The Interior of Modernism: Catherine Bauer and the American Housing Movement

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11 The interior of modernism: Catherine Bauer and the American housing movement Cynthia Imogen Hammond Many have forgoĴen – or never knew – that modern architecture was once primarily concerned with social and civic improvement (Bauer, 1965, p. 50). Introduction The disavowal of ornament in high modernist architectural discourse is so well known that it is sometimes forgoĴen that modernism took its early energy from mentors whose work was highly ornamented, and for whom the handcraĞed object was of great social significance. The desire for a revolutionary change in subjectivity that would take place with the reduction of ornament in modern architectural space was, while a rejection of the material and political culture of the nineteenthcentury bourgeoisie, nonetheless an embrace of the philanthropic, socialist utopian thinkers who were the intellectual basis for the life work of American housing activist and urban planner, Catherine Bauer (1905–64) (Fig. 11.1). The genealogy of humanist thought in architecture between 1850 and 1950 reveals the pervasive belief that space has a vital and shaping effect on its users. The presence or absence of ornament, in architectural discourse and actual buildings alike, must be read with this belief in mind. When Adolf Loos argued in his infamous essay of 1908 that ‘we have outgrown ornament, we have struggled through to a state without ornament’, he did so as a social and architectural radical (Loos, 2002, p. 30). Yet even the politically conservative of the previous generation, such as hospital reformer Florence Nightingale (1820–1910), had much earlier insisted upon the reduction of ornament in buildings whose purpose was to house or shelter the ‘masses’. In her etiological defence of the pavilionplan hospital in 1863, Nightingale abolished

Transcript of The Interior of Modernism: Catherine Bauer and the American Housing Movement

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The interior of modernism: Catherine Bauer

and the American housing movement

Cynthia Imogen Hammond

Many  have  forgo en  –  or  never  knew  –  that  modern  architecture  was  once  primarily  concerned  with  social  and  civic  improvement  (Bauer,  1965,  p.  50).

Introduction

The  disavowal  of  ornament  in  high  modernist  architectural  discourse  is  so  well  known  that  it  is  sometimes  forgo en  that  modernism  took  its  early  energy  from  mentors  whose  work  was  highly  ornamented,  and  for  whom  the  handcra ed  object  was  of  great  social  significance.  The  desire  for  a  revolutionary  change  in   subjectivity   that   would   take   place   with   the   reduction   of   ornament   in  modern  architectural  space  was,  while  a  rejection  of  the  material  and  political  culture   of   the   nineteenth-­‐‑century   bourgeoisie,   nonetheless   an   embrace   of  the  philanthropic,  socialist  utopian  thinkers  who  were  the  intellectual  basis  for  the  life  work  of  American  housing  activist  and  urban  planner,  Catherine  Bauer  (1905–64)  (Fig.  11.1).The  genealogy  of  humanist  thought  in  architecture  between  1850  and  1950  

reveals   the  pervasive  belief   that   space  has  a  vital   and   shaping  effect  on   its  users.  The  presence  or  absence  of  ornament,   in  architectural  discourse  and  actual  buildings  alike,  must  be  read  with  this  belief  in  mind.  When  Adolf  Loos  argued  in  his  infamous  essay  of  1908  that  ‘we  have  outgrown  ornament,  we  have  struggled  through  to  a  state  without  ornament’,  he  did  so  as  a  social  and  architectural  radical  (Loos,  2002,  p.  30).  Yet  even  the  politically  conservative  of   the  previous  generation,   such  as  hospital   reformer  Florence  Nightingale  (1820–1910),   had   much   earlier   insisted   upon   the   reduction   of   ornament  in   buildings   whose   purpose   was   to   house   or   shelter   the   ‘masses’.   In   her  etiological  defence  of  the  pavilion-­‐‑plan  hospital  in  1863,  Nightingale  abolished  

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‘unnecessary’   ornament   from   interior   surfaces   of  medical   buildings   on   the  basis  that  the  moral  and  physical  health  of  patients  –  working-­‐‑class  subjects  –  was  one  entity.  Health,  she  believed,  could  only  be  achieved  in  a  space  of  pristine  simplicity,  which  was  easy  to  clean  and  where  it  was  difficult  to  hide  

11.1   Catherine  Bauer, c.  1940.  Courtesy  of  the  Bancro  Library,  University  of  California,  Berkeley

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anything   (Hammond,   2005).   Indeed,   it  was   largely   through   the   creation  of  philanthropic,  paternalistic,  institutional  architecture  that  architects  began  to  practise  the  reduction  of  ornament  in  the  name  of  social  progress  at  the  end  of  the  nineteenth  century.In  their  search  for  the  greater  good,  twentieth-­‐‑century  architectural  heirs  

to  philanthropic  and  socialist  utopian  legacies  believed  that  the  reduction  of  ornament  was  the  necessary  corollary  to  the  potential  of  machine  aesthetics.  In  a  logical,  progressive  evolution,  expensive  ornament,  it  was  thought,  would  give  way  to  modern  methods,  much  as  it  was  hoped  that  capitalism  would  give  way  to  socialism.  Seen  in  this  way,  the  modernist  housing  project,  stripped  of  individualism,   is  a   trace  of   the  utopian  desire   for   the  creation  of  a  healthy,  democratic  and  participatory  citizenry,  freed  of  cultural  baggage  and  united  in  global  fraternity.  Enfolded  within  the  housing  project’s  failure  to  incorporate  human   differences   is   a   tight-­‐‑lipped  monument   to   the   perceived   power   of  ornament.  As   Elizabeth  Cumming   argues   in   her   essay   in   this   volume,   the  much-­‐‑repeated  story  of  a  rupture  between  nineteenth-­‐‑  and  twentieth-­‐‑century  architectural   practices   is   an   incomplete   and  misleading   story.   To   elaborate  upon   and   complicate   this   narrative,   the   present   essay  meditates   upon   the  work  of  a  key  individual  in  the  fight  for  and  the  struggle  to  understand  the  failure  of  the  post-­‐‑World  War  II  housing  movement.  Catherine  Bauer  worked  energetically  within  this  discursive  framework  during  her  30-­‐‑year  career.  Her  many  lectures  and  published  texts  articulate  the  mutual  disavowal  of  modern  architecture:  the  rejection  of  ornament  and  the  forge ing  of  the  individual,  or  the  user,  of  modern  housing.The   question   that   occupied   Bauer   for   the   entirety   of   her   professional  

