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Transcript of David Leadbetter, M Sc, BA ( Hons), CQSW, Dip SW, Cert SW Ed, Cert MTD CQSW, Dip SW, Cert SW Ed,...
Brodie Paterson, MEd, BA (Hons), RMN, RNLD, Lecturer, Department of Nursing
and Midwifery Studies, University of Stirling, Scotland, FK9 4LA.
E-Mail [email protected]
David Leadbetter, M Sc, BA ( Hons), CQSW, Dip SW, Cert SW Ed, Cert MTD
CQSW, Dip SW, Cert SW Ed, Cert MTD Director, CALM Training Services,
Menstrie Business Centre, Elmbank Mill, Menstrie, Clackmannanshire
Gail Miller, BA, RMN, Consultant Nurse, Aggression and Violence Management,
South London and Maudsley NHS Trust, 113 Denmark Hill, London.
Workplace Violence in Health and Social Care as an International problem: A
Public Health Perspective on the 'Total Organisational Response'
Violence in the health and social care workplace remains in some respects unexplored
with a knowledge base which although developing is often ambiguous, imprecise or
incomplete. The issue has however, attracted increasing attention over the last two
decades as indicated not just by a growing research literature but in the UK and
elsewhere the proliferation of training programmes very often focused on 'reactive'
strategies i.e. 'secondary' prevention and tertiary prevention rather than primary
prevention and a public health based approach. This paper reviews the basis for
international standards including definitions and reporting criteria and argues that a
radical shift in emphasis is needed which looks not just at the organisational but
societal roots of violence.
Key words
Violence, training, public, health, workplace, nursing, social, care
The global economy is now an undeniable reality built on the principle of free trade.
However, the principle of untrammelled free trade which does not take into account
either the environmental or human costs of production has been severely criticised.
Corporate downsizing with increased pressures for productivity and the threat of
redundancy has raised the threat of violence by disgruntled employees. A number of
major international companies particularly those with production plants in the third
world have been forced to improve working conditions for their employees after
media exposes of poor salaries and unsatisfactory working conditions. Increasing
attention has therefore been drawn to the need to promote workers rights amongst
which is the right to a workplace safe from violence.
It is timely perhaps, then to suggest that we seek to develop an international
consensus on good practice in the area of workplace violence. This paper will
therefore review the basis for such a consensus and discuss approaches to workplace
violence with particular reference to the author's areas of practice, mental health and
learning disability services and child care in the United Kingdom. It will explore the
relevance of a public health model to workplace violence, argue the necessity for
comprehensive proactive organisational strategies to reduce workplace violence and
assert the need for these to be complemented by wider social initiatives to address the
roots of violence in our communities.
The Right to a Safe Workplace
The right to a safe workplace and to protection from abuse at work is increasingly
recognised internationally enshrined in several International Covenants The
International Covenant on Economic Social and Cultural Rights adopted by the UN
General assembly in 1966 binds the States party to the covenant to recognise the right
of citizens to “safe and healthy working conditions”. Women, particularly have been
identified as a group at risk of experiencing violence in the workplace especially in
the form of sexual harassment and the UN Convention on the Elimination of All
Forms of Discrimination Against Women adopted by the UN in 1979 (Chappel and
Di Martino 1998) requires states party to the convention to take “all legal and other
measures that are necessary to provide effective protection of women against gender
based violence”, (United Nations 1992:4).
The role of Legislation and Guidance
The situation within individual nation states varies considerably in terms of
legislation. Wynne et al (1997) discussing the results of a European Union Survey
suggest that most of the states surveyed deal with the issue of workplace violence
under health and safety legislation although sexual harassment and racism were
covered separately in some instances. Individual member states varied however, in
whether they provided further specific guidance on good practice. Wynne et al (1997)
suggest that in the absence of further guidance it is very unlikely that the issue of
workplace violence was being sufficiently recognised or addressed. In the UK both
general guidance on the issue of workplace violence (Health and Safety Executive
1991) and additional sector specific guidance exists. This covers a number of areas,
including the retail sector, banks and building societies and the Health Service (Heath
Services Advisory Commission 1987) where the guidance has been updated relatively
recently (Health and Safety Executive 1997). This approach is similar to that of a
number of other countries including the US where the issue of workplace violence is
recognised under Health and Safety Legislation and has received considerable
attention by the Occupational Health and Safety Administration who have published
both generic advice for employers and specific advice for a number of identified high
risk areas including Health and Social Care. (Occupational Health and Safety
Administration 1996).
Such laudable progress notwithstanding, in some respects violence at work continues
to represent a “largely unexplored area with a knowledge base which is often
incomplete, imprecise or contradictory” (Chappel and Di Martino 1998). Continuing
lack of recognition of the problem, inconsistencies in definition and endemic under
reporting in some settings, all combine to hinder attempts to understand and thus to
prevent, reduce or minimise the harm resulting from violence in the workplace. Never
the less much work has been done or is beginning in many areas. It is clearly
understood that work related violence can result in serious physical injury or death
and that working in an atmosphere of continuing threat may be profoundly damaging
to the confidence, morale and ultimately psychological health of staff exposed or
affected. Significant efforts have been made in many workplaces across the world to
reduce workplace violence but in some settings workers may continue to face an
unacceptable risk of work related violence.
