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Semiempirical molecular dynamics investigation of the excited state lifetime of ethylene
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Transcript of Semiempirical molecular dynamics investigation of the excited state lifetime of ethylene
www.elsevier.com/locate/cplett
Chemical Physics Letters 401 (2005) 276–281
Semiempirical molecular dynamics investigation ofthe excited state lifetime of ethylene
M. Barbatti a,*, G. Granucci b, M. Persico b, H. Lischka a
a Institute for Theoretical Chemistry and Structural Biology, University of Vienna, Waeringer Strasse 17, A-1090 Vienna, Austriab Dipartimento di Chimica e Chimica Industriale, Universita di Pisa, v.Risorgimento 35, 56126 Pisa, Italy
Received 20 October 2004; in final form 11 November 2004
Available online 8 December 2004
Abstract
Semiempirical molecular dynamics with surface hopping was employed to investigate the lifetime of excited states of ethylene.
Based on previous ab initio multireference configuration interaction results, a complete reparametrization of the AM1 semiempirical
parameters was performed. Depending on the initial vertical excitation energy, lifetimes from 105 to 139 fs were found for the V-
state decay. Comparison to the pump–probe experiments was performed in order to explain the large differences between the the-
oretically and experimentally obtained lifetimes. The results show that probe energies of at least 7.4 eV should be employed to ionize
the system for geometries close to the conical intersections.
� 2004 Elsevier B.V. All rights reserved.
1. Introduction
The ethylene molecule plays a fundamental role for
the understanding of photoisomerization processes and
particularly for the ultrafast energy conversion through
nonadiabatic transitions [1–4]. Although this molecule
has been intensively studied for decades, several ques-
tions about its photodynamics still remain open. In
particular, the lifetime of the excited state after photoex-
citation is still subject of discussion. While pump–probeexperimental values are around 20–40 fs [5–8], the direct
and quantum wavepacket dynamics predictions point to
values around 50 fs [9], 180 fs [10] or even more [2,4].
Ethylene is a sufficiently small molecule for which
dynamics with ab initio energy surfaces and wavepacket
dynamics can be performed [2,4,10], but already here
limitations concerning the size of the statistical samples
0009-2614/$ - see front matter � 2004 Elsevier B.V. All rights reserved.
doi:10.1016/j.cplett.2004.11.069
* Corresponding author. Fax: +43 1 4277 52793.
E-mail addresses: [email protected] (M. Barbatti),
[email protected] (H. Lischka).
[2,10] or the number of degrees of freedom [4] appear.
Our present choice, a semiempirical, on-the-fly dynamicsapproach with surface hopping [9], has the advantage of
good statistics samples and the use of a complete set of
degrees of freedom, provided that a reliable parametri-
zation of the semiempirical method has been achieved.
Moreover, investigations on smaller systems such as eth-
ylene allow to gain confidence for applications on larger
systems for which ab initio dynamics becomes impracti-
cable [11].The computational efficiency of the semiempirical
methods in comparison with ab initio methods makes
the former the obvious choice for the thousands of en-
ergy and gradient calculations necessary to compute just
one trajectory. However, the central point of the molec-
ular dynamics is the quality of the potential energy sur-
faces, and semiempirical methods using standard
parametrizations cannot be expected to work well fordistorted geometries (especially in excited states) far
from the structures used during the parametrization.
Even though a re-parametrization has been performed
for the ethylene photochemistry previously [9], some
M. Barbatti et al. / Chemical Physics Letters 401 (2005) 276–281 277
artifacts appeared, which made it desirable to investigate
this matter again.
The aim of this letter is to report on the new achieve-
ments, which were applied especially to comparative
studies on the lifetime of ethylene in the V state with
the purpose to find explanations for the already men-tioned discrepancies between experimental and theoreti-
cal results.
2. Computational details
Quasi-classical molecular dynamics simulations were
performed using an on-the-fly strategy for computingenergies, gradients and nonadiabatic couplings [9].
