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Transcript of Photochemical internalisation in drug and gene delivery
www.elsevier.com/locate/addr
Advanced Drug Delivery Reviews 56 (2004) 95–115
Photochemical internalisation in drug and gene delivery
Anders Høgseta,*, Lina Prasmickaiteb, Pal K. Selbob, Marit Hellumb,Birgit Ø. Engesæterb,c, Anette Bonstedb, Kristian Bergb
aPCI Biotech AS, Hoffsvn. 48, N-0377 Oslo, NorwaybDepartment of Biophysics, The Norwegian Radium Hospital, Montebello, N-0310 Oslo, Norway
cDepartment of Tumour Biology, The Norwegian Radium Hospital, Montebello, N-0310 Oslo, Norway
Received 14 April 2003; accepted 30 September 2003
Abstract
This article reviews a novel technology, named photochemical internalisation (PCI), for light-induced delivery of genes,
proteins and many other classes of therapeutic molecules. Degradation of macromolecules in endocytic vesicles after uptake
by endocytosis is a major intracellular barrier for the therapeutic application of macromolecules having intracellular targets of
action. PCI is based upon the light activation of a drug (a photosensitizer) specifically locating in the membrane of endocytic
vesicle inducing the rupture of this membrane upon illumination. Thereby endocytosed molecules can be released to reach
their target of action before being degraded in lysosomes. The fact that this effect is induced by illumination means that the
biological activity of the molecules can be activated at specific sites in the body, simply by illuminating the relevant region.
We have used the PCI strategy to obtain light-induced delivery of a variety of molecules, including proteins, peptides,
oligonucleotides, genes and low molecular weight drugs. In several cases, a >100-fold increase in biological activity has been
observed.
D 2003 Elsevier B.V. All rights reserved.
Keywords: Photosensitiser; Endosomal release; Site-specific; Light-induced; Drug delivery; Gene therapy; Protein therapy; Oligonucleotide
delivery
Contents
1. Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 96
2. PCI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
2.1. Photochemically induced cytotoxicity and photodynamic therapy . . . . . . . . . . . . . . . . . . . . . . . . . . 97
2.2. Intracellular localisation of the photosensitisers. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 97
2.3. The principle of photochemical internalisation . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 98
3. PCI-mediated drug delivery in vitro . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
3.1. Light dose-dependence of the PCI effect . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 99
3.2. Photosensitizers used in PCI . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 101
0169-409X/$ - see front matter D 2003 Elsevier B.V. All rights reserved.
doi:10.1016/j.addr.2003.08.016
* Corresponding author. Tel.: +47-2325-4003; fax: +47-2325-4001.
E-mail address: [email protected] (A. Høgset).
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–11596
3.3. PCI effects on different cell lines . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 102
3.4. PCI with different classes of molecules . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
3.4.1. PCI-based protein delivery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 103
3.4.2. PCI with peptides . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
3.4.3. PCI with oligonucleotides . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 104
3.4.4. PCI with low molecular weight substances . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
3.4.5. PCI for gene delivery . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 105
4. PCI in vivo . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 109
5. Advantages and limitations of PCI as a drug delivery technology . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 110
6. Concluding remarks . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 111
References . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 112
1. Introduction Internalisation can also be an issue for low molec-
The last years have seen a rapid increase in
research and development of macromolecular drugs,
both due to a steady improvement of production
technologies and due to an increasing understanding
of the premises for the design and use of such drugs.
As compared to more traditional drugs, macromolec-
ular drugs have the potential advantage of being
excellently specific for a given therapeutic target
and, at least in principle, of quite easy design of
molecules that could have such a specificity.
At the same time, there is also a rapidly increas-
ing interest in exploring and exploiting intracellular
drug targets, among other things because genomics
and proteomics research will lead to the identifica-
tion and validation of many very interesting such
targets, e.g. in intracellular signal transduction net-
works, in the regulation of gene expression, etc.
Thus, there will be an increasing need for therapeu-
tic molecules that are able to attack intracellular
drug targets and that consequently must be able to
be internalised into the cell. In addition, the emerg-
ing field of gene therapy relies entirely on ‘‘pro-
drugs’’ (genes) that must be internalised into cells in
order to be able to exert the desired biological
effect.
While macromolecular drugs and genes can quite
easily reach extracellular targets of action, it is a
severe limitation for the use of such molecules that
most classes of macromolecular drugs have great
difficulties in reaching intracellular targets. There-
fore, to fully exploit the potential of macromolecular
drugs, efficient and specific technologies for delivery
of such molecules into the target cells would be of
great value.
ular weight molecules. Although low molecular
weight drugs are often able to go into the cells, there
are also many drug candidates (e.g. hydrophilic sub-
stances) with excellent effects in cell-free systems that
do not readily pass the cell plasma membrane, and
thus will be unusable as drugs on their own. This has
hindered the realisation of the therapeutic potential of
many interesting classes of molecules, and delivery
technologies that could overcome the internalisation
barrier could have the potential to significantly extend
the spectrum of molecules that could be used for
therapeutic applications.
The unlucky fact that the above mentioned classes
of molecules are inactive as drugs in themselves
however also have a potential advantage, namely that,
given a specific drug delivery system, they could be
made into very specific therapeutics. Ideally, such
molecules should on their own have no ability to
cause adverse effect in non-target cells or tissues; their
biological effect would be totally dependent on the
delivery system. Thus, if such molecules could be
‘‘activated’’ by a specific delivery system, they could
have the potential to become more specific than most
drugs used today. And, as is well known, specificity in
many cases is of utmost importance for the therapeutic
outcome, exemplified by the low therapeutic index
usually found in cytotoxic cancer therapy.
A main reason for a failure to reach intracellular
targets is that the molecular structure of the molecules
in question makes them unable to pass directly
through the plasma membrane; thus, the only way
such molecules can get access to the interior of the
cell is through the process of endocytosis. Although
most molecules can be taken more or less efficiently
into the cell by endocytosis, such molecules will as a
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 97
rule end up in endocytic vesicles such at late endo-
somes or lysosomes, in the end being degraded and
losing the biological activity. Since the therapeutic
targets are usually located outside endocytic vesicles
to exert a desired biological effect, the therapeutic
molecules will usually have to escape from the
vesicles before they are degraded. Thus, for such
molecules, the endosomal membrane constitutes a
severe barrier for the therapeutic use. In this chapter,
we will review the principle behind, and the results
obtained with, photochemical internalisation (PCI), a
novel photochemical technology for inducing the
release of molecules from endocytic vesicles. PCI is
a technology that can enhance the cellular biological
activity of many different classes of molecules, and,
since this effect is induced by illumination, PCI can be
used as a technology for site-specific drug or gene
delivery.
2. PCI
In photochemical internalisation, photosensitising
compounds (photosensitisers) are used for improving
endosomal release of endocytosed molecules. Photo-
sensitisers are compounds that make cells extraordi-
nary sensitive to illumination with visible light [1,2].
