Distribution FAQs - FinanzaOnline
26
Distribution FAQs 1) When were distributions made? The first distribution payments were sent by mail and/or wire transfer, as applicable, on April 17, 2012. 2) Why didn’t I receive a distribution of stock or cash? Only holders of allowed claims who timely submitted their requisite tax and OFAC (Office of Foreign Assets Control of the U.S. Department of the Treasury) forms are entitled to receive a distribution. Claimants whose claims are currently being reconciled, whose claims are subject to an unresolved claim objection or who did not submit the required tax and OFAC forms are not entitled to a distribution. In addition, certain partially allowed claims were not required to be paid under the Plan. Once your tax and OFAC forms have been submitted and/or your claim has been fully allowed, you will receive your distribution on account of your claim on the next distribution date. Distributions in this case will only be in cash – there will be no stock distributions. 3) My claim is an allowed claim, but I did not receive a distribution. Why not? Distributions for allowed claims may be delayed if claimants did not submit the proper tax forms and/or the proper OFAC (Office of Foreign Assets Control of the U.S. Department of the Treasury) Certification form to Epiq Systems, the distribution agent. Please go to the Lehman website at www.lehman-docket.com and print the appropriate tax forms and the OFAC Certification and send such forms to Epiq Systems as soon as possible so that your allowed claim will be considered for the next round of distributions. In addition, certain partially allowed claims were not required to be paid under the Plan. 4) If I submit the proper tax forms and OFAC Certification forms now, when will I receive my distribution? If you did not submit your tax forms or OFAC Certification forms by the deadline, you will not be eligible to receive your distribution at this time. Please go to the Lehman website at www.lehman-docket.com and print the appropriate tax forms and the OFAC Certification and send such forms to Epiq Systems as soon as possible. Any claimants holding allowed claims that submit their tax forms and /or OFAC Certification forms now will receive their distributions at the next distribution date, which is expected to be on or around September 30, 2012. 5) I just received a letter from you saying that my tax and OFAC forms were not in compliance, what do I need to do? Please go to the Lehman website at www.lehman-docket.com and print the appropriate tax forms and the OFAC Certification and send such forms to Epiq Systems as soon as possible. Any claimants holding allowed claims that submit their tax forms and /or OFAC Certification forms now will receive their distributions at the next distribution date, which is expected to be on or around September 30, 2012.
-
Upload
khangminh22 -
Category
Documents
-
view
0 -
download
0
Transcript of Distribution FAQs - FinanzaOnline
Distribution FAQs
1) When were distributions made?
The first distribution payments were sent by mail and/or wire transfer, as applicable, on April 17, 2012.
2) Why didn’t I receive a distribution of stock or cash?
Only holders of allowed claims who timely submitted their requisite tax and OFAC (Office of Foreign Assets Control of the U.S. Department of the Treasury) forms are entitled to receive a distribution. Claimants whose claims are currently being reconciled, whose claims are subject to an unresolved claim objection or who did not submit the required tax and OFAC forms are not entitled to a distribution. In addition, certain partially allowed claims were not required to be paid under the Plan. Once your tax and OFAC forms have been submitted and/or your claim has been fully allowed, you will receive your distribution on account of your claim on the next distribution date. Distributions in this case will only be in cash – there will be no stock distributions.
3) My claim is an allowed claim, but I did not receive a distribution. Why not?
Distributions for allowed claims may be delayed if claimants did not submit the proper tax forms and/or the proper OFAC (Office of Foreign Assets Control of the U.S. Department of the Treasury) Certification form to Epiq Systems, the distribution agent. Please go to the Lehman website at www.lehman-docket.com and print the appropriate tax forms and the OFAC Certification and send such forms to Epiq Systems as soon as possible so that your allowed claim will be considered for the next round of distributions. In addition, certain partially allowed claims were not required to be paid under the Plan.
4) If I submit the proper tax forms and OFAC Certification forms now, when will I receive my distribution?
If you did not submit your tax forms or OFAC Certification forms by the deadline, you will not be eligible to receive your distribution at this time. Please go to the Lehman website at www.lehman-docket.com and print the appropriate tax forms and the OFAC Certification and send such forms to Epiq Systems as soon as possible. Any claimants holding allowed claims that submit their tax forms and /or OFAC Certification forms now will receive their distributions at the next distribution date, which is expected to be on or around September 30, 2012.
5) I just received a letter from you saying that my tax and OFAC forms were not in
compliance, what do I need to do?
Please go to the Lehman website at www.lehman-docket.com and print the appropriate tax forms and the OFAC Certification and send such forms to Epiq Systems as soon as possible. Any claimants holding allowed claims that submit their tax forms and /or OFAC Certification forms now will receive their distributions at the next distribution date, which is expected to be on or around September 30, 2012.
6) Why do I need to wait until the next distribution if I just submitted my tax forms and OFAC Certification forms? (or if I submit my tax forms and OFAC Certification forms now)?