Transition probabilities between electronic states were
taken into account by means of the surface hopping
method developed by Tully [12]. For all simulations, a
time step of 0.1 fs was used, which gave a good level
of energy conservation, corresponding to a maximum
deviation of 0.08% in 500 fs in the average total energy
(<0.01 eV). Initial conditions were sampled so as to re-produce the normal mode quantum harmonic oscillator
(QHO) in its vibrational ground state.
The AM1 semiempirical method [13] was employed
to calculate the electronic energies. Molecular orbitals
were obtained from a closed shell calculation using the
floating occupation molecular orbitals (FOMO) method
[14], with the orbital energy width set as x = 0.2. Within
this orbital set a multi-electron configuration interaction(MECI) calculation [15] was performed with a complete
active space of two active electrons and two active orbi-
tals. Besides the ground state (N), two electronically ex-
cited states were computed, V and Z [16], for which the
main contribution in a vertical excitation comes from
the (p)1(p*)1 and (p*)2 configurations, respectively. In
order to reproduce correctly the main features of the
ethylene potential energy surface at highly distortedgeometries, the AM1 parameters set for carbon was
re-optimized by using the simplex method in order to
reproduce the multireference configuration interaction
with singles and doubles (MR-CISD) results obtained
recently [17]. This point will be discussed in more detail
in the following section.
From the initial geometries generated by the QHO
model vertical excitations were performed by acceptingonly those geometries that had the S1 state energy in the
interval Ev ± DEv. In order to simulate the excitation to
two different regions of the absorption band, we set
Ebv ¼ 6:2� 0:3 eV, which is the experimental excitation
energy used in [5,7] and Ecv ¼ 7:35� 0:15 eV, the com-
puted vertical excitation from the ground state minimum
at theAM1 level. For the former, 43 500 initial geometries
were constructed, from which just 680 had a V state lyingin the ±DEv range. For the other vertical energy, 2000 ini-
tial geometries were constructed and 746 were accepted.
The direct trajectories with surface hopping (DTSH)
approach as implemented in a development version of
the MOPACOPAC package [18] was used and is described in de-
tail in [9]. Ab initio calculations were performed in order
to obtain the ground state energy of the C2Hþ4 ion.
State-averaged CASSCF(2,2) calculations were per-formed for the three ethylene valence states N, V and
Z and the C2Hþ4 ground state. The same CAS(2,2) was
used as reference space in the subsequent multi-reference
configuration interaction calculations with singles and
doubles (MR-CISD). For each of the structures investi-
gated, the geometry of the neutral species was optimized
at the MR-CISD level and for this geometry the energy
of the ionic species was computed also. Details of the abinitio calculations can be found in [17].
3. The quality of the AM1 parameter fitting
As is well known (see, e.g., [1,4]), after vertical excita-
tion from the planar ground state to the first excited va-
lence state (V), the V state is stabilized by a torsionaround the CC axis. The ionic state Z is strongly stabi-
lized by this torsion as well, and the V and Z states
become almost degenerate around 90�. The V-excited
twisted-orthogonal structure can be further stabilized
by pyramidalization of one CH2 group or by H-migra-
tion, in the latter case resulting finally in the ethylidene
isomer. An extended S0/S1 crossing seam exists along
these two paths [17], with minima located in thetwisted-pyramidalized and the ethylidene intersection
seam. The most interesting structures are characterized
in Fig. 1.
As can be seen from Fig. 2, the AM1 default param-
eters [13] do not reproduce the conical intersection at the
twisted-pyramidalized structure (Fig. 1), which most
probably is the main funnel to the nonadiabatic transi-
tion to the ground state. A previous reparametrization[9] provided a good description of the twisted-pyrami-
dalized conical intersection. However, this previous set
of parameters also produced an undesired mixing of rand p molecular orbitals in the active space, which re-
sulted in a wrong energetic preference of a cis-double
pyramidalization of planar ethylene in the V state. The
main consequence was a fast double pyramidalization
occurring at the beginning of the dynamics. This processproduced a shortcut to the twisted-pyramidalized coni-
cal intersection and the lifetime for the S1 excited state
was predicted to be only 50 fs, in contrast to other
calculations [2,4,10].
