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Phytochemistry ReviewsFundamentals and Perspectives ofNatural Products Research ISSN 1568-7767 Phytochem RevDOI 10.1007/s11101-012-9235-7
The chemopreventive role of dietaryphytochemicals through gap junctionalintercellular communication
Antonella Leone, Cristiano Longo &James E. Trosko
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The chemopreventive role of dietary phytochemicalsthrough gap junctional intercellular communication
Antonella Leone • Cristiano Longo •
James E. Trosko
Received: 14 December 2011 / Accepted: 8 May 2012
� Springer Science+Business Media B.V. 2012
Abstract Dietary phytochemicals offer protection
from oxidative damages and lower the risks of chronic
diseases, by complementary and overlapping action
mechanisms. These include antioxidant activity, reg-
ulation of gene expression and cell cycle, stimulation
of the immune and hormonal systems and modulation
of cell–cell communication. Gap-junction intercellu-
lar communication (GJIC) plays an important role in
maintaining tissue homeostasis by allowing the inter-
cellular exchange of ions and regulatory molecules
associated with cell proliferation, differentiation and
apoptosis, and by contributing to intracellular signal-
ing. This mechanism is strictly regulated and abnormal
GJIC can result in several pathological conditions.
GJIC is deregulated in cancer cells and reversible
GJIC inhibition is strongly related to the promotion
phase of carcinogenesis, likely mediated by reactive
oxygen species. Whereas, the reversible inhibition of
GJIC is related to the promotion phase of carcinoge-
nicity, enhancers of GJIC are expected to prevent
cancer. Several dietary plant compounds demon-
strated the ability to control GJIC at the epigenetic
levels and to prevent GJIC down-regulation by tumor
promoting compounds, thus preventing cancers. In
this Commentary, a number of reported studies on
several phytochemicals in dietary and medicinal
plants, which were able to affect GJIC and their
structural proteins, i.e., connexins, in different in vivo
and in vitro systems, were examined. The growing
evidence, on the involvement of plant-derived mole-
cules in the modulation of GJIC and in understanding
of the specific action mechanisms, might offer a new
perspective of the protective and/or preventive effects
of dietary phytochemicals, in addition to possible
chemotherapeutic use.
Keywords Dietary phytochemicals � Gap junction
intercellular communication (GJIC) � Cancer �Antioxidants � Epigenetic mechanisms
Abbreviations
ATBC Alpha-tocopherol, beta-carotene cancer
prevention trial
CARET Beta-carotene and retinol efficacy trial
Cx Connexin
GJIC Gap junction intercellular communication
ROS Reactive oxygen species
ROI Reactive oxygen intermediates
A. Leone (&) � C. Longo
Institute of Science of Food Production, Unit of Lecce
(ISPA-Lecce), National Research Council (CNR), Via
Prov.le Lecce-Monteroni, 73100 Lecce, Italy
e-mail: [email protected]
J. E. Trosko
Department of Pediatrics and Human Development, Food
Safety and Toxicology Center, Center for Integrative
Toxicology, Michigan State University, East Lansing,
MI, USA
123
Phytochem Rev
DOI 10.1007/s11101-012-9235-7
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Introduction
Epidemiological studies have indicated an association
between dietary patterns and cancer rates in different
populations around the world. Marked variations in
chronic disease incidence and mortality occur across
different geographic regions, with a different inci-
dence of several cancer types in developed Western
countries and in developing countries. In addition,
cancer rates often change in populations that migrate
from one country to another, and change over time
within countries, such as the case of increase of
colorectal cancer among Japanese people both on
migration to the USA and, more recently, with the
increasing Westernization of the diet in Japan (Ross
2010; Hall and Crowe 2011). These ecological
observations, based on international variations in diet
and cancer rates, confirm that nutrition is an important
risk factor for many common diseases, and therefore
such diseases might be partly preventable by dietary
changes (Key et al. 2004). Moreover, the shift in
nutrition and diets, from prehistoric hunter-gather
diets to modern agra-business—related diets, that have
been associated with increased caloric abundance,
food processing, packaging, and food supplements and
the eating of red meat, have created a collision
between our survival food-driven biological evolution
and the more recent cultural evolution (Cordain et al.
2000; Mariani-Costantini 2000; Milton 2000; Teaford
and Ungar 2000; Paoloni-Giacobino et al. 2003;
Trosko 2007a, 2011; Trosko in press).
Among the dietary constituents, several plant
secondary metabolites play an important role as
nutraceuticals (Kalra 2003). Phytochemicals are the
active substances found in plant-derived foods, as well
as in commonly used medicinal plant extracts. These
compounds exhibit a range of biological activities in
vitro, which support their contributing to the beneficial
effects of food where they are contained. Growing
evidence indicates that long-term intake of such
phytochemicals can have favorable impacts on the
incidence of cancer and many other chronic diseases,
including cardiovascular disease and Type II diabetes.
As a consequence, the scientific interest in plant
secondary metabolites spans from human nutrition
research to food production and processing technol-
ogies (Martin et al. 2011). This has an impact on the
consumers’ interest in dietary components that offer
health benefits, beyond nutrition, by preventing
degenerative diseases and prolonging life, and that
ultimately affect the food, phytotherapic and cosmetic
industry.
Fruits, vegetables, and whole grains contain a wide
variety of phytochemicals, such as phenolics, carote-
noids, and many other chemical species, which might
help protect cellular systems from oxidative damage,
lowering the risk of chronic diseases, such as cancer,
osteoporosis, cardiovascular diseases, cataracts, and
diseases associated with brain and immune dysfunc-
tion (Block et al. 1992; Duthie et al. 2000; Nishino
et al. 2005; Graf et al. 2005; Vainio and Weiderpass
2006; Okarter and Liu 2010). In addition, an inverse
association between consumption of vegetal foods and
the risk for a number of age-related diseases, such as
Alzheimer’s disease, seems to occur (Kim et al. 2010).
One reason for this protection ability is attributable to
the powerful antioxidant and free radical scavenging
properties of various classes of plant compounds.
Although it is worth noting that the physiological
relevance of the direct antioxidant action, as the only
mechanism to explain the impact of such plant
compounds on disease risk, has been questioned
(Heber 2004). As more work has been carried out, a
number of more specific targeted roles, for the
different phytochemicals, have also been identified
beyond the direct antioxidant activity. These include,
for example, gene expression regulation in cell
proliferation, cell differentiation, oncogenes, and
tumor suppressor genes, induction of cell-cycle arrest
and apoptosis, modulation of enzyme activities in
detoxification, oxidation, and reduction, modulation
of cell–cell communication, stimulation of the
immune system, regulation of hormone metabolism,
and antimicrobial effects.
Another concept is that the chemically different
phytochemicals in fruits and vegetables can have
complementary and overlapping mechanisms of
action, including the antioxidant activity and free
radical scavenging (Liu 2004). Plant extracts often
have stronger activities than the single compounds.
Their total antioxidant activity largely derives from
the combination of different phytochemicals, possibly
having different chemical properties, such as cooper-
ative action of lipo-soluble and hydro-soluble mole-
cules in the different cell compartments. The additive
and/or synergistic effects of phytochemicals in fruits
and vegetables are responsible for the more effective
antioxidant and anticancer activity of whole vegetal
Phytochem Rev
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food (or total extracts) compared to isolated phyto-
chemicals. The overlapping of different action
mechanisms of the various phytochemicals should
be considered in establishing the overall effect. In
addition, it has to be pointed out that the same
compound, shown to have both antioxidant and
chemopreventive biological effects, can, under dif-
ferent conditions, have pro-oxidant and disease-
causing activities (Alarcon de la Lastra and Villegas
2007).
Although the direct antioxidant activity is not the
only mechanisms for antioxidant phytochemicals, one
should consider that oxidative stress/damage is clearly
involved in many pathologic conditions and that
oxidative signaling likely plays a greater role in
chronic diseases. Thus, the balance of various oxidants
and antioxidants, affecting the reactive oxygen species
levels, specifically interacts with cell signaling sys-
tems and ultimately determines gene expression
controlling normal/abnormal cellular tissue pheno-
types. Cell signaling mechanisms, affected by redox
chemistries, are not limited to the only intracellular
signal transduction pathways, but also involve inter-
cellular signaling through gap junctions, since gene
expression must be coordinated between cells of a
tissue, in order to maintain tissue homeostasis (Upham
and Trosko 2009).
Among the suggested different mechanisms by
which phytochemicals exert their anticarcinogenic
effects, the up-regulation or the prevention of the
down-regulation of gap-junction intercellular commu-
nication (GJIC) is considered a basic mechanism for
the neoplastic transformation inhibition, since cell-to-
cell communication, mediated via transmembranal
gap junctions, is crucial in regulating normal cellular
homoeostasis, cell proliferation and differentiation
(Trosko and Ruch 1998;Trosko and Chang 2001).
From this perspective, Upham and Trosko (2009)
have proposed the hypothesis that one potential
function of gap junctions is to modulate levels of
second messengers that are either positive or negative
cofactors needed in signal transduction. Several
reactive oxygen species, such as superoxide, hydrogen
peroxide, nitrous oxide, all have very low molecular
weights, thus can be predicted to readily traverse the
gap junction channels, and can, consequently, serve as
ideal second messengers in a network of signaling
pathways that include gap junctions. Therefore, the
involvement of GJIC as mechanism of action of the
phytochemicals, does not exclude the involvement of
redox systems (Fig. 1).
