Electrical impedance plethysmography technique in estimating pulmonary function status
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Transcript of Electrical impedance plethysmography technique in estimating pulmonary function status
Electrical impedance plethysmography technique in estimatingpulmonary function status
R. AGARWAL{*, R. YADAV{, S. ANAND{, J. C. SURIx and J. GIRIJA{
{National Institute of Health & Family Welfare, Munirka, New Delhi 110 067, India{Center for Biomedical Engineering, Indian Institute of Technology, Hauz Khas,
New Delhi 110 016, IndiaxRespiratory Unit, Safdarjung Hospital, New Delhi 110 029, India
{Center for Atmospheric Science, Block VI, Indian Institute of Technology, Hauz Khas,New Delhi 110 016, India
An attempt has been made to study the appropriateness of electrical impedance
plethysmography (EIP) in detecting pulmonary health status. A feasibility study was
conducted on normal, obstructive and restrictive subjects aged between 20 and 60 years.
Quantitative assessment of pulmonary function was made by way of both EIP and
pulmonary function tests (PFT). Amongst the various EIP parameters, a statistically
significant difference was observed for the respiratory band power, between normal
(129.7) and obstructive (35.8) subjects, indicating that this EIP variable can be used to
distinguish between the two pulmonary function states. A significant positive correlation
was observed between a spirometry parameter, peak expiratory flow rate (PEFR), and an
EIP parameter, respiratory amplitude (r¼ 0.372, p 5 0.05), thereby indicating that EIP
information by way of respiratory amplitude is comparable to that provided by PEFR.
Hence, both respiratory amplitude and respiratory band power were seen to provide
useful information on pulmonary health status.
1. Introduction
Changes of body electrical impedance during the cardiac
cycle have been reported since the beginning of the
twentieth century, and there have been excellent reviews
on detection of physiological events by the impedance
technique [1]. Nyboer [2] carried out pioneer work in this
field and advocated the use of a tetra-polar electrode system
to overcome the problems associated with contact im-
pedance. He passed a high frequency current across the
human thorax and recorded the associated impedance
changes with each heart beat. He called the recording a
‘radiocardiogram’. In the early 1940s, Nyboer and associ-
ates investigated resistive bioimpedance changes of such
physiologic phenomena as peripheral circulation, body
water content, and respiratory and cardiac activity. In
1964, Nyboer first obtained pulmonary function data from
right/left lungs with strip electrodes by EIP [3]. Weng et al.
in 1979 demonstrated the feasibility of monitoring regional
lung function in children [4]. He concluded that tetra-polar
electrical impedance plethysmography (EIP), being non-
invasive, is technically the most suitable method for use in
children and can provide safe, reliable regional information
about ventilation/perfusion of normal and diseased lungs.
Kira et al. [5] studied the electrical impedance variations
associated with respiration as voltage changes between
electrodes. They found that transthoracic impedance in an
open chest condition was greater in the expiratory state than
in the inspiratory state. Researchers measured tidal volume
(VT) using transthoracic impedance variations in animals
and found a linear relationship between change in im-
pedance and VT [6,7]. Guha and Anand [8] investigated the
EIP technique in comparison with electrical field plethys-
mography for evaluating cardiac and respiratory EIP pulses.
Studies have also been carried out to quantify and
compare the instantaneous heart rate dynamics and
cardio-pulmonary interactions while performing medi-
tation with different breathing patterns. Observations
recorded by way of ECG and two respiration signals
(abdominal and chest elastic transducer bands) recorded
*Corresponding author. E-mail: [email protected]
Journal of Medical Engineering & Technology, Vol. 31, No. 1, January/February 2007, 1 – 9
Journal of Medical Engineering & TechnologyISSN 0309-1902 print/ISSN 1464-522X online ª 2007 Informa UK Ltd.
http://www.tandf.co.uk/journalsDOI: 10.1080/03091900500199919
at 200Hz showed high amplitude, low frequency (0.05 –
0.1Hz) oscillations due to respiratory sinus arrhythmia
(RSA) and an increased coherence (p5 0.05) between heart
rate and breathing during both relaxation and segmented
breathing maneuvers [9].
