Sep. 2021 - 1

Sep. 2021

- 1 -

(Reference Translation)

TSE NOTICE Oct. 20, 2021 (Wed.)

[Attachment]

Changes in Number of Listed Shares, etc. in Connection with Exercise of Subscription Warrants, etc. (Relevant Period Sep. 01, 2021 - Sep. 30, 2021)

(Note) 1. No. of Listed Shares at End of MonthNo. of listed shares for Common Stock, Preferred Stock, etc. (*Code 2593-5 is Type-1 Preferred Stock of ITO EN, LTD.)When exercising Subscription Warrants in cases where treasury stocks will be transferred, the number of listed shares may not increase even after decreasing the residual amount of bonds, etc.After acquiring CBs subject to call in cases where retirement has not been conducted, the number of listed shares may increase without a decrease in the residual amount of bonds.

2. Primary Reasons for ChangesExercise of Bonds with Subscription Warrants …Due to Exercise of Bonds with Subscription WarrantsConversion of Preferred Stock, etc. …Due to Conversion of Stock (Preferred Stock, etc.) which can be converted into another type of StockExercise of CBs …Due to Exercise of CBs, and new share issuance by acquisition of Share Options subject to CallExercise of Subscription Warrants …Due to Exercise of Subscription Warrant, and new share issuance by acquisition of Share Options subject to CallPublic Offering …Due to Public Offering and Overseas OfferingThird-Party Allotment, etc. …Due to Third-Party Allotment, Green Shoe Option (pursuant to the Cabinet Office Ordinance on the Disclosure of Corporate Affairs, etc.

Article 19, Paragraph 2, Item 1, sub-item L.1), Allotment of New Shares as stock-based remuneration　and Private Placement to Specified Investors for listed companies on TOKYO PRO Market

Retirement of Treasury Stocks …Due to Retirement of Treasury Stocks

3. Bond Code, etc.（１）＊ …indicates listed securities.

（２） Type of Bond, etc.PS …Stock (Preferred Stock, etc.) that can be converted into another type of stockCB …Convertible BondWB …Bond with Subscription Warrant

（３） Regarding subscription warrants, only issues for which a report has been received from the issuer, which states that the possibility of new stock issuance, are eligible for publication.(Issues for which a report has been received, which states that all treasury stocks will be transferred/swapped, will not be published.)

4. Display of Stock (Preferred Stock, etc.) that can be converted into another type of stock

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

Sumiseki Holdings,Inc. 1514 ＰＳ１ Class 2 Preferred Stockamana inc. 2402 ＰＳ１ Class A Preferred StockFRUTA FRUTA INC. 2586 ＰＳ１ Class A Classified StockVillage Vanguard CO.,LTD. 2769 ＰＳ１ Class A Preferred StockUNITIKA LTD. 3103 ＰＳ１ Class A Classified Stock

ＰＳ２ Class B Classified StockOMIKENSHI CO.,LTD. 3111 ＰＳ１ Class A Preferred StockAP HOLDINGS CO.,LTD. 3175 ＰＳ１ Class A Preferred StockKODAMA CHEMICAL INDUSTRY CO.,LTD. 4222 ＰＳ１ Class A Preferred StockUltrafabrics Holdings Co.,Ltd. 4235 ＰＳ１ Class A Preferred StockNexus Bank Co.,Ltd. 4764 ＰＳ１ Class A Preferred StockSHiDAX CORPORATION 4837 ＰＳ１ No. 1 Class B Preferred StockNippon Sheet Glass Company,Limited 5202 ＰＳ１ Class A Classified StockTOYO ENGINEERING CORPORATION 6330 ＰＳ１ Class A Preferred StockChiyoda Corporation 6366 ＰＳ１ Class A Preferred StockJapan Display Inc. 6740 ＰＳ１ Class A Preferred Stock

ＰＳ２ Class B Preferred StockＰＳ３ Class D Preferred Stock

NIHON DEMPA KOGYO CO.,LTD. 6779 ＰＳ１ Class A Classified StockNippon Avionics Co.,Ltd. 6946 ＰＳ１ Class 1 Preferred Stock

ＰＳ２ Class 2 Preferred StockJimoto Holdings,Inc. 7161 ＰＳ１ Class B Preferred Stock

ＰＳ２ Class C Preferred StockＰＳ３ Class D Preferred Stock

Tokyo Kiraboshi Financial Group,Inc. 7173 ＰＳ１ Class 2 Preferred StockAKEBONO BRAKE INDUSTRY CO.,LTD. 7238 ＰＳ１ Class A Classified StockKYB Corporation 7242 ＰＳ１ Class A Preferred StockMITSUBA Corporation 7280 ＰＳ１ Class C Classified Stock

ＰＳ２ Class A Classified StockSan ju San Financial Group,Inc. 7322 ＰＳ１ Class 1 Preferred Stock

Sep. 2021

- 2 -

Company Name (Code)Bond Symbol, etc.

Indicatorin this Document

Details

ATOM CORPORATION 7412 ＰＳ１ No. 2 Preferred StockＰＳ２ No. 3 Preferred StockＰＳ３ No. 4 Preferred Stock

TOP CULTURE Co.,Ltd. 7640 ＰＳ１ Class A Preferred StockCYBERDYNE,INC. 7779 ＰＳ１ Class B Classified StockCHUO KAGAKU CO.,LTD. 7895 ＰＳ１ Class A Preferred StockVIA Holdings,Inc. 7918 ＰＳ１ Class C Preferred StockSaikaya Department Store Co.,Ltd. 8254 ＰＳ１ Class A Preferred StockTsukuba Bank,Ltd. 8338 ＰＳ１ Class 4 Preferred StockTHE TOHOKU BANK,LTD. 8349 ＰＳ１ Class 1 Preferred StockTHE MICHINOKU BANK,LTD. 8350 ＰＳ１ Class A Preferred StockTHE BANK OF KOCHI,LTD. 8416 ＰＳ１ Class 1 Preferred StockTHE TOWA BANK,LTD. 8558 ＰＳ１ Class 2 Preferred StockFIDEA Holdings Co.Ltd. 8713 ＰＳ１ Class B Preferred StockRISE Inc. 8836 ＰＳ１ Class A Preferred StockREVOLUTION CO.,LTD. 8894 ＰＳ１ Class A Classified Stock

ＰＳ２ Class B Classified StockStar Flyer Inc. 9206 ＰＳ１ Class A Classified Stock

ＰＳ２ Class B Classified StockTokyo Electric Power Company Holdings,Incorporated 9501 ＰＳ１ Class A Preferred Stock

ＰＳ２ Class B Preferred StockTHE KAMOGAWA GRAND HOTEL,LTD. 9695 ＰＳ１ Class A Preferred StockTHE ROYAL HOTEL,LIMITED 9713 ＰＳ１ No. 1 Class A Preferred StockKozosushi Co.,LTD. 9973 ＰＳ１ Class A Classified StockBUNKYODO GROUP HOLDINGS CO.,LTD. 9978 ＰＳ１ Class K Classified Stock

Sep. 2021

- 3 -


[Correction]

Details for the relevant period Aug. 01, 2021 －Aug. 31, 2021 have been partially corrected as follows.

