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PostmodernAristotles:Arendt,Strauss,MacIntyre,and
theRecoveryofPoliticalPhilosophy
NathanPinkoski
DPhilPolitics:PoliticalTheory
StEdmundHall
UniversityofOxford
Trinity2017
WordCount:99,772
iii
Abstract
PostmodernAristotles:Arendt,Strauss,andMacIntyre,andtheRecoveryofPoliticalPhilosophy
NathanPinkoskiStEdmundHall
ThesisSubmittedforDPhilinPolitics:PoliticalTheoryTrinity2017
Whatispoliticalphilosophy?Aristotlepursuesthatquestionbyaskingwhatthegoodis.IfNietzsche’spostmoderndiagnosisthatmodernphilosophicalrationalismhasexhausteditselfistrue,itisunclearifananswertothatquestionispossible.Yetgiventheprevalenceofextremistideologiesin20thcenturypolitics,andthepoliticallyirresponsiblesupportofphilosophersfortheseideologies,thereisanurgentneedforananswer.Thisthesisexamineshow,inthesephilosophicalcircumstances,HannahArendt,LeoStrauss,andAlasdairMacIntyreconcludethatakeyresourceintherecoveryofpoliticalphilosophy,andinshowingitscontemporaryrelevance,liesintherecoveryofAristotle’spoliticalphilosophy.
ThisthesiscontendsthathowandwhyArendt,Strauss,andMacIntyreturntoAristotle,andwhattheyfindinAristotle,dependsontheirvaryingcritiquesofmodernity.Convincedthatthephilosophicaltraditionisshatteredirreversiblyaftertheeventsoftotalitarianism,ArendtarguesforaretrievalofAristotleandhisunderstandingofpoliticsfromthefragmentsofthattradition.StraussisimpelledtoturntothepoliticalphilosophyofAristotlebecauseofthecrisisofradicalhistoricism,torecoverclassicalrationalism’sanswertowhatthegoodis.MacIntyreturnstoAristotletofindthemoraljustificationforrejectingStalinismthatcontemporaryphilosophicaltraditionsfailtoprovide;hereconstructsanAristoteliantraditionthatcananswerthequestionofwhatthegoodisbetterthanhiscontemporaryrivals.
Althoughthesethinkersmayappeardisparate,thisthesisarguesthat
eachaddressesthequestionofwhatthegoodisbyofferingavisionofpoliticalphilosophyasawayoflife,whichAristotlehelpsform.Thiswayoflifeprobestherelationshipbetweenphilosophyandpoliticsaspermanentproblemforhumanexistence.InrecoveringthistraditionofthinkingwithAristotleaboutthecharacterofpoliticalphilosophy,thisthesisaimstocontributetotheunderstandingofeachofthesethinkers,aswellastothepracticeofpoliticalphilosophyinmodern,post-Nietzscheantimes.
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TableofContents
ACKNOWLEDGEMENTS..................................................................................................................3
LISTOFABBREVIATIONS..............................................................................................................6
INTRODUCTION................................................................................................................................8
I.HANNAHARENDT’SDIALOGUEWITHARISTOTLE........................................................27
II.LEOSTRAUSS’SARISTOTLEANDTHERETURNTOCLASSICALPOLITICALPHILOSOPHY................................................................................................................................123
III.ALASDAIRMACINTYRE’SRECONSTRUCTIONOFAREVOLUTIONARYARISTOTELIANTRADITION....................................................................................................231
CONCLUSION:POSTMODERNARISTOTELIANISM...........................................................339
BIBLIOGRAPHY...........................................................................................................................373
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AcknowledgementsMygratitudemustgofirsttomysupervisorMarkPhilp,whokeptmeonashisstudentwhilstbearingthewhipsandscornsoftime.IalsowishtothankDominicBurbidge,NadiaHilliard,GeoffreySigalet,MollyGurdon,andTerenceMarshallforreadingandcommentingonsectionsofthethesis.CreditforthethesistitlemustgotoAlexanderDuff.IthanktheresidentsofGrandpontHousefortheirvisibleandinvisiblesupportthroughoutthestagesofwriting.IamgratefultotheDepartmentofPoliticsandInternationalRelations,theEdmontonWinstonChurchillSociety,theUniversityofAlbertaFacultyofArts,andtheRothermereAmericanInstitute,forprovidingfinancialsupportthroughoutmydoctoralstudies.Thisthesisisdedicatedtomyparents,withoutwhoseloveandsupportnoneofthiswouldhavebeenpossible.
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ListofAbbreviations
FriedrichNietzscheBGE BeyondGoodandEvilGS TheGayScienceTSZ ThusSpakeZarathustraUDHL OntheUsesandDisadvantagesofHistoryforLifeAristotleEN NicomacheanEthicsThomasAquinasST SummaTheologiaeHannahArendtBPF BetweenPastandFutureEIU EssaysinUnderstanding:1930-1954EJ EichmanninJerusalemHA ‘OnHannahArendt’HC TheHumanConditionLOM TheLifeofMind,VolI.ThinkingLSA LoveandSaintAugustineMDT MeninDarkTimesOrigins TheOriginsofTotalitarianismPP ThePromiseofPoliticsRev OnRevolutionRJ ResponsibilityandJudgmentLeoStraussCG Churchill’sGreatnessCM TheCityandManFPP FaithandPoliticalPhilosophyJPCM JewishPhilosophyandtheCrisisofModernity LAM LiberalismAncientandModernNRH NaturalRightandHistoryOT OnTyrannyPAW PersecutionandtheArtofWritingRCPR TheRebirthofClassicalPoliticalRationalismSCR Spinoza’sCritiqueofReligionSPPP StudiesinPlatonicPoliticalPhilosophy
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TM ThoughtsonMachiavelliTWM ‘TheThreeWavesofModernity’WIPP WhatisPoliticalPhilosophy?AndOtherStudiesAlasdairMacIntyreASA AgainsttheSelf-ImagesoftheAge:EssaysonIdeologyandPhilosophyAMEM AlasdairMacIntyre’sEngagementwithMarxismAV AfterVirtueCNS ‘EpistemologicalCrises,DramaticNarrativeandthePhilosophyofScience’ECM EthicsintheConflictsofModernityEP EthicsandPolitics.SelectedEssays,Vol.IINMW NotesfromtheMoralWildernessTP TheTasksofPhilosophy.SelectedEssays,Vol.ITRV ThreeRivalVersionsofMoralEnquiryWJWR WhoseJustice?WhichRationality?
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Introduction
Ἀλλὰζητηέοντίναχώρανὁφιλοσοφῶνἐντῇπόλεικαθέξει;Butonemustseekthis:whatplacewillthephilosopherhaveinthecity?1
Onréfléchitassezrarementsurcequ’estenelle-mêmelaphilosophie.2
HannahArendt,LeoStrauss, andAlasdairMacIntyreallbroadlyagreewith
Friedrich Nietzsche’s proclamation that modern philosophy, premised on a
problematic conception of rationalism, has exhausted itself. They all share the
conviction that modern philosophy has buried and obscured the insights of pre-
modern philosophy. They argue that those insights, including the insights of
Aristotle, can overcome modern philosophical exhaustion. From pre-modern
philosophy,theyaimtoreconceivethecharacterofWesternphilosophicaltradition
asawhole,discoveringwhatphilosophyis.
I call these thinkers ‘Postmodern Aristotles’ for two reasons.3First, I am
arguing that all three accordAristotle a role in overcomingmodernphilosophical
exhaustion. Their understanding of Aristotle is a central factor in their thought.
Thesethinkersareinterestedinthecharacterofphilosophy,investigatetherootsof
philosophical activity in pre-modern philosophy, and pass their investigation
throughAristotle.Otherstudies focusonhowthesethinkersaimtodiscoverwhat
philosophy is from the reading of other figures of the canon—such as Plato. This
studyexaminestheunderstandingArendt,Strauss,andMacIntyregainfrompassing1Simplicius(1996),XXXII,64.2Hadot(1995),1.3ThestructureofthisdissertationisdeeplyindebtedtoZuckert(1996).WhereasZuckertinvestigateswhyNietzsche,Heidegger,Gadamer,Strauss,andDerridaturntoPlato,IexaminewhyArendt,Strauss,andMacIntyreturntoAristotle.
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their investigation through Aristotle. Above all, this is an understanding of what
politicalphilosophyis.
Second, I call these thinkers ‘Postmodern Aristotles’ because they look to
Aristotle’spoliticalphilosophyfroma‘postmodern’position.Although‘postmodern’
is a termwithmultiplemeanings, I am taking ‘postmodern’ in its literalmeaning,
‘after the modern.’4Arendt, Strauss, and MacIntyre are all ‘postmodern’ because
they are convinced that modern rationalism has exhausted its promises and
possibilities. 5 As postmodern critics of modernity, they seek to make a new
beginning beyond modernity and to discover something better. As postmodern
Aristotles, they turn toAristotle for anunderstandingof howpolitical philosophy
canmakeanewbeginning.
Since their projects claim that vital insights of Aristotle have been lost to
modernity, these thinkers read Aristotle against the spirit of modernity. This
involvesanun-traditionalandinsomerespectsanti-traditionalreadingofAristotle.
ButasanexerciseinreadingAristotle,twopossiblereadingsarenotatworkhere.
First, Hannah Arendt, Leo Strauss, and Alasdair MacIntyre are not engaged in a
contextual study of Aristotle, where one is trying to reconstruct the historical
motivationsand intentions forAristotlewritingashedid, topursue thehistorical
contextunderlyingAristotle.6ThesethinkersallagreethatlaterreadersofAristotle
interpretandappropriatehisworkinadifferentcontext.Thecontextofthemodern
4Foradiscussionofthisandothermeaningsofpostmodern,seeZuckert(1996),279.Additionally,mymeaningof‘postmodern’opposesthosewhodefinepostmodernismastheabsenceofgrandnarratives(Lyotard,1979).ForArendt,Strauss,andMacIntyre,being‘afterthemodern’doesnotentailabandoninggrandnarrativesbutreconceivingtheirpurpose.5Zuckert(1996),1.6E.g.Jaeger(1948).
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philosophical crisis presents a certain opportunity to read Aristotle in a different
way,whichtheyintendtoactupon.Noraretheirreadingsprimarilyanexercisein
theanalyticalextractionofcertainphilosophicalpropositionsfromAristotle,where
a thinker interested in a contemporary philosophical debatemight develop these
propositionstoaddressthatdebate.7
Instead, these thinkers read Aristotle to reconceive the meaning, purpose
andpracticeofpoliticalphilosophy.HowtheyinterpretAristotledependsheavilyon
what they criticize in modernity, what new beginning beyond modernity they
believeispossible,andwhatkindofrecoveryofpre-modernityispossible.
In that respect, their reading of Aristotle is a key component of their
thought.8Arendt, Strauss, and MacIntyre are trying to understand the activity of
philosophyinadifferentway,andtheythinkthattosituateproperlytheactivityof
philosophy, they must understand the activity of political philosophy. For them,
reading Aristotle enables a heightened moment of self-awareness concerning
politicalphilosophy,andthisself-awareness isessential forarticulatingadifferent
conceptionofpoliticalphilosophyandultimately,philosophy.
By ‘philosophy,’ Imean the general activity of thinking and the search for
understanding.Thisactivityofthinkingrelatestoan‘existentialoption,’achoicefor
aparticularwayof lifeandavisionof thewholeof reality.9Idonotuse the term
‘philosophy’ univocally. Indeed it is an assumption of this dissertation that the7ThisistheprojectofAnglo-AmericanappropriationsofAristotleviatheanalyticphilosophicalmethod.Initsmostinfluentialdomains,moralphilosophyandphilosophyofaction,itisinitiatedbyAnscombe(1958).E.g.Foot(1978);Irwin(1989).8Idonotclaimtodownplayordiminishthemanyotherauthors,ancientandmodern,whoshapethethoughtofArendt,Strauss,andMacIntyre.IaimtodrawoutthethemesthatarisedirectlyfromtheirinterpretationofAristotleandhowthatrelatestotheiroverallproject.9IamindebtedtoHadot(1995),17-20.
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history of philosophy has provided different conceptions of the activity of
philosophy. This assumption bears upon the thinking of Arendt, Strauss, and
MacIntyre.As‘philosophers,’thesethreehavedifferentwaysofunderstandingtheir
‘philosophy,’theiractivityofthinking,andtheappropriatewayof liferelatedtoit.
WhileIusetheterm‘philosophy’insuchaway,Arendt,Strauss,andMacIntyredo
not adopt an identical use. All three take a critical attitude toward aspects of or
otherthinkerswithinthehistoryof ‘philosophy;’ thiscriticalattitudedefinestheir
ownactivityofthinking.Nevertheless,allagreethatinthinking,theyareengagingin
auniqueactivitydistinctfromotherhumanactivities.Sodespitethewarinessofthe
termallthreeshare,Iusetheoneterm‘philosophy’tomaintainconsistencyandto
unitetheconcernsofallthree.
InclaimingthatArendt,Strauss,andMacIntyrehaveaparticularinterestin
theactivityof‘politicalphilosophy,’Irecognizethatthetermisacontestedconcept
in academic practice. The dominant academic consensus is that thinking about
politics at any conceptual level is ‘political theory,’ while the justification and
clarification of normative political reasoning is ‘political philosophy.’ 10
Nevertheless, neither of these terms satisfactorily describes how Arendt, Strauss,
and MacIntyre understand their own activity. Departing from the dominant
consensus, I unite the concernsof all threeunderadifferentmeaningof ‘political
philosophy.’
AsIuseit, ‘politicalphilosophy’broadlyconceivedistheactivityseekingan
answertothequestionoftheendsofhumanlife,orthequestionofthegood.Inso
10SeeFreeden(2004),3.
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doing, political philosophy articulates a comprehensive account of the good: ‘a
totalized view, an all-encompassing horizon for reflecting on the ends of human
life.’11Of course, each thinker develops their understanding of the good, their
‘political philosophy,’ in different ways. Nevertheless I submit that seeking an
answer to the question of the good is the bestway to characterize their projects,
pointingtoacommontraditionofthinkingwithinwhichtheyallparticipate.12
HealingtheAcademicDiscipline
As my study adopts this understanding of political philosophy, it opposes
itself towhatprevailingcurrents intheacademicdisciplineofpoliticalphilosophy
assert political philosophy to be. Moreover, I select three thinkers from the
peripheryoftheacademicdisciplineofAnglo-Americanpoliticalphilosophy.Asthis
approach offers an implicit criticism of the academic discipline, it is necessary to
provide some justification of what I hope this study provides for the academic
disciplineofpoliticalphilosophy.
A familiar story in theacademicdiscipline is that the latterhalf of the20th
centurywitnessedarenaissanceof theacademicdisciplineofpoliticalphilosophy.
ThisstoryistoldasJohnRawlssinglehandedlyrevivingthedisciplinewiththe1971
publication of A Theory of Justice, and led to attempts to narrow the activity of
political philosophy to the Rawlsian activity. Consequently, it marginalized any
11Beiner(2014),14.12IthereforefollowBeiner(2014),whoarguesthatthepoliticalphilosophyofArendt,Strauss,andMacIntyrecanallbecharacterizedinthisway.Neverthelesstheirdifferencesshouldberecognized:MacIntyreadoptsthelanguageofthegoodandpursuesafinalanswerdirectlyandexplicitly.Arendtisdecidedlyuncomfortableinusinglanguageofthegood,andStraussisuncomfortablethatafinalanswertothequestionofthegoodcaneverbeachieved.
13
activity of political philosophy that did not offer systematic theories of justice.13
More recent reflections on 20th century political philosophy take care to note the
rangeof 20th century contributions to the activity of political philosophy.14 Yet if
those interested in the peripheral thinkers of political philosophy once suffered
undertheproudRawlsian’scontumely,theynowsufferfromthepangsofdiversity.
More and more approaches are acknowledged under the heading of ‘political
philosophy,’ with the effort to understand these approaches subordinated to a
determinationtoavoidrankingandorderingthem.15Oneisleftwiththeimpression
of incommensurability on a vast scale, leaving a variety of camps incapable of
properly understanding one other, let alone debating one other. It is hard to
disagreewiththeclaimthatthispluralityexacerbatesthediscipline’s‘descent’into
insularityandirrelevanceinsideandoutsidetheacademy.16
Resolvingthisproblemintheacademicdisciplineisaherculeantaskbeyond
this dissertation, but I can indicate two ways forward and how this dissertation
proceeds in that direction. The diversity in the academic discipline is a twisted,
veritably Gordian knot of incommensurable concepts, yet here I follow Ronald
Beiner tocut through it. Indefiningpoliticalphilosophyas theactivity seekingan
answer to the question of the good, Beiner provides a way to evaluate political
philosophers.ForBeiner,thereisanepiccharactertopoliticalphilosophy,asitisa
contestofgrandvisionsorreflectionsontheendsoflife.Politicalphilosopherswho
donotprovidethisgrandreflectionarenotfulfillingtheirjobdescription.Ofcourse,
13E.g.Kymlicka(1990).14E.g.Vincent(2004).15Vincent(2004),319;c.f.Jaffa(2012),45-48.16Gunnell(1993,2011,2012).
14
many20thcenturyphilosophershavedeniedthattheyneedtoprovideareflection
ontheendsofhumanlife.Theyarepreciselytheproblem.Beinerarguesthattheir
accounts inevitably takeastanceon thegood,so thatneutralityabout thegood is
untenable. If Beiner’s approach is taken seriously, it provides a way to evaluate,
rank,andorderthediverseapproachestopoliticalphilosophythathavefoundtheir
wayintotheacademy.17Todothis,however,onehastoknowwhatthealternatives
are.Thepriorsteptothiscriticalexerciseisfirsttolistentothegrandreflectionon
theendsoflifepresentedbypoliticalphilosophers.Theaimofthisdissertationisto
listen to Arendt, Strauss, and MacIntyre, to grasp fully the fruits of their grand
reflectionontheendsoflife.
Thesecondwayforwardhastodowithhowlisteningprioritizesahistorical
exegetical approach. The academic discipline of moral philosophy also faces
seeminglyirreconcilabledividesbetweenfixedcamps,havingbeendividedintothe
threecampsofutilitarianism,deontology,andvirtueethics.Moralphilosophersare
thendefinedbyreferencetothesecamps.Yetevenashortanalysisoftheirtheories
showsthattheselabelsareinadequate.ForMarthaNussbaum,theselabelsmislead
by segregating the history of philosophy. Figures associatedwith the deontology,
likeKant,are indeedconcernedwithproblemsrelatedtovirtueethics.Thosewho
rely extensively on these labels betray a poor understanding of the history of
philosophy.Nussbaumcontendsthatawayforwardisto labelmoralphilosophers
with reference to the thinker in the history of the philosophy they purport to
interpret or criticize. Instead of speaking of virtue ethicists, one should speak of17Beiner(2014),232-33.Inhisevaluationoftwelve20thcenturythinkers,sevenfailtotakeanexplicitstanceonthegood,andthreefailtopresentpositivepoliticalvisionsofthegood.
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neo-Humeans, neo-Aristotelians, and anti-Kantians, and discuss and debate these
positionsaccordingly.18
Nussbaum’sinsightisthatphilosophicalactivityisboundupwithitshistory.
Only by turning to the history of philosophy can we understand and evaluate
substantive philosophical theories. Moreover, we understand substantive
philosophical theories not just by turning to the history of philosophy, but to the
traditionalcanonof thehistoryofphilosophy.What is trueofmoralphilosophy is
also trueofpoliticalphilosophy,even themostRawlsian theory.AsRawlshimself
said: ‘we learn moral and political philosophy, and indeed any other part of
philosophy, by studying the exemplars.’ 19 The study of these ‘exemplars,’ the
traditionalcanonofpoliticalphilosophy,canbeaccusedof theoreticalabstraction,
culminatinginarhetoricdisplacedfrompoliticalparticularitiesandthereforefrom
political philosophy. 20 Yet I contend that that it is an indispensable rhetoric,
contributingtotheself-awarenessofpoliticalphilosophy.Allpoliticalphilosophyis,
to a greater or lesser degree of self-awareness, historically informed political
philosophy. 21 To contribute to that self-understanding, it is fruitful to follow
Nussbaum’ssuggestionandstudypoliticalphilosophersinrelationtothe‘exemplar’
they hope to interpret and criticize. I therefore explore how three 20th century
politicalphilosophersinterpretoneparticular‘exemplar,’Aristotle.
18Nussbaum(1999),201.19Rawls(2007),xiv.20E.g.Gunnell(1986,1993,2011).21Whiletherearethosewhocontendthatascholarlyhistoricalrecoveryofthemeaningoftextsinthehistoryofpoliticalphilosophymustbedevoidofpoliticalevaluationsofhistory(Skinner1969;Pocock1975;Tully1988),thisrecoveryisoftenparadoxical.Afterthemeaningoftextsisestablishedtoscholarlysatisfaction,politicalevaluationscreepbackintothehistory.e.g.Skinner(1998).Thehistoryofpoliticalphilosophyisneverdevoidofevaluation,butpresupposesorcontributestoanaccountofpoliticalphilosophy.SeePerreau-Saussine(2007).
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Thesearethedeeperconcernsatstakefortheacademicdisciplineofpolitical
philosophy,yet in thisdissertation I limitmyapproach in the followingmanner. I
make no claim as to the veracity of the interpretation of Aristotle that Arendt,
Strauss, andMacIntyreoffer.To this end, I offerno independent interpretationof
Aristotle. I amconcernedwith the interpretationofAristotle thatArendt, Strauss,
and MacIntyre provide, and how it shapes the thought of each. In the following
chapters,itisArendt’sAristotle,thenStrauss’sAristotle,thenMacIntyre’sAristotle
who speak, not Aristotle himself nor my interpretation of Aristotle.22Thus this
dissertation is not a study belonging to the disciplines of ancient philosophy or
classicalstudies,butisastudyinthehistoryof20thcenturyphilosophyandpolitical
thought.To clarify the ‘historical’ sense ofmy study,mymethod is not to offer a
contextualstudyoftheworkofArendt,Strauss,andMacIntyre.23Inexaminingeach
thinker,Iseektounderstandhoweachonesituateshimselforherselfinrelationto
abodyofliterature.ThatbodyofliteratureisprimarilytheworkofAristotle,yetit
includes other prominent figures within the history of philosophy and political
thought. I adopt an exegetical approach for readingphilosophical texts, in light of
thephilosophicalissuesArendt,Strauss,andMacIntyreraise.24
22Thisalsoappliestotheotherauthorstheyinterpret.23Tully(1988),Skinner(2002).ForstudiesofStraussorArendtattentivetotheircontext,seeLazier(2008),Keedus(2015).Perreau-Saussine(2005)alsopartiallyadoptsthisapproachforhisstudyofMacIntyre.24Someexegeticalstudiesexamineacombinationofthetwobutnotallthree.Bartlett(2001)considerstheresponsesofStraussandMacIntyretocritiquesofreason.Breen(2012)considershowMacIntyreandArendttreatphilosophicalissuesraisedbyWeber.AsIamfocusedonexegeticalstudies,ImustpassoverthenumerousstudiesthatareinspiredbyArendt,Strauss,andMacIntyre.ThisabsenceisperhapsmostunfortunateforStrauss,asmanystudiesinspiredbyhisanalysisofAristotlehavecontributedtoAristotlescholarship.E.g.Jaffa(1952),Salkever(1990),Nichols(1992),Benardete(2002),Burger(2008),Pangle(2013).
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NietzscheandAristotle
Their starting point is a perception that a crisis of modernity is itself a
philosophicalissue,shapingthetaskofpoliticalphilosophy.ForArendt,Strauss,and
MacIntyre, it is Friedrich Nietzschewho draws attention to a crisis inmodernity
throughthedoctrineofhistoricity:namely,thatthehumanbeingishistorical.Inthe
classical text for the discussion of this problem, The Uses and Disadvantages of
HistoryforLife,Nietzscheaddresseshowmeaningemergesfromtherelationofthe
human being to history.25This historical sense delivers a form and horizon to a
human life and is the condition for sustaining a meaningful life. What enables a
meaningfullifeisabalancebetweenthesenseofhistoricalawarenessandtheneed
torisebeyondit.26
Yet Nietzsche describes the modern situation as an excess of historical
awareness. The awareness of what seems true or has seemed true to other ages
overwhelmsthemodernhumanbeingwithconflictingworld-views.Hehasnoclear
criteria forassessingandchoosingbetweenthesedifferentviews.This inability to
chooseparalyzeshim,sothathecannotfindanymeaningorexistenceforhimself.
Consequently, he drifts toward a philosophical andmoral relativism.27Nietzsche’s
burninganxietyovermodernity, andhis characterizationofmodernityas a crisis,
stems fromhis sense that the unprecedented increase in historical awareness for
thehumanraceisdrawingthehumanraceintoanunprecedenteddecline.
25SeeSalkever(1990),157-58.26UDHL,I.62-63.27UDHL,I.64;IX.115-16.
18
Hencehistoryrepresentsapredicament,feltmorekeenlyinmodernitythan
in any previous age. 28 This predicament is certainly serious. Yet it is not
insurmountable.Theactivityofphilosophy,initsveryancientformofmetaphysics,
claimstoovercomethepredicament.Itassumesthat, inpursuingmetaphysics,the
humanbeingcanriseabovehishistoricalsituationtograsptimelesstruth.Butthe
activity relies upon the assumption that metaphysical truth transcends history.
Whatifmetaphysicaltruth,ratherthantranscendinghistory,isessentiallytiedtoit?
Whatifthehumanbeingisnotjusthistorical,butessentiallyhistorical?
Nietzsche intensifies the predicament by holding that the human being is
essentiallyhistorical.Herevolutionizesthewholeconceptionofphilosophy.Instead
ofbeingawaytoescapefromhistory,philosophyisboundtohistory.Theactivityof
philosophy only expresses one’s historical situation. Philosophical questions are
supersededbyhistoricalquestions,sothatthereisnoessentialdistinctionbetween
them.Thisistheprimarymeaningofhistoricism.29
SoforNietzsche,theenquiryintotheactivityofphilosophyisboundupwith
the study of the history or tradition of philosophy. As the newly recognized
importance of our historical situation shows we moderns are products of the
tradition,Nietzsche thinks that to understand ourselves,wemust understand the
tradition.Moreover,wemusthaveacriticalunderstandingofthetraditionthatfrees
usfromthe‘pieties’thatinhibitunderstanding.30Nietzschelookstoexposethetrue
28Fackenheim(1961),1.29Fackenheim(1961),61.30Zuckert(1996),17-18.
19
activityofphilosophy.Todothis,helooksbackthroughthehistoryofphilosophyto
itsoriginsinthepre-modernGreekworld.
Nietzsche’s preoccupation is with Plato’s portrayal of philosophy and the
wayoflifeassociatedwithit.Platomakesphilosophyintoanactivitythatevaluates
theworld,expressedbyhowherenderstheideaoftheGoodastherulingprinciple
of reality inhisRepublic. Philosophyposits values to rule reality, aswell as other
humanbeings.HencePlatopoliticizes philosophy.31However, Plato’s politicization
comesatthepriceofhonesty.WhilePlatoconceptualizedthemorallyperfectstate,
at the same time, he ‘considered it necessary that the first generation of his new
society(intheperfectstate)shouldbeeducatedwiththeaidofamightynecessary
lie.’ 32 Deception, then, underwrites Plato’s activity of philosophy. From his
interpretation of Plato, Nietzsche thought that philosophers do not discover
meaning. They legislate out of the will to power, wanting to impose their own
meaning onto the world. Political philosophy manifests this legislative act most
publicly.LikePlato inhisRepublic, it is anattempt to create theperfect state, the
attempt to impose one’s own values onto other people and whole societies.
Modernity exposes philosophy as a legislative act, laying bare its deception. But
when philosophy is exposed for what it is, it hastens the collapse of the whole
tradition. Sources of meaning that once persuaded whole societies are no longer
convincing. Rationalism appears deceptive, and anti-rationalism gains strength.
Nietzsche anticipated that once human beings became aware that they were the
onlysourceofmeaningintheworld,andthattraditionalphilosophywasdeceptive,31Zuckert(1996),17.32UDHLX.118.
20
theywouldseektoimposetheirownmeaningacrosstheworldthroughtheforceof
theirwill.Outofthiscrisisofphilosophywouldcomeacrisisofpolitics,leadingto
incessantbattlesbetweenopposingpowers.33
Arendt, Strauss, andMacIntyreareall hauntedbyNietzsche’s thinking.For
allthree,Nietzscheraisesthecentralityofthepredicamentofhistoryformodernity
anditschallengetotheactivityofphilosophy.AllthreeagreewithNietzschetothe
extent that to understand the activity of philosophy, we must gain a critical
understandingofthetraditionofphilosophy.Allthreeagreethattheexhaustionof
the traditionofphilosophyprovokesorexacerbatesapolitical crisis.All threeare
thenimpelledtoturntothetreatmentoftheactivityofphilosophyinpre-modern,
Greekthought.Thisraisesthestatusofactivityofpoliticalphilosophy.
Theso-called ‘Platonic’ ideaof theactivityofpoliticalphilosophydiscovers
whatthegoodisandattemptstolegislateitinpolitics.Thewayoflifeofphilosophy
istorulethecity.Inthispicture,‘politicalphilosophy’hasanairoffinalityaboutit.34
Societies will continue to be imperfect until rulers become philosophers or
philosophersbecomerulers.35Philosophyandpolitics, theoryandpractice, canbe
unified.Nietzschecanexposetherationalfoundationsofthisprojectindiscovering
what the good is as an illusion. It can be celebrated or deplored. But unless
Nietzsche’s ‘Platonic’conceptionofpoliticalphilosophyischallenged,philosophers
arelefttoachievetheunificationoftheoryandpracticethroughargument;orwhat
is more likely given the prominence Nietzsche places on historicism, through
33EcceHomo,WhyIamaDestiny,§1;Zuckert(1996),3.34C.fHadot(1995),124-25.35Republic473d.
21
historical events.36Is that understanding of political philosophy correct? Arendt,
Strauss,andMacIntyrealldisagree.37
Arendt, Strauss, and MacIntyre find resources in Aristotle to develop a
differentaccountofpoliticalphilosophy.Aristotle seeks toanswer thequestionof
political philosophy: what is the good?38In seeking an answer to this question,
Aristotle considers theways of life thatmight achieve the good.He discusses the
relationship between philosophy and politics as a contrast between two different
waysoflife.Aristotleweighsphilosophyasoneamongthreewaysoflifefromwhich
a free man may choose: the life of enjoyment, the political life; and finally, the
contemplative life, the philosophical life.39Since only the vulgar pursue the life of
pleasure, Aristotle reduces these three possibilities to two: the ‘practical’ life of
politics,andthe ‘theoretical’ lifeofthephilosopher.Inthatway,Aristotlebecomes
thefirsttocontrast‘theory’and‘practice.’40
But this leaves unaddressed the issue as to whether the life of political
activityorthelifeofphilosophicalactivityisthebetterlife.Aristotle’sanswerisby
no means straightforward. Aristotle definitively argues for the superiority of the
philosophicalcontemplativelife,becausetheessenceofmanistoriseabovehimself,
todivinizehimself.41Yetitisunclearhowthisismeanttorelatetothepoliticallife,
sinceinsomerespectspoliticallifeandpracticeremainsindispensable.42
36BartlettandCollins(1999),xii-xiii.37Allofthemdisagreewiththisview;notallofthemagreethatitisactuallyPlato’sview.38EN1094a23-25.39EN1095b14-19.40Lobkowicz(1967),4.41EN1177b27-1178a5,Hadot(1995),126-27.42Lobkowicz(1967),26;Hadot(1995),129.
22
As compared to the straightforward ‘Platonic’ account, Aristotle leaves a
seriesofquestions.What istherelationshipbetweentheoryandpractice?What is
therelationshipbetweenthephilosophicalwayoflifeandthepoliticalwayoflife?
What is the relationshipbetweenphilosophyandpolitics?Theseareallquestions
exploredbyArendt, Strauss, andMacIntyreas they interpretAristotle todiscover
whatpoliticalphilosophy is. In lightof thedemandsthecrisisofmodernityplaces
uponthem,theyseektodescribewhatthegoodis,andwhatpoliticalphilosophyis
asawayoflife,possiblythebestlife.
TheArgumentoftheDissertation
Inthefollowingthreechapters,IprovideanaccountofwhyArendt,Strauss,
andMacIntyreturntoAristotle,howtheyinterpretAristotle,andwhattheyfindin
Aristotlethathelpsthemjustifytheirconceptionofpoliticalphilosophyasawayof
life.AsallthreeareunitedbyasympathywithNietzsche’sdiagnosisofmodernity,
what they find in Aristotle cannot be separated fromwhat limitationsmodernity
imposesonhowtointerpretAristotle,andwhatmodernproblemsjustifywhythey
turn back to him. All three, therefore, develop a critique of modern political
philosophy,withthreethemes.Firstisaconcernaboutpoliticalirresponsibility.All
three draw attention to the extremist ideologies of 20th century, Nazism and
Stalinism,whichconfirmNietzsche’sprophecyaboutacrisisofpolitics.Secondisa
concern that modern political philosophy worsens political irresponsibility,
compromising liberal democracy. Third is a historical explanation of when and
wheremodernityhasgonewrong.Yetifallthreethinkersbelieveintheurgencyofa
23
recoveryofpoliticalphilosophy frompre-modernity, theydisagreeas towhat the
characterofthis‘recovery’canbe.
Inchapterone,IexaminethethoughtofHannahArendt.ForArendt,political
irresponsibility takes the formof totalitarianismand thewidespread support and
cooperation of philosophers with it. This led her to conclude that there was a
problemwith the traditional activity of philosophy inmodernity. Arendt sees the
tradition’s three strands,metaphysics, religiousbelief, andpoliticalphilosophy, as
havingcometoadecisiveend.Modernityhasutterlytransformedtherelationship
betweenphilosophy andpolitics, so that the possibilities for humanmeaning and
purposeoncedisclosed inpoliticsareobscured.Arendtasks thequestionofwhat
the ‘good’ is through the lens of ‘meaning.’ Because the tradition has come to a
decisive end, Arendt does not believe a recovery of the tradition’s insights on
politicalphilosophy ispossible. Instead, sheargues foraretrieval of the insightful
fragmentsleftoverfromthetradition.
Arendt’s retrieval takes her back to the fragments of Aristotle. Aristotle
demonstrates thevalueandmeaningfulnessofaction,and in turnpolitical life, for
disclosing human meaning. Yet Arendt sees a threat to political life from the
traditional validation of the life of metaphysical contemplation above the life of
action. It leads to thesupremacyofphilosophyoverpolitics.Aristotle’s thought is
culpable for promoting this supremacy, which prevents the full meaning of the
politicallifefrombeingseen.Nevertheless,Arendt’slastwordtoAristotleisnotan
accusation.Drawing fromAristotle’s insights, shedevelopsherownconceptionof
the importance of the activity of thinking, with its own meaningfulness, which
24
Arendtcontrastswithpoliticalactivityandprovidesthecharacterofheractivityof
politicalphilosophy.
InchaptertwoIexamineLeoStrauss.Straussidentifiesthecrisisofmodern
philosophyandpoliticsinthetheoreticalassumptionofradicalhistoricism.Radical
historicismmakesphilosophyimpossible;itparticularlymakesoneunabletojustify
the question of the good. Political irresponsibility takes the form of radical
historicists abandoning the capacity to distinguish between good regimes and
tyranny. It provokes a loss of confidence in liberal democracy and culminates in
someradicalhistoricistsendorsingtyranny.Straussrejectsradicalhistoricism,but
seesitasdevelopingthroughmodernphilosophy.Hisreadingofthetraditionleads
him to conclude that genuine philosophy is only possible if one recovers political
philosophy. To combat radical historicism, Strauss’s recovery takes the form of a
return to pre-modern, classical political philosophy. Classical political philosophy,
starting with Socrates and carrying on with Aristotle, first turns to political
phenomena.Itseesthisstudyasanecessaryfirststepfordisclosingthetruenature
ofreality.Aristotle isdistinctbecausehedevelopsthesystematicstudyofpolitics,
political science. Strauss wishes to show how Aristotle’s political science helps
disclose the whole of reality, how it relates to philosophy. But Aristotle is also
concernedwith the health of the city. Strauss tackles political irresponsibility by
providing a defence of the best regime through Aristotle. In Strauss’s argument,
Aristotle proposes a practically realizable best regime that in modernity,
correspondstoliberaldemocracy.
25
In chapter three, I treatAlasdairMacIntyre,whose complicated intellectual
trajectory requires a more biographical treatment. MacIntyre’s initial intellectual
formation as a Marxist meant he developed a critical eye not just on liberal
democracy, but on the roots of liberal democracy found in modern liberal
individualism. MacIntyre’s outlook was very much that of a political radical,
believingthattheonlywaytoovercomemodernliberalindividualismwasthrough
revolution. Yet while many Marxist revolutionaries were tempted by politically
irresponsible support for Stalinism,MacIntyre recognized Stalinismwas immoral;
however,hisMarxist intellectualformationcouldnottellhimwhyitwasimmoral.
Thus began MacIntyre’s journey through the ‘moral wilderness’ to justify why
Stalinism was immoral. Dissatisfied with modern liberal answers, MacIntyre
developsadiagnosisof thecrisisofmodernphilosophy inpartialagreementwith
Nietzsche’s critique of traditional philosophy. Modern philosophy did try to
legislate,MacIntyreholds, and it failed.ButMacIntyre contends that this isonlya
failureofthemoderntraditionofEnlightenmentphilosophy.Itispossibletorecover
Aristotle’s pre-modern tradition. MacIntyre’s recovery is a reconstruction of an
identifiable Aristotelian tradition in the face of modern philosophical problems.
Rather than Aristotle per se, it is this Aristotelian tradition that provides the
intellectual resources to overcome the crisis of modernity by reconstructing a
plausible account of what the good is. This account justifies why Stalinism and
liberalindividualismarewrong,andofferstherevolutionaryprojecttoachievethe
commongoodthatMarxismfailedtoprovideeffectively.
26
Arendt, Strauss, andMacIntyre are three distinct thinkersmanifesting real
differences in intellectual starting points, assumptions, and methods, which lead
themdownverydifferentroutes.Nevertheless,theirdecisiontopasstheirthought
throughAristotle leads them all to related philosophical projects,which raise the
complexityofthequestionofthegoodandexaminetheproblemoftherelationship
between philosophy and politics. In the conclusion I turn to what their projects
indicate about the character of Aristotelian political philosophy, one ‘existential
option’fornavigatingpostmodernity’suncertaincurrents.
27
I.HannahArendt’sDialoguewith
Aristotle
AConversationwiththeFragmentedTradition
Circumventing more usual philosophical approaches, Hannah Arendt
developsherownuniqueapproachtophenomenologythatisuniqueintermsofits
object of study, and unique in terms of itsmethod.1InTheHumanCondition, her
object of study is human activity, the facets of the vita activa. Philosophers, she
argues, have not properly addressed it.2In studying the vita activa, the three
activitiesthatconcernArendtarelabour,work,andaction.Arendtdescribeslabour
as the activity corresponding to the biological processes of the human body
necessary for survival. Arendt contrasts labour’s concern with the necessary,
natural aspects of human existence with work, which concerns the artificial,
unnatural world of things surrounding a human being. In Arendt’s specific
formulations, the basic human condition of labour is ‘life itself,’ while the basic
human condition of work is ‘worldliness.’3Arendt’s special concern, however, is
withconceptualizingwhat is ‘authenticallypolitical,’whichshe thinksneeds tobe
thoughtaboutinitsownterms.4
1Buckler(2011),6;Parekh(1981),66-75.2HC,12-21.3HC,7.4Kateb(2000),131.
28
Thatconcerntakeshertoexamineaction.InArendt’sphenomenology,action
has twofundamentalaspects thatdistinguish it fromlabourandwork.The first is
that it is the only activity that goes on directly between men.5The second is its
correspondencewith the human condition of plurality. Plurality is the underlying
conditionforallpoliticallife,withoutwhichpoliticallifeisimpossible,andthrough
which political life must be possible.6Action causes a particular individual to
becomepublicallymanifest toothers,or toappeartoothers. Inthatway,action is
the life of someone shown to others. Since this action implicates others, it also
concerns communication with others. This way of communicating with others
creates a common and shared space of appearances, in which a certain form of
communication is nourished and safeguarded. Action occurs in the public sphere,
thesphereofpolitics;andthewayoflifecorrespondingtoactionisthepoliticallife.
In this way, action is what is authentically political. Crucially, however, Arendt
wantstocommunicatetheimportanceandvalue—themeaning—ofpoliticalaction
forhuman life.7Arendt’s insight is thatpoliticalactiondiscloses the importanceof
freedom.Withoutfreedompoliticallifewouldbemeaningless.8
Moreover, Arendt’s thought is a response to the crisis of modernity. 9
Modernity has lost sight of themeaning of freedom in thepolitical realm. ‘To the
questionofpolitics, theproblemof freedom is crucial, andnopolitical theorycan
afford to remain unconcerned with the fact that this problem has led into ‘the
5HC,7.6HC,7.PluralityiscentraltoArendt’saccountofworldliness.SeeBenhabib(2003),50.7The‘essentialdimension’ofArendt’stheoryofpoliticalactionisthatofmeaning.SeeVilla(1995),10-11.8Kohn(2000),114-15,127;BPF,145.9SeeCanovan(1994).
29
obscurewoodwhereinphilosophyhaslostitsway.’10Modernity’scrisisisacrisisof
thepolitical,acrisisexperiencedastheerosionofthecommonhumanworldandof
theunderstandingoffreedom.
WhatisuniqueaboutthemethodofArendt’sphenomenologyisthat,totrace
thiserosion,sheturnsherattentiontothehistoricalinheritance.Hermethoddefies
straightforward explanation.11Amost difficult problem is relating her analysis of
thecrisisofmodernitytoheranalysisofpasthistory,sinceitappearseclecticand
arbitrary. Arendt describes past history and past philosophy in terms of ‘the
tradition.’Butsheassumesthatthecrisisofthepresenthumansituation,caughtup
in thepredicamentof the lossof thecommonworld, isdecisivelyand irreversibly
separatedfrompasthistoryandpastphilosophy.Forher,astraightforwardhistory
or history of ideas is impossible. The inability to draw in straightforward fashion
from the tradition problematizes our ability to understand our predicament.
Nevertheless, the fragments of the philosophical tradition persist, and any
understanding of the present human situationmust start by a conversationwith
thesefragments.
I examine Arendt’s critique ofmodernity, as well as what she retrieves in
Aristotletorespondtomodernity.Ifocusonhowsheconverseswiththefragments
ofthephilosophicaltraditionsoastounderstandthesituationofthehumanbeing
inmodernity.What interestsArendt is how this situation emerged.Consequently,
shelookstothethinkerswhocomeattheendofthetradition.Sheseesthetradition
asendinginthecriticalworkofNietzsche,Kierkegaard,andMarx.Theyregardthe10BPF,144.11Arendtisreticentindescribinghermethod.Buckler(2011),4-5.
30
tradition of philosophy as having reached a point of exhaustion, and attempt
thereupon to overturn the tradition. Through these three thinkers, Arendt shows
howthetraditionsofphilosophy,religion,andpoliticalphilosophyhaveeachcome
toanend.Despitetheirinsights,however,thesethreefailtoprovideanaccountfor
thepresenthumansituationbecause theymisdiagnosemodernity,andexacerbate
certaintrendsthatunderwritethepresentcrisis.
Arendt’s concern, I argue, is that a perverse conception of history kills the
common human world, driving civilisation toward the un-worldly attempts at
resolving contemporary problems. For Arendt, these attempts to resolve
contemporary problems culminate in the totalitarian movements of the 20th
century.Thedistortedconceptionofhistorydiminishesthe importanceofpolitics,
promotes prejudice against politics, and intensifies the catastrophe of the
contemporary human situation. Yet it also provides the opportunity to think in a
differentway.Arendtseesaneed toexamine theolder fragmentsof the tradition,
especiallythosecontainedinAristotle,touncoverthephilosophicalinsightsthatthe
prejudices of the present obscure, ultimately to articulate the importance of a
commonworldandthemeaningoffreedom.
I.Arendt’sApproachtotheHistoryofPhilosophy
BeforeexaminingArendt’streatmentofparticularfiguresinthetradition,it
is important to conceptualize her approach to the study of the past tradition of
philosophy. ForArendt, the fragmentsof thepast tradition arenot graspedby an
intellectualhistory,butaspartofourpoliticalhistory,discreetlyshapingthe lived
31
reality of the present. 12 Intellectual history is about thinkers addressing one
another. Ideasspeak inresponseto ideas,not topolitical,real-worldevents. Ideas
implicatepoliticaleventsonlyasarelationofcauseandeffect:ideasinfluenceand
shapepoliticalevents,ina‘pre-establishedharmony’betweenthoughtandaction.13
Arendt’spreference forpoliticalhistoryproblematizes thiscausalapproach
for understanding the relationshipbetweenpast ideas and contemporarypolitics.
Arendtdoesnot thinkonecandeclare thatacertain ideaor thinker ‘causes’or ‘is
responsible for’ a series of political events, either because it adheres to a
deterministicnarrativethatdenieshumanfreedom,14orbecausetheimplicationsof
the events are usually far beyond the most radical predictions or ideas of the
thinkers.15Nevertheless,thesearchfortheoriginsofaneventispermissibleandit
isherethathistoryshouldbecomprehensible.Thesearchfortheoriginsofanevent
isanattempt,aftertheeventhastakenplace,toidentifyitsdifferentelements.16To
comprehendpoliticalhistory,wemustidentifythe‘subterraneanstreams’inhistory
that have finally come to the surface in the contemporary moment.17It is here
wherethestudyoftheideasofpastthinkersisimportant.
Yettheactivityofthesepastthinkersmustbeunderstoodproperlyaswell.
ForArendt,philosophizing is inpartabout receiving ideas,but it especiallyarises
andtakesitbearingsoutoftheincidentsandeventsoflivingexperience.18Arendt’s
view is that events, more than ideas, change the world. Philosophy registers the12LOM,212-213;MDT,203;Benhabib(2003),88,94.13EIU,431.ArendtisthinkingofHegel.14BPF,26-27.15EIU,325;Benhabib(2003),71.16EIU,325.17Origins,ix.18BPF,14.
32
shock of the event.19History in turn is a ‘story,’ not of ideas but of ‘events.’20
Philosophyisaresponsetohistory,areflectiononthechanging,developingworld,
ratherthanareflectionproceedingwithoutreferencetotheworld.Thehighregard
Arendt has forNietzsche, Kierkegaard andMarx is due in part to their particular
conceptual innovations upon the tradition of philosophy, 21 but also to their
philosophy being at heart a recognition that their world was being invaded by
specificproblemsarisinginmodernhumanhistory.22
If philosophy is a response to events, then one can make sense of one of
Arendt’s most dramatic claims: that the political experience of totalitarian
domination is sounprecedented, it cannotbeunderstoodeitherby the traditional
conceptionsofpoliticalthoughtorphilosophy,anditsactionscannotbejudgedby
thetraditionalconceptionsofmoralphilosophyorlaw.23Consequently,thewisdom
ofthepast,thetradition, ‘dies’inourhandswhenwetrytoapplyittounderstand
theeventsofourtime.24Theactionsoftotalitarianismaresofarbeyondthedesign
ofanyphilosophicalidea,thattheyrenderthetraditionalcategoriesofthoughtand
moral judgement impotent.25Hence, thedefinite factofthecontemporarymoment
isthatthereiscompletebreakfromthetradition.26
In insisting that the tradition is broken, Arendt insists that contemporary
thinkersareunable tograsp inanyconsistentunitywhat the thinkersof thepast
19HC,273.20HC,252.21BPF,37-38.22BPF,27.23BPF,26.24EIU,309.25EIU,339-40.26EIU,309;BPF,26.
33
traditionunderstood.Therupturebetweenthepastandcontemporarymoment is
toogreat.Onecanonlypickupthesegmentsofthethoughtofthepast,withoutany
certaintyaswhattheoriginalintentionsbehindthesesegmentswere.Nevertheless,
the interesting feature of the contemporarymoment is that the fragments of the
thought of the past, separated from the intention of their creator, shape and
influencethecontemporarymoment.Arendtexpressesthisinterpretiveassumption
byreferencetoShakespeare:
Fullfathomfivethyfatherlies,Ofhisbonesarecoralmade,Thosearepearlsthatwerehiseyes.NothingofhimthatdothfadeButdothsufferasea-changeIntosomethingrichandstrange.(TheTempest,I.ii.)27
In thinking about the history of philosophy, Arendt’s task is to draw out the
fragments that still shape and guide the contemporary age. In that respect, the
fragments ofNietzsche,Kierkegaard, andMarx expose three exhausted aspects of
thetradition,guidingArendt’sunderstandingofthecrisisofmodernity.
II.Nietzsche,Kierkegaard,Marx:ThreePerspectiveson theEndof theTradition
In Arendt’s interpretation of Nietzsche, modernity is a world-historical
experienceofphilosophicalexhaustioncharacterizedbytheendofmetaphysicsand
degenerationinthehumancondition.Hegelistheimmediatepredecessoroftheend
of the tradition. Hegel claims that world history is a continuous philosophical
developmentatwhichthesystemicthoughtofHegelhimselfstandsattheend.28By
mergingtogetherall thedivergentstreamsofphilosophical thought intoaunified,27LOM,212;LSA,4-5.28BPF,27.Hegelseeshimselfastheculminationofphilosophicaldevelopment.LOM,96.
34
consistent development, Hegel designs a system with three features. First, his
system historicizes past philosophers, making them servants to the prevailing
historical forces their times.29Second, by declaring his own time as the one that
realizesphilosophicaltruth,notthepast,Hegelrepudiatestheauthorityofthepast
traditions of philosophy and the philosophers therein. They are to be read as
obsoleteandultimately incorrect.Third,Hegeltransformsphilosophyintohistory.
Thecriticalfeatureforunderstandingrealityisnotbygraspingeternal,unchanging
ideas, but by grasping the meaning of the time-process itself, the philosophy of
history. Philosophy of history replaces metaphysics as the primary activity of a
philosopher.30
Hegel, then, precipitates the collapse in authority of the past tradition of
philosophy asmetaphysics,whichNietzsche pithily calls ‘the death of God.’31This
signifiesahistorically transformativeevent: in itsaftermath, thequest foreternal,
unchanging ideas, metaphysical philosophy, is no longer persuasive.32With the
death of God, the religious and spiritual unity Christianity once provided has
vanished.33ThecontemporaryageisamomentwheretheinefficacyofChristianity
is catastrophically evident.34Arendt emphasizes the implications this has in the
moral realm,where the former standardsof valuehavebeen irrevocably lost and
29HC,294.30BPF,29,68.31LOM,7.Arendtisinterpretingthe‘deathofGod’throughMartinHeidegger’sannouncementoftheendofonto-theology.ForHeidegger’sinterpretationofNietzsche’sdeathofGod,seeHeidegger(1977).32Arendtthinksthequestfortheeternalunchangingideasismetaphysicalphilosophy.SeeHC,20;LOM,7-8.33Origins,208.34Origins,195;HA,313-14.
35
moralcommitmentslackclearjustification.35Thishistoricalsituationaffectsnearly
everymodernhumanbeing—allexperiencetherepercussionsofthedeathofGod.36
Thisexperienceofthecollapseofthemetaphysicaltraditiongivesshapetoa
unique sense of time inmodernity,which forArendt shapes the lived reality of a
thinking human being.37The human being is caught between two periods. He no
longerbelieves intheoldorderbuthasnosenseofdirectiontodiscoverthenew.
Foralongtime,thetraditionbridgedthisgapbetweenpastandfuture,concealingit.
Its exhaustion, despite Hegel’s efforts, has severed the continuity of time.38So in
modernity,withthebreakdownofthetradition,thegapbetweenpastandfutureis
notsimplyaproblemexperiencedbyphilosophers,butapoliticalproblem,areality
andperplexity foreveryone.39Arendt thinks therecannotbeareturn to the ‘good
old days,’ wherein one might attempt to retry the tradition, or an ‘arbitrary
promulgation’ofnewvalues to fill thegapbetweenpresentand future.40Sinceno
escapeispossible,Arendt’sintellectualconcernis‘howtomovewithinthisgap.’41
Living in the interval between past and future breaks up the apparent
continuumoftimeandcreatesthisstrugglebetweenpastandfuture.42Thisstruggle
transformshowthehumanbeingthinks.Arendtcontendsthatthinkingisboundto
this struggle,dispelling the image that thehumanbeing canescape toa ‘timeless,
35PP,104;Origins,299.36LOM,11.37BPF,12.38BPF,5,8.39BPF,13.40PP,104;BPF,14.41BPF,14.42LOM,204.ArendtdrawsfromHeidegger.C.f.BGE,§224.
36
spaceless, suprasensuous realm as a proper region of thought.’43The distinction
betweena sensuous realmof appearances and a suprasensuous realm ladenwith
meaning hereby dissolves. 44 Thinking, based out of the ‘now’ of the human
condition,isinescapablyhistorical.
For Arendt, the human being is a being conditioned by his history.45The
historical event of the ‘death of God’ conditions the human being to assume a
degenerate, unhealthy existence, metaphorically described as an animalized
existence.46ForNietzsche,thisanimalizedexistencetakestheformofthe‘lastman.’
The last man, effectively a bourgeois moral relativist, is only concerned with
physicalpleasures,anddoesnotlongforagreaterormorechallengingwayoflife.47
ForArendt,thedangerisviewingtheworldintermsofhistorical‘development’or
‘processes,’seeingthelawofhistoricaldevelopmentasanalogoustoDarwin’slawof
natural development.48The historian, as Hegel taught with the concept of ‘the
cunningofreason,’neednotpayattentiontotheaimsandawarenessoftheactors
to identify thewholehistorical trend.49In thatway, the actiondoesnothave any
meaningfulsenseuntilitisplacedwithinauniversalprocess,irrespectiveofwhich
43BPF,11.44LOM,10.45HC,9-10.46HC,322;c.f.BGE§62,203.47TSZPrologue5.48PP,75;EIU,378.Arendtnotesthatthenotionof‘process’and‘development’inhistoryareinheritedinpartfromCharlesDarwinandhistheoryofevolutionasthelawofnature.Arendt,however,otherthanbrieflyexaminingthesimilaritiesbetweentheDarwinianconceptionofhistoryandtheMarxistconceptionofhistory(Origins,463),hasnoexplicitdiscussionofDarwin’sinfluenceonmodernityandhisconceptionofhistory.Darwin’sinfluenceonthetheoreticaldevelopmentoftotalitarianism,moreover,islimited(Origins,159,171,330).TheprimarypoliticaleffectofDarwinismis,asnotedabove,inthegenealogyofmanfromanimallife(Origins,178-79).Arendt,however,regardstheconceptofhistoryasfullydevelopedinthethoughtofHegelandMarx.Consequently,IfocusmytreatmentonthesefiguresratherthanDarwin.49LOM,95-96.
37
account of universal process, whether it be scientific or historical. This historical
outlookultimatelyfailstoprovidemeaning,andonlyobscuresthemeaningthatis
possiblefromunderstandingtheparticularactionsofagentsintheworld.50
Failingto findmeaning inhistory, themodernhumanbeing looksforother
sources of meaning, which turn him away from others and toward himself, like
Nietzsche’s last man.51Arendt concludes that the modern human individual is
isolated: he has nomeaningful relationship to theworld, towhat lies outside the
self.Heisalsoisolatedfromotherhumanbeings,andthefeelingofbeingdeserted
ofallhumancompanionshipiswhatArendtcalls‘loneliness.’52Inthecontemporary
moment, loneliness has become an everyday experience in culture and society.53
When loneliness isaneverydayexperience, thehumanbeing takeson the formof
existenceknownas‘massman,’asmallcomponentof‘masssociety.’‘Massman’isa
human being marked by a ‘self-centred bitterness,’ ‘repeated again and again in
individual isolation.’ ‘Mass men’ have no common economic, social or political
interest with one another.54This self-centred isolation dissolves the significance
thatindividualdifferencesmighthavebetweenotherhumanbeings.
This utter isolation alters the way ‘mass man’ relates to himself. His self-
centredness weakens his instinct for self-preservation, as he neither believes the
search for meaning nor his particular life matters.55This has two consequences.
First, his thought drifts away from his particular sensible experiences toward
50BPF,89;HC,322-23;EIU,339.51HC,115,309;MDT,23.52Origins,474.53Origins,478.54Origins,315;EIU,356-57.55EIU,359.
38
generalizednon-sensibleconcepts.Itisaflightintoabstraction.Massmanisripeto
thinkhecanknoweverythingapriori.56Second,massmanisnolongerinterestedin
himself.Thedesireforself-preservationerodes,andisreplacedbyasenseoffeeling
expendable. What this exemplifies, for Arendt, is the un-worldy and even anti-
worldlycharacterofthemassman.Extendedacrossawholesociety,thefeelingof
being expendable becomes not just restricted to a few particular cases, but a
phenomenonstrikingwholesocietalstrata.57
Arendtdeparts fromNietzsche’sportrayalof themodernhumanbeingasa
self-centred, pleasure-seeking bourgeois relativist. Instead, she portrays a self-
hating, quasi-nihilistic being attracted by theoretical abstractions. In its origins,
massmanisnotonlyaproductofan intellectualculturebutalsoaproductof the
breakdownoftheclass-riddensocietyofthenation-state;massmovementsattract
boththevulgarandthecultured.58Massmanisespeciallyvulnerabletobesweptup
bythepoliticaleventssurroundingtotalitarianism.By focusingonthesignificance
oftheseevents,Arendt’scritiqueofmodernityadvancesinaverydifferentdirection
than that of Nietzsche. Nevertheless, what unites Nietzsche and Arendt is a
conviction that the shared cultural experience of philosophical and religious
exhaustion, the collapse of the authority of the old tradition, is not amoment to
celebrate. Instead, it is a crisis thathasemptied thehistorical cultureofmeaning,
turned the search for meaning inward, and conditioned the human being for a
diminishedformoflife.
56Totalitarianmovementsexploitthispresumption.EIU,356.57Origins,315-16.58Origins,316-17.
39
If Arendt were simply continuing her narrative of modernity from where
Nietzsche left off, she would be susceptible to the same criticism she makes of
Nietzsche: she would see the past history of philosophy as ‘one dialectically
developed whole,’ and therefore propose a universal Hegelian history.59To show
thatthenarrativeofmodernitycannotbereducedtoasingletheme,sheidentifies
the insights other thinkers make about the exhaustion of the tradition. To
emphasize this exhaustion in religious thought from a different angle than
Nietzsche,shedrawsattentiontoKierkegaard.WhileNietzscheinterprets‘thedeath
of God’ asmetaphysical exhaustion, it is Kierkegaard who actually addresses the
centralreligiousphenomenon,belief.InArendt’sinterpretation,theradicalcriticism
ofreligiousbelief,prevalentsincethe17thcenturywiththenaturalsciences,makes
it a characteristic of the modern age to doubt religious truth.60Yet believers,
equippedwith the concepts of traditional theology, especially the complementary
relationshipbetween faithand reason,hadamore thanadequate response to the
frequently vulgar criticism thrown by the natural sciences or materialism. 61
Kierkegaard,however,carriesthatattitudeofdoubtintoreligiousexperienceitself.
Heunderstandsreligiousexperienceasastrugglefromdoubttobelief,whereinthe
recognition of the rational absurdity of the human condition and one’s belief
constitutepartofthedecisiontobelieve.Hethereforereversesthecomplementarity
offaithandreason,settingthemagainstoneanother.62
59BPF,28.60BPF,94.61HC,319.62BPF,28-29.
40
For Arendt, Kierkegaard has two great effects. As with Nietzsche, an old
anthropological conceptualization is weakened. Kierkegaard challenges the
traditional concept of the human being as animal rationale with the concept of
doubting,struggling,sufferinghumanbeingsindividuatedbytheirlivedexperience
offaith.63Thesecondisatransformationofreligionitself.ImpelledbyKierkegaard’s
conclusions, the modern experience of religion becomes one of doubt. Genuinely
religious men are now preoccupied with doubt, which is what decisively
undermines faith.64The framework of doubt that Descartes once voiced—that
everythingmustbedoubted—hastriumphed,sothatnothoughtorexperiencecan
escape it.65The result of this triumph in the sphere of religious belief is that it
demonstratesdefinitely that the religious traditionhas collapsed.On the fringeof
society, modern religious believers are the simple-minded, like Dostoevsky’s
AlyoshaKaramazov,orMyshkin,‘theidiot.’66
Ifthefirstaspectoftheexhaustionofthetraditionistheendofmetaphysics,
andthesecondtheweakeningofreligiousbelief,thirdaspectistheendofpolitical
philosophy. It is Marx who achieves this in three ways: by ordering the highest
human activity as labour rather than reason, by altering the conception of
meaningful action in the public sphere away from rational discourse toward
violence, and by transforming the relationship between politics and philosophy,
revising the activity of political philosophy. Marx argues for an anti-traditional
anthropology. By declaring, ‘labour createsman,’ he challenges the religious idea
63BPF,34-35.64HC,319.65HC,275.66BPF,29.
41
that God creates man and insists that man’s humanity is the result of his own
activity. He opposes the conception that man’s capacity for reason makes him
different from animals. Labour, traditionally the lowest human activity,67replaces
reason, until then the highest attribute of humanity. The human being is not an
animalrationale,butananimallaborans.68
Arendt, forherpart, appreciates thatMarx challenges thedefinitionof the
essenceofhumanityascontemplationanddefineshumanityintermsofaction.Yet
Arendt disputes whether labour can constitute human meaning. Although Marx
glorifies labour, he also glorifies the future society free from labour, when the
productivity of labour becomes so great that labour itself withers away. Arendt
thinks that a simultaneous attempt to define humanity by labour and valuing
production,while at the same time idealizing a stateof freedom from labour, is a
tremendous inconsistency. It suggests an alternative between productive,
meaningfulslavery,andunproductive,meaningless freedom.69Labour, forMarx, is
no more than the biological life-process of keeping alive.70 Labour cannot be
separated from the other biological life-process, consumption, so that each life-
process constitutes the activityofanimal laborans. Since this is the essenceofhis
activity,heconcentratesprimarilyonthiskindofaction.
Arendt’sviewisthatthe leisuretimeofanimallaborans, therefore, isspent
not on higher activities, but in consumption, in attempting to satisfy newly
developingdesires. It reinforces the internalizedsearch formeaning.Happiness is
67HC,83-84.68BPF,21-22.69HC,104-105;BPF,24.Ultimately,modernityisaboutvictoryoftheanimallaborans.HC,320-25.70HC,98-99.
42
only possible when ‘life’s processes of exhaustion and regeneration, of pain and
release from pain, strike a perfect balance.’ 71 When the human being is
conceptualizedasanimallaborans,thesebiologicalprocesses,whatMarxcalledthe
‘metabolismofnature,’governhimexclusively.Theconsequenceisthatheiscutoff
from theworld, as his life is of concern to no one.72He exists in ‘mass culture,’ a
consumersociety.73Feelingasifone’slifeisofnoconcerntoothersdriveshiminto
loneliness.74Marx’santhropology, then,perpetuates thephenomenonof loneliness
thatisthemarkofcontemporaryhumanexperienceandhumansociety.
Marx’s political philosophy also declares that violence instigates political
change. For Marx, the meaning of history concerns the development of human
productivity,andpoliticalchangeisanimportantsignofthetransformativeforces
advancing human productivity. Marx sees the causes of political change as the
violence of wars and revolutions, illuminating the causes underlying the
developmentofhumanproductivityandinturnthecausesunderlyingthemeaning
ofhistoryasawhole.Violenceiscrucialtothemeaningofhistory.Totheextentthat
the meaning of history depends on free and conscious human action, therefore,
meaningful human action is violent action. This overturns the traditional exalted
placegiventorationalspeechasthemostmeaningfulconceptionofhumanaction
between persons. The inter-personal space, the political sphere, changes from a
placewhereoneactsmostmeaningfullythroughrationallypersuadingothers,toa
71HC,134.72Origins,475.Itistheconceptualizationofactivitythathomofaberaccomplishesthatfirstisolatestheactivityofonehumanbeingfromothers,inexcludingthepoliticalrealm.SeeHC,160-67.73HC,134.74Origins,475.
43
placewhereviolenceisthemostmeaningfulwayofrelatingtoothermen.Because
theexerciseofviolent coercion is thepreciseoppositeof rationalpersuasion,and
onlytakesplacewhererationalpersuasion fails,Marx isdevaluingthemeaningof
rational persuasion. Hence his view decisively undermines rational speech,
traditionally the most human way of relating to another person. Violence, not
rationalspeech,constitutesthepoliticalsphere.75
Having transformed the meaning of politics, Marx also transforms the
activity of political philosophy, changing ‘the attitude of the philosopher toward
politics.’76Marx interprets the history of philosophy as one where philosophers,
occupying a place distinct from the political world inhabited by human beings,
disputeabouthowtointerpretcorrectlythatpoliticalworld.Thisdebatelocatesthe
truth about theworldwithin a realmof ideas, separate from the commonhuman
world. UnderMarx’s interpretation, philosophy fromPlato toHegel is ‘not of this
world.’77Marx sets out to end this separation of philosophy from the world. He
famouslydeclaresthatthepointofphilosophyisnownottointerprettheworld,but
to change the world. Philosophy now becomes a project for the whole common
humanworldtorealize.Marxpredictsthatthephilosophicalgoalswillbecomethe
reality of the common human world. At that moment, philosophy itself will no
longerbenecessary,andwillbeabolished.
By merging philosophy with political life, Marx overtly challenges the
tradition, for the tradition has kept philosophy and politics as distinct spheres of
75BPF,21-23.76BPF,17.77BPF,23.
44
activity. But Arendt concludes that Marx’s thought on this matter is full of
inconsistencies. ‘When philosophy has been both realized and abolished,’ asks
Arendt, ‘whatkindofthoughtwillbe left?’78Intermsoftraditionalconcepts,Marx
asserts practice against theory. But this decision to abandon theory is itself
theoretical.79It importsMarx’smost systemic philosophy, the theory of dialectics,
into practice. Since one can only understand the activity of the politicalworld by
means of dialectics, political practice becomesmore theoretical than ever before.
Furthermore, Marx carries Hegel’s philosophy of history, with all its theoretical
baggage concerning the concept of history, into the understanding of political
practice.Consideringthelawsofhistoryisaprerequisitetounderstandingpolitical
action. Philosophy and politics are now functions of history.80The world is only
understoodthroughhistory.SoMarx,ratherthanmakingpoliticalactionsupreme,
has made history supreme. But history makes the political actors and their
particularactionsintheworldirrelevant.Theworld,ashumanactorsexperienceit,
is irrelevant. Nietzsche’s cry that theworld has been ‘abolished’81rings true, and
historyistheculprit.
III.TheTriumphofHistoryandtheLossofHumanMeaning
Arendt’s interpretations of Nietzsche, Kierkegaard, andMarx help coalesce
her disquiet aboutmodernity into several key themes. First, there is her concern
about cultural disintegration. The failure of Hegel’s project of philosophical
unificationpromptstheunravellingoftraditionalsourcesofmeaningbyerodingthe
78BPF,24.79BPF,17.80BPF,29.81BPF,30.
45
authorityofpastphilosophy.TheculturalcollapseofChristianityexposesnotonly
that religious belief is almost impossible in modernity, but also that the
metaphysicalsystempursuingeternaltruthisnolongerpersuasive.Second,thereis
aheightenedconsciousnessof thehistoricalcharacterofhumanexistence.Hegel’s
philosophyreplacesmetaphysicswiththephilosophyofhistory,seekingtouncover
meaning in time-processes rather than eternal truth. As meaning is drawn from
history,itisthememoryofthepastthatimposesaformandhorizononhumanlife
toprovidemeaning.InNietzsche’sview,Hegel’sfailuremeansthatthenarrativeof
thepastcannotprovideaspecificformandhorizon:oneiscaughtinthefluctuating
moment of the ‘now,’ compelled forward by no concrete intention, but
uncomfortablyawareofthevastnessofpasthistory.
These two themes yield a third: in the activity of thinking, there is a
dissolution of the distinction between sensory and suprasensory, between sense
perceptionandaworldbeyondthesenses.This isacorollaryof thedeathofGod.
The quest for the knowledge of the eternal, unchanging ideas found in the
suprasensory realm, which constitutes metaphysics, is no longer a persuasive
intellectualeffort.Consequently,Arendtseesthinkingasboundedtothathistorical
momentof the ‘now’ inwhich thehumanbeingexists. It is thehistorical thinking,
thinking about a memory of the past, which imposes a form and horizon on the
human life and ultimately provides meaning. This anticipates a fourth theme:
modernityismarkedinlargepartbyananxietyoverhowtoactmeaningfully.The
deathofGodremovestraditionaljustificationsformoralaction.Themodernhuman
being paces about, uncertain as to what is right, with a heightened historical
46
consciousness. The cultural ideals that form him threaten moral relativism. The
deathofGodalsounderminesbasicmetaphysical assumptions.Thedissolutionof
thesuprasensuousrealmwhere truthdwellsalsoabolishes thesensuousworldof
appearances,leavingoneuncertainastowhatisreal.Thespectreofnihilismhaunts
philosophy.
Next, there is the questioning of the ‘traditional hierarchy of human
qualities,’attemptingtofindanewinthefluxofmodernity,‘whatthespecifichuman
quality of man’ is.82An attack is directed against the traditional philosophical
conceptionofman.ForNietzsche, theattackagainstanunchanginghumannature
leadshim to characterize themodernhumanbeingas ‘the lastman’ and seek the
‘superman.’ For Kierkegaard, the attack is on animal rationale, by emphasizing a
doubting believer who struggles against his reason in order to have faith. Marx
revolts against theprimacyof the contemplative character ofanimalrationale, by
promoting the primacy of action as labour in conceptualizing animal laborans.
Arendtcriticizeseachoftheseapproaches.Nietzsche’s‘superman’willsforthesake
of life, but thishighly individualizedapproach to theproblem leavesunaddressed
thebreakdownof theworldbetweenhumanbeings.83Kierkegaardconceives faith
asachievedthroughdoubt.Butthisdefinesarealitylivedbyfaiththroughtheprism
of Cartesian doubt. Kierkegaard’s knight of faith remains trapped within the
Cartesian structuring of the world. His mind is the only possible grounding for
certainty, fully internalizing the search for meaning.84Marx, by idolizing labour,
82BPF,38.83PP,201.84HC,284.
47
idolizesa formofaction,which, insofarasoneacts,doesnot involveotherhuman
beings. As a result, the victory of the animal laborans as a conception of man
exacerbates the problem of loneliness that marks contemporary existence.
Consequently, humanity’s pursuit of meaning is marked by an internalized, self-
centred search for alternate sources, which increasingly takes on abstract forms.
Worldliness as a ground for human meaning is categorically obscured. In that
manner, the historical process becomes the only refuge for consolidating human
meaning.
Moreover,thedominationofhistoricalunderstandingshacklesthinkingtoa
series of abstract concepts. These concepts are drawn not from the reality
experiencedbyparticularhumanbeings,but fromone’s conceptionof the lawsof
history. Consequently, theoretical abstractions are more illuminating than the
particularrealityofhumanbeings.This informs ‘distorted’attemptstoexplainthe
‘historicityofman.’85Understandinghumanmeaningthroughhistory,asMarxdoes,
signifiesthattheaimsandawarenessofparticularhumanagentsarenotessential
for grasping theirwholemeaning.Action, in that view, is notmeaningful in itself.
Thinking, philosophizing, is understood through history. It is the triumph of
historicismoverthought,philosophy,politics,andtherealityoftheworld.
IV.HistoryagainstPolitics
Thetriumphofhistoricismattheendofthephilosophicaltraditionprovides
the subterranean current for Arendt’s more typically identified concern about
modernity, expressed in her insistence that the crisis of the modern world is
85EIU,320-21.
48
‘primarilypolitical.’86ItisacorecomponentofArendt’sthoughtthatthisinfluence
ofthetraditionunderwritesheraccountofthecrisisofthepolitical.Thetriumphof
historicism has profound repercussions for how one understands the political
sphereandhowpoliticalirresponsibilitybecomespossible.Politicalactiononlyhas
meaning as part of a historical process—and only certain kinds at that, such as
revolt and revolution.87For Arendt, this devaluation of action for the sake of
historicism turns history against politics.88Arendt thinks that this underwrites
muchoftheprejudiceagainstpoliticsthatmarksthecontemporaryage.
Arendt sees several forces in the contemporary world that try to rid the
world of politics, and the historical understanding motivates much of it.
Totalitarianismtriestoenslavehumanbeingstotheserviceof‘historicalprocesses,’
sacrificing freedom to a strict conceptualization of historical development.89The
concept of historical development interprets history as preordained to follow
certain fullyknowable laws. Inevitably,subsumingallhuman lifeunder these iron
laws,historykillsfreedom.90
Butthereactionagainsttotalitarianismcanalsomistreatpoliticsandfurther
political irresponsibility. In lightof theconcern that theworldwarswerebrought
aboutbystateantagonism,thereisthehopeofriddingtheworldofpoliticsthrough
world government, purging the world of individual, antagonistic states.91Yet the
centralprobleminthisviewofworldgovernmentisitsrelianceuponaconjectured86BPF,140.87PP,121.88PP,95.89PP,98,120.90Itremovesanyconceptorspaceforspontaneitythatcouldprovokeadifferentdirectionoroutcome.SeePP,126-27.91PP,97.
49
visionof a futureworld, anendofhistorywhere troubles assailinghumanitywill
havevanished.Itisthekindofthinkingtowhichmassmanisespeciallyvulnerable,
andArendtthinksitculminatesinanotherformoftotalitarianism.92
In modernity there is an imperative to think about politics, but thinking
incorrectlyaboutpoliticsexacerbatespoliticalirresponsibility.Someconcludefrom
theexperienceoftotalitarianstatesthatpoliticsiscontrarytofreedom.Theirview
would be that to preserve freedom, politics must be separated from freedom.93
Another is that the state’sacquisitionof suchdestructive technologiesmeans that
politics isagreatdangertohumanlife,not just forsocietiesbut forthecontinued
existence of the whole human race.94In light of modern events, politics seems
incompatible with freedom and with the existence of life. This poses a drastic
question: Does politics still have any meaning at all? If so, can it transform the
meaninglessnessofthecontemporaryageintomeaning?
ForArendt,answeringthisquestioninmodernity isthesummitof thought,
tobeattemptedinspiteofallthechallenges.Butitisnotanascenttobeattempted
withdespairoverthemoderncondition.Therearealsohopefulopportunitiesthat
spuroneupwards,brought in largepartbytheendof thetradition.95There is the
opportunitytothinkfreefromtheconstraintsofthemetaphysicaltradition.There
alsoistheopportunitytodissolvethedistinctionbetweenprofessionalthinkersand
themany.Everysanepersonmustbeable to think,and identifywhat isrightand
92PP,97,176.93BPF,148.94PP,108-09.95LOM,12-13.
50
wrong.Thinkingcannotbelefttospecialists,andArendtcanthereforehelpinitiate
theclimbthatothersmayalsojoin.
Arendt believes that politics does have meaning, and that it can help
overcomesomeofthemeaninglessnessinmodernity.Itcanchallengethedegrading
anthropology of the mass man. It can provide the human being meaning and
directionwithouttheexpiredauthorityofthemetaphysicaltradition.Itcancounter
thesupremacyofhistoricalprocessesbyprovidingaspaceandmeaningforhuman
freedom. It can rebuild the lost sense ofworldliness. And it can also provide the
groundwork for a newway to think about the activity of philosophy, and how it
ultimatelyrelatestopolitics.
But to do all this, Arendt must rethink the meaning of politics. This
rethinking, having started with the last act of the tradition in 19th century
philosophy, moves back to the first act in ancient Greece and considers the
fragments of Aristotle. Arendt finds in Aristotle the insights that situates her
understandingofthemeaningofpolitics.
AristotleandPoliticalAction
I.Arendt’sApproachtoReadingAristotle
Arendt’s enquiry into the contentofpolitics looksback, very selectively, to
the ancients. It is not an arbitrary beginning. In Arendt’s phenomenology, to
understandpolitics,onefirstmustunderstandthatthepronouncementoftheword
‘politics’evokes theexperienceand inheritanceof itsetymological root, theGreek
term polis.This linguistic inheritance, echoing the experience of those who lived
51
within the historical polis, also includes the philosophical and political meanings
imparted to the term.96It necessarily includes the original connotation, aswell as
whatotherwritersorpoetsinthepasthavespokenonthethemeofthepolis,andby
consequenceshapedtheunderstandingof ‘politics.’97Moreover,theexperiencesof
thepeoplesofthepast,theGreeksandRomans,areworthgivingspecialattention
to, on account of how highly they think of the political realm. 98 Arendt’s
phenomenology concludes that the tradition is the primary source for helping
discoverthemeaningof‘politics.’
But the stumbling block to understanding the phenomenon evoked by the
word‘politics’isthatitsauthenticallyinheritedmeaninghasalsobeendistortedby
the philosophical tradition, initiated by Plato. The phenomenon cannot be seen
properly.The task, therefore,working fromthesamesourceof the tradition, is to
identifythedistortionofmeaning,whilealsoidentifyingtheauthenticallyinherited
meaning.Arendt’s studyof theoriginsof the tradition seeks tobalance these two
divergenttasks.Keytothesuccessofthisbalancingact isherreadingofAristotle,
for within his work she identifies the authentic meaning of politics and its
distortions.
In claiming that Arendt interprets Aristotle in these contradistinctive
manners, I am taking two interpretive stances. First, I recognize that Arendt’s
multifacetedconversationwith theGreeks isnotreducible toastrict treatmentof
thefiguresofthephilosophicaltradition.Iamconcentratingonhertreatmentofone
96BPF,153.97HC,64,183.98BPF,153.
52
figure from the origins of the philosophical tradition in Greece. I do not take the
viewthatArendtreadstheGreekphilosophicaltraditionascriticizingGreekpolitics
withonevoice,andsimply inverts thereading tocriticize theGreekphilosophical
traditionfromthestandpointofGreekpolitics.99Arendtthinksthatthetraditionis
much more complicated than a single narrative of the Plato’s and Aristotle’s
philosophy distorting politics. Instead, Arendt is in search of the fragments,
scatteredthroughoutthetotalityofthehistoricalpast,whichdiscloseanauthentic
meaningofpolitics.Arendtdoesthinkthatreflectionsonpolitics,politicalthought,
precede the philosophical tradition. 100 She can then search for the authentic
meaningofpolitics inwritersthatprecedethephilosophicaltradition, likeHomer,
Herodotus and Thucydides, and in Greek tragedians.101 But to find the authentic
meaning of politics, she also relies heavily on Aristotle. This is because Aristotle
offersthefirstsystematicreflectionuponthephenomenonofpolitics.Aristotlecan
bebothaparticipantinthephilosophicaldistortionofpoliticsaswellasasourceof
disclosureduetothedistinctapproachesAristotlehasinthinkingaboutpolitics.102
It isnecessary,then,totakeasecondinterpretivestanceonhowtoresolve
what those distinct approaches of Aristotle are, and how they then map onto
Arendt’s critique of the tradition. FollowingMichaelMcCarthy, I hold that Arendt
finds in Aristotle two approaches to political thought: the ‘descriptive’ and the
‘revisionary.’ The descriptive approach draws from existing political practice,99SeeEuben(2000),151.100PP,81.101ForanaccountofArendt’sHellenismbasedonherappropriationofdramatictragedy,seeEuben(2000).102ThisdualcharactertoArendt’sreadingofAristotleiswhyitisincorrecttoplaceheroutrightwithinanAristoteliantradition(Habermas(1987),48),ordenyoutrightsheisAristotelian(Beiner(2014),5).
53
honouring the language, customs and opinions of the political community under
investigation.Therevisionaryapproach, incontrast, ismorenormative,seekingto
reverseoropposeexistingpoliticalpracticeswithnew,loftierstandards.Itisinsofar
asAristotleisarevisionarythinker,orientinghiscriticalthoughtwiththehelpofthe
Platonic categories disparaging politics, that he distorts the authenticmeaning of
politics.103It is insofar as Aristotle is a descriptive thinker, orienting his political
thoughtfromextantGreekpoliticallife,thatheisabletohelpdisclosetheauthentic
meaningofpolitics.ForArendt,AristotlerecordsthehistoricalexperienceofGreek
life:
AristotlewasprovidingnotsomuchhispersonalopinionashewasreflectingaviewsharedwithallotherGreeksof theperiod,even if thatviewusuallywentunarticulated.ThuspoliticsintheAristoteliansenseisnotself-evidentand most certainly is not found everywhere men live in community. Itexisted, as the Greeks saw it, only in Greece—and even there for only arelativelyshortperiodoftime.104
Consequently,Aristotle’swritingsarearemarkabletransmissionofpoliticalinsights
fromtheGreekworld.Theyprovidetheopportunitytodisclosemorefullytherare
and often unnoticed experience of political action, as it uniquely developed in
Greece,andthereforeguidethesearchforthecontentandmeaningofpoliticallife
forthehumancondition.
