GIS-multicriteria decision analysis for landslide susceptibility mapping: comparing three methods...
Transcript of GIS-multicriteria decision analysis for landslide susceptibility mapping: comparing three methods...
ORI GIN AL PA PER
GIS-multicriteria decision analysis for landslidesusceptibility mapping: comparing three methodsfor the Urmia lake basin, Iran
Bakhtiar Feizizadeh • Thomas Blaschke
Received: 4 February 2012 / Accepted: 18 October 2012 / Published online: 27 October 2012� Springer Science+Business Media Dordrecht 2012
Abstract The GIS-multicriteria decision analysis (GIS-MCDA) technique is increasingly
used for landslide hazard mapping and zonation. It enables the integration of different data
layers with different levels of uncertainty. In this study, three different GIS-MCDA
methods were applied to landslide susceptibility mapping for the Urmia lake basin in
northwest Iran. Nine landslide causal factors were used, whereby parameters were
extracted from an associated spatial database. These factors were evaluated, and then, the
respective factor weight and class weight were assigned to each of the associated factors.
The landslide susceptibility maps were produced based on weighted overly techniques
including analytic hierarchy process (AHP), weighted linear combination (WLC) and
ordered weighted average (OWA). An existing inventory of known landslides within the
case study area was compared with the resulting susceptibility maps. Respectively,
Dempster-Shafer Theory was used to carry out uncertainty analysis of GIS-MCDA results.
Result of research indicated the AHP performed best in the landslide susceptibility map-
ping closely followed by the OWA method while the WLC method delivered significantly
poorer results. The resulting figures are generally very high for this area, but it could be
proved that the choice of method significantly influences the results.
Keywords Landslide susceptibility � Multicriteria evaluation � GIS-multicriteria
decision analysis � Uncertainty analysis � Urmia lake basin � Iran
1 Introduction
Disaster management analysis is one of the important application domains of GIS-based
multicriteria decision analysis (GIS-MCDA). GIS-MCDA provides powerful techniques
B. Feizizadeh (&)Department of Physical Geography, Centre for Remote Sensing and GIS,University of Tabriz, Tabriz, Irane-mail: [email protected]; [email protected]
B. Feizizadeh � T. BlaschkeDepartment of Geoinformatics (Z_GIS), University of Salzburg, Salzburg, Austriae-mail: [email protected]
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for the analysis and prediction of hazards. Landslides are one of the destructive natural
phenomena that frequently lead to serious problems in rolling hillsides, resulting in loss of
human life and property, as well as causing severe damage to natural resources (Inta-
rawichian and Dasananda 2010). Landslides and slope instabilities are major hazards for
human activities often causing economic losses, property damages and high maintenance
costs, as well as injuries or fatalities (Das et al. 2010). These damages can be mitigated if
the cause and effect relationships of the events are known (Intarawichian and Dasananda
2010). Landslide susceptibility mapping (LSM) is a solution to understanding and pre-
dicting future hazards in order to mitigate their consequences. It is one of the study fields
portraying the spatial distribution of future slope-failure susceptibility (Lei and Jing-feng
2006). The LSM process is based on statistical or deterministic methods (Carrara et al.
1991; van Westen et al. 2008; Cervi et al. 2010) and could be the basis for decision-making
to help citizens, planners and engineers to reduce the losses caused by current and future
landslides by means of prevention, mitigation and avoidance (Feizizadeh and Blaschke
2011; Feizizadeh et al. 2012b). They provide important information for predicting land-
slides hazards which include an indication of the time scale within which particular
landslides are likely to occur (Atkinson and Massari 2011).
In creating a susceptibility map, the direct mapping method involves identifying regions
susceptible to slope failure, by comparing detailed geological and geomorphological
properties with those of landslide sites. The indirect mapping method integrates many
factors and weighs the importance of different variables using subjective decision-making
rules, based on the experience of the geoscientists involved (Lei and Jing-feng 2006). GIS-
MCDA provides a rich collection of techniques and procedures for structuring decision
problems and designing, evaluating and prioritizing alternative decisions. At the most
rudimentary level, GIS-MCDA can be thought of ‘‘as a process that transforms and
combines geographical data and value judgments (the decision-maker’s preferences) to
obtain information for decision-making. It is in the context of the synergetic capabilities of
GIS and MCDA that one can see the benefit for advancing theoretical and applied research
on GIS-MCDA’’ (Malczewski 2006a, p. 703). The chief rationale behind integrating GIS
and MCDA is that these two distinct areas of research can complement each other. While
GIS is commonly recognized as a powerful and integrated tool with unique capabilities for
storing, manipulating, analysing and visualizing spatial data for decision-making, MCDA
provides a rich collection of procedures and algorithms for structuring decision problems,
designing, evaluating and prioritizing alternative decisions. It is in the context of the
synergetic capabilities of GIS and MCDA that one can observe the benefits for advancing
theoretical and applied research on the integration of GIS and MCDA (Malczewski 1999,
2006a; Boroushaki and Malczewski 2010).
Although the GIS-MCDA approaches have traditionally focused on the MCDA algo-
rithms for individual decision-making, significant efforts have recently been made to
integrate MCDA with GIS in a group decision-making setting (Malczewski 1996;
Jankowski et al. 1997; Nyerges et al. 1997; Bennett et al. 1999; Feick and Hall 1999;
Jankowski and Nyerges 2001a, b; Kyem 2004). In a survey of GIS-MCDA systems for
collaborative decision-making, Malczewski (2006b) noted that the voting methods
(social choice functions) are the most popular approach for generating a group solution in a
GIS-based multicriteria group decision-making environment. Central to GIS-MCDA is the
concept of decision rules or evaluation algorithms. A decision (or combination) rule can be
defined as a procedure that enables the decision-maker to order and select one or more of
the alternatives from a set of available alternatives (see Starr and Zeleny 1977; Malczewski
1999). Over the last two decades, there have been a number of multicriteria decision rules
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implemented in the GIS environment including the weighted linear combination (WLC) or
weighted summation/Boolean overlay methods (e.g. Carver 1991), the analytic hierarchy
process (AHP) (e.g. Banai 1993), ordered weighted average (OWA) (Yager 1988), the
ideal/reference point methods (e.g. Eastman 1997) and the outranking methods (e.g. Joerin
et al. 2001). According to a comprehensive survey of the GIS-MCDA literature (see
Malczewski 2006a), the Boolean overlay operators and the weighted linear combination
procedures account for almost 40 % of all GIS-based multicriteria analysis applications
(e.g. Eastman 1997; Malczewski and Rinner 2005; Chen et al. 2009). These approaches
can be generalized within the framework of the OWA (Jiang and Eastman 2000;
Makropoulos et al. 2003; Malczewski et al. 2003; Malczewski and Rinner 2005; Borou-
shaki and Malczewski 2008).
