Bharti Airtel Limited - Boston Partners
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Transcript of Bharti Airtel Limited - Boston Partners
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bharti Airtel Limited
Meeting Date: 01/03/2020
Record Date: 12/27/2019
Country: India
Meeting Type: Special
Primary Security ID: Y0885K108
Ticker: 532454
Shares Voted: 180,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Mgmt ForForForApprove Issuance of Foreign Currency Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants
2
Shares Voted: 73,304
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
1
Mgmt ForForForApprove Issuance of Foreign Currency Convertible Bonds and Unsecured/Secured Redeemable Non-Convertible Debentures along with or without Warrants
2
Industrial & Commercial Bank of China Limited
Meeting Date: 01/08/2020
Record Date: 12/27/2019
Country: China
Meeting Type: Special
Primary Security ID: Y3990B112
Ticker: 1398
Shares Voted: 1,206,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
SH ForForForElect Yang Guozhong as Supervisor 1
Shares Voted: 491,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtEGM BALLOT FOR HOLDERS OF H SHARES
SH ForForForElect Yang Guozhong as Supervisor 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jagged Peak Energy Inc.
Meeting Date: 01/09/2020
Record Date: 11/25/2019
Country: USA
Meeting Type: Special
Primary Security ID: 47009K107
Ticker: JAG
Shares Voted: 586,303
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Shares Voted: 5,808
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Parsley Energy, Inc.
Meeting Date: 01/09/2020
Record Date: 11/25/2019
Country: USA
Meeting Type: Special
Primary Security ID: 701877102
Ticker: PE
Shares Voted: 1,172,407
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt For For For
Shares Voted: 266,759
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForIssue Shares in Connection with Acquisition 1
Fortune Real Estate Investment Trust
Meeting Date: 01/10/2020
Record Date: 01/06/2020
Country: Singapore
Meeting Type: Special
Primary Security ID: Y2616W104
Ticker: 778
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fortune Real Estate Investment Trust
Shares Voted: 80,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Trust Deed Amendments Relating to the Provisions Applicable to Singapore Property Funds
Mgmt For For For
Mgmt ForForForApprove Trust Deed Amendments Relating to the Calculation of the General Mandate Threshold for Non-pro Rata Issue of Units
2
Mgmt ForForForApprove Trust Deed Amendments Relating to the Insurance of Investments
3
Mgmt ForForForApprove Trustee's Additional Fee and the Proposed Trust Deed Amendments Relating to Trustee's Additional Fee
4
Mgmt ForForForApprove Trust Deed Amendments Relating to the Manager's Duties
5
Mgmt ForForForApprove Trust Deed Amendments Relating to the Removal of the Manager
6
Mgmt ForForForApprove Trust Deed Amendments Relating to Advertisements
7
Mgmt ForForForApprove Trust Deed Amendments Relating to the Termination of Fortune REIT
8
Mgmt ForForForApprove Trust Deed Amendments Relating to Voting at General Meetings
9
Mgmt ForForForApprove Trust Deed Amendments Relating to Maximum Number of Proxies
10
Mgmt ForForForApprove Trust Deed Amendments Relating to Conflicting Provision
11
Encana Corporation
Meeting Date: 01/14/2020
Record Date: 12/09/2019
Country: Canada
Meeting Type: Special
Primary Security ID: 292505104
Ticker: ECA
Shares Voted: 578,690
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Reorganization Plan Mgmt For For For
Mgmt AgainstAgainstForOther Business 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jacobs Engineering Group Inc.
Meeting Date: 01/14/2020
Record Date: 11/21/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 469814107
Ticker: J
Shares Voted: 10
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Steven J. Demetriou Mgmt For For For
Mgmt ForForForElect Director Christopher M.T. Thompson 1b
Mgmt ForForForElect Director Joseph R. Bronson 1c
Mgmt ForForForElect Director Robert C. Davidson, Jr. 1d
Mgmt ForForForElect Director Ralph E. Eberhart 1e
Mgmt ForForForElect Director Georgette D. Kiser 1f
Mgmt ForForForElect Director Linda Fayne Levinson 1g
Mgmt ForForForElect Director Barbara L. Loughran 1h
Mgmt ForForForElect Director Robert A. McNamara 1i
Mgmt ForForForElect Director Peter J. Robertson 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Innophos Holdings, Inc.
Meeting Date: 01/15/2020
Record Date: 11/25/2019
Country: USA
Meeting Type: Special
Primary Security ID: 45774N108
Ticker: IPHS
Shares Voted: 50,409
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 75,751
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Innophos Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Pure Cycle Corporation
Meeting Date: 01/15/2020
Record Date: 11/18/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 746228303
Ticker: PCYO
Shares Voted: 135,130
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark W. Harding Mgmt For For For
Mgmt WithholdWithholdForElect Director Harrison H. Augur 1.2
Mgmt ForForForElect Director Patrick J. Beirne 1.3
Mgmt WithholdWithholdForElect Director Arthur G. Epker, III 1.4
Mgmt WithholdWithholdForElect Director Richard L. Guido 1.5
Mgmt ForForForElect Director Peter C. Howell 1.6
Mgmt ForForForRatify Plante & Moran PLLC as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 183,698
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark W. Harding 1.1
Mgmt WithholdWithholdForElect Director Harrison H. Augur 1.2
Mgmt ForForForElect Director Patrick J. Beirne 1.3
Mgmt WithholdWithholdForElect Director Arthur G. Epker, III 1.4
Mgmt WithholdWithholdForElect Director Richard L. Guido 1.5
Mgmt ForForForElect Director Peter C. Howell 1.6
Mgmt ForForForRatify Plante & Moran PLLC as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pure Cycle Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Micron Technology, Inc.
Meeting Date: 01/16/2020
Record Date: 11/18/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 595112103
Ticker: MU
Shares Voted: 4,587,180
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey Mgmt For For For
Mgmt ForForForElect Director Richard M. Beyer 1.2
Mgmt ForForForElect Director Steven J. Gomo 1.3
Mgmt ForForForElect Director Mary Pat McCarthy 1.4
Mgmt ForForForElect Director Sanjay Mehrotra 1.5
Mgmt ForForForElect Director Robert E. Switz 1.6
Mgmt AgainstAgainstForElect Director MaryAnn Wright 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 745,665
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert L. Bailey 1.1
Mgmt ForForForElect Director Richard M. Beyer 1.2
Mgmt ForForForElect Director Steven J. Gomo 1.3
Mgmt ForForForElect Director Mary Pat McCarthy 1.4
Mgmt ForForForElect Director Sanjay Mehrotra 1.5
Mgmt ForForForElect Director Robert E. Switz 1.6
Mgmt AgainstAgainstForElect Director MaryAnn Wright 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Micron Technology, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Alpek SAB de CV
Meeting Date: 01/20/2020
Record Date: 01/07/2020
Country: Mexico
Meeting Type: Special
Primary Security ID: P01703100
Ticker: ALPEKA
Shares Voted: 221,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Cash Dividends 1
Mgmt ForForForAppoint Legal Representatives 2
Mgmt ForForForApprove Minutes of Meeting 3
Shares Voted: 77,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Cash Dividends 1
Mgmt ForForForAppoint Legal Representatives 2
Mgmt ForForForApprove Minutes of Meeting 3
Costco Wholesale Corporation
Meeting Date: 01/22/2020
Record Date: 11/18/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 22160K105
Ticker: COST
Shares Voted: 6
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan L. Decker Mgmt For Withhold Withhold
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Costco Wholesale Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard A. Galanti 1.2
Mgmt ForForForElect Director Sally Jewell 1.3
Mgmt ForForForElect Director Charles T. Munger 1.4
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Articles of Incorporation to Provide Directors May Be Removed With or Without Cause
4
SH AgainstAgainstAgainstDisclose Board Diversity and Qualifications Matrix
5
New Jersey Resources Corporation
Meeting Date: 01/22/2020
Record Date: 11/25/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 646025106
Ticker: NJR
Shares Voted: 1,430
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James H. DeGraffenreidt, Jr. Mgmt For For For
Mgmt ForForForElect Director Gregory E. Aliff 1.2
Mgmt ForForForElect Director Stephen D. Westhoven 1.3
Mgmt ForForForElect Director Jane M. Kenny 1.4
Mgmt ForForForElect Director Sharon C. Taylor 1.5
Mgmt ForForForElect Director David A. Trice 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 2,909
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James H. DeGraffenreidt, Jr. 1.1
Mgmt ForForForElect Director Gregory E. Aliff 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
New Jersey Resources Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen D. Westhoven 1.3
Mgmt ForForForElect Director Jane M. Kenny 1.4
Mgmt ForForForElect Director Sharon C. Taylor 1.5
Mgmt ForForForElect Director David A. Trice 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Nuance Communications, Inc.
Meeting Date: 01/22/2020
Record Date: 11/25/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 67020Y100
Ticker: NUAN
Shares Voted: 44,407
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark D. Benjamin Mgmt For For For
Mgmt ForForForElect Director Daniel Brennan 1.2
Mgmt WithholdWithholdForElect Director Lloyd Carney 1.3
Mgmt ForForForElect Director Thomas Ebling 1.4
Mgmt ForForForElect Director Robert Finocchio, Jr. 1.5
Mgmt ForForForElect Director Laura S. Kaiser 1.6
Mgmt ForForForElect Director Michal Katz 1.7
Mgmt ForForForElect Director Mark Laret 1.8
Mgmt ForForForElect Director Sanjay Vaswani 1.9
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify BDO USA, LLP as Auditors 4
SH ForForAgainstRequire Independent Board Chairman 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nuance Communications, Inc.
Shares Voted: 86,612
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark D. Benjamin 1.1
Mgmt ForForForElect Director Daniel Brennan 1.2
Mgmt WithholdWithholdForElect Director Lloyd Carney 1.3
Mgmt ForForForElect Director Thomas Ebling 1.4
Mgmt ForForForElect Director Robert Finocchio, Jr. 1.5
Mgmt ForForForElect Director Laura S. Kaiser 1.6
Mgmt ForForForElect Director Michal Katz 1.7
Mgmt ForForForElect Director Mark Laret 1.8
Mgmt ForForForElect Director Sanjay Vaswani 1.9
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify BDO USA, LLP as Auditors 4
SH ForForAgainstRequire Independent Board Chairman 5
Washington Federal, Inc.
Meeting Date: 01/22/2020
Record Date: 11/22/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 938824109
Ticker: WAFD
Shares Voted: 689,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen M. Graham Mgmt For For For
Mgmt ForForForElect Director David K. Grant 1.2
Mgmt ForForForElect Director Randall H. Talbot 1.3
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Washington Federal, Inc.
Shares Voted: 7,851
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen M. Graham 1.1
Mgmt ForForForElect Director David K. Grant 1.2
Mgmt ForForForElect Director Randall H. Talbot 1.3
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
DaVita Inc.
Meeting Date: 01/23/2020
Record Date: 12/05/2019
Country: USA
Meeting Type: Special
Primary Security ID: 23918K108
Ticker: DVA
Shares Voted: 179,938
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Omnibus Stock Plan Mgmt For For For
Shares Voted: 571,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Omnibus Stock Plan 1
Goldman Sachs Trust
Meeting Date: 01/23/2020
Record Date: 11/04/2019
Country: USA
Meeting Type: Special
Primary Security ID: 38141W6*5
Ticker: N/A
Shares Voted: 2,823,555
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dwight L. Bush Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Goldman Sachs Trust
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathryn A. Cassidy 1.2
Mgmt ForForForElect Director Joaquin Delgado 1.3
Mgmt ForForForElect Director Gregory G. Weaver 1.4
Goldman Sachs Trust
Meeting Date: 01/23/2020
Record Date: 11/04/2019
Country: USA
Meeting Type: Special
Primary Security ID: 38141W6*5
Ticker: N/A
Shares Voted: 37,501,063
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dwight L. Bush Mgmt For For For
Mgmt WithholdWithholdForElect Director Kathryn A. Cassidy 1.2
Mgmt ForForForElect Director Joaquin Delgado 1.3
Mgmt WithholdWithholdForElect Director Gregory G. Weaver 1.4
Jabil Inc.
Meeting Date: 01/23/2020
Record Date: 11/29/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 466313103
Ticker: JBL
Shares Voted: 964,436
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anousheh Ansari Mgmt For For For
Mgmt ForForForElect Director Martha F. Brooks 1.2
Mgmt ForForForElect Director Christopher S. Holland 1.3
Mgmt ForForForElect Director Timothy L. Main 1.4
Mgmt ForForForElect Director Mark T. Mondello 1.5
Mgmt ForForForElect Director John C. Plant 1.6
Mgmt ForForForElect Director Steven A. Raymund 1.7
Mgmt ForForForElect Director Thomas A. Sansone 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jabil Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David M. Stout 1.9
Mgmt ForForForElect Director Kathleen A. Walters 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 353,513
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anousheh Ansari 1.1
Mgmt ForForForElect Director Martha F. Brooks 1.2
Mgmt ForForForElect Director Christopher S. Holland 1.3
Mgmt ForForForElect Director Timothy L. Main 1.4
Mgmt ForForForElect Director Mark T. Mondello 1.5
Mgmt ForForForElect Director John C. Plant 1.6
Mgmt ForForForElect Director Steven A. Raymund 1.7
Mgmt ForForForElect Director Thomas A. Sansone 1.8
Mgmt ForForForElect Director David M. Stout 1.9
Mgmt ForForForElect Director Kathleen A. Walters 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Brooks Automation, Inc.
Meeting Date: 01/24/2020
Record Date: 11/25/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 114340102
Ticker: BRKS
Shares Voted: 228,384
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director A. Clinton Allen Mgmt For For For
Mgmt ForForForElect Director Robyn C. Davis 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Brooks Automation, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph R. Martin 1.3
Mgmt ForForForElect Director Krishna G. Palepu 1.4
Mgmt ForForForElect Director Michael Rosenblatt 1.5
Mgmt ForForForElect Director Stephen S. Schwartz 1.6
Mgmt ForForForElect Director Alfred Woollacott, III 1.7
Mgmt ForForForElect Director Mark S. Wrighton 1.8
Mgmt WithholdWithholdForElect Director Ellen M. Zane 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 50,809
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director A. Clinton Allen 1.1
Mgmt ForForForElect Director Robyn C. Davis 1.2
Mgmt ForForForElect Director Joseph R. Martin 1.3
Mgmt ForForForElect Director Krishna G. Palepu 1.4
Mgmt ForForForElect Director Michael Rosenblatt 1.5
Mgmt ForForForElect Director Stephen S. Schwartz 1.6
Mgmt ForForForElect Director Alfred Woollacott, III 1.7
Mgmt ForForForElect Director Mark S. Wrighton 1.8
Mgmt WithholdWithholdForElect Director Ellen M. Zane 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Energizer Holdings, Inc.
Meeting Date: 01/27/2020
Record Date: 11/29/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 29272W109
Ticker: ENR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Energizer Holdings, Inc.
Shares Voted: 568,578
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Carlos Abrams-Rivera Mgmt For For For
Mgmt ForForForElect Director Bill G. Armstrong 1b
Mgmt ForForForElect Director Cynthia J. Brinkley 1c
Mgmt ForForForElect Director Rebecca Frankiewicz 1d
Mgmt ForForForElect Director Alan R. Hoskins 1e
Mgmt ForForForElect Director Kevin J. Hunt 1f
Mgmt AgainstAgainstForElect Director James C. Johnson 1g
Mgmt ForForForElect Director John E. Klein 1h
Mgmt ForForForElect Director Patrick J. Moore 1i
Mgmt ForForForElect Director Nneka L. Rimmer 1j
Mgmt ForForForElect Director Robert V. Vitale 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 4,294
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carlos Abrams-Rivera 1a
Mgmt ForForForElect Director Bill G. Armstrong 1b
Mgmt ForForForElect Director Cynthia J. Brinkley 1c
Mgmt ForForForElect Director Rebecca Frankiewicz 1d
Mgmt ForForForElect Director Alan R. Hoskins 1e
Mgmt ForForForElect Director Kevin J. Hunt 1f
Mgmt AgainstAgainstForElect Director James C. Johnson 1g
Mgmt ForForForElect Director John E. Klein 1h
Mgmt ForForForElect Director Patrick J. Moore 1i
Mgmt ForForForElect Director Nneka L. Rimmer 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Energizer Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert V. Vitale 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Visa Inc.
Meeting Date: 01/28/2020
Record Date: 11/29/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 92826C839
Ticker: V
Shares Voted: 2,394
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd A. Carney Mgmt For Against Against
Mgmt ForForForElect Director Mary B. Cranston 1b
Mgmt AgainstAgainstForElect Director Francisco Javier Fernandez-Carbajal
1c
Mgmt ForForForElect Director Alfred F. Kelly, Jr. 1d
Mgmt ForForForElect Director Ramon L. Laguarta 1e
Mgmt ForForForElect Director John F. Lundgren 1f
Mgmt ForForForElect Director Robert W. Matschullat 1g
Mgmt ForForForElect Director Denise M. Morrison 1h
Mgmt AgainstAgainstForElect Director Suzanne Nora Johnson 1i
Mgmt ForForForElect Director John A. C. Swainson 1j
Mgmt ForForForElect Director Maynard G. Webb, Jr. 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Aramark
Meeting Date: 01/29/2020
Record Date: 12/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 03852U106
Ticker: ARMK
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aramark
Shares Voted: 18,876
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan M. Cameron Mgmt For For For
Mgmt ForForForElect Director Greg Creed 1b
Mgmt ForForForElect Director Calvin Darden 1c
Mgmt AgainstAgainstForElect Director Richard W. Dreiling 1d
Mgmt AgainstAgainstForElect Director Irene M. Esteves 1e
Mgmt ForForForElect Director Daniel J. Heinrich 1f
Mgmt ForForForElect Director Paul C. Hilal 1g
Mgmt ForForForElect Director Karen M. King 1h
Mgmt AgainstAgainstForElect Director Stephen I. Sadove 1i
Mgmt ForForForElect Director Arthur B. Winkleblack 1j
Mgmt ForForForElect Director John J. Zillmer 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForPermit Shareholders to Call a Special Meeting of Shareholders and Delete Certain Obsolete Provisions
5
Shares Voted: 37,879
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Susan M. Cameron 1a
Mgmt ForForForElect Director Greg Creed 1b
Mgmt ForForForElect Director Calvin Darden 1c
Mgmt AgainstAgainstForElect Director Richard W. Dreiling 1d
Mgmt AgainstAgainstForElect Director Irene M. Esteves 1e
Mgmt ForForForElect Director Daniel J. Heinrich 1f
Mgmt ForForForElect Director Paul C. Hilal 1g
Mgmt ForForForElect Director Karen M. King 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aramark
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Stephen I. Sadove 1i
Mgmt ForForForElect Director Arthur B. Winkleblack 1j
Mgmt ForForForElect Director John J. Zillmer 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForPermit Shareholders to Call a Special Meeting of Shareholders and Delete Certain Obsolete Provisions
5
Continental Building Products, Inc.
Meeting Date: 01/29/2020
Record Date: 12/23/2019
Country: USA
Meeting Type: Special
Primary Security ID: 211171103
Ticker: CBPX
Shares Voted: 51,235
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 76,108
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Valvoline Inc.
Meeting Date: 01/30/2020
Record Date: 12/02/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 92047W101
Ticker: VVV
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Valvoline Inc.
Shares Voted: 2,382,322
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerald W. Evans, Jr. Mgmt For For For
Mgmt ForForForElect Director Richard J. Freeland 1b
Mgmt ForForForElect Director Stephen F. Kirk 1c
Mgmt ForForForElect Director Carol H. Kruse 1d
Mgmt ForForForElect Director Stephen E. Macadam 1e
Mgmt ForForForElect Director Vada O. Manager 1f
Mgmt ForForForElect Director Samuel J. Mitchell, Jr. 1g
Mgmt ForForForElect Director Charles M. Sonsteby 1h
Mgmt ForForForElect Director Mary J. Twinem 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 471,817
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gerald W. Evans, Jr. 1a
Mgmt ForForForElect Director Richard J. Freeland 1b
Mgmt ForForForElect Director Stephen F. Kirk 1c
Mgmt ForForForElect Director Carol H. Kruse 1d
Mgmt ForForForElect Director Stephen E. Macadam 1e
Mgmt ForForForElect Director Vada O. Manager 1f
Mgmt ForForForElect Director Samuel J. Mitchell, Jr. 1g
Mgmt ForForForElect Director Charles M. Sonsteby 1h
Mgmt ForForForElect Director Mary J. Twinem 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Walgreens Boots Alliance, Inc.
Meeting Date: 01/30/2020
Record Date: 12/02/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 931427108
Ticker: WBA
Shares Voted: 36
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jose E. Almeida Mgmt For For For
Mgmt ForForForElect Director Janice M. Babiak 1b
Mgmt ForForForElect Director David J. Brailer 1c
Mgmt ForForForElect Director William C. Foote 1d
Mgmt ForForForElect Director Ginger L. Graham 1e
Mgmt ForForForElect Director John A. Lederer 1f
Mgmt ForForForElect Director Dominic P. Murphy 1g
Mgmt ForForForElect Director Stefano Pessina 1h
Mgmt ForForForElect Director Nancy M. Schlichting 1i
Mgmt ForForForElect Director James A. Skinner 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SHAdopt a Policy on Bonus Banking *Withdrawn Resolution*
5
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Amdocs Limited
Meeting Date: 01/31/2020
Record Date: 12/05/2019
Country: Guernsey
Meeting Type: Annual
Primary Security ID: G02602103
Ticker: DOX
Shares Voted: 691,831
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert A. Minicucci Mgmt For Against Against
Mgmt ForForForElect Director Adrian Gardner 1.2
Mgmt AgainstAgainstForElect Director James S. Kahan 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Amdocs Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rafael de la Vega 1.4
Mgmt ForForForElect Director Giora Yaron 1.5
Mgmt ForForForElect Director Eli Gelman 1.6
Mgmt AgainstAgainstForElect Director Richard T.C. LeFave 1.7
Mgmt ForForForElect Director John A. MacDonald 1.8
Mgmt ForForForElect Director Shuky Sheffer 1.9
Mgmt ForForForElect Director Yvette Kanouff 1.10
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForApprove an Increase in the Quarterly Cash Dividend Rate
3
Mgmt ForForForAccept Financial Statements and Statutory Reports
4
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Shares Voted: 1,107,189
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Robert A. Minicucci 1.1
Mgmt ForForForElect Director Adrian Gardner 1.2
Mgmt AgainstAgainstForElect Director James S. Kahan 1.3
Mgmt ForForForElect Director Rafael de la Vega 1.4
Mgmt ForForForElect Director Giora Yaron 1.5
Mgmt ForForForElect Director Eli Gelman 1.6
Mgmt AgainstAgainstForElect Director Richard T.C. LeFave 1.7
Mgmt ForForForElect Director John A. MacDonald 1.8
Mgmt ForForForElect Director Shuky Sheffer 1.9
Mgmt ForForForElect Director Yvette Kanouff 1.10
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForApprove an Increase in the Quarterly Cash Dividend Rate
3
Mgmt ForForForAccept Financial Statements and Statutory Reports
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Amdocs Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Netcare Ltd.
Meeting Date: 01/31/2020
Record Date: 01/24/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S5507D108
Ticker: NTC
Shares Voted: 161,688
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Reappoint Deloitte & Touche as Auditors of the Company with Graeme Berry as Designated Auditor
Mgmt For For For
Mgmt ForForForRe-elect Thevendrie Brewer as Director 2.1
Mgmt ForForForElect Lezanne Human as Director 2.2
Mgmt ForForForElect David Kneale as Director 2.3
Mgmt ForForForRe-elect Martin Kuscus as Director 2.4
Mgmt AgainstAgainstForRe-elect Kgomotso Moroka as Director 2.5
Mgmt ForForForRe-elect Mark Bower as Chairperson of the Audit Committee
3.1
Mgmt ForForForRe-elect Bukelwa Bulo as Member of the Audit Committee
3.2
Mgmt ForForForElect David Kneale as Member of the Audit Committee
3.3
Mgmt ForForForApprove Remuneration Policy 4
Mgmt ForForForApprove Implementation Report 5
Mgmt ForForForAuthorise Ratification of Approved Resolutions
6
Mgmt ForForForApprove Forfeiture Share Plan 7
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 8
Mgmt ForForForApprove Non-executive Directors' Remuneration
9
Mgmt ForForForApprove Financial Assistance to Related or Inter-related Company
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Netcare Ltd.
Shares Voted: 197,926
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReappoint Deloitte & Touche as Auditors of the Company with Graeme Berry as Designated Auditor
1
Mgmt ForForForRe-elect Thevendrie Brewer as Director 2.1
Mgmt ForForForElect Lezanne Human as Director 2.2
Mgmt ForForForElect David Kneale as Director 2.3
Mgmt ForForForRe-elect Martin Kuscus as Director 2.4
Mgmt AgainstAgainstForRe-elect Kgomotso Moroka as Director 2.5
Mgmt ForForForRe-elect Mark Bower as Chairperson of the Audit Committee
3.1
Mgmt ForForForRe-elect Bukelwa Bulo as Member of the Audit Committee
3.2
Mgmt ForForForElect David Kneale as Member of the Audit Committee
3.3
Mgmt ForForForApprove Remuneration Policy 4
Mgmt ForForForApprove Implementation Report 5
Mgmt ForForForAuthorise Ratification of Approved Resolutions
6
Mgmt ForForForApprove Forfeiture Share Plan 7
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 8
Mgmt ForForForApprove Non-executive Directors' Remuneration
9
Mgmt ForForForApprove Financial Assistance to Related or Inter-related Company
10
WestRock Company
Meeting Date: 01/31/2020
Record Date: 12/06/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 96145D105
Ticker: WRK
Shares Voted: 159
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Colleen F. Arnold Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
WestRock Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Timothy J. Bernlohr 1b
Mgmt ForForForElect Director J. Powell Brown 1c
Mgmt ForForForElect Director Terrell K. Crews 1d
Mgmt ForForForElect Director Russell M. Currey 1e
Mgmt ForForForElect Director Suzan F. Harrison 1f
Mgmt ForForForElect Director John A. Luke, Jr. 1g
Mgmt AgainstAgainstForElect Director Gracia C. Martore 1h
Mgmt ForForForElect Director James E. Nevels 1i
Mgmt ForForForElect Director Timothy H. Powers 1j
Mgmt ForForForElect Director Steven C. Voorhees 1k
Mgmt ForForForElect Director Bettina M. Whyte 1l
Mgmt ForForForElect Director Alan D. Wilson 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Aon plc
Meeting Date: 02/04/2020
Record Date: 01/31/2020
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G0408V102
Ticker: AON
Shares Voted: 883,466
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Scheme of Arrangement Mgmt For For For
Mgmt ForForForApprove Reduction of Share Capital and Creation of Distributable Profits
2
Mgmt ForForForApprove Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares
3
Mgmt ForForForApprove Delisting of Shares from the New York Stock Exchange
4
Mgmt ForForForAdjourn Meeting 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aon plc
Shares Voted: 1,043,677
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Scheme of Arrangement 1
Mgmt ForForForApprove Reduction of Share Capital and Creation of Distributable Profits
2
Mgmt ForForForApprove Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares
3
Mgmt ForForForApprove Delisting of Shares from the New York Stock Exchange
4
Mgmt ForForForAdjourn Meeting 5
Aon plc
Meeting Date: 02/04/2020
Record Date: 01/31/2020
Country: United Kingdom
Meeting Type: Court
Primary Security ID: G0408V102
Ticker: AON
Shares Voted: 883,466
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Scheme of Arrangement Mgmt For For For
Shares Voted: 1,043,677
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Scheme of Arrangement 1
Dolby Laboratories, Inc.
Meeting Date: 02/04/2020
Record Date: 12/06/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 25659T107
Ticker: DLB
Shares Voted: 14,134
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin Yeaman Mgmt For For For
Mgmt ForForForElect Director Peter Gotcher 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dolby Laboratories, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Micheline Chau 1.3
Mgmt ForForForElect Director David Dolby 1.4
Mgmt ForForForElect Director N. William Jasper, Jr. 1.5
Mgmt ForForForElect Director Simon Segars 1.6
Mgmt ForForForElect Director Roger Siboni 1.7
Mgmt ForForForElect Director Anjali Sud 1.8
Mgmt ForForForElect Director Avadis Tevanian, Jr. 1.9
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 22,744
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kevin Yeaman 1.1
Mgmt ForForForElect Director Peter Gotcher 1.2
Mgmt ForForForElect Director Micheline Chau 1.3
Mgmt ForForForElect Director David Dolby 1.4
Mgmt ForForForElect Director N. William Jasper, Jr. 1.5
Mgmt ForForForElect Director Simon Segars 1.6
Mgmt ForForForElect Director Roger Siboni 1.7
Mgmt ForForForElect Director Anjali Sud 1.8
Mgmt ForForForElect Director Avadis Tevanian, Jr. 1.9
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Emerson Electric Co.
Meeting Date: 02/04/2020
Record Date: 11/26/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 291011104
Ticker: EMR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Emerson Electric Co.
Shares Voted: 13
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martin S. Craighead Mgmt For For For
Mgmt ForForForElect Director David N. Farr 1.2
Mgmt ForForForElect Director Gloria A. Flach 1.3
Mgmt ForForForElect Director Matthew S. Levatich 1.4
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Ingersoll-Rand plc
Meeting Date: 02/04/2020
Record Date: 12/17/2019
Country: Ireland
Meeting Type: Special
Primary Security ID: G47791101
Ticker: IR
Shares Voted: 127,422
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Change Company Name to Trane Technologies plc
Mgmt For For For
Shares Voted: 406,634
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForChange Company Name to Trane Technologies plc
1
Oshkosh Corporation
Meeting Date: 02/04/2020
Record Date: 12/13/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 688239201
Ticker: OSK
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Oshkosh Corporation
Shares Voted: 32
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Keith J. Allman Mgmt For For For
Mgmt ForForForElect Director Wilson R. Jones 1.2
Mgmt ForForForElect Director Tyrone M. Jordan 1.3
Mgmt ForForForElect Director Kimberley Metcalf-Kupres 1.4
Mgmt ForForForElect Director Stephen D. Newlin 1.5
Mgmt ForForForElect Director Raymond T. Odierno 1.6
Mgmt ForForForElect Director Craig P. Omtvedt 1.7
Mgmt ForForForElect Director Duncan J. Palmer 1.8
Mgmt ForForForElect Director Sandra E. Rowland 1.9
Mgmt ForForForElect Director John S. Shiely 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Imperial Brands Plc
Meeting Date: 02/05/2020
Record Date: 02/03/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4720C107
Ticker: IMB
Shares Voted: 484,695
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt AgainstAgainstForRe-elect Susan Clark as Director 4
Mgmt ForForForRe-elect Alison Cooper as Director 5
Mgmt ForForForRe-elect Therese Esperdy as Director 6
Mgmt ForForForRe-elect Simon Langelier as Director 7
Mgmt ForForForRe-elect Matthew Phillips as Director 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Imperial Brands Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Steven Stanbrook as Director 9
Mgmt ForForForElect Jonathan Stanton as Director 10
Mgmt ForForForRe-elect Oliver Tant as Director 11
Mgmt ForForForRe-elect Karen Witts as Director 12
Mgmt ForForForAppoint Ernst & Young LLP as Auditors 13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt ForForForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Shares Voted: 1,026,327
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt AgainstAgainstForRe-elect Susan Clark as Director 4
Mgmt ForForForRe-elect Alison Cooper as Director 5
Mgmt ForForForRe-elect Therese Esperdy as Director 6
Mgmt ForForForRe-elect Simon Langelier as Director 7
Mgmt ForForForRe-elect Matthew Phillips as Director 8
Mgmt ForForForRe-elect Steven Stanbrook as Director 9
Mgmt ForForForElect Jonathan Stanton as Director 10
Mgmt ForForForRe-elect Oliver Tant as Director 11
Mgmt ForForForRe-elect Karen Witts as Director 12
Mgmt ForForForAppoint Ernst & Young LLP as Auditors 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Imperial Brands Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt ForForForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Imperial Brands Plc
Meeting Date: 02/05/2020
Record Date: 12/27/2019
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4720C107
Ticker: IMB
Shares Voted: 115
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt AgainstAgainstForRe-elect Susan Clark as Director 4
Mgmt ForForForRe-elect Alison Cooper as Director 5
Mgmt ForForForRe-elect Therese Esperdy as Director 6
Mgmt ForForForRe-elect Simon Langelier as Director 7
Mgmt ForForForRe-elect Matthew Phillips as Director 8
Mgmt ForForForRe-elect Steven Stanbrook as Director 9
Mgmt ForForForElect Jonathan Stanton as Director 10
Mgmt ForForForRe-elect Oliver Tant as Director 11
Mgmt ForForForRe-elect Karen Witts as Director 12
Mgmt ForForForAppoint Ernst & Young LLP as Auditors 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Imperial Brands Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt ForForForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
19
Siemens AG
Meeting Date: 02/05/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D69671218
Ticker: SIE
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting)
Mgmt
Mgmt Do Not Vote
ForForApprove Allocation of Income and Dividends of EUR 3.90 per Share
2
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19
3.1
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Roland Busch for Fiscal 2018/19
3.2
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Lisa Davis for Fiscal 2018/19
3.3
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19
3.4
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Janina Kugel for Fiscal 2018/19
3.5
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19
3.6
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Michael Sen for Fiscal 2018/19
3.7
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19
3.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19
4.1
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19
4.2
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19
4.3
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19
4.4
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19
4.5
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19
4.6
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19
4.7
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19
4.8
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19
4.9
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19
4.10
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19
4.11
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19
4.12
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19
4.13
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19
4.14
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19
4.15
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19
4.16
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19
4.17
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19
4.18
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19
4.19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19
4.20
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19
4.21
Mgmt Do Not Vote
ForForRatify Ernst & Young GmbH as Auditors for Fiscal 2019/20
5
Mgmt Do Not Vote
ForForApprove Remuneration Policy 6
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
Mgmt Do Not Vote
ForForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Mgmt Do Not Vote
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt Do Not Vote
ForForApprove Affiliation Agreement with Subsidiary Siemens Mobility GmbH
10
Shares Voted: 123,336
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.90 per Share
2
Mgmt ForForForApprove Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19
3.1
Mgmt ForForForApprove Discharge of Management Board Member Roland Busch for Fiscal 2018/19
3.2
Mgmt ForForForApprove Discharge of Management Board Member Lisa Davis for Fiscal 2018/19
3.3
Mgmt ForForForApprove Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19
3.4
Mgmt ForForForApprove Discharge of Management Board Member Janina Kugel for Fiscal 2018/19
3.5
Mgmt ForForForApprove Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19
3.6
Mgmt ForForForApprove Discharge of Management Board Member Michael Sen for Fiscal 2018/19
3.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19
3.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19
4.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19
4.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19
4.12
Mgmt ForForForApprove Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19
4.13
Mgmt ForForForApprove Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19
4.14
Mgmt ForForForApprove Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19
4.15
Mgmt ForForForApprove Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19
4.16
Mgmt ForForForApprove Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19
4.17
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19
4.18
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19
4.19
Mgmt ForForForApprove Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19
4.20
Mgmt ForForForApprove Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19
4.21
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2019/20
5
Mgmt ForForForApprove Remuneration Policy 6
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
Mgmt ForForForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Siemens Mobility GmbH
10
Shares Voted: 113,838
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.90 per Share
2
Mgmt ForForForApprove Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19
3.1
Mgmt ForForForApprove Discharge of Management Board Member Roland Busch for Fiscal 2018/19
3.2
Mgmt ForForForApprove Discharge of Management Board Member Lisa Davis for Fiscal 2018/19
3.3
Mgmt ForForForApprove Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19
3.4
Mgmt ForForForApprove Discharge of Management Board Member Janina Kugel for Fiscal 2018/19
3.5
Mgmt ForForForApprove Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19
3.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board Member Michael Sen for Fiscal 2018/19
3.7
Mgmt ForForForApprove Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19
3.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19
4.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19
4.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19
4.12
Mgmt ForForForApprove Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19
4.13
Mgmt ForForForApprove Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19
4.14
Mgmt ForForForApprove Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19
4.15
Mgmt ForForForApprove Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19
4.16
Mgmt ForForForApprove Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19
4.17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19
4.18
Mgmt ForForForApprove Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19
4.19
Mgmt ForForForApprove Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19
4.20
Mgmt ForForForApprove Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19
4.21
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2019/20
5
Mgmt ForForForApprove Remuneration Policy 6
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
Mgmt ForForForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Siemens Mobility GmbH
10
Siemens AG
Meeting Date: 02/05/2020
Record Date: 01/15/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D69671218
Ticker: SIE
Shares Voted: 930
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.90 per Share
2
Mgmt ForForForApprove Discharge of Management Board Member Joe Kaeser for Fiscal 2018/19
3a
Mgmt ForForForApprove Discharge of Management Board Member Roland Busch for Fiscal 2018/19
3b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board Member Lisa Davis for Fiscal 2018/19
3c
Mgmt ForForForApprove Discharge of Management Board Member Klaus Helmrich for Fiscal 2018/19
3d
Mgmt ForForForApprove Discharge of Management Board Member Janina Kugel for Fiscal 2018/19
3e
Mgmt ForForForApprove Discharge of Management Board Member Cedrik Neike for Fiscal 2018/19
3f
Mgmt ForForForApprove Discharge of Management Board Member Michael Sen for Fiscal 2018/19
3g
Mgmt ForForForApprove Discharge of Management Board Member Ralf Thomas for Fiscal 2018/19
3h
Mgmt ForForForApprove Discharge of Supervisory Board Member Jim Hagemann Snabe for Fiscal 2018/19
4a
Mgmt ForForForApprove Discharge of Supervisory Board Member Birgit Steinborn for Fiscal 2018/19
4b
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Wenning for Fiscal 2018/19
4c
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Brandt for Fiscal 2018/19
4d
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2018/19
4e
Mgmt ForForForApprove Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal 2018/19
4f
Mgmt ForForForApprove Discharge of Supervisory Board Member Reinhard Hahn (until January 30, 2019) for Fiscal 2018/19
4g
Mgmt ForForForApprove Discharge of Supervisory Board Member Bettina Haller for Fiscal 2018/19
4h
Mgmt ForForForApprove Discharge of Supervisory Board Member Robert Kensbock for Fiscal 2018/19
4i
Mgmt ForForForApprove Discharge of Supervisory Board Member Harald Kern for Fiscal 2018/19
4j
Mgmt ForForForApprove Discharge of Supervisory Board Member Juergen Kerner for Fiscal 2018/19
4k
Mgmt ForForForApprove Discharge of Supervisory Board Member Nicola Leibinger-Kammueller for Fiscal 2018/19
4l
Mgmt ForForForApprove Discharge of Supervisory Board Member Benoit Potier for Fiscal 2018/19
4m
Mgmt ForForForApprove Discharge of Supervisory Board Member Hagen Reimer (from January 30, 2019) for Fiscal 2018/19
4n
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Norbert Reithofer for Fiscal 2018/19
4o
Mgmt ForForForApprove Discharge of Supervisory Board Member Dame Shafik for Fiscal 2018/19
4p
Mgmt ForForForApprove Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal 2018/19
4q
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Sigmund for Fiscal 2018/19
4r
Mgmt ForForForApprove Discharge of Supervisory Board Member Dorothea Simon for Fiscal 2018/19
4s
Mgmt ForForForApprove Discharge of Supervisory Board Member Matthias Zachert for Fiscal 2018/19
4t
Mgmt ForForForApprove Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal 2018/19
4u
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2019/20
5
Mgmt ForForForApprove Remuneration Policy 6
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
7
Mgmt ForForForAuthorize Use of Financial Derivatives when Repurchasing Shares
8
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 180 Million Pool of Capital to Guarantee Conversion Rights
9
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Siemens Mobility GmbH
10
SH AgainstAgainstAgainstAdditional Proposals Presented at the Meeting 11
SH AgainstAgainstAgainstAdditional Proposals Presented at the Meeting 12
SH AgainstAgainstAgainstCounter Motion A A
SH AgainstAgainstAgainstCounter Motion B B
SH AgainstAgainstAgainstCounter Motion C C
SH AgainstAgainstAgainstCounter Motion D D
SH AgainstAgainstAgainstCounter Motion E E
SH AgainstAgainstAgainstCounter Motion F F
SH AgainstAgainstAgainstCounter Motion G
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstCounter Motion H
SH AgainstAgainstAgainstCounter Motion I
Astral Foods Ltd.
Meeting Date: 02/06/2020
Record Date: 01/31/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S0752H102
Ticker: ARL
Shares Voted: 45,470
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2019
Mgmt For For For
Mgmt ForForForElect Saleh Mayet as Director 2.1
Mgmt ForForForElect Willem Potgieter as Director 2.2
Mgmt ForForForRe-elect Dr Theunis Eloff as Director 3.1
Mgmt ForForForRe-elect Tshepo Shabangu as Director 3.2
Mgmt ForForForRe-elect Diederik Fouche as Member of the Audit and Risk Management Committee
4.1
Mgmt ForForForElect Saleh Mayet as Member of the Audit and Risk Management Committee
4.2
Mgmt ForForForRe-elect Tshepo Shabangu as Member of the Audit and Risk Management Committee
4.3
Mgmt ForForForRe-elect Gary Arnold as Member of the Social and Ethics Committee
5.1
Mgmt ForForForRe-elect Theunis Eloff as Member of the Social and Ethics Committee
5.2
Mgmt ForForForRe-elect Len Hansen as Member of the Social and Ethics Committee
5.3
Mgmt ForForForRe-elect Takalani Maumela as Member of the Social and Ethics Committee
5.4
Mgmt ForForForReappoint PricewaterhouseCoopers Incorporated as Auditors of the Company with EJ Gerryts as the Individual Designated Auditor
6
Mgmt ForForForAuthorise the Audit and Risk Management Committee to Fix Remuneration of Auditors
7
Mgmt ForForForApprove Remuneration Policy 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Astral Foods Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Implementation Report
9
Mgmt ForForForAuthorise Ratification of Approved Resolutions
10
Mgmt ForForForApprove Fees Payable to Non-executive Directors
11
Mgmt ForForForApprove Financial Assistance to Related and Inter-related Companies
12
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 13
Shares Voted: 15,929
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2019
1
Mgmt ForForForElect Saleh Mayet as Director 2.1
Mgmt ForForForElect Willem Potgieter as Director 2.2
Mgmt ForForForRe-elect Dr Theunis Eloff as Director 3.1
Mgmt ForForForRe-elect Tshepo Shabangu as Director 3.2
Mgmt ForForForRe-elect Diederik Fouche as Member of the Audit and Risk Management Committee
4.1
Mgmt ForForForElect Saleh Mayet as Member of the Audit and Risk Management Committee
4.2
Mgmt ForForForRe-elect Tshepo Shabangu as Member of the Audit and Risk Management Committee
4.3
Mgmt ForForForRe-elect Gary Arnold as Member of the Social and Ethics Committee
5.1
Mgmt ForForForRe-elect Theunis Eloff as Member of the Social and Ethics Committee
5.2
Mgmt ForForForRe-elect Len Hansen as Member of the Social and Ethics Committee
5.3
Mgmt ForForForRe-elect Takalani Maumela as Member of the Social and Ethics Committee
5.4
Mgmt ForForForReappoint PricewaterhouseCoopers Incorporated as Auditors of the Company with EJ Gerryts as the Individual Designated Auditor
6
Mgmt ForForForAuthorise the Audit and Risk Management Committee to Fix Remuneration of Auditors
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Astral Foods Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy 8
Mgmt ForForForApprove Remuneration Implementation Report
9
Mgmt ForForForAuthorise Ratification of Approved Resolutions
10
Mgmt ForForForApprove Fees Payable to Non-executive Directors
11
Mgmt ForForForApprove Financial Assistance to Related and Inter-related Companies
12
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 13
Gladstone Capital Corporation
Meeting Date: 02/06/2020
Record Date: 12/02/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 376535100
Ticker: GLAD
Shares Voted: 18,990
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michela A. English Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Anthony W. Parker 1.2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Shares Voted: 507
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Michela A. English 1.1
Mgmt WithholdWithholdForElect Director Anthony W. Parker 1.2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
GVC Holdings Plc
Meeting Date: 02/06/2020
Record Date: 02/04/2020
Country: Isle of Man
Meeting Type: Special
Primary Security ID: G427A6103
Ticker: GVC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GVC Holdings Plc
Shares Voted: 7,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Relocation of Tax Residency to the United Kingdom; Adopt New Articles of Association
Mgmt For For For
Shares Voted: 1,134,161
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Relocation of Tax Residency to the United Kingdom; Adopt New Articles of Association
1
Tyson Foods, Inc.
Meeting Date: 02/06/2020
Record Date: 12/09/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 902494103
Ticker: TSN
Shares Voted: 2,735,149
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John Tyson Mgmt For For For
Mgmt ForForForElect Director Gaurdie E. Banister, Jr. 1b
Mgmt ForForForElect Director Dean Banks 1c
Mgmt ForForForElect Director Mike Beebe 1d
Mgmt ForForForElect Director Mikel A. Durham 1e
Mgmt ForForForElect Director Jonathan D. Mariner 1f
Mgmt ForForForElect Director Kevin M. McNamara 1g
Mgmt ForForForElect Director Cheryl S. Miller 1h
Mgmt ForForForElect Director Jeffrey K. Schomburger 1i
Mgmt ForForForElect Director Robert Thurber 1j
Mgmt AgainstAgainstForElect Director Barbara A. Tyson 1k
Mgmt ForForForElect Director Noel White 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tyson Foods, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstReport on Deforestation Impacts in Company's Supply Chain
4
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 5
SH ForReferAgainstReport on Human Rights Risk Assessment Process
6
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
7
Shares Voted: 1,903,872
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John Tyson 1a
Mgmt ForForForElect Director Gaurdie E. Banister, Jr. 1b
Mgmt ForForForElect Director Dean Banks 1c
Mgmt ForForForElect Director Mike Beebe 1d
Mgmt ForForForElect Director Mikel A. Durham 1e
Mgmt ForForForElect Director Jonathan D. Mariner 1f
Mgmt ForForForElect Director Kevin M. McNamara 1g
Mgmt ForForForElect Director Cheryl S. Miller 1h
Mgmt ForForForElect Director Jeffrey K. Schomburger 1i
Mgmt ForForForElect Director Robert Thurber 1j
Mgmt AgainstAgainstForElect Director Barbara A. Tyson 1k
Mgmt ForForForElect Director Noel White 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstReport on Deforestation Impacts in Company's Supply Chain
4
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 5
SH ForReferAgainstReport on Human Rights Risk Assessment Process
6
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Beacon Roofing Supply, Inc.
Meeting Date: 02/11/2020
Record Date: 12/17/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 073685109
Ticker: BECN
Shares Voted: 1,936
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Buck Mgmt For For For
Mgmt ForForForElect Director Julian G. Francis 1.2
Mgmt ForForForElect Director Carl T. Berquist 1.3
Mgmt ForForForElect Director Barbara G. Fast 1.4
Mgmt WithholdWithholdForElect Director Richard W. Frost 1.5
Mgmt WithholdWithholdForElect Director Alan Gershenhorn 1.6
Mgmt ForForForElect Director Philip W. Knisely 1.7
Mgmt ForForForElect Director Robert M. McLaughlin 1.8
Mgmt WithholdWithholdForElect Director Neil S. Novich 1.9
Mgmt WithholdWithholdForElect Director Stuart A. Randle 1.10
Mgmt ForForForElect Director Nathan K. Sleeper 1.11
Mgmt WithholdWithholdForElect Director Douglas L. Young 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 40
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert R. Buck 1.1
Mgmt ForForForElect Director Julian G. Francis 1.2
Mgmt ForForForElect Director Carl T. Berquist 1.3
Mgmt ForForForElect Director Barbara G. Fast 1.4
Mgmt WithholdWithholdForElect Director Richard W. Frost 1.5
Mgmt WithholdWithholdForElect Director Alan Gershenhorn 1.6
Mgmt ForForForElect Director Philip W. Knisely 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Beacon Roofing Supply, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert M. McLaughlin 1.8
Mgmt WithholdWithholdForElect Director Neil S. Novich 1.9
Mgmt WithholdWithholdForElect Director Stuart A. Randle 1.10
Mgmt ForForForElect Director Nathan K. Sleeper 1.11
Mgmt WithholdWithholdForElect Director Douglas L. Young 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Cineworld Group Plc
Meeting Date: 02/11/2020
Record Date: 02/07/2020
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G219AH100
Ticker: CINE
Shares Voted: 543,841
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition of Cineplex Inc Mgmt For For For
Spar Group Ltd.
Meeting Date: 02/11/2020
Record Date: 01/31/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S8050H104
Ticker: SPP
Shares Voted: 45,552
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2019
Mgmt For For For
Mgmt ForForForElect Lwazi Koyana as Director 2
Mgmt ForForForRe-elect Harish Mehta as Director 3.1
Mgmt AgainstAgainstForRe-elect Phumla Mnganga as Director 3.2
Mgmt ForForForRe-elect Andrew Waller as Director 3.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spar Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner
4
Mgmt ForForForRe-elect Marang Mashologu as Member of the Audit Committee
5.1
Mgmt ForForForRe-elect Harish Mehta as Member of the Audit Committee
5.2
Mgmt ForForForElect Andrew Waller as Chairman of the Audit Committee
5.3
Mgmt ForForForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Employee Share Trust (2004)
6
Mgmt ForForForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Conditional Share Plan
7
Mgmt ForForForApprove Remuneration Policy 8
Mgmt ForForForApprove Remuneration Implementation Report
9
Mgmt ForForForApprove Financial Assistance to Related or Inter-related Companies
10
Mgmt ForForForApprove Non-executive Directors' Fees 11
Shares Voted: 15,802
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2019
1
Mgmt ForForForElect Lwazi Koyana as Director 2
Mgmt ForForForRe-elect Harish Mehta as Director 3.1
Mgmt AgainstAgainstForRe-elect Phumla Mnganga as Director 3.2
Mgmt ForForForRe-elect Andrew Waller as Director 3.3
Mgmt ForForForReappoint PricewaterhouseCoopers Inc. as Auditors of the Company with Sharalene Randelhoff as the Designated Individual Audit Partner
4
Mgmt ForForForRe-elect Marang Mashologu as Member of the Audit Committee
5.1
Mgmt ForForForRe-elect Harish Mehta as Member of the Audit Committee
5.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spar Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Andrew Waller as Chairman of the Audit Committee
5.3
Mgmt ForForForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Employee Share Trust (2004)
6
Mgmt ForForForPlace Authorised but Unissued Shares Under Control of Directors Pursuant to the Conditional Share Plan
7
Mgmt ForForForApprove Remuneration Policy 8
Mgmt ForForForApprove Remuneration Implementation Report
9
Mgmt ForForForApprove Financial Assistance to Related or Inter-related Companies
10
Mgmt ForForForApprove Non-executive Directors' Fees 11
Barloworld Ltd.
Meeting Date: 02/12/2020
Record Date: 02/07/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S08470189
Ticker: BAW
Shares Voted: 63,005
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2019
1
Mgmt ForForForRe-elect Ngozi Edozien as Director 2
Mgmt ForForForRe-elect Dominic Sewela as Director 3
Mgmt ForForForRe-elect Sango Ntsaluba as Director 4
Mgmt ForForForElect Nopasika Lila as Director 5
Mgmt ForForForRe-elect Sango Ntsaluba as Chairman of the Audit Committee
6
Mgmt ForForForRe-elect Hester Hickey as Member of the Audit Committee
7
Mgmt ForForForRe-elect Michael Lynch-Bell as Member of the Audit Committee
8
Mgmt ForForForRe-elect Nomavuso Mnxasana as Member of the Audit Committee
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barloworld Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Ernst & Young as Auditors of the Company with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration
10
Mgmt ForForForApprove Conditional Share Plan 11.1
Mgmt ForForForAmend Forfeitable Share Plan 11.2
Mgmt ForForForApprove Remuneration Policy 12
Mgmt AgainstAgainstForApprove Remuneration Implementation Report
13
MgmtSpecial Resolutions
Mgmt ForForForApprove Fees for the Chairman of the Board 1.1
Mgmt ForForForApprove Fees for the Resident Non-executive Directors
1.2
Mgmt ForForForApprove Fees for the Non-resident Non-executive Directors
1.3
Mgmt ForForForApprove Fees for the Resident Chairman of the Audit Committee
1.4
Mgmt ForForForApprove Fees for the Resident Members of the Audit Committee
1.5
Mgmt ForForForApprove Fees for the Non-resident Members of the Audit Committee
1.6
Mgmt ForForForApprove Fees for the Non-resident Chairman of the Remuneration Committee
1.7
Mgmt ForForForApprove Fees for the Resident Chairman of the Remuneration Committee
1.8
Mgmt ForForForApprove Fees for the Resident Chairman of the social, Ethics and Transformation Committee
1.9
Mgmt ForForForApprove Fees for the Resident Chairman of the Risk and Sustainability Committee
1.10
Mgmt ForForForApprove Fees for the Resident Chairman of the General Purposes Committee
1.11
Mgmt ForForForApprove Fees for the Resident Chairman of the Nomination Committee
1.12
Mgmt ForForForApprove Fees for the Resident Members of Each of the Board Committees Other than Audit Committee
1.13
Mgmt ForForForApprove Fees for the Non-resident Members of Each of the Board Committees
1.14
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barloworld Ltd.
Shares Voted: 22,127
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Resolutions
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 30 September 2019
1
Mgmt ForForForRe-elect Ngozi Edozien as Director 2
Mgmt ForForForRe-elect Dominic Sewela as Director 3
Mgmt ForForForRe-elect Sango Ntsaluba as Director 4
Mgmt ForForForElect Nopasika Lila as Director 5
Mgmt ForForForRe-elect Sango Ntsaluba as Chairman of the Audit Committee
6
Mgmt ForForForRe-elect Hester Hickey as Member of the Audit Committee
7
Mgmt ForForForRe-elect Michael Lynch-Bell as Member of the Audit Committee
8
Mgmt ForForForRe-elect Nomavuso Mnxasana as Member of the Audit Committee
9
Mgmt ForForForAppoint Ernst & Young as Auditors of the Company with S Sithebe as Individual Registered Auditor and Authorise Their Remuneration
10
Mgmt ForForForApprove Conditional Share Plan 11.1
Mgmt ForForForAmend Forfeitable Share Plan 11.2
Mgmt ForForForApprove Remuneration Policy 12
Mgmt AgainstAgainstForApprove Remuneration Implementation Report
13
MgmtSpecial Resolutions
Mgmt ForForForApprove Fees for the Chairman of the Board 1.1
Mgmt ForForForApprove Fees for the Resident Non-executive Directors
1.2
Mgmt ForForForApprove Fees for the Non-resident Non-executive Directors
1.3
Mgmt ForForForApprove Fees for the Resident Chairman of the Audit Committee
1.4
Mgmt ForForForApprove Fees for the Resident Members of the Audit Committee
1.5
Mgmt ForForForApprove Fees for the Non-resident Members of the Audit Committee
1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barloworld Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Fees for the Non-resident Chairman of the Remuneration Committee
1.7
Mgmt ForForForApprove Fees for the Resident Chairman of the Remuneration Committee
1.8
Mgmt ForForForApprove Fees for the Resident Chairman of the social, Ethics and Transformation Committee
1.9
Mgmt ForForForApprove Fees for the Resident Chairman of the Risk and Sustainability Committee
1.10
Mgmt ForForForApprove Fees for the Resident Chairman of the General Purposes Committee
1.11
Mgmt ForForForApprove Fees for the Resident Chairman of the Nomination Committee
1.12
Mgmt ForForForApprove Fees for the Resident Members of Each of the Board Committees Other than Audit Committee
1.13
Mgmt ForForForApprove Fees for the Non-resident Members of Each of the Board Committees
1.14
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
2
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 3
Daily Journal Corporation
Meeting Date: 02/12/2020
Record Date: 12/20/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 233912104
Ticker: DJCO
Shares Voted: 633
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles T. Munger Mgmt For Withhold Withhold
Mgmt ForForForElect Director J.P. Guerin 1.2
Mgmt WithholdWithholdForElect Director Gerald L. Salzman 1.3
Mgmt ForForForElect Director Peter D. Kaufman 1.4
Mgmt ForForForElect Director Gary L. Wilcox 1.5
Mgmt ForForForElect Director Mary Conlin 1.6
Mgmt ForForForRatify Squar Milner LLP as Auditors 2
Mgmt ForForForAdopt Majority Voting for Uncontested Election of Directors
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Daily Journal Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Hillenbrand, Inc.
Meeting Date: 02/13/2020
Record Date: 12/16/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 431571108
Ticker: HI
Shares Voted: 10,584
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Daniel C. Hillenbrand Mgmt For For For
Mgmt ForForForElect Director Thomas H. Johnson 1.2
Mgmt WithholdWithholdForElect Director Neil S. Novich 1.3
Mgmt ForForForElect Director Joe A. Raver 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Articles of Incorporation and Code of By-laws
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SMART Global Holdings, Inc.
Meeting Date: 02/13/2020
Record Date: 11/29/2019
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G8232Y101
Ticker: SGH
Shares Voted: 86,389
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kenneth Hao Mgmt For For For
Mgmt AgainstAgainstForElect Director Bryan Ingram 1b
Mgmt ForForForElect Director Paul Mercadante 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SMART Global Holdings, Inc.
Shares Voted: 113,721
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kenneth Hao 1a
Mgmt AgainstAgainstForElect Director Bryan Ingram 1b
Mgmt ForForForElect Director Paul Mercadante 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 02/18/2020
Record Date: 01/24/2020
Country: Indonesia
Meeting Type: Annual
Primary Security ID: Y0697U112
Ticker: BBRI
Shares Voted: 49,959,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners
Mgmt For For For
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Remuneration and Tantiem of Directors and Commissioners
3
Mgmt ForForForAppoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Mgmt AgainstAgainstForApprove Changes in Board of Company 5
Shares Voted: 46,121,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements, Statutory Reports, and Report of the Partnership and Community Development Program (PCDP) and Discharge of Directors and Commissioners
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PT Bank Rakyat Indonesia (Persero) Tbk
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Remuneration and Tantiem of Directors and Commissioners
3
Mgmt ForForForAppoint Auditors of the Company and the Partnership and Community Development Program (PCDP)
4
Mgmt AgainstAgainstForApprove Changes in Board of Company 5
SINOPEC Engineering (Group) Co., Ltd.
Meeting Date: 02/18/2020
Record Date: 01/17/2020
Country: China
Meeting Type: Special
Primary Security ID: Y80359105
Ticker: 2386
Shares Voted: 119,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Yu Renming as Director and Authorize Board to Fix His Remuneration
Mgmt For For For
Cerence Inc.
Meeting Date: 02/20/2020
Record Date: 12/23/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 156727109
Ticker: CRNC
Shares Voted: 35,334
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas Beaudoin Mgmt For Withhold Withhold
Mgmt ForForForElect Director Marianne Budnik 1.2
Mgmt ForForForRatify BDO USA LLP as Auditors 2
Shares Voted: 54,414
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Thomas Beaudoin 1.1
Mgmt ForForForElect Director Marianne Budnik 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cerence Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify BDO USA LLP as Auditors 2
Euronav NV
Meeting Date: 02/20/2020
Record Date: 02/06/2020
Country: Belgium
Meeting Type: Special
Primary Security ID: B38564108
Ticker: EURN
Shares Voted: 80,482
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
MgmtReceive Special Board Report Re: Company Law Art. 604 on Renewal on Authorized Capital
1
Mgmt AgainstAgainstForRenew Authorization to Increase Share Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights
1.1a
Mgmt ForForForRenew Authorization to Increase Share Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights
1.1b
Mgmt AgainstAgainstForRenew Authorization to Increase Share Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights
1.2a
Mgmt ForForForRenew Authorization to Increase Share Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights
1.2b
Mgmt AgainstAgainstForAuthorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer
2
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 20 Percent of Issued Share Capital
3
Mgmt AgainstAgainstForAuthorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
4
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 5
Mgmt ForForForAmend Articles of Association 6
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronav NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Filing of Required Documents/Formalities at Trade Registry
8
Shares Voted: 61,202
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
MgmtReceive Special Board Report Re: Company Law Art. 604 on Renewal on Authorized Capital
1
Mgmt AgainstAgainstForRenew Authorization to Increase Share Capital up to USD 50 Million With the Possibility to Restrict or Suspend Preemptive Rights
1.1a
Mgmt ForForForRenew Authorization to Increase Share Capital up to USD 25 Million With the Possibility to Restrict or Suspend Preemptive Rights
1.1b
Mgmt AgainstAgainstForRenew Authorization to Increase Share Capital up to USD 239,147,502.82 Without the Possibility to Restrict or Suspend Preemptive Rights
1.2a
Mgmt ForForForRenew Authorization to Increase Share Capital up to USD 120 Million Without the Possibility to Restrict or Suspend Preemptive Rights
1.2b
Mgmt AgainstAgainstForAuthorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer
2
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 20 Percent of Issued Share Capital
3
Mgmt AgainstAgainstForAuthorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions
4
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 5
Mgmt ForForForAmend Articles of Association 6
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Approve Coordination of Articles of Association
7
Mgmt ForForForApprove Filing of Required Documents/Formalities at Trade Registry
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hellenic Telecommunications Organization SA
Meeting Date: 02/20/2020
Record Date: 02/14/2020
Country: Greece
Meeting Type: Special
Primary Security ID: X3258B102
Ticker: HTO
Shares Voted: 787,177
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForAuthorize Share Repurchase Program 1
Mgmt ForForForApprove Cancellation of Repurchased Shares 2
MgmtVarious Announcements 3
Shares Voted: 676,391
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Mgmt ForForForAuthorize Share Repurchase Program 1
Mgmt ForForForApprove Cancellation of Repurchased Shares 2
MgmtVarious Announcements 3
Liquidity Services, Inc.
Meeting Date: 02/20/2020
Record Date: 01/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 53635B107
Ticker: LQDT
Shares Voted: 82,812
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Phillip A. Clough Mgmt For For For
Mgmt ForForForElect Director George H. Ellis 1.2
Mgmt ForForForElect Director Jaime Mateus-Tique 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Raymond James Financial, Inc.
Meeting Date: 02/20/2020
Record Date: 12/23/2019
Country: USA
Meeting Type: Annual
Primary Security ID: 754730109
Ticker: RJF
Shares Voted: 457,483
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles G. von Arentschildt Mgmt For For For
Mgmt AgainstAgainstForElect Director Robert M. Dutkowsky 1.2
Mgmt ForForForElect Director Jeffrey N. Edwards 1.3
Mgmt ForForForElect Director Benjamin C. Esty 1.4
Mgmt ForForForElect Director Anne Gates 1.5
Mgmt ForForForElect Director Francis S. Godbold 1.6
Mgmt ForForForElect Director Thomas A. James 1.7
Mgmt ForForForElect Director Gordon L. Johnson 1.8
Mgmt ForForForElect Director Roderick C. McGeary 1.9
Mgmt ForForForElect Director Paul C. Reilly 1.10
Mgmt ForForForElect Director Raj Seshadri 1.11
Mgmt ForForForElect Director Susan N. Story 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 607,065
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles G. von Arentschildt 1.1
Mgmt AgainstAgainstForElect Director Robert M. Dutkowsky 1.2
Mgmt ForForForElect Director Jeffrey N. Edwards 1.3
Mgmt ForForForElect Director Benjamin C. Esty 1.4
Mgmt ForForForElect Director Anne Gates 1.5
Mgmt ForForForElect Director Francis S. Godbold 1.6
Mgmt ForForForElect Director Thomas A. James 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Raymond James Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gordon L. Johnson 1.8
Mgmt ForForForElect Director Roderick C. McGeary 1.9
Mgmt ForForForElect Director Paul C. Reilly 1.10
Mgmt ForForForElect Director Raj Seshadri 1.11
Mgmt ForForForElect Director Susan N. Story 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Gardner Denver Holdings, Inc.
Meeting Date: 02/21/2020
Record Date: 01/02/2020
Country: USA
Meeting Type: Special
Primary Security ID: 36555P107
Ticker: GDI
Shares Voted: 31,006
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAdjourn Meeting 3
Haynes International, Inc.
Meeting Date: 02/25/2020
Record Date: 01/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 420877201
Ticker: HAYN
Shares Voted: 8,042
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Donald C. Campion Mgmt For For For
Mgmt ForForForElect Director Robert H. Getz 2
Mgmt ForForForElect Director Dawne S. Hickton 3
Mgmt ForForForElect Director Michael L. Shor 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Haynes International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Larry O. Spencer 5
Mgmt ForForForElect Director William P. Wall 6
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 7
Mgmt ForForForApprove Omnibus Stock Plan 8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
9
Shares Voted: 3,160
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Donald C. Campion 1
Mgmt ForForForElect Director Robert H. Getz 2
Mgmt ForForForElect Director Dawne S. Hickton 3
Mgmt ForForForElect Director Michael L. Shor 4
Mgmt ForForForElect Director Larry O. Spencer 5
Mgmt ForForForElect Director William P. Wall 6
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 7
Mgmt ForForForApprove Omnibus Stock Plan 8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
9
Hill-Rom Holdings, Inc.
Meeting Date: 02/25/2020
Record Date: 01/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 431475102
Ticker: HRC
Shares Voted: 19
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William G. Dempsey Mgmt For For For
Mgmt ForForForElect Director Gary L. Ellis 1.2
Mgmt ForForForElect Director Stacy Enxing Seng 1.3
Mgmt ForForForElect Director Mary Garrett 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hill-Rom Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James R. Giertz 1.5
Mgmt ForForForElect Director John P. Groetelaars 1.6
Mgmt ForForForElect Director William H. Kucheman 1.7
Mgmt ForForForElect Director Ronald A. Malone 1.8
Mgmt ForForForElect Director Gregory J. Moore 1.9
Mgmt ForForForElect Director Felicia F. Norwood 1.10
Mgmt ForForForElect Director Nancy M. Schlichting 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Apple Inc.
Meeting Date: 02/26/2020
Record Date: 01/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 037833100
Ticker: AAPL
Shares Voted: 6,464
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James Bell Mgmt For For For
Mgmt ForForForElect Director Tim Cook 1b
Mgmt ForForForElect Director Al Gore 1c
Mgmt ForForForElect Director Andrea Jung 1d
Mgmt ForForForElect Director Art Levinson 1e
Mgmt AgainstAgainstForElect Director Ron Sugar 1f
Mgmt ForForForElect Director Sue Wagner 1g
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProxy Access Amendments 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Apple Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
5
SH AgainstAgainstAgainstReport on Freedom of Expression and Access to Information Policies
6
Tetra Tech, Inc.
Meeting Date: 02/26/2020
Record Date: 01/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 88162G103
Ticker: TTEK
Shares Voted: 421,505
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Dan L. Batrack Mgmt For For For
Mgmt ForForForElect Director Gary R. Birkenbeuel 1B
Mgmt ForForForElect Director Patrick C. Haden 1C
Mgmt ForForForElect Director J. Christopher Lewis 1D
Mgmt ForForForElect Director Joanne M. Maguire 1E
Mgmt ForForForElect Director Kimberly E. Ritrievi 1F
Mgmt ForForForElect Director J. Kenneth Thompson 1G
Mgmt ForForForElect Director Kirsten M. Volpi 1H
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 93,254
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dan L. Batrack 1A
Mgmt ForForForElect Director Gary R. Birkenbeuel 1B
Mgmt ForForForElect Director Patrick C. Haden 1C
Mgmt ForForForElect Director J. Christopher Lewis 1D
Mgmt ForForForElect Director Joanne M. Maguire 1E
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tetra Tech, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kimberly E. Ritrievi 1F
Mgmt ForForForElect Director J. Kenneth Thompson 1G
Mgmt ForForForElect Director Kirsten M. Volpi 1H
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Alpek SAB de CV
Meeting Date: 02/27/2020
Record Date: 02/14/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P01703100
Ticker: ALPEKA
Shares Voted: 711,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Cash Dividends; Approve Maximum Amount for Repurchase of Shares
2
Mgmt AgainstAgainstForElect Directors and Chairmen of Audit and Corporate Practices Committee; Fix Their Remuneration
3
Mgmt ForForForAppoint Legal Representatives 4
Mgmt ForForForApprove Minutes of Meeting 5
Shares Voted: 250,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income and Cash Dividends; Approve Maximum Amount for Repurchase of Shares
2
Mgmt AgainstAgainstForElect Directors and Chairmen of Audit and Corporate Practices Committee; Fix Their Remuneration
3
Mgmt ForForForAppoint Legal Representatives 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alpek SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Minutes of Meeting 5
Agricultural Bank of China
Meeting Date: 02/28/2020
Record Date: 01/23/2020
Country: China
Meeting Type: Special
Primary Security ID: Y00289119
Ticker: 1288
Shares Voted: 289,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove Fixed Assets Investment Budget for 2020
1
Mgmt ForForForApprove Issuance Plan of Write-Down Undated Capital Bonds of the Bank
2
Mgmt ForForForApprove Issuance Plan of Write-Down Eligible Tier-2 Capital Instruments of the Bank
3
Novartis AG
Meeting Date: 02/28/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 58,199
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.95 per Share
3
Mgmt ForForForApprove CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 9 Million
5.1
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million
5.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Report 5.3
Mgmt ForForForReelect Joerg Reinhardt as Director and Board Chairman
6.1
Mgmt ForForForReelect Nancy Andrews as Director 6.2
Mgmt ForForForReelect Ton Buechner as Director 6.3
Mgmt ForForForReelect Patrice Bula as Director 6.4
Mgmt ForForForReelect Srikant Datar as Director 6.5
Mgmt ForForForReelect Elizabeth Doherty as Director 6.6
Mgmt ForForForReelect Ann Fudge as Director 6.7
Mgmt ForForForReelect Frans van Houten as Director 6.8
Mgmt ForForForReelect Andreas von Planta as Director 6.9
Mgmt ForForForReelect Charles Sawyers as Director 6.10
Mgmt ForForForReelect Enrico Vanni as Director 6.11
Mgmt ForForForReelect William Winters as Director 6.12
Mgmt ForForForElect Bridgette Heller as Director 6.13
Mgmt ForForForElect Simon Moroney as Director 6.14
Mgmt ForForForReappoint Patrice Bula as Member of the Compensation Committee
7.1
Mgmt ForForForReappoint Srikant Datar as Member of the Compensation Committee
7.2
Mgmt ForForForReappoint Enrico Vanni as Member of the Compensation Committee
7.3
Mgmt ForForForReappoint William Winters as Member of the Compensation Committee
7.4
Mgmt ForForForAppoint Bridgette Heller as Member of the Compensation Committee
7.5
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForForDesignate Peter Zahn as Independent Proxy 9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Shares Voted: 501,499
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.95 per Share
3
Mgmt ForForForApprove CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 9 Million
5.1
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million
5.2
Mgmt ForForForApprove Remuneration Report 5.3
Mgmt ForForForReelect Joerg Reinhardt as Director and Board Chairman
6.1
Mgmt ForForForReelect Nancy Andrews as Director 6.2
Mgmt ForForForReelect Ton Buechner as Director 6.3
Mgmt ForForForReelect Patrice Bula as Director 6.4
Mgmt ForForForReelect Srikant Datar as Director 6.5
Mgmt ForForForReelect Elizabeth Doherty as Director 6.6
Mgmt ForForForReelect Ann Fudge as Director 6.7
Mgmt ForForForReelect Frans van Houten as Director 6.8
Mgmt ForForForReelect Andreas von Planta as Director 6.9
Mgmt ForForForReelect Charles Sawyers as Director 6.10
Mgmt ForForForReelect Enrico Vanni as Director 6.11
Mgmt ForForForReelect William Winters as Director 6.12
Mgmt ForForForElect Bridgette Heller as Director 6.13
Mgmt ForForForElect Simon Moroney as Director 6.14
Mgmt ForForForReappoint Patrice Bula as Member of the Compensation Committee
7.1
Mgmt ForForForReappoint Srikant Datar as Member of the Compensation Committee
7.2
Mgmt ForForForReappoint Enrico Vanni as Member of the Compensation Committee
7.3
Mgmt ForForForReappoint William Winters as Member of the Compensation Committee
7.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Bridgette Heller as Member of the Compensation Committee
7.5
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForForDesignate Peter Zahn as Independent Proxy 9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Novartis AG
Meeting Date: 02/28/2020
Record Date: 01/23/2020
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 575,567
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.95 per Share
3
Mgmt ForForForApprove CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 9 Million
5.1
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million
5.2
Mgmt ForForForApprove Remuneration Report 5.3
Mgmt ForForForReelect Joerg Reinhardt as Director and Board Chairman
6.1
Mgmt ForForForReelect Nancy Andrews as Director 6.2
Mgmt ForForForReelect Ton Buechner as Director 6.3
Mgmt ForForForReelect Patrice Bula as Director 6.4
Mgmt ForForForReelect Srikant Datar as Director 6.5
Mgmt ForForForReelect Elizabeth Doherty as Director 6.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Ann Fudge as Director 6.7
Mgmt ForForForReelect Frans van Houten as Director 6.8
Mgmt ForForForReelect Andreas von Planta as Director 6.9
Mgmt ForForForReelect Charles Sawyers as Director 6.10
Mgmt ForForForReelect Enrico Vanni as Director 6.11
Mgmt ForForForReelect William Winters as Director 6.12
Mgmt ForForForElect Bridgette Heller as Director 6.13
Mgmt ForForForElect Simon Moroney as Director 6.14
Mgmt ForForForReappoint Patrice Bula as Member of the Compensation Committee
7.1
Mgmt ForForForReappoint Srikant Datar as Member of the Compensation Committee
7.2
Mgmt ForForForReappoint Enrico Vanni as Member of the Compensation Committee
7.3
Mgmt ForForForReappoint William Winters as Member of the Compensation Committee
7.4
Mgmt ForForForAppoint Bridgette Heller as Member of the Compensation Committee
7.5
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForForDesignate Peter Zahn as Independent Proxy 9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Shares Voted: 186,672
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.95 per Share
3
Mgmt ForForForApprove CHF 30.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares
4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 9 Million
5.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 93 Million
5.2
Mgmt ForForForApprove Remuneration Report 5.3
Mgmt ForForForReelect Joerg Reinhardt as Director and Board Chairman
6.1
Mgmt ForForForReelect Nancy Andrews as Director 6.2
Mgmt ForForForReelect Ton Buechner as Director 6.3
Mgmt ForForForReelect Patrice Bula as Director 6.4
Mgmt ForForForReelect Srikant Datar as Director 6.5
Mgmt ForForForReelect Elizabeth Doherty as Director 6.6
Mgmt ForForForReelect Ann Fudge as Director 6.7
Mgmt ForForForReelect Frans van Houten as Director 6.8
Mgmt ForForForReelect Andreas von Planta as Director 6.9
Mgmt ForForForReelect Charles Sawyers as Director 6.10
Mgmt ForForForReelect Enrico Vanni as Director 6.11
Mgmt ForForForReelect William Winters as Director 6.12
Mgmt ForForForElect Bridgette Heller as Director 6.13
Mgmt ForForForElect Simon Moroney as Director 6.14
Mgmt ForForForReappoint Patrice Bula as Member of the Compensation Committee
7.1
Mgmt ForForForReappoint Srikant Datar as Member of the Compensation Committee
7.2
Mgmt ForForForReappoint Enrico Vanni as Member of the Compensation Committee
7.3
Mgmt ForForForReappoint William Winters as Member of the Compensation Committee
7.4
Mgmt ForForForAppoint Bridgette Heller as Member of the Compensation Committee
7.5
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt ForForForDesignate Peter Zahn as Independent Proxy 9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novartis AG
Meeting Date: 02/28/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H5820Q150
Ticker: NOVN
Shares Voted: 4,134
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Azul SA
Meeting Date: 03/02/2020
Record Date: 02/07/2020
Country: Brazil
Meeting Type: Special
Primary Security ID: P0R0AQ105
Ticker: AZUL4
Shares Voted: 10,599
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Signing of Sublease Agreement for 28 Embraer E1 Aircrafts Leased by Azul Linhas Aereas Brasileiras SA to Breeze Aviation Group
1
Shares Voted: 2,993
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForApprove Signing of Sublease Agreement for 28 Embraer E1 Aircrafts Leased by Azul Linhas Aereas Brasileiras SA to Breeze Aviation Group
1
Oceana Group Ltd.
Meeting Date: 03/03/2020
Record Date: 02/21/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S57090102
Ticker: OCE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Oceana Group Ltd.
Shares Voted: 116,090
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Re-elect Nomahlubi Simamane as Director Mgmt For For For
Mgmt ForForForRe-elect Peter De Beyer as Director 1.2
Mgmt ForForForRe-elect Saamsoodein Pather as Director 1.3
Mgmt ForForForElect Lesego Sennelo as Director 1.4
Mgmt ForForForElect Nisaar Pangarker as Director 1.5
Mgmt ForForForElect Aboubakar Jakoet as Director 1.6
Mgmt AbstainAbstainForElect Elton Bosch as Director 1.7
Mgmt ForForForReappoint Deloitte & Touche as Auditors of the Company
2
Mgmt ForForForRe-elect Zarina Bassa as Member of the Audit Committee
3.1
Mgmt ForForForRe-elect Peter De Beyer as Member of the Audit Committee
3.2
Mgmt ForForForRe-elect Saamsoodein Pather as Member of the Audit Committee
3.3
Mgmt ForForForElect Aboubakar Jakoet as Member of the Audit Committee
3.4
Mgmt ForForForApprove Remuneration Policy 4.1
Mgmt ForForForApprove Implementation Report 4.2
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
5
Mgmt AgainstAgainstForApprove Financial Assistance in Terms of Section 44 of the Companies Act
6
Mgmt ForForForApprove Non-executive Directors' Remuneration
7
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 8
Mgmt ForForForAuthorise Ratification of Approved Resolutions
9
Shares Voted: 40,773
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Nomahlubi Simamane as Director 1.1
Mgmt ForForForRe-elect Peter De Beyer as Director 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Oceana Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Saamsoodein Pather as Director 1.3
Mgmt ForForForElect Lesego Sennelo as Director 1.4
Mgmt ForForForElect Nisaar Pangarker as Director 1.5
Mgmt ForForForElect Aboubakar Jakoet as Director 1.6
Mgmt AbstainAbstainForElect Elton Bosch as Director 1.7
Mgmt ForForForReappoint Deloitte & Touche as Auditors of the Company
2
Mgmt ForForForRe-elect Zarina Bassa as Member of the Audit Committee
3.1
Mgmt ForForForRe-elect Peter De Beyer as Member of the Audit Committee
3.2
Mgmt ForForForRe-elect Saamsoodein Pather as Member of the Audit Committee
3.3
Mgmt ForForForElect Aboubakar Jakoet as Member of the Audit Committee
3.4
Mgmt ForForForApprove Remuneration Policy 4.1
Mgmt ForForForApprove Implementation Report 4.2
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
5
Mgmt AgainstAgainstForApprove Financial Assistance in Terms of Section 44 of the Companies Act
6
Mgmt ForForForApprove Non-executive Directors' Remuneration
7
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 8
Mgmt ForForForAuthorise Ratification of Approved Resolutions
9
Berry Global Group, Inc.
Meeting Date: 03/04/2020
Record Date: 01/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 08579W103
Ticker: BERY
Shares Voted: 646
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director B. Evan Bayh Mgmt For For For
Mgmt ForForForElect Director Jonathan F. Foster 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Berry Global Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Idalene F. Kesner 1.3
Mgmt ForForForElect Director Carl J. (Rick) Rickertsen 1.4
Mgmt ForForForElect Director Ronald S. Rolfe 1.5
Mgmt ForForForElect Director Thomas E. Salmon 1.6
Mgmt ForForForElect Director Paula A. Sneed 1.7
Mgmt ForForForElect Director Robert A. Steele 1.8
Mgmt ForForForElect Director Stephen E. Sterrett 1.9
Mgmt ForForForElect Director Scott B. Ullem 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Petroleo Brasileiro SA
Meeting Date: 03/04/2020
Record Date: 02/10/2020
Country: Brazil
Meeting Type: Special
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 27,082
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Absorption of Petrobras Negocios Eletronicos S.A. (e-PETRO)
1
Mgmt AgainstAgainstForAmend Articles and Consolidate Bylaws 2
Mgmt ForForForElect Maria Claudia Guimaraes as Director 3
Shares Voted: 739,755
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForApprove Absorption of Petrobras Negocios Eletronicos S.A. (e-PETRO)
1
Mgmt AgainstAgainstForAmend Articles and Consolidate Bylaws 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Petroleo Brasileiro SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Maria Claudia Guimaraes as Director 3
AmerisourceBergen Corporation
Meeting Date: 03/05/2020
Record Date: 01/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 03073E105
Ticker: ABC
Shares Voted: 506,975
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ornella Barra Mgmt For For For
Mgmt ForForForElect Director Steven H. Collis 1.2
Mgmt ForForForElect Director D. Mark Durcan 1.3
Mgmt ForForForElect Director Richard W. Gochnauer 1.4
Mgmt ForForForElect Director Lon R. Greenberg 1.5
Mgmt ForForForElect Director Jane E. Henney 1.6
Mgmt ForForForElect Director Kathleen W. Hyle 1.7
Mgmt ForForForElect Director Michael J. Long 1.8
Mgmt ForForForElect Director Henry W. McGee 1.9
Mgmt ForForForElect Director Dennis M. Nally 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH ForForAgainstAdopt Policy on Bonus Banking 5
Shares Voted: 1,308,215
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ornella Barra 1.1
Mgmt ForForForElect Director Steven H. Collis 1.2
Mgmt ForForForElect Director D. Mark Durcan 1.3
Mgmt ForForForElect Director Richard W. Gochnauer 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AmerisourceBergen Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lon R. Greenberg 1.5
Mgmt ForForForElect Director Jane E. Henney 1.6
Mgmt ForForForElect Director Kathleen W. Hyle 1.7
Mgmt ForForForElect Director Michael J. Long 1.8
Mgmt ForForForElect Director Henry W. McGee 1.9
Mgmt ForForForElect Director Dennis M. Nally 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH ForForAgainstAdopt Policy on Bonus Banking 5
AECOM
Meeting Date: 03/10/2020
Record Date: 01/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00766T100
Ticker: ACM
Shares Voted: 290,467
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert G. Card Mgmt For For For
Mgmt ForForForElect Director Peter A. Feld 1.2
Mgmt ForForForElect Director William H. Frist 1.3
Mgmt ForForForElect Director Jacqueline C. Hinman 1.4
Mgmt ForForForElect Director Steven A. Kandarian 1.5
Mgmt ForForForElect Director Robert J. Routs 1.6
Mgmt ForForForElect Director Clarence T. Schmitz 1.7
Mgmt ForForForElect Director Douglas W. Stotlar 1.8
Mgmt ForForForElect Director Daniel R. Tishman 1.9
Mgmt ForForForElect Director Janet C. Wolfenbarger 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AECOM
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstProvide Right to Act by Written Consent 5
Shares Voted: 10,780
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert G. Card 1.1
Mgmt ForForForElect Director Peter A. Feld 1.2
Mgmt ForForForElect Director William H. Frist 1.3
Mgmt ForForForElect Director Jacqueline C. Hinman 1.4
Mgmt ForForForElect Director Steven A. Kandarian 1.5
Mgmt ForForForElect Director Robert J. Routs 1.6
Mgmt ForForForElect Director Clarence T. Schmitz 1.7
Mgmt ForForForElect Director Douglas W. Stotlar 1.8
Mgmt ForForForElect Director Daniel R. Tishman 1.9
Mgmt ForForForElect Director Janet C. Wolfenbarger 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstProvide Right to Act by Written Consent 5
Toll Brothers, Inc.
Meeting Date: 03/10/2020
Record Date: 01/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 889478103
Ticker: TOL
Shares Voted: 2,556,325
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert I. Toll Mgmt For For For
Mgmt ForForForElect Director Douglas C. Yearley, Jr. 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Toll Brothers, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward G. Boehne 1.3
Mgmt ForForForElect Director Richard J. Braemer 1.4
Mgmt ForForForElect Director Stephen F. East 1.5
Mgmt ForForForElect Director Christine N. Garvey 1.6
Mgmt ForForForElect Director Karen H. Grimes 1.7
Mgmt ForForForElect Director Carl B. Marbach 1.8
Mgmt ForForForElect Director John A. McLean 1.9
Mgmt ForForForElect Director Stephen A. Novick 1.10
Mgmt ForForForElect Director Wendell E. Pritchett 1.11
Mgmt ForForForElect Director Paul E. Shapiro 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 340,798
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert I. Toll 1.1
Mgmt ForForForElect Director Douglas C. Yearley, Jr. 1.2
Mgmt ForForForElect Director Edward G. Boehne 1.3
Mgmt ForForForElect Director Richard J. Braemer 1.4
Mgmt ForForForElect Director Stephen F. East 1.5
Mgmt ForForForElect Director Christine N. Garvey 1.6
Mgmt ForForForElect Director Karen H. Grimes 1.7
Mgmt ForForForElect Director Carl B. Marbach 1.8
Mgmt ForForForElect Director John A. McLean 1.9
Mgmt ForForForElect Director Stephen A. Novick 1.10
Mgmt ForForForElect Director Wendell E. Pritchett 1.11
Mgmt ForForForElect Director Paul E. Shapiro 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TE Connectivity Ltd.
Meeting Date: 03/11/2020
Record Date: 02/20/2020
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H84989104
Ticker: TEL
Shares Voted: 1,228,570
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Pierre R. Brondeau Mgmt For For For
Mgmt ForForForElect Director Terrence R. Curtin 1b
Mgmt ForForForElect Director Carol A. ('John') Davidson 1c
Mgmt ForForForElect Director Lynn A. Dugle 1d
Mgmt ForForForElect Director William A. Jeffrey 1e
Mgmt ForForForElect Director David M. Kerko 1f
Mgmt ForForForElect Director Thomas J. Lynch 1g
Mgmt ForForForElect Director Yong Nam 1h
Mgmt ForForForElect Director Daniel J. Phelan 1i
Mgmt ForForForElect Director Abhijit Y. Talwalkar 1j
Mgmt ForForForElect Director Mark C. Trudeau 1k
Mgmt ForForForElect Director Dawn C. Willoughby 1l
Mgmt ForForForElect Director Laura H. Wright 1m
Mgmt ForForForElect Board Chairman Thomas J. Lynch 2
Mgmt ForForForElect Daniel J. Phelan as Member of Management Development and Compensation Committee
3a
Mgmt ForForForElect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee
3b
Mgmt ForForForElect Mark C. Trudeau as Member of Management Development and Compensation Committee
3c
Mgmt ForForForElect Dawn C. Willoughby as Member of Management Development and Compensation Committee
3d
Mgmt ForForForDesignate Rene Schwarzenbach as Independent Proxy
4
Mgmt ForForForAccept Annual Report for Fiscal Year Ended September 27, 2019
5.1
Mgmt ForForForAccept Statutory Financial Statements for Fiscal Year Ended September 27, 2019
5.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements for Fiscal Year Ended September 27, 2019
5.3
Mgmt ForForForApprove Discharge of Board and Senior Management
6
Mgmt ForForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020
7.1
Mgmt ForForForRatify Deloitte AG as Swiss Registered Auditors
7.2
Mgmt ForForForRatify PricewaterhouseCoopers AG as Special Auditors
7.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Executive Management
9
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Board of Directors
10
Mgmt ForForForApprove Allocation of Available Earnings at September 27, 2019
11
Mgmt ForForForApprove Declaration of Dividend 12
Mgmt AgainstAgainstForAmend Articles of Association Re: Authorized Capital
13
Mgmt ForForForApprove Reduction of Share Capital 14
Mgmt AgainstAgainstForAdjourn Meeting 15
Shares Voted: 1,851,862
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Pierre R. Brondeau 1a
Mgmt ForForForElect Director Terrence R. Curtin 1b
Mgmt ForForForElect Director Carol A. ('John') Davidson 1c
Mgmt ForForForElect Director Lynn A. Dugle 1d
Mgmt ForForForElect Director William A. Jeffrey 1e
Mgmt ForForForElect Director David M. Kerko 1f
Mgmt ForForForElect Director Thomas J. Lynch 1g
Mgmt ForForForElect Director Yong Nam 1h
Mgmt ForForForElect Director Daniel J. Phelan 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Abhijit Y. Talwalkar 1j
Mgmt ForForForElect Director Mark C. Trudeau 1k
Mgmt ForForForElect Director Dawn C. Willoughby 1l
Mgmt ForForForElect Director Laura H. Wright 1m
Mgmt ForForForElect Board Chairman Thomas J. Lynch 2
Mgmt ForForForElect Daniel J. Phelan as Member of Management Development and Compensation Committee
3a
Mgmt ForForForElect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee
3b
Mgmt ForForForElect Mark C. Trudeau as Member of Management Development and Compensation Committee
3c
Mgmt ForForForElect Dawn C. Willoughby as Member of Management Development and Compensation Committee
3d
Mgmt ForForForDesignate Rene Schwarzenbach as Independent Proxy
4
Mgmt ForForForAccept Annual Report for Fiscal Year Ended September 27, 2019
5.1
Mgmt ForForForAccept Statutory Financial Statements for Fiscal Year Ended September 27, 2019
5.2
Mgmt ForForForApprove Consolidated Financial Statements for Fiscal Year Ended September 27, 2019
5.3
Mgmt ForForForApprove Discharge of Board and Senior Management
6
Mgmt ForForForRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020
7.1
Mgmt ForForForRatify Deloitte AG as Swiss Registered Auditors
7.2
Mgmt ForForForRatify PricewaterhouseCoopers AG as Special Auditors
7.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Executive Management
9
Mgmt ForForForApprove the Increase in Maximum Aggregate Remuneration of Board of Directors
10
Mgmt ForForForApprove Allocation of Available Earnings at September 27, 2019
11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Declaration of Dividend 12
Mgmt AgainstAgainstForAmend Articles of Association Re: Authorized Capital
13
Mgmt ForForForApprove Reduction of Share Capital 14
Mgmt AgainstAgainstForAdjourn Meeting 15
Commercial International Bank (Egypt) SAE
Meeting Date: 03/15/2020
Record Date:
Country: Egypt
Meeting Type: Special
Primary Security ID: M25561107
Ticker: COMI
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Extraordinary Business Mgmt
Mgmt Do Not Vote
ForForAuthorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion
1
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtExtraordinary Business
Mgmt Do Not Vote
ForForAuthorize Issuance of Bonds or Subordinated Loans of EGP 15 Billion
1
Commercial International Bank (Egypt) SAE
Meeting Date: 03/15/2020
Record Date:
Country: Egypt
Meeting Type: Annual
Primary Security ID: M25561107
Ticker: COMI
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt Do Not Vote
ForForApprove Board Report on Company Operations for FY 2019
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Commercial International Bank (Egypt) SAE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Auditors' Report on Company Financial Statements for FY 2019
2
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports for FY 2019
3
Mgmt Do Not Vote
ForForApprove Allocation of Income for FY 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits
4
Mgmt Do Not Vote
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly
5
Mgmt Do Not Vote
ForForAuthorize Capitalization of Reserves for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital
6
Mgmt Do Not Vote
ForForApprove Discharge of Directors for FY 2019 7
Mgmt Do Not Vote
ForForRatify Auditors and Fix Their Remuneration for FY 2020
8
Mgmt Do Not Vote
ForForElect Amin Al Arab as Director 9.1
Mgmt Do Not Vote
ForForElect Hussein Abaza as Director 9.2
Mgmt Do Not Vote
AgainstForElect Bijan Khosrowshahi as Director 9.3
Mgmt Do Not Vote
ForForElect Amani Abou Zeid as Director 9.4
Mgmt Do Not Vote
ForForElect Magda Habib as Director 9.5
Mgmt Do Not Vote
ForForElect Paresh Sukthankar as Director 9.6
Mgmt Do Not Vote
ForForElect Rajeev Kakar as Director 9.7
Mgmt Do Not Vote
ForForElect Sherif Samy as Director 9.8
Mgmt Do Not Vote
ForForApprove Remuneration of Directors for FY 2020
10
Mgmt Do Not Vote
ForForApprove Remuneration of Audit Committee for FY 2020
11
Mgmt Do Not Vote
ForForApprove Charitable Donations for FY 2019 and 2020
12
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Commercial International Bank (Egypt) SAE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt Do Not Vote
ForForApprove Board Report on Company Operations for FY 2019
1
Mgmt Do Not Vote
ForForApprove Auditors' Report on Company Financial Statements for FY 2019
2
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports for FY 2019
3
Mgmt Do Not Vote
ForForApprove Allocation of Income for FY 2019 and Authorize Board to Fix and Distribute Employees' Share in the Company's Profits
4
Mgmt Do Not Vote
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plan and Amend Articles 6 and 7 of Bylaws Accordingly
5
Mgmt Do Not Vote
ForForAuthorize Capitalization of Reserves for Bonus Issue Re: 1:3 and Amend Articles 6 and 7 to reflect the Increase of Capital
6
Mgmt Do Not Vote
ForForApprove Discharge of Directors for FY 2019 7
Mgmt Do Not Vote
ForForRatify Auditors and Fix Their Remuneration for FY 2020
8
Mgmt Do Not Vote
ForForElect Amin Al Arab as Director 9.1
Mgmt Do Not Vote
ForForElect Hussein Abaza as Director 9.2
Mgmt Do Not Vote
AgainstForElect Bijan Khosrowshahi as Director 9.3
Mgmt Do Not Vote
ForForElect Amani Abou Zeid as Director 9.4
Mgmt Do Not Vote
ForForElect Magda Habib as Director 9.5
Mgmt Do Not Vote
ForForElect Paresh Sukthankar as Director 9.6
Mgmt Do Not Vote
ForForElect Rajeev Kakar as Director 9.7
Mgmt Do Not Vote
ForForElect Sherif Samy as Director 9.8
Mgmt Do Not Vote
ForForApprove Remuneration of Directors for FY 2020
10
Mgmt Do Not Vote
ForForApprove Remuneration of Audit Committee for FY 2020
11
Mgmt Do Not Vote
ForForApprove Charitable Donations for FY 2019 and 2020
12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gazit-Globe Ltd.
Meeting Date: 03/15/2020
Record Date: 02/17/2020
Country: Israel
Meeting Type: Special
Primary Security ID: M4793C102
Ticker: GZT
Shares Voted: 4,311
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Amended Compensation Policy for the Directors and Officers of the Company
Mgmt For For For
Mgmt AgainstAgainstForApprove Amended Employment Terms of Zvi Gordon, VP of Investment
2
Mgmt ForForForApprove Amended Compensation of Zehavit Cohen, Director in Company's Subsidiary, Gazit Horizons, Subject to Approval of Item 1
3
Mgmt AgainstReferNoneVote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager
A
MgmtPlease Select Any Category Which Applies to You as a Shareholder or as a Holder of Power of Attorney
Mgmt AgainstReferNoneIf you are an Interest Holder as defined in Section 1 of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B1
Mgmt AgainstReferNoneIf you are a Senior Officer as defined in Section 37(D) of the Securities Law, 1968, vote FOR. Otherwise, vote against.
B2
Mgmt ForReferNoneIf you are an Institutional Investor as defined in Regulation 1 of the Supervision Financial Services Regulations 2009 or a Manager of a Joint Investment Trust Fund as defined in the Joint Investment Trust Law, 1994, vote FOR. Otherwise, vote against.
B3
MAXIMUS, Inc.
Meeting Date: 03/17/2020
Record Date: 01/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 577933104
Ticker: MMS
Shares Voted: 295,331
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gayathri Rajan Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MAXIMUS, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael J. Warren 1b
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 5
Shares Voted: 45,015
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gayathri Rajan 1a
Mgmt ForForForElect Director Michael J. Warren 1b
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 5
SYNNEX Corporation
Meeting Date: 03/17/2020
Record Date: 01/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 87162W100
Ticker: SNX
Shares Voted: 676,265
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin Murai Mgmt For For For
Mgmt ForForForElect Director Dwight Steffensen 1.2
Mgmt ForForForElect Director Dennis Polk 1.3
Mgmt ForForForElect Director Fred Breidenbach 1.4
Mgmt ForForForElect Director Laurie Simon Hodrick 1.5
Mgmt ForForForElect Director Hau Lee 1.6
Mgmt WithholdWithholdForElect Director Matthew Miau 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SYNNEX Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gregory Quesnel 1.8
Mgmt ForForForElect Director Ann Vezina 1.9
Mgmt ForForForElect Director Thomas Wurster 1.10
Mgmt ForForForElect Director Duane Zitzner 1.11
Mgmt ForForForElect Director Andrea Zulberti 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 125,939
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kevin Murai 1.1
Mgmt ForForForElect Director Dwight Steffensen 1.2
Mgmt ForForForElect Director Dennis Polk 1.3
Mgmt ForForForElect Director Fred Breidenbach 1.4
Mgmt ForForForElect Director Laurie Simon Hodrick 1.5
Mgmt ForForForElect Director Hau Lee 1.6
Mgmt WithholdWithholdForElect Director Matthew Miau 1.7
Mgmt ForForForElect Director Gregory Quesnel 1.8
Mgmt ForForForElect Director Ann Vezina 1.9
Mgmt ForForForElect Director Thomas Wurster 1.10
Mgmt ForForForElect Director Duane Zitzner 1.11
Mgmt ForForForElect Director Andrea Zulberti 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Samsung Electronics Co., Ltd.
Meeting Date: 03/18/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y74718100
Ticker: 005930
Shares Voted: 53,420
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForElect Han Jong-hee as Inside Director 2.1
Mgmt ForForForElect Choi Yoon-ho as Inside Director 2.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Shares Voted: 1,212,022
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForElect Han Jong-hee as Inside Director 2.1
Mgmt ForForForElect Choi Yoon-ho as Inside Director 2.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
GS Retail Co., Ltd.
Meeting Date: 03/20/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y2915J101
Ticker: 007070
Shares Voted: 16,936
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt AgainstAgainstForElect Lim Choon-seong as Outside Director 2.1
Mgmt AgainstAgainstForElect Choi Hyo-seong as Outside Director 2.2
Mgmt ForForForElect Shin Dong-yoon as Outside Director 2.3
Mgmt AgainstAgainstForElect Kim Seok-hwan as Non-Independent Non-Executive Director
2.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GS Retail Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Lim Choon-seong as a Member of Audit Committee
3.1
Mgmt ForForForElect Choi Hyo-seongas a Member of Audit Committee
3.2
Mgmt ForForForElect Shin Dong-yoon as a Member of Audit Committee
3.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Shares Voted: 6,785
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt AgainstAgainstForElect Lim Choon-seong as Outside Director 2.1
Mgmt AgainstAgainstForElect Choi Hyo-seong as Outside Director 2.2
Mgmt ForForForElect Shin Dong-yoon as Outside Director 2.3
Mgmt AgainstAgainstForElect Kim Seok-hwan as Non-Independent Non-Executive Director
2.4
Mgmt ForForForElect Lim Choon-seong as a Member of Audit Committee
3.1
Mgmt ForForForElect Choi Hyo-seongas a Member of Audit Committee
3.2
Mgmt ForForForElect Shin Dong-yoon as a Member of Audit Committee
3.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Hana Financial Group, Inc.
Meeting Date: 03/20/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y29975102
Ticker: 086790
Shares Voted: 115,829
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hana Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Yoon Sung-bock as Outside Director 3.1
Mgmt ForForForElect Park Won-koo as Outside Director 3.2
Mgmt AgainstAgainstForElect Paik Tae-seung as Outside Director 3.3
Mgmt ForForForElect Kim Hong-jin as Outside Director 3.4
Mgmt AgainstAgainstForElect Yang Dong-hoon as Outside Director 3.5
Mgmt AgainstAgainstForElect Heo Yoon as Outside Director 3.6
Mgmt ForForForElect Lee Jung-won as Outside Director 3.7
Mgmt ForForForElect Chah Eun-young as Outside Director to Serve as Audit Committee Member
4
Mgmt ForForForElect Yoon Sung-bock as a Member of Audit Committee
5.1
Mgmt ForForForElect Kim Hong-jin as a Member of Audit Committee
5.2
Mgmt ForForForElect Yang Dong-hoon as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Shares Voted: 425,713
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt AgainstAgainstForElect Yoon Sung-bock as Outside Director 3.1
Mgmt ForForForElect Park Won-koo as Outside Director 3.2
Mgmt AgainstAgainstForElect Paik Tae-seung as Outside Director 3.3
Mgmt ForForForElect Kim Hong-jin as Outside Director 3.4
Mgmt AgainstAgainstForElect Yang Dong-hoon as Outside Director 3.5
Mgmt AgainstAgainstForElect Heo Yoon as Outside Director 3.6
Mgmt ForForForElect Lee Jung-won as Outside Director 3.7
Mgmt ForForForElect Chah Eun-young as Outside Director to Serve as Audit Committee Member
4
Mgmt ForForForElect Yoon Sung-bock as a Member of Audit Committee
5.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hana Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Kim Hong-jin as a Member of Audit Committee
5.2
Mgmt ForForForElect Yang Dong-hoon as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
KB Financial Group, Inc.
Meeting Date: 03/20/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y46007103
Ticker: 105560
Shares Voted: 413,189
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
3.1
Mgmt ForForForElect Stuart B. Solomon as Outside Director 3.2
Mgmt ForForForElect Sonu Suk-ho as Outside Director 3.3
Mgmt ForForForElect Choi Myung-hee as Outside Director 3.4
Mgmt ForForForElect Jeong Kou-whan as Outside Director 3.5
Mgmt ForForForElect Kwon Seon-ju as Outside Director 3.6
Mgmt ForForForElect Oh Gyu-taek as Outside Director to serve as an Audit Committee Member
4
Mgmt ForForForElect Choi Myung-hee as a Member of Audit Committee
5.1
Mgmt ForForForElect Jeong Kou-whan as a Member of Audit Committee
5.2
Mgmt ForForForElect Kim Gyeong-ho as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KB Financial Group, Inc.
Shares Voted: 435,355
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
3.1
Mgmt ForForForElect Stuart B. Solomon as Outside Director 3.2
Mgmt ForForForElect Sonu Suk-ho as Outside Director 3.3
Mgmt ForForForElect Choi Myung-hee as Outside Director 3.4
Mgmt ForForForElect Jeong Kou-whan as Outside Director 3.5
Mgmt ForForForElect Kwon Seon-ju as Outside Director 3.6
Mgmt ForForForElect Oh Gyu-taek as Outside Director to serve as an Audit Committee Member
4
Mgmt ForForForElect Choi Myung-hee as a Member of Audit Committee
5.1
Mgmt ForForForElect Jeong Kou-whan as a Member of Audit Committee
5.2
Mgmt ForForForElect Kim Gyeong-ho as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
KB Financial Group, Inc.
Meeting Date: 03/20/2020
Record Date: 12/30/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y46007103
Ticker: 105560
Shares Voted: 427
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
3.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KB Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Stuart B. Solomon as Outside Director 3.2
Mgmt ForForForElect Sonu Suk-ho as Outside Director 3.3
Mgmt ForForForElect Choi Myung-hee as Outside Director 3.4
Mgmt ForForForElect Jeong Kou-whan as Outside Director 3.5
Mgmt ForForForElect Kwon Seon-ju as Outside Director 3.6
Mgmt ForForForElect Oh Gyu-taek as Outside Director to serve as an Audit Committee Member
4
Mgmt ForForForElect Choi Myung-hee as a Member of Audit Committee
5.1
Mgmt ForForForElect Jeong Kou-whan as a Member of Audit Committee
5.2
Mgmt ForForForElect Kim Gyeong-ho as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
SK hynix, Inc.
Meeting Date: 03/20/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y8085F100
Ticker: 000660
Shares Voted: 3,521
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt AgainstAgainstForElect Lee Seok-hee as Inside Director 3
Mgmt ForForForElect Park Jung-ho as Non-Independent Non-Executive Director
4
Mgmt ForForForElect Shin Chang-hwan as Outside Director 5.1
Mgmt ForForForElect Han Ae-ra as Outside Director 5.2
Mgmt ForForForElect Ha Young-gu as a Member of Audit Committee
6.1
Mgmt ForForForElect Shin Chang-hwan as a Member of Audit Committee
6.2
Mgmt ForForForElect Han Ae-ra as a Member of Audit Committee
6.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SK hynix, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
7
Mgmt ForForForApprove Stock Option Grants 8
Mgmt ForForForApprove Stock Option Grants 9
Mgmt ForForForApprove Terms of Retirement Pay 10
Enerjisa Enerji AS
Meeting Date: 03/23/2020
Record Date:
Country: Turkey
Meeting Type: Annual
Primary Security ID: M4049T107
Ticker: ENJSA
Shares Voted: 378,280
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAccept Board Report 2
Mgmt ForForForAccept Audit Report 3
Mgmt ForForForAccept Financial Statements 4
Mgmt ForForForApprove Discharge of Board 5
Mgmt ForForForApprove Allocation of Income 6
Mgmt AgainstAgainstForApprove Director Remuneration 7
Mgmt AgainstAgainstForRatify Director Appointment 8
Mgmt ForForForRatify External Auditors 9
Mgmt ForForForApprove Remuneration Policy 10
MgmtReceive Information on Donations Made in 2019
11
Mgmt AgainstAgainstForApprove Upper Limit of Donations for 2020 12
Mgmt ForForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
MgmtWishes 14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Enerjisa Enerji AS
Shares Voted: 144,341
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAccept Board Report 2
Mgmt ForForForAccept Audit Report 3
Mgmt ForForForAccept Financial Statements 4
Mgmt ForForForApprove Discharge of Board 5
Mgmt ForForForApprove Allocation of Income 6
Mgmt AgainstAgainstForApprove Director Remuneration 7
Mgmt AgainstAgainstForRatify Director Appointment 8
Mgmt ForForForRatify External Auditors 9
Mgmt ForForForApprove Remuneration Policy 10
MgmtReceive Information on Donations Made in 2019
11
Mgmt AgainstAgainstForApprove Upper Limit of Donations for 2020 12
Mgmt ForForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
13
MgmtWishes 14
AUTECH Corp.
Meeting Date: 03/24/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y0483C102
Ticker: 067170
Shares Voted: 29,482
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt AgainstAgainstForElect Kang Shin-wook as Inside Director 2.1
Mgmt ForForForElect Oh Myeong-doh as Outside Director 2.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AUTECH Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Mgmt ForForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Shares Voted: 11,789
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt AgainstAgainstForElect Kang Shin-wook as Inside Director 2.1
Mgmt ForForForElect Oh Myeong-doh as Outside Director 2.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Mgmt ForForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
4
Kia Motors Corp.
Meeting Date: 03/24/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y47601102
Ticker: 000270
Shares Voted: 11,985
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt AgainstAgainstForElect Ju Woo-jeong as Inside Director 3.1
Mgmt AgainstAgainstForElect Kim Deok-joong as Outside Director 3.2
Mgmt AgainstAgainstForElect Kim Dong-won as Outside Director 3.3
Mgmt AgainstAgainstForElect Kim Deok-joong as a Member of Audit Committee
4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kia Motors Corp.
Shares Voted: 4,838
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt AgainstAgainstForElect Ju Woo-jeong as Inside Director 3.1
Mgmt AgainstAgainstForElect Kim Deok-joong as Outside Director 3.2
Mgmt AgainstAgainstForElect Kim Dong-won as Outside Director 3.3
Mgmt AgainstAgainstForElect Kim Deok-joong as a Member of Audit Committee
4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
ABM Industries Incorporated
Meeting Date: 03/25/2020
Record Date: 01/29/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 000957100
Ticker: ABM
Shares Voted: 1,159,756
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Donald F. Colleran Mgmt For Against Against
Mgmt ForForForElect Director Thomas M. Gartland 1b
Mgmt ForForForElect Director Winifred (Wendy) M. Webb 1c
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 64,362
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Donald F. Colleran 1a
Mgmt ForForForElect Director Thomas M. Gartland 1b
Mgmt ForForForElect Director Winifred (Wendy) M. Webb 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ABM Industries Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Innocean Worldwide, Inc.
Meeting Date: 03/25/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y3862P108
Ticker: 214320
Shares Voted: 5,358
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt AgainstAgainstForElect Jeong Seong-yi as Inside Director 2.1.1
Mgmt AgainstAgainstForElect Yoon Seok-hoon as Inside Director 2.1.2
Mgmt ForForForElect Yoon Tae-hwa as Outside Director 2.2.1
Mgmt ForForForElect Ryu Jae-wook as Outside Director 2.2.2
Mgmt ForForForElect Kim Jae-cheol as Non-Independent Non-Executive Director
2.3
Mgmt ForForForElect Yoon Tae-hwa as a Member of Audit Committee
3.1
Mgmt ForForForElect Ryu Jae-wook as a Member of Audit Committee
3.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Shares Voted: 2,234
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt AgainstAgainstForElect Jeong Seong-yi as Inside Director 2.1.1
Mgmt AgainstAgainstForElect Yoon Seok-hoon as Inside Director 2.1.2
Mgmt ForForForElect Yoon Tae-hwa as Outside Director 2.2.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Innocean Worldwide, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Ryu Jae-wook as Outside Director 2.2.2
Mgmt ForForForElect Kim Jae-cheol as Non-Independent Non-Executive Director
2.3
Mgmt ForForForElect Yoon Tae-hwa as a Member of Audit Committee
3.1
Mgmt ForForForElect Ryu Jae-wook as a Member of Audit Committee
3.2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Woori Financial Group, Inc.
Meeting Date: 03/25/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y972JZ105
Ticker: 316140
Shares Voted: 72,137
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Cheom Moon-ak as Outside Director 3.1
Mgmt ForForForElect Kim Hong-tae as Non-Independent Non-Executive Director
3.2
Mgmt ForForForElect Lee Won-deok as Inside Director 3.3
Mgmt AgainstAgainstForElect Son Tae-seung as Inside Director 3.4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Shares Voted: 29,119
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt ForForForElect Cheom Moon-ak as Outside Director 3.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Woori Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Kim Hong-tae as Non-Independent Non-Executive Director
3.2
Mgmt ForForForElect Lee Won-deok as Inside Director 3.3
Mgmt AgainstAgainstForElect Son Tae-seung as Inside Director 3.4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
CEMEX SAB de CV
Meeting Date: 03/26/2020
Record Date: 02/25/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P2253T133
Ticker: CEMEXCPO
Shares Voted: 1,979,166
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForPresent Share Repurchase Report 3
Mgmt ForForForSet Maximum Amount of Share Repurchase Reserve
4
Mgmt ForForForApprove Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019
5A
Mgmt ForForForApprove Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019
5B
Mgmt ForForForApprove Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020
5C
Mgmt AgainstAgainstForElect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees
6
Mgmt ForForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CEMEX SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Shares Voted: 2,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForPresent Share Repurchase Report 3
Mgmt ForForForSet Maximum Amount of Share Repurchase Reserve
4
Mgmt ForForForApprove Reduction in Variable Portion of Capital via Cancellation of Repurchased Shares Which were Acquired Through Repurchase Program in 2019
5A
Mgmt ForForForApprove Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in December 2009 and Matured in Nov. 2019
5B
Mgmt ForForForApprove Reduction in Variable Portion of Capital via Cancellation of Treasury Shares Which Supported Convertible Bonds Issued in May 2015 and Due in March 2020
5C
Mgmt AgainstAgainstForElect Directors, Chairman and Secretary of Board, Members and Chairmen of Audit, Corporate Practices and Finance, and Sustainability Committees
6
Mgmt ForForForApprove Remuneration of Directors and Members of Audit, Corporate Practices and Finance, and Sustainability Committees
7
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
8
Novo Nordisk A/S
Meeting Date: 03/26/2020
Record Date: 03/19/2020
Country: Denmark
Meeting Type: Annual
Primary Security ID: K72807132
Ticker: NOVO.B
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Shares Voted: 401,451
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
MgmtReceive Remuneration Report 2019 3.1
Mgmt ForForForApprove Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million
3.2a
Mgmt ForForForApprove Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work
3.2b
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
3.3
Mgmt ForForForAmend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings
3.4
Mgmt ForForForApprove Allocation of Income and Dividends 4
Mgmt ForForForReelect Helge Lund as Director and Chairman 5.1
Mgmt ForForForReelect Jeppe Christiansen as Director and Deputy Chairman
5.2
Mgmt ForForForReelect Brian Daniels as Director 5.3a
Mgmt ForForForReelect Laurence Debroux as Director 5.3b
Mgmt ForForForReelect Andreas Fibig as Director 5.3c
Mgmt ForForForReelect Sylvie Gregoire as Director 5.3d
Mgmt ForForForReelect Liz Hewitt as Director 5.3e
Mgmt ForForForReelect Kasim Kutay as Director 5.3f
Mgmt ForForForReelect Martin Mackay as Director 5.3g
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForForApprove DKK 10 Million Reduction in Share Capital via B Share Cancellation
7.1
Mgmt ForForForAuthorize Share Repurchase Program 7.2
Mgmt AgainstAgainstForApprove Creation of Pool of Capital for the Benefit of Employees
7.3a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Creation of Pool of Capital with Preemptive Rights
7.3b
Mgmt ForForForApprove Creation of Pool of Capital without Preemptive Rights
7.3c
Mgmt ForForForApprove Donation to the World Diabetes Foundation
7.4
MgmtShareholder Proposal Submitted by Frank Aaen
SH AgainstAgainstAgainstDisclosure of the Ratio between Executive and Employee Remuneration in theAnnual Reports
8
MgmtOther Business 9
Shares Voted: 778,992
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Report of Board 1
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
MgmtReceive Remuneration Report 2019 3.1
Mgmt ForForForApprove Remuneration of Directors for 2019 in the Aggregate Amount of DKK 19.4 Million
3.2a
Mgmt ForForForApprove Remuneration of Directors for 2020 in the Amount of DKK 2.2 Million for the Chairman, DKK 1.4 Million for the Vice Chairman, and DKK 720,000 for Other Directors; Approve Remuneration for Committee Work
3.2b
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
3.3
Mgmt ForForForAmend Articles Re: Voting on the Company's Remuneration Report at Annual General Meetings
3.4
Mgmt ForForForApprove Allocation of Income and Dividends 4
Mgmt ForForForReelect Helge Lund as Director and Chairman 5.1
Mgmt ForForForReelect Jeppe Christiansen as Director and Deputy Chairman
5.2
Mgmt ForForForReelect Brian Daniels as Director 5.3a
Mgmt ForForForReelect Laurence Debroux as Director 5.3b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novo Nordisk A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Andreas Fibig as Director 5.3c
Mgmt ForForForReelect Sylvie Gregoire as Director 5.3d
Mgmt ForForForReelect Liz Hewitt as Director 5.3e
Mgmt ForForForReelect Kasim Kutay as Director 5.3f
Mgmt ForForForReelect Martin Mackay as Director 5.3g
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 6
Mgmt ForForForApprove DKK 10 Million Reduction in Share Capital via B Share Cancellation
7.1
Mgmt ForForForAuthorize Share Repurchase Program 7.2
Mgmt AgainstAgainstForApprove Creation of Pool of Capital for the Benefit of Employees
7.3a
Mgmt ForForForApprove Creation of Pool of Capital with Preemptive Rights
7.3b
Mgmt ForForForApprove Creation of Pool of Capital without Preemptive Rights
7.3c
Mgmt ForForForApprove Donation to the World Diabetes Foundation
7.4
MgmtShareholder Proposal Submitted by Frank Aaen
SH AgainstAgainstAgainstDisclosure of the Ratio between Executive and Employee Remuneration in theAnnual Reports
8
MgmtOther Business 9
Spigen Korea Co., Ltd.
Meeting Date: 03/26/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y9036B107
Ticker: 192440
Shares Voted: 5,993
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt AgainstAgainstForElect Bae Jeong-hwan as Outside Director 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spigen Korea Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Bae Jeong-hwan as a Member of Audit Committee
4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Shares Voted: 2,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForAmend Articles of Incorporation 2
Mgmt AgainstAgainstForElect Bae Jeong-hwan as Outside Director 3
Mgmt AgainstAgainstForElect Bae Jeong-hwan as a Member of Audit Committee
4
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
5
Concentradora Fibra Danhos SA de CV
Meeting Date: 03/27/2020
Record Date: 03/19/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P2825H138
Ticker: DANHOS13
Shares Voted: 627,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Holders of REITs - ISIN MXCFDA020005
Mgmt
Mgmt ForForForOpen Meeting 1
Mgmt ForForForApprove Financial Statements 2
Mgmt AgainstAgainstForElect or Ratify Members of Trust Technical Committee
3
Mgmt ForForForApprove Real Estate Trust Certificates Repurchase Program; Set Maximum Amount of Share Repurchase
4
Mgmt ForForForAmend Article 25 and Appendix J of Trust Agreement Re: Fiscal Domicile and Trustee Compensation
5
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Concentradora Fibra Danhos SA de CV
Shares Voted: 236,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for Holders of REITs - ISIN MXCFDA020005
Mgmt ForForForOpen Meeting 1
Mgmt ForForForApprove Financial Statements 2
Mgmt AgainstAgainstForElect or Ratify Members of Trust Technical Committee
3
Mgmt ForForForApprove Real Estate Trust Certificates Repurchase Program; Set Maximum Amount of Share Repurchase
4
Mgmt ForForForAmend Article 25 and Appendix J of Trust Agreement Re: Fiscal Domicile and Trustee Compensation
5
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
6
Korea Aerospace Industries Ltd.
Meeting Date: 03/27/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y4838Q105
Ticker: 047810
Shares Voted: 11,115
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Shares Voted: 4,487
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Allocation of Income
1
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Broadcom Inc.
Meeting Date: 03/30/2020
Record Date: 02/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 11135F101
Ticker: AVGO
Shares Voted: 62,134
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hock E. Tan Mgmt For For For
Mgmt ForForForElect Director Henry Samueli 1b
Mgmt ForForForElect Director Eddy W. Hartenstein 1c
Mgmt ForForForElect Director Diane M. Bryant 1d
Mgmt ForForForElect Director Gayla J. Delly 1e
Mgmt ForForForElect Director Raul J. Fernandez 1f
Mgmt ForForForElect Director Check Kian Low 1g
Mgmt ForForForElect Director Justine F. Page 1h
Mgmt ForForForElect Director Harry L. You 1i
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Grupo Financiero Banorte SAB de CV
Meeting Date: 03/30/2020
Record Date: 03/17/2020
Country: Mexico
Meeting Type: Special
Primary Security ID: P49501201
Ticker: GFNORTEO
Shares Voted: 161,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForSet Maximum Amount of Share Repurchase Reserve
1
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
2
Shares Voted: 60,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Financiero Banorte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForSet Maximum Amount of Share Repurchase Reserve
1
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
2
KT Corp.
Meeting Date: 03/30/2020
Record Date: 12/31/2019
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y49915104
Ticker: 030200
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt Do Not Vote
ForForAmend Articles of Incorporation 1
Mgmt Do Not Vote
ForForElect Ku Hyeon-mo as CEO 2
Mgmt Do Not Vote
ForForApprove Financial Statements and Allocation of Income
3
Mgmt Do Not Vote
ForForElect Park Yoon-young as Inside Director 4.1
Mgmt Do Not Vote
ForForElect Park Jong-ook as Inside Director 4.2
Mgmt Do Not Vote
ForForElect Kang Chung-gu as Outside Director 4.3
Mgmt Do Not Vote
ForForElect Park Chan-hi as Outside Director 4.4
Mgmt Do Not Vote
ForForElect Yeo Eun-jung as Outside Director 4.5
Mgmt Do Not Vote
ForForElect Pyo Hyun-myung as Outside Director 4.6
Mgmt Do Not Vote
AgainstForElect Sung Tae-yoon as a Member of Audit Committee
5.1
Mgmt Do Not Vote
ForForElect Yeo Eun-jung as a Member of Audit Committee
5.2
Mgmt Do Not Vote
ForForElect Kang Chung-gu as a Member of Audit Committee
5.3
Mgmt Do Not Vote
ForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KT Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Management Contract 7
Mgmt Do Not Vote
ForForApprove Terms of Retirement Pay 8
Shares Voted: 1,969,771
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAmend Articles of Incorporation 1
Mgmt ForForForElect Ku Hyeon-mo as CEO 2
Mgmt ForForForApprove Financial Statements and Allocation of Income
3
Mgmt ForForForElect Park Yoon-young as Inside Director 4.1
Mgmt ForForForElect Park Jong-ook as Inside Director 4.2
Mgmt ForForForElect Kang Chung-gu as Outside Director 4.3
Mgmt ForForForElect Park Chan-hi as Outside Director 4.4
Mgmt ForForForElect Yeo Eun-jung as Outside Director 4.5
Mgmt ForForForElect Pyo Hyun-myung as Outside Director 4.6
Mgmt AgainstAgainstForElect Sung Tae-yoon as a Member of Audit Committee
5.1
Mgmt ForForForElect Yeo Eun-jung as a Member of Audit Committee
5.2
Mgmt ForForForElect Kang Chung-gu as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Mgmt ForForForApprove Management Contract 7
Mgmt ForForForApprove Terms of Retirement Pay 8
Shares Voted: 2,471,535
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAmend Articles of Incorporation 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KT Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Ku Hyeon-mo as CEO 2
Mgmt ForForForApprove Financial Statements and Allocation of Income
3
Mgmt ForForForElect Park Yoon-young as Inside Director 4.1
Mgmt ForForForElect Park Jong-ook as Inside Director 4.2
Mgmt ForForForElect Kang Chung-gu as Outside Director 4.3
Mgmt ForForForElect Park Chan-hi as Outside Director 4.4
Mgmt ForForForElect Yeo Eun-jung as Outside Director 4.5
Mgmt ForForForElect Pyo Hyun-myung as Outside Director 4.6
Mgmt AgainstAgainstForElect Sung Tae-yoon as a Member of Audit Committee
5.1
Mgmt ForForForElect Yeo Eun-jung as a Member of Audit Committee
5.2
Mgmt ForForForElect Kang Chung-gu as a Member of Audit Committee
5.3
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
6
Mgmt ForForForApprove Management Contract 7
Mgmt ForForForApprove Terms of Retirement Pay 8
SMART Global Holdings, Inc.
Meeting Date: 03/30/2020
Record Date: 03/04/2020
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G8232Y101
Ticker: SGH
Shares Voted: 89,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles of Association Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 119,619
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles of Association 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SMART Global Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdjourn Meeting 2
The Rubicon Project, Inc.
Meeting Date: 03/30/2020
Record Date: 02/11/2020
Country: USA
Meeting Type: Special
Primary Security ID: 78112V102
Ticker: RUBI
Shares Voted: 159,342
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 170,150
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForIssue Shares in Connection with Merger 1
Mgmt ForForForAdjourn Meeting 2
Hewlett Packard Enterprise Company
Meeting Date: 04/01/2020
Record Date: 02/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 42824C109
Ticker: HPE
Shares Voted: 3,763,571
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel Ammann Mgmt For For For
Mgmt ForForForElect Director Pamela L. Carter 1b
Mgmt ForForForElect Director Jean M. Hobby 1c
Mgmt ForForForElect Director George R. Kurtz 1d
Mgmt ForForForElect Director Raymond J. Lane 1e
Mgmt ForForForElect Director Ann M. Livermore 1f
Mgmt ForForForElect Director Antonio F. Neri 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hewlett Packard Enterprise Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles H. Noski 1h
Mgmt ForForForElect Director Raymond E. Ozzie 1i
Mgmt ForForForElect Director Gary M. Reiner 1j
Mgmt ForForForElect Director Patricia F. Russo 1k
Mgmt ForForForElect Director Lip-Bu Tan 1l
Mgmt AgainstAgainstForElect Director Mary Agnes Wilderotter 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
Shares Voted: 5,701,162
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Daniel Ammann 1a
Mgmt ForForForElect Director Pamela L. Carter 1b
Mgmt ForForForElect Director Jean M. Hobby 1c
Mgmt ForForForElect Director George R. Kurtz 1d
Mgmt ForForForElect Director Raymond J. Lane 1e
Mgmt ForForForElect Director Ann M. Livermore 1f
Mgmt ForForForElect Director Antonio F. Neri 1g
Mgmt ForForForElect Director Charles H. Noski 1h
Mgmt ForForForElect Director Raymond E. Ozzie 1i
Mgmt ForForForElect Director Gary M. Reiner 1j
Mgmt ForForForElect Director Patricia F. Russo 1k
Mgmt ForForForElect Director Lip-Bu Tan 1l
Mgmt AgainstAgainstForElect Director Mary Agnes Wilderotter 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hewlett Packard Enterprise Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
Schlumberger N.V.
Meeting Date: 04/01/2020
Record Date: 02/12/2020
Country: Curacao
Meeting Type: Annual
Primary Security ID: 806857108
Ticker: SLB
Shares Voted: 18,813
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Patrick de La Chevardiere Mgmt For For For
Mgmt ForForForElect Director Miguel M. Galuccio 1b
Mgmt ForForForElect Director Olivier Le Peuch 1c
Mgmt ForForForElect Director Tatiana A. Mitrova 1d
Mgmt ForForForElect Director Lubna S. Olayan 1e
Mgmt ForForForElect Director Mark G. Papa 1f
Mgmt ForForForElect Director Leo Rafael Reif 1g
Mgmt ForForForElect Director Henri Seydoux 1h
Mgmt ForForForElect Director Jeff W. Sheets 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAdopt and Approve Financials and Dividends 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Shares Voted: 24,585
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Patrick de La Chevardiere 1a
Mgmt ForForForElect Director Miguel M. Galuccio 1b
Mgmt ForForForElect Director Olivier Le Peuch 1c
Mgmt ForForForElect Director Tatiana A. Mitrova 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Schlumberger N.V.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lubna S. Olayan 1e
Mgmt ForForForElect Director Mark G. Papa 1f
Mgmt ForForForElect Director Leo Rafael Reif 1g
Mgmt ForForForElect Director Henri Seydoux 1h
Mgmt ForForForElect Director Jeff W. Sheets 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAdopt and Approve Financials and Dividends 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Ciena Corporation
Meeting Date: 04/02/2020
Record Date: 02/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 171779309
Ticker: CIEN
Shares Voted: 1,131,016
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Judith M. O'Brien Mgmt For For For
Mgmt ForForForElect Director Joanne B. Olsen 1b
Mgmt ForForForElect Director Gary B. Smith 1c
Mgmt ForForForElect Director Devinder Kumar 1d
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 201,570
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Judith M. O'Brien 1a
Mgmt ForForForElect Director Joanne B. Olsen 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ciena Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gary B. Smith 1c
Mgmt ForForForElect Director Devinder Kumar 1d
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
IQVIA Holdings Inc.
Meeting Date: 04/06/2020
Record Date: 02/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 46266C105
Ticker: IQV
Shares Voted: 219,098
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carol J. Burt Mgmt For For For
Mgmt ForForForElect Director Colleen A. Goggins 1.2
Mgmt ForForForElect Director Ronald A. Rittenmeyer 1.3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 756,850
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carol J. Burt 1.1
Mgmt ForForForElect Director Colleen A. Goggins 1.2
Mgmt ForForForElect Director Ronald A. Rittenmeyer 1.3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lennar Corporation
Meeting Date: 04/07/2020
Record Date: 02/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 526057104
Ticker: LEN
Shares Voted: 3,800,685
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Rick Beckwitt Mgmt For For For
Mgmt AgainstAgainstForElect Director Irving Bolotin 1b
Mgmt ForForForElect Director Steven L. Gerard 1c
Mgmt ForForForElect Director Tig Gilliam 1d
Mgmt ForForForElect Director Sherrill W. Hudson 1e
Mgmt ForForForElect Director Jonathan M. Jaffe 1f
Mgmt ForForForElect Director Sidney Lapidus 1g
Mgmt AgainstAgainstForElect Director Teri P. McClure 1h
Mgmt ForForForElect Director Stuart Miller 1i
Mgmt AgainstAgainstForElect Director Armando Olivera 1j
Mgmt AgainstAgainstForElect Director Jeffrey Sonnenfeld 1k
Mgmt AgainstAgainstForElect Director Scott Stowell 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 2,043,459
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rick Beckwitt 1a
Mgmt AgainstAgainstForElect Director Irving Bolotin 1b
Mgmt ForForForElect Director Steven L. Gerard 1c
Mgmt ForForForElect Director Tig Gilliam 1d
Mgmt ForForForElect Director Sherrill W. Hudson 1e
Mgmt ForForForElect Director Jonathan M. Jaffe 1f
Mgmt ForForForElect Director Sidney Lapidus 1g
Mgmt AgainstAgainstForElect Director Teri P. McClure 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lennar Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stuart Miller 1i
Mgmt AgainstAgainstForElect Director Armando Olivera 1j
Mgmt AgainstAgainstForElect Director Jeffrey Sonnenfeld 1k
Mgmt AgainstAgainstForElect Director Scott Stowell 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
PLAY Communications SA
Meeting Date: 04/07/2020
Record Date: 03/24/2020
Country: Luxembourg
Meeting Type: Annual/Special
Primary Security ID: L7635Y118
Ticker: PLY
Shares Voted: 191,151
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Annual Report and Auditor's Report (Non-Voting)
1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Consolidated Financial Statements 3
Mgmt ForForForApprove Interim Dividends 4
Mgmt ForForForApprove Allocation of Income 5
Mgmt ForForForApprove Discharge of Directors 6
Mgmt AgainstAgainstForReelect Vasileios Billis as Director 7
Mgmt AgainstAgainstForReelect Serdar Cetin as Director 8
Mgmt AgainstAgainstForReelect Ioannis Karagiannis as Director 9
Mgmt ForForForReelect Andrzej Klesyk as Director 10
Mgmt AgainstAgainstForReelect Bruce Graham McInroy as Director 11
Mgmt AgainstAgainstForReelect Andrzej Olechowski as Director 12
Mgmt AgainstAgainstForReelect Patrick Tillieux as Director 13
Mgmt AgainstAgainstForApprove Remuneration Policy 14
Mgmt AgainstAgainstForApprove Remuneration Report 15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PLAY Communications SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Mgmt ForForForAmend Articles of Association 16
Shares Voted: 74,076
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtReceive Annual Report and Auditor's Report (Non-Voting)
1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Consolidated Financial Statements 3
Mgmt ForForForApprove Interim Dividends 4
Mgmt ForForForApprove Allocation of Income 5
Mgmt ForForForApprove Discharge of Directors 6
Mgmt AgainstAgainstForReelect Vasileios Billis as Director 7
Mgmt AgainstAgainstForReelect Serdar Cetin as Director 8
Mgmt AgainstAgainstForReelect Ioannis Karagiannis as Director 9
Mgmt ForForForReelect Andrzej Klesyk as Director 10
Mgmt AgainstAgainstForReelect Bruce Graham McInroy as Director 11
Mgmt AgainstAgainstForReelect Andrzej Olechowski as Director 12
Mgmt AgainstAgainstForReelect Patrick Tillieux as Director 13
Mgmt AgainstAgainstForApprove Remuneration Policy 14
Mgmt AgainstAgainstForApprove Remuneration Report 15
MgmtSpecial Meeting Agenda
Mgmt ForForForAmend Articles of Association 16
SIG Combibloc Group AG
Meeting Date: 04/07/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H76406117
Ticker: SIGN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SIG Combibloc Group AG
Shares Voted: 168,797
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
3
Mgmt ForForForApprove Dividends of CHF 0.38 per Share from Capital Contribution Reserves
4
Mgmt ForForForApprove Remuneration Report (Non-Binding) 5.1
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 2.1 Million
5.2
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 18 Million
5.3
Mgmt ForForForReelect Werner Bauer as Director 6.1.1
Mgmt ForForForReelect Wah-Hui Chu as Director 6.1.2
Mgmt ForForForReelect Colleen Goggins as Director 6.1.3
Mgmt ForForForReelect Mariel Hoch as Director 6.1.4
Mgmt ForForForReelect Matthias Waehren as Director 6.1.5
Mgmt ForForForReelect Nigel Wright as Director 6.1.6
Mgmt ForForForReelect Andreas Umbach as Director 6.1.7
Mgmt ForForForReelect Andreas Umbach as Board Chairman 6.2
Mgmt ForForForReappoint Wah-Hui Chu as Member of the Compensation Committee
6.3.1
Mgmt ForForForReappoint Colleen Goggins as Member of the Compensation Committee
6.3.2
Mgmt ForForForReappoint Mariel Hoch as Member of the Compensation Committee
6.3.3
Mgmt ForForForApprove Creation of CHF 640,106 Pool of Capital without Preemptive Rights
7
Mgmt ForForForDesignate Keller KLG as Independent Proxy 8
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SIG Combibloc Group AG
Shares Voted: 427,083
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
3
Mgmt ForForForApprove Dividends of CHF 0.38 per Share from Capital Contribution Reserves
4
Mgmt ForForForApprove Remuneration Report (Non-Binding) 5.1
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 2.1 Million
5.2
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 18 Million
5.3
Mgmt ForForForReelect Werner Bauer as Director 6.1.1
Mgmt ForForForReelect Wah-Hui Chu as Director 6.1.2
Mgmt ForForForReelect Colleen Goggins as Director 6.1.3
Mgmt ForForForReelect Mariel Hoch as Director 6.1.4
Mgmt ForForForReelect Matthias Waehren as Director 6.1.5
Mgmt ForForForReelect Nigel Wright as Director 6.1.6
Mgmt ForForForReelect Andreas Umbach as Director 6.1.7
Mgmt ForForForReelect Andreas Umbach as Board Chairman 6.2
Mgmt ForForForReappoint Wah-Hui Chu as Member of the Compensation Committee
6.3.1
Mgmt ForForForReappoint Colleen Goggins as Member of the Compensation Committee
6.3.2
Mgmt ForForForReappoint Mariel Hoch as Member of the Compensation Committee
6.3.3
Mgmt ForForForApprove Creation of CHF 640,106 Pool of Capital without Preemptive Rights
7
Mgmt ForForForDesignate Keller KLG as Independent Proxy 8
Mgmt ForForForRatify PricewaterhouseCoopers AG as Auditors
9
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SIG Combibloc Group AG
Meeting Date: 04/07/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H76406117
Ticker: SIGN
Shares Voted: 5,034
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Rio Tinto Plc
Meeting Date: 04/08/2020
Record Date: 03/02/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G75754104
Ticker: RIO
Shares Voted: 8,561
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtResolutions 1 to 20 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report for UK Law Purposes
2
Mgmt ForForForApprove Remuneration Report for Australian Law Purposes
3
Mgmt ForForForApprove the Potential Termination of Benefits for Australian Law Purposes
4
Mgmt ForForForElect Hinda Gharbi as Director 5
Mgmt ForForForElect Jennifer Nason as Director 6
Mgmt ForForForElect Ngaire Woods as Director 7
Mgmt ForForForRe-elect Megan Clark as Director 8
Mgmt ForForForRe-elect David Constable as Director 9
Mgmt ForForForRe-elect Simon Henry as Director 10
Mgmt ForForForRe-elect Jean-Sebastien Jacques as Director 11
Mgmt ForForForRe-elect Sam Laidlaw as Director 12
Mgmt ForForForRe-elect Michael L'Estrange as Director 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rio Tinto Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Simon McKeon as Director 14
Mgmt ForForForRe-elect Jakob Stausholm as Director 15
Mgmt ForForForRe-elect Simon Thompson as Director 16
Mgmt ForForForAppoint KPMG LLP as Auditors 17
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAmend Articles of Association Re: General Updates and Changes
20
MgmtResolution 21 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders Voting as Separate Electorate
Mgmt ForForForAmend Articles of Association Re: Hybrid and Contemporaneous General Meetings
21
MgmtResolutions 22 to 25 will be Voted on by Rio Tinto plc Shareholders Only
Mgmt AgainstAgainstForAuthorise Issue of Equity 22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
23
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Shares Voted: 12,444
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtResolutions 1 to 20 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders as a Joint Electorate
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report for UK Law Purposes
2
Mgmt ForForForApprove Remuneration Report for Australian Law Purposes
3
Mgmt ForForForApprove the Potential Termination of Benefits for Australian Law Purposes
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rio Tinto Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Hinda Gharbi as Director 5
Mgmt ForForForElect Jennifer Nason as Director 6
Mgmt ForForForElect Ngaire Woods as Director 7
Mgmt ForForForRe-elect Megan Clark as Director 8
Mgmt ForForForRe-elect David Constable as Director 9
Mgmt ForForForRe-elect Simon Henry as Director 10
Mgmt ForForForRe-elect Jean-Sebastien Jacques as Director 11
Mgmt ForForForRe-elect Sam Laidlaw as Director 12
Mgmt ForForForRe-elect Michael L'Estrange as Director 13
Mgmt ForForForRe-elect Simon McKeon as Director 14
Mgmt ForForForRe-elect Jakob Stausholm as Director 15
Mgmt ForForForRe-elect Simon Thompson as Director 16
Mgmt ForForForAppoint KPMG LLP as Auditors 17
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAmend Articles of Association Re: General Updates and Changes
20
MgmtResolution 21 will be Voted on by Rio Tinto plc and Rio Tinto Limited Shareholders Voting as Separate Electorate
Mgmt ForForForAmend Articles of Association Re: Hybrid and Contemporaneous General Meetings
21
MgmtResolutions 22 to 25 will be Voted on by Rio Tinto plc Shareholders Only
Mgmt AgainstAgainstForAuthorise Issue of Equity 22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
23
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Ahold Delhaize NV
Meeting Date: 04/08/2020
Record Date: 03/11/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N0074E105
Ticker: AD
Shares Voted: 778,787
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtReceive Explanation on Company's Reserves and Dividend Policy
3
Mgmt ForForForAdopt Financial Statements 4
Mgmt ForForForApprove Dividends of EUR 0.76 Per Share 5
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Discharge of Management Board 7
Mgmt ForForForApprove Discharge of Supervisory Board 8
Mgmt ForForForApprove Remuneration Policy for Management Board Members
9
Mgmt ForForForApprove Remuneration Policy for Supervisory Board Members
10
Mgmt ForForForElect Frank van Zanten to Supervisory Board 11
Mgmt AgainstAgainstForElect Helen Weir to Supervisory Board 12
Mgmt ForForForReelect Mary Anne Citrino to Supervisory Board
13
Mgmt ForForForReelect Dominique Leroy to Supervisory Board
14
Mgmt ForForForReelect Bill McEwan to Supervisory Board 15
Mgmt ForForForReelect Kevin Holt to Management Board 16
Mgmt ForForForElect Natalie Knight to Management Board 17
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 18
Mgmt ForForForGrant Board Authority to Issue Shares Up to 10 Percent of Issued Capital
19
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
20
Mgmt ForForForAuthorize Board to Acquire Common Shares 21
Mgmt ForForForApprove Cancellation of Repurchased Shares 22
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Ahold Delhaize NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtClose Meeting 23
Royal Bank of Canada
Meeting Date: 04/08/2020
Record Date: 02/11/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 780087102
Ticker: RY
Shares Voted: 632
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Andrew A. Chisholm Mgmt For For For
Mgmt ForForForElect Director Jacynthe Cote 1.2
Mgmt ForForForElect Director Toos N. Daruvala 1.3
Mgmt ForForForElect Director David F. Denison 1.4
Mgmt ForForForElect Director Alice D. Laberge 1.5
Mgmt ForForForElect Director Michael H.McCain 1.6
Mgmt ForForForElect Director David McKay 1.7
Mgmt ForForForElect Director Heather Munroe-Blum 1.8
Mgmt ForForForElect Director Kathleen Taylor 1.9
Mgmt ForForForElect Director Maryann Turcke 1.10
Mgmt ForForForElect Director Bridget A. van Kralingen 1.11
Mgmt ForForForElect Director Thierry Vandal 1.12
Mgmt ForForForElect Director Frank Vettese 1.13
Mgmt ForForForElect Director Jeffery Yabuki 1.14
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
MgmtShareholder Proposals
SH AgainstAgainstAgainstSP 1: Update Computer Systems to Increase Competitiveness while Enhancing Privacy Protection
4
SH AgainstAgainstAgainstSP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Next Five Years
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Anixter International Inc.
Meeting Date: 04/09/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Special
Primary Security ID: 035290105
Ticker: AXE
Shares Voted: 72,518
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Euronav NV
Meeting Date: 04/09/2020
Record Date: 03/26/2020
Country: Belgium
Meeting Type: Special
Primary Security ID: B38564108
Ticker: EURN
Shares Voted: 31,453
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
2
Shares Voted: 24,670
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronav NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
2
Ping An Insurance (Group) Company of China, Ltd.
Meeting Date: 04/09/2020
Record Date: 03/09/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y69790106
Ticker: 2318
Shares Voted: 240,584
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2019 Annual Report and Its Summary
3
Mgmt ForForForApprove 2019 Financial Statements and Statutory Reports
4
Mgmt ForForForApprove 2019 Profit Distribution Plan and Distribution of Final Dividends
5
Mgmt ForForForApprove PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove 2019 Performance Evaluation of Independent Non-Executive Directors
7
Mgmt ForForForApprove Issuance of Debt Financing Instruments
8
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
9
Mgmt ForForForAmend Articles of Association 10
SH ForForForElect Lu Min as Director 11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ping An Insurance (Group) Company of China, Ltd.
Shares Voted: 87,466
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2019 Annual Report and Its Summary
3
Mgmt ForForForApprove 2019 Financial Statements and Statutory Reports
4
Mgmt ForForForApprove 2019 Profit Distribution Plan and Distribution of Final Dividends
5
Mgmt ForForForApprove PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove 2019 Performance Evaluation of Independent Non-Executive Directors
7
Mgmt ForForForApprove Issuance of Debt Financing Instruments
8
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
9
Mgmt ForForForAmend Articles of Association 10
SH ForForForElect Lu Min as Director 11
Smith & Nephew Plc
Meeting Date: 04/09/2020
Record Date: 04/07/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G82343164
Ticker: SN
Shares Voted: 719,539
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Smith & Nephew Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForRe-elect Graham Baker as Director 5
Mgmt AgainstAgainstForRe-elect Vinita Bali as Director 6
Mgmt ForForForRe-elect Baroness Virginia Bottomley as Director
7
Mgmt ForForForRe-elect Roland Diggelmann as Director 8
Mgmt ForForForRe-elect Erik Engstrom as Director 9
Mgmt ForForForRe-elect Robin Freestone as Director 10
Mgmt ForForForRe-elect Marc Owen as Director 11
Mgmt ForForForRe-elect Angie Risley as Director 12
Mgmt ForForForRe-elect Roberto Quarta as Director 13
Mgmt ForForForReappoint KPMG LLP as Auditors 14
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForForApprove Global Share Plan 2020 16
Mgmt AgainstAgainstForAuthorise Issue of Equity 17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
Shares Voted: 494,285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Final Dividend 4
Mgmt ForForForRe-elect Graham Baker as Director 5
Mgmt AgainstAgainstForRe-elect Vinita Bali as Director 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Smith & Nephew Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Baroness Virginia Bottomley as Director
7
Mgmt ForForForRe-elect Roland Diggelmann as Director 8
Mgmt ForForForRe-elect Erik Engstrom as Director 9
Mgmt ForForForRe-elect Robin Freestone as Director 10
Mgmt ForForForRe-elect Marc Owen as Director 11
Mgmt ForForForRe-elect Angie Risley as Director 12
Mgmt ForForForRe-elect Roberto Quarta as Director 13
Mgmt ForForForReappoint KPMG LLP as Auditors 14
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForForApprove Global Share Plan 2020 16
Mgmt AgainstAgainstForAuthorise Issue of Equity 17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
UniCredit SpA
Meeting Date: 04/09/2020
Record Date: 03/31/2020
Country: Italy
Meeting Type: Annual/Special
Primary Security ID: T9T23L642
Ticker: UCG
Shares Voted: 4,935
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Dividend Distribution 3
Mgmt ForForForApprove Elimination of Negative Reserves 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UniCredit SpA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Decrease in Size of Board 5.1
Mgmt ForForForElect Beatriz Lara Bartolome as Director 5.2
Mgmt ForForForElect Diego De Giorgi as Director 5.3
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove 2020 Group Incentive System 7
Mgmt ForForForApprove Remuneration Policy 8
Mgmt ForForForApprove Second Section of the Remuneration Report
9
Mgmt ForForForApprove Long-Term Incentive Plan 10
Mgmt ForForForAuthorize Share Repurchase Program 11
MgmtExtraordinary Business
Mgmt ForForForAuthorize Board to Increase Capital to Service 2019 Group Incentive System
1
Mgmt ForForForAuthorize Board to Increase Capital to Service 2020 Group Incentive System
2
Mgmt ForForForAmend Company Bylaws Re: Clause 6 3
Mgmt ForForForAuthorize Cancellation of Repurchased Shares 4
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Fifth Third Bancorp
Meeting Date: 04/14/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 316773100
Ticker: FITB
Shares Voted: 2,710,749
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nicholas K. Akins Mgmt For For For
Mgmt ForForForElect Director B. Evan Bayh, III 1.2
Mgmt ForForForElect Director Jorge L. Benitez 1.3
Mgmt ForForForElect Director Katherine B. Blackburn 1.4
Mgmt ForForForElect Director Emerson L. Brumback 1.5
Mgmt ForForForElect Director Jerry W. Burris 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fifth Third Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Greg D. Carmichael 1.7
Mgmt ForForForElect Director C. Bryan Daniels 1.8
Mgmt ForForForElect Director Thomas H. Harvey 1.9
Mgmt ForForForElect Director Gary R. Heminger 1.10
Mgmt ForForForElect Director Jewell D. Hoover 1.11
Mgmt ForForForElect Director Eileen A. Mallesch 1.12
Mgmt ForForForElect Director Michael B. McCallister 1.13
Mgmt ForForForElect Director Marsha C. Williams 1.14
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 6,671,976
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nicholas K. Akins 1.1
Mgmt ForForForElect Director B. Evan Bayh, III 1.2
Mgmt ForForForElect Director Jorge L. Benitez 1.3
Mgmt ForForForElect Director Katherine B. Blackburn 1.4
Mgmt ForForForElect Director Emerson L. Brumback 1.5
Mgmt ForForForElect Director Jerry W. Burris 1.6
Mgmt ForForForElect Director Greg D. Carmichael 1.7
Mgmt ForForForElect Director C. Bryan Daniels 1.8
Mgmt ForForForElect Director Thomas H. Harvey 1.9
Mgmt ForForForElect Director Gary R. Heminger 1.10
Mgmt ForForForElect Director Jewell D. Hoover 1.11
Mgmt ForForForElect Director Eileen A. Mallesch 1.12
Mgmt ForForForElect Director Michael B. McCallister 1.13
Mgmt ForForForElect Director Marsha C. Williams 1.14
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fifth Third Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Lomon Billions Group Co., Ltd.
Meeting Date: 04/14/2020
Record Date: 04/07/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y3122W109
Ticker: 002601
Shares Voted: 279,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Report of the Board of Directors Mgmt For For For
Mgmt ForForForApprove Report of the Board of Supervisors 2
Mgmt ForForForApprove Annual Report and Summary 3
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove Allocation of Income and Dividends 5
Mgmt ForForForApprove Internal Control Self-Evaluation Report
6
Mgmt ForForForApprove Provision of Guarantee 7
Shares Voted: 106,580
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Report of the Board of Directors 1
Mgmt ForForForApprove Report of the Board of Supervisors 2
Mgmt ForForForApprove Annual Report and Summary 3
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove Allocation of Income and Dividends 5
Mgmt ForForForApprove Internal Control Self-Evaluation Report
6
Mgmt ForForForApprove Provision of Guarantee 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal KPN NV
Meeting Date: 04/15/2020
Record Date: 03/18/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N4297B146
Ticker: KPN
Shares Voted: 37,554
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
Mgmt ForForForAdopt Financial Statements 3
Mgmt ForForForApprove Remuneration Report 4
MgmtReceive Explanation on Company's Reserves and Dividend Policy
5
Mgmt ForForForApprove Dividends of EUR 12.5 Per Share 6
Mgmt ForForForApprove Discharge of Management Board 7
Mgmt ForForForApprove Discharge of Supervisory Board 8
Mgmt ForForForRatify Ernst & Young as Auditors 9
MgmtOpportunity to Make Recommendations 10
Mgmt ForForForElect C. Guillouard to Supervisory Board 11
MgmtAnnounce Vacancies on the Supervisory Board 12
Mgmt ForForForApprove Remuneration Policy for Management Board
13
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
14
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
Mgmt ForForForApprove Reduction in Share Capital through Cancellation of Shares
16
Mgmt ForForForGrant Board Authority to Issue Shares up to 10 Percent of Issued Capital
17
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
18
MgmtOther Business (Non-Voting) 19
MgmtClose Meeting 20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Bank of New York Mellon Corporation
Meeting Date: 04/15/2020
Record Date: 02/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 064058100
Ticker: BK
Shares Voted: 2,755
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Linda Z. Cook Mgmt For For For
Mgmt ForForForElect Director Joseph J. Echevarria 1b
Mgmt ForForForElect Director Thomas P. "Todd" Gibbons 1c
Mgmt ForForForElect Director Jeffrey A. Goldstein 1d
Mgmt ForForForElect Director Edmund F. "Ted" Kelly 1e
Mgmt ForForForElect Director Jennifer B. Morgan 1f
Mgmt ForForForElect Director Elizabeth E. Robinson 1g
Mgmt ForForForElect Director Samuel C. Scott, III 1h
Mgmt ForForForElect Director Frederick O. Terrell 1i
Mgmt ForForForElect Director Alfred W. "AI" Zollar 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstReport on Gender Pay Gap 4
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
5
Argo Group International Holdings, Ltd.
Meeting Date: 04/16/2020
Record Date: 03/02/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G0464B107
Ticker: ARGO
Shares Voted: 4,733
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Declassify the Board of Directors Mgmt For For For
Mgmt ForForForElect Director Bernard C. Bailey 2a
Mgmt ForForForElect Director Thomas A. Bradley 2b
Mgmt ForForForElect Director Fred R. Donner 2c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Argo Group International Holdings, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony P. Latham 2d
Mgmt ForForForElect Director Dymphna A. Lehane 2e
Mgmt ForForForElect Director Samuel G. Liss 2f
Mgmt ForForForElect Director Carol A. McFate 2g
Mgmt ForForForElect Director Kathleen A. Nealon 2h
Mgmt ForForForElect Director Al-Noor Ramji 2i
Mgmt ForForForElect Director Kevin J. Rehnberg 2j
Mgmt ForForForElect Director John H. Tonelli 2k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForEstablish Range For Board Size 5
Mgmt ForForForAmend Bye-Laws to Modify the Voting Push-Up Requirement
6
Shares Voted: 5,374
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 1
Mgmt ForForForElect Director Bernard C. Bailey 2a
Mgmt ForForForElect Director Thomas A. Bradley 2b
Mgmt ForForForElect Director Fred R. Donner 2c
Mgmt ForForForElect Director Anthony P. Latham 2d
Mgmt ForForForElect Director Dymphna A. Lehane 2e
Mgmt ForForForElect Director Samuel G. Liss 2f
Mgmt ForForForElect Director Carol A. McFate 2g
Mgmt ForForForElect Director Kathleen A. Nealon 2h
Mgmt ForForForElect Director Al-Noor Ramji 2i
Mgmt ForForForElect Director Kevin J. Rehnberg 2j
Mgmt ForForForElect Director John H. Tonelli 2k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Argo Group International Holdings, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForEstablish Range For Board Size 5
Mgmt ForForForAmend Bye-Laws to Modify the Voting Push-Up Requirement
6
Fairfax Financial Holdings Limited
Meeting Date: 04/16/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 303901102
Ticker: FFH
Shares Voted: 50,336
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anthony F. Griffiths Mgmt For For For
Mgmt ForForForElect Director Robert J. Gunn 1.2
Mgmt ForForForElect Director Karen L. Jurjevich 1.3
Mgmt ForForForElect Director R. William McFarland 1.4
Mgmt ForForForElect Director Christine N. McLean 1.5
Mgmt ForForForElect Director Timothy R. Price 1.6
Mgmt ForForForElect Director Brandon W. Sweitzer 1.7
Mgmt ForForForElect Director Lauren C. Templeton 1.8
Mgmt ForForForElect Director Benjamin P. Watsa 1.9
Mgmt WithholdWithholdForElect Director V. Prem Watsa 1.10
Mgmt ForForForElect Director William C. Weldon 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Shares Voted: 60,109
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony F. Griffiths 1.1
Mgmt ForForForElect Director Robert J. Gunn 1.2
Mgmt ForForForElect Director Karen L. Jurjevich 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fairfax Financial Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director R. William McFarland 1.4
Mgmt ForForForElect Director Christine N. McLean 1.5
Mgmt ForForForElect Director Timothy R. Price 1.6
Mgmt ForForForElect Director Brandon W. Sweitzer 1.7
Mgmt ForForForElect Director Lauren C. Templeton 1.8
Mgmt ForForForElect Director Benjamin P. Watsa 1.9
Mgmt WithholdWithholdForElect Director V. Prem Watsa 1.10
Mgmt ForForForElect Director William C. Weldon 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
IHS Markit Ltd.
Meeting Date: 04/16/2020
Record Date: 02/20/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G47567105
Ticker: INFO
Shares Voted: 5,260
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lance Uggla Mgmt For For For
Mgmt ForForForElect Director John Browne 1b
Mgmt ForForForElect Director Ruann F. Ernst 1c
Mgmt ForForForElect Director William E. Ford 1d
Mgmt ForForForElect Director Jean-Paul L. Montupet 1e
Mgmt ForForForElect Director Deborah K. Orida 1f
Mgmt ForForForElect Director James A. Rosenthal 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 7,753
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
IHS Markit Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lance Uggla 1a
Mgmt ForForForElect Director John Browne 1b
Mgmt ForForForElect Director Ruann F. Ernst 1c
Mgmt ForForForElect Director William E. Ford 1d
Mgmt ForForForElect Director Jean-Paul L. Montupet 1e
Mgmt ForForForElect Director Deborah K. Orida 1f
Mgmt ForForForElect Director James A. Rosenthal 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Owens Corning
Meeting Date: 04/16/2020
Record Date: 02/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 690742101
Ticker: OC
Shares Voted: 4,118,478
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Brian D. Chambers Mgmt For For For
Mgmt ForForForElect Director Eduardo E. Cordeiro 1b
Mgmt ForForForElect Director Adrienne D. Elsner 1c
Mgmt ForForForElect Director J. Brian Ferguson 1d
Mgmt ForForForElect Director Ralph F. Hake 1e
Mgmt ForForForElect Director Edward F. Lonergan 1f
Mgmt ForForForElect Director Maryann T. Mannen 1g
Mgmt ForForForElect Director W. Howard Morris 1h
Mgmt ForForForElect Director Suzanne P. Nimocks 1i
Mgmt ForForForElect Director John D. Williams 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Owens Corning
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Shares Voted: 2,440,275
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Brian D. Chambers 1a
Mgmt ForForForElect Director Eduardo E. Cordeiro 1b
Mgmt ForForForElect Director Adrienne D. Elsner 1c
Mgmt ForForForElect Director J. Brian Ferguson 1d
Mgmt ForForForElect Director Ralph F. Hake 1e
Mgmt ForForForElect Director Edward F. Lonergan 1f
Mgmt ForForForElect Director Maryann T. Mannen 1g
Mgmt ForForForElect Director W. Howard Morris 1h
Mgmt ForForForElect Director Suzanne P. Nimocks 1i
Mgmt ForForForElect Director John D. Williams 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
PPG Industries, Inc.
