Measuring inequality in rural England: the effects of changing spatial resolution
Transcript of Measuring inequality in rural England: the effects of changing spatial resolution
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MEASURING INEQUALITY IN RURAL ENGLAND: THE EFFECTS OF
CHANGING SPATIAL RESOLUTION
Meg Huby (Department of Social Policy & Social Work, University of York)
Steve Cinderby (Stockholm Environment Institute, University of York)
Piran White (Environment Department, University of York)
Annemarieke de Bruin (Department of Social Policy & Social Work, University of York)
(7224 words)
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Abstract
The sustainability of rural development depends on the distribution of the social and
environmental resources needed to maintain and improve the vitality of rural areas. Here
we examine the complexity of measuring patterns of distribution using examples of
socio-economic data on rural poverty and affluence as well as data on environmental
quality and species richness. We demonstrate how changes in the base spatial units used
for analysis have different effects on different measures of inequality. The effects of such
changes in spatial resolution also depend on the underlying processes that generate the
data. The results of our investigations into the effects of scale on the assessment of
inequality suggest that where data come from both the social and natural science sources,
the most appropriate level for analysis is that of the finest common resolution. This may
result in redundancy of effort for some types of data but any such disadvantage is offset
by the benefits of identifying inequalities that are masked at coarser resolutions.
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Introduction
The achievement of sustainable rural development implicitly depends on the distribution
of social, economic and environmental goods and services that are needed to maintain,
reinforce or improve the vitality of rural areas. Although social and environmental
inequality is high on the policy agenda (HM Government, 2005; Warburton, 2006;
Coleman and Duarte-Davidson, 2007; Defra 2008) there has been little research
investigating specifically rural inequalities from an interdisciplinary perspective. The
term ‘inequality’ is used in this paper to refer simply to the dispersion of a distribution,
following precedents set by Litchfield (1999) and Kokko et al. (1999) in the social and
natural sciences respectively. This terminology distinguishes between inequality and the
more subjective term ‘inequity’ which we use to imply unfairness or injustice (Le Grand,
1991). Here we show how patterns of distribution in social and environmental conditions
can be measured and how measures of inequality are affected by the resolution of the data
used.
The identification of environmental and social inequalities requires data from a range of
sources and environmental and socio-economic studies tend to adopt different types of
spatial areas as their base units. Socio-economic studies are usually based on
administrative units such as local authority districts, wards or primary care trusts (Martin,
1996). In contrast, environmental data are mainly collected in units related to either
physical attributes of the environment such as watersheds, or regular sampling grids
related to the technology or methodology used to acquire or store the data.
In a previous study Huby et al. (2005; 2007) constructed a unique dataset integrating
information about both socio-economic and environmental conditions in rural areas
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(SECRA) of England using common base spatial units. An up-dated subset of the
SECRA data is used in this paper. Analytical results may, however, be sensitive to the
modifiable unit area problem (MAUP) (Openshaw, 1984; Wiens, 1989; Fotheringham
and Wong, 1991; Liu, 2001; Palladini, 2004).
Here we examine some of the resolution effects of the MAUP and their implications for
research into inequalities in rural England. There is much value in research that seeks to
examine rural and urban areas alongside each other and compare the two types of area
(Wheeler, 2004; Commission for Rural Communities, 2008). However, sufficient
comparative work has been done to suggest that specific conditions in rural areas make
them legitimate subjects for research interest in their own right (Noble and Wright, 2000).
Rural deprivation, for example, may be exacerbated by low benefit take-up rates
(Commission for Rural Communities, 2007) and is often dominated by accessibility
problems (Moseley and Owen, 2008). In rural areas housing availability is particularly
subject to the effects of inward migration of older people and younger commuters (Best
and Shucksmith, 2006) and employment and training opportunities are often limited
(Shucksmith, 2004). The relationship (and potential conflict) between social and
environmental protection is especially marked (Huby et al. 2005). There is a compelling
argument for research that examines the ways in which rural areas differ from each other,
not only in terms of social and economic inequalities but also in their ecological and
environmental conditions. Any such research, however, requires the selection of common
spatial units that takes into account the effects of the MAUP.
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Aims of this paper
We begin with a brief overview of the literature, distinguishing between statistical and
conceptual explanations of the MAUP and emphasising the need for a multi-scale,
empirical approach.