Gap junction intercellular communication
and their structural proteins
In multicellular organisms, GJIC is a key mechanism
to coordinate cellular electrotonic and metabolic
events in tissues and organs and to maintain homeo-
stasis. GJIC facilitates direct exchanges of essential
cell growth-controlling signals and metabolites, less
than 1–2 kDa, including Na, K, Ca, cyclic AMP and
ATP (Unwin and Zampighi 1980; Goodenough and
Paul 2009). Gap junctions are intercellular membrane
channels, composed by head-to-head docking of
hexameric assemblies (connexons) of tetraspan inte-
gral membrane proteins, the connexins (Cx). These
channels gather in groups, containing tens to thou-
sands of closely packed intercellular channels, so-
called plaques, that span the two plasma membranes of
adjacent cells (Goodenough and Paul 2009).
Gap-junction proteins, connexins or their structural
of functional analogues, are present in a wide variety
of organisms (Panchin 2005; Phelan and Starich
2001). Gap junctions in prechordates are composed
of non-homologue proteins, called innexins (Phelan
2005). Innexin-related proteins, called pannexins, bear
significant sequence homology with the invertebrate
gap junction proteins (innexins), but not with the
chordate gap junction proteins, connexins, although
the predicted membrane topology is similar. Pannex-
ins have persisted in vertebrates (Baranova et al.
2004). Although they can form functional channels
(hesamers or hemichannels) embedded in a single
plasma membrane, it is not clear if they form
functional intercellular channels in vivo (Sosinsky
et al. 2011). Recently, pannexins are considered as
important targets for treatment of neurological disor-
ders, such as stroke and epilepsy (Kim and Kang
2011). It is possible that future research might indicate
specific functions of pannexin proteins as interfering
with cell signaling pathways. In chordates, connexins
arose by convergent evolution (Alexopoulos et al.
2004) to expand by gene duplication into a 21-member
gene family, and in humans, more than twenty
connexin species have already been characterized
(Cruciani and Mikalsen 2002; Beyer and Berthoud
2009). They all share a similar tetraspan structure of
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four membrane-spanning domains, two extracellular
loops, one cytoplasmic loop, and cytosolic N-terminal
tail and C-terminal region. The cytosolic regions are
mainly interested to diversity between the connexin
family members (Evans and Martin 2002). Connexins
are commonly named on the bases of their molecular
weight, as predicted by cDNA sequencing, such as
Cx43, the most common connexin, with molecular
mass of 43 kDa.
Connexins keep tissue homeostasis by forming
intercellular channels and by allowing the intercellular
exchange of molecules associated with cell growth
and cell death (Loewenstein 1981; Trosko and Chang
2001; Wei et al. 2004; Vinken et al. 2006), but seem,
also, to contribute to intracellular signaling by gap-
junction and hemichannel-independent actions (Jiang
and Gu 2005; Vinken et al. 2009). Interestingly, the
formation of functional GJIC seems not to be the only
function of connexins, inhibition of growth upon
transfection of tumor cells with connexin genes is not
always associated with enhanced GJIC activity, an
observation that indicate the diverse functions of
connexins in the control of homeostasis (in Vinken
et al. 2006). However, because of the complexity of
Fig. 1 Putative actions of
phytochemicals on gap
junction system. Dietary
phytochemicals might
interfere with GJIC system
at different levels.
Epigenetic events allow the
modulation of the mRNA
expression of the different
connexin genes; alterations
of translational and
posttranslational events
(mainly phosphorylation)
might modify the correct
connexin protein assembly,
targeting to the cell
membrane and degradation;
finally, hemiconnexon
docking and connexon
gating (opening–closing)
might be regulated (see the
literature cited in the text).
N nucleus, RER rough
endoplasmic reticulum, GAGolgi apparatus, TGN trans
Golgi network, PM plasma
membrane
Phytochem Rev
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trying to explain in vitro results to in vivo results, these
few studies, challenging the primary role of gap
junctions in the transfer of ions and small molecules in
growth control, might have another explanation. On
the other hand, the connexin proteins have been shown
to have other non-channel functions (Naus and Laird
2010).
The mechanisms controlling gap junction’s role in
cellular behavior are strictly regulated (Hesketh et al.
2009) at multiple levels, ranging from connexin gene
transcription to gap junction trafficking and degrada-
tion. Two major kinetic trails of GJIC control have
been described, namely, the fast regulation (millisec-
ond range) and the long-term regulation (hour range)
(Goodenough and Paul 2009). The most rapid time-
scales involve changing the unitary conductance of
single channels or altering their probability of opening
and is triggered by a number of factors, including
transmembrane voltage, and H? and Ca2? ions
(chemical gating) (Holder et al. 1993; Richard
2001). Slower regulation is achieved by altering the
number of channels present in the membrane by
changing rates of synthesis and assembly, posttrans-
lational modification and/or protein degradation
(Martin et al. 2001; Simek et al. 2009; Boassa et al.
2010). Among these actions, connexin phosphoryla-
tion, mainly occurring at the C-terminal cytosolic tail,
has been widely studied. Phosphorylation is involved
both in changing single channel conductance and in
protein trafficking to the cell surface and degradation,
rapid and slow regulation mechanisms, respectively.
The regulation of GJIC by connexin phosphorylation
is quite complex, as the outcome of this posttransla-
tional modification is both connexin- and kinase-
specific (Musil and Goodenough 1991; Matesic et al.
1994; Bruzzone et al. 1996; Laird 2005). Several
kinases are known to target connexin proteins,
including MAP kinases, PKC, PKA, and CK1. In
contrast, little is known about the dephosphorylation
of connexins, but it is thought that specific phospha-
tases (e.g., protein phosphates PP2) are involved in
maintaining the connexin phosphorylation/depho-
sphorylation equilibrium (Cruciani and Mikalsen
2002; Herve and Sarrouilhe 2002; Lampe and Lau
2004; Pahujaa et al. 2007).
As the appropriate GJIC regulation is essential for
maintaining the tissue homeostatic balance, abnormal
GJIC can result in several pathologic conditions as
indicated by most normal cells having functional GJIC
and most cancer cells having dysfunctional GJIC
(Trosko and Chang 2000; King and Bertram 2005).
Gap junctions play many roles in vascular biology,
including control of vascular tone, permeability,
angiogenesis, and remodeling. Recent works support
an important role of diverse connexins in vascular
physiology and a largely multifaceted role in the
development of heart and vascular disease. Disruption
or alterations of the intercellular signaling pathway,
mediated by gap junction, have considerable implica-
tions for development of heart and vascular diseases
(Brisset et al. 2009), as well as for the cancer process.
Malignant transformation is routinely demonstrated in
cultured animal cells as an increase in uncontrolled
cell growth resulting in distinct areas of multilayered
foci (Yamasaki and Enomoto 1985; Yamasaki et al.
1987). Dysfunctional GJIC in most cancer cells and
detrimental reversible changes in GJIC are strongly
related to the promotion phase of cancer development
(Trosko and Ruch 1998; Trosko 2007b) and the
irreversible progression or metastatic step of cancer
process (Trosko 2008).
GJIC and cancer
All cancers have been generally viewed as the result of
the homeostatic regulation disorder, which is related to
the GJIC modulation between the cells within a tissue,
that triggers intra-cellular signal transduction mecha-
nisms. Since cancer cells, unlike normal cells, are
characterized by the lack of growth control (loss of
contact-inhibition), inability to terminally differenti-
ate and to apoptose, normally, and they either have no
connexin expression or have expressed connexins but
no functional GJIC, it would seem that GJIC is the
ultimate down-stream cell function that must be
maintained to prevent cancer (Trosko 2007b). As a
consequence, the cells lose the ability to respond
appropriately to extra-cellular stimuli (Trosko et al.
1998). The classical model of carcinogenesis begins
with initiation, during which, exposure to a carcinogen
results in an irreversible genetic change to a single cell
(Fig. 2).
The following promotion phase (a reversible and
long-term process) results in the clonal expansion of
the single initiated cell, due to selective mitogenesis
and the decreased apoptosis of the initiated cell
(Trosko and Tai 2006). Based on the assumption that
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the target cell for the start of the carcinogenic initiation
event is the adult stem cell (Trosko 2009), and if the
DNA damage to the cell is not adequately repaired or
if an error of replication results in a spontaneous
mutation of a critical gene, the cell is prevented from
terminal differentiation and apoptosis.
The reversible down regulation of GJIC plays a role
during the promotion phase of carcinogenesis and the
presence of GJIC is closely linked to the suppression
of tumorigenic phenotype (Trosko and Chang 2001;
Trosko and Ruch 2002). Cancer prevention strategies,
acting at the promotion stage, are more effective than
those intervening at the tumor initiation stage (an
irreversible and short-term process), because initiation
can occur any time a cell divides. One can reduce the
risk to initiation but the risk cannot be reduced to zero,
Fig. 2 Scheme of postulated actions of phytochemicals in
cancer chemoprevention. Transformation of the normal adult
stem cell into an initiated cell starts the carcinogenesis process.
