Unmetabolized Folic Acid Is Detected in Nearly All Serum Samples from US Children, Adolescents, and...

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The Journal of Nutrition Nutritional Epidemiology See corresponding commentary on page 387. Unmetabolized Folic Acid Is Detected in Nearly All Serum Samples from US Children, Adolescents, and Adults 1–4 Christine M Pfeiffer, 5 * Maya R Sternberg, 5 Zia Fazili, 5 Elizabeth A Yetley, 6 David A Lacher, 7 Regan L Bailey, 6 and Clifford L Johnson 7 5 National Center for Environmental Health, CDC, Atlanta, GA; 6 Office of Dietary Supplements, NIH, Bethesda, MD; and 7 National Center for Health Statistics, CDC, Hyattsville, MD Abstract Background: Serum total folate consists mainly of 5-methyltetrahydrofolate (5-methylTHF). Unmetabolized folic acid (UMFA) may occur in persons consuming folic acid–fortified foods or supplements. Objectives: We describe serum 5-methylTHF and UMFA concentrations in the US population $1 y of age by demographic variables and fasting time, stratified by folic acid–containing dietary supplement use. We also evaluate factors associated with UMFA concentrations >1 nmol/L. Methods: Serum samples from the cross-sectional NHANES 2007–2008 were measured for 5-methylTHF (n = 2734) and UMFA (n = 2707) by HPLC–tandem mass spectrometry. Results: In supplement users compared with nonusers, we found significantly higher geometric mean concentrations of 5-methylTHF (48.4 and 30.7 nmol/L, respectively) and UMFA (1.54 and 0.794 nmol/L, respectively). UMFA concentrations were detectable (>0.3 nmol/L) in >95% of supplement users and nonusers, regardless of demographic or fasting characteristics; concentrations differed significantly by age and fasting time, but not by sex and race-ethnicity, both in supplement users and nonusers. The prevalence of UMFA concentrations >1 nmol/L was 33.2% overall and 21.0% in fasting ($8 h) adults ($20 y of age). Using multiple logistic regression analysis, UMFA concentrations >1 nmol/L were associated with being older, non-Hispanic black, nonfasting (<8 h), having smaller body surface area, higher total folic acid intake (diet and supplements), and higher red blood cell folate concentrations. In fasting adults, a decrease in the mean daily alcohol consumption was also associated with increased odds of UMFA concentrations >1 nmol/L. Conclusions: UMFA detection was nearly ubiquitous, and concentrations >1 nmol/L were largely but not entirely explained by fasting status and by total folic acid intake from diet and supplements. These new UMFA data in US persons $1 y of age provide much- needed information on this vitamer in a fortified population with relatively high use of dietary supplements. J Nutr 2015;145:520–31. Keywords: NHANES, serum folate, 5-methyltetrahydrofolate, unmetabolized folic acid, HPLC–tandem mass spectrometry Introduction Serum and RBC ‘‘total’’ folates are traditional biomarkers of folate status and have been measured since the mid 1970s, covering the time from pre– to post–folic acid fortification in a representative sample of the US population participating in the cross-sectional NHANES (1, 2). The specific vitamer com- position of serum ‘‘total’’ folate, however, requires sensitive chromatography-based procedures that became available more recently, but are limited to more specialized research laboratories (3). Serum 5-methyltetrahydrofolate (5-methylTHF) 8 is the main circulating form (4), generally making up >80% of total folate (5). 1 The authors reported no funding received for this study. 2 Author disclosures: CM Pfeiffer, MR Sternberg, Z Fazili, EA Yetley, DA Lacher, RL Bailey, and CL Johnson, no conflicts of interest. 3 The findings and conclusions in this manuscript are those of the authors and do not necessarily represent the official views or positions of the CDC/Agency for Toxic Substances and Disease Registry, the NIH, the FDA, or the Department of Health and Human Services. 4 Supplemental Methods, Supplemental Tables 1–7, and Supplemental Figures 1 and 2 are available from the ‘‘Online Supporting Material’’ link in the online posting of the article and from the same link in the online table of contents at http://jn.nutrition.org. * To whom correspondence should be addressed. E-mail: [email protected]. 8 Abbreviations used: BSA, body surface area; DFE, dietary folate equivalent; HPLC-MS/MS, HPLC–tandem MS; LOD, limit of detection; MEC, mobile examination center; NCHS, National Center for Health Statistics; NHB, non-Hispanic black; NHW, non-Hispanic white; NIST, National Institute of Standards and Technology; OR adj , adjusted OR; SUP+, users of folic acid–- containing dietary supplements; SUP2, nonusers of folic acid–containing dietary supplements; UMFA, unmetabolized folic acid; 5-formylTHF, 5-formyltetrahy- drofolate; 5-methylTHF, 5-methyltetrahydrofolate. ã 2015 American Society for Nutrition. 520 Manuscript received July 30, 2014. Initial review completed September 15, 2014. Revision accepted November 12, 2014. First published online December 10, 2014; doi:10.3945/jn.114.201210. by guest on April 19, 2016 jn.nutrition.org Downloaded from 0.DCSupplemental.html http://jn.nutrition.org/content/suppl/2014/12/10/jn.114.20121 Supplemental Material can be found at:

Transcript of Unmetabolized Folic Acid Is Detected in Nearly All Serum Samples from US Children, Adolescents, and...

The Journal of Nutrition

Nutritional Epidemiology

See corresponding commentary on page 387.

Unmetabolized Folic Acid Is Detected inNearly All Serum Samples from US Children,Adolescents, and Adults1–4

Christine M Pfeiffer,5* Maya R Sternberg,5 Zia Fazili,5 Elizabeth A Yetley,6 David A Lacher,7

Regan L Bailey,6 and Clifford L Johnson7

5National Center for Environmental Health, CDC, Atlanta, GA; 6Office of Dietary Supplements, NIH, Bethesda, MD; and 7National

Center for Health Statistics, CDC, Hyattsville, MD

Abstract

Background: Serum total folate consists mainly of 5-methyltetrahydrofolate (5-methylTHF). Unmetabolized folic acid

(UMFA) may occur in persons consuming folic acid–fortified foods or supplements.

Objectives:We describe serum 5-methylTHF and UMFA concentrations in the US population$1 y of age by demographic

variables and fasting time, stratified by folic acid–containing dietary supplement use. We also evaluate factors associated

with UMFA concentrations >1 nmol/L.

Methods: Serum samples from the cross-sectional NHANES 2007–2008 were measured for 5-methylTHF (n = 2734) and

UMFA (n = 2707) by HPLC–tandem mass spectrometry.

Results: In supplement users compared with nonusers, we found significantly higher geometric mean concentrations of

5-methylTHF (48.4 and 30.7 nmol/L, respectively) and UMFA (1.54 and 0.794 nmol/L, respectively). UMFA concentrations

were detectable (>0.3 nmol/L) in >95% of supplement users and nonusers, regardless of demographic or fasting

characteristics; concentrations differed significantly by age and fasting time, but not by sex and race-ethnicity, both in

supplement users and nonusers. The prevalence of UMFA concentrations >1 nmol/L was 33.2% overall and 21.0% in

fasting ($8 h) adults ($20 y of age). Using multiple logistic regression analysis, UMFA concentrations >1 nmol/L were

associated with being older, non-Hispanic black, nonfasting (<8 h), having smaller body surface area, higher total folic acid

intake (diet and supplements), and higher red blood cell folate concentrations. In fasting adults, a decrease in the mean

daily alcohol consumption was also associated with increased odds of UMFA concentrations >1 nmol/L.

Conclusions:UMFAdetectionwasnearly ubiquitous, and concentrations>1nmol/Lwere largely but not entirely explainedby fasting

status and by total folic acid intake from diet and supplements. These new UMFA data in US persons $1 y of age provide much-

needed information on this vitamer in a fortified population with relatively high use of dietary supplements. J Nutr 2015;145:520–31.

Keywords: NHANES, serum folate, 5-methyltetrahydrofolate, unmetabolized folic acid, HPLC–tandemmass spectrometry

Introduction

Serum and RBC ‘‘total’’ folates are traditional biomarkers offolate status and have been measured since the mid 1970s,covering the time from pre– to post–folic acid fortification in a

representative sample of the US population participating inthe cross-sectional NHANES (1, 2). The specific vitamer com-position of serum ‘‘total’’ folate, however, requires sensitivechromatography-based procedures that became available morerecently, but are limited to more specialized research laboratories(3). Serum 5-methyltetrahydrofolate (5-methylTHF)8 is the maincirculating form (4), generally making up >80% of total folate (5).

