Validation of the PIII CLI risk score for the prediction of amputation-free survival in patients...

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From the Society for Vascular Surgery Validation of the PIII CLI risk score for the prediction of amputation-free survival in patients undergoing infrainguinal autogenous vein bypass for critical limb ischemia Andres Schanzer, MD, a Philip P. Goodney, MD, MS, b Youfu Li, MD, MPH, a Mohammad Eslami, MD, a Jack Cronenwett, MD, b Louis Messina, MD, a and Michael S. Conte, MD, c for the Vascular Study Group of Northern New England, Worcester, Mass; Lebanon, NH; San Francisco, Calif Objective: The PREVENT III (PIII) critical limb ischemia (CLI) risk score is a simple, published tool derived from the PIII randomized clinical trial that can be used for estimating amputation-free survival (AFS) in CLI patients considered for infrainguinal bypass (IB). The current study sought to validate this risk stratification model using data from the prospectively collected Vascular Study Group of Northern New England (VSGNNE). Method: We calculated the PIII CLI risk score for 1166 patients undergoing IB with autogenous vein by 59 surgeons at 11 hospitals between January 1, 2003, and December 31, 2007. Points (pts) were assigned to each patient for the presence of dialysis (4 pts), tissue loss (3 pts), age >75 (2 pts), and coronary artery disease (CAD) (1 pt). Baseline hematocrit was not included due to a large proportion of missing values. Total scores were used to stratify each patient into low-risk (<3 pts), med-risk (4-7 pts), and high-risk (>8 pts) categories. The Kaplan-Meier method was used to calculate AFS for the three risk groups. Log-rank test was used for intergroup comparisons. To assess validation, comparison to the PIII derivation and validation sets was performed. Result: Stratification of the VSGNNE patients by risk category yielded three significantly different estimates for 1-year AFS (86.4%, 74.0%, and 56.1%, for low-, med-, and high-risk groups). Intergroup comparison demonstrated precise discrimination (P < .0001). For a given risk category (low, med, or high), the 1-year AFS estimates in the VSGNNE dataset were consistent with those observed in the previously published PIII derivation set (85.9%, 73.0%, and 44.6%, respectively), PIII validation set (87.7%, 63.7%, and 45.0%, respectively), and retrospective multicenter validation set (86.3%, 70.1%, and 47.8%, respectively). Conclusion: The PIII CLI risk score has now been both internally and externally validated by testing it against the outcomes of 3286 CLI patients who underwent autogenous vein bypass at 94 institutions by a diverse array of physicians (three independent cohorts of patients). This tool provides a simple and reliable method to risk stratify CLI patients being considered for IB. At initial consultation, calculation of the PIII CLI risk score can reliably stratify patients according to their risk of death or major amputation at 1 year. ( J Vasc Surg 2009;50:769-75.) Critical limb ischemia (CLI) is the most advanced form of peripheral arterial disease and it is associated with a high risk of cardiovascular events, including major limb loss, myocardial infarction (MI), stroke, and death. 1-4 The like- lihood of death has been reported to be as high as 20% within 6 months of CLI diagnosis and surpasses 50% at 5 years post-diagnosis. 5,6 These high mortality rates exceed those seen in any other pattern of occlusive disease includ- ing patients with symptomatic coronary artery disease (CAD) 7,8 and reflect the severe diffuse atherosclerotic bur- den associated with a diagnosis of CLI. Traditionally, open surgical bypass was the only effec- tive treatment strategy for limb revascularization in patients with CLI due to infrainguinal arterial occlusive disease. However, over the last decade, the introduction and evo- lution of endovascular procedures has significantly in- creased treatment options. 5,9 This change of treatment paradigm has been driven by technological advances, and by the desire of patients and physicians to reduce proce- dural risk, albeit with potential trade-offs of inferior durability and greater cost. 5 In order to improve clinical decision-making, precise risk stratification for patients who present with CLI has therefore become increasingly important. The PREVENT III (PIII) CLI risk score is an easy-to- use risk stratification model (Fig 1) developed to predict amputation-free survival (AFS) in CLI patients undergoing open infrainguinal surgical bypass. 10 This prediction tool was derived from a cohort of patients who underwent autogenous vein bypass for CLI in the context of the PIII randomized trial. 11 The PIII CLI risk score was then validated internally using the trial cohort, and externally using a multicenter retrospective cohort of patients. How- From the University of Massachusetts Medical School, a Dartmouth-Hitchcock Medical Center, b and the University of California San Francisco. c Competition of interest: none. Presented at the 2009 Vascular Annual Meeting, Denver, Colo, June 11-14, 2009. Reprint requests: Andres Schanzer, MD, Division of Vascular and Endovascular Surgery, University of Massachusetts Memorial Medical Center, 55 Lake Ave North, Worcester, MA 01655 (e-mail: [email protected]). 0741-5214/$36.00 Copyright © 2009 by the Society for Vascular Surgery. doi:10.1016/j.jvs.2009.05.055 769

