Transatlantic Engineering Programs: an Experience in International Cooperation
Interest group influence on public opinion: A survey experiment on the Transatlantic Trade and...
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Interest group influence on public opinion:A survey experiment on the Transatlantic Trade and
Investment Partnership
Andreas DurUniversity of Salzburg
Version: April 25, 2015(Work in progress)
Abstract
Much evidence suggests that interest groups not only respond to but also try toshape public opinion. So far, however, we know little about the effectiveness ofthese attempts. I present an argument that suggests that contrary to party cues,interest group cues matter little for individual attitudes. By contrast, the framesconveyed by interest groups have the potential to shape public opinion. Thiseffect is moderated by frame strength, people’s prior information about a policy,the strength of general attitudes relevant to a topic and personality traits. I testthese expectations relying on a survey experiment on the proposed TransatlanticTrade and Investment Partnership. The resulting evidence strongly supportsthe presence of framing effects. Moreover, these effects are largely moderated asexpected. By contrast, interest group cues turn out to have no effect on individualattitudes. These findings have important implications for the normative evaluationof elite influence on public opinion.
Keywords: public opinion, interest groups, framing, cues, survey experiment,Transatlantic Trade and Investment Partnership (TTIP).
Introduction
Much evidence suggests that interest groups not only respond to but also try to sway
public opinion.1 As early as 1951, Truman (1951: 213) concluded that interest groups
engage in “more or less continuing efforts to guide and control” public attitudes. He
even postulated that “almost invariably one of the first results of the formal organization
of an interest group is its embarking upon a program of propaganda, though rarely
so labelled, designed to affect opinions concerning the interests and claims of the new
group.” Nearly half a century later, Kollman (1998) found that for 56 per cent of interest
groups, “the public” was the primary target of their campaigns. Weiler et al. (2014)
report that citizens are an important or very important addressee for about a quarter
of German and Swiss interest groups; and the media for about half of them. Finally,
99 percent of 258 interest groups that Dur and Mateo (2015) interviewed indicated
that they at least sometimes distribute press releases, whereas 87 percent organize info
events, both tactics largely aimed at swaying public opinion. Some of these activities
may be aimed at shaping public opinion in the long-term, but many also have more
short-term objectives. This evidence begs two questions: First, do these activities by
interest groups actually change individual attitudes with respect to specific policies?
Second, if yes, how does this effect come about?
My argument is that interest groups can indeed affect public opinion on some issues;
but that this effect is conditional on a variety of factors. Concretely, I expect that
interest groups have an impact on public opinion mainly via the frames they convey,
whereas interest group cues should matter little. Interest group frames, moreover, should
have most impact if they contain concrete information; for people with relatively little
information about a policy; for people with weak general attitudes on a topic that is
1I gratefully acknowledge comments from participants at the 2015 ECPR Joint Sessions of Workshopsand funding from the Austrian Science Fund (FWF), project number I 576-G16.
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broadly relevant to the issue at stake; and for people with specific personality traits. I
test these expectations using original data from a survey experiment on the Transatlantic
Trade and Investment Partnership (TTIP) fielded online to 6,826 respondents in France,
Germany and the United Kingdom in February and March 2015. As expected, I find no
evidence of an effect of interest group cues, but strong and conditional effects of frames.
In making this argument and testing it, this paper makes a key contribution to
a literature that argues that interest group activities matter for public attitudes (e.g.
Schattschneider 1960; Keck and Sikkink 1998; Berry 1999; Weakliem 2003; Kriesi et
al. 2007; Dur 2008; Grossmann 2012: 125; Waterhouse 2013; Tresch and Fischer 2014).
Goldstein (1999: 4, emphasis added), for example, argues that outside tactics allow
interest groups to show to incumbents “the electoral consequences of their actions and
provide information to constituents that may reframe an issue and possibly change
mass opinion.” Similarly, Keck and Sikkink (1998: 23, emphasis added) sustain that
NGOs’ “credibility still depends in part on their ability to mobilize their own members
and affect public opinion via the media.” Berry (1999: 3) argues that in the United
States (US) citizen groups are successful in influencing public policy because they can
affect election outcomes (via their influence on voters). Waterhouse (2013: 12) stresses
business’ ability to sway “the general public’s attitudes toward business, regulation,
labor, and taxation.” Interest groups’ ability to shape public opinion also plays a key
role in some formal models of interest group influence (Lohmann 1993; Yu 2005).
Studies that directly and systematically assess the effect of interest group campaigns
on public opinion, however, are rare. The few studies that speak to this question fall into
two groups. On the one hand, a few studies found no or even a negative effect of interest
groups’ attempts at shaping public opinion. In an early publication, Page et al. (1987)
concluded that interest groups’ attempts at influencing public opinion via the media are
likely to have the opposite effect. That is, if interest groups push in one direction, public
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opinion more often than not moves in the other. The authors of that study, however,
stress that “public” interest groups may have a positive impact, whereas interest groups
representing narrow interests may have a negative impact (Page et al. 1987: 37). A
study of five ballot initiatives in California confirmed this finding by showing that voters
who knew the position of industry, but otherwise had little information about the details
of the initiatives, were much more likely to vote contrary to the industry’s position
(Lupia 1994). In a study of referendums in the American states, Gerber (1999) showed
that business expenditures had little impact on referendum outcomes. She concluded
that “if voters do not like what initiative proponents are selling, not even vast amounts
of campaign spending can get them to vote for a new policy” (Gerber 1999: 6). A few
case studies also found little impact on public opinion of specific campaigns (West el al.