Meeting Date: 04/16/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 693506107
Ticker: PPG
Shares Voted: 5
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen F. Angel Mgmt For For For
Mgmt ForForForElect Director Hugh Grant 1.2
Mgmt ForForForElect Director Melanie L. Healey 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PPG Industries, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathleen A. Ligocki 2.1
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Mgmt ForForForReduce Supermajority Vote Requirement 5
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 6
Jefferies Financial Group Inc.
Meeting Date: 04/17/2020
Record Date: 02/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 47233W109
Ticker: JEF
Shares Voted: 541,694
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Linda L. Adamany Mgmt For For For
Mgmt ForForForElect Director Barry J. Alperin 1b
Mgmt ForForForElect Director Robert D. Beyer 1c
Mgmt ForForForElect Director Francisco L. Borges 1d
Mgmt ForForForElect Director Brian P. Friedman 1e
Mgmt ForForForElect Director MaryAnne Gilmartin 1f
Mgmt ForForForElect Director Richard B. Handler 1g
Mgmt ForForForElect Director Robert E. Joyal 1h
Mgmt ForForForElect Director Jacob M. Katz 1i
Mgmt ForForForElect Director Michael T. O'Kane 1j
Mgmt ForForForElect Director Stuart H. Reese 1k
Mgmt ForForForElect Director Joseph S. Steinberg 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jefferies Financial Group Inc.
Shares Voted: 74,785
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Linda L. Adamany 1a
Mgmt ForForForElect Director Barry J. Alperin 1b
Mgmt ForForForElect Director Robert D. Beyer 1c
Mgmt ForForForElect Director Francisco L. Borges 1d
Mgmt ForForForElect Director Brian P. Friedman 1e
Mgmt ForForForElect Director MaryAnne Gilmartin 1f
Mgmt ForForForElect Director Richard B. Handler 1g
Mgmt ForForForElect Director Robert E. Joyal 1h
Mgmt ForForForElect Director Jacob M. Katz 1i
Mgmt ForForForElect Director Michael T. O'Kane 1j
Mgmt ForForForElect Director Stuart H. Reese 1k
Mgmt ForForForElect Director Joseph S. Steinberg 1l
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Stanley Black & Decker, Inc.
Meeting Date: 04/17/2020
Record Date: 02/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 854502101
Ticker: SWK
Shares Voted: 723
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Andrea J. Ayers Mgmt For For For
Mgmt ForForForElect Director George W. Buckley 1.2
Mgmt ForForForElect Director Patrick D. Campbell 1.3
Mgmt ForForForElect Director Carlos M. Cardoso 1.4
Mgmt ForForForElect Director Robert B. Coutts 1.5
Mgmt ForForForElect Director Debra A. Crew 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Stanley Black & Decker, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael D. Hankin 1.7
Mgmt ForForForElect Director James M. Loree 1.8
Mgmt ForForForElect Director Dmitri L. Stockton 1.9
Mgmt ForForForElect Director Irving Tan 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Umpqua Holdings Corporation
Meeting Date: 04/20/2020
Record Date: 02/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 904214103
Ticker: UMPQ
Shares Voted: 944,834
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peggy Y. Fowler Mgmt For For For
Mgmt ForForForElect Director Stephen M. Gambee 1.2
Mgmt ForForForElect Director James S. Greene 1.3
Mgmt ForForForElect Director Luis F. Machuca 1.4
Mgmt ForForForElect Director Maria M. Pope 1.5
Mgmt ForForForElect Director Cort L. O'Haver 1.6
Mgmt ForForForElect Director John F. Schultz 1.7
Mgmt ForForForElect Director Susan F. Stevens 1.8
Mgmt ForForForElect Director Hilliard C. Terry, III 1.9
Mgmt ForForForElect Director Bryan L. Timm 1.10
Mgmt ForForForElect Director Anddria Varnado 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Umpqua Holdings Corporation
Shares Voted: 155,950
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peggy Y. Fowler 1.1
Mgmt ForForForElect Director Stephen M. Gambee 1.2
Mgmt ForForForElect Director James S. Greene 1.3
Mgmt ForForForElect Director Luis F. Machuca 1.4
Mgmt ForForForElect Director Maria M. Pope 1.5
Mgmt ForForForElect Director Cort L. O'Haver 1.6
Mgmt ForForForElect Director John F. Schultz 1.7
Mgmt ForForForElect Director Susan F. Stevens 1.8
Mgmt ForForForElect Director Hilliard C. Terry, III 1.9
Mgmt ForForForElect Director Bryan L. Timm 1.10
Mgmt ForForForElect Director Anddria Varnado 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
American Electric Power Company, Inc.
Meeting Date: 04/21/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 025537101
Ticker: AEP
Shares Voted: 247,538
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nicholas K. Akins Mgmt For For For
Mgmt ForForForElect Director David J. Anderson 1.2
Mgmt ForForForElect Director J. Barnie Beasley, Jr. 1.3
Mgmt ForForForElect Director Ralph D. Crosby, Jr. 1.4
Mgmt ForForForElect Director Art A. Garcia 1.5
Mgmt ForForForElect Director Linda A. Goodspeed 1.6
Mgmt ForForForElect Director Thomas E. Hoaglin 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
American Electric Power Company, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sandra Beach Lin 1.8
Mgmt ForForForElect Director Margaret M. McCarthy 1.9
Mgmt ForForForElect Director Richard C. Notebaert 1.10
Mgmt ForForForElect Director Stephen S. Rasmussen 1.11
Mgmt ForForForElect Director Oliver G. Richard, III 1.12
Mgmt ForForForElect Director Sara Martinez Tucker 1.13
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 793,737
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nicholas K. Akins 1.1
Mgmt ForForForElect Director David J. Anderson 1.2
Mgmt ForForForElect Director J. Barnie Beasley, Jr. 1.3
Mgmt ForForForElect Director Ralph D. Crosby, Jr. 1.4
Mgmt ForForForElect Director Art A. Garcia 1.5
Mgmt ForForForElect Director Linda A. Goodspeed 1.6
Mgmt ForForForElect Director Thomas E. Hoaglin 1.7
Mgmt ForForForElect Director Sandra Beach Lin 1.8
Mgmt ForForForElect Director Margaret M. McCarthy 1.9
Mgmt ForForForElect Director Richard C. Notebaert 1.10
Mgmt ForForForElect Director Stephen S. Rasmussen 1.11
Mgmt ForForForElect Director Oliver G. Richard, III 1.12
Mgmt ForForForElect Director Sara Martinez Tucker 1.13
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Canadian Pacific Railway Limited
Meeting Date: 04/21/2020
Record Date: 02/28/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 13645T100
Ticker: CP
Shares Voted: 936
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify Deloitte LLP as Auditors Mgmt For For For
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
2
Mgmt ForForForElect Director John Baird 3.1
Mgmt ForForForElect Director Isabelle Courville 3.2
Mgmt ForForForElect Director Keith E. Creel 3.3
Mgmt ForForForElect Director Gillian (Jill) H. Denham 3.4
Mgmt ForForForElect Director Edward R. Hamberger 3.5
Mgmt ForForForElect Director Rebecca MacDonald 3.6
Mgmt ForForForElect Director Edward L. Monser 3.7
Mgmt ForForForElect Director Matthew H. Paull 3.8
Mgmt ForForForElect Director Jane L. Peverett 3.9
Mgmt ForForForElect Director Andrea Robertson 3.10
Mgmt ForForForElect Director Gordon T. Trafton 3.11
Citigroup Inc.
Meeting Date: 04/21/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 172967424
Ticker: C
Shares Voted: 9,362,687
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael L. Corbat Mgmt For For For
Mgmt ForForForElect Director Ellen M. Costello 1b
Mgmt ForForForElect Director Grace E. Dailey 1c
Mgmt ForForForElect Director Barbara J. Desoer 1d
Mgmt ForForForElect Director John C. Dugan 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Citigroup Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Duncan P. Hennes 1f
Mgmt ForForForElect Director Peter B. Henry 1g
Mgmt ForForForElect Director S. Leslie Ireland 1h
Mgmt ForForForElect Director Lew W. (Jay) Jacobs, IV 1i
Mgmt ForForForElect Director Renee J. James 1j
Mgmt ForForForElect Director Gary M. Reiner 1k
Mgmt ForForForElect Director Diana L. Taylor 1l
Mgmt ForForForElect Director James S. Turley 1m
Mgmt ForForForElect Director Deborah C. Wright 1n
Mgmt ForForForElect Director Alexander R. Wynaendts 1o
Mgmt ForForForElect Director Ernesto Zedillo Ponce de Leon 1p
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
SH ForForAgainstAmend Proxy Access Right 5
SH AgainstAgainstAgainstReview on Governance Documents 6
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 7
Shares Voted: 1,755,399
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael L. Corbat 1a
Mgmt ForForForElect Director Ellen M. Costello 1b
Mgmt ForForForElect Director Grace E. Dailey 1c
Mgmt ForForForElect Director Barbara J. Desoer 1d
Mgmt ForForForElect Director John C. Dugan 1e
Mgmt ForForForElect Director Duncan P. Hennes 1f
Mgmt ForForForElect Director Peter B. Henry 1g
Mgmt ForForForElect Director S. Leslie Ireland 1h
Mgmt ForForForElect Director Lew W. (Jay) Jacobs, IV 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Citigroup Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Renee J. James 1j
Mgmt ForForForElect Director Gary M. Reiner 1k
Mgmt ForForForElect Director Diana L. Taylor 1l
Mgmt ForForForElect Director James S. Turley 1m
Mgmt ForForForElect Director Deborah C. Wright 1n
Mgmt ForForForElect Director Alexander R. Wynaendts 1o
Mgmt ForForForElect Director Ernesto Zedillo Ponce de Leon 1p
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
SH ForForAgainstAmend Proxy Access Right 5
SH AgainstAgainstAgainstReview on Governance Documents 6
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 7
Civista Bancshares, Inc.
Meeting Date: 04/21/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 178867107
Ticker: CIVB
Shares Voted: 9,754
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas A. Depler Mgmt For For For
Mgmt ForForForElect Director Julie A. Mattlin 1.2
Mgmt ForForForElect Director James O. Miller 1.3
Mgmt ForForForElect Director Dennis E. Murray, Jr. 1.4
Mgmt ForForForElect Director Allen R. Nickles 1.5
Mgmt ForForForElect Director Mary Patricia Oliver 1.6
Mgmt ForForForElect Director William F. Ritzmann 1.7
Mgmt ForForForElect Director Dennis G. Shaffer 1.8
Mgmt ForForForElect Director Harry Singer 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Civista Bancshares, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Daniel J. White 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify S. R. Snodgrass, P.C. as Auditors 3
Cousins Properties Incorporated
Meeting Date: 04/21/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 222795502
Ticker: CUZ
Shares Voted: 309,062
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charles T. Cannada Mgmt For For For
Mgmt ForForForElect Director Robert M. Chapman 1b
Mgmt ForForForElect Director M. Colin Connolly 1c
Mgmt ForForForElect Director Scott W. Fordham 1d
Mgmt ForForForElect Director Lillian C. Giornelli 1e
Mgmt ForForForElect Director R. Kent Griffin, Jr. 1f
Mgmt ForForForElect Director Donna W. Hyland 1g
Mgmt ForForForElect Director R. Dary Stone 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 10,076
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles T. Cannada 1a
Mgmt ForForForElect Director Robert M. Chapman 1b
Mgmt ForForForElect Director M. Colin Connolly 1c
Mgmt ForForForElect Director Scott W. Fordham 1d
Mgmt ForForForElect Director Lillian C. Giornelli 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cousins Properties Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director R. Kent Griffin, Jr. 1f
Mgmt ForForForElect Director Donna W. Hyland 1g
Mgmt ForForForElect Director R. Dary Stone 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Harsco Corporation
Meeting Date: 04/21/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 415864107
Ticker: HSC
Shares Voted: 803,157
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James F. Earl Mgmt For For For
Mgmt ForForForElect Director Kathy G. Eddy 1.2
Mgmt ForForForElect Director David C. Everitt 1.3
Mgmt ForForForElect Director F. Nicholas Grasberger, III 1.4
Mgmt ForForForElect Director Carolann I. Haznedar 1.5
Mgmt ForForForElect Director Mario Longhi 1.6
Mgmt ForForForElect Director Edgar (Ed) M. Purvis, Jr. 1.7
Mgmt ForForForElect Director Phillip C. Widman 1.8
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 142,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James F. Earl 1.1
Mgmt ForForForElect Director Kathy G. Eddy 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Harsco Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David C. Everitt 1.3
Mgmt ForForForElect Director F. Nicholas Grasberger, III 1.4
Mgmt ForForForElect Director Carolann I. Haznedar 1.5
Mgmt ForForForElect Director Mario Longhi 1.6
Mgmt ForForForElect Director Edgar (Ed) M. Purvis, Jr. 1.7
Mgmt ForForForElect Director Phillip C. Widman 1.8
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Independent Bank Corporation
Meeting Date: 04/21/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 453838609
Ticker: IBCP
Shares Voted: 31,427
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Terance L. Beia Mgmt For For For
Mgmt ForForForElect Director Stephen L. Gulis, Jr. 1.2
Mgmt ForForForElect Director William B. Kessel 1.3
Mgmt ForForForRatify Crowe LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Moody's Corporation
Meeting Date: 04/21/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 615369105
Ticker: MCO
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Moody's Corporation
Shares Voted: 51,146
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Basil L. Anderson Mgmt For For For
Mgmt ForForForElect Director Jorge A. Bermudez 1b
Mgmt ForForForElect Director Therese Esperdy 1c
Mgmt ForForForElect Director Vincent A. Forlenza 1d
Mgmt ForForForElect Director Kathryn M. Hill 1e
Mgmt ForForForElect Director Raymond W. McDaniel, Jr. 1f
Mgmt ForForForElect Director Henry A. McKinnell, Jr. 1g
Mgmt ForForForElect Director Leslie F. Seidman 1h
Mgmt ForForForElect Director Bruce Van Saun 1i
Mgmt ForForForEliminate Supermajority Vote Requirements to Amend Charter and Bylaws
2a
Mgmt ForForForEliminate Supermajority Vote Requirement to Remove Directors
2b
Mgmt ForForForEliminate Supermajority Vote Requirement for Filling Open Board Seats
2c
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 201,857
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Basil L. Anderson 1a
Mgmt ForForForElect Director Jorge A. Bermudez 1b
Mgmt ForForForElect Director Therese Esperdy 1c
Mgmt ForForForElect Director Vincent A. Forlenza 1d
Mgmt ForForForElect Director Kathryn M. Hill 1e
Mgmt ForForForElect Director Raymond W. McDaniel, Jr. 1f
Mgmt ForForForElect Director Henry A. McKinnell, Jr. 1g
Mgmt ForForForElect Director Leslie F. Seidman 1h
Mgmt ForForForElect Director Bruce Van Saun 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Moody's Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForEliminate Supermajority Vote Requirements to Amend Charter and Bylaws
2a
Mgmt ForForForEliminate Supermajority Vote Requirement to Remove Directors
2b
Mgmt ForForForEliminate Supermajority Vote Requirement for Filling Open Board Seats
2c
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
NCR Corporation
Meeting Date: 04/21/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 62886E108
Ticker: NCR
Shares Voted: 837,182
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark W. Begor Mgmt For For For
Mgmt ForForForElect Director Gregory R. Blank 1.2
Mgmt ForForForElect Director Catherine (Katie) L. Burke 1.3
Mgmt ForForForElect Director Chinh E. Chu 1.4
Mgmt ForForForElect Director Deborah A. Farrington 1.5
Mgmt ForForForElect Director Michael D. Hayford 1.6
Mgmt ForForForElect Director Georgette D. Kiser 1.7
Mgmt ForForForElect Director Kirk T. Larsen 1.8
Mgmt ForForForElect Director Frank R. Martire 1.9
Mgmt ForForForElect Director Matthew A. Thompson 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NCR Corporation
Shares Voted: 170,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark W. Begor 1.1
Mgmt ForForForElect Director Gregory R. Blank 1.2
Mgmt ForForForElect Director Catherine (Katie) L. Burke 1.3
Mgmt ForForForElect Director Chinh E. Chu 1.4
Mgmt ForForForElect Director Deborah A. Farrington 1.5
Mgmt ForForForElect Director Michael D. Hayford 1.6
Mgmt ForForForElect Director Georgette D. Kiser 1.7
Mgmt ForForForElect Director Kirk T. Larsen 1.8
Mgmt ForForForElect Director Frank R. Martire 1.9
Mgmt ForForForElect Director Matthew A. Thompson 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
Newmont Corporation
Meeting Date: 04/21/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 651639106
Ticker: NEM
Shares Voted: 361,353
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gregory H. Boyce Mgmt For For For
Mgmt ForForForElect Director Bruce R. Brook 1.2
Mgmt ForForForElect Director J. Kofi Bucknor 1.3
Mgmt ForForForElect Director Maura Clark 1.4
Mgmt ForForForElect Director Matthew Coon Come 1.5
Mgmt ForForForElect Director Noreen Doyle 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Newmont Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Veronica M. Hagen 1.7
Mgmt ForForForElect Director Rene Medori 1.8
Mgmt ForForForElect Director Jane Nelson 1.9
Mgmt ForForForElect Director Thomas Palmer 1.10
Mgmt ForForForElect Director Julio M. Quintana 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 94,654
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gregory H. Boyce 1.1
Mgmt ForForForElect Director Bruce R. Brook 1.2
Mgmt ForForForElect Director J. Kofi Bucknor 1.3
Mgmt ForForForElect Director Maura Clark 1.4
Mgmt ForForForElect Director Matthew Coon Come 1.5
Mgmt ForForForElect Director Noreen Doyle 1.6
Mgmt ForForForElect Director Veronica M. Hagen 1.7
Mgmt ForForForElect Director Rene Medori 1.8
Mgmt ForForForElect Director Jane Nelson 1.9
Mgmt ForForForElect Director Thomas Palmer 1.10
Mgmt ForForForElect Director Julio M. Quintana 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
PACCAR Inc
Meeting Date: 04/21/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 693718108
Ticker: PCAR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PACCAR Inc
Shares Voted: 597,251
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark C. Pigott Mgmt For For For
Mgmt AgainstAgainstForElect Director Dame Alison J. Carnwath 1.2
Mgmt AgainstAgainstForElect Director Franklin L. Feder 1.3
Mgmt ForForForElect Director R. Preston Feight 1.4
Mgmt ForForForElect Director Beth E. Ford 1.5
Mgmt ForForForElect Director Kirk S. Hachigian 1.6
Mgmt AgainstAgainstForElect Director Roderick C. McGeary 1.7
Mgmt ForForForElect Director John M. Pigott 1.8
Mgmt ForForForElect Director Mark A. Schulz 1.9
Mgmt AgainstAgainstForElect Director Gregory M. E. Spierkel 1.10
Mgmt ForForForElect Director Charles R. Williamson 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 886,708
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director Mark C. Pigott 1.1
Mgmt AgainstReferForElect Director Dame Alison J. Carnwath 1.2
Mgmt AgainstReferForElect Director Franklin L. Feder 1.3
Mgmt ForReferForElect Director R. Preston Feight 1.4
Mgmt ForReferForElect Director Beth E. Ford 1.5
Mgmt ForReferForElect Director Kirk S. Hachigian 1.6
Mgmt AgainstReferForElect Director Roderick C. McGeary 1.7
Mgmt ForReferForElect Director John M. Pigott 1.8
Mgmt ForReferForElect Director Mark A. Schulz 1.9
Mgmt AgainstReferForElect Director Gregory M. E. Spierkel 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PACCAR Inc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director Charles R. Williamson 1.11
Mgmt ForReferForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForReferForAmend Certificate of Incorporation to Confirm Shareholders Right to Call Special Meetings
3
SH ForReferAgainstProvide Right to Act by Written Consent 4
Triton International Limited
Meeting Date: 04/21/2020
Record Date: 02/26/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G9078F107
Ticker: TRTN
Shares Voted: 28
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Brian M. Sondey Mgmt For For For
Mgmt ForForForElect Director Robert W. Alspaugh 1b
Mgmt ForForForElect Director Malcolm P. Baker 1c
Mgmt AgainstAgainstForElect Director David A. Coulter 1d
Mgmt AgainstAgainstForElect Director Claude Germain 1e
Mgmt ForForForElect Director Kenneth Hanau 1f
Mgmt ForForForElect Director John S. Hextall 1g
Mgmt AgainstAgainstForElect Director Robert L. Rosner 1h
Mgmt ForForForElect Director Simon R. Vernon 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Whirlpool Corporation
Meeting Date: 04/21/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 963320106
Ticker: WHR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Whirlpool Corporation
Shares Voted: 1,162,872
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel R. Allen Mgmt For For For
Mgmt ForForForElect Director Marc R. Bitzer 1b
Mgmt ForForForElect Director Greg Creed 1c
Mgmt ForForForElect Director Gary T. DiCamillo 1d
Mgmt ForForForElect Director Diane M. Dietz 1e
Mgmt ForForForElect Director Gerri T. Elliott 1f
Mgmt ForForForElect Director Jennifer A. LaClair 1g
Mgmt ForForForElect Director John D. Liu 1h
Mgmt ForForForElect Director James M. Loree 1i
Mgmt ForForForElect Director Harish Manwani 1j
Mgmt ForForForElect Director Patricia K. Poppe 1k
Mgmt ForForForElect Director Larry O. Spencer 1l
Mgmt ForForForElect Director Michael D. White 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 814,595
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Samuel R. Allen 1a
Mgmt ForForForElect Director Marc R. Bitzer 1b
Mgmt ForForForElect Director Greg Creed 1c
Mgmt ForForForElect Director Gary T. DiCamillo 1d
Mgmt ForForForElect Director Diane M. Dietz 1e
Mgmt ForForForElect Director Gerri T. Elliott 1f
Mgmt ForForForElect Director Jennifer A. LaClair 1g
Mgmt ForForForElect Director John D. Liu 1h
Mgmt ForForForElect Director James M. Loree 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Whirlpool Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Harish Manwani 1j
Mgmt ForForForElect Director Patricia K. Poppe 1k
Mgmt ForForForElect Director Larry O. Spencer 1l
Mgmt ForForForElect Director Michael D. White 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Aegion Corporation
Meeting Date: 04/22/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00770F104
Ticker: AEGN
Shares Voted: 1,530,538
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen P. Cortinovis Mgmt For For For
Mgmt ForForForElect Director Stephanie A. Cuskley 1b
Mgmt ForForForElect Director Walter J. Galvin 1c
Mgmt ForForForElect Director Rhonda Germany Ballintyn 1d
Mgmt ForForForElect Director Charles R. Gordon 1e
Mgmt ForForForElect Director M. Richard Smith 1f
Mgmt ForForForElect Director Phillip D. Wright 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 230,445
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen P. Cortinovis 1a
Mgmt ForForForElect Director Stephanie A. Cuskley 1b
Mgmt ForForForElect Director Walter J. Galvin 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aegion Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rhonda Germany Ballintyn 1d
Mgmt ForForForElect Director Charles R. Gordon 1e
Mgmt ForForForElect Director M. Richard Smith 1f
Mgmt ForForForElect Director Phillip D. Wright 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
AerCap Holdings NV
Meeting Date: 04/22/2020
Record Date: 03/25/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N00985106
Ticker: AER
Shares Voted: 9,769
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
Mgmt ForForForAdopt Financial Statements 3
MgmtReceive Explanation on Company's Reserves and Dividend Policy
4
Mgmt ForForForApprove Discharge of Management Board 5
Mgmt ForForForReelect Paul T. Dacier as Non-Executive Director
6.a
Mgmt ForForForReelect Richard M. Gradon as Non-Executive Director
6.b
Mgmt ForForForReelect Robert G. Warden as Non-Executive Director
6.c
Mgmt ForForForAppoint Peter L. Juhas to Represent the Management in Case All Directors are Absent or Prevented from Acting
7
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 8
Mgmt ForForForGrant Board Authority to Issue Shares 9.a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AerCap Holdings NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.a
9.b
Mgmt AgainstAgainstForGrant Board Authority to Issue Additional Shares
9.c
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c
9.d
Mgmt ForForForAuthorize Repurchase of Shares 10.a
Mgmt ForForForConditional Authorization to Repurchase Additional Shares
10.b
Mgmt ForForForApprove Reduction in Share Capital through Cancellation of Shares
11
MgmtAllow Questions 12
MgmtClose Meeting 13
Shares Voted: 11,204
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
Mgmt ForForForAdopt Financial Statements 3
MgmtReceive Explanation on Company's Reserves and Dividend Policy
4
Mgmt ForForForApprove Discharge of Management Board 5
Mgmt ForForForReelect Paul T. Dacier as Non-Executive Director
6.a
Mgmt ForForForReelect Richard M. Gradon as Non-Executive Director
6.b
Mgmt ForForForReelect Robert G. Warden as Non-Executive Director
6.c
Mgmt ForForForAppoint Peter L. Juhas to Represent the Management in Case All Directors are Absent or Prevented from Acting
7
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 8
Mgmt ForForForGrant Board Authority to Issue Shares 9.a
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.a
9.b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AerCap Holdings NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForGrant Board Authority to Issue Additional Shares
9.c
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances Under Item 9.c
9.d
Mgmt ForForForAuthorize Repurchase of Shares 10.a
Mgmt ForForForConditional Authorization to Repurchase Additional Shares
10.b
Mgmt ForForForApprove Reduction in Share Capital through Cancellation of Shares
11
MgmtAllow Questions 12
MgmtClose Meeting 13
Bank of America Corporation
Meeting Date: 04/22/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 060505104
Ticker: BAC
Shares Voted: 32,188,523
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sharon L. Allen Mgmt For For For
Mgmt ForForForElect Director Susan S. Bies 1b
Mgmt ForForForElect Director Jack O. Bovender, Jr. 1c
Mgmt ForForForElect Director Frank P. Bramble, Sr. 1d
Mgmt ForForForElect Director Pierre J.P. de Weck 1e
Mgmt ForForForElect Director Arnold W. Donald 1f
Mgmt ForForForElect Director Linda P. Hudson 1g
Mgmt ForForForElect Director Monica C. Lozano 1h
Mgmt ForForForElect Director Thomas J. May 1i
Mgmt ForForForElect Director Brian T. Moynihan 1j
Mgmt ForForForElect Director Lionel L. Nowell, III 1k
Mgmt ForForForElect Director Denise L. Ramos 1l
Mgmt ForForForElect Director Clayton S. Rose 1m
Mgmt ForForForElect Director Michael D. White 1n
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bank of America Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas D. Woods 1o
Mgmt ForForForElect Director R. David Yost 1p
Mgmt ForForForElect Director Maria T. Zuber 1q
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstAmend Proxy Access Right 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Gender Pay Gap 6
SH AgainstAgainstAgainstReview of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices
7
Shares Voted: 5,378,355
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sharon L. Allen 1a
Mgmt ForForForElect Director Susan S. Bies 1b
Mgmt ForForForElect Director Jack O. Bovender, Jr. 1c
Mgmt ForForForElect Director Frank P. Bramble, Sr. 1d
Mgmt ForForForElect Director Pierre J.P. de Weck 1e
Mgmt ForForForElect Director Arnold W. Donald 1f
Mgmt ForForForElect Director Linda P. Hudson 1g
Mgmt ForForForElect Director Monica C. Lozano 1h
Mgmt ForForForElect Director Thomas J. May 1i
Mgmt ForForForElect Director Brian T. Moynihan 1j
Mgmt ForForForElect Director Lionel L. Nowell, III 1k
Mgmt ForForForElect Director Denise L. Ramos 1l
Mgmt ForForForElect Director Clayton S. Rose 1m
Mgmt ForForForElect Director Michael D. White 1n
Mgmt ForForForElect Director Thomas D. Woods 1o
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bank of America Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director R. David Yost 1p
Mgmt ForForForElect Director Maria T. Zuber 1q
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstAmend Proxy Access Right 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Gender Pay Gap 6
SH AgainstAgainstAgainstReview of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices
7
Cigna Corporation
Meeting Date: 04/22/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 125523100
Ticker: CI
Shares Voted: 3,012,118
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David M. Cordani Mgmt For For For
Mgmt ForForForElect Director William J. DeLaney 1.2
Mgmt ForForForElect Director Eric J. Foss 1.3
Mgmt ForForForElect Director Elder Granger 1.4
Mgmt ForForForElect Director Isaiah Harris, Jr. 1.5
Mgmt ForForForElect Director Roman Martinez, IV 1.6
Mgmt ForForForElect Director Kathleen M. Mazzarella 1.7
Mgmt ForForForElect Director Mark B. McClellan 1.8
Mgmt ForForForElect Director John M. Partridge 1.9
Mgmt ForForForElect Director William L. Roper 1.10
Mgmt ForForForElect Director Eric C. Wiseman 1.11
Mgmt ForForForElect Director Donna F. Zarcone 1.12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cigna Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstReport on Gender Pay Gap 5
Shares Voted: 573,431
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David M. Cordani 1.1
Mgmt ForForForElect Director William J. DeLaney 1.2
Mgmt ForForForElect Director Eric J. Foss 1.3
Mgmt ForForForElect Director Elder Granger 1.4
Mgmt ForForForElect Director Isaiah Harris, Jr. 1.5
Mgmt ForForForElect Director Roman Martinez, IV 1.6
Mgmt ForForForElect Director Kathleen M. Mazzarella 1.7
Mgmt ForForForElect Director Mark B. McClellan 1.8
Mgmt ForForForElect Director John M. Partridge 1.9
Mgmt ForForForElect Director William L. Roper 1.10
Mgmt ForForForElect Director Eric C. Wiseman 1.11
Mgmt ForForForElect Director Donna F. Zarcone 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstReport on Gender Pay Gap 5
Eaton Corporation plc
Meeting Date: 04/22/2020
Record Date: 02/24/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G29183103
Ticker: ETN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eaton Corporation plc
Shares Voted: 3,033,041
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Craig Arnold Mgmt For For For
Mgmt ForForForElect Director Christopher M. Connor 1b
Mgmt ForForForElect Director Michael J. Critelli 1c
Mgmt ForForForElect Director Richard H. Fearon 1d
Mgmt ForForForElect Director Olivier Leonetti 1e
Mgmt ForForForElect Director Deborah L. McCoy 1f
Mgmt ForForForElect Director Silvio Napoli 1g
Mgmt ForForForElect Director Gregory R. Page 1h
Mgmt ForForForElect Director Sandra Pianalto 1i
Mgmt ForForForElect Director Lori J. Ryerkerk 1j
Mgmt ForForForElect Director Gerald B. Smith 1k
Mgmt ForForForElect Director Dorothy C. Thompson 1l
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForAuthorize Issue of Equity with Pre-emptive Rights
5
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights
6
Mgmt ForForForAuthorize Share Repurchase of Issued Share Capital
7
Shares Voted: 1,745,014
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Craig Arnold 1a
Mgmt ForForForElect Director Christopher M. Connor 1b
Mgmt ForForForElect Director Michael J. Critelli 1c
Mgmt ForForForElect Director Richard H. Fearon 1d
Mgmt ForForForElect Director Olivier Leonetti 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eaton Corporation plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Deborah L. McCoy 1f
Mgmt ForForForElect Director Silvio Napoli 1g
Mgmt ForForForElect Director Gregory R. Page 1h
Mgmt ForForForElect Director Sandra Pianalto 1i
Mgmt ForForForElect Director Lori J. Ryerkerk 1j
Mgmt ForForForElect Director Gerald B. Smith 1k
Mgmt ForForForElect Director Dorothy C. Thompson 1l
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForAuthorize Issue of Equity with Pre-emptive Rights
5
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights
6
Mgmt ForForForAuthorize Share Repurchase of Issued Share Capital
7
Eiffage SA
Meeting Date: 04/22/2020
Record Date: 04/20/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F2924U106
Ticker: FGR
Shares Voted: 297,389
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForReelect Jean-Francois Roverato as Director 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eiffage SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Jean Guenard as Director 6
Mgmt ForForForApprove Remuneration Policy of Board Members
7
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
8
Mgmt ForForForApprove Compensation Report 9
Mgmt AgainstAgainstForApprove Compensation of Benoit de Ruffray, Chairman and CEO
10
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value
13
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million
15
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million
16
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16
17
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
18
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt AgainstAgainstForAuthorize up to 1 Million Shares for Use in Stock Option Plans
21
Mgmt ForForForAmend Article 17 of Bylaws Re: Employee Representatives
22
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eiffage SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Article 23 of Bylaws Re: Written Consultation
23
Mgmt ForForForAmend Articles 20, 24, 26 and 30 of Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms
24
Mgmt AgainstAgainstForTextual References Regarding Change of Codification
25
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
26
Shares Voted: 268,361
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForReelect Jean-Francois Roverato as Director 5
Mgmt ForForForReelect Jean Guenard as Director 6
Mgmt ForForForApprove Remuneration Policy of Board Members
7
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
8
Mgmt ForForForApprove Compensation Report 9
Mgmt AgainstAgainstForApprove Compensation of Benoit de Ruffray, Chairman and CEO
10
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eiffage SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value
13
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 156.8 Million
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39.2 Million
15
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39.2 Million
16
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 14-16
17
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
18
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 15, 16 and 18 at EUR 39.2 Million
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt AgainstAgainstForAuthorize up to 1 Million Shares for Use in Stock Option Plans
21
Mgmt ForForForAmend Article 17 of Bylaws Re: Employee Representatives
22
Mgmt ForForForAmend Article 23 of Bylaws Re: Written Consultation
23
Mgmt ForForForAmend Articles 20, 24, 26 and 30 of Bylaws Re: Board and Censor Remuneration, Chairman of the Board Power and Proxy Forms
24
Mgmt AgainstAgainstForTextual References Regarding Change of Codification
25
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
26
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
First Hawaiian, Inc.
Meeting Date: 04/22/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 32051X108
Ticker: FHB
Shares Voted: 1,665,254
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Matthew J. Cox Mgmt For For For
Mgmt ForForForElect Director W. Allen Doane 1b
Mgmt ForForForElect Director Faye Watanabe Kurren 1c
Mgmt ForForForElect Director Robert S. Harrison 1d
Mgmt ForForForElect Director Allen B. Uyeda 1e
Mgmt ForForForElect Director Jenai S. Wall 1f
Mgmt ForForForElect Director C. Scott Wo 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 327,933
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Matthew J. Cox 1a
Mgmt ForForForElect Director W. Allen Doane 1b
Mgmt ForForForElect Director Faye Watanabe Kurren 1c
Mgmt ForForForElect Director Robert S. Harrison 1d
Mgmt ForForForElect Director Allen B. Uyeda 1e
Mgmt ForForForElect Director Jenai S. Wall 1f
Mgmt ForForForElect Director C. Scott Wo 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Huntington Bancshares Incorporated
Meeting Date: 04/22/2020
Record Date: 02/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 446150104
Ticker: HBAN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Huntington Bancshares Incorporated
Shares Voted: 7,551,259
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lizabeth Ardisana Mgmt For For For
Mgmt ForForForElect Director Alanna Y. Cotton 1.2
Mgmt ForForForElect Director Ann B. "Tanny" Crane 1.3
Mgmt ForForForElect Director Robert S. Cubbin 1.4
Mgmt ForForForElect Director Steven G. Elliott 1.5
Mgmt ForForForElect Director Gina D. France 1.6
Mgmt ForForForElect Director J. Michael Hochschwender 1.7
Mgmt ForForForElect Director John C. "Chris" Inglis 1.8
Mgmt ForForForElect Director Katherine M. A. "Allie" Kline 1.9
Mgmt ForForForElect Director Richard W. Neu 1.10
Mgmt ForForForElect Director Kenneth J. Phelan 1.11
Mgmt ForForForElect Director David L. Porteous 1.12
Mgmt ForForForElect Director Stephen D. Steinour 1.13
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 16,075,564
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lizabeth Ardisana 1.1
Mgmt ForForForElect Director Alanna Y. Cotton 1.2
Mgmt ForForForElect Director Ann B. "Tanny" Crane 1.3
Mgmt ForForForElect Director Robert S. Cubbin 1.4
Mgmt ForForForElect Director Steven G. Elliott 1.5
Mgmt ForForForElect Director Gina D. France 1.6
Mgmt ForForForElect Director J. Michael Hochschwender 1.7
Mgmt ForForForElect Director John C. "Chris" Inglis 1.8
Mgmt ForForForElect Director Katherine M. A. "Allie" Kline 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Huntington Bancshares Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard W. Neu 1.10
Mgmt ForForForElect Director Kenneth J. Phelan 1.11
Mgmt ForForForElect Director David L. Porteous 1.12
Mgmt ForForForElect Director Stephen D. Steinour 1.13
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Industrias Bachoco SAB de CV
Meeting Date: 04/22/2020
Record Date: 04/14/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P5508Z127
Ticker: BACHOCOB
Shares Voted: 74,583
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve CEO's Report Including Auditor's Opinion and Board's Opinion on CEO's Report
Mgmt For For For
Mgmt ForForForApprove Board's Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information
2
Mgmt ForForForApprove Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Report of Audit and Corporate Practices Committee
4
Mgmt ForForForPresent Report on Adherence to Fiscal Obligations
5
Mgmt ForForForApprove Allocation of Income and Cash Dividends
6
Mgmt ForForForSet Maximum Amount of Share Repurchase Reserve
7
Mgmt AgainstAgainstForElect or Ratify Directors and Secretary; Verify Independence Classification of Board Members
8
Mgmt AgainstAgainstForElect or Ratify Chairman and Members of Audit and Corporate Practices Committee
9
Mgmt ForForForApprove Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee Chairman and Members
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Industrias Bachoco SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Mgmt ForForForApprove Minutes of Meeting 12
Shares Voted: 28,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove CEO's Report Including Auditor's Opinion and Board's Opinion on CEO's Report
1
Mgmt ForForForApprove Board's Report on Principal Policies and Accounting Criteria Followed in Preparation of Financial Information
2
Mgmt ForForForApprove Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Report of Audit and Corporate Practices Committee
4
Mgmt ForForForPresent Report on Adherence to Fiscal Obligations
5
Mgmt ForForForApprove Allocation of Income and Cash Dividends
6
Mgmt ForForForSet Maximum Amount of Share Repurchase Reserve
7
Mgmt AgainstAgainstForElect or Ratify Directors and Secretary; Verify Independence Classification of Board Members
8
Mgmt AgainstAgainstForElect or Ratify Chairman and Members of Audit and Corporate Practices Committee
9
Mgmt ForForForApprove Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee Chairman and Members
10
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Mgmt ForForForApprove Minutes of Meeting 12
Lomon Billions Group Co., Ltd.
Meeting Date: 04/22/2020
Record Date: 04/15/2020
Country: China
Meeting Type: Special
Primary Security ID: Y3122W109
Ticker: 002601
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lomon Billions Group Co., Ltd.
Shares Voted: 279,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt
SH ForForForElect Xu Gang as Non-Independent Director 1.1
SH ForForForElect Tan Ruiqing as Non-Independent Director
1.2
SH ForForForElect Chang Yili as Non-Independent Director 1.3
SH ForForForElect Yang Minyue as Non-Independent Director
1.4
SH ForForForElect He Benliu as Non-Independent Director 1.5
SH ForForForElect Shen Qingfei as Non-Independent Director
1.6
SH ForForForElect Zhang Qibin as Non-Independent Director
1.7
SH ForForForElect Zhou Xiaokui as Non-Independent Director
1.8
MgmtELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Qiu Guanzhou as Independent Director 2.1
Mgmt ForForForElect Yu Xiaohong as Independent Director 2.2
Mgmt ForForForElect Lin Suyue as Independent Director 2.3
Mgmt ForForForElect Li Li as Independent Director 2.4
MgmtELECT SUPERVISORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Feng Jun as Supervisor 3.1
Mgmt ForForForElect Du Weili as Supervisor 3.2
Shares Voted: 106,580
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
SH ForForForElect Xu Gang as Non-Independent Director 1.1
SH ForForForElect Tan Ruiqing as Non-Independent Director
1.2
SH ForForForElect Chang Yili as Non-Independent Director 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lomon Billions Group Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForForElect Yang Minyue as Non-Independent Director
1.4
SH ForForForElect He Benliu as Non-Independent Director 1.5
SH ForForForElect Shen Qingfei as Non-Independent Director
1.6
SH ForForForElect Zhang Qibin as Non-Independent Director
1.7
SH ForForForElect Zhou Xiaokui as Non-Independent Director
1.8
MgmtELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Qiu Guanzhou as Independent Director 2.1
Mgmt ForForForElect Yu Xiaohong as Independent Director 2.2
Mgmt ForForForElect Lin Suyue as Independent Director 2.3
Mgmt ForForForElect Li Li as Independent Director 2.4
MgmtELECT SUPERVISORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Feng Jun as Supervisor 3.1
Mgmt ForForForElect Du Weili as Supervisor 3.2
Origin Bancorp, Inc.
Meeting Date: 04/22/2020
Record Date: 03/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 68621T102
Ticker: OBNK
Shares Voted: 16,067
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James D'Agostino, Jr. Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Michael Jones 1.2
Mgmt AgainstAgainstForElect Director Farrell Malone 1.3
Mgmt ForForForElect Director F. Ronnie Myrick 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify BKD, LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Origin Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 5
Mgmt ForForForProvide Directors May Be Removed With or Without Cause
6
Mgmt ForForForAdopt Majority Voting Standard 7
Mgmt ForForForReduce Supermajority Vote Requirement to Amend Bylaws
8
Mgmt ForForForAmend Charter 9
Shares Voted: 6,877
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director James D'Agostino, Jr. 1.1
Mgmt AgainstAgainstForElect Director Michael Jones 1.2
Mgmt AgainstAgainstForElect Director Farrell Malone 1.3
Mgmt ForForForElect Director F. Ronnie Myrick 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify BKD, LLP as Auditors 4
Mgmt ForForForDeclassify the Board of Directors 5
Mgmt ForForForProvide Directors May Be Removed With or Without Cause
6
Mgmt ForForForAdopt Majority Voting Standard 7
Mgmt ForForForReduce Supermajority Vote Requirement to Amend Bylaws
8
Mgmt ForForForAmend Charter 9
Portland General Electric Company
Meeting Date: 04/22/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 736508847
Ticker: POR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Portland General Electric Company
Shares Voted: 973
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John W. Ballantine Mgmt For For For
Mgmt ForForForElect Director Rodney L. Brown, Jr. 1b
Mgmt ForForForElect Director Jack E. Davis 1c
Mgmt ForForForElect Director Kirby A. Dyess 1d
Mgmt ForForForElect Director Mark B. Ganz 1e
Mgmt ForForForElect Director Marie Oh Huber 1f
Mgmt ForForForElect Director Kathryn J. Jackson 1g
Mgmt ForForForElect Director Michael H. Millegan 1h
Mgmt ForForForElect Director Neil J. Nelson 1i
Mgmt ForForForElect Director M. Lee Pelton 1j
Mgmt ForForForElect Director Maria M. Pope 1k
Mgmt ForForForElect Director Charles W. Shivery 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 1,880
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John W. Ballantine 1a
Mgmt ForForForElect Director Rodney L. Brown, Jr. 1b
Mgmt ForForForElect Director Jack E. Davis 1c
Mgmt ForForForElect Director Kirby A. Dyess 1d
Mgmt ForForForElect Director Mark B. Ganz 1e
Mgmt ForForForElect Director Marie Oh Huber 1f
Mgmt ForForForElect Director Kathryn J. Jackson 1g
Mgmt ForForForElect Director Michael H. Millegan 1h
Mgmt ForForForElect Director Neil J. Nelson 1i
Mgmt ForForForElect Director M. Lee Pelton 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Portland General Electric Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Maria M. Pope 1k
Mgmt ForForForElect Director Charles W. Shivery 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Regions Financial Corporation
Meeting Date: 04/22/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 7591EP100
Ticker: RF
Shares Voted: 3,221,125
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Carolyn H. Byrd Mgmt For For For
Mgmt ForForForElect Director Don DeFosset 1b
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1c
Mgmt ForForForElect Director Zhanna Golodryga 1d
Mgmt ForForForElect Director John D. Johns 1e
Mgmt ForForForElect Director Ruth Ann Marshall 1f
Mgmt ForForForElect Director Charles D. McCrary 1g
Mgmt ForForForElect Director James T. Prokopanko 1h
Mgmt ForForForElect Director Lee J. Styslinger, III 1i
Mgmt ForForForElect Director Jose S. Suquet 1j
Mgmt ForForForElect Director John M. Turner, Jr. 1k
Mgmt ForForForElect Director Timothy Vines 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 9,460,842
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Regions Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carolyn H. Byrd 1a
Mgmt ForForForElect Director Don DeFosset 1b
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1c
Mgmt ForForForElect Director Zhanna Golodryga 1d
Mgmt ForForForElect Director John D. Johns 1e
Mgmt ForForForElect Director Ruth Ann Marshall 1f
Mgmt ForForForElect Director Charles D. McCrary 1g
Mgmt ForForForElect Director James T. Prokopanko 1h
Mgmt ForForForElect Director Lee J. Styslinger, III 1i
Mgmt ForForForElect Director Jose S. Suquet 1j
Mgmt ForForForElect Director John M. Turner, Jr. 1k
Mgmt ForForForElect Director Timothy Vines 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Spirit AeroSystems Holdings, Inc.
Meeting Date: 04/22/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 848574109
Ticker: SPR
Shares Voted: 1,079,210
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen A. Cambone Mgmt For For For
Mgmt ForForForElect Director Charles L. Chadwell 1b
Mgmt ForForForElect Director Irene M. Esteves 1c
Mgmt ForForForElect Director Paul E. Fulchino 1d
Mgmt ForForForElect Director Thomas C. Gentile, III 1e
Mgmt ForForForElect Director Richard A. Gephardt 1f
Mgmt ForForForElect Director Robert D. Johnson 1g
Mgmt ForForForElect Director Ronald T. Kadish 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spirit AeroSystems Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John L. Plueger 1i
Mgmt ForForForElect Director Laura H. Wright 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
Shares Voted: 1,635,125
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen A. Cambone 1a
Mgmt ForForForElect Director Charles L. Chadwell 1b
Mgmt ForForForElect Director Irene M. Esteves 1c
Mgmt ForForForElect Director Paul E. Fulchino 1d
Mgmt ForForForElect Director Thomas C. Gentile, III 1e
Mgmt ForForForElect Director Richard A. Gephardt 1f
Mgmt ForForForElect Director Robert D. Johnson 1g
Mgmt ForForForElect Director Ronald T. Kadish 1h
Mgmt ForForForElect Director John L. Plueger 1i
Mgmt ForForForElect Director Laura H. Wright 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
Synovus Financial Corp.
Meeting Date: 04/22/2020
Record Date: 02/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 87161C501
Ticker: SNV
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Synovus Financial Corp.
Shares Voted: 863,708
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Tim E. Bentsen Mgmt For For For
Mgmt ForForForElect Director F. Dixon Brooke, Jr. 1B
Mgmt ForForForElect Director Stephen T. Butler 1C
Mgmt ForForForElect Director Elizabeth W. Camp 1D
Mgmt ForForForElect Director Diana M. Murphy 1E
Mgmt ForForForElect Director Harris Pastides 1F
Mgmt ForForForElect Director Joseph J. Prochaska, Jr. 1G
Mgmt ForForForElect Director John L. Stallworth 1H
Mgmt ForForForElect Director Kessel D. Stelling 1I
Mgmt ForForForElect Director Barry L. Storey 1J
Mgmt ForForForElect Director Teresa White 1K
Mgmt ForForForAmend Articles of Incorporation to Eliminate 10-1 Voting Provisions
2
Mgmt ForForForEliminate Supermajority Vote Requirement 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForRatify KPMG LLP as Auditors 6
Shares Voted: 66,353
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tim E. Bentsen 1A
Mgmt ForForForElect Director F. Dixon Brooke, Jr. 1B
Mgmt ForForForElect Director Stephen T. Butler 1C
Mgmt ForForForElect Director Elizabeth W. Camp 1D
Mgmt ForForForElect Director Diana M. Murphy 1E
Mgmt ForForForElect Director Harris Pastides 1F
Mgmt ForForForElect Director Joseph J. Prochaska, Jr. 1G
Mgmt ForForForElect Director John L. Stallworth 1H
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Synovus Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kessel D. Stelling 1I
Mgmt ForForForElect Director Barry L. Storey 1J
Mgmt ForForForElect Director Teresa White 1K
Mgmt ForForForAmend Articles of Incorporation to Eliminate 10-1 Voting Provisions
2
Mgmt ForForForEliminate Supermajority Vote Requirement 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForRatify KPMG LLP as Auditors 6
Veolia Environnement SA
Meeting Date: 04/22/2020
Record Date: 04/20/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F9686M107
Ticker: VIE
Shares Voted: 2,917
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Non-Deductible Expenses 3
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.50 per Share
4
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Mgmt ForForForReelect Jacques Aschenbroich as Director 6
Mgmt ForForForReelect Isabelle Courville as Director 7
Mgmt ForForForReelect Nathalie Rachou as Director 8
Mgmt ForForForReelect Guillaume Texier as Director 9
Mgmt ForForForApprove Compensation of Antoine Frerot, Chairman and CEO
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Veolia Environnement SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Compensation Report of Corporate Officers
11
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
12
Mgmt ForForForApprove Remuneration Policy of Corporate Officers
13
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million
15
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 283 Million
16
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 283 Million
17
Mgmt ForForForAuthorize Capital Increase of up to Aggregate Nominal Amount of EUR 283 Million for Contributions in Kind
18
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote
19
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 400 Million for Bonus Issue or Increase in Par Value
20
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
21
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
22
Mgmt ForForForAuthorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans
23
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
24
Mgmt ForForForAmend Articles 8, 11, 12, 15, 17, 18 and 20 of Bylaws Re: Shares, Board Composition, Chairman of the Board, Board Power, Remuneration of the Board, Censor and Vice-CEO
25
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
26
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AGNC Investment Corp.
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00123Q104
Ticker: AGNC
Shares Voted: 561,374
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donna J. Blank Mgmt For For For
Mgmt ForForForElect Director Morris A. Davis 1.2
Mgmt ForForForElect Director John D. Fisk 1.3
Mgmt ForForForElect Director Prue B. Larocca 1.4
Mgmt ForForForElect Director Paul E. Mullings 1.5
Mgmt ForForForElect Director Frances R. Spark 1.6
Mgmt ForForForElect Director Gary D. Kain 1.7
Mgmt AgainstAgainstForIncrease Authorized Common Stock 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 21,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Donna J. Blank 1.1
Mgmt ForForForElect Director Morris A. Davis 1.2
Mgmt ForForForElect Director John D. Fisk 1.3
Mgmt ForForForElect Director Prue B. Larocca 1.4
Mgmt ForForForElect Director Paul E. Mullings 1.5
Mgmt ForForForElect Director Frances R. Spark 1.6
Mgmt ForForForElect Director Gary D. Kain 1.7
Mgmt AgainstAgainstForIncrease Authorized Common Stock 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ares Commercial Real Estate Corporation
Meeting Date: 04/23/2020
Record Date: 02/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 04013V108
Ticker: ACRE
Shares Voted: 599,476
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William S. Benjamin Mgmt For For For
Mgmt WithholdWithholdForElect Director Caroline E. Blakely 1.2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 114,604
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William S. Benjamin 1.1
Mgmt WithholdWithholdForElect Director Caroline E. Blakely 1.2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Avery Dennison Corporation
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 053611109
Ticker: AVY
Shares Voted: 159,374
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradley A. Alford Mgmt For For For
Mgmt ForForForElect Director Anthony K. Anderson 1b
Mgmt ForForForElect Director Peter K. Barker 1c
Mgmt ForForForElect Director Mark J. Barrenechea 1d
Mgmt ForForForElect Director Mitchell R. Butier 1e
Mgmt ForForForElect Director Ken C. Hicks 1f
Mgmt ForForForElect Director Andres A. Lopez 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Avery Dennison Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Patrick T. Siewert 1h
Mgmt ForForForElect Director Julia A. Stewart 1i
Mgmt ForForForElect Director Martha N. Sullivan 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 381,163
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bradley A. Alford 1a
Mgmt ForForForElect Director Anthony K. Anderson 1b
Mgmt ForForForElect Director Peter K. Barker 1c
Mgmt ForForForElect Director Mark J. Barrenechea 1d
Mgmt ForForForElect Director Mitchell R. Butier 1e
Mgmt ForForForElect Director Ken C. Hicks 1f
Mgmt ForForForElect Director Andres A. Lopez 1g
Mgmt ForForForElect Director Patrick T. Siewert 1h
Mgmt ForForForElect Director Julia A. Stewart 1i
Mgmt ForForForElect Director Martha N. Sullivan 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Boston Private Financial Holdings, Inc.
Meeting Date: 04/23/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 101119105
Ticker: BPFH
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Boston Private Financial Holdings, Inc.
Shares Voted: 1,253,851
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anthony DeChellis Mgmt For For For
Mgmt ForForForElect Director Mark F. Furlong 1.2
Mgmt ForForForElect Director Joseph C. Guyaux 1.3
Mgmt ForForForElect Director Deborah F. Kuenstner 1.4
Mgmt ForForForElect Director Gloria C. Larson 1.5
Mgmt ForForForElect Director Kimberly S. Stevenson 1.6
Mgmt ForForForElect Director Luis Antonio Ubinas 1.7
Mgmt ForForForElect Director Stephen M. Waters 1.8
Mgmt ForForForElect Director Lizabeth H. Zlatkus 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 253,303
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony DeChellis 1.1
Mgmt ForForForElect Director Mark F. Furlong 1.2
Mgmt ForForForElect Director Joseph C. Guyaux 1.3
Mgmt ForForForElect Director Deborah F. Kuenstner 1.4
Mgmt ForForForElect Director Gloria C. Larson 1.5
Mgmt ForForForElect Director Kimberly S. Stevenson 1.6
Mgmt ForForForElect Director Luis Antonio Ubinas 1.7
Mgmt ForForForElect Director Stephen M. Waters 1.8
Mgmt ForForForElect Director Lizabeth H. Zlatkus 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capital City Bank Group, Inc.
Meeting Date: 04/23/2020
Record Date: 02/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 139674105
Ticker: CCBG
Shares Voted: 916
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas A. Barron Mgmt For For For
Mgmt WithholdWithholdForElect Director Stanley W. Connally, Jr. 1.2
Mgmt ForForForElect Director J. Everitt Drew 1.3
Mgmt ForForForElect Director W. Eric Grant 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
CenterState Bank Corporation
Meeting Date: 04/23/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 15201P109
Ticker: CSFL
Shares Voted: 682,829
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James H. Bingham Mgmt For For For
Mgmt ForForForElect Director Michael J. Brown, Sr. 1.2
Mgmt WithholdWithholdForElect Director C. Dennis Carlton 1.3
Mgmt ForForForElect Director Michael F. Ciferri 1.4
Mgmt ForForForElect Director John C. Corbett 1.5
Mgmt ForForForElect Director Jody Jean Dreyer 1.6
Mgmt ForForForElect Director Griffin A. Greene 1.7
Mgmt ForForForElect Director John H. Holcomb, III 1.8
Mgmt WithholdWithholdForElect Director Charles W. McPherson 1.9
Mgmt ForForForElect Director Richard Murray, IV 1.10
Mgmt ForForForElect Director G. Tierso Nunez, II 1.11
Mgmt WithholdWithholdForElect Director Thomas E. Oakley 1.12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CenterState Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director G. Ruffner Page, Jr. 1.13
Mgmt ForForForElect Director Ernest S. Pinner 1.14
Mgmt ForForForElect Director William Knox Pou, Jr., 1.15
Mgmt ForForForElect Director Daniel R. Richey 1.16
Mgmt ForForForElect Director David G. Salyers 1.17
Mgmt ForForForElect Director Joshua A. Snively 1.18
Mgmt ForForForElect Director Mark W. Thompson 1.19
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Shares Voted: 142,580
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James H. Bingham 1.1
Mgmt ForForForElect Director Michael J. Brown, Sr. 1.2
Mgmt WithholdWithholdForElect Director C. Dennis Carlton 1.3
Mgmt ForForForElect Director Michael F. Ciferri 1.4
Mgmt ForForForElect Director John C. Corbett 1.5
Mgmt ForForForElect Director Jody Jean Dreyer 1.6
Mgmt ForForForElect Director Griffin A. Greene 1.7
Mgmt ForForForElect Director John H. Holcomb, III 1.8
Mgmt WithholdWithholdForElect Director Charles W. McPherson 1.9
Mgmt ForForForElect Director Richard Murray, IV 1.10
Mgmt ForForForElect Director G. Tierso Nunez, II 1.11
Mgmt WithholdWithholdForElect Director Thomas E. Oakley 1.12
Mgmt ForForForElect Director G. Ruffner Page, Jr. 1.13
Mgmt ForForForElect Director Ernest S. Pinner 1.14
Mgmt ForForForElect Director William Knox Pou, Jr., 1.15
Mgmt ForForForElect Director Daniel R. Richey 1.16
Mgmt ForForForElect Director David G. Salyers 1.17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CenterState Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joshua A. Snively 1.18
Mgmt ForForForElect Director Mark W. Thompson 1.19
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Central Pacific Financial Corp.
Meeting Date: 04/23/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 154760409
Ticker: CPF
Shares Voted: 23,803
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Christine H. H. Camp Mgmt For For For
Mgmt ForForForElect Director Earl E. Fry 1.2
Mgmt ForForForElect Director Wayne K. Kamitaki 1.3
Mgmt ForForForElect Director Paul J. Kosasa 1.4
Mgmt ForForForElect Director Duane K. Kurisu 1.5
Mgmt ForForForElect Director Christopher T. Lutes 1.6
Mgmt ForForForElect Director Colbert M. Matsumoto 1.7
Mgmt ForForForElect Director A. Catherine Ngo 1.8
Mgmt ForForForElect Director Saedene K. Ota 1.9
Mgmt ForForForElect Director Crystal K. Rose 1.10
Mgmt ForForForElect Director Paul K. Yonamine 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Shares Voted: 10,240
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christine H. H. Camp 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Central Pacific Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Earl E. Fry 1.2
Mgmt ForForForElect Director Wayne K. Kamitaki 1.3
Mgmt ForForForElect Director Paul J. Kosasa 1.4
Mgmt ForForForElect Director Duane K. Kurisu 1.5
Mgmt ForForForElect Director Christopher T. Lutes 1.6
Mgmt ForForForElect Director Colbert M. Matsumoto 1.7
Mgmt ForForForElect Director A. Catherine Ngo 1.8
Mgmt ForForForElect Director Saedene K. Ota 1.9
Mgmt ForForForElect Director Crystal K. Rose 1.10
Mgmt ForForForElect Director Paul K. Yonamine 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Citizens Financial Group, Inc.
Meeting Date: 04/23/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 174610105
Ticker: CFG
Shares Voted: 19,709
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce Van Saun Mgmt For For For
Mgmt ForForForElect Director Christine M. Cumming 1.2
Mgmt ForForForElect Director William P. Hankowsky 1.3
Mgmt ForForForElect Director Howard W. Hanna, III 1.4
Mgmt ForForForElect Director Leo I. ("Lee") Higdon 1.5
Mgmt ForForForElect Director Edward J. ("Ned") Kelly, III 1.6
Mgmt ForForForElect Director Charles J. ("Bud") Koch 1.7
Mgmt ForForForElect Director Robert G. Leary 1.8
Mgmt ForForForElect Director Terrance J. Lillis 1.9
Mgmt ForForForElect Director Shivan Subramaniam 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Citizens Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Wendy A. Watson 1.11
Mgmt ForForForElect Director Marita Zuraitis 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForProvide Right to Call Special Meeting 4
Mgmt ForForForAmend Certificate of Incorporation to Remove Non-Operative Provisions
5
Companhia Brasileira de Distribuicao
Meeting Date: 04/23/2020
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P30558103
Ticker: PCAR3
Shares Voted: 19,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles and Consolidate Bylaws Mgmt For For For
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Shares Voted: 7,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles and Consolidate Bylaws 1
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
2
Companhia Brasileira de Distribuicao
Meeting Date: 04/23/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P30558103
Ticker: PCAR3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Companhia Brasileira de Distribuicao
Shares Voted: 19,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt AgainstAgainstForApprove Remuneration of Company's Management and Fiscal Council
3
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
5
Shares Voted: 7,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt AgainstAgainstForApprove Remuneration of Company's Management and Fiscal Council
3
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
5
CRH Plc
Meeting Date: 04/23/2020
Record Date: 04/21/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G25508105
Ticker: CRH
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRH Plc
Shares Voted: 1,147,376
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Richie Boucher as Director 4a
Mgmt ForForForElect Johan Karlstrom as Director 4b
Mgmt ForForForElect Shaun Kelly as Director 4c
Mgmt ForForForRe-elect Heather McSharry as Director 4d
Mgmt ForForForRe-elect Albert Manifold as Director 4e
Mgmt ForForForRe-elect Senan Murphy as Director 4f
Mgmt ForForForRe-elect Gillian Platt as Director 4g
Mgmt ForForForRe-elect Mary Rhinehart as Director 4h
Mgmt ForForForRe-elect Lucinda Riches as Director 4i
Mgmt ForForForRe-elect Siobhan Talbot as Director 4j
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForForRatify Deloitte Ireland LLP as Auditors 6
Mgmt ForForForAuthorise Issue of Equity 7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
9
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 10
Mgmt ForForForAuthorise Reissuance of Treasury Shares 11
Mgmt ForForForApprove Scrip Dividend 12
Shares Voted: 695,302
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRH Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Richie Boucher as Director 4a
Mgmt ForForForElect Johan Karlstrom as Director 4b
Mgmt ForForForElect Shaun Kelly as Director 4c
Mgmt ForForForRe-elect Heather McSharry as Director 4d
Mgmt ForForForRe-elect Albert Manifold as Director 4e
Mgmt ForForForRe-elect Senan Murphy as Director 4f
Mgmt ForForForRe-elect Gillian Platt as Director 4g
Mgmt ForForForRe-elect Mary Rhinehart as Director 4h
Mgmt ForForForRe-elect Lucinda Riches as Director 4i
Mgmt ForForForRe-elect Siobhan Talbot as Director 4j
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForForRatify Deloitte Ireland LLP as Auditors 6
Mgmt ForForForAuthorise Issue of Equity 7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
9
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 10
Mgmt ForForForAuthorise Reissuance of Treasury Shares 11
Mgmt ForForForApprove Scrip Dividend 12
CRH Plc
Meeting Date: 04/23/2020
Record Date: 03/16/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G25508105
Ticker: CRH
Shares Voted: 5,085,825
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRH Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Richie Boucher as Director 4a
Mgmt ForForForElect Johan Karlstrom as Director 4b
Mgmt ForForForElect Shaun Kelly as Director 4c
Mgmt ForForForRe-elect Heather McSharry as Director 4d
Mgmt ForForForRe-elect Albert Manifold as Director 4e
Mgmt ForForForRe-elect Senan Murphy as Director 4f
Mgmt ForForForRe-elect Gillian Platt as Director 4g
Mgmt ForForForRe-elect Mary Rhinehart as Director 4h
Mgmt ForForForRe-elect Lucinda Riches as Director 4i
Mgmt ForForForRe-elect Siobhan Talbot as Director 4j
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForForRatify Deloitte Ireland LLP as Auditors 6
Mgmt ForForForAuthorise Issue of Equity 7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
9
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 10
Mgmt ForForForAuthorise Reissuance of Treasury Shares 11
Mgmt ForForForApprove Scrip Dividend 12
Shares Voted: 673,254
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRH Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Richie Boucher as Director 4a
Mgmt ForForForElect Johan Karlstrom as Director 4b
Mgmt ForForForElect Shaun Kelly as Director 4c
Mgmt ForForForRe-elect Heather McSharry as Director 4d
Mgmt ForForForRe-elect Albert Manifold as Director 4e
Mgmt ForForForRe-elect Senan Murphy as Director 4f
Mgmt ForForForRe-elect Gillian Platt as Director 4g
Mgmt ForForForRe-elect Mary Rhinehart as Director 4h
Mgmt ForForForRe-elect Lucinda Riches as Director 4i
Mgmt ForForForRe-elect Siobhan Talbot as Director 4j
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForForRatify Deloitte Ireland LLP as Auditors 6
Mgmt ForForForAuthorise Issue of Equity 7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
9
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 10
Mgmt ForForForAuthorise Reissuance of Treasury Shares 11
Mgmt ForForForApprove Scrip Dividend 12
Edison International
Meeting Date: 04/23/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 281020107
Ticker: EIX
Shares Voted: 4,460,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeanne Beliveau-Dunn Mgmt For For For
Mgmt ForForForElect Director Michael C. Camunez 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Edison International
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Vanessa C.L. Chang 1c
Mgmt ForForForElect Director James T. Morris 1d
Mgmt ForForForElect Director Timothy T. O'Toole 1e
Mgmt ForForForElect Director Pedro J. Pizarro 1f
Mgmt ForForForElect Director Carey A. Smith 1g
Mgmt ForForForElect Director Linda G. Stuntz 1h
Mgmt ForForForElect Director William P. Sullivan 1i
Mgmt ForForForElect Director Peter J. Taylor 1j
Mgmt ForForForElect Director Keith Trent 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
Shares Voted: 2,076,294
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeanne Beliveau-Dunn 1a
Mgmt ForForForElect Director Michael C. Camunez 1b
Mgmt ForForForElect Director Vanessa C.L. Chang 1c
Mgmt ForForForElect Director James T. Morris 1d
Mgmt ForForForElect Director Timothy T. O'Toole 1e
Mgmt ForForForElect Director Pedro J. Pizarro 1f
Mgmt ForForForElect Director Carey A. Smith 1g
Mgmt ForForForElect Director Linda G. Stuntz 1h
Mgmt ForForForElect Director William P. Sullivan 1i
Mgmt ForForForElect Director Peter J. Taylor 1j
Mgmt ForForForElect Director Keith Trent 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Edison International
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
Greenhill & Co., Inc.
Meeting Date: 04/23/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 395259104
Ticker: GHL
Shares Voted: 59,067
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Scott L. Bok Mgmt For For For
Mgmt ForForForElect Director Robert F. Greenhill 1b
Mgmt ForForForElect Director Steven F. Goldstone 1c
Mgmt ForForForElect Director Meryl D. Hartzband 1d
Mgmt ForForForElect Director John D. Liu 1e
Mgmt ForForForElect Director Karen P. Robards 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstAmend Proxy Access Right 4
Shares Voted: 46,556
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Scott L. Bok 1
Mgmt ForForForElect Director Robert F. Greenhill 1b
Mgmt ForForForElect Director Steven F. Goldstone 1c
Mgmt ForForForElect Director Meryl D. Hartzband 1d
Mgmt ForForForElect Director John D. Liu 1e
Mgmt ForForForElect Director Karen P. Robards 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Greenhill & Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstAmend Proxy Access Right 4
Humana Inc.
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 444859102
Ticker: HUM
Shares Voted: 206,242
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kurt J. Hilzinger Mgmt For For For
Mgmt ForForForElect Director Frank J. Bisignano 1b
Mgmt ForForForElect Director Bruce D. Broussard 1c
Mgmt ForForForElect Director Frank A. D'Amelio 1d
Mgmt ForForForElect Director W. Roy Dunbar 1e
Mgmt ForForForElect Director Wayne A.I. Frederick 1f
Mgmt ForForForElect Director John W. Garratt 1g
Mgmt ForForForElect Director David A. Jones, Jr. 1h
Mgmt ForForForElect Director Karen W. Katz 1i
Mgmt ForForForElect Director William J. McDonald 1j
Mgmt ForForForElect Director James J. O'Brien 1k
Mgmt ForForForElect Director Marissa T. Peterson 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 445,654
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director Kurt J. Hilzinger 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Humana Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director Frank J. Bisignano 1b
Mgmt ForReferForElect Director Bruce D. Broussard 1c
Mgmt ForReferForElect Director Frank A. D'Amelio 1d
Mgmt ForReferForElect Director W. Roy Dunbar 1e
Mgmt ForReferForElect Director Wayne A.I. Frederick 1f
Mgmt ForReferForElect Director John W. Garratt 1g
Mgmt ForReferForElect Director David A. Jones, Jr. 1h
Mgmt ForReferForElect Director Karen W. Katz 1i
Mgmt ForReferForElect Director William J. McDonald 1j
Mgmt ForReferForElect Director James J. O'Brien 1k
Mgmt ForReferForElect Director Marissa T. Peterson 1l
Mgmt ForReferForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForReferForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Interactive Brokers Group, Inc.
Meeting Date: 04/23/2020
Record Date: 02/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 45841N107
Ticker: IBKR
Shares Voted: 3,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Thomas Peterffy Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Earl H. Nemser 1B
Mgmt ForForForElect Director Milan Galik 1C
Mgmt ForForForElect Director Paul J. Brody 1D
Mgmt AgainstAgainstForElect Director Lawrence E. Harris 1E
Mgmt ForForForElect Director Gary Katz 1F
Mgmt ForForForElect Director John M. Damgard 1G
Mgmt ForForForElect Director Philip Uhde 1H
Mgmt ForForForElect Director William Peterffy 1I
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Interactive Brokers Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Johnson & Johnson
Meeting Date: 04/23/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 478160104
Ticker: JNJ
Shares Voted: 754,676
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary C. Beckerle Mgmt For For For
Mgmt ForForForElect Director D. Scott Davis 1b
Mgmt ForForForElect Director Ian E. L. Davis 1c
Mgmt ForForForElect Director Jennifer A. Doudna 1d
Mgmt ForForForElect Director Alex Gorsky 1e
Mgmt ForForForElect Director Marillyn A. Hewson 1f
Mgmt ForForForElect Director Hubert Joly 1g
Mgmt ForForForElect Director Mark B. McClellan 1h
Mgmt ForForForElect Director Anne M. Mulcahy 1i
Mgmt ForForForElect Director Charles Prince 1j
Mgmt ForForForElect Director A. Eugene Washington 1k
Mgmt ForForForElect Director Mark A. Weinberger 1l
Mgmt ForForForElect Director Ronald A. Williams 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAmend Certificate of Incorporation to Permit Removal of Directors With or Without Cause
4
SH ForForAgainstRequire Independent Board Chair 5
SH ForReferAgainstReport on Governance Measures Implemented Related to Opioids
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Johnson & Johnson
Shares Voted: 180,413
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mary C. Beckerle 1a
Mgmt ForForForElect Director D. Scott Davis 1b
Mgmt ForForForElect Director Ian E. L. Davis 1c
Mgmt ForForForElect Director Jennifer A. Doudna 1d
Mgmt ForForForElect Director Alex Gorsky 1e
Mgmt ForForForElect Director Marillyn A. Hewson 1f
Mgmt ForForForElect Director Hubert Joly 1g
Mgmt ForForForElect Director Mark B. McClellan 1h
Mgmt ForForForElect Director Anne M. Mulcahy 1i
Mgmt ForForForElect Director Charles Prince 1j
Mgmt ForForForElect Director A. Eugene Washington 1k
Mgmt ForForForElect Director Mark A. Weinberger 1l
Mgmt ForForForElect Director Ronald A. Williams 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAmend Certificate of Incorporation to Permit Removal of Directors With or Without Cause
4
SH ForForAgainstRequire Independent Board Chair 5
SH ForReferAgainstReport on Governance Measures Implemented Related to Opioids
6
Lithia Motors, Inc.
Meeting Date: 04/23/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 536797103
Ticker: LAD
Shares Voted: 438,115
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sidney B. DeBoer Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lithia Motors, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bryan B. DeBoer 1b
Mgmt ForForForElect Director Susan O. Cain 1c
Mgmt ForForForElect Director Shauna F. McIntyre 1d
Mgmt ForForForElect Director Louis P. Miramontes 1e
Mgmt ForForForElect Director Kenneth E. Roberts 1f
Mgmt ForForForElect Director David J. Robino 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 94,121
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sidney B. DeBoer 1a
Mgmt ForForForElect Director Bryan B. DeBoer 1b
Mgmt ForForForElect Director Susan O. Cain 1c
Mgmt ForForForElect Director Shauna F. McIntyre 1d
Mgmt ForForForElect Director Louis P. Miramontes 1e
Mgmt ForForForElect Director Kenneth E. Roberts 1f
Mgmt ForForForElect Director David J. Robino 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Localiza Rent A Car SA
Meeting Date: 04/23/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P6330Z111
Ticker: RENT3
Shares Voted: 174,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Localiza Rent A Car SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Remuneration of Company's Management
3
Mgmt ForForAgainstDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Shares Voted: 66,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Remuneration of Company's Management
3
Mgmt ForForAgainstDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Localiza Rent A Car SA
Meeting Date: 04/23/2020
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P6330Z111
Ticker: RENT3
Shares Voted: 174,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles Mgmt For For For
Mgmt ForForForConsolidate Bylaws 2
Shares Voted: 66,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles 1
Mgmt ForForForConsolidate Bylaws 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lockheed Martin Corporation
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 539830109
Ticker: LMT
Shares Voted: 15
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Daniel F. Akerson Mgmt For For For
Mgmt ForForForElect Director David B. Burritt 1.2
Mgmt ForForForElect Director Bruce A. Carlson 1.3
Mgmt ForForForElect Director Joseph F. Dunford, Jr. 1.4
Mgmt ForForForElect Director James O. Ellis, Jr. 1.5
Mgmt ForForForElect Director Thomas J. Falk 1.6
Mgmt ForForForElect Director Ilene S. Gordon 1.7
Mgmt ForForForElect Director Marillyn A. Hewson 1.8
Mgmt ForForForElect Director Vicki A. Hollub 1.9
Mgmt ForForForElect Director Jeh C. Johnson 1.10
Mgmt ForForForElect Director Debra L. Reed-Klages 1.11
Mgmt ForForForElect Director James D. Taiclet, Jr. 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
SH ForForAgainstProvide Right to Act by Written Consent 5
MGIC Investment Corporation
Meeting Date: 04/23/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 552848103
Ticker: MTG
Shares Voted: 28,983
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Daniel A. Arrigoni Mgmt For For For
Mgmt ForForForElect Director C. Edward Chaplin 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MGIC Investment Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Curt S. Culver 1.3
Mgmt ForForForElect Director Jay C. Hartzell 1.4
Mgmt ForForForElect Director Timothy A. Holt 1.5
Mgmt ForForForElect Director Kenneth M. Jastrow, II 1.6
Mgmt ForForForElect Director Jodeen A. Kozlak 1.7
Mgmt ForForForElect Director Michael E. Lehman 1.8
Mgmt ForForForElect Director Melissa B. Lora 1.9
Mgmt ForForForElect Director Timothy J. Mattke 1.10
Mgmt ForForForElect Director Gary A. Poliner 1.11
Mgmt ForForForElect Director Sheryl L. Sculley 1.12
Mgmt ForForForElect Director Mark M. Zandi 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Shares Voted: 31,229
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Daniel A. Arrigoni 1.1
Mgmt ForForForElect Director C. Edward Chaplin 1.2
Mgmt ForForForElect Director Curt S. Culver 1.3
Mgmt ForForForElect Director Jay C. Hartzell 1.4
Mgmt ForForForElect Director Timothy A. Holt 1.5
Mgmt ForForForElect Director Kenneth M. Jastrow, II 1.6
Mgmt ForForForElect Director Jodeen A. Kozlak 1.7
Mgmt ForForForElect Director Michael E. Lehman 1.8
Mgmt ForForForElect Director Melissa B. Lora 1.9
Mgmt ForForForElect Director Timothy J. Mattke 1.10
Mgmt ForForForElect Director Gary A. Poliner 1.11
Mgmt ForForForElect Director Sheryl L. Sculley 1.12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MGIC Investment Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark M. Zandi 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
NorthWestern Corporation
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 668074305
Ticker: NWE
Shares Voted: 760
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen P. Adik Mgmt For For For
Mgmt ForForForElect Director Anthony T. Clark 1.2
Mgmt ForForForElect Director Dana J. Dykhouse 1.3
Mgmt ForForForElect Director Jan R. Horsfall 1.4
Mgmt ForForForElect Director Britt E. Ide 1.5
Mgmt ForForForElect Director Julia L. Johnson 1.6
Mgmt ForForForElect Director Linda G. Sullivan 1.7
Mgmt ForForForElect Director Robert C. Rowe 1.8
Mgmt ForForForElect Director Mahvash Yazdi 1.9
Mgmt ForForForElect Director Jeffrey W. Yingling 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForOther Business 4
Shares Voted: 1,490
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen P. Adik 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NorthWestern Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony T. Clark 1.2
Mgmt ForForForElect Director Dana J. Dykhouse 1.3
Mgmt ForForForElect Director Jan R. Horsfall 1.4
Mgmt ForForForElect Director Britt E. Ide 1.5
Mgmt ForForForElect Director Julia L. Johnson 1.6
Mgmt ForForForElect Director Linda G. Sullivan 1.7
Mgmt ForForForElect Director Robert C. Rowe 1.8
Mgmt ForForForElect Director Mahvash Yazdi 1.9
Mgmt ForForForElect Director Jeffrey W. Yingling 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForOther Business 4
Olin Corporation
Meeting Date: 04/23/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 680665205
Ticker: OLN
Shares Voted: 565,614
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Heidi S. Alderman Mgmt For For For
Mgmt ForForForElect Director Beverley A. Babcock 1b
Mgmt ForForForElect Director Gray G. Benoist 1c
Mgmt ForForForElect Director Scott D. Ferguson 1d
Mgmt ForForForElect Director John E. Fischer 1e
Mgmt ForForForElect Director W. Barnes Hauptfuhrer 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForDeclassify the Board of Directors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Olin Corporation
Shares Voted: 99,019
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Heidi S. Alderman 1a
Mgmt ForForForElect Director Beverley A. Babcock 1b
Mgmt ForForForElect Director Gray G. Benoist 1c
Mgmt ForForForElect Director Scott D. Ferguson 1d
Mgmt ForForForElect Director John E. Fischer 1e
Mgmt ForForForElect Director W. Barnes Hauptfuhrer 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForDeclassify the Board of Directors 4
Pfizer Inc.
Meeting Date: 04/23/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 717081103
Ticker: PFE
Shares Voted: 15,540,558
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald E. Blaylock Mgmt For For For
Mgmt ForForForElect Director Albert Bourla 1.2
Mgmt ForForForElect Director W. Don Cornwell 1.3
Mgmt ForForForElect Director Joseph J. Echevarria 1.4
Mgmt ForForForElect Director Scott Gottlieb 1.5
Mgmt ForForForElect Director Helen H. Hobbs 1.6
Mgmt ForForForElect Director Susan Hockfield 1.7
Mgmt AgainstAgainstForElect Director James M. Kilts 1.8
Mgmt ForForForElect Director Dan R. Littman 1.9
Mgmt ForForForElect Director Shantanu Narayen 1.10
Mgmt ForForForElect Director Suzanne Nora Johnson 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pfizer Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James Quincey 1.12
Mgmt ForForForElect Director James C. Smith 1.13
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH ForForAgainstAmend Proxy Access Right 5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Independent Board Chair 7
SH AgainstAgainstAgainstReport on Gender Pay Gap 8
Mgmt ForForForElect Director Susan Desmond-Hellmann 9
Shares Voted: 2,350,713
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ronald E. Blaylock 1.1
Mgmt ForForForElect Director Albert Bourla 1.2
Mgmt ForForForElect Director W. Don Cornwell 1.3
Mgmt ForForForElect Director Joseph J. Echevarria 1.4
Mgmt ForForForElect Director Scott Gottlieb 1.5
Mgmt ForForForElect Director Helen H. Hobbs 1.6
Mgmt ForForForElect Director Susan Hockfield 1.7
Mgmt AgainstAgainstForElect Director James M. Kilts 1.8
Mgmt ForForForElect Director Dan R. Littman 1.9
Mgmt ForForForElect Director Shantanu Narayen 1.10
Mgmt ForForForElect Director Suzanne Nora Johnson 1.11
Mgmt ForForForElect Director James Quincey 1.12
Mgmt ForForForElect Director James C. Smith 1.13
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pfizer Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstAmend Proxy Access Right 5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Independent Board Chair 7
SH AgainstAgainstAgainstReport on Gender Pay Gap 8
Mgmt ForForForElect Director Susan Desmond-Hellmann 9
Schneider Electric SE
Meeting Date: 04/23/2020
Record Date: 04/21/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F86921107
Ticker: SU
Shares Voted: 1,195
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.55 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Termination Package of Emmanuel Babeau, Vice-CEO
5
Mgmt ForForForApprove Compensation Report 6
Mgmt ForForForApprove Compensation of Jean-Pascal Tricoire, Chairman and CEO
7
Mgmt ForForForApprove Compensation of Emmanuel Babeau, Vice-CEO
8
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
9
Mgmt ForForForApprove Remuneration Policy of Emmanuel Babeau, Vice-CEO
10
Mgmt ForForForApprove Remuneration Policy of Board Members
11
Mgmt ForForForReelect Leo Apotheker as Director 12
Mgmt ForForForReelect Cecile Cabanis as Director 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Schneider Electric SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Fred Kindle as Director 14
Mgmt ForForForReelect Willy Kissling as Director 15
Mgmt ForForForElect Jill Lee as Director 16
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt ForForForAmend Article 11 of Bylaws to Comply with New Regulation Re: Employee Representatives
18
Mgmt ForForForAmend Articles 13 and 16 of Bylaws to Comply with New Regulation
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
21
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
22
Schweitzer-Mauduit International, Inc.
Meeting Date: 04/23/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 808541106
Ticker: SWM
Shares Voted: 877,647
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark L. Bye Mgmt For For For
Mgmt ForForForElect Director Jeffrey J. Keenan 1.2
Mgmt ForForForElect Director Marco Levi 1.3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 162,850
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Schweitzer-Mauduit International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark L. Bye 1.1
Mgmt ForForForElect Director Jeffrey J. Keenan 1.2
Mgmt ForForForElect Director Marco Levi 1.3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Sociedad Quimica y Minera de Chile SA
Meeting Date: 04/23/2020
Record Date: 03/27/2020
Country: Chile
Meeting Type: Annual
Primary Security ID: P8716X108
Ticker: SQM.B
Shares Voted: 1,648
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForDesignate Auditors 2
Mgmt ForForForDesignate Risk Assessment Companies 3
Mgmt ForForForDesignate Account Inspectors 4
Mgmt ForForForApprove Investment Policy 5
Mgmt ForForForApprove Financing Policy 6
Mgmt ForForForApprove Dividends 7
Mgmt ForForForApprove Remuneration of Board of Directors and Board Committees
8
Mgmt AgainstAgainstForOther Business 9
Shares Voted: 697
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sociedad Quimica y Minera de Chile SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDesignate Auditors 2
Mgmt ForForForDesignate Risk Assessment Companies 3
Mgmt ForForForDesignate Account Inspectors 4
Mgmt ForForForApprove Investment Policy 5
Mgmt ForForForApprove Financing Policy 6
Mgmt ForForForApprove Dividends 7
Mgmt ForForForApprove Remuneration of Board of Directors and Board Committees
8
Mgmt AgainstAgainstForOther Business 9
SVB Financial Group
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 78486Q101
Ticker: SIVB
Shares Voted: 603
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Greg W. Becker Mgmt For For For
Mgmt ForForForElect Director Eric A. Benhamou 1.2
Mgmt ForForForElect Director John S. Clendening 1.3
Mgmt ForForForElect Director Roger F. Dunbar 1.4
Mgmt ForForForElect Director Joel P. Friedman 1.5
Mgmt ForForForElect Director Jeffrey N. Maggioncalda 1.6
Mgmt ForForForElect Director Kay Matthews 1.7
Mgmt ForForForElect Director Mary J. Miller 1.8
Mgmt ForForForElect Director Kate D. Mitchell 1.9
Mgmt ForForForElect Director John F. Robinson 1.10
Mgmt ForForForElect Director Garen K. Staglin 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Texas Instruments Incorporated
Meeting Date: 04/23/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 882508104
Ticker: TXN
Shares Voted: 120
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark A. Blinn Mgmt For For For
Mgmt ForForForElect Director Todd M. Bluedorn 1b
Mgmt ForForForElect Director Janet F. Clark 1c
Mgmt ForForForElect Director Carrie S. Cox 1d
Mgmt ForForForElect Director Martin S. Craighead 1e
Mgmt ForForForElect Director Jean M. Hobby 1f
Mgmt ForForForElect Director Michael D. Hsu 1g
Mgmt ForForForElect Director Ronald Kirk 1h
Mgmt ForForForElect Director Pamela H. Patsley 1i
Mgmt ForForForElect Director Robert E. Sanchez 1j
Mgmt ForForForElect Director Richard k. Templeton 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
The AES Corporation
Meeting Date: 04/23/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00130H105
Ticker: AES
Shares Voted: 408,565
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Janet G. Davidson Mgmt For For For
Mgmt ForForForElect Director Andres R. Gluski 1.2
Mgmt ForForForElect Director Tarun Khanna 1.3
Mgmt ForForForElect Director Holly K. Koeppel 1.4
Mgmt ForForForElect Director Julia M. Laulis 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The AES Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James H. Miller 1.6
Mgmt ForForForElect Director Alain Monie 1.7
Mgmt ForForForElect Director John B. Morse, Jr. 1.8
Mgmt ForForForElect Director Moises Naim 1.9
Mgmt ForForForElect Director Jeffrey W. Ubben 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors
4
Shares Voted: 15,402
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Janet G. Davidson 1.1
Mgmt ForForForElect Director Andres R. Gluski 1.2
Mgmt ForForForElect Director Tarun Khanna 1.3
Mgmt ForForForElect Director Holly K. Koeppel 1.4
Mgmt ForForForElect Director Julia M. Laulis 1.5
Mgmt ForForForElect Director James H. Miller 1.6
Mgmt ForForForElect Director Alain Monie 1.7
Mgmt ForForForElect Director John B. Morse, Jr. 1.8
Mgmt ForForForElect Director Moises Naim 1.9
Mgmt ForForForElect Director Jeffrey W. Ubben 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw and Charter Amendments Adopted by the Board of Directors
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Trelleborg AB
Meeting Date: 04/23/2020
Record Date: 04/17/2020
Country: Sweden
Meeting Type: Annual
Primary Security ID: W96297101
Ticker: TREL.B
Shares Voted: 3,476
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting; Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForPrepare and Approve List of Shareholders 2
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForApprove Agenda of Meeting 5
MgmtReceive President's Report 6
MgmtReceive Financial Statements and Statutory Reports
7
MgmtReceive Board's Report 8
Mgmt ForForForAccept Financial Statements and Statutory Reports
9.a
Mgmt ForForForApprove Allocation of Income and Dividends of SEK 2.40 Per Share
9.b
Mgmt ForForForApprove Discharge of Board and President 9.c
MgmtReceive Nominating Committee's Report 10
Mgmt ForForForDetermine Number of Members (7) and Deputy Members (0) of Board
11
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1.75 Million for Chairman and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
12
Mgmt AgainstAgainstForReelect Hans Biorck (Chairman), Gunilla Fransson, Johan Malmquist, Peter Nilsson, Anne Mette Olesen, Susanne Pahlen Aklundh and Jan Stahlberg as Directors; Ratify Deloitte as Auditors
13
Mgmt AgainstAgainstForApprove Remuneration Policy And Other Terms of Employment For Executive Management
14
MgmtClose Meeting 15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Abbott Laboratories
Meeting Date: 04/24/2020
Record Date: 02/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 002824100
Ticker: ABT
Shares Voted: 759,228
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt For For For
Mgmt WithholdWithholdForElect Director Roxanne S. Austin 1.2
Mgmt ForForForElect Director Sally E. Blount 1.3
Mgmt ForForForElect Director Robert B. Ford 1.4
Mgmt ForForForElect Director Michelle A. Kumbier 1.5
Mgmt ForForForElect Director Edward M. Liddy 1.6
Mgmt ForForForElect Director Darren W. McDew 1.7
Mgmt ForForForElect Director Nancy McKinstry 1.8
Mgmt ForForForElect Director Phebe N. Novakovic 1.9
Mgmt ForForForElect Director William A. Osborn 1.10
Mgmt ForForForElect Director Daniel J. Starks 1.11
Mgmt ForForForElect Director John G. Stratton 1.12
Mgmt ForForForElect Director Glenn F. Tilton 1.13
Mgmt ForForForElect Director Miles D. White 1.14
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstIncrease Disclosure of Compensation Adjustments
5
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
6
SH ForForAgainstAdopt Simple Majority Vote 7
Shares Voted: 73,705
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert J. Alpern 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Abbott Laboratories
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Roxanne S. Austin 1.2
Mgmt ForForForElect Director Sally E. Blount 1.3
Mgmt ForForForElect Director Robert B. Ford 1.4
Mgmt ForForForElect Director Michelle A. Kumbier 1.5
Mgmt ForForForElect Director Edward M. Liddy 1.6
Mgmt ForForForElect Director Darren W. McDew 1.7
Mgmt ForForForElect Director Nancy McKinstry 1.8
Mgmt ForForForElect Director Phebe N. Novakovic 1.9
Mgmt ForForForElect Director William A. Osborn 1.10
Mgmt ForForForElect Director Daniel J. Starks 1.11
Mgmt ForForForElect Director John G. Stratton 1.12
Mgmt ForForForElect Director Glenn F. Tilton 1.13
Mgmt ForForForElect Director Miles D. White 1.14
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstIncrease Disclosure of Compensation Adjustments
5
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
6
SH ForForAgainstAdopt Simple Majority Vote 7
Ambev SA
Meeting Date: 04/24/2020
Record Date: 03/25/2020
Country: Brazil
Meeting Type: Annual/Special
Primary Security ID: P0273U106
Ticker: ABEV3
Shares Voted: 4,279,735
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary General Meeting
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ambev SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForFix Number of Directors at 11 3
Mgmt AgainstAgainstForElect Directors 4a
Mgmt AgainstAgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
4b
Mgmt AbstainAbstainNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
4c
Mgmt AbstainAbstainForElect Fiscal Council Members 5a.i
Mgmt AgainstAgainstNoneIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
5a.ii
SH ForForNoneElect Vinicius Balbino Bouhid as Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder
5b
Mgmt ForForForApprove Remuneration of Company's Management
6
Mgmt ForForForApprove Remuneration of Fiscal Council Members
7
MgmtExtraordinary General Meeting
Mgmt ForForForAmend Article 5 to Reflect Changes in Capital 1
Mgmt ForForForAmend Article 8 2
Mgmt ForForForAmend Articles 11, 15, 16, 17, 18 and 19 3
Mgmt ForForForAmend Article 21 4
Mgmt ForForForAmend Articles 22 to 34 5
Mgmt ForForForConsolidate Bylaws 6
Mgmt AgainstAgainstForAmend Restricted Stock Plan 7
Shares Voted: 1,918,925
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ambev SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtOrdinary General Meeting
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForFix Number of Directors at 11 3
Mgmt AgainstAgainstForElect Directors 4a
Mgmt AgainstAgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
4b
Mgmt AbstainAbstainNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below?
4c
Mgmt AbstainAbstainForElect Fiscal Council Members 5a.i
Mgmt AgainstAgainstNoneIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
5a.ii
SH ForForNoneElect Vinicius Balbino Bouhid as Fiscal Council Member and Carlos Tersandro Fonseca Adeodato as Alternate Appointed by Minority Shareholder
5b
Mgmt ForForForApprove Remuneration of Company's Management
6
Mgmt ForForForApprove Remuneration of Fiscal Council Members
7
MgmtExtraordinary General Meeting
Mgmt ForForForAmend Article 5 to Reflect Changes in Capital 1
Mgmt ForForForAmend Article 8 2
Mgmt ForForForAmend Articles 11, 15, 16, 17, 18 and 19 3
Mgmt ForForForAmend Article 21 4
Mgmt ForForForAmend Articles 22 to 34 5
Mgmt ForForForConsolidate Bylaws 6
Mgmt AgainstAgainstForAmend Restricted Stock Plan 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AT&T Inc.
Meeting Date: 04/24/2020
Record Date: 02/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00206R102
Ticker: T
Shares Voted: 6,260
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Randall L. Stephenson Mgmt For For For
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1.2
Mgmt ForForForElect Director Richard W. Fisher 1.3
Mgmt ForForForElect Director Scott T. Ford 1.4
Mgmt ForForForElect Director Glenn H. Hutchins 1.5
Mgmt ForForForElect Director William E. Kennard 1.6
Mgmt ForForForElect Director Debra L. Lee 1.7
Mgmt ForForForElect Director Stephen J. Luczo 1.8
Mgmt ForForForElect Director Michael B. McCallister 1.9
Mgmt ForForForElect Director Beth E. Mooney 1.10
Mgmt ForForForElect Director Matthew K. Rose 1.11
Mgmt ForForForElect Director Cynthia B. Taylor 1.12
Mgmt ForForForElect Director Geoffrey Y. Yang 1.13
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SH AgainstAgainstAgainstApprove Nomination of Employee Representative Director
5
SH AgainstAgainstAgainstImprove Guiding Principles of Executive Compensation
6
Shares Voted: 411,516
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Randall L. Stephenson 1.1
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1.2
Mgmt ForForForElect Director Richard W. Fisher 1.3
Mgmt ForForForElect Director Scott T. Ford 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AT&T Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Glenn H. Hutchins 1.5
Mgmt ForForForElect Director William E. Kennard 1.6
Mgmt ForForForElect Director Debra L. Lee 1.7
Mgmt ForForForElect Director Stephen J. Luczo 1.8
Mgmt ForForForElect Director Michael B. McCallister 1.9
Mgmt ForForForElect Director Beth E. Mooney 1.10
Mgmt ForForForElect Director Matthew K. Rose 1.11
Mgmt ForForForElect Director Cynthia B. Taylor 1.12
Mgmt ForForForElect Director Geoffrey Y. Yang 1.13
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SH AgainstAgainstAgainstApprove Nomination of Employee Representative Director
5
SH AgainstAgainstAgainstImprove Guiding Principles of Executive Compensation
6
Fortune Real Estate Investment Trust
Meeting Date: 04/24/2020
Record Date: 04/20/2020
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y2616W104
Ticker: 778
Shares Voted: 72,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Authorize Repurchase of Issued Unit Capital Mgmt For For For
Grupo Financiero Banorte SAB de CV
Meeting Date: 04/24/2020
Record Date: 04/13/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P49501201
Ticker: GFNORTEO
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Financiero Banorte SAB de CV
Shares Voted: 109,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.a Approve CEO's Report on Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information
1.b
Mgmt ForForForApprove Board's Report on Operations and Activities Undertaken by Board
1.c
Mgmt ForForForApprove Report on Activities of Audit and Corporate Practices Committee
1.d
Mgmt ForForForApprove All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee
1.e
Mgmt ForForForApprove Allocation of Income 2
MgmtReceive Auditor's Report on Tax Position of Company
3
Mgmt AgainstAgainstForElect Carlos Hank Gonzalez as Board Chairman
4.a1
Mgmt ForForForElect Juan Antonio Gonzalez Moreno as Director
4.a2
Mgmt ForForForElect David Juan Villarreal Montemayor as Director
4.a3
Mgmt AgainstAgainstForElect Jose Marcos Ramirez Miguel as Director 4.a4
Mgmt ForForForElect Carlos de la Isla Corry as Director 4.a5
Mgmt AgainstAgainstForElect Everardo Elizondo Almaguer as Director 4.a6
Mgmt ForForForElect Carmen Patricia Armendariz Guerra as Director
4.a7
Mgmt ForForForElect Hector Federico Reyes Retana y Dahl as Director
4.a8
Mgmt ForForForElect Alfredo Elias Ayub as Director 4.a9
Mgmt AgainstAgainstForElect Adrian Sada Cueva as Director 4.a10
Mgmt ForForForElect David Penaloza Alanis as Director 4.a11
Mgmt AgainstAgainstForElect Jose Antonio Chedraui Eguia as Director 4.a12
Mgmt AgainstAgainstForElect Alfonso de Angoitia Noriega as Director 4.a13
Mgmt AgainstAgainstForElect Thomas Stanley Heather Rodriguez as Director
4.a14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Financiero Banorte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Graciela Gonzalez Moreno as Alternate Director
4.a15
Mgmt ForForForElect Juan Antonio Gonzalez Marcos as Alternate Director
4.a16
Mgmt ForForForElect Alberto Halabe Hamui as Alternate Director
4.a17
Mgmt ForForForElect Gerardo Salazar Viezca as Alternate Director
4.a18
Mgmt ForForForElect Alberto Perez-Jacome Friscione as Alternate Director
4.a19
Mgmt ForForForElect Diego Martinez Rueda-Chapital as Alternate Director
4.a20
Mgmt ForForForElect Roberto Kelleher Vales as Alternate Director
4.a21
Mgmt ForForForElect Clemente Ismael Reyes Retana Valdes as Alternate Director
4.a22
Mgmt ForForForElect Isaac Becker Kabacnik as Alternate Director
4.a23
Mgmt ForForForElect Jose Maria Garza Trevino as Alternate Director
4.a24
Mgmt ForForForElect Carlos Cesarman Kolteniuk as Alternate Director
4.a25
Mgmt ForForForElect Humberto Tafolla Nunez as Alternate Director
4.a26
Mgmt ForForForElect Guadalupe Phillips Margain as Alternate Director
4.a27
Mgmt ForForForElect Ricardo Maldonado Yanez as Alternate Director
4.a28
Mgmt ForForForElect Hector Avila Flores (Non-Member) as Board Secretary
4.b
Mgmt ForForForApprove Directors Liability and Indemnification
4.c
Mgmt ForForForApprove Remuneration of Directors 5
Mgmt ForForForElect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee
6
Mgmt ForForForApprove Report on Share Repurchase 7.1
Mgmt ForForForSet Aggregate Nominal Amount of Share Repurchase Reserve
7.2
Mgmt ForForForApprove Certification of the Company's Bylaws
8
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Financiero Banorte SAB de CV
Shares Voted: 41,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove CEO's Report on Financial Statements and Statutory Reports
1.a
Mgmt ForForForApprove Board's Report on Policies and Accounting Information and Criteria Followed in Preparation of Financial Information
1.b
Mgmt ForForForApprove Board's Report on Operations and Activities Undertaken by Board
1.c
Mgmt ForForForApprove Report on Activities of Audit and Corporate Practices Committee
1.d
Mgmt ForForForApprove All Operations Carried out by Company and Ratify Actions Carried out by Board, CEO and Audit and Corporate Practices Committee
1.e
Mgmt ForForForApprove Allocation of Income 2
MgmtReceive Auditor's Report on Tax Position of Company
3
Mgmt AgainstAgainstForElect Carlos Hank Gonzalez as Board Chairman
4.a1
Mgmt ForForForElect Juan Antonio Gonzalez Moreno as Director
4.a2
Mgmt ForForForElect David Juan Villarreal Montemayor as Director
4.a3
Mgmt AgainstAgainstForElect Jose Marcos Ramirez Miguel as Director 4.a4
Mgmt ForForForElect Carlos de la Isla Corry as Director 4.a5
Mgmt AgainstAgainstForElect Everardo Elizondo Almaguer as Director 4.a6
Mgmt ForForForElect Carmen Patricia Armendariz Guerra as Director
4.a7
Mgmt ForForForElect Hector Federico Reyes Retana y Dahl as Director
4.a8
Mgmt ForForForElect Alfredo Elias Ayub as Director 4.a9
Mgmt AgainstAgainstForElect Adrian Sada Cueva as Director 4.a10
Mgmt ForForForElect David Penaloza Alanis as Director 4.a11
Mgmt AgainstAgainstForElect Jose Antonio Chedraui Eguia as Director 4.a12
Mgmt AgainstAgainstForElect Alfonso de Angoitia Noriega as Director 4.a13
Mgmt AgainstAgainstForElect Thomas Stanley Heather Rodriguez as Director
4.a14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Financiero Banorte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Graciela Gonzalez Moreno as Alternate Director
4.a15
Mgmt ForForForElect Juan Antonio Gonzalez Marcos as Alternate Director
4.a16
Mgmt ForForForElect Alberto Halabe Hamui as Alternate Director
4.a17
Mgmt ForForForElect Gerardo Salazar Viezca as Alternate Director
4.a18
Mgmt ForForForElect Alberto Perez-Jacome Friscione as Alternate Director
4.a19
Mgmt ForForForElect Diego Martinez Rueda-Chapital as Alternate Director
4.a20
Mgmt ForForForElect Roberto Kelleher Vales as Alternate Director
4.a21
Mgmt ForForForElect Clemente Ismael Reyes Retana Valdes as Alternate Director
4.a22
Mgmt ForForForElect Isaac Becker Kabacnik as Alternate Director
4.a23
Mgmt ForForForElect Jose Maria Garza Trevino as Alternate Director
4.a24
Mgmt ForForForElect Carlos Cesarman Kolteniuk as Alternate Director
4.a25
Mgmt ForForForElect Humberto Tafolla Nunez as Alternate Director
4.a26
Mgmt ForForForElect Guadalupe Phillips Margain as Alternate Director
4.a27
Mgmt ForForForElect Ricardo Maldonado Yanez as Alternate Director
4.a28
Mgmt ForForForElect Hector Avila Flores (Non-Member) as Board Secretary
4.b
Mgmt ForForForApprove Directors Liability and Indemnification
4.c
Mgmt ForForForApprove Remuneration of Directors 5
Mgmt ForForForElect Hector Federico Reyes Retana y Dahl as Chairman of Audit and Corporate Practices Committee
6
Mgmt ForForForApprove Report on Share Repurchase 7.1
Mgmt ForForForSet Aggregate Nominal Amount of Share Repurchase Reserve
7.2
Mgmt ForForForApprove Certification of the Company's Bylaws
8
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
L3Harris Technologies, Inc.
Meeting Date: 04/24/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 502431109
Ticker: LHX
Shares Voted: 259,962
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sallie B. Bailey Mgmt For For For
Mgmt ForForForElect Director William M. Brown 1b
Mgmt ForForForElect Director Peter W. Chiarelli 1c
Mgmt ForForForElect Director Thomas A. Corcoran 1d
Mgmt ForForForElect Director Thomas A. Dattilo 1e
Mgmt ForForForElect Director Roger B. Fradin 1f
Mgmt ForForForElect Director Lewis Hay, III 1g
Mgmt ForForForElect Director Lewis Kramer 1h
Mgmt ForForForElect Director Christopher E. Kubasik 1i
Mgmt ForForForElect Director Rita S. Lane 1j
Mgmt ForForForElect Director Robert B. Millard 1k
Mgmt ForForForElect Director Lloyd W. Newton 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForEliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations
4
Mgmt ForForForAmend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision
5
Mgmt ForForForAmend Certificate of Incorporation to Eliminate Cumulative Voting Provision
6
SH ForForAgainstProvide Right to Act by Written Consent 7
Shares Voted: 861,196
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sallie B. Bailey 1a
Mgmt ForForForElect Director William M. Brown 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
L3Harris Technologies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter W. Chiarelli 1c
Mgmt ForForForElect Director Thomas A. Corcoran 1d
Mgmt ForForForElect Director Thomas A. Dattilo 1e
Mgmt ForForForElect Director Roger B. Fradin 1f
Mgmt ForForForElect Director Lewis Hay, III 1g
Mgmt ForForForElect Director Lewis Kramer 1h
Mgmt ForForForElect Director Christopher E. Kubasik 1i
Mgmt ForForForElect Director Rita S. Lane 1j
Mgmt ForForForElect Director Robert B. Millard 1k
Mgmt ForForForElect Director Lloyd W. Newton 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForEliminate Supermajority Vote Requirement and Fair Price Requirements for Business Combinations
4
Mgmt ForForForAmend Certificate of Incorporation to Eliminate the Anti-Greenmail Provision
5
Mgmt ForForForAmend Certificate of Incorporation to Eliminate Cumulative Voting Provision
6
SH ForForAgainstProvide Right to Act by Written Consent 7
South Jersey Industries, Inc.
Meeting Date: 04/24/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 838518108
Ticker: SJI
Shares Voted: 3,626
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sarah M. Barpoulis Mgmt For For For
Mgmt ForForForElect Director Keith S. Campbell 1b
Mgmt ForForForElect Director Victor A. Fortkiewicz 1c
Mgmt ForForForElect Director Sheila Hartnett-Devlin 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
South Jersey Industries, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director G. Edison Holland, Jr. 1e
Mgmt ForForForElect Director Sunita Holzer 1f
Mgmt ForForForElect Director Kevin M. O'Dowd 1g
Mgmt ForForForElect Director Michael J. Renna 1h
Mgmt ForForForElect Director Joseph M. Rigby 1i
Mgmt ForForForElect Director Frank L. Sims 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche as Auditors 3
Shares Voted: 7,140
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sarah M. Barpoulis 1a
Mgmt ForForForElect Director Keith S. Campbell 1b
Mgmt ForForForElect Director Victor A. Fortkiewicz 1c
Mgmt ForForForElect Director Sheila Hartnett-Devlin 1d
Mgmt ForForForElect Director G. Edison Holland, Jr. 1e
Mgmt ForForForElect Director Sunita Holzer 1f
Mgmt ForForForElect Director Kevin M. O'Dowd 1g
Mgmt ForForForElect Director Michael J. Renna 1h
Mgmt ForForForElect Director Joseph M. Rigby 1i
Mgmt ForForForElect Director Frank L. Sims 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche as Auditors 3
The Stars Group Inc.
Meeting Date: 04/24/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Special
Primary Security ID: 85570W100
Ticker: TSGI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Stars Group Inc.
Shares Voted: 3,684
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition by Flutter Entertainment plc
Mgmt For For For
Shares Voted: 318,258
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Acquisition by Flutter Entertainment plc
1
Warrior Met Coal, Inc.
Meeting Date: 04/24/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 93627C101
Ticker: HCC
Shares Voted: 24,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen D. Williams Mgmt For For For
Mgmt ForForForElect Director Ana B. Amicarella 1.2
Mgmt WithholdWithholdForElect Director J. Brett Harvey 1.3
Mgmt ForForForElect Director Walter J. Scheller, III 1.4
Mgmt WithholdWithholdForElect Director Alan H. Schumacher 1.5
Mgmt WithholdWithholdForElect Director Gareth N. Turner 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAdopt NOL Rights Plan (NOL Pill) 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 34,513
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen D. Williams 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Warrior Met Coal, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ana B. Amicarella 1.2
Mgmt WithholdWithholdForElect Director J. Brett Harvey 1.3
Mgmt ForForForElect Director Walter J. Scheller, III 1.4
Mgmt WithholdWithholdForElect Director Alan H. Schumacher 1.5
Mgmt WithholdWithholdForElect Director Gareth N. Turner 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAdopt NOL Rights Plan (NOL Pill) 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Coherent, Inc.
Meeting Date: 04/27/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 192479103
Ticker: COHR
Shares Voted: 61,718
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jay T. Flatley Mgmt For For For
Mgmt ForForForElect Director Pamela Fletcher 1b
Mgmt ForForForElect Director Andreas (Andy) W. Mattes 1c
Mgmt ForForForElect Director Beverly Kay Matthews 1d
Mgmt ForForForElect Director Michael R. McMullen 1e
Mgmt ForForForElect Director Garry W. Rogerson 1f
Mgmt ForForForElect Director Steve Skaggs 1g
Mgmt ForForForElect Director Sandeep Vij 1h
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Coherent, Inc.
Shares Voted: 6,702
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jay T. Flatley 1a
Mgmt ForForForElect Director Pamela Fletcher 1b
Mgmt ForForForElect Director Andreas (Andy) W. Mattes 1c
Mgmt ForForForElect Director Beverly Kay Matthews 1d
Mgmt ForForForElect Director Michael R. McMullen 1e
Mgmt ForForForElect Director Garry W. Rogerson 1f
Mgmt ForForForElect Director Steve Skaggs 1g
Mgmt ForForForElect Director Sandeep Vij 1h
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Concho Resources Inc.
Meeting Date: 04/27/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 20605P101
Ticker: CXO
Shares Voted: 1,082
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Timothy A. Leach Mgmt For For For
Mgmt AgainstAgainstForElect Director William H. Easter, III 1.2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Raytheon Technologies Corporation
Meeting Date: 04/27/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 75513E101
Ticker: RTX
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Raytheon Technologies Corporation
Shares Voted: 3,767,044
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd J. Austin, III Mgmt For For For
Mgmt ForForForElect Director Gregory J. Hayes 1b
Mgmt ForForForElect Director Marshall O. Larsen 1c
Mgmt ForForForElect Director Robert K. (Kelly) Ortberg 1d
Mgmt ForForForElect Director Margaret L. O'Sullivan 1e
Mgmt ForForForElect Director Denise L. Ramos 1f
Mgmt ForForForElect Director Fredric G. Reynolds 1g
Mgmt ForForForElect Director Brian C. Rogers 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForNoneAdopt Simple Majority Vote 4
SH AgainstAgainstAgainstReport on Plant Closures 5
Shares Voted: 562,499
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lloyd J. Austin, III 1a
Mgmt ForForForElect Director Gregory J. Hayes 1b
Mgmt ForForForElect Director Marshall O. Larsen 1c
Mgmt ForForForElect Director Robert K. (Kelly) Ortberg 1d
Mgmt ForForForElect Director Margaret L. O'Sullivan 1e
Mgmt ForForForElect Director Denise L. Ramos 1f
Mgmt ForForForElect Director Fredric G. Reynolds 1g
Mgmt ForForForElect Director Brian C. Rogers 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForNoneAdopt Simple Majority Vote 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Raytheon Technologies Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstReport on Plant Closures 5
The Boeing Company
Meeting Date: 04/27/2020
Record Date: 02/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 097023105
Ticker: BA
Shares Voted: 400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert A. Bradway Mgmt For For For
Mgmt ForForForElect Director David L. Calhoun 1b
Mgmt AgainstAgainstForElect Director Arthur D. Collins, Jr. 1c
Mgmt AgainstAgainstForElect Director Edmund P. Giambastiani, Jr. 1d
Mgmt ForForForElect Director Lynn J. Good 1e
MgmtElect Director Nikki R. Haley - Withdrawn Resolution
1f
Mgmt ForForForElect Director Akhil Johri 1g
Mgmt ForForForElect Director Lawrence W. Kellner 1h
Mgmt ForForForElect Director Caroline B. Kennedy 1i
Mgmt ForForForElect Director Steven M. Mollenkopf 1j
Mgmt ForForForElect Director John M. Richardson 1k
Mgmt AgainstAgainstForElect Director Susan C. Schwab 1l
Mgmt AgainstAgainstForElect Director Ronald A. Williams 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstRequire Director Nominee Qualifications 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstRequire Independent Board Chairman 6
SH ForForAgainstProvide Right to Act by Written Consent 7
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Boeing Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstIncrease Disclosure of Compensation Adjustments
9
Ally Financial Inc.
Meeting Date: 04/28/2020
Record Date: 03/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 02005N100
Ticker: ALLY
Shares Voted: 25
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Franklin W. Hobbs Mgmt For For For
Mgmt ForForForElect Director Kenneth J. Bacon 1.2
Mgmt ForForForElect Director Katryn (Trynka) Shineman Blake
1.3
Mgmt ForForForElect Director Maureen A. Breakiron-Evans 1.4
Mgmt ForForForElect Director William H. Cary 1.5
Mgmt ForForForElect Director Mayree C. Clark 1.6
Mgmt ForForForElect Director Kim S. Fennebresque 1.7
Mgmt ForForForElect Director Marjorie Magner 1.8
Mgmt ForForForElect Director Brian H. Sharples 1.9
Mgmt ForForForElect Director John J. Stack 1.10
Mgmt ForForForElect Director Michael F. Steib 1.11
Mgmt ForForForElect Director Jeffrey J. Brown 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Bausch Health Companies Inc.
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 071734107
Ticker: BHC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bausch Health Companies Inc.
Shares Voted: 387,098
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard U. De Schutter Mgmt For For For
Mgmt ForForForElect Director D. Robert Hale 1b
Mgmt ForForForElect Director Argeris (Jerry) N. Karabelas 1c
Mgmt ForForForElect Director Sarah B. Kavanagh 1d
Mgmt ForForForElect Director Joseph C. Papa 1e
Mgmt ForForForElect Director John A. Paulson 1f
Mgmt ForForForElect Director Robert N. Power 1g
Mgmt ForForForElect Director Russel C. Robertson 1h
Mgmt ForForForElect Director Thomas W. Ross, Sr. 1i
Mgmt ForForForElect Director Andrew C. von Eschenbach 1j
Mgmt ForForForElect Director Amy B. Wechsler 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Shares Voted: 71,040
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard U. De Schutter 1a
Mgmt ForForForElect Director D. Robert Hale 1b
Mgmt ForForForElect Director Argeris (Jerry) N. Karabelas 1c
Mgmt ForForForElect Director Sarah B. Kavanagh 1d
Mgmt ForForForElect Director Joseph C. Papa 1e
Mgmt ForForForElect Director John A. Paulson 1f
Mgmt ForForForElect Director Robert N. Power 1g
Mgmt ForForForElect Director Russel C. Robertson 1h
Mgmt ForForForElect Director Thomas W. Ross, Sr. 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bausch Health Companies Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Andrew C. von Eschenbach 1j
Mgmt ForForForElect Director Amy B. Wechsler 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Bayer AG
Meeting Date: 04/28/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D0712D163
Ticker: BAYN
Shares Voted: 150,675
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 2.80 per Share for Fiscal 2019
Mgmt For For For
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
2
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
3
Mgmt ForForForElect Ertharin Cousin to the Supervisory Board 4.1
Mgmt ForForForElect Otmar Wiestler to the Supervisory Board 4.2
Mgmt ForForForElect Horst Baier to the Supervisory Board 4.3
Mgmt ForForForApprove Remuneration Policy for the Management Board
5
Mgmt ForForForApprove Remuneration Policy for the Supervisory Board
6
Mgmt ForForForAmend Articles Re: Supervisory Board Term of Office
7
Mgmt ForForForRatify Deloitte GmbH as Auditors for Fiscal 2020
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Brixmor Property Group Inc.
Meeting Date: 04/28/2020
Record Date: 02/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 11120U105
Ticker: BRX
Shares Voted: 9,866
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James M. Taylor, Jr. Mgmt For For For
Mgmt ForForForElect Director John G. Schreiber 1.2
Mgmt ForForForElect Director Michael Berman 1.3
Mgmt ForForForElect Director Julie Bowerman 1.4
Mgmt ForForForElect Director Sheryl M. Crosland 1.5
Mgmt ForForForElect Director Thomas W. Dickson 1.6
Mgmt ForForForElect Director Daniel B. Hurwitz 1.7
Mgmt ForForForElect Director William D. Rahm 1.8
Mgmt ForForForElect Director Gabrielle Sulzberger 1.9
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 195
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James M. Taylor, Jr. 1.1
Mgmt ForForForElect Director John G. Schreiber 1.2
Mgmt ForForForElect Director Michael Berman 1.3
Mgmt ForForForElect Director Julie Bowerman 1.4
Mgmt ForForForElect Director Sheryl M. Crosland 1.5
Mgmt ForForForElect Director Thomas W. Dickson 1.6
Mgmt ForForForElect Director Daniel B. Hurwitz 1.7
Mgmt ForForForElect Director William D. Rahm 1.8
Mgmt ForForForElect Director Gabrielle Sulzberger 1.9
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Brixmor Property Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Centene Corporation
Meeting Date: 04/28/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 15135B101
Ticker: CNC
Shares Voted: 1,446,247
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael F. Neidorff Mgmt For For For
Mgmt ForForForElect Director H. James Dallas 1b
Mgmt ForForForElect Director Robert K. Ditmore 1c
Mgmt ForForForElect Director Richard A. Gephardt 1d
Mgmt ForForForElect Director Lori J. Robinson 1e
Mgmt ForForForElect Director William L. Trubeck 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
SH AgainstAgainstAgainstReport on Political Contributions Disclosure 5
SH ForForAgainstEliminate Supermajority Vote Requirement 6
Shares Voted: 1,906,446
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael F. Neidorff 1a
Mgmt ForForForElect Director H. James Dallas 1b
Mgmt ForForForElect Director Robert K. Ditmore 1c
Mgmt ForForForElect Director Richard A. Gephardt 1d
Mgmt ForForForElect Director Lori J. Robinson 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Centene Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William L. Trubeck 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
SH AgainstAgainstAgainstReport on Political Contributions Disclosure 5
SH ForForAgainstEliminate Supermajority Vote Requirement 6
Corteva, Inc.
Meeting Date: 04/28/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 22052L104
Ticker: CTVA
Shares Voted: 9,817,459
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lamberto Andreotti Mgmt For For For
Mgmt ForForForElect Director Robert A. Brown 1b
Mgmt ForForForElect Director James C. Collins, Jr. 1c
Mgmt ForForForElect Director Klaus A. Engel 1d
Mgmt ForForForElect Director Michael O. Johanns 1e
Mgmt ForForForElect Director Lois D. Juliber 1f
Mgmt ForForForElect Director Rebecca B. Liebert 1g
Mgmt AgainstAgainstForElect Director Marcos M. Lutz 1h
Mgmt ForForForElect Director Nayaki Nayyar 1i
Mgmt ForForForElect Director Gregory R. Page 1j
Mgmt ForForForElect Director Lee M. Thomas 1k
Mgmt ForForForElect Director Patrick J. Ward 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Corteva, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
5
Shares Voted: 6,449,731
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lamberto Andreotti 1a
Mgmt ForForForElect Director Robert A. Brown 1b
Mgmt ForForForElect Director James C. Collins, Jr. 1c
Mgmt ForForForElect Director Klaus A. Engel 1d
Mgmt ForForForElect Director Michael O. Johanns 1e
Mgmt ForForForElect Director Lois D. Juliber 1f
Mgmt ForForForElect Director Rebecca B. Liebert 1g
Mgmt AgainstAgainstForElect Director Marcos M. Lutz 1h
Mgmt ForForForElect Director Nayaki Nayyar 1i
Mgmt ForForForElect Director Gregory R. Page 1j
Mgmt ForForForElect Director Lee M. Thomas 1k
Mgmt ForForForElect Director Patrick J. Ward 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
5
Exelon Corporation
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 30161N101
Ticker: EXC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Exelon Corporation
Shares Voted: 48
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony Anderson Mgmt For For For
Mgmt ForForForElect Director Ann Berzin 1b
Mgmt ForForForElect Director Laurie Brlas 1c
Mgmt ForForForElect Director Christopher M. Crane 1d
Mgmt ForForForElect Director Yves C. de Balmann 1e
Mgmt ForForForElect Director Nicholas DeBenedictis 1f
Mgmt ForForForElect Director Linda P. Jojo 1g
Mgmt ForForForElect Director Paul Joskow 1h
Mgmt ForForForElect Director Robert J. Lawless 1i
Mgmt ForForForElect Director John Richardson 1j
Mgmt ForForForElect Director Mayo Shattuck, III 1k
Mgmt ForForForElect Director John F. Young 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
First Citizens BancShares, Inc.
Meeting Date: 04/28/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 31946M103
Ticker: FCNCA
Shares Voted: 42,093
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John M. Alexander, Jr. Mgmt For For For
Mgmt WithholdWithholdForElect Director Victor E. Bell, III 1.2
Mgmt ForForForElect Director Peter M. Bristow 1.3
Mgmt ForForForElect Director Hope H. Bryant 1.4
Mgmt WithholdWithholdForElect Director H. Lee Durham, Jr. 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
First Citizens BancShares, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Daniel L. Heavner 1.6
Mgmt ForForForElect Director Frank B. Holding, Jr. 1.7
Mgmt ForForForElect Director Robert R. Hoppe 1.8
Mgmt ForForForElect Director Floyd L. Keels 1.9
Mgmt WithholdWithholdForElect Director Robert E. Mason, IV 1.10
Mgmt WithholdWithholdForElect Director Robert T. Newcomb 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Dixon Hughes Goodman LLP as Auditors
3
Shares Voted: 7,216
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John M. Alexander, Jr. 1.1
Mgmt WithholdWithholdForElect Director Victor E. Bell, III 1.2
Mgmt ForForForElect Director Peter M. Bristow 1.3
Mgmt ForForForElect Director Hope H. Bryant 1.4
Mgmt WithholdWithholdForElect Director H. Lee Durham, Jr. 1.5
Mgmt ForForForElect Director Daniel L. Heavner 1.6
Mgmt ForForForElect Director Frank B. Holding, Jr. 1.7
Mgmt ForForForElect Director Robert R. Hoppe 1.8
Mgmt ForForForElect Director Floyd L. Keels 1.9
Mgmt WithholdWithholdForElect Director Robert E. Mason, IV 1.10
Mgmt WithholdWithholdForElect Director Robert T. Newcomb 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Dixon Hughes Goodman LLP as Auditors
3
FMC Corporation
Meeting Date: 04/28/2020
Record Date: 03/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 302491303
Ticker: FMC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FMC Corporation
Shares Voted: 1,663,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Pierre Brondeau Mgmt For For For
Mgmt ForForForElect Director Eduardo E. Cordeiro 1b
Mgmt ForForForElect Director Mark Douglas 1c
Mgmt ForForForElect Director C. Scott Greer 1d
Mgmt ForForForElect Director K'Lynne Johnson 1e
Mgmt ForForForElect Director Dirk A. Kempthorne 1f
Mgmt ForForForElect Director Paul J. Norris 1g
Mgmt ForForForElect Director Margareth Ovrum 1h
Mgmt ForForForElect Director Robert C. Pallash 1i
Mgmt ForForForElect Director William H. Powell 1j
Mgmt ForForForElect Director Vincent R. Volpe, Jr. 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 1,866,492
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Pierre Brondeau 1a
Mgmt ForForForElect Director Eduardo E. Cordeiro 1b
Mgmt ForForForElect Director Mark Douglas 1c
Mgmt ForForForElect Director C. Scott Greer 1d
Mgmt ForForForElect Director K'Lynne Johnson 1e
Mgmt ForForForElect Director Dirk A. Kempthorne 1f
Mgmt ForForForElect Director Paul J. Norris 1g
Mgmt ForForForElect Director Margareth Ovrum 1h
Mgmt ForForForElect Director Robert C. Pallash 1i
Mgmt ForForForElect Director William H. Powell 1j
Mgmt ForForForElect Director Vincent R. Volpe, Jr. 1k
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FMC Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Fresh Del Monte Produce Inc.
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G36738105
Ticker: FDP
Shares Voted: 568,834
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Michael J. Berthelot Mgmt For Against Against
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 115,668
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Michael J. Berthelot 1
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
HighPoint Resources Corporation
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 43114K108
Ticker: HPR
Shares Voted: 246,611
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark S. Berg Mgmt For For For
Mgmt ForForForElect Director Scott A. Gieselman 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HighPoint Resources Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Craig S. Glick 1.3
Mgmt WithholdWithholdForElect Director Lori A. Lancaster 1.4
Mgmt WithholdWithholdForElect Director Jim W. Mogg 1.5
Mgmt ForForForElect Director Edmund P. Segner, III 1.6
Mgmt WithholdWithholdForElect Director Randy I. Stein 1.7
Mgmt ForForForElect Director R. Scot Woodall 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForApprove Reverse Stock Split 5
Shares Voted: 172,371
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark S. Berg 1.1
Mgmt ForForForElect Director Scott A. Gieselman 1.2
Mgmt ForForForElect Director Craig S. Glick 1.3
Mgmt WithholdWithholdForElect Director Lori A. Lancaster 1.4
Mgmt WithholdWithholdForElect Director Jim W. Mogg 1.5
Mgmt ForForForElect Director Edmund P. Segner, III 1.6
Mgmt WithholdWithholdForElect Director Randy I. Stein 1.7
Mgmt ForForForElect Director R. Scot Woodall 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForApprove Reverse Stock Split 5
Huntington Ingalls Industries, Inc.
Meeting Date: 04/28/2020
Record Date: 03/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 446413106
Ticker: HII
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Huntington Ingalls Industries, Inc.
Shares Voted: 591,714
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Philip M. Bilden Mgmt For For For
Mgmt ForForForElect Director Augustus L. Collins 1.2
Mgmt ForForForElect Director Kirkland H. Donald 1.3
Mgmt ForForForElect Director Victoria D. Harker 1.4
Mgmt ForForForElect Director Anastasia D. Kelly 1.5
Mgmt ForForForElect Director Tracy B. McKibben 1.6
Mgmt ForForForElect Director C. Michael Petters 1.7
Mgmt ForForForElect Director Thomas C. Schievelbein 1.8
Mgmt ForForForElect Director John K. Welch 1.9
Mgmt ForForForElect Director Stephen R. Wilson 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 517,205
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Philip M. Bilden 1.1
Mgmt ForForForElect Director Augustus L. Collins 1.2
Mgmt ForForForElect Director Kirkland H. Donald 1.3
Mgmt ForForForElect Director Victoria D. Harker 1.4
Mgmt ForForForElect Director Anastasia D. Kelly 1.5
Mgmt ForForForElect Director Tracy B. McKibben 1.6
Mgmt ForForForElect Director C. Michael Petters 1.7
Mgmt ForForForElect Director Thomas C. Schievelbein 1.8
Mgmt ForForForElect Director John K. Welch 1.9
Mgmt ForForForElect Director Stephen R. Wilson 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Huntington Ingalls Industries, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
ING Groep NV
Meeting Date: 04/28/2020
Record Date: 03/31/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N4578E595
Ticker: INGA
Shares Voted: 806,789
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2.a
MgmtReceive Announcements on Sustainability 2.b
MgmtReceive Report of Supervisory Board (Non-Voting)
2.c
Mgmt ForForForApprove Remuneration Report 2.d
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.e
MgmtReceive Explanation on Profit Retention and Distribution Policy
3.a
MgmtApprove Dividends of EUR 0.69 Per Share 3.b
Mgmt ForForForApprove Discharge of Management Board 4.a
Mgmt ForForForApprove Discharge of Supervisory Board 4.b
Mgmt ForForForApprove Remuneration Policy for Management Board
5
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
6
Mgmt ForForForAmend Articles of Association 7
Mgmt ForForForElect Juan Colombas to Supervisory Board 8.a
Mgmt ForForForElect Herman Hulst to Supervisory Board 8.b
Mgmt ForForForElect Harold Naus to Supervisory Board 8.c
Mgmt ForForForGrant Board Authority to Issue Shares 9.a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ING Groep NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights
9.b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
10
Shares Voted: 2,697,941
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2.a
MgmtReceive Announcements on Sustainability 2.b
MgmtReceive Report of Supervisory Board (Non-Voting)
2.c
Mgmt ForForForApprove Remuneration Report 2.d
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.e
MgmtReceive Explanation on Profit Retention and Distribution Policy
3.a
MgmtApprove Dividends of EUR 0.69 Per Share 3.b
Mgmt ForForForApprove Discharge of Management Board 4.a
Mgmt ForForForApprove Discharge of Supervisory Board 4.b
Mgmt ForForForApprove Remuneration Policy for Management Board
5
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
6
Mgmt ForForForAmend Articles of Association 7
Mgmt ForForForElect Juan Colombas to Supervisory Board 8.a
Mgmt ForForForElect Herman Hulst to Supervisory Board 8.b
Mgmt ForForForElect Harold Naus to Supervisory Board 8.c
Mgmt ForForForGrant Board Authority to Issue Shares 9.a
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights
9.b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ING Groep NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
10
ING Groep NV
Meeting Date: 04/28/2020
Record Date: 03/27/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N4578E595
Ticker: INGA
Shares Voted: 4,335
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2A
MgmtReceive Announcements on Sustainability 2B
MgmtReceive Report of Supervisory Board (Non-Voting)
2C
Mgmt ForForForApprove Remuneration Report 2D
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2E
MgmtReceive Explanation on Profit Retention and Distribution Policy
3A
MgmtApprove Dividends of EUR 0.69 Per Share 3B
Mgmt ForForForApprove Discharge of Management Board 4A
Mgmt ForForForApprove Discharge of Supervisory Board 4B
Mgmt ForForForApprove Remuneration Policy for Management Board
5
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
6
Mgmt ForForForAmend Articles of Association 7
Mgmt ForForForElect Juan Colombas to Supervisory Board 8A
Mgmt ForForForElect Herman Hulst to Supervisory Board 8B
Mgmt ForForForElect Harold Naus to Supervisory Board 8C
Mgmt ForForForGrant Board Authority to Issue Shares 9A
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ING Groep NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights
9B
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
10
IntriCon Corporation
Meeting Date: 04/28/2020
Record Date: 02/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 46121H109
Ticker: IIN
Shares Voted: 4,268
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert N. Masucci Mgmt For For For
Mgmt ForForForElect Director Philip I. Smith 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 4,689
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert N. Masucci 1.1
Mgmt ForForForElect Director Philip I. Smith 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Itau Unibanco Holding SA
Meeting Date: 04/28/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P5968U113
Ticker: ITUB4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Itau Unibanco Holding SA
Shares Voted: 372,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
Mgmt ForForNoneAs a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
1
Mgmt ForForNoneIn Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
2
SH ForForNoneElect Eduardo Azevedo do Valle as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder
3
Shares Voted: 170,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for Preferred Shareholders
Mgmt ForForNoneAs a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
1
Mgmt ForForNoneIn Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
2
SH ForForNoneElect Eduardo Azevedo do Valle as Fiscal Council Member and Rene Guimaraes Andrich as Alternate Appointed by Preferred Shareholder
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
James River Group Holdings, Ltd.
Meeting Date: 04/28/2020
Record Date: 03/13/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G5005R107
Ticker: JRVR
Shares Voted: 62,989
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director J. Adam Abram Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Robert P. Myron 1b
Mgmt WithholdWithholdForElect Director Michael T. Oakes 1c
Mgmt ForForForApprove Ernst &Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 97,567
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director J. Adam Abram 1a
Mgmt WithholdWithholdForElect Director Robert P. Myron 1b
Mgmt WithholdWithholdForElect Director Michael T. Oakes 1c
Mgmt ForForForApprove Ernst &Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
JBS SA
Meeting Date: 04/28/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P59695109
Ticker: JBSS3
Shares Voted: 126,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForFix Number of Fiscal Council Members at Four 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
JBS SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainNoneAs an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Mgmt AgainstAgainstForElect Adrian Lima da Hora as Fiscal Council Member and Andre Alcantara Ocampos as Alternate
5.1
Mgmt AgainstAgainstForElect Demetrius Nichele Macei as Fiscal Council Member and Marcos Godoy Brogiato as Alternate
5.2
Mgmt AgainstAgainstForElect Jose Paulo da Silva Filho as Fiscal Council Member and Sandro Domingues Raffai as Alternate
5.3
Mgmt ForForForElect Mauricio Wanderley Estanislau da Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate
5.4
Mgmt AgainstAgainstForApprove Remuneration of Company's Management and Fiscal Council
6
Shares Voted: 57,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForFix Number of Fiscal Council Members at Four 3
Mgmt AbstainAbstainNoneAs an Ordinary Shareholder, Would You Like to Request a Separate Election of a Member of the Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
Mgmt AgainstAgainstForElect Adrian Lima da Hora as Fiscal Council Member and Andre Alcantara Ocampos as Alternate
5.1
Mgmt AgainstAgainstForElect Demetrius Nichele Macei as Fiscal Council Member and Marcos Godoy Brogiato as Alternate
5.2
Mgmt AgainstAgainstForElect Jose Paulo da Silva Filho as Fiscal Council Member and Sandro Domingues Raffai as Alternate
5.3
Mgmt ForForForElect Mauricio Wanderley Estanislau da Costa as Fiscal Council Member and Francisco Vicente Santana Silva Telles as Alternate
5.4
Mgmt AgainstAgainstForApprove Remuneration of Company's Management and Fiscal Council
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
JBS SA
Meeting Date: 04/28/2020
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P59695109
Ticker: JBSS3
Shares Voted: 126,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Agreement to Absorb Midup Participacoes Ltda. (Midup)
Mgmt For For For
Mgmt ForForForRatify Factum - Avaliacoes e Consultoria S/S - EPP (Factum) as Independent Firm to Appraise Proposed Transaction
2
Mgmt ForForForApprove Independent Firm's Appraisal 3
Mgmt ForForForApprove Absorption of Midup Participacoes Ltda. (Midup) and Authorize Executives to Ratify and Execute Approved Resolutions
4
Mgmt ForForForRe-Ratify Absorption of Midtown Participacoes Ltda., Tannery do Brasil S.A. and IM Pecus Industria e Comercio de Couros e Derivados Ltda. for Regularization of Certain Company's Real Estate Properties
5
Shares Voted: 57,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Agreement to Absorb Midup Participacoes Ltda. (Midup)
1
Mgmt ForForForRatify Factum - Avaliacoes e Consultoria S/S - EPP (Factum) as Independent Firm to Appraise Proposed Transaction
2
Mgmt ForForForApprove Independent Firm's Appraisal 3
Mgmt ForForForApprove Absorption of Midup Participacoes Ltda. (Midup) and Authorize Executives to Ratify and Execute Approved Resolutions
4
Mgmt ForForForRe-Ratify Absorption of Midtown Participacoes Ltda., Tannery do Brasil S.A. and IM Pecus Industria e Comercio de Couros e Derivados Ltda. for Regularization of Certain Company's Real Estate Properties
5
Luther Burbank Corporation
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 550550107
Ticker: LBC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Luther Burbank Corporation
Shares Voted: 136,514
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Victor S. Trione Mgmt For For For
Mgmt ForForForElect Director Simone Lagomarsino 1.2
Mgmt ForForForElect Director John C. Erickson 1.3
Mgmt ForForForElect Director Jack Krouskup 1.4
Mgmt ForForForElect Director Anita Gentle Newcomb 1.5
Mgmt ForForForElect Director Bradley M. Shuster 1.6
Mgmt ForForForElect Director Thomas C. Wajnert 1.7
Mgmt ForForForRatify Crowe LLP as Auditors 2
Shares Voted: 203,168
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Victor S. Trione 1.1
Mgmt ForForForElect Director Simone Lagomarsino 1.2
Mgmt ForForForElect Director John C. Erickson 1.3
Mgmt ForForForElect Director Jack Krouskup 1.4
Mgmt ForForForElect Director Anita Gentle Newcomb 1.5
Mgmt ForForForElect Director Bradley M. Shuster 1.6
Mgmt ForForForElect Director Thomas C. Wajnert 1.7
Mgmt ForForForRatify Crowe LLP as Auditors 2
Noble Energy, Inc.
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 655044105
Ticker: NBL
Shares Voted: 11,589,304
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey L. Berenson Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Noble Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James E. Craddock 1b
Mgmt ForForForElect Director Barbara J. Duganier 1c
Mgmt ForForForElect Director Thomas J. Edelman 1d
Mgmt ForForForElect Director Holli C. Ladhani 1e
Mgmt ForForForElect Director David L. Stover 1f
Mgmt ForForForElect Director Scott D. Urban 1g
Mgmt ForForForElect Director William T. Van Kleef 1h
Mgmt ForForForElect Director Martha B. Wyrsch 1i
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 7,664,372
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey L. Berenson 1a
Mgmt ForForForElect Director James E. Craddock 1b
Mgmt ForForForElect Director Barbara J. Duganier 1c
Mgmt ForForForElect Director Thomas J. Edelman 1d
Mgmt ForForForElect Director Holli C. Ladhani 1e
Mgmt ForForForElect Director David L. Stover 1f
Mgmt ForForForElect Director Scott D. Urban 1g
Mgmt ForForForElect Director William T. Van Kleef 1h
Mgmt ForForForElect Director Martha B. Wyrsch 1i
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sandvik Aktiebolag
Meeting Date: 04/28/2020
Record Date: 04/22/2020
Country: Sweden
Meeting Type: Annual
Primary Security ID: W74857165
Ticker: SAND
Shares Voted: 841,337
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForApprove Agenda of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7
Mgmt ForForForAccept Financial Statements and Statutory Reports
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
10
Mgmt ForForForDetermine Number of Directors (8) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors
11
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor
12
Mgmt ForForForElect Stefan Widing as New Director 13.1
Mgmt ForForForElect Kai Warn as New Director 13.2
Mgmt ForForForReelect Jennifer Allerton as Director 13.3
Mgmt ForForForReelect Claes Boustedt as Director 13.4
Mgmt ForForForReelect Marika Fredriksson as Director 13.5
Mgmt ForForForReelect Johan Karlstrom as Director 13.6
Mgmt ForForForReelect Johan Molin as Director 13.7
Mgmt AgainstAgainstForReelect Helena Stjernholm as Director 13.8
Mgmt ForForForReelect Johan Molin as Chairman of the Board 14
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sandvik Aktiebolag
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
16
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Mgmt AgainstAgainstForApprove Performance Share Matching Plan LTI 2020
18
Mgmt ForForForAuthorize Share Repurchase Program 19
MgmtClose Meeting 20
Shares Voted: 403,841
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOpen Meeting 1
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 4
Mgmt ForForForApprove Agenda of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7
Mgmt ForForForAccept Financial Statements and Statutory Reports
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
10
Mgmt ForForForDetermine Number of Directors (8) and Deputy Directors (0) of Board; Determine Number of Auditors (1) and Deputy Auditors
11
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2.55 Million for Chairman and SEK 690,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration for Auditor
12
Mgmt ForForForElect Stefan Widing as New Director 13.1
Mgmt ForForForElect Kai Warn as New Director 13.2
Mgmt ForForForReelect Jennifer Allerton as Director 13.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sandvik Aktiebolag
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Claes Boustedt as Director 13.4
Mgmt ForForForReelect Marika Fredriksson as Director 13.5
Mgmt ForForForReelect Johan Karlstrom as Director 13.6
Mgmt ForForForReelect Johan Molin as Director 13.7
Mgmt AgainstAgainstForReelect Helena Stjernholm as Director 13.8
Mgmt ForForForReelect Johan Molin as Chairman of the Board 14
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 15
Mgmt ForForForAuthorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee
16
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
17
Mgmt AgainstAgainstForApprove Performance Share Matching Plan LTI 2020
18
Mgmt ForForForAuthorize Share Repurchase Program 19
MgmtClose Meeting 20
Sanofi
Meeting Date: 04/28/2020
Record Date: 04/24/2020
Country: France
Meeting Type: Annual
Primary Security ID: F5548N101
Ticker: SAN
Shares Voted: 254,019
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Treatment of Losses and Dividends of EUR 3.15 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForRatify Appointment of Paul Hudson as Director
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sanofi
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Laurent Attal as Director 6
Mgmt ForForForReelect Carole Piwnica as Director 7
Mgmt ForForForReelect Diane Souza as Director 8
Mgmt ForForForReelect Thomas Sudhof as Director 9
Mgmt ForForForElect Rachel Duan as Director 10
Mgmt ForForForElect Lise Kingo as Director 11
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 2 Million
12
Mgmt ForForForApprove Remuneration Policy of Directors 13
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
14
Mgmt ForForForApprove Remuneration Policy of CEO 15
Mgmt ForForForApprove Compensation Report of Corporate Officers
16
Mgmt ForForForApprove Compensation of Serge Weinberg, Chairman of the Board
17
Mgmt ForForForApprove Compensation of Paul Hudson, CEO Since Sept. 1, 2019
18
Mgmt AgainstAgainstForApprove Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019
19
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
20
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
21
Shares Voted: 177,528
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Treatment of Losses and Dividends of EUR 3.15 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sanofi
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Appointment of Paul Hudson as Director
5
Mgmt ForForForReelect Laurent Attal as Director 6
Mgmt ForForForReelect Carole Piwnica as Director 7
Mgmt ForForForReelect Diane Souza as Director 8
Mgmt ForForForReelect Thomas Sudhof as Director 9
Mgmt ForForForElect Rachel Duan as Director 10
Mgmt ForForForElect Lise Kingo as Director 11
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 2 Million
12
Mgmt ForForForApprove Remuneration Policy of Directors 13
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
14
Mgmt ForForForApprove Remuneration Policy of CEO 15
Mgmt ForForForApprove Compensation Report of Corporate Officers
16
Mgmt ForForForApprove Compensation of Serge Weinberg, Chairman of the Board
17
Mgmt ForForForApprove Compensation of Paul Hudson, CEO Since Sept. 1, 2019
18
Mgmt AgainstAgainstForApprove Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019
19
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
20
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
21
Sanofi
Meeting Date: 04/28/2020
Record Date: 03/30/2020
Country: France
Meeting Type: Annual
Primary Security ID: F5548N101
Ticker: SAN
Shares Voted: 120
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sanofi
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Treatment of Losses and Dividends of EUR 3.15 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForRatify Appointment of Paul Hudson as Director
5
Mgmt ForForForReelect Laurent Attal as Director 6
Mgmt ForForForReelect Carole Piwnica as Director 7
Mgmt ForForForReelect Diane Souza as Director 8
Mgmt ForForForReelect Thomas Sudhof as Director 9
Mgmt ForForForElect Rachel Duan as Director 10
Mgmt ForForForElect Lise Kingo as Director 11
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 2 Million
12
Mgmt ForForForApprove Remuneration Policy of Directors 13
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
14
Mgmt ForForForApprove Remuneration Policy of CEO 15
Mgmt ForForForApprove Compensation Report of Corporate Officers
16
Mgmt ForForForApprove Compensation of Serge Weinberg, Chairman of the Board
17
Mgmt ForForForApprove Compensation of Paul Hudson, CEO Since Sept. 1, 2019
18
Mgmt AgainstAgainstForApprove Compensation of Olivier Brandicourt, CEO Until Aug. 31, 2019
19
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
20
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
21
Select Medical Holdings Corporation
Meeting Date: 04/28/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 81619Q105
Ticker: SEM
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Select Medical Holdings Corporation
Shares Voted: 80
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bryan C. Cressey Mgmt For For For
Mgmt ForForForElect Director Robert A. Ortenzio 1.2
Mgmt ForForForElect Director Daniel J. Thomas 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify PriceWaterhouseCoopers LLP as Auditors
4
The PNC Financial Services Group, Inc.
Meeting Date: 04/28/2020
Record Date: 01/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 693475105
Ticker: PNC
Shares Voted: 24,273
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joseph Alvarado Mgmt For For For
Mgmt ForForForElect Director Charles E. Bunch 1.2
Mgmt ForForForElect Director Debra A. Cafaro 1.3
Mgmt ForForForElect Director Marjorie Rodgers Cheshire 1.4
Mgmt ForForForElect Director William S. Demchak 1.5
Mgmt ForForForElect Director Andrew T. Feldstein 1.6
Mgmt ForForForElect Director Richard J. Harshman 1.7
Mgmt ForForForElect Director Daniel R. Hesse 1.8
Mgmt ForForForElect Director Linda R. Medler 1.9
Mgmt ForForForElect Director Martin Pfinsgraff 1.10
Mgmt ForForForElect Director Toni Townes-Whitley 1.11
Mgmt ForForForElect Director Michael J. Ward 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The PNC Financial Services Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Truist Financial Corporation
Meeting Date: 04/28/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 89832Q109
Ticker: TFC
Shares Voted: 5,424,309
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jennifer S. Banner Mgmt For For For
Mgmt ForForForElect Director K. David Boyer, Jr. 1.2
Mgmt ForForForElect Director Agnes Bundy Scanlan 1.3
Mgmt ForForForElect Director Anna R. Cablik 1.4
Mgmt ForForForElect Director Dallas S. Clement 1.5
Mgmt ForForForElect Director Paul D. Donahue 1.6
Mgmt ForForForElect Director Paul R. Garcia 1.7
Mgmt ForForForElect Director Patrick C. Graney, III 1.8
Mgmt ForForForElect Director Linnie M. Haynesworth 1.9
Mgmt ForForForElect Director Kelly S. King 1.10
Mgmt ForForForElect Director Easter A. Maynard 1.11
Mgmt ForForForElect Director Donna S. Morea 1.12
Mgmt ForForForElect Director Charles A. Patton 1.13
Mgmt ForForForElect Director Nido R. Qubein 1.14
Mgmt ForForForElect Director David M. Ratcliffe 1.15
Mgmt ForForForElect Director William H. Rogers, Jr. 1.16
Mgmt ForForForElect Director Frank P. Scruggs, Jr. 1.17
Mgmt ForForForElect Director Christine Sears 1.18
Mgmt ForForForElect Director Thomas E. Skains 1.19
Mgmt ForForForElect Director Bruce L. Tanner 1.20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Truist Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas N. Thompson 1.21
Mgmt ForForForElect Director Steven C. Voorhees 1.22
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
Shares Voted: 4,705,515
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jennifer S. Banner 1.1
Mgmt ForForForElect Director K. David Boyer, Jr. 1.2
Mgmt ForForForElect Director Agnes Bundy Scanlan 1.3
Mgmt ForForForElect Director Anna R. Cablik 1.4
Mgmt ForForForElect Director Dallas S. Clement 1.5
Mgmt ForForForElect Director Paul D. Donahue 1.6
Mgmt ForForForElect Director Paul R. Garcia 1.7
Mgmt ForForForElect Director Patrick C. Graney, III 1.8
Mgmt ForForForElect Director Linnie M. Haynesworth 1.9
Mgmt ForForForElect Director Kelly S. King 1.10
Mgmt ForForForElect Director Easter A. Maynard 1.11
Mgmt ForForForElect Director Donna S. Morea 1.12
Mgmt ForForForElect Director Charles A. Patton 1.13
Mgmt ForForForElect Director Nido R. Qubein 1.14
Mgmt ForForForElect Director David M. Ratcliffe 1.15
Mgmt ForForForElect Director William H. Rogers, Jr. 1.16
Mgmt ForForForElect Director Frank P. Scruggs, Jr. 1.17
Mgmt ForForForElect Director Christine Sears 1.18
Mgmt ForForForElect Director Thomas E. Skains 1.19
Mgmt ForForForElect Director Bruce L. Tanner 1.20
Mgmt ForForForElect Director Thomas N. Thompson 1.21
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Truist Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven C. Voorhees 1.22
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
Wells Fargo & Company
Meeting Date: 04/28/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 949746101
Ticker: WFC
Shares Voted: 12,492,259
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Steven D. Black Mgmt For For For
Mgmt ForForForElect Director Celeste A. Clark 1b
Mgmt ForForForElect Director Theodore F. Craver, Jr. 1c
Mgmt ForForForElect Director Wayne M. Hewett 1d
Mgmt ForForForElect Director Donald M. James 1e
Mgmt ForForForElect Director Maria R. Morris 1f
Mgmt ForForForElect Director Charles H. Noski 1g
Mgmt ForForForElect Director Richard B. Payne, Jr. 1h
Mgmt ForForForElect Director Juan A. Pujadas 1i
Mgmt ForForForElect Director Ronald L. Sargent 1j
Mgmt ForForForElect Director Charles W. Scharf 1k
Mgmt ForForForElect Director Suzanne M. Vautrinot 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
SH ForForAgainstReport on Incentive-Based Compensation and Risks of Material Losses
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wells Fargo & Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstReport on Global Median Gender Pay Gap 6
Shares Voted: 2,262,695
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven D. Black 1a
Mgmt ForForForElect Director Celeste A. Clark 1b
Mgmt ForForForElect Director Theodore F. Craver, Jr. 1c
Mgmt ForForForElect Director Wayne M. Hewett 1d
Mgmt ForForForElect Director Donald M. James 1e
Mgmt ForForForElect Director Maria R. Morris 1f
Mgmt ForForForElect Director Charles H. Noski 1g
Mgmt ForForForElect Director Richard B. Payne, Jr. 1h
Mgmt ForForForElect Director Juan A. Pujadas 1i
Mgmt ForForForElect Director Ronald L. Sargent 1j
Mgmt ForForForElect Director Charles W. Scharf 1k
Mgmt ForForForElect Director Suzanne M. Vautrinot 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
4
SH ForForAgainstReport on Incentive-Based Compensation and Risks of Material Losses
5
SH AgainstAgainstAgainstReport on Global Median Gender Pay Gap 6
Ameriprise Financial, Inc.
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 03076C106
Ticker: AMP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ameriprise Financial, Inc.
Shares Voted: 318,293
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James M. Cracchiolo Mgmt For For For
Mgmt ForForForElect Director Dianne Neal Blixt 1b
Mgmt ForForForElect Director Amy DiGeso 1c
Mgmt ForForForElect Director Lon R. Greenberg 1d
Mgmt ForForForElect Director Jeffrey Noddle 1e
Mgmt ForForForElect Director Robert F. Sharpe, Jr. 1f
Mgmt ForForForElect Director Brian T. Shea 1g
Mgmt ForForForElect Director W. Edward Walter, III 1h
Mgmt ForForForElect Director Christopher J. Williams 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 1,255,723
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James M. Cracchiolo 1a
Mgmt ForForForElect Director Dianne Neal Blixt 1b
Mgmt ForForForElect Director Amy DiGeso 1c
Mgmt ForForForElect Director Lon R. Greenberg 1d
Mgmt ForForForElect Director Jeffrey Noddle 1e
Mgmt ForForForElect Director Robert F. Sharpe, Jr. 1f
Mgmt ForForForElect Director Brian T. Shea 1g
Mgmt ForForForElect Director W. Edward Walter, III 1h
Mgmt ForForForElect Director Christopher J. Williams 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AstraZeneca Plc
Meeting Date: 04/29/2020
Record Date: 04/27/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0593M107
Ticker: AZN
Shares Voted: 414
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Dividends 2
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
4
Mgmt ForForForRe-elect Leif Johansson as Director 5a
Mgmt ForForForRe-elect Pascal Soriot as Director 5b
Mgmt ForForForRe-elect Marc Dunoyer as Director 5c
Mgmt ForForForRe-elect Genevieve Berger as Director 5d
Mgmt ForForForRe-elect Philip Broadley as Director 5e
Mgmt ForForForRe-elect Graham Chipchase as Director 5f
Mgmt ForForForElect Michel Demare as Director 5g
Mgmt ForForForRe-elect Deborah DiSanzo as Director 5h
Mgmt ForForForRe-elect Sheri McCoy as Director 5i
Mgmt ForForForRe-elect Tony Mok as Director 5j
Mgmt ForForForRe-elect Nazneen Rahman as Director 5k
Mgmt ForForForRe-elect Marcus Wallenberg as Director 5l
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Remuneration Policy 7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt AgainstAgainstForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AstraZeneca Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Mgmt ForForForApprove Performance Share Plan 14
Shares Voted: 16,764
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Dividends 2
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
4
Mgmt ForForForRe-elect Leif Johansson as Director 5a
Mgmt ForForForRe-elect Pascal Soriot as Director 5b
Mgmt ForForForRe-elect Marc Dunoyer as Director 5c
Mgmt ForForForRe-elect Genevieve Berger as Director 5d
Mgmt ForForForRe-elect Philip Broadley as Director 5e
Mgmt ForForForRe-elect Graham Chipchase as Director 5f
Mgmt ForForForElect Michel Demare as Director 5g
Mgmt ForForForRe-elect Deborah DiSanzo as Director 5h
Mgmt ForForForRe-elect Sheri McCoy as Director 5i
Mgmt ForForForRe-elect Tony Mok as Director 5j
Mgmt ForForForRe-elect Nazneen Rahman as Director 5k
Mgmt ForForForRe-elect Marcus Wallenberg as Director 5l
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Remuneration Policy 7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt AgainstAgainstForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AstraZeneca Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 12
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Mgmt ForForForApprove Performance Share Plan 14
Banner Corporation
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 06652V208
Ticker: BANR
Shares Voted: 4,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark J. Grescovich Mgmt For For For
Mgmt ForForForElect Director David A. Klaue 1.2
Mgmt ForForForElect Director Merline Saintil 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Moss Adams LLP as Auditors 3
Shares Voted: 8,098
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark J. Grescovich 1.1
Mgmt ForForForElect Director David A. Klaue 1.2
Mgmt ForForForElect Director Merline Saintil 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Moss Adams LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Celestica Inc.
Meeting Date: 04/29/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 15101Q108
Ticker: CLS
Shares Voted: 57,158
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert A. Cascella Mgmt For For For
Mgmt ForForForElect Director Deepak Chopra 1.2
Mgmt ForForForElect Director Daniel P. DiMaggio 1.3
Mgmt ForForForElect Director Laurette T. Koellner 1.4
Mgmt ForForForElect Director Robert A. Mionis 1.5
Mgmt ForForForElect Director Carol S. Perry 1.6
Mgmt ForForForElect Director Tawfiq Popatia 1.7
Mgmt ForForForElect Director Eamon J. Ryan 1.8
Mgmt ForForForElect Director Michael M. Wilson 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
4
Shares Voted: 23,330
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert A. Cascella 1.1
Mgmt ForForForElect Director Deepak Chopra 1.2
Mgmt ForForForElect Director Daniel P. DiMaggio 1.3
Mgmt ForForForElect Director Laurette T. Koellner 1.4
Mgmt ForForForElect Director Robert A. Mionis 1.5
Mgmt ForForForElect Director Carol S. Perry 1.6
Mgmt ForForForElect Director Tawfiq Popatia 1.7
Mgmt ForForForElect Director Eamon J. Ryan 1.8
Mgmt ForForForElect Director Michael M. Wilson 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Celestica Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
4
Consolidated-Tomoka Land Co.
Meeting Date: 04/29/2020
Record Date: 03/05/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 210226106
Ticker: CTO
Shares Voted: 15,327
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John P. Albright Mgmt For For For
Mgmt ForForForElect Director George R. Brokaw 1.2
Mgmt ForForForElect Director Laura M. Franklin 1.3
Mgmt AgainstAgainstForElect Director R. Blakeslee Gable 1.4
Mgmt AgainstAgainstForElect Director Christopher W. Haga 1.5
Mgmt AgainstAgainstForElect Director Howard C. Serkin 1.6
Mgmt AgainstAgainstForElect Director Casey R. Wold 1.7
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForChange Company Name to CTO Realty Growth, Inc.