career  was,  ‘how  do  people  really  want  to  live?’1  Bauer  was  one  of  a  group  of  influential  teachers,  activists  and  public  intellectuals  in  the  areas  of  American  housing  and  city  planning.2  For  Bauer,  the  needs  and  desires  of  the  democratic  citizen  –  the  ‘ultimate  consumer’  of  domestic  architecture  –  were  crucial  to  the  struggle  for  broad  access  to  housing,  and  in  the  eventual  support  or  rejection  of  one  kind  of  housing  in  favour  of  another  (Bauer,  1955).  She  was  a  lifelong  advocate  of  the  ‘full  use  of  modern  technology  and  its  honest  expression  in  design,  and  a  scientific  approach  to  human  needs  and  uses,  in  programming,  planning  and  design’  (Bauer,  1965,  p.  48).  Bauer  promoted  modern  architecture,  from  its  machine  aesthetics  to  its  broad  potential  for  urban  planning,  as  the  means   to   house  America.   Prior   to   and   during   her   academic   career   in   the  departments  of  architecture  and  urban  planning  at  Harvard  and  UC  Berkeley,  Bauer   called   upon   architects,   urban   planners   and   politicians   to   redefine  architecture,  to  meet  the  urban  challenge  of  the  twentieth  century:  to  house  the  poor,  the  homeless  and  the  displaced,  as  well  as  unionised  workers  and  working  women.This  conviction  played  a  pivotal  part  in  the  passing  of  the  Wagner-­‐‑Steagall/

Housing   Act   of   1937,   which   Bauer   helped   to   write.   Within   her   lifetime,  

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however,   modern   architecture   underwent   an   ideological   shi   towards  architects’   ‘personal  aesthetic  expression’  (Bauer,  1965,  p.  52).  The  infamous  consequences  of  this  shi  to  monumental  formalism  as  manifest  in  the  post-­‐‑World  War  II  era  ‘projects’  –  to  which  Bauer  was  profoundly  opposed  –  are  well  known  (Bristol,  1991).  More  obscure  are  the  underpinnings  of  this  default  move   to   a   particular   kind   of   aesthetics   and   of   the   myths   of   architectural  greatness  that  marked  the  decades  following  the  Second  World  War.Bauer’s  work  on  modern  housing  points  to  a  vital  moment   in  twentieth-­‐‑

century  cultural  and  political  history  when  ‘outsiders’  prompted  architecture  to   radically   rethink   its   subject(s).   In   a   remarkable   lobby   for   broad   reform,  Bauer   and   her   collaborators   pushed   architecture   to   draw   inspiration,  knowledge  and  the  basis  for  action  from  those  traditionally  outside  its  realm  of  concern  –  the  poor  and  the  homeless  –  in  order  to  create  a  new  architecture  for  a  democratic  society.  The  refined  minimalism  of  this  architecture  was  to  be  entirely  determined  by  users’  needs  and  desires,  such  as  could  be  met  within  the   constraints   of   standardisation   and   mass   production.   By   making   these  outsiders  architecture’s  core  concern,  Bauer  helped  to  bring  the  discourse  and  practice  of  architecture  to  an  unprecedented  point  of  internal  reckoning.  By  drawing  the  outside  in,  Bauer  hoped  to  transform  architecture  from  the  inside  out.

‘I am not an architecture …’ (Bauer, 1950)

In  her  2001  book,  Architecture from the Outside: Essays on Real and Virtual Space,  theorist   Elizabeth   Grosz   explores   questions   of   power   via   discursive   and  built  space.  Grosz  challenges  the  ways  in  which  architecture  –  its  practices,  practitioners,  and  products  –  frequently  fail  to  take  account  of

…  the  place  of  the  destitute,  the  homeless,  the  sick  and  the  dying,  the  place  of  social  and  cultural  outsiders  –  including  women  and  minorities  of  all  kinds  –  [these]  must  also  be  the  concern  of  the  architectural  and  the  urban  ...  (Grosz,  2001,  p.  xvii).

In  her  articulation  of  the  importance  of  architecture’s  excluded  others,  Grosz  provides   a   lens   for   understanding   Bauer’s   approach   to   housing.   She   asks  us  to  consider  how  notions  of  inside(r)  and  outside(r)  might  bring  a  greater  criticality  to  bear  on  architecture.Grosz   observes   how,   in   nature,   ‘the   relations   between   organism   and   its  

environment  are  blurred  and  confused  [the]  environment  is  not  an  external  feature  …  but  is  constitutive  of  its  “identity”’  (Grosz,  2001,  p.  37).  Likewise,  early  ‘housers’,  or  pre-­‐‑World  War  II  housing  activists,  believed  in  the  mutual  relationship   between   the   quality   of   a   given   architectural   environment   and  the  life  of  its  resident.  Yet  the  considerable  challenge  facing  such  architects,  

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intellectuals  and  politicians  was  the  prevailing  sense  that  having  a  home  was  a  privilege,  not  a  right.  As  Alexander  von  Hoffman  writes,   ‘during  the  first  three  decades  of   the   twentieth  century,   the   idea   [of  public  housing]  was  so  outlandish  as   to  be  unthinkable’   (van  Hoffman,  2005,  p.   223).  Thus   ‘inside’  and  ‘outside’  are  not  just  synonyms  for  architectural  exterior  and  interior,  or  even  shorthand  for  who  enjoys  shelter  and  who  does  not.  Rather,  the  ‘outside’  is,  for  Grosz,  the  as-­‐‑yet  unthought-­‐‑of  architecture.  In  the  case  of  Depression-­‐‑era  housing,  the  unthought-­‐‑of  architecture  was  the  emerging  argument  that  shelter  should  be  a  basic  human  right.  The   ‘outside’   to  architecture  (and  in  general)   is,  Grosz  writes,   ‘thought   itself,  or  perhaps  even   life   itself’   (Grosz,  2001,  p.  69).Grosz  draws  from  a  Deleuzian  understanding  of  the  ‘centre’  as  a  kno ed  

