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THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG ii
DEDICATION
To my loving husband Andrew
For all your patience, love and support on this journey with me,
To my parents Gloria and Ming
For all your inspiration, encouragement and guidance,
To Selena and Jonathan
For all your insight and companionship,
To all my dearest family and friends
For all your thoughts and prayers,
“With God all things are possible”
Matthew 19:26
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG iii
ACKNOWLEDGEMENTS
“I can do everything through Him who gives me strength.” Philippians 4:13
Professor M Ali Darendeliler, Head of Department, Discipline of Orthodontics, University of Sydney
for all your supervision and support throughout this thesis,
Professor Turk, and his team, Department of Orthodontics, Ondokuz Mayis University and Assistant
Professor Fethiye Cakmak, Department of Orthodontics, University of Bulent Ecevit, for all your
collaboration with this study, and your assistance in the collection of the samples,
Dr Oyku Dalci, Senior Lecturer, Discipline of Orthodontics, University of Sydney for your advice and
supervision of the project,
Dr Matthew Foley, Australian Centre for Microscopy and Microanalysis, University of Sydney, for
your help and expertise with the micro‐CT processing and analysis,
Associate Professor Peter Petocz, Department of Statistics, Macquarie University Sydney, for your
help and expertise regarding the statistical analysis of the project,
To the postgraduate students from the Department of Orthodontics at the University of Sydney for
your dedication, effort, and guidance which have helped shape this research,
Finally, to all my tutors and dedicated role models within the Orthodontic Department, Discipline of
Orthodontics, University of Sydney, for all your nurturing patience, support and expertise throughout
this new stage in my career.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG iv
Table of Contents
DECLARATION ....................................................................................................................................... i
DEDICATION ........................................................................................................................................ ii
ACKNOWLEDGEMENTS ....................................................................................................................... iii
ABBREVIATIONS ................................................................................................................................ viii
1. INTRODUCTION ........................................................................................................................... 1
2. LITERATURE REVIEW ................................................................................................................... 3
2.1 Cementum ................................................................................................................................. 3
2.1.1 Characteristics of Cementum ............................................................................ 3
2.1.2 Development, Structure and Function of Cementum ........................................ 4
2.2 Orthodontically Induced Inflammatory Root Resorption ........................................................... 8
2.2.1 History & Definition .......................................................................................... 8
2.2.3 Incidence & Prevalence ..................................................................................... 9
2.2.4 Classification, Grading and Diagnosis ................................................................ 9
2.2.5 Biochemical Assays ......................................................................................... 12
2.2.5.1 Saliva ....................................................................................................... 12
2.2.5.2 Gingival Crevicular Fluid .......................................................................... 13
2.2.5.3 Urinary Excretion Products ...................................................................... 13
2.2.5.4 Serum ...................................................................................................... 13
2.2.6 Aetiology......................................................................................................... 14
2.2.6.1 Biologic Risk Factors ................................................................................ 14
2.2.6.1.1 Genetic Factors................................................................................. 14
2.2.6.1.2 Environmental Factors ...................................................................... 15
2.2.6.1.2.1 Systemic .................................................................................... 15
2.2.6.1.2.2 Local .......................................................................................... 17
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG v
2.2.6.2 Mechanical Risk Factors ........................................................................... 19
2.2.6.2.1 Force Magnitude .............................................................................. 19
2.2.6.2.2 Treatment Duration .......................................................................... 20
2.2.6.2.3 Appliances and Treatment Philosophy ............................................. 20
2.2.6.2.4 Distance, Type and Direction of Tooth Movement ........................... 22
2.2.6.2.5 Pattern of Force Application ............................................................. 24
2.2.7 Pathogenesis ................................................................................................... 25
2.2.7.1 Mechanism of resorption: histopathology and biochemical mediators ... 25
2.2.7.2 Resistance and Repair .............................................................................. 26
2.2.8 Prognosis and Prevention, Management ........................................................ 28
2.3 Research Methods for Investigation and Evaluation of OIIRR .................................................. 31
2.3.1 Radiography (2D) ............................................................................................ 31
2.3.2 Histologic Analysis (2D) ................................................................................... 32
2.3.3 Scanning Electron Microscopy (2D) ................................................................. 32
2.3.4 X‐ray Micro‐Computed Tomography (3D) ....................................................... 33
3. REFERENCES .............................................................................................................................. 37
4. MANUSCRIPT ............................................................................................................................ 57
4.1 Abstract ................................................................................................................................... 59
4.2 Introduction ............................................................................................................................. 60
4.3 Material and Methods ............................................................................................................. 61
4.3.1 Sample ............................................................................................................ 61
4.3.2 Appliance Design ............................................................................................ 62
4.3.3 Specimen Collection ....................................................................................... 62
4.3.4 Specimen Analysis........................................................................................... 63
4.3.5 Statistical Analysis ........................................................................................... 63
4.4 Results ..................................................................................................................................... 64
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG vi
4.5 Discussion ................................................................................................................................ 64
4.6 Conclusion ............................................................................................................................... 72
4.7 Acknowledgement ................................................................................................................... 72
4.8 References ............................................................................................................................... 73
4.9 Figures ..................................................................................................................................... 76
Figure 1: Experiment protocol ................................................................................ 77
Figure 2: Mean resorption values for heavy jiggling forces.Error! Bookmark not defined.
Figure 3: Mean resorption values for each vertical third region. ............................. 78
Figure 4: Mean resorption values for each root surface.Error! Bookmark not defined.
4.10 Tables ...................................................................................................................................... 81
Table 1: Force Direction: ANOVA Findings ................... Error! Bookmark not defined.
Table 2: Force Direction: Mean Resorption Values (mm)Error! Bookmark not defined.
Table 3: Vertical Third Regions: ANOVA Findings ......... Error! Bookmark not defined.
Table 4: Vertical Third Regions: Mean Resorption Values (mm)Error! Bookmark not defined.
Table 5: Vertical Third Region: Overall Mean Resorption Values (mm) per Force Direction
.................................................................................... Error! Bookmark not defined.
Table 6: Vertical Third Region vs. Force Direction: Mean Resorption Values (mm)Error!
Bookmark not defined.
Table 7: Tooth Surface: ANOVA Findings ..................... Error! Bookmark not defined.
Table 8: Tooth Surface: Mean Resorption Values (mm)Error! Bookmark not defined.
Table 9: Tooth Surface: Overall Mean Resorption Values (mm) by Force DirectionError!
Bookmark not defined.
Table 10: Tooth Surface vs. Force Direction: Mean Resorption Values (mm)Error! Bookmark
not defined.
5. Future Directions ...................................................................................................................... 85
6. Appendices ............................................................................................................................... 86
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG vii
6.1 Sample Distribution ................................................................................................................. 86
6.2 Specimen Collection Sequence ................................................................................................ 87
6.3 Specimen Analysis Sequence ................................................................................................... 88
6.4 Total Volumetric Resorption per Tooth .................................................................................... 89
6.5 Total Volumetric Resorption per Region .................................................................................. 89
6.6 Total Volumetric Resorption per Surface ................................................................................. 90
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG viii
ABBREVIATIONS
2D Two Dimensional
3D Three Dimensional
AAC Acellular Afibrillar Cementum
AEFC Acellular Extrinsic Fibre Cementum
AIFC Acellular Intrinsic Fibre Cementum
ALT‐RAMEC Alternating Rapid Maxillary Expansion And Contraction
cAMP Cyclic Adenosine Monophosphate
CIFC Cellular Intrinsic Fibre Cementum
CEJ Cemento‐Enamel Junction
CMSC Cellular Mixed Stratified Cementum
DCJ Dentinocemental Junction
ERM Epithelial Rests Of Malassez
FEM Finite Element Model
HERS Hertwig’s Epithelial Root Sheath
Hz Hertz
IL‐1 Interleukin‐1
IL‐1b Interleukin‐1 Beta
IO Instrumental Orthodontitis
IDO1 Instrumental and Detrimental Orthodontitis Grade 1
IDO2 Instrumental and Detrimental Orthodontitis Grade 2
Micro‐CT Micro Computed Tomography
MM Millimetres
NSAID Non‐Steroidal Anti‐Inflammatory Drug
OIIRR Orthodontically Induced Inflammatory Root Resorption
OPG Osteoprotegrin
PA Periapical Radiograph
PDL Periodontal Ligament
PGE2 Prostaglandin E2
RANK Receptor Activator Of Nuclear Factor Kappa Beta
RANKL Receptor Activator Of Nuclear Factor Kappa Beta Ligand
SEM Scanning Electron Microscopy
TIFF Tagged Image File Format
TMA Beta‐Titanium Molybdenum Alloy
TNF Tumour Necrosis Factor
TNFRSF11A Tumour Necrosis Factor Receptor Super‐Family 11 Alpha
TRAP Tartrate Resistant Acid Phosphatase
XMT X‐Ray Microtomography
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 1
1. INTRODUCTION
Orthodontically induced inflammatory root resorption (OIIRR) is the term given to the
unavoidable pathologic loss of root structure that occurs as a consequence of orthodontic tooth
movement.1 In 2014, the localised aseptic inflammation produced by orthodontic force application
has been considered under a new term, Orthodontitis, which also encompasses the various types of
OIIRR within the groups of Instrumental‐Orthodontitis (IO) and Instrumental‐Detrimental
Orthodontitis (IDO).2
The incidence of OIIRR in adults has been reported at 25‐76% after at least 12months of
treatment,3‐7 while in adolescents it has been reported at 5‐18%.4, 8‐10 When graded scales are used,
OIIRR is usually classified as minor or moderate in most orthodontic patients.10‐13 Severe resorption,
exceeding 4mm or one‐third of the original root length is reported to be seen in 1% to 5% of teeth.6, 8,
10‐12, 14‐16
A reduced root length subsequent to OIIRR could potentially compromise the longevity of
affected teeth by complicating restorative treatment planning, and placing affected teeth at greater
risk of loss secondary to periodontal disease or trauma. Fortunately, in the majority of cases, the
extent of root loss is mild and inconsequential to the long term survival and functionality of the
affected teeth or dentition. 17, 18
Since the relationship between root resorption and orthodontic treatment was proposed in
1914,19 OIIRR has been studied extensively, both radiographically and histologically. As a result of
these studies, OIIRR is recognized as having a multifactorial aetiology, and risk factors for OIIRR are
classified as either biologic or mechanical in origin. Biologic factors include both genetic and
environmental factors, which may be further divided into either systemic or localised factors.
Mechanical factors pertain mainly to various characteristics of orthodontic force application.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 2
Alternating patterns of orthodontic force application or “jiggling forces” have long been
implicated in OIIRR.8, 20‐22 This study follows on from a forthcoming prospective x‐ray
microtomography study investigating the effect of light (25g) and heavy (225g) jiggling forces in
comparison with unidirectional light and heavy forces on human premolars.23 To supplement this
investigation, this study aims to compare the effect of controlled heavy (225g) jiggling forces
occurring in 4 weekly cycles in the transverse and vertical plane over a 12 week period utilising x‐ray
micro‐tomography for qualitative and quantitative volumetric analysis. In doing so, this study aims
to elucidate the effect of this pattern of force application in the process of OIIRR; in continuance of
root resorption research conducted by the Orthodontic Department in the Faculty of Dentistry at The
University of Sydney.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 3
2. LITERATURE REVIEW
2.1 Cementum
The principal tissue of the tooth that is concerned with orthodontically induced inflammatory
root resorption is cementum. Together with the periodontal ligament, alveolar bone and gingiva,
cementum forms a structural and functional unit, which surrounds and supports the teeth,
collectively known as the periodontium.24 The primary function of cementum is to anchor the
principal collagen fibres of the periodontal ligament to the root surface. It is described as a
specialised, complex, and responsive tissue that is slowly formed throughout life, allows for continual
reattachment of the periodontal ligament fibres and is capable of repair, regeneration and pulpal
protection following damage to the root surface.24‐28 These dynamic features of cementum are
critically involved in orthodontic tooth movement as well as orthodontically induced inflammatory
root resorption, and as such, an overview of its characteristics, development, structure and function
provides a contextual background for root resorption studies.
2.1.1 Characteristics of Cementum
Cementum is pale yellow in appearance with a dull surface. When compared with dentine,
cementum is softer and more permeable24 with a lower elastic modulus,29 which, together with
hardness, is reported to decrease from the cervical to the apical area when measured on premolar
teeth.30 On a respective wet‐weight or volume basis, cementum is composed of 65% or 45%
inorganic hydroxyapatite crystals and amorphous calcium phosphate, 23% or 33% organic Type I
collagen (90%) and Type III collagen (5%) and non‐collagenous proteins (bone sialoprotein and
osteopontin), proteoglycans and glycosoaminoglycans, and 12% or 22% water.26 The hydroxyapatite
crystals are thin and plate‐like, approximately 55nm wide and 8nm thick, with an increased capacity
for absorption of trace elements. 27, 31, 32 Fluoride has been found in relatively high concentrations
(0.9%) in cementum, which increased with age, in association with exposure, and was predominantly
localized in the surface layers with limited diffusion.33 As with the physical properties, the structure
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 4
and degree of mineralisation of cementum is not uniform throughout the tissue. Although,
cementum has many chemical properties similar to bone; it is avascular, lacks innervation, does not
undergo physiologic resorption or remodelling,25, 34 and is also less readily resorbed.24 Possible
reasons for the reduced susceptibility to resorption when compared with bone may be attributed to:
differences in the properties between bone and cementum, protective features of pre‐cementum, an
increased density of Sharpey’s fibres and the presence of the epithelial cell rests of Malassez (ERM)
on the root surface.24, 27, 35, 36
2.1.2 Development, Structure and Function of Cementum
During the late bell stage of tooth development, when the enamel organ is at its final size
and dentine formation reaches the cervix of the tooth, the internal and external enamel epithelia
converge and proliferate together as a double layered sheet, known as Hertwig’s Epithelial Root
Sheath (HERS), to map out the shape of the tooth root/s.37 The formation of cementum is temporally
and spatially related to root dentine formation as it is restricted to a narrow band encircling the
forming root, 200‐300nm coronal to the advancing root edge, and continues apically as the root
elongates.26 Due to a process of reciprocal epithelial‐mesenchymal interactions, HERS induces the
peripheral cells of the dental papilla to differentiate and begin formation of radicular mantle dentine.
