Agenda-Setting Dynamics at the EU Level: The Case of the EU Cultural Policy
-
Upload
graduateinstitute -
Category
Documents
-
view
1 -
download
0
Transcript of Agenda-Setting Dynamics at the EU Level: The Case of the EU Cultural Policy
Published in Journal of European Integration, Vol. 34, Issue 7: 505-522
Agenda-setting Dynamics at EU Level: the Case of the
EU’s Cultural Policy
Introduction
A new discourse, in which cultural policy is increasingly
integrated in a broader policy agenda dealing with cohesion
policy, innovation policy and the fostering of growth and
economic competitiveness more generally, has recently gained
ground at the EU level. In 2007, head of governments within the
European Council acknowledged the potential of the ‘cultural
and creative industries’ to contribute to the aims of the
Lisbon Agenda, giving culture full horizontal recognition at
intergovernmental level for the first time. It is,
surprisingly, the Directorate-General for Culture Youth and
Education (‘DG Culture’) of the European Commission, which has
initiated and promoted this policy agenda. The new agenda
differs quite radically from programmatic discourses formerly
defended by DG Culture (and still upheld in certain EU states),
which, laid the emphasis on the specificity of the cultural
sector. Culture indeed used to be perceived as a key element in
the definition process of regional, national and European
identities which, as such, deserved exemption from the
application of free trade principles. Thus, while other DGs of
the European Commission favored a wide application of
competition rules and single market considerations, DG Culture
distinguished itself by promoting an agenda which supported
market-correcting mechanisms and subsidies to the cultural
sector. However, in the absence of EU competence in the field
of culture before the Maastricht Treaty (and because of a
strict application of the subsidiarity principle since then),
DG Culture has always been constrained by a narrow remit and a
marginal share of the EU budget. Since the late 1980s, it has
essentially been in charge of a handful of support programmes
in the fields of literature, living arts and cultural heritage,
which have now been grouped under the Culture Framework
Programme since 2000. In this context, it has always been
difficult for DG Culture to justify EU intervention in the
cultural sector. Its agenda has oscillated between an economic
approach, which could better be justified under the EU Treaty
2
principles, and promoting a cultural policy in its own name.
With the launch of the ‘creativity’ frame, a clear paradigmatic
change has taken place and economic concerns became the core of
the justification for the EU’s cultural policy. This article
aims to explain the drive behind the paradigmatic shift which
characterized the agenda of DG culture and what has made it
possible for DG Culture to assert the new frame within the
Commission, at intergovernmental level, and amongst cultural
actors themselves.
Elucidating how certain policy issues get on top of political
agendas - defined here as the set of issues that receive
serious attention in a polity (Kingdon 1995, p.3) - has been
the object of considerable scholarly attention. Agenda-setting
processes are indeed crucial, since they determine which issues
are to be dealt with and in what terms. Dynamics of agenda-
setting have usually been explained in terms of conflict
expansion. New issues can make it onto political agendas when
the proponents of a given policy frame act as ‘advocates’
(Baumgartner 2007) and succeed in extending the conflict to a
wider circle of actors, so as to redefine the line between the
3
proponents and opponents of the proposal (Princen 2007). Thus,
the constellation of participants to a policy debate impacts on
programmatic possibilities. In studies of agenda-setting,
conflict expansion strategies have usually been understood as
an attempt to expand conflict from a narrow circle of experts
to the public at large (Schattschneider 1960, p.3). The key
element in conflict expansion processes is the way an issue is
defined. The process of framing is therefore central to much of
the agenda-setting literature. Whether authors refer to the
ability of a frame to create a convincing link between
‘problem’ and ‘solution’ (Kingdon 1995; Princen 2007; Rochefort
and Cobb 1994), or to the necessity for the frame to refer to a
familiar and tried strategy, or to the heuristics of the frame
itself (Kohler-Koch 2000, p.521), the nature of the discourse is
taken to matter. Scholar’s interest for issue definition is
based on the simple assumption that depending on how policy
problems are portrayed, or on the qualities of a given ‘policy
frame’ (Schön and Rein 1994), certain actors get empowered,
while others loose control over policy. From the framing
perspective, frames ‘affect which interests play a role during
policy drafting and deliberation and what type of political
4
conflicts and coalitions are likely to emerge as a result’
(Daviter 2007, p.654). Studies on framing also point that for
new frames to gain ground on political agendas, they need to
refer to ‘meta-cultural frames’ which operate at a broader
level (Schön and Rein 1994). The influence of specific ideas is
indeed related to their resonance with broader values, whether
they are termed as ‘worldviews’ (Goldstein 1993), ‘public
moods’ (Jacobsen 1995) or ‘wider societal concerns’ (Rhinard
2010). Besides the definition of policy issues, agenda-setting
studies have also looked at conflict expansion in relation to
institutional factors. The institutional and political
framework within which polities operate has been conceived as
favoring the consideration for some issues while discouraging
consideration for others (Bachrach and Baratz 1962;
Schattschneider 1960). Thus, the rise of issues on political
agendas also depends on the availability of institutionally
favorable conditions within the political system.
EU agenda-setting dynamics have not been the object of
systematic attention (but see Peters 2001), but interesting
insights have come to light in recent years. In particular,
5
recent research has identified the specificities of the EU’s
agenda-setting dynamics, in relation to the existing insights
of the comparative politics literature on agenda-setting
(Princen and Rhinard 2006; Princen 2007). To begin with,
agenda-setting tactics at EU level differ from those at
domestic level in that political actors need to frame their
issues in such a way that they fit the EU’s remit (Princen
2007, p.34). Thus, ‘framing’ is not only about the content of
the policy issue, but also about the scope of policy
intervention. In terms of institutional and political
constraints, studies of EU agenda-setting dynamics find that
neo-liberal policy solutions have a better chance of making
their way on top of political agendas. Baumgartner has argued
that in the EU context, ‘because of the history of ‘market
integration’ as a driving force, terminology associated with
harmonization and free exchange may more often find its way in
the policy process’ (2007, pp.485-486). Finally, another
interesting finding by Princen concerns the process of conflict
expansion at EU level. He explains that the shift of policy
issues to the EU level may lead to a contraction of conflict,
since, in the absence of genuine European public sphere, public
6
mobilization becomes more difficult and less relevant once
policy debates are Europeanized (Princen 2007, p.32). This
leads him to conclude that conflict expansion is not the
dominant process at EU level.
