ceNG HoA xA Her cH0 nqcHie vrET N,z\MDQc lf lp - Tg'do - tt4nh phric

'

):'f\rrtrrT r u'Lrl fLU Lt*

CONG TY CO PHAN TAP DOAN B,A.O HTENDATJ KHi VTE,T NAM

6tbu tl6i, b6 sung)

Hn Ndi - Nlm 20ll

MTIC LUCa a

PI-IAN MO DATJ . . . , . . .5t. DINH NCHie CtrC THfr,{ ' I NG{I'TRONG DIEU LE . .. .,... 5

Oitiu 1 . ,Dinh nghia. .. ... 5

lI.'ftN, giNu rl{fc, TRu so, cHI NHANH, vAn pHoNG DAI DI[]N vATHor HAN HOAT DQNG Ct in pvr . . . . , . " . . . . . . . . " .6

Di()u 2.'l-en, hinhL thuc, tru sri. chi nhanh, r,'6n phong d4i di€n r,'a tlladi han hoat ddrnlgcua PVI . . , . . . . . . 6

ITI. MTJC TIiiU, PH,/\M VI KNFT DOANH V,{ HOA'[ DQNG CUA PVI ,.,.,,..7

Di0u 3. .Muc t i0u ho4t ddng c i ra PVI . . . . . .1

DiAu 4. Pharrr r, ' i l<inh cloanh va hoat dQn-q .....7

IV . VON DIEU LT ' , CO PHAN, C6 OoNG SANG LAp. . . . . . . . . . .7

DiAu 5. 'V6n dieu 10, cd phAn, cd dOng s6ng l f lp . . . , . , . . , .7

Didu 6. Chung ckr i c0 phi0u . . . . . .8

Dii)u 7. Chung ctri chri'ng khoiin kh6c ....9

Di0u 8. Chu1,6n rrhuqng c,3 phAn ..... 9

Di()u 9. ' fhu

h6i c,6 phl in . . . .9

V. CO CAU TO CFIU,C, QI.TAN TY VA KIEM SOAT... . . 10

Di ( )u 10 , Co c6u t6 ch i rc quan Iy . . . . . . . , . 10

vr. cir oor.lc; vA DAr r{or DONG co DONG . .. .,. 10DiAu 1l , Quy0n c:ua cf r ddng , . 10

Di i )u 12, NghTa vu cua c6 dong . . . , . t l

E i ( )u 13 . Da i hd i d6ng c6 ddng . , . , .12

Ei(!u 14. Quy0n va nhi6m vu cua Dai hdi dr\ng cd d0ng ,. 13

Ei()u 15. C6c dai cl iQn duoc uy quydn... . . " . , . A

D i()u I 6. Thay cle,i c6c qu1,6n " .. . " .. . 1 5

Ditiu 17. Tri€u tflp Eai hcii ddng c6 ddng, chuong trinh hep,va th()ng b6o hop Dai hQi+ l i + ^dOns co d0ns " . . 16

Di6u 18. C6c diOu ki€rr t i0n hanh hqp Dai hQi r l6ng oO d6ng .I l

Dit)u 19. The thiic ti€n hanh hgp va bi6u quyt5t t4i D4i hQi d6ng cr:i d6rrg . .17

Di0u 20. ' fhetng qua quy0t dinh cua D4i hQi dong co d6ng ",. . 19

Di0u 21.'lh6lrn qu1'$n vir thO thuc l6y' 1; ki6n cii d6ng bing vdn bin rJC thi.rng cluad . t . | , . i A lqu'yOt dinh cua Dai h6i d0ng c0 dOng ., .20

DiAu 22.8 i€n ban hqp Eai hQi d6ng cd d6ng . . . .21

Di0u 23. Y€u cf iur huy bo quy6t dinh cua Dai hdi d6ng cO ddng .. , .21

^ a

vI I . HOI DONG QUAN' IRI . . , . ,22

Dii)u 24"Th'inh phdn va nhiQrn kj 'cria thanh vi6n I{6i ddng quan rrri... .......22

OiAu 25" Qu1,6n han vd nhi6m 1,U cua FIQi cl6ng qu6n tri .. ... .,23

Didu 26, Chi t ichr, Ph6 Chu tfch HQi di\ng cluArr tr i ". ....,.,26\

OiAu 27, Cac cuq)c hop cua liQi d6ng quin rri.." ..".. .,21vIII. T'6NC) GIAM Doc DIEU uANg, cAN Be euAN ry rHAc va THU'Kyc0Nc rY . . . . . . 30

OiAu 28, TO chuc bd m6y qu6n 1V.. . . . . 30

DiAu 29" Cinbi i quin lV^,. . . . . 30

piAu 30, Bo nhienr. mi6n nhi€m, nhiOm vq vd quyen han cua I'6ng giam doc dieurh a n h . . . 3 1^ ' ) \ . rD r 0 u 3 l f h u k y , C o n g t y . . . . , , . , 3 2

rx..NHrEM VUC0.l rH4NH V[EN.HQT DONG QUA]\ TRI, T6NG ctrAM DOCDIEU HANH VA CAN BQ QUAN LY " . ,33

Diilu 32,, Tr6c,h nhi6m cAn trong cria 'I'hanh

viOn HQi ddng quan trj, T6ng giiim diir::r . I r r tdiOu hi rnh va cdrn bo quan 1y. . . . . . . , . ,33

Diilu 33, Trach nhi0m trung thqc va tranh c6c xung dQt ue quydn loi ..33

DiAu 34,Tr6ch nhiQm vO thiqt hai va UOi tnuong... . . .31

X. BAN KIEM SOAT . , . .35^ . ; \ ^ F , ' . r r r

Dieu 3 5, Thanh viOn Ban ki€rn soat . , . , . 3 5

Di0u 36 . Ban k iem sodt . . , .36

xr . QLTYEN DIEU l tRA S6 SACH VA HO So PVI . .37

Di0u 37 . Quy0n c t iOu t ra s5 s6ch vd h0 so . . . . . " , . . .37

XII . cONc NHAN .VIEN

VA CONG DOAN. . . , , .37

Di0u 38. COng nhdn v i0n vd cdng doan . . . , . .37

xI [ . PHAN CHIA |LQ' I NHUAN . . , . .37

DiAu 3 9 . CO tuc . . . . . . , . 31

Di0u 40" Cac vf in dd khac; l i€n quan d6n ph6n phdi lrr i nhufln.. . . . , .38

xIV. T'AI KHoAN n{GAN HANG, euY DU'TR[r, NAM TAI cItiNH \,'A HTTHONG KE TOANI . . . . . . . . . . . 3g

DiAu ,t 1 . Tai khoan ngAn hang .. , . . . . 3 9

DiAu 12. Qu! dr,r trir b0 sung von dii:u lq va ciic qu! khtic ......39

Di0u 43 . Narn ta i khoa , , . . .39

Di€u 44 . He thi in s k6 to6:n . . . . . . 39

xv. nAo clAo rH;'oNG NrEN, TRAcH NHIEM cIONG BO rHoxc rtNoTHONG BAO RA CONG CHUNG ,.39

Didu 45, 86o c6o hdng ndm. s6u th6ng vA hdng quy. . . . . , . ,39

DiAu 46, Cong bir thong tin r,,d thdng biio ra cOng chung .....,.,40

XVI . KIENI TOAN COXC TY " . . . . , . ,40

Di0u 47 Kiem todn ., 40

xvII. QUAN HE GIUA PVI v0t cAc cOxc ry coN, cONG ly Llt iN KEl,41

Ei0u 48 Quan h€, gifra PVI r, 'oi c6c cdng ty'con' c0ng t1, l i6n ket. ....,.,41

XVII I . CON DAU ,. ,42

DiAu 49 Con clAur . .. ,.. 12

XIX. CIHAM DUT TIOAT DONG VA T'HANH Lf " ..42

DiAu 50, Cham dut hoat c l6ns . . . . , . . .42

DiAu 51, Truong hgp bC tac l,ou c6c thanh vi€n HDQT va c6 cl6ng .,..42

Di0u 52, Gia han ho4t dQrrg . . . .42^ ' ' \ F ^Di0u 53. Thanh l 'y , " . . .43

xx. GrAr QUYET T|RANH CHAP NQr BQ .., .,.43

Di0u 54. Gidi qu1,,0t tranh ch6p nQi bo . ,.43

XXI. g6 SLTNG VA SUE DOI DIEU LE. ." , , .41- r . . \ F F r

n

Dieu 55. BO suns r , 'a s f ta r jo i Di0u le. . . . . . " , . , .41

XXII. NGAY HIEI-I LUC]

Di6u 56 . Nsdv h i6u luc , . .41

: 1 '

PHAN MODATI

DiAu 16 nay cluoc th6ng qua theo Nghi quyOt cua Dai he,i d6rrg, cd dong! tochuc vdo ngay I 5 thr6ng 4 niim 2011 .

I. DINH NGIIIA CAC THUAT NGT TRONG DIEU LE

Didu 1. Dinh nghia

1. T'rong Di6u 16 ndy', nhirng thudt ngir ducyi clAy sE ducvc hieu nhu sau:

l'flp doan Bao hi€m Ddu khi Viet Nam la mQt to hrTp doanh nghi6p, baogo.m c6ng ty mg,ctic cdng ty con, cdng ty li0n k6t va c6c don vi truc thuor; khric c,5mdi quan hQ gan bo l6u ddi vcvi nhau r,€ lcvi ich kinh t6, c6ng rrgh6, thi truonp; vdcac dich 1,U kinh doi,rnh khac.

b. TAp doan PVI la cdng ty mg cua fdp dodur Bao hiem DAu kli Viet Nam,co tu cdch ph6p nhAn, duoc thdnh lap ver hopt dgng theo Di6u 16 nay I'A Gi6y chrmgnhAn dang ky kinh cloanh (trong Di0u lQ nay goi tat ld PVI).

c. Cdng ty con cua F'VI la c6c doanh nghiQp tlo PVI gitr quydn chi phoi"

d. C'6ng ty li6n ket cua PVI g6rn doanh nghiQp co v,3n igop dr.roi rnfi'c chiph6i cua PVI .vd cria c6c r:6ng ty con" r,ir kh6ng do eac doanh nghiep nay n.6tnquy0n chi phoi; doanh nghiQp khong c<i u6l gop crra, PVI vii cdrrg tj,,' cc,n, t\.Inguyel tham gia li6n k6t duroi hinh.thuc hqp dong li6n k6t hoac khong co hop dr)nglien k6t' nhrmg co m6i quan hQ gen b6 lAu dai vA lgi ich kinh t6, cong nghe, thitruong vd c6c dich vu kinh doanh khac ,,zoi PVI hoac cong ty corr.

e. "l) i6u 10" le Di6u 16 cua PVI.

f. "V6n dieu 16" le n,6r, do tAt ca clic c6 d6ng dong gop vd. quy' clinh tai Di6u5 cua DiAu 10.

, g" Phap lu4t co nghTa la c6c LuAt, Ph6p lQnh, Nghi dinlh, t.)uy ch€, 'fh6npr

tu,

Quydt dinh va tdt ca c6c vdn ban ph6p luqt khdc ducrc co quarr NIha nrloc 'Vi6t |,famban hanh theo tung thdi diern

h. "l-uAt Doanh nghi6p" c6 nghia lir Lu4t Doanh nghiOp s6 50r'2005/Ql:{11duoc Qu6c hQi thetnrg Qua ngay 29 thfng 12 ndm 20(,15.

i. "Ngay thernh lflp" la ngay PVI rJrrcyc, c6p GiAy chtmg nhAn <lang ky'l<.inhdoanh.

j "C6n bQ quan ly cao cAp" ld'l '6ng Gi6m d6c, c6c Ph6'l 6ng g;i6rrn dc,c, K€to6n trucmg vdL c6c ',u i tri quan l;i kh6c trong PVI duoc HDQT phO chuArn.

k. "Nguoi c(r li6n quan" ld c6 nhdn ho{c tO chuc niio duoc qu}'clinkr tpi Didu4.17 cua LuAt Doanh nghiQp.

l. "Thdi hatt hoat dQng" la thcvi hqUr hopt clQng cua PVI ducyc rqu), dinh tpiDi6u 2 ubaDieu le nay

m. "Vi6t Nam" ld nu<ic COng hod XA h6i Chu nghla ViQt f-lam,

2. l'rong Diiiu lQ nay, c6c tham chi0u toi mQt hodc mQt.s6 qr.ry'clinh hodcvdn bAn khac sE bac, g6m ch nhirng sua ,J6i hoac vdn ban thay thO chuirg.

3. Cdc ti6u clA ('chuong, dieu cua DiAu lg nd)') duoc su durlg nhdrrn thuAn t.i6ncho vi0c hi6u n6i durng va kh6ng anh hucrrrg toi nQi dung cua Di€,r te nery;

4. Chc tu hoiirc thuQt qgir <la duqc clinh nghla trong LuQt Doanh ngftriQp (ntlukhong mAu thu6n vr:ii chu th6 hoac ngir ciinh) sE c6 nghla tucrng tu trong ban E)i6ulQ nay'.

II. ttN, uisn THU'C, TRU s(i, clHI n{HANH, vilx pnoNc DAIDIEN V.,\ THOI HAN HOAT DQNG C:T]A PVI

\Di6u 2. TOn, hinh thf 'c, tru scr, chi nhinh, vdn phirng; ttai

h?tr ho4t dQng ciia PVI

l. 'l '6n

Conp: tv

o f'€n ti6ng ViQt : Cdng ty'Cd phAn'fAp doan Bao hiOm Ddu khi V'i€t Nanro l'On ti6ng Anh : llVI Holdingso l'6n gi?o 9ich : 1'0p dodn PVIo l-en vi6t t.dt : PVI

2. PVI ld cdng ty' cd ph6n co tu c6ch ph6phrinh cua Vi6t Nam.

3. l-ru scr dSng ky cua C6ng ty la:

nhAn phu hqp voi ptr6p luAt hLi6n

o Dia chi: 154 Nguy0n Th6i Hqc, Qu{n Ba Dirft, I{a Neiio Di0n thoai: 84-4-37335588o Fa><: 84-4-37336284o E-rnail: Contact(!)pvi.com. vno Website: http://r.vww.pvi,com.vn

4. T6ng gi6nr doc diiiu hdnh la d4i diQn theo ph6p luat cria C6ng t)

5. C6ng ty r:o th6 thdnh Lip c6c c6ng ty con, chi nhrinhr r,'d viin phonLg daidiQn tai dfia ban kinh doanh dO thuc hiQn ,clic rnpc ti6u ho4t dQnp, cua Cong t'y phuhqp vcri rrghi quy6t cua t{6i d6ng quAn tri vri trong pham vi luflt ph6p cho phep,

6. Tru khi chArn dut hoat dQng trur:vc th.oi h?n theo Dieu 50,2 v'ir Di,tu 5lhoflc gia hpn ho4t ddng theo Di0u 52 cua Di6u lq niry, thiii han froat dQng; ciraC6ng ty s;6 bdt dau tu ngdy thanh lap vd ld v6 thdi han.

III. MUC Tlflu, IHAM vI KrNIr DoANTH \,e HoAT DpNG ctrA p\l

Oiii,, 3. Mgc rti6u ho4t tlQng cria PVI

1. Linh vgc l<inh doanh cua PVI ld ddu tu v6n vdo c6c cfrng t), cor1L, c6rr61 tyli6n k6t, kinh doanh dich vu t}ri chinh 'u,a c6c lTnh v$c kh6c theo qJy dinh .ru plr6pluAt.

2. MUc ti6u troat clQng cua PVI: I'VI ducyc thanh lAp de hr:f d$rrpr \/a su clungv6n co hiQu qu.a trorng kinh doanh bao hi6m, ddu ttr tai chinh va ciic, loai hinh k.inhdoanh khac nhdm:

- 'l'dng lqi tric cua co dong.

- .l-ao vi6c lrim va thu nh{p on dinh cho ngtroi lao dong.

- Dong gop cho nglin s6ch Nhd nu6c.

Diiru 4. Ph4m vi kinh doanh vh ho4t i lQng

1. PVI duoc ph..p lflp ke hoach va ti€n hanh tiit cit c6c hor;rt dQnp; kinh cloanhtheo quy dinh cua Gidy ch[rng nhAn dan65 ky kinh doanh va Di0u l0 na;, phir thopvcii quy dinh cua ph6p luat hiQn hanh va thuc hi6n c6c biqn phap thfch htp dle datdugc c6c muc ti6u cua PVI.

2. PVI co thd tiOn hanh hoat dQng kinh doanh trong cdc li'nh v'Uc kh6c cluo" cphap lu4t cho phep 'va duoc HQi dOng qudn tri phO chuAn.

rv. vON Driirr LE,cO nHAN, c0 oOxc sAxc L,Ap

Didu 5. Vdn rl idu lQ, c6 phAn, ci i adng s6ng l$p

l. Von di6u le cua PVI tpi thoi ditim chuy6n ddi thanh C0ng ty',;6 phan'fapdoirn Bdo hiOm DAu khi \/ i6t Nam la 1.597.103.640.000 ddng (N16t nghin ndmtrdm chin muoi buy t1- mQt trdm linh ba tri6u s6u trdrn bdn mucvi rrghirr ctong).

'fong sd vdn di6u l€ cua PVI clugc chia thanh 159.7l (:) .364 r;6 phAn vrii

rndnh gia la 10.000 VND/cii phAn"

2. PVI co thti tdng vdn dieu lq khi dugc Dai hQi ddng co rlong thong qui:r r,'aphu hqp vrii c6c qu)/ dinh c[ra ph6p luflt.

3. C6c cd phan cira PVI vdo ngay !h6ng qua Di6u lQ nay'ddu la c6 ph6n ph6thong. Cdc quy6n vri nghla vu kdm theo cd phAn duqc qu)' dirrh tai Didu I l.

4. PVI co th6 ph6t hanh c6c lo4i c6 phAn uu ddi kh6c s;au khi ctl su chdrpthudn cua Dai hQi d,5ng cd rJ6ng, theo d0 >ru6t cua F{Qi d6ng quan tri vd phu hcrp vcric6c quy dinh cua phr6p luQt.

5. T€n, dia chi, s6 lugng c6 phAn vA c6c chi ti6t kh6c r,,! c6 ctdngr sang lAptheo quy dinh cua 1-uft Doanh nghiQp sE rlugc n6u tai php lpc dinh kenr. Phru lUcnay la mdt phdn cua Di6u le.

6. C6 phAn ph6 thdng phai ducvc uu ti6n chdo b6n cho c6c c6 dCrng hien hirutheo ty lg tuong unrg.voi ty le srv hiru cO phdn ph.) th6ng c.ua hg tr"ong.Pvl, trutrucrng hqp Dai hoi ddng cO ddng quy rJjrrh 1.h6. theo dO xulit crha l-l6i r1,5ng cluAntri..PVI phai thOng bao vi6c chao ban c6 ph6n, trong thdng b6o phai n€u rd s6, c6phan dggc"chao ban v'a,thoi h?n dang ky'.nrua plu hqp (toi thieu hai muoi ngal/ lamvi6c) de cer $6ng co th6 dang ky nrua, Sd co phAn c0 d6ng kh6ng5 dang k1, muel he!sO do I-IOi d6ng quan tri cua. PVI qry6t dirrh. Hgi ddng qu6n tri cri thO prhan ph6i sd

I r I + r , t

, l , '

, r , r , '

co.phAn do cho c6c d6i tucrng theo c6c di6u kiQn va c6ch thuc rnar FIQi clong quiirr trith6ry ld phu hqp, nhrmg kh6ng ducvc ban s,5 c6 phal d6 theo cdc cfiAu kiern thuqin tqihcm so vdi nhirng di6u kiOn dd chao b6n c,ho c,6c c6 d6ng hiQn h[iu, trir truong hopDpi hQi d6ng cO d6ng ch6p thuAn khac hoirc trong trudng h,Jp ,;6 phlin rluoc banqua Scr Giao dich Chrmg khoani T'rung tArn Giao dich Chung .kho6n.

7 . PVI co th€: mua c6 phdn do chfnltr PVI dd phat hdnh 1kC ca co phAn u'u ddihodn lai) the.o nhiryg c6ch thric duoc quy dinh"trong Dieu 16 na1"n,dr.ph6p luAt tri€nhanh. Co phdn ph6 thdng do PVI mua l4i la co phieu qui' va HOi donpr cluin tri coth6 chdo b6n theo nhirng cach thuc phu hqp v6'i quy dinh cua Di6u ll€ nay, L,u6:tChung kho6n vd vdn bAn htrcrng d5n li6n qluan.

8. PVI co th.! phat hanh circ loai chimg khozin kh6c khi rlitroc []ai hQi <ti\ng r A t A . , | ^

t ' , \ I \ | , ' a ' 1 " ' l 1

co dong nhat tri thdng qua lbang v'dn bAn vd phir ho. p voi quy clirrh cria phap luAt vechung kho6n vA thi trudng r:himg kho6n.

\ ., /Di6u 6. Chrlnrg chi ci i phi6u

1" Cd ddng cua PVI ducrc c6p chfng chi hoac chtmg, , . | ' ' \urlg voi so c6 phdn r,'a loai cd phAn scr hiru, trtr trucrng hqpcua Di6u 6.

2. Chung chri co phiOu phai co dAu cria PVI va chir ky'cua Clhrii tich HII)Q'Thopc Nguoi dugc u:/ quy€n theo c6c quy ctinh tai Luflt Doanh nghiQp. C.hu'ng chji co

, . A t t . , ' ' ' '

phi€u phai ghi 16 s0 ltrcrng va loai c6 phi0u mir cd d6ng ndm giii, hg '','e tOn ng;uiri/ / 4 ,

ndrn giu (ndu la cd phi6u ghi danh) va clrc th6ng tin kh6c theo qu)'clinh cua l,ufltDoanh nghi6p. M6i chung chi co phi6u ghLi danh chi dpi diQn c,ho rn6t loai c6 phAn.

3. Trong thcri hAn rnudi ldm ng,a), te tri ngay nQp ddy clu tri\ scv dd n.ghichuy6n quydn so hiiu c6 ph'An theo qu),dinh cua PVI hodc trong thdi han hai thAng, ' \ '(hoac co th6 lAu hc'n theo di6u kho6n ph6t hrinh qtly dinh) hd tir ngay,thanhr to6nduy du tidn mua co phdn tkreo nhu qu)' digh tai phucrng in phit hanhr co phi6u cfiaPVI, ngudi scy hiru s6 c6 phAn sd duqc cAp chrmg chi c6 phitlu, Ngucri sro hfrrl c6

r ) . , i ^ 1 a . t y \ \ / y 1 r ' 1 - t - . - - - l ^ ? ' '

phdn khong phai trri cho PVI chi phi in chung chi c6 phi0u hodc lbAt kv rrtot lrh oinphi gi .

4. Trulng hqp chi chuy6n nhugng mQt s6 c6 phAn ghi danlh trong rnQt.!*g chi co phi6u ghi danh, chtmg chi c[ sE bi huy bo va chtmg chi rncri ghi rLhflns6 c6 phAn cdn lai sd dugc cAp miSn phi.

