VIET BAC TKV - CTCP

AN - KHOANG SAN VIET NAM EP MO VIET BAC TKV- CTCP

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TAI LIEU BA1 1101 BONG CO BONG THONG MiN NAM 2021 TONG CONG TY CONG NGBITTP MO VITT BAC TKV - CTCP

1. Quy the lam viec dm Dg hOi; 2. Bao cao ke't qua SXKD dam 2020 va lce hoach SXKD nam 2021; 3. Bao cao hoat &Ong dm HOi &Ong quan tri; 4. Ti trinh pile duyet bao cao tai chinh va PPLN nam 2020; 5. Bao can hoat dOng dm Ban kiem soil; 6. Tor trinh chi tra thii lao cho Thanh vien HDQT, Ban KS; 7. Tel trinh viec lira chop Cong ty kiem town BCTC nam 2021. 8. Du thao sfra doi Dieu le to cluk va hog dOng Tong ding ty; Quy the not 1)0 ye quan tri, Quy the hog Ong dm HDQT, Quy the hog dOng dm Ban kiem soar

NAM 2021

CH TONG

CONG NGHIEP MO

HHDCD THtfONG NIEN NAM 2021 NGHIEP MO VIET BAC TKV — CTCP

TT Thai gian 0 VIET BAICI,51 . TKV - CTCP -,i,_ NOi dung -"1.-7 4,ii

koAN - 9se

Ngiroi thyc hien

1 Ban kiem tra tu cach c6 Tong

7h30 — 8h00 Don i=:..1 Dieu va co °long. Co long dang 14 tham dg dai h6i voi Ban kiem tra tu cach c6 Tong va nhAn the bieu quyet

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- Chao co, tuyen b6 ly do, gioi thieu dai Hai BA Nguygn H6ng Hanh

- Gicri thieu Chu too len dieu hanh Dai h6i BA Nguygn H6ng Hanh

- Bao cao kiem tra tu cach c6 dong Ong Le Xuan Nggi 8h00 — 8h20 - Chu toa Dai h6i dr Ban Thu 14 Dai h6i N/A cir

ngtred cua Ban to chirc Dai 116i cimg dial hAnh DH. Ong Le Quang Binh

()Thong qua Chiming trinh Dai hOi Ong Le Quang Binh

©Thong qua Quy che lam viec Hai h(li dOng co 'ong throng nien nam 2021

Ong Vu Minh Tan

@BA° cao thyc hien ke h(Tch SXKD nam 2020, phial:mg huo'ng nam 2021 Tong cong ty

Ong Tran Hai Binh

4 8h50 — 9h05 °BA° cao ho#t Ong oh HDQT nam 2020, phimng hiriffng nam 2021

Ong Hang Van Tung

5 9h05 — 9h15 OT6 trinh phe duyet Bao cao tai chinh nam 2020 va phan phOi lcri nhu4n nam 2020 Tong cong ty

Ong WI Minh Tan

6 9h15 — 9h30 ()Bao cao dm BKS nam 2020, phuung hulfrng nam 2021; Bao cao thArn dinh BCTC nam 2020

BA Nguygn Thi Luang Anh

7 9h30 - 9h40 O To' trinh chi tra thu lao nam 2020 va ke hooch chi tra nam 2021 cho Thanh vien HDQT, BKS

Ong Tra'n Hai Binh

8 9h40 — 9h50 4 To' trinh lira chop Cong ty kiem toan dOc 14p kiem town Bao cao tai chinh nam 2021 dm Tong cong ty

BA Nguyen Thi Luang Anh

9 9h50 — 10h10 0 Thong qua di did() sum dai Dieu le CO chtkva host d(ing Tang cong ty, cac not dung thu(ic tham quyen dm DO 14i.

Ong Le Quang Binh

10 10h10 — 10h40 0 Thong qua Quy the host d,Ong dm HDQT va Quy the not bi) ye quan tri Tong cong ty

Ong Dang Van Tung

12 10h40 — 10h55 Thong qua Quy the host dOng cila Ban kiem soot Ba Nguyen Thi

Luang Anh

13 10h55 — 11h20 Y kien phat bieu ctia cac co deing

14 11h20 — 11h30

Trinh bay dir O thao Bien ban va Nghi quyet D . - •

hOi, bleu quyet thong qua Ban Thu ky dai h'6i

15 11h30 Be mac Dai h6i Ong Le Quang Binh

BAN TO CHeC DAI HQI

TAP DOAN CONG NGHV THAN - KHOANG SAN VIET NAM TONG CONG TY CONG NGHIEP

MO VIET BAC TKV- CTCP

LONG HOA xA Hoi CHU NGHIA VIET NAM £00 lap - Tv do - II#nh pink

So: 01/2021/QC - DHDCD Ha 10i, ngay 3A thang 3 nam 2021

QUY CHE LAM VIEC DAI HOI BONG CO BONG THUtiNG MEN NAM 2021

Can cir Luat doanh nghiep s6 59/2020/QH14 da dugc Qu6c h'6i nu& C6ng hea xa h6i chu ngs hia Viet Nam khoa 14 thong qua ngay 17/6/2020;

Can cir Dieu le to chirc va hoat d6ng dm Tong ding ty Cong nghiep m6 Viet Bac TKV- CTCP ban hanh theo quyet dinh s6 099/QD — HDQT ngay 18/4/2018 cua HDQT T6ng ding ty.

Nham mpc dich dam bao cho Dai h6i d6ng c6 dong thuong nien nam 2021 dugc dien ra theo dung quy dinh va thanh, ding tot dep, H6i dong quan tri Tong ding ty xay dung Quy che lam viec va The le bieu quyet cua Dai h6i cac quy dinh nhu sau:

CHVONG I NBENG QUY DINH CHUNG

Dieu 1. Nguyen tic lam viec cim Dai hoi: 1. Dam bao nguyen tac lam viec cong khai, ding bang, dan chu. 2. Tat ca vi quyen lgi cua co dong Tong cong ty Cong nghiep m6 V* Bac

TKV — CTCP

Dieu 2. Dieu kien tham dg Dai hoi: Co (long Tong cong ty Cong nghiep mo Viet Bac TKV — CTCP c6 ten trong

danh sach chat quyen tham dp Dai,h6i thuong nien nam 2021 dia. Trung tam Lau ky chirng khoan Viet Nam co quyen trtrc tiep tham dp hoa.c fly quyen cho nguad khac tham dp va bieu quyet tai Dai h6i.

Dieu 3. Dieu kien cle Dai hoi dirge ti6n hanh: 1. Khi co so c6 (tong dp h9p dai dien it nhat 51% tong so c6 phan c6 quyL

bieu quyet dm Tong dog ty Cong nghiep mo Viet Bac TKV — CTCP. 2. Truang hgp khi trieu tap DO h6i lan thir nhat khong du so luting dai Met' can

thiet thi Dai h'6i tiep theo dugc thgc hien theo Mpc 2, Mpc 3, Dieu 19 Dieu le to chirc va hoat Ong ciia,Tong cons ty. Cu the nhu sau: - Truang hgp DHDCD lan thir nhat khong co du s6 luting dai bi6u can th* trong \Tong ba muoi (30) phut ke to thai diem an dinh khai mac Dai nguoi trieu tap hop huy cu6c hop. DHDCD phai dugc trieu tap lai trong vong ba muoi (30) ngay ke tir ngay du dinh to chirc DHDCD lan thir nhat.

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DHDCD trieu tap lai chi dugc tien hanh khi c6 thanh vien tham du la cac co (long va nhfing dai dien dugc uST quyen du hop dai dien cho it nhat tir 33% tong so phieu bieu quyet., - Truong hgp DHDCD lan tit* hai khong dugc tiers hanh do khong co du so dai bieu can thiet trong yang ba muai (30) phut ke tir thai diem an dinh khai mac cuOc h9p, DHDCD lan thir ba c6 the dugc trieu tap trong \Tong hai mtrai (20) ngay Ice tir ngay du dinh tien hanh cuOc h9p lan hai, va trong tnamg hgp nay cuOc h9p dugc tien hanh khong phi thuOc vao so lugng co &rig hay dai dien fly quyen tham du va dugc coi la hgp le va co quyen quyet dinh tat ca cac van de ma DHDCD lan thfr nhAt du kien phe chuAn.

Di&i. 4. Tr44 tir dm Dai Ka: 1. Tat Ca cac co &rig den tham du Dai hOi an mac lich 2. Co &Ong khi tham du dai hOi phai deo lchau trang va thvc hien cac bien phap

phong chong dich Covid-19; ng8i dung vi tri, khu vtrc do Ban to chirc Dai hOi quy dinh.

3. Khong lam viec rieng va sir dung dien thoqi di dOng trong thai gian dign ra Dai hoi. Dai hOi lam viec lien tvc khong giai lao.

Dieu 5. Qu34'n ciia co (long khi tham gia Dai hiii: 1. Dugc bieu guy& tat ca cac van de dm Dai hOi theo Dieu le T6rig cong ty

Cong nghiep mo Viet Bac TKV — CTCP va theo quy dinh cua phap luat. 2. Cac co &Ong thgc hien quyen bieu quyet true tiep hoac thong qua dai dien

dugc fly cjuyen. Moi co phap pho th6ng c6 mot phieu bieu,quyet. 3. Nhang co (long khong co dial kien di du Dai hOi (long co (long thuong flier'

narn 2021 oh Tong cong ty CO the u, quyen (bang giay uSi quyen theo mau quy dinh). Giay uy quyen phai gui ve Ban to chirc dai hOi it nhat la 01 ngay tnrac ngay to chirc Dai

4. Ban to chirc Dai hOi se giri giay thong bao trieu tap h9p Dai hoi °long c8 dong thuang nien nam 2021 dm 'Ring cong ty cho cac co (long tham du Dai hOi.

5. Cac co &Ong khi den du Dai hoi phai mang theo Giay mei hop va giay to tiny than nhu: chimg minh thu nhan dan (CCCD) hoac ho chieu de trinh cho Ban kiem tra to each c6 dong va dirge nhan mot The bieu guy& co ghi ro h9 va ten, ma so c'8' (long va so co phan ma co (tong dai diem MiSi co phan co quyen bieu quyet ma co &Ong dai dien tuang ung voi mot phieu bieu guyet (vi The bieu quyet cua dai bieu co dong dugc ghi la 300 000 ea' phan, tt'rc la c6 (lorig do co 300 000 phieu bleu quyet).

6. Co (long tien hanh bieu,quyet thOng qua tirng not dung ciia Dai hOi bang phuang phap gia The bieu quyet. Moi mot not dung bieu quyet Chit tga phai hoi y kien co dong 03 lan:

- Nhang ngueri clang y. - Nhang ngueri khong dong y. - Nhang ngtrai coy kien khac.

7. Co (tong den du Dai hOi muon co quyen dugc clang ky vao du ngay va sau do c6 quyen tham gia va bieu quyet ngay tai Dai hoi nhung khong co quyen tham gia va bieu guy& ve nhang not dung da dugc Dai hOi thong qua truck

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do khi co gong chua có mat (hieu luc &la cac dot bieu guy& da tien hanh se" khong bi anh huang)

Dieu 6. Nghia vu cua cac co (long khi tham thy Doi Koh 1. Tuan thu cac quy dinh tai quy the nay. 2. Ton tong quyen diet' hanh cua Chu toa Dai hOi va ton tr9ng ket qua bieu

guy& cua Dai hOi duac lien hanh mot cach h9p 3. Tv chiu chi phi di lai, an a de tham di; Dai hOi.

Dieu 7. Quye'n Ara nghia vu cim Ban kiem tra tir each c4 1. Ban kiem tra tu each co gong do HOi &Ong quan tri Tong cong ty thanh lap,

có trach nhiem: - Lap danh sach co (long tham du Dg hOi va niem yet tai not din ra Dai hOi. - Thu va kiem tra cac giay uy quyen tham du Dai hOi. - Kiem tra co &Ong di di,r co day du va dUng thanh phan. - Lap Bao cao tham tra tu cach,cO deing de d9c truck Dg hOi. - Phat the bieu quyet cho cac co dong truac khi vao hOi truang.

2. Ban kiem tra tu cach co &lig co nghia vi; tuyet dOi trung thi;c, can tr9ng khi thgc hien nhiem vu va phai chiu trach nhiem ve ket qua ding viec cua minh.

Dieu 8. Quyen va nghia vu cua Chu toa va Thu. 147 114i heii: 1. Chu t9a Dai hOi:

- Theo Dieu le to eh& va hog &Ong cua TOng cong ty, Chu t9a Dg hOi la Chu tich HDQT TOng cong ty Cong nghiep mo Viet Bac TKV - CTCP.

- Chu toa Dai hOi co quyen va nghia vu sau day: a) Dieu khien Dai hoi thvc hien chuang trinh lam viec mot cach hap le, co tat

b) Quyet dinh cac van de trinh tu, thu tijc cua Dai hOi hoac cac sir kien phat sinh ngoai chuang trinh cua Dai

c) Co quyen tri hoan Dai hOi da có du so dai Neu can thiet den mot tiled diem khac va tai mot dia diem do Chu toa quyet dinh ma khong can lay 3', kien cua Dai hOi neu nhan thay rang: + Hanh vi cua nhang nguai co mat can tra hoac có kha nang can to. dien Bien có teat to cua Dai NJ. + Su tri hoan la can thiet de cac ding viec cua Dai hoi duac tien hanh mot each hap

2. Thu 141 Dai hOi do Chu toa chi dinh hoac,giai thieu de Dai hOi thong qua. Thu 14. co nhiem gifip viec Chu toa dieu hanh Dai hOi, ghi chep va d9c Bien ban, Nghi quyet Dai hOi.

CHUtiNG II TRINH TV VA NOI DUNG DA! HOI

Dieu 9. Trinh to. tien hanh Doi D4i hoi dien ra theo trinh to va bao gom cac not dung sau day:

ti

TM. HOI BONG QUAN TRI HU TICH

1. Chao car, tuyen b9 13% do, giai thi'eu,dai 2. Bao cao ket qua tham tra to each co &zing. 3. Giai thieu Chu toa Dai h9i, thOng qua danh sach Doan thu 14T Dai h9i. 4. Thong qua chucmg trinh nghi s-cr cua Dai 5. Chu t9a diet' hanh Dai h9i, bieu quyet cac not dung Dai h9i. 6. Thong qua Nghi quyet Dai h9i va be mac Dai h9i.

Dieu 10. Bien ban cuOc hop DO h(ii co Tong: TAt ca cac not dung tai cu'9c hop Dai h9i d9ng c9 &mg thuamg nien nam 2021

phai dugc Thu 14/ Dai h9i ghi vao Bien ban Dai hOi dm Tong cong ty. Bien ban Dai h9i dugc dgc va thong qua tnreic khi be mac Dai h9i va dugc luu giu vao So bien ban dm Tong cong ty.

Dieu 11. Hien lire thi hanh: ,• " Quy the nay có hieu A• thi hanh vol tat ca co dong tham chr D4i 119i va

Ban to chirc Dai h9i k6 tix theyi di6m Dai h9i thong qualk

No'i nhein: - Cac co clang; - Thanh vien HDQT, Ban KS (egov); - T6ng GD, Phong TCNS (egov); - CPV clang ten website (egov); - Ltru: V T, HDQT. (T.02

Le Quang Binh

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TAP DOAN CONG NGHItP THAN - KHOANG SAN VIET NAM TONG CONG TY CONG NGHIEP

MO VIET BAC TKV— CTCP

CONG 116A XA HQI CHU NGHIA VIET NAM DOc lap — Tv do — Hanh phtic

so: 0 5 8 7 XMV — BC Ha Noi, ngay 3 A thong 3 nam 2021

BAO CAO TAI DHDG THUONG NIEN VE KET QUA SAN XUAT KINH DOANH NAM 2020

VA PHUONG WONG NILIEM ITU NAM 2021

Kinh trinh: Hai hOi dOng co dong thuitng nien 2021 Tong ding ty COng nghib mo Viet Bic TKV - CTCP

Can cu Luat doanh nghiep so 59/2014/QH14 da dugc QuOc h6i nuac C6ng hoa xa h6i cha nghla Viet Nam thong qua ngay 17/6/2020;

Can dr Dieu le to chic va hoat dOng dm Tong cong ty cong nghiep M6 Viet Bac TKV-CTCP (sfra d6i) ban hanh kern theo quyet dinh so 99/QD-HDQT ngay 18/4/2018 dm 116i dOng quan tri Tong cong ty.