In this article, those findings are examined in relation to the
European Commission’s agenda-setting strategies. While EU
politics scholars have long portrayed the Commission as the
main agenda-setter in EU policy-making, research on the
European Commission does not connect systematically to the
insights of the agenda-setting literature, which has pointed to
a diverse range of conditions for paradigmatic changes to take
place. Scholars have looked at the Commission as an actor,
pointing to the way it makes use both formal and informal
strategies, such as using small-scale actions or building
coalitions with subnational interests, in order to influence
the policy agenda (Cram 1997; Pollack 1997). In studies
focusing on competition between different Directorate-Generals
(DGs) within the Commission, agenda-setting insights have
seldom been used as an analytical tool (but see Harcourt 1998
and Mörth 2000). The need, thus, consists in placing the
analysis of the Commission’s agenda-setting tactics within a
7
broader context of processes and factors that shape the
political agenda at EU level.
The argument, here, is that DG Culture could further its new
policy agenda owing to a conjunction of different factors.
First, the programmatic discourse promoted by DG Culture was
successful in articulating a convincing link between economic
‘problems’ in the EU and culture as a potential ‘solution’
(section 1). This was, however, made possible only because of
the pre-existing power of a broader discursive framework, which
had asserted itself in academic, and policy circles, and which
upheld the knowledge economy and creativity as the cornerstones
of all economic competitiveness strategies (section 2). Second,
the characteristics of the ‘creativity frame’ made it an
efficient tool of mobilization of interests that were formerly
opposed (section 5) and allowed its tenants to overcome
opposition from the arts sector (section 3). The nature of the
frame itself, sufficiently vague to appeal to diverging
interests, allowed DG Culture to succeed in its conflict
expansion strategy, and thus redefine the line between the
proponents and opponents of its agenda (section 4). Here, the
8
argument is that conflict expansion does mater in the EU
context, but conflict expansion strategies are targeted towards
organized interest groups, rather than the ‘public at large’.
Finally, the tenets of the discourse resonated well with the EU
political and institutional context. Thus, if DG Culture could
impose a new policy agenda, the agenda was fine-tuned to become
acceptable by other DGs of the European Commission. DG Culture
could raise the profile of culture, but for doing so it
abandoned its own rhetoric and adjusted to the broader
discursive context of the European Commission. Studying the
processes via which policy agendas are formed is, therefore,
uncovering some of the structural and political biases which
exist in the EU institutional context.
A Paradigmatic Shift: Expansion of the ‘Creativity’ Frame at EU
Level
The ‘creativity frame’ presents culture as an asset, in terms
of its potential to promote European growth and
competitiveness. If this discourse is not new, its dominance of
the EU agenda, the strength with which it is asserted, and the
rhetoric to which it refers are unprecedented. Until less than
9
ten years ago, DG Culture had put forward a dual rationale in
its attempts to justify the existence and the promotion of EU-
level cultural policies. In the absence of any treaty
competence for culture before the introduction of Article 128
in the Maastricht Treaty (now Article 151), finding
justification for EU intervention in the field had always
preoccupied the relevant units of the European Commission. The
European Commission and the European Parliament have indeed
intervened in the cultural field far ahead of Treaty reforms.
Several actions have been introduced in the 1980s, such as the
‘European city of Culture’, the European sculpture competition,
and the access of young people to museums and cultural events
(Littoz-Monnet 2007). The setback in fact persisted even after
the introduction of a Community competence. The Maastricht
approach indeed aimed at providing safeguards for national
autonomy, which is ensured, essentially, with the principle of
subsidiarity. In this context, EU institutions first presented
the developing of EU cultural activity as a political
imperative. If the European Union was to succeed as an entity,
European citizens should be made aware of their belonging to a
common culture. The 1985 Adonnino Reports on a People’s Europe
10
contained specific sections devoted to culture, suggesting the
introduction of concrete ‘European’ symbols to which citizens
could relate - such as the European Flag and the European
anthem (Adonnino 1985). The notion of a People’s Europe was
fairly well established within the European Community of the
late 1980s. At its core was the idea that the integration
project should not be primarily concerned with market-making,
but also with a more ‘fundamental’ project of community
building. Thus, the promotion of cultural policies at EU level
was presented as part of a broader project, the objective of
which was to foster a sense of European identity amongst
Community citizens.
Second, the European Commission placed emphasis on the economic
and social potential of the cultural sector. Linking cultural
policies to the achievement of broader economic objectives is
therefore nothing novel. In the 1977 Communication on Community
Action in the Cultural Sector, which for the first time enounced
proposals for EU-level interventions in the field, the cultural
sector was defined as ‘the persons and undertakings involved in
the production and distribution of cultural goods and services’
11
(European Commission 1977, p.5). The main objectives as set out
in the Communication consisted, essentially, of ensuring free
trade in the cultural sector. In its 1987 Communication A fresh
boost for Culture in the European Community, the Commission asserted
that ‘increased cultural activity is now a political as well as
a social and economic necessity, given the twin goals of
completing the internal market by 1992 and progressing from a
People’s Europe to European Union’ (European Commission 1987,
p.6). Thus, EU intervention in the field of culture has always
oscillated between the application of general free-trade
principles to the cultural sector and promoting a cultural
policy in its own name, justified by the need to make European
citizens aware of the existence of a common identity. With the
launch of the ‘creativity’ frame, the twist was made to make
economic concerns the core of the justification for the EU’s
cultural policy. The horizontal economic potential of culture,
as a factor of economic boost in all sectors of the economy,
had indeed never been the central axis of DG Culture’s
discourse. In particular, no effort had been invested by the
Commission services in framing the specific mechanisms through
12
which the cultural sector could offer a solution to broader
economic concerns.
The take-off of the ‘creativity frame’ came about in the 2006
study The Economy of Culture in Europe carried by KEA European
Affairs, a Brussels-based consultancy which specializes in the
cultural, media and entertainment sectors, for the European
Commission. The rationale subsequently adopted by DG Culture is
largely inspired by the KEA study, which points to the fact
that ‘culture and creativity suffer from an image problem and
their economic role needs to be articulated if the sector is to
gain better exposure amongst decision makers’ (KEA 2006, p.31).