A photosensitiser in the ground state (PS) will absorb
the energy of a photon (hr) of a certain wavelength
and will thereby be converted into an excited singlet
state (1PS*). Then, 1PS* is quickly converted to an
excited triplet state (3PS*) that, by transferring the
absorbed energy to other molecules, can initiate
further photochemical reactions. With photosensitisers
like porphyrins and structurally related compounds,
the most important of these reactions proceeds via
singlet oxygen (1O2), a highly reactive form of oxy-
gen [3–5]. Schematically:
3PS* is thus converted back to PS, which is then
ready for further cycles of excitation and generation
of singlet oxygen [6,7]. Singlet oxygen is a very
powerful oxidizing agent that can oxidize many
different biomolecules [8] potentially inducing dam-
age into various cellular structures. However, since1O2 has a very short lifetime ( < 0.1 ms) and accord-
ingly a short range of action (10–20 nm) inside the
cell [7], only targets very close to the excited photo-
sensitiser will be oxidised by 1O2 upon light expo-
sure, while distant molecules will generally be left
unaffected.
2.1. Photochemically induced cytotoxicity and photo-
dynamic therapy
In general, the photochemical reactions induced by
photosensitisers induce cytotoxic effects, since impor-
tant intracellular structures may be damaged [5,9].
These cytotoxic effects can be exploited for cancer
treatment in photodynamic therapy (PDT), a treatment
modality where light exposure leads to photosensi-
tiser-induced killing of cancer cells [1,2,5].
PDT can also be used to treat non-oncologic
conditions, and is being explored in experimental
treatment of vascular diseases [10–13] and viral
infections [14–16], as well as in immunological
disorders such as rheumatoid arthritis [17–19] and
psoriasis [20,21]. Furthermore, PDT is widely used
for therapy of age-related macular degeneration with
choroidal neovascularisation disease [22–24].
2.2. Intracellular localisation of the photosensitisers
Photosensitisers can, depending on their physico-
chemical properties, be taken up by the cell both by
endocytosis and by active or passive transport
through the plasma membrane [25,26]. Partly as a
function of their mode of uptake, different photo-
sensitisers will localise differently inside the cell
[25–29]. For example, amphiphilic photosensitisers
such as TPPS2a (meso-tetraphenylporphine with two
sulfonate groups on adjacent phenyl rings) and
AlPcS2a (aluminium phthalocyanine with two sulfo-
nate groups on adjacent rings) (Fig. 1) will first
insert into the plasma membrane, thereafter being
taken in by endocytosis. Such photosensitisers end
up quite specifically in the membranes of endocytic
vesicles [30], with the hydrophobic part of the
photosensitisers inserted into the vesicle membrane
[31].
Fig. 1. Chemical structures of the photosensitisers AlPcS2a and
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–11598
2.3. The principle of photochemical internalisation
The invention of the photochemical internalisation
technology was based on the finding that light expo-
sure of cells containing photosensitisers in their endo-
cytic vesicles causes a permeabilisation of the vesicles
and release of the photosensitiser into the cytosol
[30,32]. The same experiments showed that also
substantial amounts of lysosomal enzyme activities
could be found in the cytosol after light treatment,
indicating that in addition to the photosensitiser also
unrelated molecules located inside the lysosomes
TPPS2a.
Fig. 2. Light-induced cytosolic delivery by PCI. (A) Schematic present
Photosensitiser; S* excited photosensitiser. (B) The principle of PCI. (I)
molecule to be delivered (G) is invaginated into endocytic vesicles. (II) S
endosome membrane and lumen, respectively. (III) Illumination leads to
releasing G into the cytosol.
could be released into the cytosol. Moreover, this
photochemically induced release could occur without
inducing extensive cell death [30], and with mainte-
nance of the biological activity of the released mole-
cules. This is probably due to the short range of action
of the photochemically generated 1O2, since, with
photosensitisers mainly localising in the vesicle mem-
branes, molecules in the vesicle matrix should not be
very liable to the photochemical damage responsible
for destroying the membranes. Hence, the photochem-
ical treatment may be used to release endocytosed
molecules in a biologically active form from endo-
cytic vesicles, a principle we have named PCI. As
described in Fig. 2, the introduction of molecules into
the cytosol is achieved by first exposing the cells or
tissues to a photosensitising dye and the molecule
which one wants to deliver, both of which should
preferentially localise in endosomes and/or lysosomes
[33]. Secondly, the cells or tissues are exposed to light
of wavelengths inducing a photochemical reaction.
This reaction will lead to disruption of lysosomal and/
or endosomal membranes and the contents of the
endocytic vesicles will be released into the cytosol.
Detailed descriptions of practical aspects of the tech-
nology can be found in Berg et al. [34] and Prasmick-
aite et al. [35].
ation of the initiation of the photochemical reactions in PCI. (S)
The photosensitiser (S) localises to the plasma membrane, and the
and G are taken up into the cell by endocytosis, localising in the
photochemical damage and rupture of the endosome membranes,
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 99
The exact molecular mechanism of the photochem-
ically induced endocytic membrane rupture is not
known. There are indications from mitochondrial
[36] and erythrocyte [37] membranes that at least
for some photosensitisers damage to membrane pro-
teins may be more important for membrane rupture
than oxidation of membrane lipids. However, whether
this is also the case after photoactivation of photo-
sensitizers localised in endocytic membranes is not
known and requires further investigations.
Recently, we have also discovered another mode of
performing PCI. Quite unexpectedly, it was found that
PCI gives very good effects also if the photochemical
treatment is given before the molecule to be internal-
ised [38], i.e. the cells can be illuminated before they
even come into contact with the molecule to be
delivered. The mechanism behind this effect is still
unclear, but we have speculated that it is due to a
fusion between vesicles made leaky by the photo-
chemical treatment and newly incoming vesicles con-
taining the molecule to be delivered, causing the fused
vesicle to become leaky (Fig. 3). For drug delivery
purposes, the ‘‘light first’’ procedure may have several
important advantages that will be further mentioned
below.
Fig. 3. Possible mechanism for ‘‘light first’’ PCI. (I) The
photosensitiser (S) is taken op by endocytosis and localises in the
membrane of endocytic vesicles. (II) The cells are illuminated,
damaging endosomal membranes. (III) The cell is incubated with
the molecule to be delivered (G), which is taken up into novel
endocytic vesicles. (IV) The vesicles containing the molecule to be
delivered fuses with vesicles damaged by the photochemical
treatment. (V) The fused vesicles are leaky, so that the molecule
to be delivery will escape into the cytosol.
3. PCI-mediated drug delivery in vitro
In vitro, PCI has been shown to induce endosomal
release and, in many cases, also biological effects, of a
variety of molecules, such as plant protein toxins
[33,39], immunotoxins [40], peptides [33], ribozymes
and oligodeoxynucleotides [41] and genes delivered
by various vector systems, both non-viral [33,41–43]
and viral [44]. The relocalisation effects that can be
obtained by PCI are illustrated in Fig. 4, where it can
be seen that both photosensitisers (A, B), proteins (A)
and oligonucleotides (B) can be released from endo-
cytic vesicles, and that an endocytosed protein main-
tains its biological activity after the treatment (C). It
can also be seen that the PCI-induced endosomal
release is quite efficient, with about 60% of an
endocytosed protein being released upon the treatment
(Fig. 4C).