Thvc hien chuc trach nhiem vv HDQT giao, Tong cong ty xin bao cap tnrac Dai h6i dong co dong ket qua hog d6ng san xuat kinh doanh nam 2020 va phuang huong nhiem vu nhiem kS/ 2021 nhu sau:

PHAN THU' NHAT KET QUA HOAT KING SXKD NAM 2020

Nam 2020 tOc d6 tang truemg GDP dm ca rathc dot 2,91% (Qu)", I tang 3,68%; q4 II tang 0,39%; q4 III tang 2,69%; q4 IV tang 4,48%), tuy la mire tang thap nhat cua cac nam trong giai doan 2011-2020 nhung trong boi canh dich Covid-19 din bien phirc tap, anh huong tieu cvc tai m9i finh vvc kinh to —xa 1161 thi day la thanh cong lon caa Viet Nam voi may tang tn.rong nam 2020 thu6c nhom cao nhat the giai. Dieu nay cho thay tinh &mg dan trong chi dao, dieu hanh khoi phvc kinh te, phong chong dich benh va su quyet tarn, dtong long caa toan b6 he thOng chinh tri,,Chinh Thu Wong Chinh phu; sir no lvc, co gang dm nguoi dan va cong &rig doanh nghiep de thvc hien c6 hieu qua mvc tieu "vira phong chong dich benh, vita phat trien kinh to — xa h6i".

Duoi sir chi dao giup der dm Tap doan Cong nghiep Than - Khoang san Viet Nam, thvc hien sv chi dao thong nhat trong toan he thong chinh tri, sir no lvc phan dau caa tap the can b6 va nguoi lao d6ng, Tong cong ty Citing nghiep M6 Viet Bac TKV - CTCP da tich ctrc trier' khai cac giai phap trong to chuc san xuat kinh doanh, doan ket nhat tri khac phvc m9i kho khan; thvc hanh tiet kiem chi phi, dam bao on dinh viec lam va thu nhap cho nguoi lao d6ng, hoan thanh tat ca cac chi tieu ke hooch de ra. Ket qua thvc hien cac chi tieu chinh nam 2020 nhu sau:

1. Ket qua hoat dong san xuat kinh doanh vain 2020

Chi tieutieu DVT NQ DHCD Nam 2020 Ti ny hi0 Ty le

(%) 1 Cac chi tieu hin vat

Chi tieu DVT NQ DHCD Nam 2020 Thu( hien Tv'Y' l'' (0/0) TT

+ Than nguyen khai tan 1 390 000 1 291 530 92,25

+ Boc a da m3 10 850 000 11356 024 101,40

+ Than Bach san xuat tin 1 520 000 1 592 110 104,67

+ Than tieu thy 't:in 1 520 000 1 591 256 104,61

2 V'On dieu le Tr.d 1 050 000 1 050 000 100,0

3 TOng doanh thu Tr.d 1 781 216 2 330 087 130,81

4 Lgi nhuan truck thue Tr.d 218 785 319 580 313,06

5 Nip thue TNDN Tr.d 35 325 77 473 522,86

6 1,9i nhuan sau thue Tr.d 180 459 243 213 278,70

7 TS/ le tra c8 tirc/VOn dieu le % 8% 12% 150%

8 D:au to xay dtrng Tr.d 295 077 171 266 58,04

, Nam 2020, truac tac Ong nang ne dai dich Covid-19, suy thodi kinh to the gieri, nhu cau sir dung rang luting giarn;,bien doi khi hau, thoi tiet cue doan, thien tai lut va, sat fordat tai cac tinh mien phia Bac, mien Trung da anh huang truc tiep den d6i song nhan dan, phat trien kinh to xa h8i cua dat ntrOc va anh huong tivc tiep den hoat ding SXKD cita Tong cong ty.

Trugc tinh hinh teen, Tong cong ty da tap trung chi dao cac Cong ty con va don vi tryc thuc tich,cuc trien khai (long be? cac giai phap trong to chirc san xuat kinh doanh, doan ket nhat tri khac phuc mgi kho khan, dial hanh san xuat va tieu thu hop 1)'7, thuc hanh tiet kiem chi phi, dam bao on dinh san xuat, viec lam, thu nhap cho ngtr6i lao Ong, thuc hien hoan thanh cac chi tieu ke hoach san xuat kinh doanh da de ra.

Lgi nhuan truck thue nam 2020 dux hien dat 313,06% so voi ke hoach, nguyen nhan chinh la do thuc hien theo Nghi dinh so 20/2017/ND-CP, ngay 24/02/2017 dm Chinh phii Ban hanh Quy dinh thue dai Doanh nghiep có giao dich lien ket, tren ca soy do TKV da giao gia ban than cho TOng cong ty theo gia ban than ra thi twang da lam tang lgi nhuan 194 tS, &rig; &rig tiled do cac don vi san xuat xi ma'ng la Cong ty con dm Tong cling ty tang dtrgc lgi nhuan so voi ke hoach nen lgi nhuan dux hien nam 2020 tang cao so vai ke hoach, teen co soy do de dam bao lgi ich cua doanh nghiep va lgi ich cira co &Ong, Tong cong ty kinh de nghi Dai hOi &kg co (long thuong nien dam 2020 chi tra c8 tirc tang to 8%/nam len 12%/ nam.

2. Cac giai phap va cong viec trong tam di thirc hien trong nam 2020: 2.1. Ging tac to chtiv dieu hanh san xuat, quan 11S, ky thu4t, the bien

va tieu thu: - Cong tac dieu hanh san xuat da barn sat cac khau then chot, giai quyet

kip thai cac virong mac trong san xuat, dam bao cac khau trong day chuyen san xuat dugc lien tic, rang cao thai gian boat d'Ong huu ich cira cac thiet bi.

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- Thuc hien c6 hieu qua cong tac quart 1)", ky thu4t co ban, thkrc hien cac giai ky thOt cong nghe va to chirc san xuat phi.' hap. Thireng xuyen barn sat, khdo sat thuc te, chi ciao san xuat tai cac khai truong trong toan Tong cong ty. Cac dan vi san xuat than da xay dung ke hoach va dieu hanh to chirc san xuat sat vai diet' kien khai thac cua tirng don vi, barn sat vai tien dO den bit giai phong mat bang de chit dOng to chirc san xuat, luon quan tam tai viec ,duy to va sira chtla tuyen throng van tai nham tang nang suat cila may moc, thiet bi, tiet kiem chi phi san xuat, chit dOng dao sau day mo va hoan thanh tot phuang an khai thac tru&c, trong mita mua vi vay da chuan bi san sang dien khai thac khai thac than dit cung cap cho cac nha may nhiet dien, cac nha may xi mang va cac h0 tieu thu khac theo ke hoach da dat ra.

- Cac dun vi san xuat than da c6 nhieu bien phap de khai thac va sir dung co hieu qua tai nguyen, tang cuerng tuyen than sach tix san pham ngoai than ( dat da lArt than, ba sang lAn than) nen da tang dugc san luting than sach nguon nay so vai ke hoach giao, g6p phan nang cao hieu qua SXKD.

- Tong cong ty da chi ciao cac don vi san xuat xi mang trien khai quyet lies cong tac ban hang, barn sat thi truong, tang cueing cong tac tiep thi, tim kiem khach hang mai, thkrc hien linh hoat va chit, Ong quyet dinh gia ban xi mang nham yang thi truong lieu thu. Trong dieu kien thi truerng tieu thu xi mang trong nuerc cung lon han cau, canh tranh gay gat nhung san Luang xi mang tieu thu cua cac don vi trong Tong cong ty da vugt ke hoach va c6 sit tang truang kha so voi nam 2019 (dat 103% so vai nam 2019). Ben canh viec thuc hien tot cong tac tieu thu san pham, Tong cong ty cung da tich cuc chi dao cac Cong ty con san xuat xi mang da tang cuang cac giai phap diet' hanh nhu: Sira chila va cai tao tot cac thiet bi chinh, van hanh day chuyen lien tuc, chat lugng clinker luon on dinh, sir dung cac vat lieu san c6 nhu tro bay, tro day, da thai sau tuyen nuoc, xi bong lid xi phot pho nen da tang dugc ty le phoi trOn phu gia . Qua d6 da tang dugc nang suat day chuyen, tang dugc san luting xi mang san xuat va tieu thu, giam gia thanh tieu thu. Nher viec tiep tuc tip dung cac tien bO khoa h9c cong nghe, thkrc hien cac bien phap cai tien trong quart ly va san xuat de Wang cao nang suat, ha gia thanh san pham nen nam 2020 cac Cong ty SX xi mang hoar' thanh va hoan thanh vuat muc ke hoach san xuat kinh doanh da de ra.

- Tie') tuc tang cuerng kiem tra, giarn sat cong tac quan ly ca dien tai cac don vi san xuat than va xi mang; chi dao cac dan vi thuc hien nghiem cong tac quart ly ca dien, thuc hien bao, dirang, sira chira thiet bi dUng IcSi, dung cap theo ke hoach de ra. Tang cuong kiern tra, don doc cong tac sira chila cap trung dai to nham dam bao chat luting va tien dO sira chila tai cac dan vi; xay di:mg ke hoach huy dOng thiet bi‘vdo san xuat tai cac dan vi san xuat than phit hop, phat huy dugc Wang luc thiet bi hien c6, gop phan hoan thanh viroc mix chi tieu san luting theo ke hoach nam.

- Tang cuong tip dung ca giai hoa, to Ong hoa, tin h9c hoa trong san xuat va quart 1T, cu the nam 2020 da thuc hien xong: He thong quan trac khi thai online tai cac dan vi xi mang; Tkr dOng hoa khau rira xe cua khach hang va van hanh dieu khien tap trung cac tram sinh khi Nito, barn bim , tram nen khi, quat thong gio chinh ham 10 tai Cong ty than Khanh I-10a; cac dan vi san xuat than da irng dung CNTT trong cong tac giao viec truc tuyen tai cac phan xtrong san xuat,

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cac don vi san xuat than va xi mang da img dung CNTT trong cong tac quan s )"/ 1 van ban va luu trir tai cac don vi san xuat than da dau trang bi phan mem dia chat ma de phuc vu cho viec rap ke hoach khai thac ngan va dai

2.2. Cong tac tai co cau va cong tic to chiic nhan sty. 2.2.1. Cong tac tai cau: - Trong nam 2020, Tong cong ty da tier' hanh xac dinh xong gia tri doanh

nghie'p cua Cong ty co phan co khi ma Viet Bac (sau khi tang von dial le dm Cong ty len tren 10 ty clang) clang thai thue to van lap phuong an thoai,von cua Tong cong ty tai don vi nay de thodi von cUa Tong cong ty 51% xuong 36% theo de an tai co cau da dugc phe duye't ,va lAp ho so clang chao ban co phieu Cong ty co phan co khi ma Viet Bac — VVMI ra cong chung \Teri Uy ban chirng khoan Nha rank, ngay 09/02/2021, Uy ban chirng khoan Nha nuac c6 van ban 493/UBCK-QLCB tra Theo quy dinh tai Khoan 1, Dieu 13 Nghi dinh se') 155/2021/ND - CP ngay 31/12/2020 — "Dieu kien chao ban c6 phieu ra cong chung cua c6 clang Cong ty dai chUng", theo do co phieu duac chao ban ra cong chUng phai IA co phieu cua doanh nghiep dap irng dieu kien von dieu le da gop tai thai diem clang ky chao ban tir0 ty clang tra len tinh theo gia tri tren so sach.Nhu vay phial Cong ty co6 phan co khi ma Viet Bac VVMI va cac Cong ty con dm Tong cong ty theo de an tai co cau chua dap irng theo dieukien chao ban ra cong chung theo quy dinh neu tren.

Ben canh viesc thodi von, Tong cong ty van tiep tpc thuc hien cac not dung tai co cau ve: sap xep lao dOng, quan tri chi phi, quan tri tai nguyen, day manh dp dung khoa hoc cong nghe, quan tri doanh nham MI.1C tieu nang cao nang suat lao dOng, tang hiL qua SXKD va thu nhAp cho nguai lao Ong.

Trong nam 2020 Tong cong ty Da thuc hien xong viesc niem yet co phieu dm Tong cong ty tren san giao dich chirng khoan Ha N6i va thuc hien phien giao dich dau tien vao ngay 28/10/2020.

2.2.2., Cong tac quail IS/ lao dOng va Oat trien ngtain nhan - Tong cong ty tuyen dung lao d6ng, theo ke hoach da duac r' ,H6i dong quan

tri Tong cong ty phe duy4 Lao dOng tuyen mai yeu thay the lao d6ng nghi htru va cham dirt h9p &rig lao dOng. Chat lugng va nganh nghe dao tao cua lao dOng tuyen mai co ban dam bao yeu cau, dap irng kip thai cho san xuat, khOng tuyen dung lao dOng chua qua dap tao vao lam vi'& tai cac don vi.

- Cac don vi trong Tong cong ty da sira dai 1)6 sung Quy che lao d6ng tien lucrng va thuc hien cac nh6m giai phap ve thu hut nguai lao Ong c6 tai nang, tay nghe, trinh d6 chuyen mon, k-y thuat cao nhu ban hanh cac quy dinh ve tra luang luy tien, rd luong gia, tra Luang gan vai cong tac quan 17 lao &Ong (tha 16), quy dinh ve che d6 khuyen khich, dai ng6 vai lao Ong c6 tai nang tay nghe, trinh d6 chuyen mon 1(57 thuAt cao.

- Trien khai thuc hien rang rai tra luong theo hiL qua cong vi& (KPI) trong toan Tong cong ty theo chi ciao cua TAp doan cong nghi0 Than - Khoang san Viet Nam tai Cong van so 720/TKV-TCNS ngdy 20 thang 02 nam 2020.

- Tong so lao dOng cua Toan Tong cong ty tai theyi diem 31/12/2020 la 3.672 nguai giam tuy't doi so \Teri 01/01/2020 la 128 nguai.

.!,.

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2.3. Cong tac bao truirng, an toan - sinh lao dOng, an ninh: Ve cong tac bao,ve moi truOng: Duvc xac dinh la nhiem vu quan trong,

gan lien voi six phat trien ben yang oh. Tong cong ty do, do luon dtroc Tong cong ty quan tam chi dao. Nam 2020 Tong cong ty da trien khai nhieu dg an, cong trinh nhu: Cai tao cac loc bui tinh dien tai cac nha may xi mang; hoar' thanh dau to 02 may phun strong dap 1:0 cao dp tai mo than Na Duang va Khanh,Hea; cai tao canh quan moi trung mat bang san cong nghiep mo than NUi Hong, Khanh Hea; dau to xay dung tram rira xe tai Cong ty than Khanh Hea...Tong chi phi chi cho cong tac moi truemg trong hoat d6ng san xuat than nam 2020 la 45,09 ty &rig (trong do: Chi phi moi truerng thuiyng xuyen 4,79 ty dong; chi phi xii. 1)'/ nuoc thai 39,91 tSidong).

- Ve cong tac an ninh quoc phong, trat to an toan xa h6i: T6ng cong ty va cac cong ty con, dan vi trgc thu6c da phoi hop chat che \Jeri cap uy, chinh quyen dia phuang va co quan chirc nang thgc hien tot viec dam bao an ninh trat tg, bao ve tai nguyen ranh gioi mo duoc cap phap khai thac.

- Cong tac an toan ve sinh lao d6ng, phong chong chay no, cai thien dieu kien lam viec cho ngueri lao d6ng lam dtroc Tong cong ty va cac dan vi quan tam thgc hien vai nhieu bien phap thiet thgc, phU hop voi timg doi tuong. Nam 2020 la nam Tong cong ty it de xay ra mat an toan nhat tix truck den nay (toan Tong cong ty de xay ra 02 vu tai nan lao d6ng (01 vu tai nan lao d6ng nang, 01 vu tai nan lao d'Ong nhe).

