Measuring urban sprawl and environmental sustainability
Transcript of Measuring urban sprawl and environmental sustainability
MEASURING URBAN SPRAWL AND ENVIRONMENTAL SUSTAINABILITY
Alice Rauber Gonçalves MSc Graduate Student – PROPUR/ UFRGS
Rômulo Krafta Professor, Phd – UFRGS
Federal University of Rio Grande do Sul/ UFRGS
School of Architecture
Urban and Regional Planning Graduate Program/ PROPUR
Sarmento Leite, 320, 5th
floor – 90050-170 – Porto Alegre – RS – Brazil Phone: (51) 33163145 Fax: (51) 33163145
Purpose: The paper aims to highlight the importance of considering intra urban level on
urban sprawl measuring, as a manner to grasp aspects that have stronger relationship
with sustainability concerns.
Design/ Methodology / Approach: This paper reviews recent methodologies for
measuring sprawl, trying to identify their role in the sustainability debate. This paper
also reviews some concepts of urban configuration systems that can lead to
improvements in methodologies for measuring urban sprawl, since it enable measurements at
intra urban level. Finally, an attempt is made to suggest a different approach to
measurement of urban sprawl.
Findings: Most of current methodologies for measuring sprawl do not consider intra
urban level. In this sense, a network approach, which takes into account the
configuration of streets system and the distribution of inhabitants and activities may
bring new lights into this kind of studies, since it enables more accurate measurements
of distances between activities, such as residences and jobs, which can be used for
verifying configurational issues strongly related to sprawl impacts.
Originality/value: The value of this paper is to contribute to urban form and
sustainability debate and to a deeper understanding of urban sprawl.
Key words: urban sprawl, sprawl measurement, sustainable urban form, network
approach, urban configuration systems
Type of paper: conceptual paper
Abstract
The paper aims to highlight the importance of considering intra urban level on urban
sprawl measuring, as a manner to grasp aspects that have stronger relationship with
sustainability concerns. Recent efforts have been made in order to develop
methodologies for comparing cities about its sprawl degree. This paper reviews these
methodologies, trying to identify their role in the sustainability debate; and then to
suggest a different approach. Most of current methodologies for measuring sprawl do
not consider intra urban level. In this sense, it is suggested here that a systemic/network
approach, which takes into account the configuration of streets system and the
distribution of activities may bring new lights into these kind of studies, since it enables
more accurate measurements about distances between activities, such as residences and
jobs, that can be used for verifying configurational issues strongly related to sprawl
impacts. The value of the insights suggested in this paper is to contribute to a deeper
understanding of urban sprawl, as a different approach suggested here might be able to
demonstrate whether or not current thinking on what constitutes sustainable urban form
is valid when measured in terms of intra urban level.
1. INTRODUCTION
Debate on sustainability has highlighted some issues concerning urban form. In urban
studies, there is general agreement on the idea that urban form is an aspect that can
influence sustainability of cities. Some evidences indicate a strong relationship between
urban form and sustainable urbanization, although it is not always straightforward.
Actually, such relationship is very difficult to demonstrate, since there isn’t a
sustainable form that is applicable in all situations. The concept of sustainable
urbanization we adopt here is related to capability of optimizing occupation of urban
spaces.
Urbanization process in last decades has led to urban sprawl, defined as a condition in
which density is relatively low. The phenomenon has become a subject of particular
interest among planners and policy makers, and has received extensive attention in the
literature over the past 30 years. This urbanization pattern – largely observed in United
States cities, as well as in cities all over the world – is perceived as less sustainable than
a compact pattern and very often is associated with negative environmental impacts.
One of related negative impacts is the rising demand for travel and increasing length of
inner trips, since sprawl is often associated with dispersion of residential and
commercial areas. In terms of environmental sustainability, one of the most concerning
characteristics of sprawl is the intensive use of individual automobile transportation.
