Targeting growth factors and angiogenesis; using small molecules in malignancy
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Transcript of Targeting growth factors and angiogenesis; using small molecules in malignancy
Cancer Metastasis Rev (2006) 25:279–292
DOI 10.1007/s10555-006-8508-2
Targeting growth factors and angiogenesis; using small moleculesin malignancy∗
Harold J. Wanebo · Athanassios Argiris ·Emily Bergsland · Sanjiv Agarwala · Hope Rugo
C© Springer Science + Business Media, LLC 2006
Abstract Targeted biologic therapy for cancer has evolved
from the laboratory to active clinical protocols and ap-
plied clinical practice in selected patients. Major targets
include epidermal growth factor, and vascular endothelial
growth factor receptors which are commonly expressed in
gastro-intestinal cancers head & neck and lung cancers,
and to some degree breast and gynecologic malignancy.
Down stream signal transduction pathway inhibition of B-
raf and N-ras mutations are examined in melanoma. New ap-
proaches involving re-packaging of chemotherapeutic agents
are being exemplified in the nanoparticle formulation of
prclitaxel which provides increased access to endothelial
and tumor cells with potential enhanced therapeutic effi-
∗Presented as a lunch mini-symposium at the First InternationalSymposium on Cancer Metastasis and the Lymphovascular System.April 28–30, 2005, San Fransciso, CA; Chaired by Harold J.Wanebo.
H. J. Wanebo ( (�) overview)Department of Surgery, Division Surgical Oncology, RogerWilliams Medical Center, Providence, RI, USAe-mail: [email protected]
A. Argiris (Anti EQER Therapy)Department of Medicine, Division of Hematology/Oncology,University of Pittsburgh, Pittsburgh, PA, USA
E. Bergsland (Anti Angiogenesis)Department of Medicine, University of California, SanFranscisco, CA, USA
S. Agarwala (B-ref and Melanoma)Division of Hematology Oncology, University of Pittsburgh,Pittsburgh, PA, USA
H. Rugo (Nano particle Paclitaxel)Department of Medicine, Carol Franc Buck Breast Cancer Center,University of California, San Francisco, CA, USA
cacy compared to the conventional version solubilized in a
cremophor.
Keywords Oncologic targeting · Growth factors ·Angiogenesis · Small molecules
Introduction
In recent years the concept of targeted biology therapy has
evolved from the pre-clinical laboratory models to active
clinical protocols and developmental clinical programs. Two
major biologic targets include: the epidermal growth fac-
tor receptors (EGFR) and angiogenesis, vascular endothelial
growth factor inhibitors (VEGF). Well defined inhibitors in-
clude antibodies to the receptor or tyrosine kinase inhibitors.
Although these agents may demonstrate 5–10% clinical
response in selected patient populations, the optimum effects
occur when used in combination with active chemotherapy
regimens. Significant enhancement of chemotherapy and ra-
diation therapy responses by EGFR and VEGF have been
documented in head and neck squamous cancer, lung cancer,
and selected gastro intestinal cancers (metastatic colorectal
cancers). Targeting of these two major growth factor sys-
tems has been a common theme of many clinical trials at this
time.
Other small molecules include cell cycle inhibitors
(flavoperidol), oncogene antagonists, i.e. against mutated
P53, (Onyx), disease specific mutations, i.e. Ph chromosome
in chronic myelogenous leukemia (CML), C kit receptor in
GIST (gastro intestinal stromal tumors) targeted specifically
by Gleevec.
The signal transduction pathway provides a myriad of
targets, i.e. ras, BCL-2, and many other factors, which
potentiate tumor cell growth. The Braf pathway plays a major
Springer
280 Cancer Metastasis Rev (2006) 25:279–292
role in the development of melanoma, and is now the focus
of study in RAF kinase inhibitors which may have an im-
portant therapeutic role. Lastly the need for optimum formu-
lation of cytotoxic and biologic anti-tumor agents is critical
for adequate delivery of these agents to the tumor. Recent
formulation of Taxanes using albumin via nanotechnology
can provide drugs with greater ability to concentrate at much
higher levels in tumor tissue vs. normal tissue (increasing the
therapeutic index of the drug).
The overall panel should provide exciting information
on the evolving biologic treatment strategy for cancer.
Because of space limitations the manuscripts are meant
to provide a reasonable clinically focused rather than a
comprehensive sketch of each area. Selected references
should provide a good entre to the field, each of the
areas.
Anti EGFR therapy for malignancy
Epidermal Growth Factor Receptor (EGFR) is a member of
the EGFR family of receptors (or ErbB tyrosine kinase re-
ceptors) that is critical for the growth of many epithelial ma-
lignancies. After ligand binding, EGFR dimerizes with other
EGFR subfamily receptors, such as HER2, and activates a
signaling cascade that results in tumor proliferation, angio-
genesis, survival, and invasion/metastasis [1]. Multiple stud-
ies have demonstrated that EGFR is commonly expressed in
epithelial malignancies and its high expression usually cor-
relates with worse patient outcome [2]. On the basis of a
strong biologic rationale, EGFR emerged as a promising tar-
get for anticancer therapy [1]. The two main ways for target-
ing this important molecule are with EGFR tyrosine kinase
inhibitors (EGFR-TKIs) that block the ATP binding site in
the cytoplasm, such as erlotinib and gefitinib, and with mono-
clonal antibodies against the extracellular ligand binding do-
main of the receptor, such as cetuximab [3]. In recent years,
EGFR inhibitors were introduced in the standard manage-
ment of many solid tumors. Currently, in the United States,
three EGFR inhibitors have obtained regulatory approval:
gefitinib and erlotinib for the treatment of previously treated,
advanced non-small cell lung cancer (NSCLC) and cetux-
imab for irinotecan-refractory colorectal cancer. Erlotinib
was approved on the basis of survival benefit demonstrated
in a phase III clinical trial, whereas gefitinib and cetuximab
were approved on the basis of antitumor activity observed
in phase II trials. Phase III data with the use of the above
agents are being accumulated, whereas multiple other agents
that target the EGFR pathway are under development (see
Table 1). We will summarize the current status of clinical
studies with EGFR inhibitors in four common malignancies:
NSCLC, head and neck cancer, pancreatic cancer, and col-
orectal cancer.