3.1. Light dose-dependence of the PCI effect
In order to induce the photochemical reactions that
in the end will lead to destruction of the endosomal
membrane, it is of course necessary to apply a light
dose that is above a certain threshold. Since the uptake
of photosensitiser, the concentration of photosensitiser
in the endosomal membranes and the sensitivity to the
cytotoxic effects of the photochemical treatment will
vary between different cell types, the optimal light
dose for PCI will also vary from cell type to cell type.
As discussed above, the photochemical treatment
will usually also give cytotoxic effects and, in many
cases, it can be important to balance the cytotoxic and
the drug delivery effects. This may be especially
important for gene therapy approaches where the goal
might be to induce the delivery of a gene that shall be
expressed for quite a long time after the treatment.
However, even in cases where the ultimate aim is to
kill the target cells, the balance between the (generally
unspecific) cytotoxic effects of the pure photochem-
ical treatment and the (potentially specific) effects of
the drug delivered by PCI may be very important, e.g.
in cases where diseased cells are interspersed between
normal cells that should not be harmed by the treat-
ment. Fig. 5 shows PCI effects and cell survival for
typical experiments with gene (A) and protein (B, C)
transfer. It can be seen that, while the PCI effect in
general seems to increase with the light dose (and
Fig. 4. PCI-induced endosomal release. (A) PCI-induced release of a protein. Fluorescence photomicrographs of AlPcS2a and Alexa-488-
labelled gelonin in THX melanoma cells. The cells were co-incubated with 30 Ag/ml Alexa-gelonin and 20 Ag/ml AlPcS2a for 18 h. After 4 h
chase in drug-free medium, the cells were exposed to 30 s microscopy light, which photochemically induced a release of both AlPcS2a and
Alexa-gelonin from endocytic vesicles. Both pictures were taken 1 min after light exposure. For details, see Ref. [40]. (B) PCI-induced
relocalisation of an oligodeoxynucleotide. THX melanoma cells were incubated for 18 h with 20 Ag/ml AlPcS2a. After further 4 h incubation
with a polylysine complex of a fluorescein-labelled oligodeoxynucleotide, the same cells were photographed before and after the exposure to 10
s microscopy light, a light dose sufficient for inducing the PCI effect. See Ref. [41], for details. (C) PCI-induced cytosolic delivery of functional
endocytosed horse radish peroxidase (HRP). NHIK 3025 cells were co-incubated with 3.2 Ag/ml TPPS2a and 1 mg/ml HRP for 18 h. The
medium was replaced with drug-free medium before the cells were exposed to the indicated light doses. HRP activity was measured in intact
cells (black bars) and in cytosol (white bars) separated from cytosol-free cell corpses by electropermeabilisation and a density centrifugation
technique (see Ref. [33], for details).
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115100
thereby with increasing cell death), there are very
substantial PCI effects also at light doses killing
relatively few cells. For example, a 15–20-fold in-
crease in gene transfection could be obtained at a light
dose killing about 15% of the cells (Fig. 5A) and, with
the highest dose of a protein toxin, a >100 times
enhancement of the toxin effect could be observed
with a light dose killing about 30% of the cells (Fig.
5C). The fact that a substantial PCI effect can be
achieved with light doses killing only a small fraction
of the cells have important implications for the ther-
apeutic use of the technology. Firstly, if the aim is to
kill all cells in a given area, such as e.g. in many kinds
of cancer therapy, PCI will allow the treatment of
thicker lesions than pure photodynamic therapy. The
light doses needed to confer the killing of all cells
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 101
with PCI (e.g. combined with a non-specific toxin) are
substantially lower than those needed in pure PDT;
thus, a therapeutic light dose can be achieved much
deeper into the tissue than what is possible with pure
Fig. 5. Effect of illumination on macromolecule delivery and cell
survival. (A) Transfection as a function of light dose. HCT 116 cell
were incubated with AlPcS2a over night and, after removal of the
sensitiser, the cells were further incubated with a pEGFP-N1/
polylysine complex for 4 h. The cells were illuminated with red
light. Forty-eight hours later, EGFP-expressing cells were scored by
flow cytometry and cell survival was measured by the MTT assay as
described earlier [41]. (n) EGFP-positive cells, (5) cell survival.
Error bars are SEM of three experiments. Reproduced with
permission [42]. (B and C) Cytotoxic effect of PCI with the protein
toxin gelonin in NHIK 3025 cells. The cells were treated with 3.2
Ag/ml TPPS2a and gelonin for 18 h, followed by 1 h in drug-free
medium before illumination. Protein synthesis was measured as
described previously (reproduced with permission [33]). (B) Protein
synthesis after treatment with TPPS2a and light in the absence (.) orpresence (o) of 0.2 Ag/ml gelonin. (C) Protein synthesis after
treatment with gelonin and 50 s of light (n) and gelonin and TPPS2ain combination with 50 s of light (o). Reproduced with permission
[33].
PDT. Secondly, in applications where it is desirable to
treat certain target cells that are interspersed with
normal cells, PCI could be used in combination with
a drug acting more or less specifically on the target
cells and a light dose that would in itself kill only a
low fraction of the cells, so that the main biological
effect would be that of the PCI-delivered (specific)
drug and not of the pure (unspecific) photochemical
treatment. The fact that in vivo relevant photosensi-
tisers often tend to accumulate preferentially in dis-
eased tissues (e.g. in tumours) may in many clinical
situations give additional specificity to the PCI-medi-
ated delivery as it can do for PDT effects [2].
3.2. Photosensitizers used in PCI
According to the proposed mechanism for PCI
photosensitizers to be used in PCI should fulfil certain
criteria: (i) they should localise in the endocytic
compartments. (ii) Within these compartment, they
should preferably localise to the membranes, to max-
imize the damaging effect on the membrane and to
diminish the possibility of photochemical destruction
of molecules in the lumen of the vesicles. (iii) Ag-
gregation of the photosensitizer should be kept low in
the cell, since aggregations reduce the ability of the
photosensitizer to transfer the energy of the excited
state to molecular oxygen, and hence reduce the
efficiency of the photochemical treatment.
