Nobody’s Fault but Mine: Judicialization of indigenous politics in Chile

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Extremely rough draft – do not cite w/o permission | v. Mar.24 1 Nobody’s Fault but Mine: Judicialization of indigenous politics in Chile + Domingo A. Lovera Parmo Abstract Although a contested and multifarious concept, judicialization of politics brings a negative charge. It suggests that by leaving courts to step in there is something we, as a political community, lose. In fact, judicialization of politics assumes there are certain matters that should be addressed (the legitimacy critique) or that are better dealt with (the technical capacities argument) in political avenues rather than in judicial chambers. This work contributes to assess the legitimacy critique in Chile regarding indigenous peoples policies. It does so from a constitutional law perspective. It begins framing courts willingness to hear citizens’ demand within a process largely felt throughout the Latin American region. It then shows the precarious political and social status of indigenous peoples in Chile, admittedly one of the reasons that have taken them to seek redress in the judicial arena. However—as it then explains—the cases Chilean courts have been dealing with have not had comprehensive political impact, but have been narrow in both scope and political effects (most of them limited to enforce rights legislatively provided). It ends suggesting that judicialization has been a twoway process; as will be noted, the state has played its part in transferring key political matters to courts. + Draft to be presented at the workshop “Rethinking the State: Law and Politics in the making of inequalities in Latin America,” organized by the International Research Network on Interdependent Inequalities in Latin America, LateinamerikaInstitut, Freie Universität Berlin (April 45, 2014). Assistant professor, Universidad Diego Portales (Chile).

Transcript of Nobody’s Fault but Mine: Judicialization of indigenous politics in Chile

Extremely  rough  draft  –  do  not  cite  w/o  permission       |  v.  Mar.24  

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Nobody’s  Fault  but  Mine:  

Judicialization  of  indigenous  politics  in  Chile+  

 

 

Domingo  A.  Lovera  Parmo∗  

 

Abstract  

Although   a   contested   and   multifarious   concept,   judicialization   of   politics   brings   a  

negative  charge.  It  suggests  that  by  leaving  courts  to  step  in  there  is  something  we,  as  a  

political   community,   lose.   In   fact,   judicialization   of   politics   assumes   there   are   certain  

matters  that  should  be  addressed  (the  legitimacy  critique)  or  that  are  better  dealt  with  

(the   technical   capacities   argument)   in   political   avenues   rather   than   in   judicial  

chambers.  

This  work   contributes   to   assess   the   legitimacy   critique   in   Chile   regarding   indigenous  

peoples   policies.   It   does   so   from   a   constitutional   law   perspective.   It   begins   framing  

courts  willingness  to  hear  citizens’  demand  within  a  process  largely  felt  throughout  the  

Latin   American   region.   It   then   shows   the   precarious   political   and   social   status   of  

indigenous  peoples  in  Chile,  admittedly  one  of  the  reasons  that  have  taken  them  to  seek  

redress   in   the   judicial   arena.  However—as   it   then   explains—the   cases   Chilean   courts  

have   been   dealing   with   have   not   had   comprehensive   political   impact,   but   have   been  

narrow   in   both   scope   and   political   effects   (most   of   them   limited   to   enforce   rights  

legislatively   provided).   It   ends   suggesting   that   judicialization   has   been   a   two-­‐way  

process;   as   will   be   noted,   the   state   has   played   its   part   in   transferring   key   political  

matters  to  courts.    

                                                                                                                       +  Draft  to  be  presented  at  the  workshop  “Re-­‐thinking  the  State:  Law  and  Politics  in  the  making  of  inequalities  in  Latin  America,”  organized  by  the  International  Research  Network  on  Interdependent  Inequalities  in  Latin  America,  Lateinamerika-­‐Institut,  Freie  Universität  Berlin  (April  4-­‐5,  2014).  ∗  Assistant  professor,  Universidad  Diego  Portales  (Chile).    

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Introduction  

Judicialization  has  become  a  common  word  in  Chilean  newspapers  op-­‐eds  and  notes  

analyzing  mining,  energy  and  environmental  projects.  Its  negative  effects,  it  is  

normally  argued,  are  evident:  judicialization  increases  transaction  costs  for  investors,1  

it  promotes  uncertainty,2  and  it  generates  a  waste  of  technical  agencies  that  are  better  

suited—so  they  claim—to  make  (again)  technical  decisions.3  Eventually,  economic  

development  is  threatened  as  Chile  is  no  longer  an  attractive  land  to  invest4  while  the  

menace  of  future  power  outages  is  around  the  corner.5  

Many,  if  not  most,  of  these  critiques  are  directed  against  judicial  decisions  passed  on  

complaints  indigenous  communities  have  brought  before  domestic  courts.6  Most  of  

these  cases  in  fact  deal  with  the  breach  of  the  state’s  duty  to,    

consult  the  peoples  concerned,  through  appropriate  procedures  and  in  

particular  through  their  representative  institutions,  whenever  consideration  is  

being  given  to  legislative  or  administrative  measures  which  may  affect  them  

directly.7  

                                                                                                               1  Proyectos  mineros  y  de  energía  paralizados  superan  US$40  mil  millones  …  por  judicialización  o  alza  en  los  costos  [Mining  and  energy  projects  stopped  reach  US40  millions  …  because  of  judicialization  and  increasing  costs],  LA  SEGUNDA  ONLINE,  May  22,  2013,  available  at:  http://www.lasegunda.com/Noticias/Economia/2013/05/849415/proyectos-­‐mineros-­‐y-­‐de-­‐energia-­‐paralizados-­‐superan-­‐us40-­‐mil-­‐millones-­‐por-­‐judicializacion-­‐o-­‐alza-­‐en-­‐los-­‐costos  (last  accessed  Jan.  12,  2014).    2  Presidente  justifica  déficit  en  energía  y  acusa  judicialización  de  proyectos  [The  President  justifies  energy  deficit  and  denounces  judicialization  of  projects],  LA  TERCERA,  May  22,  2013.  3  Judicialización  de  las  calificaciones  ambientales  [Judicializing  environmental  resolutions],  LA  TERCERA,  Apr.  2,  2012.  4  Desaliento  en  la  inversión  minera  [Discouraging  mining  investment],  EL  MERCURIO,  Mar.  7,  2014.  5  La  Tormenta  perfecta  [The  perfect  storm],  EL  MERCURIO,  Apr.  3,  2012.  6  Dificultades  para  aplicación  del  Convenio  169  [Difficulties  applying  Convention  169],  LA  TERCERA,  Aug.  01,  2013.  7  Article  6(1)(a)  of  the  International  Labour  Organization,  Convention  No  169,  27  June  1989  (hereinafter  ‘the  Convention’).  

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Both  the  government,8  with  then  President  Piñera  taking  the  leading  voice,9  and  local  

associations  of  investors  and  merchants10  have  claimed  the  terms  of  the  Convention  to  

be  too  vague  and  definitions  there  contained  too  ample  and  open  to  

miscomprehension,  thus  inviting  uncontrolled  (there  is  no  way  to  stop  it)11  as  well  as  

unnecessary  (let  the  technical  agencies  do  their  job)12  judicialization.  

Yet  a  contested  and  multifarious  concept,  judicialization  of  politics  brings  a  negative  

charge.  It  suggests  that  by  leaving  courts  to  step  in  there  is  something  we,  as  a  political  

community,  lose.  In  fact  the  judicialization  of  politics  assumes  there  are  certain  

matters  that  should  be  addressed  (the  legitimacy  critique),13  or  that  are  better  dealt  

with  (the  capacities  objection),14  in  political  avenues  rather  than  in  judicial  chambers.    

According  to  the  legitimacy  critique,  the  one  I  will  mainly  focus  on  here,  “the  

legislative  power  is  supposed  to  be  exercised,  directly  or  indirectly,  by  the  people;  and  

power  for  and  by  the  people  is  the  principal  source  of  direction  and  legitimacy  in  a  

                                                                                                               8  Consulta  indígena  del  Convenio  169:  Tiempo  de  definiciones  [Indigenous  consult  in  the  169  Convention:  Time  for  definitions],  QUÉ  PASA,  Aug.  29,  2012.  9  Piñera  advirtió  por  “judicialización  excesiva”  de  proyectos  energéticos  [Piñera  warned  “exesive  judicialization”  of  energy  projects],  NACION.CL,  Jan.  8,  2013,  available  at:  http://www.lanacion.cl/noticias/economia/energia/pinera-­‐advirtio-­‐por-­‐judicializacion-­‐excesiva-­‐de-­‐proyectos-­‐energeticos/2013-­‐01-­‐08/093336.html  (last  accessed  Jan.  12,  2014).  10  Sofofa  respaldó  críticas  del  gobierno  a  la  Suprema  por  Castilla  y  fallos  ambientales  [Sofofa  backed  governmental  critiques  against  the  Supreme  Court  for  its  environmental  decisions],  LA  TERCERA,  Oct.  25,  2012.  11  Futuro  reglamento  indígena  no  garantizará  fin  de  judicialización  de  proyectos  de  inversión  [Future  indigenous  regulations  will  not  guarantee  the  end  of  judicialization  of  projects],  DIARIO  FINANCIERO,  Oct.  14,  2013.  12  Judicialización  de  proyectos  eléctricos  [Judicialization  of  electric  projects],  LA  TERCERA,  Jan.  12,  2013.  13  JEREMY  WALDRON,  LAW  AND  DISAGREEMENT  (1999)  (arguing  in  a  democracy  it  is  the  people  or  the  legislators  who  have  to  make  core  political  decisions,  not  the  judges)  [hereinafter  WALDRON,  LAW  AND  DISAGREEMENT].  If  courts  were  to  make  substantive  decisions  instead  of  the  representative  branch,  then  it  would  be  acting  in  a  way  that  creates  democratic  difficulty.  ALEXANDER  M.  BICKEL,  THE  LEAST  DANGEROUS  BRANCH:  THE  SUPREME  COURT  AT  THE  BAR  OF  POLITICS  16-­‐22  (2d  ed.  1986).  14  Cite    

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democratic  government.”15  In  fact  it  is  politicians  subordination  to  the  people,  mainly  

through  elections,  but  also  by  means  of  whichever  way  public  opinion  gets  shaped,16  

where  legitimacy  stems  from.17  

That  the  people  are  the  final  source  of  legitimacy  also  explains  the  specific  meaning  

political  arbitrariness  acquires  here.  For  arbitrariness  here  is  not  related  to  the  lack  of  

predictability  or  reasonability  in  decisions  (the  usual  touchstone  of  arbitrariness),  but  

to  the  fact  that  we  have  reserved  for  our  representatives  or  ourselves  the  power  to  

make  core  political  decisions.18    

Therefore  when  courts—not  directly  accountable,  however  responsive,  to  the  

people—19step  in  to  make  core  political  decisions  there  is  a  justifiable  sense  of  

political  offense  the  people  might  feel.  For  courts  would  be,  to  use  the  words  the  

Chilean  Constitutional  Court  once  used,  replacing  the  will  of  the  legislator  or  that  of  

the  President  for  its  own  will.20  There  may  be  nothing  substantively  wrong  with  the  

judicial  will,  except  from  the  fact  it  is  a  will  exactly  defined  by  its  independence  from  

the  people.21  By  placing  themselves  as  the  final  expositors  of  relevant  sections  of  the  

                                                                                                               15  John  Ferejohn,  Judicializing  Politics,  Politicizing  Law,  65  LAW  AND  CONTEMPORARY  PROBLEMS  41,  44  (2002)  [hereinafter  Ferejonh,  Judicializaing  Politics]  16  ROBERT  C.  POST,  DEMOCRACY,  EXPERTISE,  ACADEMIC  FREEDOM:  A  FIRST  AMENDMENT  JURISPRUDENCE  FOR  THE  MODERN  STATE  14-­‐5  (2012).  17  Martin  Shapiro  &  Alec  Stone  Sweet,  Law,  Courts,  and  Social  Science,  in  MARTIN  SHAPIRO  &  ALEC  STONE  SWEET,  ON  LAW,  POLITICS,  AND  JUDICIALIZATION  1,  4  (2002)  [hereinafter,  Shapiro  &  Stone,  Law,  Courts,  and  Social  Science].  18  WALDRON,  LAW  AND  DISAGREEMENT,  at  167-­‐8.  19  Ferejonh,  Judicializaing  Politics,  supra  note  XX,  at  53.  20  Tribunal  Constitucional  de  Chile  [Constitutional  Court],  Case  No  591,  Jan.  11  2007  (cons.  9)  (“En  efecto,  al  resolver,  dentro  del  concepto  chiovendano,  el  Tribunal  sustituye  la  voluntad  de  los  sujetos  involucrados  en  el  conflicto,  haciendo  prevalecer  su  voluntad  por  sobre  la  del  órgano  controlado.  En  otros  términos,  el  Tribunal  Constitucional  sustituye  la  voluntad  de  los  parlamentarios  o  la  del  Presidente  de  la  República.”).  21  Shapiro  &  Stone,  Law,  Courts,  and  Social  Science,  supra  note  XX,  at  4-­‐5;  WALDRON,  DIGNITY  OF  LEGISLATION  1-­‐2  (1999);  J.  HARVIE  WILKINSON  III,  COSMIC  CONSTITUTIONAL  THEORY:  WHY  AMERICANS  ARE  LOSING  THEIR  INALIENABLE  RIGHT  TO  SELF-­‐GOVERNANCE  21  (2012)  (The  imperfections  of  democracy  [intolerant,  biased,  venal  …]  are  the  imperfections  of  the  human  condition,  which,  by  the  way,  have  not  passed  the  