Non-small cell lung cancer
In phase II trials, gefitinib and erlotinib have resulted in
responses of 10–20% in patients with previously treated,
advanced NSCLC [4–6]. Phase III randomized trials that
compared an EGFR-TKI with placebo in patients with
NSCLC recently reported results. In one of these stud-
ies, erlotinib prolonged median survival by approximately
2 months compared with placebo in previously treated pa-
tients with advanced NSCLC, a difference that was statisti-
cally significant [7]. However, gefitinib, in a similar clinical
setting, did not result in significant survival improvement
when compared with placebo, even though survival benefit
was seen in certain patient subgroups, such as the Asians and
nonsmokers [8]. This led the United states FDA to restrict
the approved use of gefitinib to patients with NSCLC who
have already received and benefited from the drug. Moreover,
EGFR-TKIs failed to improve patient outcome when added
to standard first-line chemotherapy for advanced NSCLC [9,
10]. It is likely that the negative results that emerged in some
of the phase III studies with EGFR-TKIs were due to the
lack of appropriate patient selection on the basis of clinical
characteristics or molecular markers.
Cetuximab has also been studied in NSCLC, as single-
agent and in combination with chemotherapy, in phase II
trials [11, 12]. Based on promising results, ongoing phase III
randomized trials are evaluating the addition of cetuximab to
chemotherapy for the first-line as well as of the second-line
therapy of advanced NSCLC.
Head and neck cancer
Head and neck carcinomas are EGFR-dependent neoplasms.
Cetuximab has been extensively studied for the treatment
of squamous cell carcinoma of the head and neck. A recent
phase III randomized trial demonstrated that the addition of
cetuximab to radiation improves locoregional control and
survival compared with radiation alone in patients with lo-
cally advanced head and neck cancer [13]. The magnitude
of survival improvement at 3 years (approximately 13%) is
comparable to what is achieved with the addition of cisplatin
to radiation. In recurrent or metastatic head and neck cancer,
the addition of cetuximab to cisplatin did not significantly
prolong progression-free survival in a randomized trial con-
ducted by the Eastern cooperative Oncology Group (ECOG
5397); the survival increased only from 3.4 months to 4.1
months [14]. Nevertheless, the objective response rate more
than doubled in the cetuximab arm, from 9% to 23%. More-
over, cetuximab was recently shown to have single-agent ac-
tivity in head and neck cancer. A phase II trial that enrolled
103 patients with platinum-refractory recurrent or metastatic
head and neck cancer, reported an objective response rate of
13%, median time to progression of 2.3 months, and median
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Cancer Metastasis Rev (2006) 25:279–292 281
Table 1 Selected anti-EGFR agents for cancer therapy
Agent Type of inhibitor Status Manufacturer
Monoclonal
antibodies
Cetuximab Chimeric antibody Approved in colorectal cancer. Positive BMS/ImClone
(Erbitux, C225) phase III trial in head and neck cancer.
Phase III studies ongoing in non-small cell
lung cancer and pancreatic cancer
Panitumumab Human antibody Phase II in NSCLC, colorectal, and others Amgen
(ABX-EGF)
Matuzumab Humanized antibody Phase II in NSCLC, colorectal, head and neck EMD
(EMD 72000) cancer, cervical, gastric, and ovarian cancers Pharmaceuticals
Tyrosine
kinase
inhibitors
Gefitinib Aniloquinazoline; Approved in NSCLC but negative data AstraZeneca
(Iressa, ZD1839) reversible emerged in phase III trials ongoing Phase III
trials in head and neck cancer. Phase II
in other cancers.
Erlotinib Aniloquinazoline; Approved in NSCLC. Positive phase III in Genentech/OSI
(Tarceva, OSI-774) reversible pancreatic cancer. Phase II in other tumor
types.
EKB-569 3-cyanoquinoline; Phase II in colorectal cancer Wyeth-Ayerst
Lapatinib ditosylate irreversible
(GW572016) Dual EGFR and Phase III trial in breast; phase II trials in head GlaxoSmithKline
HER2 inhibitor; reversible and neck, lung, and others
survival of 5.9 months [15]. Notably, there was no statis-
tically significant correlation between response and EGFR
expression.
The EGFR-TKIs, gefitinib and erlotinib, have modest sin-
gle agent activity (3–11%) in recurrent, metastatic head and
neck cancer [16–18]. An ongoing phase III trial is comparing
docetaxel with or without gefitinib in patients with recurrent
or metastatic squamous cell carcinoma of the head and neck
(ECOG 1302).