1996; Andsager 2000). For the case of a late-term abortion debate in the US, Andsager
(2000) concluded that the most visible tactics by pro-life groups even led to negative
reactions by the public.
On the other hand, some studies conclude that interest groups are successful in
shaping public opinion in line with their preferences. Half a century ago a considerable
literature claimed that business can shape public opinion (Mills 1956; Lindblom 1977).
More recently, Smith (2000) found that business, working through think tanks, can
affect public attitudes on whether government should be strong or weak. The results
of a study of trade preferences by Fordham and Kleinberg (2012: 321) suggest that
“organized groups such as trade unions provide a large share of the facts and opinions
from which people distill their views on trade, foreigners, or the national interest.” A few
case studies of specific interest group campaigns also offer evidence of interest groups’
ability to push public opinion in the desired direction (or to increase the public salience
of specific issues) (e.g. Burstein 1985; McKnight and Hobbs 2013; Dur and Mateo 2014).
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For several reasons, improving our understanding of how and when interest groups
can affect public opinion is timely. First, the question how interest groups (as one
type of elite actors) can shape – or manipulate – public opinion is a key concern for
democratic theory. Following Dahl (1971: 1), “A key characteristic of democracy is
the continued responsiveness of the government to the preferences of the people.” But
how easily can these “preferences of the people” be manipulated? Second, the topic has
become particularly relevant with the rise of social media and the digital revolution that
offer interest groups new tools to shape and mobilize public opinion. Third, much recent
research has studied the factors that explain variation in the choice of lobbying strategy
(e.g. Beyers 2004; Binderkrantz 2005; Kriesi et al. 2007; Dur and Mateo 2013). A better
understanding of the conditions under which outside lobbying is effective in swaying
public opinion is crucial to further advance this literature. Fourth, several recent studies
analyse how public opinion matters for interest groups’ chances to influence public policy
(e.g. Burstein 2013). To the extent that interest groups manage to shape public opinion,
the question whether public opinion or interest groups matter more for public policies
needs to be re-considered. Finally, research on the determinants of public opinion has
made much progress over the last few years, but (while recognizing that an effect of
interest groups is plausible) has failed systematically to bring interest groups into the
picture.
Interest group influence on public opinion
An interest group that strongly favours a specific policy, but is unable to convince
decision-makers of the policy’s merits (e.g. Greenpeace trying to stop the negotiations
for a Transatlantic Trade and Investment Partnership, TTIP) may decide to engage
in outside lobbying to mobilize and shape public opinion. It can do so by using both
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new and traditional media, sending leaflets to households and holding a rally. On TTIP,
for example, Greenpeace has used campaign posters, launched a campaign website,
organized an online petition etc. Does this effort actually change public opinion, in the
sense of making people more or less supportive of the policy? If so, when can such an
outside lobbying effort have these effects and why?
The starting point for my response to these questions is the assumption that political
elites can indeed shape individual attitudes. This assumption is based on much research
on public opinion (Zaller 1992; Chong and Druckman 2011). This literature suggests
that the effect of political elites on public opinion may occur via two “mechanisms”,
namely via cues and issue frames. A cue is a piece of information that people use to
infer other information that they do not possess (Eagly and Chaiken 1993). As most
individuals are “awash in ignorance” of politics (Kinder 1998: 784; see also Zaller 1992),
they need cues to take decisions – the cue then is an information shortcut to avoid
investing time in learning about an issue. Cues can also work by activating certain
emotions. For example, people that identify with a specific political party may react
to a partisan endorsement of a specific policy without rationally updating their beliefs.
If people use cues in such a manner, they follow political elites “rather blindly” (Lenz
2012: 3).
Issue frames (also called emphasis frames) stress a specific interpretation of an event.
For example, a smoking ban can be framed as a public health issue or as government
interference with personal lifestyles. The impact of frames can best be understood when
conceiving of attitudes as the sum of a set of beliefs or evaluations and weights for
each belief (Nelson and Oxley 1999). The emphasis put on specific issue frames may
change the relative weights of the evaluations, by making one or several evaluations
more accessible and applicable to an issue. The result is a change in overall attitude. A
framing effect hence implies that “a speaker’s emphasis on a subset of potentially relevant
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considerations causes individuals to focus on these considerations when constructing
their opinions” (Druckman and Nelson 2003: 730).
Research on the impact of political parties on public opinion debates the relative
importance of party cues and frames in shaping individual attitudes (Cohen 2003;
Bullock 2011; Brader et al. 2013; Druckman et al. 2013; Leeper and Slothuus 2014).
Whereas some studies emphasize the role of party cues (Cohen 2003), others put more
emphasis on the effect of issue frames (Bullock 2011). To resolve this controversy, some
authors try to uncover the factors that make either frames or cues more important.
Slothuus and De Vreese (2010), for example, suggest that more politically aware people
react more strongly to party cues relative to issue frames than less politically aware
people. For people willing to invest effort in forming their attitudes, by contrast, cues
should matter less than other information they possess or receive (Leeper and Slothuus
2014). Strong party polarization on an issue also increases the relative importance of
party cues (Druckman et al. 2013).
Potentially, it could be expected that interest groups affect citizens’ attitudes both
via cues and issue frames. From the information that Greenpeace opposes a policy,
individuals may infer that this policy is likely to harm the environment, as they know
that Greenpeace is an environmental NGO. They then use lobbying by Greenpeace
as a source cue. Interest group cues may also tell citizens who the likely winners and
losers of a policy are, which in turn may allow them to adopt a position on that policy.