The increasing journeys, especially in private vehicles, caused by greater distances
between residence and job location, can lead to more fossil fuel consumption and air
pollution. Advocates of compact city claim that denser urban areas would be more
sustainable since higher densities and more compact forms, supplied with mix of land
uses, would diminish commuting trips and even increase the potential for walking. But
how can these hypotheses actually be proved, or measured? And how those questions
have been treated in academic research?
Some authors suggest that sprawl criticism and compactness praise have no basis. Chin
(2002) complains about the lack of reliable empirical evidence to support the arguments
made either for or against sprawl. Jenks et al (1996) argues that environmental claims
made in support of compact city need to be tested, and supported by empirical research,
if they are to form the basis for urban policy; and that maybe counter-claims that reveal
ways in which the compact city is not environmentally sustainable. Polidori and Krafta
(2005) observed that urban form and sustainability debate usually come out with the
hypothesis that more compact cities are more sustainable, and they suggest that such
hypothesis is not always 100% truth.
Recent efforts have been made by some authors in order to develop methodologies for
measuring sprawl and comparing cities about its sprawl degree through measurements
that can be synthesized in indexes. This paper reviews and discusses these
methodologies, attempting to identify some limitations concerning its relevance to
sustainability debate.
The main purpose here is to highlight the importance of considering intra urban level on
urban sprawl measuring, as a manner to grasp aspects that have stronger relationship
with sustainability concerns. Greater density and compact settlements are widely
accepted principles of sustainable urban form because they are regarded as efficient
urban systems, while urban sprawl is often pointed out as an unsustainable type of
urbanization. In this paper, we suggest that a more detailed analysis, at intra urban level,
is required, because most of current discussions about sprawl measurement use
aggregated data that poorly captures fine-grained pattern and configurational issues.
Intra urban level analysis might grasp some aspects that have stronger relationship with
sustainability concerns, such as distances between urban activities, for instance.
Therefore, the value of this paper, besides contributing to urban form and sustainability
debate, is to produce a review that could lead to improvements in methodologies for
measuring urban sprawl. The insights suggested in this paper seek to contribute to a
deeper understanding of urban sprawl, as a different approach suggested here might be
able to demonstrate whether or not current thinking on what constitutes sustainable
urban form is valid when measured in terms of intra urban level.
The rest of this paper proceeds as follows: the next section reviews some sprawl
measurement methodologies; the thirty section presents recent research in the urban
configuration systems field; and the fourth contains some attempt to bring sprawl
measurement to a network analysis approach. Finally, the paper concludes with some
final considerations.
2. URBAN SPRAWL MEASUREMENT
Sprawl has become an umbrella term, encompassing a wide range of urban forms.
Urban sprawl is regarded as the opposed of the ideal of the compact city, with high
density, centralized development and mix of uses; however what is considered to be
sprawl ranges along a continuum of more compact to completely dispersed
development. Sprawl has been conceptualized in recent studies as a matter of degree,
not an absolute form (Chin, 2002); and as a multidimensional phenomenon that requires
a different set of measures for each dimension (Frenkel and Ashkenazi, 2008).
Some authors (Torrens and Alberti, 2000; Galster et al, 2001; Ewing, 2002; Bertaud and
Malpezzi, 2003; Ojima, 2007; Torres, 2008; Frenkel and Ashkenazi, 2008) have
presented in the past ten years methodologies for measuring sprawl degree and
comparing cities. A great number of quantitative indexes of sprawl/compactness have
been proposed. Those indexes seek to condense multiple aspects of sprawl, since it has
been conceptualized in studies as multidimensional phenomenon. The main question
here is: how sustainability is treated in methodologies for measuring sprawl? Based on
review of the literature, we found that most measures used in sprawl researches do not
concern directly to environmental impacts, but only to aspects that can indirectly
indicate some environmental damage. In this section we will highlight some relevant
aspects of those methodologies for measuring sprawl.