(Sep. 17, 2021 (Attachment Published), Relevant Period Aug. 01, 2021 －Aug. 31, 2021)

Page (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

51 4241 (Correction) 4,436,800 SharesExercise of

Subscription Warrants2,000 Shares Aug. 2016 Resolution based 1 2,000 Shares

(Error) 4,437,800 SharesExercise of

Subscription Warrants3,000 Shares Aug. 2016 Resolution based 1 3,000 Shares

Page (Code)No. of Listed Shares

at End of MonthReason for Alteration

AlteredNo. of Shares

Bond Symbol, etc. Alteration Value, etc.

116 7806 (Correction) 39,744,728 SharesExercise of

Subscription Warrants2,820 Shares Sep. 2016 Resolution based 1 　　0 Shares

Sep. 2016 Resolution based 1 2,820 Shares

Sep. 2016 Resolution based 1 　　0 Shares

(Error) 39,741,908 SharesExercise of

Subscription Warrants　　0 Shares Sep. 2016 Resolution based 1 　　0 Shares



Company Name

atect corporation

Company Name

MTG Co.,Ltd.

Sep. 2021

- 4 -


By Company

No. of Listed Shares Altered Alteration Value, etc.Company Name (Code) at End of Month Reason for Alteration No. of Shares Bond Symbol, etc. Value, etc. after Alteration Remarks

Shares Shares

KYOKUYO CO.,LTD. (1301) 10,928,283 0

Nippon Suisan Kaisha,Ltd. (1332) 312,430,277 0

Maruha Nichiro Corporation (1333) 52,656,910 0

HOHSUI CORPORATION (1352) 8,379,000 0

YUKIGUNI MAITAKE CO.,LTD. (1375) 39,910,700 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

KANEKO SEEDS CO.,LTD. (1376) 11,772,626 0

SAKATA SEED CORPORATION (1377) 47,410,750 0

HOKUTO CORPORATION (1379) 33,359,040 Exercise of CB 0 * CB 1 1,000 thou. JPY 9,719,000 thou. JPY

AKIKAWA FOODS & FARMS CO.,LTD. (1380) 4,179,000 0

AXYZ CO.,Ltd. (1381) 5,617,500 0

HOB Co.,Ltd. (1382) 762,000 0

Berg Earth co.,ltd. (1383) 1,269,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares

Hokuryo Co.,Ltd. (1384) 8,459,000 0

RUDEN HOLDINGS CO.,Ltd. (1400) 13,007,600 Exercise of Subscription Warrants 53,000 Mar. 2013 Resolution based 1 0 Shares

Jan. 2014 Resolution based 1 6,000 Shares

Mar. 2015 Resolution based 1 0 Shares

Mar. 2016 Resolution based 1 47,000 Shares

May 2019 Resolution based 1 0 Shares

mbs,inc. (1401) 7,732,000 0

West Holdings Corporation (1407) 46,027,488 0

Hinokiya Group Co.,Ltd. (1413) 13,575,000 0

SHO-BOND Holdings Co.,Ltd. (1414) 56,745,180 0

MIRAIT Holdings Corporation (1417) 108,325,329 0

INTERLIFE HOLDINGS CO.,LTD. (1418) 20,010,529 0

Tama Home Co.,Ltd. (1419) 29,455,800 0

Sanyo Homes Corporation (1420) 12,620,000 0

Nippon Aqua Co.,Ltd. (1429) 34,760,000 0

First-corporation Inc. (1430) 13,363,540 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Lib Work Co.,Ltd. (1431) 23,292,040 0

DORYOKU Co.,Ltd. (1432) 2,066,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


BESTERRA CO.,LTD (1433) 8,711,600 Exercise of Subscription Warrants 161,600 Mar. 2017 Resolution based 1 0 Shares


Jan. 2021 Resolution based 2 0 Shares

JESCO Holdings,Inc. (1434) 6,650,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares

Robot Home,Inc. (1435) 91,127,000 0

Fit Corporation (1436) 4,283,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

Nov. 2015 Resolution based 1 0 Shares

Apr. 2014 Resolution based 1 0 Shares

YASUE CORPORATION (1439) 1,322,500 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares



Sep. 2021

- 5 -


Shares Shares




Jul. 2021 Resolution based 1 0 Shares

YAMAZEN HOMES CO.,LTD. (1440) 1,610,000 0

Giken Holdings Co.,Ltd. (1443) 16,237,977 0

Hikari Holdings Co.,Ltd. (1445) 288,200 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

Dec. 2015 Resolution based 1 0 Shares


CANDEAL CO.,Ltd (1446) 10,724,200 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

ITbook Holdings Co.,LTD. (1447) 21,577,001 Exercise of Subscription Warrants 8,000 Jul. 2019 Resolution based 1 8,000 Shares


SPACE VALUE HOLDINGS CO.,LTD. (1448) 35,556,584 0

TANAKEN (1450) 4,349,800 0

KHC Ltd. (1451) 3,965,350 0

YOKOHAMA WRIGHT Industries Co.,LTD (1452) 50,000 0

Chugai Mining Co.,Ltd. (1491) 289,747,982 0

Sumiseki Holdings,Inc. (1514) 58,892,853 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,140,000 Shares

Nittetsu Mining Co.,Ltd. (1515) 8,352,319 0

MITSUI MATSUSHIMA HOLDINGS CO.,LTD. (1518) 13,064,400 0

INPEX CORPORATION (1605) 1,462,323,600 0

Japan Petroleum Exploration Co.,Ltd. (1662) 57,154,776 0

K&O Energy Group Inc. (1663) 30,336,061 0

SDS HOLDINGS Co.,Ltd. (1711) 5,917,473 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares

Daiseki Eco.Solution Co.,Ltd. (1712) 16,827,120 0

DAI-ICHI CUTTER KOGYO K.K. (1716) 12,000,000 0

Meiho Facility Works Ltd. (1717) 12,775,900 0

MIKIKOGYO CO.,LTD. (1718) 1,153,263 0

HAZAMA ANDO CORPORATION (1719) 200,343,397 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares

TOKYU CONSTRUCTION CO., LTD. (1720) 106,761,205 0

COMSYS Holdings Corporation (1721) 141,000,000 0

NIHON DENGI CO.,LTD. (1723) 8,197,500 0

SYNCLAYER INC. (1724) 4,318,280 Exercise of Subscription Warrants 284,500 Aug. 2021 Resolution based 1 284,500 Shares

Br.Holdings Corporation (1726) 45,795,000 0

ASO FOAM CRETE Co.,Ltd. (1730) 3,420,000 0

OTEC CORPORATION (1736) 5,700,000 0

MESCO,Inc. (1737) 12,780,000 0

SEEDHEIWA CO.,LTD. (1739) 6,454,400 0

KOATSU KOGYO CO.,LTD. (1743) 760,000 0

Small and medium sized Enterprises Holdings,Inc. (1757) 249,541,756 0

Taiyo Kisokogyo Co.,Ltd. (1758) 819,600 0

TAKAMATSU CONSTRUCTION GROUP CO.,LTD. (1762) 38,880,000 0

KUDO CORPORATION (1764) 1,331,220 0

TOKEN CORPORATION (1766) 13,472,000 0

SONEC CORPORATION (1768) 7,500,000 0

FUJITA ENGINEERING CO.,LTD. (1770) 11,700,000 0

FUJI FURUKAWA ENGINEERING & CONSTRUCTION CO.LTD. (1775) 9,026,561 0

Sep. 2021

- 6 -


Shares Shares

SUMIKEN MITSUI ROAD CO., LTD. (1776) 9,277,500 0

YAMAURA CORPORATION (1780) 21,103,514 0

Asia Gate Holdings Co.,Ltd. (1783) 65,992,851 Exercise of CB 0 CB 1 0 thou. JPY 87,840 thou. JPY