On the basis of statistical and technical considerations we hypothesise that changing the
units of analysis will affect some indicators of inequality more than others when all are
measured across the same geographical extent. We test this hypothesis by calculating
five different measures of inequality in income deprivation across rural England using
spatial data at four different resolutions.
Finally we test the idea that different types of variable are differentially affected by
changes in the resolution of spatial units of analysis. We use income deprivation, barriers
to housing, number of bird species and air quality. Because socio-economic and
environmental processes underlying these data operate at different spatial scales we
hypothesize that the level of resolution beyond which no further detail on inequality is
picked up will be different for each.
Resolution Effects of the MAUP
The effects of resolution on analytical results pose persistent problems in both the natural
and social sciences (Wiens, 1989; Levin 1992; Liu, 2001). The complex interactions in
multi-variable analysis make the theoretical anticipation of resolution effects extremely
difficult and empirical approaches are increasingly advocated (Fotheringham and Wong,
1991; Tranmer and Steel, 2001). While the selection of base units for analysis is often
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pragmatic and constrained by the availability of data (Maantay, 2002), the MAUP can be
addressed to some degree.
One important consideration is the statistical effect of changing the resolution of the
analytical units. When data are averaged or summed to larger units, a ‘smoothing’ effect
occurs leading to reduced variance between units. As the level of aggregation increases,
correlation coefficients increase Fotheringham and Wong (1991). Tranmer and Steel
(2001) and Taquino et al. (2002) similarly demonstrate general patterns of higher
regression coefficients at coarser resolutions. However, there is little literature relating to
similar effects on statistical measures of inequality.
Liu (2001) and Taquino et al. (2002) argue that the selection of an appropriate unit of
analysis should be based on conceptual as well as statistical considerations. Manley et al.
(2006) demonstrate how the processes generating different types of data operate at
different spatial resolutions and thus different sized units are appropriate for their
representation. When data are collected at the same level as the processes generating
them, disaggregation to a finer resolution, while not losing information, will not reveal
any variation beyond that observed between the original units. Aggregating the same data
to a coarser resolution, however, can reduce the variability observed between units as
discussed above.
Methods
In this paper we use Lower Layer Super Output Areas (LSOAs) of rural England as initial
base units. The advantage of LSOAs is that they are designed to nest within other
administrative areas, allowing us to examine the effects on inequality measures of
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aggregating data from LSOA level to that of wards1, districts and Joint Character Areas2
(JCAs). Since our research is solely concerned with rural England, we use the UK
Government’s definition of rurality, based on both settlement size and context (ODPM,
2002). The indicators for the wards, districts and JCAs have been calculated only for
those parts of the larger units that consist of rural LSOAs. The indicators therefore only
apply to the rural parts of wards, districts and JCAs.
LSOAs are generally consistent in population size, with a mean of 1596 and median of
1538 residents in rural England. They are ideal for the analysis of social and economic
data collected and available at this level. The incorporation of environmental data,
however, requires that these data are assigned to LSOA polygons using boundary shape
files within a geographic information system. The methodological considerations of
combining data from different sampling regimes, scales and themes to a consistent unit of
analysis are described in Huby et al. (2007).
Analyses in this paper use indicators of income deprivation and barriers to housing that
have been allocated to LSOAs for the English Indices of Deprivation 2007 (CLG, 2007).
Our air quality variable is from the same source. Data on bird species richness were
attributed to LSOA level for the SECRA dataset using methods documented in Huby et
al. (2005; 2007). These social and environmental variables have values that can be
aggregated to larger units and their provenance is summarised in Table 1.
[Table 1 here]
1 http://www.statistics.gov.uk/geography/electoral_wards.asp
2 http://www.countryside.gov.uk/LAR/Landscape/CC/jca.asp
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Results
The effect of resolution on measures of inequality
There exists a plethora of techniques attempting to capture measures of inequality and
McKay (2002: p3) argues that ‘different inequality indices implicitly represent different
value judgements, notably on the relative weight given to different parts of the
distribution’. However, for a fixed number of analytic units and a fixed amount of
resource, Kokko et al. (1999) propose that almost any index is appropriate. Here we focus
on five inequality measures in common use in the social and natural sciences (Table 2).
[Table 2 here]
By calculating these measures for the same variable but different base units we can assess
the relative effects of spatial resolution. In the first instance we use a variable indicative
of income deprivation, taken from the English Indices of Deprivation 2007 and
representing the proportion of residents living in households in receipt of certain means-
tested benefits (CLG, 2007).
