Nonlinear dependence between the surface reflectance and the duty-cycle of semiconductor nanorod...

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Nonlinear dependence between the surface reflectance and the duty-cycle of semiconductor nanorod array Yi-Hao Pai, 1 Yu-Chan Lin, 1 Jai-Lin Tsai, 2 and Gong-Ru Lin 1,* 1 Institute of Photonics and Optoelectronics, Department of Electrical Engineering, National Taiwan University, No. 1 Roosevelt Rd. Sec. 4, Taipei 10617, Taiwan 2 Department of Materials Science and Engineering, National Chung Hsing University, Taichung, 40227 Taiwan *[email protected] Abstract: The nonlinear dependence between the duty-cycle of semiconductor nanorod array and its surface reflectance minimization is demonstrated. The duty-cycle control on thin-SiO 2 covered Si nanorod array is performed by O 2- plasma pre-etching the self-assembled polystyrene nanosphere array mask with area density of 4 × 10 8 rod/cm 2 . The 120-nm high SiO 2 covered Si nanorod array is obtained after subsequent CF 4 /O 2 plasma etching for 160 sec. This results in a tunable nanorod diameter from 445 to 285 nm after etching from 30 to 80 sec, corresponding to a varying nanorod duty-cycle from 89% to 57%. The TM-mode reflection analysis shows a diminishing Brewster angle shifted from 71° to 54° with increasing nanorod duty-cycle from 57% to 89% at 532 nm. The greatly reduced small-angle reflectance reveals a nonlinear trend with enlarging duty-cycle, leading to a minimum surface reflectance at nanorod duty-cycle of 85%. Both the simulation and experiment indicate that such a surface reflectance minimum is even lower than that of a uniformly SiO 2 covered Si substrate on account of its periodical nanorod array architecture with tuned duty-cycle. ©2011 Optical Society of America OCIS codes: (120.5700) Reflection; (220.4241) Nanostructure fabrication; (310.1210) Antireflection coatings; (310.6628) Subwavelength structures, nanostructures References and links 1. G.-R. Lin, Y. H. Pai, and C. T. Lin, “Microwatt MOSLED using SiOx with buried Si nanocrystals on Si nano-pillar array,” J. Lightwave Technol. 26(11), 14861491 (2008). 2. F.-G. Tarntair, L.-C. Chen, S.-L. Wei, W.-K. Hong, K.-H. Chen, and H.-C. Cheng, “High current density field emission from arrays of carbon nanotubes and diamond-clad Si tips,” J. Vac. Sci. Technol. 18(3), 12071211 (2000). 3. C. Lin, and M. L. Povinelli, “Optical absorption enhancement in silicon nanowire arrays with a large lattice constant for photovoltaic applications,” Opt. Express 17(22), 1937119381 (2009). 4. J. Xiang, W. Lu, Y.-J. Hu, Y. Wu, H. Yan, and C.-M. Lieber, “Ge/Si nanowire heterostructures as high-performance field-effect transistors,” Nature 441(7092), 489493 (2006). 5. Y. Kanamori, M. Sasaki, and K. Hane, “Broadband antireflection gratings fabricated upon silicon substrates,” Opt. Lett. 24(20), 14221424 (1999). 6. Y. Kanamori, M. Ishimori, and K. Hane, “High efficient light-emitting diodes with antireflection subwavelength gratings,” IEEE Photon. Technol. Lett. 14(8), 10641066 (2002). 7. S.-A. Boden, and D.-M. Bagnall, “Tunable reflection minima of nanostructured antireflective surfaces,” Appl. Phys. Lett. 93(13), 133108 (2008). 8. C.-J. Ting, M.-C. Huang, H.-Y. Tsai, C.-P. Chou, and C.-C. Fu, “Low cost fabrication of the large-area anti-reflection films from polymer by nanoimprint/hot-embossing technology,” Nanotechnology 19(20), 205301 (2008). 9. N. J. Trujillo, S. Baxamusa, and K. K. Gleason, “Grafted polymeric nanostructures patterned bottom-up by colloidal lithography and initiated chemical vapor deposition (iCVD),” Thin Solid Films 517(12), 36153618 (2009). #129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011 (C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1680

Transcript of Nonlinear dependence between the surface reflectance and the duty-cycle of semiconductor nanorod...