2.4. Cong tac dati tir xay &pig: Gia tri thgc hien dau to xay dung nam 2020 dat 188.393 tS, dong bang

75,53% ke hoach Dai hoi d6ng c6 &rig nam 2020 thong qua. Nguyen nhan chua dat so veil ke hoach de,ra la do: ,

- Gian tien d6 dau to mot so thiet bi m6 la 50 ty dOng - Den bU giai phong mat bang khai trueng va do thai giam 6,1 tS, d6rig.

2.5. Cling tac quan tri chi phi gia thanh, tai chinh: Nam 2020, hoat dOng SXKD cua Tong cong ty dien ra trong boi canh chiu

tac d6ng manh cua dai dich Covid -19. Truck kilo khan, T6ng cong ty da chi dao cac dan vi quyet liet trien khai cac giai phap de kiem soat, phong, chong dich berth; &Ong thai tich cgc,trien khai dong b6 cac phap trong to chirc san xuat kinh doanh, doan ket nhat tri khac phuc m9i kho khan, tap trung day manh nhip d6 san xuat va tieu thu, theo do tap trung vao cac not dung cu the sau:

- Tong cong ty da ra soat, bo sung, hoar' thien cac quy che, quy dinh phU hop vai dial le va cac co che chinh sach mai cua Nha nuerc nham nang cao hieu qua quan tri doanh nghiep theo huerng tang cueng tinh to chti, to chiu trach nhiem cua cac dan vi trong cong tac khoan quan tri chi phi, cong tac TDT thiet

chi phi moi trueng thueng xuyen va diet' hanh gia ban xi mang. - Tir Tong cong ty den cac dan vi odd bam sat dien bien cua thi trueng,

thgc hien nghiem tuc ca che dieu hanh ke hoach nam 2020 ma Tong cong ty da ban hanh ngay tir dau nam va quan triet thgc hien nghiem cac nhom giai phap nang cao nang suat lao d6ng, tiet giam chi phi nhu: Thgc hien cac giai phap &rig b6 thiet bi trong cac khau khoan, xtac bOc, van chuyen, chat luong mat duerng, có cac giai phap to chirc, dieu hanh san xuat hop ly. Tang cue-ng cong tac

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quan ly tai nguyen, ky thuat ca ban, an toan, bao ve moi treeing. Dieu hanh san xuAt barn sat cac chi tieu ky thuat &roc giao, han the thAp nhat cac phat sinh lam tang chi phi san xuat; khuyen khich cac dun vi tang he so thu hoi than sach, nghien ciru cac giai phap giam cung di) van tai va nang cao chat luong no min, giam tS, le no min, nham muc tieu giam chi phi gia thanh.

- Thkrc hien kiem soat chat the chi phi khoan san xuAt kinh doanh, chir trong cac bien phap tiet kiem chi phi khoan nhir: hoan thien cac dinh muc kinh to k57 thuat, dam bao co cau va nang cao chat luting san pham, tang nang suat lao dcmg va nang cao !rang suAt thiet bi ca may, ngay may.

- Thkrc hien mua sam vat tu dung quy dinh, dam bao chAt facing voi gia ca canh tranh. Kiem soat chat the viec mua sam, sir dung va ton kho vat tu a tat ca cac don vi, ket qua slat &roc trong nam 2020 la gia tri ton kho vat tu toan Tong ding ty tai tiled diem 31/12/2020 la 2,25% thAp hon dinh muc < 5%.

Ve dieu hanh quan tri chi phi: Ton4 cong ty da thirang xuyen kiem tra viec to chirc giao khoan va nghiem thu quyet toan khoan chi phi dm cac don vi ten co so do dua ra cac giai phap de chi dao cac don vi trien khai thkrc hien nham nang cao hieu qua SXKD.

- Tang cueing ding tac kiem soat boat dOng cua cac COng ty con, phoi hop trong cong the, dieu hanh san xuAt va thi treeing tieu the san pham nham nang cao hieu qua von dau tu.

- Nang cao nang lkrc quan tri tai chinh, dam bao tai chinh toan T6ng cong ty an toan, hieu qua.

- Tang cueing cong tac quan tri rid ro cua toan Tong ding ty, kiem soat riii ro ye cong no., hang ton kho, tang cueing cong tac tu h6i cong no, nham giam no va tang hieu qua dm viec sir dung von.

Tom lai, nam 2020, BO may dieu hanh Tong cong ty da no luc thkrc hien tot nhiem vu quan V/, dieu hanh va neu cao vai tro trach nhiem truck Dai 11(5i dong co &Ong, da doan ket nhat tri de vuot qua nhiln4 kilo han thkrc hien hoan thanh cac chi tier.' ke hoach theo Nghi quyet Dai &rig coO (tong nam 2020 dm Tong ding ty da de ra.

Voi dieu kien thkrc te, buck vao nam 2021 I-10i &rig van tri va 13'6 may dieu hanh Tong cong ty xay dkmg cac chi tier.' SXKD cu the trinh Dai hoi nhir sau:

PHAN THU' HAI TIED MOM VU VA CAC GIAI PHAP CHI DAO, DIEU HANH KE HOACH

SAN XUAT KINH DOANH NAM 2021

1. D4c diem tinh hinh Chung. Nam 2021, tinh hinh kinh to va chinh tri the giai du bao c6 nhieu die-n

bien phirc tap kho luang,,cang thng thuong mai tiep, Arc din bien phirc tap; dich benh Vicod-19 c6 the keo dai ... anh huang rat lan den hoat dOng san xuAt kinh doanh cira cac doanh nghiep . Doi voi Tong ding ty thi ngoai cac kho khan tren se tiep tuc gap kho khan trong ding tac den bir giai ph6ng mat bang, chi phi den bu GPMB lon nen doi hoi phai c6 cac phuong an chir dOng hon trong hoat dOng SXKD.

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2. Muc tieu, nhi@n vu: Myc tieu dieu hanh ke hoych nam 2021 ctia Tiing cong ty la: Tap trung

lanh ciao, chi dgo dam bao SXKD hi eu qua; chit trong phat trien thi trtrowg va day manh tieu thy san pham; ,khong ngirng doi mai, sang tgo, ap dung cong nghe mai tien tien, hien dai nham tang nang suat lao ctOng, nang lz,rc cgnh tranh, tiet kiem chi phi, dam bao an town trong lao clOng san xuat, an town mai taring, cai thien dieu kien lam viec va phitc Lai cho nguai lao dOng, dam bao tang trtrang hop ly, hieu qua, ben yang. Thvc hien muc tieu chung la: AN TOAN - PHAT TRIEN — HIEU QUA.

3. Cac chi tieu chit yeu ye SXKD.

Ten chi tieu DVT Ke hoych nam 2021 TT 1 Cac chi tieu hien vat

- Than nguyen khai 1000TAn 1.340

- Boc dAt da 1000m3 11.400

- Than sach san xuat 1000TAn 1.516

- Than tieu thv 1000TAn 1.516

2 V6n dieu le Trieu dong

1.050.000

3 T6'ng doanh thu 1.946.256 "

4 Loi nhuAn truck thue 225.466 "

5 Nei) thue TNDN 44.838

6 Loi nhuan sau thue 180.628

8 TS, le tra c6 tircN6n dieu le % 12

9 Dau to xay dung eu

To g 157.418

4. Cac giai phap thtrc 4.1 Way manh san xuat, tieu thu, Wang cao hieu qua trong san xuat

kinh doanh: - Dieu hanh san xuat mot cach linh hoat va thich irng vcri tinh hinh san

xuat kinh doanh chung cua Nganh va cua dat nuoc, dam bao san xuat phu hop voi tien do tieu thv va khong de ton kho san pham

- Tang cuing quan 1/ tai nguyen, guar' 1/ cac chi tieu cong nghe, giam ty le ton that than trong khai thac; tiep tuc có cac giai phap khai thac the bien, pha trOn de nang cao chat luting, ha gia thanh. Tat ca cac don vi có bien phap cu the de dial hanh han the toi da khoi luting phat sinh ngoai ke hoach, dua than ton ye mirc hop 1/ dam bao can doi tai chinh cho nam 2021 va nhfing dam tiep theo, theo do dieu hanh de có co cau ton kho phu hop voi nhu cau thi truing.

- T4p trung giai quyet ,cac voting mac ye cap phep khai thac som CO giay phep khai thac du an ham 16 phan ria mo Khanh Hem va dir an me( ring nang cong suat mo than Na Duang.

- Tang cuing nghien ciru ap dung tien b6 khoa hoc, kS./ thulat vao san xuat; day manh cong tac tit &Ong hoa, tin hoc hoa trong san xuat kinh doanh nham

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nang cao nang suat lao d6ng, hieu qua san xuat kinh doanh nham dap irng died dai cach mpg cong nghiep 4.0.

- Tich cuc phoi hop cac dia phtrang, trien khai quyet liet cOng tac den bu giai ph6ng mat bang dap irng yeu cau cua san xuat tai cac don vi san xuat than Na Duong, Khanh Hod va NUi Hong tren co kr dam bao hai hod ye lgi ich dm Tong cong ty va cac h6,dan tai dia phuong thu6c dien phai thu hoi datde phpc khai thac than dm Tong cong ty.

- Hoan thien he thOng sang tuyen, the bien than phi.' hop voi dieu kien cung cap than cho cac nha may nhiet dien va cac nha may xi mang, d'6ng thai nang cao chat lugng than de tang pham cap than so \fed ke hoach. Tiep tpc nghien,dru va dau tu cac he thong sang tuyen than tai ,cac mo de tuyen cac loaf than xau, ba sang, dat da lan than, nham nang cao chat lugng va he so thu hoi than.

4.2. COng tac tham do, khan sat va bao ve mill truing: - Phoi hop chat the voi cac don vi tham do dia chat de hoan thanh viec lap

bao cao tong hop tai lieu dia chat dm de an tham do m6 than Khanh Hoa va Nui Hong de trinh cap c6 tham quyen phe duyet, phan dau phe duyet xong trong nam 2021 dia ca hai de an nay.,

- Ra soat va hoan tat cac ho so phap 1)'T trong cong tac bao ve moi twang theo quy dinh, thuc hien nghiem tUc,cac phap bao ve moi truong da cam ket trong DTM dugc duyet. Van hanh tot cac cong trinh bao ve moi tru&ng de tranh xay ra cac su co lam anh hugng den moi truarng. Tang cuerng cong tac quan ly chat thai nguy hai, tugi nuarc chong bpi, ve sinh moi truerng cong nghiep khu vuc mat bang san xuat, duerng van chuyen.

- Cac don vi chu Ong to nguon kinh phi a giao trong KHPHKD; chi dao quyet liet cong tac than' d6 khdo sat va cong tac bao ye moi trugng theo ke hoach.

4.3. Nghien cum, dau ttr Oat trien: ,- Day manh ap dpng cong nghe mad, co gigi Ma, tin hoc hoa, &Ong Ma

vao tat ca cac linhyuc dm hog d6ng san xuat kinh doanh de tang nang suat lao O

, ng, cai thien kien lam viec va nang cao hieu qua SXKD. Tiep tpc thgc

hien dau ,tu dp. an Mg r6rig nang cao cong suat mo than Na Duong hop \fed tien d6 dau tu Nha may nhiet dien Na Duong II cua Tong cong ty Dien luc TKV. Tap trung day nhanh cong tac den bu giai ph6ng mat bang va cac du an dau tu tai cac don vi san xuat than de chi.' d6ng trong san xuat. Thuc hien cong tac chuan bi dau tu khai thac than l6 thien phan sau m6 Nui Hong.

chat lugng Tang cuong sang tuyen che bien than de nang cao chat lugng dap,t:rng nhu cau thi trugng, tang he thu hoi than, giam chi phi van chuyen than, dat da thai;

- Chu d6ng nghien ciru, dau tu: Che tao phi tong cho nganh khai thac than va san xuat xi mang.

- Dieu chinh du an Khai thac 16 thien m6 Khanh Hoa va trien khai cong tac lap du an dau tu duy tri san xuat khai thac than ham 16 phan ria moong 16 thien mix -183/-260 (sau,khi dugc TKV thong qua phuang an khai thac than hop mo Khanh Hoa), de darn bao viec phat trien ben v&ng dia. Cong ty Than Khanh Hoa, phu hop \Teri viec boi thuerng giai phong mat bang .

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- Cac don vi trong T6ng cong ty tap trung tri"e'n khai thgc cac dg an dau tu theo hoach. Cac cong trinh dau tu m6i phai tinh toan ky histi qua, lap va phe du)* dung trinh tix truoc khi dau tu va phai dam bao tien d9 huy Ong von, tra nq, dam bao tai chinh lanh mph.

4.4. Quin 1ST cong tic vat tir. - Tong cong ty va cac don vi tiep tuc hoan thin cac co che, quy dinh, che

tai ve cong tac vat tu theo huang nang cao h*i qua, tang tinh chu d9ng, to chU, to chiu trach nhiem cua cac don vi; gan trach nhim trgc tiep cila Thu truong don vi, tap the, ca nhan doi voi viec thgc hie -1 cong tac vat tu tai don vi minh ding nhu chap hank nghiem chinh cac chi ciao cua TKV va ciia Tong cong ty trong cong tac nay. Ap dung b9 ma danh diem,* to de quan 1)"7 theo h6a, sir dung c6 h* qua phan mem quan vat tu, phan mem guar' 1)"( thiet thong cap dau tg dOng nham dap Ung tot nhu cau quan

- Cac don vi chu dOng tang cuomg quan 17 vat to trong tat ca cac khau tir khi lap hoach nhu cau cho den khi sir dung, thu hoi (neu co), uu tien chu trong mot so not dung chinh: mua sam, sir dung, nhap — xuat kho, ap dung tin hoc hoa — tir dOng hoa, vat tu, phi tUng cho cac thiet 1)1 san xuat than nhu may xuc, khoan, san gat, O to..; phai tier' mua chinh hang tren co s6 dam bao chat lugng, nguOn goc xuat xir v6i gia canh tranh, sir dung vat tu mad c6 chi phi thap hon vat tu truyen thong. Tong cong ty duy tri kiem tra dinh kS7, cac dan vi tang cuong viec tlx kiem tra not b9 ve cong tac vat tu.

4.5. TO chirc, nh'in sty 4.5.1. Hoan thin mO hinh to chtic va quart tri doanh - Xay dgng va bao cao Tap ,doan Cong nghi0 Than — Khoang san phe

du)* diet" chinh De an tai co cau Tong cong ty giai clop 2021-2025. - Trien khai tai co cau giai doan 2021-2025 theo de an dugc phe duy4

Tap trung chi dao cac Cong ty con, don vi trgc thu9c tiep tuc trien khai thgc hie;n tai co du quan tri not b9 nham nang cao nang suat lao dOng, nang hyc canh tranh.

- Ra soat quy hoach can b9 quail ly giai doan ,2021-2025 theo hu6ng dan dia. Tap doan lam co so. theo dao tao, luan chuyen de chuan bi du lgc lugng can b9 quan ly cac cap dap Umg tot cho SXKD da tirng don vi va toan Tong cong ty trong giai clop truck mat ding nhu lau dai.

4.5.2. Quin 1S, lao &Ong: Tiep tuc thgc hien muc tieu "Doanh nghi"0 it ngu6i tra luang cao", theo

do cac don vi phai tiep tuc tinh giam lgc lugng lao dOng de tang nang suat,,dam bao hiti qua san xuat ,kinh doanh trong bOi canh cac co che chinh sach ve lao dOng tien luong c6 nhieu thay

Tang cueng cong tac quan 1)", lao dOng nham sang 19c, xay dung hrc lugng lao dOng c6 the phong cong nghi0 va y thtirc k.ST luat tot, ga"n b6 lau dai v6i doanh nghip; thgc hien c6 hi@i qua cac giai phap tinh gian lao d9ng.