In the present work, a new parameters set was devel-
oped in order: (i) to keep the good description for the
twisted-pyramidalized conical intersection of the first
re-parametrization, (ii) to add new and better ab initiotargets to the fitting procedure, and (iii) to eliminate
the spurious mixing in the active space.
Fig. 1. Selected geometrical parameters computed at the AM1 level for
the main structures studied in this work. Values in brackets are taken
from the MR-CISD results of [17]. For the twisted-pyramidalized
MXS, the pyramidalization angle is 95.2� [104.4�]. Distances are given
in A and angles in degrees. c.i. stands for conical intersection.
2
4
6
8
10
12 Semiempirical (new parameters)
2
4
6
8
10
12Semiempirical (AM1 default parameters)
Ene
rgy
(eV
)
0 20 40 60 80 100 120
2
4
6
8
10
12
Pyramidalization angle (Degrees)
Ab Initio
Fig. 2. Potential energy curves for the rigid symmetrical pyramidal-
ization of one CH2 group calculated at the AM1 level with the new
parameters set (top) and with the AM1 default parameters set
(middle). At the bottom, the ab initio result according to [17] are
given. Zero degree corresponds to the twisted-orthogonal structure
(see Fig. 1). The planar ground-state ethylene energy represents the
energy zero.
278 M. Barbatti et al. / Chemical Physics Letters 401 (2005) 276–281
The optimization process of the AM1 parameter setwas performed as described in [11]. Table 1 shows the
structures, energies and weights used for the optimiza-
tion. Table 2 collects the new parameter set. In addition
to the targets used in the previous optimization [9], we
included the cis-doubly pyramidalized structure (re-
stricted to a pyramidalization angle of 70�) and the eth-
ylidene conical intersection. The weight w for each state
of each structure was chosen according to the estimatedrelevance for the photodynamical process. For instance,
the ground state energies for the planar structure (opti-
mized for the V state) and for the double-pyramidalized
structure received the lowest weights, since their occur-
rence in our dynamics runs should be rather unlikely.
On the other hand, the V state energy for the planar
structure (optimized for the ground state) and for the
twisted-orthogonal structure received the largestweights, given their importance for the first stages of
the dynamics. No drastic changes in the new parameter
set in comparison with the previous sets [9,13] were
observed.
Fig. 1 shows the geometrical parameters for a set ofstationary structures and conical intersections. The gen-
eral agreement between the AM1 and the MR-CISD re-
sults is quite good. A detailed comparison between the
two methods shows that the CC distance is systemati-
cally smaller at the AM1 level than at the MR-CISD
level. On the contrary, the CH distances are larger at
the former level. Concerning the conical intersections,
we note that the H-migration angle is 10.7� smaller usingthe AM1 method. As already discussed previously [17],
the twisted-pyramidalized minimum of the crossing
seam (MXS) has some degree of H-migration character.
This can be seen from the asymmetry of the CH distance
of the pyramidalized CH2 group. The present AM1 po-
tential energy surface (PES) overemphasizes this H-
migration character (Fig. 1). The most critical difference,
however, is the energy difference between the twisted-orthogonal geometry and the twisted-pyramidalized
MXS in the S1 state. While this value is 0.94 eV at the
MR-CISD level, it is only 0.24 eV at the AM1 level.
The overemphasis of the H-migration character and
Table 1
Ab initio energies used as targets in the AM1 parameter optimization
and corresponding semiempirical results obtained with the optimized
parameters
State Energy (eV) w
Semiempirical Ab initioa
Planar ground state
S0 0.00 0.00 –
S1 7.36 7.80 2.0
Planar V state
S0 0.17 0.45 0.5
S1 7.18 7.70 1.0
Twisted orthogonal V state (rigid torsion)
S0 2.08 3.00 1.0
S2 5.00 5.46 2.0
Twisted-pyramidalized MXS
S0 4.76 4.52 2.0
DE01 0.004 0.001 1.0
Doubly-pyramidalized (70�)S0 1.86 1.57 0.5
DE01 0.36 0.50 1.0
Ethylidene MXS
S0 3.90 4.57 2.0
DE01 0.003 0.001 1.0
DE01 is the energy difference between S0 and S1 states, w is the weight
of each state in the optimization function.a Ab initio results calculated at the MR-CISD + Q/SA-3-RDP/aug-
cc-pVDZ level. See [17] for details.