Nonlinear dependence between the surface

reflectance and the duty-cycle of semiconductor

nanorod array

Yi-Hao Pai,1 Yu-Chan Lin,

1 Jai-Lin Tsai,

2 and Gong-Ru Lin

1,*

1Institute of Photonics and Optoelectronics, Department of Electrical Engineering, National Taiwan University, No. 1 Roosevelt Rd. Sec. 4, Taipei 10617, Taiwan

2Department of Materials Science and Engineering, National Chung Hsing University,

Taichung, 40227 Taiwan *[email protected]

Abstract: The nonlinear dependence between the duty-cycle of

semiconductor nanorod array and its surface reflectance minimization is

demonstrated. The duty-cycle control on thin-SiO2 covered Si nanorod array

is performed by O2-

plasma pre-etching the self-assembled polystyrene

nanosphere array mask with area density of 4 × 108 rod/cm

2. The 120-nm

high SiO2 covered Si nanorod array is obtained after subsequent CF4/O2

plasma etching for 160 sec. This results in a tunable nanorod diameter from

445 to 285 nm after etching from 30 to 80 sec, corresponding to a varying

nanorod duty-cycle from 89% to 57%. The TM-mode reflection analysis

shows a diminishing Brewster angle shifted from 71° to 54° with increasing

nanorod duty-cycle from 57% to 89% at 532 nm. The greatly reduced

small-angle reflectance reveals a nonlinear trend with enlarging duty-cycle,

leading to a minimum surface reflectance at nanorod duty-cycle of 85%. Both

the simulation and experiment indicate that such a surface reflectance

minimum is even lower than that of a uniformly SiO2 covered Si substrate on

account of its periodical nanorod array architecture with tuned duty-cycle.

©2011 Optical Society of America

OCIS codes: (120.5700) Reflection; (220.4241) Nanostructure fabrication; (310.1210)

Antireflection coatings; (310.6628) Subwavelength structures, nanostructures

References and links

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array,” J. Lightwave Technol. 26(11), 1486–1491 (2008). 2. F.-G. Tarntair, L.-C. Chen, S.-L. Wei, W.-K. Hong, K.-H. Chen, and H.-C. Cheng, “High current density field

emission from arrays of carbon nanotubes and diamond-clad Si tips,” J. Vac. Sci. Technol. 18(3), 1207–1211

(2000). 3. C. Lin, and M. L. Povinelli, “Optical absorption enhancement in silicon nanowire arrays with a large lattice

constant for photovoltaic applications,” Opt. Express 17(22), 19371–19381 (2009).

4. J. Xiang, W. Lu, Y.-J. Hu, Y. Wu, H. Yan, and C.-M. Lieber, “Ge/Si nanowire heterostructures as high-performance field-effect transistors,” Nature 441(7092), 489–493 (2006).

5. Y. Kanamori, M. Sasaki, and K. Hane, “Broadband antireflection gratings fabricated upon silicon substrates,” Opt.

Lett. 24(20), 1422–1424 (1999). 6. Y. Kanamori, M. Ishimori, and K. Hane, “High efficient light-emitting diodes with antireflection subwavelength

gratings,” IEEE Photon. Technol. Lett. 14(8), 1064–1066 (2002).

7. S.-A. Boden, and D.-M. Bagnall, “Tunable reflection minima of nanostructured antireflective surfaces,” Appl. Phys. Lett. 93(13), 133108 (2008).

8. C.-J. Ting, M.-C. Huang, H.-Y. Tsai, C.-P. Chou, and C.-C. Fu, “Low cost fabrication of the large-area

anti-reflection films from polymer by nanoimprint/hot-embossing technology,” Nanotechnology 19(20), 205301 (2008).

9. N. J. Trujillo, S. Baxamusa, and K. K. Gleason, “Grafted polymeric nanostructures patterned bottom-up by colloidal lithography and initiated chemical vapor deposition (iCVD),” Thin Solid Films 517(12), 3615–3618

(2009).

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1680

10. H. L. Chen, S. Y. Chuang, C. H. Lin, and Y. H. Lin, “Using colloidal lithography to fabricate and optimize

sub-wavelength pyramidal and honeycomb structures in solar cells,” Opt. Express 15(22), 14793–14803 (2007). 11. P. Bettotti, M. Cazzanelli, L. Dal Negro, B. Danese, Z. Gaburro, C. J. Oton, G. V. Prakash, and L. Pavesi, “Silicon

nanostructures for photonics,” J. Phys. Condens. Matter 14(35), 8253–8281 (2002).

12. W. Liu, W. Zhong, L. J. Qiu, L. Y. Lu, and Y. W. Du, “Fabrication and magnetic behaviour of 2D ordered Fe/SiO2 nanodots array,” Eur. Phys. J. B 51(4), 501–506 (2006).

13. P. Jiang, and M. J. McFarland, “Large-scale fabrication of wafer-size colloidal crystals, macroporous polymers and

nanocomposites by spin-coating,” J. Am. Chem. Soc. 126(42), 13778–13786 (2004). 14. C. M. Hsu, S. T. Connor, M. X. Tang, and Y. Cui, “Wafer-scale silicon nanopillars and nanocones by

Langmuir–Blodgett assembly and etching,” Appl. Phys. Lett. 93(13), 133109 (2008).