Song song v6i v*tiet giam lao dOng, cac don vi chi" dOng tuyen dung , lao d9ng chat lugng cao thgc hien cac chuang trinh co gi6i hoa, tin hoc hoa, tix d9ng hoa va doi m6i chat lugng nhan sir cua cac linh vgc quan 17 nhu ky thuat

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cong nghe, ky thuat co- dien, quan tri chi phi, ke toan, dinh mirc lao d6ng, phap che.

Nghien ctru, xay dung va ban hanh quy dinh kern cap, truyen nghe nham giup nguai thg nhat thirc ye trach nhiem vai kern ,doanh nghiep trong nhiem vu cap, truyen nghe de tao ra ke thira; doi lai doanh nghiep se taco diet' kien, co che dai ng6 phu hap cho nguai thg dugc giao nhiem vu kern cap, truyen nghe de tao d6ng lgc thirc day nguan nhan ltrc mot cach toan dien.

4.5.3. Ti&I ltrong va thkre hien che dO ngtroi lao dOng. - On dinh viec lam va thu nhap cho nguai lao d6ng tren co se( can d6i toi

da nhan ltrc, thietbi hien c6 va du kien tang,them,trong nam 2021 cua dan vi, trong dienhoachhanh hang thang phai ba tri toi da san luting to lam, phan thieu mai 'Do tri thue ngodi.

- Tiep tuc thuc hien cac giai phap,ve thu nhap de thu hut lao &Ong c6 trinh d6, tay nghe cao, khong de chay mau chat xam do tai co cau hoac do luang thap.

- Tiep tuc trien khai thuc hien tra luang, tra thuang va cac bien phap kinh to gan vai AT-VSLD de timg btrac tat) tinh to chir trong cong tac AT-VSLD doi vai nguai lao d6ng.,

- Tiep tuc trien khai thuc hien tra luang theo he thong danh gia hieu qua cong viec (KPIs) d6i vai tat ca cac dan vi trong T6ng cong ty.,

4.5.4. Ging tac dao t#43, dung va Oat trien nguiln nhfin Cac don vi barn sat ke hoach dao tao va chiu trach nhiem ve nguon nhan

ltrc cho phat trien SXKD cua dan vi minh. Quan tarn dao tao can b6 quan l)% cac cap, d6i ngu chuyen gia, ltrc luting thg lanh nghe nham dap irng yeu cau phat trien san xuat va quan tri doanh nghiep theo twang tien tien, hien dai. Cai thien dieu kien lam viec, an, 6, di lai cho nguai lao d6ng.

4.6. Quan tri doanh nghi - Tiep tuc ra soat, sira doi 1)6 sung hoar' thien cac quy che, quy dinh quan

ly not bo phi' hap vai phap 141 va Dieu Fe to chirc va hoat d6ng cua T6ng cong ty.

- Xay dung cac giai phap tiet kiem chi phi, kiem soat chat che chi phi tir dau vao den dau ra a tat ca cac cong flop san xuat kinh doanh theo twang phan cap manh me de cac don vi chir d6ng trong m9i mat cua hoat d6ng SXKD, de cao vai tr6 trach nhiem cua nguai dirng dau.

Tong cong ty se tang cuemg kiem tra viec quan tri, dieu hanh cua cac don vi de c6 nhang chi dao phu 119p nham nang cao hieu qua SXKD d6ng thai dam bao tuan thu cac quy dinh cua Phap luat, cua TKV va dm Tong cong ty trong m9i mat hoat d6ng san xuat kinh doanh.

- Xay dr,rng mo hinh tai chinh dai han, huy d6ng va sir dung von cho cac du an theo ke hoach, dung muc dich, barn sat mo hinh tai chinh dieu hanh dam bao an toan tai chinh. Tang cuang cong tac quan tri tai chinh va quan tri rui ro trong kinh doanh nhat la cong tac quan 1)% cong ng phai thu khach hang a cac dan vi san xuat xi mang va kinh doanh,thirang mai. Siet chat quan thu ng, du tar vat to hap 1T, giam ng vay ngan han. Thuc hien nghiern cac ,quy dinh quan ng theo Quy dinh Nha ntroc va, cua Tong cong tytai Quyet dinh so 204/QD-HDQT ngay 14/8/2020 cua H6i dong quart tri T6ng cong ty ve ban hanh quy che quan 1)% cong ng cua Tong cong ty.

10

- Day mph cong tac phap the doanh nghi'ep, quan tri rui ro, cong tac tuyen truyen pho bien gido duc phap luat den ngugi lao Ong nham tang ctiong thirc thgc thi phap luat va dam bao cac hoat d6ng nam trong khuon kho cho pile]) cua phap luat.

- Tang cu.erng va nang cao han aim hi'eu qua cong tac to kiem tra, giarn sat va ,thgc tuan cac quy dinh phap luat trong mgi hoat d6ng SXKD nham chu Ong phong ngira, kip th6i phat hi"en so her, thieu sot, khong de sai pham, gan cong tac kiem tra, giam sat vai cong tac huong dAn, ho trg cac Cong ty con, don vi trk.rc thu6c.

- Doi vei cac Cong ty co phan: Nguai dai din phan von dm Tong cong ty tai cac don vi to chdc thgc hi'en theo dung di&I le dm cac Cong ty. TOng cong ty thong bao cac chi tieu chinh: Doanh thu, tien luang binh quan, lgi nhuan, ty suat igi nhuan tren von chu so hau va ty le phan tram (%) tra co tdc cho cac co dong.

- Chu Ong giai quyet cac khieu nai, to cao, kien nghi, phan anh ngay tai don vi, khong de xay ra vg vi"ec phirc tap; tie') tuc day manh cong tac phong chong tham nhung, lang phi.

4.7. Tang cu' rng hop tac, phi hop vol cac quan tai dia phuo'ng dam bao su phat trien hai h6a tren dia ban; dac Nest chu d6ng phoi hap tot vgi cap uy, chinh quyen dia pligang trong vi'ec thgc hie:n den bu giai phong mat bang lay din khai thac va do thai, quan ly ranh gied mo, quan 13"( khai thac m6, quan ly khai thac, van chuyen va kinh doanh than.

No'i Wain: - Cac co dong; - Thanh vier' HDQT, Ban KS (egov); - T6ng GD, cac Ph6 TGD (egov); - Cac don vi, cac ph6ng Tcty (egov); - Li.ru: VI, Thu. ky TCT, KTKH (T.03)

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.TAP DOAN CONG NGHIEP THAN - KHOANG SAN VV NAM TONG CONG TY CONG NGHIt. P

MO VIET BAC TKV— CTCP

CONG HOA XA HO CHU NGHIA VItT NAM Di)c 14p — Ty' do — 14nh phtic

s6: 0 0 7 8 /BC — HDQT Ha N0i, ngay 34 thang 3 nam 2021

BAO CAO HOAT BONG CUA HOI BONG QUAN TRI TAI DHDCD THU'ONG NIEN NAM 2021

Kinh trinh: Hai hOi diing co gong thuirng nien 2021 Tong cong ty Cling ngh4 mo Vik Bic TKV - CTCP

Can ci:r Ludt doanh nghiep s6 59/2014/QH14 da dugc Qu6c h6i nuov C6ng hoa xa hoi chit nghia Viet Nam thOng qua ngay 17/6/2020;

Can cir Dieu le to chirc va hoot &Ong dm Tong cong ty cong nghiep MO Viet Bac TKV-CTCP (sira d6i) ban hanh kern theo quye't dinh so 99/QD-HDQT ngay 18/4/2018 dm H6i diing quan tri Tong cong ty.

H6i d6ng quan tri (HDQT) Tong cong ty xin bao cao DHDCD ket qua ho4t deng cua HDQT nam 2020, phuang huang hoot dgng nam 2021 nhu sau:

I. Ket qua ho4t Ong nam 2020. 1. Ve tinh hinh chung : - Nam 2020 T6ng cong ty thvc,hien nhiem vv SXKD trong die.0 kin chiu

tac gong d4i dich Covid -19 va nhieu khO khan, thach thirc khac nhung duai sit chi dp thong nhat trong he thOng chinh tri Tong cong ty N/A dugc sit quan tam chi d4o, giup do trvc tiep cfra Tdp doan Cong nghiep Than - Khoang san Viet Nam, dm chinh quyen cac dia phucmg c6 don vi dm Tong cong ty dong ten dia ban cang vai tap the nguai lao dOng Tong cong ty da doan ket nhat tri, khac phvc m9i kho khan, tiet kiern chi phi, thirc hien thang lgi mvc tieu vira dam bao phong chong dich benh vira on dinh san xuat kinh doanh nen Tong ding ty da hoan thanh vugt mire ke ho4ch san lugng, doanh thu, lgi nhuan, nep ngan sach, dam bao on dinh san xuat va thu nhap cho nguei lao Ong .

s- Ye khai thac va tieu thu than : Khai thac than dam bao an toan, dap irng du nhu cau than cho cac nha may dien, xi mang va cung cap cho thi truemg.

- Ve san xuat, tieu thu xi mang: Cac cong ty xi mang cfra Tong ding ty da tang cuong ding tac quan ly, van hanh thiet bi, nang cao dugc ding suat. Trien khai barn sat thi true:mg ban hang va lam tot cong tac tiep thi, linh ho4t trong viec quyet dinh gia ban. Thvc hien cac bien phap cai tien trong quan ly, diet' hanh de giam chi phi va tang hieu qua trong SXKD. Nam 2020 san lugng tieu thu xi mang c14t 110% ke hoach.

- Cac cong ty san xuat, kinh doanh khac: Da c6 nhiL giai phap thirc hien tit kiem chi phi nguyen, nhien vat lieu, dien nang, chi phi quan 1y v,v... nang cao chat lugng san pham va dich vv, tang 'fang sua't lao d6ng va dam bao dugc hieu qua san xuat kinh doanh.

2. K& qua SXKD nam 2020:

TT Chi tieu DVT NQDHCD 2020

Thtrc hien 2020

Ty l' (%)

1 Than nguyen khai TAn 1 390 000 1 291 530 92,25

2 Boc ddt da m3 10 850 000 11 356 024 101,40

3 Than sach sari xuat Tan 1 520 000 1 592 110 104,67

4 Than tieu thv Tan 1 520 000 1 591 256 104,61

5 V6n dieu le Tr.d 1 050 000 1 050 000 100,0

6 T6ng doanh thu Tr.d 1 781 216 2 330 087 130,81

7 Lori nhuan tnroc thud Tr.d 218 785 319 580 313,06

8 N6p thud TNDN Tr.d 35 325 77 473 522,86

9 Lori nhuan sau thud Tr.d 180 459 243 213 278,70

10 TS/ le tra c6 tirc/VDL % 8% 12% 150%

11 D'Au tu xay dung Tr.d 295 077 171 266 58,04

3. Hoat &Ong ctia HDQT nam 2020: 3.1. WO chap hanh phap luat va Dieu l' to chtrc, 'that clOng TOng cong

- HDQT thuc hien chirc nang, nhiem vv dugc quy dinh tai Diki le Tong cong ty, ban hanh va trien khai thuc hien cac nghi quyet tuan thii theo dung quy dinh.

- To chirc thanh cong Dai h6i gong co Eng thuong nien nam 2020. , - Quyet dinh va thuc hien cac quyen va lgi ich hgp phap cda Tong cong ty va

cac co &mg. - Duy tri to chirc hop HDQT Binh kST, barn sat n6i dung Nghi quyet dm Dai

h6i d6ng co &Ong, ca the diet' hanh phoi hop SXKD dia. TKV; tang,cuarng cong tac quan tri doanh nghiep. Ngodi ra, HDQT tien hanh hop d9t xuat de giai quyet cac van de lien quan den quail brT diet' hanh cna Tong cong ty theo dung tham quyen cila HDQT.

- H6i (long quan tri can dr Ice hoach SXKD dugc Dai h6i d6ng c6 &rig thong qua, giao Ice hoach san xuat kinh doanh nam 2020 va cac q4 trong nam, c6 kiem diem thuc hien ke hoach vai B6 may dieu hanh, &mg thai c6 cac giai phap de Tong cong ty vugt qua kho khan, hoan thanh Ice hoach SXKD.

- Thuc hien tot viec giarn sat hoat dOng dia. Ban Giam doc dial hanh trong viec thuc hien cac nghi quyet, quyet dinh dm HDQT. Quan tarn kien toan cong tac to chirc can b9 tir Tong cong ty den cac don vi, bo nhiem cac nhan su thuc tham quyen dugc phe duye't.

- Ban hanh cac nghi quyet chi dao ngu6i dai dien dm T6ng cong ty tai cac Cong ty con la Chu tich HDQT, Giam d6c Cong ty trong viec trien khai thuc hien nhiem vv. Tang,ctrong giarn sat quan 1T phan von cila Tong cong ty tai cac doanh nghiep c6 von dau tu dia. Tong cong ty thong qua ngueri dai dien dm Tong cong ty tai cac doanh nghiep.

ty:

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- Co cac giai phap de thao g6' kilo khan cho cac Cong ty CP Xi mang Tan Quang, Cong ty CP Xi mang Quan Trieu va cac cong ty con gap kilo khan trong thtrc hien nhiem v11 SXKD.

3.2. Ban hanh cac van ban qufin 1Y: , - Can dr quyen duoc phap lust va Dieu le T6ng cong ty quy dinh, nam

2020 HDQT da chirc hop 34 phien, ban hanh 162 nghi quyet, 62 quyet dinh, vOi cac nOi dung tap trung cho cac mat hog dOng quan 1T trong SXKD cua Tong cong ty

- Ra soat, sira d6i b6 sung, ban hanh cac quy the (g6m,8 quy cite): Quy the qu'anby can b6, Quy the cong no cong ty me, Quy, the quan DTXD, Quy, the kiem town not b6, Quy the phong ngira ro, Quy the quan 157 dat dai, Quy the quan l va sira chila tai san co dinh, Quy the giam sat, kiem tra, thanh tra viec chap hanh phap lust va cac quyet dinh cua chit sey hau.

3.3. Cong tac tai cau Tiing cong ty: - HDQT trier' khai cong tac tai co cau Tong cong ty theo ma hinh maTh cua

Tap doan Cong nghiep Than — Khoang san Viet Nam (TKV). T6ng Fong ty da thtrc hien tai co cau, dinh Bien, dinh mire lai lao d6ng, tinh giam Wen the theo ke hoach SXKD nam 2020

Trong nam 2020 T6ng cong ty da tien hanh xong xac dinh gia tri doanh nghiep cua Cong ty CP Co khi mo Viet Bac - VVMI tai thoi diem 30/6/2020 (sau ,00 khi da tang von, dieu cong ty len 10,080 tyd6ng) va da lap xong phtrang anTi thodi von dm Tong cong ty tai don vi, nay de thoai von dm Tong cong ty nam 3on to51% xuong 36% theo de an tai co cau dugc Tap doan TKV phe duyet 3 NI

- Tong ding ty da thvc hien xong viec niem yet c6 phieu MVB tren san giao - dich chirn* khoan Ha not HNX va da thtrc hien giao dich.

- Doi vii nhang don vi chua hoan thanh viec thodi von theo de an tai co cau T6ng cong ty giai doan 2017-2020 T6ng cong ty se sap xep va bao cao TKV dua vao de an tai co cau giai doan 2021-2025

3.4. Danh gia cfia HDQT ve host dOng cfia Ban dieu hanh Tong cong ty:, - H6i dong quan tri nhat tri vii bao cao ket qua thtrc hien ke hoach san xuat

kinh doanh nam 2020 dm Ban dieu hanh Tong cong ty. - Ban dial hanh Tong ding ty da chap hanh cac nghi quyet cua Dg hOi d6ng

c6 &rig, cac nghi quyet, guy& dinh cua HDQT T6ng ding ty; tuan thu cac quy dinh cita phap lust va cac quy dinh dm Tap doan Cong nghiep Than — Khoang san Viet Nam

- Da c6 cac giai phap trong to chirc dieu hanh san xuat kinh doanh, linh hog, kip thed xu ly vuong mac kilo khan trong qua trinh san xuat, tiet kiem chi phi, dam bao an toan, On dinh viec lam va thu nhap cho ngueli lao dOng

- Da tang cuing cong tac kiem soat hog d6ng cua cac Cong ty con, phoi hop trong cong tac sdieu hanh san xuat va thi truing tieu san pham nha'm nang cao hieu qua von dau tu.