The study provided the Commission services with the data,
discursive arguments and programmatic solutions that were
necessary to the framing of culture as a source of
competitiveness, and, as such, as a key axis of the Lisbon
Strategy.. The 2007 Communication A European Agenda for Culture in a
Globalized World institutionalizes and gives visibility to the
‘creativity frame’. Arguments of the 2006 KEA study are
reiterated, the Communication stating that ‘the cultural sector
contributed around 2.6% to the EU GDP in 2003’ (European
13
Commission 2007b, p.9). The Commission presents culture as a
direct source of creativity, defining creativity in terms of
its potential for social and technological innovation, and thus
as an ‘important driver of growth, competitiveness and jobs’
(2007b, p.9). DG Culture has in fact articulated a conceptual
link between the cultural sector and broader economic concerns
such as growth, employment and social cohesion, through the
fashioning of an ad hoc conception of creativity. The terms
culture, creativity and innovation are used as one being the
source of the other in a rather artificially articulated
triadic relationship between 1) culture as a source of
creativity 2) creativity as a necessary factor for
technological innovation 3) technological innovation as
conducive to growth and competitiveness.
The ‘creativity frame’ promoted by DG Culture has now obtained
recognition at the highest political level. Within the
Commission, the ‘creativity frame’ has gained support from
Commission President José Manuel Barroso. In his speech at the
press conference on the European Manifesto for Creativity and
Innovation in November 2009, he explained that it is important
14
‘to link participants from science to art and culture […] and
put innovation and creativity at the heart of tomorrow's
policies’ (Rapid Press Release 2009). This discourse directly
referred to the core concepts of the knowledge economy agenda.
The discourse fostered by DG Culture has also been adopted at
intergovernmental level. In 2007, the Culture Council has
issued its Conclusions on the contribution of the cultural and creative sectors to
the achievement of the Lisbon objectives, in which the agenda developed
by the Commission is fully endorsed (Culture Council 2007). A
few months later, head of governments within the European
Council acknowledged the potential of the ‘cultural and
creative industries’ as contributing to the aims of the Lisbon
Agenda, giving culture full horizontal recognition at
intergovernmental level. In March 2008, the European Council
also mentioned that the potential for innovation and creativity
of European citizens, built on ‘European culture and excellence
in science’ is a key factor for future growth (European Council
2008). Thus, DG Culture could impose the ‘creativity frame’
within the Commission, which then promoted it as a workable
programmatic solution at intergovernmental level.
15
When the Contours of the Debate frame ‘new’ Agendas
Not any discursive shift could have been successful. The
propagation of the ‘creativity frame’ as a programmatic
solution could be secured only in the presence of an already
established discursive context. On the one hand, the background
was one of perceived failure, by policy-makers at national and
EU level, of past solutions dealing with unemployment, slow
growth and low investment levels. On the other, and as a
response to the former, a paradigmatic shift had already taken
place both in academia and policy circles, shifting us away
from a discourse in which the goals of an economy consist in
producing at the lowest possible cost, to one in which the main
objective is to produce more ‘qualitatively’. DG Culture could
ideally frame culture as an answer to broader economic
challenges in this discursive context. Quoting the words of an
official from DG Culture, ‘there is now a perception that we
are switching to an economy in which the differentiation of
products and all the ‘soft’ elements integrated in the concept
become more important than the functionality of the product
itself’ (Interview with Xavier Troussard, 17 March 2009). In
fact, this reasoning echoes the rationale which lies at the
16
heart of the knowledge economy concept, and which suggests that
in a post-industrialized economy like ours, knowledge, know-
how, and other investments in intangibles, are at least as
important as other economic resources. It is within this
broader discursive shift, which frames ‘intangibles’ as
crucial, yet under-exploited, economic resources, that has
taken place a more specific reframing process, by which the
concept of ‘cultural industries’ has been progressively
replaced by that of ‘creative industries’. ‘Cultural
industries’ was a term put forward in the 1980s in order to
designate the commercial industry sectorsi, such as film,
television, book publishing and music, which also delivered
fundamental popular culture to a national population. However,
despite continuities between cultural and creative industries,
the creative industries concept is ‘trying to chart a
historical shift from subsidized ‘public arts’ and broadcast
era media, towards new and broader applications of creativity’
(Cunningham 2004, p.6). Some academics and policy analysts,
acting as frame entrepreneurs, articulated and propagated this
i The term was coined for the first time by Adorno and
Horkheimer (1979), in their endeavour to highlight what they
saw as a paradoxical linkage between culture and industry.
17
discourse. Howkins has defined the creative industries as
encompassing any industry where ‘brain power is preponderant
and where the outcome is intellectual property’ (2002, p.2). In
The Rise of the Creative Class, Richard Florida (2002) has disseminated
this discourse in policy circles in ways unprecedented. The
2006 Study on the Economy of Culture is straightforwardly inspiring
itself from Florida’s thinking, explaining that ‘the immaterial
dimension generated by creative people, skills, ideas and
processes; in other terms, creativity’ is a specific
competitive parameter (KEA 2006, p.38). Thus, several frame
entrepreneurs have invested the discourse on creative
industries of multifaceted positive undertones, evoking, in
particular, possibilities for a liberating form of work and
lifestyle. Portraying culture as a potential solution to
economic challenges was one rhetorical step away in this
broader discursive context.
The knowledge economy rhetoric has provided DG Culture with a
conceptual arsenal. It was also a discourse that benefited from
a high level of institutionalization at EU level, essentially
since the establishment of the Lisbon Strategy. The ‘knowledge-
18
based economy’ was the watchword of Lisbon and the basic
conceptual lens through which the future model of development
for the EU was conceived (Daly 2006). All policies included in
the Lisbon strategy are envisaged with regard to their
potential for reaching competitiveness objectives. Whereas
ii
19
education, for instance, had already made its way into the
Lisbon strategy, culture was still considered a laggard. An
official from DG Culture explains that ‘the Lisbon strategy is
the central axis upon which everyone tries to encroach
something … since the link cannot be made artificially, our
References
Adorno, T., and M. Horkheimer. (1979) The Dialectic of Enlightenment.
