Climate-diameter growth relationships of black spruce and jack pine trees in boreal Ontario, Canada
Transcript of Climate-diameter growth relationships of black spruce and jack pine trees in boreal Ontario, Canada
Climate-diameter growth relationships of black spruceand jack pine trees in boreal Ontario, CanadaNIRMAL SUBED I and MAHADEV SHARMA
Ontario Forest Research Institute, Ministry of Natural Resources, 1235 Queen St. East, Sault Ste Marie, ON P6A 2E5, Canada
Abstract
To predict the long-term effects of climate change – global warming and changes in precipitation – on the diameter
(radial) growth of jack pine (Pinus banksiana Lamb.) and black spruce (Picea mariana [Mill.] B.S.P.) trees in boreal
Ontario, we modified an existing diameter growth model to include climate variables. Diameter chronologies of 927
jack pine and 1173 black spruce trees, growing in the area from 47°N to 50°N and 80°W to 92°W, were used to
develop diameter growth models in a nonlinear mixed-effects approach. Our results showed that the variables long-
term average of mean growing season temperature, precipitation during wettest quarter, and total precipitation dur-
ing growing season were significant (alpha = 0.05) in explaining variation in diameter growth of the sample trees.
Model results indicated that higher temperatures during the growing season would increase the diameter growth of
jack pine trees, but decrease that of black spruce trees. More precipitation during the wettest quarter would favor the
diameter growth of both species. On the other hand, a wetter growing season, which may decrease radiation inputs,
increase nutrient leaching, and reduce the decomposition rate, would reduce the diameter growth of both species.
Moreover, our results indicated that future (2041–2070) diameter growth rate may differ from current (1971–2000)growth rates for both species, with conditions being more favorable for jack pine than black spruce trees. Expected
future changes in the growth rate of boreal trees need to be considered in forest management decisions. We recom-
mend that knowledge of climate–growth relationships, as represented by models, be combined with learning from
adaptive management to reduce the risks and uncertainties associated with forest management decisions.
Keywords: boreal forest, climate–growth relationship, diameter growth model, forest management, growing season tempera-
ture, precipitation
Received 29 February 2012; revised version received 4 September 2012 and accepted 5 September 2012
Introduction
The boreal forest, which includes jack pine (Pinus bank-
siana Lamb.)- and black spruce (Picea mariana [Mill.]
B.S.P.)-dominated stands, supplies about two-thirds of
harvested roundwood in Ontario [National Forest
Database (NFD), 2012] and is important for the eco-
nomic well-being of northern rural populations (Burton
et al., 2003). Boreal forest composition is the result of
complex interactions among climate, solar radiation,
topography, geology, nutrient availability, soil mois-
ture, soil temperature, permafrost, depth of forest floor
organic layer, species ecology, forest fire, and insect
and pest infestations (Sojo et al., 2007). Climate change
– global warming and changes in precipitation – may
affect seedling establishment (Daniels & Veblen, 2004)
and mortality (McDowell et al., 2011), tree growth
(Peterson & Peterson, 2001), tree species distribution,
and competition among species (Hamann & Wang,
2006). Therefore, it is important to increase our
knowledge of climate–growth relationships, in particu-
lar, the factors affecting forest growth and their sensi-
tivity to climatic variables (Aber et al., 2001; Deslauriers
et al., 2003; Crookston et al., 2008, 2010). Climate–growth relationship information can provide valuable
insight to forest managers formulating forest manage-
ment strategies to achieve sustainable use (Worbes,
1999) or to adapt to climate change (Littell et al., 2011).
Projections made using climate change models have
indicated that global surface air temperature will
increase between 1.4 and 5.8 °C by 2100 relative to
2000 (Intergovernmental Panel on Climate Change
(IPPC), 2001). Based on Environment Canada’s cli-
mate model, version 2 of Canadian Coupled Global
Circulation Model (CGCM) using the A2 scenario
(Intergovernmental Panel on Climate Change (IPPC),
2001), in Ontario, Canada, average summer tempera-
tures are expected to rise by 3–6 °C by the end of
21st century, with more pronounced differences in
the north (Colombo et al., 2007). Rising temperatures
increase the availability of soil nitrogen, which
Correspondence: Present address: Nirmal Subedi, Forest
Economics and Tenure Branch, Forest Industry Division, Ministry
of Natural Resources, 70 Foster Drive, Suite 210, Sault Ste. Marie,
ON, P6A 6V5, Canada, tel. 705 945 5843, fax 705 541 5111,
e-mail: [email protected]
© 2012 Blackwell Publishing Ltd 505
Global Change Biology (2013) 19, 505–516, doi: 10.1111/gcb.12033
combined with a longer growing season is expected
to increase overall tree growth/biomass production
(Parker et al., 2000; Stromgren & Linder, 2002). How-
ever, on some sites increased temperature may result
in temperature-induced drought stress and reduced
tree growth (Wilmking et al., 2004; Wilmking &
Juday, 2005).
The effects of climate on radial growth of trees has
been studied at diurnal (Tardif et al., 2001; Duchesne &
Houle, 2011), seasonal (Belyea et al., 1951; Fraser, 1956;
Clark & Gibbs, 1957), annual (Fritts, 1958; Pokharel &
Froese, 2009), and multiannual (D’Arrigo et al., 1992;
Brooks et al., 1998; Hofgaard et al., 1999) intervals.