Exercise of Subscription Warrants 6,000,000 Mar. 2019 Resolution based 1 0 Shares


Dec. 2019 Resolution based 2 6,000,000 Shares

Oriental Shiraishi Corporation (1786) 122,498,436 0

Nakabohtec Corrosion Protecting Co.,Ltd. (1787) 2,602,500 0

SANTO CO.,LTD. (1788) 686,000 0

ETS Holdings Co.,Ltd. (1789) 6,375,284 0

OHMOTO GUMI CO.,LTD. (1793) 5,132,380 0

MASARU CORPORATION (1795) 901,151 0

MORIYA CORPORATION (1798) 2,260,000 0

DAIICHI KENSETSU CORPORATION (1799) 20,858,491 0

TAISEI CORPORATION (1801) 224,541,172 0

OBAYASHI CORPORATION (1802) 721,509,646 0

SHIMIZU CORPORATION (1803) 788,514,613 0

TOBISHIMA CORPORATION (1805) 19,310,436 0

WATANABE SATO CO.,LTD. (1807) 3,195,700 0

HASEKO Corporation (1808) 300,794,397 0

MATSUI CONSTRUCTION CO.,LTD. (1810) 30,580,000 0

THE ZENITAKA CORPORATION (1811) 7,353,140 0

KAJIMA CORPORATION (1812) 528,656,011 0

Fudo Tetra Corporation (1813) 16,489,522 0

DAISUE CONSTRUCTION CO.,LTD. (1814) 10,614,225 0

TEKKEN CORPORATION (1815) 15,668,956 0

Nishimatsu Construction Co.,Ltd. (1820) 55,591,502 0

Sumitomo Mitsui Construction Co., Ltd. (1821) 162,673,321 0

DAIHO CORPORATION (1822) 18,433,163 Exercise of CB 0 * CB 3 16,000 thou. JPY 2,777,000 thou. JPY

Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Feb. 2016 Resolution based 1 0 Shares


MAEDA CORPORATION (1824) 0 Sep. 29 Delisting -194,608,482

Sata Construction Co.,Ltd. (1826) 15,521,233 0

NAKANO CORPORATION (1827) 34,498,097 0

TANABE ENGINEERING CORPORATION (1828) 10,728,000 0

OKUMURA CORPORATION (1833) 39,665,226 0

TOTETSU KOGYO CO.,LTD. (1835) 36,100,000 0

TSUCHIYA HOLDINGS CO.,LTD. (1840) 25,775,118 0

SANYU CONSTRUCTION CO.,LTD. (1841) 4,000,000 0

OHMORI CO.,LTD. (1844) 14,874,239 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares

Oct. 2014 Resolution based 1 0 Shares






Sep. 2021

- 7 -


Shares Shares

ICHIKEN Co.,Ltd. (1847) 7,282,400 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares


Jun. 2007 Resolution based 1 0 Shares










FUJI P.S CORPORATION (1848) 18,602,244 0

Nankai Tatsumura Construction Co.,Ltd. (1850) 28,835,730 0

ASANUMA CORPORATION (1852) 8,078,629 0

Mori-Gumi Co.,Ltd. (1853) 32,800,000 0

TODA CORPORATION (1860) 322,656,796 0

Kumagai Gumi Co.,Ltd. (1861) 46,805,660 0

KITANO CONSTRUCTION CORP. (1866) 6,836,853 0

UEKI CORPORATION (1867) 6,873,528 0

YAHAGI CONSTRUCTION CO.,LTD. (1870) 44,607,457 0

P.S. Mitsubishi Construction Co., Ltd. (1871) 47,486,029 0

NIHON HOUSE HOLDINGS CO.,LTD. (1873) 45,964,842 0

DAITO TRUST CONSTRUCTION CO.,LTD. (1878) 68,918,979 0

SHINNIHON CORPORATION (1879) 61,360,720 0

NIPPO CORPORATION (1881) 119,401,836 0

TOA ROAD CORPORATION (1882) 5,220,023 0

MAEDA ROAD CONSTRUCTION CO.,LTD. (1883) 0 Sep. 29 Delisting -89,159,453

THE NIPPON ROAD CO.,LTD. (1884) 9,761,618 0

TOA CORPORATION (1885) 22,494,629 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 6,990,000 thou. JPY

JDC CORPORATION (1887) 98,255,000 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

WAKACHIKU CONSTRUCTION CO.,LTD. (1888) 12,964,993 0

TOYO CONSTRUCTION CO.,LTD. (1890) 94,371,183 0

PENTA-OCEAN CONSTRUCTION CO.,LTD. (1893) 286,013,910 0

The Kaneshita Construction Co.,Ltd. (1897) 3,806,660 0

SEIKITOKYU KOGYO CO.,LTD. (1898) 40,414,407 0

FUKUDA CORPORATION (1899) 8,988,111 0

TAISEI ONCHO CO.,LTD. (1904) 6,882,487 Exercise of Subscription Warrants 0 Mar. 2021 Resolution based 1 0 Shares

TENOX CORPORATION (1905) 7,694,080 0

Nippon Dry-Chemical CO.,LTD. (1909) 7,181,812 0

Sumitomo Forestry Co.,Ltd. (1911) 201,200,936 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Exercise of Subscription Warrants 1,000 Jul. 2015 Resolution based 1 1,000 Shares