Transcript of Validation of the PIII CLI risk score for the prediction of amputation-free survival in patients...

From the Society for Vascular Surgery

Validation of the PIII CLI risk score for theprediction of amputation-free survival in patientsundergoing infrainguinal autogenous vein bypassfor critical limb ischemiaAndres Schanzer, MD,a Philip P. Goodney, MD, MS,b Youfu Li, MD, MPH,a Mohammad Eslami, MD,a

Jack Cronenwett, MD,b Louis Messina, MD,a and Michael S. Conte, MD,c for the Vascular Study Groupof Northern New England, Worcester, Mass; Lebanon, NH; San Francisco, Calif

Objective: The PREVENT III (PIII) critical limb ischemia (CLI) risk score is a simple, published tool derived from thePIII randomized clinical trial that can be used for estimating amputation-free survival (AFS) in CLI patients consideredfor infrainguinal bypass (IB). The current study sought to validate this risk stratification model using data from theprospectively collected Vascular Study Group of Northern New England (VSGNNE).Method: We calculated the PIII CLI risk score for 1166 patients undergoing IB with autogenous vein by 59 surgeons at11 hospitals between January 1, 2003, and December 31, 2007. Points (pts) were assigned to each patient for the presenceof dialysis (4 pts), tissue loss (3 pts), age >75 (2 pts), and coronary artery disease (CAD) (1 pt). Baseline hematocrit wasnot included due to a large proportion of missing values. Total scores were used to stratify each patient into low-risk (<3pts), med-risk (4-7 pts), and high-risk (>8 pts) categories. The Kaplan-Meier method was used to calculate AFS for thethree risk groups. Log-rank test was used for intergroup comparisons. To assess validation, comparison to the PIIIderivation and validation sets was performed.Result: Stratification of the VSGNNE patients by risk category yielded three significantly different estimates for 1-yearAFS (86.4%, 74.0%, and 56.1%, for low-, med-, and high-risk groups). Intergroup comparison demonstrated precisediscrimination (P < .0001). For a given risk category (low, med, or high), the 1-year AFS estimates in the VSGNNEdataset were consistent with those observed in the previously published PIII derivation set (85.9%, 73.0%, and 44.6%,respectively), PIII validation set (87.7%, 63.7%, and 45.0%, respectively), and retrospective multicenter validation set(86.3%, 70.1%, and 47.8%, respectively).Conclusion: The PIII CLI risk score has now been both internally and externally validated by testing it against theoutcomes of 3286 CLI patients who underwent autogenous vein bypass at 94 institutions by a diverse array of physicians(three independent cohorts of patients). This tool provides a simple and reliable method to risk stratify CLI patients beingconsidered for IB. At initial consultation, calculation of the PIII CLI risk score can reliably stratify patients according to

their risk of death or major amputation at 1 year. ( J Vasc Surg 2009;50:769-75.)

Critical limb ischemia (CLI) is the most advanced formof peripheral arterial disease and it is associated with a highrisk of cardiovascular events, including major limb loss,myocardial infarction (MI), stroke, and death.1-4 The like-lihood of death has been reported to be as high as 20%within 6 months of CLI diagnosis and surpasses 50% at 5years post-diagnosis.5,6 These high mortality rates exceedthose seen in any other pattern of occlusive disease includ-ing patients with symptomatic coronary artery disease(CAD)7,8 and reflect the severe diffuse atherosclerotic bur-den associated with a diagnosis of CLI.