These studies have broadened our understanding of cli-
mate–growth relationships. For example, Fraser (1956)
indicated that late winter and early spring tempera-
tures might control when growth resumes, as soil mois-
ture was not a limiting factor at the study site (i.e.,
Chalk River, Ontario, Canada) at that time of year.
However, on wet sites, a thick organic horizon delays
the spring warming of the soil, which slows the onset
of tree growth. Fritts (1958) reported that more than
half of the growth rate changes due to concurrent envi-
ronmental variation in American beech (Fagus grandifo-
lia Ehrh.) trees from a central Ohio forest could be
attributed to maximum temperature and soil moisture.
Furthermore, he reported that during the early part of
the growing season, maximum temperature was more
influential than soil moisture, but later in the season
soil moisture became more important. Similarly, Pokha-
rel & Froese (2009) found that the mean annual temper-
ature was important in describing basal area growths
of four tree species including jack pine and black
spruce trees grown in natural stands in eastern Canada.
Overall, temperature and moisture seem to be the most
limiting factors for radial growth of trees in the eastern
boreal region of North America.
Recently, Subedi & Sharma (2011) and Lacerte et al.
(2006) developed diameter growth models for jack pine
and black spruce plantations in boreal Ontario, but
their models did not account for climate–growth rela-
tionships. When climate variables are not included in
growth models, the implicit assumption is that the rate
of tree growth observed when the data used to cali-
brate the model were collected will remain constant in
the future (Crookston et al., 2008). As a result, predic-
tions from such models are insensitive to changes in
climate. Therefore, the objectives of this study were to
incorporate climate variables in the diameter growth
models developed by Subedi & Sharma (2011) for jack
pine and black spruce trees and to assess the effects of
future climate scenarios on the diameter growth rate of
these tree species using a mixed-effects modeling
approach.
Materials and methods
Tree-ring data
Tree-ring width (diameter) measurements of jack pine and
black spruce trees from plantations throughout boreal Ontario,
Canada (47° 27′ 36″ N to 50° 11′ 24″ N; 80° 6′ 0″ W to 92° 47′ 24″W; 214–539 m a.s.l.) formed the basis for this study. For each
species, 25 even-aged monospecific plantations were selected
to represent the species’ geographical range, as well as stand
density and stand structure variations (Fig. 1). From each plan-
tation site, three stands were selected fromwhich 15–16 trees in
each, spanning the range of tree basal area, were randomly
selected for destructive sampling. Thus, for both species 45–48
trees were sampled from each plantation. From each selected
tree, stem sections were sampled at approximately 0.15, 0.5,
and 0.9 m, at breast height (1.3 m), and above breast height at
certain (i.e., either 10 or 5) percentages of relative height above
breast height. A unique code was assigned to each stem section
to identify the site, plot, and tree from which it was sampled.
These stem sections were placed in a large breathable bag,
transported, and stored at –10 °C until 24 h before preparation.
For this study, only the stem sections from breast height were
used. These stem sections were sanded and geometric mean
radius was calculated frommajor and minor radii on each stem
section [i.e., r = (r1 9 r2)0.5]. Two radii that were equal to the
geometric mean radius in length and at least 90° apart were
located, and trajectories were drawn along these radii using a
sharp pencil in each section. These sections were then scanned
to at least 720 dpi resolution and the images were saved.
Annual ring width (RW) measurements were made along
each trajectory from each scanned image using WINDEN-
DROTM software (Regent Instruments, Inc. Quebec, QC,
Canada). The perpendicular distance between two successive
rings was used as an annual radial growth. Annual RW mea-
surements of every tree from each plantation site were cross-
dated with respective master chronologies for the site. Mean
sensitivity (Fritts, 1976), which measures percentage change of
each measured annual ring width value to the next was
assessed for each tree for both species. Brief summaries of in-
terseries correlation, and first- and second-order autocorrela-
tions of RW of 25 jack pine and black spruce plantations and
mean sensitivity of RW of each tree for both species are pre-
sented in Table 1.
Past annual diameter growth (inside bark) was calculated
using cross-dated tree-ring widths. This resulted in diameter
increment data from 927 jack pine and 1173 black spruce trees
from 75 stands in 25 plantations. From each plantation, two
stands were randomly selected for each species and the diam-
eter (i.e., ring width) measurements of trees from these stands
were used to calibrate the models (calibration data set). The
diameter measurements from trees of the remaining stands
were used to evaluate the model (validation data set). Average
annual diameter growth from each tree was calculated using
5 year increments, so that the model prediction interval would
match the interval at which the forest resource inventory/
management plans are updated in Ontario. Summary statistics
of tree and stand characteristics for the calibration and valida-
tion data sets for each species are given in Table 2.
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
506 N. SUBEDI & M. SHARMA
Climate data
The climate of the region is continental with cold winters and
warm summers. Temperature decreases toward the east and
north in Ontario, but temperature differences are much smal-
ler in summer than winter. Maximum precipitation occurs in
the region during summer and the amount of precipitation is
affected by proximity to the Great Lakes, prevailing winds,
and the elevation and slope of the terrain (Phillips, 1990).
Annual precipitation is relatively consistent from year to year.
Periods of excessively dry or wet weather are infrequent,
although periods of drought are more likely to occur in the
late summer (i.e., at the end of growing season) (Phillips,
1990).