5. Trudng hr;D chung chi cd phi6u ghi danh bi hong hodc b! tliy xoa hoac bit L

' ' . . A t a \ . o | - "

' 1 | 1 . , , )

d6nh rnat, rnAt cdp hodc bi ti6u huy, ngucri so hiru co phieu ghi clanh do co th0 yOu

nhiin c6 phi0u ttr,rrng,qu)/ dinh tai Kho itn 7

cAu du:oc' ' l & , i ,

s(} nLru cocAp chimg chi c6 phi6u m6i \,6i didu kiQn phai dua ra bing chrung vii vigc

t ) . \ . iphAn vd thanh tohn mqi chi phi lien quan cho PVI.

6. Nguoi s<i hiru chrung chi c6 prhi,0u r,6 danh phai tu: chiu triic,h nhi6nL vAviec bao qu6n chung chi vd PVI sE khdng chiu trdch nhiQm trong cric trucrnU hgpchrmg chi nay bi mlit cdp hoic bi su dung voi muc dich lua dho,

7 . PVI co th,5 ph6t h,iinh c<i phan ghi danh kh6ng theo hirrh thft,c chunlg r;hi.T r ^ . + ) i

' ' t \ 1 v 1 ' + . . t r 1 / ,

HQi ddng quirn tri cti th6 ban hanh vdn b6n quy dinh cho phdp c6c c6 phAn ghi d;anh(theo hinh thuc chung chi hoac,kh6ng chring chi) duoc chuydn nhu:qnrLg rnd khringbat buQc phai co viin b6n chuy6n nhu'ong. H0i dong quin tri cti, thO ban hhnh c6cquy dinh vO chrmg chi va chuydn nhucrng cd phAn theo chc c[u] clinh .cua l-,ufltdoanh nghi6p, phdp lupt v6 chung khorin rrd thi trucnrg chtmg khoan vd Di,3u l0 nay.

DiAu 7. Churrg chi chri 'ng khodn khfc

Chung chi tra.i phieu hodc c6c chrrng chi chung kho6n khi,ic cua PVI (trtr c6cthu chdo ban, c6c chirng chi t?m thdi'u'a c6c tdi liqu tucrng tql), sC ducvc phat hanhco d6u vd chir ky nLdu cua clai di€n theo ph6p lupt c:ua PVI, trt trucnrg hqp nLii c6cdiOu khoan va didu kiqn ph6t hanh qu)' dinh kh6c"

Di6u 8. Chu)'6n nhutyng cO phfin

1. l6t ch c6c: cd phAn d€u co th6 ducyc tq do chuy6n nhur:rng trtr khi Di€u lqnay v'a ph6p luAt cr:i quy dfnh kh6c. tlti phieu niOtrt yet tren Str Giao dich Clhungkhoan/ Trung tAm rGitro dich Chung ldrodn s,3 ducrc chuydn nhuqng theo c6c quydinh c:ua phap lu4t vO chung khoan r,d thi tnrcrng chung kho6rr cua So Giao rlichChuns kho6n/ Trune tdm Ciiao dich Chrme kho6n.

2. CO phAn chua dtroc thanht , A ,

hucrng. co tuc.\ \ . r \

Di6u 9. Thu hdi c6 ph6n

\ ,to6nL dASz du kh6ng duoc chu!'6n nhugng '"'6

l. Trudng hqp c6 df;ng khong thanh to6n driy du va dung h?n si; tien phaiA

' t . ' . , i A i t \

trdr mua c6 phi6u, li{6i d6ng quin tri th6ng br6o vdr c6 quyen y'()u cAu c,(r donp; do/ \ t \

thanh to6n sd ti0n cdn lai cung vtri l6i sudt tr6n khoan ti6n do vii nhfrng, ch i phi ph6t.

sinh do vi6c khong thanh to6n ddy du gliy ra cho PVI theo qu,)' ,Jinh.

2. Th6ng b6o thanh to6n nOu trdn phai ghi 16 thdi harr lhanh tohn mcii (toi. t . A r \ r 4

' . | ^ "

thi0u [a bay ngay kr) trr ngdy gui ithdng; bao)' clia di€m thanh todn va thongi b6o phaighi rd trucrng {rqp kh6ng thanh to6n theo dun65 y6u cdu, s6 cd phrdn c}rura thanh toanLh6t s6 bi thu h6i.

\3. Trudng h,/p c6c y6u cAu trong th6ng b6o n6u tr6n khfrng cl'urrc rthuc tri6n,,

truoc khi thanh to6n dAy du tat cA c6c, l,:hoan.phgi nQp,c6c khoan lhi va cac chi, phrlli6n quan, HQi ddnll qu6n tr! co cluy6rr thr"r h6i sd c0 phdn do. Ilrii dong quAn tr:i cirth6 chAp nhAn vi6c giao nQp c6c c6 phlin bi thu hdi theo gry dirrLh taiL c6c KhoAn 4,5 r,'a 6 r'd trong c6c trucrng trqp khdc duoc, qu)' dlnh tai Di6u l€) niiy.

4. CO phAn l:i thu hoi sO tr:o thiinh tdi si6n cua PVI. H()i ct6ng quan tri, A r v

u , , / ' 1 A

t / '

truc tiep hopc uy qryOn b6n, tai phAn ph6i ho[c giti quyet cho nguoi da soc(r th€)

'f d ]

n.ull cc)

phAn bi thu hoi hopr: cac doi tugng khdc theo nhirng di6u kiQn var c6ch 1.huc mri t{Qid6ng cludn tri thAy liir phu hqyp.

F - 1 A ' a \ t

, . . 1 . , ' ' '

5. Co d6ng ndrn giir cd phlin bi thu h6i sE phai tu bo tu cdch ce, d6ng ddi voinhirng cO phdn do, nhung v'An ptrai thantr to6n tdt c6,c6c khoan tiAn r:o liOn quancQng \/oi tien l6i suriit vao thoi diem thu hoi threo quyet dinh cua I{Qi dong quanL tri, i , \ \ r \ / \

k0 tu nga)' thu h6i cho den ngay thuc hiQn thranh to6n. FI6i 116119; quan tri co tr:anquy6l quy6t dinh viQc ju6rrtg ch6 thanh fsr6n todn b0 gi6 tri c(i phi€u viio thoi diemthu h6i hodc co th6 rniSn giam thanh todn mQt phAn hodc todn bQ s6 tidn <Jr5.

6.'l'hdng b6r: thu hr\i s0 cluoc g;ui d6n nguiri nfm giir r:6' ph6n lri thu h6itrucrc thdi di6m thu h6i. ViQc thu hoi r,h.n co hiQu ltrc k6 cd tronEi l.ruorng hqp co sai

, l - 1 4

sot hoiic bAt cAn trong vi6c g;ui thdng b,6.o.

v. co cAtlfo cHuc, QuAn Lv vA K|EM soA'T

Di6u 10. Co',:ffu td chric qurin lyA ( i I | a r ' ' h ! " i ) .

Co cAu to chirc quan ly cua PVI brao gorn:\ t

a. Dai hQi cltrng cO d6ng;r y y ^ . + lb HQi dong quan tr i ;

c. Ban ki6m soiit;t . F ; . . ,

'

d" 'fong gianr doc;

e. Cdc c6n b5 qu6n l;2 khac.

VT. CO oonC VA DAI HOI DOI{G CO OOXC

Di6u 11. Quy'6n cfia 16 Odng

1. Cd ddng c,ia PVI bao g(\m:

- Cd ddng sr6ng lQp: Tap doan DAu khl Quoc gia Vipt Narnt

- Cd d6ng phd thdn;g: la c6 d6ng so hiiu c6 phdn ph6 th(rng cua P'y'[;

Cd d6ng la ngucri chu so hiru P'VI, co cac quydn va nghia v'U trrcrng Lmg theoI ^ r I \ | . . , 1 '

t a 1 . t Iso co phAn va loai c6 phAn ma h,g so hirur. Cer d6ng chi chiu trdch nhiOm v€ nt;r r,'acilc nghia vp tai san kh6c cua PVI: trong pham vi s6 vdn dd gop vdo P\/I.

2. Nguoi n6tt giir cd phAn phd thdng c,5 c6c qrry0tt sau:

a, 'fham gra c|,c Dai hdi d6ng c6 d6ng vd thuc hiqn quyen biOu quy6t truc

, A r v . r r . r . ^ r " ) ,

tiepr ho[c thong qua dai diQnr dugc uy cltryr:n;

b. NhAn cd tuc;

c. Tu do chuy6n nhurgng r:6 phrAn dd duoc thanh to6n dAy du theo qu\/ r:tinh' , ^ ' l r ^cua f)reu 19 ndy vir ph6p lupt hien hdnh;

1 0

d. Dugc uu ti6n mua cd phi6u nr6i chrio b6n turrng tmg r,'oi ty

phO thdng ma ho so hiru;, a

e' Ki6m tra cdc th6ng tin lien Qr''lilil don c6

tu c,6ch tham gia :Dpi h6i ddng cd d6ng va y€u

chinh xlrc;

f. Xem x6t, tra cuu, trich luc hodc sao chyR DiAu tQ, so tri6n tlan holl lDai

h()i dong c6 d6ng vii c6c nghi quyet cua Dai hQi d6ng cd ddng:

, g, . 'fru.crng 6crp,PVI giai th6, ducrc nhAn mOt phAn tdi s6n cdn lai tr.rcrng. ,^?

vryi s6iO pnan Eop v6n vao PVI sau kltri PVI dd thanh to6n cho chu no vi s[c: c6

d6n.g lopi kh6c theo quy dinlh cua ph6'p' luiit;

h, Yeu cau PVI mua lpi c0 phrln cua ho trong c6c truryrlg hc.rp qu:i dintr

Di€u 90.1 cua LuAt Doanh nrghi0P;

10 c6 phAn

dgng trong rCarrh s6ch cd ddng, ducdu sua ddi cdc therng tin kh,3ng

t+i

i. Ctrcquy€n khSc theo qu),dirrhr cua Didu lrg na)'va ph6pr luAt.

3 " CO eOng hoZrc nh6m c6 d6ng nilm g5iir tu' 6% tdng sd cd phAn PhO thL6ng,

tlotrg thoi h?n lien t:uc tu sirrl thiirrg trcr lOn co 06c quyen turr:

a. DO cu c6c thanh vi6n Hgi ,:ldng qurAn tri hoiic Ban kiem sodt theo quy'

dinh tuong tmg tai cac Di6u' 24.3 va Dri,iu 35.l';

b. Yeu cAu triQu tflP Eai h,Oi ddnq ,:6 d()ng;

c. Ki6m tra vd nhan ban rsao l'roflc bdn trich d6n danh stic,h c6c cr) d6n,r; c6; .

' s l I + ^

qu;r€n tham du va bo phi6u t4i Drei h0i dong c0 d6ng.

d. yeu cAu Ban ki6rn so6t kiOrrn tr:a tilng ,rAn dA cr,r th6 li6n qLlan d6n quan

l.t?, did; nJnn hoat rl6ng cuzr PVI khi xeit t:.h6y.5",ttri6t. YOu cAu phai th0 hien binS;

i:an ban; ph?i co hg, ten, rJia chi thui.nrg tru, qu6c tich, .t:

G]ii)' ..lYng

rninh rLhiin

dAn, H0 chi6u hoiic chtmg thgc c:6 nh.iin hqp ph6p kh6c d6i v6i c() dong lu c6 nhAn;

t6n, dia chi thucnrgg tru, qudc tich, r,., quLyet {inh thdnlh l4p hoflc s6 dang ki' hinh

dosnh rloi voi .o dot-tg la t6 chur;; s6 lrrong c6 phAn vd, thdi clieim ddng kf cd phAn

.",r ,r"q.a ddng, rdrig sd c6 phlin .uu .zi nn,t- .o d6ng ,ud qi l0 scv hiru "lrong t6ng

so co phan cua c6n gty; vdn de cian kiorn tra, tnuc clich lciOm tr:a;

€). C(rc qu1,0n kh6c d:uoc quy dilh tai Didu l() nay.

Didu 12. Nglhia vU cfia c6 ct6ng

tl6 dOng c6 nghia vu sau:

l. Tudn thu DiAu lq vd cdrc quy ch6 ciia PVt; ctr6p hanh quy'Ot dinh cuer E)4i| ^ . + l I

'

hQi dong co ddng, HQi d6ng quin tri;'2. Thanh to6n tiitn nlua c6 phAn clir dang ky mua theo quy dinh;

l. Cung c6p dia chr chinh :r6c khi danig ky rnua c6 ph6n;

,4. Hodn tkrdnh c6c nghTa \/u khr6c t[heo quy dinh cua phapr luAt hi€n hanh:;

5. Clhiu triich rrhiQm c6 nhAn khi nhAn danh PVI: duoi mpi hinh thuc c16 thUc

hiOn rndt trong clic hirnh vi sau dAy:

l l

a. Vi phqm phap luQt;,,

b. Ti6n hanh kinh doanh vd c6c giao dlich kh6c dO tu lqvri ho[c phuc v'u loir i , L l

ich cua t,6 chuc, cd nhAn khiic;

c. 'fhanh

todn c6c khoAn no chtra d6n h?n tru6r: ngu)' c,rr tai chfnh co th6. , , + 4 .

xily ra doi vcvi PVI.- a \ ?

Di6u 13. D4i hQi t l6ng cd d6ng

1 , Dai hoi d(\ng c6 d6ng ld co q uan c6 thArn quydt cero nhAt cua PVI. lDAi

hr)i cd cl6ng thircnrg niOn ct,rgc tr5 chirc, .ndi ndm nr6t lAn. Pai hoi clt)ng cO cl6ng

phai hgp thucrng niiin trong thdi han b(irn thd:ngl, kti tir ngay ket thtic narn tiii chin.h.

2. Hgi d6ng qua.n tri td clhuc t.riOu tflp.hqp Dai hQi dorLg c6 cfong thuirng

njL6n vii lu:a chon.tiu'AiOm phu hq1p.Drai h6i AOng-cd d()ng thu<rng ni6n cluyet clinh

nhfrrng vAp dA theo quy dinh .ru ph6p' tuiit vd Didu lQ, d4c biqt thdng.quia c6c b6o

ciio rai chinh hdng ndm va ng6n sdchr tai chinh cho nii,m tdi chinh ti6p ttheo . tl,6c

ki6rn to6n vi6n dQc lQp duqc miri thanr. dur dai hQi d0 tu vAn cho viQc th6ng qua cac

b6o, c6o tai chinh hirng ndm.

3. Hgi d6ng quAn tri phAi tri6u tAtrr D4i hQi cldnfl cO d,Ong bAt thu'r.rng trong

cac trucrng hqp sau:

a, Hgi d,5ng qudn tri xdt th.Ay ciln thiet'vi loi ich r:[ra P\l;

b. Bang cAn ddi k6 to6n hiing rLdm, c6c bao c6o <1uy hofc nua ndm hodc bao

cac, ki6rn toan cua ndm tai chinh phan 6ntr vdn di6u le de bi mAt rr6t rrira;

c. Khi so thanh vien cua l IQi dong quAn trf it hon s,O thhnhphhp qlry dinh horic: it hcyn mQt nira s6 thanh vi6n quy dinh trong DiAu

vien rnri luA1.lq ;

I .3 cua Dieu lQ na;, y6unghi. Vdn bdn kien ngh;iky cia c6c c6 d9ng liOrrdu chir ky cua tdt c6" ciic:

J 1

d. CO ddng liroZrc nh6m c,6 rj6ni.{ quy dinh t4i Di$u 1) , . A A

\ ' r t 4 - - - - Y - ^ l -

'

cdur trieu 6p DAi hQi cl6ng c6 d6ng bang rndt vdn bdn ki6ntr"i€ru tflp phai n6u 16 ly do vd mpc dich cu6c.hgp,sf s;hirq,r,,,r (i:an ban ki€;n nghi co th6 lrip tharrh nhi,5u bin d6 cocd d6ngl co li6n quern);

e. Ban ki6m soSt yOu cAu tri6u tapr cufrc hqp t6u Ban ki(im solrt cri ly d,c tirr

tr;rirng rdng c6c thanh vi6n Hgi d6ng qulur tri,hoflc can bd quiin l;f c6p cao vi plham

nLghiern trong c6c nghia vu cua ho theo Di€iu 119 LurAt Doanh nghiep, ho[c Hgi

dlorrg qruhn tri harrh dQng h,rdc cri y dinh hanh dQng np;oai ph?m vi quyen han cuit

nninh:

Chc tru<xrg hqp kh6c threro qu:/ <linh cua ph6p luat va [)ieu 10.

l'rieu tflp hqp Dai hdi dc,ng c6 ct6ng b6t thucrng

a. Hgi Oo,ne quAn tri.phai tri0u tApr hgtrl Pai hQi rl6ng cO dr)ng trong thiii hanba mucri ngay k6 tu ngay sO thanh viOn I{Qi rl6ng cluanL tri con lqi nhrr qu{ din-h tqiI(hLoirr 3c Didu 1.) hoflc nhAn duryc y€u criu quy dinh t4i Khodn 3d va 3e Di0u 13.

b. Truong h,qp Hgi rJ6ng qu6n tri khdng triQu tflp hqp DAi trQi {9n,g c6 rJon13theo quy dinh t4i KJro 6n 4a Di6u 13 thi trong; thdi han ba muoi ngdy ti0p theo, Ban

f.

4 .

12

ki6rn sorit phai thqy the Hgi dong cluirrr rrr"i tri6u tpp hop Dai h()i d6ng cd dong tl:reo

quy dirrtr Khoan 5 Dridu 97 LuAn Doanh nghiQp.

c. llrulng h.Ip Ban ki6m so6t khtrng 1"riQu tOp hqp Dai hOi d6ng co d,5ng

theo quy 6inh tqri Khoan 4b Di0u 13 thi trong thoi hpn ba mucvi ngal'ti6pr theo, c0

d()ng, rrirci,rm c6 d6n;g c6 y6u cAu quy dinh taifhohn3d Di6u 1-l co qu1'An thay the

H0it6ng ,qLran tri, []an ki6rn solrt i.ie, tflp, hgp Dai hQi ct6ng cO clong theo qu]' cllnh

KhoAn (i Dieu 97 l;tdt Doanh nghri0p.'frgng trudnpS hqp ndy, c6 d6ng hopc nhom c6 d6ng trieu tQp hqrp Dai hOi

d,5n,g cd cll,cng co tht) dO nghi co quan dang b? kinh cloarLh gi6rn s6t r,'i6c trlL6u tAlr vd

ti6nL hAnh lhq,p n,3u xdt th6y cAn thi6:t.

d. 'fAt ca chi phi cho vi6c trieu t4p va ti6n hanh hqp Dai hQi dong c6 dong sE

ducyc I,Vl hodn lai. Chi phi,niry 1.:h6ng; bao gc'm nhung chi phi do co dong chi tieu

khi tharn dWDai hQi dring c6 d6n1g, kO cA r;hi p,hi dn ovd di lai,

Diiiu 14. Qu),dn vir nhiQm !'U cria Dai hQi tl6ng ,16 d6ng

1. lDai hQi rJ(\ng cO ctr3ng thrrcrng ni6n c,5 quyiin tkrAo luAn vri th6ng qua:

a. 186o c6o trii chinh kienr to6n hang ndm;

b. Bao c6o cua Ban kiOm r;o6t;

c. 86o c6o cua HOi d6ng cluin lri;

d. Ke hoqch phSt tri6n nglirt han v'ir dhi han cua F'VI.

2:." Dai h6i d6ng c6 d6ng tlnucrrrle:ni6n va bAt thucrng th()ng qLIa quy6t rlintr

b[ng vein ban vA c6c u6tt d0 sau:

a. T'h6ng qua c,6c bao c6o tai chinh harrg ndnr;

b,. Muc sg 1ic thanh to61 trang rrbm cho T6i \oai :6 llAn phu.hqrp.voi I-uQt

Doanh np;hiQp vd c6c quy€n ghn li6n v<ti loai cO phAn do. Vlirc c6 tuc nay klldnS;

cag hryr,n*C ma I{Qi dpng quirr tri cle:nghi sau khi ctd tharn khao r,'ki6n c6,l cd

dtong tqi :Dai hoi ctc,ng co dong;

o. So tucrng thanh vi6n cua HQI d6,ng cluan tri;

c[. [,Ua chon cdng ty kiern to6n;

e. Bdu, bdi mi€n vdr tha1, rth6 ttranh viOn I{Oi d6rrg qu?n tri va l}an ki6m soat\ 1 A I 7 ' A - r r ^ ' * t

| ' t \

va ph,3 chuAn viQc HQi d6ng quin tri b0 n,hi6nir T6ng girim d6c diOu hanh;

1. T6ng se, tiAn thi lao c,ta c6c t.hanh vi6n IlOi d6ng quan tri vti Bdo ciic, tiArn

tl'rir lao ciia Hoi dong quan tri;

U. I]6 sung va sua cl6i Dii)u le PVI theo dd xuAt cua H6i d6ng cluhn tri;

[. KO hoAch ph6t hdnh bc, sung,;ac c6 phrin loai c6 ph0n vii sCr luong c0

phAn nrc,i sd dugc pilat hanh ch,r mOi loUi c6 phAn,c6g tr6i phi6u chul'On dOi,c?c

quydl chon vir c6riq.rydn kh6c,, theo eA,ruAt cira IJQi ddng quan tri, va v'i6c chuy€n

13

nkrucrn5l c.5 phAn cua thdrnh vi6n srd,ng lap trong vdng bzr ndm dAu tien k0 tu Ni:lay

tharrh lflp;

i. r(lhia, t6ch, hqp nh0t, siip nhAp hodc chuydn doi PVI;

j. 1io chuc l3i vd girii th€ (thanh l;i) P\rI vd chi ctinh ngtrbi thanh ly theo dO, \

xudt cira I.[6i dong quan tri;

l(. I(i6m tra r,,a xu ly c6c vi phprrr cua FI6i d6ng clu6n trf ho4c Ban l<i6m soiit

giry thiQt hL4i cho P\rl vd c6c co rJ0ng cua l?VI;

1. tluytit dinh giao rlich brirr tai san P\,/I hoqc c(ing ty truc thuQc,chi nh,6nh

h,rdc g,i361 dfch mua co g\6tri tu 50oti, trrv l6n t6ng gi6 tri tdi sin cutr P\/l va c6c

c()ng iy tnuc thuQc, chi nhanh cua. PVI rlugc ghi trong b6o c6o tai chinhr dd duoc

kieln tori:n gan nhAt;

nr. IPVI rluut 1ai hon l0% nr6t loai c6 phrAn ph6t hrinh;

n. 'ViQc f6ng gi6m ddc dii)u hanh <16ng thdi lam Chu tich f{oi deingl clutin tri;

o. IPVI hoflc c6c c6ng ty 1rr,r.c thu6c, chi nh6nh cria PVI ky k6t hqp d6ng .vriinhting ng,ucri dtrgc q*y dinh t4i Didu 1i10,1 crha Luflt Doanh nghiQp voi gi 6trt trdng

hoiic lon hcyn 20o/o iOtrg gi6 tri tiri san cuLa P\/I va c6c c6n"g t)' trgc thuQc, cac, chi

nhlinh c,[rer PVI du'<rc ghi trong b6o c6o rtrii chinh dd ,Jug,; ki6m to6n gAn nhAt;

p" Cac u6n clti khac theo qlry dinh cua Didu lg nay va c6c qu)' cne nrac ctia

PVI ;

3. C6 OOng l<h$ng duoc tham gia tro ptri6u trong c6c truong hE, sau dA5':

a" Circ hqp dong"quy dinh t4i DiAu l,+.2 Di6u ].q nuy khi c6 ddrrg do hoiic

ngrroi co liOn quan toi c6 d6ng dri la rrr()t b6n cua hop d6ng;

b,. ViQc mul co phrin cfia cd cl6ng do, ho{c cua ngucri c6 li6n quan tiri c6

dlOrrs dr1.