- Cac thanh vien trong b6 may dieu hanh doan ket, Wang dOng, sang tao, co sit ph6i h9p tot trong qua trinh thtrc hien nhiem

Cu the nhw sau : 3

* TOng giam clOc: + Chap hanh nghiern tuc nghi quyet cua Dai hOi dOng c0 gong, cac nghi quye't,

quy6t dinh cua HDQT T0ng cong ty; tuan thu cac quy dinh cua phap luat va cac quy dinh dm Tap down Cong nghiep Than — Khoang san Viet Nam.

+ Trien khai nhieu bien phap trong cac linh vpc: Cong tac quail ly, khoan quan chi phi, Cong tac quan 15T vat ttr, ca dien, Cong tac to chirc can b0, dao tao va tuyen dpng LD, Cong tac dau ttr xay,dpng, COng tac quan tai chinh, toan, thong ke, cong tac co' cau,va thodi von v,v... de tiet giam chi phi san xuat, thpc hanh tiet kiem qua do hoar' tot cac chi tieu ke hoach SXKD theo Nghi quyet Dai hOi d0ng c0 gong nam 2020.

* Cfic Pho tting giam doe pht) trich cac linh vurc: + Barn sat dieu kien hoat dOng cua thik bi va dien chinh dinh mirc kinh to lcy

thuat phi' hop ,veri dieu kien cong nghe ,cac mo. Chi dap cac don vi san xuat xing (Id nhieu giai phap nang cao nang suat thiet bi, den hanh ap dung nhieu cac giai phap ap dung cong nghe lien tien nham giam tieu hao, tang hieu qua kinh doanh

+ Quan ly cong tac sira chfra TSCD cap TDT, cong tac mua sam vat tu va thpc hien mirc ton kho cua cac cong ty con, don vi trpc thuOc theo &mg quy dinh cua Quy the quan 1ST vat tu cua TKV va dm Tong cong ty.

+ Chi dap, dieu hanh cong tac k'y thuat, cong nghe, barn sat thi.rc to san xuat cua cac don vi, gidp TOng giam doe dieu hanh có hieu qua nhiem vu bac dat da, tang san luting than sach va than tieu thu, tang hieu qua san xuat kinh doanh va co sir chuan bi ve san luting, khai tnretng san xuat cho nhang nam tie'p theo,

+ Chi dao thpc hien cong tac dau tu xa'y dpng, cong tac den bu giai phong mat bang, cong tac xin cap giay phep tha'm do, giay phep khai thac mo...

+ Chi dao cac don vi va b0 may dieu hanh Tong ding ty thpc hien tot cong tac khodn, quan tri chi phi, lao dOng tien luting, quan tri rid ro... nham dam bao kinh doanh dung phap luat va nang cao dugc hieu qua SXKD.

+ Chi dap cac don vi thpc hien tot cac ding the: AT-VSLD, cong tac moi truOng, quan bi cong tac ky thuat san xuat ve bao va lubi thep, cong the quan ly lao dOng den luting, dinh mire lao dOng, dao tao, kern cap ding nhan ky thuat, cong tac bao v8, quan sp, cong tac y te, ding tac diet' duang va img dpng cong nghe thong tin dm T0ng cong ty. Tinh hinh tai nan lao dOng trong toan Tong cong ty d'a dugc cai thien, so vu TNLD nam 2020 giam.

* Ke toan trtrerng: + Tham muu, to chirc tot cong tac hach toan ke toan, thong ke trong toan Tong

cong ty, kiem soat can dai cac nguOn von, cac khoan phai thu, phai tra, co nhieu giai giap huy dOng von de phpc vu SXKD va cac du an dau tu XDCB.

+ Ket hop ding cac phong ban chuy8n mon Tong, cong ty soat va chi dao cac don vi soat, quail tri chi phi SXKD, thpc hien tiet giam chi phi de nang cao hieu qua SXKD theo chu tnrang dm Tap doan ,,sp chi dao T0ng cong ty.

+ CO bien phap giam cac chi tieu hang ton kho, tang cueing don doc thu h0i cong ng de tang yang quay von luu Ong, giam du vay ngan han, giam iai vay trong gia thanh, dat cac chi tieu tai chinh dugc TKV giao.

4

* Danh gia cong tac plan 1ST diet' hanh Wain 2020: Tong ding ty thwc hien vtrqt mik cac chi tieu Ici hogch san xuat kinh doanh theo Nghi: quyet Dgi hal clang, co clang thwong nien nam 2020. San xuat kinh doanh co kW; Bao dam an toan ye van va tai san, hoan thanh nglita vy ngan sach voi Nha nurk, On clinh viec lam va thu nhap cho ngtrol lao clang

3.5. Dfinh gia ciia HDQT ve hot dOng cua cac Thanh vien HDQT:

Trong nam 2020 cac thanh vien HDQT da hoan thanh nhiem tot vu dugc giao theo phan cong nhiem vu, cu th6:

- Chu tich HDQT la nguai dsi dien pha'n von cua TKV tai TOng cong ty hoan thanh tot nhiem vu theo Lust doanh nghiep, Quy ch6 quan 1y dm Tap doan, DiL le to chirc va host dOng Tong cong ty va Quy ,che host dOng HDQT; to chirc cac cuOc hop, ban hanh cac nghi quyet, quyet dinh, thong,bao HDQT; Chi dso, quan va giam sat Ban dial hanh thkrc hien cac nghi quyet HDQT.

- Thanh vien HDQT chuyen trach da co nhfing clang g6p trong qua trinh hoan thien cac Quy the quan tri Tong cong ty, ding HDQT quan 15, va giam sat host dOng dieu hanh SXKD, gap phan trong viec thgc hien hoan thanh ke hosch nam.

- Cac Thanh vien HDQT la TOng giam d6c, Pho TGD dugc giao phi trach cac linh vkrc host (Ring SXKD cua Tong cong ty va la Chi' tich HDQT mot so cac Cong ty con da- hoan thanh tot nhiem vu g6p phan vao viec hoan thanh ke hosch chung cua Tong cong ty

* Dinh gia chung: Nam 2020 Cac thanh vien HDQT Tang cong ty cl"'eu hoan thanh nhiem vy dugc giao, dam bao lqi ich Tang cong ty va cac co clang. HDQT cla chi ciao Tang cong ty,thwc hien ham thanh tat cac chi tieu Ice hogch nam 2020 theo nghi quyet Dgi hai clang co clang. Tuy nhien ben cgnh do van con mat so tan tai :

+ Ket qua SXKD cua mat so cong ty con chua clot theo ke hogch de ra, cong tac thoai van chwa hoan thanh theo ke hogch tap doan TKV phe duyet.

+ Nguyen nhan: do mat so clan vi chiu anh hwo.ng cua dich benh Covid -19 nen tieu thy san pham va viec lam giam, va su cgnh tranh cua thi trtro.ng ye gici ban.... Nha nurk chwa có quy clinh cu the ye viec thoai von nha ?mac tai cac cong ty chwa phai la cong ty clgi cluing cling nhtr chwa có quy clinh ye xac clinh gia tri van hoa lich sfr khi xac clinh gia tri doanh nghiep.

3.6. Thu lao va cac Igi ich cua HOi d'Ong quan tri nam 2020:

TT H9 va ten Chtic danh TOng so tier, thit lao, hro'ng nam

2020 (d)

BQ quan thang nam 2020 (d)

1 Le Quang Binh Chu tich HDQT 74 400 000

2 Tear' Hai Binh Thanh vien HDQT 649 800 000 54 150 000

3 Dang Van Tung TV HDQT chuyen trach 526 500 000 43 875 000

4 VII Minh Tan Thanh vien HDQT 591 300 000 49 275 000

5 Trinh HOng Ngan Thanh vien HDQT 425 816 250 48 388 210

6 WI Dinh Len Thanh vien HDQT 419 958 750 46 662 083 5

-4/

III. Phirung Won hot gong ciia HDQT nam 2021: Nam 2021 tinh hinh dich bgnh Covid -19 die'n bien phirc tap ngay to nhang

thang dau nam va c6 din bien kh6 luting. Tinh hinh san xuat kinh doanh cua TOng cong ty con nhieu thach

, dieu kign khai thac, thai, ding tac den bit GPMB

cac mo van nhieu kilo khan, din do thai Cong ty than Khanh hoa chat,hep, chat luting than Na Dung xau,, cac cong ty san xuat xi mang van thieu nguon von va canh tranh thi tru6ng gay gat.

Hoi clung quan tri Tong ding ty tap trung chi dap: , 1. Tong cong ty thvc hign mkic tieu ph6ng chong dich Covid-19 va to

chUc san xuat kinh doanh, on dinh va dam bao an town trong qua trinh san xuat cho ngu6i va thiet bi. San xuat than va xi mang theo ke hoach va dap ung nhu cau thi truang,

2. Chi dao BO may dieu hanh thvc hign hoan thanh cac chi tieu ke hoach SXKD nam 2021 va cac linh vvc trong hog dOng san xuat kinh doanh dung theo cac quy dinh cua phap luat va dieu 1g to chirc hoat dOng Tong cong ty. BO may diet.' hanh can cir vao kg hoach SXKD nam 2021, chit dOng giai quyet kilo khan, vuang mac trong thtrc hign ke hoach, vai cac chi tieu chit yeu:

* Cac chi tieu ke hoach san xuat kinh doanh nam 2021:

TT Ten chi tieu DVT ,: Ke hoach

nam 2021

1 Cac chi tieu hign vast

- Than nguyen khai Tan 1 340 000

- Bac dat da m3 11 400 000

- Than sach san xuat Tan 1 530 000

- Than tieu thu Tan 1 530 000

2 Wm digu 1g Trigu dOng 157 418 000

3 TOng doanh thu GG 1 946 256 000

4 Lai nhuan truck thug 4 4 225 466 000

5 NOp thug TNDN ,, 44 838 000

6 Lai nhuan sau thug ,, 180 628 000

8 TS/1g tra co tircNOn digu 1g (du kign) % 12

9 Dau to xay dtmg Trigu dOng 157 418 000

3. Ban hanh cac nghi quygt, quygt dinh trong vigc chi dao ho4t cl(5ng san xuat kinh doanh cua Tong cong ty:

- Tang cu6ng chi dao va giam sat BO may digu hanh thong qua cac nhigm vu dugc giao theo cac Nghi quygt &la HDQT ban hanh.

6

- Ra soar, xay dtrng, ban hanh cac quy che, cac nghi quyet, quyet dinh trong tat ca cac link virc pha hop voi tinh hinh san xuat kinh doanh cua Tong cong ty.

- De nghi DHDCD thu6ng nien nam 2021 lay quyan cho HDQT chu d6ng diau chinh mot so chi fiat' KIT SXKD nam 2021 phit hop voi dian Wen thi tnramg.

4. Cong tic khodn, quan tri chi phi : - Hoan thien to chirc, ca the quan ly, cac dinh mirc chi tieu kinh to ky thuat.

Tiat kiam chi phi, nang cao hiau qua ,SX kinh doanh, thvc hian dunghla vungan sach nha ntrac, dam bao quyen lqi cac co &mg, tao v* lam va thu nhap on dinh cho ngtr6i lao d6ng.

- Tang cuing trien khai alp dung cong nghe moi, co giai hoa, tin hoc hoa, to d6ng hoa trong tat ca cac linh vtrc hog ,d6ng san xuat kinh doanh.

Phoi h9p voi Ban kiem soat Tong cong ty va Ban kiam sok tai cac Cong ty con de Om sat hog d6ng cua cac COng ty con, don vi tr%rc thu6c.

5. Ging tic tai co' cau Tiing cong ty: Xay dung va bao cao tap doan TKV phe duyk diau chinh de an tai ca cau

T6ng cong ty giai clop 2021-2025. , Trier' khai de an tai co cau Tong cong ty giai doan 2021-2025 khi &roc tap

doan thong qua, &Mg th6i chi dap cac cong ty con, don vi tn,rc thu6c thtrc hian tai co cau n6i b6 de tang nang suit lao d6ng, nang ltrc canh tranh.

6. Cong tic can bo : - Can cir vao quy hoach can b6 giai 'Joan 2021 - 2025, tap trung dao tap boi

duang cho cac can b6 trong din quy hoach va phat hien nhang can b6 c6 nang hrc de tiep tic b6 sung vao quy hoach, dam bao tinh ke thira, du so luting chat luting nguon nhan hrc cho str phat trien dm Tong cong ty.

- Tang cuemg cong tic dao tao, luan chuyen can b6 nham nang cao chit luting nhan sir va chuin bi ngu6n nhan st..r cho hog d6ng SXKD cua T6ng ding ty.

- Chu trong den cong tic to chirc b6 may quan 1S, tinh giam g9n nhe, tai cau true lao d6ng toan Tong cong ty theo huong tang nang suit lao ging.

7. Cong tic DAu tir Oat trien - Tiep tic thvc hian Du an rna r6ng nang cong suit M6 than Na Dtrcmg tir

600 000 tan hian nay len 1 200 000 tin/nam dam bao pha h9p theo flan d6 &Au tu cua Nha may Nhiat din Na Ducmg II.

- Dieu chinh du an khai tilde 16 thien m6 than Khanh Haa va trien khai ding tic lap du an diu tu duy tri san xuat than him 16 phin ria 16 thien mirc -183/-260 voi cong suit h9p 1S/, phu h9p voi dieu kian dia chat va cong tic den giai phong m'a't bang ten co so dam bao san xuat kinh doanh có,hiau qua.( Sau khi ducyc Tap doan TKV thong qua phtrang an danh,gia tong the tai nguyen ,trit luting, hian tang khai thac va de xuat ke hoach phat trien, dai hp m6 than Khanh h6a )

- Thkrc h*i cong tic chuan bi dtr dau to m6 Nui H6ng (phin sau), de dua vao khai thac tir nam 2024.

Thtrc hian diu tu duy tri cac m6 than va cac nha may xi mang, ca khi v,v.... theo ke hoach nam 2021 de dap img yeu cau cua san xuat, phat huy hiau qua von di dau tu.

- Thvc hian cac phuong an den bit GPMB dung flan d6 . 7

TM. HO BONG QUAN TRI iU TICH

8. Cling tic k4m Wan ni)i - Chi clg.o.b0 phan kie'fn toan not 130 thgc hien theo Quy ch6 kie4m toan 139'

dal ban hanh rillarn danh gia va nang cao hieu qua dm cac quy trinh quan ly rui ro, quy trinh kiem soat va quan tri.

Kinh thwa cac quy vi co gong ,cac quy vi Dgi bleu ! Voi nhang ket qua dgt cluvc trong nam 2020, HDQT Tong cling ty tieP tyc,

tap trung chi ciao thyc hien ke hogch SXKD theo Nghi quyit Dgi h6i &Ong co tiling thicong nien thong qua, clwa ra cac giai phap phil hop de hoan thanh cac chi tieu SXKD nam 2021.v

Xin tran tr9ng cam !