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Constitution  (i.e.  rights),  something  that  definitively  impacts  the  contours  of  politics,22  

courts  alter  the  appropriate  balances  of  power.23  

Of  course  judicialization  cannot  amount  to  the  mere  fact  of  having  courts  making  

decisions  that  (in  one  way  or  another)  have  public  impact.  A  decision  of  a  court  that  

prosecutes  a  public  servant  for  having  misappropriated  public  funds  that  impacts  the  

political  landscape  says  little,  if  any,  about  the  legitimacy  issue  I’m  dealing  with  here.24  

After  all,  as  I  will  say  below,  the  Rule  of  Law  (with  capitals)  implies  a  restriction  as  to  

the  form  that  governmental  acts  can  take.25  

What  is  relevant  from  the  legitimacy  viewpoint  occurs  when  courts  step  in  to  decide  

matters  that  were  previously  decided  in  arenas  other  than  the  judicial  chambers  as  

well  as  the  pervasive  presence  of  “judicial  processes  and  of  courts  rulings  in  political  

and  social  life,  and  the  increasing  resolution  of  political,  social,  or  state-­‐society  

conflicts  in  the  courts.”26  As  Ran  Hirschl  puts  it,  judicialization  occurs  where  there  is  a  

“reliance  on  courts  and  judicial  means  for  addressing  core  moral  predicaments,  public  

                                                                                                               judicial  branch  by”);  Erwin  Chemerinsky,  In  Defense  of  Judicial  Review:  A  Reply  to  Professor  Kramer,  92  CAL.  L.  REV.  1013,  1016  (2004)  (claiming  that  assuming  popular  constitutionalism  postulates  would  mean  that  “[c]onstitutional  interpretation  would  be  transferred  from  an  institution  largely  insulated  from  political  pressure  to  one  that  is  highly  majoritarian”).  22  Pilar  Domingo,  Judicialization  of  Politics  of  Politization  of  the  Judiciary?  Recent  Trends  in  Latin  America,  11  DEMOCRATIZATION  104,  117  (2004).  But  see,  MARK  TUSHNET,  TAKING  THE  CONSTITUTION  AWAY  FROM  THE  COURTS  17-­‐21  (1999)  (showing  how  political  branches  normally  resort  toa  large  array  of  strategies  to  circumvent  core  judicial  decisions);  KENT  ROACH,  THE  SUPREME  COURT  ON  TRIAL:  JUDICIAL  ACTIVISM  OR  DEMOCRATIC  DIALOGUE  (2001)  (emphasizing  courts  are  but  one  of  the  participants  in  a  broader  and  ongoing  political  dialogue  related  to  constitutional  meaning);  Carol  Nackenoff,  Is  there  a  political  tilt  to  “juristocracy”?,  65  MD.  L.  REV.  139,  147-­‐8  (2006)  (arguing  that  even  if  judicial  decisions  were  final  constitutional  expositions,  political  deliberations  teach  that  a  single  issue  has  several  other  related  aspects  at  stake).  23  Rachel  Sieder  et  al.,  Introduction,  in  THE  JUDICIALIZATION  OF  POLITICS  IN  LATIN  AMERICA  1,  2  (Rachel  Sieder  et  al.,  eds  2005)  [hereinafter  Sieder  et  al.,  Introduction].  24  Although,  as  Ferejohn  has  shown,  simple  crimes  can  be,  and  have  been,  used  by  courts  to  outlaw  practices  considered  as  regular  by  political  parties.  Ferejonh,  Judicializaing  Politics,  supra  note  XX,  at  61.  25  See  below,  notes  XX-­‐XX.  26  Sieder  et  al.,  Introduction,  supra  note  XX,  at  3.  

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policy  questions,  and  political  controversies.”27  Reliance  denotes  a  practice  sustained  

in  time  where  core,  and  not  any,  political  issues  are  transferred  to  courts.  

Furthermore,  that  there  are  certain  matters  that  have  been  transferred  to  courts  also  

indicates  that  those  were  issues  beforehand  addressed  in  political  avenues.  

Drawing  on  this  conception  of  judicialization28  I  will  argue  that  the  critiques  in  the  

Chilean  scenario  are,  at  least  when  it  comes  to  indigenous  politics,  overexaggerated.  

There  is  nothing  in  the  cases  related  to  indigenous  peoples  in  Chile  that  can  be  framed  

under  what  Hirschl  calls  ‘mega-­‐politics,’  that  is  questions  of  “electoral  processes  and  

outcomes,  restorative  justice,  regime  legitimacy,  executive  prerogatives,  collective  

identity,  and  nation-­‐building.”29  I  want  to  argue  that  the  mere  fact  of  having  courts  

stepping  in  is  not  enough  a  reason  to  outcry  politics  is  lost.  In  fact,  as  I  want  to  suggest,  

there  are  situations  where  courts  can  actually  enrich  the  political  debate.30    

I  will  do  this  from  a  constitutional  law  perspective.  The  following  section  (I)  describes  

what  has  been  termed  Latin  American  Social  Constitutionalism  and  the  new  role  

courts  play  in  it,  admittedly  one  of  the  factors  that  has  crucially  influence  the  

transferring  of  political  matters  to  judicial  chambers.  It  then  proceeds  to  (II)  briefly  

                                                                                                               27  Ran  Hirschl,  The  Judicialization  of  Politics,  in  THE  OXFORD  HANDBOOK  OF  LAW  AND  POLITICS  119  (Gregory  A.  Caldeira  et  al.  eds.,  2008)  [hereinafter  Hirschl,  Judicialization  of  Politics].  28  Admittedly  this  is  not  the  unique  prism  through  which  judicialization  has  been  analyzed.  Along  with  the  (decisive)  influence  of  courts  ruling  in  politics  and  the  increasing  reliance  on  courts  to  solve  political  disagreements,  scholars  have  also  highlighted  the  influence  the  legal  discourse  has  had  in  politics  as  well.  This  is  what  Huneeus  and  others  analyze  under  the  umbrella  of  what  they  have  called  legal  cultures;  an  ever-­‐expanding  concept  which  takes  the  view  beyond  institutionally-­‐produced  legal  meanings  to  consider,  “norms  and  understandings  …  produced  within  a  huge  range  of  nonformal,  subnational,  and  transnational  spheres,  spheres  that  are  invariably  interconnected.”  Alexandra  Huneeus  et  al.,  Cultures  of  Legality:  Judicialization  and  Political  Activism  in  Contemporary  Latin  America,  in  CULTURES  OF  LEGALITY:  JUDICIALIZATION  AND  POLITICAL  ACTIVISM  IN  LATIN  AMERICA  3,  6-­‐8  (Javier  A.  Couso  et  al.  eds.,  2010).  29  Hirschl,  Judicialization  of  Politics,  supra  note  XX,  at  138  30  As  I  shall  say  below,  it  is  not  that  courts  themselves  will  enrich  the  deliberation,  but  they  might  contribute  to  do  so  by  bringing  politically  displaced  and  marginalized  voices  in.  

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describe  the  political  panorama  of  indigenous  peoples  in  Chile.  I  will  do  this  in  light  of  

their  historical,  and  subsequent  political,  marginalization.  It  is  this  marginalization  

what  has  taken  them  to  seek  redress  in  the  judicial  arena.  However—as  I  will  argue  in  

(III)—the  cases  Chilean  courts  have  been  dealing  with  have  not  had  comprehensive  

political  impact,  but  have  been  narrow  in  both  scope  and  political  effects.  Most  of  the  

cases  that  have  turned  the  lights  of  judicialization  on,  are  procedural  cases  related  to  

the  enforcement  of  participatory  rights.  Some  constitutional  theory  argues  this  can  

only  enhance,  rather  than  diminish,  democratic  politics,  and  I  will  explain  how  this  

could  be  such  a  case.  It  ends  suggesting  (IV)  that  judicialization  has  been  a  two-­‐way  

process.  As  will  be  noted,  governments  have  played  their  part  in  transferring  key  

political  matters  to  courts.  It  is  this  top-­‐down  judicialization  the  one  that  should  worry  

us  the  most.  

 

I.  Latin  American  constitutionalism31    

What  explains  courts  recent  openness  to  citizens’  demands  in  the  Latin  American  

region?32  Current  constitutional  analyses  agree  the  region  exhibits  common  features  

that  have  been  termed  Latin  American  social  constitutionalism,  a  term  coined  to  

described  processes  of  constitutionalization  beginning  on  mid-­‐1980s—to  some  the  

“first  true  wave  of  constitutionalism.”33  This  wave  is  mainly  characterized  by  

                                                                                                               31  These  paragraphs  are  based  on  a  section  of  Natalia  Angel  &  Domingo  Lovera,  Latin  American  Social  Constitutionalism:  courts  and  popular  participation,  in  SOCIAL  AND  ECONOMIC  RIGHTS  IN  THEORY  AND  PRACTICE:  A  CRITICAL  ASSESSMENT  (Helena  Alviar  et  al.  eds.,  Routledge  forthcoming  2014).  32  This  is  what  some  have  called  the  institutional  features  that  partly  explain  judicialization.  Hirschl,  Judicialization  of  Politics,  supra  note  XX,  at  129-­‐132.  33  Rodrigo  Uprimny,  The  Recent  Transformation  of  Constitutional  Law  in  Latin  America:  Trends  and  Challenges,  89  TEX.  L.  REV.  1587,  1599  (2011)  [hereinafter,  Uprimny,  Recent  Transformations].  

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transformative,  as  opposed  to  preservative,  constitutions;34  schemes  committed  to  

transitioning  to  a  robust  democracy  and  to  guaranteeing  basic  rights  and  welfare  for  

all,  on  the  one  hand,  and  political  participatory  openness,  on  the  other.  

A.  Transformative  constitutionalism  

First,  and  as  it  has  been  sufficiently  shown,35  most  of  the  countries  of  the  region  have  

constitutionally  recognized  socio-­‐economic  rights  (SER).  SER  have  been  conceived  as  

proper  rights  rather  than  mere  political  guidelines  or  programmatic  principles36—but  

for  few  exceptions.37  To  some  these  reforms  signal  a  special  feature  of  Latin  American  

constitutionalism  that  moves  towards  a  “thick  conception  of  the  rule  of  law.”38  This  

conception,  

[includes]  not  only  the  defense  of  civil  and  political  rights  but  also  the  

enforceability  of  social  rights;  the  judicial  economic  structures;  the  empirical  

verification  of  how  general  principles  of  justice  apply  in  practice;  the  

development  of  associative  strategies  between  lawyers  and  social  movements;  

and  the  promotion  of  a  new  legal  culture.39    

                                                                                                               34  Karl  Klare,  Legal  Culture  and  Transformative  Constitutionalism,  14  S.  AFR.  J.  HUM.  RTS.  146  (1998).  See  also,  Uprimny,  Recent  Transformations,  supra  note  XX,  at  1600.  35  Uprimny,  Recent  Transformations,  supra  note  XX,  at  1587-­‐8.  36  Id.,  at  1587,  1591.    37  Christian  Courtis,  Judicial  Enforcement  of  Social  Rights:  Perspectives  from  Latin  America,  in  COURTS  AND  SOCIAL  TRANSFORMATION  IN  NEW  DEMOCRACIES.  AN  INSTITUTIONAL  VOICE  FOR  THE  POOR?  169,  170  (Roberto  Gargarella  et  al.,  eds.  2006).  Because  it  will  be  important  in  noticing  the  influence  some  international  covenants  have  had  on  indigenous  rights,  it  is  worth  emphasizing  some  authors  have  claims  this  trend  towards  constitutionalzing  SER  has  been  provoked  in  part  by  the  international  body  of  law.  See  Javier  A.  Couso,  The  Changing  Role  of  Law  and  Courts  in  Latin  America:  From  and  Obstacle  to  Social  Change  to  a  Tool  of  Social  Equity,  in  COURTS  AND  SOCIAL  TRANSFORMATION  IN  NEW  DEMOCRACIES.  AN  INSTITUTIONAL  VOICE  FOR  THE  POOR?  61,  68-­‐9  (Roberto  Gargarella  et  al.,  eds.  2006).  38  Arturo  J.  Carrillo  &  Nicolás  Espejo  Yaksic,  Re-­imagining  Human  Rights  Law  Clinic,  26  MARYLAND  J.  INTL’  L.  80,  86  -­‐7(2011).  39  Id.    