1 The authors reported no funding received for this study.2 Author disclosures: CM Pfeiffer, MR Sternberg, Z Fazili, EA Yetley, DA Lacher,

RL Bailey, and CL Johnson, no conflicts of interest.3 The findings and conclusions in this manuscript are those of the authors and do

not necessarily represent the official views or positions of the CDC/Agency for

Toxic Substances and Disease Registry, the NIH, the FDA, or the Department of

Health and Human Services.4 Supplemental Methods, Supplemental Tables 1–7, and Supplemental Figures

1 and 2 are available from the ‘‘Online Supporting Material’’ link in the online

posting of the article and from the same link in the online table of contents at

http://jn.nutrition.org.

* To whom correspondence should be addressed. E-mail: [email protected].

8 Abbreviations used: BSA, body surface area; DFE, dietary folate equivalent;

HPLC-MS/MS, HPLC–tandem MS; LOD, limit of detection; MEC, mobile

examination center; NCHS, National Center for Health Statistics; NHB,

non-Hispanic black; NHW, non-Hispanic white; NIST, National Institute of

Standards and Technology; ORadj, adjusted OR; SUP+, users of folic acid–-

containing dietary supplements; SUP2, nonusers of folic acid–containing dietary

supplements; UMFA, unmetabolized folic acid; 5-formylTHF, 5-formyltetrahy-

drofolate; 5-methylTHF, 5-methyltetrahydrofolate.

ã 2015 American Society for Nutrition.

520 Manuscript received July 30, 2014. Initial review completed September 15, 2014. Revision accepted November 12, 2014.

First published online December 10, 2014; doi:10.3945/jn.114.201210.

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0.DCSupplemental.html http://jn.nutrition.org/content/suppl/2014/12/10/jn.114.20121Supplemental Material can be found at:

Dietary folate is an umbrella term used to represent foodfolate and folic acid from fortified foods and dietary supple-ments. The human gut has limited ability to reduce andmethylate folic acid (6). Administration of a one-time bolusdose that exceeds ;260 mg or consecutive small doses of folicacid (100 mg) within a day have been shown to result in theappearance of folic acid in serum, i.e., unmetabolized folic acid(UMFA) (7, 8). UMFA has been measured in observationalstudies (9–13) or intervention trials (14, 15), most of smallsample size, but there is a lack of nationally representative datafor various demographic subgroups.

Serum 5-methylTHF and UMFA concentrations were mea-sured by use of HPLC with electrochemical detection inAmerican seniors ($60 y of age) in the NHANES 1999–2002as part of a Tufts University surplus specimen project to assessthe relation to anemia, macrocytosis, and cognitive test perfor-mance (16). The NHANES 2001–2002 data were also used toexplore the relation of UMFA to total folate intakes fromdiet and supplements (17). In that analysis, the presence ofUMFA was not easily explained by folic acid intakes alone.The NHANES 2007–2008 was the first survey cycle wherethese 2 folate forms were measured in serum for the entire USpopulation $1 y of age; this cycle was also the first instancewhere a sensitive and specific HPLC–tandem MS (HPLC-MS/MS) method was used, and where serum and RBC total folatedata measured by microbiologic assay were also available (2).

In this paper, we describe distributions of serum 5-methylTHFand UMFA concentrations in the US population participating inthe NHANES 2007–2008. We assess how these 2 folate formscorrelate with serum and RBC total folate and with dietary folateintake. Lastly, we evaluate what variables explain the presence ofUMFA concentrations >1 nmol/L. These data allow the assess-ment of exposure to folic acid in the current era of folic acidfortification, as recommended by a 2010 roundtable of expertsthat discussed folate methodologies in the NHANES (18).

Methods

Study participants and study design. The NHANES collects cross-

sectional data on the health and nutritional status of the civilian

noninstitutionalized US population. The survey is conducted by the

National Center for Health Statistics (NCHS) at the CDC and has astratified, multistage, probability sample design. Survey participants are

first interviewed in their homes to collect information on demographic

characteristics, dietary supplement use, and some health-related issues.

Participants then undergo a physical examination and blood draw in amobile examination center (MEC) ;1–3 wk after the household

interview, where they also complete a 24-h dietary recall. The sample

design in 2007–2010 changed with respect to the oversampling of certain

demographic groups; adolescents were no longer oversampled andHispanic persons were oversampled instead of just Mexican Americans

(19, 20). This design change makes the following 2 Hispanic subgroups

appropriate for analysis: Mexican Americans or all Hispanics, whichincludes Mexican Americans and all other Hispanics. The unweighted

response rates for participants$1 y of age in 2007–2008were 77.9% for

the interview component and 75% for the examination component (21).

All respondents gave their informed consent, and the NHANES protocolwas reviewed and approved by the NCHS Research Ethics Review

Board.

Biochemical methods. The NHANES 2007–2008 serum samples (n =2734) from a random one-third subset of all participants $1 y of age

were analyzed for the first time for folate forms by use of HPLC-MS/MS

by the CDC laboratory (22–24). Results were reported for 5-methylTHFand UMFA [fewer results were available for UMFA (n = 2707)].

Results for 3 minor non-methyl folate forms [5-formyltetrahydrofolate

(5-formylTHF), tetrahydrofolate, and 5,10-methenyltetrahydrofolate]

were not part of the public release data file because of a measurement

inaccuracy; the 5-formylTHF peak represented the sum of 2 com-pounds, 5-formylTHF and the biologically inactive oxidation product

of 5-methylTHF known as MeFox (pyrazino-s-triazine derivative of

4a-hydroxy-5-methylTHF) (25). However, the non-methyl folate

constitutes a small fraction of the total folate (generally <5%). Weused Westgard-type quality control multirules to judge assay perfor-

mance in the NHANES 2007–2008 (26). Long-term quality control

CVs for serum 5-methylTHF and UMFAwere <5% (6.34–46.8 nmol/L)

and 9.5–11.8% (0.71–8.14 nmol/L), respectively. The limits ofdetection (LODs) were 0.5 nmol/L for 5-methylTHF and 0.3 nmol/L

for UMFA. Other method performance characteristics were described

elsewhere (18). More recently, the National Institute of Standards andTechnology (NIST) released standard reference material 1950 (27).

Our HPLC-MS/MS procedure matched the certified value (uncertainty)

for 5-methylTHF [26.7 vs. 26.9 (0.70) nmol/L] and the reference value

for UMFA [4.03 vs. 3.42 (1.02) nmol/L].Other biochemical variables determined earlier as part of the

NHANES 2007–2008 and used in this analysis were serum and RBC

total folate by microbiologic assay (28) and serum cotinine by HPLC-

MS/MS (29).

Folate intake. All NHANES examinees were eligible for two 24-h

dietary recall interviews: one collected in person in the MEC and asecond interview collected by telephone 3–10 d later. The following

dietary variables, calculated by the NCHS before the data release, were

available for each recall: dietary folic acid (mg), food folate (mg), and

total dietary folate [mg and expressed in dietary folate equivalents(DFEs)] (30). We only used dietary folic acid and total dietary folate

(expressed in DFEs) data from the first recall because it preceded the

MEC blood collection. Dietary supplement information was collected aspart of the NHANES Dietary Supplement Questionnaire, which

recorded detailed information about the type, consumption frequency,

duration of use, and amount taken for each reported dietary supplement.

To calculate a person�s total mean daily intake of folic acid (mg) from alldietary supplement products consumed over the past 30 d, we first

calculated the mean daily intake of folic acid for each reported product

separately. We then divided the participant�s reported amount taken by

the serving size and multiplied by the quantity of folic acid recorded onthe product label. This amount was multiplied by the proportion of days

out of 30 the participant reported taking the product. We then summed

each mean daily intake of folic acid for each reported product for eachparticipant. All participants who reported never taking a dietary

supplement over the past 30 d were assigned a zero, whereas all

participants who did not respond to this question were assigned a

missing value. Supplement users with incomplete information (quantityor duration missing) may also have a missing value assigned. We

combined the mean folic acid from supplemental sources with dietary

folic acid to reflect total folic acid intake (mg). In the United States, the

dietary folic acid can come from mandatory fortified cereal-grain foodsand voluntary fortified products, mainly ready-to-eat cereals.