Table 2
Optimized AM1 parameters for carbon
Parameter Value
Uss �52.785103
Upp �39.092898
bs �15.681806
bp �7.746831
ns 1.822883
np 1.691083
Gss 12.190950
Gsp 11.527107
Gpp 12.0138080
Gp2 9.996804
Hsp 2.385988
0.4
0.6
0.8
1.00 50 100 150 200
0.0
0.2
0.4
0.6
0.8
1.0
S1
S
Ev
b = 6.2 ± 0.3 eV
τb = 139 ± 1 fsS
1+S
2
S1+S
2
S2
S1
S0
Ave
rage
occ
upat
ion
Ev
c = 7.35 ± 0.15 eV
τc = 105 ± 1 fs
M. Barbatti et al. / Chemical Physics Letters 401 (2005) 276–281 279
the small pyramidalization gradient have opposite ef-
fects on the dynamics, since the former favors the path
to conical intersections, while the second feature slows
down the motion toward the conical intersection. There-
fore, we expect some partial compensation in the com-
puted lifetimes.
0 50 100 150 2000.0
0.2S
2 0
Time (fs)
Fig. 3. S0, S1, S2 and S1 + S2 occupations as a function of time. Top:
Ecv ¼ 7:35� 0:15 eV, bottom: Eb
v ¼ 6:2� 0:3 eV.
4. Results and discussion
Using the new parametrization, we performed simu-
lations with the two ranges of vertical excitations,
Ebv ¼ 6:2� 0:3 eV and Ec
v ¼ 7:35� 0:15 eV, correspond-
ing to the beginning (b) and to the center (c) of the
absorption band, respectively. In both cases, after exci-
tation to the excited state, ethylene starts a torsional mo-
tion after just 8 fs. Transitions between the V and Z
states are common, mainly for geometries close to the
twisted-orthogonal structure, for which these states arealmost degenerate. These transitions start already after
10 fs (Fig. 3), and the number of trajectories in the S2(Z) state increases quickly, reaching up to 20% around
20 fs, after which the occupation starts to decrease. Dur-
ing the initial phase of the dynamics one can observe a
pattern of oscillations in the occupations of the S1 and
S2 states, corresponding to a transfer between these
two states, with an average period of 18 ± 2 fs(1852 ± 200 cm�1). The same occupation of the S2 state,
with oscillatory patterns between S1 and S2, was de-
scribed previously by Viel et al. [4]. These authors also
emphasized the importance of the asymmetrical scissor-
ing motion for the coupling between V and Z during the
first 50 fs of the dynamics [19].
After 18 fs in case of Ecv and 24 fs for Eb
v transitions to
the ground state appear (Fig. 3). After 50 fs, the occupa-tion of S0, n(S0) is 0.24 in the first case and just 0.09 for
the latter, but both evolve faster than in the AIMS [10]
and in the MCDTH [4] dynamics.
The lifetimes calculated for the two initial conditions
are shown in Table 3. The decay in n(S1) was fitted
with the function n = exp(�t/s), where s is the lifetime.
For Ecv the S1 lifetime sc1 ¼ 105 fs, for Eb
v sb1 ¼ 139 fs.
Table 4
280 M. Barbatti et al. / Chemical Physics Letters 401 (2005) 276–281
The average occupation n(S1) and the respective lifetime
includes all transitions from S1 to S0 as well as to S2. In
order to compare the simulated lifetimes with the exper-
imental results of [5] and [7], which used just one expo-
nential function to fit the ion signal, we should look at
the total excited state decay n(S1) + n(S2) (see Fig. 3).By using a single exponential function to fit
n(S1) + n(S2), we get sc1þ2 ¼ 137 fs and sb1þ2 ¼ 188 fs.