Homicide is overwhelmingly the most dramatic aspect of workplace violence and the
loss of life at work is properly the source of justifiable concern (Bulatao and
VandenBos 1996). In some nations, for some occupations, homicide may be the most
frequent cause of work related death and the need for action to reduce the risk of such
incidents cannot be over emphasised (National Institute for Occupational Health and
Safety 1993). Fortunately it appears that the overwhelming majority of workplace
violence experienced is not fatal. However, while ‘non fatal’ violence attracts less
media interest than high profile work place homicides it represents a serious potential
risk to the welfare of employees which may be under reported particularly in settings
such as health and social care where incidents of verbal abuse, sexual harassment,
threatening behaviour and assault can be high (Occupational Health and Safety
Administration 1996).
Saying What We Mean: Violence
Bulatao and VandenBos (1996) note that both policy makers and researchers continue
to strive towards establishing definitions of both violence and workplace. Before
considering how we might develop standards we need to firstly consider and define
our terms. The term violence is used frequently and “as such would seem to have
considerable communicative value” (Siann 1985:1) However, there are marked
inconsistencies between various operational definitions of aggression and violence
used by writers, researchers and policy makers (Breakwell and Rowett 1989). The
terms aggression and violence are sometimes used interchangeably (Marsh and
Campbell 1992) but other authors assert that violence represents a unique subtype of
aggression, involving an attempt to inflict physical harm on another. Violence is
therefore distinguished from other forms of aggression such as the psychological. Yet
others extend the scope of the term violence beyond the ‘individual acts of abuse’ to
the political process (Audi 1971). To such authors violence includes the
institutionalised imbalance in power and economic inequality which may result from
the economic system, gender or racial bias (Audi 1971).
Barret and Slaughter (1996:396) conclude that a universally “accepted model for
defining violence is lacking in the literature”. This lack of a consensus on definition
is however, a major obstacle to progress in this area where policy makers, researchers
and staff on the ‘shop floor’ may all have different operational definitions. In seeking
to develop a consensus around workplace violence we need firstly to establish our
terms of reference i.e. our definition of violence and by promoting its adoption
(Chappel and Di Martino 1998). This is a more complex task than it may first appear
for as Breakwell (1992:5) states there are "no simple definitions of violence which
stand detailed analysis". A number of conceptual, philosophical and pragmatic issues
must be considered. Amongst those are;
• Should the term violence be restricted only to those acts in which physical
violence directed towards another is involved?
• Should this include attempted, or only, actual harm?
• What about physical injury to self or physical damage to property?
• Should we further restrict the term to those acts in which the physical harm is
intentional and how do we define (and determine) intent?
What about the elderly nursing home resident experiencing dementia who lashes out
as a consequence of confusion and disorientation and perhaps the failure of care staff
to take sufficient care to orientate her to time and place before attempting to move
her. In one sense she might intend to cause harm but can she have ‘intent’ if she is not
considered legally competent and thus responsible for her actions. Is the intent to
cause harm a necessary element or can violence result from an accident. This issue
raises complex legal questions which may be interpreted differently in different
jurisdictions.
If we broaden the definition of violence beyond the physical act to include behaviours
such as ‘sexual harassment’ and ‘bullying’ as some authors suggest (Bowie 1996)
how do we determine and manage the boundaries of such concepts in the workplace?
What do we do about subtle variations of ‘passive aggression’ such as non-
compliance with requests, or failure to respond to telephone calls or e-mails which
may be acutely distressing to the recipient?
The examples of definitions of violence drawn from the literature and given below
reflect different perspectives on these questions.
“extreme aggression enacted on others aimed at serious injury” (Cox 1969 cited by
Blue and Griffith 1997:572).
An “escalated form of social conflict involving the violating of boundaries often
through the use of physical force” (Laue 1969:31).
“That which may include overt or covert threats and/or behaviour that is likely to
harm another person” (American Psychiatric Association 1984).
There have been attempts to develop definitions which might enjoy broader support.
The National Academy of Sciences in the USA have defined violence as; “behaviours
by individuals that intentionally threaten, attempt or inflict physical harm on another”,
(Reiss and Roth 1993:35). Unfortunately this definition whilst concise and including
threats of violence which is desirable, could be interpreted to exclude behaviours such
as verbal abuse, bullying and sexual harassment. These behaviours have obvious
potential to cause serious psychological harm to the recipient and together with
physical assault form part of the continuum of ‘abusive behaviour’ that employees
may experience in the workplace (Adams 1992, Wondrak 1989). It is extremely
important that all aspects of the continuum are recognised and an excessively narrow
focus on ‘the physical’ element of violence is thus arguably undesirable.
The WHO ( Krug et al 2002:5) have defined violence as “the intentional use of
physical force or power threatened or actual, against oneself, another person, or
against a group or community, that either results in or has a high likelihood of
resulting in injury, death, psychological harm, maldevelopment or deprivation”. This
definition differs from many in recognising the potential impact of violence on
development and must be welcomed. However, its focus encompassing community
violence is too broad for our purposes, further as has already been noted the question
of intent in settings such as health care where the most common perpetrators may be
elderly people experiencing dementia or people with severe learning disabilities poses
problems.