Before mineralization of this pre‐dentine matrix reaches the lining of the inner epithelial cells, HERS
disintegrates into isolated bundles of cells surrounded by a basement membrane, known as epithelial
cell rests of Malassez (ERM), and allows fibroblast‐like cells of the adjacent dental follicle to contact
the unmineralised pre‐dentine matrix. These follicular ectomesenchymal cells receive a reciprocal
inductive signal from the dentine and/or the surrounding HERS cells and differentiate into
cementoblasts. HERS cells have also been implicated in contributing to the differentiation of
cementoblasts.38 Following differentiation, cementoblasts produce a cementum matrix, and implant
collagen fibrils (1‐2um in diameter) into the predentine, enabling an intimate interdigitation of
collagen fibrils at the dentinocemental junction (DCJ). Once the cementum matrix is established on
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 5
the root surface, a mineralising front, originating in the root dentine, reaches or just surpasses the
fibrillar DCJ, resulting in mineralisation of the cementum matrix. In this way, mineralisation of the
cementum matrix is not controlled by the cementoblasts but rather the presence of hydroxyapatite
crystals in the adjacent dentine, and possibly as well as the adjacent periodontal fibroblasts that are
rich in alkaline phosphatase.24 Mineralisation proceeds in a slow linear fashion and calcospherites are
not observed in cementum. This initial zone of cementum formation has been described as a
primary acellular intrinsic fibre cementum (AIFC), 24, 27 which is formed slowly with incremental lines
in close proximity, and attains a thickness of approximately 10um. Eventually, with increasing
thickness, collagen fibres of Sharpey from the periodontal ligament become attached to the surface
of the cementum layer and a zone of primary acellular extrinsic fibre cementum (AEFC) is formed.
These Sharpey’s fibre bundles are round or ovoid and are approximately 5‐7um in diameter. This
cementum increases slowly and evenly in thickness at rates of 2‐2.5um per year, attains a thickness
of approximately 15um, and covers the cervical two‐thirds of the root. This period of cementogenesis
has been termed the pre‐functional stage26 as this cementum is formed prior to occlusal loading, and
is characterized by the slow rate of formation and an acellular structure. Sharpey’s fibres in AEFC
fulfil the function of providing attachment of the tooth to the surrounding bone.
Upon eruption of the tooth, and following formation of primary cementum in the cervical
portion of the root, secondary cellular cementum appears in the apical region of the root as well as in
furcation areas of multi‐rooted teeth. It is also found to be present in resorption lacunae.25 This type
of cementum is associated with an increased rate of cementum formation. Large basophilic cells rich
in rough endoplasmic reticulum differentiate from cells in the adjacent dental follicle, and secrete
ground substance and collagen, which forms the intrinsic fibres (1‐2um) of cellular intrinsic fibre
cementum (CIFC).26 These fibres are oriented parallel to the root surface. As with bone, a multipolar
mode of matrix secretion by cementoblasts results in a thin (5um thick) layer of unmineralised
cementum at the surface; and cementoblasts become incorporated into the forming matrix, as
cementocytes, which necessitates the generation of new cementoblasts from stem cells within the
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 6
PDL. Mineralisation of the deep layers of precementum occurs in a linear manner, however, this
cellular cementum is overall less mineralised than primary cementum. CIFC has an adaptive and
reparative function with no role in tooth attachment.27
In some regions of the root AEFC and CIFC may be present in alternating layers, resulting in
variations in the amount of PDL attachment to the tooth. This type of cementum has been termed
cellular mixed stratified cementum (CMSC). In some cases, regions of AIFC may also be found in
these areas of CMSC.39 This type of cementum has been implicated in adaptation and repair.
A type of afibrillar acellular cementum (AAC) that is sparsely distributed and consists of well
mineralised ground substance may be seen on cervical enamel or intervening between fibrillar
cementum and dentine. This type of cementum usually forms when the reduced enamel epithelium
overlying the enamel on an unerupted tooth is damaged or lost, allowing adjacent connective tissue
cells of the dental follicle to contact the enamel surface and become induced into differentiating into
cementoblasts. 24, 27
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 7
The complex structure of cementum is summarised in table 1, which demonstrates the
variable nature in fibre origin , distribution and function.
Table 1:
Characteristics of Cementum.25, 27
CHARACTERISTICS OF CEMENTUM
Type Fibre Origin Distribution Function
Acellular (Primary)
AIFC Intrinsic
Cervical margin to apical third in
unerupted teeth or inner 10um AEFC of
erupted teeth
Attaches Cementum to Dentine
Acellular (Primary)
AEFC
Extrinsic Sharpey’s Fibres
(with some intrinsic fibres initially)
Cervical margin to apical third
Attaches PDL to tooth for anchorage to the alveolar bone
Cellular (Secondary)
CIFC (+ AIFC) Intrinsic
Middle to apical third, furcations and resorption lacunae
Adaptation and Repair
Mixed (Alternating
AEFC + CIFC/AIFC Intrinsic + Extrinsic
Apical portion and furcations
Adaptation
Acellular Afibrillar
AAC ‐
Spurs and patches over enamel and
dentine None
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 8
2.2 Orthodontically Induced Inflammatory Root Resorption
2.2.1 History & Definition
Root resorption may be classified as either physiological or pathological. In the permanent
dentition, physiologic root resorption is usually a result of physiological changes that occur over time,
whereas, pathological root resorption usually results from trauma, disease or iatrogenic causes.27
Reports on pathologic root resorption of permanent teeth began in 1856 by Bates,40 and its
association with orthodontic treatment was established in 1914 by Ottolengui,19 with major concerns
reported in a radiographic investigation in 1927 by Ketcham.41 In a literature review by Becks and
Marshall42 in 1932, it was concluded that the destruction and uptake of formed tissues by the blood
or lymph system in medical or dental literature should be termed resorption, as opposed to
absorption, which by its derivation, means to “absorb again.”43
The term Orthodontically Induced Inflammatory Root Resorption was introduced in 2002 by
Brezniak and Wasserstein44 to describe a transient inflammatory45, 46 external surface resorption,46, 47
which is an iatrogenic44 and unavoidable pathological consequence1, 48 of orthodontic tooth
movement. More recently, a new classification has been proposed that encompasses the term
Orthodontically Induced Inflammatory Root Resorption under the title of Orthodontitis, which
describes an aseptic local inflammation in the PDL produced by orthodontic forces.2
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 9
2.2.3 Incidence & Prevalence
As explained by Harris,49 the reported frequency of OIIRR is variable in the literature and
largely results from the diverse and poorly defined criteria used to identify resorption. This
subsequently results in an unreliable prediction of the prevalence of OIIRR when the findings are
applied to a general population. However, a recent systematic review by Weltman50 summarises that
the incidence of OIIRR reported histologically is greater than 90% in orthodontically treated teeth,51,
52 while radiographically it has been reported as 15% before treatment and 73% after treatment.6
The average amount of OIIRR detected radiographically is less than 2.5mm,5, 8, 53‐55 varying from 6% to
13% for different teeth.56 When graded scales are used, OIIRR is usually classified as minor or
moderate in most orthodontic patients.10‐13 Severe resorption, exceeding 4mm or a third of the
original root length is reported to be seen in 1% to 5% of teeth.6, 8, 10‐12, 14‐16
2.2.4 Classification, Grading and Diagnosis
Histologically, there are three degrees of severity of OIIRR as defined by Brezniak and
Wasserstein:1
1. Cemental or surface resorption with remodelling: outer cemental layers are resorbed
and are fully regenerated or remodelled, a process resembling trabecular bone
remodelling.
2. Dentinal resorption with repair (deep resorption): Cementum and the outer layers of
dentine are resorbed and repaired with cementum material. The final shape of the root
may or may not be identical to the original form.
3. Circumferential apical root resorption. Full irreversible resorption of the hard tissue
components of the root apex with root shortening. Repair occurs only within the
cemental layers.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 10
Radiographically, Malmgren9 compared pre‐ and post‐ orthodontic treatment radiographs
and registered root resorption lesions with index scores based on a four point scale as shown in
Figure 1. Using this index teeth with root resorption may be classified in levels ranging from 1 to 4.
Figure 1: Root resorption index for quantitative assessment of root resorption. 9
‐ Grade 1: Irregular root contour
‐ Grade 2: Less than 2mm of apical root resorption
‐ Grade 3: Root resorption amounting to from 2mm to one third of the original root length
‐ Grade 4: Root resorption exceeding one third of the original root length
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A clinical diagnosis of OIIRR is currently achieved with radiographs. It is often desirable to
screen for root resorption from routine orthodontic radiographic records (orthopantomogram and
lateral cephalogram) and supplement findings with periapical films of selected teeth. The
advantages and disadvantages of various radiographic methods for diagnosis of OIIRR are explained
in table 2.
CLINICAL METHODS FOR DIAGNOSIS OF OIIRR
Method Advantages Disadvantages
Orthopantomogram (OPG)
Low radiation dose when compared to full mouth PA
series.57
Magnification and improper patient positioning within the focal trough may result in exaggeration by 20%
when pre and post OPG are used. 58‐60 Maxillary anterior teeth outside the focal trough are likely to appear
short.57
Peri‐apical Films (PA)
Lowest radiation exposure when used selectively. Less distortion and
superimposition errors58 particularly when parallel techniques are used.57
Lateral Cephalogram (LC)
Useful for upper incisors.57 Overlapping roots obscures diagnosis Risk of 5‐12° enlargement factor.57
Cone Beam Computed Tomography (CBCT)
High detection and quantification.61‐63
More costly and higher levels of radiation when used routinely.58
Table 2: Clinical Methods for Diagnosis of OIIRR.
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The recent classification of Orthodontitis has the following categories which are used to
describe OIIRR:2
Instrumental Orthodontitis (IO): This category describes controlled bone modelling as well
as bone and reversible cemental remodelling which occurs during orthodontic tooth movement.
Instrumental and Detrimental Orthodontitis Grade 1 (IDO1): This category describes the
changes in the effect on cementum from a remodeling process to a modeling process, whereby
resorption progresses into the dentine with irreversible minor to moderate root shortening and
scattered lacunae on the root surfaces.
Instrumental and Detrimental Orthodontitis Grade 2 (IDO2): This category describes the
progression of OIIRR resulting in tooth mobility, sensitivity and severe root shortening in radiographs.
The consequences of IDO2 require treatment, which depends on the stage of identification and
severity. Treatment may vary from fixed retention/splinting affected teeth with unaffected teeth, to
extractions and implant replacement, in extremely rare cases.
2.2.5 Biochemical Assays
Recent research has focussed on identifying biologic markers in saliva, gingival crevicular
fluid, blood serum and urine, and relating these factors to the risk of OIIRR. If successful, these
techniques could be easily implemented in identifying at risk patients prior or during orthodontic
treatment and allow treatment to be modified accordingly.
2.2.5.1 Saliva
In saliva, an increase in the cytokines: interleukin‐7, interleukin‐10, interleukin‐12p70 and
interferon gamma, as well as a decrease in interleukin‐4 has been identified in patients with
moderate to severe OIIRR.64
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2.2.5.2 Gingival Crevicular Fluid
Elevated levels of dentine phosphoproteins has been reported in the gingival crevicular fluid
of exfoliating primary teeth and teeth undergoing orthodontic treatment when compared with the
GCF of untreated permanent teeth.65 An increase in dentine phosphophoryn and dentine sialoprotein
concentration has also be identified in the GCF of severe root resorption patients, which promotes
the use of dentine phosphophoryn and dentine sialoprotein as biologic markers for identifying at risk
patients, and monitoring root resorption during orthodontic treatment.66 Matrix proteins and
cytokines have also been confirmed in GCF of patients with OIIRR, along with an increased receptor
activator of nuclear factor kappa B ligand (RANKL) to osteoprotegerin (OPG) ratio, reflecting an
increase in bone resorption activity. 67 Studies are currently being undertaken to investigate changes
in the cytokine profile of GCF after application of heavy orthodontic forces and compare the cytokine
profile between patients showing high and low volumes of OIIRR. Preliminary results indicate that
higher levels of anti‐resorptive cytokines IL‐4 and GM‐CSF in low root resorption cases may indicate a
role in reducing the level of OIIRR.68
2.2.5.3 Urinary Excretion Products
Currently, research is being undertaken to profile the protein composition (proteome) of
root dentine in search for useful biomarkers for OIIRR.69 Dentine proteins are resolved by gel
electrophoresis and bands of interest identified by mass spectrometry. From this, several dentine‐
specific proteins have been proposed as biomarkers for OIIRR (e.g. dentine phosphoprotein and
related breakdown products), which are currently being investigated for excretion in urine during
physiologic root loss during the transitional dentition, in the eventual hope of identifying real time
OIIRR in susceptible patients.70
2.2.5.4 Serum
Elevated levels of salivary sIgA in serum before treatment have been associated with more
severe root resorption after 6months of treatment.71 Several studies have demonstrated the role of
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osteoprotegerin and receptor activator of nuclear factor kappa B ligand in osteoclastogenesis,72, 73
while other studies have explored the possibility of their role in OIIRR.74, 75 Subsequently, several
authors are investigating the levels of RANKL and OPG in serum and GCF to determine a possible link
between the relative concentrations of these biomarkers and OIIRR.76, 77
2.2.6 Aetiology
The precise aetiology of OIIRR is unknown and at this stage, appears to be multifactorial. The
literature has identified multiple risk factors that can be grouped into biological or mechanical
factors. Mechanical factors are of particular interest to clinicians as they may be controlled to reduce
the risk of OIIRR.
2.2.6.1 Biologic Risk Factors
Biologic risk factors associated with OIIRR are directly related to the patient and are not
associated with mechanical aspects of orthodontic treatment. They may be further divided into a
genetic or environmental origin.
2.2.6.1.1 Genetic Factors
Individual susceptibility, heritable genetic factors and ethnicity are the main intrinsic genetic
factors that have been linked with OIIRR. Both gender,5, 56, 78‐81 and age at the start of treatment18, 44,
81‐88 have generally been found to have little correlation with OIIRR.