II.AristotleandthePriorityofActivity
If Arendt’s distinction between work and labour owes itself to Indo-
European etymology, then thedistinctionbetweenwork and actionowes itself to
103McCarthy(2012),134.104PP,116;HC,24.
54
Aristotle.105Arendtseesworkasakintomakingorfabrication,andrelatesitdirectly
to the Greek verb ponein and the noun poiēsis. The act of poiēsis, of making an
artificialobject in theworld,hasadefinitivebeginning, in themindof themaker;
andadefinitiveend,whenthemakerfinishestheobject.Itisinstrumental,‘entirely
determined by the categories of means and ends.’106Arendt is in search of a
differentkindofact:praxis,whichshethinkscannotbecapturedbythecategories
ofmeansandends.
One influential reading of Arendt sees as her highly critical of Aristotle’s
articulation of praxis. While she borrows the poiēsis-praxis distinction, she sees
praxisasalreadyladenwiththecategoriesofmeansandends.Thisreadingargues
that Arendt believes Aristotle excessively emphasizes the goal-oriented or end-
orientedcharacterofpraxis.Theteleologicalframeworkinvokedatthestartofthe
NicomacheanEthics, that every action and choice ‘is held to aimat somegood,’107
means thatallactivitymustbesubsumedunderagoalor functionexternal to the
activity. Praxis, on its part, must have as an end another good beyond its own
activity.Thisgoodisultimatelythemorallygoodlife,andsothemorallygoodlifeis
theproperfunction(ergon)forman.Thevirtuesatworkinpraxis,asgoodhabitsor
traits (hexeis) help actualize that good and constitute the morally good life. This
morally good life is the good that all action and choice aimat, and is the ‘highest
good’ofman.108Inpolitics,itisrealizedasthefinalgoodofthestate.109Inthisway,
105HC,48n,195.106HC,143.SeeEN1139b1-5.107EN,1094a1.108Villa(1995),45.109Villa(1995),46.
55
Aristotle’steleologicalunderstandingofpraxismakesactionameanstoamoralistic
goalorend.110Thiswouldsubjectpraxis toapredetermined,definiteend,defined
bythegoodofthestate,andtherebyobliterateitsdistinctiveness.
The implication is that forArendt, the introductionof thenotionof ‘end’ is
itself problematic, because it instrumentalizes all acts under the static end of the
morally good life. But this is not exact. Arendt in fact sidesteps this reading of
Aristotleentirely.Asweshall see, sheassociates thiskindofreadingwithvarious
distortions within the tradition, reaching their philosophical zenith in medieval
scholasticphilosophy.ToappreciatethesubtletyofArendt’streatmentofAristotle,
onemustdrawuponthepassagessheemphasizesaboutthe‘end’ofaction.There,
Arendtsupportsaconceptionof‘end,’notasanexternal,staticandpredetermined
end but a fluid and undetermined end, intrinsic to the action. Moreover, Arendt
supportsaconceptionof‘goodlife,’notasafixedmoralpotentialbutunderstoodas
the most meaningful life for the human being. This conception underwrites how
Arendtwantsustothinkofthecontentandmeaningfulnessofactionandpolitical
life.
ThedecisivecluetohowArendt,inherinterpretationofAristotle,sidesteps
the conception of ‘good life’ as a predetermined ‘morally good life,’ is her
conceptualizationof‘virtue.’Arendtappropriatestheterm,butemphasizesitinits
originalGreekderivation,aretē.111Inthatlight,shesuppressesaninterpretationof
virtueasahexisoracharactertrait,andemphasizesvirtueasanactivity,performed
inpublic, bywhichonedistinguishes one’s self fromanother. Forher,aretēmust110Villa(1995),42-52.111HC,207.
56
first be understood in its primordial meaning of excellence. The contrast is then
betweensomeonedoingexcellentactsandsomeonedoingmorallygoodacts.The
essentialcharacteroftheact isdifferent.Arendtseestheparadigmaticexampleof
thisdoerofgoodworksasJesusofNazareth. JesusofNazarethdoesnotteachthe
activity of excellence but the activity of goodness, and the essential character of
goodness is that to be good, one be neither seen nor heard.112The activity of
Christian moral goodness emphasizes that the agent must preserve his
anonymity.113The activity of virtue, however, as Arendt understands it, is the
opposite, a deliberate individuation of one person from another. Arendt adopts a
differentarticulationofthe‘good’andthegoodlifefromthemorallygoodlife.
Arendt finds in Aristotle’spraxis a legitimateway of thinking about ‘ends,’
whichdoesnotsuccumbtoinstrumentalization.ForArendt,thecrucialpointabout
action, imported directly from Aristotle, is that the end is the act itself.114The
meaningandpurposeof theact is inseparable from theact.Consequently,Arendt
thinks the fullmeaningfulness of action is realized in the performance of the act
itself. 115 But to understand this conception of meaningful action requires
clarification of what Arendt supports when she approvingly cites Aristotle’s
conceptionoftheendofaction.Thisapproval,sinceitconceivesofpurposivenessas
intrinsic to the action, and permits the concept of end to describe the content of
action, might seem to concede too much to the categories of means and ends
thinkingthatArendtissupposedtobeavoiding.Arendt’sfurthercommentsonthat
112HC,74-75.ArendtreferstoMatthew6:2-4.113HC,180;LSA,18,95.114EN1140b6;1094a1-5.115HC,206.
57
subjectmight take her away from this approving citation of Aristotle on ends. At
times, Arendt does seem to say that any reflection on the purpose of action is
misguided,constitutingactionatonepointinTheHumanConditionas‘spontaneity
and practical purposelessness.’116 In that kind of phrase, Arendt seems to be
rejecting any role for ends. But this exposesArendt to a theoretically substantive
charge,deliveredbyHabermas,whichaccusesArendt’stheoryofpoliticalactionof
excludingpurposiveorgoal-directedactivityfrompolitics,providinganimplausibly
narrowconceptionofpolitics.117CanArendt’spositiononendsbeclarified?
Arendtdeniesthatonemustcategoricallyexcludeanyformofgoal-directed
activity. She explicitly declares that goals, like motives or aims, factor ‘in every
singleact.’Thedifference forArendt is thatgoalsarenot ‘determining factors’ for
action. 118 Arendt is not excluding or dismissing purposive activity from her
conception of politics.119In that respect, Habermas’s charge does not reflect a
rigorousgraspofArendt’sthought.Arendt’sownstrongerremarksconcerningthe
‘purposelessness’ of action can be interpreted in this context, as a rejection of a
predeterminedendforaction.
However, theconceptof ‘end’herehastobeexplained. Insteadofrejecting
theconceptofteleologyoutright,Arendtisrejectingtheconceptionofteleologythat
arrangesorconceptualizesfixedendsthatareexternaltoanddeterminativeofthe
action. In her view, it is this kind of teleology that is corrupt. But for Arendt,
116HC,177.117Habermas(1977).InHabermas’sview,strategic‘social’actionandinstrumental‘asocial’actionareexcludedfromArendt’saccount.118BPF,150.119Cane(2015),62.
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Aristotle’s etymology does not point in the same direction. In Aristotle, theword
usedforteleologicalendisatermofhisowninvention,entelecheia.Itisacomposite
of three words: echein, to have; telos, end; and the prefix en, in. Attentive to the
etymological meaning, entelecheia signifies echei to telos en: to have an end in
[itself]. As a result, Arendt thinks that Aristotle’s concept of actuality (energeia)
designates activities that achieve entelecheia. They have an end in themselves,
therebyexhaustingtheirfullmeaningintheperformanceitself.120
Thisnotionof ‘performance’ relates toArendt’s repeated themethataction
should be understood as ‘virtuosity.’ Although Arendt relates this term to
Machiavelli’svirtùasthebestexampleofwhatkindofactionsheisdescribing,she
doesnotmeanitasarejectionoftheancientAristoteliantradition.121Sheholdsthat
the appropriatemetaphors for understanding action as virtù are drawn from the
Greeks: flute-playing, dancing, healing, and seafaring.122These are the metaphors
that Aristotle uses to describe the concept of energeia, as they are activities that
realizetheirendintheactivityitself.123WhileArendtmayappreciateMachiavellifor
describingactionasvirtù,therebygivingactionitsproperpoliticalcontext,shefinds
120HC,206n.ArendtcitesMetaphysics1050a23-24.ArendtdrawsherunderstandingofenergeiafromHeidegger.Benhabib(2003),114-15.121C.f.Villa(1995),45.Hesaysthe‘self-containednessofactiondoesnotrefertosomedeterminingtelos(e.g.virtue,thegoodforman),rather,itisexpressedsolelyintermsofthevirtuosityofperformance.’Butthedichotomyisunnecessary.Itispossibletoaffirmthatvirtue,aretē,isrealizedintermsvirtuosityofperformance.WhileVillarecognizesthepotentialcompatibilityinAristotle,hesaysthatAristotlecanneveraffirmthequalityofperformancealoneasacriterionforeupraxis,alwaysemphasizingthe‘unityofperformanceandvirtue,ofgoodactionandcharacter(hexis)’(45).YetifIamcorrect,Arendtalsowantstouniteperformancewithvirtue(understoodasaretē).Whatsheleavesoutisananalysisofhexis.ButVilla’sefforttocontrastperformanceasfreedomagainstthegood,virtuousactiondistortsArendt’sappropriationofgoodas‘meaningful’forthesakeofVilla’sagonistic,Nietzscheanreading(Benhabib(2003),197-98).Performingfreeactionsrealizesthegood,mostmeaningfullife.122BPF,151-52.123HC,206n.
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thatthecontentandmeaningofthisactionisinitsfoundationsapproachedthrough
Aristotle. Action can in this way have an end. This preserves its meaningfulness.
Arendt thinks there is an important semantic distinction between two different
waysofdescribingteleology,‘inorderto’and‘forthesakeof.’‘Inorderto’concerns
the ideal of utility, implicating the categories of means and ends. It is the
instrumental conception of teleology that Arendt criticizes. But ‘for the sake of’
concerns the expressive ideal of meaningfulness.124It is in that latter sense that
Arendt thinks the concept of ‘end,’ evenwith its teleological implications, has an
importantplaceintheunderstandingofactioninpolitics.
As an ideal of meaningfulness, it is now possible to speak of the proper
function of man (ergon), but not as a fixed, determined, and limiting function as
sketchedearlier.Themeaningfulpossibilitiesrealizedforthehumanbeinginaction
areonlydisclosedinpolitics.Politics,forArendt’sAristotle,isergontouanthrōpou,
‘the work of man qua man.’125Arendt thinks that this observation underlies the
importance of political activity for human being, and why it is worth examining
what is unique about political activity. As Arendt interprets the phrase, ergon is
suggesting some unique activity. Although there is an etymological relation with
ergon toergazesthai,whichArendtassociateswith thephenomenological senseof
‘work’ as a categoryof thevitaactiva,126Arendt thinks themeaningofergonhere
should not be mistaken with that sense of ‘work.’ Instead, Arendt thinks that
Aristotleisreferringtoaparticularkindofergon.Inherview,ergon isatermthat
124HC,154.125HC,206-207.ArendtcitesEN1097b22.126HC,80.
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doesnotdistinguishbetween‘works’and‘deeds,’butordersthemtogether,sothat
ergon signifies the works and deeds that are ‘durable enough to last and great
enoughtoberemembered.’127Whatisatstakeisauniqueactivityprovidingasense
ofaction.
Thisactioncharacterizesthemeaningfulnessofpoliticallife,andtherebythe
meaningfulnessforhumanlife.Ergonismeaningfulifitenablesonetolivewell(eu
zēn). Living well is then what ergon is ‘for the sake of.’ It stands outside the
categoriesofmeansandendsthatArendtavoidsbecauselivingwellexistsinsheer
actuality (energeia), expressed as an end in itself, an entelecheia. What about
Arendt’s earlier insistence on the activity of the virtues: even understood as
excellences,could theynotbedescribedasmeans,mere instruments, toachieving
‘’thework ofmanquaman’? In fact, Arendt’s abstention fromdescribing themas
traitsorqualities, for thesakeofdescribing themasactivities,helpspreserveher
orderingofactionhere.Thearetai,asactivities,areperformedfortheirownsake,
and so are themselves actualities. Arendt writes, ‘the means to achieve the end
wouldalreadybetheend;andthis‘end,’conversely,cannotbeconsideredameans
insomeother respect,because there isnothinghigher toattain than theactuality
itself.’128Theproperworksanddeedsofmenareendsinthemselves.
III.PoliticsasaWayofLife
Arendtdoesnotsimplyemphasizethevalueofanalternativewayoflife,the
lifeofaction,bywhichonemightlive,whileatthesametimewithholdingreflection
onthiswayoflifeasbeingmorevaluablethanothers.AlthoughArendtiscarefulnot127HC,19n.128HC,207.
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tosuggestthatthereisafixedendandpurposetohumanlifededucedbyreflection
on human nature, she does think that action in the public realm has a uniquely
meaningful connectionwith aspects of the human condition. As such, there is an
inherent dignity in action that can lead to amoremeaningful,more complete life
thanotherpossibilities.
Arendt’scritiqueofmodernity is,asshownearlier,anextendedmeditation
ontheinsufficiencyofalifeinvolvinglabouralone,andhowashrunkenviewofthe
possibilitiesinherentinthehumanconditioncaststhehumanbeingintotheabyss
ofnihilism. Inparticular,sherepeatsthattheproblemwiththe lifeof labouring is
that there is no publicworld inwhich the human being can livemeaningfully.129
Cognizantofthatabsenceinmodernity,Arendtistryingtoarticulatethewayoflife
that includes the public world. It is a life worth aiming at, a ‘good’ life, a life
intrinsicallydifferentfromotherpossibilities.130
In Arendt’s conversation with the tradition, her treatment of eudaimonia
providesanimportantclueinhersearchforawayoflifeworthaimingat.Although
themeaningofthisterminvokesavenerablephilosophicaldisputationconcerning
theaimofahumanlife,whichextendsthroughoutthehistoryofphilosophy,Arendt
emphasizes its original Greek meaning against its later medieval meaning. In its
medievalmeaning,eudaimoniacorrespondswiththeCatholictheologicaldefinition
ofthetotalhappinessorbeatificstatebefittingwhat thehumanis,whichistosay
129HC,208.Arendt’sparticularconcernsaretheatrophyingofa‘spaceofappearances,’aswellthecommonsensethatfitstheselfintoreality.130SeeBeiner(2014),4,14,16.
62
onewhose nature is to be created in the image and likeness of God.131But in its
original Greek meaning, eudaimonia is a lasting yet distinct state of being of an
individualvisibleonlytootherhumanbeings.Arendtdescribesitastheessenceof
whosomebodyis:bestunderstoodwhentheydieandleavenothingbehindbuttheir
story, which gains them immortality.132Arendt’s exposition on the meaning of
eudaimoniaallowsher,byimplication,toaffirmonewho‘consciouslyaimsatbeing
essential,’ as long as one understands ‘essential’ in its original Greek sense.133
Arendtconcludesthatforonetoaimateudaimoniaisforonetoaimtorealizeone’s
essence, particularized for the human individual and not universalized for the
pursuit of a fictitious natural end. Like Aristotle, Arendt seeks what enables an
individualhumanbeingtolivewellandactwell.134Thequestiontobearinmindis
whereArendtdistinguishesherself fromAristotle inwhat is themoremeaningful
life.
ForArendt,tounderstandwhatthepublicrealmisfirstrequirescontrasting
ittowhatit isnot,theprivaterealm.IntheGreekciviccommunity,thecontrastis
bestexpressedasthedividebetweenthepoliticalrealmandthehouseholdrealm.
The household is the realm where people live together for the sake of their
biological life, satiating their wants and needs.135Consequently, it contains the
activityoflabour.Inthisrealm,ruleoverothers,whichincludesservantsandslaves,
131HC,192;PP,95-96.132HC,193;183-84;MDT,104-5.FortheimportanceofstorytellinginArendt’sthinking,seeDisch(1994);Benhabib(2003),91-95.Forthediscussionofimmortalityandmeaning,seeHC,55-57.133HC,193.134EN,1095a20.135HC,30.
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ispermissible, sostrict inequality isalsopermissible.136Theoverarchingprinciple
directing this sphere is necessity. For the human being, who undeniably has
biological wants and needs drawn from the world, it is crucial that necessity be
given its due. Necessity underwrites eudaimonia. 137 Total independence from
necessity,totalindependencefromtheexternalworld,isimpossibleifonewantsto
lead a meaningful, fulfilling life. Siding with Aristotle, Arendt thinks that having
some basic external goods is a requirement for eudaimonia; one cannot achieve
eudaimoniaifoneisill,ortoopoortoeat.138
Thissphereofnecessitycontrastsdirectlywiththepoliticalrealm,wherethe
principle is freedom.This contrast,Arendt suggests, isnotabout twoequally self-
sustaining spheres of existence, but is about one sphere being recognized as
inadequate.Recognizingthisinadequacy,oneseeksoutamorecompletewayoflife
in the world. A life governed by necessity is for the Greeks a pre-political
phenomenon, an incomplete life. 139 The result of mastering necessity in the
householdrealmisthatitpermitsonetobeindependentfromnecessity.Fromthis
newposition,onecanfollowAristotleandrecognizetheincompletecharacterofthe
household realm, and choose, in freedom, a way of life that better realizes
eudaimonia. 140 The emphasis is on freedom: Arendt describes how Aristotle’s
NicomacheanEthics draws attention to three freely chosen ‘ways of life’ that are
concernedwiththings‘neithernecessarynormerelyuseful’:thethreepossiblelives
136HC,32.137HC,31.138HC,31.SeeEN,1099a30-b8;Politics1253b25.C.f.Beiner(2014),16:hepassesoverthisaspectofArendt’sreadingofAristotle.139HC,31.140HC,31.
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thatmightrealizeeudaimonia.141Theyarethelifeofenjoyingbodilypleasures,the
lifedevotedtomattersof thepolis, inwhich ‘excellenceproducesbeautifuldeeds,’
and the life of the philosopher devoted to the contemplation of things eternal.142
Setting aside the life of the philosopher for now, Aristotle holds that the life of
enjoymentfailstoattaineudaimonia.Yetthepoliticallifedoes.IntheNicomachean
Ethics,Aristotledescribesat length thecontentandvalueof thepolitical life.This
discussion fascinatesArendt, and she pursueswhat preciselymakesbiospolitikos
morevaluable.
AristotlepromptsArendttoconceptualizewhatactionis,andtheimportance
of action for realizing the meaningfulness of political life. But Arendt also
conceptualizesactionasthehighestrealizationoffreedom.Inherview,freedomis
inherent in action; men are free as long as they act.143The kind of freedom that
Arendtisseekingtodescribeisthefreedomthatrequiresacommonpublicspaceto
meet and connect with other human beings.144The freedom of the public realm,
public freedom, is interconnected with politics and makes political actions
meaningful. Arendt argues that public freedom is the raisond’être of politics, and
that the fieldofexperienceof freedomisaction.145Thepoliticalrealm, then, is the
realmwhere freedom is experienced.However,Arendt’s insistenceon freedomas
the raison d’être of politics appears distinctly modern and un-Aristotelian.146On
someinterpretationsofAristotle,freedomhasnoindependentprideofplaceinhis141HC,12-13.AsArendtnotes,Aristotlerejectswaysoflifethatare‘undertakenundercompulsion,’suchasthelifeofthemoney-maker.EN1096a5.142HC,13.143BPF,151.144BPF,147.145BPF,145.146Villa(1995),44.
65
framework, as freedom is apparently ‘subsumed by the moral purposes of the
state.’147But this is notArendt’s reading ofAristotle. Arendt finds inAristotle the
meaningofpoliticallifeaspublicfreedom.
IV.PublicFreedomastheMeaningofPoliticalLife
Arendtbelievesthatonedepartstheprivatesphereandentersthepolitical
sphereinpursuitofthemorevaluablelife.ShecitesAristotle’sremarkthat‘thepolis
comesintoexistenceforthesakeofliving,butremainsinexistenceforthesakeof
livingwell.’148Arendtemphasizesaparticularfeatureoflivingwell:withinthepolis,
livingwellisaboutthepresenceoffreedom.Arendtexploresthereasonwhyalife
devotedtothepolis isa lifemostcloselyassociatedwith freedom.Thedecisionto
live in thepolis is a free decision: thepolis is the ‘very special and freely chosen’
formof organization. In terms of the human activity, the unique character of this
politicalrealmmakespoliticallifethefreestandmostdignifiedformofhumanlife.
Atthesametime,Arendtcontinuestoemphasizeheroppositiontoa fixednatural
humanend,denying that thepolitical realm isanaturalendornaturalessenceof
human life.149In choosing this language, Arendt is not denying that a greater
meaningforhumanlifeispursuedinthepoliticalrealm.Rather,sheisemphasizing
aqualitativedifferencebetweentheprivateandthepublicrealm.Innowaycanthe
political realmbeconcernedwith thenecessitiesof life,norcan theoriginsof the
political realmbe connectedwith pursuing the necessities of life. No activity that
147Villa(1995),44.148Politics1252b29;HC,183.149PP,95.
66
serves necessity can constitute the political realm.150The fundamental qualitative
difference between thepublic and theprivate realm is, negatively, the absence of
actsdrivenbybiologicalnecessity;andpositively,thepresenceoffreedomasa‘fact
ofeverydaylife.’151
What precisely is this kind of freedom that Arendt considers a fact of
everyday life in the public realm? The contrast with necessity, where one is
beholden to life processes, might lead one to think that freedom is living as one
likes,afreedomofthewill.YetArendtseesthisas ‘innerfreedom’andrejectsthis
definitionbyagreeingwithAristotle,whosaysthatthisistheconceptionadvanced
by someone who does not knowwhat freedom is.152There are several problems
with inner freedom. It is wholly individualistic, an internal feeling devoid of any
outermanifestations.Thismeans ithasnorelationshipto thepublicworld,and is
indeed a retreat from the public world. Crucially, inner freedom requires no
connectionwithotherhumanbeings.153
Moreover, Arendt rejects the association of political freedom with moral
freedom, seeing thesourceof the latterdistortionof freedom in thephilosophical
conceptionoftheStoics.Theyseefreedomasachoicebetweengoodandevilaction
withina clearlydemarcated realmwhereonehas thepower toact.154In rejecting
theStoicconception,Arendtrefusestoconnectfreedomwiththeactionofthewill
outofaparticularmotiveorforaconsciouslyintendedgoal.Anactthatconsciously
150HC,37;PP,95.151BPF,144;cf.147.152BPF,146.ArendtcitesPolitics1310a25ff.153BPF,145,147.154BPF,146.
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presumes a certain goal, judges that goal to beworth pursuing, and then follows
through on it by means of the faculty of the will, is not for Arendt a matter of
politicalfreedom,butof‘rightorwrongjudgement.’155Shedrawsastrongcontrast
between two different conceptions of freedom. On the one hand, there is a
conceptionofmoraljudgementthatstemsfromanunderstandingofmoralitylinked
to a conception of inner freedom. This begins with the Stoics, is set ablaze as a
‘religious predicament’ by Pauline Christianity, and culminates in medieval
Scholasticformulations.156Thisconceptionemphasizesanactwithaparticularpre-
formulatedobjectofcognition,whichthewillthenpursues.Freedomisaboutbeing
abletochoosebetweendifferentobjectsofcognition. Ontheotherhand,actionis
freeonlyifitcancall‘somethingintobeingwhichdidnotexistbefore’asanobject
ofcognition.Ittranscendstheguidanceofanobjectofcognition.Itis,ultimately,a
higherparadigmoffreedom.
Instead of a choice between good and evil acts in the faculty of the will
constitutingthehighestparadigmoffreedomforthehumanbeing,Arendtfindsthis
byreflectingontheAristoteliandefinitionofthehumanbeingaszōonpolitikonand
zōonlogonexon.Thesedefinitionshelpdescribewhat featuresof thebiospolitikos
make life more valuable. Bios politikos realizes such high possibilities because it
provides an opportunity to conduct human affairs by the faculty of speech in a
place—the polis—where human beings live together.157What is at stakewith the
definitionofthehumanbeingAristotledeploysisnotmeanttoindicateanessential
155BPF,150.156BPF,150,56,59,288;RJ,115-19.157BPF,22-23.
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human faculty, but a particular way of acting. To interpret zōon logon exon as
‘rational animal,’ as the Latin philosophical tradition does, is to misinterpret the
facultyofspeechasthefacultyofreason,andrisksobscuringthepromisingwayof
lifethatthehumanuseofspeechindicates.Thewayoflifeisonewheretheuseof
wordsbyonecitizentopersuadeanothercitizendecidesanoutcome.Itismeantto
stand against away of lifewhere one uses force and violence against another to
decideanoutcome.158Thatactionconstitutes thehumanbeingaszōonpolitikon,a
specifically political animal and not social animal.159In Arendt’s view, Aristotle’s
definition and his restriction of the scene of the actualization of this definition to
inside theGreekpolis indicates that thoseoutside thepolis, slavesandbarbarians,
donotshareinthiswayoflife.160
Speech,however, isonlyonecomponentof thebiospolitikos.Arendt thinks
thatintheGreekworld,speechandactionwere‘coevalandcoequal.’161Eachbelong
together, as in theparadigmaticexampleofHomer’sAchillesas ‘thedoerof great
deeds and speaker of great words.’162Why do speech and action belong so close
together, and why is Achilles honoured for doing each? Aristotle provides a clue
when he writes that it is the ‘sharing of words and deeds’ which makes it
worthwhile for men to live together in the polis.163In Arendt’s view, the Greek
reasoning(whichAristotletransmits)liesinhowtoanswerthequestion,crucialto
158HC,26;BPF,22-23.159HC,23-24.ArendtblamesSenecaandThomasAquinasforthedistortionoftheterm,censuringtheStoicsandScholasticsalike.160HC,27.Arendtthinksthatthedenialofspeechtocertainmembersofthehumanrace,bymakingthemlegalaliensfromeverycountry,iseffectivelytoexilethestatelessfromthehumanrace.Origins,297.161HC,26.162HC,25.163EN1126b12.
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achieving eudaimonia,ofwho the human being is. Speech and action disclose the
uniquecharacterofparticularhumanbeingtootherswhoarepresent.164Notonly
are they coequal, they also require one another.Without a deed, therewould be
nothing to speak about. But without speech, a deed would remain unintelligible.
What happens by, with, and through the deed is identified by the doer who is
speaking,announcing‘whathedoes,hasdone,andintendstodo.’165Takentogether,
actionandspeechgivethehumanbeingahumanidentityinahumanworld.
V.MeaningfulnessandMoralityinPoliticalLife
Arendt’sconceptionofactionassharingofwordsanddeedsiswhatdefines
thebiospolitikos, and the opportunity to realize action and speech as the distinct
praxis of the vita activa provides bios politikos with its meaning. Yet Arendt’s
expungingfrombiospolitikosoftheintentionalactsthatchoosebetweengoodand
evil, aswell asher attributing somuchvalue to thekindof actionpossible in the
politicalagainstmoremoralisticconceptionsofactionopenshertoaseriouscharge
thatcouldundermineArendt’stheoryofactionprovidingmeaningforpoliticallife.
Specifically,thechargeisthatArendtdividessomeacts,whicharedefinedby
their motives and aims or intentions, from political acts. Since she explicitly
associates moral activity with intent, she implies that the conception of political
activity is empty of moral content. For some of Arendt’s critics, it appears she
celebratesimmoralityorpromotesactionunhingedfrommoralconstraints.166Even
one of Arendt’s most articulate defenders, Seyla Benhabib, has taken these
164HC,178-79.165HC,179.166Kateb(1983),32-33;Jay(1978);Beiner(2014),12-13.
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criticisms as valid to some extent, and tried ambitiously to ‘think with Arendt
againstArendt,’ providingaprocedural conceptionof ethics fromsome themes in
herwork,assetagainsttheallegedlyamoralstrains.167
This objection, however, ignores Arendt’s insistence—a quiet and rare
insistence,butoneshestillconsidersvital—thatactionspringsfromaprinciple.A
shortpassagein‘WhatisFreedom?’highlightshowArendtthinksthattheprinciple
canprovidetheethicalsignificancetoaction.Shethinksthatvirtueistheprinciple
underlying meaningful action; Arendt sees three fragments from the tradition
providingevidence.Montesquieuspeaksof‘virtue,’andtheGreeks,throughHomer,
speakof ‘excellence.’168ButMachiavelli’svirtùprovidestheclearestexample.With
referencetotheAristotelianmetaphorsthatcorrectlyemphasizehowactioncanbe
anendinitself,ArendtthinksthatMachiavelli’svirtù‘bestillustrates’excellenceasa
principle, as thatwithwhichman answers the opportunities of theworld before
him.169Principles, in Arendt’s view, provide the ethical orientation. At the same
time,recallingArendt’sdistinctionbetweenthemeaningful‘forthesakeof’andthe
instrumentalist‘inorderto,’actingonaprincipleisnotactingtobringaboutvirtue,
butasalreadyactingvirtuously,asactingforthesakeofvirtue.Norisoneactingout
ofapsychologicalmotivethatoriginatesandconcernstheself.170Arendt’sfearhere
is that thiskindof conceptionofprincipleplaces theethical significanceof action
whollywithinthepsyche. Itsets thestage forawholly internal,wholly individual,
167Benhabib(1988),31;Benhabib(2003),123ff.168BPF,151.ArendtreferstoHomerIliad,VI.208.SeealsoHC,41n.169BPF,151-52.170Cane(2015),63.
71
conception of morality as a duel between different faculties within the will.171
Moralityofthissortisconcernedwithself-purification,ofregulatingandmonitoring
one’spurityofintention.172Itiswithinthe‘horizonofChristiantraditions’thatthis
conception takes hold, suppressing a conception of freedom and of ethical
evaluationthatis,asArendtwrites,‘anaccessoryofdoingandacting.’173Ifthisisthe
exegeticalsubstanceofArendt,itremainstojustifyitstheoreticalsubstance.Howis
itpossibletoprovideethicalevaluationofdeeds,withoutreferencetotheintentions
andinnermotivationsofanactor?Thewaytoseehowdeedsserveasasourceof
meaningistoturntoArendt’smostnotoriousexample:Eichmann.
Arendt’sEichmanninJerusalem isnotjustareportonthe1961trialofOtto
Adolf Eichmann. Instead, as she privately admitted, it is ‘an approach toward the
groundwork for creating new political morals.’ 174 To do so, Arendt set aside
considerations and speculations on Eichmann’s motives or intentions. In what
remains the subject of persistent controversy, she did not concern herselfwith a
close examination of the extent to which anti-Semitism motivated Eichmann’s
actions.175Instead, Arendt’s text focuses on describing the operation and scale of
theThirdReich’sFinalSolution.Aspartofthatdescription,herreportonthetrial
drawsattentiontoEichmann’sroleandparticipationintheShoah.176Consequently,
theconcentrationonEichmann’sdeedsinpropagatinggenocidedisclosesthesheer
171BPF,157.172Cane(2015),63.IamindebtedtoCane’sanalysishere.173BPF,163.174Robin(2015).175E.g.Benhabib(2014).176EJ,83-111,151-219.
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enormity of his crimes against humanity.177Given that scale, Arendt implies, the
reflectiononhismotivationsorintentionstodeterminemoralculpabilitydoesnot
matter. No motivation or intention, however benign or malignant, can alter the
significanceof thedeath tollof theFinalSolution.Eichmann, in trying to showhe
wassympathetictoparticularstoriesfromtheFinalSolution,thatheneverborethe
Jews any ill-will, never ‘personally’ had any problemswith the Jews, and thereby
was not a fanatical anti-Semite, highlights the contrast between intention and
action.IfEichmannwastellingthetruth,andreallyboretheJewsnoill-will,hewas
playing a role in a macabre comedy, where the mass-murderer insists he never
meant to hurt anyone. This was the comic element in Eichmann’s trial to which
Arendt drew attention. If Eichmann was lying, and trying to excuse himself by
sympathetic fictions, hewas refusing to confront the enormity of his deeds. This
correspondstoEichmann’s‘thoughtlessness.’178
ForArendt,Eichmannisanexampleofthelimitsoftheorizingaboutmorality
based upon consideration of intention. Any attempt to formulate Eichmann’s
intentions for the public by traditional juridical procedure is a side issue to the
moral problem at hand. Eichmann’s moral culpability cannot be lessened by
showinghedidnotreallyintendthefullextentoftheFinalSolution,norcoulditbe
increasedbyshowinghewasafanaticalanti-Semite.Itishisdeedsthatdamnhim.
Eichmann’s deeds showhim to be amassmurderer.His speech shows him to be
someoneunwillingtoconfrontthemoralimportofhisdeeds.Itisonthatbasisthat
177Benhabib(2000),76-82.Drawingattentiontothesecrimesas‘crimesagainsthumanity’iscentraltoArendt’spoliticalthinkinginEJ.178Benhabib(2014).
73
Arendt judges him. It is also on that basis that Arendt shows her theoretical
consistency,andshowsherselfcapableofprovidingastern,uncompromisingmoral
judgementinevaluatingtheactionsofparticularactors.179
Actionrevealstheworthoftheactor.Thatis,ultimately,whatArendtthinks
is at stakewithpolitical action, andwhy, given its public character, itmoves in a
realmwhollydifferent from the realmwhereoneevaluates intention.Byentering
into thepublicsphere, thedoerofdeedsandspeakerofwordsmustbewilling to
riskthedisclosureofhimself.180Heproveshimselfopentothepossibilitiesofglory
and of excellence, but also open to judgement and condemnation.181It is the
possibilityandperilofpublicfreedom.
VI.ThePolisanditsPurpose
Alifethatparticipatesinpublicfreedomrequiresthepresenceofothers,and
one requires a realm to guarantee the existence of public freedom, and a place
wherepeoplecancometogether.182ForArendt,thatconstitutesthepurposeofthe
politicalrealm,reflectedinthenatureoftheGreekpolis,thequintessentialexample.
The raisond’être of thepolis is ‘to establish and keep in existence a spacewhere
freedomasvirtuositycanappear.Thisisarealmwherefreedomisaworldlyreality,
tangible inwordswhich canbeheard, in deedswhich canbe seen, and in events
whicharetalkedabout,remembered,andturnedintostoriesbeforetheyarefinally
179Seeherrejectionofcollaborationorconsequentialism:‘thosewhochoosethelesserevilforgetveryquicklythattheychooseevil.’RJ,36.Arendt’srejectionofinstrumentalismisalsoaboutrejectingthiskindofreasoningaboutethics.180HC,180.181Forthisreason,Arendtrejectsnotionsofcollectiveresponsibilityasadiminishmentinthepersonalresponsibilityoftheactor.SeeRJ,19-23,28-29,59,97,147-58.Arendt’smoraljudgementcouldwellbesummarizedbyaremarkofNietzsche’s:‘Shetoldmeshehadnomorality—andIthoughtthatshehad,likemyself,amoreseveremorality.’RJ,104.182Rev,31.
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incorporated into the great storybook of humanhistory.’183This reflection on the
purpose of the polis provides Arendt with the chance to describe the essential
featuresofthepoliticalrealm.ForArendt,itisarealmofequality,ofplurality,and
ofappearances.
Asnotedabove,Arendt’saccountofthebiospolitikosemphasizesthiswayof
lifeasthemost‘good’ormeaningfullife.The‘goodlife’oftheNicomacheanEthicsis,
inArendt’sreadingofAristotle,thelifeofthecitizen.Itconcernsthelifeofonewho
is no longer bound to labour and work, and so is freed from the necessary life
processes thatmarkbiologicalexistence.184In the lifeof thecitizen, theactivityof
speakingholds a special importance.Thosewhopartake inbiospolitikos, citizens,
musthaveas their central concernspeakingand talking toothercitizens. Speech
becomes a way of life. When one takes up speech as a way of life, one opts for
persuasion rather than violence. Because one speaker must persuade his fellow
citizensinorderthathisfellowcitizensobeyhim,andhecanbepersuadedbyother
citizens toobey them,noonecitizen is in commandofanother.A citizen, then, in
Aristotle’sformulation,isonewhorulesandisruledinturn.185Aristotle’sideahere
is that the activity of speaking, shared amongst all citizens, gives each citizen the
chance to rule. But contrary to a model of ruling that persists in the household
sphere, where obedience to the command of the head of the household is
unquestioned,total,immediate,andpermanentlyarranged,themodelofrulinghere
entailsadynamicinvolvementofallfreecitizenswhocanexercisetemporarilythe
183BPF,153.Politicalactionthusproducesthestoriesthatassureoneofimmortality.SeevonHeyking(2016),168.184HC,37.185Politics1277b13-16.
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roleof commandas longas theypersuadeothers to accept them in thatposition.
Once they are unable to persuade, another takes their place. Ruling, then, in the
senseitpersistsinthehousehold,doesnotexistinthepolis.
ItisforthatreasonthatArendt,adjustingAristotle’sformulationtocontrast
itfromhouseholdrule,butexpressingthesamethought,writesthatthefreecitizen
is onewho neither rules nor is ruled by others.186Arendt also explores a further
implicationofthisconcept.Citizensmoveinaspherewheretheyobeyoneanother
byfirsthavingbeenpersuadedlive inarealmofequality.To live inthissituation,
she thinks, is another facet of public freedom. Freedom is possible only among
peers.187Itmakesthelifeofthecitizenmoreworthwhile.Inthissense,asAristotle
notes,thelifeofthecitizenisbetterthanthelifeofsomeonewhosimplyrulesover
others, like a despot. 188 By conceiving of such a close, mutually supporting
relationship between freedom and equality, Arendt is contesting the modern
concern,articulatedbyAlexisdeTocqueville,thatequalityisadangertofreedom.189
Publicfreedomdemandsequality.Yetitisacertainkindofequality.
Arendt insists on the equality of thosewho participatewithin the political
realm as citizens; who, in other words, share the association of citizenship. As
citizenship depends upon the performance of an activity, not on nature or social
class,Arendtthinksthattheassociationofcitizenship,andtheconcomitantpolitical
equality, unites persons of diverse natures and social backgrounds. It is very
different fromotherkindsofequality thatmayemphasizeassociationsdependent
186HC,32.187Rev,31.188Politics1325a4.HC,32n.189Rev,30.C.f.Villa(1995),44.
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onsamenessofnatureorsocialbackground.Twoofthesameprofessionals,united
and equal in social class, do not necessarily express political equality. Claims to
unitethehumanraceinequalityunderasharedessence,suchbeingcreaturesmade
in the image of God, or sharing in the same sinfulness, are not expressions of
political association. Arendt agrees with Aristotle that citizenship is not an
association based on shared natural traits.190The challenge of a true political
associationisthatitmustuniteandmakeequalinthepublicrealm‘peoplewhoare
differentandunequal.’191Thisequalizationbetweendifferentandunequalcitizens
takes places through friendship (philia). 192 Justice, in the sense of material
distribution,isonitsowninsufficient.ForArendt,thecrucialinsightconcerningthe
true character of a community comes fromAristotle’sNicomacheanEthics, rather
than Plato’s Republic. It is Aristotle who identifies that friendship is a necessary
component of a community. Friendship builds the community bond between
citizens. It provides a shared understanding of the opinions of others, despite
whatever differences may exist between persons.193This shared understanding
tempersandmoderatesthepursuitofgloryandexcellencethatcharacterizesGreek
life,settingonecitizeninanunceasingcontestwiththeothers.Friendshipleadsthe
citizensfromcontesttocommunity.
Inthisway,politicalequalityhelpsbuildacommonworldofequals,butalso
embraces and encourages difference. The embrace of difference constitutes a
recurringthemeinArendt.Inherownlanguage,thepoliticalrealmmustguarantee
190Politics1275b23-34.191HC,215.ArendtcitesAristotle,EN1133a16.192PP,17.193PP,18.
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plurality. It is consonantwithAristotle’s own emphasis. ForAristotle, a truepolis
must ensure a unity, but if it is too much of a unity, it becomes more like a
household.Whatpreservesthisunityandatthesametimepreventsthedestruction
of the polis and its replacement by a familial unit is the presence of plurality
(plēthos) in thepolis.194Through that lens, it ispossible to see the logic informing
Arendt’sassertionatthestartofTheHumanCondition,thatpluralityisthecondition
of all political life.195This condition has two senses: conditio sine qua non and
conditioperquam.196Asconditiosinequanon, thepolismusthavepluralitytobea
politicalsphere,tobedifferentfromnon-politicalspheres.Asconditioperquam,the
actionsundertakenwithinthepolismustemphasizeandsustainthisplurality.The
speech of citizens serves to distinguish one citizen from another, revealing the
uniquedistinctivenessofauniquebeingandthereuponactualizingplurality.197
Atthesametime,theactualizationofpluralitythroughspeechmustbedone
amongstothermen,whoareaffirmedasequals tooneanother.198Thisequality is
closelyrelatedtoplurality.Asnotedearlier,equalitymeansthatthepolissharesthe
rule-ruledrelationamongstall its citizens. If a single individualorcollectivebody
sets themselves forward to be rulers over the others, then one-man-rule, ‘mon-
archy,’ results.ForArendt, this isAristotle’sconcernover theproblemof tyranny.
‘Mon-archy’ is apossibledescriptionof severaldifferent regimes: a regimewhere
oneman rules as anoutright tyrant against all, to abenevolentdespotism, all the
194Politics1261a18-25;Frank(2005),143-47.195HC,7.196HC,7.197HC,176-78.198HC,7-8,175-78.
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waytoaformofdemocracywherethepeopleformacollectivebodytoruleasone
against others.199What unites all these regimes is not necessarily how poorly or
howcruellytheyrule—somecanruleverywell, infact.Instead,theyall insistthat
only‘therulershouldattendtopublicaffairs.’200Intheseregimes,theruleddonot
participate in common affairs and are relegated to private life. The ruler then
deprivestheruledoftheirchancetodistinguishthemselvesinthepoliticalsphere
andactualizetheirplurality.One-man-ruleabolishesplurality,butbecauseplurality
isthesinaquanonofthepoliticalsphere,italsosucceedsinabolishingthepolitical
sphere.201One-man-ruleistheabolishmentofthepolis.
Thefinal,andmostexplicitlyontological,featureofthepolisArendtoutlines
is that the polis is the space of appearances. 202 Arendt defines appearances
linguistically.What from the world ‘appears tome,’ (dokeimoi), is formulated in
speech as doxa (opinions). Appearances are opinions. In this sense, the world
reveals itself differently to different people. Moreover, as doxa also means
‘splendour’and‘fame,’toassertone’sownopinionisalsotoshowone’ssplendour
andfame,toshowwhooneis.Everymanhashisowndoxa,hisownopeningtothe
world that is fame.Sinceamanopenshimself to theworld throughspeakingand
acting, the space of appearances comes into being ‘wherever men are together’
through speech and action, where their different doxai meet and interact.203This
interaction is through persuasion. In his Rhetoric, Aristotle identifies the art of199HC,221n.ArendtseesAristotleasemphasizingaregimewherethemanyhavepower‘notasindividuals,butcollectively,’Politics1292a13.200HC,221.ArendtcitesAristotle,AthenianConstitutionxv.5.201HC,220-21.202Disch(1994),56.AsDischnotes,somemetaphysicalassumptionsunderwriteArendt’saccountofthepublicrealm.203PP,13-15;HC,199.
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persuasionasthestrictlypoliticalartofspeech.Persuasioncomesfromtherealmof
opinions,doxai.204Itrecognizesits inherent limits, inthat,meetinganotherhuman
being, one is always speaking to another unique person. It therefore reaffirms
plurality.Inpersuading,oneoffersanopinionamongstotheropinions.Thatiswhy
plurality underwrites the space of appearances. 205 Arendt links the space of
appearancestothepoliticalcharacterofthepolis.‘Whateveroccursinthisspaceof
appearances,’ she writes, ‘is political by definition.’206The space of appearances
makes thepolis.More than justaphysical location, thepolis is theorganizationof
peoplewholivetogetherandappeartooneanother.207
Arendt’s explicit ontological thesis is that Being and appearance coincide.
Thehumanreality,suggestsAristotle,isthesameasappearance:‘forwhatappears
toall, thiswecallBeing,’208This thesishas important implications.First, reality is
guaranteed by the presence of others who act and speak in the same realm. As
‘appearing’ is always an ‘appearing to,’ Being always presupposes a spectator.209
Second,thethirstforknowledgeneverleavestheworldofappearancesaltogether.
Both common sense and comprehensive scientific knowledge rely on evidence,
‘inherent in theworld of appearances.’210Thus reality is theworld of experience,
with no transcendent beyond: only what appears to all, only this we call reality.
Third is the implied rejection of what Arendt calls ‘metaphysical fallacies.’211A
204PP,12-13;HC,26.205HC,220.206BPF,153.207HC,198.208HC,199.ArendtcitesAristotle,EN1172b36.209LOM,19.210LOM,54.211LOM,15.
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metaphysical fallacyisafallacythatattemptstotranscendtheworldofexperience
into a comprehensive theory of the whole. As a fallacy, it has constituted an
inheritanceoftheerrorsofpastphilosophers,bywhichwehavedeceivedourselves
deeply,almostnaturally.212Themetaphysical fallaciesArendtrejectsare thekinds
thatcoalescetosustainanontologywhereappearancesarenotreallyreal,butonly
a partial representation of a veiled realm of Being. Arendt definitively rejects the
two-world metaphysical dichotomy, between the world of appearances and the
worldofreality.
Arendt’sontologicalclaimalsohelpsidentifytwoofthethreatstopoliticsas
challenges to that ontological thesis. The existence and purpose of the polis, the
existence of the political realm, is dependent upon a people engaged in a certain
activity. It resides in action and speech. If words no longer ‘disclose realities,’ if
deedsno longer ‘createnewrealities,’ then the spaceof appearancesatrophies.213
The polis vanishes. Any way of thinking that disbelieves the reality disclosed in
doing great deeds and speaking greatwords is ipso facto a threat to the political
realm.Thethreathereisawayofthinkingthatdevaluespolitics,criticizingitasa
realm of contingencies, uncertainties, and imperfections. The implicit contrast is
between this political realm, and a non-political realm of stability, certainty, and
perfection.
There is, moreover, a second threat: ignoring appearances altogether. If
beingandappearanceare totallydivided,everything thatappearscanbedoubted
on thegrounds that itmaynotbe—that is, itmaybeadelusion.This assumption212Burch(2011),19.213HC,200.
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underwritesmodernscience.214Thedomainsofknowledgethatcannotbedoubted,
such asmathematics,mustnotbe concernedwith appearances at all.215This is in
partthedirectionandimpetusofthemetaphysicaltradition.Appearancesarenota
worthyobjectofstudy,ultimatelybecausetheyarenotreal.Oneisagainleftwitha
dichotomybetweentwoworlds:one,theinvisiblereality,andtheother,thevisible
unreality. Plato’s initiation of the tradition of political theory makes these two
threatsreal.
AristotleAstray:ContemplationandtheThreattothePolitical
DespiteAristotle’sinsights,heiscaughtupwithinPlato’sthought.Critically,
he re-presents the Platonic relationship between philosophy and politics, the
dichotomybetweenphilosophical lifeof contemplationandunphilosophical lifeof
action.Thisimplicitlydevaluespoliticsandsolidifiesthetwo-worlddichotomythat
seizes thought and obscures the phenomenon of politics. Consequently, as the
traditionofpoliticaltheorymarchesonacrosstime,thefateofthepoliticalistolose
itsinherentdignity.
I regard the implicationsofPlatoandAristotle’sprioritizationof the lifeof
contemplation against the life of action as Arendt’s focus. The prioritization of
philosophyoverpoliticsisthedecisiveissue.216AtthestartofTheHumanCondition
Arendtclearlyidentifiestheprimarychallengetounderstandingthevitaactiva:
214HC,275.215HC,266.216Bernstein(2000),280;Dolan(2000).C.f.Habermas(1985),171;Villa(1995),42.Theconceptofteleologyandtheblurringofthedistinctionbetweenpoiēsisandpraxisdoofcourseplayarole,justasecondaryrole.
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The termvitaactiva is loadedandoverloadedwith tradition. It isasoldas(butnotolderthan)ourtraditionofpoliticalthought.Andthistradition,farfrom comprehending and conceptualizing all the political experiences ofWesternmankind,grewoutofaspecifichistoricalconstellation:thetrialofSocratesandtheconflictbetweenthephilosopherandthepolis.217
The issue for Arendt is this conflict. The place to start is with the event that
originates this conflict: the trial and death of Socrates, the ‘turning point’ for the
historyofpoliticalthought.218ArendtseesthetrialasonewhereSocratesisunable
topersuadehis judgesofhis innocence,and is therebyexecuted.TheyoungPlato
was scandalized by this event. Socrates relied on the primacy of persuasion and
doxa.ForPlato,Socrates’sfailuretopersuadehisjudgescastdoubtonthevalidityof
persuasion, thespecificallypolitical formof speech,hitherto thehighestart in the
Greekworld.Italsocastdoubtondoxa,opinion.Socratessubmittedhisowndoxato
thedoxaoftheAthenians,butthemajority,withtheirirresponsibleopinions,voted
tocondemnhim.Forsuchaninjusticetohappenbymeansofdoxashowedthatdoxa
was a grossly unreliable standard for politics. Plato then yearned for an absolute
standardbeyonddoxathatcouldserveasareliablestandardforpolitics.Finally,the
irresponsible actions of the city had killed the finest example of philosophy the
world had yet seen. In Plato’s view, it could happen again. For philosophy,
irresponsiblepoliticiansareanexistentialthreat.Itis‘badmanagement’ofpolitical
affairs that makes the philosopher unable to pursue philosophy.219But from the
pointofviewofthecity,thephilosopherisa‘good-for-nothing,’someonewhodoes
217HC,12.218PP,6.219PP,82.
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notactinthebestinterestsofthecityandmakesothersunfitforpoliticallife.220Out
of these twoopposingviews isborn theconflictbetween thephilosopherand the
polis.
I.Plato’sFatefulInfluence
FromSocrates’strial,Platodrawstwofatefulconclusions:one,metaphysical,
andtheother,political.ThemetaphysicalconclusionofPlato,‘themostanti-Socratic
conclusion,’ is to oppose opinion to truth.221 Plato’s demand for an absolute
standard in politics finds a convenient alignment with his doctrine of ideas.
AlthoughArendtdoesnotthinkthattheoriginofthedoctrineofideasisprimarily
political, she does think it had some influence over the development of his
philosophicaldoctrineofideasinsofarasonerecognizesitspoliticalimplications.222
Arendtinterpretstheallegoryofthecavetocontaintheseimplications.Thecentral
lesson of the allegory of the cave ismetaphysical. On account of theworld of the
cavebeingunreal,thephilosophermustnotbecontentwiththeworldofthecave-
dwellersandmustseekadifferentworld.Thedoxaiwithinthecaveareadistortion
ofreality.Instead,thephilosophermustseekthecauses(archai)ofwhatthingsare.
Outside the cave of appearances, alone, he discovers causes and the essences of
things. The essences are the ideas (eide), and the study of them makes the
philosopher.Finally, thephilosophermustreturntothecave,butonlytoconvince
thosewithinthattheirworldisnotthetrueworld.223
220PP,9-10.221PP,8.222PP,8.HC,226n.223PP,29.
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In rejecting doxa, Plato creates another world devoid of doxa, a world of
truth.One is the realmof human affairs: the other, the realmof ideas.One is the
realmofpolitics: theother, the realmofphilosopher.One is the realmwithother
human beings: the other, a realm outside the plurality ofmen. Plato opposes the
contemplation of the eternal outside the cave to life in the cave. In so doing, he
portrays the life of the philosopher as inherently contradictory to the life of the
citizen, the bios politikos.224Moreover, the latter can never disclose reality. Only
contemplation of eternal ideas can. In thatmove, thevitacontemplativa triumphs
overandisdeclaredmorevaluablethanthevitaactiva.
ForPlato,theconflictbetweenthephilosopherandpolis,andtheconsequent
dangertothephilosopher,leadshimtoconcludethatpoliticsmustchangetokeep
philosophysafe.225Tosolvetheconflict,heproposesaradicalpoliticalsolution:that
thephilosopherrulesthepolis.Plato’ssolutionisradicalbecauseheinsiststhatthe
philosopherisstillconcernedforemostwiththeeternal,non-changing,non-human
affairs;buthealsoargues,contrarytotheperspectiveofthepolis,thattheconcern
with the eternal actually makes the philosopher fit to play a political role. The
philosopher’sconcernfortheeternal ideasdoesnotmakehim,asthepolis thinks,
‘good-for-nothing.’226 Plato wants to make philosophy useful for politics.227 He
thereforetransformstheideasintostandardsforpolitics,asvariationsonthemost
importantidea,theideaofthegood.Inthatwaytheeternalideascanbeappliedto
politics,andtheseeternalideascantheneliminatetheuncertainandcontingentin
224HC,20.225HC,229.226PP,10.227PP,37.
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humanaffairs.InArendt’sinterpretationoftheallegoryofthecave,Platoexpresses
theuseofphilosophy forpolitics.ForArendt,by teaching this lesson, theallegory
showsthatphilosophyis‘designedforthesepoliticalpurposes.’228Thephilosopher
ruleristheonlyonewhoknowsthehighestidearequiredforpoliticallife,whichis
foundoutsidethecave:theideaofthegood.229Theideaofthegoodthencompletes
the city, via the philosopher as the only onewho knows it. The idea of the good
providesthephilosopherrulerthenecessarystandardforrulinghumanaffairswith
objectivecertainty.230
There is a particular method to realize this standard in political life. The
ruler, in the Platonicmodel, is the onewho knowswhat is. Someonewho knows
what something is, grasps the ideaofwhat something is.Applied topolitical rule,
thephilosopherrulerknowstheidea(eidos)ofwhatis-to-beinpolitics,theideaof
thegood,thenorganizesthemeansandexecutesthemtobringabouttheidea.This
isthesamestructureofactionaspoiēsis:oneperceivestheimageorshape(eidos)of
the product-to-be, then organizes the means to realize it.231Themodel of poiēsis
provides the objective certainty that Plato seeks. The city is the statue,while the
philosopherruleristhesculptor.232
Imagining political action as poiēsis transforms the concept of relation
between men in the political realm. If certain, clearly indicated standards must
result frompolitics,mencanonly livetogether lawfullyandpoliticallywhensome
228PP,31,56.229HC,226.230HC,226.231HC,225.232HC,226-227.
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rule and some obey.233The philosopher ruler is the one who dominates others.
Arendt thinks the philosopher ruler, as a form of one-man rule, is technically
tyranny. Yet it is not necessarily an evil regime; thephilosopher ruler as a tyrant
could still be benign.234Consequently, one must be wary of claiming that Arendt
seescontinuitybetweenPlato’sRepublic, theconceptofphilosopherruler,andthe
historyoftyrannyintomodernity.235MoreatstakeforArendtistheconceptionby
which the philosopher ruler commands the city and brings permanent order to
human affairs. In that conception of rule, there is no place for action.236The
conceptionof command required to underwrite thedemand for permanent order
mustcomefromasourcebeyondthepoliticalrealm.ForPlato,itishowthemaster
ofthefamilyacts.Platotherebyimportsintopoliticsthecategoriesrecognizedfora
well-ordered household. Plato’s Republic is actually an attempt to extend the
conceptofthefamilyuntilitembraceseverycitizen,sothatthepoliswouldbethe
same as one family, with a clearmaster of the householdwho commands and is
obeyed.237
In Arendt’s reading, the influence of Plato upon the tradition is subtle but
formidable.Practicallyspeaking,Plato’s‘cityinspeech,’thecommonwealthruledby
philosophers, never was taken seriously. The prospect of the philosopher ruling
tyrannicallywastherebyneveraliveconcernforpolitics.238Moreinfluentialisthat
Platopresentsthecityinspeechforthesakeofpreservingthesafetyandflourishing233HC,222.234HC,221.235Plato’sconceptionarisesfrom‘theearnestdesiretofindasubstituteforactionratherthanfromanyirresponsibleortyrannicalwilltopower.’HC,222.C.fMcCarthy(2012),132-33.236HC,224.237HC,223-24.238PP,27,84.
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ofthephilosophicalwayoflife.239Whatlingersisindifferenceandcontemptforthe
political world, as the political world can interfere with the flourishing of
philosophical activity. Plato terms the politicalworld ‘the realm of human affairs’
and connotes it as the realmof troubled, futile actions that shouldnot be treated
withgreatseriousness.240Diminishedinseriousness,thepoliticalrealmissubjectto
a further theoretical transformation. Although political activity had once been
worthyofdignitybecauseitwasconceivedasfreefromnecessity,nowallpolitical
activity is reduced to the level of mere necessity, the lowest level of human
activity.241
Plato’s thoughts over the trial of Socrates have a critical effect for the
developmentofpoliticaltheory.Heintroducestheconceptofrulerandruledasthe
most important political relationship. He lowers the dignity of the political realm
metaphysically, by declaring that the political realm is only the world of
appearances, which he contrasts to the non-political world of eternal Being. He
disbelieves that there is any seriousness in theworld of appearances, so it is not
worthyofcareful theoretical study.Heconstructsanactivityof contemplating the
worldofeternalBeing, thevitacontemplativaandcontrasts itunfavourably to the
vitaactivathatiscaughtupintheworldofappearances.Finally,hesetsinmotion
the gradual diminishment of the vitaactiva as a life concernedwith the realm of
merehumannecessities.Consequently,heintroducesaconceptionofthevitaactiva
andpoliticallife,which,workedoutintime,eventuallyleavesnoplaceforfreedom.
239BPF,107-115.240HC,19,185.241HC,85,314.PP,82.
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II.Aristotle’sDevelopmentoftheContemplativeLife
Aristotle not only passes on these Platonic thoughts, he gives them a
particularformandarticulation.Thecoreofhis ‘revisionary’teaching,hiseffortto
redirectthenormsandgoalsofexistinghumanpractices,istoanswerthequestion
as towhat is the best human life, the life that best realizes eudaimonia. As noted
earlier,Aristotle’sNicomacheanEthicsdrawsattentiontothreefreelychosen‘ways
oflife’thatmightrealizeeudaimonia:thelifeofenjoyment,thepoliticallife,andthe
contemplativelife,thelifeofthephilosopherdevotedtothecontemplationofthings
eternal.242DespiteAristotle’slengthyanalysisofthevalueandworthofthepolitical
life, which Arendt finds to be a great treasure, Aristotle concludes that
contemplativelifeisthebestlife.
Aristotle emphasizes thateudaimonia is an activity thathas to accordwith
thehighesthumanvirtue.243Thisvirtue,heargues, is theoreticalwisdom(sophia).
Thespecificactivityoftheoreticalwisdomisforthemindtobeconcernedwiththe
mostexcellentof things, thearchai.Themind’s concern for thearchai, themind’s
contemplationofthearchai, isthemostself-sufficientactivityonecanimagine:the
wise person can contemplatewithout any other personpresent. It is also praised
because it is a solitary activity. Additionally, Aristotle associates leisure (scholē)
witheudaimonia.AlthoughinArendt’sviewtheGreekconceptionofleisureinitially
correspondswith the liberation from life’snecessities,Aristotlenowextends it.244
Allpersonsare inneedof thenecessitiesof lifeasaprerequisite to free,virtuous
242HC,12-13.SeeEN1096a5,1095b14-19.243EN1177a12-14.244PP,117;LOM,92-93.
89
action.Butoncebasicnecessitiesaresatisfied,thevirtuousstillneedotherhuman
beings toward whom to act virtuously. For example, the just man needs others
toward whom he will act justly.245Since the presence of other human beings
constitutesthepoliticalrealm,andisarequirementforanyvirtuouspoliticalaction,
the man in the political realm who acts virtuously needs the presence of other
persons: he is never truly free from necessity. He is never truly at leisure, and
thereforenevertrulyhappy.Onlythemanwhodoesnotneedthepresenceofothers
toactisfreefromnecessity.Leisure(scholē)isthereforeredefinedasfreedomfrom
therealmwhereothersarepresent.Itisnow,inArendt’sinterpretationofAristotle,
freedomfromtherealmofpolitics.246Theconclusionisthatonlythemanwhoexits
thepoliticalrealmisreallyatleisure,andreadytopursueeudaimonia.
Eudaimonia, according to Aristotle, rests upon fully exploring the
implicationsoftheactivityofthemind(nous).ThisbringsAristotletoconsiderthe
gods.Thegods,completelyself-sufficient,engageinapure,uninterruptedactivityof
the mind, undertaken for its own sake, which looks upon the unchanging and
eternal,thearchai.Theirsisthefreestlife.Humanbeingsalsohaveamind,andso
canandshouldengageinthedivineactivityandemulatethefreest,divinelife.This
is the best and happiest life for the human being. Although Aristotle, recognizing
thatpolitical activitiesare characteristicallyhuman,doesnotargue to forgo these
activities entirely, he thinks they are secondary to the contemplative activity.247
245EN,1177a30-33.246PP,82.247LOM,163.ArendtreferstoEN,1177b26-1178b18.
90
Definitively,thehighestpurposeofhumanlifeisnotpoliticalactivity,butthedivine
activity,contemplatingtheeternal.248
AsArendtseesit,Aristotle’sattempttofixdefinitivelytheendofhumanlife
as contemplating the eternal is where his conception of teleology does its most
damagetothepolitical.Happinessresidesinleisurefreefrompolitics,thepurpose
of action is advance into a state of leisure where one is free from political
obligations,andfreetocontemplate.Politicsisnowameanstoanend,andthatend
is leisure. Effectively, this is declaring that the proper end of politics is to cease
participating in politics. Leisure is also the precondition of a life devoted to
contemplation. Broadly speaking, then, the condition for the possibility of
philosophy is todiscover theoppositeofpoliticalactivity.Politicalactivity isanti-
philosophical.249Thecontrastbetween these twowaysof life isblunt,andblunter
still iswhichofthetwoisbetter.Vitacontemplativa isahigher,happier,andfreer
life. Arendt sees no other conclusion: according to Aristotle, contemplation is the
supreme way of life. As Aristotle writes, ‘One should either philosophize or take
one’sleaveoflife.’250Thetriumphofphilosophyoverpoliticsiscomplete.
Aristotle’s reinforcement of the hierarchy culminating in contemplative
philosophy distorts some of the ways he understands politics, leading him away
from his original insights. Like Plato, Aristotle naturalizes the political realm.
Aristotle argues that vita contemplativa is the freest, most self-sufficient life, and
thus implies that bios politikos is in some way not free. Refining the Platonic
248LOM,136.249PP,82-83.250LOM,I134.ArendtcitesAristotle’sfragmentarydialogueProtreptikos,Düringed.,B19andB110.
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argument,Aristotle suggests that thepolitical realmhasanaturalorigin.Notonly
doesthefamilyandthecooperationoffamiliesarisefromthedemandsofmaterial
necessity, but political communities arise out of them aswell. Aristotle of course
emphasizestheradicaldistinctionbetweenpolisandfamily,butinArendt’sviewhe
doesnotdoentirelyenoughtodispensewiththenotionthatpoliticsexiststosatisfy
material concerns.251 In that way, the free character of political action is not
adequatelydefended.
Aristotledoesspeakof thepolisasavoluntaryassociationofcitizens living
togetherinfreedom.Buthefurtherunderminestheimportanceoffreedomwhenhe
carries on from Plato and distinguishes between the forms of government by
analysingwho is rulingandwho is ruled: theone, the few,or themany.Although
Aristotle justifies the concept of rule by an appeal to his conception of material,
‘natural’necessity—whichestablishesthedifferencebetweentheyoungandoldfit
and unfit to rule—his conclusion is very Platonic.252Aristotle affirms that the
conceptofrulingisfundamentaltopoliticalanalysis.Thiscontradictionundermines
thepreviouslyexploredviewoffreedomArendtfindsinthePolitics,emergentfrom
thereflectiononthepolisasarealmofequalswhereallcitizensshareinrulingand
being ruled. Rather, in Arendt’s view, it shows another feature of the Platonic
inheritance.Inprioritizingtheconceptofrule,whatmotivatesAristotleiswariness
for the unpredictability of praxis,with its constant potential for new beginnings.
251HC,37,183;PP,17.252BPF,116-17.
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Correspondinglyhedesirestoreplacethatuncertaintywiththeconceptsthatevince
thecertaintyofthemasterissuingorders.253
Plato’s suspicion of the unpredictability of action impels him to describe
actionthroughconceptsdrawnfrompoiēsis,humancraftsmanship,wheretheterms
aremoresecure.Aristotle,although‘toalesserdegree’thanPlato,alsosuccumbsto
this temptation.254For Arendt, Aristotle’s motivations for doing so are primarily
metaphysical.Desiringtorankcontemplationasthehighestactivity,Aristotle, like
Plato, finds thatboth contemplationand theworkof the craftsmanare guidedby
beholding the ideaormodel—bothmeaningeidos.Recognizing this ‘inneraffinity’
betweencontemplationandpoiēsis,Aristotleranksthekindsofcognitionthusly.At
thebottomrankheplacespracticalinsight(dianoia)andpoliticalscience(epistēmē
praktikē); next, he places the science of fabrication (epistēmē poiētikē); finally,
followingoutofpoiēsis,heplacestheōria,thecontemplationofeternaltruth,asthe
highestkindofcognition.255Throughthattaxonomy,Aristotleprovidespoiēsiswith
agreatermetaphysicaldignitythanpraxis.
InthePlatonicmanner,Aristotle’smetaphysicalviewscontrastappearances
toreality, transmittingandsolidifying the two-worlddichotomyofmetaphysics.A
subtleindicationofthisishowAristotle’smetaphysicsaffecthisconceptionoffree,
virtuousaction,anddevelopitinadirectionArendtdoesnotrepeat.ForArendt,the
essence of freedom is located in the realm of appearances. In evaluating action,
Arendtthinksitshouldbeassessedasitappearstoothers,soforher,theGreeksare
253HC,222.BPF,118-19.254HC,230.255HC,301-302.ArendtreferstoMetaphysics1025b25,1064a17.
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troubled by whether an act is really just if it is seen by no one else.256Aristotle
emphasizes thateveryperformanceofactionrests in character (hexis), something
that cannot ever appear to another. For this reason, character is a theme absent
from Arendt’s articulation of action. But Aristotle, for his part, is concernedwith
tryingtodistinguishactions thatarereallyvirtuous fromthosethatonlyhavethe
appearanceof virtue.His solution to thatproblem is to argue that really virtuous
actions are grounded in character, which intensifies the dichotomy between
appearance and reality in the field of action. 257 Aristotle’s treatment of
communicationalsoemphasizesthedichotomy.Althoughhesystematicallyanalyses
thepoliticalartofpersuasion,heisguilty,likePlato,oftheun-Socraticmanoeuvre
of comparing unfavourably political speech to an invented philosophical speech.
After all, Aristotle’s systemic analysis of speech demarcates the political art of
speech, rhetoric, from the art of philosophical speech, dialectics.258This approach
showsthatAristotlecarriesonthedivisionbetweenanartofspeakingopinionsand
anartofspeakingtruth.HesharesthePlatonicsuspicionoftherealmofopinionand
appearances, and desires to replace a form of communication that yields
unpredictableoutcomeswithonethatcompelsknowledgethroughproof.259
Finally,Aristotlepracticesaphilosophythathasnosenseofrelationshipto
politics, but is a retreat from politics. To repeat, despite Plato’s insistence on the
importanceofthephilosopherrulingthepoliticalrealm,thepracticaleffectwasnot256PP,21-22.257C.f.Villa(1995),45.TherealissueisthatArendtnevermentionshexis—asIarguehere,theabsenceofanefforttoconstitutegenuinelyvirtuousactionsasopposedtoapparentlyvirtuoussuggeststhatArendt’sconcernisthemetaphysicalassumptionssustainingadichotomyofappearanceandreality.258‘Theartofpersuasionisthecounterpartoftheartofdialectic.’Rhetoric1354a1.PP,12-13.259BPF,219.
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toinitiateatrendofphilosophersattemptingtoseizecontrolofthepoliticalrealm,
buttoinitiatephilosopher’sdislikeanddisinterestinthepoliticalrealm.ForArendt,
it is anotherevent that showshowAristotle inheritsandpropagates thisattitude.
When Aristotle, like Socrates, was threatened with persecution for impiety, a
consequence of his philosophizing, he decided not to face his accusers in a trial.
SocratesstillobeyedthelawsofAthens,and,becausehefeltresponsibleforthecity
of Athens, he remained in the city. Aristotle did not. He fled the city of Athens
entirely.Aristotle’sjustificationwasthathedidnotwantAthenstosintwiceagainst
philosophy.ForArendt,Aristotle’sactionistelling:
WithAristotlethetimebeginswhenphilosophersnolongerfeelresponsibleforthecity,andthisnotonlyinthesensethatphilosophyhasnospecialtaskintherealmofpolitics,butinthemuchlargersensethatthephilosopherhaslessresponsibilityforitthananyofhisfellowcitizens.’260
WhatAristotlewantsfrompoliticsis,aboveallelse,safety.Intermsofhowthecity
is supposed to behave, what philosophy wants, in the last analysis, is to be left
alone.261The good philosopher turns entirely away from politics. The result is
apolitia. 262 Philosophy is characterized by an indifference to politics. 263 The
degradation of philosophy ‘depends entirely’ on separating the few who act
philosophically from themanywho act politically, and ensuring that the few are
neitherharassedbythemanynordrawntowardthemany.264Leftalone,philosophy
is a solitary activity that leaves behind the very exercise of speech. Philosophical
truth,inAristotle’saccount,isatruthwithoutword(aneulogou),atruththatcannot
260PP,26.261PP,26.262PP,26,133.263PP,133.264PP,135.
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be expressed in speech.265The contemplative way of life is an escape from the
commonworldofhumanbeings,anillusoryattempttoescapethehumanworldfor
something deemed more certain and more real.266In the last analysis, it is this
ultimatelymetaphysicalattitudethatconstitutesAristotle’sthreattothepolitical.
AristotleandThinking
InArendt’sview,howshouldphilosophystandinrelationtopolitics?Which
ismoremeaningfulforthehumanbeing?Oneviewisthattheactivityofphilosophy
should take a determined second place to political action, so that political action
assumes ‘existential supremacy’ over all other human activities.267For Arendt,
political action certainly illuminates a crucial, and traditionally underappreciated,
facet of human existence. But if one thinks it is the ‘supreme’ activity for
illuminating human existence, one runs into a paradox. Hannah Arendt does not
practiceasshepreaches.Shedefinesherselfasathinker,andsheisclear:whenshe
thinksaboutpoliticalaction,shedoesnotdopoliticalaction.Doesshereallyintend
tounderratethemeaningfulnessofherownactivityofthinking?
Arendt primarily explored the activity of thinking in the last years of her
life.268Her suspicion of ‘professional thinkers’ meant she was very wary about
offering self-reflections on her activity of thinking, including its content and
meaningfulness, until her Gifford Lectures.269Although her unexpected death did
265LOM,114.HC,20.266PP,203.267Kateb,(1983),6-7.268SeeBernstein(2000)forassessingArendt’sexplorationofthinkingearlierinhercareer.269LOM,3.
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notgiveherachancetocompletethisworkentirely,sheleftsomeclearsignpostsof
her position on the activity of thinking. The manner in which Arendt described
herself is important. She eschewed the label of ‘philosopher,’ seeing it associated
withthetraditionshehaddeclaredexhausted.Yetshestillwantedtoholdtosome
aspect of ‘philosophical’ activity. She therefore described herself as a ‘thinker,’ as
distinguished froma ‘philosopher.’ In thatvein,Arendtmadea furtherdistinction.
Shewasemphaticthatshewasathinker,notapoliticalactor.Arendtdidnotdesire
to act.270As an acutely self-aware thinker, Arendt recognized that she had spent
much of her work criticising those who considered the activity of philosophy, at
least insofar as it was informed by the notion of vita contemplativa, to have an
inherentlyhigherdignitythanpoliticalaction.
Asaresult,someinterpretationsofArendtarguethatsheintendedtoreverse
that traditionalprioritization, insteadprovidingpoliticalactionwithahigher level
ofsupremacy.Heractivityofthinking,then,couldbeseenasawaytohelpothers
act in politics, where the highest level of human meaning is disclosed. There is
somethingof thatstrain: thegoalofArendt’s thinkingaboutpolitics is tomakeus
betterawareof thepromise inherent inpolitics fordisclosinghumanmeaning, so
thatwecanactbetterinpolitics.271
But does Arendt simply see her thinking as classe préparatoire for future
political actors? If thatwere so, shewouldbevery close toviewsheattributes to
KarlMarx.ForMarx,whoseviewbringsthetraditionofpoliticaltheoryto itsend,
the purpose of philosophy is to orient and transform political action. Meaning is270HA,303,306;Young-Bruehl(1982),450-451.271Gottsegen(1994),10.
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realized not in philosophy, but in politics. Arendt, however, as noted above, has
muchtocriticizewiththeMarxiststance.Ultimately,itonlyreversesthecategories
of the tradition. But Arendtwants tomove beyond them, giving her thought this
paradox:Arendtpraisesaction,butshedesirestothink,anddoesnotdesiretoact.
One must dispense with any quasi-Marxist resolutions to Arendt’s activity of
thinking,andengagedirectlywiththeparadox.
Arendt is clear that for her, thinking is an activity.While the philosophical
tradition has assumed that thinking culminates in passivity, receiving reality in a
state of meditative, contemplative rest, Arendt disagrees. She uses Cato’s famous
tag, ‘neverisamanmoreactivethanwhenhedoesnothing,’toindicatethatwhile
thinkingmayappearpassive, it is infactnot.Thinkingisanactivity.Thisprovides
thebasicassumptionforherGiffordLectures,inwhichsheexploresthequestionas
topreciselywhatwearedoingwhenwearedoingnothingbutthinking.272Arendt’s
answer to thequestion is lessclear,particularly in terms the issue Iamexploring
here,ofhowshedistinguishesthinkingfromaction.AlthoughArendtisnebulouson
whatshethinkssheisdoingwhensheisthinking,onecandowelltofollowinthe
footstepsofherinterlocutors.TheCanadianpoliticaltheoristC.B.Macphersononce
pressedArendtontheveryparadox,questioninghowshecoulddesiretothink,yet
notdesiretoact.HearguedthatArendthadarbitrarilydividedthetwo:thinkingor
‘theorizing’isacting.Arendtrepliedasfollows:
272LOM,6-8.
98
Thinking in its purity is different—in this Aristotle was right…all modernphilosophers have somewhere in their work a rather apologetic sentencewhichsays:‘Thinkingisalsoacting.’Ohno,itisnot!Andtosaythatisratherdishonest. Imean, let’s facethemusic: it isnotthesame.Onthecontrary, Ihavetokeepbacktoalargeextentfromparticipating,fromcommitment.273
HowdoesArendtunderstandthedifferencebetweenthinkingandacting?Here,for
the final act of her intellectual life, she turns back to Aristotle. Her considered
positionisauniqueaccountoftherelationoftheactivityofthinkingtotheactivity
ofpolitics.Bearing inmind thatallpoliticalphilosophyhasanattitude topolitics,
whatArendtdoes,inthelastanalysis,istakeanironicattitudetowardpolitics.This
attitude means that, while she does not rank thinking as ‘higher’ than political
action,shedoeshintatthelimitsofpoliticallife.Consciousofthelimitsofpolitical
life,thethinkeris inaprivilegedpositionforseeingthemeaningofhumanaffairs.
Assuch,viaherironicattitude,Arendtaffirmsthedignityofthelifeofthethinker.
I.AristotleonThinking
ArendtsaysthatAristotleis‘right’aboutthepurityofthinking,sosheagrees
with Aristotle’s account of distinguishing between thinking and acting. Her
agreement, however, is not straightforward. As indicated above, Arendt’s quarrel
with Aristotle is over his conception of the vita contemplativa. Following that,
Arendt cannot accept the specific grounds Aristotle provides for distinguishing
betweentheactivityofthinkingandacting.ForAristotle,whathedescribesasthe
activity of thinking, theorizing, is contemplation of the eternal and unchanging
archai.
273HA,304.
99
Aristotle’s position only has meaning by holding the view that there are
thingsunchangingandeternaltocontemplate.YetforArendt,asdiscussedearlier,
inmodernitythisviewisnolongerfeasible.Arendt’sdefinitiveoppositionistothe
viewthat ‘thedistinctionbetweenthesensoryandsuprasensory…thatwhateveris
notgiventothesenses—GodorBeingortheFirstPrinciplesandcauses(archai)or
the Ideas—ismorereal,more truthful.’274Incontrast toAristotle,Arendt’sview is
decisively post-metaphysical. So while Arendt criticizes Aristotle’s vita
contemplativaforitshierarchicalprioritizationovervitaactiva,herobjectionisnot
just about the concept of politics implied. It is also aboutmetaphysics. From her
post-metaphysicalstance,ArendtconcludesthattheclassicalAristotelianaccountof
thepurityandmeaningfulnessofthinking,astheorizing,isnolongerpersuasive.
Nevertheless she does not abandon the account of the purity of thinking
entirely:Aristotleis‘right’aboutsomething.ForArendt,itisstillpossibletosalvage
a fragment illuminating the meaningfulness of thinking, and build up a different
conception of the activity. Arendt finds that fragment at the start of Aristotle’s
Metaphysics, translating the first phase literally: ‘Allmenbynaturedesire tohave
seen.’275 The literal translation has three important implications. One is that the
desiretoinvestigatetheworldarisesfromwhatisseen,whatisgiventooursensory
apparatus.‘Thequestionsraisedbythedesiretoknow,’shewrites,‘areinprinciple
allanswerablebycommon-senseexperienceandcommon-sensereasoning.’276For
Arendt, thisgroundsthedesire toknowfirmly in theworldof thesenses.Second,
274LOM,10.275LOM,58.ArendtcitesMetaphysics,980a22,usuallytranslatedas‘allmenbynaturedesiretoknow’[eidenai].276LOM,58.
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thereisadelightinseeingforitsownsakecommonto‘allmen.’Seeing—something
easily attainable by everyone—makes things intelligible to human beings, and so
humanbeingsdelightinintelligibilityforitsownsake.Thedesireforintelligibilityis
an inextricable feature of the human condition. As allmen share it, the desire to
knowcannotonlybeactualizedbythefew,byanelectof‘professionalthinkers’who
arespecialistsinanotherworldlyrealm,butmustimplicateeveryhumanbeing.277
Third, every human being is implicated, for Arendt, bymeans of a very different
facultyfromthatinvolvedwithaction.The‘purity’ofthinkingispossiblebecauseof
the desire to know for its own sake.278Armedwith this insight, Arendt develops
how she understands thinking. In The Human Condition, she had assumed that
thinkingculminatesinrest,andisultimatelycontemplative.279Butrealizingthatthe
activity of thinking is not the same as the activity of contemplation, she can
articulate the meaning and content for the activity of thinking in a different
directionfromPlatoandAristotle.280
ForAristotle,andPlatobeforehim,thethinkingcharacteristicofphilosophy
developsoutofaconcreteanduniqueexperience:asenseofwonder(thaumazein)
at thatwhich is. This sense ofwonder is experienced as speechlessness, implying
thatultimatetruthisbeyondwords.ForAristotle,therecipientoftheexperienceof
wonder is mind (nous), which is without speech (aneu logou). The essence of
philosophical thinking, in the accountofPlato andAristotle, is awithdrawal from
277LOM,13.278AlthoughArendt,thankstoaninsightfromKant,distinguishesthefacultyofthinkingfromtheactivityofcognition.Consequently,shedoesnotthinkthatthinkingandknowingarethesameactivities.SeeLOM,57,61-62.279LOM,6.280Taminiaux(1997),18-19.