Table 1 comprises a synthesis of main recent sprawl measurements studies. As we can
verify, most of them focus on two main factors, both related to urban form: a)
population distribution pattern within the built-up areas; b) physical expansion pattern
of urban settlements.
als
ter
et a
l (2
001
)
Galster et al. (2001) defined sprawl as a
condition that is
represented by low values on one or
more of eight distinct
dimensions of land use: density,
continuity,
concentration,
clustering, centrality, nuclearity, mixed
use, and proximity.
The authors developed
operational measures
for each of these dimensions.
Density: Average number of residential units per square mile of developable land in a urbanized area
Continuity: Degree to which developable land has been built
upon at urban densities in an unbroken fashion
Concentration: Degree to which development is located
disproportionately over a few patches of the total urbanized area rather than spread evenly throughout
Clustering: Degree to which development has been tightly
bunched to minimize the amount of land in each square mile of developable land occupied by residential or nonresidential uses
Centrality: Degree to which residential or nonresidential
development (or both) is located close to the central business
district (CDB) of an urban area
Nuclearity: Extent to which an urban area is characterized by a mononuclear (as opposed to a polynuclear) pattern of
development
Mixed uses: Degree to which two or more different land uses commonly exist within the same small area
Proximity: Degree to which different land uses are close to
each other
Ber
tau
d a
nd
Ma
lpez
zi (
2003)
The authors have calculated population
density gradients for
almost 50 large cities all over the world
and also constructed
an alternative measure of city
dipersion. They
synthesize densities
and distances from the core into a single
index.
Population Density Gradient: Rate at which population or household density declines in space as a function of
commuting distance from CBD (Central Business District)
Alternative Measure of Dispersion: The ratio between the
average distance per person to the CBD, and the average distance to the center of gravity of a cylindrical city whose
circular base would be equal to the built-up area, and whose
height will be the average population density:
where ρ is the dispersion index,d is the distance of
the ith tract from the CBD, weighted by the tract's
share of the city's population, w; and C is the similar, hypothetical
calculation for a cylindrical city of equivalent population and built
up area.
Oji
ma
(2007)
Ojima (2007) analyses four
Density:
Demographic density (pop./km2)
Household density (dwellings/km2)
dimensions to
determine spatial
distribution processes within the
37 Brazilian urban
agglomerations.
The author calculates a sprawl index from
the average of those
dimensions.
Fragmentation: spatial pattern of settlements
Measurement of the distances between polygons and their
respective standard deviations for each study area (Average
Nearest Neighbor Index)
Proportion of non-urbanized areas of the agglomerations
Orientation/linearity: geographic orientation of cities
measure whether a distribution of polygons follows a certain
directional tendency (directional distribution)
Integration/Commuting:
proportion of commuters to the agglomeration core
proportion of commuters in relation to total population
Torr
ens
(2008)
The author developed an
approach to
diagnosing sprawl,
looking across the full range of its
characteristic
attributes that can be measured. The
analysis is performed
on one American city (Austin) across a
broad range of
sprawl
characteristics. Although inter-urban
comparison is not
focused on in this paper, the
methodology seems
to be sufficient to be
generalized to other cities. The author
devised 42 metrics,
including intra-urban level.
Urban Growth:
Urban footprint of the city; developable land; residential footprint of the city; low-density residential footprint of the
city; total number of urban patches; urban patches by activity.
Density:
Gross population density surface; population density surface
considered over developable land; population density profile as a function of accessibility to the CBD (considered over all land
and developable land); family density profile as a function of
accessibility to the CBD; density gradient by OLS regression; density gradient by spatial regression.