Individual susceptibility to root resorption is an important factor in determining the risk of
root resorption.89 During compression of the PDL, within the microenvironment of the periodontal
ligament, an individual’s tendency for root resorption may be a result of individual disturbances or
peculiarities in the complex relationship between an individual’s hormones, body type and metabolic
rate, which modifies an individual’s cellular metabolism and hence an individual’s reaction to disease,
trauma or aging.90 OIIRR varies among individuals and within the same individual at various times, 22
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with some individuals demonstrating severe resorption even in the absence of orthodontic
treatment.89, 91
Identification of familial or genetic predispositions to OIIRR may enable clinicians to
accurately counsel patients about their individual risk and manage those at risk by altering their
treatment as needed. Since Newman in 1975, many studies have attempted to identify genetic
causes of OIIRR.92‐98 In a study of 103 sibling pairs, the reported heritability for resorption of maxillary
incisor roots and mandibular first molars was 70%.95 In a sample of 16 monozygotic and 10 dizygotic
twin pairs, a concordance estimate for OIIRR was found to be 49.2% in monozygotic twins and 28.3%
in dizygotic twins.93 More recently, studies have investigated the following two pathways by which
genetic factors may influence OIIRR: 1) Activation control of osteoclasts through the ATP/P2XR7/IL‐
1B inflammation modulation pathway and 2) RANK/RANKL/OPG osteoclast activation control
pathway.98 The TNFRSF11A gene, which encodes for receptor activator of nuclear factor‐kappa B
(RANK) and allele 1 at the IL‐1B gene, which decreases production of cytokine IL‐1 in‐vivo, have been
identified to play a role in increasing the risk of OIIRR.94, 96
In the United States, patients of Asian descent have been reported to exhibit less root
resorption than patients of Caucasian or Hispanic descent, 5 while no differences in resorption were
detected between patients from the Netherlands, United States or Kuwait.99
2.2.6.1.2 Environmental Factors
2.2.6.1.2.1 Systemic
Systemic environmental factors considered in the risk of OIIRR include: asthma and allergies,
endocrine and hormonal imbalances, nutrition, medications and alcohol consumption.
A higher incidence of OIIRR in maxillary molars has been reported in both patients 12 and
animals100 with asthma and allergies.101‐103 It has been proposed that the increased presence of
inflammatory mediators in the maxillary sinus penetrate the periodontal ligament of adjacent teeth
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and act synergistically to increase the OIIRR process, resulting in root blunting of maxillary molars.12,
44
Endocrine and hormonal imbalances found in hypothyroidism, hyperparathyroidism, Paget’s
disease and other metabolic disorders have been associated with altered resistance to root
resorption. 8, 104‐106 Some animal studies report that OIIRR appears to be increased in conditions with
increased bone turnover rate, e.g. hyperparathyroidism106 and osteoporosis.107 Conversely, in an
alternate rat model the risk of OIIRR has also been suggested to increase in subjects with decreased
bone turnover rate, e.g. hypothyroidism.108
There are conflicting reports in the literature regarding nutritional deficiencies and the risk of
OIIRR. Some authors have reported that calcium and vitamin D deficiency in rats has been associated
with increased parathyroid hormone and osteoclast levels and more severe OIIRR, 42, 106 while other
authors have reported that secondary hyperparathyroidism was correlated with increased bone
turnover and less OIIRR,109 and the marked variation in resorption levels in teeth of the same
individual throws doubt on the role of diet or hormone balance as a primary cause of OIIRR.8
The effect of a number of pharmacologic agents on OIIRR have been investigated in the
literature. Non‐Steroidal Anti‐Inflammatory Drugs (NSAIDs) 110‐112 and supplementation with
hormone L‐thyroxin in rats113 and humans114 has been associated with reduced OIIRR. Conversely,
corticosteroids have been associated with an increased risk of OIIRR1 particularly with short term
use, and careful monitoring of patients undergoing acute corticosteroid treatment, particularly in the
management of asthma or allergies, has been suggested.115 Bisphosphonates have also been found
to increase the vulnerability of the root surface to OIIRR,116, 117 while chronic alcohol consumption
during treatment has been found to increase root resorption through vitamin D hydroxylation in the
liver and altered calcium homeostasis.100, 118
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2.2.6.1.2.2 Local
The following localised factors have been investigated as possible aetiological factors for
OIIRR: habits, pre‐existing resorption, previous trauma, dental morphologies/anomalies or agenesis,
endodontic treatment, periodontal status, alveolar bone density and turnover rate, dental age and
developmental stage and malocclusion.
Nail biting habits91, 92, 119, finger sucking habits beyond the age of seven years53 and tongue
thrust82, 92 have been associated with an increased risk of OIIRR. When treatment was delayed until
after adverse habits were discontinued, no increased OIIRR was found during treatment.8
Pre‐existing resorption has been reported as a clear indicator of increased risk of severe
OIIRR during treatment.9, 86, 91, 92
Previous trauma may be a predictive of an increased risk of OIIRR.8, 53, 120 It has been
reported that the distribution of root resorption in patients with only a history of trauma was 6.7%,
while those with a history of orthodontic treatment was 7.8%, and those with orthodontic treatment
and a history of trauma was almost four times higher, at 27.8%.121 Traumatized teeth that exhibit
signs of resorption prior to treatment tend to undergo more resorption during orthodontic
treatment than teeth without such signs,9 and the extent of external root resorption following
trauma is related to the severity of the injury.122 Damage to the periodontal ligament or cementum
during traumatic injuries may be responsible for the increased risk of OIIRR.9, 46
Abnormal root morphology and length, dental anomalies, agenesis and ectopia have been
reported to be associated with increased OIIRR.5, 10, 54, 92, 99, 123‐126 Features of abnormal root
morphology include pipette‐shape, thin, pointed, dilacerated, blunt or bottle‐shaped, while features
of dental anomalies include invagination of incisors, peg shaped lateral incisors or taurodontism. The
increased risk of OIIRR may be associated with greater forces being applied to the roots during
orthodontic treatment.10, 127 Interestingly, these findings of increased OIIRR are not consistent
throughout the literature.13, 128, 129
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Endodontic treatment has been reported to be both a preventive factor for OIIRR 54, 130 as
well as a causative factor for OIIRR, although this finding may be confounded by a history of trauma
that was found in the majority of cases analysed.131 It has been proposed that an increased density
and hardness of the dentine in endodontically treated teeth is responsible for resistance against
OIIRR.17, 132
Both periodontal disease 102 and a hypofunctional periodontium133‐135 have been associated
with increased risk of OIIRR. Concomitant inflammation in a diseased periodontium is expected to
reinforce the inflammatory process associated with OIIRR during tooth movement. In the absence of
occlusal function, the periodontium exhibits progressive atrophic changes in all functional structures,
such as the functional arrangement of Sharpey’s Fibres, fibroblastic proliferation, vascularity, and
distribution of Ruffini’s nerve endings and proteoglycans. Accelerated root destruction has been
proposed to result from the narrow periodontal space and derangement of the functional fibres
providing an inadequate cushioning effect and stress distribution, resulting in increased
concentration of compression zones. Interestingly, a study in rats found that although root size and
PDL structure may be reduced due to disuse atrophy resulting from defective occlusal function, they
may be recovered following re‐establishment of occlusal stimuli.135
It has been reported that increased bone turnover108 and decreased bone density90, 109, 132, 136
may allow faster remodelling of bone and less remodelling of root tissue and consequently less
OIIRR. It has been suggested that in patients where decreased bone turnover rates are expected,
reactivation of appliance forces should be performed less frequently and the risk of OIIRR carefully
evaluated.108 However, the radiographic bone density and morphology of the dentoalveolar complex
have been reported to have little correlation to OIIRR.137
Teeth with incomplete root formation at the onset of orthodontic treatment have been
reported to have a higher protection or resistance against OIIRR when compared to teeth with
completed root formation,8, 84, 138, 139 a finding which favours early orthodontic treatment. However,
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application of these findings should be tempered by the incidence of root dilaceration caused by
orthodontic treatment, reported at 8%. 139
Although no malocclusion is immune to OIIRR1 certain types of malocclusion have been
reported to have a higher prevalence of root resorption. Class III patients were found to have a
higher prevalence of root resorption, which may be related to forward tipping of maxillary incisors
with root apices against the lingual cortical plate during dentoalveolar compensation of a Class III jaw
relationship.140 Class II Division 1 patients were found to have increased OIIRR when compared to
Class I patients, however it was unrelated to the degree of tooth movement or treatment time.141
Malocclusions that require extractions have also been found to have greater resorption than those
that do not require extractions.5 Open‐bite cases have recently been reported to have more teeth
with abnormal root shape and OIIRR when compared to normal overbite cases.134 Deep bite cases
were reported to have greater incisor and maxillary first molar distal root OIIRR.81 Importantly, the
amount of OIIRR is positively associated with the amount of orthodontic tooth movement, which is a
function of the severity of the malocclusion. 86, 94, 142
2.2.6.2 Mechanical Risk Factors
Orthodontic tooth movement has been reported to account for approximately 10 to 30% of
the total variation in OIIRR.
2.2.6.2.1 Force Magnitude
The severity of OIIRR is directionally proportional to the magnitude of the applied force. 48, 52,
143‐148 Numerous three‐dimensional quantitative studies on human maxillary first premolars have
demonstrated an increased amount of OIIRR with increased force levels,149‐152 and in a rigorous
systematic review of the literature, Weltman in 2010 concluded that heavy force application
produced significantly more OIIRR than light force application or control groups.50 Heavy forces that
induce excessive hyalinisation interferes with the repair of root resorption craters, resulting in an
increased prevalence of OIIRR. 48, 51, 90, 136, 144 Two histologic studies have failed to detect a significant
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difference in the frequency or severity of OIIRR between light and heavy forces, however these
findings were attributed to large individual variations in the subject sample and may hence be
related to the employed methodology. 50, 153, 154
2.2.6.2.2 Treatment Duration
The severity of OIIRR is directly related to treatment duration, thus the longer the force
application the more severe the OIIRR.22, 46, 48, 155 Paetyangkul et al152 reported a statistically
significant increase in the amount of OIIRR in heavy force groups (225g) between 4, 8 and 12 weeks
and, as well as in light force groups (25g) at 12 weeks when compared to 4 and 8 weeks of force
application. Artun et al156 reported the risk of one or more teeth undergoing more than 1.0mm of
OIIRR from 6 to 12months of treatment is 3.8 times higher than that in the first 6months of
treatment. At 3‐9months after initiation of fixed appliance treatment, Smale et al99 reported
approximately 4% of patients had an average OIIRR of ≥1.5mm in maxillary incisors and 15.5% had
more than one maxillary incisor with OIIRR ≥2mm. Levander and Malmgren10 reported 35% of teeth
showed OIIRR after 6‐9months of treatment, which later increased to 56% at 19months of treatment.
In the management of Class II malocclusions, Brin et al13 reported a greater proportion of incisors
with moderate‐severe OIIRR in one‐phase treatment when compared with two‐phase treatment.
2.2.6.2.3 Appliances and Treatment Philosophy
Some studies have reported differences in OIIRR between different orthodontic appliances.
The Begg appliance has been reported to have more OIIRR than edgewise appliances, which may be
attributed to excessive palatal root uprighting in stage three of the Begg technique.157 Bioefficient
therapy, utilizing heat activated and superelastic wires, a different bracket design and smaller
rectangular stainless steel wires during incisor retraction and finishing, has been reported to have
less OIIRR when compared with standard and straight‐wire edgewise systems.11 When serial
panoramic radiographs were used to compare the effects of a preadjusted edgewise appliance, the
Speed appliance and the Tip‐Edge appliance in 114 extraction and non‐extraction cases, statistically
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significant OIIRR was detected on the following teeth treated with: the preadjusted appliance: 12, 11,
21 and 26 (0.76‐1.68mm); the Speed appliance: 26, 31, 41, 42 (1.11‐2.35mm); and the Tip‐Edge
appliance: 31 (1.12mm).158 However, many studies have also found no statistical difference among
various orthodontic appliances and bracket systems (Tweed, Begg, edgewise and self‐ligating,
sectional and continuous mechanics),56, 81, 142, 159 which may be attributed to individual variation and
difficulties in applying split‐mouth study designs as malocclusions are often asymmetrical.48
Removable appliances are generally considered less detrimental than fixed appliances in
causing OIIRR8, 53 due to the intermittent pattern of force application.48 Barbagallo et al160 found the
degree of OIIRR from clear sequential thermoplastic aligners was comparable to light buccally
directed forces of 25g, however heavy 225g forces induced twice as much OIIRR.
Some authors have reported greater OIIRR in extraction treatment,155, 157 with up to 3.72
times increased incidence of OIIRR.157 These findings should be applied with caution as emphasis
should be placed on the amount of tooth displacement required rather than the decision to extract.48
Extractions to resolve an increased overjet may require more maxillary incisor displacement than
extractions to resolve severe crowding, resulting in increased treatment duration and increased
OIIRR.155, 161‐165
The effect of ultrasound and vibration on OIIRR has been investigated. Low Intensity Pulsed
Ultrasound (LIPUS) has been reported to enhance repair of OIIRR lesions associated with continuous
orthodontic force resulting in lower resorption areas and craters.166 A buccally directed vibration of
113Hz applied for 10min per day has been found to result in 33% less OIIRR volumes, which may play
a role in prevention or repair of OIIRR.167
Rapid maxillary expansion appliances have been associated with increased OIIRR on anchor
teeth, studied by scanning electron microscopy after extraction, particularly on the buccal
surfaces.168 However, no differences are detectable in periapical films when rapid and slow
expansion appliances are compared. 155
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2.2.6.2.4 Distance, Type and Direction of Tooth Movement
The distance, type and direction of tooth movement are important mechanical factors
affecting the incidence and distribution of OIIRR.