GIS-based MCDA methods are increasingly being used in LSM (Feizizadeh and
Blaschke 2012b). The attempts of LSM have used GIS-based MCDA approaches including
the Boolean overlay and the WLC methods (Malczewski 1999). ‘‘The Boolean overlay
approach uses non-compensatory aggregation operators such as the intersection (AND)
where every criterion is met and the union (OR) where a single criterion is met. The WLC
approach uses compensatory aggregation rules where decision set includes the overall
value of the alternatives and where favourable criteria can outweigh unfavourable criteria.
The WLC procedure allows a full trade-off among criteria (i.e. high criteria weights can
compensate for low criteria scores) and offers much more flexibility than the Boolean
overlay approach’’ (Gorsevski et al. 2012, p. 288). This paper builds on some earlier results
from a study regarding landslide susceptibility assessment, applying the GIS-MCDA
procedure for the assessment of landslide hazards, which are common in the Urmia lake
basin, Iran. The main objectives of this research are to apply the GIS-MCDA approach for
the LSM of the Urmia lake basin and to compare three different methods to a spatial
database of known landslides in order to identify which method is more beneficial.
2 Study area and dataset
The Urmia lake basin is located in the northern-west of Iran (See Fig. 1). This area with 35
cities and 1,018 villages totalling in 3.2 million inhabitants is important in terms of
housing, industrial and agricultural activities for the East Azerbaijan province (Iran Census
Centre 2007; Feizizadeh et al. 2012c). In Urmia lake basin, the elevation increases from
1,260 m at Urmia Lake to 3,710 m above sea level in the Sahand Mountains. The climate
of this area is semi-arid and the annual precipitation amounts to approximately 300 mm.
The area’s geology is responsible for volcanic hazards, earthquakes and landslides. This
setting makes the slopes of the area potentially vulnerable to landslides and mass move-
ments (See Fig. 2 as example of recent landslide event in the study area). Mass movement
and landslides are common in the Urmia lake basin (Feizizadeh and Blaschke 2011). The
landslide inventory database of Urmia lake basin indicated 132 landslide events were
recorded by GPS in field survey (MNR 2010). Unstable slopes combined with the geo-
logical tectonic settings make this area highly susceptible for landslide hazards. In par-
ticular, the unstable slopes in the northern part of the Tabriz city (the largest city in the
northern-west of Iran with about 2 million inhabitants) have a high potential for mass
movements and landslides.
In order to produce a landslide susceptibility map of this area, we used topographic,
geological, climatic and socioeconomic parameters in our research. Major datasets used in
this study include:
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• Lithology and fault maps derived from geological maps 1:100,000.
• Road and drainage maps extracted from a topographical map of the area in a scale of
1:25,000.
• Digital topographical maps in a scale of 1:25,000 were used to create DEM and obtain
slope and aspect respectively.
• Land use/cover maps were derived from Landsat ETM ? satellite images with spatial
resolution 30 m based on image processing techniques (MANR 2008).
• A 30-year meteorological data were used to create precipitation map.
Fig. 1 Location of the case study area within Iran and the Persian Gulf region (left) and north-western Iran(right)
Fig. 2 Landslide event in study area
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• The landslides inventory database for the Urmia lake basin including 132 landslide
events was recorded by GPS in field survey (MNR 2010).
In the preparation phase, all necessary geometric thematic editing was done on the
original datasets and a topology was created. In the next step, all vector layers were
converted into raster format with 20 m resolution, and the spatial datasets were processed
in Arc GIS. Slope and aspect were generated from a 20 m resolution DEM which was
derived from topographical maps with a scale of 1:25,000. In doing so, standardization was
performed on the criteria. Standardization is important stage in MCDA approach and
defined ‘‘a process that transforms and rescales the original criteria into comparable units’’
(Gorsevski et al. 2012, p. 288). This technique is an extension of the classic binary logic,
which enables the definition of sets without sharp boundaries and allows elements to be
partially assigned to a particular set. A fuzzy set is essentially a set whose members have
degrees of membership ranging between 0 and 1, as opposed to a classic binary set in
which each element must have a membership degree of either 0 or 1 (Malczewski 2004). In
this particular landslide analysis for Urmia lake basin, the criteria were represented by
separate GIS dataset layers with memberships of different potential classes and were
subsequently standardized using the maximum eigenvectors approach on a 0–1 scale.