For each of the study plantations, the long-term average of
a suite of climate variables was estimated for the period 1971–
2000 using thin-plate smoothing splines, as implemented in
the ANUSPLIN climate modeling software (e.g., Hutchinson,
2011). Initially, Daniel McKenney (Canadian Forest Service,
pers. comm., 2012) estimated 65 climate variables, primarily
related to temperature and precipitation, for each plantation
location. The climate variables included average values of
minimum and maximum temperature and precipitation, for
each month, the entire growing season and various quarters,
Table 1 Summary of chronology statistics for tree rings of jack pine and black spruce from boreal Ontario used in this study
Species
Statistic
Plot level Tree level
Interseries
correlation
First-order
autocorrelation
Second-order
autocorrelation
Mean
sensitivity
Jack pine
N 25 25 25 927
Mean 0.978 0.905 0.810 0.096
Min 0.687 0.855 0.711 0.045
Max 0.997 0.932 0.864 0.230
SD 0.061 0.022 0.044 0.023
Black spruce
N 25 25 25 1173
Mean 0.972 0.901 0.798 0.138
Min 0.796 0.853 0.698 0.055
Max 0.996 0.926 0.851 0.307
SD 0.053 0.024 0.049 0.042
Fig. 1 Distribution of jack pine and black spruce plantation sites sampled across northern Ontario, Canada.
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
CLIMATE –GROWTH RELATIONSHIPS OF BOREAL TREES 507
growing degrees days, and Julian day at the start and end of
the growing season (see McKenney et al., 2011 for details). Of
these variables, those that were temperature- and moisture-
related and spanned the growing season and various quarters
were selected to analyze climatic effects on diameter growth.
The average mean temperature during growing season
(MT), average total precipitation during growing season (TP),
and average precipitation during wettest quarter (i.e., the
three consecutive months receiving the maximum precipita-
tion) for the period of 1971–2000 estimated for Ontario using
ANUSPLIN are displayed in Fig. 2. For the 1971–2000 period,
the wettest quarter occurred during June to August in north-
western Ontario, but arrived 1 month later (i.e., July to Sep-
tember) in northeastern Ontario [National Climate Data &
Information Archive (NCDIA), 2012]. The growing season was
determined using temperature-based rules, starting when the
mean daily temperature was greater than 5 °C for five consec-
utive days, and ending when the average temperature fell
below �2 °C after the first day of August. For the jack pine
and black spruce plantations, respectively, average annual
mean temperatures were 1.58 °C and 0.97 °C, annual precipi-tation ranged from 676 to 785 mm, and average growing
degrees days ranged from 1077 to 1454 and 694 to 841.
Diameter growth equation
Diameter/basal area growth models generally include tree
size-, site-, and individual-tree competition-related variables
(Wykoff, 1990). Recently, Subedi & Sharma (2011) compared
two composite and one potential growth-based diameter
equations (Wykoff, 1990) to predict diameter growth of jack
pine and black spruce using the same data set as this study.
They reported that the composite growth equation, which
expresses tree size and competition effects as an exponential
function, provided better predictive accuracy across tree size
(diameter at breast height; DBH) and age for both species than
the other models tested. The exact form of the composite
diameter growth equation they used was:
ADG ¼ exp�b0 þ b1 lnðDBH1 þ 1Þ þ b2DBH2
1
þb3Age1 þ b4 lnðSIÞþb5ðDBH1=DBH1Þþb6
�Age1 �DBH1
�þ b7LNG�þ e
ð1Þ
where, ADG is annual inside-bark diameter growth (cm yr�1)
at breast height (1.3 m), b0–b7 are model coefficients, DBH1,
DBH1 and Age1 are tree inside-bark diameter (cm), the stand
level average inside-bark diameter (cm), and tree age, respec-
tively, at breast height at the start of growth period. Similarly,
SI is the site index (m) at index age (i.e., 25 years) above breast
height, LNG is longitude, and e is error term. As mentioned
earlier, Eqn (1) does not include any climatic variables, so
would not reflect responses to change in climate. Therefore,
we modified Eqn (1) by incorporating temperature- and mois-
ture-related variables (as described above) to account for cli-
matic effects.
Model fitting and evaluation
Data used to develop diameter growth models generally origi-
nate from multiple measurements on trees from a number of
stands. These observations are commonly hierarchical (i.e.,
trees within stands). Observations among sampling units
(stands) are independent, but observations within a sampling
unit (stand) are dependent (i.e., correlated) because they are
from the same subpopulation (Pinheiro & Bates, 2000;
Demidenko, 2004). As a result, two sources of variation
exist among sampling units and within a sampling unit. To
address the problem of autocorrelation within a sampling
unit, researchers have used the mixed-effects modeling tech-
nique (Subedi & Sharma, 2011) or correlation structure
Table 2 Summary statistics for diameter at breast height (DBH), total height (height), breast height age (BHA), basal area per hect-
are (BAPH), trees per hectare (TPH), and site index (SI; top height of dominant or codominant trees at BHA 25 years) for planta-
tion-grown jack pine and black spruce trees/stands in the calibration and validation data sets used in this study
Species/variable
Calibration Validation
N Mean SD Min Max N Mean SD Min Max
Jack pine
DBH (cm) 616 17.69 4.43 7.40 31.00 311 15.47 6.41 0.00 33.80
Height (m) 616 15.63 2.38 8.55 23.17 311 15.66 2.14 9.62 23.02
BHA (years) 616 38.15 9.44 17 60 311 38.34 9.92 21 83
BAPH (m2) 50 27.70 5.81 16.25 42.25 25 27.15 5.90 15.28 37.46
TPH (no.) 50 1753 647 884 3302 25 1859 707 960 3102
SI (m) 50 12.86 1.27 10.44 15.85 25 12.87 1.19 10.31 15.37
Black spruce
DBH (cm) 781 13.53 3.54 3.60 24.50 392 13.05 3.90 2.50 24.80
Height (m) 781 11.00 2.39 4.38 17.00 392 10.58 2.59 2.98 17.85
BHA (years) 781 30.75 7.85 12 74 392 30.40 7.68 13 52
BAPH (m2) 50 30.21 8.79 12.00 48.87 25 29.02 9.08 12.62 45.43
TPH (no.) 50 2865 857 1500 4678 25 3027 995 1471 5579
SI (m) 50 10.19 1.18 8.00 12.55 25 9.76 1.38 6.43 12.13
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
508 N. SUBEDI & M. SHARMA
(Dieguez-Aranda et al., 2006), or both (Trincado & Burkhart,
2006). Details about mixed-effects modeling are provided by
Vonesh & Chinchilli (1997), Pinheiro & Bates (2000), and
Demidenko (2004).
