Response to Referee Comments - AMT - Recent

18
Response to Referee Comments Chuen-Jinn Tsa’s comment #1: The main focus of this article is to use the standard flow rate for a hi-vol sampler. Calibration equations are proposed for the orifice type flow meters. However, the correct flow rate to run a pre-separator, PM inlet, is the actual flow rate since the Stokes number depends on flow velocity. In addition, the PM concentration of the aerosols that one breathes is at the actual field conditions and the concentration should also be actual value. Therefore, I disagree with the idea of converting PM concentration into standard concentration based on the standard flow rate which may jeopardize the cut-off characteristic of the pre-separator, also the actual PM that one exposes maybe compromised. Author’s response: We thank the reviewer for his comment. The question is raised about a Stokes number dependency of the particle matter (PM ) concentration. First of all, we would like to emphasize that we do not propose a new kind of calibration or measurement procedure. High-Volume air sampling is a robust and widely used method (Refs: Jutze & Foster,1967; Clements et al., 1972; Salamova et al. 2014, Salamova et al., 2016) and the main equations for calibration and flow rates are well established (Refs: USEPA, 1999; Tisch, 2015). The point of this paper is to offer a derivation of these established equations and methods that is currently missing in the literature. Nonetheless, we would like to address the issue. It seems that the reviewer is considering a high-vol sampler with particle pre-separation. Typical flow rates of high-vol samplers such as the e.g. the Tisch TE-1000 are in the range of 200-400 L/min. Typical factors between the standardized (i.e. density adjusted) and actual volume flow rate can be calculated with and range from 0.94 (T=35°C) to 1.16 (T=-25°C). Assuming a case with a flow rate of 300L/min and an inlet section of 10cm², this translate into flow velocities of 0.5m/s and a Reynolds number in the order of which may indicate Stokes flow. In such cases the relaxation time of a 10micron particle with a density of 1000kg/m³ can be estimated to 0.0003s which results in a Stokes number in the order of magnitude . For low Stokes numbers it may be assumed that the particles will follow the streamlines. The aforementioned correction factor in the order of 0.94-1.16 is therefore very unlikely to change the particle behaviour in a significant way. Nonetheless, we acknowledge that there is a possibility of a relevant effect for some cases. Hence, we will include a comment in the paper addressing this issue and highlighting that the method explained in the paper can be easily adjusted to represent real flow (instead of density standardized flow) by omitting Equation 10.

Transcript of Response to Referee Comments - AMT - Recent

Response to Referee Comments

Chuen-Jinn Tsa’s comment #1:

The main focus of this article is to use the standard flow rate for a hi-vol sampler. Calibration equations are proposed for the orifice type flow meters. However, the correct flow rate to run a pre-separator, PM inlet, is the actual flow rate since the Stokes number depends on flow velocity. In addition, the PM concentration of the aerosols that one breathes is at the actual field conditions and the concentration should also be actual value. Therefore, I disagree with the idea of converting PM concentration into standard concentration based on the standard flow rate which may jeopardize the cut-off characteristic of the pre-separator, also the actual PM that one exposes maybe compromised.

Author’s response:

We thank the reviewer for his comment. The question is raised about a Stokes number dependency of the particle matter (PM ) concentration. First of all, we would like to emphasize that we do not propose a new kind of calibration or measurement procedure. High-Volume air sampling is a robust and widely used method (Refs: Jutze & Foster,1967; Clements et al., 1972; Salamova et al. 2014, Salamova et al., 2016) and the main equations for calibration and flow rates are well established (Refs: USEPA, 1999; Tisch, 2015). The point of this paper is to offer a derivation of these established equations and methods that is currently missing in the literature.

Nonetheless, we would like to address the issue. It seems that the reviewer is considering a high-vol sampler with particle pre-separation. Typical flow rates of high-vol samplers such as the e.g. the Tisch TE-1000 are in the range of 200-400 L/min. Typical factors between the standardized (i.e. density adjusted) and actual volume flow rate can be calculated with and range from 0.94 (T=35°C) to 1.16 (T=-25°C). Assuming a case with a flow rate of 300L/min and an inlet section of 10cm², this translate into flow velocities of 0.5m/s and a Reynolds number in the order of which may indicate Stokes flow. In such cases the relaxation time of a 10micron particle with a density of 1000kg/m³ can be estimated to 0.0003s which results in a Stokes number in the order of magnitude . For low Stokes numbers it may be assumed that the particles will follow the streamlines. The aforementioned correction factor in the order of 0.94-1.16 is therefore very unlikely to change the particle behaviour in a significant way. Nonetheless, we acknowledge that there is a possibility of a relevant effect for some cases. Hence, we will include a comment in the paper addressing this issue and highlighting that the method explained in the paper can be easily adjusted to represent real flow (instead of density standardized flow) by omitting Equation 10.

Author’s changes:

Added text for clarification that this paper is mainly intended to be used for regular Hi-Vol samplers and that the equations may not be applicable for samplers with particle pre-separators mentioned by the reviewer.

“Some specialty Hi-Vol samplers, including those for PM10, PM2.5, and total suspended particulates (TSP) have different flow devices (e.g. particle pre-separators) or different metering systems, so the equations derived and conditions discussed here may not fully apply to them.”

Chuen-Jinn Tsa’s comment #2:

A PM10 inlet normally has an impactor to remove particles greater than 10 micrometer in aerodynamic diameter. The actual flow velocity thru the nozzles is important to determine the right cutoff diameter. That is, the actual flow rate should be used and controlled properly. Therefore, the reply from the author can’t be accepted.

Author response:

The main focus of this article is to use the standard flow rate for a hi-vol sampler. Calibration equations are proposed for the orifice type flow meters. However, the correct flow rate to run a pre-separator, PM inlet, is the actual flow rate since the Stokes number depends on flow velocity. In addition, the PM concentration of the aerosols that one breathes is at the actual field conditions and the concentration should also be actual value. Therefore, I disagree with the idea of converting PM concentration into standard concentration based on the standard flow rate which may jeopardize the cut-off characteristic of the pre-separator, also the actual PM that one exposes maybe compromised.

Author’s changes:

See above.

Kristie Ellickson’s comment #1 & #2 (identical comments):

The authors should highlight how the information presented in the paper builds on existing methods papers and coursework such as : https://www.aptilearn.net/lms/register/display _document.aspx?dID=73.

Author’s response:

This commenter has provided a link to a document of exercises in one of the courses offered by the Air Pollution Training Institute. The document is undated, but related documents from EPA were prepared in the late 1970s. Within the document are equations for calibration of total suspended solids (TSP) air samplers. These samplers use the same calibration equations

as PUF samplers, which are the general topic of our manuscript. As we note in the beginning of our paper, none of the methods or documents we have seen show the derivation of the calibration equations. The same is true with this document, and we will include the reference as further evidence of the need for the derivation. C1 AMTD Interactive comment Printer-friendly version Discussion paper It is important to point out that TSP samplers are operationally different from PUF samplers. One of the significant differences is that on a PUF sampler, what is being calibrated is the differential pressure gauge (e.g. MagnehelicTM). A TSP sampler does not have a differential pressure gauge but instead uses a device referred to in these exercises as a “recording transducer” (Laboratory 1, Figure 2) which in other words is chart paper, shown in Figure 7, and problem set 1 Figure 3. That is what is being calibrated. Part of the resulting difference is that if the TSP sampler experiences variability in flow, it will appear on the chart paper. However, TSP samplers are equipped with Mass Flow Controllers (MFC) which sense the rate of air flow and will adjust the flow (by adjusting motor speed) to keep it constant. A PUF sampler does not have a chart recorder or a MFC. The PUF operator accounts for the difference in the flow of the sampler by calculating an average differential pressure gauge values at the beginning and end of the sampling event. In this document here are three experiments, none of which are involved in our paper or, in general, in use of a PUF sampler. Experiment 1 is the calibration of the orifice device using a Roots meter. We mention this in our manuscript beginning on page 6, line 13. For us, this is typically performed by the manufacturer in a laboratory environment. Experiment 2 is Reference flow audit device which calibrates the resistance plates. We do not use resistance plates to change flow during calibration. We use the ball valve on the sampler to change the flow. Experiment 3 is verification of mass flow controller (MFC) range. Our devices are not TSP samplers and do not use an MFC.

Further response to the APTI course document, 2019-1-30 On page 2 of our manuscript, beginning on line 5, we have a paragraph that specifically notes the many available documents that offer no information about the derivation of the equations that are used for air Hi-Vol sampler calibration. The link provided by this commenter is to a series of exercises relevant to a TSP sampler, not a PUF sampler. In any case, some of the calibration equations presented in the TSP exercise are the same or equivalent as used for the PUF sampler. We will use APTI as further evidence of missing derivation of calibration equations and explain the similarities between equations.

Author’s changes:

Following the reviewers recommendation, we have included the ATPI coursework as another example for the literature that does not derive the equations used for the calibration of Hi-Vol samplers.

Anonymous Referee #2’s comment #1:

Overall I think this paper does a fine job showing the derivations of the equations necessary for the calibration of a high volume sampler. I think the paper as a few major shortcomings that I outline below.

Specific Comments

• Firstly the manuscript fails to fully consider the body of work it is contributing to. While I understand it is impossible to encapsulate the very large body of work about Hi-Vol samples greater effort needs to put forth to support statements made in the introduction.