5
Duke Realty Corporation
Meeting Date: 04/29/2020
Record Date: 02/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 264411505
Ticker: DRE
Shares Voted: 753,548
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John P. Case Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Duke Realty Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James B. Connor 1b
Mgmt ForForForElect Director Ngaire E. Cuneo 1c
Mgmt ForForForElect Director Charles R. Eitel 1d
Mgmt ForForForElect Director Tamara D. Fischer 1e
Mgmt ForForForElect Director Norman K. Jenkins 1f
Mgmt ForForForElect Director Melanie R. Sabelhaus 1g
Mgmt ForForForElect Director Peter M. Scott, III 1h
Mgmt ForForForElect Director David P. Stockert 1i
Mgmt ForForForElect Director Chris T. Sultemeier 1j
Mgmt ForForForElect Director Michael E. Szymanczyk 1k
Mgmt ForForForElect Director Warren M. Thompson 1l
Mgmt ForForForElect Director Lynn C. Thurber 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 2,670,254
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John P. Case 1a
Mgmt ForForForElect Director James B. Connor 1b
Mgmt ForForForElect Director Ngaire E. Cuneo 1c
Mgmt ForForForElect Director Charles R. Eitel 1d
Mgmt ForForForElect Director Tamara D. Fischer 1e
Mgmt ForForForElect Director Norman K. Jenkins 1f
Mgmt ForForForElect Director Melanie R. Sabelhaus 1g
Mgmt ForForForElect Director Peter M. Scott, III 1h
Mgmt ForForForElect Director David P. Stockert 1i
Mgmt ForForForElect Director Chris T. Sultemeier 1j
Mgmt ForForForElect Director Michael E. Szymanczyk 1k
Mgmt ForForForElect Director Warren M. Thompson 1l
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Duke Realty Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lynn C. Thurber 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Global Payments Inc.
Meeting Date: 04/29/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 37940X102
Ticker: GPN
Shares Voted: 130,769
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director F. Thaddeus Arroyo Mgmt For For For
Mgmt ForForForElect Director Robert H.B. Baldwin, Jr. 1b
Mgmt ForForForElect Director John G. Bruno 1c
Mgmt ForForForElect Director Kriss Cloninger, III 1d
Mgmt ForForForElect Director William I. Jacobs 1e
Mgmt ForForForElect Director Joia M. Johnson 1f
Mgmt ForForForElect Director Ruth Ann Marshall 1g
Mgmt ForForForElect Director Connie D. McDaniel 1h
Mgmt ForForForElect Director William B. Plummer 1i
Mgmt ForForForElect Director Jeffrey S. Sloan 1j
Mgmt ForForForElect Director John T. Turner 1k
Mgmt ForForForElect Director M. Troy Woods 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForEliminate Supermajority Vote Requirement 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 415,897
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Global Payments Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director F. Thaddeus Arroyo 1a
Mgmt ForForForElect Director Robert H.B. Baldwin, Jr. 1b
Mgmt ForForForElect Director John G. Bruno 1c
Mgmt ForForForElect Director Kriss Cloninger, III 1d
Mgmt ForForForElect Director William I. Jacobs 1e
Mgmt ForForForElect Director Joia M. Johnson 1f
Mgmt ForForForElect Director Ruth Ann Marshall 1g
Mgmt ForForForElect Director Connie D. McDaniel 1h
Mgmt ForForForElect Director William B. Plummer 1i
Mgmt ForForForElect Director Jeffrey S. Sloan 1j
Mgmt ForForForElect Director John T. Turner 1k
Mgmt ForForForElect Director M. Troy Woods 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForEliminate Supermajority Vote Requirement 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Hang Lung Properties Ltd.
Meeting Date: 04/29/2020
Record Date: 04/23/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y30166105
Ticker: 101
Shares Voted: 43,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Nelson Wai Leung Yuen as Director 3a
Mgmt ForForForElect Andrew Ka Ching Chan as Director 3b
Mgmt AgainstAgainstForElect Hsin Kang Chang as Director 3c
Mgmt ForForForElect Adriel Wenbwo Chan as Director 3d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hang Lung Properties Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3e
Mgmt ForForForApprove KPMG as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Kimberly-Clark Corporation
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 494368103
Ticker: KMB
Shares Voted: 24
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Abelardo E. Bru Mgmt For For For
Mgmt ForForForElect Director Robert W. Decherd 1.2
Mgmt ForForForElect Director Michael D. Hsu 1.3
Mgmt ForForForElect Director Mae C. Jemison 1.4
Mgmt ForForForElect Director S. Todd Maclin 1.5
Mgmt ForForForElect Director Sherilyn S. McCoy 1.6
Mgmt ForForForElect Director Christa S. Quarles 1.7
Mgmt ForForForElect Director Ian C. Read 1.8
Mgmt ForForForElect Director Dunia A. Shive 1.9
Mgmt ForForForElect Director Mark T. Smucker 1.10
Mgmt ForForForElect Director Michael D. White 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kimberly-Clark Corporation
Shares Voted: 146,599
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Abelardo E. Bru 1.1
Mgmt ForForForElect Director Robert W. Decherd 1.2
Mgmt ForForForElect Director Michael D. Hsu 1.3
Mgmt ForForForElect Director Mae C. Jemison 1.4
Mgmt ForForForElect Director S. Todd Maclin 1.5
Mgmt ForForForElect Director Sherilyn S. McCoy 1.6
Mgmt ForForForElect Director Christa S. Quarles 1.7
Mgmt ForForForElect Director Ian C. Read 1.8
Mgmt ForForForElect Director Dunia A. Shive 1.9
Mgmt ForForForElect Director Mark T. Smucker 1.10
Mgmt ForForForElect Director Michael D. White 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Marathon Petroleum Corporation
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 56585A102
Ticker: MPC
Shares Voted: 9,309,018
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Declassify the Board of Directors Mgmt For For For
Mgmt ForForForElect Director Steven A. Davis 2a
Mgmt ForForForElect Director J. Michael Stice 2b
Mgmt ForForForElect Director John P. Surma 2c
Mgmt ForForForElect Director Susan Tomasky 2d
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Marathon Petroleum Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForForAdopt Simple Majority Vote 5
SH AgainstAgainstAgainstReport on Integrating Community Impacts Into Executive Compensation Program
6
Shares Voted: 4,101,375
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 1
Mgmt ForForForElect Director Steven A. Davis 2a
Mgmt ForForForElect Director J. Michael Stice 2b
Mgmt ForForForElect Director John P. Surma 2c
Mgmt ForForForElect Director Susan Tomasky 2d
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForForAdopt Simple Majority Vote 5
SH AgainstAgainstAgainstReport on Integrating Community Impacts Into Executive Compensation Program
6
National General Holdings Corp.
Meeting Date: 04/29/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 636220303
Ticker: NGHC
Shares Voted: 1,968,782
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald T. DeCarlo Mgmt For Withhold Withhold
Mgmt ForForForElect Director Patrick Fallon 1.2
Mgmt ForForForElect Director Barry Karfunkel 1.3
Mgmt ForForForElect Director Robert Karfunkel 1.4
Mgmt WithholdWithholdForElect Director John Marshaleck 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
National General Holdings Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John "Jay" D. Nichols, Jr. 1.6
Mgmt ForForForElect Director Barbara Paris 1.7
Mgmt ForForForElect Director Barry D. Zyskind 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 336,708
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Donald T. DeCarlo 1.1
Mgmt ForForForElect Director Patrick Fallon 1.2
Mgmt ForForForElect Director Barry Karfunkel 1.3
Mgmt ForForForElect Director Robert Karfunkel 1.4
Mgmt WithholdWithholdForElect Director John Marshaleck 1.5
Mgmt ForForForElect Director John "Jay" D. Nichols, Jr. 1.6
Mgmt ForForForElect Director Barbara Paris 1.7
Mgmt ForForForElect Director Barry D. Zyskind 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Ovintiv, Inc.
Meeting Date: 04/29/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 69047Q102
Ticker: OVV
Shares Voted: 116,623
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Advisory Vote to Ratify Named Executive Officers' Compensation
Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ovintiv, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter A. Dea 2a
Mgmt ForForForElect Director Fred J. Fowler 2b
Mgmt ForForForElect Director Howard J. Mayson 2c
Mgmt ForForForElect Director Lee A. McIntire 2d
Mgmt ForForForElect Director Margaret A. McKenzie 2e
Mgmt ForForForElect Director Steven W. Nance 2f
Mgmt ForForForElect Director Suzanne P. Nimocks 2g
Mgmt ForForForElect Director Thomas G. Ricks 2h
Mgmt ForForForElect Director Brian G. Shaw 2i
Mgmt ForForForElect Director Douglas J. Suttles 2j
Mgmt ForForForElect Director Bruce G. Waterman 2k
Mgmt ForForForElect Director Clayton H. Woitas 2l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForReferAgainstReport on Climate Change 4
Shares Voted: 308
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
1
Mgmt ForForForElect Director Peter A. Dea 2a
Mgmt ForForForElect Director Fred J. Fowler 2b
Mgmt ForForForElect Director Howard J. Mayson 2c
Mgmt ForForForElect Director Lee A. McIntire 2d
Mgmt ForForForElect Director Margaret A. McKenzie 2e
Mgmt ForForForElect Director Steven W. Nance 2f
Mgmt ForForForElect Director Suzanne P. Nimocks 2g
Mgmt ForForForElect Director Thomas G. Ricks 2h
Mgmt ForForForElect Director Brian G. Shaw 2i
Mgmt ForForForElect Director Douglas J. Suttles 2j
Mgmt ForForForElect Director Bruce G. Waterman 2k
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ovintiv, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Clayton H. Woitas 2l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForReferAgainstReport on Climate Change 4
Persimmon Plc
Meeting Date: 04/29/2020
Record Date: 04/27/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G70202109
Ticker: PSN
Shares Voted: 617,980
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AbstainAbstainForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForApprove Remuneration Report 4
Mgmt ForForForRe-elect Roger Devlin as Director 5
Mgmt ForForForRe-elect David Jenkinson as Director 6
Mgmt ForForForRe-elect Michael Killoran as Director 7
Mgmt ForForForRe-elect Nigel Mills as Director 8
Mgmt ForForForRe-elect Rachel Kentleton as Director 9
Mgmt ForForForRe-elect Simon Litherland as Director 10
Mgmt ForForForRe-elect Marion Sears as Director 11
Mgmt ForForForElect Joanna Place as Director 12
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Persimmon Plc
Shares Voted: 573,985
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AbstainAbstainForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForApprove Remuneration Report 4
Mgmt ForForForRe-elect Roger Devlin as Director 5
Mgmt ForForForRe-elect David Jenkinson as Director 6
Mgmt ForForForRe-elect Michael Killoran as Director 7
Mgmt ForForForRe-elect Nigel Mills as Director 8
Mgmt ForForForRe-elect Rachel Kentleton as Director 9
Mgmt ForForForRe-elect Simon Litherland as Director 10
Mgmt ForForForRe-elect Marion Sears as Director 11
Mgmt ForForForElect Joanna Place as Director 12
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Prologis, Inc.
Meeting Date: 04/29/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74340W103
Ticker: PLD
Shares Voted: 245,055
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hamid R. Moghadam Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Prologis, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cristina G. Bita 1b
Mgmt ForForForElect Director George L. Fotiades 1c
Mgmt ForForForElect Director Lydia H. Kennard 1d
Mgmt ForForForElect Director Irving F. Lyons, III 1e
Mgmt ForForForElect Director Avid Modjtabai 1f
Mgmt ForForForElect Director David P. O'Connor 1g
Mgmt ForForForElect Director Olivier Piani 1h
Mgmt ForForForElect Director Jeffrey L. Skelton 1i
Mgmt ForForForElect Director Carl B. Webb 1j
Mgmt ForForForElect Director William D. Zollars 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 4
Mgmt ForForForRatify KPMG LLP as Auditors 5
Shares Voted: 837,834
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Hamid R. Moghadam 1a
Mgmt ForForForElect Director Cristina G. Bita 1b
Mgmt ForForForElect Director George L. Fotiades 1c
Mgmt ForForForElect Director Lydia H. Kennard 1d
Mgmt ForForForElect Director Irving F. Lyons, III 1e
Mgmt ForForForElect Director Avid Modjtabai 1f
Mgmt ForForForElect Director David P. O'Connor 1g
Mgmt ForForForElect Director Olivier Piani 1h
Mgmt ForForForElect Director Jeffrey L. Skelton 1i
Mgmt ForForForElect Director Carl B. Webb 1j
Mgmt ForForForElect Director William D. Zollars 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Prologis, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 4
Mgmt ForForForRatify KPMG LLP as Auditors 5
Regency Centers Corporation
Meeting Date: 04/29/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 758849103
Ticker: REG
Shares Voted: 647,204
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Martin E. Stein, Jr. Mgmt For For For
Mgmt ForForForElect Director Joseph F. Azrack 1b
Mgmt ForForForElect Director Bryce Blair 1c
Mgmt ForForForElect Director C. Ronald Blankenship 1d
Mgmt ForForForElect Director Deirdre J. Evens 1e
Mgmt ForForForElect Director Thomas W. Furphy 1f
Mgmt ForForForElect Director Karin M. Klein 1g
Mgmt ForForForElect Director Peter D. Linneman 1h
Mgmt ForForForElect Director David P. O'Connor 1i
Mgmt ForForForElect Director Lisa Palmer 1j
Mgmt ForForForElect Director Thomas G. Wattles 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 2,040,149
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Martin E. Stein, Jr. 1a
Mgmt ForForForElect Director Joseph F. Azrack 1b
Mgmt ForForForElect Director Bryce Blair 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Regency Centers Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director C. Ronald Blankenship 1d
Mgmt ForForForElect Director Deirdre J. Evens 1e
Mgmt ForForForElect Director Thomas W. Furphy 1f
Mgmt ForForForElect Director Karin M. Klein 1g
Mgmt ForForForElect Director Peter D. Linneman 1h
Mgmt ForForForElect Director David P. O'Connor 1i
Mgmt ForForForElect Director Lisa Palmer 1j
Mgmt ForForForElect Director Thomas G. Wattles 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Sabre Corporation
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 78573M104
Ticker: SABR
Shares Voted: 25,905
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director George R. Bravante, Jr. Mgmt For For For
Mgmt ForForForElect Director Renee James 1.2
Mgmt ForForForElect Director Gary Kusin 1.3
Mgmt ForForForElect Director Gail Mandel 1.4
Mgmt ForForForElect Director Sean Menke 1.5
Mgmt ForForForElect Director Joseph Osnoss 1.6
Mgmt ForForForElect Director Zane Rowe 1.7
Mgmt ForForForElect Director John Siciliano 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Shares Voted: 36,910
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sabre Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George R. Bravante, Jr. 1.1
Mgmt ForForForElect Director Renee James 1.2
Mgmt ForForForElect Director Gary Kusin 1.3
Mgmt ForForForElect Director Gail Mandel 1.4
Mgmt ForForForElect Director Sean Menke 1.5
Mgmt ForForForElect Director Joseph Osnoss 1.6
Mgmt ForForForElect Director Zane Rowe 1.7
Mgmt ForForForElect Director John Siciliano 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Starwood Property Trust, Inc.
Meeting Date: 04/29/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 85571B105
Ticker: STWD
Shares Voted: 518,284
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard D. Bronson Mgmt For Withhold Withhold
Mgmt ForForForElect Director Jeffrey G. Dishner 1.2
Mgmt WithholdWithholdForElect Director Camille J. Douglas 1.3
Mgmt ForForForElect Director Solomon J. Kumin 1.4
Mgmt WithholdWithholdForElect Director Fred S. Ridley 1.5
Mgmt ForForForElect Director Barry S. Sternlicht 1.6
Mgmt WithholdWithholdForElect Director Strauss Zelnick 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 19,844
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Richard D. Bronson 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Starwood Property Trust, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey G. Dishner 1.2
Mgmt WithholdWithholdForElect Director Camille J. Douglas 1.3
Mgmt ForForForElect Director Solomon J. Kumin 1.4
Mgmt WithholdWithholdForElect Director Fred S. Ridley 1.5
Mgmt ForForForElect Director Barry S. Sternlicht 1.6
Mgmt WithholdWithholdForElect Director Strauss Zelnick 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Textron Inc.
Meeting Date: 04/29/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 883203101
Ticker: TXT
Shares Voted: 891,221
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Scott C. Donnelly Mgmt For For For
Mgmt ForForForElect Director Kathleen M. Bader 1b
Mgmt ForForForElect Director R. Kerry Clark 1c
Mgmt ForForForElect Director James T. Conway 1d
Mgmt ForForForElect Director Paul E. Gagne 1e
Mgmt ForForForElect Director Ralph D. Heath 1f
Mgmt ForForForElect Director Deborah Lee James 1g
Mgmt ForForForElect Director Lionel L. Nowell, III 1h
Mgmt ForForForElect Director James L. Ziemer 1i
Mgmt ForForForElect Director Maria T. Zuber 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Textron Inc.
Shares Voted: 2,188,764
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Scott C. Donnelly 1a
Mgmt ForForForElect Director Kathleen M. Bader 1b
Mgmt ForForForElect Director R. Kerry Clark 1c
Mgmt ForForForElect Director James T. Conway 1d
Mgmt ForForForElect Director Paul E. Gagne 1e
Mgmt ForForForElect Director Ralph D. Heath 1f
Mgmt ForForForElect Director Deborah Lee James 1g
Mgmt ForForForElect Director Lionel L. Nowell, III 1h
Mgmt ForForForElect Director James L. Ziemer 1i
Mgmt ForForForElect Director Maria T. Zuber 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
UBS Group AG
Meeting Date: 04/29/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H42097107
Ticker: UBSG
Shares Voted: 1,412,355
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Allocation of Income and Dividends of USD 0.365 per Share
3
Mgmt ForForForApprove Discharge of Board and Senior Management for Fiscal 2019, excluding French Cross-Border Matter
4
Mgmt ForForForReelect Axel Weber as Director and Board Chairman
5.1
Mgmt ForForForReelect Jeremy Anderson as Director 5.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UBS Group AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect William Dudley as Director 5.3
Mgmt ForForForReelect Reto Francioni as Director 5.4
Mgmt ForForForReelect Fred Hu as Director 5.5
Mgmt ForForForReelect Julie Richardson as Director 5.6
Mgmt ForForForReelect Beatrice di Mauro as Director 5.7
Mgmt ForForForReelect Dieter Wemmer as Director 5.8
Mgmt ForForForReelect Jeanette Wong as Director 5.9
Mgmt ForForForElect Mark Hughes as Director 6.1
Mgmt ForForForElect Nathalie Rachou as Director 6.2
Mgmt ForForForAppoint Julie Richardson as Member of the Compensation Committee
7.1
Mgmt ForForForAppoint Reto Francioni as Member of the Compensation Committee
7.2
Mgmt ForForForAppoint Dieter Wemmer as Member of the Compensation Committee
7.3
Mgmt ForForForAppoint Jeanette Wong as Member of the Compensation Committee
7.4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 13 Million
8.1
Mgmt ForForForApprove Variable Remuneration of Executive Committee in the Amount of CHF 70.3 Million
8.2
Mgmt ForForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million
8.3
Mgmt ForForForDesignate ADB Altorfer Duss & Beilstein AG as Independent Proxy
9
Mgmt ForForForRatify Ernst & Young AG as Auditors 10
Mgmt AgainstAgainstForTransact Other Business (Voting) 11
Shares Voted: 1,294,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForAccept Financial Statements and Statutory Reports
1
Mgmt ForReferForApprove Remuneration Report 2
Mgmt ForReferForApprove Allocation of Income and Dividends of USD 0.365 per Share
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UBS Group AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForApprove Discharge of Board and Senior Management for Fiscal 2019, excluding French Cross-Border Matter
4
Mgmt ForReferForReelect Axel Weber as Director and Board Chairman
5.1
Mgmt ForReferForReelect Jeremy Anderson as Director 5.2
Mgmt ForReferForReelect William Dudley as Director 5.3
Mgmt ForReferForReelect Reto Francioni as Director 5.4
Mgmt ForReferForReelect Fred Hu as Director 5.5
Mgmt ForReferForReelect Julie Richardson as Director 5.6
Mgmt ForReferForReelect Beatrice di Mauro as Director 5.7
Mgmt ForReferForReelect Dieter Wemmer as Director 5.8
Mgmt ForReferForReelect Jeanette Wong as Director 5.9
Mgmt ForReferForElect Mark Hughes as Director 6.1
Mgmt ForReferForElect Nathalie Rachou as Director 6.2
Mgmt ForReferForAppoint Julie Richardson as Member of the Compensation Committee
7.1
Mgmt ForReferForAppoint Reto Francioni as Member of the Compensation Committee
7.2
Mgmt ForReferForAppoint Dieter Wemmer as Member of the Compensation Committee
7.3
Mgmt ForReferForAppoint Jeanette Wong as Member of the Compensation Committee
7.4
Mgmt ForReferForApprove Remuneration of Directors in the Amount of CHF 13 Million
8.1
Mgmt ForReferForApprove Variable Remuneration of Executive Committee in the Amount of CHF 70.3 Million
8.2
Mgmt ForReferForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 33 Million
8.3
Mgmt ForReferForDesignate ADB Altorfer Duss & Beilstein AG as Independent Proxy
9
Mgmt ForReferForRatify Ernst & Young AG as Auditors 10
Mgmt AgainstReferForTransact Other Business (Voting) 11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UBS Group AG
Meeting Date: 04/29/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H42097107
Ticker: UBSG
Shares Voted: 27,429
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Unilever Plc
Meeting Date: 04/29/2020
Record Date: 04/27/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G92087165
Ticker: ULVR
Shares Voted: 154,014
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForRe-elect Nils Andersen as Director 3
Mgmt ForForForRe-elect Laura Cha as Director 4
Mgmt ForForForRe-elect Vittorio Colao as Director 5
Mgmt ForForForRe-elect Dr Judith Hartmann as Director 6
Mgmt ForForForRe-elect Alan Jope as Director 7
Mgmt ForForForRe-elect Andrea Jung as Director 8
Mgmt ForForForRe-elect Susan Kilsby as Director 9
Mgmt ForForForRe-elect Strive Masiyiwa as Director 10
Mgmt ForForForRe-elect Youngme Moon as Director 11
Mgmt ForForForRe-elect Graeme Pitkethly as Director 12
Mgmt ForForForRe-elect John Rishton as Director 13
Mgmt ForForForRe-elect Feike Sijbesma as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity 18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Shares Voted: 365,909
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForRe-elect Nils Andersen as Director 3
Mgmt ForForForRe-elect Laura Cha as Director 4
Mgmt ForForForRe-elect Vittorio Colao as Director 5
Mgmt ForForForRe-elect Dr Judith Hartmann as Director 6
Mgmt ForForForRe-elect Alan Jope as Director 7
Mgmt ForForForRe-elect Andrea Jung as Director 8
Mgmt ForForForRe-elect Susan Kilsby as Director 9
Mgmt ForForForRe-elect Strive Masiyiwa as Director 10
Mgmt ForForForRe-elect Youngme Moon as Director 11
Mgmt ForForForRe-elect Graeme Pitkethly as Director 12
Mgmt ForForForRe-elect John Rishton as Director 13
Mgmt ForForForRe-elect Feike Sijbesma as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity 18
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Vistra Energy Corp.
Meeting Date: 04/29/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 92840M102
Ticker: VST
Shares Voted: 9,892,695
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Declassify the Board of Directors Mgmt For For For
MgmtIf Proposal 1 is Approved, Elect the Following 10 Directors:
Mgmt ForForForElect Director Hilary E. Ackermann 2.1
Mgmt ForForForElect Director Arcilia C. Acosta 2.2
Mgmt ForForForElect Director Gavin R. Baiera 2.3
Mgmt ForForForElect Director Paul M. Barbas 2.4
Mgmt ForForForElect Director Lisa Crutchfield 2.5
Mgmt ForForForElect Director Brian K. Ferraioli 2.6
Mgmt ForForForElect Director Scott B. Helm 2.7
Mgmt ForForForElect Director Jeff D. Hunter 2.8
Mgmt ForForForElect Director Curtis A. Morgan 2.9
Mgmt ForForForElect Director John R. (JR) Sult 2.10
MgmtIf Proposal 1 is Not Approved, Elect the Following Four Directors:
Mgmt ForForForElect Director Gavin R. Baiera 3.1
Mgmt ForForForElect Director Scott B. Helm 3.2
Mgmt ForForForElect Director Curtis A. Morgan 3.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Vistra Energy Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John R. (JR) Sult 3.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Shares Voted: 5,988,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 1
MgmtIf Proposal 1 is Approved, Elect the Following 10 Directors:
Mgmt ForForForElect Director Hilary E. Ackermann 2.1
Mgmt ForForForElect Director Arcilia C. Acosta 2.2
Mgmt ForForForElect Director Gavin R. Baiera 2.3
Mgmt ForForForElect Director Paul M. Barbas 2.4
Mgmt ForForForElect Director Lisa Crutchfield 2.5
Mgmt ForForForElect Director Brian K. Ferraioli 2.6
Mgmt ForForForElect Director Scott B. Helm 2.7
Mgmt ForForForElect Director Jeff D. Hunter 2.8
Mgmt ForForForElect Director Curtis A. Morgan 2.9
Mgmt ForForForElect Director John R. (JR) Sult 2.10
MgmtIf Proposal 1 is Not Approved, Elect the Following Four Directors:
Mgmt ForForForElect Director Gavin R. Baiera 3.1
Mgmt ForForForElect Director Scott B. Helm 3.2
Mgmt ForForForElect Director Curtis A. Morgan 3.3
Mgmt ForForForElect Director John R. (JR) Sult 3.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco Macro SA
Meeting Date: 04/30/2020
Record Date: 03/30/2020
Country: Argentina
Meeting Type: Annual/Special
Primary Security ID: P1047V123
Ticker: BMA
Shares Voted: 17,714
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary and Extraordinary Meeting Agenda - Item 5 is Extraordinary
Mgmt ForForForDesignate Two Shareholders to Sign Minutes of Meeting
1
Mgmt ForForForConsider Financial Statements and Statutory Reports
2
Mgmt ForForForConsider Discharge of Directors and Internal Statutory Auditors Committee
3
Mgmt ForForForConsider Allocation of Non-Assigned Results in the Amount of ARS 40.59 Billion
4
Mgmt ForForForConsider Cash Dividends Charged to Company's Reserve for Future Distributions in the Amount of ARS 12.79 Billion
5
Mgmt ForForForConsider Remuneration of Directors 6
Mgmt ForForForConsider Remuneration of Internal Statutory Auditors Committee
7
Mgmt ForForForConsider Remuneration of Auditors 8
Mgmt AgainstAgainstForElect Jorge Horacio Brito as Director for a Three-Year Term
9.1
Mgmt AgainstAgainstForElect Delfin Federico Ezequiel Carballo as Director for a Three-Year Term
9.2
Mgmt AgainstAgainstForElect Director for a Three-Year Term Nominated by FGS-ANSES
9.3
Mgmt AgainstAgainstForElect Director to Replace Juan Martin Monge Varela for a One-Year Term
9.4
Mgmt AgainstAgainstForElect Director to Replace Martin Estanislao Gorosito for a Two-Year Term
9.5
Mgmt AgainstAgainstForElect Alternate Director to Replace Alejandro Guillermo Chiti for a Two-Year Term
9.6
Mgmt ForForForFix Number of and Elect Members and their Alternates of Internal Statutory Auditors for a One-Year Term
10
Mgmt ForForForAppoint Auditors 11
Mgmt ForForForApprove Budget of Audit Committee 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco Macro SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
13
Shares Voted: 20,317
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtOrdinary and Extraordinary Meeting Agenda - Item 5 is Extraordinary
Mgmt ForForForDesignate Two Shareholders to Sign Minutes of Meeting
1
Mgmt ForForForConsider Financial Statements and Statutory Reports
2
Mgmt ForForForConsider Discharge of Directors and Internal Statutory Auditors Committee
3
Mgmt ForForForConsider Allocation of Non-Assigned Results in the Amount of ARS 40.59 Billion
4
Mgmt ForForForConsider Cash Dividends Charged to Company's Reserve for Future Distributions in the Amount of ARS 12.79 Billion
5
Mgmt ForForForConsider Remuneration of Directors 6
Mgmt ForForForConsider Remuneration of Internal Statutory Auditors Committee
7
Mgmt ForForForConsider Remuneration of Auditors 8
Mgmt AgainstAgainstForElect Jorge Horacio Brito as Director for a Three-Year Term
9.1
Mgmt AgainstAgainstForElect Delfin Federico Ezequiel Carballo as Director for a Three-Year Term
9.2
Mgmt AgainstAgainstForElect Director for a Three-Year Term Nominated by FGS-ANSES
9.3
Mgmt AgainstAgainstForElect Director to Replace Juan Martin Monge Varela for a One-Year Term
9.4
Mgmt AgainstAgainstForElect Director to Replace Martin Estanislao Gorosito for a Two-Year Term
9.5
Mgmt AgainstAgainstForElect Alternate Director to Replace Alejandro Guillermo Chiti for a Two-Year Term
9.6
Mgmt ForForForFix Number of and Elect Members and their Alternates of Internal Statutory Auditors for a One-Year Term
10
Mgmt ForForForAppoint Auditors 11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Banco Macro SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Budget of Audit Committee 12
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
13
British American Tobacco plc
Meeting Date: 04/30/2020
Record Date: 04/28/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G1510J102
Ticker: BATS
Shares Voted: 5,931
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForReappoint KPMG LLP as Auditors 3
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
4
Mgmt ForForForRe-elect Jack Bowles as Director 5
Mgmt ForForForRe-elect Richard Burrows as Director 6
Mgmt ForForForRe-elect Sue Farr as Director 7
Mgmt AgainstAgainstForRe-elect Dr Marion Helmes as Director 8
Mgmt ForForForRe-elect Luc Jobin as Director 9
Mgmt ForForForRe-elect Holly Koeppel as Director 10
Mgmt ForForForRe-elect Savio Kwan as Director 11
Mgmt ForForForRe-elect Dimitri Panayotopoulos as Director 12
Mgmt ForForForElect Jeremy Fowden as Director 13
Mgmt ForForForElect Tadeu Marroco as Director 14
Mgmt AgainstAgainstForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForForApprove Restricted Share Plan 18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
British American Tobacco plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
British American Tobacco plc
Meeting Date: 04/30/2020
Record Date: 03/20/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G1510J102
Ticker: BATS
Shares Voted: 3,840
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForReappoint KPMG LLP as Auditors 3
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
4
Mgmt ForForForRe-elect Jack Bowles as Director 5
Mgmt ForForForRe-elect Richard Burrows as Director 6
Mgmt ForForForRe-elect Sue Farr as Director 7
Mgmt AgainstAgainstForRe-elect Dr Marion Helmes as Director 8
Mgmt ForForForRe-elect Luc Jobin as Director 9
Mgmt ForForForRe-elect Holly Koeppel as Director 10
Mgmt ForForForRe-elect Savio Kwan as Director 11
Mgmt ForForForRe-elect Dimitri Panayotopoulos as Director 12
Mgmt ForForForElect Jeremy Fowden as Director 13
Mgmt ForForForElect Tadeu Marroco as Director 14
Mgmt AgainstAgainstForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForForApprove Restricted Share Plan 18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
British American Tobacco plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Shares Voted: 514,207
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForReappoint KPMG LLP as Auditors 3
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
4
Mgmt ForForForRe-elect Jack Bowles as Director 5
Mgmt ForForForRe-elect Richard Burrows as Director 6
Mgmt ForForForRe-elect Sue Farr as Director 7
Mgmt AgainstAgainstForRe-elect Dr Marion Helmes as Director 8
Mgmt ForForForRe-elect Luc Jobin as Director 9
Mgmt ForForForRe-elect Holly Koeppel as Director 10
Mgmt ForForForRe-elect Savio Kwan as Director 11
Mgmt ForForForRe-elect Dimitri Panayotopoulos as Director 12
Mgmt ForForForElect Jeremy Fowden as Director 13
Mgmt ForForForElect Tadeu Marroco as Director 14
Mgmt AgainstAgainstForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForForApprove Restricted Share Plan 18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capital One Financial Corporation
Meeting Date: 04/30/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 14040H105
Ticker: COF
Shares Voted: 415,395
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard D. Fairbank Mgmt For For For
Mgmt ForForForElect Director Aparna Chennapragada 1b
Mgmt ForForForElect Director Ann Fritz Hackett 1c
Mgmt ForForForElect Director Peter Thomas Killalea 1d
Mgmt ForForForElect Director Cornelis "Eli" Leenaars 1e
Mgmt ForForForElect Director Pierre E. Leroy 1f
Mgmt ForForForElect Director Francois Locoh-Donou 1g
Mgmt ForForForElect Director Peter E. Raskind 1h
Mgmt ForForForElect Director Eileen Serra 1i
Mgmt ForForForElect Director Mayo A. Shattuck, III 1j
Mgmt ForForForElect Director Bradford H. Warner 1k
Mgmt ForForForElect Director Catherine G. West 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForProvide Right to Act by Written Consent 4
SH ForForAgainstRequire Independent Board Chairman 5
Shares Voted: 67,106
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard D. Fairbank 1a
Mgmt ForForForElect Director Aparna Chennapragada 1b
Mgmt ForForForElect Director Ann Fritz Hackett 1c
Mgmt ForForForElect Director Peter Thomas Killalea 1d
Mgmt ForForForElect Director Cornelis "Eli" Leenaars 1e
Mgmt ForForForElect Director Pierre E. Leroy 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capital One Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Francois Locoh-Donou 1g
Mgmt ForForForElect Director Peter E. Raskind 1h
Mgmt ForForForElect Director Eileen Serra 1i
Mgmt ForForForElect Director Mayo A. Shattuck, III 1j
Mgmt ForForForElect Director Bradford H. Warner 1k
Mgmt ForForForElect Director Catherine G. West 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForProvide Right to Act by Written Consent 4
SH ForForAgainstRequire Independent Board Chairman 5
DBS Group Holdings Ltd.
Meeting Date: 04/30/2020
Record Date:
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y20246107
Ticker: D05
Shares Voted: 1,431,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Directors' Fees 3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstAgainstForElect Peter Seah Lim Huat as Director 5
Mgmt ForForForElect Ho Tian Yee as Director 6
Mgmt ForForForElect Olivier Lim Tse Ghow as Director 7
Mgmt AgainstAgainstForElect Ow Foong Pheng as Director 8
Mgmt ForForForApprove Grant of Awards and Issuance of Shares Under the DBSH Share Plan
9
Mgmt ForForForApprove Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DBS Group Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
11
Mgmt ForForForApprove Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme
12
Mgmt ForForForAuthorize Share Repurchase Program 13
Shares Voted: 859,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdopt Financial Statements and Directors' and Auditors' Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Directors' Fees 3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstAgainstForElect Peter Seah Lim Huat as Director 5
Mgmt ForForForElect Ho Tian Yee as Director 6
Mgmt ForForForElect Olivier Lim Tse Ghow as Director 7
Mgmt AgainstAgainstForElect Ow Foong Pheng as Director 8
Mgmt ForForForApprove Grant of Awards and Issuance of Shares Under the DBSH Share Plan
9
Mgmt ForForForApprove Grant of Awards and Issuance of Shares Under the California Sub-Plan to the DBSH Share Plan
10
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
11
Mgmt ForForForApprove Issuance of Shares Pursuant to the DBSH Scrip Dividend Scheme
12
Mgmt ForForForAuthorize Share Repurchase Program 13
EchoStar Corporation
Meeting Date: 04/30/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 278768106
Ticker: SATS
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
EchoStar Corporation
Shares Voted: 19,246
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director R. Stanton Dodge Mgmt For For For
Mgmt ForForForElect Director Michael T. Dugan 1.2
Mgmt ForForForElect Director Charles W. Ergen 1.3
Mgmt WithholdWithholdForElect Director Anthony M. Federico 1.4
Mgmt ForForForElect Director Pradman P. Kaul 1.5
Mgmt WithholdWithholdForElect Director C. Michael Schroeder 1.6
Mgmt WithholdWithholdForElect Director Jeffrey R. Tarr 1.7
Mgmt WithholdWithholdForElect Director William D. Wade 1.8
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 20,114
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director R. Stanton Dodge 1.1
Mgmt ForForForElect Director Michael T. Dugan 1.2
Mgmt ForForForElect Director Charles W. Ergen 1.3
Mgmt WithholdWithholdForElect Director Anthony M. Federico 1.4
Mgmt ForForForElect Director Pradman P. Kaul 1.5
Mgmt WithholdWithholdForElect Director C. Michael Schroeder 1.6
Mgmt WithholdWithholdForElect Director Jeffrey R. Tarr 1.7
Mgmt WithholdWithholdForElect Director William D. Wade 1.8
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
EOG Resources, Inc.
Meeting Date: 04/30/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 26875P101
Ticker: EOG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
EOG Resources, Inc.
Shares Voted: 74
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Janet F. Clark Mgmt For For For
Mgmt ForForForElect Director Charles R. Crisp 1b
Mgmt ForForForElect Director Robert P. Daniels 1c
Mgmt ForForForElect Director James C. Day 1d
Mgmt ForForForElect Director C. Christopher Gaut 1e
Mgmt ForForForElect Director Julie J. Robertson 1f
Mgmt ForForForElect Director Donald F. Textor 1g
Mgmt ForForForElect Director William R. Thomas 1h
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ferro Corporation
Meeting Date: 04/30/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 315405100
Ticker: FOE
Shares Voted: 292
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David A. Lorber Mgmt For For For
Mgmt ForForForElect Director Marran H. Ogilvie 1.2
Mgmt ForForForElect Director Andrew M. Ross 1.3
Mgmt ForForForElect Director Allen A. Spizzo 1.4
Mgmt ForForForElect Director Peter T. Thomas 1.5
Mgmt ForForForElect Director Ronald P. Vargo 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fibra Uno Administracion SA de CV
Meeting Date: 04/30/2020
Record Date: 04/22/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P3515D163
Ticker: FUNO11
Shares Voted: 339,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Holders of REITs - ISIN MXCFFU000001
Mgmt
Mgmt ForForForAccept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees
1.i
Mgmt ForForForAccept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law
1.ii
Mgmt ForForForAccept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report
1.iii
Mgmt ForForForAccept Technical Committee Report on Operations and Activities Undertaken
1.iv
Mgmt ForForForApprove Financial Statements and Allocation of Income
2
Mgmt AgainstAgainstForElect or Ratify Ignacio Trigueros Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.a
Mgmt AgainstAgainstForElect or Ratify Antonio Hugo Franck Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.b
Mgmt ForForForElect or Ratify Ruben Goldberg Javkin as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.c
Mgmt AgainstAgainstForElect or Ratify Herminio Blanco Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.d
Mgmt ForForForElect or Ratify Alberto Felipe Mulas Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.e
Mgmt AgainstAgainstForElect or Ratify Members, Alternates and Secretary (Non-Member) of Technical Committee; Verify Independence Classification
4
Mgmt ForForForApprove Remuneration of Technical Committee Members
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fibra Uno Administracion SA de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Legal Representatives 6
Mgmt ForForForApprove Minutes of Meeting 7
Shares Voted: 129,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for Holders of REITs - ISIN MXCFFU000001
Mgmt ForForForAccept Reports of Audit, Corporate Practices, Nominating and Remuneration Committees
1.i
Mgmt ForForForAccept Technical Committee Report on Compliance in Accordance to Article 172 of General Mercantile Companies Law
1.ii
Mgmt ForForForAccept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law, Including Technical Committee's Opinion on that Report
1.iii
Mgmt ForForForAccept Technical Committee Report on Operations and Activities Undertaken
1.iv
Mgmt ForForForApprove Financial Statements and Allocation of Income
2
Mgmt AgainstAgainstForElect or Ratify Ignacio Trigueros Legarreta as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.a
Mgmt AgainstAgainstForElect or Ratify Antonio Hugo Franck Cabrera as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.b
Mgmt ForForForElect or Ratify Ruben Goldberg Javkin as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.c
Mgmt AgainstAgainstForElect or Ratify Herminio Blanco Mendoza as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.d
Mgmt ForForForElect or Ratify Alberto Felipe Mulas Alonso as Member of Technical Committee (Proposed by Nominations and Compensations Committee)
3.e
Mgmt AgainstAgainstForElect or Ratify Members, Alternates and Secretary (Non-Member) of Technical Committee; Verify Independence Classification
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fibra Uno Administracion SA de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Technical Committee Members
5
Mgmt ForForForAppoint Legal Representatives 6
Mgmt ForForForApprove Minutes of Meeting 7
Globe Life Inc.
Meeting Date: 04/30/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 37959E102
Ticker: GL
Shares Voted: 358,806
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles E. Adair Mgmt For For For
Mgmt ForForForElect Director Linda L. Addison 1.2
Mgmt ForForForElect Director Marilyn A. Alexander 1.3
Mgmt ForForForElect Director Cheryl D. Alston 1.4
Mgmt ForForForElect Director Jane M. Buchan 1.5
Mgmt ForForForElect Director Gary L. Coleman 1.6
Mgmt ForForForElect Director Larry M. Hutchison 1.7
Mgmt ForForForElect Director Robert W. Ingram 1.8
Mgmt ForForForElect Director Steven P. Johnson 1.9
Mgmt ForForForElect Director Darren M. Rebelez 1.10
Mgmt ForForForElect Director Mary E. Thigpen 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 757,793
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles E. Adair 1.1
Mgmt ForForForElect Director Linda L. Addison 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Globe Life Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Marilyn A. Alexander 1.3
Mgmt ForForForElect Director Cheryl D. Alston 1.4
Mgmt ForForForElect Director Jane M. Buchan 1.5
Mgmt ForForForElect Director Gary L. Coleman 1.6
Mgmt ForForForElect Director Larry M. Hutchison 1.7
Mgmt ForForForElect Director Robert W. Ingram 1.8
Mgmt ForForForElect Director Steven P. Johnson 1.9
Mgmt ForForForElect Director Darren M. Rebelez 1.10
Mgmt ForForForElect Director Mary E. Thigpen 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Koninklijke Philips NV
Meeting Date: 04/30/2020
Record Date: 04/02/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N7637U112
Ticker: PHIA
Shares Voted: 30
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtPresident's Speech 1
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.a
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.b
Mgmt ForForForApprove Dividends of EUR 0.85 Per Share 2.c
Mgmt ForForForApprove Remuneration Report 2.d
Mgmt ForForForApprove Discharge of Management Board 2.e
Mgmt ForForForApprove Discharge of Supervisory Board 2.f
Mgmt ForForForApprove Remuneration Policy for Management Board
3.a
Mgmt ForForForApprove Long Term Incentive Plan for Management Board Members
3.b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Koninklijke Philips NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
3.c
Mgmt ForForForReelect N. Dhawan to Supervisory Board 4.a
Mgmt ForForForElect F. Sijbesma to Supervisory Board 4.b
Mgmt ForForForElect P. Loscher to Supervisory Board 4.c
Mgmt ForForForGrant Board Authority to Issue Shares 5.a
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
5.b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt ForForForApprove Cancellation of Repurchased Shares 7
MgmtOther Business (Non-Voting) 8
Locaweb Servicos de Internet SA
Meeting Date: 04/30/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P6S00R100
Ticker: LWSA3
Shares Voted: 252,725
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
Mgmt For For For
Mgmt ForForForApprove Capital Budget 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Remuneration of Company's Management
4
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
5
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
6
Shares Voted: 115,875
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Locaweb Servicos de Internet SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Capital Budget 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Remuneration of Company's Management
4
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
5
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
6
Methanex Corporation
Meeting Date: 04/30/2020
Record Date: 03/02/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 59151K108
Ticker: MX
Shares Voted: 2,557
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Douglas Arnell Mgmt For For For
Mgmt ForForForElect Director James Bertram 1.2
Mgmt ForForForElect Director Phillip Cook 1.3
Mgmt ForForForElect Director Paul Dobson 1.4
Mgmt ForForForElect Director John Floren 1.5
Mgmt ForForForElect Director Maureen Howe 1.6
Mgmt ForForForElect Director Robert Kostelnik 1.7
Mgmt ForForForElect Director Leslie O'Donoghue 1.8
Mgmt ForForForElect Director Janice Rennie 1.9
Mgmt ForForForElect Director Kevin Rodgers 1.10
Mgmt ForForForElect Director Margaret Walker 1.11
Mgmt ForForForElect Director Benita Warmbold 1.12
Mgmt ForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Methanex Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Shares Voted: 3,409
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Douglas Arnell 1.1
Mgmt ForForForElect Director James Bertram 1.2
Mgmt ForForForElect Director Phillip Cook 1.3
Mgmt ForForForElect Director Paul Dobson 1.4
Mgmt ForForForElect Director John Floren 1.5
Mgmt ForForForElect Director Maureen Howe 1.6
Mgmt ForForForElect Director Robert Kostelnik 1.7
Mgmt ForForForElect Director Leslie O'Donoghue 1.8
Mgmt ForForForElect Director Janice Rennie 1.9
Mgmt ForForForElect Director Kevin Rodgers 1.10
Mgmt ForForForElect Director Margaret Walker 1.11
Mgmt ForForForElect Director Benita Warmbold 1.12
Mgmt ForForForApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
OTP Bank Nyrt
Meeting Date: 04/30/2020
Record Date: 04/28/2020
Country: Hungary
Meeting Type: Annual
Primary Security ID: X60746181
Ticker: OTP
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Allocation of Income
Mgmt
MgmtApprove Company's Corporate Governance Statement
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
OTP Bank Nyrt
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtApprove Discharge of Management Board 3
MgmtApprove Auditors and Authorize Board to Fix Their Remuneration
4
MgmtAmend Bylaws Re: General Meeting 5
MgmtElect Tibor Tolnay as Supervisory Board Member
6.1
MgmtElect Jozsef Gabor Horvath as Supervisory Board Member
6.2
MgmtElect Olivier Pequeux as Supervisory Board Member
6.3
MgmtElect Marton Gellert Vagi as Supervisory Board Member
6.4
MgmtElect Klara Bella as Supervisory Board Member
6.5
MgmtElect Andras Michnai as Supervisory Board Member
6.6
MgmtElect Tibor Tolnay as Audit Committee Member
7.1
MgmtElect Jozsef Gabor Horvath as Audit Committee Member
7.2
MgmtElect Olivier Pequeux as Audit Committee Member
7.3
MgmtElect Marton Gellert Vagi as Audit Committee Member
7.4
MgmtApprove Remuneration Guidelines 8.1
MgmtApprove Remuneration Policy 8.2
MgmtApprove Remuneration of Management Board, Supervisory Board, and Audit Committee Members
9
MgmtAuthorize Share Repurchase Program 10
PQ Group Holdings Inc.
Meeting Date: 04/30/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 73943T103
Ticker: PQG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PQ Group Holdings Inc.
Shares Voted: 1,681,751
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martin S. Craighead Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Andrew Currie 1.2
Mgmt ForForForElect Director Timothy Walsh 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 277,710
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Martin S. Craighead 1.1
Mgmt WithholdWithholdForElect Director Andrew Currie 1.2
Mgmt ForForForElect Director Timothy Walsh 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAmend Omnibus Stock Plan 4
The Goldman Sachs Group, Inc.
Meeting Date: 04/30/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 38141G104
Ticker: GS
Shares Voted: 294,751
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director M. Michele Burns Mgmt For For For
Mgmt ForForForElect Director Drew G. Faust 1b
Mgmt ForForForElect Director Mark A. Flaherty 1c
Mgmt ForForForElect Director Ellen J. Kullman 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Goldman Sachs Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lakshmi N. Mittal 1e
Mgmt ForForForElect Director Adebayo O. Ogunlesi 1f
Mgmt ForForForElect Director Peter Oppenheimer 1g
Mgmt ForForForElect Director David M. Solomon 1h
Mgmt ForForForElect Director Jan E. Tighe 1i
Mgmt ForForForElect Director David A. Viniar 1j
Mgmt ForForForElect Director Mark O. Winkelman 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstReview of Statement on the Purpose of a Corporation
5
Shares Voted: 70,488
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director M. Michele Burns 1a
Mgmt ForForForElect Director Drew G. Faust 1b
Mgmt ForForForElect Director Mark A. Flaherty 1c
Mgmt ForForForElect Director Ellen J. Kullman 1d
Mgmt ForForForElect Director Lakshmi N. Mittal 1e
Mgmt ForForForElect Director Adebayo O. Ogunlesi 1f
Mgmt ForForForElect Director Peter Oppenheimer 1g
Mgmt ForForForElect Director David M. Solomon 1h
Mgmt ForForForElect Director Jan E. Tighe 1i
Mgmt ForForForElect Director David A. Viniar 1j
Mgmt ForForForElect Director Mark O. Winkelman 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Goldman Sachs Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstReview of Statement on the Purpose of a Corporation
5
Unilever NV
Meeting Date: 04/30/2020
Record Date: 04/02/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N8981F289
Ticker: UNA
Shares Voted: 35,256
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtDiscussion of the Annual Report and Accounts for the 2019 Financial Year
1
Mgmt ForForForApprove Financial Statements and Allocation of Income
2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Discharge of Executive Directors 4
Mgmt ForForForApprove Discharge of Non-Executive Directors 5
Mgmt ForForForReelect N Andersen as Non-Executive Director 6
Mgmt ForForForReelect L Cha as Non-Executive Director 7
Mgmt ForForForReelect V Colao as Non-Executive Director 8
Mgmt ForForForReelect J Hartmann as Non-Executive Director 9
Mgmt ForForForReelect A Jope as Executive Director 10
Mgmt ForForForReelect A Jung as Non-Executive Director 11
Mgmt ForForForReelect S Kilsby as Non-Executive Director 12
Mgmt ForForForReelect S Masiyiwa as Non-Executive Director 13
Mgmt ForForForReelect Y Moon as Non-Executive Director 14
Mgmt ForForForReelect G Pitkethly as Executive Director 15
Mgmt ForForForReelect J Rishton as Director 16
Mgmt ForForForReelect F Sijbesma as Director 17
Mgmt ForForForRatify KPMG as Auditors 18
Mgmt ForForForGrant Board Authority to Issue Shares 19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes
20
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes
21
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
22
Mgmt ForForForApprove Reduction in Share Capital through Cancellation of Ordinary Shares
23
Shares Voted: 216,729
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtDiscussion of the Annual Report and Accounts for the 2019 Financial Year
1
Mgmt ForForForApprove Financial Statements and Allocation of Income
2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForApprove Discharge of Executive Directors 4
Mgmt ForForForApprove Discharge of Non-Executive Directors 5
Mgmt ForForForReelect N Andersen as Non-Executive Director 6
Mgmt ForForForReelect L Cha as Non-Executive Director 7
Mgmt ForForForReelect V Colao as Non-Executive Director 8
Mgmt ForForForReelect J Hartmann as Non-Executive Director 9
Mgmt ForForForReelect A Jope as Executive Director 10
Mgmt ForForForReelect A Jung as Non-Executive Director 11
Mgmt ForForForReelect S Kilsby as Non-Executive Director 12
Mgmt ForForForReelect S Masiyiwa as Non-Executive Director 13
Mgmt ForForForReelect Y Moon as Non-Executive Director 14
Mgmt ForForForReelect G Pitkethly as Executive Director 15
Mgmt ForForForReelect J Rishton as Director 16
Mgmt ForForForReelect F Sijbesma as Director 17
Mgmt ForForForRatify KPMG as Auditors 18
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForGrant Board Authority to Issue Shares 19
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances for General Corporate Purposes
20
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances for Acquisition or Specified Capital Investment Purposes
21
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
22
Mgmt ForForForApprove Reduction in Share Capital through Cancellation of Ordinary Shares
23
Universal Logistics Holdings, Inc.
Meeting Date: 04/30/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 91388P105
Ticker: ULH
Shares Voted: 35,836
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Grant E. Belanger Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Frederick P. Calderone 1.2
Mgmt WithholdWithholdForElect Director Daniel J. Deane 1.3
Mgmt WithholdWithholdForElect Director Clarence W. Gooden 1.4
Mgmt WithholdWithholdForElect Director Matthew J. Moroun 1.5
Mgmt WithholdWithholdForElect Director Matthew T. Moroun 1.6
Mgmt WithholdWithholdForElect Director Tim Phillips 1.7
Mgmt WithholdWithholdForElect Director Michael A. Regan 1.8
Mgmt WithholdWithholdForElect Director Richard P. Urban 1.9
Mgmt WithholdWithholdForElect Director H.E. "Scott" Wolfe 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
SH ForForNoneRequire a Majority Vote for the Election of Directors
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Valero Energy Corporation
Meeting Date: 04/30/2020
Record Date: 03/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 91913Y100
Ticker: VLO
Shares Voted: 5,713,228
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director H. Paulett Eberhart Mgmt For For For
Mgmt ForForForElect Director Joseph W. Gorder 1B
Mgmt ForForForElect Director Kimberly S. Greene 1C
Mgmt ForForForElect Director Deborah P. Majoras 1D
Mgmt ForForForElect Director Eric D. Mullins 1E
Mgmt ForForForElect Director Donald L. Nickles 1F
Mgmt ForForForElect Director Philip J. Pfeiffer 1G
Mgmt ForForForElect Director Robert A. Profusek 1H
Mgmt ForForForElect Director Stephen M. Waters 1I
Mgmt ForForForElect Director Randall J. Weisenburger 1J
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1K
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 2,561,678
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director H. Paulett Eberhart 1A
Mgmt ForForForElect Director Joseph W. Gorder 1B
Mgmt ForForForElect Director Kimberly S. Greene 1C
Mgmt ForForForElect Director Deborah P. Majoras 1D
Mgmt ForForForElect Director Eric D. Mullins 1E
Mgmt ForForForElect Director Donald L. Nickles 1F
Mgmt ForForForElect Director Philip J. Pfeiffer 1G
Mgmt ForForForElect Director Robert A. Profusek 1H
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Valero Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen M. Waters 1I
Mgmt ForForForElect Director Randall J. Weisenburger 1J
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1K
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vivara Participacoes SA
Meeting Date: 04/30/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P98017109
Ticker: VIVA3
Shares Voted: 162,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
Mgmt For For For
Mgmt ForForForAccept Management Statements for Fiscal Year Ended Dec. 31, 2019
2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Remuneration of Company's Management
4
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
5
Shares Voted: 74,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForAccept Management Statements for Fiscal Year Ended Dec. 31, 2019
2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Remuneration of Company's Management
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Vivara Participacoes SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
5
Yamana Gold Inc.
Meeting Date: 04/30/2020
Record Date: 03/13/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 98462Y100
Ticker: YRI
Shares Voted: 29,806,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John Begeman Mgmt For For For
Mgmt ForForForElect Director Christiane Bergevin 1.2
Mgmt WithholdWithholdForElect Director Alexander Davidson 1.3
Mgmt ForForForElect Director Richard Graff 1.4
Mgmt ForForForElect Director Kimberly Keating 1.5
Mgmt ForForForElect Director Peter Marrone 1.6
Mgmt ForForForElect Director Jane Sadowsky 1.7
Mgmt ForForForElect Director Dino Titaro 1.8
Mgmt ForForForRatify Deloitte LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Shares Voted: 12,426,711
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John Begeman 1.1
Mgmt ForForForElect Director Christiane Bergevin 1.2
Mgmt WithholdWithholdForElect Director Alexander Davidson 1.3
Mgmt ForForForElect Director Richard Graff 1.4
Mgmt ForForForElect Director Kimberly Keating 1.5
Mgmt ForForForElect Director Peter Marrone 1.6
Mgmt ForForForElect Director Jane Sadowsky 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Yamana Gold Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dino Titaro 1.8
Mgmt ForForForRatify Deloitte LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
HCA Healthcare, Inc.
Meeting Date: 05/01/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 40412C101
Ticker: HCA
Shares Voted: 10,040
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas F. Frist, III Mgmt For For For
Mgmt ForForForElect Director Samuel N. Hazen 1b
Mgmt ForForForElect Director Meg G. Crofton 1c
Mgmt ForForForElect Director Robert J. Dennis 1d
Mgmt ForForForElect Director Nancy-Ann DeParle 1e
Mgmt ForForForElect Director William R. Frist 1f
Mgmt ForForForElect Director Charles O. Holliday, Jr. 1g
Mgmt ForForForElect Director Michael W. Michelson 1h
Mgmt ForForForElect Director Wayne J. Riley 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForProvide Right to Call Special Meeting 5
SH ForForAgainstProvide Right to Act by Written Consent 6
Shares Voted: 12,639
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas F. Frist, III 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HCA Healthcare, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Samuel N. Hazen 1b
Mgmt ForForForElect Director Meg G. Crofton 1c
Mgmt ForForForElect Director Robert J. Dennis 1d
Mgmt ForForForElect Director Nancy-Ann DeParle 1e
Mgmt ForForForElect Director William R. Frist 1f
Mgmt ForForForElect Director Charles O. Holliday, Jr. 1g
Mgmt ForForForElect Director Michael W. Michelson 1h
Mgmt ForForForElect Director Wayne J. Riley 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForProvide Right to Call Special Meeting 5
SH ForForAgainstProvide Right to Act by Written Consent 6
Huntsman Corporation
Meeting Date: 05/01/2020
Record Date: 03/05/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 447011107
Ticker: HUN
Shares Voted: 574,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter R. Huntsman Mgmt For For For
Mgmt ForForForElect Director Nolan D. Archibald 1b
Mgmt ForForForElect Director Mary C. Beckerle 1c
Mgmt ForForForElect Director M. Anthony Burns 1d
Mgmt ForForForElect Director Daniele Ferrari 1e
Mgmt ForForForElect Director Robert J. Margetts 1f
Mgmt ForForForElect Director Wayne A. Reaud 1g
Mgmt ForForForElect Director Jan E. Tighe 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Huntsman Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 102,415
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter R. Huntsman 1a
Mgmt ForForForElect Director Nolan D. Archibald 1b
Mgmt ForForForElect Director Mary C. Beckerle 1c
Mgmt ForForForElect Director M. Anthony Burns 1d
Mgmt ForForForElect Director Daniele Ferrari 1e
Mgmt ForForForElect Director Robert J. Margetts 1f
Mgmt ForForForElect Director Wayne A. Reaud 1g
Mgmt ForForForElect Director Jan E. Tighe 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Leidos Holdings, Inc.
Meeting Date: 05/01/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 525327102
Ticker: LDOS
Shares Voted: 430,594
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory R. Dahlberg Mgmt For For For
Mgmt ForForForElect Director David G. Fubini 1b
Mgmt ForForForElect Director Miriam E. John 1c
Mgmt ForForForElect Director Frank Kendall, III 1d
Mgmt ForForForElect Director Robert C. Kovarik, Jr. 1e
Mgmt ForForForElect Director Harry M.J. Kraemer, Jr. 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Leidos Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Roger A. Krone 1g
Mgmt ForForForElect Director Gary S. May 1h
Mgmt ForForForElect Director Surya N. Mohapatra 1i
Mgmt ForForForElect Director Lawrence C. Nussdorf 1j
Mgmt ForForForElect Director Robert S. Shapard 1k
Mgmt ForForForElect Director Susan M. Stalnecker 1l
Mgmt ForForForElect Director Noel B. Williams 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForEliminate Cumulative Voting 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
SH ForForAgainstAmend Proxy Access Right 6
Shares Voted: 1,313,878
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gregory R. Dahlberg 1a
Mgmt ForForForElect Director David G. Fubini 1b
Mgmt ForForForElect Director Miriam E. John 1c
Mgmt ForForForElect Director Frank Kendall, III 1d
Mgmt ForForForElect Director Robert C. Kovarik, Jr. 1e
Mgmt ForForForElect Director Harry M.J. Kraemer, Jr. 1f
Mgmt ForForForElect Director Roger A. Krone 1g
Mgmt ForForForElect Director Gary S. May 1h
Mgmt ForForForElect Director Surya N. Mohapatra 1i
Mgmt ForForForElect Director Lawrence C. Nussdorf 1j
Mgmt ForForForElect Director Robert S. Shapard 1k
Mgmt ForForForElect Director Susan M. Stalnecker 1l
Mgmt ForForForElect Director Noel B. Williams 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Leidos Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForEliminate Cumulative Voting 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
SH ForForAgainstAmend Proxy Access Right 6
The Hackett Group, Inc.
Meeting Date: 05/01/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 404609109
Ticker: HCKT
Shares Voted: 47,517
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director John R. Harris Mgmt For Against Against
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify RSM US LLP as Auditors 4
Shares Voted: 62,795
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director John R. Harris 1
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify RSM US LLP as Auditors 4
Berkshire Hathaway Inc.
Meeting Date: 05/02/2020
Record Date: 03/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 084670702
Ticker: BRK.B
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Berkshire Hathaway Inc.
Shares Voted: 4,876,871
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Warren E. Buffett Mgmt For For For
Mgmt ForForForElect Director Charles T. Munger 1.2
Mgmt ForForForElect Director Gregory E. Abel 1.3
Mgmt ForForForElect Director Howard G. Buffett 1.4
Mgmt ForForForElect Director Stephen B. Burke 1.5
Mgmt ForForForElect Director Kenneth I. Chenault 1.6
Mgmt WithholdWithholdForElect Director Susan L. Decker 1.7
Mgmt ForForForElect Director David S. Gottesman 1.8
Mgmt WithholdWithholdForElect Director Charlotte Guyman 1.9
Mgmt ForForForElect Director Ajit Jain 1.10
Mgmt WithholdWithholdForElect Director Thomas S. Murphy 1.11
Mgmt ForForForElect Director Ronald L. Olson 1.12
Mgmt ForForForElect Director Walter Scott, Jr. 1.13
Mgmt WithholdWithholdForElect Director Meryl B. Witmer 1.14
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
SH AgainstAgainstAgainstAdopt a Policy on Board Diversity 4
Shares Voted: 825,418
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Warren E. Buffett 1.1
Mgmt ForForForElect Director Charles T. Munger 1.2
Mgmt ForForForElect Director Gregory E. Abel 1.3
Mgmt ForForForElect Director Howard G. Buffett 1.4
Mgmt ForForForElect Director Stephen B. Burke 1.5
Mgmt ForForForElect Director Kenneth I. Chenault 1.6
Mgmt WithholdWithholdForElect Director Susan L. Decker 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Berkshire Hathaway Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David S. Gottesman 1.8
Mgmt WithholdWithholdForElect Director Charlotte Guyman 1.9
Mgmt ForForForElect Director Ajit Jain 1.10
Mgmt WithholdWithholdForElect Director Thomas S. Murphy 1.11
Mgmt ForForForElect Director Ronald L. Olson 1.12
Mgmt ForForForElect Director Walter Scott, Jr. 1.13
Mgmt WithholdWithholdForElect Director Meryl B. Witmer 1.14
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
SH AgainstAgainstAgainstAdopt a Policy on Board Diversity 4
Aflac Incorporated
Meeting Date: 05/04/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 001055102
Ticker: AFL
Shares Voted: 402,307
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel P. Amos Mgmt For For For
Mgmt ForForForElect Director W. Paul Bowers 1b
Mgmt ForForForElect Director Toshihiko Fukuzawa 1c
Mgmt ForForForElect Director Thomas J. Kenny 1d
Mgmt ForForForElect Director Georgette D. Kiser 1e
Mgmt ForForForElect Director Karole F. Lloyd 1f
Mgmt ForForForElect Director Nobuchika Mori 1g
Mgmt ForForForElect Director Joseph L. Moskowitz 1h
Mgmt ForForForElect Director Barbara K. Rimer 1i
Mgmt ForForForElect Director Katherine T. Rohrer 1j
Mgmt ForForForElect Director Melvin T. Stith 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aflac Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 39,109
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Daniel P. Amos 1a
Mgmt ForForForElect Director W. Paul Bowers 1b
Mgmt ForForForElect Director Toshihiko Fukuzawa 1c
Mgmt ForForForElect Director Thomas J. Kenny 1d
Mgmt ForForForElect Director Georgette D. Kiser 1e
Mgmt ForForForElect Director Karole F. Lloyd 1f
Mgmt ForForForElect Director Nobuchika Mori 1g
Mgmt ForForForElect Director Joseph L. Moskowitz 1h
Mgmt ForForForElect Director Barbara K. Rimer 1i
Mgmt ForForForElect Director Katherine T. Rohrer 1j
Mgmt ForForForElect Director Melvin T. Stith 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Eli Lilly and Company
Meeting Date: 05/04/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 532457108
Ticker: LLY
Shares Voted: 22
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael L. Eskew Mgmt For Against Against
Mgmt ForForForElect Director William G. Kaelin, Jr. 1b
Mgmt ForForForElect Director David A. Ricks 1c
Mgmt ForForForElect Director Marschall S. Runge 1d
Mgmt ForForForElect Director Karen Walker 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eli Lilly and Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForDeclassify the Board of Directors 4
Mgmt ForForForEliminate Supermajority Voting Provisions 5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
SH AgainstAgainstAgainstReport on Forced Swim Test 7
SH ForForAgainstRequire Independent Board Chairman 8
SH AgainstAgainstAgainstDisclose Board Matrix Including Ideological Perspectives
9
SH ForReferAgainstReport on Integrating Drug Pricing Risks into Senior Executive Compensation Arrangements
10
SH ForForAgainstAdopt Policy on Bonus Banking 11
SH ForForAgainstClawback Disclosure of Recoupment Activity from Senior Officers
12
Heritage Financial Corporation
Meeting Date: 05/04/2020
Record Date: 03/05/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 42722X106
Ticker: HFWA
Shares Voted: 52,921
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brian S. Charneski Mgmt For For For
Mgmt ForForForElect Director John A. Clees 1.2
Mgmt ForForForElect Director Kimberly T. Ellwanger 1.3
Mgmt ForForForElect Director Stephen A. Dennis 1.4
Mgmt ForForForElect Director Jeffrey J. Deuel 1.5
Mgmt ForForForElect Director Deborah J. Gavin 1.6
Mgmt ForForForElect Director Jeffrey S. Lyon 1.7
Mgmt ForForForElect Director Gragg E. Miller 1.8
Mgmt ForForForElect Director Anthony B. Pickering 1.9
Mgmt ForForForElect Director Brian L. Vance 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Heritage Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ann Watson 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Shares Voted: 17,649
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Brian S. Charneski 1.1
Mgmt ForForForElect Director John A. Clees 1.2
Mgmt ForForForElect Director Kimberly T. Ellwanger 1.3
Mgmt ForForForElect Director Stephen A. Dennis 1.4
Mgmt ForForForElect Director Jeffrey J. Deuel 1.5
Mgmt ForForForElect Director Deborah J. Gavin 1.6
Mgmt ForForForElect Director Jeffrey S. Lyon 1.7
Mgmt ForForForElect Director Gragg E. Miller 1.8
Mgmt ForForForElect Director Anthony B. Pickering 1.9
Mgmt ForForForElect Director Brian L. Vance 1.10
Mgmt ForForForElect Director Ann Watson 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Magnolia Oil & Gas Corporation
Meeting Date: 05/04/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 559663109
Ticker: MGY
Shares Voted: 53,992
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen "Steve" I. Chazen Mgmt For For For
Mgmt ForForForElect Director Arcilia C. Acosta 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Magnolia Oil & Gas Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Angela M. Busch 1c
Mgmt ForForForElect Director Edward P. Djerejian 1d
Mgmt ForForForElect Director James R. Larson 1e
Mgmt ForForForElect Director Dan F. Smith 1f
Mgmt ForForForElect Director John B. Walker 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 15,385
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen "Steve" I. Chazen 1a
Mgmt ForForForElect Director Arcilia C. Acosta 1b
Mgmt ForForForElect Director Angela M. Busch 1c
Mgmt ForForForElect Director Edward P. Djerejian 1d
Mgmt ForForForElect Director James R. Larson 1e
Mgmt ForForForElect Director Dan F. Smith 1f
Mgmt ForForForElect Director John B. Walker 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Adesto Technologies Corporation
Meeting Date: 05/05/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Special
Primary Security ID: 00687D101
Ticker: IOTS
Shares Voted: 9,997
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Air Liquide SA
Meeting Date: 05/05/2020
Record Date: 04/30/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F01764103
Ticker: AI
Shares Voted: 2,280
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.70 per Share and an Extra of EUR 0.27 per Share to Long Term Registered Shares
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForForReelect Brian Gilvary as Director 5
Mgmt ForForForElect Anette Bronder as Director 6
Mgmt ForForForElect Kim Ann Mink as Director 7
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
8
Mgmt ForForForApprove Compensation of Benoit Potier 9
Mgmt ForForForApprove Compensation Report for Corporate Officers
10
Mgmt ForForForApprove Remuneration Policy of Corporate Officers
11
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million
12
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value
14
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
15
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
16
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Air Liquide SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Article 11 of Bylaws Re: Employee Representative
17
Mgmt ForForForAmend Article 15 of Bylaws Re: Board Powers 18
Mgmt ForForForAmend Article 16 of Bylaws Re: Board Members Remuneration
19
Mgmt ForForForAmend Article 9 of Bylaws Re: Shareholding Disclosure Thresholds
20
Mgmt ForForForAmend Articles 15 and 19 of Bylaws Re: Delegate Power to Board Members
21
Mgmt ForForForAmend Article 4 of Bylaws Re: Company Duration
22
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
23
American Express Company
Meeting Date: 05/05/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 025816109
Ticker: AXP
Shares Voted: 381,044
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charlene Barshefsky Mgmt For For For
Mgmt ForForForElect Director John J. Brennan 1b
Mgmt ForForForElect Director Peter Chernin 1c
Mgmt ForForForElect Director Ralph de la Vega 1d
Mgmt ForForForElect Director Anne Lauvergeon 1e
Mgmt ForForForElect Director Michael O. Leavitt 1f
Mgmt ForForForElect Director Theodore J. Leonsis 1g
Mgmt ForForForElect Director Karen L. Parkhill 1h
Mgmt ForForForElect Director Lynn A. Pike 1i
Mgmt ForForForElect Director Stephen J. Squeri 1j
Mgmt ForForForElect Director Daniel L. Vasella 1k
Mgmt ForForForElect Director Ronald A. Williams 1l
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
American Express Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christopher D. Young 1m
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Gender/Racial Pay Gap 6
Shares Voted: 120,535
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charlene Barshefsky 1a
Mgmt ForForForElect Director John J. Brennan 1b
Mgmt ForForForElect Director Peter Chernin 1c
Mgmt ForForForElect Director Ralph de la Vega 1d
Mgmt ForForForElect Director Anne Lauvergeon 1e
Mgmt ForForForElect Director Michael O. Leavitt 1f
Mgmt ForForForElect Director Theodore J. Leonsis 1g
Mgmt ForForForElect Director Karen L. Parkhill 1h
Mgmt ForForForElect Director Lynn A. Pike 1i
Mgmt ForForForElect Director Stephen J. Squeri 1j
Mgmt ForForForElect Director Daniel L. Vasella 1k
Mgmt ForForForElect Director Ronald A. Williams 1l
Mgmt ForForForElect Director Christopher D. Young 1m
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Gender/Racial Pay Gap 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barrick Gold Corporation
Meeting Date: 05/05/2020
Record Date: 03/06/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 067901108
Ticker: ABX
Shares Voted: 23,221,651
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director D. Mark Bristow Mgmt For For For
Mgmt WithholdWithholdForElect Director Gustavo A. Cisneros 1.2
Mgmt WithholdWithholdForElect Director Christopher L. Coleman 1.3
Mgmt ForForForElect Director J. Michael Evans 1.4
Mgmt WithholdWithholdForElect Director Brian L. Greenspun 1.5
Mgmt ForForForElect Director J. Brett Harvey 1.6
Mgmt ForForForElect Director Andrew J. Quinn 1.7
Mgmt ForForForElect Director M. Loreto Silva 1.8
Mgmt ForForForElect Director John L. Thornton 1.9
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Shares Voted: 5,367,922
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director D. Mark Bristow 1.1
Mgmt WithholdWithholdForElect Director Gustavo A. Cisneros 1.2
Mgmt WithholdWithholdForElect Director Christopher L. Coleman 1.3
Mgmt ForForForElect Director J. Michael Evans 1.4
Mgmt WithholdWithholdForElect Director Brian L. Greenspun 1.5
Mgmt ForForForElect Director J. Brett Harvey 1.6
Mgmt ForForForElect Director Andrew J. Quinn 1.7
Mgmt ForForForElect Director M. Loreto Silva 1.8
Mgmt ForForForElect Director John L. Thornton 1.9
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barrick Gold Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Bristol-Myers Squibb Company
Meeting Date: 05/05/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 110122108
Ticker: BMY
Shares Voted: 34
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Peter J. Arduini Mgmt For For For
Mgmt ForForForElect Director Robert Bertolini 1B
Mgmt ForForForElect Director Michael W. Bonney 1C
Mgmt ForForForElect Director Giovanni Caforio 1D
Mgmt ForForForElect Director Matthew W. Emmens 1E
Mgmt ForForForElect Director Julia A. Haller 1F
Mgmt ForForForElect Director Dinesh C. Paliwal 1G
Mgmt ForForForElect Director Theodore R. Samuels 1H
Mgmt ForForForElect Director Vicki L. Sato 1I
Mgmt ForForForElect Director Gerald L. Storch 1J
Mgmt ForForForElect Director Karen H. Vousden 1K
Mgmt ForForForElect Director Phyllis R. Yale 1L
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstRequire Independent Board Chairman 4
SH ForForAgainstProvide Right to Act by Written Consent 5
Colony Capital, Inc.
Meeting Date: 05/05/2020
Record Date: 03/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 19626G108
Ticker: CLNY
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Colony Capital, Inc.
Shares Voted: 3,180,798
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas J. Barrack, Jr. Mgmt For For For
Mgmt ForForForElect Director Douglas Crocker, II 1.2
Mgmt ForForForElect Director Nancy A. Curtin 1.3
Mgmt ForForForElect Director Jeannie H. Diefenderfer 1.4
Mgmt ForForForElect Director Jon A. Fosheim 1.5
Mgmt ForForForElect Director Craig M. Hatkoff 1.6
Mgmt ForForForElect Director Raymond C. Mikulich 1.7
Mgmt ForForForElect Director George G. C. Parker 1.8
Mgmt ForForForElect Director Dale Anne Reiss 1.9
Mgmt ForForForElect Director Charles W. Schoenherr 1.10
Mgmt ForForForElect Director John A. Somers 1.11
Mgmt ForForForElect Director John L. Steffens 1.12
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 574,182
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas J. Barrack, Jr. 1.1
Mgmt ForForForElect Director Douglas Crocker, II 1.2
Mgmt ForForForElect Director Nancy A. Curtin 1.3
Mgmt ForForForElect Director Jeannie H. Diefenderfer 1.4
Mgmt ForForForElect Director Jon A. Fosheim 1.5
Mgmt ForForForElect Director Craig M. Hatkoff 1.6
Mgmt ForForForElect Director Raymond C. Mikulich 1.7
Mgmt ForForForElect Director George G. C. Parker 1.8
Mgmt ForForForElect Director Dale Anne Reiss 1.9
Mgmt ForForForElect Director Charles W. Schoenherr 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Colony Capital, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John A. Somers 1.11
Mgmt ForForForElect Director John L. Steffens 1.12
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Entercom Communications Corp.
Meeting Date: 05/05/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 293639100
Ticker: ETM
Shares Voted: 3,868,745
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David J. Field Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Joseph M. Field 1.2
Mgmt WithholdWithholdForElect Director David J. Berkman 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Shares Voted: 716,038
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director David J. Field 1.1
Mgmt WithholdWithholdForElect Director Joseph M. Field 1.2
Mgmt WithholdWithholdForElect Director David J. Berkman 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Evergy, Inc.
Meeting Date: 05/05/2020
Record Date: 02/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 30034W106
Ticker: EVRG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Evergy, Inc.
Shares Voted: 433,725
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kirkland B. Andrews Mgmt For For For
Mgmt ForForForElect Director Terry Bassham 1b
Mgmt ForForForElect Director Mollie Hale Carter 1c
Mgmt ForForForElect Director Richard L. Hawley 1d
Mgmt ForForForElect Director Thomas D. Hyde 1e
Mgmt ForForForElect Director B. Anthony Isaac 1f
Mgmt AgainstAgainstForElect Director Paul M. Keglevic 1g
Mgmt ForForForElect Director Sandra A.J. Lawrence 1h
Mgmt ForForForElect Director Ann D. Murtlow 1i
Mgmt ForForForElect Director Sandra J. Price 1j
Mgmt ForForForElect Director Mark A. Ruelle 1k
Mgmt ForForForElect Director S. Carl Soderstrom, Jr. 1l
Mgmt ForForForElect Director John Arthur Stall 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 1,389,794
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kirkland B. Andrews 1a
Mgmt ForForForElect Director Terry Bassham 1b
Mgmt ForForForElect Director Mollie Hale Carter 1c
Mgmt ForForForElect Director Richard L. Hawley 1d
Mgmt ForForForElect Director Thomas D. Hyde 1e
Mgmt ForForForElect Director B. Anthony Isaac 1f
Mgmt AgainstAgainstForElect Director Paul M. Keglevic 1g
Mgmt ForForForElect Director Sandra A.J. Lawrence 1h
Mgmt ForForForElect Director Ann D. Murtlow 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Evergy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sandra J. Price 1j
Mgmt ForForForElect Director Mark A. Ruelle 1k
Mgmt ForForForElect Director S. Carl Soderstrom, Jr. 1l
Mgmt ForForForElect Director John Arthur Stall 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Expeditors International of Washington, Inc.
Meeting Date: 05/05/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 302130109
Ticker: EXPD
Shares Voted: 563,381
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Wright Mgmt For For For
Mgmt ForForForElect Director Glenn M. Alger 1.2
Mgmt ForForForElect Director Robert P. Carlile 1.3
Mgmt ForForForElect Director James "Jim" M. DuBois 1.4
Mgmt ForForForElect Director Mark A. Emmert 1.5
Mgmt ForForForElect Director Diane H. Gulyas 1.6
Mgmt ForForForElect Director Jeffrey S. Musser 1.7
Mgmt ForForForElect Director Liane J. Pelletier 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
SH ForReferAgainstAdopt a Policy on Board Diversity 5
Shares Voted: 1,304,122
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Expeditors International of Washington, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert R. Wright 1.1
Mgmt ForForForElect Director Glenn M. Alger 1.2
Mgmt ForForForElect Director Robert P. Carlile 1.3
Mgmt ForForForElect Director James "Jim" M. DuBois 1.4
Mgmt ForForForElect Director Mark A. Emmert 1.5
Mgmt ForForForElect Director Diane H. Gulyas 1.6
Mgmt ForForForElect Director Jeffrey S. Musser 1.7
Mgmt ForForForElect Director Liane J. Pelletier 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
SH ForReferAgainstAdopt a Policy on Board Diversity 5
First Interstate BancSystem, Inc.
Meeting Date: 05/05/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 32055Y201
Ticker: FIBK
Shares Voted: 3,919
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alice S. Cho Mgmt For For For
Mgmt ForForForElect Director Dana L. Crandall 1.2
Mgmt ForForForElect Director Dennis L. Johnson 1.3
Mgmt ForForForElect Director Patricia L. Moss 1.4
Mgmt ForForForRatify RSM US LLP as Auditors 2
Shares Voted: 7,739
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Alice S. Cho 1.1
Mgmt ForForForElect Director Dana L. Crandall 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
First Interstate BancSystem, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dennis L. Johnson 1.3
Mgmt ForForForElect Director Patricia L. Moss 1.4
Mgmt ForForForRatify RSM US LLP as Auditors 2
Hubbell Incorporated
Meeting Date: 05/05/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 443510607
Ticker: HUBB
Shares Voted: 117,005
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carlos M. Cardoso Mgmt For For For
Mgmt WithholdWithholdForElect Director Anthony J. Guzzi 1.2
Mgmt WithholdWithholdForElect Director Neal J. Keating 1.3
Mgmt ForForForElect Director Bonnie C. Lind 1.4
Mgmt ForForForElect Director John F. Malloy 1.5
Mgmt ForForForElect Director David G. Nord 1.6
Mgmt WithholdWithholdForElect Director John G. Russell 1.7
Mgmt ForForForElect Director Steven R. Shawley 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 373,713
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carlos M. Cardoso 1.1
Mgmt WithholdWithholdForElect Director Anthony J. Guzzi 1.2
Mgmt WithholdWithholdForElect Director Neal J. Keating 1.3
Mgmt ForForForElect Director Bonnie C. Lind 1.4
Mgmt ForForForElect Director John F. Malloy 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hubbell Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David G. Nord 1.6
Mgmt WithholdWithholdForElect Director John G. Russell 1.7
Mgmt ForForForElect Director Steven R. Shawley 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Kemper Corporation
Meeting Date: 05/05/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 488401100
Ticker: KMPR
Shares Voted: 724
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Teresa A. Canida Mgmt For For For
Mgmt ForForForElect Director George N. Cochran 1b
Mgmt ForForForElect Director Kathleen M. Cronin 1c
Mgmt ForForForElect Director Lacy M. Johnson 1d
Mgmt ForForForElect Director Robert J. Joyce 1e
Mgmt ForForForElect Director Joseph P. Lacher, Jr. 1f
Mgmt ForForForElect Director Gerald Laderman 1g
Mgmt ForForForElect Director Christopher B. Sarofim 1h
Mgmt ForForForElect Director David P. Storch 1i
Mgmt ForForForElect Director Susan D. Whiting 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 1,420
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kemper Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Teresa A. Canida 1a
Mgmt ForForForElect Director George N. Cochran 1b
Mgmt ForForForElect Director Kathleen M. Cronin 1c
Mgmt ForForForElect Director Lacy M. Johnson 1d
Mgmt ForForForElect Director Robert J. Joyce 1e
Mgmt ForForForElect Director Joseph P. Lacher, Jr. 1f
Mgmt ForForForElect Director Gerald Laderman 1g
Mgmt ForForForElect Director Christopher B. Sarofim 1h
Mgmt ForForForElect Director David P. Storch 1i
Mgmt ForForForElect Director Susan D. Whiting 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
National Bank Holdings Corporation
Meeting Date: 05/05/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 633707104
Ticker: NBHC
Shares Voted: 16,488
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ralph W. Clermont Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Robert E. Dean 1.2
Mgmt WithholdWithholdForElect Director Fred J. Joseph 1.3
Mgmt ForForForElect Director G. Timothy Laney 1.4
Mgmt ForForForElect Director Micho F. Spring 1.5
Mgmt ForForForElect Director Burney S. Warren, III 1.6
Mgmt WithholdWithholdForElect Director Art Zeile 1.7
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
National Bank Holdings Corporation
Shares Voted: 1,539
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Ralph W. Clermont 1.1
Mgmt WithholdWithholdForElect Director Robert E. Dean 1.2
Mgmt WithholdWithholdForElect Director Fred J. Joseph 1.3
Mgmt ForForForElect Director G. Timothy Laney 1.4
Mgmt ForForForElect Director Micho F. Spring 1.5
Mgmt ForForForElect Director Burney S. Warren, III 1.6
Mgmt WithholdWithholdForElect Director Art Zeile 1.7
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Packaging Corporation of America
Meeting Date: 05/05/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 695156109
Ticker: PKG
Shares Voted: 30
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cheryl K. Beebe Mgmt For For For
Mgmt ForForForElect Director Duane C. Farrington 1.2
Mgmt ForForForElect Director Donna A. Harman 1.3
Mgmt ForForForElect Director Mark W. Kowlzan 1.4
Mgmt ForForForElect Director Robert C. Lyons 1.5
Mgmt ForForForElect Director Thomas P. Maurer 1.6
Mgmt ForForForElect Director Samuel M. Mencoff 1.7
Mgmt ForForForElect Director Roger B. Porter 1.8
Mgmt ForForForElect Director Thomas S. Souleles 1.9
Mgmt ForForForElect Director Paul T. Stecko 1.10
Mgmt ForForForElect Director James D. Woodrum 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Packaging Corporation of America
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Peapack-Gladstone Financial Corporation
Meeting Date: 05/05/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 704699107
Ticker: PGC
Shares Voted: 400,328
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carmen M. Bowser Mgmt For For For
Mgmt ForForForElect Director Susan A. Cole 1.2
Mgmt ForForForElect Director Anthony J. Consi, II 1.3
Mgmt ForForForElect Director Richard Daingerfield 1.4
Mgmt ForForForElect Director Edward A. Gramigna, Jr. 1.5
Mgmt ForForForElect Director Peter D. Horst 1.6
Mgmt ForForForElect Director Steven A. Kass 1.7
Mgmt ForForForElect Director Douglas L. Kennedy 1.8
Mgmt ForForForElect Director F. Duffield Meyercord 1.9
Mgmt ForForForElect Director Patrick J. Mullen 1.10
Mgmt ForForForElect Director Philip W. Smith, III 1.11
Mgmt ForForForElect Director Tony Spinelli 1.12
Mgmt ForForForElect Director Beth Welsh 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify Crowe LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Peapack-Gladstone Financial Corporation
Shares Voted: 107,261
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carmen M. Bowser 1.1
Mgmt ForForForElect Director Susan A. Cole 1.2
Mgmt ForForForElect Director Anthony J. Consi, II 1.3
Mgmt ForForForElect Director Richard Daingerfield 1.4
Mgmt ForForForElect Director Edward A. Gramigna, Jr. 1.5
Mgmt ForForForElect Director Peter D. Horst 1.6
Mgmt ForForForElect Director Steven A. Kass 1.7
Mgmt ForForForElect Director Douglas L. Kennedy 1.8
Mgmt ForForForElect Director F. Duffield Meyercord 1.9
Mgmt ForForForElect Director Patrick J. Mullen 1.10
Mgmt ForForForElect Director Philip W. Smith, III 1.11
Mgmt ForForForElect Director Tony Spinelli 1.12
Mgmt ForForForElect Director Beth Welsh 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify Crowe LLP as Auditors 4
Preformed Line Products Company
Meeting Date: 05/05/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 740444104
Ticker: PLPC
Shares Voted: 1,896
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Glenn E. Corlett Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Michael E. Gibbons 1.2
Mgmt WithholdWithholdForElect Director R. Steven Kestner 1.3
Mgmt WithholdWithholdForElect Director J. Ryan Ruhlman 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Preformed Line Products Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Primo Water Corporation
Meeting Date: 05/05/2020
Record Date: 03/16/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 74167P108
Ticker: PRMW
Shares Voted: 57,057
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Britta Bomhard Mgmt For For For
Mgmt ForForForElect Director Susan E. Cates 1.2
Mgmt ForForForElect Director Jerry Fowden 1.3
Mgmt ForForForElect Director Stephen H. Halperin 1.4
Mgmt ForForForElect Director Thomas J. Harrington 1.5
Mgmt ForForForElect Director Betty Jane (BJ) Hess 1.6
Mgmt ForForForElect Director Gregory Monahan 1.7
Mgmt ForForForElect Director Mario Pilozzi 1.8
Mgmt ForForForElect Director Billy D. Prim 1.9
Mgmt WithholdWithholdForElect Director Eric Rosenfeld 1.10
Mgmt ForForForElect Director Graham W. Savage 1.11
Mgmt ForForForElect Director Steven P. Stanbrook 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Shares Voted: 1,533
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Britta Bomhard 1.1
Mgmt ForForForElect Director Susan E. Cates 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Primo Water Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jerry Fowden 1.3
Mgmt ForForForElect Director Stephen H. Halperin 1.4
Mgmt ForForForElect Director Thomas J. Harrington 1.5
Mgmt ForForForElect Director Betty Jane (BJ) Hess 1.6
Mgmt ForForForElect Director Gregory Monahan 1.7
Mgmt ForForForElect Director Mario Pilozzi 1.8
Mgmt ForForForElect Director Billy D. Prim 1.9
Mgmt WithholdWithholdForElect Director Eric Rosenfeld 1.10
Mgmt ForForForElect Director Graham W. Savage 1.11
Mgmt ForForForElect Director Steven P. Stanbrook 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Air Lease Corporation
Meeting Date: 05/06/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00912X302
Ticker: AL
Shares Voted: 1,985,723
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Matthew J. Hart Mgmt For For For
Mgmt ForForForElect Director Cheryl Gordon Krongard 1b
Mgmt ForForForElect Director Marshall O. Larsen 1c
Mgmt ForForForElect Director Susan McCaw 1d
Mgmt ForForForElect Director Robert A. Milton 1e
Mgmt ForForForElect Director John L. Plueger 1f
Mgmt ForForForElect Director Ian M. Saines 1g
Mgmt ForForForElect Director Steven F. Udvar-Hazy 1h
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Air Lease Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 332,368
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Matthew J. Hart 1a
Mgmt ForForForElect Director Cheryl Gordon Krongard 1b
Mgmt ForForForElect Director Marshall O. Larsen 1c
Mgmt ForForForElect Director Susan McCaw 1d
Mgmt ForForForElect Director Robert A. Milton 1e
Mgmt ForForForElect Director John L. Plueger 1f
Mgmt ForForForElect Director Ian M. Saines 1g
Mgmt ForForForElect Director Steven F. Udvar-Hazy 1h
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Alcon Inc.
Meeting Date: 05/06/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H01301128
Ticker: ALC
Shares Voted: 79,711
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
3
Mgmt ForForForApprove Remuneration Report (Non-Binding) 4.1
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 3.3 Million
4.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alcon Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 35.3 Million
4.3
Mgmt ForForForReelect Michael Ball as Director 5.1
Mgmt ForForForReelect Lynn Bleil as Director 5.2
Mgmt ForForForReelect Arthur Cummings as Director 5.3
Mgmt ForForForReelect David Endicott as Director 5.4
Mgmt ForForForReelect Thomas Glanzmann as Director 5.5
Mgmt ForForForReelect Keith Grossmann as Director 5.6
Mgmt ForForForReelect Scott Maw as Director 5.7
Mgmt ForForForReelect Karen May as Director 5.8
Mgmt ForForForReelect Ines Poeschel as Director 5.9
Mgmt ForForForReelect Dieter Spaelti as Director 5.10
Mgmt ForForForReappoint Thomas Glanzmann as Member of the Compensation Committee
6.1
Mgmt ForForForReappoint Keith Grossmann as Member of the Compensation Committee
6.2
Mgmt ForForForReappoint Karen May as Member of the Compensation Committee
6.3
Mgmt ForForForReappoint Ines Poeschel as Member of the Compensation Committee
6.4
Mgmt ForForForDesignate Hartmann Dreyer Attorneys-at-Law as Independent Proxy
7
Mgmt ForForForRatify PricewaterhouseCoopers SA as Auditors 8
Mgmt AgainstAgainstForTransact Other Business (Voting) 9
Alcon Inc.
Meeting Date: 05/06/2020
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H01301128
Ticker: ALC
Shares Voted: 277
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Allianz SE
Meeting Date: 05/06/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D03080112
Ticker: ALV
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt Do Not Vote
ForForApprove Allocation of Income and Dividends of EUR 9.60 per Share
2
Mgmt Do Not Vote
ForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt Do Not Vote
ForForApprove Affiliation Agreement with Allianz Africa Holding GmbH
5
Shares Voted: 12,807
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 9.60 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForApprove Affiliation Agreement with Allianz Africa Holding GmbH
5
Shares Voted: 147,698
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 9.60 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Allianz SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Affiliation Agreement with Allianz Africa Holding GmbH
5
AMETEK, Inc.
Meeting Date: 05/06/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 031100100
Ticker: AME
Shares Voted: 1,365,002
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas A. Amato Mgmt For For For
Mgmt ForForForElect Director Anthony J. Conti 1b
Mgmt ForForForElect Director Gretchen W. McClain 1c
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 2,534,163
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas A. Amato 1a
Mgmt ForForForElect Director Anthony J. Conti 1b
Mgmt ForForForElect Director Gretchen W. McClain 1c
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Assured Guaranty Ltd.
Meeting Date: 05/06/2020
Record Date: 03/13/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G0585R106
Ticker: AGO
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Assured Guaranty Ltd.
Shares Voted: 1,007,199
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Francisco L. Borges Mgmt For For For
Mgmt ForForForElect Director G. Lawrence Buhl 1b
Mgmt ForForForElect Director Dominic J. Frederico 1c
Mgmt ForForForElect Director Bonnie L. Howard 1d
Mgmt ForForForElect Director Thomas W. Jones 1e
Mgmt ForForForElect Director Patrick W. Kenny 1f
Mgmt ForForForElect Director Alan J. Kreczko 1g
Mgmt ForForForElect Director Simon W. Leathes 1h
Mgmt ForForForElect Director Michael T. O'Kane 1i
Mgmt ForForForElect Director Yukiko Omura 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForElect Howard W. Albert as Director of Assured Guaranty Re Ltd
4aa
Mgmt ForForForElect Robert A. Bailenson as Director of Assured Guaranty Re Ltd
4ab
Mgmt ForForForElect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd
4ac
Mgmt ForForForElect Gary Burnet as Director of Assured Guaranty Re Ltd
4ad
Mgmt ForForForElect Ling Chow as Director of Assured Guaranty Re Ltd
4ae
Mgmt ForForForElect Stephen Donnarumma as Director of Assured Guaranty Re Ltd
4af
Mgmt ForForForElect Dominic J. Frederico as Director of Assured Guaranty Re Ltd
4ag
Mgmt ForForForElect Walter A. Scott as Director of Assured Guaranty Re Ltd
4ah
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd
4B
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Assured Guaranty Ltd.
Shares Voted: 243,453
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Francisco L. Borges 1a
Mgmt ForForForElect Director G. Lawrence Buhl 1b
Mgmt ForForForElect Director Dominic J. Frederico 1c
Mgmt ForForForElect Director Bonnie L. Howard 1d
Mgmt ForForForElect Director Thomas W. Jones 1e
Mgmt ForForForElect Director Patrick W. Kenny 1f
Mgmt ForForForElect Director Alan J. Kreczko 1g
Mgmt ForForForElect Director Simon W. Leathes 1h
Mgmt ForForForElect Director Michael T. O'Kane 1i
Mgmt ForForForElect Director Yukiko Omura 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForElect Howard W. Albert as Director of Assured Guaranty Re Ltd
4aa
Mgmt ForForForElect Robert A. Bailenson as Director of Assured Guaranty Re Ltd
4ab
Mgmt ForForForElect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd
4ac
Mgmt ForForForElect Gary Burnet as Director of Assured Guaranty Re Ltd
4ad
Mgmt ForForForElect Ling Chow as Director of Assured Guaranty Re Ltd
4ae
Mgmt ForForForElect Stephen Donnarumma as Director of Assured Guaranty Re Ltd
4af
Mgmt ForForForElect Dominic J. Frederico as Director of Assured Guaranty Re Ltd
4ag
Mgmt ForForForElect Walter A. Scott as Director of Assured Guaranty Re Ltd
4ah
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd
4B
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carlisle Companies Incorporated
Meeting Date: 05/06/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 142339100
Ticker: CSL
Shares Voted: 10
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert G. Bohn Mgmt For For For
Mgmt ForForForElect Director Gregg A. Ostrander 1.2
Mgmt ForForForElect Director Jesse G. Singh 1.3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cimarex Energy Co.
Meeting Date: 05/06/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 171798101
Ticker: XEC
Shares Voted: 808,881
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kathleen A. Hogenson Mgmt For For For
Mgmt ForForForElect Director Paul N. Eckley 1.2
Mgmt ForForForElect Director Thomas E. Jorden 1.3
Mgmt ForForForElect Director Floyd R. Price 1.4
Mgmt ForForForElect Director Frances M. Vallejo 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 839,262
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathleen A. Hogenson 1.1
Mgmt ForForForElect Director Paul N. Eckley 1.2
Mgmt ForForForElect Director Thomas E. Jorden 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cimarex Energy Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Floyd R. Price 1.4
Mgmt ForForForElect Director Frances M. Vallejo 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
CSX Corporation
Meeting Date: 05/06/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 126408103
Ticker: CSX
Shares Voted: 23
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Donna M. Alvarado Mgmt For For For
Mgmt ForForForElect Director Pamela L. Carter 1b
Mgmt ForForForElect Director James M. Foote 1c
Mgmt ForForForElect Director Steven T. Halverson 1d
Mgmt ForForForElect Director Paul C. Hilal 1e
Mgmt ForForForElect Director John D. McPherson 1f
Mgmt ForForForElect Director David M. Moffett 1g
Mgmt ForForForElect Director Linda H. Riefler 1h
Mgmt ForForForElect Director Suzanne M. Vautrinot 1i
Mgmt ForForForElect Director J. Steven Whisler 1j
Mgmt ForForForElect Director John J. Zillmer 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Encompass Health Corporation
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 29261A100
Ticker: EHC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Encompass Health Corporation
Shares Voted: 32
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Greg D. Carmichael Mgmt For For For
Mgmt ForForForElect Director John W. Chidsey 1b
Mgmt ForForForElect Director Donald L. Correll 1c
Mgmt ForForForElect Director Yvonne M. Curl 1d
Mgmt ForForForElect Director Charles M. Elson 1e
Mgmt ForForForElect Director Joan E. Herman 1f
Mgmt ForForForElect Director Leo I. Higdon, Jr. 1g
Mgmt ForForForElect Director Leslye G. Katz 1h
Mgmt ForForForElect Director Patricia A. Maryland 1i
Mgmt ForForForElect Director John E. Maupin, Jr. 1j
Mgmt ForForForElect Director Nancy M. Schlichting 1k
Mgmt ForForForElect Director L. Edward Shaw, Jr. 1l
Mgmt ForForForElect Director Mark J. Tarr 1m
Mgmt ForForForElect Director Terrance Williams 1n
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
General Dynamics Corporation
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 369550108
Ticker: GD
Shares Voted: 166,915
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James S. Crown Mgmt For For For
Mgmt ForForForElect Director Rudy F. deLeon 1b
Mgmt ForForForElect Director Cecil D. Haney 1c
Mgmt ForForForElect Director Mark M. Malcolm 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
General Dynamics Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James N. Mattis 1e
Mgmt ForForForElect Director Phebe N. Novakovic 1f
Mgmt ForForForElect Director C. Howard Nye 1g
Mgmt ForForForElect Director William A. Osborn 1h
Mgmt ForForForElect Director Catherine B. Reynolds 1i
Mgmt ForForForElect Director Laura J. Schumacher 1j
Mgmt ForForForElect Director John G. Stratton 1k
Mgmt ForForForElect Director Peter A. Wall 1l
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Shares Voted: 16,304
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James S. Crown 1a
Mgmt ForForForElect Director Rudy F. deLeon 1b
Mgmt ForForForElect Director Cecil D. Haney 1c
Mgmt ForForForElect Director Mark M. Malcolm 1d
Mgmt ForForForElect Director James N. Mattis 1e
Mgmt ForForForElect Director Phebe N. Novakovic 1f
Mgmt ForForForElect Director C. Howard Nye 1g
Mgmt ForForForElect Director William A. Osborn 1h
Mgmt ForForForElect Director Catherine B. Reynolds 1i
Mgmt ForForForElect Director Laura J. Schumacher 1j
Mgmt ForForForElect Director John G. Stratton 1k
Mgmt ForForForElect Director Peter A. Wall 1l
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
General Dynamics Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Gilead Sciences, Inc.
Meeting Date: 05/06/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 375558103
Ticker: GILD
Shares Voted: 641,573
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jacqueline K. Barton Mgmt For For For
Mgmt ForForForElect Director Sandra J. Horning 1b
Mgmt ForForForElect Director Kelly A. Kramer 1c
Mgmt ForForForElect Director Kevin E. Lofton 1d
Mgmt ForForForElect Director Harish Manwani 1e
Mgmt ForForForElect Director Daniel P. O'Day 1f
Mgmt ForForForElect Director Richard J. Whitley 1g
Mgmt ForForForElect Director Per Wold-Olsen 1h
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chair 4
SH AgainstAgainstAgainstEliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent
5
Shares Voted: 63,075
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jacqueline K. Barton 1a
Mgmt ForForForElect Director Sandra J. Horning 1b
Mgmt ForForForElect Director Kelly A. Kramer 1c
Mgmt ForForForElect Director Kevin E. Lofton 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gilead Sciences, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Harish Manwani 1e
Mgmt ForForForElect Director Daniel P. O'Day 1f
Mgmt ForForForElect Director Richard J. Whitley 1g
Mgmt ForForForElect Director Per Wold-Olsen 1h
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chair 4
SH AgainstAgainstAgainstEliminate the Ownership Threshold for Stockholders to Request a Record Date to Take Action by Written Consent
5
GlaxoSmithKline Plc
Meeting Date: 05/06/2020
Record Date: 05/04/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3910J112
Ticker: GSK
Shares Voted: 471,709
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt AbstainAbstainForApprove Remuneration Policy 3
Mgmt ForForForElect Sir Jonathan Symonds as Director 4
Mgmt ForForForElect Charles Bancroft as Director 5
Mgmt ForForForRe-elect Emma Walmsley as Director 6
Mgmt ForForForRe-elect Vindi Banga as Director 7
Mgmt ForForForRe-elect Dr Hal Barron as Director 8
Mgmt ForForForRe-elect Dr Vivienne Cox as Director 9
Mgmt ForForForRe-elect Lynn Elsenhans as Director 10
Mgmt ForForForRe-elect Dr Laurie Glimcher as Director 11
Mgmt ForForForRe-elect Dr Jesse Goodman as Director 12
Mgmt ForForForRe-elect Judy Lewent as Director 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GlaxoSmithKline Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Iain Mackay as Director 14
Mgmt ForForForRe-elect Urs Rohner as Director 15
Mgmt ForForForReappoint Deloitte LLP as Auditors 16
Mgmt ForForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
23
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
Shares Voted: 1,233,524
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt AbstainAbstainForApprove Remuneration Policy 3
Mgmt ForForForElect Sir Jonathan Symonds as Director 4
Mgmt ForForForElect Charles Bancroft as Director 5
Mgmt ForForForRe-elect Emma Walmsley as Director 6
Mgmt ForForForRe-elect Vindi Banga as Director 7
Mgmt ForForForRe-elect Dr Hal Barron as Director 8
Mgmt ForForForRe-elect Dr Vivienne Cox as Director 9
Mgmt ForForForRe-elect Lynn Elsenhans as Director 10
Mgmt ForForForRe-elect Dr Laurie Glimcher as Director 11
Mgmt ForForForRe-elect Dr Jesse Goodman as Director 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GlaxoSmithKline Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Judy Lewent as Director 13
Mgmt ForForForRe-elect Iain Mackay as Director 14
Mgmt ForForForRe-elect Urs Rohner as Director 15
Mgmt ForForForReappoint Deloitte LLP as Auditors 16
Mgmt ForForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
23
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
GlaxoSmithKline Plc
Meeting Date: 05/06/2020
Record Date: 03/16/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3910J112
Ticker: GSK
Shares Voted: 6,924,707
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt WithholdWithholdForApprove Remuneration Policy 3
Mgmt ForForForElect Sir Jonathan Symonds as Director 4
Mgmt ForForForElect Charles Bancroft as Director 5
Mgmt ForForForRe-elect Emma Walmsley as Director 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GlaxoSmithKline Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Vindi Banga as Director 7
Mgmt ForForForRe-elect Dr Hal Barron as Director 8
Mgmt ForForForRe-elect Dr Vivienne Cox as Director 9
Mgmt ForForForRe-elect Lynn Elsenhans as Director 10
Mgmt ForForForRe-elect Dr Laurie Glimcher as Director 11
Mgmt ForForForRe-elect Dr Jesse Goodman as Director 12
Mgmt ForForForRe-elect Judy Lewent as Director 13
Mgmt ForForForRe-elect Iain Mackay as Director 14
Mgmt ForForForRe-elect Urs Rohner as Director 15
Mgmt ForForForReappoint Deloitte LLP as Auditors 16
Mgmt ForForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
23
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
Shares Voted: 958,317
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt WithholdWithholdForApprove Remuneration Policy 3
Mgmt ForForForElect Sir Jonathan Symonds as Director 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GlaxoSmithKline Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Charles Bancroft as Director 5
Mgmt ForForForRe-elect Emma Walmsley as Director 6
Mgmt ForForForRe-elect Vindi Banga as Director 7
Mgmt ForForForRe-elect Dr Hal Barron as Director 8
Mgmt ForForForRe-elect Dr Vivienne Cox as Director 9
Mgmt ForForForRe-elect Lynn Elsenhans as Director 10
Mgmt ForForForRe-elect Dr Laurie Glimcher as Director 11
Mgmt ForForForRe-elect Dr Jesse Goodman as Director 12
Mgmt ForForForRe-elect Judy Lewent as Director 13
Mgmt ForForForRe-elect Iain Mackay as Director 14
Mgmt ForForForRe-elect Urs Rohner as Director 15
Mgmt ForForForReappoint Deloitte LLP as Auditors 16
Mgmt ForForForAuthorise the Audit & Risk Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForApprove the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports
23
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
24
Great Lakes Dredge & Dock Corporation
Meeting Date: 05/06/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 390607109
Ticker: GLDD
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Great Lakes Dredge & Dock Corporation
Shares Voted: 90,964
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Elaine J. Dorward-King Mgmt For For For
Mgmt ForForForElect Director Ryan J. Levenson 1b
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 30,802
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elaine J. Dorward-King 1a
Mgmt ForForForElect Director Ryan J. Levenson 1b
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Loomis AB
Meeting Date: 05/06/2020
Record Date: 04/29/2020
Country: Sweden
Meeting Type: Annual
Primary Security ID: W5650X104
Ticker: LOOM.B
Shares Voted: 102,621
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
MgmtReceive Financial Statements and Statutory Reports
7.a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Loomis AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7.b
Mgmt ForForForAccept Financial Statements and Statutory Reports
8.a
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
8.b
Mgmt ForForForApprove Discharge of Board and President 8.c
Mgmt ForForForDetermine Number of Members (6) and Deputy Members of Board (0)
9
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1 Million for Chairman and SEK 425,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
10
Mgmt AgainstAgainstForReelect Alf Goransson (Chairman), Lars Blecko, Johan Lundberg, Jan Svensson and Cecilia Daun Wennborg as Directors; Elect Jeanette Almberg as New Director; Ratify Deloitte as Auditors
11
Mgmt ForForForApprove Nomination Committee Procedures 12
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
13
Mgmt ForForForApprove Performance Share Plan 14
Mgmt ForForForAmend Articles Re: Set Minimum (SEK 60 Million) and Maximum (SEK 240 Million) Share Capital; Company Name; Participation at General Meeting; Share Registrar
15
MgmtClose Meeting 16
Shares Voted: 275,042
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOpen Meeting 1
Mgmt ForForForElect Chairman of Meeting 2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 5
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Loomis AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports
7.a
MgmtReceive Auditor's Report on Application of Guidelines for Remuneration for Executive Management
7.b
Mgmt ForForForAccept Financial Statements and Statutory Reports
8.a
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
8.b
Mgmt ForForForApprove Discharge of Board and President 8.c
Mgmt ForForForDetermine Number of Members (6) and Deputy Members of Board (0)
9
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 1 Million for Chairman and SEK 425,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors
10
Mgmt AgainstAgainstForReelect Alf Goransson (Chairman), Lars Blecko, Johan Lundberg, Jan Svensson and Cecilia Daun Wennborg as Directors; Elect Jeanette Almberg as New Director; Ratify Deloitte as Auditors
11
Mgmt ForForForApprove Nomination Committee Procedures 12
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
13
Mgmt ForForForApprove Performance Share Plan 14
Mgmt ForForForAmend Articles Re: Set Minimum (SEK 60 Million) and Maximum (SEK 240 Million) Share Capital; Company Name; Participation at General Meeting; Share Registrar
15
MgmtClose Meeting 16
LPL Financial Holdings Inc.
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 50212V100
Ticker: LPLA
Shares Voted: 116,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Dan H. Arnold Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LPL Financial Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward C. Bernard 1b
Mgmt ForForForElect Director H. Paulett Eberhart 1c
Mgmt ForForForElect Director William F. Glavin, Jr. 1d
Mgmt ForForForElect Director Allison H. Mnookin 1e
Mgmt ForForForElect Director Anne M. Mulcahy 1f
Mgmt ForForForElect Director James S. Putnam 1g
Mgmt ForForForElect Director Richard P. Schifter 1h
Mgmt ForForForElect Director Corey E. Thomas 1i
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 4,451
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dan H. Arnold 1a
Mgmt ForForForElect Director Edward C. Bernard 1b
Mgmt ForForForElect Director H. Paulett Eberhart 1c
Mgmt ForForForElect Director William F. Glavin, Jr. 1d
Mgmt ForForForElect Director Allison H. Mnookin 1e
Mgmt ForForForElect Director Anne M. Mulcahy 1f
Mgmt ForForForElect Director James S. Putnam 1g
Mgmt ForForForElect Director Richard P. Schifter 1h
Mgmt ForForForElect Director Corey E. Thomas 1i
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
MGM Growth Properties LLC
Meeting Date: 05/06/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 55303A105
Ticker: MGP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MGM Growth Properties LLC
Shares Voted: 68
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Paul Salem Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Michael J. Rietbrock 1b
Mgmt AgainstAgainstForElect Director Thomas A. Roberts 1c
Mgmt AgainstAgainstForElect Director Daniel J. Taylor 1d
Mgmt AgainstAgainstForElect Director Corey I. Sanders 1e
Mgmt AgainstAgainstForElect Director John M. McManus 1f
Mgmt AgainstAgainstForElect Director Robert Smith 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Nutrien Ltd.
Meeting Date: 05/06/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 67077M108
Ticker: NTR
Shares Voted: 585,044
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Christopher M. Burley Mgmt For For For
Mgmt ForForForElect Director Maura J. Clark 1.2
Mgmt ForForForElect Director David C. Everitt 1.3
Mgmt ForForForElect Director Russell K. Girling 1.4
Mgmt ForForForElect Director Miranda C. Hubbs 1.5
Mgmt ForForForElect Director Alice D. Laberge 1.6
Mgmt ForForForElect Director Consuelo E. Madere 1.7
Mgmt ForForForElect Director Charles V. Magro 1.8
Mgmt ForForForElect Director Keith G. Martell 1.9
Mgmt ForForForElect Director Aaron W. Regent 1.10
Mgmt ForForForElect Director Mayo M. Schmidt 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nutrien Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Shares Voted: 1,299,609
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christopher M. Burley 1.1
Mgmt ForForForElect Director Maura J. Clark 1.2
Mgmt ForForForElect Director David C. Everitt 1.3
Mgmt ForForForElect Director Russell K. Girling 1.4
Mgmt ForForForElect Director Miranda C. Hubbs 1.5
Mgmt ForForForElect Director Alice D. Laberge 1.6
Mgmt ForForForElect Director Consuelo E. Madere 1.7
Mgmt ForForForElect Director Charles V. Magro 1.8
Mgmt ForForForElect Director Keith G. Martell 1.9
Mgmt ForForForElect Director Aaron W. Regent 1.10
Mgmt ForForForElect Director Mayo M. Schmidt 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
PepsiCo, Inc.
Meeting Date: 05/06/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 713448108
Ticker: PEP
Shares Voted: 536,099
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Shona L. Brown Mgmt For For For
Mgmt ForForForElect Director Cesar Conde 1b
Mgmt ForForForElect Director Ian Cook 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PepsiCo, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dina Dublon 1d
Mgmt ForForForElect Director Richard W. Fisher 1e
Mgmt ForForForElect Director Michelle Gass 1f
Mgmt ForForForElect Director Ramon L. Laguarta 1g
Mgmt ForForForElect Director David C. Page 1h
Mgmt ForForForElect Director Robert C. Pohlad 1i
Mgmt ForForForElect Director Daniel Vasella 1j
Mgmt ForForForElect Director Darren Walker 1k
Mgmt ForForForElect Director Alberto Weisser 1l
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstReferAgainstReport on Sugar and Public Health 5
Shares Voted: 161,291
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Shona L. Brown 1a
Mgmt ForForForElect Director Cesar Conde 1b
Mgmt ForForForElect Director Ian Cook 1c
Mgmt ForForForElect Director Dina Dublon 1d
Mgmt ForForForElect Director Richard W. Fisher 1e
Mgmt ForForForElect Director Michelle Gass 1f
Mgmt ForForForElect Director Ramon L. Laguarta 1g
Mgmt ForForForElect Director David C. Page 1h
Mgmt ForForForElect Director Robert C. Pohlad 1i
Mgmt ForForForElect Director Daniel Vasella 1j
Mgmt ForForForElect Director Darren Walker 1k
Mgmt ForForForElect Director Alberto Weisser 1l
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PepsiCo, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstReferAgainstReport on Sugar and Public Health 5
Philip Morris International Inc.
Meeting Date: 05/06/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 718172109
Ticker: PM
Shares Voted: 306,117
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Andre Calantzopoulos Mgmt For For For
Mgmt ForForForElect Director Louis C. Camilleri 1b
Mgmt ForForForElect Director Werner Geissler 1c
Mgmt ForForForElect Director Lisa A. Hook 1d
Mgmt ForForForElect Director Jennifer Li 1e
Mgmt ForForForElect Director Jun Makihara 1f
Mgmt ForForForElect Director Kalpana Morparia 1g
Mgmt ForForForElect Director Lucio A. Noto 1h
Mgmt ForForForElect Director Frederik Paulsen 1i
Mgmt ForForForElect Director Robert B. Polet 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers SA as Auditor 3
Shares Voted: 399,320
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Andre Calantzopoulos 1a
Mgmt ForForForElect Director Louis C. Camilleri 1b
Mgmt ForForForElect Director Werner Geissler 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Philip Morris International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lisa A. Hook 1d
Mgmt ForForForElect Director Jennifer Li 1e
Mgmt ForForForElect Director Jun Makihara 1f
Mgmt ForForForElect Director Kalpana Morparia 1g
Mgmt ForForForElect Director Lucio A. Noto 1h
Mgmt ForForForElect Director Frederik Paulsen 1i
Mgmt ForForForElect Director Robert B. Polet 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers SA as Auditor 3
Phillips 66
Meeting Date: 05/06/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 718546104
Ticker: PSX
Shares Voted: 243,741
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charles M. Holley Mgmt For For For
Mgmt ForForForElect Director Glenn F. Tilton 1b
Mgmt ForForForElect Director Marna C. Whittington 1c
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstReport on Risks of Gulf Coast Petrochemical Investments
4
Shares Voted: 40,915
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles M. Holley 1a
Mgmt ForForForElect Director Glenn F. Tilton 1b
Mgmt ForForForElect Director Marna C. Whittington 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Phillips 66
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstReport on Risks of Gulf Coast Petrochemical Investments
4
Six Flags Entertainment Corporation
Meeting Date: 05/06/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 83001A102
Ticker: SIX
Shares Voted: 341,082
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director B. Ben Baldanza Mgmt For For For
Mgmt ForForForElect Director Selim Bassoul 1.2
Mgmt WithholdWithholdForElect Director Kurt M. Cellar 1.3
Mgmt WithholdWithholdForElect Director Nancy A. Krejsa 1.4
Mgmt WithholdWithholdForElect Director Richard W. Roedel 1.5
Mgmt ForForForElect Director Arik Ruchim 1.6
Mgmt ForForForElect Director Michael Spanos 1.7
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 71,789
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director B. Ben Baldanza 1.1
Mgmt ForForForElect Director Selim Bassoul 1.2
Mgmt WithholdWithholdForElect Director Kurt M. Cellar 1.3
Mgmt WithholdWithholdForElect Director Nancy A. Krejsa 1.4
Mgmt WithholdWithholdForElect Director Richard W. Roedel 1.5
Mgmt ForForForElect Director Arik Ruchim 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Six Flags Entertainment Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael Spanos 1.7
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
United Community Banks, Inc.
Meeting Date: 05/06/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 90984P303
Ticker: UCBI
Shares Voted: 16,974
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert H. Blalock Mgmt For For For
Mgmt ForForForElect Director L. Cathy Cox 1.2
Mgmt ForForForElect Director Kenneth L. Daniels 1.3
Mgmt ForForForElect Director Lance F. Drummond 1.4
Mgmt ForForForElect Director H. Lynn Harton 1.5
Mgmt ForForForElect Director Jennifer K. Mann 1.6
Mgmt ForForForElect Director Thomas A. Richlovsky 1.7
Mgmt ForForForElect Director David C. Shaver 1.8
Mgmt ForForForElect Director Tim R. Wallis 1.9
Mgmt ForForForElect Director David H. Wilkins 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 7,147
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert H. Blalock 1.1
Mgmt ForForForElect Director L. Cathy Cox 1.2
Mgmt ForForForElect Director Kenneth L. Daniels 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
United Community Banks, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lance F. Drummond 1.4
Mgmt ForForForElect Director H. Lynn Harton 1.5
Mgmt ForForForElect Director Jennifer K. Mann 1.6
Mgmt ForForForElect Director Thomas A. Richlovsky 1.7
Mgmt ForForForElect Director David C. Shaver 1.8
Mgmt ForForForElect Director Tim R. Wallis 1.9
Mgmt ForForForElect Director David H. Wilkins 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Air Transport Services Group, Inc.
Meeting Date: 05/07/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00922R105
Ticker: ATSG
Shares Voted: 39,275
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard M. Baudouin Mgmt For Against Against
Mgmt ForForForElect Director Richard F. Corrado 1b
Mgmt ForForForElect Director Joseph C. Hete 1c
Mgmt AgainstAgainstForElect Director Raymond E. Johns, Jr. 1d
Mgmt AgainstAgainstForElect Director Laura J. Peterson 1e
Mgmt ForForForElect Director Randy D. Rademacher 1f
Mgmt AgainstAgainstForElect Director J. Christopher Teets 1g
Mgmt ForForForElect Director Jeffrey J. Vorholt 1h
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Air Transport Services Group, Inc.
Shares Voted: 13,445
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Richard M. Baudouin 1a
Mgmt ForForForElect Director Richard F. Corrado 1b
Mgmt ForForForElect Director Joseph C. Hete 1c
Mgmt AgainstAgainstForElect Director Raymond E. Johns, Jr. 1d
Mgmt AgainstAgainstForElect Director Laura J. Peterson 1e
Mgmt ForForForElect Director Randy D. Rademacher 1f
Mgmt AgainstAgainstForElect Director J. Christopher Teets 1g
Mgmt ForForForElect Director Jeffrey J. Vorholt 1h
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Alaska Air Group, Inc.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 011659109
Ticker: ALK
Shares Voted: 117,399
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Patricia M. Bedient Mgmt For For For
Mgmt ForForForElect Director James A. Beer 1b
Mgmt ForForForElect Director Marion C. Blakey 1c
Mgmt ForForForElect Director Raymond L. Conner 1d
Mgmt ForForForElect Director Dhiren R. Fonseca 1e
Mgmt ForForForElect Director Kathleen T. Hogan 1f
Mgmt ForForForElect Director Susan J. Li 1g
Mgmt ForForForElect Director Benito Minicucci 1h
Mgmt ForForForElect Director Helvi K. Sandvik 1i
Mgmt ForForForElect Director J. Kenneth Thompson 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alaska Air Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bradley D. Tilden 1k
Mgmt ForForForElect Director Eric K. Yeaman 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstReport on Political Contributions Disclosure 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
Shares Voted: 4,433
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Patricia M. Bedient 1a
Mgmt ForForForElect Director James A. Beer 1b
Mgmt ForForForElect Director Marion C. Blakey 1c
Mgmt ForForForElect Director Raymond L. Conner 1d
Mgmt ForForForElect Director Dhiren R. Fonseca 1e
Mgmt ForForForElect Director Kathleen T. Hogan 1f
Mgmt ForForForElect Director Susan J. Li 1g
Mgmt ForForForElect Director Benito Minicucci 1h
Mgmt ForForForElect Director Helvi K. Sandvik 1i
Mgmt ForForForElect Director J. Kenneth Thompson 1j
Mgmt ForForForElect Director Bradley D. Tilden 1k
Mgmt ForForForElect Director Eric K. Yeaman 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstReport on Political Contributions Disclosure 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
American Homes 4 Rent
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 02665T306
Ticker: AMH
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
American Homes 4 Rent
Shares Voted: 928,805
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tamara Hughes Gustavson Mgmt For For For
Mgmt ForForForElect Director David P. Singelyn 1.2
Mgmt ForForForElect Director Douglas N. Benham 1.3
Mgmt ForForForElect Director John "Jack" Corrigan 1.4
Mgmt ForForForElect Director David Goldberg 1.5
Mgmt ForForForElect Director Matthew J. Hart 1.6
Mgmt ForForForElect Director James H. Kropp 1.7
Mgmt ForForForElect Director Winifred "Wendy" M. Webb 1.8
Mgmt ForForForElect Director Jay Willoughby 1.9
Mgmt ForForForElect Director Kenneth M. Woolley 1.10
Mgmt ForForForElect Director Matthew R. Zaist 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 3,048,195
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tamara Hughes Gustavson 1.1
Mgmt ForForForElect Director David P. Singelyn 1.2
Mgmt ForForForElect Director Douglas N. Benham 1.3
Mgmt ForForForElect Director John "Jack" Corrigan 1.4
Mgmt ForForForElect Director David Goldberg 1.5
Mgmt ForForForElect Director Matthew J. Hart 1.6
Mgmt ForForForElect Director James H. Kropp 1.7
Mgmt ForForForElect Director Winifred "Wendy" M. Webb 1.8
Mgmt ForForForElect Director Jay Willoughby 1.9
Mgmt ForForForElect Director Kenneth M. Woolley 1.10
Mgmt ForForForElect Director Matthew R. Zaist 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
American Homes 4 Rent
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Archer-Daniels-Midland Company
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 039483102
Ticker: ADM
Shares Voted: 403,401
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael S. Burke Mgmt For For For
Mgmt ForForForElect Director Terrell K. Crews 1b
Mgmt ForForForElect Director Pierre Dufour 1c
Mgmt ForForForElect Director Donald E. Felsinger 1d
Mgmt ForForForElect Director Suzan F. Harrison 1e
Mgmt ForForForElect Director Juan R. Luciano 1f
Mgmt ForForForElect Director Patrick J. Moore 1g
Mgmt ForForForElect Director Francisco J. Sanchez 1h
Mgmt ForForForElect Director Debra A. Sandler 1i
Mgmt ForForForElect Director Lei Z. Schlitz 1j
Mgmt ForForForElect Director Kelvin R. Westbrook 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Assurant, Inc.
Meeting Date: 05/07/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 04621X108
Ticker: AIZ
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Assurant, Inc.
Shares Voted: 68,122
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Elaine D. Rosen Mgmt For For For
Mgmt ForForForElect Director Paget L. Alves 1b
Mgmt ForForForElect Director Juan N. Cento 1c
Mgmt ForForForElect Director Alan B. Colberg 1d
Mgmt ForForForElect Director Harriet Edelman 1e
Mgmt ForForForElect Director Lawrence V. Jackson 1f
Mgmt ForForForElect Director Jean-Paul L. Montupet 1g
Mgmt ForForForElect Director Debra J. Perry 1h
Mgmt ForForForElect Director Ognjen (Ogi) Redzic 1i
Mgmt ForForForElect Director Paul J. Reilly 1j
Mgmt ForForForElect Director Robert W. Stein 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 2,604
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elaine D. Rosen 1a
Mgmt ForForForElect Director Paget L. Alves 1b
Mgmt ForForForElect Director Juan N. Cento 1c
Mgmt ForForForElect Director Alan B. Colberg 1d
Mgmt ForForForElect Director Harriet Edelman 1e
Mgmt ForForForElect Director Lawrence V. Jackson 1f
Mgmt ForForForElect Director Jean-Paul L. Montupet 1g
Mgmt ForForForElect Director Debra J. Perry 1h
Mgmt ForForForElect Director Ognjen (Ogi) Redzic 1i
Mgmt ForForForElect Director Paul J. Reilly 1j
Mgmt ForForForElect Director Robert W. Stein 1k
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Assurant, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Avantor, Inc.
Meeting Date: 05/07/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 05352A100
Ticker: AVTR
Shares Voted: 2,911,243
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Juan Andres Mgmt For For For
Mgmt WithholdWithholdForElect Director Andre Moura 1.2
Mgmt WithholdWithholdForElect Director Jonathan Peacock 1.3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 4,145,526
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Juan Andres 1.1
Mgmt WithholdWithholdForElect Director Andre Moura 1.2
Mgmt WithholdWithholdForElect Director Jonathan Peacock 1.3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Axis Capital Holdings Limited
Meeting Date: 05/07/2020
Record Date: 03/13/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G0692U109
Ticker: AXS
Shares Voted: 796,103
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas C. Ramey Mgmt For For For
Mgmt ForForForElect Director Wilhelm Zeller 1.2
Mgmt ForForForElect Director Lizabeth H. Zlatkus 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration
3
Shares Voted: 347,437
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas C. Ramey 1.1
Mgmt ForForForElect Director Wilhelm Zeller 1.2
Mgmt ForForForElect Director Lizabeth H. Zlatkus 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Deloitte Ltd. as Auditors and Authorize Board to Fix Their Remuneration
3
BAE Systems plc
Meeting Date: 05/07/2020
Record Date: 05/05/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G06940103
Ticker: BA
Shares Voted: 1,049,648
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BAE Systems plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Revathi Advaithi as Director 4
Mgmt ForForForRe-elect Sir Roger Carr as Director 5
Mgmt ForForForRe-elect Dame Elizabeth Corley as Director 6
Mgmt ForForForRe-elect Christopher Grigg as Director 7
Mgmt ForForForRe-elect Paula Reynolds as Director 8
Mgmt ForForForRe-elect Nicholas Rose as Director 9
Mgmt ForForForRe-elect Ian Tyler as Director 10
Mgmt ForForForRe-elect Charles Woodburn as Director 11
Mgmt ForForForElect Thomas Arseneault as Director 12
Mgmt ForForForElect Bradley Greve as Director 13
Mgmt ForForForElect Jane Griffiths as Director 14
Mgmt ForForForElect Stephen Pearce as Director 15
Mgmt ForForForElect Nicole Piasecki as Director 16
Mgmt ForForForReappoint Deloitte LLP as Auditors 17
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise Issue of Equity 20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
Shares Voted: 2,525,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Revathi Advaithi as Director 4
Mgmt ForForForRe-elect Sir Roger Carr as Director 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BAE Systems plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Dame Elizabeth Corley as Director 6
Mgmt ForForForRe-elect Christopher Grigg as Director 7
Mgmt ForForForRe-elect Paula Reynolds as Director 8
Mgmt ForForForRe-elect Nicholas Rose as Director 9
Mgmt ForForForRe-elect Ian Tyler as Director 10
Mgmt ForForForRe-elect Charles Woodburn as Director 11
Mgmt ForForForElect Thomas Arseneault as Director 12
Mgmt ForForForElect Bradley Greve as Director 13
Mgmt ForForForElect Jane Griffiths as Director 14
Mgmt ForForForElect Stephen Pearce as Director 15
Mgmt ForForForElect Nicole Piasecki as Director 16
Mgmt ForForForReappoint Deloitte LLP as Auditors 17
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise Issue of Equity 20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
23
Boston Scientific Corporation
Meeting Date: 05/07/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 101137107
Ticker: BSX
Shares Voted: 531,963
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Nelda J. Connors Mgmt For Withhold Withhold
Mgmt ForForForElect Director Charles J. Dockendorff 1b
Mgmt WithholdWithholdForElect Director Yoshiaki Fujimori 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Boston Scientific Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Donna A. James 1d
Mgmt ForForForElect Director Edward J. Ludwig 1e
Mgmt ForForForElect Director Stephen P. MacMillan 1f
Mgmt ForForForElect Director Michael F. Mahoney 1g
Mgmt ForForForElect Director David J. Roux 1h
Mgmt ForForForElect Director John E. Sununu 1i
Mgmt ForForForElect Director Ellen M. Zane 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH AgainstAgainstAgainstReport on Non-Management Employee Representation on the Board of Directors
5
Shares Voted: 1,718,690
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Nelda J. Connors 1a
Mgmt ForForForElect Director Charles J. Dockendorff 1b
Mgmt WithholdWithholdForElect Director Yoshiaki Fujimori 1c
Mgmt ForForForElect Director Donna A. James 1d
Mgmt ForForForElect Director Edward J. Ludwig 1e
Mgmt ForForForElect Director Stephen P. MacMillan 1f
Mgmt ForForForElect Director Michael F. Mahoney 1g
Mgmt ForForForElect Director David J. Roux 1h
Mgmt ForForForElect Director John E. Sununu 1i
Mgmt ForForForElect Director Ellen M. Zane 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH AgainstAgainstAgainstReport on Non-Management Employee Representation on the Board of Directors
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
C.H. Robinson Worldwide, Inc.
Meeting Date: 05/07/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 12541W209
Ticker: CHRW
Shares Voted: 62,560
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Scott P. Anderson Mgmt For For For
Mgmt ForForForElect Director Robert C. Biesterfeld, Jr. 1.2
Mgmt ForForForElect Director Wayne M. Fortun 1.3
Mgmt ForForForElect Director Timothy C. Gokey 1.4
Mgmt ForForForElect Director Mary J. Steele Guilfoile 1.5
Mgmt ForForForElect Director Jodee A. Kozlak 1.6
Mgmt ForForForElect Director Brian P. Short 1.7
Mgmt ForForForElect Director James B. Stake 1.8
Mgmt ForForForElect Director Paula C. Tolliver 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 198,346
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Scott P. Anderson 1.1
Mgmt ForForForElect Director Robert C. Biesterfeld, Jr. 1.2
Mgmt ForForForElect Director Wayne M. Fortun 1.3
Mgmt ForForForElect Director Timothy C. Gokey 1.4
Mgmt ForForForElect Director Mary J. Steele Guilfoile 1.5
Mgmt ForForForElect Director Jodee A. Kozlak 1.6
Mgmt ForForForElect Director Brian P. Short 1.7
Mgmt ForForForElect Director James B. Stake 1.8
Mgmt ForForForElect Director Paula C. Tolliver 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cadence Bancorporation
Meeting Date: 05/07/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 12739A100
Ticker: CADE
Shares Voted: 14,587
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William B. Harrison, Jr. Mgmt For For For
Mgmt ForForForElect Director Joseph W. Evans 1.2
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForEliminate Supermajority Vote Requirement 3
Mgmt ForForForAmend Certificate of Incorporation Re: Obsolete Provisions
4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForRatify Ernst & Young LLP as Auditors 6
Canadian Natural Resources Limited
Meeting Date: 05/07/2020
Record Date: 03/18/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 136385101
Ticker: CNQ
Shares Voted: 780,416
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Catherine M. Best Mgmt For For For
Mgmt ForForForElect Director M. Elizabeth Cannon 1.2
Mgmt ForForForElect Director N. Murray Edwards 1.3
Mgmt ForForForElect Director Christopher L. Fong 1.4
Mgmt ForForForElect Director Gordon D. Giffin 1.5
Mgmt ForForForElect Director Wilfred A. Gobert 1.6
Mgmt ForForForElect Director Steve W. Laut 1.7
Mgmt ForForForElect Director Tim S. McKay 1.8
Mgmt ForForForElect Director Frank J. McKenna 1.9
Mgmt ForForForElect Director David A. Tuer 1.10
Mgmt ForForForElect Director Annette M. Verschuren 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Canadian Natural Resources Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Shares Voted: 473,977
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Catherine M. Best 1.1
Mgmt ForForForElect Director M. Elizabeth Cannon 1.2
Mgmt ForForForElect Director N. Murray Edwards 1.3
Mgmt ForForForElect Director Christopher L. Fong 1.4
Mgmt ForForForElect Director Gordon D. Giffin 1.5
Mgmt ForForForElect Director Wilfred A. Gobert 1.6
Mgmt ForForForElect Director Steve W. Laut 1.7
Mgmt ForForForElect Director Tim S. McKay 1.8
Mgmt ForForForElect Director Frank J. McKenna 1.9
Mgmt ForForForElect Director David A. Tuer 1.10
Mgmt ForForForElect Director Annette M. Verschuren 1.11
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Curtiss-Wright Corporation
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 231561101
Ticker: CW
Shares Voted: 368,974
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David C. Adams Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Curtiss-Wright Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dean M. Flatt 1.2
Mgmt ForForForElect Director S. Marce Fuller 1.3
Mgmt ForForForElect Director Bruce D. Hoechner 1.4
Mgmt ForForForElect Director Glenda J. Minor 1.5
Mgmt ForForForElect Director John B. Nathman 1.6
Mgmt ForForForElect Director Robert J. Rivet 1.7
Mgmt ForForForElect Director Albert E. Smith 1.8
Mgmt ForForForElect Director Peter C. Wallace 1.9
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 600,628
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David C. Adams 1.1
Mgmt ForForForElect Director Dean M. Flatt 1.2
Mgmt ForForForElect Director S. Marce Fuller 1.3
Mgmt ForForForElect Director Bruce D. Hoechner 1.4
Mgmt ForForForElect Director Glenda J. Minor 1.5
Mgmt ForForForElect Director John B. Nathman 1.6
Mgmt ForForForElect Director Robert J. Rivet 1.7
Mgmt ForForForElect Director Albert E. Smith 1.8
Mgmt ForForForElect Director Peter C. Wallace 1.9
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
DTE Energy Company
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 233331107
Ticker: DTE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DTE Energy Company
Shares Voted: 303,567
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gerard M. Anderson Mgmt For For For
Mgmt ForForForElect Director David A. Brandon 1.2
Mgmt ForForForElect Director Charles G. McClure, Jr. 1.3
Mgmt ForForForElect Director Gail J. McGovern 1.4
Mgmt ForForForElect Director Mark A. Murray 1.5
Mgmt ForForForElect Director Gerardo Norcia 1.6
Mgmt ForForForElect Director Ruth G. Shaw 1.7
Mgmt ForForForElect Director Robert C. Skaggs, Jr. 1.8
Mgmt ForForForElect Director David A. Thomas 1.9
Mgmt ForForForElect Director Gary H. Torgow 1.10
Mgmt ForForForElect Director James H. Vandenberghe 1.11
Mgmt ForForForElect Director Valerie M. Williams 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Political Contributions 4
Shares Voted: 964,917
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gerard M. Anderson 1.1
Mgmt ForForForElect Director David A. Brandon 1.2
Mgmt ForForForElect Director Charles G. McClure, Jr. 1.3
Mgmt ForForForElect Director Gail J. McGovern 1.4
Mgmt ForForForElect Director Mark A. Murray 1.5
Mgmt ForForForElect Director Gerardo Norcia 1.6
Mgmt ForForForElect Director Ruth G. Shaw 1.7
Mgmt ForForForElect Director Robert C. Skaggs, Jr. 1.8
Mgmt ForForForElect Director David A. Thomas 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DTE Energy Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gary H. Torgow 1.10
Mgmt ForForForElect Director James H. Vandenberghe 1.11
Mgmt ForForForElect Director Valerie M. Williams 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Political Contributions 4
Enerplus Corporation
Meeting Date: 05/07/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual
Primary Security ID: 292766102
Ticker: ERF
Shares Voted: 902
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Elliott Pew Mgmt For For For
Mgmt ForForForElect Director Judith D. Buie 1.2
Mgmt ForForForElect Director Karen E. Clarke-Whistler 1.3
Mgmt ForForForElect Director Michael R. Culbert 1.4
Mgmt ForForForElect Director Ian C. Dundas 1.5
Mgmt ForForForElect Director Hilary A. Foulkes 1.6
Mgmt ForForForElect Director Robert B. Hodgins 1.7
Mgmt ForForForElect Director Susan M. MacKenzie 1.8
Mgmt ForForForElect Director Jeffrey W. Sheets 1.9
Mgmt ForForForElect Director Sheldon B. Steeves 1.10
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Share Award Incentive Plan 3
Mgmt ForForForRe-approve Share Award Incentive Plan 4
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fortis Inc.
Meeting Date: 05/07/2020
Record Date: 03/20/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 349553107
Ticker: FTS
Shares Voted: 54
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tracey C. Ball Mgmt For For For
Mgmt ForForForElect Director Pierre J. Blouin 1.2
Mgmt ForForForElect Director Paul J. Bonavia 1.3
Mgmt ForForForElect Director Lawrence T. Borgard 1.4
Mgmt ForForForElect Director Maura J. Clark 1.5
Mgmt ForForForElect Director Margarita K. Dilley 1.6
Mgmt ForForForElect Director Julie A. Dobson 1.7
Mgmt ForForForElect Director Douglas J. Haughey 1.8
Mgmt ForForForElect Director Barry V. Perry 1.9
Mgmt ForForForElect Director Jo Mark Zurel 1.10
Mgmt ForForForApprove Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForApprove Advance Notice Requirement 3
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
4
GeoPark Limited
Meeting Date: 05/07/2020
Record Date:
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G38327105
Ticker: GPRK
Shares Voted: 21,121
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Gerald Eugene O'Shaughnessy Mgmt For Against Against
Mgmt AgainstAgainstForElect Director James Franklin Park 2
Mgmt ForForForElect Director Juan Cristobal Pavez 3
Mgmt ForForForElect Director Carlos Alberto Gulisano 4
Mgmt AgainstAgainstForElect Director Pedro Enrique Aylwin Chiorrini 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GeoPark Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Robert A. Bedingfield 6
Mgmt ForForForElect Director Jamie Bennett Coulter 7
Mgmt ForForForElect Director Constantin Papadimitriou 8
Mgmt ForForForRatify Pistrelli, Henry Martin y Asociados S.R.L. as Auditors
9
Mgmt ForForForAuthorize Audit Committee to Fix Remuneration of the Auditors
10
Shares Voted: 7,931
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Gerald Eugene O'Shaughnessy 1
Mgmt AgainstAgainstForElect Director James Franklin Park 2
Mgmt ForForForElect Director Juan Cristobal Pavez 3
Mgmt ForForForElect Director Carlos Alberto Gulisano 4
Mgmt AgainstAgainstForElect Director Pedro Enrique Aylwin Chiorrini 5
Mgmt AgainstAgainstForElect Director Robert A. Bedingfield 6
Mgmt ForForForElect Director Jamie Bennett Coulter 7
Mgmt ForForForElect Director Constantin Papadimitriou 8
Mgmt ForForForRatify Pistrelli, Henry Martin y Asociados S.R.L. as Auditors
9
Mgmt ForForForAuthorize Audit Committee to Fix Remuneration of the Auditors
10
KBC Group SA/NV
Meeting Date: 05/07/2020
Record Date: 04/23/2020
Country: Belgium
Meeting Type: Annual
Primary Security ID: B5337G162
Ticker: KBC
Shares Voted: 57,760
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Directors' Reports (Non-Voting) 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KBC Group SA/NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Auditors' Reports (Non-Voting) 2
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
3
Mgmt ForForForAdopt Financial Statements 4
Mgmt ForForForApprove Allocation of Income 5a
Mgmt ForForForApprove Dividends of EUR 1.00 Per Share 5b
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Discharge of Directors 7
Mgmt ForForForApprove Discharge of Auditors 8
Mgmt ForForForApprove Auditors' Remuneration 9
Mgmt ForForForIndicate Koenraad Debackere as Independent Director
10a
Mgmt AgainstAgainstForElect Erik Clinck as Director 10b
Mgmt AgainstAgainstForElect Liesbet Okkerse as Director 10c
Mgmt AgainstAgainstForReelect Theodoros Roussis as Director 10d
Mgmt AgainstAgainstForReelect Sonja De Becker as Director 10e
Mgmt ForForForReelect Johan Thijs as Director 10f
Mgmt ForForForReelect Vladimira Papirnik as Independent Director
10g
MgmtTransact Other Business 11
Shares Voted: 242,547
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtReceive Directors' Reports (Non-Voting) 1
MgmtReceive Auditors' Reports (Non-Voting) 2
MgmtReceive Consolidated Financial Statements and Statutory Reports (Non-Voting)
3
Mgmt ForForForAdopt Financial Statements 4
Mgmt ForForForApprove Allocation of Income 5a
Mgmt ForForForApprove Dividends of EUR 1.00 Per Share 5b
Mgmt ForForForApprove Remuneration Report 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KBC Group SA/NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Directors 7
Mgmt ForForForApprove Discharge of Auditors 8
Mgmt ForForForApprove Auditors' Remuneration 9
Mgmt ForForForIndicate Koenraad Debackere as Independent Director
10a
Mgmt AgainstAgainstForElect Erik Clinck as Director 10b
Mgmt AgainstAgainstForElect Liesbet Okkerse as Director 10c
Mgmt AgainstAgainstForReelect Theodoros Roussis as Director 10d
Mgmt AgainstAgainstForReelect Sonja De Becker as Director 10e
Mgmt ForForForReelect Johan Thijs as Director 10f
Mgmt ForForForReelect Vladimira Papirnik as Independent Director
10g
MgmtTransact Other Business 11
Molina Healthcare, Inc.
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 60855R100
Ticker: MOH
Shares Voted: 294,349
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.a Elect Director Ronna E. Romney Mgmt For For For
Mgmt ForForForElect Director Dale B. Wolf 1.b
Mgmt ForForForElect Director Joseph M. Zubretsky 1.c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 356,572
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ronna E. Romney 1.a
Mgmt ForForForElect Director Dale B. Wolf 1.b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Molina Healthcare, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph M. Zubretsky 1.c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
PulteGroup, Inc.
Meeting Date: 05/07/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 745867101
Ticker: PHM
Shares Voted: 73,888
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Brian P. Anderson Mgmt For For For
Mgmt ForForForElect Director Bryce Blair 1b
Mgmt ForForForElect Director Richard W. Dreiling 1c
Mgmt ForForForElect Director Thomas J. Folliard 1d
Mgmt ForForForElect Director Cheryl W. Grise 1e
Mgmt ForForForElect Director Andre J. Hawaux 1f
Mgmt ForForForElect Director Ryan R. Marshall 1g
Mgmt ForForForElect Director John R. Peshkin 1h
Mgmt ForForForElect Director Scott F. Powers 1i
Mgmt ForForForElect Director Lila Snyder 1j
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Recro Pharma, Inc.
Meeting Date: 05/07/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 75629F109
Ticker: REPH
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Recro Pharma, Inc.
Shares Voted: 45,520
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William Ashton Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Michael Berelowitz 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 7,291
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director William Ashton 1.1
Mgmt WithholdWithholdForElect Director Michael Berelowitz 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
RSA Insurance Group Plc
Meeting Date: 05/07/2020
Record Date: 05/05/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7705H157
Ticker: RSA
Shares Voted: 2,156
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt AbstainAbstainForApprove Final Dividend 4
Mgmt ForForForRe-elect Martin Scicluna as Director 5
Mgmt ForForForRe-elect Stephen Hester as Director 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
RSA Insurance Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Scott Egan as Director 7
Mgmt ForForForElect Charlotte Jones as Director 8
Mgmt ForForForRe-elect Alastair Barbour as Director 9
Mgmt ForForForRe-elect Sonia Baxendale as Director 10
Mgmt ForForForElect Clare Bousfield as Director 11
Mgmt ForForForRe-elect Kath Cates as Director 12
Mgmt ForForForRe-elect Enrico Cucchiani as Director 13
Mgmt ForForForRe-elect Martin Strobel as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForApprove Increase in the Maximum Aggregate Fees Payable to Non-executive Directors
18
Mgmt AgainstAgainstForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities
23
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAdopt New Articles of Association 25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
TETRA Technologies, Inc.
Meeting Date: 05/07/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 88162F105
Ticker: TTI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TETRA Technologies, Inc.
Shares Voted: 234,057
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark E. Baldwin Mgmt For For For
Mgmt WithholdWithholdForElect Director Thomas R. Bates, Jr. 1.2
Mgmt WithholdWithholdForElect Director Paul D. Coombs 1.3
Mgmt WithholdWithholdForElect Director John F. Glick 1.4
Mgmt WithholdWithholdForElect Director Gina A. Luna 1.5
Mgmt ForForForElect Director Brady M. Murphy 1.6
Mgmt WithholdWithholdForElect Director William D. Sullivan 1.7
Mgmt ForForForElect Director Joseph C. Winkler, III 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 136,570
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark E. Baldwin 1.1
Mgmt WithholdWithholdForElect Director Thomas R. Bates, Jr. 1.2
Mgmt WithholdWithholdForElect Director Paul D. Coombs 1.3
Mgmt WithholdWithholdForElect Director John F. Glick 1.4
Mgmt WithholdWithholdForElect Director Gina A. Luna 1.5
Mgmt ForForForElect Director Brady M. Murphy 1.6
Mgmt WithholdWithholdForElect Director William D. Sullivan 1.7
Mgmt ForForForElect Director Joseph C. Winkler, III 1.8
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tractor Supply Company
Meeting Date: 05/07/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 892356106
Ticker: TSCO
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tractor Supply Company
Shares Voted: 171,137
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cynthia T. Jamison Mgmt For For For
Mgmt ForForForElect Director Ricardo Cardenas 1.2
Mgmt ForForForElect Director Denise L. Jackson 1.3
Mgmt ForForForElect Director Thomas A. Kingsbury 1.4
Mgmt ForForForElect Director Ramkumar Krishnan 1.5
Mgmt ForForForElect Director George MacKenzie 1.6
Mgmt ForForForElect Director Edna K. Morris 1.7
Mgmt ForForForElect Director Mark J. Weikel 1.8
Mgmt ForForForElect Director Harry A. Lawton, III 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForEliminate Supermajority Vote Requirement 4
Shares Voted: 627,075
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cynthia T. Jamison 1.1
Mgmt ForForForElect Director Ricardo Cardenas 1.2
Mgmt ForForForElect Director Denise L. Jackson 1.3
Mgmt ForForForElect Director Thomas A. Kingsbury 1.4
Mgmt ForForForElect Director Ramkumar Krishnan 1.5
Mgmt ForForForElect Director George MacKenzie 1.6
Mgmt ForForForElect Director Edna K. Morris 1.7
Mgmt ForForForElect Director Mark J. Weikel 1.8
Mgmt ForForForElect Director Harry A. Lawton, III 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForEliminate Supermajority Vote Requirement 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unisys Corporation
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 909214306
Ticker: UIS
Shares Voted: 24,230
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter A. Altabef Mgmt For For For
Mgmt ForForForElect Director Jared L. Cohon 1b
Mgmt ForForForElect Director Nathaniel A. Davis 1c
Mgmt ForForForElect Director Matthew J. Desch 1d
Mgmt ForForForElect Director Denise K. Fletcher 1e
Mgmt ForForForElect Director Philippe Germond 1f
Mgmt ForForForElect Director Lisa A. Hook 1g
Mgmt ForForForElect Director Deborah Lee James 1h
Mgmt ForForForElect Director Paul E. Martin 1i
Mgmt ForForForElect Director Regina Paolillo 1j
Mgmt ForForForElect Director Lee D. Roberts 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 10,394
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter A. Altabef 1a
Mgmt ForForForElect Director Jared L. Cohon 1b
Mgmt ForForForElect Director Nathaniel A. Davis 1c
Mgmt ForForForElect Director Matthew J. Desch 1d
Mgmt ForForForElect Director Denise K. Fletcher 1e
Mgmt ForForForElect Director Philippe Germond 1f
Mgmt ForForForElect Director Lisa A. Hook 1g
Mgmt ForForForElect Director Deborah Lee James 1h
Mgmt ForForForElect Director Paul E. Martin 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unisys Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Regina Paolillo 1j
Mgmt ForForForElect Director Lee D. Roberts 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Universal Stainless & Alloy Products, Inc.
Meeting Date: 05/07/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 913837100
Ticker: USAP
Shares Voted: 12,388
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Christopher L. Ayers Mgmt For For For
Mgmt ForForForElect Director Judith L. Bacchus 1.2
Mgmt ForForForElect Director M. David Kornblatt 1.3
Mgmt ForForForElect Director Dennis M. Oates 1.4
Mgmt ForForForElect Director Udi Toledano 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Schneider Downs & Co., Inc. as Auditors
3
Vectrus, Inc.
Meeting Date: 05/07/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 92242T101
Ticker: VEC
Shares Voted: 39,008
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director William F. Murdy Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Melvin F. Parker 1b
Mgmt AgainstAgainstForElect Director Stephen L. Waechter 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Vectrus, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 24,234
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director William F. Murdy 1a
Mgmt AgainstAgainstForElect Director Melvin F. Parker 1b
Mgmt AgainstAgainstForElect Director Stephen L. Waechter 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Verizon Communications Inc.
Meeting Date: 05/07/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 92343V104
Ticker: VZ
Shares Voted: 8,882,333
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt For For For
Mgmt ForForForElect Director Mark T. Bertolini 1.2
Mgmt ForForForElect Director Vittorio Colao 1.3
Mgmt ForForForElect Director Melanie L. Healey 1.4
Mgmt ForForForElect Director Clarence Otis, Jr. 1.5
Mgmt ForForForElect Director Daniel H. Schulman 1.6
Mgmt ForForForElect Director Rodney E. Slater 1.7
Mgmt ForForForElect Director Hans E. Vestberg 1.8
Mgmt ForForForElect Director Gregory G. Weaver 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Verizon Communications Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstEliminate Above-Market Earnings in Executive Retirement Plans
4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH ForAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForReferAgainstAssess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation
7
SH ForForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
8
Shares Voted: 1,333,108
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Shellye L. Archambeau 1.1
Mgmt ForForForElect Director Mark T. Bertolini 1.2
Mgmt ForForForElect Director Vittorio Colao 1.3
Mgmt ForForForElect Director Melanie L. Healey 1.4
Mgmt ForForForElect Director Clarence Otis, Jr. 1.5
Mgmt ForForForElect Director Daniel H. Schulman 1.6
Mgmt ForForForElect Director Rodney E. Slater 1.7
Mgmt ForForForElect Director Hans E. Vestberg 1.8
Mgmt ForForForElect Director Gregory G. Weaver 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstEliminate Above-Market Earnings in Executive Retirement Plans
4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH ForAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForReferAgainstAssess Feasibility of Data Privacy as a Performance Measure for Senior Executive Compensation
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Verizon Communications Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstSubmit Severance Agreement (Change-in-Control) to Shareholder Vote
8
AbbVie Inc.
Meeting Date: 05/08/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00287Y109
Ticker: ABBV
Shares Voted: 3,014
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt For For For
Mgmt ForForForElect Director Edward M. Liddy 1.2
Mgmt ForForForElect Director Melody B. Meyer 1.3
Mgmt ForForForElect Director Frederick H. Waddell 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForEliminate Supermajority Vote Requirement 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstRequire Independent Board Chairman 6
SH AgainstAgainstAgainstReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
7
Shares Voted: 199,455
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert J. Alpern 1.1
Mgmt ForForForElect Director Edward M. Liddy 1.2
Mgmt ForForForElect Director Melody B. Meyer 1.3
Mgmt ForForForElect Director Frederick H. Waddell 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AbbVie Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForEliminate Supermajority Vote Requirement 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH ForForAgainstRequire Independent Board Chairman 6
SH AgainstAgainstAgainstReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
7
Alleghany Corporation
Meeting Date: 05/08/2020
Record Date: 03/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 017175100
Ticker: Y
Shares Voted: 196,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ian H. Chippendale Mgmt For For For
Mgmt ForForForElect Director Weston M. Hicks 1.2
Mgmt ForForForElect Director Jefferson W. Kirby 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Shares Voted: 381,337
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ian H. Chippendale 1.1
Mgmt ForForForElect Director Weston M. Hicks 1.2
Mgmt ForForForElect Director Jefferson W. Kirby 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Allegheny Technologies Incorporated
Meeting Date: 05/08/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 01741R102
Ticker: ATI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Allegheny Technologies Incorporated
Shares Voted: 3,140
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James C. Diggs Mgmt For For For
Mgmt ForForForElect Director J. Brett Harvey 1.2
Mgmt ForForForElect Director David J. Morehouse 1.3
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 62
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James C. Diggs 1.1
Mgmt ForForForElect Director J. Brett Harvey 1.2
Mgmt ForForForElect Director David J. Morehouse 1.3
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
CommScope Holding Company, Inc.
Meeting Date: 05/08/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 20337X109
Ticker: COMM
Shares Voted: 395,237
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
2a Elect Director Frank M. Drendel Mgmt For For For
Mgmt ForForForElect Director Joanne M. Maguire 2b
Mgmt ForForForElect Director Thomas J. Manning 2c
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CommScope Holding Company, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForApprove Removal of Common Shares Issuance Restriction in Connection with the Conversion or Redemption of Preferred Shares, Exercise of Participation Rights, and Voting of Preferred Shares
6
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 7
Dover Corporation
Meeting Date: 05/08/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 260003108
Ticker: DOV
Shares Voted: 2,634,072
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director H. John Gilbertson, Jr. Mgmt For For For
Mgmt ForForForElect Director Kristiane C. Graham 1b
Mgmt ForForForElect Director Michael F. Johnston 1c
Mgmt ForForForElect Director Eric A. Spiegel 1d
Mgmt ForForForElect Director Richard J. Tobin 1e
Mgmt ForForForElect Director Stephen M. Todd 1f
Mgmt ForForForElect Director Stephen K. Wagner 1g
Mgmt ForForForElect Director Keith E. Wandell 1h
Mgmt ForForForElect Director Mary A. Winston 1i
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 2,243,449
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dover Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director H. John Gilbertson, Jr. 1a
Mgmt ForForForElect Director Kristiane C. Graham 1b
Mgmt ForForForElect Director Michael F. Johnston 1c
Mgmt ForForForElect Director Eric A. Spiegel 1d
Mgmt ForForForElect Director Richard J. Tobin 1e
Mgmt ForForForElect Director Stephen M. Todd 1f
Mgmt ForForForElect Director Stephen K. Wagner 1g
Mgmt ForForForElect Director Keith E. Wandell 1h
Mgmt ForForForElect Director Mary A. Winston 1i
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Entergy Corporation
Meeting Date: 05/08/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 29364G103
Ticker: ETR
Shares Voted: 409,359
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John R. Burbank Mgmt For For For
Mgmt ForForForElect Director Patrick J. Condon 1b
Mgmt ForForForElect Director Leo P. Denault 1c
Mgmt ForForForElect Director Kirkland H. Donald 1d
Mgmt ForForForElect Director Philip L. Frederickson 1e
Mgmt ForForForElect Director Alexis M. Herman 1f
Mgmt ForForForElect Director M. Elise Hyland 1g
Mgmt ForForForElect Director Stuart L. Levenick 1h
Mgmt ForForForElect Director Blanche Lambert Lincoln 1i
Mgmt ForForForElect Director Karen A. Puckett 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Entergy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 1,301,540
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John R. Burbank 1a
Mgmt ForForForElect Director Patrick J. Condon 1b
Mgmt ForForForElect Director Leo P. Denault 1c
Mgmt ForForForElect Director Kirkland H. Donald 1d
Mgmt ForForForElect Director Philip L. Frederickson 1e
Mgmt ForForForElect Director Alexis M. Herman 1f
Mgmt ForForForElect Director M. Elise Hyland 1g
Mgmt ForForForElect Director Stuart L. Levenick 1h
Mgmt ForForForElect Director Blanche Lambert Lincoln 1i
Mgmt ForForForElect Director Karen A. Puckett 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Huron Consulting Group Inc.
Meeting Date: 05/08/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 447462102
Ticker: HURN
Shares Voted: 418,136
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director H. Eugene Lockhart Mgmt For For For
Mgmt ForForForElect Director James H. Roth 1.2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAmend Nonqualified Employee Stock Purchase Plan
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Huron Consulting Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Shares Voted: 58,759
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director H. Eugene Lockhart 1.1
Mgmt ForForForElect Director James H. Roth 1.2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAmend Nonqualified Employee Stock Purchase Plan
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
ManpowerGroup, Inc.