JAPAN FOUNDATION ENGINEERING CO.,LTD. (1914) 30,846,400 0

TOMOE CORPORATION (1921) 40,763,046 0

DAIWA HOUSE INDUSTRY CO.,LTD. (1925) 666,238,205 0

Sep. 2021

- 8 -


Shares Shares

RAITO KOGYO CO.,LTD. (1926) 57,804,450 0

Sekisui House,Ltd. (1928) 684,683,466 0

NITTOC CONSTRUCTION CO.,LTD. (1929) 41,708,367 0

HOKURIKU ELECTRICAL CONSTRUCTION CO.,LTD. (1930) 24,969,993 0

YURTEC CORPORATION (1934) 72,224,462 0

NIPPON RIETEC CO.,LTD. (1938) 25,617,717 0

YONDENKO CORPORATION (1939) 8,127,735 0

CHUDENKO CORPORATION (1941) 58,138,117 0

KANDENKO CO.,LTD. (1942) 205,288,338 0

KINDEN CORPORATION (1944) 205,141,080 0

TOKYO ENERGY & SYSTEMS INC. (1945) 37,261,752 0

TOENEC CORPORATION (1946) 19,329,990 0

The Kodensha,Co.,Ltd. (1948) 1,794,000 0

SUMITOMO DENSETSU CO.,LTD. (1949) 35,635,879 0

NIPPON DENSETSU KOGYO CO.,LTD. (1950) 61,537,219 0

KYOWA EXEO CORPORATION (1951) 117,812,419 0

Shin Nippon Air Technologies Co.,Ltd. (1952) 24,282,225 0

Nippon Koei Co.,Ltd. (1954) 15,048,568 0

KYUDENKO CORPORATION (1959) 70,864,961 0

Sanyo Engineering & Construction Inc. (1960) 17,000,000 0

SANKI ENGINEERING CO.,LTD. (1961) 59,661,156 0

JGC HOLDINGS CORPORATION (1963) 259,336,682 0

Chugai Ro Co.,Ltd. (1964) 7,800,000 0

TECHNO RYOWA LTD. (1965) 22,888,604 0

TAKADA CORPORATION (1966) 7,220,950 0

YAMATO CORPORATION (1967) 26,927,652 0

TAIHEI DENGYO KAISHA,LTD. (1968) 20,341,980 0

Takasago Thermal Engineering Co.,Ltd. (1969) 70,239,402 0

CHUO BUILD INDUSTRY CO.,LTD. (1971) 2,378,740 0

SANKO METAL INDUSTRIAL CO.,LTD. (1972) 3,960,000 0

NEC Networks & System Integration Corporation (1973) 149,321,421 0

ASAHI KOGYOSHA CO.,LTD. (1975) 6,800,000 0

MEISEI INDUSTRIAL Co.,Ltd. (1976) 59,386,718 0

Taikisha Ltd. (1979) 35,082,009 0

DAI-DAN CO.,LTD. (1980) 22,981,901 0

KYOWANISSEI CO.,LTD. (1981) 11,800,000 0

Hibiya Engineering,Ltd. (1982) 25,006,321 0

KANDA TSUSHINKI CO.,LTD. (1992) 2,623,227 0

TAKAHASHI CURTAIN WALL CORPORATION (1994) 9,553,011 0

AKATSUKI EAZIMA CO.,LTD. (1997) 2,200,000 0

NIPPN CORPORATION (2001) 78,824,009 Exercise of CB 0 CB 25. 6 JPY 0 thou. JPY 25,000,000 thou. JPY

NISSHIN SEIFUN GROUP INC. (2002) 304,357,891 0

NITTO FUJI FLOUR MILLING CO.,LTD. (2003) 4,692,364 0

Showa Sangyo Co.,Ltd. (2004) 33,985,420 0

THE TORIGOE CO.,LTD. (2009) 26,036,374 0

CHUBU SHIRYO CO.,LTD. (2053) 30,371,908 0

NICHIWA SANGYO CO.,LTD. (2055) 20,830,825 0

Sep. 2021

- 9 -


Shares Shares

FEED ONE CO.,LTD. (2060) 39,477,128 0

Toyo Sugar Refining Co.,Ltd. (2107) 5,456,000 0

Nippon Beet Sugar Manufacturing Co.,Ltd. (2108) 15,325,642 0

Mitsui DM Sugar Holdings Co.,Ltd. (2109) 32,639,780 0

Ensuiko Sugar Refining Co.,Ltd. (2112) 35,000,000 0

Fuji Nihon Seito Corporation (2114) 29,748,200 0

Nissin Sugar Co.,Ltd. (2117) 22,673,883 0

LIFULL Co.,Ltd. (2120) 134,239,870 0

mixi,Inc. (2121) 78,230,850 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

Aug. 2017 Resolution based 1 0 Shares








Interspace Co.,Ltd. (2122) 6,967,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

JAC Recruitment Co.,Ltd. (2124) 41,389,300 0

Nihon M&A Center Inc. (2127) 336,556,800 0

Members Co.,Ltd. (2130) 13,129,800 Exercise of Subscription Warrants 100 Jun. 2015 Resolution based 1 0 Shares





Sun Capital Management Corp. (2134) 99,591,844 Exercise of Subscription Warrants 1,750,000 Dec. 2017 Resolution based 1 0 Shares


Apr. 2021 Resolution based 1 1,750,000 Shares

HIP CORPORATION (2136) 3,975,300 0

CROOZ,Inc. (2138) 12,957,600 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares




CHUCO CO.,LTD. (2139) 7,044,000 0

UT Group Co.,Ltd. (2146) 40,363,067 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares

ITmedia Inc. (2148) 20,797,600 Exercise of Subscription Warrants 25,700 Aug. 2016 Resolution based 1 25,700 Shares

CareNet,Inc. (2150) 11,488,000 Exercise of Subscription Warrants 440,000 Aug. 2021 Resolution based 1 440,000 Shares

TAKEEI CORPORATION (2151) 0 Sep. 29 Delisting -28,616,300

Youji Corporation (2152) 11,784,000 0

E･J Holdings Inc. (2153) 16,078,920 0

BeNext-Yumeshin Group Co. (2154) 91,001,857 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares





SAYLOR ADVERTISING INC. (2156) 6,078,000 0

KOSHIDAKA HOLDINGS Co.,LTD. (2157) 82,300,000 0

Sep. 2021

- 10 -


Shares Shares

FRONTEO,Inc. (2158) 39,238,862 Exercise of Subscription Warrants 15,000 Jun. 2016 Resolution based 1 0 Shares



Dec. 2017 Resolution based 1 15,000 Shares


Full Speed Inc. (2159) 15,571,000 0

GNI Group Ltd. (2160) 47,462,943 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


Sep. 2018 Resolution based 1 0 Shares




nms Holdings Corporation (2162) 21,611,000 0

ARTNER CO.,LTD. (2163) 10,627,920 0

CHIIKISHINBUNSHA CO.,LTD. (2164) 1,907,500 Exercise of Subscription Warrants 0 Apr. 2021 Resolution based 1 0 Shares

Pasona Group Inc. (2168) 41,690,300 0

CDS Co.,Ltd. (2169) 6,924,400 0

Link and Motivation Inc. (2170) 113,068,000 0

Hakuten Corporation (2173) 7,975,100 0

GCA Corporation (2174) 44,817,053 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares








SMS CO.,LTD. (2175) 87,129,100 Exercise of Subscription Warrants 1,800 Jul. 2014 Resolution based 1 0 Shares


Jul. 2016 Resolution based 2 1,000 Shares



Ina Research Inc. (2176) 2,998,800 0

Tri-Stage Inc. (2178) 30,517,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares



SEIGAKUSHA CO.,LTD. (2179) 5,876,000 0

SUNNY SIDE UP GROUP Inc. (2180) 15,191,600 0

PERSOL HOLDINGS CO.,LTD. (2181) 236,704,861 0

Linical Co.,Ltd. (2183) 24,740,000 0

CMC CORPORATION (2185) 7,182,000 0

Sobal Corporation (2186) 8,167,498 0

tella,Inc. (2191) 25,327,356 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




Cookpad Inc. (2193) 107,429,400 0

Sep. 2021

- 11 -


Shares Shares

AMITA HOLDINGS CO.,LTD. (2195) 1,169,424 0

ESCRIT INC. (2196) 13,786,500 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares


IKK Inc. (2198) 29,956,800 0

Morinaga & Co.,Ltd. (2201) 54,189,769 0

NAKAMURAYA CO.,LTD. (2204) 5,976,205 0

Ezaki Glico Co.,Ltd. (2206) 68,468,569 Exercise of CB 0 CB 24. 1 JPY 0 thou. JPY 30,000,000 thou. JPY