• Similarly to above, and as mentioned in the interactive discussion section, very similar derivations have been discussed before. While this particular derivations has not be published in the peer-reviewed literature, further acknowledgements should be made to similar derivations.

• This paper has important applications for atmospheric measurements and I think the paper would greatly benefit from a discussion in the conclusions section addressing the implications surrounding an improperly calibrated Hi-Vol and the potential ramifications.

• This paper would greatly benefit from real data showing the application of this approach. I do not know if this data is readily available to the authors, but it would go a long way in illustrating the theory.

Technical Corrections

• Page 1 Line 16: The first sentence is phrased weird, suggest saying “collecting atmospheric environmental samples is inherently…”

• Page 2 Line 1: the Hi-Vol abbreviation has not yet been defined. • Page 2 Line 24: They are usually called polyurethane plugs not tubes.

• Page 3 Line 2: Weird phrasing, suggest “Results may exhibit large variability due to errors in weighing,…”

Author’s response:

We thank the reviewer for both his specific comments and the technical correction. Below we are address his comments in detail.

Specific Comments

- We have carefully reviewed the literature and included the most relevant papers so far. While there is a large amount of papers regarding the use of high-volume samplers, only a very limited number of papers concern the actual measurement and calibration procedure. We are open to include more references, but unfortunately, the reviewer does not recommend any specific papers.

- Nonetheless, we revisited the literature and found four additional sources that support the purpose of our paper. All the following papers include some discussion about the calibration procedure, however none explains the used equations in the

same level of detail as we do. The following references will be included into the final manuscript to account for previous work as well as similar derivations:

o Lee Jr, R. E., Caldwell, J. S., & Morgan, G. B. (1972). The evaluation of methods for measuring suspended particulates in air. Atmospheric Environment (1967), 6(9), 593-622.

o Lynam, D. R., J. O. Pierce, and J. Cholak. "Calibration of the High-Volume Air Sampler." American Industrial Hygiene Association Journal 30.1 (1969): 83-88.

o ATPI 435 Atmospheric Sampling Course o US EPA Appendix B of 40 CFR 50

- We agree that including a discussion regarding the effect of improperly calibrated Hi-Vol samplers would add relevance to the paper. This will be included in the finalized version.

- We believe including data is a good idea but gets away from the motivation of this paper to highlight the physics behind the calibration process. We feel that the pure calculation part is well covered in the literature – it is the background on where the equations come from that is missing. However, we will include a remark where such an example can be found (i.e. in the Tisch Environmental manuals).

Technical Corrections

- Will be implemented as suggested.

Author’s changes:

- Additional references (Lee et al. 1972), (Lynam et al., 1969),(APTI, 1980) and 40 CFR 50, AppB, have been added

- Added note on where to find examples for the calibration: “Examples of the calibration calculations with numeric values can be found in various places in the literature e.g. (Tisch, 2015) or (APTI, 2012).”

- Added text discussing erroneous calibration: “There are several aspects that can lead to an erroneous calibration, related to operator mistakes and technical issues with the sampler. In both cases, the results obtained from the measurement may be meaningless. One way of identifying a flawed calibration is to operate two Hi-Vol samplers near each other (co-located sampling). This method is similar to analyzing duplicate labratory samples and is expected to result in similar calibration results. When significant differences between the co-located samplers occur, the calibration procedure and the technical integrity of the sampler should be investigated.”

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1

Derivation of Flow Rate and Calibration Method for High-Volume Air Samplers Richard Hann1, Mark Hermanson2 1Department of Cybernetics, Norwegian University of Science and Technology (NTNU), Trondheim, NO 7491, Norway 2Hermanson & Associates LLC, Minneapolis, MN 55419, USA 5

Correspondence to: Richard Hann ([email protected])

Abstract. Sampling the atmosphere to analyse contaminants is different from other environmental matrices because

measuring the volume of air collected requires a mechanical flow-through device to draw the air and measure its flow rate.

The device used must have the capability of concentrating the analytes of interest onto a different substrate because the

volumes of air needed are often in the hundreds of cubic meters. The use of high-volume air samplers has grown since 1967 10

when recommended limits of a large number of organic contaminants in air were developed. Equations used for calculating

the air flow through the device over time have similarly been developed. However, the complete derivation of those

equations has never appeared in the scientific literature. Here a thorough derivation of those equations is provided with

definitions of the mechanical systems that are used in the process, along with the method of calibrating and calculating air

flow. 15

1 Introduction

Collecting environmental samples of the atmosphere is inherently different from sampling soil, ice, snow, water, or organic

matter. With the non-atmospheric matrices, the chemical analytes of interest are specific to a typically small and easily

measured volume or mass. The atmosphere is a matrix with a significantly lower density which raises the question of how to

collect and measure the large volume of air where the analytes are found. 20

The first mention in the scientific literature of high-volume (Hi-Vol) air flow regulation was from a toxicological study by

Drinker et al. (1937). In this study, the amount of chlorinated biphenyl released to specific amounts of air had to be known to

identify the amount of toxic substance inhaled by the test organism. The air flow was measured by an orifice calibrator that

enabled the volume of air to be known over a certain time period. Although the orifice calibrator is mentioned in this report,

the calibration system, including the system of equations used for calculating flow, is not identified. 25

Following the passage of the U. S. Clean Air Act in 1963, a group of U. S. health experts formed a group known as the

American Conference of Governmental Industrial Hygienists (ACGIH). In 1966, ACGIH developed recommended no-toxic

effect concentration limits in air of 78 different contaminants, many of them organic compounds (Danielson, 1967). The

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2

development of this list led to a requirement to make an air sampler capable of handling large volumes of air because the

toxic amounts on the ACGIH list were very low and would be found in low concentrations. Development of Hi-Vol samplers

began soon after with early designs using vacuum systems that generated large flow rates (Jutze & Foster, 1967). After

further development, these systems were found to provide reproducible results (Clements et al., 1972) and eventually to be

reliable in severe weather (Salamova et al. 2014) and robust over many years when properly maintained (Salamova et al., 5

2016).

The early development of vacuum-assisted Hi-Vol samplers required a system for measuring the volume of air flow through

the sampler. While Hi-Vol manufacturers and the literature now provide equations used for this process, none of them

includes any derivation of those calculations or discussion about why the variables in the equations are used. The situation is

typical of a textbook by Wight (1994) where the basic fluid dynamic principles required for the calculations are outlined, but 10

ultimately the equations are not derived comprehensively. Similarly, the coursework provided by the Air Pollution Training

Institute on air sampling (APTI, 1980) presents only the calibration equations along with a multitude of numerical examples,

without explaining their origin. Even governmental regulations (40 CFR Appendix B Part 50, US EPA, 2011) and guidelines

(US EPA, 1999) focus on the calibration of Hi-Vol samplers but do not derive the procedure in detail. The early literature

does not elaborate on the calibration equations. For example, Lynam et al. (1969) investigate different calibration methods 15

for Hi-Vol samplers, showing that significant differences can occur. Similarly, Lee et al. (1972) investigate different

methods for measuring suspended particles in air and elaborate in detail on the calibration process of Hi-Vol samplers

without deriving any equations. As recently as 2013, ASTM International (2013), in Method D6209-13 for collection of Hi-

Vol samples, leaves several blanks in sections covering flow control, flow calibration, calibration orifice, and rootsmeter

(sections 9.1.2, 9.1.3, 9.1.4 and 9.1.5), all of which are critical to proper calibration. In the calibration section of this method 20

(12.1), there are references to these blanks in section 9.1. Most studies of atmospheric contaminants collected with Hi-Vol

samplers assume that the calibration procedure is understood and rarely discuss calibration details and never include the

equations used, including Hermanson & Hites, 1989, Monosmith & Hermanson, 1996, Hermanson et al., 1997, Hermanson

et al., 2003, Hermanson et al., 2007, Basu et al., 2009, Salamova et al., 2014, and Hites, 2018.

The objective here is to derive the calculations required for measurement of air flow, volume, and calibration of a Hi-Vol air 25

sampler that are missing from the scientific literature. These calculations are based on principles of fluid dynamics. The

results developed provide the air sampling community with the missing derivation of equations that are based on the physical

features of a Hi-Vol system. The outcome will improve an air pollution investigator’s understanding of the operational

features of Hi-Vol samplers. Some specialty Hi-Vol samplers, including those for PM10, PM2.5, and total suspended

particulates (TSP) have different flow devices (e.g. particle pre-separators) or different metering systems, so the equations 30

derived and conditions discussed here may not fully apply to them.