Equation (1) was first fitted to the calibration data set for
each species using the generalized least-squares method in R
(R Development Core Team, 2011). Then, a combination of
temperature- and precipitation-related variables were
included in the model and evaluated for their contribution to
model improvement. Climate variables that were both signifi-
cant (alpha = 0.05) and improved model fit were selected for
both species. Hereafter, the diameter growth model that
includes the combination of selected climatic variables will be
referred to as the full model.
The full model was then fitted using the mixed-effects mod-
eling approach (i.e., ‘nlme’ (Pinheiro et al., 2011) and ‘lme4’
packages (Bates et al., 2011) in R) for both species. Random-
effects parameters were added sequentially starting at one
coefficient as a random effect for each species. The model with
random effects was evaluated based on goodness-of-fit criteria
such as log likelihood (twice the negative log-likelihood),
assessment of model residuals, and Akaike Information Crite-
rion (AIC) (Akaike, 1978). The model with the smallest good-
ness-of-fit value is considered best.
The residuals of the diameter prediction model with random
group (i.e., stand) effects were analyzed for possible temporal
and spatial autocorrelations and heteroscedasticity for each
species. The Moran’s I of residuals indicated that spatial auto-
correlation did not occur among residuals within species. How-
ever, for both species temporal autocorrelation was evident
among residuals within stands. As a result, the final model was
fitted as a nonlinear mixed-effects model, and within-stand
autocorrelation (Pinheiro & Bates, 2000) was modeled directly
for both species. Two autocorrelation structures, AR1 (autore-
gressive process of order one) and ARMA (autoregressive
moving average process), were evaluated, and the one which
gave the best fit (i.e., smaller AIC) and provided expected
behavior of residuals was selected. Even after incorporating the
autocorrelation structure in the mixed-effects model, residuals
indicated some signs of heteroscedasticity (unequal variances).
The problem of heteroscedasticity was resolved by specifying a
within-stand variance function (Pinheiro & Bates, 2000). The
coefficients of the final models were determined using the
REML (reducedmaximum likelihood) method.
(a)
(b) (c)
Fig. 2 Surface maps of (a) average mean temperature during growing season (MT), (b) average precipitation during growing season
(TP), and (c) average precipitation during wettest quarter (PWQ) for period from 1971 to 2000 in Ontario.
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
CLIMATE –GROWTH RELATIONSHIPS OF BOREAL TREES 509
Model predictions were evaluated using the independent
model evaluation data set. For each stand, records of all the
diameter growths of a randomly selected tree were used to
localize the mixed-effects coefficients (Vonesh & Chinchilli,
1997) for that stand. Details about localizing the mixed-effects
coefficients can be found in Trincado & Burkhart (2006) and
Subedi & Sharma (2011). Using both fixed- and random-effects
coefficients, the rate of annual diameter growth of the trees in
the stand was predicted for each species. The mean residual
(observed diameter increment – predicted diameter increment;
�ei) and the sample variance (vi) of residuals were calculated
across tree size (i.e., DBH class) and age using 100 simulations
for each species. These were considered estimates of bias and
precision, respectively. Finally, an estimate of mean square
error (MSEi) was obtained for each DBH class and age group
using the formula (Trincado & Burkhart, 2006):
MSEi ¼ �e2i þ vi i ¼ 1; 2; 3; :n:
where n is the number of DBH classes or age groups.
To estimate future diameter growth under changing climate
scenarios, two plantations, one from northeastern (NE) and
the other from northwestern (NW) Ontario, were selected for
each species. The details of these four plantation locations,
and associated climate variables, are given in Table 3. Future
temperature and precipitation for two scenarios (A2 and B2;
Intergovernmental Panel on Climate Change (IPPC), 2001)
during the period 2041–2070 for these locations were esti-
mated using climate predictions summarized by Colombo
et al. (2007), who predicted future temperature and precipita-
tion for Ontario using version 2 of CGCM model.
Some caveats related to our analysis are that the estimates
were based on the rates of growth of an average-sized tree (i.
e., individual tree) and did not include mortality from either
competition or disturbances.