Mestagh et al. [7] pointed out that the ultrafast decay
of the ethylene molecule observed experimentally could
be partly a consequence of the experimental excitation
energy at 200 nm (6.2 eV). Since the center of the
absorption band is more than 1 eV higher, only very dis-
torted geometries presumably closer to the conical inter-section point would be excited. In the present
simulations, however, we found (Table 3) for the excita-
tion into the beginning of the progression band ðEbvÞ the
lifetime is actually larger than for the Ecv case. To explain
this point, we have to bear in mind that not only geo-
metrical criteria such as the distance to the conical inter-
section must be taken into account, but also energetic
criteria. In case of excitation into the center of the band,the system has more vibrational-excess energy. Thus, it
can move faster to the conical intersection than with
the excitation into the beginning of the band. The actual
ratio between these two factors will depend on the de-
tails of the excited-state energy surface and on the distri-
bution of the excess energy into individual vibrational
modes. Analysis of the dynamics data showed that con-
sidering the torsion mode only the ethylene moleculearrives slightly earlier at the twisted-orthogonal struc-
ture when excited into the beginning of the progression
band. This fact is in agreement with the geometrical
argument. However, in order to reach the conical inter-
section more complicated motions including pyramidal-
ization and hydrogen migration have to be performed
for which the higher vibrational energy of the excitation
into the band center seems to be the decisive factor.The lifetimes obtained in the present simulation are
smaller than the AIMS result but still of the same order
Table 3
Lifetimes of the excited states
Method Lifetime (fs)
DTSHc S1 ! S2, S0 139 ± 1a/105 ± 1b
DTSHc S1, S2 ! S0 188 ± 2a/137 ± 2b
DTSH [9] S1 ! S2, S0 50
AIMS [2] >250
AIMS [10] 180
MCDTH [4] >>100
Experimental [5] 30 ± 15
Experimental [6] 40 ± 20
Experimental [7] 20 ± 10
Experimental (s1 + s2) [8] 25 ± 5
a Ebv ¼ 6:2� 0:3 eV.
b Ecv ¼ 7:35� 0:15 eV.
c Present work.
(see Table 3). Concerning the MCDTH calculations [4],
the difference can be attributed to the restriction to the
6-dimensional PES employed in that simulation. The
freezing of the rocking and the CH-stretching modes
has as consequence a poor description of the twisted-
pyramidalized MXS and a complete lack of H-migrationcharacter. Both factors contribute to slowing down the
process of reaching the pyramidalized MXS.
All lifetimes obtained by dynamics simulations,
including the present ones, are very long compared to
the experimental ones (Table 3). A possible explanation
has already been suggested in [4,7,10]. The probe lasers
used for ionization of the excited state is operating at an
energy of 4.64 eV (267 nm) [5,7]. This energy is sufficientto ionize the V state ethylene only in the neighborhood
of the vertical excitation assuming the occurrence of
single-photon processes only.
Table 4 shows the vertical excitation energy of the V
state and the corresponding vertical energy of the ethyl-
ene cation for a few important structures. Both AM1
and MR-CISD results are given for comparison. For in-
stance, the ionization energy of the planar V state is 2.63eV, a value sufficiently small to be covered by the exper-
imentally available 4.6 eV for the ionization process.
However, for the twisted-pyramidalized MXS, for
example, we see in Table 4 that the required energy
for ionization is 7.2 eV, significantly above the available
4.6 eV. Similar observations can be made for the other
two conical intersections given in Table 4.