To study the PCI efficiency with diverse photo-
sensitisers, sensitisers with different intracellular local-
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115102
isation were tested for their ability to enhance polyly-
sine-mediated transfection [29]. As expected, light-
activation of the non-lysosomally localised lipophilic
dye tetra(3-hydroxyphenyl)porphyrin (3THPP) and 5-
aminolevulinic acid (5-ALA)-induced protoporphyrin
IX did not significantly stimulate transfection. In con-
trast, the endosomally localised photosensitisers
AlPcS2a and TPPS2a had a strong stimulating effect
on transfection (Fig. 6). These photosensitisers have
two sulfonate groups on adjacent phthalate/phenyl
rings (Fig. 1), making the photosensitiser molecules
amphiphilic and able to insert into biological mem-
branes. The effect of the more hydrophilic tetrasulfo-
nated dye meso-tetraphenyl-porphine with four
sulfonate groups (TPPS4) was lower, maybe because
this sensitiser mainly localises in the lumen of endo-
Fig. 6. Effects of photochemical treatment with different photo-
sensitisers on polylysine-mediated transfection. THX cells were
treated with 20 Ag/ml AlPcS2a, 2 Ag/ml TPPS2a, 75 Ag/ml TPPS4,
30 Ag/ml p-TMPyPH2, 0.25 Ag/ml 3THPP or 2.5 Ag/ml Photofrin
for 18 h followed by a 6-h treatment with a pEGFP-N1/polylysine
complex in photosensitizer-free medium. With 5-ALA and Nile blue
A, the cells were incubated for 6 h with the pEGFP-N1/polylysine
complex in the presence of 1 mM 5-ALA or 4 mM Nile blue in
FCS-free or FCS-containing medium, respectively. For all sensi-
tisers, the cells were washed and transferred to complex-free
medium before being illuminated with a D50 dose light dose (i.e.
killing about 50% of the cells). Details can be found in Ref. [29].
Reproduced with permission [29].
cytic vesicles. Finally, the cationic hydrophilic dye
meso-tetra(N-methyl-4-pyridyl)porphine ( p-
TMPyPH2) and the lysosomotropic weak base Nile
blue A had very weak or no effects, although also
localising in endocytic vesicles. Thus, also among
photosensitisers localised in endocytic vesicles, differ-
ences in the PCI efficiency could be observed, indicat-
ing that amphiphilic photosensitisers expected to
localise mainly in the membranes of the endocytic
vesicles give the best effect [29].
For clinical use, other properties of the photosensi-
tiser will, of course, also be important: (i) The
photosensitizer should have favourable pharmacoki-
netics, preferably accumulating rapidly and preferen-
tially in diseased tissues. (ii) The photosensitizer
should not be toxic in non-illuminated regions and
should preferably have a rapid clearance from the
body, preventing the necessity of long time light
protection of the patient. (iii) A far red-light absor-
bance is preferable for most clinical uses, due to the
better tissue penetration of light in this region of the
spectrum.
The amphiphilic phthalocyanine photosensitizer
AlPcS2a (Fig. 1) meets most of the above criteria
[45] and should be well suited for in vivo PCI
applications. Phthalocyanines are based upon the
porphyrin macrocycle, which is extended with four
benzo rings on the pyrrol units. This results in an
enhanced absorption in the far-red region of the
spectrum. The chelation of aluminium with the four
central benzisoindole nitrogens leads to a stable
molecule, which is relatively easy to purify [46].
AlPcS2a absorbs light efficiently around 675 nm
where light tissue penetration is near its optimum.
In addition, AlPcS2a is relatively photostable and has
been shown to be a very efficient sensitizer [47]. For
in vitro work and other applications where deep
tissue penetration is not necessary or may even not
be desirable, the photosensitizer meso-tetraphenyl-
porphine with two sulfonate groups on adjacent
phenyl rings (TPPS2a) (Fig. 1) has been shown to
be equally efficient at its optimum wavelengths for
excitation (415–420 nm).
3.3. PCI effects on different cell lines
In Table 1 is shown a summary of the effects of
PCI on different cell lines. It can be seen that PCI can
Table 1
Cell lines tested for PCI effects with different macromolecules
Cell line Tissue Protein
transfer
Plasmid
transfer
Adenovirus
transfer
NHIK 3025 Cervix,
carcinoma
in situ
+
NCI-H146 Lung, small
cell carcinoma
+
WiDr Colon
adenocarcinoma
+ +
KM20L2 Colon
adenocarcinoma
+
Col115 Colon
adenocarcinoma
+
HCT116 Colon carcinoma + + +
T47D Breast, ductal
carcinoma
+
THX Skin, malignant
melanoma
+ + +
Malme-3 Skin fibroblast +
Malme-3M Lung metastasis,
malignant
melanoma
+
FM3 Malignant
melanoma
+ +
U87 Brain,
glioblastoma
+ +
D54 Brain,
glioblastoma
+
EB Immortalised
B cells
+
V79 Lung fibroblasts,
Chinese hamster
+
BL2-8G-E6 Mouse
fibroblastoma
+
COS-7 Kidney, green
monkey
+
HeLa Cervix
adenocarcinoma
+ +
COS-1 Kidney, green
monkey
+
A549 Lung carcinoma +
FEMXIII Malignant
melanoma
+
Neuro-2 Neuroblastoma +
DU 145 Prostate cancer +
BHK Kidney, baby
hamster
+
HFib Fibroblast +
Raji Burkitt’s
lymphoma
+
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 103
have positive effects on delivery of both proteins and
genes in a variety of cell, both tumour cell lines and
non-cancer cell lines. For two of the cell types, PCI
effects have also been documented in in vivo models
(see also below).
3.4. PCI with different classes of molecules
In the following, results of PCI for the delivery of
different classes of molecules will be discussed.
3.4.1. PCI-based protein delivery
For studying PCI-induced delivery of proteins, we
have focused mainly on the 30-kDa plant toxin
gelonin, a type I ribosome- inactivating protein
(RIP) [48], which possesses a number of attractive
properties. Gelonin consists of a single polypeptide
chain and has no domains for binding to the cell
surface or for facilitating endosomal release [49]. In
cell-free systems, gelonin is an extremely potent
inhibitor of protein synthesis working by a powerful
N-glycosidase enzymatic activity destroying the 28S
rRNA unit of eukaryotic ribosomes [50]. However,
due to its inability to be taken up and transferred into
the cytosol, gelonin has low toxicity on intact cells
and also very low in vivo toxicity, with LD50 for mice
of 40–75 mg/kg [51,52]. Free gelonin is supposed to
be taken up unspecifically by fluid phase endocytosis
and degraded by lysosomal hydrolases [39,53], and
gelonin would therefore be of low therapeutic interest
without a means for transferring the molecule to the
cell cytosol.
Based on these properties, gelonin should thus be
an ideal model protein to establish and demonstrate
the PCI technology. In fluorescence microscopy
studies, gelonin labelled with the dye Alexa-488
was shown to localise in the same intracellular
compartments as the photosensitizer AlPcS2a [39]
previously shown to localise in endocytic vesicles
both in vitro [27] and in vivo. Moreover, both Alexa-
gelonin and AlPcS2a was released from these vesicles
after illumination, clearly illustrating the PCI effect
(Fig. 4A).