Chappel and Di Martino (1998) note that significant progress has been made towards
establishing a consensus definition of violence citing a working party of the European
Commission in 1995 who defined workplace violence as, “incidents where persons
are abused, threatened or assaulted in circumstances related to their work involving an
explicit or implicit challenge to their safety, well being or health”, (Wynne et al
1997:1). This definition reflects a developing awareness of the complex nature of the
issue of abusive behaviour at work and already enjoys European endorsement. It
allows a wide range of abusive behaviours which have reported in the workplace
such as verbal abuse, sexual harassment and “spreading negative rumours about
target individuals... , withholding information or resources needed by targets or even
purposely failing to return phone calls from them” (Folger and Baron 1996:52) to be
identified as unacceptable. The definition is not without problems the primary
objection which might be raised against its adoption as the basis for an international
consensus is that it is 'overly inclusive' and would not be useful for research purposes.
This criticism is however, easily addressed via the development of categories and sub
categories for research purposes. An example of such an approach is given below with
both incident type and source codes;
A PHYSICAL VIOLENCE
A1.1 Physical violence: Fatality no weapon
A1.2 Physical violence: Fatality weapon
A2.1 Physical violence : Serious assault requiring hospital admission no weapon
A2.1 Physical violence : Serious assault requiring hospital admission weapon
A3.1 Physical Violence: Serious Assault requiring medical attention no weapon
A3.1 Physical Violence: Serious Assault requiring medical attention weapon
A4.1 Physical Violence: Assault resulting in injury (bruise or abrasion) treated by
immediate first aid no weapon
A4.2 Physical Violence: Assault resulting in injury (bruise or abrasion) treated by
immediate first aid weapon
A5.1 Physical violence: Assault resulting in no significant physical injury no
weapon
A5.2 Physical violence: Assault resulting in no significant physical injury weapon
A6 Physical Violence: Self injury resulting in serious injury requiring medical
attention
A5 Physical Violence: Self injury resulting in injury treated by
immediate first aid.
A6 Physical Violence: Serious Sexual Assault including Attempted / Rape
A7 Physical Violence: Sexual Assault
A8 Physical Violence: Damage to property
B THREATENING BEHAVIOUR
B1 Threatening Behaviour: no‘weapon’
B2 Threatening Behaviour: ‘weapon’
C VERBAL ABUSE
C1 Verbal abuse. Racist
C2 Verbal abuse. Sexual
C3 Verbal Abuse. Generic
D PASSIVE AGGRESSION
D1 Passive aggression. Non- compliance with request
E VEHICLE RELATED INCIDENTS
E1 Vehicle related incidents.
F VIOLENCE INCIDENTS NOT OTHERWISE SPECIFIED
F1 Violence Incidents not otherwise specified
In each instance the ‘source’ of the aggression could be further coded such that we
could monitor whether the aggression was being perpetrated by a co-worker,
customer, in patient or visitor depending on the context and determine whether the
violence was being carried out during the committal of a crime such as an attempted
robbery.
Source code
S1 Employee : Co-worker
S12 Employee : Supervisor of victim
S13 Employee : Individual for who victim had supervisory responsibility
S14 Employees: Student
T11 Customer
T13 Customer: Health - In patient
T14 Customer health - Out patient
T14 Customer health - Visitor
U11 Individual committing a crime, e.g. robbery, criminal damage etc.
W1 Combatant. Armed conflict / civil unrest
Having suggested a form of words and proposed a means of recording and classifying
incidents, (which would require to be piloted to determine and improve validity and
reliability and identify further codes necessary before actual use) we need before
moving on, to think briefly about what we mean by ‘workplace’ in this context.
Saying What We Mean: The Workplace
The nature of the ‘workplace’ is increasingly diverse, for some workers it continues to
be the factory or the office but for others it might be the street or the customer's home.
Increasingly for many workers the workplace may be their own home for either some
or all of the time as the shift to home working develops in some industries. Any
approach to defining the workplace based on its physical boundaries is therefore
redundant. Bulatao and VandenBos (1996:3) have suggested that we should consider
“any incident of violence while working or on duty” as workplace violence. This
approach would however, not cover a suicide which occurred at home but which was
precipitated by excessive job stress (Bulatao and VandenBos 1996) further it could
depending on interpretation exclude the issue of domestic violence which can have a
significant impact on the welfare of employees who may be victims (Friedman et al
1996).
Given working definitions of both violence and workplace and suggestions as to how
such violence might be recorded what should we be doing about preventing it?