In order to properly effectuate the distribution, a cut-off for missing forms had to be set so that the Debtors would be able to establish the list of parties that were eligible for distribution. The Debtors mailed several notices to claimants advising them to submit the required tax forms and OFAC Certification form. Any claimants holding allowed claims that submit their tax forms and /or OFAC Certification forms now will receive their distributions at the next distribution date, which is expected to be on or around September 30, 2012.
7) Are you withholding taxes from my distribution check? Unless your claim is based on employment compensation, the Debtors will NOT be withholding any taxes. Claimants that receive a distribution will receive a 1099 at the beginning of 2013 and will be responsible for any taxes that they might owe as a result of their distribution. A copy of the 1099 for each claimant that receives a distribution will also be remitted to the IRS in accordance with applicable laws.
8) I don’t agree with the amount or type of my distribution, what do I do and who do I contact?
Please send your request in writing to [email protected] including your name, company’s name, phone number, email address, mailing address, claim number, and check number and someone will research and respond. Please also include as much information on your claim as possible so we can properly research your inquiry.
9) Why was my claim reduced to $50,000?
Creditors holding unsecured claims against certain Debtors greater than $50,000 had the option to have their claim treated as a Convenience Class Claim as such term is defined in the Chapter 11 Plan. Creditors could decide to elect such treatment on the ballot that was returned for purposes of voting to accept or reject the Plan. The effect of such election was to cap all such claims at the claim amount or $50,000, whichever was lower. In return, the creditor received a premium to the estimated Plan recovery percentages and also received full payment of the entire recovery in the initial distribution or the first distribution after the claim is allowed. Such Convenience Class election is irrevocable.
10) What was the percentage paid out to creditors?
Please check your remittance slip included with your check (and mailed to you if you received payment by wire transfer) for a calculation of the amount paid for each portion of your claim in this distribution. Such remittance slip also includes the percentage of your distribution. Each class of creditors for each debtor received a different percentage. Please also refer to the notice filed in the case, Docket No. 27312, which can be found on the website at www.lehman-docket.com for a summary of the percentages paid to each plan class.
11) What percentage of my claim did I receive?
The percentage of your claim that you received is included on your remittance slip with your check. If you received a wire transfer, then the remittance slip was mailed to you.
12) When will I get the rest of my distribution? Distributions will be made semi-annually on March 30th and September 30th in accordance with the terms of the Plan. If you hold a Convenience Class Claim, the distribution that you received is in full and final satisfaction of your claim. You will not receive any additional distributions on account of your Convenience Class Claim.
13) How many more distributions will there be? It is unknown how many additional distributions there will be. As additional funds become available for distribution, the Debtors will distribute such funds to the applicable plan classes in accordance with the terms of the Chapter 11 Plan. You will not receive any additional distributions on account of your Convenience Class Claim.
14) I received a check from the Lehman bankruptcy, but I don’t know what account to apply it to. Please advise.
Please check your remittance slip included with your check (and mailed to you if you received payment by wire transfer) for a listing of additional information related to the claim(s) you filed. You should check the detail you submitted with your proof of claim form(s) and also check your own internal records to determine how to apply the payment.
15) I received a check with the wrong name on it or with my name/address listed
incorrectly. How do I get a proper check reissued?
Please send your request in writing to [email protected] including your name, company’s name, phone number, email address, mailing address, claim number, and check number and someone will research and respond.
16) My address has changed, and I think you mailed a check to the wrong address.
How do I get that check cancelled and a new check issued?
Please send your request in writing to [email protected] including your name, company’s name, phone number, email address, mailing address, claim number, and check number and someone will research and respond.
17) Why did I receive multiple checks?
Distributions were made based on allowed claims by Debtor. If you had multiple claims filed against multiple Debtors, you would have received one check per Debtor.
18) Am I permitted to sell my claim to a claims buyer even though I have already received an initial distribution?
Yes that is permitted.
19) My claim is partially allowed. Why didn’t I get a distribution on the allowed
portion?
The Plan provides that if a portion of a claim is still disputed, the Debtors do not have to pay partially allowed claims.
20) I received my distribution by wire transfer, but why was there a $20 or $35 fee taken out of my distribution payment?
As indicated in the wire transfer documentation that you completed, the fee for transmitting your payment via wire transfer is $20 for transfers to a U.S. bank account or $35 for transfers to a non-U.S. bank account, per wire.
21) I don’t understand the check remittance or check stub. Can you explain it to me?
• ISIN/CUSIP – Reference to a particular security if the claim is based on a security
• Blocking No. - Reference Number created when a holder’s position of a security is
“blocked” at the relevant Depository. If a holder does not know their blocking number they should contact their Nominee Bank or Broker.
• Payout Percentage – This is the percentage of the allowed claim amount that is being paid at this time. As the Debtors liquidate assets into cash, additional distributions will be made as the pay-out percentage increases. Pay out percentages differ among Plan classes.
22) I sold my claim before the March 18th distribution record date but the distribution
was still sent to me rather than the claim buyer. What do I do?