3 Methods
3.1 Selection of evaluation criteria
Evaluation criteria objectives and attributes need to be identified with respect to the par-
ticular situation under consideration. The set of criteria selected should adequately rep-
resent the decision-making environment and contribute towards the final goal (Prakash
2003). There are no universal guidelines for selecting parameters that influence landslides
in susceptibility mapping (Yalcin 2008; Feizizadeh et al. 2012b), but landslides exhibit a
combination of two or more types of movements, resulting in a complex type (Varnes
1984). They are triggered by a number of external factors, such as intense rainfall,
earthquake shaking, water level change, storm waves, rapid stream erosion, etc. (Dai and
Lee 2002). In addition, extensive human interference in hill slope areas for the construction
of roads, urban expansion along the hill slopes, deforestation and rapid change in land use
contribute to instability. This makes it difficult, if not impossible, to define a single
methodology to identify and map landslides, to ascertain landslide hazards and to evaluate
the associated risk (Guzzetti et al. 2005; Das et al. 2011). In this study, topography,
geology, climate, vegetation and anthropogenic factors were selected based on expert
knowledge, on the basis of field studies related to active landslides. The results of the
susceptibility map are determined by factors with high local representation such as lin-
eaments and turned to have artefacts that reduce its reliability. There are also studies that
used natural (lithology, lineament) and artificial (roads and other engineering structures),
or causal (e.g. slope, lithology) and triggering (rain, seismicity, etc.) factors together
(Ayalew and Yamagishi 2005; Yalcin 2008). The selection of the nine causal factors in this
study is based on these four criteria, as well as considering general literature inputs and
data availability (Ayalew and Yamagishi 2005). Lithology, DEM, slope, aspect, land
cover, precipitation, distance to streams and the distance to roads and faults are the factors
that are most often used for susceptibility mapping (Yalcin 2008; Thanh 2008; Chauhan
et al. 2010; Feizizadeh et al. 2011; Oh and Pradhan 2011; Bai et al. 2011).
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3.2 Analytical hierarchy process
The AHP method (Saaty 1977, 1980; Saaty and Vargas 1991) is a well-known method of
the multicriteria technique, which has been incorporated into GIS-based suitability pro-
cedures (Marinoni 2004; Jankowski and Richard 1994). Quantitative and qualitative
information about decision-making problems can be organized using the AHP method
(Saaty 1980; Malczewski 1999). The AHP can assist in identifying and weighting selection
of criteria and expediting the process of decision-making (Sener et al. 2010; Yahaya et al.
2010). The AHP is a multi-attribute weighting method, used to derive ratio scales from
paired comparisons and to introduce objectivity in weight assignment. It provides an
effective means to deal with complex decision-making by assisting with identifying and
weighting selection criteria; it is a useful mechanism for checking the consistency of the
evaluation measures and alternatives suggested by the decision-maker. The input can be
obtained from actual measurements such as price, weight, etc., or from subjective opinion
such as preference and expert judgement (Kritikos and Davies 2011). ‘‘The AHP method
reduces the complexity of a decision problem to a sequence of pairwise comparisons,
which are synthesized in a ratio matrix that provides a clear rationale for ordering the
decision alternatives from the most to the least desirable. Specifically, the process builds a
hierarchy of decision criteria. Through the pairwise comparison of each possible criterion
pair, a relative weight for each decision criterion within the hierarchy is produced. The
development of AHP pairwise comparison is based on the rating of relative preferences for
two criteria at a time. Each comparison is a two-part question determining which criterion
is more important and to what extent, using a scale with values from the set: {1/9, 1/8, 1/7,
1/6, 1/5, 1/4, 1/3, 1/2, 1, 2, 3, 4, 5, 6, 7, 8, 9}. The values range from 1/9 representing the
least important (than), to 1 for equal importance and to 9 for the most important (than),
covering all the values in the set. The AHP comparison matrix consists of an equal number
of rows and columns, where scores are recorded on one side of the diagonal, while values
of 1 are placed in the diagonal of the matrix’’ (Gorsevski et al. 2006, p. 127). The AHP
typically involves establishing a graphical representation of problem as a hierarchy,
weighting the elements at each level of the hierarchy and calculating the weights (Phua and
Minowa 2005; Yahaya et al. 2010). Based on the AHP approach, the weights are deter-
mined by normalizing the eigenvector which corresponds to the largest eigenvalue of the
ratio matrix (Malczewski 1999; Gorsevski et al. 2006). Since human judgment can violate
the transitivity rule and thus cause an inconsistency, the consistency ratio (CR) is computed
to check the consistency of the conducted comparisons. In case of high inconsistency, the
most inconsistent judgments can be revised (Gorsevski et al. 2006). After the weights are
determined through the pairwise comparison method, the resulting evaluation scores are
used to order the decision alternatives from the most to the least desirable, followed by an
aggregation criterion technique (Jiang and Eastman 2000; Gorsevski et al. 2006). Because
of its simplicity and robustness in obtaining weights and integrating heterogeneous data,
the AHP has been used in a wide variety of applications, including multi-attribute decision-
making, total quality management, suitability analysis, resource allocation, conflict man-
agement, design and engineering (Vargas 1990; Chen and Hwang 1992; Jiang and Eastman
2000; Vaidya and Kumar 2006; Gorsevski et al. 2006). However, it should be noted that
the AHP has been criticized for its inability to adequately handle the ambiguity and
imprecision associated with the conversion of linguistic labels attached to the ratio scale, to
crisp numbers used in the comparison matrix. The other criticisms concern the axiomatic
foundation of the method, the correct meaning of priorities, the measurement scale and the
rank reversal (Lootsma 1993; Barzilai 1998; Leskinen 2000; Mikhailov 2003; Gorsevski
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et al. 2006). Despite these shortcomings, the AHP has been widely used for practical
applications and integrated with other methodologies such as fuzzy sets to represent human
judgments and capture their inconsistencies (Gorsevski et al. 2006).
3.3 Weighted linear combination
The WLC method is one of the most commonly used GIS-MCDA (Malczewski 2000). The
WLC technique is a popular method that is customized in many GIS and is applicable for
the flexible combination of maps. The tables of scores and the map weights can be adjusted
to reflect the judgment of an expert in the domain of the application being considered
(Ayele 2009). This method initially requires the standardization of the classes in each
factor to a common numeric range. The class rating within each factor was based on the
relative importance of each class according to field observations in the study area and
existing literature, indicating certain conditions as the most favourable to slope failure
(Kritikos and Davies 2011). WLC can be considered as a hybrid between qualitative and
quantitative methods (Ayalew et al. 2004). This method represents the simplest procedure
that aggregates criteria, once the criterion scores have been standardized and the weights
have been computed to form a single score of evaluation (Voogd 1983). In the WLC
method, each criterion is multiplied by its weight from the pairwise comparison and the
results are summed:
S ¼X
i
wili ð1Þ
In this formula, S represents the final score, wi represents the weight of the criterion i, and
li represents the criterion standardized score (Gorsevski et al. 2006). Weights can have a
tremendous influence on the solution. Due to the criterion weights being summed to one,
the final scores of the combined solution are expressed on the same scale. Also, weights
given to each criterion determine the trade-off level relative to the other criteria, which
implies that high scores and weights from standardized criteria can compensate for low
scores from other criteria. However, when scores from standardized criteria are low while
the weights are high, they can only weakly compensate for the poor scores from other
criteria (Jiang and Eastman 2000; Gorsevski et al. 2006; Gorsevski and Jankowski 2010).