network  of  power,  knowledge  and  subjectification.  Within  this  configuration,  thought  appends  and  escapes   the  strictures  and  expectations  of  power  and  knowledge,   radically,   but   never   completely.   Just   as   there   is   no   outside   to  discourse  (ibid.),  there  is  no  complete  escape  from  the  conditions  within  which  thought  emerges.  Thinking  the  unthought  can  be  pictured  as  billowing,  out  and  away  from  the  knowledge/power  /subjectification  network.  Thinking  is  then  inevitably  caught,  pulled  back,  ‘pinned’  as  Grosz  says,  and  thus  retained  but  never  entirely  contained  by  the  network.Grosz’s  image  of  folding,  billowing  movement  that  is  both  radical  escape  

and   inevitable  return  registers   the   ‘outside’   that   is   thinking,   in   its  potential  and   its   inevitable   limits.  Her   image   also   invokes   the   ‘outside’   that  housers  hoped  would  make  architecture  rethink  its  fundamental  values  and  objectives,  namely,  the  users  of  public  housing:  an  unruly,  unpredictable  and  differentiated  constituency.  In  asking  ‘how  do  people  really  want  to  live?’  Catherine  Bauer  challenged  her  peers  to  draw  from  knowledge  gained  ‘outside’  the  disciplines  of  architecture  and  urban  planning.  Further,  she  wanted  architects  and  urban  planners  to  recreate  their  disciplines  in  relation  to  this  constituency,  to  learn  from  the  people  who  would  live  in  their  buildings  and  communities.This   understanding   of   the   users   of   public   architecture   as   architecture’s  

‘outside’  is  important  to  understanding  Bauer’s  lifelong  project,  and  how  she  pressed  against  what  Grosz  sees  as  the  limits  of  architecture.  In  its  canonical,  Western  history,   the   architecture  has   lamented   and  desired   aesthetic   unity,  social  transformation,  and  even  political  coherence.  But  what,  in  its  creation  of  the  built  environment,  does  architecture  exclude,  ignore  or,  as  Grosz  puts  it,   forget   (Grosz,  2001,  p.  66)?  Fundamentally,   the  outside  of  architecture   is  that   which   architecture   abandons,   particularly   in   its   monumental,   heroic  quests.   Bauer’s   life’s   work,   as   evident   in   her   published   and   unpublished  writing,   traces   both   this   abandonment   and   the   recovery   of   architecture’s  disavowed.   By   examining   Bauer’s   oeuvre,   it   is   possible   to   discern   one   of  modernism’s   larger  historical   complications:   folded  within   the  valiant,  pre-­‐‑World  War  II  modernist  project  to  house  ‘the  masses’  was  a  fundamental  and  

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ironic  abeyance;  namely,  the  forge ing  of  the  end-­‐‑users  in  the  planning  and  construction  of  mass  housing  projects.  This  amnesia  is  largely  paralleled  by  high  modernism’s  extraction  of  ornament,  and  cra ,  from  its  objects.  In  her  passionate  defence  of  the  former,  and  her  eventual  return  to  the  la er,  Bauer’s  career  is  a  map  of  the  brief  period  in  twentieth-­‐‑century  architectural  history  when   architecture   was   radically   rethought,   when   architecture’s   powerful  ‘outside’  –  its  users  –  became  the  constitutive  ‘interior’  of  modernism.

The interior of modernism

A  concept  is  a  brick.  It  can  be  used  to  build  the  courthouse  of  reason.  Or  it  can  be  thrown  through  the  window  (Brian  Massumi).3

The  modern  housing  that  Bauer  and  her  colleagues  supported  was  indebted  to  the  work  of  a  previous  generation  of  utopian,  socialist  and  humanist  thinkers  such  as  Robert  Owen,  Charles  Fournier,  Octavia  Hill,  John  Ruskin,  Ebenezer  Howard  and  Patrick  Geddes.  As  Bauer  outlined  in  her  book,  Modern Housing (1934),  these  forerunners  to  the  modern  movement  anticipated  the  question  of  how  to  humanely  house  large  numbers  of  poor  and  working-­‐‑class  people,  to   ensure   their   access   to   light,   air   and   basic   urban   amenities.  What   these  individuals  did  not  have  at  their  disposal,  Bauer  believed,  and  what  marked  her  own  historical  moment,  was  a  new  architectural  idea.  In  the  1920s  the  new  approach  to  design,  programme,  ornament  and  construction  was  the  concept  that  broke  and  remade  Western  architecture.  Bauer  wrote  in  1932  that,  for  her,  modern  architecture  was  ‘the  most  valid  and  beautiful  community  equipment  evolved  since  the  Middle  Ages’  (p.  74).  In  its  capacity  for  mass  reproduction,  for  humane  and  thoughtful  standards,  modernism  held  particular  promise.Bauer  was  among  those  intellectuals  and  activists  who  believed  modernism  

heralded  new  political  and  social  possibilities.4  In  Frankfurt  in  1931,  Bauer

...  spent  three  days  looking  at  the  modern  concrete  developments  that  have  rehoused  60,000  citizens  ...  Shining  rows  of  concrete,  glass  and  gardens;  freely  planned  groups  centering  around  their  own  shops,  schools,  community  centers  –  almost  every  one  with  its  own  cooperative  central  laundry,  heating  plant  and  kindergarten;  each  group  separated  from  the  others  and  from  the  city  proper  by  municipally  owned  meadow  and  rentable  agricultural  areas;  all  the  rents  within  easy  reach  of  the  ordinary  laborer  (Bauer,  1931c,  p.  154).

More  than  shelter,  modern  housing  seemed  to  Bauer  to  be  ‘a  knot  in  a  network  of   utilities,   aesthetically   dependent   on   its   neighbours,   socially   incomplete  without  a  close  and  convenient  relationship  to  schools,  shops,  clubs,  recreation  fields,  transportation  lines,  work-­‐‑places’  (Bauer,  1934,  pp.  156–7).  But  as  Bauer  impressed  upon  her  students  and  peers,  housing  was,  further,  fundamentally  political;   its  presence,  or  absence   in  American   legislation  as  a   fundamental  