The Control Cycle
Chappell and Di Martino (1998:109) suggest that attempts to manage violence in the
workplace can be represented as a “Control Cycle” (See Figure 1.) This provides a
simple framework which any employer, in any setting, can use as the basis for
developing a violence prevention strategy. It stresses finding out whether a problem
exists and if so what is the nature and extent of the problem. Risk assessment, a legal
obligation in the context of Health and Safety legislation in the United Kingdom
demands that we identify
• ‘hazards’ which are simply things with the potential to cause harm
• ‘exposure’ i.e. who in the workforce is likely to be exposed to which hazards
• ‘harm’ what is the probability of exposure to the hazard causing harm
An environmental audit should form a routine part of the risk assessment exercise and
this consists of two elements. Firstly, an audit of the environments in which staff work
is necessary. Areas which serve high risk populations must be appropriately designed
and equipped and a security audit should routinely take place with the development of
security and violence policies proceeding in tandem. Security features such as security
patrols, police presence, CCTV personal alarms (or their absence) should be noted
and their effect or potential effect on risk considered. Secondly, an analysis of all
recorded incidents over as long a period over which data can be gathered. Whilst
acknowledging that problems with the reliability of reporting may mean that recorded
data is inaccurate, there is a tendency for more significant physical injuries to be
reported more accurately and recorded incidents are therefore still a valuable source
of data. On the premise that the best predictor of future behaviour is past behaviour
this analysis should establish; the frequency of recorded incidents, the severity of
recorded incidents, the site, location and time of incidents and the occupation, grade
and role of staff involved and/or injured.
In addition simple observation of clinical areas may allow the frequency of under-
reporting of near misses, threats, verbal abuse and less serious assaults which to be
estimated. Employees may however, be fearful of report some forms of violent
behaviour particularly 'lateral violence' such as bullying, and some form of
confidential questionnaire or hotline may therefore be necessary to supplement
whatever other measures are put in place.
This information should then inform the development of an appropriate risk
management plan which seeks to prevent violence within the organisation. Prevention
in this context must however, be multidimensional in nature. It has been suggested
Leadbetter and Paterson (1999,) that organisations have somewhat unfortunately
tended to adopt one of two responses to the problem of workplace violence neither of
which is helpful. The first is 'avoidance' i.e. simply to ignore the problem, this is
obviously problematic but was until comparatively recently a commonplace strategy
in many areas of health and social care. The second is to recognise a problem exists
but to frame the problem either solely or largely as a problem of individual staff skill
deficits which are remediable by 'training' (Paterson and Leadbetter 2004). Leadbetter
has suggested that in many organisations characteristically similar processes can be
observed over time. See Figure 2
Often however, the problem relates less to a staff skill deficit, which can be addressed
through training, and more to a performance deficit. Staff may know broadly how
they should act, but their responses to aggression are influenced by factors within the
organisation particularly service culture, lack of procedures, risk audits, poor
management, resource shortfalls and so on. These are organisational variables out
with the control of individuals. Training in such circumstances may only reinforce
reductionist explanations for violence which focus on the role of the individuals
concerned and feed into the cultures prevalent in many services of victim blaming and
overarching blame cultures many of us will be familiar with. Some victims report
that the response from managers and colleagues is often the most traumatising feature
of the assault experience. This can leads to the avoidance of stigma through under-
reporting, a practice which maintains the invisibility of the problem and validates lack
of action by managers to ascertain and resolve underlying contributory factors.
A Public health perspective on Violence Prevention: 1 Within the Organisation
A public health perspective on violence by contrast adopts an ‘ecological’ approach,
which recognises that violence involves an interaction between the assailant, the
potential victim and the context in which the interaction occurs (Satcher 1995). The
'context' includes not just the immediate setting but the beliefs, values and skills
which the individuals involved bring to any situation. It also encompasses aspects of
the physical environment, the prevalent culture for example within a service and
within a particular ward or children's home. Violence is therefore a complex, multi-
faceted phenomenon but conflict management training only affects one aspect of this
triangular interaction. Many NHS and social services, staff recognised as being at
high risk of exposure to violence support service users whose aggressive behaviour is
influenced by a range of factors, some of which are outside their control and arguably
unlikely to be influenced by the talking and non-verbal skills taught on a conflict
management training programme (Department of Health and Department for
Education and Skills 2002). Such settings can include learning disability services
where individuals' violent behaviour may be, learned and functional response to
managing their environment. There is therefore a need for a more sophisticated
approach to violence prevention which looks beyond how we can manage incidents
better and considers the prevention of violence at source.
Prevention in this context can usefully be described with reference to the public health
model (Sethi et al 2004) as having three main dimensions:
• primary prevention : Action taken to prevent violence before it occurs
• secondary prevention: Action taken to prevent violence when it is perceived to
be imminent
• tertiary prevention: Action taken when violence is occurring and after it has
occurred to prevent or reduce the potential for physical and psychological
harm to the parties involved and to inform primary and secondary prevention
strategies. The notion of prevention in this context is in the public health sense
of preventing or reducing harm (Sethi et al 2004)
Primary prevention requires
• action at the level of the organisation,
• the staff team,
• the individual worker
• the patient
Action at the level of the organization;
These include establishing clear leadership via the appointment of a senior manager
with overall responsibility for the issue, the development, dissemination and
implementation of a policy on workplace violence, mandatory post incident reviews,
action to address underlying reasons for violence suggested by incident investigation
such as inconsistency in staffing, impoverished and physically unsuitable clinical
environments, low rates of engagement with service users, and finally the
development, implementation and evaluation of a training strategy. The training
strategy must however, embrace much more than 'crisis management' in considering
underlying skills deficit in direct care and other staff. These may include the need to
revisit in some instance what might already be expected to be in place i.e. core
professional values, collaborative approaches to care planning and the use of
structured risk assessment/management plans. In addition advanced training in
interventions such as Cognitive Behavioural Psychotherapy and Psycho Social
interventions should be considered. Staff must have the skills necessary to undertake
the focused, structured, evidence based interventions which have the possibility of
averting violence before it occurs and not just training in how to manage crisis more
effectively (Goldstein et al 1998). Assuming that such skills exist routinely in all
settings simply belies the reality of many in-patient settings and many children's
homes.