[Table 3 here]
Every measure used shows a decrease in inequality as the size of the base spatial unit is
increased (Table 3). Since the extent of the analysis remains constant, increasing the size
of the base units leads to a decrease in their number which will at least partly account for
the changes in the coefficient of variation and entropy measures. However, the Gini
coefficient is also lower at coarser resolution suggesting the effect on inequality is a real
one. This result is presented graphically as a set of Lorenz curves in Figure 1.
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[Figure 1 here]
The Lorenz curves plot the cumulative proportion of ‘resource’, in this case income
deprivation, against the cumulative proportion of base area units ranked in order of the
income deprivation they contain. If income deprivation were distributed evenly the graph
would be the straight diagonal line shown on Figure 1. The more the actual curve
deviates from this diagonal, the more inequality is present. Figure 1 shows decreasing
inequality as the size of the base units is increased.
These results suggest that in a wider study of rural inequalities, it would seem desirable to
use LSOAs in preference to larger spatial units as the latter may mask inequalities in
income deprivation. This decision nevertheless may need consideration in the light of the
scale of particular policy questions.
Differential effects of changes in resolution on different types of variable
Income deprivation as captured by the income domain of the English Indices of
Deprivation 2007 reflects household receipt of means tested benefits. This process
depends largely on local opportunities for employment and local rates of pay. Where
underlying processes operate at such a local level we might expect to find that analyses
using large base units such as local authority districts or JCAs mask inequalities that only
become evident at finer resolution such as that of LSOAs.
Other socio-economic variables, on the other hand, relate to processes occurring at higher
administrative levels. Opportunities for housing, for example, are likely to vary according
to local authority policies on social housing and homelessness as well as on house prices
and affordability. Here we hypothesise that using data at a finer resolution than
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administrative districts is unlikely to yield any further detail on inequality. The English
Indices of Deprivation 2007 provide a variable indicative of barriers to housing. The
derivation of this variable, combining data from both local and district levels, is described
in CLG (2007).
[Table 4 here]
Although there is some decline in measured inequality when we change the base unit
from LSOA to ward, this is much less marked than for the income variable (Table 4). The
Gini coefficient for income deprivation, for example, falls by 19.9 per cent when we
move from LSOA to ward level. The corresponding fall for barriers to housing is only
five per cent. From ward to district level the fall is three percent although a steeper fall of
13 per cent occurs when we move from district to JCA level. The result supports the
hypothesis that reducing data resolution below district level reveals little further
inequality in the variable.
We turn next to examine ecological and environmental variables which we might expect
to be conditioned by processes operating at broader levels such as district or JCA. The
average number of wild bird species in areas, for example, is likely to vary with climatic
conditions as well as with more localised aspects of habitat suitability. Birds are found in
a wide range of habitats and are sensitive to environmental change making them useful
indicators of the general health of ecosystems (Gregory et al., 2005). Bird species
richness is commonly used an indicator of biodiversity (Dillon and Fjeldsa, 2005; Kleijn
and Sutherland, 2003; Orme et al., 2005). Although the movements of individuals of
some species may be quite limited, previous research has shown that population and
community processes in birds can operate at larger scales, for example across 25 km2
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units (Bennett et al., 2004). The hypothesis here then is that larger analytical units such as
JCAs will be well suited to identify inequality in bird species richness.
[Table 5 here]
This is not the case however. For every measure, more inequality is picked up by analysis
at finer resolution, with the greatest increase between district and ward level (Table 5).
We can only surmise the reasons for this finding. One possibility is that the processes
underlying bird species distributions are dominated by local conditions rather than simply
by broader scale climate and topography. However, the bird species we are counting in
one area may be different from those in another. There is scope here for analysis of data
generating processes at a number of different levels.
Our final variable is an indicator of air quality. Taken from the English Indices of
Deprivation 2007, it is a simple air quality index, also used by Wheeler (2004), based on
an index developed by Sol et al. (1995). For each of four pollutants - nitrogen dioxide,
particulates, sulphur dioxide and benzene - the ambient atmospheric concentration is
related to a guideline or standard value so that lower values imply better overall air
quality. The pollutants used in the indicator are largely, if not exclusively, linked to fuel
combustion so patterns of dispersion are expected to follow transport routes, cities and
industrial sites. Consequently we hypothesise that inequalities in the air quality indicator
will be largely independent of the resolution levels used in our analyses. Table 6 shows
that this is indeed the case, with marginally more inequality apparent when data are
aggregated to the level of JCAs.