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human  right  spoke  volumes  about  the  very  nature  of  democracy,  the  worth  of  the  majority  (Bauer,  1931c,  p.  153;  Bauer,  1944).In   the   quotes   above,   Bauer   draws   upon   the   collective   investment   in  

architecture  as  a  mark  of  permanent  cultural  capital.  But  this  investment  was  not  obliged  to  resemble  the  architecture  that  hitherto  had  signified  creative  greatness  or  individual  genius.  On  the  contrary,  as  it  moved  into  its  new  role  as  the  concretisation  of  a  nation’s  democratic  aspirations,  architecture  would  have  to  shed  these  older  expectations.  Who  would  determine  the  appearance  of  the  modern,  democratic  world?  Bauer  encouraged  architects  and  planners  to  look  not  only  to  the  shining  examples  within  their  own  disciplines,  but  to  the  individuals  and  communities  who  would  live  in  the  experiments  of  a  new  era  (Birch,  1983;    Aronovici,  1934).During  her  travels  during  the  late  1920s  and  early  1930s,  Bauer  witnessed  

first   hand   the   work   of   Walter   Gropius,   Le   Corbusier,   André   Lurçat   and,  more   importantly,  Ernst  May’s   city  planning  and  public  housing   initiatives  in  Frankfurt.5  From  these  experiences  Bauer  gained  fundamental  tenets  that  she   retained   throughout   her   career.  One   such   idea  was   that   the   objects   of  architectural  concern  –  interior  detailing  and  proportion,  exterior  aesthetics,  site  and  city  planning  –  could  never  be  separate   from  each  other,  nor   from  their  historical  moment,  nor  yet   from  the   individuals  who  would   live  with  such  decisions  from  day  to  day  (Bauer,  1952;  Bauer,  1961,  p.  39).  While  she  personally   admired   the   ideal   of   ‘Existenzminimum’,   in   which   all   ‘bibulous  betasselment’   would   be   banished   from   the   domestic   architectural   interior  (Bauer,   1931b,   p.   46),   and   applauded   the   possibilities   of   rational,   built-­‐‑in  cupboards  and  unconventional  ribbon  windows,  Bauer  cautioned  architects  as  early  as  1928  that

…  those  of  us  who  are  forced  to  be  cogs  in  a  machine  all  day  are  but  too  conscious  of  our  egos  to  be  perfect  Robots  …  we  do  not  want  an  impersonal  atmosphere.  We  must  have  our  Things  …  Our  pride  in  possessions,  our  sentimental  desire  for  a  home  that  is  at  once  a  hobby  and  a  retreat,  are  qualities  that  preclude  any  general  enthusiasm  for  a  ‘house-­‐‑machine’  (Bauer,  1928,  p.  10).

An  architect  alone  could  never  successfully  design  a  truly  functional  room.  For  Bauer,  the  architect  was  only  one  player  in  a  conglomerate  of  agents  who  would  bring  about  the  revolution,  in  housing  and  architecture.Union-­‐‑based  work  was   essential   to  Bauer’s  philosophy,   rooted   as   it  was  

in  mass  action  and   the  power  of   legislation   to   transform  ordinary  people’s  living   conditions.6   People,   particularly   those   in   unions   representing   the  building  trades,  she  believed,  had  to  become  actively  involved  in  the  creation  of  optimal  survival  conditions  during  the  Depression.  During  the  early  1930s,  Bauer   realised   that   these   trades,   as   those   most   affected   by   the   economic  downturn,  were  those  who  had  the  most   to  gain  from  a  publicly   instituted  policy  of  government-­‐‑subsidised  home  building.  By  1935,  with  the  failure  of  

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one  housing  bill  prompting  her,  the  need  for  union  involvement  had  become  crucial  in  Bauer’s  mind.7  Eugenie  Birch  notes  that,  in  addition  to  her  extensive  lobbying  of  labour  in  the  early  and  mid-­‐‑thirties,  Bauer  ‘worked  …  to  round  up   others   –   civic   groups,   women’s   clubs,   and   government   officials   [and]  grass-­‐‑roots  support  among  tenement  dwellers,  particularly  the  women  who  struggled  to  raise  families  in  slums’  (Birch,  1983,  p.  168).  Although  the  planning  historian  von  Hoffman  sees  these  efforts  as  essentially  ‘smoke  and  mirrors’,  the  culminating  pressure  from  these  non-­‐‑professional  groups,  particularly  of  the  unions,   led   to   the  passing   of   the  Wagner-­‐‑Steagall/Housing  Act   of   1937  (van  Hoffman,  2005,  p.  222).

‘One of the great architectural opportunities of our time …’

Mary  Susan  Cole  writes,   ‘throughout   the   legislative  campaign  [Bauer]  kept  reminding   her   colleagues   that   the   labor   people   knew   a   lot   about   subjects  which  housers  only  had  book-­‐‑learning  of,  and  that  the  housers  needed  them  …’  (Cole,  1975,  p.  677).  Bauer  held  to  this  position  throughout  her  career.  In  A Citizen’s Guide to Public Housing  (1940),  Bauer  explained  the  basic  requirements  of   a  good  home   through   the   lens  not  of   an  architect  or  planner,  but  of   the  person  she  believed  was  most  likely  to  use  domestic  space,  and  therefore,  to  have  invaluable  knowledge  of  a  house  or  dwelling:  a  woman.

If  one  asked  any  average  housewife  what  the  prime  requirements  of  a  decent  dwelling  would  be,  she  would  almost  certainly  say  …  ‘It  must  be  solid,  and  provide  shelter  against  the  weather  and  intruders.  It  must  have  water,  toilet  and  a  bathtub,  particularly  if  it’s  in  a  town.  It  must  have  electricity  or  gas.  And  it  must  have  enough  space  and  enough  rooms  so  that  members  of  the  family  can  have  reasonable  privacy.’  She  would  probably  add  other  things:  sun,  ventilation,  play  space,  and  a  ‘good  neighborhood’  (Bauer,  1940,  p.  15).