The severity of OIIRR has been shown to be positively related to the distance of tooth
movement, with maxillary incisors, having the highest risk of OIIRR, moving the greatest distance. 155,
161, 162, 169, 170
Teeth may be moved by rotation, tipping of the crown, torqueing of the root or bodily
translation through the bone. Heavy rotational forces produce predictably more OIIRR than light
rotational forces, with concentration of lesions at the buccodistal and linguomesial surfaces171 or
regions corresponding to prominent zones of the roots.172 A greater angle of crown tipping (15°)
produces more OIIRR than a smaller angle of crown tip (2.5°)173 with a greater concentration of
lesions at the buccal‐cervical region and lingual apical region when a buccally directed force is
applied. 152, 160, 174 When buccal root torque was applied to maxillary first premolars, there was no
difference detected in the total root resorption volumes between a small angle (2.5°) and a large
angle (15°), while concentration of the lesions occurred at the buccoapical, mid‐buccal and
palatocervical regions.175 Labial root torque on a maxillary incisor root apex has been reported to
produce 12.7% apical OIIRR annually.176 Bodily tooth movement has been reported to have no
discernible influence on OIIRR.142 A recent rat study reported that OIIRR was more pronounced in
teeth undergoing tipping movements as opposed to bodily tooth movement, and although the
amount of tooth movement decreased when extremely heavy forces were applied, OIIRR increased
in both tipping and bodily tooth movement groups. 177
The direction of tooth movement may be either intrusive or extrusive in nature. Intrusive
forces have been reported to elicit an increased incidence of OIIRR, with light (25g) and heavy (225g)
force groups producing approximately 11 and 68 times greater OIIRR volumes than control groups
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(0g) respectively, and a significant concentration of lesions at the mesio‐apical and distoapical
regions.150 Clinically, utility arches have been reported to result in 1.84mm of root shortening for
maxillary incisors and 0.61mm for mandibular incisors with no significant correlation between
resorption and the amount of intrusion.126 Following marginal bone loss, the amount of OIIRR after
intrusion has been reported to vary between 1 to 3mm.178 Conversely, heavy extrusive forces have
been reported to produce greater OIIRR than light extrusive forces with the distal surfaces of the
roots more affected than other surfaces.151 However, extrusive forces have also been reported to
produce less OIIRR than intrusive forces.179
Jiggling forces have generally been accepted to be responsible for OIIRR.180, 181 Jiggling was
first described by Oppenheim20 and defined as “small intermittent movements along the tooth axis
originating from biting forces when antagonizing teeth oppose extrusive forces,”20, 21 or a tooth
oscillating along a line of movement.145 Jiggling forces are thought to be produced during
orthodontic treatment when there are occlusal interferences,8, 20 when deformation of light
archwires occurs during function with concomitant use of intermaxillary elastics,8 and following
dental relapse that occurs after removal of palatal expanders.145 Restorative build‐ups on first
premolars, used to increase the vertical dimension by 2 mm for 4 weeks, have been found to have
increased OIIRR during the active bite‐increase period, which may be due to the premature contacts
that transmit excessive uncontrolled vertical forces.182 Two animal studies have investigated the
effects of jiggling on OIIRR. Kim and Son (1994) found no histological or radiographic difference in the
pattern of OIIRR in a feline model when alternating mesial and distal forces were applied in 3 day
cycles over 6, 12, 18 and 24 days when compared to unidirectional mesial forces; 183 while Matsuda
et al found that weekly cycles of alternating buccal and lingual jiggling forces produced more OIIRR in
Wistar rats than two or four weekly cycles, which continued to increase as the duration of applied
jiggling forces lengthened.184 Interestingly, Baumrind (1996) also advised, “resorption in the absence
of overt root displacement seems… consistent with the purported role of “jiggling” during orthodontic
treatment.”18
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More importantly, the literature shows the distribution of OIIRR lesions reflects the location
of pressure zones on the periodontium. Rudolph et al185 demonstrated in a finite element study that
when tipping movements occur, stress concentrations exist at the alveolar crest and root apex,
whereas when bodily tooth movements occur, there is more even distribution along the root surface.
Purely intrusive, extrusive and rotational movements were found to result in stress concentration at
the apex. Furthermore, OIIRR occurs preferentially at the apical region because the variable
orientation of periodontal fibres in this region enables increased stress concentration,186 the acellular
cementum covering the apical third of the root is more friable and prone to injury,18, 80, 186 and the
perpetual challenge of aligning forces through the centre of resistance of a tooth in all three planes
to achieve a true bodily translation, results in undesirable stress concentrations in the apical third of
the tooth.80
2.2.6.2.5 Pattern of Force Application
The pattern of force application may be either continuous or intermittent. The effect of
applying forces continuously or intermittently on OIIRR in the literature is unclear. One view is that
an intermittent pattern of force application allows resorbed cementum to repair with less resultant
OIIRR. 48, 124, 187‐193 The alternate view is that there is no difference in the amount of OIIRR between
intermittent and continuous force applications.194 More importantly, even though continuous forces
cause more OIIRR, they are more efficient at orthodontic tooth movement than intermittent forces.
In the case where intermittent forces are beneficial, various studies have attempted to determine an
appropriate length of pause between force applications, 192, 193 with a regime of 18 days‐on and 3
days‐off scheme producing significantly less OIIRR when compared with a 3‐week continuous force
application, albeit with a slower mean tooth movement rate. 192
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2.2.7 Pathogenesis
2.2.7.1 Mechanism of resorption: histopathology and biochemical mediators
The process of OIIRR is characterised by the following features:1
1. Application of orthodontic force to the tooth,
2. In areas of high stress concentration, exceeding the capillary blood pressure (20‐25g/cm2),
overcompression of the periodontium occurs with collapse of the local blood supply,195
3. Formation of aseptic necrosis occurs in the periodontal membrane and bone, which has a glass‐
like hyalinised histologic appearance,195‐197
4. An inflammatory process is initiated at the periphery of the hyalinised zone, in adjacent vital
parts of the PDL. The following hormones are involved in orchestrating this initial inflammatory
process via synthesis of signalling molecule prostaglandin E2 (PGE2) and an intracellular “second
messenger” cyclic adenosine monophosphate (cAMP): IL‐1a, IL‐1b and TNF,198
5. At the periphery, viable resident macrophages and fibroblast‐like cells begin phagocytosis of
cellular and connective tissue remnants of the periodontal membrane and precementum, while
mono‐nucleated tartrate resistant acid phosphatase (TRAP) ‐ negative fibroblast‐like cells
continue to remove the necrotic hyaline tissue and surface layers of precementum and
mineralised acellular cementum,199, 200
6. The cementoblast lining and cementoid on the root surface becomes damaged during resorption
of the hyaline zone or as a result of orthodontic pressure, and the underlying mineralized
cementum becomes exposed,199
7. Blood‐borne TRAP‐positive multi‐nucleated giant cells (MNGC) infiltrate and remove the main
part of the necrotic tissue and upon reaching the contaminated and damaged root surface,
continue resorption of the cementum surface.201 Although these MNGCs lack ruffled borders and
have many morphological traits similar to odontoclasts and osteoclasts, and are assumed to be
derived from the mono‐nucleated phagocytic system,201
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8. It has been suggested that, in areas where the cementum has been partly or fully removed, new
odontoclasts differentiate, appearing as multi‐nucleated TRAP‐positive cells with ruffled borders
and clear zones, as they are found only within root resorption lacunae in contact with resorbed
dentine surfaces.201 The following osteoblast‐derived factors are involved in the differentiation
and activation of osteoclasts: receptor activator of nuclear factor kappa β ligand promotes
osteoclast formation, while osteoprotegerin (OPG) down‐regulates osteoclastogenesis,202 and
may similarly be involved in the regulation of odontoclast activity.203 An increased production of
RANKL, decreased production of OPG and a stimulated osteoclast formation has been detected
in the compressed PDL cells obtained from patients with severe apical root resorption,75 while
increased levels of RANKL and OPG have been detected in rats in the environment of root
resorption following the application of heavy forces,74
9. The inflammatory resorptive process continues until no necrotic tissue is present and/or when
there is relief of compression.204 Resorption of the alveolar bone wall204 as well as resorption
lacunae on the root surface,1 expanding the amount of root surface under compression,
contributes to decompression of the periodontal membrane. As the local stress concentration
abates, stimulation of the inflammatory process is reduced and spontaneous repair of resorption
lacunae in cementum is permitted. 204
2.2.7.2 Resistance and Repair
The precementum and cementoblast lining of the root surface have been recognized as
providing a protective barrier against root resorption204 which may be attributed to potent anti‐
collagenases 35 that inhibit the extracellular removal of the cementoid lining and prevent access and
stimulation of clastic cells by the underlying mineralised tooth structure. Some authors have
explored the role of remodelled cementum in providing additional protective effects when reporting
on findings of patients having less OIIRR following orthodontic retreatment.1 However, it should be
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noted that patients seeking retreatment in general need less tooth movement to correct the
malocclusion, and these findings of less OIIRR should be evaluated with care. 4
Once the necrotic tissue is cleared and as the local stress concentration reduces,90 below the
limit of systolic capillary blood pressure of 20‐26g/cm3, 205 repair of OIIRR lesions commences.
During this process, cementoblasts rich in rough endoplasmic reticulum and dense bodies indicating
synthesis of fibrillar collagen material, migrate into the lesions206 and begin deposition of acellular
cementum which is later replaced by cellular cementum, 207 and a new periodontal ligament is
established.136, 168, 206, 208 This new PDL is comparable to that found in control specimens.206 Thus the
risk of tooth loss due to OIIRR is not high. 17, 209, 210 Some authors have reported that repair is
initiated from the periphery,206, 211 while others have reported repair initiating from the central zone.
168, 207, 212
Repair of OIIRR lesions has been described in four phases:211
I. Lag Phase: End of resorption and beginning of repair: With dissipation of residual forces
differentiation of cementoblasts occurs.
II. Incipient Phase: 14 days later: a transitional phase between no apposition and active
deposition.
III. Peak phase: 14‐28 days later: Short spurt in matrix formation and incorporation of extrinsic
fibres into the intrinsic cementum matrix.
IV. Steady Deposit phase: 42‐56 days: steady deposition of mixed fibrillar cementum.
Repair of OIIRR lesions has been reported to occur during the application of light forces and
simultaneously with OIIRR continuing in a different zone of a lesion. 204 The onset of repair has been
reported in histological studies of human premolars, to occur as early as the first week of retention,88
and the amount of repair increases with increased time in retention.88, 154, 168 After 5‐6 weeks, the
process slows down and reaches a steady phase with up to 75‐82% of the resorptive areas
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undergoing repair at 6‐ 8 weeks of retention, with great individual variation in healing potential
reported. 88, 207
After analysing the repair process in a rat model, OIIRR at the end of treatment has been
proposed to result from a series of repetitive resorption and healing cycles throughout the treatment
period, and hence the time span between each orthodontic adjustment may allow healing to
occur.213 Consequently, it has been suggested that frequent reactivation of orthodontic appliances as
well as re‐establishing new or additional mechanical loading before the repair process overcomes the
resorption process, may result in severe root resorption. Longer time intervals between orthodontic
reactivations may enable more healing to take place. For these reasons, when heavy orthodontic
forces are applied, more than 12 weeks between each force application have been recommended.
In terms of the level of force application, Cheng et al214 evaluated cementum repair at 4 and
8 weeks of retention after 4 weeks of continuous light and heavy orthodontic forces and reported
that light orthodontic forces had the least OIIRR crater volume following passive retention.
2.2.8 Prognosis and Prevention, Management
There are no reports of iatrogenic tooth loss as a result of severe OIIRR.215 A reduced root
length subsequent to OIIRR could potentially compromise the longevity of affected teeth by
complicating restorative treatment planning and placing them at greater risk of loss secondary to
periodontal disease or trauma. Fortunately, in the majority of cases, the extent of root loss is mild
and inconsequential to the long term survival and functionality of the affected teeth or dentition. 17,
18 Furthermore, OIIRR does not progress after appliance removal. 8, 17, 210, 216, 217
The most adverse outcome from OIIRR reported in the literature is hypermobility.215 At a
mean follow‐up examination of 14 years, only 1% of teeth examined exhibited apical root resorption
of more than one third the root length and 2% of patients reported hypermobility.17 At long term
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follow‐up 5‐15 years after active treatment, maxillary incisors with severe OIIRR and remaining root
lengths less than or equal to 9mm are at increased risk of tooth mobility; the risk is less if the
remaining length is >9mm.218 Increasing mobility can be expected with age in teeth with extremely
resorbed roots, while teeth with root length ≥10mm and a healthy periodontium have been reported
to remain stable.219 Root shortening of 0‐3mm has been reported to equate to 0‐1mm of crestal
bone loss, with 4mm of apical root loss translating to 20% loss of total attachment.220 Consequently,
patients that are susceptible to marginal periodontal breakdown may be at higher risk of losing
severely resorbed teeth prematurely. Despite these findings, it is encouraging to note that OIIRR
levels over 50% of the root length has not been found to be adequate reason for extraction and
prosthetic replacement.215
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The following recommendations have been made for clinically reducing the risk of OIIRR:48
Identify risk factors with a thorough medical and family history, 5, 93
Habit cessation,82, 119
Commencement of treatment when incisors have open apices,84, 136
Efficient treatment planning and mechanics to minimise treatment duration,10, 51, 124, 156
Light forces: especially for intrusion, maxillary incisor palatal torque and premolar de‐
rotation,51, 52, 90, 136
Intermittent forces to allow periods of rest and repair,181, 187, 191
Increased intervals between appointments (repair),136
Avoid sustained jiggling: e.g. intermaxillary elastics,53
Radiographic assessment at 6 months into treatment (or 3 months in high risk individuals)14,
109 and
Enable repair by pausing treatment for up to 3 months if resorption is detected.142
There has been recent interest in the role of fluoride and the prevention of OIIRR. Foo et al
found that fluoride reduces the average volume of root resorption craters in rats.221 Gonzales et al
found that fluoride reduces the depth and roughness of resorption craters in rats exposed to fluoride
in drinking water from birth, suggesting an increased resistance to demineralisation.222 Karadeniz et
al reported patients residing in regions of high fluoride concentration in public water supplies
(>2ppm) have been found to have significantly reduced volume of OIIRR craters when heavy buccal
tipping forces are applied.223 This effect was not significant with light forces. This study indicated
that fluoride may reduce the acidic effect of clastic activity and decreased cementum solubility.