Results
The evaluation of a combination of temperature- and
precipitation-related variables indicated that the mean
growing season temperature (MT), precipitation of wet-
test quarter (PWQ; the precipitation of the three consec-
utive wettest months), and total growing season
precipitation (TP) were significant (alpha = 0.05) in
explaining the variation in diameter growth of jack pine
and black spruce trees. After including these variables,
the full diameter growth model can be represented as:
ADG ¼ exp�b0 þ b1 lnðDBH1 þ 1Þ þ b2DBH2
1 þ b3Age1
þb4 lnðSIÞþb5ðDBH1=DBH1Þ þ b6�Age1 �DBH1
�
þb7MTþ b8PWQþ b9TP�þ e
ð2Þwhere b0–9 are model coefficients, MT is mean tempera-
ture (°C) during the growing season, PWQ and TP are
precipitation during the wettest quarter (mm) and total
growing season precipitation (mm), respectively, and
other parameters are as defined above.
When the long-term average (1971–2000) of three cli-
mate variables were included in the model (i.e., Eqn 1),
the longitude (LNG) variable was no longer significant.
After including climate variables, the fit statistics (root
MSE, AIC (smaller is better), and log likelihood)
improved for both species (Table 4). Thus, Eqn 2 not
only incorporated climate variables but also improved
the fit statistics, and the full model would be useful in
explaining the climate–growth relationship of jack pine
and black spruce trees. When the model with coeffi-
cients b1 and b3 was treated as mixed-effects, model fit
was improved (smaller AIC) for both species. Thus, the
final mixed-effects diameter growth model for jack pine
and black spruce can be represented as:
ADG¼ exp�b0þðb1þb1Þ lnðDBH1þ1Þþb2DBH2
1
þðb3þb3ÞAge1þb4 lnðSIÞþb5ðDBH1=DBH1Þþb6
�Age1 �DBH1
�þb7MTþb8PWQþb9TP�þe
ð3Þ
where b1 and b3 are stand level random-effects coeffi-
cients and other parameters are as defined above. As
mentioned earlier, to resolve the problem of temporal
autocorrelation and heteroscedasticity among residuals,
Table 3 Site index (SI; top height of dominant or codominant trees at 25 years at breast height), and estimates of long-term
(1971–2000) averages of mean growing season temperature (MT), precipitation of wettest quarter (PWQ), and total growing season
precipitation (TP) of two jack pine and two black spruce plantations in northern Ontario, Canada
Species/location Latitude Longitude SI (m) MT (°C) PWQ (mm) TP (mm)
Jack pine
Timmins (NE) 47°28′12″N 81°55′12″W 14.5 13.06 239 434.9
Fort Frances (NW) 47°54′36″N 91°54′36″W 13.0 13.53 289 493.1
Black spruce
Cochrane (NE) 49°48′0″N 80°6′0″W 9.0 12.35 291 474.8
Dryden (NW) 49°57′36″N 92°29′24″W 9.0 13.39 289 492.2
NE and NW refer to northeastern and northwestern Ontario, respectively.
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
510 N. SUBEDI & M. SHARMA
the finalmixed-effects diameter growthmodel was fitted
with AR1 autocorrelation structure and a power vari-
ance function (Pinheiro & Bates, 2000) of AGE1 (i.e.,
Varðejb1; b3Þ ¼ r2 AGE1j j2d). Estimates of studentized
residuals (observed–predicted) from annual diameter
growth were calculated for all 5 year growth periods for
each tree for both species and plotted against the pre-
dicted annual diameter growth (Fig. 3). Trends in error
structure did not suggest any signs of heteroscedasticity.
The estimated coefficients of the final mixed-effects
diameter growth model for jack pine and black spruce
trees are given in Table 5. All coefficients of the model
were significant (alpha = 0.05) for both species, except
b0 for black spruce (P-value = 0.07). However, because
it was related to the asymptote, the coefficient b0 was
retained in the black spruce diameter growth model.
The sign of the coefficients, including the variance of
random effects, was similar for both species, except for
coefficient b7. The difference in signs associated with b7for the two species (Table 5) suggested that the rise in
mean temperature during the growing season would
affect the diameter growth of jack pine and black
spruce differently. The warmer growing season should
favor radial growth of jack pine, but reduce that of
black spruce. Similarly, the coefficients of b8 were posi-
tive for both species, which inferred that the increase in
PWQ favors radial growth in both species. In contrast,
the coefficient b9 was negative suggesting that excessive
rain during the growing season may decrease radial
growth of both species. The positive sign associated
with q (the first-order autoregressive autocorrelation
structure) indicated that model error terms were posi-
tively correlated with the residual of prediction from
previous period.
Equation (3) was further evaluated using the valida-
tion data set. Measure of bias, precision, and RMSE
–10
–8
–6
–4
–2
0
2
4
6
8
10
0 0.2 0.4 0.6 0.8 1 1.2 1.4
Stud
entiz
ed re
sidu
al
Predicted annual diameter increment (cm/year)
–10–8–6–4–2
02468
10
0 0.2 0.4 0.6 0.8 1
Stud
entiz
ed re
sidu
al
Predicted annual diameter increment (cm/year)
(a)
(b)
Fig. 3 Studentized residuals (observed–predicted) from pre-
dicting diameter increments of (a) jack pine and (b) black spruce
trees using a non-linear mixed-effects method.