Meeting Date: 05/08/2020
Record Date: 02/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 56418H100
Ticker: MAN
Shares Voted: 367,229
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Gina R. Boswell Mgmt For For For
Mgmt ForForForElect Director Cari M. Dominguez 1B
Mgmt ForForForElect Director William Downe 1C
Mgmt ForForForElect Director John F. Ferraro 1D
Mgmt ForForForElect Director Patricia Hemingway Hall 1E
Mgmt ForForForElect Director Julie M. Howard 1F
Mgmt ForForForElect Director Ulice Payne, Jr. 1G
Mgmt ForForForElect Director Jonas Prising 1H
Mgmt ForForForElect Director Paul Read 1I
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ManpowerGroup, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elizabeth P. Sartain 1J
Mgmt ForForForElect Director Michael J. Van Handel 1K
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Shares Voted: 706,653
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gina R. Boswell 1A
Mgmt ForForForElect Director Cari M. Dominguez 1B
Mgmt ForForForElect Director William Downe 1C
Mgmt ForForForElect Director John F. Ferraro 1D
Mgmt ForForForElect Director Patricia Hemingway Hall 1E
Mgmt ForForForElect Director Julie M. Howard 1F
Mgmt ForForForElect Director Ulice Payne, Jr. 1G
Mgmt ForForForElect Director Jonas Prising 1H
Mgmt ForForForElect Director Paul Read 1I
Mgmt ForForForElect Director Elizabeth P. Sartain 1J
Mgmt ForForForElect Director Michael J. Van Handel 1K
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
SINOPEC Engineering (Group) Co., Ltd.
Meeting Date: 05/08/2020
Record Date: 04/07/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y80359105
Ticker: 2386
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SINOPEC Engineering (Group) Co., Ltd.
Shares Voted: 100,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
ORDINARY RESOLUTIONS Mgmt
Mgmt ForForForApprove 2019 Report of the Board 1
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2019 Audited Financial Statements 3
Mgmt ForForForApprove 2019 Final Dividend Distribution Plan 4
Mgmt ForForForApprove 2020 Interim Profit Distribution Plan 5
Mgmt ForForForApprove 2020 Business Operation Plan, Investment Plan and Financial Budget
6
Mgmt ForForForApprove BDO China Shu Lun Pan Certified Public Accountants LLP as Domestic Auditor and BDO Limited as International Auditor and Authorize Board to Fix Their Remuneration
7
MgmtSPECIAL RESOLUTIONS
Mgmt ForForForAmend Articles of Association and Authorize Board to Deal with All Matters in Relation to the Amendments to the Articles
1
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Shareholders Meetings
2
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Board and Authorize Board to Deal with All Matters in Relation to the Amendments to the Rules and Procedures for the Board Meetings
3
Mgmt ForForForApprove Grant of General Mandate to the Board to Repurchase Domestic Shares and/or H Shares
4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares
5
SINOPEC Engineering (Group) Co., Ltd.
Meeting Date: 05/08/2020
Record Date: 04/07/2020
Country: China
Meeting Type: Special
Primary Security ID: Y80359105
Ticker: 2386
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SINOPEC Engineering (Group) Co., Ltd.
Shares Voted: 100,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove Grant of General Mandate to the Board to Repurchase Domestic Shares and/or H Shares
1
State Auto Financial Corporation
Meeting Date: 05/08/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 855707105
Ticker: STFC
Shares Voted: 28,434
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David R. Meuse Mgmt For For For
Mgmt ForForForElect Director Setareh Pouraghabagher 1.2
Mgmt ForForForElect Director S. Elaine Roberts 1.3
Mgmt ForForForElect Director Dwight E. Smith 1.4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 52,666
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David R. Meuse 1.1
Mgmt ForForForElect Director Setareh Pouraghabagher 1.2
Mgmt ForForForElect Director S. Elaine Roberts 1.3
Mgmt ForForForElect Director Dwight E. Smith 1.4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Steel Dynamics, Inc.
Meeting Date: 05/08/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 858119100
Ticker: STLD
Shares Voted: 616,647
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark D. Millett Mgmt For For For
Mgmt ForForForElect Director Sheree L. Bargabos 1.2
Mgmt ForForForElect Director Keith E. Busse 1.3
Mgmt ForForForElect Director Frank D. Byrne 1.4
Mgmt ForForForElect Director Kenneth W. Cornew 1.5
Mgmt ForForForElect Director Traci M. Dolan 1.6
Mgmt ForForForElect Director James C. Marcuccilli 1.7
Mgmt ForForForElect Director Bradley S. Seaman 1.8
Mgmt ForForForElect Director Gabriel L. Shaheen 1.9
Mgmt ForForForElect Director Steven A. Sonnenberg 1.10
Mgmt ForForForElect Director Richard P. Teets, Jr. 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 1,959,017
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark D. Millett 1.1
Mgmt ForForForElect Director Sheree L. Bargabos 1.2
Mgmt ForForForElect Director Keith E. Busse 1.3
Mgmt ForForForElect Director Frank D. Byrne 1.4
Mgmt ForForForElect Director Kenneth W. Cornew 1.5
Mgmt ForForForElect Director Traci M. Dolan 1.6
Mgmt ForForForElect Director James C. Marcuccilli 1.7
Mgmt ForForForElect Director Bradley S. Seaman 1.8
Mgmt ForForForElect Director Gabriel L. Shaheen 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Steel Dynamics, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven A. Sonnenberg 1.10
Mgmt ForForForElect Director Richard P. Teets, Jr. 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Teradyne, Inc.
Meeting Date: 05/08/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 880770102
Ticker: TER
Shares Voted: 71,469
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Michael A. Bradley Mgmt For For For
Mgmt ForForForElect Director Edwin J. Gillis 1B
Mgmt ForForForElect Director Timothy E. Guertin 1C
Mgmt ForForForElect Director Mark E. Jagiela 1D
Mgmt ForForForElect Director Mercedes Johnson 1E
Mgmt ForForForElect Director Marilyn Matz 1F
Mgmt ForForForElect Director Paul J. Tufano 1G
Mgmt ForForForElect Director Roy A. Vallee 1H
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 2,659
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael A. Bradley 1A
Mgmt ForForForElect Director Edwin J. Gillis 1B
Mgmt ForForForElect Director Timothy E. Guertin 1C
Mgmt ForForForElect Director Mark E. Jagiela 1D
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Teradyne, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mercedes Johnson 1E
Mgmt ForForForElect Director Marilyn Matz 1F
Mgmt ForForForElect Director Paul J. Tufano 1G
Mgmt ForForForElect Director Roy A. Vallee 1H
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
The Progressive Corporation
Meeting Date: 05/08/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 743315103
Ticker: PGR
Shares Voted: 3,768,458
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Philip Bleser Mgmt For For For
Mgmt ForForForElect Director Stuart B. Burgdoerfer 1b
Mgmt ForForForElect Director Pamela J. Craig 1c
Mgmt ForForForElect Director Charles A. Davis 1d
Mgmt ForForForElect Director Roger N. Farah 1e
Mgmt ForForForElect Director Lawton W. Fitt 1f
Mgmt ForForForElect Director Susan Patricia Griffith 1g
Mgmt ForForForElect Director Jeffrey D. Kelly 1h
Mgmt ForForForElect Director Patrick H. Nettles 1i
Mgmt ForForForElect Director Barbara R. Snyder 1j
Mgmt ForForForElect Director Jan E. Tighe 1k
Mgmt ForForForElect Director Kahina Van Dyke 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Progressive Corporation
Shares Voted: 1,479,538
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Philip Bleser 1a
Mgmt ForForForElect Director Stuart B. Burgdoerfer 1b
Mgmt ForForForElect Director Pamela J. Craig 1c
Mgmt ForForForElect Director Charles A. Davis 1d
Mgmt ForForForElect Director Roger N. Farah 1e
Mgmt ForForForElect Director Lawton W. Fitt 1f
Mgmt ForForForElect Director Susan Patricia Griffith 1g
Mgmt ForForForElect Director Jeffrey D. Kelly 1h
Mgmt ForForForElect Director Patrick H. Nettles 1i
Mgmt ForForForElect Director Barbara R. Snyder 1j
Mgmt ForForForElect Director Jan E. Tighe 1k
Mgmt ForForForElect Director Kahina Van Dyke 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
The Timken Company
Meeting Date: 05/08/2020
Record Date: 02/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 887389104
Ticker: TKR
Shares Voted: 238,067
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Maria A. Crowe Mgmt For For For
Mgmt ForForForElect Director Elizabeth A. Harrell 1.2
Mgmt ForForForElect Director Richard G. Kyle 1.3
Mgmt ForForForElect Director John A. Luke, Jr. 1.4
Mgmt ForForForElect Director Christopher L. Mapes 1.5
Mgmt ForForForElect Director James F. Palmer 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Timken Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ajita G. Rajendra 1.7
Mgmt ForForForElect Director Frank C. Sullivan 1.8
Mgmt ForForForElect Director John M. Timken, Jr. 1.9
Mgmt ForForForElect Director Ward J. Timken, Jr. 1.10
Mgmt ForForForElect Director Jacqueline F. Woods 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Shares Voted: 48,678
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Maria A. Crowe 1.1
Mgmt ForForForElect Director Elizabeth A. Harrell 1.2
Mgmt ForForForElect Director Richard G. Kyle 1.3
Mgmt ForForForElect Director John A. Luke, Jr. 1.4
Mgmt ForForForElect Director Christopher L. Mapes 1.5
Mgmt ForForForElect Director James F. Palmer 1.6
Mgmt ForForForElect Director Ajita G. Rajendra 1.7
Mgmt ForForForElect Director Frank C. Sullivan 1.8
Mgmt ForForForElect Director John M. Timken, Jr. 1.9
Mgmt ForForForElect Director Ward J. Timken, Jr. 1.10
Mgmt ForForForElect Director Jacqueline F. Woods 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zimmer Biomet Holdings, Inc.
Meeting Date: 05/08/2020
Record Date: 03/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 98956P102
Ticker: ZBH
Shares Voted: 2,213,803
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Christopher B. Begley Mgmt For For For
Mgmt ForForForElect Director Betsy J. Bernard 1b
Mgmt ForForForElect Director Gail K. Boudreaux 1c
Mgmt ForForForElect Director Michael J. Farrell 1d
Mgmt ForForForElect Director Larry C. Glasscock 1e
Mgmt ForForForElect Director Robert A. Hagemann 1f
Mgmt ForForForElect Director Bryan C. Hanson 1g
Mgmt ForForForElect Director Arthur J. Higgins 1h
Mgmt ForForForElect Director Maria Teresa Hilado 1i
Mgmt ForForForElect Director Syed Jafry 1j
Mgmt ForForForElect Director Michael W. Michelson 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 1,233,516
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christopher B. Begley 1a
Mgmt ForForForElect Director Betsy J. Bernard 1b
Mgmt ForForForElect Director Gail K. Boudreaux 1c
Mgmt ForForForElect Director Michael J. Farrell 1d
Mgmt ForForForElect Director Larry C. Glasscock 1e
Mgmt ForForForElect Director Robert A. Hagemann 1f
Mgmt ForForForElect Director Bryan C. Hanson 1g
Mgmt ForForForElect Director Arthur J. Higgins 1h
Mgmt ForForForElect Director Maria Teresa Hilado 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zimmer Biomet Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Syed Jafry 1j
Mgmt ForForForElect Director Michael W. Michelson 1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Avista Corporation
Meeting Date: 05/11/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 05379B107
Ticker: AVA
Shares Voted: 1,954
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kristianne Blake Mgmt For For For
Mgmt ForForForElect Director Donald C. Burke 1b
Mgmt ForForForElect Director Rebecca A. Klein 1c
Mgmt ForForForElect Director Scott H. Maw 1d
Mgmt ForForForElect Director Scott L. Morris 1e
Mgmt ForForForElect Director Jeffry L. Philipps 1f
Mgmt ForForForElect Director Marc F. Racicot 1g
Mgmt ForForForElect Director Heidi B. Stanley 1h
Mgmt ForForForElect Director R. John Taylor 1i
Mgmt ForForForElect Director Dennis P. Vermillion 1j
Mgmt ForForForElect Director Janet D. Widmann 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 3,830
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kristianne Blake 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Avista Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Donald C. Burke 1b
Mgmt ForForForElect Director Rebecca A. Klein 1c
Mgmt ForForForElect Director Scott H. Maw 1d
Mgmt ForForForElect Director Scott L. Morris 1e
Mgmt ForForForElect Director Jeffry L. Philipps 1f
Mgmt ForForForElect Director Marc F. Racicot 1g
Mgmt ForForForElect Director Heidi B. Stanley 1h
Mgmt ForForForElect Director R. John Taylor 1i
Mgmt ForForForElect Director Dennis P. Vermillion 1j
Mgmt ForForForElect Director Janet D. Widmann 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Everest Re Group, Ltd.
Meeting Date: 05/11/2020
Record Date: 03/16/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G3223R108
Ticker: RE
Shares Voted: 1,181,380
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John J. Amore Mgmt For For For
Mgmt ForForForElect Director Juan C. Andrade 1.2
Mgmt ForForForElect Director William F. Galtney, Jr. 1.3
Mgmt ForForForElect Director John A. Graf 1.4
Mgmt ForForForElect Director Meryl Hartzband 1.5
Mgmt ForForForElect Director Gerri Losquadro 1.6
Mgmt ForForForElect Director Roger M. Singer 1.7
Mgmt ForForForElect Director Joseph V. Taranto 1.8
Mgmt ForForForElect Director John A. Weber 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Everest Re Group, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 462,371
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John J. Amore 1.1
Mgmt ForForForElect Director Juan C. Andrade 1.2
Mgmt ForForForElect Director William F. Galtney, Jr. 1.3
Mgmt ForForForElect Director John A. Graf 1.4
Mgmt ForForForElect Director Meryl Hartzband 1.5
Mgmt ForForForElect Director Gerri Losquadro 1.6
Mgmt ForForForElect Director Roger M. Singer 1.7
Mgmt ForForForElect Director Joseph V. Taranto 1.8
Mgmt ForForForElect Director John A. Weber 1.9
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Markel Corporation
Meeting Date: 05/11/2020
Record Date: 03/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 570535104
Ticker: MKL
Shares Voted: 4,658
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director K. Bruce Connell Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Markel Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas S. Gayner 1.2
Mgmt ForForForElect Director Stewart M. Kasen 1.3
Mgmt AgainstAgainstForElect Director Diane Leopold 1.4
Mgmt AgainstAgainstForElect Director Lemuel E. Lewis 1.5
Mgmt ForForForElect Director Anthony F. Markel 1.6
Mgmt ForForForElect Director Steven A. Markel 1.7
Mgmt ForForForElect Director Darrell D. Martin 1.8
Mgmt ForForForElect Director Harold L. Morrison, Jr. 1.9
Mgmt AgainstAgainstForElect Director Michael O'Reilly 1.10
Mgmt ForForForElect Director Richard R. Whitt, III 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Nonqualified Employee Stock Purchase Plan and Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 449
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director K. Bruce Connell 1.1
Mgmt ForForForElect Director Thomas S. Gayner 1.2
Mgmt ForForForElect Director Stewart M. Kasen 1.3
Mgmt AgainstAgainstForElect Director Diane Leopold 1.4
Mgmt AgainstAgainstForElect Director Lemuel E. Lewis 1.5
Mgmt ForForForElect Director Anthony F. Markel 1.6
Mgmt ForForForElect Director Steven A. Markel 1.7
Mgmt ForForForElect Director Darrell D. Martin 1.8
Mgmt ForForForElect Director Harold L. Morrison, Jr. 1.9
Mgmt AgainstAgainstForElect Director Michael O'Reilly 1.10
Mgmt ForForForElect Director Richard R. Whitt, III 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Markel Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Nonqualified Employee Stock Purchase Plan and Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Uber Technologies, Inc.
Meeting Date: 05/11/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 90353T100
Ticker: UBER
Shares Voted: 941
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ronald Sugar Mgmt For For For
Mgmt ForForForElect Director Ursula Burns 1b
Mgmt ForForForElect Director Robert Eckert 1c
Mgmt ForForForElect Director Amanda Ginsberg 1d
Mgmt ForForForElect Director Dara Khosrowshahi 1e
Mgmt ForForForElect Director Wan Ling Martello 1f
Mgmt ForForForElect Director Yasir Al-Rumayyan 1g
Mgmt ForForForElect Director John Thain 1h
Mgmt ForForForElect Director David I. Trujillo 1i
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
ALLETE, Inc.
Meeting Date: 05/12/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 018522300
Ticker: ALE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ALLETE, Inc.
Shares Voted: 1,259
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kathryn W. Dindo Mgmt For For For
Mgmt ForForForElect Director George G. Goldfarb 1b
Mgmt ForForForElect Director Alan R. Hodnik 1c
Mgmt ForForForElect Director James J. Hoolihan 1d
Mgmt ForForForElect Director Heidi E. Jimmerson 1e
Mgmt ForForForElect Director Madeleine W. Ludlow 1f
Mgmt ForForForElect Director Susan K. Nestegard 1g
Mgmt ForForForElect Director Douglas C. Neve 1h
Mgmt ForForForElect Director Bethany M. Owen 1i
Mgmt ForForForElect Director Robert P. Powers 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 2,382
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathryn W. Dindo 1a
Mgmt ForForForElect Director George G. Goldfarb 1b
Mgmt ForForForElect Director Alan R. Hodnik 1c
Mgmt ForForForElect Director James J. Hoolihan 1d
Mgmt ForForForElect Director Heidi E. Jimmerson 1e
Mgmt ForForForElect Director Madeleine W. Ludlow 1f
Mgmt ForForForElect Director Susan K. Nestegard 1g
Mgmt ForForForElect Director Douglas C. Neve 1h
Mgmt ForForForElect Director Bethany M. Owen 1i
Mgmt ForForForElect Director Robert P. Powers 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ALLETE, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Apergy Corporation
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 03755L104
Ticker: APY
Shares Voted: 1,207,138
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gary P. Luquette Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Daniel W. Rabun 1.2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Shares Voted: 387,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Gary P. Luquette 1.1
Mgmt WithholdWithholdForElect Director Daniel W. Rabun 1.2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForAmend Omnibus Stock Plan 5
Arthur J. Gallagher & Co.
Meeting Date: 05/12/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 363576109
Ticker: AJG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Arthur J. Gallagher & Co.
Shares Voted: 5,013
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sherry S. Barrat Mgmt For For For
Mgmt ForForForElect Director William L. Bax 1b
Mgmt ForForForElect Director D. John Coldman 1c
Mgmt ForForForElect Director Frank E. English, Jr. 1d
Mgmt ForForForElect Director J. Patrick Gallagher, Jr. 1e
Mgmt ForForForElect Director David S. Johnson 1f
Mgmt ForForForElect Director Kay W. McCurdy 1g
Mgmt ForForForElect Director Christopher C. Miskel 1h
Mgmt ForForForElect Director Ralph J. Nicoletti 1i
Mgmt ForForForElect Director Norman L. Rosenthal 1j
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstAdopt a Policy on Board Diversity 4
Shares Voted: 6,020
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sherry S. Barrat 1a
Mgmt ForForForElect Director William L. Bax 1b
Mgmt ForForForElect Director D. John Coldman 1c
Mgmt ForForForElect Director Frank E. English, Jr. 1d
Mgmt ForForForElect Director J. Patrick Gallagher, Jr. 1e
Mgmt ForForForElect Director David S. Johnson 1f
Mgmt ForForForElect Director Kay W. McCurdy 1g
Mgmt ForForForElect Director Christopher C. Miskel 1h
Mgmt ForForForElect Director Ralph J. Nicoletti 1i
Mgmt ForForForElect Director Norman L. Rosenthal 1j
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Arthur J. Gallagher & Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstAdopt a Policy on Board Diversity 4
ConocoPhillips
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 20825C104
Ticker: COP
Shares Voted: 4,036,557
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Charles E. Bunch Mgmt For For For
Mgmt ForForForElect Director Caroline Maury Devine 1b
Mgmt ForForForElect Director John V. Faraci 1c
Mgmt ForForForElect Director Jody Freeman 1d
Mgmt ForForForElect Director Gay Huey Evans 1e
Mgmt ForForForElect Director Jeffrey A. Joerres 1f
Mgmt ForForForElect Director Ryan M. Lance 1g
Mgmt ForForForElect Director William H. McRaven 1h
Mgmt ForForForElect Director Sharmila Mulligan 1i
Mgmt ForForForElect Director Arjun N. Murti 1j
Mgmt ForForForElect Director Robert A. Niblock 1k
Mgmt ForForForElect Director David T. Seaton 1l
Mgmt ForForForElect Director R. A. Walker 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 895,218
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles E. Bunch 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ConocoPhillips
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Caroline Maury Devine 1b
Mgmt ForForForElect Director John V. Faraci 1c
Mgmt ForForForElect Director Jody Freeman 1d
Mgmt ForForForElect Director Gay Huey Evans 1e
Mgmt ForForForElect Director Jeffrey A. Joerres 1f
Mgmt ForForForElect Director Ryan M. Lance 1g
Mgmt ForForForElect Director William H. McRaven 1h
Mgmt ForForForElect Director Sharmila Mulligan 1i
Mgmt ForForForElect Director Arjun N. Murti 1j
Mgmt ForForForElect Director Robert A. Niblock 1k
Mgmt ForForForElect Director David T. Seaton 1l
Mgmt ForForForElect Director R. A. Walker 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cummins Inc.
Meeting Date: 05/12/2020
Record Date: 03/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 231021106
Ticker: CMI
Shares Voted: 1,006,355
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director N. Thomas Linebarger Mgmt For For For
Mgmt ForForForElect Director Robert J. Bernhard 2
Mgmt ForForForElect Director Franklin R. Chang Diaz 3
Mgmt ForForForElect Director Bruno V. Di Leo Allen 4
Mgmt ForForForElect Director Stephen B. Dobbs 5
Mgmt ForForForElect Director Robert K. Herdman 6
Mgmt ForForForElect Director Alexis M. Herman 7
Mgmt ForForForElect Director Thomas J. Lynch 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cummins Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William I. Miller 9
Mgmt ForForForElect Director Georgia R. Nelson 10
Mgmt ForForForElect Director Karen H. Quintos 11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 13
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
14
Shares Voted: 535,226
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director N. Thomas Linebarger 1
Mgmt ForForForElect Director Robert J. Bernhard 2
Mgmt ForForForElect Director Franklin R. Chang Diaz 3
Mgmt ForForForElect Director Bruno V. Di Leo Allen 4
Mgmt ForForForElect Director Stephen B. Dobbs 5
Mgmt ForForForElect Director Robert K. Herdman 6
Mgmt ForForForElect Director Alexis M. Herman 7
Mgmt ForForForElect Director Thomas J. Lynch 8
Mgmt ForForForElect Director William I. Miller 9
Mgmt ForForForElect Director Georgia R. Nelson 10
Mgmt ForForForElect Director Karen H. Quintos 11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 13
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
14
Essex Property Trust, Inc.
Meeting Date: 05/12/2020
Record Date: 02/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 297178105
Ticker: ESS
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Essex Property Trust, Inc.
Shares Voted: 3,563
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Keith R. Guericke Mgmt For For For
Mgmt ForForForElect Director Maria R. Hawthorne 1.2
Mgmt ForForForElect Director Amal M. Johnson 1.3
Mgmt ForForForElect Director Mary Kasaris 1.4
Mgmt ForForForElect Director Irving F. Lyons, III 1.5
Mgmt ForForForElect Director George M. Marcus 1.6
Mgmt ForForForElect Director Thomas E. Robinson 1.7
Mgmt ForForForElect Director Michael J. Schall 1.8
Mgmt ForForForElect Director Byron A. Scordelis 1.9
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Forward Air Corporation
Meeting Date: 05/12/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 349853101
Ticker: FWRD
Shares Voted: 8,236
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald W. Allen Mgmt For For For
Mgmt ForForForElect Director Ana B. Amicarella 1.2
Mgmt ForForForElect Director Valerie A. Bonebrake 1.3
Mgmt ForForForElect Director C. Robert Campbell 1.4
Mgmt ForForForElect Director R. Craig Carlock 1.5
Mgmt ForForForElect Director C. John Langley, Jr. 1.6
Mgmt ForForForElect Director G. Michael Lynch 1.7
Mgmt ForForForElect Director Thomas Schmitt 1.8
Mgmt ForForForElect Director Laurie A. Tucker 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Forward Air Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director W. Gilbert West 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 11,120
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ronald W. Allen 1.1
Mgmt ForForForElect Director Ana B. Amicarella 1.2
Mgmt ForForForElect Director Valerie A. Bonebrake 1.3
Mgmt ForForForElect Director C. Robert Campbell 1.4
Mgmt ForForForElect Director R. Craig Carlock 1.5
Mgmt ForForForElect Director C. John Langley, Jr. 1.6
Mgmt ForForForElect Director G. Michael Lynch 1.7
Mgmt ForForForElect Director Thomas Schmitt 1.8
Mgmt ForForForElect Director Laurie A. Tucker 1.9
Mgmt ForForForElect Director W. Gilbert West 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
HP Inc.
Meeting Date: 05/12/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 40434L105
Ticker: HPQ
Shares Voted: 1,829
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Aida M. Alvarez Mgmt For For For
Mgmt ForForForElect Director Shumeet Banerji 1.2
Mgmt ForForForElect Director Robert R. Bennett 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HP Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles "Chip" V. Bergh 1.4
Mgmt ForForForElect Director Stacy Brown-Philpot 1.5
Mgmt ForForForElect Director Stephanie A. Burns 1.6
Mgmt ForForForElect Director Mary Anne Citrino 1.7
Mgmt ForForForElect Director Richard L. Clemmer 1.8
Mgmt ForForForElect Director Enrique Lores 1.9
Mgmt ForForForElect Director Yoky Matsuoka 1.10
Mgmt ForForForElect Director Stacey Mobley 1.11
Mgmt ForForForElect Director Subra Suresh 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
4
SH ForForAgainstProvide Right to Act by Written Consent 5
Shares Voted: 719,209
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Aida M. Alvarez 1.1
Mgmt ForForForElect Director Shumeet Banerji 1.2
Mgmt ForForForElect Director Robert R. Bennett 1.3
Mgmt ForForForElect Director Charles "Chip" V. Bergh 1.4
Mgmt ForForForElect Director Stacy Brown-Philpot 1.5
Mgmt ForForForElect Director Stephanie A. Burns 1.6
Mgmt ForForForElect Director Mary Anne Citrino 1.7
Mgmt ForForForElect Director Richard L. Clemmer 1.8
Mgmt ForForForElect Director Enrique Lores 1.9
Mgmt ForForForElect Director Yoky Matsuoka 1.10
Mgmt ForForForElect Director Stacey Mobley 1.11
Mgmt ForForForElect Director Subra Suresh 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HP Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
4
SH ForForAgainstProvide Right to Act by Written Consent 5
Italgas SpA
Meeting Date: 05/12/2020
Record Date: 04/30/2020
Country: Italy
Meeting Type: Annual
Primary Security ID: T6R89Z103
Ticker: IG
Shares Voted: 26,868
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForRevoke Auditors; Approve New Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForApprove Remuneration Policy 4.1
Mgmt ForForForApprove Second Section of the Remuneration Report
4.2
Mgmt ForForForApprove 2020-2022 Long-Term Monetary Incentive Plan
5
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
LKQ Corporation
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 501889208
Ticker: LKQ
Shares Voted: 24,357
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Patrick Berard Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LKQ Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Meg A. Divitto 1b
Mgmt ForForForElect Director Robert M. Hanser 1c
Mgmt ForForForElect Director Joseph M. Holsten 1d
Mgmt ForForForElect Director Blythe J. McGarvie 1e
Mgmt ForForForElect Director John W. Mendel 1f
Mgmt ForForForElect Director Jody G. Miller 1g
Mgmt ForForForElect Director John F. O'Brien 1h
Mgmt ForForForElect Director Guhan Subramanian 1i
Mgmt ForForForElect Director Xavier Urbain 1j
Mgmt ForForForElect Director Dominick Zarcone 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 30,624
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Patrick Berard 1a
Mgmt ForForForElect Director Meg A. Divitto 1b
Mgmt ForForForElect Director Robert M. Hanser 1c
Mgmt ForForForElect Director Joseph M. Holsten 1d
Mgmt ForForForElect Director Blythe J. McGarvie 1e
Mgmt ForForForElect Director John W. Mendel 1f
Mgmt ForForForElect Director Jody G. Miller 1g
Mgmt ForForForElect Director John F. O'Brien 1h
Mgmt ForForForElect Director Guhan Subramanian 1i
Mgmt ForForForElect Director Xavier Urbain 1j
Mgmt ForForForElect Director Dominick Zarcone 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Loews Corporation
Meeting Date: 05/12/2020
Record Date: 03/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 540424108
Ticker: L
Shares Voted: 1,371,287
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ann E. Berman Mgmt For For For
Mgmt ForForForElect Director Joseph L. Bower 1b
Mgmt ForForForElect Director Charles D. Davidson 1c
Mgmt ForForForElect Director Charles M. Diker 1d
Mgmt ForForForElect Director Paul J. Fribourg 1e
Mgmt AgainstAgainstForElect Director Walter L. Harris 1f
Mgmt ForForForElect Director Philip A. Laskawy 1g
Mgmt ForForForElect Director Susan P. Peters 1h
Mgmt ForForForElect Director Andrew H. Tisch 1i
Mgmt ForForForElect Director James S. Tisch 1j
Mgmt ForForForElect Director Jonathan M. Tisch 1k
Mgmt ForForForElect Director Anthony Welters 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 3
SH AgainstAgainstAgainstReport on Political Contributions 4
Shares Voted: 1,426,767
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ann E. Berman 1a
Mgmt ForForForElect Director Joseph L. Bower 1b
Mgmt ForForForElect Director Charles D. Davidson 1c
Mgmt ForForForElect Director Charles M. Diker 1d
Mgmt ForForForElect Director Paul J. Fribourg 1e
Mgmt AgainstAgainstForElect Director Walter L. Harris 1f
Mgmt ForForForElect Director Philip A. Laskawy 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Loews Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Susan P. Peters 1h
Mgmt ForForForElect Director Andrew H. Tisch 1i
Mgmt ForForForElect Director James S. Tisch 1j
Mgmt ForForForElect Director Jonathan M. Tisch 1k
Mgmt ForForForElect Director Anthony Welters 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 3
SH AgainstAgainstAgainstReport on Political Contributions 4
Masco Corporation
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 574599106
Ticker: MAS
Shares Voted: 898,670
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Keith J. Allman Mgmt For For For
Mgmt ForForForElect Director J. Michael Losh 1b
Mgmt ForForForElect Director Christopher A. O'Herlihy 1c
Mgmt ForForForElect Director Charles K. Stevens, III 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 1,769,631
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Keith J. Allman 1a
Mgmt ForForForElect Director J. Michael Losh 1b
Mgmt ForForForElect Director Christopher A. O'Herlihy 1c
Mgmt ForForForElect Director Charles K. Stevens, III 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Masco Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
O-I Glass, Inc.
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 67098H104
Ticker: OI
Shares Voted: 874,950
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel R. Chapin Mgmt For For For
Mgmt ForForForElect Director Gordon J. Hardie 1b
Mgmt ForForForElect Director Peter S. Hellman 1c
Mgmt ForForForElect Director John Humphrey 1d
Mgmt ForForForElect Director Anastasia D. Kelly 1e
Mgmt ForForForElect Director Andres A. Lopez 1f
Mgmt ForForForElect Director Alan J. Murray 1g
Mgmt ForForForElect Director Hari N. Nair 1h
Mgmt ForForForElect Director Joseph D. Rupp 1i
Mgmt ForForForElect Director Catherine I. Slater 1j
Mgmt ForForForElect Director John H. Walker 1k
Mgmt ForForForElect Director Carol A. Williams 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 216,450
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Samuel R. Chapin 1a
Mgmt ForForForElect Director Gordon J. Hardie 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
O-I Glass, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter S. Hellman 1c
Mgmt ForForForElect Director John Humphrey 1d
Mgmt ForForForElect Director Anastasia D. Kelly 1e
Mgmt ForForForElect Director Andres A. Lopez 1f
Mgmt ForForForElect Director Alan J. Murray 1g
Mgmt ForForForElect Director Hari N. Nair 1h
Mgmt ForForForElect Director Joseph D. Rupp 1i
Mgmt ForForForElect Director Catherine I. Slater 1j
Mgmt ForForForElect Director John H. Walker 1k
Mgmt ForForForElect Director Carol A. Williams 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Popular, Inc.
Meeting Date: 05/12/2020
Record Date: 03/13/2020
Country: Puerto Rico
Meeting Type: Annual
Primary Security ID: 733174700
Ticker: BPOP
Shares Voted: 10,843
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ignacio Alvarez Mgmt For For For
Mgmt ForForForElect Director Maria Luisa Ferre 1b
Mgmt ForForForElect Director C. Kim Goodwin 1c
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForChange Range for Size of the Board 3
Mgmt ForForForEliminate Supermajority Vote Requirement 4
Mgmt ForForForApprove Omnibus Stock Plan 5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Popular, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdjourn Meeting 8
Shares Voted: 3,366
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ignacio Alvarez 1a
Mgmt ForForForElect Director Maria Luisa Ferre 1b
Mgmt ForForForElect Director C. Kim Goodwin 1c
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForChange Range for Size of the Board 3
Mgmt ForForForEliminate Supermajority Vote Requirement 4
Mgmt ForForForApprove Omnibus Stock Plan 5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
7
Mgmt ForForForAdjourn Meeting 8
Prudential Financial, Inc.
Meeting Date: 05/12/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 744320102
Ticker: PRU
Shares Voted: 258,315
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas J. Baltimore, Jr. Mgmt For For For
Mgmt ForForForElect Director Gilbert F. Casellas 1.2
Mgmt ForForForElect Director Robert M. Falzon 1.3
Mgmt ForForForElect Director Martina Hund-Mejean 1.4
Mgmt ForForForElect Director Karl J. Krapek 1.5
Mgmt ForForForElect Director Peter R. Lighte 1.6
Mgmt ForForForElect Director Charles F. Lowrey 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Prudential Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George Paz 1.8
Mgmt ForForForElect Director Sandra Pianalto 1.9
Mgmt ForForForElect Director Christine A. Poon 1.10
Mgmt ForForForElect Director Douglas A. Scovanner 1.11
Mgmt ForForForElect Director Michael A. Todman 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
Shares Voted: 39,049
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas J. Baltimore, Jr. 1.1
Mgmt ForForForElect Director Gilbert F. Casellas 1.2
Mgmt ForForForElect Director Robert M. Falzon 1.3
Mgmt ForForForElect Director Martina Hund-Mejean 1.4
Mgmt ForForForElect Director Karl J. Krapek 1.5
Mgmt ForForForElect Director Peter R. Lighte 1.6
Mgmt ForForForElect Director Charles F. Lowrey 1.7
Mgmt ForForForElect Director George Paz 1.8
Mgmt ForForForElect Director Sandra Pianalto 1.9
Mgmt ForForForElect Director Christine A. Poon 1.10
Mgmt ForForForElect Director Douglas A. Scovanner 1.11
Mgmt ForForForElect Director Michael A. Todman 1.12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Simon Property Group, Inc.
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 828806109
Ticker: SPG
Shares Voted: 6,274
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Glyn F. Aeppel Mgmt For For For
Mgmt ForForForElect Director Larry C. Glasscock 1b
Mgmt ForForForElect Director Karen N. Horn 1c
Mgmt ForForForElect Director Allan Hubbard 1d
Mgmt ForForForElect Director Reuben S. Leibowitz 1e
Mgmt ForForForElect Director Gary M. Rodkin 1f
Mgmt ForForForElect Director Stefan M. Selig 1g
Mgmt ForForForElect Director Daniel C. Smith 1h
Mgmt ForForForElect Director J. Albert Smith, Jr. 1i
Mgmt ForForForElect Director Marta R. Stewart 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 6,342
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Glyn F. Aeppel 1a
Mgmt ForForForElect Director Larry C. Glasscock 1b
Mgmt ForForForElect Director Karen N. Horn 1c
Mgmt ForForForElect Director Allan Hubbard 1d
Mgmt ForForForElect Director Reuben S. Leibowitz 1e
Mgmt ForForForElect Director Gary M. Rodkin 1f
Mgmt ForForForElect Director Stefan M. Selig 1g
Mgmt ForForForElect Director Daniel C. Smith 1h
Mgmt ForForForElect Director J. Albert Smith, Jr. 1i
Mgmt ForForForElect Director Marta R. Stewart 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Simon Property Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Sykes Enterprises, Incorporated
Meeting Date: 05/12/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 871237103
Ticker: SYKE
Shares Voted: 987,884
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director James S. MacLeod Mgmt For For For
Mgmt ForForForElect Director William D. Muir, Jr. 1B
Mgmt ForForForElect Director Lorraine L. Lutton 1C
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 176,807
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James S. MacLeod 1A
Mgmt ForForForElect Director William D. Muir, Jr. 1B
Mgmt ForForForElect Director Lorraine L. Lutton 1C
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
The Charles Schwab Corporation
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 808513105
Ticker: SCHW
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Charles Schwab Corporation
Shares Voted: 342,319
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director William S. Haraf Mgmt For For For
Mgmt ForForForElect Director Frank C. Herringer 1b
Mgmt ForForForElect Director Roger O. Walther 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForProvide Proxy Access Right 5
SH ForForAgainstAdopt Policy to Annually Disclose EEO-1 Data 6
SH ForAgainstAgainstReport on Lobbying Payments and Policy 7
Shares Voted: 212,519
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William S. Haraf 1a
Mgmt ForForForElect Director Frank C. Herringer 1b
Mgmt ForForForElect Director Roger O. Walther 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForProvide Proxy Access Right 5
SH ForForAgainstAdopt Policy to Annually Disclose EEO-1 Data 6
SH ForAgainstAgainstReport on Lobbying Payments and Policy 7
The Hanover Insurance Group, Inc.
Meeting Date: 05/12/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 410867105
Ticker: THG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Hanover Insurance Group, Inc.
Shares Voted: 215,732
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jane D. Carlin Mgmt For For For
Mgmt ForForForElect Director Daniel T. Henry 1.2
Mgmt ForForForElect Director Wendell J. Knox 1.3
Mgmt ForForForElect Director Kathleen S. Lane 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Shares Voted: 32,994
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jane D. Carlin 1.1
Mgmt ForForForElect Director Daniel T. Henry 1.2
Mgmt ForForForElect Director Wendell J. Knox 1.3
Mgmt ForForForElect Director Kathleen S. Lane 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Wyndham Hotels & Resorts, Inc.
Meeting Date: 05/12/2020
Record Date: 03/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 98311A105
Ticker: WH
Shares Voted: 1,656,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Myra J. Biblowit Mgmt For For For
Mgmt ForForForElect Director Bruce B. Churchill 1.2
Mgmt ForForForElect Director Pauline D.E. Richards 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wyndham Hotels & Resorts, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws
2a
Mgmt ForForForEliminate Supermajority Vote Requirement to Remove Directors
2b
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 1,110,088
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Myra J. Biblowit 1.1
Mgmt ForForForElect Director Bruce B. Churchill 1.2
Mgmt ForForForElect Director Pauline D.E. Richards 1.3
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws
2a
Mgmt ForForForEliminate Supermajority Vote Requirement to Remove Directors
2b
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
American International Group, Inc.
Meeting Date: 05/13/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 026874784
Ticker: AIG
Shares Voted: 11,720,890
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director W. Don Cornwell Mgmt For For For
Mgmt ForForForElect Director Brian Duperreault 1b
Mgmt ForForForElect Director John H. Fitzpatrick 1c
Mgmt ForForForElect Director William G. Jurgensen 1d
Mgmt ForForForElect Director Christopher S. Lynch 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
American International Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Henry S. Miller 1f
Mgmt ForForForElect Director Linda A. Mills 1g
Mgmt ForForForElect Director Thomas F. Motamed 1h
Mgmt ForForForElect Director Peter R. Porrino 1i
Mgmt ForForForElect Director Amy L. Schioldager 1j
Mgmt ForForForElect Director Douglas M. Steenland 1k
Mgmt ForForForElect Director Therese M. Vaughan 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Securities Transfer Restrictions 3
Mgmt ForForForRatify NOL Rights Plan (NOL Pill) 4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Shares Voted: 4,100,323
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director W. Don Cornwell 1a
Mgmt ForReferForElect Director Brian Duperreault 1b
Mgmt ForReferForElect Director John H. Fitzpatrick 1c
Mgmt ForReferForElect Director William G. Jurgensen 1d
Mgmt ForReferForElect Director Christopher S. Lynch 1e
Mgmt ForReferForElect Director Henry S. Miller 1f
Mgmt ForReferForElect Director Linda A. Mills 1g
Mgmt ForReferForElect Director Thomas F. Motamed 1h
Mgmt ForReferForElect Director Peter R. Porrino 1i
Mgmt ForReferForElect Director Amy L. Schioldager 1j
Mgmt ForReferForElect Director Douglas M. Steenland 1k
Mgmt ForReferForElect Director Therese M. Vaughan 1l
Mgmt ForReferForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
American International Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForAmend Securities Transfer Restrictions 3
Mgmt ForReferForRatify NOL Rights Plan (NOL Pill) 4
Mgmt ForReferForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForReferAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Arrow Electronics, Inc.
Meeting Date: 05/13/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 042735100
Ticker: ARW
Shares Voted: 596,246
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Barry W. Perry Mgmt For For For
Mgmt ForForForElect Director William F. Austen 1.2
Mgmt ForForForElect Director Steven H. Gunby 1.3
Mgmt ForForForElect Director Gail E. Hamilton 1.4
Mgmt ForForForElect Director Richard S. Hill 1.5
Mgmt ForForForElect Director M.F. (Fran) Keeth 1.6
Mgmt ForForForElect Director Andrew C. Kerin 1.7
Mgmt ForForForElect Director Laurel J. Krzeminski 1.8
Mgmt ForForForElect Director Michael J. Long 1.9
Mgmt ForForForElect Director Stephen C. Patrick 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 802,263
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Barry W. Perry 1.1
Mgmt ForForForElect Director William F. Austen 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Arrow Electronics, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven H. Gunby 1.3
Mgmt ForForForElect Director Gail E. Hamilton 1.4
Mgmt ForForForElect Director Richard S. Hill 1.5
Mgmt ForForForElect Director M.F. (Fran) Keeth 1.6
Mgmt ForForForElect Director Andrew C. Kerin 1.7
Mgmt ForForForElect Director Laurel J. Krzeminski 1.8
Mgmt ForForForElect Director Michael J. Long 1.9
Mgmt ForForForElect Director Stephen C. Patrick 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ENN Energy Holdings Ltd.
Meeting Date: 05/13/2020
Record Date: 05/07/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G3066L101
Ticker: 2688
Shares Voted: 54,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Han Jishen as Director 3a1
Mgmt ForForForElect Zhang Yuying as Director 3a2
Mgmt ForForForElect Wang Dongzhi as Director 3a3
Mgmt ForForForElect Jin Yongsheng as Director 3a4
Mgmt AgainstAgainstForElect Law Yee Kwan, Quinn as Director 3a5
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3b
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ENN Energy Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Shares Voted: 24,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Han Jishen as Director 3a1
Mgmt ForForForElect Zhang Yuying as Director 3a2
Mgmt ForForForElect Wang Dongzhi as Director 3a3
Mgmt ForForForElect Jin Yongsheng as Director 3a4
Mgmt AgainstAgainstForElect Law Yee Kwan, Quinn as Director 3a5
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3b
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
First Merchants Corporation
Meeting Date: 05/13/2020
Record Date: 03/05/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 320817109
Ticker: FRME
Shares Voted: 565,501
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director H. Douglas Chaffin Mgmt For For For
Mgmt ForForForElect Director Michael J. Fisher 1.2
Mgmt ForForForElect Director Clark C. Kellogg, Jr. 1.3
Mgmt ForForForElect Director Gary J. Lehman 1.4
Mgmt WithholdWithholdForElect Director Michael C. Marhenke 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
First Merchants Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jean L. Wojtowicz 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BKD, LLP as Auditors 3
Shares Voted: 95,752
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director H. Douglas Chaffin 1.1
Mgmt ForForForElect Director Michael J. Fisher 1.2
Mgmt ForForForElect Director Clark C. Kellogg, Jr. 1.3
Mgmt ForForForElect Director Gary J. Lehman 1.4
Mgmt WithholdWithholdForElect Director Michael C. Marhenke 1.5
Mgmt ForForForElect Director Jean L. Wojtowicz 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BKD, LLP as Auditors 3
frontdoor, inc.
Meeting Date: 05/13/2020
Record Date: 03/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 35905A109
Ticker: FTDR
Shares Voted: 802,112
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard P. Fox Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Brian P. McAndrews 1b
Mgmt ForForForElect Director Rexford J. Tibbens 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
frontdoor, inc.
Shares Voted: 127,678
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Richard P. Fox 1a
Mgmt AgainstAgainstForElect Director Brian P. McAndrews 1b
Mgmt ForForForElect Director Rexford J. Tibbens 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Group 1 Automotive, Inc.
Meeting Date: 05/13/2020
Record Date: 03/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 398905109
Ticker: GPI
Shares Voted: 177,683
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carin M. Barth Mgmt For For For
Mgmt ForForForElect Director Earl J. Hesterberg 1.2
Mgmt ForForForElect Director Lincoln Pereira 1.3
Mgmt ForForForElect Director Stephen D. Quinn 1.4
Mgmt ForForForElect Director Steven P. Stanbrook 1.5
Mgmt ForForForElect Director Charles L. Szews 1.6
Mgmt ForForForElect Director Anne Taylor 1.7
Mgmt ForForForElect Director Max P. Watson, Jr. 1.8
Mgmt ForForForElect Director MaryAnn Wright 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Group 1 Automotive, Inc.
Shares Voted: 23,767
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carin M. Barth 1.1
Mgmt ForForForElect Director Earl J. Hesterberg 1.2
Mgmt ForForForElect Director Lincoln Pereira 1.3
Mgmt ForForForElect Director Stephen D. Quinn 1.4
Mgmt ForForForElect Director Steven P. Stanbrook 1.5
Mgmt ForForForElect Director Charles L. Szews 1.6
Mgmt ForForForElect Director Anne Taylor 1.7
Mgmt ForForForElect Director Max P. Watson, Jr. 1.8
Mgmt ForForForElect Director MaryAnn Wright 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Integra LifeSciences Holdings Corporation
Meeting Date: 05/13/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 457985208
Ticker: IART
Shares Voted: 13,001
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter J. Arduini Mgmt For For For
Mgmt ForForForElect Director Rhonda Germany Ballintyn 1b
Mgmt ForForForElect Director Keith Bradley 1c
Mgmt ForForForElect Director Stuart M. Essig 1d
Mgmt ForForForElect Director Barbara B. Hill 1e
Mgmt ForForForElect Director Lloyd W. Howell, Jr. 1f
Mgmt ForForForElect Director Donald E. Morel, Jr. 1g
Mgmt ForForForElect Director Raymond G. Murphy 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Integra LifeSciences Holdings Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christian S. Schade 1i
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
KBR, Inc.
Meeting Date: 05/13/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 48242W106
Ticker: KBR
Shares Voted: 73,423
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark E. Baldwin Mgmt For For For
Mgmt ForForForElect Director James R. Blackwell 1b
Mgmt ForForForElect Director Stuart J. B. Bradie 1c
Mgmt ForForForElect Director Lynn A. Dugle 1d
Mgmt ForForForElect Director Lester L. Lyles 1e
Mgmt ForForForElect Director Wendy M. Masiello 1f
Mgmt ForForForElect Director Jack B. Moore 1g
Mgmt ForForForElect Director Ann D. Pickard 1h
Mgmt ForForForElect Director Umberto della Sala 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 70,090
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark E. Baldwin 1a
Mgmt ForForForElect Director James R. Blackwell 1b
Mgmt ForForForElect Director Stuart J. B. Bradie 1c
Mgmt ForForForElect Director Lynn A. Dugle 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KBR, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lester L. Lyles 1e
Mgmt ForForForElect Director Wendy M. Masiello 1f
Mgmt ForForForElect Director Jack B. Moore 1g
Mgmt ForForForElect Director Ann D. Pickard 1h
Mgmt ForForForElect Director Umberto della Sala 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Kenmare Resources Plc
Meeting Date: 05/13/2020
Record Date: 05/11/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G52332213
Ticker: KMR
Shares Voted: 45,442
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Peter Bacchus as Director 4a
Mgmt ForForForRe-elect Michael Carvill as Director 4b
Mgmt ForForForRe-elect Clever Fonseca as Director 4c
Mgmt ForForForRe-elect Tim Keating as Director 4d
Mgmt AgainstAgainstForRe-elect Graham Martin as Director 4e
Mgmt ForForForRe-elect Tony McCluskey as Director 4f
Mgmt AgainstAgainstForRe-elect Steven McTiernan as Director 4g
Mgmt AgainstAgainstForRe-elect Gabriel Smith as Director 4h
Mgmt AgainstAgainstForElect Dr Elaine Dorward-King as Director 5
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
6
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kenmare Resources Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Remuneration Policy 8
Mgmt ForForForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt AgainstAgainstForAmend Restricted Share Plan 11
Mgmt ForForForApprove Cancellation of Deferred Shares 12
Mgmt AgainstAgainstForAdopt New Articles of Association 13
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 14
Mgmt ForForForDetermine the Price Range at which Treasury Shares may be Re-issued Off-Market
15
Shares Voted: 17,358
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Peter Bacchus as Director 4a
Mgmt ForForForRe-elect Michael Carvill as Director 4b
Mgmt ForForForRe-elect Clever Fonseca as Director 4c
Mgmt ForForForRe-elect Tim Keating as Director 4d
Mgmt AgainstAgainstForRe-elect Graham Martin as Director 4e
Mgmt ForForForRe-elect Tony McCluskey as Director 4f
Mgmt AgainstAgainstForRe-elect Steven McTiernan as Director 4g
Mgmt AgainstAgainstForRe-elect Gabriel Smith as Director 4h
Mgmt AgainstAgainstForElect Dr Elaine Dorward-King as Director 5
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
6
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
7
Mgmt AgainstAgainstForApprove Remuneration Policy 8
Mgmt ForForForAuthorise Issue of Equity 9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kenmare Resources Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt AgainstAgainstForAmend Restricted Share Plan 11
Mgmt ForForForApprove Cancellation of Deferred Shares 12
Mgmt AgainstAgainstForAdopt New Articles of Association 13
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 14
Mgmt ForForForDetermine the Price Range at which Treasury Shares may be Re-issued Off-Market
15
Laboratory Corporation of America Holdings
Meeting Date: 05/13/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 50540R409
Ticker: LH
Shares Voted: 428,368
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kerrii B. Anderson Mgmt For For For
Mgmt ForForForElect Director Jean-Luc Belingard 1b
Mgmt ForForForElect Director Jeffrey A. Davis 1c
Mgmt ForForForElect Director D. Gary Gilliland 1d
Mgmt ForForForElect Director Garheng Kong 1e
Mgmt ForForForElect Director Peter M. Neupert 1f
Mgmt ForForForElect Director Richelle P. Parham 1g
Mgmt ForForForElect Director Adam H. Schechter 1h
Mgmt ForForForElect Director R. Sanders Williams 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Laboratory Corporation of America Holdings
Shares Voted: 746,628
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kerrii B. Anderson 1a
Mgmt ForForForElect Director Jean-Luc Belingard 1b
Mgmt ForForForElect Director Jeffrey A. Davis 1c
Mgmt ForForForElect Director D. Gary Gilliland 1d
Mgmt ForForForElect Director Garheng Kong 1e
Mgmt ForForForElect Director Peter M. Neupert 1f
Mgmt ForForForElect Director Richelle P. Parham 1g
Mgmt ForForForElect Director Adam H. Schechter 1h
Mgmt ForForForElect Director R. Sanders Williams 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Libbey Inc.
Meeting Date: 05/13/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 529898108
Ticker: LBY
Shares Voted: 7,966
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William A. Foley Mgmt For For For
Mgmt ForForForElect Director Deborah G. Miller 1.2
Mgmt ForForForElect Director Steve Nave 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Maxar Technologies Inc.
Meeting Date: 05/13/2020
Record Date: 03/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 57778K105
Ticker: MAXR
Shares Voted: 38,333
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Howell M. Estes, III Mgmt For For For
Mgmt ForForForElect Director Nick S. Cyprus 1.2
Mgmt ForForForElect Director Roxanne J. Decyk 1.3
Mgmt ForForForElect Director Joanne O. Isham 1.4
Mgmt ForForForElect Director Daniel L. Jablonsky 1.5
Mgmt ForForForElect Director C. Robert Kehler 1.6
Mgmt ForForForElect Director L. Roger Mason, Jr. 1.7
Mgmt ForForForElect Director Eric J. Zahler 1.8
Mgmt ForForForElect Director Eddy Zervigon 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 214
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Howell M. Estes, III 1.1
Mgmt ForForForElect Director Nick S. Cyprus 1.2
Mgmt ForForForElect Director Roxanne J. Decyk 1.3
Mgmt ForForForElect Director Joanne O. Isham 1.4
Mgmt ForForForElect Director Daniel L. Jablonsky 1.5
Mgmt ForForForElect Director C. Robert Kehler 1.6
Mgmt ForForForElect Director L. Roger Mason, Jr. 1.7
Mgmt ForForForElect Director Eric J. Zahler 1.8
Mgmt ForForForElect Director Eddy Zervigon 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Maxar Technologies Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Minerals Technologies Inc.
Meeting Date: 05/13/2020
Record Date: 03/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 603158106
Ticker: MTX
Shares Voted: 539,841
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joseph C. Breunig Mgmt For For For
Mgmt ForForForElect Director Alison A. Deans 1b
Mgmt ForForForElect Director Duane R. Dunham 1c
Mgmt ForForForElect Director Franklin L. Feder 1d
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 91,612
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph C. Breunig 1a
Mgmt ForForForElect Director Alison A. Deans 1b
Mgmt ForForForElect Director Duane R. Dunham 1c
Mgmt ForForForElect Director Franklin L. Feder 1d
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mondelez International, Inc.
Meeting Date: 05/13/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 609207105
Ticker: MDLZ
Shares Voted: 9,369
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lewis W.K. Booth Mgmt For For For
Mgmt ForForForElect Director Charles E. Bunch 1.2
Mgmt ForForForElect Director Debra A. Crew 1.3
Mgmt ForForForElect Director Lois D. Juliber 1.4
Mgmt ForForForElect Director Peter W. May 1.5
Mgmt ForForForElect Director Jorge S. Mesquita 1.6
Mgmt ForForForElect Director Fredric G. Reynolds 1.7
Mgmt ForForForElect Director Christiana S. Shi 1.8
Mgmt ForForForElect Director Patrick T. Siewert 1.9
Mgmt ForForForElect Director Michael A. Todman 1.10
Mgmt ForForForElect Director Jean-Francois M. L. van Boxmeer
1.11
Mgmt ForForForElect Director Dirk Van de Put 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstConsider Pay Disparity Between Executives and Other Employees
4
Shares Voted: 487,098
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lewis W.K. Booth 1.1
Mgmt ForForForElect Director Charles E. Bunch 1.2
Mgmt ForForForElect Director Debra A. Crew 1.3
Mgmt ForForForElect Director Lois D. Juliber 1.4
Mgmt ForForForElect Director Peter W. May 1.5
Mgmt ForForForElect Director Jorge S. Mesquita 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mondelez International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Fredric G. Reynolds 1.7
Mgmt ForForForElect Director Christiana S. Shi 1.8
Mgmt ForForForElect Director Patrick T. Siewert 1.9
Mgmt ForForForElect Director Michael A. Todman 1.10
Mgmt ForForForElect Director Jean-Francois M. L. van Boxmeer
1.11
Mgmt ForForForElect Director Dirk Van de Put 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstConsider Pay Disparity Between Executives and Other Employees
4
Piedmont Office Realty Trust, Inc.
Meeting Date: 05/13/2020
Record Date: 03/05/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 720190206
Ticker: PDM
Shares Voted: 51,220
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frank C. McDowell Mgmt For For For
Mgmt ForForForElect Director Kelly H. Barrett 1.2
Mgmt ForForForElect Director Wesley E. Cantrell 1.3
Mgmt ForForForElect Director Glenn G. Cohen 1.4
Mgmt ForForForElect Director Barbara B. Lang 1.5
Mgmt ForForForElect Director C. Brent Smith 1.6
Mgmt ForForForElect Director Jeffrey L. Swope 1.7
Mgmt ForForForElect Director Dale H. Taysom 1.8
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Piedmont Office Realty Trust, Inc.
Shares Voted: 8,569
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Frank C. McDowell 1.1
Mgmt ForForForElect Director Kelly H. Barrett 1.2
Mgmt ForForForElect Director Wesley E. Cantrell 1.3
Mgmt ForForForElect Director Glenn G. Cohen 1.4
Mgmt ForForForElect Director Barbara B. Lang 1.5
Mgmt ForForForElect Director C. Brent Smith 1.6
Mgmt ForForForElect Director Jeffrey L. Swope 1.7
Mgmt ForForForElect Director Dale H. Taysom 1.8
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Radian Group Inc.
Meeting Date: 05/13/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 750236101
Ticker: RDN
Shares Voted: 870,801
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Herbert Wender Mgmt For For For
Mgmt ForForForElect Director Brad L. Conner 1b
Mgmt ForForForElect Director Howard B. Culang 1c
Mgmt ForForForElect Director Debra Hess 1d
Mgmt ForForForElect Director Lisa W. Hess 1e
Mgmt ForForForElect Director Lisa Mumford 1f
Mgmt ForForForElect Director Gaetano Muzio 1g
Mgmt ForForForElect Director Gregory V. Serio 1h
Mgmt ForForForElect Director Noel J. Spiegel 1i
Mgmt ForForForElect Director Richard G. Thornberry 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Radian Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 175,463
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Herbert Wender 1a
Mgmt ForForForElect Director Brad L. Conner 1b
Mgmt ForForForElect Director Howard B. Culang 1c
Mgmt ForForForElect Director Debra Hess 1d
Mgmt ForForForElect Director Lisa W. Hess 1e
Mgmt ForForForElect Director Lisa Mumford 1f
Mgmt ForForForElect Director Gaetano Muzio 1g
Mgmt ForForForElect Director Gregory V. Serio 1h
Mgmt ForForForElect Director Noel J. Spiegel 1i
Mgmt ForForForElect Director Richard G. Thornberry 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
RBB Bancorp
Meeting Date: 05/13/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74930B105
Ticker: RBB
Shares Voted: 45,774
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter M. Chang Mgmt For For For
Mgmt ForForForElect Director Wendell Chen 1.2
Mgmt ForForForElect Director Christina Kao 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
RBB Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James W. Kao 1.4
Mgmt ForForForElect Director Chie-Min (Christopher) Koo 1.5
Mgmt ForForForElect Director Alfonso Lau 1.6
Mgmt ForForForElect Director Chuang-I (Christopher) Lin 1.7
Mgmt ForForForElect Director Feng (Richard) Lin 1.8
Mgmt ForForForElect Director Ko-Yen Lin 1.9
Mgmt ForForForElect Director Paul Lin 1.10
Mgmt ForForForElect Director Fui Ming (Catherine) Thian 1.11
Mgmt ForForForElect Director Yee Phong (Alan) Thian 1.12
Mgmt ForForForElect Director Raymond Yu 1.13
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Eide Bailly LLP as Auditors 3
Shares Voted: 70,183
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter M. Chang 1.1
Mgmt ForForForElect Director Wendell Chen 1.2
Mgmt ForForForElect Director Christina Kao 1.3
Mgmt ForForForElect Director James W. Kao 1.4
Mgmt ForForForElect Director Chie-Min (Christopher) Koo 1.5
Mgmt ForForForElect Director Alfonso Lau 1.6
Mgmt ForForForElect Director Chuang-I (Christopher) Lin 1.7
Mgmt ForForForElect Director Feng (Richard) Lin 1.8
Mgmt ForForForElect Director Ko-Yen Lin 1.9
Mgmt ForForForElect Director Paul Lin 1.10
Mgmt ForForForElect Director Fui Ming (Catherine) Thian 1.11
Mgmt ForForForElect Director Yee Phong (Alan) Thian 1.12
Mgmt ForForForElect Director Raymond Yu 1.13
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
RBB Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Eide Bailly LLP as Auditors 3
S&P Global Inc.
Meeting Date: 05/13/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 78409V104
Ticker: SPGI
Shares Voted: 2,858
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marco Alvera Mgmt For For For
Mgmt ForForForElect Director William J. Amelio 1.2
Mgmt ForForForElect Director William D. Green 1.3
Mgmt ForForForElect Director Charles E. Haldeman, Jr. 1.4
Mgmt ForForForElect Director Stephanie C. Hill 1.5
Mgmt ForForForElect Director Rebecca J. Jacoby 1.6
Mgmt ForForForElect Director Monique F. Leroux 1.7
Mgmt ForForForElect Director Maria R. Morris 1.8
Mgmt ForForForElect Director Douglas L. Peterson 1.9
Mgmt ForForForElect Director Edward B. Rust, Jr. 1.10
Mgmt ForForForElect Director Kurt L. Schmoke 1.11
Mgmt ForForForElect Director Richard E. Thornburgh 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForProvide Directors May Be Removed With or Without Cause
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 51,462
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Marco Alvera 1.1
Mgmt ForForForElect Director William J. Amelio 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
S&P Global Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William D. Green 1.3
Mgmt ForForForElect Director Charles E. Haldeman, Jr. 1.4
Mgmt ForForForElect Director Stephanie C. Hill 1.5
Mgmt ForForForElect Director Rebecca J. Jacoby 1.6
Mgmt ForForForElect Director Monique F. Leroux 1.7
Mgmt ForForForElect Director Maria R. Morris 1.8
Mgmt ForForForElect Director Douglas L. Peterson 1.9
Mgmt ForForForElect Director Edward B. Rust, Jr. 1.10
Mgmt ForForForElect Director Kurt L. Schmoke 1.11
Mgmt ForForForElect Director Richard E. Thornburgh 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForProvide Directors May Be Removed With or Without Cause
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Tencent Holdings Limited
Meeting Date: 05/13/2020
Record Date: 05/07/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G87572163
Ticker: 700
Shares Voted: 45,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Lau Chi Ping Martin as Director 3a
Mgmt AgainstAgainstForElect Charles St Leger Searle as Director 3b
Mgmt ForForForElect Ke Yang as Director 3c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3d
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tencent Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt ForForForAmend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association
8
Shares Voted: 18,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Lau Chi Ping Martin as Director 3a
Mgmt AgainstAgainstForElect Charles St Leger Searle as Director 3b
Mgmt ForForForElect Ke Yang as Director 3c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3d
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt ForForForAmend the Existing Amended and Restated Memorandum of Association and Articles of Association and Adopt Second Amended and Restated Memorandum of Association and Articles of Association
8
TTEC Holdings, Inc.
Meeting Date: 05/13/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 89854H102
Ticker: TTEC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TTEC Holdings, Inc.
Shares Voted: 915,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kenneth D. Tuchman Mgmt For For For
Mgmt AgainstAgainstForElect Director Steven J. Anenen 1b
Mgmt AgainstAgainstForElect Director Tracy L. Bahl 1c
Mgmt ForForForElect Director Gregory A. Conley 1d
Mgmt AgainstAgainstForElect Director Robert N. Frerichs 1e
Mgmt ForForForElect Director Marc L. Holtzman 1f
Mgmt AgainstAgainstForElect Director Ekta Singh-Bushell 1g
Mgmt ForForForRatify PricewaterhouseCoopers LLC as Auditors
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 150,703
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kenneth D. Tuchman 1a
Mgmt AgainstAgainstForElect Director Steven J. Anenen 1b
Mgmt AgainstAgainstForElect Director Tracy L. Bahl 1c
Mgmt ForForForElect Director Gregory A. Conley 1d
Mgmt AgainstAgainstForElect Director Robert N. Frerichs 1e
Mgmt ForForForElect Director Marc L. Holtzman 1f
Mgmt AgainstAgainstForElect Director Ekta Singh-Bushell 1g
Mgmt ForForForRatify PricewaterhouseCoopers LLC as Auditors
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Altria Group, Inc.
Meeting Date: 05/14/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 02209S103
Ticker: MO
Shares Voted: 381,351
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John T. Casteen, III Mgmt For For For
Mgmt ForForForElect Director Dinyar S. Devitre 1b
Mgmt ForForForElect Director Thomas F. Farrell, II 1c
Mgmt ForForForElect Director Debra J. Kelly-Ennis 1d
Mgmt ForForForElect Director W. Leo Kiely, III 1e
Mgmt ForForForElect Director Kathryn B. McQuade 1f
Mgmt ForForForElect Director George Munoz 1g
Mgmt ForForForElect Director Mark E. Newman 1h
Mgmt ForForForElect Director Nabil Y. Sakkab 1i
Mgmt ForForForElect Director Virginia E. Shanks 1j
MgmtElect Director Howard A. Willard, III *Withdrawn Resolution*
1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH ForReferAgainstReport on Underage Tobacco Prevention Policies
6
Shares Voted: 614,787
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John T. Casteen, III 1a
Mgmt ForForForElect Director Dinyar S. Devitre 1b
Mgmt ForForForElect Director Thomas F. Farrell, II 1c
Mgmt ForForForElect Director Debra J. Kelly-Ennis 1d
Mgmt ForForForElect Director W. Leo Kiely, III 1e
Mgmt ForForForElect Director Kathryn B. McQuade 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Altria Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George Munoz 1g
Mgmt ForForForElect Director Mark E. Newman 1h
Mgmt ForForForElect Director Nabil Y. Sakkab 1i
Mgmt ForForForElect Director Virginia E. Shanks 1j
MgmtElect Director Howard A. Willard, III *Withdrawn Resolution*
1k
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH ForReferAgainstReport on Underage Tobacco Prevention Policies
6
Baker Hughes Company
Meeting Date: 05/14/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 05722G100
Ticker: BKR
Shares Voted: 20,973
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director W. Geoffrey Beattie Mgmt For For For
Mgmt ForForForElect Director Gregory D. Brenneman 1.2
Mgmt ForForForElect Director Cynthia B. Carroll 1.3
Mgmt ForForForElect Director Clarence P. Cazalot, Jr. 1.4
Mgmt WithholdWithholdForElect Director Nelda J. Connors 1.5
Mgmt ForForForElect Director Gregory L. Ebel 1.6
Mgmt ForForForElect Director Lynn L. Elsenhans 1.7
Mgmt WithholdWithholdForElect Director John G. Rice 1.8
Mgmt ForForForElect Director Lorenzo Simonelli 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Baker Hughes Company
Shares Voted: 4,481
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director W. Geoffrey Beattie 1.1
Mgmt ForForForElect Director Gregory D. Brenneman 1.2
Mgmt ForForForElect Director Cynthia B. Carroll 1.3
Mgmt ForForForElect Director Clarence P. Cazalot, Jr. 1.4
Mgmt WithholdWithholdForElect Director Nelda J. Connors 1.5
Mgmt ForForForElect Director Gregory L. Ebel 1.6
Mgmt ForForForElect Director Lynn L. Elsenhans 1.7
Mgmt WithholdWithholdForElect Director John G. Rice 1.8
Mgmt ForForForElect Director Lorenzo Simonelli 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
BMC Stock Holdings, Inc.
Meeting Date: 05/14/2020
Record Date: 03/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 05591B109
Ticker: BMCH
Shares Voted: 817,008
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark A. Alexander Mgmt For For For
Mgmt ForForForElect Director David W. Bullock 1b
Mgmt ForForForElect Director David L. Keltner 1c
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BMC Stock Holdings, Inc.
Shares Voted: 207,981
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark A. Alexander 1a
Mgmt ForForForElect Director David W. Bullock 1b
Mgmt ForForForElect Director David L. Keltner 1c
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Carter's, Inc.
Meeting Date: 05/14/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 146229109
Ticker: CRI
Shares Voted: 8,929
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hali Borenstein Mgmt For For For
Mgmt ForForForElect Director Amy Woods Brinkley 1b
Mgmt ForForForElect Director Giuseppina Buonfantino 1c
Mgmt ForForForElect Director Michael D. Casey 1d
Mgmt ForForForElect Director A. Bruce Cleverly 1e
Mgmt ForForForElect Director Jevin S. Eagle 1f
Mgmt ForForForElect Director Mark P. Hipp 1g
Mgmt ForForForElect Director William J. Montgoris 1h
Mgmt ForForForElect Director Richard A. Noll 1i
Mgmt ForForForElect Director Gretchen W. Price 1j
Mgmt ForForForElect Director David Pulver 1k
Mgmt ForForForElect Director Thomas E. Whiddon 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carter's, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 10,241
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Hali Borenstein 1a
Mgmt ForForForElect Director Amy Woods Brinkley 1b
Mgmt ForForForElect Director Giuseppina Buonfantino 1c
Mgmt ForForForElect Director Michael D. Casey 1d
Mgmt ForForForElect Director A. Bruce Cleverly 1e
Mgmt ForForForElect Director Jevin S. Eagle 1f
Mgmt ForForForElect Director Mark P. Hipp 1g
Mgmt ForForForElect Director William J. Montgoris 1h
Mgmt ForForForElect Director Richard A. Noll 1i
Mgmt ForForForElect Director Gretchen W. Price 1j
Mgmt ForForForElect Director David Pulver 1k
Mgmt ForForForElect Director Thomas E. Whiddon 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
CBIZ, Inc.
Meeting Date: 05/14/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 124805102
Ticker: CBZ
Shares Voted: 80,340
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joseph S. DiMartino Mgmt For For For
Mgmt ForForForElect Director Sherrill W. Hudson 1.2
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CBIZ, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 123,963
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph S. DiMartino 1.1
Mgmt ForForForElect Director Sherrill W. Hudson 1.2
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Cheniere Energy, Inc.
Meeting Date: 05/14/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 16411R208
Ticker: LNG
Shares Voted: 6,028
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director G. Andrea Botta Mgmt For For For
Mgmt ForForForElect Director Jack A. Fusco 1B
Mgmt ForForForElect Director Vicky A. Bailey 1C
Mgmt ForForForElect Director Nuno Brandolini 1D
Mgmt ForForForElect Director Michele A. Evans 1E
Mgmt ForForForElect Director David I. Foley 1F
Mgmt ForForForElect Director David B. Kilpatrick 1G
Mgmt AgainstAgainstForElect Director Andrew Langham 1H
Mgmt ForForForElect Director Courtney R. Mather 1I
Mgmt ForForForElect Director Donald F. Robillard, Jr. 1J
Mgmt ForForForElect Director Neal A. Shear 1K
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cheniere Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Omnibus Stock Plan 4
SH AgainstReferAgainstReport on Plans to Address Stranded Carbon Asset Risks
5
Shares Voted: 6,914
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director G. Andrea Botta 1A
Mgmt ForForForElect Director Jack A. Fusco 1B
Mgmt ForForForElect Director Vicky A. Bailey 1C
Mgmt ForForForElect Director Nuno Brandolini 1D
Mgmt ForForForElect Director Michele A. Evans 1E
Mgmt ForForForElect Director David I. Foley 1F
Mgmt ForForForElect Director David B. Kilpatrick 1G
Mgmt AgainstAgainstForElect Director Andrew Langham 1H
Mgmt ForForForElect Director Courtney R. Mather 1I
Mgmt ForForForElect Director Donald F. Robillard, Jr. 1J
Mgmt ForForForElect Director Neal A. Shear 1K
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForApprove Omnibus Stock Plan 4
SH AgainstReferAgainstReport on Plans to Address Stranded Carbon Asset Risks
5
CK Asset Holdings Limited
Meeting Date: 05/14/2020
Record Date: 05/08/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G2177B101
Ticker: 1113
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CK Asset Holdings Limited
Shares Voted: 2,183,035
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Li Tzar Kuoi, Victor as Director 3.1
Mgmt AgainstAgainstForElect Chiu Kwok Hung, Justin as Director 3.2
Mgmt AgainstAgainstForElect Cheong Ying Chew, Henry as Director 3.3
Mgmt ForForForElect Hung Siu-lin, Katherine as Director 3.4
Mgmt ForForForElect Colin Stevens Russel as Director 3.5
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
Mgmt ForForFor Authorize Repurchase of Issued Share Capital 5.2
Mgmt ForForForAmend Articles of Association 6
Shares Voted: 2,714,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Li Tzar Kuoi, Victor as Director 3.1
Mgmt AgainstAgainstForElect Chiu Kwok Hung, Justin as Director 3.2
Mgmt AgainstAgainstForElect Cheong Ying Chew, Henry as Director 3.3
Mgmt ForForForElect Hung Siu-lin, Katherine as Director 3.4
Mgmt ForForForElect Colin Stevens Russel as Director 3.5
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5.1
Mgmt ForForFor Authorize Repurchase of Issued Share Capital 5.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CK Asset Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles of Association 6
CVS Health Corporation
Meeting Date: 05/14/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 126650100
Ticker: CVS
Shares Voted: 542,165
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Fernando Aguirre Mgmt For For For
Mgmt ForForForElect Director C. David Brown, II 1b
Mgmt ForForForElect Director Alecia A. DeCoudreaux 1c
Mgmt ForForForElect Director Nancy-Ann M. DeParle 1d
Mgmt ForForForElect Director David W. Dorman 1e
Mgmt ForForForElect Director Roger N. Farah 1f
Mgmt ForForForElect Director Anne M. Finucane 1g
Mgmt ForForForElect Director Edward J. Ludwig 1h
Mgmt ForForForElect Director Larry J. Merlo 1i
Mgmt ForForForElect Director Jean-Pierre Millon 1j
Mgmt ForForForElect Director Mary L. Schapiro 1k
Mgmt ForForForElect Director William C. Weldon 1l
Mgmt ForForForElect Director Tony L. White 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
5
SH AgainstAgainstAgainstAmend Shareholder Written Consent Provisions
6
SH ForForAgainstRequire Independent Board Chairman 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CVS Health Corporation
Shares Voted: 371,510
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Fernando Aguirre 1a
Mgmt ForForForElect Director C. David Brown, II 1b
Mgmt ForForForElect Director Alecia A. DeCoudreaux 1c
Mgmt ForForForElect Director Nancy-Ann M. DeParle 1d
Mgmt ForForForElect Director David W. Dorman 1e
Mgmt ForForForElect Director Roger N. Farah 1f
Mgmt ForForForElect Director Anne M. Finucane 1g
Mgmt ForForForElect Director Edward J. Ludwig 1h
Mgmt ForForForElect Director Larry J. Merlo 1i
Mgmt ForForForElect Director Jean-Pierre Millon 1j
Mgmt ForForForElect Director Mary L. Schapiro 1k
Mgmt ForForForElect Director William C. Weldon 1l
Mgmt ForForForElect Director Tony L. White 1m
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
5
SH AgainstAgainstAgainstAmend Shareholder Written Consent Provisions
6
SH ForForAgainstRequire Independent Board Chairman 7
CyberOptics Corporation
Meeting Date: 05/14/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 232517102
Ticker: CYBE
Shares Voted: 11,483
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Craig D. Gates Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CyberOptics Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Subodh Kulkarni 1.2
Mgmt ForForForElect Director Michael M. Selzer, Jr. 1.3
Mgmt ForForForElect Director Vivek Mohindra 1.4
Mgmt ForForForElect Director Cheryl Beranek 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
Direct Line Insurance Group Plc
Meeting Date: 05/14/2020
Record Date: 05/12/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G2871V114
Ticker: DLG
Shares Voted: 6,085,538
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForRe-elect Mike Biggs as Director 4
Mgmt ForForForRe-elect Danuta Gray as Director 5
Mgmt ForForForRe-elect Mark Gregory as Director 6
Mgmt ForForForRe-elect Jane Hanson as Director 7
Mgmt ForForForElect Tim Harris as Director 8
Mgmt ForForForRe-elect Penny James as Director 9
Mgmt ForForForRe-elect Sebastian James as Director 10
Mgmt ForForForRe-elect Fiona McBain as Director 11
Mgmt ForForForRe-elect Gregor Stewart as Director 12
Mgmt ForForForRe-elect Richard Ward as Director 13
Mgmt ForForForReappoint Deloitte LLP as Auditors 14
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Direct Line Insurance Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise EU Political Donations and Expenditure
16
Mgmt ForForForApprove Long Term Incentive Plan 17
Mgmt ForForForApprove Deferred Annual Incentive Plan 18
Mgmt AgainstAgainstForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise Issue of Equity in Relation to an Issue of RT1 Instruments
23
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments
24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Mgmt ForForForAdopt New Articles of Association 26
Shares Voted: 4,094,311
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForRe-elect Mike Biggs as Director 4
Mgmt ForForForRe-elect Danuta Gray as Director 5
Mgmt ForForForRe-elect Mark Gregory as Director 6
Mgmt ForForForRe-elect Jane Hanson as Director 7
Mgmt ForForForElect Tim Harris as Director 8
Mgmt ForForForRe-elect Penny James as Director 9
Mgmt ForForForRe-elect Sebastian James as Director 10
Mgmt ForForForRe-elect Fiona McBain as Director 11
Mgmt ForForForRe-elect Gregor Stewart as Director 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Direct Line Insurance Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Richard Ward as Director 13
Mgmt ForForForReappoint Deloitte LLP as Auditors 14
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
15
Mgmt ForForForAuthorise EU Political Donations and Expenditure
16
Mgmt ForForForApprove Long Term Incentive Plan 17
Mgmt ForForForApprove Deferred Annual Incentive Plan 18
Mgmt AgainstAgainstForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise Issue of Equity in Relation to an Issue of RT1 Instruments
23
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to an Issue of RT1 Instruments
24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Mgmt ForForForAdopt New Articles of Association 26
Discover Financial Services
Meeting Date: 05/14/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 254709108
Ticker: DFS
Shares Voted: 2,288,767
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Aronin Mgmt For For For
Mgmt AgainstAgainstForElect Director Mary K. Bush 1.2
Mgmt ForForForElect Director Gregory C. Case 1.3
Mgmt ForForForElect Director Candace H. Duncan 1.4
Mgmt ForForForElect Director Joseph F. Eazor 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Discover Financial Services
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cynthia A. Glassman 1.6
Mgmt ForForForElect Director Roger C. Hochschild 1.7
Mgmt ForForForElect Director Thomas G. Maheras 1.8
Mgmt ForForForElect Director Michael H. Moskow 1.9
Mgmt ForForForElect Director Mark A. Thierer 1.10
MgmtElect Director Lawrence A. Weinbach - Withdrawn Resolution
1.11
Mgmt ForForForElect Director Jennifer L. Wong 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 3,050,531
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey S. Aronin 1.1
Mgmt AgainstAgainstForElect Director Mary K. Bush 1.2
Mgmt ForForForElect Director Gregory C. Case 1.3
Mgmt ForForForElect Director Candace H. Duncan 1.4
Mgmt ForForForElect Director Joseph F. Eazor 1.5
Mgmt ForForForElect Director Cynthia A. Glassman 1.6
Mgmt ForForForElect Director Roger C. Hochschild 1.7
Mgmt ForForForElect Director Thomas G. Maheras 1.8
Mgmt ForForForElect Director Michael H. Moskow 1.9
Mgmt ForForForElect Director Mark A. Thierer 1.10
MgmtElect Director Lawrence A. Weinbach - Withdrawn Resolution
1.11
Mgmt ForForForElect Director Jennifer L. Wong 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dril-Quip, Inc.
Meeting Date: 05/14/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 262037104
Ticker: DRQ
Shares Voted: 98
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Blake T. DeBerry Mgmt For For For
Mgmt ForForForElect Director John V. Lovoi 1.2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Enel SpA
Meeting Date: 05/14/2020
Record Date: 05/05/2020
Country: Italy
Meeting Type: Annual
Primary Security ID: T3679P115
Ticker: ENEL
Shares Voted: 744,093
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
3
Mgmt ForForForFix Number of Directors 4
Mgmt ForForForFix Board Terms for Directors 5
MgmtAppoint Directors (Slate Election) - Choose One of the Following Slates
SH AgainstAgainstNoneSlate 1 Submitted by Ministry of Economy and Finance
6.1
SH ForForNoneSlate 2 Submitted by Institutional Investors (Assogestioni)
6.2
MgmtShareholder Proposal Submitted by Ministry of Economy and Finance
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Enel SpA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForNoneElect Michele Alberto Fabiano Crisostomo as Board Chair
7
MgmtManagement Proposals
Mgmt ForForForApprove Remuneration of Directors 8
Mgmt ForForForApprove Long Term Incentive Plan 9
Mgmt AgainstAgainstForApprove Remuneration Policy 10.1
Mgmt ForForForApprove Second Section of the Remuneration Report
10.2
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Shares Voted: 1,877,846
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares
3
Mgmt ForForForFix Number of Directors 4
Mgmt ForForForFix Board Terms for Directors 5
MgmtAppoint Directors (Slate Election) - Choose One of the Following Slates
SH AgainstAgainstNoneSlate 1 Submitted by Ministry of Economy and Finance
6.1
SH ForForNoneSlate 2 Submitted by Institutional Investors (Assogestioni)
6.2
MgmtShareholder Proposal Submitted by Ministry of Economy and Finance
SH ForForNoneElect Michele Alberto Fabiano Crisostomo as Board Chair
7
MgmtManagement Proposals
Mgmt ForForForApprove Remuneration of Directors 8
Mgmt ForForForApprove Long Term Incentive Plan 9
Mgmt AgainstAgainstForApprove Remuneration Policy 10.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Enel SpA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Second Section of the Remuneration Report
10.2
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Fiserv, Inc.
Meeting Date: 05/14/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 337738108
Ticker: FISV
Shares Voted: 4,029
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frank J. Bisignano Mgmt For For For
Mgmt ForForForElect Director Alison Davis 1.2
Mgmt ForForForElect Director Henrique de Castro 1.3
Mgmt ForForForElect Director Harry F. DiSimone 1.4
Mgmt ForForForElect Director Dennis F. Lynch 1.5
Mgmt ForForForElect Director Heidi G. Miller 1.6
Mgmt ForForForElect Director Scott C. Nuttall 1.7
Mgmt ForForForElect Director Denis J. O'Leary 1.8
Mgmt ForForForElect Director Doyle R. Simons 1.9
Mgmt ForForForElect Director Jeffery W. Yabuki 1.10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Political Contributions 4
Shares Voted: 5,617
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Frank J. Bisignano 1.1
Mgmt ForForForElect Director Alison Davis 1.2
Mgmt ForForForElect Director Henrique de Castro 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fiserv, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Harry F. DiSimone 1.4
Mgmt ForForForElect Director Dennis F. Lynch 1.5
Mgmt ForForForElect Director Heidi G. Miller 1.6
Mgmt ForForForElect Director Scott C. Nuttall 1.7
Mgmt ForForForElect Director Denis J. O'Leary 1.8
Mgmt ForForForElect Director Doyle R. Simons 1.9
Mgmt ForForForElect Director Jeffery W. Yabuki 1.10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Political Contributions 4
Flutter Entertainment Plc
Meeting Date: 05/14/2020
Record Date: 05/12/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G3643J108
Ticker: FLTR
Shares Voted: 35,433
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt4A. Subject to and Conditional Upon Completion of The Combination Not Having Occurred Before the Start of the AGM
Mgmt ForForForElect Nancy Cruickshank as Director I
Mgmt ForForForElect Andrew Higginson as Director II
Mgmt ForForForRe-elect Jan Bolz as Director III
Mgmt ForForForRe-elect Zillah Byng-Thorne as Director IV
Mgmt ForForForRe-elect Michael Cawley as Director V
Mgmt ForForForRe-elect Ian Dyson as Director VI
Mgmt ForForForRe-elect Jonathan Hill as Director VII
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Flutter Entertainment Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Peter Jackson as Director VIII
Mgmt ForForForRe-elect Gary McGann as Director IX
Mgmt ForForForRe-elect Peter Rigby as Director X
Mgmt ForForForRe-elect Emer Timmons as Director XI
Mgmt4B. Subject to and Conditional Upon Completion of the Combination Having Occurred Prior to the Start of the AGM
Mgmt ForForForElect Rafael Ashkenazi as Director I
Mgmt ForForForElect Nancy Cruickshank as Director II
Mgmt ForForForElect Richard Flint as Director III
Mgmt ForForForElect Divyesh Gadhia as Director IV
Mgmt ForForForElect Andrew Higginson as Director V
Mgmt ForForForElect Alfred Hurley Jr as Director VI
Mgmt ForForForElect David Lazzarato as Director VII
Mgmt ForForForElect Mary Turner as Director VIII
Mgmt ForForForRe-elect Zillah Byng-Thorne as Director IX
Mgmt ForForForRe-elect Michael Cawley as Director X
Mgmt ForForForRe-elect Ian Dyson as Director XI
Mgmt ForForForRe-elect Jonathan Hill as Director XII
Mgmt ForForForRe-elect Peter Jackson as Director XIII
Mgmt ForForForRe-elect Gary McGann as Director XIV
Mgmt ForForForRe-elect Peter Rigby as Director XV
Mgmt ForForForApprove Increase in the Aggregate Fees Payable to Directors
5
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
6
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
7
Mgmt ForForForApprove Increase in Authorised Share Capital 8
Mgmt ForForForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10A
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment
10B
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Flutter Entertainment Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 11
Mgmt ForForForAuthorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market
12
Mgmt ForForForApprove Restricted Share Plan 13
Mgmt ForForForApprove Bonus Issue of Shares 14
Foundation Building Materials, Inc.
Meeting Date: 05/14/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 350392106
Ticker: FBM
Shares Voted: 72,246
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Matthew J. Espe Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Fareed A. Khan 1b
Mgmt AgainstAgainstForElect Director James F. Underhill 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 115,552
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Matthew J. Espe 1a
Mgmt AgainstAgainstForElect Director Fareed A. Khan 1b
Mgmt AgainstAgainstForElect Director James F. Underhill 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hanger, Inc.
Meeting Date: 05/14/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 41043F208
Ticker: HNGR
Shares Voted: 47,806
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Vinit K. Asar Mgmt For For For
Mgmt ForForForElect Director Asif Ahmad 1.2
Mgmt ForForForElect Director Christopher B. Begley 1.3
Mgmt ForForForElect Director John T. Fox 1.4
Mgmt ForForForElect Director Thomas C. Freyman 1.5
Mgmt ForForForElect Director Stephen E. Hare 1.6
Mgmt ForForForElect Director Cynthia L. Lucchese 1.7
Mgmt ForForForElect Director Richard R. Pettingill 1.8
Mgmt ForForForElect Director Kathryn M. Sullivan 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 63,725
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Vinit K. Asar 1.1
Mgmt ForForForElect Director Asif Ahmad 1.2
Mgmt ForForForElect Director Christopher B. Begley 1.3
Mgmt ForForForElect Director John T. Fox 1.4
Mgmt ForForForElect Director Thomas C. Freyman 1.5
Mgmt ForForForElect Director Stephen E. Hare 1.6
Mgmt ForForForElect Director Cynthia L. Lucchese 1.7
Mgmt ForForForElect Director Richard R. Pettingill 1.8
Mgmt ForForForElect Director Kathryn M. Sullivan 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hanger, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Intel Corporation
Meeting Date: 05/14/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 458140100
Ticker: INTC
Shares Voted: 90
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James J. Goetz Mgmt For For For
Mgmt ForForForElect Director Alyssa Henry 1b
Mgmt ForForForElect Director Omar Ishrak 1c
Mgmt ForForForElect Director Risa Lavizzo-Mourey 1d
Mgmt ForForForElect Director Tsu-Jae King Liu 1e
Mgmt ForForForElect Director Gregory D. Smith 1f
Mgmt ForForForElect Director Robert 'Bob' H. Swan 1g
Mgmt ForForForElect Director Andrew Wilson 1h
Mgmt ForForForElect Director Frank D. Yeary 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Global Median Gender/Racial Pay Gap
6
Las Vegas Sands Corp.
Meeting Date: 05/14/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 517834107
Ticker: LVS
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Las Vegas Sands Corp.
Shares Voted: 2,265,365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sheldon G. Adelson Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Irwin Chafetz 1.2
Mgmt WithholdWithholdForElect Director Micheline Chau 1.3
Mgmt WithholdWithholdForElect Director Patrick Dumont 1.4
Mgmt WithholdWithholdForElect Director Charles D. Forman 1.5
Mgmt WithholdWithholdForElect Director Robert G. Goldstein 1.6
Mgmt WithholdWithholdForElect Director George Jamieson 1.7
Mgmt WithholdWithholdForElect Director Charles A. Koppelman 1.8
Mgmt WithholdWithholdForElect Director Lewis Kramer 1.9
Mgmt WithholdWithholdForElect Director David F. Levi 1.10
Mgmt ForForForElect Director Xuan Yan 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 1,614,114
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Sheldon G. Adelson 1.1
Mgmt WithholdWithholdForElect Director Irwin Chafetz 1.2
Mgmt WithholdWithholdForElect Director Micheline Chau 1.3
Mgmt WithholdWithholdForElect Director Patrick Dumont 1.4
Mgmt WithholdWithholdForElect Director Charles D. Forman 1.5
Mgmt WithholdWithholdForElect Director Robert G. Goldstein 1.6
Mgmt WithholdWithholdForElect Director George Jamieson 1.7
Mgmt WithholdWithholdForElect Director Charles A. Koppelman 1.8
Mgmt WithholdWithholdForElect Director Lewis Kramer 1.9
Mgmt WithholdWithholdForElect Director David F. Levi 1.10
Mgmt ForForForElect Director Xuan Yan 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Las Vegas Sands Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Next Plc
Meeting Date: 05/14/2020
Record Date: 05/12/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G6500M106
Ticker: NXT
Shares Voted: 59,520
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Jonathan Bewes as Director 4
Mgmt ForForForRe-elect Tristia Harrison as Director 5
Mgmt ForForForRe-elect Amanda James as Director 6
Mgmt ForForForRe-elect Richard Papp as Director 7
Mgmt ForForForRe-elect Michael Roney as Director 8
Mgmt ForForForRe-elect Francis Salway as Director 9
Mgmt ForForForRe-elect Jane Shields as Director 10
Mgmt ForForForRe-elect Dame Dianne Thompson as Director 11
Mgmt ForForForRe-elect Lord Wolfson as Director 12
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAmend Long Term Incentive Plan 15
Mgmt ForForForApprove Share Matching Plan 16
Mgmt ForForForApprove Sharesave Plan 17
Mgmt ForForForApprove Management Share Option Plan 18
Mgmt AgainstAgainstForAuthorise Issue of Equity 19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Next Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise Off-Market Purchase of Ordinary Shares
23
Mgmt ForForForApprove Increase in Borrowing Powers 24
Mgmt ForForForAdopt New Articles of Association 25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
Shares Voted: 160,050
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Jonathan Bewes as Director 4
Mgmt ForForForRe-elect Tristia Harrison as Director 5
Mgmt ForForForRe-elect Amanda James as Director 6
Mgmt ForForForRe-elect Richard Papp as Director 7
Mgmt ForForForRe-elect Michael Roney as Director 8
Mgmt ForForForRe-elect Francis Salway as Director 9
Mgmt ForForForRe-elect Jane Shields as Director 10
Mgmt ForForForRe-elect Dame Dianne Thompson as Director 11
Mgmt ForForForRe-elect Lord Wolfson as Director 12
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAmend Long Term Incentive Plan 15
Mgmt ForForForApprove Share Matching Plan 16
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Next Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Sharesave Plan 17
Mgmt ForForForApprove Management Share Option Plan 18
Mgmt AgainstAgainstForAuthorise Issue of Equity 19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
20
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
21
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 22
Mgmt ForForForAuthorise Off-Market Purchase of Ordinary Shares
23
Mgmt ForForForApprove Increase in Borrowing Powers 24
Mgmt ForForForAdopt New Articles of Association 25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
NMI Holdings, Inc.
Meeting Date: 05/14/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 629209305
Ticker: NMIH
Shares Voted: 1,423,622
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bradley M. Shuster Mgmt For For For
Mgmt ForForForElect Director Claudia J. Merkle 1.2
Mgmt ForForForElect Director Michael Embler 1.3
Mgmt ForForForElect Director James G. Jones 1.4
Mgmt ForForForElect Director Lynn S. McCreary 1.5
Mgmt ForForForElect Director Michael Montgomery 1.6
Mgmt ForForForElect Director Regina Muehlhauser 1.7
Mgmt ForForForElect Director James H. Ozanne 1.8
Mgmt ForForForElect Director Steven L. Scheid 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NMI Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
Shares Voted: 295,402
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bradley M. Shuster 1.1
Mgmt ForForForElect Director Claudia J. Merkle 1.2
Mgmt ForForForElect Director Michael Embler 1.3
Mgmt ForForForElect Director James G. Jones 1.4
Mgmt ForForForElect Director Lynn S. McCreary 1.5
Mgmt ForForForElect Director Michael Montgomery 1.6
Mgmt ForForForElect Director Regina Muehlhauser 1.7
Mgmt ForForForElect Director James H. Ozanne 1.8
Mgmt ForForForElect Director Steven L. Scheid 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
Tesco Plc
Meeting Date: 05/14/2020
Record Date: 05/12/2020
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G87621101
Ticker: TSCO
Shares Voted: 9,506,249
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Matters Relating to the Disposal of the Asia Business to C.P. Retail Development Company Limited
Mgmt For For For
Shares Voted: 9,037,145
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tesco Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Matters Relating to the Disposal of the Asia Business to C.P. Retail Development Company Limited
1
The Children's Place, Inc.
Meeting Date: 05/14/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 168905107
Ticker: PLCE
Shares Voted: 893
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joseph Alutto Mgmt For For For
Mgmt ForForForElect Director John E. Bachman 1b
Mgmt ForForForElect Director Marla Malcolm Beck 1c
Mgmt ForForForElect Director Elizabeth J. Boland 1d
Mgmt ForForForElect Director Jane Elfers 1e
Mgmt ForForForElect Director Joseph Gromek 1f
Mgmt ForForForElect Director Norman Matthews 1g
Mgmt ForForForElect Director Robert L. Mettler 1h
Mgmt ForForForElect Director Debby Reiner 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 799
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph Alutto 1a
Mgmt ForForForElect Director John E. Bachman 1b
Mgmt ForForForElect Director Marla Malcolm Beck 1c
Mgmt ForForForElect Director Elizabeth J. Boland 1d
Mgmt ForForForElect Director Jane Elfers 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Children's Place, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph Gromek 1f
Mgmt ForForForElect Director Norman Matthews 1g
Mgmt ForForForElect Director Robert L. Mettler 1h
Mgmt ForForForElect Director Debby Reiner 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Union Pacific Corporation
Meeting Date: 05/14/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 907818108
Ticker: UNP
Shares Voted: 1,064,362
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Andrew H. Card, Jr. Mgmt For For For
Mgmt ForForForElect Director William J. DeLaney 1b
Mgmt ForForForElect Director David B. Dillon 1c
Mgmt ForForForElect Director Lance M. Fritz 1d
Mgmt ForForForElect Director Deborah C. Hopkins 1e
Mgmt ForForForElect Director Jane H. Lute 1f
Mgmt ForForForElect Director Michael R. McCarthy 1g
Mgmt ForForForElect Director Thomas F. McLarty, III 1h
Mgmt ForForForElect Director Bhavesh V. Patel 1i
Mgmt ForForForElect Director Jose H. Villarreal 1j
Mgmt ForForForElect Director Christopher J. Williams 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SH AgainstAgainstAgainstReport on Climate Change 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Union Pacific Corporation
Shares Voted: 307,355
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Andrew H. Card, Jr. 1a
Mgmt ForForForElect Director William J. DeLaney 1b
Mgmt ForForForElect Director David B. Dillon 1c
Mgmt ForForForElect Director Lance M. Fritz 1d
Mgmt ForForForElect Director Deborah C. Hopkins 1e
Mgmt ForForForElect Director Jane H. Lute 1f
Mgmt ForForForElect Director Michael R. McCarthy 1g
Mgmt ForForForElect Director Thomas F. McLarty, III 1h
Mgmt ForForForElect Director Bhavesh V. Patel 1i
Mgmt ForForForElect Director Jose H. Villarreal 1j
Mgmt ForForForElect Director Christopher J. Williams 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstRequire Independent Board Chairman 4
SH AgainstAgainstAgainstReport on Climate Change 5
United Parcel Service, Inc.
Meeting Date: 05/14/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 911312106
Ticker: UPS
Shares Voted: 1,610,144
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David P. Abney Mgmt For For For
Mgmt ForForForElect Director Rodney C. Adkins 1b
Mgmt ForForForElect Director Michael J. Burns 1c
Mgmt ForForForElect Director William R. Johnson 1d
Mgmt ForForForElect Director Ann M. Livermore 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
United Parcel Service, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rudy H.P. Markham 1f
Mgmt ForForForElect Director Franck J. Moison 1g
Mgmt ForForForElect Director Clark 'Sandy' T. Randt, Jr. 1h
Mgmt ForForForElect Director Christiana Smith Shi 1i
Mgmt ForForForElect Director John T. Stankey 1j
Mgmt ForForForElect Director Carol B. Tome 1k
Mgmt ForForForElect Director Kevin Warsh 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH ForReferAgainstReport on Climate Change 6
Shares Voted: 485,311
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David P. Abney 1a
Mgmt ForForForElect Director Rodney C. Adkins 1b
Mgmt ForForForElect Director Michael J. Burns 1c
Mgmt ForForForElect Director William R. Johnson 1d
Mgmt ForForForElect Director Ann M. Livermore 1e
Mgmt ForForForElect Director Rudy H.P. Markham 1f
Mgmt ForForForElect Director Franck J. Moison 1g
Mgmt ForForForElect Director Clark 'Sandy' T. Randt, Jr. 1h
Mgmt ForForForElect Director Christiana Smith Shi 1i
Mgmt ForForForElect Director John T. Stankey 1j
Mgmt ForForForElect Director Carol B. Tome 1k
Mgmt ForForForElect Director Kevin Warsh 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
United Parcel Service, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH ForReferAgainstReport on Climate Change 6
Walker & Dunlop, Inc.
Meeting Date: 05/14/2020
Record Date: 03/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 93148P102
Ticker: WD
Shares Voted: 993,496
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan J. Bowers Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Ellen D. Levy 1.2
Mgmt ForForForElect Director Michael D. Malone 1.3
Mgmt WithholdWithholdForElect Director John Rice 1.4
Mgmt WithholdWithholdForElect Director Dana L. Schmaltz 1.5
Mgmt ForForForElect Director Howard W. Smith, III 1.6
Mgmt ForForForElect Director William M. Walker 1.7
Mgmt ForForForElect Director Michael J. Warren 1.8
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForAgainstForAmend Omnibus Stock Plan 4
Shares Voted: 171,038
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Alan J. Bowers 1.1
Mgmt WithholdWithholdForElect Director Ellen D. Levy 1.2
Mgmt ForForForElect Director Michael D. Malone 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Walker & Dunlop, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director John Rice 1.4
Mgmt WithholdWithholdForElect Director Dana L. Schmaltz 1.5
Mgmt ForForForElect Director Howard W. Smith, III 1.6
Mgmt ForForForElect Director William M. Walker 1.7
Mgmt ForForForElect Director Michael J. Warren 1.8
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForAgainstForAmend Omnibus Stock Plan 4
Wyndham Destinations, Inc.
Meeting Date: 05/14/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 98310W108
Ticker: WYND
Shares Voted: 2,636,627
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Louise F. Brady Mgmt For For For
Mgmt ForForForElect Director Michael D. Brown 1.2
Mgmt ForForForElect Director James E. Buckman 1.3
Mgmt ForForForElect Director George Herrera 1.4
Mgmt ForForForElect Director Stephen P. Holmes 1.5
Mgmt ForForForElect Director Denny Marie Post 1.6
Mgmt ForForForElect Director Ronald L. Rickles 1.7
Mgmt ForForForElect Director Michael H. Wargotz 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 1,923,922
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wyndham Destinations, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Louise F. Brady 1.1
Mgmt ForForForElect Director Michael D. Brown 1.2
Mgmt ForForForElect Director James E. Buckman 1.3
Mgmt ForForForElect Director George Herrera 1.4
Mgmt ForForForElect Director Stephen P. Holmes 1.5
Mgmt ForForForElect Director Denny Marie Post 1.6
Mgmt ForForForElect Director Ronald L. Rickles 1.7
Mgmt ForForForElect Director Michael H. Wargotz 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Zebra Technologies Corporation
Meeting Date: 05/14/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 989207105
Ticker: ZBRA
Shares Voted: 4,192
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anders Gustafsson Mgmt For For For
Mgmt ForForForElect Director Janice M. Roberts 1.2
Mgmt ForForForElect Director Linda M. Connly 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify Ernst & Young LLP as Auditor 4
Shares Voted: 5,395
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anders Gustafsson 1.1
Mgmt ForForForElect Director Janice M. Roberts 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zebra Technologies Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Linda M. Connly 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify Ernst & Young LLP as Auditor 4
BankUnited, Inc.
Meeting Date: 05/15/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 06652K103
Ticker: BKU
Shares Voted: 1,102,463
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rajinder P. Singh Mgmt For For For
Mgmt ForForForElect Director Tere Blanca 1.2
Mgmt ForForForElect Director John N. DiGiacomo 1.3
Mgmt ForForForElect Director Michael J. Dowling 1.4
Mgmt ForForForElect Director Douglas J. Pauls 1.5
Mgmt ForForForElect Director A. Gail Prudenti 1.6
Mgmt ForForForElect Director William S. Rubenstein 1.7
Mgmt ForForForElect Director Sanjiv Sobti 1.8
Mgmt ForForForElect Director Lynne Wines 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 168,359
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rajinder P. Singh 1.1
Mgmt ForForForElect Director Tere Blanca 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BankUnited, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John N. DiGiacomo 1.3
Mgmt ForForForElect Director Michael J. Dowling 1.4
Mgmt ForForForElect Director Douglas J. Pauls 1.5
Mgmt ForForForElect Director A. Gail Prudenti 1.6
Mgmt ForForForElect Director William S. Rubenstein 1.7
Mgmt ForForForElect Director Sanjiv Sobti 1.8
Mgmt ForForForElect Director Lynne Wines 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
ITT Inc.
Meeting Date: 05/15/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 45073V108
Ticker: ITT
Shares Voted: 700,658
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Orlando D. Ashford Mgmt For For For
Mgmt ForForForElect Director Geraud Darnis 1b
Mgmt ForForForElect Director Donald DeFosset, Jr. 1c
Mgmt ForForForElect Director Nicholas C. Fanandakis 1d
Mgmt ForForForElect Director Richard P. Lavin 1e
Mgmt ForForForElect Director Mario Longhi 1f
Mgmt ForForForElect Director Rebecca A. McDonald 1g
Mgmt ForForForElect Director Timothy H. Powers 1h
Mgmt ForForForElect Director Luca Savi 1i
Mgmt ForForForElect Director Cheryl L. Shavers 1j
Mgmt ForForForElect Director Sabrina Soussan 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ITT Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAmend Proxy Access Right 4
Shares Voted: 1,746,625
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Orlando D. Ashford 1a
Mgmt ForForForElect Director Geraud Darnis 1b
Mgmt ForForForElect Director Donald DeFosset, Jr. 1c
Mgmt ForForForElect Director Nicholas C. Fanandakis 1d
Mgmt ForForForElect Director Richard P. Lavin 1e
Mgmt ForForForElect Director Mario Longhi 1f
Mgmt ForForForElect Director Rebecca A. McDonald 1g
Mgmt ForForForElect Director Timothy H. Powers 1h
Mgmt ForForForElect Director Luca Savi 1i
Mgmt ForForForElect Director Cheryl L. Shavers 1j
Mgmt ForForForElect Director Sabrina Soussan 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAmend Proxy Access Right 4
Stifel Financial Corp.
Meeting Date: 05/15/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 860630102
Ticker: SF
Shares Voted: 23,062
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Adam T. Berlew Mgmt For For For
Mgmt ForForForElect Director Kathleen Brown 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Stifel Financial Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael W. Brown 1.3
Mgmt ForForForElect Director Robert E. Grady 1.4
Mgmt ForForForElect Director Ronald J. Kruszewski 1.5
Mgmt ForForForElect Director Daniel J. Ludeman 1.6
Mgmt ForForForElect Director Maura A. Markus 1.7
Mgmt ForForForElect Director James M. Oates 1.8
Mgmt ForForForElect Director David A. Peacock 1.9
Mgmt ForForForElect Director Thomas W. Weisel 1.10
Mgmt ForForForElect Director Michael J. Zimmerman 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 29,011
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Adam T. Berlew 1.1
Mgmt ForForForElect Director Kathleen Brown 1.2
Mgmt ForForForElect Director Michael W. Brown 1.3
Mgmt ForForForElect Director Robert E. Grady 1.4
Mgmt ForForForElect Director Ronald J. Kruszewski 1.5
Mgmt ForForForElect Director Daniel J. Ludeman 1.6
Mgmt ForForForElect Director Maura A. Markus 1.7
Mgmt ForForForElect Director James M. Oates 1.8
Mgmt ForForForElect Director David A. Peacock 1.9
Mgmt ForForForElect Director Thomas W. Weisel 1.10
Mgmt ForForForElect Director Michael J. Zimmerman 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chemed Corporation
Meeting Date: 05/18/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 16359R103
Ticker: CHE
Shares Voted: 2
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin J. McNamara Mgmt For For For
Mgmt ForForForElect Director Ron DeLyons 1.2
Mgmt AgainstAgainstForElect Director Joel F. Gemunder 1.3
Mgmt AgainstAgainstForElect Director Patrick P. Grace 1.4
Mgmt ForForForElect Director Christopher J. Heaney 1.5
Mgmt ForForForElect Director Thomas C. Hutton 1.6
Mgmt ForForForElect Director Andrea R. Lindell 1.7
Mgmt ForForForElect Director Thomas P. Rice 1.8
Mgmt ForForForElect Director Donald E. Saunders 1.9
Mgmt AgainstAgainstForElect Director George J. Walsh, III 1.10
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Political Contributions 4
China MeiDong Auto Holdings Limited
Meeting Date: 05/18/2020
Record Date: 05/12/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G21192102
Ticker: 1268
Shares Voted: 436,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForElect Ye Tao as Director 2.1a
Mgmt ForForForElect Chen Guiyi as Director 2.1b
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
2.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China MeiDong Auto Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 6
Mgmt ForForForApprove Final Dividend 7
Shares Voted: 200,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForElect Ye Tao as Director 2.1a
Mgmt ForForForElect Chen Guiyi as Director 2.1b
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
2.2
Mgmt ForForForApprove KPMG as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 6
Mgmt ForForForApprove Final Dividend 7
Muyuan Foods Co., Ltd.
Meeting Date: 05/18/2020
Record Date: 05/08/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y6149B107
Ticker: 002714
Shares Voted: 111,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Report of the Board of Directors Mgmt For For For
Mgmt ForForForApprove Report of the Board of Supervisors 2
Mgmt ForForForApprove Annual Report and Summary 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove Financial Budget 5
Mgmt ForForForApprove Profit Distribution 6
Mgmt ForForForApprove Report on the Deposit and Usage of Raised Funds
7
Mgmt ForForForApprove Application of Bank Credit Lines 8
Mgmt ForForForApprove Financial Leasing 9
Mgmt AgainstAgainstForApprove Provision of Guarantee 10
Mgmt ForForForApprove Remuneration of Directors, Supervisors and Senior Management Members
11
Mgmt ForForForApprove Appointment of Auditor 12
Mgmt ForForForApprove Loan from Shareholder 13
Mgmt ForForForApprove Issuance of Overseas Bonds 14
Mgmt ForForForApprove Authorization on Issuance of Overseas Bonds
15
Mgmt ForForForApprove Provision of Guarantee to Overseas Bonds
16
Mgmt ForForForApprove Company's Eligibility for Renewable Corporate Bond Issuance
17
Mgmt ForForForApprove Issuance of Renewable Corporate Bond Issuance
18
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Issuance of Renewable Corporate Bond Issuance
19
Mgmt ForForForApprove to Carry-out Accounts Payable Asset Backed Business
20
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Accounts Payable Asset Backed Business
21
Mgmt ForForForApprove Issuance of Medium-term Notes 22
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Issuance of Medium-term Notes
23
Mgmt ForForForApprove Issuance of Short-term Commercial Papers
24
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Issuance of Short-term Commercial Papers
25
Mgmt ForForForApprove Repurchase and Cancellation of Performance Shares
26
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Amendments to Articles of Association
27
Shares Voted: 50,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Report of the Board of Directors 1
Mgmt ForForForApprove Report of the Board of Supervisors 2
Mgmt ForForForApprove Annual Report and Summary 3
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove Financial Budget 5
Mgmt ForForForApprove Profit Distribution 6
Mgmt ForForForApprove Report on the Deposit and Usage of Raised Funds
7
Mgmt ForForForApprove Application of Bank Credit Lines 8
Mgmt ForForForApprove Financial Leasing 9
Mgmt AgainstAgainstForApprove Provision of Guarantee 10
Mgmt ForForForApprove Remuneration of Directors, Supervisors and Senior Management Members
11
Mgmt ForForForApprove Appointment of Auditor 12
Mgmt ForForForApprove Loan from Shareholder 13
Mgmt ForForForApprove Issuance of Overseas Bonds 14
Mgmt ForForForApprove Authorization on Issuance of Overseas Bonds
15
Mgmt ForForForApprove Provision of Guarantee to Overseas Bonds
16
Mgmt ForForForApprove Company's Eligibility for Renewable Corporate Bond Issuance
17
Mgmt ForForForApprove Issuance of Renewable Corporate Bond Issuance
18
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Issuance of Renewable Corporate Bond Issuance
19
Mgmt ForForForApprove to Carry-out Accounts Payable Asset Backed Business
20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Accounts Payable Asset Backed Business
21
Mgmt ForForForApprove Issuance of Medium-term Notes 22
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Issuance of Medium-term Notes
23
Mgmt ForForForApprove Issuance of Short-term Commercial Papers
24
Mgmt ForForForApprove Authorization of the Board to Handle All Related Matters on Issuance of Short-term Commercial Papers
25
Mgmt ForForForApprove Repurchase and Cancellation of Performance Shares
26
Mgmt ForForForApprove Amendments to Articles of Association
27
Quad/Graphics, Inc.
Meeting Date: 05/18/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 747301109
Ticker: QUAD
Shares Voted: 97,852
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark A. Angelson Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Douglas P. Buth 1.2
Mgmt WithholdWithholdForElect Director John C. Fowler 1.3
Mgmt WithholdWithholdForElect Director Stephen M. Fuller 1.4
Mgmt WithholdWithholdForElect Director Christopher B. Harned 1.5
Mgmt WithholdWithholdForElect Director J. Joel Quadracci 1.6
Mgmt WithholdWithholdForElect Director Kathryn Quadracci Flores 1.7
Mgmt WithholdWithholdForElect Director Jay O. Rothman 1.8
Mgmt WithholdWithholdForElect Director John S. Shiely 1.9
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Quad/Graphics, Inc.
Shares Voted: 125,110
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Mark A. Angelson 1.1
Mgmt WithholdWithholdForElect Director Douglas P. Buth 1.2
Mgmt WithholdWithholdForElect Director John C. Fowler 1.3
Mgmt WithholdWithholdForElect Director Stephen M. Fuller 1.4
Mgmt WithholdWithholdForElect Director Christopher B. Harned 1.5
Mgmt WithholdWithholdForElect Director J. Joel Quadracci 1.6
Mgmt WithholdWithholdForElect Director Kathryn Quadracci Flores 1.7
Mgmt WithholdWithholdForElect Director Jay O. Rothman 1.8
Mgmt WithholdWithholdForElect Director John S. Shiely 1.9
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
RenaissanceRe Holdings Ltd.
Meeting Date: 05/18/2020
Record Date: 03/13/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G7496G103
Ticker: RNR
Shares Voted: 168,937
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David C. Bushnell Mgmt For For For
Mgmt ForForForElect Director James L. Gibbons 1b
Mgmt ForForForElect Director Jean D. Hamilton 1c
Mgmt ForForForElect Director Anthony M. Santomero 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
RenaissanceRe Holdings Ltd.
Shares Voted: 16,738
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David C. Bushnell 1a
Mgmt ForForForElect Director James L. Gibbons 1b
Mgmt ForForForElect Director Jean D. Hamilton 1c
Mgmt ForForForElect Director Anthony M. Santomero 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration
3
ACCO Brands Corporation
Meeting Date: 05/19/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00081T108
Ticker: ACCO
Shares Voted: 2,371,967
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James A. Buzzard Mgmt For For For
Mgmt ForForForElect Director Kathleen S. Dvorak 1b
Mgmt ForForForElect Director Boris Elisman 1c
Mgmt ForForForElect Director Pradeep Jotwani 1d
Mgmt ForForForElect Director Robert J. Keller 1e
Mgmt ForForForElect Director Thomas Kroeger 1f
Mgmt ForForForElect Director Ron Lombardi 1g
Mgmt ForForForElect Director Graciela I. Monteagudo 1h
Mgmt ForForForElect Director Hans Michael Norkus 1i
Mgmt ForForForElect Director E. Mark Rajkowski 1j
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ACCO Brands Corporation
Shares Voted: 368,342
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James A. Buzzard 1a
Mgmt ForForForElect Director Kathleen S. Dvorak 1b
Mgmt ForForForElect Director Boris Elisman 1c
Mgmt ForForForElect Director Pradeep Jotwani 1d
Mgmt ForForForElect Director Robert J. Keller 1e
Mgmt ForForForElect Director Thomas Kroeger 1f
Mgmt ForForForElect Director Ron Lombardi 1g
Mgmt ForForForElect Director Graciela I. Monteagudo 1h
Mgmt ForForForElect Director Hans Michael Norkus 1i
Mgmt ForForForElect Director E. Mark Rajkowski 1j
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Amgen Inc.
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 031162100
Ticker: AMGN
Shares Voted: 4,359
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Wanda M. Austin Mgmt For For For
Mgmt ForForForElect Director Robert A. Bradway 1b
Mgmt ForForForElect Director Brian J. Druker 1c
Mgmt ForForForElect Director Robert A. Eckert 1d
Mgmt ForForForElect Director Greg C. Garland 1e
Mgmt ForForForElect Director Fred Hassan 1f
Mgmt ForForForElect Director Charles M. Holley, Jr. 1g
Mgmt ForForForElect Director Tyler Jacks 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Amgen Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ellen J. Kullman 1i
Mgmt ForForForElect Director Ronald D. Sugar 1j
Mgmt ForForForElect Director R. Sanders Williams 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstRequire Independent Board Chairman 4
Axcelis Technologies, Inc.
Meeting Date: 05/19/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 054540208
Ticker: ACLS
Shares Voted: 12,936
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tzu-Yin "TY" Chiu Mgmt For Withhold Withhold
Mgmt ForForForElect Director Richard J. Faubert 1.2
Mgmt ForForForElect Director R. John Fletcher 1.3
Mgmt ForForForElect Director Arthur L. George, Jr. 1.4
Mgmt WithholdWithholdForElect Director Joseph P. Keithley 1.5
Mgmt ForForForElect Director John T. Kurtzweil 1.6
Mgmt ForForForElect Director Mary G. Puma 1.7
Mgmt WithholdWithholdForElect Director Thomas St. Dennis 1.8
Mgmt ForForForElect Director Jorge Titinger 1.9
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 9,729
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Axcelis Technologies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Tzu-Yin "TY" Chiu 1.1
Mgmt ForForForElect Director Richard J. Faubert 1.2
Mgmt ForForForElect Director R. John Fletcher 1.3
Mgmt ForForForElect Director Arthur L. George, Jr. 1.4
Mgmt WithholdWithholdForElect Director Joseph P. Keithley 1.5
Mgmt ForForForElect Director John T. Kurtzweil 1.6
Mgmt ForForForElect Director Mary G. Puma 1.7
Mgmt WithholdWithholdForElect Director Thomas St. Dennis 1.8
Mgmt ForForForElect Director Jorge Titinger 1.9
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Bank of Ireland Group Plc
Meeting Date: 05/19/2020
Record Date: 05/17/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G0756R109
Ticker: BIRG
Shares Voted: 19,336
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForElect Eileen Fitzpatrick as Director 2a
Mgmt ForForForElect Michele Greene as Director 2b
Mgmt ForForForElect Myles O'Grady as Director 2c
Mgmt ForForForRe-elect Evelyn Bourke as Director 2d
Mgmt ForForForRe-elect Ian Buchanan as Director 2e
Mgmt ForForForRe-elect Richard Goulding as Director 2f
Mgmt ForForForRe-elect Patrick Haren as Director 2g
Mgmt ForForForRe-elect Patrick Kennedy as Director 2h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bank of Ireland Group Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Francesca McDonagh as Director 2i
Mgmt ForForForRe-elect Fiona Muldoon as Director 2j
Mgmt ForForForRe-elect Patrick Mulvihill as Director 2k
Mgmt ForForForRe-elect Steve Pateman as Director 2l
Mgmt ForForForRatify KPMG as Auditors 3
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
4
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
5
Mgmt ForForForApprove Remuneration Report 6
Mgmt ForForForApprove Remuneration Policy 7
Mgmt ForForForAmend Articles of Association 8
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 9
Mgmt ForForForAuthorise Issue of Equity 10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
11
Mgmt ForForForAuthorise Issue of Equity in Relation to Additional Tier 1 Contingent Equity Conversion Notes
12
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Additional Tier 1 Contingent Equity Conversion Notes
13
BNP Paribas SA
Meeting Date: 05/19/2020
Record Date: 05/15/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F1058Q238
Ticker: BNP
Shares Voted: 464,971
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BNP Paribas SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForForReelect Jean Lemierre as Director 6
Mgmt ForForForReelect Jacques Aschenbroich as Director 7
Mgmt ForForForReelect Monique Cohen as Director 8
Mgmt ForForForReelect Daniela Schwarzer as Director 9
Mgmt ForForForReelect Fields Wicker-Miurin as Director 10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
12
Mgmt ForForForApprove Remuneration Policy of CEO and Vice-CEO
13
Mgmt ForForForApprove Compensation of Corporate Officers 14
Mgmt ForForForApprove Compensation of Jean Lemierre, Chairman of the Board
15
Mgmt ForForForApprove Compensation of Jean-Laurent Bonnafe, CEO
16
Mgmt ForForForApprove Compensation of Philippe Bordenave, Vice-CEO
17
Mgmt ForForForApprove the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers
18
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
19
Mgmt ForForForAuthorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers
20
Mgmt ForForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
21
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million
22
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value
23
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BNP Paribas SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion
24
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
26
Mgmt ForForForAmend Article 7 of Bylaws Re: Employee Shareholder Representative
27
Mgmt ForForForAmend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation
28
Mgmt ForForForAmend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes
29
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
30
Shares Voted: 805,890
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForForReelect Jean Lemierre as Director 6
Mgmt ForForForReelect Jacques Aschenbroich as Director 7
Mgmt ForForForReelect Monique Cohen as Director 8
Mgmt ForForForReelect Daniela Schwarzer as Director 9
Mgmt ForForForReelect Fields Wicker-Miurin as Director 10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BNP Paribas SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy of CEO and Vice-CEO
13
Mgmt ForForForApprove Compensation of Corporate Officers 14
Mgmt ForForForApprove Compensation of Jean Lemierre, Chairman of the Board
15
Mgmt ForForForApprove Compensation of Jean-Laurent Bonnafe, CEO
16
Mgmt ForForForApprove Compensation of Philippe Bordenave, Vice-CEO
17
Mgmt ForForForApprove the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers
18
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
19
Mgmt ForForForAuthorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers
20
Mgmt ForForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
21
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million
22
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value
23
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion
24
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
26
Mgmt ForForForAmend Article 7 of Bylaws Re: Employee Shareholder Representative
27
Mgmt ForForForAmend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation
28
Mgmt ForForForAmend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes
29
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
30
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BNP Paribas SA
Meeting Date: 05/19/2020
Record Date: 04/13/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F1058Q238
Ticker: BNP
Shares Voted: 3,424
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForForReelect Jean Lemierre as Director 6
Mgmt ForForForReelect Jacques Aschenbroich as Director 7
Mgmt ForForForReelect Monique Cohen as Director 8
Mgmt ForForForReelect Daniela Schwarzer as Director 9
Mgmt ForForForReelect Fields Wicker-Miurin as Director 10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
12
Mgmt ForForForApprove Remuneration Policy of CEO and Vice-CEO
13
Mgmt ForForForApprove Compensation of Corporate Officers 14
Mgmt ForForForApprove Compensation of Jean Lemierre, Chairman of the Board
15
Mgmt ForForForApprove Compensation of Jean-Laurent Bonnafe, CEO
16
Mgmt ForForForApprove Compensation of Philippe Bordenave, Vice-CEO
17
Mgmt ForForForApprove the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers
18
MgmtExtraordinary Business
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BNP Paribas SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
19
Mgmt ForForForAuthorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers
20
Mgmt ForForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights
21
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 20-21 at EUR 240 Million
22
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value
23
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 19-21 at EUR 1 Billion
24
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
26
Mgmt ForForForAmend Article 7 of Bylaws Re: Employee Shareholder Representative
27
Mgmt ForForForAmend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation
28
Mgmt ForForForAmend Articles 7, 10, 11, 19 of Bylaws to Comply with Legal Changes
29
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
30
East West Bancorp, Inc.
Meeting Date: 05/19/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 27579R104
Ticker: EWBC
Shares Voted: 745,770
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Molly Campbell Mgmt For For For
Mgmt ForForForElect Director Iris S. Chan 1.2
Mgmt ForForForElect Director Archana Deskus 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
East West Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rudolph I. Estrada 1.4
Mgmt ForForForElect Director Paul H. Irving 1.5
Mgmt ForForForElect Director Jack C. Liu 1.6
Mgmt ForForForElect Director Dominic Ng 1.7
Mgmt ForForForElect Director Lester M. Sussman 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 1,988,051
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Molly Campbell 1.1
Mgmt ForForForElect Director Iris S. Chan 1.2
Mgmt ForForForElect Director Archana Deskus 1.3
Mgmt ForForForElect Director Rudolph I. Estrada 1.4
Mgmt ForForForElect Director Paul H. Irving 1.5
Mgmt ForForForElect Director Jack C. Liu 1.6
Mgmt ForForForElect Director Dominic Ng 1.7
Mgmt ForForForElect Director Lester M. Sussman 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
FirstEnergy Corp.
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 337932107
Ticker: FE
Shares Voted: 966,836
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Anderson Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FirstEnergy Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven J. Demetriou 1.2
Mgmt ForForForElect Director Julia L. Johnson 1.3
Mgmt ForForForElect Director Charles E. Jones 1.4
Mgmt ForForForElect Director Donald T. Misheff 1.5
Mgmt ForForForElect Director Thomas N. Mitchell 1.6
Mgmt ForForForElect Director James F. O'Neil, III 1.7
Mgmt ForForForElect Director Christopher D. Pappas 1.8
Mgmt ForForForElect Director Sandra Pianalto 1.9
Mgmt ForForForElect Director Luis A. Reyes 1.10
Mgmt ForForForElect Director Leslie M. Turner 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForAmend Code of Regulations to Authorize Board to Make Certain Future Amendments
5
SH ForForAgainstAmend Proxy Access Right 6
Shares Voted: 2,640,010
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael J. Anderson 1.1
Mgmt ForForForElect Director Steven J. Demetriou 1.2
Mgmt ForForForElect Director Julia L. Johnson 1.3
Mgmt ForForForElect Director Charles E. Jones 1.4
Mgmt ForForForElect Director Donald T. Misheff 1.5
Mgmt ForForForElect Director Thomas N. Mitchell 1.6
Mgmt ForForForElect Director James F. O'Neil, III 1.7
Mgmt ForForForElect Director Christopher D. Pappas 1.8
Mgmt ForForForElect Director Sandra Pianalto 1.9
Mgmt ForForForElect Director Luis A. Reyes 1.10
Mgmt ForForForElect Director Leslie M. Turner 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FirstEnergy Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForAmend Code of Regulations to Authorize Board to Make Certain Future Amendments
5
SH ForForAgainstAmend Proxy Access Right 6
Halliburton Company
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 406216101
Ticker: HAL
Shares Voted: 447,321
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Abdulaziz F. Al Khayyal Mgmt For For For
Mgmt ForForForElect Director William E. Albrecht 1b
Mgmt ForForForElect Director M. Katherine Banks 1c
Mgmt ForForForElect Director Alan M. Bennett 1d
Mgmt ForForForElect Director Milton Carroll 1e
Mgmt ForForForElect Director Nance K. Dicciani 1f
Mgmt ForForForElect Director Murry S. Gerber 1g
Mgmt ForForForElect Director Patricia Hemingway Hall 1h
Mgmt ForForForElect Director Robert A. Malone 1i
Mgmt ForForForElect Director Jeffrey A. Miller 1j
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 16,696
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Halliburton Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Abdulaziz F. Al Khayyal 1a
Mgmt ForForForElect Director William E. Albrecht 1b
Mgmt ForForForElect Director M. Katherine Banks 1c
Mgmt ForForForElect Director Alan M. Bennett 1d
Mgmt ForForForElect Director Milton Carroll 1e
Mgmt ForForForElect Director Nance K. Dicciani 1f
Mgmt ForForForElect Director Murry S. Gerber 1g
Mgmt ForForForElect Director Patricia Hemingway Hall 1h
Mgmt ForForForElect Director Robert A. Malone 1i
Mgmt ForForForElect Director Jeffrey A. Miller 1j
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
HD Supply Holdings, Inc.
Meeting Date: 05/19/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 40416M105
Ticker: HDS
Shares Voted: 828,621
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kathleen J. Affeldt Mgmt For For For
Mgmt ForForForElect Director Joseph J. DeAngelo 1.2
Mgmt ForForForElect Director Peter A. Dorsman 1.3
Mgmt ForForForElect Director Stephen J. Konenkamp 1.4
Mgmt ForForForElect Director Patrick R. McNamee 1.5
Mgmt ForForForElect Director Scott D. Ostfeld 1.6
Mgmt ForForForElect Director Charles W. Peffer 1.7
Mgmt ForForForElect Director James A. Rubright 1.8
Mgmt ForForForElect Director Lauren Taylor Wolfe 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HD Supply Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 2,808,688
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathleen J. Affeldt 1.1
Mgmt ForForForElect Director Joseph J. DeAngelo 1.2
Mgmt ForForForElect Director Peter A. Dorsman 1.3
Mgmt ForForForElect Director Stephen J. Konenkamp 1.4
Mgmt ForForForElect Director Patrick R. McNamee 1.5
Mgmt ForForForElect Director Scott D. Ostfeld 1.6
Mgmt ForForForElect Director Charles W. Peffer 1.7
Mgmt ForForForElect Director James A. Rubright 1.8
Mgmt ForForForElect Director Lauren Taylor Wolfe 1.9
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Intrepid Potash, Inc.
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 46121Y102
Ticker: IPI
Shares Voted: 80,686
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert P. Jornayvaz, III Mgmt For For For
Mgmt ForForForElect Director Hugh E. Harvey, Jr. 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Intrepid Potash, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Investors Real Estate Trust
Meeting Date: 05/19/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 461730509
Ticker: IRET
Shares Voted: 1,931
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey P. Caira Mgmt For For For
Mgmt ForForForElect Director Michael T. Dance 1b
Mgmt ForForForElect Director Mark O. Decker, Jr. 1c
Mgmt ForForForElect Director Emily Nagle Green 1d
Mgmt ForForForElect Director Linda J. Hall 1e
Mgmt ForForForElect Director Terrance P. Maxwell 1f
Mgmt ForForForElect Director John A. Schissel 1g
Mgmt ForForForElect Director Mary J. Twinem 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
Shares Voted: 3,662
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey P. Caira 1a
Mgmt ForForForElect Director Michael T. Dance 1b
Mgmt ForForForElect Director Mark O. Decker, Jr. 1c
Mgmt ForForForElect Director Emily Nagle Green 1d
Mgmt ForForForElect Director Linda J. Hall 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Investors Real Estate Trust
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Terrance P. Maxwell 1f
Mgmt ForForForElect Director John A. Schissel 1g
Mgmt ForForForElect Director Mary J. Twinem 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
JPMorgan Chase & Co.
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 46625H100
Ticker: JPM
Shares Voted: 6,492,520
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt For For For
Mgmt ForForForElect Director Stephen B. Burke 1b
Mgmt ForForForElect Director Todd A. Combs 1c
Mgmt ForForForElect Director James S. Crown 1d
Mgmt ForForForElect Director James Dimon 1e
Mgmt ForForForElect Director Timothy P. Flynn 1f
Mgmt ForForForElect Director Mellody Hobson 1g
Mgmt ForForForElect Director Michael A. Neal 1h
Mgmt ForForForElect Director Lee R. Raymond 1i
Mgmt ForForForElect Director Virginia M. Rometty 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForForAgainstRequire Independent Board Chair 4
SH AgainstReferAgainstReport on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
JPMorgan Chase & Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstReport on Climate Change 6
SH AgainstAgainstAgainstAmend Shareholder Written Consent Provisions
7
SH AgainstAgainstAgainstReport on Charitable Contributions 8
SH AgainstAgainstAgainstReport on Gender/Racial Pay Gap 9
Shares Voted: 1,093,206
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director Linda B. Bammann 1a
Mgmt ForReferForElect Director Stephen B. Burke 1b
Mgmt ForReferForElect Director Todd A. Combs 1c
Mgmt ForReferForElect Director James S. Crown 1d
Mgmt ForReferForElect Director James Dimon 1e
Mgmt ForReferForElect Director Timothy P. Flynn 1f
Mgmt ForReferForElect Director Mellody Hobson 1g
Mgmt ForReferForElect Director Michael A. Neal 1h
Mgmt ForReferForElect Director Lee R. Raymond 1i
Mgmt ForReferForElect Director Virginia M. Rometty 1j
Mgmt ForReferForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForReferForRatify PricewaterhouseCoopers LLP as Auditor 3
SH ForReferAgainstRequire Independent Board Chair 4
SH AgainstReferAgainstReport on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production.
5
SH AgainstReferAgainstReport on Climate Change 6
SH AgainstReferAgainstAmend Shareholder Written Consent Provisions
7
SH AgainstReferAgainstReport on Charitable Contributions 8
SH AgainstReferAgainstReport on Gender/Racial Pay Gap 9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kilroy Realty Corporation
Meeting Date: 05/19/2020
Record Date: 03/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 49427F108
Ticker: KRC
Shares Voted: 342,123
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John Kilroy Mgmt For For For
Mgmt ForForForElect Director Edward Brennan 1b
Mgmt ForForForElect Director Jolie Hunt 1c
Mgmt ForForForElect Director Scott Ingraham 1d
Mgmt ForForForElect Director Gary Stevenson 1e
Mgmt ForForForElect Director Peter Stoneberg 1f
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Shares Voted: 1,194,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John Kilroy 1a
Mgmt ForForForElect Director Edward Brennan 1b
Mgmt ForForForElect Director Jolie Hunt 1c
Mgmt ForForForElect Director Scott Ingraham 1d
Mgmt ForForForElect Director Gary Stevenson 1e
Mgmt ForForForElect Director Peter Stoneberg 1f
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Landstar System, Inc.
Meeting Date: 05/19/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 515098101
Ticker: LSTR
Shares Voted: 221,244
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David G. Bannister Mgmt For For For
Mgmt ForForForElect Director George P. Scanlon 1b
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 31,563
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David G. Bannister 1a
Mgmt ForForForElect Director George P. Scanlon 1b
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Preferred Bank
Meeting Date: 05/19/2020
Record Date: 04/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 740367404
Ticker: PFBC
Shares Voted: 170,930
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Li Yu Mgmt For For For
Mgmt ForForForElect Director Clark Hsu 1.2
Mgmt ForForForElect Director Kathleen Shane 1.3
Mgmt ForForForElect Director J. Richard Belliston 1.4
Mgmt ForForForElect Director Gary S. Nunnelly 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Preferred Bank
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Crowe LLP as Auditors 4
Shares Voted: 18,287
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Li Yu 1.1
Mgmt ForForForElect Director Clark Hsu 1.2
Mgmt ForForForElect Director Kathleen Shane 1.3
Mgmt ForForForElect Director J. Richard Belliston 1.4
Mgmt ForForForElect Director Gary S. Nunnelly 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Crowe LLP as Auditors 4
Quest Diagnostics Incorporated
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74834L100
Ticker: DGX
Shares Voted: 788,333
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Vicky B. Gregg Mgmt For For For
Mgmt ForForForElect Director Wright L. Lassiter, III 1.2
Mgmt ForForForElect Director Timothy L. Main 1.3
Mgmt ForForForElect Director Denise M. Morrison 1.4
Mgmt ForForForElect Director Gary M. Pfeiffer 1.5
Mgmt ForForForElect Director Timothy M. Ring 1.6
Mgmt ForForForElect Director Stephen H. Rusckowski 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Quest Diagnostics Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Daniel C. Stanzione 1.8
Mgmt ForForForElect Director Helen I. Torley 1.9
Mgmt ForForForElect Director Gail R. Wilensky 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 105,821
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Vicky B. Gregg 1.1
Mgmt ForForForElect Director Wright L. Lassiter, III 1.2
Mgmt ForForForElect Director Timothy L. Main 1.3
Mgmt ForForForElect Director Denise M. Morrison 1.4
Mgmt ForForForElect Director Gary M. Pfeiffer 1.5
Mgmt ForForForElect Director Timothy M. Ring 1.6
Mgmt ForForForElect Director Stephen H. Rusckowski 1.7
Mgmt ForForForElect Director Daniel C. Stanzione 1.8
Mgmt ForForForElect Director Helen I. Torley 1.9
Mgmt ForForForElect Director Gail R. Wilensky 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Rheinmetall AG
Meeting Date: 05/19/2020
Record Date: 04/27/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D65111102
Ticker: RHM
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rheinmetall AG
Shares Voted: 152,957
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.40 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify Deloitte GmbH as Auditors for Fiscal 2020
5
Mgmt AgainstAgainstForApprove Remuneration Policy 6
Shares Voted: 80,432
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.40 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify Deloitte GmbH as Auditors for Fiscal 2020
5
Mgmt AgainstAgainstForApprove Remuneration Policy 6
Royal Dutch Shell Plc
Meeting Date: 05/19/2020
Record Date: 05/15/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7690A118
Ticker: RDSB
Shares Voted: 841,199
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Management Proposals Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Dutch Shell Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForElect Dick Boer as Director 4
Mgmt ForForForElect Andrew Mackenzie as Director 5
Mgmt ForForForElect Martina Hund-Mejean as Director 6
Mgmt ForForForRe-elect Ben van Beurden as Director 7
Mgmt ForForForRe-elect Neil Carson as Director 8
Mgmt ForForForRe-elect Ann Godbehere as Director 9
Mgmt ForForForRe-elect Euleen Goh as Director 10
Mgmt ForForForRe-elect Charles Holliday as Director 11
Mgmt ForForForRe-elect Catherine Hughes as Director 12
Mgmt ForForForRe-elect Sir Nigel Sheinwald as Director 13
Mgmt ForForForRe-elect Jessica Uhl as Director 14
Mgmt ForForForRe-elect Gerrit Zalm as Director 15
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 16
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise Issue of Equity 18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
MgmtShareholder Proposal
SH AgainstAgainstAgainstRequest Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions
21
Shares Voted: 1,490,782
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Dutch Shell Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForElect Dick Boer as Director 4
Mgmt ForForForElect Andrew Mackenzie as Director 5
Mgmt ForForForElect Martina Hund-Mejean as Director 6
Mgmt ForForForRe-elect Ben van Beurden as Director 7
Mgmt ForForForRe-elect Neil Carson as Director 8
Mgmt ForForForRe-elect Ann Godbehere as Director 9
Mgmt ForForForRe-elect Euleen Goh as Director 10
Mgmt ForForForRe-elect Charles Holliday as Director 11
Mgmt ForForForRe-elect Catherine Hughes as Director 12
Mgmt ForForForRe-elect Sir Nigel Sheinwald as Director 13
Mgmt ForForForRe-elect Jessica Uhl as Director 14
Mgmt ForForForRe-elect Gerrit Zalm as Director 15
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 16
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise Issue of Equity 18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
MgmtShareholder Proposal
SH AgainstAgainstAgainstRequest Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions
21
Royal Dutch Shell Plc
Meeting Date: 05/19/2020
Record Date: 04/08/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7690A118
Ticker: RDSB
Shares Voted: 1,014
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal Dutch Shell Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForElect Dick Boer as Director 4
Mgmt ForForForElect Andrew Mackenzie as Director 5
Mgmt ForForForElect Martina Hund-Mejean as Director 6
Mgmt ForForForRe-elect Ben van Beurden as Director 7
Mgmt ForForForRe-elect Neil Carson as Director 8
Mgmt ForForForRe-elect Ann Godbehere as Director 9
Mgmt ForForForRe-elect Euleen Goh as Director 10
Mgmt ForForForRe-elect Charles Holliday as Director 11
Mgmt ForForForRe-elect Catherine Hughes as Director 12
Mgmt ForForForRe-elect Sir Nigel Sheinwald as Director 13
Mgmt ForForForRe-elect Jessica Uhl as Director 14
Mgmt ForForForRe-elect Gerrit Zalm as Director 15
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 16
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
17
Mgmt ForForForAuthorise Issue of Equity 18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
MgmtShareholder Proposal
SH AgainstAgainstAgainstRequest Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions
21
Standard Motor Products, Inc.
Meeting Date: 05/19/2020
Record Date: 04/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 853666105
Ticker: SMP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Standard Motor Products, Inc.
Shares Voted: 260,564
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John P. Gethin Mgmt For For For
Mgmt ForForForElect Director Pamela Forbes Lieberman 1.2
Mgmt ForForForElect Director Patrick S. McClymont 1.3
Mgmt ForForForElect Director Joseph W. McDonnell 1.4
Mgmt ForForForElect Director Alisa C. Norris 1.5
Mgmt ForForForElect Director Eric P. Sills 1.6
Mgmt ForForForElect Director Lawrence I. Sills 1.7
Mgmt ForForForElect Director William H. Turner 1.8
Mgmt ForForForElect Director Richard S. Ward 1.9
Mgmt ForForForElect Director Roger M. Widmann 1.10
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 42,644
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John P. Gethin 1.1
Mgmt ForForForElect Director Pamela Forbes Lieberman 1.2
Mgmt ForForForElect Director Patrick S. McClymont 1.3
Mgmt ForForForElect Director Joseph W. McDonnell 1.4
Mgmt ForForForElect Director Alisa C. Norris 1.5
Mgmt ForForForElect Director Eric P. Sills 1.6
Mgmt ForForForElect Director Lawrence I. Sills 1.7
Mgmt ForForForElect Director William H. Turner 1.8
Mgmt ForForForElect Director Richard S. Ward 1.9
Mgmt ForForForElect Director Roger M. Widmann 1.10
Mgmt ForForForRatify KPMG LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Allstate Corporation
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 020002101
Ticker: ALL
Shares Voted: 1,128,664
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kermit R. Crawford Mgmt For For For
Mgmt ForForForElect Director Michael L. Eskew 1b
Mgmt ForForForElect Director Margaret M. Keane 1c
Mgmt ForForForElect Director Siddharth N. (Bobby) Mehta 1d
Mgmt ForForForElect Director Jacques P. Perold 1e
Mgmt ForForForElect Director Andrea Redmond 1f
Mgmt ForForForElect Director Gregg M. Sherrill 1g
Mgmt ForForForElect Director Judith A. Sprieser 1h
Mgmt ForForForElect Director Perry M. Traquina 1i
Mgmt ForForForElect Director Thomas J. Wilson 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 1,188,685
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kermit R. Crawford 1a
Mgmt ForForForElect Director Michael L. Eskew 1b
Mgmt ForForForElect Director Margaret M. Keane 1c
Mgmt ForForForElect Director Siddharth N. (Bobby) Mehta 1d
Mgmt ForForForElect Director Jacques P. Perold 1e
Mgmt ForForForElect Director Andrea Redmond 1f
Mgmt ForForForElect Director Gregg M. Sherrill 1g
Mgmt ForForForElect Director Judith A. Sprieser 1h
Mgmt ForForForElect Director Perry M. Traquina 1i
Mgmt ForForForElect Director Thomas J. Wilson 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Allstate Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Viad Corp
Meeting Date: 05/19/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 92552R406
Ticker: VVI
Shares Voted: 23,026
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Edward E. Mace Mgmt For For For
Mgmt ForForForElect Director Joshua E. Schechter 1b
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 33,872
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward E. Mace 1a
Mgmt ForForForElect Director Joshua E. Schechter 1b
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
YRC Worldwide Inc.
Meeting Date: 05/19/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 984249607
Ticker: YRCW
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
YRC Worldwide Inc.
Shares Voted: 21,592
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Matthew A. Doheny Mgmt For Against Against
Mgmt ForForForElect Director Darren D. Hawkins 1b
Mgmt AgainstAgainstForElect Director James E. Hoffman 1c
Mgmt ForAgainstForElect Director Patricia M. Nazemetz 1d
Mgmt ForForForElect Director Jamie G. Pierson 1e
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Akamai Technologies, Inc.
Meeting Date: 05/20/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00971T101
Ticker: AKAM
Shares Voted: 10,464
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tom Killalea Mgmt For For For
Mgmt ForForForElect Director Tom Leighton 1.2
Mgmt ForForForElect Director Jonathan Miller 1.3
Mgmt ForForForElect Director Monte Ford 1.4
Mgmt ForForForElect Director Madhu Ranganathan 1.5
Mgmt ForForForElect Director Fred Salerno 1.6
Mgmt ForForForElect Director Ben Verwaayen 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 11,985
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Akamai Technologies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tom Killalea 1.1
Mgmt ForForForElect Director Tom Leighton 1.2
Mgmt ForForForElect Director Jonathan Miller 1.3
Mgmt ForForForElect Director Monte Ford 1.4
Mgmt ForForForElect Director Madhu Ranganathan 1.5
Mgmt ForForForElect Director Fred Salerno 1.6
Mgmt ForForForElect Director Ben Verwaayen 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Anworth Mortgage Asset Corporation
Meeting Date: 05/20/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 037347101
Ticker: ANH
Shares Voted: 81,288
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joseph E. McAdams Mgmt For For For
Mgmt AgainstAgainstForElect Director Joe E. Davis 1b
Mgmt AgainstAgainstForElect Director Robert C. Davis 1c
Mgmt AgainstAgainstForElect Director Mark S. Maron 1d
Mgmt ForForForElect Director Lloyd McAdams 1e
Mgmt AgainstAgainstForElect Director Dominique Mielle 1f
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify RSM US LLP as Auditors 3
Boston Properties, Inc.
Meeting Date: 05/20/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 101121101
Ticker: BXP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Boston Properties, Inc.
Shares Voted: 475,152
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joel I. Klein Mgmt For For For
Mgmt ForForForElect Director Kelly A. Ayotte 1b
Mgmt ForForForElect Director Bruce W. Duncan 1c
Mgmt ForForForElect Director Karen E. Dykstra 1d
Mgmt ForForForElect Director Carol B. Einiger 1e
Mgmt ForForForElect Director Diane J. Hoskins 1f
Mgmt ForForForElect Director Douglas T. Linde 1g
Mgmt ForForForElect Director Matthew J. Lustig 1h
Mgmt ForForForElect Director Owen D. Thomas 1i
Mgmt ForForForElect Director David A. Twardock 1j
Mgmt ForForForElect Director William H. Walton, III 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 1,558,437
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joel I. Klein 1a
Mgmt ForForForElect Director Kelly A. Ayotte 1b
Mgmt ForForForElect Director Bruce W. Duncan 1c
Mgmt ForForForElect Director Karen E. Dykstra 1d
Mgmt ForForForElect Director Carol B. Einiger 1e
Mgmt ForForForElect Director Diane J. Hoskins 1f
Mgmt ForForForElect Director Douglas T. Linde 1g
Mgmt ForForForElect Director Matthew J. Lustig 1h
Mgmt ForForForElect Director Owen D. Thomas 1i
Mgmt ForForForElect Director David A. Twardock 1j
Mgmt ForForForElect Director William H. Walton, III 1k
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Boston Properties, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Cactus, Inc.
Meeting Date: 05/20/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 127203107
Ticker: WHD
Shares Voted: 415,114
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Scott Bender Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Bruce Rothstein 1.2
Mgmt WithholdWithholdForElect Director Gary Rosenthal 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Shares Voted: 102,815
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Scott Bender 1.1
Mgmt WithholdWithholdForElect Director Bruce Rothstein 1.2
Mgmt WithholdWithholdForElect Director Gary Rosenthal 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Capgemini SE
Meeting Date: 05/20/2020
Record Date: 05/18/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F4973Q101
Ticker: CAP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capgemini SE
Shares Voted: 424,162
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.35 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Compensation of Paul Hermelin, Chairman and CEO
5
Mgmt ForForForApprove Compensation of Thierry Delaporte, Vice-CEO
6
Mgmt ForForForApprove Compensation of Aiman Ezzat, Vice-CEO
7
Mgmt ForForForApprove Compensation Report of Corporate Officers
8
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
9
Mgmt ForForForApprove Remuneration Policy of Vice-CEOs 10
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
11
Mgmt ForForForApprove Remuneration Policy of CEO 12
Mgmt ForForForApprove Remuneration Policy of Directors 13
Mgmt ForForForReelect Sian Herbert-Jones as Director 14
Mgmt ForForForElect Belen Moscoso del Prado Lopez-Doriga as Director
15
Mgmt ForForForElect Aiman Ezzat as Director 16
Mgmt ForForForElect Lucia Sinapi-Thomas as Director Shareholder Representative
17
Mgmt AgainstAgainstAgainstElect Claire Sauvanaud as Director Shareholder Representative
17A
Mgmt ForForForRenew Appointment of PricewaterhouseCoopers Audit as Auditor
18
Mgmt ForForForAppoint Mazars as Auditor 19
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capgemini SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtExtraordinary Business
Mgmt ForForForAmend Articles 7 and 17 of Bylaws to Comply with Legal Changes
21
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
22
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value
23
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million
24
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
25
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million
26
Mgmt ForForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26
27
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
28
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
29
Mgmt ForForForAuthorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers
30
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
31
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
32
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
33
Shares Voted: 472,775
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capgemini SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.35 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Compensation of Paul Hermelin, Chairman and CEO
5
Mgmt ForForForApprove Compensation of Thierry Delaporte, Vice-CEO
6
Mgmt ForForForApprove Compensation of Aiman Ezzat, Vice-CEO
7
Mgmt ForForForApprove Compensation Report of Corporate Officers
8
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
9
Mgmt ForForForApprove Remuneration Policy of Vice-CEOs 10
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
11
Mgmt ForForForApprove Remuneration Policy of CEO 12
Mgmt ForForForApprove Remuneration Policy of Directors 13
Mgmt ForForForReelect Sian Herbert-Jones as Director 14
Mgmt ForForForElect Belen Moscoso del Prado Lopez-Doriga as Director
15
Mgmt ForForForElect Aiman Ezzat as Director 16
Mgmt ForForForElect Lucia Sinapi-Thomas as Director Shareholder Representative
17
Mgmt AgainstAgainstAgainstElect Claire Sauvanaud as Director Shareholder Representative
17A
Mgmt ForForForRenew Appointment of PricewaterhouseCoopers Audit as Auditor
18
Mgmt ForForForAppoint Mazars as Auditor 19
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
20
MgmtExtraordinary Business
Mgmt ForForForAmend Articles 7 and 17 of Bylaws to Comply with Legal Changes
21
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Capgemini SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
22
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value
23
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 540 Million
24
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 135 Million
25
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 135 Million
26
Mgmt ForForForAuthorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 25 and 26
27
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
28
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
29
Mgmt ForForForAuthorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plans Under Performance Conditions Reserved for Employees and Executive Officers
30
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
31
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
32
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
33
CF Industries Holdings, Inc.
Meeting Date: 05/20/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 125269100
Ticker: CF
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CF Industries Holdings, Inc.
Shares Voted: 28,363
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Javed Ahmed Mgmt For For For
Mgmt ForForForElect Director Robert C. Arzbaecher 1b
Mgmt ForForForElect Director William Davisson 1c
Mgmt ForForForElect Director John W. Eaves 1d
Mgmt ForForForElect Director Stephen A. Furbacher 1e
Mgmt ForForForElect Director Stephen J. Hagge 1f
Mgmt ForForForElect Director Anne P. Noonan 1g
Mgmt ForForForElect Director Michael J. Toelle 1h
Mgmt ForForForElect Director Theresa E. Wagler 1i
Mgmt ForForForElect Director Celso L. White 1j
Mgmt ForForForElect Director W. Anthony Will 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 24,999
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Javed Ahmed 1a
Mgmt ForForForElect Director Robert C. Arzbaecher 1b
Mgmt ForForForElect Director William Davisson 1c
Mgmt ForForForElect Director John W. Eaves 1d
Mgmt ForForForElect Director Stephen A. Furbacher 1e
Mgmt ForForForElect Director Stephen J. Hagge 1f
Mgmt ForForForElect Director Anne P. Noonan 1g
Mgmt ForForForElect Director Michael J. Toelle 1h
Mgmt ForForForElect Director Theresa E. Wagler 1i
Mgmt ForForForElect Director Celso L. White 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CF Industries Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director W. Anthony Will 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
China Mobile Limited
Meeting Date: 05/20/2020
Record Date: 04/13/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y14965100
Ticker: 941
Shares Voted: 1,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Wang Yuhang as Director 3
Mgmt AgainstAgainstForElect Paul Chow Man Yiu as Director 4.1
Mgmt AgainstAgainstForElect Stephen Yiu Kin Wah as Director 4.2
Mgmt ForForForApprove PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Mgmt AgainstAgainstForAdopt Share Option Scheme and Related Transactions
9
Chubb Limited
Meeting Date: 05/20/2020
Record Date: 03/27/2020
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H1467J104
Ticker: CB
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chubb Limited
Shares Voted: 3,788,139
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForAllocate Disposable Profit 2.1
Mgmt ForForForApprove Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount
2.2
Mgmt ForForForApprove Discharge of Board of Directors 3
Mgmt ForForForRatify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor
4.1
Mgmt ForForForRatify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm
4.2
Mgmt ForForForRatify BDO AG (Zurich) as Special Audit Firm 4.3
Mgmt ForForForElect Director Evan G. Greenberg 5.1
Mgmt ForForForElect Director Michael G. Atieh 5.2
Mgmt ForForForElect Director Sheila P. Burke 5.3
Mgmt ForForForElect Director James I. Cash 5.4
Mgmt ForForForElect Director Mary Cirillo 5.5
Mgmt ForForForElect Director Michael P. Connors 5.6
Mgmt ForForForElect Director John A. Edwardson 5.7
Mgmt ForForForElect Director Robert J. Hugin 5.8
Mgmt ForForForElect Director Robert W. Scully 5.9
Mgmt ForForForElect Director Eugene B. Shanks, Jr. 5.10
Mgmt ForForForElect Director Theodore E. Shasta 5.11
Mgmt ForForForElect Director David H. Sidwell 5.12
Mgmt ForForForElect Director Olivier Steimer 5.13
Mgmt ForForForElect Director Frances F. Townsend 5.14
Mgmt AgainstAgainstForElect Evan G. Greenberg as Board Chairman 6
Mgmt ForForForElect Michael P. Connors as Member of the Compensation Committee
7.1
Mgmt ForForForElect Mary Cirillo as Member of the Compensation Committee
7.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chubb Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect John A. Edwardson as Member of the Compensation Committee
7.3
Mgmt ForForForElect Frances F. Townsend as Member of the Compensation Committee
7.4
Mgmt ForForForDesignate Homburger AG as Independent Proxy
8
Mgmt ForForForIssue Shares Without Preemptive Rights 9
Mgmt ForForForApprove CHF 52,613,190.00 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each
10
Mgmt ForForForApprove the Maximum Aggregate Remuneration of Directors
11.1
Mgmt ForForForApprove Remuneration of Executive Management in the Amount of USD 46 Million for Fiscal 2021
11.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Mgmt AgainstAgainstForTransact Other Business (Voting) 13
Shares Voted: 574,749
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForAllocate Disposable Profit 2.1
Mgmt ForForForApprove Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount
2.2
Mgmt ForForForApprove Discharge of Board of Directors 3
Mgmt ForForForRatify PricewaterhouseCoopers AG (Zurich) as Statutory Auditor
4.1
Mgmt ForForForRatify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm
4.2
Mgmt ForForForRatify BDO AG (Zurich) as Special Audit Firm 4.3
Mgmt ForForForElect Director Evan G. Greenberg 5.1
Mgmt ForForForElect Director Michael G. Atieh 5.2
Mgmt ForForForElect Director Sheila P. Burke 5.3
Mgmt ForForForElect Director James I. Cash 5.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chubb Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mary Cirillo 5.5
Mgmt ForForForElect Director Michael P. Connors 5.6
Mgmt ForForForElect Director John A. Edwardson 5.7
Mgmt ForForForElect Director Robert J. Hugin 5.8
Mgmt ForForForElect Director Robert W. Scully 5.9
Mgmt ForForForElect Director Eugene B. Shanks, Jr. 5.10
Mgmt ForForForElect Director Theodore E. Shasta 5.11
Mgmt ForForForElect Director David H. Sidwell 5.12
Mgmt ForForForElect Director Olivier Steimer 5.13
Mgmt ForForForElect Director Frances F. Townsend 5.14
Mgmt AgainstAgainstForElect Evan G. Greenberg as Board Chairman 6
Mgmt ForForForElect Michael P. Connors as Member of the Compensation Committee
7.1
Mgmt ForForForElect Mary Cirillo as Member of the Compensation Committee
7.2
Mgmt ForForForElect John A. Edwardson as Member of the Compensation Committee
7.3
Mgmt ForForForElect Frances F. Townsend as Member of the Compensation Committee
7.4
Mgmt ForForForDesignate Homburger AG as Independent Proxy
8
Mgmt ForForForIssue Shares Without Preemptive Rights 9
Mgmt ForForForApprove CHF 52,613,190.00 Reduction in Share Capital via Cancellation in Nominal Value of CHF 24.15 each
10
Mgmt ForForForApprove the Maximum Aggregate Remuneration of Directors
11.1
Mgmt ForForForApprove Remuneration of Executive Management in the Amount of USD 46 Million for Fiscal 2021
11.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Mgmt AgainstAgainstForTransact Other Business (Voting) 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Equitrans Midstream Corporation
Meeting Date: 05/20/2020
Record Date: 03/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 294600101
Ticker: ETRN
Shares Voted: 13
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Vicky A. Bailey Mgmt For For For
Mgmt ForForForElect Director Sarah M. Barpoulis 1.2
Mgmt ForForForElect Director Kenneth M. Burke 1.3
Mgmt ForForForElect Director Patricia K. Collawn 1.4
Mgmt ForForForElect Director Margaret K. Dorman 1.5
Mgmt ForForForElect Director Thomas F. Karam 1.6
Mgmt ForForForElect Director D. Mark Leland 1.7
Mgmt ForForForElect Director Norman J. Szydlowski 1.8
Mgmt ForForForElect Director Robert F. Vagt 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Euronav NV
Meeting Date: 05/20/2020
Record Date: 05/06/2020
Country: Belgium
Meeting Type: Annual
Primary Security ID: B38564108
Ticker: EURN
Shares Voted: 38,663
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtReceive Directors' and Auditors' Reports (Non-Voting)
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForAdopt Financial Statements 3
Mgmt ForForForApprove Allocation of Income and Dividends of USD 0.35 per Share
4
Mgmt ForForForApprove Discharge of Members of the Management and Supervisory Board
5.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronav NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Auditor 5.2
Mgmt ForForForReelect Grace Reksten Skaugen as Independent Member of the Supervisory Board
6
Mgmt ForForForApprove Remuneration of Members of the Supervisory Board
7
Mgmt ForForForRatify KPMG as Auditor 8
Mgmt ForForForApprove Auditors' Remuneration 9
Mgmt AgainstAgainstForApprove Change-of-Control Clause Re: Long Term Incentive Plans
10
MgmtTransact Other Business 11
MgmtReceive Information on Resignation of Patrick Rodgers and Steven Smith as Directors
11.1
Shares Voted: 77,168
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtReceive Directors' and Auditors' Reports (Non-Voting)
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForAdopt Financial Statements 3
Mgmt ForForForApprove Allocation of Income and Dividends of USD 0.35 per Share
4
Mgmt ForForForApprove Discharge of Members of the Management and Supervisory Board
5.1
Mgmt ForForForApprove Discharge of Auditor 5.2
Mgmt ForForForReelect Grace Reksten Skaugen as Independent Member of the Supervisory Board
6
Mgmt ForForForApprove Remuneration of Members of the Supervisory Board
7
Mgmt ForForForRatify KPMG as Auditor 8
Mgmt ForForForApprove Auditors' Remuneration 9
Mgmt AgainstAgainstForApprove Change-of-Control Clause Re: Long Term Incentive Plans
10
MgmtTransact Other Business 11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronav NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Information on Resignation of Patrick Rodgers and Steven Smith as Directors
11.1
Euronav NV
Meeting Date: 05/20/2020
Record Date: 05/06/2020
Country: Belgium
Meeting Type: Special
Primary Security ID: B38564108
Ticker: EURN
Shares Voted: 38,663
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
2
Shares Voted: 77,168
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
2
Euronav NV
Meeting Date: 05/20/2020
Record Date: 05/06/2020
Country: Belgium
Meeting Type: Annual/Special
Primary Security ID: B38564108
Ticker: EURN
Shares Voted: 51,445
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
This is a Duplicate Meeting for Ballots Received via Broadridge Distribution System
Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronav NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtReceive Directors' and Auditors' Reports (Non-Voting)
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForAdopt Financial Statements 3
Mgmt ForForForApprove Allocation of Income and Dividends of USD 0.35 per Share
4
Mgmt ForForForApprove Discharge of Members of the Management and Supervisory Board
5.1
Mgmt ForForForApprove Discharge of Auditor 5.2
Mgmt ForForForReelect Grace Reksten Skaugen as Independent Member of the Supervisory Board
6
Mgmt ForForForApprove Remuneration of Members of the Supervisory Board
7
Mgmt ForForForRatify KPMG as Auditor 8
Mgmt ForForForApprove Auditors' Remuneration 9
Mgmt AgainstAgainstForApprove Change-of-Control Clause Re: Long Term Incentive Plans
10
MgmtTransact Other Business 11
MgmtReceive Information on Resignation of Patrick Rodgers and Steven Smith as Directors
11.1
MgmtSpecial Meeting Agenda
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
2
Shares Voted: 20,183
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtThis is a Duplicate Meeting for Ballots Received via Broadridge Distribution System
MgmtAnnual Meeting Agenda
MgmtReceive Directors' and Auditors' Reports (Non-Voting)
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronav NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdopt Financial Statements 3
Mgmt ForForForApprove Allocation of Income and Dividends of USD 0.35 per Share
4
Mgmt ForForForApprove Discharge of Members of the Management and Supervisory Board
5.1
Mgmt ForForForApprove Discharge of Auditor 5.2
Mgmt ForForForReelect Grace Reksten Skaugen as Independent Member of the Supervisory Board
6
Mgmt ForForForApprove Remuneration of Members of the Supervisory Board
7
Mgmt ForForForRatify KPMG as Auditor 8
Mgmt ForForForApprove Auditors' Remuneration 9
Mgmt AgainstAgainstForApprove Change-of-Control Clause Re: Long Term Incentive Plans
10
MgmtTransact Other Business 11
MgmtReceive Information on Resignation of Patrick Rodgers and Steven Smith as Directors
11.1
MgmtSpecial Meeting Agenda
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
1
Mgmt ForForForAuthorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry
2
First Midwest Bancorp, Inc.