For   Bauer,   this   ‘average   woman’   was   the   ultimate   source   of   information  and  a  dependable,  intelligent  collaborator  in  the  fight  to  legislate  minimum  housing  standards,  which,  it  was  hoped,  would  protect  the  homeless  and  poor  working  families  from  the  vagaries  of  the  housing  market  and  the  legendary  iniquities  of  the  American  slum.  Bauer  accompanied  the  text  of  the  Guide  with  illustrations   of   the   1940   San   Francisco   Housing  Authority   project   –   Holly  Courts,  San  Francisco  (Fig.  11.2).  Holly  Courts,  still  in  use  as  housing  today,  is  a  series  of  simple,  low-­‐‑rise  buildings  surrounding  a  central  courtyard,  built  in  1940  to  accommodate  118  families.  Characteristic  of  the  modernist  solutions  to  low-­‐‑income  housing  that  Bauer  championed  in  the  first  half  of  her  career,  Holly  Court  was  modest,  inexpensive  and  purpose-­‐‑built.  As  Fig.  11.2  shows,  the   court   was   intended   as   a   garden   space   that   residents   could   cultivate,  use  as  an  area  for  community  activities,  or  as  a  safe  play  space.  Through  a  

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combination  of  plans  for  one-­‐‑,  two-­‐‑  and  three-­‐‑bedroom  units,  Holly  Courts  offered  flexible,  family-­‐‑oriented  housing  (Fig.  11.3).  No  more  than  two  rooms  deep,  the  layout  of  the  units  allowed  for  private,  well-­‐‑lit  and  ventilated  spaces.  The  smooth,  white  façades  of  the  buildings  are  notably  free  of  ‘unnecessary’  ornamentation,  but  do  have   the  user-­‐‑friendly  detail  of  a  sheltered,   stepped  

11.2   Promotional  material  for  Holly  Courts,  San  Francisco,  1940.  Reproduced  in  Catherine  Bauer  (1940), A Citizen’s Guide to Housing,  Poughkeepsie  NY:  Vassar  College,  p.  44

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front   stoop.8   The   windows,   equipped   with   blinds   to   block   sunlight   and  regulate  interior  temperatures,  are  true  to  modernist  principles  of  design  and  organisation  in  their  lack  of  eaves  or  overhangs.  The  cornice  is  absolutely  bare,  a   key   characteristic   of   the   ‘International   Style’   promoted   by  Henry-­‐‑Russell  Hitchcock  and  Philip   Johnson   in  1932.  Likewise,   the  unadorned  doorframe  (Fig.  11.4)  reflects  a  taste  for  architecture  that  was  as  ‘efficient  and  handsome  as  intelligent  standardization  and  the  elimination  of  all  unessentials’  (Bauer,  1931a,  p.  101).Through  carefully  considered  details,  the  simple  sketches  of  Holly  Courts  

invoke  the  then-­‐‑current  discourse  of  democratic  architecture.9  A  child  bathes  in  what  would  have  been  luxury  for  most  slum  dwellers  of  the  1930s:  a  full-­‐‑sized  bathtub.  A  group  of  young  children  hover  at  the  threshold  of  a  home;  through   the  doorway  we   see  not   the   smoke  and   traffic  of  a   city   street,  but  the   suggestion   of   a   foliated   landscape.  Another   group   of   children   play   in  sand,   overlooked  by   a  woman  holding   a   baby.  A   second  woman   cooks   on  modern  kitchen  equipment  in  the  light  of  a  large  window.  These  small  images  speak  volumes  about  the  aesthetic  and  sanitary  vision  of  housing  for  families  

11.3   Promotional  material  for  Holly  Courts,  San  Francisco,  1940.  Reproduced  in  Catherine  Bauer  (1940),  A Citizen’s Guide to Housing,  Poughkeepsie  NY:  Vassar  College,  p.  44

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11.4   Promotional  material  for  Holly  Courts,  San  Francisco,  1940.  Reproduced  in  Catherine  Bauer  (1940),  A Citizen’s Guide to Housing,  Poughkeepsie  NY:  Vassar  College,  p.  45

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whose  only  other  option  would  have  been  slums,  whose  horrors  motivated  architects  as  diverse  as  Le  Corbusier   (1971)  and  Frank  Lloyd  Wright   (1958)  to  propose  entirely  new  cities.  While  the  images  of  the  Guide  indicate  a  more  modest  proposal,  they  do  communicate  the  brief  but  powerful  reorganization  of  architectural  priorities  in  this  decade.  They  reiterated  to  readers  that  such  housing,  while  ‘it  does  not  look  exactly  the  way  we  have  come  to  expect  a  home  to  look’,  presents  nonetheless  ‘one  of  the  great  architectural  opportunities  of  our  time  …  to  create  the  first  sound  and  creative  architectural  vernacular  we  have  seen  in  a  hundred  and  fi y  years’  (Bauer,  1940.  pp.  60,  62).In   inviting   her   readers   to   participate   in   the   creation   of   an   emergent  

‘vernacular’,   Bauer   strategically   promoted   widespread   acceptance   of   the  community  possibilities  and  facilities  engendered  by  modern  architecture  and  planning,  but  in  terms  that  invoked  a  clear  association  with  the  handcra ed,  the  quotidian  and   the  accessible.  The  word   ‘vernacular’   itself  has   long  had  a   binary   signification   within   architectural   discourse,   as   the   handmade,  anonymous,  artisan-­‐‑based  (as  opposed  to  genius-­‐‑driven)  ‘other’  to  what  Dell  Upton  calls  ‘architecture  with  a  capital  A’  (2002,  p.  707).  He  writes:

The  word  anonymous  is  critical,  for  it  evokes  another  time-­‐‑honored  Architectural  dichotomy,  between  name-­‐‑brand  Architecture  as  the  expression  of  discrete  creative  minds  and  the  rote  processes  of  unnamed  vernacular  or  traditional  builders  guided  as  well  as  constrained  by  communal  rather  than  individual  values  (Upton,  1998,  p.  711).

By  invoking  her  readers’  participation,  Bauer  a empted  to  summon  communal  values  and,  further,  subtly  proposed  that  this  new  architecture  would  not  even  be  the  product  of  architects  but  rather  of  the  community  itself,  realised  in  a  language  of  form  that  was  not  as  foreign  to  the  community  as  they  might  have  supposed.  As  suggested  by  the  line-­‐‑drawn  illustrations,  the  comforts  of  basic  standards  were  simple  in  nature  and,  as  Bauer  presented  them,  a  rational  and  a ractive  alternative  to  previous  ‘solutions’  to  the  question  of  decent  housing  (solutions  such  as  the  Se lement  House,  sanitation,  utopian  and  Garden  City  movements)  (Bauer  1949;  Hayden,  1981).In  the  same  year  that  Bauer  published  the  Guide,  she  co-­‐‑wrote  with  Jacob  

Crane   a   short   article   explaining   the  potential  worth   of   the  Housing  Act   of  1937.  The  authors  triumphantly  describe  this  bill  as  having  established

...  a  minimum  of  decent,  safe  and  sanitary  housing  without  extravagance  in  the  year  1940.  We  say  in  the  year  1940  because  it  must  never  be  forgo en  that  America  is  on  the  make,  that  standards  are  constantly  changing  …  This  is  good;  it  represents  the  very  intent  of  democracy  (Bauer  and  Crane,  1940,  p.  64).