From the University of Massachusetts Medical School,a Dartmouth-HitchcockMedical Center,b and the University of California San Francisco.c

Competition of interest: none.Presented at the 2009 Vascular Annual Meeting, Denver, Colo, June 11-14,

2009.Reprint requests: Andres Schanzer, MD, Division of Vascular and Endovascular

Surgery, University of Massachusetts Memorial Medical Center, 55 Lake AveNorth, Worcester, MA 01655 (e-mail: [email protected]).

0741-5214/$36.00Copyright © 2009 by the Society for Vascular Surgery.

doi:10.1016/j.jvs.2009.05.055

Traditionally, open surgical bypass was the only effec-tive treatment strategy for limb revascularization in patientswith CLI due to infrainguinal arterial occlusive disease.However, over the last decade, the introduction and evo-lution of endovascular procedures has significantly in-creased treatment options.5,9 This change of treatmentparadigm has been driven by technological advances, andby the desire of patients and physicians to reduce proce-dural risk, albeit with potential trade-offs of inferiordurability and greater cost.5 In order to improve clinicaldecision-making, precise risk stratification for patientswho present with CLI has therefore become increasinglyimportant.

The PREVENT III (PIII) CLI risk score is an easy-to-use risk stratification model (Fig 1) developed to predictamputation-free survival (AFS) in CLI patients undergoingopen infrainguinal surgical bypass.10 This prediction toolwas derived from a cohort of patients who underwentautogenous vein bypass for CLI in the context of the PIIIrandomized trial.11 The PIII CLI risk score was thenvalidated internally using the trial cohort, and externally

using a multicenter retrospective cohort of patients. How-

769

JOURNAL OF VASCULAR SURGERYOctober 2009770 Schanzer et al

ever, these patients were a highly selected population stud-ied in a clinical trial, and may not represent “real world”community and academic vascular surgery practice. There-fore, the objective of the current investigation was to utilizethe prospectively collected Vascular Study Group of North-ern New England (VSGNNE) database12 to further vali-date the PIII CLI risk score. This dataset presents a uniqueopportunity to validate and assess the utility of the PIII CLIrisk score in a heterogeneous population of CLI patientsselected to undergo surgical revascularization.

METHODS

The Vascular Study Group of Northern New En-gland (VSGNNE). The VSGNNE is a regional coopera-tive quality improvement initiative that was developed in2002 to prospectively collect data on outcomes in patientsundergoing vascular surgery. Eleven different teaching andnon-teaching hospitals with 59 vascular surgeons (aca-demic and private) currently participate in this program byreporting data into the registry. All data are self-reportedand sent to a central data repository were they are aggre-gated and reviewed. Research analysts are blinded to pa-tient, surgeon, and hospital identity. At the time of dis-charge after the index operation, a perioperative data sheetcontaining preoperative, intraoperative, and postoperative

Fig 1. Score card. PIII, PREVENT III; HCT, hematocrit; CAD,coronary artery disease.

data is completed and submitted to the VSGNNE. Simi-

larly, at 1-year follow-up (approximate; mean follow-up forthe entire cohort was 307 days), an additional data sheet iscompleted and submitted to the VSGNNE. On this form,data pertaining to ambulation status, symptom status, pa-tency, ankle-brachial index, bypass graft revisions, or am-putations are recorded. A current version of the SocialSecurity Death Index and the 1-year follow-up data areused to confirm survival status. Since the inception of thestudy, a rigorous audit system has been employed which hasconsistently demonstrated 99% accuracy in capturing theprocedures and their associated outcomes.12 Details relat-ing to the VSGNNE study design have been publishedpreviously,12 and are available at www.vsgnne.org.

For the purpose of this study, the VSGNNE dataset waslimited solely to patients who underwent autogenous veinlower extremity bypass for CLI (defined as gangrene, non-healing ischemic ulcer, or ischemic rest pain). In an attemptto be broadly inclusive (and to maximize our ability toassess generalizability), as long as a patient had an autoge-nous vein infrainguinal bypass for the indication of CLI,regardless of bypass configuration, the patient was includedfor this study. The study cohort consisted of 1078 patientsundergoing 1166 infrainguinal bypass procedures betweenJanuary 1, 2003, and December 31, 2007.