Initiated cells might undergo the tumour promotion into pre-
neoplastic cells by a number of means, such as chronic
inflammation, surgery, cell killing, growth factors and exoge-
nous chemicals that can cause initiated cells to proliferate and to
inhibit apoptosis. During this promotion phase, other changes
that allow a single initiated cell to invade and to metastasize,
constitutes the Progression phase. The malignant tumor consists
of a mixture of ‘‘cancer stem cells’’ and ‘‘cancer non-stem
cells’’. Phytochemicals might interfere with different steps of
this process. Some chemopreventive phytochemicals inhibit
metabolic activation of the pro-carcinogens or stimulate the
detoxification systems, avoiding their subsequent interaction
with DNA or other cellular target and therefore blocking tumor
initiation (blocking agents). Other phytochemicals might act by
suppressing the later steps (mostly promotion) of multistage
carcinogenesis (suppressing agents). Some phytochemicals can
act as both blocking and suppressing agents
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since every time the DNA replicates, there is always a
finite chance of an error of replication leading to
spontaneous mutations. The promotional phase of
carcinogenesis is a consequence of epigenetic events
involving inflammation (Surh 1999) and the inhibition
of GJIC (Huang et al. 2001), which could be also
mediated by ROS or ROI (Reactive Oxygen Species,
Reactive Oxygen Intermediates).
The association between increased cell prolifera-
tion and decreased GJIC is well known (Yotti et al.
1979; Yamasaki et al. 1993; Yamasaki 1995). Despite
some exceptions, indeed, tumor cells generally display
reduced GJIC as first hallmark of cancer (Trosko and
Ruch 1998). Numerous mechanisms underlie the loss
of GJIC in carcinogenesis. Rather than mutations in
connexin genes, that seem a rare event, epigenetic
modifications can trigger silencing of connexin gene
expression. In deed, if the initiation occurred in an
adult stem cell, which does not express its connexins,
one might not expect to see any connexin expression in
the metastatic cancer cell (Trosko 2007b).These
epigenetic mechanisms yield heritable or non-herita-
ble changes to the methylation and acetylation patterns
of DNA and histones (Upham et al. 1998; Moggs et al.
2004; Trosko et al. 1998; Trosko 2007a). Indeed,
impairment of the epigenetic machinery during cancer
could trigger the silencing of tumor suppressor genes,
including connexins (Pointis et al. 2007). However,
more likely, it is the posttranslational modification of
the expressed connexin proteins that is associated with
many, if not most, cancers. The recent demonstration
of ‘‘cancer stem cells’’ in a mixed population of
‘‘cancer non-stem cells’’ might prove to be a clue to
the two types of cancer cells, which do or do not
express their connexin genes (Trosko and Tai 2006).
Upregulation of connexin expression might therefore
represent an attractive anti-cancer therapy (Vinken
et al. 2009, 2011).
The classical epigenetic mechanisms, such as the
methylation of DNA, modification of histones, and
interfering microRNA (miRNA), represent epigenetic
elements dysregulated in cancer. Growing findings
support the concept that nutritional changes are able to
modulate epigenetic variability at specific transcrip-
tion regulation sites. Therefore, dietary components,
which can affect epigenetic mechanism(s), might
influence tumorigenesis by regulation of the expres-
sion of certain key genes. Essential micronutrients,
such as folate, vitamin B-12, selenium, and zinc, as
well as the dietary phytochemicals, sulforaphane, tea
polyphenols, curcumin, genistein and allyl sulfur
compounds, are among a growing list of agents that
affect epigenetic events as novel mechanisms of
chemoprevention. Some bioactive food components
have been shown to have cancer inhibition activities
by reducing DNA hypermethylation of key cancer-
causing genes through their DNA methyltransferase
(DNMT)-inhibition properties. Well-known bioactive
dietary compounds, such as the soybean isoflavone,
genistein, and the green tea polyphenol, (–)-epigallo-
catechin-3-gallate (EGCG), have been found to inhibit
tumorigenesis through epigenetic control, such as
reactivation of various methylation-silenced genes, in
several cancer cell lines (Li and Tollefsbol 2010).
Both genistein and EGCG have been found, also,
modulate GJIC and connexin expression, at physio-
logical, not toxic and non pro-oxidant concentrations
(see below).
Down-regulation of connexin expression, incorrect
phosphorylation and aberrant cytosolic localization of
connexin proteins are also frequently observed in
tumor cells (Yamasaki and Naus 1996; Vine and
Bertram 2002). The closure of gap junctions is mainly
mediated by phosphorylation-modulated conforma-
tional changes of connexins, as thoroughly described
for connexin 43 (Cx43), the most largely diffused
connexin (Ruch et al. 1993; Solan and Lampe 2009;
Hesketh et al. 2009). The consequent dysfunction in
intercellular communication is thought to allow tumor
cells to escape from normal growth regulation by the
surrounding cells (Yotti et al. 1979). In addition,
inappropriate connexin expression can directly trigger
homeostatic imbalance. In fact, connexin deficiency is
known to result in increased susceptibility to sponta-
neous or chemically induced carcinogenesis (Temme
et al. 1997).
A relationship between oncogenes, such as ras and
src, and connexin function was found (Trosko et al.
2000). The connection between Src tyrosine kinase,
which has been implicated in progression of a wide
variety of cancers and Cx43, has been described in
detail. Src can phosphorylate Cx43, and this event was
associated with the suppression of gap junction
communication. In addition, Src activates multiple
signaling pathways that can also affect intercellular
communication. For example, serine kinases, includ-
ing PKC and MAPK, are downstream effectors of Src
that can also phosphorylate Cx43 and disrupt gap
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junctional communication (Bao et al. 2004; Pahujaa
et al. 2007). Connexin genes are, therefore, considered
as tumor suppressor gene (Pointis et al. 2007) or
conditional tumor suppressors, modulating cell pro-
liferation, adhesion and migration (Naus and Laird
2010). Actually, their overexpression in tumor cells,
that naturally express connexins, is known to decrease
cell proliferation and increase cell death. This could be
related to the gap-junction, hemichannel- independent
activity of connexins.
Whereas the inhibition of GJIC is strongly related
to carcinogenicity, enhancers of GJIC are expected to
prevent cancer. Far from oversimplifying complex
issues and knowing that multiple exogenous and
endogenous causes affect carcinogenesis, GJIC regu-
lation can be undoubtedly considered as a key
mechanism. A consistent observation is that most
oncogenes, growth factors and endogenous and exog-
enous tumor promoters, such as cytokines, hormone,
pesticides, peroxisome proliferators and dietary addi-
tives, are reported to inhibit GJIC (Huang et al. 2001;
Sai et al. 2001; Kang et al. 2002; Mally and Chipman
2002; Rivedal and Leithe 2005), while antitumor-
promoting agents and anticancer drugs can reverse the
down-regulation of GJIC (Sai et al. 2000, 2001;
Trosko and Chang 2001; Kang et al. 2002; Trosko and
Ruch 2002; Lee et al. 2010a, b). In addition, transfec-
tion of gap junction (cx32 or cx43) genes into GJIC-
defective and neoplastic cells resulted in the restora-
tion of GJIC and reversion of the transformed
phenotype (Rose et al. 1993; Omori et al. 1996).
If prevention/treatment of cancer has to occur,
prevention of the chronic down regulation of GJIC by
tumor promoters, in non-tumorigenic but initiated
cells, or the up-regulation of GJIC in stably down-
regulated GJIC in tumor cells, must occur to prevent or
to treat cancers (Trosko and Ruch 1998; Trosko and
Chang 2001; Trosko 2003) Consequently, prevention
of down-regulation of GJIC might be crucial in
preventing tumor promotion (Sai et al. 2000; Choung
et al. 2011).
Phytochemicals and GJIC
Several plant-derived compounds demonstrated the
ability to control GJIC at epigenetic levels (Trosko and
Chang 2001; Lee and Lee 2006). A wide array of
phenolic substances and carotenoids, in dietary and
medicinal plants has been reported to possess this
activity (Table 1). The screening for compounds able
to modulate GJIC could be an effective strategy in the
exploration of naturally occurring products able to
inhibit and/or to prevent cancers. Here we try to
examine, in a non-exhaustive manner, some studies on
the effect of single phytochemicals or plant extracts on
GJIC and/or connexin expression, in specific cell or
animal systems.
Simple methods to measure, qualitatively and
quantitatively, the GJIC in cell cultures are the
microninjection of the fluorescent dye Lucifer Yellow,
or the scrape loading/dye transfer assay, also used as
transfer of Lucifer Yellow in isolated tissue slices in
the in vivo experiments.
Carotenoids
Although tomatoes and tomato products contain many
nutrients and phytochemicals that are proposed to
inhibit carcinogenesis, particularly prostate cancer
(Chan et al. 2009), their main carotenoid, lycopene,
has received the most intense focus. Lycopene is the
most potent carotenoid antioxidant and the predomi-
nant carotenoid in human plasma (Al-Delaimy et al.
2004; van der Pols et al. 2009), various tissues (Cowan
et al. 1999), and the prostate gland (Giovannucci
2002). Interest in lycopene was firstly focused on its
antioxidant properties, however their beneficial effects
are related also to other mechanisms, such as hor-
monal and immune system, inflammation response
(Singh and Goyal 2008; Palozza et al. 2010, 2011;
Ried and Fakler 2011) and modulation of intercellular
gap junction communication.
In studies in vivo, alpha- and beta-carotene, as well
as lycopene, the most represented tomato carotenoids,
were able, differentially, to modulate GJIC in dose-
dependent manner in rat liver. Improving of cell
communication was only detected at the one dose,
where several elevated doses were ineffective or
inhibiting (Krutovskikh et al. 1997).