Meeting Date: 05/20/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 320867104
Ticker: FMBI
Shares Voted: 801,691
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Barbara A. Boigegrain Mgmt For For For
Mgmt ForForForElect Director Thomas L. Brown 1.2
Mgmt ForForForElect Director Phupinder S. Gill 1.3
Mgmt ForForForElect Director Kathryn J. Hayley 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
First Midwest Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter J. Henseler 1.5
Mgmt ForForForElect Director Frank B. Modruson 1.6
Mgmt ForForForElect Director Ellen A. Rudnick 1.7
Mgmt ForForForElect Director Mark G. Sander 1.8
Mgmt ForForForElect Director Michael L. Scudder 1.9
Mgmt ForForForElect Director Michael J. Small 1.10
Mgmt ForForForElect Director Stephen C. Van Arsdell 1.11
Mgmt ForForForElect Director J. Stephen Vanderwoude 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Shares Voted: 116,456
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Barbara A. Boigegrain 1.1
Mgmt ForForForElect Director Thomas L. Brown 1.2
Mgmt ForForForElect Director Phupinder S. Gill 1.3
Mgmt ForForForElect Director Kathryn J. Hayley 1.4
Mgmt ForForForElect Director Peter J. Henseler 1.5
Mgmt ForForForElect Director Frank B. Modruson 1.6
Mgmt ForForForElect Director Ellen A. Rudnick 1.7
Mgmt ForForForElect Director Mark G. Sander 1.8
Mgmt ForForForElect Director Michael L. Scudder 1.9
Mgmt ForForForElect Director Michael J. Small 1.10
Mgmt ForForForElect Director Stephen C. Van Arsdell 1.11
Mgmt ForForForElect Director J. Stephen Vanderwoude 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Foot Locker, Inc.
Meeting Date: 05/20/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 344849104
Ticker: FL
Shares Voted: 4,241,794
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Maxine Clark Mgmt For For For
Mgmt ForForForElect Director Alan D. Feldman 1B
Mgmt ForForForElect Director Richard A. Johnson 1C
Mgmt ForForForElect Director Guillermo G. Marmol 1D
Mgmt ForForForElect Director Matthew M. McKenna 1E
Mgmt ForForForElect Director Darlene Nicosia 1F
Mgmt ForForForElect Director Steven Oakland 1G
Mgmt ForForForElect Director Ulice Payne, Jr. 1H
Mgmt ForForForElect Director Kimberly Underhill 1I
Mgmt ForForForElect Director Tristan Walker 1J
Mgmt ForForForElect Director Dona D. Young 1K
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditor 3
Shares Voted: 1,959,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Maxine Clark 1A
Mgmt ForForForElect Director Alan D. Feldman 1B
Mgmt ForForForElect Director Richard A. Johnson 1C
Mgmt ForForForElect Director Guillermo G. Marmol 1D
Mgmt ForForForElect Director Matthew M. McKenna 1E
Mgmt ForForForElect Director Darlene Nicosia 1F
Mgmt ForForForElect Director Steven Oakland 1G
Mgmt ForForForElect Director Ulice Payne, Jr. 1H
Mgmt ForForForElect Director Kimberly Underhill 1I
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Foot Locker, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tristan Walker 1J
Mgmt ForForForElect Director Dona D. Young 1K
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditor 3
Graphic Packaging Holding Company
Meeting Date: 05/20/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 388689101
Ticker: GPK
Shares Voted: 6,284,539
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael P. Doss Mgmt For For For
Mgmt ForForForElect Director Dean A. Scarborough 1.2
Mgmt ForForForElect Director Larry M. Venturelli 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 4,079,657
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael P. Doss 1.1
Mgmt ForForForElect Director Dean A. Scarborough 1.2
Mgmt ForForForElect Director Larry M. Venturelli 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Insight Enterprises, Inc.
Meeting Date: 05/20/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 45765U103
Ticker: NSIT
Shares Voted: 793,149
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard E. Allen Mgmt For For For
Mgmt ForForForElect Director Bruce W. Armstrong 1.2
Mgmt ForForForElect Director Linda Breard 1.3
Mgmt ForForForElect Director Timothy A. Crown 1.4
Mgmt ForForForElect Director Catherine Courage 1.5
Mgmt ForForForElect Director Anthony A. Ibarguen 1.6
Mgmt ForForForElect Director Kenneth T. Lamneck 1.7
Mgmt ForForForElect Director Kathleen S. Pushor 1.8
Mgmt ForForForElect Director Girish Rishi 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 105,770
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard E. Allen 1.1
Mgmt ForForForElect Director Bruce W. Armstrong 1.2
Mgmt ForForForElect Director Linda Breard 1.3
Mgmt ForForForElect Director Timothy A. Crown 1.4
Mgmt ForForForElect Director Catherine Courage 1.5
Mgmt ForForForElect Director Anthony A. Ibarguen 1.6
Mgmt ForForForElect Director Kenneth T. Lamneck 1.7
Mgmt ForForForElect Director Kathleen S. Pushor 1.8
Mgmt ForForForElect Director Girish Rishi 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Insight Enterprises, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Leonardo SpA
Meeting Date: 05/20/2020
Record Date: 05/04/2020
Country: Italy
Meeting Type: Annual
Primary Security ID: T6S996112
Ticker: LDO
Shares Voted: 2,269,270
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports of Sistemi Dinamici SpA
1
Mgmt ForForForApprove Financial Statements, Statutory Reports, and Allocation of Income of Leonardo SpA
2
Mgmt ForForForFix Number of Directors 3
Mgmt ForForForFix Board Terms for Directors 4
MgmtAppoint Directors (Slate Election) - Choose One of the Following Slates
SH AgainstAgainstNoneSlate 1 Submitted by Ministry of Economy and Finance
5.1
SH ForForNoneSlate 2 Submitted by Institutional Investors (Assogestioni)
5.2
MgmtShareholder Proposal Submitted by Ministry of Economy and Finance
SH ForForNoneElect Luciano Carta as Board Chair 6
MgmtManagement Proposals
Mgmt AgainstAgainstForApprove Remuneration of Directors 7
Mgmt ForForForApprove Remuneration Policy 8
Mgmt AgainstAgainstForApprove Second Section of the Remuneration Report
9
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Leonardo SpA
Shares Voted: 1,951,386
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
MgmtManagement Proposals
Mgmt ForForForAccept Financial Statements and Statutory Reports of Sistemi Dinamici SpA
1
Mgmt ForForForApprove Financial Statements, Statutory Reports, and Allocation of Income of Leonardo SpA
2
Mgmt ForForForFix Number of Directors 3
Mgmt ForForForFix Board Terms for Directors 4
MgmtAppoint Directors (Slate Election) - Choose One of the Following Slates
SH AgainstAgainstNoneSlate 1 Submitted by Ministry of Economy and Finance
5.1
SH ForForNoneSlate 2 Submitted by Institutional Investors (Assogestioni)
5.2
MgmtShareholder Proposal Submitted by Ministry of Economy and Finance
SH ForForNoneElect Luciano Carta as Board Chair 6
MgmtManagement Proposals
Mgmt AgainstAgainstForApprove Remuneration of Directors 7
Mgmt ForForForApprove Remuneration Policy 8
Mgmt AgainstAgainstForApprove Second Section of the Remuneration Report
9
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
10
Navient Corporation
Meeting Date: 05/20/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 63938C108
Ticker: NAVI
Shares Voted: 3,849,009
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Frederick Arnold Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Navient Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anna Escobedo Cabral 1b
Mgmt ForForForElect Director Larry A. Klane 1c
Mgmt ForForForElect Director Katherine A. Lehman 1d
Mgmt ForForForElect Director Linda A. Mills 1e
Mgmt ForForForElect Director John (Jack) F. Remondi 1f
Mgmt ForForForElect Director Jane J. Thompson 1g
Mgmt ForForForElect Director Laura S. Unger 1h
Mgmt ForForForElect Director David L Yowan 1i
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 811,025
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Frederick Arnold 1a
Mgmt ForForForElect Director Anna Escobedo Cabral 1b
Mgmt ForForForElect Director Larry A. Klane 1c
Mgmt ForForForElect Director Katherine A. Lehman 1d
Mgmt ForForForElect Director Linda A. Mills 1e
Mgmt ForForForElect Director John (Jack) F. Remondi 1f
Mgmt ForForForElect Director Jane J. Thompson 1g
Mgmt ForForForElect Director Laura S. Unger 1h
Mgmt ForForForElect Director David L Yowan 1i
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NN, Inc.
Meeting Date: 05/20/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 629337106
Ticker: NNBR
Shares Voted: 140,702
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Raynard D. Benvenuti Mgmt For For For
Mgmt ForForForElect Director Christina E. Carroll 1.2
Mgmt ForForForElect Director David K. Floyd 1.3
Mgmt ForForForElect Director Jeri J. Harman 1.4
Mgmt WithholdWithholdForElect Director Steven T. Warshaw 1.5
Mgmt ForForForElect Director Thomas H. Wilson, Jr. 1.6
Mgmt ForForForApprove Issuance of Shares for a Private Placement
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Shares Voted: 235,158
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Raynard D. Benvenuti 1.1
Mgmt ForForForElect Director Christina E. Carroll 1.2
Mgmt ForForForElect Director David K. Floyd 1.3
Mgmt ForForForElect Director Jeri J. Harman 1.4
Mgmt WithholdWithholdForElect Director Steven T. Warshaw 1.5
Mgmt ForForForElect Director Thomas H. Wilson, Jr. 1.6
Mgmt ForForForApprove Issuance of Shares for a Private Placement
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Northrop Grumman Corporation
Meeting Date: 05/20/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 666807102
Ticker: NOC
Shares Voted: 445,834
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kathy J. Warden Mgmt For For For
Mgmt ForForForElect Director Marianne C. Brown 1.2
Mgmt ForForForElect Director Donald E. Felsinger 1.3
Mgmt ForForForElect Director Ann M. Fudge 1.4
Mgmt ForForForElect Director Bruce S. Gordon 1.5
Mgmt ForForForElect Director William H. Hernandez 1.6
Mgmt ForForForElect Director Madeleine A. Kleiner 1.7
Mgmt ForForForElect Director Karl J. Krapek 1.8
Mgmt ForForForElect Director Gary Roughead 1.9
Mgmt ForForForElect Director Thomas M. Schoewe 1.10
Mgmt ForForForElect Director James S. Turley 1.11
Mgmt ForForForElect Director Mark A. Welsh, III 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstReferAgainstReport on Human Rights Impact Assessment 4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Request Action by Written Consent
5
Shares Voted: 61,323
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathy J. Warden 1.1
Mgmt ForForForElect Director Marianne C. Brown 1.2
Mgmt ForForForElect Director Donald E. Felsinger 1.3
Mgmt ForForForElect Director Ann M. Fudge 1.4
Mgmt ForForForElect Director Bruce S. Gordon 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Northrop Grumman Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William H. Hernandez 1.6
Mgmt ForForForElect Director Madeleine A. Kleiner 1.7
Mgmt ForForForElect Director Karl J. Krapek 1.8
Mgmt ForForForElect Director Gary Roughead 1.9
Mgmt ForForForElect Director Thomas M. Schoewe 1.10
Mgmt ForForForElect Director James S. Turley 1.11
Mgmt ForForForElect Director Mark A. Welsh, III 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstReferAgainstReport on Human Rights Impact Assessment 4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Request Action by Written Consent
5
ON Semiconductor Corporation
Meeting Date: 05/20/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 682189105
Ticker: ON
Shares Voted: 2,367,879
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Atsushi Abe Mgmt For For For
Mgmt AgainstAgainstForElect Director Alan Campbell 1b
Mgmt ForForForElect Director Gilles Delfassy 1c
Mgmt AgainstAgainstForElect Director Emmanuel T. Hernandez 1d
Mgmt ForForForElect Director Keith D. Jackson 1e
Mgmt AgainstAgainstForElect Director Paul A. Mascarenas 1f
Mgmt ForForForElect Director Christine Y. Yan 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ON Semiconductor Corporation
Shares Voted: 3,276,865
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Atsushi Abe 1a
Mgmt AgainstAgainstForElect Director Alan Campbell 1b
Mgmt ForForForElect Director Gilles Delfassy 1c
Mgmt AgainstAgainstForElect Director Emmanuel T. Hernandez 1d
Mgmt ForForForElect Director Keith D. Jackson 1e
Mgmt AgainstAgainstForElect Director Paul A. Mascarenas 1f
Mgmt ForForForElect Director Christine Y. Yan 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Perficient, Inc.
Meeting Date: 05/20/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 71375U101
Ticker: PRFT
Shares Voted: 18,925
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey S. Davis Mgmt For For For
Mgmt AgainstAgainstForElect Director Ralph C. Derrickson 1b
Mgmt AgainstAgainstForElect Director James R. Kackley 1c
Mgmt ForForForElect Director David S. Lundeen 1d
Mgmt AgainstAgainstForElect Director Brian L. Matthews 1e
Mgmt ForForForElect Director Gary M. Wimberly 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Perficient, Inc.
Shares Voted: 21,706
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey S. Davis 1a
Mgmt AgainstAgainstForElect Director Ralph C. Derrickson 1b
Mgmt AgainstAgainstForElect Director James R. Kackley 1c
Mgmt ForForForElect Director David S. Lundeen 1d
Mgmt AgainstAgainstForElect Director Brian L. Matthews 1e
Mgmt ForForForElect Director Gary M. Wimberly 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
ProAssurance Corporation
Meeting Date: 05/20/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74267C106
Ticker: PRA
Shares Voted: 301,461
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Samuel A. Di Piazza, Jr. Mgmt For For For
Mgmt ForForForElect Director Robert E. Flowers 1.2
Mgmt ForForForElect Director Edward L. Rand, Jr. 1.3
Mgmt ForForForElect Director Katisha T. Vance 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 81,053
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1.1
Mgmt ForForForElect Director Robert E. Flowers 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ProAssurance Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward L. Rand, Jr. 1.3
Mgmt ForForForElect Director Katisha T. Vance 1.4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Reinsurance Group of America, Incorporated
Meeting Date: 05/20/2020
Record Date: 03/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 759351604
Ticker: RGA
Shares Voted: 539,786
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Pina Albo Mgmt For For For
Mgmt ForForForElect Director Christine R. Detrick 1b
Mgmt ForForForElect Director J. Cliff Eason 1c
Mgmt ForForForElect Director John J. Gauthier 1d
Mgmt ForForForElect Director Anna Manning 1e
Mgmt ForForForElect Director Hazel M. McNeilage 1f
Mgmt ForForForElect Director Steven C. Van Wyk 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 1,361,125
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Pina Albo 1a
Mgmt ForForForElect Director Christine R. Detrick 1b
Mgmt ForForForElect Director J. Cliff Eason 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Reinsurance Group of America, Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John J. Gauthier 1d
Mgmt ForForForElect Director Anna Manning 1e
Mgmt ForForForElect Director Hazel M. McNeilage 1f
Mgmt ForForForElect Director Steven C. Van Wyk 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Articles of Incorporation to Allow Special Meetings be Called from Time to Time and to Remove Certain Provisions
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Robert Half International Inc.
Meeting Date: 05/20/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 770323103
Ticker: RHI
Shares Voted: 938,049
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Julia L. Coronado Mgmt For For For
Mgmt ForForForElect Director Dirk A. Kempthorne 1.2
Mgmt ForForForElect Director Harold M. Messmer, Jr. 1.3
Mgmt ForForForElect Director Marc H. Morial 1.4
Mgmt ForForForElect Director Barbara J. Novogradac 1.5
Mgmt ForForForElect Director Robert J. Pace 1.6
Mgmt ForForForElect Director Frederick A. Richman 1.7
Mgmt ForForForElect Director M. Keith Waddell 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Shares Voted: 1,024,923
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Robert Half International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Julia L. Coronado 1.1
Mgmt ForForForElect Director Dirk A. Kempthorne 1.2
Mgmt ForForForElect Director Harold M. Messmer, Jr. 1.3
Mgmt ForForForElect Director Marc H. Morial 1.4
Mgmt ForForForElect Director Barbara J. Novogradac 1.5
Mgmt ForForForElect Director Robert J. Pace 1.6
Mgmt ForForForElect Director Frederick A. Richman 1.7
Mgmt ForForForElect Director M. Keith Waddell 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Ross Stores, Inc.
Meeting Date: 05/20/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 778296103
Ticker: ROST
Shares Voted: 157,863
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael Balmuth Mgmt For For For
Mgmt ForForForElect Director K. Gunnar Bjorklund 1b
Mgmt ForForForElect Director Michael J. Bush 1c
Mgmt ForForForElect Director Norman A. Ferber 1d
Mgmt ForForForElect Director Sharon D. Garrett 1e
Mgmt ForForForElect Director Stephen D. Milligan 1f
Mgmt ForForForElect Director Patricia H. Mueller 1g
Mgmt ForForForElect Director George P. Orban 1h
Mgmt ForForForElect Director Gregory L. Quesnel 1i
Mgmt ForForForElect Director Larree M. Renda 1j
Mgmt ForForForElect Director Barbara Rentler 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ross Stores, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 514,818
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael Balmuth 1a
Mgmt ForForForElect Director K. Gunnar Bjorklund 1b
Mgmt ForForForElect Director Michael J. Bush 1c
Mgmt ForForForElect Director Norman A. Ferber 1d
Mgmt ForForForElect Director Sharon D. Garrett 1e
Mgmt ForForForElect Director Stephen D. Milligan 1f
Mgmt ForForForElect Director Patricia H. Mueller 1g
Mgmt ForForForElect Director George P. Orban 1h
Mgmt ForForForElect Director Gregory L. Quesnel 1i
Mgmt ForForForElect Director Larree M. Renda 1j
Mgmt ForForForElect Director Barbara Rentler 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SAP SE
Meeting Date: 05/20/2020
Record Date: 04/21/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D66992104
Ticker: SAP
Shares Voted: 849
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.58 per Share
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SAP SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2020 5
Mgmt ForForForApprove Creation of EUR 250 Million Pool of Capital with Preemptive Rights
6a
Mgmt ForForForApprove Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6b
Mgmt ForForForApprove Remuneration Policy for the Management Board
7
Mgmt ForForForApprove Remuneration Policy for the Supervisory Board
8
SAP SE
Meeting Date: 05/20/2020
Record Date: 05/07/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D66992104
Ticker: SAP
Shares Voted: 87,467
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.58 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2020 5
Mgmt ForForForApprove Creation of EUR 250 Million Pool of Capital with Preemptive Rights
6.1
Mgmt ForForForApprove Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6.2
Mgmt ForForForApprove Remuneration Policy for the Management Board
7
Mgmt ForForForApprove Remuneration Policy for the Supervisory Board
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SAP SE
Shares Voted: 85,114
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.58 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2020 5
Mgmt ForForForApprove Creation of EUR 250 Million Pool of Capital with Preemptive Rights
6.1
Mgmt ForForForApprove Creation of EUR 250 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6.2
Mgmt ForForForApprove Remuneration Policy for the Management Board
7
Mgmt ForForForApprove Remuneration Policy for the Supervisory Board
8
State Street Corporation
Meeting Date: 05/20/2020
Record Date: 03/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 857477103
Ticker: STT
Shares Voted: 435,071
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Patrick de Saint-Aignan Mgmt For For For
Mgmt ForForForElect Director Marie A. Chandoha 1b
Mgmt ForForForElect Director Lynn A. Dugle 1c
Mgmt ForForForElect Director Amelia C. Fawcett 1d
Mgmt ForForForElect Director William C. Freda 1e
Mgmt ForForForElect Director Sara Mathew 1f
Mgmt ForForForElect Director William L. Meaney 1g
Mgmt ForForForElect Director Ronald P. O'Hanley 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
State Street Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sean O'Sullivan 1i
Mgmt ForForForElect Director Richard P. Sergel 1j
Mgmt ForForForElect Director Gregory L. Summe 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 806,354
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Patrick de Saint-Aignan 1a
Mgmt ForForForElect Director Marie A. Chandoha 1b
Mgmt ForForForElect Director Lynn A. Dugle 1c
Mgmt ForForForElect Director Amelia C. Fawcett 1d
Mgmt ForForForElect Director William C. Freda 1e
Mgmt ForForForElect Director Sara Mathew 1f
Mgmt ForForForElect Director William L. Meaney 1g
Mgmt ForForForElect Director Ronald P. O'Hanley 1h
Mgmt ForForForElect Director Sean O'Sullivan 1i
Mgmt ForForForElect Director Richard P. Sergel 1j
Mgmt ForForForElect Director Gregory L. Summe 1k
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Tutor Perini Corporation
Meeting Date: 05/20/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 901109108
Ticker: TPC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tutor Perini Corporation
Shares Voted: 22,788
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald N. Tutor Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Peter Arkley 1.2
Mgmt WithholdWithholdForElect Director Sidney J. Feltenstein 1.3
Mgmt WithholdWithholdForElect Director James A. Frost 1.4
Mgmt WithholdWithholdForElect Director Michael F. Horodniceanu 1.5
Mgmt WithholdWithholdForElect Director Michael R. Klein 1.6
Mgmt WithholdWithholdForElect Director Robert C. Lieber 1.7
Mgmt WithholdWithholdForElect Director Dennis D. Oklak 1.8
Mgmt WithholdWithholdForElect Director Raymond R. Oneglia 1.9
Mgmt WithholdWithholdForElect Director Dale Anne Reiss 1.10
Mgmt WithholdWithholdForElect Director Dickran M. Tevrizian, Jr. 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForIncrease Authorized Common Stock 4
Shares Voted: 17,418
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Ronald N. Tutor 1.1
Mgmt WithholdWithholdForElect Director Peter Arkley 1.2
Mgmt WithholdWithholdForElect Director Sidney J. Feltenstein 1.3
Mgmt WithholdWithholdForElect Director James A. Frost 1.4
Mgmt WithholdWithholdForElect Director Michael F. Horodniceanu 1.5
Mgmt WithholdWithholdForElect Director Michael R. Klein 1.6
Mgmt WithholdWithholdForElect Director Robert C. Lieber 1.7
Mgmt WithholdWithholdForElect Director Dennis D. Oklak 1.8
Mgmt WithholdWithholdForElect Director Raymond R. Oneglia 1.9
Mgmt WithholdWithholdForElect Director Dale Anne Reiss 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tutor Perini Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Dickran M. Tevrizian, Jr. 1.11
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForIncrease Authorized Common Stock 4
Universal Health Services, Inc.
Meeting Date: 05/20/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 913903100
Ticker: UHS
Shares Voted: 984,485
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Lawrence S. Gibbs Mgmt For For For
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Shares Voted: 927,936
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lawrence S. Gibbs 1
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
Alpek SAB de CV
Meeting Date: 05/21/2020
Record Date: 05/08/2020
Country: Mexico
Meeting Type: Special
Primary Security ID: P01703100
Ticker: ALPEKA
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alpek SAB de CV
Shares Voted: 281,353
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAmend or Revoke Resolutions Approved by AGM on Feb. 27, 2020 Re: Dividends
1
Mgmt ForForForAppoint Legal Representatives 2
Mgmt ForForForApprove Minutes of Meeting 3
Shares Voted: 186,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForAmend or Revoke Resolutions Approved by AGM on Feb. 27, 2020 Re: Dividends
1
Mgmt ForForForAppoint Legal Representatives 2
Mgmt ForForForApprove Minutes of Meeting 3
Anthem, Inc.
Meeting Date: 05/21/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 036752103
Ticker: ANTM
Shares Voted: 1,682,962
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gail K. Boudreaux Mgmt For For For
Mgmt ForForForElect Director R. Kerry Clark 1.2
Mgmt ForForForElect Director Robert L. Dixon, Jr. 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Anthem, Inc.
Shares Voted: 299,007
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gail K. Boudreaux 1.1
Mgmt ForForForElect Director R. Kerry Clark 1.2
Mgmt ForForForElect Director Robert L. Dixon, Jr. 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Atlantic Capital Bancshares, Inc.
Meeting Date: 05/21/2020
Record Date: 03/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 048269203
Ticker: ACBI
Shares Voted: 31,439
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Walter M. "Sonny" Deriso, Jr. Mgmt For Withhold Withhold
Mgmt ForForForElect Director Shantella E. "Shan" Cooper 1.2
Mgmt ForForForElect Director Henchy R. Enden 1.3
Mgmt ForForForElect Director James H. Graves 1.4
Mgmt ForForForElect Director Douglas J. Hertz 1.5
Mgmt ForForForElect Director Thomas "Tommy" M. Holder 1.6
Mgmt ForForForElect Director Lizanne Thomas 1.7
Mgmt ForForForElect Director Douglas L. Williams 1.8
Mgmt ForForForElect Director Marietta Edmunds Zakas 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Avast Plc
Meeting Date: 05/21/2020
Record Date: 05/19/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0713S109
Ticker: AVST
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Avast Plc
Shares Voted: 517,087
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect John Schwarz as Director 4
Mgmt ForForForRe-elect Ondrej Vlcek as Director 5
Mgmt ForForForRe-elect Philip Marshall as Director 6
Mgmt ForForForRe-elect Pavel Baudis as Director 7
Mgmt ForForForRe-elect Eduard Kucera as Director 8
Mgmt ForForForRe-elect Warren Finegold as Director 9
Mgmt ForForForRe-elect Maggie Chan Jones as Director 10
Mgmt ForForForRe-elect Ulf Claesson as Director 11
Mgmt ForForForRe-elect Erwin Gunst as Director 12
Mgmt ForForForRe-elect Tamara Minick-Scokalo as Director 13
Mgmt AgainstAgainstForRe-elect Belinda Richards as Director 14
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt AgainstAgainstForAuthorise Issue of Equity 18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Shares Voted: 1,347,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Avast Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect John Schwarz as Director 4
Mgmt ForForForRe-elect Ondrej Vlcek as Director 5
Mgmt ForForForRe-elect Philip Marshall as Director 6
Mgmt ForForForRe-elect Pavel Baudis as Director 7
Mgmt ForForForRe-elect Eduard Kucera as Director 8
Mgmt ForForForRe-elect Warren Finegold as Director 9
Mgmt ForForForRe-elect Maggie Chan Jones as Director 10
Mgmt ForForForRe-elect Ulf Claesson as Director 11
Mgmt ForForForRe-elect Erwin Gunst as Director 12
Mgmt ForForForRe-elect Tamara Minick-Scokalo as Director 13
Mgmt AgainstAgainstForRe-elect Belinda Richards as Director 14
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt AgainstAgainstForAuthorise Issue of Equity 18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
22
Belden Inc.
Meeting Date: 05/21/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 077454106
Ticker: BDC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Belden Inc.
Shares Voted: 1,286,050
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David J. Aldrich Mgmt For For For
Mgmt ForForForElect Director Lance C. Balk 1b
Mgmt ForForForElect Director Steven W. Berglund 1c
Mgmt ForForForElect Director Diane D. Brink 1d
Mgmt ForForForElect Director Judy L. Brown 1e
Mgmt ForForForElect Director Bryan C. Cressey 1f
Mgmt ForForForElect Director Jonathan C. Klein 1g
Mgmt ForForForElect Director George E. Minnich 1h
Mgmt ForForForElect Director John S. Stroup 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 191,234
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David J. Aldrich 1a
Mgmt ForForForElect Director Lance C. Balk 1b
Mgmt ForForForElect Director Steven W. Berglund 1c
Mgmt ForForForElect Director Diane D. Brink 1d
Mgmt ForForForElect Director Judy L. Brown 1e
Mgmt ForForForElect Director Bryan C. Cressey 1f
Mgmt ForForForElect Director Jonathan C. Klein 1g
Mgmt ForForForElect Director George E. Minnich 1h
Mgmt ForForForElect Director John S. Stroup 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CDW Corporation
Meeting Date: 05/21/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 12514G108
Ticker: CDW
Shares Voted: 5,017
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Steven W. Alesio Mgmt For For For
Mgmt ForForForElect Director Barry K. Allen 1b
Mgmt ForForForElect Director Lynda M. Clarizio 1c
Mgmt ForForForElect Director Christine A. Leahy 1d
Mgmt ForForForElect Director David W. Nelms 1e
Mgmt ForForForElect Director Joseph R. Swedish 1f
Mgmt ForForForElect Director Donna F. Zarcone 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Shares Voted: 110,057
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven W. Alesio 1a
Mgmt ForForForElect Director Barry K. Allen 1b
Mgmt ForForForElect Director Lynda M. Clarizio 1c
Mgmt ForForForElect Director Christine A. Leahy 1d
Mgmt ForForForElect Director David W. Nelms 1e
Mgmt ForForForElect Director Joseph R. Swedish 1f
Mgmt ForForForElect Director Donna F. Zarcone 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
CenterState Bank Corporation
Meeting Date: 05/21/2020
Record Date: 04/14/2020
Country: USA
Meeting Type: Special
Primary Security ID: 15201P109
Ticker: CSFL
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CenterState Bank Corporation
Shares Voted: 718,353
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 142,418
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Euronet Worldwide, Inc.
Meeting Date: 05/21/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 298736109
Ticker: EEFT
Shares Voted: 6,945
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Andrzej Olechowski Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Eriberto R. Scocimara 1.2
Mgmt WithholdWithholdForElect Director Mark R. Callegari 1.3
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 7,965
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Andrzej Olechowski 1.1
Mgmt WithholdWithholdForElect Director Eriberto R. Scocimara 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Euronet Worldwide, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Mark R. Callegari 1.3
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Flowers Foods, Inc.
Meeting Date: 05/21/2020
Record Date: 03/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 343498101
Ticker: FLO
Shares Voted: 139
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director George E. Deese Mgmt For For For
Mgmt ForForForElect Director Rhonda Gass 1b
Mgmt ForForForElect Director Benjamin H. Griswold, IV 1c
Mgmt ForForForElect Director Margaret G. Lewis 1d
Mgmt ForForForElect Director A. Ryals McMullian 1e
Mgmt ForForForElect Director James T. Spear 1f
Mgmt ForForForElect Director Melvin T. Stith 1g
Mgmt ForForForElect Director C. Martin Wood, III 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Mgmt ForForForReduce Supermajority Vote Requirement 4
Gentex Corporation
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 371901109
Ticker: GNTX
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gentex Corporation
Shares Voted: 1,122,192
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Leslie Brown Mgmt For For For
Mgmt ForForForElect Director Steve Downing 1.2
Mgmt ForForForElect Director Gary Goode 1.3
Mgmt ForForForElect Director James Hollars 1.4
Mgmt ForForForElect Director John Mulder 1.5
Mgmt ForForForElect Director Richard Schaum 1.6
Mgmt ForForForElect Director Kathleen Starkoff 1.7
Mgmt ForForForElect Director Brian Walker 1.8
Mgmt ForForForElect Director James Wallace 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 2,881,857
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Leslie Brown 1.1
Mgmt ForForForElect Director Steve Downing 1.2
Mgmt ForForForElect Director Gary Goode 1.3
Mgmt ForForForElect Director James Hollars 1.4
Mgmt ForForForElect Director John Mulder 1.5
Mgmt ForForForElect Director Richard Schaum 1.6
Mgmt ForForForElect Director Kathleen Starkoff 1.7
Mgmt ForForForElect Director Brian Walker 1.8
Mgmt ForForForElect Director James Wallace 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Henry Schein, Inc.
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 806407102
Ticker: HSIC
Shares Voted: 209,699
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Barry J. Alperin Mgmt For For For
Mgmt ForForForElect Director Gerald A. Benjamin 1b
Mgmt ForForForElect Director Stanley M. Bergman 1c
Mgmt ForForForElect Director James P. Breslawski 1d
Mgmt ForForForElect Director Paul Brons 1e
Mgmt ForForForElect Director Shira Goodman 1f
Mgmt ForForForElect Director Joseph L. Herring 1g
Mgmt ForForForElect Director Kurt P. Kuehn 1h
Mgmt ForForForElect Director Philip A. Laskawy 1i
Mgmt ForForForElect Director Anne H. Margulies 1j
Mgmt ForForForElect Director Mark E. Mlotek 1k
Mgmt ForForForElect Director Steven Paladino 1l
Mgmt ForForForElect Director Carol Raphael 1m
Mgmt ForForForElect Director E. Dianne Rekow 1n
Mgmt ForForForElect Director Bradley T. Sheares 1o
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify BDO USA, LLP as Auditor 4
Shares Voted: 20,233
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Barry J. Alperin 1a
Mgmt ForForForElect Director Gerald A. Benjamin 1b
Mgmt ForForForElect Director Stanley M. Bergman 1c
Mgmt ForForForElect Director James P. Breslawski 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Henry Schein, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Paul Brons 1e
Mgmt ForForForElect Director Shira Goodman 1f
Mgmt ForForForElect Director Joseph L. Herring 1g
Mgmt ForForForElect Director Kurt P. Kuehn 1h
Mgmt ForForForElect Director Philip A. Laskawy 1i
Mgmt ForForForElect Director Anne H. Margulies 1j
Mgmt ForForForElect Director Mark E. Mlotek 1k
Mgmt ForForForElect Director Steven Paladino 1l
Mgmt ForForForElect Director Carol Raphael 1m
Mgmt ForForForElect Director E. Dianne Rekow 1n
Mgmt ForForForElect Director Bradley T. Sheares 1o
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify BDO USA, LLP as Auditor 4
HomeStreet, Inc.
Meeting Date: 05/21/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 43785V102
Ticker: HMST
Shares Voted: 25,813
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James R. Mitchell, Jr. Mgmt For For For
Mgmt ForForForElect Director Nancy D. Pellegrino 1b
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 15,475
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HomeStreet, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James R. Mitchell, Jr. 1a
Mgmt ForForForElect Director Nancy D. Pellegrino 1b
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Invacare Corporation
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 461203101
Ticker: IVC
Shares Voted: 25,807
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan H. Alexander Mgmt For For For
Mgmt ForForForElect Director Julie A. Beck 1.2
Mgmt ForForForElect Director Petra Danielsohn-Weil 1.3
Mgmt ForForForElect Director Diana S. Ferguson 1.4
Mgmt ForForForElect Director Marc M. Gibeley 1.5
Mgmt ForForForElect Director C. Martin Harris 1.6
Mgmt ForForForElect Director Matthew E. Monaghan 1.7
Mgmt ForForForElect Director Clifford D. Nastas 1.8
Mgmt ForForForElect Director Baiju R. Shah 1.9
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 19,978
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Susan H. Alexander 1.1
Mgmt ForForForElect Director Julie A. Beck 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Invacare Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Petra Danielsohn-Weil 1.3
Mgmt ForForForElect Director Diana S. Ferguson 1.4
Mgmt ForForForElect Director Marc M. Gibeley 1.5
Mgmt ForForForElect Director C. Martin Harris 1.6
Mgmt ForForForElect Director Matthew E. Monaghan 1.7
Mgmt ForForForElect Director Clifford D. Nastas 1.8
Mgmt ForForForElect Director Baiju R. Shah 1.9
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Kansas City Southern
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 485170302
Ticker: KSU
Shares Voted: 1,383,415
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lydia I. Beebe Mgmt For For For
Mgmt ForForForElect Director Lu M. Cordova 1.2
Mgmt ForForForElect Director Robert J. Druten 1.3
Mgmt ForForForElect Director Antonio O. Garza, Jr. 1.4
Mgmt ForForForElect Director David Garza-Santos 1.5
Mgmt ForForForElect Director Janet H. Kennedy 1.6
Mgmt ForForForElect Director Mitchell J. Krebs 1.7
Mgmt ForForForElect Director Henry J. Maier 1.8
Mgmt ForForForElect Director Thomas A. McDonnell 1.9
Mgmt ForForForElect Director Patrick J. Ottensmeyer 1.10
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kansas City Southern
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 1,208,584
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lydia I. Beebe 1.1
Mgmt ForForForElect Director Lu M. Cordova 1.2
Mgmt ForForForElect Director Robert J. Druten 1.3
Mgmt ForForForElect Director Antonio O. Garza, Jr. 1.4
Mgmt ForForForElect Director David Garza-Santos 1.5
Mgmt ForForForElect Director Janet H. Kennedy 1.6
Mgmt ForForForElect Director Mitchell J. Krebs 1.7
Mgmt ForForForElect Director Henry J. Maier 1.8
Mgmt ForForForElect Director Thomas A. McDonnell 1.9
Mgmt ForForForElect Director Patrick J. Ottensmeyer 1.10
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
KeyCorp
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 493267108
Ticker: KEY
Shares Voted: 6,874,303
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce D. Broussard Mgmt For For For
Mgmt ForForForElect Director Gary M. Crosby 1.2
Mgmt ForForForElect Director Alexander M. Cutler 1.3
Mgmt ForForForElect Director H. James Dallas 1.4
Mgmt ForForForElect Director Elizabeth R. Gile 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KeyCorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ruth Ann M. Gillis 1.6
Mgmt ForForForElect Director Christopher M. Gorman 1.7
Mgmt ForForForElect Director Carlton L. Highsmith 1.8
Mgmt ForForForElect Director Richard J. Hipple 1.9
Mgmt ForForForElect Director Kristen L. Manos 1.10
Mgmt ForForForElect Director Barbara R. Snyder 1.11
Mgmt ForForForElect Director David K. Wilson 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Shares Voted: 11,418,639
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bruce D. Broussard 1.1
Mgmt ForForForElect Director Gary M. Crosby 1.2
Mgmt ForForForElect Director Alexander M. Cutler 1.3
Mgmt ForForForElect Director H. James Dallas 1.4
Mgmt ForForForElect Director Elizabeth R. Gile 1.5
Mgmt ForForForElect Director Ruth Ann M. Gillis 1.6
Mgmt ForForForElect Director Christopher M. Gorman 1.7
Mgmt ForForForElect Director Carlton L. Highsmith 1.8
Mgmt ForForForElect Director Richard J. Hipple 1.9
Mgmt ForForForElect Director Kristen L. Manos 1.10
Mgmt ForForForElect Director Barbara R. Snyder 1.11
Mgmt ForForForElect Director David K. Wilson 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LCI Industries
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 50189K103
Ticker: LCII
Shares Voted: 379,034
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James F. Gero Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Frank J. Crespo 1b
Mgmt AgainstAgainstForElect Director Brendan J. Deely 1c
Mgmt ForForForElect Director Ronald J. Fenech 1d
Mgmt ForForForElect Director Tracy D. Graham 1e
Mgmt ForForForElect Director Virginia L. Henkels 1f
Mgmt ForForForElect Director Jason D. Lippert 1g
Mgmt AgainstAgainstForElect Director Kieran M. O'Sullivan 1h
Mgmt ForForForElect Director David A. Reed 1i
Mgmt ForForForElect Director John A. Sirpilla 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 60,096
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director James F. Gero 1a
Mgmt AgainstAgainstForElect Director Frank J. Crespo 1b
Mgmt AgainstAgainstForElect Director Brendan J. Deely 1c
Mgmt ForForForElect Director Ronald J. Fenech 1d
Mgmt ForForForElect Director Tracy D. Graham 1e
Mgmt ForForForElect Director Virginia L. Henkels 1f
Mgmt ForForForElect Director Jason D. Lippert 1g
Mgmt AgainstAgainstForElect Director Kieran M. O'Sullivan 1h
Mgmt ForForForElect Director David A. Reed 1i
Mgmt ForForForElect Director John A. Sirpilla 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LCI Industries
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Lear Corporation
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 521865204
Ticker: LEA
Shares Voted: 466,078
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas P. Capo Mgmt For For For
Mgmt ForForForElect Director Mei-Wei Cheng 1b
Mgmt ForForForElect Director Jonathan F. Foster 1c
Mgmt ForForForElect Director Mary Lou Jepsen 1d
Mgmt ForForForElect Director Kathleen A. Ligocki 1e
Mgmt ForForForElect Director Conrad L. Mallett, Jr. 1f
Mgmt ForForForElect Director Raymond E. Scott 1g
Mgmt ForForForElect Director Gregory C. Smith 1h
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Human Rights Impact Assessment 4
Shares Voted: 447,352
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas P. Capo 1a
Mgmt ForForForElect Director Mei-Wei Cheng 1b
Mgmt ForForForElect Director Jonathan F. Foster 1c
Mgmt ForForForElect Director Mary Lou Jepsen 1d
Mgmt ForForForElect Director Kathleen A. Ligocki 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lear Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Conrad L. Mallett, Jr. 1f
Mgmt ForForForElect Director Raymond E. Scott 1g
Mgmt ForForForElect Director Gregory C. Smith 1h
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Human Rights Impact Assessment 4
Marsh & McLennan Companies, Inc.
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 571748102
Ticker: MMC
Shares Voted: 1,115,614
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony K. Anderson Mgmt For For For
Mgmt ForForForElect Director Oscar Fanjul 1b
Mgmt ForForForElect Director Daniel S. Glaser 1c
Mgmt ForForForElect Director H. Edward Hanway 1d
Mgmt ForForForElect Director Deborah C. Hopkins 1e
Mgmt ForForForElect Director Tamara Ingram 1f
Mgmt ForForForElect Director Jane H. Lute 1g
Mgmt ForForForElect Director Steven A. Mills 1h
Mgmt ForForForElect Director Bruce P. Nolop 1i
Mgmt ForForForElect Director Marc D. Oken 1j
Mgmt ForForForElect Director Morton O. Schapiro 1k
Mgmt ForForForElect Director Lloyd M. Yates 1l
Mgmt ForForForElect Director R. David Yost 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Marsh & McLennan Companies, Inc.
Shares Voted: 911,066
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony K. Anderson 1a
Mgmt ForForForElect Director Oscar Fanjul 1b
Mgmt ForForForElect Director Daniel S. Glaser 1c
Mgmt ForForForElect Director H. Edward Hanway 1d
Mgmt ForForForElect Director Deborah C. Hopkins 1e
Mgmt ForForForElect Director Tamara Ingram 1f
Mgmt ForForForElect Director Jane H. Lute 1g
Mgmt ForForForElect Director Steven A. Mills 1h
Mgmt ForForForElect Director Bruce P. Nolop 1i
Mgmt ForForForElect Director Marc D. Oken 1j
Mgmt ForForForElect Director Morton O. Schapiro 1k
Mgmt ForForForElect Director Lloyd M. Yates 1l
Mgmt ForForForElect Director R. David Yost 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 3
Mgmt ForForForApprove Omnibus Stock Plan 4
Medical Properties Trust, Inc.
Meeting Date: 05/21/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 58463J304
Ticker: MPW
Shares Voted: 32,594
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward K. Aldag, Jr. Mgmt For For For
Mgmt ForForForElect Director G. Steven Dawson 1.2
Mgmt ForForForElect Director R. Steven Hamner 1.3
Mgmt ForForForElect Director Caterina A. Mozingo 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Medical Properties Trust, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elizabeth N. Pitman 1.5
Mgmt ForForForElect Director C. Reynolds Thompson, III 1.6
Mgmt ForForForElect Director D. Paul Sparks, Jr. 1.7
Mgmt ForForForElect Director Michael G. Stewart 1.8
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 43,350
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward K. Aldag, Jr. 1.1
Mgmt ForForForElect Director G. Steven Dawson 1.2
Mgmt ForForForElect Director R. Steven Hamner 1.3
Mgmt ForForForElect Director Caterina A. Mozingo 1.4
Mgmt ForForForElect Director Elizabeth N. Pitman 1.5
Mgmt ForForForElect Director C. Reynolds Thompson, III 1.6
Mgmt ForForForElect Director D. Paul Sparks, Jr. 1.7
Mgmt ForForForElect Director Michael G. Stewart 1.8
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Merchants Bancorp
Meeting Date: 05/21/2020
Record Date: 04/01/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 58844R108
Ticker: MBIN
Shares Voted: 56,533
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael F. Petrie Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Merchants Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Randall D. Rogers 1.2
Mgmt ForForForElect Director Michael J. Dunlap 1.3
Mgmt ForForForElect Director Scott A. Evans 1.4
Mgmt WithholdWithholdForElect Director Sue Anne Gilroy 1.5
Mgmt WithholdWithholdForElect Director Andrew A. Juster 1.6
Mgmt WithholdWithholdForElect Director Patrick D. O'Brien 1.7
Mgmt WithholdWithholdForElect Director Anne E. Sellers 1.8
Mgmt WithholdWithholdForElect Director David N. Shane 1.9
Mgmt ForForForRatify BKD, LLP as Auditors 2
Shares Voted: 88,775
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael F. Petrie 1.1
Mgmt ForForForElect Director Randall D. Rogers 1.2
Mgmt ForForForElect Director Michael J. Dunlap 1.3
Mgmt ForForForElect Director Scott A. Evans 1.4
Mgmt WithholdWithholdForElect Director Sue Anne Gilroy 1.5
Mgmt WithholdWithholdForElect Director Andrew A. Juster 1.6
Mgmt WithholdWithholdForElect Director Patrick D. O'Brien 1.7
Mgmt WithholdWithholdForElect Director Anne E. Sellers 1.8
Mgmt WithholdWithholdForElect Director David N. Shane 1.9
Mgmt ForForForRatify BKD, LLP as Auditors 2
Mohawk Industries, Inc.
Meeting Date: 05/21/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 608190104
Ticker: MHK
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mohawk Industries, Inc.
Shares Voted: 1,863,206
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Karen A. Smith Bogart Mgmt For Against Against
Mgmt ForForForElect Director Jeffrey S. Lorberbaum 1.2
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 1,208,901
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Karen A. Smith Bogart 1.1
Mgmt ForForForElect Director Jeffrey S. Lorberbaum 1.2
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Morgan Stanley
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 617446448
Ticker: MS
Shares Voted: 27,432
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Elizabeth Corley Mgmt For For For
Mgmt ForForForElect Director Alistair Darling 1b
Mgmt ForForForElect Director Thomas H. Glocer 1c
Mgmt ForForForElect Director James P. Gorman 1d
Mgmt ForForForElect Director Robert H. Herz 1e
Mgmt ForForForElect Director Nobuyuki Hirano 1f
Mgmt ForForForElect Director Stephen J. Luczo 1g
Mgmt ForForForElect Director Jami Miscik 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Morgan Stanley
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dennis M. Nally 1i
Mgmt ForForForElect Director Takeshi Ogasawara 1j
Mgmt ForForForElect Director Hutham S. Olayan 1k
Mgmt ForForForElect Director Mary L. Schapiro 1l
Mgmt ForForForElect Director Perry M. Traquina 1m
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1n
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 31,239
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elizabeth Corley 1a
Mgmt ForForForElect Director Alistair Darling 1b
Mgmt ForForForElect Director Thomas H. Glocer 1c
Mgmt ForForForElect Director James P. Gorman 1d
Mgmt ForForForElect Director Robert H. Herz 1e
Mgmt ForForForElect Director Nobuyuki Hirano 1f
Mgmt ForForForElect Director Stephen J. Luczo 1g
Mgmt ForForForElect Director Jami Miscik 1h
Mgmt ForForForElect Director Dennis M. Nally 1i
Mgmt ForForForElect Director Takeshi Ogasawara 1j
Mgmt ForForForElect Director Hutham S. Olayan 1k
Mgmt ForForForElect Director Mary L. Schapiro 1l
Mgmt ForForForElect Director Perry M. Traquina 1m
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1n
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Newpark Resources, Inc.
Meeting Date: 05/21/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 651718504
Ticker: NR
Shares Voted: 19,174
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anthony J. Best Mgmt For For For
Mgmt ForForForElect Director G. Stephen Finley 1.2
Mgmt ForForForElect Director Paul L. Howes 1.3
Mgmt ForForForElect Director Roderick A. Larson 1.4
Mgmt ForForForElect Director John C. Minge 1.5
Mgmt ForForForElect Director Rose M. Robeson 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 15,850
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony J. Best 1.1
Mgmt ForForForElect Director G. Stephen Finley 1.2
Mgmt ForForForElect Director Paul L. Howes 1.3
Mgmt ForForForElect Director Roderick A. Larson 1.4
Mgmt ForForForElect Director John C. Minge 1.5
Mgmt ForForForElect Director Rose M. Robeson 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Orion Group Holdings Inc.
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 68628V308
Ticker: ORN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Orion Group Holdings Inc.
Shares Voted: 423,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas N. Amonett Mgmt For For For
Mgmt ForForForElect Director Margaret M. Foran 1b
Mgmt ForForForElect Director Mark R. Stauffer 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditor 3
Shares Voted: 290,229
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas N. Amonett 1a
Mgmt ForForForElect Director Margaret M. Foran 1b
Mgmt ForForForElect Director Mark R. Stauffer 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditor 3
Parsley Energy, Inc.
Meeting Date: 05/21/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 701877102
Ticker: PE
Shares Voted: 800,273
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director A.R. Alameddine Mgmt For Against Against
Mgmt ForForForElect Director Matt Gallagher 1B
Mgmt AgainstAgainstForElect Director Karen Hughes 1C
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Parsley Energy, Inc.
Shares Voted: 359,158
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director A.R. Alameddine 1A
Mgmt ForForForElect Director Matt Gallagher 1B
Mgmt AgainstAgainstForElect Director Karen Hughes 1C
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Pioneer Natural Resources Company
Meeting Date: 05/21/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 723787107
Ticker: PXD
Shares Voted: 364,958
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Edison C. Buchanan Mgmt For For For
Mgmt ForForForElect Director Andrew F. Cates 1b
Mgmt ForForForElect Director Phillip A. Gobe 1c
Mgmt ForForForElect Director Larry R. Grillot 1d
Mgmt ForForForElect Director Stacy P. Methvin 1e
Mgmt ForForForElect Director Royce W. Mitchell 1f
Mgmt ForForForElect Director Frank A. Risch 1g
Mgmt ForForForElect Director Scott D. Sheffield 1h
Mgmt ForForForElect Director Mona K. Sutphen 1i
Mgmt ForForForElect Director J. Kenneth Thompson 1j
Mgmt ForForForElect Director Phoebe A. Wood 1k
Mgmt ForForForElect Director Michael D. Wortley 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Pioneer Natural Resources Company
Shares Voted: 419,805
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edison C. Buchanan 1a
Mgmt ForForForElect Director Andrew F. Cates 1b
Mgmt ForForForElect Director Phillip A. Gobe 1c
Mgmt ForForForElect Director Larry R. Grillot 1d
Mgmt ForForForElect Director Stacy P. Methvin 1e
Mgmt ForForForElect Director Royce W. Mitchell 1f
Mgmt ForForForElect Director Frank A. Risch 1g
Mgmt ForForForElect Director Scott D. Sheffield 1h
Mgmt ForForForElect Director Mona K. Sutphen 1i
Mgmt ForForForElect Director J. Kenneth Thompson 1j
Mgmt ForForForElect Director Phoebe A. Wood 1k
Mgmt ForForForElect Director Michael D. Wortley 1l
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Skechers U.S.A., Inc.
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 830566105
Ticker: SKX
Shares Voted: 1,116,913
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Katherine Blair Mgmt For For For
Mgmt WithholdWithholdForElect Director Geyer Kosinski 1.2
Mgmt WithholdWithholdForElect Director Richard Rappaport 1.3
Mgmt WithholdWithholdForElect Director Richard Siskind 1.4
SH ForReferAgainstAdopt a Comprehensive Human Rights Policy 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Skechers U.S.A., Inc.
Shares Voted: 237,665
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Katherine Blair 1.1
Mgmt WithholdWithholdForElect Director Geyer Kosinski 1.2
Mgmt WithholdWithholdForElect Director Richard Rappaport 1.3
Mgmt WithholdWithholdForElect Director Richard Siskind 1.4
SH ForReferAgainstAdopt a Comprehensive Human Rights Policy 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Southwest Airlines Co.
Meeting Date: 05/21/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 844741108
Ticker: LUV
Shares Voted: 3,708,996
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David W. Biegler Mgmt For For For
Mgmt ForForForElect Director J. Veronica Biggins 1b
Mgmt ForForForElect Director Douglas H. Brooks 1c
Mgmt ForForForElect Director William H. Cunningham 1d
Mgmt ForForForElect Director John G. Denison 1e
Mgmt ForForForElect Director Thomas W. Gilligan 1f
Mgmt ForForForElect Director Gary C. Kelly 1g
Mgmt ForForForElect Director Grace D. Lieblein 1h
Mgmt ForForForElect Director Nancy B. Loeffler 1i
Mgmt ForForForElect Director John T. Montford 1j
Mgmt ForForForElect Director Ron Ricks 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
SH ForForAgainstRequire Independent Board Chair 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Southwest Airlines Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
Shares Voted: 2,876,513
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David W. Biegler 1a
Mgmt ForForForElect Director J. Veronica Biggins 1b
Mgmt ForForForElect Director Douglas H. Brooks 1c
Mgmt ForForForElect Director William H. Cunningham 1d
Mgmt ForForForElect Director John G. Denison 1e
Mgmt ForForForElect Director Thomas W. Gilligan 1f
Mgmt ForForForElect Director Gary C. Kelly 1g
Mgmt ForForForElect Director Grace D. Lieblein 1h
Mgmt ForForForElect Director Nancy B. Loeffler 1i
Mgmt ForForForElect Director John T. Montford 1j
Mgmt ForForForElect Director Ron Ricks 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
SH ForForAgainstRequire Independent Board Chair 4
SH ForForAgainstProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
Synchrony Financial
Meeting Date: 05/21/2020
Record Date: 03/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 87165B103
Ticker: SYF
Shares Voted: 769,787
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Margaret M. Keane Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Synchrony Financial
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Fernando Aguirre 1b
Mgmt ForForForElect Director Paget L. Alves 1c
Mgmt ForForForElect Director Arthur W. Coviello, Jr. 1d
Mgmt ForForForElect Director William W. Graylin 1e
Mgmt ForForForElect Director Roy A. Guthrie 1f
Mgmt ForForForElect Director Richard C. Hartnack 1g
Mgmt ForForForElect Director Jeffrey G. Naylor 1h
Mgmt ForForForElect Director Laurel J. Richie 1i
Mgmt ForForForElect Director Olympia J. Snowe 1j
Mgmt ForForForElect Director Ellen M. Zane 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 234,819
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Margaret M. Keane 1a
Mgmt ForForForElect Director Fernando Aguirre 1b
Mgmt ForForForElect Director Paget L. Alves 1c
Mgmt ForForForElect Director Arthur W. Coviello, Jr. 1d
Mgmt ForForForElect Director William W. Graylin 1e
Mgmt ForForForElect Director Roy A. Guthrie 1f
Mgmt ForForForElect Director Richard C. Hartnack 1g
Mgmt ForForForElect Director Jeffrey G. Naylor 1h
Mgmt ForForForElect Director Laurel J. Richie 1i
Mgmt ForForForElect Director Olympia J. Snowe 1j
Mgmt ForForForElect Director Ellen M. Zane 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Home Depot, Inc.
Meeting Date: 05/21/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 437076102
Ticker: HD
Shares Voted: 16
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerard J. Arpey Mgmt For For For
Mgmt ForForForElect Director Ari Bousbib 1b
Mgmt ForForForElect Director Jeffery H. Boyd 1c
Mgmt ForForForElect Director Gregory D. Brenneman 1d
Mgmt ForForForElect Director J. Frank Brown 1e
Mgmt ForForForElect Director Albert P. Carey 1f
Mgmt ForForForElect Director Helena B. Foulkes 1g
Mgmt ForForForElect Director Linda R. Gooden 1h
Mgmt ForForForElect Director Wayne M. Hewett 1i
Mgmt ForForForElect Director Manuel Kadre 1j
Mgmt ForForForElect Director Stephanie C. Linnartz 1k
Mgmt ForForForElect Director Craig A. Menear 1l
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstAmend Shareholder Written Consent Provisions
4
SH ForForAgainstPrepare Employment Diversity Report and Report on Diversity Policies
5
SH ForForAgainstAdopt Share Retention Policy For Senior Executives
6
SH AgainstReferAgainstReport on Congruency Political Analysis and Electioneering Expenditures
7
The Interpublic Group of Companies, Inc.
Meeting Date: 05/21/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 460690100
Ticker: IPG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Interpublic Group of Companies, Inc.
Shares Voted: 1,426,588
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jocelyn Carter-Miller Mgmt For For For
Mgmt ForForForElect Director Mary J. Steele Guilfoile 1.2
Mgmt ForForForElect Director Dawn Hudson 1.3
Mgmt ForForForElect Director Jonathan F. Miller 1.4
Mgmt ForForForElect Director Patrick Q. Moore 1.5
Mgmt ForForForElect Director Michael I. Roth 1.6
Mgmt ForForForElect Director Linda S. Sanford 1.7
Mgmt ForForForElect Director David M. Thomas 1.8
Mgmt ForForForElect Director E. Lee Wyatt, Jr. 1.9
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Shares Voted: 86,521
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jocelyn Carter-Miller 1.1
Mgmt ForForForElect Director Mary J. Steele Guilfoile 1.2
Mgmt ForForForElect Director Dawn Hudson 1.3
Mgmt ForForForElect Director Jonathan F. Miller 1.4
Mgmt ForForForElect Director Patrick Q. Moore 1.5
Mgmt ForForForElect Director Michael I. Roth 1.6
Mgmt ForForForElect Director Linda S. Sanford 1.7
Mgmt ForForForElect Director David M. Thomas 1.8
Mgmt ForForForElect Director E. Lee Wyatt, Jr. 1.9
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Interpublic Group of Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
4
The Mosaic Company
Meeting Date: 05/21/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 61945C103
Ticker: MOS
Shares Voted: 3,126,363
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Cheryl K. Beebe Mgmt For For For
Mgmt ForForForElect Director Oscar P. Bernardes 1b
Mgmt ForForForElect Director Nancy E. Cooper 1c
Mgmt ForForForElect Director Gregory L. Ebel 1d
Mgmt ForForForElect Director Timothy S. Gitzel 1e
Mgmt ForForForElect Director Denise C. Johnson 1f
Mgmt ForForForElect Director Emery N. Koenig 1g
Mgmt ForForForElect Director James 'Joc' C. O'Rourke 1h
Mgmt ForForForElect Director David T. Seaton 1i
Mgmt ForForForElect Director Steven M. Seibert 1j
Mgmt ForForForElect Director Luciano Siani Pires 1k
Mgmt ForForForElect Director Gretchen H. Watkins 1l
Mgmt ForForForElect Director Kelvin W. Westbrook 1m
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 4,878,029
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cheryl K. Beebe 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Mosaic Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Oscar P. Bernardes 1b
Mgmt ForForForElect Director Nancy E. Cooper 1c
Mgmt ForForForElect Director Gregory L. Ebel 1d
Mgmt ForForForElect Director Timothy S. Gitzel 1e
Mgmt ForForForElect Director Denise C. Johnson 1f
Mgmt ForForForElect Director Emery N. Koenig 1g
Mgmt ForForForElect Director James 'Joc' C. O'Rourke 1h
Mgmt ForForForElect Director David T. Seaton 1i
Mgmt ForForForElect Director Steven M. Seibert 1j
Mgmt ForForForElect Director Luciano Siani Pires 1k
Mgmt ForForForElect Director Gretchen H. Watkins 1l
Mgmt ForForForElect Director Kelvin W. Westbrook 1m
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
The Travelers Companies, Inc.
Meeting Date: 05/21/2020
Record Date: 03/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 89417E109
Ticker: TRV
Shares Voted: 1,447,327
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alan L. Beller Mgmt For For For
Mgmt ForForForElect Director Janet M. Dolan 1b
Mgmt ForForForElect Director Patricia L. Higgins 1c
Mgmt ForForForElect Director William J. Kane 1d
Mgmt ForForForElect Director Clarence Otis, Jr. 1e
Mgmt ForForForElect Director Elizabeth E. Robinson 1f
Mgmt ForForForElect Director Philip T. (Pete) Ruegger, III 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Travelers Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Todd C. Schermerhorn 1h
Mgmt ForForForElect Director Alan D. Schnitzer 1i
Mgmt ForForForElect Director Donald J. Shepard 1j
Mgmt ForForForElect Director Laurie J. Thomsen 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 700,704
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Alan L. Beller 1a
Mgmt ForForForElect Director Janet M. Dolan 1b
Mgmt ForForForElect Director Patricia L. Higgins 1c
Mgmt ForForForElect Director William J. Kane 1d
Mgmt ForForForElect Director Clarence Otis, Jr. 1e
Mgmt ForForForElect Director Elizabeth E. Robinson 1f
Mgmt ForForForElect Director Philip T. (Pete) Ruegger, III 1g
Mgmt ForForForElect Director Todd C. Schermerhorn 1h
Mgmt ForForForElect Director Alan D. Schnitzer 1i
Mgmt ForForForElect Director Donald J. Shepard 1j
Mgmt ForForForElect Director Laurie J. Thomsen 1k
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
TravelCenters of America Inc.
Meeting Date: 05/21/2020
Record Date: 03/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 89421B109
Ticker: TA
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TravelCenters of America Inc.
Shares Voted: 24,617
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joseph L. Morea Mgmt For Withhold Withhold
Mgmt ForForForElect Director Jonathan M. Pertchik 1.2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify RSM US LLP as Auditors 3
Shares Voted: 40,721
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Joseph L. Morea 1.1
Mgmt ForForForElect Director Jonathan M. Pertchik 1.2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify RSM US LLP as Auditors 3
Two Harbors Investment Corp.
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 90187B408
Ticker: TWO
Shares Voted: 6,077,518
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director E. Spencer Abraham Mgmt For For For
Mgmt ForForForElect Director James J. Bender 1b
Mgmt ForForForElect Director Karen Hammond 1c
Mgmt ForForForElect Director Stephen G. Kasnet 1d
Mgmt ForForForElect Director W. Reid Sanders 1e
Mgmt ForForForElect Director Thomas E. Siering 1f
Mgmt ForForForElect Director James A. Stern 1g
Mgmt ForForForElect Director Hope B. Woodhouse 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Two Harbors Investment Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 1,171,477
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director E. Spencer Abraham 1a
Mgmt ForForForElect Director James J. Bender 1b
Mgmt ForForForElect Director Karen Hammond 1c
Mgmt ForForForElect Director Stephen G. Kasnet 1d
Mgmt ForForForElect Director W. Reid Sanders 1e
Mgmt ForForForElect Director Thomas E. Siering 1f
Mgmt ForForForElect Director James A. Stern 1g
Mgmt ForForForElect Director Hope B. Woodhouse 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
USA Truck Inc.
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 902925106
Ticker: USAK
Shares Voted: 21,217
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Barbara J. Faulkenberry Mgmt For For For
Mgmt ForForForElect Director M. Susan Chambers 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
White Mountains Insurance Group, Ltd.
Meeting Date: 05/21/2020
Record Date: 04/01/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G9618E107
Ticker: WTM
Shares Voted: 84,637
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director G. Manning Rountree Mgmt For For For
Mgmt ForForForElect Director Mary C. Choksi 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 9,301
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director G. Manning Rountree 1.1
Mgmt ForForForElect Director Mary C. Choksi 1.2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Xerox Holdings Corporation
Meeting Date: 05/21/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 98421M106
Ticker: XRX
Shares Voted: 429,871
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Keith Cozza Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Jonathan Christodoro 1.2
Mgmt ForForForElect Director Joseph J. Echevarria 1.3
Mgmt AgainstAgainstForElect Director Nicholas Graziano 1.4
Mgmt ForAgainstForElect Director Cheryl Gordon Krongard 1.5
Mgmt AgainstAgainstForElect Director Scott Letier 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Xerox Holdings Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Giovanni ('John') Visentin 1.7
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 1,366,059
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Keith Cozza 1.1
Mgmt AgainstAgainstForElect Director Jonathan Christodoro 1.2
Mgmt ForForForElect Director Joseph J. Echevarria 1.3
Mgmt AgainstAgainstForElect Director Nicholas Graziano 1.4
Mgmt ForAgainstForElect Director Cheryl Gordon Krongard 1.5
Mgmt AgainstAgainstForElect Director Scott Letier 1.6
Mgmt ForForForElect Director Giovanni ('John') Visentin 1.7
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Nelnet, Inc.
Meeting Date: 05/22/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 64031N108
Ticker: NNI
Shares Voted: 256,182
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kathleen A. Farrell Mgmt For For For
Mgmt ForForForElect Director David S. Graff 1b
Mgmt ForForForElect Director Thomas E. Henning 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nelnet, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 54,386
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kathleen A. Farrell 1a
Mgmt ForForForElect Director David S. Graff 1b
Mgmt ForForForElect Director Thomas E. Henning 1c
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
World Fuel Services Corporation
Meeting Date: 05/22/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 981475106
Ticker: INT
Shares Voted: 2,602,020
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Kasbar Mgmt For For For
Mgmt WithholdWithholdForElect Director Ken (Kanwaljit) Bakshi 1.2
Mgmt WithholdWithholdForElect Director Jorge L. Benitez 1.3
Mgmt ForForForElect Director Sharda Cherwoo 1.4
Mgmt WithholdWithholdForElect Director Richard A. Kassar 1.5
Mgmt WithholdWithholdForElect Director John L. Manley 1.6
Mgmt WithholdWithholdForElect Director Stephen K. Roddenberry 1.7
Mgmt ForForForElect Director Paul H. Stebbins 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
World Fuel Services Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 404,310
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael J. Kasbar 1.1
Mgmt WithholdWithholdForElect Director Ken (Kanwaljit) Bakshi 1.2
Mgmt WithholdWithholdForElect Director Jorge L. Benitez 1.3
Mgmt ForForForElect Director Sharda Cherwoo 1.4
Mgmt WithholdWithholdForElect Director Richard A. Kassar 1.5
Mgmt WithholdWithholdForElect Director John L. Manley 1.6
Mgmt WithholdWithholdForElect Director Stephen K. Roddenberry 1.7
Mgmt ForForForElect Director Paul H. Stebbins 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Xcel Energy Inc.
Meeting Date: 05/22/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 98389B100
Ticker: XEL
Shares Voted: 944,750
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lynn Casey Mgmt For For For
Mgmt ForForForElect Director Ben Fowke 1b
Mgmt ForForForElect Director Netha N. Johnson 1c
Mgmt ForForForElect Director George Kehl 1d
Mgmt ForForForElect Director Richard T. O'Brien 1e
Mgmt ForForForElect Director David K. Owens 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Xcel Energy Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christopher J. Policinski 1g
Mgmt ForForForElect Director James T. Prokopanko 1h
Mgmt ForForForElect Director A. Patricia Sampson 1i
Mgmt ForForForElect Director James J. Sheppard 1j
Mgmt ForForForElect Director David A. Westerlund 1k
Mgmt ForForForElect Director Kim Williams 1l
Mgmt ForForForElect Director Timothy V. Wolf 1m
Mgmt ForForForElect Director Daniel Yohannes 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Costs and Benefits of Climate-Related Activities
4
Shares Voted: 3,094,097
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lynn Casey 1a
Mgmt ForForForElect Director Ben Fowke 1b
Mgmt ForForForElect Director Netha N. Johnson 1c
Mgmt ForForForElect Director George Kehl 1d
Mgmt ForForForElect Director Richard T. O'Brien 1e
Mgmt ForForForElect Director David K. Owens 1f
Mgmt ForForForElect Director Christopher J. Policinski 1g
Mgmt ForForForElect Director James T. Prokopanko 1h
Mgmt ForForForElect Director A. Patricia Sampson 1i
Mgmt ForForForElect Director James J. Sheppard 1j
Mgmt ForForForElect Director David A. Westerlund 1k
Mgmt ForForForElect Director Kim Williams 1l
Mgmt ForForForElect Director Timothy V. Wolf 1m
Mgmt ForForForElect Director Daniel Yohannes 1n
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Xcel Energy Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Costs and Benefits of Climate-Related Activities
4
Aviva Plc
Meeting Date: 05/26/2020
Record Date: 05/21/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0683Q109
Ticker: AV
Shares Voted: 1,374,720
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt AbstainAbstainForApprove Final Dividend (Withdrawn) 3
Mgmt ForForForElect Amanda Blanc as Director 4
Mgmt ForForForElect George Culmer as Director 5
Mgmt ForForForElect Patrick Flynn as Director 6
Mgmt ForForForElect Jason Windsor as Director 7
Mgmt ForForForRe-elect Patricia Cross as Director 8
Mgmt ForForForRe-elect Belen Romana Garcia as Director 9
Mgmt ForForForRe-elect Michael Mire as Director 10
Mgmt ForForForRe-elect Sir Adrian Montague as Director 11
Mgmt ForForForRe-elect Maurice Tulloch as Director 12
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt AgainstAgainstForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aviva Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Issue of Equity in Relation to Any Issuance of SII Instruments
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments
20
Mgmt ForForForAuthorise Issue of Sterling New Preference Shares
21
Mgmt ForForForAuthorise Issue of Sterling New Preference Shares without Pre-emptive Rights
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise Market Purchase of 8 3/4 % Preference Shares
24
Mgmt ForForForAuthorise Market Purchase of 8 3/8 % Preference Shares
25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
Shares Voted: 5,811,469
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt AbstainAbstainForApprove Final Dividend (Withdrawn) 3
Mgmt ForForForElect Amanda Blanc as Director 4
Mgmt ForForForElect George Culmer as Director 5
Mgmt ForForForElect Patrick Flynn as Director 6
Mgmt ForForForElect Jason Windsor as Director 7
Mgmt ForForForRe-elect Patricia Cross as Director 8
Mgmt ForForForRe-elect Belen Romana Garcia as Director 9
Mgmt ForForForRe-elect Michael Mire as Director 10
Mgmt ForForForRe-elect Sir Adrian Montague as Director 11
Mgmt ForForForRe-elect Maurice Tulloch as Director 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aviva Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt AgainstAgainstForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Issue of Equity in Relation to Any Issuance of SII Instruments
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments
20
Mgmt ForForForAuthorise Issue of Sterling New Preference Shares
21
Mgmt ForForForAuthorise Issue of Sterling New Preference Shares without Pre-emptive Rights
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise Market Purchase of 8 3/4 % Preference Shares
24
Mgmt ForForForAuthorise Market Purchase of 8 3/8 % Preference Shares
25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
Aviva Plc
Meeting Date: 05/26/2020
Record Date: 04/09/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0683Q109
Ticker: AV
Shares Voted: 6,362
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aviva Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Report 2
MgmtApprove Final Dividend (Withdrawn) 3
Mgmt ForForForElect Amanda Blanc as Director 4
Mgmt ForForForElect George Culmer as Director 5
Mgmt ForForForElect Patrick Flynn as Director 6
Mgmt ForForForElect Jason Windsor as Director 7
Mgmt ForForForRe-elect Patricia Cross as Director 8
Mgmt ForForForRe-elect Belen Romana Garcia as Director 9
Mgmt ForForForRe-elect Michael Mire as Director 10
Mgmt ForForForRe-elect Sir Adrian Montague as Director 11
Mgmt ForForForRe-elect Maurice Tulloch as Director 12
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise EU Political Donations and Expenditure
15
Mgmt AgainstAgainstForAuthorise Issue of Equity 16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Issue of Equity in Relation to Any Issuance of SII Instruments
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Any Issuance of SII Instruments
20
Mgmt ForForForAuthorise Issue of Sterling New Preference Shares
21
Mgmt ForForForAuthorise Issue of Sterling New Preference Shares without Pre-emptive Rights
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise Market Purchase of 8 3/4 % Preference Shares
24
Mgmt ForForForAuthorise Market Purchase of 8 3/8 % Preference Shares
25
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aviva Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
First Foundation Inc.
Meeting Date: 05/26/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 32026V104
Ticker: FFWM
Shares Voted: 15,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Max Briggs Mgmt For For For
Mgmt ForForForElect Director John Hakopian 1.2
Mgmt ForForForElect Director Scott F. Kavanaugh 1.3
Mgmt ForForForElect Director Ulrich E. Keller, Jr. 1.4
Mgmt ForForForElect Director David Lake 1.5
Mgmt ForForForElect Director Elizabeth A. Pagliarini 1.6
Mgmt ForForForElect Director Mitchell M. Rosenberg 1.7
Mgmt ForForForElect Director Diane M. Rubin 1.8
Mgmt ForForForElect Director Jacob Sonenshine 1.9
Mgmt ForForForRatify Eide Bailly LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 21,574
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Max Briggs 1.1
Mgmt ForForForElect Director John Hakopian 1.2
Mgmt ForForForElect Director Scott F. Kavanaugh 1.3
Mgmt ForForForElect Director Ulrich E. Keller, Jr. 1.4
Mgmt ForForForElect Director David Lake 1.5
Mgmt ForForForElect Director Elizabeth A. Pagliarini 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
First Foundation Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mitchell M. Rosenberg 1.7
Mgmt ForForForElect Director Diane M. Rubin 1.8
Mgmt ForForForElect Director Jacob Sonenshine 1.9
Mgmt ForForForRatify Eide Bailly LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Flushing Financial Corporation
Meeting Date: 05/26/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 343873105
Ticker: FFIC
Shares Voted: 39,834
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John J. McCabe Mgmt For For For
Mgmt ForForForElect Director Donna M. O'Brien 1b
Mgmt ForForForElect Director Michael J. Russo 1c
Mgmt ForForForElect Director Caren C. Yoh 1d
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditor 3
Shares Voted: 62,024
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John J. McCabe 1a
Mgmt ForForForElect Director Donna M. O'Brien 1b
Mgmt ForForForElect Director Michael J. Russo 1c
Mgmt ForForForElect Director Caren C. Yoh 1d
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditor 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Merck & Co., Inc.
Meeting Date: 05/26/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 58933Y105
Ticker: MRK
Shares Voted: 4,092,736
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For For For
Mgmt ForForForElect Director Thomas R. Cech 1b
Mgmt ForForForElect Director Mary Ellen Coe 1c
Mgmt ForForForElect Director Pamela J. Craig 1d
Mgmt ForForForElect Director Kenneth C. Frazier 1e
Mgmt ForForForElect Director Thomas H. Glocer 1f
Mgmt ForForForElect Director Risa J. Lavizzo-Mourey 1g
Mgmt ForForForElect Director Paul B. Rothman 1h
Mgmt ForForForElect Director Patricia F. Russo 1i
Mgmt ForForForElect Director Christine E. Seidman 1j
Mgmt ForForForElect Director Inge G. Thulin 1k
Mgmt ForForForElect Director Kathy J. Warden 1l
Mgmt ForForForElect Director Peter C. Wendell 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstReport on Corporate Tax Savings Allocation 5
Shares Voted: 585,399
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Leslie A. Brun 1a
Mgmt ForForForElect Director Thomas R. Cech 1b
Mgmt ForForForElect Director Mary Ellen Coe 1c
Mgmt ForForForElect Director Pamela J. Craig 1d
Mgmt ForForForElect Director Kenneth C. Frazier 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Merck & Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas H. Glocer 1f
Mgmt ForForForElect Director Risa J. Lavizzo-Mourey 1g
Mgmt ForForForElect Director Paul B. Rothman 1h
Mgmt ForForForElect Director Patricia F. Russo 1i
Mgmt ForForForElect Director Christine E. Seidman 1j
Mgmt ForForForElect Director Inge G. Thulin 1k
Mgmt ForForForElect Director Kathy J. Warden 1l
Mgmt ForForForElect Director Peter C. Wendell 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstReport on Corporate Tax Savings Allocation 5
Amazon.com, Inc.
Meeting Date: 05/27/2020
Record Date: 04/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 023135106
Ticker: AMZN
Shares Voted: 129
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey P. Bezos Mgmt For For For
Mgmt ForForForElect Director Rosalind G. Brewer 1b
Mgmt ForForForElect Director Jamie S. Gorelick 1c
Mgmt ForForForElect Director Daniel P. Huttenlocher 1d
Mgmt ForForForElect Director Judith A. McGrath 1e
Mgmt ForForForElect Director Indra K. Nooyi 1f
Mgmt ForForForElect Director Jonathan J. Rubinstein 1g
Mgmt ForForForElect Director Thomas O. Ryder 1h
Mgmt ForForForElect Director Patricia Q. Stonesifer 1i
Mgmt ForForForElect Director Wendell P. Weeks 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Amazon.com, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH ForReferAgainstReport on Management of Food Waste 5
SH AgainstReferAgainstReport on Customers' Use of its Surveillance and Computer Vision Products or Cloud-Based Services
6
SH AgainstAgainstAgainstReport on Potential Human Rights Impacts of Customers' Use of Rekognition
7
SH ForReferAgainstReport on Products Promoting Hate Speech and Sales of Offensive Products
8
SH ForForAgainstRequire Independent Board Chairman 9
SH AgainstAgainstAgainstReport on Global Median Gender/Racial Pay Gap
10
SH AgainstAgainstAgainstReport on Reducing Environmental and Health Harms to Communities of Color
11
SH AgainstAgainstAgainstReport on Viewpoint Discrimination 12
SH AgainstAgainstAgainstReport on Promotion Velocity 13
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
14
SH ForReferAgainstHuman Rights Risk Assessment 15
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 16
Barrett Business Services, Inc.
Meeting Date: 05/27/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 068463108
Ticker: BBSI
Shares Voted: 10,881
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas J. Carley Mgmt For Against Against
Mgmt ForForForElect Director Thomas B. Cusick 1.2
Mgmt ForForForElect Director Diane L. Dewbrey 1.3
Mgmt ForForForElect Director James B. Hicks 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Barrett Business Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Jon L. Justesen 1.5
Mgmt ForForForElect Director Gary E. Kramer 1.6
Mgmt ForForForElect Director Anthony Meeker 1.7
Mgmt AgainstAgainstForElect Director Vincent P. Price 1.8
Mgmt ForForForProvide Proxy Access Right 2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
Shares Voted: 11,222
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Thomas J. Carley 1.1
Mgmt ForForForElect Director Thomas B. Cusick 1.2
Mgmt ForForForElect Director Diane L. Dewbrey 1.3
Mgmt ForForForElect Director James B. Hicks 1.4
Mgmt AgainstAgainstForElect Director Jon L. Justesen 1.5
Mgmt ForForForElect Director Gary E. Kramer 1.6
Mgmt ForForForElect Director Anthony Meeker 1.7
Mgmt AgainstAgainstForElect Director Vincent P. Price 1.8
Mgmt ForForForProvide Proxy Access Right 2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 5
BP Plc
Meeting Date: 05/27/2020
Record Date: 05/22/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G12793108
Ticker: BP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BP Plc
Shares Voted: 3,669,246
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForElect Bernard Looney as Director 4(a)
Mgmt ForForForRe-elect Brian Gilvary as Director 4(b)
Mgmt ForForForRe-elect Dame Alison Carnwath as Director 4(c)
Mgmt ForForForRe-elect Pamela Daley as Director 4(d)
Mgmt ForForForRe-elect Sir Ian Davis as Director 4(e)
Mgmt ForForForRe-elect Dame Ann Dowling as Director 4(f)
Mgmt ForForForRe-elect Helge Lund as Director 4(g)
Mgmt ForForForRe-elect Melody Meyer as Director 4(h)
Mgmt ForForForRe-elect Brendan Nelson as Director 4(i)
Mgmt ForForForRe-elect Paula Reynolds as Director 4(j)
Mgmt ForForForRe-elect Sir John Sawers as Director 4(k)
Mgmt ForForForReappoint Deloitte LLP as Auditors 5
Mgmt ForForForAuthorise Audit Committee to Fix Remuneration of Auditors
6
Mgmt ForForForApprove Executive Directors' Incentive Plan 7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt AgainstAgainstForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 12
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BP Plc
Shares Voted: 3,842,835
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForElect Bernard Looney as Director 4(a)
Mgmt ForForForRe-elect Brian Gilvary as Director 4(b)
Mgmt ForForForRe-elect Dame Alison Carnwath as Director 4(c)
Mgmt ForForForRe-elect Pamela Daley as Director 4(d)
Mgmt ForForForRe-elect Sir Ian Davis as Director 4(e)
Mgmt ForForForRe-elect Dame Ann Dowling as Director 4(f)
Mgmt ForForForRe-elect Helge Lund as Director 4(g)
Mgmt ForForForRe-elect Melody Meyer as Director 4(h)
Mgmt ForForForRe-elect Brendan Nelson as Director 4(i)
Mgmt ForForForRe-elect Paula Reynolds as Director 4(j)
Mgmt ForForForRe-elect Sir John Sawers as Director 4(k)
Mgmt ForForForReappoint Deloitte LLP as Auditors 5
Mgmt ForForForAuthorise Audit Committee to Fix Remuneration of Auditors
6
Mgmt ForForForApprove Executive Directors' Incentive Plan 7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt AgainstAgainstForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 12
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BP Plc
Meeting Date: 05/27/2020
Record Date: 03/12/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G12793108
Ticker: BP
Shares Voted: 3,492,627
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForElect Bernard Looney as Director 4(a)
Mgmt ForForForRe-elect Brian Gilvary as Director 4(b)
Mgmt ForForForRe-elect Dame Alison Carnwath as Director 4(c)
Mgmt ForForForRe-elect Pamela Daley as Director 4(d)
Mgmt ForForForRe-elect Sir Ian Davis as Director 4(e)
Mgmt ForForForRe-elect Dame Ann Dowling as Director 4(f)
Mgmt ForForForRe-elect Helge Lund as Director 4(g)
Mgmt ForForForRe-elect Melody Meyer as Director 4(h)
Mgmt ForForForRe-elect Brendan Nelson as Director 4(i)
Mgmt ForForForRe-elect Paula Reynolds as Director 4(j)
Mgmt ForForForRe-elect Sir John Sawers as Director 4(k)
Mgmt ForForForReappoint Deloitte LLP as Auditors 5
Mgmt ForForForAuthorise Audit Committee to Fix Remuneration of Auditors
6
Mgmt ForForForApprove Executive Directors' Incentive Plan 7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt AgainstAgainstForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BP Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Shares Voted: 1,109,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForElect Bernard Looney as Director 4(a)
Mgmt ForForForRe-elect Brian Gilvary as Director 4(b)
Mgmt ForForForRe-elect Dame Alison Carnwath as Director 4(c)
Mgmt ForForForRe-elect Pamela Daley as Director 4(d)
Mgmt ForForForRe-elect Sir Ian Davis as Director 4(e)
Mgmt ForForForRe-elect Dame Ann Dowling as Director 4(f)
Mgmt ForForForRe-elect Helge Lund as Director 4(g)
Mgmt ForForForRe-elect Melody Meyer as Director 4(h)
Mgmt ForForForRe-elect Brendan Nelson as Director 4(i)
Mgmt ForForForRe-elect Paula Reynolds as Director 4(j)
Mgmt ForForForRe-elect Sir John Sawers as Director 4(k)
Mgmt ForForForReappoint Deloitte LLP as Auditors 5
Mgmt ForForForAuthorise Audit Committee to Fix Remuneration of Auditors
6
Mgmt ForForForApprove Executive Directors' Incentive Plan 7
Mgmt ForForForAuthorise EU Political Donations and Expenditure
8
Mgmt AgainstAgainstForAuthorise Issue of Equity 9
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
10
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
11
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BP Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
13
Chevron Corporation
Meeting Date: 05/27/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 166764100
Ticker: CVX
Shares Voted: 21,835
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Wanda M. Austin Mgmt For For For
Mgmt ForForForElect Director John B. Frank 1b
Mgmt ForForForElect Director Alice P. Gast 1c
Mgmt ForForForElect Director Enrique Hernandez, Jr. 1d
Mgmt ForForForElect Director Charles W. Moorman, IV 1e
Mgmt ForForForElect Director Dambisa F. Moyo 1f
Mgmt ForForForElect Director Debra Reed-Klages 1g
Mgmt ForForForElect Director Ronald D. Sugar 1h
Mgmt ForForForElect Director D. James Umpleby, III 1i
Mgmt ForForForElect Director Michael K. Wirth 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH AgainstReferAgainstEstablish Board Committee on Climate Risk 5
SH AgainstAgainstAgainstReport on Climate Lobbying Aligned with Paris Agreement Goals
6
SH ForReferAgainstReport on Petrochemical Risk 7
SH AgainstAgainstAgainstReport on Human Rights Practices 8
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
9
SH ForForAgainstRequire Independent Board Chair 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chevron Corporation
Shares Voted: 14,635
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Wanda M. Austin 1a
Mgmt ForForForElect Director John B. Frank 1b
Mgmt ForForForElect Director Alice P. Gast 1c
Mgmt ForForForElect Director Enrique Hernandez, Jr. 1d
Mgmt ForForForElect Director Charles W. Moorman, IV 1e
Mgmt ForForForElect Director Dambisa F. Moyo 1f
Mgmt ForForForElect Director Debra Reed-Klages 1g
Mgmt ForForForElect Director Ronald D. Sugar 1h
Mgmt ForForForElect Director D. James Umpleby, III 1i
Mgmt ForForForElect Director Michael K. Wirth 1j
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH AgainstReferAgainstEstablish Board Committee on Climate Risk 5
SH AgainstAgainstAgainstReport on Climate Lobbying Aligned with Paris Agreement Goals
6
SH ForReferAgainstReport on Petrochemical Risk 7
SH AgainstAgainstAgainstReport on Human Rights Practices 8
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
9
SH ForForAgainstRequire Independent Board Chair 10
Coca-Cola European Partners Plc
Meeting Date: 05/27/2020
Record Date: 05/25/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G25839104
Ticker: CCEP
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Coca-Cola European Partners Plc
Shares Voted: 1,825,758
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Jan Bennink as Director 4
Mgmt ForForForRe-elect Thomas Johnson as Director 5
Mgmt ForForForElect Dessi Temperley as Director 6
Mgmt ForForForRe-elect Jose Ignacio Comenge as Director 7
Mgmt ForForForRe-elect Francisco Crespo Benitez as Director 8
Mgmt AgainstAgainstForRe-elect Irial Finan as Director 9
Mgmt ForForForRe-elect Damian Gammell as Director 10
Mgmt ForForForRe-elect Nathalie Gaveau as Director 11
Mgmt ForForForRe-elect Alvaro Gomez-Trenor Aguilar as Director
12
Mgmt ForForForRe-elect Dagmar Kollmann as Director 13
Mgmt ForForForRe-elect Alfonso Libano Daurella as Director 14
Mgmt ForForForRe-elect Lord Mark Price as Director 15
Mgmt AgainstAgainstForRe-elect Mario Rotllant Sola as Director 16
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 17
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt AgainstAgainstForAuthorise Issue of Equity 20
Mgmt ForAgainstForApprove Waiver on Tender-Bid Requirement 21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise Off-Market Purchase of Ordinary Shares
24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Coca-Cola European Partners Plc
Shares Voted: 2,193,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Jan Bennink as Director 4
Mgmt ForForForRe-elect Thomas Johnson as Director 5
Mgmt ForForForElect Dessi Temperley as Director 6
Mgmt ForForForRe-elect Jose Ignacio Comenge as Director 7
Mgmt ForForForRe-elect Francisco Crespo Benitez as Director 8
Mgmt AgainstAgainstForRe-elect Irial Finan as Director 9
Mgmt ForForForRe-elect Damian Gammell as Director 10
Mgmt ForForForRe-elect Nathalie Gaveau as Director 11
Mgmt ForForForRe-elect Alvaro Gomez-Trenor Aguilar as Director
12
Mgmt ForForForRe-elect Dagmar Kollmann as Director 13
Mgmt ForForForRe-elect Alfonso Libano Daurella as Director 14
Mgmt ForForForRe-elect Lord Mark Price as Director 15
Mgmt AgainstAgainstForRe-elect Mario Rotllant Sola as Director 16
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 17
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt AgainstAgainstForAuthorise Issue of Equity 20
Mgmt ForAgainstForApprove Waiver on Tender-Bid Requirement 21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 23
Mgmt ForForForAuthorise Off-Market Purchase of Ordinary Shares
24
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
25
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Columbia Banking System, Inc.
Meeting Date: 05/27/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 197236102
Ticker: COLB
Shares Voted: 525,648
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Craig D. Eerkes Mgmt For For For
Mgmt ForForForElect Director Ford Elsaesser 1b
Mgmt ForForForElect Director Mark A. Finkelstein 1c
Mgmt ForForForElect Director Eric S. Forrest 1d
Mgmt ForForForElect Director Thomas M. Hulbert 1e
Mgmt ForForForElect Director Michelle M. Lantow 1f
Mgmt ForForForElect Director Randal L. Lund 1g
Mgmt ForForForElect Director S. Mae Fujita Numata 1h
Mgmt ForForForElect Director Elizabeth W. Seaton 1i
Mgmt ForForForElect Director Clint E. Stein 1j
Mgmt ForForForElect Director Janine T. Terrano 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 57,483
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Craig D. Eerkes 1a
Mgmt ForForForElect Director Ford Elsaesser 1b
Mgmt ForForForElect Director Mark A. Finkelstein 1c
Mgmt ForForForElect Director Eric S. Forrest 1d
Mgmt ForForForElect Director Thomas M. Hulbert 1e
Mgmt ForForForElect Director Michelle M. Lantow 1f
Mgmt ForForForElect Director Randal L. Lund 1g
Mgmt ForForForElect Director S. Mae Fujita Numata 1h
Mgmt ForForForElect Director Elizabeth W. Seaton 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Columbia Banking System, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Clint E. Stein 1j
Mgmt ForForForElect Director Janine T. Terrano 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
DuPont de Nemours, Inc.
Meeting Date: 05/27/2020
Record Date: 04/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 26614N102
Ticker: DD
Shares Voted: 6,305,743
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Amy G. Brady Mgmt For For For
Mgmt ForForForElect Director Edward D. Breen 1b
Mgmt ForForForElect Director Ruby R. Chandy 1c
Mgmt ForForForElect Director Franklin K. Clyburn, Jr. 1d
Mgmt ForForForElect Director Terrence R. Curtin 1e
Mgmt ForForForElect Director Alexander M. Cutler 1f
Mgmt ForForForElect Director Eleuthere I. du Pont 1g
Mgmt ForForForElect Director Rajiv L. Gupta 1h
Mgmt ForForForElect Director Luther C. Kissam 1i
Mgmt ForForForElect Director Frederick M. Lowery 1j
Mgmt ForForForElect Director Raymond J. Milchovich 1k
Mgmt ForForForElect Director Steven M. Sterin 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH AgainstAgainstAgainstApprove Creation of an Employee Board Advisory Position
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DuPont de Nemours, Inc.
Shares Voted: 2,275,947
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Amy G. Brady 1a
Mgmt ForForForElect Director Edward D. Breen 1b
Mgmt ForForForElect Director Ruby R. Chandy 1c
Mgmt ForForForElect Director Franklin K. Clyburn, Jr. 1d
Mgmt ForForForElect Director Terrence R. Curtin 1e
Mgmt ForForForElect Director Alexander M. Cutler 1f
Mgmt ForForForElect Director Eleuthere I. du Pont 1g
Mgmt ForForForElect Director Rajiv L. Gupta 1h
Mgmt ForForForElect Director Luther C. Kissam 1i
Mgmt ForForForElect Director Frederick M. Lowery 1j
Mgmt ForForForElect Director Raymond J. Milchovich 1k
Mgmt ForForForElect Director Steven M. Sterin 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH AgainstAgainstAgainstApprove Creation of an Employee Board Advisory Position
6
Envista Holdings Corporation
Meeting Date: 05/27/2020
Record Date: 04/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 29415F104
Ticker: NVST
Shares Voted: 1,742,793
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Kieran T. Gallahue Mgmt For For For
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Envista Holdings Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 406,068
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kieran T. Gallahue 1A
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Exxon Mobil Corporation
Meeting Date: 05/27/2020
Record Date: 04/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 30231G102
Ticker: XOM
Shares Voted: 13
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan K. Avery Mgmt For For For
Mgmt ForForForElect Director Angela F. Braly 1.2
Mgmt ForForForElect Director Ursula M. Burns 1.3
Mgmt ForForForElect Director Kenneth C. Frazier 1.4
Mgmt ForForForElect Director Joseph L. Hooley 1.5
Mgmt ForForForElect Director Steven A. Kandarian 1.6
Mgmt ForForForElect Director Douglas R. Oberhelman 1.7
Mgmt ForForForElect Director Samuel J. Palmisano 1.8
Mgmt ForForForElect Director William C. Weldon 1.9
Mgmt ForForForElect Director Darren W. Woods 1.10
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Exxon Mobil Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstRequire Independent Board Chair 4
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH AgainstAgainstAgainstReport on Costs & Benefits of Climate-Related Expenditures
6
SH ForReferAgainstReport on Risks of Petrochemical Operations in Flood Prone Areas
7
SH AgainstAgainstAgainstReport on Political Contributions 8
SH ForReferAgainstReport on Lobbying Payments and Policy 9
Facebook, Inc.
Meeting Date: 05/27/2020
Record Date: 04/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 30303M102
Ticker: FB
Shares Voted: 661,642
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peggy Alford Mgmt For For For
Mgmt WithholdWithholdForElect Director Marc L. Andreessen 1.2
Mgmt ForForForElect Director Andrew W. Houston 1.3
Mgmt ForForForElect Director Nancy Killefer 1.4
Mgmt ForForForElect Director Robert M. Kimmitt 1.5
Mgmt ForForForElect Director Sheryl K. Sandberg 1.6
Mgmt WithholdWithholdForElect Director Peter A. Thiel 1.7
Mgmt ForForForElect Director Tracey T. Travis 1.8
Mgmt ForForForElect Director Mark Zuckerberg 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForApprove Non-Employee Director Compensation Policy
3
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
SH ForForAgainstRequire Independent Board Chair 5
SH ForForAgainstRequire a Majority Vote for the Election of Directors
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Facebook, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForReferAgainstReport on Political Advertising 7
SH AgainstReferAgainstRequire Independent Director Nominee with Human and/or Civil Rights Experience
8
SH AgainstReferAgainstReport on Civil and Human Rights Risk Assessment
9
SH ForReferAgainstReport on Online Child Sexual Exploitation 10
SH AgainstAgainstAgainstReport on Median Gender/Racial Pay Gap 11
Shares Voted: 172,919
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peggy Alford 1.1
Mgmt WithholdWithholdForElect Director Marc L. Andreessen 1.2
Mgmt ForForForElect Director Andrew W. Houston 1.3
Mgmt ForForForElect Director Nancy Killefer 1.4
Mgmt ForForForElect Director Robert M. Kimmitt 1.5
Mgmt ForForForElect Director Sheryl K. Sandberg 1.6
Mgmt WithholdWithholdForElect Director Peter A. Thiel 1.7
Mgmt ForForForElect Director Tracey T. Travis 1.8
Mgmt ForForForElect Director Mark Zuckerberg 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForApprove Non-Employee Director Compensation Policy
3
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
SH ForForAgainstRequire Independent Board Chair 5
SH ForForAgainstRequire a Majority Vote for the Election of Directors
6
SH ForReferAgainstReport on Political Advertising 7
SH AgainstReferAgainstRequire Independent Director Nominee with Human and/or Civil Rights Experience
8
SH AgainstReferAgainstReport on Civil and Human Rights Risk Assessment
9
SH ForReferAgainstReport on Online Child Sexual Exploitation 10
SH AgainstAgainstAgainstReport on Median Gender/Racial Pay Gap 11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Irish Residential Properties REIT Plc
Meeting Date: 05/27/2020
Record Date: 05/25/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G49456109
Ticker: IRES
Shares Voted: 50,287
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For Against Against
Mgmt ForForForRe-elect Phillip Burns as Director 2a
Mgmt ForForForRe-elect Joan Garahy as Director 2b
Mgmt ForForForRe-elect Tom Kavanagh as Director 2c
Mgmt ForForForRe-elect Mark Kenney as Director 2d
Mgmt ForForForRe-elect Declan Moylan as Director 2e
Mgmt ForForForRe-elect Aidan O'Hogan as Director 2f
Mgmt ForForForRe-elect Margaret Sweeney as Director 2g
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
3
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
4
Mgmt ForForForApprove Remuneration Policy 5
Mgmt ForForForAuthorise Issue of Equity 6
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
7a
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
7b
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 8
Mgmt ForForForAuthorise Reissuance of Treasury Shares 9
Jumbo SA
Meeting Date: 05/27/2020
Record Date: 05/21/2020
Country: Greece
Meeting Type: Annual
Primary Security ID: X4114P111
Ticker: BELA
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jumbo SA
Shares Voted: 22,168
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForRatify Previously Approved Decision on Distribution of Special Dividend
1
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Discharge of Board and Auditors 4
Mgmt ForForForApprove Remuneration of Certain Board Members
5
Mgmt ForForForApprove Auditors and Fix Their Remuneration 6
Mgmt ForForForApprove Remuneration Report 7
Shares Voted: 10,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForRatify Previously Approved Decision on Distribution of Special Dividend
1
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Discharge of Board and Auditors 4
Mgmt ForForForApprove Remuneration of Certain Board Members
5
Mgmt ForForForApprove Auditors and Fix Their Remuneration 6
Mgmt ForForForApprove Remuneration Report 7
Marathon Oil Corporation
Meeting Date: 05/27/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 565849106
Ticker: MRO
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Marathon Oil Corporation
Shares Voted: 1,861,314
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory H. Boyce Mgmt For For For
Mgmt ForForForElect Director Chadwick C. Deaton 1b
Mgmt ForForForElect Director Marcela E. Donadio 1c
Mgmt ForForForElect Director Jason B. Few 1d
Mgmt ForForForElect Director Douglas L. Foshee 1e
Mgmt ForForForElect Director M. Elise Hyland 1f
Mgmt ForForForElect Director Lee M. Tillman 1g
Mgmt ForForForElect Director J. Kent Wells 1h
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 748,498
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gregory H. Boyce 1a
Mgmt ForForForElect Director Chadwick C. Deaton 1b
Mgmt ForForForElect Director Marcela E. Donadio 1c
Mgmt ForForForElect Director Jason B. Few 1d
Mgmt ForForForElect Director Douglas L. Foshee 1e
Mgmt ForForForElect Director M. Elise Hyland 1f
Mgmt ForForForElect Director Lee M. Tillman 1g
Mgmt ForForForElect Director J. Kent Wells 1h
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MicroStrategy Incorporated
Meeting Date: 05/27/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 594972408
Ticker: MSTR
Shares Voted: 4,050
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Saylor Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Stephen X. Graham 1.2
Mgmt WithholdWithholdForElect Director Jarrod M. Patten 1.3
Mgmt WithholdWithholdForElect Director Leslie J. Rechan 1.4
Mgmt WithholdWithholdForElect Director Carl J. Rickertsen 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 3,032
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Michael J. Saylor 1.1
Mgmt WithholdWithholdForElect Director Stephen X. Graham 1.2
Mgmt WithholdWithholdForElect Director Jarrod M. Patten 1.3
Mgmt WithholdWithholdForElect Director Leslie J. Rechan 1.4
Mgmt WithholdWithholdForElect Director Carl J. Rickertsen 1.5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
NXP Semiconductors N.V.
Meeting Date: 05/27/2020
Record Date: 04/29/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N6596X109
Ticker: NXPI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NXP Semiconductors N.V.
Shares Voted: 2,752,177
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Discharge of Board Members 2
Mgmt ForForForElect Kurt Sievers as Executive Director 3a
Mgmt ForForForReelect Peter Bonfield as Non-Executive Director
3b
Mgmt AgainstAgainstForReelect Kenneth A. Goldman as Non-Executive Director
3c
Mgmt ForForForReelect Josef Kaeser as Non-Executive Director
3d
Mgmt ForForForReelect Lena Olving as Non-Executive Director 3e
Mgmt ForForForReelect Peter Smitham as Non-Executive Director
3f
Mgmt ForForForReelect Julie Southern as Non-Executive Director
3g
Mgmt ForForForReelect Jasmin Staiblin as Non-Executive Director
3h
Mgmt ForForForReelect Gregory Summe as Non-Executive Director
3i
Mgmt ForForForReelect Karl-Henrik Sundstrom as Non-Executive Director
3j
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
4
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
5
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt ForForForApprove Cancellation of Ordinary Shares 7
Mgmt ForForForRatify Ernst & Young Accountants LLP as Auditors
8
Mgmt ForForForApprove Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board
9
Mgmt ForForForAmend Articles to Establish Quorum Requirement
10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
11
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NXP Semiconductors N.V.
Shares Voted: 1,479,349
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdopt Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Board Members 2
Mgmt ForForForElect Kurt Sievers as Executive Director 3a
Mgmt ForForForReelect Peter Bonfield as Non-Executive Director
3b
Mgmt AgainstAgainstForReelect Kenneth A. Goldman as Non-Executive Director
3c
Mgmt ForForForReelect Josef Kaeser as Non-Executive Director
3d
Mgmt ForForForReelect Lena Olving as Non-Executive Director 3e
Mgmt ForForForReelect Peter Smitham as Non-Executive Director
3f
Mgmt ForForForReelect Julie Southern as Non-Executive Director
3g
Mgmt ForForForReelect Jasmin Staiblin as Non-Executive Director
3h
Mgmt ForForForReelect Gregory Summe as Non-Executive Director
3i
Mgmt ForForForReelect Karl-Henrik Sundstrom as Non-Executive Director
3j
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
4
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
5
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt ForForForApprove Cancellation of Ordinary Shares 7
Mgmt ForForForRatify Ernst & Young Accountants LLP as Auditors
8
Mgmt ForForForApprove Remuneration of the Members and Chairs of the Audit Committee, Compensation Committee, and the Nominating and Governance Committee of the Board
9
Mgmt ForForForAmend Articles to Establish Quorum Requirement
10
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
11
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PC Connection, Inc.
Meeting Date: 05/27/2020
Record Date: 04/28/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 69318J100
Ticker: CNXN
Shares Voted: 27,578
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Patricia Gallup Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director David Hall 1.2
Mgmt ForForForElect Director David Beffa-Negrini 1.3
Mgmt ForForForElect Director Barbara Duckett 1.4
Mgmt ForForForElect Director Jack Ferguson 1.5
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 31,397
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Patricia Gallup 1.1
Mgmt WithholdWithholdForElect Director David Hall 1.2
Mgmt ForForForElect Director David Beffa-Negrini 1.3
Mgmt ForForForElect Director Barbara Duckett 1.4
Mgmt ForForForElect Director Jack Ferguson 1.5
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
R1 RCM Inc.
Meeting Date: 05/27/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 749397105
Ticker: RCM
Shares Voted: 561,061
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael C. Feiner Mgmt For Withhold Withhold
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
R1 RCM Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph G. Flanagan 1.2
Mgmt ForForForElect Director John B. Henneman, III 1.3
Mgmt ForForForElect Director Alex J. Mandl 1.4
Mgmt WithholdWithholdForElect Director Neal Moszkowski 1.5
Mgmt WithholdWithholdForElect Director Ian Sacks 1.6
Mgmt ForForForElect Director Jill Smith 1.7
Mgmt ForForForElect Director Anthony J. Speranzo 1.8
Mgmt ForForForElect Director Anthony R. Tersigni 1.9
Mgmt WithholdWithholdForElect Director Albert (Bert) R. Zimmerli 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Shares Voted: 79,829
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Michael C. Feiner 1.1
Mgmt ForForForElect Director Joseph G. Flanagan 1.2
Mgmt ForForForElect Director John B. Henneman, III 1.3
Mgmt ForForForElect Director Alex J. Mandl 1.4
Mgmt WithholdWithholdForElect Director Neal Moszkowski 1.5
Mgmt WithholdWithholdForElect Director Ian Sacks 1.6
Mgmt ForForForElect Director Jill Smith 1.7
Mgmt ForForForElect Director Anthony J. Speranzo 1.8
Mgmt ForForForElect Director Anthony R. Tersigni 1.9
Mgmt WithholdWithholdForElect Director Albert (Bert) R. Zimmerli 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Syneos Health, Inc.
Meeting Date: 05/27/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 87166B102
Ticker: SYNH
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Syneos Health, Inc.
Shares Voted: 889,683
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bernadette M. Connaughton Mgmt For For For
Mgmt ForForForElect Director Kenneth F. Meyers 1b
Mgmt ForForForElect Director Matthew E. Monaghan 1c
Mgmt ForForForElect Director Joshua M. Nelson 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 313,869
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bernadette M. Connaughton 1a
Mgmt ForForForElect Director Kenneth F. Meyers 1b
Mgmt ForForForElect Director Matthew E. Monaghan 1c
Mgmt ForForForElect Director Joshua M. Nelson 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
The Southern Company
Meeting Date: 05/27/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 842587107
Ticker: SO
Shares Voted: 49
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Janaki Akella Mgmt For For For
Mgmt ForForForElect Director Juanita Powell Baranco 1b
Mgmt ForForForElect Director Jon A. Boscia 1c
Mgmt ForForForElect Director Henry A. 'Hal' Clark, III 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Southern Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony F. 'Tony' Earley, Jr. 1e
Mgmt ForForForElect Director Thomas A. Fanning 1f
Mgmt ForForForElect Director David J. Grain 1g
Mgmt ForForForElect Director Donald M. James 1h
Mgmt ForForForElect Director John D. Johns 1i
Mgmt ForForForElect Director Dale E. Klein 1j
Mgmt ForForForElect Director Ernest J. Moniz 1k
Mgmt ForForForElect Director William G. Smith, Jr. 1l
Mgmt ForForForElect Director Steven R. Specker 1m
Mgmt ForForForElect Director E. Jenner Wood, III 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstRequire Independent Board Chair 4
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 5
Apergy Corporation
Meeting Date: 05/28/2020
Record Date: 04/23/2020
Country: USA
Meeting Type: Special
Primary Security ID: 03755L104
Ticker: APY
Shares Voted: 1,332,143
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Issue Shares in Connection with Merger
Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 389,849
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issue Shares in Connection with Merger
1
Mgmt ForForForAdjourn Meeting 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Applus Services SA
Meeting Date: 05/28/2020
Record Date: 05/22/2020
Country: Spain
Meeting Type: Annual
Primary Security ID: E0534T106
Ticker: APPS
Shares Voted: 408,053
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Non-Financial Information Statement 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Discharge of Board 4
Mgmt ForForForRenew Appointment of Deloitte as Auditor 5
Mgmt ForForForReelect Nicolas Villen Jimenez as Director 6
Mgmt ForForForAuthorize Share Repurchase Program 7
Mgmt AgainstAgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
8
Mgmt AgainstAgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 300 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital
9
Mgmt ForForForAdvisory Vote on Remuneration Report 10
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Shares Voted: 1,185,386
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated and Standalone Financial Statements
1
Mgmt ForForForApprove Non-Financial Information Statement 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Discharge of Board 4
Mgmt ForForForRenew Appointment of Deloitte as Auditor 5
Mgmt ForForForReelect Nicolas Villen Jimenez as Director 6
Mgmt ForForForAuthorize Share Repurchase Program 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Applus Services SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent
8
Mgmt AgainstAgainstForAuthorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 300 Million with Exclusion of Preemptive Rights up to 20 Percent of Capital
9
Mgmt ForForForAdvisory Vote on Remuneration Report 10
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
11
Brigham Minerals, Inc.
Meeting Date: 05/28/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 10918L103
Ticker: MNRL
Shares Voted: 24,803
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director W. Howard Keenan, Jr. Mgmt For Against Against
Mgmt AgainstAgainstForElect Director James R. Levy 1b
Mgmt AgainstAgainstForElect Director Richard K. Stoneburner 1c
Mgmt ForForForRatify KPMG LLP as Auditors 2
Shares Voted: 20,151
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director W. Howard Keenan, Jr. 1a
Mgmt AgainstAgainstForElect Director James R. Levy 1b
Mgmt AgainstAgainstForElect Director Richard K. Stoneburner 1c
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Champion Real Estate Investment Trust
Meeting Date: 05/28/2020
Record Date: 05/22/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y1292D109
Ticker: 2778
Shares Voted: 73,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Note Audited Financial Statements Together with the Auditors' Report
Mgmt
MgmtNote Appointment of Auditor and Fixing of Their Remuneration
2
Mgmt AgainstAgainstForElect Cheng Wai Chee, Christopher as Director
3
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 4
Douglas Emmett, Inc.
Meeting Date: 05/28/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 25960P109
Ticker: DEI
Shares Voted: 833,520
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dan A. Emmett Mgmt For For For
Mgmt ForForForElect Director Jordan L. Kaplan 1.2
Mgmt ForForForElect Director Kenneth M. Panzer 1.3
Mgmt WithholdWithholdForElect Director Christopher H. Anderson 1.4
Mgmt ForForForElect Director Leslie E. Bider 1.5
Mgmt ForForForElect Director David T. Feinberg 1.6
Mgmt WithholdWithholdForElect Director Virginia A. McFerran 1.7
Mgmt ForForForElect Director Thomas E. O'Hern 1.8
Mgmt ForForForElect Director William E. Simon, Jr. 1.9
Mgmt ForForForElect Director Johnese M. Spisso 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Douglas Emmett, Inc.
Shares Voted: 2,778,191
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dan A. Emmett 1.1
Mgmt ForForForElect Director Jordan L. Kaplan 1.2
Mgmt ForForForElect Director Kenneth M. Panzer 1.3
Mgmt WithholdWithholdForElect Director Christopher H. Anderson 1.4
Mgmt ForForForElect Director Leslie E. Bider 1.5
Mgmt ForForForElect Director David T. Feinberg 1.6
Mgmt WithholdWithholdForElect Director Virginia A. McFerran 1.7
Mgmt ForForForElect Director Thomas E. O'Hern 1.8
Mgmt ForForForElect Director William E. Simon, Jr. 1.9
Mgmt ForForForElect Director Johnese M. Spisso 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
EPISTAR Corp.
Meeting Date: 05/28/2020
Record Date: 03/27/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y2298F106
Ticker: 2448
Shares Voted: 358,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Statement of Profit and Loss Appropriation
2
Mgmt ForForForApprove Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Private Placement of Ordinary Shares
3
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
EPISTAR Corp.
Shares Voted: 136,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Report and Financial Statements
1
Mgmt ForForForApprove Statement of Profit and Loss Appropriation
2
Mgmt ForForForApprove Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt and/or Private Placement of Ordinary Shares
3
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
4
ESH Hospitality, Inc.
Meeting Date: 05/28/2020
Record Date: 04/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 26907Y104
Ticker: N/A
Shares Voted: 1,981,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce N. Haase Mgmt For For For
Mgmt ForForForElect Director Douglas G. Geoga 1.2
Mgmt ForForForElect Director Kapila K. Anand 1.3
Mgmt ForForForElect Director Neil T. Brown 1.4
Mgmt ForForForElect Director Lisa Palmer 1.5
Mgmt ForForForElect Director Steven E. Kent 1.6
Mgmt ForForForElect Director Simon M. Turner 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 338,327
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ESH Hospitality, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bruce N. Haase 1.1
Mgmt ForForForElect Director Douglas G. Geoga 1.2
Mgmt ForForForElect Director Kapila K. Anand 1.3
Mgmt ForForForElect Director Neil T. Brown 1.4
Mgmt ForForForElect Director Lisa Palmer 1.5
Mgmt ForForForElect Director Steven E. Kent 1.6
Mgmt ForForForElect Director Simon M. Turner 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Essent Group Ltd.
Meeting Date: 05/28/2020
Record Date: 04/09/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G3198U102
Ticker: ESNT
Shares Voted: 1,044,212
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark A. Casale Mgmt For For For
Mgmt ForForForElect Director Douglas J. Pauls 1.2
Mgmt ForForForElect Director William Spiegel 1.3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 175,049
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mark A. Casale 1.1
Mgmt ForForForElect Director Douglas J. Pauls 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Essent Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William Spiegel 1.3
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
EVERTEC, Inc.
Meeting Date: 05/28/2020
Record Date: 03/31/2020
Country: Puerto Rico
Meeting Type: Annual
Primary Security ID: 30040P103
Ticker: EVTC
Shares Voted: 1,200,481
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Frank G. D'Angelo Mgmt For For For
Mgmt ForForForElect Director Morgan M. Schuessler, Jr. 1b
Mgmt ForForForElect Director Olga Botero 1c
Mgmt ForForForElect Director Jorge A. Junquera 1d
Mgmt ForForForElect Director Ivan Pagan 1e
Mgmt WithholdWithholdForElect Director Aldo J. Polak 1f
Mgmt WithholdWithholdForElect Director Alan H. Schumacher 1g
Mgmt WithholdWithholdForElect Director Brian J. Smith 1h
Mgmt WithholdWithholdForElect Director Thomas W. Swidarski 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 1,699,088
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Frank G. D'Angelo 1a
Mgmt ForForForElect Director Morgan M. Schuessler, Jr. 1b
Mgmt ForForForElect Director Olga Botero 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
EVERTEC, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jorge A. Junquera 1d
Mgmt ForForForElect Director Ivan Pagan 1e
Mgmt WithholdWithholdForElect Director Aldo J. Polak 1f
Mgmt WithholdWithholdForElect Director Alan H. Schumacher 1g
Mgmt WithholdWithholdForElect Director Brian J. Smith 1h
Mgmt WithholdWithholdForElect Director Thomas W. Swidarski 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Extended Stay America, Inc.
Meeting Date: 05/28/2020
Record Date: 04/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 30224P200
Ticker: STAY
Shares Voted: 1,981,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce N. Haase Mgmt For For For
Mgmt ForForForElect Director Douglas G. Geoga 1.2
Mgmt ForForForElect Director Kapila K. Anand 1.3
Mgmt ForForForElect Director Ellen Keszler 1.4
Mgmt ForForForElect Director Jodie W. McLean 1.5
Mgmt ForForForElect Director Thomas F. O'Toole 1.6
Mgmt ForForForElect Director Richard F. Wallman 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 338,327
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Extended Stay America, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bruce N. Haase 1.1
Mgmt ForForForElect Director Douglas G. Geoga 1.2
Mgmt ForForForElect Director Kapila K. Anand 1.3
Mgmt ForForForElect Director Ellen Keszler 1.4
Mgmt ForForForElect Director Jodie W. McLean 1.5
Mgmt ForForForElect Director Thomas F. O'Toole 1.6
Mgmt ForForForElect Director Richard F. Wallman 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
FedNat Holding Company
Meeting Date: 05/28/2020
Record Date: 04/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 31431B109
Ticker: FNHC
Shares Voted: 71,941
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David K. Patterson Mgmt For For For
Mgmt ForForForElect Director Thomas A. Rogers 1.2
Mgmt ForForForElect Director Roberta N. Young 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 77,157
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David K. Patterson 1.1
Mgmt ForForForElect Director Thomas A. Rogers 1.2
Mgmt ForForForElect Director Roberta N. Young 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FedNat Holding Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Fidelity National Information Services, Inc.
Meeting Date: 05/28/2020
Record Date: 04/01/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 31620M106
Ticker: FIS
Shares Voted: 548,101
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lee Adrean Mgmt For For For
Mgmt ForForForElect Director Ellen R. Alemany 1b
Mgmt ForForForElect Director Lisa A. Hook 1c
Mgmt ForForForElect Director Keith W. Hughes 1d
Mgmt ForForForElect Director Gary L. Lauer 1e
Mgmt ForForForElect Director Gary A. Norcross 1f
Mgmt ForForForElect Director Louise M. Parent 1g
Mgmt ForForForElect Director Brian T. Shea 1h
Mgmt ForForForElect Director James B. Stallings, Jr. 1i
Mgmt ForForForElect Director Jeffrey E. Stiefler 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 1,027,689
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lee Adrean 1a
Mgmt ForForForElect Director Ellen R. Alemany 1b
Mgmt ForForForElect Director Lisa A. Hook 1c
Mgmt ForForForElect Director Keith W. Hughes 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fidelity National Information Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gary L. Lauer 1e
Mgmt ForForForElect Director Gary A. Norcross 1f
Mgmt ForForForElect Director Louise M. Parent 1g
Mgmt ForForForElect Director Brian T. Shea 1h
Mgmt ForForForElect Director James B. Stallings, Jr. 1i
Mgmt ForForForElect Director Jeffrey E. Stiefler 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Heidrick & Struggles International, Inc.
Meeting Date: 05/28/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 422819102
Ticker: HSII
Shares Voted: 39,948
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Elizabeth L. Axelrod Mgmt For For For
Mgmt ForForForElect Director Laszlo Bock 1.2
Mgmt ForForForElect Director Clare M. Chapman 1.3
Mgmt ForForForElect Director Lyle Logan 1.4
Mgmt ForForForElect Director T. Willem Mesdag 1.5
Mgmt ForForForElect Director Krishnan Rajagopalan 1.6
Mgmt ForForForElect Director Stacey Rauch 1.7
Mgmt ForForForElect Director Adam Warby 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify RSM US LLP as Auditor 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Heidrick & Struggles International, Inc.
Shares Voted: 56,253
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elizabeth L. Axelrod 1.1
Mgmt ForForForElect Director Laszlo Bock 1.2
Mgmt ForForForElect Director Clare M. Chapman 1.3
Mgmt ForForForElect Director Lyle Logan 1.4
Mgmt ForForForElect Director T. Willem Mesdag 1.5
Mgmt ForForForElect Director Krishnan Rajagopalan 1.6
Mgmt ForForForElect Director Stacey Rauch 1.7
Mgmt ForForForElect Director Adam Warby 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify RSM US LLP as Auditor 3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
ICF International, Inc.
Meeting Date: 05/28/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 44925C103
Ticker: ICFI
Shares Voted: 47,503
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sudhakar Kesavan Mgmt For For For
Mgmt ForForForElect Director Michael J. Van Handel 1.2
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
Shares Voted: 69,384
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ICF International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sudhakar Kesavan 1.1
Mgmt ForForForElect Director Michael J. Van Handel 1.2
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
Industrial Logistics Properties Trust
Meeting Date: 05/28/2020
Record Date: 03/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 456237106
Ticker: ILPT
Shares Voted: 55,965
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce M. Gans Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Adam D. Portnoy 1.2
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
Shares Voted: 73,795
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Bruce M. Gans 1.1
Mgmt WithholdWithholdForElect Director Adam D. Portnoy 1.2
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jones Lang LaSalle Incorporated
Meeting Date: 05/28/2020
Record Date: 04/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 48020Q107
Ticker: JLL
Shares Voted: 32,713
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hugo Bague Mgmt For For For
Mgmt ForForForElect Director Matthew Carter, Jr. 1b
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1c
Mgmt ForForForElect Director Ming Lu 1d
Mgmt ForForForElect Director Bridget A. Macaskill 1e
Mgmt ForForForElect Director Deborah H. McAneny 1f
Mgmt ForForForElect Director Siddharth (Bobby) N. Mehta 1g
Mgmt ForForForElect Director Martin H. Nesbitt 1h
Mgmt ForForForElect Director Jeetendra (Jeetu) I. Patel 1i
Mgmt ForForForElect Director Sheila A. Penrose 1j
Mgmt ForForForElect Director Ann Marie Petach 1k
Mgmt ForForForElect Director Christian Ulbrich 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 1,149
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Hugo Bague 1a
Mgmt ForForForElect Director Matthew Carter, Jr. 1b
Mgmt ForForForElect Director Samuel A. Di Piazza, Jr. 1c
Mgmt ForForForElect Director Ming Lu 1d
Mgmt ForForForElect Director Bridget A. Macaskill 1e
Mgmt ForForForElect Director Deborah H. McAneny 1f
Mgmt ForForForElect Director Siddharth (Bobby) N. Mehta 1g
Mgmt ForForForElect Director Martin H. Nesbitt 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jones Lang LaSalle Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeetendra (Jeetu) I. Patel 1i
Mgmt ForForForElect Director Sheila A. Penrose 1j
Mgmt ForForForElect Director Ann Marie Petach 1k
Mgmt ForForForElect Director Christian Ulbrich 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Lamar Advertising Company
Meeting Date: 05/28/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 512816109
Ticker: LAMR
Shares Voted: 30
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nancy Fletcher Mgmt For For For
Mgmt ForForForElect Director John E. Koerner, III 1.2
Mgmt ForForForElect Director Marshall A. Loeb 1.3
Mgmt ForForForElect Director Stephen P. Mumblow 1.4
Mgmt ForForForElect Director Thomas V. Reifenheiser 1.5
Mgmt ForForForElect Director Anna Reilly 1.6
Mgmt ForForForElect Director Kevin P. Reilly, Jr. 1.7
Mgmt WithholdWithholdForElect Director Wendell Reilly 1.8
Mgmt ForForForElect Director Elizabeth Thompson 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Lomon Billions Group Co., Ltd.
Meeting Date: 05/28/2020
Record Date: 05/20/2020
Country: China
Meeting Type: Special
Primary Security ID: Y3122W109
Ticker: 002601
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lomon Billions Group Co., Ltd.
Shares Voted: 214,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Company's Eligibility for Private Placement of Shares
Mgmt For Against Against
MgmtAPPROVE PLAN FOR PRIVATE PLACEMENT OF NEW SHARES
Mgmt AgainstAgainstForApprove Share Type and Par Value 2.1
Mgmt AgainstAgainstForApprove Issue Manner and Time 2.2
Mgmt AgainstAgainstForApprove Issue Size and Subscription Amount 2.3
Mgmt AgainstAgainstForApprove Issue Price and Pricing Basis 2.4
Mgmt AgainstAgainstForApprove Lock-up Period 2.5
Mgmt AgainstAgainstForApprove Amount and Use of Proceeds 2.6
Mgmt AgainstAgainstForApprove Distribution Arrangement of Cumulative Earnings
2.7
Mgmt AgainstAgainstForApprove Listing Exchange 2.8
Mgmt AgainstAgainstForApprove Resolution Validity Period 2.9
Mgmt AgainstAgainstForApprove Private Placement of Shares 3
Mgmt AgainstAgainstForApprove Feasibility Analysis Report on the Use of Proceeds
4
Mgmt AgainstAgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
5
Mgmt AgainstAgainstForApprove Authorization of Board to Handle All Related Matters
6
Mgmt AgainstAgainstForApprove Report on the Usage of Previously Raised Funds
7
Mgmt AgainstAgainstForApprove Verification Report on the Usage of Previously Raised Funds
8
Mgmt AgainstAgainstForApprove Signing of Share Subscription Agreement
9
MgmtAPPROVE SIGNING OF STRATEGIC COOPERATION AGREEMENT
Mgmt AgainstAgainstForApprove Signing of Strategic Cooperation Agreement with Jinlian (Tianjin) Asset Management Co., Ltd.
10.1
Mgmt AgainstAgainstForApprove Signing of Strategic Cooperation Agreement with Henan Asset Management Co., Ltd.
10.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lomon Billions Group Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Signing of Strategic Cooperation Agreement with Guangzhou Xuanyuan Investment Management Co., Ltd.
10.3
Mgmt AgainstAgainstForApprove Related Party Transactions in Connection to Private Placement
11
Mgmt ForForForApprove Shareholder Return Plan 12
Mgmt ForForForAmend Management System of the Usage of Raised Funds
13
Mgmt ForForForApprove Profit Distribution for the 1st Quarter 14
Shares Voted: 96,380
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Company's Eligibility for Private Placement of Shares
1
MgmtAPPROVE PLAN FOR PRIVATE PLACEMENT OF NEW SHARES
Mgmt AgainstAgainstForApprove Share Type and Par Value 2.1
Mgmt AgainstAgainstForApprove Issue Manner and Time 2.2
Mgmt AgainstAgainstForApprove Issue Size and Subscription Amount 2.3
Mgmt AgainstAgainstForApprove Issue Price and Pricing Basis 2.4
Mgmt AgainstAgainstForApprove Lock-up Period 2.5
Mgmt AgainstAgainstForApprove Amount and Use of Proceeds 2.6
Mgmt AgainstAgainstForApprove Distribution Arrangement of Cumulative Earnings
2.7
Mgmt AgainstAgainstForApprove Listing Exchange 2.8
Mgmt AgainstAgainstForApprove Resolution Validity Period 2.9
Mgmt AgainstAgainstForApprove Private Placement of Shares 3
Mgmt AgainstAgainstForApprove Feasibility Analysis Report on the Use of Proceeds
4
Mgmt AgainstAgainstForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
5
Mgmt AgainstAgainstForApprove Authorization of Board to Handle All Related Matters
6
Mgmt AgainstAgainstForApprove Report on the Usage of Previously Raised Funds
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lomon Billions Group Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Verification Report on the Usage of Previously Raised Funds
8
Mgmt AgainstAgainstForApprove Signing of Share Subscription Agreement
9
MgmtAPPROVE SIGNING OF STRATEGIC COOPERATION AGREEMENT
Mgmt AgainstAgainstForApprove Signing of Strategic Cooperation Agreement with Jinlian (Tianjin) Asset Management Co., Ltd.
10.1
Mgmt AgainstAgainstForApprove Signing of Strategic Cooperation Agreement with Henan Asset Management Co., Ltd.
10.2
Mgmt AgainstAgainstForApprove Signing of Strategic Cooperation Agreement with Guangzhou Xuanyuan Investment Management Co., Ltd.
10.3
Mgmt AgainstAgainstForApprove Related Party Transactions in Connection to Private Placement
11
Mgmt ForForForApprove Shareholder Return Plan 12
Mgmt ForForForAmend Management System of the Usage of Raised Funds
13
Mgmt ForForForApprove Profit Distribution for the 1st Quarter 14
MGM China Holdings Limited
Meeting Date: 05/28/2020
Record Date: 05/14/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G60744102
Ticker: 2282
Shares Voted: 82,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect William Joseph Hornbuckle as Director 3A1
Mgmt AgainstAgainstForElect Pansy Catilina Chiu King Ho as Director 3A2
Mgmt ForForForElect Kenneth Xiaofeng Feng as Director 3A3
Mgmt ForForForElect James Armin Freeman as Director 3A4
Mgmt ForForForElect Daniel Joseph Taylor as Director 3A5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MGM China Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Russell Francis Banham as Director 3A6
Mgmt ForForForElect Simon Meng as Director 3A7
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3B
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt AgainstAgainstForAdopt New Share Option Scheme 8
Overseas Shipholding Group, Inc.
Meeting Date: 05/28/2020
Record Date: 04/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 69036R863
Ticker: OSG
Shares Voted: 86,486
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rebecca DeLaet Mgmt For For For
Mgmt ForForForElect Director Joseph I. Kronsberg 1.2
Mgmt ForForForElect Director Anja L. Manuel 1.3
Mgmt ForForForElect Director Samuel H. Norton 1.4
Mgmt ForForForElect Director John P. Reddy 1.5
Mgmt ForForForElect Director Julie E. Silcock 1.6
Mgmt ForForForElect Director Gary Eugene Taylor 1.7
Mgmt ForForForElect Director Ty E. Wallach 1.8
Mgmt ForForForElect Director Douglas D. Wheat 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Overseas Shipholding Group, Inc.
Shares Voted: 92,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rebecca DeLaet 1.1
Mgmt ForForForElect Director Joseph I. Kronsberg 1.2
Mgmt ForForForElect Director Anja L. Manuel 1.3
Mgmt ForForForElect Director Samuel H. Norton 1.4
Mgmt ForForForElect Director John P. Reddy 1.5
Mgmt ForForForElect Director Julie E. Silcock 1.6
Mgmt ForForForElect Director Gary Eugene Taylor 1.7
Mgmt ForForForElect Director Ty E. Wallach 1.8
Mgmt ForForForElect Director Douglas D. Wheat 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
PennyMac Financial Services, Inc.
Meeting Date: 05/28/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 70932M107
Ticker: PFSI
Shares Voted: 108,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Stanford L. Kurland Mgmt For For For
Mgmt ForForForElect Director David A. Spector 1b
Mgmt ForForForElect Director Anne D. McCallion 1c
Mgmt ForForForElect Director Matthew Botein 1d
Mgmt ForForForElect Director James K. Hunt 1e
Mgmt ForForForElect Director Patrick Kinsella 1f
Mgmt ForForForElect Director Joseph Mazzella 1g
Mgmt ForForForElect Director Farhad Nanji 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PennyMac Financial Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey A. Perlowitz 1i
Mgmt ForForForElect Director Theodore W. Tozer 1j
Mgmt ForForForElect Director Emily Youssouf 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 169,068
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stanford L. Kurland 1a
Mgmt ForForForElect Director David A. Spector 1b
Mgmt ForForForElect Director Anne D. McCallion 1c
Mgmt ForForForElect Director Matthew Botein 1d
Mgmt ForForForElect Director James K. Hunt 1e
Mgmt ForForForElect Director Patrick Kinsella 1f
Mgmt ForForForElect Director Joseph Mazzella 1g
Mgmt ForForForElect Director Farhad Nanji 1h
Mgmt ForForForElect Director Jeffrey A. Perlowitz 1i
Mgmt ForForForElect Director Theodore W. Tozer 1j
Mgmt ForForForElect Director Emily Youssouf 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Powertech Technology, Inc.
Meeting Date: 05/28/2020
Record Date: 03/27/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y7083Y103
Ticker: 6239
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Powertech Technology, Inc.
Shares Voted: 28,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt AgainstAgainstForApprove Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt or Issuance of New Shares for Public Offering or Issuance of Marketable Securities via Private Placement or Issuance of Convertible Bonds
3
MgmtELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt AgainstAgainstForElect D.K. Tsai with Shareholder No. 641, as Non-Independent Director
4.1
Mgmt AgainstAgainstForElect J.Y. Hung with Shareholder No. 19861, as Non-Independent Director
4.2
Mgmt AgainstAgainstForElect J.S. Leu with Shareholder No. 302, as Non-Independent Director
4.3
Mgmt AgainstAgainstForElect Shigeo Koguchi, a Representative of KTC-SUN Corp. with Shareholder No. 135526, as Non-Independent Director
4.4
Mgmt AgainstAgainstForElect Dephne Wu, a Representative of KTC-SUN Corp. (KTC-TU Corp.) with Shareholder No. 135526, as Non-Independent Director
4.5
Mgmt AgainstAgainstForElect Boris Hsieh, a Representative of GREATEK ELECTRONICS INC. with Shareholder No. 179536, as Non-Independent Director
4.6
Mgmt AgainstAgainstForElect Kenjiro Hara, a Representative of Kioxia Semiconductor Taiwan Corporation with Shareholder No. 2509, as Non-Independent Director
4.7
Mgmt AgainstAgainstForElect Jim W.L. Cheng with Shareholder No. 195 as Independent Director
4.8
Mgmt ForForForElect Pei-Ing Lee with ID No. N103301XXX as Independent Director
4.9
Mgmt ForForForElect Morgan Chang with ID No. B100035XXX as Independent Director
4.10
Mgmt AgainstAgainstForElect Jui-Tsung Chen with ID No. B100071XXX as Independent Director
4.11
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Quanta Services, Inc.
Meeting Date: 05/28/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74762E102
Ticker: PWR
Shares Voted: 29,826
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Earl C. (Duke) Austin, Jr. Mgmt For For For
Mgmt ForForForElect Director Doyle N. Beneby 1.2
Mgmt ForForForElect Director J. Michal Conaway 1.3
Mgmt ForForForElect Director Vincent D. Foster 1.4
Mgmt ForForForElect Director Bernard Fried 1.5
Mgmt ForForForElect Director Worthing F. Jackman 1.6
Mgmt ForForForElect Director David M. McClanahan 1.7
Mgmt ForForForElect Director Margaret B. Shannon 1.8
Mgmt ForForForElect Director Pat Wood, III 1.9
Mgmt ForForForElect Director Martha B. Wyrsch 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Shares Voted: 32,417
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Earl C. (Duke) Austin, Jr. 1.1
Mgmt ForForForElect Director Doyle N. Beneby 1.2
Mgmt ForForForElect Director J. Michal Conaway 1.3
Mgmt ForForForElect Director Vincent D. Foster 1.4
Mgmt ForForForElect Director Bernard Fried 1.5
Mgmt ForForForElect Director Worthing F. Jackman 1.6
Mgmt ForForForElect Director David M. McClanahan 1.7
Mgmt ForForForElect Director Margaret B. Shannon 1.8
Mgmt ForForForElect Director Pat Wood, III 1.9
Mgmt ForForForElect Director Martha B. Wyrsch 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Quanta Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Seven & i Holdings Co., Ltd.
Meeting Date: 05/28/2020
Record Date: 02/29/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J7165H108
Ticker: 3382
Shares Voted: 109,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 51
Mgmt For For For
Mgmt ForForForAmend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings
2
Mgmt AgainstAgainstForElect Director Isaka, Ryuichi 3.1
Mgmt AgainstAgainstForElect Director Goto, Katsuhiro 3.2
Mgmt AgainstAgainstForElect Director Ito, Junro 3.3
Mgmt AgainstAgainstForElect Director Yamaguchi, Kimiyoshi 3.4
Mgmt ForForForElect Director Maruyama, Yoshimichi 3.5
Mgmt AgainstAgainstForElect Director Nagamatsu, Fumihiko 3.6
Mgmt AgainstAgainstForElect Director Kimura, Shigeki 3.7
Mgmt AgainstAgainstForElect Director Joseph M. DePinto 3.8
Mgmt AgainstAgainstForElect Director Tsukio, Yoshio 3.9
Mgmt AgainstAgainstForElect Director Ito, Kunio 3.10
Mgmt AgainstAgainstForElect Director Yonemura, Toshiro 3.11
Mgmt AgainstAgainstForElect Director Higashi, Tetsuro 3.12
Mgmt AgainstAgainstForElect Director Rudy, Kazuko 3.13
Shares Voted: 335,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Seven & i Holdings Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 51
1
Mgmt ForForForAmend Articles to Amend Provisions on Number of Directors - Clarify Director Authority on Board Meetings
2
Mgmt AgainstAgainstForElect Director Isaka, Ryuichi 3.1
Mgmt AgainstAgainstForElect Director Goto, Katsuhiro 3.2
Mgmt AgainstAgainstForElect Director Ito, Junro 3.3
Mgmt AgainstAgainstForElect Director Yamaguchi, Kimiyoshi 3.4
Mgmt ForForForElect Director Maruyama, Yoshimichi 3.5
Mgmt AgainstAgainstForElect Director Nagamatsu, Fumihiko 3.6
Mgmt AgainstAgainstForElect Director Kimura, Shigeki 3.7
Mgmt AgainstAgainstForElect Director Joseph M. DePinto 3.8
Mgmt AgainstAgainstForElect Director Tsukio, Yoshio 3.9
Mgmt AgainstAgainstForElect Director Ito, Kunio 3.10
Mgmt AgainstAgainstForElect Director Yonemura, Toshiro 3.11
Mgmt AgainstAgainstForElect Director Higashi, Tetsuro 3.12
Mgmt AgainstAgainstForElect Director Rudy, Kazuko 3.13
WESCO International, Inc.
Meeting Date: 05/28/2020
Record Date: 04/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 95082P105
Ticker: WCC
Shares Voted: 1,265,267
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John J. Engel Mgmt For For For
Mgmt ForForForElect Director Matthew J. Espe 1.2
Mgmt ForForForElect Director Bobby J. Griffin 1.3
Mgmt ForForForElect Director John K. Morgan 1.4
Mgmt ForForForElect Director Steven A. Raymund 1.5
Mgmt ForForForElect Director James L. Singleton 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
WESCO International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Easwaran Sundaram 1.7
Mgmt ForForForElect Director Laura K. Thompson 1.8
Mgmt ForForForElect Director Lynn M. Utter 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Shares Voted: 229,820
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John J. Engel 1.1
Mgmt ForForForElect Director Matthew J. Espe 1.2
Mgmt ForForForElect Director Bobby J. Griffin 1.3
Mgmt ForForForElect Director John K. Morgan 1.4
Mgmt ForForForElect Director Steven A. Raymund 1.5
Mgmt ForForForElect Director James L. Singleton 1.6
Mgmt ForForForElect Director Easwaran Sundaram 1.7
Mgmt ForForForElect Director Laura K. Thompson 1.8
Mgmt ForForForElect Director Lynn M. Utter 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Wheeler Real Estate Investment Trust, Inc.
Meeting Date: 05/28/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 963025705
Ticker: WHLR
Shares Voted: 80,809
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Clayton Andrews Mgmt For For For
Mgmt ForForForElect Director Kerry G. Campbell 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wheeler Real Estate Investment Trust, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stefani Carter 1.3
Mgmt ForForForElect Director Andrew R. Jones 1.4
Mgmt ForForForElect Director Daniel Khoshaba 1.5
Mgmt ForForForElect Director Paula J. Poskon 1.6
Mgmt ForForForElect Director Joseph D. Stilwell 1.7
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Articles of Incorporation to Remove Restrictions Regarding Purchase or Acquisition of Parity Preferred Stock when Accrued or Unpaid Dividends Have Not Been Paid
3
Mgmt ForForForAmend Bylaws to Allow Shareholders to Amend the Bylaws
4
Mgmt ForForForRatify Cherry Bekaert LLP as Auditors 5
Shares Voted: 33,976
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Clayton Andrews 1.1
Mgmt ForForForElect Director Kerry G. Campbell 1.2
Mgmt ForForForElect Director Stefani Carter 1.3
Mgmt ForForForElect Director Andrew R. Jones 1.4
Mgmt ForForForElect Director Daniel Khoshaba 1.5
Mgmt ForForForElect Director Paula J. Poskon 1.6
Mgmt ForForForElect Director Joseph D. Stilwell 1.7
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Articles of Incorporation to Remove Restrictions Regarding Purchase or Acquisition of Parity Preferred Stock when Accrued or Unpaid Dividends Have Not Been Paid
3
Mgmt ForForForAmend Bylaws to Allow Shareholders to Amend the Bylaws
4
Mgmt ForForForRatify Cherry Bekaert LLP as Auditors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AIA Group Limited
Meeting Date: 05/29/2020
Record Date: 05/25/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y002A1105
Ticker: 1299
Shares Voted: 5,448
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Edmund Sze-Wing Tse as Director 3
Mgmt AgainstAgainstForElect Jack Chak-Kwong So as Director 4
Mgmt AgainstAgainstForElect Mohamed Azman Yahya Director 5
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 7B
Mgmt ForForForApprove New Share Option Scheme and Terminate Existing Share Option Scheme
8
Shares Voted: 21,520
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Edmund Sze-Wing Tse as Director 3
Mgmt AgainstAgainstForElect Jack Chak-Kwong So as Director 4
Mgmt AgainstAgainstForElect Mohamed Azman Yahya Director 5
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 7B
Mgmt ForForForApprove New Share Option Scheme and Terminate Existing Share Option Scheme
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Anhui Conch Cement Company Limited
Meeting Date: 05/29/2020
Record Date: 04/28/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y01373102
Ticker: 914
Shares Voted: 2,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2019 Audited Financial Reports 3
Mgmt ForForForApprove KPMG Huazhen LLP as PRC and Internal Control Auditor, KPMG as International Financial Auditor, and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove 2019 Profit Appropriation Proposal and Declaration of Final Dividend
5
Mgmt ForForForApprove Provision of Guarantee to Subsidiaries and Invested Companies
6
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
7
Mgmt ForForForApprove Amendments to Articles of Association
8
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Ardmore Shipping Corporation
Meeting Date: 05/29/2020
Record Date: 04/06/2020
Country: Marshall Isl
Meeting Type: Annual
Primary Security ID: Y0207T100
Ticker: ASC
Shares Voted: 33,384
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mats Berglund Mgmt For For For
Mgmt ForForForElect Director Kirsi Tikka 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ardmore Shipping Corporation
Shares Voted: 26,031
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mats Berglund 1.1
Mgmt ForForForElect Director Kirsi Tikka 1.2
Lowe's Companies, Inc.
Meeting Date: 05/29/2020
Record Date: 03/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 548661107
Ticker: LOW
Shares Voted: 338,356
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Raul Alvarez Mgmt For For For
Mgmt ForForForElect Director David H. Batchelder 1.2
Mgmt ForForForElect Director Angela F. Braly 1.3
Mgmt ForForForElect Director Sandra B. Cochran 1.4
Mgmt ForForForElect Director Laurie Z. Douglas 1.5
Mgmt ForForForElect Director Richard W. Dreiling 1.6
Mgmt ForForForElect Director Marvin R. Ellison 1.7
Mgmt ForForForElect Director Brian C. Rogers 1.8
Mgmt ForForForElect Director Bertram L. Scott 1.9
Mgmt ForForForElect Director Lisa W. Wardell 1.10
Mgmt ForForForElect Director Eric C. Wiseman 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 3
Mgmt ForForForReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
5
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lowe's Companies, Inc.
Shares Voted: 33,606
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Raul Alvarez 1.1
Mgmt ForForForElect Director David H. Batchelder 1.2
Mgmt ForForForElect Director Angela F. Braly 1.3
Mgmt ForForForElect Director Sandra B. Cochran 1.4
Mgmt ForForForElect Director Laurie Z. Douglas 1.5
Mgmt ForForForElect Director Richard W. Dreiling 1.6
Mgmt ForForForElect Director Marvin R. Ellison 1.7
Mgmt ForForForElect Director Brian C. Rogers 1.8
Mgmt ForForForElect Director Bertram L. Scott 1.9
Mgmt ForForForElect Director Lisa W. Wardell 1.10
Mgmt ForForForElect Director Eric C. Wiseman 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 3
Mgmt ForForForReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
5
SH ForForAgainstReduce Ownership Threshold for Shareholders to Call Special Meeting
6
LyondellBasell Industries N.V.
Meeting Date: 05/29/2020
Record Date: 05/01/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N53745100
Ticker: LYB
Shares Voted: 5,761
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jacques Aigrain Mgmt For For For
Mgmt ForForForElect Director Lincoln Benet 1b
Mgmt ForForForElect Director Jagjeet (Jeet) Bindra 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LyondellBasell Industries N.V.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robin Buchanan 1d
Mgmt ForForForElect Director Stephen Cooper 1e
Mgmt ForForForElect Director Nance Dicciani 1f
Mgmt ForForForElect Director Claire Farley 1g
Mgmt ForForForElect Director Isabella (Bella) Goren 1h
Mgmt ForForForElect Director Michael Hanley 1i
Mgmt ForForForElect Director Albert Manifold 1j
Mgmt ForForForElect Director Bhavesh (Bob) Patel 1k
Mgmt ForForForApprove Discharge of the Members of the Board of Directors
2
Mgmt ForForForAdopt Financial Statements and Statutory Reports
3
Mgmt ForForForRatify PricewaterhouseCoopers Accountants N.V. as Auditors
4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForApprove Dividends of USD 4.20 Per Share 7
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
Mgmt ForForForApprove Cancellation of Shares 9
Shares Voted: 6,178
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jacques Aigrain 1a
Mgmt ForForForElect Director Lincoln Benet 1b
Mgmt ForForForElect Director Jagjeet (Jeet) Bindra 1c
Mgmt ForForForElect Director Robin Buchanan 1d
Mgmt ForForForElect Director Stephen Cooper 1e
Mgmt ForForForElect Director Nance Dicciani 1f
Mgmt ForForForElect Director Claire Farley 1g
Mgmt ForForForElect Director Isabella (Bella) Goren 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LyondellBasell Industries N.V.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael Hanley 1i
Mgmt ForForForElect Director Albert Manifold 1j
Mgmt ForForForElect Director Bhavesh (Bob) Patel 1k
Mgmt ForForForApprove Discharge of the Members of the Board of Directors
2
Mgmt ForForForAdopt Financial Statements and Statutory Reports
3
Mgmt ForForForRatify PricewaterhouseCoopers Accountants N.V. as Auditors
4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
6
Mgmt ForForForApprove Dividends of USD 4.20 Per Share 7
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
Mgmt ForForForApprove Cancellation of Shares 9
Total SA
Meeting Date: 05/29/2020
Record Date: 05/27/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F92124100
Ticker: FP
Shares Voted: 652,428
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Patricia Barbizet as Director 6
Mgmt ForForForReelect Marie-Christine Coisne-Roquette as Director
7
Mgmt ForForForReelect Mark Cutifani as Director 8
Mgmt ForForForElect Jerome Contamine as Director 9
Mgmt ForForForApprove Compensation Report of Corporate Officers
10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Compensation of Patrick Pouyanne, Chairman and CEO
12
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
13
MgmtExtraordinary Business
Mgmt ForForForApprove Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion
15
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million
16
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million
17
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17
18
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans
21
MgmtShareholders Proposal
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstInstruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly
A
Shares Voted: 817,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Mgmt ForForForReelect Patricia Barbizet as Director 6
Mgmt ForForForReelect Marie-Christine Coisne-Roquette as Director
7
Mgmt ForForForReelect Mark Cutifani as Director 8
Mgmt ForForForElect Jerome Contamine as Director 9
Mgmt ForForForApprove Compensation Report of Corporate Officers
10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Compensation of Patrick Pouyanne, Chairman and CEO
12
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
13
MgmtExtraordinary Business
Mgmt ForForForApprove Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly
14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion
15
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million
16
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million
17
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17
18
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans
21
MgmtShareholders Proposal
SH AgainstAgainstAgainstInstruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly
A
Total SA
Meeting Date: 05/29/2020
Record Date: 04/24/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F92124100
Ticker: FP
Shares Voted: 2,312,011
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Mgmt ForForForReelect Patricia Barbizet as Director 6
Mgmt ForForForReelect Marie-Christine Coisne-Roquette as Director
7
Mgmt ForForForReelect Mark Cutifani as Director 8
Mgmt ForForForElect Jerome Contamine as Director 9
Mgmt ForForForApprove Compensation Report of Corporate Officers
10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Compensation of Patrick Pouyanne, Chairman and CEO
12
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
13
MgmtExtraordinary Business
Mgmt ForForForApprove Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion
15
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million
16
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million
17
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17
18
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans
21
MgmtShareholders Proposal
SH AgainstAgainstAgainstInstruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly
A
Shares Voted: 726,217
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.68 per Share and Option for Stock Dividend Program
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
5
Mgmt ForForForReelect Patricia Barbizet as Director 6
Mgmt ForForForReelect Marie-Christine Coisne-Roquette as Director
7
Mgmt ForForForReelect Mark Cutifani as Director 8
Mgmt ForForForElect Jerome Contamine as Director 9
Mgmt ForForForApprove Compensation Report of Corporate Officers
10
Mgmt ForForForApprove Remuneration Policy of Directors 11
Mgmt ForForForApprove Compensation of Patrick Pouyanne, Chairman and CEO
12
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
13
MgmtExtraordinary Business
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Total SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Change of Corporate Form to Societe Europeenne (SE) and Amend Bylaws Accordingly
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights and/or Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 2.5 Billion
15
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 650 Million
16
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 650 Million
17
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 16 and 17
18
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plans
21
MgmtShareholders Proposal
SH AgainstAgainstAgainstInstruct Company to Set and Publish Targets for Greenhouse Gas (GHG) Emissions Aligned with the Goal of the Paris Climate Agreement and Amend Article 19 of Bylaws Accordingly
A
Wuliangye Yibin Co., Ltd.
Meeting Date: 05/29/2020
Record Date: 05/22/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y9718N106
Ticker: 000858
Shares Voted: 78,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Annual Report Mgmt For For For
Mgmt ForForForApprove Report of the Board of Directors 2
Mgmt ForForForApprove Report of the Board of Supervisors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wuliangye Yibin Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove Profit Distribution 5
Mgmt AgainstAgainstForApprove Daily Related-party Transactions 6
Mgmt ForForForApprove Appointment of Auditor 7
Mgmt ForForForApprove Amendments to Articles of Association
8
Mgmt ForForForApprove Change in Usage and Implementing Party of Raised Funds Investment Project
9
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
10
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Directors
11
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
12
Mgmt ForForForApprove Comprehensive Budget Plan 13
MgmtELECT SUPERVISORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Liu Feng as Supervisor 14.1
Mgmt ForForForElect Yang Ling as Supervisor 14.2
Shares Voted: 35,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Annual Report 1
Mgmt ForForForApprove Report of the Board of Directors 2
Mgmt ForForForApprove Report of the Board of Supervisors 3
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove Profit Distribution 5
Mgmt AgainstAgainstForApprove Daily Related-party Transactions 6
Mgmt ForForForApprove Appointment of Auditor 7
Mgmt ForForForApprove Amendments to Articles of Association
8
Mgmt ForForForApprove Change in Usage and Implementing Party of Raised Funds Investment Project
9
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wuliangye Yibin Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Directors
11
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Supervisors
12
Mgmt ForForForApprove Comprehensive Budget Plan 13
MgmtELECT SUPERVISORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Liu Feng as Supervisor 14.1
Mgmt ForForForElect Yang Ling as Supervisor 14.2
Wynn Macau Limited
Meeting Date: 05/29/2020
Record Date: 05/22/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G98149100
Ticker: 1128
Shares Voted: 7,996,225
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForElect Matthew O. Maddox as Director 2a
Mgmt ForForForElect Nicholas Sallnow-Smith as Director 2b
Mgmt ForForForElect Bruce Rockowitz as Director 2c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3
Mgmt ForForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt AgainstAgainstForApprove Issuance of Shares Under the Employee Ownership Scheme
8
Mgmt AgainstAgainstForApprove Increase the Scheme Limit Under the Employee Ownership Scheme
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wynn Macau Limited
Shares Voted: 11,282,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForElect Matthew O. Maddox as Director 2a
Mgmt ForForForElect Nicholas Sallnow-Smith as Director 2b
Mgmt ForForForElect Bruce Rockowitz as Director 2c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3
Mgmt ForForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mgmt AgainstAgainstForApprove Issuance of Shares Under the Employee Ownership Scheme
8
Mgmt AgainstAgainstForApprove Increase the Scheme Limit Under the Employee Ownership Scheme
9
Hexcel Corporation
Meeting Date: 06/01/2020
Record Date: 04/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 428291108
Ticker: HXL
Shares Voted: 7,280
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Nick L. Stanage Mgmt For For For
Mgmt ForForForElect Director Joel S. Beckman 1b
Mgmt ForForForElect Director Jeffrey C. Campbell 1c
Mgmt ForForForElect Director Cynthia M. Egnotovich 1d
Mgmt ForForForElect Director Thomas A. Gendron 1e
Mgmt ForForForElect Director Jeffrey A. Graves 1f
Mgmt ForForForElect Director Guy C. Hachey 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hexcel Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Catherine A. Suever 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 7,508
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nick L. Stanage 1a
Mgmt ForForForElect Director Joel S. Beckman 1b
Mgmt ForForForElect Director Jeffrey C. Campbell 1c
Mgmt ForForForElect Director Cynthia M. Egnotovich 1d
Mgmt ForForForElect Director Thomas A. Gendron 1e
Mgmt ForForForElect Director Jeffrey A. Graves 1f
Mgmt ForForForElect Director Guy C. Hachey 1g
Mgmt ForForForElect Director Catherine A. Suever 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
SL Green Realty Corp.