Covariates. For descriptive analyses, we categorized the demographic

variables as follows: age (1–5 y, 6–11 y, 12–19 y, 20–39 y, 40–59 y, and$60 y; in some instances, 1–11 y was used); sex (males, females); and

race-ethnicity [all Hispanic (Mexican American + other Hispanic), non-

Hispanic black (NHB), non-Hispanic white (NHW); other racial-ethnicgroups were included in overall estimates; in descriptive tables we also

reported separate estimates for Mexican Americans]. Other variables

were fasting time (<3 h, 3 to <8 h, $8 h); folic acid–containing

supplement use (yes, no); total folic acid intake (<100 mg, 100 to <200mg, 200 to <400 mg, $400 mg); RBC total folate (<800 nmol/L, 800 to

<1200 nmol/L, 1200 to <1500 nmol/L, $1500 nmol/L); body surface

area [(BSA) calculated as square root of (height in cm 3 weight in kg/

3600); <1.5 m2, 1.5 to <1.8 m2, 1.8 to <2.0 m2, $2.0 m2] (31); smoking[serum cotinine #10 mg/L (nonsmoker), >10 mg/L (smoker)] (32); and

alcohol intake [mean daily number of ‘‘standard’’ drinks (1 drink ;15 g

alcohol): no drinks, <1 (not 0) drink/d, 1 to <2 drinks/d, $2 drinks/d;only available for participants $18 y] (33). We also used these variables

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(same categories as above unless specified) to develop multiple logistic

regression models: age (continuous), sex, race-ethnicity, fasting status

[$8 h (fasting), <8 h (not fasting)], total folic acid intake (continuous),RBC total folate (to adjust for folate status; continuous), BSA (to adjust

for body size; continuous), smoking, and alcohol consumption (contin-

uous).

Statistical analyses. Statistical analyses were performed with use of

SAS (version 9.2; SAS Institute) and SUDAAN (version 11.0.1; RTI)

software. We excluded pregnant and lactating women from all analyses

(n = 31 for 5-methylTHF and n = 30 for UMFA) and 1 individual becauseof a sample weight of zero. Otherwise we used pairwise deletion for

missing data to minimize unnecessary removal of valid data and thus the

introduction of bias. This resulted in an analytic sample of 2702participants for 5-methylTHF and 2676 participants for UMFA (Figure

1) and in different sample sizes depending on the scope of the analysis.

We used the one-third subsample weights to account for differential

nonresponse or noncoverage and to adjust for oversampling of somegroups. We calculated the proportion of detectable UMFA results by

demographic, fasting, or supplement use characteristics. CIs for the

prevalence estimates were calculated using a logit transformation with

the SEM of the logit prevalence based on the delta method. Wecalculated the mean absolute and percent contribution of UMFA and

5-methylTHF in serum to the sum of 5-methylTHF and UMFA (for all,

fasting persons, fasting nonusers, and users of folic acid–containingdietary supplements) by weighted quartiles of 5-methylTHF concentra-

tion derived from the entire population. We calculated cumulative

frequency distributions for UMFA overall and by fasting status. We

explored bivariate associations between geometric mean folate bio-marker concentrations (serum 5-methylTHF, UMFA, and total folate;

RBC total folate) or median folic acid intake amounts (diet, supplements,

and total folic acid) and demographic variables (age, sex, race-ethnicity)

or fasting status, stratified by folic acid supplement use. Geometricmeans were compared across the categories on the basis of Wald F tests

with and without controlling for additional covariates (age, sex, race-

ethnicity, and fasting time). Sample sizes for the folate biomarkers and

folic acid intakes stratified by folic acid supplement use are presented in

Supplemental Tables 1 and 2, respectively. We assessed pairwise

correlations between folate biomarkers and folate intake by calculatingSpearman correlation coefficients. We assessed the distributions [geo-

metric means and selected percentiles (95%CIs)] of serum 5-methylTHF

and UMFA among participants $1 y of age fasting from food and

supplements for$8 h by demographic variables or folic acid supplementuse.

To evaluate what variables explained UMFA concentrations >1 nmol/

L, we first explored bivariate associations between the prevalence of

UMFA concentrations >1 nmol/L and variables of interest specified in thecovariates section and then performed multiple logistic regression

analysis to provide adjusted ORs (ORsadj). We selected a UMFA cutoff

of 1 nmol/L for several reasons: it represented approximately the 75thpercentile for fasting (from food and supplements) individuals (supple-

ment users and nonusers together) in our dataset (0.957 nmol/L) and was

therefore not too unusual; it was reasonably close to the 1.35 nmol/L

cutoff used by Kalmbach et al. (10), which represented the 85thpercentile for fasting UMFA concentrations in the prefortification

Framingham Offspring Cohort; and it represented a round number

that will not fluctuate from one dataset to another as would be the case

with a specific percentile derived from our dataset.We used a backward elimination approach with listwise deletion for

missing values to arrive at the final multivariate logistic regression model

and made some preliminary analytic decisions to conserve the limited dfand to allow simultaneous modeling of several variables and investiga-

tion of pairwise interactions (Supplemental Methods). Once we devel-

oped a final model for the entire study population ($1 y of age, model 1),

we fit a subsequent model limited to fasting ($8 h) persons$20 y of age(model 2) to evaluate whether similar factors explained UMFA concen-

trations >1 nmol/L in a more homogeneous sample. In model 2, we used

all relevant variables included in model 1 plus mean daily alcohol

consumption, which was only publically available among adults $18 yof age. We reported ORadj (95% CI) and Wald F test P values for each

pairwise comparison to the selected reference category. We also evaluated

model sensitivity at 2 other UMFA cutoff values using data for everybody:

FIGURE 1 Study participants$1 y of age with serum folate vitamer data in the NHANES 2007–2008 one-third subsample. Serum 5-methylTHF

and UMFA were measured by LC–tandem MS. Serum and RBC total folate were measured by microbiologic assay. UMFA, unmetabolized folic

acid; 5-methylTHF, 5-methyltetrahydrofolate.

522 Pfeiffer et al.

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2 nmol/L and 5 nmol/L, corresponding to the 95th and 98th percentile for

fasting persons in our dataset, respectively. All statistical comparisons were

evaluated at a 2-sided significance level of a = 0.05.

Results

Characteristics of the study population and of

5-methylTHF and UMFA concentrations. Among US persons$1 y of age in the unweighted one-third subsample of NHANES2007–2008, 26% were children (1–11 y), 12% adolescents (12–19 y), and 62% adults ($20 y), nearly half were female (49%),more than one-third were NHW (41%), 38% were fasting for$8 h, and 27% reported using a folic acid–specific dietarysupplement in the last 30 d (Supplemental Table 3). The rangesof serum 5-methylTHF and UMFA concentrations were 5.37–190 and <LOD (0.3)–397 nmol/L, respectively. UMFA concen-trations were detectable in >95% of samples regardless ofdemographic, fasting, or supplement use characteristics (Sup-plemental Table 4). When we grouped samples according toweighted 5-methylTHF quartiles, the absolute mean UMFAconcentration in quartile 4 (5.60 nmol/L) was significantlyhigher than in quartiles 1–3 (1.81, 1.41, and 3.41 nmol/L,respectively) (Supplemental Table 5), but the relative UMFAcontribution to the sum of 5-methylTHF + UMFA was fairlyconstant (3.1–5.0%) across the quartiles. When we limited thesamples to fasting ($8 h) persons, the relative UMFA contribu-tion appeared somewhat lower (2.2–3.5%). We observed themost distinction in the relative UMFA contribution acrossquartiles when we limited the samples to fasting nonusers (3.6,2.3, 1.9, and 1.5%, respectively).

Bivariate associations between folate biomarkers or folic

acid intake and variables of interest. For users of folic acid–containing dietary supplements (SUP+) compared with nonusers(SUP2), the overall geometric mean serum concentrationsof 5-methylTHF (48.4 nmol/L vs. 30.7 nmol/L) and UMFA(1.54 nmol/L vs. 0.794 nmol/L) were significantly higher(Table 1). Similarly, the overall median total folic acid intakewas significantly higher in the SUP+ vs. SUP2 group (508 mg vs.145 mg), whereas the dietary folic acid intake was comparable(135 mg vs. 145 mg) in the 2 groups (Table 2). Age was asignificant factor for 5-methylTHF, UMFA, serum total folate,and RBC total folate in both the SUP+ and SUP2 groups and wenoted a generally U-shaped age pattern (Table 1). Age was also asignificant factor for folic acid intake, but here we noted aninverse U-shaped age pattern for dietary folic acid intake (Table2). Although females (SUP+ and SUP2) had significantly higher5-methylTHF and serum total folate concentrations, there wereno significant sex differences for UMFA and RBC folate concen-trations (Table 1). Females had significantly lower dietary folicacid intake, but significantly higher supplemental folic acid intake(Table 2). We found significant associations between race-ethnicity and the folate biomarkers in the SUP+ and SUP2groups with the exception of 5-methylTHF and UMFA in theSUP2 group (Table 1). We found significant associationsbetween race-ethnicity and dietary folic acid intake, andsupplemental and total folic acid intake, with NHW personshaving higher supplemental folic acid intakes (Table 2). Asexpected, fasting status was significantly associated with lowerUMFA concentrations in the SUP+ and SUP2 groups, withlarger concentration differences between persons who were notfasting (<3 h) and those who were fasting ($8 h) in the SUP+group (1.17 nmol/L) compared with the SUP2 group (0.269nmol/L) (Table 1). We found no significant association between

fasting status and folic acid intake, except for dietary folic acidintake in nonusers (Table 2). After we controlled for selectedcovariates (age, sex, race-ethnicity, and fasting status), theinterpretation of associations based on statistical significanceremained unchanged except for serum UMFA in users being nolonger different by race-ethnicity (Table 1); serum total folate innonusers being no longer different by fasting time (Table 1); andfolic acid intake from diet in users being no longer different byrace-ethnicity (Table 2).