Table 4 Fit statistics [root mean square error (RMSE), Akaike
Information Criterion (AIC), and twice the negative log-likeli-
hood (�2 ln (L)] for Eqns (1) and (2) by tree species
Statistic Jack pine Black spruce
Goodness of fit Eqn (1) Eqn (2) Eqn (1) Eqn (2)
RMSE 0.12515 0.12473 0.10459 0.10296
�2 ln (L) �6527.1 �6562.5 �8567.1 �8729.0
AIC �6509.1 �6540.5 �8549.1 �8707.0
Table 5 Parameter estimates and fit statistics (SE = standard
error) of Eqn (3) fitted using a nonlinear mixed-effects method
for black spruce and jack pine plantation data from boreal
Ontario
Parameters
Jack pine Black spruce*
Estimates SE Estimates SE
b0 �5.8480 0.61773 �0.9749 0.55252
b1 0.2935 0.02203 0.6539 0.02499
b2 �0.0044 0.00020 �0.0070 0.00035
b3 �0.1042 0.00322 �0.1230 0.00441
b4 1.3709 0.15203 0.7276 0.08415
b5 0.1439 0.02359 0.0563 0.02373
b6 0.0045 0.00017 0.0064 0.00028
b7 0.1762 0.02916 �0.1558 0.03573
b8 0.0081 0.00168 0.0049 0.00171
b9 �0.0055 0.00120 �0.0019 0.00093
Variance components
r2 0.05722 0.03103
var(b1) 0.01399 0.01170
var(b3) 0.00020 0.00038
cov(b1, b3) �0.00092 �0.00192
Autocorrelation structure
q 0.59865 0.45383
Weight (power of age)
d �0.33576 �0.29423
AIC �10861.3 �10202.9
Log likelihood 5446.6 5117.5
*b0 was not significant.
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
CLIMATE –GROWTH RELATIONSHIPS OF BOREAL TREES 511
(root mean square error) for the localized responses
were calculated across tree size (DBH) and age for both
species (Table 6). Random-effects coefficients were
localized using diameter growth measurements from a
randomly selected tree. The mean biases in diameter
(inside bark) prediction were smaller for both species
across tree size and age. For example, the average
biases were less than �0.02 cm for jack pine and
�0.03 cm for black spruce across diameter classes.
Results indicated that for both species diameter predic-
tions were more precise (i.e., smaller RMSE) for larger
or older trees than for smaller or younger trees.
To predict future diameter growth under a changing
climate scenario, the diameter growth of an average-
sized (i.e., diameter) tree was estimated for both
species. The estimated diameter growth of an average
tree under the A2 and B2 climate scenarios during
2041–2070 for the selected plantation sites (Table 3) for
both tree species is given in Fig. 4. These estimates were
made using only fixed-effects coefficients. Model results
suggested that, under both climate scenarios, the
diameter growth of jack pine would be faster during
2041–2070 than the existing rate of diameter growth
(1970–2000) in both northeastern (NE) and northwestern
(NW) Ontario. The observed rates of diameter growth
were slightly faster in NW Ontario than those in the NE
Ontario and this trend is expected to continue, at least
during 2041–2070. For jack pine, the rate of diameter
growth will be more rapid (i.e., averaging 25 and 29%
increases in NE and NW Ontario, respectively) under
the A2 scenario than that (i.e., average 7% increase for
both NE and NW) under the B2 scenario.
For black spruce, current rates of diameter growth
were slower in NW than in NE Ontario. Under both
the A2 and B2 climate scenarios, the rate of diameter
increment would decrease for black spruce, with more
a pronounced decrease under the A2 than the B2 sce-
nario. Under the A2 scenario, the average rate of diam-
eter increment would be 32% and 40% lower for black
spruce trees in NE and NW Ontario, respectively, than
the existing rate (1970–2000). Under the B2 scenario, the
average rate of diameter increment would be 9% and
10% lower in NE and NW Ontario, respectively.
Discussion
Our results indicated that climatic variables could be
included in the existing diameter growth models to
make them climate sensitive. This can be accomplished,
at least in the composite model form (Wykoff, 1990), by
expanding the intercept term (e.g., b0 in Eqn (1)). We
found that a combination of temperature- and precipi-
tation-related variables (i.e., MT, PWQ, and TP) was
significant in explaining variation in diameter growth
of jack pine and black spruce trees across plantations in
the study area. After including climate variables, the fit
statistics of the individual-tree diameter growth model
improved significantly for both species. However, the
longitude variable, which was significant in the original
diameter growth model (e.g., Subedi & Sharma, 2011)
was no longer significant. This suggests that the longi-
tude of a plantation site was acting as a surrogate of cli-
mate variables in the original model.
Beyond climate variables, site index explained a sig-
nificant part of the variability in tree diameter growth
in jack pine and black spruce plantations. However, in
the study by Crookston et al. (2010), site index was
assumed to be a function of climate variables, and
growth rates in Forest Vegetation Simulator were
adjusted by constructing a function linking site index to
climate rather than directly incorporating climate vari-
ables and site index into the growth models. As the var-
iability in site index that can be explained using climate
variables is not very high (�25% as mentioned in
Crookston et al., 2010), accounting for site productivity
using growth components did not seem promising.
Similarly, Pokharel & Froese (2009) compared two
basal area growth models (one included mean annual
temperature and ecological land classification variables
and the other site, index only) for four boreal tree spe-
cies, including jack pine and black spruce in natural
stands. They reported that, for all species, the model
with mean annual temperature and ecological land clas-
sification variables outperformed that with only site
index. As Pokharel & Froese (2009) indicated, for some
data sets estimating site index was impossible and
where it was possible the estimates were not sufficiently
accurate to be of much use. However, the trees in our
study were sampled from jack pine and black spruce
plantations and the site indices for these plantations
were directly measured from stem analysis data. There-
fore, site index was an important variable in the diame-
ter growth model that accounted for the difference
between sites with different soil conditions but identical
climate variables. The importance of site index was also
obvious from the values of RMSE calculated with and
without site index variable in the models for evaluation
data sets for both species. These values for the models
with the climate and site index variables were 0.031 and
0.014 cm compared to 0.182 and 0.126 cm for the models
without site index for jack pine and black spruce, respec-
tively, across the tree size (dbh).