Meeting Date: 06/01/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 78440X101
Ticker: SLG
Shares Voted: 55,536
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John H. Alschuler Mgmt For For For
Mgmt ForForForElect Director Betsy Atkins 1b
Mgmt ForForForElect Director Edwin T. Burton, III 1c
Mgmt ForForForElect Director Lauren B. Dillard 1d
Mgmt ForForForElect Director Stephen L. Green 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SL Green Realty Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Craig M. Hatkoff 1f
Mgmt ForForForElect Director Marc Holliday 1g
Mgmt ForForForElect Director John S. Levy 1h
Mgmt ForForForElect Director Andrew W. Mathias 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 2,022
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John H. Alschuler 1a
Mgmt ForForForElect Director Betsy Atkins 1b
Mgmt ForForForElect Director Edwin T. Burton, III 1c
Mgmt ForForForElect Director Lauren B. Dillard 1d
Mgmt ForForForElect Director Stephen L. Green 1e
Mgmt ForForForElect Director Craig M. Hatkoff 1f
Mgmt ForForForElect Director Marc Holliday 1g
Mgmt ForForForElect Director John S. Levy 1h
Mgmt ForForForElect Director Andrew W. Mathias 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
UnitedHealth Group Incorporated
Meeting Date: 06/01/2020
Record Date: 04/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 91324P102
Ticker: UNH
Shares Voted: 1,125,902
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard T. Burke Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UnitedHealth Group Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Timothy P. Flynn 1b
Mgmt ForForForElect Director Stephen J. Hemsley 1c
Mgmt ForForForElect Director Michele J. Hooper 1d
Mgmt ForForForElect Director F. William McNabb, III 1e
Mgmt ForForForElect Director Valerie C. Montgomery Rice 1f
Mgmt ForForForElect Director John H. Noseworthy 1g
Mgmt ForForForElect Director Glenn M. Renwick 1h
Mgmt ForForForElect Director David S. Wichmann 1i
Mgmt ForForForElect Director Gail R. Wilensky 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForApprove Omnibus Stock Plan 4
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
5
Shares Voted: 262,575
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard T. Burke 1a
Mgmt ForForForElect Director Timothy P. Flynn 1b
Mgmt ForForForElect Director Stephen J. Hemsley 1c
Mgmt ForForForElect Director Michele J. Hooper 1d
Mgmt ForForForElect Director F. William McNabb, III 1e
Mgmt ForForForElect Director Valerie C. Montgomery Rice 1f
Mgmt ForForForElect Director John H. Noseworthy 1g
Mgmt ForForForElect Director Glenn M. Renwick 1h
Mgmt ForForForElect Director David S. Wichmann 1i
Mgmt ForForForElect Director Gail R. Wilensky 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UnitedHealth Group Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Omnibus Stock Plan 4
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
5
Cognizant Technology Solutions Corporation
Meeting Date: 06/02/2020
Record Date: 04/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 192446102
Ticker: CTSH
Shares Voted: 645,657
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Zein Abdalla Mgmt For For For
Mgmt AgainstAgainstForElect Director Vinita Bali 1b
Mgmt ForForForElect Director Maureen Breakiron-Evans 1c
Mgmt ForForForElect Director Archana Deskus 1d
Mgmt ForForForElect Director John M. Dineen 1e
Mgmt ForForForElect Director John N. Fox, Jr. 1f
Mgmt ForForForElect Director Brian Humphries 1g
Mgmt ForForForElect Director Leo S. Mackay, Jr. 1h
Mgmt ForForForElect Director Michael Patsalos-Fox 1i
Mgmt ForForForElect Director Joseph M. Velli 1j
Mgmt ForForForElect Director Sandra S. Wijnberg 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 83,263
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Zein Abdalla 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cognizant Technology Solutions Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Vinita Bali 1b
Mgmt ForForForElect Director Maureen Breakiron-Evans 1c
Mgmt ForForForElect Director Archana Deskus 1d
Mgmt ForForForElect Director John M. Dineen 1e
Mgmt ForForForElect Director John N. Fox, Jr. 1f
Mgmt ForForForElect Director Brian Humphries 1g
Mgmt ForForForElect Director Leo S. Mackay, Jr. 1h
Mgmt ForForForElect Director Michael Patsalos-Fox 1i
Mgmt ForForForElect Director Joseph M. Velli 1j
Mgmt ForForForElect Director Sandra S. Wijnberg 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Glencore Plc
Meeting Date: 06/02/2020
Record Date: 05/31/2020
Country: Jersey
Meeting Type: Annual
Primary Security ID: G39420107
Ticker: GLEN
Shares Voted: 6,103,055
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForRe-elect Anthony Hayward as Director 2
Mgmt ForForForRe-elect Ivan Glasenberg as Director 3
Mgmt ForForForRe-elect Peter Coates as Director 4
Mgmt ForForForRe-elect Leonhard Fischer as Director 5
Mgmt ForForForRe-elect Martin Gilbert as Director 6
Mgmt ForForForRe-elect John Mack as Director 7
Mgmt ForForForRe-elect Gill Marcus as Director 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Glencore Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Patrice Merrin as Director 9
Mgmt ForForForElect Kalidas Madhavpeddi as Director 10
Mgmt ForForForApprove Remuneration Policy 11
Mgmt ForForForApprove Remuneration Report 12
Mgmt ForForForReappoint Deloitte LLP as Auditors 13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Mgmt ForForForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
Shares Voted: 6,179,526
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForRe-elect Anthony Hayward as Director 2
Mgmt ForForForRe-elect Ivan Glasenberg as Director 3
Mgmt ForForForRe-elect Peter Coates as Director 4
Mgmt ForForForRe-elect Leonhard Fischer as Director 5
Mgmt ForForForRe-elect Martin Gilbert as Director 6
Mgmt ForForForRe-elect John Mack as Director 7
Mgmt ForForForRe-elect Gill Marcus as Director 8
Mgmt ForForForRe-elect Patrice Merrin as Director 9
Mgmt ForForForElect Kalidas Madhavpeddi as Director 10
Mgmt ForForForApprove Remuneration Policy 11
Mgmt ForForForApprove Remuneration Report 12
Mgmt ForForForReappoint Deloitte LLP as Auditors 13
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Glencore Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
17
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 18
NeoPhotonics Corporation
Meeting Date: 06/02/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 64051T100
Ticker: NPTN
Shares Voted: 68,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Timothy S. Jenks Mgmt For For For
Mgmt ForForForElect Director Yanbing Li 1.2
Mgmt ForForForRatify BDO USA, LLP as Auditors 2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 16,887
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Timothy S. Jenks 1.1
Mgmt ForForForElect Director Yanbing Li 1.2
Mgmt ForForForRatify BDO USA, LLP as Auditors 2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sampo Oyj
Meeting Date: 06/02/2020
Record Date: 05/20/2020
Country: Finland
Meeting Type: Annual
Primary Security ID: X75653109
Ticker: SAMPO
Shares Voted: 272,377
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.50 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
10
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work
11
Mgmt ForForForFix Number of Directors at Eight 12
Mgmt ForForForReelect Christian Clausen, Fiona Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director
13
Mgmt ForForForApprove Remuneration of Auditors 14
Mgmt ForForForRatify Ernst & Young as Auditors 15
Mgmt ForForForAuthorize Share Repurchase Program 16
MgmtClose Meeting 17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sampo Oyj
Shares Voted: 707,265
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOpen Meeting 1
MgmtCall the Meeting to Order 2
Mgmt ForForForDesignate Inspector or Shareholder Representative(s) of Minutes of Meeting
3
Mgmt ForForForAcknowledge Proper Convening of Meeting 4
Mgmt ForForForPrepare and Approve List of Shareholders 5
MgmtReceive Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.50 Per Share
8
Mgmt ForForForApprove Discharge of Board and President 9
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
10
Mgmt ForForForApprove Remuneration of Directors in the Amount of EUR 180,000 for Chairman and EUR 93,000 for Other Directors; Approve Remuneration for Committee Work
11
Mgmt ForForForFix Number of Directors at Eight 12
Mgmt ForForForReelect Christian Clausen, Fiona Clutterbuck, Jannica Fagerholm, Johanna Lamminen, Risto Murto, Antti Makinen and Bjorn Wahlroos as Directors; Elect Georg Ehrnrooth as New Director
13
Mgmt ForForForApprove Remuneration of Auditors 14
Mgmt ForForForRatify Ernst & Young as Auditors 15
Mgmt ForForForAuthorize Share Repurchase Program 16
MgmtClose Meeting 17
WH Group Limited
Meeting Date: 06/02/2020
Record Date: 05/27/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G96007102
Ticker: 288
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
WH Group Limited
Shares Voted: 4,434,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForElect Jiao Shuge as Director 2a
Mgmt AgainstAgainstForElect Huang Ming as Director 2b
Mgmt AgainstAgainstForElect Lau, Jin Tin Don as Director 2c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3
Mgmt ForForForApprove Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove Final Dividend 5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Shares Voted: 10,527,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForElect Jiao Shuge as Director 2a
Mgmt AgainstAgainstForElect Huang Ming as Director 2b
Mgmt AgainstAgainstForElect Lau, Jin Tin Don as Director 2c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3
Mgmt ForForForApprove Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForApprove Final Dividend 5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alphabet Inc.
Meeting Date: 06/03/2020
Record Date: 04/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 02079K305
Ticker: GOOGL
Shares Voted: 232,239
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Larry Page Mgmt For For For
Mgmt ForForForElect Director Sergey Brin 1.2
Mgmt ForForForElect Director Sundar Pichai 1.3
Mgmt ForForForElect Director John L. Hennessy 1.4
Mgmt ForForForElect Director Frances H. Arnold 1.5
Mgmt WithholdWithholdForElect Director L. John Doerr 1.6
Mgmt ForForForElect Director Roger W. Ferguson Jr. 1.7
Mgmt WithholdWithholdForElect Director Ann Mather 1.8
Mgmt WithholdWithholdForElect Director Alan R. Mulally 1.9
Mgmt WithholdWithholdForElect Director K. Ram Shiram 1.10
Mgmt WithholdWithholdForElect Director Robin L. Washington 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH AgainstAgainstAgainstReport on Arbitration of Employment-Related Claims
6
SH AgainstReferAgainstEstablish Human Rights Risk Oversight Committee
7
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
8
SH ForReferAgainstAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
9
SH ForReferAgainstReport on Takedown Requests 10
SH ForForAgainstRequire a Majority Vote for the Election of Directors
11
SH AgainstAgainstAgainstReport on Gender/Racial Pay Gap 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alphabet Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH AgainstReferAgainstRequire Independent Director Nominee with Human and/or Civil Rights Experience
13
SH AgainstReferAgainstReport on Whistleblower Policies and Practices
14
Shares Voted: 56,907
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Larry Page 1.1
Mgmt ForForForElect Director Sergey Brin 1.2
Mgmt ForForForElect Director Sundar Pichai 1.3
Mgmt ForForForElect Director John L. Hennessy 1.4
Mgmt ForForForElect Director Frances H. Arnold 1.5
Mgmt WithholdWithholdForElect Director L. John Doerr 1.6
Mgmt ForForForElect Director Roger W. Ferguson Jr. 1.7
Mgmt WithholdWithholdForElect Director Ann Mather 1.8
Mgmt WithholdWithholdForElect Director Alan R. Mulally 1.9
Mgmt WithholdWithholdForElect Director K. Ram Shiram 1.10
Mgmt WithholdWithholdForElect Director Robin L. Washington 1.11
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH AgainstAgainstAgainstReport on Arbitration of Employment-Related Claims
6
SH AgainstReferAgainstEstablish Human Rights Risk Oversight Committee
7
SH AgainstAgainstAgainstRequire Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors
8
SH ForReferAgainstAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
9
SH ForReferAgainstReport on Takedown Requests 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alphabet Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstRequire a Majority Vote for the Election of Directors
11
SH AgainstAgainstAgainstReport on Gender/Racial Pay Gap 12
SH AgainstReferAgainstRequire Independent Director Nominee with Human and/or Civil Rights Experience
13
SH AgainstReferAgainstReport on Whistleblower Policies and Practices
14
Biogen Inc.
Meeting Date: 06/03/2020
Record Date: 04/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 09062X103
Ticker: BIIB
Shares Voted: 144,516
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Alexander J. Denner Mgmt For For For
Mgmt ForForForElect Director Caroline D. Dorsa 1b
Mgmt ForForForElect Director William A. Hawkins 1c
Mgmt ForForForElect Director Nancy L. Leaming 1d
Mgmt ForForForElect Director Jesus B. Mantas 1e
Mgmt ForForForElect Director Richard C. Mulligan 1f
Mgmt ForForForElect Director Robert W. Pangia 1g
Mgmt ForForForElect Director Stelios Papadopoulos 1h
Mgmt ForForForElect Director Brian S. Posner 1i
Mgmt ForForForElect Director Eric K. Rowinsky 1j
Mgmt ForForForElect Director Stephen A. Sherwin 1k
Mgmt ForForForElect Director Michel Vounatsos 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Biogen Inc.
Shares Voted: 34,525
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Alexander J. Denner 1a
Mgmt ForForForElect Director Caroline D. Dorsa 1b
Mgmt ForForForElect Director William A. Hawkins 1c
Mgmt ForForForElect Director Nancy L. Leaming 1d
Mgmt ForForForElect Director Jesus B. Mantas 1e
Mgmt ForForForElect Director Richard C. Mulligan 1f
Mgmt ForForForElect Director Robert W. Pangia 1g
Mgmt ForForForElect Director Stelios Papadopoulos 1h
Mgmt ForForForElect Director Brian S. Posner 1i
Mgmt ForForForElect Director Eric K. Rowinsky 1j
Mgmt ForForForElect Director Stephen A. Sherwin 1k
Mgmt ForForForElect Director Michel Vounatsos 1l
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Clean Harbors, Inc.
Meeting Date: 06/03/2020
Record Date: 04/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 184496107
Ticker: CLH
Shares Voted: 1,217
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Eugene Banucci Mgmt For For For
Mgmt ForForForElect Director Edward G. Galante 1.2
Mgmt ForForForElect Director Thomas J. Shields 1.3
Mgmt ForForForElect Director John R. Welch 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Clean Harbors, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 1,710
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Eugene Banucci 1.1
Mgmt ForForForElect Director Edward G. Galante 1.2
Mgmt ForForForElect Director Thomas J. Shields 1.3
Mgmt ForForForElect Director John R. Welch 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Comcast Corporation
Meeting Date: 06/03/2020
Record Date: 04/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 20030N101
Ticker: CMCSA
Shares Voted: 7,255,836
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt For For For
Mgmt ForForForElect Director Madeline S. Bell 1.2
Mgmt ForForForElect Director Naomi M. Bergman 1.3
Mgmt WithholdWithholdForElect Director Edward D. Breen 1.4
Mgmt WithholdWithholdForElect Director Gerald L. Hassell 1.5
Mgmt ForForForElect Director Jeffrey A. Honickman 1.6
Mgmt ForForForElect Director Maritza G. Montiel 1.7
Mgmt ForForForElect Director Asuka Nakahara 1.8
Mgmt WithholdWithholdForElect Director David C. Novak 1.9
Mgmt ForForForElect Director Brian L. Roberts 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Comcast Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Stock Option Plan 3
Mgmt ForForForAmend Restricted Stock Plan 4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Independent Board Chair 7
SH AgainstReferAgainstReport on Risks Posed by Failing to Prevent Sexual Harassment
8
Shares Voted: 1,516,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kenneth J. Bacon 1.1
Mgmt ForForForElect Director Madeline S. Bell 1.2
Mgmt ForForForElect Director Naomi M. Bergman 1.3
Mgmt WithholdWithholdForElect Director Edward D. Breen 1.4
Mgmt WithholdWithholdForElect Director Gerald L. Hassell 1.5
Mgmt ForForForElect Director Jeffrey A. Honickman 1.6
Mgmt ForForForElect Director Maritza G. Montiel 1.7
Mgmt ForForForElect Director Asuka Nakahara 1.8
Mgmt WithholdWithholdForElect Director David C. Novak 1.9
Mgmt ForForForElect Director Brian L. Roberts 1.10
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAmend Stock Option Plan 3
Mgmt ForForForAmend Restricted Stock Plan 4
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 6
SH ForForAgainstRequire Independent Board Chair 7
SH AgainstReferAgainstReport on Risks Posed by Failing to Prevent Sexual Harassment
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Diamondback Energy, Inc.
Meeting Date: 06/03/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 25278X109
Ticker: FANG
Shares Voted: 449,404
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven E. West Mgmt For For For
Mgmt ForForForElect Director Travis D. Stice 1.2
Mgmt ForForForElect Director Vincent K. Brooks 1.3
Mgmt ForForForElect Director Michael P. Cross 1.4
Mgmt ForForForElect Director David L. Houston 1.5
Mgmt ForForForElect Director Stephanie K. Mains 1.6
Mgmt ForForForElect Director Mark L. Plaumann 1.7
Mgmt ForForForElect Director Melanie M. Trent 1.8
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
Shares Voted: 115,022
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven E. West 1.1
Mgmt ForForForElect Director Travis D. Stice 1.2
Mgmt ForForForElect Director Vincent K. Brooks 1.3
Mgmt ForForForElect Director Michael P. Cross 1.4
Mgmt ForForForElect Director David L. Houston 1.5
Mgmt ForForForElect Director Stephanie K. Mains 1.6
Mgmt ForForForElect Director Mark L. Plaumann 1.7
Mgmt ForForForElect Director Melanie M. Trent 1.8
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Freeport-McMoRan Inc.
Meeting Date: 06/03/2020
Record Date: 04/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 35671D857
Ticker: FCX
Shares Voted: 41,438
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard C. Adkerson Mgmt For For For
Mgmt ForForForElect Director Gerald J. Ford 1.2
Mgmt ForForForElect Director Lydia H. Kennard 1.3
Mgmt ForForForElect Director Dustan E. McCoy 1.4
Mgmt ForForForElect Director John J. Stephens 1.5
Mgmt ForForForElect Director Frances Fragos Townsend 1.6
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 44,442
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard C. Adkerson 1.1
Mgmt ForForForElect Director Gerald J. Ford 1.2
Mgmt ForForForElect Director Lydia H. Kennard 1.3
Mgmt ForForForElect Director Dustan E. McCoy 1.4
Mgmt ForForForElect Director John J. Stephens 1.5
Mgmt ForForForElect Director Frances Fragos Townsend 1.6
Mgmt ForForForRatify Ernst & Young LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
FTI Consulting, Inc.
Meeting Date: 06/03/2020
Record Date: 03/25/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 302941109
Ticker: FCN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FTI Consulting, Inc.
Shares Voted: 440,126
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Brenda J. Bacon Mgmt For For For
Mgmt ForForForElect Director Mark S. Bartlett 1b
Mgmt ForForForElect Director Claudio Costamagna 1c
Mgmt ForForForElect Director Vernon Ellis 1d
Mgmt ForForForElect Director Nicholas C. Fanandakis 1e
Mgmt ForForForElect Director Steven H. Gunby 1f
Mgmt ForForForElect Director Gerard E. Holthaus 1g
Mgmt ForForForElect Director Laureen E. Seeger 1h
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 68,128
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Brenda J. Bacon 1a
Mgmt ForForForElect Director Mark S. Bartlett 1b
Mgmt ForForForElect Director Claudio Costamagna 1c
Mgmt ForForForElect Director Vernon Ellis 1d
Mgmt ForForForElect Director Nicholas C. Fanandakis 1e
Mgmt ForForForElect Director Steven H. Gunby 1f
Mgmt ForForForElect Director Gerard E. Holthaus 1g
Mgmt ForForForElect Director Laureen E. Seeger 1h
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
InterDigital, Inc.
Meeting Date: 06/03/2020
Record Date: 04/01/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 45867G101
Ticker: IDCC
Shares Voted: 15,828
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joan H. Gillman Mgmt For For For
Mgmt ForForForElect Director S. Douglas Hutcheson 1b
Mgmt ForForForElect Director John A. Kritzmacher 1c
Mgmt ForForForElect Director John D. Markley, Jr. 1d
Mgmt ForForForElect Director William J. Merritt 1e
Mgmt ForForForElect Director Jean F. Rankin 1f
Mgmt ForForForElect Director Philip P. Trahanas 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Shares Voted: 18,137
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joan H. Gillman 1a
Mgmt ForForForElect Director S. Douglas Hutcheson 1b
Mgmt ForForForElect Director John A. Kritzmacher 1c
Mgmt ForForForElect Director John D. Markley, Jr. 1d
Mgmt ForForForElect Director William J. Merritt 1e
Mgmt ForForForElect Director Jean F. Rankin 1f
Mgmt ForForForElect Director Philip P. Trahanas 1g
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditor 3
Live Nation Entertainment, Inc.
Meeting Date: 06/03/2020
Record Date: 04/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 538034109
Ticker: LYV
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Live Nation Entertainment, Inc.
Shares Voted: 93,604
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Maverick Carter Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Ariel Emanuel 1.2
Mgmt AgainstAgainstForElect Director Ping Fu 1.3
Mgmt AgainstAgainstForElect Director Jeffrey T. Hinson 1.4
Mgmt ForForForElect Director Chad Hollingsworth 1.5
Mgmt AgainstAgainstForElect Director James Iovine 1.6
Mgmt AgainstAgainstForElect Director James S. Kahan 1.7
Mgmt AgainstAgainstForElect Director Gregory B. Maffei 1.8
Mgmt AgainstAgainstForElect Director Randall T. Mays 1.9
Mgmt AgainstAgainstForElect Director Michael Rapino 1.10
Mgmt AgainstAgainstForElect Director Mark S. Shapiro 1.11
Mgmt AgainstAgainstForElect Director Dana Walden 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Lomon Billions Group Co., Ltd.
Meeting Date: 06/03/2020
Record Date: 05/27/2020
Country: China
Meeting Type: Special
Primary Security ID: Y3122W109
Ticker: 002601
Shares Voted: 214,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Issuance of Medium-term Notes Mgmt For For For
Shares Voted: 96,380
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Medium-term Notes 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Melco Resorts & Entertainment Ltd.
Meeting Date: 06/03/2020
Record Date: 04/27/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: 585464100
Ticker: MLCO
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Informational Meeting for ADR Holders Mgmt
MgmtTransact Other Business (Non-Voting) 1
MIRAE ASSET DAEWOO CO., LTD.
Meeting Date: 06/03/2020
Record Date: 05/04/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y1916K109
Ticker: 006800
Shares Voted: 82,084
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Lee Jem-ma as a Member of Audit Committee
Mgmt For For For
Shares Voted: 26,651
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Lee Jem-ma as a Member of Audit Committee
1
Nexstar Media Group, Inc.
Meeting Date: 06/03/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 65336K103
Ticker: NXST
Shares Voted: 267,315
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dennis A. Miller Mgmt For For For
Mgmt WithholdWithholdForElect Director John R. Muse 1.2
Mgmt WithholdWithholdForElect Director I. Martin Pompadur 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nexstar Media Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 127,818
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dennis A. Miller 1.1
Mgmt WithholdWithholdForElect Director John R. Muse 1.2
Mgmt WithholdWithholdForElect Director I. Martin Pompadur 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ooma, Inc.
Meeting Date: 06/03/2020
Record Date: 04/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 683416101
Ticker: OOMA
Shares Voted: 17,381
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan Butenhoff Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Russ Mann 1.2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Science Applications International Corporation
Meeting Date: 06/03/2020
Record Date: 04/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 808625107
Ticker: SAIC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Science Applications International Corporation
Shares Voted: 1,386,124
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert A. Bedingfield Mgmt For For For
Mgmt ForForForElect Director Carol A. Goode 1b
Mgmt ForForForElect Director John J. Hamre 1c
Mgmt ForForForElect Director Yvette M. Kanouff 1d
Mgmt ForForForElect Director Nazzic S. Keene 1e
Mgmt ForForForElect Director David M. Kerko 1f
Mgmt ForForForElect Director Timothy J. Mayopoulos 1g
Mgmt ForForForElect Director Katharina G. McFarland 1h
Mgmt ForForForElect Director Donna S. Morea 1i
Mgmt ForForForElect Director Steven R. Shane 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 1,473,910
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert A. Bedingfield 1a
Mgmt ForForForElect Director Carol A. Goode 1b
Mgmt ForForForElect Director John J. Hamre 1c
Mgmt ForForForElect Director Yvette M. Kanouff 1d
Mgmt ForForForElect Director Nazzic S. Keene 1e
Mgmt ForForForElect Director David M. Kerko 1f
Mgmt ForForForElect Director Timothy J. Mayopoulos 1g
Mgmt ForForForElect Director Katharina G. McFarland 1h
Mgmt ForForForElect Director Donna S. Morea 1i
Mgmt ForForForElect Director Steven R. Shane 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Science Applications International Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Silvercrest Asset Management Group Inc.
Meeting Date: 06/03/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 828359109
Ticker: SAMG
Shares Voted: 162,137
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brian D. Dunn Mgmt For Withhold Withhold
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 266,532
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Brian D. Dunn 1.1
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Walmart Inc.
Meeting Date: 06/03/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 931142103
Ticker: WMT
Shares Voted: 32
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Cesar Conde Mgmt For For For
Mgmt ForForForElect Director Timothy P. Flynn 1b
Mgmt ForForForElect Director Sarah J. Friar 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Walmart Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carla A. Harris 1d
Mgmt ForForForElect Director Thomas W. Horton 1e
Mgmt ForForForElect Director Marissa A. Mayer 1f
Mgmt ForForForElect Director C. Douglas McMillon 1g
Mgmt ForForForElect Director Gregory B. Penner 1h
Mgmt ForForForElect Director Steven S Reinemund 1i
Mgmt ForForForElect Director S. Robson Walton 1j
Mgmt ForForForElect Director Steuart L. Walton 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
SH ForReferAgainstReport on Impacts of Single-Use Plastic Bags 5
SH ForReferAgainstReport on Supplier Antibiotics Use Standards 6
SH AgainstAgainstAgainstAdopt Policy to Include Hourly Associates as Director Candidates
7
SH ForReferAgainstReport on Strengthening Prevention of Workplace Sexual Harassment
8
Williams-Sonoma, Inc.
Meeting Date: 06/03/2020
Record Date: 04/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 969904101
Ticker: WSM
Shares Voted: 385,365
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Laura Alber Mgmt For For For
Mgmt ForForForElect Director Scott Dahnke 1.2
Mgmt ForForForElect Director Anne Mulcahy 1.3
Mgmt ForForForElect Director William Ready 1.4
Mgmt ForForForElect Director Sabrina Simmons 1.5
Mgmt ForForForElect Director Frits van Paasschen 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Williams-Sonoma, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 54,112
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Laura Alber 1.1
Mgmt ForForForElect Director Scott Dahnke 1.2
Mgmt ForForForElect Director Anne Mulcahy 1.3
Mgmt ForForForElect Director William Ready 1.4
Mgmt ForForForElect Director Sabrina Simmons 1.5
Mgmt ForForForElect Director Frits van Paasschen 1.6
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Booking Holdings Inc.
Meeting Date: 06/04/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 09857L108
Ticker: BKNG
Shares Voted: 19,735
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Timothy M. Armstrong Mgmt For For For
Mgmt ForForForElect Director Jeffery H. Boyd 1.2
Mgmt ForForForElect Director Glenn D. Fogel 1.3
Mgmt ForForForElect Director Mirian M. Graddick-Weir 1.4
Mgmt ForForForElect Director Wei Hopeman 1.5
Mgmt ForForForElect Director Robert J. Mylod, Jr. 1.6
Mgmt ForForForElect Director Charles H. Noski 1.7
Mgmt ForForForElect Director Nicholas J. Read 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Booking Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas E. Rothman 1.9
Mgmt ForForForElect Director Bob van Dijk 1.10
Mgmt ForForForElect Director Lynn M. Vojvodich 1.11
Mgmt ForForForElect Director Vanessa A. Wittman 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 2,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Timothy M. Armstrong 1.1
Mgmt ForForForElect Director Jeffery H. Boyd 1.2
Mgmt ForForForElect Director Glenn D. Fogel 1.3
Mgmt ForForForElect Director Mirian M. Graddick-Weir 1.4
Mgmt ForForForElect Director Wei Hopeman 1.5
Mgmt ForForForElect Director Robert J. Mylod, Jr. 1.6
Mgmt ForForForElect Director Charles H. Noski 1.7
Mgmt ForForForElect Director Nicholas J. Read 1.8
Mgmt ForForForElect Director Thomas E. Rothman 1.9
Mgmt ForForForElect Director Bob van Dijk 1.10
Mgmt ForForForElect Director Lynn M. Vojvodich 1.11
Mgmt ForForForElect Director Vanessa A. Wittman 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
FirstCash, Inc.
Meeting Date: 06/04/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 33767D105
Ticker: FCFS
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FirstCash, Inc.
Shares Voted: 595,731
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel E. Berce Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Mikel D. Faulkner 1b
Mgmt AgainstAgainstForElect Director Randel G. Owen 1c
Mgmt ForForForRatify RSM US LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 90,929
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Daniel E. Berce 1a
Mgmt AgainstAgainstForElect Director Mikel D. Faulkner 1b
Mgmt AgainstAgainstForElect Director Randel G. Owen 1c
Mgmt ForForForRatify RSM US LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
HeidelbergCement AG
Meeting Date: 06/04/2020
Record Date: 05/22/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D31709104
Ticker: HEI
Shares Voted: 125,445
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.60 per Share
2
Mgmt ForForForApprove Discharge of Management Board Member Bernd Scheifele for Fiscal 2019
3.1
Mgmt ForForForApprove Discharge of Management Board Member Dominik von Achten for Fiscal 2019
3.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HeidelbergCement AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board Member Kevin Gluskie for Fiscal 2019
3.3
Mgmt ForForForApprove Discharge of Management Board Member Hakan Gurdal for Fiscal 2019
3.4
Mgmt ForForForApprove Discharge of Management Board Member Ernest Jelito for Fiscal 2019
3.5
Mgmt ForForForApprove Discharge of Management Board Member Jon Morrish for Fiscal 2019
3.6
Mgmt ForForForApprove Discharge of Management Board Member Lorenz Naeger for Fiscal 2019
3.7
Mgmt ForForForApprove Discharge of Management Board Member Albert Scheuer for Fiscal 2019
3.8
Mgmt ForForForApprove Discharge of Management Board Member Christopher Ward for Fiscal 2019
3.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2019
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2019
4.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Barbara Breuninger for Fiscal 2019
4.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Josef Heumann for Fiscal 2019
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Birgit Jochens for Fiscal 2019
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Gabriele Kailing for Fiscal 2019
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2019
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2019
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Luka Mucic for Fiscal 2019
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Ines Ploss for Fiscal 2019
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Peter Riedel for Fiscal 2019
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Juergen Schneider for Fiscal 2019
4.12
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2019
4.13
Mgmt ForForForApprove Discharge of Supervisory Board Member Margret Suckale for Fiscal 2019
4.14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HeidelbergCement AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Stephan Wehning for Fiscal 2019
4.15
Mgmt ForForForApprove Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal 2019
4.16
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020
5
Mgmt ForForForApprove Creation of EUR 178.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
Shares Voted: 18,040
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.60 per Share
2
Mgmt ForForForApprove Discharge of Management Board Member Bernd Scheifele for Fiscal 2019
3.1
Mgmt ForForForApprove Discharge of Management Board Member Dominik von Achten for Fiscal 2019
3.2
Mgmt ForForForApprove Discharge of Management Board Member Kevin Gluskie for Fiscal 2019
3.3
Mgmt ForForForApprove Discharge of Management Board Member Hakan Gurdal for Fiscal 2019
3.4
Mgmt ForForForApprove Discharge of Management Board Member Ernest Jelito for Fiscal 2019
3.5
Mgmt ForForForApprove Discharge of Management Board Member Jon Morrish for Fiscal 2019
3.6
Mgmt ForForForApprove Discharge of Management Board Member Lorenz Naeger for Fiscal 2019
3.7
Mgmt ForForForApprove Discharge of Management Board Member Albert Scheuer for Fiscal 2019
3.8
Mgmt ForForForApprove Discharge of Management Board Member Christopher Ward for Fiscal 2019
3.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2019
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2019
4.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Barbara Breuninger for Fiscal 2019
4.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HeidelbergCement AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Josef Heumann for Fiscal 2019
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Birgit Jochens for Fiscal 2019
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Gabriele Kailing for Fiscal 2019
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2019
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2019
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Luka Mucic for Fiscal 2019
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Ines Ploss for Fiscal 2019
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Peter Riedel for Fiscal 2019
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Juergen Schneider for Fiscal 2019
4.12
Mgmt ForForForApprove Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2019
4.13
Mgmt ForForForApprove Discharge of Supervisory Board Member Margret Suckale for Fiscal 2019
4.14
Mgmt ForForForApprove Discharge of Supervisory Board Member Stephan Wehning for Fiscal 2019
4.15
Mgmt ForForForApprove Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal 2019
4.16
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020
5
Mgmt ForForForApprove Creation of EUR 178.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
KAR Auction Services, Inc.
Meeting Date: 06/04/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 48238T109
Ticker: KAR
Shares Voted: 2,437,797
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director David DiDomenico Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KAR Auction Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carmel Galvin 1b
Mgmt ForForForElect Director James P. Hallett 1c
Mgmt ForForForElect Director Mark E. Hill 1d
Mgmt ForForForElect Director J. Mark Howell 1e
Mgmt ForForForElect Director Stefan Jacoby 1f
Mgmt ForForForElect Director Michael T. Kestner 1g
Mgmt ForForForElect Director Mary Ellen Smith 1h
Mgmt ForForForElect Director Stephen E. Smith 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 1,922,532
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David DiDomenico 1a
Mgmt ForForForElect Director Carmel Galvin 1b
Mgmt ForForForElect Director James P. Hallett 1c
Mgmt ForForForElect Director Mark E. Hill 1d
Mgmt ForForForElect Director J. Mark Howell 1e
Mgmt ForForForElect Director Stefan Jacoby 1f
Mgmt ForForForElect Director Michael T. Kestner 1g
Mgmt ForForForElect Director Mary Ellen Smith 1h
Mgmt ForForForElect Director Stephen E. Smith 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TD Ameritrade Holding Corporation
Meeting Date: 06/04/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Special
Primary Security ID: 87236Y108
Ticker: AMTD
Shares Voted: 1,447,581
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 1,843,608
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
The Charles Schwab Corporation
Meeting Date: 06/04/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Special
Primary Security ID: 808513105
Ticker: SCHW
Shares Voted: 3,334,479
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForAmend Charter 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 701,593
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForIssue Shares in Connection with Merger 1
Mgmt ForForForAmend Charter 2
Mgmt ForForForAdjourn Meeting 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Trane Technologies Plc
Meeting Date: 06/04/2020
Record Date: 04/08/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G8994E103
Ticker: TT
Shares Voted: 126,161
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kirk E. Arnold Mgmt For For For
Mgmt ForForForElect Director Ann C. Berzin 1b
Mgmt ForForForElect Director John Bruton 1c
Mgmt ForForForElect Director Jared L. Cohon 1d
Mgmt ForForForElect Director Gary D. Forsee 1e
Mgmt ForForForElect Director Linda P. Hudson 1f
Mgmt ForForForElect Director Michael W. Lamach 1g
Mgmt ForForForElect Director Myles P. Lee 1h
Mgmt ForForForElect Director Karen B. Peetz 1i
Mgmt ForForForElect Director John P. Surma 1j
Mgmt ForForForElect Director Richard J. Swift 1k
Mgmt ForForForElect Director Tony L. White 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAuthorize Issue of Equity 4
Mgmt ForForForRenew Directors' Authority to Issue Shares for Cash
5
Mgmt ForForForAuthorize Reissuance of Repurchased Shares 6
Shares Voted: 414,843
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kirk E. Arnold 1a
Mgmt ForForForElect Director Ann C. Berzin 1b
Mgmt ForForForElect Director John Bruton 1c
Mgmt ForForForElect Director Jared L. Cohon 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Trane Technologies Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gary D. Forsee 1e
Mgmt ForForForElect Director Linda P. Hudson 1f
Mgmt ForForForElect Director Michael W. Lamach 1g
Mgmt ForForForElect Director Myles P. Lee 1h
Mgmt ForForForElect Director Karen B. Peetz 1i
Mgmt ForForForElect Director John P. Surma 1j
Mgmt ForForForElect Director Richard J. Swift 1k
Mgmt ForForForElect Director Tony L. White 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAuthorize Issue of Equity 4
Mgmt ForForForRenew Directors' Authority to Issue Shares for Cash
5
Mgmt ForForForAuthorize Reissuance of Repurchased Shares 6
Akebia Therapeutics, Inc.
Meeting Date: 06/05/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00972D105
Ticker: AKBA
Shares Voted: 33,775
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Adrian Adams Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Maxine Gowen 1.2
Mgmt WithholdWithholdForElect Director Michael Rogers 1.3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Akebia Therapeutics, Inc.
Shares Voted: 34,836
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Adrian Adams 1.1
Mgmt WithholdWithholdForElect Director Maxine Gowen 1.2
Mgmt WithholdWithholdForElect Director Michael Rogers 1.3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
AMERISAFE, Inc.
Meeting Date: 06/05/2020
Record Date: 04/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 03071H100
Ticker: AMSF
Shares Voted: 28,325
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Brown Mgmt For For For
Mgmt ForForForElect Director G. Janelle Frost 1.2
Mgmt ForForForElect Director Sean M. Traynor 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 44,311
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael J. Brown 1.1
Mgmt ForForForElect Director G. Janelle Frost 1.2
Mgmt ForForForElect Director Sean M. Traynor 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AMERISAFE, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Credicorp Ltd.
Meeting Date: 06/05/2020
Record Date: 05/06/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G2519Y108
Ticker: BAP
Shares Voted: 3,882
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Present 2019 Annual Report Mgmt
MgmtPresent Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report
2
Mgmt ForForForElect Antonio Abruna Puyol as Director 3.1
Mgmt ForForForElect Maite Aranzabal Harreguy as Director 3.2
Mgmt ForForForElect Fernando Fort Marie as Director 3.3
Mgmt ForForForElect Alexandre Gouvea as Director 3.4
Mgmt ForForForElect Patricia Lizarraga Guthertz as Director 3.5
Mgmt AgainstAgainstForElect Raimundo Morales Dasso as Director 3.6
Mgmt ForForForElect Irzio Pinasco Menchelli as Director 3.7
Mgmt AgainstAgainstForElect Luis Enrique Romero Belismelis as Director
3.8
Mgmt ForForForApprove Remuneration of Directors 4
Mgmt ForForForAmend Article 2.6 Re: Transfer of Shares 5.1
Mgmt ForForForAmend Article 3.4.2 Re: Mechanisms for Appointment of Proxy
5.2
Mgmt ForForForAmend Article 4.11 Re: Increase in Number of Directors
5.3
Mgmt ForForForAmend Article 4.15 Re: Notice of Board Meetings and Participation of Directors in Board Meetings
5.4
Mgmt ForForForAmend Article 4.16.1 Re: Quorum for Transaction of Business at Board Meetings
5.5
Mgmt ForForForRatify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Credicorp Ltd.
Shares Voted: 1,781
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtPresent 2019 Annual Report 1
MgmtPresent Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for FY 2019, Including External Auditors' Report
2
Mgmt ForForForElect Antonio Abruna Puyol as Director 3.1
Mgmt ForForForElect Maite Aranzabal Harreguy as Director 3.2
Mgmt ForForForElect Fernando Fort Marie as Director 3.3
Mgmt ForForForElect Alexandre Gouvea as Director 3.4
Mgmt ForForForElect Patricia Lizarraga Guthertz as Director 3.5
Mgmt AgainstAgainstForElect Raimundo Morales Dasso as Director 3.6
Mgmt ForForForElect Irzio Pinasco Menchelli as Director 3.7
Mgmt AgainstAgainstForElect Luis Enrique Romero Belismelis as Director
3.8
Mgmt ForForForApprove Remuneration of Directors 4
Mgmt ForForForAmend Article 2.6 Re: Transfer of Shares 5.1
Mgmt ForForForAmend Article 3.4.2 Re: Mechanisms for Appointment of Proxy
5.2
Mgmt ForForForAmend Article 4.11 Re: Increase in Number of Directors
5.3
Mgmt ForForForAmend Article 4.15 Re: Notice of Board Meetings and Participation of Directors in Board Meetings
5.4
Mgmt ForForForAmend Article 4.16.1 Re: Quorum for Transaction of Business at Board Meetings
5.5
Mgmt ForForForRatify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
6
Garmin Ltd.
Meeting Date: 06/05/2020
Record Date: 04/09/2020
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H2906T109
Ticker: GRMN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Garmin Ltd.
Shares Voted: 25
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Consolidated Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Dividends 3
Mgmt ForForForApprove Discharge of Board and Senior Management
4
Mgmt ForForForElect Director Jonathan C. Burrell 5.1
Mgmt ForForForElect Director Joseph J. Hartnett 5.2
Mgmt ForForForElect Director Min H. Kao 5.3
Mgmt ForForForElect Director Catherine A. Lewis 5.4
Mgmt ForForForElect Director Charles W. Peffer 5.5
Mgmt ForForForElect Director Clifton A. Pemble 5.6
Mgmt ForForForElect Min H. Kao as Board Chairman 6
Mgmt ForForForAppoint Jonathan C. Burrell as Member of the Compensation Committee
7.1
Mgmt ForForForAppoint Joseph J. Hartnett as Member of the Compensation Committee
7.2
Mgmt ForForForAppoint Catherine A. Lewis as Member of the Compensation Committee
7.3
Mgmt ForForForAppoint Charles W. Peffer as Member of the Compensation Committee
7.4
Mgmt ForForForDesignate Wuersch & Gering LLP as Independent Proxy
8
Mgmt ForForForRatify Ernst & Young LLP as Auditor 9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
10
Mgmt ForForForApprove Fiscal Year 2021 Maximum Aggregate Compensation for the Executive Management
11
Mgmt ForForForApprove Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2020 AGM and the 2021 AGM
12
Mgmt ForForForApprove the Renewal of Authorized Share Capital without Preemptive Rights
13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Steven Madden, Ltd.
Meeting Date: 06/05/2020
Record Date: 03/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 556269108
Ticker: SHOO
Shares Voted: 950,821
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward R. Rosenfeld Mgmt For For For
Mgmt ForForForElect Director Al Ferrara 1.2
Mgmt ForForForElect Director Mitchell S. Klipper 1.3
Mgmt ForForForElect Director Rose Peabody Lynch 1.4
Mgmt ForForForElect Director Peter Migliorini 1.5
Mgmt ForForForElect Director Ravi Sachdev 1.6
Mgmt ForForForElect Director Thomas H. Schwartz 1.7
Mgmt ForForForElect Director Robert G. Smith 1.8
Mgmt ForForForElect Director Amelia Newton Varela 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 161,583
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward R. Rosenfeld 1.1
Mgmt ForForForElect Director Al Ferrara 1.2
Mgmt ForForForElect Director Mitchell S. Klipper 1.3
Mgmt ForForForElect Director Rose Peabody Lynch 1.4
Mgmt ForForForElect Director Peter Migliorini 1.5
Mgmt ForForForElect Director Ravi Sachdev 1.6
Mgmt ForForForElect Director Thomas H. Schwartz 1.7
Mgmt ForForForElect Director Robert G. Smith 1.8
Mgmt ForForForElect Director Amelia Newton Varela 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ternium SA
Meeting Date: 06/05/2020
Record Date: 05/01/2020
Country: Luxembourg
Meeting Type: Annual/Special
Primary Security ID: 880890108
Ticker: TX
Shares Voted: 24
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtAnnual Meeting Agenda
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Discharge of Directors 4
Mgmt AgainstAgainstForReelect Directors 5
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt ForForForAllow Board to Appoint One or More of its Members as Company's Attorney-in-Fact
8
MgmtSpecial Meeting Agenda
Mgmt AgainstAgainstForApprove Renewal of the Authorized Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association
1
Shares Voted: 17,244
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtAnnual Meeting Agenda
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Discharge of Directors 4
Mgmt AgainstAgainstForReelect Directors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ternium SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt ForForForAllow Board to Appoint One or More of its Members as Company's Attorney-in-Fact
8
MgmtSpecial Meeting Agenda
Mgmt AgainstAgainstForApprove Renewal of the Authorized Share Capital of the Company and Related Authorizations and Waivers and Amend Articles of Association
1
United Overseas Bank Limited (Singapore)
Meeting Date: 06/05/2020
Record Date:
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y9T10P105
Ticker: U11
Shares Voted: 986,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Adopt Financial Statements and Directors' and Auditors' Reports
Mgmt For For For
Mgmt ForForForApprove Final and Special Dividend 2
Mgmt ForForForApprove Directors' Fees 3
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration
4
Mgmt AgainstAgainstForElect Wee Ee Cheong as Director 5
Mgmt ForForForElect Alexander Charles Hungate as Director 6
Mgmt AgainstAgainstForElect Michael Lien Jown Leam as Director 7
Mgmt ForForForElect Steven Phan Swee Kim as Director 8
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
Mgmt ForForForApprove Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme
10
Mgmt ForForForAuthorize Share Repurchase Program 11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
United Overseas Bank Limited (Singapore)
Shares Voted: 755,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdopt Financial Statements and Directors' and Auditors' Reports
1
Mgmt ForForForApprove Final and Special Dividend 2
Mgmt ForForForApprove Directors' Fees 3
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Directors to Fix Their Remuneration
4
Mgmt AgainstAgainstForElect Wee Ee Cheong as Director 5
Mgmt ForForForElect Alexander Charles Hungate as Director 6
Mgmt AgainstAgainstForElect Michael Lien Jown Leam as Director 7
Mgmt ForForForElect Steven Phan Swee Kim as Director 8
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights
9
Mgmt ForForForApprove Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme
10
Mgmt ForForForAuthorize Share Repurchase Program 11
Alexandria Real Estate Equities, Inc.
Meeting Date: 06/08/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 015271109
Ticker: ARE
Shares Voted: 15
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joel S. Marcus Mgmt For Against Against
Mgmt ForForForElect Director Steven R. Hash 1.2
Mgmt AgainstAgainstForElect Director John L. Atkins, III 1.3
Mgmt AgainstAgainstForElect Director James P. Cain 1.4
Mgmt AgainstAgainstForElect Director Maria C. Freire 1.5
Mgmt ForForForElect Director Jennifer Friel Goldstein 1.6
Mgmt ForForForElect Director Richard H. Klein 1.7
Mgmt ForForForElect Director James H. Richardson 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alexandria Real Estate Equities, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael A. Woronoff 1.9
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
CIFI Holdings (Group) Co. Ltd.
Meeting Date: 06/08/2020
Record Date: 06/02/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G2140A107
Ticker: 884
Shares Voted: 55,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Special Dividend 3
Mgmt ForForForElect Lin Wei as Director 4.1
Mgmt ForForForElect Chen Dongbiao as Director 4.2
Mgmt AgainstAgainstForElect Gu Yunchang as Director 4.3
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
4.4
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Shares Voted: 154,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CIFI Holdings (Group) Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Special Dividend 3
Mgmt ForForForElect Lin Wei as Director 4.1
Mgmt ForForForElect Chen Dongbiao as Director 4.2
Mgmt AgainstAgainstForElect Gu Yunchang as Director 4.3
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
4.4
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
MaxLinear, Inc.
Meeting Date: 06/08/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 57776J100
Ticker: MXL
Shares Voted: 3,872
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carolyn D. Beaver Mgmt For For For
Mgmt AgainstAgainstForElect Director Albert J. Moyer 1.2
Mgmt AgainstAgainstForElect Director Theodore L. Tewksbury 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Shares Voted: 5,407
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Carolyn D. Beaver 1.1
Mgmt AgainstAgainstForElect Director Albert J. Moyer 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MaxLinear, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Theodore L. Tewksbury 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Spirit Realty Capital, Inc.
Meeting Date: 06/08/2020
Record Date: 04/01/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 84860W300
Ticker: SRC
Shares Voted: 283,825
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jackson Hsieh Mgmt For For For
Mgmt ForForForElect Director Kevin M. Charlton 1.2
Mgmt ForForForElect Director Todd A. Dunn 1.3
Mgmt ForForForElect Director Elizabeth F. Frank 1.4
Mgmt ForForForElect Director Richard I. Gilchrist 1.5
Mgmt ForForForElect Director Diana M. Laing 1.6
Mgmt ForForForElect Director Sheli Z. Rosenberg 1.7
Mgmt ForForForElect Director Thomas D. Senkbeil 1.8
Mgmt ForForForElect Director Nicholas P. Shepherd 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 47,488
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jackson Hsieh 1.1
Mgmt ForForForElect Director Kevin M. Charlton 1.2
Mgmt ForForForElect Director Todd A. Dunn 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spirit Realty Capital, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Elizabeth F. Frank 1.4
Mgmt ForForForElect Director Richard I. Gilchrist 1.5
Mgmt ForForForElect Director Diana M. Laing 1.6
Mgmt ForForForElect Director Sheli Z. Rosenberg 1.7
Mgmt ForForForElect Director Thomas D. Senkbeil 1.8
Mgmt ForForForElect Director Nicholas P. Shepherd 1.9
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
SunCoke Energy, Inc.
Meeting Date: 06/08/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 86722A103
Ticker: SXC
Shares Voted: 1,985,557
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martha Z. Carnes Mgmt For For For
Mgmt ForForForElect Director Michael G. Rippey 1.2
Mgmt ForForForElect Director James E. Sweetnam 1.3
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 273,596
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Martha Z. Carnes 1.1
Mgmt ForForForElect Director Michael G. Rippey 1.2
Mgmt ForForForElect Director James E. Sweetnam 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SunCoke Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Alliance Data Systems Corporation
Meeting Date: 06/09/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 018581108
Ticker: ADS
Shares Voted: 195,640
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ralph J. Andretta Mgmt For For For
Mgmt ForForForElect Director Roger H. Ballou 1.2
Mgmt ForForForElect Director John C. Gerspach, Jr. 1.3
Mgmt ForForForElect Director Rajesh Natarajan 1.4
Mgmt ForForForElect Director Timothy J. Theriault 1.5
Mgmt ForForForElect Director Laurie A. Tucker 1.6
Mgmt ForForForElect Director Sharen J. Turney 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 20,012
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ralph J. Andretta 1.1
Mgmt ForForForElect Director Roger H. Ballou 1.2
Mgmt ForForForElect Director John C. Gerspach, Jr. 1.3
Mgmt ForForForElect Director Rajesh Natarajan 1.4
Mgmt ForForForElect Director Timothy J. Theriault 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alliance Data Systems Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Laurie A. Tucker 1.6
Mgmt ForForForElect Director Sharen J. Turney 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Byline Bancorp, Inc.
Meeting Date: 06/09/2020
Record Date: 04/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 124411109
Ticker: BY
Shares Voted: 4,489
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Phillip R. Cabrera Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Antonio del Valle Perochena 1.2
Mgmt ForForForElect Director Roberto R. Herencia 1.3
Mgmt ForForForElect Director Mary Jo S. Herseth 1.4
Mgmt WithholdWithholdForElect Director Steven P. Kent 1.5
Mgmt ForForForElect Director William G. Kistner 1.6
Mgmt ForForForElect Director Alberto J. Paracchini 1.7
Mgmt ForForForElect Director Steven M. Rull 1.8
Mgmt ForForForElect Director Robert R. Yohanan 1.9
Mgmt ForForForRatify Moss Adams LLP as Auditors 2
Shares Voted: 6,305
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Phillip R. Cabrera 1.1
Mgmt WithholdWithholdForElect Director Antonio del Valle Perochena 1.2
Mgmt ForForForElect Director Roberto R. Herencia 1.3
Mgmt ForForForElect Director Mary Jo S. Herseth 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Byline Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Steven P. Kent 1.5
Mgmt ForForForElect Director William G. Kistner 1.6
Mgmt ForForForElect Director Alberto J. Paracchini 1.7
Mgmt ForForForElect Director Steven M. Rull 1.8
Mgmt ForForForElect Director Robert R. Yohanan 1.9
Mgmt ForForForRatify Moss Adams LLP as Auditors 2
Chicony Power Technology Co., Ltd.
Meeting Date: 06/09/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y1364D102
Ticker: 6412
Shares Voted: 253,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForAmend Articles of Association 3
Mgmt AgainstAgainstForAmend Procedures for Lending Funds 4
Shares Voted: 86,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Report and Financial Statements
1
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForAmend Articles of Association 3
Mgmt AgainstAgainstForAmend Procedures for Lending Funds 4
ChipMOS Technologies, Inc.
Meeting Date: 06/09/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y1566L100
Ticker: 8150
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ChipMOS Technologies, Inc.
Shares Voted: 3,617,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForApprove Amendments to Rules and Procedures Regarding Shareholder's General Meeting
4
Mgmt ForForForApprove Amendment to Rules and Procedures for Election of Directors and Independent Directors
5
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
6
Shares Voted: 1,701,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements 1
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForApprove Amendments to Rules and Procedures Regarding Shareholder's General Meeting
4
Mgmt ForForForApprove Amendment to Rules and Procedures for Election of Directors and Independent Directors
5
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
6
Hope Bancorp, Inc.
Meeting Date: 06/09/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 43940T109
Ticker: HOPE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hope Bancorp, Inc.
Shares Voted: 80,042
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald D. Byun Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Jinho Doo 1.2
Mgmt ForForForElect Director Daisy Y. Ha 1.3
Mgmt WithholdWithholdForElect Director James U. Hwang 1.4
Mgmt ForForForElect Director Jin Chul Jhung 1.5
Mgmt ForForForElect Director Joon K. Kim 1.6
Mgmt ForForForElect Director Kevin S. Kim 1.7
Mgmt ForForForElect Director Steven S. Koh 1.8
Mgmt ForForForElect Director Chung Hyun Lee 1.9
Mgmt ForForForElect Director William J. Lewis 1.10
Mgmt ForForForElect Director David P. Malone 1.11
Mgmt ForForForElect Director John R. Taylor 1.12
Mgmt WithholdWithholdForElect Director Scott Yoon-Suk Whang 1.13
Mgmt WithholdWithholdForElect Director Dale S. Zuehls 1.14
Mgmt ForForForRatify Crowe LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 132,917
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Donald D. Byun 1.1
Mgmt WithholdWithholdForElect Director Jinho Doo 1.2
Mgmt ForForForElect Director Daisy Y. Ha 1.3
Mgmt WithholdWithholdForElect Director James U. Hwang 1.4
Mgmt ForForForElect Director Jin Chul Jhung 1.5
Mgmt ForForForElect Director Joon K. Kim 1.6
Mgmt ForForForElect Director Kevin S. Kim 1.7
Mgmt ForForForElect Director Steven S. Koh 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hope Bancorp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Chung Hyun Lee 1.9
Mgmt ForForForElect Director William J. Lewis 1.10
Mgmt ForForForElect Director David P. Malone 1.11
Mgmt ForForForElect Director John R. Taylor 1.12
Mgmt WithholdWithholdForElect Director Scott Yoon-Suk Whang 1.13
Mgmt WithholdWithholdForElect Director Dale S. Zuehls 1.14
Mgmt ForForForRatify Crowe LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Novatek Microelectronics Corp.
Meeting Date: 06/09/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y64153102
Ticker: 3034
Shares Voted: 359,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForApprove Cash Distribution from Capital Reserve
3
Mgmt ForForForAmend Procedures for Endorsement and Guarantees
4
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
5
Shares Voted: 177,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForApprove Cash Distribution from Capital Reserve
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Novatek Microelectronics Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Procedures for Endorsement and Guarantees
4
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
5
Omnicom Group Inc.
Meeting Date: 06/09/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 681919106
Ticker: OMC
Shares Voted: 116,105
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John D. Wren Mgmt For For For
Mgmt ForForForElect Director Mary C. Choksi 1.2
Mgmt ForForForElect Director Leonard S. Coleman, Jr. 1.3
Mgmt ForForForElect Director Susan S. Denison 1.4
Mgmt ForForForElect Director Ronnie S. Hawkins 1.5
Mgmt ForForForElect Director Deborah J. Kissire 1.6
Mgmt ForForForElect Director Gracia C. Martore 1.7
Mgmt ForForForElect Director Linda Johnson Rice 1.8
Mgmt ForForForElect Director Valerie M. Williams 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForForAgainstAmend Proxy Access Right 4
Shares Voted: 19,896
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John D. Wren 1.1
Mgmt ForForForElect Director Mary C. Choksi 1.2
Mgmt ForForForElect Director Leonard S. Coleman, Jr. 1.3
Mgmt ForForForElect Director Susan S. Denison 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Omnicom Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ronnie S. Hawkins 1.5
Mgmt ForForForElect Director Deborah J. Kissire 1.6
Mgmt ForForForElect Director Gracia C. Martore 1.7
Mgmt ForForForElect Director Linda Johnson Rice 1.8
Mgmt ForForForElect Director Valerie M. Williams 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForForAgainstAmend Proxy Access Right 4
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: 06/09/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y84629107
Ticker: 2330
Shares Voted: 17,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
2
MgmtELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt ForForForElect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director
3.1
Taiwan Semiconductor Manufacturing Co., Ltd.
Meeting Date: 06/09/2020
Record Date: 04/09/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y84629107
Ticker: 2330
Shares Voted: 4,289
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Taiwan Semiconductor Manufacturing Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
2
MgmtELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING
Mgmt ForForForElect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent Director
3.1
The TJX Companies, Inc.
Meeting Date: 06/09/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 872540109
Ticker: TJX
Shares Voted: 1,248
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Zein Abdalla Mgmt For For For
Mgmt ForForForElect Director Alan M. Bennett 1b
Mgmt ForForForElect Director Rosemary T. Berkery 1c
Mgmt ForForForElect Director David T. Ching 1d
Mgmt ForForForElect Director Ernie Herrman 1e
Mgmt ForForForElect Director Michael F. Hines 1f
Mgmt ForForForElect Director Amy B. Lane 1g
Mgmt ForForForElect Director Carol Meyrowitz 1h
Mgmt ForForForElect Director Jackwyn L. Nemerov 1i
Mgmt ForForForElect Director John F. O'Brien 1j
Mgmt ForForForElect Director Willow B. Shire 1k
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForReferAgainstReport on Reduction of Chemical Footprint 4
SH AgainstAgainstAgainstReport on Animal Welfare 5
SH AgainstAgainstAgainstReport on Pay Disparity 6
SH ForForAgainstStock Retention/Holding Period 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Trinseo S.A.
Meeting Date: 06/09/2020
Record Date: 04/20/2020
Country: Luxembourg
Meeting Type: Annual
Primary Security ID: L9340P101
Ticker: TSE
Shares Voted: 223,751
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Frank A. Bozich Mgmt For For For
Mgmt ForForForElect Director K'lynne Johnson 1b
Mgmt ForForForElect Director Sandra Beach Lin 1c
Mgmt ForForForElect Director Philip Martens 1d
Mgmt ForForForElect Director Donald T. Misheff 1e
Mgmt ForForForElect Director Christopher D. Pappas 1f
Mgmt ForForForElect Director Henri Steinmetz 1g
Mgmt ForForForElect Director Mark Tomkins 1h
Mgmt ForForForElect Director Stephen M. Zide 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Allocation of Income and Dividends 4
Mgmt ForForForApprove Discharge of Directors and Auditors 5
Mgmt ForForForAppoint PricewaterhouseCoopers Societe cooperative as Internal Statutory Auditor
6
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
7
Mgmt ForForForApprove Dividends 8
Mgmt ForForForAuthorize Share Repurchase Program 9
Mgmt ForForForAmend Omnibus Stock Plan 10
Shares Voted: 22,569
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Frank A. Bozich 1a
Mgmt ForForForElect Director K'lynne Johnson 1b
Mgmt ForForForElect Director Sandra Beach Lin 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Trinseo S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Philip Martens 1d
Mgmt ForForForElect Director Donald T. Misheff 1e
Mgmt ForForForElect Director Christopher D. Pappas 1f
Mgmt ForForForElect Director Henri Steinmetz 1g
Mgmt ForForForElect Director Mark Tomkins 1h
Mgmt ForForForElect Director Stephen M. Zide 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Allocation of Income and Dividends 4
Mgmt ForForForApprove Discharge of Directors and Auditors 5
Mgmt ForForForAppoint PricewaterhouseCoopers Societe cooperative as Internal Statutory Auditor
6
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
7
Mgmt ForForForApprove Dividends 8
Mgmt ForForForAuthorize Share Repurchase Program 9
Mgmt ForForForAmend Omnibus Stock Plan 10
TripAdvisor, Inc.
Meeting Date: 06/09/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 896945201
Ticker: TRIP
Shares Voted: 775,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gregory B. Maffei Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Stephen Kaufer 1.2
Mgmt WithholdWithholdForElect Director Jay C. Hoag 1.3
Mgmt WithholdWithholdForElect Director Betsy L. Morgan 1.4
Mgmt WithholdWithholdForElect Director M. Greg O'Hara 1.5
Mgmt ForForForElect Director Jeremy Philips 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TripAdvisor, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Albert E. Rosenthaler 1.7
Mgmt ForForForElect Director Trynka Shineman Blake 1.8
Mgmt ForForForElect Director Robert S. Wiesenthal 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Shares Voted: 134,971
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Gregory B. Maffei 1.1
Mgmt WithholdWithholdForElect Director Stephen Kaufer 1.2
Mgmt WithholdWithholdForElect Director Jay C. Hoag 1.3
Mgmt WithholdWithholdForElect Director Betsy L. Morgan 1.4
Mgmt WithholdWithholdForElect Director M. Greg O'Hara 1.5
Mgmt ForForForElect Director Jeremy Philips 1.6
Mgmt WithholdWithholdForElect Director Albert E. Rosenthaler 1.7
Mgmt ForForForElect Director Trynka Shineman Blake 1.8
Mgmt ForForForElect Director Robert S. Wiesenthal 1.9
Mgmt ForForForRatify KPMG LLP as Auditors 2
Altice USA, Inc.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 02156K103
Ticker: ATUS
Shares Voted: 838,333
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Patrick Drahi Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Gerrit Jan Bakker 1b
Mgmt AgainstAgainstForElect Director Manon Brouillette 1c
Mgmt AgainstAgainstForElect Director David Drahi 1d
Mgmt AgainstAgainstForElect Director Dexter Goei 1e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Altice USA, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Mark Mullen 1f
Mgmt AgainstAgainstForElect Director Dennis Okhuijsen 1g
Mgmt AgainstAgainstForElect Director Charles Stewart 1h
Mgmt AgainstAgainstForElect Director Raymond Svider 1i
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Shares Voted: 3,330,810
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Patrick Drahi 1a
Mgmt AgainstAgainstForElect Director Gerrit Jan Bakker 1b
Mgmt AgainstAgainstForElect Director Manon Brouillette 1c
Mgmt AgainstAgainstForElect Director David Drahi 1d
Mgmt AgainstAgainstForElect Director Dexter Goei 1e
Mgmt AgainstAgainstForElect Director Mark Mullen 1f
Mgmt AgainstAgainstForElect Director Dennis Okhuijsen 1g
Mgmt AgainstAgainstForElect Director Charles Stewart 1h
Mgmt AgainstAgainstForElect Director Raymond Svider 1i
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAmend Omnibus Stock Plan 3
Brenntag AG
Meeting Date: 06/10/2020
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D12459117
Ticker: BNR
Shares Voted: 467,322
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Brenntag AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.25 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020
5
Mgmt ForForForElect Stefanie Berlinger to the Supervisory Board
6.1
Mgmt ForForForElect Andreas Rittstieg to the Supervisory Board
6.2
Mgmt ForForForElect Doreen Nowotne to the Supervisory Board
6.3
Mgmt ForForForElect Richard Ridinger to the Supervisory Board
6.4
Mgmt ForForForChange of Corporate Form to Societas Europaea (SE)
7
Shares Voted: 482,575
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.25 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020
5
Mgmt ForForForElect Stefanie Berlinger to the Supervisory Board
6.1
Mgmt ForForForElect Andreas Rittstieg to the Supervisory Board
6.2
Mgmt ForForForElect Doreen Nowotne to the Supervisory Board
6.3
Mgmt ForForForElect Richard Ridinger to the Supervisory Board
6.4
Mgmt ForForForChange of Corporate Form to Societas Europaea (SE)
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Brighthouse Financial, Inc.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 10922N103
Ticker: BHF
Shares Voted: 950
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Irene Chang Britt Mgmt For Withhold Withhold
Mgmt ForForForElect Director C. Edward (Chuck) Chaplin 1b
Mgmt WithholdWithholdForElect Director Eileen A. Mallesch 1c
Mgmt ForForForElect Director Margaret M. (Meg) McCarthy 1d
Mgmt WithholdWithholdForElect Director Diane E. Offereins 1e
Mgmt ForForForElect Director Patrick J. (Pat) Shouvlin 1f
Mgmt ForForForElect Director Eric T. Steigerwalt 1g
Mgmt WithholdWithholdForElect Director Paul M. Wetzel 1h
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
4
Caterpillar Inc.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 149123101
Ticker: CAT
Shares Voted: 1,272,387
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kelly A. Ayotte Mgmt For For For
Mgmt ForForForElect Director David L. Calhoun 1.2
Mgmt ForForForElect Director Daniel M. Dickinson 1.3
Mgmt ForForForElect Director Juan Gallardo 1.4
Mgmt ForForForElect Director William A. Osborn 1.5
Mgmt ForForForElect Director Debra L. Reed-Klages 1.6
Mgmt ForForForElect Director Edward B. Rust, Jr. 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Caterpillar Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Susan C. Schwab 1.8
Mgmt ForForForElect Director D. James Umpleby, III 1.9
Mgmt ForForForElect Director Miles D. White 1.10
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1.11
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstRequire Independent Board Chair 5
SH ForForAgainstProvide Right to Act by Written Consent 6
Shares Voted: 200,122
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kelly A. Ayotte 1.1
Mgmt ForForForElect Director David L. Calhoun 1.2
Mgmt ForForForElect Director Daniel M. Dickinson 1.3
Mgmt ForForForElect Director Juan Gallardo 1.4
Mgmt ForForForElect Director William A. Osborn 1.5
Mgmt ForForForElect Director Debra L. Reed-Klages 1.6
Mgmt ForForForElect Director Edward B. Rust, Jr. 1.7
Mgmt ForForForElect Director Susan C. Schwab 1.8
Mgmt ForForForElect Director D. James Umpleby, III 1.9
Mgmt ForForForElect Director Miles D. White 1.10
Mgmt ForForForElect Director Rayford Wilkins, Jr. 1.11
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 4
SH ForForAgainstRequire Independent Board Chair 5
SH ForForAgainstProvide Right to Act by Written Consent 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chicony Electronics Co., Ltd.
Meeting Date: 06/10/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y1364B106
Ticker: 2385
Shares Voted: 232,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Report and Consolidated Financial Statements and Individual Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForAmend Procedures for Loaning of Funds 3
Shares Voted: 88,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Report and Consolidated Financial Statements and Individual Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForAmend Procedures for Loaning of Funds 3
Expedia Group, Inc.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 30212P303
Ticker: EXPE
Shares Voted: 294,604
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel Altman Mgmt For For For
Mgmt ForForForElect Director Susan C. Athey 1b
Mgmt ForForForElect Director A. George 'Skip' Battle 1c
Mgmt ForForForElect Director Chelsea Clinton 1d
Mgmt ForForForElect Director Barry Diller 1e
Mgmt ForForForElect Director Jon T. Gieselman 1f
Mgmt ForForForElect Director Craig A. Jacobson 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Expedia Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter M. Kern 1h
Mgmt ForForForElect Director Dara Khosrowshahi 1i
Mgmt ForForForElect Director Greg Mondre 1j
Mgmt ForForForElect Director David Sambur 1k
Mgmt ForForForElect Director Alexander von Furstenberg 1l
Mgmt ForForForElect Director Julie Whalen 1m
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young as Auditors 4
SH AgainstAgainstAgainstReport on Political Contributions and Expenditures
5
Shares Voted: 711,507
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForElect Director Samuel Altman 1a
Mgmt ForReferForElect Director Susan C. Athey 1b
Mgmt ForReferForElect Director A. George 'Skip' Battle 1c
Mgmt ForReferForElect Director Chelsea Clinton 1d
Mgmt ForReferForElect Director Barry Diller 1e
Mgmt ForReferForElect Director Jon T. Gieselman 1f
Mgmt ForReferForElect Director Craig A. Jacobson 1g
Mgmt ForReferForElect Director Peter M. Kern 1h
Mgmt ForReferForElect Director Dara Khosrowshahi 1i
Mgmt ForReferForElect Director Greg Mondre 1j
Mgmt ForReferForElect Director David Sambur 1k
Mgmt ForReferForElect Director Alexander von Furstenberg 1l
Mgmt ForReferForElect Director Julie Whalen 1m
Mgmt ForReferForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstReferForAmend Omnibus Stock Plan 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Expedia Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForRatify Ernst & Young as Auditors 4
SH AgainstReferAgainstReport on Political Contributions and Expenditures
5
Fidelity National Financial, Inc.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 31620R303
Ticker: FNF
Shares Voted: 3,131
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William P. Foley, II Mgmt For For For
Mgmt ForForForElect Director Douglas K. Ammerman 1.2
Mgmt ForForForElect Director Thomas M. Hagerty 1.3
Mgmt WithholdWithholdForElect Director Peter O. Shea, Jr. 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Hanmi Financial Corporation
Meeting Date: 06/10/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 410495204
Ticker: HAFC
Shares Voted: 61,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John J. Ahn Mgmt For For For
Mgmt ForForForElect Director Kiho Choi 1b
Mgmt ForForForElect Director Christie K. Chu 1c
Mgmt ForForForElect Director Harry H. Chung 1d
Mgmt ForForForElect Director Scott R. Diehl 1e
Mgmt ForForForElect Director Bonita I. Lee 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hanmi Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director David L. Rosenblum 1g
Mgmt ForForForElect Director Thomas J. Williams 1h
Mgmt ForForForElect Director Michael M. Yang 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Shares Voted: 16,523
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John J. Ahn 1a
Mgmt ForForForElect Director Kiho Choi 1b
Mgmt ForForForElect Director Christie K. Chu 1c
Mgmt ForForForElect Director Harry H. Chung 1d
Mgmt ForForForElect Director Scott R. Diehl 1e
Mgmt ForForForElect Director Bonita I. Lee 1f
Mgmt ForForForElect Director David L. Rosenblum 1g
Mgmt ForForForElect Director Thomas J. Williams 1h
Mgmt ForForForElect Director Michael M. Yang 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Jiangxi Copper Company Limited
Meeting Date: 06/10/2020
Record Date: 05/08/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y4446C100
Ticker: 358
Shares Voted: 5,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove Proposed Issuance of Bonds and Related Transactions
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jiangxi Copper Company Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles of Association and Related Transactions
2
Mgmt ForForForApprove 2019 Report of the Board of Directors
3
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
4
Mgmt ForForForApprove 2019 Audited Financial Statements and Auditors' Report
5
Mgmt ForForForApprove 2019 Profit Distribution 6
Mgmt ForForForApprove Proposed Provision of Guarantees to Subsidiaries
7
Mgmt ForForForApprove Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as Overseas Auditor and Authorize Board to Fix Their Remuneration
8
SH ForForForElect Liu Fangyun as Director and Authorize Board to Fix His Remuneration
9
Mgmt ForForForApprove Remuneration Scheme of All the Directors, Supervisors and Senior Management
10
Mgmt ForForForApprove Cessation of Dong Jiahui to Act as Director
11
Mgmt ForForForApprove Resignation of Hu Qingwen as Supervisor
12
Mgmt ForForForApprove Resignation of Liao Shengsen as Supervisor
13
Mgmt ForForForElect Wu Donghua as a Supervisor and Authorize Board to Fix His Remuneration
14.1
Mgmt ForForForElect Guan Yongmin as a Supervisor and Authorize Board to Fix His Remuneration
14.2
Jiangxi Copper Company Limited
Meeting Date: 06/10/2020
Record Date: 05/08/2020
Country: China
Meeting Type: Special
Primary Security ID: Y4446C100
Ticker: 358
Shares Voted: 5,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jiangxi Copper Company Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles of Association and Related Transactions
1
Kia Motors Corp.
Meeting Date: 06/10/2020
Record Date: 05/11/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y47601102
Ticker: 000270
Shares Voted: 9,634
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Song Ho-seong as Inside Director Mgmt For Against Against
Shares Voted: 4,402
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Song Ho-seong as Inside Director 1
Kosmos Energy Ltd.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 500688106
Ticker: KOS
Shares Voted: 6,683,517
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Andrew G. Inglis Mgmt For For For
Mgmt ForForForElect Director Richard Dearlove 1B
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Reverse Stock Split 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kosmos Energy Ltd.
Shares Voted: 3,867,002
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Andrew G. Inglis 1A
Mgmt ForForForElect Director Richard Dearlove 1B
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Reverse Stock Split 4
MFA Financial, Inc.
Meeting Date: 06/10/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 55272X102
Ticker: MFA
Shares Voted: 9,476,789
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Laurie S. Goodman Mgmt For For For
Mgmt ForForForElect Director Craig L. Knutson 1b
Mgmt ForForForElect Director Richard C. Wald 1c
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 1,795,602
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Laurie S. Goodman 1a
Mgmt ForForForElect Director Craig L. Knutson 1b
Mgmt ForForForElect Director Richard C. Wald 1c
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MFA Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
OneSpan Inc.
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 68287N100
Ticker: OSPN
Shares Voted: 4,448
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Marc D. Boroditsky Mgmt For For For
Mgmt ForForForElect Director Scott M. Clements 1b
Mgmt ForForForElect Director Michael P. Cullinane 1c
Mgmt ForForForElect Director John N. Fox, Jr. 1d
Mgmt ForForForElect Director Naureen Hassan 1e
Mgmt ForForForElect Director Jean K. Holley 1f
Mgmt ForForForElect Director T. Kendall 'Ken' Hunt 1g
Mgmt ForForForElect Director Marianne Johnson 1h
Mgmt ForForForElect Director Matthew Moog 1i
Mgmt ForForForElect Director Marc Zenner 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 6,247
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Marc D. Boroditsky 1a
Mgmt ForForForElect Director Scott M. Clements 1b
Mgmt ForForForElect Director Michael P. Cullinane 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
OneSpan Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John N. Fox, Jr. 1d
Mgmt ForForForElect Director Naureen Hassan 1e
Mgmt ForForForElect Director Jean K. Holley 1f
Mgmt ForForForElect Director T. Kendall 'Ken' Hunt 1g
Mgmt ForForForElect Director Marianne Johnson 1h
Mgmt ForForForElect Director Matthew Moog 1i
Mgmt ForForForElect Director Marc Zenner 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Radiant Opto-Electronics Corp.
Meeting Date: 06/10/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y7174K103
Ticker: 6176
Shares Voted: 249,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Shares Voted: 96,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Taiwan Paiho Co., Ltd.
Meeting Date: 06/10/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y8431R105
Ticker: 9938
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Taiwan Paiho Co., Ltd.
Shares Voted: 401,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
MgmtELECT NON-INDEPENDENT AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect ZHENG SEN MEI with SHAREHOLDER NO.8 as Non-Independent Director
3.1
Mgmt ForForForElect LIN YI MING with SHAREHOLDER NO.11 as Non-Independent Director
3.2
Mgmt ForForForElect ZHENG CHENG YI, a Representative of ZAI XING Investment Co Ltd, with SHAREHOLDER NO.107631, as Non-Independent Director
3.3
Mgmt ForForForElect BAI XI MING with SHAREHOLDER NO.1114 as Non-Independent Director
3.4
Mgmt ForForForElect ZHENG YI LUN with SHAREHOLDER NO.8463 as Non-Independent Director
3.5
Mgmt ForForForElect ZHENG XIN LONG with SHAREHOLDER NO.26 as Non-Independent Director
3.6
Mgmt ForForForElect LUO RUI LIN with SHAREHOLDER NO.L120083XXX as Independent Director
3.7
Mgmt ForForForElect WANG ZHONG ZHENG with SHAREHOLDER NO.N101173XXX as Independent Director
3.8
Mgmt ForForForElect CHEN JIA YU with SHAREHOLDER NO.L221630XXX as Independent Director
3.9
Mgmt ForForForAmend Articles of Association 4
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
5
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
6
Mgmt ForForForAmend Procedures for Endorsement and Guarantees
7
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Newly Appointed Directors
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Taiwan Paiho Co., Ltd.
Shares Voted: 153,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements 1
Mgmt ForForForApprove Profit Distribution 2
MgmtELECT NON-INDEPENDENT AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect ZHENG SEN MEI with SHAREHOLDER NO.8 as Non-Independent Director
3.1
Mgmt ForForForElect LIN YI MING with SHAREHOLDER NO.11 as Non-Independent Director
3.2
Mgmt ForForForElect ZHENG CHENG YI, a Representative of ZAI XING Investment Co Ltd, with SHAREHOLDER NO.107631, as Non-Independent Director
3.3
Mgmt ForForForElect BAI XI MING with SHAREHOLDER NO.1114 as Non-Independent Director
3.4
Mgmt ForForForElect ZHENG YI LUN with SHAREHOLDER NO.8463 as Non-Independent Director
3.5
Mgmt ForForForElect ZHENG XIN LONG with SHAREHOLDER NO.26 as Non-Independent Director
3.6
Mgmt ForForForElect LUO RUI LIN with SHAREHOLDER NO.L120083XXX as Independent Director
3.7
Mgmt ForForForElect WANG ZHONG ZHENG with SHAREHOLDER NO.N101173XXX as Independent Director
3.8
Mgmt ForForForElect CHEN JIA YU with SHAREHOLDER NO.L221630XXX as Independent Director
3.9
Mgmt ForForForAmend Articles of Association 4
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
5
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
6
Mgmt ForForForAmend Procedures for Endorsement and Guarantees
7
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Newly Appointed Directors
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Target Corporation
Meeting Date: 06/10/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 87612E106
Ticker: TGT
Shares Voted: 172,653
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Douglas M. Baker, Jr. Mgmt For For For
Mgmt ForForForElect Director George S. Barrett 1b
Mgmt ForForForElect Director Brian C. Cornell 1c
Mgmt ForForForElect Director Calvin Darden 1d
Mgmt ForForForElect Director Robert L. Edwards 1e
Mgmt ForForForElect Director Melanie L. Healey 1f
Mgmt ForForForElect Director Donald R. Knauss 1g
Mgmt ForForForElect Director Monica C. Lozano 1h
Mgmt ForForForElect Director Mary E. Minnick 1i
Mgmt ForForForElect Director Kenneth L. Salazar 1j
Mgmt ForForForElect Director Dmitri L. Stockton 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 17,442
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Douglas M. Baker, Jr. 1a
Mgmt ForForForElect Director George S. Barrett 1b
Mgmt ForForForElect Director Brian C. Cornell 1c
Mgmt ForForForElect Director Calvin Darden 1d
Mgmt ForForForElect Director Robert L. Edwards 1e
Mgmt ForForForElect Director Melanie L. Healey 1f
Mgmt ForForForElect Director Donald R. Knauss 1g
Mgmt ForForForElect Director Monica C. Lozano 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Target Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mary E. Minnick 1i
Mgmt ForForForElect Director Kenneth L. Salazar 1j
Mgmt ForForForElect Director Dmitri L. Stockton 1k
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Telekom Malaysia Bhd.
Meeting Date: 06/10/2020
Record Date: 06/03/2020
Country: Malaysia
Meeting Type: Annual
Primary Security ID: Y8578H118
Ticker: 4863
Shares Voted: 790,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt AgainstAgainstForElect Ibrahim Marsidi as Director 1
Mgmt ForForForElect Noor Kamarul Anuar Nuruddin as Director
2
Mgmt ForForForElect Mohamed Nasri Sallehuddin as Director 3
Mgmt ForForForElect Mohd Bakke Salleh as Director 4
Mgmt ForAgainstForElect Afwida Tunku Dato' A.Malek as Director 5
Mgmt AgainstAgainstForElect Balasingham A. Namasiwayam as Director
6
Mgmt ForForForApprove Directors' Fees 7
Mgmt ForForForApprove Directors' Benefits 8
Mgmt ForForForApprove Ernst & Young PLT (EY) as Auditors and Authorize Board to Fix Their Remuneration
9
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt ForForForApprove Issuance of New Ordinary Shares Under the Dividend Reinvestment Scheme
11
Mgmt ForForForApprove Implementation of Existing Shareholders' Mandate for Recurrent Related Party Transactions
12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Telekom Malaysia Bhd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Grant of LTIP Awards to Noor Kamarul Anuar Nuruddin
13
Mgmt AgainstAgainstForApprove Grant of LTIP Awards to Nor Hisham Md Nordin
14
Mgmt AgainstAgainstForApprove Grant of LTIP Awards to Ahmad Hafiz Ibrahim
15
MgmtSpecial Resolution
Mgmt ForForForAmend Constitution by Removing Clause 13 Re: Class D NCRPS
1
Shares Voted: 335,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Resolutions
Mgmt AgainstAgainstForElect Ibrahim Marsidi as Director 1
Mgmt ForForForElect Noor Kamarul Anuar Nuruddin as Director
2
Mgmt ForForForElect Mohamed Nasri Sallehuddin as Director 3
Mgmt ForForForElect Mohd Bakke Salleh as Director 4
Mgmt ForAgainstForElect Afwida Tunku Dato' A.Malek as Director 5
Mgmt AgainstAgainstForElect Balasingham A. Namasiwayam as Director
6
Mgmt ForForForApprove Directors' Fees 7
Mgmt ForForForApprove Directors' Benefits 8
Mgmt ForForForApprove Ernst & Young PLT (EY) as Auditors and Authorize Board to Fix Their Remuneration
9
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
10
Mgmt ForForForApprove Issuance of New Ordinary Shares Under the Dividend Reinvestment Scheme
11
Mgmt ForForForApprove Implementation of Existing Shareholders' Mandate for Recurrent Related Party Transactions
12
Mgmt AgainstAgainstForApprove Grant of LTIP Awards to Noor Kamarul Anuar Nuruddin
13
Mgmt AgainstAgainstForApprove Grant of LTIP Awards to Nor Hisham Md Nordin
14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Telekom Malaysia Bhd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Grant of LTIP Awards to Ahmad Hafiz Ibrahim
15
MgmtSpecial Resolution
Mgmt ForForForAmend Constitution by Removing Clause 13 Re: Class D NCRPS
1
Willis Towers Watson Public Limited Company
Meeting Date: 06/10/2020
Record Date: 03/20/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G96629103
Ticker: WLTW
Shares Voted: 62,385
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anna C. Catalano Mgmt For For For
Mgmt ForForForElect Director Victor F. Ganzi 1b
Mgmt ForForForElect Director John J. Haley 1c
Mgmt ForForForElect Director Wendy E. Lane 1d
Mgmt ForForForElect Director Brendan R. O'Neill 1e
Mgmt ForForForElect Director Jaymin B. Patel 1f
Mgmt ForForForElect Director Linda D. Rabbitt 1g
Mgmt ForForForElect Director Paul D. Thomas 1h
Mgmt ForForForElect Director Wilhelm Zeller 1i
Mgmt ForForForRatify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt ForForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Willis Towers Watson Public Limited Company
Shares Voted: 201,354
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anna C. Catalano 1a
Mgmt ForForForElect Director Victor F. Ganzi 1b
Mgmt ForForForElect Director John J. Haley 1c
Mgmt ForForForElect Director Wendy E. Lane 1d
Mgmt ForForForElect Director Brendan R. O'Neill 1e
Mgmt ForForForElect Director Jaymin B. Patel 1f
Mgmt ForForForElect Director Linda D. Rabbitt 1g
Mgmt ForForForElect Director Paul D. Thomas 1h
Mgmt ForForForElect Director Wilhelm Zeller 1i
Mgmt ForForForRatify the Appointment of Deloitte & Touche LLP as Auditor and Deloitte Ireland LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt ForForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights
5
Zhongsheng Group Holdings Limited
Meeting Date: 06/10/2020
Record Date: 06/04/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G9894K108
Ticker: 881
Shares Voted: 131,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Huang Yi as Director 3
Mgmt ForForForElect David Alexander Newbigging as Director 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zhongsheng Group Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Hsu David as Director 5
Mgmt ForForForElect Ying Wei as Director 6
Mgmt ForForForElect Li Yanwei as Director 7
Mgmt ForForForElect Li Guohui as Director 8
Mgmt ForForForElect Tang Xianfeng as Director 9
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
10
Mgmt ForForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
11
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 12
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
13
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 14
Shares Voted: 59,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Huang Yi as Director 3
Mgmt ForForForElect David Alexander Newbigging as Director 4
Mgmt ForForForElect Hsu David as Director 5
Mgmt ForForForElect Ying Wei as Director 6
Mgmt ForForForElect Li Yanwei as Director 7
Mgmt ForForForElect Li Guohui as Director 8
Mgmt ForForForElect Tang Xianfeng as Director 9
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
10
Mgmt ForForForApprove Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
11
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 12
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
13
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 14
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Activision Blizzard, Inc.
Meeting Date: 06/11/2020
Record Date: 04/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00507V109
Ticker: ATVI
Shares Voted: 802,366
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Reveta Bowers Mgmt For For For
Mgmt ForForForElect Director Robert Corti 1b
Mgmt ForForForElect Director Hendrik Hartong, III 1c
Mgmt ForForForElect Director Brian Kelly 1d
Mgmt ForForForElect Director Robert Kotick 1e
Mgmt ForForForElect Director Barry Meyer 1f
Mgmt ForForForElect Director Robert Morgado 1g
Mgmt ForForForElect Director Peter Nolan 1h
Mgmt ForForForElect Director Dawn Ostroff 1i
Mgmt ForForForElect Director Casey Wasserman 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstReport on Political Contributions Disclosure 4
Shares Voted: 1,230,634
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Reveta Bowers 1a
Mgmt ForForForElect Director Robert Corti 1b
Mgmt ForForForElect Director Hendrik Hartong, III 1c
Mgmt ForForForElect Director Brian Kelly 1d
Mgmt ForForForElect Director Robert Kotick 1e
Mgmt ForForForElect Director Barry Meyer 1f
Mgmt ForForForElect Director Robert Morgado 1g
Mgmt ForForForElect Director Peter Nolan 1h
Mgmt ForForForElect Director Dawn Ostroff 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Activision Blizzard, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Casey Wasserman 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstReport on Political Contributions Disclosure 4
Ameris Bancorp
Meeting Date: 06/11/2020
Record Date: 04/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 03076K108
Ticker: ABCB
Shares Voted: 7,479
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney D. Bullard Mgmt For For For
Mgmt ForForForElect Director James B. Miller, Jr. 1.2
Mgmt ForForForElect Director William I. Bowen, Jr. 1.3
Mgmt ForForForElect Director Wm. Millard Choate 1.4
Mgmt ForForForElect Director Robert P. Lynch 1.5
Mgmt ForForForElect Director Elizabeth A. McCague 1.6
Mgmt ForForForElect Director Gloria A. O'Neal 1.7
Mgmt ForForForElect Director H. Palmer Proctor, Jr. 1.8
Mgmt ForForForRatify Crowe LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
Mgmt ForForForDeclassify the Board of Directors 6
Shares Voted: 10,504
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rodney D. Bullard 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ameris Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James B. Miller, Jr. 1.2
Mgmt ForForForElect Director William I. Bowen, Jr. 1.3
Mgmt ForForForElect Director Wm. Millard Choate 1.4
Mgmt ForForForElect Director Robert P. Lynch 1.5
Mgmt ForForForElect Director Elizabeth A. McCague 1.6
Mgmt ForForForElect Director Gloria A. O'Neal 1.7
Mgmt ForForForElect Director H. Palmer Proctor, Jr. 1.8
Mgmt ForForForRatify Crowe LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForIncrease Authorized Common Stock 4
Mgmt ForForForEliminate Supermajority Vote Requirement 5
Mgmt ForForForDeclassify the Board of Directors 6
Best Buy Co., Inc.
Meeting Date: 06/11/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 086516101
Ticker: BBY
Shares Voted: 3,482,483
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Corie S. Barry Mgmt For For For
Mgmt ForForForElect Director Lisa M. Caputo 1b
Mgmt ForForForElect Director J. Patrick Doyle 1c
Mgmt ForForForElect Director Kathy J. Higgins Victor 1d
Mgmt ForForForElect Director David W. Kenny 1e
Mgmt ForForForElect Director Karen A. McLoughlin 1f
Mgmt ForForForElect Director Thomas L. "Tommy" Millner 1g
Mgmt ForForForElect Director Claudia F. Munce 1h
Mgmt ForForForElect Director Richelle P. Parham 1i
Mgmt ForForForElect Director Eugene A. Woods 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Best Buy Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article IX
5
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws
6
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article X
7
Mgmt ForForForAmend the Anti-Greenmail Provision Voting Standard in Article X, Section 2
8
Shares Voted: 1,357,575
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Corie S. Barry 1a
Mgmt ForForForElect Director Lisa M. Caputo 1b
Mgmt ForForForElect Director J. Patrick Doyle 1c
Mgmt ForForForElect Director Kathy J. Higgins Victor 1d
Mgmt ForForForElect Director David W. Kenny 1e
Mgmt ForForForElect Director Karen A. McLoughlin 1f
Mgmt ForForForElect Director Thomas L. "Tommy" Millner 1g
Mgmt ForForForElect Director Claudia F. Munce 1h
Mgmt ForForForElect Director Richelle P. Parham 1i
Mgmt ForForForElect Director Eugene A. Woods 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article IX
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Best Buy Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend Section 1, Election of Directors, of Article III of the Amended and Restated By-laws
6
Mgmt ForForForEliminate Supermajority Vote Requirement to Amend, Alter or Repeal the Provisions of Article X
7
Mgmt ForForForAmend the Anti-Greenmail Provision Voting Standard in Article X, Section 2
8
BGC Partners, Inc.
Meeting Date: 06/11/2020
Record Date: 04/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 05541T101
Ticker: BGCP
Shares Voted: 139,808
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Howard W. Lutnick Mgmt For Withhold Withhold
Mgmt ForForForElect Director Stephen T. Curwood 1.2
Mgmt ForForForElect Director William J. Moran 1.3
Mgmt ForForForElect Director Linda A. Bell 1.4
Mgmt ForForForElect Director David P. Richards 1.5
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 145,224
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Howard W. Lutnick 1.1
Mgmt ForForForElect Director Stephen T. Curwood 1.2
Mgmt ForForForElect Director William J. Moran 1.3
Mgmt ForForForElect Director Linda A. Bell 1.4
Mgmt ForForForElect Director David P. Richards 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BGC Partners, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Blackstone Mortgage Trust, Inc.
Meeting Date: 06/11/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 09257W100
Ticker: BXMT
Shares Voted: 956,683
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael B. Nash Mgmt For For For
Mgmt ForForForElect Director Stephen D. Plavin 1.2
Mgmt ForForForElect Director Leonard W. Cotton 1.3
Mgmt WithholdWithholdForElect Director Thomas E. Dobrowski 1.4
Mgmt ForForForElect Director Martin L. Edelman 1.5
Mgmt WithholdWithholdForElect Director Henry N. Nassau 1.6
Mgmt ForForForElect Director Jonathan L. Pollack 1.7
Mgmt ForWithholdForElect Director Lynne B. Sagalyn 1.8
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 127,986
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael B. Nash 1.1
Mgmt ForForForElect Director Stephen D. Plavin 1.2
Mgmt ForForForElect Director Leonard W. Cotton 1.3
Mgmt WithholdWithholdForElect Director Thomas E. Dobrowski 1.4
Mgmt ForForForElect Director Martin L. Edelman 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Blackstone Mortgage Trust, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Henry N. Nassau 1.6
Mgmt ForForForElect Director Jonathan L. Pollack 1.7
Mgmt ForWithholdForElect Director Lynne B. Sagalyn 1.8
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
CECO Environmental Corp.
Meeting Date: 06/11/2020
Record Date: 04/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 125141101
Ticker: CECE
Shares Voted: 74,074
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jason DeZwirek Mgmt For For For
Mgmt ForForForElect Director Eric M. Goldberg 1.2
Mgmt WithholdWithholdForElect Director David B. Liner 1.3
Mgmt WithholdWithholdForElect Director Claudio A. Mannarino 1.4
Mgmt ForForForElect Director Munish Nanda 1.5
Mgmt ForForForElect Director Jonathan Pollack 1.6
Mgmt ForWithholdForElect Director Valerie Gentile Sachs 1.7
Mgmt ForForForElect Director Dennis Sadlowski 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify BDO USA, LLP as Auditors 4
Shares Voted: 60,841
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jason DeZwirek 1.1
Mgmt ForForForElect Director Eric M. Goldberg 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CECO Environmental Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director David B. Liner 1.3
Mgmt WithholdWithholdForElect Director Claudio A. Mannarino 1.4
Mgmt ForForForElect Director Munish Nanda 1.5
Mgmt ForForForElect Director Jonathan Pollack 1.6
Mgmt ForWithholdForElect Director Valerie Gentile Sachs 1.7
Mgmt ForForForElect Director Dennis Sadlowski 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForRatify BDO USA, LLP as Auditors 4
DaVita Inc.
Meeting Date: 06/11/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 23918K108
Ticker: DVA
Shares Voted: 173,393
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Pamela M. Arway Mgmt For For For
Mgmt ForForForElect Director Charles G. Berg 1b
Mgmt ForForForElect Director Barbara J. Desoer 1c
Mgmt ForForForElect Director Pascal Desroches 1d
Mgmt ForForForElect Director Paul J. Diaz 1e
Mgmt ForForForElect Director John M. Nehra 1f
Mgmt ForForForElect Director Javier J. Rodriguez 1g
Mgmt ForForForElect Director Phyllis R. Yale 1h
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
SH ForReferAgainstReport on Political Contributions 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DaVita Inc.
Shares Voted: 582,398
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Pamela M. Arway 1a
Mgmt ForForForElect Director Charles G. Berg 1b
Mgmt ForForForElect Director Barbara J. Desoer 1c
Mgmt ForForForElect Director Pascal Desroches 1d
Mgmt ForForForElect Director Paul J. Diaz 1e
Mgmt ForForForElect Director John M. Nehra 1f
Mgmt ForForForElect Director Javier J. Rodriguez 1g
Mgmt ForForForElect Director Phyllis R. Yale 1h
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
SH ForReferAgainstReport on Political Contributions 5
Dollar Tree, Inc.
Meeting Date: 06/11/2020
Record Date: 04/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 256746108
Ticker: DLTR
Shares Voted: 131,846
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Arnold S. Barron Mgmt For For For
Mgmt ForForForElect Director Gregory M. Bridgeford 1b
Mgmt ForForForElect Director Thomas W. Dickson 1c
Mgmt ForForForElect Director Lemuel E. Lewis 1d
Mgmt ForForForElect Director Jeffrey G. Naylor 1e
Mgmt ForForForElect Director Gary M. Philbin 1f
Mgmt ForForForElect Director Bob Sasser 1g
Mgmt ForForForElect Director Thomas A. Saunders, III 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Dollar Tree, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephanie P. Stahl 1i
Mgmt ForForForElect Director Carrie A. Wheeler 1j
Mgmt ForForForElect Director Thomas E. Whiddon 1k
Mgmt ForForForElect Director Carl P. Zeithaml 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForReferAgainstReport on Greenhouse Gas Emissions Goals 4
Shares Voted: 437,229
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Arnold S. Barron 1a
Mgmt ForForForElect Director Gregory M. Bridgeford 1b
Mgmt ForForForElect Director Thomas W. Dickson 1c
Mgmt ForForForElect Director Lemuel E. Lewis 1d
Mgmt ForForForElect Director Jeffrey G. Naylor 1e
Mgmt ForForForElect Director Gary M. Philbin 1f
Mgmt ForForForElect Director Bob Sasser 1g
Mgmt ForForForElect Director Thomas A. Saunders, III 1h
Mgmt ForForForElect Director Stephanie P. Stahl 1i
Mgmt ForForForElect Director Carrie A. Wheeler 1j
Mgmt ForForForElect Director Thomas E. Whiddon 1k
Mgmt ForForForElect Director Carl P. Zeithaml 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForReferAgainstReport on Greenhouse Gas Emissions Goals 4
FleetCor Technologies Inc.
Meeting Date: 06/11/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 339041105
Ticker: FLT
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FleetCor Technologies Inc.
Shares Voted: 2,272
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven T. Stull Mgmt For Against Against
Mgmt ForForForElect Director Michael Buckman 1.2
Mgmt AgainstAgainstForElect Director Thomas M. Hagerty 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Call Special Meeting 4
SH ForForAgainstAdopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers
5
Shares Voted: 2,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Steven T. Stull 1.1
Mgmt ForForForElect Director Michael Buckman 1.2
Mgmt AgainstAgainstForElect Director Thomas M. Hagerty 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Call Special Meeting 4
SH ForForAgainstAdopt Policy that Adjust Financial Performance Metrics to Exclude The Impact of Share Repurchases for Executive Officers
5
Gazprom Neft PJSC
Meeting Date: 06/11/2020
Record Date: 05/18/2020
Country: Russia
Meeting Type: Annual
Primary Security ID: X7813K101
Ticker: SIBN
Shares Voted: 66,680
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Annual Report Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gazprom Neft PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Dividends of RUB 37.96 per Share 4
MgmtElect 13 Directors by Cumulative Voting
Mgmt AgainstAgainstNoneElect Vladimir Alisov as Director 5.1
Mgmt AgainstAgainstNoneElect Aleksandr Diukov as Director 5.2
Mgmt AgainstAgainstNoneElect Sergei Kuznets as Director 5.3
Mgmt AgainstAgainstNoneElect Vitalii Markelov as Director 5.4
Mgmt AgainstAgainstNoneElect Aleksandr Medvedev as Director 5.5
Mgmt AgainstAgainstNoneElect Aleksei Miller as Director 5.6
Mgmt AgainstAgainstNoneElect Sergei Menshikov as Director 5.7
Mgmt AgainstAgainstNoneElect Elena Mikhailova as Director 5.8
Mgmt AgainstAgainstNoneElect Famil Sadygov as Director 5.9
Mgmt AgainstAgainstNoneElect Kirill Seleznev as Director 5.10
Mgmt AgainstAgainstNoneElect Valerii Serdiukov as Director 5.11
Mgmt AgainstAgainstNoneElect Mikhail Sereda as Director 5.12
Mgmt AgainstAgainstNoneElect Gennadii Sukhov as Director 5.13
MgmtElect Five Members of Audit Commission
Mgmt ForForForElect Vadim Bikulov as Member of Audit Commission
6.1
Mgmt ForForForElect Mikhail Vaigel as Member of Audit Commission
6.2
Mgmt ForForForElect Galina Delvig as Member of Audit Commission
6.3
Mgmt ForForForElect Margarita Mironova as Member of Audit Commission
6.4
Mgmt ForForForElect Inna Tolstikova as Member of Audit Commission
6.5
Mgmt ForForForRatify FBK as Auditor 7
Mgmt AgainstAgainstForApprove Remuneration of Directors 8
Mgmt ForForForApprove Remuneration of Members of Audit Commission
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gazprom Neft PJSC
Shares Voted: 34,030
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Annual Report 1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Dividends of RUB 37.96 per Share 4
MgmtElect 13 Directors by Cumulative Voting
Mgmt AgainstAgainstNoneElect Vladimir Alisov as Director 5.1
Mgmt AgainstAgainstNoneElect Aleksandr Diukov as Director 5.2
Mgmt AgainstAgainstNoneElect Sergei Kuznets as Director 5.3
Mgmt AgainstAgainstNoneElect Vitalii Markelov as Director 5.4
Mgmt AgainstAgainstNoneElect Aleksandr Medvedev as Director 5.5
Mgmt AgainstAgainstNoneElect Aleksei Miller as Director 5.6
Mgmt AgainstAgainstNoneElect Sergei Menshikov as Director 5.7
Mgmt AgainstAgainstNoneElect Elena Mikhailova as Director 5.8
Mgmt AgainstAgainstNoneElect Famil Sadygov as Director 5.9
Mgmt AgainstAgainstNoneElect Kirill Seleznev as Director 5.10
Mgmt AgainstAgainstNoneElect Valerii Serdiukov as Director 5.11
Mgmt AgainstAgainstNoneElect Mikhail Sereda as Director 5.12
Mgmt AgainstAgainstNoneElect Gennadii Sukhov as Director 5.13
MgmtElect Five Members of Audit Commission
Mgmt ForForForElect Vadim Bikulov as Member of Audit Commission
6.1
Mgmt ForForForElect Mikhail Vaigel as Member of Audit Commission
6.2
Mgmt ForForForElect Galina Delvig as Member of Audit Commission
6.3
Mgmt ForForForElect Margarita Mironova as Member of Audit Commission
6.4
Mgmt ForForForElect Inna Tolstikova as Member of Audit Commission
6.5
Mgmt ForForForRatify FBK as Auditor 7
Mgmt AgainstAgainstForApprove Remuneration of Directors 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gazprom Neft PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Members of Audit Commission
9
Hooker Furniture Corporation
Meeting Date: 06/11/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 439038100
Ticker: HOFT
Shares Voted: 3,048
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul B. Toms, Jr. Mgmt For For For
Mgmt ForForForElect Director W. Christopher Beeler, Jr. 1.2
Mgmt ForForForElect Director Paulette Garafalo 1.3
Mgmt ForForForElect Director Tonya H. Jackson 1.4
Mgmt ForForForElect Director E. Larry Ryder 1.5
Mgmt ForForForElect Director Ellen C. Taaffe 1.6
Mgmt ForForForElect Director Henry G. Williamson, Jr. 1.7
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify KPMG LLP as Auditor 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 4,510
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Paul B. Toms, Jr. 1.1
Mgmt ForForForElect Director W. Christopher Beeler, Jr. 1.2
Mgmt ForForForElect Director Paulette Garafalo 1.3
Mgmt ForForForElect Director Tonya H. Jackson 1.4
Mgmt ForForForElect Director E. Larry Ryder 1.5
Mgmt ForForForElect Director Ellen C. Taaffe 1.6
Mgmt ForForForElect Director Henry G. Williamson, Jr. 1.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hooker Furniture Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify KPMG LLP as Auditor 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Kennedy-Wilson Holdings, Inc.
Meeting Date: 06/11/2020
Record Date: 04/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 489398107
Ticker: KW
Shares Voted: 4,490
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Todd Boehly Mgmt For For For
Mgmt ForForForElect Director David A. Minella 1.2
Mgmt ForForForElect Director Mary Ricks 1.3
Mgmt ForForForElect Director Sanaz Zaimi 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 64
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Todd Boehly 1.1
Mgmt ForForForElect Director David A. Minella 1.2
Mgmt ForForForElect Director Mary Ricks 1.3
Mgmt ForForForElect Director Sanaz Zaimi 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
LHC Group, Inc.
Meeting Date: 06/11/2020
Record Date: 04/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 50187A107
Ticker: LHCG
Shares Voted: 25,714
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jonathan Goldberg Mgmt For For For
Mgmt ForForForElect Director Clifford S. Holtz 1.2
Mgmt ForForForElect Director W.J. 'Billy' Tauzin 1.3
Mgmt ForForForElect Director Brent Turner 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 41,589
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jonathan Goldberg 1.1
Mgmt ForForForElect Director Clifford S. Holtz 1.2
Mgmt ForForForElect Director W.J. 'Billy' Tauzin 1.3
Mgmt ForForForElect Director Brent Turner 1.4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
PRA Group, Inc.
Meeting Date: 06/11/2020
Record Date: 04/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 69354N106
Ticker: PRAA
Shares Voted: 544,583
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Declassify the Board of Directors Mgmt For For For
Mgmt ForForForElect Director Danielle M. Brown 2.1
Mgmt ForForForElect Director Marjorie M. Connelly 2.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PRA Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James A. Nussle 2.3
Mgmt ForForForElect Director Scott M. Tabakin 2.4
Mgmt ForForForAmend Certificate of Incorporation to Remove Certain Director Nomination Provisions
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Shares Voted: 18,046
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForDeclassify the Board of Directors 1
Mgmt ForForForElect Director Danielle M. Brown 2.1
Mgmt ForForForElect Director Marjorie M. Connelly 2.2
Mgmt ForForForElect Director James A. Nussle 2.3
Mgmt ForForForElect Director Scott M. Tabakin 2.4
Mgmt ForForForAmend Certificate of Incorporation to Remove Certain Director Nomination Provisions
3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
QAD Inc.
Meeting Date: 06/11/2020
Record Date: 04/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74727D207
Ticker: QADB
Shares Voted: 2,840
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Scott J. Adelson Mgmt For For For
Mgmt WithholdWithholdForElect Director Anton Chilton 1b
Mgmt ForForForElect Director Kathleen M. Crusco 1c
Mgmt ForForForElect Director Peter R. van Cuylenburg 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
QAD Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Pamela M. Lopker 1e
Mgmt ForForForElect Director Lee D. Roberts 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 3,990
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Scott J. Adelson 1a
Mgmt WithholdWithholdForElect Director Anton Chilton 1b
Mgmt ForForForElect Director Kathleen M. Crusco 1c
Mgmt ForForForElect Director Peter R. van Cuylenburg 1d
Mgmt WithholdWithholdForElect Director Pamela M. Lopker 1e
Mgmt ForForForElect Director Lee D. Roberts 1f
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Redwood Trust, Inc.
Meeting Date: 06/11/2020
Record Date: 03/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 758075402
Ticker: RWT
Shares Voted: 1,061,884
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard D. Baum Mgmt For For For
Mgmt ForForForElect Director Christopher J. Abate 1.2
Mgmt ForForForElect Director Douglas B. Hansen 1.3
Mgmt ForForForElect Director Debora D. Horvath 1.4
Mgmt ForForForElect Director Greg H. Kubicek 1.5
Mgmt ForForForElect Director Fred J. Matera 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Redwood Trust, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jeffrey T. Pero 1.7
Mgmt ForForForElect Director Georganne C. Proctor 1.8
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForIncrease Authorized Common Stock 4
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 5
Shares Voted: 17,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard D. Baum 1.1
Mgmt ForForForElect Director Christopher J. Abate 1.2
Mgmt ForForForElect Director Douglas B. Hansen 1.3
Mgmt ForForForElect Director Debora D. Horvath 1.4
Mgmt ForForForElect Director Greg H. Kubicek 1.5
Mgmt ForForForElect Director Fred J. Matera 1.6
Mgmt ForForForElect Director Jeffrey T. Pero 1.7
Mgmt ForForForElect Director Georganne C. Proctor 1.8
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForIncrease Authorized Common Stock 4
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 5
Taiwan PCB Techvest Co., Ltd.
Meeting Date: 06/11/2020
Record Date: 04/10/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y84126138
Ticker: 8213
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Taiwan PCB Techvest Co., Ltd.
Shares Voted: 300,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Mgmt AgainstAgainstForAmend Procedures for Lending Funds to Other Parties
3
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
4
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
5
Shares Voted: 114,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Mgmt AgainstAgainstForAmend Procedures for Lending Funds to Other Parties
3
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
4
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
5
UMH Properties, Inc.
Meeting Date: 06/11/2020
Record Date: 03/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 903002103
Ticker: UMH
Shares Voted: 15,621
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey A. Carus Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Matthew I. Hirsch 1.2
Mgmt WithholdWithholdForElect Director Kenneth K. Quigley, Jr. 1.3
Mgmt ForForForRatify PKF O'Connor Davies, LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UMH Properties, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 25,407
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Jeffrey A. Carus 1.1
Mgmt WithholdWithholdForElect Director Matthew I. Hirsch 1.2
Mgmt WithholdWithholdForElect Director Kenneth K. Quigley, Jr. 1.3
Mgmt ForForForRatify PKF O'Connor Davies, LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Western Alliance Bancorporation
Meeting Date: 06/11/2020
Record Date: 04/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 957638109
Ticker: WAL
Shares Voted: 21,256
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bruce Beach Mgmt For For For
Mgmt ForForForElect Director Juan Figuereo 1b
Mgmt ForForForElect Director Howard Gould 1c
Mgmt ForForForElect Director Steven Hilton 1d
Mgmt ForForForElect Director Marianne Boyd Johnson 1e
Mgmt ForForForElect Director Robert Latta 1f
Mgmt ForForForElect Director Todd Marshall 1g
Mgmt ForForForElect Director Adriane McFetridge 1h
Mgmt ForForForElect Director Michael Patriarca 1i
Mgmt ForForForElect Director Robert Sarver 1j
Mgmt ForForForElect Director Bryan Segedi 1k
Mgmt ForForForElect Director Donald Snyder 1l
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Western Alliance Bancorporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sung Won Sohn 1m
Mgmt ForForForElect Director Kenneth A. Vecchione 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify RSM US LLP as Auditors 4
Shares Voted: 22,222
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bruce Beach 1a
Mgmt ForForForElect Director Juan Figuereo 1b
Mgmt ForForForElect Director Howard Gould 1c
Mgmt ForForForElect Director Steven Hilton 1d
Mgmt ForForForElect Director Marianne Boyd Johnson 1e
Mgmt ForForForElect Director Robert Latta 1f
Mgmt ForForForElect Director Todd Marshall 1g
Mgmt ForForForElect Director Adriane McFetridge 1h
Mgmt ForForForElect Director Michael Patriarca 1i
Mgmt ForForForElect Director Robert Sarver 1j
Mgmt ForForForElect Director Bryan Segedi 1k
Mgmt ForForForElect Director Donald Snyder 1l
Mgmt ForForForElect Director Sung Won Sohn 1m
Mgmt ForForForElect Director Kenneth A. Vecchione 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify RSM US LLP as Auditors 4
ZAGG Inc
Meeting Date: 06/11/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 98884U108
Ticker: ZAGG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ZAGG Inc
Shares Voted: 148,514
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Chris Ahern Mgmt For For For
Mgmt WithholdWithholdForElect Director Michael T. Birch 1.2
Mgmt ForWithholdForElect Director Cheryl A. Larabee 1.3
Mgmt WithholdWithholdForElect Director Daniel R. Maurer 1.4
Mgmt WithholdWithholdForElect Director P. Scott Stubbs 1.5
Mgmt ForForForElect Director Ronald G. Garriques 1.6
Mgmt ForForForElect Director Edward Terino 1.7
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 19,104
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Chris Ahern 1.1
Mgmt WithholdWithholdForElect Director Michael T. Birch 1.2
Mgmt ForWithholdForElect Director Cheryl A. Larabee 1.3
Mgmt WithholdWithholdForElect Director Daniel R. Maurer 1.4
Mgmt WithholdWithholdForElect Director P. Scott Stubbs 1.5
Mgmt ForForForElect Director Ronald G. Garriques 1.6
Mgmt ForForForElect Director Edward Terino 1.7
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Biospecifics Technologies Corp.
Meeting Date: 06/12/2020
Record Date: 04/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 090931106
Ticker: BSTC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Biospecifics Technologies Corp.
Shares Voted: 14,103
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jennifer Chao Mgmt For For For
Mgmt ForForForElect Director Mark Wegman 1.2
Mgmt ForForForElect Director Toby Wegman 1.3
Mgmt ForForForRatify EisnerAmper LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAdopt Shareholder Rights Plan (Poison Pill) 4
Mgmt ForForForIncrease Authorized Common Stock 5
Shares Voted: 11,235
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jennifer Chao 1.1
Mgmt ForForForElect Director Mark Wegman 1.2
Mgmt ForForForElect Director Toby Wegman 1.3
Mgmt ForForForRatify EisnerAmper LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAdopt Shareholder Rights Plan (Poison Pill) 4
Mgmt ForForForIncrease Authorized Common Stock 5
Industrial and Commercial Bank of China Limited
Meeting Date: 06/12/2020
Record Date: 06/03/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y3990B112
Ticker: 1398
Shares Voted: 1,322,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Work Report of the Board of Directors
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Industrial and Commercial Bank of China Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove 2019 Work Report of the Board of Supervisors
2
Mgmt ForForForApprove 2019 Audited Accounts 3
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt ForForForApprove 2020 Fixed Asset Investment Budget 5
Mgmt ForForForApprove KPMG Huazhen LLP and KPMG as Domestic External Auditors and KPMG as Domestic External Auditors
6
Mgmt ForForForElect Shen Si as Director 7
Mgmt ForForForApprove Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments
8
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
SH ForForForApprove Issuance of Eligible Tier 2 Capital Instruments
10
SH ForForForApprove Application for Authorization Limit for Special Donations for COVID-19 Pandemic Prevention and Control
11
SH ForForForElect Liao Lin as Director 12
Shares Voted: 600,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForApprove 2019 Work Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Work Report of the Board of Supervisors
2
Mgmt ForForForApprove 2019 Audited Accounts 3
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt ForForForApprove 2020 Fixed Asset Investment Budget 5
Mgmt ForForForApprove KPMG Huazhen LLP and KPMG as Domestic External Auditors and KPMG as Domestic External Auditors
6
Mgmt ForForForElect Shen Si as Director 7
Mgmt ForForForApprove Issuance of Undated Additional Tier 1 Capital Bonds and Eligible Tier 2 Capital Instruments
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Industrial and Commercial Bank of China Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
SH ForForForApprove Issuance of Eligible Tier 2 Capital Instruments
10
SH ForForForApprove Application for Authorization Limit for Special Donations for COVID-19 Pandemic Prevention and Control
11
SH ForForForElect Liao Lin as Director 12
PPB Group Berhad
Meeting Date: 06/12/2020
Record Date: 06/02/2020
Country: Malaysia
Meeting Type: Annual
Primary Security ID: Y70879104
Ticker: 4065
Shares Voted: 38,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Directors' Fees Mgmt For For For
Mgmt ForForForApprove Directors' Benefits 2
Mgmt ForForForElect Oh Siew Nam as Director 3
Mgmt ForForForElect Lim Soon Huat as Director 4
Mgmt AgainstAgainstForElect Ahmad Riza bin Basir as Director 5
Mgmt ForForForApprove Ernst & Young PLT as Auditors and Authorize Board to Fix Their Remuneration
6
Mgmt ForForForApprove Ahmad Sufian @ Qurnain bin Abdul Rashid to Continue Office as Independent Non-Executive Director
7
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
Mgmt ForForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
9
Mgmt ForForForAuthorize Share Repurchase Program 10
Carrols Restaurant Group, Inc.
Meeting Date: 06/15/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 14574X104
Ticker: TAST
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carrols Restaurant Group, Inc.
Shares Voted: 51,565
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Hannah S. Craven Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Lawrence E. Hyatt 1b
Mgmt ForForForElect Director Alexander Sloane 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
PGT Innovations, Inc.
Meeting Date: 06/15/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 69336V101
Ticker: PGTI
Shares Voted: 6,090
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brett N. Milgrim Mgmt For For For
Mgmt ForForForElect Director Richard D. Feintuch 1.2
Mgmt ForForForElect Director Jeffrey T. Jackson 1.3
Mgmt ForForForElect Director Frances Powell Hawes 1.4
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 8,553
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Brett N. Milgrim 1.1
Mgmt ForForForElect Director Richard D. Feintuch 1.2
Mgmt ForForForElect Director Jeffrey T. Jackson 1.3
Mgmt ForForForElect Director Frances Powell Hawes 1.4
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PGT Innovations, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tiptree Inc.
Meeting Date: 06/15/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 88822Q103
Ticker: TIPT
Shares Voted: 29,747
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul M. Friedman Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Bradley E. Smith 1.2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditor 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Wiwynn Corp.
Meeting Date: 06/15/2020
Record Date: 04/16/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y9673D101
Ticker: 6669
Shares Voted: 56,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForApprove Amendments to Rules and Procedures Regarding Shareholder's General Meeting
4
Mgmt ForForForApprove Amendment to Rules and Procedures for Election of Directors
5
MgmtELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wiwynn Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect SIMON LIN, a Representative of WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director
6.1
Mgmt ForForForElect EMILY HONG, with SHAREHOLDER NO.0000002 as Non-independent Director
6.2
Mgmt ForForForElect FRANK LIN, a Representative of WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director
6.3
Mgmt ForForForElect SUNLAI CHANG, with SHAREHOLDER NO.0000005 as Non-independent Director
6.4
Mgmt ForForForElect STEVEN LU, with SHAREHOLDER NO.0000007 as Non-independent Director
6.5
Mgmt ForForForElect CHARLES KAU, with SHAREHOLDER NO.A104129XXX as Independent Director
6.6
Mgmt ForForForElect SIMON DZENG, with SHAREHOLDER NO.Y100323XXX as Independent Director
6.7
Mgmt ForForForElect VICTOR CHENG, with SHAREHOLDER NO.J100515XXX as Independent Director
6.8
Mgmt ForForForElect CATHY HAN, with SHAREHOLDER NO.E220500XXX as Independent Director
6.9
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
7
Shares Voted: 22,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForApprove Amendments to Rules and Procedures Regarding Shareholder's General Meeting
4
Mgmt ForForForApprove Amendment to Rules and Procedures for Election of Directors
5
MgmtELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wiwynn Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect SIMON LIN, a Representative of WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director
6.1
Mgmt ForForForElect EMILY HONG, with SHAREHOLDER NO.0000002 as Non-independent Director
6.2
Mgmt ForForForElect FRANK LIN, a Representative of WISTRON CORPORATION, with SHAREHOLDER NO.0000001, as Non-independent Director
6.3
Mgmt ForForForElect SUNLAI CHANG, with SHAREHOLDER NO.0000005 as Non-independent Director
6.4
Mgmt ForForForElect STEVEN LU, with SHAREHOLDER NO.0000007 as Non-independent Director
6.5
Mgmt ForForForElect CHARLES KAU, with SHAREHOLDER NO.A104129XXX as Independent Director
6.6
Mgmt ForForForElect SIMON DZENG, with SHAREHOLDER NO.Y100323XXX as Independent Director
6.7
Mgmt ForForForElect VICTOR CHENG, with SHAREHOLDER NO.J100515XXX as Independent Director
6.8
Mgmt ForForForElect CATHY HAN, with SHAREHOLDER NO.E220500XXX as Independent Director
6.9
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
7
Bright Horizons Family Solutions Inc.
Meeting Date: 06/16/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 109194100
Ticker: BFAM
Shares Voted: 41,978
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen H. Kramer Mgmt For For For
Mgmt ForForForElect Director Sara Lawrence-Lightfoot 1b
Mgmt ForForForElect Director David H. Lissy 1c
Mgmt ForForForElect Director Cathy E. Minehan 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bright Horizons Family Solutions Inc.
Shares Voted: 39,464
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen H. Kramer 1a
Mgmt ForForForElect Director Sara Lawrence-Lightfoot 1b
Mgmt ForForForElect Director David H. Lissy 1c
Mgmt ForForForElect Director Cathy E. Minehan 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Evercore Inc.
Meeting Date: 06/16/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 29977A105
Ticker: EVR
Shares Voted: 488,689
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roger C. Altman Mgmt For For For
Mgmt ForForForElect Director Richard I. Beattie 1.2
Mgmt ForForForElect Director Pamela G. Carlton 1.3
Mgmt ForForForElect Director Ellen V. Futter 1.4
Mgmt ForForForElect Director Gail B. Harris 1.5
Mgmt ForForForElect Director Robert B. Millard 1.6
Mgmt ForForForElect Director Willard J. Overlock, Jr. 1.7
Mgmt ForForForElect Director Simon M. Robertson 1.8
Mgmt ForForForElect Director Ralph L. Schlosstein 1.9
Mgmt ForForForElect Director John S. Weinberg 1.10
Mgmt ForForForElect Director William J. Wheeler 1.11
Mgmt ForForForElect Director Sarah K. Williamson 1.12
Mgmt ForForForElect Director Kendrick R. Wilson, III 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Evercore Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 94,943
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Roger C. Altman 1.1
Mgmt ForForForElect Director Richard I. Beattie 1.2
Mgmt ForForForElect Director Pamela G. Carlton 1.3
Mgmt ForForForElect Director Ellen V. Futter 1.4
Mgmt ForForForElect Director Gail B. Harris 1.5
Mgmt ForForForElect Director Robert B. Millard 1.6
Mgmt ForForForElect Director Willard J. Overlock, Jr. 1.7
Mgmt ForForForElect Director Simon M. Robertson 1.8
Mgmt ForForForElect Director Ralph L. Schlosstein 1.9
Mgmt ForForForElect Director John S. Weinberg 1.10
Mgmt ForForForElect Director William J. Wheeler 1.11
Mgmt ForForForElect Director Sarah K. Williamson 1.12
Mgmt ForForForElect Director Kendrick R. Wilson, III 1.13
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
General Motors Company
Meeting Date: 06/16/2020
Record Date: 04/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 37045V100
Ticker: GM
Shares Voted: 75
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary T. Barra Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
General Motors Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Wesley G. Bush 1b
Mgmt ForForForElect Director Linda R. Gooden 1c
Mgmt ForForForElect Director Joseph Jimenez 1d
Mgmt ForForForElect Director Jane L. Mendillo 1e
Mgmt ForForForElect Director Judith A. Miscik 1f
Mgmt ForForForElect Director Patricia F. Russo 1g
Mgmt ForForForElect Director Thomas M. Schoewe 1h
Mgmt ForForForElect Director Theodore M. Solso 1i
Mgmt ForForForElect Director Carol M. Stephenson 1j
Mgmt ForForForElect Director Devin N. Wenig 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Mgmt ForForForApprove Omnibus Stock Plan 5
SH ForForAgainstProvide Right to Act by Written Consent 6
SH ForForAgainstAmend Proxy Access Right 7
SH ForReferAgainstReport on Human Rights Policy Implementation
8
SH AgainstAgainstAgainstReport on Lobbying Payments and Policy 9
Global Mixed-Mode Technology, Inc.
Meeting Date: 06/16/2020
Record Date: 04/17/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y2717S101
Ticker: 8081
Shares Voted: 122,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Global Mixed-Mode Technology, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtELECT NON-INDEPENDENT AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect SIE, NAN-CIANG, a Representative of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director
4.1
Mgmt ForForForElect WU,JIN-CHUAN with SHAREHOLDER NO.00000049 as Non-Independent Director
4.2
Mgmt AgainstAgainstForElect WANG, CHEN-SHU-JHEN, a Representative of YIPENG YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director
4.3
Mgmt AgainstAgainstForElect SIE, YU-RU, a Representative of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director
4.4
Mgmt AgainstAgainstForElect LUO, FU-CYUAN with SHAREHOLDER NO.I100331XXX as Independent Director
4.5
Mgmt ForForForElect CHEN, SHIH-SIN with SHAREHOLDER NO.T101699XXX as Independent Director
4.6
Mgmt ForForForElect CHEN, HUEI-LING with SHAREHOLDER NO.00011936 as Independent Director
4.7
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
5
Shares Voted: 47,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
3
MgmtELECT NON-INDEPENDENT AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect SIE, NAN-CIANG, a Representative of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director
4.1
Mgmt ForForForElect WU,JIN-CHUAN with SHAREHOLDER NO.00000049 as Non-Independent Director
4.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Global Mixed-Mode Technology, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect WANG, CHEN-SHU-JHEN, a Representative of YIPENG YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director
4.3
Mgmt AgainstAgainstForElect SIE, YU-RU, a Representative of YIPENG INVESTMENT CO., LTD. with SHAREHOLDER NO.00000127, as Non-Independent Director
4.4
Mgmt AgainstAgainstForElect LUO, FU-CYUAN with SHAREHOLDER NO.I100331XXX as Independent Director
4.5
Mgmt ForForForElect CHEN, SHIH-SIN with SHAREHOLDER NO.T101699XXX as Independent Director
4.6
Mgmt ForForForElect CHEN, HUEI-LING with SHAREHOLDER NO.00011936 as Independent Director
4.7
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives
5
Ingersoll Rand, Inc.
Meeting Date: 06/16/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 45687V106
Ticker: IR
Shares Voted: 31,314
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kirk E. Arnold Mgmt For For For
Mgmt ForForForElect Director William P. Donnelly 1b
Mgmt ForForForElect Director Marc E. Jones 1c
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
ITEQ Corp.
Meeting Date: 06/16/2020
Record Date: 04/17/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y4212E108
Ticker: 6213
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ITEQ Corp.
Shares Voted: 118,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Shares Voted: 45,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Longfor Group Holdings Limited
Meeting Date: 06/16/2020
Record Date: 06/09/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G5635P109
Ticker: 960
Shares Voted: 60,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Shao Mingxiao as Director 3.1
Mgmt AgainstAgainstForElect Wang Guangjian as Director 3.2
Mgmt AgainstAgainstForElect Chan Chi On, Derek as Director 3.3
Mgmt AgainstAgainstForElect Xiang Bing as Director 3.4
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3.5
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Longfor Group Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Shares Voted: 27,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Shao Mingxiao as Director 3.1
Mgmt AgainstAgainstForElect Wang Guangjian as Director 3.2
Mgmt AgainstAgainstForElect Chan Chi On, Derek as Director 3.3
Mgmt AgainstAgainstForElect Xiang Bing as Director 3.4
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3.5
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Mastercard Incorporated
Meeting Date: 06/16/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 57636Q104
Ticker: MA
Shares Voted: 6,674
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt For For For
Mgmt ForForForElect Director Ajay Banga 1b
Mgmt ForForForElect Director Richard K. Davis 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mastercard Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven J. Freiberg 1d
Mgmt ForForForElect Director Julius Genachowski 1e
Mgmt ForForForElect Director Choon Phong Goh 1f
Mgmt ForForForElect Director Merit E. Janow 1g
Mgmt ForForForElect Director Oki Matsumoto 1h
Mgmt ForForForElect Director Youngme Moon 1i
Mgmt ForForForElect Director Rima Qureshi 1j
Mgmt ForForForElect Director Jose Octavio Reyes Lagunes 1k
Mgmt ForForForElect Director Gabrielle Sulzberger 1l
Mgmt ForForForElect Director Jackson Tai 1m
Mgmt ForForForElect Director Lance Uggla 1n
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
MetLife, Inc.
Meeting Date: 06/16/2020
Record Date: 04/23/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 59156R108
Ticker: MET
Shares Voted: 734,232
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Cheryl W. Grise Mgmt For For For
Mgmt ForForForElect Director Carlos M. Gutierrez 1b
Mgmt ForForForElect Director Gerald L. Hassell 1c
Mgmt ForForForElect Director David L. Herzog 1d
Mgmt ForForForElect Director R. Glenn Hubbard 1e
Mgmt ForForForElect Director Edward J. Kelly, III 1f
Mgmt ForForForElect Director William E. Kennard 1g
Mgmt ForForForElect Director Michel A. Khalaf 1h
Mgmt ForForForElect Director Catherine R. Kinney 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MetLife, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Diana L. McKenzie 1j
Mgmt ForForForElect Director Denise M. Morrison 1k
Mgmt ForForForElect Director Mark A. Weinberger 1l
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 74,896
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cheryl W. Grise 1a
Mgmt ForForForElect Director Carlos M. Gutierrez 1b
Mgmt ForForForElect Director Gerald L. Hassell 1c
Mgmt ForForForElect Director David L. Herzog 1d
Mgmt ForForForElect Director R. Glenn Hubbard 1e
Mgmt ForForForElect Director Edward J. Kelly, III 1f
Mgmt ForForForElect Director William E. Kennard 1g
Mgmt ForForForElect Director Michel A. Khalaf 1h
Mgmt ForForForElect Director Catherine R. Kinney 1i
Mgmt ForForForElect Director Diana L. McKenzie 1j
Mgmt ForForForElect Director Denise M. Morrison 1k
Mgmt ForForForElect Director Mark A. Weinberger 1l
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Spirit Airlines Inc.
Meeting Date: 06/16/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 848577102
Ticker: SAVE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spirit Airlines Inc.
Shares Voted: 54
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward M. Christie, III Mgmt For For For
Mgmt ForForForElect Director Mark B. Dunkerley 1.2
Mgmt ForForForElect Director Christine P. Richards 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Amadeus IT Group SA
Meeting Date: 06/17/2020
Record Date: 06/12/2020
Country: Spain
Meeting Type: Annual
Primary Security ID: E04648114
Ticker: AMS
Shares Voted: 62,556
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Consolidated and Standalone Financial Statements
Mgmt For For For
Mgmt ForForForApprove Non-Financial Information Statement 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Discharge of Board 4
Mgmt ForForForElect Xiaoqun Clever as Director 5.1
Mgmt ForForForReelect Jose Antonio Tazon Garcia as Director 5.2
Mgmt ForForForReelect Luis Maroto Camino as Director 5.3
Mgmt ForForForReelect David Webster as Director 5.4
Mgmt ForForForReelect Clara Furse as Director 5.5
Mgmt ForForForReelect Nicolas Huss as Director 5.6
Mgmt ForForForReelect Pierre-Henri Gourgeon as Director 5.7
Mgmt ForForForReelect Francesco Loredan as Director 5.8
Mgmt ForForForAdvisory Vote on Remuneration Report 6
Mgmt ForForForApprove Remuneration of Directors 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Amadeus IT Group SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
9
Shares Voted: 183,406
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated and Standalone Financial Statements
1
Mgmt ForForForApprove Non-Financial Information Statement 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForApprove Discharge of Board 4
Mgmt ForForForElect Xiaoqun Clever as Director 5.1
Mgmt ForForForReelect Jose Antonio Tazon Garcia as Director 5.2
Mgmt ForForForReelect Luis Maroto Camino as Director 5.3
Mgmt ForForForReelect David Webster as Director 5.4
Mgmt ForForForReelect Clara Furse as Director 5.5
Mgmt ForForForReelect Nicolas Huss as Director 5.6
Mgmt ForForForReelect Pierre-Henri Gourgeon as Director 5.7
Mgmt ForForForReelect Francesco Loredan as Director 5.8
Mgmt ForForForAdvisory Vote on Remuneration Report 6
Mgmt ForForForApprove Remuneration of Directors 7
Mgmt ForForForAuthorize Increase in Capital up to 10 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights
8
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
9
Global Indemnity
Meeting Date: 06/17/2020
Record Date: 04/02/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G3933F105
Ticker: GBLI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Global Indemnity
Shares Voted: 300,511
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Saul A. Fox Mgmt For Against Against
Mgmt ForForForElect Director Joseph W. Brown 1b
Mgmt ForForForElect Director Michele A. Colucci 1c
Mgmt ForForForElect Director Seth J. Gersch 1d
Mgmt ForForForElect Director Jason B. Hurwitz 1e
Mgmt ForForForElect Director Bruce R. Lederman 1f
Mgmt ForForForElect Director Cynthia Y. Valko 1g
Mgmt ForForForElect Director James D. Wehr 1h
Mgmt ForForForMatters Concerning Global Indemnity Reinsurance Company, Ltd. and to Authorize Global Indemnity Limited to Vote, as Proxy on such Matters
2
Mgmt ForForForApprove Ernst & Young Global Limited ('EY') as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 73,541
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Saul A. Fox 1a
Mgmt ForForForElect Director Joseph W. Brown 1b
Mgmt ForForForElect Director Michele A. Colucci 1c
Mgmt ForForForElect Director Seth J. Gersch 1d
Mgmt ForForForElect Director Jason B. Hurwitz 1e
Mgmt ForForForElect Director Bruce R. Lederman 1f
Mgmt ForForForElect Director Cynthia Y. Valko 1g
Mgmt ForForForElect Director James D. Wehr 1h
Mgmt ForForForMatters Concerning Global Indemnity Reinsurance Company, Ltd. and to Authorize Global Indemnity Limited to Vote, as Proxy on such Matters
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Global Indemnity
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Ernst & Young Global Limited ('EY') as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
IAA, Inc.
Meeting Date: 06/17/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 449253103
Ticker: IAA
Shares Voted: 1,070,337
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John W. Kett Mgmt For For For
Mgmt ForForForElect Director Peter H. Kamin 1b
Mgmt ForForForElect Director Lynn Jolliffe 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 126,599
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John W. Kett 1a
Mgmt ForForForElect Director Peter H. Kamin 1b
Mgmt ForForForElect Director Lynn Jolliffe 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KDDI Corp.
Meeting Date: 06/17/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J31843105
Ticker: 9433
Shares Voted: 840,810
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 60
Mgmt For For For
Mgmt AgainstAgainstForElect Director Tanaka, Takashi 2.1
Mgmt AgainstAgainstForElect Director Takahashi, Makoto 2.2
Mgmt AgainstAgainstForElect Director Shoji, Takashi 2.3
Mgmt AgainstAgainstForElect Director Muramoto, Shinichi 2.4
Mgmt AgainstAgainstForElect Director Mori, Keiichi 2.5
Mgmt AgainstAgainstForElect Director Morita, Kei 2.6
Mgmt AgainstAgainstForElect Director Amamiya, Toshitake 2.7
Mgmt AgainstAgainstForElect Director Takeyama, Hirokuni 2.8
Mgmt AgainstAgainstForElect Director Yoshimura, Kazuyuki 2.9
Mgmt AgainstAgainstForElect Director Yamaguchi, Goro 2.10
Mgmt AgainstAgainstForElect Director Yamamoto, Keiji 2.11
Mgmt AgainstAgainstForElect Director Oyagi, Shigeo 2.12
Mgmt AgainstAgainstForElect Director Kano, Riyo 2.13
Mgmt ForForForElect Director Goto, Shigeki 2.14
Mgmt ForForForAppoint Statutory Auditor Takagi, Kenichiro 3.1
Mgmt ForForForAppoint Statutory Auditor Honto, Shin 3.2
Mgmt ForForForAppoint Statutory Auditor Matsumiya, Toshihiko
3.3
Mgmt ForForForAppoint Statutory Auditor Karube, Jun 3.4
Shares Voted: 568,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 60
1
Mgmt AgainstAgainstForElect Director Tanaka, Takashi 2.1
Mgmt AgainstAgainstForElect Director Takahashi, Makoto 2.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KDDI Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Shoji, Takashi 2.3
Mgmt AgainstAgainstForElect Director Muramoto, Shinichi 2.4
Mgmt AgainstAgainstForElect Director Mori, Keiichi 2.5
Mgmt AgainstAgainstForElect Director Morita, Kei 2.6
Mgmt AgainstAgainstForElect Director Amamiya, Toshitake 2.7
Mgmt AgainstAgainstForElect Director Takeyama, Hirokuni 2.8
Mgmt AgainstAgainstForElect Director Yoshimura, Kazuyuki 2.9
Mgmt AgainstAgainstForElect Director Yamaguchi, Goro 2.10
Mgmt AgainstAgainstForElect Director Yamamoto, Keiji 2.11
Mgmt AgainstAgainstForElect Director Oyagi, Shigeo 2.12
Mgmt AgainstAgainstForElect Director Kano, Riyo 2.13
Mgmt ForForForElect Director Goto, Shigeki 2.14
Mgmt ForForForAppoint Statutory Auditor Takagi, Kenichiro 3.1
Mgmt ForForForAppoint Statutory Auditor Honto, Shin 3.2
Mgmt ForForForAppoint Statutory Auditor Matsumiya, Toshihiko
3.3
Mgmt ForForForAppoint Statutory Auditor Karube, Jun 3.4
Nomad Foods Limited
Meeting Date: 06/17/2020
Record Date: 04/24/2020
Country: Virgin Isl (UK)
Meeting Type: Annual
Primary Security ID: G6564A105
Ticker: NOMD
Shares Voted: 2,628,671
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martin Ellis Franklin Mgmt For For For
Mgmt ForForForElect Director Noam Gottesman 1.2
Mgmt ForForForElect Director Ian G.H. Ashken 1.3
Mgmt ForForForElect Director Stefan Descheemaeker 1.4
Mgmt ForForForElect Director Jeremy Isaacs 1.5
Mgmt AgainstAgainstForElect Director James E. Lillie 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nomad Foods Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stuart M. MacFarlane 1.7
Mgmt AgainstAgainstForElect Director Lord Myners of Truro 1.8
Mgmt AgainstAgainstForElect Director Victoria Parry 1.9
Mgmt ForForForElect Director Simon White 1.10
Mgmt ForForForElect Director Samy Zekhout 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Shares Voted: 5,637,241
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Martin Ellis Franklin 1.1
Mgmt ForForForElect Director Noam Gottesman 1.2
Mgmt ForForForElect Director Ian G.H. Ashken 1.3
Mgmt ForForForElect Director Stefan Descheemaeker 1.4
Mgmt ForForForElect Director Jeremy Isaacs 1.5
Mgmt AgainstAgainstForElect Director James E. Lillie 1.6
Mgmt ForForForElect Director Stuart M. MacFarlane 1.7
Mgmt AgainstAgainstForElect Director Lord Myners of Truro 1.8
Mgmt AgainstAgainstForElect Director Victoria Parry 1.9
Mgmt ForForForElect Director Simon White 1.10
Mgmt ForForForElect Director Samy Zekhout 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
STMicroelectronics NV
Meeting Date: 06/17/2020
Record Date: 05/20/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N83574108
Ticker: STM
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
STMicroelectronics NV
Shares Voted: 437,926
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtReceive Report of Supervisory Board (Non-Voting)
3
Mgmt AgainstAgainstForApprove Remuneration Report 4.a
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
4.b
Mgmt AgainstAgainstForApprove Remuneration Policy for Management Board
4.c
Mgmt ForForForAdopt Financial Statements and Statutory Reports
4.d
Mgmt ForForForApprove Dividends 4.e
Mgmt ForForForApprove Discharge of Management Board 4.f
Mgmt ForForForApprove Discharge of Supervisory Board 4.g
Mgmt ForForForRatify Ernst & Young as Auditors 4.h
Mgmt AgainstAgainstForApprove Restricted Stock Grants to President and CEO
5
Mgmt ForForForElect Ana de Pro Gonzalo to Supervisory Board
6
Mgmt ForForForElect Yann Delabriere to Supervisory Board 7
Mgmt ForForForReelect Heleen Kersten to Supervisory Board 8
Mgmt ForForForReelect Alessandro Rivera to Supervisory Board
9
Mgmt ForForForReelect Frederic Sanchez to Supervisory Board
10
Mgmt ForForForReelect Maurizio Tamagnini to Supervisory Board
11
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Mgmt AgainstAgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights
13.a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
STMicroelectronics NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights
13.b
MgmtAllow Questions 14
MgmtClose Meeting 15
Shares Voted: 435,343
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2
MgmtReceive Report of Supervisory Board (Non-Voting)
3
Mgmt AgainstAgainstForApprove Remuneration Report 4.a
Mgmt ForForForApprove Remuneration Policy for Supervisory Board
4.b
Mgmt AgainstAgainstForApprove Remuneration Policy for Management Board
4.c
Mgmt ForForForAdopt Financial Statements and Statutory Reports
4.d
Mgmt ForForForApprove Dividends 4.e
Mgmt ForForForApprove Discharge of Management Board 4.f
Mgmt ForForForApprove Discharge of Supervisory Board 4.g
Mgmt ForForForRatify Ernst & Young as Auditors 4.h
Mgmt AgainstAgainstForApprove Restricted Stock Grants to President and CEO
5
Mgmt ForForForElect Ana de Pro Gonzalo to Supervisory Board
6
Mgmt ForForForElect Yann Delabriere to Supervisory Board 7
Mgmt ForForForReelect Heleen Kersten to Supervisory Board 8
Mgmt ForForForReelect Alessandro Rivera to Supervisory Board
9
Mgmt ForForForReelect Frederic Sanchez to Supervisory Board
10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
STMicroelectronics NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Maurizio Tamagnini to Supervisory Board
11
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
Mgmt AgainstAgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights
13.a
Mgmt AgainstAgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Merger or Acquisition and Exclude Pre-emptive Rights
13.b
MgmtAllow Questions 14
MgmtClose Meeting 15
Tatneft PJSC
Meeting Date: 06/17/2020
Record Date: 05/23/2020
Country: Russia
Meeting Type: Annual
Primary Security ID: X89366102
Ticker: TATN
Shares Voted: 57,748
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Annual Report Mgmt For For For
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
MgmtElect 14 Directors by Cumulative Voting
Mgmt AgainstAgainstNoneElect Fanil Agliullin as Director 4.1
Mgmt AgainstAgainstNoneElect Radik Gaizatullin as Director 4.2
Mgmt AgainstAgainstNoneElect Laszlo Gerecs as Director 4.3
Mgmt AgainstAgainstNoneElect Larisa Glukhova as Director 4.4
Mgmt AgainstAgainstNoneElect Iurii Levin as Director 4.5
Mgmt AgainstAgainstNoneElect Nail Maganov as Director 4.6
Mgmt AgainstAgainstNoneElect Rafail Nurmukhametov as Director 4.7
Mgmt AgainstAgainstNoneElect Rinat Sabirov as Director 4.8
Mgmt AgainstAgainstNoneElect Valerii Sorokin as Director 4.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tatneft PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstNoneElect Nurislam Siubaev as Director 4.10
Mgmt AgainstAgainstNoneElect Shafagat Takhautdinov as Director 4.11
Mgmt AgainstAgainstNoneElect Rustam Khalimov as Director 4.12
Mgmt AgainstAgainstNoneElect Rais Khisamov as Director 4.13
Mgmt AgainstAgainstNoneElect Rene Steiner as Director 4.14
MgmtElect Members of Audit Commission
Mgmt ForForForElect Kseniia Borzunova as Member of Audit Commission
5.1
Mgmt ForForForElect Azat Galeev as Member of Audit Commission
5.2
Mgmt ForForForElect Guzel Gilfanova as Member of Audit Commission
5.3
Mgmt ForForForElect Salavat Zaliaev as Member of Audit Commission
5.4
Mgmt ForForForElect Venera Kuzmina as Member of Audit Commission
5.5
Mgmt ForForForElect Liliia Rakhimzianova as Member of Audit Commission
5.6
Mgmt ForForForElect Nazilia Farkhutdinova as Member of Audit Commission
5.7
Mgmt ForForForElect Ravil Sharifullin as Member of Audit Commission
5.8
Mgmt ForForForRatify PricewaterhouseCoopers as Auditor 6
Shares Voted: 26,049
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Annual Report 1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
MgmtElect 14 Directors by Cumulative Voting
Mgmt AgainstAgainstNoneElect Fanil Agliullin as Director 4.1
Mgmt AgainstAgainstNoneElect Radik Gaizatullin as Director 4.2
Mgmt AgainstAgainstNoneElect Laszlo Gerecs as Director 4.3
Mgmt AgainstAgainstNoneElect Larisa Glukhova as Director 4.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tatneft PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstNoneElect Iurii Levin as Director 4.5
Mgmt AgainstAgainstNoneElect Nail Maganov as Director 4.6
Mgmt AgainstAgainstNoneElect Rafail Nurmukhametov as Director 4.7
Mgmt AgainstAgainstNoneElect Rinat Sabirov as Director 4.8
Mgmt AgainstAgainstNoneElect Valerii Sorokin as Director 4.9
Mgmt AgainstAgainstNoneElect Nurislam Siubaev as Director 4.10
Mgmt AgainstAgainstNoneElect Shafagat Takhautdinov as Director 4.11
Mgmt AgainstAgainstNoneElect Rustam Khalimov as Director 4.12
Mgmt AgainstAgainstNoneElect Rais Khisamov as Director 4.13
Mgmt AgainstAgainstNoneElect Rene Steiner as Director 4.14
MgmtElect Members of Audit Commission
Mgmt ForForForElect Kseniia Borzunova as Member of Audit Commission
5.1
Mgmt ForForForElect Azat Galeev as Member of Audit Commission
5.2
Mgmt ForForForElect Guzel Gilfanova as Member of Audit Commission
5.3
Mgmt ForForForElect Salavat Zaliaev as Member of Audit Commission
5.4
Mgmt ForForForElect Venera Kuzmina as Member of Audit Commission
5.5
Mgmt ForForForElect Liliia Rakhimzianova as Member of Audit Commission
5.6
Mgmt ForForForElect Nazilia Farkhutdinova as Member of Audit Commission
5.7
Mgmt ForForForElect Ravil Sharifullin as Member of Audit Commission
5.8
Mgmt ForForForRatify PricewaterhouseCoopers as Auditor 6
Tripod Technology Corp.
Meeting Date: 06/17/2020
Record Date: 04/17/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y8974X105
Ticker: 3044
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tripod Technology Corp.
Shares Voted: 26,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Accton Technology Corp.
Meeting Date: 06/18/2020
Record Date: 04/17/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y0002S109
Ticker: 2345
Shares Voted: 207,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Shares Voted: 79,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
ASGN Incorporated
Meeting Date: 06/18/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00191U102
Ticker: ASGN
Shares Voted: 740,442
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark A. Frantz Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Jonathan S. Holman 1.2
Mgmt ForForForElect Director Arshad Matin 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ASGN Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 129,682
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Mark A. Frantz 1.1
Mgmt AgainstAgainstForElect Director Jonathan S. Holman 1.2
Mgmt ForForForElect Director Arshad Matin 1.3
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Bloomberry Resorts Corporation
Meeting Date: 06/18/2020
Record Date: 05/18/2020
Country: Philippines
Meeting Type: Annual
Primary Security ID: Y0927M104
Ticker: BLOOM
Shares Voted: 4,658,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Minutes of the Annual Stockholders' Meeting held on April 11, 2019
Mgmt For For For
Mgmt ForForForApprove Audited Financial Statements 2
Mgmt ForForForRatify All Acts, Contracts, Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting
3
MgmtElect 7 Directors by Cumulative Voting
Mgmt AbstainAbstainForElect Enrique K. Razon Jr. as Director 4.1
Mgmt AbstainAbstainForElect Jose Eduardo J. Alarilla as Director 4.2
Mgmt AbstainAbstainForElect Donato C. Almeda as Director 4.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bloomberry Resorts Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AbstainAbstainForElect Thomas Arasi as Director 4.4
Mgmt AbstainAbstainForElect Christian R. Gonzalez as Director 4.5
Mgmt ForForForElect Carlos C. Ejercito as Director 4.6
Mgmt ForForForElect Jose P. Perez as Director 4.7
Mgmt ForForForAppoint External Auditor 5
Shares Voted: 2,100,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Minutes of the Annual Stockholders' Meeting held on April 11, 2019
1
Mgmt ForForForApprove Audited Financial Statements 2
Mgmt ForForForRatify All Acts, Contracts, Investments and Resolutions of the Board of Directors and Management Since the Last Annual Stockholders' Meeting
3
MgmtElect 7 Directors by Cumulative Voting
Mgmt AbstainAbstainForElect Enrique K. Razon Jr. as Director 4.1
Mgmt AbstainAbstainForElect Jose Eduardo J. Alarilla as Director 4.2
Mgmt AbstainAbstainForElect Donato C. Almeda as Director 4.3
Mgmt AbstainAbstainForElect Thomas Arasi as Director 4.4
Mgmt AbstainAbstainForElect Christian R. Gonzalez as Director 4.5
Mgmt ForForForElect Carlos C. Ejercito as Director 4.6
Mgmt ForForForElect Jose P. Perez as Director 4.7
Mgmt ForForForAppoint External Auditor 5
CRRC Corporation Limited
Meeting Date: 06/18/2020
Record Date: 05/18/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y1818X100
Ticker: 1766
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRRC Corporation Limited
Shares Voted: 820,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Final Financial Accounts Report 1
Mgmt ForForForApprove 2019 Work Report of the Board of Directors
2
Mgmt ForForForApprove 2019 Work Report of the Supervisory Committee
3
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt AgainstAgainstForApprove 2020 Arrangement of Guarantees 5
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove Remuneration of Supervisors 7
Mgmt ForForForAmend Articles of Association 8
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
9
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Directors
10
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
11
Mgmt AgainstAgainstForApprove Issuance of Debt Financing Instruments
12
MgmtELECT DIRECTORS
SH ForForForElect Shi Jianzhong as Director 13.1
SH ForForForElect Zhu Yuanchao as Director 13.2
SH ForForForApprove KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration
14
Shares Voted: 370,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForApprove 2019 Final Financial Accounts Report 1
Mgmt ForForForApprove 2019 Work Report of the Board of Directors
2
Mgmt ForForForApprove 2019 Work Report of the Supervisory Committee
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRRC Corporation Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt AgainstAgainstForApprove 2020 Arrangement of Guarantees 5
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove Remuneration of Supervisors 7
Mgmt ForForForAmend Articles of Association 8
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
9
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Directors
10
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for A Shares and H Shares
11
Mgmt AgainstAgainstForApprove Issuance of Debt Financing Instruments
12
MgmtELECT DIRECTORS
SH ForForForElect Shi Jianzhong as Director 13.1
SH ForForForElect Zhu Yuanchao as Director 13.2
SH ForForForApprove KPMG Huazhen LLP as Auditors and Authorize Board to Fix Their Remuneration
14
PetIQ, Inc.
Meeting Date: 06/18/2020
Record Date: 04/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 71639T106
Ticker: PETQ
Shares Voted: 7,232
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director McCord Christensen Mgmt For Withhold Withhold
Mgmt ForForForRatify KPMG LLP as Auditors 2
Shares Voted: 4,692
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director McCord Christensen 1
Mgmt ForForForRatify KPMG LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PVH Corp.
Meeting Date: 06/18/2020
Record Date: 04/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 693656100
Ticker: PVH
Shares Voted: 9,054
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary Baglivo Mgmt For For For
Mgmt ForForForElect Director Brent Callinicos 1b
Mgmt ForForForElect Director Emanuel Chirico 1c
Mgmt ForForForElect Director Joseph B. Fuller 1d
Mgmt ForForForElect Director V. James Marino 1e
Mgmt ForForForElect Director G. Penny McIntyre 1f
Mgmt ForForForElect Director Amy McPherson 1g
Mgmt ForForForElect Director Henry Nasella 1h
Mgmt ForForForElect Director Edward R. Rosenfeld 1i
Mgmt ForForForElect Director Craig Rydin 1j
Mgmt ForForForElect Director Judith Amanda Sourry Knox 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditor 4
Shares Voted: 86,638
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mary Baglivo 1a
Mgmt ForForForElect Director Brent Callinicos 1b
Mgmt ForForForElect Director Emanuel Chirico 1c
Mgmt ForForForElect Director Joseph B. Fuller 1d
Mgmt ForForForElect Director V. James Marino 1e
Mgmt ForForForElect Director G. Penny McIntyre 1f
Mgmt ForForForElect Director Amy McPherson 1g
Mgmt ForForForElect Director Henry Nasella 1h
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PVH Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward R. Rosenfeld 1i
Mgmt ForForForElect Director Craig Rydin 1j
Mgmt ForForForElect Director Judith Amanda Sourry Knox 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditor 4
SLM Corporation
Meeting Date: 06/18/2020
Record Date: 04/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 78442P106
Ticker: SLM
Shares Voted: 7,139,769
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Paul G. Child Mgmt For For For
Mgmt ForForForElect Director Mary Carter Warren Franke 1b
Mgmt ForForForElect Director Earl A. Goode 1c
Mgmt ForForForElect Director Marianne M. Keler 1d
Mgmt ForForForElect Director Mark L. Lavelle 1e
Mgmt ForForForElect Director Jim Matheson 1f
Mgmt ForForForElect Director Frank C. Puleo 1g
Mgmt ForForForElect Director Vivian C. Schneck-Last 1h
Mgmt ForForForElect Director William N. Shiebler 1i
Mgmt ForForForElect Director Robert S. Strong 1j
Mgmt ForForForElect Director Jonathan W. Witter 1k
Mgmt ForForForElect Director Kirsten O. Wolberg 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SLM Corporation
Shares Voted: 6,333,914
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Paul G. Child 1a
Mgmt ForForForElect Director Mary Carter Warren Franke 1b
Mgmt ForForForElect Director Earl A. Goode 1c
Mgmt ForForForElect Director Marianne M. Keler 1d
Mgmt ForForForElect Director Mark L. Lavelle 1e
Mgmt ForForForElect Director Jim Matheson 1f
Mgmt ForForForElect Director Frank C. Puleo 1g
Mgmt ForForForElect Director Vivian C. Schneck-Last 1h
Mgmt ForForForElect Director William N. Shiebler 1i
Mgmt ForForForElect Director Robert S. Strong 1j
Mgmt ForForForElect Director Jonathan W. Witter 1k
Mgmt ForForForElect Director Kirsten O. Wolberg 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Solaris Oilfield Infrastructure, Inc.
Meeting Date: 06/18/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 83418M103
Ticker: SOI
Shares Voted: 37,722
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edgar R. Giesinger Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director A. James Teague 1.2
Mgmt WithholdWithholdForElect Director William A. Zartler 1.3
Mgmt ForForForRatify BDO USA, LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Solaris Oilfield Infrastructure, Inc.