Outside lobbying by business interests in support of a policy, for example, may suggest
to individuals that business interests will be the main beneficiaries of that policy. The
lobbying then may be counter-productive with respect to individuals that identify with
non-business interests. More generally, in line with Page et al. (1987), it could be
expected that individuals react negatively to the cue sent by the lobbying efforts of
narrow interests and positively to the cue sent by the lobbying efforts of broad interests.
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Nevertheless, my expectation is for interest group cues to have little impact on
individual attitudes. Whereas many people identify with specific political parties, there
is little indication that they also identify with specific interest groups or sets of interest
groups. In the absence of identification with a specific interest group, people are less
likely to be driven to see the world through a specific “group lens” (as compared to
seeing the world through a partisan lens). Interest groups as source cues then can only
affect attitudes as information shortcuts. But the amount of information transmitted
by interest groups as source cues is likely to be limited on most issues. The reason for
this is that interest groups have less of a reputation than political parties. Only people
with much information about a policy hence can make sense of an interest group cue;
and these people do not need to use the cue as an information shortcut, as they already
know what the issue is about. The first hypothesis that I propose thus is:
Hypothesis 1: Interest group cues do not have an impact on individual attitudes.
By contrast, the issue frames transported by interest groups are likely to have
an impact on individual attitudes. This should be the case even for frames that are
vague and hence transport little information. Much research, however, shows that
“frame strength” matters for the effect of frames on individual attitudes (Chaiken and
Maheswaran 1994; Druckman et al. 2013). In line with this literature, I expect frames
that transmit concrete information (“strong frames”) to matter more than vague frames
(“weak frames”). Nevertheless, even vague frames are likely to be more informative to
people than interest group cues. I thus hypothesize:
Hypothesis 2a: The frames interest groups convey to the public matter for individual
attitudes.
Hypothesis 2b: Strong frames have a greater effect on individual attitudes than weak
ones.
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Whether or not people react to the frames transmitted by interest groups should
depend on the amount of information that they already possess about a policy. This
is so because any information contained in a frame most likely is already part of the
attitude of people that are highly knowledgeable of an issue. The frame then neither
changes the set of evaluations nor the respective weights underlying an attitude. By
contrast, people with little information about a policy may use information contained
in a frame to adjust their attitudes. This is most likely for frames that contain concrete
information. The hypothesis that I derive from this reasoning is:
Hypothesis 3: The less information an individual has about a policy, the greater the
effect of the (strong) frames conveyed by interest groups.
The effect of interest group frames should also be conditioned by how strongly
people hold attitudes on a broader topic relevant to the evaluation of a specific issue.
Individuals that hold strong attitudes with respect to a policy area will use this attitude
rather than any new information that they receive via a frame to decide on their attitude
with respect to a specific policy. For example, an individual may have strong views
on the desirability of environmental protection, which predispose her to take a specific
stance on the desirability of a concrete policy reducing CO2 emissions from cars, even if
she knows little about the latter. I thus expect individuals that hold a strong attitude
towards a specific policy to be less open to the information contained in the frames
conveyed by interest groups. My expectation hence is for the effect of frames to be
moderated by the strength of the attitudes held by individuals:
Hypothesis 4: The more strongly people hold a general attitude that is relevant for the
evaluation of a specific policy, the smaller the effect of the frames conveyed by interest
groups.
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Finally, I also expect the size of the framing effect to depend on individuals’ personal-
ity traits. Personality traits “refer to basic dispositions that predispose one to consistent
patterns of thought, feeling, and action” (Caprara and Vecchione 2013: 27). Much of
the recent political psychology literature distinguishes the “Big Five” personality traits
(McCrae and Costa 2008): agreeableness, conscientiousness, extraversion, neuroticism,
and openness to experience. Extant research shows that these personality traits matter
for political attitudes and political behaviour (e.g. Bakker et al. 2014). I focus on two of
these traits, which seem particularly relevant for the impact of the frames conveyed by
interest groups on public opinion. On the one hand, people scoring high on extraversion
may generally be inclined to take a more favourable attitude on an issue than people
scoring low on extraversion. New information that they receive via a frame should
dampen this effect. They should thus react less to a positive frame; and more to a
negative frame than less extraverted people. On the other hand, I expect citizens that
score highly on openness to experience (that is, people who are curious) to be more
likely to respond to new information coming from an interest group campaign. The
following two hypotheses capture this reasoning:
Hypothesis 5a: People scoring high on extraversion react more strongly to a nega-
tive frame and less strongly to a positive frame conveyed by interest groups than less
extraverted people.
Hypothesis 5b: People scoring high on openness to experience react more strongly to
the frames conveyed by interest groups.
Methodology
Several methodological problems make testing these hypotheses challenging. First, it
is difficult to separate the influence of interest groups from the many other factors
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that influence attitudes. Ascertaining the effect of interest groups requires showing
the counter-factual proposition that individual attitudes would have been different in
the absence of interest group activity. Second, few polls ask the public about specific
policies, and the few that do so, tend to focus on high-profile policies. We hence largely
lack observational data on how public opinion changes on specific issues that may be the
target of an interest group campaign. Third, interest groups likely anticipate on which
issues they can influence public opinion. If we see campaigns on issues where an effect
is most likely, we may overestimate the effect of interest groups. Fourth, campaigns by
interest groups taking opposite stances may neutralize each other, meaning that we may
observe no effect at all or underestimate any effect. Finally, whether or not a person
pays attention to an interest group message is not a random variable; the individuals
who pay attention are probably generally more politically aware (and have stronger
attitudes) than the individuals who do not pay attention.