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Along  with  SER,  constitutions  in  the  region  have  also  recognized  their  plurinational  

composition.  This  tendency—which  exhibits,  as  I  shall  show,  Chile  as  one  of  the  few  

exceptions—is  aimed  at  paying  retribution  to  historical  injustices  committed  against  

indigenous  peoples,  whose  relation  to  governments  has  been  that  of  forced  

subjugation,  extermination,  and  political  marginalization.40  By  recognizing  indigenous  

peoples  in  the  most  relevant  political  decision,  the  constitution,  the  region  aspires  to  

restoring  their  political  dignity.41  In  fact,  constitutional  recognition  in  the  region  has  

been  marked  by  an  emphasis  on  cultural  diversity,  before  obscured  under  strong  

nationalist  trends.42  But  it  has  also  being  aimed  at  giving  back  their  rights  to  self-­‐

determination,43  and  enhancing  their  political  participation,44  conceived  as  the  

powers,  “to  determine  their  own  destiny  and  assume  the  management  of  their  lands,  

territories,  natural  resources,  education,  health,  and  in  the  end,  their  own  economic,  

social,  political,  and  legal  systems.”45  

B.  Participatory  twist  

These  changes  at  the  level  of  textual  recognition  of  rights  have  also  been  coupled  with  

reforms  at  organic  level.46  No  doubt  that  in  this  process  courts  have  resulted  

invigorated  as  new  powers  of  review  have  been  allocated  to  them.  Although  powers  of  

                                                                                                               40  Florencia  E.  Mallon,  Indigenous  peoples  and  nation-­states  in  Spanish  America,  in  THE  OXFORD  HANDBOOK  OF  LATIN  AMERICAN  HISTORY  ,  281,  283-­‐4  (Jose  C.  Moya  ed.  2011).    41  Id.,  at  297-­‐8.  42  Gonzalo  Aguilar  et  al.,  The  Constitutional  Recognition  of  Indigenous  Peoples  in  Latin  America,  2  PACE  INT’L  L.  REV.  ONLINE  COMPANION  44,  54-­‐7  (2010).  43  Id.,  at  58-­‐63.  44  Id.,  at  63-­‐9.  45  Id.,  at  65.  46  My  intention  here  is  only  to  show  this  reorganization  at  organic  level  has  resulted  in  granting  new  powers,  and  transfer  old  ones,  to  courts.  The  reforms  at  the  organization-­‐of-­‐powers  level,  however,  have  been  scarce  in  promoting  more  egalitarian  structures,  therefore  threatening  the  whole  transformative  project.  See  Roberto  Gargarella,  Deliberative  Democracy,  Dialogic  Justice  and  the  Promise  of  Social  and  Economic  Rights,  in  SOCIAL  AND  ECONOMIC  RIGHTS  IN  THEORY  AND  PRACTICE,  supra  note  XX.    

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judicial  review  are  not  new  on  the  region,  this  is  not  the  case  of  courts  faculties  to  

constitutionally  assess  socio-­‐economic  policies.  According  to  Couso,  rights  protection  

in  Latin  America,  previously  confined  to  political  branches,  has  started  to  be  also  (my  

emphasis)  a  judicial  matter.47  

Second,  transformative  constitutions  have  been  integrated  with  what  Uprimny  calls  a  

radical  democratic  twist.48  New  Latin  American  constitutions  have  brought,  except  for  

some  exceptions,  new  constitutionally  recognized  avenues  for  citizen  participation,  

truly  a  deliberative  turn.  Once  again,  indigenous  rights  play  also  a  relevant  role  here.  

For  indigenous  peoples  have  been  attributed  with  constitutional  entitlements  to  

define  and  settle  their  own  matters.    

*  *  *  

It  is  not  hard  to  see  why  some  scholars  have  warned  about  a  paradox  this  wave  of  

constitutionalization  brings  built-­‐in.  The  paradox  steams  from  the  fact  that  Latin  

American  constitutionalism  promises  a  reinvigorated  popular  participation  while,  at  

the  same  time,  it  transfers  crucial  political  powers  to  courts.49  If  new  constitutions  are  

aimed  at  promoting  popular  participation  in  defining  key  political  matters  by  opening  

new  participatory  avenues,  then  how  could  transferring  the  definition  of  key  political  

matters  to  the  least  (if  at  all)  accountable  branch  be  justified?50    

                                                                                                               47  Javier  Couso,  Models  of  Democracy  and  Models  of  Constitutionalism:  The  Case  of  Chile’s  Constitutional  Court,  1970-­2010,  89  TEX.  L.  REV.  1517,  1523-­‐7  (2011).    48  Uprimny,  Recent  Transformations,  supra  note  XX,  at  1594-­‐6.  49  Roberto  Gargarella,  Grafting  Social  Rights  onto  hostile  Constitutions,  89  TEX.  L.  REV.  1537,  1540-­‐1  (2011).    50  To  be  sure  the  conflict  between  rights,  on  the  one  hand,  and  democratic  decisions  that  cannot  decide  on  the  areas  rights  have  already  shielded,  on  the  other,  has  been  a  pervasive  paradox  for  advocates  of  constitutionalism.  This  is  a  contradiction  that  becomes  more  pressing  before  a  right-­‐based  approach  to  political  participation.  See  Jeremy  Waldron,  A  right-­based  critique  of  constitutional  rights,  13  OXFORD  JOURNAL  OF  LEGAL  STUDIES  18  (1993).  

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According  to  Uprimny,  this  paradox  is  one  of  the  most  pressing  debates  Latin  

American  scholars  should  focus  on:  how  to  conceal  (if  possible  at  all)  Latin  American  

strong  constitutionalism  (characterized  by  an  ample  charts  of  rights  and  unelected  

supervisory  bodies  such  as  courts)  with  a  strong  democratic  and  participatory  

deliberation?51  This  work  navigates  upon  this  paradox  to  suggest  experience  shows  

that,  at  the  moment,  the  right  balance  lies  somewhere  in-­‐between—at  least  in  

countries  where  democratic  credentials  are  weak.52    

 

II.  Indigenous  politics  in  Chile    

Having  mentioned  some  of  the  institutional  reasons  for  judicialization,  I  now  turn  to  

what  I  see  as  one,  however  crucial,  political  determinant:  (A)  the  historical  socio-­‐

economic  weakness  to  which  indigenous  peoples  have  been  pushed,  intertwined  with  

(B)  participatory  exclusion.  As  this  section  will  briefly  show,  Chilean  politics  toward  

indigenous  peoples  has  transited  from  assimilation  to  extermination,  and  eventually  

political  exclusion.  Their  crucial  demands,  namely:  constitutional  recognition,  land  

restoration  and  control  of  their  natural  resources,  remain  unattended.  Being  this  case,  

it  should  not  come  as  a  surprise  that  indigenous  peoples  test  institutional  avenues  as  

they  become  available  in  order  to  advance  their  rights  and  historical  claims.  

A.  Socio-­economic  weakness  

                                                                                                               51  Uprimny,  Recent  Transformations,  supra  note  XX,  at  1606-­‐8.  52  I,  with  my  colleague  Natalia  Ángel,  have  made  a  similar  claim,  although  regarding  exclusively  SER,  in  Natalia  Ángel  &  Domingo  Lovera,  supra  note  XX.  

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As  official  data  shows,  in  2011  8,1  percent  of  Chile’s  population  was  declared  to  be  a  

member  of  (an  ethnic  group  of)  indigenous  peoples.53  The  proportion  of  indigenous  

individuals  living  in  poverty  was  19,2  percent  in  2011  (compared  to  the  14  per  cent  of  

nonindigenous).54  They  remain  the  poorest  of  the  poor.  Although  some  well-­‐known  

conservative  historian  has  suggested  indigenous  peoples  are  themselves  to  blame  for  

their  current  socio-­‐economic  situation,55  a  deeper  assessment  of  Chile’s  history  shows  

greater  colonial  and  governmental  responsibility.  Land  transactions  were  

accompanied  by  waves  of  ethnic  cleansing  and  forced  integration.  Even  today,  

indigenous-­‐governmental  relations  occur  in  the  shadow  of  broadly  applied  anti-­‐

terrorist  legislation.56    

Whereas  Spaniard  conquerors  were  forced  by  resistance  to  recognize  indigenous  

peoples  as  independent—by  setting  up  dialogues  with  them  through  parliaments—

they  were  unwilling  to  consider  them  as  a  people  inside  a  nation.  This  process  got  

only  radicalized  once  Chile’s  independence  started  to  take  shape  in  1810.57  A  mixture  

of  both  strategic  and  economic  reasons  explains  this  reluctance.58  Chile’s  earlier  

expansionist  impulse—admittedly  aimed  at  strengthening  the  then  nascent  state—                                                                                                                53  GOBIERNO  DE  CHILE,  CASEN  2011:  Pueblos  Originarios,  available  at:  http://observatorio.ministeriodesarrollosocial.gob.cl/layout/doc/casen/Pueblos_Indigenas_Casen_2011.pdf  (last  accessed  Mar.  12,  2014).  54  Id.  55  SERGIO  VILLALOBOS,  2  HISTORIA  DE  LOS  CHILENOS  [HISTORY  OF  THE  CHILEANS]  145-­‐6  (1997)  [hereinafter  VILLALOBOS,  HISTORIA  DE  LOS  CHILENOS]  (arguing  that  indigenous  peoples  were  seduced  by  the  temptations  brought  by  Spanish  conquerors  to  Latin  America,  mainly  alcohol  and  trinkets,  that  they  became  involved  in  commercial  negotiations,  “not  always  understand[ing]  what  buying  entailed”).  56  UN  Commission  on  Human  Rights,  Report  of  the  Special  Rapporteur  on  the  situation  of  human  rights  and  fundamental  freedoms  of  indigenous  people,  Mr.  Rodolfo  Stavenhagen,submitted  in  accordance  with  Commission  resolution  2003/56,  Mission  to  Chile  (Sixtieth  session,  2004),  UN  Doc.  E/CN.4/2004/80/Add.3  (2004),  paras.  29-­‐40.  57  JOSÉ  BENGOA,  HISTORIA  DE  UN  CONFLICTO:  LOS  MAPUCHES  Y  EL  ESTADO  NACIONAL  DURANTE  EL  SIGLO  XX  [HISTORY  OF  A  CONFLICT:  THE  MAPUCHE  AND  THE  NATION  STATE  DURING  THE  XX  CENTURY]  33-­‐4  (2007)  [hereinafter  BENGOA,  HISTORIA  DE  UN  CONFLICTO].      58  JULIO  FAUNDEZ,  DEMOCRATIZATION,  DEVELOPMENT,  AND  LEGALITY:  CHILE,  1831  TO  1973  23  (2007)  [hereinafter  FAUNDEZ,  DEMOCRATIZATION,  DEVELOPMENT,  AND  LEGALITY].  

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included  a  face  of  internal  colonialism  which  was  directed  against  indigenous  peoples  

living  south  of  the  Bío-­‐Bío  river—the  frontier  previously  negotiated  by  the  Spanish  in  

the  parlamentos.59  

Considering  northern  aridity,  regions  across  the  Bío-­‐Bío  provided  potentially  fertile  

agricultural  lands.  According  to  Faundez,  the  initial  idea  was  to  allow  commercial  

exchange  of  lands  between  Chileans  and  Mapuche,  but  this  founded  on  different  

notions  of  property  ownership  and  the  latter’s  resistance  triggered  in  1850,  a  two-­‐

decade-­‐long  military  campaign  “resulting  in  the  death  of  hundreds  of  Mapuche  people,  

the  destruction  of  their  way  of  life,  and  the  expropriation,  without  compensation,  of  

agricultural  land”.60  

The  confiscation  of  natural  resources,  imposition  of  a  new  economic  system,  

individualization  of  property  relations  and  introduction  of  western  culture  were  made  

possible  through  armed  force,  the  primary  objective  of  which  was  the  removal  of  

“obstacles  to  the  Nation’s  progress.”61  This  project  of  State  building  continued  into  the  

twentieth  century  with  the  final  settlement  (radicación)  of  the  Mapuche  in  designated  

areas;  a  process  that  lasted  fifty  years  and  which  became  deepened  under  Pinochet’s  

                                                                                                               59  Id.  60  Eventually,  in  1866,  the  government  passed  a  law  dispossessing  Mapuche  people  of  their  lands,  making  “provisions  for  the  sale  of  individual  plots  by  the  state  to  eligible  buyers”.  FAUNDEZ,  DEMOCRATIZATION,  DEVELOPMENT,  AND  LEGALITY,  supra  note  XX,  at  25-­‐6.  See  also  Jorge  Contesse,  The  Rebel  Democracy:  A  Look  into  the  Relationship  between  the  Mapuche  People  and  the  Chilean  State,  26  CHICANO-­‐LATINO  LAW  REVIEW  131,  139  (insightfully  addressing  the  close  link  existing  between  the  expropriation  of  indigenous  lands  and  current  social  protest  movements  headed  by  Mapuche).  61  GABRIEL  SALAZAR  &  JULIO  PINTO,  II  HISTORIA  CONTEMPORÁNEA  DE  CHILE:  ACTORES,  IDENTIDAD  Y  MOVIMIENTO  [CONTEMPORARY  HISTORY  OF  CHILE:  ACTORS,  IDENTITY  AND  MOVEMENT]  140  (1999)  [hereinafter  SALAZAR  &  PINTO,  HISTORIA  CONTEMPORÁNEA]  (my  translatiom).  Villalobos  has  his  own  account:  “Chile’s  economic  development  required  an  agricultural  expansion  where  methodic  and  well-­‐guided  practices  should  either  complement  or  improve  that  of  the  indigenous,  always  limited  by  their  primitiveness,  laziness  and  drunkenness.”  VILLALOBOS,  HISTORIA  DE  LOS  CHILENOS,  supra  note  XX,  at  148  (my  translation).  He  more  recently  held:  “The  Araucans  possessed  large  extensions  of  land  and  they  only  used  those  closer  to  their  homes.  This  was  a  waste  to  the  Chilean  Nation  that  needed  to  be  remedied.”  Sergio  Villalobos,  Letter  to  the  editor,  Intendencia  de  La  Araucanía,  EL  MERCURIO,  Mar.  19,  2014  (my  translation).  

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dictatorship  as  attempts  were  made  to  remove  all  legal  exceptions  favoring  

indigenous  peoples.62  

B.  Political  exclusion  

Considering  this  historic  background,  laws  and  public  policies  addressing  indigenous  

interests  have  unsurprisingly  been  implemented  without  their  intervention.  