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the public, political world; to find the experience of speechlessness, onemust be
removed from the experience of speech that sustains the political life.281 The
removal of the experience of thinking from politics is also a removal of the
experienceofthinkingfromtherealmofappearances;asPlato’sallegoryofthecave
shows,thinking inthecaveonlydiscoversthattheappearancesare illusory.From
Plato’sallegory,theexperienceofwithdrawalspecificallyconcernsthewithdrawal
fromtherealmofappearancesintotherealmofBeing.Thephilosopherthinksina
worldapartfromappearances.IftherealmsofBeingandappearancesdivide,then
philosophicalthinkingconcernstheotherworldlyrealmofBeing.Finally,itdevelops
intoawayof life,vitacontemplativa.As awayof life, philosophical thinking is an
activitywhereonedevelops a languageof realitybasedona conceptionofBeing,
withoutreference to theworldofappearances.Whenone takes this languageand
applies it to the realm of appearances, then one frequently speaks not in terms
commonlyrecognizabletothosewholiveintherealmofappearances,butinterms
ofnon-sense.282
II.TheThinkerasSpectator
Toescapethatresult,Arendtrebuildstheaccountoftheactivityofthinking
into a differentway of life. To start, Arendt does not deny that there is a fleeting
experience of wonder.283 But she is impressed by the interpretation Aristotle
providesforthisexperienceofwonder.Aristotleidentifiesthesenseofpuzzlement
(aporein) in which one becomes aware of one’s ignorance, and tries to progress
281PP,33;EN1142a25.282PP,36.283PP,38.
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beyondit.284Thedesireforintelligibilityimpelsonetoovercometheexperienceof
wonder.Thechallenge,however,istoaddresstheexperienceofwithdrawal.Inthe
vitacontemplativaaccount,thepursuitoftruthpromptsonetowithdrawfromthe
world of appearances to a realm of Being. In Arendt’s account, the desire for
intelligibilitypromptsthethinkertopursuenottruth,ladenasthattermiswiththe
metaphysicaltradition,buttopursuemeaning.
Toelaborateherpost-metaphysicalaccountofthinking,Arendtproposesto
replacethemetaphorofthecaveofPlatowiththetaleofPythagoras.Life,inthetale
of Pythagoras, is like the Greek festival, the great Pan-Hellenic games thatwould
draw all the Greeks together for religious rituals, competitions, and celebrations.
Pythagorasconsidersthedifferenttypesofpeoplewhogotothegames,anddivides
themintothreegroups.Somegotothefestivalinordertoparticipateintheathletic
activities,competingforaprize.Othersgotothefestivalasshopkeepers,wishingto
sell their wares. These two represent the ways of life of those motivated by
competitive glory or material advancement. But the best way of life, thinks
Pythagoras,isthatofthespectators(theatai).Inhisview,theyhuntnotforfameor
gain,butfortruth.285
For Pythagoras, the spectator represents the philosopher, driven by the
desire for truth.Arendt downplays the role of truth for thephilosopher, saying it
does not signify an other-wordly, ‘invisible’ truth.286 Instead, she examines the
philosopherinhisroleasspectator.Thenobilityoftheactivityofthespectatorsis
284LOM,114,121.285LOM,93.286ForafulleraccountofthepathArendttakes,seeBurch(2011),19-20,22.
103
that they do not participate in the games but instead, ‘look on it as a mere
spectacle.’287Whatpreciselyisthe‘it’theylookingupon?Ratherthanlookingupon
thewholeofreality,thekosmosofthecontemplativephilosopher,theyarelooking
upon the various actorswho are competing, or ‘performing,’ in the festival. Here,
Arendtexploresthecharacterofaction,previouslydescribedas‘performative,’and
extends themetaphor. As the spectator sees all the different performances of the
variousactors,thespectatorseestheirwhole‘play.’Alltheactorsenacttheirparts,
buteachactor,bydefinition,isonlyapartofthewhole.Hefindshismeaningsolely
asaconstituentofthewhole.288Tofindthewholemeaningoftheplay,onemustbe
in the position of thinking spectator, not actor. Therefore, if one is to pursue
meaning,onemustbeinthepositionofthespectator.ItisherewhereArendtthinks
thereisatrade-offbetweenactionandthinking.‘Asaspectatoryoumayunderstand
the‘truth’ofwhatthespectacleisabout;butthepriceyouhavetopayiswithdrawal
fromparticipating in it.’289Withdrawal, forArendt, is thecondition for finding the
meaning of the whole play. The nature of the activity of thinking is that it is an
interruption fromtheordinaryhumanpoliticalactivities, a ‘breakingoff’ fromthe
public sphere. It is a movement out of the order of politics.290For this reason,
althoughthereisamovementintoanotherworld,Arendtcharacterizestheactivity
of thinking by ‘the fact of withdrawal.’291As Arendt’s response to Macpherson
287LOM,93.288Inthisway,thesearchformeaningreplacesthesearchfortruth.SeeBurch(2011),19.289LOM,93.290LOM,197.291LOM,199.
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suggests, it is this fact that Aristotle understands to constitute the activity of
thinkinginitspurity.
Arendt provides a further qualification to the activity of thinking’s
withdrawal from the world, drawn from Pythagoras’s metaphor. There, the
spectatorsarepartofanaudience,whodeliberateanddiscuss themeaningof the
performanceswitheachother.Theverdictofthespectatorsonthemeaningofthe
whole, ‘whileimpartialandfreedfromtheinterestsofgainorfame,’isnotformed
independentof theviewsofothers.Althoughthespectator isdisengagedfromthe
particularity of the actor, he does not therefore act in complete isolation. Hence
unlike the vita comtemplativa, who flees from the company of men and their
uncertain opinions, the spectator remains among them. While the spectator
withdrawsfromtheworldtothink,histhinkingisnotasolitaryactivity.292
Arendt’s denial that thinking is solitary is a radical denial, extending even
intotheself.BorrowingfromSocrates,whodemandsthatamanspeakhisopinion
only when he is ‘in agreement with himself,’ Arendt understands thinking as a
conversationwithone’sself,asifoneweretwo.Soinwithdrawingfromtheworld
intomyself,Iencountermyself,anddialoguewithmyself.Inthinking,Idiscoverthat
Iam‘two-in-one.’293ForArendt,thisestablishesjusthowdeeplyrootedpluralityis
in thehumancondition. It isapersistentpresence inhuman life,andescape from
pluralityisillusory.Ifthinkingisalwaysadialoguewithanother,evenintheself,it
is never in its essence, as Aristotle thought through Plato,aneu logou. It requires
292LOM,94.293PP,19-21.
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speechtobeactivated, tosoundoutandtobemanifested.294Inwithdrawing from
the world to think, the thinker discovers the correspondence of plurality and
speech.Aspluralityandspeechconstitutetheactivityofthinking,Arendtcanthen
argue how thinking involves other human beings. The presence of other human
beings,whospeaktothethinkerandtowhomthethinkerspeaks,innowaytaints
thepurityofthinking.Rather,thereisananticipatedextensionfromthinkingwith
one’sself, to thinkingwithothers.Aristotleprovides the link.Thevitalcoreofhis
theoryof friendship is that ‘the friend is another self.’295ForArendt, this signifies
thatafriendisthatwithwhom‘youcancarryonthedialogueofthoughtwithhim
justaswellaswithyourself.’296
III.FriendshipandThinking
Arendt finds three important implications for the theory of friendship in
understanding thinking. First is a therapeutic implication. When thinking is
conceived as an activity undertaken with fellow human beings, it weakens the
tendency of thinking (a tendency built into the activity), to drift toward
metaphysical fallacies.Arendtissympathetictothedevelopmentofthesefallacies,
suchasthetwo-worlddichotomy,sincetheyareconclusionsderivedfromauthentic
experiencesofthethinkingself.Thereasonwhythesefallaciousconclusionsemerge
has to do with one particular aspect of thinking, which prepares the ground for
thesefallaciestoseemlikenecessaryconclusions.Asthinkingisawithdrawal, the
withdrawal often proceeds into solitude. The experience of solitude overturns
294LOM,121.295EN1166a30.296LOM,189;PP,20.
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common sense, andmakes it seem that onlywhat is thought is real, and all else
seemsillusory.Butfriendshipprovidestheremedy.Thepresenceofothersbreaks
downtheexperienceofsolitudeandpreservescontactwiththeworld.297
Second is thepolitical implication.Theactivityof thinking continues in the
companyofothers,soastounderstandtheopinionsofothersandunderstandhow
theworld appears to others. The experience of plurality, extended now to actual
human beings, continues to subsist. Rather than about developing a single view,
thinking with other human beings is about understanding the variety of human
opinions, so that the commonness of the world becomes apparent.298The goal,
throughthisdialogue,istosustainacommunityoffriendswhereacommonworld
beginstoshowitself.Inthisway,thinkingrelatestothepublicsphere.
Recognizingthatthinkingrelatestothepublicspherehelpsidentifythethird
implicationofthetheoryoffriendship,itsmoralimplicationforthinking.Whatboth
SocratesandAristotlesuggestisthatlivingtogetherwithothersbeginswithliving
togetherwithmyself.299Asnotedearlier,Arendtthinksthatfriendshipplaysarole
in establishing the common world of the polis. Yet this was only explored as a
phenomenonwithinthepublicsphere,andsoonlyasacorollaryofaction,interms
ofhowindividualsappeartooneanotherthroughtheiractions.Butbyemphasizing
that in theactivityof thinking, evenwhen it is internal to the self, one stillmeets
another self, Arendt says that in thinking, one appears to one’s self. If there is a
disagreement, one has to resolve this before one can live with others. ‘Living
297LOM,197-199.298PP,18.299PP,22.
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togetherwithmyself’requiresthatI firstbeinagreementwithmyself.Couchedin
thelanguageofappearances,itrequiresthatthroughtheconversationwithmyself,I
appear to myself as I would want to appear to others. For Arendt, this insight
implicates the very meaningfulness of politics. It informs the possibility as to
whether morality has any earthly reality. Crucial for Arendt, there is here a
conceptionofasecular ideaofconscience,whichcouldshowhowsomeonewould
wanttoactjustlyeveniftheyareunseenbyothers.Socrates’sadviceisto‘beasyou
wouldliketoappearforothers;’butsinceIfirsthavetobeinagreementwithhowI
appeartomyself,ItestifyfirsttomyselfastowhatIreallyappeartobe.Putmore
starkly,oneshouldneverkill,becauseinthedialoguewithyourself,youwilltestify
tothefactthatyouhavekilled.Youwill thenappeartoyourselfasamurderer,as
longasyou live.300In theabsenceofgodswhoseeall andpass judgementonour
actionsinthepublicsphere,theawarenessofhowwemightappeartoourselvesif
we act unjustly is, in the last analysis, what impels us to act justly in the public
sphere.
Socrates believed this awareness couldbe learned.AlthoughArendt is less
sureof that, forher, thecrucialSocratic teaching is the importanceof thinking for
living justly.301‘The underlying assumption of this teaching is thought and not
action, becauseonly in thought can thedialogueof the two-in-onebe realized.’302
What is unique about thinking is that the presence of thinking can be among the
conditionsthatassisthumanbeingsindoinggoodandavoidingevil.Therearehere
300PP,22.301LOM,5.302PP,23.
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further intimations of Eichmann. For Arendt, the one noticeable characteristic of
Eichmann is his thoughtlessness, his absence of thinkingwhich condemns him as
politicallyirresponsible.ThecaseofEichmannisexemplarybecauseitconnectsthe
problemof good and evil directly to the activity of thinking. Eichmann’s case is a
warning for modernity, demonstrating that modern political irresponsibility
happenswhen thinking is absent. It provides the imperative to understandwhat
thinkingis,andwhatroletheactivityofthinkinghasformorality.303Tosummarize,
thegoalofpoliticalaction is tobuilda realmof friendship fromwhicha common
humanworldbeginstoshowitself.Butthisrequiresthinking.Thinkingprovidesthe
impetustoactjustly,bydemandingthatanindividualbeinagreementwithhimself
beforeheactsinrelationtoothers.Oncehelearnstodothat,hecanlivewithothers
infriendship.Throughtheactivityofthinkingwithotherhumanbeings,thethinker
helpsestablishacommonworldbuiltonthesharedunderstandingoffriendship.
Nevertheless,whilethereisthispositivelinktothepoliticalsphere,thinking
exists independentlyofpolitics.Entered into, thinking isanoasis thatgives life to
politics, yet considered as an activity in itself, thinking is free from politics.304So
despite the link to politics and the public world provided through friendship,
thinkinghasitsownontologicaldignity.Itconstitutesthehumancondition.Arendt
already has argued that all human beings have a desire for intelligibility. But she
refusestorankthissphereoflifeashigherorlowerthanthepoliticalsphere.Inthat
sense,sheishelpedbyAristotle’sdiscussionoftherelationshipbetweenlanguage,
303LOM,3-5.Thisroleforthinking,however,isnottoproduceusablepracticalwisdom.SeeBernstein(2000),284.304PP,202-203.
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the faculty that implicatesotherhumanbeings, constitutes thepublic sphere, and
impels one to act in theworld; and thought, the faculty that is implicated in the
desire for intelligibility, the activity of thinking, and ultimately some form of
philosophy.Aristotle refuses todecidewhether thinking is the origin of speaking,
which would make the activity of thinking prior to political activity; or whether
speaking is the origin of thinking, which would make political activity prior to
thinking.Arendtseesbothaspectsaspartofthefundamentalconstitutionofhuman
existence.As thinking isnotasolitaryactivity, it involvesspeech: ‘thinkingbeings
haveanurgetospeak,speakingbeingshaveanurgetothink.’305
Yet Arendt provides a different kind of priority to thinking. As described
above,inrejectingmetaphysics,Arendtaffirmsabasicontologicalthesis:thatBeing
and appearing coincide. There are important implications. Theword ‘appearance’
wouldmakenosense if therewerenoone toacknowledge theappearance.Every
‘appearing’ofsomethingisalwaysan ‘appearingto’someone.FromArendt’spost-
metaphysical view, for something ‘to be,’ it must appear to a spectator.306Arendt
concentrates upon the activity of speculation in her interpretation of the tale of
Pythagoras, and, she calls the highest form of speculation, the speculation on
meaning,theactivityofthinking.Thinkinginitspuritybecomesthehighestformof
speculation.Forsomethingtoberequiresthattherebeathinkingspectatortoseeit.
Being requires thinking, and thinking is never apart from Being.With that view,
ArendtechoesaclassicformulationofParmenides:thatthinkingandbeingarethe
305LOM,99.306LOM,19.
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same.307Arendt therefore privileges thinking. Thinking is the way to make what
appears in theworld intelligible.Arendtdescribesnootherway todo this: inher
view,theactor’sperspectiveisalwaysinasignificantwayincomplete,andrequires
thespectatortobuilditup.AlthoughArendtdoesnotsayitexplicitly,itisnogreat
stretchtoconcludeasaresultthatthinkingisthefundamentalwayofbeing.308
Likepolitical action, thinking is anactivity thathas its end in itself.Arendt
finds that view in Aristotle. Although Aristotle argues that thinking is ultimately
contemplative, and so culminates in quietude or rest, Arendt’s close reading of
Aristotle notices a passage where Aristotle implies a very different outcome.
Aristotle describes philosophical thinking as an energeia, the ‘perfect and
unhinderedactivitywhich[forthisveryreason]harbourswithinitselfthesweetest
of all delights.’309There is for Arendt a contradiction between the ‘quietude’ of
contemplation and energeia, especially one that has no culmination beyond the
activity but is an end in itself. Thinking produces no definite, end results. As
Aristotle says, it is ‘unceasing motion, which is motion in a circle.’310Being a
repeatingcircle,thinkingdoesnotendintruth,nordoesitbuildconclusivesystems
ofthought,butswingsbacktoaddressthesamequestionswithwhichitbegan.311It
remainsinitscontentelusiveandineffable.SinceArendtbelievesthinkingneither
pursuesaneternaltruthnoradefiniteworldview,theactivityof thinking isabout
perpetually sharing opinions between friends, which remain scattered307ForParmenides,andforArendt,onewillnotfindthinkingapartfromBeing.Onecanonlythinkwhatis.AsaresultParmenidesconcludes,‘itisthesamethingtothinkandtobe’DKFragmentB3;c.f.B6.Burch(2011,23)notestheHeideggerianimplicationsofArendt’sview.308Burch(2011),23;HA,303.309LOM,123.ArendtcitesProtreptikos,Düringed.,B87.310LOM,124.ArendtcitesMetaphysics1072a21.311LOM,124.
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fragmentations.312What does thinking do? Aristotle provides the metaphor: ‘the
activityofthinkingislife.’313Theonlymetaphorthatcandescribewhatitdoesisthe
sensationofbeingalive,ametaphorthatatoncepointsatthemystery,vitality,and
importanceofthinkingunderlyingthehumancondition.
IV.ThinkingandPolitics
With what attitude does Arendt’s thinking relate to politics? Arendt’s
thinkingpraisespolitics.Sherejectstheconceptionofthinkingasorientedtoward
thecontemplationofeternalarchai,andturnstheactivityofthinkingawayfromany
fallaciously conjectured otherworldly realm toward the realm of this world.
Groundedinthisworld,thinkingrevealsthephenomenonofpoliticsandilluminates
itsmeaningforthehumanbeing.Arendt’sthoughtaboutpoliticsarguesthatpolitics
is inneedof redemption,and that this redemptionofpolitics in turnredeems the
humanworld.
ButArendtdesirestothink,anddoesnotdesiretoact.Herargumentforthe
purity of thinking fundamentally constitutes thinking as a withdrawal from the
worldofpolitics.AsthetaleofPythagorasshows,onemustrecognizethelimitsof
theworldofactorsperforming,sincethemetaphorof ‘performance’ indicatesthat
eachactoronlyplaysapartof thewhole.Thecharacterofaction is tobe limited.
Consequently, political action can never wholly constitute meaning. To ground
meaningcompletelyinpolitics,tofindtotal‘homeliness’inpolitics,isimpossible;in
politics,Beingandappearancedonotcoincide.314
312E.g.Lessing,MDT,8;andArendtherself.Jones(2013).313LOM,123.ArendtcitesMetaphysics1072b27.314Villa(1995),203,205.
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The spectator identifies the limits of politics; not acting, looking upon
politics, he recognizes that political action is but a part of the whole. While the
spectatorrecognizeshowimportanteachactorisforconstitutingmeaning,healso
sees that eachactor cannot constitute allmeaning. Inwithdrawing fromaction to
lookuponit,andseeingitslimits,thespectatorcultivateshissenseofirony.315Only
inwithdrawingfrompoliticstothink,onlyinthepureactivityofthinking,doesthe
gap between Being and appearance resolve itself. ‘I don’t know of any other
reconciliationbutthought,’saysArendt,showinghowsheprivilegesthinking.316
Arendtemphasizestheimportanceofthinking,andfurtherhintsatthelimits
of politics, when she associates thinking with freedom. Although freedom and
politicalactionareinseparable,freedomisnotexclusivetopoliticalaction;‘thinking
is anothermode ofmoving in theworld of freedom.’317While Arendt describes a
retreat into the freedom of thought exhibit during the ‘dark times’ of impending
totalitarian rule, she also describes the possibility and need for free thinking in
these ‘dark times.’ The free character of thinking suggests independent thinking.
Independent thinking needs ‘no pillars and props, no standards and traditions to
move freelywithout crutchesoverunfamiliar terrain.’318Theunfamiliar terrainof
which Arendt speaks is the modern moment, where the radical break with the
traditionhastakenplace.Onlythepureactivityofthinking,genuinelymovingfreely,
can respond to the threat of totalitarianism. 319 When old categories of
315IowethetermtoTaminiaux(1997),2-3.316HA,303;Burch(2011),23.317MDT,9.318MDT,10.319Bernstein(2000),278-79.
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understanding and value have been swept away, when the political realm is
breaking down, and genuine political action is no longer possible, the activity of
thinking takeson a fierceurgency.At thatmoment,Arendt implies, itmaybe the
onlyactivitythatcanstruggleagainsttotalitarianism.
Thinking’sactivityofwithdrawalfromthepoliticalworldexposesatension
that further intensifies the irony. One the one hand, the spectator is part of an
audience,sohe,alongsideothers,looksupontheactors.Thinkingstillrelatestothe
commonworldinwhichhumanbeingsinteractandtakeinitiatives;bythinkingwith
friends, fellow thinkers judge specific events.320The withdrawal from action to
thinkingshows that the thinkerstillbelongs to thecommonhumanworld.On the
otherhand, thinkingmakesonehomeless.AlthoughAristotle’sdecisionto flee the
citywhenthreatenedwithpersecutionsignifieshisindifferencetopolitics,ithasfor
Arendtanadditionallevelofmeaningabouttheessenceofthinking.Itindicatesthat
thinkingisnotathomeinthepoliticalrealm.321Whileitneednotbeanexitintoa
realmofBeing, it isalwaysawithdrawal fromtherealmofappearances. Itplaces
the thinker in a different relationship topolitics. The activity of thinkingputs the
thinkerinaplaceofnowhere.ThewayofthelifeofthinkingremainswhatAristotle
callsthe‘lifeofastranger’(biosxenikos).322ForArendt,thethinkerisneverentirely
athomeinthecommonworldofhumans.Thethinkerpermanentlybearstheaura
of an exile.323In the last analysis, Arendt strengthens her paradoxical account of
320Taminiaux(1997),21.321LOM,199.322LOM,53.ArendtcitesPolitics,1324a16.323Arendt,self-consciousofherselfasathinkerandaJew,explorestheJew’sstatusasa‘pariah.’SeeBernstein(2000),278-79.
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thinkingandpolitics.Ratherthanresolvingtheproblemofhowthinkingrelatesto
politics, Arendt problematizes that relation. Conscious of its incompleteness, the
thinker views the meaning of the political realm ironically. Arendt describes
thinking as a simultaneous withdrawal from and belonging to the world of
appearances, and so exposes the tension directly.324Aware of this, the thinker
maintains an ironic relation to the political realm, because of the tension in his
involvementtowardit.Arendt’scautionindescribingherrelationtopoliticsisher
understandingthistension,andunderstandingthatitcannotbeexplainedaway.Yet
in leavingherreaderwithanaccountof the importanceof thinking,Arendt isnot
cautiousbutdaring.Ifsheinspiresherreaderstoredeempolitics,shealsoinspires
herreaderstothink.Shedaresherreaderstoworkoutwhataredeemedactivityof
thinkingwouldmean,andwhereintheworlditwouldplacethem.
Conclusion
Arendt’sinterpretationofAristotleisanefforttothinkwithAristotleagainst
Aristotle. In thinkingwith Aristotle, Arendt finds in Aristotle a great treasure of
insightson thephenomenonofpolitics.SheuncoversAristotle’sconceptionof the
activityofvirtueorexcellence(aretē),performedforitsownsake,whichconstitutes
politicalaction(praxis).Praxis,inturn,constitutesthecoreofthepoliticallife(bios
politikos).Aristotle eloquentlydemonstrates the value andmeaningfulness ofbios
politikos for the human being. Arendt goes further. Following Aristotle, she
emphasizes that the meaningfulness of bios politikos is characterized by public
324Taminiaux(1997),21.
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freedom, expressed in the sharing of words and deeds in the polis. She finds
Aristotle’s conception to be an insightful contrast to the individualized, internal
freedom of the will, which concerns interior struggle between good and evil.
Arendt’s ordering of deeds over intentmeans she evaluates themoral content of
public freedom by how one person appears to others. Her emphasis on a realm
where free action can occur draws her to take up Aristotle’s articulation of the
meaning andpurposeof thepolis. Thepolis is the realmwhere citizensmeet and
interactbymeansofpersuasivespeechratherthancoerciveaction.Citizenscanrule
onlyas longas theypersuade theothers toallowthemtorule; ifanother ismore
persuasive,anothermayrule.Citizens,inAristotle’sformulation,ruleandareruled
inturn,sothatthereisnofixedorderofrulerandruled.Citizensmeeteachotheras
equals.
In opposition to modernity’s Tocquevillean anxiety about equality being a
threat to freedom, Aristotle provides a conception of public freedom for citizens
inextricablylinkedtoequality.Thepolis,moreover,differsfromthefamilyinthatit
must unite distinct and different citizens, building an association not through
natural ties or sameness of material conditions, but through friendship. From
Aristotle, Arendt discovers the insight into plurality that constitutes the
phenomenon of politics. Lastly, the polis is the realm where particular persons
appear in their distinctiveness to one another, and this appearance underwrites
one’sconceptionofwhatisreal.ArendttakesupAristotle’sphrase,‘whatappearsto
alliscalledBeing,’andgivesitaspecificontologicalformulation.Forher,Beingand
appearance coincide. As the realm of appearances, the polis is the realm that
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constitutesthetotalityofhumanreality.Arendtrepeatsheroppositiontothetwo-
worldmetaphysical dichotomy, which denies Being is discovered in the realm of
appearances, attempting instead to place Being in a distinct realm beyond
appearances.Anyattempttoescapefromtherealityofappearances,anyflightintoa
transcendentbeyond, isan illusion.Moreover,assuchametaphysicalviewdenies
the realitydisclosedbyhumanactivity in thepolitical sphere, it is a threat to the
dignityofpolitics.
‘Political philosophy,’Arendtwrites, ‘necessarily implies the attitudeof the
philosophertowardpolitics.’325InArendt’sview, it isPlatowhoproposesthetwo-
world metaphysical dichotomy, in the form of contrasting the uncertain opinion
foundintheworldofappearancestocertaintruthfoundintheworldofreality.In
this way, political philosophy is supreme over politics, and guides and directs it
through the termsprovidedby political philosophy.With his political philosophy,
then,Platodevelopsanattitudetowardpoliticsthatthreatenstheirinherentdignity.
Aristotle fatefully inherits this attitude. Despite Aristotle’s insights into the value
andmeaningfulnessofbiospolitikos,heranksitasmerelysecondarytoahigherway
of life. Aristotle upholds Plato’s divide between truth and opinion; he associates
political persuasion with uncertain opinion, while philosophical dialectics he
associateswithcertaintruth.Aristotlealsofindsanaffinitybetweencontemplative
thought and fabrication (poiēsis). Like Plato, Aristotle considers poiēsis as higher
than praxis. This view inevitably devalues praxis as the core of the political life,
further diminishing the dignity of politics. Aristotle also argues that the vita
325BPF,17.
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contemplativa,asthebestlife,correspondstothefreestlife.Tojustifyhisposition,
hehastoshowthewaysinwhichbiospolitikosisassociatedwithalackoffreedom.
So despite his previous rich articulation of public freedom, he undermines it by
naturalizing the political realm, and making the concept of ruling the essential
political category for comparing different kinds of regimes. Aristotle’s
demonstrationoftheinadequaciesofbiospolitikosencourageshimtodevelopaway
oflifeindifferenttopolitics.Thecorecontentofthevitacontemplativaisforthefew
to liveseparate fromthepoliticalworldof themany,andengage inanessentially
solitary activity, isolated from other human beings. Aristotle therefore initiates a
view of the political sphere where it is characterized by lack of freedom, and
encourages an activity,which, taken as away of life, is a flight from the common
human world. It is in opposing these positions where Arendt must, with great
fervour,thinkagainstAristotle.
Havingdiscoveredarangeof insightsconcerning themeaningofpolitics in
Aristotle, but having discovered Aristotle’s fateful inheritance that distorts the
meaningofpolitics,itmightseemthatArendtdepartsfromhimintheend.Butthis
is to sever the conversation prematurely. Arendt’s project thus far is to value
politicallifeagainstthedominationofthevitacontemplativa.Buttheparadoxisthat
Arendt embraces a life of thinking, not a life of politics. As she articulates her
understanding of thinking, Arendt draws herself into a final conversation with
Aristotleconcerningherownactivityofthinkinganditsrelationtopolitics.
The shift for Arendt is her assertion that thinking is a wholly different
activity from political action, with its own independent dignity. Due to her post-
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metaphysical stance, Arendt cannot accept that thinking is oriented toward
contemplating eternal principles. But it is possible to draw fromAristotle a post-
metaphysicalsetof insights.Aristotle’s justificationfortheimportanceofthinking,
‘allmenbynaturedesiretoknow,’literallymeans,‘allmenbynaturedesiretohave
seen.’ ForArendt, the literal translationestablishesadesire, sharedbyallmen, to
understand fromthroughtheirsenses.Fromthis,Arendtconcludes that there isa
desire for finding intelligiblemeaning in theworld. FromAristotle to Arendt, the
‘purity’of thinking ispossiblebecauseof thedesire for intelligibility implicatinga
wholly different faculty than that concerned with action. This interpretation of
AristotlehelpsArendt think againstAristotle’smetaphysically ladenphilosophical
way of life. By emphasizing the desire for knowing as the desire ‘to have seen,’
Arendtgroundsthedesireforintelligibilityintheworldofthesenses,commontoall
human beings, and not in anotherworld. As it implicates a desire inherent in all
humanbeings,thinkingneednotberestrictedtoafew‘professionalthinkers,’butis
anactivitythatallhumanbeingscanandshouldpractice.
HelpedbyAristotle’stheoryoffriendship,Arendtarguesthatthinkingneed
not be conceived of as an essentially solitary activity. Thinking, even within the
individual self, is always a dialogue with another self. Friendship, for Arendt’s
appropriationofAristotle, is a relationshipwith another self,withwhomone can
carryonthedialogueofthoughtjustaswellaswithone’sself.Thusthepurityofthe
activityispreservedandstrengthenedinthecourseofthedialoguewithone’sself
extending to one’s friends. Thinking with friends helps ward off the threats
metaphysicalphilosophypresentstothepolitical.Itkeepsthethinkergroundedin
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the common world, resisting the tendency to drift into metaphysical fallacies. It
nourishesplurality inpolitics,strengtheningthepoliticalrealm.Finally, thenotion
of thinkingwith others shows that the presence of thought impels human beings
whothink toact justly.Ultimately, in thinking,onerecognizes theboundariesand
limitsofpolitics.WhileArendtdoesnotarguethatthinkingissupremeoverpolitical
life,Arendt’semphasisontheimportanceofthedesireforintelligibilitymeansthat
forher,thinkingistheonlywaytodisclosemeaning.Onegraspsitsimportancenot
byAristotle’staxonomy,butbyAristotle’smetaphor:thinkingislife.
So although Arendt criticizes the form thinking takes in Aristotle’s vita
contemplativa, she argues for the independence and dignity of the activity of
thinking.Herthinkingaboutpoliticsshowstheimportanceofpoliticstohumanlife,
but also reveals the limitations of politics.Her conceptionof thinking emphasizes
the persistence of the common humanworld through friendship, but also shows
that withdrawal from politics essentially constitutes thinking, meaning that the
thinker is a stranger to those in politics. The reader is left to puzzle over these
conflicts. In thinking about politics, Arendt exposes the tension between thinking
and politics. The reader is left recognizing that politics, despite its redemptive
qualities, isnot theonlysourceof redemption for thehumanbeing.One learns to
distance oneself frompolitics. The attitude of the ‘political philosophy’ ofHannah
Arendttopoliticsis,ultimately,oneofirony.
Arendt’s ironic attitude enables her to oppose two streams in political
philosophythatthreatenthedignityofpolitics.Byrefusingtodeclarethatthinking
is supreme over politics, she stands against the Platonic stream of political
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philosophy, which aims to resolve definitively the problem of the relationship
between thinking and politics. Plato resolves the problem by finding, through
philosophicalthinking,theconceptstodirectandgovernpolitics.Itisaconceptthat
isfatefulfortheshapingtheactivityofphilosophyinmodernity,andwouldaccount
for philosophers presuming they can direct and govern totalitarian movements,
leading to their cooperation with these movements.326The path of the Platonic
thinker is to withdraw from the world of appearances; alone, he claims himself
capableofultimateunderstandingoftruth.ThePlatonicthinkertriestoclaimtotal
devotion to the thinking activity. But he then claims a right of return from the
thinkingactivitytotheworldofcommonappearances,theworldofpolitics,where
hethenassertstherightofregulatingallotheractivities.327Eitherhe, intriguedby
the concept of the philosopher ruler,wants to advise the tyrant or be the tyrant,
aspiring to contribute a new solution for human affairs.328Or he viewspolitics as
inherentlyflawed,becomesindifferenttoit,andretreatsintohisowncontemplative
practice.Arendtshowshowthinkingalways implicatesthecommonworld,andso
affirmsthedignityofpolitics.
Theother streamArendtopposes is the tendency todeclare thathistory is
supremeoverpolitics.Arendt’sattitude toward theconceptofhistory isnuanced,
since she thinks the path of modernity inclines the human being to historicism.
Previously,onecouldreplytohistoricismbyanappealtometaphysics.Metaphysics
assumedthatinthinking,humanbeingsgrasptimeless,eternaltruths.Thesetruths
326E.g.MartinHeidegger.SeeDisch(1994),14-18;Taminiaux(1997),21.327Taminiaux(1997),21.328Taminiaux(1997),20.
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are independentofanyhistoricalperiod.Theveryactivityof thinking risesabove
history, and so refutes historicism. But for Arendt, historicism is an issue for
modernity becausemetaphysics is no longer persuasive. The demise of the belief
thatthereareeternaltruthsmeanstheessenceofthinkingcannolongerbeabout
rising above history to grasp eternal truths. Historicism cannot be decisively
refuted. Modernity turns history into the predicament that it is, and it means
modern political philosophy, notably Marxism, sees history as supreme over
politics.Arendt’sreplyistothinkaboutpoliticalaction,whichexposesthelimitsof
historicism.Arendtarguesthataction‘createsthecondition’forhistory.329Thefree
actions of human beings direct and make history. For an act to be free in this
political sense, itmust transcendmotivesor consciously intendedgoals, andhave
thepotentialtocallsomethingintobeingthatdidnotexistbefore,somethingwhich
couldnotbeknownbeforehand.330The implicationsof freedom, forArendt,mean
thatonecanneverdefinitivelyknoworpredictthecourseanddirectionofhistory.
Tothemodernsystemsofthoughtthatdeclareaknownoutcometohistory,Arendt
provides the resources for resistance. Novelty, the constant possibility of new
beginningsentailedbythecorrectunderstandingoffreeaction,decisivelyoverturns
historicism.Mancanriseabovehisowntimes,becausetheconceptionof freedom
demandsit.Whenthedignityofpoliticsisgivenitsduerecognition,historycannot
claimitselfsupremeoverhumanlife.
Arendt’s thought addresses the question of the meaning and purpose of
politics.Heranswerisfreedom.Yetshesketchestwomeaningfulactivities,political329HC,9.330BPF,150.
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action and thinking, which discloses a mode of freedom. Each sketch resists a
modern danger, a source of political irresponsibility. Against a danger to
characterizethinkingasunworldly,Arendttestifiestotheimportanceoftheworld
forthinking.Againstadangerofsubsumingfreedomunderhistory,Arendttestifies
totheimportanceof freedomforunderwritingthemeaningofpolitics.ButArendt
alsotestifiestothe importanceof freedomforthinkingafreshinthedarktimesof
modernity. Her path of thinking is to emphasize the themes of political action,
worldliness,andfreedomassheleadspoliticalphilosophyoutof‘theobscurewood’
of the tradition wherein it ‘lost its way.’331In her political theory, then, Arendt
showsherselfengagedinprojectgreaterthantheboundsofpolitics.Sheisathinker
onagrandscale,reimaginingandreorderingallhumanactivities.Buttheresult is
deliberately ambiguous. Arendt shuns a definitive conclusion on a new order of
things, particularly in how thinking relates to politics. While she provides her
readerswithafresh,post-metaphysicalaccountofthinking,andafreshaccountof
politics,shealsoexposesafundamentaltensionbetweenthinkingandpoliticsthat
cannotbuthauntallhumanactionandallhumanthought.
331BPF,144.
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II.LeoStrauss’sAristotleandtheReturntoClassicalPolitical
Philosophy
Strauss’sCritiqueofModernity
LeoStrauss’sprincipalphilosophicalthemeistherationaljustificationofthe
activityofphilosophyasthebestwayoflife.Hisattempttojustifytheactivityof
philosophyasthebestwayoflifearrivesatanimpassewhenitmeetstheclaimof
religiousrevelationtoofferthebestwayoflife.Theprincipalphilosophicalproblem
forStraussisthetheologico-politicalproblem,playedoutacrossthelastfive
hundredyearsofmodernhistory.Modernphilosophyattemptstoresolvethe
theologico-politicalproblemthrougharadicalemphasisonpoliticalphilosophy—a
politicizedphilosophy.Theresultisafailure.Itexhaustsmodernrationalism,
bringingaboutthedominanceofpositivismandhistoricism.Theseforcesrender
impossibletherationaljustificationofphilosophyasthebestwayoflife,andclaim
thatphilosophyitselfisimpossible.Withhistoricism,notrationalism,guiding
philosophy,modernphilosophersbecomepoliticallyirresponsible.Strauss,
therefore,seeksareturntoclassicalpoliticalphilosophy,tounderstandand
respondtothefailureofmodernpoliticalphilosophy.
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ForStrauss,classicalpoliticalphilosophyprovidesanalternativeto
positivismandhistoricism:apoliticallyresponsiblephilosophy,whichcanrationally
justifyitselfasthebestwayoflifeandundertakethequestfortheknowledgeofthe
whole.InStrauss’sreturntoclassicalpoliticalphilosophy,thestudyofAristotleisa
crucialstep,followingfromStrauss’sstudyofSocrates.ItisAristotlewhoexamines
politicsonitsownterms,showingitsworth,limitation,androleforpolitical
philosophy.
I.Strauss’sArtofWriting
WhydoesStraussstudytheancients?IntheopeningofTheCityandMan,
Straussdeclares:
Itisnotself-forgettingandpain-lovingantiquarianismnorself-forgettingandintoxicatingromanticismwhichinducesustoturnwithpassionateinterest,withunqualifiedwillingnesstolearn,towardthepoliticalthoughtofclassicalantiquity.Weareimpelledtodosobythecrisisofourtime,thecrisisoftheWest.1AnxietyaboutthepresentimpelsStrausstostudythepast.Inrecountingthe
historyofpoliticalphilosophy,Straussisnodispassionateexegete.Onthecontrary:
Strauss’sphilosophicalprojectistoengagewiththeproblemsofmodernity.In
turningtothepast,however,Straussdeploysanunusualstyleofwritingthat
obscureshisownscholarlyvoiceandhisphilosophicalproject.Theconsequences
igniteintheStrausswars.2ThisrequiressomeinitialexplanationaboutStrauss’s
chosenmannerofwriting.
1CM,1.2ControversiesdatebacktoStrauss’searlywritings.SeeMajor(2013),5-6.ThemostfamiliarchargesagainstStrauss,thatheisguiltyofoutrightbadhistoricalscholarship(e.g.Burnyeat(1985))orplaysatbeinganintellectualguruforselecteddisciples(e.g.Skinner(1969))areaddressedinZ&Z(2006).
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Strauss’swritingsaretheessentialvehicleforcommunicatinghis
philosophicalteachings.3Whilehearrangesmostofhiswritingsasexegetical
commentariesofearlierthinkers,theyshiftbetweenhistoricalexegesisand
personalphilosophicaljudgement.Strauss’spedagogyistodesignhiswritingsasa
debatebetweenthepastandthepresent,tryingtopersuadethereaderofthe
debate’svitality.Strausswillintimatecertainpositionsthathehimselfholds,but
pastthinkers,notStrauss,havethestage.Strauss’sprimarygoalistopersuadethe
readertolearnfromthehistoryofphilosophy,inordertoaddresstheconcernsof
thepresent.4Theresultisprovocative.Strauss’sconceptionofthepurposeofan
exegeticalcommentaryisambitious,anattempttohaveaphilosophical
conversationwiththepresentbylearningfromthepast.Strauss’smodelisthatof
themedievalcommentator,whouseshisdialoguewithahistoricaltexttoarticulate
philosophicalviewsthatengagehiscontemporaries.5
Strauss’spedagogyalsoincludesakindofesotericwriting.Butthisdoesnot
meanheconcealssomethingscandalousormorallydisturbing.6Therearedifferent
versionsofesotericism;Strauss’sisconcernedprimarilywithdeliveringasubtle
andreservedmannerofargument.Itisofthefollowingkind:
3Meier(2006),xix;Lampert(1996),67n.Straussdoesnotcommunicatehisphilosophicalviewsthroughanoralteaching.Neitherthestudyofhisclasstranscriptsnortheviewsofhisstudentswillyieldhisphilosophicalviews.4Major(2013),13;Tanguay(2007),1-2.5C.f.PAW,16;Lampert(1996),146.6Landy(2014),9.
126
Trulyphilosophicalauthorswritenottosomuchtopropagatedoctrinesastoencourageyoungerreaderstofollowtheminalifeofinquiry.Suchauthorsartfullyattempttoarousequestionsinthemindsoftheirmostattentivereadersandthenprovidehintsconcerningthewaythosequestionsmightbeanswered;buttheseauthorsleavetheirreaderstothinkouttheanswersandtheproblemswiththesepossibleanswersforthemselves.7ThusStrauss’ssubduedargumentsareaconsciousdecisiontoexercise
restraintinexpressinghisphilosophicalviews.8ToseeStrauss’sargumentclearly,
onehastopaycarefulattentiontohis‘veiling,’inhisargumentativeandrhetorical
strategies.Followingthesestrategiesleadsfromthesurfaceexegeticalcommentary
tothecoreofStrauss’sargument.9Oneaddressesinterpretivedisputesbyproviding
thebestjustificationasonecan,byreferencetoStrauss’swrittenworks.10
II.TheJustificationofthePhilosophicLifeandtheTheologico-PoliticalProblem
WhateverStrauss’sambiguities,thereisonenoteonwhichheisveryclear.
Heseesmodernityasaphilosophicalandpoliticalcrisis.AsaGermanJewcomingof
ageinthe1920s,Strauss’swritingsshowanabidingconcernwiththepolitical
experiencesofhisgeneration,notablythedeclineandfalloftheWeimarRepublic.11
Hesawhowhisgenerationfirstabandonedliberalism,andwasthenseducedby
variousformsofpoliticalextremism.Straussanxiouslyobservedthestrengthand7Zuckert(2011),26.Elsewhere,Z&Z(2006)provideadetailedargumentforStraussnotwritingesoterically,butwritingwith‘pedagogical’reserve.Theirdistinctionishelpfultoshowthegreatdifferencebetweenscandalousesotericteachings(likeMachiavelli’santi-Christianesotericteaching)andStrauss’sdirectdiscussionofesotericism.IttherebyhelpsrefutetheideathatStrausshasamorallyscandalousteachingaboutpolitics.NeverthelesstheymakethisdistinctiontoostronglyinZ&Z(2006).Asthecitationshows,Zuckertiswellawarethattherearedifferentversionsofesotericism.8This‘restraint’ismostevidentinthepaucityofautobiographicalremarksfromStrauss,andtheabidingcontroversyconcerningStrauss’sowntheologicalviewsandstancetowardcontroversialphilosophers.SeeMeier(2006),3,23;Lampert(1996).9Tanguay(2007),3;Lampert(1996),13-14.LampertisattentivetoStrauss’smannerofwriting,buthestillassumesthatStraussadoptsthestyleofesotericismconcealingascandalousteaching.10InconcedingthatStrausswritesesoterically,IadmitthatsomeofStrauss’sviewsremainelusive.11Preface,SCR,1.
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tenacityoffascismandcommunism.Theseideologiescouldnotbesetasideasalien
forcesthatassaultedWesterncivilisation’senlightenedliberaldemocraciesfrom
without.Moredisturbingly,theyarosefromwithintheWest.Howevermuch
communistorfascistregimesrepresentedahostiletakeoverofcivilizedWestern
states,theyhadtheirapologistswhoworkedwithintheframeworkofWestern
liberaldemocracies.Evenifbythe1950stheseextremistideologiesdidnotquite
representaclearandpresentdanger;evenifoneformhadbeendecisivelybeaten
onthebattlefieldandtheotherwasheldoffbyWesternmilitarymight,theywere
indeedrealforces.12Thepoliticsofthe20thcentury,thepoliticsofmodernity,were
atangledconstellationofliberaldemocraciesandextremistideologies.Butfor
Strauss,thepoliticalfactorsarenotthefundamentalissues,onlysymptoms.
Strauss’sviewisthatthecrisisoftheWestisnotapoliticalcrisisbutan‘intellectual
crisis,’alossoftheWest’ssenseofpurpose.13Modernitycertainlyhasitspolitical
components,butitsessencewillbefoundinneitherthegulagnortheconcentration
camp.
Inthisveryimportantway,LeoStraussimitatesFriedrichNietzsche.Strauss
sidestepstheparticularsofmodernpoliticstogoinsearchoftheunderlyingideaof
modernity.Strauss’scontentionisthattheessenceofmodernityliesinaseriesof
intellectualpresuppositions.Thesepresuppositionsareadvancedandpromulgated
byphilosophersandaretraceabletocertainhistoricalmoments.14Modernityisan
12CM,5.13CM,3.14CM,7.PaceBeiner(2014),52-53,Straussisnotblindtotherolesociologyandhumanactionplayinmodernhistory.SeehisaccountoftheNazirise,Preface,SCR,1.Hisinterestiswiththeintellectualcharacterofmodernity.
128
intellectualorphilosophicaltransformationthatchangesthewayhumanbeings
understandandliveintheworld.Straussidentifiesahistoricalmomentwhere
modernphilosophyseizesthestageofWesternhistoryfromancientphilosophy,
andshapesWesterncivilisation.LikeNietzsche,Straussregardsmodernityasa
problem,andturnstothatwhichisnotmodern,theancients.Hisreadingofthe
ancientsisinformedbyacritiqueofmodernity.LikeNietzsche,Strausswants‘to
repeatantiquityatthepeakofmodernity.’15
Straussorientshisphilosophicalaccountofmodernitywithonefundamental
philosophicalproblem:thetheologico-politicalproblem.InStrauss’swords,itis‘the
themeofmystudies.’16
Whatdoesthisformulationmean?Itisabouttheconfrontationbetween
philosophyandfaithinrevelationontheonehand,andtheconfrontationbetween
philosophyandpoliticsontheother.Theformerconfrontationconcernstherational
justificationforthephilosophiclifeinthefaceofthechallengeposedbyrevelation.17
Thelatterconfrontationconcernshowphilosophycandefenditselfpolitically,
againstthelawsandconventionsofthepoliticalcommunity.SinceStraussdoesnot
definetheseconfrontationsdirectly,theyrequirefurtherexplanation.
Whyisrevelationsuchachallengetophilosophiclife?Thatrequires
answeringapriorquestion:whatisthephilosophiclife?Straussanswersthis
questionthroughhisNietzscheanrepetitionofantiquity.ButStrauss,unlike15Zuckert(1996),105.16PrefacetoHobbesPolitischeWissenschaft,inJPCM,453;Preface,SCR,1.Meier(2006),4;Tanguay(2007),4-5.C.f.Beiner(2014,41)makesesotericism‘theheartofStrauss’spoliticalphilosophy.’ThismistakesStrauss’smeansforreachinghisthemewithhistheme.Straussdidnotchallengeustorereadthetraditionofphilosophytorecoveresotericism;esotericismisameanstorecoverhowthetraditionofphilosophytreatsthetheologico-politicalproblem.17Batnitzky(2009),45.
129
Nietzsche,wantstorepeatthemodelofSocrates.InSocrates,asheispresentedin
thehistoryofphilosophybyPlatoandXenophon,Straussfindsthedefinitivemodel
ofthephilosopher.Hewantstolegitimizephilosophy‘initsoriginal,Socratic
sense.’18Ofcourse,Strausshastorevealwhatthis‘original,Socraticsense’of
philosophyactuallyis—hencetheneedtoturnbacktoantiquity.Fornow,itis
possibletopresentStrauss’sprovisionalunderstandingofphilosophy.
ForStrauss,philosophyisthequestforknowledgeof‘nature’or‘thewhole.’
‘Thewhole,’forStrauss,signifies‘allthings.’ItisthequestfortheknowledgeofGod,
man,theworld,forthenatureofallthings.19Asanattempttogainknowledgeofthe
whole,philosophyistheattempttoreplacetheopinionsaboutthenatureofthe
wholewithknowledgeofthenatureofthewhole.ThenatureofGod,man,andthe
worldarethefundamentalquestionsforphilosophy.Thephilosopherwouldcease
beingaphilosopher‘byevadingthequestionsconcerningthesethingsorby
disregardingthembecausetheycannotbeanswered.’20
Thismaysoundlikeaninvitationtometaphysicaldogmatism,yetStrauss
emphaticallydeniesthis.Hearguesthatphilosophyisnotaboutthequestforthe
possessionofthetruthofthewhole,butratherisaboutthequestforthetruthofthe
whole.Undertakingthisquest,ratherthanthesuccessfulcompletionofthequest,is
thestandardforestablishingifoneisgenuinelylivingasaphilosopher.Itmaybe
thatphilosophycannotfullyanswerthesefundamentalquestions.Indeed,Strauss
doubtsphilosophy’scapacitytorealizeknowledge.Subjectivelyspeaking,Strauss’s
18NRH,32.ThiscontrastsStrausstoNietzsche,whodelegitimizesSocrates;aswellastoHeidegger,whoneglectsSocrates.Velkley(2011),39,46.19WIPP,11.20WIPP,11.
130
philosophercannoteverdeclaredefinitivelythathehascompletelyrealized
knowledge.Againstscepticism,however,Straussembracesthepossibilityofan
answer.Strauss,therefore,describesphilosophyas‘zetetic,’seekingtoanswer
fundamentalquestions.Buteverytentativeanswerfurtherexposeswhatonedoes
notknow.EchoingSocrates,Straussholdsthatphilosophy‘isnothingbut
knowledgeofone’signorance.’21Philosophyhastobealwayspracticedwiththis
‘subjectivecertainty’takenas‘objectivetruth.’22Philosophymustbeattractedto
answerswithoutsuccumbingtothem.23
Definiteanswersremainelusive,butthisdoesnotmakephilosophyfutile.
Theobjectofstudy,nature,istooimportant,sothatevenamodicumofawareness
ofnatureisbetterthannone.24Thecrucialaspectismaintainingthestudyofthe
mostimportantthings.SinceStrauss’articulationofphilosophyassumesthe
elusivenessofdefinitivephilosophicanswers,heplacesgreatemphasisonthe
presenceoftherightphilosophicquestions.ForStrauss,thekeyisawarenessof
thesequestionsaboutnature:aboutGod,man,theworld,andthenatureofthings.
Genuineknowledgeofafundamentalquestionisbetterthanblindnessor
indifferencetoit.25
Whatwouldjustifyachoiceforthiswayoflife?Theanswertothisquestion
raisesthefundamentalquestionoftheplaceofknowledgeofthegoodinhumanlife.
Broadlyspeaking,knowledgeofwhatisgoodmakeshumanbeingsgenuinelyhappy.
21OT,196.22OT,196.Zuckert(2009),551.23OT,196.24WIPP,11.25WIPP,11.
131
Humanliferequiresknowledgeofwhatisgood.Thewayoflifethatprovides
knowledgeofwhatisgoodwouldbethebestwayoflife,solvingtheproblemof
humanhappiness.Tosatisfytherequirementthatitbeknowledgeofwhatisgood,a
claimaboutwhatisgoodmustbelearnedthroughone’sownnaturalpowers,and
notacceptedthroughanother’sauthority.Theonlyactivitythatcandefinitively
acquireknowledgeofthegoodisthefree,unaidedinvestigationaboutwhatisgood,
independentfromanyauthority.26Thisiskindofactivityphilosophyclaimstobe.So
theprovisionaljustificationofphilosophyasthebestwayoflifeholdsthatitalone
providesthefree,unaidedinvestigationintowhatisgoodforhumanbeings.27
Philosophyalonesolvestheproblemofhumanhappiness.28
Bydefiningtheactivityofphilosophyastheunaidedinvestigationintothe
knowledgeofthegood,Straussdoestwothings.First,hisemphasisonan‘unaided’
investigationraisestheissueofwhat‘aids’totheinvestigationexist.These‘aids’
couldactuallybecompromisingphilosophicactivitybymakingtheinvestigation
dependentonanauthority.Second,Straussembedstheactivityofpolitical
philosophyintothebroaderactivityofphilosophy,toworkoutafullerdefinitionat
alaterpoint.Allpoliticalactionisguidedbyathoughtofwhatisworseorbetterfor
society,andthisimpliesthateverypoliticalactisinformedbysomeopinionabout
thegood.29Byarguingthatthepursuitofthegoodisubiquitousinhumanlife,and
definingpoliticalactionintermsofseekingthegood,Straussmakesanobjectiveof
philosophyandpoliticalphilosophythesame:togainbetterunderstandingofthe
26NRH,84.27NRH,74.28RCPR,181;Zuckert(1996),114-15,148;Vekley(2011),143.29WIPP,10.
132
good.Moreover,Strausselaboratesthatthequestionofthegoodraisestheneedfor
animmutablestandardforhumansociety.
Inthemselves,thelawsandconventionsofpoliticscannotconstitutethe
standardforthegood,becausetheyaremutableandconventionsdifferacrosstime
andplace.Thephilosopherhastoadjustthedirectionofhisquestforknowledge
awayfromtheconflictinglawsandconventionsheencountersinpolitics.Themore
hegrowsawarethatconventionsdeterminepolitics,andthemorehediscoversthat
conventioncannotbeanimmutablestandardforwhatisgood,themorehe
discoverstheimportanceofnatureastheimmutablestandardforwhatisgood.30
Straussdiscussesthisneedforanimmutablestandardforwhatisgoodas‘natural
right.’31Henceanessentialtaskofphilosophyistogainagreaterunderstandingof
whatnaturalrightis,aspartoftheunderstandingofwhatthegoodis.Philosophy
setsouttopursueabetterunderstandingofnature,astheonlygroundingforwhat
isgood.Knowledgeofpoliticalthingsbecomes,inacertainway,secondarytothe
knowledgeofthewhole.Thephilosophictemptationistodisparageandignore
politics,towhichIshallturntolater.32
ThisisStrauss’sprovisionalaccountofthephilosophiclife.YetStrauss’s
demandforjustificationofthiswayoflifeiscomparative.Thephilosophiclifemust
facedownotherpossiblewaysoflifethatmightmakemangenuinelyhappy,and
mustdemonstrateitssuperiorityinthefaceofthesealternatives.Straussseesthree
otheralternatewaysoflife:thepoeticlife(thelifeoftheartist),thepoliticallife,and
30NRH,92-93.31NRH,2,9.32WIPP,81;Meier(2006),96-97.
133
thereligiouslifeinformedbydivinerevelation.Straussthinksthatneitherpoetry
norpoliticscanjustifythemselvesasprovidinggenuineknowledgeofthegood.
Poetryaddressesthemesofvirtueandviceandsomustmakesomeclaimabout
whatthegoodis.Itisreallysubservienttophilosophy.33Thepoliticallife,
characterizedbyconflictingopinionsbetweencitizensaboutwhatthegoodis,relies
onphilosophytosettletheseconflicts.34Inthedemandforjustification,philosophy
scoresdecisivevictoriesagainstpoetryandpolitics.Butnosuchvictoryispossible
againstrevelation.
Revelationchallengesphilosophyatitsverycore,replacingphilosophy’s
claimfortheauthorityoftheknowledgegainedthroughunaidedhumanreason,
withtheauthorityoftheknowledgerevealedbydivinerevelation.Thecentralclaim
ofdivinerevelationisthatitprovidesknowledgeofthegood.Ifitdoes,manmustbe
obedienttodivinerevelation,andserveitcompletely.Thepossibilityofdivine
revelationinvokeswhatStrausscalls‘thefundamentalquestion:’doesmanacquire
knowledgeofthegoodonhisown,orishedependentforthatknowledgeon
revelation?35Eithermanhimselfguideshisreasoning,orGodguidesit.Thereisno
otheralternative.Thebasic,irreduciblechoiceofhumanexistenceisforeitheralife
offreeinsight,oralifeofobedientlove.
33CM,135-37.ForStrauss,thequarrelbetweenpoetryandphilosophyismorecomplexthanIcanpresenthere,asthereisapoeticdiscoveryofnature(NRH,90n).Poetryrevealsthe‘cardinalproblemofhumanlife,’therebypreparingoneforthephilosophiclife.RCPR,182;Marshall(2007),243-47;Velkley(2011),150-54.34WIPP,80-81.35NRH,75.Strauss’sunderstandingofthetheologico-politicalproblemdevelopsoutofhis‘Farabianturn,’hisstudyofIslamicandJewishmedieval.Tanguay(2007),7.AlthoughIcannottreatithere,InotethatStrauss’s‘FarabianTurn’helpshimdevelophistheoryofesotericism,hisconceptionofphilosophy,politics,revelation,andtheirrelationship.Batnitzky(2009),48-60.
134
Thismaybethebasicchoice,butStraussdoesnotthinkthatonesimply
‘decides’foroneortheother.36Asnotedabove,Strauss’saccountrequiresthateach
wayoflifecompareitselftoanother,anddemonstrateitssuperiority.Butbetween
philosophyandrevelation,Straussthinksitcannotbedone.Thetensionbetween
philosophyandrevelationisthatneithercansucceedindemonstratingits
superiorityovertheother.‘Allargumentsinfavourofrevelation,’Strausswrites,
‘seemtobevalidonlyifbeliefinrevelationispresupposed;andallarguments
againstrevelationseemtobevalidonlyifunbeliefispresupposed.’37Atfirstsight,
theinabilitytodecisivelyrefutetheotherappearstosetastalemate.Philosophyand
revelationfightforsmalltacticaladvantagesfromentrenchedpositions,butthey
essentiallyacknowledgethatcompletevictoryisimpossible.Consideringthis
stalemate,onecouldsueforpeace,affirmthefrontiers,anddeclarethatboth
revelationandphilosophyarepossible,justifiablewaysoflife.ButStraussshrewdly
seesaprobleminagreeingtodisagree.Supposeonegrantsthatareligiousclaim
maybetrue.InStrauss’sview,onceonegrantsthispossibility,theconflictchanges.
Thetrenchwarfarebetweenrevelationandphilosophyisnotbrokenoutright—but
theforcesofrevelationbleedphilosophywhite.
Onceonegrantsthatrevelation’schallengestophilosophymaybetrue,it
gainstheupperhand.Itpresentsthetheoreticalchallengetophilosophy.Revelation
agreeswithphilosophythatthegreatesthumandesireistoknow,butitarguesthat
36FortwoassessmentsofStrauss’sapparent‘decisionism,’seeMeier(2006),23-24;Batnitzky(2009),55-56.Bothagreethateachwayoflifemustprovidearationaljustification,butdisagreeaboutwhetherStraussthinksarationaljustificationofrevelationispossibleinthelastanalysis.MichaelZuckert(2009),267-69.37NRH,75.
135
accesstoknowledgeisnotpossiblebyunaidedhumanreason,andisonlypossible
byacceptingdivinerevelation.Revelationsubmitsthatphilosophydoesnotprovide
knowledge,anddoesnotreallysatisfythegreatesthumandesire.38Revelationis
alsotheexistentialchallengetophilosophy.Philosophyisawayoflifethattakesits
meaninganddirectionfromfreeandunimpededquesttopursueknowledge.If
philosophyissubordinatetoanyotherauthority,itsquestforknowledgeis
compromised.39Yetrevelationsubordinatesthisquestforknowledgetoanother
authority,God,uponwhomtherealizationofthequestforknowledgenow
depends.40OnlyGodcangrantwhatphilosophywants,sohemustbetakenasthe
ultimateauthority.Sothereligiousclaimisvindicated.Becauserevelationseemsto
beabletodobetterthanwhatphilosophyclaimstodo,philosophyisinsecond
place;atbest,itiswaitingforGod;atworst,itisdefyinghim.Ifrevelationis
possible,philosophycannotjustifyitselfasthebestwayoflife.
Norcanonearguethatrationalphilosophycandemonstratethe
impossibilityofrevelation.Naturalreasonbeginsfromignorance,toseek
knowledgebynaturalmeans.Butrevelationisinprinciplenotavailabletonatural
reason.Rationalconsiderationsoftheworldcanneverrefuterevelation,sincethe
essenceofrevelationistobenotoftheworld.Soreasoncanneitherconfirmnor
refuterevelation.Butthisentailsthatreason,onitsownterms,cannotjustifyitself
asthesoleexclusiveformandstandardoftruthabouttheworld.Thisgrantsthat
38Meier(2006),7.39PAW,21.40Meier(2006),7.
136
thephilosophiclife‘isnotnecessarily,notevidently,therightlife.’Straussgoesonto
say:
Philosophy,thelifedevotedtothequestforevidentknowledgeavailabletomanasman,woulditselfrestonanunevident,arbitrary,orblinddecision.Thiswouldmerelyconfirmthethesisoffaith,thatthereisnopossibilityofconsistency,ofaconsistentandthoroughlysincerelife,withoutbeliefinrevelation.Themerefactthatphilosophyandrevelationcannotrefuteeachotherwouldconstitutetherefutationofphilosophybyrevelation.41
Philosophycannotdecisivelyrefuterevelationwithoutbeggingthequestionas
towhichlifeisbetter.Thechoiceforphilosophyagainstrevelationrestsonanactof
thewill,justasfaith.Thedifferenceisthatthefaithofphilosophyrevealsitslackof
probity.42Themorephilosophytriestoassertthatitcanrefuterevelation,themore
itrevealsitsarbitrarycharacter,andthemoreitexposesitslackofprobity.To
summarize,Straussseestheprobleminthetermsofthefollowingargument:
1. Philosophyisarationallyjustifiablepursuit;2. Ifphilosophyistobearationallyjustifiablepursuit,itmustbeabletorefute
revelationwithoutbeggingthequestion;3. Philosophycannotrefuterevelationwithoutbeggingthequestion.4. Philosophyisnotarationallyjustifiablepursuit.43
Thisisthetheologico-politicalproblem:philosophy’sattempttorefuterevelation
culminateswithphilosophyappearingnottobearationallyjustifiablepursuit.It
callsintoquestionthecapacityofphilosophytojustifyitself.Itisaproblemofthe
mostfundamentalanddramaticproportions.Moreover,itispreciselythisproblem
thatunderminestheprojectofmodernity.
41NRH,75.42Meier(2006),16.43ImodifyasimilarsyllogismfromMichaelZuckert(2009),267.
137
III.Strauss’sCrisisofModernity
ItisimportanttograspStrauss’sconceptoftherightrelationshipbetween
philosophyandthehistoryofphilosophy.Strauss’sdramaofthehistoryof
philosophyisbasedonchoicesmadewithrespecttocommonphilosophical
problems.Historyhasnophilosophicalpredeterminationor‘fate.’44Nordoesthe
courseofpoliticaleventsfollowthelogicofphilosophicalthought.45Although
historydoes‘expose’philosophicalproblems,theseproblemsarealwaysin
principletheoreticallyaccessible,evenifinpracticetheyarenot.Historydoesnot
‘disclose’aphilosophicalproblem.46Historydoesnotdetermineorlimitthecapacity
forphilosophy.WhileStraussarguesthatthehistoryofphilosophyhelpsexposethe
foundationsofmodernphilosophy,heisemphaticthatphilosophyisnotahistorical
discipline.47ThequestionforinterpretingStraussishowandwheretheneedtodo
thehistoryofphilosophyarises.
Modernphilosophyemergesfromaquarrelwithancientphilosophy,andso
constitutesamodificationoftheconceptsofancient,orpre-modern,philosophy.
44PaceBeiner(1990),243;(2014),49-50.BeinermakesStraussmimicHeidegger’shistoryofphilosophy.WhereasHeideggerhaseverythinggowrongwhenPlatonicphilosophyreplacesParmenides,StrausshaseverythinggowrongwhenMachiavelli’spoliticalphilosophyreplacesPlatoandAristotle’spoliticalphilosophy.BeinerthinksStraussholdsthatallmodernityiscorrupt,sohecannotexplainwhyStraussdefendsaspectsofmodernity(2012,54n,56n).YetforStrauss,historicism,nothim,assumesthereisan‘absolutemoment’inhistoryfromwhichallunderstandingunfolds.NRH,29;Zuckert(1996),118-21.45AshisdiscussionwithKojèvedemonstrates,StraussrejectstheHegelianconceptionofhistory.InStrauss’sview,theestablishmentoftheuniversalandhomogenousworldstatemightbeapossiblepoliticalevent.Butitisnotinevitable.OT,207-12;Zuckert(1996),119,304.46Althoughthedistinctionbetween‘expose’and‘disclose’seemsobscure,itisimportanttograspforStrauss’sconsideredstancetowardtheproblemofhistory.ForStrauss,itisimportanttoraisetheawarenessofhowhistoryintroducesstancesintophilosophy,buttomaintaintheemphasisonphilosophyastrans-historical—philosophy‘exposes’whathasalwaysbeenpresent,anddoesnot‘disclose’somethingcompletelynew.Philosophicalandtheoreticalinsight,nothistory,isthesourceofmeaningaboutthenatureofthewhole.ThisisStrauss’sdisagreementwithHegelandHeideggeronthemeaningofhistory.Velkley(2011),156-64.47WIPP,56;MichaelZuckert(2013),166.
138
Modernpoliticalphilosophyisatradition,andStraussseesthatitis‘theessenceof
traditionsthattheycoverorconcealtheirhumblefoundationsbyerecting
impressiveedificesonthem.’48Themodernproblemisthatmodernphilosophyhas
soconcealedthefoundationsofphilosophicactivity,andhassotransformed
opinionsandhabits,thatphilosophicactivityisnotstraightforward.A
straightforwardascentfromopiniontoknowledge,astraightforwardascentfrom
thePlatonic‘cave’tocomeoutintheopen,isnotpossible.Modernityhasartificially
createda‘secondcave’lyingbeneaththefirstcaveofopinions.Ifsomeoneascends
outofthecave,henowmusttravelalongerstretchthanbefore,alongadifferent
route,withtherighttools,toarriveathisdestination.Philosophyrequiresan
alteredintroduction.Thatalteredintroductionisthestudyofthehistoryof
philosophy.Tobeagoodphilosopher,onemustbeagoodhistorian—without
forgettingthatphilosophyisessentiallydifferentfromhistory.49
Strausspresentsmodernphilosophyastheresultofthreedistincthistorical
‘waves:’movementsinthehistoryofmodernphilosophy,which,whiledefinite,
independent,andnotpredetermined,helpbringaboutthepresentcrisis.50
Machiavelli’sradicalisminitiatesmodernity—forStrauss,itisMachiavelliwho
teachessomethingwhollynew.51YetStraussinquiresintothe‘decisionsandmissed
questions’containedinthehistoryofmodernity,tobetterunderstandthe
philosophicalissueatstake.52IshallsetthedetailsofStrauss’shistoryasidetofocus
48NRH,31.49NRH,32.FortheplaceswhereStraussusesthisanalogyofthesecondcave,seeMeier(2006),56-57.50TWM.51Pangle(1983),25.52Meier(2006),62.
139
onthephilosophicalissuecharacterizingmodernity.AsStraussargues,themoderns
thinktheycansolvethetheologico-politicalproblem,andthisassumptionradically
changesphilosophyandpoliticalphilosophy.
Straussis‘devotedtotheissue’thatiscontroversialbetweentheancients
andthemoderns.53ForStrauss,thehistoricalmovementfromantiquityto
modernity,whichStraussframesaslaquerelledesanciensetdesmodernes,is
primarilyabouthowphilosopherschoosetorespondtothetheologico-political
problem.Laquerelleisaboutwhichresponseisbetter.‘Aphilosophywhichbelieves
thatitcanrefutethepossibilityofrevelation—andaphilosophythatdoesnot
believethat:thisistherealmeaningoflaquerelledesanciensetdesmodernes.’54
Strauss’sphilosophicalobjectiveistodrawattentiontothisdebateasitarisesinthe
historyofphilosophy.
InStrauss’sconsideration,modernityisanaccountofhumanthinkingwhere
amomentousshiftofemphasistakesplace.Theshiftistoattendtothenatural
needsofmen.Incontrastwithpreviousphilosophy,modernphilosophyemphasizes
asingleoverridingpriority,whatFrancisBaconcalled‘thereliefofman’sestate.’
Thegoalisto‘satisfyinthemostperfectmannerthemostpowerfulnaturalneedsof
men.’55Hencemodernphilosophytargetsthehostileforcesofnaturethatsooften
ruinhealthandbringdeath.Natureisanenemytobeconquered.
Thisprojecttransformsphilosophy.Modernphilosophytakesupthe
assumptionthatthereareimmutableprinciplesofjustice,ornaturalright.Itargues
53Meier(2006),62.54‘NotesonPhilosophyandRevelation,’inMeier(2006),177.55CM,7.
140
thatthemostimportantnaturalrightisthatallmenhaveanaturalrightto
comfortableself-preservation.56Hence,itcreatesanewmoralimperative.Itcreates
anewuniversalconsciousness:asthenaturalrightbelongstoeveryoneandisowed
toeveryone,thesatisfactionofthisnaturalrightmustdevelopalongsidethatof
everyoneelse.Itisanargumentforcollective,universalprosperity,implyingthe
developmentofauniversalsocietytoworktowardrealizingthatcollective,
universalprosperity.57Itimpliesanewconceptionofphilosophicalandscientific
activity:philosophicalactivityandscientificactivityarevaluablewhentheywork
towardrealizingthatrightgoalofcollective,universalprosperityintheuniversal
society.Tobringaboutthiscomprehensiveprogramconqueringnature,
philosophicalandscientificknowledgemustbepopularizedandspreadtoasmany
peopleaspossible.58Atitscore,modernthoughtisdeterminedbytheideaof
progress:scientificprogress,moralprogress,materialprogress,andpolitical
progress.59
Soasmodernthoughtpromisestotransformphilosophy,italsopromisesto
transformpoliticalphilosophy.InStrauss’seyes,theradicaltransformationof
politicalphilosophyconstitutesmodernity.60Inmodernpoliticalphilosophy,there
isachangeintheunderstandingoftheoryandpractice,ablurringofthedistinction
56CM,4.Velkley(2011),65.57CM,4.58Modernityhastwodefiningbeliefs.Thefirstisthe‘unlimitedprogressinthe‘conquestofnature’whichismadepossiblebymodernscience.’Thisprojectdrivesthe‘thepopularizationordiffusionofphilosophicorscientificknowledge.’OT,178.59WIPP,76.Velkley(2011),149.60TWM,83.
141
betweenthetwo.61Modernpoliticalphilosophyholdsthattheoriesshouldbe
practicalandachieverealpoliticalchangeaffectingthegreatestnumberofpeople
possible.Whateverthedifferencesinthepracticalprojectsofmodernpolitical
philosophers,Straussthinkstheyareallunitedbytherejectionofthephilosophical
schemesoftheclassics,becausetheyappearimpractical,orunrealistic.62
Toinitiatethisproject,however,requiresthrowingofftheauthorityof
revealedreligion.InStrauss’sassessment,modernityreallybeginswhenthe
intellectualsoftheWest,notablyMachiavelli,addressthephilosophicalandpolitical
authoritiesofrevealedreligionandcrynonserviam.Whatmotivatestheirwritings
isagreatanti-theologicalpassion.63Theywanttodemolishreligionentirely,and
fightthephilosophicalandpoliticalforcesofrevealedtheologywithferocious,
mockingpolemics.64Whiletheyofferphilosophicalcriticismofrevealedreligious
theology,theydonotattemptapiece-by-piecerefutationoftheiropponents.
Instead,mockerybecomestherefutation.AlthoughStrausscomparesthestrategyof
EnlightenmenttoNapoleon’sstrategy,acleareranalogyforthepresentisthis:the
strategyofEnlightenmentisakintotheMansteinplanfortheinvasionofFrancein
1940.Ratherthanengagetheentrenchedarmiesofreligiousorthodoxyontheir
Maginotlineofscholasticapologetics,involvingstatic,drawn-outbattlesof
disputation,onebypassesthelineentirely.Philosophyfightsthewarnottorefute
revelationperse,buttoshowsomethingelse:thatitisphilosophy,notrevelation,
61StrausswritestoEricVoegelin:‘therootofallmoderndarknessfromthe17thcenturyonistheobscuringofthedifferencebetweentheoryandpraxis.’LettertoEricVoegelin,March14,1950,inFPP,66;Zuckert(1996),121.62WIPP,40;NRH,169.63WIPP,44.64Preface,SCR,29;TM,231.
142
whichcanachieveanewer,betterworld.Onetruststhattheenergyofthecampaign
forthenewworldwilleventuallymakethedefensivelinesofreligiousorthodoxy
irrelevant,consigningrevealedreligionstothedustbinsofhistory.65
Insum,thewholeanti-theologicalenterpriseofmodernityispolitical.66
Togetherwithitscommitmenttoprogress,Straussarguesthatmodernitymarksthe
radicalpoliticizationofphilosophy,andthereforeashiftintheconceptionofthe
activityofpoliticalphilosophy.Ithasgreatpoliticaleffect.Butmodernphilosophy
overstretchesitself.Itclaimstobearationallyjustifiablepursuit,andthatitcan
defeatrevelation,killingGodbyoutflankinghim.Yetitattemptstorefuterevealed
religionwithaferociouspolemicratherthanphilosophicaldisputation.Inspiteof
thesoundandthefuryofmodernphilosophy,itdoesnotrefuterevelation
philosophically.OnStrauss’sview,thisweaknessisfatal.Itdoesnotsolvethe
theologico-politicalproblem.
Uponcloserexamination,thechoiceformodernphilosophyoverrevealed
religionappearsarbitrary.ForStrauss,modernphilosophycannotconceal‘thefact
thatitsbasisisanactofwill,ofbelief,and,beingbasedonbelief,isfataltoany
philosophy.’67Modernphilosophy’srefutationofrevelationbegsthequestion.Its
arbitrarycharacterisrevealed,anditslackofprobityisexposed.Modern
philosophy,then,cannotprovidearationaljustificationfortheabandonmentof
revealedreligion.ThebasisofEnlightenmentphilosophycannotprovidearational
justificationforitself.Modernity’sconfidenceinitsownrationalsuperiorityis
65Meier(2006),14;Tanguay(2007),100-101.66Preface,SCR,29.67Preface,SCR,30.
143
decisivelyundermined.Sothescenefollowingmodernphilosophy’sassaulton
revealedreligionissomethinglikethis.Initsinitialphase,theMansteinplanfor
advancingEnlightenmentsucceedsspectacularly:muchoftheterritoryofrevealed
religionisnowoccupied.Cependant,rienn’estperdu.Revealedreligionpracticesa
vigorousresistance,aresistancethaterodesatthestrengthoftheoccupyingforces
andquestionstheverylegitimacyoftheoccupation.
Godisnotdeadafterall.Inholdingthisposition,Straussdepartsfromthe
substanceofNietzsche’saccountofmodernity.ForNietzsche,thequestionof
whetherGodexistshaslostitsimportanceinmodernity,indicatingGod’s‘death.’
ThedeathofGodisanecessaryassumptiontoovercomingmodernity.ForStrauss,
anissueinmodernityisthepersistenceofthequestionofwhetherGodexists,an
issueoverwhichmodernenlightenmentstumbles.68
Thereisasecondissuethatiscontroversialbetweentheancientsandthe
moderns:theunderstandingofthegoodthroughnaturalright.Inthewaymodern
philosophytreatsthisissue,itunderminesitsclaimtorationalismbyremovingthe
capacitytojustifywhatthegoodis.Whilemodernityinitiallymeasureditsmoral
progressthroughanunderstandingofnaturalright,itendsupturningmorality
againstnaturalright.Thisleads,Straussholds,tothelukewarmjustificationsof
moralityinpositivism.Withthequestionofthegoodunabletobejustified
effectively,thestageissurrenderedtohistoricismandaconcomitantcollapseinto
politicalirresponsibility.
68Zuckert(1996),106.StraussdisagreeswithNietzsche’sviewthatthefundamentalhistoricalfactproblematizingmodernlifeisthedeathofGod.TSZPrologue2-3;C.f.Lampert(1996),168-73.
144
Howdoesthishappen?Modernpoliticalphilosophymeasuresprogressin
humanwelfarebytheextenttowhichitconquersnature.69Initially,thisprogressin
humanwelfaretakesitsbearingsfromnaturalright,meaninghumannaturalneeds.
Humannatureisthestandard.70Thiscreatesaninconsistency,asanunchangeable
humannaturesetsalimittotheconquestofnature.Progresswouldthenbe
significantlyrestricted.Ifmodernityistosustainthemissionofprogress,itmust
extenditsconquestofnaturetoconquerhumannature.Butthisimpliesthathuman
natureischangeable.Sothemissionofprogressmustrecognizethatthenatural
needsofmen,apurportedunchangeablehumannature,cannotactuallydirectthe
conquestofnature.71Intheend,naturecannotprovidethestandardforprogress.
Thenewstandardforprogressisreason.Asthisisapracticalproject,the
kindofreasonimplicatedismoralreasoningormorality.Formoderns,morality
entailsautonomy,notbowingtoanylawthatamanhasnotimposeduponhimself.72
Toenactthemorallawautonomouslyrequiresdemonstratingthatoneisthemaster
overallotherpossibleinfluencestoaction.Themorallawmustthereforeshapethe
naturalwithinmanandoutsideofman.73Byreorientingprogressawayfromnatural
humanneedsandtowardrationalmorality,adivisionemergesbetweennatureand
reason.
Thisdivisioncorrespondstothedivisionbetweenthemorallyrational
‘Ought’andthemorallyneutral‘Is.’Underthisdivision,philosophystudiesthe
69CM,7.70Thisbecomesthemodern,Hobbesianteachingonnaturalright;seeTanguay(2007),102-109.71CM,7.72CM,40.StraussseesthecontentofmodernmoralityasfullyworkedoutinKant’sphilosophy.Kantthereforepreparesthewayforhistoricism.Marshall(2009),221,237,253,274-78,318.73CM,40.
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‘Ought,’whilesciencestudiesthe‘Is.’Bydividingthe‘Is’ofnaturefromthe‘Ought’
ofmoralreasoning,oneseparatesthescientificstudyofnature(fact),fromthe
philosophicalstudyofmoralreasoning(value).Inanimportantclaim,Strauss
chargesthattheincreasingseparationbetweenfactsandvaluesunderminesthe
rationaljustificationforscienceandphilosophy.Itleavesscientificprogresswithout
amoralcompass.74Moreover,itleavesmoralreasoningwithoutafirmrational
foundation.Evaluativestatementsarenotdescriptionsofnature,butare‘values,’or
subjectivepreferences.Conflictsbetweendifferentvaluesareconflictsbetween
differentsubjectivepreferences,andarethusinsolubleforhumanreason.Correct
valuescannotbeknown,butcorrectfactscan.Onlyscientificknowledgequalifiesas
knowledge.Whenitnowcomestothephilosophicaljustificationofmorality,no
scienceispossible.Theimplicationisstark:nogenerallyacceptedbodyof
knowledgeconcerningmoralobjectivityexists.
Basedonthedividebetweenfactandvalue,positivismaspirestodevelopa
newstudyofpoliticsandsociety,asocialandpoliticalscience.Sinceonlyscientific
knowledgeisgenuineknowledge,positivismaimstopurgethestudyofpoliticsof
anythingunscientific.Asitassertsthatonlydescriptivefactsarewithinthe
competenceofascience,thenewpoliticalscienceforcesallevaluativestatements
foundinthestudyofpoliticstotaketheirquietus.Thenewpoliticalscience
proclaimsitselfvalue-freeorethicallyneutral,astheonlydisciplinethatprovides
genuineknowledgeofpolitics.Italoneprovidesthesystematicstudyofpolitical
reality.
74CM,7;SPPP,190;Zuckert(1995),196.
146
Straussfamouslythinksthatpositivismanditsnewpoliticalscienceare
philosophicallyuntenable,forfourmajorreasons.First,Straussarguesitis
impossibletostudysocialphenomenawithoutmakingvaluejudgements.Value
judgementsarepresupposedinwhichpoliticalphenomenaapoliticalscientist
decidestostudy.75Ifvaluejudgementsarenotexplicitlyacknowledged,political
scientistsimporttheirownprejudices,whichmakeitimpossibletounderstand
societyasitunderstandsitself.76Despiteitsintentionstobeobjective,avalue-free
politicalscienceendangersobjectivity.77Positivismdistortspoliticalreality.Second,
Straussdisputesthatonlyscientificknowledgequalifiesasknowledge.Claiming
scientificknowledgeasthehighestformofknowledgedepreciatesthepre-scientific
knowledgethatisnecessarytoformscientificknowledge.Giventhepractical
necessityofpre-scientificjudgements,politicalscienceimplicitlyoperateswith
thesepre-scientificjudgements.Yetpoliticalscientistsignorethem.78
Third,Straussattackstheassertionthattheconflictsbetweendifferent
valuesareinsolubleforhumanreason.Inhisview,thiscannotbeproved.Thispoint
isimportantforStrauss,ashethinksitdrawspositivismintoapolitically
irresponsiblerelativism.Itcannotevaluatethedifferencebetweengoodregimes,
likeliberaldemocracy,andbadregimes,likeNazismandCommunism.79Tobeclear,
Straussdoesnotthinkthatthepositivistsarecrypto-communists.80Positivist
politicalscientistsdohaveademocraticheart,yettheyaresingularlybadat75WIPP,21-22.76NRH,50,52,55,56;WIPP,21.77NRH,61.78WIPP,23-25.79WIPP,22-23.80Straussacknowledgesanaffinity‘betweenpresent-daypositivismandacertainkindofdemocracy,’duetothe‘notmerelymethodological’contextoutofwhichpositivismarises.LAM,26.