4. l'at ch c:dc nghi quy6t vd cac .rhn AO Aa duoc d*? vao chuong trinh hqpprhAi du:crc clua ra ttrAo luAn va bi6u quyOt tAi Dai h0i d6ng cO rJong"

Di,bu 15. C6r: et4i diQn dud,c ft)' quy6n

It . Cac cd dOng co qrydn thanr dW Dai hQi d6ng cO d6ng theo lur)t phd p co

th€: tnrc ti€p tham dU hoac ui qurydn cho d?i.diQn cria minh tharn du. Tr:uonq f,ryc,o nhi6u hon mQt ngudi dai diQn theo tiy quy6n dugc cu thi phAi x6c dinh cp thLO srj

cd phAn'v'a s6 phi6u bAu cua m6i ngutri dai diQn,

2. !'iQc uy r1u1,An cho ngrrrri dpi di6n clU hqp Dai hQi dong co c16nLg phaii lap

thirnh'n,6n ban thec, rndu cua P\{ .ra phai co chir ky ther: quy rJinh sau dAl':

tL. Truong krgp c6 dong cii nhAn la nguroi uj, quydtt thi phai co chfr'ky cria co

dong do 'va nguoi rluoc uy quyen du hqp;

ll. -['ruong hql ngudi dai ,CiQn theo uy qrydn cua cO dong la to chuc le

lguoii u:r quyen ttri phai,.o chti ky cua nguoi dpi di(in theo uy qu)'en,, ngud'i <tai

rliQn the<l phap lupt cua c0 dong vd ngtrtri duqc uy quyOn du hqp;

l 4

o. "l-rong tnrcrng hqp kh6c thi phai co chir k!' cua ngucri dai dign tlheo ph6p

luiit cua c,i, ddng v:i ngudi dugc u''i quydn du hqp.

Ngtrdi dugc uy quyAn dU h,cp Dai hQi ddng c6 d6ng ph6i nQp vdn ban uyX r r

quyen tru,irc khi vao phong hqp.

l. 'lirulng lrrlp luflt su thay mat cho nguoi uy cluyAn ki gi61'chi dinh dai

di,3n, vidc chi dr.nh dai diQn trong; trucrrrg hqp nay chi eiugc coi la co hi€u luc rr6ugi,i1r chi ctinh d4i rJiQn do dugc rlo6t trinh cung v6i thu uy quy€n cho tuqt su hodc

biin sao h,:rp 16 c,ua thu uy quydn ct6 (ndu tru6c do chua ddng ky viri P\/t).

,4, .fru trucrnlg hcr-p quy dinJn t4i klhoan 3 Di0u 15, phi6u bi6u qu1'6t cua nguiri

dr,rcyc ury, <1uyAn dg 'hqp

irong pharrn vi rlugc ury quyCtt .,r6tt co hi6u tuc khi cti rnQt

trong c:6c l"rulng hqp sau dAy:

iv. l\guoi uy quy6n dd ch6t, bi hrur ch6 ndng lUc henh vi dAn sp hodc bi miit

nr,rng h;c Jhranh vi dAn su;

vi€)c chi clfnh uy' quy6n;. r l X ? \ r t l 1 : 1 ' A

bo thAm quy6n cta ngubi thuc hierr vi0c: uyI

qu)'en.

Eliiiu khoAn rB.y, sE khong 6p dung; trong truong hqp PVI nhAn dtrgc th'6ng

biic, vO mQt trong c6c su kiQn tr6;n b6n rrruoi t6m gid truoc gio' khai ffrac cudc hq'p

DaiL hQi d6ng ci, dong hodc truoc kJri cuQc hop duoc, tri€iu tpp 19i.

Diiiu 16. Thary rtdi c6c qu1'iin

1. rC6c quydr: dinh cua Dai hQi clr\ng co dong (trong c6c trudng hcrp qu)' ,llfnh

tai Diett l4.2.li€n quan den v6n c6 phAn,cua PVI ducvc chia thanh c6c loai c6 p,hfin

khlic nhag) vd vi€c thay OOi no6c huy bri c6c quyAn dar; biQt g5n liOn vcri tung loai

c,i phlil sE chi dtrcrc th6ng qua ldhi cr5 sr; nh6t tri bdng vdn ban ciia nhiing rriguoi

n,itn giti lt nhAt 750,6 quyen bi6u rluydt cua c6 phdn dd ph6t hanh 1o4i d6., .

2. Vi0c to chuc mQt cuQc trqp nhu trOn chi co gt6tr\ qi,co t6i thiOu hai cO

<1,5r* rikroiic dai di6n dugc yV lu.f 3n cua h9) va ndrn giir toi thi0u mOt phAn ba,. qta.trr.i.m6n,h giitcria c6c cd phAn lo4i d6 ci2i prh6t hanh. T'rucrng hqyp kherng co du sd dai

b,i€u nhu n6u tr6n thi s€ t6 chuc hqp lai trong; vdng ba muoi ngay sau do va nlrinrg

nLgudi,nettr giir ct) phAn,thuQc loai do ('kh6lgi qlru thuoc vao so lucrng ngutri r,'ir sd

c,5 phrip) co mirt tr,irc ti6p hoflc th6ng qure daji diqn duorc uy quy0n dOu duoc coi lir

dtu s6 lu</ng d4i biOu y6u cAu. Tai cac cuQc. fql ri6ng biqt n6u

lt:tt:. nhirng nFYoi

rr[rn g;iu c6 phb ttruQc loqi_do c.c mflt !.tt.,i:P.ho.a: q]r,u nguoi

^dU.i.diQn,c[6u, cri t]r6

y,6u ciiu 'bo phi6u kin vir m6i ngudi khi bo phi6u kin d6u c6 mQt ld ptriOu cho m6i

c:o phiin iio hiru thu6c 1o4i do.

3. Thn tuc ti6n hdnh c6c r;udc ,hop riOrrg biqt nhu vay dtroc thuc hiOn trrcrng

tr.r vdi c6c quy dintr tai Di6u 18 v'dr Di0u 210.

\. Tru khi c:6c diAu khorin phat hanh c6 phAn quy dtnh kh69,c6c quy0n ddc

bigt ghn ltien voi c6c 1o4i cO phliri.o quydn uu ddi d6i v6i m0t t6 hu6. tat ct\ citc

b. l\gucriL uy quy€n dd huy bo

c, 1\guoi uy qrrydn da lnrlr

l 5

vj,n dd lien quarl den chia se lgi nlhuArr hoic tdi s6n cria PVI s0 kh6ng bi thay doi

khi PVI phat hanh th6m c6c c0 phAn ciirrg loai,

Di6u 17. Triigu t$p Dai hQi tl6ng cd ,tdng, chudng trinh hgp, v'i thriine

b:ho hgp Dai hQi cl6,ng cd el6ng

I I{6i ddng qudn tri tri6u tap Dai hQi ddng cri d6ng, hoirc Dai hQiL c16nEr cd\ \

d()ng du'gc tri6u tap theo c6c truontg hqp quy dinh tpi Di,3u 13.4b hoflc Dieu 13.tlc.

Z. lrlguoi rri€,u tap Dpi hQi dtdng c(i d6ng phai thu:c hien nhirng nhi€,m vu sau

dri"y:' , f

it. ChuAn bi danh sdch cric, c6 dfrng du di6u kiQn tham gia r,'a bi6u qu;'6t ttri

d4i hQi trong vdn;g ba muoi ngay truoc ngd), bat dAu ti6n hanh Dai hc)i d6npr cd

dr:ing; clrtrcrng trinh hgp,vd c6c tai liQu th,eo quy dinh phi hqp r,'oi lupt phtip vd c6c

qLry'dinh cua PVI;

b. Xac d[nh thoi gian va diLa diem t0 chuc dai h6i;

c, 'fh6ng b6,c va gui thong b6o hqp Dqri hdi ddn,g co ddng cho tdt cit c6,:: c6

ddng c,6 cluyOn dU hLgp.

3. 'fh6ng b6o hqp Dpi hQi ddng cc, d6rrg phai bao g6m chucrng trirrh hop vd

c/rc thri165 rin lien quan vA c6c vlin d0 s0 dugc"thfro.lu6n vd biOu qu5,0t t{li dai be'i.DOi ucii .iic c6 rJdn1, AU thy'c hiQn',riqc- luur ky cO phieu, rfh6ng b6o, hep Dpi hQi ctorrg

c0 d6ng ,:,o th6 duqic gui d6n t6 chuc luu ky. di\ng thori c6ng bo trOn phucrng ti(in

th,dng tin cua So Giao dich Chtrng; kho6n/ Trung tim Giao dich Chrmg kho6n, tr(!n

lvelbsite c:rua cdng qy,.mQt tcy bSo,trung ufilg hodc rn6t to bao dia phrto:F,noi PVI

dr51g tru sio chinh. Ddi voi c6c c0 cl6ng chua thuc hiel vi6c luu ky c6 phiOu, ttr6ng

brio hoJr :Dpi hQi cle,ng cO d6ng cr5 thO clu,cc gui cho c6 d6ng bang c6ch chuydn tlin

tay,ho{c g5u'i qua btru diQn bdng prfrucrng tlhucbao derrp toi dia chi da dang ky'cria c6

6l,5ng, hroiic toi dia chi do co rJdrrg d6 cung cAp d0 p,huc. vg vi6c gui th6ng tin.';rtrong hLrcD c6 de'ng c15 th6ng b6o.cho PVI bling v6n"ban v0 so fax hoirg ctia ch,i ttru

d i6n tu, 1h6ng bao hqp Dai hQi d,5ng c,6 dong co thO duoc gui toi s6 fa>r hodc dia

chi thu diQn tu d6. Trudng hqp ce, d6ng ld ng;uoi ldm viQc trong PVI, th6ng b6rc r;o, 1 ' ( r1t.re crr,rng rrong phong bi d6n kin gui tqin tay h.qr tiri noi liim vi6c. Th6ng b6o hqp Dai

hLdiL dt;ng ci d6ng phiii dugc gui truoc it nh6t mudi l[rn ngay truoc, ngay hQp DAi

hr{)1 di)rrg c6 ddng, (tinh tu ngay rna thorrg blio duc'rc gui hopc chuy6n di mOt c6ch

L,gp le, Jtroc trri .tro. phi hofli drroc bo vao hom thu). lfhdng blro hep Dai h6i c[6ng

c,6 d6rrg phai dug'c cdng bd tr6rr website cua PVI ddng thdi 'u'oi vi6c gui th,6ng, b6o

ctro clic cd d6ng.

4. Cd d()ng hoflc nhom ct\ cl6ng d:uoc d€ cAp tAi DiAu I1.3 cua Didu l€ ndy

cri quyen d0 xuAt"c6c'vAn dd dua vdo-chuong trinhr hqp Dai hQi dong .o dong;. DO

r,uAt ph6i duoc ldnr bing 'v'dn brin va phdi ducrc gui cho C.ong t)' it nhAt bzr ngiry' lamyigc tlrirc ngay Krai m?c Dai h,Qi dong cd ddng. DO xuAt phAi bao g6m ho vir tOn

co'd6ng, su luqrng va lopi cd phlin trgooi do ndm giti, .rd noi dtrng dO nghi dtra vdo

chucrng l.r:inh hqp.

1 6

5. l.{gudi triQu tap hc.,p Dai hOi rJong c:6 d6ng c,5 qtyOt tu chiii rrhirng d':

xrr6t li$n quutr d6n K.hoan 4 uiaDi,5u l7 trong c6c trudnig hcr,p sau:

tr. ,D6 xu6t d,ugc gui d6n kh6ng dfng thoi han h,o[c kh6ng du, kht)ng drhng

ndi dung;' , '

b. \/ao ttroi di6m d6 xu6t, .o dong hodc nhom cri d6ng kh6ng co clu it nhZit

6o)'o co phr).n ph6 th6ng trong thdi gian [i0n tpc ft nhdt s6u th6ng;

c. \/An aA Aii *u6t khdng thu6c ptram vi thAm qlrryAtt cua Dai hqli dorrg; cd

di)ng ban bac vd ttrerng qua.

6.llQi ddng quirn tr! phai clrudn bi dU thao nghi quy6t cho ttmg v'arr d0 trong

chu'crng trinh hqp.

7. -frucrng hq1p tdtcitco d6ng dpi diQn 100% sri cO phAn co quy6.n bi6u quyOt

, ) i . ' - ' : . r ^ - r - - . ; ' ^ + ' ' '

tn-rc tiep rham du hodc th6ng qua ctai diQn duo'c uy cluyen tgi Dai hOi ddng; co dOng,

nltriing qr.yet dlnh clugc Dai hQi d6ng c6 ddng nhAt tri th6nq:uu deu dtroc coi la

hqry 1e ke cdr trong truirng hqp viQc tri6u t(ip Dpi hQi cl6ng c6 d6ng kh6ng theo d'ung

thu tuc hodc ndir durrg bieu quyet khdng cr5 trong chrrcrng trinh.

Didiu 18. C{c rliiru kiQn tiiSn h}rnh hgp Dai hQi tl6ng cd tl6ng

1. Dai hQi d,5ng cO d6ng (tuoc ti6n hdrrh khi co sO c6 dong dq hc2p dai ,Ji€:nL

clhcr it ;nhlit 65% c6 phAn .o quyAn bi0ur qu'y6t.

2.'Irudng h,gp kh6ng co ctii s6 lucrng cl4i bieu ciin thi6t trong \'ong ba n:LurYjL

phirt k0 tr,rr thdi diern 6n dinh khai maci dai hOi, d?i hoi phai dugc triQu t0p lai trorrg;

y,rrlq lr:r 1r]""i ngay tA tu ngay drr rlirrh.t(i chirc Dqi hQi dong cer d6ng lAn thu rrhlit.

Dai hQi d:r5ng c<) dong triQu tQp lAi chi cluoc ti6n hanh khi co thanh v'i6n tham dl.r la, A + ^ \

' ) \ l n

u + - : - t t o - - i . - . ^

\ 1 . , - - J ^ : , J : A *

/ '

circ) co oong vd nhiing d4i diQn du'cyc uy' quy6n dU hqlp dai diqn cho it nhrlt 5loto r:c\\ . \ " , ,

phlin cc, quy6n biOu quy6t.

3. T'rudng hqp dai hQi l6n thir hai kh6ng dugc tiOn"hanh do khong co du r;i)

dr,ri bi.5g can thiet trong vong ba muoi phut kO tir thoi di6m An dinh khai rn4c dai

h,gi, Dai hQi dOng co d6ng lAn thu ba c<i th€i dugc: triOu tfp trong vong hai nnucvi

n grry kei trr ngay ilUr dinh tien harrh dai ,hoi ldrr hai, va trong truirng hqp nity, dai hQi

dugc ti6rr hanh kh6,ng phU thu6c viqo st) l'ugng cO 90ng hay A.ai ,{1en Yy_

q,:tY0n tlham

drp va ducyc coi la h;gp lg v3 co qu'y0f Qu1'0t dinh tdtch c6c vAn dO nra Dai hQi <ilong

c,5 dong llAn thu nhilt co th6 ph6 c,huAn.

4. Theo dd nghi Chu toa Dai hQi d6ng cO cl6ng co quy,it't thay'deii chtr:CIlg\trinh hop, dd du:<yc 13ui kem theo thLdng b6o mdi hqp ther: quy dfnh tpi Di6v lJ "-?i cuil. - . . I 1 ^

UleU le f t i : l ) ' .

Di,bu 19. ThiS tnftc ti6n hirrh hqp vir bi6u quv6t t4i D4i hQi tl6ng cd dOng

1. Vao ngdr1, to chuc Dai lnQi dong, c6 rJ6ng, PVI phai thgc hi0n thu tr,rc.rlan13

kry'co dc,ng "u

p'trai thgc hien viQc dang ky cho Oen khi c6c cd dong co quydn du

hqp c,5 mflt ddng k'ti het.

2. Khi ti6n hanh dang kj' co dong, PVI s0 c6p chg tung cti clong; hopc clpi

cliQn cfuo,c uy quy6n c6 qryAn UiOu quydt mQt th6 bieu qryet, trOn do co ghi so r16n1g

t 7

ki,, 1-,g'va ton cua 9o d.gnq,.hg va.tr3n dpi,diQl 9lg.^yv ?Y91 "'1 :qphiOu t'i'6u quv6t

cua co d6ng.do" Khi ti0n ltdnh bi6u quyet t4i dai hQi, so the Yng

h9 "gli

quy6t {t1?'

thr.r tru6c. sd the phan doi nghi qu1'0t duqlc thru sau,, cudi cung r10m t(ing so phLi0u

tarr thdrnh hay Otrltt JOi AO q"'Vet Cti.fr. 'f dng sti phi6u ung n9, fnan doi tung van d0

hr:,[c bo phi6u tr:ing, sE duoc Chtr top th0r[ pa. ngay siru khi ti6n hanh bi6u cluy€,t

vlin Oe Ob. Dai tr6iiC tg chon trorLg s6 dai UiC.r nhirng nguoi chiu tr6ch nhi6m ki6m

plrLieu hoirc gi6rn sdt ki6m phiOu vA n€u dpi hQi. kherng chgn thi Chu tga sE chon

nt,,Utrg ng,udi d6. 56 thanh vi6n cirLar ban ki6m prhieu kh6ng qu6 ba nguoii.

3, Co ddng <16n dW Dai h6i cl6ng cd dting muQn .o quvAn ddng, kli nga)' vd

szru do co quy6n thram gia r,,a bi6u q.ryet nga)/ tai <lai hOi. Chu top khi)ngl c6 tr6'ch

nhiQm dung dai h6i dd cho cO dr5n1l d.q ,r,.r!r, dang ky va hiQu h;c c[ra cac dgt bieu

qgy€t <Iii r.15n hanh truoc khi co ddng d6n rmuon thanr du sd khong bi anh hucrngr.

4. Dpi hi)i d$ng cO d6ng rs0 do Chu tich Hgi de,ng quAn trf chu tni., trurrng

hq ; Chu rich Hgi d6ng quan tri vling mdt thi Pho Chri lich I{0i d6ng cluAn trl ho?c

1,iy vi€in rhubng truc t{Oi ddng qudrn tri hodc [a ngtriri dugc Dai hQi dOnU co dong,

bliu ra sC chu trl. Truclng hqp fnOr,g ai tro,ng s6 hg co th6 chu tri dai hQi, thanh 'viOn

Ht2:i ddng .quin,tri r:hirc vu cao nh,lit co yrgt::.t6 chuc hqp d0 bAu ra Chu toa citar

Da1 h(ri di)ng ct) dong, Chu toa klL6ng nhAt th,i6t phai la thanh r,'iOn H()i d,5ng cludnL\

tri. Chu tich, Plh6 Chii tich, uy vjOn thurrng truc FI0i dong qulrn tri hodc' Chu tqrer

drrqrc Dai h6i d6n6; c0 ddng ta,, ra de cu rnQt thu ky de bp biOn btin dai hc,i,

T'rurdng h,Ip bAu Ciru tga, t€n Chri toa duqrc dii cti v'ii s6 phi6u bAu cho Chir toa phai

dr-roc cong b6.

5 " Quy61 dirrh cua Chtr tog" rrd tritrh tr;r., thu tUc hoic cllc tU FiQn phat rsintr

nlEohi chrrong trinh cua Dai hQi dong c,ci dong sE mang tinh ph6n quvdt cao nhAt.

6. Cht toa lDai hQi cl6ng cr) d6ng; co th6 hodn hqp dai hQi nga)' ci trronS;

tr:udng h,QF dd co du sd dai bi6u, cdn thi,5t ddn mQt thcvi di6m kh6c 'u'a tai mrSt dia

di6m Oo f6, toa qu1,et dinh ma khdng cdn laq V ki6n.cua dai hQi n0, tfi?l rthiiy

trirg (a) c6c thdnh vi€n tham dUr khong th€ co chd ng6i thuAn tien d dia di6rn td

clhric <14i h6i, (b) hirnh vi cua nhiing ngutri co mdt larn.rnAt tr4t tg hodc ci, khii rrdng

lam *6, tr4t t1r ctia" cuQc hqp hoiir:lci*rr tri hodn [a cAn thi6t d0 c6c c6ng vi€ic cria

Au; frOi drrgc tien hdnh rnQt.a.n hqp lQ. Ngodi ra, Chilr toa dai hQi co th€ hoan dqi

h61 khi c6 sg nh6t r:rf hopc y6u cZi,, cUa Dai nt,ii cl6ng .6 d6ng dii co dir sd lu'cmE5 dait :i '-' -r-" t'^-'cdn thi6t. Thiri gian hLodn tdi da khdng c1u6 ba ngal'k6 tu ngiry drr dinhDleu oll nopkhai mac dai h6i. :Dai hQi hgp lq1i se chi xerrr x6t c6c r:6ng viec 16 ra da dua"c girii

.1,ryet hqp ph6p t4i dai hQi bi tri hodn tru<ic do.

1 . Trudng h,qp Chi tga hohn hod:r; tam d*tg pr{ hQi ddng c6 ddng tr6i vo'i

cluy dirrh tpi ktro hn 6 Di6u 19, Er4i hQi dOng cO dgng b,6u mot rrgurri khec, trong sr5

rit i-g thranh vi6n rham dU dO thay thO chu toa didtr hanh cuQc hqp cho clOn lur; k€it

thiic .,,,a nie" luc cdc bi6u q.ry6t tai cudc' krgp clo kh6ng bi anh hucrnE;'

8. Cht toa,rirzr d4i hQi hoiic'fhu k;i dai h6i co th6 ti6n hanh c6c hoat ddng

naii ho th,ril' cArr thi6t ,Je dieu khi,5n Dai hdi ddng cO rl6ng m0t c6'ch hqp ld va c6 triitu t r ' f

flr; hodc dO dai hQi phan 6nh duoc mong mu6n cua da s6 tharn dg.

l 8

9. lrlQi d(rng qudn tri co th6 yOu c,Au c6c c6 d6ng hodc dai diQn duoc uv

q.,yAn tharn dU Dai hQi dong co de,ng chiu sg ki6m tra ho[c c5c biQn phap an n:in]rI

mir H6i ddng quirn tri cho la thich hqp" 'frucrng

hqp :? .6 Uo.n* hodc d4i di0n duoc

uj, quy€n lchdng; chiy tudn thu nhfing quy dinJn vO kiOm tra ho[c c6c biOn ,ph6p an

nintr nrii trOn, ftQi dOng quan tri sau khi *.* >let mot cach cAn trong c(r thO tu c hoi

hopc trr,rc r,uat c6 clcng hodc dai diOn n<ii tr:6n tham gia Dai hQi.

l(). HOi ,J6n13 qudn tri, sau khi de xem xet mot c6ch qatt trong, ct! the rtiOn

hanh ciic b,iOn ph6p dugc Hgi d6ng quan tri ch,r la thich hcr-p d0:

it. 'DiAu chinh st5 ngucri cci mbt tai dia diem chinh hqp Dai hgi ddng co d6ng,;

b. []ao drim ern todn cho mojL ngrrcri co mdt t4i ctfa diem rJ<i;

c. lfao dieu l.:ien cho c6 d6ng tharrr dg (hoAc ti6p tuc tham dU) dai lr0i"

Hoi ddng quiin tri co todn quy'On thay d6i nhirn6; biQn ph6p n6u tr 0n vir 6p

dung tAr ca c6c bi6n ph6p n6u t{()ii dong rqudnr tri thAy cAn thi0t CAc biOn phdp ap

dr-rng co thLO ld cAp g;iay vdo cria h,o[c su dung nhirng hinh thuc llra chgn kh6c.