Relationship between mean growing season temperatureand radial growth
We found that a warmer growing season favors the
radial growth of jack pine trees, which is consistent
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
512 N. SUBEDI & M. SHARMA
with findings from previous studies (e.g., Brooks
et al., 1998; Huang et al., 2010). Thus, prolonging the
growing season, either during spring warm up or late
fall, favors jack pine growth (Hofgaard et al., 1999).
This is the case for black spruce as well, but here the
negative temperature correlation is related to drought
sensitivity. The warmer growing season will increase
evapotranspiration during summer, which reduces
the availability of soil moisture. Jack pine is known to
be more drought resistant. Hofgaard et al. (1999) indi-
cated that the key factor separating these two species
extending the growing season into late fall, which
favors jack pine growth but not black spruce. Our
results for black spruce were consistent with those of
previous studies (e.g., Dang & Lieffers, 1989; Brooks
et al., 1998; Way & Sage, 2008; Wilmking & Myers-
Smith, 2008).
Another potential reason for the opposite response to
warmer growing season between species may be their
site preference. It is known that jack pine favors drier
sites whereas black spruce grows well on wet sites. The
warmer growing season may quickly raise the soil
temperature on drier sites but not on wet sites (Dang &
Lieffers, 1989; Brooks et al., 1998). On wet sites, spring
warm up of the soil is delayed by a thick organic hori-
zon, and despite warmer air temperatures the onset of
growth in black spruce trees may have been delayed
(Fraser, 1956). Timing of onset of the growing season
was determined for Scots pine (Pinus sylvestris L.) based
on the number of warm days during spring warm up
(Suni et al., 2003). Therefore, spring warm up might
favor the radial growth of black spruce (Hofgaard et al.,
1999) more than the warmer periods during either the
middle or later parts of growing season.
Table 6 Mean bias (observed–predicted), precision, and root mean square error (RMSE) in predicting annual diameter increments
using validation data set by tree size (A) and age (B)
Species DBH (cm)
Number of
observations
Average
bias (cm) Precision RMSE
A
Jack pine <3 392 �0.01630 0.0310 0.03130
4–6 314 0.00335 0.0183 0.01834
7–10 377 0.00375 0.0102 0.01022
11–13 489 0.00006 0.0071 0.00714
13–15 454 0.00594 0.0041 0.00418
16–18 288 0.00946 0.0028 0.00288
>19 196 �0.00140 0.0039 0.00390
Black spruce <3 811 0.00737 0.0141 0.01418
4–6 444 �0.00166 0.0069 0.00689
7–9 504 �0.00111 0.0057 0.00571
10–12 410 0.00004 0.0035 0.00356
13–15 256 �0.01215 0.0023 0.00250
>16 104 �0.00818 0.0023 0.00244
Age (years)Number of
observations
Average
bias (cm) Precision RMSE
B
Jack pine <5 622 �0.0127 0.02766 0.0278
6–10 312 �0.0024 0.01330 0.0133
11–15 312 �0.0052 0.00857 0.0086
16–20 312 �0.0041 0.00475 0.0048
21–25 288 0.0158 0.00386 0.0041
26–30 239 0.0239 0.00357 0.0041
31–35 190 0.0117 0.00220 0.0023
>36 235 0.0013 0.00253 0.0025
Black spruce <5 784 0.0052 0.01456 0.0146
6–10 392 �0.0083 0.00913 0.0092
11–15 384 �0.0056 0.00504 0.0051
16–20 337 0.0020 0.00446 0.0045
21–25 279 0.0071 0.00242 0.0025
26–30 211 0.0006 0.00182 0.0018
>31 142 �0.0047 0.00147 0.0015
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
CLIMATE –GROWTH RELATIONSHIPS OF BOREAL TREES 513
Moreover, a recent study in which black spruce
plants were grown at lower temperature (22/16 °Cday/night temperature) and higher temperatures
(30/24 °C day/night temperature) indicated that those
grown at higher temperatures were 20% shorter, 58%
lighter, and had a 58% lower root : shoot ratio than
those grown at lower temperatures (Way & Sage, 2008).
The authors mentioned that the reason for heat-induced
growth reduction in black spruce seedlings was more
due to increased respiration rates than photosynthesis
rates during growth periods.
Relationship between precipitation during wettest quarterand radial growth
Understanding of seasonal growth patterns of boreal
trees is important to explain the relationship between
moisture availability and radial growth. The cumula-
tive radial growth of boreal tree species (including jack
pine and black spruce) can be described using three
distinct phases (Belyea et al., 1951; Tardif et al., 2001).
In early- to mid-May, an initial period of swelling of
the stem occurs that lasts for at least a week, indicating
the upward passage of water. This is followed by a
period of active cell division indicating the ‘grand per-
iod’ of growth. During the third period, growth stops,
the cells dehydrate, and the cambial tissue prepares for
its winter rest (Belyea et al., 1951). It was reported that
the cambial activity in the stem of trees, including yel-
low birch (Betula alleghaniensis Britton), American
beech, and white spruce [Picea glauca (Moench) Voss],
ceased by early September, even on sites where neither
moisture nor temperature was limiting (Fraser, 1956).