Pancreatic cancer
EGFR inhibitors are the first novel agents to show promise in
pancreatic cancer. A recent phase III randomized trial showed
that the addition of erlotinib to gemcitabine resulted in a
small but statistically significant survival benefit in advanced
pancreatic cancer [19]. A phase III trial of gemcitabine with
or without cetuximab is currently ongoing (SWOG 0205).
Colorectal cancer
Cetuximab has single agent activity in irinotecan-refractory,
advanced colorectal cancer; a phase II trial reported an ob-
jective response rate of 9% [20]. A randomized phase II trial
evaluated the combination of cetuximab and irinotecan and
cetuximab alone in irinotecan-refractory patients [21]. The
combination was proven to be clearly superior in terms of
response rates and progression-free survival. This study con-
firmed previous clinical and laboratory observations that the
addition of cetuximab to irinotecan reverses irinotecan re-
fractoriness. Accelerated approval of cetuximab by the FDA
was based on the above studies. Currently, phase III trials of
cetuximab plus chemotherapy for the treatment of advanced
colorectal cancer are ongoing. Although studies in colorectal
studies (as well as in most NSCLC studies) required EGFR
tumor positivity, cetuximab may be equally active in EGFR
negative tumors [22]. This remains to be evaluated prospec-
tively in clinical trials. The EGFR-TKIs are also under study
in colorectal cancer [23].
Molecular markers
Surprisingly, reliable molecular biomarkers to predict bene-
fit from EGFR targeted therapy have been elusive. This field
has rapidly evolved in the past year. In 2004, function-gaining
mutations in EGFR were identified that lead to exceptional
clinical responses to the EGFR TKIs in NSCLC [24]. How-
ever, these mutations are present in a relatively small fraction
of NSCLC patients (only 10% in Caucasians but may exceed
50% in East Asians) and can only partially account for the
demonstrated clinical benefit from these agents. EGFR muta-
tions seem to be very rare in other tumor types. EGFR gene
copy number is emerging as another predictor of EGFR-
TKI activity in NSCLC [25] and cetuximab in colorectal
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282 Cancer Metastasis Rev (2006) 25:279–292
Table 2 Small-molecule inhibitors of VEGFR tyrosine kinases in clinical development
Product Target Clinical Tumor type Company
SU5416 VEGFR-1, -2 Phase III development Solid tumors, CRC, Sugen/Pfizer
discontinued melanoma
SU112248 VEGFR PDGFR-β Phase II Solid tumors, GIST, RCC Sugen/Pfizer
SU6668 VEGFR-2 Phase I Solid tumors Sugen/Pfizer
PDGFR- β bFGFR
PTK/ZK VEGFR-1, -2 -3 c-KIT Phase III Solid tumors, CRC, GBM, Schering AG/Novartis
RCC, mesothelioma
ZD6474 VEGFR-2/EGFR Phase II Solid tumors, NSCLC, AstraZeneca
SCLC
CEP-7055 VEGFR-1, -2, -3 Phase I Cephalon
CP-547, 632 VEGFR-2, EGFR,PDGFR Phase I Pfizer
AG013736 VEGFR Phase I Pfizer
GW786034 VEGFR-2 Phase I GlaxoSmithkline
AEE788 VEGFR/EGFR Novartis
AMG706 VEGFR-1, -2, -3 Phase I Solid tumors, CRC Amgen
bFGFR = basic fibroblast growth factor; CRC = colorectal cancer; EGFR = epidermal growth factor receptor; GBM = glioblastoma multiforme;GIST = gastrointestinal stromal tumor; NSCLC = non-small cell lung cancer; PDGFR = platelet-derived growth factor receptor; RCC = renalcell carcinoma; SCLC = small cell lung cancer; VEGFR = vascular endothelial growth factor receptor.
cancer [26]. On the other hand, K-ras mutations may predict
for resistance to EGFR-TKIs [27]. Downstream molecular
markers in the EGFR signaling pathway, such as AKT, are
also being evaluated as potential predictors of outcome [28].
Of interest is that the development of rash, a class effect of
the EGFR inhibitors, has been shown to correlate with pa-
tient outcome [29]. An intriguing hypothesis is that the de-
velopment of rash with EGFR inhibitors is associated with
CA-repeat polymorphisms in intron 1 of the EGFR gene[30].
Further translational research is needed to identify the ap-
propriate subset of patients that benefit the most from EGFR
blockade. Combinations of EGFR inhibitors with other novel
agents, such as angiogenesis inhibitors are being pursued as
well. The role of EGFR-targeted agents for cancer therapy is
expected to expand in the future.
Anti angiogenesis development therapy in malignantdisease
Blood vessels and lymphatics depends on members of the
VEGF Protein family [31]. VEGF-A, VEGF-B, VEGF-C,
VEGF-D, VEGF-E and placental growth factor (PGF) bind
to specific receptor tyrosine kinases, activating the signal
transduction that directs cellular functions. VEFG-A, the
best characterized of VEGF family is the most potent di-
rect acting Angiogenenic protein [32] and is essential for
vasculo-genesis and angiogenesis [33]. VEGF production in
tumor cells may be initiated by mutation in tumor cells gov-
erning growth regulation pathway, or by the hypoxic micro
environment of the tumor (hypoxia inducing factor) or by
stimulation by other growth factors, epidermal growth fac-
tor (EGF), platelet derived growth factor (PEGF), insulin
like growth factor (IGF), stress and other factors [34–36]. A
number of strategies have been developed to inhibit VEGF
(Fig. 1, Table 2).