It has been suggested that what is required is a 'total organisational response' in which
a partnership between the organisation, employees, trade unions and individual
workers is necessary (Cox and Cox 1993). Figure 2 Illustrates a model developed by
one of the authors Miller (2003) which illustrates the multiple dimensions that
organisations must address in seeking to prevent violence and create 'safer services'.
The example relates to her practice setting i.e. mental health. Miller's work however,
takes the idea of a 'total organisational response' further in several respects. In her
model 'safer services' depends on a partnership between service users, clinical staff,
the wider organisation and other agencies involved such as criminal justice. She
stresses the need to recognise how elements within organisations perhaps not
typically seen as related to the problem of violence such as recruitment and retention
and potential problems encountered therein, can relate to the issue of violence because
of their impact on the consistency and experience of staff. Finally she emphasises the
role of good practice in promoting engagement with service users supported by
effective clinical supervision and personal development procedures.
Action at the level of the staff team; explicit attention to workplace culture
(Braithwaite 2001) is absolutely vital. Organisations in which staff feel devalued,
disempowered and disenfranchised are highly unlikely to be able to provide a suitable
therapeutic regime. If we deny individuals the means of satisfying their existential
needs which include, the need to feel effective, the need for stimulation and
excitement we should not be surprised if the result is malignant aggression (Fromm
1977). All to readily an invidious combination may be produced where staff members
legitimate desire for recognition and a degree of control in their professional lives
combines with displaced hostility towards an abusive organisation which is in effect
behaving violently towards its employees and finds its expression in regimes of care
which consist largely of control and coercion in which violence may sometimes be
deliberately provoked by employees to avert their boredom (Bowie 1998). The
Some users experience is of services in which "restraint of patients was the main
goal at all times" (Horton 2001) The resultant conflict can undermine any hope of
therapeutic collaboration and in extreme circumstances lead to staff effectively
disengaging from their client by finding things to do other than interact with patients
such as 'the paperwork'. A vicious circle can then result in which violence perpetrated
by services users at least partially as a function of boredom and conflicts over 'petty'
rules is blamed wholly on the service users. This reinforces the existing negative
stereotypes held by staff and produces yet more coercion and even less positive
engagement.
It has been suggested that violence even in psychiatric inpatient settings may not
represent a relationship between mental illness (or even specific symptoms) and
violence as much as; patients’ reactions to the experience of;
• Admission to the ward or service culture (Garnham 2001),
• To deliberate or unwitting provocation by other patients or staff (Powell, Cann
and Crowe 1994, Sheperd and Lavender 1999),
• To the lack of activities and staff patient interactions (Sclafani 2000)
• To the restrictions on liberty which may accompany admission (Sheridan et al
1990)
All of which have the potential to evoke conflict and thus violence. The likelihood of
any given conflict situation resulting in violence will however, be influenced by the
predominant beliefs within the participants cultures regarding how conflict should be
dealt but the perceived 'legitimacy' or otherwise of violence as a solution will also be
influenced by the 'local' culture i.e. of the ward or home which may have a greater
influence (Werner, Rose and Yesavage1983).
Among the most Common antecedents to violence in many settings is limit setting.
Training in non-confrontational limit setting can help staff set limits with, rather than
for, patients and help avert conflict. In addition promoting awareness of the
relationship in particular between inconsistent limit setting and violence enhances
understanding of the need for teams to establish and implement a consensus and
allows subtle forms of workplace abuse by which staff can be 'set up' by colleagues to
be recognized and challenged.
Action at the level of the individual worker. Until relatively recently, as Leadbetter
(1996:6) observes, “the tendency has been to individualise the question of the
management of challenging behaviour. To frame it simply as a matter of individual
staff competence with risk viewed simply as part of the job”. This perspective has
effectively de-emphasised the role and responsibility of the agency and resulted in the
interpretation of the problem of violence as essentially a lack of staff skill which has
in turn promoted responses based on staff training in conflict management and
physical intervention skills. A focus on training for staff in direct contact with patients
can however, neglects the significant training needs of managers. Managers need an
understanding of the organisational dimensions of violence such that they can co-
ordinate the range of activities necessary. Training may play a valuable role in
enhancing staffs abilities to recognise and avert conflict situations and to deal with
physical violence. A lack of central regulation has however, allowed an unregulated
market in training in the 'short term management of violence' to develop with marked
differences in course philosophy, content, duration, and assessment. ‘Systems’
developed in one context or country is sometimes aggressively marketed as 'one stop'
solutions to the problem of workplace violence in another. A review of the research
literature on aggression management training undertaken in the context of the joint
guidance by the DoH/DfES by Allen for the British Institute for Learning Disabilities,
concluded that such training could generate a range of positive outcomes including
reductions in violent incidents and injuries but,
"Unfortunately, the research indicates that none of the above outcomes can be
guaranteed from training, and negative results have also been observed in each of the
above areas. “ (Allen 2000:23)
Such results should not surprise us as even where the relevant model has 'face
validity' in the context, its effect may be marginal if the structural determinants of
violence within an organisation are not understood and addressed (Lindsay et al
2000). A review of the literature on violence in Psychiatry concluded,
"that wards with trained and experienced staff working well together with good
leadership (i.e. high morale wards) tend to be less violent".