Thus  Bauer  explained  to  her  readers  –  potential  inhabitants  –  that  such  details  as  the  smooth  and  unarticulated  arched  doorway,  the  functional  ceramic  fi ings  of  the  bathroom,  the  green  and  social  spaces  afforded  to  view  by  the  generous  

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provision  of   light-­‐‑admi ing  windows,  were   the  carefully  cra ed  hallmarks  of   this  new  vernacular.  This  vernacular  and   the   life   it  was   to  support  were  essential  components  in  a  comprehensive  design  philosophy,  one  that  located  users  –  inhabitants,  not  owners  –  as  the  vital  essence  of  architecture’s  modern  mission  (ibid.,  p.  56).  As  part  of  the  basic  human  right  that  Bauer  and  others  had  identified  as  ‘minimum  standard’  housing,  such  apparently  minor  details  as  doorframes  and  play  spaces  were  in  fact  cornerstones  in  the  larger  ba le  to  improve  the  lot  of  the  poor  or  working  person  during  times  of  considerable  economic  hardship,  to  give  them  a  central  place  in  modern,  urban,  democratic  life.  Thus  the  absence  of  ornament  was  not  only  the  liberation  of  the  individual,  but  a  homecoming  of  the  community.

‘A world within a world’ (Bauer, 1934, p. 136)

Nearly  two  decades  later,  Bauer’s  commitment  to  a  democratic  architecture  had  not   faded,  nor  had  her  belief   in   the  housers’  motivations  of   the  1930s.  What  had  changed,  however,  was   that  America  had  entered  an  unforeseen  era   of   economic   ascendancy   and   suburban   expansion.   Furthermore,   early  hopes   for  an  experimental,  grass-­‐‑roots  architecture  had  condensed   into   the  ‘rationalist’   ghe oisation   of   the   poor   that   urban   critic   Jane   Jacobs   would  later   famously   critique   (1958,   1961).   Americans’   housing   expectations   had  likewise  grown  exponentially,  corresponding  to  the  post-­‐‑war  building  boom.  Ten  years  a er  publishing  the  Guide,  Bauer  had  become  a  firm  critic  of  public  housing  as  it  had  been  put  into  practice  in  post-­‐‑war  America,  as  she  had  been  a   proponent   in   Depression-­‐‑era   America.   She   found   particularly   troubling  the  way   that  architecture  had  reverted   to   its   status  as  a  discipline   isolated,  intellectually,   from  the  residents  of  such  housing.  Modern  architecture,   she  asserted,  had  not  risen  to  meet  the  complex  economic,  design  and  planning  challenges  that  public  housing  presented.  Replaced  by  ‘skyscrapomania’,  the  modest  modern  housing  envisaged  by  Bauer  and  others  had  been  eclipsed  by  a  rigid,  monumental   formalism  that  fla ered   the  privileged  and  ghe oised  the  poor  (Bauer,  1952,  p.  61).Taking  particular  issue  with  the  post-­‐‑war  work  of  Le  Corbusier,  Gropius  

and  Ludwig  Mies  van  der  Rohe,  and  with  architectural  education  in  general  (Bauer,  1950,  p.  4),  Bauer  critiqued  how  architects,  ignoring  profound  changes  in   the   post-­‐‑war   economy,   had   returned   to   a   fundamentalist,   ‘doctrinaire  stylism’   in   public   housing   (Bauer,   1957,   p.   51).   ‘The   success   of   the   three  International  Stylists  and  their  disciples’,  she  wrote,  was  ‘a  particular  success,  ironically,  in  building  monuments  to  an  affluent  society’  (Bauer,  1965,  p.  52).Architects  had  failed  to  resist  formalist  dogma;  moreover,  they  had  failed  

to  take  up  the  lesson  in  critical,  creative  interdisciplinarity  and  heterogeneity  offered  by  pre-­‐‑war  European  initiatives.  Worse,  architects  and  planners  failed  

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to  realise  the  discrepancy  between  their  ‘slick  technocratic  solutions’  and  what  Bauer  understood  to  be  a  new  era  of  appreciation  for  that  which  was  made  by  hand  rather  than  the  machine:  ‘Now  we  are  rich  enough  to  buy  cra work,  too,  and  we  like  it   just  because  it  is  not  standardized’  (Bauer,  1952,  p.  62;  Bauer,  1957,  p.  51).  By  1950,  Bauer  could  no  longer  promise  her  readers,  as  she  had  ten  years  prior,  that  ‘loving  care’  would  be  taken  to  ensure  that  row  houses  would  be  laid  out  in  careful  relation  to  ‘topography,  sun,  prevailing  breezes,  outlook  and  neighborhood  amenity’  (Bauer,  1940,  p.  60).  As  her  disillusionment  with  American   low-­‐‑cost   housing   increased,   her   interest   turned  more   and  more  to   countries   such   as   India   whose   history   of   ornament   in   architecture   and  handcra  were  newly  threatened  by  modernism’s  false  promises.

‘Our unsatisfactory vernacular’

During  the  1950s  Bauer  spoke  bluntly  to  her  profession.  While  ‘everybody  who  had  any  choice  was  moving  into  a  one-­‐‑story  home,  the  housing  authorities  were’,  she  observed,  ‘busily  erecting  high-­‐‑density  high-­‐‑rise  apartments,  with  no  private  outdoor  space’  (Bauer,  1957,  p.  141).  High  rises,  the  post-­‐‑war  era’s  answer   to   the   conundrum   of   public   housing,  were   unacceptable   to   Bauer,  for   in   their  monolithism   they   engendered   a  new  ghe oisation  of   the   same  populace  their  designers  purportedly  sought  to  help.10

Visually  [high  rises]  may  be  no  more  monotonous  than  a  typical  suburban  tract,  but  their  density  makes  them  seem  much  more  institutional,  like  veterans’  hospitals  or  old-­‐‑fashioned  orphan  asylums  …  Any  charity  stigma  that  a aches  to  subsidized  housing  is  thus  reinforced.  Each  project  proclaims,  visually,  that  it  serves  the  ‘lowest  income  group’  (Bauer,  1957,  pp.  141–2).