WLC (or simple additive weighting) is based on the concept of a weighted average. The
decision-maker directly assigns the weights of ‘relative importance’ to each attribute map
layer. A total score is then obtained for each alternative by multiplying the weight assigned
to each attribute by the scaled value given to the alternative on that attribute, and summing
the products of all attributes. When the overall scores are calculated for all of the alter-
natives, the alternative with the highest overall score is chosen. The method can be
operationalized using any GIS system with overlay capabilities. The overlay techniques
allow the evaluation criterion map layers (input maps) to be combined, in order to
determine the composite map layer (output map) (Malczewski 2004).
3.4 Ordered weighted averaging
The OWA operators were introduced by Yager in 1988. OWA is a class of multicriteria
operators which was given quantifier guided aggregation in 1996 (Yager 1988, 1996).
OWA is a method which involves two sets of weights including criterion importance
weights and order weights (Malczewski 2006a). An important weight is assigned to a given
criterion (attribute) for all locations in a study area to indicate its relative importance
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(according to the decision-maker’s preferences) in the set of criteria. The order weights are
associated with the criterion values on a location-by-location (object-by-object) basis.
They are assigned to a location’s attribute values in decreasing order without considering
which attribute the value comes from. The order weights are central to the OWA com-
bination procedures. Yager (1988) proposed OWA as a parameterized family of combi-
nation operators. For a given set of n criterion (attribute) maps, an OWA operator can be
defined as the following function OWA: In ? I, where I = [0, 1] that is associated with a
set of order weights V = [v1, v2, …, vn] so that vj e [0,1] for j = 1, 2,…, n andPnj¼1¼ 1v j ¼ 1 given a set of standardized criterion value Ai = [ai1, ai2…, ain] for
i = 1,2,…m, where aij e [0,1] is associated with the location (e.g. cell, polygon, line,
point), the OWA operator is defined as follows (Boroushaki and Malczewski 2010):
OWAiðai1; ai2; . . .; ainÞ ¼Xn
j¼1
vjzij ð2Þ
where zai1 C zi2 C ��� C zin is the sequence obtained by reordering the criterion values
ai1, …, ain. With different sets of order weights v, one can generate a wide range of OWA
operators including the three cases used in this article: WLC, Boolean overlay combination
(‘‘AND’’) and (‘‘OR’’) by changing the set of order weights v (Yager 1988; Malczewski
2006b; Boroushaki and Malczewski 2010).
The OWA combination operator in Eq. (2) ignores the fact that most of the GIS-based
decision-making problems require a set of different weights to be assigned to criterion
maps layers. In order to extend the conventional OWA approach, it is necessary to fuse the
‘criterion weights’ (importances), W, into the OWA procedure. Yager (1997) proposed a
criterion weight modification approach for the inclusion of criterion weights into the OWA
operator as follows (Boroushaki and Malczewski 2010):
Vj ¼ Q
PiI¼1 uIPnI¼1 uI
!� Q
Pj�1I¼1 uIPnI¼1 uI
!ð3Þ
where uj is the reordered jth criterion weight, wj, according to the reordered zij Considering
Q(p) = px for x [ 0, Eq. (3) can be simplified to:
Vj ¼Pi
I¼1 uIPnI¼1 uI
!x
�Pj�1
I¼1 uIPnI¼1 uI
!x
ð4Þ
Accordingly, given the sets of criterion weights, W, and order weights, v, the OWA
operator can be defined as:
OWAi
Xn
j¼1
¼Pi
I¼1 uIPnI¼1 uI
!x
�Pj�1
I¼1 uIPnI¼1 uI
!x !zij ð5Þ
OWA provides a tool for generating a wide range of decision strategies in a decision
strategy space, by applying a set of order weights to criteria that are ranked in ascending
order on a pixel-by-pixel basis. The number of order weights is equal to the number of
criteria and must sum to one. The position of a set of order weights can be identified in a
decision strategy space based on the concepts of trade-off and risk (Yager 1988; Jiang and
Eastman 2000). Trade-off indicates the degree to which a low standardized value on one
layer can be compensated for by a high standardized value on other considered criteria risk
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refers to how much each criterion affects the final solution (Jiang and Eastman 2000;
Malczewski 2006a; Robinson et al. 2010; Feizizadeh et al. 2012a).
3.5 Calculation of criterion weights
Criterion weights are the weights assigned to the objective and attribute maps (Meng et al.
