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Transcript of Multiple and widespread integration of mitochondrial DNA ...
Multiple and widespread integration of mitochondrial DNA
sequences in the nuclear g n o m e s of geese
Branimir Gjetvaj
A thesis submitted to the Department of Biology
in conformity with the requirements for
the degree of Doctor of Philosophy
Queen's University
Kingston, Ontario, Canada
September, 1998
copyright O Brrinimir Gjetvaj, 1998
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GJETVAJ, Branimir. Ph.D. Queen's University. Kingston. Ontario. Canada.
Septernber 1998. Multiple and widespread integration of mitochondrial DNA sequences in
the nuclear genomes of geese.
Supervising professor: Dr. Peter T. Boag
Sequences showing homology to a rnitochondrial DNA (rntDNA) fragment
containing the D-loop region (probe pmLSGûû3) have been found in the nuclear genomes
of five out of six goose species analyzed (Aves. Anserinae). In the Lesser Snow Goose
(Amer caenilescens caerulescens), there are about 3.000 - 5.000 copies of the 3.6 kb
insened element. The bulk of these sequences appear to result from a secondary
amplification, and are organized in a tandem m y in one location in the genome. Three out
of 233 ( 1.2%) of Lesser Snow Goose individuals are homozygously deficient for this
tandem array. This a m y was also identified in the genornes of the closely related Greater
Snow Goose (A. S. atlantica) and Ross Goose (A. rossii). The genomic DNA of these
three species did not contain sequences that would hybidize to two other mitochondrial
DNA probes containing ATPase subunit 6 (prnLSGOO 1 ) or cytochrome oxidase subunit 1
(pmLSG002). 1 found that White-fronted Goose nuclear DNA contains multiple fra, oments
that hybridized to d l three rnDNA probes. It appears that three separate re,' -ions
representing 60% of the goose mitochondrial genome have been insened in the nucleus of
this species through multiple and independent events. Brant and Canada Goose nuclear
genornes contain low-copy nurnber sequences that show homology to rntDNA probes
prnLSGûûI and pmLSG003. None of the mtDNA probes that I used hybridized to nuclear
sequences in the Emperor Goose.
1 present evidence thrit mtDNA-originating sequences are present in nuclear
genomes of various modern species of the subtarnily Anserinae. and suggest that these
sequences were tnnsferred and incorporated into the nuclear genomes on several occasions
along the evolution of goose lineaps. The implications for currently accepted goose
phylogeny are discussed. I funher show that Lesser Snow Goose populations spanning a
morph-ratio cline along the Gulf of Mexico coxst exhibit low genetic heterogeneity and high
levels of gene flow. Lack of barriers to gene flow in regard to rnorphological characters
and "species" recognition mechanisms may explain the presence of apparently similar
mtDNA-like sequences in Lesser / Greater. and Ross' Goose nuclear genomes. This study
supports the notion of promiscuity of mitochondrial and nuclear genomes in general. and of
frequent and continuous exchange of jenetic information between the mitochondrion and
the nucleus among nonpasserine birds.
1 would like to thank Drs. Bradley White and Fred Cooke for taking me as a
graduate student. and for ail the help and suppon during the initial stages of this project.
Special thanks to Dr. Peter Boas for taking me under his wing when everybody else left.
and for overseeing this thesis to the end.
My gratitude goes to al1 graduate students and technicians at Queen's and McMaster
Universities who provided assistance. support. friendship and tons of laugh ter. I will
avoid to list al1 of them as 1 am afraid to forget any. Many thanks to Dr. Roger Doyle and
Doug Cook for help, and for allowing me to do some additional lab work at the Marine
Gene Probe Laboratory in Halifax. Doug was an exceHent teacher and 1 learned a lot from
him. Dr. Tim King was patient and supportive during the final (pûnic) stages of my thesis.
and for allowing me to analyze sorne of the data using faciiities at his laboratory in West
Virginia.
1 am grateful to Dr. Tom Quinn for providing Snow Goose mDNA and single-
locus DNA probes. and to the following people for providing the samples or helping with
the sample collection: R. Helm. T. Quinn, L. Lougheed, H. Bell, D. Rechard, G.
Linscombe, R. Bisbee, J. Crabtree. D. and H. Lobtres, H. McKay, M.Cronen, A. Reed.
and G. Gauthier.
Many thanks to Dr. Marianne Douglas for cawing up, and beating me with the
Thesis Stick. I never befieved thrit a piece of driftwood can hurt so much.
And tïnally. thanks to my mom for being patient. supponive. and for living through
a wu- without her younger son.
Abs tract
Dedication
Acknowledgments
Table of Contents
List of Tables
List of Figures
List of Abbreviations
General Introduction
Chapter 1 : Mitochondrial genes in the nucleus
1.1 Generd features of animal mitochondrial DNA
1.2 Transfer of mitochondrial genomes to the nucleus
Provision of a genetic element within the donor genome
Transfer and integration of genetic information
Activation and regulation of the tnnsferred sequences
Loss of mitochondrial gene copy after it becomes redundant
1.3 Mechanisms of transfer and integration of mtDNA sequences
1.4 Gene content of inserted rntDNA sequences
1.5 Sequence divergence between mtDNA and nuclear copies
1.6 Implications for population and evolutionary studies
Chapter 2: Materials and methods
Samples
DNA extractions
Restriction digests. electrophoresis. and hybridiziitions
Mitochondnal DNA sequencing and sequence database search
Chapter 3: Mitochondnal DNA in nuclear genomes of geese
3.1 Identification of mtDNA sequences in the Lesser Snow Goose genome
3.2 Copy numbrr of the 3.6 kb element in the Lesser Snow Goox genome
3.3 Phylogenetic distribution
3.4 Gene content of Lesser Snow Goose mtDNA probes
I V
v
vi --.
V l l l
i x
X
Chapter 4: Genetic structure of Lesser Snow Goose populations dong
a colour-morph cline
4.1 Introduction
4.3 Materials and methods
Samples
DNA extractions. restriction digests, hybtidizations and data analysis
4.3 Results
Scoring of RFLP polymorphisms. and levels of DNA variation
Testing for Hardy-Weinberg equilibrîum. and linkage disequil ibrium
Allele frequency distribution. and measures of genetic differentiation
4.4 Discussion
Chapter 5: Discussion
5.1 mtDNA sequences integrated in the nuclear genomes of geese
5.2 Goose phylogeny and possible evolutionary origins of the transposed
mtDNA sequences
5.3 Content of transposed mtDNA sequences
5.4 Repeated character of the 3.6 kb nucDNA fragment and its presence
in natural populations
Summary and Conclusions
References
Vita
vii
LIST OF TABLES
Table Page
1 Overview of the presence of mtDNA sequences in nuclear genomes 13 of multicellular animals
2 Gene content of Lesser Snow Goose mtDNA probes 45
3 Lesser Snow Goose sampling locations and number of saraples 52
4 Restriction fragment length polyrnorphism identified by 6 DNA probes 56
5 List of loci with significant deviation frorn Hardy-Weinberg equilibrium 60
6 Cornparison of allele frequencies and test of population differentiation 63
7 Cornparison of allele frequencies and test of colour morph differentiation 65
8 Exact test of population differentiatîon, and pairwise FST values 67
Figure
Southem blot of Lesser Snow Goose DNA probed with a mtDNA probe pmLSG003. showing repetitive character of the inserted fra, ornent
Screening for the presence of nuclear homolog in the Snow Goose
Southem blot with a minisatellite-like banding pattern
Screening for the presence of nuclear homolog in six species of geesr
Southem blot of Brant Goose DNA digested with several restriction enzymes and hybridized with pmLSG003
Sequence alignment of clone pmLSGûû 1 with chicken and duck mtDNA
Sequence alignment of clone pmLSGûû2 with chicken and duck mtDNA
Origin of three Lesser Snow Goose mtDNA probes
Map with sampling locations
Restriction fragment length pot ymorphism in Lesser Snow Geese detected with DNA probe DQSG- 1
Allele frequencies of 8 loci across populations
Mode1 of the possible evolutionary origins of mtDNA-like sequences in nuclear genornes of geese
Page
32
34
36
38
40
43
44
46
53
58
62
76
The abbreviations used in this thesis folIow those listed in the Proceedings of the National Academy of Sciences U.S.A. 84. vi-vii. with these additions:
bp
kb
mtDNA
nucDNA
RFLP
rRNA
SDS
tRNA
base pair
kilobase pair
rnitochondrial DNA
nuclear DNA
restriction fragment length polymorphisrn
ribosomal RNA
sodium dodecyl sulfate
transfer RNA
The compact and economical animal mitochondrial genome (Attardi 1985) is the
result of a gradua1 transfer of genetic information from organelle to the nucleus. a process
impl ied in the endosymbiont hypothesis (Margulis 1970; Gray 19%). A massive transfer
of proto-organellar genes streamlined the genome of a prokaryotic endosymbiont that
invaded an ancient eukaryotic cell. However, the recent transfer of rnitochondrial DNA
sequences (mtDNA) and their integrrition into nuclear genomes has k e n reported for an
increasing number of modem plant (Blanchard and Schmidt 1995). and animal taxa
including crustaceans (Schneider-Broussand and Nigel 1997). insects (Gellissen et al.
1983: Sunucks and Hales 1996). sea urchins (Jacobs et al. 1983). and various vertebrates
(Sorenson and Fleischer 1996: Lopez et al. 1997; Kidd and Friesen 1998; Zischler et al
1998: and references in Zhang and Hewitt 1996). Sequence analysis of various
mitochondrial genes and corresponding nuclear copies suggest that. in a few organisms.
such transposition events have occurred on multiple occasions (Fukuda et al. 1985: Nugent
and Palmer 199 1 ; Hu and Thi tly 1994. 1995; Collura and Stewart 1995: Sorenson and
Fleischer 1996; Sunnucks and Hales 1996). Hence, the mechanism responsible for the
streamlining of the mitochondrial genome may still remain intact. and the transfer of DNA
sequences from mitochondrion to the nucleus may not only be a historical event but also an
ongoing process.
Partial or complete sequences of at lem eight of the thineen rnitochondrial protein-
coding genes. both ribosomal RNA genes, and the control region have been inserted in
animal nuclear genomes (reviewed in Zhang and Hewitt 1996). Nuclex copies may be
inserted in apparently rmdom locations with low-copy numbers of integated fragments
(Jacobs et al. 1983; Smith et al. 1992). dispersed throughout the nuclear genome
(Gellissen ct al. 1983; Zullo et al. 1991 : Fukuda et al. 1985; Kamimura et al. 1989). or
mriy form more than 300 - 600 kb of localized. tandemiy repeated arnys (Lopez et al.
1994). In locusts. aphids. birds. rats. and hominoids the rntDNA-like sequences are
present as multiple copies (Gellissen et al. 1983; Zullo et al. 1991 : Hu and Thilly 1994:
Collun and Stewart 1995; van der Kuyl et al. 1995: Sunnucks and Hales 1996: this
study). Different molecular mechanisms were inferred in different inteeration events
(Blanchard and Schmidt 1996). More extensive studies on mechanisms of transfer need to
be conducted.
Detection of organisms where transfer and integntion of mitochondrial DNA
sequences into the nucleus took place, provides an opportunity to study mode and relative
rates of evolution of mitochondrial and nuclear DNA. In organisrns where sequence data
are available. different patterns of sequence evolution between the originating mitochondrial
genes and their nuclear copies were observed. Mitochondrial sequences insened in the
nucleus evolve at a nearf y equivaient (and presumabl y selectivel y neutral) "pseudogene"
rate and are often referred to as "nuclear fossils" (Zischler et al. 1995; Perna and Kocher
1996). while the original mitochondrial genes evolve at different rates depending on the
constraints of their function (Lopez et al. 1997). Better understanding of the relative rates
of evolution of mtDNA (and corresponding nuclear DNA) has a paramount importance for
the appropriate use of such sequences in evolutionary studies (Hoeh et al. 1995; Lopez et
al. 1997).
The presence of mitochondrial sequences in the nuclear environment could prove
to be an obstacle when mitochondrial DNA is used for phylogenetic and population biology
studies (Smith et al. 1992: Quinn 1992: Zhang and Hrwitt 1996). This is panicularly
relevant to studies that use the Polymerase Chain Reaction (PCR) amplification of target
DNA sequences wi th "universal" or degenerate pri mers ( Kocher et al. 1 989). Paralogous.
nuclear-encoded mtDNA pseudogenes could potentially be amplified by PCR primers
drsigned on sequences from related taxa. thus produc ing erroneous resul ts in ph y logenet ic
or population analyses (Colluri et al. 1996: Zhang and Hewitt 1996). Clear knowledge on
the presence and phylogenetic distribution of nuclear homologs is thus necessa-.
The rnajority of studies dealing with mtDNA transpositions have concentrated on a
single species. However. nuclear insertions involving the same mtDNA regions can be
observed in related taxa. Widespread phylogenetic presence of transposed mtDNA
sequences has only recently k e n documented in birds (Arctander 1995: Sorenson and
Fleischer 1996: Kidd and Friesen 199%). and a variety of other taxa (Hu and Thilly 1994:
Lopez et al. 1994. 1996; Collura and Stewart 1995; Sunnucks and Hales 1996; Zischler
et al. 1998). Furthemore. only a few studies have paid attention to the Ievel of variation in
nuclear inserts on a population level (Zischler et al. 1995; Sorenson and Fleischer 1996).
Mitochondrial DNA transpositions which appear to occur frequently and have broad
phylogenetic distribution allow a study of molecular mechanisms of gene duplication.
transfer and integration of exogenous DNA, and in addition provide an insight into the
evolutionary history of the mitochondrial genorne over long evolutionary timescales (Hu
and Thilly 1994).
The detection of mtDNA-like sequences in the nuclear genome of Lesser Snow
Goose (Quinn and White 1987) raised a question of whether such sequences are present in
other, ctosely related species. A distribution of the mtDNA inserts that are localized and
presumably reptitive. lead to a hypothesis that the nuclear integrations occumd recently in
this species, and that the mtDNA integrations would not have widespread occurrence in
other species of geese. In this study 1 will: a) test for the presence of rntDNA sequences in
nuclear genomes of six species of geese (Aves. subfamily Ansennae) (the species analyzed
in this study were selected to include representatives of two genera of the subfamily
Anserinas: genus Branta (Canada Goose and Brant). and genus Anser (Lesser and Greater
Snow. Ross'. Emperor. and White-fronted Goose)): b) I will show that in the Lesser
Snow Goose. 3.6 kb nucDNA fragments containing mitochondrial inserts occur aï ri
homogeneous. tandemly repeated amy. as digestion with either md III, Barn HI, or Ava
I alorte recover identical sizcd fragments; c) I will show that the tandem anay of 3.6 kb
inserts has not yet reached fixation in Lesser Snow Goose populations. as scrrrning for the
presence of the inserted element reveaied that 1.2% of individuals are homozygously
deficient for the array; and d) based on the presence / absence of rntDNA integrations and
results of hybridization experimen~s. 1 will discuss the implication of this study on the
presently accepted phylogeny of Anserinae.
The Lesser Snow Goose is a dimorphic taxon. with gray ("Blue") and white
("Snow") plumage colour phases. Gray and white plumage foms of Lesser Snow Geese
were considered separate species as late as 1960s. Cooke and coworkers ( 1988) suggested
that the clinal distribution of the two colour phases dong the Gulf of Mexico coast was
formed due to a secondary contact and interbreeding after a Ions period of isolation in
allopatry . The extent of the inter "species" transfer of integrated mtDNA-Iike sequences
(i.e. between Ross' and Lesser / Greater Snow Geese) can be inferred from a study of
levels of genetic differentiation and gene flow between taxa that were recently considered as
separate species (Le. "Blue" and "Snow" colour morphs of Snow Geese). In this thesis. 1
will analyze population genetic structure of the colour-morph cline along the Gulf of
Mexico coast to uncover the extent of genetic differentiation between the two colour
morphs, and to determine the extent of gene flow between the populations dong the cline.
This study will document the presence of multiple integrations of separate mtDNA
sequences in nuclear genomes of geese. and show rhat mtDNA transpositions in birds are
probably much more common and widespread than previously thought. I will provide data
on the character, frequency and extent of the mtDNA insertions among a selected group of
Anserinae, which could have implications for the use of nuclear homologs in avian
evolutionary studies (Quinn 1992: Arctander 1995; Sorenson and Fleischer 1996: Kidd
and Friesen 1998).
CHAPTER 1: MITOCHONDRIAL GENES IN THE NUCLEUS
In this chapter I will present an overview of relevant literature regardin% transfer of
animal mitochondrial DNA (mtDNA) sequences to the nucleus. I will briefly outline the
general features of animal mtDNA. and review published research on the mechanisms of
gene transfer between mitochondrion and nucleus. proposed mechanisms of insertion. gene
content of tnnsferred rntDNA fragments in animals. and levels of sequence divergence
between the mitochondrial and corresponding nuclear sequences.
1.1 General features of animal mitochondrial DNA
Mitochondria are energy-producing celluIar organelles that contain their own
Denomes. with up to 10.000 copies of the organelle genome present per cell. The size of 3
the mitochondrial genome in rnulticellular animals (rnetazoa) varies by a factor of three.
from 13.8 kb (Okimoto et al. 1992) to 43 kb (La Roche et al. 1990). Usually, this size
difference is due to variation in the non-coding portion of the molecule (reviewed in
Harrison 1989. and Wolstenholme 1992), with occasional large-scale duplications of
coding and non-coding portions of the genome (Moritz and Brown 1987; Hyman et al.
1988; Wallis 1987; Zevering et al. 199 1 ; Gjetvaj et al. 1992; Fuller and Zouros 1993;
Hyman and Beck-Azevedo 1996: Kumazawa et al. 1996). There appears to be no
correlation between mtDNA size and taxonomic relationship. The mitochondrial genomes
are present as circular molecules within the organelle cornpartment. with the exception of
cnidarians which possess one or two linear mtDNA molecules of 8 kb to 18 kb (Warrior
and Gall 1985: Bridge et al. 1992).