London: Verso.
Bachrach, P., and M.S. Baratz. (1962) ‘Two faces of power.’
American Political Science Review 56 (December): 947–52.
Baumgartner, F. R. (2007) ‘EU Lobbying: A View from the US.’
Journal of European Public Policy 14 (April): 482–488.
Center for Strategy and Evaluation Services. (2010) Study on
20
capacity to demonstrate that certain investments in culture can
have an effect in terms of job creation, reinforcing European
competitiveness or in terms of social cohesion is key’
(Interview with Xavier Troussard, ibid)ii. Thus, the Lisbon
strategy was both the paradigmatic framework within which
the Contribution of Culture to Local and Regional Development -
Evidence from the Structural Funds. Final Report (September).
Available online at : http://ec.europa.eu/culture/key-
documents/doc/studies/final_report_SF_en.pdf
Cram, L. (1997) Policy-making in the EU. Conceptual lenses and the
integration process. London: Routledge.
Cunningham, S. (2002) ‘From Cultural to Creative Industries:
Theory, Industry, and Policy Implications.’ Media Information
Australia Incorporating Culture & Policy 102 (February): 54–65.
Daly, M. (2006) ‘EU Social Policy after Lisbon.’ Journal of
Common Market Studies 44 (September): 461-481.
Daviter, F. (2007) ‘Policy framing in the European Union’,
Journal of European Public Policy 14 (May): 654-666
21
programmatic ideas at EU level were conceived, and the
instrument through which DG Culture’s issue redefinition
strategy could be institutionalized. Moreover, other DGs of the
European Commission already looked at the creative industries
as an essential part of a broader innovation and growth
Department of Culture, Media and Sport (DCMS). (1998) Creative
Industries Mapping Document, London. Available online at:
http://www.culture.gov.uk/reference_library/publications/4632.a
spx
Department of Culture, Media and Sport (DCMS). (2001) Creative
Industries Mapping Document, DCMS, London. Available online at:
http://www.culture.gov.uk/reference_library/publications/4632.a
spx
European Commission. (1977). Commission Communication on
Community Action in the Cultural Sector, [COM(77) final].
European Commission. (1987) Commission Communication A fresh
boost for culture in the European Community, [COM(87) 603
final].
22
strategy. DG Industry tackled the theme of the creative
industries as a promising source of innovation (European
Commission 2009). DG Information Society’s agenda did not
directly deal with the creative industries, but focused on the
phenomenon of convergence and the necessity to foster better
cooperation between content providers and transmitters of
European Commission. (2000) Commission Discussion Paper The
Commission and Non-Governmental Organizations: Building a
Stronger Partnership, COM(87)603 final.
European Commission. (2007a). Communication on Creative Content
Online in the Single Market [COM(2007) 836 final].
European Commission. (2007b) Communication from the Commission
on a European agenda for culture in a globalizing world,
Brussels, COM(2007)242 final.
European Commission. (2007c) Call for Expressions of Interest –
Culture Sector Platforms, Available online at :
http://ec.europa.eu/culture/pdf/doc1203_en.pdf
23
content (European Commission 2007a). Therefore, the political
and institutional context favored the reception of certain
types of arguments, rather than others.
Frame Proponents, Frame Opponents
European Commission. (2008) Recommendations for Cultural and
Creative Industries, June 2008-September 2009, Available online
at:
http://ec.europa.eu/culture/our-policy-development/doc/platform
_CCI_paper.pdf
European Commission. (2009) Challenges for EU support to
innovation in services – Fostering new markets and jobs through
innovation, Commission Staff Working Document SEC (2009) 1195,
Available at :
http://ec.europa.eu/enterprise/policies/innovation/files/swd_se
rvices.pdf
European Council. (2008) Presidency Conclusions, Brussels, 13-
14 March 2008.
24
A coalition of actors, led by DG Culture, at EU level, the
U.K., benefiting from the support of most ‘Northern’ EU states,
at intergovernmental level, and representatives of the cultural
industries, at societal level, upholds the ‘creativity frame’.
DG Culture, to begin with, clearly perceived the paradigmatic
Florida, R. (2002) The rise of the creative class. New York: Basic
Books.
Gamson, W. A., and A. Modigliani. (1989) 'Media Discourse and
Public Opinion on Nuclear Power: A Constructionist Approach.'
American Journal of Sociology 95 (July): 1-37.
Goldstein, J. (1993). Ideas, Interests and American Trade Policy, Ithaca:
Cornell University Press.
Harcourt, A. J. (1998) ‘EU media ownership regulations:
conflict over definition of alternatives.’ Journal of Common
Market Studies 36 (September): 369–89.
Howkins, J. (2001) The Creative Economy: how People make Money from
Ideas. London: Penguin.
25
shift as a way of attracting financial resources (Interviews
with officials from DG Culture, March 2009). In its 2007
Communication, the Commission placed emphasis on the aim of
‘developing creative partnerships between the cultural sector
and other sectors with a view to reinforcing the social and
Jabko, N. (2005) Playing the Market: A Political Strategy for Uniting Europe,
1985-2005. Ithaca: Cornell University Press.
Jacobsen, J.K. (1995). ‘Much Ado about Ideas. The Cognitive
Factor in Economic Policy’, World politics 47: 283-310.
Jar Isar, undated. Available online at:
http://www.cultureactioneurope.org/think/creative-industries/37
-general/53-the-cultural-industries-and-the-economy-of-culture,
undated speech.
Jowell, T. (2008) ‘Making Innovation Flourish’, Nesta
Conference, 20 May 2008, London, U.K. Available online at:
http://webarchive.nationalarchives.gov.uk/+/http://www.culture.
gov.uk/reference_library/minister_speeches/2067.aspx
26
economic impact of investments in culture and creativity’
(2007, p.10). The ‘creativity frame’ is thus instrumental to
re-directing existing resources. DG Culture also perceived the
re-definition of the agenda as a tool for extending its
institutional capacity. The competences of DG Culture have
KEA European Affairs. (2006) The Economy of Culture in Europe,
Available online at: http://www.keanet.eu/ecoculturepage.html
KEA European Affairs. (2009) The Impact of Culture on
Creativity, Available online at:
http://www.keanet.eu/impactcreativityculture.html
Kingdon, J. W. (1995) Agendas, Alternatives, and Public Policies. New
York: HarperCollins.