[Table 6 here]
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Discussion
The use of rural LSOAs as base spatial units
LSOAs have many advantages for the type of methodological exploration we have
undertaken here but they also have disadvantages. One major drawback is that, while they
are relatively constant in terms of population size, they vary considerably in spatial size.
Anderton (1996) warns against the confounding of areas and populations in studies of
environmental equity but common spatial units are required for research hypotheses
relating environmental conditions to the characteristics of human populations in
particular places. The 6027 rural LSOAs in England have a mean area of 18km2 (median
9.66km2). Over three quarters are under 25km2 but 14 are over 200km2. Very large
LSOAs can appear to dominate cartographic representations of distribution as larger areas
attract the eye of the reader (Noble and Wright, 2000). A more important implication of
variation in size is that it makes the business of attributing data originating at other spatial
scales extremely complex. We have discussed this in detail in an earlier paper (Huby et
al., 2007) and note that the problem is particularly acute when using both socio-economic
and ecological-environmental variables in the same analysis.
In attributing numbers of bird species to each LSOA, for example, we have assumed that
the species are evenly distributed across the areas. We should ideally like to ensure that
the chance of observing them is the same for both large and small LSOAs. However,
depending on the actual numbers of birds of each species (for which no data are
available) and on the location and movements of the human population, this chance may
be higher for smaller LSOAs. Similarly open to criticism is the indicator of air quality
when used in the context of social health and well-being. This measure has been more
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widely used in work on environmental inequality (Walker et al., 2003; Wheeler, 2004;
Fairburn et al., 2005; Wheeler and Ben–Schlomo, 2005). Not only does it often assume
that human exposure to air pollution is distributed evenly across the spatial units but it
also fails to take account of the complex relationships between exposure and risk. It
should be remembered that research into environmental inequality is still in its infancy
and these are problems that may be eventually resolved.
Their designation as rural or urban under the official government definition (Bibby and
Shepherd, 2004) makes LSOAs useful for research focusing on the specific features of
rural areas. However, any such definition is open to criticism. There is no single perfect
way to define rural areas so there remain questions about the fuzziness of boundaries
between ‘rural’ and ‘non-rural’ parts of the wards, districts and JCAs used in this paper.
In spite of their drawbacks, LSOAs have enormous value in providing fine-resolution
units for use in integrated research.
Measuring rural inequality
We have shown above that, for analysis over a fixed geographical extent, inequalities in
income deprivation appear greater at finer resolution for each measure of inequality
tested. These resolution effects depend on the statistical measure used. When the base
unit of analysis is changed from LSOA to units of coarser resolution he greatest changes
occur in the coefficient of variation and in entropy (Table 7).
[Table 7 here]
Both of these measures are sensitive to changes in the size of the sample, a figure that
necessarily falls as the base units are increased in area. The smallest effect is seen in the
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interquartile range ratio, a measure that relies on only two data points. More interesting is
the effect on the Gini coefficient, a measure of inequality that captures the whole of the
distribution, is insensitive to sample size and is independent of the mean value.
According to this measure, data at finer resolution are needed to capture existing
inequalities in the distribution of income deprivation in rural England. Indeed recent
research by OCSI (2008) suggests that, for many socio-economic indicators, analysis
even below LSOA level is necessary to identify the pockets of rural deprivation hidden in
analysis by larger areas. However, the advantages of working at finer resolutions may be
offset by the constraints placed on data availability by the need to preserve anonymity.
We have shown above that the effects of changing data resolution are also dependent on
the type of variables under analysis. The detailed results for different variables can be
summarised generally by the ‘aggregation effect’ introduced by Tranmer and Steel
(2001). This statistic is calculated as the ratio of the variance in data aggregated into
larger spatial units (coarser resolution) to the variance in data at the original spatial units
(finer resolution). Figure 2 shows the results for each of the four types of variable used in
our analyses.
[Figure 2 here]
A more detailed summary of the effects of changing resolution on the Gini coefficient for
each of our four variables is given in Figure 3.