In contmt to the restricted size variation in animal mtDNA. plant mitochondrial
gcnonies Vary in s i x from 15.8 kb in the green alga Chlamvdomon~s reinhardtii (Gray and
Boer 1988) to over 367 kb in flowering plants. which feature many aspects of size-relaxed
nuclear genomes (Unseld et al. 1997). The large size of higher plant mtDNA c m be
accounted for by the presence of numerous introns. long open reading frames. gene
duplications. remnants of transposons of nuclear ongin and other imported foreign DNA
sequences. Fungal mtDNAs also exhibit large size variation. from 17.3 kb to 10 1 kb
(Paquin and Lang 1996; reviewed in Gray 1992). The mtDNA gene content in piants and
fungi is more conserved than the size variation,
Human. mouse, and cow mitochondrial genomes were the first to be completely
sequenced and analyzed for gene content (Anderson et al. 198 I . 1982; Bibb et al. 198 1 ).
Animal rntDNA molecules sequenced to date are found to be compact and efficient in
genome organizaiion. Most of the mtDNA molecules contain the same set of 37 genes: two
gertes for the RNA components of the mitochondrial ribosomes (ssu-rRNA and lsu-rRNA).
32 transfer RNAs (tRNAs), and 13 genes for enzymes or components of enzymes involved
in oxidative phosphorylation; cytochrome c oxidase (CO) subunits 1. II, and III. ATPase
subunits 6 and 8, respiratory chain NADH dehydrogenase components 1 through 6 and l L .
and cytochrome b. In addition. animal mtDNA molecules contain between 125 bp to
approximately 8000 bp of DNA sequence that Iack genes but inciude the molecule's ongin
of replication and DNA tnnscript promoters (Clayton 1992). The notable exceptions for
this conserved gene content are nematodes Caenorhabditis ele~ans, Ascaris suum, md
Meloidogme iavanica, and the bivalve Mytilus edulis (Wolstenholme et al. 1987: Okimoto
et al. 199 1. 1992; Hoffmann et al. 1992) which Iack the ATPase subunit 8. and the
octocoral Sarco~hvton elaucum which contains a gene for a homolog of MutS. a
component of bacterial MutSLH mismatch repair pathway (Pont-Kingdon et al. 1995.
I998). In Mvtilus edulis, there are 23 tRNA genes (Hoffmann et al. 1992). The additional
tRNA gene appears to splcify methionine. making mtDNA in this species unique in having
two ~ R N A M " genes. An Australian marsupial. the wallaroo Macroous robustus (Janke et
al. 1997). Iacks the completr sequrnce for the lysine tRNA sene. An alternative ~ R N A ~ ~ S
was not found within the wüllaroo mitochondriti. The mitochondrial genomcs in organisms
close to the base of the animal evolutionary tree are also the most unusual; the sea anemone
mtDNA (Metridium senile. Wolstenholme 1992) contains only two (RNA gnes which
specify tryptophan and formyl-methionine. Analysis of partial sequences of two other
cnidarian mitochondrial grnomes has also revealed the presence of only two (RNA genes.
Import of cytoplasmic tRNA molecules into mitochondrion must take place in these
organisms. in order for mitochondrial protein synthesis to proceed. Furthemore, the CO 1
and NADH 5 genes of sea anemone each contain a group 1 intron. These are the only
known introns in any animal mitochondrial genome.
In contrast to the gene content uniformity, the relative gene arrangement varies
widely in animals belonging to different phyla. Mitochondrial genomes appear to undergo
rearrangements on a time scale appropriate for resolving distant phy logenet ic relationshi ps.
and cornparisons of the relative order of mitochondrial genes has been used for evaluating
relationships among distantly related groups of organisms (Brown 1985; Jacobs et al.
1988b: Sankoff et al. t 992; Smith et al. 1993; Boore and Brown 1994; Boore et al.
1995; Kumazawa and Nishida 1995). The inferred mtDNA gene rearrangements include
both g n e transpositions and inversions. Perhaps the most stnking feature in animal
mtDNA is the abundance of tRNA transpositions (e-g. Wolstenholme et al. 1987:
Cantatore et al. 1988; PZibo et al. 1991). The proximity of tRNA genes to mtDNA gene
duplications in species where such mutations were observed, their apparent enhanced
mobility relative to other rnitochondrial genes. and their potential to form similar secondary
structures. suggest the possi bil ity that they might facil itate mt-genome rearran_oemen ts
(Cantatore et al. 1987). Transfer RNA genes have k e n implicated as serving aî insertion
sites for duplicated genes within the mtDNA molecule (Kumazawa et al. 1996). as well as
targeei sites for insertion of prokaryotic gnetic elements into a host genome (Reiter et al.
1989).
Mitochondrial gene order is usually conserved among animals belonging to the
sümc phylum. In anhropods. the mitochondrial gene order between Droso~hilo (Clary and
Wolstenholme 1985; Garesse 1988). Apis (Crozier and Crozier 1993). locust (McCracken
et al. 1987). and other organisms with known partial mtDNA sequences. differ on1 y by
Iimited tRNA gene transpositions. Among echinodems there is only one inversion
differentiating sea urchins frorn starfish (Himeno et al. 1987; Jacobs et al. 1988a;
Cantatore et al. 1989: Smith et al. 1993). Mitochondrial genes are arranged in the same
relative order in most vertebrates (Anderson et al. 198 1. 1982; Roe et al. 1985: Desjardins
and Morais 1890: Tzeng et al. 1992), although minor rearrangements are found in sea
lamprey . Petromvzon marinus (Lee and Kocher 1 995). the Amencan buIl frog. Rana
catesbeiana (Yoneyama 1987). several reptiles (Kurnazawa and Nishida 1995: Quinn and
Mindel1 1996; Macey et al. 1997), birds (Desjardins et al. 1990; Desjardins and Morais
1990, 199 1 ; Quinn and Wilson 1993: Wenink et al. 1994), and marsupials (Paiibo et al.
199 1 ; Janke et al. 1994). In avian mtDNA, NADH dehydrogenase subunit 6 and ~ R N A ~ I u
are positioned immediately to the 5' end of the D-loop region. whereas in other vertebrates
cytochrome b gene occupies this position. This change in avian gene order may have
resulted from a duplication within the mtDNA during the evolution of higher vertebrates
(Desjardins and Morais 1990: Quinn and Wilson 1993).
Each mitochondrial genome contains a non-coding control region (called a
displacement or D-loop in venebrates) essential for the initiation of replication and
transcription. Replication is unidirectional around the molecule and highly asymmetrical.
In venebrates. replication of one strand (heavy or H-strand) is initiated at a specific location
in the control region and proceeds for two-thirds of the distance around the molecule before
the synthesis of the second (light or L-srrand) is initiated in a noncoding sequence within a
clustcr of tRNA genes. well distiinced from the D-loop. In Drosophila mtDNA. synthesis
of the first strand can be alrnosr complete before synthesis of the complementary strand is
initiaied. Animal rntDNAs are vcry compact and contain few if any sequences brtween
genes. such as in the nematode C. eleoans mtDNA (Okimoto et al. 1992) where there are
only 38 Ïntergenic nucleotidrs (but see McKnight and Shaffer 1997).
With the exception of sea anemone mtDNA (Wolstenholme 1992). genes are not
split by introns, whereas introns were found in both fungal and plant rnitochondrial
genomes. The consequence of this feature of animal mtDNA molecules is that there are
alrnost no spaces for regions that woilld initiate and control DNA transcription. Genes are
transcribed from both strands of the mtDNA molecule in a symmetrical fashion. originating
within the control region (Clayton 1992). However. there is a strong bias in gene
transcription. In most animal mDNAs studied to date, the majority of genes are encoded
on the heavy DNA strand. Extrernes are documented in blue mussels (Hoffmann et al.
1992), and annelid earthworm Lumbricus terrestris (Boore and Brown 1995) where al1 of
the 37 genes present are transcribed from the same DNA strand. Individual gene transcripts
are precisety cleaved from primary polycistronic transcripts of mtDNA strands by
processing at the tRNA sequences that flank virtually every gene, and have few if any
upstream and downstrearn non-translated nucleotides (Rossmanith et al. 1995). In some
instances, gene transcripts end in U or UA that are adenylated to provide complete
translation termination codons. An alternative RNA editing strategy must be invoked for
posttranscriptional extension of many overlapping tRNA and protein-coding genes. since
the primary transcripts of at least one of the overlapping genes will have incomplete
sequence (Yokobori and P a b o 1997). Animal mitochondrial RNA polymerase may have a
dual role in transcription and replication (Schinkel and Tabak 1989). RNA polymerases in
animal and fungal mitochondria are nuclear - encoded and struchirally related to
bacteriophage T3 and T7 RNA polymerases. but not to eubacterial or eukaryotic nuclear
RNA pol ymerüses (Schinkel and Tabak 198%. It appears that early in mi tochondrial
evolution. a phage - type polymense was recruited. allowing loss of the ori_oinal RNA
pol y merase inherited from the protobacterial ancestor. The on1 y exception in the animal
kingdom is the heterotrophic flagellate Reclinomonas americana (Lang et al. 1997) where
gent. transcription appears to be eubacterial - like. since its genome encodes al1 four
components of a eubacterial - type RNA pol ymerase. Mitochondrial genomes do not
encode al1 of the proteins needed for organellar function: a majority of the proteins
functioning in the mitochondria are encoded by the nuclear genome. synthesizrd in the
cytoplasm and imported into the organelle (Hartl and Neupert 1990). Protein sorting and
import into mitochondria is nuclear - encoded as welI.
Animal mitochondrial genomes exhibit a vanety of geenetic novelties. Instead of 32
tRNAs, mitochondrial genetic systems utilize only 22 tRNAs An exception is a marsupial.
wallaroo (Janke et al. 1997) where the mitochondrial genome lacks a ~ R N A L Y ~ gene.
Although RNA import into mitochondria of higher vertebntes is still debated (Yoshionari et
al. 1994). Janke and coworkers ( 1997) proposed that the translational function in marsupial
mitochondria is achieved by the import of a nuclear encoded ~RNALY? Tarrasov et al.
( 1995a. 1995b) describe the import mechanisms for cytoplasmic lysine-tRNA in yeast. and
Hauser and Schneider ( 1995) provided data on the frequent irnport of tRNA molecules into
Trypanosoma mitochondria. The ability to use only a limited number of tRNA molecules is
achieved by the tàct that mitochondrial tRNAs are capable of reading eithrr two or four
synonymous codons. Also. there are at least six unonhodox translation initiation codons
used in transcription of mitochondrial protein genes. including a11 ATN codons. GTG. and
TTG. Some of the tRNA molecules have unusual secondary structure (Wolstenholme
1 992; WoIstenholme et ai. 1 987). In many organisms. the mitochondrial genetic code
differs from the "universal code" and different organisms use different variants of this
code. For example. in vertebrate mitochondria (Anderson et al. 1 98 1. 1982; Roe et al.
198% Desjardins and Morais 1990; Tzeng et al. 1992). UGA codes for the amino acid
tryptophan instead of a stop codon. and AGA and AGG are read as stop signals rather than
arginine, as in the universal genetic code. The codes AGA and AGG specify serine in
nematodes (Okimoto et al. 1992). platyhelminths (Garey and Wolstenholme 1989).
mollusks (Hoffmann et al. 1992: Boore and Brown 1994: Hatzoglou et al. 1995). starfish
(Hirneno et al. 1987). and seri urchin mtDNA (Jacobs et al. 1 9 8 8 ~ Cantatore et al. 1989).
In starfish and sea urchins. AUA codes for isoleucine as in the universril code. but
methionine in most mitochondd systems. In sea urchins AAA codes for asparagine rather
than lysine. and the stop codons UAA or UAG are used as amino acid encoding triplets in
1 I out of 13 protein-coding genes.
During invertebrate evolution. each lineage rnay have developed its own
mechanism of mtDNA replication and transcription. and of RNA processin_o and
translation. The serine-specific capacity of AGA and AGG codons may have ken retained
in ail inveriebnte mtDNAs. The apparent absence of AGG codons from Drosophila
mtDNA (Clary and Wolstenholrne 1985: Garesse 1988) may be a function of the extremely
low use of G in the third positions of codons. In vertebrate mtDNA. codons AGA and
AGG are either not used, or they signal translation termination. This switch in specificity
could have taken place either just before or following the development of venebrates (Garey
and Wolstenholme 1989).
1.2 Transfer of mitochondrial genomes to the nucleus
The exceptionally compact and economical animal rnitochondrial genome (Attardi
1985) is the result of a gradua1 transfer of genetic information from organelle to the
nucleus. a process implied in the endosymbiont hypothesis (Margulis 1970; Gray 1992).
Molecular evidence has now confirmed that mitochondria originated from an eubacterial
ancestor. most likel y from the alpha-subdivision of purple bacteria (Proteobacteria). A
massive transfer of proto-orgünellar genes streamlined the genome of an endosymbiont that
invaded the ancient eukaryotic cells, causing a gradua1 transfer of coding functions from
rnitochondria to the nucleus. Tnnsfer of genetic information between the mitochondrion
and nucleus was not confined to the early stage of organismal evolution: recrnt transfer of
mtDNA sequences and integrütion in nuclear genomes bas k e n reponed for an increasing
nurnber of modem taxa. including fungi (van der Boogaan et al. 1987: Wright and
Cummings 1983; Farrelly and Butow 1983: Thorsnsss and Fox 1990. 1993). plants
(Kemble et al. 1983), and a variety of invertebrates and vertebrates (references listed in
Table 1 ). The largest amounr of data regarding the tnnsfer of mtDNA sequences to the
nucleus has been docurnented for humans (Hu and Thilly 1994; Nomiyama et al. 1984.
1985; Kamimurri et al. 1989; Srivre-Train et al. 1992: Shay and Werbin 1992: van der
Kuyl et al. 1995. and references listed in Table 1 ).
Tnnsfer of senetic material does not on1 y occur between rnitochondrion and the
nucleus, but also between chloroplast and nuclear genornes (reviewed in Blanchard and
Schmidt 1995) as well as between chloropIast and rnitochondrial genomes (Stem and
Lonsdale 1982: Lonsdale et al. 1983; Timmins and Scott 1983: Fejes et al. 1988; Wintz
et al. 1988: Lonergan and Gray 1994). An interesting case of mitochondrial gene transfer
was documented in sea urchin mtDNA. where a transfer tRNA gene with a specificity for
one group of leucine codons lost its tRNA function and becarne part of a protein-codin:
NADH gene (Cantatore et al. 1987). Sequence analysis of various mitochondrial genes and
corresponding nuclear pseudogenes suggest that, in a few organisms. gene trrinsfer events
have occurred on multiple occasions (Lewin 1983; Fukuda et al. 1985: Nugent and Palmer
199 1 ; Hu and Thilly 1994. 1995; Collura and Stewart 1995: Sorenson and Fleischer
1996: Sunnucks and Hales 1996). and that the mechanism responsible for the streamlining
of the mitochondrial genome sti11 rernains intact.
A minimal mechanism for the transfer of genetic material from mitochondrion to
the nucleus can be throretically divided into several evolutionary steps (Obar and Green
1985): gene duplication and provision of mitochondrial genetic material for the transfer.
transfer of the genetic information. integration of the trmsferred sequence. activation and
regulation of the integrriteci element. and tinally selection and loss of the donor
(rnitochondrial) sequence.
Table I : Published reports on the presence of mitochondrial DNA sequences in nuclear
genomes of multicellular animals. When more than one species of a particular
genus contains nuclear copies of mtDNA. only the genus name is listed. Data on
size of transposed mtDNA sequences refer to the size of characterized sequrnce
inserted in the nuclear genome. Missing or unspecified data for the copy number
of inserts and / or frequency of transposition events are marked with a question
mark. For primates, only the most recent publications per author are given. A full
!kt of references is provided in the text.
Organ i sm size of copy number gene content References
insert (kb) [integrations]
Invertebrates - Stone crabs:
Menippe adina 0.56 1 16s rRNA Schneider-Broussard and
M. mercenaria - [single'!] Neige1 1 997.
- Locusts:
Locusta 3 -9 several 12s and 16s Gellissen et al. 1983.
mi~ratoria hundred rRNAs Gellissen and Michaelis
[ ? j 1987.
Shistocerca > 1.0 multiple 12s rRNA, Zhang and Hewitt 1996b
gre gari a [single?] control region
- Aphids:
Sitobion 0.8 multiple COI. COU. Sunnucks and Hales
[multiple] t R N A ~ ~ u 1996.
- Sea urchins:
S. purpuratus - 2.8 low 16s rRNA. Jacobs et al. 1983.
[single'?] COI Jacobs and Grimes 1986.
Vertebrates
- Birds:
Cephus sp. < 1.0 9 portion of Kidd and Friesen 1998.
[single] D-loop. NADH 6
Table 1 . - cont. size of copy number gene content Re ferences
insen (kb) [integrations]
Vertebra tes
Anser 0.18 3 D-loop Quinn 1993.
caerdescens [ ? 1 Aythva sp. O -4 ? D-loop Sorenson and Fleischer
Netta sp. [single] f 996.
Scvtalopus sp. 0.32 ? cyt b Arctander 1995.
M~ornis senilis [single]
- Rodents:
Rattus 0.5 repetitive 12s and 16s Hadler et al. 1983.
norveoicus [single] rRNAs. D-loop Zullo et al. 199 1.
Chroeomvs 0.36 3 cyt b Smith et al. 1992.
ielskii -- [ ? l - Cats:
Felis sp. 7.95 38-76 . I2Sand16S Lopez et al. 1994. 1996.
repetitive rRNAs. NADH 1
[single] NADH 2, COI.
COII, D-loop,
R N As
- Primates:
Homo sa~iens 0.2 to 3.0 from a few 12s and 16s Tsuzuki et al. 1983.
to 1OOO rRNAs, tRNAs, Fukuda et al, 1985.