To overcome these problems, I rely on an experiment embedded in a public opinion
survey. Experiments embedded in public opinion surveys have become an important tool
for the social sciences (see Mutz 2011), but they have not yet been used to investigate
the impact of interest groups on public opinion. In survey experiments, one or several
elements of the questionnaire used are systematically varied across respondents (e.g.
some respondents are told that an interest group supports a policy, whereas others
do not get that information, before a question on whether the respondents approve or
disapprove of the policy), with random assignment of respondents into treatment and
control groups. Variation between treatment and control groups, and across different
treatment groups, can be attributed to variation in the treatment that respondents
received. While clearly survey experiments are no panacea to all research design problems
(Gaines et al. 2007; Mutz 2011), they offer a unique opportunity to tackle some of the
problems hampering observational research on the impact of interest groups on public
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opinion. Survey experiments combine the advantages of the traditional experimental
set-up (internally valid causal inference because of random assignment) with the added
strengths that participants can be representative for a given population and that sample
sizes tend to be large. Although a survey experiment only captures a short-term effect,
even such a short-term effect makes it plausible that repeated exposure in the real world
may create longer-lasting effects.
The specific approach that I use to test my hypotheses is a survey experiment in
which I vary interest group cues and frames across treatment groups. Concretely, the
experiment has thirteen groups (see the annex for the wording of the experiment). The
topic that I chose is the proposed Transatlantic Trade and Investment Partnership
between the European Union (EU) and the United States. Selecting this topic allowed
me to carry out my experiment in several countries (for the country selection, see
below), as it is one that respondents across many countries can relate to. Moreover,
I intentionally picked a real-world example, as only for a real-world example there is
exogenous variation in the amount of information that people possess. I need such
variation to test Hypothesis 3. A real-world example also increases the external validity
of the experiment. At the same time, TTIP is a hard case for the first hypothesis: trade
negotiations are complex, making it more likely that people rely on cues than on policy
information in deciding on their attitudes.
Respondents in the control group were simply asked about their attitude towards this
trade agreement, on a seven-point scale from “strongly oppose” to “strongly support”.
Across the twelve treatment groups, I varied both the cue (no cue when respondents are
just told about supporters or opponents, and cues when either “business associations”
or specific interest groups are mentioned) and the frame (a weak and a strong frame for
both the pro and the con side of the debate). The exact cues vary by country: in each
country, I used the names of a peak national business association (e.g. the Confederation
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of British Industry for the United Kingdom) and of two NGOs, Friends of the Earth
(FoE, in Germany BUND) and Greenpeace. I used well-known groups to maximize the
chances of seeing a cueing effect, which would disconfirm Hypothesis 1. Moreover, the
choice of both business groups and citizen groups allows to see whether they differ in
terms of their cueing effect.
The weak frames were formulated to be as generic as possible (e.g. the agreement
will benefit the economy), whereas the strong frames contain precise information (e.g. it
will lead to the creation of 150,000 new jobs). For the strong con frame, I used the topic
of investor protection, as this is key in the arguments by the agreements’ opponents.2
The difference in public opinion between the scenario with a weak (strong) frame with
interest group cue and a weak (strong) frame without interest group cue captures the
cueing effect. The difference in public opinion between the scenario with (without)
interest group cue and a weak frame and the scenario with (without) interest group cue
and a strong frame captures the framing effect.
The survey was fielded by the polling company YouGov to its online panels in France,
Germany and the United Kingdom between 18 February and 6 March 2015. These
online panels are actively recruited by YouGov and allow for the creation of samples
that are representative for the voting populations of these countries.3 A key advantage
of online surveys relying on large panels such as those maintained by YouGov is that
they are cost-efficient. Moreover, the problem of selection bias is comparable for phone
surveys that struggle with low response rates and surveys based on Internet panels
(Rivers 2006). This is particularly so because respondents to the YouGov survey did not
self-select into the survey after having seen the topic of the survey; they were invited to
2An analysis of more than 300,000 tweets via Twitter shows that “ISDS”, the acronym for investor-state dispute settlement, is the fourth most frequent substantive term used (after TTIP, trade andCETA) (unpublished data). There are also a few country-specific debates about TTIP, such as theeffect of this potential agreement on health services in the United Kingdom, but they would not haveworked well in the other countries.
3Only respondents eligible to vote in the respective country were allowed to participate.
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participate in a survey and could only see the topic of the survey after they had agreed
to respond.
For each country, the survey has between 2,160 and 2,388 valid responses, for a total
N of 6,826 (see Table A-1 in the Appendix).4 Of them, 753 are in the control group,
3,226 got a frame that supports TTIP, and 3,128 got a frame that opposes TTIP. 2,242
respondents received a business cue and 2,241 respondents received a citizen group cue.
Quotas ensure the representativeness of the samples for the voting populations of the
three countries with respect to gender, age and region.
A manipulation check shows that the treatment worked as expected. After the
experiment, I asked respondents to evaluate the positions of a series of actors on TTIP.