Correlations between folate biomarkers and folate intake.

Spearman correlations were significant for all pairwise compar-isons of folate biomarkers (P < 0.0001 in all cases) (SupplementalFigure 1 and Supplemental Table 6). We observed moderate-to-strong correlations for 5-methylTHF with serum (r > 0.9)and RBC (r > 0.5) total folate overall in the SUP+ and SUP2groups. We noted moderate correlations for UMFA (r > 0.4)with 5-methylTHF and serum total folate overall in the SUP+group, but weak correlations (r = 0.35) in the SUP2 group. Thecorrelation between UMFA and RBC total folate was weak (r =0.30 overall, r = 0.36 in the SUP+ group, and r = 0.17 in theSUP2 group).

Spearman correlations between folate biomarkers and totalfolic acid intake (from diet and supplements) were significantbut generally weak (r # 0.4; overall: P < 0.0001 in all cases;SUP+ group: < 0.0001 < P < 0.03; SUP2 group: P# 0.0001 in allcases). Spearman correlations between folate biomarkers andtotal dietary folate intake (expressed in DFEs, not includingintake from supplements) were weaker yet (overall: < 0.0001 < P#0.0004; SUP2 group: P # 0.0001 in all cases) and not sig-nificant in the SUP+ group except for RBC folate (r = 0.08,P = 0.0105).

Distributions of serum 5-methylTHF and UMFA. To allow ameaningful interpretation of distributions for 5-methylTHF(Table 3) and UMFA (Table 4), we limited our sample to fasting($8 h) persons to minimize the transient effects of recentconsumption from meals or supplements. We observed distinctdistributions for the SUP+ and SUP2 groups for both folateforms. The overall central 95% reference intervals (2.5–97.5percentile) for 5-methylTHF and UMFAwere 11.5–92.9 nmol/Land <LOD (0.3)–3.08 nmol/L, respectively. The cumulativefrequency distributions for UMFA (Supplemental Table 7) pro-vide ameans of estimating the proportion of concentrations aboveand below the reported concentration groupings. Although boththe nonfasting (44%) and fasting (59%) persons had the majorityof UMFA concentrations between 0.5 and <1 nmol/L, almost halfof the nonfasting persons but only one quarter of the fastingpersons had UMFA concentrations >1 nmol/L.

Bivariate associations between the prevalence of UMFA

concentrations >1 nmol/L and variables of interest to

explain UMFA concentrations >1 nmol/L. The prevalence ofUMFA concentrations >1 nmol/L was 33.2% overall and 21.0%in fasting ($8 h) adults (Table 5). The prevalence variedsignificantly by age group, sex, race-ethnicity, consumption of afolic acid–containing supplements, dietary folic acid intake,alcohol intake (only available for adults), smoking status, andfolate status (as represented by RBC folate concentrations) in theoverall group and in fasting adults. In the overall group, theprevalence also varied significantly by BSA and fasting status.The prevalence of UMFA concentrations >2 and >5 nmol/L was13.9% and 7.0%, respectively, in the overall group and 5.2%and 1.9%, respectively, in fasting adults (data not shown).

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TABLE1

Folate

biomarkerconcentrationsbyvariable

categoriesandstratifiedbyfolic

acid–containingdietary

supplementusein

theUSpopulation$1yofage,NHANES2007–20081

Varia

bles

Nonusers

Users

Serum

RBC

Serum

RBC

5-methylTHF,nm

ol/L

UMFA

,nmol/L

Totalfolate,

nmol/L

Totalfolate,

nmol/L

5-methylTHF,nm

ol/L

UMFA

,nmol/L

Totalfolate,

nmol/L

Totalfolate,

nmol/L

All

30.7(29.3,32.1)

0.794(0.735,0.857)

33.4(31.8,35.0)

1020

(974,060)

48.4*(46.6,50.1)

1.54*(1.42,1.66)

54.0*(51.9,56.1)

1440*(1390,1480)

Age,y

1–5

45.5(42.9,48.3)

1.09

(0.960,1.23)

51.3(47.9,54.8)

1060

(993,1130)

50.1*(45.1,55.6)

2.12*(1.13,3.99)

60.0(49.9,72.0)

1160

(1030,1310)

6–11

46.5(45.0,48.2)

1.19

(0.996,1.43)

50.9(48.2,53.8)

1120

(1070,1180)

51.6*(48.0,55.5)

1.25

(0.900,1.74)

56.2(51.4,61.5)

1120

(1050,1200)

12–19

33.5(30.7,36.6)

0.877(0.762,1.01)

36.5(33.1,40.2)

991(902,1090)

46.2*(40.3,53.0)

0.882(0.648,1.20)

49.6*(43.6,56.5)

1160*(1010,1340)

20–39

26.1(24.0,28.5)

0.698(0.635,0.766)

28.5(26.3,30.8)

935(888,984)

39.1*(35.1,43.6)

1.06*(0.888,1.27)

42.9*(38.2,48.1)

1250*(1140,1360)

40–59

27.5(25.9,29.3)

0.716(0.644,0.796)

29.8(27.8,32.1)

1030

(966,1110)

44.6*(41.4,48.0)

1.34*(1.05,1.72)

49.0*(44.5,54.0)

1420*(1350,1500)

$60

32.7(29.8,35.7)

0.805(0.731,0.885)

35.0(31.6,38.9)

1130

(1030,1240)

62.2*(55.3,70.0)

2.70*(2.29,3.18)

72.1*(66.7,77.9)

1870*(1770,1980)

Pvalue

,0.0001

,0.0001

,0.0001

,0.0001

,0.0001

,0.0001

,0.0001

,0.0001

Pvalueadjusted

,0.0001

,0.0001

,0.0001

,0.0001

0.0002

,0.0001

,0.0001

,0.0001

Sex Male

29.8(28.3,31.4)

0.773(0.688,0.868)

32.6(31.1,34.2)

1030

(985,1070)

45.8*(43.6,48.2)

1.40*(1.20,1.65)

51.5*(49.0,54.1)

1390*(1330,1460)

Female

31.6(30.1,33.1)

0.817(0.770,0.866)

34.2(32.3,36.3)

1010

(956,1060)

50.6*(47.9,53.6)

1.66*(1.49,1.85)

56.3*(52.8,60.0)

1480*(1420,1540)

Pvalue

0.0106

0.28

0.0325

0.34

0.0157

0.12

0.0403

0.06

Pvalueadjusted

0.0150

0.41

0.0208

0.13

0.0076

0.14

0.0386

0.22

Race-ethnicity2

AllH

ispanic

30.7(28.2,33.4)

0.756(0.666,0.859)

34.8(33.3,36.4)

1000

(943,1060)

42.4*(39.3,45.7)

1.07*(0.868,1.31)

46.1*(42.3,50.2)

1180*(1100,1270)

MA

30.5(28.2,33.0)

0.693(0.620,0.775)

34.9(33.0,36.9)

1020

(943,1090)

44.0*(39.9,48.5)

1.11*(0.821,1.49)

47.0*(41.0,53.8)

1180*(1070,1310)

NHB

27.4(25.0,30.0)

0.894(0.779,1.03)

30.3(28.2,32.6)

907(877,938)

36.7*(32.5,41.3)

1.16*(0.924,1.45)

40.5*(36.6,44.8)

1100*(1020,1190)

NHW

31.3(29.4,33.3)

0.792(0.735,0.854)

33.4(30.9,36.2)

1050

(991,1120)

50.3*(48.2,52.6)

1.66*(1.53,1.80)

56.4*(54.0,59.0)