Hyndman et al. [10] first used power spectral analysis to
assess heart rate variability. By 1971 it was clearly established
that when the respiratory rate is above 0.15Hz, the peak at
the respiratory frequency is strictly related to respiration and
is mediated entirely by modulation of vagal efferent activity
[11 – 14]. The amplitude or area of the respiratory peak in the
heart rate power spectrum is said to depend not only on
mean vagal activity, but on both the frequency and tidal
volume of respiration [15]. Recently, Berger et al. [16]
devised a method for RSA over a broad range of physio-
logical respiratory frequencies from 0 to 0.5Hz.
Computer simulations and signal processing techniques
have been used to predict heart rate variability with the
help of respiratory signal, RSA [17,18]. In addition,
researchers have found a significant positive correlation
between the amplitude of the sympathetic skin response
(SSR) evoked by forced maximal expiratory stimulation
and forced expiratory volume in first second of maximum
expiration (FEV1) (r¼ 0.94, p5 0.01) [19]. They found that
forced expiration was more useful as a respiratory stimulus
than forced inspiration. A non-invasive method by way of
surface EGG (electrogastrogram) has been successfully
employed to identify gastric contractions using the back-
propagation neural network [20].
The present study attempts to estimate the appropriate-
ness/utility of EIP in detecting pulmonary health status.
A feasibility study was conducted on normal, obstructive
and restrictive patients to assess pulmonary function
status. The study involved quantitative assessment of the
pulmonary function in human subjects by way of both
EIP and spirometry technique. While the spirometry
technique is well established, its only drawback is that it is
effort dependent and often requires elaborate explanation to
the subject. As a result, critically ill patients find it difficult to
perform the test. In view of the above constraints in using
conventional spirometry, an alternative technique, electrical
impedance plethysmography (EIP) was investigated. The
following sections describe the selection of the subjects, data
acquisition, signal processing, analysis of digitized signals
and statistical analysis of both digital signals and pulmonary
function test (PFT) results. The outcome of the comparative
study follows the analysis.
2. Methodology
2.1. Subject selection
A total of 31 subjects—11 normal and 20 patients (nine
obstructive and 11 restrictive)—were studied at Pulmonary
Function Test Laboratory, Respiratory Unit, Safdarjung
Hospital,NewDelhi.Volunteerswere in theagegroupof20 –
60 years. Subjects suffering from any cardiac disorder were
not selected.Consentwas taken from the studied subjects and
a brief questionnaire was filled on their behalf. Subjects’
height and weight were recorded prior to the experiment.
Subjects were instructed to sit upright for two minutes
without coughing or any movement. They were instructed to
breathe normally and not to hold their breath at any time.
2.2. EIP data acquisition
The EIP data were obtained from the healthy normal,
obstructive and restrictive subjects. The study was designed
to record the EIP signals for duration of 120 seconds from
EIP (Bionics India Ltd, Delhi). Subjects were asked to
breathe normally while a signal was acquired by placing
tetra polar, Ag-AgCl band electrodes. Figure 1 shows the
placement of electrodes and signal acquisition. The
analogue signal from EIP was digitized for analysis using
an ICPDAS PCI 1002L, multifunction data acquisition
card. Simultaneous PFT data were taken from the selected
subjects to get the lung function status of the subjects.
2.3. EIP data processing
The base impedance Z was noted for each subject but was
subsequently dropped from further analysis as it is known to
be dependent on the physique (height and diameter of the
thorax) of the subject and thus varies from person to person.
The digitized signal was stored by an interface made in
LABVIEW 7.0 (National Instruments, USA) in ASCII
format. Further processing was carried out usingMATLAB
6.5. The signal was acquired at a sampling rate of 256Hz.
Appropriate filters were applied for separating cardiac
components from respiratory and other interferences were
also excluded. The spectral estimates were calculated using
Figure 1. Placement of electrodes.
2 R. Agarwal et al.
fast Fourier transform (FFT) and Welch power spectral
density (PSD). The results were plotted with raw signal, filter
signal and PSD. Dominant frequency shift was observed in
patients and was in tune with their clinical profile.
2.4. EIP data analysis
The signals were analysed using MATLAB software and
their spectral estimates were plotted for all three groups of
Figure 2. Respiratory and heart rate time series and corresponding spectra for (a) normal, (b) obstructive and (c) restrictive
subjects.
EIP for estimating pulmonary function status 3
subjects. Figure 2 gives plots for original signal, respiratory
and cardiac components as well as FFT plots for the three
subject categories—normal, obstructive and restrictive.
Short term changes in thoracic impedance reflect the filling
and emptying of the lungs. These physical influences of
respiration result in amplitude variations in the observed
respiratory signal.