Those that received the treatment with the named peak business association were
considerably more likely to indicate that this organization strongly supports TTIP (45
percent in treatment group 4 and 42 percent in treatment group 7, as compared to 31
percent in the control group).5 Equally, those reading the treatments containing Friends
of the Earth and Greenpeace were more likely to respond that these organizations
strongly oppose TTIP (32 percent and 40 percent in treatment groups 9 and 12, as
compared to 21 percent in the control group for Friends of the Earth; and 33 and 47
percent in treatment groups 10 and 13, as compared to 23 percent in the control group
for Greenpeace).
Having data from three different countries is a major asset of this paper, as it makes
sure that the results are not driven by the idiosyncrasies of a specific country. I opted for
4Before arriving at this number of valid responses, I dropped 315 respondents who spent less thanfour minutes on filling in the questionnaire. The median duration across all respondents was 9.9 minutes.Respondents who invested less than four minutes most likely could not read all the questions anddefinitely did not optimize responses. In fact, their answers to a set of knowledge questions, where theyfared much worse than the other respondents, suggests that their response behaviour was arbitrary.Male and female respondents are equally likely to be “speeders”; but most of the speeders fall into the25-44 year age group.
52-sample tests for equality of proportions show that these and the following differences betweenproportions are statistically significant at p < 0.01.
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these three countries because they differ in the system of interest representation, with
France resembling the statist model, Germany the neocorporatist model, and the United
Kingdom the pluralist model, but are similar with respect to many other variables
(geographic location, size, level of economic development and democracy etc.). For the
specific survey experiment with respect to TTIP, this case selection is also interesting
because the populations of the three countries show some ex-ante differences in their
attitudes towards that agreement (European Commission 2014). Germans are after
Austrians the most sceptical about this agreement, with a slight majority opposing a
trade and investment agreement between the EU and the US (39 to 41 percent). The
French have a slightly more positive view of such an agreement (50 to 32 percent), and
the British are among the most supportive in the EU (65 to 19 percent). This may
reflect differences in general attitudes towards trade across the three countries. At the
same time, the three countries differ in the strength of an interest group campaign
against TTIP. This campaign was particularly strong in Germany, possibly explaining
part of the opposition to TTIP in that country.
The experiment was preceded by a question asking respondents about how well
informed they feel about the proposed trade agreement (with four response categories,
from “not well informed at all” to “very well informed”). This question allows me to
measure the predictor mentioned in Hypothesis 3, namely previous level of information
about a policy (Information). Figure 1 shows that only a small minority sees itself
as very well informed. At the same time, it reveals major differences in how much
people perceive to know about TTIP across the three countries. Germans perceive
themselves to be considerably better informed about this proposed trade agreement
than British and French citizens. Given the strong interest group campaign about TTIP
in Germany, this finding is not surprising. It suggests that the effect of the experimental
treatment should be weakest in Germany, because there the information contained in
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Figure 1: Information about TTIP
All UKGerFra All UKGerFra All UKGerFra All UKGerFra0
20
40
not w
ell in
form
ed a
t all
not v
ery w
ell in
form
ed
fairly
well
infor
med
very
well
infor
med
Per
cent
age
the treatment should already form part of the attitudes of many people. Information
is positively correlated with respondents’ interest in politics and news consumption,
but these correlations are relatively weak. Even regular consumers of news do not feel
well informed at all about TTIP, despite considerable media attention to the issue at
least in Germany. The self-perception of information still seems to be a good measure
of actual information, as the respondents that saw themselves very well informed did
much better in the knowledge questions included as manipulation checks (considering
just those respondents in the control group, to avoid this check being influenced by the
experiment). Those indicating that they are not well informed at all about TTIP were
also much more likely to choose the ”do not know” response when asked about their
approval of TTIP.6
The questionnaire also contained a question (prior to the experiment) that asked
respondents to indicated the extent to which they agree with two opposite statements
6Again only for the control group: 49 percent of those that indicated that are not well informed atall about TTIP then picked the do not know response, compared to 14 percent for all others.
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for a series of topics. The opposite statements relevant for this context are: “I am fully
in favour of restrictions on international trade” and “I am fully opposed to restrictions
on international trade”. Respondents could indicate the extent to which they agree
with these opposing statements on a scale from 0 (fully in favour of restrictions on
international trade) to 10 (fully opposed to restrictions on international trade). I created
two dichotomous variables from this item: Free trader is coded 1 if a person indicated 9
or 10 on the scale, and 0 otherwise, and Protectionist is coded 1 if a person indicated 0
or 1 on the scale, and 0 otherwise. Taking such extreme positions is an indication of
a strongly held attitude, which allows me to test Hypothesis 4. Of all respondents, 9
percent score 1 on Free trader and 8 percent score 1 on Protectionist. As can be expected,
in the control group these variables are correlated with the dependent variable: 26
percent of the respondents that are free traders strongly approve of TTIP, as compared
to 5 percent for those that are coded 0 on Free trader. The percentage of protectionists
that strongly disapprove of TTIP is even 57 percent as compared to 16 percent of those
that are coded 0 on Protectionist.
Finally, the survey also contained a 10-item Big 5 inventory (Rammstedt and John
2007), which I can use to test Hypotheses 5a and 5b. For each item, respondents
could indicate their agreement on a scale from 0 to 10. The measures that I use are
simple additive indexes of the two items that speak to extraversion (Extraversion) and
openness (Openness), respectively. Both variables thus range from 0 to 20. Extraversion
is normally distributed, but Openness is skewed to the right. Table 1 contains summary
statistics for the various variables.