Kohler-Koch, B. (2000) ‘Framing: the bottleneck of constructing
legitimate institutions’, Journal of European Public Policy, 7: 513-
531.
Mazey, S. and J. Richardson (2001) ‘Institutionalising
Promiscuity: Commission/Interest Group Relations in the EU’,
27
always been ‘thin’, its services being mainly responsible for
the Culture Programme. Seizing on the potential of cultural and
creative industries therefore represented an opportunity not to
be missed. Responsibility for the ‘cultural industries’ was not
assigned to one specific DG within the Commission (Interview
in: Neil Fligstein, Wayne Sandholtz, and Alec Stone Sweet .eds.
The Instititionalisation of Europe. Oxford: Oxford University Press.
Mörth, U. (2003) ‘Framing an American threat: the European
Commission and the technology gap’, in: Michèle Knodt and
Sebatian Princen. eds. Understanding the European Union’s External
Relations. London and New York: Routledge: 75–91.
O’Connor, J. (1999) ‘The Definition of the Cultural
Industries’, Manchester Institute of Popular Culture, Available
online at: http://mmu.ac.uk/h-ss/mip/iciss/home2.htm
Pollack, M. A. (1997) ‘Delegation, agency and agenda setting in
the EU.’ International Organization, 51 (Winter): 99–134.
Princen, S. and M. Rhinard. (2006) ‘Crashing and creeping:
agenda-setting dynamics in the European Union.’ Journal of European
28
with Jean-Marc Leclerc, European Music Office, 3 February
2010). DG Industry, DG Information Society and DG Internal
Market all had an interest in the sector, but no coherent and
targeted policy strategy existed.
Public Policy 13 (November): 1119–1132.
Princen, S. (2007) ‘Agenda-setting in the European Union: a
theoretical exploration and agenda for research.’ Journal of
European Public Policy 14 (January): 21–38.
Rapid Press Release. (2009) ‘Remarks by President Barroso at
the press conference on the European Manifesto for Creativity
and Innovation and on EU 2020 Press conference with the EYCI
Ambassadors, Brussels’, SPEECH/09/527, 12/11/2009.
Rochefort, D.A., and R. W. Cobb. Eds. (1994) The Politics of Problem
Definition. Shaping the Policy Agenda. Lawrence: University Press of
Kansas.
Scharpf, F. W. (2006) ‘The Joint-Decision Trap Revisited’,
Journal of Common Market Studies 44 (November): 845-64.
29
At national level, the Department of Culture, Media and Sport
(DCMS) in the U.K. has been an active proponent of the
‘creativity frame’. It has taken the lead in Europe, in
promoting a policy agenda portraying the arts and the formerly
called cultural industries as part of a broader coalescence of
Schattschneider, E. E. (1960) The Semi-Sovereign People. A Realist’s View
of Democracy in America. New York: Holt, Rinehart & Winston.
Schön, D. and M. Rein. (1994) Frame Reflection. Toward the Resolution of
Intractable Policy Controversies. New York: Basic Books.
Smismans, S. (2003) ‘European Civil Society: Shaped by
Discourses and Institutional Interests.’ European Law Journal 9
(September): 473-495.
Trautmann, C. ‘The Cultural Exception is not Negotiable’, Le
Monde, 11th October 1999.
UNESCO. (1998). Action Plan on Cultural Policies for Development, The
Stockholm Conference, 30 March-2 April 1998, Available online
at:
30
interests encompassing the content-rich service industries such
as education and learning, publishing, design, communications
devices, and e-commerce (Cunningham 2002). If Howkins argues
that the concept of creative industries emerged in Australia in
the early 1990s (2002, p.1), most analysts agree that it was
http://portal.unesco.org/culture/en/files/35220/12290888881stoc
kholm_actionplan_rec_en.pdf/stockholm_actionplan_rec_en.pdf
UNESCO. (2005) Convention on the Protection and Promotion of
the Diversity of Cultural Expressions, Available online at:
http://unesdoc.unesco.org/images/0014/001429/142919e.pdf
Websites:
Europa webpage of the European Year for Creativity and
Innovation, http://www.create2009.europa.eu/about_the_year.html
Website of DG Education and Culture:
http://ec.europa.eu/culture/our-policy-development/
doc1199_fr.htm
http://ec.europa.eu/culture/archive/communication/pdf_word/
participants_1st_meet_industries.pdf
31
with the election of ‘New Labor’ in the U.K. in 1997 that the
decisive shift in terminology occurred (O’Connor 1999). In
1998, the Creative Industries Task Force was set up within
DCMS. In her speech at the Nesta Conference, British Secretary
of State for Culture, Media & Sport Tessa Jowell explained that
‘if we see creativity as divorced from commerce then we will
fall short‘ (Jowell 2008). Thus, British policy-makers have
subsumed the distinctive aspects of the cultural sector within
the wider creative industries’ agenda (Galloway and Dunlop
Interviews:
Anna Athanasopoulou, DG Culture, European Commission, 17 March
2009, Brussels, Belgium.
Anne Branch, DG Culture, European Commission, 17 March 2009,
Brussels, Belgium.
Jean-Marc Leclerc, European Music Office, 3 February 2010,
Brussels, Belgium.
Representative of the arts sector at EU level, 23 February
2010, Brussels, Belgium.
Xavier Troussard, DG Culture, European Commission, 17 March
2009, Brussels, Belgium.
32
2007, p.29). In 1998 and 2001, DCMS published the Creative
Industries Mapping Documents, aimed at emphasizing the economic
significance of the creative industries in the U.K (DCMS 1998;
DCMS 2001). According to the 2001 Mapping Documents, the
creative industries in the U.K. generate revenues of around
£112.5 billion and employ some 1.3 million people (DCMS 2001).