Accordingly,  indigenous  peoples  consider  these  rules  forced  regulations  imposed  

upon  them,  rather  than  expressions  of  their  own  beliefs  and  interests.  If  involving  the  

people  in  designing  laws  (and  public  policies  regarding  their  own  interests)  

recognizes  their  own  sense  of  justice,63  the  panorama  I’m  about  to  describe  shows,  

quite  the  contrary,  political  oppression  and  colonization.  

The  Constitution.  First  of  all,  there  is  a  crucial  aspect  of  Latin  American  Social  

Constitutionalism  where  Chile  remains  sadly  an  exception:  constitutional  recognition  

of  indigenous  peoples  and  of  its  plurinational  character.64  Having  agreed  with  

indigenous  peoples  a  new  political  treaty  in  the  Acuerdos  de  Nueva  Imperial  (1989),65  

then  President  Patricio  Aylwin  (1990-­‐94)  submitted  to  Congress  a  bill  on  indigenous  

rights.  It  principally  included  a  constitutional  amendment  promoting  the  recognition  

of  indigenous  peoples.  However,  the  amendment  has  remained  dormant  in  Congress.  

                                                                                                               62  SALAZAR  &  PINTO,  HISTORIA  CONTEMPORÁNEA,  supra  note  XX,  at  150-­‐2,  165-­‐8;  BENGOA,  HISTORIA  DE  UN  CONFLICTO,  supra  note  XX,  at  74-­‐5.  63  WALDRON,  LAW  AND  DISAGREEMENT,  supra  note  XX,  at  238.  64  As  Aguilar  et  al.  show,  Chile,  along  with  Belize,  Uruguay  and  Suriname,  “completely  ignore  the  indigenous  problem  in  their  constitutions,  despite  the  presence  of  these  ethnic  groups  in  their  territories.”  Aguilar  et  al.,  The  Constitutional  Recognition  of  Indigenous  Peoples  in  Latin  America,  supra  note  XX,  at  90.  65  These  Acuerdos  where  agreed  between  the  entering  governing  coalition  (then  the  Concertación  de  Partidos  por  la  Democracia)  and  indigenous  communities,  with  the  intention  of  setting  the  political  agenda  on  indigenous  matters  once  democracy  were  restored  in  the  following  years.  The  principal  agreements  in  the  Acuerdos  included  the  filing  of  a  constitutional  amendment  for  the  recognition  of  indigenous  peoples  and  the  discussion  of  a  new  law  on  indigenous  peoples’  rights,  which  would  be  prepared  by  a  committee  open  to  indigenous  participation  and  ratifying  ILO  Convention  No.  169.  

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The  debate  has  particularly  turned  on  the  specific  form  of  recognition:  a  significant  

minority  in  Congress  has  opposed  the  use  of  ‘peoples’  (Chile  is  but  one  and  indivisible  

Nation,  they  claim).66  

The  Parliament.  Participatory  rights  of  indigenous  peoples  remain  conceived  as  weak  

governmental  concessions.  It  should  be  first  noted  that  there  are  not  allocated  seats  

for  indigenous  minorities  in  Congress,  but  neither  any  constitutional  nor  legal  

provision  entitling  indigenous  peoples  to  have  a  say  on  proposed  legislation  affecting  

them.  This  stands  in  stark  contrast  with  other  countries  in  the  region  such  as  Ecuador,  

Venezuela,  Mexico,  Nicaragua,  and,  most  notably,  Colombia  and  Bolivia.67  

It  was  in  this  institutional  context  where  in  1993  the  Congress  passed  the  Indigenous  

Law  (Ley  Indigena).68  The  law  addressed  several  demands  included  by  the  indigenous  

peoples  in  the  Acuerdos  celebrated  in  1989.  Its  original  content,  however,  was  

radically  reshaped  during  three  years  of  debate  in  parliament.  Despite  the  suggestions  

of  the  drafting  commission,  which  included  active  indigenous  participation,  Congress  

eliminated  provisions  providing  for  mandatory  consultation  with  indigenous  peoples  

on  public  matters  affecting  them.69  

                                                                                                               66  Phrases  such  as  “indigenous  peoples,”  “indigenous,”  “indigenous  peoples  integrated  in  the  Chilean  Nation,”  as  well  as  recently  proposed  amendments,  including  the  language  of  “indivisibility  of  the  Chilean  Nation,”  have  also  been  rejected.  Miriam  Henríquez,  Los  pueblos  indígenas  y  su  reconocimiento  constitucional  pendiente  [Indigenous  peoples  and  the  pending  constitutional  recognition],  in  REFORMA  CONSTITUCIONAL  [CONSTITUTIONAL  REFORM]  135-­‐8  (Francisco  Zúñiga  ed.,  2005).  A  detailed  description  of  the  bills  discussed  in  Congress,  and  noting  how  all  of  them  have  failed  in  considering  human  rights  standards,  is  available  in  Jorge  Contesse,  Indigenous  Peoples  in  Chile:  The  Quest  to  Become  a  Constitutional  Entity,  55  STUDIES  IN  LAW,  POLITICS,  AND  SOCIETY  19,  25-­‐30  (2011)  [hereinafter  Contesse,  Indigenous  Peoples  in  Chile].  67  Aguilar  et  al.,  The  Constitutional  Recognition  of  Indigenous  Peoples  in  Latin  America,  supra  note  XX,  at  66-­‐9.  68  Law  19.253  (1993).  69  Article  34  of  the  ‘Indigenous  Law’  establishes  indigenous  participation  consists  “in  listening  and  considering  the  opinion  of  indigenous  organizations  recognized  by  this  law”.  

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The  Constitutional  Court.  There  was  initial  hope  things  may  start  to  change  after  the  

Convention  entered  into  force  in  Chile  on  September  of  2009,70  for  it  explicitly  

contemplates  participatory  and  consultation  rights.  However,  these  rights  have  been  

diluted,  rather  than  strengthened,  by  the  Constitutional  Court’s  intervention.  Yet  the  

Constitutional  Court  has  affirmed  the  compatibility  between  the  Convention  and  the  

Constitution,  it  has  done  so  at  the  expense  of  reading  participatory  rights  there  

enshrined  through  domestic  and  sectoral  legislation.71  Furthermore,  according  to  the  

Constitutional  Court,  consultation  of  indigenous  peoples  “involves  not  a  mandatory  

negotiation,  but  a  means  to  gather  opinions  that  being  not  binding,  won’t  impact  the  

sovereign  powers  of  the  authority  …”72  

The  Administration.  The  administration  has  also  neglected  indigenous  voices.  In  the  

last  8  years,  political  coalitions  in  government—both  Bachelet’s  left-­‐wing  (2006-­‐10)  

and  Piñera’s  right-­‐wing  (2010-­‐14)  administrations—have  issued  comprehensive,  

however  not  consulted,  public  policies  on  indigenous  matters.73  These  

administrations  have  also  passed  presidential  decrees  regulating  the  legal  terms  of  

consultations.  Whereas  Bachelet’s  Decree  124,74  which  unduly  restricted  the  terms  

                                                                                                               70  Diario  Oficial  de  Chile  (Official  Gazzete)  14  October,  2008  at  3.  71  This  is  crucial  to  understand  the  scope  of  the  cases  I  will  describe  below.  For  all  these  cases  imply  the  upholding  of  participatory  rights  as  read  through  the  sectoral  laws.  On  the  other  hand,  it  is  worth  noticing  these  sectoral  laws  have  been  considered  to  stand  in  higher  relation  as  to  indigenous  rights,  therefore  difficulting  indigenous  protection.  Anne  Skjævestad,  The  Mapuche  People’s  Battle  for  Indigenous  Land:  Litigation  as  a  Strategy  to  Defend  Indigenous  Land  Rights,  in  CULTURES  OF  LEGALITY,  supra  note  XX,  at  225.  72  Jorge  Contesse  &  Domingo  Lovera,  Pueblos  indígenas  y  participación  política  en  la  óptica  del  Tribunal  Constitucional  [Indigenous  peoples  and  political  participation  according  to  the  Constitutional  Court],  1  ANUARIO  DE  DERECHO  PÚBLICO  [PUBLIC  LAW  YEARBOOK]  21,  29-­‐36  (2010)  (my  translation).  73  GOBIERNO  DE  CHILE-­‐MINISTERIO  DE  PLANIFICACIÓN-­‐CORPORACIÓN  NACIONAL  DE  DESARROLLO  INDÍGENA,  Re-­Conocer.  Pacto  Social  por  la  Multiculturalidad  [Re-­Cognition.  A  new  social  covenant  for  multiculturalism]  (2008);  GOBIERNO  DE  CHILE-­‐GOBIERNO  REGIONAL  DE  LA  ARAUCANÍA,  Plan  Araucanía:  Invirtiendo  en  Personas  y  Oportunidades  [Plan  Araucanía:  Investing  in  peoples  and  opportunities]  (2009).  74  Diario  Oficial  de  Chile  (Official  Gazzete),  4  September,  2009.  

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and  scope  of  consultation  rights,75  was  not  consulted,76  Piñera’s  Decree  6677  was  

subjected  to  a  very  irregular  and  criticized  process  of  consultation.78  

*  *  *  

Against  this  social  and  political  panorama  it  is  hard  to  be  surprised  indigenous  

policies  have  been  implemented,  as  I  previously  said,  in  a  top-­‐down  fashion.  

Indigenous  peoples  live  in  urgent  social  conditions  while  they  remain  subjects,  rather  

than  actors,  of  public  policies  affecting  them.  Being  formally  excluded  from  the  

political  forum,  policies  passed  in  their  interests  have  taken  an  assimilationist  whiff  in  

a  context  of  internal  colonialism.79    

 

III.  Judicialization  of  politics?  (reaching  courts  from  ‘below’)  

Last  section  showed  the  diminished  political  standing  of  indigenous  peoples.  Lack  of  

constitutional  recognition,  along  with  a  polity  that  has  turned  its  back  on  them,  might  

well  explain  why  they  have  resorted  to  litigation—to  which  I  now  turn.  By  way  of  (A)  

illustrating  a  couple  of  typical  judicial  decisions  on  indigenous  matters,  this  section  

contends  that  (B)  these  cases  have  had  very  limited  impact,  falling  seriously  short  of  

                                                                                                               75  Jorge  Contesse  &  Domingo  Lovera,  El  Convenio  169  de  la  OIT  en  la  jurisprudencia  chilena:  prólogo  del  incumplimiento  [ILO  Convention  No  169  in  the  Chilean  jurisprudence:  a  preface  to  noncompliance],  2  ANUARIO  DE  DERECHO  PÚBLICO  [PUBLIC  LAW  YEARBOOK]  127,  129-­‐33  (2011).  76  CRISTIÁN  SANHUEZA  ET  AL.,  NO  NOS  TOMAN  EN  CUENTA:  PUEBLOS  INDÍGENAS  Y  CONSULTA  PREVIA  EN  LAS  PISCICULTURAS  DE  LA  ARAUCANÍA  [THEY  ARE  NOT  CONSIDERING  US:  INDIGENOUS  PEOPLES  AND  THE  DUTY  TO  CONSULT  IN  LA  ARAUCANÍA’S  PISCICULTURE]  35  (2013)  [hereinafter  SANHUEZA  ET  AL.,  NO  NOS  TOMAN  EN  CUENTA].  77  Diario  Oficial  de  Chile  (Official  Gazzete),  4  March,  2014.  78  Nuevo  reglamento  de  Consulta  Indígena  en  Chile:  Más  dudas  que  respuestas  [New  indigenous  consultation  bylaw  in  Chile:  More  doubts  than  answers],  ELDINAMO.CL,  Jan.  9,  2014,  available  at:  http://www.eldinamo.cl/blog/nuevo-­‐reglamento-­‐de-­‐consulta-­‐indigena-­‐en-­‐chile-­‐mas-­‐dudas-­‐que-­‐respuestas/  (last  accessed  Mar.  15,  2014).    79  Sally  Engle  Merry,  Law  and  Colonialism,  LAW  &  SOC’Y  REV.  889,  894-­‐5  (1991)  (arguing  in  its  broader  meaning  colonialism  “is  a  relation  between  two  or  more  groups  of  unequal  power  in  which  one  not  only  controls  and  rules  the  other  but  also  endeavors  to  impose  its  cultural  order  onto  the  subordinated  group(s)”).  I’d  like  to  thank  Fatemah  Alzubairi  for  having  brought  this  work  to  my  attention.  

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their  unattended  demands.  While  this  certainly  shows  (and  we  should  welcome)  the  

limits  of  judicial  politics,  it  also  warns  us  not  to  overexaggerate  claims  of  

judicialization—as  defined  above.  In  fact  these  decisions  show  that  (B.1)  courts  might  

well  improve  the  democratic  credentials  of  political  avenues  by  enhancing  

participation.  (B.2)  This  argument  holds  also,  and  probably  with  much  force,  before  

administrative  decisions—largely  the  kind  of  regulations  judicial  decisions  have  dealt  

with.  

A.  Typical  cases  of  judicialization  

Judicialization  from  ‘below’  places  emphasis  on  the  role  of  private  individuals  (or  

groups),  as  opposed  or  different  from  public  officials,  reaching  courts  by  way  of  

resorting  to  the  language  of  rights.80  This  is  the  case  of  indigenous  peoples  judicially  

demanding  to  be  consulted.  