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Interestingly, another study by the same group found that high fluoride intake from public water
supplies did not have a beneficial effect on the severity of OIIRR after 4‐weeks orthodontic force
application and 12 weeks of passive retention.224
The following guidelines has been recommended for managing OIIRR clinically:48
Pause treatment with passive arch wires for 2‐3 months, cease force application for 4‐6
months or in extreme cases terminate treatment124, 155
Reassess treatment objectives to reduce further damage: compromise or terminate early,
Continue radiographic examination until resorption has ceased,44 especially in severe OIIRR
cases. If OIIRR continues to worsen, sequential root canal therapy with calcium hydroxide
may be considered,225
Appropriate counselling and regular review,155
Ensure that final radiographs at take at the time of fixed appliance removal,44
Retention of teeth with severely resorbed roots should be carefully considered to avoid
adverse occlusal trauma that may exacerbate the root resorption.44
2.3 Research Methods for Investigation and Evaluation of OIIRR
2.3.1 Radiography (2D)
Various radiographic techniques have been employed to document the incidence, prevalence
and severity of OIIRR following orthodontic treatment.14, 41, 57, 58, 92, 180, 226, 227 Radiographic techniques
employed include: periapical bisecting or paralleling angle, orthopantomogram, cephalogram and
laminogram films. While these films are useful in recording the amount of root shortening, there are
several limitations, explored previously, relating to: the two dimensional nature of the analysis,
distortion and variable magnification factors.57‐60 Periapical paralleling techniques provide the least
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distortion and superimposition errors when compared with orthopantomograms and lateral
cephalograms.22, 57 Due to these limitations alternate forms of investigation have been employed.
2.3.2 Histologic Analysis (2D)
Histological analysis, by way of hard tissue sectioning, staining and analysis by light
microscopy, are conducted for research purposes where all stages of resorption can be observed.21,
51, 88, 102, 109, 136, 153, 154, 186, 189, 190, 194, 199, 207, 227‐231 This analysis provides only a two‐dimensional analysis
and is limited by the ability to ensure that all craters are accurately identified, isolated, processed
and analysed. Issues relating to variable tooth morphology further complicate preparation of the
samples and accurate isolation of the lesions. Furthermore, samples are destroyed by this process
and no further records of the original structure are maintained for subsequent analysis.
2.3.3 Scanning Electron Microscopy (2D)
In an effort to improve the identification and evaluation of OIIRR lesions, scanning electron
microscopy has been employed, which utilises minimal specimen preparation to provide enhanced
visual assessment of the root surface. 52, 148, 168, 187, 232, 233 234 Despite providing detailed information
about resorption lacunae and the mineralised structure, SEM has been described as a difficult
method of examining root resorption because sputtering of specimens with a carbon coating is
necessary, and the desired image view must be chosen before an image is created;235 furthermore,
parallax errors due to convexity in the tooth surface may manifest, resulting in errors in
measurement.60
To enable 3‐dimensional mapping and volumetric analysis of the craters, stereo SEM imaging
was developed.60, 149, 236 This method involves collection of two SEM images of a lesion to create a
stereopair with a 6‐degree difference in perspective, which is then converted to an 8‐bit greyscale
depth map to enable volumetric analysis of the lesion. Although highly accurate and reproducible,
this technique is still relatively time consuming and technique sensitive.
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2.3.4 X‐ray Micro‐Computed Tomography (3D)
Computed axial tomography uses computer‐processed x‐rays to produce tomographic slices
of a scanned object. X‐ray micro‐computed tomography (XMT) is a high resolution version of
computerized axial tomography enabling analysis in the order of micrometres. Digital geometry
processing is then used to combine a series of tomographic images taken around a single axis of
rotation to generate a three‐dimensional reconstruction of the scanned object.
The resolution of medical computed axial tomography can only be obtained to a fraction of a
millimetre, owing to limitations in radiation exposure. In order to obtain a higher resolution, the
exposure must be increased 10,000‐fold in order to achieve a tenfold improvement in resolution.
With smaller specimen sizes, lower x‐ray energies are required, enabling only 1000‐fold increases in
exposure for a tenfold improvement in resolution. Consequently, in order to obtain imaging on a
micrometre scale, XMT is best suited to small inanimate specimens, and can only be considered a
non‐destructive technique, rather than a non‐invasive technique, as only biopsy specimens are suited
for analysis.237
XMT has been employed in several aspects of dentistry and include: measurement of enamel
thickness and tooth measurement,238‐243 analysis of root canal morphology,244‐256 evaluation of root
canal preparation,257‐268 evaluation of craniofacial skeletal structure and development,269‐273 micro
finite element modelling, 274‐279 dental tissue engineering,280‐282 mineral density of dental hard
tissues283‐293 and applications in dental implantology.294‐303
The SkyScan 1172 high resolution commercial laboratory (absorption) XMT system (SkyScan,
Aartselaar, Belgium) is a cone beam system that is suited to specimen sizes with a diameter up
to 16mm and enables reconstruction sizes of <1um, 2um, 5 or 8um.304 Following scanning,
SkyScan Nrecon package (Version 1.4.2; SkyScan, Aartselaar, Belgium) is used to reconstruct
cross‐section images from tomography projection images utilizing the Feldkamp algorithm.305
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The reconstructed cross‐section images may then be imported into a variety of 3D
reconstruction and visualisation software packages for volumetric analysis and imaging. The
following findings have been reported from human studies utilizing XMT with the SkyScan 1172
system to investigate OIIRR:
1. The mean volumes of OIIRR craters in light (25g) and heavy (225g) force groups were
approximately 11 and 68 times greater than in control groups respectively and the mesial and
distal surfaces had the greatest resorption volumes.150
2. OIIRR sites were significantly increased in groups receiving orthodontic tooth movement, and
fluoride has been found to reduce the size of resorption craters, although the effect is variable
and not statistically significant.221
3. Clear removable thermoplastic aligners have similar effects on root cementum as light (25g)
orthodontic force with fixed appliances.160
4. The volume of OIIRR craters on maxillary and mandibular first premolars induced by buccally
directed forces for 12 weeks was directly proportional to the magnitude of the force, with
maxillary premolars more susceptible to OIIRR than mandibular premolars.152
5. Intermittent forces of 226cN produced less OIIRR than continuous forces of 226cN over an 8
week period, with the buccal‐cervical region having the most lesions.193
6. Unerupted and nonimpacted maxillary third molars exhibited the greatest OIIRR on the mesial
root surface adjacent to erupted second molars. They also exhibited slightly greater cube‐root
volumes of resorption per tooth when compared with erupted first premolars not subjected to
orthodontic forces, and similar cube‐root volumes of resorption per tooth as first premolars
subjected to light (25g) buccal and intrusive orthodontic forces. These findings suggested that
OIIRR may occur as part of hard tissue remodelling and turnover, eruption or transmission of
masticatory forces through the dentition to the alveolar bone.306
7. When used in combination with light microscopy, XMT has been reported to improve the
efficiency and accuracy of histologic techniques.212
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8. The amount of OIIRR in the left and right sides of both jaws was similar when heavy buccal forces
are applied. Thus, it is expected that a split mouth technique may be used with teeth from one
side of the jaw serving as controls.307
9. When comparing 2.5° and 15° of buccal root torque, higher magnitudes of torque can cause
more OIIRR, particularly in the apical region, which is clinical significant because it can adversely
affect the crown‐to‐root ratio.175
10. With high fluoride intake and heavy force application (225g) less OIIRR was found in all root
surfaces and root thirds.223
11. A 15° distal root tip bend causes more OIIRR than a 2.5° distal root tip bend. Greater OIIRR can be
found in areas under pressure compared with areas under tension. 173
12. Heavy rotational forces cause more OIIRR than light rotation forces. Compression areas (buccal –
distal and lingual mesial surfaces in this study) showed significantly higher OIIRR than other areas
at all levels of the root.171
13. Greater OIIRR volumes were observed after heavy (225g) extrusive forces when compared with
light (25g) forces. The distal surfaces of the root were significantly more affected than other root
surfaces and may be influenced by root morphology and initial angulation of the tooth. There
was no significant difference in the amount of OIIRR in the vertical thirds of the root for either
force groups.151
14. Intermittent forces result in less tooth movement and OIIRR than continuous forces. With
intermittent forces, when a pause is given, OIIRR decreases irrespective of the timing of
reactivation. With continuous forces, 2 weekly reactivations produced faster tooth movement
with similar OIIRR when compared with intermittent forces.192
15. In split‐mouth study of 30 maxillary first premolar teeth, there was no statistical difference
between control teeth and teeth exposed to vibration of 30Hz or 20grams with AcceleDent in
terms of OIIRR volume and distribution, when 150g buccal directed forces are applied.
Furthermore, a regression analysis revealed that patients with a higher level of individual
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susceptibility to OIIRR may potentially benefit more from the use of vibration than those less
susceptible.308
16. In another split‐mouth study of 28 maxillary first premolar teeth, exposure to vibration with 113
Hz and produced 33% less OIIRR than control teeth when exposed to 150g buccally directed
forces.167
17. High fluoride intake from public water supplies did not have a statistically beneficial effect on the
severity of OIIRR after application of 4 weeks orthodontic forces and 12 weeks of passive
retention.224
18. Restorative build‐ups, used to increase the vertical dimension by 2mm over a 4 week period,
caused OIIRR along the sides of the teeth during the active bite increase period. No significant
differences existed in the amount of OIIRR among the different surfaces or regions and there was
no correlation between age, sex, volume of OIIRR and pain.182
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268. Paqué, F., Barbakow, F. and Peters, O., Root canal preparation with Endo‐Eze AET: changes in root canal shape assessed by micro‐computed tomography. International Endodontic Journal, 2005. 38(7): p. 456‐464.
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270. Mulder, L., Koolstra, J.H., Weijs, W.A. and van Eijden, T.M., Architecture and mineralization of developing trabecular bone in the pig mandibular condyle. The Anatomical Record Part A: Discoveries in Molecular, Cellular, and Evolutionary Biology, 2005. 285(1): p. 659‐666.
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272. Luan, Q., Desta, T., Chehab, L., Sanders, V., Plattner, J. and Graves, D., Inhibition of experimental periodontitis by a topical boron‐based antimicrobial. Journal of Dental Research, 2008. 87(2): p. 148‐152.
273. Renders, G., Mulder, L., Van Ruijven, L. and Van Eijden, T., Porosity of human mandibular condylar bone. Journal of Anatomy, 2007. 210(3): p. 239‐248.
274. Magne, P., Efficient 3D finite element analysis of dental restorative procedures using micro‐CT data. Dental Materials, 2007. 23(5): p. 539‐548.
275. Verdonschot, N., Fennis, W.M., Kuijs, R.H., Stolk, J., Kreulen, C.M. and Creugers, N.H., Generation of 3‐D finite element models of restored human teeth using micro‐CT techniques. Int J Prosthodont, 2001. 14(4): p. 310‐5.
276. Van Ruijven, L., Giesen, E. and Van Eijden, T., Mechanical significance of the trabecular microstructure of the human mandibular condyle. Journal of Dental Research, 2002. 81(10): p. 706‐710.
277. Takada, H., Abe, S., Tamatsu, Y., Mitarashi, S., Saka, H. and Ide, Y., Three‐dimensional bone microstructures of the mandibular angle using micro‐CT and finite element analysis: relationship between partially impacted mandibular third molars and angle fractures. Dental Traumatology, 2006. 22(1): p. 18‐24.
278. Matsunaga, S., Okudera, H., Abe, S., Tamatsu, Y., Hashimoto, M. and Ide, Y., The influence of bite force on the internal structure of the mandible through implant—Three‐dimensional and mechanical analysis using micro‐CT and finite element method—. Journal of oral biosciences, 2008. 50(3): p. 194‐199.
279. Kim, T., Cheung, G., Lee, J., Kim, B., Hur, B. and Kim, H., Stress distribution of three NiTi rotary files under bending and torsional conditions using a mathematic analysis. International Endodontic Journal, 2009. 42(1): p. 14‐21.
280. Hollister, S.J., Lin, C., Saito, E., Schek, R., Taboas, J., Williams, J., Partee, B., Flanagan, C., Diggs, A. and Wilke, E., Engineering craniofacial scaffolds. Orthodontics & Craniofacial Research, 2005. 8(3): p. 162‐173.
281. Cartmell, S., Huynh, K., Lin, A., Nagaraja, S. and Guldberg, R., Quantitative microcomputed tomography analysis of mineralization within three‐dimensional scaffolds in vitro. Journal of Biomedical Materials Research Part A, 2004. 69(1): p. 97‐104.
282. Cowan, C.M., Shi, Y.‐Y., Aalami, O.O., Chou, Y.‐F., Mari, C., Thomas, R., Quarto, N., Contag, C.H., Wu, B. and Longaker, M.T., Adipose‐derived adult stromal cells heal critical‐size mouse calvarial defects. Nature biotechnology, 2004. 22(5): p. 560‐567.
283. Wong, F., Anderson, P., Fan, H. and Davis, G., X‐ray microtomographic study of mineral concentration distribution in deciduous enamel. Archives of Oral Biology, 2004. 49(11): p. 937‐944.
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285. Anderson, P., Elliott, J., Bose, U. and Jones, S., A comparison of the mineral content of enamel and dentine in human premolars and enamel pearls measured by X‐ray microtomography. Archives of Oral Biology, 1996. 41(3): p. 281‐290.
286. Fearne, J., Anderson, P. and Davis, G., 3D X‐ray microscopic study of the extent of variations in enamel density in first permanent molars with idiopathic enamel hypomineralisation. British dental journal, 2004. 196(10): p. 634‐638.
287. Gao, X.J., Elliott, J.C., Anderson, P. and Davis, G.R., Scanning microradiographic and microtomographic studies of remineralisation of subsurface enamel lesions. J. Chem. Soc., Faraday Trans., 1993. 89(15): p. 2907‐2912.
288. Peariasamy, K., Anderson, P. and Brook, A., A quantitative study of the effect of pumicing and etching on the remineralisation of enamel opacities. International Journal of Paediatric Dentistry, 2001. 11(3): p. 193‐200.
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291. Huang, T.T., Jones, A.S., He, L.H., Darendeliler, M.A. and Swain, M.V., Characterisation of enamel white spot lesions using X‐ray micro‐tomography. Journal of dentistry, 2007. 35(9): p. 737‐743.
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295. Park, Y.S., Yi, K.Y., Lee, I.S. and Jung, Y.C., Correlation between microtomography and histomorphometry for assessment of implant osseointegration. Clinical Oral Implants Research, 2005. 16(2): p. 156‐160.
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298. Kim, S.‐H., Choi, B.‐H., Li, J., Kim, H.‐S., Ko, C.‐Y., Jeong, S.‐M., Xuan, F. and Lee, S.‐H., Peri‐implant bone reactions at delayed and immediately loaded implants: an experimental study. Oral Surgery, Oral Medicine, Oral Pathology, Oral Radiology, and Endodontology, 2008. 105(2): p. 144‐148.