15. M. Elwenspoek, and H. Jansen, “Silicon Micromachining”, Cambridge University Press: Cambridge, U.K. (1998). 16. L. Yan, K. Wang, J. Wu, and L. Ye, “Hydrophobicity of model surfaces with loosely packed polystyrene spheres

after plasma etching,” J. Phys. Chem. B 110(23), 11241–11246 (2006).

17. B. J.-Y. Tan, C.-H. Sow, K.-Y. Lim, F.-C. Cheong, G.-L. Chong, A. T.-S. Wee, and C.-K. Ong, “Fabrication of a two-dimensional periodic non-close-packed array of polystyrene particles,” J. Phys. Chem. B 108(48),

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18. A. Ruiz, A. Valsesia, G. Ceccone, D. Gilliland, P. Colpo, and F. Rossi, “Fabrication and characterization of plasma processed surfaces with tuned wettability,” Langmuir 23(26), 12984–12989 (2007).

19. K. Tsougeni, N. Vourdas, A. Tserepi, E. Gogolides, and C. Cardinaud, “Mechanisms of oxygen plasma

nanotexturing of organic polymer surfaces: from stable super hydrophilic to super hydrophobic surfaces,” Langmuir 25(19), 11748–11759 (2009).

20. J.-Q. Xi, M. F. Schubert, J. K. Kim, E. F. Schubert, M. F. Chen, S. Y. Lin, W. Liu, and J. A. Smart, “Optical

thin-film materials with low refractive index for broadband elimination of Fresnel reflection,” Nat. Photonics 1, 176–179 (2007).

21. T. Homma, A. Satoh, S. Okada, M. Itoh, M. Yamaguchi, and H. Takahashi, “Optical properties of fluorinated

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22. G.-R. Lin, F. S. Meng, Y. H. Pai, Y. C. Chang, and S. H. Hsu, “Manipulative depolarization and reflectance spectra

of morphologically controlled nano-pillars and nano-rods,” Opt. Express 17(23), 20824–20832 (2009).

1. Introduction

During the past decades, both the roughened and ordered topographic geometries of low-k

dielectric materials have been comprehensively investigated as an alternative key to manipulate

the surface reflection and transmittance [1–4]. In application, these low-dimensional

nanostructures have been used to construct numerous optical devices such as surface roughened

light-emitting diodes, high-efficiency field emitters, and photovoltaic cells, etc. Up to now,

versatile low-dimensional nanostructure arrays with extremely low reflectance are extensively

utilized to replace the traditional multi-layered coating with excellent anti-reflection (AR)

ability for improving the performance of aforementioned devices. One of these intriguing

geometries is the silicon-based nanostructure array reported by Kanamori et al. [5,6]. By

utilizing the electron-beam lithography and dry-etching, the sub-wavelength Si nanorod arrays

with broadband AR feature was successfully demonstrated. Not long ago, Boden et al. [7] has

also applied the state-of-the-art e-beam lithography for obtaining a broadband AR silicon

surface with sub-wavelength-scale nanopillar array based on the moth-eye principle. Most

investigations focused on establishing the sub-wavelength structure on various substrates by

using the same specific technique with strict parameters and complex processing steps in order

to obtain optimal optical properties [7,8]. For mass-productive application, these procedures are

impractical for broad-area fabrication due to an extremely low fabricating speed in large-scale

pattering.

Recently, the colloidal lithography has emerged as a low-cost and simplified technology

which employs a two-dimensional self-aligned monolayer colloidal nanosphere array as a

dry-etching mask for large-scale nanorod array formation [9,10]. Nevertheless, few

experimental or modeling works were emphasized on the manipulation of the structural

morphology and period for minimizing or tuning the surface reflectance spectrum [11].-Chen et

al. have demonstrated a colloidal lithography method by using a sub-wavelength-scale

monolayer polystyrene sphere mask for fabricating the optimized pyramid-shape AR structure

with a one-step reactive ion etching process [10]. They introduced the rigorous coupled-wave

analysis to explain the observed low reflectance of 2-3% from the 500-nm pyramid surface,

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1681

whereas the surface of cylindrical pillars with same period and height fails to reduce its

reflectance to <10%. Either the modeling or experimental works were emphasized on tuning the

surface reflectance by changing period, however, the dependence between surface reflectance

and the lattice constant (distance between neighboring spheres) as well as the duty-cycle has

never been discussed in most of previous works. Neither the nonlinear correlation nor the

optimization on the duty-cycle dependent nanorod surface reflectance was reported previously.