Bauer   also   criticised   the   high-­‐‑rise   housing   project   on   a  more   fundamental  basis,  in  which  she  herself  was  implicated:  the  ‘late  prima  donna  machine-­‐‑age  esthetics’  of   the  1920s  and  1930s.  These  aesthetics  were  not,  Bauer  realised,  sufficient  to  the  complex  needs  of  diverse  residents  in  the  post-­‐‑war  era  (Bauer,  1961,  p.  38).  She  now  wrote:

[O]ur  unsatisfactory  vernacular  goes  back  in  part  to  the  limitations  of  Bauhaus  functionalism  and  la  Cité  Radieuse  …  [this]  viewpoint  was  a  fresh  and  healthy  influence  when  the  Beaux  Arts  was  still  entrenched.  But  the  science  applied  to  human  needs  in  the  name  of  functionalism  was  primitive,  discarding  most  emotional  and  cultural  values  entirely  (Bauer,  1961,  p.  38).

Bauer  recognised  that,  in  post-­‐‑war  America,  the  creation  of  a  public  architectural  culture  had  fallen  into  the  hands  of  the  ‘form-­‐‑givers’  –  architects  whose  names  were  a ached  to  grandiose  gestures  and  signature  styles  –  shaping  cities  and  

Cynthia Imogen Hammond 183

large  housing  projects  (Bauer,  1961,  p.  39).  Her  frustration  emerged  during  the  National  Housing  Conference  in  1954,  when  she  asked:

Do  I  need  to  document  the  statement  that  95  percent  of  American  families  with  children  would  vote  to  live  in  ground  level  homes  …  no  ma er  how  the  question  is  put  to  them?  …  isn’t  it  undeniably  true  that  low  buildings,  with  lighter  construction,  are  cheaper  than  high-­‐‑rises  (Bauer,  1954,  p.  41)?

Bauer  emphatically  rejected  skyscrapers,  describing  their  ‘minimum  standards’  as  ‘hardly  an  adequate  or  satisfactory  expression  of  the  values  associated  with  American  home  life’  (Bauer,  1957,  p.  221).  In  the  skyscraper,  she  continued,  ‘there   is   no   room   in   such   schemes   for   individual   deviation,   for   personal  initiative  and  responsibility  …  Management  domination  is  built  in,  a  necessary  corollary  of   architectural   form’   (ibid.,  p.   221).11  Thus  ornament  had  proven  its  power  to  destroy  architecture,  not  from  its  presence,  but  from  its  lack,  as  refused  by  the  ‘bleak  symbols  of  productive  efficiency’  (ibid.).  To  reflect  upon  Bauer’s  career  is  to  observe  that  it  is  no  accident  that  the  architectural  form  most  conducive  visually  to  an  extreme  absence  of  ornament  –  the  skyscraper  –  was  the  most  popular  choice  for  architects  wishing  to  make  the  statement  of  their  career.During   the   same   decade   that   some   of   America’s   most   iconic   modern  

architecture   was   built   and   promoted   internationally,12   Bauer   increasingly  adopted  an  oppositional  position.  Why,  when  the  social  and  economic  costs  of  such  projects  could  not  justify  their  existence,  did  high-­‐‑rise  housing  projects  continue  to  be  built  for  nearly  two  decades?  Or  how,  as  Grosz  asks,  can  we  understand  space  differently  (Grosz,  2001,  p.  xix)?  With  the  high  rise,  ‘form-­‐‑givers’  could  concretise   their  architectural  aspirations  while  making  a  clear  visual,   spatial   and   urban   distinction   between   those   who   ascended   in   the  post-­‐‑war  economic  climate  and   those  who  did  not.  As  clear  a   statement  of  class  difference  as  it  was  a  representation  of  the  heroic  aims  of  architecture,  the  post-­‐‑war,  high-­‐‑rise  housing  project   sought   to   erase   the   complexity  and  differentiation  of  its  users.As   Bristol   demonstrates,   however,   it   is   important   to   not   overstate   the  

purported  architectural  ‘failure’  of  the  housing  projects,  as  this  only  confers  more  prestige  upon  the  architectural  profession.  This  suggests  that,  had  the  profession   had   the   right   amount   of   civic   and   economic   support,   it   could  indeed   have  made   change   in   areas   surely   beyond   its   boundaries:   poverty,  race  relations,  class  struggles.  Again,   the  notion  that  space,   if  carefully  and  purposefully  designed,  can  alter  subjectivity  –  even  society  –  underpins  the  broader   aims  of   architecture.  The   rejection  of  ornament   in   early   twentieth-­‐‑century   architectural   discourse   created   a   rhetorical   space   in   the   lively,  experimental   climate   of   pre-­‐‑war   housing,   a   space   into   which,   during   the  formalist  excesses  of  post-­‐‑war  housing  practices,  the  messy  contingencies  of  the  inhabitants  of  housing  projects  were  placed,  and  deemed  superfluous.

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Conclusion

Despite  a  brief  flowering  of  consensus  in  the  late  1930s,  minimum  standards,  which  sought  to  protect  those  citizens  who  needed  housing  most  desperately,  became  ghe os  of  the  very  stigma  that  they  were  supposed  to  replace.  The  smooth,   simple   sheet   of  modernism,   the   shining  white   rows  of   ‘concrete,  glass  and  garden’  that  Bauer  witnessed  at  the  Römerstadt,  were  caught  in  the   rhetoric   of   superfluity   and   scarcity   and   pulled   back   into   a   preceding  logic  of  ‘deserving’  citizens  and  limited  entitlement,  a  logic  that  continues  to  inform  housing  debates  today.  The  modern  housing  ventures  of  the  pre-­‐‑war  era  had  held,  not  the  answers,  as  Bauer  herself  recognised,  but  the  promise  of   further   experimentation,   further   collaboration  with   users.   The   debate,  however,   over   the   fundamental   right   to   a   social   existence   has   long   been  at  the  core  of  housing  and  of  American  conceptions  of  democracy  (Upton,  1998,  p.  239).  As  long  as  modern  housing  remained  tethered  to  the  notion  that   ‘public   housing   should   involve  no   excess   expenditures   or   gratuitous  physical   amenities   and   that   it   should   be   disciplinary,   instilling   identity  through  enforcing  desirable  behaviour’  (ibid.),  then  the  promise  of  modern  architecture  could  never,  for  Bauer,  be  realised  (McQuaid,  1991;  Bauer,  1952,  p.  62).The   need   to   forget  within   architecture   is   strong.   In   the   year   that   Bauer  