[Figure 3 here]
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Here we see a significant fall in the Gini coefficient for income deprivation at each
decrease in data resolution. The only significant fall in the coefficient for barriers to
housing however is from LSOA to JCA level.
For bird species richness, Gini coefficients based on LSOAs and wards are similar but
those for districts and JCAs are significantly lower. There are no significant effects on the
Gini coefficients for air quality at any of the changes in resolution used here.
Figures 2 and 3 show that increasing the resolution of analytical units down to LSOA
level reveals more inequality in income deprivation than when larger units are used.
Inequality in barriers to housing, however, could be captured adequately at LSOA, ward
or even district level. Little information would be lost in examining inequality in bird
species richness at ward rather than LSOA level, while variation in air quality is likely to
be observed as well at JCA level as at finer resolution.
Research into relationships between social and environmental factors
Where research integrates data from both the natural and social sciences, the effect of
resolution can be complex. Wiens (1989) argues that ‘different patterns emerge at
different scales of investigation of virtually any aspect of any ecological process’ (p386).
Consideration of statistical techniques and data provenance may provide a rationale for
the selection of appropriate spatial base units for a single variable but the difficulty in
establishing a resolution suitable for a set of variables of different types is evident from
the range of units used in research into environmental inequalities. Cutter et al. (1996)
demonstrate how apparently contradictory findings can arise from environmental equity
analyses carried out at different spatial scales and argue that such discrepancies affect the
comparability of studies. Mitchell and Dorling (2003) illustrate the range of units used in
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UK air quality social equity studies (Table 1, page 912). In the past five years an even
greater range of units has been used in research into wider aspects of environmental
inequalities in Britain and other parts of Europe (Table 8).
[Table 8 here]
Where does this leave us if we want to examine multiple dimensions of social and
environmental inequality in rural England? The results presented here suggest a need for
compromise. By working at LSOA level we can be sure to capture inequality in those
phenomena that reflect broader processes. Even though working at this resolution may be
strictly unnecessary for certain variables, for others it may still not really be fine enough.
However, any advantages of attempting to increase the resolution of our analysis, for
example to the level of the output areas that make up the larger LSOAs, would be offset
by a reduction in the range of reliable data available. For socio-economic data this
reduction is related to the need for anonymity and the constraints of using non-disclosive
information. Ecological and environmental data covering the whole of England are not
available at units smaller than LSOAs and most data are not robust enough to
disaggregate to a finer resolution. Disaggregation even down to the level of LSOAs is not
a simple matter but demands a clear understanding of the scientific, social and
geographical context.
Policy implications
There is a growing recognition by policy-makers that environmental equity is a key
prerequisite for sustainable development. In the European Union the Aarhus Convention
on public access to justice in environmental matters has been in force since 2001 (Wates,
2005) and the idea of placing environmental protection in the context of social justice is
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gaining ground in the UK (Agyeman and Evans, 2004). In England and Wales the
Environment Agency has commissioned research to investigate environmental
inequalities in relation to flood risk (Walker et al., 2006), cumulative impacts (Stephens
et al., 2007), water quality (Damery et al., 2008a), and waste management (Damery et
al., 2008b). Defra is including environmental justice in the development of its Third
Sector Strategy and fairness is a main theme of a recent thematic review of food
production and consumption (Sustainable Development Commission, 2008).
Any policies aiming to reduce inequities require first a robust definition of where
inequalities exist. Where these inequalities concern both social and environmental factors
which are potentially inter-related, it is essential to base analyses on common spatial
units. Our results have shown that for rural areas in England, LSOAs are the most
appropriate units of analysis for highlighting inequalities. More generally, our work
suggests that inequalities can be identified most effectively by using the finest resolution
that can accommodate both types of data. This permits much greater precision in
identifying areas of inequality, and hence provides the potential for highly-targeted policy
initiatives to reduce inequity and unfairness in promoting sustainable development.
Acknowledgements
This paper forms part of a wider study, developing qualitative research techniques to
elaborate the findings of quantitative measurements of social and environmental
inequalities. The project ‘Social and environmental inequalities in rural areas’ is part of
the Rural Economy and Land Use (RELU) programme, funded by the ESRC, NERC,
BBSRC with additional funding from SEERAD and Defra. We should like to
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acknowledge the advice and support provided to the project by Nicola Lloyd and Justin
Martin of the Commission for Rural Communities and Kieron Stanley of the
Environment Agency.