By using the photosensitizers TPPS2a, TPPS4 or
AlPcS2a in combination with gelonin and light, we
have documented good effects of PCI in more than 20
different cell lines (Table 1). At best, a more than 300-
fold reduction of the protein synthesis has been
demonstrated by PCI of gelonin, as compared to the
application of toxin treatment alone or light and
photosensitizer alone [33].
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115104
The uptake and specificity of type I RIPs can be
increased substantially by conjugating or fusing the
toxin to a specific monoclonal antibody, generating an
immunotoxin (IT), e.g. designed to bind to specific
receptors on the surface of the target cells. ITs are
generally taken up by endocytosis, and lysosomal
degradation of ITs can in many cases be a major
obstacle for obtaining biological effects of such
molecules [54,55]. To explore the potential of PCI
in activating the cytotoxic effects of immunotoxins,
an immunoconjugate of gelonin with the antibody
MOC31 was used as a model [40]. The monoclonal
antibody MOC-31 recognises and targets the human
epithelial glycoprotein 2 (EGP-2), an antigen expressed
on nearly all types of carcinoma cells [56]. After PCI-
induced release of the immunotoxinMOC31-gelonin, a
>100-fold increase in cytotoxicity was achieved, as
compared to what was obtained with the ITwithout PCI
(Fig. 7) [40]. PCI with MOC31-gelonin was shown to
be very efficacious against several different carcinoma
cell lines (lung (H-146), breast (T47D) and colon
Fig. 7. Effect of MOC31-gelonin on protein synthesis in carcinoma
cells with and without PCI. Exponentially growing H146 cells were
exposed to different concentrations of the immunotoxin MOC31-
gelonin and 0.3 Ag/ml TPPS2a, and illuminated for 50 s. Protein
synthesis of the cells was evaluated 24 h after light exposure. Data
presented are the mean relative to control cells not given light.
Details can be found in Ref. [40].
(WiDr and KM20L2)), demonstrating that PCI with
ITs has a potential to become a potent anti-cancer
application [40].
3.4.2. PCI with peptides
Peptides could have several interesting applica-
tions as drugs acting in the intracellular environment.
Firstly, several naturally occurring peptides having
intracellular biological activity are known, e.g. en-
zyme inhibitors [57,58] or DNA-damaging agents
[59]. Secondly, phage display [60,61] and other
molecular diversity technologies can be used to
design peptides having a diversity of therapeutically
interesting biological activities, in many cases direct-
ed against intracellular drug targets. Thirdly, peptides
can be used as antigens for vaccination purposes.
Thus, for many peptides, access to the cytosol can be
crucial for achieving a desired biological activity;
however, most peptides will not be able to reach the
cytosol without the help of a delivery system. To
study the possibility of using PCI for internalisation
of peptides, we studied the effect of PCI on the
localisation of a fluorescently labelled antigenic pep-
tide. By microscopy, it could clearly be shown that
PCI could induce a relocalisation of the peptide from
endocytic vesicles into the cytosol [33], and we also
had indications that this led to an increased presenta-
tion of the antigenic peptide on the cell surface via the
MHC Class I pathway (T.E. Tjelle, unpublished).
3.4.3. PCI with oligonucleotides
Oligonucleotides are a class of molecules with a
well recognized therapeutic potential [62–64]. The
vast majority of therapeutic oligonucleotides have to
get into intracellular compartments to exert a biolog-
ical effect, e.g. antisense DNA, ribozymes, siRNA
and peptide nucleic acids will typically have their
biological action either in the cytosol or in the
nucleus, and ‘‘aptamer’’ oligonucleotides [65] can
have different sites of action depending on which
target structure they are directed against. Although
some oligonucleotides can be modified in such a way
that they can pass through the plasma membrane [66],
in many cases also this class of molecules will depend
more or less on endocytic uptake. Thus, PCI could
have a clear potential for improving the efficiency of
delivery of oligonucleotides, and also for site-direct-
ing the effect of such molecules, a possibility that in
Fig. 8. PCI effect on cytotoxicity of the anticancer drug bleomycin.
WiDr colon carcinoma cells were incubated with 5 Ag/ml AlPcS2afor 18 h. After washing, the cells were incubated in medium
containing 100 AM bleomycin (n) for 4 h; control cells (5) were
not treated with bleomycin. The cells were washed and, after
addition of 1 ml drug-free medium, they were illuminated. After 3
days of further incubation, cell survival was measured by a protein
synthesis assay measuring the incorporation of 3H-leucin.
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 105
many cases could be highly desirable. Our microsco-
py studies clearly show that PCI can relocalise
oligonucleotides from endocytic vesicles into the
cytosol (Fig. 4B) and in several cases even into the
nucleus (unpublished observations). Recent experi-
ments also clearly show that PCI can substantially
enhance the specific biological activity of a peptide
nucleic acid that could potentially be used in cancer
treatment [94].
3.4.4. PCI with low molecular weight substances
Many low molecular weight substances can have
excellent effects on interesting therapeutic target mol-
ecules, but anyway be of little use as therapeutic
compounds because of inability to get into the cell.
Such compounds will be obvious candidates for use
with PCI, not only because PCI can activate the
therapeutic potential of the compounds, but also
because such compounds, being membrane imperme-
ant, will generally not get into non-target cells and
should therefore only give very limited adverse effects
in non-target (i.e. non-illuminated) tissues. This is in
contrast to more traditional therapeutics that, because
of their ability to pass the cell membrane, will
generally be taken up into, and be active in, also
non-target cells, in many cases generating severe side
effects. The effect of the anticancer agent bleomycin is
known to be limited by poor uptake into the cell [59],
and it is known that bleomycin can be quite efficiently
taken up by endocytosis [67]. In vitro studies on PCI
with bleomycin have shown that photochemical treat-
ment can substantially enhance the biological effect of
this agent (Fig. 8). That this is a specific PCI effect is
indicated by the observation that bleomycin in the
doses used had no effect on cell survival without
illumination (Fig. 8, 0 min time point), and by
control experiments showing that the presence of a
photosensitiser is necessary to observe the light-
dependent increase in bleomycin cytotoxicity (data
not shown). Furthermore, preliminary experiments
indicate that PCI can enhance the effect of bleomycin
also in vivo (Høgset et al., in preparation), showing
that PCI has a clear potential to be used for site-
specific chemotherapy.
3.4.5. PCI for gene delivery
Gene therapy is a novel therapeutic modality
receiving great attention and being generally recog-
nised as having the potential to constitute treatment
for a lot of different diseases [68–70]. However,
although there are some successes [69,71,72], clinical
trials with gene therapy have hitherto largely given
quite disappointing results. An important reason for
this is that methods for efficient and specific delivery
of therapeutic genes in vivo is still lacking. With
most gene delivery systems, the therapeutic gene is
taken into the cell by endocytosis and, for many of
these systems, especially non-virus-based, the lack of
efficient mechanisms for translocating the gene out of
the endocytic vesicles constitutes a major hindrance
for realisation of the therapeutic potential of the
therapeutic gene.