Social:
Owner-occupation profile; renter-occupation profile
Activity-space:
Diversity index; evenness índex
Fragmentation:
Fractal dimension; contagion; interspersion and juxtaposition
index
Decentralization: Gross global spatial autocorrelation; global spatial
autocorrelation over developable land; local spatial
autocorrelation over all land; local spatial autocorrelation over developable land; spatial hotspots and coolspots
Accessibility: Accessibility to the CBD; to major employers; to schools; to
other educational opportunities; to locally-unwanted land-uses
Fre
nk
el a
nd
Ash
ken
azi
(2
00
8) The authors
introduce empirical results obtained by
implementing some
measures of sprawl to 78 Israeli urban
settlements. They
group the metrics
Configuration:
Density: population density
Scatter: irregularity of the shape of the central built-up area
boundary; fragmentation
into two dimensions
(configuration and
composition) and assume that
dimensions of sprawl
are independent, and
are not significantly correlated with each
other.
Composition:
Mixture of land uses: land use composition (percentage of
each land-use category)
Table 1: synthesis of main sprawl measurement studies
Density patterns are the most studied sprawl’s dimension. Modelling the spatial
distribution of urban population densities has been attempted in several ways. Bertaud
and Malpezzi (2003) highlight that “urban economists have studied the spatial
distribution of population since the pioneering work of Alonso (1964), Muth (1969) and
Mills (1972)”. They remember that “this work has a longer history, traceable at least
back to von Thunen (1826), including studies by other social scientists such as Burgess
(1925), Hoyt (1959) and Clark (1951)”.
Sprawl studies often use density gradient. It is a measure of the rate at which population
or household density declines in space as a function of traveling distance from a core.
Mieszkoswski (1989) ascertains that this decline is non-linear, approximately
exponential, which means, absolute densities decline very rapidly as distance from a
core increases. The gradient can be visualized in a graphic, showing the change in
density in an urban area from the center to the periphery. Since Colin Clark (1951)
pioneer study researchers have estimated urban population density functions for an
enormous range of places and times (Anas, et al, 1998). Historically, urban density
gradients have become flatter and cities have become less dense, more descentralized
and more suburbanized (Mieszkoswski, 1989).
According to Torrens (2008), “sprawl is defined as a condition of poor accessibility,
followed by the massive use of private vehicles”. Low accessibility is a very frequently
reported sprawl’s characteristics. It can be considered, from the sustainability point of
view, one of the most undesirable aspects of sprawl, since residences may be far from
out-of-home activities (Ewing, 1997). Little mix of land uses is undesirable too.
Nonetheless such aspects receive little attention in most sprawl studies.
Two urban settlements can have the same population growth rate for the same time, but
one can configure a compact urban form, and another one can configure a sprawled,
extensive pattern of urbanization. But why those patterns challenge sustainable future of
the cities? That`s the main question that should be attempt to be answered in sprawl
studies. Some authors (Chin, 2002; Ewing, 1997; and Ewing et al, 2002) seem to have
an interesting point of view, as they introduce a definition and measurement
methodologies based on impacts, not on urban form. This idea can, probably, lead to a
more objective debate about sustainable urban form, since it’s clear that some impacts
are undesirable to environment.
Limitations on methodologies for measuring sprawl starts on sprawl’s definition itself.
All developments that differ from compact pattern are called sprawl, because no one
knows exactly how to characterize the phenomenon in terms of urban form. Chin (2002)
sees this kind of definition based on form/shape as problematic: all developments that
are not compact are “classified as sprawl, however, the forms and resulting impacts are
vastly different.” It`s difficult to distinguish sprawl from other urban form and “in any
case it is the impacts which make sprawl undesirable not the form itself” (Chin, 2002,
p.5). That`s why the author highlights an alternative way to define sprawl, a definition
based on impacts, an idea first introduced by Ewing (1994), who has indentified poor
accessibility as one of the ways to indentify and define sprawl. He suggests that sprawl
can be regarded “as any development pattern with poor accessibility among related land
uses, resulting from development which is not concentrated and which has homogenous
land uses” (Chin, 2002, p. 5). According to Torrens and Alberti (2000, p. 24), “sprawl
can be characterized by poor accessibility because opportunities are themselves spatially
separated from other opportunities”.
For Ewing (2002) density should not be overemphasized and studies of sprawl have
paid little attention to the impacts of sprawl on daily life. There are other aspects as
important as density, like mixing of land uses, the interconnection of streets, and the
design of structures and spaces at a human scale.