[single / CO 1-111. D-loop, Karnimura et al. 1989.
multiple] NADH 2, 4. 4L. Shay et al. 199 1 : Collura
NADH 5, cyt b et al. 1995: Hu and
Thilly 1995; van der
Kuyl et al. 1995:
Zischler et al. 1995.
GoriIlri oorih. 0.4 to 3.0 < 10 12 rRNA. Collura et al. 1995.
Hvlobates agilis [sinsle / cyt b. D-loop van der Kuyl et al. 1995.
Pan sp.. Pongo - multiple] Zischler et al. 1998.
Provision of a genetic element within the donor genome
Extra sequences avaitable for the transfer can be obtained either from the redundant
mtDNA molecules present within a cell. and / or from copies of duplicated genes and non-
coding sequences. Each ceIl can contain up to 600 mitochondria in its cytoplasrn.
Furthemore. each organelle itself harbors a number of mitochondrial genomes. providing
an additional pool of DNA moiecules. A number of rntDNA sequence duplications.
comprising of either complete gene. or mtDNA gene segment duplications. have been
documented in animals, providing redundant mtDNA sequences available for transfer
(Moritz and Brown 1996. 1987; Hyman et al. 1988: Wallis 1987: Zevering et al. 199 1 :
Hyman and Beck-Azevedo 1996: Kumazawa et al. 1996). Deletion of a large portion of
the mt-genome prier to transfer does not have to be deleterious; the organism in question
can still possess intact mitochondria in a heteroplasmic state (Boursot et al. 1987)-
Transfer and integration of genetic information
At least one copy of the donor genetic element is moved and integrated into the
recipient genome. Molecular evidence indicates that gene transfers are principally
unidirectional from plastids or mitochondria to the nucleus. Thorsness and Fox ( 1990)
calculated that in yeast, DNA moves from mitochondria to the nucleus at a surprisingly high
frequency of 2 x 10-5 per ceIl per generation. The movement of genetic materiûl in the
opposite direction was calculated to occur in at least 100.000 times lower frequency. The
most massive trünsfer of genetic elements so far recorded occurs between flowering plant
chloroplasts and their mitochondria (reviewed in Hanson and Folkerts 1992).
Transfer of mitochondrial genrs into the nucleus cm be distinguished as
"primordial" and "recent" (Gillham 1994). The former cIass of transfers occurred soon
after the original endosymbiotic event. and before the diversification of mitochondrion-
containing lineages. It is chancterized by a massive loss of genetic content by a proto-
mitochondrion. A good example of such a primitive mitochondrial genome is found in the
freshwater protozoan Reclinomonas amencana (Lang et al. 1997). This organism's
mitochondrion contains 97 genes in 69 kb of mtDNA sequence. This is the largest
collection of genes so far identified in any animal mtDNA. but much less than could be
found in their free-living eubacterial progenitor. Hence. Reclinomonaî foms a "missing
link" between extant. derived mitochondria and their relatively unchanged bacterial
progenitors. The latter class of gene tramfers took place in specific mitochondrial lineages.
Examples for such transfers can be found in plants (Nugent and Palmer 199 1 ), humans
(Hu and Thilly 1994), and birds (Sorenson and Fleischer 1996).
Several proposed mechanisms of transfer and integration of mtDNA sequences
will be presented in more detail in the following section of this chapter.
Activation and regulation of the transferred sequences
The newIy acquired genetic element is transcribed. and if it encodes a protein,
uanslated by the nuclear genome. The recipient genome (nucleus) fine-runes the regulation
of the newly acquired gene, synthesis of its product and transfer of each product to its
functional site. This is the most difficult step of successful gene transfer. as there are
several obstacles with respect to the correct regulation and expression of genes at their new
sites: the difference in codon usage between the two cell compartments have to be
eliminated. and the product of the now nuclear gene must be correctly targeted to the
mitochondrial cornpanment (in the case of proteins this is most çommonly achieved by
a single peptide). The duplication of a sea urchin tRNA sene (Cantatore et al. 1987)
followed by an anticodon change. provides an example of the type of mutationrit
adjusiments and shifts in the genetic code which could have taken place during evolution of
transferred mtDNA sequences. An adjacent and correct open reading frame is necessary for
the nucleur copy to be functional und active. In two crises of mtDNA trrinsfers in human
carcinoma cells (Shay et al. 199 1 ; Savre-Train et al. 1992). the partial transferred genes
were transcnbed together with the adjoining nuclear sequences. and their transcription
products could potentially be translated when complemented with tRNAs expressed from
normal mitochondrial genomes. As there is little additional data available on nuclear
sequences surrounding mitochondrial DNA inserts in animals. I will presrnt here data for
higher plants. In two documented cases of successful transfer of rnitochondrial sequences
in cowpea and soybean. for which sequences upstream of the protein coding reg ions were
obtained. the appropriate open reading frames were indeed observed (Nu, oent and Palmer
1991 : Covello and Gray 1992). In both species of legumes this open reading frame is
separated by an intron from the sequences homologous to the CO II gene. which are likely
to be descendants of the same gene transfer. The presence of an intron sequence possibly
allows for a more relaxed insenion of foreign DNA fragments. a process reminiscent of the
hypothesis of exon shuffiing (Nusent and Palmer 199 1 ). Nevenheless. a blunt connection
of an open reading frame and tnnsferred mtDNA sequences is possible and has k e n
documented in the evening primrose (Oenothera. Grohmann et al. 1992). Here. the open
reading frame is directly connected to the gene for the ribosomal protein S 12 (rps 12). The
transit sequence necessary to target this protein to the mitochondrion in encoded by a 5'-
extension of the open reading frame.
Simple insertion in the vicinity of a potentially correct regulatory environment does
not necessady preclude the automatic activation and regulation of inserted mtDNA
sequences. Rather. an assembly of functional mitochondrial genes in the nucleus seem to
be created during evolution. at least in the case of CO II gene in cowpea (Nugent and
Palmer 199 1 ). In this species. a nuclear copy of the active mitochondrial gene is not
expressed. and thus rnay require an adaptation of the nuclear environmenc for its full
functional expression.
Loss of rnitochondrial gene copy after it becomes redundant
Once the nuclear copy assumes full control of the genetic element and its product.
the mitochondrial copy becomes redundant, and can be inrictivated by a regulatory or
functional Irsion. An example for this stage of gene transfer can be seen in the structural
gene for ATPase subunit 9 which is present in the mitochondrial genome of fungi (Borst
and Grivrll 1978: Gray 1992). However. the ATPase 9 is transcribed from a nuclear copy
in Neurospra and Aspereillus (van der Boogaart et al. 1982). whereas the mitochondrial
copy of this g n e remains silent. In animals, the ATPase 9 g n e is present only as a nuclear
copy. A second example involves the CO II gene of plant mitochondria. In soybean. a
perfectly intact copy of this gene is present. although the protein is synthesized from a
nuclear copy (Covello and Gray 1992).
Loss of the mitochondrial gene is not an active process. Rather. it can involve
partial and sequential loss of fragments of transferred gene. before the last remnant of the
gene is eliminated from the mitochondrion. Flowering plants harbour a functional gene for
ribosomal protein S 12 (rps 12) in their mitochondria. The cornplete gene is present in the
nucleus of the evening primrose Oenothera (Grohrnann et al. 1992). while about two thirds
of the coding region has k e n deleted from the mitochondrial copy. Such partial losses and
remngements of non-essential coding sequences can be facilitated by formation of
dupticated regions and creations of pseudogenes within the mitochondrial genome. In the
animal world. probably the best examples for creation of redundant and fractionated
mtDNA sequences are docuniented in lizrirds (Zevering et al. 199 1 ). and nematodes
(Hynian and Beck-Azevedo 1996).
The final stage of gene transfer from mitochondria to the nucleus is achieved when
the redundünt copy is coinpletely eliminüted frorn the mitochondrion. This stage has
appürently k e n reached for rnost of the mitochondrial proteins which are now encoded in
the nuclear genornc. An ençcptionülly illuminating exümple of gradua! transfer of
mitochondrial genes to the nucleus is documented for the CO II gene of plant mitochondr-ia.
This gene seems to be tnnsferred to the nucleus during the course of evolution in legumes
(Nugent and Palmer 199 1 ). Both mitochondnal and nuclear CO II genes are present in pea.
soybean. and comrnon bean. The mitochondrial gene is expressed in pea. while the nuclear
gene is expressed in soybean and bean. Only the nuclear gene is present and expressed in
cowpea and mugbean. Among molluscs. a gene for ATPase subunit 8 is present in
completely sequenced mtDNA of two gastropods. Albinaria coerulea and Cepea nemoralis.
and a chiton Katharina tunicata (Hatzoglou et al. 1995; Terret et al. 1996: Boore and
Brown 1994). whereas it is absent from the mtDNA of a bivalve Mytilus edulis (Hoffmann
et al. 1992).
1.3 Mechanisms of transfer and integrstion of mtDNA sequences
Nurnerous studies dealing with the transfer and incorporation of oqanellar
sequences into the nucleus failed to reveal a unifying mechanism or common DNA
sequence which may be directly involved in the process. The most difficult obstacle for
transfer of mtDNA sequences is the passage of highly charged nucleic acids through the
organelle membranes. Nevenheless. limited transport of nucleic acid across the membranes
is stiil possible. Since not al1 tRNAs required for translation are encoded by the
mitochondnal DNA, and some of the tRNA found within mitochondrion are encoded by
nuclear genes. it seems that transport mechanisms for small nucleic acids through
mitochondnal membranes do exist (see Nagley 1989: Yoshionari et al. 1994: Akashi et al.
1997). Furthermore. mitochondrial genetic information can be transferred to the nucleus
via RNA intermediates through the process of reverse transcription. Such a mechanism
was suggested for transfer of organelle sequences in plants (Schuster and Brennicke 1 987:
Nugent and Palmer 1991; Covrllo and Gray 1992; Grohmann et al. 1992).
There are other opportunities in the normal course of the life of cells when nucleic
acids could migrate from one cornpartment to another without encountering boundaries
imposed by membranes. Those include aging. when the systems that remove damaged
mitochondria became inefficient (S hay and Werbin 1992). Insertion of DNA fragments
into the nuclear genome could take place by the same mechanisms that facilitate the
incorporation of other exogenous DNA. Previous studies (Richter 1988: Richter et al.
1988) have suggested that peroxidative damage. both natural and through intake with food
and environmental exposure. could lead to fragmentation of mtDNA. They propose that
due to massive oxidative damage. combined with the inefficient DNA repair in
mitochondria, large amounts of DNA fragments are present in mitochondria in vivo. Some
of these fragments may escape from the organelle and integrate into the nuclear DNA. One
of the rntDNA fragments that integrated into the human nucleus harboun a mutation
suspected to have occurred prior to integration (Collura and Stewart 1995). kistensen and
Pryz ( 1986) even documented the presence of intact mitochondrial DNA in cell nuclei.
Inserted mtDNA sequences would have the highest chance of fixation if the
insertion event occurred during germ-line development or during rapid cell division in early
embryologica1 growth. A defective or panially degraded mitochondnon could be inserted
in the chromosomes of an anaphase blastomere that is one of the germ-line progenitors,
thus increasing the probability of fixation and transmission into the next generation.
Kobayashi et al. ( 1 993) detemined the presence and active role of mi tochondrial large
subunit ribosomal RNA (Isu-rRNA) as a cytoplasmic factor in the formation of pole cells
durins earl y em bryogenesis. They suggest that the Isu-rRNA molecules are transponed out
of the mitochondnon and into the cytoplitsm only during the limited time of gem-line
establishment in early ernbryonic drveloprnent. and that they are subsequently removed.
Such extrineous mtDNA sequcnces could have been i ntegrated in the chromosomes.
Indeed. nuclear integrcitions of rnitochondriül ribosomal RNA genes have ken documented
in humans (Tsuzuki et al. 1983: Nomiyamü ct al. 1985: Kamimura et al. 1989).
Studies presented to date display great variability of sequences adjacent to the
mitochondrial insem. suggesting a nndom mode of integntion (Blanchard and Schmidt
1996). There seems to be no unifying mechanism or common DNA sequence that may be
directly involved in the transposition and integration of mtDNA fragments. Furthemore.
the nuclear genomic environments where the integntion occurred show no similarity to
each other. Reported hotspots for integration are mostl y noncoding reg ions that incl ude
introns. intergenic regions, repetitive sequences. direct repeats. and transposable elements.
It seems plausible that transposed mtDNA sequences are associated with noncoding regions
or repetitive sequences, as insertion into singlecopy genes would probably be fatal to the
gene and the organism. Kato et al. (1980) found that repetitive sequences are preferred
sites for the integration of exogenous DNA. This is the most frequently reported pattern of
mtDNA sequence integrations (Gellissen et al. 1983: Jacobs et al. 1983: Tsuzuki et al.
1983; Nomiyama et al. 1984; Fukuda et al. 1985: Wakasugi et al. 1985). If inserted in
the vicinity of regions with high frequency of recombination. mtDNA sequences are
potentially prone to fragmentation and local remngements (Farrely and Butow 1983:
Jacobs et al. 1983).
Zischler and coworkers (1995) determined the presence of a 6 bp direct repeat at
the ends of integrated mtDNA fragments in humans. Individuals that did not possess the
nuclear copies also Iacked this particular 6 bp repeat. The ends of insertions in that
particular human nuclear integration. coincide approxirnately with the ends of 7s DNA (a
third DNA strand that makes the triple-stranded D-loop portion of the mitochondrial control
region). Transfer and integration of the same portion of the control rezion has been
described i n rats (Zullo et al. 199 1 ). Zullo and coworkers ( 199 1 ) determined that inserted
D-loop onginating fragments in the rat genome are flanked by 88% identical aquences.
and were associated with LINE-like repetitive elements. In at lest two other cases. long
interspersed repetitive elrments (LINEs) or cryptic retroviral sequences werr CO-isolated
with the nuclear homologs of mitochondrial genes (Tsuzuki et al. 1993: Wakasugi et al.
1985). Not al1 repetitive elements are presumed to be involved in the original mobilization
and integntion of mitochondrial sequences. In sea urchins (Jacobs and Grimes 1986). and
cats (Lopez et al. 1994. 1996), the location of the repeat elements suggest that they may
have ken involved in the post-insertion rearrangements that resulted in duplications and
local transpositions.
Nuclear in tegrations may resu f t in mtDNA sequences k i n g dispersed throughout
the nuclear genome (Gellissen et al. 1983: Zullo et al. 1991 ) or in localized. tandemly
repeated arrays (Lopez et al. 1994: this study ). Fukuda et al. ( 1985) inferred 10 to 13
copies of each of four mtDNA regions to be dispersed in human chromosomes (however.
see Kamimum et al. 19831. In contrat, there are only a limited number of integrated
nuclear copies present in sea urchins and akodontine rodents (Jacobs et al. 1983: Smith et
al. 1992).
1.4 Gene content of inserted rntDNA sequences
Mitochondrial DNA sequences integrated in nuclear genornes of higher organisms
appear to contain both ribosomal RNA genes. at least eight of thirteen protein-coding
genes. and a control region (Table 1). No particular region of the rnitochondrial genome,
with the exception of the control region, seem to be preferentially integrated in the nuclear
genorne. Initial studies that reponed the presence of mtDNA sequences in the nucleus
utilized a variety of cloning and hybridization techniques to detect such sequences
(Gellissen et al. 1983; Jacobs et al. 1953: Zullo et al. 1991). With the increased use of the
polymrrase-chain reaction (PCR) in population and evolutionary biology (Saiki et al. 1986:
Arnheim et al. 1990). the majority of rrcent studies used this rnethod to amplify target
mtDNA sequenccs. The higher frequency of detection of nuclear inserts through accidental
PCR amplificürions of püralogous genes could be biased by the use of specific PCR
primcrs (mostly to amplify D-hop. cytochrome b. or rRNA genes). More detailed and
extensive analysis. such as the sequence database analysis of plant. yeast and human DNA
attempted by Blanchard and Schmidt ( 1 996). will be required to determine whether there
are any trends in preferential gene tnnsfen between the mitochondrion and the nucleus.
Furthemore. future studies will have to address the question of whether there is a tendency
for organelle genes to be tnnsferred and inserted into specific sites within the host genome.
In plant chloroplast (Cheung and Scott 1989) and human mitochondrial gene transfers
(Kamimura et al. 1989). separate organelle sequences were found to be incorporated
together and present as a contiguous unit within the nuclear DNA.
1.5 Sequence divergence between mtDNA and nuclear copies
Variable lengths of inserted rntDNA sequences have k e n reported. ranging from
less than 200 bp (overview in Table 1). to 300-60 kb of a tandemly repeated 7.95 kb
fragment in cats (Lopez et al. 1994. 1996). The level of sequence similarity between the
original mtDNA fragment and the nuclear copy also varies to a great extent. In the Iocust
Shistocerca (Zhang and Hewitt 1996) the nuclear copies are highly conserved in sequence
and length. reflecting a recent integration event. On the other side of the spectrum. nuclear
rntDNA-like sequences in guillemots (Kidd and Friesen 1998) show only 508 sequence
similarity to their mitochondrial homologs. MtDNA integration events in sea urchins
(Jacobs and Grimes 1986). or primates (Fukuda et al. 1985) can be as old as 30 million
years or more. In multiple integrations of the same sequence of human mitochondrial 16s
rRNA gene (Hu and Thilly 1994). the level of sequence divergence between mtDNA and
corresponding nuclear pseudogene ranges from 62.4% to 93.2%.
The existence of paralogous sequences in the nucleus (sequences related by gene
duplication), raises the possibility of estimating evolutionary patterns between nuclear
copies and functional rntDNA (Sunnucks and Hales 1996; Arctander 1995; Lopez et al.