As  explained  before,  according  to  the  Constitutional  Court  consultation  rights  are  self-­‐

executing,  but  non-­‐binding  for  the  State.  How  then  are  these  instances  “of  gathering  

information”  to  be  carried  out?  Although  the  relation  between  the  Constitutional  

Court  and  ordinary  courts  remains  difficult  to  determine—the  most  recent  

commentator  argues  the  latter  have  proved  difficult  to  permeate—81  the  Court’s  

rationale  has  prevailed.  Indeed  the  invariable  jurisprudence  of  ordinary  courts  has  

been  that  domestic  laws  regulating  a  specific  matter  (sectoral  norms)  are  the  

appropriate  means  to  channel  citizens’  participation  (among  them,  indigenous  

                                                                                                               80  Hirschl,  Judicialization  of  Politics,  supra  note  XX,  at  135-­‐6.  81  GASTÓN  GÓMEZ,  LAS  SENTENCIAS  DEL  TRIBUNAL  CONSTITUCIONAL  Y  SUS  EFECTOS  SOBRE  LA  JURISDICCIÓN  COMÚN  [CONSTITUTIONAL  COURT’S  DECISIONS:  THEIR  IMPACT  OF  ORDINARY  COURTS]  (2013).  

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peoples  consultation).  The  problem  is  that  processes  of  consultation  are  rather  the  

exception  and,  where  available,  placed  well  below  in  the  ladders  of  participation.82  

One  of  the  few  laws  regulating  citizen  participation  is  the  ‘Environmental  Law,’83  

where  participation  amounts  to  information  sharing.84  Though  a  period  of  public  

consultation  is  opened  to  citizens,  it  is  limited  only  to  its  preliminary  stages.  Second,  

practical  evaluations  have  showed  only  responding  reports  submitted  by  the  

government  are  (partially)  reviewed.  Information  submitted  by  citizens  interested,  

however,  is  not.85  Third,  and  most  importantly,  not  all  development  projects  are  

submitted  to  public  participation.  This  distinction  is  made  in  articles  10,  11  and  12  of  

                                                                                                               82  Nevertheless,  it  has  been  argued  that  some  Supreme  Court  decisions  have  read  and  tried  to  adjust  sectoral  norms  to  the  requirements  of  the  Convention,  although  without  suggesting  how.  Therefore  while  consultation  rights  are  still  read  through  sectoral  norms,  some  decisions  have  asked  these  sectoral  processes  of  participation  not  to  neglect  international  standards.  SANHUEZA  ET  AL.,  NO  NOS  TOMAN  EN  CUENTA,  supra  note  XX,  at  42.  See  also  below  the  brief  account  of  the  Paguanta  case.  83  Law  19.300  (1994).  It  is  worth  emphasizing  that  this  law  was  primarily  conceived  to  facilitate,  rather  than,  regulate  market-­‐oriented  policies.  As  some  have  put  it,  this  law,  along  with  Chile’s  environmental  policymaking,  “expresses  a  strongly  market-­‐enabling  quality  instead  of  the  market-­‐regulating  character  commonly  ascribed  to  environmental  law  and  policy.”  David  Tecklin  et  al.,  Making  the  environmental  law  for  the  market:  the  emergence,  character,  and  implications  of  Chile’s  environmental  regime,  20  ENVIRONMENTAL  POLITICS  879  (2011).      84  Pamela  Meunier,  La  Participación  Ciudadana  en  el  Sistema  de  Evaluación  de  Impacto  Ambiental  Chileno  [Citizen  participation  in  the  Chilean  Environmental  Assessment  System],  in  PREVENCIÓN  Y  SOLUCIÓN  DE  CONFLICTOS  AMBIENTALES:  VÍAS  ADMINISTRATIVAS,  JURISDICCIONALES  Y  ALTERNATIVAS  [PREVENTING  AND  SOLVING  ENVIRONMENTAL  CONFLICTS:  ADMINISTRATIVE,  LEGAL,  AND  ALTERNATIVE  WAYS]  51-­‐72  (Centro  de  Derecho  Ambiental-­‐Universidad  de  Chile,  2004).  However,  it  should  be  noted  that  a  package  of  amendments  was  passed  in  2010  in  order  to  (among  others  things)  improve  citizen  participation  in  the  law.  Their  detailing  was  not  issued  but  until  late  2013.  Decree  40,  Diario  Oficial  de  Chile  (Official  Gazzete),  12  August,  2013.  Yet  this  recently  published  decree  mentions  the  administration  may  request  the  technical  assistance  of  agencies  dealing  with,  among  others,  indigenous  matters  (article  83  sec.  2),  and  that  there  are  specific  requirements  for  consulting  indigenous  communities  (articles  85  and  86),  there  is  no  specific  provision  in  it  enshrining  the  standards  of  the  Convention.  This  decree  was,  of  course,  neither  consulted  in  the  terms  of  the  Convention;  but  on  the  basis  of  a  process  designed  by  the  own  administration.  Instituto  Nacional  de  Derechos  Humanos  [National  Institute  of  Human  Rights],  El  deber  de  consulta  Previa  en  la  Propuesta  de  Reglamento  del  Sistema  de  Evaluación  Ambiental  [The  duty  to  consult  in  the  proposed  Bylaw  for  the  Environmental  Evaluation  System],  Sesión  Extraordinaria  152,  13  May  2013,  at  22-­‐4,  24-­‐30,  available  at:  http://bibliotecadigital.indh.cl/handle/123456789/529  (last  accessed  Mar.  19,  2014  )  (noting  theses  recent  regulations  violate  both  procedurally  and  substantively  the  standards  set  in  the  Convention)  [hereinafter,  Instituto  Nacional  de  Derechos  Humanos,  El  deber  de  consulta].  85  Meunier,  La  Participación  Ciudadana  en  el  Sistema  de  Evaluación  de  Impacto  Ambiental  Chileno,  supra  note  XX,  at  69-­‐70.  

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the  ‘Environmental  Law.’  According  to  its  regulations,  developments  with  high  impact  

(enumerated  in  article  11)  must  be  submitted  for  governmental  assessment  by  means  

of  an  Environmental  Impact  Study  (EIS),86  thus  triggering  public  participation.  The  

rest  of  the  projects  not  enumerated  will  be  assessed  without  citizen  engagement.  In  

fact,  instead  of  a  study  they  simply  require  what  the  law  terms  an  Environmental  

Impact  Declaration  (EID).87  

This  is  enough  to  understand  what  has  happened  at  judicial  level.88  In  Mini  Central  

Cayucupil,  plaintiffs  asked  the  Court  of  Appeals  of  Concepción  to  nullify  an  

administrative  decision  authorizing  the  construction  of  a  hydroelectric  power  plant  in  

the  Cayucupil  basin.89  They  argued  in  the  proceedings  that  the  area  where  the  power  

plant  was  to  be  built  is  a  biodiversity  sanctuary,  and  that  no  consultation  was  carried  

out  with  respect  to  those  indigenous  lands  thus  violating  the  Convention.90  The  

project  had  been  submitted  to  evaluation  through  an  EID  where  no  participatory  

instances  are  available—as  noted.  The  Court  dismissed  the  claims,  explaining  that  the  

environmental  assessment  “is  a  complex  procedure,  of  a  technical  nature”,  and  that  

                                                                                                               86  These  studies  are  defined  as  a  comprehensive  and  detailed  description  of  the  project,  which  must  be  accompanied  by  data  gathered  to  predict,  identify  and  interpret  the  possible  impact  on  the  environment.  It  also  has  to  describe  how  adverse  impact  will  be  minimized.  Article  2,  i)  of  ‘Environmental  Law’.  87  It  is  defined  as  a  descriptive  document  that  will  allow  governmental  authority  to  assess  its  environmental  effects.  Article  2,  f)  of  ‘Environmental  Law.’  It  is  worth  noting  that  despite  the  fact  participatory  instances  are  not  mandatory  in  cases  of  Declarations,  these  procedures  still  open  certain  instances  of  engagement.  Recent  regulations  introduced  by  means  of  the  Decree  40  also  restrict  indigenous  consultation  to  projects  submitted  by  EIS,  but  not  EID.  Instituto  Nacional  de  Derechos  Humanos,  El  deber  de  consulta,  supra  note  XX,  at  26-­‐9.  88  Translations  of  the  following  cases  are  mine.  89  Corte  de  Apelaciones  de  Concepción  [Concepción  Court  of  Appeals],  Case  No.  401-­‐2010,  1  December  2010.  90  Id.  

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arbitrariness  or  illegality  was  not  present  as  several  institutions  were  involved  in  

justifying  the  conclusion  reached.91  Legality,  the  Court  noticed,  has  been  respected.92  

Could  a  court  reverse  an  administrative  authorization  admitting  an  EID  and  requires  

the  higher  standard  of  citizen  participation  as  regulated  for  EISs?93  In  Parque  Eólico  

the  administration  authorized  the  building  of  a  wind  farm  in  the  south  of  Chile,  

following  an  EID  previously  filed.  Claimants  argued  the  administrative  decision  

authorizing  the  project  affected  their  consultation  rights—as  described  in  the  

Convention—since  the  plant  would  affect  the  indigenous  community’s  traditional  way  

of  life.  The  Court  of  Appeals  of  Puerto  Montt  dismissed  the  claim.94  In  its  view,  the  

authorization  was  passed  according  to  the  norms  of  the  ‘Enviromental  Law.’95  After  

quoting  article  6(1)(a)  of  the  Convention,  the  Court  of  Appeals  concludes  that  these  

rights  have  been  respected  by  the  intervention  of  authorities  that  assessed  all  relevant  

facts  that  deserved  consideration.96    

The  case  reached  the  Supreme  Court,  which  reversed  the  decision.97  The  Court  

reviewed  the  instances  of  participation  the  environmental  authority  implemented,  

even  though  the  project  had  been  submitted  by  way  of  an  EID.  It  held,  “voluntary  

meetings  and  instances  of  information  to  the  community  are  far  from  satisfying  the  

                                                                                                               91  Id.  ,para.  5th.  92  Id.,  para.  9th.  93  This  is  a  crucial  matter  for,  as  some  commentators  have  put  it,  it  implies  that  courts  assume  the  task  of  evaluating  the  merits  the  administrative  agency  had  when  authorizing  a  EID  instead  of  a  EIS.  SANHUEZA  ET  AL.,  NO  NOS  TOMAN  EN  CUENTA,  supra  note  XX,  at  48  94  Corte  de  Apelaciones  de  Puerto  Montt  [Puerto  Montt  Court  of  Appeals],  Case  No.  239-­‐2011,  11  October  2011.  95  Id.,  para.  6th.  96  Id.,  para  7th.  The  Court  went  even  farther  in  affirming  consultation  rights  established  in  the  Convention  are  to  be  reconciled  with  the  participatory  process  detailed  in  the  ‘Enviromental  Law’,  which  in  this  case—so  the  Court  contended—was  legally  carried  out  (para  8th).  97  Corte  Suprema  [Supreme  Court],  Case  No.  10.090-­‐2011,  22  March  2012.  

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special  characteristics  of  the  process  of  consult  claimants  argue  were  omitted.”98  In  

fact,  the  Court  went  on,  “sharing  information  does  not  constitute  an  instance  of  

consult  since  those  affected  …  have  no  actual  possibilities  of  influencing  the  

implementation,  the  place  and  development  of  the  project  ….”99  Read  in  light  of  the  

standards  before  explained,  this  statement  clearly  upholds  indigenous  peoples  rights  

to  be  consulted  in  a  meaningful  fashion.  However,  when  it  comes  the  time  to  lay  the  

final  decision  down,  the  Supreme  Court,  as  it  has  had  done  before,  simply  orders  that  

the  project  is  now  to  be  assessed  according  to  an  EIS,  again  reading  consultation  rights  

through  sectoral  laws.100  

In   the  Paguanta   case,   finally,   plaintiffs   sought   the   nullification   of   an   environmental  

resolution  authorizing  prospective  explorations  in  indigenous  lands  in  northern  Chile.  

Just   as   it   the   previous   case,   here   the   project   was   also   submitted   to   governmental  

consideration   by   way   of   an   EID.   The   Court   of   Appeals   of   Iquique   held   the  

authorization   on   exactly   the   same   grounds   their   southern   colleagues   have   done   it  

before.101    

The  Supreme  Court  again  reversed  the  decision.102  It  first  held  the  duty  to  consult  

established  in  the  Convention  “becomes  a  mechanism  of  participation  that  assures  

groups  with  their  own  cultural  specificity,  the  essential  right  to  participate  and  

                                                                                                               98  Id.,  para.  8th.  99  Id.  100  Id.,  para.  11th.  101  Corte  de  Apelaciones  de  Iquique  [Iquique  Court  of  Appeals],  Case  No.  472-­‐2011,  8  November  2011.  It   decided   the   decision   had   been   adopted   according   to   the   law   (paras.   4th   and   5th);   that   the  constitutional   injunction   filed   by   plaintiffs   was   not   the   legal   mechanism   to   question   technical  assessments  made  by  the  technical  authority  “legally  vested  to  do  so”  (para.  11th);  and,  that  there  is  no  arbitrariness   as   the   decision   had   been   reached   after   examining   “several   documents,   reports   and  records  with  different  reasoning  and  justifications  that  hold  the  decision”  (  para  12th).  102  Corte  Suprema  [Supreme  Court],  Case  No.  11.040-­‐2011,  30  March  2012.  