Antibodies and soluble VEGF receptors bind to the VEGF
ligand and prevent its binding to the VEGF receptor thus in-
hibiting the proangiogenic VEGF cascade [37]. These agents
may also bind to the VEGF receptor. Bevacizumab is the best
characterized of the anti-VEGF monoclonal antibodies [37,
38]. It is a humanized variant of monoclonal antibody (93%
human, 7% mouse) that binds to VEGF with high affinity and
neutralizes all VEGF-A isoforms. It is the first anti angio-
genic compound to receive FDA approval (February 2004)
for first line treatment of patients with Metastatic Colorectal
Cancer.
Bevacizumab (5 mg/kg every 2 wks.) was added to
IFL which included weekly administration of irinotecan
at 125 mg/M2, bolus 5FU at 500 mg/M2, and leucovorin
200 mg/M2 in patients with previously untreated Metastas-
tic Colorectal Cancer (Table 3). A third arm Bevacizumab
5FU/Leucorvovin was closed once safety of the Bev and IFL
was established. The median survival was improved in the
IFL/Bevacizumab group vs. the IFL and placebo (20.3 mos
vs. 15.6 mos.), P0.0001 corresponding to a 34% reduction
in risk of death (Table 3) [39, 40]. Other improvements were
shown in progression free survival, median duration of re-
sponse and response rate. An increased number of adverse
Bevacizumab associated events (approximately 10% over-
all increase) occurred as manifested by hypertension (11%
with Bev. vs. 2.3% with placebo). P < 01 and an increase
in perforation (6 of 393 patients, 1.5%). The role of Beva-
cizumab in 2nd line was examined by ECOG (Eastern Coop-
erative Oncology Group) which randomized 789 patients to
3 treatment arms involving: FolFox biweekly (Oxaliplatin,
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Cancer Metastasis Rev (2006) 25:279–292 283
Table 3 Bevacizumab plusirinotecan (Ir), fluorouracil (5fu)and leucovorin (lv) as first linetreatment for metastaticcolorectal cancer
IFL plus Bevacizumab IFL plus placebo
(n = 402)∗ (n = 411) P value
Median survival (months) 20.3 15.6 < 0.001
Progression-free survival (months) 10.6 6.2 < 0.001
Response rate (%) 44.8 34.8 0.004
Median duration of response (months) 10.4 7.1 0.001
1. Hurwitz et al. New Engl. V. Med 2004:350,2335–2342.2. Kabbinavar FF et al. J. Clin Oncol. 2005, 23:3697-3705 (an update)∗Bev-5 mg/mg 2 wks
Ir-125 mg/mg q wk5fu-500 mg/mg q wk
lv-20 mg/mg q wk
Fig. 1 Mechanistic approachesto VEGF inhibition
85 mg/M2 vs. 5FU 400 mg/M2 IV bolus followed by CI 5FU
600 mg/M2) (Table 4). The trial included FolFox alone, Fol-
Fox with high dose Bevacizumab, and Bevacizumab alone 10
mg/M2 in patients with previously treated colorectal cancer
patients [41]. These pts had previously failed 5FU/ Irinotecan
chemo therapy. Bevacizumab was relatively inactive as single
agent, but significantly augmented survival when combined
with FolFox vs FolFox alone (from 10.7 mos. to 12.5 mos.)
P0 < 0.002. It also significantly increased progression free
survival (from 5.5 to 7.4 months) and response rate (9.2% to
21.8%) P < 000.1. Toxicity was generally tolerated although
Bevacizumab was associated with increase in perforation and
hemorrhage (73%).
Bevacizumab has been combined with an (EGFR In-
hibitor) in irinotecan refractory pts in a Medical Council Re-
search Study (Bond study) (Table 5). This small trial involved
81 pts of whom 85% had failed Oxaliplatin. Patients were ran-
domized to Bev. 5 mg/M2 at 2 wks and Cetuximab (400 mg
loading dose and 250 mg/M2 weekly) with/without irinote-
can. There was an improved overall response rate of 37% vs.
20%, and increased time to disease progression 7.9 months
vs. 5.6 months (P < 01 in the Bev/Cetux/Irinotecan group vs.
Bev/Cetux [21, 42]. In comparison to a previous historic data
from the study, the combination Cetux/Bev/Irinotecan was
superior to Cetuximab/Irinotecan in response rate (37% vs.
23%) and time to progress (7.9 months vs. 4 months). This
suggests that the combination of EGFR and VEGF mono-
clonal antibody inhibitors may be of benefit [43].