Meito Sangyo Co.,Ltd. (2207) 17,265,000 0

BOURBON CORPORATION (2208) 27,700,000 0

IMURAYA GROUP CO.,LTD. (2209) 13,086,200 0

Fujiya Co.,Ltd. (2211) 25,784,659 0

YAMAZAKI BAKING CO.,LTD. (2212) 220,282,860 0

FIRST BAKING CO.,LTD. (2215) 6,929,900 0

Kanro Inc. (2216) 7,657,802 0

Morozoff Limited (2217) 3,669,226 0

KAMEDA SEIKA CO.,LTD. (2220) 22,318,650 0

IWATSUKA CONFECTIONERY CO.,LTD. (2221) 5,995,000 0

Kotobuki Spirits Co.,Ltd. (2222) 31,121,520 0

COMO CO.,LTD. (2224) 3,630,000 0

KOIKE-YA Inc. (2226) 5,335,000 0

CALBEE,Inc. (2229) 133,929,800 0

GOYO foods Industry Co.,Ltd. (2230) 1,807,172 0

MORINAGA MILK INDUSTRY CO.,LTD. (2264) 49,845,343 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares











ROKKO BUTTER CO.,LTD. (2266) 21,452,125 0

YAKULT HONSHA CO.,LTD. (2267) 171,045,418 0

B-R 31 ICE CREAM CO.,LTD. (2268) 9,644,554 0

Meiji Holdings Co.,Ltd. (2269) 152,683,400 0

MEGMILK SNOW BRAND Co.,Ltd. (2270) 70,751,855 0

Prima Meat Packers,Ltd. (2281) 50,524,399 0

NH Foods Ltd. (2282) 102,958,904 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares






Hayashikane Sangyo Co.,Ltd. (2286) 8,910,000 0

MARUDAI FOOD CO.,LTD. (2288) 26,505,581 0

Sep. 2021

- 12 -


Shares Shares

FUKUTOME MEAT PACKERS,LTD. (2291) 3,400,000 0

S Foods Inc. (2292) 32,267,721 0

TAKIZAWA HAM CO.,LTD. (2293) 2,102,000 0

Kakiyasu Honten Co.,Ltd. (2294) 12,446,700 0

ITOHAM YONEKYU HOLDINGS INC. (2296) 297,355,059 0

Kyokuto Co.,Ltd. (2300) 5,551,230 0

GAKUJO CO.,Ltd. (2301) 15,560,000 0

Dawn Corporation (2303) 3,300,000 0

CSS HOLDINGS,LTD. (2304) 5,285,600 Exercise of Subscription Warrants 0 Dec. 2004 Resolution based 1 0 Shares


STUDIO ALICE Co.,Ltd. (2305) 17,185,650 0

CROSS CAT CO.,LTD. (2307) 9,210,960 0

CMIC HOLDINGS Co.,Ltd. (2309) 18,923,569 0

EPCO Co.,Ltd. (2311) 9,316,000 0

CAICA Inc. (2315) 113,333,094 Exercise of Subscription Warrants 188,400 Sep. 2019 Resolution based 1 0 Shares

Apr. 2021 Resolution based 1 188,400 Shares

Systena Corporation (2317) 112,720,000 0

Softfront Holdings (2321) 27,561,789 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares


fonfun corporation (2323) 3,380,920 0

NJS Co.,Ltd. (2325) 10,048,000 0

Digital Arts Inc. (2326) 14,133,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


NS Solutions Corporation (2327) 91,501,000 0

TOHOKUSHINSHA FILM CORPORATION (2329) 46,735,334 0

Forside Co.,Ltd. (2330) 32,557,704 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

SOHGO SECURITY SERVICES CO.,LTD. (2331) 102,040,042 0

Quest Co.,Ltd. (2332) 5,487,768 0

eole Inc. (2334) 2,396,234 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares



CUBE SYSTEM INC. (2335) 14,500,000 0

Fuji Techno Solutions Co.,Inc. (2336) 0 Sep. 29 Delisting -807,600

Ichigo Inc. (2337) 505,381,018 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares




Quantum Solutions Co.,Ltd. (2338) 11,296,231 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares




GOKURAKUYU HOLDINGS CO.,LTD. (2340) 20,035,700 Exercise of Subscription Warrants 132,200 Jun. 2013 Resolution based 1 0 Shares






Sep. 2021

- 13 -


Shares Shares











ARBEIT-TIMES CO.,LTD. (2341) 32,237,249 0

TRANS GENIC INC. (2342) 17,369,141 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

HEIAN CEREMONY SERVICE CO.,LTD. (2344) 12,306,795 0

Kushim,Inc. (2345) 7,764,036 Exercise of Subscription Warrants 260,000 Jul. 2019 Resolution based 1 0 Shares

Aug. 2021 Resolution based 1 260,000 Shares

Nippon Information Development Co.,Ltd. (2349) 13,109,490 0

ASJ INC. (2351) 7,951,100 Exercise of Subscription Warrants 0 Oct. 2020 Resolution based 1 0 Shares

WOW WORLD Inc. (2352) 4,119,684 Sep. 17 Retirement of Treasury Stocks -292,716

Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares

NIPPON PARKING DEVELOPMENT Co.,Ltd. (2353) 348,398,600 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares





YE DIGITAL Corporation (2354) 18,127,200 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares





CORE CORPORATION (2359) 14,834,580 0

MEDINET Co.,Ltd. (2370) 178,750,423 Exercise of Subscription Warrants 1,020,000 Aug. 2021 Resolution based 1 1,020,000 Shares

Kakaku.com,Inc. (2371) 206,705,000 0

I'rom Group Co.,Ltd. (2372) 12,306,265 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

CARE TWENTYONE CORPORATION (2373) 14,844,000 0

SAINT-CARE HOLDING CORPORATION (2374) 24,981,199 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares












GiG Works Inc. (2375) 21,879,510 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares

Sep. 2021

- 14 -


Shares Shares







SCINEX CORPORATION (2376) 6,470,660 0

RENAISSANCE,INCORPORATED (2378) 21,379,000 0

DIP corporation (2379) 60,140,000 0

SBS Holdings,Inc. (2384) 39,718,200 0

Soiken Holdings Inc. (2385) 26,158,200 0

Wedge Holdings CO.,LTD. (2388) 35,794,478 0

DIGITAL HOLDINGS,INC. (2389) 23,817,700 0

PLANET,INC. (2391) 6,632,800 0

Nippon Care Supply Co.,Ltd. (2393) 16,342,400 0

SHIN NIPPON BIOMEDICAL LABORATORIES,LTD. (2395) 41,632,400 0

DNA Chip Research Inc. (2397) 5,789,700 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares


amana inc. (2402) 5,579,200 Sep. 02 Third-Party Allotment, etc. 171,200

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,000 Shares

TETSUJIN Inc. (2404) 13,647,362 0

Arte Salon Holdings,Inc. (2406) 10,300,000 0

KG Intelligence CO.,LTD. (2408) 7,398,000 0

CAREER DESIGN CENTER CO.,LTD. (2410) 7,054,400 0

GENDAI AGENCY INC. (2411) 15,050,000 0

Benefit One Inc. (2412) 159,970,000 0

M3,Inc. (2413) 678,815,600 Exercise of Subscription Warrants 2,000 Aug. 2011 Resolution based 1 0 Shares





