1997). Where sequencing data are availliblr. patterns of nucleotidr substitutions reveal that
the majority of differences between originating and transferred mtDNA fragments are due to
the continuing evolution of mtDNA sequences. Given the evidence rhat mtDNA fragments
would most likely be insened into untranscribed regions (Shay and Werbin 1992:
Blanchard and Schmidt 1996). the inserted mtDNA sequences are expected to evolve at
rates similar to nuclear pseudogenes. Mitochondrid gene sequences inserted in the nucleus
of cats (Lopcz et al. 1997) do evolve at a nearly equivalent (and presurnably selectively
neutral) pseudogene rate, while the original mitochondrial genes evolve at different rates
depending on the constraints of their function. Mitochondrial fragments exhibit a higher
rate of sequence heterogeneity. compared to their nuclear counterparts: 14.4 tirnes higher in
human control region integrations (Zischler et al. 1998). and 5.7 times higher for
cytochrome b in the bird Scvtalo~us (Arctander 1995). The higher rate of sequence
substitutions and length variations has provoked several explanations, including: ( 1 ) that
mitochondrial DNA gamma-plymerase may be more error prone than the nuclear DNA
polymerase, (2) that oxidative damage may be more likely in the mitochondrion due to the
abundance of free radicals. (3) that mitochondria may have defective mismatch-repair
mechanisms (a homologue of bactend mutS mismatch-repair mechanism gene in the
octocoral mtDNA is thought to be acquired by lateral transfer; Pont-Kingdon et al. 1998),
and (4) that expanded codon recognition in mitochondria might lead to relaxed selection
(Wallace 1982; Brown et al. 1979. 1982; Clayton 1992).
Differences in modes of evolution between functional rnitochondrial gene copies
and nuclear pseudognes include generall y higher substitution rates in mitochondrial copies
(with the exception of CO 1 gene in cats: Lopez et al. 1997); higher transition to
transvcrsion rates of substitutions in mitochondria: and higher frequency of stop codons
and frarneshift mutütions in open readi ng frames of nuclear inserts. Mitochondrial
sequrnces ülso rxhibit a skewrd distribution of substitutions according to the codon
posiiion. with third position substitutions being predominant in protein-coding genes.
Transiiions at thc third position of rnitochondrial codons evolve at least 39 times faster than
the corresponding positions in the nuclear inse- (Arctander 1995) whereas nuclear inserts
tend to have a more even distribution of substitutions. Nuclear copies of mitochondrial
genes are assurned to be nonfunctional because of differences between mtDNA and the
nucleus in their genetic code. and the observed presence of insertions or deletions causing
frameshift mutations (Smith et al. 1992: Lopez et al. 1994: Collura and Stewart 1995:
Sunnucks and Hales 1996).
1.6 Implication for population and evolutionary studies
As mentioned in the previous section. the presence of mtDNA-like sequences in
the nuclear genome could cause a problem in population and evolutionary studies (reviewed
in Zhang and Hewitt 1996a). particularly when preparations from total cellular DNA are
subject to PCR amplifications with universal prirnen (Kocher et al. 1989). Because recent
nuclear integrations retain high sequence identity to corresponding mtDNA fragments.
nuclear inserts could potentially be amplified by PCR primers designed on scquences from
related taxa. Although the presence of aberrant stop codons and frameshift mutations
would indicate inadvertent PCR amplification of nuclear pseudogenes. it will be more
difficult to identify transferred copies of non-coding regions such as the D-loop. often used
in evolut ionary analyses (Sorenson and Fleischer 1 996).
Various procedures to overcome the problem of CO-amplification of nuclear insens
have k e n suggested. These include the design of specific. discriminating oligonucleotide
primers. use of several different overlapping primer pairs to amplify the sequence of
interest. PCR amplification of different mtDNA regions. and the use of enriched or purified
DNA. In birds, rntDNA crin be extracted from mitochondria-rich cells rather than blood.
because avian red blood cells are nuclerited and contain few mitochondria (Quinn 1992:
Arctander 1995: Sorenson and Fleischer 1996). Collurri and coworkers ( 1996) su,, *=est an
clegünt method by which the PCR products of original mtDNA genes and nuclear
pseudogenes can be distinguished. Because the mitochondrial genome is tnnscnbed and
processed into polyadenylated mRNAs (Anderson et al. 198 1 : Clayton l992), reverse
trmscriptasecoupled PCR can be used to amplify the functional mitochondrial version of
the coding sequence. This method was shown to clearly distinguish DNA sequences
obtained from mitochondrial cytochrornr b gene and its nuclear homologue in primates
(Collura et al. 1996).
This concludes a summary of the relevant literaiure regarding tnnsfer of animal
mtDNA sequences to the nucleus. The work addressed by this thesis involves an analysis
of transferred segments of mtDNA in six species of geese (Aves. Anserinae).
CHAPTER 2: MATERIALS AND METHODS
Samples
Two hundred and fony three individuals of Lesser Snow Goose (Anser
caerulescens caemlescens) were screened for the presence of nuclear copies of mtDNA
sequences. One hundred and sixty one onginated from hunter-killed birds or from blood
samples taken dunng bird-banding drives organized by local authonties at wintering
grounds in Texas and Louisiana. U.S.A. Sixty seven samples were from the breeding
colony near Churchill. Manitoba, Canada. and 15 represented a breeding population from
the Wrangel Island. Russian Commonwealth. The blood samples from Churchill and liver
tissue samples from Wrangel Island used in this study were from the collection of Lesser
Snow Goose samples stored at Queen's University. Kingston. Canada. and used
previously (Quinn 1988). Sixteen blood samples of Greater Snow Goose (A. c. atlantica)
were collected at the breeding colony on Bylot Island. Northwest Temtories. Canada.
Ross' Goose (A. rossii, n = 12) blood and heart tissue samples were collected from adult
hunter-killed birds on wintering grounds in Texas and Louisiana. Emperor Goose (A.
canacica, n = 4) blood samples were from Old Chevak. Alaska. U.S.A. White-fronted
Goose (A. albifrons frontalis) blood samples (n = 4) were from Koyukuk, Alaska. whereas
hean tissue samples (n = 15) were collected during the winter months in Texas and
Louisiana. Twelve heart tissue sarnples of Canada Goose (Branta canadensis ssp.) were
col lectsd from hunter-ki lIed birds on wintering grounds in Texas and Louisirinri.
Subspecies designations wrre not recorded for thesr specimens. Ten blood san~ples of
Brant Goose (B. bemicla bemicla) were obtained from captive birds. Worplesdon. Surrey.
United Kingdom. All samples werc collected and / or irnportcd into Canada with
appropriate permits.
DNA extractions
Total cellular DNA was extracted either by using Nucleic Acids Extractor model
340A (ABI). or rnanually. The procedure was according to a method described by Seutin
et al. ( 199 1 ) with minor modifications. Briefly. between 50 pl to 150 pl of blood samples
were treated with 1 x AB1 lysis buffer ( in total volume of 3.5 ml) at 37OC for 24 to 48 hrs.
with occasional inversion of tubes. The Proteinase K digestion (62.5 U in 0.5 mI of 20
mM Tris-HCI, pH 8.0) proceeded at 37OC for 48 hrs. Heart tissue samples were
pulverized in liquid nitrogen, mixed with 3.5 ml of l x AB1 lysis buffer and kept at 370C
between 72 to 96 hrs. The Proteinase K step was the same as with blood sampIes. The
RNAse treatment step. suggested by Seutin et al. ( 199 1 ) was omitted in this protocol.
After the manual phenol / chloroform and chloroform extractions. the DNA was precipitated
in 1/10 final volume of 3 M sodium acetate and an equal volume of isopropanol. spooled on
sealed g l a s tips. rinsed in 70% ethanol. and redissolved in Ix TNEz ( 10 miM Tris-HCI
pH 7.8. 10 mM NaCI, and 2 mM EDTA).
Restriction digests, electrophoresis, and hybridizations
Restriction digests of 2 - 5 pg of DNA per sample were camied out for a minimum
of 2 hrs, under conditions recommended by the manufacturer (Gibco - BRL. Gaitherburg,
MD). Restriction fragments were electrophoretically separated at 2.2 V 1 cm for 16 - 18
hrs. in 0.8% to 1.5% agarose gels in 1 x TAE buffer (40 rnM Tris-acetate. and 1 mM
disodium-EDTA. pH 7.8). and transferred to Immobilon-N membranes (Mill ipore Corp..
Bedford. MA) by Southern btotting (Maniatis et al. 1982). Pulsed field gel electrophoresis
separation was at 14.3 V / cm for 1 6 hrs. in 1 -5% agarose gels in 0 . 5 ~ TBE buffer (45 mM
Tris-borate. and I mM disodium-EDTA. pH 7.8).
Mitoçhondritil DNA probes pmLSGûû 1. pmLSGOO2. and prnLSG003 (5.5 kb.
1.95 kb. and 1.3 kb &d I I I Lesser Snow Goose mtDNA fragments respectively. inserted
into the plasmid vector pUC8). and senomic probes DQSG 1. DQSGI, DQSG3. DQSGS.
DQSG6. and DQSG8 (Quinn and White 1987) were labeled by primer extension
(Pharmacia oligolabelling kit) with [a1pha-3~~] dCTP. according to Feinberg and
Vogelstein ( 1983). Membranes were prehybridized for 2 hours at 65OC in a sealable bag
containing prehybridization buffer. prepared with 6 x SSC ( 1 x SSC = 0.15M NaCI.
0.01 5M sodium citrate pH 7.0). 0.5% SDS, 5x Denhardt's solution (5x Denhardt's =
O. 1 C/c bovine semm albumin. 0 .18 Ficoll. O. 1 % polyvinylpyrrolidone). and 100 p@mi
denatured salmon spem DNA. Hybridizations were carried out overnight at 65oC. Two
washes of 10 min were can-ied out at room temperature in 1 8 SDS. 2 x SSC. followed by
two washes of 30 min at 650C in O. 1% SDS. 0.5 x SSC. The membranes were exposed to
X-ray film (Dupont. Cronex) at -700C for various tirnes.
Mitochondrial DNA sequencing and sequence database search
MAX efficiency DH5 alpha competent cells (Gibco - BRL. Gaithersburg. MD)
were transformed according to manufacturer's instructions. and plated on standard colour
screening plates (Maniatis et al. 1982). Plasmid DNA was isolated by a rapid mini-prep
procedure: 1.9 ml of bacterial culture was spun for 10 - 15 sec. at maximum speed in an
Eppendorf centrifuge. The pellet was cornpletely resuspended in 180 pl of STET buffer
( 8 9 sucrose. 5% Triton X IOO. 50 m M EDTA. 50 mM Tris-HCI pH 8.0). Twenty pl of IO
mgml lysozyme was added to each tube and mixed. After incubation at roorn temperature
for 75 sec.. samples were kept in boiling watrr for 75 sec. Cell dsbris was removrd by
centrifugation for I O min. The supematant wÿii collrcted and mixcd with an equal volume
of ice-cold isopropanol. chiiled at - 7 0 T for 1 O min. and spun in an Eppendcrof centrifuge
at maximum sperd for 10 min. Alcohol waï removed and the rcmaining pellet was
resuspendcd in 100 pl of TE buffer ( 10 m M Tris-HCI pH 8.0. I mM EDT A). The
nucleotidr sequencc of Lesser Snow Goose mtDNA probes pmLSGOO 1 and pmLSGOO2
wzs determined by the dideoxynucleotide chain termination method of Sanger et al. ( 1977).
The T7 sequencing kit with M 13 universal primers (Phmacia. Piscataway. NJ) w m used
for nucleotide sequencing. After electrophoresis in 8% polyacrylamide wedge gels. the
obtained DNA sequences were visualized by autoradiography. The rntDNA sequencing
was completed at the Marine Gene Probe Laboratory . Dalhousie University. Halifax. N.S..
DNA sequence databases were accessed through computer resources at the Aquatic
Ecology Lab. BRD-USGS, Kearneysville, WV. The GenBank databases (National Center
for Biotechnology Information. National Institutes of Helath, Bethesda, MD) were
searched using algori thrns in the BLASTN search program (Altschul et al ., 1997). Partial
DNA sequences of probes pmLSGûû 1 ( 138 bp long) and pmLSGOO2 (23 1 bp long) were
used sequentially to search sequence databases. The gene content of rntDNA probes was
detemined by cornparison with mtDNA sequences deposited in the GenBank. and by
cornparison to published sequences of chicken (Desjardins and Morais 1990). duck
(Rarnirez et al. 1993). and human (Anderson et al. 198 1) mtDNA. Sequence alignment
was performed using software package Sequencher 3.0 (Gene Codes Corporation. Ann
Arbor. MI). and manually. Numbers of transitions and transversions. percent sequence
divergence and translation changes were analyzed using MEGA version 1 .O 1 (Kumar et aI.
1993).
In this chapter I will present evidence of the occurrence of mtDNA sequenccs in
nuclear genomes of six species of geese: Lesser and Greater Snow. Ross'. White-fronted.
Emperor, Canada, and Bnnt Goose. 1 will describe experiments leading to identification
and characterization of a 3.6 kb DNA fragment containing rntDNA-li ke sequences insened
in the Lesser Snow Goose nuclear genorne. assess the copy number of the inserted
element, and determine the phylogenetic distribution of mtDNA inserts in the six species
under study .
3.1 Identification of mtDNA sequences in the Lesser Snow Goose genorne
Southern blots of Lesser Snow Goose genornic DNA digested with m d III and
hybridized with the mtDNA probe pmLSG003 reveal two distinctive fragments: a 5.5 kb
fragment of mitochondrial origin, and a 3.6 kt, fragment of nuclear origin (Quinn and White
1987). Confirmation that the 3.6 kb fragment represented the mtDNA sequences insened
in the nuclear genome of Snow Geese corne from a differential amount of hybrîdization
when the source of DNA is blood or tissue (Quinn and White 1987), and from sequence
data (Quinn 1992).
Prominent nuclear DNA (nucDNA) bands of approximately 3.6 kb were found
when DNA was digested with Hind III. & 1. and BamH 1. Additional fragments in
digests with these three enzymes were 7.1 kb and 10.8 kb long. suggesting tandemly
organized arrangement of the 3.6 kb sequence. To test this hy pothesis. 1 prepared a series
of incomplete digests with dec~as ing amounts of md III. The autoradiograph in Figure I
shows a ladder of bands consisting of monorner units (3.6 kb). dimer units (7.2 kb). trimer
units ( 10.8 kb) etc., with a smalIer proportion of the 3.6 kb monomers following the
rcduction in concentrations of the restriction enzyme.
Figure 1 . Southem blot of Lesser Snow Goose DNA probed with a mitochondrial DNA
probe pmLSGOO3. Two pg of DNA extncted from blcmd of the same individual
were digested with various amounts of & ~ d III at 370C for one hour. and
separated on a 0.7% horizontal agarose gel. The sarnple in lane I was treated with
an excess of enzyme: IO units per pg. The sarnple in lane 2 was treated with one
unit of m d III: each subsequent sarnple (lanes 3 to 8) was treated with one haIf
the enzyme used for the previous simple. In Iane M is the size marker. a mix of
lambda phage DNA digested with Pvu II and EcoR 1 / h d III (double digest).
The increased proportion of dimen and tnmers of the 3.6 kb nucDNA fragment.
apparent in lane 3 and lane 4 of Figure 1. is a result of a reduction in cleaved Hind III
recognition sites within the array. Undigested genomic DNA also hybridized to the probe
and appears as large molecular weight fragments on the autoradiognm (lanes 5 to 8 in
Figure 1 ). These resuits suppon the hyporhesis that the majority of mtDNA sequences
transferred and inserted in the nuclear genome of Lesser Snow Goose are associated with
sequences arranged in a tandem array.
The presence of additional bands that do not follow the ladder-type pattern
described above (e.g lanes 8 and 12 to 15 in Figure 2) indicate that a portion of the inserted
mtDNA sequences may not be confined to the tandem amy of 3.6 kb monomers. These
individuals showed the same banding pattern even after cutting the DNA with excess of
Hind III. The presence of non-ladder type banding patterns was detected on Southern blots - of the same individuals after digestion of genomic DNA with Ava I and BamH 1. Severn1
Lesser Snow Goose DNA samples were digested with K D ~ 1 (an enzyme with recognition
sites not present in the 3.6 kb element), and the fragments were separated by pulsed field
electrophoresis (data not shown). Probe pmLSG003 hybridized to high molecular weight
fragments with the fragment sizes and intensity of hybridization varying both within and
arnong indi viduals.
During the course of this study. 1 screened 243 Lesser Snow Geese for the
presence of a prominent 3.6 kb nucDNA band. and found 3 individuals ( 1 -2%)
homozygously deficient for this array (e.g. lane I I in Figure 2). 1 treated genomic DNA
extracted from these individuals with Ava 1 and BarnH 1. and determined the concordant
absence of the 3.6 kb nucDNA fragment. However. autoradiographs of Southern blots
with DNA from these three birds still contained a high molecular weight frqmcnt that
would hybridize to pmLSGûû3 (see Ime 1 I in Figure 2).
Figure 2. Screening for the presence of mtDNA-like sequences in the nuclear genome of
Lesser Snow Goose. Two pg of DNA from 15 individuals were digested with
Hind III. The Southem blot was hybridized with pmLSGûû3. The individual in -
lane 1 1 is lacking the 3.6 kb nucDNA fragment (with the mitochondria -
originating sequences). The 5.5 kb fragment is of mitochondnal origin. In lane M
is a size rnarker. lambda DNA digested with &d III.
A complex minisatellite-like banding pattern was observed when the Snow Goose
DNA was digested with restriction enzyme III and hybridized with pmLSGûû3 (Figure
3). Multiple DNA fragments. ranging in size from about 2.5 kb to more than 10 kb. can be
seen in sevenl individuals chosen at random from a natural population. Individual geese
that did not have the 3.6 kb nuclex insen also lacked the minisatellite-like frügmçnts in &
III digests (lanes I and 2 in Figure 3). The 1.7 kb and 1.8 kb fragments seen in those two
lanes could represent DNA of mitochondrial origin (the rntDNA probe pmLSG003 is 5.5
kb long). To test whether the observed banding pattem follows the Mendelian mode of
segregation, a Southem blot containing DNA from a family of two parents and six goslings
was prepared and hybridized with pmLSG003. Due to low quality of the gosling DNA. 1
was not able to obtain results consistent with a Mendelian mode of inheritance (data not
shown). Funher experiments will be needed to complrte this test.