147
justifyingtheirdemocraticcommitments.Theycannotidentifywhatmakesaliberal
manliberal.81
Strauss’sfourthconsiderationagainstpositivism,however,isthemost
important.Hearguesthatpositivismnecessarilytransformsitselfintohistoricism,
whichexpressesanevenmoreegregiouscaseofpoliticalirresponsibility.82For
Strauss,thistransformationoccursintwostages.Inthefirststage,thepolitical
scientistrecognisesthathisperspectiveishistoricallylimited,thatheisindangerof
mistakingpeculiaritiesofcontemporarylifeforessentialcharacteristicsofhuman
society.Tooffsetthatdangerhestudiesotherculturesofthepastandpresent.Being
agoodpositivist,heperformshisstudyonawhollyempiricalbasis.But,ifhe
maintainshisparadigmthatimportsvalue-judgementsfromotherparadigmsto
interprethisempiricaldata,herunsintotheproblemexpressedbyStrauss’sfirst
objection.Heimposeshisownviewofhumansocietyonanotherculture.Hedoes
notunderstandthecultureasitunderstandsitself.Ifhewantstogetbeyondthis
parochialism,hemustdeployhistoricalunderstanding.Hetherebyraiseshistorical
understandingtogreatheights,attheexpenseofempiricalscientificstudies.83
Theascentofhistoricalunderstandingleadstothesecondtransformationof
positivism.Politicalscienceclaimstoprovideasetoftruepropositionsabout
politicalphenomena:trueanswerstothequestionsofpoliticalscientists.Butthe
questionspoliticalscientistsaskdependuponthedirectionoftheirinterests:in
short,theirvalues.Thesevaluesare,asthefact-valuedistinctionasserts,subjective
81LAM,28.82WIPP,25-27.83CM,8.
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preferences.Yettheyprovidethefundamentalconceptsofpoliticalscience.
Seeminglyobjectiveanswersarethenregardedassubjectivepreferences,which
cannotgivearationalaccountoftheirownbasis.84Thevaluesthatembodypolitical
sciencearedependentonthesocietytowhichthepoliticalscientistbelongs.He
owesthosevaluesnottorationalconsiderationbuthistoricalcontingency.Strauss
concludes:‘notonlyissocialsciencesupersededbyhistoricalstudies;socialscience
itselfprovestobe“historical.”’85Politicalscienceisrelativized:theseemingly
objectiveanswersaresubjectiveandcontingent.Politicalscienceisnotinprinciple
superiortoanyalternativewayofunderstanding.
IV.TheEmergenceofHistoricism
Positivismhastransformedintohistoricism.ForStrauss,historicismis‘the
assertionthatthefundamentaldistinctionbetweenphilosophicandhistorical
questionscannotinthelastanalysisbemaintained.’86Forexample,ittakesthe
attempttoofferaphilosophicaldefenceofthegoodmethodsofpoliticalscienceas
reducibletoitshistoricalcontext.Byarguingjudgementsofgoodandbadvary
accordingtohistoricalcontext,historicismchallengesthepossibilityofphilosophy.
Thischallengeisextremelyserious.ForStrauss,itisthereasonthathistoricism,
ratherthanpositivism,isthethreattophilosophy.
Strauss’sstanceonthismatterbearsdirectlyagainstthemostarticulate
spokesmenofhistoricism:MartinHeideggerandAlexandreKojève.WhileStrauss
explicitlydebateswithKojèvein‘RestatementonXenophon’sHiero,’hisletters
84NRH,72.85WIPP,26.86WIPP,57.
149
makeitclearheconsidersthepositionsofKojèveandHeideggerasrepresentingthe
modern,historicistposition.87
ItisKojèvewhocriticizesStrauss’saccountofthephilosophiclifedirectly,
accusingStrauss,andclassicalphilosophy,ofupholdingan‘Epicurean’idealof
philosophy.ForKojève,Strauss’sphilosopherrenouncesallpoliticalaction,livinga
strictlyisolatedlife,inordertodevotehimselfcompletelytothequestforthe
knowledgeofthewhole.88Kojèvemakesthenatureofthewholeintoanissue.For
Kojève,anyattempttoholdphilosophyaswhollydistinctfrompoliticsmustbe
assumingthatphilosophyisthequestforknowledgeofanimmutablewhole.89This
accountistheisticanddiscredited.Instead,onemustadoptahistoricalconception
ofthewhole.90
Basedonhishistoricism(groundedinhisreadingofHegel),Kojèvegoeson
toclaimthatthephilosophermust‘“participate”inhistory,anditisnotclearwhyhe
shouldthennotparticipateinitactively,forexamplebyadvisingthetyrant.’91For
Kojève,philosophy’smostcompleteactivityistoprovideideasthatguidepolitics.
Ononehand,politicsisderivativefromphilosophy.92Philosophyisessentially
politicalaction.Butontheotherhand,politicalevents—history—arenecessaryfor
thephilosophicalideatorevealitselffully.Inthatsense,philosophyisderivative
frompolitics.Kojève’shistoricismjustifiesthephilosopherabandoningthequestfor
87StrausswritestoKojève:‘Iamgladthatfinallysomeonerepresentsthemodernpositionintelligentlyandinfullknowledge—withoutHeidegger’scowardlyvagueness.’CorrespondenceSep.4,1949,inOT,244.88Kojève,OT,150-51.89Kojève,OT,151.90Kojève,OT,152.91Kojève,OT,152.92Kojève,OT,173.
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knowledgeofthewhole,andreplacingthisquestwithpoliticalobjectives.
Ultimately,forKojève,thepoliticalandphilosophicalobjectiveapplicableforour
historicaltimeistheideaoftheuniversalandhomogenousstate.93
Straussseesthishistoricized,politicizedversionofphilosophicactivityas
denyingthepossibilityofanyrationalevaluationofthegood,leadingtothemost
egregiouscaseofpoliticalirresponsibility.Ifpositivismleadstohistoricism,
historicismleadstonihilism.94Historicismrejectsanypermanenciesinhuman
society,suchasapermanentquestionaboutthegoodsociety.A‘goodsociety’would
beevaluatedwhollyonaccountofhistoricalcontingencies—inpractice,some
mysteriousdispensationoffate.Thehistoricalcontingencyofcharacteristicslike
‘noble’and‘base’preventsanyrationalevaluationofgoodandbaddispensationsof
fate.Historicismdoesnotandcannotassessgoodandbadpoliticalregimes.It
acquiescesbothtothepoliticalbreezesandpoliticalstormsofhistory.In‘Whatis
PoliticalPhilosophy?’Strausswrites:
Itwasthecontemptforthesepermanencieswhichpermittedthemostradicalhistoricistin1933tosubmitto,orrathertowelcome,asadispensationoffate,theverdictoftheleastwiseandleastmoderatepartofhisnationwhileitwasinitsleastwiseandleastmoderatemood,andatthesametimetospeakofwisdomandmoderation.Thebiggesteventof1933wouldratherseemtohaveproved,ifsuchproofwasnecessary,thatmancannotabandonthequestionofthegoodsociety,andthathecannotfreehimselffromtheresponsibilityforansweringitbydeferringtoHistory.95The‘radicalhistoricist,’thecausecélèbreofGermany’strahisondesclercs,is
MartinHeidegger.WhileKojève’spoliticalirresponsibilityisnotimmediately
evident,Heidegger’sis.ForStrauss,Heideggerisastudyofwhathappenspolitically
93Kojève,OT,173.94NRH,42.95WIPP,27.
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whenone’sthinkingiscommittedtoradicalhistoricism.Heideggerdeniesthereare
immutableprinciplesintelligibletohumanbeings.Hedeniesthatonecando
metaphysics—thatistosay,studyimmutableprinciplesofnature—aswellas
philosophicalethics—thatistosay,studytheimmutableprinciplesofnaturalright.
Heideggerthereforegivesuppursuingthequestionofthegoodsociety,the
fundamentalquestionofpoliticalphilosophy.
ThisbearsdirectlyonHeidegger’spolitics.Straussrejectsanyinterpretation
ofHeideggerwhichattributeshispoliticalstancein1933to‘amereerrorof
judgement’;HeideggersupportedtheNazisbecauseofthedirectionofhisthought.96
StrausssituatesHeidegger’sownthinkingasareactiontoHusserl,whowashimself
reactingagainsttheMarburgschoolofneo-Kantianism.Initsaccountofscience,
Husserlaccusesitofsubstitutingthescientificaccountofthingsforthethingsin
themselves:theseneo-Kantiansmakethemistakeofbeginningwiththeroofrather
thanthefoundation.Phenomenology,aturn‘tothethingsthemselves,’isrequiredto
getagenuineaccountofreality,lookingthereforeforthepre-philosophic
foundationsofreality.Inhisphenomenology,Husserlobservesthatscienceis
derivativeoftheprimaryknowledgeoftheworldofthings.Apre-scientific
understandingoftheworldofthingsistherealfoundationofknowledge.Therefore,
Husserlconcentratesontheanalysisofthesensiblyperceivedthing.97
Husserl’sstudentHeideggerassumestheideaofphenomenologyandits
slogan,‘tothethingsthemselves.’ButHeideggeraccusesHusserlofnotbeingradical
96RCPR,30;JCPM,461:‘ThereisastraightlinewhichleadsfromHeidegger’sresolutenesstohissidingwiththeso-calledNazisin1933.’97SPPP,31.
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enough:liketheneo-Kantiansbeforehim,Husserlalsobeginswiththeroof.For
Heidegger,thesensibleperceivedthingthatHusserlbelievestobethefoundationis
itselfderivativefromwhattheGreekscallpragmata.Thesearethingsready-at-
hand,theimmediateobjectsofourinterestandengagementorthepractical
engagementwiththings.Onlytheexaminationofthesethingswilldisclosethe
foundationsofreality,whichHeideggerturnsintoasearchforthemeaningof
Being.98Heidegger’sphenomenologyproceedstorejectthephilosophicaltradition,
especiallyasitasdevelopedsinceAristotle.99Forthedevelopmentofmodern
philosophy,thecorrectinterpretationofAristotleistheissue.AsStrausswrites,it
presentstwopressingquestions:
Modernphilosophyhascomeintobeingasarefutationoftraditionalphilosophy,i.e.oftheAristotelianphilosophy.HavethefoundersofmodernphilosophyreallyrefutedAristotle?Havetheyeverunderstoodhim?100ItisHeidegger’sfreshinterpretationofAristotle,standingagainstmodern
misunderstandingsofAristotle,whichStraussfindstrulyremarkable.101Heidegger
reinterpretstheoreticalandpracticalreasoninginAristotleinordertoblurany
sharpdemarcationbetweenthem.Specifically,StraussobserveshowHeidegger
interpretsthefirstsentenceofAristotle’sMetaphysics,‘Allmenbynaturedesireto
know.’102Heideggertakesthe‘desiretoknow’asarejectionofadisinterestedquest
forobjectiveknowledge.Hereplacesthisdisinterestedquestwithhisconceptof
‘care,’whichstresseshistoricallylocated,concerneddecision-making.Byarguing
98RCPR,28-29;JCPM,460-61.99RCPR,38;JCPM,462.100‘TheLivingIssuesofGermanPostwarPhilosophy,’inMeier(2006),134.101JCPM,450,461;O’Connor(2002),165;Velkley(2011),67,126.102JCPM,461.
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thatthisdesireinitiatesphilosophy,Heideggerbringsphilosophicalthinkingor
theoreticalreasoningintohistoricallylocateddecision-making.Hearguesfor
despisingobjectivecertaintiesinfavourofriskingone’sselfresolutely.103He
therebyelevates‘projectordecision’abovetheoreticalknowledge.104Ratherthan
beingseparate,theoreticalreasoningarisesfromthedemandsofpractical
reasoning,fromthedemandsofresoluteaction.Resoluteactionthengivesdirection
tophilosophy,sothataphilosophercantakedirectionfromthosecommittedto
resoluteaction,evenrevolutionaryaction.StraussseesHeidegger’spraiseof
resoluteactionasunderwritinghisdecisiontobecomeaNaziin1933.As
Heidegger’spoliticalirresponsibilitystemsfromhisphilosophy,Straussencourages
thescrutinyofthephilosophicalreasonsHeideggergivesforsupportingNational
Socialism.ThisturnstheattentiontoHeidegger’s1933RectoralAddress.105
InhisRectoralAddress,Heideggerfurthershisfusionoftheoreticaland
practicalreasoning.LikeKojève,hearguesthatphilosophyisessentiallypolitical
actionandderivativefrompoliticalaction.Heideggerhopesthathisphilosophizing
willgivedirectiontoandtakedirectionfromtheNationalSocialistrevolution.
HeideggerjustifieshispositionthroughAristotle.Heredefinestheōriafroma
contemplativeattitudepursuedforitsownsake,toapassionateactivity.Using
Aristotle’stermenergeia,Heideggerdefinesitas‘being-at-work,’andcallstheōria
thehighestformofenergeia.106Heidegger’sargumentisthatphilosophyis
continuousfrompractice,especiallypoliticalpractice.Moreover,ithasa
103RCPR,36;JCPM,461:‘Thekeytermis“resoluteness.”’104RCPR,45.105RCPR,30.106Heidegger(1985),472.
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responsibilitytopoliticalpractice.Aconcerned,committed,revolutionary
resolutionreplacesacademicfreedom,bindingtheactivityoftheuniversitytothe
peopleandGermannation.107Heidegger’sphilosophyisessentially‘practical’and
‘patriotic.’108
Tosummarize,HeideggerisforStrausstheexampleofthedangerphilosophy
posestopracticallife,andpracticallifeposestophilosophy.Heidegger’sfusionof
theoryandpracticeexposeshowserioustheproblemoftherelationbetween
philosophyandpracticallifeisinmodernity.109ItisbecauseofHeidegger’s
conceptionofphilosophythatStrausscriticizeshim.RecallingStrauss’sown
conceptionofphilosophyasthequestforfullknowledgeofnature,Strausscharges
Heideggerasthemanwhobringsnature‘fullytodisappearance.’110
Nevertheless,refutinghistoricismisextremelydifficultandcannotsimplybe
accomplishedbywishingforthenaturalrightitabandoned.111Ashistoricismarises
fromparticularmodernpresuppositions,Straussadmitshecannotdisprove
historicismwithoutacompletecriticalanalysisofmodernphilosophy.112Afterall,
Straussembedshisaccountofhistoricismwithinthepathofdevelopmentof
modernphilosophy.Therelevantissuefortheemergenceofhistoricismismodern
107Heidegger(1985),476.108SeeO’Connor(2002),168.StraussisawarethatHeideggerchangeshisthinkingconsiderablylaterinlife,SPPP,30,34.Heidegger’sreflectionsarecaughtinthemoderntrapoffusingpracticetotheory.InthecaseoftheearlyHeidegger,itisphilosophicaltheory;inthecaseofthelateHeidegger,itisdivinerevelation.SeeVelkley(2011),55,116.109Velkley(2011),115.110Velkley(2011),50.AlthoughStraussisconcernedwiththerelativisticimplicationsofHeidegger’shistoricism,hisclaimthatHeideggerhasnoroomforpoliticalphilosophyshouldnotbetakentoreferwhollytothislevel,buttoHeidegger’smisunderstandingofphilosophicactivity.Velkley(2011),161.Heideggerisnotcompletelyoffthemark;StrausssharesaconsiderablekinshiptoHeidegger.Velkley(2011),46,57-58,61.111NRH,6.112WIPP,60.
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politicalphilosophy’smodificationofpre-modernpoliticalphilosophy.113For
Strauss,thehistoricaldevelopmentofmodernpoliticalphilosophyhasobscuredits
basisasamodificationofconceptsofpre-modernpoliticalphilosophy.114This
modificationconcealsrealphilosophicalchoices.SoStraussarguesthatthefusionof
philosophicalandhistoricalquestionsisonlyinevitableonthebasisofmodern
politicalphilosophy.Buttheproblemisthat,fromthepointofviewofmodern
politicalphilosophy,modernpoliticalphilosophyissimplybetter.Duetomodern
politicalphilosophy’sattachmenttoprogress,itassumesitcanbuilduponthe
foundationsofthepastwithoutnecessarilyexaminingthetruthandvalidityofthese
foundations.Initsfinal,historicistform,modern‘philosophy’definesitselfinterms
ofasuccessful,superiorfusionofhistoryandphilosophy.Thereinlieshistoricism’s
threattophilosophy.
Moreover,historicismisnottheonlychallengetophilosophy,asStraussis
alsothinkingoftheologico-politicalproblem.115Recognizingthatmodern
philosophicalreasoninghasfailedtoprovidearefutationofrevelation,Straussis
alsoinsistingthatanotherpower,revelation,cannotbegiventhevictoryover
reason.116WhatStraussseekstoprovidenotjustacaseforclassicalphilosophy
againsthistoricismanditsNazisympathizers,acaseforAthenstoresistthe
113‘Accordingly,whatiscalledthe‘discovery’ofhistoryisthework,notofphilosophyingeneral,butpoliticalphilosophy.’NRH,34.114WIPP,77.115SeeWIPP,77;Behnegar(2013),27-29.116Strauss’scritiqueofSchmittisanexampleofthisinsistence(seeSchmitt,2007);Meier(2006),84.ThisalignsStrausstoSchmitt’scritiqueofliberalism,becausemodernliberalismalsoholdsthattherationaljustificationofthebestwayoflifeisimpossible.Meier(1995),42.NeverthelessStrauss’sandSchmitt’scritiqueofliberalismisonverydifferentgrounds.Z&Z(2006),184-94.
156
seductionsofNuremburg,butalsoacaseforAthenstorespondtothechallengeof
Jerusalem.
V.AReturntoAthens?
Nevertheless,StraussqualifieshiscaseforAthens,breakingfromstandard
classicalphilosophicrevivals,particularlyNeo-Thomism,inthreeways.First,he
steersawayfromarguingforaspecificcosmology;second,hedeniesthatclassical
politicalphilosophyisdirectlyapplicabletomodernity;third,heseekspre-scientific
knowledgeofpoliticalthingsfromclassicalpoliticalphilosophy,embracingthe
classicsnotbecauseitisatradition,butbecauseinitsbeginningitisnotatradition.
Considerthefirst.Straussarguesthattheabandonmentofthelastingand
perennialhasadramaticeffectonthepossibilityofphilosophicalethics,ornatural
right.Heprovokeshisreaderoverthepoliticallyirresponsibilityofthosewho
disregardnaturalright.Bothpositivistsandhistoricistssuppressthequestionofthe
goodsocietythatenablespoliticalphilosophytoaskwhatisgoodandwhatisevil.
Strausswrites:‘itwouldseem,then,thattherejectionofnaturalrightisboundto
leadtodisastrousconsequences.’117Hesuggeststhattheabandonmentofnatural
rightleadsdirectlytonihilism.Moreover,StraussisfascinatedwithHeidegger’s
turntotheclassics,demonstratingthedecisiveroletheirinterpretationhasin
recoveringphilosophicalquestions.YetStraussidentifiesHeidegger’s
misappropriationofAristotleasacentralflawinHeidegger’shistoricistaccountof
philosophy.ThecorrectinterpretationofAristotleisatissue:fortheunderstanding
117NRH,3.
157
ofthewholeofnature,fortherightrelationshipbetweentheoryandpractice,and
fortheunderstandingofnaturalright.
Thislastpointisapricklyone.Onemightthinkthat,throughAristotleand
otherclassicalpoliticalphilosophers,Straussisattemptinga‘straightforward’
revivaloftheprojectofnaturallawandnaturalright,assertingtranscendentvalues
inthemannerof‘theclassicaltradition.’118Isthiscorrect?Strausscallstheissueof
naturalrightanissueof‘partyallegiance,’dividingintotwoprincipalparties.119
Contemporaryliberalsrejectit,whiledisciplesofThomasAquinasareforit.In
being‘for’naturalright,Strausshasacommoncausewithneo-Thomism.Buthe
distanceshimselffromtheneo-Thomists.
Straussrecognizesthatapowerfulobjectiontoclassicalpoliticalphilosophy
isthatitlinksnaturalrighttoateleologicalconceptionofhumannature,linkedin
turntoaspecificallyteleologicalcosmology—nowdiscredited.TheBaconian
investigationofnature,anditspropagationofscience,hascalledthatintodoubt.
Thus‘right-thinking’peopledisregardtheteleologicalconceptionoftheuniverse,
intowhichateleologicalconceptofhumannatureoncefittedeasily.120Anewnon-
teleologicalcosmologyreigns,whichimpliesthatanewnon-teleologicalconception
ofhumannaturereigns.Ifonewantstorecoverateleologicalconceptofhuman
nature,whichwouldpermitconsideringnaturalright,whatcanonedo?
Neo-Thomistsconcedethevalidityofthenon-teleologicalcosmologyand
argueforateleologicalconceptionofhumannature.Yetbybreakingthelink
118AnearlywayofunderstandingStrauss.Major(2013),5-6;Tanguay(2007),123-24.119NRH,7.120NRH,7-8;WIPP,39-40;c.f.Lampert(2008).
158
betweenthetwo,theirpositioncarriesapotentialcontradictionaboutthenatureof
thewhole.Moreover,theysurrendertheattempttoprovideacomprehensive
presentationofthewhole.Theirposition,then,‘presupposesabreakwiththe
comprehensiveviewofAristotleaswellasthatofThomasAquinashimself.’121
Whileneitherunreservedlyagreeingwiththemodernnon-teleologicalcosmology
norresuscitatingtheclassical,Strausstakesthepositionthatonecannotknow
whichcosmologyiscorrect.EventheBaconianproject,withallitssuccesses,does
notprovidecompleteknowledgeofthecosmos.Humanknowledgeislimited.
Straussseesthemodernscientificclaimasanotherformofmetaphysical
dogmatism,aboutwhichheremainsextremelywary.122AsStraussargues,
philosophyneednotdemandanyparticularsystemofdoctrineofthewhole.For
example,Farabi’streatiseonAristotle’sphilosophy‘doesnotdiscussAristotle’s
metaphysics.’Philosophyisthewayleadingtometaphysicsratherthanmetaphysics
itself.123RatherthanrepeatingthesometimesdoctrinairepositionsofAristotelian
metaphysics,Strausspursuesanon-doctrinairequestforunderstandingthenature
ofamysteriouswhole.124
Strauss’ssecondqualificationconsistsinhowhespeakscriticallyofattempts
toreviveawayofthinkingaboutthepastthatattemptstomakeclassicalpolitical
121NRH,8;WIPP,285-86.122Tanguay(2007),129-30;Landy(2014),14:PartofStrauss’swarinessstemsfromhissympathieswithNietzsche’sandHeidegger’scritiquesofmetaphysicaldogmatism.ThereallessonofthediscrepancybetweentheargumentStraussmakesinthemainbodyofthetextatNRH,8,andthecitationsfromAristotle’sPhysics196a30ff;199a3-5,istobewaryofdefinitiveaccountsofthewhole.SeeSalkever(1990),50;Velkley(2011),128;Marshall(2007),295-96.123Zuckert(1996),116.124Velkley(2011),47,54,69.Velkleyobservesthatinaffirmingthemysteriouselusivenessofthewhole,Straussisinthissensepost-Kantian.ItisonthispointwhereStraussdoesnotpursueAristotelianmetaphysics,butdistinguisheshimselffromit.
159
philosophydirectlyapplicabletocontemporarylife.125Forexample,hecritiquesan
interpretationofThomasAquinasthatattemptstodrawoutegalitarianpremises
forobviatingthegapbetweenthemodernandancientaccounts.126Strausswill
emphasizethathisstudyoftheclassicsdiffersfromtheseversions,neo-Thomistic
orotherwise.Hedoesnotembraceatraditionofclassicalphilosophyforitsown
sake.Thiswouldprivilegeaparticularhistoricalperiodaboveallelse,eitherlapsing
intothehistoricismheseekstorefute,orexalting‘theWesterntradition,’which
Straussthinkscannotwithstandpreciseanalysis.127
Strauss’sthirdqualificationarisesfromthisdesiretoavoidembracinga
‘tradition.’Strauss’semphasisisinsteadonpre-traditional,pre-scientific
knowledge,tostandagainstpositivismandhistoricism.Hiscritiqueofpositivism,
anditsconceptionofpoliticalscience,isonphilosophicalgrounds:itdoesnottake
pre-scientificknowledgeseriously,sodistortspoliticalthings.AsStrausssees
positivismasdistortingpoliticalreality,abetterconceptionofpoliticalsciencewill
provideafaithfulaccountofrealpoliticallife.Asfarashistoricismisconcerned,and
itsdistortionofthewhole,Straussthinkstherearegoodphilosophicalreasonsnot
totakeitssoundnessforgranted.128Butthegenuinerefutation,thatwouldpresent
theauthenticaccountofthewhole,willhavetoinvolveamoreradicalrecoveryof
non-historicistphilosophy.SinceStrauss’scritiqueofmodernphilosophy
emphasizesitsdistortionofpoliticalphenomena,heseeksanaccountofpolitical
phenomenathatattemptstounderstandthepoliticalphenomenaastheypresent
125Tarcov(1991).126WIPP,308-9.127‘Permitmetodeclarethatitisimpossibletodosointhelastanalysis.’RCPR,73.128NRH,9-34;WIPP,56-77.
160
themselvestothenaturalorpre-philosophicalconsciousness.Forthatreason,
Straussturnstopre-modern,classicalphilosophy,thecaseparexcellenceofnon-
historicistthought.129
Inthis,StraussdrawssomeinspirationfromEdmundHusserl.AsHusserl
urged,Straussgoes‘tothethingsthemselves’torecoveranaccountofthewhole.
StraussdiffersfromHusserlinthathe,likeHeidegger,emphasizesthepragmatic
humanpracticalengagementwiththings:specifically,thepoliticalthings.Thisis
Strauss’sSocraticpathtorecoveranaccountofthewhole.130Togainclarityabout
thepoliticalthings,oneneedsapre-scientificviewofpoliticalthings;ortoputin
anotherway,acommonsenseviewofpoliticalthings.Whomakesthat
understandingprimary,asksStrauss?HisanswerisAristotle.131
Moreover,StraussturnstoAristotleonthegroundsthatheisnon-
traditional.Aristotlemakesanattempttounderstandpoliticalrealityonitsown
terms.Seeingpoliticsafresh,Aristotleprovidesadirectrelationshiptopoliticallife
thatisnotmediatedbyatradition.132Thepossibilityofthisnon-traditionalreading
ofAristotleisapropitiousfeatureofthemodernscene,enablingonetounderstand
ina‘freshmannerwhatwashithertounderstoodonlyinatraditionalorderivative
manner.’133
Straussdoesnotreturntoclassicalpoliticalphilosophybyadirectroad,but
hisdetoursshouldbetakenassignofhisphilosophicalseriousness.Theconcern
129NRH,33.130Velkley(2011),72.131CM,11-12.132Tarcov(2013),66.133CM,9.
161
withclassicalpoliticalphilosophyarisesoutoftheconcernforthepresent.
Appropriationofthepastdoesnotsupplyreadyrecipesforthepresent,whichis
partofhisrejectionofneo-Thomism.Modernsocietyis‘whollyunknown’tothe
classics.134But,ifoneistounderstandandrespondtothepresentpredicament,
Straussthinksclassicalpoliticalphilosophyisindispensable.
Strauss’sassignmentisbold.Theenemyishistoricism.Thefriendispolitical
philosophy,whichmustaskwhatthegoodsocietyis.Politicalphilosophyhasanally
inAristotle.SoStraussreadsAristotletohelphimstudypolitics,tohelphimfind
thatprimaryunderstandingofpoliticalphenomena.Hereadshimtoshow,against
value-freepoliticalscience,whatanalternativeconceptofpoliticalsciencewould
looklike.Hemustalsoshowthatthisalternativeconceptofpoliticalsciencedoes
notleadoneintopoliticalirresponsibility.Forthepresent,itmustencouragegood
citizenswhoarealsogoodliberaldemocrats.YethemustreadAristotleinanon-
historicistwaythatdevelopsabetterawarenessofthewholethanhistoricism.This
awarenessofthewholeprovidesabetterconceptionofpoliticalscience,and
preparesthewayforjustifyingphilosophyasthebestwayoflife.
Strauss’sAristotle
Inovercomingmodernity’sfashioningofthe‘secondcave’,Strauss’sproject
addressesthreedistinctconceptsthroughhisinterpretationsofthreedifferent
historicalfigures.WithSocrates,Straussidentifiesaconceptionofphilosophyand
raisestheproblemofpoliticalphilosophy.WithPlato,Strausshonesthat
134CM,9.
162
conception.WithAristotle,Straussidentifiesaconceptionofpoliticalscience.But
AristotleappearstodivergefromSocratesandPlato.Tograsptheinherentunityof
Strauss’sturntoclassicalpoliticalphilosophy,IarguethatStrauss’streatmentof
Aristotlehelpsestablishtheintegrityofhisproject.Itshowstherelationship
betweenphilosophy,politicalphilosophy,andpoliticalsciencewithoutdiminishing
thevalueStraussfindsinallthree.
StraussfindsinAristotleanelaborationofSocrates’saccountofthewhole,
focusedonpoliticalscience.Intheinitialstage,Aristotleextendsupontheinsights
ofSocrates’s‘secondsailing,’Socrates’sturntothestudyofthehumanthingsor
politicalthings,todeveloppoliticalscience.Strauss’spositionisthatwhileSocrates
isthefounderofpoliticalphilosophy,Aristotleisthefounderoftheclassicalpolitical
science.Elaboratingonthepoliticalthings,Aristotleoutlinestheimportanceof
moralvirtue,thecity,andthebestregime.Incontrasttopositivismandhistoricism,
Aristotledevelopsapoliticalsciencethatfosterspoliticalresponsibility;Strauss
arguesthattheapplicationofAristotle’spoliticalsciencetothepresententailsthe
supportofconstitutionalliberaldemocracy.Aristotle’spoliticalsciencealsohelps
revealkeyfeaturesofthewhole:first,howtounderstandtheproblemofnatural
right;andsecond,howthephilosophiclifecanbedefendedfromhistoricism.
Aristotle’spoliticalscienceincreasestheself-awarenessofthephilosopher,enabling
abetterunderstandingofthephilosopherasapoliticalphilosopher.
163
I.FromPhilosophytoPoliticalScience
Asnotedearlier,thephilosophicaltemptationistodisparageandignore
politics.InStrauss’saccountofhistory,philosophyprecedespoliticalphilosophy.135
Philosophy’sconcernisthestudyofnature.Thedistinctstudyofhumanthings,
includingpolitics,wouldappeartobeadistractionfromthestudyofnature.A
specialeffortwouldberequiredtopersuadephilosopherstostudypolitics;fromthe
pointofviewofphilosophy,politicsdoesnotappearserious.136Historically,therole
ofSocratesistomakethatspecialeffort.Unlikethepre-Socratics,Socrates’sinsight
isthatpoliticsisserious.InSocrates’s‘secondsailing,’heturnsfromthestudyof
naturetothestudyofhumanthings:politics.Againsttheviewsofhispredecessors,
Socratesarguesthatthepoliticalthingsarebothworthyofseriousstudy,andthat
seriousstudyofthepoliticalthingsisnecessaryforunderstandingthewholeof
nature.137Emphasizingwhatisrequiredtogaingreaterknowledgeofnature,rather
thanthesystemicknowledgeofnatureitself,Socrates’sphilosophypreservesits
initialzeteticimpulse,andisindependentofanyspecificcosmology.138
Nevertheless,Socratesalsodevelopsaschematicontologytorejectthepre-
Socratics.AristotlethenrefinestheSocraticresponsetothepre-Socratics,to
developaprecisestudyofpolitics.Hefoundspoliticalscience.AsStrausspresents
thisrefinement,itenablesacontemporaryresponsetohistoricistcontentionsabout
nature.
135NRH,82.136CM,13-14.137NRH,122.138Velkley(2011),20,78.
164
Strauss’saccountofthepre-Socraticphilosophersobservesthattheystudy
whatis‘bynature.’Theyexaminethe‘firstthings,’whichareresponsibleforthe
comingintobeingandperishingofeverything.139Becausetheystudythesethings,
theyarephilosophers.StraussappropriatesAristotle’sformulationthatphilosophy
searchesforthecausesor‘principles’ofallthings,the‘firstthings’(archê).140
StrausslinksthesearchforthefirstthingstoAristotle’sdescriptionofthefirst
philosophers,‘whodiscoursedonnature.’141Philosophyisthequestforthethings
thatconstitute‘nature,’andthethingsthatconstituteconvention.Nature,the
eternal,ishigherthanconvention,thecontingent.142Thetaskofphilosophyisto
separatenaturefromconvention,andinvestigatenature.143
Thepre-Socraticsmakethisbasicdistinctionbetweennatureand
convention.144Yetthepre-Socraticsalsodisparagethehumanthingsforthesakeof
thepermanentfirstthings.Thelatterisgenuinelyrealandworthyofseriousstudy,
whiletheformer,havingnothingtodowithapermanentnaturebutwith
convention,withchangingcontingencies,isnotseriousandultimatelynotreal.The
139CM,14.Thepre-Socraticsareindeedphilosophers,andsodespitetheirdisagreementswithSocratestheydonotthreatenSocratesasthecitizensdo.SPPP,88.140NRH,82.StrausscitesMetaphysics981b27-29.141NRH,82.StrausscitesMetaphysics982b18:thefirstphilosophersaresimilartoloversofmythinthattheywonderattheworld.YetStrausssuggestsphilosophersaredifferentonaccountoftheirinterestinhigherthings,ratherthantheloversofmythwhoindulgeintrivialthings(citingEN1117b33-35).142NRH,90.143NRH,82.Straussusesthishistoricalaccountoftheoriginsofthedistinctionbetweennatureandconventiontoclarifyhisphilosophicalaccountoftheimportanceofthedistinctionbetweennatureandconvention.Hewantstoshowthatasfarasonegrantsphilosophicalactivity,aquestforknowledge,onehastoshowwhatisessential,i.e.natural,towhatphilosophyseekstoknowaboutthetotalityofreality.SeeNRH,95-96.144NRH,90.Straussimpliesthatthepre-SocraticsdonotadequatelyengagewiththeprinciplethatnobeingemergeswithoutacauseinNRH,82n.Thefirstphilosophersstudy‘firstthings,’buttheyarematerialists(StrausscitesMetaphysics983b7).Theirerroristhattheydonotaskwhatmovesmatterorwhatisitscause(Strausscites1071b26-27).Theythusmisunderstandthenatureofthewhole.
165
pre-Socraticsmakethreeconclusions.First,theyconcludethatwhathumansfind
goodorjustismerelyconventional.145Second,theyconcludethatthepoliticalartor
politicalscience,whichcontainshumanspeechesaboutwhatisgood,howone
shouldact,andwhatlawsshouldgovernhumancommunities,isimpossible.It
treatscontingencies,notpermanencies,andasciencemusttreatpermanencies.146
Third,theyconcludethattherecanbenonaturaljusticeorright,becausejusticeor
rightchangesfromtimeandplace.147
Strauss’sSocratesrejectsalltheseconclusions.148Critically,hefindsthe
sourceofhisdisagreementwithhispredecessorsintheirassumptionsaboutthe
natureofthewhole.Preservingaconcernwiththestudyofnature,Socrates
maintainsthebasicdistinctionbetweennatureandconvention,butappliesitina
differentway.149Hearguesthattherearethingsthatarejustbynature.Asjusticeis
thecommongoodparexcellence,Socratesdefendstheideathatthereisacommon
good.150Byrecognizingtherealityofanaccountofjusticeandthecommongood,
onerecognizesthedistinctivecharacterofpoliticalthings,sincetheclaimof
politicalthingsisthatthereisacommongood.Socrates’spositionaffirmsthatthere
isanessentialdifferencebetweenthingsthatarepoliticalandthingsthatarenot.151
145NRH,93.146CM,14.147NRH,97.148Socratesofcoursedoesnothavehisownwork,butStraussseestheAthenianStrangerofPlato’sLawsasprovidingtheviewsofSocrates’spredecessors,aswellastheSocraticobjectionstotheirviews.CM,14.149NRH,122.SeeMetaphysics1078b9–16.IfAristotleholdsthatSocratesonlystudiesmoralquestions,StraussdisagreeswithAristotle.ButAristotlesaysthatSocratesexamines‘tāsethikāsaretās’:moralvirtues;not‘only.’C.f.Zuckert(2004),89-90.150CM,16.151RCPR,132.
166
Thismeritsseriousstudyofthepoliticalartorscience.Assuch,Socratesisthefirst
toarticulatetheideaofnaturaljusticeorright.152
Toarriveatthesepositions,Socratesseesthatthefundamentalissuerestsin
theaccountofthehumanmindorsoul.Socrates’spredecessorsdonotbelievethat
therearejustthingsbynaturebecausetheyarematerialreductionists,makingthe
soulderivativefromthematerialbody.153Byreducingthesoultothebody,whatis
mostone’sownandmostprivate,theyseeeverythingintermsofprivategoods.
Theymaketheexistenceofacommongoodimpossible.154Asjusticeisthecommon
goodparexcellence,theythereforeconcludethatthereisnothingjustbynature.155
Ifsomeoneistospeakofjustice,itisonlyaboutusingotherstoachieveone’sown
privategood.Asthesophistsargue,theartnecessarytodothatistheartof
persuasion:rhetoric.Thesophiststhenbelieveintheomnipotenceofspeech,
subordinatingpoliticalsciencetorhetoric.Bybeingmaterialreductionists,theyfail
toseeanessentialdifferencebetweenthecommongoodandtheprivategood.So
theyfailtoseethedifferencebetweenpoliticalthingsandnon-politicalthings.156
Socratesarguesthatthesoulisdistinctfromthebody.157Thesoulthen
directs,rules,andgovernsthematerialbodybynature,inordertopursuethejust
thingsandavoidtheunjustthings.158Itdoesthisthroughreasoneddeliberationor
speech.Fromthestudyofthesoul,Socratesobservesthatman’snaturallydefining
characteristicisspeechorreason(logos).Thisimpliesthatreasoned152NRH,120.153CM,16.StrausscitesLaws891c1-4.154CM,16-17.155CM,16.156CM,17.StrausscitesEN1181a12-17;CM,23;SPPP,228.157NRH,127.158CM,16.StrausscitesandechoestheargumentofLaws891e5-892b1,896b10-c3.
167
communicationwithotherhumanbeingsaboutthecommongoodisconstitutiveof
humannature.
AsStrausspresentshim,AristotlecompletesSocrates’sargument.159
FollowingSocrates’sassumptionsconcerningthenatureofthewhole,Aristotle
believesthatjusticeisbynature,andbynaturecommon.Hebelievesthaton
accountofthespecifickindofnaturewhichhumanbeingshave,certainthingsare
justorgoodforhumanbeings.Sincetheuniquenessofthehumanbeingdoesnotlie
inthebodybutthesoul,Aristotle’staskistoidentifywhatisdistinctaboutthe
humansoul.
ForAristotle,thatisthecapacityforspeechorreason(logos).Itisthis
capacitywhichdistinguishesthehumansoul,andtherebythehumanbeing,from
thesoulsofanimalsandotherlivingthings.Thisnaturaltraitprovidesthebasisfor
naturaljustice.160Asspeechiscommunication,manissocialinamoreradicalway
thananyotheranimal.Everydistinctlyhumanactmustrefertootherhumanbeings.
Becausemanisbynaturesocial,theperfectionofhisnaturemustincludethevirtue
thatcanonlyberealizedincommon,justice.161Speechunitesmentogetherin
commonassociationsforcommonpurposes,whichincludespursuingwhatisjust
andgood.Asmenarenaturallydrawntolivetogether,Aristotlearguesthatthe
commonassociationmadepossiblethroughcommonnature,theassociationforthe
purposeoflivingwell,isbynature.Thisisthepoliticalassociation.Somanisby
natureapoliticalanimal.Thestudyofhumanity,thehumanthings,demandsthe
159E.g.‘Aristotlegoestotheendofthisroad…’CM,16;‘TheassertionoftheAthenianstrangerisconfirmedbywhatAristotlesays…’CM,17.160NRH,127.161NRH,129.
168
studyofpolitics,thepoliticalthings.Tothepre-Socraticphilosophersuspiciousof
politicalphilosophy,whoarguesthatstudyingpoliticsisadistractionfromthe
studyofnature,Aristotleprovidestherefutation:politicsisbynature.
ThisishowStrausspresentsthefamousAristotelianteachingthatmanisby
natureapoliticalanimal:theelaborationofthenatureofthesoultocorrectthepre-
Socratics.YetStraussimmediatelyfollowsitwithafurtherconsideration.The
politicalassociationorunionisnotthehighestormostperfectunion.Instead,
Strausswritesthatthemostperfectorintimateunionwithotherhumanbeings
possibleis‘theunioninpurethought.’Ifspeechimpliestheactivityofpolitics,it
alsoimpliestheactivityofthinking.162Speech,orreasonorunderstanding,would
bedirectedtowardconsideringanddiscussingcommonopinions.Thepurposeof
thiskindofspeechistoreplaceopinionswithknowledge.Speechdoesnotjust
denotetheactivepursuitofjusticeinpoliticalassociation;italsodenotesthe
thoughtfulpursuitofknowledgeorwisdom.
Thehumansoul,initscapacityforspeech,disclosestheimportanceof
philosophyandpolitics.Thisprovidestwodivergentpathsinthewoodofthe
humansoul.Onepathconcernsspeech.Relatedtopoliticalactivity,itimplicatesthe
commongoalsofhumanbeingswhoshareacommunity.Fromdiverseinterests,
ambitions,passions,andprofessions,humanbeingsdeliberatetogetherinorderto
act.163Thisispracticalreasoning.Thesecondpathconcernsthought.Itaddresses
162CM,17.StrausscitesAristotle’saccountofmanasapoliticalanimalinPolitics1253a1-18,andPolitics1281a2-4,whereAristotleindicatesthatthepoliticalcommunityisnotsimplyforthesakeoflivingtogether,butforthesakeofnobleactions.Whileneitherofthesepassagesmentionsthinking,Strausstakesthesecondpassagetoimplythatthenoblesthumanactionwouldbeunionwithanotherinpurethought.NRH,127.163EN1126b11-12.
169
thetasktoascendfromopinionstoknowledge,andexpressesitselfasphilosophy.
Thisistheoreticalreasoning.Thesetwopathscutthroughthesoulofthehuman
being,andmarkabasictensionforhumanlife.164Atthispoint,however,onecan
onlynotethistensionandreturntotheimportanceofpoliticsforphilosophy.
Politicsisimportantforphilosophybecausereasoningcanonlybe
elaboratedwithotherhumanbeings,sophilosophyarisesoutofpoliticallife.
Reflectiononhumannaturerevealsthat,onaccountofthedualcharacterof
reasoning,thehumanbeingrequiresthecity,politics,toachievethemostintimate
unioninthought.165
Socraticphilosophyrecognizesthatthe‘core’ofthestudyofnature,
philosophy,isthestudyofpolitics.Socratesstartswiththestudyofthelaw,asthe
lawdeclareswhatoneoughtandoughtnottodo.Thestarting-pointforanalysing
politicsisthephenomenonoflaw.Onethenascendsfromthestudyoflawto
nature.166Pacethepre-Socratics,thestudyofpoliticsdoesprovidesomeimportant
knowledgeofnature,becausepoliticalthingsareessentiallydifferentfromnon-
politicalthings.Additionally,Socraticphilosophydeploysthemethodofdialectics.
Socratesstartsfromthecommonsenseembodiedintheacceptedopinions,and
seekstotranscendthem,butwithacautionprincipallyfoundedontheknowledgeof
hisownignorance.Thismeansheneverceasestoconsidertheopinionsaboutthe
lawandjustice.WhileSocrateshasparticularconsiderationsaboutnatureandthe
164Straussexposesthisfundamentalproblem,andwrestleswithhowtoreconcilethisdualityinman.SeeVelkley(2011),77-79.165‘Withoutthecity,nophilosophers.Theyaretheconditions.’JPCM,465.166RCPR,143;CM,20.
170
whole,heremainschieflyconcernedwiththehumanthingsofpolitics.167Thus
Socratesintroducespoliticalphilosophyas‘firstphilosophy.’168Itis‘first’becauseit
isanecessarysteptoascendtotheknowledgeofnature,anditis‘first’becauseit
disclosestheschemarequiredforagenuineknowledgeofnature.
Amomentousquestionarises.Whatismeantby‘political’?Itisnecessaryto
addressthecontentofpoliticalphilosophy,orwhatoneisstudyingwhenone
studiespolitics.ForStrauss,theseriousnessofpoliticalphilosophyhingeson
whetheranorganizedbodyofknowledgeofpolitics,a‘science’ofpolitics,is
possible.169Thepre-Socraticsholdthat‘political’istherealmofparticular
contingenciesratherthanpermanencies,soapolitical‘science’cannotbeaserious
proposition.Torefutethemdecisivelyandestablishpoliticalphilosophyasserious,
itisnecessarytoshowhowapoliticalscienceispossible:howthestudyofpolitics
canbethestudyofpermanencies.Yetcontrarytowhatthepre-Socraticsthought,
thestudyofpoliticsisnotrestrictedtomerecontingencies.Itimplicatesthepolitical
orderthatisjustbynature.Aristotlearguesthatwhatisjustbynaturemust
everywherehavethesamepower.170Politicalphilosophyseekswhichpolitical
orderisbesteverywhereandalways.Inthismanner,itseekswhatispermanently
just.Hencethestudyofpoliticscanbeastudyofthepermanenciesofnature.A
political‘science’ispossible.AsSocratesarguesthatthejustthingsarebynature,
Aristotleseesthatthestudyofthejustthingswouldentailthescientificstudyofthe
167CM,20.168CM,20.169Inthissense,scienceisidenticalwithphilosophy.Itisthemodernphilosophicrevolutionofthe17thcenturythatdividesthetwo.SeeLAM,205.170NRH,100.StrausscitesEN1134b19.
171
justpoliticalorder.Aristotlethereforetreatspoliticalphilosophyasthequestforthe
politicalorderwhichisbestaccordingtonature.171
Butthisconceptionofpoliticalphilosophyisincomplete.Itimpliesthatthe
knowledgeofnaturewouldprovidetheknowledgeofthebestpoliticalorder.One
mightassumethatthestudyofthepermanenciesofnaturewouldprovide
knowledgeofthewholeofnature;equippedwiththisknowledgeofnature,one
couldthenhaveknowledgeofthepermanenciesofpolitics.Thestudyofnature
wouldbepriortoanddirectlyapplicabletothestudyofpolitics.Thescienceof
naturewouldbethescienceofpolitics.
Ontheseassumptions,thepre-SocraticHippodamusexperimentswith
politicalphilosophy.172Basedonhisinterpretationofnature,wherethekeytothe
knowledgeofnatureisthenumberthree,heprovidesasimpleaccountofthebest
politicalorder.Thereoughttobe10,000citizensdividedintothreeparts.Theland
oughttobedividedintothreeparts;andthelaws,lawsuits,andlegalverdictsought
tobeallsortedintothreekinds.
Despiteitssimplicity,AristotlenotesthatHippodamus’saccountdegenerates
intogreatconfusion.173Hippodamusthinksthatbyhavingtherightaccountof
nature,hecouldplanthebestpoliticalorder.AristotlecriticizesHippodamusnot
becauseofhisinterpretationofnature,butbecauseofhisinterpretationofthe
political.Hippodamusfailsbecausehedoesnotfirstaskthequestion,‘whatis
171CM,17.172CM,19.173CM,19.StrausscitesPolitics1267b30-1268a6.FortheconfusionresultingfromHippodamus’sproposal,Strausscites1268b3-4,11.
172
political?’174ThisdevelopsanotherinsightthatAristotledrawsfromSocrates.In
Strauss’sterminology,thatinsightis‘noeticheterogeneity,’atermrequiringfurther
elaboration.
IntheSocraticpresentation,toask,‘whatissomething,’istoaskwhatisthe
‘essence’ofthething.Whetheroneasks,‘whatiscourage?’or‘whatisacity?’or
‘whatisatree?’oneisaskingaboutwhatsomethingessentiallyis.Thisquestion
addressestheshape,form,orcharacterofathingthatcomestosightfirstand
distinguishesitfromotherthings.Itpointstohowtheseessentialdifferencesshow
themselvesfirsttous,tohumanbeings,withwhatwesayaboutthemorwhat
opinionswehaveofthem.Itistoask‘whatistheidea(eidos)’ofathing.Here,‘idea’
signifiesonlythemostaccessible,commonlyheld,lookorsurfacemeaningofthe
thing.175Asitaddressestheessenceofonethingasdistinguishedfromanother
thing,itpointstoessentialdifferencesbetweenthings.176Tostudynature,Socrates
holdsthatitisnecessarytostartwiththestudyofthesedistinctthings.Specifically,
oneproceedsthroughdialectics:onestartswiththeopinionsthatareheldasto
whatthesethingsessentiallyare,andtriestogainknowledgeofwhatthey
essentiallyare.174CM,19.175NRH,123;CM,119-120.Straussdoubtsthemeritofthetraditional,‘Platonic’interpretationoftheideas(eidê)asself-subsistingformsdwellingoutsidetherealmofhumanbeings;‘itisutterlyincredible’and‘appearstobefantastic…noonehaseversucceededingivingasatisfactoryorclearaccountofthisdoctrineofideas.’CM,119.ButIarguethatStraussaddressestheideasintwostages.First,healignshiscritiqueofthe‘Platonic’ideastoAristotle’scritique.Thisistoshowtheirinadequacy(Zuckert(1996),154).Oncetheideasareexpungedoftheir‘Platonism,’Straussinitiatesthesecondstage,wheretheideashelpdisclosetherealityofnature.
ForamoredetailedexplanationofStrauss’sinterpretationofthedoctrineofideas,seePangle(1983),2-5.YetpacePangle,thedoctrineofideas,interpretedasthesurfaceobservationofdifferencesdisclosingessentialdifferencesbetweenthings,isactuallyasoundwayofconceivingofthenatureofthings.Itvindicatesnoeticheterogeneityasavalidontologyopposedtothehomogeneityofpre-Socraticcosmology.176CM,19.
173
Contrarytohispredecessors,Strauss’sSocratesidentifiesthestudyofnature
withwhattheessenceofeachbeingis.177Natureisnotessentiallyonebeing.Itis
essentiallyheterogeneous,whichistosaythatthereisanessentialdifference
betweeneachkindofbeing.Thewholecomestolightastheheterogeneityof
essentiallydifferentparts.Itisnoeticheterogeneity,inthateachbeingpresents
itselfthroughtheideacommonlyheldaboutit.Dialectics—proceedingfromthe
opinionsaboutthethingtoknowledgeofthething—permitsabettergraspofthe
idea’sessence.Thiswoulddistinguishnoeticfromsensibleheterogeneity,which
wouldattributetheessentialdifferencebetweenthethingstothematerialelements
outofwhichtheyareformed—suchasfire,air,water,andearth.178
Noeticheterogeneity,asStrausspresentsit,hasdecisiveimplicationsfor
whatthewholeofnatureis,andhowoneunderstandsit.First,itrejects
explanationsofthingsbyattemptstofindwhatisafirstthinginitself,orwhatis
firstbynature.Thediscoveryofnoeticheterogeneityvindicatescommonsense.It
letsthingsbeastheyarefirstunderstood,bythephenomena,ratherthantryingto
explainawayessentialdifferencesasillusorybyreferencetoapriorprinciple.179
Thephenomenaarethefoundationforunderstandingnature.Moreover,noetic
heterogeneityletsoneknowthatthereisnospecialorimmediateaccesstothe
knowledgeofthewhole.AsAristotleteaches,thereisnonoeticunderstandingthat
cangraspthefirstthingsorthewholedirectly.180Pursuingknowledgeofathingis
177NRH,122.178CM,19.179NRH,123-24.180Smith(1994),193.StraussimitatesAristotle,forwhomnousdoesnotgraspfirstthingsorthewholedirectly.ThisimitationisnecessarytorefuteHeidegger’shistoricism,whichaimstoexposeasinglemetaphysicaltraditionanditspremiseaboutthewholebeingintelligibleandknowableasan
174
topursueknowledgeofapartofthewhole,notthewhole.Itisthenecessary
precursortopursuingtheknowledgeofthewhole.Asthewholeisessentially
heterogeneous,knowledgeofthewholeisonlyprovidedthroughtheknowledgeof
theparts.Thisleavesknowledgeofthewholeunavailable,soweonlyhavepartial
knowledgeoftheparts.181Nevertheless,itispossibletogainbetterunderstanding
ofthewhole,meaningthatknowledgeofthewholeshouldstillbepursued.182There
isaperceptionofthenatureofthewholethatsituatesthepartsofthewholeintheir
properplace.Thepartsarenotlooseanddisconnected:theyhavetheirmeaningby
theirplaceinthewhole.183Itis,therefore,onlypossibletopursueknowledgeofthe
partbyhavingsomeunderstandingofthewhole.
Noeticheterogeneityissuchaninsightintothewhole.ItallowsSocratesto
holdthatthe‘thescienceofthewhole’is‘whateachofthebeingsis.’184Itfavours
thestudyofpoliticalthingsassuch.185ItalsoallowsAristotletoshowhow
Hippodamusismistaken.Hippodamusmakesthemistakeofaspiringforthekindof
clarityandsimplicityalientothesubjectmatterofpolitics.186Hetakesthekindof
object,asDescartesthought(SPPP,144).SeeNRH,30-31;Kenington(1981),67;Velkley(2011),122.Strauss’simitationofAristotleallowshimtoaddresstheproblemheoutlinesinNRH,30-31.ThroughAristotle,hecansaythatthewholeisintelligible,yetdirectknowledgeofitisunavailable.HecanthenavoidCartesianassumptionsaboutknowledge,articulatedifferentassumptionsaboutknowledge,andemphasizeDescartes’sbreakwiththeancients(CM,45;‘TheLivingIssuesofGermanPostwarPhilosophy,’inMeier(2006),136).AgainstHeidegger’shistoricism,Strausscanclaimthereisaquarrelbetweentheancientsandthemodernsoverhowtoaccessknowledgeofthewhole.181WIPP,39.182CM,20-21.Bycontrast,positivismandhistoricismdogmaticallyinsistthatabetterunderstandingofthewholeisimpossibleandthepursuitshouldbeabandoned.183‘tounderstandthewholemeans…tounderstandtheunitythatisrevealedinthemanifestarticulationofcompletedwhole.’NRH,123.184NRH,122.185NRH,123.186CM,19.StrausscitesEN1094b11-27;RCPR,142.
175
reasoningappropriatetotheproductivearts,thetechnologicalandscientificarts,
andincorrectlyappliesittopolitics.
Straussframestheissueintermsofthekindofreasoningassociatedwith
effectiveimprovement,orinnovationorprogress.Believingthelawisthesameas
everyotherpartofnature,hethinksthekindofreasoningappropriatetothe
scientificandtechnicalartsisalsoappropriatetothelegislativeart.Hippodamus
assumesthatinnovationinthetechnologicalandscientificartsisthesameas
innovationinlaw.Heassumesaharmonybetweentechnicalandscientificprogress
ontheonehand,andpoliticalprogressontheother.ForHippodamus,reasoning
aboutthetechnicalandscientificartsissusceptibleto‘infiniterefinementand
progress.’187Histaskistocompletethescienceofnature.Thisstudycouldthen
applytoknowledgeofanypartofnature,includingpolitics,andthusprovidethe
knowledgeofpolitics.Politicalsciencecouldbepursuedonlyafteronehas
knowledgeofthewhole.188
Aristotleshowsthatthereasoningconcerningthelawisdifferent.An
effectivelawdependsnotonitsrationalcontent,butonitscapacitytobeobeyed.
Obediencetothelawarisesentirelyfromcustom,andcustomisamixtureofreason,
passions,andtheancestralopinionsfosteredthroughpoetry.Incontrasttothekind
ofreasoningdeployedtomaketechnicalandscientificartseffective,reasononlyhas
alimitedroleinmakingthelaweffective.189Ifthetechnicalandscientificartsare
187CM,22.188Bernadete(1978),2-3.189Strauss’sversionofAristotle‘deniestothelawtheverypossibilityoffullrationality.’SeeBartlett(1994),145.
176
deducedfromrationalknowledgeofnature,andlawisnot,politicsisnot
homogenousbutheterogeneoustotherationalknowledgeofnature.
Byframingtheissueintermsofprogress,Strausshintsatthecontemporary
issue.190Toassertthattherecanbereconciliationbetweentherationalknowledge
ofnatureandpoliticsassumesthattheinitialheterogeneitybetweenpoliticsand
natureisnotpermanent.Progressmakesharmonypossible.Tojustifythisassertion
inturnrequiresthecategoryofhistory.191Theparticularhistoricistassumptions
wouldbe:theassumptionthattheheterogeneitybetweennatureandpoliticscannot
reallybepermanent,theconfidencethathistorycanabolishthisheterogeneity,and
thatthereconciliationofnatureandpoliticswouldbringgoodresults.Toestablish
Aristotle’scaseagainstthereconciliationofnatureandpoliticsthroughhistory,itis
necessarytoemphasizethedifferencebetweenreasoningaboutscientificand
technologicalarts,andreasoningaboutthelaw.192
Itremainstoaddresswhocanbepoliticalphilosophers.Theneedfor
understandingthedistinctandindependentcharacterofreasoningaboutthelaw
wouldatfirstsightfavourthosewhodeploytheirreasoningaboutthelaw:the
statesman,thelegislator,orthefounderofapoliticalcommunity.Thisiswherethe
virtueofjusticewouldshowitself,andtherebythebestpoliticalorder.193Butthe
visionoftheseagentsisrestrictedtowhatmustbedoneinthehereandnowof
politics.Beinginthethickofit,asitwere,theirsenseofwhatispermanentis
190‘Onthebasisofsomeobservationsmadenearerhome,onemightsuspectaconnectionbetweenHippodamus’unbridledconcernwithclarityandsimplicityandhisunbridledconcernwithtechnologicalprogress.’CM,22.Myitalics.191Bernadete(1978),3.192Jaffa(2012),62.StraussechoesAristotleatEN1094b23-25.193NRH,133-34.
177
deficient.Ifthestatesmanweretorepresentipsofactotheperfectpolitical
philosopher,itwouldrepresenttheraisingofthecontingentoverthepermanent,
andspelltheendofapolitical‘science.’Consequently,menwhoareimmersedin
andlimitedtothecontingenciesofpoliticallifecannotundertakepolitical
philosophy.194Thestudyofpoliticsrequiresthosewhoarenotengagedinpolitical
life.Thepoliticalphilosophercannotbethesameasthestatesman,legislatoror
founder.Thisinsightpreservespoliticalscience,butitdividescommunities.There
arenowthosewhoareimmersedinpoliticsandaimtoactjustlyintheircontingent
circumstances(statesmen,legislators,founders)andthosewhoareoutsideof
politics,butwhoinvestigatesthepermanentlyjustpoliticalorder(political
philosophers).Thesetwofactionseyeeachotherwarily.
ForStrauss’sAristotle,Hippodamus’sattemptatpoliticalphilosophy
providesanapplicablelesson.WhendescribingHippodamusinPolitics,Aristotle
addsapersonalremarkaboutHippodamus’slifestyle.Hippodamusisvainand
extravagant,livinginanoverdonemannerandpayingtoomuchattentiontohis
clothing.Straussnotesthatthispersonalremarkistheonlyoneofitskindin
Aristotle’swork.195Sensible,temperatefreemenfindHippodamus’sextravagance
ridiculous.Thelessonisthatwell-bred,morallyvirtuousfreemen,thekindwho
wouldbestatesmen,legislators,andfounders,findpoliticalphilosophersandtheir
politicalphilosophyridiculous.Aristotlethereforeindicatesthatpoliticalphilosophy194CM,17.StraussinvitescomparisontoEN1135a4-5;whereaspoliticalsystemswhichareenactedbyhumansdiffer,onesystembynatureisthebesteverywhere.C.f.WIPP,31,wherethehabitsofobedientcitizenspreventthemfromseeingwherethelawneedstoimprove.195CM,18.Strausscites1267b22-30.HecomparesittoAristotle’spositiveremarkaboutthehighqualityofSocrates’sspeeches(1265a10-13).TomakeitclearthatAristotle’saudiencevaluesmoderation,StrausscitestwootherasidesofAristotle:thepraiseoflawsconcerningmoderation(1263b15-22),aswellasofthemoderationofEudoxus(EN1172b15-18).
178
isaquestionablepractice.Aristotleiswellawarethathehastodefendpolitical
philosophybeforethecourtofwell-bredfreemensuspiciousofit.196Butthereisa
complication.Bydeliveringthiscriticalremarkoftheintemperatelifeofapioneer
ofpoliticalphilosophy,Aristotleisvisiblytakingthesideofthefreemen.Aristotleis
doingthiswhileatthesametimeaffirmingthatonlyapoliticalphilosophercan
investigatethepermanentlyjustorder.LikeSocrates,Aristotleisawarethathehas
tocompelphilosopherstotakepoliticalphilosophyseriously.Otherwisetheywill
think,asPascaldid,thatphilosopherswritingpoliticalworksarepracticing‘the
leastseriouspart’oftheirlives.197Soontheonehand,Aristotlemustpractice
politicalphilosophyandshowtheneedforascienceofpolitics,whileontheother,
hesympathiseswiththecitizenwhothinkspoliticalphilosophyludicrous.
Thequestionofwhocanpracticepoliticalphilosophyisthendirectlyrelated
tothequestionofhowtopresentpoliticalphilosophytothepublic.Aristotlehasan
answer.Knowingthatpoliticalphilosophyisaquestionablepracticeforthewell-
bredmeninpoliticallife,hesideswiththem,teachinghispoliticalscienceonlyto
suchwell-bredmen.198Nevertheless,givenhisSocraticphilosophicalcommitments,
whichdrawonetostudythewhole,partofAristotle’steachingistopersuadethese
well-bredmenofthemeritsofphilosophy.Indeed,thisisafurtheranswertothe
momentousquestionposedearlier:‘whatismeantby‘political?’Whiletheearlier
answerdealtwiththecontentofpolitics—whatonewouldstudywhenonestudies
politics—thisanswerconcernsdiscreetcommunication.AsAristotleiscarefully
196CM,18.197CM,18.198CM,25.
179
selectinghisaudience,andcraftingamessagesuitedtothem,heisdoingpolitical
philosophy.Thismeaningisunderstoodasphilosophy,practicedasguardedpolitic
orcautiouspoliticking.Bymixingbothcontentandmanner,Strauss’sAristotle’shas
anequivocalunderstandingoftheterm‘political’inpoliticalphilosophy:an
essentialcomponentofAristotle’steaching,andoftheteachingofclassicalpolitical
philosophy.
Insum,thecentralissuemotivatingStrauss’sSocratestoundertakehis
‘secondsailing,’toturnfromthestudyofnaturetothehumanthings,istobetter
understandthewhole.Correctingtheassumptionsofhispredecessors,Socrates
recognizeshowstudyingthehumanthingsrevealthenatureofthewhole.Properly
understood,philosophy,thestudyofthenatureofthewhole,isanascentfrom
politics,thestudyofhumanthings.Yettherearetwocomplicationstoastraight
ascent.
First,Socratesaddressesthecharacterofthehumansoul,aninsightAristotle
develops.Thehumansoul,initscapacityforspeech,furtherrevealsitsbasic
ontologicalcompositioninitstwoformsofreasoning,theoreticalandpractical
reasoning.Withtheoreticalreasoning,thehumansoulactsuponhisdesireto
understandthewhole.Bytheinsistenceontheelevatedstatusofthehumansoul,
Strauss’sSocratesandAristotleareopentotheideaofanorderedwhole,andofa
humansoulthatisdirectedtowardthatorderedwhole.Withpracticalreasoning,
thehumansoulactstorealizethecommongood,justice,inthepoliticalassociation
withotherhumanbeings.Thisshowsthedualimportanceoftheactivityof
philosophyandpoliticstohumanity,yetatthesametimethattheyaredistinct
180
activities.TheerrorofHippodamusservesasawarning.Tounderstandpolitics,it
mustnotbeunderstoodasdependentonthepriorstudyofnature.Itmustbe
understoodinitsownterms,inthetermsofpracticalreasoning.Bystudyingpolitics
distinctlyandonitsownterms,Straussholdsthat‘notSocratesorPlatobut
Aristotleistrulythefounderofpoliticalscience.’199
Second,noeticheterogeneitydisclosesthatthewholeisonlyknownthrough
itsparts.Thepartsappearasphenomenaaboutwhichhumanbeingsshareideasor
opinions,inpoliticallife.Philosophywouldproceedfromthekindofreasoning
associatedwithpoliticalactiontotheoreticalreasoning,inordertogainabetter
senseoftheparts.Butthedependenceofthewholeuponknowledgeoftheparts,
theopinionssharedinpoliticallife,showsthatpoliticalphilosophyis‘first
philosophy.’Thepoliticalthingsareof‘decisiveimportanceforunderstanding
natureasawhole.’200Aristotledevelopstheseassumptionsaboutthewhole,and
clarifiestheinsightintothewholebypursuingscientificknowledgeofthepart.This
isthephilosophicalimportanceofhispoliticalscience.
Thesetwocomplicationstotheascentfrompoliticstophilosophyshowthe
needforAristotle’spoliticalscience,studyingpracticalreasoning(praxis)initsown
terms.ForAristotle,politicalscienceisthequestforthepermanentlyjustpolitical
order.Politicalsciencemustbetaughtwhilecultivatingthesympathyofwell-bred
mensuspiciousofpoliticalphilosophy.KeepingtheSocraticawarenessofthe
humansoul,onemustacknowledgetheinherentdistinctivenessofpractical
199CM,21.200RCPR,126.
181
reasoningandtheoreticalreasoningthatcharacterizesthehumansoul.201Aristotle
pursueshisenquiryintopracticalreasoningwithoutlosingsightoftheroleof
theoreticalreasoning,norsubsumingpracticalreasoningintotheoreticalreasoning.
ItistothethemesofAristotle’spoliticalsciencethatInowturn.
II.Aristotle’sPoliticalScience:MoralVirtue
Strauss’sreflectiononpracticalreasoningexposesthethemesofpolitical
science.Thefirststepisthediscoveryofmoralvirtue,andthehumanexcellenceor
perfectionitentails.Moralvirtueisrealizedinsociety;specifically,itisrealizedina
closedsociety.Thisleadstothesecondstep:thediscoveryofthecity.Toachieve
perfectioninthecity,onemustliveinthebestcity.Thebestcityisthebestregime.
Hencethetruestthemeofpoliticalscienceisthestudyofthebestregime.
Torepeat,Strauss’sstarting-pointforanalysingpoliticsisthephenomenon
oflaw.InordertoexpressAristotle’sresponsetohowthepre-Socraticsand
historicistsobscurethedifferencebetweennatureandpolitics,Straussarticulates
thedistinctandindependentcharacterofthereasoningaboutthelaw,termedthe
legislativeart.Thelegislativeartisdistinctfromthekindsofreasoningassociated
withotherartsbecausetheefficacyofthelawdependsoncustom—amixtureof
reason,passion,andpoetry.Moreover,theefficacyofthelawdependstoacertain
extentonitsstrength—thelawneedsteeth.Inpolitics,persuasionthroughreasonis
onlyeffectivewithalimitedaudience.Forthelawtobefullyefficacious,itmustalso
instillrespectandfearfromthoseinpoliticswhoareonlydisposedtoobeythe
201Marshall(2007),257.
182
stronger.Aristotleteachesthatthenatureofpolitics‘oftendefeatsreason.’202On
accountofthenatureofpolitics,thefulllegislativeartwillincludetherespectand
cultivationofcustomthroughpoetry,theabilitytopersuadethroughreason,but
alsotheabilitytodisciplinethroughforce.203
Straussnowspeaksofthelegislativeartasthehighestformofpractical
reasoning(praxis).Praxisissuperiortopoiēsis.Whilepoiēsisaddressesthepartial
goodsofparticulararts,praxisaddressesthegoodofthewholeofsociety,the
commongood.Itispreciselyinordertomeetthecommongoodthattheconception
oflegislativereasoningmustbemoreexpansivethanthatassociatedwithpoiēsis.204
Moreover,theconcernwiththecommongoodmakesthelegislativeartthehighest
formofpracticalwisdom,orprudence.Straussreformulatesthelegislativeartas
prudence.Prudenceisconcernedwiththewholehumangood.Theconnection
betweenthelegislativeartandprudenceconnectspoliticstothepursuitofthegood
life.Tobeprudentistoleadagoodlife,makingone’sowndecisionswell.Inthat
way,prudenceisthekindofknowledgeinseparablefromtherighthabitof
choosing—moralvirtue.Asprudenceisinseparablefrommoralvirtue,thisconnects
thelegislativearttomoralvirtue.205Thecloseconnectionbetweenprudenceand
moralvirtueisanotherdifferencebetweenpraxisandpoiēsis.Itisalsofurther
evidenceofthehigherdignityofpraxis,becausepoiēsislacksthisconnectionto
moralvirtue.ForStrauss’sAristotle,artisans,actingasartisans,requirelessmoral
202CM,22.Lawalsodefeatsrationalpersuasion;thesophistsareblindtothesternnessofpolitics.203CM,23.Zuckert(1996),267.204CM,24.205CM,24.
183
virtuethanslaves.206Prudenceandmoralvirtueunitetoenableonetoleadagood
life.Thatistheultimateendofprudence.Withinthesphereofhumanthings,
prudenceaddressesthewholehumangood,andissupreme.
ForStrauss,thesphereofhumanthingsisalso‘closed’byprudence.The
endsguidingprudence,ortheprinciplesofprudence,areknownindependentlyof
thetheoreticalsciences.Thesphereofprudenceisdeiureindependentofthe
theoreticalsciences.207Straussmeansthattheknowledgeofthetheoreticalsciences
isnotnecessaryforunderstandingandactingupontheseprinciplesofprudence.
Whatisnecessaryforunderstandingtheprinciplesofprudenceistobemorallyself-
conscious.Theindependenceofprudenceispreservedbecauseitsprinciplesare
knowabletomorallygoodmen:whatStrausscalls‘gentlemen’(kaloikagathoi).208
Affirmingthisindependence,Aristotledescribesthemoralvirtuesastheyare
knownandagreeduponbythemorallyvirtuousmen.Aristotledemarcatesthelimit
ofthesphereofhumanthingsastheconventionsthatthemorallyvirtuous
gentlemenacknowledge.209
Tosupporttheindependenceofthesphereofprudence,Straussinsistson
theintelligibilityofmoralvirtueinitsownterms.Insodoing,Straussintensifiesa
tensioninAristotle.Ontheonehand,Aristotlearguesthattherequirementfor
genuinelymorallyvirtuousactionsistodonobleandjustdeedschosenfortheir
ownsake.Ontheother,Aristotlespeaksofmoralvirtueasameanstootherends,
seemingtoinstrumentalizemoralvirtuetootherends.WhatdoesAristotlemean?
206CM,25.StrausscitesPolitics1260a33-41.207LAM,206.208CM,25.209CM,26.
184
Straussexplorestwopossibleexplanations.FollowingAristotle’sopinion
thatthehighestendofmanistheoreticalunderstanding,onecouldsaythat
theoreticalunderstandingisthenaturalendtowardwhichmoralvirtuetends.But
thenthephilosopherwouldchoosemorallyvirtuousactionsas‘meremeanstoward
hisend’oftheoreticalunderstanding,instrumentalizingmoralvirtue.210
Tocounterthisposition,Straussconsiderswhethermoralvirtuewouldseem
tobemoreintelligibleifittendedtowardthenaturalendofsociallife.Yetthemoral
virtuescannotbeunderstoodasbeingforthesakeofthesociallife,whichistosay,
forthesakeofthecity.Thepurposeofthecity,afterall,istobeforthesakeofthe
practiceofmoralvirtue.211Ratherthanattemptingtosolvetheseproblemsby
arguingtowhatnaturalendmoralvirtueisameans,StraussthinksAristotle’s
insightliesinshowingthatboththeseexplanationsareneeded.Moralvirtueisin
somesense‘absolute:’somethingessentiallyintelligibleonlyonitsownterms.This
isAristotle’sgreatdiscovery.Withoutthisdiscovery,itwouldnotbepossiblefor
himtoarguepoliticsisindependentfromnature,andthattheknowledgeofpolitics
doesnotdependontheknowledgeofnature.Hecanthereforefoundpolitical
scienceasanindependentdiscipline.212Atthesametime,however,moralvirtueis
insomesense‘incomplete:’itpointsbeyonditself,beyondthelifeinthecity.213
Nevertheless,thisadmissiondoesnotdiminishtheimportanceofmoralvirtue.Even
210CM,27.211CM,27.StrausscitesEN1095b30-31:virtueissuperiortosocialhonour.EN1099b29-32:thegoalofpoliticalscienceisprimarilydevotedtothecharacterofitscitizens,forthesakeofmakinggoodmenwhodofineactions.EN1178b5:Asmanliveswithothers,heactsvirtuously.Politics1278b21-24:Asitfallstoeachmantolivefinely,commonadvantagebringsthemtolivetogether.212Aristotle’semphasisofthisfeaturecontrastshimtoPlato,whopassesoverallvirtuenotgroundedinphilosophicalknowledgeasvulgarvirtueCM,27;O’Connor(2002),185.213CM,27.
185
ifmoralvirtuecanbepursuedforthesakeofsomethingbeyonditself,itisstillgood
initself.214
Thediscoveryofmoralvirtuetransformspoliticalscienceintoapracticethat
seekstorealizemoralvirtueinthecity,particularlyintheaudiencethatpolitical
scienceaddresses,thegentlemen.Politicalscienceseekstoeducatethegentlemen
inmoralvirtue.Strausselaboratesthisplaninhisappraisaloftheancient
understandingofliberalism,whichprovidesthepropergoalofa‘liberal’education.
Straussseestheoriginalunderstandingofa‘liberal’asafreeman,distinguished
fromaslave.Ithasapoliticalmeaningandwhatonemightcallan‘internal’
meaning.215Itsinternalmeaningreferstotheorderofthesoul,amanwhoisin
controlofhispassions—almosttheoppositeofthemodernmeaningof‘liberality.’
Intheancientsenseof‘liberality,’theinitialmanifestationisexactlyhowAristotle
identifies‘liberality:’themanwhogivesgladlyfromhisownproperty.Inthissense,
the‘liberal’manshowsheisnotgreedyandnotaslaveofhispassions.216Strauss
takesthisAristotelianinsightasastartingpointforidentifyingthefullcharacterof
theliberalmanandthepoliticalmeaningof‘liberal.’
Bybeingfreeofhispassions,theliberalmanuseshisleisuretimeandwealth
tobecomea‘cultured’humanbeing.217Heis‘concernedwiththemostweighty
matters,’thegoodorderofthesoulandthecity,andformshisaestheticandmoral
214O’Connor(2002),185-86.Rosen(2003,129)thinksStrauss’sdefenceofmoralvirtueisexoteric.ButseeCM,27.Strauss’semphasisonthegoodnessofmoralvirtuereliesonhiscontrastbetweenAristotleandPlato.SoStrauss’sanalysisofthedistinctionbetweenAristotleandPlatowouldhavetobeexoteric,implyingthatalltechnicaldiscussionsphilosophersofferareexoteric.ButthisisnotreallyStrauss’sposition—asRosenacknowledges(2003,121).215LAM,10.216LAM,28.217LAM,3.
186
judgementthroughreading,conversation,andlearning.218Hetakespartinpolitical
life.Hedesirestobevirtuousandexcellentinpoliticalaffairs.Hispoliticalfreedom
isafreedomforrealizinghishumanperfection.Hisrealizationofexcellencemust
notbethwarted,ruledorcontrolledbythevulgarwhohavenograspofhuman
perfection.219Asanindependent,freeperson,thegentlemancaninturnhelpothers
inthecommonpursuitofexcellence,promotingtheformofgovernmentthatbest
permitsmennottobesubjecttoanymaster.220Heencouragesotherindividualsand
theirgovernmenttobemoreliberal.Forthatreason,Strausswritesthat‘liberal
educationintheoriginalsensenotonlyfosterscivicresponsibility:itiseven
requiredfortheexerciseofcivicresponsibility.’221
Thegentlemen’scultivationofmoralvirtuemakesthembettercitizensand
moreperfecthumanbeings.Ifagentlemanknows‘that’thejustthingsareand
‘what’theyare,hedoesnotneedtoknowthe‘why’inaddition.222Nevertheless,the
educationtheyreceivethroughpoliticalsciencealsoappealstothosefewgentlemen
whowanttoknowthe‘why’inadditiontothe‘that.’Aristotle,forexample,corrects
erroneousconceptionsofvirtueandvicethatmaypredominateinthecity.223Inthis
project,hiseducationimplicitlyinvitesthequestioningofthosewhowanttoknow
the‘why.’Ifthiswerepursued,itwouldtakethegentlementophilosophy.The
educationofpoliticalscienceshowsthatthegentlemanisnaturallyaffectedby
philosophy.Althoughthisisnotitsproximategoal,Aristotle’spoliticalscienceis218LAM,11.219LAM,12.220For‘allpracticalpurposeshewillbearepublican.’LAM,29.221LAM,13.222CM,25-26.SeeinparticularEN1095b4-7(Strausscitesthelongerpassage1095a30-b8in25n).223Forexample,StraussseesAristotle’somissionsofshameandpietyfromthelistofvirtuesasevidencefortryingtocorrectthegentleman’sconceptionofvirtue.CM,28;WIPP,94.
187
alsoanattempttoactualizethispossibilityofphilosophyinthegentleman.224As
longasgentlemendonotpracticephilosophy,theyare,fromthepointofviewof
philosophy,imperfecthumanbeings.Theydonotspeculateonthewholeoflife.
Strauss’sinterpretationisthatdespiteAristotle’sdefenceofindependenceofthe
sphereofprudenceandofthepoliticallife,hedoesnotassertherethatitisequalto
orsuperiortothephilosophiclife.225
III.Aristotle’sPoliticalScience:TheCity
Moralvirtueaddressesthewholenaturalhumangood,agoodrealizedin
society.Naturalhumanperfection,includingtheconceptionofpoliticalfreedom
outlinedabove,canonlyberealizedinsociety.Thissociety,however,mustbea
smallsociety,andaclosedsociety.Itneedstobeasmallsocietybecausethesociety
capableofachievingacommongoodmustcultivatetrust.Trustpresupposes
acquaintancewiththeothermembersofsociety.Thusmutualtrusthelpscultivatea
societywhereapersonisresponsibletoandresponsibleforothers,intheshared
pursuitofhumanperfection.Strausslinksthefruitsofmutualtrusttopolitical
freedom,thefreedomtopursueexcellenceincommonwithothers.226
Thisalsoexplainswhythesocietymustbeaclosedsociety.Politicalfreedom
requiresthecultivationoftherighthabitsofvirtue,andsotakesgenerationsto
buildup.Notallhumansocietiescanrealizethemostmatureexpressionofpolitical
freedomatthesametime.Consequently,thesocietythattriedtobeatotally
inclusive‘open’societywouldactuallybeamixtureofdifferentsocietiesat
224CM,28.Strauss’sseriousnessforeducatinggentlemenshowsthatthisargumentcannotsimplybewrittenoffasanexotericteaching.C.f.Rosen(2003),136.225NRH,51.226NRH,130-31.
188
differentlevelsofpoliticalmaturity.Thelowersocietieswoulddragdownthe
higherones,andpreventtheopensocietyfromeverrealizinghumanperfection.As
aclosedsocietyisrequiredtorealizehumanexcellence,thedivisionofhumanity
intodifferentgroupsisalsoaccordingtonature.227
Itisclearoneisspeakingaboutaparticularkindofsociety,limitedbya
certainsize,essentiallycivilisedandurban,andwithameasureofpoliticalfreedom.