Please send your request in writing to [email protected] including your name, company’s name, phone number, email address, mailing address, claim number, and check number and someone will research and respond. Please also include as much information on your claim as possible so we can properly research the claim in advance of responding to you.
23) I sold my claim after the March 18th distribution record date and the distribution was sent to me even though I no longer own the claim. What do I do?
We are required to send the distribution to the holder of the claim on the first distribution record date, March 18, 2012. You will need to contact the party to whom you sold the claim and advise them of the situation.
LBHI CLASS 3 SENIOR UNSECURED CLAIMS - SECURITIES WITH
DISTRIBUTIONS MADE THROUGH DEPOSITORIES
24) I did not receive a distribution for my bond.
Please review the attached LBHI Class 3 Securities List with CUSIPS, corresponding Escrow CUSIPS and International ISIN Codes. If your security position is listed there, your distribution is being made directly into your brokerage account. Please check with your broker if you do not see it on your brokerage statement.
25) My bond now has a different CUSIP what does that mean?
Please review the attached LBHI Class 3 Securities List with CUSIPS, corresponding Escrow CUSIPS and International ISIN Codes. The bonds with a CUSIP number were assigned an escrow CUSIP number. This is a unique identifier assigned to a particular security and it is a placeholder CUSIP. An escrow CUSIP is not an “official” security designation, and it is created solely for record-keeping purposes. The escrow CUSIP number shall only represent the right of a holder to receive potential future distributions.
26) Am I able to transfer my interest in the escrow CUSIP?
Yes, positions in the escrow CUSIP are transferable.
27) Is this all I will receive, I thought I would receive (any named amount)?
The claims, including the LBHI Class 3 Senior Unsecured claims will be paid over time and distributions will be made semi-annually on March 30th and September 30th in accordance with the terms of the Plan. The payment received is one installment and not the total distribution you will ultimately receive.
28) When will the next payment be made?
Distributions will be made semi-annually on March 30th and September 30th in accordance with the terms of the Plan.
29) How can I determine what Plan Class my security is in and what my total recovery will be?
Please review the attached LBHI Class 3 Securities List. If your security position is listed there, you have an LBHI Class 3 – Senior Unsecured Claim with an estimated recovery of 21.1%. The actual recovery may vary from this amount.
30) What happens if I move my brokerage account?
Distributions will be made to the brokerage account that holds your security at the time a distribution is made.
31) If I move who should I notify of my change of address
If you change your address, please notify your broker, we do not keep records of your address.
32) Do I need to let you know if I move my brokerage account?
No, you do not need to notify us if you change your brokerage account. The distributions for securities are made through a process that does not require us have your specific broker information.
33) Will there be any tax consequences for this distribution