With the motivation to develop the periodically aligned large-scale nanostructure array with

topographic geometry dependent broadband AR spectrum, this work aims to minimize the

surface reflectance of the Si nanorod array by tuning the polystyrene nanosphere size after

forming the self-aligned array mask on Si substrate. By employing a dual-step etching

procedure after monolayer colloidal lithography, we initially tune the size and duty-cycle

(defined as the ratio of nanostructure size to its spacing) of the periodically aligned polystyrene

nanosphere array via the oxygen ion-beam sculpturing, and then the size-tuned nanosphere

array functions as the etching mask for cutting the thin silicon-dioxide (SiO2) film covered

periodical Si nanorod array with tunable topographic morphology. The ultra-low surface

reflection spectrum in visible and near-infrared (VIS-NIR) wavelength region and the

diminishing Brewster angle characteristic of such nanorod arrays are investigated. The

modeling and characterization on different duty-cycles of the Si nanorod arrays etched by

controlling the diameter and interval spacing of the polystyrene nanosphere array are

demonstrated. In particular, a nonlinear dependence between the minimized surface reflectance

and the duty-cycle of the Si nanorod arrays are shown and elucidated via the theoretical

simulation. The manipulative minimum reflectance as a nonlinear function of the Si nanorod

duty-cycle is confirmed by employing a coupled refractive-index nanorod structure during

computation.

2. Experimental setup

In experiment, the duty-cycle controlled nonlinear surface reflectance minimum was

investigated by taking Si nanorod array as an example. First of all, the standard RCA cleaning

process (developed formerly by the company of Radio Corporation of America, RCA) is

employed to clean the native oxide of a p-type (111)-oriented Si substrate. The Si substrate with

an area of 6.25 cm2 was initially immersed in H2SO4 aqueous solution at 67 wt.% and then in

buffered oxide etchant (BOE) to decompose the organic compounds and to remove the residual

oxide layer, respectively. After pre-treatment, a new SiO2 buffer with film thickness of 45 ± 2

nm covered Si substrate was prepared by immersing the Si substrate in a mixed H2O2/NH4OH

solution with equivalent weight percentage ratio at 27.5°C following with a rinse in copious

deionized water. This process is employed to transfer the Si substrate turns from hydrophobicity

to hydrophilicity by coating a 45-nm thick SiO2 layer, since the self-assembly of monolayer

polystyrene nanosphere array usually require a hydrophilic substrate. In order to fabricate the

regular nanorod arrays, the polystyrene nanospheres (manufactured by Sigma-Aldrich Co.)

with a mean diameter of 500 nm in aqueous suspension with a solid concentration of 2.5 wt%

were used to spin-coat the Si substrate as an etching mask for Si nanorod formation. Since the

regularity of the monolayer polystyrene nanosphere array based etching mask is essential to

affect the periodicity of Si nanorod, the self-alignment process were performed on SiO2 covered

Si substrate with area density of 4 × 108 rod/cm

2 by decreasing the spin-coating rate to 1250

rpm. Note that the centrifugal force is required to be larger than the adhesion force to enhance

the array regularity during self-alignment. Similar works have been demonstrated previously

[12–14]. It was found that monolayer polystyrene nanosphere array prepared with spin-coating

method can hardly be obtained without high-speed rotation over 3500 rpm for 60 sec [12]. Such

a strict parameter and time-consuming step results from strong aggregation between

nanospheres. This problem has been solved in our case by improving dispersion of polystyrene

nanospheres aqueous suspension to reach a relatively low spin rate. Jiang et al. also

demonstrated a simple spin-coating technique for rapidly fabricating polymeric nanocomposite

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1682

with wafer-scale process (4-inch wafer scale) [13]. The maximum achievable uniform scale for

such kind of mask is greater than present work; however, the proposed recipe is unusual and

difficult for reproduction. After dispersion the polystyrene nanospheres via a nonionic detergent

in our case, the monolayer colloidal nanosphere alignment procedure is easily achieved at

extremely low spin rate. Although the maximum achievable uniform size (6.25 cm2) of the

mask reported in this work is slightly smaller than that reported in literature (4-inch wafer scale)

[14], the tightly assembled polystyrene nanosphere array is formatted at 1250 rpm for 17 sec

with an area density of 4 × 108 rod/cm

2. The schematics of the preferential etching procedure

for the polystyrene nanosphere array masked SiO2/Si substrate are shown in Fig. 1.

Fig. 1. Schematic illustration of SiO2 covered Si nanorod array fabrication.

During the sculpturing of polystyrene nanosphere for duty-cycle tuning, the pure oxygen

plasma (O2-) with various etching time is used to tune (or shrink) the polystyrene nanosphere

diameter in a RIE chamber, while the nanosphere distance (defined as the distance between the

centers of adjacent nanospheres) remain unchanged to keep the constant periodicity within all

masked area. To compare, the polystyrene nanosphere with diameters of 445, 365, and 285 nm

were obtained by lengthening the oxygen plasma etching time to 30, 60, and 80 sec,

respectively, at working chamber pressure of 0.15 Torr and RF plasma power of 55 W. With the

reshaped polystyrene nanospheres patterned mask, the SiO2 covered Si nanorod array was in

situ dry-etched by using a CF4 and O2 plasma mixture with CF4/O2 fluence ratio of 4 at same