InAristotle’sterminology,thiskindofsocietyisneitheranempirenoratribe,but
thecityorpolis.228Onlyinthecitycanhumanperfectionberealized;onlyinthecity
doesindividualmoralvirtueflourishenoughtoachievehappiness.Aristotlethereby
arguesthatthecityisthemostcomprehensiveandhighestsociety.Thehighestgood
oftheindividual,thepracticeofmoralvirtuethatachieveshappiness,isexactly
whatthecityaspiresfortheindividual.Inthatway,thehighestgoodofthecity
coincideswiththehighestgoodoftheindividual.
Astheperfectionofthecitydependsontheperfectionofitsmembers,
Straussidentifiesthechiefpurposeofthecityasthecultivationofthevirtueofits
members.Straussthereforeidentifiesliberaleducationasthecity’scentral
concern.229Bymakingthecitythethemeofhispoliticalwork,Aristotlefurther
developspoliticalscienceasthedisciplinethattransmitstheliberaleducationthat
fostershumanexcellence.Itevincestheaction-guidingcharacterofAristotle’s
politicalscience.Thecityisdescribedasakindofpoliticalorder,andevaluatedas
227NRH,131-32.Howse(2014)arguesthatStraussmovesinthedirectionofliberalinternationalismnotunlikethepost-MaastrichtEuropeanUnion.However,HowseseverelymischaracterizeshowStrauss’sinterpretationofAristotlegroundshisunderstandingofpolitics.Howse(2014,11);c.f.CM,1,10-12.Strauss’sreflectionsdonotfavourliberalinternationalism,butrepublicanism.LAM,29.228NRH,130;CM,30.StraussthinksofPolitics1326b3-5.229CM,31.
189
thebestpoliticalorder.Politicalscientistsmustacknowledgethatthecityisgood,
andtheyandtheirstudentsmustpursueitsgood.Aristotle’spoliticalscienceis
practical:itdescribes,evaluates,andencouragesactionspursuedforthesakeof
whatisgood.
The‘city,’however,isnotathemeofcontemporarypoliticalscience,so
Strausshastojustifyhis(andAristotle’s)interestinit.Theinfluenceofhistoricism
raisestwoobjectionsagainstAristotle’spoliticalscience.Thefirstobjectionisthatit
privilegestheGreekunderstandingofpoliticsaboveallothers.Asthepolisisthe
mostcommonpoliticalorderamongsttheGreeks,Aristotleissimplyenshrining
Greekbiasesastothebestpoliticalorderwithinhispoliticalscience.Tothis
objection,StrausscountersthatAristotledemonstratesgreatrespectforanon-
Greekpolis,Carthage.AristotleranksCarthageas‘hardlyless’thanthepolisof
Sparta,andbetterthanthepolisofAthens.230Aristotlethereforerespectsthepoleis
amongstGreeksandnon-Greeksalike.
Thesecond,moreprofoundobjectionisthathistoricismmakestheconcept
ofthecityobsolete,byreplacingitwiththeterm‘culture.’Atfirstsight,thefocuson
thehighest,mostmeaningfulordermightsuggestanagreementbetween‘city’and
‘culture.’Yethistoricismtransformsthemeaningofculture:expungingany
evaluativecontent,itremovestheimpressionofanorderorrankinasingleculture,
aswellasbetweenonecultureandanother.Whatisleftisapurelydescriptive
accountofculture.Fromthepointofviewofhistoricism,Aristotle’sassertionthat
thepoliticalelementisthehighestelementinhumansocietyappearstobearbitrary
230CM,31;WIPP,87-88.
190
oratbesttheexpressionofonecultureamongmany.’231Hisaccountappearstoo
value-ladenandobsolete.Historicism’srelativismofculture,however,failsonits
ownterms:itcannotadequatelydescribeothercultures.Indeclaringallcultures
exactlyequal,historicistsmeantoprovideanadequatedescriptionofallhuman
societies.Yettheirviewbetraysthatitisaproductofoneparticularculture,modern
Westernculture.TheydescribeallculturesthroughthelensofmodernWestern
culture,imposingaparticulardescriptionfromonecultureontoallothercultures,
distortingthedescriptionofthem.232
Strausscontraststhewhollydescriptiveapproachtopoliticalscience,the
approachofpositivismandhistoricism,withthepracticalapproachtopolitical
science,theapproachofAristotle.Aristotlewouldhaveknownaforerunnerofthe
descriptiveapproachintheworkofHerodotus.Herodotusstudiesasocietyby
focusingonthenatureoftheirland,theirarts,theircrafts,theirunwrittenand
writtenlaws,andtheirstories.Aristotleseestheseasconditionsimposedona
society,conditionswhichshapeandlimitthesocietybutdonotinthemselves
constituteit.Ifonewantstounderstandwhatconstitutesaculture,oneshouldsee
whatidealitsownmemberslookupto.StatedwithamoreAristotelianvocabulary,
oneshouldfocusonhowasocietypresentsitselfasitaspirestoanswerthe
questionsofthegoodsocietyorthegoodlife.Aristotleobserveshowasociety
answersthequestionofthegoodsocietyandgoodlifebydevelopingitspolitical
order.ThedescriptiveapproachofHerodotusappearsasconditionsofpolitical
order,whilethepoliticalorderappearsastheintendedresult.Onlywiththelatter231CM,34.232CM,34.
191
canthecultureorsocietyactuallybeunderstood.233Sofarfrombeingobsolete,
Aristotle’sapproachanticipatesandrepliestohistoricism’sversionofpolitical
science.
Strauss’sconsideredassessmentisthatmodernsdonotpayadequate
attentiontothequestionofthegoodsocietyandthegoodlife.Theyholdthatit
cannotbethetaskofthestatetopromotevirtue,makingthestateindifferentto
virtueandvice.234Yettheirexhortation‘doesnotpaysufficientattentiontothe
importanceofhabituationoreducationfortheacquisitionofvirtue.’235Byavoiding
thepursuitofexcellence,modern‘liberal’educationparadoxicallyturnsintoa
‘ferocioushatred’ofthosewhostatethattherearestandardsofexcellence.The
resultisasavagedegradationofeducation,preventingstudentsfromachieving
excellence.236
Thecounteristopursueexcellencefromthestart.TheAristotelianliberal
educationconcentratesonhabitformationdirectedtowardexcellence.Ithelps
peoplerealizethegoalofexcellence.Oneversionofeducationseekshappiness
howeverunderstood;theotherversionofeducationseekstruehappiness.237Thisis
anotherbattlefieldinthequarrelbetweentheancientsandmoderns.Neverthelessit
isonewheremodernliberaldemocracydoeslogicallyrequirespecifyingthegoalsof
education:soitisopentorecognizingandincorporatingthewisdomoftheancients.
233CM,34-35.234CM,33.235CM,33.236LAM,28,63.237CM,49.
192
IV.Aristotle’sPoliticalScience:TheBestRegime
Strauss’spresentationofAristotleelevatesthedignityofthecity:distinct
fromotherkindsofassociations,thecityisthenaturalassociation,which,through
politicallife,leadstohumanexcellence.238‘Politics,’writesStrauss,‘isthefieldon
whichhumanexcellencecanshowitselfinitsfullgrowthandonwhoseproper
cultivationeveryformofexcellenceisinawaydependent.’239Inordertoreach
excellence,ahumanbeingmustliveinthebestpoliticalorder,thesociety‘most’
conducivetohumanexcellence.240ImplicitinStrauss’sdiscussionofthecityisan
emphasison‘politicalorder,’whichreferstothesizeofthesociety,and
government’slevelofcentralization.241Thecityissmallandclosed,withcitizens
whoareacquaintedwithoneanother;thecloserelationshipbetweenthecitizens
developsahighlycentralizedgovernmentwhosepresenceisfeltthroughout
ordinarylife.Yetthereare,ofcourse,manydifferentkindsofgovernmentthatcould
rulethecity,assistingorhinderinghumanexcellence.ThisraisesAristotle’s
questionofthebest‘regime’(politeia).
ForStrauss,modernityhasobscuredthesignificanceof‘regime,’requiringa
reminderofitssignificance.242Withinagivenpoliticalorder,suchasthecity,
‘regime’refersprimarilytothedistributionofpower.Itidentifiesthebasicpolitical
authoritythatorderssocieties,‘theformofgovernment.’243Onthisdescription,one
238CM,45.239NRH,133-34.240NRH,135.241PierreManent’sreflectionsonpoliticalorderorformmakeexplicitwhatStraussimplicitlyrecognizes(2013,4-10).242NRH,138.243NRH,136.StraussparaphrasesAristotle:‘thegoverningbodyistheregime.’Politics1278b11-13;and1289a12-20.
193
mightthink‘regime’synonymouswith‘constitution,’butStrausselaborates.
‘Constitution’referstothefoundationallawsofapoliticalsociety,butitdoesnot
addressthedeeperpoliticalorder.Theinitialpoliticalphenomenamaybethelaws,
butthelawsarenotindependent.Theydependonhumanbeingstoadoptand
administerthem.Humanbeings,andthepowertheyexercise,whichisnot
necessarilywhatiswrittenintheconstitution,directthelaws.‘Regime’referstothis
deeperpoliticalorder:theactual‘formofgovernment’addressesthosewhoreally
holdpoliticalpower,whoreallyshapethelaws.Theregimeistherebythecauseof
thelaws,sothelaws,whileimportantpoliticalphenomena,arenotthefundamental
politicalphenomena.244
‘Regime,’however,isnotwhollyconcernedwiththebrutefactofpolitical
power.Aparticularregimeprovidesthecitywithaparticularconceptionofjustice,
whichtheninformsthelawsandconstitutespublicmorality.Forexample,thereare
distinctconceptionsofjusticeinademocraticregime,anaristocraticregime,anda
monarchicregime.245Straussspeaksofeachregime’sconceptionofjusticeas
providingandelaboratingacertainlegitimatingprinciple.Thelegitimatingprinciple
istheultimateprinciplewhichisthesourceofpublicmorality,laws,andthe
constitution,theprinciplebywhichthosearedefendedandupheld.ForStrauss,
thereisnotonelegitimatingprinciplesimply.Differentregimeselaborateaspecific
legitimatingprinciplebasedontheirparticularconceptionofjustice.AsStrausssees
it,thisinsightstemsfromordinarypoliticalexperience.Ignoringthisvarietyin
legitimatingprinciplesistoignoretheperspectiveofthecitizen,whoconcerns244NRH,136.Strausstakesthehabitstobeauthoritativeoverlaws.HecitesPolitics1292b11-18.245CM,48;NRH137;StrausscitesPolitics1288a23-24.
194
himselfwithaparticularpublicmorality.246Politicalsciencemustbecognizantof
differentlegitimatingprinciplesandhowtheyemerge,therebyrequiringthestudy
ofdifferentregimes.247
Theregimealsoshapesthewayoflife.248Particularregimesmould
particularhumanbeings,determiningthedominantandauthoritativewayoflifein
acommunity.Everycommunity,inespousingacertainpublicmorality,values
certainhabitsandattitudes.Theythenrecognizethesuperiorityofthehumantypes
thatbestembodythesehabitsandattitudes,regardingacertainhumantypeor
characterasauthoritative.249Thisauthoritytakestwoforms.Oneisintermsof
socialnormsandpressures.Everypracticeisjustifiedbyhowtheauthoritative
humancharacterwouldjudgeit;thosepracticesthatcannotbejustifiedbecome
suspect.Sostrongisthispressurethateventhosewhodonotexplicitlypasstheir
practicethroughthisprocessofjustificationarestillshapedbyitsjudgements.250
‘Citizen’isrelativeto‘regime,’inasmuchastheregimeinevitablyshapesthehuman
beingwithinittobecomeacertainkindofcitizen.251Thesecondformconcerns
thosewhoaremorelikelytogovern.Tobeauthoritative,thesehumancharacters
musthaveadecisivesayinthecommunity,formingthegovernment.Thepersons
whobestexemplifythesecharactersendupparticipatingingovernment.252
‘Citizen,’then,isrelativeto‘regime’inasecondsensetoo,asacitizenwhowould
246CM,48.247C.f.Williams(2005),4;Larmore(2013),280,291.248NRH,136.StrausscitesPolitics,1295b1.249NRH,137.250NRH,137.251CM,45-46.252NRH,137.
195
enduprulinginoneregimewouldnotbelikelytoruleinanother;fewdemocratic
citizenswouldbeableparticipateinanoligarchicgovernment.253
Theregime’sroleinpubliclifeissocomprehensive,Aristotleholds,thatifa
givencityweretoundergoachangeofregime,itwouldactuallytransforminto
anothercity.Onceacitychangestheendtowhichitisdedicated,itsformand
purposechanges—ifnotitsmatterorinhabitants.Themostacuteargumentin
favourwouldbeseenintermsoftheessenceofpolitics,thecultivationofhuman
excellence.Ifacityweretoabandonitsdedicationtohumanexcellenceandturnto
baseness,nogreatermoralchangecouldtakeplace.254
Alltheseelaborations—thearrangementofpoliticalpower,thespecification
ofjusticeandmorality,theidealizationofcertaincharactertypesthatshapetheway
oflife,transformthecitizenandeffectwhoislikelytogovern—demonstratethat
theregimeisthefundamentalpoliticalandsocialphenomenon.255Itmakesman
whatheispolitically,anditmakesthecitywhatitisessentially.ForStrauss,
‘regime’isthetruethemeofpoliticalphilosophy.256
Nevertheless,theseelaborationsexposethatthereisavarietyofconceptions
ofjustice,publicmorality,waysoflife,andaccountsofthegoodcitizen:inshort,a
varietyofregimes.Aspoliticalphilosophyisevaluative,theseelaborationsbrand
thetruethemeofpoliticalphilosophyasthequestforthebestregime.Thisisthe
guidingquestionofAristotle’sPolitics.257Straussappropriatesthisquest.Providing
253CM,45.254CM,46-47.255NRH,137.256WIPP,33-34.257CM,48-49.
196
hisownpresentationofAristotle’steaching,StraussadviseshowAristotle’spolitical
sciencecanbeappliedtocontemporarypolitics.
AccordingtoStrauss,whatisAristotle’steachingofthebestregime?Strictly
speaking,Aristotle’sbestregimeistheruleofthe‘bestmen,’makingthebestregime
anaristocracy.Thebestmenrulebecausetheyarethebestinmoralvirtue.Moral
virtuedependsuponwisdom,sotheruleofthebestmenistheruleofthewise.The
aristocracyrulesabsolutely.Forifthearistocracyisindeedtheruleofthewise,
then,‘itwouldbeabsurdtohamperthefreeflowofwisdombyanyregulation…the
ruleofthewisemustbeabsoluterule.’258Theruleofthewiseisneitherdependent
onelections,noronconsentofthegoverned,norlaws.259Sinceitsrealization
requiresonlywisemen,neitherdemandinga‘miraculousornonmiraculouschange
inhumannature,’northeabolitionofevil,itispossible.Sinceitisinaccordance
withtherequirementsof‘excellenceorperfectionofhumannature,’itisdesirable.
Theabsoluteruleofthewiseisbothpossibleanddesirable.260
ToStrauss’scritics,thispositionisascandal,asitseemsheendorsesthe
classicaldefinitionoftyranny:monarchicalrulewithoutlaws.261Whilethiscriticism
hasbeeneffectivelyrefutedelsewhere,itisusefultonotehereishowtherefutation
relatestoStrauss’sappropriationofAristotle.262Onecanbetterunderstand
Strauss’steachingbyjuxtaposingittoAristotle’sdefinitionoftyranny.263For
Aristotle,tyrannyisadeviationfrommonarchy.Itisthemonarchrulingtothe
258NRH,140-41.259NRH,141.260NRH,139;WIPP,85-86.261OT,69.262Z&Z(2006),155-59.263Z&Z(2006),161.
197
advantageofhimself,themonarch,ratherthanrulingtowardthecommon
advantage,theadvantageoftheothermembersofthecommunity.Strauss’saccount
ofthebestregimeemphasizesnotalawlessabsoluteruler,butajustabsoluteruler.
ForStrauss,itislogicalthattheabsoluteruleofthegenuinelywiseandjust,ruling
forthesakeofothers,wouldbejustforall.264Thatistheaccountofthebestregime
Straussthinksisbynature,andtherebypossibleanddesirable.
Thebenefitsanabsolutelywiseandjustrulemightbringcouldneverjustify
theabsolute,lawlessruleoftheunwiseandunjust.265Hencethesecondhalfof
Strauss’steachingonthebestregime:thatthepracticallybestregimeistheregime
governedbytheruleoflaw.Whiletheabsoluteruleofthewiseandjustmaybe
possibleanddesirable,itsactualizationisbynomeansnecessary.Drawingfrom
Aristotle,Straussarguesthattheactualizationofthebestregimedependsona
seriesoffavourableconditionsthatcanonlyarisethroughchance.266Thebest
regimemayneverhavebeenactual,anditmayneverbecomeactual.267Strauss’s
interpretationofAristotlearguesthatasthebestregimeislegitimateorjustonly
underthesemostfavourableconditions;underlessfavourableconditions,onlyless
imperfectregimesarelegitimateorjust.Strauss’sconclusionisthattheclassical
understandingofthe‘bestregime’promotesavarietyoflegitimateorjust
regimes.268
264WIPP,86;Z&Z(2006),163.265Z&Z(2006),162-63.266NRH,139.StrausscitesPolitics1331b18-23.267NRH,139,StrausscitesPolitics1296a37-38.SeealsoLAM,15.268NRH,140.StrausscitesseveralpassagesofAristotletomakehisargument.Onhowjusticediffersfromplacetoplaceonaccountoftheirbeingdifferentpoliticalregimes,seeEN1135a5.Aristotleconsiderswhyitisimportantforthesamesciencetostudythebestregimeandthebestpossibleregime,Politics1288b10ff.Onhowpolityandaristocracyfallshortofthemostcorrectregime,see
198
Onecouldconjectureanumberofconditionsunderwhichthebestregime
shouldnotbeimplemented,butStraussidentifiesthebasicproblemintermsofthe
semblanceofwisdomvis-à-visgenuinewisdom.Forthewisetorule,theymust
persuadetheunwisethattheyare,infact,wise.Yettheabilityofthewiseto
persuadeisextremelylimited,andgenuinewisdomisalmostimpossibleforthose
whoarenotwisetoidentify.Ifoneallowsthewisetoclaimarighttoruleoverthe
multitude,themorelikelyoutcomeisanunwisemandeceivingthemultitudethat
heis,infact,wise.Onaccountofhisfeignedwisdom,hewillpersuadethemultitude
thathehasarighttorule.Itislikelythatthispersonwouldruleabsolutely,forthe
sakeofhimself,andsoestablishatyranny.269Tyrannyistheveryproblem,the
‘cancer,’whichStrausswantspoliticstoavoid.270Strauss’spoliticalsciencemustbe
abletoidentifythecancercorrectly,andpreventitsemergence.
Consequently,thethreatoftyrannyistoogreattopermitthosewhoclaimto
bewisetoruleabsolutely.Strauss’sconclusionisthattheallegedrightofthewiseto
rulemustbequestioned.Itcannotbeabsolute.Thedemandforwisdommustbe
qualifiedbyconsentofthegoverned.271Theregimemeetstherequirementof
wisdom,aswellastherequirementofconsent,throughthewisemanprovidinga
codeoflaworconstitutiontoapoliticalcommunity,whichthecitizensofthe
politicalcommunity,persuadedofitsimportanceforlimitingpower,freelyadopt.
1293b22-27.Onhowademocracycanemergeinthecityandbeinaccordwithnature,see1296b25-35.269NRH,140.270‘Asocialsciencethatcannotspeakoftyrannywiththesameconfidencewithwhichmedicinespeaks,forexample,ofcancer,cannotunderstandsocialphenomenaaswhattheyare.Itisthereforenotscientific.’WIPP,95.271NRH,141.Jaffareversesthis(2011,235).HetherebydepartsfromStrauss.Kraynak(2011),215-219;MichaelZuckert(2011),250-53.
199
Thiscodeembodieswisdom,sothatittakestheplaceoftheruleofmen,however
wisetheymightbe.Administrationofthisconstitutiontakesplacethroughthe
‘gentlemen’describedabove.Althoughthisprovidesacertainadvantagetomenof
leisure,andtherebythewealthy,thereasongentlemencanrulewellisthroughtheir
desiretobevirtuousandexcellentinpoliticallife.Asdescribedabove,theyare
‘liberal’gentlemen,republicaninoutlook.Theirsharedpursuitofvirtuegives
societyitscharacter.Thepracticallybestregimeisarepublicwherethesewell-bred
andpublic-spiritedgentlemengivesocietyitsrepublicancharacter.272
TheapplicationofAristotle’steachingforthepresent,then,istoadvocatefor
‘amixtureofdemocracyandaristocracy’thatcorrespondstomodern,constitutional
liberaldemocracy.273Todrawinthedifferentkindsofcitizenswhocomposethese
differentregimesandtemperthehazardsofthesegroupsrulingtyrannicallyonlyto
theirownadvantage,Aristotlearguesforthismixtureofdemocracyandaristocracy.
Thisisthemixedregime.Itbringsinfeaturesofbothinordertobeconducivetothe
ruleofthebest,undertheoverarchingruleofconstitutionallaw.274Notonlyis
Aristotle’spoliticalsciencenotanattackonmodernliberaldemocracy,his
discussionofthebestregimeisanargumentforthismixtureofdemocracyand
272SeeMarshall(2007),302-10.273CM,35-36.274NRH,143.Tomakethisconclusion,StraussdrawsfromanumberofpassagesofAristotlebutdoesnotestablishhisreasoningstep-by-step.Hisevidenceisasfollows.ForAristotle’srankingofthedifferentregimes,andthecharacteroffriendshipineach,seeEN1160a32-1161a30.Onaneedforsharedrulingbetweenequals,seePolitics1261a38-b3.Onthecaseforamixedregime,see1265b33-1266a6.Ontheproblemsofanauthoritativegovernmentalinstitutiondrawnfromthepoor,see1270b8-27.Ontheseveralkindsofcitizensprevalentindifferentregimes,see1277b35-1278a22.Onthedistinctionsbetweendifferentmodesofrule,see1278a37-1279a17.Onwhyaregimemightbeconcernedaboutsuperiormenaspossibletyrants,see1284a4-b34.Ontyrannybeingtheworstdeviationfromaregime,andonwhichkindsofregimesarethemostchoiceworthyforcities,see1289a39ff.
200
aristocracy.Aristotle’spoliticalscienceisactuallyanargumentformodernliberal
democracy.
Insum,StraussthinksthatAristotleteachestwobestregimes.Thesimply
bestregimeistheabsoluteruleofthewise,butitsrealizationisimprobable.
Becauseofitsimprobability,itcannotandmustnotbepracticallypursued.Strauss’s
reflectionontheproblemoftyranny,andhisdefinitionoftheonlyconditionunder
whichthebestregimeispossibleanddesirable—whenthejustmanrulesjustlyfor
all—showstheattractionofthewiserulingabovethelaw,butwhyitwouldmore
likelythannotresultintyranny.Thetwoteachingsofthebestregimescementthe
overridingpracticalimportanceoftheruleoflawinthefaceoftemptationstowaive
theruleoflaw—temptationsexacerbatedbyextremistideologies.275Thepractical
answertothequestionofthebestregimeis,therefore,nottheruleofthewise,but
theruleofthelawinthemixedregime.Modernliberaldemocracy,whereruleis
definedandlimitedbyaconstitution,effectivelymixesaristocracyanddemocracy.
Itmostcloselyapproachesthemixedregime.Itisthispracticallybestregimethat
politicalscienceshouldtrytoencourage.Ultimately,StraussusesAristotletohelp
establishamorenuancedunderstandingoftheclassicalpoliticalphilosophy’s
qualifiedpositiveviewofdemocracy,completingtherehabilitationofclassical
politicalphilosophy.FromhisreadingofAristotle,aswellasPlato,Strausscloses:
‘liberalandconstitutionaldemocracycomesclosertowhattheclassicsdemanded
thananyalternativethatisviableinourage.’276
275Z&Z(2006),161.276OT,194.ForStrauss’sinterpretationofRepublic473d,seeCM,124-25;OT,193.StraussdeclaresthatPlato’spoliticalworkparexcellenceisnotRepublic,butTheLaws.WIPP,29.
201
Strausswhollyrejectsallextremistpoliticalresponsestotheproblemof
modernity.277UnlikeSchmittandHeidegger,Strauss’spoliticalresponsetothe
problemofmodernityistodefendliberaldemocracy.278AristotleisStrauss’sguide
torecovertherealmeaningofpolitics,preparingaradicalphilosophicalresponse
towardtheproblemofmodernity.ButheisalsoStrauss’sguidetopromotea
moderateandnontyrannicalpolitics:tobuttressliberal,constitutionaldemocracyin
thefaceofitschallengers.279
V.AristotleandTheProblemofNaturalRight
Recallingthatthegoodlifeisinaccordancewithnature,thecityisthe
associationinaccordancewithnature,andthebestregimeistheregimein
accordancewithnature,itremainstoidentifyhowStraussunderstandsthe
relationshipofnaturetopolitics.Aristotle’spoliticalsciencestayswithinthesphere
oftheconventionsthatgentlemenagreetobemorallyvirtuous,notseekingtheir
justification.Aristotle’sapproachtherebyemphasizesthatpoliticalsciencestudies
theseconventions,andisindependentfromthescienceofnature,avoidingtheerror
ofHippodamusandotherpre-Socratics.Nevertheless,therearetwoaspectsofthe
relationshipbetweentheparticularconventionsofpoliticsandnaturethatthis
approachoverlooks.
Thefirstconcernsthejustificationofmoralvirtue.Prudenceisoriented
towardthegoodlife.Astheendofprudenceisthegoodlife,andthegoodlifeis277Velkley(2011),114.Altman(2011)isanunverifiableconspiracytheory.278Smith(1994),192.279Jaffa’sobservationthatStrauss’spoliticalphilosophypointstotheAmericanarticulationofdemocracy,is,inthissense,correct.However,JaffaissurelyoverstatinghiscaseifheimpliesthatAmericaisthetheoreticallybestregimeactuallyrealized(cf.Jaffa(2012),30-33).Asnotedabove,Strauss’steachingofthebestregimeisacitythatappearsinspeech,notasanactualcity.Z&Z(2006),242-43.
202
accordingtonature,natureisconnectedtoprudenceandthereforetomoralvirtue.
Foramoralvirtuetobegenuine,itmustbethemeanstothegoodlife,orin
accordancewiththenaturalendofman.Tojustifyparticularmoralvirtues,one
mustshowthattheyinclinetowardthenaturalendofman.Forthisjustificationto
succeed,itwouldrequirethatmanknowhisnaturalend—knowledgeacquired
throughthescienceofnature.280Theostensibleindependenceofpoliticalscience
fromthescienceofnaturemustbequalified.Straussobservesthatpoliticalscience
isvulnerabletofalsetheoreticalopinionsaboutthenaturalendofman,
particularly—asseenwiththepre-Socratics—falsetheoreticalopinionsaboutthe
soul.Politicalsciencereliesuponthetheoreticalsciencestodefenditselfagainst
falseopinions.Sowhilepoliticalscienceisdeiureindependentfromknowledge
obtainedthroughthetheoreticalsciences,Strausssaysitisdefactodependenton
knowledgeobtainedthroughthetheoreticalsciences.281
Thesecondaspectthatthisapproachdownplaysistherelationshipbetween
lawandnature.Aristotle’sviewisthatprudenceinpoliticsistheruleoflawin
accordwithnature,whichdirectsalltheotherarts.Likethepre-Socratics,then,
Aristotle’staxonomyplacesnatureinthefirstplace.Butinthesecondplacefallsthe
law,ratherthantheartsasforthepre-Socratics.Theartstherebyassumethethird
place,inferiortothelaw.282Theruleoflawisinaccordancewithwhatisbynature
thegoodlife,thewholehumangood.Itdirectsandsituatesalltheotherarts.
280CM,26.281LAM,206.282CM,25.
203
Aristotlemakesnaturethestandardforthemoralandpoliticalsphere.This
raisesthequestionofnaturaljusticeornaturalright.However,therearetwo
differentwaystoconceiveoftherelationshipbetweenlawandnaturaljusticeor
right.Inonethelawsaresecondarytonature;intheother,thelawsarefusedwith
nature.Theformerisclassicalnaturalright,andthelatterisnaturallaw.Criticizing
thelatter,StraussinterpretsAristotletosidewiththeformer.283
AsStraussnotes,Aristotle’sNicomacheanEthicsisverybriefonnatural
right.284Aristotlesaysthefollowing:
Ofthejustinthepoliticalsense,onepartisnatural,theother,conventional.Thenatural[partofpoliticaljustice]isthatwhichhasthesamecapacityeverywhereandisnotdependentonbeingheldtoexistornot,whereastheconventionalpartisthatwhichatthebeginningmakesnodifferencewhetheritisthusorotherwise,butoncepeoplehavesetitdown,itdoesmakeadifference.285
Fromthispassage,naturalrightappearstohavethesamecapacityeverywherein
politics.ThisinitiallycorrespondswithAristotle’swriting,butAristotlethenadds
thatnaturalright‘…isaltogetherchangeable.’286Aristotleseemstodenythat
naturalrightisunchangeable,andthereforedeniestheverypremiseofnatural
right.Itwouldappearthatinreality,naturalrightisconventional.Ifmaintained,this
positionwouldleaveAristotlewithlittledefenceagainstthemodernoffensiveof
relativism.Aristotleneedsaninterpreter.
TheinterpretationofThomasAquinasattemptstobuttressthedefencesby
qualifyingAristotle.WhatAristotlereallymeansisthattheprinciplesofnatural
283Aristotledoesnotfollowan‘extremeview,’where‘natureandlawbecomefused.’CM,25.284NRH,156.285EN1134b18-22.286SeeEN1134b25-30.
204
right,theirbasicaxiomsorrules,areuniversallyvalidandunchangeable.Thesecan
beunderstoodasthebasisofanaturallaw,asopposedtonaturalright.Anatural
lawis‘alawwhichdetermineswhatisrightandwrongandwhichhaspoweroris
validbynature,inherently,henceeverywhereandalways.’287ForAquinas,thereisa
habitusofpracticalprinciples,whichinformpracticalreasoningandprovideuswith
knowledgeofthenaturallaw.IntheThomistvocabulary,thishabitusisthedoctrine
ofconscience(synderesis).288Thenaturallawsolutionisneat,savingthedayfrom
theattackofrelativism.289
StraussobjectstothisinterpretationasadeparturefromAristotle.Aristotle
doesnotqualifyhisstatementthatnaturalrightischangeable.Heimpliesthatall
naturalrightischangeable,whileThomasAquinasonlymakespartofitchangeable.
Moreover,ThomasAquinasusessynderesistoexplainwhythenaturallawis
availableandcommunicabletoallhumanbeings,unchanginganduniversally
obligatory.ButsynderesisisaPatristicterm,notanAristotelianone.Theconceptis
foreigntoAristotle.StraussthusarguesthattheThomisticnaturallawteachingcan
onlyexistthroughtheinfluenceofbiblicalrevelation.Naturallawasaseriesof
universallyvalid,unchangeable,andexceptionlessrulesisnotnaturallawstrictly
speaking,i.e.alawknowabletounassistedhumanreason.Forexample,accordingto
Aquinasbreakingthenaturallawsupposedlyyieldsdivinepunishment;yet‘itisnot
entirelyclearwhetherhumanreasoncanestablishthefactofsuchpunishment.’290
287SPPP,137.288NRH,157.289StrausssaystheStoicsoriginatethenaturallawteachinginSPPP,141.C.f.NRH,146,whereherejectsthenotionthattheStoicsintroduceanewteaching.c.f.Tanguay(2007),118.290SPPP,142;NRH,163-64.
205
InStrauss’saccountofthenaturallawtradition,naturallawbecomes
indistinguishablefromdivinelaw.Initiallyheldtobedistinct,thetwoformsofthe
higherlawbecomeoneandthesame.Thebasictensionthenisbetweennatural
rightandnaturallaw.Straussexposesnaturallawasrevelation.Achoicefornatural
lawmaybecorrect,butitisachoiceforreligiousrevelation,notachoicefor
philosophy.291
TorecoverAristotleforthesideofthephilosophers,Straussoffersadifferent
interpretation.292TheoriginalGreekphilosophersdonotstudynaturallaw—for
themitisacontradictioninterms.Instead,theystudynaturalright,definedas‘what
isbynaturerightorjust.’293Theclassicalnaturalrightteaching,accordingto
Strauss,answersthequestionofwhatisnaturalrightbythequestionofwhatisthe
bestregime,becauseitisherewherejusticefindsitscompleteanswer.294Thebest
regimeistheperfectlyjustregime.Itisthereforetheregimethatperfectlyrealizes
thecommongood.Itsrulersareperfectlywise,andthelawstheypromulgatewould
beperfectlyjustlaws.Yetnoactualpoliticalregimeisthebestregimethat
representstheabsoluteruleofthewise.Howthentoassessnaturalrightinactual
regimes?
291ThisconclusioncoincideswithwhatStrausswritesinthenewprefaceto1971edition,NRH,vii.Straussdefendsclassic‘naturalright’againsthistoricism,butqualifiesthisdefense‘toavoidacommonmisunderstanding…thedivinelawisnotthenaturallaw,letalonenaturalright.’InhisdebatewithPangle,JaffaiscorrecttouseNRH’snewprefaceinordertodrawattentiontoStrauss’scontinuedcommitmenttoclassicalnaturalright(2012,70,90-92).Butheneglectstoconsiderthiscitationfromthenewpreface.RatherthanindicatingaStrausswhodrawsreasonandrevelationtogetherintheirunderstandingofnaturalright(c.f.2012,98-101),itindicatesthatStraussintensifiesthedividebetweenreasonandrevelation.292TheAverroists,includingMarsiliusofPadua,areonthesideofAristotle,whichisthesideofphilosophy.SPPP,165,226;PAW,96-98,140.Strauss’sLockefollowsthesideofphilosophy.SeeWIPP,220;MichaelZuckert(2013),162-71.293SPPP,138.294NRH,144;Tanguay(2007),118.
206
Fromthepointofviewofthewise,thepositivelawsinactualpolitical
regimesarenotperfectlyjust,butadilutionofjustice.Thereisthusaproblematic
charactertothem.295Nevertheless,inthecircumstanceswhenthebestregimeisnot
possiblebutonlysecondarilyimperfectregimesarepossible,theseimperfect
regimesarelegitimate.Thustheselawsarelegitimate,andmustberegardedas
preservingthecommongoodandjustice.Theypreservethecommongoodinpart
becauseStrauss’steachingofthebestregimeconcludesthatitisunjusttoimposea
moreperfectregime,andthereforemoreperfectlaws,incircumstanceswherethe
bestregimeisnotpossible.
ItisbecauseAristotleevaluateslawsinthesesecondarilybestregimesthat
heconcludesthatinpoliticsthereisnaturalright.Therelationsbetweenfellow-
citizensarethemostfullydevelopedexpressionofnaturalright.Naturalrightis
partofpoliticalright;itisnotopposedtoit.Politicallifeisinaccordwithnature.296
Nevertheless,inactualpoliticalregimesthelawsneverfullyaccordthemselvesto
nature.Bymakingthelawssecondplacetonature,theclassicalnaturalright
teachingentailsthatthelawsofactualregimesareopentomodificationand
refinementtorealizejusticeinaccordancewithvaryingcircumstances.Classical
naturalrightflowsfromAristotle’steachingonthebestregime.Aristotle’snatural
rightdelineatestheminimumconditionsofpoliticallifeaswellasthebestregime.It
describestheminimumconditionandmaximumpossibilityofpoliticalsociety,but
295OT,99;SPPP,139.296NRH,156-57.
207
leavesthedetailstopositivelaw.Inthissense,Aristotleteaches‘thatallnatural
rightischangeable.’297
Thedangerwiththispositionisthatitimpliesthedenialofnaturalright,
weakeningthedefenceswithrelativismadportas.298YetAristotle,onStrauss’s
reading,thinksofnaturalrightnotas‘generalpropositionsbutratherofconcrete
decisions’inparticularsituations.299Throughthisformulation,Straussmeansthat
thevirtueofprudencerealizesnaturalright.ForStrauss,prudence,thelegislative
art,practicalreasoning,andnaturalrightallrefertothesamecapacity:todecide
whatactionrealizesthegoodinlightofchanging,contingentcircumstances,which
canneverbeoutlinedfullyinadvance.300Onelearnswhatitistobeprudentnotby
studyinglaws,butbystudyingexamplesofpersonswhoactedwellinparticular
circumstances.Henceonestudiesthe‘gentlemen,’thewell-cultivated,well-
mannered,andtemperatemenofthecity.301
ForStrauss,therefore,studyingstatesmenhelpsusbetterunderstand
prudence,aswellastheothervirtues.302Theyservetomanifesttheheightsof
humanachievementandexcellenceinvaryingcircumstances.303Nevertheless,this
297SPPP,140.298NRH,158-59.299NRH,159.300Marshall(2007),300-301;Marshall(1993),67;EN1139a5-32.301PaceVilla(2001),289,whoregardsitasastrangeexultationofvirtuosity.Straussisonlyaskinghisreadertoconsiderexemplarycasesofprudentpersonstohelpactprudently—identifyingvirtuousactionbyreferencetothevirtuouscharacter.SeeEN1105b5,EN1140b5-13.302SeeCG.ChurchillalsohelpsStraussbetterunderstandAristotle’sconceptionofthevirtueofmagnanimity.SeeJaffa(2012),188.303WIPP,86.
208
leavesopenaquestion:arethemanifestationsofprudenceeverlimitedby
exceptionlessmoralrules?304
Aristotle’sreplyisanambiguous‘perhaps’(isôs).305ForStrauss,Aristotle
doesnotdoastheThomistsdo,andargueinfavourofexceptionlessmoralrules.
Instead,StrausstakesAristotletosuggestthat‘thereisnotasinglerule,however
basic,whichisnotsubjecttoexception.’306TheproblemwiththeThomistpositionis
thatitpresumestohavesufficientknowledgeofallrequisitecircumstancesto
definethelawwithsufficientadequacyanddetailtomeetallrequisite
circumstances.Strauss’schargeisthatreasoncanneveraccomplishthis;extreme
situationsthatmightrequireexceptionscanneverbedescribedbeforehandin
detail.307
Whenthesafetyofcivilsocietyisthreatened,suchasinwar,oneneedsto
cultivateflexiblejudgements.Straussagreesthatitissometimesnecessaryto
disregarduniversalsrulesforthesakeofthecommongood.Theseexceptionsareas
justastherules.308Straussiswellawarethattodistinguishbetweenthenormaland
extremesituationisnoteasyforstatesmen,buttherearerightandwrongwaysto
approachit.TheMachiavellianstatesmantakeshisbearingsfromtheextreme
situationandreducesjusticetonecessity,blurringthedistinctionbetweenwhatis
goodforthepoliticalcommunityandwhatisgoodforhimself.TheAristotelian
statesmandeferstothenormalsituationandwhatisnormallyjust.Heonly304SeeJaffa(2012),22-23.Jaffagraspsthechangeabilityofprudencewell,withoutlosingsightofitsorientationtomorality.Hisoversightisthathedoesnotconsiderthecontroversialstatusofexceptionlessmoralrulesinthevarioustraditionsofexaminingprudence.305‘somethings,perhaps,itisnotpossibletobecompelledtodo.’EN1110a27.306NRH,160.307NRH,161.308NRH,160.
209
reluctantlydeviatesfromwhatisnormallyjust,inordertosavejustice.The
commongoodremainshisstandard.309Whetherhisdecisionwasgenuinelyprudent
issubjecttotheverdictofthehistorian,whojudgeswhethertheextremeactions
werejustorunjustforthecourtofmankind.310
Strauss’saccountsetsupaquarrelbetweenphilosophicalnaturalrightand
theologicalnaturallaw.Naturallawassumesthatonecangainperfect
understandingofauniversallyvalidandunchangeablelaw,applicableinall
circumstances.Strausscountersthathumanreasoncanonlyrealizethisperfect
understandingwithdivineassistance.Naturallawreliesonrevelation.The
consequencesofadoptingthisunderstandingisthatnaturallaw,asperfectlaw,
takesprecedenceoverthebestregime.Naturallawappliesirrespectiveofthe
circumstancesthatwouldmakethebestregimeapplicable.311Consequently,
Aquinasweakensthepoliticalcharacterofnaturalright,separatingitfromthe
questionofthebestregime.312
Naturallawalsodistortstheascentfrompoliticstothenaturalhumanend.
Thepursuitofthebestregimewashithertoinaccordancewithnature:thebest
regimewasanecessaryconduitforrealizingthegoodlife.WithThomasAquinas,
thecharacterofthegoodmorallife,realizedinaccordancewiththenaturallaw,
309NRH,162.ThisrefutesacommonchargedirectedagainstStrauss,thathepromotesanamoral,‘Machiavellian,’politics(e.g.Devigne(1994),42-47;Villa(2001),289-90.)Strauss’sAristotleandMachiavelliagreetherearenoexceptionlessmoralrules.Theydisagreeaboutbywhichthingstheexceptionstaketheirbearings.ForStrauss’sAristotle,itisjustice;forStrauss’sMachiavelli,itisnecessity,whichusurpsjusticeandrulesthemoraluniverse.SeeZ&Z(2006),183-84.PaceVilla(2001,353),Straussisnotdenigratingconstitutionallawandordinarymorality—heisshowingwhyordinarymoralityandsoundconstitutionaljurisprudenceproduceanawarenessoftheexception.310NRH,161;CG.311NRH,144.312NRH,144-145.
210
doesnotchangeitscontentforanyregime.Itcanberealizedirrespectiveofthe
politicalcommunitywithinwhichonelives.Ifnaturalrightcannotbejustified
throughpoliticalexperience,itneedsanewgroundofjustificationbeyondpolitics.
StraussthinksthattheThomistaccountofnaturallawattemptsthisjustification
throughanargumentabouttheinsufficiencyofahumannaturalend,which
intimatesadivineend.Thisviewnotonlyobscuresthenaturalhumanendof
philosophy,italsoco-optsphilosophytotheprojectofrevealedtheology.313The
initialwaveofmodernityreactsagainstthisinordertoseparatethetwoagain.314
VI.FromAristotelianPoliticalSciencetoPlatonicPoliticalPhilosophy
WhatdoesStrauss’sreadingofAristotleprovideforStrauss’spolitical
philosophy?First,itelaboratesStrauss’sstancetowardmetaphysics,cosmology,
andultimatelytheology.Strauss’sanalysisofthe‘Socraticturn’emphasizesthathis
philosophyisnotanoutrightrejectionofcosmology,butanontologicalaccountof
natureandthehumansoulthatisdistinctfromthepre-Socraticaccount.When
philosophyadoptstheaccountofnoeticheterogeneity,itdoesnotdissociateitself
fromhumanthingsorpoliticalthings;rather,itseesthemintheirdistinctiveness,
raisingthedignityofpoliticalthingsinordertostudythemintheirdistinctiveness.
Hence,forphilosophy,thereisaneedtoturnfromSocratestoAristotle,andpursue
politicalscience.Bytakingpoliticalthingsseriously,onedisclosestheimportanceof
threethemes:moralvirtue,thecity,andthebestregime.Thesethreethemespoint
backtothequestionofhowpoliticsrelatestonature,raisingthequestionofnatural
rightasposedbyAristotle.StraussusesAristotletocontrastthephilosophic313CM,44.314NRH,164.
211
understandingofnaturalrightwiththetheologicalunderstandingofnaturallaw.He
therebypreservesanaccountofnaturalrightaccessibletohumanreason,
unassistedbythedivine.Thedemarcationbetweenthesetwoversionsofnatural
rightrestsonadisagreementoverinterpretingAristotle.Moroever,itraisesthe
theologico-politicalproblem,Strauss’slifelongpreoccupation.
Second,itelaborateshowStraussfirmlyestablishestherealdignityof
politicsandmoralityagainstrelativismandpositivism.Indefendingexceptions
fromlaws,doesStraussonlyexotericallymantherampartsoftheWestagainst
relativism,whileesotericallyopeningthegatesoftheWesttorelativism?No.
Strauss’sdefenceofthecaseoftheexceptionisbasedonjustice.Onlybytaking
justiceseriouslycanoneseetheinstanceswhereanexceptiontotherulejustly
arises.Straussobjectstothepositionthatnaturalrightisreducibletoexceptionless
moralprecepts;heisnotutterlyrejectingnaturalright.Strauss’sAristotle
emphasizesthatnaturalrightandmoralvirtueareintelligibleandmeaningfulof
theirownaccord,andarepartoftheexplanationforlegitimatelyupholding
heterogeneitybetweenpoliticalandnon-politicalthings.Toupholdthat
heterogeneity,politicsandmoralitycannotbenullorillusory.Straussdoesnotape
Nietzsche.315TheesotericismStraussdeploysishisreticentdefenceoftheAverroist
interpretationofAristotleovertheThomistinterpretation.IftheAverroisttradition
isambiguousonspecificanswerstospecificmoralquestions,itshouldnotbetaken
315Velkley(2011),74.
212
asarelativisticreflection,butasazeteticreflection—befittingStrauss’sSocratic
presentationofphilosophy.316
Third,byestablishingthedignityofpoliticsandmoralityintheirownterms,
Straussprovidesthedeiureindependenceofpoliticalscience.Prudenceorpractical
reasoningdoesnotdependontheoreticalreasoningforitsorientationand
meaningfulness.Practicalreasoningisnotgivensanctionbytheoreticalreasoning.
Practicalreasoningpreservesitsownobject,rightactioninrightcircumstances;and
theoreticalreasoningpreservesitsownobject,knowledgeofthewhole.Neitherare
fusedtogether.Strausstherebykeepstheorywhollydistinctfrompractice.He
refusestomakeeitherpoliticsderivativefromphilosophy,orphilosophyderivative
frompolitics.
ThisispartofStrauss’sresponsetothosemostarticulatespokesmenof
historicism,MartinHeideggerandAlexandreKojève.Tosomeextent,Straussagrees
withHeideggerandshareshisstartingpoint.LikeHeidegger,Straussiscriticalof
approachestounderstandingtheworldthatweremodelledonthenaturalsciences;
Strauss’sconcerniswiththemodelofthenaturalsciencesthattakesoverpolitical
science.LikeHeidegger,StraussdrawsinspirationfromEdmundHusserl’s
phenomenologicalapproachandslogan,‘tothethingsthemselves,’tolookforpre-
philosophicfoundations.LikeHeidegger,Strauss’sphenomenologylookstothe
immediateobjectsofourinterestandengagementandrecoversapre-philosophic
understandingoftheseobjects.ForHeidegger,thisphenomenologylookstothings
ready-to-handorpragmata;forStrauss,itfocusesontheconceptsandconcernsof
316Tanguay(2007),125.
213
ordinary,everydaypolitics.Onlybytakingone’sbearingsfromtheseprephilosophic
conceptsandconcernscanpoliticalthingsbeunderstood.Atthelevelofpolitical
things,Straussestablishesafundamentalcontinuitybetweenpre-philosophic
understandingandgenuinephilosophy;forhispart,Heideggerestablishesa
fundamentalcontinuitybetweenpre-philosophicunderstandingandauthentic
concernforBeing.
WhataboutHeidegger’sviewofphilosophyas‘practical’and‘patriotic?’By
regardingpoliticalthingssoseriously,andtherebytheconceptsandconcernsof
practicalreasoning,StraussseemstoinvitetheHeideggerianclaimthatthinkingis
‘practical,’requiringresoluteengagementwithaction.Strauss’sappropriationof
Aristotlecertainlyrejectsakindofdetachmentfrompolitics.ForAristotle’spolitical
scienceisnecessarilyevaluativeofpoliticalthings:itistheessenceofpolitical
things‘nottobeneutral’buttobejudgedintermsoftheirgoodnessorbadness.317
Moreover,Strauss’spoliticalscienceemphasizesthatthepoliticalassociation,inthe
formofasmallclosedcommunity,isthemostcomprehensiveassociation.Itis
‘patriotic’inthesenseofprioritizingthiskindofassociationforhumanexistence,
forunderstandinghumanthings.318Strauss’sphilosophydefendsthedignityof
politics,buthisdefencealmostprovestoomuch.Ifphilosophysharessomuch
groundwithpolitics,thenitmightsuggestthatpracticallifeiscontinuouswith
philosophy—justasHeideggerdid.Philosophycouldthendirectpolitics,and
317WIPP,12;O’Connor(2002),167.318WIPP,13;O’Connor(2002),170.Theparallelisnotexact,becauseStraussemphasizesthesmall,closedcommunityofthecity.Butheneversaysthatmodernityhasnogenuinepoliticalassociations.Byreferringtomodernstates,Straussimpliesthatthemodernpoliticalorderofthestatehasatleastpartiallyfulfilledthedemandsrequiredforagenuinepoliticalassociation.
214
politicscouldthendirectphilosophy,invitingpoliticalirresponsibilityanalogousto
Heidegger’s.
Strauss’sreplyistodevelopphilosophyandpoliticsasseparatespheres.This
iswhyheemphasizesthatthecharacterofmoralvirtueisabsolute,andthesphere
ofpracticalreasoning,prudence,isclosed.Thepoliticallifeneedsnoadditional
justification.Itispracticalandpatriotic,butbaseduponanunderstandingofmoral
virtuethatprioritizesmoderation.StraussemphasizesthatAristotleonlyaddresses
hispoliticalsciencetothegentlemen,thosewhoalreadylivevirtuously.These
gentlemenneednoadditionaljustificationforwhattheydo.Throughtheirlife,they
alreadyexemplifythecorrectunderstandingofnaturalrightandthevirtues.By
closingthesphereofprudenceoff,Strauss’sAristotlegivesthesophistsandmorally
dubiousintellectualsnotheoreticaljustificationfortryingtosupplyanadditional
understandingofvirtuetothegentlemen,therebycorruptingandupsettingtheir
moraldecency.Theirunderstandingofvirtueisalreadycomplete.Strauss’sAristotle
givesthemreasonstopreservetheirmoderationinthefaceoftheimpassioned
speechofintellectuals.
Philosophy,foritspart,seespoliticsasadecidedlyinferiorsphere,fullof
individualswhomayactrightly,butlackself-awarenessonthereasonsforacting
rightly.Straussemphasizesthiswhenhewritesthatfromthepointofviewofthe
philosophiclife,‘themanwhoismerelyjustormoralwithoutbeingaphilosopher
appearsasamutilatedbeing.’319Bystarklydescribingthepoliticallifenotasan
imperfectlifeonagradualascenttophilosophybutasamutilatedlife,Strauss
319NRH,151.
215
removesanystartingpointforpracticetobecontinuouswithphilosophy.320Pace
Heidegger’sRectoralAddress,thephilosopherdoesnotneedtolooktopoliticsfor
guidanceorleadership;politicscannotguidehiminhisownactivity.321The
consequenceswouldbedireforphilosophy.WhenStraussdiscusseswithKojèvethe
consequencesofphilosophymarchingtothedrumofpolitics,hedescribeswhat
happensifthepoliticalidealistakenasessentiallytrue.Philosophicactivity,even
takenonlyinthesenseofanactivityofquestioning,mustsubmittothispolitical
ideal.Thepoliticalleaderwillhavetosuppresseveryactivitywhichmightdoubtthe
essentialsoundnessofthepoliticalideal,whetheritbetheuniversaland
homogenousstateorNationalSocialism.Hemustthereforesuppressphilosophyas
anattempttocorrupttheyoung.Ifphilosophycomplies,itabandonsitsactivityof
questioning,andceasestobephilosophy.Ifitdoesnotcomply,itfacesannihilation.
Whentyrannyclaimstorepresentanessentiallytruepoliticalideal,forcingastance
fromphilosophy,itdestroysphilosophy.Thisisthedangerpoliticsrepresentsto
philosophy.WhileStrauss’sremarksaddressbothHeideggerandKojève,inatleast
onesenseitisKojève’sformulationwhichisthemorepernicious.Onecanatleast
fleeNationalSocialistGermanytoanothercountry.Butfromthetyrantofthe
universalandhomogenousstate,thereisnostatetofleeunto.‘Thereisno
escape…thecomingoftheuniversalandhomogenousstatewillbetheendof
philosophyonearth.’322
320O’Connor(2002),186-87.321O’Connor(2002),187.322OT,211.
216
Strauss’sresponsetothefusionofphilosophyandpoliticsisprimarily
prudential.Heraisesawarenessoftheproblemoftyranny,andshowshow
philosophycancorruptpoliticsandhowpoliticscancorruptphilosophy.Butinhis
replytoKojève,hedoesnotaddresstheontologicalissueoftheimmutabilityor
mutabilityofTruthorBeing.323Thisisaweakness:afterall,Kojèvearguesthatonly
bypresumingtheimmutabilityofBeingcouldStrauss’saccountofphilosophymake
sense.Kojèvesimplytakestheoppositepresuppositionandarrivesathis
conclusion.StrausscanuseprudentialreasonstogiveKojèvepause,butKojève
identifiesthedeeper,ontologicalissue.Straussismindfulofthisdifficulty.He
writes:
ForwebothapparentlyturnedawayfromBeingtoTyrannybecausewehaveseenthatthosewholackedthecouragetofacetheissueofTyranny,whothereforeethumiliterserviebantetsuperbedominabantur,wereforcedtoevadetheissueofBeingaswell,preciselybecausetheydidnothingbuttalkofBeing.324
Thelastlines,areferencetoHeidegger,raisetheissueofBeingdirectly,and
moreoversuggestthatHeidegger’sphenomenologywentawry.Straussmust
considerBeing,butBeingcanonlybeunderstoodthroughanaccurate
phenomenology.ThisiswhyStraussturnsfullytotheproblemofSocrates,and
undertakesadeeperexaminationofSocratesinXenophon’swritings.325Ultimately,
Strauss’sexaminationofthe‘Socraticturn’towardshumanorpoliticalthingsentails
aviewofBeing,anontologythatdisclosesthecosmos.326
323O’Connor(2002),177.324OT,212.325OT,105.326Velkley(2011),71-72.
217
Straussplacestherootsofallthoughtandallscienceinthesamepre-
philosophic,naturalawareness.InStrauss’saccountoftheoriginsofphilosophy,
Socratesprovidesthefirstabstractionfromnaturalawareness.Headvancesthe
accountofnoeticheterogeneityandtheaccountofthehumansoulthatelevatethe
dignityofpoliticalthings.Thisiswhyhefoundspoliticalphilosophy.Todevelop
thatdignitymorefully,andopposethehistoricistaccountofpoliticalreasoning,
AristotleabstractsfromSocrates’saccount,makinganabstractionfroman
abstraction.327Aristotle’sabstractionfoundspoliticalscience,establishesthe
moderateteachingofthebestregime,andreinforcesthedistinctionbetweentheory
andpractice.Moreover,byelaboratingonthepoliticalthingstowhichtheSocratic
turndrawsattention,Aristotlealsoplaysaroleintherightarticulationofthe
cosmos.
However,‘toarticulatetheproblemofcosmologymeanstoanswerthe
questionofwhatphilosophyis,whataphilosopheris.’328HowdoesAristotle’s
abstractionrelatebacktotheideaofphilosophy?HowdoesAristotle’spolitical
sciencerelatetophilosophy?TheanswerliesinAristotle’smannerof
communicatingtohisaudience.Atfirstsight,Aristotle’spoliticalsciencereinforces
thedefencesgentlemenhaveagainstpoliticalphilosophers.Aristotleindulgestheir
suspicionofpoliticalphilosophers,andshowswhytheydonotneedpolitical
philosophytojustifytheirpoliticalwayoflife.Thisishisexotericteaching.Yet,
esoterically,Aristotleshowsthatthepoliticalwayoflifeisnotcompletelyclosedoff.
Byencouragingthegentlementoperfecttheirjudgementonnaturalrightandmoral327Smith(1994),194.328WIPP,39.
218
virtue,bygivinggreatprecedenceandesteemtothestatesmenwhoexemplify
prudencemostexcellently,Aristotleencouragesallgentlementoperfecttheir
practicalreasoning.Theythenseekthewisdomtheylack.Thislackcanonlybemet
bytruewisdom,notacounterfeitwisdom.Asmentionedabove,Aristotle’spolitical
sciencepursuesaneducationintruehappiness.‘Mantranscendsthecityonlyby
pursuinghappiness,notbypursuinghappinesshoweverunderstood.’329Inthat
manner,naturalrightandmoralvirtueshow‘thatthecitypointsbeyonditselfbutit
doesnotrevealclearlythattowardwhichitpoints,namely,thelifedevotedto
philosophy.’330Strausswrites:
WhenthephilosopherAristotleaddresseshispoliticalsciencetomoreorlessperfectgentlemen,heshowsthemasfaraspossiblethatthewayoflifeoftheperfectgentlemanpointstowardthephilosophicwayoflife;heremovesascreen…Themoral-politicalsphereisthennotunqualifiedlyclosedtotheoreticalscience.331
Althoughpoliticsisnotcontinuoustophilosophy,andphilosophyisnotcontinuous
topolitics,politicsisanalogouslyrelatedtophilosophy.Ifitispracticed,itallows
thegentlemanpoliticiantocatchaglimpseofabetterself;itchangestheself-image
ofthegentleman.332Inseekingwisdomthattheylack,thegentlemencanbecome
moreself-aware,andknowthattheyknownothing.Inthatself-awareness,they
begintophilosophize.Thisisofcourseveryrare,becausethegentlemenwhoare
disposedtoactualizethatphilosophicself-awarenessarerare.
329CM,49.330CM,27.331CM,28.332Conversely,thephilosopherdoesnotseeabetterselfinthepoliticalman.Asthisanalogyonlyworksinonedirection,itdoesnotfallbackintoHeideggerandKojève’scontinuitybetweenphilosophyandpolitics.SeeO’Connor(2002),188-90.
219
Bystructuringhispoliticalscienceinthisway,asanencouragementto
philosophize,Aristotleshowsthatheanswersthequestionofthebestlifebythe
philosophiclife.Hispoliticalscienceproceedsontheassumptionthatthe
philosophiclifeisthebestlife.Now,Aristotleelevatesthedignityofpoliticallife.
Recognizingthedignityofthecityisanecessarypreconditionforthedefenceofthe
philosophiclife.Butitdoesnotconstitutethedefenceassuch.Infact,itshowsthat
thedefenceofthephilosophiclifecanneitherbedemonstratedbypolitics,nor
explainedbypolitics.Aristotle,inthelastanalysis,holdstothesuperiorityofthe
philosophiclifeoverthepoliticallife.Straussagrees.Inasmuchasmodernity
conflatesthetwo,sothatitreallyassertstheprimacyofpracticalreasoningover
theoreticalreasoning,ofpoliticsoverphilosophy,StraussproposesanAristotelian
alternative.Thequarrelbetweentheancientsandthemodernsisaquarrelover
whichhasprimacy:theoreticalreasoning,orpracticalreasoning.Byemphasizing
thequarrelintheseterms,StraussisinthissenseAristotelian.333
Nevertheless,asStrausspresentshim,Aristotledoesnotprovidearational
justificationfortheprimacyoftheoreticalreasoning.Providingrationaljustification
forphilosophyasthebestwayoflifeiscriticaltoStrauss’sproject.Thisisbecause
thequarreloftheancientsandthemodernsalsobearsonthequarrelbetween
AthensandJerusalem,overtheveryquestionofwhetherreasonorrevelation
providesthebestwayoflife.StrausscannotbeacompleteAristotelian.Onecan
acceptAristotle’saccountofthesuperiorityofthephilosophiclifeoverpoliticallife,
butthereisadangerofpositivizingthisforthetradition.Withoutarational
333EN1176a30-1179a32.SeeTanguay(2014),49-50,65-66.
220
justificationofthecontentofthephilosophiclife,thephilosophiclifecannotjustify
itselfinthefaceofalternatives.Strauss’sinsistencethatthepost-classicaltradition
synthesizedthephilosophiclifewithrevelation,tothelossofphilosophy,indicates
hisconcernoverhowtheclassicaltraditionofphilosophydeveloped.Heismore
sympathetictothemodernresponsetotheclassicaltraditionthanisgenerally
assumed.334
Moreover,modernity’shistoricismandrelativismisacomprehensive
rejectionofthephilosophiclife.WhetheritisinKojève’sorHeidegger’sversion,
historicismdenouncestheessenceofthephilosophiclife.Relativism,initsvarious
modernversions,rejectsnaturalright.Itschallengecanonlybemetwitha
fundamentalrationaljustificationofnaturalrightandthephilosophiclife,which
Aristotlehimselfdoesnotprovide.FortunatelyforStrauss,classicalpolitical
philosophyprovidesthisfundamentaljustificationinitsresponsetoradical
scepticismconcerningthebestwayoflife.
Strauss’saccountoftheimportanceofthelifelivedwithinthemoral-political
sphere,thepoliticallife,reliesonanaudiencewhichisalreadypre-disposedtotreat
themoral-politicalsphereseriously,beingmorallyvirtuousmen.Itdevelopsan
accountofjusticeornaturalrightwhichisindependentofphilosophicalprecepts
yetserious,butitisvulnerabletotheradicalscepticsofjusticeornaturalright.
Aristotle’spoliticalsciencecannotreplytotheseradicalsceptics.Afterall,thereare
thosewho,likeGlauconorAdeimantus,donottakegoodnessforgranted.Risking
theappearanceofbeingungentlemanly,theywoulddarequestionthevery
334Nadon(2013),81.
221
goodnessofmoralvirtueandnaturalright.335Ifnaturalrightcannotbededuced
fromphilosophicalprecepts,andpoliticsissochangeablethatadeductionof
naturalrightfrompoliticsisimpossible,isnaturalrightdeduciblefromanything?336
Strauss’sansweristhatnaturalrighthasatrans-politicalroot.Thisis
discoverednotinrevelation,butinthehierarchyofendsfoundwithinthehuman
soul.337Strausslookstothenaturalhumanendthatconfirmsthebestlife.Butthisis
onlydivulgedthroughtheexaminedlife,thephilosophiclife.Thereplytotheradical
scepticistotakethemfromtheendofBookIofPlato’sRepublic,intoandbeyond
BookII.Ultimately,StraussturnstoPlato.ForPlatoalwayskeepsinthemindthe
question,‘whatistherightwayoflife?Againstallitschallengerspresentedinhis
dialogues,Plato’sansweristhephilosophiclife.338Toprovidethejustificationofthe
philosophiclife,anddefenditagainstcontemporarychallenges,requiresthe
readingofPlato.ItisPlato,notAristotle,whoprovidesthecompletedefenceof
philosophy.StraussisPlatonicbecausehewantstofollowPlatointhatdefence.The
completestudyofLeoStraussisthereforethestudyofPlatonicpolitical
philosophy.339
335CM,26.StraussinvitesthereadertoconsidertheendofRepublicIinhisfootnote.336NRH,145.337Tanguay(2007),132,228.338NRH,156.339ForamoredetailedtreatmentofwhyStraussisnotanAristotelian,seeZ&Z(2014a),144-166,esp.166.
222
Conclusion
Whatthen,doesStraussmeanbypoliticalphilosophy?Acompleteansweris
impossiblehere,buttherearefourwaysStraussdefinestheterm.340Thefirst,most
provisionaldefinitionisthatpoliticalphilosophyexaminestheactionsofman;as
manisapoliticalanimal,theactionsatissueforunderstandinghimarepolitical
actions.Oneobservesthatallpoliticalactionsassumeanopinionaboutthegoodlife
andthegoodsociety.Uponreflection,thisopinionprovesquestionable.Yetthe
seriouspoliticalanimaldoesnotwanttopursueactionsthatonlyseemtobegood.
Heneedstosolvetheproblemofwhatisgood.Hepursues,therefore,thequestion
ofthegoodsocietyandthegoodhumanlife.Inthissense,politicalphilosophyarises
directlyoutofpoliticallife.Itsobjectofstudyispoliticalthings.Beginningfrom
‘politicalthought,’thestudyoflaws,codes,storiesandpublicspeechesfoundin
politics,politicalphilosophymovesbeyondtheconventionalsurfaceofpoliticsto
discoverwhatistrue.Politicalphilosophyisdefinedintermsoftheproblemit
attemptstosolve:whatisthegoodsociety?341Itisthepursuitofwhatistrulygood
fortheindividualandsociety,whatconstitutestruehumanperfection.342Insearch
ofananswer,politicalphilosophytakesitscuefromAristotle’spoliticalscience,and
focusesonmoralvirtue,thecity,andthebestregime.Byfocusingonthesethings,
thepoliticalphilosopherintersectswiththepoliticalscientist,whoisconcerned
withthehereandnow,thegivenpoliticalsituationwithinwhichheexists,and
340IamindebtedtoZ&Z(2014b).341Behnegar(2013),22-23.342WIPP,12.
223
realizingthegoodlifeandthegoodpoliticalorderorregimeinthehereandnow.343
Theyengageinafundamentallyevaluativeandpracticalactivity.
Intheseconddefinition,politicalphilosophyistheattempttoreplace
opinionsaboutthenatureofpoliticalthingswiththeknowledgeofthenatureof
politicalthings.Definedinthisway,politicalphilosophyisabranchofphilosophy,
whichisanattempttoreplacetheopinionsaboutthenatureofthewholewith
knowledgeofthenatureofthewhole.Whenthepoliticalphilosopherinthefirst
sensebecomeslessconcernedwiththehereandnowandbecomesmorefocusedon
politicallifeorhumanlifeassuch,hegoestotherootofpoliticsandbecomesmuch
morecomprehensive.Gaininggreaterunderstandingofpoliticalthings,herealizes
thathecannotunderstandthegoodsocietywithoutunderstandingthetrulygood
humanlife,aswellastheworld.344Hedevelopshisviewonthenatureofthewhole
andmovesintoamorepoliticalphilosophy,implicatingtheknowledgeofGod,the
world,andthehumanbeing.345HowevermuchStrausswritesonpolitical
philosophy,onemustneverlosesightofStrauss’sinsistence:politicalphilosophyis
butabranchofphilosophy.Intermsoftheobjectofstudy,politicalphilosophy
culminatesinphilosophy.346ThisiswhatAristotleindicateswhenhe‘removesa
screen’betweenpoliticsandphilosophy.
Thecomprehensivecharacterofthispursuitchallengestheopinionsofthose
inpolitics.Itsetsupawayoflifethatcompeteswiththepoliticallife.Now
philosophyhastojustifyitselfbeforethetribunalofthecity.Ifnot,itrisks
343WIPP,14.344WIPP,11.345WIPP,11,16.346Tarcov(2013),75-76.
224
prosecution.Soarisesthethirddefinitionofpoliticalphilosophy:political
philosophy.Theissuehereisthepreservationofphilosophy.Itisthefacethat
philosophypresentstothecity,inordertopreserveitselfagainstpersecutionfrom
thecity.Itsprimarytaskistopresentitselfinsuchawayasnottoarousethe
suspicionofpoliticalmen.Yetitissimultaneouslytryingtoinvitethemostreceptive
ofthesepoliticalmentolivephilosophically.Aristotle’spoliticalsciencedelicately
balancesthesetwotasks,notforgettingtheunavoidabletensionbetween
philosophyandpolitics.
Itisimportanttoseethatthisthirddefinitionofpoliticalphilosophy,which
Straussseesasarisingfromtheseriousnessofthephilosophiclifeitself,doesnot
discountthefirstandseconddefinitions.OnemightthinkthatStraussdiscounts
Aristotle’spoliticalscienceashavinglittleuseforthephilosophiclife,except
throughitsesotericinvitationtophilosophize.Thetruephilosopherwouldceaseto
haveregardforpoliticalthings,exceptforensuringself-preservation.Political
philosophywouldonlybeaboutpoliticalphilosophy.347Thisisincorrect,
discountingStrauss’sotherdefinitions.Straussisclearthattheseotherdefinitions
havearoletoplayinfullyunderstandingpoliticalphilosophy.Hewritesthat
‘politicalphilosophyistheattempttrulytoknowboththenatureofpoliticalthings
andtheright,orthegood,politicalorder.’348Theinsightsintothemoral-political
spherethatpoliticalscienceprovidesremain,notablyconcerningtherightorgood
politicalorder,thebestregime.Boththepoliticalscientistandthepolitical
347C.f.Rosen(2003),109,111.348WIPP,12.
225
philosopherregardthemasimportant,althoughtheyreceivegreaternuanceinlight
ofthegreaterunderstandingofthewhole.
Strauss’sAristotleillustratesthispointinhowhehandlestheteachingofthe
bestregimefromthepointofviewofthephilosopher.Nowfromthepointofviewof
thecitizen,politicalsciencemuststoptyranny.Thatmeansexplicitlyendorsing
liberal,constitutionaldemocracyasthepracticallybestregime.Butfromthepoint
ofviewofthephilosopher,thephilosopher’sunequivocalconcernisforaregime
sympathetictophilosophy.
Fromthatperspective,thephilosopherwillexpresscertainreservations
aboutdemocracy.ThisishowStraussinterpretsAristotle’sownreservationsabout
democracy.StrausstakesAristotle’spreferenceformonarchyoverdemocracyasan
indicationofhisdecisivepreferenceforaregimesympathetictophilosophy.A
monarchcan,rarely,beagentlemansympathetictophilosophy.349Bycontrast,itis
almostimpossiblethatthepeoplebecomesympathetictophilosophy.ForAristotle,
peoplearenotreceptivetophilosophy,butarebynatureopposedtophilosophy.350
HereStraussemphasizesthedifferencebetweenAristotleandthemoderns.
Aristotleseesthepeopleasopposedbynaturetophilosophy.Takingthepointof
viewofphilosophy,Aristotleranksphilosophyasmoreimportantthandemocracy.
If,outofthenaturaltensionbetweenthedemosandphilosophyonemustchoose
eitherdemocracyorphilosophy,onemustchoosephilosophy.
Modernspresupposeafundamentalharmonybetweenthepeopleand
philosophy.‘OnthebasisofabreakwithAristotle,’modernsbelieveinthe349CM,37.StraussthinksofPolitics1284b25-34.350CM,37.
226
possibilityofasimplyrationalsociety.351Theythinkonecanintegratephilosophy
intothecity.Themeanstodosoareforphilosophytorelieveman’sestate,takenup
asthepoliticalprojectofEnlightenment.Modernsthinkthatthisdilemmabetween
philosophyanddemocracyisresolvedinhistory:historyovercomesnature,soone
canchoosebothdemocracyandphilosophy.Theancientdistinctionbetweennature
andconventionisreplacedbythedistinctionbetweennatureandhistory.History
opposesandaimstoovercomenature.352
Sothequarrelbetweentheancientsandthemodernsshowsitselfagain,over
whatrelationphilosophyhastopolitics.Aristotleremindshisreaderofthelimitsof
thepoliticaldemocraticregime.AsAristotlearguesthat‘mantranscendsthecity,
Aristotleagreeswiththeliberalismofthemodernage.’353Fortheunderlying
assumptionofmodernliberaldemocracy,asinclassicalpoliticalphilosophy,isthat
individualperfectiontranscendspolitics.Aristotlediffersfromliberalismby
‘limitingthistranscendenceonlytothehighestinman’—thatis,philosophy.354With
thesethoughts,Strausscomparesmodernpoliticalphilosophyandclassicalpolitical
philosophy.Thephilosopherisbetterawareofthequarrelbetweentheancientsand
themoderns.
Nevertheless,inpracticalterms,thisdoesnotmeanthephilosopherdespises
democracy.Aristotle’sphilosophicalreservationsaboutdemocracy,forthesakeof
preservingphilosophicalperfection,strengthentheargumentsomeonepursuingthe
philosophiclifeinthemodernworldcanmakeforliberaldemocracy.Atthepoint
351CM,37.352CM,38.353CM,49.354CM,49.
227
wheretheindividualpassesoutofpoliticsandintopursuinghisownperfection,
liberaldemocracyissupposedtofixtheboundariesofgovernment.Liberal
democracyenablesindividualperfectionofanysort.Thatincludesphilosophy.
Liberaldemocracycanderidephilosophy,butitcannotdestroyitwithout
oversteppingtheboundariesofgovernment,ceasingtobealiberaldemocracy,and
driftingtowardstotalitarianism.RecallthatStrauss’srejectionofKojève’suniversal
andhomogenousstaterestsonhowit‘endsphilosophyonearth.’355Straussthe
philosophersupportsliberaldemocracy,notonlybecauseitpreservesphilosophy
onearth,butalsobecauseit—likeclassicalpoliticalphilosophy—emphasizeshow
individualperfectiontranscendspolitics.356
Whateveritsflaws,then,liberaldemocracyistheregimemostsuitedto
philosophy.StraussalsoobservesthatSocratesnotonlygrewupindemocratic
Athens,butalsopracticedphilosophythereforseventyyearsbeforehewas
executed.Thissignificantsuccessforphilosophy,practicinguninterruptedfor
seventyyears,couldnothavebeenreplicatedelsewhere.357Thosewhowant
philosophytoexist,then,shoulddefendliberaldemocracy.
Thereare,then,twoapplicationsofAristotle’sbestregimetomodernity.The
first,fromthepointsofviewofthegoodcitizentaughtbypoliticalscience,isto
fostertheruleoflaw,tosupportconstitutionalism.Thisentailsdefendingliberal
democracypolitically.Thesecondapplicationistofosterphilosophy.Fromthepoint
ofviewofthephilosophiclife,philosophymustberenewedfromwithintheorder
355OT,211.356RCPR,161;Velkley(2011),137.357WIPP,36.
228
thatliberaldemocracyoffers.Thisprojectwillhavetofightagainstliberalism’s
vulnerabilities,whichincludeencouragingindifferencetothefeaturesand
conditionsofpolitical,civiclife,aswellassofteningthepeople’snaturalhostilities,
byensuringapresentationofphilosophyfavourabletoliberaldemocracy.This
mannerofrenewingphilosophywithinliberaldemocracyconstitutesStrauss’sfull
understandingofthisthirddefinition,politicalphilosophy.358
Concomitantly,Strausshastwoargumentsinfavourofliberaldemocracy.
One,fromthepointofviewofpoliticalscience,explicitlyendorsesliberal
democracyasthebestprotectionagainsttyranny.Thesecond,fromthepointof
viewofphilosophy,prudentlyendorsesliberaldemocracyastheregimeinwhich
philosophyhasthebestchanceofsurvival.Moreover,liberaldemocracyreminds
oneofthelimitsofpoliticallife,andhowindividualperfectionmusttranscend
politics.Itremindsonethattheaccountofthewholeisonlypossiblethroughan
accountofthetensionsofpoliticallife.Thisobservationonthequestionofthebest
regimeshowstherelevanceofmoralityandpolitics.Asthequestionofthebest
regimeisalsoanexpressionofnaturalright,itshowsthatthecontentofnatural
rightisimportantfromboththepointofviewofpoliticsandthepointofviewof
philosophy;thereisnodevaluationofmoralityandpolitics.359Itsobjectisthesame,
evenifthemodeofjustificationisdifferent.
Finally,thereisafourthdefinitionofpoliticalphilosophy.Thisispolitical
philosophyas‘firstphilosophy.’Itis‘first’intheorderoflearning,becauseitisa
necessarysteptoascendtotheknowledgeofnature.Itis‘first’intheorderofbeing,358SeeVelkley(2011),138.359C.f.Tanguay(2007),132-33.
229
becauseitdisclosestheschemarequiredforagenuineknowledgeofnatureor
being.Itseeksanewpointofdepartureforphilosophy.Contrarytootherpossible
approachestophilosophy,whetherpre-Socratic,Cartesian,Kantian,Husserlian,or
Heideggerian,philosophybeginswithastudyofthehumanorpoliticalthings.The
studyofpoliticsdisclosesthetruenatureofthewhole.Accesstothewholeis
throughtheproblemsdiscoveredinpoliticallife.Reflectiononthepoliticalthingsin
turndisclosestheimportanceofreflectiononthesoul.Politicalphilosophyprepares
theproperunderstandingofthenatureofthewholeandthenatureofthesoul.
Throughitsfourdefinitions,politicalphilosophyallowsthephilosopherto
betterunderstandthetensionwithinhisownsoul,whichinturntugshimbetween
theoreticalreasoningandpracticalreasoning,betweenphilosophyandpolitics.
Graspingthistension,politicalphilosophyshowstheimportanceofthehuman
things,butalsothattheyarenottheonlyimportantthings.Itpresentsanaccountof
thehumanbeingattractedbytheloveofwisdom,butitistheloveofwisdomwhose
self-consciousnessaboutpoliticsteachesitthevirtueofmoderation.Through
moderation,theloveofwisdomneitherdissociatesentirelyfrompoliticalthings,
norculminatesinpoliticalthings.360Practicedasasearchforthebestlife,loveof
wisdompreparestherationaljustificationofthephilosophiclifeinthefaceof
perennialconflicts.Likemuchofhiswork,Strauss’sstudyofAristotleservesto
clarifyanddrawattentiontothetensionbetweenphilosophyandpolitics,aswellas
thetensionbetweenAthensandJerusalem:thetwofacetsofthetheologico-political
problem.Tograspthisandotherproblemsrelatedtothewhole,Straussshuns
360LAM,24;Marshall(2007),326-27.
230
developingorrecoveringanAristoteliansystem,butinsteadoffersphilosophy.For
Strauss,philosophyis‘meant—andthatisthedecisivepoint—notasaseriesof
propositions,ateaching,orevenasystem,butasawayoflife,alifeanimatedbya
peculiarpassion,thephilosophicdesire,oreros.’361
361RCPR,259.
231
III.AlasdairMacIntyre’s
ReconstructionofaRevolutionaryAristotelianTradition
MacIntyre’sCritiqueofModernity
For theentiretyofhis intellectual life,AlasdairMacIntyrehascriticized the
failuresanddeceptionsofliberalism,understoodasmodernliberalindividualism.1
Inhismature intellectual life, he turns toAristotlebecausehe finds thatAristotle
provides the best theory to explain the failures of liberalism and to offer an
alternative to liberalism. Yet to treat MacIntyre’s Aristotelianism properly, it is
necessary to grasp the unique epistemology his philosophical argument
presupposes, and how he situates his own turn to Aristotle within that
epistemology.2
I.RationalityandtheConceptofaTradition
Any inhabitant of the contemporary world can note that to any given
philosophicalquestion,therearearangeofalternativeandincompatibleanswers.3
Rationalenquiryseeksthecorrectanswer.Thisraisesafundamentalphilosophical
questionpertainingtotherequirementsofrationality:whataregoodreasonsfora
1MacIntyre(1994b),258;MacIntyre(2011b),329;Lutz(2012),30-32.2SeeMacIntyre(1994b),265.CNS,publishedin1977,providestheoutlineofMacIntyre’sepistemologypresupposedinAV.WJWRworksitoutinmoredetail.3AV,6-11;WJWR,1-3.
232
humanagentengagedinrationalenquirytojudgeoneanswertobecorrectoverthe
otheranswers?Inthecontemporaryworld,thedominantapproachtoassessingthe
requirementsofrationalityistopursueaneutralandimpartialidealofrationality.
To achieve this ideal requires divesting oneself of any allegiance to a particular
theory,orthesocialrelationshipsthroughwhichweareaccustomedtounderstand
ourresponsibilitiesand interests.4Yet this idealofrationalitysuffers fromserious
internal contradictions. First, it is only neutral in appearance, presuming the
partisan position of liberal individualism.5Second, it relies on formulating self-
evident principles akin to the laws of logic, but the proponents of this position
cannot agree on what these supposedly ‘self-evident’ principles are.6For that
reason, this ideal of rationalityprovidesno solution to theproblemof alternative
andincompatibleanswers.Theagentengagedinrationalenquirywillthusbeginto
doubt whether these philosophical questions can ever be resolved and whether
thereareanygoodreasonsforjudgingoneanswertobecorrectoveranother.7
Tocounterthisepistemology,MacIntyrearguesthatrationalityisembodied
in a tradition of rational enquiry. There is no tradition-independent answer to a
philosophical question. Each tradition offers its own answers, and its own
conception of rationality. An agent judges the answers that other traditions of
rationalenquiryoffer,and theirconceptionsof rationality,by thestandardsofhis
owntraditionofrationalenquiry.Anagentjudgestheanswershisowntraditionof
rational enquiry offers by its capacity to make the world intelligible. The agent
4WJWR,3.5WJWR,4.6WJWR,4,6.7AV,11.