11. Trong trubng hqp tai D4i hOi ddng cO dong co 6q dUng cdc bien phap

nrii tr6n, I t6i d6ng cluAn tri khi x6c rJinh dia di0m dai hQii co th6:

a. -fhong b6,c rdng dai hQi sE ctugc ti€n hanh tai dia di0m ghi trong thong

blro va chii to4 cl4i tr0i sE co mdt tai do ("Dia diOm chfnhL cua dai hQi");

b. 116 tri, t0 chuc de nhirng c6 rl6ng hodc dai di€n duoc uy quy'0n khdng dU

hqrp duoc theo Di0tr kho6n nay hodc,nhirng n;guiri mu6n tham gia o dia dliem k.hac

vdi Dia di6m chinh cua dai hQi cir th6 rJong thr:vi thatn dtr dai hQi;, \

Th,erng.b6o vti vi6c t6 chuc ctai hoi lchong cdn n6u chi ti6t nhirng biQn ph6p to

chuc theo Di6u khoan nay.

12,,'frong Dieu lQ nriy (trtr khi hodn,06nh y€u c6u khtic), rnoi ct\ d6ng s;6

duqrc c:oi la tharn gia d4i hQi o Dia cliern chinh cua dai h,Qi.

Hdng ndm P'y'I phai td chiic Dai hQi d,5ng c6r l I r ^ , r \ . f I t - a - - - . 1 - - - - - . -dr)rrg co dong thucrtg ni6n kh6ng; duoc t6, chf'c duo'ibiirr.

' ^ , l ' -d6ng it nhAt mQt lAn. Dqri hr3ihinh thfc lAy y ki6n bang virn

Dii)u 20. Tht)ng qua quy6t dinh ciia Dai hQi et6Itg c6 ctdng

1 . fru trucnrg hqp quy dinh tqi K-ho htt 2 cira EriAu 20, c6c qtryet dlnh ctia

Dai h0i itdng cn5 derng vO c6c vAn clA sau d6y sO dugc tlh6ng q.la khi co tit .6,5o/c,

trdl€,n t6rrg s6 phieu bAu cira c6c c0 ct6ng co quy6n bi6u.quyel crc m{t truc ti6p horlcthdng quir. dai dipn duoc uy quyOn co rndt t4i Dai hQi d6ng cd dong.

a. Thdng qua b6o cao tdi chfnh harrg nirm;r t r A t I I t t - ' l l ; .

b. Ke hoach ph6t tri6n ngiin va dlri h?n cua PVI

c. BAu, bdi rni6n vir thay thLe thhntr viOn f{gi ct6ng quin tri vri l}an ki6rn so6t\ r / \ r . l

t - ' ? - r - - ! l -

' ' ' ' /

v'a pne cnuan vi€c HQi d6ng quarr tri bd rrhiOrn Gi6rn ddc hodc "f6ng gi6nr d6c di€u

hiinh.

t 9

i\. C6c quy6t di$ ctra Dai h6i ddng ?o .d9."g li6n quan ddn r,'iOc stra ddi vri

bc, sunf E[[" G.i"ai .o pnieu va,r,5 lugng-co pnieu cug,: chao blt,.t1p. nlrAp, t6i tri

ckruc v[ giai ttr6 pVl, giao dich b'An tai san P\/I hoflc ce,ng tylchi nhdnh tt"uc thuQc

ho,[c giao dich rnua do PVI ho4c cAc cong tylchi nh6nh trpc thu0c thuc; hien co gi6

t1i tu SOrt,tro l6n t$ng gia tri tai sdn cua PVI, cua c0ng rylchi rrh6nh thuc thu$c'r;uap\/l tinh theo s,5 sacf,' fC toen dd rjuoc ki6m to6n gdn nh6t sE chi $uc2c thong qua

klri co tv'75o tro l6n tong so phii)u bAu c6c ,cd d6ng co quy€n bi€u qulqt co rnirt

truc ti€ip hodc thr6ng; qua dpi diQn duoc uy quy,ln co mAt tai Dai hOi dong c0 ddni3.

Didu 21. Thiim quy6n vir th6.thri,c JAV j ki6n ,,6 ddng bnng

th6ng qua quytit i lr inh cfia Dai hQi tl6ng cd cl6ng

Phi6u l5y,!, ki6n gui v6 PVt phai dr.roc clprg.trolg phong bi dlirr kin vA kh6ngai duoc,,luyAn mo trtrOc ttri ki6nn phieu, C.[x:phi6u l6y y ki6n gui vt) PVI sau thoihran dd xlic dinh tai nQi dung phi,5ru lay :r ki6n hodc da bi mo ddu khdrrg hcry l9;

,vin b:inr d6

-fhiim qut,An'va th€ thuc lA), ),kien co dong biing vdn ban d6 thorrg qua qr-ry0tL J \ ' r

dinh cua :Dai h6i d6ng co d6ng dtroc thu:c hi6rr theo quy dfnh sau ddy:

1. lt-I6i d6ng qu6n tri co quyAn \61r y.lri6rr c,c d()ng bang vdn.bdn dO thdng

qua q";;6; Ji"h rr] uii trqi cone' .a don! tat .,r lirc nrio n6.t xet th6v .An thiOt 'ri

lqli ich cria PVI:

2. tHqi d6ng quin tr:f phAi chuAn bjr phi6u ldy S, ki6n,.du thao quy€r: dinh cua

Dai nq,i Ai\ng cti O6n9 va cac tdi li3u giai tiinfr du thAo quy6t dinh..I'hi0u 16>'y triiin

kdrn theo du thAo q"!et dinh va tiui libu g;iai trinh phai rJuoc gui bdng phrrcrng rthirc

bAo dam cl6n dtroc dia chi thuong; trri ctta t*el cd ddng;

3. phi6u hV !, ki6n phai c(i c6c nOi dung chu )'6u sau ddy:

a. Ten, rlia r:hi try so chfrLh, s6 r,a ngay cAp {ii6y chr-mg nh6n clang ky t<inh

d,oanh, nrvi ddng ky klnh doanh c'ua PVI;b. MUc dic,h 16y y ki6n; , , ,c. Hg, t6n, clfa chi thucrng,'['f', qui,c tich, s6 CiiA'v chtmg minh nhlin ddn. FI6

clniou hoilc chung thuc c,a nhdn hq phrip kh6c cua c6,<16ng l? :6

nhAn; tOn, diar chj

t1rulng tr:ir, qu6c tich, s6 quy6t ctlnLh tharLh lap ho[. ?6 9e"g ky

_kinh doanhi cua c6

ddng hoiic dai diQn theo uy qgyOn cua c6 ddng la t0 chuc; s6 luorrg c6 phAn cua

timg loai vd.s6 phit)u bjeu quyet cua co ddng; .d. VAn cle ciin bty i'ki6n d€) thong qua quy6t ctinh;e. Phuong d,n bi6u quydt bao g6rn t6n thanh, kh()ngtfn thanh vd khdng co y

1 ' :

Klen:

f: Thdi h?n phai gui vO P'V'l phi0u hV 5,ki6n dd dugc tri loi:

g. HQ, tOn, chir ky cua Chtr tickr .Hgi d6ng quan tri va nguoi clai djqn theo

ph6p 1u4t cua PVI;

4. Phi6u lA),), kien cl6 du:cr<: trh ldi phAi co chir ky cua c6 ctong la cd nhAn,

ngu<ri dpi diQn theo uy quyiin hoac: ngud'i dAi diQn theo phdp luAt cua cd <16ngchuc.

cuai \ , ^

ti:t to

20

5. lrl6i d6ng rquirn tri ki6nr p,hi6u va 14p bi6n b,at kiem pJri6u duoi r;u chrlmg

ki(irr ctra lllan kionr roat hoac .rrri c6 clong khr6ng nim giir chiic vp quArr ly P'VI'

Bien brin k.iOm phiOu phai co c6c n0i dung chu y6u sau dAy:

a. '1[€n, dfa chi tru so chin]r, sO va nga)'c6p Giay chtmg nh0n clang ky k'inh

doanh, rro'i ddng ky kinh doanh; . ,b. lvft,rc dich vd c6c vdn dA cAn lay'y kien cle thdnig qua quy6t dinh;

c. So c6 ddng v'oi t6ng s6 phi6u bi6u quyet cld thiam gia bi6u qu1'6t., tronEr do

plAn biqt so phi6u tiieu q"yet hq, lQ va s6 bi6u qrry 6t khdng hrIP 10., kem theo phu

lr;rc danh r;6ch c0 ddng tham gia bi0u quyOt; ^ ,d,

'f6ng sO phi6u tdn thiirrh' kh6ng t6n thanh vd khdng co y kiem doi vcri. \ I - r ltung van 0e;

e,, Cac qrly6t d[nh dd dugc thdng qua; .f" H9, tQn, chir ky cua Chri tic! I{Qi dgttg quAn tni, nguoi d4i diQn theo prhap

luarr cua PVI va cua nguoi gi6m s6t ki0m phier'r. ,Ciic: thanh1 vi€n IlOi dong quAn tri va ngrudi gi6m s6t ki6m phieu phrii lien drii

chiu trdch nhiQrn ud t,itrh trung thuc, chinh xriic cria bi0n ban hi6m phi6r"r'; li6n drii

chiu tr6clL nhiQm vd cac thiqt hai phat sinh trir c6c quyOt dfnh ducrc thCing qui:r do

ki0m ptri(1u kh6ng trung thuc, kh()rrg chinh xa:;

6. Bi6n 6dn k6t qua ki6m p.hieu phei du<vc.gui dtfn cac c6 d6ng trong thrri

vr)ng rnu,iri lam ngey, k€ tu' ngay k0t thfc kiem phiOu;

7 . Phieu hy i, ki6n da drroc trA ldi, lbi6n biin ki€m phi6u, toan udl nghi

qr.rv6t dd dugc thdngqua va tai liQu co li€n quan gui kdm theo phiiiu IAV y- ki6n dAu

pJfriii duo,c, tuu git tai tru s0 chinhr cua PVI;

8. Quyet dinh duoc thong qua n6u duoc sd c6.d6ng dqri diQn it nhdit ",75'rh

t()ng ,5 c,,5-phat,r co quy6n bieu quy6t chAp thufln. Quy0t dinh dugc thdngl qua ttheo

hinh thur: l6y j,kidn cd d6ng bin,g vdn ban co gia tri nhu qu'y'6t dinh durcrc thLong

qua tpi cuQc hqp Dpi h6i ddng c6 rJ6ng.

Diiiu 22. BiAn b6n hqp Dai hQi rl6ng cO cl6ng

Nguoi chu tri D4i hQi d6rng co dong ghiu trlich .nhie- to chu'c lu:u trfr: c6c

bi6n ban Eai h6i d6ng c6 d6ng'vd gui cho tiit cit cac co {6tg tlottg vdng 15 ngaykhi Dpi hQi d6ng ,:o d6ng kOi thf c. Bi0n bAn Dai 1t0] ddng cO dt)ng clurgc coi le

bang ohr'rng *a.1n1rc vd nt-tt^g ccing vi6c di,l duoc ti6n hanh tai Dai h(ri rJon;g co

ctrSng tru khi cri 1; ki€n phan d6i ve noi dung, biOn trdn dugc ctua ra theo clung; thu

tr.rc quy, dinh trong vong muoi ngri'y k0 tu khi giri bi0n bin. Bi0n ban phAi duoi: lApt ) . , ^

bang rreng ViQt, cri chir ky x6c nhdn cua Chu tA.a dai hQi va'I'hu ky, vii dugc ldp

tlreo quy dinh cua LuQt Doanh nlghiep va t4i Di6u [Q nay. Chc ban ghi ch6p, bien^ i -

, & r , 1 , ' \ Y 1 - z - -

\

ban, so cllu ky cua cac c6 d6ng clu hop vir vdn ban uy quy6n tham dU phrii duoc luu

giii tai tru so chinh cua PVI.

Didu 23. YOro cAu trfry b6 q1uy6t Oinh cria Dai hQi ttdng cd ttdng

l rong thdi h?n chfn rnuoi ngay, ktl tu ngay n,han dugc biOn ban hQp Dai hQid:ong co dong ho[r: bi6n ban k6t ,qua ki6m phitiu lii1r y ki6n Dai hQi d6ng c,6 d6ng,

21

cg ct6ng, thanh.vi6n.Hgi diing quAn trL, Gi6m d6c hodc TOng gilun.d6t, []an kiOnr

sc,61.o-quyOn ygu c,Au Toa 6n ho[c Trong tai xem x6t, h,ty bo quy6t dinhr cua Dai

hQi d6n5; c6 d6ng trr:ng c6c l.rubng hqpr sau dAlg:

t 'lrinh tg va thu ttrc triOu tflp hep Dai hQi ddng cO d6ng khrSng thuc triQn

dring theo quy dinh cua Lu(it doarrh nghiQp va:Di0u l9;

Z. Trinh tq, thu tuc ra q,ry6t dinkr va neri dung qryet dinh v'i phpm ph6p lu0t

hodc Didu 16.

vll. HQI oclxc QU|AN TRI

Di6u 24.'Thdnh phdn va nhiQnr ki cria thhnh viOn HOi cldng qu:in tri

1. 56 luqmg rhanh vi,3n He,i ddng qudn tri it nbat la ndm (05) ngucli va nhiOu

nhdrt la mtrryi m.Qt (11) ngu,ii. NhiiQm ky cua Hgi d6ng qu6n tr[ ta ndtn (:05) ndnr.

Nihiern lki cua thdnlir vi6n FIoi d6rng quAn tri lii ndm (OSt) ndm; thdnh vi6n HQi d:6ng

quirn trl co th6 duqrc bAu lqi vcri so. ntriOm ki' h6lg hrln :hf

['6ng, sd thanh vi6n

fl6i d6ng quAn tr-i ctQc lap l<hdng ctidu hanh ptrai chi6m it nhdt rrrQt phan ba tdng s6

thdnh vi6n I-{Qi d6ng quan tri.

2.'Thanfr vi€:n IIDQT phai ,c6 ciic ti6u r::hudn va ctidu kiQn sau dAy:

- Co du ndng lUc hanh vi dan su, kh6ng thu6r: d6i tugng b! cArn quAn [j'

doanh nghi€p theo quy dinh cua Pharp ludt;

- Ld c6 d0rrg so htu/dai diQn srr hiru iit nhAr. 60l, t6ng s,5 c;o phAn pho ttrdng

hodc ngurri 46r co trinLh d6 chuyOn mr)n, kinh nghiQm l.rong quan l;' kinh

doantr bao hi€m:

3i. Ctrcco,Jt)ng nir,r giir rrho hcrn 6oh:;6 c6 phAn c6.quy'0tt bi6u q,o1'Ot trong

tlhcri han lien tr,rc it nnat sriu thring co quy6n gQp s6 qrrydtt bi6u qr-ryet cua ttnrg

nLguoi iai voi niruu,ee AC cu c6c il"g, ul6l H(ii ddng gyl" tri. C6 d6ng hoqrc rrhom

.,5 d6tr1;,rtEm giu den ducyi l0%, s6 c6 phAn cci quyOl q9r.guy0t trong thtri han lir3n

tuc: it,ntrlit s6u r:hdng dugc cl6 cu m6t tlrdnh vi6n; tu 1096 d(tnduoi 300,'6 clugc dd cu

hrai tharrtr vi6n; tu'.]09lo d6n durli 500/r, dugc cld cu ba thdnh v'i6n; tu 509i, d6n rluoi

65,)/octtrorc d0 cir biin thanh viOn,yra nOu tis 659',/otro l€n clugc dA cu du sd urng r,'i0n,

z[. Trudng hqp sd lucrng cdc ung vien HQi cl6ng qu6n tri thong qua de cu va

irng cri r,,iin khdfg i,, rO luqn;'cArr thi&,, ff0i d6ng qu?n,tr! AygS nhiQrn.co ttre dd

.,oih€;,o rmg .., ii,)n hodc td chirr: dA crr thecr mdt ctv ch6 do PVI quy dinh. Clcr ch5

dA cu halr Jch thirc Hgi 46"g quan tri duong nhiqm de ..T,fttg ctr-r,'i6n fli r:long

cluin tri phai duo. c .Qng bo rd rirng va phai cluoc Dai hQi ddng c6 diing th6ng; qua

tru:dc kh-i ti6n hranh dO cu.

:i. Thanh viOn Hgi dong qu6n tr! sE khdng cdn 1u cdch thiinh vi0n r{gi ,r16ng

qu6n rlri tirong c:ac truong hqlp sau::

3" Thanh vien do khdng du tu c6ch liim thanh vi6n H()i r16ng quhn tri theo

rliuy dinhL cira L,uAt Doanh nghidpr ho{c bi luflt phap cant kh6ng rJtrgc lam thanh vien

I-IQi dong, quan tri;

22

b. T'hdnh vi6n d6 gui don bdntl r,'dn blr,n xin tt chuc cl6n trr,r srJ chinh';ua

P \r/I;

triL c,ovi dAn

o" llhdnh viOn d6 bi r,ci loan tAnt thAn v:,i

"fr"ttg firtg clhtmg chuy6n rr6n chtmg tr,i

su;

thanh vi,3n khac cira H6i rlong quAnngurri dr5 khdng con nirng luc hiinh

d" Thanh vion do vdng mdt khong thamL du clic cuQc hqp cira H()i cfong quan

tri li6n 1.uc: trong vi,ng sau thang, 'vit tr:cing thcvi gian.ney HOi dong quan tr! khdng

cl1o phep thanh vi6n do ving m6t 'vd dd ph6n quy6t rdng chuc r,'p cua ngu:oi ndy bi

brl trorrp;;

e. -fhanh vien c16 bi c6ch c:hruc thanh vi6n Hqi d6ng qufin tr:i theo cluyet clinh

cua Deti hQi dong c() d6ng.

f. Chu tiLch, thanh vi6n I{E)QT mu6n 1.u chuc h,c[c c6c t6 chuc nlu6n thay

d6i nguoi dpi diQn.cua minh darrg,,glg chuc CtrLu tich, thiinh vi6nHDQTcura PVI thi

pSdri -,r yi)u cdur bdrrg vdn .b6n griri d€n HDQT'." l'rong thoi h?n 9C)^ng,a,I' k., tu rLgdry

nhfin ,1,ycrrr; vdn bh1 )'e,, cAu, HEr()T s0 hop <.tO xem xd:t giai quy€t theo dung quy'

dinh cu,a phap lupt.

6,. ViQc b6 lhiem clic thd.rLh r,,ien HQi dong qurin trf phai durJc th6ng blro

tleo c6c 61uy di:nh cua ph6p luflt o,i) chinrg kho6n va thi trucrng chung kltrodn"

i,. Thanh vi6n Hgi dong quan tri kh6ng nh6t thi,5t phai ldr ngucri rriim giri ct)

p hlin cura PVI.

Di6u 25. Qu:f6n h?n vir nhiQm vqr ciia Hqi tl6ng, qurin tri

I . Ho4t ddng kinh doanh vd c6c c6ng vi6c cua PVI phai chiu su qud'n_ ly

hLoiic cli rlao th.qc nien cua HQi cli\ng quel trl. H6i dong quin tr'f ld co quan co driy

;i;il,!;;;*6rb,t*. hie; tdt ctr.a-. quvdn nhAn danh PVI tru nhirng thArn cllyenthr-roc ve :Dqi hi)i rJi)ng c0 cl6ng.