In the 2006 Study on the Economy of Culture, KEA European
Affairs is designating the U.K. as the lead country in the
promotion of the ‘creativity frame’. A Northern-Southern axis
appears rather clearly, with Denmark, the U.K., the
Netherlands, Finland, Sweden, accompanied by two new member
states, Poland and Lithuania, listed in the 2006 KEA Study as
having carried research works on the economic potential of the
cultural sector (KEA 2006). The allocation of responsibilities
amongst different ministries also exemplifies of a divide
between a ‘Northern approach’, in which culture tends to be
encapsulated within an instrumental logic, and a ‘Southern
approach’, in which a degree of resistance to the new agenda
exists. In the Netherlands, the Ministry of Culture and the
Ministry of Economic Affairs work in very close partnership
when formulating policy orientations. In Finland, policies
33
related to creative industries lie within the remit of the
Ministry of Employment and Economy. In Germany, the Ministry
for Economic Affairs and Technology is responsible for
implementing the forthcoming national cultural industries
strategy (KEA 2006).
Until a couple of years ago, art professionals opposed
resistance to the ‘creativity frame’. Representatives of the
arts sector are indeed concerned about culture becoming fully
instrumentalized. At EU level, two main organizations, ‘Culture
Action Europe’ and Europa Nostra, represent the arts and
heritage sector. They target their lobbying effort essentially
towards EU institutions. In his speech on the cultural
industries, Yudhishthir Raj Isar, former President of Culture
Action Europe, asked ‘Should all types of cultural production be
justified in terms of economic gain? We may find it tactically
useful to use these arguments in our own rhetoric because it is
the language policy-makers want to hear. The problem though is
that this paradigm obliges us to adopt an essentially neo-
liberal worldview’ (Raj Isar, undated). Generally speaking, the
cultural sector fears that EU-level policies in the field
34
become industrial policies, which would not capture the
necessities of creative environments and would essentially
serve the interests of the cultural industries (Interview with
representative of the arts sector, 23 February 2010). At
institutional level, the French Ministry of Culture most
vividly uphold such views. According to the KEA 2009 Study,
‘France’s focus on culture is a resistance to an exclusively
economic vision and illustrates French policy makers’ belief
that such an approach would have a negative impact on
identities and ‘true’ creation’ (KEA 2009, p.142). French
political actors support the view, indeed, that a so-called
‘cultural specificity’ justifies the exemption of the cultural
sector from market mechanisms (Littoz-Monnet 2007). In 1999,
former Minister of Culture Catherine Trautmann explained that
‘liberalization of the audiovisual and cultural sectors will
not bring about any benefits. We need to mobilize everyone to
stop the advent of a mono-culture’ (Trautmann 1999). The
assumption behind this stance is that cultural policy is meant
to ensure a space for different types of cultural expression,
including local, regional and national cultural identities, and
that such cultural expressions may not play to a global market.
35
Thus, officials from the French Ministry of Culture perceive
the encapsulation of cultural activities within the existing
creative industries discourse as detrimental to fulfilling this
vital cultural policy objective. Even if the French position is
also driven by economic interests, the discourse adopted
consistently referred to the specificity of culture. A similar
approach is endorsed by the UNESCO, which argues that cultural
goods ‘embody or convey cultural expressions, irrespective of
the commercial value they may have’ (UNESCO 2005, p.5). The
UNESCO has however developed a discourse which places culture
at the centre of a development strategy. The focus is on
promoting equal access to culture, protecting the rights of
creators and the role of culture in community building (UNESCO
1998). Culture is perceived as a vector of citizen
participation, democratization and greater access to cultural
resources for everyone. It has therefore been framed as part of
a broader agenda, but not an economic one. Although with
certain nuances in their respective discourses, France, certain
Southern European States, the UNESCO at international level,
and the arts sector at societal level, form a coalition which
has opposed the view that culture could be subdued into an
36
economic agenda. Thus, two different conceptions of cultural
policy existed, and DG Culture had, traditionally, been a
natural ally for the tenants of the ‘specificity of culture’
approach. When DG Culture decided to change its approach
towards cultural policy issues, it has, however, been
extremely successful in devising a rhetorical strategy that
could appeal to stakeholders formerly reluctant to such
proposals. If the position of arts professionals has not
fundamentally changed, as will be discussed below, they now
feel like it would be strategically impossible to overtly
oppose DG’s Culture new agenda.
DG Culture’s Conflict Expansion Strategy
Along with the redefinition of its policy agenda, DG Culture
set in place a ‘reach-out’ strategy, directed at other
Commission services, the cultural sector broadly-defined and
‘civil society’.
To begin with, DG Culture has initiated a bilateral dialogue
with other DGs within the Commission. The 2007 European Agenda for
Culture defined the mainstreaming of culture in all relevant
37
policies as a key objective. To this end, an Inter-service
Cultural Group has been created to allow for a better dialogue
between the different DGs. For DG Culture, the challenge
consists in pointing to the presence of cultural elements in
other, formerly seen as unrelated, policy areas (Interview with
Anna Athanasopoulou, 17 March 2009). DG Culture has for
instance, since 2008, established a joint action plan with DG
Regional Policy (DG Regio). To this end, it has made an effort
demonstrating the interconnection between culture, regional
development and cohesion policy. The DG ordered, for instance,
a study on the contribution of culture to regional development,
specifically produced to justify greater cooperation with DG
Regio (Center for Strategy and Evaluation Services 2010). The
officially stated aim of the study is to demonstrate the rich
variety of impacts arising from culture-based interventions in
regional development processes. Given the weight of DG Regio’s
budget, the partnership certainly represents an access to funds
via the ‘developmental’ door. But it is also a means for DG
culture to influence modes of thinking within other Commission
services (Interviews with officials from DG Culture, March
2009). For the first time in 2009, DG Culture has been invited
38
as a participant to Open days, jointly organized by the
Committee of the Regions and DG Regio. For DG Culture, this
represented a chance to ‘reach a new audience, a new public’
(Interview with Anna Athanasopoulou, ibid). The ‘filtering’
strategy is not as easily set in place with DG Internal Market
and DG Competition, but DG Culture has developed its
communication attempts there too. The launch of the European
Year of Creativity and Innovation (EYCI) in 2009 (Webpage of
the EYCI) institutionalizes the link between culture and
broader economic objectives. DG Culture and DG Enterprise and
Industry are responsible for the implementation of EYCI 2009, a
rather unusual partnership when it comes to the common
management of EU-led initiatives.