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[Old]: "As recently as 2013, ASTM 10 International (2013), in Method D6209-13for collection of Hi-Vol samples, leaves several blanks in sections covering flow control, flow calibration, calibration orifice and rootsmeter (sections 9.1.2, 9.1.3, 9.1.4 and 9.1.5), all of which are critical to proper calibration. In the calibration section of this method (12.1), there are references to these blanks in section 9.1. The objective here is to derive the calculations required for measurement of air flow (and volume)" [New]: "Similarly, the coursework provided by the Air Pollution Training Institute on air sampling (APTI, 1980) presents only the calibration equations along with a multitude of numerical examples, without explaining their origin. Even governmental regulations (40 CFR Appendix B Part 50, US EPA, 2011) and guidelines (US EPA, 1999) focus on the calibration of Hi-Vol samplers but do not derive the procedure in detail. The early literature 15 does not elaborate on the calibration equations. For example, Lynam et al. (1969) investigate different calibration methods for Hi-Vol samplers, showing that significant differences can occur. Similarly, Lee et al. (1972) investigate different methods for measuring suspended particles in air and elaborate in detail on the calibration process of Hi-Vol samplers without deriving any equations. As recently as 2013, ASTM International (2013), in Method D6209-13 for collection of Hi-Vol samples, leaves several blanks in sections covering flow control, flow calibration, calibration orifice, and rootsmeter 20 (sections 9.1.2, 9.1.3, 9.1.4 and 9.1.5), all of which are critical to proper calibration. In the calibration section of this method (12.1), there are references to these blanks in section 9.1. Most studies of atmospheric contaminants collected with Hi-Vol samplers assume that the calibration procedure is understood and rarely discuss calibration details and never include the equations used, including Hermanson & Hites, 1989, Monosmith & Hermanson, 1996, Hermanson et al., 1997, Hermanson et al., 2003, Hermanson et al., 2007, Basu et al., 2009, Salamova et al., 2014, and Hites, 2018. 25 The objective here is to derive the calculations required for measurement of air flow, volume," Font-color changed.
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", PM 2.5 , and total suspended 30 particulates (TSP) have different flow devices (e.g. particle pre-separators) or different metering systems, so the equations derived and conditions discussed here may not fully apply to them."

3

2 Measuring Concentration Flow Rate

The following presents an educational approach explaining the general physical equations required to derive the

concentration of airborne particulate and gas phase contaminants (e.g. pesticides, polychlorinated biphenyls, polychlorinated

dibenzo-p-dioxins and furans, polycyclic aromatic hydrocarbons, flame retardants), with Hi-Vol air samplers. Figure 1 5

shows a typical device with its main components. An inlet is shielding the internals from the environment. Particles in the air

are captured by a filter, which is permeable for the airflow but will retain particulate matter above a threshold size

(depending on the filter type). Gas phase contaminants are captured with tubes of polyurethane foam (PUF) or other

adsorbent substrates (e.g. resin). A flow meter, such as a venturi nozzle with an attached differential pressure gauge, is

required to determine the air flow velocity inside the device. The necessary vacuum to force air through the sampler is 10

provided by a pump. A timer connected to the pump measures elapsed sampling time. The air flow rate can be adjusted with

a valve. The air that has passed through these filters vents back to the atmosphere via an outlet exhaust pipe. The objective of

this sampling is to determine a concentration 𝑪𝑪 of a mass of contaminants 𝒎𝒎 in a sampled volume of air 𝑽𝑽.

𝐶𝐶 =𝑚𝑚𝑉𝑉

(1)

The mass of captured particles can be obtained by weighing the filter before and after the sampling. The weight 15

difference ∆𝑚𝑚 will be equal to the mass of captured particles. There is a large sensitivity of the concentration results to errors

in weighing, hence special care is advised when handling the filters. When the mass of particles is known, they can be

processed further to determine the mass of each contaminant, by using various analytical techniques, e.g. those used for

various flame retardants by Salamova et al. (2014). If contaminants in the gas phase are investigated, such as pesticides

(Hermanson et al., 2007), additional analytical methods must be applied. 20

The second physical variable required is the volume of the sampled air 𝑉𝑉. This volume cannot be measured directly. Instead,

it is derived by determining the volume of air passing through the sampler per unit time (volume flow rate �̇�𝑉), multiplied

with the sampling duration 𝑡𝑡.

𝐶𝐶 =𝑚𝑚

�̇�𝑉 ∙ 𝑡𝑡 (2)

The elapsed sampling time is quantified by using the timer clock mentioned above. The flow rate is determined using the 25

continuity equation: assuming steady flow conditions, the flow rate can be calculated with the flow velocity 𝑣𝑣 through a

given flow cross section A.

�̇�𝑉 = 𝐴𝐴 ∙ 𝑣𝑣 (3)

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[Old]: "The filter should be dehumidified before and after the sampling since 5 the humidity may introduce a significant bias. When the mass of particles is known, they can be processed further to determine the mass of contaminants m using various analytical techniques such as" [New]: "When the mass of particles is known, they can be processed further to determine the mass of each contaminant, by using various analytical techniques, e.g." Font-color changed.
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4

The flow velocity is measured with a flow device such as a venturi nozzle or an orifice plate shown in Fig. 2 and 3. These

flow devices exhibit a specific geometry with a given inlet cross-section ① and a constriction ② shown in Fig. 2. The areas

of the cross-sections 𝐴𝐴1 and 𝐴𝐴2 are known. By assuming continuity (no leaks), the flow rates through each cross-section

must be identical �̇�𝑉1 = �̇�𝑉2. Next, Bernoulli’s principle of energy conservation is applied to derive the flow velocities from 5

this system. Bernoulli is stating that for incompressible flow (such as in this example) the energy along a streamline is

constant. The energy occurs in three different forms: as static pressure 𝑝𝑝, as dynamic pressure 𝜌𝜌2

𝑣𝑣2 and as hydrostatic

pressure 𝜌𝜌𝜌𝜌ℎ, with the fluid density 𝜌𝜌, the standard gravity 𝜌𝜌 and the hydrostatic height ℎ.

𝑝𝑝1 +𝜌𝜌2

𝑣𝑣12 = 𝑝𝑝2 +

𝜌𝜌2

𝑣𝑣22 and 𝐴𝐴1 ∙ 𝑣𝑣1 = 𝐴𝐴2 ∙ 𝑣𝑣2 (5)

𝑣𝑣1 = �∆𝑝𝑝

𝑐𝑐1 ∙ 𝜌𝜌 with ∆𝑝𝑝 = 𝑝𝑝2 − 𝑝𝑝1 and 𝑐𝑐1 =

12

∙ �1 −𝐴𝐴1

2

𝐴𝐴22� = constant (6)

Note that the hydrostatic pressure is omitted in this case because of the low density of air and a negligible hydrostatic height 10

difference. The flow velocity 𝑣𝑣1 can be expressed by substituting 𝑣𝑣2 from the continuity equation into Bernoulli’s equation.

From this, the flow velocity is derived as a function of pressure difference between the two cross-sections, density, and a

constant dimensionless factor 𝑐𝑐1. The value of this factor can be quantified if the geometry of the flow device is known.

However, as it will be shown below, it is not necessary to determine a numerical value. This is applicable for all constant

factors that will be introduced throughout the following discussion. 15

To quantify the velocity 𝑣𝑣1 – which in turn will be used to calculate the volume flow rate �̇�𝑉 and eventually the

concentration 𝐶𝐶 – two new variables must be determined. The differential pressure ∆𝑝𝑝 can be measured easily with

manometers, ranging from digital instruments to simpler devices such as u-tube manometers. The air density 𝜌𝜌 cannot be

observed directly and is derived using the ideal gas law, defined by ambient temperature 𝑇𝑇∞, ambient pressure 𝑝𝑝∞ and the

specific gas constant for air 𝑅𝑅. 20

𝜌𝜌 =𝑝𝑝∞

𝑅𝑅 ∙ 𝑇𝑇∞ (7)

Ambient temperature is directly measured with a thermometer and ambient pressure with a barometer. Substituting density

with the ideal gas law, Eq. (3) and (6) can be summarized to the following.

𝑣𝑣1 = �

∆𝑝𝑝 ∙ 𝑇𝑇∞

𝑐𝑐2 ∙ 𝑝𝑝∞ with 𝑐𝑐2 =

1𝑅𝑅

∙ 𝑐𝑐1 = constant (8)

�̇�𝑉 = �

∆𝑝𝑝 ∙ 𝑇𝑇∞

𝑐𝑐3 ∙ 𝑝𝑝∞ with 𝑐𝑐3 =

1𝐴𝐴1

2 ∙ 𝑐𝑐2 = constant (9)

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[Old]: "known and by assuming continuity, defined as identical volume flow rates 1 ̇ = 2 ̇ . 20 Bernoulli’s principle of energy conservation is applied to extract" [New]: "known. By assuming continuity (no leaks), the flow rates through each cross-section 5 must be identical 1 ̇ = ̇ 2 . Next, Bernoulli’s principle of energy conservation is applied to derive" Font-color changed.
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5

Note that the constants, 𝑐𝑐2, 𝑐𝑐3, are not dimensionless anymore. Equation (9) shows that the volume flow rate is dependent

only on the ambient conditions and a pressure difference. Changes in temperature and pressure (i.e. air density) will affect

the value of the sampled air volume. This is an unfavorable characteristic for Hi-Vol sampling because it implies that

concentration results must be reported along with the ambient conditions during sampling. To allow for easier comparison 5

between measurements, a standardized volume flow �̇�𝑉0 is introduced. The ambient-condition-specific volume flow rate �̇�𝑉

can be converted to a standardized volume flow by applying the ideal gas law and the standard ambient conditions for

temperature (𝑇𝑇0 = 298.15 K) and pressure (𝑝𝑝0 = 1013.25 hPa).