working pressure. Note that the small amount precursor gases of O2 can increases radicals and

ions environmentally to improve the side-wall slope of the cylindrical-like SiO2-covered Si

nanorod array [15]. In more detail, the plasma acted onto the nanosphere surface is

nondirectional, and the entire sphere surface was exposed to plasma except for the area

contacting with the SiO2. Thus, the nanosphere size can be systematically controlled, and the

final product remains nearly a spherical form [16,17]. During reaction, the generated COx, H2O

and OH molecules during the interaction of pure O2-

plasma with organic polystyrene can be

desorbed and then pumped away from the nanosphere surface. It is an important issue to

concurrently control the reflectance and wettability of the nano-roughened surface. Both the

previous work [18] and our experiment show that the Si nanorod array becomes super

hydrophobic with a water contact angles beyond 150° when the nanorod exceeding a critical

height 120 nm. Since a hydrophilic surface is required for the self-assembly of the polystyrene

sphere monolayer (hence the need for an oxide layer), we have to make our Si substrate

hydrophilic by coating thin SiO2 film in the beginning. However, the ultimate goal of our

nanorod sample is to be a hydrophobic substrate with self-cleaning function. Hence, we need to

transfer the SiO2 covered Si substrate into a low-reflective and hydrophobic surface by etching

nanorods with height up to 120 nm. After removing the residual polystyrene nanosphere mask

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1683

layer in an ultrasonic cleaner, the field-emission scanning electronic microscopy (FE-SEM,

Hitachi S-4800) was employed to scale the nanorod array prepared with different experimental

parameters. A transmission electron microscopy and X-ray energy-dispersive spectrometer

(TEM-XEDS, HORIBA EMAX) mapping by using an electron-beam line scan technique were

employed to realize the morphology and depth profile of the silicon and oxygen distribution in

nanorod. The angular dependent reflectance spectra of nanorod surface with different

duty-cycles were determined with a double-beam spectrophotometer (JASCO ARN-733).

Subsequently, the refractive index of the SiO2 covered Si nanorod substrate mixed structure at

Brewster angle incidence is simulated by combining the effective medium theory. The

reflectance of nanorod samples was measured by using commercial laser ellipsometer (J. A.

Woollam Co., VASE, 190-900 nm) covering UV-NIR wavelengths. In addition, a full-field

rigorous electromagnetic couple-wave analysis (RCWA, using the diffraction mode calculation

package of the R-Soft software) is employed to accurately and precisely simulate reflection

properties in two-dimensional microstructures.

3. Results and Discussion

3.1 Duty-cycle and composition analyses of tunable nanorods

Figure 2 shows the size and distance of nanosphere array as a function of etching time. The

original size of the polystyrene spheres prior to the pure O2-

plasma etching is 500 nm. The SEM

images clearly reveals that each Si nanorod array sample dry-etched under different recipe

exhibits uniform size and spacing.

Fig. 2. The size of nanosphere and distance between the nanorods as a function of etching time.

Both the size and distance show a slower change with shorter etching duration but increase

their variation slope by extending plasma etching times to 40 sec or larger. The dual-stage

variation on the etched polystyrene nanosphere size with the etching time is mainly attributed to

the initial reaction time required for the oxygen plasma to decompose the polystyrene surface.

The size of polystyrene nanospheres is reduced to 285 nm with the etching time lengthening to

80 sec, while the distance between the centers of adjacent spheres remain as constant

determined by the initial nanosphere size. The etching rate of pure O2-

plasma is faster (1.4

nm/sec) than those ever reported (0.16 nm/sec) in previous work [17], which greatly shortens

the etching duration by nearly one order of magnitude. With the data shown in Fig. 2, the

decreasing duty-cycle from 89% to 57% can also be obtained when reducing the size of

polystyrene nanospheres from 445 nm to 285 nm. After the second-stage dry-etching with a

mixed CF4 and O2 plasma etching rates of 0.8 nm/s, the FE-SEM of the cylindrical-like nanorod

arrays with height about 120 ± 3 nm are shown in Figs. 3(a)–3(c). Note that the oblique mode

(or call bird's-eye-view mode) SEM image obtained by collecting the backscattered electrons is

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1684

usually employed to accurately and precisely present the topography of such kind of insulating

surface. The backscattered electrons are beam electrons reflected from sample surface by elastic

scattering, which are more energetic than the secondary electrons and are free of the surface

charging effect. The backscattered electron based SEM topography can thus provide a

high-contrast surface image for the insulating materials. The reactive-ion interaction within

sufficiently short etching time is not a detrimental factor in degrading the smoothness of the

SiO2/Si nanorod surface [19]. Note that the weak-oxygen assistant plasma induces a

non-directional etching to cause a slight deformation of the nanorod.