233
judgeshis tradition to succeedor fail because it is better orworse atmaking the
worldintelligiblethanothertraditions.
MacIntyre relies on the concept of a narrative to make this argument. He
holdsthatthebasichumanrequirementistomakesenseoftheworldinwhichwe
live: ‘manisessentiallyastory-tellinganimal.’8Narrativeisthishumancapacityto
tellstoriesabouttheworld, inordertounderstandtheworld.MacIntyrelinksthis
activity of understanding to the concept of intelligibility; human agents adopt
narratives that are true to their own experience.9 Narrative is the means to
intelligibility and thereby to truth.10The application of narratives in human life
extends from fairy tales and stories to include intentions, actions, autobiography,
history,doctrine,myth,andscientifictheory.11
Why might an agent change his narrative? MacIntyre argues that it is on
accountofexperiencinganepistemologicalcrisis:whensomethingthatseemstobe
thecasetoanagentisnotinfactthecase.MacIntyrecontendsthatordinaryagents
easilyrecognizetheexperienceofanepistemologicalcrisis:whentheirschematafor
interpretinglife,hithertostable,leadthemintoerrorordeception.Forexample,the
child learns that the fairy taleabout thegiantwhoholdsup theworld isnot true.
This discovery disrupts the intelligibility of their narrative. At this point, the
narrative fails, and the child needs to adopt a new one. 12 To resolve the
8AV,216.Tocritiquethetellingofstoriesasaninauthentichumanpracticefailstoprovideanaccountofwhathumanlifewouldlooklikewithoutnarratives.AV,214-15;ECM,236-37.9CNS,4.SeeLutz(2004),45.10CNS,7-8;AV,207-10.11CNS,7-8;ECM,237;Lutz(2012),5.MacIntyreaddressesthisaswellinhisearlyworks;seeD’Andrea(2006),94-95.Autobiographyisacrucialcomponentfortheagent’sself-understandingandevaluationofhisownpositionsandlife.SeealsoECM,238-42.12CNS,4.
234
epistemological crisis, the new narrative must allow the agent to recognize both
howhe couldhave intelligibly heldhis original beliefs; and second, howhe could
havebeensodrasticallymisledbythem.13Thusitispossibletoimproveanarrative;
somenarrativesarebetterforassessingthetruthorfalsityoftheworld.
Atraditionofrationalenquirysucceedsinjustifyingitselfinthesamewayas
a narrative, by its capacity tomake theworld intelligible.14A tradition of rational
enquiryisaspecifickindofnarrative,whichdevelopscertainepistemologicalideals
or standards of rational justification: what constitutes ‘appropriate reasoning,
decisiveevidence,andconclusiveproof’forresolvingaproblem.15Thesestandards
developinresponsetochallengesandepistemologicalcrises,sothattheconceptof
rational justification is essentially historical. ‘To justify is to narrate how the
argumenthasgonesofar.’16Thesalientcomparisonforunderstandinghowrational
justification takes place comes from ‘research programmes’ in the philosophy of
science. A research programme consists of a set of core theories surrounded by
auxiliarytheories,whichexplainanddefendthecore.Themarkofagoodresearch
programmeisnotmerelyitscapacitytodefenditself fromchallenges.Italsomust
beabletoextenditself,predictingotherwiseunexpectedevents.17Itistheresearch
programmeitselfthatsuppliesthestandard.Aresearchprogrammeisjudgedtobe
better than its alternative research programmes by the success or failure of the
standardsofrationaljustificationitprovides.Thesearenotfixedbutareinasingle
13CNS,5.14Lutz(2004),43.15CNS,11-12.16WJWR,8.17Lutz(2004),48.
235
strand of continuous improvement vis-à-vis failed alternatives. 18 Yet rational
justificationtakesplaces inthetermsofferedbytheresearchprogramme.What is
true for scientific enquiry appliesa fortiori to all philosophic and ethical enquiry.
Rationaljustificationtakesplaceinthetermsofferedbyparticulartraditions.19
Asrationaljustificationisessentiallyhistorical,itcannotbejudgedaccording
toneutral and timeless conceptionsof truth.Oneneednot go in searchof a fixed
series of rationally justifiable rules that link observations to generalizations ‘once
andforall.’20Thiswouldmistakehowrationaljustificationtakesplace.Instead,the
concepts of rational justification are understood in their historical context.
Theoreticalprogress,justifyingtherationalsuperiorityofoneaccountoveranother,
is understood by the distinctive historical encounter the new theory haswith its
predecessors. Thenew theory succeedswhen at a particular historicalmoment it
solves theproblems inareaswhere thepredecessorscannot.21Hence thestudyof
historicalexamplesisdecisiveforestablishingtherationalsuperiorityofonetheory
over another.22 History helps expose philosophical truth, yet also limits what
philosophical knowledge is available. As timemoves on, new problems arise that
requirenewepistemologicaljustifications.
MacIntyre’s version of historicism, in which he places the standards of
rationalitywithinhistoricallydevelopedtraditionsofrationalenquiry,isvulnerable
18CNS,18-19.19WJWR,8.Lutz(2004),57.ForMacIntyretherearetwomisunderstandingsoftradition,attributedtoEdmundBurke:first,asstablesourcesofmeaningcontrastedtoconflict;andsecond,assomethingcontrastedtorationality.SeeAV,221-22;D’Andrea(2006),65-66;Knight(2007),132-33.20CNS,19,23;Lutz(2004),57.21AV,265-68;WJWR,9.22IncludingMacIntyre’sowntheoryofrationality.SeeWJWR,10;Lutz(2004),58.
236
to various chargesof relativism.23In themost important senseMacIntyre is not a
relativist,becausehegrantsthattherearetimelesstruths.Thegoalofanycoherent
traditionofenquiryistoseektimelesstruthabouttheworld,andeachnewtheory
tries to formulate a better approximation of that truth than its predecessor. Yet
theories,evenscientifictheories,areneverperfectlytruebutonlythebestsofar,so
thereisakindofrelativismthatispartofthehumancondition.24Theyalwaysleave
roomforfurtherrefinement.25
ForMacIntyre’s theory of rationality, it is impossible for human agents to
adopt a neutral standpoint that iswholly divested from their social relationships.
MacIntyre’s crucial maxim is that a philosophy, including moral philosophy,
‘characteristically presupposes a sociology.’26A human agent always deploys the
philosophical resources found and used in society in order to develop a better
understanding of the world. There is a tight relationship between the way of
thinking in a society and its way of life: each embodies the other. A tradition of
enquiry is constitutiveof thewayof life of a society, andhelps its agentsachieve
theirgoals.Yet the traditionofenquiry isalsoconstitutedbythesociety,associal
23Haldane(1994).MacIntyredistinguishesbetweenrelativism,whereoneholdsthatrationaldebatebetweenconflictingtraditionsisirresolvable,andperspectivism,whereonequestionsthesignificanceofanytruth-claim.SeeWJWR,352.Herelatesthechargeofperspectivismtomoralrelativism,theclaimthatthereisnoobjectivetruthinmoralpractice.FormoredetailedaccountsofhowMacIntyrerespondstothesecharges,seeLutz(2004),66-111;D’Andrea(2006),403-9;Lutz(2012),176-79.24Lutz(2004),43,47.AsMacIntyrethinksphilosophy’sobjectofenquiryistheworldexternaltoatradition,heisincipientlycommittedtophilosophicalrealism.FollowingAVandWJWR,MacIntyredevelopsthispositionintoThomistmetaphysicalrealism.Foradetaileddiscussionofthecompatibilitybetweenhistradition-constitutedrationalityandThomistmetaphysicalrealism,seeLutz(2004),113-60;D’Andrea(2006),410-14.25CNS,5;AV,270.26AV,23.
237
developmentdeepensthetraditionofenquiry’sunderstandingofthosegoals.27The
philosophicaldevelopmentofanagentistradition-constituted,passingthroughfour
stages. First, an agent inherits a culture, which includes the tradition of rational
enquiryintowhichtheyareborn.Second,onegrowsfromthisculturalinheritance,
which provides the categories to organize knowledge and experience. Third, new
experiencesorrivalconceptsofrationalitychallengethiscultureinwaystheagent
cannotexplain,provokinganepistemologicalcrisis.Fourth,theagentresolvesthis
crisisbytheimprovementoftheresourcesoftheirtraditionofrationalenquiry,or
abandoning that tradition for a rival tradition of rational enquiry that provides a
betterresolution.28
MacIntyre argues that his concept of a tradition provides the best way of
attendingtotheproblemofalternativeandincompatibleanswers.Itsuggeststhese
radical disagreements arise from disagreements in the narratives of human life,
which traditions have provided. The societies formed by these traditions are not
locked into permanent disagreement. By understanding the nature of these
disagreements as disagreements between traditions, solutions are possible. 29
Traditions must show themselves to be adequate in the face of alternative
traditions. As a philosophy ‘characteristically presupposes a sociology,’ an
investigation into the adequacy of a given tradition of rational enquiry is also an
investigation into the adequacy of how its concepts are embodied in society. To
27WJWR,349;Perreau-Saussine(2005),104,113.28Lutz(2004),10-11.29WJWR,9-10;Lutz(2004),58.
238
achieve that justification requires bringing together the disciplines of sociology,
history,andphilosophy,althoughthespiritoftheagepreferstokeepthemapart.30
To characterize MacIntyre properly, it is important to see how his
philosophicalactivityfitsintohisaccountofatraditionofenquiry.MacIntyrethinks
ofhisphilosophicalactivityintheseterms.First,hereadilyadmitsthathe,likeevery
personengagedinaphilosophicalargument,isa‘partisan:’hearguesfromwithina
traditionofenquiry.31Thejustificationofhisviews,bothcriticalandconstructive,is
comparative,takingplacethroughanexplicitengagementwithrivalpositions.32
Next, he narrates his own philosophical enquiry as a tradition-constituted
philosophical development. 33 It can be characterized as passing through four
stages.34In the first and second stages, MacIntyre’s philosophical development
startswithhisMarxistinheritance.AsaMarxist,hedoesnotseekonlytointerpret
theworld,butalsotochange it.Neverthelesshe findsthatall thepoliticaloptions
hiscolleaguesontheleftconsidertochangetheworldtofail.Inthethirdstage,from
thelate1950sto1971,heentersintoadeepepistemologicalcrisis:promptedbyhis
failure to find a justifiable critique of Stalinism, he steadily recognizes the
theoretical reasons for Marxism’s failure. From 1971 to 1977 he undergoes a
‘painfulself-reflection’toaccountforthisfailure.From1977onwardsheentersthe
fourth stage, and since then has been ‘engaged in a single project’ towhichAfter
30SeeAV,23.C.f.TRV,2,8.Knight(2011),24.31TRV,117;DRA,77;Perreau-Saussine(2005),104.32ECM,88.33MacIntyre(1991),267-269.34SeeLutz(2004),10-32.
239
Virtue,Whose JusticeWhichRationality? andThreeRivalVersionsofMoralEnquiry
arethecentralworks.35
Finally, MacIntyre’s ‘single project’ from 1977 onwards should be
understood as a research programme or tradition in its own right. The central
worksare foundational fordefiningthecorethesesofhisresearchprogramme, to
whichhehasremainedcommitted.36Yettheseworksarenotthewholestory. Ina
tradition, concepts undergo further refinement and development in the face of
challenges in order to satisfy the requirements for adequate explanation and
justification.MacIntyre’sself-narrationofhis tradition thus includeswherehehas
refinedanddevelopedhisviews,aswellaswheretheyremainopen-ended.37
I characterize MacIntyre’s work, therefore, as a unified enquiry, in which
progress can be told as a continuous story. 38 The aim of his enquiry is ‘to
reconstructthemoraltheoryandcommunalpracticeofAristotelianisminwhatever
version would provide the best theory so far, explaining the failure of
Enlightenment as part of the aftermath of the breakdown of a tradition.’39From
1977onwards,hisprojectisthisreconstructionoftheAristoteliantradition.Ithasa
criticalandconstructiveargument,wherethecriticalargumentexplainsthefailure
ofEnlightenmentandmodernliberalindividualism,andtheconstructiveargument
explains why the Aristotelian tradition is the best theory so far to correct the
Enlightenmentfailure.
35MacIntyre(1991),269.36AV,ix.37D’Andrea(2006),397-402;Knight(2007),224-25.38Lutz(2004),7.39MacIntyre(1994b),263.
240
I first address MacIntyre’s critical argument. I can only provide a partial
narrativeofMacIntyre,soIfocusprimarilyonthefourthstageofhisphilosophical
development; I involve the first three stages to showhowhedevelops thecritical
argument in the direction he does. MacIntyre develops his critical argument to
explainthefailureofliberalism,withhiscritiqueofliberalismdevelopingapolitical,
philosophical, social, and theological component. In each of these domains he
considers—and rejects—rival solutions to liberalism. His inability to find an
adequatesolutiondeepenshisepistemologicalcrisis.Toescapeitheseesonlytwo
alternatives:NietzscheorAristotle?
II.ThePoliticalCritiqueofLiberalism
The young MacIntyre’s principal cultural and philosophical inheritance,
which provided the categories to organize his knowledge and experience, was
Marxism. 40 From reading Marx, MacIntyre concluded that modern liberal
individualismpreventsthediscoveryofthegenuinehumanessence.Tounderstand
thegenuinehumanessenceisforhumanagentsto‘understandthemselvesinterms
oftheiractualandpotentialsocialrelationshipsandembodythatunderstandingin
their actions as well as in their theories.’41In Marx’s understanding of social
practice,itisespeciallythroughskilledlabourthathumanagentsunderstandtheir
ownactivityandtheirsocialrelationships.42Thesubsequentonsetofcapitalism is
40MacIntyre‘wasandremainsindebted’toMarx’sandMarxism’s‘critiqueoftheeconomic,social,andculturalorderofcapitalism.AV,xvi.IsummarizehowMacIntyrenarrateshisowndebttoMarxism(MacIntyre(1994a)),andwhataspectinformstheprojectinitiatedinAVandcontinuedmostrecentlyinECM.41MacIntyre(1994a),229.42Socialpracticeseducate,enablingtheindividualmembersofacommunitytodiscoverwhatisgoodandbestforthemselves.MacIntyre(1994a),231.MacIntyrearguesthatforMarx,medievalpeople‘sawthingsastheywere’becauseoftheirpracticeofskilledlabour.ECM,95-96.
241
damagingtosocialrelationsbecause,throughthecommodificationoflabour,itdoes
not allowworkers to recognize their ownactivity of skilled labour. Consequently,
capitalismdisguises the truemeaningof social relations, so that the actuality and
potentialityofsocialrelationshipsarenotunderstood.Ascapitalismprogresses, it
takesworkersawayfromtheirsocialrelationships.Membersofcommunitiesbegin
to think of themselves in isolation from their social relationships. They think of
themselves as individuals entering into contractual relationships with others for
instrumentalgains.43
Awholepoliticalsystemdevelopsbasedoninstrumentalreasoning.Itsbasic
features can be identified and criticized. The concepts of utility, contract, and
individual rights all rule.44Individuals consider the utility of other individuals to
realizingtheirownprojects.Themostappropriateapplicationsofthisapproachare
to financial transactions or ‘contracts.’ Defining every human relationship in
contractualtermsattachesapossiblepricetoit,deprivingitofotherthanmonetary
meaning.45Oneentersandexitscapitalistcontractsbyone’schoice,understoodas
autonomy.46Formodern liberal individualism,autonomy is theessenceofhuman
freedom,butitneedstobedefended.Modernliberalindividualismmakesanattack
uponanysocialstructurethatinhibitsautonomy,whetheritisone’sfamily,friends,
community, religion, or government.47To carry out this attack, modern liberal
individualismseizesupontheconceptofindividualrights,whethertheyare‘natural
43ECM,96-97;MacIntyre(1994a),223;Lutz(2012),33.44MacIntyre(1994a),223.45ECM,97;Perreau-Saussine(2005),24.46MacIntyre(1994a),223.47MacIntyre(1994b),258.
242
rights’ or ‘human rights.’ For example, modern liberal individualism asserts that
individuals possess property rights against one’s community, religion, or
government;oritassertstherighttodowhateverIwishaslongasitdoesnotharm
others, emphasizing a right of privacy against one’s community, religion, or
government.ForMacIntyre,theseconservativeandliberalstrandsofrightsdebates
showthatbothsidesagreeontheimportanceofindividualautonomy,onlyfocusing
on different aspects of it.48For Marxism, liberalism and conservatism offer no
genuinepoliticalsolutionstotransformthesocialrelationsdamagedbycapitalism.
Marxism needs a genuinely revolutionary political project to transform social
relations.
Fromthe1940stothe1970s,MacIntyredrewfromhisMarxist inheritance
to consider but reject three leftist political projects, that of social democracy,
Stalinism, and May 1968. Their failures prompted his epistemological crisis,
bringinghimtore-examinehisownMarxistphilosophical inheritance.49likemany
communist intellectuals in themiddleof the20th century, hewasdismayedwhen
theMarxistpoliticalprojectofeliminatingmaterialpovertyblendedwitheconomic
determinism, replacing the Marxist humanism that prioritized social relations.50
This speaks to the development of the so-called ‘Atlee Consensus’ or ‘end-of-
ideology’ in post-war British politics, leaving Britain’s main political parties
endorsingandsupportingsocialdemocracy.FromthepointofviewoftheOldLeft,
48AV,222.Both,MacIntyrenotes,cannotconsideraroleforatraditionofrationalenquiry,sincetheircommitmenttoindividualautonomyisbasedontherejectionofthephilosophicalresourcesacommunitymightpossess.Seealsothefifthcharacterizationof‘Morality’inECM,115.49MacIntyre(1994a),232-33.50FromMarxism:AnInterpretation,inAMEM,1-11;Perreau-Saussine(2005),23.
243
post-war economic growth was leading to the emergence of a vast middle class.
Marx’s theories on violent class struggle appeared to have lost their meaning,
removing the need for revolutionary practice. 51 Emphasizing the rational
managementoftheeconomy,thepoliticalprojectofsocialdemocracyarguedthatit
couldmanagethebehaviourofotherhumanbeingsinordertorealizehigherlevels
ofmaterialwealth.Allonehadtodowasdiscovertheobjectiveandunchangeable
laws of history, aswell as provide a class of bureaucratswith that knowledge so
theycouldsetouttomanipulatehumanityinordertoachievethoseends.
Arguingthatsocialdemocracyhadlostsightofitsorigins,theNewLeft,and
the young MacIntyre, fervently rejected this view.52 To recall socialism to its
revolutionary task required showing that the Old Left’s materialist reconciliation
with capitalism did not bring about human unity, but rather increased social
division.TheNewLeftshiftedthelocusofthecritiqueofcapitalismawayfromthe
argumentthatcapitalismwasthesourceofpovertytotheargumentthatcapitalism
destroyed the social relations essential to human flourishing.53Social democracy
ignored how capitalism destroys social relations. It could not be an authentic
Marxist political project, as it quite literally sold out the revolution to liberal
individualism.Itwasanotherversionofliberalism.
Rejecting social democracy out of a commitment to revolutionary politics,
MacIntyrecouldhavebeenseducedintopropagatingtheSovietcause.Hewasnot,
51ASA,3-5.52‘The“NewLeft”,’inAMEM,88-89;Blackledge(2007);BlackledgeandDavidson(2008),xx-xxxvii.53‘The“NewLeft”,’inAMEM,90-93.
244
forthesecondMarxistpoliticalprojectherejectedwasStalinism.MacIntyredefined
Stalinisminthefollowingway:
Stalinists 1) believed in the possibility of ‘socialism in one country,’ ratherthaninthemakingofsocialismasaworld-revolutionaryenterprise;2)madetheworking class serve theneeds of theparty and the bureaucracy ratherthanviceversa;3)wereguiltyof‘thecultofpersonality’;4)believedthattheendofachievingcommunismjustifiedunlimitedterrorandunlimiteddeceitas means; 5) accepted Stalin’s crude mechanistic versions of dialecticalmaterialismandhistoricalmaterialism.54
Stalinismisthesupremecaseofapoliticalsystembuiltoninstrumentalreasoning,
astheendsofcommunism,the interestof thegreaternumberof futurehumanity,
justifies the means, the immolation of a smaller number of human beings.55The
Gulagisadirectproductof(4)and(5).NorissocialdemocracyfreefromStalinism’s
worst characteristics. With (2), MacIntyre identifies a trait common to social
democracy(asnotedabove,reallyaversionofliberalism)andStalinism.Bothgive
powertobureaucrats,whopurporttohavespecialknowledgeforachievingcertain
ends. They direct human and non-human resources to achieve these ends. These
bureaucratsarevaluedforhoweffectivetheyareasmanagers. JustasMaxWeber
described, the bureaucrats justify their authority by their success in using their
power to achieve the value of effectiveness. 56 By calling these bureaucrats
‘Weberian,’ MacIntyre indicates that they use instrumental reasoning.57 Once in
political power, liberals, Marxist social democrats, and Stalinists all become
Weberianbureaucrats.58
54Lutz(2012),20.LutzisquotingfromhiscorrespondencewithMacIntyre.SeealsoNMW,32.55Perreau-Saussine(2005),66;Lutz(2004),35-36.56AV,25-27;MacIntyre(1998),64-66.57AV,86;Knight(2007),126-29.58AV,109,262.
245
The challenge, then, is to reject both Stalinism and social democracy.
Communist intellectuals of MacIntyre’s generation failed to meet this challenge.
Writing in 1960, MacIntyre identified three versions of a communist intellectual.
First, therewere thosewho give up their brains and become Stalinists.59Second,
therewere thosewhobecamesocialdemocrats, showing theydidnotunderstand
the necessary relationship between socialism and revolution. Third, there were
thosewhoquitthepartytobecomerevolutionaries,showingtheircommitmenttoa
moral principle.60MacIntyre chose the third option, but it left him with few live
politicaloptions.Meanwhilethroughoutthe1960s,manyofhisleft-wingcolleagues
whorejectedStalinismdidsothroughthelanguageofliberalindividualrights,and
becamesocialdemocrats.
Further developments in politics only exacerbated divisions in the left.
MacIntyre met the third major version of leftism in May 1968—and completely
denouncedit.Theseleftistswereverygoodatfindingformsofauthoritytoprotest
against,buttheylackedthecapacitytogiveanaccountofwhattheywereprotesting
for.61Indeedas they taught their colleagues todespiseall formsofauthority, they
lost themselves in ‘irrationalisms.’ 62 Teaching their colleagues that individual
consent was the absolute, these leftists deepened the commitment to liberal
individualism.63Withthelefteitherconcedingtoomuchtoliberalism,orlosingitself
in‘irrationalisms,’MacIntyredriftedawayfromhisleftistcolleaguesandabandoned
59SeeMacIntyre’sobservationsonGeorgLukács,TP,137-39.60‘CommunismandBritishIntellectuals,’inAMEM,121-22;Perreau-Saussine(2005),29.61AV,71.62AV,114.63MacIntyreconcludesthatMay1968‘absolutisesindividualconsentbydespisingallauthority.’Itisaformof‘collectivehysteria.’Perreau-Saussine(2005),30-31
246
theMarxist political project.64InAfterVirtue, he preserves theMarxist critique of
capitalism and liberalism, for he adamantly affirms the need to critique
individualized, instrumentalized social relations to recover the genuine human
essence.Neverthelessheconcludesthatthereisnolivepoliticaloptionavailablefor
Marxism.Itis‘exhausted’asapoliticaltradition.65
III.ThePhilosophicalCritiqueofLiberalism
In rejecting Marxist political projects as failures, MacIntyre looked to the
theoretical errors thatunderwrote these failures, toovercomehis epistemological
crisis.First,hecriticizedtheturninMarxisttheorytowardeconomicdeterminism,
which ends up furthering Weberian politics in the mode of social democracy or
Stalinism.Second,heseizeduponhisleft-wingcolleagues-turned-social-democrats,
whoused the languageof liberal individual rights to critiqueStalinism.MacIntyre
reflectedonhowMarxistcriticsdependonliberalmoralitytocritiqueStalinism,so
that they presented their critique of Stalinism through the liberalism they once
ostensibly rejected. These failures impelled him to go beyond Marxism’s
philosophical inheritance—not to abandon it but to correct Marx’s philosophical
errors.
For MacIntyre, Marx relied too extensively on economic determinism to
claim scientific status for his theories. As Marx saw it, the deterministic
understanding of human behaviour and the revolution entailed by this
understanding provided laws of history: a working-class revolution in an
64MacIntyreandhisleftistcolleaguesbecameincreasinglydismissiveofoneanother.SeeBlackledgeandDavidson(2008),xvi-xviii,xxxvii-xlix.65AV,262.
247
industrialized countrywas inevitable.Marx’s argumentdependsonwhetherhe is
right about discovering predictive laws on human behaviour.MacIntyre’s ‘hidden
agenda’ in After Virtue is to show that Marxist theory is wrong in this respect.66
Marxisttheorywaswronginhavingfailedinitsspecificpredictions:revolutionfirst
took place in an unindustrialized country, Russia, and the working class did not
instigate it. Marxist theory is thereby unscientific. Yet arguing in that mode, one
could conclude that the only problemwithMarxism is that it grasped thewrong
predictivelawsofhumanbehaviour.Forthatreasonitsmeansdonotproducethe
predictedends.Bycontrast,theliberalbureaucratoffersadifferentsetofpredictive
laws,anddifferentmeanstoachieveit.67Instrumentalreasoningsurvives.68
MacIntyre thus argues that a Marxist or liberal theory can never discover
predictive laws that encompass all human behaviour. These theories fail as an
account of human action.69During his period of epistemological crisis, MacIntyre
searched for some of the resources for overcoming determinism in Marx.70Marx
raised the question of how humans act. In aiming to help workers think of
transforming themselves and their social conditions,Marx conceived of society in
terms of human agency, and of alienated human powers.71By focusing on the
powersofhumanagencyandhowtheymightbethwarted,MacIntyrehopedtoturn
Marxawayfromeconomicdeterminismandtoplacearenewedemphasisonhuman
66Wartofsky(1984),237.CitedinLutz(2012),35.67MacIntyrecouldevenmakethisobservationforthemostHayekiancirclesofthepoliticalright;seeKnight(2007),129-30.68NMW,36.69AV,88-108.70‘CommunismandBritishIntellectuals,’inAMEM,118-19.71NMW,41;‘BreakingtheChainsofReason,’inAMEM,142,150-51;Knight(2007),113.
248
freedom,understoodasthedesiresofagentstoactualizethesocietytheywantand
becomethesortsofpersontheywanttobe.72
Nevertheless, to develop this account would require a philosophical
psychology of human agency or practical reasoning, which Marxism does not
provide. Moving beyond Marxism, MacIntyre sought to develop an account of
practicalreasoningthatdidnotseewantsanddesires inmechanisticor irrational
terms.73Rather,wantsanddesireswouldprovidereasonsforactions.Inthecritical
argument ofAfter Virtue, MacIntyre criticizes the accounts of human agency that
separatemorality,what‘ought’tobedone,fromtherestofhumanaction,aswellas
accountsthatseparatemoralityfromdesire.74
MacIntyrewrestledwiththesecondgreattheoreticalprobleminMarxismby
scrutinizing how communist intellectuals engaged with Stalinism. For any
communist intellectualwhohadnotgivenuphisbrain, therewasapressingneed
for a moral theory providing a rational, justifiable rejection of Stalinism. So
MacIntyreexclaimed:‘apositionintowhichwearealltemptedintoisthatofmoral
criticofStalinism.’75Becominga‘moralcritic’ofStalinismwasatemptation,notan
imperative, because while Stalinism must be rejected, it must be rejected for a
reason.76The temptation was to reject it arbitrarily.77During the period of his
72‘FreedomandRevolution,’inAMEM,129;Lutz(2012),25.73Knight(2007),131.74Lutz(2012),82.MacIntyre’streatmentofintractablemoraldisagreementsemphasizeshowimpersonalrationaljudgementsappliedbybothsidesinthesedisagreementsdividedesireandduty.AV6-9.75NMW,31.76Lutz(2012),22.77NMW,37.
249
epistemological crisis, MacIntyre’s preoccupation was to find the moral
philosophicaltheorythatcouldprovidethereasonsforrejectingStalinism.78
Inthelate20thcentury,threephilosophicaltheoriespurporttoofferreasons
forrejectingStalinism:thatoftheEncyclopaedist,neo-Kantianliberalism,thatofthe
genealogist, Nietzchean postmodernism, and finally that of the Thomist, neo-
Aristotelianism.79Many communist intellectuals chose the first theory, rejecting
Stalinism on the grounds of liberal individualism supported by Kantian
justifications.80ForMacIntyre, they fell into temptation.Kantianmoralphilosophy
attempts toprovide liberalismwith impersonal andobjectivemoral standards for
determiningwhat shouldbedone.One recognizes these impersonal andobjective
moral standards and legislates them for oneself as themoral law.Here arises the
principal critique of Kantianmoral philosophy. G.E.M. Anscombe’s essay ‘Modern
MoralPhilosophy’attackedtheconceptof‘legislatingforoneself’as‘absurd.’As‘the
concept of legislation requires superior power in the legislator,’ Kantian moral
philosophymakes the subject of the law simultaneously themaster of the law.81
MacIntyre acknowledges his debt to Anscombe inAfterVirtue,82and takes up her
critique to emphasize that the Kantianmoral agent has no criterion to justify his
choice for the moral law other than his own autonomous choice.83The Kantian
78AV,xviii;ForafullertreatmentofthispreoccupationseePerreau-Saussine(2005),63-79.79ReadingTRVaspartofMacIntyre’scriticalargument.SeePerreau-Saussine(2005),76.80E.g.JurgenHabermas.SeePerreau-Saussine(2005),76;Sayers(2011),80.81Anscombe(1958),2.82AV,86.83AV,44-46.Lutz(2012),86-87.
250
moralagentcanonlycondemnStalinism‘inthenameofhisownchoice.’84Thisisno
justification.
InemphasizingthatKantianismleavesmodernmoralagent ‘criterionless,’85
MacIntyre applies the critique of Kantianism provided by Nietzschean
postmodernism. The critical argument of After Virtue holds that Nietzsche’s
diagnosis of contemporary morality is essentially correct. Morality could be a
response to some truthdiscovered through the studyofnature.But if one rejects
thatthestudyofnaturecanrevealanythingaboutmoralstandards,thealternative
istoarguethatmoralstandardsexistbecausewechoosethattheydo.86Nietzsche’s
critique regards the concept of the autonomy of the will as a deeply flawed
component of modern morality. It means that the concepts associated with
liberalism, contract, utility and individual rights, must also be rejected as
criterionless.87
Long before composing the critical argument of After Virtue, MacIntyre
concluded that the moral reasoning of Stalinism and the moral reasoning of
liberalism were mirror-images of one another in their account of practical
reasoning.Theycreateadichotomybetweenwillandnature.88Boththeliberaland
Stalinist see the will as the source of ‘morality,’ and contrast it with nature—
specifically, natural human desires. The liberal, being a good Kantian, chooses
moralityagainstdesire.TheStalinistchoosesdesireagainstmorality,yet renames
84NMW,37.85AV,33.86Lutz(2012),24-25.87AV,69-70.88Lutz(2012),25.
251
desire—intheircase,thedesireforpower—thetruemorality.89WhiletheStalinist
andliberalinventtheirvalues,atleasttheMarxistdiscoversthemthroughthestudy
ofnature.90This insightprepared theway forMacIntyre to look foranalternative
theoryofpracticalreasoning,whichdidnotpresupposethedichotomybetweenwill
andnature.
IV.TheSocialCritiqueofLiberalism
Duringtheperiodofhisepistemologicalcrisis,MacIntyrealsoevaluatedthe
social culture that liberalism produced, coming to the conclusion that this flawed
social culture emerged from certain philosophical assumptions of the
Enlightenment.MacIntyrewasledtoevaluatethesocialculturebecauseheheldthat
the easewithwhich somany of his communist contemporaries transformed into
good liberals couldnot simplybeexplainedanalytically as a caseof flawedmoral
reasoning. MacIntyre settled on a social explanation, holding that modernity is
defined by a social culture wherein the understanding of morality as ‘choice’
dominates.
In the critical argument of After Virtue, MacIntyre associates this
preoccupation with choice to the theory of emotivism that arose in early 20th
century moral philosophy. Emotivism argues that moral judgements are only
expressionsofpreferences,attitudes,andfeelings.Amoraljudgementexpressedin
asentence,suchas‘thisisgood,’meansthesameas‘Iapproveofthis,dosoaswell’
or‘Hurrahforthis.’Nootherrationaljustificationcanbeprovided.Foranumberof
89NMW,49.90NMW,47.
252
reasons,moralphilosophersgenerallyagreethatemotivismasatheoryofmeaning
formoraljudgementsisfalse.91
Yet MacIntyre argues that it is a cogent theory about the use of moral
judgements in society.92Most people use what they present as objective moral
judgementstoexpressthearbitraryattitudes, feelings,preferences,andchoicesof
their will. In society, emotivism transforms moral discourse into the will of one
personattemptingtoalignthepreferences,attitudes,andfeelingsofotherperson’s
will to theirown.93Whenexpressingmoral judgements, emotivists encourageand
even manipulate others to follow their arbitrary preferences and choices.94The
manipulativecharacterofemotivismarisesnotbecauseemotivistsareparticularly
oppressive. Instead, it is because the emotivist believes that the values and
principles are only authoritative by one choice to value them. In society, moral
disagreements are clashes of thewill; they have no resolution except in onewill
aligningtheirchoicewithanother.Thesocialcultureofmodernityisthe‘cultureof
emotivism.’
What makes the moral culture manipulative is that the characters who
inhabit it judge their success solely by how effective they are in adding others to
theirprojects.95Thecultureofemotivismleavesindividualschoosingendsthatthey
agree are essentially arbitrary, so all differences are understood as struggles for
91AV,12-13.MacIntyrereferstoC.L.Stevenson.MacIntyrereengageswithmore‘philosophicallysophisticatedforms’ofthetheoryofemotivisminECM,underthenewterm‘expressivism’(17).ForthesakeofcontinuitywithAVIusetheterm‘emotivism.’92AV,13-19.93AV,24;Lutz(2012),90-91.94Lutz(2012),56.95Lutz(2012),57-58.Thecharacterswhoinhabitthecultureofemotivism,therichaesthete,themanager,thetherapist,andtheconservativemoralist,alldeployparticulartacticstogetotherstoaligntheirwillstotheirprojects.AV,xv,26-31;Lutz(2012),58;McMylor(2011),230-31.
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power. In that way, the key to this social culture is the ‘obliteration of any
distinctionbetweenmanipulativeandnon-manipulativesocialrelations.’96
Searching for the roots of the emotivist social culture, MacIntyre adopts
another feature of Nietzsche’s critique of modernity, making a genealogical
argument.97MacIntyrecontendsthattheemotivistsocialcultureemergesfromthe
Enlightenment project. 98 Although the Enlightenment project advances an
impressivemoral philosophy, it is ultimately unable to justify its vision of ethical
practice except as a choice for certain values.As ever, this is no real justification.
‘WhytheEnlightenmentprojectofjustifyingmoralityhadtofail’isakeycomponent
of the critical argument of After Virtue. The Enlightenment project of justifying
moralityhadtofailbecauseitremovestheroleofteleologyfromethics.
MacIntyre conceives of the Enlightenment project as a rejection of the
teleological ethical framework that Aristotle provides in theNicomachean Ethics.
Aristotle’sframeworkisa‘threefoldscheme:’
1. Aconceptionof‘untutoredhumannature.’2. ‘Thepreceptsofrationalethics.’3. A conception of the human good as that of ‘human-nature-as-it-
could-be-if-it-realized-its-telos.’
Thegoalofethicsistotaketheagent,withhisimperfect,untutoredhumannature,
from (1) to the perfected nature of (3), with the help of (2). Each of these three
96AV,23.97MacIntyreacknowledgesthatthisstrategyisNietzschean,inseekingtounmaskanideology,buthisconsideredreasonsincludeaThomisticjustification,identifyingintellectualblindnessinmoralerror:thesinofpride.SeeTRV,147.98MacIntyreiswellawarethattherearedifferentversionsofEnlightenment:seeEP,172.Yethisemphasisisontheproject:Enlightenmentthinkers,suchasDescartesadvanceaseriesoftheoreticalideas‘almostasanelectoralplatform.’SowritesCharlesPéguy,citedinPerreau-Saussine(2005),57.
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points require reference to the other two if their status and function is to be
intelligible.99
MacIntyreclaimsthatAristotle’s framework is ‘notessentiallyaltered’until
the lateMiddleAges.100Then the framework is subject to twogreat attacks. First,
Luther, Calvin, and Jansen launch a series of theological attacks. They deny that
‘human-nature-as-it-could-be-if-it-realized-its-telos’ is something available to the
power of human reason. Original sin has destroyed the power of human reason.
Second, Enlightenment science launches an attack on Aristotelian natural
philosophy.Attaching severe limits to thepowerofhuman reason,Enlightenment
sciencecontendsthatanyconclusionastowhat‘human-nature-as-it-could-be-if-it-
realized-its-telos’isunscientific.Inthewakeoftheseattacks,modernphilosophers
remove(3)fromtheinheritedethicalframework,leaving(1)and(2).
The new moral system addresses untutored human nature or imperfect
humanbeings,whomustobey(2),reconceivedastherulesofmorality.101InEthics
andtheConflictsofModernity,MacIntyregives thenewmoral system thenameof
‘Morality.’ The rules of morality for ‘Morality’ have the following characteristics:
theyaresecular;theyareuniversallybindingonallhumanagentsandknowableby
all;theyconstrainindividualdesires;andtheyareframedinabstracttermsanddo
notmentionsocialroles.102
99AV,52-53.100AV,53.ForanaccountofhowAristotle’sframeworkmeetschallengesfromothertraditions,notablytheAugustiniantradition,seeTRV,105-26.101MacIntyreconsiderstheassertionthatmoralityisadistinctandautonomouskindofethicalpracticeasanassertionofmodernity.AV,38;TRV,28.MacIntyreintroducestheterm‘Morality’inECM,65;itisthe‘moralsystempeculiartoandcharacteristicofearlyandlatecapitalistmodernity’(114-15).102ECM,115.C.f.TRV,26.
255
Moreover,‘Morality’rejects‘anyteleologicalviewofhumannature,anyview
ofmanashavinganessencewhichdefineshistrueend.’103Thisattackalsodenies
thatonecaninferone’strueend,thehumangood,byconsideringone’sowndesires
forwhat isgood,andthemoralprecepts thatmighthelprealize this trueend, the
humangood.Itseparatestherulesofmoralityfromdesire.104Therulesofmorality
are thereby deprived of their purpose. Morality’s basis becomes increasingly
obscure,althoughvariousmodernphilosophersattempttojustify(2)from(1).105
However, thisexposes therulesofmorality toa famousattack fromHume,
arguing thatonecannot inferan ‘ought’ froman ‘is.’Later,MoorecodifiesHume’s
observation in logic as the naturalistic fallacy. ButMoore is incorrect: theway to
move from an ‘is’ to an ‘ought’ without committing a logical fallacy is through a
functional concept, defined as the purpose or function the concept is expected to
serve.Forexample,awatchisagoodwatchifitservesthefunctionofkeepingtime
accurately;andafarmerisagoodfarmerifheservesthefunctionoffarmingwell.
Forthenaturalisticfallacytoapply,moralphilosophyhastoassumethatthehuman
personisnotafunctionalconcept.106
Modern ‘Morality’ provides a concept of the human person that is neither
functionalnorteleological.Thisconnectstotheearlierobservationsoncivilsociety
presuming no essential social relationships. MacIntyre observes howmodern life
compartmentalizes social life into various social roles that are separate and
sometimes in conflict with one another in terms of what they should do. When
103AV,54.104Moralityconstrainsindividualdesires,ECM115.Knight(2007),140.105AV,55;Breen(2012),158.106AV,58.
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compartmentalized,thehumanbeinglacksaunified,integratedlife.107Arguingthat
the self assumesvarious social rolespresumesadividebetween the true self and
thesocialrolestheselfmightplay.Everymoralactioncanbeevaluateddifferently
fromwhatever social role the self has adopted, including the choice to assume a
particularsocialrole.Moralcriteriacanbeexchangedwitheachsocialrole.Theself
then,neverfullyidentifieswithanysocialrole;correspondingly,noethicalprinciple
exercisesitsauthorityovertheself.Theessenceoftheindividual ishisautonomy.
The self chooseswhat ethical principle to value.108Unable to reason teleologically
fromasocialroleortoaconceptionofhumangood,theself istheghostly ‘I’.109It
chooseswhichmoralrulestovalue,butlacksanycriteriatoprovideabasisforits
choicesorapurposefor itschoices.110‘Morality’abstractsthehumanpersonfrom
socialroles,relationshipsorresponsibilities,andinventstheindividual.111
Toemphasizethattheabandonmentofteleologyanditsreplacementwithan
abstractindividualisalossforthesocialculture,notaliberation,MacIntyreinsists,
withthehelpofAnscombe,thattherulesofmoralitystandingontheirownmakeno
sense.Anscombearguesthatanyconceptofamoralrule, ‘yououghttodoso-and-
so,’ whether taking a utilitarian or Kantian form, is a holdover from medieval
theories justifyingmoralobligationintermsofGod’scommands.Intheabsenceof
thatparticulartheisticframework,Anscombeconcludes,theconceptofamoralrule
ismeaningless.MacIntyreaddsthatthemoralrulesprevalentinmodernity’ssocial
107ECM,228.E.g.VasilyGrossman.SeeECM,248-49,264.Lutz(2012),123.108AV,26.109AV,32.110ECM,134.111AV,60-61;TRV,192.
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culture are unclear concepts decoupled from the original context that gave them
meaning. From a sociological perspective, ‘Morality’ is a collection of fragments
handed on from scattered social roles and predecessor cultures. Moral rules are
‘formsofexpression’fortheemotivist,buttheemotivistlacksanyrealawarenessof
the background beliefs thatwould be required to justify their use of thesemoral
rules.112In the culture of emotivism, moral rules are akin to the ‘taboo’ rules of
Polynesians, prohibitions on awhole range of actions. The Polynesians originally
hadaseriousofbackgroundbeliefsbywhichthosetabooruleswereunderstood.By
1776, the time of Captain Cook’s voyage, they had forgotten those background
beliefs and no longer understood what purpose the taboo rules served. In 1819,
KingKamehamehaIIcouldthenexposethetaboorulesaslackingjustification,and
abolishthemwithminimalcontroversy.113
In our European-based culture of emotivism, says MacIntyre, Nietzsche is
KingKamehamehaII.In‘fiveswift,wittyandcogentparagraphs’ofTheGayScience,
NietzschearguesthatallthevariousattemptsoftheEnlightenmentprojecttofinda
rational basis for morality fail.114When Nietzsche considers modern morality’s
socialculture,heconcludesthatthewaymoralityisusedistomasktherawstruggle
forpower.MacIntyreagreeswithNietzsche.Recalling that theobjectivehere is to
find a principle for refuting Stalinism, MacIntyre concludes that neither
Enlightenment culture nor Enlightenment moral philosophy has the resources to
112AV,60;MacIntyreishelpedbyAnscombe(1958),5-7.113AV,112;c.f.TRV,27-28;178-86.114AV,113;seeGS§335.
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refuteStalinism.Liberalismdoesnothavethephilosophicalandsocialresourcesto
refutepoliticalirresponsibility.Indeed,itinvitesit.
V.TheTheologicalCritiqueofLiberalism
Addressing a further Weberian feature of modernity, MacIntyre had long
criticizedhowliberalismtransformedthemodernwayoflifeintoasecularwayof
life.115InAfterVirtue, thediminishmentof religion is another characteristicof the
cultureofemotivism.‘Allfaiths,andallevaluationsareequallynon-rational;allare
subjectivedirectionsgiventosentimentandfeeling.’116Thisclaimabout ‘all faiths’
develops MacIntyre’s concern, explored throughout his work, that the
compartmentalization of modern life damages religion. Compartmentalization
divides religious activity from one’s work, politics, and leisure. It takes what is
supposed to be the ultimate, authoritative meaning of life, directing all other
activities, and turns it into one optional activity amongst others. So
compartmentalization strangles religious life. 117 Secularization’s broader social
effectdeepenstheemotivistculture,as it turnsthequestionaboutthemeaningof
life into an embarrassing one, better not asked for fear of being labelled
psychologicallydisordered.118Theconsequenceofavoidingthisquestionistheloss
of moral conscience and of the capacity to distinguish between good and evil.
Liberal individualisminhibitsthemoral life.Lefttohisowndevicesandtosecular
115MacIntyre(1991),267-68;Perreau-Saussine(2005),131;D’Andrea(2006),95-96.116AV,26.117ForMacIntyre’searlytreatmentofthistopic,seeMarxism:AnInterpretation,inAMEM,12-14.ForafulleraccountseeMcMylor(2011),234-36.118TP,126.
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institutions, the individualhasnoresourcesto justifyhismoralorspiritual ideals,
leavingtheseidealsimpoverished.119
AsayoungmanandaChristian,MacIntyrethoughtthatChristianitycouldbe
a resource for renewingmoral life,butevenwithinChristian theology the taintof
liberalism had spread. Liberalism transformed Christianity from an authoritative
declaration of particular revealed truths into a socially respectable system
describing human needs.120Christ comes to tells us the same thing that liberal
Enlightenment tells us:we can all just get along. For liberal theology, it is liberal
Enlightenment that effectively has the authority. The most famous theological
critiqueofthecomfortablealliancebetweenChristianityandliberalismcomesfrom
the Protestant theologian Karl Barth, who emphasizes the definitive authority of
Christian revelation. Accusing liberal theologians of conforming faith to
Enlightenmentreason,Barthseparatesreasonfromrevelationsothattheauthority
ofrevelationcannolongerbesubordinatedtotheauthorityofreason.Thisposition
appealedstronglytotheyoungMacIntyre.HesawhimselfsurroundedbyAnglican
liberal theologians who make Christianity either trivial or false.121Nevertheless,
Barth’s separations demarcated theology from philosophy. It is an either-or.
MacIntyrewas interested in howboth theology and philosophy could deepen the
understanding of practical reasoning. Perreau-Saussine pithily states the dilemma
fortheyoungMacIntyre:
119ECM,136-38.MacIntyreopposeshimselftoCharlesTaylor,seePerreau-Saussine(2005),135-41.120ASA,13.121‘ThecreedoftheEnglishisthatthereisnoGodandthatitiswisetopraytohimfromtimetotime.’ASA,26;7-8;MacIntyre(1994b),257.
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Eitherpractical reasoning isautonomousandmenhavenothing todowiththeology…or themoral life is a function of the commandments of God andmenhavenothingtodowithpracticalreasoning…inthefirstcase,thereisnoreligiousmorality,andinthesecond,thereisnoreligiousmorality.122
MacIntyre sought a rational justification formorality,whichBarthdenied religion
can offer. On this point Barth agreed with the liberals, and so ironically he
strengthened the liberal dominance of Christian theology. 123 Dissatisfied with
Barth’s understanding of religious belief, and left with no alternative answer,
MacIntyre losthis faith toward1960.Nevertheless, theproblemofhowliberalism
distortsreligionstillpreoccupiedhim.124
VI.TheModernCatastrophe
ThenarrativeofMacIntyre’s lifeupto theAfterVirtueprojectstarts froma
Marxist tradition of enquiry, with which MacIntyre defines and seizes upon the
problems of modern liberal individualism. As a Marxist, he sets out to find a
revolutionary political solution that transforms the deficient social relations of
modernliberal individualism.YeteachpossibleMarxistpoliticalsolutionfails.The
political solution of social democracy is indistinguishable from modern liberal
individualism, and concedes that politics is to be dominated by Weberian
bureaucrats claiming authority by their grasp of deterministic laws governing
humanbehaviour.ThepoliticalsolutionofStalinismconcedesthesamedomination
ofWeberianbureaucrats,addingthemoralhorrorsofGulag.MacIntyreknowsfull
wellhemustrejectStalinism,butinhissearchforamoralreasontorejectStalinism,
122Perreau-Saussine(2005),146-47.123ASA,15-16.124ForafullertreatmentoftheearlyMacIntyre’sinterestsinthephilosophyofreligion,seeD’Andrea(2007),123-63.
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he is dissatisfied with the predominance of liberal moral reasoning. The most
articulate version of liberal moral reasoning, neo-Kantianism, only manages to
justifyitselfthroughanarbitrarychoiceforcertainmoralstandards.
According to the research programme of After Virtue, the roots of
modernity’s failure to provide reasons for rejecting Stalinism lies in the
Enlightenment project’s production of ‘Morality,’ and the failure to justify it. The
Enlightenment project failed because it severed moral rules from their basis in
naturalteleology.Itdenouncedanyattempttoconsiderthetelosofrationalhuman
desiresorsocialroles,butthisleftthemoralrulesittriedtodefendasbaseless.125
ThecruxofMacIntyre’s sweepingcritiqueof liberalism takes the formofa
‘disquietingsuggestion’atthestartofAfterVirtue:‘imaginethatthenaturalsciences
were to suffer the effects of a catastrophe.’ This catastrophe is the widespread
destruction of the natural sciences, leaving only fragments. Later, some try to
recover the natural sciences from the fragments, but, ‘Nobody, or almost nobody,
realizesthatwhattheyaredoingisnotnaturalscienceinanypropersenseatall.’126
MacIntyre’sclaimisthatintheactualworld,ethicalpracticeisinthesamestateof
disorder as the natural sciences are in this imaginedworld. The social culture of
emotivism that underwrites the politics, philosophy, and theology of liberal
individualism is a description of this state of disorder. Yet what is the actual
catastrophe?Tofindthecatastrophe,hewrites:
125Knight(2007),140-41.126AV,1.
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weshallhave to looknot fora fewbriefstrikingeventswhosecharacter isincontestably clear, but for a much longer, more complex and less easilyidentified process and one which by its very nature is open to rivalinterpretation.127
MacIntyre does not associate the catastrophe with the Enlightenment project or
with Protestantism.128Although these do contribute, their common feature is to
understand ethical practice as an act of the will, an offshoot of a theory of
voluntarism,ratherthanwithinateleologicalframework.MacIntyre’scatastropheis
the slow turn away from the Aristotelian tradition of natural teleology toward
voluntarism.129Thismovementmakesethicalpracticeaboutthewillfollowingrules,
andunabletoanswerthequestion,‘whatkindofpersonshallIbecome?’130
Asnotedearlier,MacIntyre considers three traditionsof enquiry atplay in
thepresent:neo-Kantianism,Nietzscheanpostmodernism,andneo-Aristotelianism.
MacIntyre’s critique of the Enlightenment project relies heavily on Nietzschean
postmodernism,beingNietzscheaninmethodandsubstance.Inmethod,MacIntyre
deploys a genealogical, historical argument looking for the flaw of the
Enlightenment project. In substance,MacIntyre followsNietzsche and argues that
thegenealogyoftheEnlightenmentunmasksEnlightenment’srationaljustifications
127AV,3.128C.f.Beiner(2014),169n,186-88.BeinerfretsthatMacIntyreisanti-Enlightenment,yetMacIntyre’squarrelwithEnlightenmentisthattheyinheritanddevelopatheoreticalerror.TothechargethatMacIntyreignoresthepositiveeffectsoftheEnlightenment(elaboratedinSayers(2011)),MacIntyrehasthreeanswers(MacIntyre(2011b)).First,MacIntyreacknowledgesthattheEnlightenment’semphasisonnegativefreedom,freedomfrominterferenceandinterventioninreactiontotheabusivecoercivepowerfrequentlyexercisedinthepre-modernworld,shouldbegivenitsdue:Enlightenmenthassomepositiveoutcomes(325-27).Yetsecondly,grantingthatmanyofthehopesoftheEnlightenmenthavenotbeenrealized,MacIntyre’scritiqueofthelackofjustificationbehindEnlightenment’sclaimsarguesthatEnlightenment’sunfulfilledhopesoccurnotinspiteofEnlightenmentvalues,butbecauseofthem(326).Third,MacIntyrewouldarguethatsomeofthepositiveoutcomesattributedtoEnlightenmenthavetheiroriginsinothersources(c.f.329).129‘thelatemedievalpredecessors’ofLuther,Calvin,andJansen‘embodyanewconceptionofreason.’AV,53;TRV,155;Lutz(2012),44-46.130AV,118.
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ofmoralityasdependentonarbitrarychoice.131Inmoralphilosophy,theclaimsof
neo-Kantianism to provide rational justification fail. In politics and society, these
failed claims show that ethical practice is a collection of fragments, in grave
disorder,servingtomaskthewilltopower.Inthisatmosphere,voluntarismrisesto
the fore.132The self is a ‘ghostlywill’whohas no criteria to justify its choices for
actions.Itassumesandsurrenderssocialrolesasitwishes.
Nietzsche, however, offers a rival interpretation of the catastrophe. His
solution to the disorder ofmodernity is to embrace voluntarism.Moderns should
redefinewhatisgoodandbadbasedontheawarenessthatweareself-legislators,
choosing our values for ourselves without attempting rational justification.
MacIntyre makes this position appear compelling—unlessone can show that the
Enlightenment project’s rejection of the Aristotelian ethical practice was a
mistake.133Consequently,MacIntyreposesthequestion,‘NietzscheorAristotle?’134
MacIntyre has reasons to be uneasy with Nietzschean postmodernism.
Nietzscherepudiatesanyrationalbasisforethicalpractice,notablydenyingthatthe
‘self’candiscoveritinsharedsocialactivity.135ThesocialcultureofNietzscheanism
is Weberian, obliterating any distinction between manipulative and non-
manipulative social relations. It leaves power as the sole means of evaluating
success: the successful characters ofWeberian politics and society are thosewho
131TRV,39-40.D’Andrea(2006),346.132MacIntyreseesvoluntarismasthecommonfeatureofsuchdiversethinkersasHare,Rawls,Gewirth,Nietzsche,Sartre,Weber,C.L.Stevenson,andErvingGoffman.AV,21,26,35;D’Andrea(2006),230.C.f.Weaver(1948).133D’Andrea(2006),249.134AV,109-120.Theoppositiontorationalismisexpressedasaproscriptionagainstmetaphysicsandaunifiedself,aproscriptionwhichtheNietzscheanholdsinconsistently.TRV,46,53,54,207-14.135AV,257-58.
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areeffectiveingettingthewillsofotherstoaligntotheirownwill.Itistrappedin
theironcageofinstrumentalreasoning,withnojustificationfortheendsforwhich
oneacts.Politically,NietzscheanismhasnoreasontorejectStalinism,oranyother
deceitful political ideology. It takes the form of the protesters ofMay 1968: they
cannot give an account of their principles, so collapse into collective hysteria.
Theologically,Nietzschedeniesoutrightthatreligiousquestionspersistinthepost-
Enlightenmentworld,buthissavageattacksagainstChristianityarealsoanattack
on rationalism. By assuming that theism and rationalism are joined together,
Nietzsche inadvertently strengthens the case for reasonable religious belief.136
Therecanbegoodreasonstosustainreligiousbeliefoutsideofliberaltheology.
In brief, neo-Kantianism is complicit in the disorder of modern ethical
practice, while Nietzschean postmodernism embraces it. By contrast, neo-
Aristotelianismcouldresolvethedisorderinmodernethicalpractice.Thefailureof
liberalismandStalinismalikerestson theirassumeddichotomybetweenwilland
nature.Theyrejectnatureasthebasisforethicalpractice,placingit insteadinthe
will.Incontrast,MacIntyrenotesthattheMarxistissupposedtodiscoverthebasis
of ethical practice.Moving forward fromMarx, can ethical practice be discovered
throughthestudyofnature?InlightofhisclaimthattheEnlightenmentproject‘had
to fail,’ MacIntyre concludes that any successful justification for ethical practice
must take the form of Aristotle’s ethical framework.137 Taking telos seriously,
expressedinnaturalhumandesiresandsocialroles,thequestionofethicalpractice
wouldnotbeaboutwhatruletofollow,butwouldbeaboutwhatsortofpersonone136TRV,66-67.137AV,52-55;Knight(2007),141.
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shouldbecome.Itwouldprioritizethedesiresofagentstoactualizethesocietythey
want and become the sorts of persons they want to be. It would require a
philosophicalpsychologyofhumanagencythatdoesnotseparatemoralityfromthe
restofhumanaction.Theseareimportanttheoreticalcorrectives,butit isonlyfor
thephilosophertointerprettheworld.Thepointistochangeit.MacIntyreaccepts
the problems modern liberal individualism produces for social relations, in
capitalistmarketsandWeberianpolitics.Acompellingcaseforneo-Aristotelianism
would alsohave to rehabilitate the revolutionarypromise for a transformationof
social relations, to create a ‘revolutionary Aristotelianism’ that goes beyond the
exhausted traditions of Marxist politics.138 The constructive argument of After
Virtue’sresearchprogrammeaimstomeetalltheseobjectives.
MacIntyre’sAristotle
MacIntyre’s constructive argument is that when Aristotle is interpreted as
partofa tradition,hecanprovideall these things.MacIntyredescribeshimselfas
aiming‘toreconstructthemoraltheoryandcommunalpracticeofAristotelianismin
whateverversionwouldprovidethebesttheorysofar.’139Providinga‘besttheory
so far’ within a tradition means that ‘reconstruction’ is an on-going, open-ended
process.ThiscorrespondstoMacIntyre’sphilosophicalenquiry.Althoughthereare
numerous‘Aristotelian’featuresofhisthought,Ifocusonthemainobjectiveofhis
reconstruction. I argue thathisphilosophical enquiry is aunifiedquest to explain
and justify teleology inpractical reasoning.Thisquestpromptshim towriteAfter138SeeKnight(2007),224;(2011).139MacIntyre(1994b),263.
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Virtue, commencing theprogrammeof reconstructing theAristotelian tradition of
practicalreasoninginthefaceofmodernchallenges.
MacIntyre’squestadvancesthroughseveralstages.Hisinitialreconstruction
of the Aristotelian tradition in After Virtuemakes severalmajor departures from
Aristotle. His philosophical quest to justify teleology leads him to deepen his
commitment to Aristotelianism. In describing MacIntyre’s philosophical quest, a
controversial issue ishowheproceeds fromAristotelianism toThomism.Someof
hismost influentialcriticshaveseenasudden,perhapsideological,ruptureatthis
point.Againstthisposition,IarguethatMacIntyreadoptsThomistformulationsof
Aristotelian positions: he sees continuity between Aristotle and Aquinas on the
unity of the virtues, the role ofmoral absolutes as natural law, and the need for
metaphysicalexplanations.AsaThomist,MacIntyreprovideshisunderstandingof
the human telos and the life of philosophical enquiry. He draws insights from
Aristotle,butrecognizesthattherearedeficienciesinAristotle’saccountofthebest
lifeandthecontentof thevirtues.OnthesepointshebreakswithAristotelianism,
andsideswithAquinasagainstAristotle.Finally,MacIntyre’saccountofthebestlife
combines philosophical enquiry and political activity. Since he intends a
reconstructionofthe‘moraltheory’andthe‘communalpractice’oftheAristotelian
tradition,Ioutlinehis‘revolutionaryAristotelianism’ashis‘communalpractice:’his
practicalchallengetothesocialandpoliticaldominanceofliberalism.
I. The Programme of After Virtue: Reconstructing the AristotelianTradition
TheobjectiveofMacIntyre’sresearchprogrammeistoreconceivethewhole
study of human agency or practical reasoning to vindicate the Aristotelian
267
tradition.140The‘theoryofthevirtues’heseeksinAfterVirtueispartofthatlarger
study.MacIntyre’straditionofthevirtueslookstofindexcellenceinhumanagency,
addressing habits of desiring, choosing, and acting. The Aristotelian form of the
traditionofthevirtuesisthathumannaturedetermineswhatthehabitsare,sothat
developing thesehabits is theessentialgoalof thegood life.MacIntyreprioritizes
the theory of the virtues in After Virtue because showing what the virtues are
demonstratesthathumanactionisteleological,andcorrectsthebasicmistakeofthe
Enlightenmentproject.
In After Virtue, MacIntyre gave Aristotle’s account of the virtues a central
place. NeverthelessMacIntyre disagreedwith some of Aristotle’s positions. So he
treatedAristotleaspartofatraditiononthevirtues.MacIntyrecouldthenclaimto
besomeonedevelopingthistradition,andcouldextrapolatefromAristotleaseries
of ‘Aristotelian’ positions. With this approach, MacIntyre distanced himself from
Aristotle.MacIntyrefullyacknowledgedthattotreatAristotleaspartofatradition
is ‘a very un-Aristotelian thing to do.’141A tradition leaves present philosophical
positionsopentothepossibilityofcorrection,givingthephilosophicalpositionsan
incomplete character. By contrast, Aristotle did not explicitly think of himself as
contributingtoatradition;heintendedtoreplacetheerrorsofthepastbyhisown
comprehensivelytrueaccount.142
NeverthelessMacIntyre seesAristotleas implicitlyundertakinga tradition-
constitutedenquiry:torepeatacrucialmaximofMacIntyre,Aristotle’sphilosophy
140WJWR,ix.141AV,146.142AV,146.
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presupposes a sociology.Aphilosophical theoryof the virtues takes as its subject
matter a pre-philosophical theory ‘implicit in and presupposed by the best
contemporary practice of the virtues.’143A philosophical theory of human action
developsoutofobservationandreflectiononhumanactioninitssocialcontext.In
hiswork,Aristotledevelopsaphilosophicaltheoryofthevirtuesbyreflectingonthe
socialpracticesextantinHomericandclassicalGreece.ThosewhofollowAristotle
do the same, adding Aristotle to their historical series. Hence Aristotle’s
philosophical theory of the virtues, particularly in his most influential text, the
NicomacheanEthics, is important for any later thinkerwho attempts todevelop a
philosophical account of the best contemporary practice of the virtues. Although
Aristotledoesnotsay it,hisworkconstitutes thestartof theclassical traditionof
ethicalenquiry.144
Asatraditionallowsforcorrectionanddevelopment,MacIntyre’scastingof
AristotleaspartofatraditionallowedhimtocriticizeAristotleforhisweaknesses,
and develop the tradition, without repudiating Aristotelianism. MacIntyre’s own
viewsdevelop as a response to later criticismsof and commentaries onAristotle.
The positions of Aristotle himself are secondary to the views that MacIntyre
advances as a spokesman of the Aristotelian tradition. It is in these terms that
MacIntyrecallshisaccountneo-Aristotelian.145
The programme initiated byAfterVirtue turns back toAristotle to counter
the Enlightenment project’s rejection of teleology and reconstruct the concept of
143AV,148.144AV,147.145ECM,31.
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teleology. Yet in approaching Aristotle as part of a tradition, MacIntyre in After
Virtue first criticized Aristotle’s conceptualization of teleology, for Aristotle
explainedteleologyintermsofadiscreditedmetaphysicalbiology.
MacIntyremeantthatAristotle’sdevelopedaccountofteleologyreliesonhis
accountofnaturalsubstances.Naturalsubstanceshaveadeterminatefunction,end,
or telos, and why and how the activities of natural substances achieve that
determinatefunction,endortelos.Sincehumanbeingsarealsonaturalsubstances,
they are also subject to teleological explanations that show the telos of human
activity.Aristotlethinksthatnaturedeterminesthespecificgoodthathumanbeings
seek.TheergonargumentintheNicomacheanEthicstriestodeterminethespecific
goodthathumanbeingsseekintermsofthespecificergon(function)ofthehuman
being.Aristotleprovidesananswertotheergonofthehumanbeingintermsofthe
unique activity characteristic of the human being, stemming from a feature of
humannature,therationalpartofthesoul.146
Writing in After Virtue, MacIntyre was concerned that Aristotle’s ethics
presupposedthismetaphysicalbiology,andhedistancedhimselffromit.147Instead
he drew from a different side of Aristotle to reflect on the operations of human
activity. Aristotle thinks that the reflection on human actions provides a better
understandingofhumanactivity.Throughthatreflection,theagentunderstandsthe
demandsofhumanactivity,andgraspsitsgoalsorultimatetelos.Thefundamental
lesson that Aristotle provides is that the reflection on human activity reveals the
146SeeMacIntyre(1966),62-63;Lutz(2012),167.SeealsoEN1097b22–1098a20. 147SeeAV,xi;148.MacIntyredroppedAristotle’svocabularyofacharacteristicallyhumanself-activity(energeia)anditsstateofcompletion(entelecheia).Knight(2007),135-36.
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importance of teleology for practical reasoning. Human activity, as MacIntyre
appreciated fromMarx, isgoal-oriented—itmustbeunderstoodwithreference to
intentions,purposes,andreasonsforaction.148Aristotlegraspsthisimportantpoint
as well. In A Short History of Ethics, MacIntyre had written that Aristotle was
‘completelyright’inidentifyingthegoalortelosofhumanactionwiththegoodthat
the human agent pursues.149It is then possible to identify the good not from
metaphysics but through reflecting on the actions of human agents. The human
good, forAristotle, andMacIntyre, is ‘sociallydiscovered.’150Beingneithermoney,
nor honour, nor pleasure, the human good is eudaimonia.151 Eudaimonia has
variousdefinitions:itisthestateofbeingwellforman,thebestlifeforman,whatis
ultimately good for man or what provides human ‘flourishing.’152In After Virtue,
MacIntyre’s formulationof howAristotle introduces the virtues is as thequalities
which enable an agent to achieve the telos of eudaimonia, and the lack of which
frustratesthemovementtowardsthetelosofeudaimonia.153
Recalling the trenchant criticisms of instrumental reasoning in his earlier
work,MacIntyrespecifiesthekindsofmeansvirtuesaretotheendofeudaimonia.
To do so he drew on a distinction between two kind of means-end reasoning,
‘internal’ and ‘external’means to an end. It is a distinction not explicitlymade in
Aristotle, yet MacIntyre believes it was required to understand Aristotle’s
148AV,83.149MacIntyre(1966),58.150Lutz(2012),174.Seealso167-68;MacIntyre(1966),58-59.151MacIntyre(1966),81-82;AV,160.152MacIntyre(1966),59-62;AV,148.‘Flourishing’isatermusedinAnscombe(1958),andregularlyinlaterworksofMacIntyre:e.g.DRA;ECM,24-31.153AV,148.
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intention.154‘External’means-endreasoningidentifiestrulyinstrumentalreasoning,
wheretheendischaracterizedindependently,orexternally,ofthemeansthatcan
be used to achieve it. When Aristotle speaks about virtue as the means to
eudaimonia, he intends to say that virtue is ‘internal’ means-end reasoning. So
necessaryarethevirtuesto livingthegoodlife, thattheendofeudaimoniacannot
becharacterizedwithoutmakingreferencetothevirtues.Thevirtuesarequalities
whicharevaluedbothfortheirownsakeandforthesakeofeudaimonia.155Onthese
essentials,MacIntyre holds that Aristotle’s account of the goal-oriented character
forhumanaction,ultimatelywiththegoaloflivingthebestlife,wascorrect.
Aristotlewasalsocorrectintheessentialsofpracticalreasoning,the‘action
theory’ outlining the logical stages of human action. Aristotle, MacIntyre argued,
outlines the necessary conditions for intelligible human action, holding for any
human culture.156For Aristotle, practical reasoning has the following structure.157
First,therearethewantsandgoalsoftheagents.Withoutthiselement,therewould
benocontextforpracticalreasoning.Second,thereisthemajorpremise:‘doingor
seekingsuch-and-suchisthetypeofthingthatisgoodfororneededbyaso-and-so.’
Third,thereisaminorpremise,wheretheagentperceivesthatthisisaninstanceof
therequisitekind.Fourth,thereistheconclusion,aparticularkindofaction.
Considered in termsof the structure of practical reasoning, the virtues are
those qualities which enable the agent to grasp the major premise, and give the
154AV,148;184.155AV,148-49.MacIntyreisthinkingofEN1097b2-4.ThereissomedevelopmentandclarificationinMacIntyre’sunderstandingofthemeans-endrelationship.Knight(2007),134-38.156AV,161.157AV,161-62.
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agent the capacity to act upon it. The virtues involve training in habituation,
enabling the agent to becomebetter at practical reasoning.158The virtues express
trainingintheemotionsandpassions.Thepassionsaretrainedintoconformitywith
what theoretical reasoning identifies as the right goal or telos, andwhat practical
reasoning identifies as the right action to do in a particular time and place.
MacIntyre thereby contrasted neo-Humean or emotivist accounts of practical
reasoning to Aristotle’s. From an Aristotelian standpoint, reason cannot be the
servantofthepassionsbecausethepassionsmustbeeducatedinconformitywith
practicalreasoning.159
These three positions of Aristotle, the need for the ultimate telos of
eudaimonia, the role of the virtues in relation toeudaimonia, and the structureof
practical reasoning, form the core of MacIntyre’s reconstruction of Aristotelian
ethical theory.However, thisaccountofAristotelian theorymustbeplacedwithin
theAristoteliantraditionofpracticalreasoning,MacIntyre’srealreconstruction.Ina
tradition, these positions must be described in terms of their historical origins.
Moreover, if the tradition is toengagewithmodernaccountsandescape fromthe
charge that the preference forAristotle’s positions is also arbitrary, itmust show
where it is in need of refinement to demonstrate its superiority over alternative
positions. So it is necessary to contextualizeAristotle’s theories as an inheritance
fromHomeric and classical Greek societies, showingwhat Aristotle develops and
where in turn Aristotle needs to be developed. MacIntyre’s argument is that the
discussion of theHomeric inheritance produces two competing traditions. On the158AV,150.MacIntyredrawsfromEN1095b1-8.159AV,162.
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one hand, there are the sophists; and on the other, there are Socrates, Plato, and
Aristotle.160MacIntyre’sreadingofAristotle is thatAristotledevelopsandcorrects
themes incipient in thestrugglesSocratesandPlatohavewiththesophists.So for
thatreasonthereisatrajectoryfromtheHomericinheritance,throughthedebates
ofclassicalGreece,tothedevelopedpositionsofAristotle.161
Therearethree important inheritancesthatdevelopinMacIntyre’saccount
of the Aristotelian tradition. First, Aristotle inherits an idea fromHomeric, heroic
societiesthathumanexcellenceisadesirablegoalandanormativegoalforhuman
action. The goal is to lead the best life. Aristotle develops that into eudaimonia;
neverthelessAristotle initially leaves the contentofeudaimonia open.162This is in
parttobeexpected,becauseofthecharacterofdialectics.InAristotle’sphilosophy
(asopposedtoPlato’s),dialecticsmovestowardatelos,aimingtogiveanaccountof
thefirstprinciples(archai)ofthefieldbeingdiscussed,buttheconclusionisalways
inneedoffurtherelaborationordevelopment.163Itistobeexpected,therefore,that
thereisatleastinitiallyanopenaspecttoAristotle’saccountofthehumantelosof
eudaimonia.164
Aristotle’s second inheritance from heroic societies is to note that the
exerciseofthevirtuesinpursuitofeudaimoniatakesplaceinasocialcontext,notas
anindividualizedself,separatefromsociety.ModernslikeHobbes,Locke,Rousseau,
and Nietzsche tried to portray such an individualized, pre-social self—and in
160ForMacIntyre’saccountofhowthediscussionontheHomericinheritancedividedintothesetwotraditions,seeWJWR,30-46.161WJWR,88-100.162AV,148.163WJWR,90-93,100.164WJWR,118.
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Nietzsche’s case celebrated Homeric heroic life as the case par excellence of
individualized,self-assertion.Yettheyareallmistaken.165Instead,asLutzobserves,
MacIntyre’s interpretation of heroic societies finds that the persons who pursue
excellenceinthissocietylook‘morelikethenaturalcitizensofAristotle’sPolitics.’166
ForMacIntyre,thatparticularpassageinBookIofAristotle’sPolitics isonewhose
‘importance for the interpretationofeverything thatAristotlewroteabouthuman
lifecannotbeunderrated.’167Aristotlegraspsfromtheheroicsocietiesthatitisonly
possible to pursue eudaimonia by assuming one’s social role and acknowledging
thatoneisamemberofacommunitywithparticulartasksandpurposes.168Humans
cannotbeseparatedfromtheircommunity,whichforAristotleisthepolis,without
beingdeprivedofsomeoftheiressentialattributes.169
Aristotledevelopsthelinkbetweenthehumanagentandthecommunityto
two kinds of ‘evaluative practice.’170 First, the community must recognize the
qualities of character that help agents achieve their goals, encouraging the
developmentofthosequalitiesanddiscouragingqualitiesthatdonotfurtherthose
goals.Second,thecommunitymustdeterminewhatactionshelptheagentsachieve
thesegoals,whilecondemningactionsthathinderthesegoalsandhinderpursuitof
thecommongood.Thequalitiespertaintohowthecommunityinvolvesitselfinthe
developmentofvirtues,andtheactionspertain tohowthecommunitymakes just
laws to support the development of the virtues necessary to achieve the agent’s
165AV,126,129.166Lutz(2012),109.167WJWR,96-97.MacIntyrereferstoPolitics1252b28-1253a39.168SeeespeciallyAV,123.169WJWR,96.170AV,151.
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goals. Virtues and laws are interconnected.171 In connecting virtues and laws,
MacIntyretakespartofAristotle’stheoryofthevirtuestoinvolveobediencetothe
laws of the community that prescribes or prohibits certain types of action
absolutely, thekindsofactions thevirtuousmanwouldalwaysdoorrefrain from
doing.MacIntyrethereforeinterpretsAristotletobecommittedtomoralabsolutes.
‘Itis,’MacIntyrewrites,‘acrucialpartofAristotle’sviewthatcertaintypesofaction
are absolutely prohibited or enjoined irrespective of circumstances or
consequences’;althoughAristotleis‘sobriefastobecryptic’onthesubject.172
The third inheritance concerns the content of the virtues. The heroic
societiesemphasizedcompetitivevirtues,virtueslikesuccessandbravery.Aristotle
develops the tradition away from these competitive virtues and toward the
cooperative virtues of classical society, emphasizing virtues like justice and
temperance.173Theaccountofcooperativevirtuestranscendscommunitystandards
andargues theyarepartof anobjectiveorder that is the case, irrespectiveof the
vastswatheofdifferencesincommunitystandards.Inthephilosophicaldebatesof
the4thcenturyBC,thesophistsarguedthatthereisnoaccountofthevirtuesandthe
telosofhumanbeingsassuch,butonlyasit isunderstoodwithinaparticularcity.
By contrast, Aristotle holds that there is an account of the virtues and of telos
attributedtohumanbeingsassuch,makinganargument for theobjectivityof the
virtuesandthehumantelos.174Aristotleprovidesanexplanationforthehumantelos
171Lutz(2012),113.172AV,150;seealsoWJWR,113.173AV,133-34;Lutz(2012),109-10.InWJWR,MacIntyrespeaksofthegoodsofeffectivenessandthegoodsofexcellence.174AV,139;forMacIntyre’sfullaccountofthesophists(amongwhichheplacesThucydides),seeWJWR,46-68.
276
intermsofhisaccountofhumannature.Moreover,Aristotle’saccountofobjectivity
alsoshowsthatheregardstheuniverseashierarchicallyordered,sothatthevirtues
andpracticalreasoning(aswellashumannature)canonlybefullyunderstoodwith
referencetotheirplaceinthecosmosawhole,withinwhichthelifeinthepolisfinds
itscompletion.175
Tosummarize, then,Aristotle initiatesa tradition that identifies thehuman
telos as eudaimonia and uses dialectics to discover the content of it; it aims to
discover anobjective telos attributed tohumansqua humans,whoare situated in
theirhierarchicallyorderedplace in the cosmos; and it seeks to identifywhat the
virtuousactionsandactionsthatareabsolutelyrequiredtorealizethebestlifefora
humanbeing,inlightofhisnaturalmembershipinthecommunityofthepolis.
Nevertheless,fromhisstandpoint,MacIntyreseesdifficultiesinthetradition
Aristotle initiates from heroic society. First concerns themeaning of eudaimonia.
AlthoughAristotledetermined thatmetaphysical contemplationof the impersonal
unchanging divine was the ultimate human telos and the essential content of
eudaimonia,thisanswerexposesaweaknessinAristotle’saccount.ForMacIntyrein
AfterVirtue,‘thereisacertaintensionbetweenAristotle’sviewofmanasessentially
political and his view of man as essentially metaphysical.’176MacIntyre does not
wish to adopt the metaphysical side. Second, Aristotle’s emphasis on the
community’s role in assisting with the pursuit of excellence raises a series of
problems. Aristotle’s lack of historical awareness leads him to an excessive
exultationoftheGreekpolisastheonlypossiblearenainwhichtopursuethegood175WJWR,101-2.176AV,158.
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life.Third,Aristotle’saccountofvirtueandviceprioritizesthelifeofthegentleman
and diminishes the artisan classes; MacIntyre holds that Aristotle unfairly
diminishes the virtues involved in manual skill and labour.177Fourth, Aristotle’s
proclivity for the Greek gentleman’s life leads him to the evidently mistaken
conclusion about human nature; non-Greeks and slaves cannot pursue the good
life.178Fifth,MacIntyrechargesAristotlewithseeingtoogreataharmonybetween
goods. Aristotle neglects to consider how agents experience the insoluble,
sometimestragic,moraldilemmas,theconflictsthatarisebetweengoods.Although
Aristotlethoughttragedyarosefromtheagent’scharacter flaws,agreattragedian
likeSophoclesgraspsthattragedyarisesfromveryfabricofhumanlife.179
Toresolvetheseproblems,theAristoteliantraditionmustconsiderhowthe
conceptionofthebestlifepersistswhentheinstitutionoftheGreekpolishaspassed
away.180Itmustprovide amorehistorical accountofhumannature thatdoesnot
fallpreytoAristotle’sahistoricalunderstandingofhumannature.181Itmustprovide
an account of virtue in which insoluble conflicts between goods do not solely
originate from character flaws of the agent. Finally, it must temper Aristotle’s
account of the virtues of the gentlemen with the historical awareness of other
accountsofthevirtues.Indeed,asthetraditionofvirtuesdevelopedinresponseto
very different historical subject matter, a variety of incompatible answers were
given both about the virtues and about the ultimate human telos. As MacIntyre
177AV,159;WJWR,104.178AV,157-58;WJWR,105;D’Andrea(2006),258-59.179AV,157-58,163.180AV,163.181AV,158-60.
278
notes, ‘Aristotle and Nietzsche, Hume and the New Testament are names which
representpolaroppositionsonthesematters.’182InAfterVirtue,MacIntyreseeksto
overcomeAristotle’sweakhistoricalawareness,withoutrelyingonametaphysical
biologicalexplanationofteleology.
Historical awareness relates to an overall problem the third inheritance
exposes, the issue of objectivity. MacIntyre in After Virtue was well aware that
historical awareness exposes deep disagreement over what the telos of human
activityis.Aristotletriedtoestablishanobjectiveaccountofit,butonaccountofhis
discreditedmetaphysicalbiologyandhistoricalbiashisaccountwasinadequate.If
MacIntyre’sembraceofthetheoryofthevirtueswasnottofallintotheproblemof
arbitrarinessthatplaguesmodernethics,heneededtoovercomethisproblemwith
due attention to these different theories that establishes an objective account. To
attend to this overall problem,MacIntyre’s historical surveypresented an explicit
reflectiononvirtuousandvicioushumanaction,focusingespeciallyonthedifferent
ethicaltheoriesofHomer,Aristotle,andBenjaminFranklin.183Thepointwastofind
acoreaccountofhumanactivity,faithfultotheAristoteliantradition,whichdraws
fromthehistoricalrecordtoprovideaphilosophicallydefensible,objectiveaccount
ofhumantelos.
II.Practices,Virtues,andtheUnityofHumanLife
InAfterVirtue,MacIntyre’shistoricalaccountofthedifferenttheoriesofthe
virtuesbringhimtotheconclusionthatinallthehistoricalcases,virtuesnamethe
excellencesinpracticalreasoningthattheagentseeks.Inhisthree-folddefinitionof182AV,162.183AV,185.
279
virtue,MacIntyreargues that thevirtuesenable theagent toachieveexcellence in
termsofpractices,theninthenarrativeorderofaunifiedhumanlife,theninterms
oftraditions.Thisprovidesthebasisforunderstandingwhathumanactivityisand
how it is directed toward a unified end or telos. Overall, MacIntyre’s account of
human activity reconstructs the functional, teleological conception of the human
agent denied by Enlightenment. MacIntyre’s concepts provide much material for
analyticalcommentary,butIfocusonhowMacIntyredevelopstheseconceptsfrom
AristotleandtheAristoteliantradition.