2. Hgi ct6ng; qu6n tri co tnrich nhiQrn chi dao . giam s6t'fong gl6nr d6c di'iu

krarrh 'vii cac can bo quin ly khac\

. -\. Qryen vii nghia vu cua l{gi cl6ng qual trf do luat phap, Di0u le, :6,. glt^{ch,5 n61 b0 cua Pyl ,ra qry6t dinh cua Dai h(ri dong c6 dong qlty dinh" C:u th6. HOi

, ) . / i - \

clong quiin tri co rrhirng quyQn fuqrn va nhiQm r/U sau:

tL. euytit ctinh chien luoc, k6 hoach ph6t trien ctdi hpn, trung h?n, ngdrr han

cua PV' l :

b. Quy6trrdm;

clinh kO ho4ch plh6t 1ri0n s6n xudt kinLh doanh va ng6n rsach hang

g. X6c rlfnh c6c mpc ti6u hoat dQng trOn co sd c6c muc ti6u chl6n lucvc riuoc. I A . . r llDpi hQi dtong cd dOng th6ng qua;

,C. 86 nhiQrn vd bdi nhi€rn c6c c6n bi) qu6n ly theo de nghi cua 'I6ng girirn

,de,c didur hanh vd c1uy6t dinh mric lur;ng cria ho;

e. Quy6t ctlnh .o .du to chirc c[ra PVI:;

a aL - )

f. Giei quyet c6c khi€u nai .ctia PVI d6i voi c6n |Q

dirrhr lua chqrn dai diQn cua PVI dC giai quyOt c6c vdn d0

pkr6p ly' r:hdng lai can bQ quan lif ct6;

U. DA xutir clrc lo4i cd phiou, co th6 ph6l. hdnh va t6ng sO cd phi6u prh6t hrirnh

theo, tlng l.oai;

h. Dd xuAt vi6c ph6t hanh tr6i phieu, tn6i phi6u,chuy6n ciii tnzrnh co ptriOu

vii c6c chung quiy€n cho ph6p ngu:iri scr hiru mua cd phi6u theo rnfc gia dlnh trudc;

j,. euy6t dinh gia chiio b6n tr6i phi6u, ,;$ phi6u vir c6c chtmg khodn chu'yen+ ^ '

o(ll:,

:i.., tluyet dinh phuorrg 6n ririu. t'ur. r,a dU, lt

U:" tu trong thAm quyOn; d€i x.ulit

dr,r r,in r1iitr trr vucyt qu6 thAm quyOn vdr ;<in ty .t.t6p thu6n .ru Dui h0i dong c6 dongl

k, llan h,dnh Quy ch6 Tdi chinh, Qu), .Lte 'l'ra

luong - thuong, QuJ ch6'I-,.r1,,6n

ctu;r; - ili., tai I C'ong t6,; vd cric quy chO kh6c, bao gonl c6c qu1' ch€ cluan

lj; n0i b0;

l. lBo nhrigm, miSn nhi6rn, cach chuc'Iong gi6rn doc di€u hdrlh vd ciirl bQ'

qu6rn ly ho6c ng;ucri dai diqn cua. P'VI khi HOi ,:16ng quan trf chot"?"* d6lti vi ltTiL ic:hr

tii,i cag cria pVl[. \'iQc bei nhiern noi tr€n kh6,ng du:oc 1"r6i voi c6c quyOn theo hgT'. : . , I

drirrLg c[ra nhirng nguoi bi bai nhi0rn (nOu co);

nr. ,Dinh chi r;ac, gu),6t dinkr cira 'I'iing gii6m d6c n,5u xdt thAy tr6i Phap 1u6rt, vi

p6arm Di,i,u lQ, Ngtri q"ye1 cua Dai hQi ddng, .6 .t,3ng vd c6c qtry'61. tlfnh :ru H9i

^a,5itg quAn tri, krodc n6u thay quy,5t dinh do co kha ndng gd1' bAt lqi d6i vtii P\rt;

n. Duyert chrrcrng trinh, nQi dung, t1i.li(i)u.p.!,,t..T, hqt D?1 nQ1^Ainp:: U:1n*,

tr:i()u tap hop Dai hQi ddng cO cte,rrg ho6c l6V i,kierr bdrrg vdn ban <16 D?i hQi <1i6ng

c,) ddnl; tlhong (qua quy6t ctlnh;

g. euyet dinh vA viQc tric:kr ldp cac quy thur)c thAm qu-v'6n va. c6ch su clung

c;ic, quli ldy ttreo dung Ph6p luAt, LuAt Kinrh doanh bao hi6rn, Di6u lC va l"lghi; . r r \

\ '

c1u'vet cua [)ai hQi clong co dong;

DO xu6t rnftc co tuc hdn,g ndm vd x6c dinh rrirc c6 tirc t?m thcri; t6 chric, A r

ttra co tuc;

cl. DA xu6t viQc t6i co c6u l4i hodc giai the P\/I, Vd c6c sua doi/bo sung Di0rr

l0 rcua I'\/I.t\. NhirnLg n',in dO sau dAy phai dugc Hr.)i cl6ng quAn trf ph6 chuAn:

a. Thanh lAp cac phong/ban vdn phong PVI;

tl. Thanh ldp c6c cong ty ,36n cua PVI;

o. T'hanh lqrp chi nhanh hoiic c6c vdn phong dai diQn cua PVI r,'a cua ctic don'','i thanh 'vi6n F'VI;

rJ. T'rong p[4m vi qu.y di;nh tai Dieu 108.2 cua LuAt Doanh nghiQp vr)r r:ru

l.rtrong hqp qqi oi"h tai Dieu t20.3 [.uft Doanh ngfiep ph?i do Dai hrii dong co6ldng ph4 chuAn, I{gi d6ng quAn tri tuy tilngr thdi di6rn quy6t dinh v'i6c, thuc ]hitin,

quin ly' cfrng nhu c1u'Y6tliOn quan toi cllc thu tuc

p.vi€ic chi

1 AL +

sua d6i vd huy bo clrc llqp d6ng l(m cua PVI (trao gdto c6c hcrn dong mua, ban,, s6p

nkrfp, thiiui t6m cdng, ty va lien doanh);

e. Chi dinh va bai nhiOrn nhirng ngulii dugc PVI uy nhi6m la dai diiQn

thucrng mai vd L,upt su cua PVI;

1'. \/iec vay 19 va viec thu'c hiQn c6c klhoan th6 c,hdp, bAo,JArn, bA,:r ldnhr vlr

Uiri tnu'onEI cua IPVII

g. 'O6c kho6n dAu ttr kh6ng; ndm trong k0 hopctr kinh doanh'u'a ngAn srich

vuot quri 5i ty diing Viqt Nam hopc c6c khoin lJAu tu' vurvt qu6 1l,.lo/o gid' trl kC ho,ach

vd ngAn s6.ch kinh doanh hdng ndtn;

h, \/iqc rnua hodc b6n c,i trrhAn cua nhirng c6ng ty khac rlugc thiinh lQ.p d

V:iQt Nam huy nucrc ngoai;

ri. \/i6c ctinh gia,cactai san gop l,ao P\T khOng prhai bang tiAn li0n quatl dOn

v16c phrit hrinh .O pt ieu ho{c trlii phie., cuu l\{, bao g6* viing, quyAt, su drrrng. 1 . I , t . ' , . . \ I ^

driit., quy6rrL so hiiu tri tu6, cdng nghe r,'ir bi quyr)t cdng ng;hq;

.i 'ViQc I>VI mua hodc thu hr6i kh6ng qr.r6 100,6 mdi loai cO phAn:

k. (l6c uA,r cte kinn doanh trodc giao dich ma Heri d6ng cluy6t clinhi cAn Phaicrr su ctrAp thuAn trong pham vi quy,6n han vd tr6ch nhi€m cua mirrh;

l. rQuy6t dinh mirc gi6 mua hoirc thu ht\i c6 phAn cua P\'[.

5. lHOi d6ng qu6n trf ph6i b5o c6o Dpj hQi clfing; c6 ddng"vA hoat dQng cira

minh, cr,r 1h0 la v€"r,,iQc gi6m s61. r:ria Flcii donpr; quan tr1 ,JOi voi -l'dng

gi6rrr d6c ,rli€;u

hiirrh vir lhirng ciirr bQ quAn ly lch6c trong nam tai chinh" T'ruong hqp Hgi clorrg

qr.rhn tri k.1h6ng rlrinh brio ciio cho Dai h(ii rJ6n€l; cei ddng, b6o c6o tiri chinh hang ndm

cfia Cdlg; ty sE bi cci ld kh6ng c6 1gi6 tri va chua dugc FIOi d6ng qu6n tri thong qua"

6.'Tril khi luat ph6p va Diilu lQ quy dinh kh6c, lUOi d6ng quan tri co thd try

qr.rven cho nhAn vidn c6p duoi vir c6c ciin bQ quan [j; 6'u' diqn xu ly c6ng vi6c thay

rrrdt cho P'!'[.

I . Thanh ,,,i,3n Hgi dong rquAn tri (kh(ing tinh c6c dai diQn cltroc uy quyAn

thay th0) dugc nhfn thir lao cho cr)ng "1!..cui:r

minh duoi tu c6ch ld thantr vi6n HOi

d:6rrg qga.n trf . -f6ng muc thil lao cho HQi ddn;g qu6n tri sE do Dai hQi clong cO dong

qu.yet dinh. Khoan thu lao ?ay s0 duoc chia cho ciic tfrdnh vi6n Hdi rlong quan tri

t1'reo thoa, thuAn trong Hgi d6ng q,uriin tri hodc chia d0u trong truirng hc.rp khong thoa

tlfrufn ducvc.

8. Tong s6 rriAn t:rdr thu lao cho cac thiinh vien FIOi dong qudrn tri'va s6 ti,3n

thtr lao cho tung thanh vi6n phai <lucyc ghi chi ti6t trotrg b6o c6o thucrng, ni6n. cua

P V'I.

t). Thenlh vi€n HOi ddng qu6n tri ndrnL giir chirc vU di6tr hanh (bao gorn cdr

chlrc vr,r Chu tich hodc Ph6 Chri tich/tJy vi€;n thucrng truc), hoflc thanhr viOn H6i

cl6ng quirn tri li)m ',riQc tat cac ti6u ban cua HCii ddng quAn tri, hodc thpc hien nhirng

c,3ng uie. kh6c mii theo quan di6rn ctia HQi diing quirn tri la nin' ,ngoiri pharn vi

nhierl vr: th6ng thrrong cua mQt tlhanh vi€n HOi ddng quan tri, c6 th6 duqc trAth6m

25

tiAn thii lao dudi drang mQt khoarrr tien c6ng tron goi theo tftg lAn, lur'rng, l'roa. : r l

hong, pnarn trdm lqi nhuan, hoflc dur<ii hinh thuc kh6c thero quy6t dinh cua I {Qi dOng

quan tr!.

10. Thirnh vi€n Hgi d6nE5 quin tri co quydn duqc thanh to6n tAt cri c6c chi

ph i di lai, dn, o vzr c6c khoAn chi phi hW ly khac ma hq dd phAi chi tra khi tlhUc^hi,,i1

tr6chL nhiQrn thanh vi6n Hgi cii\ng quatr tr:f cuzr minh, bao gom cli cdc chi phi

pn.at sinh trong'vi6c t<yi tham dp c:hc cu()..hqp cua Ftdi ct6ng quAn tri, ho5c c6c ti6u

tun cua Fltdi d6rrg qudn tri ho4c Dai h6i diing c:6 <Iong.

Diiiu 26. Chfr tich, Irh6 Chilr tich HOi tl6ng quin tri

l. Dai hqi cldng cO dong ho,dc HOi d6ng qu6n tri phai lga chon trong so c6c

thiilh vi6p Hgi ddn;g quan tri d0 trliu ra rn6t CXru tich vdr mQt Ph(t Chu tich hopc chi

dinh 01 uy vi01 thubng tnrc HgI dong (luan tri.'[rir khi Dai hOi ddng c6 d,1lgI r " ' r lqsy'er ornn rh6c, Chu tich r rOi d,5ng qi,aritri sE khdng ki6m chuc 'I-6ng gi?* q:.

didu hantr cua PVI. Chu tich Hdi ct6ng quan trf kiOm nhiQm chuc 'I-ong gi6m d6'c

diAu harrhL phai rjucy,; ph6 chuAn hang ndrn tai Dai hQi ddng cO d6ng thuong ni6n,

2. Chu riich Hgi d6ng qu6n rri co tr6ch nhiOm tr:iQu tap va chii toer Dai hi)i

ddng co cfdng va c6c cuQc hq2p cua .Hgi <16ng quan tri,, dt\ng thoi cr5 nhirng quy'6n vd

tr,,ich phi,?m t na. quy dinh tpi ,Dii;u l0 ndy vd Luiit Doanh nghiQp. Pho Chtr tic:h

hopc uy yi6n thucrng trqc l-I()i d6n1g quarr tri c(i cilc qr.ry€)n va nghia vu nhtr Chir tic:h

tr,ong rrurrng hcp dugc Chu tich u1r qu1,in nhmg chi trr:lng truirng, ttgp Chu. tich cld

th,OG bao cho I{Oi dong quAn t1i fng minh viing mdt hodc phAi vdng m?t vi nhirng

l! do bAt kha kh6ng ho{c m6t kha niing thuc hiQn nhiOrn vu ctra rninh. Trorrg

ti-rrcrng h,W. n€u tr€n Chu tich kh()ng chi dinh Ph6 (lh'u tich hodc uj' vi0n lltYftg

rr-uc AOi d6ng quan tri hanh dQng nhu vay, cac thdnh vi€n con lai cua HOi d6ng

qr.riin 1rf rs€ chi dinln Ph6 Ctru tictr hoic uy vi6n thu'crng truc. 'frudng hqp ca 'Ctru

tich r,,ii P.ho Chri tich hodc uy r,'i6n thucrng trpc t?m tthdi kh6ng th6 thyc hi6n nhiQm

v u cua ho vi ly do ndo d6, Hgi ddnlg quiin tri co th6 brd nhi6m mQt ngutri khlic trong

s(ir ho dO thUc hiQn nhiOm vu cta Chu tich theo nguyOn 1dc da so qu6 bdn.

3. Chu tich Hgi d6rrg quirr tri phiii co triich nhi6m dirnr bdo vi6c, Hoi d6ng

quan tri gui b6o c6o tai chinh hang.ndm, b6o c6o horpt <lQng cua PVI, b6o ciio ki6m

to6n va b,iio cdo ki€rm tra cua HOi ,IOng qu6n tni cho c6c c6 d6ng tai Dai hOi dong co

ddng;

4. Chi tfch Hgi d6ng; qu6n trf co c6c qrryOn han'va nhi6ln vu cp th€ gdrn:

a. Quy djnhL co ch0 hoqt et0ng rrri phAn c6ng; nhiQm vp cho cac thAntr "'i6n

Hgi cton6; qu6n tri, lAp chirrg irinh, k6 h,opch hopt dQng cua HQi cl6ngquan tri;

b. ChuAn bi hoflc to chirc r,'i6c chuAn bi chucrng trinf, tQi dung, tai li0u phgc

vu cu6c hep, trieu tAp vii chu toa cuQc hgp H(ii d6ng qudn tri;

Td chuc vi6c th()ng qua quy6t dinh cua FIQi d,Ong qudn tri:

Giam sat qua trinh to chuc thuc hi,3n c6c quy0t dfnh cua F{oi clong qu6ntri;

c .

d.

26

e. Iry sao l,dn birn, x[r ly c;6ng v'i6c thudc rthiOrrn vu, Qulren han cua l-l6i

dong quan tri;

g. 1'ham dU cac cu()c hqp cta 'fong g5iam rJoc, cac thAnh vi0n Ilan d ieu

l:ldnh, cac can bQ cluan lY';

5. 'l

rucrnlg hqyp ca Clhu tich va Pho Chii tfch hoic uy r,'i6n thucrng truc n{0i

d. ng qua,r ;d fi:;iii fr"a,, Ui Uai rni6n, Hgi ddng quan tri pnai biu ngucri thay th6

trong thbi han mubi ngay.

Diiiu 27. Cilc cuQc hqp cria fIOi ddng quin tri\

I . lfrucrng h,Ip Hgi dong gudur tri bAu Chu tich thi. culc hqp dAu tiOn 'cua

ntriem kj, Hoi dong quAn tri d6liiu Chii tlch vd ra c,6c cluy6t dinh kh6c thuQc tb.Arn

;;;[; pirai a.rn. iiOn nanrr trong thoi ha. ba',r nge), larn uiqc: ne tl nsa)' k{et l\YcUair.,iH12i d6rrg quan tri nhiem kj do. CuQc hqp nay do thanh vi6n co s6.phLi0u

;,'; ;;" rirra, triL6u 6p. Trucrng hqp co nhi6u hcvn nroi rthanh viern co sd phi6u bAu

;;;; nf-ta, .u'J ngang ,rhuu thi c6c thriurh vien dd bdu theo nguy6n tirc da sd rrr6t npruiri

trong so h9 tri6u tflp hqp Hgi d6ng qudn tri.

2. C6c cuQc hqp thuirng Lrj). Clhu tich HQi dong quAn tri phli tri:y tpp clrc

cuQc hqp HOi dong quan tri, lAp chu<rng trinh nghi su, thoi gian va dia diem hc'p it

;il; bty ,rguy i.ufir nsay riq,p iu tcion.'bn,i tich co th6 triQu tOp hqp bdt ki' khi ndo

th.Ay cAn thi6t, nhtrng it nhAt ld m,5i quy phai hqp mQt lAn.

3. C(rccudc hqp bat thumlig.Clhn tich phai triiQu tOp hqp HQi d6ng,quln lii:

klr6ng dtrgc tri hodn n6u kh6ng; c,o li clo chinh ddrng, khi mOt trong s6 czic 'd'5i

tucrng du6i Aav AI "gn.ifa"g

uin lbintrinh bay muc ei.n cuQc hqp va cdc vAn <1€

ciirr birn:

a. Tong giarn doc cliAu harrh hoic it nhft ndnr c6n

b. Hai thanh viOn FIgi d6ng; qu6n tri;

c. Chu tich Hgi d6ng quan tri;

d. Da sd thdnh vi6n []an ki,5m soal.\

4. Chc c,uOc hc.,p HOi dong <1uAn tri nOru tai.Khoiin 3 Dieu 2',r phai duo'c tien

hiirrh trong thoi han mucyi 16T ngay sau khi r:o dO x,uAt hA.p. 'l"rucrng hcrp Chn tich

Hqi dong-quarr tri .kh6ng ch6p nhdn triou ta.q hg.p theo d€ nghi thi C,l.rrich ,plujc6iu tracir nhiem vd nhirn,g rthiQt hqri xay ra ddi y.oi:,lnU.tyj nhung ngudi d0 nglni t6clruc cu()c hqp duryc d€ crlp d6n 0 Khoan 3 Di6u 27 c:o thO tu mirrh trieu tAp hqpr [ ^ . . + \Fl0i dong quan tri.

5. Trucrng trgp co yOu cAu cua l.,iem to6n vi,:n $0. tAp,, Chu tich FIoi <16ng

qu6n rri phai triqu t6p hqe Hgi cft\:ng qudrn tri dO biin ud b6o c6o ki6m tofn va tinh

h inh PVI.

6. Dia cli6nr hqp. []drc curSc hqp I{Oi cl6ng quAn tri sO duoc ti€n hanh ir clfa

chi dd dA.ng kjt cua PVI trogc nhilng clfa chi kh6c 0 V'i6t Nam horic ti nu(ic nLgodi

theo quy,et dinh c{ra Cht tich Hgi d6ng quan tri va duoc su nh6t tri cua Fl[Oi dong

cluAn tri.

bQ quan ly cao ciip;

27

7 .'t'h6ng bac, r,,a chucrng trinh hep. Thr)ng biio hgq Hoi c16ng quarr ni ,p]ttii

du,rr; gui rnuoc cho cac thanh iiOn I{Qi d6ng quin tri it nhAt ndm.ngay trudc,khi to

chrir: hQp,cdic thanh viOn Hgi ddng co thO tu choi thong bao mo"i hAp.birng vdn lcan

va viQc tu choi nay co th€ c6 hiq; lpc hdi t6. Th6ng b6o hqp rloi dong phai rJtrgc

larn bang vdn briniieng Vigt va phAi th0ng.b6qddy du ch.ucrng trinh, thoi lgian, dia

diri:nn hAq,, kem theo nhirng tai liQu .Al ,hjql rr0 nhirng vdn d€ sd dtrcrc ban bac; vdbi,3ur gu),Ot tgi cgdc hqp f{gi rJ6ng vii c6c phitiu bdu c,ho nhirng thanh vien t{9i d'5n,g

kh'6ng th€ dg hQ,p"'fh0ng b6o rndi hqp dugc igui bing btnr diQn, fu>i, thu diqrn tu ho5r: plYifg

ti€)n kh6c, nhr-mg phai bfio cldm dOn dugc dir,r chi cfia tring thirnh vi6n lt-IOi ddng

quAn tri dugc diing ky tai PVI.

8. SO thd.nh.,zi6n tham dU t6i thiOu. Chc: cudc hQp,cua Hgi dong.quan tri chi

dtrqyc tien hanh va th6ng qua c6c quyet clinh khi c6 it nh.At ba phAn tu sO tl'rdnh ','i€n

fiOi dong quirn rfri co n-,!, i.u. ti6p hrtac qua ngucri <lai d:ien thay th6.

g. Bi6u c1uyOt.

a. 'fru quy dinh t4i Khoan9b Dieu 2'7, m6i thanh vi6n f{Qi d6ng cluArr tri

h6dc ngu<ri duiyC uy quyen.tryc ,ti€'p c6 mdt r,,6i tu c6ch c6 nhAn tai cu6c hqp Hrii

dtlng quan tri s€: co mQt phiOu bi€u' quyOt;

b. 'Thdntr vi6n Hqi di\ng cluan tri kh6ng duqrc bi6u qryet vA cac hqp ddng,

cric giao 6ich hodc d€ xu6t ma thdnh r,'i6n do hoflc ngudi 1i0n quan toi th]rnh ''rien

6,:r co lqi ich vii lqi ich do mdu thu6n ho4c c(i thO tndu thuAn voi loi ich cua.C6ng

tl,. ,Vqt thanh vien Hgi "d6re;

sd khong dugc I|1.! yeo sO luqng dai bi6u tdi thi6u clin

ttri6t c6 nrflt de co the tO chJ:c qs,t ouQc hgg FIOi d6ng qu6n t{ vA ntrirng qu,r,'6t dinh

rrra thiinh vi€n <to kh6ng co quv€n bi€u quy6t;

c. Theo quy {inn tai Khoan 9d DiAu 2"7,\<hi.o uan dA ph6t sinh trong rnQt

cui)c hop, cua []Qi d6rrg qudrn tri liOn quan $€,n mirc d0 lqi fch cua thanh vi6n Hgi

oi\ng qui,n "i

ira. lie; quq.n cl6n quy6r bieu q,ty6t mOt thdnh viOn rnd nhiing vrin

d6 dc, i.nOng drrgc giai quydt bang s1r tu.ngylfgn"tt'lbo quy0n bi6u c1u;r$1 cuta thanh

vj6n f{gi ddng quAn tri d6, nhirng; v6n d0 phlit ri$ 9o t: dugc chuy€n tcii chur toa

cu6c hopr vd ph6n qu1,6t c)ua chu-io4 lien qu.un d6n rr6t ca cac thdnh vi6n Hqi ddng

qudrn tri khdc s6 co gi6 tr! la quy0t dinh cu6ji cirng, tru trucrng hW t.inh ctrAt,hopc

pfrU- r,,i loi ich cua thdnh vi6n Hgi dong quAn tri li6n quan chua ducvc c6ng bo mQt

cfch thic,h d6ng;

d. Thanh vi6n Hgi d6ng quirn tri hu'crnLg loi tu mQt hqp ,JOng clugc q:tl di*

trli Di6u 33.4a vri Di$u 33.4b cua DiAu le nay sd duoc coi la co lqti ich rlang ke

tnong hqp d6ng do.

10. C6ng khai loi ich. Thanh vi,i)n Ftqi d6ng quirn tri truc ti6p hodc 6;i6n tiOp

cluoc hucrng tcy. r ru mQt hqyp d6ng hodc giao dich Aa boqc ky kdt hoqc dang dg kien, I ^

k:y ker uo, Cong ty va biei la minh co kvi ich trong q?, sC ph6i .9iF kl3i b'rin chAt,

,,-Oi ,lung cua quydn lgi do trong cuQc hqp ma H6i d6ng quan tr! lan ddu ti6n xem

>re!t vA1 Ae f<y k6t hqrp ddng hoa. giao, di;h nuy'. ilo4. inonlt v i€n n"ay .co

th6 cong

l.fiai di6u do tai cu6c hq,p dau ti6n cira FIt2i d6ng qudrn tri duo'c t6 chfc sau khi

2E

thirnh vi6n ndy biet ,.apg mintr co lgi ich hoic si5 co l<vi ich trong giao dich lrodc hcrtrr. ) . t . A

dort13 tlell ,quan.

1 1. BiiSu q.ry5t da s6" Hgi cl6ng quan tri thdng qua c6c nghi .1.t,r-6t I'd. rir

quy6t dinh banp;".6ch tudn theo ''i ld6; t6n thanh cua cfa so thanh vjOn [-lOi cl('rng

quan tri c<iryati'tr6n 500/.). T'rudng hry s6 nh;51"tar thanh va phin cloi ngang bi,irrg

nhau, 16 phi6u cria Clhu tich sE la 16 phieu quy6't dinh.

12. Hgp tr€n dign thoai hc,dc c6c hinh thuc kh6c. Cu6c hqp cua l-l6i f,|t*

quap tri cri the to chric theo hinh thfc nghi su gif it c6t: thdnh vi6n cira ll6i d,5ng

qru,r H-i t<tri tdt chhodc m6t so thiinh v,ien dang.o"nlhimg dia diOm khac nhau r"6i

di,)ur kiQn la m5i thanh viOn tham;gia hgp dOu c,5 th6:

a. Nghe trmg thanh .,u,i6n l-l(ri derng qurin tri kh6c cung tham gia ph6t bieu

tr"ong c,uQc hqp;

b. NOu ,n,r6rr, ngudi ,Jo c6 th6 ph6t biOu voi rr6t ca cac thanh vi6n tharn dr,r

ktr6c rnQt c6ch c[6ng thdi"

Vi()c trao ddi giir a cac thdntr v'i6n co th6 thtrc hi0n mOt cach truc ti6p qua

dien thoqi hodc bi"[ phtrcrng ti6nL li6n lAc th6ng tin kh6c (kO cir vi6c sri.d'qrng

phu,cmg tiLQn ra:i di6n ra vao thoi di6m th6ng.qua Di6u lQ hay t?Yrl.:i1)r.h5lac lA l<6t

i-tqry t6i cri nhirlg phucrng thuc nii.y'" -['heo Dieu 16 ndy, thanh vi6n I{0i dr)ng qr"r6:n

tgiiharn g;ia"cu6. ti,:p nhu vfty rJuo'c coi lti'.'.eo.T6t" tai cuQc hqp do. Dia cliem cutrc

hqp duoc; t6 chuc theo quy dinh nLay la dla di6m md nh6m thanh viOn IlOi d6,ng

q,1en tri c[6ng nh6t €p hcr-p lai, hoiic nr3u khong co rr6t nh6m nhu l'0Y, la djia di,5rn

ma Chu top cuQc hc.rp hien djiPn.