MtDNA probes prnLSG00 1 and prnLSG002 did not hybtidize to any sequenccs in
the nuclear genorne of Lesser Snow Goose (data not shown).
3.2 Copy number of the 3.6 kb element in the Lesser Snow Goose genorne
To assess the number of copies of the 3.6 kb m d III nucDNA fragments in
Lesser Snow Goose, a concentration senes of total DNA and a concentration series of
pmLSG003 was applied to the same Immobilon-N membrane by dot blotting using a dot
blot apparatus (Gibco - B K ) . The dot blot procedure followed the GeneScreen Plus
membrane protocol (Du Pont. Boston. MA). Hybridizntion with pmLSG003 and medium
stringency washes were under conditions desct-ihed in the Methods section. From
compiirisons of the relative intensity of hybridization of mtDNA probe to the srries of
oenomic DNA concentrations. and relative intensity of hybridization of the pmLSG003 to s
the probe concentration series. 1 estimated that the nucDNA fragrnsn ts are present in iit lemt
3 . 0 0 - 5.000 copies.
Figure 3. Southern blot showing a minisatellite - like banding pattern in the Snow Goose.
Four pg of DNA from 6 individuals were digested with & III and separated on a
0.8% agarose gel. The Southem blot was hybridized with mtDNA probe
prnLSG003. Individuals in lanes 1 and 2 are lacking the 3.6 kb repeated element
containing the inserted mtDNA-like sequences, and do not show the minisatellite
pattern. Fragment sizes in kb pairs indicafed length of the size rnarker in lane M.
Considering that the avian nuclear genome contains approximately 2 x IO9 base pairs. the
Lesser Snow Goose genome contains a minimum of 0.5% mtDNA-onginating sequences.
3.3 Phylogenetic distribution
The existence of Lesser Snow Goose individuals that do not possess the
characteristic array of 3.6 kb nucDNA fragments. as weI1 a.. the fact that the majority of
mtDNA insens are localized within a defmed cluster of repeats, suggests a relatively recent
transposition and / or amplification event. Consequently. one would expect to see mtDNA
sequences inserted in nuclear genomes of Lesser Snow Goose and possibly in its close
relatives (i. e. Greater and Ross' Goose). but not in the more distantly related species ( i . e.
Brant and Canada Goose). To detemine the phylogenetic distribution of rntDNA
transposition events. I analyzed DNA sarnples from sevenl species of the subfamily
Anserinae.
From the results of experiments where Southern blots with various goose species
DNA was hybridized to mtDNA probe pmLSGûû3.I detennined the presence of a
prominent 3.6 kb m d III nucDNA fragment in Greater Snow and Ross' Goose genomes
(Figure 4). Similar to the results of hybridization expenments with Lesser Snow Goose
DNA. both Greater Snow and Ross' Goose exhibited the presence of DNA fragments in
addition to the 3.6 kb nucDNA fragment. that would hybridize to pmLSG003. Southern
blots with E-&d III. BamH 1 and Ava I digested genomic DNA showed little DNA banding
pattern differences among the three taxa (data not shown). As with the Lesser Snow
Goose. probes pmLSGûû 1 and pniLSGûû2 did not hybridize to any sequenccs in the
nuclear genomes of Greater Snow or Ross' Goose.
Figure 4. Screening for the presence of rntDNA sequences integrated in the nuclear
senornes of six goose species covered in this study. AI1 DNA samples were
digested with Hind III. The Southem blot was hybridized with pmLSG003.
Lanes 1.2. and 3 are DNA samples from three individual Lesser Snow Geese.
and lanes 6 and 7 are DNA samples from two individual White-fronted Geese.
The DNA samples were extracted from blood (lanes 1. 2.4. 5.6. 8. and 10). or
tissue (lanes 3. 7. afid 9)-
Southern blots of probe pmLSG003 hybridized to White-fronted Goose nuclear
DNA revealed more complex DNA fragment patterns (lanes 6 and 7 in Figure 4). It seems
that the mtDNA sequences were insened in several locations in the White-fronted Goose
nuclear genome. without going through extensive Iocnlized amplification seen in the Lesser
Snow Goose. Southem blots of DNA from White-fronted Goose hybridized with
pmLSGOO I and pmLSGOO2 indicated the presence of additional mtDNA sequences
incorporated in the nuclear genome of this species.
Ail three mtDNA probes faiIed to hybridize with any fragments in the nuclear
genome of the Emperor Goose. Even after extended exposure tirnes. and analysis of
digests with several informative restriction enzymes (such as that presented in Figure 5). al1
bands present on the autoradiographs were of mitochondria1 origin.
Probe prnLSG003 hybridized to 3.9 kb and 1.65 kb md III fragments of Brant
mtDNA (Figure 4 and Figure 5). 1 obsewed two additional fragments of 2.5 kb and 2.15
kb md III that showed reiatively weak hybridization. It is possible that these two novel
Hind III fragments represent the mtDNA sequences integrated in the Brant nuclear genome. -
The 5.5 kb mtDNA probe pmLSGûû3 hybridized to a 1.9 kb BamH 1 fragment. as well as
to two large molecular weight fragments of approximately 10.5 kb and 13 kb (Figure 5).
Mitochondrial DNA probe prnLSGOO 1 hybridized to 5.0 kb. 3.7 kb, and 1.4 kb a d III
fragments, as well as 12.5 kb. 9.6 kb. 9.1 kb and 2.3 kb BamH 1 DNA fragments in the
Brant Goose genome.
Southern blots of probe pmLSG003 hybridized to DNA from Canada Goose
reveal strong hybridization to the 5.5 kb md III fragment of mitochondrial ongin. ris well
as weak hybridization to 1 1.8 kb. 8.5 kb and 3.1 kb U d I I I fragments (data not shown).
Probe pmLSGOO 1 hybridized to the 1.9 kb &d I I I mtDNA fragment. aï well as to 8.2 kb.
5 . 1 kt, and 3.8 kb t-&d I I I fragments (data not shown).
Figure 5. Southem blot demonstrating restriction fragment patterns of Brant DNA
extracted from blood, digested with various enzymes. and hybridized with mtDNA
probe prnLSG003. In lane M is the lambda DNA size standard mixture. selected
fragment sizes are indicated on nght.
3.4 Gene content of Lesser Snow Goose mtDNA probes
aments To determine the content of mtDNA clones t h a hybndized to DNA fra,
inserted in nuclear gnomes of geese covered in this study. I sequenced two clones:
pmLSGOOl and pmLSGûû1. The sequence of the third clone (pmLSGûû3) was published
previously (Quinn 1992; Quinn and Wilson 1993). and determined to contain partial
NADH 5 and I ZS ribosomal genes. cytochrome b. NADH 6 and the control region (D -
loop). 1 had consistent problems with obtaining sequencing products with the universal
M 13 forward sequencing primer. Thus, the partial sequences of clone prnLSGOO 1 ( 1 38
bp. Figure 6), and pmLSGOO2 (23 1 bp. Figure 7) were obtained by using onl y the M 1 3
reverse primer.
The gene content of both clones was determined on the basis of results of
sequence similarity searches of GenBank databases (Table 2). Clone pmLSGûû I was
determined to contain regions with high sequence similarity to the chicken and duck
ATPase 6 gene. Thus 1 believe that the 3' end of this clone contains a portion of the
ATPase 6 gene. which is approximately 680 bp long in chicken and duck mtDNA. After
the initial BLAST alignment search. sequence of the Snow Goose clone prnLSGOO 1 was
aligned to known chicken and duck mtDNA (Figure 6). There are 24 nucleotide
substitutions and 6 insertions / deletions within the 138 bp of goose and chicken mtDNA
sequences. Transitions (A-G. T-C: n= 16) outnumber the transversions (n=8). The
majority of point mutations are silent. causing only 9 amino acid changes. Snow Goose
and duck sequence cornparison reveals 13 substitutions (transitions : trünsvcrsions = 14 :
9). and 5 nucléotide insertions / deletions.
A seltrch of the GsnBank sequence database reveliled that the Snow Goose clone
pmLSGûû7 contains sequrnce with high similnrity to duck. chicken and humün
rnitochondrial CO 1 genr (Table 2 and Figure 7). DNA sequence cornparison between the
Snow Goose clone (23 1 bp in Icngth) and chicken mtDNA rcvelils 40 nuckotide
substitutions (transitions : transversions = 23 : 17) and 15 mutations causing length
changes. Cornparison to the corresponding duck mtDNA repion clone (only 7 1 1 bp of
sequence compared) reveals 28 nucleotide substitutions (transitions : transversions = 18 :
10). The extent of length mutations in the analyzed region of COI gene is more
pronounced. causing several changes in the amino acid composition.
Figure 8 depicts a map of the chicken mitochondrial gene order (Desjardins and
Morais 1990). and relative position of the three DNA probes used in this study. Avise and
coworkers ( 1992) published a map of restriction sites in the Snow Goose mtDNA.
However, I was not able to further map the position of mtDNA probes used in this study
( U d III fragments) and infer the gene content for DNA probes pmLSG01 and
prnLSG002.
Figure 6. Sequence cornparison of the clone pmLSGûû I (Lesser Snow Goose partial
ATPase 6 gene). to the corresponding sequences in chicken (Desjardins and
Morais 1990), and duck mtDNA (Rmirez et al. 1993). Deletions in DNA
sequences are indicated by dahes. The nucleotide position numbering refers to
the chicken mtDNA sequence. Variable amino acids are indicated in bold face.
pmLSGOOl - ATPase 6
Gly Ile Pro Leu I l e Leu Pro Ser Leu Leu Leu Pro Ala Leu Leu Leu
chicken: GGA ATC CCT CTA ATC CTC CCA TCA CTC CTT CTT CCA GCC CTC CTA CTT Leu Phe
goose: GGC ATC CCT -TA ATC CTA CTA TC- CTA CTC TTC CCA GCC CTA CTA -TC Val Leu Phe
duck: GTC ATC CC- CTG ATC CTA CTA TCC CTG CTT CTT CCA GCC CTA TTG TTC
Pro Ser Pro Gly Açn A r g Trp Ile Asn Asn Arg Leu Ser Thr Ile Gln
chicken: CCA TCA CCA GGA AAC CGA TGG ATC AAC AAC CGC CTC TCC ACC ATC CAA Ser V a l LYS
goose: CCG TC- CCA AGC AAC CGA TGA GTC AAC AAC CGC CTC TCT ACT ATC AAA duck: CCA TCC CCA GGC AAC CGA TGA ATC AAC AAC C G . CTA TCC ACC ATC CAA
Leu Trp Phe T h r His Leu I l e Thr Lys G l n Leu Met Thr Pro
chicken: CTC TGA TTC ACC CAC CTA ATC ACA AAA CAA CTA ATA ACC CCC Leu Ile Ala Thr
goose: CA- TGA CTC ATT CAC CTA AT- ACA AAA CAA CTA ATA GCC ACT Leu Leu f le
duck: CTG TGA CTC CTA CAC CTA ATC ACA AAA CAA CTA ATA ATC CCA
Figure 7. Alignment of 23 1 bp nucleotide sequence of clone pmLSGOO? (Lesser Snow
Goose partial CO 1 gene). with corresponding sequences in the chicken
(Desjardins and Morais I990), and duck mtDNA (Ramirez et al. 1993). Only 21 1
bp of duck COI gene was available for the cornparison. The nucleotide position
nurnbering refers to the chicken mtDNA. "N" denotes uncertain nucleotide.
pmLGS002 - COI
chicken: GCC TCA TCT ACC GTA GAA GCT GGG GCC GGC ACA GGA TGG ACA GTT TAC goose: GCC TCA TCC ACT GTA GAA GCT GGC GCC GGC ACA GGC TGA ACT GTC TAC duc k : GGC GCT GGT ACA GGT TGA ACC GTA TAC
chicken: CCC CCT TTA GCC GGC AAC CTA GCC CAC GCT GGC GCA TCA GTA GAC CTA goose: CCT CCC CTA GCA GGC AAC CTC GCC CAC GCC GGA GCT TCA GTA GAC CTG duck: CCA CCT CTA GCA GGC AAC CTA GCC CAC GCC GGA GCC TCA GTG GAC CTG
chicken: GCC ATC TT- TCA -TT -AC TTA GCA GGT GTT TCC TCC ATT CTA GGA GCC goose: GCT ATC TTC TCA CTC CAC TTA GCC GGT ATC TCC TCC AT- CTT GGG GC- duck: GCT ATC TTC TCA CTT CAC CTG GCC GGT GTC TCC TCC ATC CTC GGA GCC
chicken: ATC AAC TTT ATC ACT ACC ATC ATC AAC ATA AAA CCC CCC GCA CTG TCA goose: ATC A-C TTC AT- AC- ACA GCC ATC AAC ATA AA- CCC C-- GCA CTC TCA duck: ATN AAC TTC ATT ACC ACA GCC ATC AAC ATA AAA CCC CCN GAA CTC TNA
chicken: CAA TAC CAA ACA CCC CTA TT- -CG TA- TGA TCC GTC -CT goose: CAA TAC AAC CCA CTA TTG CTG ACG TAC TAA TAC GCA TCT duck: CAA TAC CAA ACN CCA CTN TT- -CG T-C TGA TCA GTC -CT
Table 2: Regions of sequence similarity between Lesser Snow Goose mtDNA clones and
mtDNA of chicken (Desjardins and Morais 1990). human mtDNA (Anderson et al.
198 1 ). and partial sequence of duck rntDNA (Ramirez et al. 1993: Mindel1 et al.
1997). as revealed after the BLAST sequence search. Accession number is for
DNA sequences registered with the GenBank database. position is according to the
author's numbering in the sequencing file.
Clone Accession Position S ize % Origin of segment
number (bp) identity
pmLSGW 1 X52392 9345 - 9416 72 84 chicken ATPase 6
(138 bp) L22476 1204- 1282 79 83 duck ATPase 6
pmLSG002 U83787 1-114 114 87 duckCOi
(23 1 bp) X52392 6988 - 7090 1 03 83 chicken CO I
V00662 6244 - 6383 140 76 humanCo1
Figure 8. Origin and relative position of Lesser Snow Goose mtDNA probes prnLSGûûl
(containing a ponion of ATPase 6 gene). prnLSGOO2 ( containing a ponion of CO
1 gene), and pmLSG003 (containing cytochromr b. NADH 6. and D-loop). The
relative position of the three probes is overlaid over a map of the chicken
mitochondrial genome (adapted from Desjardins and Morais 1990).
CHAPTER 4: GENETIC STRUCTURE OF LESSER SNOW GOOSE POPULATIONS
ALONG A COLOUR-MORPH CLINE
From the data presented in Chapter 3. it is possible to propose that a portion of the
mtDNA molecule (that hybridized to prnLSGûû3) was inserted in the nuclear genome of an
ancestral gwse pnor to the sepantion of Ross' and Lesser / Greater Snow Goose lineages
(for discussion see Chapter 5, section 5.2). An alternative hypothesis is chat the rntDNA-
like sequences that hybridized to pmLSG003 were distributed in dl three "taxi' dirough
occasional hybridization and cross-taxon gene transfer. As late as the 1960s. "blue" and
white plumage forrns of Lesser Snow Geese were considered as separate species on the
basis of plumage polymorphism. Cooke and coworkers (1988) have proposed that the
"blue" and white phase geese were allopatric as recently as the 1920s. and that recent
sympatry and gene fiow have resulted in merging of the two colour morphs. with formation
of a colour-deliniated cline in the central portion of their range. The extent of the inter
"species" transfer of integrated mDNA-like sequences (Le. Ross' - Lesser / Greater Snow
Goose) can be inferred from a study of sene flow between the two "taxa" that were until
recently considered as separated species (Le. "Blue" and "Snow" phases of Snow Geese).
In this chapter 1 will present results of a population genetic study in the Laser Snow
Geese. by concentrating on the analysis of genetic structure of the colour-morph cline dong
the Gulf of Mexico coast. 1 will analyze variation in the restriction-frigment-length-
polymorphism (RFLP) detectable with single-locus DNA probes (Quinn 1985; Quinn and
White I987b). and asses the lsvel of genetic differentiation and gene flow among the mid-
continental group of Lesser Snow Goose populations.
4.1 Introduction
The Snow Goose is a North American species present in two allopatric subspecies:
the Lesser Snow Goose (Anser caerulescens caerulescens) and the Greater Snow Goose
(A. g. atlantica). The subspecies are rnainly differentiated by size. with a considerable
overlap in rnorphometric characters (Cooke et al. 1995). Distribution of Lesser Snow
Goose nesting colonies ranges from Wrangel Island in northeastem Russia, through the
Canadian Arcric, to Greenland. The majority of Greater Snow Goose nesting colonies are
located on Bylot, ElIesmere. and Baffin Islands, with migration routes and wintering
grounds along the Atlantic flyway and north-east coast of the United States. Pair formation
in geese occurs on wintering grounds or during migration in early spring (Cooke et al.
1995). At that time the genetic structure of breeding populations is king formed. Some
Lesser Snow Geese from the Hudson Bay / Foxe Basin nesting area winter along the
Atlantic coast. Consequently, gene exchange may occur between the Lesser and Greater
Snow Geese. The central group of Lesser Snow Geese populations winter along the Gulf
of Mexico coast of Louisiana. Texas and Mexico. Pairs formed in this region fly to their
nesting areas in the Hudson Bay - Foxe Basin region. with some birds nesting in the Queen
Maud Gulf and Central Arctic region. The Pacific and southwestern group of populations
(referred to as "western" populations) winter from southern British Colurnbia to northem
Mexico. and inland to New Mexico. Birds from Wrangel Island, Yukon and the western
Northwest Temtories use the same wintering grounds. Band recovery data of birds from
the central group of populations which nest around Hudson Bay and Foxe Basin and winter
dong the Gulf coast. and the westem. predominantly white populations that winter dong
the Pticitk coaït. show that thcre is limited exchange of animals between the groups
(Dzuhin 1974).