Another problem is that the literature on urban sprawl measurement usually assumes a
monocentric city, but the current pattern of urbanization observed in most cities is not a
monocentric one. So, the critique is that those studies fail to consider multi-centered
employment patterns. Densities are very often verified at density gradient through
mathematical functions that assume the city in study to have only one main center.
Although this approach is very useful for measuring distribution of population densities,
it has some limitations. It doesn`t consider relations and connections between residences
and job location, since it considers a distance from a single core, when most cities have
more than one commercial and employment centre. Studies where sprawl is measured
through density gradients can verify how population or employment is distributed over
a distance from the main core, but it doesn’t consider the existence of another cores.
The problem is that such approach does not allow verifying relationships between
population distribution and employment distribution.
The concerns highlighted here point to a need for more detailed measurement
methodologies, at intra urban level, capable of grasp characteristics more directly
connected to sustainable questions. We need to shift the focus from urban form to
impacts, in order to produce more useful and precise indicators of sprawl. A definition
based on impacts has stronger relationship with sustainability concerning.
Next section will introduce some efforts made on urban configuration systems studies.
The objective is to evidence measurement methodologies developed within this field
that might be helpful for sprawl studies to verify relationship between urban activities,
giving a step further considering the framework designed above.
3. NETWORK AND SYSTEMIC APPROACH
System theory has been applied to urban studies for a long time, at least since mid 20th
century. According to Batty (2007) “systems were conceived of as having subsystems
tied together by interactions, thus invoking the idea of a network” and cities are
extremely suggestive artefacts for such a theory.
Whithin a systemic approach, network studies have contributed a lot for urban spatial
analysis, therefore some concepts will be briefly reviewed here.
Network analysis is a field largely developed by Mathematics. It is based on an
assumption of the importance of relationship among interacting units. The main
difference between a network explanation and a non-network explanation is the
inclusion of concepts and information on relationships among units in a study. In last
decades it’s being applied to other areas. Social network analysis, for instance, has a
huge number of studies. These ideas are already being applied to urban systems too.
Some researchers have been using those concepts to analyses spatial network of streets
and built forms of urban settlements. Some fundamental concepts will be briefly
presented here.
There are many ways to describe network data mathematically. Graph theory, which is a
high developed field of Mathematics, provides the principal mathematical language for
describing properties of networks (Newman et al, 2006). In a graph, nodes represent
units and lines represent ties between units. Nodes are also referred to as vertices or
points, and the lines are also known as edges or arcs. Much of that theory “qualifies as
pure mathematics, and such is concerned principally with the combinatory properties of
artificial constructs”, while applied graph theory is more concerned with real-world
network problems (Newman et al, 2006).
Graphs have been applied to social studies and are used to explore social network data,
since graphs offer a straightforward way to refer to units and relations. According to
Wasserman and Faust (1994), “the graph theoretic notation scheme can be viewed as an
elementary way to represent actors and relations. It is in the basis of the many concepts
of graph theory used since the late 1940’s to study social networks”. Besides social
network, graph theory and network analysis are being applied to other fields, like
computer science and engineering. According to Newman,
“(…) whereas in the past both graph theory and social network
and social network analysis have tended to treat networks as
static structures, recent work has recognize that networks evolve
over time (Barabási and Albert 1999; Watts 1999). Many
networks are the product of dynamical processes that add or
remove vertices or edges” (Newman et al, 2006).
Some authors (Portugali, 1997, Batty 2005 e 2007) suggest that this statement applies to
urban systems growth. As a consequence, graph theory is being applied to urban
studies, in the past few decades. The main objective is to realize spatial differentiation
between elements of a system. Several ways of grasping urban spatial differentiation
have been suggested. Accessibility is one of them. It is the property of an urban location
to be closer to the others. Its measure is the sum of the distances from one point to all
others. The space syntax theory, tailored by Hillier and Hanson (1984), takes
accessibility as topological distance from each space to all others in the same spatial
system. It is one possible way of analyzing spatial network of urban streets.