299. Yoo, J.‐H., Choi, B.‐H., Li, J., Kim, H.‐S., Ko, C.‐Y., Xuan, F. and Jeong, S.‐M., Influence of premature exposure of implants on early crestal bone loss: an experimental study in dogs. Oral Surgery, Oral Medicine, Oral Pathology, Oral Radiology, and Endodontology, 2008. 105(6): p. 702‐706.
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300. Freilich, M., Shafer, D., Wei, M., Kompalli, R., Adams, D. and Kuhn, L., Implant system for guiding a new layer of bone. Computed microtomography and histomorphometric analysis in the rabbit mandible. Clinical Oral Implants Research, 2009. 20(2): p. 201‐207.
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304. Stock, S., Recent advances in X‐ray microtomography applied to materials. International Materials Reviews, 2008. 53(3): p. 129‐181.
305. Skyscan NV, NRecon User Manual, 2011.
306. Deane, S., Jones, A.S., Petocz, P. and Darendeliler, M.A., Physical properties of root cementum: part 12. The incidence of physiologic root resorption on unerupted third molars and its comparison with orthodontically treated premolars: a microcomputed‐tomography study. American Journal of Orthodontics & Dentofacial Orthopedics, 2009. 136(2): p. 148.e1‐9; discussion 148‐9.
307. Ho, C., Türk, T., Elekdağ‐Türk, S., Jones, A.S., Petocz, P., Cheng, L.L. and Darendeliler, M.A., Physical properties of root cementum: Part 19. Comparison of the amounts of root resorption between the right and left first premolars after application of buccally directed heavy orthodontic tipping forces. American Journal of Orthodontics and Dentofacial Orthopedics, 2011. 140(1): p. e49‐e52.
308. Tan, D., The effect of mechanical vibration (Acceledent 30Hz) applied to the hemimaxilla on root resporption and tooth movement after application of orthodontic force. A micro CT study [Thesis], 2011, University of Sydney Australia.
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THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 58
Carolyn Lian Tat Ng, BDSc
Post‐graduate student
Discipline of Orthodontics
Faculty of Dentistry
University of Sydney, Australia
Tamer Türk, DDS, PhD
Professor
Department of Orthodontics
Faculty of Dentistry
University of Ondokuz Mayis, Turkey
Peter Petocz, PhD
Associate Professor, Statistician
Department of Statistics
Macquarie University, Australia
Selma Elekdag‐Türk
Associate Professor
Discipline of Orthodontics
Faculty of Dentistry
University of Ondokuz Mayis, Turkey
Oyku Dalci, DDS, PhD
Senior Lecturer
Discipline of Orthodontics
Faculty of Dentistry
University of Sydney, Australia
Fethiye Cakmak
Assistant professor
Department of Orthodontics
Faculty of Dentistry
University of Bulent Ecevit, Turkey.
M. Ali Darendeliler, BDS, PhD, Dip Ortho, Certif.
Orth, Priv. Doc
Professor and Chair
Discipline of Orthodontics
Faculty of Dentistry
University of Sydney, Australia
Matthew Foley, BSc, PhD
Image Analysis and Computed Tomography Specialist
Australian Centre for Microscopy & Microanalysis
University of Sydney, Australia
Address for Correspondence:
M. Ali Darendeliler
Department of Orthodontics
Level 2, 2 Chalmers Street
Surry Hills, NSW 2010
Australia
Phone +61 2 93518314
Fax +61 2 9351 8336
Email: [email protected]
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
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4.1 Abstract
Introduction: Jiggling tooth movements may be responsible for root resorption in the
absence of overt root displacement. This study aims to quantify and compare the effects of
controlled heavy transverse buccal and palatal, and vertical extrusive and intrusive jiggling forces
applied over a 12 week period on root resorption, and to localize the sites of prevalence in
premolars.
Method: Ten patients who required bilateral maxillary first premolar extractions as part of
their orthodontic treatment participated in this study. The total sample consisted of 20 maxillary first
premolars. Heavy (225g) forces were applied to the right or left first premolar with the direction of
force alternating along either the transverse or vertical plane every 4 weeks over a 12 week
period. After the experimental period, the teeth were extracted without root damage and analysed
with micro computed tomography. Each specimen was studied in 3 dimensions with specifically
designed software to measure the volume of each crater.
Results: Heavy vertical forces produced marginally more root resorption than heavy
transverse forces with median total crater volumes of 1.51mm3 and 0.92mm3, respectively (p=0.032).
There was also a significant difference in the total root resorption on each root surface caused by
heavy vertical and transverse forces (p<0.001) with greater resorption on the distal root surface of
premolars undergoing heavy vertical jigging forces. The cervical, middle or apical thirds of the root
for both heavy vertical and transverse jiggling forces did not show any significant difference in root
resorption.
Conclusion: Heavy vertical jiggling forces produced more root resorption than heavy
transverse jiggling forces. Clinicians should especially avoid mechanics that apply vertical jiggling
forces as these maybe more detrimental.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
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Key Words: Root resorption, jiggling, heavy forces, transverse, vertical, micro‐computed
tomography, volumetric analysis.
4.2 Introduction
Jiggling forces have generally been accepted to be responsible for Orthodontically Induced
Inflammatory Root Resorption (OIIRR).1, 2 Jiggling was first described by Oppenheim3 and defined as
“small intermittent movements along the tooth axis originating from biting forces when antagonizing
teeth oppose extrusive forces,”3, 4 or a tooth oscillating along a line of movement.5 Jiggling forces
are thought to be produced during orthodontic treatment when there are occlusal interferences;3, 6
when deformation of light archwires occurs during function with concomitant use of intermaxillary
elastics;6 and following dental relapse that occurs after removal of palatal expanders.5 Restorative
build‐ups on first premolars, used to increase the vertical dimension by 2mm for 4 weeks, have been
found to have increased OIIRR during the active bite‐increase period, which may be due to the
premature contacts that transmit excessive uncontrolled vertical forces.7 Two animal studies have
investigated the effects of jiggling on OIIRR. Kim and Son (1994) found no histological or radiographic
difference in the pattern of OIIRR in a feline model when alternating mesial and distal forces were
applied in 3 day cycles over 6, 12, 18 and 24 days when compared to unidirectional mesial forces; 8
while Matsuda et al found that weekly cycles of alternating buccal and lingual jiggling forces
produced more OIIRR in Wistar rats than two or four weekly cycles, which continued to increase as
the duration of applied jiggling forces lengthened.9 However, Baumrind in 1996 also advised,
“resorption in the absence of overt root displacement seems entirely consistent with the purported
role of “jiggling” during orthodontic treatment...”10
The severity of OIIRR is directionally proportional to the magnitude of the applied force. 5, 11‐
17 Numerous three‐dimensional quantitative studies on human maxillary first premolars have
demonstrated an increased amount of OIIRR with increased force levels,18‐21 and in a rigorous
systematic review of the literature, Weltman in 2010 concluded that heavy force application
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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produced significantly more OIIRR than light force application or control groups.22 Heavy forces that
induce excessive hyalinisation interferes with the repair of root resorption craters, resulting in an
increased prevalence of OIIRR.11, 13, 23‐25
There are several x‐ray microcomputed tomography (XMT) studies analysing the effect of
heavy and light forces on OIIRR on human premolars.19‐21 The volume of root resorption produced
over a 12 week period by heavy buccal forces has been found to be 2.25 times greater than light
forces.21 Over a 4 week period, the volume of root resorption produced by heavy intrusive and
extrusive forces have been found to be approximately 619 and 320 times greater than light forces,
respectively.
This study aims to quantify and compare the effects of controlled heavy transverse buccal
and palatal, and vertical extrusive and intrusive jiggling forces applied over a 12 week period on root
resorption, and to localise the sites of prevalence in premolars. It was hypothesized that: heavy
vertical jiggling forces would result in greater root resorption volumes than transverse forces; the
pattern of root resorption, in terms of the root surfaces and vertical third regions between the
transverse and vertical jiggling force groups, would differ based on the location of force
concentration; and heavy jiggling forces would result in clinically significant or severe root shortening
in both the transverse and vertical groups.
4.3 Material and Methods
4.3.1 Sample
The sample consisted of 20 maxillary first premolars extracted from 10 orthodontic patients
(7 girls, 3 boys), requiring removal of these teeth as part of their orthodontic treatment at Ondokuz
Mayis University, Turkey. The mean age of these patients was 14 years and 7 months, (11 years and
9months to 17 years and 7 months). Patients were selected according to a strict selection criteria
described previously,26 with sufficient room for the proposed tooth movements to be carried out.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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Ethics approvals were obtained from Zonguldak Karaelmas University (now known as University of
Bulent Ecevit) Clinical Research Ethics Committee in Turkey (2012/06) and the University of Sydney
Human Research Ethics Committee (2013/1095). Written and verbal informed consent was obtained
from the participants and their parents or guardians. This study was also registered in the Australian
and New Zealand Clinical Trials Registry.
Heavy (225g) forces, measured using a strain gauge (Dentaurum, Germany), were applied to
a randomly selected right or left first premolar with the direction of force alternating along either the
transverse (bucco‐palatal) or vertical (intrusive‐extrusive) plane every 4 weeks over a 12 week
period. In transverse plane, the premolar was moved buccally for four weeks, palatally for four
weeks and buccally again for another 4 weeks. In the vertical plane, the premolar was intruded for
four weeks, extruded for four weeks and intruded again for another 4 weeks. All patients were
treated by the same operator.
4.3.2 Appliance Design
SPEED™ orthodontic brackets with a 0.022 inch slot (Strite Industries, Cambridge, Ontario,
Canada) were bonded to the maxillary first molars and premolars. A 0.017 x 0.025 inch Titanium
Molybdenum Alloy wire was used to apply transverse and vertical forces. A transpalatal arch
connecting the upper first molars was included in the setup with occlusal stops to prevent occlusal
interferences (Figure 1).
4.3.3 Specimen Collection
After the experimental period, the teeth were extracted without root damage and placed in
individual containers of 10% buffered formalin. Any residual periodontal ligament and soft tissue was
removed by placement in an ultrasonic bath for 10 minutes followed by gently rubbing the root with
damp gauze. The teeth were then immersed in 70% ethanol for 30min for disinfection and bench
dried for at least 24 hours.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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4.3.4 Specimen Analysis
A desktop microcomputed tomography x‐ray system (SkyScan 1172, Aartselaar, Belgium) was
used to produce multiple high resolution tomography projection images of the tooth. The x‐ray
tube operated at 59kV with a current of 167μA, and without filters. The rotation step of the tooth
was at 0.200° and images were saved as 16 bit Tagged Image File Format (TIFF) files. Axial slice‐by‐
slice reconstruction was achieved using Nrecon (version 1.4.2, Aartselaar, Belgium), which is
SkyScan's reconstruction software. Avizo Fire Version 8 (FEI Visualisation Sciences Group, Burlington,
MA, USA) was used for 3D reconstruction and visualisation of the dataset. Craters were manually
isolated, duplicated and volumetrically calculated using a convex hull macro within Fiji, an image
processing package comprising of Image J 1.47g, Java and Java 3D. This macro was developed by Dr
Matthew Foley at the Australian Centre for Microscopy & Microanalysis at the University of
Sydney. Once the craters were duplicated, the macro applies a 2D convex hull algorithm to each
axial slice and calculates the number of pixels within the isolated crater. The macro then adds the
total number of pixels across all slices and multiplies this value by the voxel volume, determined by
the resolution (17.6μm), to calculate the total volume of the crater.
Craters were grouped according to their location on the root surface (buccal, lingual, mesial,
distal) and according to their location in the vertical regions of the tooth (cervical, middle, apical).
The total number of cross‐sectional slices from the CEJ to the apex for each tooth was divided into
thirds to determine the different vertical regions. Craters were allocated based on which region that
corresponded to the majority of slices.
4.3.5 Statistical Analysis
Statistical analysis was performed using commercial software (SPSS for Windows, version 21,
SPSS Inc., Chicago Ill). In order to create a model that satisfied the assumptions of the analysis, the
scale of measurement was converted from volume (cubic millimetres) to cube‐root‐volume
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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(millimetres). In doing so, the forces were compared to equivalent radii of the craters. This method
has been used in similar studies.19, 27 For statistically significant results, the mean values were
transformed back to the volumetric scale, which adjusts for patient and other factors used in the
analysis, and effectively translates to the median values for the sample.
The statistical analysis was conducted using a Univariate Analysis of Variance (ANOVA) with a
modified Bonferroni adjustment for each of the cube‐root volumes as response‐variables: patient
was assigned as a random factor (which links the two teeth from each person); and force, surface,
region and their interactions as fixed factors. Due to the large number of tests examined, a
significance level of 0.01 has been used, and p‐values between 0.01 and 0.05 were considered
marginally significant, in order to have some protection against type 1 errors (falsely rejecting a true
null hypothesis).
Craters were measured three times for 15% of the sample, 2 and 3 months after the initial
analysis, to determine the overall standard error of measurement.
4.4 Results
Heavy vertical jiggling forces produced more resorption than transverse forces at 1.15mm
(1.51mm3) and 0.97mm (0.92mm3), respectively (Figure 2). This difference was marginally significant,
p = 0.032.
The mean cube‐root volumes for the different force and region combinations is shown in
Table 2 and is depicted in the profile plot in Figure 3. Heavy vertical jiggling forces produced more
resorption than transverse jiggling forces, however this difference was not statistically significant (p =
0.127). Cervical regions appeared to have more resorption than middle or apical regions, however
these differences were also not statistically significant (p = 0.06). Although the trend of resorption
values across the different vertical regions appear to be different for vertical and transverse forces in
Figure 3, these differences were not found to be statistically significant (p=0.438).
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
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The mean cube‐root volumes for the different forces and surface combinations is shown in
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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Table 3 and is depicted in the profile plot in Figure 4. There was no overall difference
(p=0.66) in the amount of root resorption between vertical and transverse forces. Irrespective of the
type of force applied, the distal surfaces had the highest amount of root resorption (0.755mm or
0.430mm3) followed by the mesial (0.646mm or 0.270mm3), buccal (0.527mm or 0.146mm3) and
lingual (0.410mm or 0.069mm3). These differences between surfaces were statistically significant
(p<0.001). Vertical jiggling forces produced both the greatest and the least amount of resorption,
which were found on the distal and lingual surfaces respectively (p<0.001). The difference in the
trends of resorption volumes across the different root surfaces for vertical and transverse forces in
Figure 4 is statistically significant (p<0.001).