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Figure 1: Lorenz curves showing changes in inequality in income deprivation with
changing base units of analysis.
17/2/09 27
Figure 2: Aggregation effects of increasing the size of the base spatial unit from LSOA
level for each of four variables
17/2/09 28
Figure 3: Effects on the Gini coefficient of changing the resolution of units of analysis
showing 95% confidence intervals.
17/2/09 29
Table 1: Variables used in the analysis
Variable name Source Provenance
Income deprivation
Income domain of English Indices of Deprivation 2007
Derived for LSOAs as proportion of households in receipt of certain benefits (DWP, 2005; HMRC, 2005; NASS, 2006)1
Barriers to housing
Wider Barriers sub-domain of English Indices of Deprivation 2007
Derived for LSOAs using data from the 2001 Census, Local Authorities (CLG, 2005) and District level models (Heriot-Watt University, 2005)1
Air quality Indicator from the ‘outdoors’ living environment sub-domain of English Indices of Deprivation 2007
NAEI emissions of benzene, SO2, NO2 and PM10 modelled to 1km grid squares and allocated to LSOAs as summed proportions of defined standard values representing ‘safe’ maximum concentrations. (Geography Department at Staffordshire University)1
Wild bird species
SECRA dataset Bird diversity data (BTO, 1993) on a 10km grid intersected with LSOA boundaries. Number of species in each LSOA calculated using area weighted averaging2
1 See CLG, 2007 2 See www.sei.se/relu
17/2/09 30
Table 2: Inequality measures used in the natural and social sciences
Formula Value for an even
distribution
Value for maximum inequality
(monopoly)
Comments
Coefficient of variation
sxx
0 n Inequality increases with sample size
Entropy (Theils’ H) − pi ln pi
i=1
n
∑ 0 ln n Inequality
increases logarithmically with sample size
Interquartile range ratio
value at 75th percentile
value at 25th percentile
1 ∝ Not sensitive to outliers but only relies on 2 data points
Green’s coefficient of dispersion
(sx2 / x ) −1
xi −1i=1
n
∑
− 1(x)∑ −1
1 Nearly independent of population density & sample size
Gini coefficient (2i − n −1)xi
i=1
n
∑
n2µ
~0 1 Uses all parts of distribution and independent of sample size. Small transfer from top to bottom reduces inequality without affecting mean.
Adapted from Kokko et al. (1999) and Krebs (1999) Where: n = number of cases i = rank of case x = sample mean µ = population mean sx = variance pi = proportion of resource at ith case
17/2/09 31
Table 3: Measures of inequality in distribution of income deprivation across rural areas of England
Base Unit of Analysis
Inequality measure Lower Layer Super Output Area (n=6027)
Statistical Ward
(n=2938)
District/Unitary Authority (n=269)
Joint Character
Area (n=154)
Coefficient of Variation 0.610 0.480 0.412 0.302
Entropy (Theil’s H) 0.157 0.100 0.075 0.043
Interquartile range ratio 2.076 1.753 1.656 1.560
Green’s F -0.00177 -0.00381 -0.04183 -0.07521
Gini coefficient 0.306 0.245 0.213 0.164
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Table 4: Measures of inequality in barriers to housing across rural areas of England
Base Unit of Analysis
Inequality measure Lower Layer Super Output
Area (n=6027)
Statistical Ward
(n=2938)
District/Unitary Authority (n=269)
Joint Character
Area (n=154)
Coefficient of Variation 0.178 0.172 0.165 0.143
Entropy (Theil’s H) 0.016 0.015 0.014 0.010
Interquartile range ratio 1.274 1.259 1.239 1.202
Green’s F -0.0000603 -0.0001249 -0.001349 -0.00241
Gini coefficient 0.100 0.095 0.092 0.080
Table 5: Measures of inequality in numbers of wild bird species across rural areas of
England
Base Unit of Analysis
Inequality measure Lower Layer Super Output Area (n=6027)
Statistical Ward
(n=2938)
District/Unitary Authority (n=269)
Joint Character
Area (n=154)
Coefficient of Variation 0.150 0.143 0.119 0.107
Entropy (Theil’s H) 0.012 0.010 0.007 0.006
Interquartile range ratio 1.216 1.207 1.167 1.140
Green’s F 0.0000018 0.0000029 0.00001 -0.0000013
Gini coefficient 0.084 0.080 0.067 0.060
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Table 6: Measures of inequality in air quality across rural areas of England
Base Unit of Analysis
Inequality measure Lower Layer Super Output Area (n=6027)
Statistical Ward
(n=2938)
District/Unitary Authority (n=269)