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Table 1: Summary statistics
N Mean St. Dev. Min Median MaxTTIP approval 4,903 3.63 1.90 1 4 7Information 6,826 0.93 0.81 0 1 3Free trader 6,826 0.09 0.29 0 0 1Protectionist 6,826 0.08 0.27 0 0 1Extraversion 6,826 10.34 4.17 0 10 20Openness 6,826 12.43 4.01 0 12 20
Empirical analysis
I start the empirical analysis by presenting some descriptive evidence on the dependent
variable. Figure 2 shows the mean responses to the question about TTIP approval by
treatment group.7 As expected in Hypothesis 1, the cues do not matter at all. In fact,
the various treatment groups that received the same frame show very similar results.
This is independent of whether respondents received a business cue (possibly indicating
a narrow interest) or a citizen group cue (possibly indicating a public interest). In no
case is there a statistically significant difference between treatment groups that received
different cues but the same frame. The fact that I used high-profile groups – the most
prominent business associations and citizen groups in these countries – as cues makes
this finding particularly interesting.
The data also offer strong support for Hypothesis 2a: as clearly visible from Figure 2,
the frames used in introducing the question about TTIP matter for the responses. When
regressing TTIP approval on four dummy variables for each of the four frames (while
controlling for country), all four coefficients are statistically significant (see Table 2).8
Interestingly, the coefficient for the weak pro frame is negative, meaning that this frame
7To calculate these means, I assumed that the seven-point ordinal response scale is continuous, i.e.,that I am dealing with equal interval data.
8While I use linear regression in the models I report in the paper, all results are substantively thesame when relying on ordinal logistic regression.
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Figure 2: Attitudes towards TTIP
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●
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●
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3.0
3.5
4.0
Contro
l
Gener
ic pr
o, wea
k
Busine
ss p
ro, w
eak
Specif
ic pr
o, wea
k
Gener
ic pr
o, str
ong
Busine
ss p
ro, s
trong
Specif
ic pr
o, str
ong
Gener
ic co
ntra
, wea
k
FoE co
ntra
, wea
k
Green
peac
e co
ntra
, wea
k
Gener
ic co
ntra
, stro
ng
FoE co
ntra
, stro
ng
Green
peac
e co
ntra
, stro
ng
Mea
n T
TIP
app
rova
l
Note: the whiskers show the 90% confidence intervals.
lowered approval of TTIP compared to the control group. This may be so because either
“benefitting the economy” is interpreted as benefitting only a few (e.g. capital owners)
or benefits to the economy are associated with harm for the environment, consumers
etc. The substantive effect is considerable especially for the strong con frame: the linear
prediction for the control group is 3.86 on the scale from 1 to 7; for the strong con frame,
this value is 2.83. The difference between these two values amounts to 17 percent of
the full scale. The respective value for the strong pro frame is 4.06. This is a modest
increase relative to the control group, but a considerable difference to the strong con
frame. The distance between the two strong frames amounts to 21 percent of the full
scale.
The basic pattern discerned in Figure 2 is stable across all three countries. Never-
theless, the strength of the framing effects varies by country, with the strongest effect in
the United Kingdom. In that country, the means vary between 2.29 (strong con frame)
and 4.45 (strong pro frame), with this difference accounting for 36 percent of the scale
19
Table 2: The effect of the frames
Variable Coefficient Prediction Variable Coefficient Prediction(Std. error) (Conf. interval) (Std. error) (Conf. interval)
Weak pro -0.23** 3.63 Weak con -0.31*** 3.55(0.09) [3.51, 3.74] (0.10) [3.43, 3.66]
Strong pro 0.20 4.06 Strong con -1.03*** 2.83(0.09) [3.95, 4.17] (0.10) [2.71, 2.94]
Note: N=4,903; adjusted R2=0.05. *p<0.1; **p<0.05; ***p<0.01. Country dummies were also included in the model,but the coefficients are omitted here for space reasons.
ranging from 1 to 7. The effect is weakest in Germany, where citizens – according to
their self-perception – are best informed about TTIP. This offers some initial support
for Hypothesis 3.
The data also support Hypothesis 2b. The strong frames have a greater impact on
attitudes than the weak frames. With respect to the pro frames, the predicted mean
value for the group that received the strong pro frame is 0.43 higher than the predicted
mean value for the group that received the weak pro frame (7 percent of the scale).
With respect to the con frames, the difference is even 0.72 (12 percent of the scale).
In Hypothesis 3, I suggested that the frames conveyed by interest groups matter
most for people with little information about a policy. To test this argument, I ran a
linear regression model with TTIP approval as dependent variable and interaction terms
between Information and dummy variables for the various frames as predictors, with the
control group as base category (and country fixed effects as controls). The results largely
support the hypothesis (see Table 3). The two coefficients for the interaction terms with
the strong frames are statistically significant.9 Figure 3 shows that the strong con and
strong pro frames have opposite effects. The strong pro frame produced greater support
for TTIP among respondents with little information about TTIP. The strong con frame
had a major negative effect on respondents’ attitudes towards TTIP, with this negative
9This result is robust to treating Information as a categorical variable.
20
effect only disappearing for respondents that consider themselves very well informed
about TTIP. This is very much in line with the causal reasoning underlying Hypothesis
3. That the weak frames, which transmit less information than the strong frame, do not
have the same effect also makes sense within this argument.