(Royal College of Psychiatrists 1998:33).
Training in skills such as risk assessment and proactive risk management may
however serve to reduce patient violence in drawing staff attention to the reasons for
an individuals violence and prompting staff engagement before aggression is
imminent (Needham et al 2004).
Action at the level of the service user. This relates principally to individual care/
program planning. Each patient has an individual care plan and where violence is an
issue this must identify underlying problems which assessment suggests are related to
their propensity to use violence and the circumstances in which violence is most
likely. This is when structured programs using psychosocial interventions, anger
management training, pro-social skills training, pro-social value training and
contingency management may be required. Intervention strategies may need
adjustment particularly for individuals with learning disabilities or other cognitive
impairments such as dementia.
Secondary Prevention
Depending on the context secondary prevention may be planned or unplanned. In
some situations violence by service users may involve highly predictable patterns of
responses. Knowledge of such patterns garnered via functional analysis can allow the
planning of proactive positive interventions to prevent violence. In addition however
where, violence may not be preventable it can allow planned 'reactive strategies' to be
devised and tested to provide guidance to staff such that where a patients behaviour
follows a pattern of escalation that imminent violence might be recognised early and
averted. In other instances service users may not be well known to organisations for
example in the case of a child recently admitted to residential care. In such situations
staff must follow broad guidance on strategies such as de-escalation while using
clinical judgement to identify as effective a response as possible compatible with
relevant legal and ethical principles including 'least restrictive intervention' (Paterson
et al 1999).
Tertiary Intervention
In this context violence is either happening or has happened we have been unable to
prevent its occurrence and are now focused on reducing the risk of violence causing
physical and psychological harm. Strategies to manage immediate violence will vary
depending on risk assessment and organisational policy but may include withdrawal
by staff, the removal of other services users who may be a risk and forms of physical
intervention such as 'blocking' or 'breakaway' strategies to enable staff to remove
themselves from the threat. Prolonged or more serious violence may necessitate
physical intervention in the form of restraint, physical or mechanical, seclusion or
medication. Interventions may involve immediate care staff, more senior personnel,
and a response team where such models are desirable and practicable, security staff or
the police. There must however be clear protocols in place detailing the nature of the
response expected by each member of the clinical team and each agency.
Once the immediate crisis has passed organisations needs to do several things;
review the incident such that whatever lessons need to be learned organisationally are
actioned in order to avert or manage better similar situations
review the care of the individual concerned such that whatever actions necessary in
relation to the individuals care plan are taken to avert future crisis and enhance the
management of crisis are taken
review the actions of staff involved in such situations such that any acts or omissions
which may have contributed to the incident or detracted from its successful
management are identified, recorded and addressed. This does not necessarily mean
an 'investigation' by management unless serious misconduct is alleged or suspected
and is sometimes best done where a supportive culture exists via peer review. We
know however, that in some instances "staff attitudes might themselves be a problem"
(Horton 2001:7) and any investigation of alleged wrongdoing should therefore
involve an external representative i.e. an advocate.
promote positive outcomes for the patient involved
Violence can evoke strong feelings in both victim and perpetrator creating a volatile
emotional situation. Immediate management will focus on ensuring safety and
preventing re-ignition of violence in a situation, which may remain volatile. When it
is judged appropriate however, a structured de-brief with the patient involved may be
conducted which seeks to explore the antecedents i.e. the relationships between
feelings, behaviour, and alternative coping strategies which might be used to deal with
similar situations in the future. These can then be practised later in controlled
simulations i.e. role plays forming part of primary prevention in order to help avoid
future crises (Neizo and Lanza 1984).
put in place flexible supports such that staff involved in incidents can access at their
discretion a range of supports which may include occupational health, telephone
support, peer debriefs. There are some suggestions that pre rather than post incident
support may be the most important determinant of whether an individual develops or
does not develop a pathological reaction to exposure to violence. There remains some
debate about how we can best support staff exposed to violence. What is however,
unquestionably not in doubt is that supports should be there!
A Public health perspective on Violence Prevention: 2 Violence Prevention in the
Community
The discussion so far has focused on violence as an intra-organisational problem. In
terms of prevention it has adopted a public health interpretation of the total
organisational response Figure 3 (Leadbetter 2004) illustrates the application of this
model explicitly identifying potential preventative strategies in terms of primary,
secondary and tertiary intervention and emphasising the need for approaches to reflect
a client centred focus.
There is however, potentially, a serious flaw in this approach; this is, in essence that
in looking only ‘inwardly’ organisations may neglect the relationship between the
problem of violence inside their organisation and the problem of violence outside it.
Many of the underlying contributory factors to violence by service users may lie
outside the service. In failing therefore to address violence as a community, not just
an organisational problem services risk neglect by default the devastating effect of
exposure to violence may have on the health of the communities they serve. Such
effects will almost invariably disproportionately impact upon disadvantaged and
marginalised communities (Krug, 1999). What are required are unified approaches
(Lett et al 2002) whereby intra-organisational strategies and community based
interventions to prevent violence, or minimise its impact complement each other.