Krafta (1994, 1997a, 1997b) has extensively studied inner configurational issues and
their possible role within the urban spatial structure, having proposed a set of synthetic
measures of urban morphology based on spatial differentiation measures, mainly
centrality measurements, which may provide the urban designer or policy-maker with
instruments to assess the performance of intra urban spatial systems. Some indicators
developed by Krafta can be seen as the first to bring together built-form attributes, while
accessibility measures just attempt to describe urban streets configuration.
To perform those measures, Krafta (1997a) assumes an urban system to be formed by
public spaces and built form units, and both are related to each other through
adjacencies, so that the system can be expressed by a graph.
4. BRINGING SPRAWL MEASURES TO A NETWORK APPROACH
The possible impacts of sprawl are too numerous to discuss fully. The focus of this
paper will be on some aspects related to increasing distances between households and
jobs location: more automobile trips and more vehicle miles travelled. According to
Chin (2002), there is general agreement that such aspects, related to transportation and
travel costs, are strongly linked to sprawl. Besides, increasing distances are strongly
connected to sustainable debate.
Sprawl studies usually try to define the sprawl degree of an urban settlement, through a
single measure or a set of measures. But can all cities that have similar sprawl degree be
equally associated to negative impacts? More sprawled cities tend to increase journeys,
but not necessarily, since balanced distribution of activities can mitigate a sprawled
configuration of urban streets. We suggest here that measurement of intra urban
distances may be helpful to assess characteristics more directly associated to
environmental impacts of sprawl.
Urban sprawl exhibits poor residential accessibility because residents are often
distanced from opportunities, such as work, shopping and recreation (Torrens and
Alberti, 2000). On that account, the main assumption here is that mismatching between
residences and employment/education activities can lead to a less sustainable
environment, since it deeply impact urban travel patterns. On this way, mix of land uses
and balanced distribution of activities are desirable to an urban system; while
unbalanced distribution – with activities located in such a manner that lead to more
journeys – can be assumed as harmful to urban sustainability. So, one possible way to
compare cities is verifying average distances between residences and job location
Suppose we are interested in verify mismatching between houses and jobs locations. A
traditional approach would define a unit of study (neighborhood or census tract, for
example) and compare absolute number of residences and number of employments or
its respective densities. The key assumption is that a specific unit is independent from
other units. A network perspective, on the other hand, should be helpful to fully
understand and model relationships between households and their jobs, reaching the
intra urban level. In the network analytic framework, the basic unit is a pair of units tied
by some kind of relationship. On this way, one has measurements on interaction
between all possible pairs of units. The ties may be any relationship existing between
units. We can consider the units as being urban built forms and the ties the streets that
connect those built forms, in such a manner that ties can be measured as distances
between urban activities. Cities can be conceived as systems and, therefore, can be
represented as graphs that embody its network properties, and enable to perform some
inner configurational measures. Figure 1 presents an example of an abstract model of an
urban settlement. Here it is described as a graph where nodes represent built forms, and
the lines represent their connection, the streets.
Figure 1. Graph which describes an urban system
In an urban settlement, many kinds of flows can be observed, such as: residence to
residence, job to job, residence to job/school. This last one is the most relevant to
measure, since it is the most frequently to great part of inhabitants.
Considering we have some particular flow of displacement between a residence location
and an employment location, it can be assumed that the higher the population the higher
the flow produced between two locations. If residence and job locations have a
distribution pattern that lead to higher distances, it can be assumed as less sustainable.
So, we propose here to verify intra urban distance between urban activities, as an
alternative way of measuring sprawl.