Noi nOn: - Cac c6 citing; - Thanh vien HDQT, Ban KS (eOffice); - T6ng GD, cac Phb TGD (eOffice); - Cac dun vi, cac ph6ng Tcty (eOffice); - Ltru: V , Thu k' TCT, HDQT (T.03)

8

TAP DOAN CONG NGHICP THAN - KHOANG SAN VICT NAM TONG CONG TY CONG NGHICP

MO VIET BAC TKV— CTCP

CONG HOA XA HOI CHU NGHTA VItT NAM DOc 14p — Tv do — Hanh phtic

s60 0 7 9ITTr — HDQT Ha Noi, ngay 34 thong3 nam 2021

Tel TRINH Ve viec phe duyet quyk town tai chinh va phtrung an phan phi lqi nhuan

nam 2020 Cong ty me -TOng ding ty Cong nghiep mo Viet Bic TKV - CTCP

Kinh trinh: Dai hOi d6ng c6 dong thuong nien nam 2021

Can cir Luat Doanh nghiep so 59/2020/QH14 da dugc Quik hOi nuo•c COng boa x'd h(3i chit ngtila Viet Nam khoa 14,thong qua ngdy 17/06/2020;

Can cu Dieu 1e to chirc va boat dOng dm Tong cong ty Cong nghiep m6 Viet Bac TKV- CTCP (sfra d'o'i) ban hanh theo quye't dinh so 099/QD - HDQT ngay 18/4/2018 dm }RN 6:Mg quan tri TI3ng cong ty;

Can cur lc& qua san xuat kinh doanh nam 2020 dm Cong ty me - Tong cong ty Cong nghiep mo Viet Bac TKV - CTCP;

Can cu bao cao quyet toan tai chinh nam 2020 dm Cong ty me - Tong cong ty Cong nghiep mo Viet Bac TKV - CTCP da dugc ki6m toan Cong ty TNE1H PKF Viet Nam.

flOi‘d6ng quan tri T6ng cong ty cong nghiep mo Viet Bac TKV - CTCP trinh Dai &mg co clang thuong nien nam 2021 phe duyet quyet toan tai chinh va phuang an‘phan phoi lgi nhuan nam 2020 Cong ty me -Tong cong ty Cong nghiep mó Viet Bac TKV - CTCP nhu sau:

1. Kect qua hoat dOng kinh doanh:

TT N(ii dung Se; tin (dling)

1 Doanh thu ban hang va cung cap dich vp. 2.295.562.062.536 2 Cac khoan giam trir

3 Doanh thu thuAn v" ban hang va cung cap dich vu 2.295.562.062.536 4 Gia von hang ban 1.794.571.407.004 5 Lgi nhuan gOp NT' ban hang cung cap DV 500.990.655.532 6 Doanh thu hog dOng tai chinh 27.126.199.800

7 Chi phi tai chinh (14.021.030.243)

Trong do: Lai vay phai tra 24.021.422.914 8 Chi phi ban hang 39.563.582.675 9 Chi phi quan 1Si doanh nghiep 190.392.834.588

10 Loi nhuan thuAn tu‘ boat Ong kinh doanh(30=20+(21- ' • 22)+24-(25+26)) 312.181.468.312

11 Thu nhap khac 7.399.410.935

1

TT NOi dung SO tien (dOng)

12 Chi phi Ichac 13 Lgi nhu4n khac (40=31-32) 7.399.410.935 14 T6ng lgi nhu4sn k6 toan tnrerc thug (50=30+40) 319.580.879.247

15 Chi phi thug thu nhko doanh nghip hin hanh 77.473.883.039 16 Chi phi thug thu nh4p doanh nghiO hoan lai (1.106.313.729) 17 Lgi nhu4n sau thug thu nh4p doanh nghi'p 243.213.309.937

2. Phiro'ni an nhan phoi lo'i nhufin:

TT NiO dung DVT SO tien (oiling)

1 Loi nhu4n sau thug TNDN Ming 329.895.604.880

Trong do: + Lgi nhuan nam truoc chuyen sang DOng 86.682.294.943

+ Lgi nhuan nam nay D6ng 243.213.309.937 2 Loi nhu4n de 10 chtra phan phi dam nay Dong 109.588.003.948

Trong do: Tai san thug thu nhap doanh ngh4 hoan lai tai ngay 31/12/2020

Eking 10.349.861.535

3 Phirong an tra cis; tin nam 2020 3,1 TS, 1" tra co tirc theo NQ DHDCD d&I nam % 8 3,2 TS, 1" tra oo tirc nam 2020 % 12 3,3 SO tien tra c6 tirc Dong 126.000.000.000

4 Bit dip cac khoan 18 cfia cac nam true:iv da Litt Writ ti#n trir vat) lqi nhuan trtrov thug (ntu co)

5 Lqi nhu4n con tai ( 5=1-2-3-4) Dong 94.307.600.933 a Trich guy dau to phat trien acing 72.963.992.981 b Trich guy khen thuong, phdc lgi Eking 20.846.236.077

b.1 Quy Luang thdc hin nam 2020 dm cong ty Dong 250.154.832.918

b.2 Quy lucmg

ty Uwe hin binh quan 1 thang dm

ding Ming 20.846.236.077

+ SO lao dOng binh quan nam 2020 Ngued 1.943 + Tien lucmg binh quan nam 2020 d/ng/thang 12.756.000

b.3 SO thing Luang trich quy khen thuOng, pink lgi Thang 1

b.4 MIT trich quy khen thuimg, phtic 110 (b4=b2*b3) DOng 20.846.236.077

±1 So trich quy khen thuang, phdc lgi/thang lucmg binh quan

Thang Itrang BQ

+ SO trich quy khen thuang, ph& lgi/lao gong binh quan Dinguai 10.728.891

c Trich quy thuftg ngtriri quail 1ST DN

c.1 Quy lucmg dux hi'n BQ 1 thing dm NQLDN nam 2020 'ing 331.581.250

c.2 SO thing luang dugc trich tOi da ( 1,5 thing) Thang 1,5

c.3 Mtic quy thtrovg ngtriri quan 1y DN (c3=cl*c2) Dtmg 497.371.875

2

3. Tai san va nguiin von den 31/12/2020: Dan vi: D6n

TAI SAN Ma , so

TM SO cuOi kj, 31/12/2020

SO &Au ks, 1/1/2020

A. TAI SAN NGAN HAN (100=110+120+130+140+150)

100 710.553.955.824 714.080.532.941

I. Tien va cac khoin twang throng tien

110 57.402.641.171 31.122.403.881

1. Tien 111 V.01 6.502.641.171 7.622.403.881

2. Cac khoan Wang throng tin 112 50.900.000.000 23.500.000.000

II. Cac khoin dill ttr tai chinh ngAn h#n

120 V.02 - -

1. Dau to ngAn hp 121

2. Du ph6ng giam gia dau to ngan han (*) 2) ,

129 - 3. Dau to nam giCr den ngdy ciao

han 123

III. Cac khofin phai thu ngan han

130 512.799.514.867 570.593.583.830

1. Phai thu ngan hp khach hang 131 486.696.137.136 553.650.955.959

2. Tra tru6c cho nguiyi ban ngan hp

132 4.634.754.249 3.899.974.474

3. Phai thu not 13,0 ngAn han 133 15.560.006.640 3.593.713.742

4. Phai thu theo ti&l. dO KH hgp dOng XD

134 - -

5. Phai thu v" cho vay ngAn han 135 V.03 - -

6. Cac khoan phai thu khac 136 6.214.200.542 9.785.523.355

7. Du phong cac khoan phai thu kh6 doi (*)

137 (305.583.700) (336.583.700)

8. Tai san thiL ch6 xir17 139

IV. Hang ten kho 140 138.413.504.900 111.856.583.169

1. Hang ton kho 141 V.04 138.413.504.900 111.856.583.169

2. Du pheng giam gia hang ton kho(*)

149 - -

V. Tai san ngin han khac 150 1.938.294.886 507.962.061

1. Chi phi tra tru6c ngan hp 151 519.067.957 237.069.316

2. Thu GTGT dugc khau trir 152 1.418.673.456 17.552.609

3

TAI SAN Ma

A so

,,.1V1 1

SO cuOi kj? 31/12/2020

So dau kS, 1/1/2020

3. Thue va cac khoan khac phai thu Nha ntr6c

153 V.05 553.473 253.340.136

4. Giao dich mua ban lai trai phial' chinh pha

154

5. Tai san ng.an han khac 155 - -

B. TAI SAN DAI HAN (200=210+220+240+250+260)

200 1.326.739.922.028 1.237.397.329.378

I. Cac khoan phai thu dai h#n 210 86.949.438.370 78.238.245.792

1. Phai thu dai han dm khach hang

211 -

2. Tra truOc cho ngtrOi ban dai han

212 - -

3. VOn kinh doanh 6 dun vi true thuOsc

213 V.06 - -

4. Phai thu dai hp ni)i b(i 214 V.07 - -

5. Phai thu ve cho vay dai han 215

6. Phai thu dai han khac 216 86.949.438.370 78.238.245.792

7. My phong phai thu dai han kho doi (*)

219 - -

II. TM san co dinh 220 283.584.467.672 242.572.309.462

1. TSCD hfru hinh 221 V.08 276.985.149.912 236.554.851.020

- Nguyen gia 222 1.753.234.760.165 1.637.251.963.416

- Gia tri hao mon 141(6 (*) 223 (1.476.249.610.253) (1.400.697.112.396)

2. TSCD thue tai chinh 224 V.09

- Nguyen gia 225 - -

- Gia tri hao mon My ke (*) 226

3. TSCD vo hinh 227 V.10 6.599.317.760 6.017.458.442

- Nguyen gia 228 8.278.747.586 7.478.747.586

- Gia tri hao mon lily Ice (*) 229 (1.679.429.826) (1.461.289.144)

III. BAt d(ing san dAti tu. 230 V.12 45.007.346.278 47.507.754.406

4

TAI SAN M5

A so

TM SO cuLi 14 31/12/2020

SO dau 14 1/1/2020

- Nguyen gia 231 61.738.874.427 61.738.874.427

- Gia tri hao mon my Ice (*) 232 (16.731.528.149) (14.231.120.021)

IV. TM san do' dang dii han 240 32.476.526.777 12.526.945.969

1. Chi phi SXKD d& dang dai han

241 - -

2. Chi phi XDCB der dang 242 32.476.526.777 12.526.945.969

IV. Cac khoan clan to tai chinh dai han

250 V.13 456.958.948.428 418.916.495.271

1. D'Au to vao ding ty con 251 498.039.428.990 498.039.428.990

2. Dau to vao ding ty lien ket, lien doanh

252 1.740.000.000 1.740.000.000

3. Dau to gi, von vao dcm vi • khac

253 16.607.900.000 16.607.900.000

4. Du phong &au Pr tai chinh dai han (*)

254 (59.428.380.562) (97.470.833.719)

5. Dau to nam gill den ngay dao han

255

V. Tai san dai Ilan khac 260 421.763.194.503 437.635.578.478

1. Chi phi tra truac dai han 261 V.14 411.413.332.968 428.392.030.672

2. Tai san thus thu nhap hoan lai 262 V.21 10.349.861.535 9.243.547.806

3. Thie't bi, vat to phu tong thay the dai han

263 - -

4. Tai san dai han khac 268

5. Lqi th6 thuang mai 269

TONG CONG TAI SAN (270=100+200)

270 2.037.293.877.852 1.951.477.862.319

NGUON VON MA A

so TM SO cuoi 14 31/12/2020

SO din 14 1/1/2020

A. NCI PHAI TRA (300=310+330) 300 566.207.098.613 597.507.281.121

I. No ngin han 310 341.082.195.742 436.878.750.861

1. Phai tra ngued ban ngin han 311 V.15 53.691.054.653 105.287.744.834

40 5

NGUON VON Ma so

TM So cuoi lij, 31/12/2020

SO dau lij, 1/1/2020

2. Nguei mua tra tien truov ngan han ,

312 - -

3. Thu va cac khoan phai nOp nha nu&

313 74.160.907.038 82.770.608.909

4. Phai tra ngueri lao dOng 314 V.16 132.544.326.844 121.887.906.371

5. Chi phi phai tra ngan han 315 1.497.295.390 1.768.108.099

6. Phai tra not bO ngan hp 316 V.17 - _

7. Phai tra theo tien dO KH hop dOng XD

317 - -

8. Doanh thu chua thuc hien ngan han

318 128.409.085 15.909.091

9. Cac khoan OM tra ngan flan khac

319 V.18 6.048.851.666 8.210.408.689

10. Vay va no thue tai chinh ngan han

320 44.761.481.573 82.925.996.102

11. Du phong phai tra ngan hp 321 2.745.446.467 10.222.475.865

12. QuS, khen thuong phuc loi 322 25.504.423.026 23.789.592.901

13. Quyi binh on gia 323

14. Giao dich mua ban lai trai phieu Chinh phu

324

H. No' dai han 330 225.124.902.871 160.628.530.260

1. Phai tra dai han nguoi ban 331

2. Nguai mua tra tien tilt& dai han

332 V.19 - -

3. Chi phi phai tra dai han 333

4. Phai tra nOi bO ve von kinh doanh

334 V.20 - -

5. Phai tra dai han not bO 335

6. Doanh thu chua thus hien dai han

336 - -

7. Phai tra dai han khac 337 3.025.054.366 6.919.033.295

8. Vay va no thue tai chinh dai han

338 214.652.940.602 142.528.745.613

9. Trai phieu chuyen dOi 339 _ _

6

NGUON VON 1Vst: TM SO cuiii ky SO 31/12/2020

dau ky 1/1/2020

10. Co phidu tru dai 340 - -

11. Thud thu nhAp hoa'n lAi phai tra 341 - -

12. Du phong phai tra dai han 342 7.446.907.903 11.180.751.352

13. Quy phat trien khoa h9c cong nghe

343 - -

B. VON CHU SO HU'U (400=410+430)

400 1.471.086.779.239 1.353.970.581.198

I. Viin chii so hcru 410 V.22 1.471.086.779.239 1.353.970.581.198

1. Vdn gup dm chit se( him 411 1.050.000.000.000 1.050.000.000.000

- Co pbieu pho thong có quyen biau quyet ,

411a - -

- Co phial' uu dai 411b

2. ThAng du von co phAn 412

3. Quyan ch9n chuydn &di trai phieu ,

413 _ -

4. Von khac dm chil ser him 414

5. Co phidu guy, (*) 415 - _

6. Chenh Lech danh gia lai tai san 416 - _

7. Chenh Lech tY gia hdi dodi 417 - -

8. Quy Au ttr phat tridn 418 91.191.174.359 -

9. Quy hd trg sap xdp doanh nghiep

419 - -

10. Quy khac thudc von chi' sir him

420 - -

11. Lqi nhuAn sau thud chtra phan phi

421 329.895.604.880 303.970.581.198

, - LNST chua phan phdi1uy kd den cuoi ky truck 471a

86.682.294.943 40.000.000.000

- LNST chua phan phi ky nay 421b 243.213.309.937 263.970.581.198

12. Ngudn von dAu to XDCB 422 - -

13. Lgi ich co (tong khong kiem soat

429

7

NGUON VON Ma so TM SO cuOi k ,

31/12/2020 SO illa kr 1/1/2020

H. Nguen kinh phi va qujr khac 430

1. Ngu6n kinh phi 432 V.23 - -

2. Nguon kinh phi dd hinh thanh TSCD

433 - - TONG CONG NGUON VON (440=300+400)

440 2.037.293.877.852 1.951.477.862.319

4. Tien hro'ng chi tra cuia Tong giam dtic ngtro'i quail 157 khfic:

TT Ho va ten Chtic danh

'fling so tien hrung dtro.c htrerng nam 2020 (ding)

Tien hrung bq thing dam

2020 ((long)

1 TrAn Hai Binh T6ng giam d6c 585.000.000 48.750.000 2 WI Dinh Len Pho T6ng giam d6c 394.875.000 43.875.000 3 NO Ng9c Son Pho T6ng giam d6c 526.500.000 43.875.000

4 D4ng Van Tung hanh vien HDQT

T

chuyen trach 526.500.000 43.875.000 5 Vu Minh Tan PhO T6ng giam cl6c 526.500.000 43.875.000

Trinh Wing Ngan PhO T6ng giam do'c 386.100.000 43.875.000 6 Lucmg Xuan Quang K'e toan truing 487.500.000 40.625.000

Nguyen Thi Lucmg Anh Truong Ban KS

546.000.000 45.500.000 TOng cong 3.978.975.000

Kinh trinh Hai hoi d6ng co gong xem xet

N11 nh&n: - Cac co ding; - Thanh vien HDQT, Ban KS (eOffice); - TOng GD, cac Ph6 TGD (eOffice); - Cac don vi, cac phong Tcty (eOffice); - Luu: V =KT Thu k5, TCT. (T.03)

guy& dinh./.4

TM. HO BONG QUAN TRI HU TICH

8

.P

TAP DOAN CONG NGHIV CONG HOA XA HOI CHU NGHIA V4T NAM THAN - KHOANG SAN VWT NAM D§c lap — Tty do — Honh phtic TONG CONG TY CONG NGHICP

MO MT BAC TKV— CTCP

S6: OS /BC — BKS Ha N.6i, ngay 34 thang 3 nam 2021

BAO CAO HOAT BONG CUA BAN KIEM SOAT TAI DHDCD THOJNG NIEN NAM 2021

Can cu vao cac quy dinh cua Lu4t doanh ne,hi8p, Dieu 18 to chirc va hoat Ong dm Tong ding ty Cong righi8p M6 Vi8t Bac TKV - CTCP. Quy dinh ve chirc nang, nhi8nt vu cita,Ban Kiem soat;

Can dr Nghi quyet dai h6i Ong co Ong thugng nien nam 2020 TC\ng ding ty ngay 20/5/2020;

Can dr vao ket qua boat Ong ki8m tra, giam sat dm ban ki8m soat va bao cao quyet toan tai chinh nam 2020 dm TOng cong ty da dugc Cong ty kiem toan PKF thuc hi8n kiem toan.