In the first place, the virtues are developed within a social sphere called
‘practices.’Definingapractice,MacIntyrewrites:
Bya‘practice’Iamgoingtomeananycoherentandcomplexformofsociallyestablishedcooperativehumanactivitythroughwhichgoodsinternaltothatformofactivityarerealizedinthecourseoftryingtoachievethosestandardsofexcellencewhichareappropriatetoandpartiallydefinitiveof,thatformofactivity,withtheresultthathumanpowerstoachieveexcellenceandhumanconceptionsoftheendsandgoodsinvolved,aresystematicallyextended.184
ForMacIntyre,activitiesliketic-tac-toeorthrowingafootballarenotpractices,but
technical skills: abilities and capacities that do not admit of further development.
Once one knows how to do it correctly, nothing further is required to their
performance. They serve the ends and goods of practices, and relate to practices
becauseeverypracticerequirestechnicalskills.185Bycontrast,thefollowingareall
practices:architecture, farming,painting,andmusic; themakingandsustainingof
184AV,187.185AV,193.
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families and political communities; games like chess and football; and theoretical
academicscienceslikephysicsandchemistry.186
MacIntyredevelopsthisaccountfromAristotleintwoways.First,MacIntyre
terms practices to be ‘socially established cooperative’ activities. Building on
Aristotle’s reflection that thepursuitofexcellence is takenup incommonandnot
alone,MacIntyremakespracticesthefunctionofsocialrelations,linkingonehuman
agent with other human agents.187He agrees with this aspect of the Aristotelian
tradition.Heendowsthepursuitofexcellencewithasocial locus thathe thinks is
faithfultoAristotle’sintentionifnothiscontent.188
Second,MacIntyre’sexamplesofpracticesshowthathealtersAristotle’sown
account of human activities. Aristotle distinguishes between poiēsis and praxis,
where the latter addresses human action undertaken for its own sake and the
formeraddressesaproductiveaction, thepurposefulactionofbringingsomething
intobeingdistinctfromtheproducer.YetMacIntyreusesbothactivitiesasexamples
of a practice; he classes the activities of politics and community life alongside
farming andpainting.189Moreover, by classifying theoretical sciences as practices,
heblursAristotle’sinsistentdistinctionbetweenpraxisandtheōria,wherethelatter
concerns the realm of what is contingent and could be other than it is, and the
former concerns the realmofwhat is eternal andunchanging. SettingMacIntyre’s
treatmentoftheōriaaside fornow,hisblurringofpoiēsisandpraxisdemonstrates
186AV,187-88.187Knight(2007),146.188MacIntyredownplaystheindividualizedcomponentsofAristotle’saccount.D’Andrea(2006),271.189ForadefenceofthecontinuityofMacIntyre’sinterpretationfromAristotle,seeKnight(2007),30-36,38.
281
his development of the Aristotelian tradition. MacIntyre argues that productive
crafts are valuable because they help human beings achieve excellence. The
‘craftpersonisperfectedthroughandinherorhisactivity’aswellasbecauseofthe
‘good product.’190He is then able to overcome Aristotle’s diminishment of the
productive arts associated with labour, although MacIntyre drops Aristotle’s
distinctionbetweenproductiveandunproductivepractices.191
Fromunderstandingpractices,MacIntyreargues, it ispossible to introduce
whatvirtueis.Anagententersintoapracticebecausethepracticeaddressesaneed
or desire that they have. It helps the agent achieve certain goods.192Applying the
distinctionbetweeninternalandexternalgoodsthatMacIntyrethinksisimplicitin
Aristotle,MacIntyre argues that practicespursue internal goods. In the context of
practices,internalgoodsarethosethatcanbeachievedonlybyparticipatinginthe
practice and learning to achieve those standards of excellence appropriate to the
practice.Successinthepracticeisonlypossiblebyhabituallycommittingoneselfto
gainingexcellenceinthepractice.InMacIntyre’sexample,theonlywaytobecome
skilled at chess is to play chess.193MacIntyre’s introductory definition of virtue is
thatwhichhelps someone succeed in thepractice: ‘a virtue is anacquiredhuman
quality’enablingustoachievegoodsinternaltothepractice.194
Practicescanalsobehelpfulforattaininggoodsexternaltothepractice.The
difference is that the pursuit of external goods does not require achieving those
190MacIntyre(1994c),284;Knight(2007),155-56.191Knight(2007),147.192Lutz(2012),157.193AV,188.194AV,191.
282
standardsofexcellencewithinthepractice.TouseMacIntyre’sexample,supposea
parentencouragesachildbypromisingarewardofcandyforvictory.Candywould
beanexternalgood. If thechildplayschess towincandy, thechildcouldcheat to
winthatcandy,violatingthestandardofexcellencewithinthepracticeofchess.195
Alternatively,thechildcouldfindthatitiseasiertowincandybydoingsomething
else,likesellinglemonadeforcandy.
MacIntyre’sintroductorydefinitionofvirtuehelpsreinforcethatsuccessina
practice requires strong qualities of character. It is necessary to desire the good
internal to the practice for its own sake and not instrumentally, as a means to
achieve an external good. If the child reallywants to learn to play chesswell, he
recognizesthathelearnsmorefromlosingwellthanfromcheatingtowin.Hemust
learn the qualities that allow him to become strong enough to overcome the
temptationtocheat,soassistinghimtosetasidehisdesireforcandyashisprimary
motivationforplayingchess.196
Nevertheless, this definition of virtue only addresses the pursuit of
excellenceinternaltoapractice.AsinAristotle,virtueismadeameansinternalto
the end—but the end is the practice, not the good. A more complete (and more
Aristotelian) definitionmust address how the virtues relate to the pursuit of the
good across various practices.197Many of the virtues an agent cultivateswithin a
practicepresupposea largerunderstanding.MacIntyrethinksthis is thecasewith
justice, understood in Aristotle’s way as giving each person her due. One can
195AV,188.196Lutz(2012),157.197AV,201.
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understandwhatapersonisdueonlybybeingabletoorderandevaluatedifferent
practices in terms of her overarching good.198SoMacIntyre’s second definition of
virtuearguesthatthevirtues‘sustainusintherelevantkindofquestforthegood,’
enabling us to overcome ‘harms, dangers, temptations, and distractions’ and
furnishing us with ‘increasing self-knowledge and increasing knowledge of the
good.’199
This account provides a goal to the virtues that transcends particular
practices. In thismanner,MacIntyre addresses the issues of the conflict between
goods that he thought Aristotle had addressed inadequately.200Conflicts between
thegoodscanarisebecauseofthedifferingdemandsmadebetweenpractices.But
ordering and evaluating goods with respect to our personal goals can overcome
these conflicts. MacIntyre’s second definition allows agents to rank the goods
internaltodifferentpractices,bothforthemselvesandforothers,byanoverarching
telostranscendingpractices.
Moreover, the seconddefinition elaborates on a presupposition of the first
definition: that is an agentwho pursues these goals, with a continuous identity
through time and participation inmany different practices.201The agent can only
pursue these goals intelligibly by having an account of the unity of his life, or an
overallhumangood.Theagentactstoseekaunifiedlife,whichisagoodlife.How
198AV,202.SeeLutz(2012),158.199AV,219.200AV,201.201D’Andrea(2006),274.
284
then to show that it is rationally justifiable to ‘conceive of each human life as a
unity,’toastospecifythegoodofeachlife?202
InAfterVirtue andhis followingworks,MacIntyre justifies theunityof life,
theoverallhumangood,intermsoftheintrinsicnarrativestructureofhumanlifeor
‘narrative concept of selfhood.’203MacIntyre thinks this account of narrative is
presupposedinAristotleandhispredecessors,butasitwastakenforgrantedthen
itwasnotmadeexplicit.SoMacIntyredevelopsit.204Inhisunderstanding,narrative
isinter-dependentwiththeconceptsofintelligibilityandaccountability—usingone
conceptpresupposestheother.205Theunityoftheindividuallifeofahumanbeingis
the‘unityofanarrativeembodiedinasinglelife’ofahumanbeing.206
Human actions are ‘enacted narratives.’207MacIntyre takes the first step of
Aristotle’s account of practical reasoning, the wants and goals of the agents that
provideacontext forpractical reasoning,andelaborates thesewantsandgoalsas
the storywe each tell about our own life.No action is possiblewithout implicitly
answering the question, ‘of what story or stories do I find myself a part?’208For
MacIntyre, it is only by reference to these previously existing narratives that the
action is intelligible.209By arguing that goals require narratives to be intelligible,
MacIntyre has taken teleology and given it a narrative meaning. To pose the202AV,203.203AV,217.204AV,203.205AV,218.206ForMacIntyre,personalidentityisunityofcharacter.Metaphysicalattemptstojustifypersonalidentitycannotsucceedindependentoftheinter-relatedconceptsofnarrative,intelligibility,andaccountability.AV,218;Lutz(2012),124;D’Andrea(2006),276.207AV,211.208AV,216.209AV,206.Atthisstageofhisargument,MacIntyretakesuptheinsightsofAnscombeandWittgensteinthatintentionalactionsarenotinteriormentaleventsbutmustbeunderstoodwithrespecttosocialpractices.SeePerreau-Saussine(2005),85-87.
285
question‘Whatisgoodforme?’istoaskhowbesttoliveoutthenarrativeunityof
mylife.Thisismytelos.
How then to answer the question of what is good for man? MacIntyre
answers that the good is a unified life. The goal an agent is pursuing is to unify,
integrate,andharmonizetheirlife,describedasanarrative‘quest.’210Twofeatures
of this quest relate to MacIntyre’s conception of teleology. First, this quest is in
searchofthegood,theultimategoodbywhichweordertheothergoodsofourlives.
Second,thegoodcannotbeadequatelycharacterizedinadvanceofthepursuitofit.
It has to be discovered. This process of discovery is by no means smooth. As
MacIntyre’s second definition reminds us, harms, dangers, temptations, and
distractionshinder thepursuit of aunified life.These require thedevelopmentof
newqualitiesofcharacteroraneducationinthevirtues.ForMacIntyre,thepurpose
of an education in the virtues is both for acquiring greater self-knowledge, and
gainingagreaterunderstandingofthecharacterofthegoodthatissought.211
MacIntyre’sdefinitionof thecontentof thegoodor telos forman, thegood
lifethat is to filloutthecontentofeudaimonia,constitutesthequest forthegood:
‘thatthegoodlifeformanisthelifespentinseekingforthegoodlifeforman,and
thevirtuesnecessaryforseekingarethosewhichwillenableustounderstandwhat
moreandwhatelsethegoodlifeformanis.’212Farfromprovidingrobustcontentto
the telos of eudaimonia, this is, as MacIntyre says, very much a ‘provisional
210AV,219211AV,219.212AV,219.
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conclusion.’213Nevertheless,hehopesitachievestheobjectivitythateludesamore
specific account of the telos of eudaimonia, and is justifiable in a way that more
substantiveaccountsarenot.214
Suchisthecontextinwhichtheseconddefinitionofvirtueoperates.Yetitis
still incomplete. It considers narrative in terms of an individual, but it does not
considernarrativeintermsofitssocialsetting.Forifstoriesshapeourownlife,so
thatwealwaysactinmediares,inthemidstofpreviouslyexistingstories,thenwe
arealsoheirstothestoriesofothers.Frommembershipinafamily,city,tribe,and
nation, one inherits from the past a variety of expectations and obligations.
MacIntyre holds that the membership in these communities provides an agent’s
‘moralstartingpoint,’givinganagent’slifeitsownmoralparticularity.215Anagent
findshimselfpartofpaststories,partofahistory,whichprovidesthesettingforhis
actions.Inthissense,heispartofatraditionthattransmitspractices.216Tradition
thusprovidesthecriteriaforMacIntyre’sthirddefinitionofvirtue:
The virtues find their point and purpose not only in sustaining thoserelationshipsnecessary if thevarietyofgoods internal topracticearetobeachieved andnot only in sustaining the formof an individual life inwhichthatindividualmayseekouthisorhergoodasthegoodofhisorherwholelife,butalsoinsustainingthosetraditionswhichprovidebothpracticesandindividualliveswiththeirnecessaryhistoricalcontext.217
213AV,219.214D’Andrea(2006),277.215AV,220.216Institutionsalsosustainpractices,andtherebyhavearoletoplayindevelopingtraditions.SeeD’Andrea(2006),277.Yetinstitutionsarenotthesameaspractices,whichcriticsofMacIntyre’sconceptionofapracticefailtoaddress.C.f.Miller(1994);MacIntyre(1994c),284-86.Successfulinstitutionsaresubordinatedtothegoodsinternaltopractices.Theroleofthevirtuesistofocusontheseinternalgoods,keepingtheinstitutionsfromcorruption.SeeAV,194;Knight(2011),25-26.217AV,223.
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MacIntyre’spurposehereisnottoreturntothenormsofthepast,butisinsteadto
reject liberal individualism. The second definition of virtue stops with the
individual. It does not consider the individual’s past. On thatmeasure, a wealthy
aristocratcouldhimselfembodyallthevirtueswithoutconsideringthatthefamily
fortunewasbuilt on injustice.218Tradition connects the individual topasthistory.
MacIntyre’sreflectiononAristotelianjustice,givingeachpersonherdue,expanded
thefirstdefinitionofvirtueintothesecondbynotinghowpracticesstandingalone
wereinsufficientforacknowledgingtheoverarchinggoodoftheperson.Inthesame
way,henotestheinsufficiencyoftheseconddefinitionbyobservinghowit leaves
noplacetoconsiderpastinjusticesthatthwarttheoverarchinggoodoftheperson.
So thethirddefinitionofvirtueconnects the individual to thepastandprovidesa
better,deepersenseofwhatjusticeis.219
AsMacIntyre’s claimwas to choose Aristotle as opposed to Nietzsche, the
culmination of modern liberal individualism, he must show how his account is
Aristotelian. In After Virtue he offers two ways it is not, and three ways it is.
MacIntyre’s account does not require allegiance to Aristotle’s explanation of
teleologybyreferencetometaphysicalbiology.Moreover,MacIntyreacknowledges
thatinsolublemoraldilemmasarepossible.Theycanarisebetweenthedemandsof
competing practices.220The ways it is Aristotelian are ‘at least’ three.221First, it
commits toa rangeofconcepts thatanAristotelianaccountofpractical reasoning
218Lutz(2012),124-25.219AV,126.Miller(1994)neglectstoconsiderhowallthreedefinitionsarerequiredtorealizethevirtueofjustice.SeeMacIntyre(1994c),284-86.220AV,196-97.221AV,197.
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requires,helpingprovidethecorrectphilosophicalpsychologyofhumanagencyto
replytothefailuresofliberalism.222Thisaccountintegratesmoralityintothewhole
rangeofhumanactionanddissolvestheseparationbetweendesireandmorality.223
MacIntyredevelopshisphilosophicalpsychologyinlaterworks,takingcaretoshow
howhisAristotelianismremainsdistinctfromNietzsche’saccount.224
ThesecondwayMacIntyre’saccountisAristotelianaddressesitsdifferences
fromutilitarianismorconsequentialism.InAfterVirtue,heelaboratesononemajor
difference, the account of pleasure and enjoyment. While utilitarianism treats
pleasureandenjoymentas theendofeveryactivity,Aristotle remindsus that the
pleasure and enjoyment differ from activity to activity. Some pleasures are
independentofallactivity,andareassociatedwithexternalgoods.Otherpleasures
are associated with particular activities, and are associated with internal goods.
Consequentialismhasnocapacity tomake thisdistinction.225Moreover,MacIntyre
defends moral absolutes while at the same time rejecting rule-based
consequentialism.Many neo-Aristotelians take the position that abandoning rule-
basedapproachestomoralitymeansabandoningmoralabsolutes.Yet indoingso,
they endorse a version of the consequentialism. For MacIntyre, like Elizabeth
Anscombebeforehim,therejectionofmoralabsolutesisacharacteristicofmodern
222AV,197.MacIntyrelistsseveral,althoughhislistiscertainlyincomplete:‘voluntariness,thedistinctionbetweentheintellectualvirtuesandthevirtuesofcharacter,therelationshipofbothtonaturalabilitiesandtothepassionsandstructureofpracticalreasoning.’223BecauseMacIntyreappearstodownplaytheroleofreasoninpracticalreasoning,Nussbaum(1999,169,196)classifiesMacIntyreasaneo-Humean.Thisisaseriouserror.MacIntyrecarefullydistinguisheshispositionfromHumeanandneo-Humeanaccountsofpracticalreasoning.Hume’smistakeisnottodistinguishbetweenpracticalreasoningoftheform‘Idesirex,’andpracticalreasoningoftheform,‘Idesirexbecausexisgoodtopursue.’MacIntyre(1982),295-305;AV,161;WJWR,298-99.224SeeECM,68,whereBernardWilliamsisthespokesmanofNietzsche.225AV,197-99.
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moral philosophy and politics. Consequentialism justifies Stalinism, for then the
endsofcommunismcanjustifythemeansofterroranddeceit.MacIntyrecounters
consequentialismandStalinismbyupholdinganAristotelianisminwhichthereare
moralabsolutes.226
The thirdwayMacIntyre’s account isAristotelian is that it linksevaluation
andexplanation.By identifyingcertainactionsasvirtuousorvicious,one isnever
onlyevaluating,butalsohelpingexplainwhythoseactionsratherthanotherswere
performed.Withoutreferencetothevirtues,anattemptedexplanationofhumanlife
willaccomplishvery little.227The linkbetweenevaluationandexplanation ismost
evident inMacIntyre’s reconstruction of the functional concept as emerging from
reflectiononapractice.Withinapractice likesailing, the functionalconcepthelps
establish the validity of reasoning from ‘he is a sea-captain,’ to ‘he ought to do
whateverasea-captainoughttodo.’228ItcounterstheHumeanclaimthatnovalid
argument can move from factual premise to evaluative conclusion. MacIntyre’s
account enables a descriptive account of the standards of excellence internal to a
practice,thereasoninginternaltoapractice,toevaluatebetweenrightandwrong
actions.229
Withhisthree-folddefinitionofvirtue,MacIntyreinAfterVirtue thoughthe
developedtheAristoteliantraditioninsuchawayastorehabilitatetheteleologythe
Enlightenment project rejected. Specifically, MacIntyre’s objective was to
226Anscombe(1981)66-71;Perreau-Saussine(2005),88.ForaMacIntyreandiscussionofhowconsequentialismincontemporaryvirtueethicsdepartsfromAnscombe’svirtueethics(1958),seeSanford(2015),69-80.227AV,199.228AV,56-58;Knight(2011),23.229Knight(2011),23.
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rehabilitate the idea that man is a functional concept.230He hoped to imitate
Aristotle’s ergon argument, although distancing himself from the metaphysical
biological substance of this argument.231Practice, the narrative order of a single
human life, and tradition, are MacIntyre’s tripartite substitution for the
metaphysicalbiologicalteleologyof‘man-as-he-could-be-if-he-realized-his-telos.’232
III.DeepeningAristotelianismthroughThomasAquinas
InresponsetosomecriticismsoftheaccountofvirtuesandpracticesinAfter
Virtue, MacIntyre developed his reconstruction of the Aristotelian tradition of
practical reasoning to be more Aristotelian. Although MacIntyre continued to
criticizeAristotleforhisinsufficientlyhistoricalconsciousnessandfordiminishing
the importanceofactivitiesrelated towork,MacIntyre’smost importantrevisions
showhowhedeepenshiscommitmenttotheAristoteliantradition.InthissectionI
shall treat two of MacIntyre’s revisions: adopting the unity of the virtues and
droppingtheconceptofinsolublemoraldilemmas,byformulatingmoralabsolutes
throughtheaccountofthenaturallawprovidedbyThomasAquinas.
ThenoveltyoftheargumentofAfterVirtueinfavourofAristotelianismwon
MacIntyrewidespreadacclaimandmanysupporters.NeverthelessAfterVirtuewas
neverintendedtobeasolitarymagnumopus,butthestartofaresearchprogramme
for the Aristotelian tradition: ‘a work still in progress’ with need for further
refinement in the face of criticism. 233 MacIntyre responded to his critics by
deepeninghiscommitmenttoAristotelianism.Yetsomecritics,initiallysympathetic
230AV,58-59.231Knight(2007),138.232Knight(2011),142.233AV,278.
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to the research programme of After Virtue, were scandalized that MacIntyre’s
deepeningAristotelianismledhimto identifyasaThomist.MarthaNussbaumand
Thomas Nagel, for example, sawMacIntyre’s self-identification as a Thomist as a
rupture with Aristotelianism. In their view, MacIntyre had turned an exciting
programme in ethics into an embrace of Christianity. Perhaps he had hidden this
commitmentallalong.234
This charge ignores how MacIntyre narrates his own movement from
Aristotelianism to Thomism, and fails to engage with where MacIntyre sees
continuity between Aristotelianism and Thomism. Rather than arguing that
MacIntyre’sChristianviewshadbeendrivinghisAristotelianphilosophy,orthathe
had abandoned his philosophical reasoning, it is better to argue that his
AristotelianismleadshimtorecognizephilosophicalproblemsthatThomismhelps
answer. Although his religious views find philosophical justification in Thomism,
theyareasecondaryissue.235
AsMacIntyrenarrates,hebecameaThomistpartlybecause:‘Aquinaswasin
somerespectsabetterAristotelianthanAristotle,thatnotonlywasheanexcellent
interpreterofAristotle’stexts,butthathehadbeenabletoextendanddeepenboth
Aristotle’smetaphysical and hismoral enquiries.’236Quite obviously Aristotle and
Aquinas have major differences. Aquinas is a theologian, and should not be
transformed into a philosopher doing theology. MacIntyre sees Aquinas as
integratingAristotleintotheunderstandingoftheBiblicalreligionprovidedbythe
234Nussbaum(1989)andNagel(1995),203-214.235C.f.Nagel(1995),209.236AV,x.
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tradition Saint Augustine initiates, not vice versa.237But the issue is whether an
initial philosophical conflict between each is reconcilable. Bymaking the issue of
reconcilability about Christianity, Nussbaum and Nagel obscure where MacIntyre
seespossiblereconciliationbetweenAquinasandAristotle—andwherehecomesto
realizeitisnotpossible.
MacIntyretookseriouslythequestionofwhethera ‘reconciliation’between
AquinasandAristotleispossible:itisa‘questionoftherelationshipofclaimsabout
the human virtues to claims about divine law and divine commandments.’238For
MacIntyre’sreconciliationofBiblicalreligionandAristotelianismtohold,MacIntyre
has to defend the Thomist thesis that ‘only a life constituted in key part by
obedience to law could be such as to exhibit fully those virtues without which
humanbeingscannotachievetheirtelos.’239Obediencetothelawmustfitwithinan
accountofthevirtuesandthehumantelos.
Before tackling thismore fundamental issue,MacIntyrerevisedone feature
ofAfterVirtue’sargument,hisrejectionofthescholasticconceptoftheunityofthe
virtues:thattohaveonevirtue,onemusthavethemall.240MacIntyre’streatmentof
this issue reveals how he recognizes philosophical problems that Thomism helps
answer.
In After Virtue, MacIntyre was wary of embracing the unity of the virtues
becausehethoughthewouldhavetotakeasubstantivestandonthecontentofthe
237WJWR,182.238AV,278.239AV,278.240E.g.EN1106b36-1107a2;STIa-IIaequ.65ar.1InsummarizingMacIntyre’smodifiedaccountoftheunityofvirtuesandtheexistenceofevilpractices,IamindebtedtoLutz(2012),160-66.
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virtuesandthenatureofhumanperfectibility.MacIntyreheldthatthecourageous
Nazisoldiershouldberegardedasvirtuous.241AsMacIntyrerealizedbythetimehe
published Whose Justice? Which Rationality? this account led him into serious
difficulties.242Theproblemwith rejecting theunityof thevirtues is that it is then
impossibletospecifyobjectivelywhatmakesanactvirtuous.Itturnedvirtueintoa
qualityoftemperament.243TojudgeNazi’sactionsasevilwouldrequireastandard
externaltohumanagency.Itwouldturntovoluntarismwherethestandardofgood
andevilissuppliedexternally,possiblythroughalawgiver.244
Bycontrast, forAristotle thevirtuesarenevermerequalitiesorhabits,but
habits that make the agent excellent.245As long as the Nazi soldier’s courageous
habitwasdirectedtowardanunjustobject,itcouldnotbedescribedasvirtuous.246
MacIntyrerecognizedthattherejectionoftheunityofthevirtuescompromisedhis
ability to describe a virtuous action in an objective way. So he agreed that to
establishanobjectiveaccountofthevirtuesdemandsdiscoveringtherequirements
241AV,179.MacIntyredebateswithPeterGeach(1977),150-70.GeachisdistinguishinghisownpositionontheunityofthevirtuefromAquinas.InGeach’sviewAquinasheldanall-or-nothinginterpretationoftheunityofthevirtues.YetGeach’spositionmaybeamisreadingofAquinas,seeLutz(2012),183.MacIntyreadmitshisviewontheunityofthevirtues‘wasdueinparttoamisreadingofAquinas,’buthedoesnotspecifytheoriginofhismisreading,WJWR,x.242WJWR,x.243SimilartoKant’saccountofcourage:seeLutz(2012),162.244Lutz(2012),164-65.ThesameissueappliestoMacIntyre’sallowanceinAVthattheremaybeevilpractices(AV,164).WhileKnightsuggeststhatMacIntyrenowholdsthatatraditionofenquiryenablesonetojudgebetweengoodandevilpracticesKnight(2011,23),itisbettertoarguethatMacIntyrechangeshismindnottoallowthematall(considerthelanguageofMacIntyre’sresponsetoFrazerandLacey(1994)inMacIntyre(1994c),289-90).Thisisbecauseitsuggeststhatthehumanpowerstoachieveexcellencecanbegainedinitiallythroughevilaction.Lutz(2012),164-65;EN1104b30-3.245SeeEN1106a15-24.246D’Andrea(2006),265-67.
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of excellence in human agency. The Aristotelian and Thomist path to do so is by
discoveringtheinterrelatednessofthequalitiesofexcellenthumanagents.247
CriticsofMacIntyre’sThomismcouldacceptthisrevisiontodrawawayfrom
voluntarismandanexternal lawgiverprovidingthestandardofgoodandevil.Yet
MacIntyre’sadoptionofThomistnaturallawseemedtoviolatethisverypurpose.248
AfterVirtuewassupposedtobeaffirmingamoralityofthevirtues,buthadinstead
apparently conceded authority to a morality of rules. MacIntyre reminded these
critics that theyweremakingamistake inseeingsuchastarkcontrastbetweena
morality of virtues and a morality of rules. MacIntyre had done no such thing.
InsteadhehadarguedthatanAristotelianmoralityofvirtuesrequiresamoralityof
laws,notablylawsgoverningmoralabsolutes.WhileAristotlewas‘sobriefastobe
cryptic’ on this subject, MacIntyre uses Aquinas to explain in greater detail the
connectionbetweenlawsandthevirtues.249
MacIntyre’s explanation extends through several works, but his basic
intention is to defend the precepts of the natural law that Thomas Aquinas
elaborates.Whatarethepreceptsofthenaturallaw?Theyareoneandthesamefor
everyone,theyareunchangingandunchangeable,theyareknowntobewhatthey
arebyall rationalhumanbeings, and theknowledgeof themcannotbeabolished
from the human heart.250AsMacIntyre already accepted that Aristotle argued for
247ForMacIntyre’smodifiedinterpretationofAristotle’sunityofthevirtues,seeWJWR,137;FortheconsequencesofthismodifiedinterpretationseeLutz(2004),98-104;Lutz(2012),163-64.248Nussbaum(1989)specificallyreferstothis.249WJWR,ix.250EP,65.
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moralabsolutes,hedoesnotthinkthatthisdefinitionofthepreceptsofthenatural
lawviolatesAristoteliantenets.
The Thomist and Aristotelian treatment of the natural law appear very
different.ForAristotlethelawisthatwhichappliestothecitizeninthebestpolis;
forAquinasthelawisthenatural law,thatwhichappliestoeveryhumanbeingin
thecivitasDei.However,MacIntyrefindsaspecificparallelbetweentherolenatural
lawplaysforAquinasandtherolepositivelawplaysforAristotle.Bothoutlinethe
presuppositionsofeffectivepracticalandtheoreticalreasoning.AsAquinaspresents
thelawfromthetheologicalperspectiveofobediencetoGod’slaw,MacIntyrefirst
reinterprets the precepts of the natural law in Aquinas as the presuppositions of
effectivepractical reasoning.Theyhelp initiate theeducation in thevirtues.251For
AristotleandAquinas,thelawgiverhelpsusidentifywhichactionsarejustpriorto
ouracquisitionofvirtue.Thelawalsohasafunctioninoureducationinthevirtues,
byanswering thequestion ‘whataction is itbad formetoperform?’252Toanswer
thisquestiondemandsrationalenquiryintowhataregoodandbadacts.MacIntyre
argues that the precepts of natural law provide the necessary preconditions for
rational enquiry.Theyadmitofnoexception,becauseanyexceptionwill threaten
thepossibilityof rational enquiry.Moreover, theymustbeuniversal, because any
humanbeing is potentially a partner in deliberation concernedwith goods.253For
MacIntyre, there are a variety of ways we can fail to exercise properly the self-
questioning that would enable us to resolve moral disagreements. Violating the
251WJWR,180.252WJWR,181.253EP,79.
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preceptsofthenaturallawisviolatingreason,inthesensethatit ishinderingour
capacity to pursue the truth about goods and the goods, in order that we might
achievethegoodsandthegood.254
To reconcile this account of the natural law to Aristotle requires showing
that Aquinas’s Biblical understanding does not claim that obedience to the law
whollyconstituteshumanlife.Aquinasmustclaimthat‘onlyalifeconstitutedinkey
part by obedience to law could be such as to exhibit fully those virtues without
whichhumanbeingscannotachievetheirtelos.’
In MacIntyre’s interpretation of Aquinas, obedience to the precepts of the
natural law extendsbeyond the act of obedience, simplydoingwhat theprecepts
enjoin and refraining from doingwhat they prohibit. AsMacIntyre describes, the
precepts of the natural law become operational at the point where we have
motivating reasons for performing actions contrary to the precepts. The precepts
thenprovideareasonthatoutweighsthemotivatingreasonsfordisobedience.The
reasonforobedienceisthattheypointustowardamoreperfectgoodthatwouldbe
thwarted by following through on the motivating reasons. Obedience, then, is
meaningfulbyreferencetothismoreperfectgood.Obediencetothelawisonlyone
characteristicofthegoodnessofactions.255
Furthermore, no law governs how to apply the natural law to individual
cases. Only a personwith the right virtues can apply the natural law correctly to
individual cases. Like Aristotle, Aquinas leaves the judgement concerning how to
apply the law to individual cases to the virtue of prudentia (phronēsis). For both254EP,81-82.255WJWR,194-95.
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AristotleandAquinas,phronēsis/prudentia is thereforearequirement forapplying
thenaturallawandtheothervirtues.256Obediencetothenaturallawisanecessary
requirementtoachieveone’stelos,buthardlysufficient.Withoutthevirtues,human
beings cannot achieve their telos. One needs the virtues. Reconciliation between
ThomismandAristotelianism isherepossible.MacIntyrehas successfullymet the
challengehegavehimself.
Of course, reconciliation at this level does not mean the abolition of the
differences between Aquinas and Aristotle. There is a major difference between
AquinasandAristotleinthecontentofthevirtuesandthehumantelos.ForAquinas,
Aristotle only has a partial understanding of what the human telos is, so his
understanding of the virtues is incomplete. On Aquinas’s view, we are naturally
inclinedtodisobeythenaturallaw.Wethereforerequiregracetoobeythelawand
initiatetheeducationinthevirtues.Graceprovidesnewvirtues,notablycharity,the
acquisitionofwhichisaprerequisiteforthenaturalAristotelianvirtuesbeingable
to achieve the genuine human telos. Thus Aristotle is brought into the Biblical
Augustinian framework.257Moreover, while Aquinas’s prudentia closely parallels
Aristotle’sphronēsis, Aquinasdeparts fromAristotle toplaceprudentiawithin the
BiblicalAugustinian framework.Prudentiaisexercised toward theultimateendof
humanbeings,yethumanactionsaremeanttoaccordwithGod’sprovidence.God
createsandordersparticulars;ifweactrightly,ouractionsreproducethisordering
andaretheninaccordwithGod’sprovidence.Forthatreason,Aquinas’sprudentia
alwayshasatheologicaldimension.SowhileMacIntyre’scriticswererighttopoint256WJWR,195-96.257WJWR,181-82.
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out the theological dimension of Thomism, dismissing it as ‘ideological’ fails to
engagewith the continuityMacIntyre sees between Aristotle and Aquinas on the
roleofthenaturallawandunalterablemoralabsolutes.258
Byaffirmingthepreceptsofthenatural lawasunalterablemoralabsolutes,
MacIntyrerecognizesthatitseemstocreateinsolublytragicmoraldilemmas,where
conflictinggoodsprovideonewithnowayofexitingthesituationwithoutviolating
onemoralabsolute.InAfterVirtue,oneofhiscriticismsofAristotlewasthathehad
ill-appreciated the tragic character of these situations. Later, however, he
acknowledges he made a mistake. Correcting this mistake from a Thomistic
standpoint,MacIntyrearguesthatinsolublemoraldilemmasonlyemergeasaresult
ofaprioractionthatviolatedapreceptofthenaturallaw.259
To deal with moral dilemmas, MacIntyre emphasizes against Williams,
Nussbaum, and others thatmoral dilemmas should not be treated as brute facts,
producinginescapabletragedy. Instead,moraldilemmasappear inescapablytragic
only through a certain theoretical account that makes certain conclusions about
their source and how resolvable they are.260MacIntyre’s theoretical account sees
moral dilemmas arising in a different way. Individuals arrive in moral dilemmas
becauseoftheirpracticalreasoning.261Theyfindthemselvesconfrontingasituation
wherenorightactionseemsavailable.Nevertheless,theyarestillseekingtopursue
the right action,which iswhy they cannot simply drop one horn of the dilemma.
Aquinas’s account of moral dilemmas is helpful because it shows how these
258WJWR,196-97.C.f.Nussbaum(1989).259EP,viii-ix.260EP,96;WJWR,186-187.261EP,93.
299
situationsarise,butsuggeststheagentfollowtheirdesiretopursuetherightaction
byself-questioningtheirpracticalreasoningthathasbroughtthemtothispoint.The
problemliesinthereasoningthathasledonetoconcludesomethingaboutoneor
bothhornsof thedilemma. Insteadofassumingtheoreticallythatmoraldilemmas
are brute facts, Aquinas takes the theoretical stance that anyone can understand
that their reasoning is in error, and right reasoning can always rescue the agent
fromseemingmoraldilemmas.262
IV. Continuity and Rupture with Aristotelianism: MacIntyre’sMetaphysicalBiology
The most significant revision following After Virtue, however, is that
MacIntyrechangeshisstancetowardAristotle’s ‘discreditedmetaphysicalbiology.’
He now believes his account of the virtues requires both a metaphysics and a
biology—exactly as Aristotle thought. Yet his version is not Aristotelian in
substance.AlthoughhismetaphysicsmaintainscontinuitywithAristotle,thebiology
and the corresponding account of the virtues he develops do not. It is on these
issueswhereheadoptsThomistandun-Aristotelianpositions.
In After Virtue, MacIntyre’s argument made teleology intelligible by the
reflectiononsocialpracticesthataimatthegoodthehumanagentdesires,revealing
that the agent is aiming at an ultimate good. This could be accomplished while
discountingAristotle’sexplanationofteleologyinhisaccountofhumannature—his
metaphysical biology. Yet by making teleology ‘social’ rather than ‘metaphysical,’
MacIntyre opened himself to the criticism that he had not actually succeeded in
262EP,99-100;WJWR,187.
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providing an objective account of the virtues and teleology.263He was therefore
vulnerabletothechargethathisaccountofthevirtuesandteleologydidnotescape
relativism.The kind of relativism suggestedherewould be thatMacIntyre’s truth
claimsaboutvirtueandteleologyalwaysdependuponthelimitedviewoftheworld
theperspectiveofsocialculturesprovide,ratherthanaclaimthattranscendsthese
perspectives.264
In clarifying whether his account of teleology was ‘social’ rather than
‘metaphysical,’MacIntyrerealizedthathisaccountofsocialteleologypresupposeda
specificaccountofhumannature,aspecificmetaphysicalgrounding.Heneededto
acceptthathumanbeingshaveaparticularend(inwhichpractices,traditions,and
the narrative unity of human life function as they do) toward which they are
directedbyreasonoftheirspecifichumannature.265Althoughhehadtriedtoevade
Aristotle’s ergon argument, he had to face it directly. He could not explain the
humanultimategoodwithoutalsoexplainingthenatureofthehumanbeing.
AsMacIntyresuggestsinWhoseJustice?,thedangerwasthatintheabsence
of this kind of explanation, it was too easy to transform Aristotle into another
protagonistofmodernity.Recallthatmodernityrejectstheideaofanultimategood.
Thecontemporaryspokesmanformodernity,JohnRawls,goessofarastosaythat
theideaofsubordinatingallouraimstooneultimateend‘strikesusasirrational,or
morelikelyasmad.’266YetRawlscitesAristotlewithapproval;Rawlsassuresusthat
263Forasummaryofthesecriticisms,seeLutz(2004),115-19.264SeeLutz(2012),175-76.NotethatthechargeofrelativismappliedhereisdistinctfromthechargeofrelativismappliedtoMacIntyre’sclaimsabouttheprocessoftherationaljustificationofatradition.265AV,xi.266Rawls(1971),554.CitedinWJWR,165.
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he is not alien or mad. Nussbaum echoes Rawls by emphasizing that Aristotle
recognizes thevarietyandheterogeneityofgoods, incontrast toThomasAquinas.
MacIntyre’s reply is that Aristotle and Aquinas both recognize the variety and
heterogeneity of goods, understanding them as goods insofar as they are
constituents of ‘the kind of life directed to the good and the best.’267Rawls and
NussbaumcandiscountAristotle’sultimategoodandtransformhimintoafamiliar,
sane,modernbecausetheysetasideAristotle’sPoliticsandthemoremetaphysical
aspects ofAristotle’s account of humannature as determined toward a particular
telos. Aristotle understands the ultimate good through how the good life is
constitutedinthepolis,andhowthispoliticallifefindsitscompletionwithreference
toitsplaceintheteleologicalorderofthecosmos.268
To establish the impossibility of aligning MacIntyre’s neo-Aristotelianism
with the modernist appropriation of Aristotelian views practiced by Rawls and
Nussbaum, MacIntyre clarifies the place of metaphysical explanation in the
Aristoteliantradition.He finds inAquinas themostcogentaccountof theultimate
human good presupposing an account of human nature.269Interpreting Aristotle,
Aquinas argues that the essence of goodness consists in what is desirable.270
Goodnessiswhatalldesire,andalldesiretheirownperfection.Perfectionrelatesto
a being’s actuality or its existence. Aquinas then argues that being is prior to
goodness: for something to be good and desirable, it must be actual—it must
267WJWR,165.MacIntyrereferstoNussbaum(1978),(1986).268WJWR,165-66;EP,4-5.269‘Ihad,withoutrealizingit,presupposedthetruthofsomethingveryclosetotheaccountoftheconceptofthegoodthatAquinasgivesinquestion5inthefirstpartoftheSummaTheologiae.’AV,xi.270InSTIaqu.5ar.1.AquinascitesAristotledirectlytoestablishthisargument:‘HencethePhilosophersays(Ethic.i):“Goodnessiswhatalldesire."’
302
exist.271As being precedes the good, the understanding of the goodmust also be
informedbyanunderstandingofourbeing,orthekindofnaturalsubstancethatwe
are. It is because Aristotle takes this argument to be correct that he explains
teleologyintermsofthespecificitiesofthehumannature.Hethengivesanaccount
of the specific human telos and the specific kind of flourishing that realizes this
telos.272MacIntyreexplicitlyadopts thesamestructure,evenwith its cosmological
implications.
Inordertoprovideharmonyandorderforthevarietyandheterogeneityof
goods, addressing the ultimate good, Aristotle formulates a conception of the
unifyingpurposeofallaction,whichMacIntyredefends.Thisconceptionservesas
thefirstprinciple(archē)ofpracticalreasoning.Thearchēisafixedandunalterable
end, providing a permanent, universal standard for evaluating action.273It is this
metaphysical feature that supplies stability ofmeaning and thereby objectivity.274
Thearchē isfirstinthesensethatit istheprinciple,theend,uponwhichallother
acts of practical reasoning are based. Deliberation about acts is about ordering
means to achieve a predetermined end.Only insofar aswe have anarchē canwe
thenembarkondeliberation.275Thearchēofpracticalreasoningisanaction-guiding
principle,connectingtothetelosofaction.AsAristotlesays, ‘Deductivearguments
concerningwhatistobedonehaveanarchē.Sincesuchandsuchisthetelosandthe
271InSTIaqu.5ar.2,AquinascitesAristotledirectlytoestablishthisargument:‘ItissaidbyAristotle(DeCausis)that"thefirstofcreatedthingsisbeing."’ 272Knight(2007),195.273TP,146.274TP,152.275WJWR,132-33.
303
best...’276Thearchēistheprincipleinaccordwithwhichthehumanagentdevelops
otheraction-guidingprinciplesthatenabletheagenttorecognizewhenhisdesires
arepointinghim inadirectionaway fromtheultimategood, thewrongdirection,
and correct them to the right direction.277There are two aspects to the archēof
practical reasoning, which MacIntyre describes in the following way. ‘We reason
theoreticallytoandaboutthatultimateendwhichisthearchēofpracticalenquiry
and reasoning, but from thatarchē it is by practical reasoning thatwe are led to
particular conclusions about how to act.’278So while the archē is discovered by
theory,aproperunderstandingofthearchēcannotsetasidethecharacterizationof
practicalreasoninginitsowntermsthatusesthearchē.
MacIntyre’s contention is that while the ultimate human good is
metaphysical,theconceptionoftheultimatehumangoodmustbeunderstoodfirst
bytheplaceithasinpracticalreasoning.Onemustnottosetasidethereflectionon
practical reasoning and social context to find a satisfactory metaphysical
explanation derived from theoretical reasoning. Philosophical theory must not
dictate what practical reasoning is from a standpoint external to practical
reasoning. 279 MacIntyre situates himself against two camps. Renaissance
Aristotelians assume one can beginwith a theory of the ultimate good and then,
secondarily, find an application for the theory of the ultimate good in practice.280
Theyfailfortworeasons.First,theoreticalargumentsabouttheultimategoodnever
276ENVI1144a32-35;MacIntyrecitesthisinTP,146.277D’Andrea(2006),311;ECM,55.278WJWR,193.MacIntyredrawsfromAquinas,CommentaryontheEthicsVI,lect.2.279ECM,53.280EP,7-18,36.E.g.FrancescoPiccolomini,LeonardoBruni,andJohnCase.
304
succeedinformingthegoodcharacterthatisarequirementofsuccessfulpractical
reasoning.281Second, as contemporary Aristotelians correctly note in criticizing
‘Grand End’ views of practical reasoning, one does not first need theoretical
knowledge of the ultimate good to act correctly. It is mistaken to think that an
agent’s choice shows the virtue of prudence only if it realizes the agent’s grand
picture, ‘a true and acceptable account of the good.’ 282 Yet the camp of
contemporary Aristoteliansmistakenly argue that a genuine Aristotelian position
takes the theoretical conception of the ultimate good as irrelevant to agent’s
practicalreasoning.
Bycontrast,MacIntyrearguesthatturningtoatheoreticalconceptionofthe
ultimategoodhelpsjustifythechoiceshumanagentsmake:
Sincewhatdiscriminatesonekindof character fromanother is howgoodsare rank ordered by the agent, and since each rank ordering of goodsembodiessomeconceptionofwhatthegoodlifeforhumanbeingsis,wewillbe unable to justify our choices until and unless we can justify someconceptionofthehumangood.283
MacIntyrestressesthepracticalrelevancetotheagentofatheoreticallygrounded
conception of the human good, which is grounded in metaphysics.284MacIntyre’s
statement of the place of archē in theoretical reasoning is important here, as it
remindsusthatitisnotan‘epistemological’firstprinciple,asCartesianphilosophy
adopts and Aristotelian philosophy must reject. In MacIntyre’s telling, Aristotle
developsaconceptionofdialecticalenquirythataimstogiveanaccountofthefirst
281EP,21.282Broadie(1991),198.CitedinEP,22.MacIntyrecharacterizesBroadieasa‘contemporaryAristotelian.’ShearguesMacIntyresubscribestothe‘GrandEnd’view.283EP,36.284EP,26.
305
principles (archai) of the field being discussed. But acquiring knowledge of first
principles is a process. They are not knowable at the outset of the enquiry.285
Moreover, the conclusion one makes is always in need of further elaboration or
development.286
In the course of an agent’s practical reasoning, seeking an answer to the
questionofwhatsortofhumanbeingheshouldbecome,theagentdiscoverswhat
thegoodisandbeginstothinktheoretically,tophilosophize,aboutthegood.Itdoes
notmeananagentmust firstbea theoristorphilosophertoactprudently. In this
respectthecontemporaryAristoteliancritiqueofthe‘GrandEnd’positioniscorrect.
Instead it is to say that good rational agents seeking to justify their choicesbegin
theoreticalenquiry,andbecomemoralphilosophers.287
So what then is the archē, the ultimate good of practical reasoning, that
theoretical enquiry discovers?MacIntyre’s holds off from providing a substantive
account.TheviewthatheascribestoAristotleemphasizesthedialecticalcharacter
of this discovery. His Aristotelian tradition provides an ‘outline sketch’ of
eudaimonia.288ButitsetsasideAristotle’ssubstantiveanswerofcontemplationasa
caseofphilosophicaltheorizingfailingtocharacterizethelifeofpracticeinitsown
terms.WhatMacIntyrepreferstodoislistsomecharacteristicsoftheultimategood.
Itsachievementinvolvesahighdegreeofself-knowledge.Itisanendthatcompletes
andperfectsthelifeoftheagentwhoachievesit.Whenothergoodsaregiventheir
dueplaceinthelifeoftheagent,thentheagentisdirectedtowardtheachievement
285TP,146-50.286SeeTP,149.287EP,35.288EP,35.
306
ofhisultimategood,andviceversa.289Thiskindofdescriptionreinforcesfeaturesof
theultimategoodalreadyknown.Anadditionalstep,onetakenbyThomasAquinas,
istoapproachthequestionnegativelyanddeterminewhattheultimategoodcannot
be.290Thisrulesoutalifecompletelydirectedtoacquisitionorpossessionofmoney,
politicalhonours,reputation,power,health,pleasure,aswellasintellectual,moral,
aesthetic, and spiritual excellence.291 This kind of answer makes it clear that
MacIntyreisrecastingtheergonofthehumanbeingasoneofrationalenquiryinto
theultimategood.292
There is one way to describe the content of ultimate good positively. For
Aristotle, the content of the human good is determined in a particular way.
MacIntyre frequently emphasizes that Aristotle held that one cannot deliberate
aboutone’sowngoodwithoutdeliberatingaboutthegoodofone’scommunity,and
viceversa.293Theergonof thehumanbeingcannotbeactualizedwhenthehuman
being is detached from the context of the community, thepolis. In a likemanner,
MacIntyreholdsthattheergonofthehumanbeingissuchthatthehumanagentcan
onlydeliberateabouthisowngoodwhiledeliberatingaboutthegoodoftheagent’s
community, embodied in practices, relationships with others, and traditions. The
ergonofthehumanbeingcanonlybeactualizedincommon.294
289ECM,53.290ECM,53,229;MacIntyrereferstoSTIa-IIaequ.2-3;andqu.2ar.1-8.SeealsoD’Andrea(2006),277.291ECM,53,229.292SeeECM,86.293EP,35.Itis‘fromwithinandonlyfromwithinagivenpolis,’thatonecanaskwhatistheultimatehumangood.WJWR,133.294ECM,51-52;seealsoWJWR,133.
307
Inthelastanalysis,theAristoteliantraditioncannotbringforthaprotagonist
of modernity because the Aristotelian tradition characterizes the ergon of the
human being in terms anathema to modern liberal individualism. Again, the
fundamental opposition is between Aristotle and Nietzsche. In Ethics and the
Conflicts of Modernity, MacIntyre contrasts his neo-Aristotelianism with the
Nietzcheanconceptionoftheergonofhumanbeing.TheNietzscheanconceptionof
the ergon is that it is actualized when the human being excludes oneself from
practices, relationships, and tradition. From MacIntyre’s perspective, the
Nietzscheandeniesoneself ‘thepossibilityofunderstandingwhatit istobesucha
rationalagent.’295
To elaborate on the specific human nature that supports this common
deliberationaboutthegood,MacIntyreacknowledgesthattheaccountofthegoods
requires a biological explanation, which he develops in Dependent Rational
Animals.296The intention of Dependent Rational Animals is in a significant way
Aristotelian.MacIntyrehasfullydiscardedtheinitialconvictionofAfterVirtue:that
it was possible to reconstruct teleology without reference to the ‘metaphysical
biology’ that explains Aristotle’s teleology. Nevertheless MacIntyre acknowledges
that the biological explanation he offers inDependentRationalAnimals is ‘not an
especiallyAristotelianone.’297
InDependantRationalAnimals, MacIntyre builds a link between the social
practices human beings hold in commonwith intelligent non-human animals like
295ECM,58.296DRA,x.297AV,xi.
308
dolphinsandgorillas.Thesocialpracticesofeachinvolvethepursuitofrespective
goods—whatcontributestotheflourishingofamemberofthatspecies.MacIntyre
argues that intelligent non-human animals are, like human beings, capable of
practicalreasoning.Whetherwearespeakingofhumans,dolphins,orgorillas,when
wedescribethemactingtopursuetheirgoodsthemeaningof ‘goods’ is ‘precisely
the same.’ 298 MacIntyre believes that philosophers have overemphasized the
distinctions between human and non-human animals, obscuring resemblances.299
MacIntyre regards the focus on human animality—the emphasis of the features
humananimals sharewithnon-humananimals—asanAristotelian regard, for ‘no
philosopherhastakenhumananimalitymoreseriously.’300
To identify what is specifically human flourishing, MacIntyre follows
Aristotle in identifying human flourishing with a specifically human activity. As
opposed to dolphins, human beings need to understand themselves as practical
reasonersaboutgoods,andargueandlearnfromothersabouthumanflourishing.301
All this helps us judge truly for ourselveswhat is good.Human flourishing is not
possiblewithoutthisindependenceofjudgement.Unlikegorillasanddolphins,the
specificactivitythatmustberealizedforhumanflourishingisforthehumanbeing
to be an independent practical reasoner. Independence here signifies that we
humans, using language in different ways than animals, evaluate our own social
298DRA,61;64.299DRA,49-51.300DRA,5.301DRA,67-68.
309
practicesandthesocialpracticesofothers.Thisenablesustojudgeandactonour
own.302
Now,Aristotleheld that the criterionof self-sufficiency is a requirementof
the ultimate good. Aristotle argued that themegalopsychos (themagnanimous or
great-souledman)isaparagonofvirtuebecauseheisself-sufficient.Forexample,
the megalopsychos is ashamed to receive benefits because it is the mark of an
inferior to receive benefits. 303 By contrast, MacIntyre criticizes Aristotle’s
megalopsychosforindulgingintheillusionofself-sufficiency.Aristotlelosessightof
our animal dependency, and assumes that the human being does not require the
communalrelationshipsofothersinordertolivewell.Thisisamistakealsomade
by Nietzsche. 304 To establish a stronger difference between Nietzsche’s
individualism and neo-Aristotelianism requires dropping themegalopsychia from
the virtues. So MacIntyre turns ‘Aristotle against Aristotle’ with ‘the aid of
Aquinas.’305
While MacIntyre follows Aristotle in arguing that we need the virtues
because of the kind of biological being we are, he emphasizes different virtues,
arguingthatwearerationalanimalswhosevulnerability(susceptibilitytodisability
andaffliction)throughoutmostoflifemakesusmutuallydependentononeanother.
To become independent practical reasoners, we require the constant aid and
assistanceofotherindependentpracticalreasoners.306Thevirtuesthatenableusto
302DRA,71-77;Knight(2007),197-98.303DRA7,127;MacIntyrecitesEN1124b9-10.304DRA,162-65;Knight(2007),198-99.305DRA,8.306DRA,81-98;D’Andrea(2006),378.
310
become independent practical reasoners are the virtues that foster these
relationshipsofaidandassistance, thevirtuesof ‘acknowledgeddependency.’307A
keyvirtueofacknowledgeddependency iswhatMacIntyrecalls thevirtueof ‘just
generosity.’308To conceptualize the virtue of just generosity MacIntyre follows
Aquinas against Aristotle. MacIntyre replaces Aristotle’s flawed virtue of
megalopsychia with Aquinas’s virtue ofmisericordia (mercy or pity).Misericordia
calls us to meet the urgent needs of our fellow human beings, notably when
situations of vulnerability arise.309Only when we can depend on others can the
goods human beings seek to pursue in their social practices be realized. The
communal life that Aristotle argued belongs essentially to human beings can
therebyberealizedonlywhenthevirtueofmisericordia isconsideredthegreatest
ofvirtuesinrelatingtoourneighbour.310
MacIntyre’s argument in Dependent Rational Animals thus exposes two
pointsofrupturewithAristotle.First, itshowshowMacIntyredevelopsAristotle’s
ergon argument in a different way than Aristotle. MacIntyre believes Aquinas’s
accountofthevirtueiscorrectbecauseofthehumanbiologicalconditionofmutual
dependency.Thehumanergon isexplained in termsofmutualdependency,which
underwrite the conditions for human flourishing. Aristotle, for his part, stressed
self-sufficiencytoestablishhistheoryofthekeyvirtuesandtheultimategood.The
humanergonisexplainedbytheactivityofthehumanbeing,theself-sufficiencyof
the rational soul, which bears the least resemblance to animals. Self-sufficiency
307DRA,120.308DRA,121-23;foraconciseexplanationofthevirtueof‘justgenerosity’seeDunne(2013),65.309DRA,123-28;MacIntyreisinterpretingSTIIa-IIaequ.30ar.3,qu.31ar.3.310DRA,125;MacIntyrecitesSTIIa-IIaequ.30ar.4.
311
therebyunderwrites thecondition forhuman flourishing.Bycontrast,MacIntyre’s
explanation of the human ergon comes from human social practices that most
resembleanimals.311
A second rupture lies in the consequence of MacIntyre’s rejection of self-
sufficiency.ForAristotle,self-sufficiencyultimatelyjustifiesthebesthumanlife,the
contemplative life, because it is the life that is themost self-sufficient.MacIntyre
cannotacceptthatargument.312SoonepartofMacIntyre’sneo-Aristotelianismsets
asideAristotle’s answerof the contemplative life as thebest life, fornotproperly
characterizing the lifeofpractice in itsown terms.Yetanotherpart,developed in
DependentRationalAnimals,rejectsthesubstanceofAristotle’scontemplativelifeas
thebestlife.
ThesetworupturesemergebecauseofthedifferencesbetweenAquinasand
Aristotle.InopposingAquinas’smisericordiatoAristotle’smegalopsychia,MacIntyre
concedes that there is greater opposition between Aquinas and Aristotle than he
hadinitiallythought.313Tobevirtuous,Aquinaswishesnottoshareintheattitudes
of Aristotle’smegalopsychos.314Thus it is Aquinas, not Aristotle, who provides a
correcttheoryofthevirtues.Moreover,itisAquinas,notAristotle,whoprovidesan
accountofthebestlife.
V.ThomismandtheFinalEndofHumanLife
MacIntyrehadclaimedinAfterVirtuethathisaccountwasnotAristotelianin
twoways: itdoesnotrequireallegiance toAristotle’smetaphysicalbiology,and it
311Knight(2007),200.312Knight(2007),200.SeeEN1177a28-1177b1.313DRA,x-xi;AV,xi.314DRA,xi.
312
gives an account of moral dilemmas, that does not spring from a character flaw
alone. In his later revisions, hemade his accountAristotelian in both theseways.
Moreover,hesubscribedtotheunityofthevirtues.Healsosawsufficientcontinuity
betweenAristotleandAquinas toadoptAquinas’s formulationsof these issues, as
wellasadoptingAquinas’sviewsonthenaturallaw.
One might wonder why MacIntyre chose to identify himself as a Thomist
ratherthanasanAristotelianwhoagreedwithAquinas’selaborationsonAristotle’s
positions. The best answer is that on MacIntyre’s own account of philosophy,
philosophical positions are always embedded within traditions of enquiry and
cannotbe articulated intelligiblyoutsideof a traditionof enquiry.Aphilosophical
personistrainedintoatradition,butitmayneverhavebeenexplicitlyformulated
for them. For that reason, a philosophical person can experience ‘a shock of
recognition’whensheencountersa coherentpresentationof tradition: ‘this isnot
only, so such apersonmay say,what I now take tobe truebut in somemeasure
whatIhavealwaystakentobetrue.’315MacIntyre’sself-identificationasaThomist
is such an instance in the biography of a philosophical person. Upon studying
Aquinasmorecarefully,hisshockofrecognitionwasthatevenduringtheperiodof
his self-identificationwithAristotelianismhehad ‘in somemeasure’ always taken
theprominentphilosophicalpositionsofThomismtobetrue.
This also applies to MacIntyre’s Catholicism. He was received into the
Catholic Church in 1983, following the publication of After Virtue. MacIntyre had
turnedtoKarlBarthasacountertoliberaltheology’slackofrealfaith,butthrough
315WJWR,394.
313
Barth,MacIntyrehadlosthisownfaith.HelearnedfromBarthtoseparaterational
philosophical argument from theology, considering them as two wholly separate
spheres. MacIntyre then realized he could not rationally justify religious belief.
Later, MacIntyre learned why the separation Barth made was false. 316 Here
Aristotelianismplayedamajorrole. ‘Iwasonlyable torespond to the teachingof
the Church,’ said MacIntyre, ‘because I had already learned from Aristotelianism
boththenatureofthemistakesinvolvedinmyearlierrejectionofChristianity,and
how to understand aright the relation of philosophical argument to theological
inquiry.’317
MacIntyre’s interpretation of Aristotle acknowledged that according to
Aristotle,reasoncouldshowthatGodexistsandthatitispossibletogainknowledge
ofGodinsomesense.AccordingtoMacIntyre,Aristotle’sbesthumanlifetakesplace
‘in the overall life of the polis, which itself has to be understood, in this light, as
existing for the sake of that in human beingswhich links them to the divine. All
rationalpracticalactivityhasasitsultimatefinalcausethevision,sofarasitisopen
to human beings, ofwhat God sees.’318OnceMacIntyre granted that reason could
gainknowledgeofGodinsomesense,therewasnolongerthecompleteseparation
between philosophy and theology that Barth imagined. The pressing question is
what ‘insomesense’means. Inanswering thisquestion,MacIntyrewashelpedby
Thomas Aquinas and his doctrine of analogy.319MacIntyre holds that Thomism’s
specificallyreligiousconclusions—thatknowledgeofGodisinsomesensepossible
316MacIntyre(1994b),257.317MacIntyre(1994b),266.318WJWR,143.319Perreau-Saussine(2005),145-46.
314
and that he exists—have intrinsic philosophical merit consonant with
Aristotelianism. 320 Barth’s anxiety, that any theology too close to philosophy
succumbed to liberal theology and to liberalism, no longer troubled MacIntyre:
liberalism could be refuted on the secular philosophical grounds Aristotelianism
provided.321YettoadoptThomistelaborationsofAristotelianismmeantMacIntyre
wasworkingfromwithintheThomisttraditionandhadrecognizeditsconclusions
tobecorrect.SoheidentifiedhimselfwithThomism.
There is then an additional step to take. Once the identification with this
traditionbecomespartofthelifeofthephilosophicalperson,rationalityrequiresof
suchapersonthat:
he or she confirm or disconfirm over time this initial view of his or herrelationshiptothisparticulartraditionofenquirybyengaging, towhateverdegree is appropriate, both in the ongoing argumentswithin that traditionandinargumentativedebatesandconflictsofthattraditionofenquirywithoneormoreofitsrivals.322
OnceMacIntyrehasidentifiedasaThomist,hemustdebatefromthatperspective.
SoheengagesinongoingargumentswithinThomism,aswellaselaboratingdebates
withtraditionsofenquirythatconflictwithThomism.
Intheprocessofdoingso,hemakesthefollowingdiscovery.Hehadinitially
identifiedastrongcontinuitybetweenAristotleandAquinas.Heregardshisviews
about the relationshipbetween theologyandphilosophyaspartof the continuity.
Nevertheless,hediscoveredthathecouldnotpassoverthepointsofdiscontinuity
320SeealsoD’Andrea(2006),389-93.321‘Myphilosophy…issecularinitscontentasanyother.’MacIntyre(1994b),266.SeealsoMacIntyre’saccountoftheself-understandingofearly20thcenturyThomists,ECM,106.322WJWR,394.
315
andrupturebetweenAristotleandAquinasonthecontentofthevirtuesandofthe
bestlife.CompletereconciliationbetweenthetwoeludesMacIntyre.
What then isMacIntyre’saccountof thebest life, and inwhatwaydoeshe
regard it as Aristotelian? To answer the question of the best life, he recasts
Aristotle’s life of theoretical contemplation into an account of the practice of
theoretical enquiry provided by Thomism. As a Thomist, he does not regard his
account as identical to Aristotle. As outlined above, themost significant ruptures
betweenAristotle andMacIntyre’sThomismarise inMacIntyre’s rejectionof self-
sufficiency in life as illusory, entailing a rejection of megalopsychia as well as
Aristotle’scontemplativelifeasthebestlife.Therewasasignofthislatterrupture
inAfterVirtue.MacIntyredescribedtheoreticalactivityasapractice.Aristotlenever
did this, and was insistent on distinguishing between praxis and theōria: praxis
concernstherealmofwhatiscontingentandcouldbeotherthanit is,andtheōria
concernstherealmofwhatiseternalandunchanging.
FollowingAfterVirtue,MacIntyrediddevelophisAristotelianismtoconfirm,
thatphilosophicalenquirymustbetheoretical inAristotle’ssense: itmustaddress
therealmofwhatiseternalandunchanging.Afterall,MacIntyreacknowledgesthat
hecannotjustifyhisaccountofteleologywithoutametaphysicalexplanationtaking
theformofadefenceoffirstprinciples.‘Archē/principiumandtelos/finis,soitmust
seem, stand or fall together.’ 323 As described above, the archē is decisively
metaphysical. It is a fixed and unalterable end, providing a permanent, universal
standardforevaluatingaction.MacIntyreholdsthatthisun-modernconclusionisa
323TP,146.
316
reasonable conclusion to make. The distinctiveness of Aristotelianism in both
theoretical explanation and practical rationality is its first principle of the
reasonableness of a ‘final good’ or ‘final end,’ to introduce MacIntyre’s Thomist
vocabularyforthe‘ultimategood.’324
ForMacIntyre’sactivityoftheoreticalenquirytobea‘practice’inhisuseof
the term, one must be able to identify a telos or distinctive good internal to the
activity of enquiry. 325 Although neither Aristotle nor Aquinas systematically
discussesthepracticalactivityofenquiry,MacIntyrearguesthatAristotlesupplies
thistelosinPosteriorAnalytics.Thistextprovidestheaccountofaperfectedscience,
aperfectedtypeofunderstandingortheoreticalenquiry.326PosteriorAnalyticshelps
clarifythat‘achievedunderstandingisthetheoreticalgoalofthepracticalactivityof
enquiry.’ 327 Aristotle’s account, filled out by Aquinas and other Aristotelian
interpreters,arguesthatunderstandingisonlyachievedonceonegraspsthearchai.
Consequently,theoreticalenquiryhasasitsteloswhatiseternalandunchanging.328
Moreover, enquiry aims at completion or finality. At least theoretically, there is a
finalterminusforenquiry.MacIntyrefindsthisconclusionparticularlyimportantin
defendinghismetaphysicalrealism,because itallowsusto justifywhyanotionof
truthinvolvesanabsolutestandpoint.329‘AbouttruthitselfAristotlesaidverylittle,’
writesMacIntyre,sohelookstoAquinasfora‘moreextendedaccount.’330
324Knight(2007),165.325TP,156.326TP,155.327TP,156.328TP,156-57.329TP,208;157-58.330TP,159.
317
Describing the practice of philosophical or theoretical enquiry within the
Thomist tradition,MacIntyre supplies four characteristics. First, allmen desire to
knowandunderstand,sophilosophypursuesquestionsposedbyhumanbeingsin
general.331Professional philosophers elaborate questions about the universe and
theendsoflifethatarefirstexploredby‘plainpersons,’ordinarypeopleuntrained
as philosophers. 332 Second, philosophy as practice has and develops its own
standards of excellence, including a semi-technical vocabulary, and its own
specializations.333Good philosophical practice preserves as the central topics for
developingitsstandardofexcellenceorinternalgoods‘thenatureoftruth,ofgood,
of rational justification, and ofmeaning.’334Moreover, good philosophical practice
developsitsownstandardsofexcellencewithoutlosingsightofthequestionsabout
theuniverseandtheendsoflifefirstexploredbyplainpersons.335Third,philosophy
providesasystem:itprovidesacomprehensivevisionofthegood,theendsoflife,
and the order of things.336Good philosophical practice contributes to previously
existingconversationsaboutthissystem,acknowledgingtherolefutureparticipants
have to make further contributions.337Fourth, philosophy can learn from God’s
revelation.Thisrelationshipisacomplexone,buttherearetwoconceptionsofthis
relationship towhichMacIntyredoesnotsubscribe.Revelation isnotsupposedto
putadecisiveendtotherationalenquiriesofphilosophy,showingphilosophytobe
331TP,180.332TP,187.Foranaccountof‘plainpersons,’seeMacIntyre(1992).MacIntyreintendsthetermtobefairlyuniversal,but‘plainpersons’mightbefarlesscommonthanhethinks.Beiner(2014),183-88.333TP,180.334TP,131.335TP,130.336TP,181.337TP,130-31.
318
redundant and unnecessary before the claims of revelation. Nor is philosophy
limitedasaprologuetorevelation,afterwhichitmustbesilent.Instead,revelation
ennoblesphilosophy: itprovidesnewresourcesandteachesphilosophicalenquiry
where it can best pursue further questions. A holy life does not stop being a
philosophicallife.338
While the furtherdetailsof thisaccountarebeyond thepresentstudy, it is
importanttonotetwoAristotelianfeatures.Carryingonfromhischaracterizationof
Aristotle’sdialecticsasaprovisionalkindofenquiry,MacIntyre’sThomistaccount
emphasizesthatprogressinenquiryisalwaysopentofuturecontributions,making
progressinphilosophyprovisional.Aristotle’sdialecticsisinsearchofarchaiasits
telos.339Toreachthetelosoftruthisalong,challenging,andsometimesfrustrating
process, and conclusions admit of further possible revision. Yet MacIntyre
emphasizes the provisional character of enquiry more than Aristotle or Aquinas
everexplicitlydid; thoughhe thinksAquinas’s conclusionsweremoreprovisional
than Aristotle’s, making his emphasis more Thomist than Aristotelian. 340
MacIntyre’s reflections on the provisional character of knowledge take full form
throughhisconceptofatraditionofenquiry,whichcompeteswithrivaltraditions
inordertoprovidethemostrationallyjustifiableaccountofreality.
Second,theNicomacheanEthicsandPoliticsprovidethecontextwithinwhich
theoretical enquiry takes place. 341 While MacIntyre rejects Aristotle’s
characterizationofself-sufficiencyasillusory,inturning‘AristotleagainstAristotle’
338TP,182;213-14.339TP,162.340TP,163,166-67.341TP,164.
319
he can concentrate on the insights of the context that Aristotle provides for
theoretical enquiry. Aristotle ostensibly presents two conflicting accounts of the
best life; one, a solitary theoretical activity contemplating the eternal and
unchanging; and two, the life of moral and political virtue realized in common.
Aristotle appears to make the life of moral and political virtue inferior. 342
MacIntyre’s interpretation is that both lives need to be combined.WhileAristotle
seesthemoralandpoliticallifeassubordinatetothelifeofcontemplativeenquiry,
thelatterisimpossiblewithouttheformer.Thetwomodesoflifemustbecombined
in thepolis, and thepolisexists ‘for the sake of that in humanbeingswhich links
themto thedivine.All rationalpracticalactivityhasas itsultimate finalcause the
vision,sofarasitisopentohumanbeings,ofwhatGodsees.’343
MacIntyre therefore argues that philosophical enquiry in the Aristotelian
tradition is an inherently social activity. ‘In importantmatterswedeliberatewith
others,’ wrote Aristotle, ‘not relying on ourselves for certitude’.344Aristotle’s and
Aquinas’s remarks, writes MacIntyre, ‘could have been made just as aptly about
theoreticalasaboutpractical thinking.’345Solitarydeliberationfails.Weneedfrom
others the virtues of objectivity—a shared commitment to pursue truth. 346
Moreover, the life of theoretical enquiry requires certain virtues, bothmoral and
intellectual.347These virtues are at play in fostering the characteristics of good
philosophicalpractice.MacIntyrealsoconnectsthecontextofphilosophicalpractice
342WJWR,142.MacIntyrecitesEN1177a12-1178b32.343WJWR,143.344EP,73.MacIntyrecitesEN1112b10–11.345EP,73.346EP,74.347TP,164.
320
totryingtoseetheworldfromtheabsolutestandpoint,subspecieaeternitatis—as
earlier noted, a tenet of metaphysical realism. MacIntyre’s conception of
philosophical practice so that it is friendly to the insights of revelation can be
regarded as an extension of this aspect of the Aristotelian context. MacIntyre’s
accountofphilosophicalactivityemphasizesthefeaturesofmoralandpoliticallife,
thestudyofwhat isgoodandtheendsof life,alongsidethecosmologicalorderof
things.
ThiscontextalsoclarifieshowMacIntyretreatsthequestionofthebestlife,
the one that best realizes the final end or ultimate good of the human being. As
noted above, MacIntyre’s hesitancy to provide a concrete answer to what the
ultimategoodmeansheapproachesitbyrulingoutwhatitisnotandwhatkindof
lifeitdoesnotinvolve.Heemphasizestheenquiryratherthanaparticularanswer.
For MacIntyre, the ergon of the human being is one of rational enquiry into the
ultimategood.MacIntyre’saccountofphilosophicalpracticeisnotofanactivityof
rational enquiry reserved to a privileged professional set. Instead, plain persons
first pose philosophical questions. Self-questioning is a general human activity.
Second,MacIntyreholdsthattheergonofthehumanbeingissuchthatthehuman
agentcanonlydeliberateabouthisowngoodwhiledeliberatingaboutthegoodof
the agent’s community, embodied in practices, relationships with others, and
traditions.Theergonofthehumanbeingcanonlybeactualizedincommon;while
Aristotlesaiditmustbeactualizedinthepolis,MacIntyre’sThomismsubstitutesfor
thepolisthefamilyandpoliticalcommunity.348
348TP,194.
321
Nevertheless, these are descriptions ofwhatwould be required to live the
best life.Theydonot explainwhat thebest lifewouldbe,beyond that it requires
seekingwhat is thebest life.MacIntyre’s rejectionof self-sufficiencyasan illusion
depriveshimoftheAristoteliancriterionforexplainingwhatthebestlifewouldbe.
Heisleftwithnospecificexplanationofthecontentofthebestlife.
ThisisMacIntyre’sintention.349MacIntyreavoidsatheoreticalexplanationof
thebestlifeandthefinalendthatcharacterizesitfortheaforementionedreason:he
doesnotwanttocommittoatheoreticalexplanationofthelifeofpracticethatfails
tocharacterize the lifeofpractice in itsownterms.Additionally,MacIntyre thinks
his reticence to give a comprehensive account of the final end is faithful to the
nature of theoretical enquiry. The provisional character of theoretical enquiry
meansthatwecannotexpectadefinitiveanswertotheultimateendofhumanlife.
HereMacIntyreshowshowheprefersAquinastoAristotle.WhileAristotlethought
he could definitively conclude that the final end is theoretical contemplation,
Aquinasdefers the final end toanotherworldly future. ForMacIntyre, thismeans
that the answers reason provides are tentative.350The application of MacIntyre’s
Thomism preserves the provisional character of theoretical enquiry. Yet it
acknowledgesthattheologycouldprovidemoredefinitiveanswers,whichcouldin
turn inspire new philosophical enquiry. Nevertheless in his major writings
MacIntyre remains neutral with regard to theological commitments, not arguing
349C.f.Beiner(2014),170.350WJWR,193;Knight(2007),196.
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from these commitments. He thereby invites his readers to debate him on
philosophical,ratherthantheologicalgrounds.351
There is, however, an additional purpose in MacIntyre’s reticence. It
indicatesthathesupportstheThomisticaccountofthefinalend.Heisnotrejecting
self-sufficiency as a characteristic of themost perfect good.He is instead arguing
that self-sufficiency is not found where Aristotle thought it was found, in great-
souledor contemplative activity lived in thispresent, finite life.Aristotle failed to
recognizethattheseactivitiesrequirethevirtuesofacknowledgeddependencyfor
their realization. For a Thomist, Aristotle did not grasp the final end correctly;
consequently, his account of practical reasoning is not merely incomplete, but
radically defective.352MacIntyre acquiesces to the Thomist critique of Aristotle in
two ways: he suggests theoretical enquiry reveals that no good discovered in
present,finitehumanlifecanbesatisfyingforhumannature,andheimpliesthatas
self-sufficiency is not found in any present human life. Self-sufficiency, and the
perfect good satisfying human nature, is found only outside and beyond this
present,finitelife.353Aquinasusesthisargumenttoexplainwhythefinalendofthe
beatific vision is suggested by human nature, and is therefore a reasonable
conclusiontoconsider.MacIntyre followsthisapproach inEthicsintheConflictsof
Modernity. By frequently stressing the incomplete character of the final end
discernedthroughpracticalreasoninginthispresentlife,MacIntyreaskshisreader
to consider what a complete or perfected life would look like. His intellectual
351D’Andrea(2006),392.352WJWR,193.353TRV137-38;WJWR,192.MacIntyrereferstoSTIa-IIaequ.5ar.4.
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practice is not that of a Thomist theologian, however. He concludes Ethics in the
Conflicts ofModernity by raising the question ofwhat a perfected lifewould look
like;yethehaltshisenquiryatthepointwhereitwouldaddressnaturaltheology.354
VI.RevolutionaryAristotelianism
MacIntyre’stheoreticalargument,developedthroughouthiswork,isthatthe
AristoteliantraditionelaboratedbyAquinasprovidesthebestresponsetomodern
liberal individualism.MacIntyre’sclarificationsandelaborationsof this theoretical
argumentconstitutethemajorityofhisacademicwork,butitisimperativenottolet
thisquantitydistortthepurposeofhisproject.Torepeatagainhiscrucialmaxim,a
philosophypresupposesa sociology.A corollaryof this claim is thatphilosophical
theoryisembodiedwithinsocialpractices.MacIntyre’soppositiontomodernliberal
individualismisnotonlyatheoreticalconflict,asthetheoreticalmistakesofmodern
liberal individualism are embodied in the dominant institutions of social life.
Providing a better theory tomodern liberal individualism is an important part of
challengingit,butitisultimatelyinsufficientforcorrectingliberalindividualism.It
mustbechallengedinsociallife,intheinstitutionsthatembodyit.355
Modernliberalindividualismisembodiedintheinstitutionsofthestate,the
market, and ‘Morality.’356These three institutions are linked. Although the state
claims to be political, to realize the common good, it represents institutionalized
interests. The state is united in an indissoluble partnership with the market. Its
Weberianbureaucratsshareaneedwithprivatecorporationsforcapitalformation,
354SeeECM,315.355MacIntyre(1994a),228-29;Knight(2007),174.356ECM,166.
324
economic growth, and a trained yet disposable labour forcewhosemembers ‘are
also compliant consumers and law abiding citizens.’357‘Morality’ helps to shield
theseinstitutionsfromrationalcriticism.
For MacIntyre, no political tradition offers a practical alternative to the
institutionsofmodernliberalindividualism.Marxismandallpoliticaltraditionsare
exhausted.358ThisistrueoftheAristoteliantraditionaswell.Aristotle’scontextfor
humanlife,includingphilosophicalenquiry,culminatesinthepolisastheidealform
ofpoliticalcommunity.ButrecoveringthepolisisnotanoptionforMacIntyre.The
historical and social circumstances that led to its emergence in ancientGreeceno
longer exist. There is nopractically applicable path to reviving it.Moreover, even
nostalgia for the polis would bemisplaced. The polis is forMacIntyre a seriously
deficient political form in terms of justice.359After all, it excluded slaves, women,
artisans,andnon-Greeksfromparticipationinit.
SomeofMacIntyre’smoresubtlecriticshavearguedthathedoesnottakeup
the themecentral toAristotle’sPolitics: thequestionof thebestregime.Aristotle’s
analysis of thepolis points to different political regimes,ways of governance into
whichthecitycanbearranged.Thisraisesthequestionofwhichregimeisbestfor
realizing human perfection. Aristotle thusmakes the question of the best regime
central to thePolitics.360MacIntyredoesbriefly consider thebest regime, thebest
kind ofpolis, yet does not see it as a live political option for Aristotelianism. The
357EP,211;Knight(2007),170.358AV,262.359PaceNussbaum(1989):MacIntyrelongs‘nostalgicallyforaunanimitythathumanlifehasneverreallyhad.’SeeLutz(2012),179-80;D’Andrea(2006),421-26.360Perreau-Saussine(2005),54,128;Manent(2005),2-3,5-6.
325
restructuringof thebestkindofpolis to remedy its injustices, thepolis that could
admitslaves,women,artisans,andnon-Greeks,andallowthemtoparticipatefully
in the life of the polis, would be inconceivable to Aristotle.361Moreover, itmakes
Aristotle’spolisincoherent,sincehesimultaneouslydescribesahumanergon,while
excludingthevastmajorityofhumansfromrealizingit.362
Ifallpolitical traditionsareexhausted, includingAristotle’sregime, there is
nopracticalpoliticalalternativetotheliberalregimeatpresent.Itisheretostayfor
theforeseeablefuture.363MacIntyreacceptsthis.364ByimmigratingintotheUnited
States in 1969, he acquiesces to the rule of liberalism exemplified by the United
States. In his life, liberalism’s ‘political solution’ becomes the default solution.365
Attemptstooverthrowliberalismendin‘terrorismorquasiterrorism.’366Stalinism
andotherextremistideologiesareruledout;heiswillingtotolerateallianceswith
liberal states to defeat these ideologies.367The reason, therefore, that MacIntyre
drops Aristotle’s question of the best regime is because the practical answer at
presentisliberalism.368
However,MacIntyre’sAristotleremainsradicallypolitical.Hisreconstruction
ofthepoliticsoftheAristoteliantraditionfocusesnotonthetheoryofpoliticsorthe
361WJWR,105.362ECM,86.363AV,255.364AsPerreau-Saussinehasargued.HedeploysaMacIntyreanaccountofphilosophicalbiography,wheredetailsofbiographicallifeplayaroleinunderstandingthenarrativeofthephilosopher’slife.SeeTP,132.ForMacIntyre’sownself-understandingofwhathehadlearnedfromlivingintheUnitedStates,seeMacIntyre(1994b),266.365AV,255;Perreau-Saussine(2005),53.366MacIntyre(1994b),265.367MacIntyre(1997),252.368Inthissense,Perreau-SaussineiscorrecttosaythatMacIntyre‘radicallydepoliticizes’Aristotle:MacIntyreanalysesmanandtherequirementsofmorallife,astheyarerealizedinsocialpractices,stoppingthereandnotrelatingthesetothebestregime.Perreau-Saussine(2005),54.