Your broker should provide the appropriate tax reporting information to you for your account after year end. The distribution may have tax consequences for you and you are encouraged to consult with your tax advisor.
34) My ISIN Code begins with JP when will it be paid? The company is planning to pay JP Codes at an unknown later date.
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 5249083B4 524ESC9B85249083H1 524ESC9H55249083M0 524ESC9M45249083S7 524ESC9S15249083W8 524ESC9W25249084X5 524ESC9X05249085D8 524ESC9D45249085R7 524ESC9R35249085Y2 524ESC9Y85249086M7 524ESC6965249086N5 524ESC9N25249086T2 524ESC9T95249086U9 524ESC9U65249086V7 524ESC9V45249086W5 524ESC6885249087A2 524ESC9A05249087C8 524ESC9C65249087D6 524ESC7955249087E4 524ESC9E25249087F1 524ESC9F95249087K0 524ESC9K8524908AA8 524ESCA91524908B66 524ESC969524908BF6 524ESCB90524908BQ2 524ESC9Q5524908CF5 524ESCC99524908CM0 524ESCC81524908ET3 524ESCE97524908FJ4 524ESC9J1524908FN5 524ESCF96524908J92 524ESC993524908JE1 524ESCJ92524908JK7 524ESCJ84524908K25 524ESC928524908L73 524ESC977524908LK4 524ESCL99524908MB3 524ESCM98524908MG2 524ESC9G7524908MP2 524ESC9P7524908MR8 524ESCM80524908MV9 524ESCM72524908MY3 524ESCM64
Page 1 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 524908N30 524ESC936524908N48 524ESC944524908NC0 524ESCN97524908NF3 524ESCN89524908NL0 524ESC9L6524908NM8 524ESCN71524908NV8 524ESCN63524908NX4 524ESCN55524908NY2 524ESCN48524908NZ9 524ESC9Z5524908PA2 524ESCP95524908PF1 524ESCP87524908PH7 524ESCP79524908PL8 524ESCP61524908PM6 524ESCP53524908R51 524ESC951524908R69 524ESCR93524908R77 524ESCR85524908S27 524ESCS92524908SH4 524ESCS84524908SJ0 524ESCS76524908SQ4 524ESCS68524908TY6 524ESCT91524908UH1 524ESCU99524908UK4 524ESCU81524908UL2 524ESCU73524908UP3 524ESCU65524908UY4 524ESCU57524908UZ1 524ESCU40524908VB3 524ESCV98524908VN7 524ESCV80524908VP2 524ESC7P9524908WE6 524ESCW97524908WF3 524ESCW89524908WK2 524ESCW71524908WS5 524ESCW63524908WU0 524ESCW55524908WW6 524ESCW48524908X21 524ESCX96524908X54 524ESCX88524908XD7 524ESCX70524908XL9 524ESCX62
Page 2 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 524935129 524ESC191524935AJ2 524ESCA83524935AK9 524ESCA75524935AP8 524ESCA67524935AT0 524ESCA59524935AV5 524ESCA42524935AW3 524ESCA34524935AX1 524ESCA26524935AY9 524ESCA18524935AZ6 524ESCA00524935BE2 524ESCB82524935BF9 524ESCB74524935BG7 524ESCB66524935BN2 524ESCB58524935BR3 524ESCB41524935BV4 524ESCB33524935BX0 524ESCB25524935BY8 524ESCB17524935CA9 524ESCC73524935CE1 524ESCC65524935CH4 524ESCC57524935CJ0 524ESCC40524935CK7 524ESCC32524935CL5 524ESCC24524935CM3 524ESCC16524935CN1 524ESCC08524935CP6 524ESCF88524935CQ4 524ESCF70524935CR2 524ESCF62524935CS0 524ESCF54524935CT8 524ESCF47524935CU5 524ESCF39524935CV3 524ESCF21524935CW1 524ESCF13524935CX9 524ESCF05524935CY7 524ESCG95524935CZ4 524ESCG87524935DA8 524ESCD98524935DB6 524ESCD80524935DC4 524ESCD72524935DD2 524ESCD64524935DE0 524ESCD56
Page 3 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 524935DF7 524ESCD49524935DK6 524ESCD31524935DM2 524ESCD23524935DN0 524ESCD15524935DP5 524ESCD07524935DQ3 524ESCG79524935DR1 524ESCG61524935DT7 524ESCG53524935DU4 524ESCG46524935DV2 524ESCG38524935DW0 524ESCG20524935DX8 524ESCG12524935DY6 524ESCG04524935EA7 524ESCE89524935EB5 524ESCE71524935EC3 524ESCE63524935ED1 524ESCE55524935EE9 524ESCE48524935EF6 524ESCE30524935EK5 524ESCE22524935EL3 524ESCE14524935EM1 524ESCE06524935EN9 524ESCH9452517P2E0 525ESC0A852517P2H3 525ESC9H452517P2J9 525ESC9J052517P2K6 525ESC0B652517P2L4 525ESC0C452517P2M2 525ESC8M452517P2P5 525ESC9P652517P2R1 525ESC9R252517P2S9 525ESC9S052517P2T7 525ESC9T852517P2U4 525ESC9U552517P2V2 525ESC8V452517P2W0 525ESC9W152517P2X8 525ESC9X952517P2Y6 525ESC0D252517P2Z3 525ESC8Z552517P3A7 525ESC0E052517P3B5 525ESC9B752517P3C3 525ESC9C5