Table 3: Interaction information times frame
Variable Coefficient Variable Coefficient(Std. error) (Std. error)
Information* 0.12 Information* 0.14Frame pro weak (0.12) Frame con weak (0.12)
Information* -0.25** Information* 0.62***Frame pro strong (0.12) Frame con strong (0.12)
Note: N= 4,903; adjusted R2=0.07. *p< 0.1; **p<0.05; ***p<0.01. The constituent terms of the interaction termsand country dummies were also included in the model, but the coefficients are not shown here.
Figure 3: Illustrating the interaction effect – information times frame
●
●
●
●
●
●
●
●
Strong pro frame
Control
3.5
4.0
4.5
0 1 2 3Information
TT
IP a
ppro
val
●
●
●
●
●
●
●
●
Strong con frame
Control
2.5
3.0
3.5
4.0
0 1 2 3Information
TT
IP a
ppro
val
Note: the whiskers show the 90% confidence intervals.
In Hypothesis 4 I argued that the framing effect is moderated by attitude strength. I
test this argument by regressing TTIP approval on four interaction effects, two for Free
trader times the pro frames (weak and strong) and two for Protectionist times the con
21
frames (weak and strong). The results offer some support for my expectation (see Table
4). Two of the coefficients for the interaction terms are statistically significant, with the
other two pointing in the right direction but not reaching statistical significance. Figure
4 shows the effects of these interaction terms graphically. As expected, respondents
that already hold strong free trade views are not influenced by the weak pro frame they
received (left pane of Figure 4). By contrast, respondents not committed to a specific
trade policy choice are moved towards a more negative position towards TTIP by the
weak pro frame. The effect is even stronger for respondents that received the strong
con frame (right pane of Figure 4). Whereas those committed to a protectionist trade
policy did not become more sceptical of TTIP as a result of the strong con frame, the
effect for those not committed to a specific trade policy orientation is very large.
Table 4: Interaction attitude strength times frame
Variable Coefficient Variable Coefficient(Std. error) (Std. error)
Free trader* 0.59*** Protectionist* 0.25Frame pro weak (0.21) Frame con weak (0.23)
Free trader* 0.24 Protectionist* 0.61***Frame pro strong (0.21) Frame con strong (0.21)
Note: N= 4,903; adjusted R2=0.11. *p< 0.1; **p<0.05; ***p<0.01. The constituent terms of the interaction termsand country dummies were also included in the model, but the coefficients are not shown here.
Finally, I test Hypotheses 5a and 5b, following the same approach as for Hypotheses
3 and 4, but interacting the frames with Extraversion and Openness, respectively. The
results for Extraversion are largely supportive of Hypothesis 5a (see Table 5). Three of
the coefficients for the interaction terms are at least weakly statistically significant, and
also the fourth coefficient points in the same direction. Figure 5 shows the effects for the
interaction terms with the two strong frames graphically. Whereas Extraversion has a
strong effect on TTIP approval in the control group, with less extraverted persons being
considerably less supportive of this proposed agreement than more extraverted persons,
22
Figure 4: Illustrating the interaction effect – attitude times frame
●
●
●
●
Free trader
Weak attitude
3.5
4.0
4.5
5.0
Control Weak pro
TT
IP a
ppro
val
●
●
●
●
Protectionist
Weak attitude
2.0
2.5
3.0
3.5
4.0
Control Strong con
TT
IP a
ppro
val
Note: the whiskers show the 90% confidence intervals.
once respondents get a frame, this effect disappears. New information contained in the
frames thus reduces the effect of this personality trait on TTIP approval. When running
the model with Openness instead of Extraversion, however, none of the coefficients for
the interaction terms is statistically significant (results not shown).
Table 5: Interaction extraversion times frame
Variable Coefficient Variable Coefficient(Std. error) (Std. error)
Extraversion* -0.03 Extraversion* -0.05*Frame pro weak (0.02) Frame con weak (0.02)
Extraversion* -0.04* Extraversion* -0.05**Frame pro strong (0.02) Frame con strong (0.02)
Note: N= 4,903; adjusted R2=0.06. *p< 0.1; **p<0.05; ***p<0.01. The constituent terms of the interaction termsand country dummies were also included in the model, but the coefficients are not shown here.
23
Figure 5: Illustrating the interaction effect – extraversion times frame
●●
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● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ●
Strong pro frame
Control
3.0
3.5
4.0
4.5
0 5 10 15 20Extraversion
TT
IP a
ppro
val
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● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ● ●
Strong con frame
Control
2.5
3.0
3.5
4.0
4.5
0 5 10 15 20Extraversion
TT
IP a
ppro
val
Note: the whiskers show the 90% confidence intervals.
Conclusion
Do interest groups matter for public opinion? Based on the argument and empirical
evidence presented here, a positive response to this question has high plausibility. This
finding offers support to the strand of literature that concludes that interest groups
are successful in shaping public opinion in line with their preferences. This effect,
however, takes place via (strong) frames, whereas interest group cues do not matter.
That not even the high-profile groups used as cues in the survey experiment mattered
for individual attitudes is a particularly stark finding. The relationship between interest
groups and public opinion thus is different from the relationship between political parties
and public opinion.
The effect of the frames conveyed by interest groups is moderated by a series of
variables. Strong frames that transport more information have a greater impact than
weak frames. The effect of frames with concrete information, moreover, is stronger for
respondents with little information about a policy than those with much information.
24
Prior attitudes relevant to the specific policy also matter for the impact of frames.
People that hold strong attitudes on a relevant broader topic react less to frames than
other people. Finally, frames reduce the impact of extraversion on attitudes.