Fig. 3. (a), (b), and (c) the FE-SEM image of SiO2/Si nanorod arrays with duty-cycle of 85%,

73%, and 57%, respectively; (d) A cross-sectional TEM micrograph of SiO2/Si nanorod; (e)

Depth profile mapping of SiO2/Si nanorod measured by electron-beam scanning.

To further investigate the invasive effect during the CF4/O2 plasma etching process, the

sample was in situ cut by using a dual-beam focused-ion-beam system (FEI DualBeam-1255)

for TEM-XEDS diagnosis. The cross-sectional TEM image presents the a bi-layer structure for

a single cylindrical-like SiO2/Si nanorod with a reducing side-wall slope due to the slightly

anisotropic plasma etching process, as shown in Fig. 3(d). The top and bottom layers clearly

reveal the image of amorphous SiO2 and Si with significant contrast, where the TEM-XEDS

scanning mapping also provides the deviated depth profiles of O and Si composition, as shown

in Fig. 3(e). As evidence, the O/Si ratio of XEDS data at nanorod surface region approaches

nearly 2 to corroborate the SiO2 as a principal component in the top-amorphous layer, whereas

the O content greatly attenuates to reflect the existence of pure Si nanorod structure at a depth

beyond 50 nm. In addition, some fluorine atoms with composition ratio of 7% are incorporated

into our SiO2 covered Si nanorod array samples. These results elucidate that utilizing the

CF4/O2 plasma for dry-etching the thin-SiO2 covered Si substrate could form a fluorinated SiO2

structure.

3.2 Duty-cycle dependent reflectance and Brewster angle of SiO2/Si nanorod array

The TM polarized optical reflection diagnosis at 532 nm is performed to realize the duty-cycle

dependent AR property and Brewster angle deviation of the nanorod arrays with different

duty-cycles, SiO2/Si and Si substrates, as shown in Fig. 4. After sculpturing the SiO2 covered Si

substrate into nanorod array with duty-cycle of 57%, the TM mode reflectance at small incident

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1685

angles is reduced from 0.31 to 0.21. The TM mode reflectance further decreases to 0.086 with

the duty-cycle of Si nanorod array increasing to 89%. Without processing, the Brewster angle of

TM mode reflection of bulk Si and SiO2/Si samples locates at 76° and 57°, respectively. With

the formation of Si nanorod array, the Brewster angle shifts from 71° to 54° as the duty-cycle of

nanorod array enlarges from 57% to 89%, which is mainly contributed by the combining effects

of surface oxidization and roughening (see inset of Fig. 4(a)). Concurrently, the phenomenon of

reflectance dip induced by TM-mode reflection related Brewster angle gradually diminishes

while enlarging the duty-cycle of nanorod array. The contrast ratio of reflectance at Brewster

angle to that at lower angles is greatly reduced to 2.9 when comparing with that of bulk Si

sample (>500), which is independent of the nanorod duty-cycle. However, most of the Si

nanorod array samples exhibit larger surface reflectance than that of bulk Si at incident angle

larger than 60-65°. The periodically aligned Si nanorod array also exhibits lower reflectance

covering a broadband spectrum than the bulk Si and SiO2 thin film, since both the air-gap and

rod-size is smaller than that visible light wavelength to minimize Mie and Rayleigh scattering

[20]. The wavelength dependent reflectance spectra of Si nanorod array samples in Fig. 4(b)

shows a lowest reflectance of <3.5% at nanorod duty-cycle up to 89%, and such a

low-reflectance extends broadly from UV to VIS wavelength region (with R<6% between 350

and 600 nm). In particular, it is observed that the reflectance enlarges from 6% to 19% at

VIS-NIR region but becomes flattened from UV to NIR region when decreasing the duty-cycle

from 89% to 57% or less, elucidating that the disappearance of reflectance fringe pattern from

SiO2 covered Si surface can easily be achieved by fabricating small duty-cycle nanorod array.

Fig. 4. (a) Incident angle dependent reflectance spectra of nanorod arrays with duty-cycle of

89%, 73%, 57%, and Si substrate measured under the TM polarized incident light at 532 nm;

Inset: The Brewster angle as a function of the duty-cycle. Note that the scattered data points are the measured data points and the curve is the fitting curve. (b) Surface reflectance of nanorod

arrays with duty-cycle of 89%, 73%, 57%, and Si substrate measured at incident angle of 35

degree.