Table 1 and figure 3 give a summary of the respiratory
and cardiac rate, average amplitudes for one minute signal
(i.e. 60 – 120 seconds) as well as the EIP results, peak
frequency, band power and respiratory/cardiac ratio.
Figure 4 gives FFT plots of each of the three cases—
normal, obstructive and restrictive. The graph shows shifts
in peak frequencies for both respiratory (0.2 – 0.75Hz) and
cardiac (1.5 – 2.5Hz) components from normal to obstruc-
tive to restrictive subjects.
2.5. PFT data collection
Pulmonary function tests (PFT) were conducted on subjects
after measuring their height and weight at Safdarjung
Hospital. Morgan’s spirometer was used. The instrument
was calibrated periodically. The test procedures were
explained to the subjects after making them rest for at least
two minutes. A mouth piece and nose clips were applied.
Spirometry was performed on all 31 subjects in sitting
position. Three basic tests, vital capacity (VC), forced vital
capacity (FVC) and maximum ventilatory volume (MVV),
were performed on each subject according to American
Thoracic Society (ATS) protocol. Each subject was asked to
repeat the test several times until able to perform to the best
of individual capacity. The three most acceptable efforts
were selected for comparison. The best of the three efforts
was stored for every subject according to ATS selection
criteria. Precautions were taken to prevent cross-contam-
ination in subjects by sterilizing the mouth pieces.
2.6. Statistical analysis
Data for the two independent tests, i.e. PFT and EIP, were
statistically analysed for all 31 subjects (11 normal, nine
obstructive and 11 restrictive). While the PFT parameters
provided information about lung capacities (both volume
and flow), the EIP parameters gave information related
to respiratory rate as well as strength of the respiratory
signal.
Table 1. EIP results: respiratory and cardiac rates, amplitude, peak frequency, band power and respiratory/cardiac ratio.
Subject category n
Respiratory (average) Cardiac (average)
Respiratory/
cardiac ratioRate Amplitude*
Peak
frequency
(Hz) Band power Rate Amplitude*
Peak
frequency
(Hz) Band power
Normal 11 19.91 0.0919 0.32 129.75 82.5 0.0645 1.52 26.04 63.84
Obstructive 9 21.33 0.0611 0.35 35.8 101.9 0.0568 1.7 45.64 0.94
Restrictive 11 25.27 0.0848 0.40 95.74 98.6 0.0631 1.56 24.67 7.06
* Average amplitude was calculated from 1-minute plots (60 – 120 seconds).
Figure 3. Graphs for average respiratory amplitude, band
power, peak frequency and respiratory/cardiac ratio.
4 R. Agarwal et al.
The six PFT parameters were:
. FVC;
. forced expiratory volume in first second of maximum
expiration (FEV1);
. average forced expiratory flow at 25 – 75% of FVC
(FEF25-75);
. peak expiratory flow rate (PEFR);
. forced inspiratory vital capacity (FIVC); and
. peak inspiratory flow rate (PIFR).
Comparison was made with regard to these PFT para-
meters and the six EIP parameters, i.e. respiratory and
cardiac amplitudes, band powers and peak frequencies,
amongst the three categories (normal, obstructive and
restrictive) using one-way analysis of variance (ANOVA).
Post hoc Tukey’s test was performed to evaluate difference
between pairs of variables for the three groups. The test was
performed at 5% level of significance. Statistical analysis
was performed using Statistical Package for Social Science
(SPSS) for Windows (version 10.1). Table 2 gives the results
of ANOVA and post hoc test.
Pearson’s coefficient of correlation was also calculated to
determine association amongst PFT and EIP variables. The
coefficient of correlation, r, along with its significance level,
is presented in table 3.
The above analysis showed significant correlation
between PEFR and respiratory amplitude, besides others.
Therefore, bi-variate linear regression analysis (direct
method) was performed for PEFR with respiratory ampli-
tude as the independent variable. The following regression
equation was obtained at an r2 value of 0.138: PEFR¼40þ 181 (respiratory amplitude).
3. Results and discussion
A comparison of the PFT results (table 2) showed a gradual
fall in the means of FVC, FIVC and PIFR from normal–
obstructive–restrictive subjects, while for FEV1, FEF25-75
and PEFR mean values, a gradual fall was observed from
normal–restrictive–obstructive subjects. The result is in
agreement with the disease physiology [21] which docu-
ments that in restrictive condition lung volumes are
affected, while in obstructive condition airflows are
affected. The lowest mean FEF25-75 %P value in obstruc-
tive subjects indicates that small airway impairment is more
pronounced in obstructive than in restrictive subjects. This
result is clinically accurate, as by far the greatest number of
patients with obstructive respiratory difficulties have lower
airway obstruction [21].