died,   Emerson  Goble,   editor   of  Architectural Record,   observed   ‘how   terrible  it  was  for  the  housing  authorities  and  their  architects  to  forget  those  things  that  encompass  humanity  in  public  housing!’  (Goble,  1964.  p.  9).  Bauer  had  a  long  history  of  thinking  about  those  ‘things  that  encompass  humanity’  or,  as  she  put  it,  housing  that  would  satisfy  ‘the  infinite  variety  of  family  needs  [and  yet]  please  our  visual  taste’  (Bauer,  1954,  p.  40).  Bauer’s  vision  for  the  future  of  American  cities  remained  one  in  which  public  housing  could  still  creatively  answer   to  and   from  an   informed  understanding  of   the  complex  needs  and  wants  of  its  users.  As  she  told  her  students  at  UC  Berkeley,13  ‘above  all  …  the  pa ern  of  our  environment  tends  to  structure  our  lives’.14Bauer’s  work  presents  a  history  of  a  crucial  period  in  the  hegemonic  struggle  

to   define  American   architecture   as   both   collective   culture   and   democratic  space.  Her  writing,  teaching  and  activism  demonstrate  the  opening  up  and  folding  back  of  housers’  utopian  hopes  and  socialist  experiments,  the  nature  of  their  retreat  into  more  conservative  perspectives  on  the  right  to  human  shelter.  As  such,  her  work   is  essential   to  understanding  how  the  very  constituency  that   ‘modern   housing’   had   hoped   to   assist   would   become   its   unwanted  ornament,  its  collateral  damage  in  post-­‐‑war  America.  But  just  as  importantly,  Bauer  demonstrates  how,  briefly,  the  fields  of  architecture  and  urban  planning  unfurled   in   a   remarkably   hopeful   fashion,   in   concert   with   the   power   of  legislation,  unions  and   so-­‐‑called   ‘ordinary’  people,   temporarily   creating  an  unprecedented,  collaborative  machine  for  social  and  urban  change.

Cynthia Imogen Hammond 185

Acknowledgements

I   am   grateful   to   the   Social   Sciences   and   Humanities   Research   Council   of  Canada  and  the  Beverly  Willis  Architecture  Foundation  for  supporting  this  research.   My   thanks   go   also   to   Janice   Helland,   Annmarie   Adams,   Janice  Anderson  and  Thomas  Strickland  for  helpful  editorial  advice  and  counsel.

References

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Notes

1   Bauer  included  this  favourite  question  in  a  course  outline  from  1947,  Harvard  Graduate  School  of  Design,  CBW  Papers.

2   Birch  (1983)  discusses  contemporary  women  planners  such  as  Edith  Elmer  Wood.  Susan  R.  Henderson  (1996)  explores  the  work  of  rationalist  kitchen  designer  Grete  Lihotzky  in  ‘A  Revolution  in  the  Woman’s  Sphere:  Grete  Lihotzky  and  the  Frankfurt  Kitchen’,  in  D.  Coleman  et  al.  (eds.),  Architecture and Feminism,  New  York:  Princeton  Architectural  Press,  pp.  221–53.  Other  important  women  in  the  housing  movement  included  Mary  Simkhovitch  and  Helen  Alfred.

3   Quoted  in  Grosz,  2001,  p.  186.

4   Bauer’s  early  writings,  including  Modern Housing,  eloquently  defend  modern  aesthetics,  as  well  as  caution  the  reader  against  universalising  solutions  (Bauer,  1965,  p.  49).  See  also  the  history  and  work  of  Bauer’s  peers,  such  as  urban  theorist  Lewis  Mumford,  labour  leader  and  housing  expert  John  Edelman  and  architect  Oscar  Stonarov.

5   On  May’s  work,  see  Susan  R.  Henderson  (1999),  ‘Self-­‐‑Help  Housing  in  the  Weimar  Republic:  The  Work  of  Ernst  May,’  Housing Studies,  14  (3),  1  May,  311–28.

6   From  1933  to  1937,  Bauer  worked  with  the  Housing  Division  of  the  Federal  Emergency  Administration  of  Public  Works,  the  Labor  Housing  Conference  (LHC)  –  a  body  addressed  to  union  members,  leaders  and  government  officials  –  and  the  American  Federation  of  Labor  (AFL).

7   See  Bauer,  1934,  pp.  92–105;  Bauer,  1940;  Bauer,  1943,  p.  11;  and  Birch,  1983,  pp.  160–170.

8   Holly  Courts  is  very  similar,  visually  and  in  its  layout,  to  the  Römerstadt  in  Frankfurt  (Ernst  May,  1925),  which  Bauer  admired  and  discussed  in  several  other  publications  (Bauer,  1934;  Bauer,  1931a).

9   Many  architects  and  critics  of  this  period  were  likewise  concerned.  Frank  Lloyd  Wright  famously  decreed  that  American  democracy  could  only  be  had  through  the  elimination  of  what  he  called  ‘rent’,  via  single-­‐‑family  home  ownership  and  government  subsidy  of  the  car  (Wright,  1958,  pp.  77–97).  Le  Corbusier’s  architectural  version  of  democracy,  the  ‘Radiant  City’,  was  more  in  line  with  Bauer’s  at  this  time,  although  they  would  profoundly  differ  over  the  ideal  scale  of  public  housing  (Le  Corbusier,  1971,  pp.  11–25).

10   Von  Hoffman  notes  that  this  problem  was  exacerbated  by  the  housers’  rhetorical  strategy,  in  the  1930s,  of  emphasising  slum  conditions.  The  Roosevelt  government  responded,  unsurprisingly,  with  sweeping  slum  clearance  legislation  as  well  as  housing  reforms  (von  Hoffman,  2005,  p.  245).

11   Bauer  was  not  alone  in  her  criticisms.  Jane  Jacobs,  for  example,  published  her  first  article  assessing  modern  cities  in  1958.

12   Ludwig  Mies  van  der  Rohe  completed  the  luxury  Lake  Shore  Drive  Apartments  in  1951,  while  the  same  decade  saw  the  expansion  of  the  Cabrini  Green  public  housing  project  (1942–62).

13   Teaching  notes,  CBW  Papers,  n.d.

14   Teaching  notes,  CBW  Papers,  n.d.