Ban kiem soat T6ng cong ty COng nghj8p M6 Vi8t Bac TKV - CTCP xin trinh bay bao cao truck Dai h6i dong co dOng ve danh gia cong tac quan 1y dieu hanh dm Tong cong ty, ket qua hoat Ong kiem tra, giam sat cila Ban kiem soat va k8t qua tham dinh bao cao tai chinh nam 2020 dm T6ng cong ty nhu sau:

I. HOAT BONG GUM SAT CUA BAN KIEM SOAT NAM 2020 1. 1-14* Ong ciia Ban kiem soat: Ban kiem soat gum c6 03 thanh vien, tong, do 01 thanh vien chuyen trach

va 02 thanh vien kiem nhi8m. Trong ram Ban kiem soat da thuc hi8n day du cac chirc trach, nhi8rn vu kiem tra, giam sat hoat Ong quan tri, dieu hanh va cac mat boat Ong kinh doanh cua Tong, cong ty ding nhu dinh huemg hoat Ong dm Ban kiem soat dugc Dai h6i (long co (King thing nien nam 2020 thong qua, cu the:

- Trong nam Ban kiem soat da to chirc h9p 4 phi8n, yen sv tham gia cita tat ca cac thanh vien trong Ban; xay dung

kiem trinh cong tac cu the phan

cong nhi8m cho cac thanh vien BKS; kiem di8m danh gia ket qua thuc hiesn cong vi8c. Qua Vet qua kiem tra ,giam sat cila cac thanh vien Cac y ki8n cita Ban kiem soat dugc chuy8n den HDQT va Ban dieu ,hanh bang hinh thirc bao cao, kilen tai cac phien h9p HDQT va van ban kien nghi tryc tiep.

- Thvc hi8n giam sat HDQT, T6ng giam d6c trong vi8c quan ly va dieu hanh. Giam sat,vi8c chAp hanh Di8u tri8n khai thuc hi8n cac nghi quy8t dugc Dai h6i d6ng co Ong thong qua,

- Thong qua vi8c vi8c tham gia cac cu6c hop thugng xuyen, dinh kSi cita HDQT da giup BKS nam bat,thOng tin, kip tiled dua ra cac d8 xuat, kien nghi voi HDQT trong viesc quan 1S/, dieu hanh va thuc hi8n,cac quy ch8 quan 1y not

- Nam 2020, Ban hem soat thuc hi8n hem tra giant sat theo ke hoach hog Ong dm ban Ong tiled ,phoi h•:;ip vgi Ban lanh dao dieu hanh va mot so phong ban nghi8p cila Tong cong ty thuc hi8n hem tra giam sat mot so chuyen de ve cong tac khoan quan tri chi phi, cong tac quan ly vat tu, ki8m tra vi8c quyet toan quy ltrcmg, cOng ng phai thu cua khach hang. Ki8m soat vi8c quan ly va sir dung von tai van phong TOng cOng ty va chi nhanh dm Tong cong

ty. Kiem ,tra giam sat viec chap hanh Nguai dai dien phan von TOng dog ty ve cac van de ten tai cac cong ty con dm Tong cong ty.

Nhin chung cac don vi deu thvc hien theo cac quy che ma Tong cong ty ban hanh. Tuy nhien con mot so thieu sot, bat cap trong quan 1)", mot vai don vi ma Ban kiem soat da coy kien trong hien ban lam viec Ong then c6 van ban gin HDQT va Ban lanh dao dieu hanh. TOng giam Oc Tong cong ty da c6 cac chi thi chin chinh cac don vi khac phvc cac thieu sat, bat cap ma BKS da nett; HDQT da coy kien chi dao bO may dieu hanh tang mew ding, tic kiem tra, giam sat nham dam bao thvc hien dung cac quy thequan15/ dm Tong cong ty.

- Kiem tra tinh hop ly, h9p phap, tinh trung thkrc va mirc dO can trong trong quan ly, dieu hanh hog Ong kinh doanh, trong to chirc cong tic ke toan, thong ke va lap bao cao tai chinh. Thvc hien tham dinh bao cao tai chinh gift nien dO va bao cao tai chinh nam nham danh gia tinh tinh day ciii,h9p phap va trung thkrc cua cac so lieu bao cao tai chinh trinh DHDCD thuang nien theo dung quy dinh cua phap luat va Dieu le Tong cong ty. Xem xet tinh hgp ly c,ila viec huy Ong, phan phoi,va sir dung cac nguOn lvc: tai san, vat tu, tien von, tuyen dung, sir dung va. che do dm ngtrai lao Ong;

- Ban kiem soat da thkxc hien theo doi danh sach co Ong va ngtreyi CO lien quan cua Thanh vien HDQT, Thanh vien Ban kiem soat, T8ng giam doc. Giam sat viec thvc thi phap 1114, viec cong 17.8 thong tin.

- Xem xet thu quan ly dm cong ty kiem toan PKF va y kien phan hoi cua Ban Giam Oc Tifing cong ty.

+ Thvc hien throng xuyen trao doi, giira cac thanh vien Ban kiem soat + Chu Ong phi hgp vai cac phong ban chuyen mon dm Tong cong ty,

cac chi ,nhanh va ngueyi dai dien T6ng cong ty tai cac cong ty con, trong viec trien khai thuc hien nhiem vv.

- Thuang xuyen giu moi lien he giira cac thanh vien trong Ban kiem soat,

2. Ket qua kiem tra, giam sat cim Ban kiem snit. Qua kiem tra giant sat hog Ong san xuat kinh doanh nam 2020, BKS

nhan thay HDQT va Tong giam doe da chi dao hog Ong dm Tong cong ty dung chirc rang, nhiem vv quyen theo quy dinh phap luat va Nghi quyet cua dai hOi Ong co Ong. Hong tiled, hog Ong san xuat kinh doanh cua Tong ding ty da thkrc hien nghiem cac the do chinh sach quy dinh cua phap luat

2.1. Ve hogt dOng quiin ly diht heath ctia HDQT Tong cong ty. HOi Ong quan tri da the hien it) chirc nang nhiem vu trong cong tic dinh

huang, chi dao quan ly tong eking ty trong pham vi tham quyen cua HDQT. HDQT da thvc hien nhiem vv cita minh mot each can trong, minh bach thvc hien viec quan ly chat the dam bao lgi ich cho tong cong ty va cac co (tong the hien qua cac not dung nhu sau:

• Nam 2020, WI Ong quan tri da to chirc cac cuOc hop dinh ky hang tiling theo quy dinh cua phap luat va Dieu le dm tOng cong ty. Cac cuOc hgp deu do Chit tich HOi Ong quan tri chit tri, thao luan dam bao tinh nghiem titc va trach

Cac thanh vien HOi,Ong quan tri tham gia ,cac ,cuOc hop day va c6 tinh than trach nhiem cao doi vai viec tham gia kien ye cac not dung hop. Cac cuOc hop deu dugc ghi nhan vao Bien ban va ban hanh Nghi quyet trien khai thvc hien;

2

• Trong nam, H6i d6ng quan tri da ban hanh 162 nghi quyet, 62 quye't dinh chi dao cac not dung thuc chat trach va nhiem vu cua H6i clang quan tri de trier' khai thuc hien ke hoach san xuat kinh doanh cua T6ng cong ty. Cac nghi quyet, quyet dinh cua I-EDQT ban hanh,phit hop vai quy dinh phap lug va Dieu le Tong cong ty, barn sat nghi quyet cua Dai h6i clang co clang nam 2020;

• Bo sung, sira d6i va hoan thien cac quy the not b6 de lam co soy cho hoat Ong cua Tong ding ty ngay cang rO rang, minh bach;

• Tang cuang giam sat guar' ly phan von cua Tong cong ty tai cac doanh nghiep c6 von dau to cua Tong cong ty thong qua ngtrai dai dien dm Tong cong ty tai cac doanh nghiep do;

• Trong qua trinh hog Ong, HDQT da chi dao, giam sat Tong giam doc trong viec thuc,thi nhiem vu ma DHDCD thOng qua, barn sat chien lugc cua Tong cong ty, (long thin danh gia, giam sat hoat Ong cda Ban Tong giam doc;

• H6i dong quan tri luon tuan thu Dieu le Tong cong ty, phap lug Nha nuac va dua ra cac giai phap him hieu giup Tong ding ty vugt qua nhang kilo khan de hoan thanh Ke hoach hoat d6ng san xuat kinh doanh cua dun vi.

2.2. Vi cong ttic to chirc thFc hien act Ban giam atoc fjng cong ty: Ban Tong giam doc c6 nhiing chi dao rat sat sao va quyet liet trong viec

thuc hien nhiem vu dugc giao, dam bao duy tri hog Ong san xuat kinh doanh, dieu hanh quan ly va phat huy cac nguon luc ye von, tai san; sir dung von dimg muc dich trong san xuat kinh doanh; tuan cac qui dinh phap luat trong kinh doanh, chap hanh day du nghia vg tai chinh vai nha nuac theo qui dinh; quan Vi chat the tai san va nguon von cila Tong cong ty; dam bao viec lam va thu nhap cho nguai lao dOng.

• To chirc trien khai thuc hien Nghi quyet, Quyet dinh cua H6i (king quan tri va hgp d6ng ph6i hap kinh doanh gida Tap doan voi T6ng cong ty va Oda T6ng cong ty vai cac don vi thanh vien;

• Kip thin de xuat vai H6i Ong quan tri nhung giai phap nang cao hieu qua hoat d6ng va quan ly T6ng cong ty;

• Chil dOng xay dung va ban hanh cac van ban quan 1S, khac trong TOng cong ty thuc thArn quyen;

• Dieu hanh cong viec san xuat kinh doanh hang ngdy cua T6ng cong ty theo quy dinh cua Phap lug, Dieu le Tong cong ty va Quyet dinh cua H6i &Ong quan tri;

• Thuc hien thoa uOc lao d6ng va hgp Ong lao d6ng da 14/, cong tac quan ly tien lucmg, tien thuang, nang lucmg, nang b4c v,v...dugc dux hien theo qui dinh cda Phap lug va Quy che Tong cong ty;

• Truc tiep chi dao dux hien Ice hoach san xuat kinh doanh cua Tong ding ty co ban hoan thanh cac chi tieu kinh te, ky thug ma Nghi quyet Dai h6i d6ng co (long T6ng cong ty de ra.

, 2.3. Kit qua thFc hien Nghi quyit DHDCD Ket qua hoat d6ng XSKD nam 2020 da hoan thanh dat va vuo:t mire chi tieu

ice hoach va dam bao mvc tieu dinh huong nam 2020 cu the nhu sau:

TT Chi tie'. DVT NQDHCD Time hi0 Tyl'' 2020 2020 (%)

1 Than nguyen khai Tan 1 390 000 1 291 530 92,25

0

1G

- A

3

TT Chi tieu DVT NQDHCD 2020

Thurc hien 2020

TS, I (%)

2 Boc ddt da m3 10 850 000 11 356 024 101,40 3 Than sach san xuat TAn 1 520 000 1 592 110 104,67 4 Than tieu thu Tan 1 520 000 1 591 256 104,61 5 V6n dieu le Tr.d 1 050 000 1 050 000 100,0 6 T6ng doanh thu Tr.d 1 781 216 2 330 087 130,81

7 Lgi nhuan truck thus Tr.d 218 785 319 580 313,06

8 N6p thu" TNDN Tr.d 35 325 77 473 522,86

9 Lgi nhuan sau thif Tr.d 180 459 243 213 278,70

10 TS/ le tra c6 tirc/VDL % 8% Du kien 12% 150%

11 DAu tu xay dung Tr.d 295 077 171 266 58,04

Voti tai lieu dtrqc cung cap qua xem xet tham dinh va kect hqp voi qua trinh kiem tra, giam sat, Ban kiem soot Tong eking ty thong nhat dinh gia:

Nam 2020 Tong ,cong ty da tap trung chi dao cac Cong ty con va don vi trpc thu6c tich,cpc trien khai dong b6 cac giai phap trong to chirc san xuat kinh doanh, doan ket nhat tri,khac phpc m9i 1<ho khan, tap trung day manh san xuat va tieu thu, thuc hanh tit kiem chi phi, dam bao on dinh san xuat, viec lam, thu nhap cho ngueri lao d6ng, Tong cong ty da hoan thanh cac chi tieu ve san lugng va doanh thu, lgi ,nhuan so voi Nghi quyet Dai h6i dong co dong nam 2020 giao. Chi tieu ve dau dau tu xay dung kh8ng hoan thanh theo Nghi quyet DHDCD nam 2020 nguyen nhan do: Cong tac den bu GPMB tai cac don vi san xuat than gap nhieu kilo khan . Du an nang cong suat m6 than Na Duang len 1,2 trieu tan/ nam phai gian tien d6 de phu hqp vii tien do dau tu nha may nhie:t dien Na Duang II dm Tong cong ty dienlpc TKV

• HDQT, Tong giam doc da nghiern tuc quan triet, chap hanh, tuan thu theo quy dinh cua phap luat, dieu,le: va quy ch" cua T6ng cong ty, thpc hi'en cac mpc tieu, nhiem vu do Dai h6i dong co dOng giao theo Nghi quyet Dai h6i &mg co (long thuerng nien nam 2020, vi lgi ich cua cac co &rig.

• Th6ng nhat v6i cac bao cao cua HDQT, bao cao cua T6ng giam d6c trinh Dai h6i (long co dong;

• H6i &rig quan,tri,Tong giam d6c khong sir dung thong tin, bi quyet, co h6i kinh doanh cua Tong cong ty, khong lam dung dia vi, chirc vu va tai san cua Tong cong ty de trpc lgi hoac phpc vu lgi ich ca nhan, gia dinh va ngueri than.

Trong nam 2020, thong qua hoot dOng giam sat cua minh, Ban kiem soot khong nhan thay bat 19) dau hieu bat thuOng nao trong hoot dOng kinh doanh cua Tong cong ty. Ban kiem soot cho rang cac hoot clOng cua Tong cong ty da-dam bao cltroc viec phat trien an town, ben yang va tuan thit theo Ang Phcip luat, Dieu le cong ty, cac Nghi quyet cua Dai hOi CO dong va HDQT.

Trong /lam co

an kiem soot khong nhan (bloc bat 19) don thinkhieu nai, to cao nao tir cac o long ye tinh hinh hoot dOng qua n1)5 clieu hanh cua HOi dong quart tri va Ban Giarn doc Tong cong ty.

3. Thu nh4p, thu lao, cac khoan loci ich va chi phi cho thanh vien HDQT, Ban Kiem soot, Ban Dieu hanh:

4

HDQT, Ban Dieu hanh, Ban kiem soat &roc huerng luang, thuerng va cac quyen lai khac theo co the luang, thuang, cac the do phuc lgi khac theo quy dinh hien hanh dm Tong cong ty va da dugc Dgi hoi dong co &Ong thuang nien nam 2020 thong qua. Trong do, tien luang cua cac thanh vien I-IDQT, Ban Dieu hanh, thanh vien Ban kiem soat chuyen trach nam trong quy tien luang ngtrai quart ly va dugc tra theo vi tri, chirc danh cong viec gan mirc dO hoan thanh nhiem vu.