The roots of violence may lie in no small part in social inequality. In both high
income countries (HIC) and low-to-middle income countries (LMIC), the highest
rates of violence "tend to occur in the poorest communities with the fewest resources
to cope with the financial, social and psychological strains produced by the resulting
deaths and disabilities" (Krug, 1999). Economic inequalities may result in a
discrepancy between an individuals expectations and their abilities which are in part a
function of their access to “opportunity structures” i.e. the means to gain career
advancement such as education (Peacock 2002:40). Feelings of inequity and
consequently entitlement may develop when individuals then judge their material and
social status obtained with those of others not similarly disadvantaged. Wilson and
Herrnstein (1985) suggest that these feelings may give rise to hostility but in a process
of 'reaction formation' this may come to be directed not against either the system
which maintains such inequalities or those who benefit most from these inequalities
but paradoxically at those within their immediate communities including their family.
Gilligan (2000:233) argues that the underlying mechanism is one of 'shame' observing
that the disproportionate amount of violence in many societies perpetrated by men is
a function of the male gender role, which "generates violence by exposing them to
shame if they are not violent" . Simultaneously however, the ascribed female gender
role while restricting female violence also promotes male violence. It encourages men
to treat women as passive sex objects and women to conform to the role but it
implicitly promotes a view of men as "violence objects" (Gilligan 2000:233) whose
violence against women who dishonour or 'shames' them by failing to observe their
role is given a perverse legitimacy.
The experience of violence, often within the family, is a risk factor for violence in
mental health service users to which insufficient attention is often paid. While it may
be less significant than the combination of substance dependency and psychoses
together with them it forms an invidious triumvirate (Swanson et al 2002). Hiday
(1997) argues that beliefs supporting violence as a means of conflict resolution may
be more prevalent in communities which have been disproportionately affected by
unemployment, where social disorganisation and poverty function as stressors, and
individuals or groups can become disassociated from the values of the wider
community. Growing up in such an environment is likely to increase an individuals
risk of being a victim of violence in comparison to more affluent areas (National
Research Council 1993). Over time as Stueve and Link (1997:329) observe this may
come to “foster mistrust and suspicion of others, an outlook that psychosis
exacerbates”. An individuals behaviour as an in-patient is thus not just a function of
their immediate pathology but a product of the interplay between themselves as an
individual, their experience of community and family violence and the culture of the
ward mediated by differences in gender, race, ethnicity, sexuality and class.
As Peacock (2002:41) reminds us, even in violent societies “not all individuals resort
to violence”. The behaviour of individuals will be influenced not just by structural
influences but also mediated by their unique experiences of family and or parenting
and the social groups to which they either belong or aspire to belong. The role of
positive parenting may also be crucial (Sanders1999) as inappropriate parenting styles
such as 'coercive parenting' may inadvertently teach children that aggression 'works'
(Patterson et al 1975).
An understanding that the roots of violence may lie in our communities at least as
much as in individual pathology should however, awaken interest in tackling violence
proactively at a social level. As Gilligan (2000:236) observes "if we wish to prevent
violence, then, our agenda is political and economic reform". There is now an
increasing emphasis on the primary prevention of violence. At a macro level it could
be argued that the Blair governments 'social inclusion' project seeks to target some of
the root causes of violence in UK society by addressing underlying economic and thus
social marginalisation. A range of strategies have however, emerged which seek to
prevent violence either directly or may have an indirect effect on the roots of
violence. (See Figure 4). Interventions vary in nature many being multi-component
however, broadly they fall into the three main types we have already discussed with
reference to intra-organisational strategies i.e,
Primary Interventions. Prevention is aimed at large groups of people often whole
population interventions, e.g. seeking to promote the acquisition and utilisation of
conflict resolution skills in whole school settings (Orpinas et al 2000, Durant et al
2001).
Secondary Interventions Prevention aimed at those presenting a 'higher risk' of
perpetrating violence targeting individuals at risk of offending e.g. cognitive skills
and values based programs for young offenders (Giuliano1994, Goldstein, et al 1998).
Secondary interventions may however, also target particular problems e.g. domestic
or sexual violence in terms of primary prevention i.e. preventing victimisation
(Anetzberger et al 2000, Conte1985, Foshee 1998 Wolfe and Jaffe 1999). Violence
prevention may also target particular problems such as violence associated with
alcohol usage in licensed premises. The Cardiff Violence Prevention Groups (2004:1)
research has clearly demonstrated that "the proper management of violence in
licensed premises depends upon input from NHS Accident and Emergency services
about physical injuries as well as what are recognised as incomplete police violence
records".
Tertiary Interventions Tertiary prevention strategies focus on treating individuals
exposed in order to minimise the adverse effects of violence but also on preventing
repeated victimisation (Dunford 2000)
Conclusion
Workplace violence in health and social care is a significant problem for many
workers. Action within many organisations is however, still over emphasising training
in the short term management of violence (i.e. secondary prevention) and staff support
post incident (i.e. tertiary prevention). There is a need for a major cultural shift which
recognises the structural reasons for violence both inside and outside organisations
and seeks to address them organisationally. The focus needs to be much more on
primary prevention.