C,trcq1ryi)t r3inh dugc thdng C[u? l.rong rnQt cu,3c hqp qua diQn thoai duoc to

c6il:c va rti6n hanh mQt cSckr hqp, tlhuc s0 c6 hiQu lu'c ngay khi tet tnuc curerc hqF

nlumg phrai ducyc khang dinh bAng c6c r:hir k); trong bi0n ban cua tAt cA tharrh ''ri6n

I-lQri ddng; qu6n tri tham du: cuQc hqp na)/,

13. Nghi quy6t bang vdn bin. Nghi quy6t bang vdn ban phai co chir ky r;ua

t6lt ca nhimg thanh vi6n Hgi d6ng qu6n ttri sau ddy:

a. Thdnh vi6n co quy6n bi6u q,ry'et vd nghf quy6t t4i cuQc hqp FIdi dAng

quan tri;

b. So tucyng thanh .u,iOn co mdt kJhdng th6p hon sd luong thanh r,'i6n t6i Lhieu

tlreo quy dinh dO ti6n hdnh hqp FIgi d6ng quiin tri"

Ngh\ quyet loqi nay co hi6u luc va gia tri nhu nghi quy..t dYn: c6c ttrrir-rh

vi6n f{gi d6ng qual tri thong qua tai nn6t cuQq hqp dugc triQu taq y,u t6,chuc tlheo

t66ng lQ. Nghf quy6t co th6 duoc th6ng qua_1b6ng cach su dpng nhi€u bdrn sao c'ita

culg m6t vdn ban tr6u m5i ban sao do co it nhAt m6t chir ky cua thdnh viOn.

14.. Bien bdrn hqp f{gi d6ng qurin trf. Chu tich HQi cl6ng qudn tri r::o tr6ch

nhjLdm cSuy6n biOn ban hqp HQi dong quhn tri cho cfc thanh vien vd nhfr:ng biOn

bi1 do sC phai dugc xerr nhu nhung bing chrmg x6c thg'g ue, c6ng viQc ,Jd clugc

t1drn hanS irong c5c cuQc hgq d(i tru khi c6 12 ki6n phan d6i r,'e nQi dung tri6n bAn

trong thrii han muoi ngay [e t fni chuy6n di. Bien b6n hqp t-loi dong qudrr tri

29

duryr; liip 6dng tieng5 V'iet r,'a phaiL c;6 chir ky cria tht cA. c6c thanh vi6n I{Qi cldng

quiin tri tham du cu(ic hgp.

15. C6c ti6u ban cua I{6i d6,ng qr-rin tri, HOi d6ng qudrn tri c(i th0 thanh lrlp

u? uy quyOn harrh d,)ng cho c6c tiOu 6a,-, tryc. thugc. l'hd;h vi6n cua ti6u ban co trO

96,r, mQi ho[c nhidu thanh vien cua HQi dong quAn tri va mQt hoflc nhiOu thiirrhui€;o, bon rngodi theo quy6t d[nh cr],a H6i ddng; quAn tri. Trong c1u6 trinh tXrr,rc triQnquy,i.n han dugc uy tnac, cac ti€u iban phai tudn thu c6c quy dinh ma HQi dong qr,ran

tii -CfA

,u. '(:u, quy dlinh na), co th6 di6u chinh hodc cho ph6p k6t nap thern nhting

nguoi khdng pnai lir thdnh vi6n Ht(ri d6ng quiin tri vao c6c ti6u ban n6u tren va r:ho

p[dp ngucri do rJuoc qu1,0,r biOu quryet r'6i tu cdch tharrh vi6n cua tiOu ban nhtrng

ia1 jrnSi diim bao *O tuqng ttranh ui,5n b6q ngcrai it hcrn rnQt ntla t6ng so thdnh rii6n

cua ti6u bran vir qb)"nghi qryet cua cdic ti6u buo chi co hieu lUc khi c6 da s0 thdnh

vi$n tham du vd. bi6u quy6t tai phi0n hop cua tieu banL la thanh r,'i0n I-lDQ'l-.

16. Gia tni phap ly cua hdrrh dQng . Chr: hanh dgtg thuc thi cluyet dioh cuu

FI6i dong quAn tri. hoAc cua tieu bun tru:c thu(;ic Hgi d6ng qu6n tri, ho{c cua ngtlili

cg tu c6ch thanh viOn ti6u ban [lQi cl6ng quan rtri s0 r1ruor: coi la co gia tri ph6p lj' ke

ca. trong trong trucrng hgp viQc bAu,, chi dfnh thdnh v i,3n cua ti6u ban hodc HOi drcng

qudn tri c6 th6 co seri s6t"

: I GIAM DOC DIELI HA.NH, CAI\ BQ QUAN Li' KHhCVIil. TONC

V.\ THU,KV CONG TY

Diiiu 28. T6 r:hr?c bQ mrly quin lvpVI s€ ban trdnh mQt hO th,5ng qudn 1y'md theo d6 b0 rnay quAn ly s0 chiu

trlic;h lhiOm vd n[rn cluoi sU lSrLkr dao cua F:tdi ddng rqudrn tri. PVI co nrrot'I'c,nB. , . r i + . ) , 1 \ 1 4 ^

' " ' \ '

gram ooc oreu lhanh, mQt s6 Ph6 t6ng.gi6m ddc diOu hanh va mQt K0 toltntrucrrrg

vil c6c cdrn bQ qua3 li khac do I{O,i Aa'lg quan ,!ti ,b6 tfr1?T: -!6ng giam doc didu

hrinh vd c6:c Ph6 t6ngg.r6m doc did'u hanh co th6 ddng thg,,i la t[anh"r,.1en H1)i dc'ng

qr.ra.n tri va duoc HOi d6ng cludrn tri b6 nhiOm ho{c bdi mi0n/mi6n nhi0m rbdng redt

nighi quyt3t duoc thr)ng qua rn6t c6ch hqrp thuc.

Diilu 29. Citt b0 qurin lv

1. Theo dO rrghi cua f6ng 61i6m cl6c didu hirnhL hodc n6u xet th61'.An thidit va

duryc str ,:hAp thuAn cua HQi d6;:g rqudrn tri, P\y'I duo,c su dung so lu'ong va lloai ,;an

bQ qual ly cdn thi6t hodc phu hqp voi co c6u vd thOng lQ quAn ly ceing_ty do I{Qi. ; \ \ ' : . , ; ' : . - r . - - - - . - - . ' r - 1 - ^ t ^ r : ' ' x ' ' \

ddrrg quern trf c16 xudt tuj,timg thcri cli6m. Chn bQ qr"r6n ly phAi co su mAn can,;0n

ttriOiA6 c,iic hoert clgng va td chfc cria P\y'I d4t ducvc c6c mpc ti6tr dd ra.

2. Muc luo1g, ti€n tlhu lao, lgi ich va c6c ditiu khodn kh6c trong .hqp clt)ng

lao dQng doi v,ci T6]ig gi6m d6c cli0u hanh sO do IlOi {6ng qu6n tri quyet dinh va

h,rr cl6ng v6i nhin)g c6n b0 quAn. ly khric sE do FIOi d6ng qutin tri quydt ctfnh sau

khi tham khao i' ki5n .ru Tiing g,i6m de,c diAtrr hiinh.

:10

Diiiu 30. I|6 nrhiQm, mi6n nhiQm, nhi6m vg vri quyiin h?n cria T6ng gildim

tl6c tliiiu hirnh

1. 116 nhiqm: HrSi ddng qulrn tri s0 bo nLriQm rn6t thanh viOn trong l-lQi ddng

hoiic mQt ngudi khlrc ldm "tiing Eti6T d6c diA,u hdnh vdr sE b;' hqp dong ,lry d inh

mLrc lucrng, thu lao, loi ich va cac: di6u khoan kh6c li6n quan dOg vieq tuy6n dung,.Th6ng tin- vd muc lluong, tro c6p, quyen loi cua

'I'ong giam rloc cti€u hiinh p,ha.i

duo,c b6o cao trong Dai hQi d6ng c,5 ddng thucrng niCIn va dugc nOu trong b6o r;6o

thr.r<rng ni,3n cua PVI.

2" NhiQm kj': Theo DiAu 2"(t cuaDi6u 1[6 nay, Te'ng gtam <16c clidu hanh c6. r l . - r r A | ; . r \

- - , , t

? L , - ' . \ - l l ^ : a - - - l - - \ - ^ - 1 ^ ' ] r ' / \

thd khong; phai ld C:hu tich I{Qi dong qufin tri, Nhiern kj' cua Tong gi6m doc cli6'u

hanh lir niim (05 ) niim tru khi HQi rJ6ng qu6n tri ct! qu), dinh kh6c v'a c6 th€ dtroc

tiri b6 nhiQm. ViQc bo nhiOm c6 r:hO h6t higu lluc, cbn ctt vao ciic quy clinh tai hcrp

dong lao <Iong. 'f6n;g gi6m d,5c dier-r hanh khorrLg rJucrc ph6p la nhimg nguoi b1 ph6p

luiit c6m giir chuc vu ndy, tuc la nhirng ngucri vi thiinh ni6n, ngudi khong clu rriing

luc hanh 'v'i, ngtrdi 116 bf ket an tu, nguoi dang thi har:rh hinh phat tu, nh6rr vi6n luc

luorrg vfr tran g, cac crin b0 c6ng chfc rrhd nu6c vir ngudi da bf ph6n quyet ta da

ldr:n cho cdng ty ma ho ttmg lanh dao trucrc dd'y bf phri siin.

3, Quydn harr va nhriem vu: Tong giim. drSc di6u hanh c6 nhirttg quydn han

va tr6ch nhiOm liall:

a" -fhyc hiQn c6c ng,hi quyeir: cua [{Qi d0,ng quan tri va D?i hQj de'ng c6 cle,ng,

k€: hoach kinh doanh vd k6 hoach <IAu tu cira PVI da <tuqlc HQi dong quan tri va Dai1 . . . + l I

h(ri dong co d6ng thL6ng qua;

b. Quytit dinh t6rt citc6c viirr AO nrOng tAtt ph#ri.co nghi c1uy6t cua HQi d,6ng

qqan tri, bao g6- vi6c thay mdt P'\,'I kj'k6t clic hgp d6ng tai chinh va thucrng In?i:

D6i vcyi c,6c khofln thanh tohn chi trA vucyt ph,An c6p duoc quy dinh tai quy' ch€i tai

ctrilh phlri trintr Flfri dOng qudur tri ph6 duyQt truoc lfii kl,i va cli€u hanh hoat dOng

sd'n xudt kinh doanh thuong nh6t cura PVI theo, nhirngl thong lQ quan ly t6t nhrAt;

c. Ki6n nghj, s6 luqrng ',,,d chc loai c6n Q0 quirn ly. ma PVI clin thuO Ae ffOi

drin,g quan tri b,5 nhiQm hoacimi6n nhiQrn khi cAn thi(lt nharn 6p,dpng cac hoplrdg:g

curng nhu: c6c c;ry c,iu quirn ly tdrr clo HQi d6n'g quArL tri d0 xuAt vd tu vAn de ll0i

Acrr,! qu6n tri quy,€t dlnh tt ir. lucmg, thi I ao, cac loi ich vd ciic diOu khotrn kh6c

cua hqp cl6ng leio d,Ong cua c6n b,3 <1uan ly;

d. Tham khiio y kien cua l-l6i drirrg quan tri dO quy6! dinh sd luon6; nE5uoi

lao ddng, muc luong,.trg cAp,. lqyi ich, vi6c, bO nhi6m, miSn nhiem va c6c rJi0u

khoAn khac liOrr quan d€n hqp d6npl lao d6ng cua ho;

e. Tuyen dUng lao d6,ng ttreo k6 lhoach nhdn sr,r cua HOi d6ng; quan trlL,

f. 86 nhi6nr, rniSn nhi6rn. c6ch chrir; cac chirc danh kherng thuc,c tlhAml , r '

quyOn cua HQi d6ng qudn tri;

g. Thpc hipn phAn bd lurrng va php c6p (ndiu co) d6i voi ngucri lao ctor-rg

tr"orrg PVI;

31

h. \v'do ngay 3 I th6ng 10 h,ilng ndm, T6ng gi6m d6c diiiu hanh phAi trlnhT r A . + ) ,rrqr oong quan t.ri ph6 chuAn kC troach kinh d,canh chi ti6t cho ndm tai chinh tiep

theo tren co sd d6p rmg c6c yOu .iu cuu ngAn rs6ch phu lhqp cfrng nhu k6 hoach tai

chfnh ndm n[m;

i. -['huc

thi ke ho4ch kinh dloanh hang ndm ctugc Dai h(ii dong co dong vliy r ^ . r ) .HQi dorrg ,{uAn tni th6ng qua;

j ftd xulit nhLirng biQn phap nAng cao hoat dQng vd quAn ly cua PVI;

k. LlhuAn bi c6c bdn dg tolur ddi han. hring nitm vd hang th6ng cuzr Clonpr lr(sau dAy g;ei la bdrn riu to6n.l phUc vu hoat dQng quAn ly dai h?n, helg n[nt r,'a hiingthlingcAn doi k€: to6n, b6o c6o hoat d6ng s6n xudt kinh doanh va b6o c6o luu chuy'en ti€n

tQ ,Jrr ki6n,) cho tunfl nim tiri chinh se phai durvc trinh AO nQi d6ng quan lri thr)ng

qLra vd phrii bao gdnr nhirng th6ng tin cluy dinh tai c6c quy ch6 cua PVI.

l. 1-huc triQn tfu cdc6c hoat clQng khac 1.heo quy clinh cua Di6u lg nay vii r;6c

quy chO cua PV'l , cac nghi q.ry6t .rru t-lgi dong quAn tri, hqp <1ong lao dong cua' , \

Tcrng giann d6c r1i0u hanh vd ph6p lluAt.

4. E]6o clio l€)n I{Oi clong qutin tri va cac co d6ng: Tong giam doc ctidu hiirlh

chiur tr6chL nhiQrn trucrc HQi d0ng; qudn tri va Dai hQi <16ng cO d6ng v'0 l'i0c thuc

hiQrL nhi6m vu vd quy6n hi3n duo,c giao vd phtii b6o c6o, cac co quan nay khi dugc

Yeu cau.

5, Udi nhiOrn: IlOi dong quanL tri co the bai nhir3m Giam d,5c hoic Tiing gi6ry't

de,c diCu hanh khi c,5 tu haii pfian ba thdnh vi6nL Hqi ,1,5ng qu6n tri tro' l6n bi6u cltrydt

ta1 thdnh (trong trurdng hqp nay 1,Jr6ng tinh bi6u qry0.t cua Gi6m d6c hodr;'Iiing. t l . + .

t ' ' a / \ L A - L n ^ k i t L ,grarn croc oreu hanlh) vd b6 nhi€m mQt T6ng; gi6rn d6c di0u hanh moi thay thO"

T'6ng gi6rn d6c, di6u hanh bit b6i.nLtripm c6 quy6n phan ddi vipc bdji nhiQrn na1'tzti

Dai hQi dring c6 ddng ti6p theo gAn nhAt.

Dii ju 31. ' Ihu'ky Cdng ty

Hgi d6ng, qu6n tri sd ,chi dinh rnfit (hoirrc nhiAr.r) ngudi luq T'hu k); Cl6ng ty

r,,(ii nhi6nr k! i,e nhitng di€u khoiin theo Quyil dinh.cua Hoi d6ng quArr tri, F{6i

ddng quan tii co tne Uai nhiQm f'hu ky Cong ty khi cAn nhtmg khi)ng triii "'vtvi

c6c

qu), Ainn phap luQt hi6n hanh o'C kr,, d6ng. HOi d6ng g.len g! qune co tlre b6 nhiOrn

mrt1 ha)' nhidu -[rqr ty, Thu'ky COn,g ty tuy tu:ng thoi di€m. Vai trd vir nhiOm v'u cua

Thu kf C6ng ty bao g6m:

a. 'f6 chuc c6c cuQc hqp cria Hcii d6ng quAn tri, Ban ki6m rso6t v ii lDai hoi

d<\n.g co ctdng theo tenh cua Chu rrich H(ri ddnE5 qu6n tr[ ho4c Ban kiem so6t;

b. Lam triOn bAn c6c cuQc hoP;

c. 'Tu vdn ,ri; thu tuc ctia c6c cuQc hqp;

d. Cung c6p c6c thr)ng tin tai chinh, b6n.sao bri€n b6n hQp H()i dong quan tri

vii ,;6c th,3ng tirr khSc cho thdnh vi€n cua HQi d6ng qrudrn tri vd Ban ki0rn so6t.

.) ̂ /.

T'hu' kj C6ng ty c6 tr6:ch nhiQm bao rnft th6rrg tin theo c6c qr-ry rlinh c,ua

phlipr luflt vd Di6u lq,

IX. NHIE,M 'VU Citn rHhNH VIEN HQr BoXC QUAN TRI, TOI\C;ctA.M D()C DIEU HANIM C,{N BQ QUAN Lv

Diiiru 32. Trf ch nhiQm c6n, trgng cuit llhinh viOn HOi tl6ng quin t.i,- i . r \

Tdng gi6rn cl6c di6u hinh vi c6n b0 qurin lv

Tha.nh vi€;n Hoi d6ng quan tri, Tiing gir,im ddc di6u hdnh va c6n b0 quan l's

duo,: uy th6c co tr6ch rrhiOm thq"c hiQn ciic nhiOm.vu cua minh, kC cii nhinrg nhiQnlvu r,'oi tu c6ch tlhanh vi6n c6c tiOu ban cua HQi d6ng qu6n tri, mQt c6ch trung thpcva theo phucrng thuc ma ho tin la l,i lgi ich cao nhiit ciia PVI va v<ii rrrorl rnuc dg

can trong rnir m0t ngucri thpn trong l.hucrng co l<hi dAm nhi6m vi tri tuong ducmp; va

trong hoan cinh tuong tu.

Diiiu 33. Trdch nhiQm trung thryc vi tr6nh cic xung tIQt vG quyiin lgi

l. 'l

hanh vi6n FIOi cl6ng quiin tri, Tdng gi6m ddc, di6u hanh vdr c6nL b6 qudn

11, kh6ng Ctuoc phdpr su dung trnnng; co hQi kinh dotrnh co th6 mang lai l<yi ich cho

P\l vi muc dich c6 nhdn; cldng thryi khc\ng du:gc su clunLg nhirng th6ng tir:r co dugc

nho chuc vu ciur minh d0 tu loi cii nhAn hay dd phuc vu lcvi ich cua t6 chuc hobr:; cdr

nhLAn kh6c.

2, Thdnh viOn f{gi clong quftn tri, T6ng gi6m r16c di6u hanh vd c6n bO qruarr

ly co ngh'ia vu t.h6ng bao cho ffOi cl6ng quartri tAt ca cac loi ich co tire gAy xung

d6t vcri lqi ich cua PVI md ho co tl:r6 cluqvc hucvng th6ng qua c6c phap nhAn kinl, te,

c6c giao dich hro{c cdr nhan kh5c. Nhtmg dC)i tuqng ndu tr6n chi du'oc su dung

nhfrng co hQi d(r khi cac thanh vi6n HQi d6ng qulrn tr:i khOng co tqi ich li€r:r quarr dli

q.'y6rclinh khdrrg truv cuu uAn d€ rral'.

3. PVI kltr6n13 <lugc phep c6p c6c khoan v!ry, bao ldnh, ho{c tin dung cho c6c

thalh viern Hgi d6nl! qu6n tri, T'6ng gi6m d6c,Jidu hanh, c6n bQ qu6n ly'va gia tltinh

cr-ra hg ho4c ph6p nhdn mir nhirng nguiri nay c6 cdrc lcri ich tai chinh, trir khi Dpir r r . - a l I + ^ ,

'

hdi dong co d6rrg cri quy6t dinh kh,drc.

4. Hqp ct6ng; hoic giao diclrL giira PVI vcri mQt (01) hoqc nhiAu ilrLdnh rri6n

tlii dong; quAn tri, Tong giiim dOc di6u hanh,., c,6n b0 a"uan ly, ho[c nhttng ng;u<ii

lidn quan den ho hodc cong ty,, de'i tac. hi€p h6i, hoiic t6 chuc ma mot hoflc nhi€:u

tharrh vi6p HOi d6ng qudrn iri, c6rr b6 quAn lif hoac nhirng ngucri lien quan dOn hg la

thdurh vi6n, hoqc cr! lien quan lqi ich tai chinh, sE khdrng bi vi) hieu hod vi rrhinrg

mdi quan hQ vu'a ndu, hoii',ri thdnh vi6n Hgi ddng quirr tri do hoig ciin ho quan ty

cljr co mdrt hodc; tharm gia vao cudc hqp lien quan krodc vao HOi d6ng quirn t1"i haV

tieu ban,ta.ho phdp thUc hi6n hQp.dolg hoic giao ai.f,ho{c vi nhfrrrg phi6u UZiu

cria ho cting duoc tinh khi b,ieu quyOt v0 muc dich d6, n€u:

a. Ddi voi hop d6ng; co gili tri tu du<ii.2094,terng gi6 tr! tiii .san duoc ghi

trong b6o cao tai chinfr glin nfr6i, nhirng y6u t0 quan tt'ong ve hqp cl6ng hodc lgiaodich cfrng nhu c6c m6i quan hO .y,il lgi ich cua c6n bQ quan lii hoflc thanh vien HQi

1 a. J J

d6rrg; quAn tr! dd ducrc b6o c6o cho lF.tQi dong quin tri hobc tieu ban li:.n quan. DtrnS;thbi, Hqi ctdng quAn tri hoflc ti6u beur d6 de cho ph6p thgc hiQn hqp dong hodc giacrdic;h do rnOt c6ch trung thgc bang <la sO phi6u t6n thanh cua nhiing thanh viOn I-I6idong khorLg co Lyi f c,h li€n quan; hoiic

b. D6i vod nhirng hop d6ng .co gi a. try lon hon 20% cua tong gi+ tri tai sranduryc ghi t.rong bao c6o tai chinh g;fin nhAt, nhirng y6u t6 quan trong vd hcrp cl6nghoiic: giao {icn nay cflng nhu mdi quan,h6 vd l,rvi ich cua c6n b0 cluAn ly hoac thi)rnhvi()n HQi c[6ng qu6n tri dd durrc cdn,g bo cho c6c c6 ddng kh6ng co lgi ich li6n quan

, \ r . L / \ ' \ ' ' + a 4 - 1 1co quy,en lri6u quy€t v0 v6n de do, v'd nhirng cr) d6ng d6 de bo phi€u t6n thanh hq,

don1l hoac giao <lich ndy;

c. I-Iqp d<\ng hodc giao dich clo duoc m()t t6 chuc tu vAn c10c l6p cho la cCrngr ) \ I I r , . ^ t ' ^ t ' ^ban65 va h<1p ly xet tr0n mei phurrng diOn lierrL quan d6rr c6c co ddng cua cdn€l qivir,o thtri di6m griao rlich ho6c hqp,CI6ng nay ch.rgc FIQi d6ng qutin tri ho{c: m6t t.i€uban truc thuQc llQi dong quhn tri hay'czic c6 r16ng cho phdp thuc hiOn, thdng quilhoiic ph0 chudn.