In vitro cell line studies have shown that carote-
noids, such as beta-carotene, canthaxanthin, lutein,
lycopene and alpha-carotene increased GJIC in a dose-
dependent manner at concentrations up to 1 lmol L-1
in C3H/10T1/2 cells (Zhang et al. 1991). Lycopene at
physiological concentrations (0.5–5 lmol L-1)
strongly, and much better than beta-carotene, inhibited
proliferation, dose dependently and was able to
Phytochem Rev
123
Author's personal copy
Ta
ble
1E
xam
ple
so
fp
hy
toch
emic
als
able
tom
od
ula
teG
JIC
Veg
etal
com
po
un
ds
Eff
ect
on
gap
jun
ctio
nsy
stem
Ref
eren
ces
Alp
ha-
caro
ten
e,b
eta-
caro
ten
e,
lyco
pen
e
Inv
ivo
hig
hd
ose
(50
mg
/kg
-bo
dy
wei
gh
t)in
hib
ited
low
do
se(5
mg
/kg
-bo
dy
wei
gh
t)
enh
ance
dG
JIC
inli
ver
of
rat
Kru
tov
skik
het
al.
(19
97)
Bet
a-ca
rote
ne,
can
thax
anth
in,
lute
in,
alp
ha-
caro
ten
e
Incr
ease
dG
JIC
ina
do
se-d
epen
den
tm
ann
erat
con
cen
trat
ion
su
pto
1l
mo
lL
-1
in
C3
H/1
0T
1/2
cell
s
Zh
ang
etal
.(1
99
1)
Ly
cop
ene
met
abo
lite
s,
acy
clo
reti
no
icac
id
Incr
ease
dG
JIC
thro
ug
hst
abil
izat
ion
of
Cx
43
mR
NA
inh
um
anfe
tal
skin
fib
rob
last
san
d
inW
B-F
34
4ra
tli
ver
epit
hel
ial
cell
s
Sta
hl
etal
.(2
00
0)
Au
stet
al.
(20
03
)
Ly
cop
ene
En
han
ced
GJI
C,
Cx
43
mR
NA
and
pro
tein
exp
ress
ion
inK
B-1
hu
man
ora
ltu
mo
rce
lls
and
inM
CF
-7ce
lls
Incr
ease
dR
ARa
and
Cx
43
mR
NA
and
pro
tein
exp
ress
ion
inM
CF
-7an
dM
DA
-MB
-
23
1,
bre
ast
can
cer
cell
lin
esan
din
MC
F-1
0a
fib
rocy
stic
bre
ast
cell
lin
e
No
chan
ge
inth
ep
rote
inle
vel
so
fC
x4
3in
vit
roo
rin
viv
oin
and
rog
enin
dep
end
ent
DU
14
5p
rost
ate
can
cer
cell
s
No
chan
ge
inC
x4
3p
rote
inle
vel
sin
mo
use
emb
ryo
nic
fib
rob
last
sth
atco
nta
ined
(Cx
43
?/?
)o
rla
cked
(Cx
43
-/-
)ex
pre
ssio
no
fC
x4
3;
red
uce
dg
row
tho
fC
x4
3?
/?
ME
Fb
ut
no
effe
cto
np
roli
fera
tio
no
fC
x4
3-
/-M
EF
cell
s
Ind
uce
dre
-lo
cali
zati
on
of
cyto
pla
smic
Cx
43
on
cell
mem
bra
nes
inM
CF
7
Ch
alab
iet
al.
(20
07
)
Sta
hl
etal
.(2
00
0)
Liv
ny
etal
.(2
00
2)
Fo
rnel
liet
al.
(20
07
)
Fo
rdet
al.
(20
11
)
Fo
rnel
liet
al.
(20
07
)
Fu
cox
anth
inIn
crea
sed
of
Cx
43
and
Cx
32
pro
tein
and
mR
NA
lev
els,
enh
ance
dG
JIC
and
incr
ease
d
intr
acel
lula
rca
lciu
mco
nce
ntr
atio
nin
SK
-Hep
-1h
um
anh
epat
om
ace
lls
Liu
etal
.(2
00
9)
(–)-
Ep
igal
loca
tech
in-3
-gal
late
(EG
CG
)
(–)-
Ep
icat
ech
in(E
C)
Pre
ven
td
ow
n-r
egu
lati
on
of
GJI
Cin
PC
B-i
nd
uce
din
hep
ato
carc
ino
ma
cell
s
Pre
ven
td
ow
n-r
egu
lati
on
of
GJI
Cin
PM
A-i
nd
uce
din
ker
atin
ocy
tes
Pre
ven
tth
eG
JIC
-in
hib
ito
ryef
fect
so
fd
imet
hy
lnit
rosa
min
e,in
MD
CK
cell
s
En
han
ced
the
pro
tein
exp
ress
ion
of
Cx
43
and
the
fun
ctio
no
fG
JIC
bu
tn
ot
affe
cted
on
mR
NA
lev
els
of
Cx
43
,C
x4
0an
dC
x4
5in
neo
nat
alra
tca
rdio
my
ocy
tes
Att
enu
ated
the
red
uct
ion
of
Cx
43
pro
tein
and
GJI
Cin
card
iom
yo
cyte
su
nd
erh
igh
glu
cose
Hig
hd
ose
s(2
00
–8
00
lM)
of
EG
CG
,b
ut
no
tE
C,
inh
ibit
GJI
Cin
WB
-F3
44
no
rmal
rat
liv
erep
ith
elia
lce
lls
and
ind
uce
dp
ho
sph
ory
lati
on
of
Cx
43
Ru
chet
al.
(19
89)
Sai
etal
.(2
00
0)
Ch
ou
ng
etal
.(2
01
1)
Tak
ahas
hi
etal
.(2
00
4)
Yu
etal
.(2
01
0)
Kan
get
al.
(20
08
)
Nar
ing
enin
Incr
ease
dG
JIC
inC
6g
lio
ma
cell
sb
ut
no
to
nn
orm
alce
lls
Sab
arin
ath
anan
dV
anis
ree
(20
10
)
Ap
igen
inan
dta
ng
eret
inIn
crea
sed
GJI
Can
du
p-r
egu
late
dC
x4
3,
anta
go
niz
edth
eG
JIC
inh
ibit
ion
TP
A-
and
BH
T-i
nd
uce
din
rat
liv
erep
ith
elia
lce
lls
and
V7
9lu
ng
fib
rob
last
s
Inh
ibit
ion
of
GJI
Cin
viv
oin
rat
fed
wit
hta
ng
erin
e
Ch
aum
on
tet
etal
.(1
99
6)
Ch
aum
on
tet
etal
.(1
99
7)
Gen
iste
inan
dq
uer
ceti
nIn
crea
sed
Cx
43
pro
tein
lev
els
and
sup
pre
ssed
cell
pro
life
rati
on
inM
DA
-MB
-23
1C
on
kli
net
al.
(20
07
)
Qu
erce
tin
Rev
erse
dH
2O
2-m
edia
ted
inh
ibit
ion
of
GJI
Cb
yth
eH
2O
2-m
edia
ted
ER
K1
/2–
Cx
43
sig
nal
ing
pat
hw
ayin
nW
B-F
34
4ra
tli
ver
epit
hel
ial
cell
s
Lee
etal
.(2
01
0a,
20
10
b)
Phytochem Rev
123
Author's personal copy
Ta
ble
1co
nti
nu
ed
Veg
etal
com
po
un
ds
Eff
ect
on
gap
jun
ctio
nsy
stem
Ref
eren
ces
Res
ver
atro
lR
esto
red
the
GJI
C-i
nh
ibit
ion
,T
PA
-an
dD
DT
-in
du
ced
and
red
uce
dC
x4
3
hy
per
ph
osp
ho
ryla
tio
nin
WB
-F3
44
rat
liv
erep
ith
elia
lce
lls
Ind
uce
dsh
arp
incr
ease
of
GJI
C,
cell
cycl
ear
rest
and
apo
pto
sis
inH
epG
2ce
lls
En
han
ceG
JIC
and
del
ayin
cell
cycl
ep
rog
ress
ion
,al
soin
com
bin
atio
nw
ith
con
tro
lled
exp
osu
reto
Xra
ys,
inh
um
ang
lio
bla
sto
ma
cell
s
Up
ham
etal
.(2
00
7)
Nie
lsen
etal
.(2
00
0)
Yan
etal
.(2
00
6)
Leo
ne
etal
.(2
00
8)
Zam
inet
al.
(20
09
)
Jian
get
al.