EIP results (i.e. respiratory amplitude, band power and
respiratory/cardiac band power ratio; figure 3) also showed
a gradual decrease in the mean values from normal–
restrictive–obstructive subjects. A similar trend in results
was observed for PFT results representing flow rates (i.e.
FEV1, FEF25-75 and PEFR). This shows that application of
Figure 4. Combined FFT plot of normal, obstructive and restrictive subjects showing peak shift.
EIP for estimating pulmonary function status 5
Table
2.Statisticsresults(m
ean,standard
deviation,ANOVA,Tukey’stest
ofhomogeneity)fornorm
al,obstructiveandrestrictivesubjects.
(a)PFTresults(FVC,FEV1,FEF25-75,PEFR,FIV
CandPIF
R)
Category
n
FVC
FEV1
FEF25-75
PEFR
FIV
CPIF
R
Best
%P
Best
%P
Best
%P
Best
%P
Best
%P
Best
%P
Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.
I.Norm
al
11
3.4
0.8
91.8
9.5
2.8
0.6
90.3
8.6
3.13
0.6
80
15.3
5.6
1.25
71.7
12
3.2
0.77
88
9.2
4.31
1.53
71
23
II.
Obstructive
92.4
0.7
65.6
16
1.5
0.59
49.3
18
1.15
0.6
28.7
14.7
3.4
1.36
44.5
17
2.1
0.54
59
15
2.86
0.99
48
15
III.
Restrictive
11
1.8
0.45
53.4
12
1.5
0.45
53.5
13.5
1.66
0.98
44.7
23
3.37
1.61
46.3
20
1.61
0.45
47
11.8
2.25
0.81
39
15
ANOVA
0.000
0.000
0.000
0.001
0.000
0.001
Tukey’stest
(5%
significance
level)
ExceptforII
&IIIthe
resultsare
significantly
different
ExceptforII
&IIIthe
resultsare
significantly
different
ExceptforII
&IIIthe
resultsare
significantly
different
ExceptforII
&IIIthe
resultsare
significantly
different
ExceptforII
&IIIthe
resultsare
significantly
different
ExceptforII
&IIIthe
resultsare
significantly
different
(b)EIP
results(respiratory
andcardiacamplitude,
bandpower
andpeakfrequency)
Category
n
Age
Respiratory
amplitude
Respiratory
bandpower
Respiratory
peak
frequency
Cardiacampli-
tude
Cardiacband
power
Cardiacpeak
frequency
Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.Mean
S.D
.
I.Norm
al
11
40
11.7
0.09
0.05
129
119
0.342
0.1
0.06
0.02
26
36.3
1.516
0.31
II.
Obstructive
937
12.1
0.06
0.02
35.8
28.9
0.351
0.07
0.05
0.02
45.6
26
1.69
0.295
III.
Restrictive
11
47
15.8
0.08
0.037
95.7
57
0.399
0.15
0.063
0.02
24.67
16
1.563
0.22
ANOVA
0.259
0.047
0.352
0.729
0.195
0.343
Tukey’stest
(5%
significance
level)
Noneare
different
Only
I&
IIare
different
Noneare
different
Noneare
different
Noneare
different
Noneare
different
6 R. Agarwal et al.
Table3.Correlationmatrix
onPFT(FVC,FEV1,FEF25-75,PEFR,FIV
CandPIF
R%Pvalues)andEIP
(respiratory
andcardiac–amplitude,bandpower,peakfrequency).
Only
significantcorrelationsare
shown.
FEV1
FEF25-75
PEFR
FIV
CPIF
R
Respiratory
amplitude
Respiratory
bandpower
Respiratory
peak
frequency
Cardiac
amplitude
Cardiac
bandpower
Cardiac
peak
frequency
FVC
0.899{
0.679{
0.653{
0.943{
0.706{
–0.334x
FEV1
0.883{
0.744{
0.887{
0.595{
FEF25-75
0.697{
0.672{
0.400{
0.295x
0.304x
PEFR
0.693{
0.440{
0.372{
0.275{
–0.291{
FIV
C0.766{
–0.273{
Respiratory
amplitude
0.672{
Respiratory
bandpower
–0.303x
Respiratory
peakfrequency
–0.292{
–0.297x
Cardiacamplitude
0.381{
–0.455{
n¼31.