Tha"nh vi€,n HOi d6ng quan tri, 'l'6ng gi6rn t16c rji6u hanh, c6n bo quan ly tha;y

ngurri c6 [i6n quan ,cua ho kh6ng clugc ph6p nnua hu:f ban hodc giao dich theo b6.tcu hrinh thtic ndo kh6c c6c c,6 phi()u cua fVI hodc c6ng ty con cua PVI vao tlhd'ididnr ho c<i dugc ntrting th6rrg tinL chdc chdn sE g6y hnh hucrng d6n giri cria nhi,ing

I r . A + , '

r r / 1 . t r '

co phieu clo vd c6c co d6ng kh6c lai khong bi€t nhirng, thdng tin nay.

'Di6ru 34.Tr,fu:h nhiQ* od thi6t h4i vh nOi ttruitng

L 'l-rach nhi()m vC thiQt hqi Thdnh vi6n f{gi cl6n,g quAn tri, -f6ng giam rl6c

va can bQ quAn ly vi pham nghTa 1,U hdnh d6ng mQt c6ch trung thuc, khong hoanthiinh nghLTa vu cua m'inh '1,6i su c'lln trong, m6n cdrr vri ndng luc chu-y€n rn6n s0phai chiu tr6ch nhi6m r'6 nhfrng thriOt hai do hdrnh vi v'i plfram cua minh gAy ra.

2, E]6i thuong. PVI s€i b6i tlhurrng cho nhimg rngrrdi de, d?ng vd c6 ngu)' cotrtr'l.hanh rn6t b€n lien quan trong; c6c vu khi6u n?i, kiOn, khdi tO da, dang ho[c cothrii sd rluoc ti6n harrh cho clir ddy lDr vu vi6c diin su, hdnh chinh (md khdng phai tavir.lc kiqn tpng clo PVI thqc hien hay thu6c quy6n khoi xucrng cua PVI) nr3u ngucridc' c[6 hodc dang; la t,hdrnh vi6n l.fQi cl6ng quirn t[ri, can bQ quan ly, nhAn vidrr hodr; ladai diQn cluoc F'VI (lruy cring ty con cura PVI) uy quy()n, hoic nguoi do da hodcdanlg lu* theo )'€u,rAu cuzr I'VI (hay ccing t1'con cura FVI) voi tu c6ch thanh vi6nFL:ii ddng qu6n tri, can bQ quAn ly., nh0n v'iOn hodc dai diqn duoc uy quy6n cua rnQtc6n;g ty, etOi tac. li6n cloanh, tin thLdrc hodc phap nhdn kh6c. Nhirng chi phi duqc bdithuirng bao g6m: clrc chi phi ph6t. sinh t.k6 ca phi thue l,uflt su), chi phi,phan qu'yet,cdc khoan tiAn lph?t, cdc khoan phai thanh tolrn phlrt sinh trong thqg te h<l6c drro'ccc,i ld rnuc \qp ly khi giai quy6t nhirng vp viQc nd)' trorrg khudn kho lyat phrap chcrpkrdp, vrii di6u ki6n la nguiyi do dii kranh dQng 1.rung thuc;, cAn trong, m6n ciin vd vcvinErng luc chuyel mdn theo phucrng; thuc ma ngutri d6 tin tucvng rdng d6 ld vi lcvi lchhodc kh6:ng chdng lai lqi ich cao nhAt cua P'VI., trdn co so tuAn thu luit phlip r,'a

\klrong c6 su phrat trien hu;, x6c nh,in nao yng nguiri d6 dA vi phqrn nhimg tr"dchnhiOm cua minh. P\/I co quy6n nrua bao hi0rn cho nhirng ngtrdi d6 de trdnh nhtrngtriich nhi()m bdi thuong n6r-r tr6n.

3 4

X. BAN KI[],IVI SOA'I]

Diiiu 35. llhhnh vi6n Ban kiOm soit

1. S0 luong thdnh vi,3n Ban kiern so6t phai co tu ba (03') d6n ndm ('05) thrinhvi0nL. 1'ronlg Ban kiOm soat phai co it nhat mQt thanh vi€;n la nguoi co chuy€n nlOnv€' trii chinLh k6 to6n. Thanltr vi6n ndy kh6ng phai la nhAn viOn trong bo phfin k6toanL, tiri clhinh cua PVI va kh6ng phai la thanh vi€n hLay nhAn vien cua c6n€! tykiOnr tolrn dQc lAp ctang thuc hi6n vi6c kiem 1.oan c6c b6o c6o tai chinh cua P'VI.

,Ban ki0rn so6t,,prhai chi dinh m6t.thanh vi6n lrii c6 rJdng cua P\/[ larn'l['ruong b,an.Trur:rng ban ki6rn so6t c6 ciic quy6n va tnlich nhi6m sau:

a. 'l'ri6u tdp c:u6c hgll Ban lki6m so6t va ho4t ctQnp5 v6i tu c6ch [d Tn,rcvng lbankiOnn sorit:

b. '\f6u.ii,,r p\'[ cung cdp c:itc th6ng tin li6n quan CO Uao c6o c6c thanh r,'i6ncura Ban ki6rn soat;

.0. lL,Ap vir ky bao cao cua []an kiem so6t sau khi dd tharn khdo 1z kiOn r:uaHgi ddn;g cluan tri d0 trinh l,3n Dai hQi .li\rrg cO d6ng;.

2. 1116 d6rrg ndrn giu ft hcrn 6oA c6 phArr' .o.1try6n bi6u q,ty6t trons thdi lranli0n tpc it nh6t si6u th6ng c6 th6 trip hcp phi6ur bAu vdo voi nhau dO dA cur c6c rlmgvi6n vdo, [Jan ki,5m r;odt. Cd d6ng hrodc nh6m c',6,J6ng nii- gifr: c16n du<ii t)ot6 sii cO

r X , I 1 . : I , r \ . r t : ^ . t , ) ' r

phAn co quy6n trieu quyet trong th,ivi han lie.n tuc it nhAt s6u thdurg ducrc de.cir rndttharrh vi€nL; tir 10% d6n dtroi 300,,0 ducrc dO cu hai thanh vi6n; tu 3CtcYo c10n d ucri50ot, dugc dA cri ba thanh ''ri6n; tr-r 50% dSnduoi 65% duoc c16 cu b6n thrdnh vi6n,ra neu [i 65oh tno l6n clugc dA cu dfu sd rmg r,'ir3n.

3. r]6c th,anh vi6n cua Ban ki6rn so6t do Dai hQ,i d6ng cO d6ng bo nhi()m,1

nhi€im ky r;ua Ban ki6m solit ld ba ('03,) ndm; thdnh vi6n Ban ki€m so6t c6 th6 drrocbliu lai voi s6 nhiOnr ky khong han che"

,+., llhanh vien Ban kiem soht khong con tu cllch 1.hanh vi0n trong ciic truirnghqp sau::

tL. lfhanh vi6n d6 bi ph6p l,uflt .ato lam r[hanh v'i6n Ban ki6m so6t;

b. lfhanh vi6n do tu chric bing mQt vdn ban th6rrg b6o ducvc gtri d6n tru sochirrh ctro PVI:

c. lfhanh viOn d6 bi r6i loan tdrn thdn r,,d c6c thdrnh vi€n kh6c cuaso6t c6 nhirng 1ban14 chung chuy0n mdn chrmg to nguoi do kh6ng conhiinh vi;

lLlan ki.0rnnang lu'c

,J. fhanh vi€n do vdng m?t khong tham dqr c6c cuQc hqp cua Ban kiem r.;oiit1i0n tuc trong vr)ng s6u th6ng li6rr tpc' r,a tronlg thoi gian nay Betn kienr so6t kh,3ngcho phep rthanh vi6n do ving m51. va dE phan quy6t rdnlg chuc vu cua ngr-roi na'g bibo tr6rrg;

e. -fhirnh,

vi€:n d6 bi c6ch chric thanh vi6n lJan kitim so6t theo quyet ctinhcua Dai hQi d6ng c(l dr3ng.

3 5

Didiu 36. Efan ki6m so6t

I . PVI phai co Ban ki6m soiit va Ban lt<i6m s,c6t sE co qgy6n han va trihclt. \ \nhiQm theo qyy dinh t4i Di0u 123 r;[ra L,uflt Doanh nghii)p vd Di0u l0 nay, chu 1'$sla nhirng c1uyOn lhan va tr6ch nhiQrn riau dAy:

a DA xudt lu:a chon c6ng rty l<i$m to6n dQc lflp, rnfc phi kiem toa:n vd nneii + ) t . ^

' , , t I d . - t . ^vAn d€ li€rr quan d0rr sg rut h"ri ha1, bdi nhiqm cua c6r1g q/ kiOm to6n rJ6c lQp;

b. 'l'hAo luAn vrri ki6m to6n rzien clOc l6'p l'd tirfi ch6t vd pham r,'i ki.Orn t,:r6ntru6c khi lbat ddu viOc ki6rn toSn;

c, ,Kin ii ki6r, tu vdn chuy€in nghiQp dQc l4p hoac tu vdn vC phap l:i r,'a d6mbao sq therm gia cua nhirng, chuy6n lgia bOn ngoai .()ng.tf v0i kinh nghiCrrr trinh drtchulr6n mr3n phir hqp vdo cdrrg viOc cua PVI nOu th6y cAn thi6t;

d. lKi6m 'lra r:ac b6c' c:6o tai chfnh hang ndnt, s6r-r th6ng vd hang clu)' trr.r6ckhii rIQ trinh Hgi dong c;uAn tri;

e. 'l'hao ludn vO nhttng ,,an d€ kho khdn vd tdn tpi ph6t hi6n til c6c k6t qua

t , ) . | \ 1 v ' ' \ ' r

kiem todn giira kj' ho[c curdjL k] cflng nhu moi vdn clO lnd ki0m to6n vi€tr' clQc lppmue,n bdrn bac;

f. Kem xret thu qu6n ly cua kiOnr to6n vien c16c lpp va I' ki6n phiir:r h6i ,;uabarr qudn ly PVI;

\ /

. g. Xem xet b6o c6o ctia P\/I v0 cac hQ th6ng kiOrn so6t n0i b0 trudc: khi l{(riddnlg quan tri chdp thuAn; r'd

h. Xem lr6t nhring h6rl qua didu tra nQi bQ va f kiOn phan h6i cua ban quanri.

2. Thanh vi6n cua l-I6i d6ng qudn tri, f6ng gi6rn doc diOu tranh va c6n b0quan ly phai cu.ng c,6p tdtca cac th6ng tin vDr tai liQur li0n quan d6n hoat d6ng cuaP\rl theo y6u .liu .uu Ban ki€rn rsoat.

-l'hu kif CrSng ty phai bao darn rdng toan bdbAn sao chup ciic thdng tin tai chlnh. cric thdng tin kh6c. cung cdp cho c6c thrinhvi0rr f{Qi d6ng clu6n tri vd ban sao c6c bien biur hqp flQi ddng qu6n tri se phiii drro'c

A t , r \ ^ " l r \ - - - \ - - - ^ '

- ' - , ^ - - + - - . . - . - -cun;g cap cho thrdnh viOn Elan kiOnl so6t vdo cirng th,ui di6m chung duoc cung cdp1

cho H6i drSng quAn tri.

3. Sau khi clti tham khao y trriLtin cua H6i ddng quAn tri, Ban ki6rn soal co th6ban hdnh c6c quy dinh vd cdc cudr; hqp cua Ban ki0rn so6t va cilch thu'c hopt d,cngcua Ban trri6m so6t. Ban ki€rn solit,phAi.hqp ttii tnieu hai ldn mQt niim va sf, lurrngthrirrh vi6r:r thami gia c6c cudc hgp toi thi,3u ld hLai (02) nguoi.

4. Cac thLdnh vi6n Ban kierL so6t ducrc Jhucrng thtr lao. Tdng rnfc thu lao choflarr ki6rr:L so6t sE do DHDCID qu1'0t dinh. l-trdnh r,i6n Ban ki6m so6t duor: thanhtoiln cac chi phi di lai, lur tlrir vra c6c khoan chi phi hryp ly ciin thiet khlic khi h9tharn gia c6c cuQc h.gll cua BKS hroiic li0n quan tr;i hoat dQng kinh doanh cua P\/I.

:i (i

xI. ,euviix DIEU TRA s0 saclH vA rro so PVr

Di6u 37. Quy,bn cli6u tra s6 sfch vir hd scr

I " Cl6 d6ng hLobc nhom cd ddng de cAp trong DiAu 24.3 va Di6u 3 5.2 r:tri,rDiOu l0 nay co quyen truc tiOp hoiic qua lupt su: hoflc nguroi dugc uy quy'dn,, gui t'dttban yOu cliu dug,c kiOm tra trong ESiir lam viqc ',ra t?i dfa rJi0m kinh doanh chinh r;uirPVI danh s6ch cd dOng, c6c bi0n trlrn cua Dai hQi clong cd d6ng, va sao chup hopctrichL luc cdrc h6 so do. YOu rliu t itlm tra clo phia lupt su cl4i dign hodc dai diOn duoc

, I r r '

r ' 7 . ' r \ r / 7 1 1

uj quyen kh6c cua cd cl6ng; phai kd:rn theo gi+>,uy cluy6n cua c6 dong md nguivi drldAi diQrr h,odc mr)t biin sao c6ng ctriing ciia giA), ui cluy6n nay.

2.'l 'hanh vi6n FIOi d6ng quAn tri, thanh vi6n Ban ki6m soat, Gi6r'n cl6c ho[c- i

" '

t . a 1 a \ ? . - 1 - / - , - , 1 : - 1 '

long gran:r odc rJi6u hanh vd c6n b() quan ly cci quy6n ki6m tra sd dang 1ky c6 drlngcua PVI, danh siich co dong va nhfrrng s6 s6ch'vd hd so kh6c cua PVI vi rrhirng nnucdfc,h li0n quan tdi chuc vU cua rninhr r,'oi diAu lli6n cac th6ng tin nhy phari rJugc baomat.

3. IPVI sei phrii luu Di,5u lg niiy vdr nhfrng ban r;ua d6i b6 sung Di€u l(i, .GiA'ychrnrg nhAn danLg ky kinh doarrh. cfc quy chO, cdc tdi liQu chung rtrinh cluydnL s,:hiru tdi sen, bieriban hgp Dai hdi,l6ng c6 d6rrg va FtQi d6gg qrrAn tri'.c:ac b6o r;6o

cua Ban k:i6m so6t, brio c6o tai chinh hang ndm, s6 s6ch kO to6n vd b6t cii 13iiiy'turndo khac theo quy riinh cua ph6p tudt t4i tnr sd chinh hro{c mQt noi kh,6c v'rri cliOukiQnL ld c5.c.9.lOng; 'u';.o quun diing ky kinh doarrh drrgc th6ng biio r,'6 dia diernluu trii cac giav to rLav.

X[I. COXC I\HAN VIEN TI,A CONG DOAN

Di6u 38. Cdng nhf,n vi0n vii cdng tloin'f6r-rg gi6m d,5c di6u hanh pLrai lflp ke hoach e.! nQi d6ng qudn tri th6ng.qua

cac van de lien quan d6n viec tuydin dpng, lao d6ng;, b,uQc thoi viOc, Iucrng bcing,

bdo hitirn xd h6i' ptruc lgi, klhen thu&ng r,,d ky lupt ddi r,'6i can bQ qudn 11'va ngucrilao dong cirng nhu nhirng rn6i cluan hQ cua PVI vcvi cdc to chuc .9ng clorin d'ucvccdng nhQn theo, c6<: chuAn lnuc, 1.tr6ng lQ va chintr s6ch quan l)i tdt nhAt,, nhrFngthrSrrg lQ vd chinh s6ch qu:i <tinh tqi Dieu 16 nriy, eac quy ch6 ctra PVI llA quy ctinhphap lupt hiOn hrdnh.

XIil. PHAN CHIA LOI N]FilUAN

' ,4 " CO d6ng co quyOn duqrc PVI .cdp

T'rudng h,W c6n.g ty co welbsite riOng, Di0u tQ

Di6fu 39.

l . ' Iheo

r A A ,

lual., co tLrc se

rn6t bAn lDiAu 19 c6ng ty miiin phi.rrdry phrii cluoc c6ng bd tren website.

Cd rtu'c

quyet dinh c:ua Dai hQi d6ng .6 d6ttg va theo quy dinLh cr-ra phlrprJuo,; cdng b(5 r,a chi tra tu lgi nhuAn giu lpi cua PVI nhung; kh6ng

1 - 1

duoc vugt qu6 nnirc do HQi cl6ng q,uAn tr! dO xudt sau khi dd tham khac, '1' ki6n cddonES tai D,ai hQi d6ng cO d6ng.

2. ['heo qu)'dfnh cua Lu4t Doanh,nghriQp, I'lqii cf6ng quan tri co th0 c1u'yOtdinh thanh to6n c6 tuc giira k! n6u x6t thAy viQc chi tr6 nay phn hqp r,'oi ltha nilng

sinh loi cua PVI.

3. PVI khonE5 tra,Idt cho khoAn ti€n trri cO tuc tray khoAn tidn chi trA li€nquarr tcvi nr6t loai c6 phi6u.

4. l I6i de,ng qudn tri co the d6 nghi.Dpi hQi d6ng c6 d()ng th6ng qya r,'iQcthanh to6n to.an bQ hoac mdt phAn c,6 tu'c banp; nhirng tdri san cu th6 (nhu cd ph i€uhoiic trai phieu ctd dugc thanh todn ellty clu do c6ng ty khL6c phat hanh) r,'ii l IQi dOngquiin tri ld co quan thuc thi nghi quv'Ot nirl'.

5. 'l-rucrn;t hq+r co tuc hay nkrirng khoAn tidn kh6c liOn quan tcri rn0t loai cr)

, " L - L \ \ ' ! ' l 1 : - ' l - :

\ \

phieu dug'c chi 116 trdrrg ti6n m[t, IIVI se phai chi tra biing ti€n ddng \;',igt. Natn v,i. \

co thO thanh to6n biing sdc hodc l0rLh trA tiOn gui qurar brru diQn toi clia c:hi dd dr:ingky cua co dong thp hucrng vir truimg hq1l co nhi ro ph6t sinh (tu' dia chi dA clang; ky

cuir cd ddrng) thi c6 dong d6 phai chiu. Ngoai ra, cac.khodn ti6n tra co tirc hodc,;ackh,ciin ti6n kh6c durTc chi trd ban;g tidn ,rr{t 1i0n quiln t(ii rnQt loai c6 phi6u co th6duoc chi t'a bdng ctruy6n khoAn n€;fin hiing khii PVl de co th6ng tin chi ti6t vA ng6nhang cua cd dorrg nhim cho phep'f'VI thuc hiQn dtroc v'i6c chuy'6n khoiin truc, tiOpvao tdi khoan ng6n,1lrang cua c6 ddng. Trucyng hqp PYI r15 chuy6n khoAn theo dtingc6c th6lg tin chi ti6t r,'A ngAn hang clo co ddng,cung.Aq,;.1c6_dring do trh6ng nhflnduo-c tien. PVI l.lhorrg phai chiu trfch nhi6m vC) khoAn ti6n PVI chuye^n cho co dOngthu huong. Vi€c thernh to6n cd tirc d6i r,'cri cac cri phi6u,ni6m 1'6t tqi Sir Ciiao clich

Chirng khoan/ T.rung tdm Gi;ao dlch Chimg khoan co thO duoc ti0n hanh thong rlua

c6n1q ty chtmg kho6n hodc 'fr:ung tiim Luu ky.

6. Truong hq1p c6 srr ch6p thruAn cua Dai hQi d6ng co dong, I-l6i cldng qruan' a x ' ) I - - - \ - : - ' ' l - : : - - -

tri c:o the quy6t dinh va th6ng bri,c rirng nhimg nguoi scv hiru cQ RhArl pltrc, thr)ngduoc nhArn c6 tiic bang cdc cO ph6n pho thong thay r;ho c6 tuc biing ti€in mdt" (l,itc

co phAn bo sunSl de tra cd tuc na1, chleic ghi ld n!*g co phAn dd thanh t.odn dliy duti6n ffrua trdn co so gi6 tri ciia c6c c6 phrAn tr6 cd tu'c phai tucrng ducrng vdi so rii6n

miit tra ce, tric.

7 . Cdn cu Luqit Doanh ngh.i6p, f{gi d,Ong quan tri co th6 thong Qtta nLghiA l . 1 ^ , \

quyet qu), oinh mdt ngay cr,r th6 liaun ngdy kho6 s6 hoat d0ng kinh doanh ctia P'V[.CiirL cu theo ngiiy do, nhirng nguiii dang; ky r,<ri tu c6ch c6 d6ng hodc n5;uriri so hfi'uc6c chring kho6n kh6c duqrc quyerr nhArr c6 tuc, l6i su0t, phan chia lLrri nhuAtn, nhflnco phiOu, nhdn th6ng bao hof lc tdi l iQu khac.Nguy kho6 sd nay co thevdo cung

ngey hodc vao thoi cli6m trucrc k-hi c6c quy,in lqi d6 duoc thuc hiQn. Didu nayt llOng anh huong tcri quy..,r lqi cfia hai bOn trong giilo dich chuy'6n ntrucrng; c6

t . ( r t .

phidu hoiic chtmg khoirn li6rr quan.

Didu 40. C6c t6n OA fnec li6n quan tl6n phfrn ptr6i lqi nhu4n

C,6c u6n eO nrzic li6n quan dOn phAn phOi lgi rrhu4n dugc th1rc hiQn theo quy'

dinh cua ph6p ludt.

l 8

xrv. TAr ruoAx xcAN HAr\c, eui' uql tR(I, nAm rAI cgillnvA nT ru6xt; KE ToAt\l

Di6u 41. l lhi kho:in ng6n hing

t. PVI sE m6' tAi khoAn tai clic ngAn hdng ViQt Nam ho[c tai c6c rrgAn hring

nu,5r: ngoiri duor: phdp hopt dQttg tqi ViQt Nanr,

2. 'l'heo su chAp thuAn trucic clla co quiln co thArn quy6n, 1.rong trtrcmg hcr-p

cAn thi€t, PVI c6 thli rno tdi kho6n ngAn hang ,& nu<ic ngoai theo c6c quv dinh r:ua

phrip lupt.