(20
10)
Pte
rost
ilb
ene
Rec
ov
eran
dp
rev
ent
fro
mH
2O
2-i
nd
uce
dG
JIC
-in
hib
itio
nin
WB
-F3
44
rat
liv
er
epit
hel
ial
cell
s;d
ow
n-r
egu
late
Cx
43
ph
osp
ho
ryla
tio
nb
yth
ein
acti
vat
ion
of
ER
K1
/2
and
p3
8M
AP
kin
ase
Kim
etal
.(2
00
9)
Gal
lic
acid
Ind
uce
sH
2O
2-p
rod
uct
ion
and
inh
ibit
sG
JIC
inra
tep
ith
elia
lce
lls
by
ph
osp
ho
ryla
tio
no
f
con
nex
in4
3an
dac
tiv
atio
no
fE
RK
1/2
(at
hig
hco
nce
ntr
atio
ns)
Kim
etal
.(2
00
9)
Caf
feic
acid
ph
enet
hy
l
este
r(C
AP
E)
Res
tore
dG
JIC
thro
ug
hth
ep
ho
sph
ory
lati
on
of
Cx
43
inth
eG
JIC
-defi
cien
tH
-ras
WB
cell
san
din
hib
ited
the
con
stit
uti
ve
exp
ress
ion
of
CO
X-2
Na
etal
.(2
00
0)
Lee
etal
.(2
00
4)
Ind
ole
-3-c
arb
ino
lP
rev
ent
H2O
2-i
nd
uce
din
hib
itio
no
fG
JIC
inW
B-F
34
4ra
tli
ver
epit
hel
ial
cell
s,b
y
inh
ibit
ion
of
Ak
tp
ho
sph
ory
lati
on
and
,li
kel
y,
by
Cx
43
ph
osp
ho
ryla
tio
np
rev
enti
on
Hw
ang
etal
.(2
00
8)
Lo
vas
tati
nR
esto
red
GJI
Can
din
hib
ited
the
tum
ori
gen
icp
ote
nti
alo
fK
-ra
s-tr
ansf
orm
edm
uri
ne
lun
gca
rcin
om
ace
lls
Inh
ibit
GJI
Can
dth
em
igra
tio
nan
dp
roli
fera
tio
no
fsm
oo
thm
usc
lece
lls
(SM
Cs)
(an
tip
roli
fera
tiv
eef
fect
tro
ug
hG
JIC
inh
ibit
ion
)
Ru
chet
al.
(19
93)
Sh
enet
al.
(20
10
)
Veg
eta
lex
tra
cts
Su
per
crit
ical
-CO
2-e
xtr
acte
d-
ole
ore
sin
sfr
om
tom
ato
and
tom
ato
/gra
pe
seed
mat
rice
s
Incr
ease
dG
JIC
,al
low
edre
cov
erin
go
fH
gC
l 2-i
nh
ibit
edG
JIC
and
ind
uce
dC
x4
3m
RN
A
exp
ress
ion
inh
um
ank
erat
ino
cyte
s
Incr
ease
dG
JIC
,in
du
ced
Cx
43
mR
NA
and
relo
cali
zati
on
of
Cx
43
pro
tein
inM
CF
-7
cell
s
Zef
feri
no
etal
.(2
00
8)
Leo
ne
etal
.(2
01
0)
Leo
ne
etal
.su
bm
itte
d
Co
coa
po
lyp
hen
ol
extr
act
Pro
tect
edag
ain
stH
2O
2-i
nd
uce
din
hib
itio
no
fG
JIC
inra
tli
ver
epit
hel
ial
cell
sb
y
atte
nu
atin
gin
trac
ellu
lar
RO
San
db
lock
ing
the
ER
K/C
x4
3si
gn
alin
gp
ath
way
,b
ut
no
t
the
p3
8M
AP
Ksi
gn
alin
gp
ath
way
Lee
etal
.(2
00
3)
Kiw
ifru
itex
trac
tsR
eco
ver
fro
mth
eH
2O
2-i
nd
uce
din
hib
itio
no
fG
JIC
blo
ckin
gth
eH
2O
2-m
edia
ted
-
ind
uce
dp
ho
sph
ory
lati
on
of
Cx
43
and
ER
K1
/2in
WB
-F3
44
cell
s
Lee
etal
.(2
01
0a,
20
10
b)
Gra
pe
seed
extr
acts
Tra
nsi
entl
yin
crea
sed
of
GJI
C,
ind
uce
din
crea
seo
fC
x4
3m
RN
Aan
dre
-lo
cali
zati
on
of
Cx
43
pro
tein
inM
CF
-7ce
lls
Leo
ne
etal
.su
bm
itte
d
Pet
asit
esja
po
nic
us
extr
acts
Incr
ease
dG
JIC
and
the
lev
elo
fC
x4
3an
dre
du
ced
the
TP
A-i
nd
uce
din
hib
itio
no
fG
JIC
and
Cx
43
lev
els
inra
tli
ver
epit
hel
ial
cell
sW
B-F
34
4
Kan
get
al.
(20
10
)
Phytochem Rev
123
Author's personal copy
enhance GJIC, likely by upregulation of Cx43 gene
and protein expression in KB-1 human oral tumor cells
(Livny et al. 2002) and in MCF-7 cells (Fornelli et al.
2007).
Other than lycopene, also lycopene metabolites, as
well as the cleavage product acycloretinoic acid, which
could result from lycopene oxidation, stimulated GJIC
through stabilization of connexin43 mRNA in human
fetal skin fibroblasts (Stahl et al. 2000) and in rat liver
epithelial WB-F344 cells (Aust et al. 2003). The
interaction among lycopene, retinoic acid receptors
(RARa and RARb), stimulation of GJIC and synthesis
of connexin 43 were also analyzed in two breast cancer
cell lines, MCF-7 and MDA-MB-231, and in a fibrocystic
breast cell line, MCF-10a. Lycopene exposure increased
RARa and Cx43 expression at both mRNA and protein
levels in the two breast cell lines (Chalabi et al. 2007).
Inversely, no change in the protein levels of Cx43 in vitro
or in vivo with lycopene and apo-lycopenal treatment, in
androgen-independent DU145 prostate cancer cells, was
found (Ford et al. 2011). However, lycopene at supra-
physiological concentrations (15–25 lmol L-1) reduced
DU145 cell proliferation. This apparent contradictory
result might be due not only to the malignancy grade of
the cells, as author suggested, but also to the lycopene
concentrations used and to the experiment design. The
modulation of cell–cell communication could also
depend from activation or re-localization of the preexist-
ing connexin pool. Therefore, GJIC response to carote-
noids and connexin cell localization, rather than the total
level of connexin protein, should be evaluated. Lycopene
induced re-localization of cytoplasmic Cx43 on cell
membranes in breast cancer cells, MCF7 (Fornelli et al.
2007). Thus, from our personal observations on MCF7
cells and, as demonstrated in semioma cells (Roger et al.
2004), the mere relocation/delocalization of the resident
pool of Cx43 to the endomembrane systems is also
associated with the modulation of GJIC and decreased
cell growth in vitro. The relationship between the Cx43
localization on the membrane and growth regulation
could be associated with the phosphorylation of Cx43,
which would result in the cytoplasmic location to the
endosomes through the activation of the extracellular
signal-regulated kinase/mitogen-activated protein kinase
pathway (Mograbi et al. 2003; Fornelli et al. 2007).
Supercritical-CO2-extracted tomato oleoresin is a
complex mixture of highly concentrated lycopene,
other carotenoids, lipids and phenols derivatives from
tomato, showed a much higher antioxidant activity
compared to lycopene standard. Our results demon-
strated that lycopene-enriched oleoresin significantly
increased the production of IL1-b and TNF-R pro-
inflammatory cytokines in HgCl2-treated human
keratinocytes. Oleoresins affected GJIC functionality
and recovery in HgCl2 treated keratinocytes (Zefferino
et al. 2008). Supercritical-CO2-extracted-oleoresins
(0.9 lmol L-1 lycopene), obtained from tomato, and
tomato, added with other plant matrix (grape seeds),
showed a higher in vitro antioxidant activity compared
with pure lycopene and b-carotene and a remarkable
ability to enhance the GJIC and to increase cx43 gene
expression in human keratinocytes. The oleoresins
were also able to completely overcome the GJIC
inhibition induced by 10 nmol L-1 HgCl2, mercury
(II) chloride (Leone et al. 2010). A higher effect of
these oleoresins on GJIC is observed in MCF-7 cells
(Leone et al. unpublished), compared with the stan-
dard lycopene (Fornelli et al. 2007).
In addition, experimental studies, both in vitro and
in vivo, have suggested that the colorless carotenoid
precursors, phytoene and phytofluene, also present in
significant quantities in tomato extracts and in tomato
based foods, exhibited bioactivity (Engelmann et al.
2011). Although little is known about their impact in
humans, it would be interesting to test their ability to
modulate GJIC and connexin expression. The coop-
erative behavior of phytochemicals in natural sources
further suggests that other components required eval-
uation for their effect on gap junction modulation.
These studies suggest that a combination of tomato
phytochemicals, a mixture of precursors, metabolites
and/or cleavage products of carotenoids, present in the
tomato extracts, can be more effective than the single
compound, not only for the antioxidant protection but
is also important in anticancer mechanisms.
Other sources of carotenoids from marine organ-
isms are recently considered (Guedes et al. 2011).
Fucoxanthin is one of the most abundant carotenoids
found in the brown seaweed, Undaria pinnatifida, able
to inhibit tumor proliferation in vitro. The mecha-
nisms, underlying the anti-cancer effects of fucoxan-
thin, are still unclear. Liu et al. (2009) showed that
fucoxanthin (1–20 lmol L-1) strongly and concen-
tration-dependently inhibited the proliferation of SK-
Hep-1 human hepatoma cells, by cell cycle arrest at
G0/G1 phase and induced cell apoptosis, whereas it
facilitated the growth of non-cancer (BNL CL.2) cells.
Fucoxanthin was found to enhance, significantly,
Phytochem Rev
123
Author's personal copy
GJIC of SK-Hep-1 cells without affecting that of BNL
CL.2 cells. A significant increase of protein and
mRNA expressions of Cx43 and Cx32 was also
observed in SK-Hep-1 cells. Moreover, fucoxanthin
markedly increased the concentration of intracellular
calcium levels in SK-Hep-1 cells. Thus, fucoxanthin
seems specifically induced an antiproliferative against
SK-Hep-1 cells, and the effect is associated with
upregulation of Cx32 and Cx43, and enhanced GJIC.