The PREVENT III cohort. Details of the PIII trialdesign have been described elsewhere,11 but relevant fea-tures are briefly reviewed here. PIII was a prospective,randomized, double-blinded, multicenter trial designed toexamine the efficacy of a novel pharmacologic agent (edi-foligide) in preventing autogenous vein graft failure in1404 patients who underwent infrainguinal vein bypass at83 hospitals exclusively for the treatment of CLI.13 Thistrial incorporated mandated duplex scan surveillance, inde-pendent adjudication of endpoints by a clinical eventscommittee, and external contract research organizationmonitoring all study data per industry standards. The in-clusion criteria specified patients at least 18 years of age whounderwent infrainguinal bypass (IB) with autogenous veinfor CLI.

The PIII CLI risk score. Details of the derivation andvalidation of this risk stratification model have previouslybeen published.10 In brief, the PIII risk score utilizes fiveeasily obtainable binary variables—dialysis-dependency,presence of tissue loss, age �75 years, hematocrit �30%,and a history of advanced CAD—to stratify patients withCLI and surgically correctable infrainguinal disease intothree distinct categories of expected AFS. An individualpatient is given a point value based on each binary variable.The total sum of points is then converted to a score whichplaces the patient in the low- (score �3), medium- (score4-7), or high-risk (score �8) category. Based on this cate-gory, the model predicts the likelihood of surviving 1 yearafter surgery without undergoing a major amputation (low-risk � 86%, medium-risk � 73%, high-risk � 45%).

Validation of the PIII CLI risk score using theVSGNNE. The prediction rule for 1-year AFS was appliedto the VSGNNE dataset. Each patient in the VSGNNE

dataset was given a net score based on the relevant preop-

ial femremen

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erative variables as dictated by the PIII CLI risk score:dialysis-dependent � 4 points, tissue loss (ulceration organgrene) � 3 points, age �75 � 2 points, and a history ofadvanced CAD (history of MI or unstable angina) � 1point. Of note, the baseline hematocrit was not included inthe scoring because until 2007, this variable was not rou-tinely collected as part of the VSGNNE dataset. Despitethis limitation, we intentionally decided to maintain thePIII risk scoring system as originally described10 in order toproperly test the risk stratification ability in a “real world”setting. Based on the total sum of points, each patient wasassigned to a PIII risk score category: low-risk (score �3),medium-risk (score 4-7), and high-risk (score �8).

A Kaplan-Meier 1-year AFS rate estimate was calcu-lated for each VSGNNE risk group. The resulting AFS rateswere compared with those obtained from the original PIIIderivation and validation sets.10

Additional endpoints. The PIII CLI risk score wasspecifically designed to stratify patients according to theAFS endpoint and, to date, its discriminative ability hasonly been tested in this context. Using the identical meth-odology described above for 1-year AFS, the discriminativeability of the PIII risk score on the following additional30-day outcomes was assessed: (1) major adverse cardiac

Table I. Patient characteristics in the PREVENT III (PIIINew England (VSGNNE) validation set

CharacteristicsPIII derivati

n � 953 (

DEMOGRAPHICSFemale 348 (36.5Age �75 307 (32.2African American 173 (18.2

MEDICATIONSStatin 431 (45.2Antiplatelet 759 (79.6Beta-blocker 554 (58.1

RISK FACTORSTissue loss (ulcer or gangrene) 701 (73.6History of advanced CAD 393 (41.2Previous ipsilateral bypass 138 (14.5Smoking (ever) 709 (74.6Diabetes 610 (64.0Hypertension 774 (81.2High cholesterol 445 (46.7Dialysis-dependent renal failure 105 (11.0Ankle brachial index �0.3* 457 (73.2Weight �75 kg 502 (53.5

SURGICAL CHARACTERISTICSProximal anastomosis site

CFA 464 (53.8SFA 234 (27.1Popliteal 165 (19.1

Distal anastomosis sitePopliteal 320 (34.5Tibial 505 (54.4Pedal 103 (11.1

Single segment GSV conduit 781 (82.0

CAD, Coronary artery disease; CFA, common femoral artery; SFA, superfic*In the VSGNNE dataset, 567 patients were missing a baseline ABI measu

event (MACE: death or MI [troponin elevation beyond the

normal range or ST changes/new Q waves on electrocar-diogram]); (2) limb salvage; and (3) death. Similarly, thediscriminative ability of the PIII risk score on the followingadditional 1-year outcomes was assessed: (1) limb salvage;(2) death; (3) primary patency; (4) primary assisted pa-tency; (5) secondary patency; and (6) ability to ambulate(defined as ambulation with or without assistance).