�̇�𝑉0 = �̇�𝑉 ∙𝜌𝜌𝜌𝜌0

= �̇�𝑉 ∙𝑝𝑝∞

𝑇𝑇∞∙

𝑇𝑇0

𝑝𝑝0= �

∆𝑝𝑝 ∙ 𝑇𝑇∞

𝑐𝑐3 ∙ 𝑝𝑝∞ ∙

𝑝𝑝∞

𝑇𝑇∞∙

𝑇𝑇0

𝑝𝑝0= �

∆𝑝𝑝 ∙ 𝑝𝑝∞ ∙ 𝑇𝑇0

𝑐𝑐4 ∙ 𝑝𝑝0 ∙ 𝑇𝑇∞

with 𝑐𝑐4 = �𝑝𝑝0

𝑇𝑇0∙ 𝑐𝑐3 = constant

(10)

To underline that this equation is stating standardized volume flow, the pressure and temperature variables are presented as 10

normalized, dimensionless terms, i.e. 𝑝𝑝∞𝑝𝑝0

and 𝑇𝑇0𝑇𝑇∞

. Finally, we can include all the above derivations into Eq. (1).

𝐶𝐶 =

𝑚𝑚𝑉𝑉

=𝑚𝑚

�∆𝑝𝑝 ∙ 𝑝𝑝∞ ∙ 𝑇𝑇0𝑐𝑐4 ∙ 𝑝𝑝0 ∙ 𝑇𝑇∞

∙ 𝑡𝑡= 𝑓𝑓(∆𝑚𝑚, 𝑡𝑡, ∆𝑝𝑝, 𝑇𝑇∞, 𝑝𝑝∞)

(11)

Equation (11) presents all variables required to be physically measured, necessary to derive the contaminant concentration:

contaminant mass, sampling time, differential pressure at the flow device, ambient temperature, and ambient pressure.

15

3 Calibration Method

The necessity to calibrate the volume flow rate arises from the fact that Eq. (11) contains the unknown constant 𝑐𝑐4. This

constant represents not only the constant physical parameters but can also be used to account for second-order effects that

have not been included in the equations, such as internal pressure loss, imperfect flow conditions and flow obstructions.

Assuming a direct proportional impact of these missing effects, a linear correlation can account for them and also the 20

constant physical parameters. To define this linear correlation, a slope and an intercept must be found. This can be achieved,

by using a temporary calibration device to quantify the true, exact flow rate through the system at several pump pressures

and to correlate that with Eq. (10). The linear correlation between the true flow rate �̇�𝑉True with the unknown flow rate �̇�𝑉0 can

be expressed by introducing a calibration slope (𝑎𝑎Calibration) and calibration intercept (𝑏𝑏Calibration).

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[Old]: "In 10 addition, second-order effects e.g. internal pressure loss, imperfect flow conditions and flow obstructions are not represented, although all relevant physical variables are included. If a linear impact of these missing effects is assumed, a linear correlation can account for them. The same linear approach can also eliminate the unknown constant 4 , since it has a linear (slope) influence on Eq. (10). The underlying idea is to use a temporary calibration device to quantify the true, exact flow rate through the system at several pump pressures and to correlate with Eq. (10). The linear correlation between the true flow 15 rate T ̇ rue" [New]: "This constant represents not only the constant physical parameters but can also be used to account for second-order effects that have not been included in the equations, such as internal pressure loss, imperfect flow conditions and flow obstructions. 15 20 Assuming a direct proportional impact of these missing effects, a linear correlation can account for them and also the constant physical parameters. To define this linear correlation, a slope and an intercept must be found. This can be achieved, by using a temporary calibration device to quantify the true, exact flow rate through the system at several pump pressures and to correlate that with Eq. (10). The linear correlation between the true flow rate ̇ True" Font-color changed.
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6

�̇�𝑉True =1

𝑎𝑎Calibration��̇�𝑉0 − 𝑏𝑏Calibration� =

1𝑎𝑎Calibration

��∆𝑝𝑝 ∙𝑝𝑝∞ ∙ 𝑇𝑇0

𝑝𝑝0 ∙ 𝑇𝑇∞ − 𝑏𝑏Calibration� (12)

The aim of the calibration process is to determine the numeric value of the calibration slope and intercept. First, the true flow

through the air sampler is determined by using a temporary calibration device, typically with an orifice plate (Fig. 3). The

true flow is evaluated at several flow rates (adjusted by regulating the pump voltage or the flow valve in Fig.1). Second, the

true flow rates are correlated to the differential pressure readings with the aforementioned linear approach in Eq. (12). The 5

method is visualized in Fig. 4.

The calibration process will be described for the example of a Tisch Environmental Inc. TE-PUF Poly-Urethane Foam High

Volume Air Sampler (Tisch, 2015). This sampling unit is using a venturi nozzle as a flow device and a Magnehelic®

differential pressure gage. For the calibration, an orifice calibrator is mounted on the sampler. The calibrator consists

essentially of a cylindrical can with an orifice plate and a pressure tap (Fig. 3). Despite its simple construction, it is a highly 10

accurate and robust calibration device (Wight, 1994).

To obtain the flow rate through the orifice calibrator �̇�𝑉Orifice, the same principles (continuity and Bernoulli between ① and

② in Fig. 3) are applied again. Following Eq. (3)–(10), the orifice flow rate will depend on a pressure difference ∆𝑝𝑝 between

those two reference points. Instead of using a differential pressure gauge, this pressure difference is determined by using a u-

tube manometer (slack tube). Bernoulli’s principle (between ③ and ④ in Fig. 3) will be used to obtain this pressure 15

difference from the u-tube manometer. One end of the manometer ③ is attached to the pressure tap on the calibration

device (𝑝𝑝3 = 𝑝𝑝2) while the other end ④ is opened to ambient conditions (𝑝𝑝4 = 𝑝𝑝∞ = 𝑝𝑝1).

𝑝𝑝3 + 𝜌𝜌H2O ∙ 𝜌𝜌 ∙ ℎ3 = 𝑝𝑝4 + 𝜌𝜌H2O ∙ 𝜌𝜌 ∙ ℎ4 (13)

∆𝑝𝑝H2O = 𝜌𝜌H2O ∙ 𝜌𝜌 ∙ ∆ℎH2O with ∆ℎH2O = ℎ4 − ℎ3 (14)

�̇�𝑉Orifice = �∆ℎ𝐻𝐻2𝑂𝑂 ∙ 𝑝𝑝∞ ∙ 𝑇𝑇0

𝑐𝑐5 ∙ 𝑝𝑝0 ∙ 𝑇𝑇∞ with 𝑐𝑐5 =

1𝜌𝜌H2O ∙ 𝜌𝜌

∙ 𝑐𝑐4 = constant (15)

Note, the slack tube is filled with water (𝜌𝜌water ≈ 1000 kg/m³), hence the hydrostatic pressure term in the Bernoulli

equation cannot be neglected anymore. Because the water in the u-tube is static (flow velocities are zero), the dynamic 20

pressure term vanishes. Equation (15) for the orifice volume flow rate is very similar to Eq. (10). It contains an unknown

constant 𝑐𝑐5 of physical parameters. To determine this constant, and to account for second-order effects, the same principle as

for Eq. (12) is applied: the flow rate is correlated with a linear function.

�̇�𝑉TrueOrifice =1

𝑎𝑎Orifice��̇�𝑉Orifice − 𝑏𝑏Orifice� =

1𝑎𝑎Orifice

��∆ℎ𝐻𝐻2𝑂𝑂 ∙𝑝𝑝∞ ∙ 𝑇𝑇0

𝑝𝑝0 ∙ 𝑇𝑇∞ − 𝑏𝑏Orifice� (16)

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7

The slope 𝑎𝑎Orifice and offset 𝑏𝑏Orifice are determined in a calibrated, laboratory environment, typically by the manufacturer of

the orifice calibrator and provided as documentation for the orifice calibrator. Note that the orifice calibrator needs to be

calibrated regularly by the manufacturer in order to maintain the calibration chain (laboratory – calibration device –

sampler). 5

With the pressure difference from the u-tube manometer and the orifice slope and offset, �̇�𝑉TrueOrifice can be calculated and

the values correlated to the unknown device flow rate �̇�𝑉0 to obtain the true flow through the sampler �̇�𝑉True, Eq. (12). For this,

several observations 𝑛𝑛 of the flow rate through the calibrator device �̇�𝑉TrueOrifice and the sampler flow rate �̇�𝑉0 are taken. For

each observation, readings of the differential pressure gage (Magnehelic®) and the slack tube are taken.

The slope and intercept can be graphically determined by using a linear trend line, by plotting the results of the calibration 10

measurements in a graph shown in Fig. 4. The x-axis represents the flow rate for the orifice calibrator �𝑥𝑥 = �̇�𝑉TrueOrifice� and

the y-axis the flow term for the internal flow device �𝑦𝑦 = �∆𝑝𝑝 ∙ 𝑝𝑝∞∙𝑇𝑇0𝑝𝑝0∙𝑇𝑇∞

�. The slope and the intercept of the resulting trend line

are the sought-after calibration factors 𝑎𝑎Calibration and 𝑏𝑏Calibration in Eq. (12). Alternative to the graphic solution, the

following equations can be applied to numerically determine the slope and intercept.

15

𝑎𝑎Calibration =∑(�̇�𝑉TrueOrifice ∙ �̇�𝑉True) − ∑ �̇�𝑉TrueOrifice ∙ ∑ �̇�𝑉True

𝑛𝑛

∑��̇�𝑉TrueOrifice�2 −�∑ �̇�𝑉TrueOrifice�2

𝑛𝑛

(17)

𝑏𝑏Calibration =

∑ �̇�𝑉True

𝑛𝑛− 𝑚𝑚Calibration ∙

∑ �̇�𝑉Orifice_

𝑛𝑛 (18)

The results are expected to show a very strong correlation because the flow through the orifice calibrator and the sampling

device should be identical. A very low coefficient of correlation, e.g. 𝑟𝑟 < 0.990 (Tisch, 2015), could be an indication that

there is an error in the system, such as a leak, which should be investigated before starting the measurements. The coefficient

of correlation can be calculated with Pearson’s equation or extracted from the graphical solution. Examples of the calibration 20

calculations with numeric values can be found in various places in the literature e.g. (Tisch, 2015) or (APTI, 1980).