The enhanced GJIC might be also responsible for the
increase of the intracellular calcium level, which then
causes cell cycle arrest and apoptosis (Liu et al. 2009).
Polyphenols
Numerous, and still growing literature, data show that
many dietary polyphenols are able to inhibit neoplastic
transformation. The most phenol compounds dis-
played concentration-dependent cytoprotection.
Importantly, levels of polyphenols, which were effec-
tive in decreasing cancerogenesis in vitro, were within
the range of concentrations detected in human bio
fluids (i.e., urine, plasma and breast milk) following
consumption of an polyphenol-rich meal (Linseisen
and Rohrmann 2008; Obrenovich et al. 2011).
Cocoa contains more phenolic phytochemicals and
exhibits a higher antioxidant capacity than teas and red
wine (Dresoti 2000; Jalil and Ismail 2008). Cocoa and
chocolate products have demonstrated potential benefi-
cial health effects against chronic diseases in epidemi-
ological studies (Maskarinec 2009), and cocoa extracts
are able to inhibit chemical-induced tumorigenesis in
experimental animals (Weisburger 2001). However, the
underlying molecular mechanisms and molecular tar-
get(s) for the potential chemopreventive effects of cocoa
remain unclear. The extracellular signal-regulated pro-
tein kinase 1/2 (ERK1/2)–connexin 43 signaling path-
way is crucial for the regulation of GJIC. Lee et al.
(2003) found that cocoa polyphenol extracts protected
against H2O2-induced inhibition of GJIC in rat liver
epithelial cells by attenuating intracellular ROS and
blocking the ERK/Cx43 signaling pathway, but not the
p38 MAPK signaling pathway. It seems clear that the
chemopreventive action of cocoa phytochemicals is due
not only to their antioxidant potential but also to the
potent ability as a direct inhibitor of MEK, which might
contribute to its chemopreventive effects.
Polyphenolic compounds found in green tea, such
as (–)-epigallocatechin-3-gallate (EGCG) and (–)-
epicatechin (EC), have received much attention
because of their possible beneficial effects on human
health. Green tea polyphenols, including EGCG and
EC, act as anti-tumor-promoting agents against PCP-
induced mouse hepatocarcinogenesis (Ruch et al.
1989; Sai et al. 2000), and have a preventive effect on
PMA-induced down-regulation of GJIC in keratino-
cytes via their ability to prevent downregulation of
GJIC (Choung et al. 2011). Pretreatment with EGCG
at non-cytotoxic concentration (10 microg/mL or
21.8 lmol L-1) greatly ameliorated the GJIC-inhibi-
tory effects of dimethylnitrosamine, a tumor promoter
in Mardin-Darby canine kidney (MDCK) cells
(Takahashi et al. 2004).
Yu et al. (2010) examined the effect of EGCG on
cardiac gap junction inhibited by high glucose. Although
mRNA levels of Cx43, Cx40 and Cx45 in cardiomyo-
cytes, was not altered by EGCG (40 lmol L-1), the
protein expression of Cx43 and the function of GJIC
were significantly recovered by EGCG co-treatment.
EGCG attenuated the reduction of Cx43 protein and
GJIC in cardiomyocytes under high glucose, partly
through p38 MAPK signal transduction pathway.
High doses (200–800 lM) of EGCG, but not (–)-
epicatechin (EC), were found to inhibit GJIC in a
dose-dependent and reversible manner in WB-F344
normal rat liver epithelial cells and induced phosphor-
ylation of Cx43 and of the extracellular signal-
regulated protein kinase 1/2 (ERK1/2) (Kang et al.
2008). The inhibition of GJIC and phosphorylation of
Cx43 and ERK1/2 by EGCG were completely blocked
by U0126, a pharmacological inhibitor of mitogen-
activated protein kinase/ERK kinase. EGCG, but not
EC, actually generated significant amounts of H2O2 in
a dose- dependent manner, and the EGCG-induced
inhibition of GJIC was partly related to the production
of H2O2 in medium (Huang et al. 1999). Furthermore,
catalase partially inhibited the EGCG-induced inhibi-
tion of GJIC and the phosphorylation of Cx43 and
ERK1/2. These results indicated that EGCG inhibited
GJIC mainly due to its prooxidant activity, although
other factors might be linked to the EGCG-induced
inhibition of GJIC.
Among the various types of flavonoids in fruits and
vegetables associated with cancer prevention, the
flavanone, naringenin, is found in grapefruit and citrus
fruits. Naringenin has been reported to induce cyto-
toxicity and apoptosis in various cancer cell line but no
toxic effect after treatment at a similar dose on normal
Phytochem Rev
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cells. In C6 glioma cells, naringenin inhibited the
cancer growth in a dose dependent manner by
increasing gap junction intracellular communication,
inducing cell cycle arrest, DNA damage, reducing
activity of COX-2 (Sabarinathan and Vanisree 2010).
Apigenin and tangeretin, bioflavonoids present in
many plant foods, such as parsley, celery and skin of
citrus fruits, increased GJIC between rat liver epithe-
lial cells in a time- and concentration-dependent
manner and inhibited the transformation of V79 lung
fibroblasts (Chaumontet et al. 1996). Protection is
likely afforded by upregulation of connexin43. In
addition, the incubation of cells with the two com-
pounds antagonizes the inhibition of GJIC induced by
tumor promoters, such as 12-O-tetradecanoyl-phor-
bol-acetate (TPA) and 3,5,di-tertio-butyl-4-hydroxy-
toluene (BHT) (Chaumontet et al. 1997). However, in
studies in vivo, tangeretin fed to rats for 3 months
actually inhibits gap junctional intracellular commu-
nication. No GJIC-inhibitory effect was observed for
quercetin, flavone, and flavanone (Chaumontet et al.
1996), indicating that the relatively high concentra-
tions of tangeretin might be acting as a tumour-
promoter in vivo.
Kiwifruits are well known for their healthy prop-
erty, due to high level of antioxidant polyphenols, and
they are widely used in the traditional Chinese
medicine. Is has been reported that Kiwifruit provides
protection against oxidative DNA damage and
enhances DNA repair, thereby protecting against
mutagenic changes that can lead to cancerogenesis
(Hunter et al. 2011). Kiwifruit inhibited sarcoma 180
growth in mice by 30–40 % (Motohashi et al. 2002).
However, the enhanced DNA repair and ‘‘anti-muta-
genic’’ explanation could not explain the suppression
of tumor growth, which already had its mutations
induced to make the cell tumorigenic. More likely, the
enhanced DNA repair probably involved mitochon-
drial DNA damage, not genomic DNA damage. In
addition, any interpretation of studies, such as these
should involve studying DNA damage, its repair in the
genomic DNA of stem cells (Kang and Trosko 2011).
Further, kiwifruit juice and kiwifruit extracts, from
different cultivars, inhibited the growth of cancer cells
in vitro. Lee et al. (2010a, b) showed that kiwifruit
extracts allowed WB-F344 rat liver epithelial cells to
recover from the H2O2-induced inhibition of GJIC
more efficiently than from their active phenolic
compound, quercetin. The extracellular signal-
regulated protein kinase 1/2 (ERK1/2)–connexin 43
signaling pathway seems involved in these effects.
Kiwifruit extracts blocked the H2O2-induced phos-
phorylation of Cx43 and ERK1/2 in WB-F344 cells.
Quercetin, alone, attenuated the H2O2-mediated
ERK1/2–Cx43 signaling pathway and consequently
reversed H2O2-mediated inhibition of GJIC. The high
antioxidant activity of kiwifruits and quercetin sug-
gests that the chemopreventive effect of quercetin on
H2O2-mediated inhibition of ERK1/2–Cx43 signaling
and GJIC might be mediated through its free radical-
scavenging activity. The carcinogenicity of the reac-
tive oxygen species, such as H2O2, is related to the
inhibition of GJIC, leading to the view that kiwifruit
extracts and quercetin might have chemopreventive
potential by preventing the inhibition of GJIC (Lee
et al. 2010a, 2010b).
Conklin et al. (2007) showed that genistein and
quercetin increased Cx43 and suppressed cell prolif-
eration in a metastatic human breast tumor cell line
(MDA-MB-231) at physiologically relevant concen-
trations. The same concentrations were not toxic to
non-tumorigenic human breast cells (MSTV1-7). In
the MDA-MB-231 cell culture system, Cx43 protein
levels increased, following genistein and quercetin
treatment in a dose-dependent. Some of the Cx43
appeared to localize as punctuate staining at the
plasma membrane following genistein treatment, but
not after quercetin treatment (0.5, 2.5, 5 mg mL-1).
Instead, cells treated with quercetin appeared to retain
Cx43 in the perinuclear region. Genistein and querce-
tin treatment failed to increase GJIC in MDA-MB-231
cells. The suppressed cell proliferation was consid-
ered, therefore, independent of GJIC functionality
and, based on the changes in Cx43 level and locali-
zation observed in MDA-MB-231 cells following
flavonoid treatment. However, in this work, authors
observed the effects on GJIC after 72 h of treatment
with genistein and quercetin, when it is likely that the
triggering effect had already occurred.