Shares Voted: 15,388
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Edgar R. Giesinger 1.1
Mgmt WithholdWithholdForElect Director A. James Teague 1.2
Mgmt WithholdWithholdForElect Director William A. Zartler 1.3
Mgmt ForForForRatify BDO USA, LLP as Auditors 2
VINCI SA
Meeting Date: 06/18/2020
Record Date: 06/15/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F5879X108
Ticker: DG
Shares Voted: 185,558
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.04 per Share
3
Mgmt ForForForApprove Stock Dividend Program 4
Mgmt ForForForElect Benoit Bazin as Director 5
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt ForForForApprove Remuneration Policy of Board Members
7
Mgmt ForForForApprove Remuneration Policy of Xavier Huillard, Chairman and CEO
8
Mgmt ForForForApprove Compensation Report of Corporate Officers
9
Mgmt ForForForApprove Compensation of Xavier Huillard, Chairman and CEO
10
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
VINCI SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
12
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
13
Mgmt ForForForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached
14
Mgmt ForForForAmend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation
15
Mgmt ForForForAmend Article 14 of Bylaws Re: Board Members Remuneration
16
Mgmt ForForForAmend Article 15 of Bylaws Re: Board Powers 17
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
18
Shares Voted: 217,997
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.04 per Share
3
Mgmt ForForForApprove Stock Dividend Program 4
Mgmt ForForForElect Benoit Bazin as Director 5
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt ForForForApprove Remuneration Policy of Board Members
7
Mgmt ForForForApprove Remuneration Policy of Xavier Huillard, Chairman and CEO
8
Mgmt ForForForApprove Compensation Report of Corporate Officers
9
Mgmt ForForForApprove Compensation of Xavier Huillard, Chairman and CEO
10
MgmtExtraordinary Business
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
VINCI SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
11
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
12
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
13
Mgmt ForForForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees With Performance Conditions Attached
14
Mgmt ForForForAmend Article 13 of Bylaws Re: Board Members Deliberation via Written Consultation
15
Mgmt ForForForAmend Article 14 of Bylaws Re: Board Members Remuneration
16
Mgmt ForForForAmend Article 15 of Bylaws Re: Board Powers 17
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
18
Volvo AB
Meeting Date: 06/18/2020
Record Date: 06/12/2020
Country: Sweden
Meeting Type: Annual
Primary Security ID: 928856301
Ticker: VOLV.B
Shares Voted: 14,071
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For For
Mgmt ForForForDesignate Erik Sjoman as Inspector of Minutes of Meeting
2.1
Mgmt ForForForDesignate Martin Jonasson as Inspector of Minutes of Meeting
2.2
Mgmt ForForForPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForAcknowledge Proper Convening of Meeting 5
MgmtReceive Financial Statements and Statutory Reports; Receive President's Report
6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Volvo AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
8
Mgmt ForForForApprove Discharge of Matti Alahuhta 9.1
Mgmt ForForForApprove Discharge of Eckhard Cordes 9.2
Mgmt ForForForApprove Discharge of Eric Elzvik 9.3
Mgmt ForForForApprove Discharge of James W. Griffith 9.4
Mgmt ForForForApprove Discharge of Martin Lundstedt (as Board Member)
9.5
Mgmt ForForForApprove Discharge of Kathryn V. Marinello 9.6
Mgmt ForForForApprove Discharge of Martina Merz 9.7
Mgmt ForForForApprove Discharge of Hanne de Mora 9.8
Mgmt ForForForApprove Discharge of Helena Stjernholm 9.9
Mgmt ForForForApprove Discharge of Carl-Henric Svanberg 9.10
Mgmt ForForForApprove Discharge of Lars Ask (Employee Representative)
9.11
Mgmt ForForForApprove Discharge of Mats Henning (Employee Representative)
9.12
Mgmt ForForForApprove Discharge of Mikael Sallstrom (Employee Representative)
9.13
Mgmt ForForForApprove Discharge of Camilla Johansson (Deputy Employee Representative)
9.14
Mgmt ForForForApprove Discharge of Mari Larsson (Deputy Employee Representative)
9.15
Mgmt ForForForApprove Discharge of Martin Lundstedt (as CEO)
9.16
Mgmt ForForForDetermine Number of Members (11) of Board 10.1
Mgmt ForForForDetermine Number of Deputy Members (0) of Board
10.2
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 3.6 Million for Chairman and SEK 1.1 Million for Other Directors except CEO; Approve Remuneration for Committee Work
11
Mgmt ForForForReelect Matti Alahuhta as Director 12.1
Mgmt ForForForReelect Eckhard Cordes as Director 12.2
Mgmt ForForForReelect Eric Elzvik as Director 12.3
Mgmt ForForForReelect James Griffith as Director 12.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Volvo AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Kurt Jofs as new Director 12.5
Mgmt ForForForReelect Martin Lundstedt as Director 12.6
Mgmt ForForForReelect Kathryn Marinello as Director 12.7
Mgmt ForForForReelect Martina Merz as Director 12.8
Mgmt ForForForReelect Hanne de Mora as Director 12.9
Mgmt AgainstAgainstForReelect Helena Stjernholm as Director 12.10
Mgmt ForForForReelect Carl-Henric Svenberg as Director 12.11
Mgmt ForForForReelect Carl-Henric Svanberg as Board Chairman
13
Mgmt ForForForElect Bengt Kjell to Serve on Nomination Committee
14.1
Mgmt ForForForElect Anders Oscarsson to Serve on Nomination Committee
14.2
Mgmt ForForForElect Ramsay Brufer to Serve on Nomination Committee
14.3
Mgmt ForForForElect Carine Smith Ihenacho to Serve on Nomination Committee
14.4
Mgmt ForForForElect Chairman of the Board to Serve on Nomination Committee
14.5
Mgmt AgainstAgainstForApprove Remuneration Policy And Other Terms of Employment For Executive Management
15
Mgmt ForForForAmend Articles Re: Editorial Changes to Company Name; Notification of Participation in the General Meeting; Powers of Attorney and Postal Voting; Share Registrar
16
Mgmt ForForForApprove SEK 114 Million Reduction in Share Capital via Share Cancellation for Allocation to Non-Restricted Equity; Approve Capitalization of Reserves of SEK 122 Million for a Bonus Issue
17
MgmtShareholder Proposals Submitted by Carl Axel Bruno
SH AgainstAgainstNoneLimit Contributions to Chalmers University of Technology Foundation to a Maximum of SEK 4 Million Per Year
18
Aon plc
Meeting Date: 06/19/2020
Record Date: 04/17/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G0403H108
Ticker: AON
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aon plc
Shares Voted: 371,062
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lester B. Knight Mgmt For For For
Mgmt ForForForElect Director Gregory C. Case 1.2
Mgmt ForForForElect Director Jin-Yong Cai 1.3
Mgmt ForForForElect Director Jeffrey C. Campbell 1.4
Mgmt ForForForElect Director Fulvio Conti 1.5
Mgmt ForForForElect Director Cheryl A. Francis 1.6
Mgmt ForForForElect Director J. Michael Losh 1.7
Mgmt ForForForElect Director Richard B. Myers 1.8
Mgmt ForForForElect Director Richard C. Notebaert 1.9
Mgmt ForForForElect Director Gloria Santona 1.10
Mgmt ForForForElect Director Carolyn Y. Woo 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForRatify Ernst & Young Chartered Accountants as Statutory Auditor
4
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
5
Shares Voted: 832,268
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lester B. Knight 1.1
Mgmt ForForForElect Director Gregory C. Case 1.2
Mgmt ForForForElect Director Jin-Yong Cai 1.3
Mgmt ForForForElect Director Jeffrey C. Campbell 1.4
Mgmt ForForForElect Director Fulvio Conti 1.5
Mgmt ForForForElect Director Cheryl A. Francis 1.6
Mgmt ForForForElect Director J. Michael Losh 1.7
Mgmt ForForForElect Director Richard B. Myers 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aon plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard C. Notebaert 1.9
Mgmt ForForForElect Director Gloria Santona 1.10
Mgmt ForForForElect Director Carolyn Y. Woo 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForRatify Ernst & Young Chartered Accountants as Statutory Auditor
4
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
5
China Construction Bank Corporation
Meeting Date: 06/19/2020
Record Date: 05/19/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y1397N101
Ticker: 939
Shares Voted: 2,227,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Board of Supervisors
2
Mgmt ForForForApprove 2019 Final Financial Accounts 3
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt ForForForApprove 2020 Budget for Fixed Assets Investment
5
Mgmt ForForForElect Tian Guoli as Director 6
Mgmt ForForForElect Feng Bing as Director 7
Mgmt ForForForElect Zhang Qi as Director 8
Mgmt ForForForElect Xu Jiandong as Director 9
Mgmt ForForForElect Malcolm Christopher McCarthy as Director
10
Mgmt ForForForElect Yang Fenglai as Supervisor 11
Mgmt ForForForElect Liu Huan as Supervisor 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Construction Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Ben Shenglin as Supervisor 13
Mgmt ForForForApprove Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration
14
Mgmt ForForForApprove Authorization for Temporary Limit on Charitable Donations for 2020
15
Mgmt ForForForApprove Capital Plan of China Construction Bank for 2021 to 2023
16
Shares Voted: 1,003,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Board of Supervisors
2
Mgmt ForForForApprove 2019 Final Financial Accounts 3
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt ForForForApprove 2020 Budget for Fixed Assets Investment
5
Mgmt ForForForElect Tian Guoli as Director 6
Mgmt ForForForElect Feng Bing as Director 7
Mgmt ForForForElect Zhang Qi as Director 8
Mgmt ForForForElect Xu Jiandong as Director 9
Mgmt ForForForElect Malcolm Christopher McCarthy as Director
10
Mgmt ForForForElect Yang Fenglai as Supervisor 11
Mgmt ForForForElect Liu Huan as Supervisor 12
Mgmt ForForForElect Ben Shenglin as Supervisor 13
Mgmt ForForForApprove Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration
14
Mgmt ForForForApprove Authorization for Temporary Limit on Charitable Donations for 2020
15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Construction Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Capital Plan of China Construction Bank for 2021 to 2023
16
Del Taco Restaurants, Inc.
Meeting Date: 06/19/2020
Record Date: 05/05/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 245496104
Ticker: TACO
Shares Voted: 32,033
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lawrence F. Levy Mgmt For For For
Mgmt ForForForElect Director Eileen Aptman 1.2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 31,473
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lawrence F. Levy 1.1
Mgmt ForForForElect Director Eileen Aptman 1.2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Fortress Transportation and Infrastructure Investors LLC
Meeting Date: 06/19/2020
Record Date: 04/20/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 34960P101
Ticker: FTAI
Shares Voted: 37,412
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joseph P. Adams, Jr. Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fortress Transportation and Infrastructure Investors LLC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Judith A. Hannaway 1.2
Mgmt WithholdWithholdForElect Director Martin Tuchman 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Shares Voted: 37,874
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph P. Adams, Jr. 1.1
Mgmt WithholdWithholdForElect Director Judith A. Hannaway 1.2
Mgmt WithholdWithholdForElect Director Martin Tuchman 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Lotes Co., Ltd.
Meeting Date: 06/19/2020
Record Date: 04/20/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y53302116
Ticker: 3533
Shares Voted: 88,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Rules and Procedures Regarding Shareholders' General Meeting
3
Shares Voted: 33,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Report and Financial Statements
1
Mgmt ForForForApprove Plan on Profit Distribution 2
Mgmt ForForForApprove Amendments to Rules and Procedures Regarding Shareholders' General Meeting
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sands China Ltd.
Meeting Date: 06/19/2020
Record Date: 06/08/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G7800X107
Ticker: 1928
Shares Voted: 549,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForElect Sheldon Gary Adelson as Director 2a
Mgmt ForForForElect Charles Daniel Forman as Director 2b
Mgmt AgainstAgainstForElect Victor Patrick Hoog Antink as Director 2c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
2d
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 6
Mgmt ForForForApprove the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred)
7
Shares Voted: 247,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForElect Sheldon Gary Adelson as Director 2a
Mgmt ForForForElect Charles Daniel Forman as Director 2b
Mgmt AgainstAgainstForElect Victor Patrick Hoog Antink as Director 2c
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
2d
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 4
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sands China Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 6
Mgmt ForForForApprove the Amendment Agreement to the Service Contract of Dr. Wong Ying Wai (Wilfred)
7
Taiwan Union Technology Corp.
Meeting Date: 06/19/2020
Record Date: 04/20/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y84735102
Ticker: 6274
Shares Voted: 259,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Shares Voted: 99,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
TS TECH CO., LTD.
Meeting Date: 06/19/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J9299N100
Ticker: 7313
Shares Voted: 127,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 43
Mgmt For For For
Mgmt ForForForAmend Articles to Clarify Director Authority on Board Meetings
2
Mgmt AgainstAgainstForElect Director Yasuda, Masanari 3.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TS TECH CO., LTD.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Nakajima, Yoshitaka 3.2
Mgmt AgainstAgainstForElect Director Hasegawa, Kenichi 3.3
Mgmt AgainstAgainstForElect Director Hayashi, Akihiko 3.4
Mgmt AgainstAgainstForElect Director Arai, Yutaka 3.5
Mgmt AgainstAgainstForElect Director Igaki, Atsushi 3.6
Mgmt AgainstAgainstForElect Director Toba, Eiji 3.7
Mgmt AgainstAgainstForElect Director Kobori, Takahiro 3.8
Mgmt AgainstAgainstForElect Director Suzaki, Yasushi 3.9
Mgmt AgainstAgainstForElect Director Mutaguchi, Teruyasu 3.10
Mgmt ForForForElect Director Ogita, Takeshi 3.11
Mgmt ForForForAppoint Statutory Auditor Sekine, Tatsuo 4.1
Mgmt ForForForAppoint Statutory Auditor Hayashi, Hajime 4.2
Mgmt ForForForAppoint Alternate Statutory Auditor Yamada, Hideo
5
Shares Voted: 523,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 43
1
Mgmt ForForForAmend Articles to Clarify Director Authority on Board Meetings
2
Mgmt AgainstAgainstForElect Director Yasuda, Masanari 3.1
Mgmt AgainstAgainstForElect Director Nakajima, Yoshitaka 3.2
Mgmt AgainstAgainstForElect Director Hasegawa, Kenichi 3.3
Mgmt AgainstAgainstForElect Director Hayashi, Akihiko 3.4
Mgmt AgainstAgainstForElect Director Arai, Yutaka 3.5
Mgmt AgainstAgainstForElect Director Igaki, Atsushi 3.6
Mgmt AgainstAgainstForElect Director Toba, Eiji 3.7
Mgmt AgainstAgainstForElect Director Kobori, Takahiro 3.8
Mgmt AgainstAgainstForElect Director Suzaki, Yasushi 3.9
Mgmt AgainstAgainstForElect Director Mutaguchi, Teruyasu 3.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TS TECH CO., LTD.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ogita, Takeshi 3.11
Mgmt ForForForAppoint Statutory Auditor Sekine, Tatsuo 4.1
Mgmt ForForForAppoint Statutory Auditor Hayashi, Hajime 4.2
Mgmt ForForForAppoint Alternate Statutory Auditor Yamada, Hideo
5
Zenkoku Hosho Co., Ltd.
Meeting Date: 06/19/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J98829104
Ticker: 7164
Shares Voted: 305,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 95
Mgmt For For For
Mgmt AgainstAgainstForElect Director Ishikawa, Eiji 2.1
Mgmt AgainstAgainstForElect Director Yamaguchi, Takashi 2.2
Mgmt AgainstAgainstForElect Director Aoki, Yuichi 2.3
Mgmt AgainstAgainstForElect Director Asada, Keiichi 2.4
Mgmt AgainstAgainstForElect Director Kamijo, Masahito 2.5
Mgmt AgainstAgainstForElect Director Nagashima, Yoshiro 2.6
Mgmt ForForForElect Director Imado, Tomoe 2.7
Mgmt ForForForAppoint Statutory Auditor Fujino, Mamoru 3.1
Mgmt ForForForAppoint Statutory Auditor Sato, Takafumi 3.2
Mgmt ForForForAppoint Statutory Auditor Suzuki, Hidehiko 3.3
Mgmt ForForForAppoint Statutory Auditor Itagaki, Eri 3.4
Shares Voted: 383,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 95
1
Mgmt AgainstAgainstForElect Director Ishikawa, Eiji 2.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Zenkoku Hosho Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Yamaguchi, Takashi 2.2
Mgmt AgainstAgainstForElect Director Aoki, Yuichi 2.3
Mgmt AgainstAgainstForElect Director Asada, Keiichi 2.4
Mgmt AgainstAgainstForElect Director Kamijo, Masahito 2.5
Mgmt AgainstAgainstForElect Director Nagashima, Yoshiro 2.6
Mgmt ForForForElect Director Imado, Tomoe 2.7
Mgmt ForForForAppoint Statutory Auditor Fujino, Mamoru 3.1
Mgmt ForForForAppoint Statutory Auditor Sato, Takafumi 3.2
Mgmt ForForForAppoint Statutory Auditor Suzuki, Hidehiko 3.3
Mgmt ForForForAppoint Statutory Auditor Itagaki, Eri 3.4
BANDAI NAMCO Holdings Inc.
Meeting Date: 06/22/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: Y0606D102
Ticker: 7832
Shares Voted: 100,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 112
Mgmt For For For
Mgmt AgainstAgainstForElect Director Taguchi, Mitsuaki 2.1
Mgmt AgainstAgainstForElect Director Kawaguchi, Masaru 2.2
Mgmt AgainstAgainstForElect Director Otsu, Shuji 2.3
Mgmt AgainstAgainstForElect Director Asako, Yuji 2.4
Mgmt AgainstAgainstForElect Director Miyakawa, Yasuo 2.5
Mgmt AgainstAgainstForElect Director Hagiwara, Hitoshi 2.6
Mgmt AgainstAgainstForElect Director Kawashiro, Kazumi 2.7
Mgmt AgainstAgainstForElect Director Asanuma, Makoto 2.8
Mgmt AgainstAgainstForElect Director Matsuda, Yuzuru 2.9
Mgmt ForAgainstForElect Director Kuwabara, Satoko 2.10
Mgmt AgainstAgainstForElect Director Noma, Mikiharu 2.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BANDAI NAMCO Holdings Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Kawana, Koichi 2.12
Shares Voted: 205,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 112
1
Mgmt AgainstAgainstForElect Director Taguchi, Mitsuaki 2.1
Mgmt AgainstAgainstForElect Director Kawaguchi, Masaru 2.2
Mgmt AgainstAgainstForElect Director Otsu, Shuji 2.3
Mgmt AgainstAgainstForElect Director Asako, Yuji 2.4
Mgmt AgainstAgainstForElect Director Miyakawa, Yasuo 2.5
Mgmt AgainstAgainstForElect Director Hagiwara, Hitoshi 2.6
Mgmt AgainstAgainstForElect Director Kawashiro, Kazumi 2.7
Mgmt AgainstAgainstForElect Director Asanuma, Makoto 2.8
Mgmt AgainstAgainstForElect Director Matsuda, Yuzuru 2.9
Mgmt ForAgainstForElect Director Kuwabara, Satoko 2.10
Mgmt AgainstAgainstForElect Director Noma, Mikiharu 2.11
Mgmt AgainstAgainstForElect Director Kawana, Koichi 2.12
Genting Malaysia Berhad
Meeting Date: 06/22/2020
Record Date: 06/15/2020
Country: Malaysia
Meeting Type: Annual
Primary Security ID: Y2698A103
Ticker: 4715
Shares Voted: 752,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Final Dividend Mgmt For For For
Mgmt ForForForApprove Directors' Fees 2
Mgmt ForForForApprove Directors' Benefits 3
Mgmt ForForForElect Lim Kok Thay as Director 4
Mgmt ForForForElect Mohd Zahidi bin Hj Zainuddin as Director 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Genting Malaysia Berhad
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Teo Eng Siong as Director 6
Mgmt ForForForElect Lee Choong Yan as Director 7
Mgmt ForForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
8
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Mgmt ForForForAuthorize Share Repurchase Program 10
Mgmt ForForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
11
Shares Voted: 334,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Final Dividend 1
Mgmt ForForForApprove Directors' Fees 2
Mgmt ForForForApprove Directors' Benefits 3
Mgmt ForForForElect Lim Kok Thay as Director 4
Mgmt ForForForElect Mohd Zahidi bin Hj Zainuddin as Director 5
Mgmt ForForForElect Teo Eng Siong as Director 6
Mgmt ForForForElect Lee Choong Yan as Director 7
Mgmt ForForForApprove PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their Remuneration
8
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9
Mgmt ForForForAuthorize Share Repurchase Program 10
Mgmt ForForForApprove Implementation of Shareholders' Mandate for Recurrent Related Party Transactions
11
NEC Corp.
Meeting Date: 06/22/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J48818207
Ticker: 6701
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NEC Corp.
Shares Voted: 162,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Endo, Nobuhiro Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Niino, Takashi 1.2
Mgmt AgainstAgainstForElect Director Morita, Takayuki 1.3
Mgmt AgainstAgainstForElect Director Ishiguro, Norihiko 1.4
Mgmt AgainstAgainstForElect Director Matsukura, Hajime 1.5
Mgmt AgainstAgainstForElect Director Nishihara, Moto 1.6
Mgmt AgainstAgainstForElect Director Seto, Kaoru 1.7
Mgmt ForAgainstForElect Director Iki, Noriko 1.8
Mgmt AgainstAgainstForElect Director Ito, Masatoshi 1.9
Mgmt AgainstAgainstForElect Director Nakamura, Kuniharu 1.10
Mgmt AgainstAgainstForElect Director Ota, Jun 1.11
Mgmt ForForForAppoint Statutory Auditor Nitta, Masami 2
Shares Voted: 413,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Endo, Nobuhiro 1.1
Mgmt AgainstAgainstForElect Director Niino, Takashi 1.2
Mgmt AgainstAgainstForElect Director Morita, Takayuki 1.3
Mgmt AgainstAgainstForElect Director Ishiguro, Norihiko 1.4
Mgmt AgainstAgainstForElect Director Matsukura, Hajime 1.5
Mgmt AgainstAgainstForElect Director Nishihara, Moto 1.6
Mgmt AgainstAgainstForElect Director Seto, Kaoru 1.7
Mgmt ForAgainstForElect Director Iki, Noriko 1.8
Mgmt AgainstAgainstForElect Director Ito, Masatoshi 1.9
Mgmt AgainstAgainstForElect Director Nakamura, Kuniharu 1.10
Mgmt AgainstAgainstForElect Director Ota, Jun 1.11
Mgmt ForForForAppoint Statutory Auditor Nitta, Masami 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Swire Properties Ltd.
Meeting Date: 06/22/2020
Record Date: 06/16/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y83191109
Ticker: 1972
Shares Voted: 279,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Cheng Lily Ka Lai as Director Mgmt For For For
Mgmt ForForForElect Lim Siang Keat Raymond as Director 1b
Mgmt ForForForElect Low Mei Shuen Michelle as Director 1c
Mgmt ForForForElect Wu May Yihong as Director 1d
Mgmt ForForForElect Choi Tak Kwan Thomas as Director 1e
Mgmt ForForForElect Wang Jinlong as Director 1f
Mgmt ForForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 3
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Shares Voted: 127,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Cheng Lily Ka Lai as Director 1a
Mgmt ForForForElect Lim Siang Keat Raymond as Director 1b
Mgmt ForForForElect Low Mei Shuen Michelle as Director 1c
Mgmt ForForForElect Wu May Yihong as Director 1d
Mgmt ForForForElect Choi Tak Kwan Thomas as Director 1e
Mgmt ForForForElect Wang Jinlong as Director 1f
Mgmt ForForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 3
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AdvanSix Inc.
Meeting Date: 06/23/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 00773T101
Ticker: ASIX
Shares Voted: 3,179
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Erin N. Kane Mgmt For For For
Mgmt ForForForElect Director Michael L. Marberry 1b
Mgmt ForForForElect Director Darrell K. Hughes 1c
Mgmt ForForForElect Director Todd D. Karran 1d
Mgmt ForForForElect Director Paul E. Huck 1e
Mgmt ForForForElect Director Daniel F. Sansone 1f
Mgmt ForForForElect Director Sharon S. Spurlin 1g
Mgmt ForForForElect Director Patrick S. Williams 1h
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 4,521
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Erin N. Kane 1a
Mgmt ForForForElect Director Michael L. Marberry 1b
Mgmt ForForForElect Director Darrell K. Hughes 1c
Mgmt ForForForElect Director Todd D. Karran 1d
Mgmt ForForForElect Director Paul E. Huck 1e
Mgmt ForForForElect Director Daniel F. Sansone 1f
Mgmt ForForForElect Director Sharon S. Spurlin 1g
Mgmt ForForForElect Director Patrick S. Williams 1h
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AdvanSix Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Omnibus Stock Plan 4
Argan, Inc.
Meeting Date: 06/23/2020
Record Date: 04/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 04010E109
Ticker: AGX
Shares Voted: 8,047
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rainer H. Bosselmann Mgmt For For For
Mgmt ForForForElect Director Cynthia A. Flanders 1.2
Mgmt ForForForElect Director Peter W. Getsinger 1.3
Mgmt ForForForElect Director William F. Griffin, Jr. 1.4
Mgmt ForForForElect Director John R. Jeffrey, Jr. 1.5
Mgmt ForForForElect Director Mano S. Koilpillai 1.6
Mgmt ForForForElect Director William F. Leimkuhler 1.7
Mgmt ForForForElect Director W.G. Champion Mitchell 1.8
Mgmt ForForForElect Director James W. Quinn 1.9
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Grant Thornton LLP as Auditor 4
Shares Voted: 5,895
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rainer H. Bosselmann 1.1
Mgmt ForForForElect Director Cynthia A. Flanders 1.2
Mgmt ForForForElect Director Peter W. Getsinger 1.3
Mgmt ForForForElect Director William F. Griffin, Jr. 1.4
Mgmt ForForForElect Director John R. Jeffrey, Jr. 1.5
Mgmt ForForForElect Director Mano S. Koilpillai 1.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Argan, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director William F. Leimkuhler 1.7
Mgmt ForForForElect Director W.G. Champion Mitchell 1.8
Mgmt ForForForElect Director James W. Quinn 1.9
Mgmt ForForForApprove Omnibus Stock Plan 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRatify Grant Thornton LLP as Auditor 4
Chenbro Micom Co., Ltd.
Meeting Date: 06/23/2020
Record Date: 04/24/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y1306B107
Ticker: 8210
Shares Voted: 212,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForAmend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
5
Mgmt ForForForAmend Procedures for Endorsement and Guarantees
6
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
7
Mgmt ForForForAmend Rules and Procedures for Election of Directors and Supervisors
8
Mgmt ForForForApprove Issuance of Restricted Stocks 9
MgmtELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Mei chi Chen, with Shareholder No. 2, as Non-Independent Director
10.1
Mgmt ForForForElect Tsun yen Lee, with Shareholder No. 5, as Non-Independent Director
10.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chenbro Micom Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Chung pao Wu, with ID No. G120909XXX, as Non-Independent Director
10.3
Mgmt ForForForElect Yu ling Tsai, with ID No. L201303XXX, as Non-Independent Director
10.4
Mgmt ForForForElect Te feng Wu, with ID No. A126500XXX, as Non-Independent Director
10.5
Mgmt AgainstAgainstForElect Weng cheng Huang, with ID No. P100261XXX, as Independent Director
10.6
Mgmt ForForForElect An pang Tsao, with ID No. A103746XXX, as Independent Director
10.7
Mgmt ForForForElect Wei shun Cheng, with ID No. L121328XXX, as Independent Director
10.8
Mgmt ForForForElect Chung hsing Huang, with ID No. H101258XXX, as Independent Director
10.9
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
11
Shares Voted: 97,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Mgmt ForForForAmend Procedures Governing the Acquisition or Disposal of Assets
4
Mgmt ForForForAmend Procedures for Lending Funds to Other Parties
5
Mgmt ForForForAmend Procedures for Endorsement and Guarantees
6
Mgmt ForForForAmend Rules and Procedures Regarding Shareholder's General Meeting
7
Mgmt ForForForAmend Rules and Procedures for Election of Directors and Supervisors
8
Mgmt ForForForApprove Issuance of Restricted Stocks 9
MgmtELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Mei chi Chen, with Shareholder No. 2, as Non-Independent Director
10.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Chenbro Micom Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Tsun yen Lee, with Shareholder No. 5, as Non-Independent Director
10.2
Mgmt ForForForElect Chung pao Wu, with ID No. G120909XXX, as Non-Independent Director
10.3
Mgmt ForForForElect Yu ling Tsai, with ID No. L201303XXX, as Non-Independent Director
10.4
Mgmt ForForForElect Te feng Wu, with ID No. A126500XXX, as Non-Independent Director
10.5
Mgmt AgainstAgainstForElect Weng cheng Huang, with ID No. P100261XXX, as Independent Director
10.6
Mgmt ForForForElect An pang Tsao, with ID No. A103746XXX, as Independent Director
10.7
Mgmt ForForForElect Wei shun Cheng, with ID No. L121328XXX, as Independent Director
10.8
Mgmt ForForForElect Chung hsing Huang, with ID No. H101258XXX, as Independent Director
10.9
Mgmt ForForForApprove Release of Restrictions of Competitive Activities of Directors
11
Compagnie Generale des Etablissements Michelin SCA
Meeting Date: 06/23/2020
Record Date: 06/19/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F61824144
Ticker: ML
Shares Voted: 82,924
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2 per Share
2
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentionning the Absence of New Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForForApprove Remuneration Policy of General Managers
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Compagnie Generale des Etablissements Michelin SCA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration Policy of Supervisory Board Members
7
Mgmt ForForForApprove Compensation Report of Corporate Officers
8
Mgmt ForForForApprove Compensation of Florent Menegaux, General Manager Since May 17, 2019
9
Mgmt ForForForApprove Compensation of Yves Chapo, Manager
10
Mgmt ForForForApprove Compensation of Jean-Dominique Senard, General Manager Until May 17, 2019
11
Mgmt ForForForApprove Compensation of Michel Rollier, Chairman of Supervisory Board
12
Mgmt ForForForElect Anne-Sophie de La Bigne as Supervisory Board Member
13
Mgmt ForForForElect Jean-Pierre Duprieu as Supervisory Board Member
14
Mgmt ForForForElect Patrick de La Chevardiere as Supervisory Board Member
15
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 126 Million
16
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 35 Million
17
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 35 Million
18
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
19
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value
20
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
22
Mgmt ForForForSet Total Limit for Capital Increase to Result from All Issuance Requests at EUR 126 Million
23
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
24
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Compagnie Generale des Etablissements Michelin SCA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached
25
Mgmt ForForForAmend Article 15 of Bylaws Re: Employee Representatives
26
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
27
Equity Commonwealth
Meeting Date: 06/23/2020
Record Date: 04/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 294628102
Ticker: EQC
Shares Voted: 5,821
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sam Zell Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director James S. Corl 1.2
Mgmt WithholdWithholdForElect Director Martin L. Edelman 1.3
Mgmt ForForForElect Director Edward A. Glickman 1.4
Mgmt ForForForElect Director David A. Helfand 1.5
Mgmt ForForForElect Director Peter Linneman 1.6
Mgmt ForForForElect Director James L. Lozier, Jr. 1.7
Mgmt ForForForElect Director Mary Jane Robertson 1.8
Mgmt ForForForElect Director Kenneth Shea 1.9
Mgmt ForForForElect Director Gerald A. Spector 1.10
Mgmt WithholdWithholdForElect Director James A. Star 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 8,176
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Sam Zell 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Equity Commonwealth
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director James S. Corl 1.2
Mgmt WithholdWithholdForElect Director Martin L. Edelman 1.3
Mgmt ForForForElect Director Edward A. Glickman 1.4
Mgmt ForForForElect Director David A. Helfand 1.5
Mgmt ForForForElect Director Peter Linneman 1.6
Mgmt ForForForElect Director James L. Lozier, Jr. 1.7
Mgmt ForForForElect Director Mary Jane Robertson 1.8
Mgmt ForForForElect Director Kenneth Shea 1.9
Mgmt ForForForElect Director Gerald A. Spector 1.10
Mgmt WithholdWithholdForElect Director James A. Star 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
FIBRA Macquarie Mexico
Meeting Date: 06/23/2020
Record Date: 06/15/2020
Country: Mexico
Meeting Type: Annual
Primary Security ID: P3515D155
Ticker: FIBRAMQ12
Shares Voted: 871,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Ordinary Meeting for Holders of REITs - ISIN MXCFFI0U0002
Mgmt
Mgmt ForForForApprove Audited Financial Statements 1
Mgmt ForForForApprove Annual Report 2
Mgmt ForForForExtend Share Repurchase for Additional Year; Set Maximum Amount for Share Repurchase
3
Mgmt ForForForApprove Compensation Plan for Members of Technical Committee
4
Mgmt AgainstAgainstForRatify Juan Antonio Salazar Rigal as Independent Member of Technical Committee
5
Mgmt AgainstAgainstForRatify Alvaro de Garay Arellano as Independent Member of Technical Committee
6
Mgmt AgainstAgainstForRatify Luis Alberto Aziz Checa as Independent Member of Technical Committee
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FIBRA Macquarie Mexico
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForRatify Jaime de la Garza as Independent Member of Technical Committee
8
Mgmt AgainstAgainstForRatify Michael Brennan as Independent Member of Technical Committee
9
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
10
Shares Voted: 393,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Ordinary Meeting for Holders of REITs - ISIN MXCFFI0U0002
Mgmt ForForForApprove Audited Financial Statements 1
Mgmt ForForForApprove Annual Report 2
Mgmt ForForForExtend Share Repurchase for Additional Year; Set Maximum Amount for Share Repurchase
3
Mgmt ForForForApprove Compensation Plan for Members of Technical Committee
4
Mgmt AgainstAgainstForRatify Juan Antonio Salazar Rigal as Independent Member of Technical Committee
5
Mgmt AgainstAgainstForRatify Alvaro de Garay Arellano as Independent Member of Technical Committee
6
Mgmt AgainstAgainstForRatify Luis Alberto Aziz Checa as Independent Member of Technical Committee
7
Mgmt AgainstAgainstForRatify Jaime de la Garza as Independent Member of Technical Committee
8
Mgmt AgainstAgainstForRatify Michael Brennan as Independent Member of Technical Committee
9
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
10
Hon Hai Precision Industry Co., Ltd.
Meeting Date: 06/23/2020
Record Date: 04/24/2020
Country: Taiwan
Meeting Type: Annual
Primary Security ID: Y36861105
Ticker: 2317
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hon Hai Precision Industry Co., Ltd.
Shares Voted: 2,523,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Business Operations Report and Financial Statements
Mgmt For For For
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Shares Voted: 3,611,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Business Operations Report and Financial Statements
1
Mgmt ForForForApprove Profit Distribution 2
Mgmt ForForForApprove Amendments to Articles of Association
3
Muyuan Foods Co., Ltd.
Meeting Date: 06/23/2020
Record Date: 06/15/2020
Country: China
Meeting Type: Special
Primary Security ID: Y6149B107
Ticker: 002714
Shares Voted: 164,190
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Capital Increase in Subsidiary Using Own Funds
Mgmt For For For
Mgmt ForForForApprove Related Party Transaction 2
Mgmt ForForForApprove Provision of External Loan Guarantee 3
Mgmt ForForForApprove Company's Eligibility for Short-term Corporate Bonds
4
Mgmt ForForForApprove Issuance of Short-term Corporate Bonds
5
Mgmt ForForForApprove Authorization of Management to Handle Matters on Short-term Corporate Bonds
6
Mgmt ForForForApprove Company's Eligibility for Corporate Bonds
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance for Corporate Bonds 8
Mgmt ForForForApprove Authorization of Management to Handle Matters on Corporate Bonds
9
Mgmt ForForForApprove Repurchase and Cancellation of Performance Shares
10
Mgmt ForForForAmend Articles of Association 11
Shares Voted: 74,230
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Capital Increase in Subsidiary Using Own Funds
1
Mgmt ForForForApprove Related Party Transaction 2
Mgmt ForForForApprove Provision of External Loan Guarantee 3
Mgmt ForForForApprove Company's Eligibility for Short-term Corporate Bonds
4
Mgmt ForForForApprove Issuance of Short-term Corporate Bonds
5
Mgmt ForForForApprove Authorization of Management to Handle Matters on Short-term Corporate Bonds
6
Mgmt ForForForApprove Company's Eligibility for Corporate Bonds
7
Mgmt ForForForApprove Issuance for Corporate Bonds 8
Mgmt ForForForApprove Authorization of Management to Handle Matters on Corporate Bonds
9
Mgmt ForForForApprove Repurchase and Cancellation of Performance Shares
10
Mgmt ForForForAmend Articles of Association 11
Nippon Telegraph & Telephone Corp.
Meeting Date: 06/23/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J59396101
Ticker: 9432
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nippon Telegraph & Telephone Corp.
Shares Voted: 1,395,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 47.5
Mgmt For For For
Mgmt AgainstAgainstForElect Director Shinohara, Hiromichi 2.1
Mgmt AgainstAgainstForElect Director Sawada, Jun 2.2
Mgmt AgainstAgainstForElect Director Shimada, Akira 2.3
Mgmt ForForForElect Director Shibutani, Naoki 2.4
Mgmt AgainstAgainstForElect Director Shirai, Katsuhiko 2.5
Mgmt AgainstAgainstForElect Director Sakakibara, Sadayuki 2.6
Mgmt AgainstAgainstForElect Director Sakamura, Ken 2.7
Mgmt ForAgainstForElect Director Takegawa, Keiko 2.8
Mgmt ForForForAppoint Statutory Auditor Takahashi, Kanae 3
Shares Voted: 1,142,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 47.5
1
Mgmt AgainstAgainstForElect Director Shinohara, Hiromichi 2.1
Mgmt AgainstAgainstForElect Director Sawada, Jun 2.2
Mgmt AgainstAgainstForElect Director Shimada, Akira 2.3
Mgmt ForForForElect Director Shibutani, Naoki 2.4
Mgmt AgainstAgainstForElect Director Shirai, Katsuhiko 2.5
Mgmt AgainstAgainstForElect Director Sakakibara, Sadayuki 2.6
Mgmt AgainstAgainstForElect Director Sakamura, Ken 2.7
Mgmt ForAgainstForElect Director Takegawa, Keiko 2.8
Mgmt ForForForAppoint Statutory Auditor Takahashi, Kanae 3
Nippon Telegraph & Telephone Corp.
Meeting Date: 06/23/2020
Record Date: 03/30/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J59396101
Ticker: 9432
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nippon Telegraph & Telephone Corp.
Shares Voted: 3,298
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 47.5
1
Mgmt AgainstAgainstForElect Director Shinohara, Hiromichi 2.1
Mgmt AgainstAgainstForElect Director Sawada, Jun 2.2
Mgmt AgainstAgainstForElect Director Shimada, Akira 2.3
Mgmt ForForForElect Director Shibutani, Naoki 2.4
Mgmt AgainstAgainstForElect Director Shirai, Katsuhiko 2.5
Mgmt AgainstAgainstForElect Director Sakakibara, Sadayuki 2.6
Mgmt AgainstAgainstForElect Director Sakamura, Ken 2.7
Mgmt ForAgainstForElect Director Takegawa, Keiko 2.8
Mgmt ForForForAppoint Statutory Auditor Takahashi, Kanae 3.1
Shionogi & Co., Ltd.
Meeting Date: 06/23/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J74229105
Ticker: 4507
Shares Voted: 106,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 53
Mgmt For For For
Mgmt ForForForElect Director Teshirogi, Isao 2.1
Mgmt ForForForElect Director Sawada, Takuko 2.2
Mgmt ForForForElect Director Ando, Keiichi 2.3
Mgmt ForForForElect Director Ozaki, Hiroshi 2.4
Mgmt ForForForElect Director Takatsuki, Fumi 2.5
Mgmt ForForForAppoint Statutory Auditor Kato, Ikuo 3.1
Mgmt ForForForAppoint Statutory Auditor Okuhara, Shuichi 3.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Shionogi & Co., Ltd.
Shares Voted: 270,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 53
1
Mgmt ForForForElect Director Teshirogi, Isao 2.1
Mgmt ForForForElect Director Sawada, Takuko 2.2
Mgmt ForForForElect Director Ando, Keiichi 2.3
Mgmt ForForForElect Director Ozaki, Hiroshi 2.4
Mgmt ForForForElect Director Takatsuki, Fumi 2.5
Mgmt ForForForAppoint Statutory Auditor Kato, Ikuo 3.1
Mgmt ForForForAppoint Statutory Auditor Okuhara, Shuichi 3.2
GVC Holdings Plc
Meeting Date: 06/24/2020
Record Date: 06/22/2020
Country: Isle of Man
Meeting Type: Annual
Primary Security ID: G427A6103
Ticker: GVC
Shares Voted: 7,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
5
Mgmt ForForForElect Barry Gibson as Director 6
Mgmt ForForForElect Jette Nygaard-Andersen as Director 7
Mgmt ForForForRe-elect Pierre Bouchut as Director 8
Mgmt ForForForRe-elect Virginia McDowell as Director 9
Mgmt ForForForRe-elect Rob Wood as Director 10
Mgmt ForForForRe-elect Kenneth Alexander as Director 11
Mgmt ForForForRe-elect Jane Anscombe as Director 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GVC Holdings Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Peter Isola as Director 13
Mgmt ForForForRe-elect Stephen Morana as Director 14
Mgmt ForForForApprove Sharesave Plan 15
Mgmt ForForForApprove International Sharesave Plan 16
Mgmt AgainstAgainstForAuthorise Issue of Equity 17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForForAuthorise Market Purchase of Shares 20
Hellenic Telecommunications Organization SA
Meeting Date: 06/24/2020
Record Date: 06/18/2020
Country: Greece
Meeting Type: Annual
Primary Security ID: X3258B102
Ticker: HTO
Shares Voted: 867,646
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForApprove Financial Statements, Statutory Reports and Income Allocation
1
MgmtReceive Report on Activities of Audit Committee
2
Mgmt ForForForApprove Management of Company and Grant Discharge to Auditors
3
Mgmt ForForForRatify Auditors 4
Mgmt ForForForApprove Remuneration Policy 5
Mgmt ForForForApprove Director Remuneration 6
Mgmt ForForForAdvisory Vote on Remuneration Report 7
Mgmt ForForForApprove Director Liability and Indemnification 8
MgmtAnnouncement of Related Party Transactions 9
Mgmt ForForForAmend Company Articles 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hellenic Telecommunications Organization SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtElect Director: Items 11.1-11.3: Please Vote FOR Only One Director; Otherwise Please ABSTAIN
Mgmt ForForForElect Amanda Sisson as Director 11.1
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Board 11.2
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Board 11.3
MgmtElect Member of Audit Committee: Items 12.1-12.3: Please Vote FOR Only One Director; Otherwise Please ABSTAIN
Mgmt ForForForElect Amanda Sisson as Audit Committee Member
12.1
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Audit Committee
12.2
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Audit Committee
12.3
MgmtAnnouncement of Director Appointments 13
MgmtVarious Announcements 14
Shares Voted: 925,877
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForApprove Financial Statements, Statutory Reports and Income Allocation
1
MgmtReceive Report on Activities of Audit Committee
2
Mgmt ForForForApprove Management of Company and Grant Discharge to Auditors
3
Mgmt ForForForRatify Auditors 4
Mgmt ForForForApprove Remuneration Policy 5
Mgmt ForForForApprove Director Remuneration 6
Mgmt ForForForAdvisory Vote on Remuneration Report 7
Mgmt ForForForApprove Director Liability and Indemnification 8
MgmtAnnouncement of Related Party Transactions 9
Mgmt ForForForAmend Company Articles 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hellenic Telecommunications Organization SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtElect Director: Items 11.1-11.3: Please Vote FOR Only One Director; Otherwise Please ABSTAIN
Mgmt ForForForElect Amanda Sisson as Director 11.1
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Board 11.2
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Board 11.3
MgmtElect Member of Audit Committee: Items 12.1-12.3: Please Vote FOR Only One Director; Otherwise Please ABSTAIN
Mgmt ForForForElect Amanda Sisson as Audit Committee Member
12.1
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Audit Committee
12.2
SH AbstainAbstainNoneElect a Shareholder-Nominee to the Audit Committee
12.3
MgmtAnnouncement of Director Appointments 13
MgmtVarious Announcements 14
Kinden Corp.
Meeting Date: 06/24/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J33093105
Ticker: 1944
Shares Voted: 185,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 17
Mgmt For For For
Mgmt ForForForApprove Annual Bonus 2
Mgmt AgainstAgainstForElect Director Ikoma, Masao 3.1
Mgmt AgainstAgainstForElect Director Maeda, Yukikazu 3.2
Mgmt AgainstAgainstForElect Director Uesaka, Takao 3.3
Mgmt AgainstAgainstForElect Director Yukawa, Hidehiko 3.4
Mgmt AgainstAgainstForElect Director Amisaki, Masaya 3.5
Mgmt AgainstAgainstForElect Director Hayashi, Hiroyuki 3.6
Mgmt AgainstAgainstForElect Director Tanaka, Hideo 3.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kinden Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Nishimura, Hiroshi 3.8
Mgmt AgainstAgainstForElect Director Sato, Moriyoshi 3.9
Mgmt AgainstAgainstForElect Director Yoshida, Harunori 3.10
Mgmt AgainstAgainstForElect Director Toriyama, Hanroku 3.11
Mgmt AgainstAgainstForElect Director Takamatsu, Keiji 3.12
Mgmt ForForForElect Director Morikawa, Keizo 3.13
Mgmt ForForForAppoint Statutory Auditor Mizumoto, Masataka
4.1
Mgmt ForForForAppoint Statutory Auditor Sakata, Nobuhiro 4.2
Mgmt ForForForAppoint Statutory Auditor Yoshioka, Masami 4.3
Mgmt ForForForAppoint Statutory Auditor Kamakura, Toshimitsu
4.4
Mgmt ForForForAppoint Statutory Auditor Osa, Isamu 4.5
Shares Voted: 490,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 17
1
Mgmt ForForForApprove Annual Bonus 2
Mgmt AgainstAgainstForElect Director Ikoma, Masao 3.1
Mgmt AgainstAgainstForElect Director Maeda, Yukikazu 3.2
Mgmt AgainstAgainstForElect Director Uesaka, Takao 3.3
Mgmt AgainstAgainstForElect Director Yukawa, Hidehiko 3.4
Mgmt AgainstAgainstForElect Director Amisaki, Masaya 3.5
Mgmt AgainstAgainstForElect Director Hayashi, Hiroyuki 3.6
Mgmt AgainstAgainstForElect Director Tanaka, Hideo 3.7
Mgmt AgainstAgainstForElect Director Nishimura, Hiroshi 3.8
Mgmt AgainstAgainstForElect Director Sato, Moriyoshi 3.9
Mgmt AgainstAgainstForElect Director Yoshida, Harunori 3.10
Mgmt AgainstAgainstForElect Director Toriyama, Hanroku 3.11
Mgmt AgainstAgainstForElect Director Takamatsu, Keiji 3.12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kinden Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Morikawa, Keizo 3.13
Mgmt ForForForAppoint Statutory Auditor Mizumoto, Masataka
4.1
Mgmt ForForForAppoint Statutory Auditor Sakata, Nobuhiro 4.2
Mgmt ForForForAppoint Statutory Auditor Yoshioka, Masami 4.3
Mgmt ForForForAppoint Statutory Auditor Kamakura, Toshimitsu
4.4
Mgmt ForForForAppoint Statutory Auditor Osa, Isamu 4.5
PERSOL Holdings Co., Ltd.
Meeting Date: 06/24/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J6367Q106
Ticker: 2181
Shares Voted: 176,491
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 15
Mgmt For For For
Mgmt AgainstAgainstForElect Director Mizuta, Masamichi 2.1
Mgmt AgainstAgainstForElect Director Wada, Takao 2.2
Mgmt AgainstAgainstForElect Director Takahashi, Hirotoshi 2.3
Mgmt AgainstAgainstForElect Director Tamakoshi, Ryosuke 2.4
Mgmt AgainstAgainstForElect Director Nishiguchi, Naohiro 2.5
Mgmt ForForForElect Director Yamauchi, Masaki 2.6
Mgmt AgainstAgainstForElect Director and Audit Committee Member Enomoto, Chisa
3.1
Mgmt ForForForElect Director and Audit Committee Member Tomoda, Kazuhiko
3.2
Mgmt ForForForElect Alternate Director and Audit Committee Member Tsukamoto, Hideo
4
Mgmt ForForForApprove Compensation Ceiling for Directors Who Are Not Audit Committee Members
5
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
6
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PERSOL Holdings Co., Ltd.
Shares Voted: 590,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 15
1
Mgmt AgainstAgainstForElect Director Mizuta, Masamichi 2.1
Mgmt AgainstAgainstForElect Director Wada, Takao 2.2
Mgmt AgainstAgainstForElect Director Takahashi, Hirotoshi 2.3
Mgmt AgainstAgainstForElect Director Tamakoshi, Ryosuke 2.4
Mgmt AgainstAgainstForElect Director Nishiguchi, Naohiro 2.5
Mgmt ForForForElect Director Yamauchi, Masaki 2.6
Mgmt AgainstAgainstForElect Director and Audit Committee Member Enomoto, Chisa
3.1
Mgmt ForForForElect Director and Audit Committee Member Tomoda, Kazuhiko
3.2
Mgmt ForForForElect Alternate Director and Audit Committee Member Tsukamoto, Hideo
4
Mgmt ForForForApprove Compensation Ceiling for Directors Who Are Not Audit Committee Members
5
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
6
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
7
Sanwa Holdings Corp.
Meeting Date: 06/24/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J6858G104
Ticker: 5929
Shares Voted: 748,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 17
Mgmt For For For
Mgmt AgainstAgainstForElect Director Takayama, Toshitaka 2.1
Mgmt AgainstAgainstForElect Director Takayama, Yasushi 2.2
Mgmt AgainstAgainstForElect Director Fujisawa, Hiroatsu 2.3
Mgmt ForForForElect Director Yamazaki, Hiroyuki 2.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sanwa Holdings Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Takayama, Meiji 2.5
Mgmt ForForForElect Director Yokota, Masanaka 2.6
Mgmt AgainstAgainstForElect Director and Audit Committee Member Zaima, Teiko
3.1
Mgmt AgainstAgainstForElect Director and Audit Committee Member Yonezawa, Tsunekatsu
3.2
Mgmt AgainstAgainstForElect Director and Audit Committee Member Gokita, Akira
3.3
Mgmt ForForForElect Alternate Director and Audit Committee Member Yokota, Masanaka
4
Shares Voted: 1,959,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 17
1
Mgmt AgainstAgainstForElect Director Takayama, Toshitaka 2.1
Mgmt AgainstAgainstForElect Director Takayama, Yasushi 2.2
Mgmt AgainstAgainstForElect Director Fujisawa, Hiroatsu 2.3
Mgmt ForForForElect Director Yamazaki, Hiroyuki 2.4
Mgmt AgainstAgainstForElect Director Takayama, Meiji 2.5
Mgmt ForForForElect Director Yokota, Masanaka 2.6
Mgmt AgainstAgainstForElect Director and Audit Committee Member Zaima, Teiko
3.1
Mgmt AgainstAgainstForElect Director and Audit Committee Member Yonezawa, Tsunekatsu
3.2
Mgmt AgainstAgainstForElect Director and Audit Committee Member Gokita, Akira
3.3
Mgmt ForForForElect Alternate Director and Audit Committee Member Yokota, Masanaka
4
TAISEI Corp.
Meeting Date: 06/24/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J79561148
Ticker: 1801
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TAISEI Corp.
Shares Voted: 90,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 65
Mgmt For For For
Mgmt AgainstAgainstForElect Director Yamauchi, Takashi 2.1
Mgmt AgainstAgainstForElect Director Murata, Yoshiyuki 2.2
Mgmt AgainstAgainstForElect Director Sakurai, Shigeyuki 2.3
Mgmt AgainstAgainstForElect Director Tanaka, Shigeyoshi 2.4
Mgmt AgainstAgainstForElect Director Yaguchi, Norihiko 2.5
Mgmt AgainstAgainstForElect Director Shirakawa, Hiroshi 2.6
Mgmt AgainstAgainstForElect Director Aikawa, Yoshiro 2.7
Mgmt AgainstAgainstForElect Director Kimura, Hiroshi 2.8
Mgmt ForAgainstForElect Director Nishimura, Atsuko 2.9
Mgmt AgainstAgainstForElect Director Murakami, Takao 2.10
Mgmt AgainstAgainstForElect Director Otsuka, Norio 2.11
Mgmt AgainstAgainstForElect Director Kokubu, Fumiya 2.12
Mgmt AgainstAgainstForAppoint Statutory Auditor Sato, Yasuhiro 3.1
Mgmt ForForForAppoint Statutory Auditor Higuchi, Tateshi 3.2
Mgmt ForForForAppoint Statutory Auditor Tashiro, Seishi 3.3
Mgmt ForForForAppoint Statutory Auditor Ohara, Keiko 3.4
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
4
Shares Voted: 238,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 65
1
Mgmt AgainstAgainstForElect Director Yamauchi, Takashi 2.1
Mgmt AgainstAgainstForElect Director Murata, Yoshiyuki 2.2
Mgmt AgainstAgainstForElect Director Sakurai, Shigeyuki 2.3
Mgmt AgainstAgainstForElect Director Tanaka, Shigeyoshi 2.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
TAISEI Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Yaguchi, Norihiko 2.5
Mgmt AgainstAgainstForElect Director Shirakawa, Hiroshi 2.6
Mgmt AgainstAgainstForElect Director Aikawa, Yoshiro 2.7
Mgmt AgainstAgainstForElect Director Kimura, Hiroshi 2.8
Mgmt ForAgainstForElect Director Nishimura, Atsuko 2.9
Mgmt AgainstAgainstForElect Director Murakami, Takao 2.10
Mgmt AgainstAgainstForElect Director Otsuka, Norio 2.11
Mgmt AgainstAgainstForElect Director Kokubu, Fumiya 2.12
Mgmt AgainstAgainstForAppoint Statutory Auditor Sato, Yasuhiro 3.1
Mgmt ForForForAppoint Statutory Auditor Higuchi, Tateshi 3.2
Mgmt ForForForAppoint Statutory Auditor Tashiro, Seishi 3.3
Mgmt ForForForAppoint Statutory Auditor Ohara, Keiko 3.4
Mgmt ForForForApprove Trust-Type Equity Compensation Plan
4
Teekay Tankers Ltd.
Meeting Date: 06/24/2020
Record Date: 04/29/2020
Country: Marshall Isl
Meeting Type: Annual
Primary Security ID: Y8565N300
Ticker: TNK
Shares Voted: 2,954
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth Hvid Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Arthur Bensler 1.2
Mgmt WithholdWithholdForElect Director Sai W. Chu 1.3
Mgmt WithholdWithholdForElect Director Richard T. du Moulin 1.4
Mgmt ForForForElect Director David Schellenberg 1.5
Shares Voted: 4,198
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Kenneth Hvid 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Teekay Tankers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Arthur Bensler 1.2
Mgmt WithholdWithholdForElect Director Sai W. Chu 1.3
Mgmt WithholdWithholdForElect Director Richard T. du Moulin 1.4
Mgmt ForForForElect Director David Schellenberg 1.5
Balfour Beatty Plc
Meeting Date: 06/25/2020
Record Date: 06/23/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3224V108
Ticker: BBY
Shares Voted: 62,312
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForRe-elect Philip Aiken as Director 4
Mgmt ForForForRe-elect Dr Stephen Billingham as Director 5
Mgmt ForForForRe-elect Stuart Doughty as Director 6
Mgmt ForForForRe-elect Philip Harrison as Director 7
Mgmt ForForForRe-elect Michael Lucki as Director 8
Mgmt ForForForRe-elect Barbara Moorhouse as Director 9
Mgmt ForForForRe-elect Leo Quinn as Director 10
Mgmt ForForForRe-elect Anne Drinkwater as Director 11
Mgmt ForForForReappoint KPMG LLP as Auditors 12
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
13
Mgmt ForForForAuthorise EU Political Donations and Expenditure
14
Mgmt AgainstAgainstForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Balfour Beatty Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Shares Voted: 252,669
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForRe-elect Philip Aiken as Director 4
Mgmt ForForForRe-elect Dr Stephen Billingham as Director 5
Mgmt ForForForRe-elect Stuart Doughty as Director 6
Mgmt ForForForRe-elect Philip Harrison as Director 7
Mgmt ForForForRe-elect Michael Lucki as Director 8
Mgmt ForForForRe-elect Barbara Moorhouse as Director 9
Mgmt ForForForRe-elect Leo Quinn as Director 10
Mgmt ForForForRe-elect Anne Drinkwater as Director 11
Mgmt ForForForReappoint KPMG LLP as Auditors 12
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
13
Mgmt ForForForAuthorise EU Political Donations and Expenditure
14
Mgmt AgainstAgainstForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Equity Residential
Meeting Date: 06/25/2020
Record Date: 03/31/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 29476L107
Ticker: EQR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Equity Residential
Shares Voted: 673,791
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Raymond Bennett Mgmt For For For
Mgmt ForForForElect Director Linda Walker Bynoe 1.2
Mgmt ForForForElect Director Connie K. Duckworth 1.3
Mgmt ForForForElect Director Mary Kay Haben 1.4
Mgmt ForForForElect Director Tahsinul Zia Huque 1.5
Mgmt ForForForElect Director Bradley A. Keywell 1.6
Mgmt ForForForElect Director John E. Neal 1.7
Mgmt ForForForElect Director David J. Neithercut 1.8
Mgmt ForForForElect Director Mark J. Parrell 1.9
Mgmt ForForForElect Director Mark S. Shapiro 1.10
Mgmt ForForForElect Director Stephen E. Sterrett 1.11
Mgmt AgainstAgainstForElect Director Samuel Zell 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 2,232,816
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Raymond Bennett 1.1
Mgmt ForForForElect Director Linda Walker Bynoe 1.2
Mgmt ForForForElect Director Connie K. Duckworth 1.3
Mgmt ForForForElect Director Mary Kay Haben 1.4
Mgmt ForForForElect Director Tahsinul Zia Huque 1.5
Mgmt ForForForElect Director Bradley A. Keywell 1.6
Mgmt ForForForElect Director John E. Neal 1.7
Mgmt ForForForElect Director David J. Neithercut 1.8
Mgmt ForForForElect Director Mark J. Parrell 1.9
Mgmt ForForForElect Director Mark S. Shapiro 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Equity Residential
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Stephen E. Sterrett 1.11
Mgmt AgainstAgainstForElect Director Samuel Zell 1.12
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
International Game Technology Plc
Meeting Date: 06/25/2020
Record Date: 06/23/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4863A108
Ticker: IGT
Shares Voted: 2,986,868
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForElect Director Beatrice Bassey 3
Mgmt ForForForElect Director Massimiliano Chiara 4
Mgmt ForForForElect Director Alberto Dessy 5
Mgmt ForForForElect Director Marco Drago 6
Mgmt ForForForElect Director James McCann 7
Mgmt ForForForElect Director Heather McGregor 8
Mgmt ForForForElect Director Lorenzo Pellicioli 9
Mgmt ForForForElect Director Samantha Ravich 10
Mgmt ForForForElect Director Vincent Sadusky 11
Mgmt ForForForElect Director Gianmario Tondato Da Ruos 12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
14
Mgmt ForForForApprove EU Political Donations 15
Mgmt AgainstAgainstForAuthorize Issue of Equity 16
Mgmt ForForForIssue of Equity or Equity-Linked Securities without Pre-emptive Rights
17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
International Game Technology Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAdopt New Articles of Association 20
Shares Voted: 2,343,692
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForElect Director Beatrice Bassey 3
Mgmt ForForForElect Director Massimiliano Chiara 4
Mgmt ForForForElect Director Alberto Dessy 5
Mgmt ForForForElect Director Marco Drago 6
Mgmt ForForForElect Director James McCann 7
Mgmt ForForForElect Director Heather McGregor 8
Mgmt ForForForElect Director Lorenzo Pellicioli 9
Mgmt ForForForElect Director Samantha Ravich 10
Mgmt ForForForElect Director Vincent Sadusky 11
Mgmt ForForForElect Director Gianmario Tondato Da Ruos 12
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
13
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
14
Mgmt ForForForApprove EU Political Donations 15
Mgmt AgainstAgainstForAuthorize Issue of Equity 16
Mgmt ForForForIssue of Equity or Equity-Linked Securities without Pre-emptive Rights
17
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAdopt New Articles of Association 20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jumbo SA
Meeting Date: 06/25/2020
Record Date: 06/19/2020
Country: Greece
Meeting Type: Special
Primary Security ID: X4114P111
Ticker: BELA
Shares Voted: 21,669
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForApprove Special Dividend 1
Shares Voted: 9,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Mgmt ForForForApprove Special Dividend 1
Movado Group, Inc.
Meeting Date: 06/25/2020
Record Date: 04/30/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 624580106
Ticker: MOV
Shares Voted: 40,143
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter A. Bridgman Mgmt For Withhold Withhold
Mgmt ForForForElect Director Alexander Grinberg 1.2
Mgmt ForForForElect Director Efraim Grinberg 1.3
Mgmt ForForForElect Director Alan H. Howard 1.4
Mgmt WithholdWithholdForElect Director Richard Isserman 1.5
Mgmt ForForForElect Director Ann Kirschner 1.6
Mgmt ForForForElect Director Stephen Sadove 1.7
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Movado Group, Inc.
Shares Voted: 4,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Peter A. Bridgman 1.1
Mgmt ForForForElect Director Alexander Grinberg 1.2
Mgmt ForForForElect Director Efraim Grinberg 1.3
Mgmt ForForForElect Director Alan H. Howard 1.4
Mgmt WithholdWithholdForElect Director Richard Isserman 1.5
Mgmt ForForForElect Director Ann Kirschner 1.6
Mgmt ForForForElect Director Stephen Sadove 1.7
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Panasonic Corp.
Meeting Date: 06/25/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J6354Y104
Ticker: 6752
Shares Voted: 262,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nagae, Shusaku Mgmt For For For
Mgmt ForForForElect Director Tsuga, Kazuhiro 1.2
Mgmt ForForForElect Director Sato, Mototsugu 1.3
Mgmt ForForForElect Director Higuchi, Yasuyuki 1.4
Mgmt ForForForElect Director Homma, Tetsuro 1.5
Mgmt ForForForElect Director Tsutsui, Yoshinobu 1.6
Mgmt ForForForElect Director Ota, Hiroko 1.7
Mgmt ForForForElect Director Toyama, Kazuhiko 1.8
Mgmt ForForForElect Director Noji, Kunio 1.9
Mgmt ForForForElect Director Umeda, Hirokazu 1.10
Mgmt ForForForElect Director Laurence W.Bates 1.11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Panasonic Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sawada, Michitaka 1.12
Mgmt ForForForElect Director Kawamoto, Yuko 1.13
Mgmt ForForForAppoint Statutory Auditor Fujii, Eiji 2.1
Mgmt ForForForAppoint Statutory Auditor Yufu, Setsuko 2.2
Shares Voted: 221,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nagae, Shusaku 1.1
Mgmt ForForForElect Director Tsuga, Kazuhiro 1.2
Mgmt ForForForElect Director Sato, Mototsugu 1.3
Mgmt ForForForElect Director Higuchi, Yasuyuki 1.4
Mgmt ForForForElect Director Homma, Tetsuro 1.5
Mgmt ForForForElect Director Tsutsui, Yoshinobu 1.6
Mgmt ForForForElect Director Ota, Hiroko 1.7
Mgmt ForForForElect Director Toyama, Kazuhiko 1.8
Mgmt ForForForElect Director Noji, Kunio 1.9
Mgmt ForForForElect Director Umeda, Hirokazu 1.10
Mgmt ForForForElect Director Laurence W.Bates 1.11
Mgmt ForForForElect Director Sawada, Michitaka 1.12
Mgmt ForForForElect Director Kawamoto, Yuko 1.13
Mgmt ForForForAppoint Statutory Auditor Fujii, Eiji 2.1
Mgmt ForForForAppoint Statutory Auditor Yufu, Setsuko 2.2
Peugeot SA
Meeting Date: 06/25/2020
Record Date: 06/23/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F72313111
Ticker: UG
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Peugeot SA
Shares Voted: 1,069,784
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForRatify Appointment of Zhang Zutong as Supervisory Board Member
4
Mgmt ForForForReelect Catherine Bradley as Supervisory Board Member
5
Mgmt AgainstAgainstForApprove Remuneration Policy of Carlos Tavares, Chairman of the Management Board
6
Mgmt AgainstAgainstForApprove Remuneration Policy of Olivier Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board
7
Mgmt ForForForApprove Remuneration Policy of Louis Gallois, Chairman of the Supervisory Board
8
Mgmt ForForForApprove Remuneration Policy of Members of the Supervisory Board
9
Mgmt ForForForApprove Compensation Report of Corporate Officers
10
Mgmt AgainstAgainstForApprove Compensation of Carlos Tavares, Chairman of the Management Board
11
Mgmt AgainstAgainstForApprove Compensation of Olivier Bourges, Member of the Management Board Since March 1, 2019
12
Mgmt AgainstAgainstForApprove Compensation of Michael Lohscheller, Member of the Management Board Since Sept. 1, 2019
13
Mgmt AgainstAgainstForApprove Compensation of Maxime Picat, Member of the Management Board
14
Mgmt AgainstAgainstForApprove Compensation of Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019
15
Mgmt ForForForApprove Compensation of Louis Gallois, Chairman of the Supervisory Board
16
Mgmt ForForForApprove Transaction with Etablissements Peugeot Freres and FFP Re: Engagement Letter
17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Peugeot SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Transaction with Bpifrance Participations and Lion Participations Re: Engagement Letter
18
Mgmt ForForForApprove Transaction with Dongfeng Motor Group Re: Buyout Agreement
19
Mgmt ForForForWaiver of the Establishment of a Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles
20
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
21
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
22
Mgmt AgainstAgainstForAuthorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
23
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
Mgmt ForForForAmend Article 10 of Bylaws Re: Employee Representative
25
Mgmt ForForForAmend Article 12 of Bylaws Re: Payment of Dividends
26
Mgmt ForForForRatify Change Location of Registered Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly
27
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
28
Shares Voted: 857,248
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForRatify Appointment of Zhang Zutong as Supervisory Board Member
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Peugeot SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Catherine Bradley as Supervisory Board Member
5
Mgmt AgainstAgainstForApprove Remuneration Policy of Carlos Tavares, Chairman of the Management Board
6
Mgmt AgainstAgainstForApprove Remuneration Policy of Olivier Bourges, Michael Lohscheller, Maxime Picat as Members of the Management Board
7
Mgmt ForForForApprove Remuneration Policy of Louis Gallois, Chairman of the Supervisory Board
8
Mgmt ForForForApprove Remuneration Policy of Members of the Supervisory Board
9
Mgmt ForForForApprove Compensation Report of Corporate Officers
10
Mgmt AgainstAgainstForApprove Compensation of Carlos Tavares, Chairman of the Management Board
11
Mgmt AgainstAgainstForApprove Compensation of Olivier Bourges, Member of the Management Board Since March 1, 2019
12
Mgmt AgainstAgainstForApprove Compensation of Michael Lohscheller, Member of the Management Board Since Sept. 1, 2019
13
Mgmt AgainstAgainstForApprove Compensation of Maxime Picat, Member of the Management Board
14
Mgmt AgainstAgainstForApprove Compensation of Jean-Christophe Quemard, Member of the Management Board Until Aug. 31, 2019
15
Mgmt ForForForApprove Compensation of Louis Gallois, Chairman of the Supervisory Board
16
Mgmt ForForForApprove Transaction with Etablissements Peugeot Freres and FFP Re: Engagement Letter
17
Mgmt ForForForApprove Transaction with Bpifrance Participations and Lion Participations Re: Engagement Letter
18
Mgmt ForForForApprove Transaction with Dongfeng Motor Group Re: Buyout Agreement
19
Mgmt ForForForWaiver of the Establishment of a Special Negotiation Group Re: Merger Agreement Between Company and Fiat Chrysler Automobiles
20
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
21
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
22
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Peugeot SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
23
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
24
Mgmt ForForForAmend Article 10 of Bylaws Re: Employee Representative
25
Mgmt ForForForAmend Article 12 of Bylaws Re: Payment of Dividends
26
Mgmt ForForForRatify Change Location of Registered Office to Centre Technique de Velizy, Route de Gisy, 78140 Velizy-Villacoublay and Amend Article 4 of Bylaws Accordingly
27
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
28
Rexel SA
Meeting Date: 06/25/2020
Record Date: 06/23/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F7782J366
Ticker: RXL
Shares Voted: 301,321
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Additional Pension Scheme Agreement with Patrick Berard, CEO
5
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
6
Mgmt ForForForApprove Remuneration Policy of Directors 7
Mgmt ForForForApprove Remuneration Policy of CEO 8
Mgmt ForForForApprove Compensation Report of Corporate Officers
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rexel SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Compensation of Ian Meakins, Chairman of the Board
10
Mgmt ForForForApprove Compensation of Patrick Berard, CEO 11
Mgmt ForForForRatify Appointment of Brigitte Cantaloube as Director
12
Mgmt ForForForReelect Brigitte Cantaloube as Director 13
Mgmt ForForForReelect Ian Meakins as Director 14
Mgmt ForForForReelect Patrick Berard as Director 15
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
16
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Mgmt ForForForAuthorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached
18
Mgmt ForForForAuthorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees
21
Mgmt ForForForAmend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds
22
Mgmt ForForForAmend Article 14 of Bylaws Re: Board Composition
23
Mgmt ForForForAmend Article 17 of Bylaws Re: Board Members Deliberation via Written Consultation
24
Mgmt ForForForAmend Article 19 of Bylaws Re: Age Limit of CEO
25
Mgmt ForForForAmend Article 20 of Bylaws Re: Directors Remuneration
26
Mgmt ForForForAmend Article 22 of Bylaws Re: Related Party Transaction
27
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
28
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rexel SA
Shares Voted: 670,133
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForApprove Additional Pension Scheme Agreement with Patrick Berard, CEO
5
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
6
Mgmt ForForForApprove Remuneration Policy of Directors 7
Mgmt ForForForApprove Remuneration Policy of CEO 8
Mgmt ForForForApprove Compensation Report of Corporate Officers
9
Mgmt ForForForApprove Compensation of Ian Meakins, Chairman of the Board
10
Mgmt ForForForApprove Compensation of Patrick Berard, CEO 11
Mgmt ForForForRatify Appointment of Brigitte Cantaloube as Director
12
Mgmt ForForForReelect Brigitte Cantaloube as Director 13
Mgmt ForForForReelect Ian Meakins as Director 14
Mgmt ForForForReelect Patrick Berard as Director 15
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
16
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
17
Mgmt ForForForAuthorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers With Performance Conditions Attached
18
Mgmt ForForForAuthorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans Reserved for Employees and Corporate Officers
19
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Rexel SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans for International Employees
21
Mgmt ForForForAmend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds
22
Mgmt ForForForAmend Article 14 of Bylaws Re: Board Composition
23
Mgmt ForForForAmend Article 17 of Bylaws Re: Board Members Deliberation via Written Consultation
24
Mgmt ForForForAmend Article 19 of Bylaws Re: Age Limit of CEO
25
Mgmt ForForForAmend Article 20 of Bylaws Re: Directors Remuneration
26
Mgmt ForForForAmend Article 22 of Bylaws Re: Related Party Transaction
27
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
28
Sankyu Inc.
Meeting Date: 06/25/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J68037100
Ticker: 9065
Shares Voted: 96,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 50
Mgmt For For For
Mgmt AgainstAgainstForElect Director Ogawa, Takashi 2.1
Mgmt AgainstAgainstForElect Director Inoue, Masao 2.2
Mgmt AgainstAgainstForElect Director Yuki, Toshio 2.3
Mgmt AgainstAgainstForElect Director Otobe, Hiroshi 2.4
Mgmt AgainstAgainstForElect Director Okahashi, Terukazu 2.5
Mgmt AgainstAgainstForElect Director Arima, Toshiaki 2.6
Mgmt ForForForElect Director Ogawa, Makoto 2.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sankyu Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Alternate Statutory Auditor Nishi, Yoshihiro
3
Shares Voted: 243,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 50
1
Mgmt AgainstAgainstForElect Director Ogawa, Takashi 2.1
Mgmt AgainstAgainstForElect Director Inoue, Masao 2.2
Mgmt AgainstAgainstForElect Director Yuki, Toshio 2.3
Mgmt AgainstAgainstForElect Director Otobe, Hiroshi 2.4
Mgmt AgainstAgainstForElect Director Okahashi, Terukazu 2.5
Mgmt AgainstAgainstForElect Director Arima, Toshiaki 2.6
Mgmt ForForForElect Director Ogawa, Makoto 2.7
Mgmt ForForForAppoint Alternate Statutory Auditor Nishi, Yoshihiro
3
SoftBank Group Corp.
Meeting Date: 06/25/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J75963108
Ticker: 9984
Shares Voted: 52,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 22
Mgmt For For For
Mgmt AgainstAgainstForElect Director Son, Masayoshi 2.1
Mgmt AgainstAgainstForElect Director Ronald Fisher 2.2
Mgmt AgainstAgainstForElect Director Marcelo Claure 2.3
Mgmt AgainstAgainstForElect Director Sago, Katsunori 2.4
Mgmt AgainstAgainstForElect Director Rajeev Misra 2.5
Mgmt AgainstAgainstForElect Director Goto, Yoshimitsu 2.6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SoftBank Group Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Miyauchi, Ken 2.7
Mgmt AgainstAgainstForElect Director Simon Segars 2.8
Mgmt AgainstAgainstForElect Director Yasir O. Al-Rumayyan 2.9
Mgmt AgainstAgainstForElect Director Iijima, Masami 2.10
Mgmt AgainstAgainstForElect Director Matsuo, Yutaka 2.11
Mgmt ForForForElect Director Lip-Bu Tan 2.12
Mgmt ForForForElect Director Kawamoto, Yuko 2.13
Shares Voted: 137,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 22
1
Mgmt AgainstAgainstForElect Director Son, Masayoshi 2.1
Mgmt AgainstAgainstForElect Director Ronald Fisher 2.2
Mgmt AgainstAgainstForElect Director Marcelo Claure 2.3
Mgmt AgainstAgainstForElect Director Sago, Katsunori 2.4
Mgmt AgainstAgainstForElect Director Rajeev Misra 2.5
Mgmt AgainstAgainstForElect Director Goto, Yoshimitsu 2.6
Mgmt AgainstAgainstForElect Director Miyauchi, Ken 2.7
Mgmt AgainstAgainstForElect Director Simon Segars 2.8
Mgmt AgainstAgainstForElect Director Yasir O. Al-Rumayyan 2.9
Mgmt AgainstAgainstForElect Director Iijima, Masami 2.10
Mgmt AgainstAgainstForElect Director Matsuo, Yutaka 2.11
Mgmt ForForForElect Director Lip-Bu Tan 2.12
Mgmt ForForForElect Director Kawamoto, Yuko 2.13
The Kroger Co.
Meeting Date: 06/25/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 501044101
Ticker: KR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Kroger Co.
Shares Voted: 3,509,862
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Nora A. Aufreiter Mgmt For For For
Mgmt ForForForElect Director Anne Gates 1b
Mgmt ForForForElect Director Karen M. Hoguet 1c
Mgmt ForForForElect Director Susan J. Kropf 1d
Mgmt ForForForElect Director W. Rodney McMullen 1e
Mgmt ForForForElect Director Clyde R. Moore 1f
Mgmt ForForForElect Director Ronald L. Sargent 1g
Mgmt ForForForElect Director Bobby S. Shackouls 1h
Mgmt ForForForElect Director Mark S. Sutton 1i
Mgmt ForForForElect Director Ashok Vemuri 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLC as Auditor 3
SH AgainstAgainstAgainstAssess Environmental Impact of Non-Recyclable Packaging
4
SH ForReferAgainstReport on Human Rights Due Diligence Process in Operations and Supply Chain
5
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForElect Director Nora A. Aufreiter 1a
Mgmt ForForElect Director Anne Gates 1b
Mgmt ForForElect Director Karen M. Hoguet 1c
Mgmt ForForElect Director Susan J. Kropf 1d
Mgmt ForForElect Director W. Rodney McMullen 1e
Mgmt ForForElect Director Clyde R. Moore 1f
Mgmt ForForElect Director Ronald L. Sargent 1g
Mgmt ForForElect Director Bobby S. Shackouls 1h
Mgmt ForForElect Director Mark S. Sutton 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Kroger Co.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForElect Director Ashok Vemuri 1j
Mgmt ForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForRatify PricewaterhouseCoopers LLC as Auditor 3
SH AgainstAgainstAssess Environmental Impact of Non-Recyclable Packaging
4
SH ReferAgainstReport on Human Rights Due Diligence Process in Operations and Supply Chain
5
Shares Voted: 463,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nora A. Aufreiter 1a
Mgmt ForForForElect Director Anne Gates 1b
Mgmt ForForForElect Director Karen M. Hoguet 1c
Mgmt ForForForElect Director Susan J. Kropf 1d
Mgmt ForForForElect Director W. Rodney McMullen 1e
Mgmt ForForForElect Director Clyde R. Moore 1f
Mgmt ForForForElect Director Ronald L. Sargent 1g
Mgmt ForForForElect Director Bobby S. Shackouls 1h
Mgmt ForForForElect Director Mark S. Sutton 1i
Mgmt ForForForElect Director Ashok Vemuri 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLC as Auditor 3
SH AgainstAgainstAgainstAssess Environmental Impact of Non-Recyclable Packaging
4
SH ForReferAgainstReport on Human Rights Due Diligence Process in Operations and Supply Chain
5
Wynn Resorts Ltd.
Meeting Date: 06/25/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 983134107
Ticker: WYNN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Wynn Resorts Ltd.
Shares Voted: 184,341
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard J. Byrne Mgmt For For For
Mgmt ForForForElect Director Patricia Mulroy 1.2
Mgmt ForForForElect Director Clark T. Randt, Jr. 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 218,406
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard J. Byrne 1.1
Mgmt ForForForElect Director Patricia Mulroy 1.2
Mgmt ForForForElect Director Clark T. Randt, Jr. 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
China Overseas Land & Investment Ltd.
Meeting Date: 06/26/2020
Record Date: 06/22/2020
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y15004107
Ticker: 688
Shares Voted: 1,231,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Zhang Zhichao as Director 3a
Mgmt AgainstAgainstForElect Zhuang Yong as Director 3b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Overseas Land & Investment Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Guo Guanghui as Director 3c
Mgmt ForAgainstForElect Fan Hsu Lai Tai, Rita as Director 3d
Mgmt AgainstAgainstForElect Li Man Bun, Brian David as Director 3e
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
4
Mgmt ForForForApprove Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Shares Voted: 3,021,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt AgainstAgainstForElect Zhang Zhichao as Director 3a
Mgmt AgainstAgainstForElect Zhuang Yong as Director 3b
Mgmt AgainstAgainstForElect Guo Guanghui as Director 3c
Mgmt ForAgainstForElect Fan Hsu Lai Tai, Rita as Director 3d
Mgmt AgainstAgainstForElect Li Man Bun, Brian David as Director 3e
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
4
Mgmt ForForForApprove Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 8
Danone SA
Meeting Date: 06/26/2020
Record Date: 06/24/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F12033134
Ticker: BN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Danone SA
Shares Voted: 66,026
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.10 per Share
3
Mgmt ForForForReelect Gregg L. Engles as Director 4
Mgmt ForForForReelect Gaelle Olivier as Director 5
Mgmt ForForForReelect Isabelle Seillier as Director 6
Mgmt ForForForReelect Jean-Michel Severino as Director 7
Mgmt ForForForReelect Lionel Zinsou-Derlin as Director 8
Mgmt ForForForApprove Compensation Report of Corporate Officers
9
Mgmt ForForForApprove Compensation of Emmanuel Faber, Chairman and CEO
10
Mgmt ForForForApprove Remuneration Policy of Corporate Officers
11
Mgmt ForForForApprove Remuneration Policy of Directors 12
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
14
Mgmt ForForForAuthorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans
15
Mgmt ForForForAmend Article 15 of Bylaws Re: Employee Representatives
16
Mgmt ForForForAmend Article 19 of Bylaws Re: Related Parties Agreements
17
Mgmt ForForForAmend Article 21 of Bylaws Re: Alternate Auditors
18
Mgmt ForForForAmend Articles 20 and 27 of Bylaws Re: Directors Remuneration and Powers of General Meeting
19
Mgmt ForForForAmend Article 1 of Bylaws Re: Adopt the French (Societe a Mission) Status
20
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Danone SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
21
Shares Voted: 168,243
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.10 per Share
3
Mgmt ForForForReelect Gregg L. Engles as Director 4
Mgmt ForForForReelect Gaelle Olivier as Director 5
Mgmt ForForForReelect Isabelle Seillier as Director 6
Mgmt ForForForReelect Jean-Michel Severino as Director 7
Mgmt ForForForReelect Lionel Zinsou-Derlin as Director 8
Mgmt ForForForApprove Compensation Report of Corporate Officers
9
Mgmt ForForForApprove Compensation of Emmanuel Faber, Chairman and CEO
10
Mgmt ForForForApprove Remuneration Policy of Corporate Officers
11
Mgmt ForForForApprove Remuneration Policy of Directors 12
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
14
Mgmt ForForForAuthorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans
15
Mgmt ForForForAmend Article 15 of Bylaws Re: Employee Representatives
16
Mgmt ForForForAmend Article 19 of Bylaws Re: Related Parties Agreements
17
Mgmt ForForForAmend Article 21 of Bylaws Re: Alternate Auditors
18
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Danone SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles 20 and 27 of Bylaws Re: Directors Remuneration and Powers of General Meeting
19
Mgmt ForForForAmend Article 1 of Bylaws Re: Adopt the French (Societe a Mission) Status
20
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
21
Fiat Chrysler Automobiles NV
Meeting Date: 06/26/2020
Record Date: 05/29/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N31738102
Ticker: FCA
Shares Voted: 638,447
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Director's Report (Non-Voting) 2.a
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.b
Mgmt ForForForApprove Remuneration Report 2.c
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.d
Mgmt ForForForApprove Discharge of Directors 2.e
Mgmt AgainstAgainstForReelect John Elkann as Executive Director 3.a
Mgmt ForForForReelect Michael Manley as Executive Director 3.b
Mgmt ForForForReelect Richard K. Palmer as Executive Director
3.c
Mgmt ForForForReelect Ronald L. Thompson as Non-Executive Director
4.a
Mgmt ForForForReelect John Abbott as Non-Executive Director
4.b
Mgmt ForForForReelect Andrea Agnelli as Non-Executive Director
4.c
Mgmt ForForForReelect Tiberto Brandolini d'Adda as Non-Executive Director
4.d
Mgmt ForForForReelect Glenn Earle as Non-Executive Director 4.e
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fiat Chrysler Automobiles NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Valerie A. Mars as Non-Executive Director
4.f
Mgmt ForForForReelect Michelangelo A. Volpi as Non-Executive Director
4.g
Mgmt ForForForReelect Patience Wheatcroft as Non-Executive Director
4.h
Mgmt ForForForReelect Ermenegildo Zegna as Non-Executive Director
4.i
Mgmt ForForForRatify Ernst & Young Accountants LLP as Auditors
5
Mgmt AgainstAgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition
6.1
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
6.2
Mgmt AgainstAgainstForGrant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares
6.3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
7
Mgmt ForForForAmend Remuneration Policy 8
Mgmt ForForForAmend Special Voting Shares' Terms and Conditions
9
MgmtClose Meeting 10
Shares Voted: 103,525
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
MgmtOpen Meeting 1
MgmtReceive Director's Report (Non-Voting) 2.a
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.b
Mgmt ForForForApprove Remuneration Report 2.c
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.d
Mgmt ForForForApprove Discharge of Directors 2.e
Mgmt AgainstAgainstForReelect John Elkann as Executive Director 3.a
Mgmt ForForForReelect Michael Manley as Executive Director 3.b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fiat Chrysler Automobiles NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Richard K. Palmer as Executive Director
3.c
Mgmt ForForForReelect Ronald L. Thompson as Non-Executive Director
4.a
Mgmt ForForForReelect John Abbott as Non-Executive Director
4.b
Mgmt ForForForReelect Andrea Agnelli as Non-Executive Director
4.c
Mgmt ForForForReelect Tiberto Brandolini d'Adda as Non-Executive Director
4.d
Mgmt ForForForReelect Glenn Earle as Non-Executive Director 4.e
Mgmt ForForForReelect Valerie A. Mars as Non-Executive Director
4.f
Mgmt ForForForReelect Michelangelo A. Volpi as Non-Executive Director
4.g
Mgmt ForForForReelect Patience Wheatcroft as Non-Executive Director
4.h
Mgmt ForForForReelect Ermenegildo Zegna as Non-Executive Director
4.i
Mgmt ForForForRatify Ernst & Young Accountants LLP as Auditors
5
Mgmt AgainstAgainstForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Merger or Acquisition
6.1
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
6.2
Mgmt AgainstAgainstForGrant Board Authority to Issue Special Voting Shares and Right to Subscription Up to Maximum Aggregate Special Voting Shares
6.3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
7
Mgmt ForForForAmend Remuneration Policy 8
Mgmt ForForForAmend Special Voting Shares' Terms and Conditions
9
MgmtClose Meeting 10
FLSmidth & Co. A/S
Meeting Date: 06/26/2020
Record Date: 06/19/2020
Country: Denmark
Meeting Type: Annual
Primary Security ID: K90242130
Ticker: FLS
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FLSmidth & Co. A/S
Shares Voted: 257,594
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Actual Remuneration of Directors for 2019 in the Aggregate Amount of DKK 6.4 Million
3a
Mgmt ForForForApprove Remuneration of Directors for 2020 in the Amount of DKK 1.35 Million for the Chairman, DKK 900,000 for the Vice Chairman and DKK 450,000 for Other Directors; Approve Remuneration for Committee Work
3b
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
4
Mgmt ForForForDetermine Number of Members (6) and Deputy Members (0) of Board
5.1
Mgmt ForForForReelect Vagn Ove Sorensen as Director 5.2.a
Mgmt ForForForReelect Tom Knutzen as Director 5.2.b
Mgmt ForForForReelect Richard Robinson Smith as Director 5.2.c
Mgmt ForForForReelect Anne Louise Eberhard as Director 5.2.d
Mgmt ForForForReelect Gillian Dawn Winckler as Director 5.2.e
Mgmt ForForForReelect Thrasyvoulos Moraitis as Director 5.2.f
MgmtShareholder Proposals Submitted by Richardt Ejnar Fangel
SH AbstainAbstainAbstainElect Richardt Ejnar Fangel as New Director 5.2.g
MgmtManagement Proposals
Mgmt ForForForRatify Ernst & Young as Auditors 6
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
7.1
Mgmt ForForForApprove Creation of DKK 100 Million Pool of Capital without Preemptive Rights
7.2
Mgmt ForForForAmend Articles Re: Editorial Changes due to Merger of VP Securities A/S and VP Services A/S
7.3
Mgmt ForForForAmend Articles Re: Change of Standard Agenda For Annual General Meeting
7.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
FLSmidth & Co. A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Share Repurchase Program 7.5
MgmtOther Business 8
Fuji Corp. (Machinery)
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J1R541101
Ticker: 6134
Shares Voted: 224,903
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt For For For
Mgmt AgainstAgainstForElect Director Soga, Nobuyuki 2.1
Mgmt AgainstAgainstForElect Director Suhara, Shinsuke 2.2
Mgmt AgainstAgainstForElect Director Ezaki, Hajime 2.3
Mgmt AgainstAgainstForElect Director Sugiura, Masaaki 2.4
Mgmt AgainstAgainstForElect Director Tatsumi, Mitsuji 2.5
Mgmt ForForForElect Director Kano, Junichi 2.6
Mgmt ForAgainstForElect Director Kawai, Nobuko 2.7
Mgmt AgainstAgainstForElect Director Tamada, Hideaki 2.8
Mgmt ForForForElect Director Mizuno, Shoji 2.9
Mgmt ForForForAppoint Alternate Statutory Auditor Abe, Masaaki
3
Shares Voted: 634,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 30
1
Mgmt AgainstAgainstForElect Director Soga, Nobuyuki 2.1
Mgmt AgainstAgainstForElect Director Suhara, Shinsuke 2.2
Mgmt AgainstAgainstForElect Director Ezaki, Hajime 2.3
Mgmt AgainstAgainstForElect Director Sugiura, Masaaki 2.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fuji Corp. (Machinery)
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Tatsumi, Mitsuji 2.5
Mgmt ForForForElect Director Kano, Junichi 2.6
Mgmt ForAgainstForElect Director Kawai, Nobuko 2.7
Mgmt AgainstAgainstForElect Director Tamada, Hideaki 2.8
Mgmt ForForForElect Director Mizuno, Shoji 2.9
Mgmt ForForForAppoint Alternate Statutory Auditor Abe, Masaaki
3
Husqvarna AB
Meeting Date: 06/26/2020
Record Date: 06/18/2020
Country: Sweden
Meeting Type: Annual
Primary Security ID: W4235G116
Ticker: HUSQ.B
Shares Voted: 2,775,892
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting Mgmt
Mgmt ForForForElect Chairman of Meeting 2
MgmtPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Ricard Wennerklint as Inspector of Minutes of Meeting
5.a
Mgmt ForForForDesignate Henrik Didner as Inspector of Minutes of Meeting
5.b
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7.a
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
7.b
Mgmt ForForForApprove Discharge of Board Member Tom Johnstone
7.c1
Mgmt ForForForApprove Discharge of Board Member Ulla Litzen
7.c2
Mgmt ForForForApprove Discharge of Board Member Katarina Martinson
7.c3
Mgmt ForForForApprove Discharge of Board Member Bertrand Neuschwander
7.c4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Husqvarna AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Board Member Daniel Nodhall
7.c5
Mgmt ForForForApprove Discharge of Board Member Lars Pettersson
7.c6
Mgmt ForForForApprove Discharge of Board Member Christine Robins
7.c7
Mgmt ForForForApprove Discharge of CEO Kai Warn 7.c8
Mgmt ForForForDetermine Number of Members (8) and Deputy Members (0) of Board
8.a
Mgmt ForForForDetermine Number of Auditors (1) and Deputy Auditors
8.b
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
9
Mgmt AgainstAgainstForReelect Tom Johnstone as Director 10.a
Mgmt ForForForReelect Ulla Litzen as Director 10.b
Mgmt AgainstAgainstForReelect Katarina Martinson as Director 10.c
Mgmt ForForForReelect Bertrand Neuschwander as Director 10.d
Mgmt AgainstAgainstForReelect Daniel Nodhall as Director 10.e
Mgmt AgainstAgainstForReelect Lars Pettersson as Director 10.f
Mgmt ForForForReelect Christine Robins as Director 10.g
Mgmt AgainstAgainstForElect Henric Andersson as New Director 10.h
Mgmt AgainstAgainstForAppoint Tom Johnstone as Board Chairman 10.i
Mgmt ForForForRatify Ernst & Young as Auditors 11.a
Mgmt ForForForApprove Remuneration of Auditors 11.b
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
12
Mgmt AgainstAgainstForApprove Performance Share Incentive Program LTI 2020
13
Mgmt AgainstAgainstForApprove Equity Swap Arrangement to Cover Obligations Under LTI 2020
14
Mgmt ForForForApprove Issuance of 57.6 Million Class B Shares without Preemptive Rights
15
MgmtClose Meeting 16
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Husqvarna AB
Shares Voted: 1,823,847
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOpen Meeting 1
Mgmt ForForForElect Chairman of Meeting 2
MgmtPrepare and Approve List of Shareholders 3
Mgmt ForForForApprove Agenda of Meeting 4
Mgmt ForForForDesignate Ricard Wennerklint as Inspector of Minutes of Meeting
5.a
Mgmt ForForForDesignate Henrik Didner as Inspector of Minutes of Meeting
5.b
Mgmt ForForForAcknowledge Proper Convening of Meeting 6
Mgmt ForForForAccept Financial Statements and Statutory Reports
7.a
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
7.b
Mgmt ForForForApprove Discharge of Board Member Tom Johnstone
7.c1
Mgmt ForForForApprove Discharge of Board Member Ulla Litzen
7.c2
Mgmt ForForForApprove Discharge of Board Member Katarina Martinson
7.c3
Mgmt ForForForApprove Discharge of Board Member Bertrand Neuschwander
7.c4
Mgmt ForForForApprove Discharge of Board Member Daniel Nodhall
7.c5
Mgmt ForForForApprove Discharge of Board Member Lars Pettersson
7.c6
Mgmt ForForForApprove Discharge of Board Member Christine Robins
7.c7
Mgmt ForForForApprove Discharge of CEO Kai Warn 7.c8
Mgmt ForForForDetermine Number of Members (8) and Deputy Members (0) of Board
8.a
Mgmt ForForForDetermine Number of Auditors (1) and Deputy Auditors
8.b
Mgmt ForForForApprove Remuneration of Directors in the Amount of SEK 2 Million to Chairman and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
9
Mgmt AgainstAgainstForReelect Tom Johnstone as Director 10.a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Husqvarna AB
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Ulla Litzen as Director 10.b
Mgmt AgainstAgainstForReelect Katarina Martinson as Director 10.c
Mgmt ForForForReelect Bertrand Neuschwander as Director 10.d
Mgmt AgainstAgainstForReelect Daniel Nodhall as Director 10.e
Mgmt AgainstAgainstForReelect Lars Pettersson as Director 10.f
Mgmt ForForForReelect Christine Robins as Director 10.g
Mgmt AgainstAgainstForElect Henric Andersson as New Director 10.h
Mgmt AgainstAgainstForAppoint Tom Johnstone as Board Chairman 10.i
Mgmt ForForForRatify Ernst & Young as Auditors 11.a
Mgmt ForForForApprove Remuneration of Auditors 11.b
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management
12
Mgmt AgainstAgainstForApprove Performance Share Incentive Program LTI 2020
13
Mgmt AgainstAgainstForApprove Equity Swap Arrangement to Cover Obligations Under LTI 2020
14
Mgmt ForForForApprove Issuance of 57.6 Million Class B Shares without Preemptive Rights
15
MgmtClose Meeting 16
Kamigumi Co., Ltd.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J29438165
Ticker: 9364
Shares Voted: 250,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 23
Mgmt For For For
Mgmt AgainstAgainstForElect Director Kubo, Masami 2.1
Mgmt AgainstAgainstForElect Director Fukai, Yoshihiro 2.2
Mgmt AgainstAgainstForElect Director Tahara, Norihito 2.3
Mgmt AgainstAgainstForElect Director Horiuchi, Toshihiro 2.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Kamigumi Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Murakami, Katsumi 2.5
Mgmt AgainstAgainstForElect Director Hiramatsu, Koichi 2.6
Mgmt AgainstAgainstForElect Director Nagata, Yukihiro 2.7
Mgmt AgainstAgainstForElect Director Shiino, Kazuhisa 2.8
Mgmt ForAgainstForElect Director Ishibashi, Nobuko 2.9
Mgmt ForForForElect Director Suzuki, Mitsuo 2.10
Mgmt ForForForAppoint Statutory Auditor Kobayashi, Yasuo 3.1
Mgmt ForForForAppoint Statutory Auditor Nakao, Takumi 3.2
Mgmt ForForForAppoint Alternate Statutory Auditor Saeki, Kuniharu
4
Mgmt ForForForApprove Compensation Ceilings for Directors and Statutory Auditors
5
Shares Voted: 457,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 23
1
Mgmt AgainstAgainstForElect Director Kubo, Masami 2.1
Mgmt AgainstAgainstForElect Director Fukai, Yoshihiro 2.2
Mgmt AgainstAgainstForElect Director Tahara, Norihito 2.3
Mgmt AgainstAgainstForElect Director Horiuchi, Toshihiro 2.4
Mgmt AgainstAgainstForElect Director Murakami, Katsumi 2.5
Mgmt AgainstAgainstForElect Director Hiramatsu, Koichi 2.6
Mgmt AgainstAgainstForElect Director Nagata, Yukihiro 2.7
Mgmt AgainstAgainstForElect Director Shiino, Kazuhisa 2.8
Mgmt ForAgainstForElect Director Ishibashi, Nobuko 2.9
Mgmt ForForForElect Director Suzuki, Mitsuo 2.10
Mgmt ForForForAppoint Statutory Auditor Kobayashi, Yasuo 3.1
Mgmt ForForForAppoint Statutory Auditor Nakao, Takumi 3.2
Mgmt ForForForAppoint Alternate Statutory Auditor Saeki, Kuniharu
4
Mgmt ForForForApprove Compensation Ceilings for Directors and Statutory Auditors
5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Koito Manufacturing Co., Ltd.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J34899104
Ticker: 7276
Shares Voted: 105,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 20
Mgmt For For For
Mgmt ForForForAppoint Statutory Auditor Kikuchi, Mitsuo 2.1
Mgmt ForForForAppoint Statutory Auditor Kawaguchi, Yohei 2.2
Mgmt AgainstAgainstForAppoint Statutory Auditor Suzuki, Yukinobu 2.3
Shares Voted: 439,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 20
1
Mgmt ForForForAppoint Statutory Auditor Kikuchi, Mitsuo 2.1
Mgmt ForForForAppoint Statutory Auditor Kawaguchi, Yohei 2.2
Mgmt AgainstAgainstForAppoint Statutory Auditor Suzuki, Yukinobu 2.3
Koninklijke Philips NV
Meeting Date: 06/26/2020
Record Date: 05/29/2020
Country: Netherlands
Meeting Type: Special
Primary Security ID: N7637U112
Ticker: PHIA
Shares Voted: 30
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Dividends of EUR 0.85 Per Share 1
Mitsubishi Estate Co., Ltd.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J43916113
Ticker: 8802
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mitsubishi Estate Co., Ltd.
Shares Voted: 240,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 18
Mgmt For For For
Mgmt ForForForElect Director Sugiyama, Hirotaka 2.1
Mgmt ForForForElect Director Yoshida, Junichi 2.2
Mgmt ForForForElect Director Tanisawa, Junichi 2.3
Mgmt ForForForElect Director Arimori, Tetsuji 2.4
Mgmt ForForForElect Director Katayama, Hiroshi 2.5
Mgmt ForForForElect Director Naganuma, Bunroku 2.6
Mgmt ForForForElect Director Kato, Jo 2.7
Mgmt ForForForElect Director Okusa, Toru 2.8
Mgmt AgainstAgainstForElect Director Okamoto, Tsuyoshi 2.9
Mgmt AgainstAgainstForElect Director Ebihara, Shin 2.10
Mgmt ForForForElect Director Narukawa, Tetsuo 2.11
Mgmt AgainstAgainstForElect Director Shirakawa, Masaaki 2.12
Mgmt ForForForElect Director Nagase, Shin 2.13
Mgmt ForAgainstForElect Director Egami, Setsuko 2.14
Mgmt ForForForElect Director Taka, Iwao 2.15
Shares Voted: 616,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 18
1
Mgmt ForForForElect Director Sugiyama, Hirotaka 2.1
Mgmt ForForForElect Director Yoshida, Junichi 2.2
Mgmt ForForForElect Director Tanisawa, Junichi 2.3
Mgmt ForForForElect Director Arimori, Tetsuji 2.4
Mgmt ForForForElect Director Katayama, Hiroshi 2.5
Mgmt ForForForElect Director Naganuma, Bunroku 2.6
Mgmt ForForForElect Director Kato, Jo 2.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mitsubishi Estate Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Okusa, Toru 2.8
Mgmt AgainstAgainstForElect Director Okamoto, Tsuyoshi 2.9
Mgmt AgainstAgainstForElect Director Ebihara, Shin 2.10
Mgmt ForForForElect Director Narukawa, Tetsuo 2.11
Mgmt AgainstAgainstForElect Director Shirakawa, Masaaki 2.12
Mgmt ForForForElect Director Nagase, Shin 2.13
Mgmt ForAgainstForElect Director Egami, Setsuko 2.14
Mgmt ForForForElect Director Taka, Iwao 2.15
Nintendo Co., Ltd.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J51699106
Ticker: 7974
Shares Voted: 13,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 820
Mgmt For For For
Mgmt AgainstAgainstForElect Director Furukawa, Shuntaro 2.1
Mgmt AgainstAgainstForElect Director Miyamoto, Shigeru 2.2
Mgmt AgainstAgainstForElect Director Takahashi, Shinya 2.3
Mgmt AgainstAgainstForElect Director Shiota, Ko 2.4
Mgmt AgainstAgainstForElect Director Shibata, Satoru 2.5
Mgmt AgainstAgainstForElect Director and Audit Committee Member Noguchi, Naoki
3.1
Mgmt AgainstAgainstForElect Director and Audit Committee Member Umeyama, Katsuhiro
3.2
Mgmt AgainstAgainstForElect Director and Audit Committee Member Yamazaki, Masao
3.3
Mgmt ForForForElect Director and Audit Committee Member Shinkawa, Asa
3.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Nintendo Co., Ltd.
Shares Voted: 70,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 820
1
Mgmt AgainstAgainstForElect Director Furukawa, Shuntaro 2.1
Mgmt AgainstAgainstForElect Director Miyamoto, Shigeru 2.2
Mgmt AgainstAgainstForElect Director Takahashi, Shinya 2.3
Mgmt AgainstAgainstForElect Director Shiota, Ko 2.4
Mgmt AgainstAgainstForElect Director Shibata, Satoru 2.5
Mgmt AgainstAgainstForElect Director and Audit Committee Member Noguchi, Naoki
3.1
Mgmt AgainstAgainstForElect Director and Audit Committee Member Umeyama, Katsuhiro
3.2
Mgmt AgainstAgainstForElect Director and Audit Committee Member Yamazaki, Masao
3.3
Mgmt ForForForElect Director and Audit Committee Member Shinkawa, Asa
3.4
Sony Corp.
Meeting Date: 06/26/2020
Record Date: 03/30/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J76379106
Ticker: 6758
Shares Voted: 2,848
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAmend Articles to Change Company Name 1
Mgmt ForForForElect Director Yoshida, Kenichiro 2.1
Mgmt ForForForElect Director Totoki, Hiroki 2.2
Mgmt ForForForElect Director Sumi, Shuzo 2.3
Mgmt ForForForElect Director Tim Schaaff 2.4
Mgmt ForForForElect Director Matsunaga, Kazuo 2.5
Mgmt ForForForElect Director Oka, Toshiko 2.6
Mgmt ForForForElect Director Akiyama, Sakie 2.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sony Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Wendy Becker 2.8
Mgmt ForForForElect Director Hatanaka, Yoshihiko 2.9
Mgmt ForForForElect Director Adam Crozier 2.10
Mgmt ForForForElect Director Kishigami, Keiko 2.11
Mgmt ForForForElect Director Joseph A. Kraft Jr 2.12
Mgmt ForForForApprove Stock Option Plan 3
Sony Corp.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J76379106
Ticker: 6758
Shares Voted: 948,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles to Change Company Name Mgmt For For For
Mgmt ForForForElect Director Yoshida, Kenichiro 2.1
Mgmt ForForForElect Director Totoki, Hiroki 2.2
Mgmt ForForForElect Director Sumi, Shuzo 2.3
Mgmt ForForForElect Director Tim Schaaff 2.4
Mgmt ForForForElect Director Matsunaga, Kazuo 2.5
Mgmt ForForForElect Director Oka, Toshiko 2.6
Mgmt ForForForElect Director Akiyama, Sakie 2.7
Mgmt ForForForElect Director Wendy Becker 2.8
Mgmt ForForForElect Director Hatanaka, Yoshihiko 2.9
Mgmt ForForForElect Director Adam Crozier 2.10
Mgmt ForForForElect Director Kishigami, Keiko 2.11
Mgmt ForForForElect Director Joseph A. Kraft Jr 2.12
Mgmt ForForForApprove Stock Option Plan 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sony Corp.
Shares Voted: 823,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles to Change Company Name 1
Mgmt ForForForElect Director Yoshida, Kenichiro 2.1
Mgmt ForForForElect Director Totoki, Hiroki 2.2
Mgmt ForForForElect Director Sumi, Shuzo 2.3
Mgmt ForForForElect Director Tim Schaaff 2.4
Mgmt ForForForElect Director Matsunaga, Kazuo 2.5
Mgmt ForForForElect Director Oka, Toshiko 2.6
Mgmt ForForForElect Director Akiyama, Sakie 2.7
Mgmt ForForForElect Director Wendy Becker 2.8
Mgmt ForForForElect Director Hatanaka, Yoshihiko 2.9
Mgmt ForForForElect Director Adam Crozier 2.10
Mgmt ForForForElect Director Kishigami, Keiko 2.11
Mgmt ForForForElect Director Joseph A. Kraft Jr 2.12
Mgmt ForForForApprove Stock Option Plan 3
Sumitomo Mitsui Financial Group, Inc.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J7771X109
Ticker: 8316
Shares Voted: 168,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 100
Mgmt For For For
Mgmt AgainstAgainstForElect Director Kunibe, Takeshi 2.1
Mgmt ForForForElect Director Ota, Jun 2.2
Mgmt ForForForElect Director Takashima, Makoto 2.3
Mgmt ForForForElect Director Nagata, Haruyuki 2.4
Mgmt ForForForElect Director Nakashima, Toru 2.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sumitomo Mitsui Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Inoue, Atsuhiko 2.6
Mgmt ForForForElect Director Mikami, Toru 2.7
Mgmt ForForForElect Director Shimizu, Yoshihiko 2.8
Mgmt AgainstAgainstForElect Director Matsumoto, Masayuki 2.9
Mgmt AgainstAgainstForElect Director Arthur M. Mitchell 2.10
Mgmt ForForForElect Director Yamazaki, Shozo 2.11
Mgmt AgainstAgainstForElect Director Kono, Masaharu 2.12
Mgmt AgainstAgainstForElect Director Tsutsui, Yoshinobu 2.13
Mgmt ForForForElect Director Shimbo, Katsuyoshi 2.14
Mgmt ForAgainstForElect Director Sakurai, Eriko 2.15
Shares Voted: 606,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 100
1
Mgmt AgainstAgainstForElect Director Kunibe, Takeshi 2.1
Mgmt ForForForElect Director Ota, Jun 2.2
Mgmt ForForForElect Director Takashima, Makoto 2.3
Mgmt ForForForElect Director Nagata, Haruyuki 2.4
Mgmt ForForForElect Director Nakashima, Toru 2.5
Mgmt ForForForElect Director Inoue, Atsuhiko 2.6
Mgmt ForForForElect Director Mikami, Toru 2.7
Mgmt ForForForElect Director Shimizu, Yoshihiko 2.8
Mgmt AgainstAgainstForElect Director Matsumoto, Masayuki 2.9
Mgmt AgainstAgainstForElect Director Arthur M. Mitchell 2.10
Mgmt ForForForElect Director Yamazaki, Shozo 2.11
Mgmt AgainstAgainstForElect Director Kono, Masaharu 2.12
Mgmt AgainstAgainstForElect Director Tsutsui, Yoshinobu 2.13
Mgmt ForForForElect Director Shimbo, Katsuyoshi 2.14
Mgmt ForAgainstForElect Director Sakurai, Eriko 2.15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Taiheiyo Cement Corp.
Meeting Date: 06/26/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J7923L128
Ticker: 5233
Shares Voted: 196,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 30
Mgmt For For For
Mgmt ForForForAmend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles
2
Mgmt AgainstAgainstForElect Director Fukuda, Shuji 3.1
Mgmt AgainstAgainstForElect Director Fushihara, Masafumi 3.2
Mgmt AgainstAgainstForElect Director Kitabayashi, Yuichi 3.3
Mgmt AgainstAgainstForElect Director Karino, Masahiro 3.4
Mgmt AgainstAgainstForElect Director Ando, Kunihiro 3.5
Mgmt ForAgainstForElect Director Koizumi, Yoshiko 3.6
Mgmt AgainstAgainstForElect Director Emori, Shinhachiro 3.7
Mgmt ForForForAppoint Alternate Statutory Auditor Aoki, Toshihito
4
Shares Voted: 513,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 30
1
Mgmt ForForForAmend Articles to Clarify Director Authority on Shareholder Meetings - Amend Provisions on Number of Directors - Amend Provisions on Director Titles
2
Mgmt AgainstAgainstForElect Director Fukuda, Shuji 3.1
Mgmt AgainstAgainstForElect Director Fushihara, Masafumi 3.2
Mgmt AgainstAgainstForElect Director Kitabayashi, Yuichi 3.3
Mgmt AgainstAgainstForElect Director Karino, Masahiro 3.4
Mgmt AgainstAgainstForElect Director Ando, Kunihiro 3.5
Mgmt ForAgainstForElect Director Koizumi, Yoshiko 3.6
Mgmt AgainstAgainstForElect Director Emori, Shinhachiro 3.7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Taiheiyo Cement Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAppoint Alternate Statutory Auditor Aoki, Toshihito
4
Teleperformance SE
Meeting Date: 06/26/2020
Record Date: 06/24/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F9120F106
Ticker: TEP
Shares Voted: 26,127
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.40 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
4
Mgmt ForForForApprove Compensation of Corporate Officers 5
Mgmt ForForForApprove Compensation of Daniel Julien, Chairman and CEO
6
Mgmt ForForForApprove Compensation of Olivier Rigaudy, Vice-CEO
7
Mgmt ForForForApprove Remuneration Policy of Directors 8
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
9
Mgmt ForForForApprove Remuneration Policy of Vice-CEO 10
Mgmt ForForForReelect Christobel Selecky as Director 11
Mgmt ForForForReelect Angela Maria Sierra-Moreno as Director
12
Mgmt ForForForReelect Jean Guez as Director 13
Mgmt ForForForReelect Bernard Canetti as Director 14
Mgmt ForForForReelect Philippe Dominati as Director 15
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
16
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Teleperformance SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million
17
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 14.5 Million
18
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 7.2 Million
19
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 17-19
20
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
21
Mgmt ForForForAmend Article 14 of Bylaws Re: Employee Representatives
22
Mgmt ForForForAmend Article 11 of Bylaws Re: Shareholding Disclosure Thresholds
23
Mgmt ForForForAmend Article 13 of Bylaws Re: Shareholders Identification
24
Mgmt ForForForAmend Article 14 of Bylaws Re: Shares Hold by Board Members
25
Mgmt ForForForAmend Article 20 of Bylaws Re: Corporate Officers Remuneration
26
Mgmt ForForForAmend Article 27 of Bylaws Re: Corporate Officers Remuneration
27
Mgmt ForForForAmend Article 21 of Bylaws Re: Agreement Between Company and Corporate Officer
28
Mgmt ForForForAmend Article 23 of Bylaws Re: Deadline of Notice of Meeting
29
Mgmt AgainstAgainstForTextual References Regarding Change of Codification
30
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
31
Tesco Plc
Meeting Date: 06/26/2020
Record Date: 06/24/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G87621101
Ticker: TSCO
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tesco Plc
Shares Voted: 9,466,217
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect John Allan as Director 4
Mgmt ForForForRe-elect Mark Armour as Director 5
Mgmt ForForForRe-elect Melissa Bethell as Director 6
Mgmt ForForForRe-elect Stewart Gilliland as Director 7
Mgmt ForForForRe-elect Steve Golsby as Director 8
Mgmt ForForForRe-elect Byron Grote as Director 9
Mgmt ForForForRe-elect Dave Lewis as Director 10
Mgmt ForForForRe-elect Mikael Olsson as Director 11
Mgmt ForForForRe-elect Deanna Oppenheimer as Director 12
Mgmt ForForForRe-elect Simon Patterson as Director 13
Mgmt ForForForRe-elect Alison Platt as Director 14
Mgmt ForForForRe-elect Lindsey Pownall as Director 15
Mgmt ForForForRe-elect Alan Stewart as Director 16
Mgmt ForForForElect Ken Murphy as Director 17
Mgmt ForForForReappoint Deloitte LLP as Auditors 18
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
19
Mgmt ForForForApprove Share Incentive Plan 20
Mgmt AgainstAgainstForAuthorise Issue of Equity 21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAuthorise EU Political Donations and Expenditure
25
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tesco Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
Shares Voted: 8,812,695
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect John Allan as Director 4
Mgmt ForForForRe-elect Mark Armour as Director 5
Mgmt ForForForRe-elect Melissa Bethell as Director 6
Mgmt ForForForRe-elect Stewart Gilliland as Director 7
Mgmt ForForForRe-elect Steve Golsby as Director 8
Mgmt ForForForRe-elect Byron Grote as Director 9
Mgmt ForForForRe-elect Dave Lewis as Director 10
Mgmt ForForForRe-elect Mikael Olsson as Director 11
Mgmt ForForForRe-elect Deanna Oppenheimer as Director 12
Mgmt ForForForRe-elect Simon Patterson as Director 13
Mgmt ForForForRe-elect Alison Platt as Director 14
Mgmt ForForForRe-elect Lindsey Pownall as Director 15
Mgmt ForForForRe-elect Alan Stewart as Director 16
Mgmt ForForForElect Ken Murphy as Director 17
Mgmt ForForForReappoint Deloitte LLP as Auditors 18
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
19
Mgmt ForForForApprove Share Incentive Plan 20
Mgmt AgainstAgainstForAuthorise Issue of Equity 21
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
23
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tesco Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 24
Mgmt ForForForAuthorise EU Political Donations and Expenditure
25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
Agricultural Bank of China
Meeting Date: 06/29/2020
Record Date: 05/22/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y00289119
Ticker: 1288
Shares Voted: 172,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Work Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Work Report of the Board of Supervisors
2
Mgmt ForForForApprove 2019 Final Financial Accounts 3
Mgmt ForForForApprove 2019 Profit Distribution Plan 4
Mgmt ForForForApprove PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors
5
Mgmt ForForForElect Huang Zhenzhong as Director 6
Mgmt AgainstAgainstForElect Liao Luming as Director 7
Mgmt AgainstAgainstForElect Zhu Hailin as Director 8
Mgmt ForForForApprove Additional Budget of Epidemic Prevention Donations for 2020
9
SH AgainstAgainstForElect Zhang Xuguang as Director 10
MgmtTo Listen to the 2019 Work Report of Independent Directors of the Bank
11
MgmtTo Listen to the 2019 Report on the Implementation of the Plan on Authorization of General Meeting of Shareholders to the Board of Directors of the Bank
12
MgmtTo Listen to the Report on the Management of Related Transactions
13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
eBay Inc.
Meeting Date: 06/29/2020
Record Date: 05/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 278642103
Ticker: EBAY
Shares Voted: 1,697,946
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony J. Bates Mgmt For For For
Mgmt ForForForElect Director Adriane M. Brown 1b
Mgmt ForForForElect Director Jesse A. Cohn 1c
Mgmt ForForForElect Director Diana Farrell 1d
Mgmt ForForForElect Director Logan D. Green 1e
Mgmt ForForForElect Director Bonnie S. Hammer 1f
Mgmt ForForForElect Director Jamie Iannone 1g
Mgmt ForForForElect Director Kathleen C. Mitic 1h
Mgmt ForForForElect Director Matthew J. Murphy 1i
Mgmt ForForForElect Director Pierre M. Omidyar 1j
Mgmt ForForForElect Director Paul S. Pressler 1k
Mgmt ForForForElect Director Robert H. Swan 1l
Mgmt ForForForElect Director Perry M. Traquina 1m
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 2,588,249
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony J. Bates 1a
Mgmt ForForForElect Director Adriane M. Brown 1b
Mgmt ForForForElect Director Jesse A. Cohn 1c
Mgmt ForForForElect Director Diana Farrell 1d
Mgmt ForForForElect Director Logan D. Green 1e
Mgmt ForForForElect Director Bonnie S. Hammer 1f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
eBay Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Jamie Iannone 1g
Mgmt ForForForElect Director Kathleen C. Mitic 1h
Mgmt ForForForElect Director Matthew J. Murphy 1i
Mgmt ForForForElect Director Pierre M. Omidyar 1j
Mgmt ForForForElect Director Paul S. Pressler 1k
Mgmt ForForForElect Director Robert H. Swan 1l
Mgmt ForForForElect Director Perry M. Traquina 1m
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
Tokio Marine Holdings, Inc.
Meeting Date: 06/29/2020
Record Date: 03/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J86298106
Ticker: 8766
Shares Voted: 61,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 95
Mgmt For For For
Mgmt AgainstAgainstForElect Director Nagano, Tsuyoshi 2.1
Mgmt AgainstAgainstForElect Director Komiya, Satoru 2.2
Mgmt AgainstAgainstForElect Director Yuasa, Takayuki 2.3
Mgmt AgainstAgainstForElect Director Harashima, Akira 2.4
Mgmt AgainstAgainstForElect Director Okada, Kenji 2.5
Mgmt AgainstAgainstForElect Director Hirose, Shinichi 2.6
Mgmt AgainstAgainstForElect Director Mimura, Akio 2.7
Mgmt ForAgainstForElect Director Egawa, Masako 2.8
Mgmt AgainstAgainstForElect Director Mitachi, Takashi 2.9
Mgmt AgainstAgainstForElect Director Endo, Nobuhiro 2.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tokio Marine Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Katanozaka, Shinya 2.11
Mgmt AgainstAgainstForElect Director Handa, Tadashi 2.12
Mgmt AgainstAgainstForElect Director Endo, Yoshinari 2.13
Mgmt ForForForAppoint Statutory Auditor Fujita, Hirokazu 3
Shares Voted: 155,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 95
1
Mgmt AgainstAgainstForElect Director Nagano, Tsuyoshi 2.1
Mgmt AgainstAgainstForElect Director Komiya, Satoru 2.2
Mgmt AgainstAgainstForElect Director Yuasa, Takayuki 2.3
Mgmt AgainstAgainstForElect Director Harashima, Akira 2.4
Mgmt AgainstAgainstForElect Director Okada, Kenji 2.5
Mgmt AgainstAgainstForElect Director Hirose, Shinichi 2.6
Mgmt AgainstAgainstForElect Director Mimura, Akio 2.7
Mgmt ForAgainstForElect Director Egawa, Masako 2.8
Mgmt AgainstAgainstForElect Director Mitachi, Takashi 2.9
Mgmt AgainstAgainstForElect Director Endo, Nobuhiro 2.10
Mgmt AgainstAgainstForElect Director Katanozaka, Shinya 2.11
Mgmt AgainstAgainstForElect Director Handa, Tadashi 2.12
Mgmt AgainstAgainstForElect Director Endo, Yoshinari 2.13
Mgmt ForForForAppoint Statutory Auditor Fujita, Hirokazu 3
Tokio Marine Holdings, Inc.
Meeting Date: 06/29/2020
Record Date: 03/30/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J86298106
Ticker: 8766
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tokio Marine Holdings, Inc.
Shares Voted: 1,265
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Allocation of Income, with a Final Dividend of JPY 95
1
Mgmt AgainstAgainstForElect Director Nagano, Tsuyoshi 2.1
Mgmt AgainstAgainstForElect Director Komiya, Satoru 2.2
Mgmt AgainstAgainstForElect Director Yuasa, Takayuki 2.3
Mgmt AgainstAgainstForElect Director Harashima, Akira 2.4
Mgmt AgainstAgainstForElect Director Okada, Kenji 2.5
Mgmt AgainstAgainstForElect Director Hirose, Shinichi 2.6
Mgmt AgainstAgainstForElect Director Mimura, Akio 2.7
Mgmt ForAgainstForElect Director Egawa, Masako 2.8
Mgmt AgainstAgainstForElect Director Mitachi, Takashi 2.9
Mgmt AgainstAgainstForElect Director Endo, Nobuhiro 2.10
Mgmt AgainstAgainstForElect Director Katanozaka, Shinya 2.11
Mgmt AgainstAgainstForElect Director Handa, Tadashi 2.12
Mgmt AgainstAgainstForElect Director Endo, Yoshinari 2.13
Mgmt ForForForAppoint Statutory Auditor Fujita, Hirokazu 3.1
Accor SA
Meeting Date: 06/30/2020
Record Date: 06/26/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F00189120
Ticker: AC
Shares Voted: 247,839
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Accor SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Absence of Dividends
3
Mgmt AgainstAgainstForReelect Sebastien Bazin as Director 4
Mgmt ForForForReelect Iris Knobloch as Director 5
Mgmt ForForForElect Bruno Pavlovsky as Director 6
Mgmt AgainstAgainstForApprove Transaction with SASP Paris Saint-Germain Football Re: Partnership Agreement
7
Mgmt ForForForRatify Appointment of Ernst & Young et Autres as Auditor
8
Mgmt ForForForApprove Compensation of Corporate Officers 9
Mgmt AgainstAgainstForApprove Compensation of Sebastien Bazin 10
Mgmt AgainstAgainstForApprove Remuneration Policy of Chairman and CEO
11
Mgmt ForForForApprove Remuneration Policy of Directors 12
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
13
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
14
Mgmt ForForForAmend Articles 12 and 15 of Bylaws Re: Employee Representatives; Board Members Deliberation via Written Consultation
15
Mgmt AgainstAgainstForAuthorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer
16
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
17
AXA SA
Meeting Date: 06/30/2020
Record Date: 06/26/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F06106102
Ticker: CS
Shares Voted: 822,597
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.73 per Share
3
Mgmt ForForForApprove Compensation of Corporate Officers 4
Mgmt ForForForApprove Compensation of Denis Duverne, Chairman of the Board
5
Mgmt ForForForApprove Compensation of Thomas Buberl, CEO
6
Mgmt ForForForApprove Remuneration Policy of CEO 7
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
8
Mgmt ForForForApprove Remuneration Policy of Directors 9
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
10
Mgmt ForForForReelect Angelien Kemna as Director 11
Mgmt ForForForReelect Irene Dorner as Director 12
Mgmt ForForForElect Isabel Hudson as Director 13
Mgmt ForForForElect Antoine Gosset-Grainville as Director 14
Mgmt ForForForElect Marie-France Tschudin as Director 15
MgmtShareholder Proposals Submitted by Employees of Axa Group
SH ForForForElect Helen Browne as Director 16
SH AgainstAgainstAgainstElect Jerome Amouyal as Director A
SH AgainstAgainstAgainstElect Constance Reschke as Director B
SH AgainstAgainstAgainstElect Bamba Sall as Director C
SH AgainstAgainstAgainstElect Bruno Guy-Wasier as Director D
SH AgainstAgainstAgainstElect Timothy Leary as Director E
SH AgainstAgainstAgainstElect Ashitkumar Shah as Director F
MgmtOrdinary Business
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
18
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
19
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
Mgmt ForForForAmend Article 10 of Bylaws Re: Employee Representatives
21
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
22
Shares Voted: 840,207
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.73 per Share
3
Mgmt ForForForApprove Compensation of Corporate Officers 4
Mgmt ForForForApprove Compensation of Denis Duverne, Chairman of the Board
5
Mgmt ForForForApprove Compensation of Thomas Buberl, CEO
6
Mgmt ForForForApprove Remuneration Policy of CEO 7
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
8
Mgmt ForForForApprove Remuneration Policy of Directors 9
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
10
Mgmt ForForForReelect Angelien Kemna as Director 11
Mgmt ForForForReelect Irene Dorner as Director 12
Mgmt ForForForElect Isabel Hudson as Director 13
Mgmt ForForForElect Antoine Gosset-Grainville as Director 14
Mgmt ForForForElect Marie-France Tschudin as Director 15
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtShareholder Proposals Submitted by Employees of Axa Group
SH ForForForElect Helen Browne as Director 16
SH AgainstAgainstAgainstElect Jerome Amouyal as Director A
SH AgainstAgainstAgainstElect Constance Reschke as Director B
SH AgainstAgainstAgainstElect Bamba Sall as Director C
SH AgainstAgainstAgainstElect Bruno Guy-Wasier as Director D
SH AgainstAgainstAgainstElect Timothy Leary as Director E
SH AgainstAgainstAgainstElect Ashitkumar Shah as Director F
MgmtOrdinary Business
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
18
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
19
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
Mgmt ForForForAmend Article 10 of Bylaws Re: Employee Representatives
21
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
22
AXA SA
Meeting Date: 06/30/2020
Record Date: 05/21/2020
Country: France
Meeting Type: Annual/Special
Primary Security ID: F06106102
Ticker: CS
Shares Voted: 3,285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Business
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.73 per Share
3
Mgmt ForForForApprove Compensation of Corporate Officers 4
Mgmt ForForForApprove Compensation of Denis Duverne, Chairman of the Board
5
Mgmt ForForForApprove Compensation of Thomas Buberl, CEO
6
Mgmt ForForForApprove Remuneration Policy of CEO 7
Mgmt ForForForApprove Remuneration Policy of Chairman of the Board
8
Mgmt ForForForApprove Remuneration Policy of Directors 9
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
10
Mgmt ForForForReelect Angelien Kemna as Director 11
Mgmt ForForForReelect Irene Dorner as Director 12
Mgmt ForForForElect Isabel Hudson as Director 13
Mgmt ForForForElect Antoine Gosset-Grainville as Director 14
Mgmt ForForForElect Marie-France Tschudin as Director 15
MgmtShareholder Proposal Submitted by Employees of Axa Group
SH ForForForElect Helen Browne as Director 16
MgmtOrdinary Business
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
17
MgmtExtraordinary Business
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
18
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group's Subsidiaries
19
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
20
Mgmt ForForForAmend Article 10 of Bylaws Re: Employee Representatives
21
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
22
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AXA SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtShareholder Proposals Submitted by Employees of Axa Group
SH AgainstAgainstAgainstElect Jerome Amouyal as Director A
SH AgainstAgainstAgainstElect Constance Reschke as Director B
SH AgainstAgainstAgainstElect Bamba Sall as Director C
SH AgainstAgainstAgainstElect Bruno Guy-Wasier as Director D
SH AgainstAgainstAgainstElect Timothy Leary as Director E
SH AgainstAgainstAgainstElect Ashitkumar Shah as Director F
China Vanke Co., Ltd.
Meeting Date: 06/30/2020
Record Date: 05/29/2020
Country: China
Meeting Type: Annual
Primary Security ID: Y77421132
Ticker: 2202
Shares Voted: 67,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2019 Annual Report 3
Mgmt ForForForApprove 2019 Dividend Distribution Plan 4
Mgmt ForForForApprove Appointment of Auditors 5
Mgmt ForForForApprove Authorization of the Company and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties
6
Mgmt AgainstAgainstForApprove Authorization of Guarantee by the Company to Its Majority-Owned Subsidiaries
7
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
8
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 9
Mgmt ForForForAmend Articles of Association 10
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
11
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Vanke Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Directors
12
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Supervisory Committee
13
MgmtELECT EXECUTIVE AND NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Hu Guobin as Director 14.1
Mgmt ForForForElect Li Qiangqiang as Director 14.2
Mgmt ForForForElect Tang Shaojie as Director 14.3
Mgmt ForForForElect Wang Haiwu as Director 14.4
Mgmt ForForForElect Xin Jie as Director 14.5
Mgmt ForForForElect Yu Liang as Director 14.6
Mgmt ForForForElect Zhu Jiusheng as Director 14.7
MgmtELECT INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING
SH AgainstAgainstForElect Zhang Yichen as Director 15.1
Mgmt AgainstAgainstForElect Kang Dian as Director 15.2
Mgmt AgainstAgainstForElect Liu Shuwei as Director 15.3
Mgmt AgainstAgainstForElect Ng Kar Ling, Johnny as Director 15.4
MgmtELECT SUPERVISORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Li Miao as Supervisor 16.1
Mgmt ForForForElect Xie Dong as Supervisor 16.2
Shares Voted: 30,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForApprove 2019 Report of the Board of Directors
1
Mgmt ForForForApprove 2019 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2019 Annual Report 3
Mgmt ForForForApprove 2019 Dividend Distribution Plan 4
Mgmt ForForForApprove Appointment of Auditors 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Vanke Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Authorization of the Company and Its Majority-Owned Subsidiaries to Provide Financial Assistance to Third Parties
6
Mgmt AgainstAgainstForApprove Authorization of Guarantee by the Company to Its Majority-Owned Subsidiaries
7
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
8
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 9
Mgmt ForForForAmend Articles of Association 10
Mgmt ForForForAmend Rules and Procedures Regarding General Meetings of Shareholders
11
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Board of Directors
12
Mgmt ForForForAmend Rules and Procedures Regarding Meetings of Supervisory Committee
13
MgmtELECT EXECUTIVE AND NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Hu Guobin as Director 14.1
Mgmt ForForForElect Li Qiangqiang as Director 14.2
Mgmt ForForForElect Tang Shaojie as Director 14.3
Mgmt ForForForElect Wang Haiwu as Director 14.4
Mgmt ForForForElect Xin Jie as Director 14.5
Mgmt ForForForElect Yu Liang as Director 14.6
Mgmt ForForForElect Zhu Jiusheng as Director 14.7
MgmtELECT INDEPENDENT NON-EXECUTIVE DIRECTORS VIA CUMULATIVE VOTING
SH AgainstAgainstForElect Zhang Yichen as Director 15.1
Mgmt AgainstAgainstForElect Kang Dian as Director 15.2
Mgmt AgainstAgainstForElect Liu Shuwei as Director 15.3
Mgmt AgainstAgainstForElect Ng Kar Ling, Johnny as Director 15.4
MgmtELECT SUPERVISORS VIA CUMULATIVE VOTING
Mgmt ForForForElect Li Miao as Supervisor 16.1
Mgmt ForForForElect Xie Dong as Supervisor 16.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Vanke Co., Ltd.
Meeting Date: 06/30/2020
Record Date: 05/29/2020
Country: China
Meeting Type: Special
Primary Security ID: Y77421132
Ticker: 2202
Shares Voted: 67,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 1
Shares Voted: 30,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtCLASS MEETING FOR HOLDERS OF H SHARES
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 1
DNB ASA
Meeting Date: 06/30/2020
Record Date: 06/23/2020
Country: Norway
Meeting Type: Annual
Primary Security ID: R1640U124
Ticker: DNB
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Open Meeting; Elect Chairman of Meeting Mgmt
Mgmt Do Not Vote
ForForApprove Notice of Meeting and Agenda 2
Mgmt Do Not Vote
ForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports
4
Mgmt Do Not Vote
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)
5a
Mgmt Do Not Vote
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
5b
Mgmt Do Not Vote
ForForApprove Company's Corporate Governance Statement
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DNB ASA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Remuneration of Auditors 7
Mgmt Do Not Vote
ForForApprove Reduction in Share Capital via Share Cancellation
8
Mgmt Do Not Vote
ForForAmend Articles 9
Mgmt Do Not Vote
ForForAuthorize Board to Raise Subordinated Loan 10
Mgmt Do Not Vote
ForForElect Directors 11
Mgmt Do Not Vote
ForForElect Members of Nominating Committee 12
Mgmt Do Not Vote
ForForApprove Remuneration of Directors and Nominating Committee
13
Shares Voted: 4,888
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOpen Meeting; Elect Chairman of Meeting 1
Mgmt ForForForApprove Notice of Meeting and Agenda 2
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt ForForForAccept Financial Statements and Statutory Reports
4
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)
5a
Mgmt ForForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
5b
Mgmt ForForForApprove Company's Corporate Governance Statement
6
Mgmt ForForForApprove Remuneration of Auditors 7
Mgmt ForForForApprove Reduction in Share Capital via Share Cancellation
8
Mgmt ForForForAmend Articles 9
Mgmt ForForForAuthorize Board to Raise Subordinated Loan 10
Mgmt ForForForElect Directors 11
Mgmt ForForForElect Members of Nominating Committee 12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DNB ASA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Remuneration of Directors and Nominating Committee
13
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOpen Meeting; Elect Chairman of Meeting 1
Mgmt Do Not Vote
ForForApprove Notice of Meeting and Agenda 2
Mgmt Do Not Vote
ForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt Do Not Vote
ForForAccept Financial Statements and Statutory Reports
4
Mgmt Do Not Vote
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Advisory)
5a
Mgmt Do Not Vote
ForForApprove Remuneration Policy And Other Terms of Employment For Executive Management (Binding)
5b
Mgmt Do Not Vote
ForForApprove Company's Corporate Governance Statement
6
Mgmt Do Not Vote
ForForApprove Remuneration of Auditors 7
Mgmt Do Not Vote
ForForApprove Reduction in Share Capital via Share Cancellation
8
Mgmt Do Not Vote
ForForAmend Articles 9
Mgmt Do Not Vote
ForForAuthorize Board to Raise Subordinated Loan 10
Mgmt Do Not Vote
ForForElect Directors 11
Mgmt Do Not Vote
ForForElect Members of Nominating Committee 12
Mgmt Do Not Vote
ForForApprove Remuneration of Directors and Nominating Committee
13
MGP Ingredients, Inc.
Meeting Date: 06/30/2020
Record Date: 05/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 55303J106
Ticker: MGPI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
MGP Ingredients, Inc.
Shares Voted: 4,952
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director James L. Bareuther Mgmt For For For
Mgmt ForForForElect Director Terrence P. Dunn 1b
Mgmt ForForForElect Director Anthony P. Foglio 1c
Mgmt ForForForElect Director Kerry A. Walsh Skelly 1d
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 2,331
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James L. Bareuther 1a
Mgmt ForForForElect Director Terrence P. Dunn 1b
Mgmt ForForForElect Director Anthony P. Foglio 1c
Mgmt ForForForElect Director Kerry A. Walsh Skelly 1d
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
National Energy Services Reunited Corp.
Meeting Date: 06/30/2020
Record Date: 05/22/2020
Country: Virgin Isl (UK)
Meeting Type: Annual
Primary Security ID: G6375R107
Ticker: NESR
Shares Voted: 94,183
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Antonio J. Campo Mejia Mgmt For Against Against
Mgmt AgainstAgainstForElect Director Nadhmi Al-Nasr 1.2
Mgmt ForForForElect Director Amr Al Menhali 1.3
Mgmt ForForForElect Director Andrew Waite 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
National Energy Services Reunited Corp.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Hala Zeibak 1.5
Mgmt ForForForRatify KPMG as Auditors 2
Shares Voted: 6,073
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Antonio J. Campo Mejia 1.1
Mgmt AgainstAgainstForElect Director Nadhmi Al-Nasr 1.2
Mgmt ForForForElect Director Amr Al Menhali 1.3
Mgmt ForForForElect Director Andrew Waite 1.4
Mgmt ForForForElect Director Hala Zeibak 1.5
Mgmt ForForForRatify KPMG as Auditors 2
Orion Engineered Carbons SA
Meeting Date: 06/30/2020
Record Date: 04/23/2020
Country: Luxembourg
Meeting Type: Annual
Primary Security ID: L72967109
Ticker: OEC
Shares Voted: 88,252
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForElect Kerry A. Galvin as Director 1.1
Mgmt ForForForElect Paul Huck as Director 1.2
Mgmt ForForForElect Mary Lindsey as Director 1.3
Mgmt ForForForElect Didier Miraton as Director 1.4
Mgmt ForForForElect Yi Hyon Paik as Director 1.5
Mgmt ForForForElect Corning F. Painter as Director 1.6
Mgmt ForForForElect Dan F. Smith as Director 1.7
Mgmt ForForForElect Hans-Dietrich Winkhaus as Director 1.8
Mgmt ForForForElect Michel Wurth as Director 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Orion Engineered Carbons SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Remuneration of Board of Directors 4
Mgmt ForForForApprove Annual Accounts 5
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
6
Mgmt ForForForApprove Allocation of Income and Interim Dividends
7
Mgmt ForForForApprove Discharge of Directors 8
Mgmt ForForForApprove Discharge of Auditors 9
Mgmt ForForForAppointment of Ernst & Young, Luxembourg as Auditor
10
Mgmt ForForForAppointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft as Auditor
11
Shares Voted: 148,204
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForElect Kerry A. Galvin as Director 1.1
Mgmt ForForForElect Paul Huck as Director 1.2
Mgmt ForForForElect Mary Lindsey as Director 1.3
Mgmt ForForForElect Didier Miraton as Director 1.4
Mgmt ForForForElect Yi Hyon Paik as Director 1.5
Mgmt ForForForElect Corning F. Painter as Director 1.6
Mgmt ForForForElect Dan F. Smith as Director 1.7
Mgmt ForForForElect Hans-Dietrich Winkhaus as Director 1.8
Mgmt ForForForElect Michel Wurth as Director 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForApprove Remuneration of Board of Directors 4
Mgmt ForForForApprove Annual Accounts 5
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Orion Engineered Carbons SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Interim Dividends
7
Mgmt ForForForApprove Discharge of Directors 8
Mgmt ForForForApprove Discharge of Auditors 9
Mgmt ForForForAppointment of Ernst & Young, Luxembourg as Auditor
10
Mgmt ForForForAppointment of Ernst & Young GmbH Wirtschaftsprüfungsgesellschaft as Auditor
11
Plymouth Industrial REIT, Inc.
Meeting Date: 07/01/2020
Record Date: 04/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 729640102
Ticker: PLYM
Shares Voted: 7,911
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martin Barber Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Philip S. Cottone 1.2
Mgmt WithholdWithholdForElect Director Richard J. DeAgazio 1.3
Mgmt ForForForElect Director David G. Gaw 1.4
Mgmt ForForForElect Director Pendleton P. White, Jr. 1.5
Mgmt ForForForElect Director Jeffrey E. Witherell 1.6
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 11,111
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Martin Barber 1.1
Mgmt WithholdWithholdForElect Director Philip S. Cottone 1.2
Mgmt WithholdWithholdForElect Director Richard J. DeAgazio 1.3
Mgmt ForForForElect Director David G. Gaw 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Plymouth Industrial REIT, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Pendleton P. White, Jr. 1.5
Mgmt ForForForElect Director Jeffrey E. Witherell 1.6
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
YELP INC.
Meeting Date: 07/01/2020
Record Date: 05/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 985817105
Ticker: YELP
Shares Voted: 1,309,698
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Diane M. Irvine Mgmt For For For
Mgmt ForForForElect Director Christine Barone 1.2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Shares Voted: 1,585,322
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Diane M. Irvine 1.1
Mgmt ForForForElect Director Christine Barone 1.2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForDeclassify the Board of Directors 4
Andritz AG
Meeting Date: 07/07/2020
Record Date: 06/27/2020
Country: Austria
Meeting Type: Annual
Primary Security ID: A11123105
Ticker: ANDR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Andritz AG
Shares Voted: 110,411
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.50 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForApprove Remuneration of Supervisory Board Members
5
Mgmt ForForForRatify KPMG Austria GmbH as Auditors for Fiscal 2020
6
Mgmt ForForForElect Wolfgang Bernhard as Supervisory Board Member
7
Mgmt AgainstAgainstForApprove Remuneration Policy 8
Mgmt ForForForApprove Stock Option Plan for Key Employees 9
Shares Voted: 28,064
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtReceive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting)
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.50 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForApprove Remuneration of Supervisory Board Members
5
Mgmt ForForForRatify KPMG Austria GmbH as Auditors for Fiscal 2020
6
Mgmt ForForForElect Wolfgang Bernhard as Supervisory Board Member
7
Mgmt AgainstAgainstForApprove Remuneration Policy 8
Mgmt ForForForApprove Stock Option Plan for Key Employees 9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Aeroportuario del Centro Norte SAB de CV
Meeting Date: 07/07/2020
Record Date: 06/22/2020
Country: Mexico
Meeting Type: Annual/Special
Primary Security ID: P49530101
Ticker: OMAB
Shares Voted: 11,657
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary Business
Mgmt ForForForPresent Board of Directors' Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law
1
Mgmt ForForForPresent CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law
2
Mgmt ForForForPresent Board of Directors' Reports in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report
3
Mgmt ForForForApprove Allocation of Income 4
Mgmt ForForForSet Aggregate Nominal Amount of Share Repurchase
5
Mgmt AgainstAgainstForDischarge, Elect or Ratify Directors; Elect or Ratify Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration
6
Mgmt ForForForAppoint Legal Representatives 7
MgmtExtraordinary Business
Mgmt ForForForApprove Cancellation of Series B Repurchased Shares and Consequently Reduction in Fixed Portion of Share Capital and Amend Article 6
1
Mgmt ForForForAppoint Legal Representatives 2
Shares Voted: 9,515
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
MgmtOrdinary Business
Mgmt ForForForPresent Board of Directors' Reports in Compliance with Article 28, Section IV (D and E) of Stock Market Law
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Grupo Aeroportuario del Centro Norte SAB de CV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForPresent CEO and External Auditor Report in Compliance with Article 28, Section IV (B) of Stock Market Law
2
Mgmt ForForForPresent Board of Directors' Reports in Accordance with Article 28, Section IV (A and C) of Stock Market Law Including Tax Report
3
Mgmt ForForForApprove Allocation of Income 4
Mgmt ForForForSet Aggregate Nominal Amount of Share Repurchase
5
Mgmt AgainstAgainstForDischarge, Elect or Ratify Directors; Elect or Ratify Chairmen of Audit, Corporate Practices, Finance, Planning and Sustainability Committees; Approve their Remuneration
6
Mgmt ForForForAppoint Legal Representatives 7
MgmtExtraordinary Business
Mgmt ForForForApprove Cancellation of Series B Repurchased Shares and Consequently Reduction in Fixed Portion of Share Capital and Amend Article 6
1
Mgmt ForForForAppoint Legal Representatives 2
CRA International, Inc.
Meeting Date: 07/08/2020
Record Date: 05/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 12618T105
Ticker: CRAI
Shares Voted: 54,689
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard D. Booth Mgmt For For For
Mgmt WithholdWithholdForElect Director William F. Concannon 1.2
Mgmt ForForForElect Director Christine R. Detrick 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Shares Voted: 74,493
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CRA International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard D. Booth 1.1
Mgmt WithholdWithholdForElect Director William F. Concannon 1.2
Mgmt ForForForElect Director Christine R. Detrick 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Petroleo Brasileiro SA
Meeting Date: 07/09/2020
Record Date: 06/19/2020
Country: Brazil
Meeting Type: Special
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 126,514
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Additional High Standard Reputation Requirements for the Senior Management and Fiscal Council Members and Inclusion of these Requirements in the Nomination Policy
1
Mgmt ForForForAmend Articles and Consolidate Bylaws 2
Shares Voted: 467,646
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForApprove Additional High Standard Reputation Requirements for the Senior Management and Fiscal Council Members and Inclusion of these Requirements in the Nomination Policy
1
Mgmt ForForForAmend Articles and Consolidate Bylaws 2
Siemens AG
Meeting Date: 07/09/2020
Record Date:
Country: Germany
Meeting Type: Special
Primary Security ID: D69671218
Ticker: SIE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Siemens AG
Shares Voted: 236,643
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Spin-Off and Takeover Agreement with Siemens Energy AG
Mgmt For For For
Shares Voted: 150,041
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Spin-Off and Takeover Agreement with Siemens Energy AG
1
Siemens AG
Meeting Date: 07/09/2020
Record Date: 06/18/2020
Country: Germany
Meeting Type: Special
Primary Security ID: D69671218
Ticker: SIE
Shares Voted: 2,207
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Spin-Off and Takeover Agreement with Siemens Energy AG
1
SH AgainstAgainstAgainstAdditional Proposals Presented at the Meeting 2
SH AgainstAgainstAgainstAdditional Proposals Presented at the Meeting 3
SH AgainstAgainstAgainstAdditional Proposals Presented at the Meeting 4
SH AgainstAgainstAgainstCounter Motion A A
SH AgainstAgainstAgainstCounter Motion B B
SH AgainstAgainstAgainstCounter Motion C C
SH AgainstAgainstAgainstCounter Motion D D
SH AgainstAgainstAgainstCounter Motion E E
SH AgainstAgainstAgainstCounter Motion F F
SH AgainstAgainstAgainstCounter Motion G
SH AgainstAgainstAgainstCounter Motion H
SH AgainstAgainstAgainstCounter Motion I
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BMO Funds, Inc.
Meeting Date: 07/10/2020
Record Date: 05/14/2020
Country: USA
Meeting Type: Special
Primary Security ID: ZZZZ00066090
Ticker: N/A
Shares Voted: 1,994,135
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marie-Renee Bakker Mgmt For For For
Mgmt ForForForElect Director John M. Blaser 1.2
Mgmt WithholdWithholdForElect Director Ridge A. Braunschweig 1.3
Mgmt ForForForElect Director Teresa V. Jankovic 1.4
Mgmt WithholdWithholdForElect Director John A. Lubs 1.5
Mgmt WithholdWithholdForElect Director Vincent P. Lyles 1.6
Mgmt ForForForElect Director Daniela O'Leary-Gill 1.7
Mgmt WithholdWithholdForElect Director Barbara J. Pope 1.8
Industria de Diseno Textil SA
Meeting Date: 07/14/2020
Record Date: 07/09/2020
Country: Spain
Meeting Type: Annual
Primary Security ID: E6282J125
Ticker: ITX
Shares Voted: 2,441
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Standalone Financial Statements Mgmt For For For
Mgmt ForForForApprove Consolidated Financial Statements and Discharge of Board
2
Mgmt ForForForApprove Non-Financial Information Statement 3
Mgmt ForForForApprove Allocation of Income 4
Mgmt ForForForApprove Dividends Charged Against Unrestricted Reserves
5
Mgmt ForForForReelect Pontegadea Inversiones SL as Director
6.a
Mgmt ForForForReelect Denise Patricia Kingsmill as Director 6.b
Mgmt ForForForRatify Appointment of and Elect Anne Lange as Director
6.c
Mgmt ForForForRenew Appointment of Deloitte as Auditor 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Industria de Diseno Textil SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles Re: Remote Attendance to General Meetings
8.a
Mgmt ForForForApprove Restated Articles of Association 8.b
Mgmt ForForForAmend Article 6 of General Meeting Regulations Re: Competences of General Meetings
9.a
Mgmt ForForForAmend Articles of General Meeting Regulations Re: Remote Attendance
9.b
Mgmt ForForForApprove Restated General Meeting Regulations
9.c
Mgmt ForForForAdvisory Vote on Remuneration Report 10
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
11
MgmtReceive Amendments to Board of Directors Regulations
12
PT Indofood Sukses Makmur Tbk
Meeting Date: 07/15/2020
Record Date: 06/22/2020
Country: Indonesia
Meeting Type: Annual
Primary Security ID: Y7128X128
Ticker: INDF
Shares Voted: 2,520,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Annual Report and Statutory Reports Mgmt For For For
Mgmt ForForForAccept Financial Statement 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Remuneration of Directors and Commissioners
4
Mgmt ForForForApprove Purwantono, Sungkoro & Surja as Auditors and Authorize Board to Fix Their Remuneration
5
Shares Voted: 1,107,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Annual Report and Statutory Reports 1
Mgmt ForForForAccept Financial Statement 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PT Indofood Sukses Makmur Tbk
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income 3
Mgmt ForForForApprove Remuneration of Directors and Commissioners
4
Mgmt ForForForApprove Purwantono, Sungkoro & Surja as Auditors and Authorize Board to Fix Their Remuneration
5
Reliance Industries Ltd.
Meeting Date: 07/15/2020
Record Date: 07/08/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y72596102
Ticker: 500325
Shares Voted: 22,568
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.a Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
1.b
Mgmt ForForForApprove Dividends 2
Mgmt ForForForReelect Hital R. Meswani as Director 3
Mgmt ForForForReelect P.M.S. Prasad as Director 4
Mgmt ForForForApprove Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director
5
Mgmt ForForForElect K. V. Chowdary as Director 6
Mgmt ForForForApprove Remuneration of Cost Auditors 7
Shares Voted: 9,933
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1.a
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
1.b
Mgmt ForForForApprove Dividends 2
Mgmt ForForForReelect Hital R. Meswani as Director 3
Mgmt ForForForReelect P.M.S. Prasad as Director 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Reliance Industries Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Reappointment and Remuneration of Hital R. Meswani as a Whole-time Director
5
Mgmt ForForForElect K. V. Chowdary as Director 6
Mgmt ForForForApprove Remuneration of Cost Auditors 7
VMware, Inc.
Meeting Date: 07/15/2020
Record Date: 05/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 928563402
Ticker: VMW
Shares Voted: 676,071
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony Bates Mgmt For For For
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Shares Voted: 156,222
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Anthony Bates 1a
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Ennis, Inc.
Meeting Date: 07/16/2020
Record Date: 05/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 293389102
Ticker: EBF
Shares Voted: 34,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Aaron Carter Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ennis, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Director Gary S. Mozina 1.2
Mgmt AgainstAgainstForElect Director Keith S. Walters 1.3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForOther Business 4
Shares Voted: 11,964
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Aaron Carter 1.1
Mgmt AgainstAgainstForElect Director Gary S. Mozina 1.2
Mgmt AgainstAgainstForElect Director Keith S. Walters 1.3
Mgmt ForForForRatify Grant Thornton LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForOther Business 4
Gulfport Energy Corporation
Meeting Date: 07/16/2020
Record Date: 06/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 402635304
Ticker: GPOR
Shares Voted: 500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director David M. Wood Mgmt For For For
Mgmt ForForForElect Director Alvin Bledsoe 1B
Mgmt ForForForElect Director Deborah G. Adams 1C
Mgmt ForForForElect Director Samantha Holroyd 1D
Mgmt ForForForElect Director Valerie Jochen 1E
Mgmt ForForForElect Director C. Doug Johnson 1F
Mgmt ForForForElect Director Ben T. Morris 1G
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gulfport Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John W. Somerhalder, II 1H
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Mgmt ForForForApprove Tax Benefits Preservation Plan 4
Mavi Giyim Sanayive ve Ticaret AS
Meeting Date: 07/16/2020
Record Date:
Country: Turkey
Meeting Type: Annual
Primary Security ID: M68551114
Ticker: MAVI
Shares Voted: 59,142
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAccept Board Report 2
Mgmt ForForForAccept Audit Report 3
Mgmt ForForForAccept Financial Statements 4
Mgmt ForForForApprove Discharge of Board 5
MgmtReceive Information on Remuneration Policy and Director Remuneration for 2019
6
Mgmt ForForForApprove Director Remuneration 7
Mgmt ForForForRatify External Auditors 8
Mgmt ForForForApprove Allocation of Income 9
Mgmt ForForForApprove Upper Limit of Donations for the Current Fiscal Year and Receive Information on Donations Made in Previous Fiscal Year
10
MgmtReceive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
11
Mgmt ForForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles
12
MgmtWishes 13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mavi Giyim Sanayive ve Ticaret AS
Shares Voted: 26,192
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAccept Board Report 2
Mgmt ForForForAccept Audit Report 3
Mgmt ForForForAccept Financial Statements 4
Mgmt ForForForApprove Discharge of Board 5
MgmtReceive Information on Remuneration Policy and Director Remuneration for 2019
6
Mgmt ForForForApprove Director Remuneration 7
Mgmt ForForForRatify External Auditors 8
Mgmt ForForForApprove Allocation of Income 9
Mgmt ForForForApprove Upper Limit of Donations for the Current Fiscal Year and Receive Information on Donations Made in Previous Fiscal Year
10
MgmtReceive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
11
Mgmt ForForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose and Receive Information in Accordance to Article 1.3.6 of Corporate Governance Principles
12
MgmtWishes 13
China Yuchai International Limited
Meeting Date: 07/17/2020
Record Date: 06/01/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G21082105
Ticker: CYD
Shares Voted: 55,915
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
3.1 Elect Kwek Leng Peck as Director Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Gan Khai Choon as Director 3.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Yuchai International Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Hoh Weng Ming as Director 3.3
Mgmt WithholdWithholdForElect Neo Poh Kiat as Director 3.4
Mgmt WithholdWithholdForElect Yan Ping as Director 3.5
Mgmt WithholdWithholdForElect Han Yiyong as Director 3.6
Mgmt WithholdWithholdForElect Ho Raymond Chi-Keung as Director 3.7
Mgmt WithholdWithholdForElect Tan Eng Kwee as Director 3.8
Mgmt WithholdWithholdForElect Xie Tao as Director 3.9
Mgmt ForForForAdopt Financial Statements and Directors' and Auditors' Reports
1
Mgmt ForForForApprove Increase in the Limit of Directors' Fees
2
Mgmt AgainstAgainstForAuthorize Board to Appoint Up to the Maximum of 11 Directors
4
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration
5
Shares Voted: 47,886
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Kwek Leng Peck as Director 3.1
Mgmt WithholdWithholdForElect Gan Khai Choon as Director 3.2
Mgmt WithholdWithholdForElect Hoh Weng Ming as Director 3.3
Mgmt WithholdWithholdForElect Neo Poh Kiat as Director 3.4
Mgmt WithholdWithholdForElect Yan Ping as Director 3.5
Mgmt WithholdWithholdForElect Han Yiyong as Director 3.6
Mgmt WithholdWithholdForElect Ho Raymond Chi-Keung as Director 3.7
Mgmt WithholdWithholdForElect Tan Eng Kwee as Director 3.8
Mgmt WithholdWithholdForElect Xie Tao as Director 3.9
Mgmt ForForForAdopt Financial Statements and Directors' and Auditors' Reports
1
Mgmt ForForForApprove Increase in the Limit of Directors' Fees
2
Mgmt AgainstAgainstForAuthorize Board to Appoint Up to the Maximum of 11 Directors
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Yuchai International Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Ernst & Young LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration
5
PSG Group Ltd.
Meeting Date: 07/17/2020
Record Date: 07/10/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S5959A107
Ticker: PSG
Shares Voted: 54,208
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Re-elect Patrick Burton as Director Mgmt For For For
Mgmt ForForForRe-elect Bridgitte Mathews as Director 1.2
Mgmt ForForForRe-elect Jan Mouton as Director 1.3
Mgmt ForForForRe-elect Patrick Burton as Member of the Audit and Risk Committee
2.1
Mgmt ForForForRe-elect Modi Hlobo as Member of the Audit and Risk Committee
2.2
Mgmt ForForForRe-elect Bridgitte Mathews as Member of the Audit and Risk Committee
2.3
Mgmt AgainstAgainstForRe-elect Chris Otto as Member of the Audit and Risk Committee
2.4
Mgmt ForForForReappoint PricewaterhouseCoopers Inc as Auditors with B Deegan as the Designated Auditor
3
Mgmt AgainstAgainstForApprove Remuneration Policy 4
Mgmt ForForForApprove Implementation Report on the Remuneration Policy
5
Mgmt ForForForAuthorise Board to Issue Shares for Cash 6
Mgmt ForForForApprove Remuneration of Non-executive Directors
7
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
8.1
Mgmt AgainstAgainstForApprove Financial Assistance in Terms of Section 44 of the Companies Act
8.2
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PSG Group Ltd.
Shares Voted: 23,962
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Patrick Burton as Director 1.1
Mgmt ForForForRe-elect Bridgitte Mathews as Director 1.2
Mgmt ForForForRe-elect Jan Mouton as Director 1.3
Mgmt ForForForRe-elect Patrick Burton as Member of the Audit and Risk Committee
2.1
Mgmt ForForForRe-elect Modi Hlobo as Member of the Audit and Risk Committee
2.2
Mgmt ForForForRe-elect Bridgitte Mathews as Member of the Audit and Risk Committee
2.3
Mgmt AgainstAgainstForRe-elect Chris Otto as Member of the Audit and Risk Committee
2.4
Mgmt ForForForReappoint PricewaterhouseCoopers Inc as Auditors with B Deegan as the Designated Auditor
3
Mgmt AgainstAgainstForApprove Remuneration Policy 4
Mgmt ForForForApprove Implementation Report on the Remuneration Policy
5
Mgmt ForForForAuthorise Board to Issue Shares for Cash 6
Mgmt ForForForApprove Remuneration of Non-executive Directors
7
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
8.1
Mgmt AgainstAgainstForApprove Financial Assistance in Terms of Section 44 of the Companies Act
8.2
Mgmt ForForForAuthorise Repurchase of Issued Share Capital 9
HDFC Bank Limited
Meeting Date: 07/18/2020
Record Date: 07/11/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y3119P190
Ticker: 500180
Shares Voted: 114,656
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Standalone Financial Statements and Statutory Reports
Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HDFC Bank Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Special Interim Dividend 3
Mgmt ForForForReelect Kaizad Bharucha as Director 4
Mgmt ForForForAuthorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors
5
Mgmt ForForForAuthorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants
6
Mgmt ForForForReelect Malay Patel as Director 7
Mgmt ForForForApprove Reappointment and Remuneration of Kaizad Bharucha as Executive Director
8
Mgmt AgainstAgainstForElect Renu Karnad as Director 9
Mgmt ForForForApprove Related Party Transactions with Housing Development Finance Corporation Limited
10
Mgmt ForForForApprove Related Party Transactions with HDB Financial Services Limited
11
Mgmt ForForForAuthorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis
12
Shares Voted: 50,155
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Standalone Financial Statements and Statutory Reports
1
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Special Interim Dividend 3
Mgmt ForForForReelect Kaizad Bharucha as Director 4
Mgmt ForForForAuthorize Board to Fix Remuneration of MSKA & Associates, Chartered Accountants as Statutory Auditors
5
Mgmt ForForForAuthorize Board to Ratify Additional Remuneration for MSKA & Associates, Chartered Accountants
6
Mgmt ForForForReelect Malay Patel as Director 7
Mgmt ForForForApprove Reappointment and Remuneration of Kaizad Bharucha as Executive Director
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HDFC Bank Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Renu Karnad as Director 9
Mgmt ForForForApprove Related Party Transactions with Housing Development Finance Corporation Limited
10
Mgmt ForForForApprove Related Party Transactions with HDB Financial Services Limited
11
Mgmt ForForForAuthorize Issuance of Unsecured Perpetual Debt Instruments, Tier II Capital Bonds and Long Term Bonds on Private Placement Basis
12
Hitachi Construction Machinery Co., Ltd.