1510*(1460,1560)

Pvalue

0.06

0.23

0.0042

0.0003

0.0006

0.0002

0.0001

,0.0001

Pvalueadjusted

0.0116

0.12

0.0003

0.0003

0.0050

0.05

0.0017

0.0004

Fastingtim

e,h

,3

32.5(30.4,34.6)

0.936(0.837,1.05)

35.5(33.1,38.2)

1030

(966,1100)

48.8*(45.8,52.0)

2.14*(1.73,2.64)

56.0*(51.5,60.9)

1380*(1300,1470)

3to

,8

29.4(27.6,31.3)

0.835(0.740,0.941)

32.1(29.9,34.4)

999(959,1040)

48.3*(43.9,53.2)

2.24*(1.65,3.05)

55.4*(49.4,62.1)

1500*(1410,1600)

$8

29.7(28.2,31.2)

0.667(0.631,0.706)

32.1(30.7,33.6)

1020

(967,1070)

48.0*(45.2,50.9)

0.966*

(0.841,1.11)

51.6*(48.8,54.6)

1460*(1400,1520)

Pvalue

0.0196

,0.0001

0.0156

0.60

0.93

,0.0001

0.29

0.24

Pvalueadjusted

0.0195

,0.0001

0.23

0.69

0.47

,0.0001

0.25

0.95

1Valuesare

weightedgeometricmeans(95%

CIs).Serum

5-m

ethylTHFandUMFAwere

measuredbyLC-tandem

MS.Serum

andRBCtotalfolate

were

measuredbymicrobiologicassay.Forsample

sizes,seeSupplementalT

able

1.Pregnantand

lactatingwomenwere

excluded;otherw

isepairwisedeletionwasusedformissingdata.Pvalues[w

ithandwithoutcontrollingforadditionalcovariates(age,sex,race-ethnicity,andfastingtime)]are

basedontheW

ald

Ftest,whichtests

whether

atleast1ofthemeansacrossthecategoriesissignificantlydifferent.*Significantdifferencebetw

eenusers

andnonusers

offolic

acid–containingdietary

supplements

forthatsubgroup,P,

0.05.MA,MexicanAmerican;NHB,non-Hispanicblack;

NHW

,non-Hispanic

white;UMFA,unmetabolizedfolic

acid;5-m

ethylTHF,5-m

ethyltetrahydrofolate.

2AllHispanic

subgrouprepresents

thesum

ofMAandotherHispanic

(notshown)ethnicity.Pvaluerepresents

thecomparisonofallHispan

ic,NHB,NHW

,andother(notshown).

524 Pfeiffer et al.

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Multiple logistic regression modeling to explain UMFA

concentrations >1 nmol/L. The following variables weresignificant in our model 1 for persons $1 y of age when weused a UMFA cutoff of >1 nmol/L: age (P = 0.0164), race-ethnicity (P = 0.0407), fasting status (P < 0.0001), total folic acidintake (from diet and supplements, P < 0.0001), RBC folate (P <0.0001), and BSA (P = 0.028) (Table 6). After controlling forthese variables, young (20–39 y) and middle-aged (40–59 y)adults were 2 times less likely of having UMFA concentrations>1 nmol/L compared with persons $60 y of age. NHB personswere 1.8 times more likely of having UMFA concentrations>1 nmol/L compared with NHW persons. Nonfasting personswere 3.5 times more likely of having UMFA concentrations >1nmol/L compared with fasting persons. The odds of havingelevated UMFA concentrations were 1.5 times higher for a 200-mg/d increase in total folic acid intake from diet and supplementsand 1.2 times higher for a 200-nmol/L increase in RBC folate.Similarly, the odds were 2 times more likely for a 1-m2 decreasein BSA [i.e., child with a BSA of 1 m2 (e.g., height 48 in andweight 66 lbs) compared with an adult with a BSA of 2 m2

(e.g., height 73 in and weight 175 lbs)]. We found a significant

pairwise interaction between RBC folate 3 fasting status (P =0.0151) that we did not fit because it did not change the overallinterpretation of the model [ORadj = 1.3 (nonfasting); ORadj =1.1 (fasting) for a 200-nmol/L increase in RBC folate]. Amodification of model 1 with dietary folic acid intake and folicacid intake from supplements entered as 2 separate variablesproduced b coefficients that were not significantly different,indicating that it was reasonable to combine the 2 variables into1 total folic acid intake variable. To verify whether our modelwould arrive at a different conclusion if we considered theoverall folate intake from all sources (natural food folate, folicacid added to foods, and folic acid consumed through supple-ments), we evaluated a modification of model 1 with food folateintake as a new variable in addition to total folic acid intake.Food folate intake was not significant (b = 20.0002, P = 0.76).In addition, adding food folate had no impact on the statisticalsignificance nor the ORadj, which remained the same as in theoriginal model.

When we limited our model 2 to fasting adults (UMFA >1nmol/L) and added alcohol consumption as an additionalvariable, our findings were generally similar (Table 6). Total

TABLE 2 Folic acid intake from different sources by variable categories and stratified by folic acid–containing dietary supplement use in the US population $1 y of age, NHANES 2007–20081

Variables

Nonusers Users

Diet, mg/d Diet, mg/d Supplements, mg/d Total, mg/d

All 145 (137, 156) 135 (126, 148) 400 (379, 400) 508 (482, 539)

Age, y

1–5 126 (103, 149) 86.2 (62.5, 121)* 198 (181, 262) 345 (306, 389)

6–11 183 (157, 218) 141 (115, 206) 183 (138, 259) 373 (320, 458)

12–19 161 (145, 200) 187 (97.3, 279) 159 (106, 389) 479 (282, 602)

20–39 137 (121, 167) 149 (126, 195) 325 (266, 381) 490 (436, 592)

40–59 146 (130, 168) 135 (96.7, 178) 385 (380, 390) 542 (479, 597)

$60 127 (104, 144) 126 (101, 165) 400 (400, 400) 589 (534, 626)

P value ,0.0001 0.0069 ,0.0001 ,0.0001

P value adjusted ,0.0001 0.0414 ,0.0001 0.0018

Sex

Male 170 (154, 181) 164 (142, 181) 390 (325, 392) 497 (474, 547)

Female 128 (117, 140) 116 (91.4, 137) 400 (400, 400) 515 (481, 550)

P value ,0.0001 0.0108 0.0029 0.20

P value adjusted ,0.0001 0.0058 0.0429 0.50

Race-ethnicity2

All Hispanic 146 (134, 163) 152 (124, 203) 283 (222, 391) 491 (407, 576)

MA 133 (115, 161) 143 (109, 207) 254 (174, 391) 451 (356, 602)

NHB 125 (115, 135) 112 (89.3, 135) 267 (201, 354) 423 (374, 461)

NHW 145 (133, 160) 135 (122, 155) 400 (400, 400) 520 (484, 562)

P value 0.0165 0.0230 0.0013 0.0003

P value adjusted 0.0361 0.10 0.0108 0.0065

Fasting time, h

,3 166 (140, 179) 127 (107, 162)* 390 (270, 393) 479 (436, 528)

3 to ,8 145 (130, 160) 113 (82.3, 180) 383 (367, 393) 540 (499, 605)

$8 141 (129, 152) 148 (135, 170) 400 (348, 400) 536 (484, 588)

P value 0.0036 0.19 0.10 0.15

P value adjusted 0.0019 0.15 0.38 0.60

1 Values are weighted medians (95% CIs). ‘‘Diet’’ represents information from first 24-h dietary recall. ‘‘Supplements’’ represents mean

daily use during the past 30 d. For sample sizes, see Supplemental Table 2. Pregnant and lactating women were excluded; otherwise

pairwise deletion was used for missing data. P values [with and without controlling for additional covariates (age, sex, race-ethnicity, and

fasting time)] are for comparison of geometric means (not medians) and are based on the Wald F test, which tests whether at least 1 of the

means across the categories is significantly different. *Significant difference in dietary folic acid intake between users and nonusers of folic

acid–containing dietary supplements, P , 0.05. MA, Mexican American; NHB, non-Hispanic black; NHW, non-Hispanic white.2 All Hispanic subgroup represents the sum of MA and other Hispanic (not shown) ethnicity. P value represents the comparison of all

Hispanic, NHB, NHW, and other (not shown).

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folic acid intake (P = 0.0001) and RBC folate (P < 0.0001) werestill significant variables in model 2 and the b coefficients weregenerally comparable to model 1 (data not shown). Age (P =

0.07), race-ethnicity (P = 0.13), and BSA (P = 0.13) were nolonger significant variables, possibly because of the loss of powerin model 2. Alcohol consumption was significant (P = 0.0138).