The potential chemopreventive effects of grapes
and red wine seem to be ascribed to the presence of
phytochemicals such as resveratrol, gallic acid, cate-
chin, quercetin, procyanidin and anthocyanidin. Res-
veratrol was associated with the decrease in
inflammation and cardiovascular diseases and a delay
in aging (Shakibaei et al. 2009). The health promoting
effect of resveratrol and its relevant documented
mechanisms of action have been critically reviewed
Phytochem Rev
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(Vang et al. 2011). In WB-F344 rat liver epithelial
cells, resveratrol, at concentrations ranging from 17 to
50 lmol L-1, was able to restore the GJIC-inhibition
induced by tumor promoters, such as TPA (12-O-
tetradecanoylphorbol-13-acetate) and 1,1-bis(p-chlo-
rophenyl)-2,2,2-trichlorethane (DDT). (Upham et al.
2007) This recovery was partly correlated with
hindered hyperphosphorylation of Cx43 (Nielsen
et al. 2000). In cancer cells, such as human liver
hepatocellular carcinoma cell line HepG2, resveratrol
arrests HepG2 cell growth in S phase, inhibits DNA
synthesis, induces cell apoptosis and increased GJIC.
The levels of GJIC increased sharply after resveratrol
treatment (100 lmol L-1), which implied that the
increased GJIC level could play a role on the effect of
resveratrol in the cancer chemopreventive activity
(Yan et al. 2006). In human glioblastoma cells,
resveratrol (20 lmol L-1) induced a delay in cell
cycle progression and was able to enhance GJIC both,
alone and in combination with controlled exposure to
X rays, which is one of the most used treatments in
cancer patients (Leone et al. 2008). Although resve-
ratrol is known for its inhibitory effects on various
cellular events associated with carcinogenesis, when
this is taken from food, the effect of other phenolic
compounds in the same food matrix has to be
considered. In addition, because resveratrol is found
in such small quantities in the diet, any protective
effect of this molecule is unlikely at normal nutritional
intakes (Manach et al. 2004).
Pterostilbene, a naturally occurring analogue of
resveratrol, predominantly found in blueberries, sev-
eral types of grapes, and tree wood, has higher
bioavailability compared to resveratrol’s antioxidant
capability and it exerts similar or better anti-carcino-
genic properties. In vitro and in vivo models, ptero-
stilbene inhibits cancer growth tumorigenesis and
metastasis with negligible toxicity (McCormack and
McFadden 2011).
Pretreatment with pterostilbene exerted a protective
effect in WB-F344 rat liver epithelial cells, allowing
recovery from H2O2-induced GJIC-inhibition and
prevented the inhibition of GJIC. The action mecha-
nism, also in this case, involves the down-regulation of
connexin43 phosphorylation by the inactivation of
ERK1/2 and p38 MAP kinase (Kim et al. 2009).
Several phytonutrients can exert prooxidant activ-
ities at high levels or in the presence of transition metal
ions or alkalis. Several studies have shown that metal-
mediated autooxidation of some phenolic phyto-
chemicals generates semiquinone radicals, resulting
in the enhancement of redox activity to produce ROS
including H2O2 (Kobayashi et al. 2004). Gallic acid,
one of the widely distributed phytochemicals and also
one of the major antioxidants in red wine, at high
concentrations, induces H2O2-production and inhibits
GJIC in rat epithelial cells. In addition, gallic acid
induces phosphorylation of connexin 43 by activation
of ERK 1/2. Resveratrol and catalase were able to
reverse this inhibition likely by a different mechanism
of protection. Catalase could attenuate the gallic acid
induced H2O2-production. Resveratrol could protect
cells by inhibition of phosphorylation of connexin 43
(Kim et al. 2009). This further confirms that phos-
phorylation of connexin 43 is a mechanism involved in
the antitumor action of many phytochemicals.
Therefore, the interactions among different phyto-
chemicals are crucial for their ultimate effect. Grape
extracts, containing mixture of polyphenols, are
demonstrated to be able to provide more considerable
health effects (Kaur et al. 2009). Most of the studies
are focused on a single phenolic compound, although
this provides essential information about the active
chemical structure, effective dose and molecular
targets, it is important to associate studies on whole
plant extracts containing the various phytochemicals.
In our lab, grape seed extracts, containing different
polyphenols with a significant amount of proanthocy-
anidins, have been investigated for their ability to
modulate GJIC in breast cancer cells, and we found
interesting changes in GJIC functionality and conn-
exin expression and localization in response to grape
seed extracts (Leone et al. unpublished).
Caffeic acid phenethyl ester
A frequent defect in human cancers is the uncontrolled
activation of the Ras signaling pathways. Increased
expression of cyclooxygenase-2 (COX-2) and inhibi-
tion of GJIC have been frequently observed in several
forms of human malignancies. H-ras-transformed rat
liver epithelial WB-F344 cell line (H-ras WB cells)
exhibits enhanced COX-2 expression, the complete
inhibition of GJIC and predominant unphosphoryla-
tion of connexin 43. Caffeic acid phenethyl ester
(CAPE), a chemopreventive phytochemical derived
from honey propolis, was reported to have anticancer
properties both in vitro and in vivo. CAPE
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significantly inhibited the constitutive expression of
COX-2 and restored the disrupted GJIC through the
phosphorylation of Cx43 in the GJIC-deficient H-ras
WB cells (Na et al. 2000; Lee et al. 2004).
Indole-3-carbinol
Indole-3-carbinol, an indole glucosinolate derived
found in cruciferous vegetables such as cabbage,
broccoli, cauliflower and Brussels sprouts, have
recognized chemopreventive properties attributable
to its ability to interfere with multiple oncogenic
signaling pathways governing cell cycle progression,
survival, invasion, and other aggressive phenotypes of
cancer cells, especially those mediated by EGFR/Src,
Akt, NF-kB, endoplasmic reticulum stress, and
nuclear receptors (Weng et al. 2008). Indole-3-carbi-
nol was demonstrated able to prevent H2O2-induced
inhibition of GJIC in WB-F344 rat liver epithelial cells
(Hwang et al. 2008) and thus prevent the oxidative
stress-related mechanisms during the tumor promotion
phase of carcinogenesis. Although inhibition of GJIC
by H2O2 was shown to implicate activation of both Akt
and MAPK signaling pathways, prevention of GJIC by
indole-3-carbinole was dependent upon inactivation of
the Akt, but not MAPK kinase. Indole-3-carbinole
could prevent H2O2-induced inhibition of GJIC in
WB-F344 cells by inhibition of Akt phosphorylation
that could also prevent phosphorylation of Cx43. Most
significantly, several chemopreventive agents, includ-
ing indole-3-carbinol, were shown to attenuating
environmental cigarette smoke- induced lesions in
rat lungs (Izzotti et al. 2010).
Statins
Recent studies have shown that statins, powerful
HMG-CoA reductase inhibitors, can modulate gap
junction protein expression both in vivo and in vitro.
Statins show very different behavior in the different
cell and animal systems, up-regulating or down-
regulating the different connexin proteins. However,
little work has been done on the effects of statins on
GJIC. Lovastatin, given to ras transformed cells
lacking functional GJIC, restored GJIC and inhibited
the tumorigenic potential of these transformed cells in
vivo without affecting the expression of the Ras
protein (Ruch et al. 1993). Lovastatin, a naturally
occurring drug found in food, such as oyster
mushrooms and red yeast rice, is able to increase the
GJIC in K-ras-transformed murine lung carcinoma
cells. However the mechanism would be different,
since the deficiency of GJIC was increased also by the
K-ras antisense oligonucleotide and PKC inhibition/
downregulation, but was independent from both Cx43
content and phosphorylation (Cesen-Cummings et al.
1998). Instead, lovastatin has been shown to inhibit, in
a dose-dependent manner, the migration and prolifer-
ation of smooth muscle cells (SMCs) through the
inhibition of the GJIC, leading to an antiproliferative
effect (Shen et al. 2010). In fact, during invasion,
connexins and GJIC have been demonstrated to
enhance cancer cells migration, and probably their
dissemination, by establishing communication with
the endothelial barrier. Thus, suppression of gap
junction function could be another explanation of
statin-induced antiproliferative effect, although the
statin-connexin-GJIC relationships need further
elucidation.
Actually, this seems to contradict the concept that
the enhancement of GJIC leads to anti-proliferative
effect. An explanation might come from the complex-
ity of the disease, evolving through various stages
during tumor progression, with cancer cells exhibiting
different activated oncogenes,-induced- phenotypes,
different connexins being expressed, and depending
on the stage of the cancer progression being consid-
ered (Cronier et al. 2009).
Medicinal plants
Because it was previously stated that GJIC has been
shown to be involved in the pathogenesis of many
inherited and acquired human diseases, the effect of
bioactive compounds from medicinal plants on GJIC
and/or connexin expression should be evaluated. One
example is that of the role of fibers from fruits and
vegetables. The long association between diets of high
fiber and low chronic diseases has still not been
adequately explained. Could the chemopreventive
effects of high fiber diets be due to (a) some mechan-
ical action attributed to the fibers during its passage
through the GI tract; (b) some physical–chemical
proteins of fiber size or adherent chemicals; or (c) the
chemical components of the digested fibers? In testing
these possibilities, Nakamura et al. (2005) demon-
strated that a component of the psyllium fiber, beta-
sitosterol, dramatically restored GJIC in Ha-ras
Phytochem Rev
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transformed rat liver epithelial cells, but did not
restored GJIC in src-, neu-, or ras-myc- transformed
cells. This suggests that the beta-sitosterol, by inte-
grating into the mammalian membrane, releases
cholesterol from the membrane and alters the mem-
brane in allowing the Ha-ras protein from being
activated.