- Thit lao thanh vien Hoi &mg quan tri, Ban kiem soat khong chuyen trach nam 2020:

+ Chu tich HOi dong quail tri: 6.200.000dinguei/thang + Thanh vien Hoi &mg quart tri: 5.400.000 d/ngtrai/thang. + Thanh vien Ban kiem soat: 5.000.000 d/ngtreyi/ thang.

4. Siy phi hap girra Ban kiem soft, HDQT va Ban dieu hanh Ban kiem soat, HDQT va Ban Tong giant doc Tong cong ty da duy tri

dugc moi quan he trong cong tac, hop tac phoi hop chat the tren nguyen tac vi lgi‘ ich dm Tong cong ty va cac co dong, tuan thu cac quy dinh phap luat, Dieu re, Tong cong ty va cac Quy the not bO.,HDQT cong Ban lanh dao dieu hanh Tong ding ty da tax) diet' kin cho Ban kierno soat trong viec thu thap, cung cap cac thong tin, tai lieu can thiet cho cong tac kiem tra giarn sat dia. Ban KS.

II. MET QUA THAM DINH BCTC TONG CONG TY NAM 2020 1.Cic so lieu ye von va tai san tai theii diem 31/12/2020 nhtr sau:

TT NOi dung Don vi Cong ty me Hop nhAt

1 TOng tai san ty cl6ng 2 037 3 731

Tai san ngan han ty &mg 710 969

Tai san dai han ty dong 1 327 2 762

2 VOn chi' s& hfru 1 471 1 844

Trong do : Wit-10p dm chit ser hat ty d&ig 1050 1050

3 Nq phai tra 566 1 886

Trong do: + Ng ngAn han ty dong 341 1 200 + Vay va no dai han ty &Ong 225 686

4 Tiing ny phai thu _ ty dong 599 671

2.Co• cAu so• him c6 ph'in tai ngay 31/12/2020 Von diet' le dm Tong cong ty la 1.050 ty dong

105.000.000 co phan. Trong do: + Tap doan CN Than Khoang san Viet Nam 1.031 + Cac co &Ong khac

3. Danh gia cong tic tai chinh:

18

dugc chia thanh

.041 Tr.d 98,19%

.959 Tr.d 1,81%

Chi tieu DVT Cling ty me .: Hqp nhat

Nam 2019

Nam 2020

Nam 2019

Nam 2020

1. Co cAu tai san , - He so Mu tu ngan han % 36.59 34.87 4.350 5.974 - H" so dAu tu dai han % 63.4 65.123 5.650 4.026

5

Chi tieu DVT Cling ty my Huy nhAt

Nam 2019

Nam 2020

Nam 2019

Nam 2020

2. Co' cAu ngtiOn von , , - No. phai tra/Tong nguon von % 30.6 27.8 56.60 50.60 - Ng phai tra/ Von chu so. hitu % 44.1 38.5 13.03 10.23

3. Kiln 'tang thanh than - Kha nang thanh toan tong quit LAn 3.266 3.598 1.767 1.977 - Kha nang thanh toan hi0 thai LAn 1.635 2.083 0.712 0.807 - Kha nang thanh toan nhanh LAn 1.377 1.672 2.078 2.714

4. Kha 'fang sinh Uri - TS/ sudt loi nhuanNon chu so him % 4.113 20.604 3.810 21.27 - TS/ suit lgi nhuAn sau thue/Von chi'

so hall (ROE) % 9.496 16.143 9.275 16.956

- TS/ suit lgi nhuAn/Temg tai san % 6.730 14.878 0.338 10.513 - TS7suat lgi nhuAn sau thue/Tong tai

san (ROA) % 3.527 11.657 8.369 8.381

- Ty suit lgi nhuAn sau thu6/doanh thu % 0.979 10.345 6.473 6.432 5. He so bao toan va phat trien von chti so. hem

Lan 1.081 1.086 1.090 1.107

Qua cac so lieu tren cho thay: Nam 2020 TOng cong ty da hoar' thanh va vugt cac chi tieu hoach,giao; cac chi tieu danh gia hieu qua hoat &Ong va tai chinh Tong cong ty the hien su on dinh va an toan trong guar). 1)", von va tai san. Tong cong ty da bao toan va phat trien dugc von.

•He so kha nang thanh toan tong quit cua cong ty me la 3,598; hop nhat 1,977 va kha nang thanh toan nhanh dia cong ty me la 1,672; hop nhA.t 2,714 cho thay voi luang tong tai san hien c6, Tong cong ty hoan toan dap irng dugc cac khoan no cua minh khi ted

• Kith nang sinh Nhin chung kha nang sinh led dm von chU so hau tuang dOi tot va on dinh .Tuy,nhien kha nang sinh 16i dm von s6 phu thuOc vao he so tai san tren von chu so. va kha Wang sinh loi cila tong tai san. Do v4y,, de tang kha nang sinh dm von chu dugc tot han nth ,Tong cong ty can tim bien phap de tang he so tai san tren von chi' so huu va tang kha nang sinh led dm tai san bang giai phap: giam hang ton kho (chi phi SXKD der clang) va cong ng phai thu nham nang cao hie‘u qua san xuat kinh doanh.

4. Y kien tham dinh cita Ban kiem snit : Tren co so tham dinh bao cao tai chinh nam 2020 Cong ty me va h9p

nhat Tong cong ty, Ban kiem soat Tong cong ty thong nhat xac nh4n so lieu Bao cao tai chinh nam 2020 dal dugc kiem toan bai Cong ty TNHH PKF. Theo y kien danh gia cila Ban kiem soat Bao cao tai chinh nam 2020 dm Tong cong ty Cong nghiep MO Viet Bac TKV - CTCP:

phan anh trung thgc va h9p y, ten cac khia canh trong y6u tinh hinh tai chinh cua Cong ty me, hop nhat Tong cong ty vao ngay 31/12/2020, ket qua kinh doanh va tinh hinh luu chuyen tien to cho kST tai chinh tit ngdy 01/01/2020 den ngdy 31/12/2020 phi' hop vai cac Chuan mgc ke toan Viet Nam, Che d9 ke toan doanh nghiep Viet Nam hien hinh va cac quy dinh phap 1)% c6 lien quan den viec lap va trinh bay bao cao tai chinh;

6

> T6ng cong ty da hoan thanh day &I cac nghia vu ve thus d6i vai nha funk; > Tong cong ty thgc hi8n trich nap BHXH,BHYT, KPCD kip thai va dung

ha.n cho 100% CBCNV da 14, hgp d6ng lao d9ng; > T6 chirc b9 may ke toan cua ding ty me dugc thuc hi8n tap trung dam bao

phu hgp vai qui trinh to chirc san xuat va quan ly cila Tong cong ty; > ChUng tir, so sach ke toan dugc ghi chop, hach toan tuan thit theo the d9 ke

toan doanh nghi'8p Vi8t Nam va phu hgp voi chuan muc 1(8' toan hi8n hanh. Tren day la ket qua tham clink bao cao tai chinh nam 2020 clia Ban kiem

soot Tong cong ty bao cao Dgi hai clang co clang cle xem xet thong qua./

III. PHIIONG HUANG HOAT BONG NAM 2021 , ,Can cu vao chuc nang nhi8'm vu dm Ban ki8m soar va ke hoach SXKD

dm Tong citing ty nam 2021. Ban kiem soar d8 ra hoat dOng nam 2021 nhu sau: 1. Thuc hi8n ke hoach hoat d9ng giam sat,kiem tra theo dinh kSi hang

thang,qu3', da dugc xay dkmg tir dau nam; 2. Giam sat vi8c chap hanh Di8u 18 Tong cong ty, Phap luat Nha nuac va

vi8c thuc hi8n Nghi quy& Dai h9i d6ng co &Ong thueyng nien; 3. Tham dinh bao cao tai chinh 6 thang va bao cao tai chinh nam dm Tong

cong ty; soat xet so li8u hang thang /qu)", d6i vai mat so khoan muc c6 anh huang lon tai ket qua tai chinh nhu: cac khoan dau tu gap von, lien doanh, lien k6t cua T6n,g cong ty, cac khoan dau tu mua sam tai san va du pi-long ro;

, 4 Phoi hap vai H9i &sing quan tri, Ban Tong giam doc trong vi8c quan ly von chu ser hiru va quan ly phan von dm 'Fling cong ty dau tu vao cac cling ty con va doanh nghi'8p Ichac. Tham gia vai H9i d6ng quan tri, Ban di8u hanh trong vi8c thao Juan not dung chi tieu, cu the hod Nghi quyet DHDCD de de ra cac Nghi guy& thuons kSi;

5. Thuc hi8n thiet lap cac bao cao giam sat tai cac chi nhanh va ding ty con nham cung cap cac thong tin quan ly kip thai; tap trung nhan din cac dan vi kinh doanh tiem an rui ro,tang cuang bin phap ngan ngtira, giam thieu rui ro, nang cao hi8u qua hoat dOng san xuat kinh doanh cua Tong cong ty; , 6 Phoi hgp vai cac doan ki8m tra Tong cong ty trien khai cong tac

kiem tra, giam sat tai cac dan vi trong vi8c thuc hi8n Quy the quan tri cong ty me - cong ty con va cac quy dinh khac dm Tong cong ty;

7. Giam sat vi8c thuc hi8n 19 trinh thoai von dm Tong cong ty tai cac Cong ty con theo tar trinh cua HDQT

Tren day la bao cao tinh hinh hoot clang trong nam 2020 va phumg huang hoot clang trong nam 2021 clia Ban kiem salt. Rat mong Apr su tham gia gap y cua quy vi co clang de hoot clang clia Ban kiem soot ngay cong tat hon.

TM. BAN KIEM SOAT Arai nhan: - Cac c8 &mg; - Thanh vien HDQT, Ban KS (eOffice); - Tang GD, cac Pho TGD (eOffice); - Cfic dan vi, cac p ng Tcty (eOffice); - Luu: V , Thu TCT, BKS (LA.03)

zto

7

TICH

g Binh

TAP DOAN CONG NGHV THAN - KHOANG SAN VIET NAM TONG CONG TY CONG NGHIt13

MO VIET BAC TKV— CTCP

CONG HOA XA HOI CHU NGHiA VIET NAM Dec lap — Tkr do — Hanh phtic

s6 0 0 8 OTTr —HDQT

Ha NOi, ngay thcing 3 nam 2021

TO TRINH Ve viec chi tra thit lao cho HDQT, Ban kiem soat nam 2020

va ke hoach chi tra thu lao cho HDQT, Ban kiem soat nam 2021

Kinh trinh: Dal hOi dOng co gong thtrong nien nam 2021

Can cit. Luat Doanh nghiep so 59/2020/QH14 'lei Quac hOi mak COng hoa xei hOi chi nghta Viet Nam khoa 14, thong qua ngay 17/6/2020;

Can cic Dieu le to chtiv va hogt clOng cua Tong cong ry Cong nghiep mo Viet Bac TKV- CTCP (tha clai) ban hanh theo quyet clinh so 099/QD — HDQT ngay 18/4/2018 cua Hoi dong quail tri Tong cong ty;

Can ca. nght quyet DHDCD thtrang nien nam 2020 cua Tang cong ty Cong nghiep mo Viet Bac TKV- CTCP ngay 19/4/2020.

HOi &Ong guar' tri T6ng cong ty Cong nghiep m6 Viet Bac TKV - CTCP trinh DHDCD thlrerng nien nam 2021 thong qua mirc thu lao cua HDQT, BKS nhu sau:

1. Thin hien chi tra thu lao HD T, Ban kiem soat nam 2020:

TT Chirc danh SO

ngtrol Mirc tra 01 thang theo NQ DHDCD

SO thang

TOng so tier' thulao nam 2020 (d)

I HOi dOng quilt tri 1 Chi' tich HDQT 1 6 200 000 12 74 400 000

2 Thanh vien HDQT 3 5 400 000 12 194 400 000

II Ban kiem soat 1 Kiem soat vien 2 5 000 000 12 120 000 000

Tong cong 388 800 000 * Ghi chit: Tong cong ty co 01 Thanh vien HDQT va Truang ban kiem soat hoot

&Ong chuyen mach. 2. Ke hoach chi tra thu lao HDQT, BKS nam 2021:

TT Chin danh SO ngtroi

Mti.c tra 01 thang theo NQ DHDCD

SO thang

Tung so tien thulao nam 2020 (d)

I HOi dOng quail tri 1 ChU tich HDQT 1 6 200 000 12 74 400 000

2 Thanh vien HDQT 3 5 400 000 12 194 400 000

II Ban kiem soat 1 Kiem soat vien 2 5 000 000 12 120 000 000

TOng cong 388 800 000

Kinh trinh D4i h(ii dung e6 'long xem xet guy& dinh./.

TM. O BONG QUAN TR! No'i - Cac co (long; - Thanh vien HDQT, Ban KS (eOffice); - Ping GD, cac Ph6 TGD (eOffice); - Cac don vi, ca.c phong Tcty (eOffice); - Luu: V •, TCN hu ky TCT. (T.03)

.11

TAP DOAN CONG NGHIeP THAN - KHOANG SAN VIET NAM TONG CONG TY CONG NGHIEP

MO VIET BAC TKV— CTCP

CONG HOA XA HQI CHU NGH1A VIET NAM Doc 14p — Tv do —114nh phtic

So: 06 /TTr — BKS

Ha Noi, ngay34 thang3 nam 2020

De dam bao lira ch9n dugc cong ty kiem toan dec 14p có uy tin, chat lugng, gia ca canh tranh thtrc hien kiem toan/soat xet BCTC COng ty me va hqp nhat T6ng cong ty. Ban Kiem soat xin de xuat danh sach cong ty kiem toan nhu sau :

Cong ty TNHH hang kiem toan AASC COng ty TNHH PKF Viet Nam,

- Cong ty TNHH kiem toan BDO - Cong ty TNHH kiem toan VaCo

C6ng ty TNHH kiem toan va ka toan AAC L.f do Ira chon: - La nhUng cong ty hoat deng hop phap tai Viet Nam va dugc BO tai chinh va Uy

ban Chung lchoan Nha nuac chap thuan kiem toan bao cao tai chinh cac dcm vi c6 lgi ich cong chitng nam 2021.

- Co kinh nghiem kiem toan d8i ding ty dai chung quy mo Ian tai Viet Nam; - CO uy tin ye chat lugng kiem toan; - DOi net kiem toan có trinh do cao va nhiau kinh nghiem; - Dap img dugc yeu cau cua T8ng ding ty Cong Nghiep M6 Viet Bac TKV-CTCP

ye pham vi, tian de kiem toan; 2. De xuat ve vi0c hp chip cong ty hien' than: Kinh de nghi Dai hei co don uy quyen cho HDQT Tong cong ty thtrc hien lira

chon cong ty kiem toan theo quy dinh cua phap luat.

Kinh trinh Dai hei d'ong co dong xem xet va biau quyat thong qua./.

TM. BAN KIEM SOAT G BAN

TO TRINH Ve vi0 Iva chop Cong ty kiem town d§c lAp kiem than BCTC

Cong ty me va BCTC hip nhat Tong cong ty nam 2021

Kinh trinh: Dai hei difing co &ling thlrerng nien nam 2021

Can cu Luat doanh nghiep se) 59 /2020/QH14 ngay 17 than 6 nam 2020; Can cu Dieu le Co chut va hoat Ong dm Tiing cong ty Cong nghiep mo Viet Bac

TKV - CTCP sira dei ngay 18 thang 4 nam 2018; Thtrc hien chirc nang nhiem vu va quyen han cila Ban kiem soat.

, Ban kiem soat ,Tong cong ty xin bao cao truck Dai hei ye viec lira chon Cong ty kiem toan dec kiem toan BCTC nam 2021 dm cong ty me va bao cao hip nhat Tong cong ty Cong nghiep me Viet Bac TKV - CTCP nhtr sau:

xulat danh sdch ding ty kiln? town

Nmi nhOn: - Cac co dOng; - Thanh vien HDQT, Ban KS (eOffice); - T6ng GD, cac Phb TGD (eOffice); - Cac dun vi, cac ph6ng Tcty (eOffice); - Luu: V , Thu 14 l€T, BKS. (LA.03)

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