Photochemical internalisation has been studied as a
gene delivery technology (reviewed in Ref. [73]) both
with several non-viral [29,33,41–43] and with ade-
noviral vectors [44], mainly by using reporter genes
such as genes encoding enhanced green fluorescent
protein (EGFP) or h-galactosidase. However, PCI-
mediated gene delivery has also been shown to induce
the delivery of therapeutic genes, such as the genes
encoding Herpes Simplex Virus thymidine kinase
(HSV-tk) (Prasmickaite, unpublished) and interleu-
kin-12 (IL-12) (Høgset, unpublished).
The effect of PCI on gene delivery can be illus-
trated by experiments with polylysine-mediated trans-
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115106
fection of AlPcS2a-treated HCT 116 human colon
carcinoma cells. In these experiments, a part of the
culture dish was covered by aluminium foil, while the
rest of the dish was illuminated. As can be seen from
Fig. 9A after PCI, many of the illuminated cells
exhibited visible EGFP-fluorescence, in contrast to
what was the case for the non-irradiated cells. Thus,
the light treatment strongly induces transfection in
HCT 116 cells. This experiment also indicates the
Fig. 9. PCI effects on gene delivery by a non-viral vector. (A) PCI-induce
HumanHCT 116 colon carcinoma cells were incubated with 20 Ag/ml AlPcS
for 6 h. After washing, the culture dish was partly covered by aluminium
treatment. Forty-eight hours later, the cells were analysed by fluoresce
fluorescence, and by phase contrast microscopy (right panel). Reproduced
cytometry. Human THXmelanoma cells were treated with 20 Ag/ml AlPcS2aThe cells were exposed to light (illumination times indicated on the figure)
flow cytometry as described in detail in Ref. [41]. The cells in the upper righ
that received no plasmid there were no cells in this quadrant (not shown). R
high degree of site-specificity that can be obtained,
reflected by the clear difference in transfection be-
tween the illuminated and the non-illuminated parts of
the culture dish.
The PCI effects of on transfection have been
studied in more detail by flow cytometry analysis of
the transfected cells. For example from the data
presented in Fig. 9B, it can be seen that the light
treatment induced an increase in transfection efficien-
d transfection of HCT 116 cells studied by fluorescence microscopy.
2a for 18 h, washed and treated with a pEGFP-N1/polylysine complex
foil (‘‘without light’’ region) before being subjected to 7 min light
nce microscopy for EGFP (left panel) or AlPcS2a (middle panel)
with permission [42]. (B) Light-induced transfection studied by flow
for 18 h and incubated with a pEGFP-N1/polylysine complex for 4 h.
, and red (AlPcS2a) and green (EGFP) fluorescence were analysed by
t quadrant were taken as positive for EGFP-expression, since for cells
eproduced with permission [41].
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 107
cy from about 1% EGFP-positive cells at 0 min of
light to about 50% positives after 5 min illumination
for THX melanoma cells, thus representing a light-
induced enhancement of transfection efficiency of
about 50 times. As previously discussed, the PCI
effect exhibits a clear light dose response; however,
the photochemical enhancement of transfection is
effective over a quite large range of light doses.
3.4.5.1. PCI with different gene delivery agents
Non-viral vectors. Whereas PCI in general has a
positive effect on transfection with polycations such as
polylysine and polyethylenimine (PEI), the effect on
transfection with cationic lipids is much more variable
[29,42]. While in some cell lines PCI seems to reduce
cationic lipid mediated transfection, in other cell lines,
PCI can have positive effects [74]. It also seems that
the effect of PCI depends strongly on the type of lipid
composition used for transfection. For example in
HCT 116 cells, PCI can enhance transfection mediated
by hAE-DMRIE/DOPE, while hAE-DMRIE-mediat-
ed transfection is not affected [74] (hAE-DMRIE: h-aminoethyl-dimyristoyl Rosenthal inhibitor ether;
DOPE: dioleoylphosphatidylethanolamine).
The observed differences in the PCI response
between the different transfection agents raise several
interesting questions. It seems logical to think that for
transfection agents where transfection is not stimulat-
ed by PCI, endosomal release is not a limiting factor
for ‘‘normal’’ transfection. The observation that trans-
fection by PEI complexes can be positively affected
by PCI [42,43] gives an indication that even if endo-
somal escape is induced by PEI; this process probably
is not always very effective. This may e.g. be related
to the size of the PEI/DNA complexes employed, as
pointed out by Ogris et al. [75]. With the proposed
mechanism of PEI enhancing endosomal release by
acting as a ‘‘proton sponge’’ [76], it would also be
necessary with a certain minimum amount of PEI
inside each endocytic vesicle in order to induce endo-
somal swelling and lysis. The observation that PCI
shows the greatest enhancement of PEI-mediated
transfection at low doses of DNA/PEI complex or at
low PEI/DNA ratios (Høgset, manuscript in prepara-
tion) is in accordance with this proposed mechanism,
since the positive effects of PCI should be expected to
increase with the decrease in the ability of the PEI to
effect endosomal release. This observation could also
have important implications for the use of PEI and
similar agents for in vivo gene therapy. With in vivo
delivery of DNA/PEI complexes, the amount of
complex reaching the target cells will often be very
limited and probably often well below the threshold
where PEI is able to induce efficient endosomal
escape. In these cases, PCI could be a very valuable
tool for increasing gene delivery specifically within
the target area for the therapy.
The negative effects of PCI seen with some lipidic
transfection agents might indicate that photochemi-
cally induced cytotoxicity may have some generally
inhibitory effect on transfection. If such effects play a
role, they may also affect transfection by polycationic
agents and may be reflected in a decrease in transfec-
tion by such agents that in some cases is observed at
higher light doses. PCI-induced transfection could
then be viewed as a balance between these general
negative effects and the positive effects caused by
increased endosomal release. Following this reason-
ing, for transfection agents that are very ineffective in
endosomal release, such as polylysine, the positive
effects would dominate, while for agents very efficient
in such release the negative effects would dominate.
To examine whether PCI would also have positive
effects on transfection when the DNA is delivered by
receptor-mediated endocytosis, we studied transfec-
tion with transferrin-polylysine. In HCT 116 cells,
PCI had an even better effect on transfection mediated
by transferrin-polylysine than on transfection with
unmodified polylysine [40,43], the same being true
for WiDr colon carcinoma cells (Olsen, unpublished
results). However, in THX melanoma cells, no trans-
fection with transferrin-polylysine could be observed,
neither with nor without PCI. Thus, PCI can work
very well also with receptor-mediated transfection
agents, but substantial cell line differences exist,
maybe related to the level of receptor expression in
the target cells.
PCI with adenoviral vectors. Adenovirus vectors
are known to be taken into the cell by endocytosis
and to be released from endosomes in a regulated
process. This endosomal release is usually regarded
as a very efficient process [77,78]. However, there
are still many cell types in which adenoviral gene
delivery is rather inefficient, and ineffective endo-
somal release might be important at least in some of
these cell lines. We have therefore investigated
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115108
whether gene delivery by adenoviral vectors might
also be amenable to improvement by PCI. Fig. 10
shows the result of an experiment where WiDr colon
carcinoma cells were subjected to infection by a h-galactosidase-encoding adenoviral vector at a low
virus dose. It can be seen that the PCI treatment
substantially increases transduction by this adenovi-
ral vector [44].