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best regime but on the basic level of practice.369For MacIntyre, to resist the
institutions of the liberalism requires eventually building up new, alternative
institutions. The source of institutions lies in practices. So rather than speculate
about the institutions required in the best regime, MacIntyre sees the more
fundamental issue in specifying what kinds of political practices need to be
encouraged. His goal is not to reform and replace the dominant order of liberal
individualism.Rather,hehopestosubvertitbyfosteringthekindsofpracticesthat
enabletherightkindofcharacterformation,habituationinthevirtues,whichwould
permithumanagentstoworktogethertoachievethegood.370
MacIntyre argues for three different forms of resistance to the liberal
institutionalorder.First,hearguesforpassiveresistance,refusingtoparticipatein
the activities of the liberal state since it always results in ‘collaboration.’371For
example, MacIntyre argues that one should not vote.372He urges adopting the
strategyofwithdrawalandresistancepursuedbyStBenedict,meaningcommunal
retreat from participation in liberal institutions. 373 In later works, MacIntyre
elaborated on two additional forms of resistance informed by the politics of the
Aristotelian tradition. These are pursuing common projects that conflict with the
managerialinstitutionsofthestate,andactiveresistancethatweakensthepowerof
unjustinstitutions.374
369Knight(2011),34.370MacIntyre(2011a),12-13;Knight(2011),30,32-34.371MacIntyre(1994b),265.372Knight(2007),179-80.373AV,263;seexviforMacIntyre’slaterclarification.374ForfurtherelaborationseeKnight(2007),179-89.
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Theefforttoachievethegoodtogetherisanessentialfeatureofthepolitics
intheAristoteliantradition.ForAristotle,theactivityofthepolispresupposesthat
there is an ultimate good for the human being. It aims to discover it.375In the
absenceofthepolis,agenuinelyAristotelianpoliticalpracticemustbeorderedfor
thesakeof theultimategood.376Moreover,anessential step inunderstanding the
goodisthatthegoodquaindividualisonlyachievedbydirectingoneselftocommon
goods. The pursuit of the ultimate good requires addressing and ranking these
commongoodsaswell.377ForMacIntyre’sAristotelianism,participationinpoliticsis
reasoningtogetherabouttheultimategood.378
Thegood life is inan importantwayalsothe lifeofpoliticalaction;politics
cannotbeanoptionalactivityfortheagentinformedbytheAristoteliantradition.379
Politics in the Aristotelian tradition does not demarcate between morality and
politics. Inmodernity,when institutionshostile toAristotelian traditiondominate,
thevirtuesplayanimportantroleinachievingthecommongoodindefianceofthe
institutional obstructions of liberal individualism.380Moreover, for Aristotelianism
the virtue of justice cannot come intobeing in the soulwithoutmaking efforts to
realize justice in actual social contexts.381In that way, active resistance to liberal
individualismthatweakensunjustinstitutionsispartoflivingagoodlife.382
375WJWR,134.376Knight(2007),178.377ECM,175.378Knight(2007),179.379ECM,182.380ECM,178,82.381WJWR,89-97;D’Andrea(2006),301.382Knight(2007),186.
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MacIntyreneedstoshowthathisaccountofAristotelianpoliticsandmorals
has contemporary relevance. He must specify ‘what kind of practice it is within
whichinhisparticulartimeandplacetheformofanAristotelianmoralandpolitical
life can be realized.’ 383 He therefore draws attention to three important
characteristicsofthemodeofsocialandpoliticalpracticethatAristotle’stheoryof
politicspresupposed.
First, the practice of Aristotelian community must be informed by shared
deliberation. It must be a type of practice in which there is sufficient agreement
about goods and how to order them, to provide shared standards for rational
deliberation on both moral and political questions.384MacIntyre’s account of the
role of natural law here comes into force, as he argues that such rational
deliberationisonlypossiblewhenthereissharedrecognitionoftheauthorityofthe
preceptsofthenaturallaw.385
Second,theactivitiesofthesecommunitiespresupposesharedstandardsof
rational justification independent of the de facto interests and preferences of
members.Thesestandardshelpdefinethecommongood.Nootherpre-rationalor
non-rational bond, whether ethnic, religious, or cultural, can substitute for these
standards. 386 An Aristotelian political community is a community of rational
enquiry, not just a community linked through pre-rational bonds.387Tomeet this
standardofrationalenquiryisexacting.AlthoughMacIntyreisfrequentlyclassified
383EP,18;5-6,38-39;ECM,176.384EP,39.385ECM,178;DRA,111.386EP,39;ECM,177.387MacIntyre(1997),241.
329
as a communitarian, this is incorrect for one overriding reason. He never praises
communities as such. Instead he argues that the best human life is embodied in
communitiesdirectedtowardthecommongood.MacIntyreisunflinchinglycritical
toward communities that fail to realize the common good—as communities often
do.388The precepts of the natural law provide this exacting standard for radical
social critique, for they are such that ‘any’ violation constitutes a threat to justice
andthecommongood.389
Third, the practice of an Aristotelian community must be small and local.
Widely shared participation in deliberation, if it is to lead to effective decision-
makingthatrealizesthecommongood,requiresacommunitysmallenoughforits
members to hold each other to account. To succeed in this end again requires
justice: the community must avoid conflicts of interest that arise from too great
inequalities.390These kinds of communities, argues MacIntyre, are incompatible
withthenation-stateandthemarket,andmustremainsmalltoprotectthemselves
from theirdestructive incursions.391Thesekindsof communities are foundwithin
the households, fishing crews, farming cooperatives, schools, clinics,
neighbourhoods, and small towns.392SinceAfterVirtue,MacIntyrehasargued that
the pursuit of these common projects is one of the most important forms of
resistancetoliberalindividualism.Pursuingtheseprojectsisthemodernequivalent
offoundingapolis.393MacIntyre’sfocusonthesekindsofcommunitiesleadstothe
388MacIntyre(1997),243-46;AV,xiv-xv;Perreau-Saussine(2005),44-46.389EP,48.TheemphasisisMacIntyre’s.SeealsoMacIntyre(1997),247;ECM,89.390EP,39;MacIntyre(1997),250;MacIntyre(2011a),13.391MacIntyre(1997),248.392ECM,110.393AV,151.
330
charge that he preaches romantic localism, but this charge misunderstands his
intention.394Thebasisfortheseformsofcommunitiesisnotintheirparticularplace
or locality, but in their exemplification of certain practices. MacIntyre praises
particular communities because they do what theory cannot: they succeed in
defending rational enquiry, fostering the virtues of human agents, and caring for
common goods against institutional corruption and managerial manipulation.395
These communities succeed in caring for the common good, so unlike the liberal
state, they succeed in justifying the exercise of political authority over their
members.396
Nevertheless thesuccessesof theseprojectsare fragile.MacIntyre isunder
no illusions that the refusal to collaborate with the institutions of liberal
individualism, active resistance to liberal individualism, and pursuing common
projects informed by the Aristotelian tradition will achieve victory over the
institutionsofliberalism.ThebarbariansalludedtoattheendofAfterVirtueareset
toruleforalongtime.397Thepresentmoment,then,ismarkedbyalong,drawn-out,
twilight struggle between two rival philosophies of practical reasoning. It is a
struggle that fractures the thinkingof rational agents, andnoone can escape this
394SeeD’Andrea(2006),421-26.395MacIntyre(2011a),14-16;Knight(2011),32.396Murphy(2003),152-53,160-61.397AV,263.MacIntyre’sreflectionsontheinstitutionoftheuniversityexemplifyhispessimism.AlthoughMacIntyredefendstheThomistpracticeoftheoreticalenquiry,hearguesthatevenattheimpressivemomentofitsfoundation,whenitwasimmediatelyrelevanttophilosophersandplainpersons,theThomistpracticedidnotsucceedinsecuringinstitutionalsupport,duetovoluntarism’sdoubtsaboutaunifiedsubjectoftheoreticalenquiry(TRV,158-61;ECM,93;MacIntyre(2009),97-98,101-2;D’Andrea(2006),363-64).Asthemodernuniversityhasinstitutionalizedthedisagreementsthatcharacterizeliberalsociety,reformforthesakeoftheThomistpracticeoftheoreticalenquiryisperhapsimpossible.MacIntyre(2009),173-80;ECM,177.
331
conditionentirely.398The criticalpoliticaldifference is that liberalismcontrols the
institutions, and the Aristotelian tradition does not. The critical theoretical
difference is that the Aristotelian tradition aims at discovering the final end for
humanbeings.Liberalismdoesnot.399
Conclusion
TowardtheendofEthicsintheConflictsofModernity,MacIntyrecrystallizes
his neo-Aristotelian philosophy of practical reasoning into four integrated
conclusions:
Agentsdowellonlyifandwhentheyacttosatisfyonlythosedesireswhoseobjectstheyhavegoodreasontodesire,thatonlyagentswhoaresoundandeffectivepracticalreasonerssoact,thatsuchagentsmustbedisposedtoactasthevirtuesrequire,andthatsuchagentswillbedirectedintheiractionstowardtheachievementoftheirfinalend.400
Each of these four conclusions generates their particular philosophical
controversies. Yet for MacIntyre, they stand and fall together with the last
conclusion,whichbrazenlychallengesmodernliberalindividualism:thatagentsdo
wellonly if andwhen theydirected theiractions toward theachievementof their
final end. SinceAfterVirtue, MacIntyre’s philosophical preoccupation has been to
givethebestaccountanddefenceoftheconceptoffinalend,ultimategood,ortelos,
andtheroleitplaysinhumanagency.
In After Virtue, MacIntyre began the reconstruction of the Aristotelian
traditionofenquiryonthevirtuesandtheultimatehumangood.Heconstructeda
neo-Aristotelian account of teleology that in large part agreed with the specific
398ECM,167.399ECM,182-83;Knight(2007),188.400ECM,243.
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positionsofAristotle,butalsorejectedseveralprominentpositionsAristotle took.
InAfterVirtue,hedevelopeda sociallydiscoveredaccountof teleology,where the
human ergon is understood without reference to the metaphysical biology with
which Aristotle justified his account of the human ergon. Despite Aristotle’s
metaphysical biology,MacIntyre alsodiscovered inAristotle a social investigation
intohumanagencythatdemonstratedthathumanagencyisgoal-oriented.Human
actionisdirectedtowardanultimategoalortelos,humanflourishingoreudaimonia,
and the virtues are the qualities enabling an agent to achieve the telos of
eudaimonia.Theexerciseofthevirtuestoachieveeudaimoniatakesplaceinasocial
context. Human agents help each other cultivate the virtues, and the laws of the
community, including moral absolutes, help one in cultivating the virtues and
avoidingvice.
In MacIntyre’s reconstruction, the virtues are defined in three ways. The
virtuesenable theagent toachieveexcellence in termsofpractices,byaiming for
the goods internal to practices. The virtues sustain the unity of an agent’s life in
which the agent seeks out the good of his whole life. The virtues sustain the
traditions, which provide the social, historical, and narrative context to practices
and the lives of individual agents. MacIntyre’s three-fold definition shows that
humanaction issocialandgoal-oriented,challenging theprominentphilosophyof
modern liberal individualism. His account distinguishes itself from liberal
individualism, because it upholds the importance of social context. In linking the
virtuestotraditions,histheorylinksthepresentlifeofasingleindividualintotheir
333
whole inherited past. His account distinguishes itself from modernity, and the
Enlightenmentproject,byadheringtotheethicalframeworkitrejected:
1. Aconceptionof‘untutoredhumannature.’2. Thepreceptsofrationalethics.3. A conception of the human good as that of ‘human-nature-as-it-
could-be-if-it-realized-its-telos.’
InAfterVirtue,MacIntyredevotedhimself toanAristotelianreconstructionof (3),
though he additionally argued that laws and moral absolutes, exceptionless
precepts,playarolein(2).Neverthelesshisreconstructionwasinseveralwaysun-
Aristotelian: it didnot relyuponAristotle’smetaphysical biology, it discarded the
unityofthevirtues,anditacknowledgedinsolublytragicmoraldilemmas.
Following After Virtue, MacIntyre became more Aristotelian by reading
ThomasAquinas,tojustifyhimselfvis-à-vismodernity.Headoptedtheunityofthe
virtues.Hearticulated(2)andthemoralabsoluteshepreviouslyacceptedthrough
the precepts of the natural law, regarding insolubly tragicmoral dilemmas as the
product of flawed practical reasoning. MacIntyre also found Thomism helpful to
meetthedemandsof(1).Heacceptedthatthepractices,individualnarratives,and
traditionsofhumanagentsaimingat(3)havethespecificendtheydoforreasonof
theirspecifichumannature.Anaccountofthehumangoodpresupposesanaccount
of human being, as Aquinas recognized. MacIntyre gave an account of how
metaphysical firstprinciplesrelatedtopracticalreasoning. Inthesedevelopments,
hewasexploringthecontinuitybetweenAristotleandAquinas.Thisaccounthelped
himdistinguishhisneo-AristotelianismfrommodernistappropriationsofAristotle
practicedbyRawlsandNussbaum.
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Furthermore,MacIntyre realized that (1) requirednot only ametaphysical
grounding, but a biological grounding as well—as Aristotle recognized. Yet
MacIntyre departed from Aristotle to provide a more Thomist account. While
humanbeingsneed tobe independentpractical reasoners inorder to flourish,we
arebiologicallydependentonotherhumanbeingstofulfilthisneed.Consequently,
thevirtuesofacknowledgeddependenceareanimportantpartofrealizinghuman
flourishing. Aquinas grasped dependency in his discussion of the virtue of
misericordia. Aristotle did not, instead praising self-sufficiency in the virtue of
megalopsychia.MacIntyre’srupturewithAristotelianismrests intheconsequences
ofcriticismofself-sufficiencyasillusory.NotAristotlebutAquinasprovidesabetter
account of the content of the virtues. Moreover, MacIntyre rejects Aristotle’s
argument that the contemplative life is the best life, the one that most realizes
humanflourishing,becauseitisthemostself-sufficient.
Whatthen, forMacIntyre, isthebest lifethatrealizeshumanflourishing?It
wouldbethelifelivedinaccordancewiththefinalhumanend.YetitisAquinas,not
Aristotle, who provides the better account. Aristotle ostensibly presents two
conflicting accounts of the best life, the moral and political life and the
contemplativelife.AlthoughAristotleseemstosettleonthecontemplativelifebeing
thebestlife,healsosuggeststhatoneneedsthemoralandpoliticallifetorealizethe
contemplativelife.
Toclarifythisproblem,MacIntyreconcentratesonthehumanergon,which
wouldhelparticulatetheultimatehumantelosorfinalendandanswerthequestion
ofwhatlifebestrealizeshumanflourishing.Heconsidersthehumanergonasoneof
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rational enquiry into the final end, which can only be actualized in common. He
firmly places rational theoretical enquiry within a social and political context.
Politics and philosophy are intertwined and inseparable. His account of the
Aristotelianpolitical community isas the locationwhere rationalenquiry into the
finalendtakesplace.
MacIntyreregardsboththeoryandpracticeasconstitutiveofthebestlife.He
arguesthat theoreticalenquiry intotheultimategoodor finalend isan important
part of practical reasoning. The goal of theory is both to order theoretical beliefs
rationally, and to orient the practices that presuppose these beliefs rationally.
Conversely, practice that instils the virtues in the human agent strengthens
theoretical enquiry. One learnswhat justice is in part by being just and pursuing
justice.Political lifehelpsthehumanagentbetterunderstandwhatthevirtuesare
andhisfinalend.Boththeoryandpracticeworktogethertoprovideanaccountof
the final human end. While the final end is discovered by theory, a proper
understanding of the final end cannot set aside the characterization of practical
reasoninginitsowntermsthatusesthefinalend.
For MacIntyre, political life matures into philosophical life, which in turn
directs political life. In the course of an agent’s practical reasoning, seeking an
answer to their final end, and beginning to rank and order the goods, the agent
beginstodiscoverwhatthegoodis;tothinktheoretically,tophilosophize,aboutthe
good.Onedoesnotneedtobeaprofessionalphilosophertodothis.Everyhuman
beingbecomesaphilosopherthroughthecourseofgoodpracticalreasoning.
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MacIntyre describes the best life as the philosophical quest for
understanding the final end, worked out in a political context. He provides some
characteristics of the final end. Its achievement involves a high degree of self-
knowledge. It is an end that completes and perfects the life of the agent who
achievesit.Whenothergoodsaregiventheirdueplaceinthelifeoftheagent,then
theagentisdirectedtowardtheachievementofhisultimategood,andviceversa.
In thequest forunderstanding the final end, the agent rulesout a lifedirected to
acquisition or possession of money, political honours, reputation, power, health,
pleasure,aswellasintellectual,moral,aesthetic,andspiritualexcellence—although
each of these have their place. Nevertheless MacIntyre the Thomist gives no
definitiveanswertothefinalend.Thefinalendisnotdiscoveredinthispresentlife.
WhileAristotlethoughthecouldreachthetheoreticalconclusionthatthefinalend
is in theoretical contemplation, Aquinas argues all accounts of the final end are
imperfect. MacIntyre exposes the limits of philosophy: definitive theoretical
conclusions explaining the final end fail, and distort the proper theoretical
understandingofthelifeofpractice.
MacIntyre’s theoretical study of practice tries to avoid both a flight into
theoretical abstraction and a fall into anti-theoretical particularism. MacIntyre’s
philosophicalbiographies frequently identifyphilosopherswhoareguiltyof these
errors. For example, Georg Lukács is guilty of theoretical abstraction and Franz
Rosensweig isguiltyofanti-theoreticalparticularism.401EvenAristotle takes flight
into theoretical abstraction by considering the final end to be theoretical
401TP,133-39.
337
contemplation.Bycontrast,MacIntyre’sneo-Aristotelianismstrivestorespectboth
the universal and the particular. ‘Neither in life nor in enquiry,’ he writes, ‘is it
possible to encounter the concrete and particular except as instances of the
universalandgeneral.AsweshouldhavelearntfromAristotle,every“this”thatwe
encounterisa“this-such.”’402
The necessary link between the two means that MacIntyre’s last bow in
Ethics in the Conflicts of Modernity goes to narratives. He has argued that we
understandourselvesasrationalagents inaquesttounderstandourfinalend.To
dosorequiresgraspingtheunityofour life throughtheunityofanarrative.Both
thecourseandtheoutcomeofpracticalreasoningareunderstoodbybeingableto
provide a narrative of our own life. Yet we also need instruction through the
narrativesofotherrationalagents.Why?
For MacIntyre, our theoretical reasoning is not fully developed. The
theoretical generalizations about practical reasoning are only understood
adequatelythroughattentiontoparticularcasesofpracticalreasoners,understood
through narratives. Once we understand the particular cases, we can apply the
theoretical generalizations, but not before. Narratives teach us how to apply the
theoreticalgeneralizationstoparticularcases.403Moreover,ourpracticalreasoning
isnotyetfullydeveloped.Sothestudyofparticularagentsexhibitstherelevanceof
theoreticalgeneralizationstoagentsengagedinpracticalreasoning.Narrativesare
onlyunderstoodifwehavetherighttheoreticalgeneralizations.404
402TP,139.403ECM,311.404ECM,311.
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For MacIntyre, we require narrative biographies of rational agents and
politicalcommunities.Hisbiographiesareintendedtoteachustheimportancethat
the narratives of other rational agents have for understanding practical
reasoning.405Moreover, we must never forget that practical reasoning includes
politics. We need ‘to examine instructive examples of the politics of local
community…soastolearnwhatmakessuchpoliticseffectiveandineffective.’406His
examplesattempttoshowwhyeffectivepoliticsrequirethevirtues,andtherefore
the conception of practical reasoning offered by the Aristotelian tradition.407The
pointofMacIntyre’sphilosophyisforustolearnthatthisistrueabouttheworld,so
thatwecanthenchangeit.
405ECM,244.406MacIntyre(1997),252407ECM,176-83,esp.180,181;MacIntyre(2011a),17-19.
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Conclusion:PostmodernAristotelianism
What,then,tomakeofthesethreereinterpretationsofAristotle,which
considerthebestlifethehumanbeingcanlive?1AllthreefaceaNietzschean
temptation,contendingthatinmodernity,thetraditionalresourcesforanswering
thatquestionareinastateofexhaustion.Allthreeagree,withNietzsche,that
modernityhasexhausteditself,placingtheminanunprecedented,‘postmodern’
situation.Allthreefindevidenceforthisdiagnosisinphilosophy,politics,andhow
modernphilosophyrelatestopolitics.Theystresspoliticalirresponsibilityinthe
presentthatimpelsthemtoturntothepast.ButunlikeNietzsche,andunlikemany
oftheircontemporaries,theymaintainthatfromtheirstudyofthepast,arecovery
ofthequestionofthebestlifeispossible.ForthatrecoverytheyturntoAristotle.
Thisraisesanotherseriesofquestions.ForArendt,Strauss,andMacIntyre,
thequestionsofwhattocritiqueinmodernity,what‘recovery’ofpolitical
philosophyfrompre-modernityispossibleinpostmodernity,andwhatistobe
recoveredfrompre-modernityareallinterrelated.Theyformpartoftheir
investigationintothequestionofthebestlife.Thesecondfeaturetonote,then,is
thatthestudyofthepoliticalphilosophyofArendt,Strauss,andMacIntyremust
addressthesequestionstogether.Totakeoneofthesequestionsawaymakestheir
politicalphilosophyappeartruncatedorarbitrary.Myapproachhasbeentoshow
1C.f.Zuckert(1996),254.
340
thatlinkingthesequestionsthroughaparticularthinkerthattheyalladdresshelps
gainabetterunderstandingoftheirpoliticalphilosophy.Prioritizingthequestions
ofwhytheyturntoAristotle,howtheyreadAristotle,andwhattheyfindinAristotle
revealshowtheytreatthequestionofthegood,thebestlife,andthustheirpolitical
philosophy.Thethirdfeaturetonote,then,isthatitenrichesthestudyofArendt,
Strauss,andMacIntyretointerprettheminlightofhowtheytreataparticular
‘exemplar’fromthecanonofpoliticalphilosophy.
Initially,Isubmittedthattonavigatethedividesofcontemporarypolitical
philosophybeyondanincommensuratepluralism,itwouldbevaluableto
reconsiderthesedividesbyprovidinganaccountofhowthinkerstreat‘exemplars’
inthetraditionofpoliticalphilosophy.Toconclude,Idescribesomeofthemain
featuresor‘conditions’ofAristotelianpoliticalphilosophythatemergefromhow
Arendt,Strauss,andMacIntyreinterpretAristotle.WhatisAristotelianpolitical
philosophy?
TherearetwoboundariestothisquestionasIpursueithere.Althoughwhat
Ioutlinecouldprovidepointsofcontrastbetweensomeofthemainfeaturesof
Aristotelianpoliticalphilosophyandtheapproachesincontemporarypolitical
philosophy,Idonotprovidethesecontrastshere.Second,Iignorethedistinctions
andinterpretivedisputeswithinAristotelianism.Nevertheless,Ioutlinetheterrain
ofAristotelianismthatunitesArendt,Strauss,andMacIntyreintheirreflectionson
theendsoflife.Moreover,Iprobethemonhowcomfortablytheyinhabitthis
terrain.2
2MyapproachissimilartoSanford(2015),150.
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1. Aristotelianpoliticalphilosophyseeksananswertothequestionofthegoodlifeforthehumanbeing.WhileAristotlecanbegintheNichomacheanEthicsbyobservingthatpeople
have‘noblydeclaredthatthegoodisthatatwhichallthingsaim,’3Arendt,Strauss,
andMacIntyrediagnoseamodernitythatisuncomfortable,ifnotdownrighthostile
tothis‘noble’declaration.Allidentifyacomplacentrelativismthatneutersthe
vitalityofthequestionofthegood,effectivelydenyingthatitcanbeansweredand
thereforedenyingthatitshouldbeaskedasaquestion.4Thosewhoflatter
themselvesthattheyremainneutralbetweenthe‘goods’peddledinpoliticallife
inevitablyprivilegecertainconceptsofthegood.5Theforgettingofthequestionof
thegoodraisesthespectreofpoliticalirresponsibility.AsStraussargues,ifthe
rationalevaluationofthegoodisimpossible,onedefinesthegoodbywhatis
historicallycontingent.Itisthereforeimpossibletoevaluatebetweengoodandbad
politicalregimes.Inthelastanalysis,deferringtohistoryprivilegestyranny.Arendt
isnotfarfromStrauss.Thosewhotrytodefinethegoodbyhistoryendup
subordinatingthegoodtohistorical‘processes.’Totalitarianmovementsclaimtheir
authoritythroughtheirpurportedknowledgeofthesehistoricalprocesses.
WhileArendtandStrausslinkrelativismandpoliticalirresponsibility
throughhistoricism,MacIntyrelinksthemwithemotivism.Thisdescribesthe
modernsocialcultureandtheuseofstatementsaboutthegood;arbitraryattitudes
replacejudgementsaboutwhatthegoodis.Modern‘Morality,’asMacIntyrerefers
toit,iswheredisagreementsaboutthegoodareclashesofthewill.For‘Morality,’
3EN1094a2.4C.fBeiner(2014),xix.5C.f.Beiner(2014),xix.
342
thereisnojustificationtochoosethegoodoftheliberaldemocratoverthegoodof
theStalinist.Sobothcampstrytomanipulateotherstoservetheirinterests,
deepeningproblemsofpoliticalirresponsibility.AsAlexanderSolzhenitsyn
understood,liberaldemocratsandStalinistsarebothcohabitantsofmodernity.6
TheseproblemsimpelArendt,Strauss,andMacIntyretoseekananswerto
thequestionofwhatthegoodlifeforthehumanbeingis.Whatthen,isthegood?
Againstrelativismandhistoricism,allagreethatthegoodisknowable,butalldeny
thatitisself-evidentorexpressedasasingleprinciple.Understandingthegoodis
itselfaproblem:becauseofitscomplexity,thequestionraisesfourlevelsof
consideration.7
Asthegood,8itimpliesacosmos,inwhichthehumanbeinghasitsplace;as
thehumangood9,itfocusesonwhatisgoodspecificallyforhumanbeings;asthe
practicalgood,10itaddressesthesphereofaction;asthegood‘beingsought,’11it
relatesthequestionofthegoodtotheactivityofseeking,suggestingthatthegoodis
alwaysaquestionforthehumanbeing.Ifthegoodistheobjectofstudy,theobject
tobeexplained,thenthestudyofthegoodlinksevaluationwithexplanation.Onthis
pointArendt,Strauss,andMacIntyreallagree.Theyallagree,moreover,thaton
accountofthecomplexityofthegood,neitherexplanationnorevaluationcanyield
lawsorrulesthataretrueforalltimeorthatbindallrationalbeings.12
6AV,35.7Salkever(1990),151.IdrawthesefourlevelsfromBurger(2008),14.8EN1094a22.9EN1091b7.10EN1095a16-17.11EN1097a15.12Salkever(1990),151.
343
ThisexpressesthecoreofAristotelianpoliticalphilosophy.MacIntyre,
Strauss,andArendtdonotlosesightofthiscore,andtheydonotlosesightofthese
fourlevelsofconsiderationofthegood.InthesubsequentconditionsofAristotelian
politicalphilosophy,theirtreatmentofthesefourlevelsofconsiderationwillremain
atheme.
Thisfirstconditionisthecore,butitdoesnotaddressthemannerof
treatmentofthequestionofwhatisgood.13Considerthefollowingmannerof
treatment;itanswersthequestionofwhatisgoodbyanauthoritythatrevealswhat
isgoodtohumanbeings.‘Hehastoldyou,Omortal,whatisgood;andwhatdoesthe
Lordrequireofyoubuttodojustice,andtolovekindness,andtowalkhumblywith
yourGod?’(Micah6:8).14Thesecondconditionhelpsdistinguishbetweenthis
manneroftreatmentofthequestionofthegood,whichreliesontheauthorityof
revelation,andthemanneroftreatmentpursuedthroughAristotelianpolitical
philosophy.
2. Aristotelianpoliticalphilosophypresupposesnoauthoritativeanswerastowhatisgoodisreadilyavailable.Onemustseekananswertowhatisgoodwithoutrelyingonanauthority.Arendt,Strauss,andMacIntyreallgrapplewiththeissueofhowauthority
canrelatetothequestionofwhatisgood.ForHannahArendt,modernityis
characterizedbytheexhaustionofprevailingauthoritativestandards.Nietzsche’s
phrase,‘GodisDead,’indicatesthedepthandextentofthecollapse.Awhole
tradition,professingauthorityinreligion,metaphysicalphilosophy,andpolitical
thought,isnolongereffectivelybelievedin.Themovementofmodernityhas13SeeKerber(2016)forthiscritiqueofBeiner(2014).14ThesubsequentconditionisindebtedtoBartlettandCollins(2011),237-38.
344
exhaustedthemeaningfulnessoftheseauthorities.Thestormsoftotalitarianism
havesuccessfullyburiedthetraditionsothatitisimpossibletorecoverit
completely.Withoutmeaningfuldirectionforlife,themodernhumanbeingis
exposed,asifinadesert.ForArendt,thisexposurecannotbeescapedoravoided,
butmustbefaceddowndirectly.Thinkinginthemodernworldis‘thinkingwithout
abanister,’becausetherearenostandardslefttorelyupon.15YetwhileArendt
thinksacompleterecoveryoftraditionalauthoritiesisimpossible,aretrievalof
theirfragmentsispossible.Thesefragments,includingthewritingsofAristotle,help
onetospurthinking,survivethesandstorms,anddiscovertheoasesofmeaning
thatpersistinthedesert.16
LeoStraussalsoholdsthatmodernityischaracterizedbyastateof
exhaustionintheprevailingauthorities.ButwhileArendtseestheexhausted
traditionalauthoritiesasextendingbacktoPlato,Strausspinpointstheexhausted
authoritytotheEnlightenmentproject’sefforttosolvethetheologico-political
problem,thetensionbetweenphilosophicreasonandrevealedreligion,onceand
forall.TheobjectiveoftheEnlightenmentrationalism,touseNietzsche’slanguage,
wastokillGod.AlthoughtheEnlightenmentrationalismaimedtoexposereligious
revelation’sclaimtoauthorityasarbitrary,itcouldnotdosowithoutmakingits
ownarbitraryclaimtoauthorityoverreligiousrevelation.TheEnlightenmentthus
sufferedfromalackofprobity.Thisemboldenedreligiousauthoritytoresistthe
Enlightenment.TheEnlightenment,awareofitsowninconsistencyandunableto
proclaimdefinitivelythat‘Godisdead,’couldnotjustifyitsownclaimtoauthority15HA,336.16PP,201-204.
345
andenteredintocrisis.Asmodernsgiveuptryingtojustifywhichoneistrue,
unjustifiedclaimstoauthoritythenaboundinmodernity;thetendencyistodifferto
history.Whatisneededisaformofrationalismcapableofquestioningthese
authorities.Thatformexistsinclassicalrationalism.WhileArendtseesonlya
retrievaloffragmentspossibleinlightofmodernconditions,Strausscontendsthata
returntoclassicalrationalismispossible.Strauss’sreturntoAristotleisnotinorder
tomakehimanauthority,butbecauseheprovidesanexampleofrationalismdone
well,someonewhothinksintheabsenceofapredeterminedauthority.Aristotle
becomespartofStrauss’sefforttojustifyrationallywhichaccountofthegoodis
correct.
LikeLeoStrauss,AlasdairMacIntyrealsoidentifiesthesourceforthelossof
rationalauthorityinthefailureoftheEnlightenmentproject.Straussaddressesthe
Enlightenment’sambitiontooverthrowreligiousauthority;similarly,MacIntyre
addressestheEnlightenment’sambitiontofreehumanagentsfromthetraditional
sourcesofauthorityfoundintheirchurchesandcommunities.TheEnlightenment
aspiredtoprovideanewauthorityforhumanpracticalreasoning,basedonthe
powerofeachindividual’shumanreasontoidentifyself-evidentpreceptsof
morality.YetMacIntyrearguesthattheEnlightenmentprojecttojustifymorality
hadtofail:itdroppedtheconceptofteleology,whichhadprovidedthenecessary
socialandnaturalcontexttomakemoralityintelligible.Inmodernsociety,the
preceptsofmoralityare‘taboos,’negativeorpositivecommandsthataretakenas
authoritativebyhumanagents,withoutthehumanagentsunderstandingwhythey
shouldbeauthoritative.Whenthetaboosarechallenged,theyaredropped.
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Nietzsche’schallengestothesetaboosareenoughtomakemodernsocietyonein
whichnoauthoritativejustificationformoralityispossible.
Torecovertherationaljustificationofthegood,MacIntyreinitiatesthe
researchprogrammeofAfterVirtue.HeseekstoreconstructtheAristotelian
conceptionofpracticalreasoning,updatingittorespondtocontemporary
philosophicalproblems,anddemonstratethesuperiorityofthisreconstructionover
alternatives.MacIntyre’sreconstructionjustifiesteleology,providingthe
authoritativejustificationformoralitythattheEnlightenmentfailedtoprovide.Yet
MacIntyre’sdevelopmentoftheAristotelianconceptiontakeshimtoThomism,
exposinghimtothechargethattheresearchprogrammeofAfterVirtue
presupposedreligiousauthorityallalong.Isthistrue?
UnlikeArendt,whothinksthatreligiousauthoritynolongerholdsweightin
modernity,andStrauss,whodescribestherelationshipbetweenphilosophyand
religiousauthorityasaperennialconflict,MacIntyrethinksreligiousauthoritycan
enrichphilosophicalenquiry,andphilosophicalenquirycanhelpbetterarticulate
religiousauthority.However,itisincorrecttocharacterizeMacIntyreasrelyingon
religiousauthority.MacIntyreholdsthatsecularphilosophy—thatis,philosophy
thatdoesnotpresupposeareligiousauthority—providesanoutlinesketchofwhat
thegoodis.Anadditionalfeatureofhisoutlinesketchistoshowthatthe
presuppositionsofrevealedreligionarephilosophicallycompatiblewith
Aristotelianism.MacIntyrecanthereforeshowonthegroundsofsecularphilosophy
thatitispossiblethatreligiousauthorityiscorrectaboutwhatthegoodis.For
MacIntyre,itisreasonabletoproceedfromsecularphilosophytonaturaltheology.
347
Todenythatsecularphilosophyraisesquestionsofnaturaltheologywouldbea
failureofreason.OnthispointheandStrausswouldagree.Asphilosophersthey
bothhalttheirenquiryatthesamepoint,whereansweringthequestionofquidsit
deusintheaffirmativewouldprovideadditionalcharacteristicsastowhatthegood
isbeyondthoseconfirmedbysecularphilosophy.17
IfStraussraisesafundamentalconflictbetweenphilosophyandrevelation,it
isbecausehe,likeKarlBarth,seesphilosophyandrevelationasirreconcilable
authorities.18ThedifferenceisthatwhileBarthisolatesrevelationfromphilosophy
topreserverevelation,Straussisolatesphilosophyfromrevelationtopreserve
philosophy.MacIntyre’sresponsetoeachisthesame:heseesnostrictseparation
betweenphilosophyandrevelation,onthegroundsthattheauthorityofrevelation
requiresphilosophytomakesenseofwhoGodis.Thatanswermaynotsatisfy
Strauss,butitisadisputeinthephilosophyofreligion,andnotadisputebetween
theologiansthatpresupposesacertainauthority.MacIntyre’senquirymayarriveat
conclusionscompatiblewithreligiousauthority,buthisenquirypresupposesthat
noauthoritativeansweraboutwhatisgoodisreadilyavailable.
Sofar,thefirstandsecondconditionsthatIhaveoutlinedcouldverywellbe
calledconditionsofpoliticalphilosophy,notrestrictedtoAristotelianpolitical
philosophy.19ToidentifythenecessaryfeaturesofAristotelianpoliticalphilosophy,
itishelpfultoturntothefollowingtwoconditions,whichsetahighstandardfor
howAristotelianismunderstandsthegood:
17Cf.CM,240-41;ECM,314-15.18Batnitzky(2009),45.19N.B.Salkever(1990),151.
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3. Aristotelianpoliticalphilosophyfindsincoherentthedesignationofadistinctivesphereofhumanactiondefinableas‘themoral.’
4. Aristotelianpoliticalphilosophyisnon-consequentialist,intheAnscombeiansense.20Aristotelianpoliticalphilosophyconsidersthepracticalgood,soitaddresses
thewholerangeofhumanaction,or‘ethics.’Thisscopeallowsittobeconcerned
withthewholehumanwayoflife,andraisethequestionastowhatisthebestway
oflife.Asphereconcernedwhollywith‘themoral,’themeaningof‘ought’andits
cognates,whichwouldprovideareductionistseriesofrule-basedprinciples,does
notfeature.21MacIntyre,Arendt,andStraussallprovidecriticismsofattemptsto
understandhumanactionintermsofasphereof‘themoral.’
WhileneitherMacIntyrenorStraussrejectsoutrightaplaceforan‘ought’in
practicalreasoning,theybothholdthatitisonlyintelligibleinrelationtothewhole
humangood.MacIntyre’scontentionisthattheEnlightenmentprojecthadtofail
becauseittriedtoseparateconsiderationsofprecepts(the‘ought’)froma
functionalunderstandingofthehumanbeing.Thusitcollapsedintoincoherence.
MacIntyrereconstructsanethicalframeworkthatseespreceptsasonlyintelligible
byreferencetohowtheyrealizethehumangood,therebylinkingthe‘ought’toa
functionalunderstandingofthehumanbeing:‘human-nature-as-it-could-be-if-it-
realized-its-telos.’
Strauss,forhispart,sketchesasimilarchargeofincoherenceinhiscritique
ofmodernity’sfact-valuedistinction.Thedemarcationbetween‘is’and‘ought’turns
the‘ought’intoasubjective‘value,’invitingrelativism.Bycontrast,Strauss’sreturn
20IdrawthesetwopointsfromSanford(2015),153.21Sanford(2015),152.
349
toclassicalpoliticalphilosophyisaturntothestudyofthehumanthingsasapartof
thestudyofnature,whichdiscoverswhatthehumangoodisbynature.AsAristotle
reveals,thenaturalhumangoodisfullydiscoveredinthecity,inpoliticallife,as
‘moralvirtue.’AnimportantaspectofAristotle’sdiscoveryofmoralvirtueisthat
‘theought,’simplecommandsorprecepts,areinsufficienttodescribeorrealizethe
humangood.‘Themoral’cannotbedemarcatedfromthewholehumanrangeof
humanaction.ForthatreasonStraussdoesnotgoinpursuitofadistinctlymoral
sphere,butturnshisattentiontohowthegoodisrealizedinpoliticallife.Fromthis
structureofpracticalreasoning,refusingtoseparate‘themoral’and‘thepolitical,’
MacIntyreandStraussseektodiscoverwhatisthehumangoodthatwould
characterizethebestwayoflife.
Arendtstressesdistinctspheresofhumanactivity.Yetneitherdoesshe
concedeadistinctsphereto‘themoral.’InsteadArendtarguescriticallythat‘the
moral’distortstheunderstandingofhumanaction,whichischaracteristically
politicalaction.Arendtpraisesthe‘good’ofpoliticalactionintermsofits
‘meaningfulness,’contrastingthatwithaspecifically‘moral’goodness.Arendt
associates‘moral’goodnesswiththecomingofChristianity,andseestheessential
featureof‘moral’goodnessasanonymity.But,Arendtargues,meaningfulhuman
actionisfoundintheopposite:inperformingone’sactionpublicallytodisclose
one’sindividualitybeforeothers.WhileArendtstopsshortofcallingtheChristian
useof‘themoral’incoherent,herchargeisthattheapplieduseof‘themoral’to‘the
political’leadstoincoherencies.Forexample,thesphereof‘themoral’focuseson
one’sinnerwillorintentioninordertoidentifywhetherone’sactionswere
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‘morally’goodorbad.Arendtarguesthisleadstoincoherentassessmentsofthe
enormityofthecrimescommittedbyparticipantsintotalitarianregimes,suchas
thoseofAdolfEichmann.Tothosewhoholdthatintentionmattersformorality,
Arendtasks:inlightoftheenormityofEichmann’scrimes,dospeculationsonthe
extentofhisanti-Semitismaddordetractfromhisguilt?Isitnothisdeedsthat
damnhim?Arendtseespartofherprojectassketchinganewunderstandingof
moralitythatstemsfromreflectingonthepracticalgood,thephenomenaofhuman
politicalaction,ratherthantryingtoapplyaso-calledsphereof‘themoral’tothe
political.Arendtdoesnotavoidthequestionofwhatmakesanactrightorwrong,
butinsteaddiscoversthecriterionofrightandwrongintheindividual’ssilent
dialoguewithhimself.22ForArendt,thesilentdialogueexposesthatmoralityisnot
experiencedas‘ought’or‘oughtnot,’butasa‘can’or‘cannot.’23
AsArendt,Strauss,andMacIntyreallcritiqueadistinctsphereof‘themoral’
concernedwiththemeaningof‘oughts’atplayinmodernity,itisunsurprisingthat
allthreefaceversionsofthechargeofamoralismorrelativism.Hencethefourth
conditionisimportantforspecifyingthecharacterofmorality,ofassessinggood
andbadactions,inaformofpoliticalphilosophythatrejectsthesphereof‘the
moral.’
MacIntyredrawsmuchinspirationforthecriticalargumentofAfterVirtue
fromElizabethAnscombe’scritiqueofmodernmoralphilosophy.Anscombeargues
thatmodernmoralphilosophyischaracterizedby‘consequentialism,’the
rationalizationofsettingasideprinciplesforthesakeofadesiredconsequence.22RJ,97-98.23RJ,78-79,109.
351
Consequentialism,Anscombecharges,isunabletoprovideanintelligibleaccountof
moralabsolutes.Itcanprovidenoreasonwhythejudicialmurderoftheinnocents
shouldbeimpermissible.InAnscombe’sconstructiveargument,shearguesthat
Aristotelianismmustbenon-consequentialist,providinganaccountofmoral
absolutesthatcannotbesetasideforfearorhopeofconsequences.Thisiswhatit
meanstobenon-consequentialistintheAnscombeiansense.24
MacIntyreoffersthemostexplicitandunequivocaldefenceofmoral
absolutesinAristotelianism.Heupholdsanddefendsexceptionlessmoralabsolutes
asafeatureofAristotelianism.Theyarenecessaryfortrainingtheagenttolivewell
incommonwithothers,aswellastopursuerationalenquiryintothegood.
MacIntyrefindstheThomistformulationofthepreceptsofthenaturallawtobethe
cleareststatementoftheroletheseexceptionlessmoralabsolutesplayinpractical
reasoning.MacIntyreemphaticallycontrastshisunderstandingwiththeformsof
instrumentalreasoningthatheseesascharacteristicofmodernpoliticalsystems.
ArendtechoesMacIntyre’scritiqueofinstrumentalreasoning,andisdismayedby
itsprevalenceinmodernpoliticalsystems.Arendt’sproposalsforanew
understandingofmoralityclearlyevokeanuncompromisingstandardofjudgement.
Herstandardof‘responsibility’condemnsanyoccasionwhereanagentsetsaside
hisprinciplesforthesakeofadesiredconsequence.Considerthekindsofproblems
uponwhichconsequentialistmoralphilosophythrives.Inthe‘JimandtheIndians’
problem,themilitarycaptainpreparingtoexecutetwentyIndianspresentsthe
visitor,Jim,withthechoiceofeithershootingoneIndianhimselfandseeingthe
24Anscombe(1958),9-10,12,19.
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othernineteenbespared,ornotshootingoneIndianandseeingalltwentybe
executed.Consequentialistmoralityprovidesaclearanswer,butArendthasapithy
waytocutpastit:theonlywayforJimtoseetheconsequentialistcalculusisasa
temptation.25IfJimismorallyreliable,hewouldreply,‘Ican’tmurderinnocent
peoplejustasIcan’tsay,“twoandtwoequalfive.”’26Arendtacceptsexceptionless
moralabsolutes,andisanonconsequentialistintheAnscombeiansense.
Strauss’soppositiontorelativismmeanshemusthaveasuspicionof
consequentialism,becausesuggestionsthatprinciplescanbesetasidethreatens
relativism.Strauss’sdiscussionofnaturalrightevinceshisinterestinprovidinga
responsetothechallengeofrelativism.Strauss’sstandardfornaturalrightisnot
basedon‘rights’orrules,butonthebestregimeandhowitrealizesthecommon
good.Thebestregimeisthatwhichismostperfectlyjustandthusperfectlyrealizes
thecommongood.Itspositivelawswouldbeperfectlyjust.Bearingthebestregime
inmind,Straussholdsthatthevastmajorityofregimesneverachievethisperfect
compatibilitybetweenlawandnaturalright.
ForMacIntyre’sThomism,evenifhumanreasonfrequentlyerrs,human
reasoncangraspthenaturallawcorrectlyandthereforeidentifytheexceptionless
moralabsolutescorrectly.Straussdoesnotsharethisconfidenceinhumanreason.
HecriticizestheThomistconceptofnaturallawforpresuming,intheabsenceofthe
bestregime,thatalawcanbeoutlinedinsufficientadequacyanddetailtomeetall
25Williams(1978),98-99;RJ,18.C.f.Anscombe(1958),12:‘Byit[consequentialism],thekindofconsiderationwhichwouldformerlyhavebeenregardedasatemptation,thekindofconsiderationurgeduponmenbywivesandflatteringfriends,wasgivenastatusbymoralphilosophersintheirtheories.’26RJ,78.
353
requisitecircumstances.Thisistopresumethekindofknowledgeonlyadivine
authoritywouldpossess.StraussthereforecriticizesThomismonthegroundsits
exceptionlessmoralabsolutesarenotreallyprovidedbyhumanreason,butby
Biblicalrevelation.Straussinsteadarguesthattheproperunderstandingofnatural
rightgrantsthatrulesformulatedinpositivelawsometimesadmitofexceptions.
Theseexceptionsarenecessarytopreservethecommongood,suchaswhenthe
veryexistenceofthepoliticalcommunityisthreatened.ForStrauss,thisisa
requirementofthecommongood,andthereforearequirementofjustice.Although
interpretingStraussasdenigratingmoralityisamistake,sincejusticeremainsthe
standard,Straussimpliesthattherearenoexceptionlessmoralabsolutes.
IfanAnscombeianweretochargeStrausswithconsequentialism,Strauss
couldreplythathespeaksaboutthekindsofexceptionsthatariseinlaw.For
example,nolawsonkillingcanpossiblyidentifyallthecircumstanceswherekilling
mightbejustified.Strauss’sreasoningisaboutidentifyingwhetherdoingacertain
actionincertaincircumstancesasanactofjusticeorinjustice.Heisnotdiscussing
whetherthereareexceptionstoactionsassociatedwithbadness,suchasadultery.27
Strauss’sprioritizationoflawandpoliticsmightsatisfyanAnscombeianinthese
discussions,butcontroversiesoverotherissues,suchastheuseofatomicweapons
inwar,willundoubtedlypersist.28Yetevennonconsequentialistsinthe
Anscombeiansensedebatebetweenthemselveswhetherformulationsofmoral
absolutesshouldbemorerigidorflexible.Strauss’semphasisonflexibilityneednot
27ItisthuscompatiblewiththekindofAristotelianreasoningoutlinedinAnscombe(1958),12.C.f.EN1107a9-21.28C.f.Anscombe(1958),9n.
354
makehimanexternalcontributortothisdebate.TheabidingissueisStrauss’s
critiquethatmanyoftheseformulationsowetheircontenttoBiblicalrevelation,but
eventhatcritiqueneednotplaceStrauss’scontributionsextraecclesia
Anscombeia.29Strauss’spositionsarethereforecompatiblewith
nonconsequentialismintheAnscombeiansense.
5. Aristotelianpoliticalphilosophyconsidershappinesstoinvolvetheactivityofvirtue.30AlasdairMacIntyre’sresolutiontotheweaknessofmodern‘Morality’isto
reconstructthetheoryofthevirtues.Yetunlikesomeproponentsof‘virtueethics,’
whopaylipservicetoAristotle’sinfluencebutdeveloptheirconceptsinmore
contemporaryways,MacIntyrediscoversamorerobustpositioninAristotle.31The
reconstructionofAristotle’stheoryofthevirtuesarguesthatvirtueisdefinedbyits
relationtohappiness.Happinessisthatwhichisconstitutedbyvirtuousactivity.But
theunderstandingofthevirtuesisepistemologicallypriortoanunderstandingof
happinessorhumanflourishing.ForMacIntyre,thehumangoodcannotbe
adequatelycharacterizedwithoutalreadyhavingmadereferencetothevirtues.32It
isforthisreasonthatMacIntyreseekstoreconstructanAristoteliantheoryofthe
virtuesthatwouldadequatelycharacterizethehumangoodandthereforehuman
flourishing.HeeventuallyfavoursaThomistaccount,becausehethinksaThomist
accountisbetteratcharacterizingtheconditionsofflourishing.33MacIntyreargues
29Astipulationofthe‘NewNaturalLaw’accountofmoralabsolutes,whichclaimsdescentfromAnscombe,isthattheymustnotbedependentonBiblicalrevelation.Grisez(1983),115;c.f.Finnis(2011),52.30Sanford(2015),157.31Sanford(2015),157.32AV,49;Sanford(2015),157-58.33C.f.Jaffa(1952),23-34,123-66.NoteAV,278.
355
forthevirtuesofacknowledgeddependency,whicharevirtuesthatfosterthe
relationshipsofaidandassistanceuponwhicheveryhumanbeingrelies.
MacIntyre’sconsideredviewisthathumanflourishingisconstitutedbythevirtues
ofacknowledgeddependency.
WhileArendtusestheterm‘virtue,’shedoesnotusetheterm‘happiness.’
Shepreferstousetheterm‘meaningfulness.’Neverthelesssheisthinkingofa
relationshipbetweenvirtuousactivityandmeaningfulnessanalogoustothe
relationshipbetweenvirtuousactivityandhappiness;forArendt,meaningfulnessis
constitutedbyvirtuousactivity.ArendtemphasisesvirtueinitsoriginalGreek
derivation,aretē,understoodasexcellence.Asvirtueisanexcellence,performedfor
itsownsake,Arendtusestheterm‘virtuosity’todrawattentiontothepublically
performativecharacterofvirtueimpliedinactivitieslikeflute-playinganddancing.
Asanactivityperformedinpublic,virtueenablesoneindividualtodistinguish
himselffromanother.Thisiswhatvirtueisfor.Realizingone’sindividuality
disclosesone’sactionasafreeaction,whichiswhatmakeslifemeaningfuland
connectstheperformanceofvirtuetofreedom.Arendt’sconsideredviewisthat
meaningfulnessisconstitutedbyfreedomasvirtuosity.YetArendtsuppressesa
descriptionofvirtueashexis,andsoomitstoconsiderhowvirtuerelatesto
particularpassions,emotions,ordesires.34Shepreferstoreflectcriticallyonhow
traditionalconceptionsofthewilllimitfreedom,andtherebyconstrainthespace
wherefreedomasvirtuosityappears.
34EN1104b5-8.
356
MacIntyrearguesagainstomissionsofArendt’skind.Theycontrastthewill
asthesourceofwhatisgoodandbadtonaturalhumandesiresorgoals.Although
Arendtpreferstheterm‘action’over‘will,’shestrugglestoformulateaneffective
criterionforjustifyingmoralityotherthanone’schoice.WhileArendtholdsto
unwaveringmoralstandards,MacIntyre’schargeisthatthevoluntarismbegunin
thelatemiddleagesandcarriedonuptoKant(whoisasourceofmuchinspiration
forArendt’suntraditionalunderstandingofaction)isphilosophicallyuntenable.
AlthoughArendttentativelyanswersthequestion‘whatkindofpersonshallI
become’byreferringtoadialogueinoneselfaimingatinternalharmony,MacIntyre
wouldholdthatonlyaphilosophicalpsychologyofhumanagency,unitingdesire
andaction,establishestowhatgoodtheinternalharmonymustbedirected.
ForMacIntyre,treatingvirtueashexisallowsonetobeginarealanswerto
‘whatkindofpersonshallIbecome?’Thatliesinaperson’seducation.Toacquire
thevirtuesrequiresbeingtrainedintherighthabits.Toeducateapersonwell,so
thattheyactfreelyasindependentpracticalreasoners,MacIntyreemphasizesthe
virtuesofacknowledgeddependency.ThisisnottosuggestthatArendtignoresthe
topicofeducation.Whilesheaimsatandcelebratesfreedominpolitics,sheinsists
thattreatingchildrenasfree,independent,orautonomousruinseducational
systems.35YetunlikeArendt,MacIntyreprovidesaphilosophicalexplanationasto
whyitisamistaketotreatchildrenasautonomous.Thisexplanationonlycomesby
referencetohumanbiologicalnatureasdependentrationalanimals.
35BPF,177-78.
357
WhileStraussapproachesvirtuefromtheperspectiveofpoliticalscience,he
alsorelatesvirtuetohexis.Thetaskofpoliticalscienceiseducation.Tothequestion
‘whatkindofpersonshallIbecome’theansweris:ajustandnobleperson.For
Strauss,politicalsciencecultivatesthepassionstowardthegood,encouragingthe
virtuesofself-masteryandmoderation.Onlyinthiswaycanthecitizenexercisethe
virtueofprudence.LikeMacIntyreandArendt,Straussaimsatpoliticalfreedom.If
Arendt’sfreedomisaboutdisplayingindividuality,andMacIntyre’sfreedom
addressesindependenceinpracticalreasoning,Strauss’sfreedomisaboutself-rule.
MacIntyrestressesthevirtuesofacknowledgeddependencythatarerequiredto
reachindependence.Pursuingadifferentcourse,StraussstressestheAristotelian
meaningofliberalityasself-mastery,whichallowstheliberalindividual—theone
whohasthevirtueofliberality—torulehimselfandnotberuledbyothersin
politicallife.MacIntyre’seducationisaneducationingenerosity,withtheThomist
senseofmisericordia;Strauss’seducationisaliberaleducation,withtheAristotelian
senseofliberality.36
WhileArendtdoesnottreatthetopicextensively,bothMacIntyreand
Straussemphasizetheimportanceoflawfortheeducationinthevirtues.Goodlaws
arenecessarytosupportthedevelopmentofthevirtues,byteachingwhichactions
helporhindertheachievementoftheindividualaswellasthecommongood.Laws
arethereforenecessaryfortheachievementofthecommongoodandthusfora
genuinepoliticalcommunity.Yetgoodlawscannotteachbyrationalpersuasion
alone.Straussholdsthatwhilereasonplaysaroleintrainingcitizensinthevirtues,
36Notethattheeducationisnotrestrictedtocivicrepublicanism;c.f.Salkever(1990),258.
358
therearethosewholackself-ruleandremainslavestotheirpassions.Straussthus
arguesthateffectivelawisonlypartiallybasedonreason.Aslawneedstodirect
thosewhoarenotgoingtobepersuadedbyreason,itisalsopartiallybasedon
poeticappealstothepassions,andpartiallybasedonforce.37
MacIntyre,forhispart,isattunetothefactthatpositivelawisonlypartially
basedonreason,butseesthisasaproblemtoovercome.Heoffersaradicalcritique
oflawsthatfailtoconformtotherationalstandardprovidedbynature.For
MacIntyre,theimperfectapplicationofthepreceptsofthenaturallawisalways
damagingtotheindividualandcommongood.Goodcommunitiesaimtoconform
theirpositivelawtothenaturallawasarequirementforrealizingtheindividual
andcommongood.Toaccomplishthisrequiresinturnsharedrationalor
philosophicalenquiryintothegood,apracticenotrestrictedtoprofessional
philosophersbutavailabletowhatMacIntyrecalls‘plainpersons.’Occasionally
communitiessucceedinrealizingtheindividualgoodandcommongood,butthatis
especiallyrareinmodernitywhereinnumerableobstaclesarethrownup.Farmore
oftenthepracticeofrationalenquiryshowsplaceswherethepreceptsofthenatural
lawarenotupheldandthuswherethecommongoodisdamaged.Theimperfection
ofthelawthwartshappiness,andexposestheneedfortheradicalcritiqueofthe
institutionsofmodernitybypoliticalphilosophers.Whenanimprudentenquirer
askedCharlesdeGaulleifhewashappy,deGaullereplied,‘Iamnotstupid.’38
MacIntyrecomesclosetosayingthatinthevastmajorityofmodernsocieties,
humanbeingsarehappyonlyiftheyarestupid.37Zuckert(1996),267-68.38ECM,202.
359
ForStrauss,positivelawhasaperenniallyimperfectcharacter.While
MacIntyrewantstodenythatmostsocietiesaregenuinepoliticalcommunities
becausetheyfailtoconformtothehighstandardofthenaturallaw,Straussinstead
arguesthatknowledgeofthewholeofnature,requiredtoformulatenaturallaws,is
notavailable.Intheabsenceofperfectknowledge,positivelawremainsimperfect.
Straussthentakesaseriesofadditionalsteps.Hedistinguishesbetweentwotypes
ofrecipientsofthelaws:thosewhoarepersuadedbyreason,andthosewhoarenot.
ForStrauss,thosewhoarepersuadedbyreasoncanbeoftwotypes:eitherthey
obeyonewhospeakswell,ortheyknowwhatvirtueisalready.Thosewhoknow
whatvirtueisalreadycanalsobeoftwotypes:eithertheyaresatisfiedwithwhat
virtueisandhavenoneedtoknowwhyitisvirtuous,ortheyarenotsatisfiedto
knowwhatvirtueis,andwillwanttoknowwhyitisvirtuous.39ForStrauss,itisthe
roleofthelegislatororpoliticalscientisttoformlawsthateducateallthesehuman
typesinthevirtuousactionsrequiredforachievementoftheindividualgoodand
commongood,inlightoftheperenniallyimperfectcharacterofpositivelaws.
Nevertheless,thosewhowanttoknowthe‘why’requirespecialattention,because
theirintellectualenergysurpassesalltheothergroups.Theachievementoftheir
individualgoodisthendistinguishedfromtheachievementofthecommongoodof
whichtherestarecapable.Theyalonecanrealizethehighestnaturalendofman,
theoreticalunderstandingorphilosophy.Theyaretheonlyoneswhocanbehappy
inthefullestsense.Strausscomesclosetosayingthatinexistingpolitical
communities,thestupidareactuallyunhappy.
39EN1095b3-13.
360
6. ForAristotelianpoliticalphilosophy,prudencedirectsthetrulyvirtuoustorightaction.40MacIntyreandStraussbothfindinAristotleanelaborationanddefenceof
thepositionthatanagentisonlydoingagoodactifhehasthevirtueofprudence.In
MacIntyre’stheoryofpracticalreasoning,whenanagenthasthevirtueofjustice,he
knowstheactionsthatcountasjust,andishabituallyinclinedtowardtheseactions.
Thejustagentdoesnothavetospeculatecontinuallyaboutwhatitistoactjustly,as
thatiscontainedwithinhishabitofjustice.Yetheneedstoknowhowtoactjustlyin
aparticularcircumstance.Itisbythevirtueofprudencethatanagentisguidedto
rightactioninaparticularcircumstance.41LikeMacIntyre,Straussholdsthat
prudenceisinseparablefromgoodorvirtuouscharacter.LikeMacIntyre,neither
art,norlaw,nornaturallaw,cansubstituteforprudence.Prudenceisrequiredto
completereasoningonhowtoactvirtuouslyinparticularcircumstances.Itis
prudencethatmakesonegenuinelyjust.42
Prudence,liketheothervirtues,needstobetaught.Aneducationin
prudenceisastudyofparticularity,theparticularcircumstancesinwhichthe
prudentpersonhasactedprudently.Toacquireprudence,anagentneedstostudy
theseexemplarycases.Inhislatestwork,MacIntyreprovidesnarrativebiographies
ofindividualagentswholeduntypicallivesandconfrontissuesnotfacedbymany.
MacIntyre’sprimaryobjectiveistoshowthatwerequireanarrativeunderstanding
ofotheragentstogrowinprudence.Heshowsthatintheirprudentactionsthey
pursueanultimategood;prudenceisexercisedwithaviewtotheultimatehuman
40Sanford(2015),161.41WJWR,196;Sanford(2015),162.42CM,25;WJWR,194-96.
361
good.Yetthisalsoshowsthatnofinitegoodservesastheultimatehumangood.For
MacIntyre,thisistrueofpoliticsaswell.Althoughwecanstudyexemplarycasesof
communitiesthatachievethecommongood,whicheducateprudenceinpolitical
actions,thesestudiesshowhowfrequentlyliberalinstitutionsthwartthecommon
good.Whileoneoptionwouldbetoadvocatefortheoverthrowofliberalism,
MacIntyreseesthatasaninvitationtoterrorismandrejectsit.Nopolitical
alternativeispossible,soMacIntyreacquiescestotheruleofliberalism.Hedoesnot
teachanalternativepoliticalscienceofthebestregime.Intheabsenceofthat
teaching,communitiesachievingthecommongoodarefatedforfragile,finite
accomplishments.MacIntyrethusexposesthelimitationsofethicsandpolitics:
practicalreasoninginethicsandpoliticsseekssomethingitcannotobtainfully
there.43
Straussalsoholdsthataneducationinprudencestudiesparticularity.He
linksprudencetothesearchforthehumangood,startinginpoliticallife.Strauss’s
examplesforaneducationinprudencehavethecharacterofaneducationin
politicalscience,studyingstatesmenlikeWinstonChurchill.Churchillvividly
displaysaparticularcaseofhumanexcellenceinthefaceoftyranny.Thatexcellence
involvesadefenceofliberalism.UnlikeMacIntyre,Straussseesmodernity’scrisis
notinliberalismitself,butintheabilitytoarticulateanddefendliberalism.Strauss
tacklespoliticalirresponsibilityandthethreatoftyrannybyprovidingadefenceof
thebestregime.InStrauss’saccountofpoliticalscience,thepracticallyrealizable
bestregimecorrespondstoliberaldemocracy.Aristotleteachesalessoninthe
43ECM,314-15;WJWR,196-97.
362
commongoodthatChurchillexemplifies.Nevertheless,Straussobservesthateven
thoseexemplarystudiesofstatesmendonotrealizethewholehumangood.
Churchill’scareerisalsomarkedbyagreatfailure.Althoughhesucceededagainst
Hitler,thissuccessinevitablyincreasedthethreatposedbyStalinandtheSoviet
Union.Churchillthereforeremindspoliticalscientistsoftheirlimitations.44
Whilepoliticalscienceappearstoaddressthewholehumangood,itcannot
realizethewholehumangoodbecausethereisnocompleteachievementofthe
humangoodinpoliticallife.Strauss’sexamplesofstatesmen,therefore,draw
attentiontohumanexcellenceinpoliticallife,butalsoexposethatthisexcellenceis
incomplete.Inpoliticallife,‘thereisnoadequatesolutiontotheproblemofvirtueor
happiness.’45Thecontrastisthenwiththelifethatwouldrealizethenaturalhuman
endandbeatrulyhappylife.Sincethestudyofprudence‘removesascreen’
separatingthesetwowaysoflife,thestudyofprudenceshowsthatthehumangood
isdividedbetweenthecityontheonehand,andtheindividualontheother.46Itisin
thissensethatpoliticalscienceisinstrumental,becauseiteventuallyshowsthatthe
facetofprudenceconcernedwithpoliticallifecannotbeanendinitself.Itmustbea
meanstowardamorecompletehumangoodrealizedinanotherwayoflife,pursued
byindividualswhotranscendthecitytodiscovertruehappiness.47Straussthus
arrivesataremarkablysimilarinsighttoMacIntyreonthelimitationsofethicsand
politics:inethicsandpolitics,prudenceseekssomethingitcannotobtainfullythere.
44CG.45OT,182.46CM,28.47CM,49.
363
Startingfromdifferentconcerns,StraussandMacIntyreaddresstherole
playedbytheoreticalknowledgeindevelopingthevirtueofprudence.Strauss’s
concerniswithpositivistsandrelativists.Theywieldtheoreticalclaimsover
practicalreasoningtodiminishthedignityofpoliticsasanexpressionofthehuman
good,ordenythatthereisahumangoodaltogether.Torecoverthedignityof
politicsasanexpressionofthehumangood,Straussarguesthattheoretical
knowledgeisnotnecessaryfordevelopingthevirtueofprudence.Therequirement
isinsteadtohaveasufficientlevelofself-awarenesstorecognizewhatvirtueis.
Thereisnoneedtoknowthe‘why’inaddition.Practicalreasoningistherefore
separatedfromtheoreticalreasoning.Onlywhenthevirtuesarechallengedbyfalse
opinionsaboutwhatthegoodisandwhatthehumangoodisdoesonerequire
theoreticalknowledgeofnaturetocounterthesefalseopinions.
MacIntyre’sconcerniswithliberals.Theyattempttounderstandthe
practicalgoodwithoutreferencetothegoodorthehumangood,andsoengagein
practicalreasoningwithoutreferencetotheoreticalreasoning.MacIntyre’sliberals
concedethattherearehumangoods,buttheyhaltfurtherenquiryintotheultimate
humangood.MacIntyrethereforearguesthattoenactthevirtueofprudence
requiresarankorderingbetweenhumangoods.Thisrankorderingembodiesa
conceptionoftheultimatehumangood.Tojustifyone’schoicesthereforerequiresa
theoreticalunderstandingofthehumangoodandthegood;MacIntyredevelopsthe
researchprogrammeofAfterVirtuetoincludebothbiologyandmetaphysics.
MacIntyreandStraussagreethatavirtuousagentdoesnotstartfromtheoryand
applytheoreticalunderstandingtopractice,andthatitispossibleforagentstoact
364
prudentlywithoutrecoursetotheoreticalreasoning.Theyholdsimilarpositions
aboutprudenceandrightaction,andtheroleoftheoreticalreasoninginjustifying
reasonsforaction.
Theirdeepestdifferenceslieelsewhere.MacIntyreholdsthattheoretical
knowledgeiscontinuousfrompracticalreasoning.Fromtheircontinuity,MacIntyre
arguesthattheincompletegeneralizationsoftheoreticalknowledgeneedtobe
substantiatedbyinstancesofpractice,sothatwhiletheoryinformspractice,
practicealsoinformstheory.Straussrecoilsfromthisview.Heaimstoavoidthe
situationwherepoliticalidealsaretakenasessentiallytrue,asHeidegger
notoriouslydid.ForStrauss,thisistheproblemofradicalhistoricism.Onceone
beginstoaskthe‘why,’Straussmaintains,thepoliticalspherebeginstoshowits
imperfections,orevenmutilations.48Politicsdoesnotguidephilosophy.Theeffect
ofStrauss’sseparationistodemarcatethosewhopracticepoliticsfromthosewho
practicephilosophy.
Arendt,forherpart,hasnoextendedtreatmentofthebestregimeor
prudence.Arendtiscertainlynotblindtothequestionofthebestregime;she
favoursAmericanliberaldemocracy.Arendtvoluntarilychosetobecomeacitizenof
theUnitedStatesbecauseit‘wasindeedagovernmentoflawandnotofmen.’49But
herjustificationforchoosingthisconstitutionalregimeoverandabovetheregimes
ofEuropeannation-statesextendsbeyondAristotle.50Arendtdoesrefertothe
virtueofphronēsisasoneofthefundamentalabilitiesofmanasapoliticalbeingto
48NRH,151.49RJ,3-4.50E.g.ForadiscussionofArendt’sclassicalrepublicanism,seeBrunkhorst(1999),McCarthy(2012).Volk(2015)arguesArendtultimatelylookedtoWeber.
365
orienthimselfinthepublicrealm.Prudenceistheprincipalvirtueofthestatesman.
YetArendtdevelopsitundertheheadingof‘judgement,’whichtakeshertoward
Kant.51ThisprojectisincompleteinArendt’swritings,itisnotpossibletoexamine
whetherArendtseesprudenceasdirectingthetrulyvirtuoustorightaction.Yetitis
possibletoexaminewhatArendtconceivestobethestartingpointofjudgement,in
theactivityofthinking.AlthoughArendtcriticizesthetraditionofphilosophyforits
distortionofthepolitical,shedoesnotdispensewiththeactivityofthinking.
DrawingfromAristotleandtheGreeks,Arendtarticulatesauniqueinterpretationof
theoreticalactivity,atopicStraussandMacIntyrealsoaddress.
7. Aristotelianpoliticalphilosophyinsistsontheparamountimportanceoftheoreticalactivity.52Strauss,MacIntyre,andArendtalldistancethemselvesfromtraditional
interpretationsoftheōrētikosas‘contemplative.’Arendtisthemostcriticalofthe
traditionalinterpretation,forsheregardscontemplativeactivityastheintroduction
ofPlatonictwo-worldmetaphysicalfallacy,whereaworldofappearancesis
contrastedtotheworldofBeingor‘reality.’InthisPlatonicpicture,contemplation
isassociatedwithphilosophy.AsAristotleinheritsit,theobjectofcontemplationis
‘reality,’thearchaioreternalprinciples.Bycontrast,Arendtargues,theworldof
appearancesisassociatedwithaction,withthecontingentandchangingworldof
politics.ThePlatonicpicturerankscontemplationashigherthanaction,and
philosophy,understoodascontemplationofnon-humanaffairs,ashigherthan
politics,therealmofhumanaffairs.Thedignityofpoliticsistherebydiminished.
51BPF,218;Beiner(1983),12-19.52C.f.Sanford(2015),154.
366
Arendtholdsthatthemetaphysicaltraditionisexhausted.Itsquestionsno
longerneedtobeoutlinedandanswered.Themorepressingtaskistoovercome
thisexhaustedmetaphysicaltradition.TothatendArendtdevelopstheontological
thesisthatBeingandappearancecoincide.Thereisnotranscendentrealminwhich
philosophersthink,apartfromtherealmofappearances.Fromthatontological
thesis,Arendtreconsiderswhatitistothink.Arendt’spost-metaphysicalstance
leadshertodroptheobjectofthinkingasthecontemplationofarchai.Yetthisdoes
notleadhertoconcludethattheonlymeaningfulhumanwayofliferemainingis
politicalaction,tochangetheworldthroughaction.AlthoughArendtwishestoraise
thedignityofpoliticalaction,ArendtdoesnotwishtorepeattheerrorofMarx.For
Aristotlewasrightthattheactivityofthinkingisnotthesameasacting.
RetrievingtheactivityofthinkinginitspuritythroughAristotle’sinsight,
ArendtlookstoAristotle’sother‘fragments’.Sheopenstheactivityofthinkingtoall
humanbeings—notjustprofessionalphilosophers—andconfidentlycaststheobject
oftheactivityofthinkingastheworldofappearances,notanobjectbeyondthe
world.YetthinkingisforArendtatleastinonesensebeyondtheworld;itbeyond
theworldorrealmofpolitics.Thethinkerisaspectatorwhoobservesthe
participantsofpolitics,butdoesnotparticipateinit.Thespectatoristherefore
betterpositionedtounderstandpoliticsthantheparticipant.Arendtaimsto
overcomethehierarchyofcontemplationoverpolitics,yetparadoxicallyshe
retrievesaconceptionofthemeaningfulnessofpoliticsandaconceptionofthe
meaningfulnessofthinking.Arendtelevatesthedignityofpolitics,butbyconceiving
thethinkerasaspectator,shetakesadistancing,ironicattitudetowardpolitics.
367
Thinkingistheactivityofparamountimportanceforthehumanwayoflife,asitis
theonlywaytounderstandBeing.‘Icanverywelllivewithoutdoinganything,’
Arendtdeclares,‘butIcannotlivewithouttryingatleasttounderstandwhatever
happens.’53
ForStrauss,itisthepoliticalwayoflifeinitselfthat,byitsimperfections,
impliesphilosophyisthehigherwayoflife.Politicsdoesnotfulfillthenatural
humanend,andsocannotprovidetruehappiness;yetthephilosophicwayoflife
can.Tothetraditionalinterpretationofphilosophyas‘contemplativeactivity,’
whichhasasitsobjectthearchai,Straussrealignsitsobjectivesbyanontological
thesis:the‘subjectivecertaintythatonedoesnotknow’thewhole‘coincideswith
objectivetruth’aboutthewhole.54Philosophyiszetetic.Itisnotaboutthe
possessionoftheknowledgeofthearchai,butthequestfortheknowledgeofthe
archai.Thisquestprovidesawarenessofthefundamentalquestionsaboutthe
wholethattraditionalmetaphysicsaddresses,aboutGod,man,theworld,andthe
natureofallthings.Tovindicatethesequestionsasthefundamentalquestions,
Straussupholdstheadditionalontologicalthesisofnoeticheterogeneity,thereby
defendingthebasisoftheSocraticandAristotelianunderstandingofnaturethat
treatsthegoodasdistinctfromtheotherpartsofnature.55Noeticheterogeneity
establishesthatthearchaiexist,includingthearchēofthegood,butnotwhatthey
are.
53HA,303.54OT,196.Straussexhibitsapost-Kantianthesis:he‘undertakesareturntoclassicalthoughtwithoutareturntometaphysicsasthetraditionconceivesit.’Velkley(2011),69;seealso54.55InthiswayStrauss‘seekstorecover“whatmetaphysicsintended.”’Velkley(2011),69.
368
MacIntyrealsorealignstheobjectoftraditionalmetaphysics.Heunderstands
philosophyasthequestfortheknowledgeofthearchai,primarilythequestforthe
archēofthehumangood.MacIntyre’sepistemologicalthesisisthatrationalityis
tradition-constituted,sothateveryunderstandingofthearchaiisprovisionaland
alwaysopentofurtherrevisionandjustification.Fromthatepistemological
standpoint,MacIntyredefendstheontologicalthesesthatthehumangoodisanend
towardwhichhumansaredirectedbecauseoftheirspecificnature,andthatitis
attainable.56MacIntyrethusinsistsontheparamountimportanceoftheoretical
enquiryintothehumangood.YetMacIntyrealsoholdstheadditionalthesisthatthe
humangoodisnotattainableinthislife.57Thereconciliationofthesethreetheses
liesinThomism.58
SowhileArendt’stheoreticalactivitycountersthebasiccosmological
assumptionsofthetraditionofmetaphysicalphilosophy,StraussandMacIntyre
considertheoreticalactivityasazeteticorprovisionalactivitythatraisesawareness
ofthequestionsthetraditionofmetaphysicalphilosophyposes.ForArendtthese
questionsaretentativelyposedanddefinitivelyrejected;forStrausstheyare
definitivelyposedratherthantentativelysolved;forMacIntyretheyaredefinitively
posedandtentativelysolved.Althoughtheytreattheseissuesindifferentways,
theirdeliberatedontologicalthesesshowthattheirtheoreticalactivityraisesthe
fundamentalquestionofmetaphysics:whatisbeing?59Theparamountimportance
56C.f.STIaqu.5ar.1;Ia-IIaequ.5ar.1.57C.f.STIa-IIaequ.5ar.3.58WJWR,192-93.59Metaphysics983a22.
369
theygivetotheoreticalactivitygivesAristotelianpoliticalphilosophyadecidedly
metaphysical,evensupernatural,outlook.60
WhileStrauss,Arendt,andMacIntyreallarguefortheparamountimportance
oftheoreticalactivity,theydonotlosesightofthefactthattheoreticalactivityisan
activity,awayoflifeaddressingthepracticalgood.61ForStrauss,theoreticalactivity
offersapracticalgooddistinctfromthatfoundinpoliticalactivity:thepreservation
oftheoreticalactivityinthefaceofthehostilepoliticalactors.Theoreticalactivity
cultivatesanironicorexotericrhetoric,dissimulatingthoseaspectsoftheoretical
activitythatothersfindthreatening.Itadditionallycultivatesanesotericrhetoric,
invitingthepoliticalactorsmostreceptivetotheoreticalactivitytoseekthegood.
Arendt’stheoreticalactivityisalsoironic,butofadifferentsort:itisinanexercise
indistancingoneselffrompracticalactivity.LikeStrauss,sheholdsthattheoretical
activityproposesapracticalgoodorwayoflifedistinctfromthatoriginally
retrievedorrecoveredinpoliticallife.
Perhapsrelatedtohissuspicionofirony,onlyMacIntyretriestoabolisha
distinctpracticalgoodfortheoreticalactivity.62ForMacIntyre,Aristotle’s
understandingofcontemplativeactivityisdeficientbecauseitpursuesanillusory
idealofself-sufficiency.Theoreticalactivityisapractice,pursuedincommonwith
otherhumanagents.Humanagentsundertakeaquestforthepracticalgood
becausetheydesiretolivewell.Attimesthisquestbecomestheoretical:thegood
beingsoughtisthehumangoodandthegood,withitsmetaphysicaland
60C.f.Sanford(2015),156.61C.f.Hadot(1995)129.62MacIntyre(2012).
370
supernaturalimplications.Yetthewayoflifethatseeksthegoodisalwaysina
political,practicalcontext.ForMacIntyre,onepursueswhatisgoodsothatonemay
actonit.HenceMacIntyrestressesthatitisthepracticalgoodbeing-soughtin
theoreticalandpracticalactivity.
WhatofthequestionofSimplicius?Whatplacedoesthephilosopherhavein
thecity?Astraightforward,‘Platonic’answeristhatitsufficesforthephilosopherto
rulethecity.Philosophyandpolitics,theoryandpractice,canbeunified.Nietzsche
agreedthatphilosophyhadtraditionallyaspiredtorulethecityinthisway,
legislatingitsownideaofthegoodforthewholecity.Inmodernity,the‘Platonic’
answerisfullyexposed;moreover,itsrationalfoundationsforprovidinganideaof
thegoodareexposedasexhausted.WhatisleftforNietzscheistohuntdownthe
originsofthe‘Platonic’answerinthehistoryofphilosophy.Thosewhojourney
fromNietzschedothesame.
Yetthe‘Platonic’answerstillpersistsinthepresent.Whenthisansweris
mixedwiththehistoricismthatNietzscheadvocated,itcombineswiththe‘Platonic’
answertoproduceanoxiousbrew.Nietzschewascontenttomakeominous
predictionsaboutthewarsofthefuture.ButforArendt,Strauss,andMacIntyre,
passingthroughthesewarsimpelsthemtoaskwhethertheprojecttounifytheory
andpracticethroughhavingthe‘right’arguments,whicheffectivelydeferstobeing
onthe‘right’sideofhistory,wasitselfgood.Thesignificanceoftheirjourneyfrom
Nietzscheisthatinrecoveringthequestionofthegood,believingthatrationalismis
notexhausted,andthatrationalismdoesnothavetobowtohistory,Arendt,Strauss,
andMacIntyrealldisagreewithandcounterthe‘Platonic’answer.Forthe
371
AristotelianpoliticalphilosophythattheirjourneyfromNietzschearrivesat,there
isnofinalitytotheproblemoftheoryandpractice.
MacIntyre’spoliticalphilosophyplacesthephilosopherinthecityinorderto
changethecity.Yetbecausethephilosopherdoesnotknowdefinitivelywhatthe
goodis,neithercanthecitizens.MacIntyredoesholdthatcitieswillcontinuetobe
imperfectuntilcitizensbecomephilosophersandphilosophersbecomecitizens,but
thatpresentsnoresolutiononitsown.Philosopher-citizenscandiscover
characteristicsofthegood,buttheycannotknowdefinitelywhatitis.Knowledgeof
thegood,includingthepracticalgood,ispossibleintheorybutisnotfullyachieved
inpractice.Hisphilosopher-citizensarepilgrimsforthepracticalgood,onquestto
discoverwhatthegoodis.
Forthesakeofthecitizen,Arendt’spoliticalphilosophyseemstobanishthe
philosopherfromthecity.Whilephilosophershithertodisparagedthepractical
goodofpoliticalactivityinlightofthegoodofcontemplativeactivity,thecitizen
shouldrealizethatthepracticalgoodinfactahumangoodworthyofaim.Yet
Arendtdevelopsthethinkerdistinctlyfromthecitizen,assomeoneawareofthe
limitationsofthepracticalgoodofthecitizenasahumangood.Sheimpliesthatthe
thinkerbettergraspsthehumangood.Arendtthenfostersatensionbetweenthe
thinkerandthecitizenoverthehumangood.Oftenthethinkerexposeshowcitizens
failtoachievethepracticalgood.Thethinkerlivesinthecity,butthethinker’sway
oflifemakesherastrangertoitscitizens.
Strauss’spoliticalphilosophyisdevelopedinresponsetothefearthat
philosophycanbebanishedfromthecity.Ifitisbanished,thenwhowillraisethe
372
questionofthegood?Yetthatquestionofthegoodcanonlybedisclosedbyfirst
examiningthepracticalandthehumangoodthatisdiscoveredinthecity.Topursue
thequestionofthegood,thephilosophermustthereforefinditsplaceinthecityand
studythecityas‘firstphilosophy.’Attimeshemayhavetodefendthecity.He
disguiseshimselfbeforethecity;attimeshemayhavetodefendhimselffromthe
city.Thephilosopherlivesinthecitybutnevercompletelyreconcileshimselftoit.
Heneverforgetsthathiswayoflifetranscendsthecity,inthegoodbeing-sought
thatisalwaysaquestionforthehumanbeing.
373
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