{p5
0.01.
{p5
0.05.
xp4
0.10.
{p4
0.15.
EIP for estimating pulmonary function status 7
EIP in determining pulmonary function gives information
that corresponds more appropriately to the respiratory
airflows rather than to lung volumes.
ANOVA results showed significant (p4 0.001) differ-
ence for all PFT parameters between the three categories,
while for EIP variables, only respiratory band power
showed significant difference (p5 0.05), and in addition
that was between normal and obstructive categories only
(table 2). A right shift in the average respiratory peak
frequency was observed from normal (0.32Hz) to ob-
structive (0.35Hz) to restrictive (0.40Hz) subjects. A right
shift in the average respiratory peak frequency for
obstructive (0.35Hz) and restrictive (0.40Hz) subjects
(figure 4) indicates increased respiratory rate for obstruc-
tive (21 breaths min71) and restrictive (24 breaths min71)
subjects from the normal (19 breaths min71). While in
obstructive subjects there is a slight right shift, in
restrictive subjects there is a greater right shift. The result
is in tune with the physiology of the restrictive and obs-
tructive cases. In restrictive cases there is a decrease in
lung volume which leads to an increase in respiratory rate
to meet the physiological requirements. With an increased
respiratory rate a decrease in respiratory amplitude is also
seen in restrictive subjects. In obstructive cases there is
narrowing of airways, thereby affecting the airflows. This
also leads to decreased respiratory amplitude but an
increase in respiratory rates to meet the body’s oxygen
requirement.
Thus, in both cases (restrictive and obstructive) there was
decrease in the respiratory amplitude and an increase in the
respiratory rate. A right shift in the respiratory frequency
for restrictive and obstructive subjects clearly shows an
increased respiratory rate. The obtained results were in tune
with the actual recorded mean respiratory rates (table 1),
i.e. normal¼ 19.9 breaths min71, obstructive¼ 21.3
breaths min71 and restrictive¼ 25.27 breaths min71. Re-
duced respiratory amplitude amongst restrictive (0.085) and
obstructive (0.06) subjects as compared to the normal (0.092)
was also in agreement with the physiology of the two
respiratory states.
Results showed positive significant (p5 0.01) correlation
between all six PFT parameters (table 3). Significant
positive correlation was also seen between respiratory
amplitude and band power (r¼ 0.67, p5 0.01) as well as
between cardiac amplitude and band power (r¼ 0.381,
p5 0.05). Significant negative correlation was observed
between cardiac amplitude and peak frequency (r¼ –0.455,
p5 0.01). Significant positive correlation was observed
between PEFR and respiratory amplitude (r¼ 0.372,
p5 0.05), thereby indicating that EIP information by way
of respiratory amplitude can be useful in estimating peak
expiratory flow rate. An estimate of the PEFR can therefore
be given from the regression equation: PEFR¼ 40þ181(respiratory amplitude).
4. Conclusion
Experimental findings revealed that amongst various EIP
variables, a considerable difference existed for the mean
values of respiratory band power amongst normal (129.75),
restrictive (95.74) and obstructive (35.8) subjects. A
statistically significant difference was however observed
between normal and obstructive categories only, thereby
indicating that respiratory band power can be used to
distinguish between these two pulmonary function states.
Moreover, the respiratory amplitude for obstructive and
restrictive subjects was 11% and 33% lower than the
normal, respectively. On the other hand, the respiratory
rate was seen to increase from normal (19.9) to obstructive
(21.3) to restrictive (25.2) subjects. A comparison between
the two techniques showed significant positive correlation
between PEFR and respiratory amplitude (r¼ 0.372,
p5 0.05), thereby indicating that EIP information by way
of respiratory amplitude can be useful in estimating peak
expiratory flow rate. An estimate of PEFR can therefore be
given from the regression equation: PEFR¼ 40þ 181 AR
(respiratory amplitude). Since the objective of the study
was quantitatively to determine the feasibility of using EIP
technique in determining pulmonary function status, it has
been established that both respiratory amplitude and
respiratory band power can provide useful information
on pulmonary health status. EIP information corresponds
more appropriately to the respiratory airflows rather than
the lung volumes.
Acknowledgements
The authors are thankful to the laboratory technicians at
Safdarjung Hospital for their kind cooperation while
conducting experiments.
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