Bevacizumab has also been examined in NSCLC (ECOG
4599) [44, 45]. Patients with stage III B or IV squamous
NSLC were randomized to receive paclitaxel (P) 200 mg/M2
and Carboplatin (C) at AUC of 6 mg/M2 min every 3 weeks
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284 Cancer Metastasis Rev (2006) 25:279–292
Table 4 High doseBevacizumab plus FOLFOX vs.Placebo plus FOLFOX vs.Bevacizumab as second linetreatment in metastaticcolorectal patients previouslytreated and refractory toSFU/irinotecan
A: FOLFOX plus∗
Bevacizumab B: FOLFOX plus C: Bevacizumab
(n = 282) Placebo (n = 279) (n = 243)
Median survival (months) 12.5∗ 10.7 10.2
Progression-free survival (months) 7.4† 5.5 3.5
Response rate (%) 21.8‡ 9.2 NA
Median duration of response (months) NA NA NA
Giantonio, B.J., 2005 ASCO Presentation; Ab 2.∗Bev.-10 mg/kg q 2 wksFOLFOX 4Oxaliplatin 85 mg/M2
5 Fluorouracil 400 mg/M2 I.V. bolusFollowed by 5FU 600 mg/M2 C.I.Leucovorin 200 mg/M2
AvsB; ∗p2 0.0024; †p = 0.0001, ‡p = 0.0001, NA (Not available)
Table 5 Efficacy ofbevacizumab and cetuximab inirinotecan-refractory patientswith metastatic colorectalcancer (Bond 2 study), andcomparison with results fromthe BOND 1 study
BOND 1 BOND 2
Cetuximab/irinotecan Cetuximab/bevacizumab/
(historical) irinotecan N = 41 P value
RR (%) 23 37 0.03
TTP (months) 4 7.9 < 0.01
Cetuximab alone Cetuximab/bevacizumab P value
(historical) N = 40
RR (%) 11 20 0.05
TTP (months) 1.5 5.6 < 0.01
Saltz L, et al. ASCO 2005
Bond 1: Cunningham et al. NEJM 2004:351:337–345.Bond 2: Saltz, et al. Proc ASCO:2005, Ab3508.Above summarized by Kabbinavar F., ASCO presentation, 2005.
vs. the combination plus bevacizumab every 3 weeks up to
6 cycles (after which patients would continue bevacizumab
until progression or if not tolerated. Overall survival was
improved 12.5 months in the P. C. Bev arm vs. 10.2 months
with PC alone P0.0075.
There was improvement in the response rate (27% vs.
10%) and time to progression 6.4 vs. 4.5 months, P.0001.
The P.C. Bev group had a higher complication rate vs. P.C.
alone. The toxicity profile included, neutropenia 24% vs.
16%, hemorrhage (4.5% vs. 0.7%, hypertension 6% vs. 0.7%,
p < 001 for each event). Nine of 11 treatment related deaths
occurred in PCB group (5 were related to hemoptysis). Thus
there is clinical benefit, but at increased toxicity [46] with
combination Bev. and Chemotherapy.
Other VEGF inhibitors include VEGF trap [47–49] and
VEGF Tyrosine kinase inhibitors which can block the signal-
ing cascade directed by the tyrosine catalytic site following
its activation by VEGF-VFGF receptor interaction (Table 1)
[50–58]. These signals normally lead to activation of variety
of processes, such as endothelial cell proliferation migration,
cell survival, vascular permeability, and proliferation of cells
directed to promoting angiogenesis. A variety of the tyrosine
kinase inhibitors are listed in Table 1.
Targeting the signal transduction pathway inmelanoma
The RAS Pathway is an important signal cascade in
melanoma (Fig. 2) [59–63]. RAS mutations include N-Ras
mutations which occur in about 15% and B-Raf mutations
which occur in 60–70% of melanomas (Table 6). The NRAS
and BRAF mutations appear to be mutually exclusive. Over-
all 7% of cancers have the BRAF mutation including 30–70%
of melanomas and 30–50% of hepatobiliary and thyroid
cancers. Mutations are found in over 60% of melanoma
metastases, and in 60–80% of melanoma cell lines and cul-
tures. The V600E B-Raf occurs in approximately 50% of
melanomas [64] V600E B-Raf is a thymidine to adenosine
(valine glutamic acid) mutation and is one of the most ac-
tive mutants whose invitro kinase actively is >500x that of
wild type B-Raf. Type V600E B-Raf induces proliferation
and transformation. B-Raf activation occurs early in tumor-
genesis, but by itself doesn’t induce cancer V600E B-Raf
and (NRAS) are also found in a high proportion of nevi and
thus appear associated with initiation rather than progres-
sion [65, 66]. The B-Raf incidence varies among the differ-
ent types of melanoma, ranging from 35-70% in cutaneous
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Cancer Metastasis Rev (2006) 25:279–292 285
Fig. 2 B-Raf and N-RafMutative in Melanoma
Table 6 BRAF and melanoma (a brief summary)
• Incidence of BRAF does not correlate with thickness.
• Presence of BRAF mutation does not alter survival.
• Higher frequency in patients < 60 years old.
• Conflicting results in patients with stage IV in terms of overall survival based upon BRAF mutation status.
• Very few melanomas acquire mutations in BRAF in later stages, so specific mutation persists from primary to metastases.
• Majority of BRAF mutation are somatic. Not a melanoma susceptibility gene.
• V 600E B-RAF is one of the most active mutants.
• In vitro kinase activity approx. 500 fold greater than wild type B-RAF.
• Braf is on oncogene- V 600E B-RAF induces proliferation and transformation.
• However, V 600E B-RAF (and NRAS) are detected in a high proportion of nevi.
• BRAF activation occurs early in tumorigenesis and by itself it is not sufficient to induce cancer.