Page 4 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517P3E9 525ESC6E452517P3F6 525ESC8F952517P3G4 525ESC9G652517P3H2 525ESC8H552517P3L3 525ESC8L652517P3M1 525ESC0F752517P3N9 525ESC9N152517P3P4 525ESC8P752517P3R0 525ESC8R352517P3S8 525ESC8S152517P3T6 525ESC8T952517P3U3 525ESC8U652517P3V1 525ESC7V552517P3W9 525ESC8W252517P3X7 525ESC8X052517P3Y5 525ESC8Y852517P3Z2 525ESC7Z652517P4A6 525ESC0G552517P4B4 525ESC8B852517P4C2 525ESC8C652517P4E8 525ESC5E552517P4F5 525ESC7F052517P4H1 525ESC7H652517P4K4 525ESC7K952517P4M0 525ESC6M652517P4N8 525ESC8N252517P4P3 525ESC7P852517P4Q1 525ESC0H352517P4R9 525ESC7R452517P4S7 525ESC7S252517P4T5 525ESC7T052517P4U2 525ESC7U752517P4V0 525ESC6V652517P4W8 525ESC0I152517P4X6 525ESC0J952517P4Y4 525ESC7Y952517P4Z1 525ESC6Z752517P5C1 525ESC0K652517P5D9 525ESC0L452517P5E7 525ESC0M252517P5F4 525ESC0N052517P5G2 525ESC8G7
Page 5 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517P5J6 525ESC8J152517P5K3 525ESC6K052517P5L1 525ESC7L752517P5M9 525ESC0O852517P5N7 525ESC7N352517P5P2 525ESC0P552517P5Q0 525ESC8Q552517P5S6 525ESC6S352517P5T4 525ESC6T152517P5V9 525ESC5V752517P5X5 525ESC6X252517P5Y3 525ESC6Y052517P5Z0 525ESC5Z852517P6A4 525ESC7A152517P6B2 525ESC7B952517P6C0 525ESC6C852517P6E6 525ESC3E752517P6F3 525ESC0Q352517P6G1 525ESC7G852517P6H9 525ESC0R152517P6J5 525ESC0S952517P6L0 525ESC6L852517P6M8 525ESC4M852517P6P1 525ESC5P052517P6Q9 525ESC0T752517P6R7 525ESC6R552517P6S5 525ESC5S452517P6U0 525ESC6U852517P6V8 525ESC4V852517P6W6 525ESC6W452517P6X4 525ESC5X352517P6Y2 525ESC0U452517P6Z9 525ESC4Z952517P7A3 525ESC6A252517P7B1 525ESC6B052517P7C9 525ESC5C952517P7D7 525ESC7D552517P7E5 525ESC2E852517P7G0 525ESC6G952517P7H8 525ESC5H852517P7K1 525ESC5K152517P7L9 525ESC0V2
Page 6 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517PA27 525ESC82852517PA35 525ESC13352517PA43 525ESC14152517PA68 525ESC06752517PAE1 525ESC1E952517PAZ4 525ESC3Z952517PB34 525ESC03952517PB42 525ESC04952517PB59 525ESC05952517PC25 525ESC12952517PC33 525ESC0W052517PC41 525ESC0X852517PC58 525ESC0Y652517PC66 525ESC0Z352517PC74 525ESC1A752517PD57 525ESC1B552517PD65 525ESC1C352517PE23 525ESC1D152517PE31 525ESC1F652517PE98 525ESC1G452517PF63 525ESC1H252517PF71 525ESC1I052517PG21 525ESC1J852517PG39 525ESC1K552517PG96 525ESC1L352517PH46 525ESC1M152517PH53 525ESC1N952517PH61 525ESC1O752517PJ77 525ESC1P452517PJ85 525ESC1Q252517PK34 525ESC1R052517PK42 525ESC1S852517PK59 525ESC1T652517PK67 525ESC1U352517PK83 525ESC1V152517PK91 525ESC1W952517PL25 525ESC1X752517PL33 525ESC1Y552517PL41 525ESC1Z252517PL58 525ESC2A652517PL66 525ESC2B452517PL74 525ESC2C2
Page 7 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517PM24 525ESC2D052517PM57 525ESC2F552517PM81 525ESC2G352517PM99 525ESC2H152517PN64 525ESC2I952517PN98 525ESC2J752517PNZ0 525ESC2K452517PP21 525ESC2L252517PP96 525ESC2M052517PQ20 525ESC2N852517PQ38 525ESC2O652517PQ46 525ESC2P352517PQ53 525ESC2Q152517PQ61 525ESC2R952517PQ87 525ESC2S752517PR29 525ESC2T552517PR37 525ESC2U252517PR52 525ESC2V052517PR60 525ESC2W852517PR78 525ESC2X652517PRF0 525ESC2Y452517PRH6 525ESC2Z152517PRX1 525ESC3A552517PS28 525ESC3B352517PS44 525ESC3C152517PS69 525ESC3D952517PSC6 525ESC3F452517PSJ1 525ESC3G252517PSL6 525ESC3H052517PSZ5 525ESC3I852517PT27 525ESC3J652517PT68 525ESC3K352517PT76 525ESC3L152517PT92 525ESC3M952517PU33 525ESC3N752517PU41 525ESC3O552517PU74 525ESC3P252517PU82 525ESC3Q052517PUF6 525ESC3R852517PUL3 525ESC3S652517PUM1 525ESC3T452517PUN9 525ESC3U1