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intervene  in  equal  conditions”  in  decisions  that  may  affect  their  spiritual  and  material  

life.103  Therefore,  any  process  that  may  affect  their  “reality  …  must  be  considered  in  

light  of  their  own  particularities.”104  After  reviewing  the  instances  of  participation  

opened  in  the  process,  which  consisted  in  information  meetings,  the  Court  held  

“information-­‐sharing  meetings  do  not  amount  to  consultation  processes  since  

indigenous  communities  have  no  actual  chances  of  influencing  neither  the  design  nor  

the  development  of  the  measure.”105  Same  as  above,  when  it  comes  the  time  to  make  

the  final  decision,  the  Supreme  Court  unanimously  orders  the  project  to  be  assessed  

according  to  an  EIS.106  Here,  however,  the  Court  went  a  little  beyond  when  holding  the  

process  of  participation  triggered  by  submitting  an  EIS  “has  also  to  be  accorded  to  the  

terms  in  which  ILO  Convention  169  grants  consultation  rights.”107  

As  can  be  seen,  ordinary  courts—in  a  sense,  following  the  Constitutional  Court—have  

read  the  consultation  rights  recognized  in  the  Convention  through  sectoral  laws.  

Although  the  Supreme  Court  has  required  that  instances  of  citizen  participation  

established  in  those  laws  to  be  carried  out  in  accordance  with  the  Convention,  so  far  

there  is  no  case  where  it  has  challenged  the  process  of  participation  established  in  the  

‘Environmental  Law’  itself.108  

                                                                                                               103  Id.,  para.  5th.  104  Id.  105  Id.,  para.  9th.  106  Id.,  para.  11th.  107  Id.  108  There  is  only  one  case  (El  Morro)  where  the  Supreme  Court  has  reversed  an  authorization  granted  after  an  EIS  had  been  filed.  However,  it  did  so  because  the  developers  had  opened  instances  of  participation  to  some  communities  while  arbitrary  ignoring  others.  Although  the  Court  resorted  to  the  standards  of  the  Convention  to  explain  what  a  consult  is,  it  was  the  arbitrary  discrimination  the  developer  incurred  in  where  it  eventually  grounded  its  decision.  Corte  Suprema  [Supreme  Court],  Case  No.  2.211-­‐2012,  27  April  2012.  In  Pepiukelen  the  Temuco  Court  of  Appeals  held  that,  even  when  development  projects  are  filed  to  governmental  evaluation  by  means  of  an  EID,  consultation  rights  as  

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B.  Judicialization?  

Investors  and  merchants  are  ready  to  outcry  all  the  benefits  we  see  in  the  rule  of  

law—to  name  a  few,  publicity  of  laws,  avoidance  of  retroactivity,  and  clarity—109but  

they  seem  to  have  trouble  when  others  claim  the  same,  allegedly,  universal  

principles.110  For  there  is  a  sense,  a  sense  they  certainly  share,  in  which  the  rule  of  law  

come  precisely  to  limit  the  extent  and  scope  of  politics.  To  be  sure  I’m  not  suggesting  

that  politics  is  thus  subjected  to  law,  as  politics  can  always  have  the  last  say  and  law  

itself  is  the  product  of  human  agency.  But  I’m  certainly  implying  that  in  a  working  

democracy  the  Rule  of  Law  stands  undeniably  as  limiting  the  exercise  of  politics,  at  

least  in  the  sense  of  establishing  contours  within  which  political  authority  shall  move.  

Indeed  one  of  the  most  salient  features  of  the  Rule  of  Law  is  precisely  that  it  limits  the  

range  of  actions  (and  omissions,  to  a  large  extent)  that  political  power  can  pursue.  

Aimed  at  preventing  abuses  of  political  power,  the  Rule  of  Law  “insists  on  a  particular  

mode  of  the  exercise  of  political  power:  governance  through  law.”111  These  contours,  

on  their  turn—and  this  is  also  taken  to  be  one  of  the  main  traits  of  the  Rule  of  Law—

provides  the  people  information  they  can  count.112  

This  section  ends  arguing  the  cases  above  reviewed  should  take  us  to  dismiss  the  

claim  that  Chilean  courts  are  involved  in  overt  judicialization  of  cases  related  to  

indigenous  policies.  I  want  to  show  how  the  functioning  of  these  courts  might  actually  

                                                                                                               established  in  the  Convention  must  be  respected.  However,  on  later  appeal,  the  Supreme  Court  dismissed  this  requirement.  SANHUEZA  ET  AL.,  NO  NOS  TOMAN  EN  CUENTA,  supra  note  XX,    at,  44-­‐5.  109  See  generally,  LON  L.  FULLER,  THE  MORALITY  OF  LAW  33-­‐94  (1969);  JOSEPH  RAZ,  THE  AUTHORITY  OF  LAW:  ESSAYS  ON  LAW  AND  MORALITY  214-­‐9  (1979).  110  JEREMY  WALDRON,  THE  RULE  OF  LAW  AND  THE  MEASURE  OF  PROPERTY  (2012)  90-­‐4  (arguing  a  pro-­‐investment  Rule  of  Law  model  has  been  promoted  by  international  agencies  as  the  World  Bank  rather  than  in  academic  circles).  111  Jeremy  Waldron,  The  Concept  and  the  Rule  of  Law,  43  GA.  L.  REV.  1,  11  (2008-­‐2009).  112  Id.,  at  43.  

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(1)  help  to  strengthen  the  democratic  credentials  of  politics—what  in  turns  demands  

compliance  with,  and  respect  for,  its  decisions—and,  finally,  (2)  why  the  

administrative  nature  of  governmental  decisions  should  also  be  considered.  

1.  Procedural  courts  

Generally  speaking,  as  mentioned  above,  having  courts  to  make  substantive  decisions  

instead  of  the  administration  or  the  parliament  would  amount  to  a  violation  of  the  

legitimacy  principle  upon  which  democracy  was  (and  is  still  constantly)  built.113  A  

second  alternative,  admittedly  one  less  intrusive,  shows  courts  not  acting  against  

parliaments,  but  interpreting  the  discretionary  spaces  the  parliament  has  left  to  the  

Administration  to  fill  them.114  But  this  alternative  still  causes  legitimacy  problems.  For  

the  Administration  ranks  higher  than  courts—although,  as  I  shall  note  below,  lower  

than  legislatures—as  it  has  accepted  “elective  credentials.”  Moreover,  this  alternative  

supposes  changing  discretionary  decision-­‐making  power  from  the  hands  of  the  

administration  to  that  of  the  judges.  

There  is  still  a  third  alternative  I  would  like  to  suggest;  a  procedural  approach.  John  H.  

Ely  published  in  1980  his  ground  breaking  work  Democracy  and  Distrust.115  There,  Ely  

suggested  that  courts,  rather  than  undertaking  themselves  the  work  of  making  

substantive  decisions,  should  policy  democratic  processes  in  order  to  keep  them  open                                                                                                                  113  JEREMY  WALDRON,  LAW  AND  DISAGREEMENT,  supra  note  X,  at  167-­‐8  (arguing  in  a  democracy  it  is  the  people  or  the  legislators  who  have  to  make  core  political  decisions,  not  the  judges).  If  courts  were  to  make  substantive  decisions  instead  of  the  representative  branch,  then  it  would  be  acting  in  a  way  that  creates  democratic  difficulty.  ALEXANDER  M.  BICKEL,  THE  LEAST  DANGEROUS  BRANCH:  THE  SUPREME  COURT  AT  THE  BAR  OF  POLITICS  16-­‐22  (2d  ed.  1986).  But  see,  RONALD  DWORKIN,  FREEDOM’S  LAW:  THE  MORAL  READING  OF  THE  AMERICAN  CONSTITUTION  (1996)  (arguing  political  legitimacy  is  much  more  than  respect  to  the  majoritarian  premise;  it  is  also  about  outcomes  courts  are  better  suited  to  reach).    114  In  a  sense,  this  is  what  courts  do  when  they  assess  the  way  the  Administration  uses  its  discretionary  faculties.  Lorne  Sossin,  Law  and  Intimacy  in  the  bureaucrat-­citizen  relationship,  in  PERSONAL  RELATIONSHIPS  OF  DEPENDENCE  AND  INTERDEPENDENCE  IN  LAW  120,  130-­‐2  (Law  Commission  of  Canada  ed.  2002).  115  JOHN  HART  ELY,  DEMOCRACY  AND  DISTRUST:  A  THEORY  OF  JUDICIAL  REVIEW  (1980).  

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to  different  voices,  particularly  the  voices  of  those  insular  and  discrete  minorities  

usually  excluded  from  regular  politics.  By  acting  in  this  way  courts  would  behave  as  

referees  of  the  political  process,  instead  of  being  directly  involved  in  making  

decisions.116  To  be  sure  it  is  the  duty  of  the  political  process  to  address  substantive  

values;  but  the  processes  where  those  values  are  to  be  defined—Ely  suggested—are  

to  be  kept  “open  to  those  of  all  viewpoints  on  something  approaching  an  equal  

basis.”117    

Admittedly  Ely  opened  several  flanks  for  attack  as  his  is  a  normative  interpretation  of  

the  Constitution  that  courts  should  embrace.  That  is  to  say,  courts  would  still  be  

engaged  in  substantive  interpretations  when  reading,  say,  equality  before  the  law  

provisions  as  demanding  opening  instances  for  marginalized  communities  to  have  a  

say118—let  alone  the  fact  of  reading  an  often  conflicting  body,  the  Constitution,  as  

anchored  in  a  single  master  principle.119  But  the  set  of  Chilean  cases  above  described  

demand  nothing  of  the  sort  from  courts.  Quite  the  contrary,  those  cases  show  courts  

                                                                                                               116  Id.,  at  73.  117  Id.,  at  74.  As  for  feasibility,  consider  a  couple  of  decisions  issued  by  the  South  African  Constitutional  Court  where  it  calls  provincial  legislatures  to  promote  public  participation,  without  telling  them  how  to  promote  such  constitutional  requirements.  Doctors  for  Life  International  v.  Speaker  of  the  National  Assembly  &  Others  2006  (12)  BCLR  1399  (CC)  (S.  Afr)  and  Matatiele  Municipality  and  Others  v.  President  of  the  Republic  of  South  Africa  &  Others  (1)  2006  (5)  BCLR  622  (CC)  (S.  Afr).  According  to  section  118(1)(a),  of  the  Constitution  of  South  Africa,  “provincial  legislatures  must  (a)  facilitate  public  involvement  in  the  legislative  processes  of  the  legislatures  and  its  committee.”  Or  its  recent  doctrine  of  meaningful  engagement,  where  it  calls  parties—municipal  governments  on  the  one  hand—to  come  together  in  a  deliberated  search  for  a  solution,  without  forcing  a  specific  outcome.  SANDRA  LIEBENBERG,  SOCIO-­‐ECONOMIC  RIGHTS:  ADJUDICATION  UNDER  A  TRANSFORMATIVE  CONSTITUTION  293-­‐303  (2010)  (“Participants  must  approach  the  process  with  openness  and  respect  for  the  human  dignity  of  the  other  party  as  well  as  the  constitutional  rights  and  values  at  stake.  They  should  be  open  to  reason  and  persuasion  and  not  cling  implacably  to  fixe  positions  …  [The  process]  should  be  designed  to  enable  and  empower  disadvantaged  and  marginalised  communities  to  participate  meaningfully  in  the  process”).  118  RONALD  DWORKIN,  A  MATTER  OF  PRINCIPLE  67-­‐9  (2001  repr.).  119  Michael  C.  Dorf,  The  Coherentism  of  Democracy  and  Distrust,  114  YALE  L.  J.  1237,  1239  (2004-­‐5).  

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applying  clear  legal  provisions—like  those  of  the  Convention—120that  impose  on  the  

state  the  duty  to  consult  indigenous  communities.121    

Ferejohn  thinks  the  contrary.122  He  thinks  courts  have  also  stepped  too  far  in  

imposing  ‘deliberative  requirements’  on  politics  by  asking  legislatures  to  “provide  a  

reasoned  justification  for  its  authority  to  enact  certain  statutes.”123  But  I  don’t  think  

the  profile  of  the  cases  under  analysis  here  fall  in  that  category.  Although  procedural  

reviews  are  based  on  their  own  political  and  moral  principles,  as  noted  in  the  previous  

paragraph,  it  is  one  thing  demanding  legislatures  and  administrative  agencies  to  open  

their  doors  to  excluded  groups  (supra  notes  115-­‐7Ely),  quite  another  to  force  them  to  

give  substantive  reasons  for  their  decisions.124    

                                                                                                               120  See  Tribunal  Constitucional  de  Chile  [Constitutional  Court],  Case  No  309,  Aug.  4,  2000  (paras.  6th-­‐7th)  (deciding  provisions  of  the  Convention  enshrining  participatory  and  consultation  rights  to  be  self-­‐executing  because  of  their  imperative  and  clear  terms).  121  Jeremy  Waldron,  for  one,  has  criticized  Ely  arguing  that  the  values  of  democracy  imply  not  only  that  the  people  must  be  granted  a  definitive  say  on  substantive  matters,  but  on  procedural  issues  as  well.  Therefore  there  is  an  affront  to  democracy  every  time  substantive  matters  are  removed  from  the  people,  but  also  when  we  deprive  the  people  to  make  similar  choices  on  procedural  grounds.  WALDRON,  LAW  AND  DISAGREEMENT,  supra  note  XX,  at  295-­‐6.  In  a  similar  sense  see  Richard  Bellamy,  Republicanism,  Democracy,  and  Constitutionalism,  in  REPUBLICANISM  AND  POLITICAL  THEORY  159,  173  (C.  Laborde  and  J.  Maynor  eds.,  2008)  (“when  policies  are  reviewed  on  procedural  grounds,  such  review  either  proves  vacuous  or  involves  a  hypothetical  account  of  what  policy  ought  to  have  been  adopted  in  ideal  procedural  circumstances.  In  other  words,  it  turns  into  the  outcome  or  results-­‐based  substantive  approach”).  However,  it  should  be  noted  that  courts  in  the  cases  above  described  are  not  entertaining  into  determining  which  procedures  we  should  adopt,  but  simply  enforcing  those  we  have  already,  and  sovereignly,  adopted.  122  Ferejohn,  Judicializing  Politics,  supra  note  XX,  at  62-­‐3  (arguing  against  courts  imposing  deliberative  requirements).    123  Id.,  at  62.  124  And  still  another,  to  pass  decisions  on  the  substantive  matters  at  hand.  As  some  have  argued,  procedural  review  works  as  a  surrogate  for  substantive  issues  involved.  This  is  particularly  crucial  a  matter  for  indigenous  communities  who  inhabit  under  a  culture  of  oppression  and  subjugation.  See  César  Rodríguez-­‐Garavito,  Ethnicity.gov:  Global  Governance,  Indigenous  Peoples,  and  the  Right  to  Prior  Consultation  in  Social  Minefields,  18  IND.  J.  GLOBAL  LEGAL  STUD.  263,  269-­‐73  (2011)  (noticing  the  danger  of  focusing  too  much  on  procedural  instances  that  may  well  be  utilized  to  consolidate  and  petrify  cultures  of  oppression,  thus  bypassing  substantive  disagreements).  