There are several aspects that can lead to an erroneous calibration, related to operator mistakes and technical issues with the

sampler. In both cases, the results obtained from the measurement may be meaningless. One way of identifying a flawed

calibration is to operate two Hi-Vol samplers near each other (co-located sampling). This method is similar to analyzing

duplicate laboratory samples and is expected to result in similar calibration results. When significant differences between the 25

co-located samplers occur, the calibration procedure and the technical integrity of the samplers should be investigated.

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[Old]: "calibrator. The values for the slope Orifice and intercept Orifice can be thus found in the device calibration certification. 15 Note that the orifice calibrator needs to be calibrated regularly in order to maintain the calibration chain (laboratory – calibration device – sampler). The final step is to determine the calibration slope and intercept for the sampling unit in Eq. (12). For this, several observations of the flow rate through the calibrator device T ̇ rueOrifice and the sampler flow rate ̇" [New]: "orifice calibrator and provided as documentation for the orifice calibrator. Note that the orifice calibrator needs to be calibrated regularly by the manufacturer in order to maintain the calibration chain (laboratory – calibration device – 5 sampler). With the pressure difference from the u-tube manometer and the orifice slope and offset, ̇ TrueOrifice can be calculated and the values correlated to the unknown device flow rate ̇ 0 to obtain the true flow through the sampler ̇ True , Eq. (12). For this, several observations of the flow rate through the calibrator device ̇ TrueOrifice and the sampler flow rate ̇ 0" Font-color changed.
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8

4 Conclusion

This paper provides a missing piece of information in the literature regarding air sampling in the environment, showing that

by its nature, air sampling is a more complex process than sampling other environmental matrices. We have shown the

variables and derivation of the equations used for calculating the air flow rate through a Hi-Vol air sampler, and the process

used for calibration of that flow rate. This allows investigators to identify the mass of contaminant found in a volume of air, 5

once the analytical work has been completed. This detailed explanation of the process and equations allows a deeper

understanding of the required variables and can be used for error estimation purposes.

Author contribution

M.H. devised the idea for the paper, researched the literature, wrote the introduction part, and provided feedback on the

manuscript. R.H. developed the theoretical framework, derived the equations, wrote the paper, and prepared the figures. 10

Acknowledgments

This work was originally prepared as part of the air sampling curriculum for the course “AT-331 Arctic Environmental

Pollution – Atmospheric Distribution and Processes”, a master and PhD-level course offered at the University Center in

Svalbard (UNIS) from 2013 – 2017.

15

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9

Notations

The following symbols are used in this paper:

𝜌𝜌 = density �kgm3�

𝐴𝐴 = area [m2]

𝑎𝑎 = slope

𝑏𝑏 = intercept

𝐶𝐶 = concentration �kgm3�

𝑐𝑐 = constant

𝜌𝜌 = standard gravity �ms2�

ℎ = height [m]

𝑚𝑚 = mass [kg]

𝑛𝑛 = number of observations [−]

𝑝𝑝 = pressure [Pa]

𝑅𝑅 = specific gas constant �J

kg K�

𝑟𝑟 = Pearsons correlation coefficient [−]

𝑇𝑇 = temperature [°K]

𝑡𝑡 = time [s]

𝑉𝑉 = volume of air [m3]

�̇�𝑉 = volume flow �m3

s�

𝑣𝑣 = velocity �ms

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"Air Pollution Training Institute: APTI 435 Atmospheric Sampling, Student Manual. USEPA 450/2–80–004, 1980. Basu, I., Arnold, K. A., Vernier, M., Hites, R. A. Partial pressures of PCB-11 in air from several Great Lakes sites. Env. 10 Sci. Technol., 43, 6488-6492, 2009."
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"H., Hites, R. A. Long-term measurements of atmospheric polychlorinated biphenyls in the vicinity of Superfund dumps. Env. Sci. Technol., 23, 1253-1258, 1989. Hermanson, M. H., Monosmith, C. L., Donnelly-Kelleher, M. T. Seasonal and spatial trends of certain chlorobenzenes in 20 the Michigan atmosphere. Atmos. Environ. 31, 567-573, 1997."
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10

Hermanson, M. H., Moss D. J., Monosmith C. L., Keeler G. J.: Spatial and temporal trends of gas and particle phase

atmospheric DDT and metabolites in Michigan: Evidence of long-term persistence and atmospheric emission in a high-

DDT-use fruit orchard, J. Geophys. Res. Atmos., 112, D04301, doi:10.1029/2006JD007346, 2007.

Hermanson, M. H., Scholten, C. A., Compher, K. Variable air temperature response of gas-phase polychlorinated biphenyls

near a former manufacturing facility. Env. Sci. Technol., 37, 4038-4042, 2003. 5

Hites, R. A. Atmospheric concentrations of PCB-11 near the Great Lakes have not decreased since 2004. Env. Sci.

Technol. 5, 3, 131-135, doi 10.1021/acs.estlett.8b00019, 2018.

Jutze, G. A. , Foster, K. E.: Recommended standard method for atmospheric sampling of fine particulate matter by filter

media – high-volume sampler, J. Air Pollut. Control Assoc., 17, 17-25, 1967.

Lee Jr, R. E., Caldwell, J. S., Morgan, G. B.: The evaluation of methods for measuring suspended particulates in air. 10

Atmospheric Environment (1967), 6(9), 593-622, 1972.

Lynam, D. R., Pierce, J. O., Cholak, J.: Calibration of the High-Volume Air Sampler, American Industrial Hygiene

Association Journal, 30:1, 83-88, 1969.

Monosmith, C. L. and Hermanson, M. H. Spatial and temporal trends of atmospheric organochlorine vapors in the central

and upper Great Lakes. Env. Sci. Technol., 30, 3464-3472, 1996. 15

Salamova, A., Hermanson, M. H., Hites, R. A.: Organophosphate and halogenated flame retardants in atmospheric particles

from a European Arctic site, Environ. Sci. Technol., 48, 6133-6140, doi:10.1021/es500911d, 2014.

Salamova, A., Peverly, A. A., Venier, M. A., Hites, R. A.: Spatial and temporal trends of particle phase organophosphate

ester concentrations in the atmosphere of the Great Lakes, Environ. Sci. Technol., 50, 13249-13255,

doi:10.1021/acs.est.6b04789, 2016. 20

Tisch Environmental: TE-1000 PUF Poly-Urethane Foam High Volume Air Sampler, Operations Manual, https://tisch-

env.com/wp-content/uploads/2015/07/TE-1000-PUF-Manual.pdf, 2015.

U. S. Environmental Protection Agency: Compendium of methods for the determination of toxic organic compounds in

ambient air, 2nd edition, Compendium method TO-4A, EPA/625/R-96/010b, 1999.

U. S. Environmental Protection Agency: Reference Method for the Determination of Suspended Particulate Matter in the 25

Atmosphere (High-Volume Method), 40 CFR Appendix B to Part 50, 2011.

Wight, G. D: Fundamentals of Air Sampling, CRC press, 1994.

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"Hermanson, M. H., Scholten, C. A., Compher, K. Variable air temperature response of gas-phase polychlorinated biphenyls 5 near a former manufacturing facility. Env. Sci. Technol., 37, 4038-4042, 2003. Hites, R. A. Atmospheric concentrations of PCB-11 near the Great Lakes have not decreased since 2004. Env. Sci. Technol. 5, 3, 131-135, doi 10.1021/acs.estlett.8b00019, 2018."
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"10 Lee Jr, R. E., Caldwell, J. S., Morgan, G. B.: The evaluation of methods for measuring suspended particulates in air. Atmospheric Environment (1967), 6(9), 593-622, 1972. Lynam, D. R., Pierce, J. O., Cholak, J.: Calibration of the High-Volume Air Sampler, American Industrial Hygiene Association Journal, 30:1, 83-88, 1969. Monosmith, C. L. and Hermanson, M. H. Spatial and temporal trends of atmospheric organochlorine vapors in the central 15 and upper Great Lakes. Env. Sci. Technol., 30, 3464-3472, 1996."
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"25 U. S. Environmental Protection Agency: Reference Method for the Determination of Suspended Particulate Matter in the Atmosphere (High-Volume Method), 40 CFR Appendix B to Part 50, 2011."
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11

Figures

Fig. 1. Main components of a typical high-volume air sampler

5

Fig. 2. Venturi nozzle

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12

Fig. 3. Orifice plate calibrator

Fig. 4. Calibration using a linear correlation with intercept and slope 5

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1

Derivation of Flow Rate and Calibration Method for High-Volume Air Samplers Richard Hann1, Mark Hermanson2 1Department of Cybernetics, Norwegian University of Science and Technology (NTNU), Trondheim, NO 7491, Norway 2Hermanson & Associates LLC, Minneapolis, MN 55419, USA 5

Correspondence to: Richard Hann ([email protected])

Abstract. Sampling the atmosphere is different from other environmental matrices because measuring the volume of air

sampled requires a mechanical flow-through device to draw the sample and measure its flow rate. The device used must have

the capability of concentrating the analytes of interest onto a different substrate because the volumes of air needed are often

in the hundreds of cubic meters. The use of high-volume air samplers has grown since 1967, when recommended limits of a 10

larger number or organic contaminants in air were developed. The development of equations used for calculating the air flow

through the device over time have similarly been developed. However, the complete derivation of those equations has never

appeared in the scientific literature. Here a thorough derivation of those equations is provided with definitions of the

mechanical systems that are used in the process, along with the method of calibrating and calculating air flow.