Statistical analysis. Perioperative events were definedas occurring before hospital discharge after the index oper-ation. Baseline characteristics were compared betweengroups using Pearson �2 analysis for categorical variablesand t test for continuous variables. Time-to-event endpointanalyses at 1 year were performed using the Kaplan-Meiermethod and intergroup analyses were compared with thelog-rank test. All tests were considered statistically signifi-cant at an alpha level of 0.05 (P � .05, two-tailed). Allanalyses were performed using SAS version 9.1 (Cary, NC).Data submission to the VSGNNE registry was indepen-dently reviewed and approved by the institutional reviewboards at all participating institutions.

RESULTS

The VSGNNE cohort included 1166 bypass proce-dures for CLI accumulated from 11 different practice set-

rivation set and the Vascular Study Group of Northern

VSGNNE validation setn � 1166 (%) P value

385 (33.1) .095443 (38.0) .006

8 (0.7) �.0001

386 (66.3) �.0001883 (77.3) .288494 (84.7) �.0001

830 (71.2) .225451 (38.7) .231124 (10.6) .007923 (79.4) .009714 (61.2) .190

1022 (87.7) �.0001632 (54.3) .0005115 (10.0) .456182 (24.1) �.0001440 (37.7) �.0001

708 (64.0) �.0001240 (21.7) .027158 (14.3) .017

483 (41.2) .001470 (40.3) �.0001205 (17.6) �.0001993 (85.3) .042

oral artery; GSV, great saphenous vein; ABI, ankle brachial index.t.

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tings across northern New England. The estimated 1 year

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AFS in the VSGNNE dataset as a whole was 79.1%. Base-line patient demographics, medication usage, comorbidi-ties, and surgical characteristics were markedly differentfrom the PIII cohort (Table I). Patients in the VSGNNEgroup were significantly older (age �75; 38.0% vs 32.2%;P � .006) and less likely to be African American (0.7% vs18.2%; P � .0001). Cardioprotective medications, such asstatins (66.3% vs 45.2%; P � .0001) and beta-blockers(84.7% vs 58.1%; P � .0001), were more frequently usedin the VSGNNE group. A previous ipsilateral bypass wasless common in the VSGNNE group (10.6% vs 14.5%; P �.007). Of the comorbidities examined, patients in theVSGNNE group were more likely to have used tobacco(79.4% vs 74.6%; P � .0009), have hypertension (87.7%vs 81.2%; P � .0001), and have high cholesterol (54.3%vs 46.7%; P � .0001). In the VSGNNE group, a smallerproportion of patients underwent bypasses to the tibialor pedal vessels (58.8% vs 65.5%; P � .0001).

Discrimination into three strata of risk. The integerscore assigned to each covariate was used to calculate eachindividual patient’s risk score for 1 year AFS. The scoresranged from 0 to 10 (median 3, interquartile range 2-5). Asshown in Table II, the 1-year Kaplan-Meier estimated AFSrates associated with each risk category were significantlydifferent (P � .0001 for each comparison): 1-year AFS86.4% in the low-risk group (50.7% of cohort), 1-year AFS74.0% in the medium-risk group (43.1% of cohort), and1-year AFS 56.1% in the high-risk group (6.2% of cohort)(Fig 2).