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Hirschl  holds  a  different  view.  He  thinks  procedural  aspects  of  the  democratic  process,  

although  regularly  under  the  tutelage  of  constitutional  courts,  are  to  be  decided  

politically.  In  his  words,  

questions  such  as  the  regime’s  legitimacy,  a  nation’s  collective  identity,  or  a  

polity’s  coming  to  terms  with  its  often  less  than  admirable  past,  reflect  

primarily  deep  moral  and  political  dilemmas,  not  judicial  ones.125  

And  those  issues  should  be  decided  accordingly;  “by  the  populace  itself,  through  its  

elected  and  accountable  representatives.”126  Of  course  Hirschl  is  assuming  there  is  a  

polity  willing  to  decide—something  I  will  briefly  address  in  the  last  section.    

But  this  is  not  the  end  of  the  picture.  For  the  argument  says  nothing  as  to  the  

democratic  credentials  that  very  same  polity  is  to  exhibit.127  It  is  true  that  a  court  

might  find  little,  if  any,  restrain  in  defining  the  boundaries  of  legislative  and  

administrative  democratic  credentials,  and  that  is  a  danger  we  should  be  aware  of.  But  

the  set  of  cases  under  consideration  here  give  courts  not  a  blank  cheque  to  be  filled  at  

                                                                                                               125  Hirschl,  Judicialization  of  Politics,  supra  note  XX,  at  123.  126  Id.  127  The  very  fact  of  having  “the  populace”  itself  deciding  the  matter  says  something  important,  but  nothing  conclusive,  as  to  the  democratic  character  of  a  decision.  See  Jeremy  Waldron,  Precommitment  and  Disagreement,  in  CONSTITUTIONALISM:  PHILOSOPHICAL  FOUNDATIONS  (Larry  Alexander  ed.,  1998)  (distinguishing  between  “the  reason  for  carrying  out  a  proposal  with  the  character  of  the  proposal  itself”).  Of  course  there  is  disagreement  as  to  what  these  credentials  should  amount  to,  the  very  reason  why  we  discuss  the  proper  place  for  courts  and  that  of  the  other  branches.  In  fact,  positions  here  range  from  those  suggesting  that  once  representatives  are  elected  the  people  should  return  home  to  their  private  affairs,  JOSEPH  SCHUMPETER,  CAPITALISM,  SOCIALISM  AND  DEMOCRACY  284  (1994)  (“democracy  does  not  mean  and  cannot  mean  that  the  people  actually  rule  in  any  obvious  sense  of  the  term  ‘people’  and  ‘rule’”);  to  those  arguing  members  of  the  parliament  are  to  be  continuously  checked  and  held  accountable  by  those  whom  they  represent.  Benjamin  Constant,  On  the  Liberty  of  the  Ancients  compared  with  that  of  the  moderns,  in  CONSTANT  POLITICAL  WRITINGS  307,  326  (Biancamaria  Fontana  ed.,  Cambridge  University  Press:  2003,  9th  print.)  (“[T]he  people  who,  in  order  to  enjoy  liberty  which  suits  them,  resort  to  the  representative  system,  must  exercise  an  active  and  constant  surveillance  over  their  representatives  ….”).  More  recently  these  latter  theories  have  pushed  the  line  forward  and  claimed  the  people  should  not  only  play  a  vigilante  role,  but  also  be  included  in  decision-­‐making  processes  of  core  public  matters—certainly  in  those  decisions  directly  affecting  them.  BENJAMIN  R.  BARBER,  STRONG  DEMOCRACY:  PARTICIPATORY  POLITICS  FOR  A  NEW  AGE  (1984).  

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will  with  what  judges  think  better  fits  a  democratic  procedure,  but  a  very  specific  and  

concrete  command:  include  the  voices  of  those  communities  to  be  affected  by  a  

governmental  decision  precisely  because  the  community  itself  has  decided  to  have  

those  voice  in.128    

In  other  words,  indigenous  peoples  here  resorting  to  courts  are  not  bad  losers  who,  

having  lost  in  political  chambers,  resort  to  any  other  avenue  where  they  could  

overturn  a  decision  politically  adopted.  What  they  are  claiming  is  their  right  to  be  

present  in  that  very  debate  so  that  they  could  be  made  responsible,  and  not  simply  

objects  as  well  as  subjects,  of  that  decision.  These  are  cases,  therefore,  where  the  

groups  whose  interests  are  addressed  are  excluded  from  the  very  discussion,  

something  that  even  authors  that  have  consistently  opposed  judicial  review  

concede.129  Furthermore,  as  Cécile  Fabre  has  argued,  not  every  debate  about  rights  is  

always  about  ‘rights  all  members  have,’  debates  where  one  could  admittedly  lose.  For  

there  are  certainly  cases  where  “the  legislature  decides  whether  homosexuals  should  

be  granted  all  the  rights  heterosexuals  have,”  a  case  where  they  are  clearly  addressing  

“rights  for  one  group  of  the  population,  to  wit  homosexuals.”130  

2.  What  politics?  

There  is  another,  often  overlooked,  fact  we  should  consider  when  analyzing  the  

Chilean  case  law  on  indigenous  claims:  that  most  of  governmental  decisions  

contended  are  administrative.  Even  those  who  have  consistently  opposed  judicial  

                                                                                                               128  Whereas  this  is  a  standard  difficult  to  assess  absent  the  ‘indigenous  variable,’  the  collective  character  of  communities  involved  give  us  more  control  over  courts’  work.  What  the  Convention  calls  political  power  to  fulfill,  and  courts  to  tutelage,  is  that  communities  affected  by  a  measure  should  be  included  and  their  voice  heard.  129  WALDRON,  LAW  AND  DISAGREEMENT,  supra  note  XX,  at  297.  130  Cécile  Fabre,  The  Dignity  of  Rights,  20  OXFORD  J.  L.  STUD.  271,  277-­‐8  (2000)  (her  emphasis).  

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review  concede  that  democratic  credentials  are  stronger  when  we  are  before  

legislative  decisions.131  Although  there  are  those  who,  like  Ferejohn,  have  argued  

legislative  power  gets  itself  relocated  in  different  governmental  branches,  certainly  in  

the  administration,132  this  does  not  preclude  the  people  from  demanding  more  

participatory  avenues  in  executive  offices,  administrative  agencies,  and,  of  course,  

why  not,  private  contractors  executing  governmental  functions.    

Ferejohn  himself  claims  that  it  is  the  legislatures  where  we  are  to  influence  and  

decisively  direct  the  formulation  and  adoption  of  public  decisions.133  If  legislative  

power  gets  relocated  in  administrative  agencies,134  the  power  of  the  people  to  

“monitor,  criticize,  oppose,  and  otherwise  influence,”135  follows  that  relocation.  In  this  

sense,  Ferejohn  writes,  “administrative  lawmaking  is  inevitably  and  justifiably  

politicized.”136  

So  we  can  ask,  once  again,  are  the  kinds  of  cases  involving  indigenous  claims  

subverting  these  foundational  principles  of  democracy?  The  answer  suggests  the  

opposite.  Democratizing  the  administration  demands  decentralization  of  political  

power  based  on  the  assumption  that,  having  decisions  affecting  specific  communities  

to  be  locally  defined  by  the  intervention  of  that  very  same  community,  enhances  

democracy.137  But  beyond  normative  assumptions,  it  is  also  important  to  note  

                                                                                                               131  Jeremy  Waldron,  The  core  of  the  case  against  judicial  review,  15  YALE  L.  REV.  1346,  1353-­‐4  (2006)  (“it  is  almost  universally  accepted  that  the  executive’s  elective  credentials  are  subject  to  the  principle  of  the  rule  of  law,  and,  as  a  result,  that  officials  may  properly  be  required  by  courts  to  act  in  accordance  with  legal  authorization.”).    132  Ferejohn,  Judicializing  Politics,  supra  note  XX,  at  49-­‐50.  133  Id.,  at  46.  134  Id.,  at  50-­‐1.  135  Id.,  at  50.  136  Id.,  at  51.  137  Jerry  Frug,  Administrative  Democracy,  supra  note  24,  at  574-­‐6  (“Both  workplace  democracy  and  effective  democratic  control  of  the  government  require  the  decentralization  of  power”).  

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empirically  driven  experiences  that  have  proven  instances  of  local  policy  making—

highly  valued  by  the  people138—to  improve  rates  of  compliance  with  proposed  

measures,139  helping  to  keep  “creative  tension”  alive  through  dialogues  with  the  

citizenry,140  thus  triggering  improved  and  innovative  policy  solutions  by  relaying  on  

local  knowledge.141  

*  *  *  

Overall  what  these  cases  show  is  precisely  that  courts  may  (although  not  always)  

operate  as  reinforcing  the  democratic  credentials  of  both  the  legislatures  and  the  

administration.  Politics  need,  sometimes,  to  be  remembered  that  there  are  voices  that  

have  been  left  out  of  the  self-­‐government  enterprise.  That  is  to  say,  that  there  are  

people  whose  right  “to  have  timely  input  and  influence”142  on  political  decisions  has  

been  severely  perturbed.    

Furthermore,  the  impact  of  these  cases  has  been  very  limited  in  scope.  And  when  they  

have  had  comprehensive  impact  it  has  been,  most  ironically,  against  indigenous  

communities  themselves.  For  as  the  recent  decree  passed  by  the  outgoing  Piñera’s  

administration  shows,  efforts  have  pointed  towards  guaranteeing  foreign  investors  

that  (what  the  government  and  investors  see  as)  obstacles  will  not  frustrate  

                                                                                                               138  Greg  Halseth  &  Annie  Booth,  “What  works  well:  what  needs  improvement”,  Greg  Halseth  &  Annie  Booth,  “What  works  well:  what  needs  improvement”;  lessons  in  public  consultation  from  British  Columbia’s  resource  planning  processes,  8  LOC.  ENV’T  437,  446  ff  (2003)  (describing  the  importance  people  attribute  to  local  processes  of  policy  definition).  139  César  Viteri  &  Carlos  Chávez,  Legitimacy,  local  participation,  and  compliance  in  the  Galápagos  Marine  Reserve,  3-­‐4  OCEAN  &  COASTAL  MGMT.  253  (2007).    140  Nancy  C.  Roberts,  Keeping  Public  Officials  Accountable  through  Dialogue:  Resolving  the  Accountability  Paradox,  26  PUB.  ADMIN.  REV.  658  (2002).    141  Elinor  Ostrom  showed  an  empirically-­‐grounded  challenge  to  these  common  assumptions  in  her  Coping  with  Tragedies  of  the  Commons,  2  ANNU.  REV.  POLIT.  SCI.  493,  519-­‐26  (1999).  142  Ferejohn,  Judicializing  Politics,  supra  note  XX,  at  49.  

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business.143  This  pro-­‐investment  agenda  includes  a  cluster  of  laws  aimed  at  the  same  

result:  prevent  what  they  have  called,  but  I  contend  we  could  really  see  as,  

judicialization.144  

 

IV.  Judicialization  as  a  two-­way  process  (reaching  courts  from  ‘above’)  

 

I  want  to  finish  this  work  calling  the  attention  on  the  role  the  Chilean  state  has  played  

in  promoting  a  sort  of  judicialization  that  should  really  worry  us.  I  want  to  do  so  by  

taking  a  look  beyond  its  negation  of  participatory  avenues,  showing  how  the  

government  itself  has  preferred  to  judicialize  indigenous  matters—rather  than  

address  them  politically.  This  is  an  actor  whose  influence  is  often  overlooked  by  

placing  the  emphasis  on  the  institutional  and  claims  coming  ‘from  below’  or  where  

accounts  of  ‘from  above’  judicialization  concern  disputes  among  political  elites.145    

The  kind  of  judicialization  that  should  worry  us  is  what  Hirschl  terms  ‘mega-­‐politics,’  

questions  of  “electoral  processes  and  outcomes,  restorative  justice,  regime  legitimacy,  

executive  prerogatives,  collective  identity,  and  nation-­‐building  …  [and]  increased  

judicial  scrutiny  of  core  prerogatives  of  legislatures  and  executives  in  foreign  affairs,  

fiscal  policy,  and  national  security.”146  

                                                                                                               143  Ejecutivo  apura  iniciativas  para  evitar  judicialización  de  grandes  proyectos  [The  Executive  put  pressure  on  drafts  aimed  at  preventing  judicialization  of  big  projects],  LA  TERCERA,  Nov.  23,  2013.  144  Id.  145  See  Sieder  et  al.,  Introduction,  supra  note  XX,  at  1-­‐2,  4-­‐5.  146  Hirschl,  Judicialization  of  Politics,  supra  note  XX,  at  124,  138.  