Page 8 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517PUP4 525ESC3V952517PUQ2 525ESC3W752517PUR0 525ESC3X552517PUU3 525ESC3Y352517PV40 525ESC4A452517PV73 525ESC4B252517PV81 525ESC4C052517PV99 525ESC4D852517PVC2 525ESC4F352517PVM0 525ESC4G152517PVN8 525ESC4H952517PVU2 525ESC4I752517PVV0 525ESC4J552517PW23 525ESC4K252517PW31 525ESC4L052517PW49 525ESC4N652517PW56 525ESC4O452517PW64 525ESC4P152517PW80 525ESC4Q952517PWA5 525ESC4R752517PWB3 525ESC4S552517PWC1 525ESC4T352517PWD9 525ESC4U052517PWE7 525ESC4W652517PWH0 525ESC4X452517PWJ6 525ESC4Y252517PWL1 525ESC5A352517PWQ0 525ESC5B152517PWT4 525ESC5D752517PWV9 525ESC5G052517PX48 525ESC5I652517PX55 525ESC5J452517PX63 525ESC5N552517PX71 525ESC5O352517PX89 525ESC5Q852517PX97 525ESC5R652517PXM8 525ESC5T252517PXP1 525ESC5U952517PXQ9 525ESC5W552517PXR7 525ESC6D652517PXS5 525ESC6I552517PXT3 525ESC6J3
Page 9 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517PXU0 525ESC6N452517PXV8 525ESC6O252517PXW6 525ESC6Q752517PXX4 525ESC7I452517PXZ9 525ESC7O152517PY21 525ESC8I352517PY47 525ESC8O052517PY54 525ESC9I252517PY62 525ESC9O952517PY70 525ESCAA752517PY96 525ESCAB552517PYD7 525ESCAC352517PYE5 525ESCAD152517PYG0 525ESCAF652517PYH8 525ESCAG452517PYJ4 525ESCAH252517PYM7 525ESCAI052517PYN5 525ESCAJ852517PYP0 525ESCAK552517PYQ8 525ESCAL352517PYR6 525ESCAM152517PYS4 525ESCAN952517PYT2 525ESCAO752517PYU9 525ESCAP452517PYV7 525ESCAQ252517PYW5 525ESCAR052517PYX3 525ESCAS852517PYY1 525ESCAT652517PYZ8 525ESCAU352517PZ38 525ESCAV152517PZ53 525ESCAW952517PZ61 525ESCAX752517PZ79 525ESCAY552517PZA2 525ESCAZ252517PZE4 525ESCBA652517PZJ3 525ESCBB452517PZL8 525ESCBC252517PZM6 525ESCBD052517PZN4 525ESCBE852517PZS3 525ESCBF552517PZW4 525ESCBG352517PZX2 525ESCBH1
Page 10 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52517PZY0 525ESCBI952517PZZ7 525ESCBJ752519FAB7 525ESCBK452519FAC5 525ESCBL252519FAD3 525ESCBM052519FAE1 525ESCBN852519FAG6 525ESCBO652519FAH4 525ESCBP352519FAJ0 525ESCBQ152519FAK7 525ESCBR952519FAL5 525ESCBS752519FAM3 525ESCBT552519FAN1 525ESCBU252519FAP6 525ESCBV052519FAQ4 525ESCBW852519FAR2 525ESCBX652519FAS0 525ESCBY452519FAT8 525ESCBZ152519FAU5 525ESCCA552519FAV3 525ESCCB352519FAW1 525ESCCC152519FAX9 525ESCCD952519FAZ4 525ESCCE752519FBA8 525ESCCF452519FBB6 525ESCCG252519FBC4 525ESCCH052519FBD2 525ESCCI852519FBE0 525ESCCJ652519FBF7 525ESCCK352519FBG5 525ESCCL152519FBH3 525ESCCM952519FBJ9 525ESCCN752519FBK6 525ESCCO552519FBL4 525ESCCP252519FBM2 525ESCCQ052519FBN0 525ESCCR852519FBP5 525ESCCS652519FBS9 525ESCCT452519FBT7 525ESCCU152519FBU4 525ESCCV952519FBV2 525ESCCW752519FBW0 525ESCCX5
Page 11 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52519FBX8 525ESCCY352519FBY6 525ESCCZ052519FBZ3 525ESCDA452519FCA7 525ESCDB252519FCB5 525ESCDC052519FCC3 525ESCDD852519FCD1 525ESCDE652519FCE9 525ESCDF352519FCF6 525ESCDG152519FCG4 525ESCDH952519FCH2 525ESCDI752519FCJ8 525ESCDJ552519FCK5 525ESCDK252519FCL3 525ESCDL052519FCM1 525ESCDM852519FCN9 525ESCDN652519FCP4 525ESCDO452519FCQ2 525ESCDP152519FCR0 525ESCDQ952519FCT6 525ESCDR752519FCU3 525ESCDS552519FCV1 525ESCDT352519FCW9 525ESCDU052519FCX7 525ESCDV852519FCY5 525ESCDW652519FCZ2 525ESCDX452519FDA6 525ESCDY252519FDB4 525ESCDZ952519FDC2 525ESCEA352519FDD0 525ESCEB152519FDE8 525ESCEC952519FDF5 525ESCED752519FDG3 525ESCEE552519FDH1 525ESCEF252519FDJ7 525ESCEG052519FDK4 525ESCEH852519FDL2 525ESCEI652519FDM0 525ESCEJ452519FDN8 525ESCEK152519FDP3 525ESCEL952519FDQ1 525ESCEM752519FDR9 525ESCEN5