The Lesser Snow Goose is a dimorphic taxon. with gray ("Blue") and white
("Snow") plumage colour phrises. The two colour morphs were previously considered to
be distinct species (Anser hvperborea and Anser caemlescens). This dichromatism is
controlled by a single gene or a tightly linked group of genes. in which the blue allele is
incompletely dominant over the white (Cooke and Mirsky 1971: Rattray and Cooke 1984).
The two colour phases are not randomly distnbuted in the central wintering area. but show
clinal distribution dong the Gulf of Mexico coast. The blue ( p y ) phase predominates in
the east pan of the range. while white birds predominate in the West. There is a steep
change in coior phase ratios close to the Louisiana and Texas borders (Cooke et al. 1988).
Nesting colonies in the Hudson Bay and Foxe Basin that will be covered in this study.
show a distribution of colour phases reflecting the one dong the Gulf coa t (Cooke et al.
1975; Francis and Cooke 1992). A small number of white geese from the western
breeding group (birds nesting on Wrangel Island) were also included in this study.
There is a substantial amount of knowledge about Lesser Snow Goose ecology.
behaviour. and migration routes (Cooke 1987; Cooke et al. 1995). Historical evidence
shows that the two colour morphs had alrnost allopatric distribution until the third decade of
the 20th century. A recent change in phase ratio distribution has k e n noticed (Cooke et al.
1988). with the blue-phase birds increasing in relative numbers in the predominantly white.
western breeding range. and white-phase birds showing a corresponding increase in
numbers in blue. eastem colonies. Differential migration of birds from the same colony is
still detectable. with blue geese tending to overwinter more easterly than the white birds
. (Cooke et al. 1975: Francis and Cooke 1992). An increase in the availability of winter
food due to changed agricultural practices in the coastal marshes of Texas and Louisiana in
the late 1910s. and incre~sed numben of nrwly established National Wildlife Refuges in
the United States at the beginning of the 20th century. may be the reasons for rnodified
migration routes and changes in distribution between the two colour phases. The rate of
change in colour phases is so rapid that Cooke and coworkers ( 1988) suggestrd that the
rnixing of the morphs could have occurred as recently as 10 generations ago.
Recent secondary contact of formerly allopatric forms after a p e n d of isolation is
one of the explanations suggested for the observed clinal distribution of colour morphs in
the Lesser Snow Goose (Geramita et al. 1982; Cooke et al. 1988). Birds of the two colour
morphs are assurned to have ken geneticaliy isolated in allopatry. and one thus expects to
observe allrle frequency differences between the populations containing various
proportions of "blue" and white birds. Such differences could have accumulated in
formerly allopatric populations through drift and / or selection, and although the two
morphs now interbreed freely. some residual genetic differences are expected to be seen.
In the Lesser Snow Goose most of the allozyme loci studied show low levels of
polymorphisrn under standard electrophoretic conditions (Bargiello et. al 1977; Cooke et
al. 1988). rendering the protein electrophoresis of little use in a study of genetic
differentiation within groups of closely related populations. Development of single-locus
nuclear DNA probes that detect restriction fragment length polymorphism (RFLP) in the
Lesser Snow Goose (Quinn 1988: Quinn and White 1987b), allowed for more sensitive
analysis of genetic varîation in the natural populations of this subspecies. 1 decided to use a
subset of these DNA probes in my study. After this study was initiated, Quinn ( 1992) and
Avise et al. ( 1992) used mtDNA sequence and RFLP analysis for the genetic study of
Lesser Snow Goose populations, and detected genetic substructuring of the populations
ricross the breeding range.
In this study. 1 will test whether thrre are residual genetic differences between the
populations forming a "hybrid zone" dong the Gulf of Mexico coast. 1 will determine the
level of diffcrentiation betwecn the populations comprising the cline, and obtain an estimate
of p n ç tlow along the cline. This will estüblish the rate of introgression from "blue" geese
into '-white" gecse populations. and provide a measure of intensity of gene tlow through the
zone of secondary contact. This study will concentrüte on the central group of Snow
Goose populations. and will differ from the previous population genetic studies in this
species by analyzing samples collected on wintering grounds where pair formation occurs
and the genetic structure of nestinz groups is detemined.
4.2 Materials and Methods
Samples
Blood samples were collected dunng reguiar bird-banding drives iit the Sabine
National Wildlife Refuge. Cameron. LA, from December 1990 to January 199 1. One to
three ml of blood was drawn from the brachial vein and immediately injected into a 5 ml
vacutainer containing lysis buffer (Perkio Elmer - Applied Biosysterns ( A M ) Division.
Fosier City. CA). The sample tubes were inverted and kept chilled until long-tem storrige
at -2BC. Heart tissue samples were collected during the same time period. from birds
brought by hunters to check-in or cleaning stations. Locations and nurnber of samples are
listed in Table 3. About 2 - 5 g of tissue was cut into small pieces and stored chilled in the
AB1 lysis buffer or pickling solution (Seutin et al. 199 1 ). After delivery to the laboratory at
Queen's University. tissue samples were kept for long-term storage at -20°C. Fifteen liver
samples representing a breeding population from Wrangel Island. Russian Commonwealth
(7 1 N. 180" E) were from the Lesser Snow Goose tissue collection stored at Queen's
University. Kingston. Canada. and used previously (Quinn 1988).
DNA extractions, restriction digests, hybridizations and data analysis
Total cellular DNA was extracted as described in the '-MateriiiIs and Methods"
chapter (Chapter 21. Restriction digests. rlectrophoresis and hybridizations were
performrd as described in Chapter 2. Six Lesser Snow Goose single-locus DNA probes
were used in this study: DQSG- 1 . DQSG-2. DQSG-3. DQSG-S. DQSG-6. and DQSG-8
(Table 4).
Table 3: Sampling locations and number of samples used for the Lesser Snow Goose
population study. Samples from Eagle Lake and Ganvood are in geognphical
proximity. and for the purpose of this study considered to represent one locality.
Due to a small sample size. samples from Freeport were pooled together with the
samples from Eagle Lake and Garwood.
Location Number of Colour Tissue type % sam~les momh
Eagle Lake. Texas
(29"33' N 96'20'
Garwood, Texas
(29'28' N 96'2 1 '
Freeport. Texas (29'03' N 95' 15'
22 Snow heart
7 Blue hem
37 Snow hem
4 Blue heart
6 Snow hem
14.5
Cameron. Louisiana (29'47' N 93" 19' W)
Lake Arthur. Louisiana (29'57' N 92'52' W)
Louisa (New Iberia), Louisiana (29'35' N 9 1°50' W)
Wrangel Island. Russirin
Commonwealth (Quinn. 1988)
77 -- Snow blood
19 Blue blood 46.3
8 Snow heart
20 Blue hem 71-4
2 Snow heart
46 Blue hem 95.8
15 Snow liver
o. 0
Figure 9. Top panel: colour-phase ratios of Lesser Snow Geese on wîntering grounds
dong the Gulf of Mexico Coast (adapted from Cooke et al. 1995)
Bottom panel: sampiing locations for the Lesser Snow Goose population study
(A= Eagle lake. Garwod and Freeport, Texas: B= Cameron. Louisiana: C=
Lake Arthur, Louisiana; D= Louisa, Louisianri).
The numbers of alleles present and observed heterozygosity were calculated for
each population. lit each locus. Basic information on the data set (allele frequencies.
observed and expected number of homozygotes and heterozygotes). and conformity to
Hardy-Wein brrg equilibrium were obtained by ushg GENEPOP software package version
3.0 (Raymond and Rousset 1995). This program calculates the expected and observed
number of homozygotes and heterozygotes and tests the significance of the deviation from
Hardy-Weinberg equilibrium using either the complete enurneration method for loci with
less than 5 alleles. or the Markov chah method proposed by Guo and Thompson ( 1992).
Cooke and coworkers ( 1988) detected heterozygote deficiency for allozyme data in a
population study of the Lesser Snow Goose. Consequently. 1 tested for the alternative
hypothesis H 1 ="heterozygote deficiency" (Rousset and Raymond 1995). rather than using
the exact Hardy-Weinberg test (Weir 1996).
Tests of heterogeneity between populations and colour morphs were perfomed
with the GENEPOP program. which tests for independence between 1 populations and k
alleles as described in Raymond and Rousset (1995b). This test is analogous to the
Fisher's exact test on a 2x2 contingency table extended to a 1 x contingency table. AH
potential states of the contingency table are expIored with a modified Markov chain
approach (Guo and Thompson 1992). where the probability of observing a table less or
equally likrly than the observed sample configuration under the nuIl hypothesis tested. H,:
"the allele distribution is identical across populations". As with the test of deviation from
Hardy-Weinberg equilibriurn. a standard emor of an unbiased estimate of probability value
is provided with each calculrition.
A test for genotype linkage disequilibrium was performed on al1 loci with the
GENEPOP software packqe. A contingency table with the number of genotypes at locus
n and genotypes at locus n+l. for al1 pairs of loci in each population. is creatrd and -
subjrcted to a Fisher exact test for each contingency table using a modified iMarkov chah
method (Guo and Thornpson 1992). The hypothesis tested is Ho: " genotypes at one locus
are independent from genotypes at the other locus".
A multilocus estimate of the effective nurnber of migrants (h. where N is the
local population size and a is the proportion of migrants) was calculated using the private
allele method of Slatkin ( 1985). based on Wright's ( 193 1 ) islnnd mode1 of migration. The
estimate of number of migrants was corrected for sample size (Banon and Slatkin 1986).
AI1 calcuIations were perforrned using GENEPOP.
4.3 Results
Scoring of RFLP polymorphism, and levels of DNA variation
Six single-locus DNA probes developed by Quinn (1988) and Quinn and White
( 1987b) were used to m e s s the levels of poiymorphism in Lesser Snow Goose
populations: DGSG- 1. DGSG-2, DQSG-3. DQSG-5. DQSG-6. and DQSG-8 (Table 4).
In nearly a11 of the cases, the detected RFLP pattern cm be interpreted as base substitutions
in the enzyme recognition site. For some probe 1 enzyme combinations. polymorphism
was caused by length variation in one of the fragments (Figure 10).
Only fragments of relatively high hybndization intensity were included in the
allelic descriptions and analysis. Some of the probe /enzyme combinations had to be
excluded due to the Iück of consistent hybridization results with DNA fragments smaller
than 1 kb. Allele designations were as suggested by Quinn (1988) and Quinn and White
( 1987b). and represent ü region of DNA detrcted with particular probe / enzyme
combinations rather than change in a single recognition site. For most of the probes.
complete al lele designations were possi blc. However. for somr probe 1 enzyme
combinations the source of variant band. or band combination was not obvious. These
were marked as "xx k b fragment absent" (ser Tablc 4, DQSG-8 I MspI. allele CI-5).
Table 4: Restriction fragment length polymorphism identified by 6 DNA probes. Allele
designation follows Quinn (1988) and Quinn and White (i987b). with addition of
new alleles detected in this study. Alleles at locus DQSG-5 1 HindIII - BI and BIII
were not scored as some fragments were small and difficult to score with certainty
needed for a population study .
Probe Enzyme 2N Allele Fragment sizes (kb) Frequency name (W
DQSG- 1
DQSG- I
DQSG-2
DQSG-3
CI- 1
CI-2
CI-3 C 1-4
CI-5
CI-6
DI- 1
DI-2
DI-3
DI-4
DI-5
DI- 1
DI-2
DI-3
CI- I
CI-2
CI-3
C 1-4
CI-5
C 1-6
Table 4. (cont.)
Probe Enzyme 2N Allele Fragment sizes (kb) Frequency (W
DQSG-5 W d I I I 354 BII- 1 2.4. BI. BIII fragments * BII-2 2.6, BI, BI11 fragments
BII-3 2.3. BI, BIII fragments
DQSG-8 W d I I I 350 BI- l 3.8. 2.3, 1.6. 1.3. 1 .O, BI1 fragm. 86.6
B K 3.8. 3.5. 1.6. 1.3. 1.0. BI1 f r q m . 12.8
BI-3 3.8. 2.4, 1.6, 1.3, 1.0. BI1 frrtgm. 0.6
BII- 1 4.8, BI fragments 90.3
BI12 2.9, 1.9.BIfragrnents 9.1
BII-3 2.55. 2.25, BI fragments 0.6
DQSG-8 MSPI 340 CI-1 13.6
CI-? 7.6, 6.0
CI-3 1 1 .O. 2.5
C I 4 9 . 1 , 4 . 5
CI-5 7.6. 6.0 absent
* DQSG-5 HindIII - BI and BIII fragments are: 3.4. 2.8. 2.45, 1.5. 1.24. 1.13. I.ZI kb
Figure 10. Example of detection of restriction fragment length poly morphisms in Lrsser
Snow Geese involving single restriction endonuclease recognition site and length
variation in one of the fragments. 32~-labeled DNA probe DQSG- 1 was
hybridized to Southem blot of MSDI digested genomic DNA in five individuals.
Genotype designations are shown above each lane. In lane M is the size marker.
human adenovims-2 DNA digested with Aval and BamHI (double digest).
Fragment sizes in kilobase-pairs are indicated on right.
Additional alleles uncovered in this study are listed in Table 4. As the IeveI of
RFLP variation in females did not differ significantly from the variation in males
(probability values for loci across al1 populations were 0.799 > P > 0.088). 1 pooled the
sexes to avoid further reduction of sample sizes. The allele frequencies pooled across
populations are presentrd in Table 4. Al1 of the loci except DQSG- 1 / Ta1 were
polymorphic under the 95% rule. The 95% frequency de finition of a polymorphic gene is
arbitrary (Hm1 and Clark 1989). and defines a polymorphic gene as a gene at which the
most common allele has a frequency of less than 0.95.
Testing for Hardy-Weinberg equilibrium, and linkage disequilibrium
Since most tests of genetic substructuring make the assumption that the genetic
markers king considered are in Hardy-Weinberg equilibrium. and that the genotype data at
each locus are independent from genotype data at the other loci. 1 conductsd tests of
conformity to Hardy-Weinberg equilibrium. and linkage disequilibrium for al1 loci across
al1 populations. Problems of low genotype and allele counts in the analysis were avoided
by using the GENEPOP software package that performs specific calculations by using a
Markov chain randomization method (Guo and Thompson 1992). No significant
deviaiions from Hardy-Weinberg equilibrium were detected. except in the Lake Arthur
population (at loci DQSG-2 / -1. and DQSG-8 / MspI). Louisa population (loci DQSG-5
/ &dIII-B. and DQSG-5 / EcoRI). and Wrangel Island population (locus DQGS-8 /
~VspIi. To test for the presrnce of significant association between pairs of loci. a painvise
linkagr disequilibrium test bctween al1 pairs of loci was conducted with the GENEPOP
software package. There wüs no evidence of linkage disequilibria between any pair of loci.
so the gnotype daia can be regardcd aï independent for each locus (data not shown).
Tiible 5: List of loci that showed signîficant deviation from Hardy-Weinberg equilibriurn.
The degree of deviation of genotype frequencies from the equilibrium is descnbed
by the index D where D= (Ho-H,) / H,. Ho= observed heterozygosity . md H,=
expected heterozygosi ty . A deficienc y of heterozygotes against expectations is
indicated by a negative value of D. The P value indicated represents the
probability of being wrong when rejecting the alternative hypothesis (Le. H i =
"heterozygote deficit"). Standard error of the estimate of probability value for the
locus DQSG-6 / EcoRI (Louisa. LA) was 0.0026 (Markov chain rnethod).
Population LOCUS N N A D P
Lake Arthur. LA DQSG-2 / -1 - ?5 3 - 0.39 1 0.007
DQSG-8 / MSDI 23 4 - O. 143 0.022
Louisa. LA DQSG-5 / HindIlI 48 3 - 0.975 0.044
DQSG-6 / b R J 46 5 - 0.353 0.024
Wrangel Island DQSG-8 / Mspi I I 3 - 0.322 0.006
N= sarnple size. NA= number of different alleles (allele types)
Allele frequency distribution, and measures of genetic differentiation
Allele frequencies per locus. pooled in respect to the population origin and colour
morph. are presented in Table 1. Since no overall differences in allelc frequencies were
found betwren male and fernale samples (combined set of loci excluding DQSG- I / 3 1 :
Fisher exact test: Chi'= 14.490, d.f-= 16. P= 0.5990). data for the two sexes were pooled
in al1 subsequent analyses. Table 6 presents allele frequencies of the three most common
aileles for al1 loci in samples from the Gulf coast and Wrangel Island. and results of the test
of population differentiation. 1 was not able to detect any significant differences between
populations at any of the 8 loci . The most common allele at DQSG-1 / -1 had a
frequency of p > 0.960 in al1 of the Gulf coast populations and data for this locus were
excluded from population analyses. The allele frequencies at this locus in the Wrangel
Lsland population were p= 0.889. q= O. 1 I I (ZN= 18). Differences in allrle frequencies at
this locus were not significant among populations (P= 0.3 137, S.E.= 0.010). The overall
differentiation of allrle frequencies between populations was not signiticantly different from
non-randorn distribution (Fisher exact test. ch iZ= 15.386. d.f.= 16. P= 0.5236).
I also conducted analyses to see whether there are any significant differences in
allele frequencies between blue and white birds. For this comparison. 1 pooled the data for
sampIes from al1 five populations. There were no significant di fferences in allele
frequencies between the two colour morphs when data were analyzed per locus (Table 7).
or for üII loci cornbincd (Fisher exact test. c h i 2 = 10.030. d.f.= 16. p= 0.7102). Due to the
Iück of overdll differenccs betwren colour rnorphs and small samplrs sizes per plumage
morph in some populiitions. I did not conduct analyses of allele frequency distributions of
the two colour inorphs w ithin and betwren individual populiit ions.
Figure I 1 . Top panel: percentage of Lesser Snow Geese of g'blue" colour morph in each of
the five sampling locations. Bottom panel: allele frequencies for the most cornmon
allele at 8 gene loci from Wrangel Island and four locations along the Gulf of
Mexico Coast. Locus designations have k e n shortened for ciarity: DQSG- 1 /
MspI = 1 -Msp. DQSG-8 I HindiII allele BI = 8-Hind A. etc.