Validation. The VSGNNE 1-year AFS rates calcu-lated above using the PIII risk score stratification schemewere compared to the previously published rates obtainedfrom the PIII derivation set (n � 953), PIII validation set(n � 451), and the retrospective validation set (n � 716).The 1-year AFS rates for each risk category were similarwhen compared between each dataset (Fig 3). In the low-risk group (PIII risk score �3), the 1-year AFS rate was86.4% compared to 85.9%, 87.7%, and 86.3% in the PIIIderivation set, PIII validation set, and retrospective multi-center validation set, respectively. In the medium-riskgroup (PIII risk score 4-7), the 1-year AFS rate was 74.0%compared to 73.0%, 63.7%, and 70.1% in the PIII deriva-tion set, PIII validation set, and retrospective validation set,respectively. In the high-risk group (PIII risk score �8),

Table II. Observed probability of 1-year amputation-freesurvival and the associated hazard ratios for death ormajor amputation at 1 year, stratified by the PREVENTIII (PIII) critical limb ischemia (CLI) risk score

Riskcategories

Integerscore

Amputation-freesurvival HR (95% CI) P value

Low �3 86.4 1.0 (ref) —Medium 4-7 74.1 1.87 (1.40-2.50) �.0001High �8 56.1 3.48 (2.34-5.18) �.0001

HR, Hazard ratio; CI, confidence interval.

the 1-year AFS rate was 56.1% compared to 44.6%, 45.0%,

and 47.8% in the PIII derivation set, PIII validation set, andretrospective validation set, respectively.

Composition of each risk group (Fig 4). The entireVSGNNE cohort was analyzed to determine the break-down of patients in each risk group according to eachindependent predictor. High-risk classification was as-

AF

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babi

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Days

Low Risk ≤ 3 Points

High Risk ≥ 8 Points

Medium Risk 4-7 Points

Fig 2. Kaplan-Meier curves demonstrating amputation-free (AF)survival stratified according to each patient’s calculated risk score(Vascular Study Group of Northern New England [VSGNNE]cohort).

Fig 3. Validation of the PREVENT III (PIII) critical limb isch-emia (CLI) risk score in 4 different datasets (3286 patients)—PIIIderivation set, PIII validation set, retrospective validation set,prospective Vascular Study Group of Northern New England(VSGNNE) validation set. AF, Amputation-free.

Fig 4. Risk category breakdown by predictor (Vascular StudyGroup of Northern New England [VSGNNE] cohort). CAD,Coronary artery disease.

signed to 62% of the patients on dialysis, 9% of the patients

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with tissue loss, 9% of the patients with age �75 years, and13% of the patients with CAD.

Additional endpoints. In the VSGNNE cohort, thePIII CLI risk score was an effective tool for discriminatingthree significant strata of risk when tested on the followingendpoints: perioperative MACE (P � .003), perioperativemortality (P � .001), 1-year mortality (P � .0001), and1-year ability to ambulate (P � .0001) (Fig 5). On thecontrary, the PIII CLI risk score was not an effective toolfor discriminating three distinct strata of risk with regardsto perioperative limb salvage (P � .14), 1-year limb salvage(P � .06), or any of the evaluated patency outcomes(primary patency, P � .09; primary assisted patency, P �.59; secondary patency, P � .45).

DISCUSSION

The PIII CLI risk score is a reliable and simple tool forstratifying CLI patients selected to undergo bypass surgeryinto low-, medium-, and high-risk categories. At the timeof a patient’s initial presentation, five easily obtainablebinary variables (dialysis-dependency, tissue loss, advancedage, advanced CAD, and low hematocrit) can be used toprovide patients and providers with a valid estimate of thelikelihood of AFS at 1 year after surgical revascularization.As a result, we believe that the PIII CLI risk score is a usefulclinical tool for surgical decision making.

This model’s performance was initially derived andvalidated in a select population of patients who were par-ticipants in a randomized trial.10 It was then further vali-dated in a multicenter retrospective cohort assembled fromthree different hospitals.10 The present validation studybuilds on these previous reports by extending the overallgeneralizability of this risk score. The strength of theVSGNNE dataset stems from its enrollment base—morethan 50 different surgeons (private and academic) at 11hospitals (community and university, ranging in size from25 to nearly 600 beds)—which provides heterogeneity anda depiction of “real world” practice patterns.12,14 Despitethis heterogeneity and a dramatically different patient co-hort than the one from which the model was derived (TableI), the 1-year AFS estimates for each risk category areremarkably similar.