Overall the statistical analysis revealed both statistically significant and marginally significant
differences in root resorption between patients for all analyses conducted. Consequently patients
were included as a random factor in the analysis which links the data obtained from the left and right
sides of the mouth.
The overall standard error of measurement was found to be 0.0442mm3 and the coefficient
of variance was 7.1%.
4.5 Discussion
Jiggling forces have long been implicated in OIIRR.3, 4, 6, 28 Previous animal8, 9, 29 and human
studies4 exploring the role of jiggling in OIIRR do not provide 3D quantitative conclusions on the
amount of resorption. Additionally, due to the substantive methodological differences between
these studies the results are also incomparable. Studies that discuss the effect of jiggling forces on
OIIRR in humans have been of a short intermittent duration, caused by either the use of
intermaxillary elastics, active removable appliances or occlusal interferences.3, 4, 6, 7 Furthermore,
while these studies report on the effects of jiggling in the transverse5 and vertical4, 7 plane, there are
no studies to date comparing the amount of OIIRR caused by controlled jiggling forces between the
transverse and vertical planes of space.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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This study follows up from a forthcoming prospective XMT study investigating the effect of
light and heavy jiggling forces in comparison with unidirectional light and heavy forces on human
premolars.30 To supplement this investigation, this study aims to compare the effect of controlled
heavy jiggling forces occurring in 4 weekly cycles in the transverse and vertical plane over a 12 week
period.
It is expected that vertical jigging forces would have a higher force per unit area and thus
cause more tissue necrosis and OIIRR;11, 31 a finding that is supported by this study. Vertical jiggling
forces produced a significant 65% more resorption than transverse jiggling forces. Clinically, these
findings indicate that round tripping with heavy vertical forces should be avoided in patients with
pre‐existing root resorption, emphasizing the importance of efficient treatment planning.
Although the patient groups in previous root resorption studies analysed by XMT are not
comparable, Harris et al19 found that heavy intrusive orthodontic forces produced a median average
resorption volume of 9.41 x 10‐4mm3, while Jimenez Montenegro et al20 found that heavy extrusive
orthodontic forces produced a median resorption average volume of 6.33 x 10‐3mm3; however, the
heavy forces in both of these studies were applied for only 4 weeks. These values are much less than
the median resorption values found for vertical (1.51mm3) and transverse (0.92mm3) forces in this
study. Conversely, Paetyangkul et al21 reported heavy buccal forces applied over a 12 week period
resulted in a median average of 17.31mm3. This volume of OIIRR is 18 times greater than that found
in the transverse jiggling group of this study.
In terms of the vertical thirds of the root, although there was no statistical difference in the
mean cube‐root volume of resorption between horizontal and vertical force groups, and between
the different regions, there appears to be a general trend for the heavy vertical force group to exhibit
greater resorption in the cervical third. Given that purely intrusive and extrusive forces are difficult
to obtain without any mesiodistal tipping using the type of spring design in this study, the finding of
greater resorption in the cervical third appears to be concordant with a finite element study
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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demonstrating that the principal stress from a tipping force is located at the alveolar crest.32 The lack
of statistical difference between regions is also concordant with results published in other similar
XMT studies.19, 20
Apical cementum is characterised by cellular intrinsic fibre cementum which has an adaptive
and reparative function, with no role in tooth attachment.33 Apical cementum also has a reduced
hardness and elastic modulus in comparison with cervical cementum,34, 35 while the deficiency of
Sharpey’s fibres in cellular cementum is assumed to make repaired and apical cementum more
vulnerable to resorption.36, 37 Consequently, the lack of statistical significance between the different
vertical thirds found in this study and in other similar XMT studies may indicate that the hardness,
elastic modulus and composition of cementum is unrelated to the distribution of OIIRR. Alternately,
the findings in this study may be confounded by the alternating nature of the applied forces that may
have enabled repair of the OIIRR lesions in the apical third, masking the effect of the heavy forces
and reducing the discrepancy in OIIRR volumes between the different regions. Furthermore, the
chosen sample size may be inadequate to elicit statistical differences in the vertical thirds26 and
factor for variations in individual susceptibility, while the treatment duration of the study may also
be inadequate to produce a noticeable difference; Matsuda et al9 found that the amount of root
resorption area caused by jiggling forces in rats increased with increased time lapse of the
experiment.
In this study, the distal root surface was found to have statistically more resorption in the
heavy vertical jiggling group. This may be due to distal placement of the centre of rotation during
extrusive and intrusive movements, caused by the design of the springs, resulting in uncontrolled
distal tipping with greater tooth‐to‐bone contact along the distal surface, facilitating root resorption.
This finding is concordant with those reported in similar micro‐CT studies of vertical forces.19, 20
Additional factors that predispose the distal surfaces to greater root resorption include the original
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tooth position affecting the axial direction of applied forces20 and a distally inclined/dilacerated root
morphology.1, 20, 38, 39
Although, a new algorithm was written for this convex hull calculation, as explained by other
XMT studies, there continues to be a limitation of underestimated crater volume on convex surfaces
and overestimation of crater volumes on concave surfaces, which is mitigated because the crater
volume measurement is based on direct imaging of the tooth as a fully three dimensional object.19
In the process of calculating resorption volumes, there are two points in the process whereby
voxel data is intentionally removed, which may affect the resultant reading on repeated
measurements. When the teeth are scanned by SkyScan 1172 XMT unit, a series of high resolution
projections of the tooth are produced with varying degrees of radiopacity. On reconstruction into
cross‐sectional slices, in SkyScan’s Nrecon software package, the images undergo a process of beam
hardening and artefact reduction, and a user‐defined greyscale range within the image is selected for
the desired reconstruction. Through this process, pixels outside of this greyscale range are omitted
from the cross‐sectional slices, which is attributed to the extremes of being completely opaque or
transparent. Typically this greyscale range should be selected based on the best imaging that can be
achieved across the whole sample. Variations in this range may occur due to individual variations in
tooth mineralisation and radiopacity. The cross‐sectional slices are then compiled as a three‐
dimensional image of the tooth and is inspected for resorption craters in Avizo Fire. Once the
resorption craters have been identified, the collection of cross‐sectional slices are imported into Fiji
(an image processing package based on Image J) and binarisation of the images in the stack of slices
occurs following selection of an appropriate greyscale threshold with black set as background and
white set as tooth structure. Once again, this greyscale threshold is selected based on the best
imaging threshold that applies across the whole sample. Once a crater is identified and isolated, a
range of x, y and z coordinates are then selected that define the location of the crater. Although the
coordinates of the crater have been defined; to get to this stage, there have been two time points (at
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reconstruction and on binarisation) whereby voxel data is omitted from the final sample from which
crater volumes are calculated. Selection of different greyscale ranges and different greyscale
thresholds may result in omission of different voxels in the final sample when the process is
repeated, which effectively translates as variability in the number of craters and/or total volume of
OIIRR.
To measure the reliability of the method, 15% of the sample underwent the process of
reconstruction, conversion to binary scale and analysis, three times, 2 and 3 months after the initial
analysis, to produce an overall standard error of measurement of 0.0442mm3 and a coefficient of
variance of 7.1%. The sample size chosen for repeat analysis follows that used in a previous micro‐CT
study.20 The importance of repeating the process from reconstruction to volumetric analysis ensures
that discrepancies in greyscale range and threshold selection are factored into the error of
measurement. If the teeth do not undergo the whole process from reconstruction to volumetric
analysis on repeat measurements, then there is unlikely to be a significant difference in the standard
error of measurement as the x, y, z coordinates of a binary image are unlikely to deviate from the
initial analysis. The standard error of measurement in this study is similar to that reported in a
similar XMT study on OIIRR.40
Volumetric root resorption results obtained by different XMT studies are often not
comparable because of variations in the scanning environment, x‐ray beam properties and the
operator involved in establishing image reconstruction and volumetric analysis parameters. The use
of a calibrated phantom at the time of scanning each tooth would enable the entire sample to be
calibrated and measured according to a defined greyscale range and threshold. When subsequent
samples and studies are scanned with the same calibrated block it is expected that there may be
greater standardisation and comparability between studies and samples. However, there is a
practical issue of space optimisation in the chamber when inadequate space is available for the
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sample alone. Furthermore there may be considerations relating to degradation of the calibrated
phantom on repeated analysis.
The force characteristics employed by this study were chosen to reflect those used in routine
clinical orthodontic treatment. Although the experimental period was short, the transverse force
group may have a force pattern similar to that used in alternating rapid maxillary expansion and
contraction (ALT‐RAMEC) protocols advocated by Liou41, 42 for disarticulation of circumaxillary sutures
for maxillary protraction in cleft and Class III patients. Alternately, the vertical force group may have
a force pattern similar to that used in correction of deep bite Class II division 2 malocclusions,
whereby maxillary incisors are intruded to reduce the deep bite and allow Class II correction,
extruded during incisor palatal‐root torque expression and re‐intruded again to re‐establish optimal
overbite. The findings from this study indicate that the latter form of mechanics, when used with
heavy forces, is more damaging than the former, which typically uses heavy forces, and as such,
should be avoided in patients with clinical signs of increased risk for OIIRR. Considerations for
efficient mechanotherapy with light forces is especially important in management of patients with
malocclusions that may result in alternating vertical intermittent forces. Further treatment
considerations may include the avoidance of intermaxillary elastics on light archwires and prevention
of premature occlusal contacts in the final stages of incisor retraction to avoid occlusal
interferences.6
This findings of this study also suggest that combined tooth‐borne and bone‐borne
expansion appliances may be a desirable option to reduce the transverse loading on the teeth during
ALT‐RAMEC expansion protocols. Vardimon5 demonstrated in an animal model that bone‐borne
direct magnetic expansion resulted in less OIIRR than indirect tooth‐borne magnetic expansion, and
there was less OIIRR after 4months retention and 2 months relapse due to repair of the OIIRR lesions.
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4.6 Conclusion
Heavy vertical jiggling forces produced greater OIIRR volumes than heavy transverse jiggling
forces, neither of which appear to result in severe root shortening. Vertical jiggling forces produced
greater OIIRR lesions on the distal surface of the root, which may be related to the type of spring
design used. Clinicians should avoid mechanics that apply vertical jiggling forces as these maybe
more detrimental.
4.7 Acknowledgement
The authors would like to thank the ASO Foundation for Research and Education for their
kind financial support and acknowledge the role of the Australian Microscopy and Microanalysis
Facility in this research.
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4.8 References
1. Dermaut, L. and De Munck, A., Apical root resorption of upper incisors caused by intrusive tooth movement: a radiographic study. American Journal of Orthodontics and Dentofacial Orthopedics, 1986. 90(4): p. 321‐326.
2. Vlaskalic, V., Boyd, R.L. and Baumrind, S., Etiology and sequelae of root resorption. Seminars in Orthodontics, 1998. 4(2): p. 124‐31.
3. Stuteville, O., Injuries caused by orthodontic forces and the ultimate results of these injuries. American Journal of Orthodontics and Oral Surgery, 1938. 24(2): p. 103‐119.
4. Stenvik, A., The effect of extrusive orthodontic forces on human pulp and dentin. European Journal of Oral Sciences, 1971. 79(4): p. 430‐435.
5. Vardimon, A., Graber, T., Voss, L. and Lenke, J., Determinants controlling iatrogenic external root resorption and repair during and after palatal expansion. Angle Orthodontist, 1991. 61(2): p. 113‐122.
6. Linge, B.O. and Linge, L., Apical root resorption in upper anterior teeth. European Journal of Orthodontics, 1983. 5(3): p. 173‐83.
7. Cakmak, F., Turk, T., Karadeniz, E.I., Elekdag‐Turk, S. and Darendeliler, M.A., Physical properties of root cementum: Part 24. Root resorption of the first premolars after 4 weeks of occlusal trauma. American Journal of Orthodontics and Dentofacial Orthopedics, 2014. 145(5): p. 617‐625.
8. Kim, Y.H. and Son, W.S., Root resorption and bone resorption by jiggling force in cat premolars. Korean Journal of Orthodontics, 1994. 24(3): p. 621‐630.
9. Matsuda Y, M.M., Kaku M, Kawata T, Fujita T, Ohtani J, et al., Histochemical analysis of root resorption in rats by jiggling forces. . Abstract, available at http://iadr.confex.com/iadr/japan10/preliminaryprogram/abstract_143030.htm.
10. Baumrind, S., Korn, E.L. and Boyd, R.L., Apical root resorption in orthodontically treated adults. American Journal of Orthodontics & Dentofacial Orthopedics, 1996. 110(3): p. 311‐320.
11. Darendeliler, M., Cheng, L., Orthodontically Induced Inflammatory Root Resorption., in Evidence‐Based Clinical Orthodontics.2012, Quintessence Publishing Co., Inc.. United States. p. 137‐156.
12. Dellinger, E.L., A histologic and cephalometric investigation of premolar intrusion in the Macaca speciosa monkey. American Journal of Orthodontics, 1967. 53(5): p. 325‐55.
13. King, G. and Fischlschweiger, W., The effect of force magnitude on extractable bone resorptive activity and cemental cratering in orthodontic tooth movement. Journal of Dental Research, 1982. 61(6): p. 775‐79.
14. Casa, M.A., Faltin, R.M., Faltin, K., Sander, F.G. and Arana‐Chavez, V.E., Root resorptions in upper first premolars after application of continuous torque moment. Journal of Orofacial Orthopedics/Fortschritte der Kieferorthopädie, 2001. 62(4): p. 285‐295.
15. Darendeliler, M., Kharbanda, O., Chan, E., Srivicharnkul, P., Rex, T., Swain, M., Jones, A. and Petocz, P., Root resorption and its association with alterations in physical properties, mineral contents and resorption craters in human premolars following application of light and heavy controlled orthodontic forces. Orthodontics & Craniofacial Research, 2004. 7(2): p. 79‐97.
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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16. Faltin, R.M., Arana‐Chavez, V.E., Faltin, K., Sander, F.G. and Wichelhaus, A., Root resorptions in upper first premolars after application of continuous intrusive forces. Intra‐individual study. Journal of Orofacial Orthopedics, 1998. 59(4): p. 208‐19.
17. Harry, M.R. and Sims, M.R., Root resorption in bicuspid intrusion. A scanning electron microscope study. Angle Orthodontist, 1982. 52(3): p. 235‐58.