Further flow cytometric analysis showed that the
transduction efficiency in this cell line could be
increased up to about 30 times by the PCI treatment,
substantiating that also adenovirus-mediated gene
delivery can be strongly stimulated by PCI.
The finding that the effect of PCI seems to be
greatest at lower virus doses [44], may indicate that
adenoviral endosomal escape may be less efficient in
cases where there are relatively few viral particles in
the endocytic vesicles, although this remains to be
Fig. 10. PCI-induced adenovirus-mediated gene delivery. WiDr human col
h-galactosidase-encoding adenoviral vector at a multiplicity-of-infection (
incubation to allow for expression of the h-galactosidase transgene, the celin Ref. [44]. The cells were treated as follows: (A) no treatment, (B) aden
(E) AlPcS2a + adenovirus + 8 min light. Reproduced with permission [44]
proven. PCI with adenoviral vectors has now been
tested in 12 different cell lines, and in all cases a
positive effect on transduction has been observed
(Engesæter et al., submitted; [95]). However, the
magnitude of the effect seems to vary quite substan-
tially between different cell lines, maybe because of
different efficiency of uptake or endosomal release in
the different cell lines. The uptake mechanism [79–
82] and the subsequent intracellular trafficking of the
viral particles are probably also of importance for the
effect of the PCI treatment on adenovirus mediated
gene delivery (Engesæter et al., submitted).
Taken together, PCI has the potential of being a
very useful technology for in vivo gene delivery, both
because PCI can improve the delivery of genes in
general and because it does this in a light dependent
way, rendering the therapeutic gene active only in
illuminated sites of the body. Thus, by the employ-
on carcinoma cells were incubated with AlPcS2a (S), infected with a
MOI) of 5 and illuminated as indicated in the figure. After 2 days
ls were stained with X-gal and analysed by microscopy as described
ovirus only, (C) adenovirus + 8 min light, (D) AlPcS2a + 8 min light,
.
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 109
ment of PCI adverse effects due to expression in non-
target areas of e.g. a cytotoxic gene could largely be
avoided, making PCI especially attractive for gene
therapy of cancer and other localised diseases.
4. PCI in vivo
In vivo the effect of PCI-mediated therapy on
tumour treatment has been documented both with
the protein toxin gelonin [83] and with the cytostatic
Fig. 11. PCI in vivo. (A) Effect of gelonin-PCI on tumour growth. Kaplan–
WiDr adenocarcinomas subcutaneously growing in athymic mice. The end
have reached a tumour volume of >1000 mm3. 10 mg/kg AlPcS2a was injec
right hip. After 40 h, 50 Ag of gelonin was injected into the tumour and,
halogen lamp (Xenophot, HLX64640) filtered through a 580-nm long-pass
the tumour area, the animals were covered with aluminium foil. Further ex
(x) gelonin only; (.) AlPcS2a and light; (D) AlPcS2a, gelonin and light
treated with gelonin-PCI as described in the legend to panel A. Pictures
treatment (B) and 2 months after treatment (C).
drug bleomycin (Høgset et al., in preparation). In
these studies the photosensitiser AlPcS2a was admin-
istered by intraperitoneal injection, followed (48 h lat-
er) by a single intratumoral injection of gelonin or
bleomycin followed by illumination. In initial experi-
ments it was shown that with this mode of AlPcS2aadministration the photosensitiser localised in endo-
somes also in vivo, and could be relocalised by
illumination [83]. Furthermore, as shown in Fig.
11A and B, PCI with gelonin had a substantial effect
on tumour-growth. Thus, with this treatment regimen
Meier type plot of the effect of PCI with the protein toxin gelonin on
-point is the time after light exposure when the individual tumours
ted intraperitoneally in mice with 100 mm3 tumours growing on the
6 h later, the tumours were illuminated (135 J/cm2 from a 150-W
and a 700-nm short-pass filter, emitting 150 mW/cm2). Except above
perimental details can be found in Ref. [83]. (5) Untreated control;
(gelonin-PCI). (B) PCI-mediated tumour treatment. Animals were
of the tumour area were taken before treatment (A), 2 weeks after
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115110
67% of the mice receiving PCI became completely
tumour-free, while only 10% complete responses were
seen in animals treated with pure PDT, and none in
tumours treated with gelonin alone (data not shown).
The PCI treatment was found by Cox regression
analysis to be significantly different from the PDT
treatment ( p = 0.004).
There were no observations of toxic effects outside
the treated area and, despite some initial scarring, the
treated tissue seemed to regenerate extremely well
(Fig. 11B). This demonstrates that PCI is a highly
powerful and relevant technology for in situ delivery
and activation of molecules with a therapeutic poten-
tial [83]. The results obtained with bleomycin were
similar (Høgset et al., in preparation).
In further experiments, we have shown that PCI
also works very well in vivo when employing the
‘‘light first’’ procedure (Høgset et al., in preparation),
and also that the photosensitiser can be given as s
local injection, a fact that could make it possible to
substantially reduce to dose of photosensitiser and
thereby diminish the possibilities of side effects of the
photochemical treatment.
5. Advantages and limitations of PCI as a drug
delivery technology
There are several advantages of PCI for application
as a general drug delivery method. (i) Principally, there
are no restrictions on the size of the molecules that can
be effectively delivered, making PCI highly flexible
for a wide variety of molecules. Thus, the technology
has been shown to work very well with ‘‘molecules’’
of vastly different sizes, ranging from bleomycin
(MWc 1400) to adenoviral particles. (ii) Due to the
local and focused light-dependent activation, PCI is a
method with a high site-specificity limiting the bio-
logical effect to only illuminated areas, a property that
should lower potential systemic side effects of the
delivered drug. In addition, photodynamic therapy
has been established as an accepted cancer treatment
modality showing low or no systemic side effects [1].
(iii) PCI is a method with high efficiency for many
types of molecules and the dose of a drug may
therefore be reduced, resulting in reduced side effects.
(iv) In contrast to what is the case for radiation and
cytostatic therapy, therapy based on PCI may also be
efficient on non-dividing cells, which could be essen-
tial for the killing of resting malignant cells in cancer
therapy. (v) The photochemical treatment can induce
expression and secretion of cytokines e.g. in the
tumour parenchyma [84] resulting in a local response
that could give increased activity of inflammatory and
immune cells at the treatment site, possibly augment-
ing an anti-tumour activity of a PCI-based therapy. In
other treatment situations, this can, however, also be a
disadvantage. (vi) PCI is very well suited for combi-
nation with other modalities/strategies for targeted
drug delivery such as conjugation of drug molecules
with different ligands mediating target cell specific
receptor-mediated endocytosis.