TABLE 3 Serum 5-methylTHF concentration distributions by variable categories in the fasting US population $1 y of age, NHANES2007–20081

VariablesSamplesize, n

Geometricmean, nmol/L

Percentiles, nmol/L

5th 25th 50th 75th 95th

All 1066 34.9 (33.3, 36.6) 13.0 (11.9, 14.6) 24.0 (22.0, 26.4) 35.2 (32.7, 37.9) 52.7 (50.0, 54.8) 79.9 (75.5, 89.3)

Age, y

1–11 95 49.0 (46.0, 52.2) 26.8* (15.4, 29.3) 38.4 (33.8, 45.6) 54.3 (46.0, 59.5) 62.6 (58.5, 65.9) 74.4* (71.7, 87.6)

12–19 139 36.0 (32.0, 40.6) 15.1* (9.71, 18.3) 27.7 (23.7, 30.4) 36.0 (32.3, 42.6) 50.3 (42.1, 57.8) 77.8* (58.5, 95.3)

20–39 257 28.3 (25.3, 31.6) 11.7 (9.88, 13.5) 20.2 (16.6, 23.5) 28.6 (25.4, 32.6) 40.5 (36.5, 47.2) 59.3 (53.8, 106)

40–59 272 33.7 (30.4, 37.4) 13.0 (11.1, 14.1) 23.4 (20.7, 26.3) 34.3 (28.9, 39.7) 52.4 (44.6, 56.4) 75.5 (69.4, 85.4)

$60 303 45.1 (41.0, 49.7) 17.6 (15.0, 19.8) 30.0 (25.9, 33.7) 47.0 (41.6, 53.1) 67.1 (60.2, 75.8) 103 (95.0, 129)

Sex

Male 546 33.5 (31.0, 36.2) 13.0 (11.2, 15.2) 24.4 (21.6, 27.6) 34.2 (30.3, 37.9) 48.3 (45.1, 52.5) 70.8 (67.5, 79.1)

Female 520 36.3 (34.7, 38.0) 13.1 (11.9, 15.2) 24.0 (21.9, 25.4) 36.8 (33.6, 40.9) 55.6 (53.3, 57.9) 89.3 (80.3, 96.1)

Race-ethnicity2

All Hispanic 324 30.4 (26.5, 34.8) 12.0 (7.92, 13.8) 21.4 (17.3, 25.3) 30.5 (26.9, 35.9) 44.7 (41.0, 50.1) 70.0 (62.7, 74.9)

MA 188 30.5 (26.4, 35.2) 11.3* (5.43, 14.9) 21.4 (16.8, 26.6) 30.9 (27.2, 36.4) 43.5 (40.8, 50.0) 73.5* (62.4, 79.7)

NHB 229 27.0 (24.8, 29.5) 11.5 (7.42, 13.0) 17.8 (16.6, 19.4) 27.8 (23.6, 31.9) 40.9 (36.6, 45.1) 58.2 (55.7, 66.2)

NHW 478 37.8 (35.3, 40.5) 14.6 (12.2, 16.7) 26.4 (23.2, 29.5) 37.8 (34.5, 42.0) 55.4 (52.6, 59.4) 87.5 (78.6, 96.2)

Folic acid–containing

supplement

No 717 29.7 (28.2, 31.2) 12.0 (11.1, 13.1) 21.4 (19.7, 22.9) 30.3 (28.4, 32.8) 42.3 (40.4, 45.3) 64.6 (60.4, 72.4)

Yes 283 48.0 (45.2, 50.9) 19.7 (11.1, 23.3) 35.7 (32.7, 37.6) 52.1 (48.1, 54.3) 66.2 (59.1, 78.0) 95.7 (87.6, 133)

1 Values are weighted geometric means and selected percentile concentrations (95% CIs) for fasting persons (no consumption of food and supplements for $8 h before blood

draw). Pregnant and lactating women were excluded; otherwise pairwise deletion was used for missing data. *Estimate is subject to greater uncertainty because of small cell size

(n , 224). MA, Mexican American; NHB, non-Hispanic black; NHW, non-Hispanic white; 5-methylTHF, 5-methyltetrahydrofolate.2 All Hispanic subgroup represents the sum of MA and other Hispanic (not shown) ethnicity.

TABLE 4 Serum UMFA concentration distributions by variable categories in the fasting US population $1 y of age, NHANES 2007–20081

VariablesSamplesize, n

Geometricmean, nmol/L

Percentiles, nmol/L

5th 25th 50th 75th 95th

All 1056 0.758 (0.714, 0.804) 0.308 (,LOD, 0.366) 0.547 (0.510, 0.580) 0.696 (0.671, 0.723) 0.951 (0.896, 1.02) 1.98 (1.67, 2.45)

Age, y

1–11 95 0.920 (0.709, 1.19) 0.373* (,LOD, 0.527) 0.617 (0.600, 0.663) 0.743 (0.672, 0.897) 1.04 (0.865, 1.28) 2.89* (1.65, 42.3)

12–19 138 0.734 (0.645, 0.836) 0.348* (,LOD, 0.476) 0.579 (0.483, 0.615) 0.698 (0.617, 0.802) 0.939 (0.815, 1.18) 1.48* (1.31, 3.70)

20–39 255 0.673 (0.608, 0.745) ,LOD (,LOD, 0.369) 0.506 (0.453, 0.561) 0.639 (0.590, 0.701) 0.872 (0.788, 0.936) 1.62 (1.15, 2.75)

40–59 268 0.693 (0.660, 0.728) 0.301 (,LOD, 0.340) 0.519 (0.483, 0.568) 0.693 (0.671, 0.710) 0.876 (0.809, 0.955) 1.61 (1.41, 1.98)

$60 300 1.01 (0.860, 1.18) 0.330 (,LOD, 0.422) 0.597 (0.563, 0.629) 0.863 (0.757, 0.953) 1.18 (1.09, 1.40) 7.58 (3.06, 35.5)

Sex

Male 541 0.696 (0.636, 0.762) ,LOD 0.496 (0.453, 0.546) 0.670 (0.606, 0.718) 0.899 (0.832, 0.992) 1.95 (1.48, 2.82)

Female 515 0.824 (0.762, 0.891) 0.379 (0.306, 0.427) 0.592 (0.561, 0.614) 0.713 (0.697, 0.760) 0.997 (0.927, 1.11) 2.10 (1.61, 4.60)

Race-ethnicity2

All Hispanic 324 0.642 (0.571, 0.723) ,LOD 0.483 (0.394, 0.552) 0.645 (0.595, 0.694) 0.847 (0.784, 0.933) 1.33 (1.19, 1.68)

MA 188 0.607 (0.523, 0.704) ,LOD* 0.441 (0.336, 0.534) 0.609 (0.538, 0.690) 0.837 (0.729, 0.936) 1.20* (1.17, 1.46)

NHB 225 0.797 (0.709, 0.896) 0.326 (,LOD, 0.453) 0.554 (0.501, 0.619) 0.780 (0.714, 0.874) 1.03 (0.927, 1.25) 2.06 (1.56, 3.10)

NHW 472 0.789 (0.728, 0.856) 0.352 (,LOD, 0.396) 0.563 (0.515, 0.600) 0.698 (0.670, 0.729) 0.959 (0.898, 1.05) 2.07 (1.64, 4.58)

Folic acid–containing

supplement

No 712 0.667 (0.631, 0.706) 0.302 (,LOD, 0.351) 0.518 (0.484, 0.556) 0.655 (0.619, 0.682) 0.856 (0.806, 0.919) 1.42 (1.31, 1.73)

Yes 281 0.966 (0.841, 1.11) 0.339 (,LOD, 0.433) 0.630 (0.535, 0.689) 0.825 (0.707, 0.918) 1.13 (1.05, 1.38) 5.44 (2.24, 40.4)

1 Values are weighted geometric means and selected percentile concentrations (95% CIs) for fasting persons (no consumption of food and supplements for $8 h before blood

draw). Pregnant and lactating women were excluded; otherwise pairwise deletion was used for missing data. LOD for UMFA is 0.3 nmol/L. *Estimate is subject to greater

uncertainty because of small cell size (n , 224). LOD, limit of detection; MA, Mexican American; NHB, non-Hispanic black; NHW, non-Hispanic white; UMFA, unmetabolized folic

acid.2 All Hispanic subgroup represents the sum of MA and other Hispanic (not shown) ethnicity.