Accessibility of some point “i” can be calculated by the the sum of distances from point
i to all others points of the system, and can be mathematically expressed as:
Acess i = ∑ d (ij)
In this case, points with high values must be read as low accessibility points. One
possible way to synthesize this measure to the whole system is calculating its average,
which means to calculate the average of all distances within the system. Distances here
are considered as the shortest path between the related points. It is a good measure for
verifying general intra urban distances and it enables comparing different cities. Higher
average distances can indicate longer journeys. Nevertheless it doesn’t consider density
and employments spatial distribution patterns. So we need to aggregate to the model
some attributes such as number of inhabitants and employments, in order to perform a
measure, in such a way that points with poor accessibility combined with high number
of people and employments get higher values. It could be an indicator for measuring the
potential to create negative environmental impacts.
In a certain urban system represented by a graph, suppose we have the nodes associated
with some numeric attribute that expresses the quantity of residences or population and
quantity of employments. The potential to create impacts indicator (Ip) of each node
would be the summation of several components: distance over which the trips must be
transposed (dij); the capacity of an origin to generate trips (ati), measured by the number
of inhabitants; and the ability of activities at a destination to attract those trips (ati),
measured by the number of employments.
Ip i=∑ (dij x ati x atj)
For example, if we have a system with three nodes, with the following attributes: 1=10;
2=5; 3=5, represented by a graph (figure 2)
Figure 2. Graph
The potential to create impacts indicator (Ip) can be calculated as follows in table 2:
node Pair Distance (dij)* Attribute (ati) Attribute (atj) dij x ati x atj
1
1-2 1 10 5 50
1-3 2 10 5 100
Ip 1= ∑= 150
2
2-1 1 5 10 50
2-3 1 5 5 25
Ip 2= ∑= 75
3
3-1 2 5 10 100
3-2 1 5 5 25
Ip 3= ∑= 125
* Topological distance (number of steps)
Table 2 – Example of potential to create impacts indicator (Ip)
At this example it was not considered metric distance, just topological properties. If we
had used Euclidian distances the result would be a little different, but would be closer to
reality. According to this indicator node 1 is the one which have more potential to create
impact to the system, since it has longer distances to the other nodes and higher number
of inhabitants and employments, which means more potential to have people traveling
longer distances.
Therefore, the indicator designed here seems to be a good measure that can be directly
related with jobs-housing spatial mismatching and length of work trips. Furthermore, the relative node-to-node indicator could easily be transformed into a single city-to-city comparative index.
5. FINAL CONSIDERATIONS
The critical approach taken along this paper aimed at emphasizing the significant
aspects of methodologies for measuring sprawl concerning environmental sustainability.
We suggest here to shift the focus from urban form to environmental impacts, in order
to produce more useful and precise indicators of sprawl.
Most studies on measurement of urban sprawl do not consider intra urban distances, a
relevant aspect concerning sustainability. On the other hand, there are some
measurements developed on configuration urban systems, which embody graph theory
and network approach that could be helpful to apprehend intra urban distances.
A network approach, which takes into account the configuration of streets system and
the distribution of activities, may bring new lights into these urban sprawl studies, since
it enable more accurate measurements about distances between residences and jobs, for
instance.
The methodology designed here is still under construction and needs to be worked out
on some computer software that performs the indicator. A real study case must be
performed too, although using this measure is not an easy task, since urban data is
usually acquired in aggregated units, like census tracts or neighborhoods. Despite
difficulties, we see this kind of methodology to be very relevant to sprawl measurement
and sustainability debate.
As a decision-support instrument, measures of sprawl based on intra urban distances
seems to provide indexes more related to sustainability than others measures usually
used, like gradient densities. Verifying distances between residences and out-of-home
opportunities should demonstrate whether or not current thinking on what constitutes
sustainable urban form is valid when measured in terms of intra urban level.
REFERENCES
Anas, A. et al (1998), “Urban Spatial Struture”, Journal of Economic Literature, Vol. 36, No. 3, pp. 1426-
1464.
Batty, M. (2005), Cities and Complexity: understanding cities with cellular automata, agent-based
models, and fractals, MIT Press Books, London.