Page 12 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52519FDS7 525ESCEO352519FDT5 525ESCEP052519FDU2 525ESCEQ852519FDV0 525ESCER652519FDW8 525ESCES452519FDX6 525ESCET252519FDY4 525ESCEU952519FDZ1 525ESCEV752519FEA5 525ESCEW552519FEB3 525ESCEX352519FEC1 525ESCEY152519FED9 525ESCEZ852519FEE7 525ESCFA252519FEF4 525ESCFB052519FEG2 525ESCFC852519FEH0 525ESCFD652519FEJ6 525ESCFE452519FEK3 525ESCFF152519FEL1 525ESCFG952519FEM9 525ESCFH752519FEN7 525ESCFI552519FEP2 525ESCFJ352519FEQ0 525ESCFK052519FER8 525ESCFL852519FES6 525ESCFM652519FET4 525ESCFN452519FEU1 525ESCFO252519FEV9 525ESCFP952519FEW7 525ESCFQ752519FEX5 525ESCFR552519FEY3 525ESCFS352519FEZ0 525ESCFT152519FFA4 525ESCFU852519FFB2 525ESCFV652519FFC0 525ESCFW452519FFD8 525ESCFX252519FFE6 525ESCFY052519FFF3 525ESCFZ752519FFG1 525ESCGA152519FFH9 525ESCGB952519FFJ5 525ESCGC752519FFK2 525ESCGD5
Page 13 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52519FFL0 525ESCGE352519FFM8 525ESCGF052519FFN6 525ESCGG852519FFP1 525ESCGH652520W283 525ESC26552520W325 525ESC39852520W333 525ESC38052520W341 525ESC37252520W358 525ESC95052520W390 525ESC36452520W440 525ESC49752520W515 525ESC91952520W549 525ESC59652520W556 525ESC58852520WAD3 525ESC9D352520WAM3 525ESC9M352520WAV3 525ESC9V352520WAZ4 525ESC9Z452520WBD2 525ESCB9952520WDF5 525ESC9F852520WDK4 525ESC9K752522L129 525ESC92752522L137 525ESC93552522L145 525ESC94352522L186 525ESC98452522L202 525ESC90152522L236 525ESC29952522L244 525ESC28152522L251 525ESC27352522L293 525ESC25752522L301 525ESC35652522L319 525ESC34952522L327 525ESC33152522L335 525ESC32352522L350 525ESC31552522L376 525ESC97652522L384 525ESC30752522L392 525ESC48952522L400 525ESC47152522L418 525ESC46352522L426 525ESC45552522L459 525ESC448
Page 14 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52522L475 525ESC43052522L483 525ESC42252522L491 525ESC41452522L525 525ESC57052522L533 525ESC56252522L558 525ESC55452522L566 525ESC96852522L574 525ESC54752522L582 525ESC53952522L632 525ESC69552522L657 525ESC68752522L673 525ESC67952522L699 525ESC66152522L707 525ESC79452522L715 525ESC78652522L723 525ESC77852522L731 525ESC76052522L749 525ESC75252522L756 525ESC74552522L772 525ESC73752522L798 525ESC72952522L806 525ESC89352522L814 525ESC88552522L822 525ESC87752522L830 525ESC86952522L848 525ESC85152522L871 525ESC84452522L889 525ESC83652523J115 525ESC19052523J131 525ESC18252523J149 525ESC17452523J156 525ESC16652523J172 525ESC15852523J206 525ESC24052523J214 525ESC23252523J222 525ESC22452523J230 525ESC21652523J248 525ESC20852523J255 525ESC40652523J263 525ESC52152523J297 525ESC51352523J305 525ESC505
Page 15 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 52523J412 525ESC65352523J420 525ESC64652523J438 525ESC63852523J446 525ESC62052523J503 525ESC6125252M0AA5 525ESCGI45252M0AB3 525ESCGJ25252M0AC1 525ESCGK95252M0AD9 525ESCGL75252M0AE7 525ESCGM55252M0AF4 525ESCGN35252M0AG2 525ESCGO15252M0AH0 525ESCGP85252M0AJ6 525ESCGQ65252M0AL1 525ESCGR45252M0AM9 525ESCGS25252M0AN7 525ESCGT05252M0AP2 525ESCGU75252M0AQ0 525ESCGV55252M0AR8 525ESCGW35252M0AS6 525ESCGX15252M0AT4 525ESCGY95252M0AU1 525ESCGZ65252M0AV9 525ESCHA05252M0AW7 525ESCHB85252M0AX5 525ESCHC65252M0AY3 525ESCHD45252M0AZ0 525ESCHE25252M0BA4 525ESCHF95252M0BB2 525ESCHG75252M0BC0 525ESCHH55252M0BD8 525ESCHI35252M0BE6 525ESCHJ15252M0BF3 525ESCHK85252M0BG1 525ESCHL65252M0BH9 525ESCHM45252M0BJ5 525ESCHN25252M0BK2 525ESCHO05252M0BL0 525ESCHP75252M0BM8 525ESCHQ55252M0BN6 525ESCHR35252M0BP1 525ESCHS1