Sorting out the problem of violence within services may sometimes seem an
insurmountable problem in itself. As the old adage observes ' when you're up to your
neck in alligators its hard to remember your original objective was to clear the
swamp'. Ecological objections to this metaphor aside, the emerging message from the
brief exploration of community based initiatives is plain, it is no longer enough for
health and social care organisations to seek to improve the protection we offer our
staff from violence and to work with the victims of violence. The message of Zero
Tolerance is that violence is unacceptable but if the roots of violence lie in social
inequality then surely by implication such inequality must be intolerable. As Heath
(2002:707) pointedly reminds us "violence is unacceptable, not primarily because it
undermines health, but because it is, in itself, demeaning cruel and unjust".
We need therefore to actively engage with the reasons which gave rise to such
violence in the first place. The 1998 Crime and Disorder Act established Community
Safety Partnerships in England and placed a duty on health authorities to work
towards reducing violent crime in conjunction with representatives from local
authorities and the police. There are already excellent examples developing of
collaboration between health care and other sectors to identify the nature of the
problem (Howe and Crilly 2002) and to develop preventative strategies (Cardiff
Violence Prevention Group 2004).
Nearly ten years ago violence was declared a public health emergency in America
(Fontanarosa 1995). Violence remains a scourge our society which wrecks lives, and
undermines the quality of life in many of our communities. Amongst its victims are,
all too often, those who are the most vulnerable in our society women, children and
older people (Krug et al 2002). We should also not forget that violence can also blight
the life of its perpetrator (Rivera et al 995). There is however, real cause for optimism
to be found in emerging research about how we can tackle the problem of violence
more effectively (Drug Strategies 1998). In many organisations recognition that
tackling the problem of violence requires action not just within their organisation but
via interagency partnerships is now growing (Australian Institute of Criminology
2003). Committed, partnerships using evidence based interventions are the answer to
tackling violence in the future both in our services and in our communities.
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Figure 1. The Control Cycle from Chappell and Di Martino 1998
1 Find out if there is a problem 7 Evaluate and monitor 2 Determine the relevance of the problem 6 Implement the Strategy 3 Describe the Problem 5 Design a Preventative Strategy
4 Analyse the reasons for the violence
Figure 2 Organisational Responses to Violence and/or Challenging Behaviour (CALM Associates Training manual 2003) Employing organizations tend to go through similar historic processes when addressing the problems of occupational violence and/or challenging behavior:- 1. Denial : - An “If you can't stand the heat get out the kitchen”; “Blame” culture. Staff who raise concerns are often seen as over anxious and/or incompetent. “Whistle blowers” and activists are often scapegoated. Violent incidents are seen as isolated events, predominantly caused by individual failure, or by chance. No agency policies exist. Responses are haphazard and ad hoc. 2. Ignoring:- The risks of service user violence is perceived but not addressed. This
is often due to unhelpful beliefs and ideologies and or fear of exposing the problem. Recording and reporting are not encouraged and active measures to suppress the debate may be imposed. High absenteeism/sickness absence. Focus on crisis management, rather than strategic service delivery.
3. Awakening: - Risks are acknowledged, but within an “it’s part of the job”
culture. Resistance to formal action and a fragmented agency response. Causal connections are not perceived. No overall management responsibility. The problem is “owned” by front line staff and, often the agency training section. Victims can share experiences and “whistle blowers” can speak out. Support systems are criticized. Consultants become involved. Policies are developed. These are often vague, unrealistic and focus on what staff cannot do, rather than the specification of acceptable responses “Reductionist” training introduced. Training “Gurus” are given credibility. Lack of routine post incident “debriefing” limits agency and individual learning.
4. Break through:- Management studies costs and consequences & concludes a different approach is required. One co coordinating manager assumes responsibility Policies are developed but remain fragmented. A more rational approach to the problem is adopted. Diversification of training, holistic training. Training “Gurus” lose credibility. Outcomes assume importance. 5. Management:- Practices & procedures are amended. Integration of different policies. Attention is given to warnings and causes & increased understanding of causal chains results. Management responsibility assumed. 6. Integration:- Safety is integrated in all activities. Pro-active approach at all levels. Aggression is seen as directly related to work tasks, rather than individual staff qualities. Effective liaison with service users. A Total organizational response model is implemented. Figure 3 Safer Services Model (Miller 2003)
Safer Services Model
COMMUNICATION
SAFERSERVICES
TRUST
CONFIDENCE
Post Incident Support &Review
Recruitment & Retention
Therapeutic Environment
Criminal JusticeLiaison. - Prosecution - Police intervention
Organisational Boundaries # & clear documentation
Joint PolicyDevelopment- search-exclusion-violence prevention-sedation-seclusion
Information sharing
CollaborativeRisk Management
Robust ComplaintsProcess with follow upactions
Service users & carer involvement
Staff Training& Education
Clinical Support & Supervision
Figure 4 A Public Health Perspective on the Total Organisational Response (Leadbetter 2004)
Clinical Support & Supervision
Risk Assessment
Post Incident Support& Review
Robust Complaints Procedures