18. Chan, E.K.M., Darendeliler, M.A., Petocz, P. and Jones, A.S., A new method for volumetric measurement of orthodontically induced root resorption craters. European Journal of Oral Sciences, 2004. 112(2): p. 134‐9.
19. Harris, D.A., Jones, A.S. and Darendeliler, M.A., Physical properties of root cementum: part 8. Volumetric analysis of root resorption craters after application of controlled intrusive light and heavy orthodontic forces: a microcomputed tomography scan study. American Journal of Orthodontics & Dentofacial Orthopedics, 2006. 130(5): p. 639‐647.
20. Jiménez Montenegro, V.C., Jones, A., Petocz, P., Gonzales, C. and Darendeliler, M.A., Physical properties of root cementum: Part 22. Root resorption after the application of light and heavy extrusive orthodontic forces: A microcomputed tomography study. American Journal of Orthodontics and Dentofacial Orthopedics, 2012. 141(1): p. e1‐e9.
21. Paetyangkul, A., Turk, T., Elekdag‐Turk, S., Jones, A.S., Petocz, P. and Darendeliler, M.A., Physical properties of root cementum: part 14. The amount of root resorption after force application for 12 weeks on maxillary and mandibular premolars: a microcomputed‐tomography study. American Journal of Orthodontics & Dentofacial Orthopedics, 2009. 136(4): p. 492.e1‐9; discussion 492‐3.
22. Weltman, B., Vig, K.W.L., Fields, H.W., Shanker, S. and Kaizar, E.E., Root resorption associated with orthodontic tooth movement: a systematic review. American journal of orthodontics and dentofacial orthopedics, 2010. 137(4): p. 462‐476.
23. Rygh, P., Orthodontic root resorption studied by electron microscopy. Angle Orthodontist, 1977. 47(1): p. 1‐16.
24. Stenvik, A. and Mjor, I.A., Pulp and dentine reactions to experimental tooth intrusion: A histologic study of the initial changes. American Journal of Orthodontics, 1970. 57(4): p. 370‐385.
25. Reitan, K., Initial tissue behavior during apical root resorption. Angle Orthodontist, 1974. 44(1): p. 68‐82.
26. King, A.D., Turk, T., Colak, C., Elekdag‐Turk, S., Jones, A.S., Petocz, P. and Darendeliler, M.A., Physical properties of root cementum: Part 21. Extent of root resorption after the application of 2.5° and 15° tips for 4 weeks: A microcomputed tomography study. American Journal of Orthodontics and Dentofacial Orthopedics, 2011. 140(6): p. e299‐e305.
27. Chan, E. and Darendeliler, M.A., Physical properties of root cementum: Part 5. Volumetric analysis of root resorption craters after application of light and heavy orthodontic forces. American Journal of Orthodontics and Dentofacial Orthopedics, 2005. 127(2): p. 186‐195.
28. Brezniak, N. and Wasserstein, A., Root resorption after orthodontic treatment: Part 2. Literature review. American Journal of Orthodontics & Dentofacial Orthopedics, 1993. 103(2): p. 138‐146.
29. Vardimon, A.D., Graber, T.M. and Pitaru, S., Repair process of external root resorption subsequent to palatal expansion treatment. American Journal of Orthodontics & Dentofacial Orthopedics, 1993. 103(2): p. 120‐30.
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30. Eross, E., Turk, T., Elekda ‐Türk, S., Cakmak, F., Jones, A., Papadopoulou A.K. and Darendeliler, M.A., Extent of root resorption after the application of light and heavy bucco‐palatal forces for 12 weeks: A microcomputed tomography study. PhD Thesis, School of Semmelweis University, Budapest, Hungary, 2014.
31. Reitan, K., Biomechanical principles and reactions., in Orthodontics: current principals and techniques., R.L. Vanarsdall and T.M. Graber, Editors. 1985, Mosby: St. Louis. p. 101‐92.
32. Rudolph, D.J., Willes, P.M.G. and Sameshima, G.T., A finite element model of apical force distribution from orthodontic tooth movement. Angle Orthodontist, 2001. 71(2): p. 127‐31.
33. Nanci, A. and Ten Cate, A.R., Ten Cate's oral histology: development, structure, and function. 6th ed, ed. P. Rudolph 2003, St Louis: Mosby.
34. Srivicharnkul, P., Kharbanda, O.P., Swain, M.V., Petocz, P. and Darendeliler, M.A., Physical properties of root cementum: Part 3. Hardness and elastic modulus after application of light and heavy forces. American Journal of Orthodontics & Dentofacial Orthopedics, 2005. 127(2): p. 168‐76; quiz 260.
35. Malek, S., Darendeliler, M.A. and Swain, M.V., Physical properties of root cementum: Part I. A new method for 3‐dimensional evaluation. American Journal of Orthodontics & Dentofacial Orthopedics, 2001. 120(2): p. 198‐208.
36. Vardimon, A.D., Graber, T.M., Voss, L.R. and Lenke, J., Determinants controlling iatrogenic external root resorption and repair during and after palatal expansion. Angle Orthodontist, 1991. 61(2): p. 113‐122.
37. Jones, S. and Boyde, A., The resorption of dentine and cementum in vivo and in vitro. Biological mechanisms of tooth eruption and root resorption. Ohio: Columbus, 1988: p. 335‐354.
38. Oyama, K., Motoyoshi, M., Hirabayashi, M., Hosoi, K. and Shimizu, N., Effects of root morphology on stress distribution at the root apex. European Journal of Orthodontics, 2007. 29(2): p. 113‐7.
39. Aoki, K., [Morphological studies on the roots of maxillary premolars in Japanese]. Shika gakuho. Dental science reports, 1990. 90(2): p. 181‐199.
40. Cheng, L.L., Türk, T., Elekdag‐Türk, S., Jones, A.S., Petocz, P. and Darendeliler, M.A., Physical properties of root cementum: Part 13. Repair of root resorption 4 and 8 weeks after the application of continuous light and heavy forces for 4 weeks: A microcomputed‐tomography study. American Journal of Orthodontics and Dentofacial Orthopedics, 2009. 136(3): p. 320. e1‐320. e10.
41. Liou, E., Effective maxillary orthopedic protraction for growing Class III patients: a clinical application simulates distraction osteogenesis. Progress in Orthodontics, 2005. 6(2): p. 154‐71.
42. Liou, E.J.W. and Tsai, W.C., A new protocol for maxillary protraction in cleft patients: repetitive weekly protocol of alternate rapid maxillary expansions and constrictions. The Cleft Palate‐Craniofacial Journal, 2005. 42(2): p. 121‐127.
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4.9 Figures
Figure 2: Experiment protocol ................................................................................................ 77
Figure 3: Mean resorption values for heavy jiggling forces. ..... Error! Bookmark not defined.
Figure 4: Mean resorption values for each vertical third region. .......................................... 78
Figure 5: Mean resorption values for each root surface. .......... Error! Bookmark not defined.
THE EXTE
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A
for four
weeks, e
sides.
NT OF ORTHODO
NG
A randomly
weeks and
extruded for
ONTICALLY INDUMOVEMENT
F
selected righ
buccally for
r four weeks
CED INFLAMMAT
T WITH HEAVY FO
Figure 1: E
ht or left firs
four weeks,
and intrude
TORY ROOT RESOORCES FOR 12 W
Experimen
st premolar w
, while the c
ed for four w
ORPTION FOLLOW
WEEKS: A MICRO
nt protoco
was moved
contralateral
weeks. 225g
WING TRANSVER
O‐CT STUDY
ol
buccally for
l premolar w
of heavy for
SE AND VERTICA
four weeks,
was intruded
rce was used
L JIGGLING
77
palatally
d for four
d on both
THE EXTE
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bl
()
NT OF ORTHODO
NG
Figure
Cube‐Root Volume (mm)
ONTICALLY INDUMOVEMENT
e 2: Mean
CED INFLAMMAT
T WITH HEAVY FO
n resorptio
TORY ROOT RESOORCES FOR 12 W
on values
Jiggling
ORPTION FOLLOW
WEEKS: A MICRO
for heavy
g Force
WING TRANSVER
O‐CT STUDY
y jiggling f
SE AND VERTICA
forces.
L JIGGLING
78
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Figure 3: Mean resorption values for each vertical third region.
0
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
Cervical Middle Apical
Estimated M
arginal M
ean
s Cube‐Root Volume (mm)
Vertical Third Region
TransverseVertical
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Figure 4: Mean resorption values for each root surface.
0
0.2
0.4
0.6
0.8
1
1.2
Mesial Distal Buccal Lingual
Estimated M
arginal M
ean
s Cube‐Root Volume (mm)
Tooth Surface
Transverse
Vertical
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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4.10 Tables
Table 1: Force Direction: Mean Resorption Values (mm) ...................................................... 82
Table 2: Vertical Third Region vs. Force Direction: Mean Resorption Values (mm) .............. 82
Table 3: Tooth Surface vs. Force Direction: Mean Resorption Values (mm) ......................... 84
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Table 1: Force Direction: Mean Resorption Values (mm)
Mean Resorption Values (mm)
Force
Direction
M
ean
S
D
Transverse 0
.972
0
.049
Vertical 1
.147
0
.049
Table 2: Vertical Third Region vs. Force Direction: Mean Resorption Values (mm)
Vertical Third
Region
Force
Direction
Tra
nsverse
V
ertical
Mesial 0.6
27
0
.665
Distal 0.5
08
1
.001
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
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Buccal 0.6
25
0
.429
Lingual 0.5
38
0
.282
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
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Table 3: Tooth Surface vs. Force Direction: Mean Resorption Values (mm)
Vertical Third
Region
Force
Direction
Tra
nsverse
V
ertical
Mesial 0.6
27
0
.665
Distal 0.5
08
1
.001
Buccal 0.6
25
0
.429
Lingual 0.5
38
0
.282
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
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5. Future Directions
It is expected that the differences in cementum hardness between the apical and cervical
regions and the mosaic nature of cementum composition would result in regional differences in
resorption and repair. Consequently, from a methodological perspective, further OIIRR studies that
incorporate both hardness testing and XMT analysis may assist with determining possible reasons for
the lack of variation in OIIRR for the different vertical thirds. Larger sample sizes that enable greater
levels of stratification in terms of the timing of repair may also assist with achieving a greater
spectrum of OIIRR volumes across the different vertical thirds. With adequate sample sizes,
histologic and XMT studies may be conducted in tandem with hardness testing and XMT studies to
further elucidate the role of cementum composition in OIIRR. There are obvious ethical
considerations pertaining to extended intervention periods, however with well‐planned study
designs, larger scale studies may be more easily implemented with the current study protocols.
Unfortunately, due to magnification and corresponding radiation exposure issues relating to
XMT in comparison with cone beam computed tomography, scanning with CBCT technology before
and after application of orthodontic forces is unlikely to yield adequate data except in cases where
severe OIIRR has occurred.
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6. Appendices
6.1 Sample Distribution
10 participants
Randomly assigned first premolar
Transverse Jiggling
225g
Buccal 4 wks
Palatal 4 wks
Buccal 4 weeks
Extraction
&
Analysis
Vertical
Jiggling
225g
Intrusion 4 wks
Extrusion 4 wks
Intrusion 4 wks
Extraction
&
Analysis
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1
NT OF ORTHODO
NG
pecimen C
10% bufferedFormalin
ONTICALLY INDUMOVEMENT
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THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 89
6.4 Total Volumetric Resorption per Tooth
Total volume of resorption per Tooth (mm3)
Subject Transverse (T) Vertical (V)
1 0.031 0.024
2 0.075 0.142
3 0.019 0.070
4 0.072 0.041
5 0.071 0.080
6 0.029 0.049
7 0.027 0.060
8 0.067 0.166
9 0.050 0.078
10 0.042 0.069
6.5 Total Volumetric Resorption per Region
Total volume of resorption per vertical third (mm3)
Subject Cervical Middle Apical
T V T B T V
1 0.076 0.101 0.007 0.031 0.025 0.010
2 0.170 0.046 0.040 0.273 0.028 0.069
3 0.040 0.897 0.018 0.018 0.013 0.025
4 0.254 0.000 0.030 0.072 0.032 0.009
5 0.090 0.144 0.092 0.061 0.033 0.029
6 0.069 0.284 0.018 0.029 0.013 0.027
7 0.031 0.347 0.019 0.075 0.049 0.019
8 0.133 0.469 0.044 0.037 0.060 0.108
9 0.079 0.348 0.024 0.030 0.042 0.069
10 0.089 0.167 0.030 0.039 0.036 0.022
Total 1.031 2.803 0.322 0.666 0.329 0.388
Mean 0.103 0.311 0.032 0.067 0.033 0.039
SD 0.067 0.259 0.024 0.075 0.015 0.032
T= transverse, V = Vertical
THE EXTENT OF ORTHODONTICALLY INDUCED INFLAMMATORY ROOT RESORPTION FOLLOWING TRANSVERSE AND VERTICAL JIGGLING
MOVEMENT WITH HEAVY FORCES FOR 12 WEEKS: A MICRO‐CT STUDY
CAROLYN NG 90
6.6 Total Volumetric Resorption per Surface
Total volume of resorption per surface (mm3)
Subject Buccal Distal Lingual Mesial
T V T B T V T V
1 0.039 0.015 0.018 0.029 0.038 0.016 0.024 0.036
2 0.035 0.005 0.109 0.235 0.095 0.001 0.064 0.066
3 0.007 0.040 0.013 0.116 0.018 0.000 0.040 0.020
4 0.067 0.006 0.060 0.036 0.038 0.003 0.143 0.080
5 0.097 0.022 0.115 0.091 0.003 0.001 0.033 0.092
6 0.023 0.029 0.010 0.087 0.048 0.201 0.036 0.017
7 0.036 0.020 0.020 0.094 0.025 0.000 0.028 0.032
8 0.092 0.015 0.040 0.493 0.051 0.040 0.040 0.076
9 0.035 0.050 0.000 0.174 0.165 0.019 0.039 0.083
10 0.055 0.033 0.043 0.210 0.126 0.042 0.027 0.047
Total 0.486 0.233 0.428 1.565 0.608 0.324 0.474 0.549
Mean 0.049 0.023 0.048 0.156 0.061 0.040 0.047 0.055
SD 0.029 0.015 0.040 0.136 0.052 0.067 0.035 0.028
T= transverse, V = Vertical