• Associated with initiation rather than progression.
melanoma, <10% in mucosal, 0% in uveal and 14–20% in
conjunctival melanomas (Summarized in Tables 1, 2) [67–
69]. There is also a range of B-Raf expression in differ-
ent types of cutaneous melanoma ranging from 54% in su-
perficial spreading, 20–50% in nodular melanoma, 15–33%
in acral lentiginous melanoma and < 8% in lentiginous
melanoma (Table 7) [62, 67].
The incidence of B-Raf doesn’t correlate with thickness
and it doesn’t relate to survival. The specific BRAF mutation
persists from its occurrence in the primary lesion to its pres-
ence in metastastic melanoma (Overall data summarized in
Table 1) [63]. The majority of BRAF mutations are somatic
not genetic.
BAY-43-9006 is a bis-aryl urea that was discovered in
a screen for C-RAF inhibitors [70]. Hypothesis generating
studies have been based on targeting B-Raf with RAF Kinase
inhibitors such as (BAY-43-9006) in melanoma at various
stages. BAY-43-9006, inhibits the RAF/MEK/ERK Cascade,
inhibiting RAF dependent cellular proliferation [71, 72]. The
inhibition required for IC50 ranges from 2nM – with Bay-
43-9006 to 6–10 nM with, VEGFR2, VEGFR3, inhibitors to
20–40 mm with wild type W+B-RAF, V599E B-RAF.
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286 Cancer Metastasis Rev (2006) 25:279–292
Table 7 BRAF mutations associated with melanoma
Type of melanoma Incidence of mutation
– Cutaneous 35–70%
– Mucosal 0–10%
– Uveal 0%
– Conjunctival 14–23%
– SSM 54%
– Nodular 20–50% (?)
– LMM 0–8%
– Acral/Lentiginous 15%–33%
– Desmoplastic 0% (0/12)
Options for therapy
an initial study of BAY-43-9006 – was done in a small series
of 39 patients with metastastic melanoma and showed limited
efficacy of the drug as a single agent (5% Response Rate).
There was 1 response in a patient with regional metastases
and less than 20% had stable disease at 12 weeks [73, 74].
There was also a Phase I/II Study of BAY 43-9006 combined
with carboplatin and paclitaxel study in failed patients, with
progressive metastatic melanoma [75]. Partial Response oc-
curred in 20 (30%) of 54 patients, 1 had Stable Disease and
26 (48%), of the patients showed no change. Progressive
disease occurred in 5 patients (9%) and the protocol was dis-
continued in 3 pts (6%). Currently there is a new Protocol
conducted by ECOG (Eastern Cooperative Oncology Group)
E2603 in patients with metastatic melanoma: this consists of
thrice weekly Paclitaxel 225 mg/M2, Carboplatin AUC6 ±BAY 43-9006 400 g PO-BID. Tissue blocks will be available
to characterize the relation between BRAF and the RAS Cas-
cade, mutational status and response. The initial preliminary
response data is noted in Table 8.
Conclusion
The demonstration of the BRAF pathway in melanoma and
the study of one of its inhibitors, BAY 43-9006 are examples
of a new era of treating a formidable disease with targeted
therapy. Further studies will hopefully build on the ECOG
study and the data from other groups to determine the true
value of blocking this unique pathway in melanoma.
Nanoparticle drug formulations to enhanceanti-tumor therapy nab-paclitaxel: Teaching an olddog new tricks?
Taxanes represent a highly potent class of chemotherapeu-
tic agents for the treatment of a variety of solid tumor
malignancies. In breast cancer, the use of taxanes has
changed therapeutic options in both the metastatic and adju-
vant settings. Rationale combinations of taxanes with other
chemotherapeutic agents have been tested in metastatic dis-
ease, and are now under study as treatment for early stage
breast cancer to improve outcome. Genomic and expression
analyses in the neoadjuvant as well as metastatic settings have
begun to evaluate specific factors that correlate with appar-
ent sensitivity or resistance to taxanes. A new formulation of
paclitaxel that avoids the use of Cremaphor and capitalizes
on the natural biology of tumor vasculature and tumor cells
for potential targeting, nab-paclitaxel, was FDA approved
for the treatment of metastatic breast cancer in January of
2005. Agents given by the intravenous route need access to
the vasculature, and from the interstitum into the tumor cell.
Ideally, effective chemotherapy agents would be targeted, so
that the concentration of active agent would be higher in the
tumor cell than in normal tissue. Pre-clinical data suggests
that nab-paclitaxel may function at least in part by targeting
to both endothelial and tumor cells. Glycoprotein-60 is an
albumin receptor on the surface of endothelial cells that is
involved with transportation of albumin across the endothe-
lial cell membrane through a protein named calveolin. An-
other receptor, SPARC, appears to play an important role in
the transport of albumin into tumor cells. Both caveolin and
SPARC are found in increased levels in a variety of malig-
nances. This possible targeting of chemotherapeutic agents
using an albumin modified via nanotechnology may allow
the exploitation of a natural system to enhance treatment ef-
ficacy.
Metastatic breast cancer is generally incurable with only
a few patients achieving long-term survival with standard
chemotherapy [76]. Despite a marked increase in the choice
of active agents for the treatment of metastatic disease, over-
all survival has changed little during the last half century.
Most recently, the introduction of new cytotoxic agents, new
formulations of existing drugs, and variation of dose and
schedule have resulted in improvements in outcome with gen-
erally well tolerated toxicity profiles. The advantage of these
studies is not only seen in improved options for patients with
metastatic disease, but also in the ability to test more promis-
ing treatment approaches in the adjuvant, or early stage set-
ting.