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TABLE 5 Prevalence of UMFA concentrations .1 nmol/L by variable categories in US participants $1 yof age, NHANES 2007–20081

Variables

Fasting and nonfasting participants $1 y Fasting ($8 h) adults ($20 y)

Sample size, n Prevalence, % Sample size, n Prevalence, %

All 2676 33.2 (29.7, 36.9) 823 21.0 (17.7, 24.7)

Age, y

1–5 263 41.2 (33.7, 49.1) — —

6–11 337 44.8 (36.3, 53.6) — —

12–19 337 33.7 (26.4, 41.9) — —

20–39 536 22.7 (19.2, 26.6) 255 13.9 (9.1, 20.7)

40–59 560 29.0 (23.3, 35.4) 268 17.6 (13.5, 22.7)

$60 643 48.3 (42.7, 54.0) 300 36.2 (29.8, 43.1)

P value ,0.0001 0.0001

Sex

Male 1378 30.1 (25.4, 35.3) 411 16.3 (11.4, 22.8)

Female 1298 36.3 (32.5, 40.2) 412 25.3 (21.2, 30.0)

P value 0.0277 0.0177

Race-ethnicity2

All Hispanic 875 25.7 (22.0, 29.8) 245 10.9 (7.0, 16.6)

NHB 563 35.8 (28.4, 44.0) 162 26.0 (17.6, 36.6)

NHW 1121 34.7 (30.5, 39.1) 391 22.6 (18.1, 27.9)

P value 0.0040 0.0159

Fasting time, h

,3 1047 41.9 (36.8, 47.1) — —

3 to ,8 573 41.7 (35.8, 47.8) — —

$8 1056 21.5 (18.2, 25.3) — —

P value ,0.0001 —

Folic acid–containing supplement3

Yes 688 51.1 (47.8, 54.3) 241 35.2 (28.0, 43.2)

No 1857 24.9 (20.8, 29.6) 523 12.9 (8.9, 18.3)

P value ,0.0001 0.0001

Total folic acid intake,4 μg/d

,100 596 18.3 (14.0, 23.6) 209 8.2 (4.1, 15.6)*

100 to ,200 609 22.4 (17.5, 28.1) 168 12.5 (7.4, 20.4)

200 to ,400 614 31.2 (27.3, 35.4) 157 15.0 (9.9, 22.0)

$400 630 54.9 (50.1, 59.6) 214 38.7 (31.6, 46.3)

P value ,0.0001 0.0001

Alcohol intake,5 drinks/d

No drinks — — 253 24.0 (19.2, 29.5)

,1 — — 404 21.1 (15.7, 27.8)

1 to ,2 — — 71 19.8 (11.6, 31.6)

$2 — — 39 8.2 (2.0, 28.5)**

P value — 0.0403

Smoking status6

Nonsmoker 2029 36.4 (32.6, 40.3) 615 24.2 (20.7, 28.1)

Smoker 487 21.2 (16.0, 27.6) 207 11.7 (6.3, 20.9)

P value 0.0009 0.0131

Body surface area,7 m2

,1.5 612 42.8 (37.6, 48.2) 22 17.2 (4.5, 47.7)**

1.5 to ,1.8 686 35.0 (29.0, 41.6) 238 26.4 (19.4, 34.9)

1.8 to ,2.0 578 35.2 (28.7, 42.3) 229 21.2 (14.7, 29.7)

$2 685 25.4 (21.1, 30.2) 316 16.0 (11.7, 21.5)

P value 0.0005 0.06

(Continued)

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After controlling for these variables, middle-aged (40–59 y)adults compared with persons $60 y of age were 2 times lesslikely, and NHB persons compared with NHW persons were 2.1times more likely, of having UMFA concentrations >1 nmol/L.The odds of having elevated UMFA concentrations were 1.5times higher for a 200-mg/d increase in total folic acid intake

from diet and supplements, 1.2 times higher for a 200-nmol/Lincrease in RBC folate, and 1.3 times higher for a 1-drink/ddecrease in alcohol intake.

Our sensitivity analysis at 2 higher UMFA cutoff values(2 nmol/L and 5 nmol/L) identified similar predictors, with age,fasting status, total folic acid intake, and RBC folate still being

TABLE 5 Continued

Variables

Fasting and nonfasting participants $1 y Fasting ($8 h) adults ($20 y)

Sample size, n Prevalence, % Sample size, n Prevalence, %

RBC folate,8 nmol/L

,800 504 16.3 (10.4, 24.6) 167 9.1 (5.2, 15.4)

800 to ,1200 1051 26.5 (22.4, 31.1) 278 11.9 (7.0, 19.5)

1200 to ,1500 555 34.5 (28.6, 41.0) 141 20.3 (10.8, 34.7)

$1500 557 53.4 (48.2, 58.4) 234 37.3 (30.2, 44.9)

P value ,0.0001 ,0.0001

1 Values are percentages (95% CIs). Pregnant and lactating women were excluded; otherwise pairwise deletion was used for missing data.

Fasting adults did not consume any food or supplements for $8 h before blood draw. *30%. RSE # 40%; **RSE .40%; all other values

had an RSE #30%. NHB, non-Hispanic black; NHW, non-Hispanic white; RSE, relative standard error; UMFA, unmetabolized folic acid.2 All Hispanic subgroup represents the sum of Mexican American (not shown) and other Hispanic (not shown) ethnicity.3 Use of folic acid–containing supplement during the last 30 d.4 From folic acid–containing supplement use during the last 30 d and from dietary folic acid intake from first 24-h dietary recall.5 Calculated as the mean daily number of ‘‘standard’’ drinks [(quantity 3 frequency)/365.25]; 1 drink ;15-g ethanol; only available for

persons $20 y of age.6 ‘‘Smoker’’ defined by a serum cotinine concentration .10 mg/L.7 Calculated as the square root of [(height in cm 3 weight in kg)/3600] or the square root of [(height in inches 3 weight in pounds)/3131].8 RBC folate was measured by microbiologic assay.

TABLE 6 Determinants of UMFA concentrations .1 nmol/L1

Variables

Model 1: Fasting and nonfastingparticipants $1 y of age

Model 2: Fasting ($8 h)adults ($20 y of age)

ORadj P value ORadj P value

Age group,2 y

1–5 0.4 (0.2, 1.1) 0.08 — —

6–11 0.7 (0.3, 1.5) 0.33 — —

12–19 0.9 (0.5, 1.4) 0.58 — —

20–39 0.5 (0.3, 0.7) 0.0008 0.5 (0.2, 1.1) 0.09

40–59 0.5 (0.3, 0.9) 0.0147 0.5 (0.3, 0.9) 0.0206

$60 REF REF

Race-ethnicity3

All Hispanic 0.9 (0.7, 1.1) 0.23 0.7 (0.4, 1.4) 0.32

NHB 1.8 (1.2, 2.8) 0.0127 2.1 (1.0, 4.3) 0.0393

NHW REF REF

Fasting $8 h

Yes REF — —

No 3.5 (2.7, 4.5) ,0.0001 — —

Total folic acid intake (any 200-mg/d increase)4 1.5 (1.4, 1.6) ,0.0001 1.5 (1.2, 1.7) 0.0001

RBC folate5 (any 200-nmol/L increase) 1.2 (1.2, 1.3) ,0.0001 1.2 (1.1, 1.3) ,0.0001

BSA6 (any 1-m2 decrease) 2.0 (1.1, 3.3) 0.028 2.3 (0.8, 6.7) 0.13

Alcohol intake7 (any 1-drink/d decrease) — — 1.3 (1.1, 1.6) 0.0138

1 Values are ORsadj (95% CIs) from a multiple logistic regression model. Pregnant and lactating women were excluded. Model 1: n = 2343;

model 2: n = 693; participants with missing data for 1 or several covariates were excluded via listwise deletion. P value is from the Wald F

test. BSA, body surface area; NHB, non-Hispanic black; NHW, non-Hispanic white; ORadj, adjusted OR; REF, reference; UMFA,

unmetabolized folic acid.2 The final models, which included age with a quadratic term, were reported with use of a categorized version of the continuous variable to

facilitate the interpretation of the effect of age.3 All Hispanic subgroup represents the sum of Mexican American and other Hispanic (not shown) ethnicity.4 From folic acid–containing supplement use during the last 30 d and from dietary folic acid intake from first 24-h dietary recall.5 RBC folate was measured by microbiologic assay.6 Calculated as the square root of [(height in cm 3 weight in kg)/3600] or the square root of [(height in inches 3 weight in pounds)/3131].7 Calculated as the mean daily number of ‘‘standard’’ drinks [(quantity 3 frequency)/365.25]; 1 drink ;15 g ethanol; only available for

persons $20 y of age.