Similarly, a study of early wood and late wood forma-
tion in growth rings of balsam fir [Abies balsamea (L.)
Mill] from a boreal forest near Lac-Saint-Jean, Quebec,
Canada, indicated that complete earlywood formation,
including cell wall thickening, required 10–14 weeks
(Deslauriers et al., 2003). Thus, optimal growing
conditions during the ‘grand period’ are very impor-
tant for boreal trees species. Northern Ontario receives
its maximum precipitation during summer (Phillips,
1990), so the precipitation during wettest quarter
parameter applies to the early part of growing season.
The positive relationship that we found between
increased moisture availability during ‘grand period of
growth’/earlywood formation and radial growth was
as expected.
Relationship between growing season total precipitationand radial growth
Our model results indicated that more precipitation
during the entire growing season might negatively
affect radial growth of both tree species. Previous stud-
ies (Schuur et al., 2001; Hsu et al., 2012) indicated that
the relationship between the mean annual precipitation
and net primary productivity (NPP), at majority of
sites, could be described by a nonlinear, concave down
function. Alternatively, water initially acted as a
resource to increase NPP, then became neutral, after
which further increases in water availability decreased
NPP in humid forests (Schuur et al., 2001). The decline
in the NPP was likely an indirect effect on plant growth
mediated by the availability of other resources.
Whereas water acts mainly as a resource in dry-to-
(a)
(b)
Fig. 4 Diameter growth profiles of an average size (a) jack pine
tree in northeastern (Timmins) and northwestern (Fort Frances)
Ontario and (b) an average size black spruce tree (b) in north-
eastern (Cochrane) and northwestern (Dryden) Ontario for the
period 2041–2070 given IPCC’s (2001) A2 and B2 scenarios and
current climate (no change; 1970–2000).
© 2012 Blackwell Publishing Ltd, Global Change Biology, 19, 505–516
514 N. SUBEDI & M. SHARMA
mesic ecosystems, increased precipitation may reduce
radial growth of trees (i.e., NPP) by decreasing radia-
tion inputs, increasing nutrient leaching, or reducing
soil oxygen availability in humid ecosystems (Schuur,
2003). More rainfall reduces the diffusion of oxygen
through water-filled pores to match the aerobic needs
of roots and microbes, and reduces decomposition
rates. Although oxygen limitation did not appear to
affect plant growth directly, slower decomposition rates
decreased nutrient availability and limited the supply
of nutrients for plant growth (Schuur et al., 2001). These
relationships support our model predictions.
Climate–growth relationships and forest managementplanning
Our results suggested that changes in climate, as pre-
dicted by version 2 of CGCM [Intergovernmental Panel
on Climate Change (IPPC), 2001], would increase diam-
eter growth of jack pine and reduce that of black spruce
trees. Goldblum & Rigg (2005) reported that rising tem-
perature and precipitation would increase the growth
rate of sugar maple (Acer saccharum Marsh.) and white
spruce, but not balsam fir, as higher fall temperatures
did not increase balsam fir growth on a deciduous-bor-
eal forest ecotone site near the northeastern shore of
Lake Superior in Ontario, Canada. Therefore, the
performance of individual-tree species may vary under
a changing climate and future growth rates of boreal
trees may differ from historical rates. Moreover, a
changing climate may affect natural disturbance pat-
terns including fire, drought, introduced species,
insects and pathogen outbreaks, hurricanes, ice storms,
and landslides (Dale et al., 2001), which may change
the composition and structure of forests at landscape
levels (Hansen et al., 2001; Chmura et al., 2011).
Current forest management planning practices in
North America, including Ontario, are based on the
assumption that by emulating patterns of natural dis-
turbance, long-term forest sustainability is being main-
tained. However, in the context of a changing climate,
we cannot rely on past forest conditions to provide ade-
quate targets for future management decisions (Millar
et al., 2007). Various models, such as climate–growth
relationships and climate envelopes of species (e.g.,
Crowe & Parker, 2011), can play a significant role in
helping us to understand the dynamics of change and
develop strategies to meet the management objectives
at landscape, ecosystem, and planning (i.e., forest man-
agement unit) levels.
Quantitative models can provide estimates for a
range of future climate change scenarios and forest
responses, but rarely can they predict the future with
certainty with the level of accuracy and precision
needed by resource managers (Pilkey & Pilkey-Jarvis,
2007). The models developed in this study can be used
to predict how two species may respond and can be
used to help guide decision making. In this context,
the models should not be used to predict future out-
comes, but rather to narrow the possible range of plau-
sible outcomes, identify the range of uncertainty, and
suggest appropriate management alternatives (Littell
et al., 2011). Predictions made using climate-based
growth models need to be coupled with continuous
learning through adaptive management to reduce the
uncertainty associated with the forest management
decisions.
Acknowledgements
This study was supported by the Ontario Ministry of NaturalResources. Data collection was funded by the Forestry FuturesTrust Enhanced Forest Productivity Science Program. Theauthors are grateful to Daniel McKenney and Pia Papadopol,Canadian Forest Service, for providing estimates of climate vari-ables for study sites; John Parton, Ministry of NaturalResources, for his assistance with field work; and Lisa Buse,Ontario Forest Research Institute, for editing an earlier versionof the manuscript.
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