1 Introduction 15

Collecting environmental samples of the atmosphere is inherently different from sampling soil, ice, snow, water, or organic

matter. With the non-atmospheric matrices, the chemical analytes of interest are specific to a typically small and known

volume or mass. The atmosphere is a matrix with a significantly lower density which raises the question of how to collect

and measure the large volume of air where the analytes are found.

The first mention in the scientific literature of high-volume air flow regulation was from a toxicological study by Drinker et 20

al. (1937). In this study, the amount of chlorinated biphenyl released to specific amounts of air had to be known to identify

the amount of substance toxic to the test organism. The air flow was measured by an orifice calibrator that enabled the

volume of air to be known over a certain time period. Although the orifice calibrator is mentioned in this report, the

calibration system, including the system of equations used for calculating flow, is not identified.

Following passage of the U. S. Clean Air Act in 1963, a some U. S. health experts formed a group known as the American 25

Conference of Governmental Industrial Hygienists (ACGHI). In 1966, ACGHI developed recommended no-toxic effect

concentration limits in air of 78 different contaminants, many of them organic compounds (Danielson, 1967). The

development of this list led to a requirement to make an air sampler capable of handling large volumes of air because the

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2

toxic amounts on the ACGHI list were very low and would be found in low concentrations. Development of Hi-Vol samplers

began soon after with early designs using vacuum systems that generate large flow rates (Jutze & Foster 1967). After further

development, these systems were found to provide reproducible results (Clements et al., 1972) and eventually to be reliable

in severe weather (Salamova et al. 2014) and robust over many years when properly maintained (Salamova et al., 2016).

The early development of vacuum-assisted Hi-Vol samplers required a system for measuring the volume of air flow through 5

the sampler. While Hi-Vol manufacturers and the literature now provide equations used for this process (for example,

USEPA, 1999), none of them includes any derivation of those calculations or discussion about why the variables in the

equations are used. The situation is typical of a textbook by Wight (1994) where the basic fluid dynamic principles required

for the calculations are outlined, but ultimately the equations are not derived comprehensively. As recently as 2013, ASTM

International (2013), in Method D6209-13for collection of Hi-Vol samples, leaves several blanks in sections covering flow 10

control, flow calibration, calibration orifice and rootsmeter (sections 9.1.2, 9.1.3, 9.1.4 and 9.1.5), all of which are critical to

proper calibration. In the calibration section of this method (12.1), there are references to these blanks in section 9.1.

The objective here is to derive the calculations required for measurement of air flow (and volume) and calibration of a Hi-

Vol air sampler that are missing from the scientific literature. These calculations are based on principles of fluid dynamics.

The results developed here provide the air sampling community with the missing derivation of equations that are based on 15

the physical features of a Hi-Vol system. The outcome will improve an air pollution investigator’s understanding of the

operational features of Hi-Vol samplers.

1.2 Measuring Concentration Flow Rate

The following presents an educational approach explaining the general physical equations required to derive the

concentration of airborne particulate and gas phase contaminants (e.g. pesticides, polychloroinated biphenyls, 20

polychlorinated dibenzo-p-dioxins and furans, polycyclic aromatic hydrocarbons, flame retardants), with Hi-Vol air

samplers. Figure 1 shows a typical device with its main components. An inlet is shielding the internals from the

environment. Particles in the air are captured by a filter, which is permeable for the airflow but will retain most particulate

matter above a threshold size (depending on filter type). Gas phase contaminants are captured with tubes of polyurethane

foam (PUF) or other adsorbent substrates (e.g. resin). A flow meter, such as a venturi nozzle with an attached differential 25

pressure gauge, is required to determine the air flow velocity inside the device. The necessary suction pressure to force air

through the sampler is provided by a pump. A timer connected to the pump measures elapsed sampling time. Air flow rate

can be adjusted with a valve. The air that has passed through these filters vents back to the atmosphere via an outlet exhaust

pipe. The objective of this sampling is to determine a concentration 𝑪𝑪 of a mass of contaminants 𝒎𝒎 in a sampled volume of

air 𝑽𝑽. 30

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[Old]: "As recently as 2013, ASTM 10 International (2013), in Method D6209-13for collection of Hi-Vol samples, leaves several blanks in sections covering flow control, flow calibration, calibration orifice and rootsmeter (sections 9.1.2, 9.1.3, 9.1.4 and 9.1.5), all of which are critical to proper calibration. In the calibration section of this method (12.1), there are references to these blanks in section 9.1. The objective here is to derive the calculations required for measurement of air flow (and volume)" [New]: "Similarly, the coursework provided by the Air Pollution Training Institute on air sampling (APTI, 1980) presents only the calibration equations along with a multitude of numerical examples, without explaining their origin. Even governmental regulations (40 CFR Appendix B Part 50, US EPA, 2011) and guidelines (US EPA, 1999) focus on the calibration of Hi-Vol samplers but do not derive the procedure in detail. The early literature 15 does not elaborate on the calibration equations. For example, Lynam et al. (1969) investigate different calibration methods for Hi-Vol samplers, showing that significant differences can occur. Similarly, Lee et al. (1972) investigate different methods for measuring suspended particles in air and elaborate in detail on the calibration process of Hi-Vol samplers without deriving any equations. As recently as 2013, ASTM International (2013), in Method D6209-13 for collection of Hi-Vol samples, leaves several blanks in sections covering flow control, flow calibration, calibration orifice, and rootsmeter 20 (sections 9.1.2, 9.1.3, 9.1.4 and 9.1.5), all of which are critical to proper calibration. In the calibration section of this method (12.1), there are references to these blanks in section 9.1. Most studies of atmospheric contaminants collected with Hi-Vol samplers assume that the calibration procedure is understood and rarely discuss calibration details and never include the equations used, including Hermanson & Hites, 1989, Monosmith & Hermanson, 1996, Hermanson et al., 1997, Hermanson et al., 2003, Hermanson et al., 2007, Basu et al., 2009, Salamova et al., 2014, and Hites, 2018. 25 The objective here is to derive the calculations required for measurement of air flow, volume," Font-color changed.
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", PM 2.5 , and total suspended 30 particulates (TSP) have different flow devices (e.g. particle pre-separators) or different metering systems, so the equations derived and conditions discussed here may not fully apply to them."
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3

𝐶𝐶 =𝑚𝑚𝑉𝑉

(1)

The mass of captured particles can be obtained by weighing the filter before and after the sampling. The weight

difference ∆𝑚𝑚 will be equal to the mass of captured particles. There is a large sensitivity of the results to errors in weighing,

hence special care is advised when handling the filters. The filter should be dehumidified before and after the sampling since

the humidity may introduce a significant bias. When the mass of particles is known, they can be processed further to 5

determine the mass of contaminants m using various analytical techniques such as those used for various flame retardants by

Salamova et al. (2014). If contaminants in the gas phase are investigated, such as pesticides (Hermanson et al., 2007),

additional analytical methods must be used.

The second physical variable required is the volume of the sampled air 𝑉𝑉. This air volume cannot be measured directly.

However, it can be derived by determining the volume of air passing through the sampler per time (volume flow rate �̇�𝑉), 10

multiplied with the sampling duration 𝑡𝑡.

𝐶𝐶 =𝑚𝑚�̇�𝑉 ∙ 𝑡𝑡

(2)

The elapsed sampling time is quantified by using the timer described above. The flow rate is determined using the continuity

equation. Assuming steady flow conditions, the flow rate can be calculated with the flow velocity v through a given flow

cross section A. 15

�̇�𝑉 = 𝐴𝐴 ∙ 𝑣𝑣 (3)

The flow velocity is measured with a flow device such as a venturi nozzle or an orifice plate shown in Fig. 2 and 3. These

flow devices exhibit a particular geometry with a given inlet cross-section (1) and a constriction (2) shown in Fig. 2. The

areas of the cross-sections 𝐴𝐴1 and 𝐴𝐴2 are known and by assuming continuity, defined as identical volume flow rates �̇�𝑉1 = �̇�𝑉2.

Bernoulli’s principle of energy conservation is applied to extract the flow velocities from this system. Bernoulli is stating 20

that for incompressible flow (such as in this example) the energy along a streamline is constant. However, it can appear in

three different forms of energy: as static pressure 𝑝𝑝, as dynamic pressure 𝜌𝜌2𝑣𝑣2 and as hydrostatic pressure 𝜌𝜌 ∙ 𝑔𝑔 ∙ ℎ, with the

fluid density 𝜌𝜌, the standard gravity 𝑔𝑔 and the hydrostatic height ℎ.