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Since  the  return  to  democratic  ruling  Chile  has  transited  a  path  of  depoliticization,  

forced  by  the  institutional  setting  inherited  from  the  dictatorship,147  as  well  as  by  the  

subsequent  political  practice  built  upon  it:  a  form  of  politics  dramatically  limiting  

responsiveness  to  off-­‐the  wall  (narrowly  defined)  consensus.148  Although  

depoliticization  does  not  immediately  amounts  to  judicialization,  it  may  well  be  one  of  

its  causes.  Notice,  for  instance,  the  definitive  impact  depoliticization  had  on  

institutional  arrangements  such  as  the  electoral  system,  designed  to  yield  a  virtual  tie  

in  Congress  between  the  two  main  political  coalitions  thus  preventing  responsiveness  

to  popular  sectors,149  or  the  supra-­‐majority  quorums  required  to  pass  legislation  on  

key  political  matters.150    

This  trauma  with  politics,  explained  by  a  military-­‐internalized  idea  that  too  much  

politics  and  disagreement  led  Chile  to  the  coup  d’  etat  in  1973,  is  one  of  the  evident  

reasons  behind  the  institutional  blockade  of  indigenous  constitutional  recognition.151  

As  Contesse  explains,  “groups  that  do  not  fit  into  the  mainstream  political  forces  easily  

fall  off  the  spectrum  of  voices  with  authority  to  influence  public  debate  and,  let  alone,  

obtain  political  victories,  such  as  the  granting  of  legal  status.”152  

 

                                                                                                               147  Alejandro  Corvalán,  Institutional  Design  against  Electoral  Participation:  the  case  of  Chile,  (Working  Paper  No  32,  Universidad  Diego  Portales),  available  at  http://www.udp.cl/descargas/facultades_carreras/economia/pdf/documentos_investigacion/wp32_Institutional_Design_Corvalan.pdf  148  Domingo  Lovera,  Implosive  Courts,  Law,  and  Social  Transformation:  the  Chilean  case,  3  CAMBRIDGE  STUDENT  LAW  REVIEW  30,  32-­‐3  (2007).  149  Paul  W.  Posner,  Development  and  Collective  Action  in  Chile’s  Neoliberal  Democracy,  18  POLITICAL  POWER  &  SOCIAL  THEORY  85,  97-­‐9  (2007).  150  JAVIER  COUSO  ET  AL.,  CONSTITUTIONAL  LAW  IN  CHILE  66-­‐70  (2011).  I  would  like  to  thank  Matías  Guiloff  for  having  brought  the  importance  of  institutional  settings  to  my  attention.  151  See  Contesse,  Indigenous  Peoples  in  Chile,  supra  note  XX,  at  30-­‐6.  152  Id.,  at  32.  

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Therefore,  as  the  practice  has  shown,  when  institutional  designs  along  with  political  

passiveness  conspire  against  reform,  actors  are  taken  to  seek  redress  in  avenues  other  

than  politics;  for  instance,  courts.153  As  Hirschl  has  noted,  a  deadlocked  political  

system  might  well  encourage  the  expansion  of  judicial  power.154  In  such  a  context,  

complaining  against  judicialization  in  order  to  give  a  polity  without  politics  a  way,  

seems,  at  least,  question-­‐begging.    

This  is  partly  what  I  have  been  trying  to  show  with  the  law  cases  explained  in  the  last  

section.  Certainly  indigenous  communities  litigating  such  cases  do  not  seek  the  

constitutional  and  political  recognition  the  polity  has  denied  them,  but  at  least  the  

have  found  an  avenue  where  they  can  advance  their  rights.  However,  what  should  be  

of  concern  to  us  is  how  the  state  itself  has  preferred  to  transfer  key  political  matters  

onto  the  hands  of  judges.    

To  be  sure  there  is  a  history  to  show.  In  1978  the  Military  Junta  passed  an  amnesty  

decree  aimed  at  conferring  them  criminal  immunity.  Once  democracy  was  restored,  

several  victims  of  human  rights  violations  started  to  seek  political  redress.  Whereas  

politics  conveniently  decided  not  to  address  these  issues—admittedly  a  hot  potato  

with  Pinochet  still  as  acting  commander  in  chief  of  the  army—victims  started  to  file  

criminal  suits.  What  was  the  result?  The  judicialization  of—to  quote  Hirschl  again—

the  “polity’s  coming  to  terms  with  its  often  less  than  admirable  past.”155  As  some  

                                                                                                               153  This  is  a  variant  of  what  Ferejohn  termed  the  ‘fragmentation  hypothesis,’  “that  courts  have  more  freedom  to  action  when  political  branches  are  too  fragmented  to  make  decisions  effectively.  In  such  cases,  policy  making  tends  to  gravitate  to  institutions  that  can  solve  disputes  effectively.”  Ferejonh,  Judicializaing  Politics,  supra  note  XX,  at  59-­‐60  (mentioning  qualified  majority  rules  as  one  of  the  arrangements  that  prevents  political  institutions  from  making  decisions).  154  Hirschl,  Judicialization  of  Politics,  supra  note  XX,  at  136.  155  Id.,  at  123.  To  be  sure,  a  sad  trend  in  the  region:  Huneeus  et  al.,  Cultures  of  Legality,  supra  note  XX,  at  10.  

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scholars  have  argued,  this  has  amounted  to  the  dilution  of  politics,  and  at  the  same  

time  the  trivialization  of  the  political  terror  infringed,  into  different  single  cases  that  

depend  on  individual  judicial  outcomes.156  

Something  similar,  I  contend,  has  occurred  with  one  of  the  crucial  vindications  

indigenous  peoples  have  claimed,  namely:  the  restorations  of  their  lands  illegitimately  

appropriated  by  the  Chilean  state.  One  of  the  most  important  claims  made  by  

indigenous  peoples  in  Chile  is  that  related  to  land  restoration.  Politics  has  been  both  

slow  and  unwilling  to  definitively  resolve  the  matter.  Efforts,  although  relevant,  have  

been  incomplete.  The  Land  and  Water  Fund  for  Indigenous  Peoples  (Fondo  de  Tierras  

y  Aguas  Indígenas),  a  fiscal  fund  destined,  among  other  things,  to  grant  indigenous  

peoples  subsidies  to  buy  new  lands  and  to  acquire  and  regularize  water  rights,  has  

proved  unsatisfactory.157  Whereas  evidence  shows  there  are  some  examples  of  

communities  who  have  turned  to  courts  bringing  lawsuits  against  the  state  and  

private  settlers,158  there  are  also  those  who  have  preferred  to  resort  to  direct  action,  

                                                                                                               156  See  generally  JUAN  PABLO  MAÑALICH,  TERROR,  PENA  Y  AMNISTÍA:  EL  DERECHO  PENAL  ANTE  EL  TERRORISMO  DE  ESTADO  [TERROR,  PUNISHMENT  AND  AMNESTY:  CRIMINAL  LAW  BEFORE  STATE  TERRORISM]  29-­‐41  (2010).  I  want  to  rescue  here  some  congressmen  who  have  raised  their  voice  to  show  discomfort  with  this  situation.  In  2007,  after  the  Supreme  Court  confirmed  it  is  no  longer  resorting  to  the  amnesty  decree  to  thwart  investigations,  Sergio  Aguiló,  a  socialist  deputy,  reasoned  this  decisions  should  be  seen  “as  encouraging  the  administration  and  the  Congress  to  definitively  resolve  issues  related  to  the  amnesty  …  we  can  no  longer  rest  upon  the  criteria  of  judges.  It  is  our  time  to  do  the  job.”  Fallo  que  rechazó  la  amnistía  insta  a  parlamentarios  a  zanjar  discusión  [Judicial  decision  that  rejected  amnesty  urges  parliamentarians  to  resolve  the  debate],  LA  NACIÓN,  Mar.  15,  2007.  157  UN  COMMISSION  ON  HUMAN  RIGHTS,  Report  of  the  Special  Rapporteur  on  the  situation  of  human  rights  and  fundamental  freedoms  of  indigenous  people,  Mr.  Rodolfo  Stavenhagen,  submitted  in  accordance  with  Commission  resolution  2003/56,  Mission  to  Chile  (Sixtieth  session,  2004),  UN  Doc.  E/CN.4/2004/80/Add.3  (2004),  para.  20;  INSTITUTO  DE  INSTITUTO  DE  ESTUDIOS  INDÍGENAS-­‐UNIVERSIDAD  DE  LA  FRONTERA,  LOS  DERECHOS  DE  LOS  PUEBLOS  INDÍGENAS  EN  CHILE  181-­‐2  (2003).  158  Skjævestad,  The  Mapuche  People’s  Battle  for  Indigenous  Land,  supra  note  XX.  

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including  social  protests  as  well  as  the  “occupation  of  land  or  setting  fire  to  property  

or  forestry  machinery  and  vehicles.”159    

The  state’s  answer?  The  application  of  anti-­‐terrorist  law.  Although  the  state  has  been  

taken  before  the  Inter-­‐American  Court  of  Human  Rights  for  the  discriminatory  

prosecution  of  indigenous  by  resorting  to  the  anti-­‐terrorist  legislation,160  nothing  

prevent  us  from  seeing  how  the  state  itself  has  preferred  to  take  a  core  political  

matter—related  to  recognition  and  restorative  justice—to  courts.  This  is  the  sort  of  

judicialization  we  should  be  concerned  with:  cases  where  the  state  actively  seeks  to  

transfer  its  political  responsibility.161    

 

Conclusions  

 

Has  there  been  judicialization  of  politics  in  Chile?  It  depends.  On  the  one  hand,  

indigenous  communities  claims,  as  noted  above,  have  all  seek  to  open  a  space  for  

communities  to  have  say,  although  not  definitive  veto,  in  decisions  directly  affecting  

them.  As  political  processes  have  turned  their  backs  on  indigenous  peoples,  they  have  

been  taken  to  seek  participation  as  opportunities  become  available.  On  the  other  

hand,  there  are  crucial  matters,  not  related  to  political  inclusion,  but  certainly  related  

                                                                                                               159  Id.,  at  216-­‐7.  160  The  Inter-­‐American  Commission  of  Human  Rights  issued  a  press  release  with  links  to  relevant  documents  that  can  be  accessed  here:  http://www.oas.org/en/iachr/media_center/PReleases/2011/094.asp  (last  accessed  March  15,  2014).  161  As  the  recently  appointed  intendant  for  La  Araucanía,  Francisco  Huenchumilla  put  is,  it  has  been  the  Chilean  state  which  brought  both  indigenous  communities  and  settlers  (and  their  descendants)  to  this  uncomfortable  situation;  it  is  therefore  the  state  the  one  that  owes  “a  political  debt  that  has  been  pending  for  more  than  130  years  …”  Intendente  Huenchumilla  pide  perdón  al  pueblo  mapuche  y  a  los  descendientes  de  colonos  [Intendant  Huenchumilla  asks  forgiveness  to  the  mapuche  people  and  settlers  descendants],  ELMOSTRADOR.CL,  Mar.  13,  2014.  

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to  core  political  matters,  where  the  state  itself  has  actively  sought  to  escape  political  

costs.  These  cases,  however,  run  often  overlooked  and  reduced  to  normal  criminal  

persecution.  

It  is  hard  to  say,  as  the  idea  of  judicialization  presupposes,  that  the  first  set  of  cases  

have  diminished  democracy.  In  fact  courts  have  served  to  open  the  channels  of  

political  participation  to  communities  that,  otherwise,  would  remain  subjects  of  top-­‐

down  policy  implementations.  Moreover,  as  the  examples  above  illustrate,  these  

achievements  have  been,  despite  its  consequences,  individual  and  never  addressing  

the  whole  of  a  public  policy.  

Courts  intervention—as  used  by  indigenous  communities  as  opportunities  become  

available  and  in  connection  with  other  forms  of  political  struggle—has  permitted  

some  improvements  in  political  inclusion.  However,  structural  claims  remain  largely  

unsolved.  It  would  be  pitifully  reductionist  to  suggest  that  court-­‐centered  strategies  

would  provide  a  definitive  political  solution.162  While  this  certainly  shows  the  limits  of  

judicialization,  it  also  should  take  us  to  pause  an  assess  courts  intervention  in  its  

proper  light  before  resorting  to  an  empty,  if  not  cynic,  version  of  the  legitimacy  

critique.  

 

 

                                                                                                               162  See  Glen  S.  Coulthard,  Subjects  of  empire:  Indigenous  Peoples  and  the  ‘Politics  of  Recognition’  in  Canada,  6  CONTEMPORARY  POLITICAL  THEORY  437  (2007)  (arguing  processes  of  colonization  cannot  be  overcome  by  accommodating  indigenous  participation  within  liberal  recognition  practices  without  first  tackling  both  structural  and  subjective  patterns  of  domination);  Rodríguez-­‐Garavito,  Ethnicity.gov,  supra  note  XX.