Batty, M. (2007), “Complexity in city systems, understanding, evolution and design”, working paper 117,
Centre for Advanced Spatial Analysis, University College London, London.
Bertaud, A. and Malpezzi, S. (2003), The Spatial Distribution of Population in 48 World Cities:
Implications for Economies in Transition, University of Wisconsin, Madison, EUA.
Besussi, E., and Chin, N. (2003), “Identifying and measuring urban sprawl”, in Longley, P. and M. Batty
(Eds.), Advanced Spatial Analysis: The CASA Book of GIS, ESRI Press, New York, pp. 109-128.
Chen, H. et al (2008), “Sustainable urban form for Chinese compact cities: Challenges of a rapid
urbanized economy”, Habitat International, Vol. 32, No. 1, pp. 28-40.
Chin, N. (2002), “Unearthing the Roots of Urban Sprawl: A Critical Analysis of Form, Function and
Methodology”, working paper 47, Centre for Advanced Spatial Analysis, University College London,
London.
Echenique, M. (1976), “El concepto de sistemas, modelos y teorías en los estudios urbanos”, in
Echenique, M. (Ed.), Modelos mate , SIAP, Buenos Aires, pp.
13-45.
Ewing, R. (1997), “Is Los Angeles-style sprawl desirable?”, Journal of the American Planning
Association, Vol. 63, 107-126.
Ewing R, et al (2002), “Measuring sprawl and its impact'', Vol. 1, technical report, Smart Growth
America,Washington, DC, available at http://www.smartgrowthamerica.org/resources.html (accessed 8
September 2010)
Frenkel, A., and Ashkenazi, M. (2008), “Measuring urban sprawl: how can we deal with it’, Environment
and Planning B: Planning and Design,Vol. 35, No. 1, pp. 56-79.
Hillier, B. and Hanson, J. (1984), The social logic of space, Cambridge University Press, Cambridge.
Hillier, B. et al (1993), “Natural movement: or, configuration and attraction in urban pedestrian
movement”, Environment & Planning B, vol. 20, 29-66.
Jenks, M. et al (1996), The compact city: a sustainable urban form?, E & Fn Spon, London.
Krafta, R. (1994), “Modelling intraurban configurational development”, E v P g B,
Vol. 21, pp. 67-82.
Krafta, R. (1997b), “Urban convergence: morphology and attraction”, in Timmermans, H. (ed.), Decision
Support Systems in Urban Planning, E&FN Spon, London.
Krafta, R. (1997a), “Urban configurational complexity: definition and measurement”, in Proceedings of
the 1st International Symposium on Space Syntax, London, 1997.
Galster G. et al (2001), “Wrestling sprawl to the ground: defining and measuring an elusive concept”,
Housing Policy Debate, Vol. 12, pp. 681-717
Mieszkoswski P (1989), “Urban economics”, The Palgrave Dictionary of Economics.
Newman, M. et al (2006), The Structure and Dynamics of Networks, Princeton University Press, New
Jersey.
Ojima, R. (2007), “Dimensões da urbanização dispersa e proposta metodológica para estudos
comparativos: uma abordagem socioespacial em aglomerações urbanas brasileiras”, Revista Brasileira de
Estudos Populacionais, Vol. 24, No. 2, 277-300.
Portugali, J. (1997), “Self-organizing cities”, Futures, Vol. 29, No. 4/5, 353-380.
Polidori, M. e Krafta, R. (2005): “Simulando crescimento urbano com integração de fatores naturais,
urbanos e institucionais”, GeoFocus, No. 5, pp. 156-179.
Wasserman, S. and Faust, K. (1994), Social Network Analysis: Methods and Applications, Cambridge
University Press, Cambridge.
Torrens, P. and Alberti, M. (2000), “Measuring Sprawl”, working paper 27, Centre for Advanced Spatial
Analysis, University College London, London.
Torrens, P. (2008) “A toolkit for measuring sprawl”, Applied Spatial Analysis and Policy, Vol. 1, pp. 5-
36.