These findings have important normative implications. Two opposing views exist
with respect to the normative evaluation of elite influence on public opinion. On the one
hand, some authors warn of the perils of elite influence on public opinion (Kuklinski and
Hurley 1994; Le Cheminant and Parrish 2011). If the masses are susceptible to strategic
communication by elites (such as interest groups), lies, manipulation and misinformation
may mislead the public. As a result, the public’s interests may be obscured (Lukes
1974). Moreover, if competing elites manage to influence public opinion, the latter
may become instable, not allowing for any coherent policy to emerge. On the other
hand, public opinion responding to new frames and new information may be good news,
because “citizens whose attitudes are held so rigidly that they seek only to reinforce their
existing views” are unlikely to be a good basis for democracy (Chong and Druckman
2012: 319). Citizens that fail to change their position, for example because they exhibit
a partisan resistance to new information, avoid uncomfortable truths, or are dogmatic,
closed-minded or politically intolerant, may create more problems for democracy than
citizens that change their opinions in response to elite communication. Elite influence
on public opinion then may equate “mutual education” (Mansbridge 2003) rather than
manipulation.
Both sides to this debate make valid points and it seems entirely plausible that
interest group influence on public opinion can result in both “enlightenment” (that is,
a better understanding) and “deception” (a wrong understanding) (for these terms,
see Lupia and McCubbins 1998: 8). On balance, the findings presented in this study
support an optimistic reading. Public opinion strongly responds to the frames conveyed
by interest groups rather than interest group cues. This means that people evaluate
25
the contents of messages, rather than just relying on cues as information shortcuts.
Moreover, this effect is driven by respondents with little information about a policy, and
thus the individuals most in need of information to make up their minds. If people have
other ways of forming an attitude on a new issue – for example attitudes on related
issues – then they make use of that opportunity. Clearly, then, people try to make
informed decisions and do not blindly follow political elites. Public opinion thus reacts
to interest groups’ outside lobbying largely in line with how normative political theory
states it should. The relevant questions for a normative evaluation of interest group
influence on public opinion then are which interest groups manage to have their voices
heard and how sincere the information is that interest groups convey to the public.
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Appendix
Wording of the survey experiment
GROUP 1 – control group: How do you view this planned trade agreement?
GROUP 2 – no cue, weak pro frame: Supporters argue that this planned tradeagreement will benefit the British economy. How do you view this agreement?
GROUP 3 – generic business cue, weak pro frame: Business associations arguethat this planned trade agreement will benefit the British economy. How do you viewthis agreement?
GROUP 4 – specific business cue, weak pro frame: The employers’ associa-tion Confederation of British Industry [France: Mouvement des entreprises de France(Medef); Germany: Bundesverband der Deutschen Industrie] argues that this plannedtrade agreement will benefit the British economy. How do you view this agreement?
GROUP 5 – no cue, strong pro frame: Supporters argue that 150,000 new jobswould be created in Great Britain as a result of this planned trade agreement. How doyou view this agreement?
GROUP 6 – generic business cue, strong pro frame: Business associationsargue that 150,000 new jobs would be created in Great Britain as a result of this plannedtrade agreement. How do you view this agreement?
GROUP 7 – specific business cue, strong pro frame: The employers’ associ-ation Confederation of British Industry [France: Mouvement des entreprises de France(Medef); Germany: Bundesverband der Deutschen Industrie] argues that 150,000 newjobs would be created in Great Britain as a result of this planned trade agreement. Howdo you view this agreement?
GROUP 8 – no cue, weak con frame: Opponents complain about the negoti-ations for this planned trade agreement taking place behind closed doors. How do youview this agreement?
GROUP 9 – Friends of the Earth cue, weak con frame: The environmen-tal organization Friends of the Earth [Germany: Bund fur Umwelt und NaturschutzDeutschland (BUND)] complains about the negotiations for this planned trade agreementtaking place behind closed doors. How do you view this agreement?
GROUP 10 – Greenpeace cue, weak con frame: The environmental organi-
30
zation Greenpeace complains about the negotiations for this planned trade agreementtaking place behind closed doors. How do you view this agreement?
GROUP 11 – no cue, strong con frame: Opponents warn that this plannedtrade agreement would allow foreign companies to sue Great Britain in private tribunalsfor billions in compensation. How do you view this agreement?
GROUP 12 – Friends of the Earth cue, strong con frame: The environmen-tal organization Friends of the Earth [Germany: Bund fur Umwelt und NaturschutzDeutschland (BUND)] warns that this planned trade agreement would allow foreigncompanies to sue Great Britain in private tribunals for billions in compensation. Howdo you view this agreement?
GROUP 13 – Greenpeace cue, strong con frame: The environmental organiza-tion Greenpeace warns that this planned trade agreement would allow foreign companiesto sue Great Britain in private tribunals for billions in compensation. How do you viewthis agreement?
Number of valid responses by treatment and country
Table A-1: Number of valid responses by treatment and country
Groups France Germany United TotalKingdom
Control 272 238 243 753Generic pro, weak 138 116 162 416Business pro, weak 167 183 173 523Specific pro, weak 236 163 246 645Generic pro, strong 202 142 187 531Business pro, strong 165 165 167 497Specific pro, strong 143 169 178 490Generic contra, weak 148 115 156 419FoE contra, weak 157 187 169 513Greenpeace contra, weak 197 187 160 544Generic contra, strong 168 140 118 426FoE contra, strong 198 175 160 533Greenpeace contra, strong 197 180 159 536Total 2,388 2,160 2,278 6,826
31