The European Agenda for Culture (European Commission 2007b) also
defines the launch of the ‘Structured Dialogue’ with the
cultural sector and civil society as a key operational
objective. DG Culture launched the Structured Dialogue in June
2007 around different thematic platforms. Rather than fostering
a genuine involvement of the civil society, however, the
Structured Dialogue extended policy participation to structured
39
interests in the sector. Three platforms have been set in place
to date: the Intercultural Dialogue Platform, the ‘Access to
Culture’ Platform, and the ‘Potential of Creative Industries’
Platform (Webpage of DG Education and Culture). According to
the Commission, the platforms are aimed at complementing
existing consultation processes, encouraging the cultural
sector to work in a more trans-sectoral way, helping the
cultural sector to formulate policy recommendations, and
provide opportunities for these recommendations to be presented
to the European Commission at the Cultural Forum (European
Commission 2007c). By strengthening networks of actors working
in the cultural sector, DG Culture is, first, building a strong
constituency of support for its actions. The traditional
interlocutors of DG Culture have, traditionally, been those
cultural actors which benefited from the Culture Programme
(Littoz-Monnet 2007). The platforms now allow for the
involvement of organizations which ‘represent if possible a
whole sector and have a certain reach’ and are located beyond
DG Culture’s ‘comfort zone’ (Interview with Athanasopoulou,
ibid). Already in its 2007 Communication, DG Culture had
identified the lack of communication between different cultural
40
actors as a major challenge (European Commission 2007b, p.11).
Thus, the Structured Dialogue represents an excellent tool for
DG Culture’s reach-out strategy, which aims at developing a
coalition of interests between the traditional cultural sector,
grouping essentially musicians, artists and authors, and the
cultural industries. Along with traditional cultural
associations, the platforms also include representatives of the
cultural industries, such as the Independent Music Companies
Association (IMPALA) and the Federation of European Publishers
(FEP) (list of participants, webpage DG Culture). By extending
the traditional realm of participants to the policy formulation
process, DG Culture can more efficiently promote the strategic
role of culture as a potential solution to broader economic
challenges.
The themes along which the platforms are structured also orient
the discussions of the participants in directions which fit in
line with the DG’s agenda. In her speech at the constitutive
meeting of the platform on ‘Access to Culture’, Director-
General Odile Quintin that the work of the platform could feed
into the reflections conducted within the framework of the Year
41
on Creativity and Innovation. DG Culture further specifies in
its description of the work of the ‘Creative Industries’
Platform, that ‘the European Year of Innovation and Creativity’
in 2009 will provide, inter alia, an opportunity to explore how to
reinforce the cultural and creative industries in Europe, in
particular Small and Medium Enterprises (SMEs), as a force for
both economic growth and cultural diversity’ (European
Commission 2008). DG’s culture effort at involving the civil
society is thus going de pair with an effort at structuring
debates along the Commission’s favored agenda. The
participation of the civil society is in fact narrowly
restricted to professional associations and a handful of
powerful private lobby actors. DG Culture uses civil society as
a legitimizing categorization for labeling its interactions
with interest groups, which represent a strong support
constituency for its new agenda. Conflict expansion was
therefore a key element in the agenda-setting tactics of DG
Culture. At EU level, conflict expansion is a potentially more
efficient tool for gaining control over political agendas,
since EU institutions can better control which participants
enter policy conflict. Governments at domestic level, on the
42
contrary, cannot always predict the preferences of the broader
public.
Converging Interests around the ‘Creativity Frame’
The formulation of the ‘creativity’ frame and its all-
encompassing rhetoric made it a strong tool of mobilization of
what used to be an antagonistic coalition of interests.
Societal actors in the cultural sector had a lot to gain by
forming coalitions with formerly distant interests. Within the
‘Creative and Cultural Industries’ platform, representatives of
the audiovisual and publishing sectors and copyright societies
were brought together (list of participants, webpage DG
Culture). If divergences exist, between copyright societies,
which defend a very strict application of copyright
legislation, and representatives of the cultural industries,
which favor greater flexibility for digital content, all actors
have a strong interest in forming an advocacy alliance. First,
by building a coalition, the different sectors can far more
efficiently demonstrate the economic weight of the cultural
industries. This is perceived as crucial, in so far as the
‘Creative and Cultural Industries’ Platform develops its
43
lobbying strategy not only towards DG Culture, but also towards
DG Industry and DG Internal Market. ‘It is better to be
powerful, when you talk about market shares’, argues a
representative of the European Music Office, which operates as
the Secretariat of the Platform (Interview with Jean-Marc
Leclerc, ibid). Second, a degree of interest convergence exists
amongst actors represented in the ‘Creative and Cultural
Industries’ Platform. All sectoral interests favor the
promotion of a regulatory environment more propitious to the
development of cultural industries (Interviews with officials
from DG Culture, March 2009). In its recommendations to the
Commission, the Platform explains that ‘cultural and creative
industries cannot find a place in the classical scheme of
subsidies but require support measures and incentive mechanisms
adapted to their needs’ (European Commission 2008). Amongst
those are listed demands concerning right holders, such as
ensuring that they all benefit from the revenues of the
exploitation of their works, including online, their right to a
fair private copying compensation, and fair agreements between
the relevant stakeholders in resolving illegal digital uses.
Thus, the publishing and media sector is constructing an
44
alliance with cultural workers, and with small-scale cultural
entrepreneurs, around a strengthening of copyright protection.
Third, by working together with copyright societies,
representatives of the cultural industries are hoping to
reframe the discourse on the protection of copyright along
themes benefiting from a positive aura amongst decision-makers,
such as the protection of artists and creativity. When acting
alone, representatives of the cultural industries’ demands are
perceived as a plea for the interests of big corporations. When
developing a strategy together with authors’ societies, they
can more easily refer to arguments focusing on the interests of
artists and creation (Interview with representative of the arts
sector, February 2010). Authors’ societies, on their side,
accept working together with cultural industry representatives
in order to gain a stronger lobbying power.