The decision to model 1-year AFS as the primaryendpoint for the PIII CLI risk score was a deliberate one.When considering a patient with CLI for surgical bypass,we feel that an estimate of the probability that the patientwill be alive at 1 year, with an intact index limb, is ofparamount importance. Nonetheless, other endpointsclearly play an important role in the determination of theoptimal treatment for a patient with CLI. These include,but are not limited to, quality of life and functional out-comes.15-17 The PIII CLI risk score was not designed toevaluate these endpoints. Ultimately, the PIII CLI riskscore provides an additional piece of information that willcomplement other elements of clinical judgment to informappropriate treatment choices for individual patients.

Because endpoints other than 1-year AFS are of value,

we investigated the ability of the PIII CLI risk score to

Low Risk ≤ 3 PointsHigh Risk ≥ 8 Points

Medium Risk 4-7 Points

Days

Sur

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bDays

MA

CE

-free

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a

Days

Pro

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p=0.03

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p<0.0001

Fig 5. PREVENT III (PIII) critical limb ischemia (CLI) riskscore was an effective tool for discriminating three significant strataof risk when tested on the following endpoints: perioperativemajor adverse cardiac event (MACE) (a), perioperative and 1-year

mortality (b), and 1-year ability to ambulate (c).

JOURNAL OF VASCULAR SURGERYOctober 2009774 Schanzer et al

stratify patients according to additional perioperative and1-year endpoints (MACE, death, limb salvage, ability toambulate, and graft patency). Looking at these results inaggregate, it is clear that the PIII CLI risk score is moreeffective for predicting “systemic” events (MACE, death,and ambulation) rather than graft-related events (limb sal-vage and patency). This reflects the focus of the original riskscore, which was modeled on the endpoint of 1-year AFS,and which, therefore, prioritized traditional systemic pre-dictors (ie, dialysis)18 above traditional graft predictors (ie,vein diameter).19

It should be noted that the baseline hematocrit variablewas not included in this validation study due to a largeproportion of missing values in the VSGNNE cohort (notroutinely collected in the VSGNNE cohort until 2007). Inorder to preserve (and test) the model as it was originallydescribed in its published form, we did not impute values oradjust for this missing parameter in any way. As a result, it ispossible that a number of patients received lower scoresthan they would have received had they been included inthe other three datasets (any patient with a recorded base-line hematocrit �30 would have received two extra points).Despite this limitation, the AFS estimates for each riskgroup remained consistent across each dataset. This raisesthree possible considerations: (1) the effect of anemia is notas strong of a predictor as the other included variables andit, therefore, may not be an integral component necessaryfor AFS risk stratification; (2) the distribution of VSGNNEpatients with a low baseline hematocrit was similar, bychance, to the distribution of PIII patients with a lowbaseline hematocrit; or (3) only a minority of patients in theVSGNNE cohort may have had a baseline hematocrit �30and, therefore, the absence of this variable did not have aprofound effect. Further experience using the PIII riskindex, with increased patient numbers, will help clarifywhether baseline hematocrit remains critical to generating aprecise risk estimate. This study seems to suggest that thismay not be the case.

In addition to playing a prominent role in clinicaldecision-making by allowing practitioners and patients tobetter understand the possible risks of open surgical bypass,we believe that the PIII CLI risk score may also be usefulfor quality improvement initiatives. Now that this modelhas been extensively validated in three independent patientpopulations, the expected 1-year AFS rates can be calcu-lated for a given dataset and these estimates can then beused to create specific risk-adjusted benchmarks for individ-ual practitioners or centers. In the same way that that theNational Surgery Quality Improvement Program20,21 hascreated observed to expected ratios for individual centers,the PIII CLI risk score can be used to generate accuratecomparative outcomes for patients undergoing bypass forCLI. With an enhanced awareness of risk-adjusted out-comes at distinct centers, efforts could be directed at iden-tifying individual factors and processes of care that contrib-ute to these improved outcomes. Once identified, theseprocesses could be promoted and implemented elsewhere

in order to improve the overall quality of care for the CLI

population. Similar efforts have been applied successfully ina variety of other disease states such as cancer,22 MI,23

CAD,24 and peripheral arterial disease.25

CONCLUSION

The PIII CLI risk score has now been tested against theoutcomes of 3286 CLI patients who underwent infraingui-nal autogenous vein bypass at 94 institutions by a diversearray of physicians (three independent patient cohorts).This tool provides a simple and reliable method to riskstratify CLI patients being considered for IB. At initialconsultation, patients with a 50% chance of death or majoramputation at 1 year can be identified. Future investigationis necessary to determine whether this risk prediction tool isalso effective for CLI patients undergoing endovasculartherapy.