Paclitaxel is a taxane derivative and among the most active
agents in the treatment of breast cancer. The mechanism of
action is related to disruption of microtubule disassembly
due to binding of paclitaxel to dimeric tubulin, resulting in
cessation of mitosis and eventual cell death. Response rates
in taxane naı̈ve metastatic breast cancer have ranged from
20–60% with activity noted in anthracycline pretreated dis-
ease. Randomized phase III trials of paclitaxel have high-
lighted the significance of dose and schedule on efficacy and
tolerability. Studies evaluating a dose relationship for pacli-
taxel documented improved response rates [77] at 175 mg/m2
compared to 135 mg/m2, but no differences and greater toxi-
city when higher doses were used [78]. Duration of exposure
Springer
Cancer Metastasis Rev (2006) 25:279–292 287
Table 8 BAY 43-9006, Carboplatin & paclitaxel preliminary ECOG data (Agarwala 2005) first consecutive patients enrolled as of 1/5/04, F/Uthrough 8/1/04
Gender Age
Male 28 (52%) Median 47 years
Female 26 (48%) Range 22 to 75 years
ECOG Performance status
0 35 (65%)
1 19 (35%)
AJCC Stage Prior systemic therapy
M1a 7 (13%) 0 23 (43%)
M1b 10 (19%) 1 19 (35%)
M1c 37 (68%) 2–4 12 (22%)
Best response: (investigator assessed) 95% CI
Partial response (PR) 20 (37%) [24–50%]
Stable disease (SD) 26 (48%)
Progression of disease (PD) 5 (9%)
Discontinuation other than PD 3 (6%)
of cycling cells to paclitaxel may be an important determi-
nant of anti-tumor efficacy [79, 80]. However, long dura-
tion infusions have been associated with increased hemato-
logic toxicity with an increase in efficacy at 24 but not 96
hours [81]. Weekly therapy appears to offer improved ef-
ficacy with reduced hematologic toxicity [82], as well as
a potential anti-angiogenic effect [83]. CALGB 9840 [84]
demonstrated an improvement in both response rate (40 vs.
28%, p = 0.017) and progression free survival (9 vs. 5 mo.,
p = 0.0008) from treatment with weekly paclitaxel com-
pared to every 3 week dosing. Interestingly, weekly dosing re-
sulted in reduced hematologic toxicity but increased sensory
neuropathy even with a mid-trial dose reduction from 100 to
80 mg/m2 per dose.
A major limitation of paclitaxel is its poor water solubil-
ity requiring Cremophor EL as a water soluble solvent. Cre-
mophor EL has been associated with significant side effects
including the risk of anaphylaxis [85]; premedication includ-
ing corticosteroids and antihistamines are typically used prior
to dosing to reduce this risk. Additional potential side effects
of Cremaphor EL include bone marrow suppression and pe-
ripheral neurotoxicity. In addition, because of poor solubil-
ity, paclitaxel must be dissolved in relatively large volumes
of fluid and is administered over a longer period of time (e.g.,
1 to 3 hours) than many other chemotherapy agents. Due to
the need for Cremaphor as a solvent, specialized intravenous
tubing is also required.
New formulations of existing agents have the advantage
of potentially modifying the toxicity profile as well as pos-
sibly improving tumor penetrance leading to enhanced ef-
ficacy [86]. Nab-paclitaxel is the first in its class of a bio-
logically interactive nanoparticle combining a protein with a
chemotherapeutic agent in the nanoparticle state. This novel
agent is an albumin bound, solvent free novel formulation of
the insoluble drug paclitaxel based on delivery in the form of
albumin-based nanoparticles of mean size about 120–130
nm and size range of approximately 50–150 nm (Fig. 1).
The nanoparticles are stable in liquid suspensions suitable
for injection. Nab-Paclitaxel is free of Cremaphor, therefore
eliminating the need for premedications and the risk of hy-
persensitivity from paclitaxel.
Binding hydrophobic drugs to albumin provides a novel
approach of potentially increasing the intra-tumoral concen-
tration of chemotherapeutic drugs utilizing albumin-specific
receptor transport mechanisms [87]. Generally, transporta-
tion of these agents across the endothelial cell membrane
depends on leaky endothelial cell junctions in tumor vascu-
lature, and is limited by increased intratumoral interstitial
pressure. Pre-clinical models have demonstrated that albu-
min binds to a specific receptor (gp60) on the endothelial
cell wall [88], resulting in activation of a protein termed
caveolin-1. Caveolin then initiates an opening in the endothe-
lial cell wall with formation of a little caves or caveolae, re-
sulting in transport of the albumin-bound chemotherapeutic
complex via these caveolae to the underlying tumor intersti-
tium [87]. Interestingly, increasing levels of caveolin-1 pro-
tein have been shown to correlate with progressive disease
in prostate cancer. The protein SPARC (Secreted Protein,
Acidic Rich in Cysteine) is secreted by a variety of tumors and
has been recently correlated with tumor aggressiveness and
poor prognostic outcomes in cancer [89–95]. SPARC [96,
97] may bind and entrap the albumin, allowing release of the
hydrophobic drug to the tumor cell membrane [96, 97]. If
ongoing and planned studies confirm the ability of albumin
bound drugs to leverage the gp-60/caveolin-1/caveolae/Sparc
pathway, thereby increasing intra-tumoral concentration of
drug and reducing toxicity to normal tissues, the implications
and impact of this formulation could be much broader. Pos-
sible tumor targeting of a chemotherapeutic agent could im-
prove efficacy and reduce toxicity of a number of therapeutics
Springer
288 Cancer Metastasis Rev (2006) 25:279–292
Fig. 3 Album in bound formulation of paclitaxel as a biologicallyinherative NaNo particle
including biologic agents, and offers interesting possibilities
for targeted imaging as well.