Fig. 4 shows the necessary energy to ionize ethylenefor each time step of the dynamics simulation. Averag-
ing over all trajectories was performed and the energies
of the ion and of the neutral molecule were computed at
the same geometry. The graph shows that a probe en-
ergy of 4.6 eV is not able to ionize the system after about
30 fs (indicated by snd, for non-detectable). This is a
much shorter time than the theoretically predicted life-
times and close to the experimental results. A similar
AM1 energies for the S1 state of ethylene and for the ground state of
the ethylene ion
Structure Energy (eV)a DE (eV)
S1(C2H4) S0 ðC2Hþ4 Þ
b
Planar 7.36 [7.55]c 9.99 [10.02]d 2.63 [2.47]
Twisted-orthogonal 4.90 [5.24]e 10.66 [11.35] 5.76 [6.11]
Twisted-pyramidalized MXS 4.76 [4.27] 11.97 [11.70] 7.21 [7.43]
Ethylidene MXS 3.90 [4.26] 10.81 [11.61] 6.91 [7.35]
DE is the energy difference between these two states.
Values in brackets are ab initio results.
Zero energy corresponds to the energy of the ground state equilibrium
geometry of ethylene.a Ab initio results calculated at the MR-CISD + Q/SA-4-CAS(2,2)/
aug-cc-pVDZ level. See [17] for details.b The S0 ðC2H
þ4 Þ energy is the IP without ZPE correction.
c Eexp = 7.66 eV.d Eexp = 10.5 eV.e Optimized for the V state.
0 20 40 60 80 100 120 140 160 180 2002
4
6
8
τb
τc
172 nm (7.21 eV)
τnd
267 nm (4.6 eV)Enoi
E-top
)Ve(
Time (fs)
Ev = 6.20 eV
Ev = 7.35 eV
Fig. 4. Average energy difference between the ground state of the
C2Hþ4 ion and the potential energy of ethylene at each time step
calculated at the AM1 level with vertical excitation energies of 6.2 and
7.35 eV.
M. Barbatti et al. / Chemical Physics Letters 401 (2005) 276–281 281
reduced lifetime was also obtained by Ben-Nun et al.
[10] assuming a 3.5 eV ionization threshold in AIMS
dynamics calculation. This simple analysis, which cer-tainly does not model completely the experimental situ-
ation, demonstrates nicely the problems with the
interpretation of the experimentally observed lifetimes.
We believe that, unless probe energies around 7.4 eV
(168 nm) are used, the measured lifetimes will corre-
spond just to the time the molecule needs to leave the
detection window while still being in the S1 state.
5. Conclusions
The present simulations of the photodynamics of eth-
ylene give for the lifetime of the S1 excited state values
between 105 and 139 fs, depending on the initial excita-
tion energy. The lifetime of the S1 and S2 states together,
which should be the quantity of interest in comparisonwith experimental data ranges from 137 to 188 fs. Our
simulations also show that probe energies of at least
7.4 eV should be employed in order to ionize the system
for geometries close to the conical intersections.
Our analysis follows the usual hypothesis that the va-
lence states dominate the ethylene photodynamics and
that the V-state decay occurs mainly through a conical
intersection with the ground state following torsionaland pyramidalization processes. However, based on
their new pump–probe experimental results using
multi-photon ionization techniques, Stert et al. [8] re-
cently proposed a quite distinct model, in which the
V-state decay would occur to a second excited state after
just 10 fs. From there, a non-detectable state would be
reached in additional 15 fs.
These ultrafast lifetimes are not compatible with therather long lifetimes connected to the just-mentioned tor-
sional mode followed by pyramidalization and/or hydro-
gen migration processes. Presently, there are two
independent and alternative models to explain such fast
experimental lifetimes. One possibility is the limitation
in the detection window as explained above. The other
is the influence of a second excited state as proposed byStert et al. [8]. At this moment, in our opinion there is
not enough theoretical and experimental evidence avail-
able in order to decide in favor of one of them, and both
options deserve to be investigated in more detail. The
former possibility can be tested in the laboratory by
using larger probe energies than has been used so far
and the latter one rises the need to include in future the-
oretical investigations other excited states than the threevalence states treated in the dynamics calculations.
Acknowledgements
The authors thank Prof. W. Fuß and Prof. M. Oliv-
ucci for valuable discussions. The authors acknowledge
support by the Austrian Science Fund within the frame-work of the Special Research Program F16 and Project
P14817-N03 and by COST, Project No. D26-0006-02.
Mario Barbatti thanks for the financial support from
the Brazilian funding agency CNPq.
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