The traditional arts sector represented, for its part, within
the ‘Access to Culture’ Platform (list of participants, webpage
DG Culture), feels more ambiguous about the programmatic
priorities set out by DG Culture. First, representatives of the
field are of the opinion that some priorities are missing from
45
the European Agenda for Culture (European Commission 2007b), in
particular the role of culture as a key component of European-
Community building. Second, they are not optimistic about being
able to reach a common position together with representatives
of the cultural industries’, who are also represented within
the ‘Access to Culture’ Platform. To them, the cultural
industries are too closely connected with the interests of
intermediaries which transmit cultural content, rather than the
interests of artists (Interviews with representatives of the
arts sector, February 2010). Generally speaking, art
professionals are critical of the functioning of the Structured
Dialogue, which they do not perceive as a genuine means of
influencing policy formulation at EU level. Convergence is thus
not fully taking place, with the cultural sector expressing a
certain degree of resistance to the ‘creativity frame’. This
said, DG Culture has been successful in ensuring the cultural
sector would not openly oppose its agenda. Whilst the
creativity discourse does not match cultural actors’
objectives, the latter have understood that developing this
rhetoric was the only way for DG Culture to extend its remit
and influence within the European Commission, and, by doing so,
46
obtain greater recognition for the interests of the cultural
sector. Apart from obtaining better budgetary resources, the
sector also aims at acquiring recognition, from the part of the
member states, that cultural policy making must have a European
dimension, in particular concerning artists’ mobility and
artists’ rights. In the context of the enlargement of the EU
eastwards, representatives of the arts sector expect that
artists would benefit from the existence of EU-level minimal
standards (Interviews with several representatives of the
cultural sector, February 2010). Thus, the cultural sector is
not in a position to oppose the agenda defended by DG Culture,
in so far as it is the only agenda which can succeed in giving
culture a higher profile in the EU institutional and political
context. Of course, opponents to the creativity frame may still
fight back and recapture the agenda, in the longer run. Art
sector professionals complain about the difficulties they have
encountered in working together with cultural industry
representatives and bearing actual weight on the policy-
formulation process. It is however unlikely that they will
succeed in imposing an alternative frame as a workable policy
solution in the existing EU political and institutional
47
context. Thus, the success of DG Culture in obtaining
horizontal recognition of its new agenda is double-egged. On
the one hand it could propagate its policy agenda very
successfully, but on the other the discourse was framed within
the contours allowed by the political and institutional context
in which it operated. It could, in fact, give a higher profile
to culture, but not in its own terms
Conclusion
The developments discussed here clearly demonstrated the role
of DG Culture as an ‘advocate’, trying to push public policy in
one specific direction (Baumgartner 2007). But more interesting
was the identification of the factors which enabled a DG
considered small and little influential to reframe culture as a
key factor of economic competitiveness, and impose this
programmatic solution both within the Commission and at
intergovernmental level. In this case, the properties of the
‘creativity frame’ itself were key. First, the ‘creativity
frame’ successfully established a connection between certain
policy problems, such as lack of economic competitiveness and
48
slow growth in the EU, and the potential of culture,
encompassed within a discourse on the role of creativity, as a
successful policy solution. EU officials legitimized the idea
that culture could be a solution to broader challenges by
making use of a diverse range of resources: ordering of
‘independent’ experts studies, use of statistics and appeal to
well-established themes such as the knowledge society and the
power of creativity, which were already associated with
positive undertones.
Second, the properties of the ‘creativity frame’ fitted right
in with the broader EU political context. As predicted by
agenda-setting studies, the choice of rhetoric in advocates’
strategies to influence public policy is crucial to determining
whether they can success in overturning existing understandings
of a given policy issue. As argued by Baumgartner, the cultural
policy case demonstrates that rhetoric of an economic nature
more often makes it way in the EU policy process (2007, pp.485-
486). Thus, the developments examined here concur with existing
research which points to the presence of structural biases in
EU policy-making. Given the centrality of the Lisbon Strategy
49
in current EU level policy debates on the future of the EU,
economic arguments are a quasi must-be, when DGs of the
European Commission aim to give a higher profile to formerly
marginalized policy issues.
Third, the properties of the creativity frame made it a strong
tool of mobilization of formerly opposed interests. The nature
of the creativity frame had an impact on which interests were
able to play a role during policy drafting (Daviter 2007,
p.654). Because the rhetoric of the frame was vague, in terms
of concrete policy objectives, it could appeal to
representatives of the arts sector and the cultural industries
alike. While different interest groups certainly did not see
the advantages to be gained from the new agenda in the same
way, they could all perceive potential benefits in supporting
the programmatic shift. Art professionals also acknowledged
that focusing on the instrumentality of culture was the most
efficient path for obtaining more funds for the sector.
Conflict expansion is, in this light, a key factor of EU
agenda-setting dynamics. In the absence of genuine European
‘public sphere’, EU policy-makers do not extend conflicts to
50
the ‘public at large’ in order to change the balance of support
in favor of their preferred agenda (Princen 2007). They can,
however, mobilize organized interests in a policy sector. Mazey
and Richardson (2001) also pointed that, like all ‘state’
bureaucracies, the Commission has recognised that
institutionalising consultation with interests reduces
resistance to its policy proposals. Conflict expansion is,
arguably, a very efficient tool of policy control, in so far as
it is a targeted process towards specific interests. The EU
institutional setting in fact shapes the conflict expansion
strategies of policy actors in a way which allows them to more
efficiently control agendas - than national policy-makers can
in national contexts. If such dynamics were not outlined in
studies of EU agenda-setting, they echo with the results of
existing research on the involvement of European civil society
in EU policy-making. Scholars examining the participation of
civil society in EU decision-making have understood its
involvement into policy debates as a response to institutional
dynamics. Sismans (2003) explains that for the European
Commission, hopes that this would legitimize its position and
the European construction more generally have motivated its
51
recourse to a discourse on the desirable involvement of civil
society. The argument developed here takes this claim further
by pointing to how the involvement of civil society actors can
be used in order to promote not only a broad legitimization of
EU policies, but a legitimization of specific ways of tacking the
policy problems at stake. This is made possible by the ability
of the Commission – and specific DGs – to structure the
organization of communication platforms with societal
interests, both by structuring the gathering of participants
and by shaping the contours of policy debates along their
favored frames.
Acknowledgements
I am very grateful to Falk Daviter, Alexandra Kowalski, Anand
Menon and Mark Rhinard, as well as two anonymous referees for
their very helpful comments. I also would like to thank the
professionals in the field for answering my questions in great
detail during the interviews we had.
52