2011; Feizizadeh and Blaschke 2012a). Criteria weights represent the influence of each
criterion in the model on the distribution of mesquite. In the MCDA procedure, AHP
(Saaty 1980) is often applied for the elicitation of criteria weights. AHP provides a hier-
archical structure by reducing multiple criteria into a pairwise comparison method for
individual or group decision-making and allows the use of quantitative (objective) and
qualitative (subjective) information (Gorsevski et al. 2006; Malczewski 1999; Saaty 1980;
Gorsevski et al. 2012). To apply the AHP approach described above, it is necessary to
break a complex unstructured problem down into its component factors. These factors must
then be arranged in a hierarchic order and assigned numerical values to enable subjective
judgment of the relative importance of each factor. The judgements are then synthesized, in
order to determine the priorities to be assigned to these factors (Saaty and Vargas 1991). In
the construction of a pairwise comparison matrix, each factor is rated against every other
factor by assigning a relative dominant value between 1 and 9 to the intersecting cell (see
Table 1). In this technique, the effects of each criteria to the susceptibility of landslides
relative to each other were determined by evaluating the preferences in the effects of the
criterions to the landslide susceptibility map. Normally, the determination of the values of
the criterions relative to each other is subject to the choices of the decision-maker. In this
study, we utilized the AHP’s ability to incorporate different types of input data and the
pairwise comparison method for comparing two criterions at the same time. However, both
the comparison of the criterions relative to each other and the determination of the decision
alternatives, namely the effect values of the sub-criteria of the criterions (see Table 2 for
weights of sub-criteria), were based on the comparison of LSM criterions. Respectively to
the implementation of the pairwise comparison matrix, experts’ opinions were asked to
calculate the relative importance of the factors and criteria involved. Consequently, the
weight values were determined using AHP pairwise matrix for the datasets used (see
Table 3). In the next step, the CR (Saaty 1977) was calculated in order to determine
whether the pairwise comparisons were consistent or not. One of the strengths of the AHP
method is that it allows for inconsistent relationships while at the same time, providing a
CR as an indicator of the degree of consistency or inconsistency (Forman and Selly 2001;
Chen et al. 2009). Therefore, we implemented the AHP method in this study with the
option to let the user define an acceptable CR threshold value. If the CR [ 0.10, it is
Table 1 Scales for pairwisecomparisons (Saaty and Vargas1991)
Intensity of importance Description
1 Equal importance
3 Moderate importance
5 Strong or essential importance
7 Very strong or demonstrated importance
9 Extreme importance
2, 4, 6, 8 Intermediate values
Reciprocals Values for inverse comparison
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Table 2 Pairwise comparison matrix, factor weights and consistency ratio of the data layers used
Factors 1 2 3 4 5 6 7 8 Eigenvalues
Lithology
(1) Altered zone 1 0.045
(2) Metamorphic–Plutonic 1 1 0.036
(3) Plutonic 3 3 1 0.020
(4) Volcanic 6 5 7 0.101
(5) Metamorphic–Volcanic 6 5 4 1 1 0.120
(6) Volcanic–Sedimentary 5 3 5 4 4 1 0.200
(7) Sedimentary–Volcanic 7 6 8 2 2 1 1 0.208
(8) Sedimentary 8 6 8 2 2 1 1 1 0.270
Consistency ratio: 0.061
Precipitation (mm)
(1) 250[ 1 0.083
(2) 251–300 3 1 0.098
(3) 301–350 4 3 1 0.116
(4) 350–400 7 4 1/3 1 0.301
(5) 401–485 8 3 7 5 1 0.402
Consistency ratio: 0.075
Land use/cover
(1) Settlement 1 0.053
(2) Orchard and croplands 3 1 0.067
(3) Dry-farming and pasturelands
8 7 1 0.235
(4) Bare soil 9 8 3 1 0.320
(5) Rock bodies 9 8 3 3 1 0.325
Consistency ratio: 0.054
Slope (�)
(1) 0–10 1 0.110
(2) 10.1–20 3 1 0.173
(3) 20.1–30 4 3 1 0.393
(4) 30.1–40 3 3 1/3 1 0.062
(5) 40.1\ 1/3 1/4 1/6 1/4 1 0.085
Consistency ratio: 0.083
Distance to fault (m)
(1) 0–1,000 1 0.514
(2) 1,001–2,000 1/3 1 0.224
(3) 2,001–3,000 1/5 1/3 1 0.126
(4) 3,001–4,000 1/7 1/5 1/2 1 0.085
(5) 4,000\ 1/5 1/2 2 3 1 0.050
Consistency ratio: 0.024
Distance to stream (m)
(1) 0–50 1 0.514
(2) 51–100 1/3 1 0.224
(3) 101–150 1/5 1/3 1 0.126
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important to be careful to accept the resulting weights without changing the inputs to the
pairwise comparison matrix and also to ensure that the matrix really reflects the user’s
beliefs and does not contain errors (Bodin and Gass 2003; Feizizadeh and Blaschke
2012a, b). In our study, the resulting CR for the pairwise comparison matrix for nine
dataset layers was 0.053 (see Table 3). This value indicates that the comparisons of
characteristics were perfectly consistent and that the relative weights were appropriate to
be subsequently used in the landslide susceptibility model.
4 Results
4.1 Landslide susceptibility maps
Three landslide susceptibility maps were produced based on GIS-MCDA techniques
including WLC (Fig. 3), OWA (Fig. 4) and AHP (Fig. 5). The landslide susceptibility
mapping was evaluated qualitatively to ensure the selection of the most appropriate method
and to improve the prediction accuracy of the landslide susceptibility map. For the AHP-
based landslide susceptibility map, high susceptible zones cover about 4.47 % (944 km2)
Table 2 continued
Factors 1 2 3 4 5 6 7 8 Eigenvalues
(4) 151–200 1/7 1/5 1/2 1 0.085
(5) 200\ 1/5 1/2 1/6 1/4 1 0.050
Consistency ratio: 0.024
Distance to roads (m)
(1) 0–25 1 0.269
(2) 26–50 4 1 0.255
(3) 51–75 4 2 1 0.249
(4) 76–100 4 2 1 1 0.135
(5) 100\ 3 2 1 1 1 0.092
Consistency ratio: 0.002
Aspect
(1) Flat 1 0.036
(2) North 9 1 0.053
(3) East 1 1/8 1 0.104
(4) West 4 1/7 3 1 0.269
(5) South 9 7 7 7 1 0.511
Consistency ratio: 0.061
Elevation (m)
1,260–1,400 1 0.076
1,401–1,800 9 1 0.239
1,801–2,500 9 8 1 0.393
2,501–3,000 8 7 7 1 0.173
3,001–3,710 7 1/7 1/6 1/5 1 0.119
Consistency ratio: 0.072
Nat Hazards (2013) 65:2105–2128 2115
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of the total area while about 61.56 % (12,197.29 km2) was classified as being moderately
susceptible and 31.25 % (6,224.71 km2) was classified as being a low susceptible zone.