Preclinical studies comparing nab-paclitaxel to paclitaxel
demonstrated lower toxicities, with a maximum tolerated
dose (MTD) approximately 50% higher for nab-paclitaxel
compared to paclitaxel. At equal doses there was less myelo-
suppression and improved efficacy in a xenograft tumor
model of human mammary adenocarcinoma. At equitoxic
doses of paclitaxel, nab-paclitaxel was found to result in
greater tumor cell death than paclitaxel [98]. Preclinical mod-
els have demonstrated improved tolerability, increased an-
titumor activity and higher intratumor paclitaxel levels for
nab-paclitaxel compared to paclitaxel.
In a phase I study, the MTD of nab-paclitaxel was de-
termined to be 300 mg/m2 by 30 minute infusion every 3
weeks, without premedication or G-CSF support [99]. Two
multicenter phase II studies evaluated two dose levels of nab-
paclitaxel (300 mg/m2, n = 63, and 175 mg/m2, n = 43) in
patients with metastatic breast cancer [100, 101]. The over-
all response rates in these two phase II trials was 40% (95%
CI 25–54%) for the 175 mg/m2 dose, and 48% (95% CI
35–60%) for the 300 mg/m2 dose. Of 39 patients receiving
300 mg/m2 as first-line therapy for metastatic breast cancer,
64% (95% CI 49–79%) responded. This was contrasted with
a 45% response rate in similar patients at the lower dose
level (175 mg/m2). Grade 4 neutropenia was noted in 24%
of patients at the 300 mg/m2 dose level, occurring primar-
ily during the first cycle with rapid resolution. A Phase III
trial in patients with metastatic breast cancer compared nab-
paclitaxel 260 mg/m2 to paclitaxel 175 mg/m2 given every 3
weeks [102]. Significantly higher efficacy for nab-paclitaxel
versus paclitaxel was demonstrated as measured by over-
all response rates (33% vs. 19%, p < 0.001) and time to
tumor progression (5.0 vs. 3.7 months, p = 0.03). The in-
cidence of grade 4 neutropenia was significantly lower in
the nab-paclitaxel group (9% vs. 22%; P < 0.001) despite
a 49% higher paclitaxel dose. Grade 3 sensory neuropa-
thy was more common in the nab-paclitaxel group than in
the paclitaxel group (10% vs. 2%; P < 0.001) but was eas-
ily managed and improved rapidly (median, 22 days). No
hypersensitivity reactions occurred with nab-paclitaxel de-
spite the absence of premedication and shorter administration
time.
A Phase I study of nab-paclitaxel administered weekly
for 3 weeks followed by a 1 week rest in patients with
advanced solid tumors has recently been completed [103].
The MTDs for heavily and lightly pre-treated patients were
100 and 150 mg/m2 respectively. Dose limiting toxicities
included myelosuppression and peripheral neuropathy. In
a Phase II trial in heavily pretreated patients with taxane-
refractory metastatic breast cancer, objective antitumor re-
sponses occurred in 12 to 15% of women treated with weekly
nab-paclitaxel at 100 or 125 mg/m2 on a 3 week on, 1 week
off schedule [104, 105]. Nab-paclitaxel was extremely well
tolerated when administered weekly over 30 minutes with-
out steroids or G-CSF prophylaxis. Only 1% of patients in
the 100 mg/m2 group and 3% in the 125 mg/m2 group ex-
perienced grade 4 neutropenia. There were no incidents of
grade 4 nonhematologic toxicities, and no severe hypersen-
sitivity reactions. Grade 3 sensory neuropathy was experi-
enced by 4% of patients in the 100 mg/m2 group. At the
125 mg/m2 dose level, the incidence of Grade 3 sensory
neuropathy (17%) was less than that reported in patients
with metastatic breast cancer receiving weekly paclitaxel 100
mg/m2 as first-line therapy. As was seen with every 3 week
dosing of nab-paclitaxel, the majority of patients with grade
3 sensory neuropathy recovered to grade 2 or less within 21
days and were retreated at a lower dose without significant
toxicity.
The area of chemotherapeutic tumor targeting has gener-
ally focused on finding unique antigens or other targets on
the tumor cell surface; a research area that has been chal-
lenging and less than successful in the treatment of solid
tumors. Targeting a standard transport mechanism that is nat-
urally enhanced in tumors is a unique approach that has al-
ready resulted in the FDA approval of nab-paclitaxel (Abrax-
ane) for the treatment of metastatic breast cancer, and is an
exciting new direction in both reducing toxicity of potent
anti-cancer agents, and increasing efficacy by possible tu-
mor targeting. Studies evaluating nab-paclitaxel in other tu-
mor types are ongoing, and new nab-formulations are being
developed.
– Rugo H, Tripathy D: New developments in cancer ther-
apeutics targeting HER2/neu and other growth factor re-
ceptors. Biotechnology International 2001:203–212.
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