𝑝𝑝1 +𝜌𝜌2𝑣𝑣12 = 𝑝𝑝2 +

𝜌𝜌2𝑣𝑣22 and 𝐴𝐴1 ∙ 𝑣𝑣1 = 𝐴𝐴2 ∙ 𝑣𝑣2 (5)

𝑣𝑣1 = �∆𝑝𝑝𝑐𝑐1 ∙ 𝜌𝜌

with ∆𝑝𝑝 = 𝑝𝑝2 − 𝑝𝑝1 and 𝑐𝑐1 =12∙ �1 −

𝐴𝐴12

𝐴𝐴22� = constant (6)

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4

The flow velocity 𝑣𝑣1 can be expressed by substituting 𝑣𝑣2 from the continuity equation into Bernoulli’s equation. From this,

the flow velocity results as a function of pressure difference between the two cross-sections, density, and a constant

dimensionless factor 𝑐𝑐1. The value of this factor can be quantified if the geometry of the flow device is known. However, as

it will be shown below, it is not necessary to determine a numerical value for it. This is applicable for all constant factors that

will be introduced throughout the following. 5

To quantify the velocity 𝑣𝑣1 – which in turn will be used to calculate the volume flow rate �̇�𝑉 and eventually the

concentration 𝐶𝐶 – two new variables have to be determined. The differential pressure ∆𝑝𝑝 can be measured easily with a wide

selection of manometers, ranging from digital instruments to simpler devices such as u-tube manometers. The air density 𝜌𝜌

cannot be observed directly and is derived using the ideal gas law, defined by ambient temperature 𝑇𝑇∞, ambient pressure 𝑝𝑝∞

and the specific gas constant for air 𝑅𝑅. 10

𝜌𝜌 =𝑝𝑝∞

𝑅𝑅 ∙ 𝑇𝑇∞ (7)

Ambient temperature is directly measured with a thermometer and ambient pressure with a barometer. Substituting density

with the ideal gas law, Eq. (3) and (6) can be summarized to the following.

𝑣𝑣1 = �

∆𝑝𝑝 ∙ 𝑇𝑇∞𝑐𝑐2 ∙ 𝑝𝑝∞

with 𝑐𝑐2 =1𝑅𝑅∙ 𝑐𝑐1 = constant (8)

�̇�𝑉 = �

∆𝑝𝑝 ∙ 𝑇𝑇∞𝑐𝑐3 ∙ 𝑝𝑝∞

with 𝑐𝑐3 =1𝐴𝐴12

∙ 𝑐𝑐2 = constant (9)

Note that the constants 𝑐𝑐2,3 are not dimensionless anymore. Eq. (9) shows that the volume flow rate is dependent only on the 15

ambient conditions and a pressure difference. Changes in temperature and pressure (i.e. air density) will affect the value of

the sampled air volume. This is an unfavorable characteristic for a measurement method because it implies that concentration

results must be reported along with the ambient conditions during sampling. To allow for easier comparison between

measurements, a standardized volume flow �̇�𝑉0 is introduced. The ambient-condition-specific volume flow rate �̇�𝑉 can be

converted to a standardized volume flow by applying the ideal gas law and the standard ambient conditions for temperature 20

(𝑇𝑇0 = 298.15 K) and pressure (𝑝𝑝0 = 1013.25 hPa).

�̇�𝑉0 = �̇�𝑉 ∙𝜌𝜌𝜌𝜌0

= �̇�𝑉 ∙𝑝𝑝∞𝑇𝑇∞

∙𝑇𝑇0𝑝𝑝0

= �∆𝑝𝑝 ∙ 𝑇𝑇∞𝑐𝑐3 ∙ 𝑝𝑝∞

∙𝑝𝑝∞𝑇𝑇∞

∙𝑇𝑇0𝑝𝑝0

= �∆𝑝𝑝 ∙ 𝑝𝑝∞ ∙ 𝑇𝑇0𝑐𝑐4 ∙ 𝑝𝑝0 ∙ 𝑇𝑇∞

with 𝑐𝑐4 = �𝑝𝑝0𝑇𝑇0∙ 𝑐𝑐3 = constant

(10)

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5

To underline that this equation is stating standardized volume flow, the pressure and temperature variables are presented as

normalized, dimensionless terms, i.e. 𝑝𝑝∞𝑝𝑝0

and 𝑇𝑇0𝑇𝑇∞

. Finally, we can include all the above derivations into Eq. (1).

𝐶𝐶 =

𝑚𝑚𝑉𝑉

=𝑚𝑚

�∆𝑝𝑝 ∙ 𝑝𝑝∞ ∙ 𝑇𝑇0𝑐𝑐4 ∙ 𝑝𝑝0 ∙ 𝑇𝑇∞

∙ 𝑡𝑡= 𝑓𝑓(∆𝑚𝑚, 𝑡𝑡,∆𝑝𝑝,𝑇𝑇∞, 𝑝𝑝∞)

(11)

Equation (11) presents all variables required to be physically measured, necessary to derive the contaminant concentration: 5

contaminant mass, sampling time, differential pressure at the flow device, ambient temperature, and ambient pressure.

1.2 Calibration Method

The necessity to calibrate the volume flow rate is given by the fact that Eq. (11) contains the unknown constant 𝑐𝑐4. In

addition, second-order effects e.g. internal pressure loss, imperfect flow conditions and flow obstructions are not represented, 10

although all relevant physical variables are included. If a linear impact of these missing effects is assumed, a linear

correlation can account for them. The same linear approach can also eliminate the unknown constant 𝑐𝑐4, since it has a linear

(slope) influence on Eq. (10). The underlying idea is to use a temporary calibration device to quantify the true, exact flow

rate through the system at several pump pressures and to correlate with Eq. (10). The linear correlation between the true flow

rate �̇�𝑉True with the unknown flow rate �̇�𝑉0 can be expressed by introducing a calibration slope (𝑎𝑎Calibration) and calibration 15

intercept (𝑏𝑏Calibration).

�̇�𝑉True =1

𝑎𝑎Calibration��̇�𝑉0 − 𝑏𝑏Calibration� =

1𝑎𝑎Calibration

��∆𝑝𝑝 ∙𝑝𝑝∞ ∙ 𝑇𝑇0𝑝𝑝0 ∙ 𝑇𝑇∞

− 𝑏𝑏Calibration� (12)

The aim of the calibration process is to determine the numeric value of the calibration slope and intercept. First, the true flow

through the air sampler is determined by using a temporary calibration device, e.g. an orifice plate (Fig. 3). The true flow is

evaluated at several flow rates (adjusted by regulating the pump speed or the flow valve). Second, the true flow rates are 20

correlated to the differential pressure readings with the aforementioned linear approach in Eq. (12). The method is visualized

in Fig. 4.

The calibration process will be described for the example of a Tisch Environmental Inc. TE-PUF Poly-Urethane Foam High

Volume Air Sampler (Tisch, 2015). This sampling unit is using a venturi nozzle as a flow device and a Magnehelic®

differential pressure gage. For the calibration, an orifice calibrator is mounted on the sampler. The calibrator consists 25

essentially of a cylindrical can with an orifice plate and a pressure tap (Fig. 3). Despite its simple construction, it is a highly

accurate and robust device (Wight, 1994).

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6

The orifice calibrator aims to measure the true volume flow through the device �̇�𝑉Orifice. This flow rate can be derived by

using the same principles and as in Eq. (3)–(10). The only difference is that the differential pressure ∆𝑝𝑝 will be measured by

using a u-tube manometer (slack tube). One end of the manometer (3 in Fig. 3) is attached to the pressure tap on the

calibration device (𝑝𝑝3 = 𝑝𝑝2) while the other end (4 in Fig. 3) is opened to ambient conditions (𝑝𝑝4 = 𝑝𝑝∞). Again, Bernoulli’s

principle, Eq. (4), is applied to derive the pressure difference. Note, the slack tube is filled with water (𝜌𝜌water ≈ 1000 kg/5

m³), hence the hydrostatic pressure term in Bernoulli cannot be neglected anymore. As the system in the water-filled tube is

static (flow velocities are zero), the dynamic pressure term vanishes.

𝑝𝑝3 + 𝜌𝜌H2O ∙ 𝑔𝑔 ∙ ℎ3 = 𝑝𝑝4 + 𝜌𝜌H2O ∙ 𝑔𝑔 ∙ ℎ4 (13)

∆𝑝𝑝H2O = 𝜌𝜌H2O ∙ 𝑔𝑔 ∙ ∆ℎH2O with ∆ℎH2O = ℎ4 − ℎ3 (14)

�̇�𝑉Orifice = �∆ℎ𝐻𝐻2𝑂𝑂 ∙ 𝑝𝑝∞ ∙ 𝑇𝑇0𝑐𝑐5 ∙ 𝑝𝑝0 ∙ 𝑇𝑇∞

with 𝑐𝑐5 =1

𝜌𝜌H2O ∙ 𝑔𝑔∙ 𝑐𝑐4 = constant (15)

This equation for the volume flow rate through the orifice calibrator is very similar to Eq. (10). It contains an unknown

constant 𝑐𝑐5 and it does not account for second-order effects. To account for these unknowns, the same principle as for Eq. 10

(12) is applied: the flow rate is represented with a linear function and correlated to exact flow measurements.

�̇�𝑉TrueOrifice =1

𝑎𝑎Orifice��̇�𝑉Orifice − 𝑏𝑏Orifice� =

1𝑎𝑎Orifice

��∆ℎ𝐻𝐻2𝑂𝑂 ∙𝑝𝑝∞ ∙ 𝑇𝑇0𝑝𝑝0 ∙ 𝑇𝑇∞

− 𝑏𝑏Orifice� (16)

The exact flow measurements are performed in a calibrated, laboratory environment, typically by the manufacturer of the

calibrator. The values for the slope 𝑎𝑎Orifice and intercept 𝑏𝑏Orifice can be thus found in the device calibration certification.