Page 16 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 5252M0BQ9 525ESCHT95252M0BR7 525ESCHU65252M0BS5 525ESCHV45252M0BT3 525ESCHW25252M0BU0 525ESCHX05252M0BV8 525ESCHY85252M0BX4 525ESCHZ55252M0BY2 525ESCIA95252M0BZ9 525ESCIB75252M0CB1 525ESCIC55252M0CC9 525ESCID35252M0CD7 525ESCIE15252M0CE5 525ESCIF85252M0CF2 525ESCIG65252M0CG0 525ESCIH45252M0CH8 525ESCII25252M0CJ4 525ESCIJ05252M0CK1 525ESCIK75252M0CL9 525ESCIL55252M0CM7 525ESCIM35252M0CN5 525ESCIN15252M0CP0 525ESCIO95252M0CQ8 525ESCIP65252M0CR6 525ESCIQ45252M0CS4 525ESCIR25252M0CT2 525ESCIS05252M0CU9 525ESCIT85252M0CV7 525ESCIU55252M0CW5 525ESCIV35252M0CX3 525ESCIW15252M0CY1 525ESCIX95252M0CZ8 525ESCIY75252M0DA2 525ESCIZ45252M0DB0 525ESCJA85252M0DD6 525ESCJB65252M0DE4 525ESCJC45252M0DF1 525ESCJD25252M0DG9 525ESCJE05252M0DH7 525ESCJF75252M0DJ3 525ESCJG55252M0DK0 525ESCJH35252M0DL8 525ESCJI1
Page 17 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 5252M0DM6 525ESCJJ95252M0DP9 525ESCJK65252M0DQ7 525ESCJL45252M0DR5 525ESCJM25252M0DS3 525ESCJN05252M0DT1 525ESCJO85252M0DU8 525ESCJP55252M0DV6 525ESCJQ35252M0DW4 525ESCJR15252M0DX2 525ESCJS95252M0DY0 525ESCJT75252M0DZ7 525ESCJU45252M0EA1 525ESCJV25252M0EB9 525ESCJW05252M0EC7 525ESCJX85252M0ED5 525ESCJY65252M0EE3 525ESCJZ35252M0EF0 525ESCKA65252M0EG8 525ESCKB45252M0EH6 525ESCKC25252M0EJ2 525ESCKD05252M0EK9 525ESCKE85252M0EL7 525ESCKF55252M0EM5 525ESCKG35252M0EN3 525ESCKH15252M0EP8 525ESCKI95252M0EQ6 525ESCKJ75252M0ER4 525ESCKK45252M0ES2 525ESCKL25252M0ET0 525ESCKM05252M0EU7 525ESCKN85252M0EV5 525ESCKO65252M0EW3 525ESCKP35252M0EX1 525ESCKQ15252M0EY9 525ESCKR95252M0EZ6 525ESCKS75252M0FA0 525ESCKT55252M0FB8 525ESCKU25252M0FC6 525ESCKV05252M0FD4 525ESCKW85252M0FE2 525ESCKX65252M0FF9 525ESCKY4
Page 18 of 20
LBHI CLASS 3 SENIOR UNSECURED CLAIMS CUSIPS WITH ESCROW CUSIPS
and ISIN CODES
CUSIP Escrow CUSIP 5252M0FG7 525ESCKZ15252M0FH5 525ESCLA55252M0FJ1 525ESCLB35252M0FK8 525ESCLC15252M0FL6 525ESCLD95252M0FM4 525ESCLE75252M0FN2 525ESCLF45252M0FR3 525ESCLG25252M0FS1 525ESCLH05252M0FT9 525ESCLI85252M0FU6 525ESCLJ65252M0FV4 525ESCLK35252M0FW2 525ESCLL15252M0FX0 525ESCLM95252M0FY8 525ESCLN75252M0FZ5 525ESCLO55252M0GA9 525ESCLP25252M0GB7 525ESCLQ05252M0GC5 525ESCLR85252M0GD3 525ESCLS65252M0GE1 525ESCLT45252M0GF8 525ESCLU15252M0GG6 525ESCLV95252M0GJ0 525ESCLW75252M0GM3 525ESCLX55252M0GN1 525ESCLY35252M0GP6 525ESCLZ05252M0GQ4 525ESCMA45252M0GR2 525ESCMB25252M0GS0 525ESCMC05252M0GU5 525ESCMD85252M0GV3 525ESCME65252M0GW1 525ESCMF35252M0GX9 525ESCMG182087KAG4 525ESCMH9
Page 19 of 20
In re Lehman Brothers Holdings Inc., et al.
LBHI Class 3 – International Security Codes
ISIN ISIN ISIN
CA524908PR55 XS0181712364
CA524908TV22 XS0183944643
CA524908VR81 XS0185590139 XS0282937985
CH0026915527 XS0189741001 XS0288056913
CH0026985082 XS0193035358 XS0288579260
JP584117A3C0 XS0196298219 XS0289254509
JP584117A5A9 XS0205185456 XS0289619529
JP584117A762 XS0210414750 XS0290041960
JP584117B760 XS0213899510 XS0290745180
JP584117C768 XS0224346592 XS0291967296
XS0073472606 XS0224535483 XS0299141332
XS0082350587 XS0247679573 XS0300055547
XS0128857413 XS0252834576 XS0307745744
XS0138439616 XS0252835110 XS0326006540
XS0151868444 XS0254171191 XS0336095749
XS0167792026 XS0257022714 XS0345259435
XS0178222179 XS0262321986 XS0348395814
XS0179304869 XS0272543900 XS0362467150
Page 20 of 20