3. lpVI s€i ti6n hanh tdt ra clic khoan thanh torin vd giao dich ke torin thrSng

qua cric tiri khorin tjLAn Viet Nam hrcdc ngoai t0 t?i c6c ngAn hang rna P\/I mo tai

khoAn"

Diiiu 42. (Juy dU trir bd sunrs n6n tti6u lQ vir c6c quf khic

Halg ndm, PVl se phiii trictr ttr lcri nhuiln sau thu'6 cua minh m0t khoirn'vao

quy dg trir dO brd sung o,6n dieu Lr theo quy .dinh cira phap luAt. Khorin trich rnhy

kh6ng dtroc .vurct que Stt, lqyi nhu,ln ,u., inre c{ra P'VI va dugc trich cho ct6n khi

quy du trii bang 109/o vdn diOu l0 clia PVI"

Diiiu 43. Ninr thi kh6a

Nim tai lihoa cua PVl. bit dau tu"nga1, ddu ti6n cua th6ng 1!{()t hring nlnr va

k6t thuc rrdo ngay thu ba rnuoi mtit cua th6ng; IVIucri ha.i cung ndtrn. Nirm tdi chrinh

dAu tien t,at ddi i,i ,oguy cAp Gi6y, chung nh0n dang l,:y lcinh doanh (hoag gid'y phdp

kilh cloaph d6i vcri nt i:rng^n,gdnl,, rnghii kinh doanh co didu kiOn) va k6t thLuc vao

ng;dy thu ba muoi mdt .uu tnang Muoi hai ngay sau rngay cAp GiAl' chiing nhdn

,dang ky k.inh doanh (giay ph6p kirLh doanh) c16.

Didiu 44. HQ thdng t6 tof n

1" Hg th$ng ke to6n PVI sti dung ld Hg thong K0 to6:n Viet l.larn ('V,AS)

hodc hQ t1n6ng k.e to6n khac duoc I]0 Te'i chintr chAp thufn.

2" Py1 l,ip s6 s6ch k6 to6n banp; tiOng; ViQt" PV'I sE luu g;it hi\ stv. kd tolin

thep lopi hinh oua c6'c ho4t ddng; kinh cloanh ma P\/I tham gra.Nhfr.ng hd so nity'

ptrai chinh xac^ cAp nhAt, co hQ thr6ng rzdr phai du d€: chtmg mirrtr r,'a glidi trinh ciic

gia,r dich cua PVI "

3. PVI su dung ddng Viet lrlam lam don r,'i tidn tQ dung trong, k0 totin.

X\T. gAO C,AO THUONG| NIfiN, TRACH ]NHIEM COXC; BO THO,NGTI]\, THONG BAO RA COXC CHUNG

Diibu 45. Bis c6o hhng ninn, s6u thfng vh hAng quy

1" py1 prhai lpp biur b6o cdro tai chinh hang nilm theo quy rJinh cua plhrip luQt

ciing nhu c6c iluy dinh cira Uy.tran Chu'ng klhoan Nha nuoc va b6o r;tio phdi ctuoc

kie; to6n theo qu), clinh tpi Di6r t 47 cria Di6u lg nay, vi trong thoi han 90 rngdl' kd

3 9

tu khi kdt thu. tnSi ndrn tai chintr, phai nQp b6o ciro tai "chinh \ung n[m dd dtr:oc

Dai hQi ddng c6 dong th6ng qua cho co quan thu€ c6 ttrAm qu;,6rt, lJy' llal Chirngkholin Nhri nuoc, Sri Giao dlch Chimg kho6n/ Trung t6rm Giao dich Chung kho6nva c,o quan dang ky kinh doarrh.

2. 116o cdro tai chinh ndm prfrhi bao g6rn blio clio lt<et qua hc,at d$ng san xuatkinLlr doanh phAn an.h mQt c6ch tnurg thqc vd khach quan tinh hinh vd lari 'r,d 16 r:uaPVI trong ndm rldi c,hinh va ban c6ur rJ6i kC torin phal anh *0j cdch trung thu:c vrikhrich quan tinh hirLh c6c hoat dting cua PV[ cho d6n thdi di6nr 14p bao cao, b6oc6o luu chLuy6n tidn tQ va thu'ydt minh bao c6o thi chir:Lh. Trucrng h.ru la nn()t cdng tyffig,, ngoai bao ciio tiri chinh ndm ci,n phai bao ig6rn ban cAn d6i ktl toan t,Onrg h,rpr vdtinh hinh hopt d,)ng cua PV'l vd c6c ,c6ng ty con vdro cu6i m5i nim tdri chLnlh.

3. IPVI phai l4p c6c b6o crio sau th6ng va hdrrg,{uy theo c6c quy dinh cuafly'ban Chtmg khohn Nhe nuoc r,'dr n6p cho IJy ban Chimg khoiin Nhd nuric vd S,iGiao dich Chtmlg khLo6n/ Trung tdm Giao dich Chrrng khLo6n.

4. .ElAn tom tiit nQi dung b6o, c6o tai chinh hdng n;[m dd ducrc ki0rn totin phZridugc gui toi t6t ch cdc cd dfing vd ducyc, c6ng bo tr'0rr nh.at bao ctia dia plrrucrng! vamcit try bdo kinh t6 trung uong trong virng bar sd liOn ti6p. Cdc tr6o ciio t.aj chrinhduoc ki6rn to6n, bdro c6o quy vd s6u thring cta cdng ty phai rltroc cerng bo tr€nwebsite cria PVl.

5. 'Cac to, chric, c& nh6n quian tAm d6u du:cvc clrydtt ki6nr tra ho5,c sao chupbdn bao cdro tai chinLh hang ndm dd duoc ki6m toan, b6o c6o s6u th6ng va hang quytrong gio lam viec r;ua PVI, tai tru scr chlnh cua PVI vzt phai tra rm6t muc prhi hgply cho vi€c sao chup.

Di6u 46" Cdng bd thdng tin vir thdng brlo ra c6ng chring

C6r: b6o r;6o tdi chinh hang ndm vd c6c tai liQu bo tro kh6,; phai dug'c cringbo ra con;e chunrg tl^Leo nhfrng quy clinh ctra LIj' ban Chung khozin Nlra trudc r,'a n6pcho crt quan thu6 h,Du quan'va ccv quan ddng l<y kinhL doanh theo cdc qul,dinh cuaL,udt Doanh nghriQp,

XVI. KIEM TOAN CONG TY

Di6u 47 .":Ki6rm to6n

1. 'fai Drai hrii ddng c6 cl6rrlq thuryng ni,3n sE chi clinh mQt cdng 1.'y k.i€m to6ndQc 10p, hoat dong ho.p phap tai \iiL6t Nam va duoc Uy ban Chunp; kholin NhLa nuoc

t A ; ^ | t , A '

' ' . - l - f . ^ l - ^ ' ^ 1 -

'

chap thuarn Ki6nn torin cho chc odrrrg ty' ni6m ydt, ti6n hdnh c6c hoat dQng ki€:m to6nPVn cho n[m tai chfnh ti6p theo cli'a tr6n nhurLg di6u khoAn va dii;u ki6n tho6 thuAnvcri HQi <long quan tri. p,5i vdi niim tai chinh ddu tti6n, Hgi

"dong quiiin tri sd chi

dinh m-6t cdng ty lci0rn to6:rr dO ti6n hanh cd[c hopt dQng ki6rn toiin P\'[ ;sau khictucrc cAp Giay chung nhdn clang 1t<5, kintr doanh.

2. PVI s,3 phai chuAntodn dQc lAp sau khi kOt thuc

bi va ;gui blio c6o tai chinh hdng natn cho c,Ong ty' kiemnbm tai ch lnh.

,10

3. Cl6ng ty kiem.to6n dQc l6'p ki6rn tra, x6'c nhAn vd b6o cho v0 bdo c6o tai

chinh hang ndm cho bi6t c6c khoin thu chi cua PVI, lpp b6o c6o ki6m to6n va trrnlt

b6o c6o do cho Hgi ddng qurirn tri r[rong vong hai (02) th6ng k0 tu ngay kOt tkruc

ndrn tai chinh. C6c nhein viOn cter c,6ng,V ki6m to6n dQc lpp thyc hi6n r,'iOc kiOm

toan cho I'VI phai ducrc lJy ban Chtmg khoan Nhe nuoc chap thurAn.

4. l\4Qt brin sao cfia brlo c6o ki6m to6tr sE phai dugc gui dinh kem r,'oi rn6ib6n b6o c6o k6 to6n hang ndrn cua PVI.

5. lKi6m to6n vi6n thu'c hi€nL vidc kiem to6n PVI sE ducvc ph6p tharn dur rng,icudi: hep Dqi h6,i de'ng cd cl6ng vir rIuc7c quy€nr nhAn c6c th6ng b6o vd cdrc t.hdng tinkhac 1i0n quan d6n Dai hQi ddng c6 d6ng md c6c c6 ddng.duo,c quyOn nhAn virdugc ph6t UiOu 1i ki6n tai dai hQi v'ii cdc r,6n dA co liOn quan d6n ki,5m tolur,

6".Ki6m toarr nQi bg cua T'iip dodn DK\N: Ngoai viQc thr,rc hien chd dgki€;nr toirn theo (quy dlnh 6 trdn, P\iI se thuc hiQn qu)/ dinh kiem 1o6n NfQi bQ hiing

ndm theo quy dinh cua Tdp d:ohn D'iiu khi Viet Nam.

xvtl. QTJAN HE GIUA IDVI \'6I CIAC CoNG TY CON, CoNG 'TY

LIflN XN;T

Didu 48. Quan hQ gift'a P\'[ v6i c6c cdng fy cono cdng ty liOn k€t\

1. FIQi d6ng rQuiin tri PVI thuc hliQn quy6n va nplhla vU cua chu s(r hiru vdi

girip viOc girup lt{Oidoanh nghiQpnay, 'f6ng Gilinl d6c PVI chi dar: b,6 m6ycac doanh nghiQp nay, -fong

Giltm dOc PVI chi dao bro maY

d6ng QuAn trf ttrpc hign c6c ,quy6n vd nghia 1'p cua chu so hiru.

2. Quan hrO giira PVI v'd c6c cdng [y con, c6ng ty li6n k€t clu:a tr6n nguyOn tdc1 \ t . r 3 \Durrl oang va d6c lfip giira cac phdpr nhAn.Mqi giao,lich mua, b6'n, thur3, cho thu6,

!'ay mucyn va chuy5n giao tai san giira PVI ',,2d c6c cdng ty con., cdng ty' 1i6n k6t

du:o,c ti6n hanh tr6n co so nhu v6i c6c ph6p nhLAn kh6c theo quy diinh cira phrip luAt,- - . ) . I ^ .

'

Dieu le nriy vd quy chd hoat dQng rlfia P'VI.

3" l lgi d6ng qu6n tri chi dinh mQt hay nhi6u ngucri dAi diQn PVI ctd thqrc hiOn

c6c quyen cua PVI voi tu chch chit so hiru d6,i r,'6i c6c cdng ty con do P\/l scr hiru

100% u6,r diOu lQ vd q,rydn ,;ua chfi so huu phrAn u6n do PVI dAu tu ttri cric ;6ng ty

con la c6:ng ty cd plhAn, cdng t)'tr:hch nhriOm hiru han co tu 2 thanh viOn trrr lOn phu

hqF, c6c cluy dinh cfia Di6u 116 nd\', DiAur 16 c6,c c6ng ty con, Lupt Doanh nghiOp va

l'hdrp luflt co li6n qlran.

4. ViQc chi dinh nguoi dAi <1i0n vdn gop cira PVI phai dugc lAp thanh virn

ban.'frinh dd chuy6n m6n, quy€,r, va nghia vU cua nhirng ngu<ri dqi driQn r'6n girp

cura PVI tpi c6c cdmg ty con do tl(ii d6ng quAn tri quy6t dinh, phu hqp v'cri Didu lg

niry', Didtr 1€ cu,a c6c cring ty con, Jl-upt Doanh nghiepr vd c6c qu)' <lirrh crua ph6:p luAt

c6 lien quan.

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XVIII. CON DAU

Diiiu 49. Con d6u

,1. l IOi ddng cluan tri sE qr1'€,t dlnh thong qua con dAu chinh thuc r:ua P\/l vacon dAu drroc kh,ic theo qu)' rtinh ,c,ua luflt phdrpr,.

2. 1l6i dA,ng quan tri.'f6ng;qi6m r16c ctiAu hanh su dung vdr qu6n 11' con ,Jdr-rtheo quy ctinh ctra phap lupt tri€n tranh.

XIII. CHIIM NfT HOAT IDONG VA TIIANH LV

Di6ru 50. Ch6m chit ho4t tlQng

1. IPVI c(i th6 bi giAi the hoiic chAm dut hopt dQng trong nhfr'ng ttrtrcnrg hcrpsau:

tr. lKhi k€t thfc thryi hqln hoat dQng cua PVI, ke cA sau khi da gia l'ran;

b. 'foa

5rr tuy'€n b6 P\/I ph6 siirn ttreo quy dfnh cua ph6p lu4t hiQn hanh;

c. Giai thrO trucrc thdi han theo quv6t dinh cua D4i hQi d6ng c6 dong1.

d. 'C6c tnrdng hqp khric do p1h6p luAt quy clfnh.

2. Vi6c g;i6i the PVI l.ruoc rtho'i han (k€i cd thoi han dd gia hAn)l do Dqri h(ridonig co dong quyet dinh, Il6,i ddrrS; quAn tri thuc ,hiQnL. 0.uy6t finh, giai th€! niry' phAithdrrg b6o huy x.in c,hAp thupn cta ccy quan co thAm quydn (n6u bat buQc) theo quydinfr.

Dii iu 51.'frudng hg'p bG ter: gif i 'a crlc thirnh viOrr HDQTvir.6 et6ng'frir khi DiOu lg nay co c1u;g rlfnh kh6c, c6c cr3 d6,ng n6m giir mot nu'a s(i cd

1 . / . + I I \ | a t ' ' r t : - -

^ - " - . + l ^ : - ^ L -phi(iu dang luu hdnh co quyOn bi0ur quyOt trong bdu cu thdnh viOn t{Qi dOng quantri c,o quy6n dQ don khi6u nai t6i toa de yeu cAu gia:i thr6 theo nrdt hay nr,3t so c6ccdn cii sau:

1. Circ thdnhL vi6n F{di rlonp; quan tri 1<hdng thong nhat trorrg quhn 11,' cacc6ng viQc cua F'VI ddn ddn tinh r.ri1n[ kh6ng rdat durqvc rs6 phi6u cAn thiet theo quydinh Ati Hgi donLg quan tri hopt dorrS;.

2. Cdc cti d6ng khon6l th6rrls nh6t nOn l,:hong th6 d4t ducvc s6 phiOu ciin thi6ta r \ \

theo quy ,Jinh d0 ti€n hdnh bdu thdnh viOn HQi d6ng quAn tri.

3. Co su bAt d6ng trong nQi bQ vd hai hobc nlniAu phe c6nh c6..l6ng bi i:hiar0 khien cho vi€:c giai th6 sE ld phu:crng rin c6 Lvi hcrn cir cho tohn th6 c6 rldng;.

Did'u 52. Gia h?n ho4t tlQng;

1. Hgi ddng qu6n tri sE 1ri0u tpp hgp, Paj hLQi d6ng .O d"ong it ,nhat biry

th6ng trucyc khi kdt thuc thdri han kroat d0ng clO cO dgn,g co th6 bieu quy0t ve ',zi(:c

gia han ho4t dQng cuzr PVI th€rn rnL6t thcyi gian theo dO nghi cua H6i d6ng qudn tri.

42

Z. llhdi han kro4l. dQng; sd drrryc gia han th0m khi co tt 650/o trd 16rr t6ng s()

phi€u b6u cua.6r.cii dfrng rO quyen biSu quy6t cci m{t truc titip hoflc thdng qua rlai

dipn dugc uy quy6n cir mflt tq.i Dpi hQi d()ng cO ddng thdng qua.

Didu 53. ' l lhanh ly

1. f'Oi tnieu s6u thang; trucrc khi k6t thrrc thdi hAn hoat t16rng cua P\/I h,r6c

sar-r l<hi co mqt quyet clinh gizri Lh6 PVI, [{oi dong quAntni phai th}rnh lap t}an thi,rnh

lj,gi\m ba (03) tlhanh.vi6n. FIai thanh v'ien do Dai hQi ddrrg:9"dong chi dinh'y'a nn6t

thanh viQn do Hoi dong quin tri cl^ri dinh tu r:nQt c()rrg ty ki6m to6n clerc lAp. []an

thanh ly sC chuAn tri c6c quy chO hoAt dQng cua minh,. C6c thanh vi€,n ctra []an

thanh ly co th6 cluqc lua chgri trong so nhdn vi6n PVI ho{c chuy6n gia dlQc lrip.'I6t

ca c6c chi phi li6n quan ddn thanh 1), s0 duo'c P\T uu ti6n thanh toiirr trudc ,;ac

kh,ciln no kh6c c,ua PVI.

Z. lElan thanh lj c6 tr6ch nhi()m biio c6o cho co qusn ddng l<y kinh cloantr ve

ngay thanh lfp va ngdy bit d,Au hoat dQng. KC rru thrvi diiim d6, Ilan thanh l'y rsd thay

m4t P\{ trong t,it ui c,6c cdng vi6c ti6n quan d:On thanh li PVI tt'u6c Todr 6n vd c6c

c0 quan hanh chLinh

3" Ti6n thu duryc tu r,'i6c thanLh ly se dtr<vc thanlh to6n theo thu tu s,au:

a. Cdc ctri ptri thanh I'y;

b. Tidn luong.,zii chi phi biio hiem cho cong r*rdn vi6n;

c. ThuO ',,2d c,ic khoan nOp c(i tinh chAt thu6 mdr PVI phai trh cho l{ha nu'crc;

d. C6c khodrr vay (nOu co);

e. Circ khoArr rrcv khac cua P't/I;

f. 56 du cdn lai sau khi d2r thanh to6n tdt caciic kho6n nqr tu muc {,a) dOn (e)

tren dA), sE dug'c phdn chia cho chc co d6ng. C6c c:er phdn uu ddi sE utt tiiOn thanh

to6n tru6r;.

xx.. GIAI QUYET TRANIiI CHAP NQI BQ

Didu 54. Gi6i c1uy6t tranh r:h6p nQi bQ

I . Truorrg h,ry ph6t sinh trernh ch,6p hatr khi6u n3i.:o liel

quan tiri ho4t d01g

cua pVI hay to'i qurydn cta c6c c6 deing phlit sinh tir Di6u lQ ha'y tu brit cir clu.y6n

hqg.c nghia vu do lluAt Doarnh ng;l'riQp hay clic lupt kh6c hopc c6c qu''r dinh hLanh

chinh qu:/ dinh. gifr:a:

a. C6 dCrng "z6'i

PVI; hotic

b. CO deing vcri Hgi ct6ng qurdnha1'c6n bQ quan ly cao cAp

tri, Ban, ki6m rsoat, Tong gi6m dc'c rJi,:u hdnh

Cfi.c b6n lien quan s€: co gf ng g;iai gyrV0t tranh chap do thdng qua thu:ong

luqrng va hoa giai" Tru tnrong h,?p tranh ch6p li6n quan t6i HOi dong quarL trl hay

Chfi ti.n Hgi d6ng quan tri, Chri tich llgi de,ng qLran trf s€ chu tri vi6c gitri quy6t

,+3

trarrh chAp vd sE yeu cAu tung bOn trinh bA)'ctic y6u 16 thgc tiin li6n quarl tlOn trarnhchlfp' trong vdng5 15 ngay lam.viOc kO tu ngay tranh chrip phal sinh.

'['ru:bng.11gtrl

tranh chAp li0n quan tdi HQi d6ng5 qu?n tri hay Chir tichr HQi ddng quAn tri, bAt cribtin nao cfrng c6 thO y6u cdu Ban kiem so6t chi dinh rnQt chul'$n gia d$c lap dehanh dQng voi tu cach ld trong tiri c;tro qua trinh giai quyr)t tranh chdp.

2.'['ru]ng hqlp khong dpt rlruoc" quy'6t,.dinh hod g;iai trong vong r;6r-r tuarr tirkhiL bEt clAu qu6 trinh hoa giiii horic: n6u quyOt dinh c,ia trung gian hoa girii khr)ngduo,: cilc b€n ch6p nhAn, b6t cu bOn nao cfrng co th6 dua. tranh chAp d6 ra

'[rrpng; taikir:rh tO hoirc Toa 6n kinh t6.

3. (.16c b€,n s€i tu chitr chi phi cua rninh c6 li€n quan toi thu tuc thucvng lurrngva hoa giiri . C6c chi phi cua Toa 6n rsd do'I'od ph6n cluy6t ben nao phai chiu.

XXI. BO SUNG VA SU'A DOI DIEU I,E

Didu 55. I]6 sung vi sua diSri Di6u lC

l. Vi0c b,6 sung, sira ddi Dii)u l0 nd)' phai dtroc Dai hdi ddng ccr dong xern, i

xeit r1u1'et clinh.

2"'I'rong trurrng hqlrco nhfrrrg quy'dinh.cua p1ha1l luft cir lien quitn den lro4tdQntg cua PVI chua duoc t10 cflp trong ban Di6u lQ nay ho[c trong trurxtg hcrp conhirng quy dinh miri cua ph6p luQt khac vcvi rfiirng di€u khoan trong Di€iu le rnaythi nhirng quy dinh cua ph6p lupt c[6 ducyng nhLi6n du,cc 6p dUng va di6r"r chinh hLoat

dQng cua PVI.

XXII. NC}AI' TIIET-I L,U.'C

Di6u 56. Ngiry hiQu lg:c

1. Ilan di6u lQ nay geim X>il chucrng 56 diOu, ctuoc Dai hoi dong cd d,3ng

nhAt tr i thL6ng qua theo Nghi qtry()t s6". ..ngey l5 th6ng4 n1ml201 I tpi Ha

N()i vd cirng ch'Ap thuAn hiQu luc todn vbn cua DiAu lQ ndy. Dieu lQ co hiQu luc kd

tu ngay C6ng ty Cd phAn l'flp d:oirn llao hiiSm DAu khi ViQt Nam duoc co quan

qu6n ly Nfhd nurfc co thAm quydtr clip GiAy chrmg nhiin dang ky kiinh doanh"

2. Dieu l€ dtroc lAp thrdnh 10 ban., c6 giri tri nhu nhau, trong do:

a. 01 ban nQp tai Phong cdng chirng Nha nucic cua dia phucrrtg.

b. 05 barr ddng ky tqri co cluan ctrinh q,tyen thLeo quy dinh cua l-ly bern nhAn

dAn Tinh. Thenlh ph,6.

c. 04 ban lrlr t.rir tai \/dn ptrdng I'}VI"

3. Di6u l6 niry ld duy nh6t vit chinh thuc cua P'VI.

44

4" C6c b6n sao hoflc trich luc Di6" le PU phai co chir ky cua Cht tich HOi

d6ng qra, ,ri ;;;; ooi ,nia., -9t phAn hai t6ng so ina"n vi6n Hoi d6ng quan tri moi

co gi6 tri.

CHU TICH HQI DONG QUAN TRI

Nguy6n Anh Tuffn

PHO CHU TICH HQI DONG QUAN Tru UY VIEN HQI DONG QUAN TRI

T6n ThiQn Viet Biri v4n Thu$n

UY VIEN HQI pOxc QUAN TRI UY VIEN HOI DONG QUAN TRI

Nguy6n Khuy6n Ngu6n

DAI DIE,N THEO PHAP LUAT

T6ng gi6m cl6c

Biri V4n Thufln

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