In comparison with previous work [7], the moth-eye type nanostructure can also approach

the AR function mainly due to a gradual change in effective refractive index caused by its

tapered features. In contrast, our proposed structure aims to understand the nonlinear

dependence between the duty-cycle and the surface reflectance of the Si nanorod array, which

offers an alternative approach as compared to the aforementioned structure. The AR

characteristic can be optimized by varying the duty-cycle as well as the nanorod diameter

without changing the lattice constant. It was found that the reflection of the textured (especially

large-period) structure increases dramatically with respect to the diffraction order [10]. Our

nanorod array sample with extremely high duty-cycle behaves like a SiO2 coated Si substrate,

whereas it behaves like a Si substrate covered with sub-wavelength SiO2/Si nanorods by greatly

decreasing the duty-cycle of nanorod. It is thus expectable that the sub-wavelength

nano-structure would eliminate the diffraction-order light when reducing the nano-sphere size

to 250 nm by shortening the duty-cycle to 50%. Alternatively, we observe only one relatively

weak ring diffraction pattern. Furthermore, the greatly reduced reflectance of nanorod array

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1686

with duty-cycle of 89% at lower incident angles serves as another evidence to support the

ultra-low refractive index, which has already been comparable with the ultralow single-layer

reflectance ever obtained from a fluorinated SiO2 film [21]. Note that our nanorod area density

is reduced by one order of magnitude as compared with that ever reported [5,6]. According to

the literature reported by Boden et al. [7], it was indicated that the reduction on surface

reflectance in VIS region relies strictly on increasing the density of nanorod array. It inevitably

raises the processing difficulty when approaching extremely low reflectance via the formation

of high-density nanorod with very small size with currently available lithographic mask. Even

though, our observation offers an alternative solution that the nanorod array with area density as

low as 4 × 108 rod/cm

2 can also provide broadband AR performance only by tuning its

duty-cycle.

3.3 Nonlinear trend of surface reflectance versus duty-cycle of SiO2/Si nanorod array

To elucidate the deviation on duty-cycles-dependent reflectance of nanorod array with varying

diameter, we employ an effective refractive index for the nanorod/substrate mixed surface

structure. The effective refractive index of nanorod/substrate mixed periodical structure with

diameter/spacing of A/B is assumed as ((n2rod) × (A/period)

2 + (n

2substrate) × (B/period)

2)

0.5 at low

incident angles, and the shrinkage on duty-cycle oppositely increases the nanorod spacing under

constant period (or lattice constant), the effective refractive index for the Si nanorod array is

described as

22 2

2 2 2

2 2( ) ( )(1 ) ,

4 4eff rod substrate

S Sn n n

P P

(1)

where S denotes the nano diameter and P the array period (rod-to-rod distance). That is, our

experiments start with tuning nanorod diameter at same lattice constant, since the polystyrene

nanosphere with same diameter is used for all samples. Otherwise, the variation of nanosphere

size as well as the lattice constant concurrently changes the area density of the nanorods, which

inevitably results in two geometrical parameters at same time. In our case, the refractive index

of the SiO2 covered Si nanorod substrate mixed structure at Brewster angle incidence is

estimated through the relation of tan1

n = θ Brewster angle at 532 nm, which is found to reduce from

2.35 to 1.32 by increasing the duty-cycle of the SiO2/Si nanorod from 57% to 85%, as shown in

Fig. 5 (square dotted). The nonlinear trend of the Si nanorod surface reflectance with enlarging

duty-cycle leads to a minimum at nanorod duty-cycle of 85%. The simulation curve using

Eq. (1) for duty-cycle ranging from 57% to 85% shown in Fig. 6 with nsubstrate/nrod = 3.56 at 532

nm also indicates a good agreement with the experimental data. The simulation clarifies that the

gradually decreasing refractive index formed via increasing duty-cycle is not attributed to a

material response but to an effective refractive index of the SiO2/Si nanorod/substrate mixed

morphology. Subsequently, we wish to obtain the simulated broadband reflectance spectra of

the SiO2 covered Si nanorod array. Instead of using effective refractive method, we simulate the

reflectance spectrum with a full-field RCWA (using the diffraction mode calculation package

from R-Soft software). The effective refractive index was not taken into the RCWA simulation.

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1687

Fig. 5. Experimental and simulated refractive indices of nanorod arrays as a function of

duty-cycle.

The RCWA approach can be used without modeling the nanorod array as a thin film with an

effective refractive index, as shown in Figs. 6(a) and 6(b). First of all, we observe the

phenomenon of interference fringes in reflection spectra as the refractive index of the nanorod

approximates that of Si substrate (see case C in Fig. 6(a)). Obviously, the interfered reflection

fringes diminish to result in a lower surface reflectance when the effective refractive index of

the SiO2/Si mixed nanorod approximates the refractive index of air, as shown in case B of

Fig. 6(a). In particular, the interference period greatly enhances to give a reflectance minimum

at visible wavelengths but leaving higher value at UV and IR regions. Even though the SiO2/Si

nanorod with precipitous side-wall exhibits a nearly constant refractive index due to the

invariant aspect and compositional ratio of the Si/air mixed structure, it is mandatory to realize

the effect of Si nanorod duty-cycle on the reflectance spectra of periodic nanorod arrays via

theoretical modeling, whereas it reveals an extraordinarily nonlinear trend of the minimum

reflectance and effective refractive index by changing the duty-cycle of the SiO2 nanorod/Si

hybrid surface structure. In previous work, the reflectance spectrum of Si nanorod as a function

of height/wavelength (L/λ) shows a less distinct multi-layer interference effect [22]. In our case,

the reflectance of the duty-cycle changed SiO2/Si nanorod surface behaves more like a function

linearly proportional to L/λ and cannot be well fitted by simply using the graded refractive index

model.