AUTHOR CONTRIBUTIONS

Conception and design: AS, MCAnalysis and interpretation: AS, PG, YL, MCData collection: JC, MCWriting the article: ASCritical revision of the article: AS, PG, YL, EM, JC, LM,

MCFinal approval of the article: AS, PG, YL, EM, JC, LM, MCStatistical analysis: AS, PG, YLObtained funding: JC, MCOverall responsibility: AS

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Submitted May 4, 2009; accepted May 28, 2009.

DISCUSSION

Dr C. Healey (Portland, Me): I assume you didn’t look atprosthetic bypass or nonautologous veins in the NNE groupbecause the PREVENT trial didn’t have those patients. But didyou have an opportunity to look at that? Do you think if you tookpeople who got nonautogenous bypasses, would their results beeven poorer and would that be another score to put into yourdecision-making tree?

Dr Schanzer. That is an interesting question. In the initialiteration of this study we did include patients that had undergoneprosthetic bypasses and inclusion of these patients did not have anysignificant effect on the results presented here. The model stilldiscriminated extremely well and provided similar 1 year estimatesfor amputation free survival. As we further refined the currentstudy design, we felt that if we included prosthetic bypasses thevalidation cohort would not be an appropriate comparison groupsince the derivation study included a totally autogenous cohort. Soin order to maintain a clean and coherent study design, we ex-cluded patients with prosthetic bypasses. Nonetheless, the answerto your question is that it did not seem to alter the results in anymeaningful way.

Dr W. Moore (Los Angeles, Calif): Your data clearly show thatyour scorecard does discriminate between low, medium and highrisk patients. My question is, how do you plan to use this informa-tion? Because even in your high risk patients, you had about a 53%amputation-free survival. I hope you don’t plan to withhold treat-ment in those patients even though they may have a high risk score.

Dr Schanzer. I’m glad you brought up this very importantpoint. This question is one that, as investigators, we have struggledwith because you are absolutely right and we absolutely do notwish to give the message that every single high risk patient shouldbe denied a surgical bypass procedure.

We feel that the PIII risk score is one tool that can be used tohelp inform decision-making but that every individual patient must

patients, a 50% 1 year amputation free survival may be consideredreasonable in light of the alternative options available. In otherpatients, a 50% 1 year amputation free survival may not be consid-ered reasonable. AS a result, we do not think that it is appropriateto use this risk score to institute any broad sweeping guidelines.Furthermore, our group is working on other prediction models forother important endpoints such as quality of life, functional status(i.e. ambulation), and non-composite endpoints such as mortalityand limb salvage. Ultimately all of these are going to have to beused in concert. Unfortunately, one cannot create a single ubermodel that encompasses all of these very relevant endpoints. Yourmessage is well stated and worth repeating– not every high riskpatient should be denied a bypass.

Dr M. Adelman (New York, NY): I wonder if there werecertain subgroups within the major groups (for instance, high riskgroup) where specific interventions led to a better amputation-freesurvival. In other words, are we going to start to indicate care fordifferent subgroups based on this data, or do the numbers get toosmall as you break the data in smaller and smaller subsets?

Dr Schanzer. In brief, we have not further stratified thegroups beyond low, medium, and high risk as shown here. More-over, all of these patients underwent autogenous vein bypasssurgery and no other types of revascularization procedures wereincluded in this analysis.

I think ultimately what you’re alluding to is that, as vascularsurgeons, we need to work towards developing the ability to betteridentify which subgroups of patients will benefit from which spe-cific treatment modality. In my opinion, the big challenge ahead ofus is to learn how to discriminate patient populations prospec-tively. As we all know, there is a role for surgical bypass, there is arole for endovascular intervention, and there is a role for primaryamputation. We need to get better at understanding how to apply

these techniques to the appropriate patient populations.