2.72 % of the case study area (541.85 km2) was classified as being unsusceptible to
landslides. In the OWA-based landslide susceptibility map, the high susceptible zones
cover about 4.58 % (913.61 km2) of the total area while about 62.42 % (12,428.29 km2)
was classified as being the moderately susceptible and 30.28 % (6,028.58 km2) was
Table 3 Pairwise comparison matrix for dataset layers of landslide analysis
Factors 1 2 3 4 5 6 7 8 9 Eigenvalues
(1) Aspect 1 0.025
(2) Distance to road 1/5 1 0.036
(3) DEM 1/2 1/3 1 0.020
(4) Distance to stream 1/3 1/3 1/3 1 0.112
(5) Distance to fault 1/3 1/5 1/5 1/3 1 0.124
(6) Slope 7 1/5 9 1/3 1/4 1 0.141
(7) Land use 8 6 1/5 1/5 1/3 1/3 1 0.160
(8) Precipitation 8 6 7 7 4 3 1/5 1 0.172
(9) Lithology 9 7 1/3 8 7 4 1/5 8 1 0.210
Consistency ratio: 0.053
Fig. 3 Landslide susceptibility map derived from weighted linear combination
2116 Nat Hazards (2013) 65:2105–2128
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classified as being low susceptible. 2.72 % of the study area (541.79 km2) was classified as
being unsusceptible to landslides. Lastly, the WLC-derived landslide susceptibility map
yields high susceptible zones of about 3.05 % (607.61 km2) of the total area while about
63.57 % (12,655.33 km2) was classified as being moderately susceptible and 33.13 % of
the case study area (6,594.58 km2) was classified as being a low susceptible zone. 0.25 %
of the study area (51.32 km2) was classified as unsusceptible to landslides. Detailed results
are shown in Table 4.
4.2 Validation of models used
4.2.1 Comparison of landslide susceptibility maps with known landslide areas
In order to quantitatively evaluate which landslide susceptibility method is the most
beneficial, an existing landslide inventory dataset was used for a comparison. It includes
132 known landslide events which are compared with the respective susceptibility maps
that are derived from the AHP, OWA and WLC methods (see Table 4).
For the AHP method, the comparison shows that about 21.2 % of the known landslides
lie within the high susceptibility category, while approximately 75.7 % of known land-
slides fall into the moderate susceptibility category and about 3.1 % of landslides lie within
the low susceptible class. Furthermore, no known landslide event is observed in the cat-
egory ‘no susceptibility’.
Fig. 4 Landslide susceptibility map derived from ordered weighted average
Nat Hazards (2013) 65:2105–2128 2117
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For the OWA method, the comparison shows that the high susceptibility category
covers about 20.16 % of the known landslides, while the category ‘moderate susceptibility’
covers about 76.74 % and the ‘low susceptibility’ category covers about 3.1 % of the
known landslide events, respectively. None of the known landslide events falls into the
category ‘no susceptibility’.
For the WLC method, the comparison shows that the high susceptibility category covers
about 10.57 % of the known landslides in the study area, while about the 86.33 % of the
known landslides fall into the moderate susceptibility category, and the category of low
susceptibility covers about 3.1 % of the known landslides. No landslides were observed in
the ‘no susceptibility’ category.
4.2.2 Uncertainty analysis based on Dempster-Shafer theory
The Dempster-Shafer theory (DST) was used to carry out uncertainty analysis of GIS-
MCDA. The DST of evidence, which was originally based on Dempster’s work on the
generalization of the Bayesian theory (Dempster 1967), and was formalized by Shafer
(1976), can provide a mathematical framework for the description of incomplete knowl-
edge (Park 2011). The DST was used to measure the uncertainty in the landslide sus-
ceptibility maps. Based on the DST (belief) approach, the uncertainty is the difference to
the ‘plausibility’. The ignorance value can be used to represent the lack of evidence
(complete ignorance is represented by 0). The belief function shows the spatial distribution
of the belief or support for landslide susceptibility. In the context of the uncertainty
assessment for the WLC method, the belief function reveals that certainty ranges between
Fig. 5 Landslide susceptibility map derived from analytic hierarchy process
2118 Nat Hazards (2013) 65:2105–2128
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0.15 and 0.67 (see Fig. 6). Uncertainty analysis results for OWA show a certainty range of
0.24–0.89 (See Fig. 7). The uncertainty analysis for the AHP method results in a certaintyrange of 0.22–0.87 (see Fig. 8). The detailed uncertainty results for all three MCDA
methods are shown in Table 4.
5 Discussion
Mass movement and landslide predisposing factors are generally assumed to be similar to
those observed in the past. If this assumption holds true, one can predict future slides
occurring in a non-specified time span. Since most factors listed in Table 4 are relatively
stable, this study—and many others—uses this hypothesis. The only critical factor is land
use which may change more rapidly. A certain risk would be climate change which may
result in changes in the precipitation regime.