Meeting Date: 07/20/2020
Record Date: 05/31/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J20244109
Ticker: 6305
Shares Voted: 328,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Okuhara, Kazushige Mgmt For For For
Mgmt ForForForElect Director Kikuchi, Maoko 1.2
Mgmt ForForForElect Director Toyama, Haruyuki 1.3
Mgmt ForForForElect Director Hirakawa, Junko 1.4
Mgmt ForForForElect Director Katsurayama, Tetsuo 1.5
Mgmt ForForForElect Director Takahashi, Hideaki 1.6
Mgmt ForForForElect Director Tabuchi, Michifumi 1.7
Mgmt ForForForElect Director Toyoshima, Seishi 1.8
Mgmt ForForForElect Director Hirano, Kotaro 1.9
Mgmt ForForForElect Director Minami, Kuniaki 1.10
Shares Voted: 349,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Okuhara, Kazushige 1.1
Mgmt ForForForElect Director Kikuchi, Maoko 1.2
Mgmt ForForForElect Director Toyama, Haruyuki 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hitachi Construction Machinery Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Hirakawa, Junko 1.4
Mgmt ForForForElect Director Katsurayama, Tetsuo 1.5
Mgmt ForForForElect Director Takahashi, Hideaki 1.6
Mgmt ForForForElect Director Tabuchi, Michifumi 1.7
Mgmt ForForForElect Director Toyoshima, Seishi 1.8
Mgmt ForForForElect Director Hirano, Kotaro 1.9
Mgmt ForForForElect Director Minami, Kuniaki 1.10
Topsports International Holdings Limited
Meeting Date: 07/20/2020
Record Date: 07/14/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G8924B104
Ticker: 6110
Shares Voted: 3,071,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForElect Yu Wu as Director 4a1
Mgmt ForForForElect Sheng Baijiao as Director 4a2
Mgmt ForForForElect Sheng Fang as Director 4a3
Mgmt ForForForElect Chow Kyan Mervyn as Director 4a4
Mgmt ForForForElect Yung Josephine Yuen Ching as Director 4a5
Mgmt ForForForElect Hu Xiaoling as Director 4a6
Mgmt AgainstAgainstForElect Lam Yiu Kin as Director 4a7
Mgmt ForForForElect Hua Bin as Director 4a8
Mgmt AgainstAgainstForElect Huang Victor as Director 4a9
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
4b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Topsports International Holdings Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Shares Voted: 7,474,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForElect Yu Wu as Director 4a1
Mgmt ForForForElect Sheng Baijiao as Director 4a2
Mgmt ForForForElect Sheng Fang as Director 4a3
Mgmt ForForForElect Chow Kyan Mervyn as Director 4a4
Mgmt ForForForElect Yung Josephine Yuen Ching as Director 4a5
Mgmt ForForForElect Hu Xiaoling as Director 4a6
Mgmt AgainstAgainstForElect Lam Yiu Kin as Director 4a7
Mgmt ForForForElect Hua Bin as Director 4a8
Mgmt AgainstAgainstForElect Huang Victor as Director 4a9
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
4b
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
ICON plc
Meeting Date: 07/21/2020
Record Date: 05/29/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G4705A100
Ticker: ICLR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ICON plc
Shares Voted: 372,746
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mary Pendergast Mgmt For For For
Mgmt ForForForElect Director Hugh Brady 1.2
Mgmt ForForForElect Director Ronan Murphy 1.3
Mgmt ForForForElect Director Julie O'Neill 1.4
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForForAuthorize Issue of Equity 4
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights
5
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
6
Mgmt ForForForAuthorize Share Repurchase Program 7
Mgmt ForForForApprove the Price Range for the Reissuance of Shares
8
Shares Voted: 640,379
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mary Pendergast 1.1
Mgmt ForForForElect Director Hugh Brady 1.2
Mgmt ForForForElect Director Ronan Murphy 1.3
Mgmt ForForForElect Director Julie O'Neill 1.4
Mgmt ForForForAccept Financial Statements and Statutory Reports
2
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
3
Mgmt ForForForAuthorize Issue of Equity 4
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights
5
Mgmt ForForForAuthorize Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ICON plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Share Repurchase Program 7
Mgmt ForForForApprove the Price Range for the Reissuance of Shares
8
Ulker Biskuvi Sanayi AS
Meeting Date: 07/21/2020
Record Date:
Country: Turkey
Meeting Type: Annual
Primary Security ID: M90358108
Ticker: ULKER
Shares Voted: 100,868
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAuthorize Presiding Council to Sign Minutes of Meeting
2
Mgmt ForForForAccept Board Report 3
Mgmt ForForForAccept Audit Report 4
Mgmt ForForForAccept Financial Statements 5
Mgmt ForForForApprove Discharge of Board 6
MgmtReceive Information on Remuneration Policy 7
Mgmt AgainstAgainstForElect Directors 8
Mgmt ForForForApprove Allocation of Income 9
Mgmt AgainstAgainstForAmend Company Article 10 10
Mgmt ForForForApprove Profit Distribution Policy 11
Mgmt ForForForRatify External Auditors 12
Mgmt AgainstAgainstForApprove Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
13
MgmtReceive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
14
Mgmt ForForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
MgmtClose Meeting 16
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ulker Biskuvi Sanayi AS
Shares Voted: 44,209
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForOpen Meeting and Elect Presiding Council of Meeting
1
Mgmt ForForForAuthorize Presiding Council to Sign Minutes of Meeting
2
Mgmt ForForForAccept Board Report 3
Mgmt ForForForAccept Audit Report 4
Mgmt ForForForAccept Financial Statements 5
Mgmt ForForForApprove Discharge of Board 6
MgmtReceive Information on Remuneration Policy 7
Mgmt AgainstAgainstForElect Directors 8
Mgmt ForForForApprove Allocation of Income 9
Mgmt AgainstAgainstForAmend Company Article 10 10
Mgmt ForForForApprove Profit Distribution Policy 11
Mgmt ForForForRatify External Auditors 12
Mgmt AgainstAgainstForApprove Upper Limit of Donations for 2020 and Receive Information on Donations Made in 2019
13
MgmtReceive Information on Guarantees, Pledges and Mortgages Provided to Third Parties
14
Mgmt ForForForGrant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose
15
MgmtClose Meeting 16
Carter Bank & Trust
Meeting Date: 07/22/2020
Record Date: 05/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 146102108
Ticker: CARE
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carter Bank & Trust
Shares Voted: 8,425
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael R. Bird Mgmt For For For
Mgmt ForForForElect Director Robert W. Conner 1.2
Mgmt ForForForElect Director Gregory W. Feldmann 1.3
Mgmt ForForForElect Director Chester A. Gallimore 1.4
Mgmt ForForForElect Director Charles E. Hall 1.5
Mgmt ForForForElect Director James W. Haskins 1.6
Mgmt ForForForElect Director Phyllis Q. Karavatakis 1.7
Mgmt ForForForElect Director Lanny A. Kyle 1.8
Mgmt ForForForElect Director E. Warren Matthews 1.9
Mgmt ForForForElect Director Catharine L. Midkiff 1.10
Mgmt ForForForElect Director Joseph E. Pigg 1.11
Mgmt ForForForElect Director Litz H. Van Dyke 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Mgmt AgainstAgainstForAuthorize New Class of Preferred Stock 4
Mgmt AgainstAgainstForAdjourn Meeting 5
Shares Voted: 10,133
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael R. Bird 1.1
Mgmt ForForForElect Director Robert W. Conner 1.2
Mgmt ForForForElect Director Gregory W. Feldmann 1.3
Mgmt ForForForElect Director Chester A. Gallimore 1.4
Mgmt ForForForElect Director Charles E. Hall 1.5
Mgmt ForForForElect Director James W. Haskins 1.6
Mgmt ForForForElect Director Phyllis Q. Karavatakis 1.7
Mgmt ForForForElect Director Lanny A. Kyle 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carter Bank & Trust
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director E. Warren Matthews 1.9
Mgmt ForForForElect Director Catharine L. Midkiff 1.10
Mgmt ForForForElect Director Joseph E. Pigg 1.11
Mgmt ForForForElect Director Litz H. Van Dyke 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Crowe LLP as Auditors 3
Mgmt AgainstAgainstForAuthorize New Class of Preferred Stock 4
Mgmt AgainstAgainstForAdjourn Meeting 5
Petroleo Brasileiro SA
Meeting Date: 07/22/2020
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 706,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
SH AbstainAbstainNoneElect Rodrigo de Mesquita Pereira as Director Appointed by Preferred Shareholder
1
Mgmt ForForNoneIn Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
2
SH ForForNoneElect Daniel Alves Ferreira as Fiscal Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder
3
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Petroleo Brasileiro SA
Shares Voted: 184,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for Preferred Shareholders
SH ForAbstainNoneElect Rodrigo de Mesquita Pereira as Director Appointed by Preferred Shareholder
1
Mgmt ForForNoneIn Case Neither Class of Shares Reaches the Minimum Quorum Required by the Brazilian Corporate Law to Elect a Board Representative in Separate Elections, Would You Like to Use Your Votes to Elect the Candidate with More Votes to Represent Both Classes?
2
SH ForForNoneElect Daniel Alves Ferreira as Fiscal Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder
3
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
4
Petroleo Brasileiro SA
Meeting Date: 07/22/2020
Record Date: 06/29/2020
Country: Brazil
Meeting Type: Annual
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 171,263
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Preferred ADR Holders Mgmt
SH ForForNoneElect Sonia Julia Sulzbeck Villalobos as Director Appointed by Preferred Shareholder
5.1
SH AbstainAbstainNoneElect Rodrigo de Mesquita Pereira as Director Appointed by Preferred Shareholder
5.2
SH ForForNoneElect Daniel Alves Ferreira as Fiscal Council Member and Michele da Silva Gonsales Torres as Alternate Appointed by Preferred Shareholder
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Petroleo Brasileiro SA
Meeting Date: 07/22/2020
Record Date: 06/29/2020
Country: Brazil
Meeting Type: Annual
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 126,514
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Capital Budget 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForFix Number of Directors at 11 4
Mgmt AbstainAbstainForElect Directors 5a1
Mgmt AgainstAgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
5a2
Mgmt AbstainAbstainNoneAPPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees: Vote FOR to support the nominees under SLATE A. Vote AGAINST to support the nominees under SLATE B. Otherwise, vote ABSTAIN.
5a3
SH ForForNoneElect Marcelo Mesquita de Siqueira Filho as Director Appointed by Minority Shareholder
5b1
Mgmt ForForForElect Eduardo Bacellar Leal Ferreira as Board Chairman
6
Mgmt ForForForFix Number of Fiscal Council Members at Five 7
Mgmt AbstainAbstainForElect Fiscal Council Members 8a1
Mgmt AgainstAgainstNoneIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
8a2
SH ForForNoneElect Marcelo Gasparino da Silva as Fiscal Council Member and Paulo Roberto Evangelista de Lima as Alternate Appointed by Minority Shareholder
8b
Mgmt AgainstAgainstForApprove Remuneration of Company's Management and Fiscal Council
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Petroleo Brasileiro SA
Shares Voted: 438,445
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2019
1
Mgmt ForForForApprove Capital Budget 2
Mgmt ForForForApprove Allocation of Income and Dividends 3
Mgmt ForForForFix Number of Directors at 11 4
Mgmt AbstainAbstainForElect Directors 5a1
Mgmt AgainstAgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
5a2
Mgmt AbstainAbstainNoneAPPLIES ONLY IF CUMULATIVE VOTING IS ADOPTED - Votes Will Be Automatically Distributed in Equal % Amongst The Nominees: Vote FOR to support the nominees under SLATE A. Vote AGAINST to support the nominees under SLATE B. Otherwise, vote ABSTAIN.
5a3
SH ForForNoneElect Marcelo Mesquita de Siqueira Filho as Director Appointed by Minority Shareholder
5b1
Mgmt ForForForElect Eduardo Bacellar Leal Ferreira as Board Chairman
6
Mgmt ForForForFix Number of Fiscal Council Members at Five 7
Mgmt AbstainAbstainForElect Fiscal Council Members 8a1
Mgmt AgainstAgainstNoneIn Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
8a2
SH ForForNoneElect Marcelo Gasparino da Silva as Fiscal Council Member and Paulo Roberto Evangelista de Lima as Alternate Appointed by Minority Shareholder
8b
Mgmt AgainstAgainstForApprove Remuneration of Company's Management and Fiscal Council
9
C&C Group Plc
Meeting Date: 07/23/2020
Record Date: 07/21/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G1826G107
Ticker: CCR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
C&C Group Plc
Shares Voted: 23,198
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForRe-elect Jill Caseberry as Director 2a
Mgmt ForForForRe-elect Helen Pitcher as Director 2b
Mgmt ForForForRe-elect Jim Thompson as Director 2c
Mgmt ForForForRe-elect Stewart Gilliland as Director 2d
Mgmt ForForForRe-elect Andrea Pozzi as Director 2e
Mgmt ForForForRe-elect Jonathan Solesbury as Director 2f
Mgmt ForForForRe-elect Jim Clerkin as Director 2g
Mgmt ForForForRe-elect Vincent Crowley as Director 2h
Mgmt ForForForRe-elect Emer Finnan as Director 2i
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
3
Mgmt ForForForApprove Remuneration Report 4
Mgmt ForForForAuthorise Issue of Equity 5
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
6
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
7
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 8
Mgmt ForForForDetermine Price Range for Reissuance of Treasury Shares
9
Mgmt ForForForApprove Scrip Dividend Scheme 10
EQT Corporation
Meeting Date: 07/23/2020
Record Date: 06/29/2020
Country: USA
Meeting Type: Special
Primary Security ID: 26884L109
Ticker: EQT
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
EQT Corporation
Shares Voted: 2,549
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Increase Authorized Common Stock Mgmt For Against Against
Mgmt AgainstAgainstForAdjourn Meeting 2
Shares Voted: 3,925
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForIncrease Authorized Common Stock 1
Mgmt AgainstAgainstForAdjourn Meeting 2
Marvell Technology Group Ltd.
Meeting Date: 07/23/2020
Record Date: 05/15/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G5876H105
Ticker: MRVL
Shares Voted: 330,468
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1A Elect Director Tudor Brown Mgmt For For For
Mgmt ForForForElect Director Brad Buss 1B
Mgmt AgainstAgainstForElect Director Edward Frank 1C
Mgmt ForForForElect Director Richard S. Hill 1D
Mgmt ForForForElect Director Bethany Mayer 1E
Mgmt ForForForElect Director Matthew J. Murphy 1F
Mgmt ForForForElect Director Michael Strachan 1G
Mgmt ForForForElect Director Robert E. Switz 1H
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Marvell Technology Group Ltd.
Shares Voted: 1,197,070
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tudor Brown 1A
Mgmt ForForForElect Director Brad Buss 1B
Mgmt AgainstAgainstForElect Director Edward Frank 1C
Mgmt ForForForElect Director Richard S. Hill 1D
Mgmt ForForForElect Director Bethany Mayer 1E
Mgmt ForForForElect Director Matthew J. Murphy 1F
Mgmt ForForForElect Director Michael Strachan 1G
Mgmt ForForForElect Director Robert E. Switz 1H
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Major Cineplex Group Public Co. Ltd.
Meeting Date: 07/24/2020
Record Date: 06/19/2020
Country: Thailand
Meeting Type: Annual
Primary Security ID: Y54190148
Ticker: MAJOR
Shares Voted: 938,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Minutes of Previous Meeting Mgmt For For For
Mgmt ForForForAcknowledge Operating Performance 2
Mgmt ForForForApprove Financial Statements 3
Mgmt ForForForAcknowledge Interim Dividend Payments 4
Mgmt AgainstAgainstForElect Chai Jroongtanapibarn as Director 5.1
Mgmt AgainstAgainstForElect Kraithip Krairiksh as Director 5.2
Mgmt ForForForElect Thanakorn Puriwekin as Director 5.3
Mgmt AgainstAgainstForElect Prasert Bunsumpun as Director 5.4
Mgmt ForForForApprove Remuneration of Directors 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Major Cineplex Group Public Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt AgainstAgainstForOther Business 8
Shares Voted: 324,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Minutes of Previous Meeting 1
Mgmt ForForForAcknowledge Operating Performance 2
Mgmt ForForForApprove Financial Statements 3
Mgmt ForForForAcknowledge Interim Dividend Payments 4
Mgmt AgainstAgainstForElect Chai Jroongtanapibarn as Director 5.1
Mgmt AgainstAgainstForElect Kraithip Krairiksh as Director 5.2
Mgmt ForForForElect Thanakorn Puriwekin as Director 5.3
Mgmt AgainstAgainstForElect Prasert Bunsumpun as Director 5.4
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove PricewaterhouseCoopers ABAS Ltd. as Auditors and Authorize Board to Fix Their Remuneration
7
Mgmt AgainstAgainstForOther Business 8
Southern Copper Corporation
Meeting Date: 07/24/2020
Record Date: 06/02/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 84265V105
Ticker: SCCO
Shares Voted: 2,540
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director German Larrea Mota-Velasco Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Oscar Gonzalez Rocha 1.2
Mgmt WithholdWithholdForElect Director Vicente Ariztegui Andreve 1.3
Mgmt WithholdWithholdForElect Director Alfredo Casar Perez 1.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Southern Copper Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Enrique Castillo Sanchez Mejorada
1.5
Mgmt WithholdWithholdForElect Director Xavier Garcia de Quevedo Topete
1.6
Mgmt WithholdWithholdForElect Director Rafael Mac Gregor Anciola 1.7
Mgmt WithholdWithholdForElect Director Luis Miguel Palomino Bonilla 1.8
Mgmt WithholdWithholdForElect Director Gilberto Perezalonso Cifuentes 1.9
Mgmt WithholdWithholdForElect Director Carlos Ruiz Sacristan 1.10
Mgmt ForForForRatify Galaz,Yamazaki, Ruiz Urquiza S.C. as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Contemporary Amperex Technology Co., Ltd.
Meeting Date: 07/27/2020
Record Date: 07/22/2020
Country: China
Meeting Type: Special
Primary Security ID: Y1R48E105
Ticker: 300750
Shares Voted: 23,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Signing of Strategic Cooperation Agreement
Mgmt For For For
Shares Voted: 10,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Signing of Strategic Cooperation Agreement
1
Linde plc
Meeting Date: 07/27/2020
Record Date: 07/25/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5494J103
Ticker: LIN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Linde plc
Shares Voted: 163
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Wolfgang H. Reitzle Mgmt For For For
Mgmt ForForForElect Director Stephen F. Angel 1b
Mgmt ForForForElect Director Ann-Kristin Achleitner 1c
Mgmt ForForForElect Director Clemens A. H. Borsig 1d
Mgmt ForForForElect Director Nance K. Dicciani 1e
Mgmt ForForForElect Director Thomas Enders 1f
Mgmt ForForForElect Director Franz Fehrenbach 1g
Mgmt ForForForElect Director Edward G. Galante 1h
Mgmt ForForForElect Director Larry D. McVay 1i
Mgmt ForForForElect Director Victoria E. Ossadnik 1j
Mgmt ForForForElect Director Martin H. Richenhagen 1k
Mgmt ForForForElect Director Robert L. Wood 1l
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2a
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
2b
Mgmt ForForForDetermine Price Range for Reissuance of Treasury Shares
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 41,499
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Wolfgang H. Reitzle 1a
Mgmt ForForForElect Director Stephen F. Angel 1b
Mgmt ForForForElect Director Ann-Kristin Achleitner 1c
Mgmt ForForForElect Director Clemens A. H. Borsig 1d
Mgmt ForForForElect Director Nance K. Dicciani 1e
Mgmt ForForForElect Director Thomas Enders 1f
Mgmt ForForForElect Director Franz Fehrenbach 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Linde plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward G. Galante 1h
Mgmt ForForForElect Director Larry D. McVay 1i
Mgmt ForForForElect Director Victoria E. Ossadnik 1j
Mgmt ForForForElect Director Martin H. Richenhagen 1k
Mgmt ForForForElect Director Robert L. Wood 1l
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2a
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
2b
Mgmt ForForForDetermine Price Range for Reissuance of Treasury Shares
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Intrepid Potash, Inc.
Meeting Date: 07/28/2020
Record Date: 06/22/2020
Country: USA
Meeting Type: Special
Primary Security ID: 46121Y102
Ticker: IPI
Shares Voted: 7,288
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Reverse Stock Split Mgmt For For For
Mgmt ForForForReduce Authorized Common Stock to 80,000,000 if and only if Proposal 1 is both Approved and Implemented
2
Mgmt ForForForReduce Authorized Common Stock to 40,000,000 if and only if Proposal 1 is both Approved and Implemented
3
Mgmt ForForForReduce Authorized Common Stock to 26,666,667 if and only if Proposal 1 is both Approved and Implemented
4
Spectrum Brands Holdings, Inc.
Meeting Date: 07/28/2020
Record Date: 06/03/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 84790A105
Ticker: SPB
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Spectrum Brands Holdings, Inc.
Shares Voted: 369,190
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kenneth C. Ambrecht Mgmt For For For
Mgmt ForForForElect Director Hugh R. Rovit 1b
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
Shares Voted: 42,850
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kenneth C. Ambrecht 1a
Mgmt ForForForElect Director Hugh R. Rovit 1b
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 4
Tech Mahindra Limited
Meeting Date: 07/28/2020
Record Date: 07/21/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y85491127
Ticker: 532755
Shares Voted: 95,650
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForConfirm Interim Dividend and Declare Final Dividend
3
Mgmt ForForForReelect C. P. Gurnani as Director 4
Mgmt AgainstAgainstForElect Anish Shah as Director 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tech Mahindra Limited
Shares Voted: 42,101
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForAccept Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForConfirm Interim Dividend and Declare Final Dividend
3
Mgmt ForForForReelect C. P. Gurnani as Director 4
Mgmt AgainstAgainstForElect Anish Shah as Director 5
Booz Allen Hamilton Holding Corporation
Meeting Date: 07/29/2020
Record Date: 06/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 099502106
Ticker: BAH
Shares Voted: 79,323
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Ralph W. Shrader Mgmt For For For
Mgmt ForForForElect Director Joan Lordi C. Amble 1b
Mgmt ForForForElect Director Michele A. Flournoy 1c
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Certificate of Incorporation 4
Shares Voted: 4,036
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ralph W. Shrader 1a
Mgmt ForForForElect Director Joan Lordi C. Amble 1b
Mgmt ForForForElect Director Michele A. Flournoy 1c
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Booz Allen Hamilton Holding Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Certificate of Incorporation 4
McKesson Corporation
Meeting Date: 07/29/2020
Record Date: 06/01/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 58155Q103
Ticker: MCK
Shares Voted: 2,070,767
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Dominic J. Caruso Mgmt For For For
Mgmt ForForForElect Director N. Anthony Coles 1b
Mgmt ForForForElect Director M. Christine Jacobs 1c
Mgmt ForForForElect Director Donald R. Knauss 1d
Mgmt ForForForElect Director Marie L. Knowles 1e
Mgmt ForForForElect Director Bradley E. Lerman 1f
Mgmt ForForForElect Director Maria Martinez 1g
Mgmt ForForForElect Director Edward A. Mueller 1h
Mgmt ForForForElect Director Susan R. Salka 1i
Mgmt ForForForElect Director Brian S. Tyler 1j
Mgmt ForForForElect Director Kenneth E. Washington 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstReport on the Statement on the Purpose of a Corporation
6
Shares Voted: 603,540
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
McKesson Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Dominic J. Caruso 1a
Mgmt ForForForElect Director N. Anthony Coles 1b
Mgmt ForForForElect Director M. Christine Jacobs 1c
Mgmt ForForForElect Director Donald R. Knauss 1d
Mgmt ForForForElect Director Marie L. Knowles 1e
Mgmt ForForForElect Director Bradley E. Lerman 1f
Mgmt ForForForElect Director Maria Martinez 1g
Mgmt ForForForElect Director Edward A. Mueller 1h
Mgmt ForForForElect Director Susan R. Salka 1i
Mgmt ForForForElect Director Brian S. Tyler 1j
Mgmt ForForForElect Director Kenneth E. Washington 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstProvide Right to Act by Written Consent 4
SH ForReferAgainstReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstReport on the Statement on the Purpose of a Corporation
6
PagSeguro Digital Ltd.
Meeting Date: 07/29/2020
Record Date: 06/19/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G68707101
Ticker: PAGS
Shares Voted: 13,155
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Consolidated Financial Statements and Statutory Reports
Mgmt For For For
Mgmt WithholdWithholdForElect Director Luis Frias 2.1
Mgmt WithholdWithholdForElect Director Maria Judith de Brito 2.2
Mgmt WithholdWithholdForElect Director Eduardo Alcaro 2.3
Mgmt ForForForElect Director Noemia Mayumi Fukugauti Gushiken
2.4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PagSeguro Digital Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Cleveland Prates Teixeira 2.5
Mgmt ForForForElect Director Marcia Nogueira de Mello 2.6
Mgmt WithholdWithholdForElect Director Ricardo Dutra da Silva 2.7
Mgmt ForForForAmend Restricted Stock Plan 3
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
4
Token Corp.
Meeting Date: 07/29/2020
Record Date: 04/30/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J8612T109
Ticker: 1766
Shares Voted: 66,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 220
Mgmt For For For
Mgmt ForForForAppoint Statutory Auditor Hotta, Eiichiro 2.1
Mgmt ForForForAppoint Statutory Auditor Mitsuya, Masahiro 2.2
Mgmt ForForForAppoint Statutory Auditor Kitamura, Akemi 2.3
Mgmt AgainstAgainstForApprove Director Retirement Bonus 3
EnerSys
Meeting Date: 07/30/2020
Record Date: 06/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 29275Y102
Ticker: ENS
Shares Voted: 1,188,043
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Caroline Chan Mgmt For For For
Mgmt ForForForElect Director Steven M. Fludder 1.2
Mgmt ForForForElect Director Paul J. Tufano 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
EnerSys
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 681,586
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Caroline Chan 1.1
Mgmt ForForForElect Director Steven M. Fludder 1.2
Mgmt ForForForElect Director Paul J. Tufano 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Hitachi Ltd.
Meeting Date: 07/30/2020
Record Date: 05/28/2020
Country: Japan
Meeting Type: Annual
Primary Security ID: J20454112
Ticker: 6501
Shares Voted: 965,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ihara, Katsumi Mgmt For For For
Mgmt ForForForElect Director Ravi Venkatesan 1.2
Mgmt ForForForElect Director Cynthia Carroll 1.3
Mgmt ForForForElect Director Joe Harlan 1.4
Mgmt ForForForElect Director George Buckley 1.5
Mgmt ForForForElect Director Louise Pentland 1.6
Mgmt ForForForElect Director Mochizuki, Harufumi 1.7
Mgmt ForForForElect Director Yamamoto, Takatoshi 1.8
Mgmt ForForForElect Director Yoshihara, Hiroaki 1.9
Mgmt ForForForElect Director Helmuth Ludwig 1.10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hitachi Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Seki, Hideaki 1.11
Mgmt ForForForElect Director Nakanishi, Hiroaki 1.12
Mgmt ForForForElect Director Higashihara, Toshiaki 1.13
Shares Voted: 1,301,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ihara, Katsumi 1.1
Mgmt ForForForElect Director Ravi Venkatesan 1.2
Mgmt ForForForElect Director Cynthia Carroll 1.3
Mgmt ForForForElect Director Joe Harlan 1.4
Mgmt ForForForElect Director George Buckley 1.5
Mgmt ForForForElect Director Louise Pentland 1.6
Mgmt ForForForElect Director Mochizuki, Harufumi 1.7
Mgmt ForForForElect Director Yamamoto, Takatoshi 1.8
Mgmt ForForForElect Director Yoshihara, Hiroaki 1.9
Mgmt ForForForElect Director Helmuth Ludwig 1.10
Mgmt ForForForElect Director Seki, Hideaki 1.11
Mgmt ForForForElect Director Nakanishi, Hiroaki 1.12
Mgmt ForForForElect Director Higashihara, Toshiaki 1.13
Jazz Pharmaceuticals plc
Meeting Date: 07/30/2020
Record Date: 06/03/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G50871105
Ticker: JAZZ
Shares Voted: 340,438
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Bruce C. Cozadd Mgmt For For For
Mgmt ForForForElect Director Heather Ann McSharry 1b
Mgmt ForForForElect Director Anne O'Riordan 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Jazz Pharmaceuticals plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Rick E Winningham 1d
Mgmt ForForForApprove KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Non-Employee Director Omnibus Stock Plan
4
Mgmt ForForForApprove Reduction in Capital and Creation of Distributable Reserves
5
Shares Voted: 420,157
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Bruce C. Cozadd 1a
Mgmt ForForForElect Director Heather Ann McSharry 1b
Mgmt ForForForElect Director Anne O'Riordan 1c
Mgmt ForForForElect Director Rick E Winningham 1d
Mgmt ForForForApprove KPMG, Dublin as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Non-Employee Director Omnibus Stock Plan
4
Mgmt ForForForApprove Reduction in Capital and Creation of Distributable Reserves
5
PSG Group Ltd.
Meeting Date: 07/30/2020
Record Date: 07/24/2020
Country: South Africa
Meeting Type: Special
Primary Security ID: S5959A107
Ticker: PSG
Shares Voted: 54,208
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve the PSG Group Unbundling Mgmt For For For
Mgmt ForForForApprove Fees for Independent Board Members
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PSG Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Ratification of Approved Resolutions
3
Shares Voted: 23,962
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove the PSG Group Unbundling 1
Mgmt ForForForApprove Fees for Independent Board Members
2
Mgmt ForForForAuthorise Ratification of Approved Resolutions
3
PT Bank Central Asia Tbk
Meeting Date: 07/30/2020
Record Date: 07/07/2020
Country: Indonesia
Meeting Type: Special
Primary Security ID: Y7123P138
Ticker: BBCA
Shares Voted: 294,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia
Mgmt For Against Against
Mgmt AgainstAgainstForAmend Articles of Association 2
Shares Voted: 130,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Acquisition Plan in Connection with the Acquisition of the Shares in PT Bank Rabobank International Indonesia
1
Mgmt AgainstAgainstForAmend Articles of Association 2
Ralph Lauren Corporation
Meeting Date: 07/30/2020
Record Date: 06/01/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 751212101
Ticker: RL
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Ralph Lauren Corporation
Shares Voted: 918,310
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frank A. Bennack, Jr. Mgmt For For For
Mgmt ForForForElect Director Michael A. George 1.2
Mgmt ForForForElect Director Hubert Joly 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 173,418
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Frank A. Bennack, Jr. 1.1
Mgmt ForForForElect Director Michael A. George 1.2
Mgmt ForForForElect Director Hubert Joly 1.3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Bharti Airtel Limited
Meeting Date: 07/31/2020
Record Date: 06/12/2020
Country: India
Meeting Type: Court
Primary Security ID: Y0885K108
Ticker: 532454
Shares Voted: 320,539
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court-Ordered Meeting for Shareholders Mgmt
Mgmt ForForForApprove Composite Scheme of Arrangement 1
Shares Voted: 145,029
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtCourt-Ordered Meeting for Shareholders
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bharti Airtel Limited
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Composite Scheme of Arrangement 1
JD Sports Fashion Plc
Meeting Date: 07/31/2020
Record Date: 07/29/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G5144Y112
Ticker: JD
Shares Voted: 15,278
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForApprove Remuneration Report 2
Mgmt AgainstAgainstForApprove Remuneration Policy 3
Mgmt AgainstAgainstForRe-elect Peter Cowgill as Director 4
Mgmt ForForForRe-elect Neil Greenhalgh as Director 5
Mgmt AgainstAgainstForRe-elect Andrew Leslie as Director 6
Mgmt ForForForRe-elect Martin Davies as Director 7
Mgmt ForForForRe-elect Heather Jackson as Director 8
Mgmt ForForForRe-elect Kath Smith as Director 9
Mgmt ForForForRe-elect Andrew Rubin as Director 10
Mgmt ForForForReappoint KPMG LLP as Auditors 11
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
Mgmt AgainstAgainstForApprove Long Term Incentive Plan 2020 13
Mgmt ForForForAuthorise EU Political Donations and Expenditure
14
Mgmt ForForForAuthorise Issue of Equity 15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
16
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Qorvo, Inc.
Meeting Date: 08/04/2020
Record Date: 06/11/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74736K101
Ticker: QRVO
Shares Voted: 2,471,925
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ralph G. Quinsey Mgmt For For For
Mgmt ForForForElect Director Robert A. Bruggeworth 1.2
Mgmt WithholdWithholdForElect Director Jeffery R. Gardner 1.3
Mgmt ForForForElect Director John R. Harding 1.4
Mgmt ForForForElect Director David H. Y. Ho 1.5
Mgmt WithholdWithholdForElect Director Roderick D. Nelson 1.6
Mgmt WithholdWithholdForElect Director Walden C. Rhines 1.7
Mgmt ForWithholdForElect Director Susan L. Spradley 1.8
Mgmt WithholdWithholdForElect Director Walter H. Wilkinson, Jr. 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 1,592,086
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ralph G. Quinsey 1.1
Mgmt ForForForElect Director Robert A. Bruggeworth 1.2
Mgmt WithholdWithholdForElect Director Jeffery R. Gardner 1.3
Mgmt ForForForElect Director John R. Harding 1.4
Mgmt ForForForElect Director David H. Y. Ho 1.5
Mgmt WithholdWithholdForElect Director Roderick D. Nelson 1.6
Mgmt WithholdWithholdForElect Director Walden C. Rhines 1.7
Mgmt ForWithholdForElect Director Susan L. Spradley 1.8
Mgmt WithholdWithholdForElect Director Walter H. Wilkinson, Jr. 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Universal Corporation
Meeting Date: 08/04/2020
Record Date: 06/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 913456109
Ticker: UVV
Shares Voted: 527,499
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director George C. Freeman, III Mgmt For For For
Mgmt ForForForElect Director Lennart R. Freeman 1.2
Mgmt ForForForElect Director Jacqueline T. Williams 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 76,050
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director George C. Freeman, III 1.1
Mgmt ForForForElect Director Lennart R. Freeman 1.2
Mgmt ForForForElect Director Jacqueline T. Williams 1.3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Eagle Materials Inc.
Meeting Date: 08/05/2020
Record Date: 06/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 26969P108
Ticker: EXP
Shares Voted: 178,387
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Margot L. Carter Mgmt For For For
Mgmt ForForForElect Director Michael R. Nicolais 1b
Mgmt ForForForElect Director Mary P. Ricciardello 1c
Mgmt ForForForElect Director Richard R. Stewart 1d
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Eagle Materials Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 763,282
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Margot L. Carter 1a
Mgmt ForForForElect Director Michael R. Nicolais 1b
Mgmt ForForForElect Director Mary P. Ricciardello 1c
Mgmt ForForForElect Director Richard R. Stewart 1d
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Perspecta Inc.
Meeting Date: 08/05/2020
Record Date: 06/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 715347100
Ticker: PRSP
Shares Voted: 34
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sanju K. Bansal Mgmt For For For
Mgmt ForForForElect Director Sondra L. Barbour 1b
Mgmt ForForForElect Director John M. Curtis 1c
Mgmt ForForForElect Director Lisa S. Disbrow 1d
Mgmt ForForForElect Director Glenn A. Eisenberg 1e
Mgmt ForForForElect Director Pamela O. Kimmet 1f
Mgmt ForForForElect Director Ramzi M. Musallam 1g
Mgmt ForForForElect Director Philip O. Nolan 1h
Mgmt ForForForElect Director Betty J. Sapp 1i
Mgmt ForForForElect Director Michael E. Ventling 1j
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Perspecta Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte & Touche as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
4
Electronic Arts Inc.
Meeting Date: 08/06/2020
Record Date: 06/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 285512109
Ticker: EA
Shares Voted: 250,286
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leonard S. Coleman Mgmt For For For
Mgmt AgainstAgainstForElect Director Jay C. Hoag 1b
Mgmt ForForForElect Director Jeffrey T. Huber 1c
Mgmt ForForForElect Director Lawrence F. Probst, III 1d
Mgmt ForForForElect Director Talbott Roche 1e
Mgmt ForForForElect Director Richard A. Simonson 1f
Mgmt ForForForElect Director Luis A. Ubinas 1g
Mgmt ForForForElect Director Heidi J. Ueberroth 1h
Mgmt ForForForElect Director Andrew Wilson 1i
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Shares Voted: 535,073
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Leonard S. Coleman 1a
Mgmt AgainstAgainstForElect Director Jay C. Hoag 1b
Mgmt ForForForElect Director Jeffrey T. Huber 1c
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Electronic Arts Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lawrence F. Probst, III 1d
Mgmt ForForForElect Director Talbott Roche 1e
Mgmt ForForForElect Director Richard A. Simonson 1f
Mgmt ForForForElect Director Luis A. Ubinas 1g
Mgmt ForForForElect Director Heidi J. Ueberroth 1h
Mgmt ForForForElect Director Andrew Wilson 1i
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
SH ForForAgainstProvide Right to Act by Written Consent 4
Flex Ltd.
Meeting Date: 08/07/2020
Record Date: 06/08/2020
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y2573F102
Ticker: FLEX
Shares Voted: 3,909,378
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Revathi Advaithi Mgmt For For For
Mgmt ForForForElect Director Michael D. Capellas 1b
Mgmt ForForForElect Director Jennifer Li 1c
Mgmt ForForForElect Director Marc A. Onetto 1d
Mgmt ForForForElect Director Erin L. McSweeney 1e
Mgmt ForForForElect Director Willy C. Shih 1f
Mgmt ForForForElect Director Charles K. Stevens, III 1g
Mgmt ForForForElect Director Lay Koon Tan 1h
Mgmt ForForForElect Director William D. Watkins 1i
Mgmt ForForForElect Director Lawrence A. Zimmerman 1j
Mgmt ForForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Flex Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt AgainstAgainstForApprove Issuance of Shares without Preemptive Rights
5
Mgmt ForForForAuthorize Share Repurchase Program 6
Shares Voted: 6,122,058
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Revathi Advaithi 1a
Mgmt ForForForElect Director Michael D. Capellas 1b
Mgmt ForForForElect Director Jennifer Li 1c
Mgmt ForForForElect Director Marc A. Onetto 1d
Mgmt ForForForElect Director Erin L. McSweeney 1e
Mgmt ForForForElect Director Willy C. Shih 1f
Mgmt ForForForElect Director Charles K. Stevens, III 1g
Mgmt ForForForElect Director Lay Koon Tan 1h
Mgmt ForForForElect Director William D. Watkins 1i
Mgmt ForForForElect Director Lawrence A. Zimmerman 1j
Mgmt ForForForApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Mgmt AgainstAgainstForApprove Issuance of Shares without Preemptive Rights
5
Mgmt ForForForAuthorize Share Repurchase Program 6
Lomon Billions Group Co., Ltd.
Meeting Date: 08/07/2020
Record Date: 07/30/2020
Country: China
Meeting Type: Special
Primary Security ID: Y3122W109
Ticker: 002601
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lomon Billions Group Co., Ltd.
Shares Voted: 209,100
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Guarantee for Subsidiary Mgmt For For For
Mgmt ForForForApprove Signing of Financial Network Service Agreement
2
Mgmt ForForForApprove Provision of Guarantee for Associate Company
3
Shares Voted: 91,780
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Guarantee for Subsidiary 1
Mgmt ForForForApprove Signing of Financial Network Service Agreement
2
Mgmt ForForForApprove Provision of Guarantee for Associate Company
3
Graham Corporation
Meeting Date: 08/11/2020
Record Date: 06/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 384556106
Ticker: GHM
Shares Voted: 32,592
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James J. Barber Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Gerard T. Mazurkiewicz 1.2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 26,605
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director James J. Barber 1.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Graham Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Gerard T. Mazurkiewicz 1.2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
DXC Technology Company
Meeting Date: 08/13/2020
Record Date: 06/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 23355L106
Ticker: DXC
Shares Voted: 1,380,702
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Mukesh Aghi Mgmt For For For
Mgmt ForForForElect Director Amy E. Alving 1b
Mgmt ForForForElect Director David A. Barnes 1c
Mgmt ForForForElect Director Raul J. Fernandez 1d
Mgmt ForForForElect Director David L. Herzog 1e
Mgmt ForForForElect Director Mary L. Krakauer 1f
Mgmt ForForForElect Director Ian C. Read 1g
Mgmt ForForForElect Director Michael J. Salvino 1h
Mgmt ForForForElect Director Manoj P. Singh 1i
Mgmt ForForForElect Director Robert F. Woods 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Non-Employee Director Restricted Stock Plan
5
Shares Voted: 230,663
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DXC Technology Company
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mukesh Aghi 1a
Mgmt ForForForElect Director Amy E. Alving 1b
Mgmt ForForForElect Director David A. Barnes 1c
Mgmt ForForForElect Director Raul J. Fernandez 1d
Mgmt ForForForElect Director David L. Herzog 1e
Mgmt ForForForElect Director Mary L. Krakauer 1f
Mgmt ForForForElect Director Ian C. Read 1g
Mgmt ForForForElect Director Michael J. Salvino 1h
Mgmt ForForForElect Director Manoj P. Singh 1i
Mgmt ForForForElect Director Robert F. Woods 1j
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForAmend Non-Employee Director Restricted Stock Plan
5
Velocity Financial, Inc.
Meeting Date: 08/13/2020
Record Date: 06/18/2020
Country: USA
Meeting Type: Special
Primary Security ID: 92262D101
Ticker: VEL
Shares Voted: 19,464
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Issuance of Common Stock Upon Conversion of Series A Convertible Preferred Stock and Exercise of Warrants
Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 16,056
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Velocity Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Common Stock Upon Conversion of Series A Convertible Preferred Stock and Exercise of Warrants
1
Mgmt ForForForAdjourn Meeting 2
Bharti Airtel Limited
Meeting Date: 08/18/2020
Record Date: 08/11/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y0885K108
Ticker: 532454
Shares Voted: 313,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForReelect Gopal Vittal as Director 3
Mgmt ForForForReelect Shishir Priyadarshi as Director 4
Mgmt ForForForApprove Remuneration of Cost Auditors 5
Shares Voted: 137,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForReelect Gopal Vittal as Director 3
Mgmt ForForForReelect Shishir Priyadarshi as Director 4
Mgmt ForForForApprove Remuneration of Cost Auditors 5
U.S. Physical Therapy, Inc.
Meeting Date: 08/18/2020
Record Date: 06/22/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 90337L108
Ticker: USPH
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
U.S. Physical Therapy, Inc.
Shares Voted: 749
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward L. Kuntz Mgmt For Withhold Withhold
Mgmt ForForForElect Director Christopher J. Reading 1.2
Mgmt ForForForElect Director Lawrance W. McAfee 1.3
Mgmt ForForForElect Director Mark J. Brookner 1.4
Mgmt ForForForElect Director Harry S. Chapman 1.5
Mgmt WithholdWithholdForElect Director Bernard A. Harris, Jr. 1.6
Mgmt ForForForElect Director Kathleen A. Gilmartin 1.7
Mgmt ForForForElect Director Regg E. Swanson 1.8
Mgmt WithholdWithholdForElect Director Clayton K. Trier 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Mgmt AgainstAgainstNoneOther Business 4
Shares Voted: 299
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Edward L. Kuntz 1.1
Mgmt ForForForElect Director Christopher J. Reading 1.2
Mgmt ForForForElect Director Lawrance W. McAfee 1.3
Mgmt ForForForElect Director Mark J. Brookner 1.4
Mgmt ForForForElect Director Harry S. Chapman 1.5
Mgmt WithholdWithholdForElect Director Bernard A. Harris, Jr. 1.6
Mgmt ForForForElect Director Kathleen A. Gilmartin 1.7
Mgmt ForForForElect Director Regg E. Swanson 1.8
Mgmt WithholdWithholdForElect Director Clayton K. Trier 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Grant Thornton LLP as Auditors 3
Mgmt AgainstAgainstNoneOther Business 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Bandhan Bank Limited
Meeting Date: 08/21/2020
Record Date: 08/14/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y0567Q100
Ticker: 541153
Shares Voted: 255,430
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt AgainstAgainstForReelect Ranodeb Roy as Director 2
Mgmt ForForForElect Narayan Vasudeo Prabhutendulkar as Director
3
Mgmt ForForForElect Vijay Nautamlal Bhatt as Director 4
Mgmt ForForForAmend Articles of Association 5
Mgmt ForForForApprove Increase in Borrowing Limits 6
Shares Voted: 109,288
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt AgainstAgainstForReelect Ranodeb Roy as Director 2
Mgmt ForForForElect Narayan Vasudeo Prabhutendulkar as Director
3
Mgmt ForForForElect Vijay Nautamlal Bhatt as Director 4
Mgmt ForForForAmend Articles of Association 5
Mgmt ForForForApprove Increase in Borrowing Limits 6
Naspers Ltd.
Meeting Date: 08/21/2020
Record Date: 08/14/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S53435103
Ticker: NPN
Shares Voted: 3,043
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Naspers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2020
1
Mgmt ForForForApprove Dividends for N Ordinary and A Ordinary Shares
2
Mgmt ForForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor
3
Mgmt ForForForElect Manisha Girotra as Director 4.1
Mgmt ForForForElect Ying Xu as Director 4.2
Mgmt ForForForRe-elect Don Eriksson as Director 5.1
Mgmt ForForForRe-elect Mark Sorour as Director 5.2
Mgmt ForForForRe-elect Emilie Choi as Director 5.3
Mgmt ForForForRe-elect Rachel Jafta as Director 5.4
Mgmt ForForForRe-elect Don Eriksson as Member of the Audit Committee
6.1
Mgmt ForForForRe-elect Rachel Jafta as Member of the Audit Committee
6.2
Mgmt ForForForElect Manisha Girotra as Member of the Audit Committee
6.3
Mgmt ForForForElect Steve Pacak as Member of the Audit Committee
6.4
Mgmt AgainstAgainstForApprove Remuneration Policy 7
Mgmt AgainstAgainstForApprove Implementation of the Remuneration Policy
8
Mgmt ForForForApprove Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed
9
Mgmt ForForForApprove Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed
10
Mgmt ForForForApprove Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed
11
Mgmt ForForForApprove Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed
12
Mgmt AgainstAgainstForPlace Authorised but Unissued Shares under Control of Directors
13
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Naspers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorise Board to Issue Shares for Cash 14
Mgmt ForForForAuthorise Ratification of Approved Resolutions
15
MgmtSpecial Resolutions
Mgmt ForForForApprove Fees of the Board Chairman 1.1
Mgmt ForForForApprove Fees of the Board Member 1.2
Mgmt ForForForApprove Fees of the Audit Committee Chairman
1.3
Mgmt ForForForApprove Fees of the Audit Committee Member
1.4
Mgmt ForForForApprove Fees of the Risk Committee Chairman
1.5
Mgmt ForForForApprove Fees of the Risk Committee Member 1.6
Mgmt ForForForApprove Fees of the Human Resources and Remuneration Committee Chairman
1.7
Mgmt ForForForApprove Fees of the Human Resources and Remuneration Committee Member
1.8
Mgmt ForForForApprove Fees of the Nomination Committee Chairman
1.9
Mgmt ForForForApprove Fees of the Nomination Committee Member
1.10
Mgmt ForForForApprove Fees of the Social, Ethics and Sustainability Committee Chairman
1.11
Mgmt ForForForApprove Fees of the Social, Ethics and Sustainability Committee Member
1.12
Mgmt ForForForApprove Fees of the Trustees of Group Share Schemes/Other Personnel Funds
1.13
Mgmt ForForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
2
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
Mgmt ForForForAuthorise Repurchase of N Ordinary Shares 4
Mgmt AgainstAgainstForAuthorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares
5
Mgmt AgainstAgainstForAuthorise Repurchase of A Ordinary Shares 6
Shares Voted: 1,354
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Naspers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Resolutions
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 31 March 2020
1
Mgmt ForForForApprove Dividends for N Ordinary and A Ordinary Shares
2
Mgmt ForForForReappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor
3
Mgmt ForForForElect Manisha Girotra as Director 4.1
Mgmt ForForForElect Ying Xu as Director 4.2
Mgmt ForForForRe-elect Don Eriksson as Director 5.1
Mgmt ForForForRe-elect Mark Sorour as Director 5.2
Mgmt ForForForRe-elect Emilie Choi as Director 5.3
Mgmt ForForForRe-elect Rachel Jafta as Director 5.4
Mgmt ForForForRe-elect Don Eriksson as Member of the Audit Committee
6.1
Mgmt ForForForRe-elect Rachel Jafta as Member of the Audit Committee
6.2
Mgmt ForForForElect Manisha Girotra as Member of the Audit Committee
6.3
Mgmt ForForForElect Steve Pacak as Member of the Audit Committee
6.4
Mgmt AgainstAgainstForApprove Remuneration Policy 7
Mgmt AgainstAgainstForApprove Implementation of the Remuneration Policy
8
Mgmt ForForForApprove Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed
9
Mgmt ForForForApprove Amendments to the Trust Deed constituting the MIH Services FZ LLC Share Trust and the Share Scheme envisaged by such Trust Deed
10
Mgmt ForForForApprove Amendments to the Trust Deed constituting the MIH Holdings Share Trust and the Share Scheme envisaged by such Trust Deed
11
Mgmt ForForForApprove Amendments to the Trust Deed constituting the Naspers Share Incentive Trust and the Share Scheme envisaged by such Trust Deed
12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Naspers Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForPlace Authorised but Unissued Shares under Control of Directors
13
Mgmt AgainstAgainstForAuthorise Board to Issue Shares for Cash 14
Mgmt ForForForAuthorise Ratification of Approved Resolutions
15
MgmtSpecial Resolutions
Mgmt ForForForApprove Fees of the Board Chairman 1.1
Mgmt ForForForApprove Fees of the Board Member 1.2
Mgmt ForForForApprove Fees of the Audit Committee Chairman
1.3
Mgmt ForForForApprove Fees of the Audit Committee Member
1.4
Mgmt ForForForApprove Fees of the Risk Committee Chairman
1.5
Mgmt ForForForApprove Fees of the Risk Committee Member 1.6
Mgmt ForForForApprove Fees of the Human Resources and Remuneration Committee Chairman
1.7
Mgmt ForForForApprove Fees of the Human Resources and Remuneration Committee Member
1.8
Mgmt ForForForApprove Fees of the Nomination Committee Chairman
1.9
Mgmt ForForForApprove Fees of the Nomination Committee Member
1.10
Mgmt ForForForApprove Fees of the Social, Ethics and Sustainability Committee Chairman
1.11
Mgmt ForForForApprove Fees of the Social, Ethics and Sustainability Committee Member
1.12
Mgmt ForForForApprove Fees of the Trustees of Group Share Schemes/Other Personnel Funds
1.13
Mgmt ForForForApprove Financial Assistance in Terms of Section 44 of the Companies Act
2
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
3
Mgmt ForForForAuthorise Repurchase of N Ordinary Shares 4
Mgmt AgainstAgainstForAuthorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares
5
Mgmt AgainstAgainstForAuthorise Repurchase of A Ordinary Shares 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Global Indemnity Limited
Meeting Date: 08/25/2020
Record Date: 07/21/2020
Country: Cayman Islands
Meeting Type: Special
Primary Security ID: G3933F105
Ticker: GBLI
Shares Voted: 1,768
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve EGM Scheme of Arrangement Proposal
Mgmt For For For
Mgmt ForForForApprove GI Bermuda Transaction Proposal 2
Mgmt ForForForAdjourn Meeting 3
Global Indemnity Limited
Meeting Date: 08/25/2020
Record Date: 07/21/2020
Country: Cayman Islands
Meeting Type: Court
Primary Security ID: G3933F105
Ticker: GBLI
Shares Voted: 1,768
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve EGM Scheme of Arrangement Proposal
Mgmt For For For
PT Indah Kiat Pulp & Paper Tbk
Meeting Date: 08/25/2020
Record Date: 07/30/2020
Country: Indonesia
Meeting Type: Annual
Primary Security ID: Y71278116
Ticker: INKP
Shares Voted: 185,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners
Mgmt For For For
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForApprove Remuneration of Directors and Commissioners
4
Mgmt AgainstAgainstForApprove Changes in Boards of Company 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PT Indah Kiat Pulp & Paper Tbk
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Report on the Use of Proceeds 6
Shares Voted: 81,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Financial Statements, Statutory Reports, and Discharge of Directors and Commissioners
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForApprove Remuneration of Directors and Commissioners
4
Mgmt AgainstAgainstForApprove Changes in Boards of Company 5
Mgmt ForForForAccept Report on the Use of Proceeds 6
PT Indah Kiat Pulp & Paper Tbk
Meeting Date: 08/25/2020
Record Date: 07/30/2020
Country: Indonesia
Meeting Type: Special
Primary Security ID: Y71278116
Ticker: INKP
Shares Voted: 185,900
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles of Association Mgmt For Against Against
Shares Voted: 81,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAmend Articles of Association 1
Aon Plc
Meeting Date: 08/26/2020
Record Date: 06/30/2020
Country: Ireland
Meeting Type: Special
Primary Security ID: G0403H108
Ticker: AON
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Aon Plc
Shares Voted: 250,255
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve the Issuance of the Aggregate Scheme Consideration
Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 593,148
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove the Issuance of the Aggregate Scheme Consideration
1
Mgmt ForForForAdjourn Meeting 2
Willis Towers Watson Public Limited Company
Meeting Date: 08/26/2020
Record Date: 06/30/2020
Country: Ireland
Meeting Type: Court
Primary Security ID: G96629103
Ticker: WLTW
Shares Voted: 58,016
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForForApprove Scheme of Arrangement 1
Shares Voted: 196,345
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtCourt Meeting
Mgmt ForForForApprove Scheme of Arrangement 1
Willis Towers Watson Public Limited Company
Meeting Date: 08/26/2020
Record Date: 06/30/2020
Country: Ireland
Meeting Type: Special
Primary Security ID: G96629103
Ticker: WLTW
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Willis Towers Watson Public Limited Company
Shares Voted: 58,016
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Scheme of Arrangement Mgmt For For For
Mgmt ForForForAmend Articles 2
Mgmt ForForForAdvisory Vote on Golden Parachutes 3
Mgmt ForForForAdjourn Meeting 4
Shares Voted: 196,345
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Scheme of Arrangement 1
Mgmt ForForForAmend Articles 2
Mgmt ForForForAdvisory Vote on Golden Parachutes 3
Mgmt ForForForAdjourn Meeting 4
e.l.f. Beauty, Inc.
Meeting Date: 08/27/2020
Record Date: 07/06/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 26856L103
Ticker: ELF
Shares Voted: 27,129
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kirk L. Perry Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Sabrina L. Simmons 1.2
Mgmt WithholdWithholdForElect Director Maureen C. Watson 1.3
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
e.l.f. Beauty, Inc.
Shares Voted: 13,942
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdReferForElect Director Kirk L. Perry 1.1
Mgmt WithholdReferForElect Director Sabrina L. Simmons 1.2
Mgmt WithholdReferForElect Director Maureen C. Watson 1.3
Mgmt AgainstReferForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearReferOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForReferForRatify Deloitte & Touche LLP as Auditors 4
Fresenius Medical Care AG & Co. KGaA
Meeting Date: 08/27/2020
Record Date: 07/20/2020
Country: Germany
Meeting Type: Annual
Primary Security ID: D2734Z107
Ticker: FME
Shares Voted: 28,522
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.20 per Share
2
Mgmt ForForForApprove Discharge of Personally Liable Partner for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020
5
Mgmt ForForForApprove Remuneration Policy for the Management Board
6
Mgmt ForForForApprove Remuneration Policy for the Supervisory Board
7
Mgmt ForForForApprove Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForAmend Articles Re: Proof of Entitlement 9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fresenius Medical Care AG & Co. KGaA
Shares Voted: 4,890
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal 2019
1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.20 per Share
2
Mgmt ForForForApprove Discharge of Personally Liable Partner for Fiscal 2019
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2019
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020
5
Mgmt ForForForApprove Remuneration Policy for the Management Board
6
Mgmt ForForForApprove Remuneration Policy for the Supervisory Board
7
Mgmt ForForForApprove Creation of Two Pools of Capital with Partial Exclusion of Preemptive Rights
8
Mgmt ForForForAmend Articles Re: Proof of Entitlement 9
PT Gudang Garam Tbk
Meeting Date: 08/28/2020
Record Date: 07/28/2020
Country: Indonesia
Meeting Type: Annual
Primary Security ID: Y7121F165
Ticker: GGRM
Shares Voted: 142,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Annual Report Mgmt For For For
Mgmt ForForForAccept Financial Statements 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt AgainstAgainstForApprove Changes in Board of Company 4
Mgmt ForForForApprove Delegation of Duties of Directors 5
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove Remuneration of Commissioners 7
Mgmt ForForForApprove Auditors 8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
PT Gudang Garam Tbk
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAmend Article 3 of the Articles of Association in Relation with Business Activity
9
Shares Voted: 62,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Annual Report 1
Mgmt ForForForAccept Financial Statements 2
Mgmt ForForForApprove Allocation of Income 3
Mgmt AgainstAgainstForApprove Changes in Board of Company 4
Mgmt ForForForApprove Delegation of Duties of Directors 5
Mgmt ForForForApprove Remuneration of Directors 6
Mgmt ForForForApprove Remuneration of Commissioners 7
Mgmt ForForForApprove Auditors 8
Mgmt AgainstAgainstForAmend Article 3 of the Articles of Association in Relation with Business Activity
9
BJ's Restaurants, Inc.
Meeting Date: 09/02/2020
Record Date: 07/09/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 09180C106
Ticker: BJRI
Shares Voted: 2,051
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter 'Pete' A. Bassi Mgmt For For For
Mgmt ForForForElect Director Larry D. Bouts 1.2
Mgmt ForForForElect Director James 'Jim' A. Dal Pozzo 1.3
Mgmt ForForForElect Director Gerald 'Jerry' W. Deitchle 1.4
Mgmt ForForForElect Director Noah A. Elbogen 1.5
Mgmt ForForForElect Director Lea Anne S. Ottinger 1.6
Mgmt WithholdWithholdForElect Director Keith E. Pascal 1.7
Mgmt ForForForElect Director Janet M. Sherlock 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BJ's Restaurants, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gregory A. Trojan 1.9
Mgmt ForForForElect Director Patrick D. Walsh 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Shares Voted: 3,159
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Peter 'Pete' A. Bassi 1.1
Mgmt ForForForElect Director Larry D. Bouts 1.2
Mgmt ForForForElect Director James 'Jim' A. Dal Pozzo 1.3
Mgmt ForForForElect Director Gerald 'Jerry' W. Deitchle 1.4
Mgmt ForForForElect Director Noah A. Elbogen 1.5
Mgmt ForForForElect Director Lea Anne S. Ottinger 1.6
Mgmt WithholdWithholdForElect Director Keith E. Pascal 1.7
Mgmt ForForForElect Director Janet M. Sherlock 1.8
Mgmt ForForForElect Director Gregory A. Trojan 1.9
Mgmt ForForForElect Director Patrick D. Walsh 1.10
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditor 3
Change Healthcare, Inc.
Meeting Date: 09/02/2020
Record Date: 07/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 15912K100
Ticker: CHNG
Shares Voted: 6,658,757
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Neil E. de Crescenzo Mgmt For For For
Mgmt ForForForElect Director Howard L. Lance 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Change Healthcare, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Nella Domenici 1c
Mgmt WithholdWithholdForElect Director Nicholas L. Kuhar 1d
Mgmt ForForForElect Director Diana McKenzie 1e
Mgmt WithholdWithholdForElect Director Bansi Nagji 1f
Mgmt ForForForElect Director Philip M. Pead 1g
Mgmt ForForForElect Director Phillip W. Roe 1h
Mgmt WithholdWithholdForElect Director Neil P. Simpkins 1i
Mgmt WithholdWithholdForElect Director Robert J. Zollars 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Shares Voted: 6,180,512
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Neil E. de Crescenzo 1a
Mgmt ForForForElect Director Howard L. Lance 1b
Mgmt ForForForElect Director Nella Domenici 1c
Mgmt WithholdWithholdForElect Director Nicholas L. Kuhar 1d
Mgmt ForForForElect Director Diana McKenzie 1e
Mgmt WithholdWithholdForElect Director Bansi Nagji 1f
Mgmt ForForForElect Director Philip M. Pead 1g
Mgmt ForForForElect Director Phillip W. Roe 1h
Mgmt WithholdWithholdForElect Director Neil P. Simpkins 1i
Mgmt WithholdWithholdForElect Director Robert J. Zollars 1j
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Motorcar Parts of America, Inc.
Meeting Date: 09/02/2020
Record Date: 07/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 620071100
Ticker: MPAA
Shares Voted: 3,439
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Selwyn Joffe Mgmt For For For
Mgmt ForForForElect Director Scott J. Adelson 1b
Mgmt AgainstAgainstForElect Director David Bryan 1c
Mgmt AgainstAgainstForElect Director Rudolph J. Borneo 1d
Mgmt ForForForElect Director Joseph Ferguson 1e
Mgmt AgainstAgainstForElect Director Philip Gay 1f
Mgmt AgainstAgainstForElect Director Duane Miller 1g
Mgmt AgainstAgainstForElect Director Jeffrey Mirvis 1h
Mgmt ForAgainstForElect Director Barbara L. Whittaker 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
SillaJen, Inc.
Meeting Date: 09/07/2020
Record Date: 07/16/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y7T3A9100
Ticker: 215600
Shares Voted: 3,291
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles of Incorporation Mgmt For Against Against
Mgmt ForForForElect Ju Sang-eun as Inside Director 2.1
Mgmt ForForForElect Hong Seung-gi as Outside Director 2.2
Mgmt ForForForElect Jeong Young-jin as Outside Director 2.3
Mgmt ForForForElect Nam Tae-gyun as Outside Director 2.4
Mgmt ForForForAppoint Jeong Sung-mi as Statutory Auditor 3.1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
SillaJen, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
4
Mgmt ForForForAuthorize Board to Fix Remuneration of Internal Auditor(s)
5
NortonLifeLock Inc.
Meeting Date: 09/08/2020
Record Date: 07/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 668771108
Ticker: NLOK
Shares Voted: 2
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Sue Barsamian Mgmt For For For
Mgmt ForForForElect Director Eric K. Brandt 1b
Mgmt ForForForElect Director Frank E. Dangeard 1c
Mgmt ForForForElect Director Nora M. Denzel 1d
Mgmt ForForForElect Director Peter A. Feld 1e
Mgmt ForForForElect Director Kenneth Y. Hao 1f
Mgmt ForForForElect Director David W. Humphrey 1g
Mgmt ForForForElect Director Vincent Pilette 1h
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstReport on Political Contributions and Expenditures
4
NetScout Systems, Inc.
Meeting Date: 09/10/2020
Record Date: 07/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 64115T104
Ticker: NTCT
Shares Voted: 2,393
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joseph G. Hadzima, Jr. Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NetScout Systems, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Christopher Perretta 1.2
Mgmt ForForForElect Director Susan L. Spradley 1.3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 123
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph G. Hadzima, Jr. 1.1
Mgmt ForForForElect Director Christopher Perretta 1.2
Mgmt ForForForElect Director Susan L. Spradley 1.3
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Royal KPN NV
Meeting Date: 09/10/2020
Record Date: 08/13/2020
Country: Netherlands
Meeting Type: Special
Primary Security ID: N4297B146
Ticker: KPN
Shares Voted: 1,829,811
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtOpportunity to Make Recommendations for the Appointment of a Member of the Supervisory Board
2
Mgmt ForForForElect Alejandro Douglass Plater to Supervisory Board
3
MgmtClose Meeting 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Royal KPN NV
Shares Voted: 4,757,491
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
MgmtOpen Meeting 1
MgmtOpportunity to Make Recommendations for the Appointment of a Member of the Supervisory Board
2
Mgmt ForForForElect Alejandro Douglass Plater to Supervisory Board
3
MgmtClose Meeting 4
Korea Electric Power Corp.
Meeting Date: 09/14/2020
Record Date: 06/15/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y48406105
Ticker: 015760
Shares Voted: 4,710
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Three Inside Directors (Bundled) Mgmt For For For
Mgmt ForForForElect Noh Geum-sun and Jung Yeon-gil as a Member of Audit Committee (Bundled)
2
Open Text Corporation
Meeting Date: 09/14/2020
Record Date: 08/05/2020
Country: Canada
Meeting Type: Annual/Special
Primary Security ID: 683715106
Ticker: OTEX
Shares Voted: 24,276
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director P. Thomas Jenkins Mgmt For For For
Mgmt ForForForElect Director Mark J. Barrenechea 1.2
Mgmt ForForForElect Director Randy Fowlie 1.3
Mgmt ForForForElect Director David Fraser 1.4
Mgmt ForForForElect Director Gail E. Hamilton 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Open Text Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert (Bob) Hau 1.6
Mgmt ForForForElect Director Stephen J. Sadler 1.7
Mgmt ForForForElect Director Harmit Singh 1.8
Mgmt ForForForElect Director Michael Slaunwhite 1.9
Mgmt ForForForElect Director Katharine B. Stevenson 1.10
Mgmt ForForForElect Director Deborah Weinstein 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForForAmend Employee Stock Purchase Plan 4
Mgmt ForForForAmend Stock Option Plan 5
Shares Voted: 19,398
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director P. Thomas Jenkins 1.1
Mgmt ForForForElect Director Mark J. Barrenechea 1.2
Mgmt ForForForElect Director Randy Fowlie 1.3
Mgmt ForForForElect Director David Fraser 1.4
Mgmt ForForForElect Director Gail E. Hamilton 1.5
Mgmt ForForForElect Director Robert (Bob) Hau 1.6
Mgmt ForForForElect Director Stephen J. Sadler 1.7
Mgmt ForForForElect Director Harmit Singh 1.8
Mgmt ForForForElect Director Michael Slaunwhite 1.9
Mgmt ForForForElect Director Katharine B. Stevenson 1.10
Mgmt ForForForElect Director Deborah Weinstein 1.11
Mgmt ForForForRatify KPMG LLP as Auditors 2
Mgmt ForForForAdvisory Vote on Executive Compensation Approach
3
Mgmt ForForForAmend Employee Stock Purchase Plan 4
Mgmt ForForForAmend Stock Option Plan 5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
StealthGas Inc.
Meeting Date: 09/16/2020
Record Date: 07/23/2020
Country: Marshall Isl
Meeting Type: Annual
Primary Security ID: Y81669106
Ticker: GASS
Shares Voted: 18,450
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Markos Drakos Mgmt For Withhold Withhold
Mgmt ForForForRatify Deloitte Certified Public Accountants S.A. as Auditors
2
Shares Voted: 38,041
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Markos Drakos 1
Mgmt ForForForRatify Deloitte Certified Public Accountants S.A. as Auditors
2
Innocean Worldwide, Inc.
Meeting Date: 09/17/2020
Record Date: 08/18/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y3862P108
Ticker: 214320
Shares Voted: 3,862
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Lee Yong-woo as Inside Director Mgmt For For For
Shares Voted: 1,688
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Lee Yong-woo as Inside Director 1
Unilever NV
Meeting Date: 09/21/2020
Record Date: 08/24/2020
Country: Netherlands
Meeting Type: Special
Primary Security ID: N8981F289
Ticker: UNA
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever NV
Shares Voted: 10,435
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAmend Articles Re: Unification 1
Mgmt ForForForApprove Unification 2
Mgmt ForForForApprove Discharge of Executive Directors 3
Mgmt ForForForApprove Discharge of Non-Executive Directors 4
Shares Voted: 6,991
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAmend Articles Re: Unification 1
Mgmt ForForForApprove Unification 2
Mgmt ForForForApprove Discharge of Executive Directors 3
Mgmt ForForForApprove Discharge of Non-Executive Directors 4
General Mills, Inc.
Meeting Date: 09/22/2020
Record Date: 07/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 370334104
Ticker: GIS
Shares Voted: 34
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director R. Kerry Clark Mgmt For For For
Mgmt ForForForElect Director David M. Cordani 1b
Mgmt ForForForElect Director Roger W. Ferguson, Jr. 1c
Mgmt ForForForElect Director Jeffrey L. Harmening 1d
Mgmt ForForForElect Director Maria G. Henry 1e
Mgmt ForForForElect Director Jo Ann Jenkins 1f
Mgmt ForForForElect Director Elizabeth C. Lempres 1g
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
General Mills, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Diane L. Neal 1h
Mgmt ForForForElect Director Steve Odland 1i
Mgmt ForForForElect Director Maria A. Sastre 1j
Mgmt ForForForElect Director Eric D. Sprunk 1k
Mgmt ForForForElect Director Jorge A. Uribe 1l
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Newmark Group, Inc.
Meeting Date: 09/22/2020
Record Date: 07/27/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 65158N102
Ticker: NMRK
Shares Voted: 201,235
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Howard W. Lutnick Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Michael Snow 1.2
Mgmt WithholdWithholdForElect Director Virginia S. Bauer 1.3
Mgmt WithholdWithholdForElect Director Peter F. Cervinka 1.4
Mgmt ForForForElect Director Kenneth A. McIntyre 1.5
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Shares Voted: 160,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Howard W. Lutnick 1.1
Mgmt WithholdWithholdForElect Director Michael Snow 1.2
Mgmt WithholdWithholdForElect Director Virginia S. Bauer 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Newmark Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Peter F. Cervinka 1.4
Mgmt ForForForElect Director Kenneth A. McIntyre 1.5
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearAdvisory Vote on Say on Pay Frequency 4
Darden Restaurants, Inc.
Meeting Date: 09/23/2020
Record Date: 07/29/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 237194105
Ticker: DRI
Shares Voted: 153,129
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Margaret Shan Atkins Mgmt For For For
Mgmt ForForForElect Director James P. Fogarty 1.2
Mgmt ForForForElect Director Cynthia T. Jamison 1.3
Mgmt ForForForElect Director Eugene I. Lee, Jr. 1.4
Mgmt ForForForElect Director Nana Mensah 1.5
Mgmt ForForForElect Director William S. Simon 1.6
Mgmt ForForForElect Director Charles M. Sonsteby 1.7
Mgmt ForForForElect Director Timothy J. Wilmott 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Shares Voted: 520,079
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Margaret Shan Atkins 1.1
Mgmt ForForForElect Director James P. Fogarty 1.2
Mgmt ForForForElect Director Cynthia T. Jamison 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Darden Restaurants, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Eugene I. Lee, Jr. 1.4
Mgmt ForForForElect Director Nana Mensah 1.5
Mgmt ForForForElect Director William S. Simon 1.6
Mgmt ForForForElect Director Charles M. Sonsteby 1.7
Mgmt ForForForElect Director Timothy J. Wilmott 1.8
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify KPMG LLP as Auditors 3
Korn Ferry
Meeting Date: 09/23/2020
Record Date: 07/29/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 500643200
Ticker: KFY
Shares Voted: 322,466
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Doyle N. Beneby Mgmt For For For
Mgmt ForForForElect Director Gary D. Burnison 1b
Mgmt ForForForElect Director Christina A. Gold 1c
Mgmt ForForForElect Director Jerry P. Leamon 1d
Mgmt ForForForElect Director Angel R. Martinez 1e
Mgmt ForForForElect Director Debra J. Perry 1f
Mgmt ForForForElect Director Lori J. Robinson 1g
Mgmt ForForForElect Director George T. Shaheen 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 61,984
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Doyle N. Beneby 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Korn Ferry
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Gary D. Burnison 1b
Mgmt ForForForElect Director Christina A. Gold 1c
Mgmt ForForForElect Director Jerry P. Leamon 1d
Mgmt ForForForElect Director Angel R. Martinez 1e
Mgmt ForForForElect Director Debra J. Perry 1f
Mgmt ForForForElect Director Lori J. Robinson 1g
Mgmt ForForForElect Director George T. Shaheen 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Grand Korea Leisure Co., Ltd.
Meeting Date: 09/24/2020
Record Date: 08/25/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y2847C109
Ticker: 114090
Shares Voted: 61,753
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Shin Gang-hyeon as Outside Director Mgmt For For For
Mgmt ForForForElect Lee Gye-hyeon as Outside Director 1.2
Mgmt ForForForElect Lee Myeong-hwan as Outside Director 1.3
Mgmt ForForForElect Lee Su-beom as Outside Director 1.4
Mgmt ForForForElect Han Hui-gyeong as Outside Director 1.5
Shares Voted: 27,325
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Shin Gang-hyeon as Outside Director 1.1
Mgmt ForForForElect Lee Gye-hyeon as Outside Director 1.2
Mgmt ForForForElect Lee Myeong-hwan as Outside Director 1.3
Mgmt ForForForElect Lee Su-beom as Outside Director 1.4
Mgmt ForForForElect Han Hui-gyeong as Outside Director 1.5
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Gujarat State Petronet Limited
Meeting Date: 09/24/2020
Record Date: 09/17/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y2947F101
Ticker: 532702
Shares Voted: 127,513
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Dividend 2
Mgmt AgainstAgainstForReelect Sanjeev Kumar as Director 3
Mgmt ForForForAuthorize Board to Fix Remuneration of Statutory Auditors
4
Mgmt ForForForElect Anil Mukim as Director 5
Mgmt ForForForElect Pankaj Joshi as Director 6
Mgmt AgainstAgainstForElect Sunaina Tomar as Director 7
Mgmt ForForForReelect Sudhir Kumar Jain as Director 8
Mgmt ForForForReelect Bhadresh Mehta as Director 9
Mgmt ForForForApprove Remuneration of Cost Auditors 10
Shares Voted: 56,074
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Dividend 2
Mgmt AgainstAgainstForReelect Sanjeev Kumar as Director 3
Mgmt ForForForAuthorize Board to Fix Remuneration of Statutory Auditors
4
Mgmt ForForForElect Anil Mukim as Director 5
Mgmt ForForForElect Pankaj Joshi as Director 6
Mgmt AgainstAgainstForElect Sunaina Tomar as Director 7
Mgmt ForForForReelect Sudhir Kumar Jain as Director 8
Mgmt ForForForReelect Bhadresh Mehta as Director 9
Mgmt ForForForApprove Remuneration of Cost Auditors 10
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Mahanagar Gas Limited
Meeting Date: 09/24/2020
Record Date: 09/17/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y5S732109
Ticker: 539957
Shares Voted: 28,703
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForConfirm Interim Dividend and Declare Final Dividend and Special Dividend
2
Mgmt ForForForReelect Sanjib Datta as Director 3
Mgmt ForForForApprove Remuneration of Cost Auditors 4
Mgmt ForForForApprove Material Related Party Transactions 5
Mgmt AgainstAgainstForElect Syed S. Hussain as Director 6
Mgmt AgainstAgainstForReelect Radhika Vijay Haribhakti as Director 7
Mgmt ForForForElect Manoj Jain as Director 8
Shares Voted: 12,622
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForConfirm Interim Dividend and Declare Final Dividend and Special Dividend
2
Mgmt ForForForReelect Sanjib Datta as Director 3
Mgmt ForForForApprove Remuneration of Cost Auditors 4
Mgmt ForForForApprove Material Related Party Transactions 5
Mgmt AgainstAgainstForElect Syed S. Hussain as Director 6
Mgmt AgainstAgainstForReelect Radhika Vijay Haribhakti as Director 7
Mgmt ForForForElect Manoj Jain as Director 8
NetEase, Inc.
Meeting Date: 09/25/2020
Record Date: 08/26/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G6427A102
Ticker: 9999
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NetEase, Inc.
Shares Voted: 209
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForElect William Lei Ding as Director 1a
Mgmt AgainstAgainstForElect Alice Yu-Fen Cheng as Director 1b
Mgmt AgainstAgainstForElect Denny Ting Bun Lee as Director 1c
Mgmt AgainstAgainstForElect Joseph Tze Kay Tong as Director 1d
Mgmt ForForForElect Lun Feng as Director 1e
Mgmt AgainstAgainstForElect Michael Man Kit Leung as Director 1f
Mgmt ForForForElect Michael Sui Bau Tong as Director 1g
Mgmt ForForForApprove Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors
2
Shares Voted: 53,584
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForElect William Lei Ding as Director 1a
Mgmt ForAgainstForElect Alice Yu-Fen Cheng as Director 1b
Mgmt AgainstAgainstForElect Denny Ting Bun Lee as Director 1c
Mgmt AgainstAgainstForElect Joseph Tze Kay Tong as Director 1d
Mgmt ForForForElect Lun Feng as Director 1e
Mgmt AgainstAgainstForElect Michael Man Kit Leung as Director 1f
Mgmt ForForForElect Michael Sui Bau Tong as Director 1g
Mgmt ForForForApprove Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors
2
Shares Voted: 16,239
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
NetEase, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect William Lei Ding as Director 1a
Mgmt ForAgainstForElect Alice Yu-Fen Cheng as Director 1b
Mgmt AgainstAgainstForElect Denny Ting Bun Lee as Director 1c
Mgmt AgainstAgainstForElect Joseph Tze Kay Tong as Director 1d
Mgmt ForForForElect Lun Feng as Director 1e
Mgmt AgainstAgainstForElect Michael Man Kit Leung as Director 1f
Mgmt ForForForElect Michael Sui Bau Tong as Director 1g
Mgmt ForForForApprove Appointment of PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors
2
Sberbank Russia PJSC
Meeting Date: 09/25/2020
Record Date: 08/25/2020
Country: Russia
Meeting Type: Annual
Primary Security ID: X76317100
Ticker: SBER
Shares Voted: 85,555
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR/GDR Holders Mgmt
Mgmt ForForForApprove Annual Report 1
Mgmt ForForForApprove Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share
2
Mgmt ForForForRatify PricewaterhouseCoopers as Auditor 3
MgmtElect 14 Directors by Cumulative Voting
Mgmt ForForNoneElect Esko Tapani Aho as Director 4.1
Mgmt ForForNoneElect Leonid Boguslavskii as Director 4.2
Mgmt AgainstAgainstNoneElect Herman Gref as Director 4.3
Mgmt AgainstAgainstNoneElect Bella Zlatkis as Director 4.4
Mgmt AgainstAgainstNoneElect Sergei Ignatev as Director 4.5
Mgmt AgainstAgainstNoneElect Mikhail Kovalchuk as Director 4.6
Mgmt AgainstAgainstNoneElect Vladimir Kolychev as Director 4.7
Mgmt ForForNoneElect Nikolai Kudriavtsev as Director 4.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sberbank Russia PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForNoneElect Aleksandr Kuleshov as Director 4.9
Mgmt ForForNoneElect Gennadii Melikian as Director 4.10
Mgmt AgainstAgainstNoneElect Maksim Oreshkin as Director 4.11
Mgmt AgainstAgainstNoneElect Anton Siluanov as Director 4.12
Mgmt AgainstAgainstNoneElect Dmitrii Chernyshenko as Director 4.13
Mgmt ForForNoneElect Nadya Wells as Director 4.14
Mgmt ForForForApprove Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company
5
Mgmt ForForForAmend Charter 6
Shares Voted: 35,222
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR/GDR Holders
Mgmt ForForForApprove Annual Report 1
Mgmt ForForForApprove Allocation of Income and Dividends of RUB 18.70 per Ordinary Share and RUB 18.70 per Preferred Share
2
Mgmt ForForForRatify PricewaterhouseCoopers as Auditor 3
MgmtElect 14 Directors by Cumulative Voting
Mgmt ForForNoneElect Esko Tapani Aho as Director 4.1
Mgmt ForForNoneElect Leonid Boguslavskii as Director 4.2
Mgmt AgainstAgainstNoneElect Herman Gref as Director 4.3
Mgmt AgainstAgainstNoneElect Bella Zlatkis as Director 4.4
Mgmt AgainstAgainstNoneElect Sergei Ignatev as Director 4.5
Mgmt AgainstAgainstNoneElect Mikhail Kovalchuk as Director 4.6
Mgmt AgainstAgainstNoneElect Vladimir Kolychev as Director 4.7
Mgmt ForForNoneElect Nikolai Kudriavtsev as Director 4.8
Mgmt ForForNoneElect Aleksandr Kuleshov as Director 4.9
Mgmt ForForNoneElect Gennadii Melikian as Director 4.10
Mgmt AgainstAgainstNoneElect Maksim Oreshkin as Director 4.11
Mgmt AgainstAgainstNoneElect Anton Siluanov as Director 4.12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Sberbank Russia PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstNoneElect Dmitrii Chernyshenko as Director 4.13
Mgmt ForForNoneElect Nadya Wells as Director 4.14
Mgmt ForForForApprove Related-Party Transaction Re: Liability Insurance for Directors, Executives, and Company
5
Mgmt ForForForAmend Charter 6
Indraprastha Gas Limited
Meeting Date: 09/28/2020
Record Date: 09/21/2020
Country: India
Meeting Type: Annual
Primary Security ID: Y39881126
Ticker: 532514
Shares Voted: 86,760
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Dividend 2
Mgmt AgainstAgainstForReelect R. P. Natekar as Director 3
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
4
Mgmt ForForForElect P. K. Gupta as Director 5
Mgmt ForForForApprove Reappointment and Remuneration of E. S. Ranganathan as Managing Director on Whole-time Basis
6
Mgmt ForForForElect Asit Kumar Jana as Director 7
Mgmt ForForForApprove Appointment and Remuneration of Asit Kumar Jana as Managing Director on Whole-time Basis
8
Mgmt ForForForElect Manisha Saxena as Director 9
Mgmt ForForForApprove Remuneration of Cost Auditors 10
Mgmt ForForForRatify Contract for Purchase of APM Gas for NCT of Delhi as a Material Related PartyTransaction
11
Mgmt AgainstAgainstForAdopt New Memorandum of Association and Articles of Association
12
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Indraprastha Gas Limited
Shares Voted: 38,187
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Dividend 2
Mgmt AgainstAgainstForReelect R. P. Natekar as Director 3
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
4
Mgmt ForForForElect P. K. Gupta as Director 5
Mgmt ForForForApprove Reappointment and Remuneration of E. S. Ranganathan as Managing Director on Whole-time Basis
6
Mgmt ForForForElect Asit Kumar Jana as Director 7
Mgmt ForForForApprove Appointment and Remuneration of Asit Kumar Jana as Managing Director on Whole-time Basis
8
Mgmt ForForForElect Manisha Saxena as Director 9
Mgmt ForForForApprove Remuneration of Cost Auditors 10
Mgmt ForForForRatify Contract for Purchase of APM Gas for NCT of Delhi as a Material Related PartyTransaction
11
Mgmt AgainstAgainstForAdopt New Memorandum of Association and Articles of Association
12
Muyuan Foods Co., Ltd.
Meeting Date: 09/29/2020
Record Date: 09/21/2020
Country: China
Meeting Type: Special
Primary Security ID: Y6149B107
Ticker: 002714
Shares Voted: 254,190
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Company's Eligibility for Issuance of Convertible Bonds
Mgmt For For For
MgmtAPPROVE ISSUANCE OF CONVERTIBLE BONDS
Mgmt ForForForApprove Issue Type 2.1
Mgmt ForForForApprove Issue Scale 2.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Par Value and Issue Price 2.3
Mgmt ForForForApprove Bond Period 2.4
Mgmt ForForForApprove Interest Rate 2.5
Mgmt ForForForApprove Repayment Period and Manner 2.6
Mgmt ForForForApprove Guarantee Matters 2.7
Mgmt ForForForApprove Conversion Period 2.8
Mgmt ForForForApprove Determination and Adjustment of Conversion Price
2.9
Mgmt ForForForApprove Terms for Downward Adjustment of Conversion Price
2.10
Mgmt ForForForApprove Determination of Number of Conversion Shares
2.11
Mgmt ForForForApprove Terms of Redemption 2.12
Mgmt ForForForApprove Terms of Sell-Back 2.13
Mgmt ForForForApprove Dividend Distribution Post Conversion
2.14
Mgmt ForForForApprove Issue Manner and Target Parties 2.15
Mgmt ForForForApprove Placing Arrangement for Shareholders
2.16
Mgmt ForForForApprove Matters Relating to Meetings of Bond Holders
2.17
Mgmt ForForForApprove Usage of Raised Funds 2.18
Mgmt ForForForApprove Raised Funds Management 2.19
Mgmt ForForForApprove Resolution Validity Period 2.20
Mgmt ForForForApprove Plan on Convertible Bond Issuance 3
Mgmt ForForForApprove Feasibility Analysis Report on the Use of Proceeds
4
Mgmt ForForForApprove Report on the Usage of Previously Raised Funds
5
Mgmt ForForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
Mgmt ForForForApprove Principles of Bondholders Meeting 7
Mgmt ForForForApprove Shareholder Return Plan 8
Mgmt ForForForApprove Special Deposit Account for Raised Funds
9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Authorization of Board to Handle All Related Matters
10
Mgmt ForForForApprove Repurchase and Cancellation of Performance Shares
11
Mgmt ForForForApprove Amendments to Articles of Association
12
Shares Voted: 111,530
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Company's Eligibility for Issuance of Convertible Bonds
1
MgmtAPPROVE ISSUANCE OF CONVERTIBLE BONDS
Mgmt ForForForApprove Issue Type 2.1
Mgmt ForForForApprove Issue Scale 2.2
Mgmt ForForForApprove Par Value and Issue Price 2.3
Mgmt ForForForApprove Bond Period 2.4
Mgmt ForForForApprove Interest Rate 2.5
Mgmt ForForForApprove Repayment Period and Manner 2.6
Mgmt ForForForApprove Guarantee Matters 2.7
Mgmt ForForForApprove Conversion Period 2.8
Mgmt ForForForApprove Determination and Adjustment of Conversion Price
2.9
Mgmt ForForForApprove Terms for Downward Adjustment of Conversion Price
2.10
Mgmt ForForForApprove Determination of Number of Conversion Shares
2.11
Mgmt ForForForApprove Terms of Redemption 2.12
Mgmt ForForForApprove Terms of Sell-Back 2.13
Mgmt ForForForApprove Dividend Distribution Post Conversion
2.14
Mgmt ForForForApprove Issue Manner and Target Parties 2.15
Mgmt ForForForApprove Placing Arrangement for Shareholders
2.16
Mgmt ForForForApprove Matters Relating to Meetings of Bond Holders
2.17
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Usage of Raised Funds 2.18
Mgmt ForForForApprove Raised Funds Management 2.19
Mgmt ForForForApprove Resolution Validity Period 2.20
Mgmt ForForForApprove Plan on Convertible Bond Issuance 3
Mgmt ForForForApprove Feasibility Analysis Report on the Use of Proceeds
4
Mgmt ForForForApprove Report on the Usage of Previously Raised Funds
5
Mgmt ForForForApprove Impact of Dilution of Current Returns on Major Financial Indicators and the Relevant Measures to be Taken
6
Mgmt ForForForApprove Principles of Bondholders Meeting 7
Mgmt ForForForApprove Shareholder Return Plan 8
Mgmt ForForForApprove Special Deposit Account for Raised Funds
9
Mgmt ForForForApprove Authorization of Board to Handle All Related Matters
10
Mgmt ForForForApprove Repurchase and Cancellation of Performance Shares
11
Mgmt ForForForApprove Amendments to Articles of Association
12
Sociedad Quimica y Minera de Chile SA
Meeting Date: 09/29/2020
Record Date: 09/08/2020
Country: Chile
Meeting Type: Special
Primary Security ID: P8716X108
Ticker: SQM.B
Shares Voted: 1,146
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Interim Dividends of USD 0.38 per Share
1
Alibaba Group Holding Limited
Meeting Date: 09/30/2020
Record Date: 08/17/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G01719114
Ticker: 9988
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alibaba Group Holding Limited
Shares Voted: 164,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Articles of Association Mgmt For For For
Mgmt ForForForElect Maggie Wei Wu as Director 2.1
Mgmt ForForForElect Kabir Misra as Director 2.2
Mgmt ForForForElect Walter Teh Ming Kwauk as Director 2.3
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 3
Shares Voted: 407,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles of Association 1
Mgmt ForForForElect Maggie Wei Wu as Director 2.1
Mgmt ForForForElect Kabir Misra as Director 2.2
Mgmt ForForForElect Walter Teh Ming Kwauk as Director 2.3
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 3
Alibaba Group Holding Limited
Meeting Date: 09/30/2020
Record Date: 08/17/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G01719114
Ticker: 9988
Shares Voted: 16,754
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForAmend Articles of Association 1
Mgmt ForForForElect Maggie Wei Wu as Director 2.1
Mgmt ForForForElect Kabir Misra as Director 2.2
Mgmt ForForForElect Walter Teh Ming Kwauk as Director 2.3
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alibaba Group Holding Limited
Shares Voted: 13,130
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForAmend Articles of Association 1
Mgmt ForForForElect Maggie Wei Wu as Director 2.1
Mgmt ForForForElect Kabir Misra as Director 2.2
Mgmt ForForForElect Walter Teh Ming Kwauk as Director 2.3
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 3
National General Holdings Corp.
Meeting Date: 09/30/2020
Record Date: 08/25/2020
Country: USA
Meeting Type: Special
Primary Security ID: 636220303
Ticker: NGHC
Shares Voted: 1,951,530
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 372,488
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt AgainstAgainstForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Tatneft PJSC
Meeting Date: 09/30/2020
Record Date: 09/06/2020
Country: Russia
Meeting Type: Special
Primary Security ID: X89366102
Ticker: TATN
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tatneft PJSC
Shares Voted: 92,967
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Interim Dividends for First Six Months of Fiscal 2020
Mgmt For For For
Shares Voted: 39,766
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Interim Dividends for First Six Months of Fiscal 2020
1
Apollo Global Management, Inc.
Meeting Date: 10/01/2020
Record Date: 08/07/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 03768E105
Ticker: APO
Shares Voted: 3,643
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Leon Black Mgmt For Withhold Withhold
Mgmt WithholdWithholdForElect Director Joshua Harris 1.2
Mgmt WithholdWithholdForElect Director Marc Rowan 1.3
Mgmt WithholdWithholdForElect Director Michael Ducey 1.4
Mgmt WithholdWithholdForElect Director Robert Kraft 1.5
Mgmt WithholdWithholdForElect Director A.B. Krongard 1.6
Mgmt WithholdWithholdForElect Director Pauline Richards 1.7
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearThree YearsAdvisory Vote on Say on Pay Frequency 3
Mgmt AgainstAgainstForRatify Deloitte & Touche LLP as Auditors 4
Noble Energy, Inc.
Meeting Date: 10/02/2020
Record Date: 08/21/2020
Country: USA
Meeting Type: Special
Primary Security ID: 655044105
Ticker: NBL
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Noble Energy, Inc.
Shares Voted: 493,422
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 23,403
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Viad Corp
Meeting Date: 10/07/2020
Record Date: 09/02/2020
Country: USA
Meeting Type: Special
Primary Security ID: 92552R406
Ticker: VVI
Shares Voted: 2,841
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Issuance of Shares for a Private Placement
Mgmt For For For
Mgmt ForForForApprove the Preferred Stock Rights Proposal 2
Mgmt ForForForAdjourn Meeting 3
Shares Voted: 70,633
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Issuance of Shares for a Private Placement
1
Mgmt ForForForApprove the Preferred Stock Rights Proposal 2
Mgmt ForForForAdjourn Meeting 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Analog Devices, Inc.
Meeting Date: 10/08/2020
Record Date: 08/31/2020
Country: USA
Meeting Type: Special
Primary Security ID: 032654105
Ticker: ADI
Shares Voted: 78,729
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 13,796
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForIssue Shares in Connection with Acquisition 1
Mgmt ForForForAdjourn Meeting 2
Unilever Plc
Meeting Date: 10/12/2020
Record Date: 10/10/2020
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G92087165
Ticker: ULVR
Shares Voted: 69,479
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Matters Relating to the Unification of the Unilever Group under a Single Parent Company
Mgmt For For For
Shares Voted: 177,329
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Matters Relating to the Unification of the Unilever Group under a Single Parent Company
1
Unilever Plc
Meeting Date: 10/12/2020
Record Date: 10/10/2020
Country: United Kingdom
Meeting Type: Court
Primary Security ID: G92087165
Ticker: ULVR
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Unilever Plc
Shares Voted: 69,479
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Court Meeting Mgmt
Mgmt ForForForApprove the Cross-Border Merger between Unilever PLC and Unilever N.V.
1
Shares Voted: 177,329
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtCourt Meeting
Mgmt ForForForApprove the Cross-Border Merger between Unilever PLC and Unilever N.V.
1
Carpenter Technology Corporation
Meeting Date: 10/13/2020
Record Date: 08/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 144285103
Ticker: CRS
Shares Voted: 2,129
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven E. Karol Mgmt For For For
Mgmt ForForForElect Director Gregory A. Pratt 1.2
Mgmt ForForForElect Director Tony R. Thene 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 3,191
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Steven E. Karol 1.1
Mgmt ForForForElect Director Gregory A. Pratt 1.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Carpenter Technology Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Tony R. Thene 1.3
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
The Procter & Gamble Company
Meeting Date: 10/13/2020
Record Date: 08/14/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 742718109
Ticker: PG
Shares Voted: 13,495
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Francis S. Blake Mgmt For For For
Mgmt ForForForElect Director Angela F. Braly 1b
Mgmt ForForForElect Director Amy L. Chang 1c
Mgmt ForForForElect Director Joseph Jimenez 1d
Mgmt ForForForElect Director Debra L. Lee 1e
Mgmt ForForForElect Director Terry J. Lundgren 1f
Mgmt ForForForElect Director Christine M. McCarthy 1g
Mgmt ForForForElect Director W. James McNerney, Jr. 1h
Mgmt ForForForElect Director Nelson Peltz 1i
Mgmt ForForForElect Director David S. Taylor 1j
Mgmt ForForForElect Director Margaret C. Whitman 1k
Mgmt ForForForElect Director Patricia A. Woertz 1l
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
4
SH AgainstReferAgainstReport on Efforts to Eliminate Deforestation 5
SH ForForAgainstPublish Annually a Report Assessing Diversity and Inclusion Efforts
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
The Procter & Gamble Company
Shares Voted: 87,564
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Francis S. Blake 1a
Mgmt ForForForElect Director Angela F. Braly 1b
Mgmt ForForForElect Director Amy L. Chang 1c
Mgmt ForForForElect Director Joseph Jimenez 1d
Mgmt ForForForElect Director Debra L. Lee 1e
Mgmt ForForForElect Director Terry J. Lundgren 1f
Mgmt ForForForElect Director Christine M. McCarthy 1g
Mgmt ForForForElect Director W. James McNerney, Jr. 1h
Mgmt ForForForElect Director Nelson Peltz 1i
Mgmt ForForForElect Director David S. Taylor 1j
Mgmt ForForForElect Director Margaret C. Whitman 1k
Mgmt ForForForElect Director Patricia A. Woertz 1l
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Qualified Employee Stock Purchase Plan
4
SH AgainstReferAgainstReport on Efforts to Eliminate Deforestation 5
SH ForForAgainstPublish Annually a Report Assessing Diversity and Inclusion Efforts
6
Landec Corporation
Meeting Date: 10/14/2020
Record Date: 08/17/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 514766104
Ticker: LNDC
Shares Voted: 26,175
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Katrina L. Houde Mgmt For For For
Mgmt ForForForElect Director Nelson Obus 1.2
Mgmt ForForForElect Director Andrew Powell 1.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Landec Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Catherine A. Sohn 1.4
Mgmt ForForForElect Director Jeffrey L. Edwards 1.5
Mgmt ForForForElect Director Patrick D. Walsh 1.6
Mgmt ForForForElect Director Joshua E. Schechter 1.7
Mgmt ForForForApprove Increase in Size of Board 2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Shares Voted: 24,818
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Katrina L. Houde 1.1
Mgmt ForForForElect Director Nelson Obus 1.2
Mgmt ForForForElect Director Andrew Powell 1.3
Mgmt ForForForElect Director Catherine A. Sohn 1.4
Mgmt ForForForElect Director Jeffrey L. Edwards 1.5
Mgmt ForForForElect Director Patrick D. Walsh 1.6
Mgmt ForForForElect Director Joshua E. Schechter 1.7
Mgmt ForForForApprove Increase in Size of Board 2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Credicorp Ltd.
Meeting Date: 10/16/2020
Record Date: 09/08/2020
Country: Bermuda
Meeting Type: Special
Primary Security ID: G2519Y108
Ticker: BAP
Shares Voted: 386
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Leslie Pierce Diez Canseco as Director Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
South Jersey Industries, Inc.
Meeting Date: 10/16/2020
Record Date: 08/24/2020
Country: USA
Meeting Type: Special
Primary Security ID: 838518108
Ticker: SJI
Shares Voted: 5,833
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Increase Authorized Common Stock Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
Shares Voted: 87
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForIncrease Authorized Common Stock 1
Mgmt ForForForAdjourn Meeting 2
Distell Group Holdings Ltd.
Meeting Date: 10/21/2020
Record Date: 10/16/2020
Country: South Africa
Meeting Type: Annual
Primary Security ID: S21939103
Ticker: DGH
Shares Voted: 53,203
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Resolutions Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2020
1
Mgmt ForForForReappoint PricewaterhouseCoopers Inc as Auditors with Rika Labuschaigne as the Individual Designated Auditor
2
Mgmt ForForForRe-elect Gugu Dingaan as Director 3.1
Mgmt ForForForRe-elect Chris Otto as Director 3.2
Mgmt ForForForRe-elect Catharina Sevillano-Barredo as Director
3.3
Mgmt ForForForRe-elect Gugu Dingaan as Member of the Audit Committee
4.1
Mgmt ForForForRe-elect Dr Prieur du Plessis as Member of the Audit Committee
4.2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Distell Group Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Ethel Matenge-Sebesho as Member of the Audit Committee
4.3
Mgmt ForForForRe-elect Catharina Sevillano-Barredo as Member of the Audit Committee
4.4
Mgmt ForForForPlace Authorised but Unissued Shares under Control of Directors
5
Mgmt ForForForApprove Remuneration Policy 6
Mgmt ForForForApprove Implementation Report on the Company's Remuneration Policy
7
MgmtSpecial Resolutions
Mgmt ForForForApprove Non-executive Directors' Remuneration
1
Mgmt AgainstAgainstForApprove Remuneration of Non-executive Directors for Additional Services Performed on Behalf of the Company
2
Mgmt AgainstAgainstForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
4
Shares Voted: 24,674
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtOrdinary Resolutions
Mgmt ForForForAccept Financial Statements and Statutory Reports for the Year Ended 30 June 2020
1
Mgmt ForForForReappoint PricewaterhouseCoopers Inc as Auditors with Rika Labuschaigne as the Individual Designated Auditor
2
Mgmt ForForForRe-elect Gugu Dingaan as Director 3.1
Mgmt ForForForRe-elect Chris Otto as Director 3.2
Mgmt ForForForRe-elect Catharina Sevillano-Barredo as Director
3.3
Mgmt ForForForRe-elect Gugu Dingaan as Member of the Audit Committee
4.1
Mgmt ForForForRe-elect Dr Prieur du Plessis as Member of the Audit Committee
4.2
Mgmt ForForForRe-elect Ethel Matenge-Sebesho as Member of the Audit Committee
4.3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Distell Group Holdings Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Catharina Sevillano-Barredo as Member of the Audit Committee
4.4
Mgmt ForForForPlace Authorised but Unissued Shares under Control of Directors
5
Mgmt ForForForApprove Remuneration Policy 6
Mgmt ForForForApprove Implementation Report on the Company's Remuneration Policy
7
MgmtSpecial Resolutions
Mgmt ForForForApprove Non-executive Directors' Remuneration
1
Mgmt AgainstAgainstForApprove Remuneration of Non-executive Directors for Additional Services Performed on Behalf of the Company
2
Mgmt AgainstAgainstForApprove Financial Assistance in Terms of Section 44 of the Companies Act
3
Mgmt ForForForApprove Financial Assistance in Terms of Section 45 of the Companies Act
4
ProPetro Holding Corp.
Meeting Date: 10/22/2020
Record Date: 08/26/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 74347M108
Ticker: PUMP
Shares Voted: 30,019
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Phillip A. Gobe Mgmt For For For
Mgmt ForForForElect Director Spencer D. Armour, III 1.2
Mgmt ForForForElect Director Mark S. Berg 1.3
Mgmt ForForForElect Director Anthony J. Best 1.4
Mgmt ForForForElect Director Michele V. Choka 1.5
Mgmt WithholdWithholdForElect Director Alan E. Douglas 1.6
Mgmt WithholdWithholdForElect Director Jack B. Moore 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
ProPetro Holding Corp.
Shares Voted: 260,625
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Phillip A. Gobe 1.1
Mgmt ForForForElect Director Spencer D. Armour, III 1.2
Mgmt ForForForElect Director Mark S. Berg 1.3
Mgmt ForForForElect Director Anthony J. Best 1.4
Mgmt ForForForElect Director Michele V. Choka 1.5
Mgmt WithholdWithholdForElect Director Alan E. Douglas 1.6
Mgmt WithholdWithholdForElect Director Jack B. Moore 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 4
Signify NV
Meeting Date: 10/27/2020
Record Date: 09/29/2020
Country: Netherlands
Meeting Type: Special
Primary Security ID: N8063K107
Ticker: LIGHT
Shares Voted: 6,899
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForElect Francisco Javier van Engelen Sousa to Management Board
1
Shares Voted: 19,240
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Mgmt ForForForElect Francisco Javier van Engelen Sousa to Management Board
1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Parker-Hannifin Corporation
Meeting Date: 10/28/2020
Record Date: 09/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 701094104
Ticker: PH
Shares Voted: 156,483
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Lee C. Banks Mgmt For For For
Mgmt ForForForElect Director Robert G. Bohn 1b
Mgmt ForForForElect Director Linda S. Harty 1c
Mgmt ForForForElect Director Kevin A. Lobo 1d
Mgmt ForForForElect Director Candy M. Obourn 1e
Mgmt ForForForElect Director Joseph Scaminace 1f
Mgmt ForForForElect Director Ake Svensson 1g
Mgmt ForForForElect Director Laura K. Thompson 1h
Mgmt ForForForElect Director James R. Verrier 1i
Mgmt ForForForElect Director James L. Wainscott 1j
Mgmt ForForForElect Director Thomas L. Williams 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Shares Voted: 543,206
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Lee C. Banks 1a
Mgmt ForForForElect Director Robert G. Bohn 1b
Mgmt ForForForElect Director Linda S. Harty 1c
Mgmt ForForForElect Director Kevin A. Lobo 1d
Mgmt ForForForElect Director Candy M. Obourn 1e
Mgmt ForForForElect Director Joseph Scaminace 1f
Mgmt ForForForElect Director Ake Svensson 1g
Mgmt ForForForElect Director Laura K. Thompson 1h
Mgmt ForForForElect Director James R. Verrier 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Parker-Hannifin Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director James L. Wainscott 1j
Mgmt ForForForElect Director Thomas L. Williams 1k
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Greenlight Capital Re, Ltd.
Meeting Date: 10/29/2020
Record Date: 09/08/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G4095J109
Ticker: GLRE
Shares Voted: 1,441
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Alan Brooks as GLRE Director Mgmt For Against Against
Mgmt ForForForElect Simon Burton as GLRE Director 1b
Mgmt ForForForElect David Einhorn as GLRE Director 1c
Mgmt ForForForElect Leonard Goldberg as GLRE Director 1d
Mgmt AgainstAgainstForElect Ian Isaacs as GLRE Director 1e
Mgmt ForForForElect Bryan Murphy as GLRE Director 1f
Mgmt AgainstAgainstForElect Joseph Platt as GLRE Director 1g
Mgmt ForForForElect Alan Brooks as Greenlight Re Subsidiary Director
2a
Mgmt ForForForElect Simon Burton as Greenlight Re Subsidiary Director
2b
Mgmt ForForForElect David Einhorn as Greenlight Re Subsidiary Director
2c
Mgmt ForForForElect Leonard Goldberg as Greenlight Re Subsidiary Director
2d
Mgmt ForForForElect Ian Isaacs as Greenlight Re Subsidiary Director
2e
Mgmt ForForForElect Bryan Murphy as Greenlight Re Subsidiary Director
2f
Mgmt ForForForElect Joseph Platt as Greenlight Re Subsidiary Director
2g
Mgmt ForForForElect Michael Brady as GRIL Subsidiary Director
3a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Greenlight Capital Re, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Lesley Caslin as GRIL Subsidiary Director
3b
Mgmt ForForForElect Bryan Murphy as GRIL Subsidiary Director
3c
Mgmt ForForForElect Patrick O'Brien as GRIL Subsidiary Director
3d
Mgmt ForForForElect Daniel Roitman as GRIL Subsidiary Director
3e
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify BDO USA, LLP as Auditors 5
Mgmt ForForForRatify BDO Cayman Ltd. as Auditors of Greenlight Re
6
Mgmt ForForForRatify Mazars as Auditors of GRIL 7
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
Shares Voted: 1,851
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForElect Alan Brooks as GLRE Director 1a
Mgmt ForForForElect Simon Burton as GLRE Director 1b
Mgmt ForForForElect David Einhorn as GLRE Director 1c
Mgmt ForForForElect Leonard Goldberg as GLRE Director 1d
Mgmt AgainstAgainstForElect Ian Isaacs as GLRE Director 1e
Mgmt ForForForElect Bryan Murphy as GLRE Director 1f
Mgmt AgainstAgainstForElect Joseph Platt as GLRE Director 1g
Mgmt ForForForElect Alan Brooks as Greenlight Re Subsidiary Director
2a
Mgmt ForForForElect Simon Burton as Greenlight Re Subsidiary Director
2b
Mgmt ForForForElect David Einhorn as Greenlight Re Subsidiary Director
2c
Mgmt ForForForElect Leonard Goldberg as Greenlight Re Subsidiary Director
2d
Mgmt ForForForElect Ian Isaacs as Greenlight Re Subsidiary Director
2e
Mgmt ForForForElect Bryan Murphy as Greenlight Re Subsidiary Director
2f
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Greenlight Capital Re, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Joseph Platt as Greenlight Re Subsidiary Director
2g
Mgmt ForForForElect Michael Brady as GRIL Subsidiary Director
3a
Mgmt ForForForElect Lesley Caslin as GRIL Subsidiary Director
3b
Mgmt ForForForElect Bryan Murphy as GRIL Subsidiary Director
3c
Mgmt ForForForElect Patrick O'Brien as GRIL Subsidiary Director
3d
Mgmt ForForForElect Daniel Roitman as GRIL Subsidiary Director
3e
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 4
Mgmt ForForForRatify BDO USA, LLP as Auditors 5
Mgmt ForForForRatify BDO Cayman Ltd. as Auditors of Greenlight Re
6
Mgmt ForForForRatify Mazars as Auditors of GRIL 7
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
8
South State Corporation
Meeting Date: 10/29/2020
Record Date: 08/10/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 840441109
Ticker: SSB
Shares Voted: 205,978
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Hill, Jr. Mgmt For For For
Mgmt ForForForElect Director Jean E. Davis 1.2
Mgmt ForForForElect Director Martin B. Davis 1.3
Mgmt ForForForElect Director John H. Holcomb, III 1.4
Mgmt ForForForElect Director Charles W. McPherson 1.5
Mgmt ForForForElect Director Ernest S. Pinner 1.6
Mgmt ForForForElect Director G. Ruffner Page, Jr. 1.7
Mgmt ForForForElect Director Joshua A. Snively 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
South State Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John C. Corbett 1.9
Mgmt ForForForElect Director William K. Pou, Jr. 1.10
Mgmt ForForForElect Director David G. Salyers 1.11
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForRatify Dixon Hughes Goodman LLP as Auditors
6
Shares Voted: 48,668
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Robert R. Hill, Jr. 1.1
Mgmt ForForForElect Director Jean E. Davis 1.2
Mgmt ForForForElect Director Martin B. Davis 1.3
Mgmt ForForForElect Director John H. Holcomb, III 1.4
Mgmt ForForForElect Director Charles W. McPherson 1.5
Mgmt ForForForElect Director Ernest S. Pinner 1.6
Mgmt ForForForElect Director G. Ruffner Page, Jr. 1.7
Mgmt ForForForElect Director Joshua A. Snively 1.8
Mgmt ForForForElect Director John C. Corbett 1.9
Mgmt ForForForElect Director William K. Pou, Jr. 1.10
Mgmt ForForForElect Director David G. Salyers 1.11
Mgmt ForForForDeclassify the Board of Directors 2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForRatify Dixon Hughes Goodman LLP as Auditors
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Teladoc Health, Inc.
Meeting Date: 10/29/2020
Record Date: 09/08/2020
Country: USA
Meeting Type: Special
Primary Security ID: 87918A105
Ticker: TDOC
Shares Voted: 11,728
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt For For For
Mgmt ForForForIncrease Authorized Common Stock 2
Mgmt ForForForAdjourn Meeting 3
Yandex NV
Meeting Date: 10/29/2020
Record Date: 10/01/2020
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N97284108
Ticker: YNDX
Shares Voted: 8,085
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
Mgmt ForForForAdopt Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Directors 2
Mgmt AgainstAgainstForReelect Arkady Volozh as Executive Director 3
Mgmt AgainstAgainstForReelect Mikhail Parakhin as Non-Executive Director
4
Mgmt ForForForApprove Cancellation of Outstanding Class C Shares
5
Mgmt ForForForRatify Auditors 6
Mgmt AgainstAgainstForGrant Board Authority to Issue Class A Shares 7
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
8
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 20 Percent of Issued Share Capital
9
Shares Voted: 1,281
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Yandex NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnual Meeting Agenda
Mgmt ForForForAdopt Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Discharge of Directors 2
Mgmt AgainstAgainstForReelect Arkady Volozh as Executive Director 3
Mgmt AgainstAgainstForReelect Mikhail Parakhin as Non-Executive Director
4
Mgmt ForForForApprove Cancellation of Outstanding Class C Shares
5
Mgmt ForForForRatify Auditors 6
Mgmt AgainstAgainstForGrant Board Authority to Issue Class A Shares 7
Mgmt AgainstAgainstForAuthorize Board to Exclude Preemptive Rights from Share Issuances
8
Mgmt AgainstAgainstForAuthorize Repurchase of Up to 20 Percent of Issued Share Capital
9
JBS SA
Meeting Date: 10/30/2020
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P59695109
Ticker: JBSS3
Shares Voted: 1,076,500
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Amend Article 19 Re: Audit Committee Mgmt For For For
Mgmt ForForForAmend Article 5 to Reflect Changes in Capital 2
Mgmt ForForForConsolidate Bylaws 3
Mgmt ForForForRatify Gelson Luiz Merisio as Independent Director
4
Mgmt ForAgainstForApprove Classification of Gilberto Meirelles Xando Baptista as Independent Director
5
MgmtShareholder Proposals Submitted by BNDESPAR (Items 6 and 7)
SH ForForAgainstApprove Filing of Lawsuit Against Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
JBS SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH ForForAgainstApprove Filing of Lawsuit Against Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements
7
Mgmt AgainstAgainstForApprove that It Will Be Up to the Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures
8
Shares Voted: 215,700
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Article 19 Re: Audit Committee 1
Mgmt ForForForAmend Article 5 to Reflect Changes in Capital 2
Mgmt ForForForConsolidate Bylaws 3
Mgmt ForForForRatify Gelson Luiz Merisio as Independent Director
4
Mgmt ForAgainstForApprove Classification of Gilberto Meirelles Xando Baptista as Independent Director
5
MgmtShareholder Proposals Submitted by BNDESPAR (Items 6 and 7)
SH ForForAgainstApprove Filing of Lawsuit Against Wesley Mendonca Batista and Joesley Mendonca Batista for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements
6
SH ForForAgainstApprove Filing of Lawsuit Against Florisvaldo Caetano de Oliveira and Francisco de Assis e Silva for the Damages Caused to the Company in the Illicit Acts Confessed in the Awarded Collaboration Agreements and Other Agreements
7
Mgmt AgainstAgainstForApprove that It Will Be Up to the Company's Management to Evaluate and Take the Relevant Measures in this Matter According to the Corporate Interest, Including Evaluating the Proposal of New Lawsuits or the Company's Participation in the CAM Procedures
8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Lam Research Corporation
Meeting Date: 11/03/2020
Record Date: 09/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 512807108
Ticker: LRCX
Shares Voted: 861,378
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sohail U. Ahmed Mgmt For For For
Mgmt ForForForElect Director Timothy M. Archer 1.2
Mgmt ForForForElect Director Eric K. Brandt 1.3
Mgmt ForForForElect Director Michael R. Cannon 1.4
Mgmt ForForForElect Director Catherine P. Lego 1.5
Mgmt ForForForElect Director Bethany J. Mayer 1.6
Mgmt ForForForElect Director Abhijit Y. Talwalkar 1.7
Mgmt ForForForElect Director Lih Shyng (Rick L.) Tsai 1.8
Mgmt ForForForElect Director Leslie F. Varon 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Shares Voted: 230,045
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Sohail U. Ahmed 1.1
Mgmt ForForForElect Director Timothy M. Archer 1.2
Mgmt ForForForElect Director Eric K. Brandt 1.3
Mgmt ForForForElect Director Michael R. Cannon 1.4
Mgmt ForForForElect Director Catherine P. Lego 1.5
Mgmt ForForForElect Director Bethany J. Mayer 1.6
Mgmt ForForForElect Director Abhijit Y. Talwalkar 1.7
Mgmt ForForForElect Director Lih Shyng (Rick L.) Tsai 1.8
Mgmt ForForForElect Director Leslie F. Varon 1.9
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Ernst & Young LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Matrix Service Company
Meeting Date: 11/03/2020
Record Date: 09/04/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 576853105
Ticker: MTRX
Shares Voted: 10,487
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Martha Z. Carnes Mgmt For For For
Mgmt ForForForElect Director John D. Chandler 1b
Mgmt ForForForElect Director Carlin G. Conner 1c
Mgmt ForForForElect Director John R. Hewitt 1d
Mgmt ForForForElect Director Liane K. Hinrichs 1e
Mgmt ForForForElect Director James H. Miller 1f
Mgmt ForForForElect Director Jim W. Mogg 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 15,577
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Martha Z. Carnes 1a
Mgmt ForForForElect Director John D. Chandler 1b
Mgmt ForForForElect Director Carlin G. Conner 1c
Mgmt ForForForElect Director John R. Hewitt 1d
Mgmt ForForForElect Director Liane K. Hinrichs 1e
Mgmt ForForForElect Director James H. Miller 1f
Mgmt ForForForElect Director Jim W. Mogg 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KLA Corporation
Meeting Date: 11/04/2020
Record Date: 09/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 482480100
Ticker: KLAC
Shares Voted: 966,932
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward Barnholt Mgmt For For For
Mgmt ForForForElect Director Robert Calderoni 1.2
Mgmt ForForForElect Director Jeneanne Hanley 1.3
Mgmt ForForForElect Director Emiko Higashi 1.4
Mgmt ForForForElect Director Kevin Kennedy 1.5
Mgmt ForForForElect Director Gary Moore 1.6
Mgmt ForForForElect Director Marie Myers 1.7
Mgmt ForForForElect Director Kiran Patel 1.8
Mgmt ForForForElect Director Victor Peng 1.9
Mgmt ForForForElect Director Robert Rango 1.10
Mgmt ForForForElect Director Richard Wallace 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAdopt Proxy Access Right 4
Shares Voted: 514,654
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Edward Barnholt 1.1
Mgmt ForForForElect Director Robert Calderoni 1.2
Mgmt ForForForElect Director Jeneanne Hanley 1.3
Mgmt ForForForElect Director Emiko Higashi 1.4
Mgmt ForForForElect Director Kevin Kennedy 1.5
Mgmt ForForForElect Director Gary Moore 1.6
Mgmt ForForForElect Director Marie Myers 1.7
Mgmt ForForForElect Director Kiran Patel 1.8
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KLA Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Victor Peng 1.9
Mgmt ForForForElect Director Robert Rango 1.10
Mgmt ForForForElect Director Richard Wallace 1.11
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstAdopt Proxy Access Right 4
Oracle Corporation
Meeting Date: 11/04/2020
Record Date: 09/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 68389X105
Ticker: ORCL
Shares Voted: 4,947,292
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt For Withhold Withhold
Mgmt ForForForElect Director Michael J. Boskin 1.2
Mgmt ForForForElect Director Safra A. Catz 1.3
Mgmt WithholdWithholdForElect Director Bruce R. Chizen 1.4
Mgmt ForForForElect Director George H. Conrades 1.5
Mgmt ForForForElect Director Lawrence J. Ellison 1.6
Mgmt ForForForElect Director Rona A. Fairhead 1.7
Mgmt ForForForElect Director Jeffrey O. Henley 1.8
Mgmt ForForForElect Director Renee J. James 1.9
Mgmt ForForForElect Director Charles W. Moorman, IV 1.10
Mgmt WithholdWithholdForElect Director Leon E. Panetta 1.11
Mgmt WithholdWithholdForElect Director William G. Parrett 1.12
Mgmt ForForForElect Director Naomi O. Seligman 1.13
Mgmt ForForForElect Director Vishal Sikka 1.14
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Oracle Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH ForReferAgainstReport on Gender Pay Gap 5
SH ForForAgainstRequire Independent Board Chair 6
Shares Voted: 798,143
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForElect Director Jeffrey S. Berg 1.1
Mgmt ForForForElect Director Michael J. Boskin 1.2
Mgmt ForForForElect Director Safra A. Catz 1.3
Mgmt WithholdWithholdForElect Director Bruce R. Chizen 1.4
Mgmt ForForForElect Director George H. Conrades 1.5
Mgmt ForForForElect Director Lawrence J. Ellison 1.6
Mgmt ForForForElect Director Rona A. Fairhead 1.7
Mgmt ForForForElect Director Jeffrey O. Henley 1.8
Mgmt ForForForElect Director Renee J. James 1.9
Mgmt ForForForElect Director Charles W. Moorman, IV 1.10
Mgmt WithholdWithholdForElect Director Leon E. Panetta 1.11
Mgmt WithholdWithholdForElect Director William G. Parrett 1.12
Mgmt ForForForElect Director Naomi O. Seligman 1.13
Mgmt ForForForElect Director Vishal Sikka 1.14
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForApprove Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
SH ForReferAgainstReport on Gender Pay Gap 5
SH ForForAgainstRequire Independent Board Chair 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Tapestry, Inc.
Meeting Date: 11/05/2020
Record Date: 09/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 876030107
Ticker: TPR
Shares Voted: 4,958,254
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director John P. Bilbrey Mgmt For For For
Mgmt ForForForElect Director Darrell Cavens 1b
Mgmt ForForForElect Director David Denton 1c
Mgmt ForForForElect Director Anne Gates 1d
Mgmt ForForForElect Director Susan Kropf 1e
Mgmt ForForForElect Director Annabelle Yu Long 1f
Mgmt ForForForElect Director Ivan Menezes 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForAgainstForAmend Omnibus Stock Plan 4
Shares Voted: 1,000,651
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John P. Bilbrey 1a
Mgmt ForForForElect Director Darrell Cavens 1b
Mgmt ForForForElect Director David Denton 1c
Mgmt ForForForElect Director Anne Gates 1d
Mgmt ForForForElect Director Susan Kropf 1e
Mgmt ForForForElect Director Annabelle Yu Long 1f
Mgmt ForForForElect Director Ivan Menezes 1g
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForAgainstForAmend Omnibus Stock Plan 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Redrow Plc
Meeting Date: 11/06/2020
Record Date: 11/04/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7455X147
Ticker: RDW
Shares Voted: 2,015,052
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForRe-elect John Tutte as Director 2
Mgmt ForForForRe-elect Matthew Pratt as Director 3
Mgmt ForForForRe-elect Barbara Richmond as Director 4
Mgmt ForForForRe-elect Nick Hewson as Director 5
Mgmt ForForForRe-elect Sir Michael Lyons as Director 6
Mgmt ForForForElect Nicky Dulieu as Director 7
Mgmt ForForForReappoint KPMG LLP as Auditors 8
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
9
Mgmt ForForForApprove Remuneration Report 10
Mgmt ForForForApprove Remuneration Policy 11
Mgmt AgainstAgainstForAuthorise Issue of Equity 12
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
13
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 15
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Shares Voted: 1,538,733
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForRe-elect John Tutte as Director 2
Mgmt ForForForRe-elect Matthew Pratt as Director 3
Mgmt ForForForRe-elect Barbara Richmond as Director 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Redrow Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Nick Hewson as Director 5
Mgmt ForForForRe-elect Sir Michael Lyons as Director 6
Mgmt ForForForElect Nicky Dulieu as Director 7
Mgmt ForForForReappoint KPMG LLP as Auditors 8
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
9
Mgmt ForForForApprove Remuneration Report 10
Mgmt ForForForApprove Remuneration Policy 11
Mgmt AgainstAgainstForAuthorise Issue of Equity 12
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
13
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
14
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 15
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
CTO Realty Growth, Inc.
Meeting Date: 11/09/2020
Record Date: 10/13/2020
Country: USA
Meeting Type: Special
Primary Security ID: 22948P103
Ticker: CTO
Shares Voted: 9,291
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Reorganization to Facilitate Transition to REIT Status
Mgmt For For For
Mgmt ForForForAdjourn Meeting 2
II-VI Incorporated
Meeting Date: 11/09/2020
Record Date: 09/15/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 902104108
Ticker: IIVI
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
II-VI Incorporated
Shares Voted: 11,602
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Joseph J. Corasanti Mgmt For For For
Mgmt ForAgainstForElect Director Patricia Hatter 1b
Mgmt AgainstAgainstForElect Director Marc Y. E. Pelaez 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 16,873
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Joseph J. Corasanti 1a
Mgmt ForAgainstForElect Director Patricia Hatter 1b
Mgmt AgainstAgainstForElect Director Marc Y. E. Pelaez 1c
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Korea Electric Power Corp.
Meeting Date: 11/09/2020
Record Date: 08/10/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y48406105
Ticker: 015760
Shares Voted: 4,710
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Lee Jong-hwan as Inside Director Mgmt For For For
Mgmt ForForForElect Choi Young-ho as Inside Director 1.2
Mgmt AgainstAgainstForElect Choi Young-ho as a Member of Audit Committee
2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Radiant Logistics, Inc.
Meeting Date: 11/11/2020
Record Date: 09/24/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 75025X100
Ticker: RLGT
Shares Voted: 36,823
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bohn H. Crain Mgmt For For For
Mgmt AgainstAgainstForElect Director Jack Edwards 1.2
Mgmt AgainstAgainstForElect Director Richard P. Palmieri 1.3
Mgmt AgainstAgainstForElect Director Michael Gould 1.4
Mgmt ForForForRatify BDO USA, LLP as Auditors 2
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Alpha and Omega Semiconductor Limited
Meeting Date: 11/12/2020
Record Date: 09/15/2020
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G6331P104
Ticker: AOSL
Shares Voted: 6,239
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mike F. Chang Mgmt For For For
Mgmt ForForForElect Director Yueh-Se Ho 1.2
Mgmt WithholdWithholdForElect Director Lucas S. Chang 1.3
Mgmt ForWithholdForElect Director Claudia Chen 1.4
Mgmt WithholdWithholdForElect Director King Owyang 1.5
Mgmt ForForForElect Director Michael L. Pfeiffer 1.6
Mgmt ForForForElect Director Michael J. Salameh 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRemove the Imposition of Maximum Number of Directors on the Board and Authorize Board to Fill Vacancies
3
Mgmt ForForForApprove BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Alpha and Omega Semiconductor Limited
Shares Voted: 7,572
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Mike F. Chang 1.1
Mgmt ForForForElect Director Yueh-Se Ho 1.2
Mgmt WithholdWithholdForElect Director Lucas S. Chang 1.3
Mgmt ForWithholdForElect Director Claudia Chen 1.4
Mgmt WithholdWithholdForElect Director King Owyang 1.5
Mgmt ForForForElect Director Michael L. Pfeiffer 1.6
Mgmt ForForForElect Director Michael J. Salameh 1.7
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRemove the Imposition of Maximum Number of Directors on the Board and Authorize Board to Fill Vacancies
3
Mgmt ForForForApprove BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration
4
CACI International Inc
Meeting Date: 11/12/2020
Record Date: 09/16/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 127190304
Ticker: CACI
Shares Voted: 8,495
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael A. Daniels Mgmt For For For
Mgmt ForForForElect Director Susan M. Gordon 1b
Mgmt ForForForElect Director William L. Jews 1c
Mgmt ForForForElect Director Gregory G. Johnson 1d
Mgmt ForForForElect Director J. Phillip London 1e
Mgmt ForForForElect Director John S. Mengucci 1f
Mgmt ForForForElect Director James L. Pavitt 1g
Mgmt ForForForElect Director Warren R. Phillips 1h
Mgmt ForForForElect Director Debora A. Plunkett 1i
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CACI International Inc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Charles P. Revoile 1j
Mgmt ForForForElect Director William S. Wallace 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
Shares Voted: 2,891
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Michael A. Daniels 1a
Mgmt ForForForElect Director Susan M. Gordon 1b
Mgmt ForForForElect Director William L. Jews 1c
Mgmt ForForForElect Director Gregory G. Johnson 1d
Mgmt ForForForElect Director J. Phillip London 1e
Mgmt ForForForElect Director John S. Mengucci 1f
Mgmt ForForForElect Director James L. Pavitt 1g
Mgmt ForForForElect Director Warren R. Phillips 1h
Mgmt ForForForElect Director Debora A. Plunkett 1i
Mgmt ForForForElect Director Charles P. Revoile 1j
Mgmt ForForForElect Director William S. Wallace 1k
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify Ernst & Young LLP as Auditors 4
CDK Global, Inc.
Meeting Date: 11/12/2020
Record Date: 09/18/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 12508E101
Ticker: CDK
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
CDK Global, Inc.
Shares Voted: 197,750
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt For For For
Mgmt ForForForElect Director Willie A. Deese 1b
Mgmt ForForForElect Director Amy J. Hillman 1c
Mgmt ForForForElect Director Brian M. Krzanich 1d
Mgmt ForForForElect Director Stephen A. Miles 1e
Mgmt ForForForElect Director Robert E. Radway 1f
Mgmt ForForForElect Director Stephen F. Schuckenbrock 1g
Mgmt ForForForElect Director Frank S. Sowinski 1h
Mgmt ForForForElect Director Eileen J. Voynick 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Shares Voted: 9,410
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Leslie A. Brun 1a
Mgmt ForForForElect Director Willie A. Deese 1b
Mgmt ForForForElect Director Amy J. Hillman 1c
Mgmt ForForForElect Director Brian M. Krzanich 1d
Mgmt ForForForElect Director Stephen A. Miles 1e
Mgmt ForForForElect Director Robert E. Radway 1f
Mgmt ForForForElect Director Stephen F. Schuckenbrock 1g
Mgmt ForForForElect Director Frank S. Sowinski 1h
Mgmt ForForForElect Director Eileen J. Voynick 1i
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
China Construction Bank Corporation
Meeting Date: 11/12/2020
Record Date: 10/12/2020
Country: China
Meeting Type: Special
Primary Security ID: Y1397N101
Ticker: 939
Shares Voted: 1,299,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForElect Lyu Jiajin as Director 1
Mgmt ForForForElect Shao Min as Director 2
Mgmt ForForForElect Liu Fang as Director 3
Mgmt ForForForElect William (Bill) Coen as Director 4
Mgmt ForForForApprove Remuneration Distribution and Settlement Plan for Directors
5
Mgmt ForForForApprove Remuneration Distribution and Settlement Plan for Supervisors
6
Mgmt ForForForApprove Issuance of Qualified Write-Down Tier 2 Capital Instruments
7
Shares Voted: 1,163,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtEGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForElect Lyu Jiajin as Director 1
Mgmt ForForForElect Shao Min as Director 2
Mgmt ForForForElect Liu Fang as Director 3
Mgmt ForForForElect William (Bill) Coen as Director 4
Mgmt ForForForApprove Remuneration Distribution and Settlement Plan for Directors
5
Mgmt ForForForApprove Remuneration Distribution and Settlement Plan for Supervisors
6
Mgmt ForForForApprove Issuance of Qualified Write-Down Tier 2 Capital Instruments
7
Western Digital Corporation
Meeting Date: 11/18/2020
Record Date: 09/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 958102105
Ticker: WDC
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Western Digital Corporation
Shares Voted: 1,049,718
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Kimberly E. Alexy Mgmt For For For
Mgmt ForForForElect Director Martin I. Cole 1b
Mgmt ForForForElect Director Kathleen A. Cote 1c
Mgmt ForForForElect Director Tunc Doluca 1d
Mgmt ForForForElect Director David V. Goeckeler 1e
Mgmt ForForForElect Director Matthew E. Massengill 1f
Mgmt ForForForElect Director Paula A. Price 1g
Mgmt ForForForElect Director Stephanie A. Streeter 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Shares Voted: 3,080,731
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Kimberly E. Alexy 1a
Mgmt ForForForElect Director Martin I. Cole 1b
Mgmt ForForForElect Director Kathleen A. Cote 1c
Mgmt ForForForElect Director Tunc Doluca 1d
Mgmt ForForForElect Director David V. Goeckeler 1e
Mgmt ForForForElect Director Matthew E. Massengill 1f
Mgmt ForForForElect Director Paula A. Price 1g
Mgmt ForForForElect Director Stephanie A. Streeter 1h
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 3
Mgmt ForForForRatify KPMG LLP as Auditors 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
UBS Group AG
Meeting Date: 11/19/2020
Record Date:
Country: Switzerland
Meeting Type: Special
Primary Security ID: H42097107
Ticker: UBSG
Shares Voted: 19,795
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Share Re-registration Consent Mgmt For For For
UBS Group AG
Meeting Date: 11/19/2020
Record Date:
Country: Switzerland
Meeting Type: Special
Primary Security ID: H42097107
Ticker: UBSG
Shares Voted: 639,295
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Extraordinary Dividend of USD 0.365 per Share
Mgmt For For For
Mgmt AgainstAgainstForTransact Other Business (Voting) 2
Shares Voted: 2,842,356
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForReferForApprove Extraordinary Dividend of USD 0.365 per Share
1
Mgmt AgainstReferForTransact Other Business (Voting) 2
Accuray Incorporated
Meeting Date: 11/20/2020
Record Date: 09/21/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 004397105
Ticker: ARAY
Shares Voted: 26,284
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Beverly A. Huss Mgmt For For For
Mgmt ForForForElect Director Louis J. Lavigne, Jr. 1b
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Accuray Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify Grant Thornton LLP as Auditors 5
Shares Voted: 39,701
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Beverly A. Huss 1a
Mgmt ForForForElect Director Louis J. Lavigne, Jr. 1b
Mgmt AgainstAgainstForAmend Omnibus Stock Plan 2
Mgmt ForForForAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify Grant Thornton LLP as Auditors 5
KB Financial Group, Inc.
Meeting Date: 11/20/2020
Record Date: 10/12/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y46007103
Ticker: 105560
Shares Voted: 482,703
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Yoon Jong Kyoo as Inside Director Mgmt For For For
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
2
SH AgainstAgainstAgainstElect Yun Sun-jin as Outside Director - Shareholder Proposal
3
SH AgainstAgainstAgainstElect Ryu Young-jae as Outside Director - Shareholder Proposal
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
KB Financial Group, Inc.
Shares Voted: 523,239
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Yoon Jong Kyoo as Inside Director 1
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
2
SH AgainstAgainstAgainstElect Yun Sun-jin as Outside Director - Shareholder Proposal
3
SH AgainstAgainstAgainstElect Ryu Young-jae as Outside Director - Shareholder Proposal
4
KB Financial Group, Inc.
Meeting Date: 11/20/2020
Record Date: 10/09/2020
Country: South Korea
Meeting Type: Special
Primary Security ID: Y46007103
Ticker: 105560
Shares Voted: 25,262
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForElect Yoon Jong Kyoo as Inside Director 1
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
2
SH AgainstAgainstAgainstElect Yun Sun-jin as Outside Director - Shareholder Proposal
3
SH AgainstAgainstAgainstElect Ryu Young-jae as Outside Director - Shareholder Proposal
4
Shares Voted: 11,278
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt ForForForElect Yoon Jong Kyoo as Inside Director 1
Mgmt ForForForElect Hur Yin as Non-Independent Non-Executive Director
2
SH AgainstAgainstAgainstElect Yun Sun-jin as Outside Director - Shareholder Proposal
3
SH AgainstAgainstAgainstElect Ryu Young-jae as Outside Director - Shareholder Proposal
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Virtusa Corporation
Meeting Date: 11/20/2020
Record Date: 10/09/2020
Country: USA
Meeting Type: Special
Primary Security ID: 92827P102
Ticker: VRTU
Shares Voted: 19,898
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Industrial & Commercial Bank of China Limited
Meeting Date: 11/26/2020
Record Date: 10/23/2020
Country: China
Meeting Type: Special
Primary Security ID: Y3990B112
Ticker: 1398
Shares Voted: 1,247,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2021-2023 Capital Planning of ICBC 1
Mgmt ForForForApprove Issuance of Undated Additional Tier 1 Capital Bonds
2
Mgmt ForForForApprove Payment Plan of Remuneration to Directors for 2019
3
Mgmt ForForForApprove Payment Plan of Remuneration to Supervisors for 2019
4
Shares Voted: 566,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtEGM BALLOT FOR HOLDERS OF H SHARES
Mgmt ForForForApprove 2021-2023 Capital Planning of ICBC 1
Mgmt ForForForApprove Issuance of Undated Additional Tier 1 Capital Bonds
2
Mgmt ForForForApprove Payment Plan of Remuneration to Directors for 2019
3
Mgmt ForForForApprove Payment Plan of Remuneration to Supervisors for 2019
4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DNB ASA
Meeting Date: 11/30/2020
Record Date: 11/23/2020
Country: Norway
Meeting Type: Special
Primary Security ID: R1640U124
Ticker: DNB
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Mgmt For For Do Not Vote
Mgmt Do Not Vote
ForForApprove Notice of Meeting and Agenda 2
Mgmt Do Not Vote
ForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt Do Not Vote
ForForApprove Merger Agreement with DNB Bank ASA
4
Mgmt Do Not Vote
ForForAuthorize Board to Distribute Dividends up to NOK 9.00 Per Share
5
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Shares Voted: 6,267
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Chairman of Meeting 1
Mgmt ForForForApprove Notice of Meeting and Agenda 2
Mgmt ForForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt ForForForApprove Merger Agreement with DNB Bank ASA
4
Mgmt ForForForAuthorize Board to Distribute Dividends up to NOK 9.00 Per Share
5
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForElect Chairman of Meeting 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
DNB ASA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Notice of Meeting and Agenda 2
Mgmt Do Not Vote
ForForDesignate Inspector(s) of Minutes of Meeting 3
Mgmt Do Not Vote
ForForApprove Merger Agreement with DNB Bank ASA
4
Mgmt Do Not Vote
ForForAuthorize Board to Distribute Dividends up to NOK 9.00 Per Share
5
Mgmt Do Not Vote
ForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
6
Petroleo Brasileiro SA
Meeting Date: 11/30/2020
Record Date: 11/09/2020
Country: Brazil
Meeting Type: Special
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 400,478
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt AgainstAgainstForAmend Articles and Consolidate Bylaws 1
Shares Voted: 1,881,525
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtMeeting for ADR Holders
Mgmt AgainstAgainstForAmend Articles and Consolidate Bylaws 1
HDFC Bank Limited
Meeting Date: 12/01/2020
Record Date: 10/30/2020
Country: India
Meeting Type: Special
Primary Security ID: Y3119P190
Ticker: 500180
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
HDFC Bank Limited
Shares Voted: 115,038
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Postal Ballot Mgmt
Mgmt ForForForElect Sashidhar Jagdishan as Director 1
Mgmt ForForForApprove Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer
2
Shares Voted: 51,696
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtPostal Ballot
Mgmt ForForForElect Sashidhar Jagdishan as Director 1
Mgmt ForForForApprove Appointment and Remuneration of Sashidhar Jagdishan as Managing Director & Chief Executive Officer
2
Microsoft Corporation
Meeting Date: 12/02/2020
Record Date: 10/08/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Shares Voted: 654,067
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Reid G. Hoffman Mgmt For For For
Mgmt ForForForElect Director Hugh F. Johnston 1.2
Mgmt ForForForElect Director Teri L. List-Stoll 1.3
Mgmt ForForForElect Director Satya Nadella 1.4
Mgmt ForForForElect Director Sandra E. Peterson 1.5
Mgmt ForForForElect Director Penny S. Pritzker 1.6
Mgmt ForForForElect Director Charles W. Scharf 1.7
Mgmt ForForForElect Director Arne M. Sorenson 1.8
Mgmt ForForForElect Director John W. Stanton 1.9
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Microsoft Corporation
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director John W. Thompson 1.10
Mgmt ForForForElect Director Emma N. Walmsley 1.11
Mgmt ForForForElect Director Padmasree Warrior 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Employee Representation on the Board of Directors
4
Shares Voted: 170,285
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Reid G. Hoffman 1.1
Mgmt ForForForElect Director Hugh F. Johnston 1.2
Mgmt ForForForElect Director Teri L. List-Stoll 1.3
Mgmt ForForForElect Director Satya Nadella 1.4
Mgmt ForForForElect Director Sandra E. Peterson 1.5
Mgmt ForForForElect Director Penny S. Pritzker 1.6
Mgmt ForForForElect Director Charles W. Scharf 1.7
Mgmt ForForForElect Director Arne M. Sorenson 1.8
Mgmt ForForForElect Director John W. Stanton 1.9
Mgmt ForForForElect Director John W. Thompson 1.10
Mgmt ForForForElect Director Emma N. Walmsley 1.11
Mgmt ForForForElect Director Padmasree Warrior 1.12
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstReport on Employee Representation on the Board of Directors
4
Associated British Foods Plc
Meeting Date: 12/04/2020
Record Date: 12/02/2020
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G05600138
Ticker: ABF
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Associated British Foods Plc
Shares Voted: 1,608
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForRe-elect Emma Adamo as Director 3
Mgmt ForForForRe-elect Graham Allan as Director 4
Mgmt ForForForRe-elect John Bason as Director 5
Mgmt ForForForRe-elect Ruth Cairnie as Director 6
Mgmt ForForForRe-elect Wolfhart Hauser as Director 7
Mgmt ForForForRe-elect Michael McLintock as Director 8
Mgmt ForForForRe-elect Richard Reid as Director 9
Mgmt ForForForRe-elect George Weston as Director 10
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 11
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
12
Mgmt ForForForAuthorise Political Donations and Expenditure 13
Mgmt AgainstAgainstForAuthorise Issue of Equity 14
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
15
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
Mgmt ForForForAdopt New Articles of Association 17
Hellenic Telecommunications Organization SA
Meeting Date: 12/04/2020
Record Date: 11/27/2020
Country: Greece
Meeting Type: Special
Primary Security ID: X3258B102
Ticker: HTO
Shares Voted: 558,348
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Agenda Mgmt
Mgmt ForForForApprove Draft Demergers Agreement 1
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Hellenic Telecommunications Organization SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Cancellation of Repurchased Shares 2
Mgmt ForForForApprove Confidentiality Agreement with Ernst & Young
3
Mgmt ForForForAuthorize Board to Participate in Companies with Similar Business Interests
4
MgmtElect Director: Items 5.1-5.3: Please Vote FOR Only One Director; Otherwise Please ABSTAIN
Mgmt ForForForElect Dimitrios Georgoutsos as Director 5.1
SH AbstainAbstainAgainstElect a Shareholder-Nominee to the Board 5.2
SH AbstainAbstainAgainstElect a Shareholder-Nominee to the Board 5.3
MgmtAnnounce Election of Director 6
MgmtVarious Announcements 7
Shares Voted: 733,423
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtSpecial Meeting Agenda
Mgmt ForForForApprove Draft Demergers Agreement 1
Mgmt ForForForApprove Cancellation of Repurchased Shares 2
Mgmt ForForForApprove Confidentiality Agreement with Ernst & Young
3
Mgmt ForForForAuthorize Board to Participate in Companies with Similar Business Interests
4
MgmtElect Director: Items 5.1-5.3: Please Vote FOR Only One Director; Otherwise Please ABSTAIN
Mgmt ForForForElect Dimitrios Georgoutsos as Director 5.1
SH AbstainAbstainAgainstElect a Shareholder-Nominee to the Board 5.2
SH AbstainAbstainAgainstElect a Shareholder-Nominee to the Board 5.3
MgmtAnnounce Election of Director 6
MgmtVarious Announcements 7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Farmer Bros. Co.
Meeting Date: 12/09/2020
Record Date: 10/13/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 307675108
Ticker: FARM
Shares Voted: 6,569
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Allison M. Boersma Mgmt For For For
Mgmt ForForForElect Director Alfred Poe 1.2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Shares Voted: 9,994
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Allison M. Boersma 1.1
Mgmt ForForForElect Director Alfred Poe 1.2
Mgmt ForForForRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
GVC Holdings Plc
Meeting Date: 12/09/2020
Record Date: 12/07/2020
Country: Isle of Man
Meeting Type: Special
Primary Security ID: G427A6103
Ticker: GVC
Shares Voted: 827,166
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Change of Company Name to Entain plc; Adopt New Memorandum and Articles of Association
Mgmt For For For
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
GVC Holdings Plc
Shares Voted: 1,301,763
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Change of Company Name to Entain plc; Adopt New Memorandum and Articles of Association
1
Cisco Systems, Inc.
Meeting Date: 12/10/2020
Record Date: 10/12/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 17275R102
Ticker: CSCO
Shares Voted: 11,672,759
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director M. Michele Burns Mgmt For For For
Mgmt ForForForElect Director Wesley G. Bush 1b
Mgmt ForForForElect Director Michael D. Capellas 1c
Mgmt ForForForElect Director Mark Garrett 1d
Mgmt ForForForElect Director Kristina M. Johnson 1e
Mgmt ForForForElect Director Roderick C. McGeary 1f
Mgmt ForForForElect Director Charles H. Robbins 1g
MgmtElect Director Arun Sarin - Withdrawn 1h
Mgmt ForForForElect Director Brenton L. Saunders 1i
Mgmt ForForForElect Director Lisa T. Su 1j
Mgmt ForForForChange State of Incorporation from California to Delaware
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForForAgainstRequire Independent Board Chair 6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cisco Systems, Inc.
Shares Voted: 1,901,205
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director M. Michele Burns 1a
Mgmt ForForForElect Director Wesley G. Bush 1b
Mgmt ForForForElect Director Michael D. Capellas 1c
Mgmt ForForForElect Director Mark Garrett 1d
Mgmt ForForForElect Director Kristina M. Johnson 1e
Mgmt ForForForElect Director Roderick C. McGeary 1f
Mgmt ForForForElect Director Charles H. Robbins 1g
MgmtElect Director Arun Sarin - Withdrawn 1h
Mgmt ForForForElect Director Brenton L. Saunders 1i
Mgmt ForForForElect Director Lisa T. Su 1j
Mgmt ForForForChange State of Incorporation from California to Delaware
2
Mgmt ForForForAmend Omnibus Stock Plan 3
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForRatify PricewaterhouseCoopers LLP as Auditors
5
SH ForForAgainstRequire Independent Board Chair 6
Fabrinet
Meeting Date: 12/10/2020
Record Date: 10/14/2020
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G3323L100
Ticker: FN
Shares Voted: 15,931
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Seamus Grady Mgmt For For For
Mgmt ForForForElect Director Thomas F. Kelly 1.2
Mgmt ForForForRatify PricewaterhouseCoopers ABAS Ltd. as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Fabrinet
Shares Voted: 128
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Seamus Grady 1.1
Mgmt ForForForElect Director Thomas F. Kelly 1.2
Mgmt ForForForRatify PricewaterhouseCoopers ABAS Ltd. as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Medtronic plc
Meeting Date: 12/11/2020
Record Date: 10/15/2020
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5960L103
Ticker: MDT
Shares Voted: 3,528,304
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard H. Anderson Mgmt For For For
Mgmt ForForForElect Director Craig Arnold 1b
Mgmt ForForForElect Director Scott C. Donnelly 1c
Mgmt ForForForElect Director Andrea J. Goldsmith 1d
Mgmt ForForForElect Director Randall J. Hogan, III 1e
Mgmt ForForForElect Director Michael O. Leavitt 1f
Mgmt ForForForElect Director James T. Lenehan 1g
Mgmt ForForForElect Director Kevin E. Lofton 1h
Mgmt ForForForElect Director Geoffrey S. Martha 1i
Mgmt ForForForElect Director Elizabeth G. Nabel 1j
Mgmt ForForForElect Director Denise M. O'Leary 1k
Mgmt ForForForElect Director Kendall J. Powell 1l
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Medtronic plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt ForForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
Mgmt ForForForAuthorize Overseas Market Purchases of Ordinary Shares
6
Shares Voted: 556,969
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Richard H. Anderson 1a
Mgmt ForForForElect Director Craig Arnold 1b
Mgmt ForForForElect Director Scott C. Donnelly 1c
Mgmt ForForForElect Director Andrea J. Goldsmith 1d
Mgmt ForForForElect Director Randall J. Hogan, III 1e
Mgmt ForForForElect Director Michael O. Leavitt 1f
Mgmt ForForForElect Director James T. Lenehan 1g
Mgmt ForForForElect Director Kevin E. Lofton 1h
Mgmt ForForForElect Director Geoffrey S. Martha 1i
Mgmt ForForForElect Director Elizabeth G. Nabel 1j
Mgmt ForForForElect Director Denise M. O'Leary 1k
Mgmt ForForForElect Director Kendall J. Powell 1l
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt ForForForRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law
5
Mgmt ForForForAuthorize Overseas Market Purchases of Ordinary Shares
6
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Cenovus Energy Inc.
Meeting Date: 12/15/2020
Record Date: 11/09/2020
Country: Canada
Meeting Type: Special
Primary Security ID: 15135U109
Ticker: CVE
Shares Voted: 948,389
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Issuance of Shares and Warrants in Connection with the Acquisition of Husky Energy Inc.
Mgmt For For For
K12 Inc.
Meeting Date: 12/15/2020
Record Date: 10/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 48273U102
Ticker: LRN
Shares Voted: 26,834
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Aida M. Alvarez Mgmt For For For
Mgmt ForForForElect Director Craig R. Barrett 1b
Mgmt ForForForElect Director Guillermo Bron 1c
Mgmt ForForForElect Director Robert L. Cohen 1d
Mgmt ForForForElect Director Nathaniel A. Davis 1e
Mgmt ForForForElect Director John M. Engler 1f
Mgmt ForForForElect Director Steven B. Fink 1g
Mgmt ForForForElect Director Victoria D. Harker 1h
Mgmt ForForForElect Director Robert E. Knowling, Jr. 1i
Mgmt ForForForElect Director Liza McFadden 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
Shares Voted: 3,349
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Aida M. Alvarez 1a
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
K12 Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Craig R. Barrett 1b
Mgmt ForForForElect Director Guillermo Bron 1c
Mgmt ForForForElect Director Robert L. Cohen 1d
Mgmt ForForForElect Director Nathaniel A. Davis 1e
Mgmt ForForForElect Director John M. Engler 1f
Mgmt ForForForElect Director Steven B. Fink 1g
Mgmt ForForForElect Director Victoria D. Harker 1h
Mgmt ForForForElect Director Robert E. Knowling, Jr. 1i
Mgmt ForForForElect Director Liza McFadden 1j
Mgmt AgainstAgainstForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForRatify BDO USA, LLP as Auditors 3
AutoZone, Inc.
Meeting Date: 12/16/2020
Record Date: 10/19/2020
Country: USA
Meeting Type: Annual
Primary Security ID: 053332102
Ticker: AZO
Shares Voted: 372,165
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks Mgmt For For For
Mgmt ForForForElect Director Linda A. Goodspeed 1.2
Mgmt ForForForElect Director Earl G. Graves, Jr. 1.3
Mgmt ForForForElect Director Enderson Guimaraes 1.4
Mgmt ForForForElect Director Michael M. Calbert 1.5
Mgmt ForForForElect Director D. Bryan Jordan 1.6
Mgmt ForForForElect Director Gale V. King 1.7
Mgmt ForForForElect Director George R. Mrkonic, Jr. 1.8
Mgmt ForForForElect Director William C. Rhodes, III 1.9
Mgmt ForForForElect Director Jill A. Soltau 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
AutoZone, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
Shares Voted: 181,168
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Douglas H. Brooks 1.1
Mgmt ForForForElect Director Linda A. Goodspeed 1.2
Mgmt ForForForElect Director Earl G. Graves, Jr. 1.3
Mgmt ForForForElect Director Enderson Guimaraes 1.4
Mgmt ForForForElect Director Michael M. Calbert 1.5
Mgmt ForForForElect Director D. Bryan Jordan 1.6
Mgmt ForForForElect Director Gale V. King 1.7
Mgmt ForForForElect Director George R. Mrkonic, Jr. 1.8
Mgmt ForForForElect Director William C. Rhodes, III 1.9
Mgmt ForForForElect Director Jill A. Soltau 1.10
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForApprove Omnibus Stock Plan 4
BMC Stock Holdings, Inc.
Meeting Date: 12/22/2020
Record Date: 11/13/2020
Country: USA
Meeting Type: Special
Primary Security ID: 05591B109
Ticker: BMCH
Shares Voted: 700,164
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt For For For
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
BMC Stock Holdings, Inc.
Shares Voted: 151,453
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Merger Agreement 1
Mgmt ForForForAdvisory Vote on Golden Parachutes 2
Mgmt ForForForAdjourn Meeting 3
Muyuan Foods Co., Ltd.
Meeting Date: 12/25/2020
Record Date: 12/17/2020
Country: China
Meeting Type: Special
Primary Security ID: Y6149B107
Ticker: 002714
Shares Voted: 255,790
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Adjustment on Validity Period in Connection to the Convertible Bond Issuance
Mgmt For For For
Mgmt ForForForApprove to Adjust the Plan on Convertible Bond Issuance
2
Mgmt ForForForApprove Adjustment on Authorization of the Board to Handle All Matters Related to the Convertible Bond Issuance
3
Mgmt ForForForApprove Related Party Transaction 4
Mgmt ForForForApprove Guarantee Provision Plan 5
Mgmt ForForForApprove Use of Own Funds for Capital Injection
6
Shares Voted: 114,630
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Adjustment on Validity Period in Connection to the Convertible Bond Issuance
1
Mgmt ForForForApprove to Adjust the Plan on Convertible Bond Issuance
2
Mgmt ForForForApprove Adjustment on Authorization of the Board to Handle All Matters Related to the Convertible Bond Issuance
3
Mgmt ForForForApprove Related Party Transaction 4
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Muyuan Foods Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Guarantee Provision Plan 5
Mgmt ForForForApprove Use of Own Funds for Capital Injection
6
Flutter Entertainment Plc
Meeting Date: 12/29/2020
Record Date: 12/27/2020
Country: Ireland
Meeting Type: Special
Primary Security ID: G3643J108
Ticker: FLTR
Shares Voted: 1,057
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Acquisition of the Fastball Shares by TSE Holdings Limited
Mgmt For For For
Shares Voted: 33,661
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Acquisition of the Fastball Shares by TSE Holdings Limited
1
Companhia Brasileira de Distribuicao
Meeting Date: 12/31/2020
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P30558103
Ticker: PCAR3
Shares Voted: 47,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify Magalhaes Andrade S/S Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
Mgmt For For For
Mgmt ForForForApprove Independent Firm's Appraisal Re: Sendas Distribuidora S.A. (Sendas)
2
Mgmt ForForForApprove Agreement for Partial Spin-Off of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets
3
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Companhia Brasileira de Distribuicao
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Partial Spin-Off of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets
4
Mgmt ForForForAuthorize Executives to Ratify and Execute Approved Resolutions
5
Mgmt ForForForRatify Magalhaes Andrade S/S Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
6
Mgmt ForForForApprove Independent Firm's Appraisal Re: Companhia Brasileira de Distribuicao (CBD)
7
Mgmt ForForForApprove Agreement for Partial Spin-Off of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas)
8
Mgmt ForForForApprove Partial Spin-Off of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas)
9
Mgmt ForForForAuthorize Executives to Ratify and Execute Approved Resolutions
10
Mgmt ForForForAmend Article 4 to Reflect Changes in Capital 11
Mgmt ForForForConsolidate Bylaws 12
Shares Voted: 21,400
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Magalhaes Andrade S/S Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
1
Mgmt ForForForApprove Independent Firm's Appraisal Re: Sendas Distribuidora S.A. (Sendas)
2
Mgmt ForForForApprove Agreement for Partial Spin-Off of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets
3
Mgmt ForForForApprove Partial Spin-Off of Sendas Distribuidora S.A. (Sendas) and Absorption of Partial Spun-Off Assets
4
Mgmt ForForForAuthorize Executives to Ratify and Execute Approved Resolutions
5
Mgmt ForForForRatify Magalhaes Andrade S/S Auditores Independentes as the Independent Firm to Appraise Proposed Transaction
6
Mgmt ForForForApprove Independent Firm's Appraisal Re: Companhia Brasileira de Distribuicao (CBD)
7
Vote Summary Report
Reporting Period: 01/01/2020 to 12/31/2020
Location(s): All Locations
Institution Account(s): All Institution Accounts
Companhia Brasileira de Distribuicao
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Agreement for Partial Spin-Off of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas)
8
Mgmt ForForForApprove Partial Spin-Off of Companhia Brasileira de Distribuicao (CBD) and Absorption of Partial Spun-Off Assets by Sendas Distribuidora S.A. (Sendas)
9
Mgmt ForForForAuthorize Executives to Ratify and Execute Approved Resolutions
10
Mgmt ForForForAmend Article 4 to Reflect Changes in Capital 11
Mgmt ForForForConsolidate Bylaws 12