In another study, twenty-seven ginsenosides, iso-
lated from Panax ginseng, were examined for their
effect on GJIC (Zhang et al. 2001).
Extracts of Petasites japonicus Maxim, a perennial
grass, used as food and medicinal plant in some Asian
countries, increased the level of Cx43 and GJIC, in rat
liver epithelial cells WB-F344, and it also blocked the
TPA-induced inhibition of gap junction protein
expression (Kang et al. 2010). These results show
that P. jacponicus extract might have some active
components, which stimulate GJIC between cells in
normal cells. Extracts of P. japonicus are rich of
petasin and isopetasin, and petasiphenol, reported as
inhibitors of the biosynthesis of the vasoconstrictive
peptide leukotriene, and as bio-antimutagen and anti-
cancer, respectively. Nevertheless P. japonicus also
contain petasitenine in young flower stalks that can
induce neoplasia in the rat liver. Thus, the tumorigenic
or antitumorigenic effect of P. jacponicus extract
would depend on whether the major component is
petasiphenol or petasitenine. The significance of
enhancement of GJIC has to be further investigated.
The analysis above has included an overall view of
the effect of several phytochemicals on GJIC or
connexins in specific cell systems. From this over-
view, it can be inferred that all these natural chemo-
preventive agents, with different chemical structures,
having different biochemical mechanisms of action,
all share one common cellular endpoint, namely they
either prevent the down regulation of GJIC, post-
translationally, by different classes of tumor promot-
ers (phorbol esters work as a tumour promoter
differently than does DDT as a tumor promoter) or
they up-regulate GJIC at the transcriptional level.
This brief overview does not exclude, however, the
awareness that the situation is far more complex.
Foods consist of complicated mixtures of proteins,
carbohydrates, fats, and both micro- and macronutri-
ents, making it extremely difficult to identify the
contributions of any single component to nutrition and
health. In addition, all nutrients are subject to metab-
olism by the enzymes of the GI tract and by the
microbial flora, and, in turn, phytonutrients might
impact the composition of the gut microflora (Gill
et al. 2006; Turnbaugh, et al. 2009; Hehemann et al.
2010.Wu et al. 2011; Shulzhenko et al. 2011; Muegge
et al. 2011; Kau et al. 2011). The bioavailability might
vary significantly for slightly different chemical
species, and phytonutrients are usually further metab-
olized once absorbed. Finally, the efficacy of different
phytonutrients in promoting health likely varies sig-
nificantly as a result of the specificity with which such
compounds and/or their metabolites impact different
microbiota and their released toxins, which, then, act
on the epithelium of the GI tract of different stages of
development, different genetic backgrounds and dif-
ferent genders (Kang and Trosko 2011).
As an example, resveratrol concentrations effective
on GJIC in vitro are higher than the human plasmatic
concentration found after oral administration of res-
veratrol. Resveratrol is rapidly absorbed after oral
intake, reaches low levels in the plasma, and is likely
altered by rapid metabolism to glucuronide and
sulphate conjugates. In human, after ingestion of
25 mg of trans-resveratrol per 70 kg of body weight, is
detected a peak plasma concentration of approxi-
mately 2 lmol L-1 of resveratrol (Goldberg et al.
2003). High doses as 5 g of trans-resveratrol (in
caplets) (equivalent to the amount contained in several
hundred bottles of red wine) produces concentrations
of 2.4–14 lmol L-1 of trans-resveratrol and derivate
metabolites (Boocock et al. 2007). After a dietary
administration of 85.5 mg of piceid (trans-resveratrol-
3-O-b-D-glycoside, ingested with plant-derived foods
such as red grapes, red wine, or peanuts), correspond-
ing to the content of approximately two bottles of red
wine, the trans-resveratrol metabolites quantified
peaked in the range from 0.1 to 1.0 lmol L-1 (Burkon
and Somoza 2008). However, is difficult to estimate
the specific effect of resveratrol when given as part of
food matrices.
On the other hand, recent studies suggest that the
use of resveratrol at non active low doses, in combi-
nation with other bioactive food components, such as
quercetin (Zamin et al. 2009) and sulforaphane (Jiang
et al. 2010), presented a strong synergism in inducing
apoptosis and senescence-like growth arrest in glioma
cells.
Thus, some phytochemicals might exhibit antimu-
tagenic and antitumor-promoting activities at rela-
tively low doses, whereas excess antioxidant
Phytochem Rev
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remaining in a free form might instead produce acute
toxicity or carcinogenicity. Epidemiological and
human studies support that a low risk of cancer is
more strongly related to a diet rich in multiple
antioxidants than to dietary supplementation with an
individual antioxidant. The CARET and ATBC trials
could be excellent examples of the problems of
intervention with natural compounds without under-
standing the mechanisms of action in human situations
(Duffield-Lillico and Begg 2004; Goodman et al.
2004). The recent demonstration of the induction of
gut hyperplasia and risk to colon cancer, due to
3-omega fatty acids, when empirical studies in animal
or abnormal human in vitro studies show positive
effects could do the opposite in the human in vivo
situation. (Woodworth et al. 2010).
Thus, although it has been generally believed that
antioxidants are beneficial to health, individual anti-
oxidants might exert either good or bad effects
depending on their structures and doses (Nakamura
et al. 2005; Upham and Trosko 2009). Since the
original demonstration of the action of retinoids on
cell growth inhibition of transformed cells (Mehta
et al. 1986) and the correlation of cell growth with
their actions on gap junctional intercellular commu-
nication (Mehta et al. 1989)Similarly the lack of GJIC
induced by several phytochemicals or the inhibition of
GJIC and promotion of skin tumors by retinoids
(Forbes et al. 1979; Welsch et al. 1981; Shuin et al.
1983) can have several roles in the epigenetic
induction of carcinogenesis at both the promotion
and progression stages, suggesting the necessity for
safety standards for dietary supplements made from
isolated compounds.
Another open field is represented from the newly
discovered channel proteins, pannexins, and the roles
ascribed to connexin hemichannels. It is legitimate to
think that most of the functions that have been
attributed to connexin hemichannels, can actually be
ascribed to pannexins (Vinken et al. 2010). In addition,
it seems challenging to discriminate between the
functionality of connexin hemichannels and that of
gap junctions, especially in an in vivo environment.
Anyway, thorough knowledge of the phytochemi-
cal-GJIC response system is certainly a successful
approach to phytotherapy. Although a distinguished
panel, convened to assess future research on the
chronic disease chemoprevention, never considered
the fundamental biological roles of gap junctional
intercellular communication in the regulation of
homeostatic control of basic cell functions of cell
proliferation, differentiation and apoptosis during
human development, it seems from these studies,
one cannot ignore the role of natural cancer chemo-
preventive compounds on GJIC (Kelloff et al. 2006).
In addition, once the causal relationship between GJIC
system and cancer processes has been clearly estab-
lished, the modulation of GJIC and/or connexin
proteins/gene expression could be used as a valid
screening tool for known or new found natural
compounds.
Conclusions
Evidence is increasing that the consumption of
bioactive compounds in vegetables reduces the risk
of chronic diseases, such as cancer. The possibilities of
using foods that will help to reduce the risks of specific
cancers have been a great impetus to the ‘functional
food’ industry.
The growing evidence on the involvement of plant-
derived molecules in the GJIC modulation might offer
a new perspective of the protective and/or preventive
effects of dietary phytochemicals, also in view of a
possible therapeutic use.
Although further research is required to establish
the exact mechanisms of action involving GJIC, the
GJIC- responding system could be considered as a
screening tool for the first evaluation of bioactive
natural compounds or extracts. Also, to determine
range of doses and to establish whether supplementa-
tion beyond normal dietary intake levels is beneficial,
ineffective or toxic. An assessment as to whether the
individual is deficient, normal or super proficient in
any antioxidant system might be reasonable, for to
supplement a normal individual might be a waste of
effect and if the individual was super proficient,
supplementation might even be harmful.
Understanding the specific roles of antioxidants in
cell signaling will better enable us to develop more
effective and safer intervention strategies. Exposure to
high levels of a single antioxidant could easily
overwhelm a specific effect of a precise signaling
protein or small group of signaling proteins, thus
resulting in a toxic rather than beneficial effect.
Timing, internal distribution and concentrations of
the bioactive compound in any organ or in the pre-
Phytochem Rev
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malignant or malignant cell will determine the effec-
tiveness as a chemopreventive agent. In addition, since
the promotion phase of human carcinogenesis can take
decades to occur and since nutrition and diets can
contribute to both the production and prevention of
cancer, it is important to realize that there are multiple
mechanisms of tumor promotion and the progression
(invasive and metastatic) phases of carcinogenesis,
such as activation of Protein Kinase C via exposure to
phorbol ester, inhibition of Ca?? efflux by pesticides,
or activation of MAP kinases by growth factors or
cytokines from causes of chronic inflammatory events.
All of these different intra-cellular mechanisms lead to
the down-regulation of GJIC. Each of the potential
natural bioactive components of foods can trigger or
interfere with SPECIFIC intracellular signaling mech-
anisms. Thus, the major take home lesson is that there
will never be a universal chemopreventive bioactive
compound to protect against cancers derived from all
the different organs of the body.
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