Table 6: Cornpaison of allele frequencies for 8 loci across 5 populations and the estimüte
of the P-value of the probability test for population differentiation (Ho= "no
differentiation"). "S.E." is the standard error of the estimate of probability value.
"7N" is the number of scored alleles. "p'.. "q". and "r" are frequencies of the three
rnost common alleles. Locus designations have been shortened for clzirity.
1-Msp
Wrangel Isl.
Eagle Lake
Carneron
Lake Arthur
Louisa
2-Taq
Wrangel Isl.
Eagie Lake
Cameron
Lake Arthur
Louisa
3-Msp
Wrangel Isl.
Eagle Lake
Cameron
Lake Arthur
Louisa
5-Hind B
WrangeI I d .
Eagle Lake
Cameron
Lake Arthur
Louisa
9 r P + S.E.
0.719 1 0.0 12 1
0.227 0.091
0,150 0.150
O. 167 O. 128
O. 159 O. 136
0.114 0.114
Table 6 (cont.)
6-Eco
Wrangel Isi.
Eagle Lake
Cameron
Lake Arthur
Louisa
8-Hind A
Wrangel Isl.
Eagle Lake
Cameron
Lake Arthur
Louisa
8-Hind B Wrangel Isl.
Eagle Lake
Cameron
Lake Arthur
Louisa
8-Msp
Wrangel [ S I .
Eagle Lake
Cameron
Lake Arthur
Lou i sa
0.1 15
0.230
0.244
0.200
0.228
O. 136
O. 130
O. 100
0.096
O. 167
0.182
o. 1 10
O. 100
0.058
0.063
0.173
o. 122
O. 162
O. 1 Oc)
0.100
-+ S.E.
Table 7: Analyses of allele frequency distribution at 8 loci for two colour rnorphs.
Population data were pooled. See legnd to Table 6 for symbol description.
2N P 9 r P 2 S.E.
1-Msp
Snow
Blue
2-Taq
Snow
Blue
3-Msp
Snow
Blue
5-Hind B Snow
Blue
6-Eco
Snow
Blue
8-Hind A
Snow
Blue
8-Hind B Snow
Blue
8-Msp
Snow
Blue
A second test of population differentiation was conducted with the Arlequin
software package (Schneider et al. 1997). Sirnilar to the analysis with GENEPOP. this
proprn utilizes a Markov chain approach for the exact test of population differentiation. as
described in Raymond and Rousset ( 1995b). and Goudet et al. ( 1996). No sionificant t
di fferences in allele frequencies were detected among populations (P= 0.9007. S.E.=
0.0543 üfter ZOOûû iterations). Results of the analysis between all pairs of populations are
presented in Table 8.
Population genetic structure of Lesser Snow Goose populations along the Gulf of
Mexico coast was: funher investigated through the analysis of variance of gene frequencies
(F-statistics) following Weir and Cockerham ( 1984). A hierarchical analysis of variance
partitions the total variance into components due to differences within individuals. among
individuals within subpopulations. and among subpopulations. The senetic structure of
populations can be inferred by the measurement of the arnong-population componeni of
oenetic variance (FsT): populations (or species) with little gene flow among strongly 2
differentiated subpopulations have FST values which approach a value of 1.0. Genetically
homogeneous species (populations) with extensive gene flow have FST values approaching
0.0. Table 8 lists pairwise FST values calculated for the five Lesser Snow Goose
populations covered in this study .
3.4 Discussion
On the bais of RFLP analysis using 6 single-locus DNA probes. it was possible
to detect a wsak trend in distribution of üllele frequencies across the geopphic range of the
central goup of wintering populations in Lesser Snow Goose (Figure I 1 ). Cooke and
coworkers ( 1988) collected extensive histot-ical evidence showing that the "blue" and white
colour phases of Lesser Snow Geese were separated in allopatry for an extensive amount of
tirne. and thtit they carne in secondary contact with ii consequent exchange of genes between
Table 8: Panel A: Exact test of population differentiation between al1 pairs of populations.
Probability values are listed below the diagonal. and standard error values of
probability estimate are listed above the diagonal. Null hypothesis rested H,,: "no
differentiation among populations". Panel B: Population pairwise FST values.
A: exact test of population differentiation
-
Eagle Lake Carneron Lake Arthur Louisa Wrangel Isl.
Eagle Lake 0.0237 0.0092 0.0000 0.06 17
Cameron 0.90 1 9 0.0263 0.0 173 0.05 17
Lake Arthur 0.9740 0.69 12 0.0290 0.0280
Louisa 1 .O000 0.9082 0.7689 0.0535
Wrangel [si. 0.6035 0.6 152 0.7892 0.538 1
13: pairwise genetic distances (FST values)
EagleLake Cameron LakeArthur Lou isa
Eagle Lake
Cameron 0.0033
Lake Arthur 0.0097 0.0 1 32
Louisri 0.0054 0.0035 0.0 142
Wrangel M. 0.0 182 0.0044 0.0445 0.0 123
populations as recently as 70 years ago. They suggested that formerly allopatric
populations of the two colour phases could have accumulated and retained genetic
differences through drift and 1 or selection. Indeed. such differences were detected by the
analysis of allozyme polymorphisms (Cooke et al. 1988). The RFLP analysis of genomic
DNA (Quinn 1 988) revealed significant di fferences between western and central group of
populations, but not within the central group.
With the data collected and presented in this study. I was not able to detect
di fferentiation between the populations along the Gulf of Mexico coast. Samples from
populations collected on wintering grounds were considered in this study to represent true
genetic units. as at that time the pair formation and genetic structure of individual breeding
oroups is determined. Tests of population differentiation at each locus. and over al1 loci. b
failed to detemine significant differences among populations. The only significant
difference was detected in painvise comparisons at locus DQSG-8 I MspI for population
pairs: Wrangel Island and Eagle Lake (P= 0.0339. S.E.= 0.0033). Wrangel Island and
Lake Arthur (P= 0.047 1. S.E.= 0.0035). and Wrangel Island and Louisa (P= 0.0344.
S.E.= 0.0038). Differences between Wrangel Island and Cameron were non significant
(P> O. 1 ). The two most common aileles at this locus in the Wrangel Island population have
frequrncies of p= 0.636. q= 0.273, whereas in the other four populations the frequency of
the two most common alleles at this locus are p > 0.8 13. q< 0.162. Allele frequencies at
locus DQSG- 1 1-1 are not listed in Table 6: this locus is monomorphic (under the 95%
rule) in tour populations (p > 0.960). and polymorphic in the Wrangel Island population
(p= 0.889. q= O. 1 1 1 ). However. the allele frequency differences at this locus did not
producr a signitïcant rrsult after the exact test of population differentiation (P= 0.3 137.
S.E.= 0.0 12 1 ). As mentioned in the introduction. there is very limited documented
exchanse of animal?; betwern the western group of Lesser Snow Goose populations
(Wrangel Island) and the central group (al1 the other populations). allowing for a possible
developrnent of hcterogeneity in allele frequencies.
1 was not able to detect significant differences in the overall cornparison of the two
colour rnorphs. Subsequent cornparison of colour phases by individual population along
the colour-morph cline was not conducted. as this would further reduce the sample size and
complicate the analysis. Analysis of FST values revealed lack of population differentiation
at these loci as well. Overall. FST values were rather low. indicating low levels of
population heterogeneity and high gene flow. Cooke and coworkers ( 1988) used 6
polymorphic allozyme loci on blue and white birds from LaPerouse Bay colony (central
group of populations) and obtained an FST value of 0.0033 with the same calculation
method. Quinn ( 1988) obtained comparable results from the same colony with a set of 16
single-locus DNA probes (FST = 0.0039).
Departure of genotypic frequencies from Hardy-Weinberg expectations. showing a
deficit of heterozygotes, occurred at four loci (Table 5). Considering that only the Lake
Anhur population showed a deficit of heterozygotes at two loci. with other loci being at
equilibrium, it is likely that they are a statistical artifact of multiple cornpansons rather than
a result of evolutionary forces acting on this particular population (Le. selection against the
heterozygote, inbreeding due to a smail population size. non-random mating. or the
Wahlund effect due to population substructuring).
Estimates of the number of migrants using the private allele mode1 (Slatkin 1985:
Barton and Slatkin 1985) obtained the Nm value (after correction for sample size) of 6.59
individuais per generation. This value is rather high compared to other vertebrate species
(Hart1 and Clark 1989) indicatine high b e l s of gene flow and introgression of genes along
the cline. Pair formation of Lesser Snow Geese that nest in Hudson Bay and Foxe Brisin
occurs on the wintering grounds in Texas and Louisiana. If pair formation tiikes place
between birds of different nestins colonies. the male returns to the fernrile's natal colony.
The resulting gene tlow betwsen nesting colonies could be extensive as a result of influx of
new genes brought in by mignting males. Occasional movement of fsmales brtween
colonies occurs as well. further increasing the rimount of gene exchange between the
breeding groups (Genmita and Cooke 1982). There are no bamers for gene exchange
between blue and white birds either: hybridization of the two plumage forms seems to take
place without reduced reproductive fitness in hybrids (Findlay et al. 1985). However. a
rapid approach to equilibrium of colour ratios in both breeding and wintering populations.
and consequent rapid gnetic homogenization of populations. is not expected to occur.
This is due to ii strong positive assortative mating in this species. and the clinal wintering
distribution. Lesser Snow geese choose their mates according to the colour of their parents
and soblings (Cooke et al. 1976: Geramita et al. 1983). and mixed pairs are only 40% as
common as expected under random mating. Birds of different colour phase tend to
concentrate at opposite ends of the wintering range. and consequently have increased
probability of finding a homotypic partner. Nevertheless. some error in choosing a colour-
matching mate does occur. A female may choose her mate based on some character other
than plumage coloration. or mate choice may be infiuenced by different av~lability of the
two morphs in mixrd wintering flocks. In addition. egg dumping can result in birds
choosing the "wrong" colour if some of their sibs are of such colour. Although positive
assortative mating with respect to plumage polymorphism will restnct dispersa1 of the
colourdetermining gene along the cline. it should not influence the introgression of
unlinked loci (Barton 1983). As a consequence. the Lesser Snow Goose populations dong
the colour-morph cline could be more homogeneous in their genetic structure than it is
possible to deduct from the distri but ion of the colour character itself.
Sînce the inception of this study. Avise and coworkers ( 1992) analysed Lesser
Snow Goose population structure with RFLPs in mitochondrial DNA and found no
significant differences ümong populations. Quinn ( 1992) analysed DNA sequences of the
rapidly evolving control region of the mtDNA. and determined a more intricate substmcture
of Lssser Snow Goose populations than any previous study. He described reticulate
existüncc of iwo distinct mtDNA clades present in the entire Lesser Snow Goose range.
without detectable correlation to colour or location. Only one of the mtDNA clades showed
geographic substructuring. correlated with the West (Wrangel Island) - east division
(Hudson Bay I Foxe Basin colonies). The presence of two distinct clades was not evident
in my data. probably due to the fact that 1 concentnted on collecting samples from a central
area of the subspecies range. and used nuclear DNA markers. Mitochondrial DNA markers
(particulary the analysis of mtDNA sequences) often provide more information about
population sustnicture. This is due to a higher rate of mtDNA sequence rvolution
compared to the nuclear DNA (Brown et al. 1979, 1982). as well aï the fact that mtDNA is
matemally inherited and is more sensitive in detecting genetic substructure in species with
female natal phylopatry such as the Snow Goose. Any further study into the gnetic
structure of Lesser Snow Goose colour-morph cline will include the analysis of npidly
evolving regions of the mi tochondrial genome.
The presence of mitochondrial DNA-like sequences has frequently been
documented in nuclear genomes of higher orgmisms (reviewed in Chapter 1 ; Table 1 ).
Such sequences were detected with various techniques. such as DNA blotting and
hybridizations (Gellissen et al. 1983: Jacobs et al. 1983; Zullo et al. 199 1) . or accidental
PCR amplification (Smith et al. 1992: Quinn 1992: Collura and Stewart 1995; Zhang and
Hewitt 1996a). Transposed mtDNA fragments have been shown to have nuclear DNA
locations by probing Southem blots of differently purified DNA fractions, in situ
hybridizations of chromosomes, and sequencing through sites of insertions (Lopez et al.
1994 used al1 three methods). in this thesis. I demonstrated the existence of mtDNA-like
sequences in the nuclex genomes of five species of geese (Aves. Ansennae) through
hybridizations of Southem blots with mitochondrial DNA probes.
5.1 rntDNA sequences integrated in the nuclear genomes of geese
in Chapter 3 1 have shown that the genomic DNA of Lesser Snow Goose after
digestion with &d III, BamH I or Ava 1 yields a 3.6 kb DNA fragment, which hybridizes
to a 5.5 kb mtDNA probe (pmLSG003). The 3.6 kb fragments represent mtDNA
sequences inserted in the Snow Goose nuclear genome (Quinn and White 1987; Quinn
1992). and are arranged in tandem arrays. The same mtDNA probe detects a minisatellite
type of banding pattern on Sourhrrn blots with Y- III digested Snow Goose DNA.
Preliminary screrning of DNA sarnples chosen randomly from a natural population
determined low levels of shrired bands rimong the individuals. The observed pattern was
very similar to DDNA tïngerprinting profiles developed by Jeffreys and coworkers ( 1990).
and could represent subtle variation within the mÿy of repeats. The vast majority of
integrÿted mtDNA sequences forrning the tandem array of 3.6 kb repeats contain a
recognition sequence for m d III. BamH 1 and Ava 1. Some repeat units. but not all. also
have an additionai recognition sequence for Hae III. Variation in band position on a
fingerprint profile is caused by differences in length of DNA fragments drtected. due to the
variation in the number of repeats between the III recognition sites. DNA
fingerprinting techniques have been successfully used in pedigree studies of birds (Burke
1989), and the probe pmLSG003 could potentially be used in sirnilar studies at least in
Snow Geese.
Al1 of the individuals of Greater Snow and Ross' Geese screened for the presence
of nucDNA sequences with homology to the mitochondrial genome. possess the prominent
3.6 kb nuclear fragment as detected by the rntDNA probe pmLSG003. Similar to
observations already described for the Lesser Snow Goose. both Greater Snow and Ross'
Geese were determined to contain integrated rntDNA sequences that are not confined to the
tandem array of 3.6 kb monomers. 1 was not able to detect any species-specific bands
indicating sequences with mitochondrial inserts that would hybridize to prnLSG003.
Rather. al1 of the observed variation in the banding patterns was due to the variation within
the particular taxon.
In addition to DNA fragments of mitochondrial origin, ail three mtDNA probes
(pmLSGOO 1. prnLSGûû2. and prnLSGûû3) hybridized to DNA fragments of nuclear
origin on Southem blots containing White-fronted Goose DNA. Confirmation that the
additional bands represent nucDNA sequences cornes from a differential amount of
hybridization when the source of DNA was blood or tissue. A larger portion of the
mitochondrial gnome was incorporated in the White-fronted Goose nuclear genome. as the
oments seen three DNA probes represrnt about 609 of goose mtDNA. The number of fra,
on Southem blots that hybridized to the mtDNA probes suggest more than rt single
integration of mtDNA sequencrs. as well üs distribution in several locations of the White-
fronted Goose grnonie. Multiple integrations of mtDNA sequences hlis been documented
previously in a varicty of organisms: sea urchins (Jacobs et al. 1983 ). aphids (Sunnucks
and Hales 1996). birds (Arctander 1995; Sorenson and Fleischer 1996), rats (Zullo et al.
199 1 ). cats (Lopez et al. 1994. 1996). and primates (Fukuda et al. 1985: Collura and
Stewart 1995; van der Kuyl et al. 1995).
Probes pmLSGûû1 and pmLSG003 hybridized to Southem blots with DNA from
Brant and Canada Goose revealed fragments of mitochondrial origin, as well as additional
DNA fragments. Digests with several restriction enzymes (Figure 5) revealed fragments
whose total length adds up to more than 20 kb. which is greater than the length of the
mtDNA molecule itself. This seemingly contradictory observation might be explained by
the presence of mtDNA variation within individuals (heteroplasmy), intra-rnitochondrial
gene duplications. or that additional fragments represent nuclear copies of transposed
mtDNA sequences. Previous mtDNA studies in Brant and Canada Goose report rare
instances of heteroplasmy (Shields and Wilson 1987: van Wagner and Baker 1990). In
this study, extra fragments observed on autoradiographs were of the same size and present
in al1 screened individuais (data not shown). Brant and Canada Goose mitochondrial
pnomes are about 16.7 kb long (Shields and Wilson 1987) and although some mtDNA
length variation has k e n reported in birds (Avise and Zink 1988; Edwards and Wilson
1990). none was extensive enough to account for the additional mtDNA sequences reported
in this study. The most likely explanation for the presence of extra bands seen on
autoradiographs with DNA from Brant and Canada Goose is that they reveal nuclear-
encoded mtDNA sequences.
None of the three DNA probes used in this study detect mtDNA sequences
incorporated in the nuclear genome of Emprror Goose.
5.2 Goose phylogeny and possible evolutionary origins of the transposed
mtDNA sequences
1 propose that a portion of the mtDNA rnolecule (that hybridized to pmLSG003).
was inserted in the nuclear genome of an ancestral goose pnor to the separation of Ross'
and Lesser / Greater Snow Goose lineages (event "A" in Figure 12). Ross' Geese breed in
central arctic Canada with breeding pairs sometimes found in the sarne colonies as the
more numerous Lesser Snow Geese. Blue colour phases of Ross' Geese have been
observed. but they are extremely rare (McLandress and McLandress 1979). Although the
Snow and Ross' Goose interbreed and produce fertile offspring (McLandress and
McLandress 1979) they are considered as separate species. Previous studies determined
low levels of genetic differentiation between these two taxa using both mtDNA (Shields and
Wilson 1987: Avise et al. 1992). and allozyrne markers (Patton and Avise 1985). Both
Snow and Ross' Geese populations exhibit the presence of two distinct mtDNA clades
detected by RFLP analysis (Avise et al. 1992). The presence of two mtDNA clades in
Lesser Snow Goose populations was confirmed with the analysis of D-loop sequences
(Quinn 1992). Quinn ( 1992) determined the nucleotide sequence for a portion of the D-
loop region in the Lesser Snow Goose mitochondrial genome. as well as the partial
sequence of the nuclear homolog. and concluded that the rntDNA homolog onginated
before the divergence of the two mitochondrial DNA clades.