Fig. 6. Simulation results of nanorod array with (a) different mixed structure and (b) different

duty-cycle in linear scale by Rsoft Diffraction Mode.

During simulation, we also employ another set of fitting parameters by varying the nanorod

spacing with constant nanorod diameter, which inevitably enlarge the period (or lattice

constant) and dilute the area density of the nanorod array. Nevertheless, the simulated

reflectance spectra of the nanorod array with varying duty-cycle and constant nanorod diameter

also exhibits very similar trend on reflectance spectra and reveals a nonlinear relationship

between its surface reflectance and duty-cycle. As shown in Fig. 7, it is found that the curve of

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1688

nanorod with duty cycle of 89% is well coincident with the simulated results. However, a

significant deviation between the simulated and experimental spectra at short wavelength

region for the nanorod sample with low duty-cycle is observed, which is mainly attributed to the

anomalous dispersion contributed by the Si substrate. This originates from the lack of current

simulation program, in which the dispersive substrate effect cannot be taken into consideration.

Nonetheless, this work aim to emphasize the observation on the optimization of nanosphere

duty-cycle for minimizing the nanorod surface reflectance. It is also found that the TM-mode

surface reflectance increases when the periodic nanorod array structure disappears at higher

duty-cycle >85% or approaches a purely SiO2/Si thin film. Without the periodical array, only

the interference of reflections from the top and bottom of the SiO2 layer causes the maxima and

minima [7]. In contrast, the surface reflectance of nanorod array also shows an increasing trend

with decreasing duty-cycle (from 80% to 10%), indicating the diminishing influence of the

nanorod array structure at smaller duty-cycles.

Fig. 7. Experimental and simulated reflectance of nanorod arrays as a function of duty-cycle of

60% (left) and 89% (right).

It is important to note that such a surface reflectance minimum is even lower than that of a

uniformly SiO2 nanorods on account of its periodical nanorod array architecture. This result

interprets that the nanorod surface reflectance eventually approach that of a SiO2 coated Si

substrate at relatively high duty-cycles, whereas the reflectance of the low duty-cycle nanorod

array is dominant by Si substrate.

4. Conclusion

A self-assembled of polystyrene nanospheres on the SiO2 covered Si substrate as an etching

mask for periodic nanorod arrays formation is successfully demonstrated. The minimum

density of closely packed polystyrene nanosphere arrays formatted under the optimum spin rate

condition of 1250 rpm for 17 sec is 4 × 108 rod/cm

2. After utilizing O

2- plasma and tuning

etching times between 30, 60, and 80 sec, it is found a linear-like variation of the etched sizes

with the etching time, indicating that the size of polystyrene nanospheres is effectively shrunk

between 445, 365 and 285 nm, corresponding to the duty-cycle of 89%, 73%, and 57%. By

CF4/O2 plasma etching for 160 sec, the obtained height of SiO2 covered Si nanorod arrays is 120

± 3 nm. The TM polarized optical reflection diagnosis at 532 nm indicated the Brewster angle

shifts from 71° to 54° as duty-cycle of the nanorod increased 57% form to 89%. The reflection

related Brewster angle phenomenon gradually diminishes while leaving a reduced reflectance at

small incident angles for the nanorod duty-cycle of close to 85%. Both the simulation and

experiment indicate that such a surface reflectance minimum is even lower than that of a

uniformly multi-layer thin-film coating on account of its periodical array architecture. In

particular, the SiO2 covered Si nanorod arrays with duty-cycle about 85% causes a reflectance

much lower than that of a uniformly SiO2 covered Si substrate, leading to a low reflectance and

refractive index of <6% and 1.32, respectively, at VIS-NIR region. The simulation clarifies that

the gradually decreasing refractive index formed via increasing duty-cycle is not attributed to a

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1689

material response but to an effective refractive index of mixed index structure. For broadband

AR application, such a duty-cycle tuning nanorod array with relative low surface nanorod

density is relatively easy to be designed and fabricated for obtaining minimized reflectance.

Acknowledgment

This work was supported by the National Science Council of the Republic of China, Taiwan,

R.O.C., under grants NSC98-2218-E-002-022 and NSC98-2623-E-002-002-ET.

#129297 - $15.00 USD Received 1 Jun 2010; revised 10 Jul 2010; accepted 3 Aug 2010; published 14 Jan 2011(C) 2011 OSA 31 January 2011 / Vol. 19, No. 3 / OPTICS EXPRESS 1690