Sep. 2021

- 15 -


Shares Shares








Human Holdings Co.,Ltd. (2415) 10,987,200 0

TSUKADA GLOBAL HOLDINGS Inc. (2418) 48,960,000 0

Brass Corporation (2424) 5,709,300 0

Care Service Co.,Ltd. (2425) 4,200,000 0

OUTSOURCING Inc. (2427) 125,926,800 0

WELLNET CORPORATION (2428) 19,400,000 0

WORLD HOLDINGS CO.,LTD. (2429) 17,571,900 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

DeNA Co.,Ltd. (2432) 130,210,945 Exercise of Subscription Warrants 0 Jun. 2010 Resolution based 1 0 Shares


HAKUHODO DY HOLDINGS INCORPORATED (2433) 389,559,436 0

CEDAR.Co.,Ltd (2435) 11,476,000 0

KYODO PUBLIC RELATIONS CO.,LTD. (2436) 4,317,696 Exercise of Subscription Warrants 4,800 Nov. 2016 Resolution based 1 0 Shares

Nov. 2016 Resolution based 2 4,800 Shares


SHINWA WISE HOLDINGS CO.,LTD. (2437) 9,651,518 Sep. 09 Stock Swap 2,211,618

Asukanet Company,Limited (2438) 17,464,000 0

Gurunavi,Inc. (2440) 48,675,100 0

Takamiya Co.,Ltd. (2445) 46,585,600 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares











PRAP Japan,Inc. (2449) 4,679,010 0

Computer Mind Co.,Ltd. (2452) 450,000 0

Japan Best Rescue System Co.,Ltd. (2453) 34,688,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

All About,Inc. (2454) 13,945,500 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares


AUN CONSULTING,Inc. (2459) 7,502,800 0

FAN Communications,Inc. (2461) 76,930,032 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares


LIKE,Inc. (2462) 20,390,400 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

BUSINESS BREAKTHROUGH,INC. (2464) 14,264,100 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares

FueTrek Co.,Ltd. (2468) 9,504,200 0

Hibino Corporation (2469) 10,265,480 0

Sep. 2021

- 16 -


Shares Shares

S-Pool,Inc. (2471) 79,007,500 0

WDB HOLDINGS CO.,LTD. (2475) 20,060,000 0

Temairazu,Inc. (2477) 6,479,280 0

JTEC CORPORATION (2479) 8,572,400 0

System Location Co.,Ltd. (2480) 3,570,000 0

TOWNNEWS-SHA CO.,LTD. (2481) 5,575,320 0

HONYAKU Center Inc. (2483) 3,369,000 0

DEMAE-CAN CO.,LTD (2484) 85,486,500 0

TEAR Corporation (2485) 22,406,100 0

CDG Co.,Ltd. (2487) 6,240,000 0

JTP CO.,LTD. (2488) 6,015,600 0

Adways Inc. (2489) 41,673,100 Exercise of Subscription Warrants 1,800 Nov. 2018 Resolution based 1 1,800 Shares


ValueCommerce Co.,Ltd. (2491) 34,471,000 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

Infomart Corporation (2492) 259,431,200 0

E-SUPPORTLINK,Ltd. (2493) 4,424,800 0

UNITED,Inc. (2497) 22,471,845 0

Oriental Consultants Holdings Company Limited (2498) 6,080,920 0

NIHONWASOU HOLDINGS,INC. (2499) 9,134,000 0

SAPPORO HOLDINGS LIMITED (2501) 78,794,298 0

Asahi Group Holdings,Ltd. (2502) 507,003,362 0

Kirin Holdings Company,Limited (2503) 914,000,000 0

TAKARA HOLDINGS INC. (2531) 199,699,743 0

Oenon Holdings,Inc. (2533) 65,586,196 0

YOMEISHU SEIZO CO.,LTD. (2540) 16,500,000 0

HOKKAIDO COCA-COLA BOTTLING CO.,LTD. (2573) 7,606,898 0

Coca-Cola Bottlers Japan Holdings Inc. (2579) 206,268,593 0

FRUTA FRUTA INC. (2586) 16,219,829 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,799 Shares

Exercise of Subscription Warrants 288,600 Mar. 2014 Resolution based 1 0 Shares



Suntory Beverage & Food Limited (2587) 309,000,000 0

Premium Water Holdings,Inc. (2588) 29,062,602 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 300 Apr. 2016 Resolution based 1 0 Shares







DyDo GROUP HOLDINGS,INC. (2590) 16,568,500 0

ITO EN,LTD. (2593) 89,212,380 0

(2593-5) 34,246,962 0

KEY COFFEE INC (2594) 22,689,000 0

UNICAFE INC. (2597) 13,869,200 0

JAPAN FOODS CO.,LTD. (2599) 5,100,000 0

The Nisshin OilliO Group,Ltd. (2602) 33,716,257 0

Sep. 2021

- 17 -


Shares Shares

FUJI OIL HOLDINGS INC. (2607) 87,569,383 0

KADOYA SESAME MILLS INCORPORATED (2612) 9,400,000 0

J-OIL MILLS, INC. (2613) 33,508,446 0

Lawson,Inc. (2651) 100,300,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares








MANDARAKE INC. (2652) 7,236,000 0

AEON KYUSHU CO.,LTD. (2653) 34,742,418 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares













ASMO CORPORATION (2654) 15,145,175 0

Vector Inc. (2656) 14,007,000 0

SAN-A CO.,LTD. (2659) 31,981,654 0

CAWACHI LIMITED (2664) 24,583,420 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares


AUTOWAVE Co.,Ltd. (2666) 14,451,000 0

ImageONE Co.,Ltd. (2667) 10,303,600 0

Tabio Corporation (2668) 6,813,880 0

Kanemi Co.,Ltd. (2669) 10,000,000 0

ABC-MART,INC. (2670) 82,539,646 0

YUMEMITSUKETAI Co.,Ltd. (2673) 10,458,000 0

HARD OFF CORPORATION Co.,Ltd. (2674) 13,954,000 0

TAKACHIHO KOHEKI CO.,LTD. (2676) 10,171,800 0

ASKUL Corporation (2678) 102,518,800 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

GEO HOLDINGS CORPORATION (2681) 42,405,952 Exercise of Subscription Warrants 0 Aug. 2009 Resolution based 1 0 Shares





UOKI CO.,LTD. (2683) 2,555,856 0

Adastria Co.,Ltd. (2685) 48,800,000 0

GFOOT CO.,LTD. (2686) 42,557,500 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Sep. 2021

- 18 -


Shares Shares


CVS Bay Area Inc. (2687) 5,064,000 0

OLBA HEALTHCARE HOLDINGS,Inc. (2689) 6,250,000 0

ITOCHU-SHOKUHIN Co.,Ltd. (2692) 12,720,000 0

YKT CORPORATION (2693) 11,906,880 0

Yakiniku Sakai Holdings Inc. (2694) 239,866,162 Exercise of CB 0 CB 10 0 thou. JPY 70,000 thou. JPY

CB 11 0 thou. JPY 300,000 thou. JPY

Kura Sushi,Inc. (2695) 41,399,600 0

CAN DO CO.,LTD. (2698) 16,770,200 0

KITOKU SHINRYO CO.,LTD. (2700) 1,706,000 0

McDonald's Holdings Company(Japan),Ltd. (2702) 132,960,000 0

OOTOYA Holdings Co.,Ltd. (2705) 7,251,800 0

BROCCOLI Co.,Ltd. (2706) 8,747,642 0

KUZE CO.,LTD. (2708) 3,882,500 0

Elematec Corporation (2715) 42,304,946 0

J-Holdings Corp. (2721) 4,333,500 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares


I.K Co.,Ltd. (2722) 8,308,000 0

PAL GROUP Holdings CO.,LTD (2726) 46,272,000 0

JALUX Inc. (2729) 12,775,000 0

EDION Corporation (2730) 112,005,636 Exercise of CB 0 CB 25. 6 JPY 0 thou. JPY 13,810,000 thou. JPY

ARATA CORPORATION (2733) 18,027,640 Exercise of CB 0 * CB 2 0 thou. JPY 6,000,000 thou. JPY

SALA CORPORATION (2734) 66,041,147 0

WATTS CO.,LTD. (2735) 13,958,800 0

Festaria Holdings Co.,Ltd. (2736) 1,194,900 Exercise of Subscription Warrants 600 Sep. 2009 Resolution based 1 0 Shares













TOMEN DEVICES CORPORATION (2737) 6,802,000 0

HALOWS CO.,LTD. (2742) 21,423,900 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares






PIXEL COMPANYZ INC. (2743) 32,083,100 Exercise of Subscription Warrants 1,970,000 Jul. 2020 Resolution based 1 0 Shares

Jul. 2021 Resolution based 1 1,970,000 Shares

Hokuyu Lucky Co.,Ltd. (2747) 1,264,640 0

Sep. 2021

- 19 -


Shares Shares

JP-HOLDINGS,INC. (2749) 87,849,400 0

S.ISHIMITSU&CO.,LTD. (2750) 8,000,000 0

TENPOS HOLDINGS Co.,Ltd. (2751) 14,314,800 0

FUJIO FOOD GROUP INC. (2752) 44,594,260 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares



AMIYAKI TEI CO.,LTD. (2753) 6,848,800 0

TOKATSU HOLDINGS CO.,LTD. (2754) 4,840,000 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares











TOKYO ELECTRON DEVICE LIMITED (2760) 10,445,500 0

Toshin Group co.,ltd. (2761) 11,405,400 0

SANKO MARKETING FOODS CO.,LTD. (2762) 16,937,700 Exercise of Subscription Warrants 0 May 2021 Resolution based 1 0 Shares

FTGroup CO.,LTD. (2763) 32,022,268 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



Hiramatsu Inc. (2764) 74,740,400 Sep. 01 Third-Party Allotment, etc. 26,136,200

Exercise of CB 0 CB 1 0 thou. JPY 0 thou. JPY Retirement by Purchase 1,999,984 thou. JPY

Exercise of Subscription Warrants 0 Jul. 2021 Resolution based 1 0 Shares

FIELDS CORPORATION (2767) 34,700,000 0

Sojitz Corporation (2768) 1,251,499,501 0

Village Vanguard CO.,LTD. (2769) 7,861,700 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,500 Shares

Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares




Mutual Corporation (2773) 7,620,320 0

SHINTO Holdings,Inc. (2776) 25,978,100 Exercise of Subscription Warrants 0 Dec. 2020 Resolution based 1 0 Shares


CASSINA IXC.Ltd. (2777) 4,091,100 0

PALEMO HOLDINGS CO.,LTD. (2778) 12,051,384 0

Komehyo Holdings Co.,Ltd. (2780) 11,257,000 0

Seria Co.,Ltd. (2782) 75,840,000 0

Alfresa Holdings Corporation (2784) 235,017,600 0

APPLE INTERNATIONAL CO.,LTD. (2788) 13,851,400 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Karula Co.,LTD. (2789) 6,021,112 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares

NAFCO Co.,Ltd. (2790) 29,784,400 0

DAIKOKUTENBUSSAN CO.,LTD. (2791) 14,474,200 0

HONEYS HOLDINGS CO.,LTD. (2792) 27,900,000 0

Sep. 2021

- 20 -


Shares Shares

NIPPON PRIMEX INC. (2795) 5,523,592 0

Pharmarise Holdings Corporation (2796) 9,615,515 Exercise of CB 0 CB 1 0 thou. JPY 1,482,000 thou. JPY

Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares







Y's table corporation (2798) 3,025,100 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

KIKKOMAN CORPORATION (2801) 193,883,202 0

Ajinomoto Co.,Inc. (2802) 549,163,354 0

BULL-DOG SAUCE CO.,LTD. (2804) 13,954,880 0

S&B FOODS INC. (2805) 13,954,234 0

YUTAKA FOODS CORPORATION (2806) 8,832,311 0

Kewpie Corporation (2809) 141,500,000 Sep. 13 Retirement of Treasury Stocks -8,500,000

House Foods Group Inc. (2810) 100,750,620 0

KAGOME CO.,LTD. (2811) 94,366,944 0

YAIZU SUISANKAGAKU INDUSTRY CO.,LTD. (2812) 13,056,198 0

Wakou Shokuhin Co.,Ltd. (2813) 949,319 0

SATO FOODS INDUSTRIES CO.,LTD. (2814) 9,326,460 0

ARIAKE JAPAN Co.,Ltd. (2815) 32,808,683 0

DAISHO CO.,LTD. (2816) 9,868,800 0

PIETRO Co.,Ltd. (2818) 6,257,230 0

EBARA Foods Industry,Inc. (2819) 10,468,710 0

Yamami Company (2820) 6,967,500 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

AOHATA Corporation (2830) 8,292,000 0

HAGOROMO FOODS CORPORATION (2831) 10,325,365 0

NICHIREI CORPORATION (2871) 140,041,395 0

SEIHYO CO.,LTD. (2872) 432,081 0

YOKOHAMA REITO CO.,LTD. (2874) 59,266,684 0

TOYO SUISAN KAISHA,LTD. (2875) 110,881,044 0

Delsole Corporation (2876) 9,105,290 0

NittoBest Corporation (2877) 12,102,660 0

EAT&HOLDINGS Co.,Ltd (2882) 10,158,190 0

DAIREI CO.,LTD. (2883) 6,008,300 0

Yoshimura Food Holdings K.K. (2884) 23,784,595 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

NIHON SHOKUHIN KAKO CO.,LTD. (2892) 6,400,000 0

Ishii Food Co.,Ltd. (2894) 18,392,000 0

NISSIN FOODS HOLDINGS CO.,LTD. (2897) 105,700,000 0

NAGATANIEN HOLDINGS CO.,LTD. (2899) 19,138,703 0

ISHIGAKI FOODS CO.,LTD. (2901) 11,437,300 0

SHINOBU FOODS PRODUCTS CO.,LTD. (2903) 13,500,000 0

ICHIMASA KAMABOKO CO.,LTD. (2904) 18,590,000 0

OK Food Industry Co.,Ltd. (2905) 3,718,141 0

AHJIKAN CO.,LTD. (2907) 7,700,000 0

FUJICCO CO.,LTD. (2908) 34,991,521 0

Sep. 2021

- 21 -


Shares Shares

ROCK FIELD CO.,LTD. (2910) 26,788,748 0

ASAHIMATSU FOODS CO.,LTD. (2911) 1,876,588 0

JAPAN TOBACCO INC. (2914) 1,333,333,200 0

KENKO Mayonnaise Co.,Ltd. (2915) 16,476,000 0

Semba Tohka Industries Co.,Ltd (2916) 11,400,000 0

OHMORIYA Co.,LTD. (2917) 5,098,096 0

WARABEYA NICHIYO HOLDINGS CO.,LTD. (2918) 17,625,660 0

NATORI CO.,LTD. (2922) 15,032,209 0

SATO FOODS CO.,LTD. (2923) 5,075,500 0

Ifuji Sangyo Co.,Ltd. (2924) 8,345,370 0

PICKLES CORPORATION (2925) 12,859,200 Sep. 01 Stock Split 6,429,600

Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares







SHINOZAKIYA,INC. (2926) 14,436,600 0

AFC-HD AMS Life Science Co.,Ltd. (2927) 14,387,699 0

Pharma Foods International Co.,Ltd. (2929) 29,063,100 Exercise of Subscription Warrants 1,000 Mar. 2016 Resolution based 1 1,000 Shares