The age of nuclear integrations can be estirnated in at least two ways. The level of
divergence between the nuclrar and mitochondrial copies can be used to infer the date of the
transfer event by considering the diffrrencc in the rate ofevolution of rnitochondrial senes
and corresponding nuclear pseudogenrs (Quinn 1992). However. since nuclear copies
may be in different chromosonilil positions and experience v~stly divergent rates of nuclear
DNA evolution (Vawter and Brown 1986). the estimate of absolute age of pseudogenes by
their overall sequrnce similnrity to mtDNA sequences is not accurate.
Figure 12. Model of the possible evolutionary origins of mtDNA-like sequences in nuclear
genomes of goose species covered in this study. Phy logenetic relatedness is based
on RFLP analysis of mtDNA (modified after Shields and Wilson 1987, and Quinn
et al. 199 1 ). The phylogenetic position of the Emperor Goose (Anser canagica) is
ambiguous. Letters indicate possible time of transfer and integration of mtDNA
sequences dong the evolutionary pathway of goose lineages (see Discussion).
The species are Ross' Goose (A. rossii). Lesser and Greater Snow Goose (A.
caemlescens caerulescens and A. c. atlantica), White-fronted Goose (A. albifrons
frontalis). Canada Goose (Branta canadensis), and Brant Goose (B. bemicla).
Mitochondrial DNA fragments transferred before the divergence of two species
will usually be present in nuclear pnomes of both species. With an independent species
phylogeny based on morphological. molecular and fossil data. the approximate date of the
transfer event can be inferred frorn the phylogenetic distribution of mtDNA inserts. The
divergence time of Lesser Snow and Ross' Goose is estimated to be approxirnately 0.5 x
10"ears ago. and between these two taxa and White-fronted Goose approximately 1 -3 x
106 years ago (Shields and Wilson 1987: Avise et al. 19%). This is the time window for
possible integration of mtDNA sequences that show sequence similarity with pmLSG003.
The hypothesis of very recent speciation of the two taxa, with retention of the original
polymorphism in mtDNA and allozyme profiles. is supported by results presented here.
An alternative explanation is that occasionaI hybridization among Lesser / Greater Snow
and Ross' Geese. cross-taxon tnnsfer. and subsequent homogenization of the array
accounts for the lack of substantial differences in sequence variation arnong the rntDNA
inserts. From the results presented in Chapter 4, as weli as from results of allozyme
(Cooke et al. 1988) and mtDNA data analysis (Avise et al. 1992, Quinn 1992). i t can be
concluded that there is a low level of genetic differentiation and high level of p n e flow
between the "Blue" and "Snow" Lesser Snow Geese. two phenotypic forms that were as
late as the 1960s considered as separate species (Cooke and Cooch 1968). Two subspecies
of Snow Geese: the Lesser Snow and Greater Snow, are mainly differentiated by size.
with a considerable overlap in size measuremenn so the subspecific division has little utility
(Cooke et ai. 1995). Ross' Geese occasionaily form mixed pairs with Snow Geese. and
their offspring produce fertile offspring so these taxa are close genetically (Cooke et al.
1995). Nevertheless. genetic exchange ixtween the "taxa" has to be extensive in order to
overturn the effect of conçened svolution of repetitive arrays. where one would expect to
see higher homogeneity within the species than between arrays taken from different
species. This was not obvious from data presented in this study.
The Emperor Goose is a monomorphic species. occuning oniy in a dark (gray)
colour phase. Breeding and wintering grounds of this species. along the western toast of
Alaska. do not overlap with the corresponding areas of Ross' and Snow Geese. The
phylogenetic relatedness of the Emperor Goose to the Lesser / Greater Snow. Ross'
Goose, and White-fronted Goose is controversial. W ith the data presented here. 1 suggest
that the Emperor Goose is not as closely related to the Ross' and Snow Geese as
considered by some authors. Taxonomists disagree whether the Anser group of Arctic
nesting geese should be split into two genera. Anser and Chen. Lesser / Greater Snow.
Ross', and Emperor Geese are considered by some authors to be closely related and to
belong to a separate genus Chen (The Amencan Omithologists' Union 1983. and
Supplement of July 1985). Hybrids amon$ the Chen group of species as well as between
Chen species and White-fronted Goose have been reponed in nature. with many crosses - producing fertile offspring (Gray 1958). Based on the currently accepted phylogeny of the
Anser / Chen species. 1 suggest that the ancestor of Emperor Goose had separated from the
Snow and Ross' Goose lineage relatively early in the evoiution of Arctic geese. before the
incorporation of mtDNA sequences found in these two taxa (Figure 12). Insertions of a
larger segment of the mtDNA molecule (that hybridized to prnLSGOO 1. pmLSGOO2. and
pmLSG003) must have occurred subsequent to the sepantion of the White-fronted Goose
lineage (event "B" in Figure 12). Events "C" and "D' in Figure 12 mark proposed separare
insertions of a smaller portion of mtDNA molecule (detectable with pmLSGOO 1 and
prnLSGûû3) in the Brant and Canada Goose lineages.
5.3 Content of transposed rntDNA sequences
Mitochondrial srquences in nuclear genornes of higher orpnisms appear to
contain both ribosomal RNA genes. at least eight of thineen protein-coding genes. and the
control region (Table Il . Rrpetitive ürriiys of trinsposcd mtDNA srquences in Laser
Snow. Greater Snow and Ross' Goose are derived from a 3.6 kb monomer, which
hybridized to the mtDNA probe pmLSG003. This probe contains genes for cytochrome b.
NADH subunit 6. the D - loop region. and portions of 16s rRNA and NADH 5 genes
(Quinn 1993: Quinn and Wilson 1993). 1 detected the presence of sequences homologous
to al1 three mtDNA probes in the nuclear genome of White-fronted Goose. Through partial
sequencing of prnLSGûû 1 1 detemined that this probe contains sequences with high
similarity to the chicken ATPase subunit 6 (nucleotide position 9339 to 9423 in Desjardins
and Morais 1990), as well as to the sarne gene in the duck mitochondrial genome
(nucleotide position 1204 to 1282 in Ramirez et al. 1993). The mtDNA probe prnLSGûû7
contains sequences corresponding to the chicken cytochrome oxidase subunit 1 (nucleotide
position 6988 to 7090 in Desjardins and Morais 1990). It seems that there were several
transposition events involving a larger portion of the rntDNA molecule. with insertions
taking place in dispersed reg ions of the White-fronted Goose nuclear genome.
Many studies report that transposed mtDNA sequences are surrounded by
repetitive elernents (Gellissen et al. 1983: Jacobs et al. 1983; Tsuzuki et al. 1983: Fukuda
et al. 1985: Zullo et al. 199 l ) , or even insertion of K D ~ 1 repetitive elements into the
mtDNA-originating sequences (Nomiyama et al. 1984; Wakasugi et ai. 1985).
Mitochondrial DNA-iike sequences in Lesser & Greater Snow Goose. Ross' Goose and
White-fronted Goose could be associated with repetitive elements, which may have
facilitated the amplification (and dispersal) of mtDNA homologs seen in these three species.
Brant and Canada Goose nuclear genornes contain sequences which hybridized to
oments on rntDNA probes pmLSGûûI and pmLSGûû3. I was not able to detect any fra,
Southern blots thrit would indicrtte the presence of tandem arrays containing rntDNA
insens. Ail of the mtDNA-likr sequences are present as a singlecopy or low-copy-number
Oments. f rd,
5.4 Repeated character of the 3.6 kb nucDNA fragment and its presence in
natural populations
Results of this study suggest that the mtDNA sequences of Lesser Snow Goose
were inserted within the nuclear genome of this species and went through periodic tandem
amplification. 1 have shown that the insened mitochondrial sequences are arnngd in
tandem arrays containing 3000 - 5000 copies. and represent at least 0.5% of the Lesser
Snow Goose nuclex genome. 1 was not able to determine whether there were multiple
transpositions of mtDNA sequences in Lesser Snow Goose with subsequent amplification
of one of the inserts. or whether the ancient insertion went through sevenl sets of
rearrangements and duplications. On the basis of DNA sequence data Quinn ( 1992)
suggested that there could be one or more nuclear homologs in the Lesser Snow Goose that
were very recently derived from the mitochondrion. Nevertheless. the majority of these
sequences appear to be organized in a tandem array in one location in the genome. with little
sequence polymorphism among the elements of the array. Secondary duplication after the
integration hzis been suggested for rntDNA homologs in rats. primates and cats (Zullo et al.
199 1; Collura and Stewart 1995: Lopez et al. 1994. 1997). Lopez and coworkers ( 1994)
proposed a mode! of mtDNA transposition and sequence amplitlcation based on analogous
recornbination and extrachromosomal amplification of petite mutations in yeast. In shon.
the model proposes deletion and circularization of a segment of mitochondrial genome
(possibly mediated by in trachromosomal recom bination). which becomes amplified
extrachromosomally and persist ris an episome. Subsequent chromosomal integrrition
positions the amplified rntDNA kgment within the nucleus. This model is highly
speculative and it is not clertr whether the ciit mtDNA inserts were amplified
extrzichromosomally or after the chromosornril integration took effect.
A small portion of the Lesscr Snow Goose population ( 1.28) is homozyaously
deficient for the array of 3.6 kb elements that rire charxtcrized by the presence of I&d III.
Ava 1 and BamH 1 recognition sites. With techniques used in this study (Southem blottin: - and hybridizations) it was not possible to determine whether individuals are heterozygous
or homozygous for the insertion and thus determine the exact number of chromosomes
containing mtDNA sequences. It is possible to speculate that a portion of the Lesser Snow
Goose population is comprised of individuals in which the inserted mtDNA sequences did
not undergo secondary amplification of the 3.6 kb nucDNA fragment. However. due to a
slow rate of genomic turnover mechanisms relative to the rate of chromosome assortment in
a sexually reproducing population. one would expect that most individuals in a given
generation have a sirni lar copy nurnber of the new mutation (Dover 1982). 1 suspect the
nuclear copies that hybridized to prnLSGo3 are not widely dispersed throughout the
chromosomes of Lesser Snow Goose and. considering the relative1 y smal l copy-number of
elements. potentially prone to elimination. Thus, there could be an interaction between
non-phenotypic and phsnotypic selection (in terms of Sapienza and Doolitle 198 1 )
determining prevalence of repeti tive sequences containing mtDNA homologs in this
species. DNA samples from three individuals that do not possess the homologs were from
juvenile birds collected at the breeding colony near Churchill. Manitoba. From bird-
banding records, we know that those birds were not from the sarne nest, and there is a Iow
probability of them king close relatives. In individuals from the breeding colony near
Churchill. Manitoba, the only sample where we collected blood or tissue from juvenile and
adult birds. it appears that the proportion of juvenile birds without the 3.6 kb nucDNA
element (3 out of 25) is greater than the proportion of adult birds without the element (O /
12) (Fisher exact test. P = 0.W8. d.f. = 1 ). Is it possible that deletion of the array caused
disruption of grnes activaied in the later stage of goslin_e developrnent. producing difference
in fitness for those individulils*? Wu and coworkers ( 1989) deterrnined fitness differences
in Drosophila üssociatsd with the deletion of a satellite DNA or functional regions close to
the satellite nmy. Similar studies in Seese would require detection of phenot ypic characters
that cm trace individuals with deletion mutations. At the moment we are not aware of such
characters.
As mentioned in Chapter 1. the presence of rnitochondrial sequences in the nuclear
environment could prove to be an obstacle when mitochondrial DNA is used for population
biology studies (Smith et al. 1992: Quinn 1992: Collun et al. 1996: and references in
Zhang and Hewitt 1996). particularly when PCR amplification is used to obtain sufficient
quantities of DNA for analysis. However. inserted rntDNA fragments in nuclear genomes
of closely related species provide an opponunity to use such sequences as an outgroup in
phylogenetic analyses. In an elegant example. Zischler et al. ( 1995) used a nuclear copy of
the human D-toop region to resolve a controversy surrounding the origin of modem
humans. Previous to their study. the chimpanzee D-loop has been used as an outgroup
sequence despite the fact that the chimpanzee sequence is too divergent to make a good
outgroup for human D-loop phylogeny. By using the nuclear copy of D-loop transferred
after the divergence of the hurnan and chimpanzee lineages. Zischler and coworkers were
able to root the human phylogenetic tree with higher confidence. Multiple insens of
mtDNA-like sequences in nuclear genomes of geese may provide the most appropriate
outgroup sequences in phylogenetic studies of this group of species.
Due to a reduced rate of sequence evolution in nuclear pseudogenes. the ancestral
state of mtDNA genes can be inferred. Nuclear copies of mtDNA sequences are often
referred to as "nuclear fossils" (Zischler et al. 1995: Perna and Kocher 1996). Multiple
copies of nuclear insens that have arisen separately during differenr stages of genome
evolution (Hu and Thilly 1994) could potentially fom a nearly continuous historical record
of the mtDNA sequence evolution. In this study. 1 address the possibility for existence of a
similür '-evolutionary trail" of insrned mtDNA fragments (see ülso Quinn 1997. for D-loop
integrations in Lesser Snow Goose). Funher sequence analysis of mtDNA-like sequences
in Lesser / Greüter Snow. Ross' and White-fronted Geese could reveül whether multiple.
independent intrgration events took place. Nevertheless. one hüs to be üware that due to
the uni parental inheritance of mtDNA and rapid lineage soning. cenain mitochondrial
lineages could become extinct after the nuclear integntions. Consequently. mtDNA
sequences and corresponding nuclear copies observed today rnay not always share a direct
comrnon ancestor.
SUMMARY AND CONCLUSIONS
This study raises several possibilities for funher research into the coevolution of
mitochondrial and nuclear genomes. with the emphasis on mechanisms of transposition.
integration and gene duplication. Transposed mtDNA sequences in geese provide an
opponunity to study direcrly paralogous (intracellular) duplication events and relative rates
of sequence evolution in mtDNA and its corresponding nuclear pseudogenes. prirnarily
due to abundant transpositions present in several closely related species. Such studies have
recently gained a lot of attention (Arctander 1995; Perna and Kocher 1996: Sorenson and
Fleischer 1996; Lopez et al. 1997; Kidd and Friesen 1998: Zischler et al. 1998). This
study also provides data on the frequency and extent of rntDNA insertions among different
avian taxa. which has direct implication for the use of nuclear hornologs as outgroup
sequences in population and phylogenetic studies (Quinn 1992: Collura and Stewart 1995:
Sorenson and Fleischer 1996). Due to a slower rate of nucleotide substitution and reduced
sequence length heterogeneity. nuclear copies of mitochondrial DNA have the advantage in
detemining the ancestral mitochondrial States more accurately (Lopez et al. 1997: Zischler
et al. 1998). The mostcommon ancestral sequence deducted frorn nuclear insens present
in different species will be more reliable than an ancestral sequence denved from fast
evolving mtDNA. This will allow for tracing the history of sequence evolution in fast
evolving mtDNA sequences over long evolutionary tirnescales (Pema and Kocher 1996).
Results presented in Chapter 4. as well as the population analysis of allozyme
(Cooke et al. 1988). nuclear RFLP (Quinn 1988). and mtDNA markers (Quinn 1992:
Avise et al. 1992). reveal a lack of extensive heterogeneity in genetic structure of mid-
continent Lesser Snow Goose populations. If the two coiour phases indeed rvolved in
allopatry. they did not develop substantial between-population genetic differrnces.
Altematively. low spatial hrterogctneity in modem-day Lesser Snow Goose populations
could be a consequence of postgliicial range tluctuations. repopulations. and extensive gene
flow between the breeding groups. Lack of barriers to gene flow in regard to
rnorphological characters and "species" recognition mechanisms may support the
hypothesis of a rapid inter-species transfer of novel characters. which would explain the
presence of apparently similar mtDNA-like sequences in Lesser / Greater. and Ross' Goose
nuclear genomes.
Future research of mtDNA-like sequence integrations in nuclear genomes of geese
rnay concentrate on isolation of the site of integration from a chromosome lacking the insert
in Lesser Snow Goose. This would involve sequencing of regions fianking the inserts.
particularly to compare individuals with and without the rntDNA inserts. The results of
such experiments would allow identification of integration target sites and sequence
changes during the integration events. Primers flanking the point of insertion could be
designed. facilitating PCR-based screening for the presence of nuclear inserts with
homology to mtDNA probe prnLSGûû3 in related taxa. This would serve to confirm the
existence of nuclear inserts in Greater Snow, Ross' and White-fronted Geese. and
potentially Brant and Canada Goose. With in situ hybridizations of mtDNA probes to
cytological preparations of Lesser Snow Goose, and possibly White-fronted Goose
chromosomes (Gall and Pardue 1969) the chromosomal locations of integrated mtDNA
fragments could be determined. Results of in situ hybridization experiments would be
particularly important in detecting the distribution of homologs in White-fronted Goose.
where multiple copies of mtDNA-like fragments appear to be present in the nuclear
genome.
In rems of potential for future research. of particular interest are the mechanisms
of concerted evolution in the 3.6 kb inserted element found in the nuclear genornes of
Lesser and Greater Snow. and Ross' Goose, The observations presented in this study may
suppon the idea that some mutations in repeated pseudogene fimilies spread rapidly within
populritions through molecular mechanisms of turnover within the genome ("molecular
drive". Dover 1982). in addition to the forces of natural selection and genetic drift.
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