Note that the orifice calibrator needs to be calibrated regularly in order to maintain the calibration chain (laboratory – 15

calibration device – sampler).

The final step is to determine the calibration slope and intercept for the sampling unit in Eq. (12). For this, several

observations 𝑛𝑛 of the flow rate through the calibrator device �̇�𝑉TrueOrifice and the sampler flow rate �̇�𝑉 are taken. For each

observation, readings of the differential pressure gage (Magnehelic®) and the slack tube are taken.

The slope and intercept can be graphically determined by using a linear trend line, by plotting the results of the calibration 20

measurements in a graph shown in Fig. 4. The x-axis represents the flow rate for the orifice calibrator �𝑥𝑥 = �̇�𝑉TrueOrifice� and

the y-axis the flow term (only variables, no constants) for the internal flow device �𝑦𝑦 = �∆𝑝𝑝 ∙ 𝑝𝑝∞∙𝑇𝑇0𝑝𝑝0∙𝑇𝑇∞

�. The slope and the

intercept of the resulting trend line are the sought-after calibration factors 𝑎𝑎Calibration and 𝑏𝑏Calibration in Eq. (12). Alternative

to the graphic solution, the following equations can be applied to numerically determine the slope and intercept.

25

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[Old]: "The orifice calibrator aims to measure the true volume flow through the device O ̇ rifice . This flow rate can be derived by using the same principles and as in Eq. (3)–(10). The only difference is that the differential pressure ∆ will be measured by using a u-tube manometer (slack tube). One end of the manometer (3 in Fig. 3) is attached to the pressure tap on the calibration device ( 3 = 2 ) while the other end (4 in Fig. 3) is opened to ambient conditions ( 4 = ∞ ). Again, Bernoulli’s 5 principle, Eq. (4), is applied to derive the pressure difference. Note, the slack tube is filled with water ( water ≈ 1000 kg/ m³), hence the hydrostatic pressure term in Bernoulli cannot be neglected anymore. As the system in the water-filled tube is static (flow velocities are zero), the dynamic pressure term vanishes. 3 + H2O ∙ ∙ ℎ 3 = 4 + H2O ∙ " [New]: "To obtain the flow rate through the orifice calibrator ̇ Orifice , the same principles (continuity and Bernoulli between ① and ② in Fig. 3) are applied again. Following Eq. (3)–(10), the orifice flow rate will depend on a pressure difference ∆ between those two reference points. Instead of using a differential pressure gauge, this pressure difference is determined by using a u 15 tube manometer (slack tube). Bernoulli’s principle (between ③ and ④ in Fig. 3) will be used to obtain this pressure difference from the u-tube manometer. One end of the manometer ③ is attached to the pressure tap on the calibration device ( 3 = 2 ) while the other end ④ is opened to ambient conditions ( 4 = ∞ = 1 ). 3 + H2O ∙ ∙ ℎ 3 = 4 + H2O ∙ " Font-color changed.
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[Old]: "calibrator. The values for the slope Orifice and intercept Orifice can be thus found in the device calibration certification. 15 Note that the orifice calibrator needs to be calibrated regularly in order to maintain the calibration chain (laboratory – calibration device – sampler). The final step is to determine the calibration slope and intercept for the sampling unit in Eq. (12). For this, several observations of the flow rate through the calibrator device T ̇ rueOrifice and the sampler flow rate ̇" [New]: "orifice calibrator and provided as documentation for the orifice calibrator. Note that the orifice calibrator needs to be calibrated regularly by the manufacturer in order to maintain the calibration chain (laboratory – calibration device – 5 sampler). With the pressure difference from the u-tube manometer and the orifice slope and offset, ̇ TrueOrifice can be calculated and the values correlated to the unknown device flow rate ̇ 0 to obtain the true flow through the sampler ̇ True , Eq. (12). For this, several observations of the flow rate through the calibrator device ̇ TrueOrifice and the sampler flow rate ̇ 0" Font-color changed.
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7

𝑎𝑎Calibration =∑(�̇�𝑉TrueOrifice ∙ �̇�𝑉True) − ∑ �̇�𝑉TrueOrifice ∙ ∑ �̇�𝑉True

𝑛𝑛

∑��̇�𝑉TrueOrifice�2 −

�∑ �̇�𝑉TrueOrifice�2

𝑛𝑛

(17)

𝑏𝑏Calibration =

∑ �̇�𝑉True𝑛𝑛

−𝑚𝑚Calibration ∙∑ �̇�𝑉Orifice_

𝑛𝑛 (18)

The results should show a very strong correlation, because the flow through the orifice calibrator and the sampling device

should be identical. A very low coefficient of correlation, e.g. 𝑟𝑟 < 0.990 (Tisch, 2015), could be an indication that there is

an error in the system, such as a leak, which should be investigated before starting the measurements. The coefficient of

correlation can be calculated with Pearson’s equation or extracted from the graphical solution. 5

1.3 Conclusion

This paper provides a missing piece of information in the literature regarding air sampling in the environment, showing that

by its nature, air sampling is a more complex process than sampling other environmental matrices. We have shown the

variables and derivation of the equations and used for calculating the air flow rate through a Hi-Vol air sampler, and the

process used for calibration of that flow rate. This allows investigators to identify the mass of contaminant found in a volume 10

of air, once the analytical work has been completed. Furthermore, a detailed explanation of the process and equation allows

for a deeper understanding of the driving variables and can be used for error estimation purposes.

Author contribution

M.H. devised the idea for the paper, researched the literature, wrote the introduction part, and provided feedback on the

manuscript. R.H. developed the theoretical framework, derived the equations, wrote the paper, and prepared the figures. 15

Acknowledgements

This work was originally prepared as part of the air sampling curriculum for the course “AT-331 Arctic Environmental

Pollution – Atmospheric Distribution and Processes”, a master’s and PhD-level course offered at the University Center in

Svalbard (UNIS) from 2013 – 2017.

20

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[Old]: "1.3" [New]: "Examples of the calibration calculations with numeric values can be found in various places in the literature e.g. (Tisch, 2015) or (APTI, 1980). There are several aspects that can lead to an erroneous calibration, related to operator mistakes and technical issues with the sampler. In both cases, the results obtained from the measurement may be meaningless. One way of identifying a flawed calibration is to operate two Hi-Vol samplers near each other (co-located sampling). This method is similar to analyzing 25 duplicate laboratory samples and is expected to result in similar calibration results. When significant differences between the co-located samplers occur, the calibration procedure and the technical integrity of the samplers should be investigated." Font "TimesNewRomanPS-BoldMT" changed to "TimesNewRomanPSMT".Font-color changed.
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8

Notations

The following symbols are used in this paper:

𝜌𝜌 = density �kgm3�

𝐴𝐴 = area [m2]

𝑎𝑎 = slope

𝑏𝑏 = intercept

𝐶𝐶 = concentration �kgm3�

𝑐𝑐 = constant

𝑔𝑔 = standard gravity �ms2�

ℎ = height [m]

𝑚𝑚 = mass [kg]

𝑛𝑛 = number of observations [−]

𝑝𝑝 = pressure [Pa]

𝑅𝑅 = specific gas constant �J

kg K�

𝑟𝑟 = Pearsons correlation coefficient [−]

𝑇𝑇 = temperature [°K]

𝑡𝑡 = time [s]

𝑉𝑉 = volume of air [m3]

�̇�𝑉 = volume flow �m3

s�

𝑣𝑣 = velocity �ms�

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"10 Lee Jr, R. E., Caldwell, J. S., Morgan, G. B.: The evaluation of methods for measuring suspended particulates in air. Atmospheric Environment (1967), 6(9), 593-622, 1972. Lynam, D. R., Pierce, J. O., Cholak, J.: Calibration of the High-Volume Air Sampler, American Industrial Hygiene Association Journal, 30:1, 83-88, 1969. Monosmith, C. L. and Hermanson, M. H. Spatial and temporal trends of atmospheric organochlorine vapors in the central 15 and upper Great Lakes. Env. Sci. Technol., 30, 3464-3472, 1996."
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9

Salamova, A., Peverly, A. A., Venier, M. A., Hites, R. A.: Spatial and temporal trends of particle phase organophosphate

ester concentrations in the atmosphere of the Great Lakes, Environ. Sci. Technol., 50, 13249-13255,

doi:10.1021/acs.est.6b04789, 2016.

Tisch Environmental: TE-1000 PUF Poly-Urethane Foam High Volume Air Sampler, Operations Manual, https://tisch-

env.com/wp-content/uploads/2015/07/TE-1000-PUF-Manual.pdf, 2015. 5

U. S. Environmental Protection Agency: Compendium of methods for the determination of toxic organic compounds in

ambient air, 2nd edition, Compendium method TO-4A, EPA/625/R-96/010b, 1999.

Wight, G. D: Fundamentals of Air Sampling, CRC press, 1994.

Figures

10

Fig. 1. Main components of a typical high-volume air sampler

15 Fig. 2. Venturi nozzle

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10

Fig. 3. Orifice plate calibrator

Fig. 4. Calibration using a linear correlation with intercept and slope 5

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