The GIS-MCDA methods provide a framework to handle different views and compo-
sitions of the elements of a complex decision problem, organize the elements into a
hierarchical structure and study the relationships among the components of the problem
(Malczewski 2006a, b). Results of this research indicated that the AHP method performed
best compared to the WLC and OWA methods. In particular, the AHP method leads to
more accurate maps. However, when analysing the landslide susceptibility maps alone, the
OWA-derived results are not much different. Through the validation exercise with known
existing landslides, the AHP clearly performed best. For the uncertainty analysis experi-
ments based on the DST method, the OWA method revealed the highest certainty. Both
methods—and their respective map results—performed better than the landslide suscep-
tibility maps derived from the WLC method. We should note that the differing accuracies
are due to the different decision rules of the respective MCDA operators. Naturally, a
variety of decision rules will result in various MCDA accuracies. Jiang and Eastman
(2000) describe two of the most common procedures in MCDA that are used to aggregate
criteria in a spatial decision support system. The first procedure is the Boolean overlay,
which involves a combination of maps (criteria) by logical operators such as intersection
Table 4 Comparison landslide susceptibility with landslides in study area
MCDA Susceptibilitycategory
Area undercategory (%)
Comparison withlandslides area (%)
Results of uncertaintyanalysis using DST
AHP High susceptibility 4.47 21.2 0.85–0.87
Moderate susceptibility 61.56 75.7 0.65–0.84
Low susceptibility 31.25 3.1 0.46–0.64
No susceptibility 2.72 0 0.22–0.45
OWA High susceptibility 4.58 20.16 0.85–0.89
Moderate susceptibility 62.42 76.74 0.65–0. 84
Low susceptibility 30.28 3.1 0.46–0.64
No susceptibility 2.72 0 0.24–0.45
WLC High susceptibility 3.05 10.57 0.64–0.67
Moderate susceptibility 63.57 86.33 0.56–0.63
Low susceptibility 33.13 3.1 0.46–0.55
No susceptibility 0.25 0 0.15–0.45
Nat Hazards (2013) 65:2105–2128 2119
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(AND) or union (OR). The second procedure is the WLC, which involves numeric stan-
dardization of evaluation criteria aggregated by the weighted average. Indeed, applications
of both aggregation techniques have been increasingly implemented in LSM, using various
modelling frameworks (Carrara et al. 1995; Barredo et al. 2000; van Westen et al. 2000;
Ayalew et al. 2004; Lee and Choi 2004; Gorsevski et al. 2006; Komac 2006; Gorsevski and
Jankowski 2010).
Among the GIS-MCDA methods, the AHP gained high popularity due to the ease in
obtaining the criterion weights, as well as its capacity for integrating heterogeneous data. It
is therefore applied in a wide variety of decision-making problems. It is especially useful
in situations where it is impractical or even impossible to specify the exact relationships
between large numbers of evaluation criteria (Deng 1999; Chen et al. 2009). Due to the
large amount of criteria and the heterogeneity of data sources, the uncertainty of the results
remains typically unclear. Even small changes in decision weights and methods may have
a significant impact on the rank ordering of the criteria and may subsequently change the
results (Feizizadeh et al. 2012a, b; Feizizadeh and Blaschke 2012b). In our research, the
WLC resulted in relatively low accuracies in both validation and uncertainty analyses. It is
obvious that a critical step in GIS-MCDA is the assignment of weights to the different
criteria, according to their significance. This step involves the selection of a suitable
weighting method and the quest for a high objectivity. The incorrect specification of
weights is a common error in the application of WLC to spatial decision problems
(Malczewski 2000; Kritikos and Davies 2011). Furthermore, the application of WLC
requires the standardization of different classes within each factor to a common numeric
range (e.g. 0–100). This standardization addresses relative importance of each class in
Fig. 6 Uncertainty analysis results of map derived from weighted linear combination
2120 Nat Hazards (2013) 65:2105–2128
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landslide susceptibility (the higher the more important). This is achieved by a simple linear
scale transformation. The uncertainty here stems from the fact that we assume that the
importance increases linearly in each class for example with increase in slope or decrease
in distance from roads and faults (Kritikos and Davies 2011).
The level of trade-off is considered as an important issue in terms of the accuracy
assessment for GIS-MCDA. In weighted combination methods, a factor with a high cri-
terion weight can trade off or compensate for poor weights on other factors. The WLC
method is situated in the middle of the continuum ranging from the ‘MIN’ (Boolean
‘AND’ operator) to ‘MAX’ (Boolean ‘OR’ operator), which indicates full trade-off among
criteria. The OWA method can be used to select any degree of trade-off among criteria,
ranging from no trade-off to full trade-off, depending on the decision-making strategy.
Therefore, the Boolean overlay represents the extreme case with no trade-off. The Boolean
‘AND’ operator represents the ‘MIN’ risk decision-making, while the Boolean ‘OR’
operator represents the ‘MAX’ risk decision-making in strategy space. The WLC method
averages the risk in decision-making, with full trade-off among criteria (Gorsevski et al.
2012; Feizizadeh and Blaschke 2012c).
OWA is a relatively new MCDA method that is analogous to WLC but which considers
two sets of weights which provide additional flexibility for OWA. In this method, the first
set of weights controls the relative contribution of specific criterion while the second set of
weights controls the order of the aggregation of the weighted criteria (Jiang and Eastman
2000; Malczewski 1999, 2006a; Gorsevski et al. 2012). ‘‘The appeal of OWA is that by
reordering and changing criterion parameters, one can generate a wide range of different
solution maps and predictive scenarios. Unlike the Boolean overlay where the intersection
Fig. 7 Uncertainty analysis result of map derived from ordered weighted average
Nat Hazards (2013) 65:2105–2128 2121
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‘AND’ operator represents the lowest risk while the union ‘OR’ represents the highest risk
in the decision-making, the OWA method can obtain a full spectrum of risk scenarios
bounded between the intersection ‘AND’ and the union ‘OR’ operators’’ (Gorsevski et al.
2012, p. 288). For instance, within the OWA context, the equal weights WLC method
represents an ‘‘average risk in decision-making’’ (Gorsevski et al. 2012, p. 288). The OWA
method can select risk dynamically according to the decision-making strategy and obtain
any results from ‘MIN’ risk to ‘MAX’ risk with the appropriate trade-off (Chen and Zhu
2010). The nature of OWA depends on its capability of implementing different combi-
nations of operators, by specifying an appropriate set of order weights. OWA operators
have limited applications in situations involving a large set of evaluation criteria (Yager
1996; Malczewski 2006a). Under a complex spatial decision situation, the decision-maker
might find it difficult or impossible to provide precise numerical information for the OWA
parameters (Malczewski 2006a). According to Eastman (2001), results generated by OWA
lead to a decision rule that falls in a triangular decision space where the risk aversion
decision rule is generated by using the ‘AND’ operator, while a risk taking decision rule is
generated by the ‘OR’ operator. ‘‘The intermediate solution between the ‘AND’ and ‘OR’
operators are part of the decision space. The WLC solution, which is obtained by applying
equal ordered weights, is located exactly between the ‘AND’ and the ‘OR’ operator, while
the ‘MIDAND’ and the ‘MIDOR’ are located between the ‘AND’ and the WLC
and between the WLC and the ‘OR’ in the triangular decision space’’ (Gorsevski and
Jankowski 2010, p. 1016). WLC is a technique where criteria are standardized to a
common numeric range and then combined by the means of a weighted average to produce
a continuous mapping of suitability. WLC is particularly suited when weighting similar
Fig. 8 Uncertainty analysis result of map derived from analytic hierarchy process
2122 Nat Hazards (2013) 65:2105–2128
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criteria. In the case of differentiated criteria, the sole use of WLC will increase the levels of
subjectivity in the decision-making process (Feizizadeh et al. 2012a).