Since the photosensitiser in PCI necessarily will
be located in quite close proximity to the molecule to
be internalised, an obvious potential disadvantage is
that the photochemical treatment will damage not
only the endosomal membrane, but also the molecule
to be internalised. It is well known that e.g. DNA
can be damaged by photochemically induced oxida-
tion [85,86], leading both to induction of mutations
and possibly to making the DNA unfunctional for
expression.
Thus, not unexpectedly, we have several indica-
tions that endocytosed molecules may be damaged by
the PCI procedure. For example, it can be seen from
Fig. 4C that the total enzymatic activity of the HRP
protein goes down at the higher light doses, indicating
photochemically induced damage to this protein. The
same phenomenon can in many cases be seen for PCI-
mediated gene transfer (see Fig. 5A and e.g. Refs. 73
and 43), indicating photochemical damage also to
transfecting DNA. Photochemical damage can also
explain the decrease in transfection seen after PCI
with some cationic lipid transfection agents [43,74].
This indicates that photochemical damage may be
more important for some transfection agents than,
for others, either because some transfection complexes
are located closer to the sensitiser (e.g. lipids could be
expected to localise nearer to the membrane contain-
ing the sensitiser than e.g. a polycationic transfection
agent), or because different complexing agents protect
the DNA from damage to a different extent.
The importance of photochemical damage for the
overall efficiency of PCI-mediated drug delivery is not
known and will probably vary substantially with the
molecule to be internalised, and maybe also with the
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115 111
photosensitiser used. However, employment of the
‘‘light first’’ mode of PCI (see Section 2.3) should
potentially diminish photochemical damage since
many of the photochemically induced reactions should
be over at the time the molecule to be internalised is
introduced into the cell. Further discussions of these
issues can be found e.g. in Refs. 38 and 73.
Cytoplasmic drug delivery can also be achieved by
employing different peptides that confer membrane
permeability. Such peptides can in principle be used to
deliver a variety of different substances [87] and both
peptides inducing direct plasma membrane passage
[88] and peptides inducing endosomal release [89]
have been described. Due to differences in the exper-
imental systems, it is very difficult to make a quan-
titative comparison between literature data on the
effects obtained by such peptides and the effect
achieved by PCI. One important difference is, how-
ever, that such delivery peptides will usually exert
their effects in all regions of the body, in contrast to
the site-specificity inherent in the PCI technology.
Thus, it might seem that PCI could have advantages
for treating local disease, while the peptides could be
advantageous in cases where a systemic response is
desired.
As for photodynamic therapy, one important re-
striction of PCI in vivo is the limited penetration of
light into the tissue. However, although the limited
penetration depth for some applications obviously is
a disadvantage, it could in a sense also be viewed as
an advantage, since it makes it possible to quite
strictly confine the PCI effects to the desired region
of the body. In tissues, the light penetration decays
approximately exponentially (e� 1) for every 2–3
mm, with a theoretical maximum for PDT effects
of about 1 cm if a photosensitiser that absorbs in the
far-red region of the light spectrum is used [90,91].
For PCI, the penetration depth would be substantial-
ly larger, since very good PCI effects can be
achieved with light doses killing only a fraction of
the cells. Thus, from theoretical consideration, the
penetration depths of effective PCI could be expected
to something around 2 cm. Furthermore, recent
developments in fibre optics and laser technology
have also made it possible to illuminate many sites
inside the human body [1], e.g. in the gastrointestinal
tract, urogenital organs, lungs, brain and pancreas.
Thus, with the combination of a fibre-optic device
and a penetration depth of about 2 cm, most loca-
tions in the body could be reached by PCI-mediated
treatments.
PCI-mediated therapy could also be combined with
surgery. For example, for many localised cancers,
surgery will, of course, be the first option for treat-
ment. However, in many cases, local recurrence can
represent a serious problem. In such cases, local drug
or gene therapy killing off remaining undetected
tumour cells or inhibiting the proliferation of tumour
cells in the treated area could give substantial thera-
peutic benefit. Of course, when PCI is combined with
surgery illumination of the target area should repre-
sent no problem because of easy accessibility to the
lesions. Furthermore, employing the ‘‘light first’’
mode of PCI (see above) the whole treatment could
be done in one operation, with illumination being
performed directly after surgery, followed immediate-
ly by delivery of the therapeutic agent.
The fact that the photochemical treatment of cells
induces cytotoxicity will in many cases obviously be a
disadvantage, for example in several gene therapy
approaches. However, e.g. in cancer therapy where
the obvious goal is indeed to kill the tumour cells, the
cytotoxicity can also be viewed as an advantage.
Also for cardiovascular applications, the cytotox-
icity associated with the photochemical treatment
seems to be well tolerated and might have beneficial
effects. Thus, studies of photodynamic therapy of
restenosis and atherosclerosis indicate that the photo-
chemical treatment in itself may have substantial
clinical benefit without causing serious adverse effects
on the treated blood vessels [13,92,93].
A very important point also is that, although the
photochemical treatment induces cytotoxic effects,
these are generally restricted to illuminated areas of
the body [9], the photosensitisers in themselves usu-
ally have very little systemic toxicity. Thus, damage to
vital organs could generally be avoided. Also, there is
substantial clinical experience with relevant photo-
sensitisers, showing that they can be used safely in
humans [1].
6. Concluding remarks
PCI is a novel technology for specific delivery of
membrane impermeant molecules into the cytosol of
A. Høgset et al. / Advanced Drug Delivery Reviews 56 (2004) 95–115112
target cells. PCI is based on the use of photosensitising
compounds that can be used safely in humans and for
many of which there is considerable clinical experi-
ence. PCI’s main application is in the delivery of
molecules acting on intracellular drug targets, and in
delivery of genes for gene therapy. The PCI technology
can be used with a variety of ‘‘molecules’’, from low
molecular weight cytostatic drug to viral gene therapy
vectors. PCI-mediated drug delivery is induced by
illumination; thus, the technology represents a means
of achieving site-specific drug delivery that can be used
in all regions of the body where it is possible to deliver
light andwhere local activation of a drug is desirable. In
vitro PCI has been shown to work with important
classes of therapeutic molecules, such as proteins,
immunotoxins, peptides, oligonucleotides, genes and
a low molecular weight cytotoxic drug, and in vivo
very good effects on tumour treatment have been
demonstrated. In addition to the potential use with
macromolecules, PCI opens up the interesting possi-
bility of exploiting new classes of low molecular
weight therapeutic molecules that could be especially
advantageous for use with PCI. These would be mol-
ecules that would not to be able to reach their intracel-
lular target on their own. Since their activity would then
be totally dependent on the specific delivery technol-
ogy, the possibility of unwanted side effects should be
much smaller than for most current therapeutics. In
addition, PCI can also be used with many targeted
therapeutic agents, potentially adding further to the
specificity obtainable with such molecules. Altogether,
PCI should be a very valuable addition to the arsenal of
drug and gene delivery methods for in vivo therapy.
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