Joint Character
Area (n=154)
Coefficient of Variation 0.220 0.228 0.220 0.237
Entropy (Theil’s H) 0.025 0.026 0.025 0.029
Interquartile range ratio 1.319 1.337 1.328 1.418
Green’s F -0.0001897 -0.000401 -0.0040372 -0.007081
Gini coefficient 0.123 0.128 0.123 0.135
Table 7: Comparing the effects on different income deprivation inequality measures of
changing the base units of analysis
% change in inequality measure when Base Unit of Analysis is changed from LSOA to:
Inequality measure Lower Layer Super Output Area (n=6027)
Statistical Ward
(n=2938)
District/Unitary Authority (n=269)
Joint Character
Area (n=154)
Coefficient of Variation 0.0 -21.3 -32.5 -50.5
Entropy (Theil’s H) 0.0 -36.3 -52.2 -72.6
Interquartile range ratio 0.0 -15.6 -20.2 -24.9
Green’s F 0.0
Gini coefficient 0.0 -19.9 -30.4 -46.4
17/2/09 34
Table 8: Social and environmental inequality studies showing the range of spatial units used
Indicators used Associations observed Base units Reference
Annual mean NO2 concentration, age, Breadline Britain Index, NOx emissions from cars
Areas with fewest cars have highest pollution; more car ownership – cleaner air. More pollution where parents likely to live; less where elderly tend to migrate. Areas with most pollution emit the least and tend to be among the poorest.
Wards (Great Britain) Mitchell & Dorling (2003)
Index of Multiple Deprivation 2000, flood risk, IPC sites
Tidal floodplain residents include more people in poorest decile. Fluvial floodplain residents include more people in best-off decile. Residents within 1km of IPC sites include more people in poorest decile. Most deprived areas have highest concentrations of air pollution
Wards (England)
Wards in Wales show similar but less marked results
Walker et al. (2003)
Ambient air quality, chemical emissions, landfill sites, major accident hazards, Carstairs Index
Analyses strongly suggestive of inequities but associations vary with measures considered and with urban or rural context.
Wards (England & Wales)
Wheeler (2004)
Ecological boundary of heathland area, development measures
Habitats in S England face a number of cumulative impacts from development pressures
Special Protection Areas English Nature (2005)
Industrial pollution, derelict land, landfills, quarries, green space, river water quality, air quality, Scottish Index of Multiple Deprivation
People in most socially deprived areas more likely to be living near industrial and air pollution, derelict land and poor water.
Census data zones (Scotland) with approx equal populations (431-2813) but varying considerably in size
Fairburn et al. (2005)
Physical inactivity, education, occupation, employment, neighbourhood attractiveness, safety
In poorer neighbourhoods, increased probability of walking/cycling to shops/work. But lower probability of walking/cycling, gardening, sports in leisure time.
Neighbourhoods with average 2200 residents (Netherlands)
van Lenthe et al. (2005)
Social capital, geography, health outcomes
Little evidence at this spatial scale that social capital has a beneficial effect on health outcomes.
Electoral wards (England)
Mohan et al. (2005)
Index of Multiple Deprivation 2000, IPC sites
IPC sites disproportionately located and clustered in deprived areas.
Wards and buffered site locations
Walker et al. (2005)
Air quality, social class Urban lower social class households more likely to live in areas of poor air quality. In rural areas, association, if anything, was reversed.
Wards (England) Wheeler & Ben-Schlomo (2005)
Bird species richness, human population density
Species richness increases with human population density then decreases at very highest densities.
Raster grid of 10x10 km squares
Evans et al. (2007)
Butterfly species richness, growing season temperature, habitat heterogeneity, insecticide application, paved roads, human footprint map
In human dominated areas insecticide applications, habitat loss and road networks reduce spp richness but effects are relatively small.
Raster grid with 6.6 km pixcels
White & Kerr (2007)
Hazardous sites, income, employment, industrialisation, born abroad.
Towns with higher proportions of immigrants have more hazardous sites.
Towns or ‘communes’ (France) Average area 14.9 km2 with ‘a dozen to hundreds of thousands of residents.’
Laurian (2008)