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significant variables; additionally, use of any dietary supplementin the last 30 d emerged as a significant variable (P = 0.0016 forUMFA >2 nmol/L; P = 0.0087 for UMFA >5 nmol/L; data notshown).

Discussion

To our knowledge, this paper presents the first data for serum5-methylTHF and UMFA concentrations in a nationally represen-tative sample of the US population $1 y of age where we havereadily available information on dietary intake and supplementuse. Our results raise questions as to what UMFA concentrationsmean and whether they contribute useful information to theassessment of folate status. We confirmed previous findings thatUMFA concentrations are associated with folic acid intake (9–14, 17) and that UMFA is closely associated (r =;0.3–0.6) with5-methylTHF (9, 14) and total folate concentrations (11).UMFA was detected in nearly everyone, and concentrations >1nmol/L were mainly associated with being nonfasting andhaving higher folic acid intake from diet and supplements.However, at the same total folic acid intake and fasting status,certain groups were more likely to have UMFA concentrations>1 nmol/L: NHB persons, older persons, persons with a smallerBSA, and persons with decreased alcohol consumption.

These findings raise the possibility that UMFA concentrationsmay be an indicator of a mismatch between supply (i.e., intakes)and cellular demand (i.e., requirements). For example, the lowerserum and RBC folate concentrations for NHB persons com-pared with all Hispanics and NHW persons, also observed here,have always created a paradox with respect to our understand-ing of a causal relation between folate status and neural tubedefects rates. NHB persons have both the lowest neural tubedefects rates and the lowest blood folate concentrations com-pared with other race-ethnic groups (34). Although NHBpersons in the SUP2 group in our study had lower 5-methylTHFconcentrations but comparable UMFA concentrations com-pared with NHW persons, being NHB almost doubled theirodds of having UMFA concentrations >1 nmol/L. Whether thisreflects a lower requirement for dietary folic acid in thispopulation subgroup or genetic differences in how efficientlyfolic acid is metabolized is unknown. Human liver has beenshown to have low and variable dihydrofolate reductase activity(35), and it has been suggested that a polymorphism indihydrofolate reductase may limit folic acid assimilation intocellular folate stores at high and low intakes leading to increasedplasma UMFA (36).

The higher serum UMFA concentrations in children or olderadults compared with other age groups may also be a reflectionof lower requirements relative to their intakes. For example, theestimated average requirements of folate for children 1–3 y and4–8 y of age compared with adults $19 y of age are 120, 160,and 320 mg DFE/d, respectively (37), thus approximately one-third to one-half that of adults. Yet the folic acid intakes forchildren 1–11 y of age in the SUP+ group in this study wereapproximately two-thirds that of adults. Our finding that asmaller BSA was associated with higher UMFA concentrationsseems plausible because children have a higher intake-to-BSAratio compared with adults. In another example, older adults inthe SUP+ group may have higher UMFA concentrations thanyounger adults because their intakes were higher although theirestimated average requirements are the same. And finally, wefound an inverse association between UMFA concentrations andalcohol consumption even though serum and RBC folate con-centrations were similar across categories of increasing alcohol

consumption (data not shown).This may reflect altered folatemetabolism because of the known adverse interactions (in-hibited absorption and metabolism and/or increased urinarylosses) between alcohol consumption and folate utilization (38).Although the speculations described here are suggestive of apotential use for UMFA in folate status assessments, moreresearch is needed to confirm that these hypotheses are in factvalid.

Challenging our understanding of folic acid biotransforma-tion, a recent human intervention study showed that 15 minafter a 220-mg dose of folic acid, 80% of labeled folate in thehepatic portal vein was unmodified folic acid (6). The humangut thus appears to have limited ability to reduce folic acid,whereas a 5-formylTHF dose was converted very efficiently to5-methylTHF (4% unmodified 5-formylTHF in the portal vein).The authors suggested that ‘‘chronic exposure to folic acid inphysiologic doses (as would be the case with mandatory fortifi-cation) may induce saturation and explain the observed systemiccirculation of UMFA’’ (6). We detected UMFA in 96% and 98%of the SUP2 and SUP+ groups, respectively. The higher UMFAgeometric mean in the SUP+ group (1.54 nmol/L) compared withthe SUP2 group (0.794 nmol/L) suggested that some of theUMFA in the SUP+ group likely comes from consumption offortified cereal-grain foods and/or ready-to-eat cereals.

Earlier studies that measured UMFA or 5-methylTHF did notrepresent demographically diverse populations. Kalmbach et al.(10) evaluated determinants of UMFA concentrations $1.35nmol/L in adult participants of the Framingham OffspringCohort before (n = 1103) and after (n = 600) fortification.Dietary folic acid intake, total folate intake, B vitamin supple-ment use, and plasma folate concentrations were positivelyassociated with the prevalence of high UMFA concentrations,but age, sex, BMI, smoking, alcohol intake, caffeine intake,natural folate intake, and plasma concentrations or dietaryintake of vitamins B-6 and B-12 were not.

Serum UMFA and 5-methylTHF concentrations appearedhigher in the United States where there is fortification andapproximately one-third of the population uses folic acidsupplements [as shown in this study, Kalmbach et al. (10), andBailey et al. (17)] compared to small convenience sample reportsfrom countries with lower dietary supplement use and withvoluntary fortification [Ireland, n = 135 (11); Germany, n = 25(8) and n = 37 (13)], although this was merely an ecologicobservation (Supplemental Figure 2). However, aside from thefact that these data come from different populations, cautionshould be used when comparing data from different studiesbecause of method differences, including LOD differences.Previous studies reported different UMFA detection rates evenwith the same method (Tufts LOD = 0.18 nmol/L): 38% (16),67% (9), and 78% (39). The Irish studies (11, 12) reporteddetection rates (85–94%, LOD =;0.07–0.15 nmol/L) similar tothis study (>95%, LOD = 0.30 nmol/L). To assess the compa-rability of the Tufts and CDC method, we performed a methodcomparison on 311 surplus sera from American seniors ($60 yof age) in the NHANES 2001–2002 (40). Serum 5-methylTHFconcentrations were comparable (no bias, Pearson r = 0.89),whereas UMFA concentrations were not (CDC method detectedUMFA in all samples; CDC results were on average 33% higherthan Tufts results in a subset of 152 samples with detectableUMFA results by the Tufts method after excluding 11 extremeoutliers, Pearson r = 0.80), thereby restricting the comparabilityof the current to the previous UMFA data in the NHANES.

Our study has some limitations. We were limited in thenumber of stratifications we could perform with a one-third

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subset 2-y NHANES data set. We did not estimate usual intake,which is preferred to describe the distribution of intakes in thepopulation. Instead we focused on mean intakes collected in theMEC at the time of the blood draw so as to have these 2indicators of folate status reflect the same time period. We didnot investigate the association of UMFA with sources of folicacid intake (fortified cereal-grain foods, ready-to-eat cereals,supplements, and combinations thereof). The strengths of ouranalysis are several fold. The inclusion of all age groups providesthe first nationally representative data for children and adoles-cents, in addition to adults, in a demographically diversepopulation. The availability of dietary intake and supplementuse information as well as demographic and lifestyle character-istics allowed us to evaluate a multitude of factors that may berelated to high UMFA concentrations. UMFA was detectable innearly all samples, maximizing the power of our study. OurHPLC-MS/MS procedure matched the uncertainty limits of theNIST-certified value for 5-methylTHF and the reference valuefor UMFA, proving that this method yielded comparable resultsto NIST�s reference measurement procedure. In summary, ourfindings suggest that UMFA concentrations cannot be solelyexplained by total folic acid intake and fasting status. They mayindicate a mismatch between supply and cellular demand, butsome common genetic polymorphisms may also have an impact(36). Confirmation of our findings in other populations will beimportant to enhance our understanding of how to interpretfolate forms in the context of folate status and health outcomes.Given that in the United States we have both folic acidfortification and a high rate of supplement use, it remainsimportant to monitor the folate vitamer concentrations; thiswork serves to establish the first nationally representative datafor such purposes.

AcknowledgmentsWe thank the following laboratory members: Neelima Paladugula,Bridgette Toombs, and Huiping Chen (CDC National Centerfor Environmental Health). CMP and MRS designed the overallresearch project; CMP, MRS, and ZF conducted most of theresearch; CMP and MRS analyzed most of the data; CMP wrotethe initial draft, which was modified based on critical reviewfrom EAY, DAL, RLB, and CLJ; and CMP had primaryresponsibility for all content. All authors read and approved thefinal manuscript.

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