AHP is also used to break up criteria into clusters with common characteristics. This
combination approach utilizes the best features of each MCDA technique to improve the
decision-making process. Our results show that AHP is an improvement in the final
solution, yet the presented approach showed better accuracy in the prediction of the
landslide susceptibility. Indeed, the AHP can be used as a method for data combination.
However, the AHP method is well known as a method of criteria ranking and allows a
degree of subjectivity in the pairwise comparisons between the criteria. Furthermore, the
CR is not affected by any misconception regarding the significance of various criteria. As a
result, any incorrect perception on the role of the different slope-failure criteria can be
easily conveyed from the expert’s opinion into the weight assignment (Kritikos and Davies
2011). In an effort to deal with this source of uncertainty, Feizizadeh and Blaschke (2012b)
presented a new approach to improve the accuracy of GIS-OWA-MCDA by analysing how
changes in criteria weights affect evaluation outcomes spatially and quantitatively. They
indicate that the further improvement of the accuracy of GIS-based MCDA can be
achieved by integrating Monte Carlo Simulation for sensitivity analysis of the weights
derived from AHP and assessing uncertainty using DST.
Classification of susceptibility (susceptibility classes) is another source of uncertainty
whereby the latter originates from the classification of the final pixel values representing
the spatial distribution of susceptibility by specified classes. As there are no statistical
rules, which can guide the classification of continuous data automatically, the process of
transforming continuous data into two or more categories remains unclear in LSM (Kri-
tikos and Davies 2011). To deal with this gap, most researchers use their expert opinions to
develop class boundaries (Ayalew et al. 2004; Kritikos and Davies 2011). The natural
breaks classification method (or Jenks optimization) used in this study groups values within
a class, generating classes of similar values separated by breakpoints. The method seems to
work well with values that are neither evenly distributed nor tend to accumulate at one end
of the distribution. Other methods such as quantile classification, equal interval, equal area
and standard deviation could each be applied to generate the same classes with some
variations. The issue here is that the boundaries between susceptibility classes are unclear
and subject to uncertainty. Especially when we interpret values close to each class
boundary (e.g. values between ‘‘High’’ and ‘‘Very high’’ susceptibility), it is important to
consider the statistical assumptions underlying the classification process, before any
decisions are made based on the resulting map (Kritikos and Davies 2011).
6 Conclusions
When using GIS-MCDA methods, it is evident that each method has its advantages and
inherent limitations that must be fully understood and accepted by the decision-maker
before applying it (Kritikos and Davies 2011). In this respect, the methods and the
respective decision rules need to be analysed in terms of their usefulness and appropri-
ateness. Based on this idea, in our research, we compared the accuracy of three major GIS-
MCDA methods. These investigations could reveal the capabilities of the three GIS-
MCDA methods for LSM. In addition, we investigated the uncertainty of the respective
results. There are already some other studies on mapping landslide susceptibility through
the use of GIS-MCDA (Gorsevski et al. 2006; Ayalew et al. 2004, 2005; Guzzetti et al.
2005; Komac 2006; van Westen et al. 2006; Gorsevski and Jankowski 2008, 2010;
Nat Hazards (2013) 65:2105–2128 2123
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Feizizadeh et al. 2011, 2012b). Some of them used multicriteria evaluation (MCE), which
is the most fundamental approach in decision-making (Malczewski 1999). However, the
respective resulting accuracies of MCDA for LSM are rarely studied. This also holds true
for uncertainty analyses of the results. The authors are confident that the outcome of this
research is a) methodologically important to the advancement of MCDA methodologies
and b) for analysing in this particular regional study which landslide susceptibility method
is most beneficial. Particularly having in mind the readership of this journal, we may
conclude that landslide susceptibility maps can increasingly be considered as base map for
decision-making when aiming to avoid or reduce the impacts of future hazards. In this
respect, it is critical to understand the capability and the specifics of each method. Only
then, we can ensure the usefulness and appropriateness of landslide susceptibility maps.
We may further conclude that in LSM process, classification and zoning are dependent
on topography, geology, geotechnical properties, climate, vegetation and anthropogenic
factors such as development and the clearing of vegetation (Fell et al. 2008). Based on the
comparative results of the landslide inventory and the landslide susceptibility maps, high
susceptible zones are demarcated. These zones include most of the known landslides that
occurred on unstable slopes over the last several years. The three obtained landslide
prediction maps were not only accomplished for the sake of comparison. We will provide
all three versions with respective explanations to the responsible authorities in the East
Azerbaijan province for risk management. The information provided by these maps shall
help citizens, planners and engineers to reduce losses caused by existing and future
landslides by means of prevention, mitigation and avoidance. The results are therefore
useful for explaining the driving factors of the known existing landslides, for supporting
emergency decisions and for supporting the efforts on the mitigation of future landslide
hazards in the Urmia lake basin.
Acknowledgments The authors would like to thank the reviewers for their helpful and constructivecomments on earlier versions of the manuscript and the Department of Geoinformatics (Z_GIS) Universityof Salzburg for partial financial support. We also appreciate the help of Dr. Hasan Ahmadzadeh, Universityof Tabriz, for his help and in particular for providing rights for Fig. 2. This work was carried out as part of aPhD study funded by the Iranian Ministry of Science, Research and Technology and including a studyperiod at the University of Salzburg.
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