Kitanotatsujin Corporation (2930) 141,072,000 0

Euglena Co.,Ltd. (2931) 109,782,686 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares



STI Foods Holdings,Inc. (2932) 5,495,500 Exercise of Subscription Warrants 0 Dec. 2018 Resolution based 1 0 Shares



KIBUN FOODS INC. (2933) 22,829,781 0

J Frontier Co.,Ltd. (2934) 4,714,000 Exercise of Subscription Warrants 127,000 Feb. 2017 Resolution based 1 127,000 Shares


GOOD LIFE COMPANY,INC. (2970) 4,237,800 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Star Mica Holdings Co.,Ltd. (2975) 19,057,259 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares








Liv-up Co.,Ltd. (2977) 1,000,000 0

TSUKURUBA Inc. (2978) 11,376,900 Exercise of CB 0 CB 1 0 thou. JPY 700,000 thou. JPY

Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares





Sep. 2021

- 22 -


Shares Shares


SRE Holdings Corporation (2980) 15,547,147 Exercise of Subscription Warrants 5,922 Jan. 2016 Resolution based 1 0 Shares




Landix Inc. (2981) 2,827,793 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares



A.D.Works Group Co.,Ltd. (2982) 45,311,064 Exercise of Subscription Warrants 450,000 Sep. 2020 Resolution based 1 0 Shares



Arr Planner Co.,Ltd. (2983) 1,330,000 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares


First Stage Corporation (2985) 2,484,000 Exercise of Subscription Warrants 0 Jan. 2019 Resolution based 1 0 Shares

LA Holdings Co.,Ltd. (2986) 5,337,519 Exercise of Subscription Warrants 0 Feb. 2020 Resolution based 1 0 Shares


TASUKI Corporation (2987) 5,872,000 0

Aida Sekkei Co.,Ltd. (2990) 37,742,700 0

LANDNET Inc. (2991) 1,482,100 Exercise of Subscription Warrants 600 Feb. 2015 Resolution based 1 0 Shares


URBAN LiKE INC. (2992) 216,500 0

Katakura Industries Co.,Ltd. (3001) 35,215,000 0

GUNZE LIMITED (3002) 19,293,516 0

Hulic Co.,Ltd. (3003) 673,907,735 0

SHINYEI KAISHA (3004) 3,960,000 0

Polaris Holdings Co.,Ltd. (3010) 59,018,889 Exercise of CB 0 CB 1 0 thou. JPY 900,000 thou. JPY


BANNERS CO.,LTD. (3011) 20,236,086 0

Applied Co.,Ltd. (3020) 2,703,200 0

Pacific Net Co.,Ltd. (3021) 5,176,700 Exercise of Subscription Warrants 1,700 Mar. 2018 Resolution based 1 1,700 Shares

Rasa Corporation (3023) 12,910,000 0

CREATE CORPORATION (3024) 3,969,000 0

Alpen Co.,Ltd. (3028) 40,488,000 0

HUB CO.,LTD. (3030) 12,830,200 0

RACCOON HOLDINGS,Inc. (3031) 22,361,043 0

Qol Holdings Co.,Ltd. (3034) 38,902,785 0

ktk INC. (3035) 5,725,000 0

ALCONIX CORPORATION (3036) 25,976,400 Exercise of Subscription Warrants 8,100 Jun. 2018 Resolution based 1 0 Shares

Jun. 2019 Resolution based 1 8,100 Shares

KOBE BUSSAN CO.,LTD. (3038) 273,600,000 0

HEKI Co.,Ltd. (3039) 590,000 0

SOLITON SYSTEMS K.K. (3040) 19,738,888 0

Beauty Kadan Co.,Ltd. (3041) 5,076,000 0

SecuAvail Inc. (3042) 7,690,000 0

Kawasaki & Co.,Ltd. (3045) 2,901,000 0

JINS HOLDINGS Inc. (3046) 23,980,000 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 10,000,000 thou. JPY

CB 25. 2 JPY 0 thou. JPY 10,000,000 thou. JPY

Sep. 2021

- 23 -


Shares Shares

BIC CAMERA INC. (3048) 188,146,304 0

DCM Holdings Co.,Ltd. (3050) 163,103,943 0

PEPPER FOOD SERVICE CO.,LTD. (3053) 39,411,200 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


HYPER Inc. (3054) 9,812,500 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares






Sanyodo Holdings Inc. (3058) 7,400,000 0

HIRAKI CO.,LTD. (3059) 5,155,600 0

j-Group Holdings Corp. (3063) 9,897,400 0

MonotaRO Co.,Ltd. (3064) 501,275,000 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares












Life Foods Co.,Ltd. (3065) 3,660,400 0

TOKYO ICHIBAN FOODS CO.,LTD. (3067) 8,927,800 Exercise of Subscription Warrants 1,000 Sep. 2013 Resolution based 1 500 Shares




WDI Corporation (3068) 6,331,920 0

JFLA Holdings Inc. (3069) 41,929,936 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

AMAGASA Co.,Ltd. (3070) 6,240,000 Exercise of Subscription Warrants 130,000 Jan. 2020 Resolution based 1 130,000 Shares


Stream Co.,Ltd. (3071) 28,525,000 0

DD Holdings Co.,Ltd. (3073) 18,243,620 Exercise of Subscription Warrants 138,100 Oct. 2020 Resolution based 1 138,100 Shares


Choushimaru Co.,Ltd. (3075) 14,518,000 0

Ai Holdings Corporation (3076) 56,590,410 0

Horiifoodservice Co.,Ltd. (3077) 5,670,000 0

DVx Inc. (3079) 10,780,000 0

JASON CO.,LTD. (3080) 12,812,000 0

KICHIRI HOLDINGS & Co.,Ltd. (3082) 10,550,400 0

C'sMEN Co.,Ltd. (3083) 2,882,800 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

ARCLAND SERVICE HOLDINGS CO.,LTD. (3085) 33,096,000 Exercise of CB 0 CB 1 0 thou. JPY 2,009,000 thou. JPY

J.FRONT RETAILING Co.,Ltd. (3086) 270,565,764 0

DOUTOR･NICHIRES Holdings Co.,Ltd. (3087) 45,609,761 0

Sep. 2021

- 24 -


Shares Shares

Matsumotokiyoshi Holdings Co.,Ltd. (3088) 109,272,214 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Techno Alpha Co.,Ltd. (3089) 2,316,000 0

BRONCO BILLY Co.,LTD. (3091) 15,079,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares






ZOZO,Inc. (3092) 311,644,285 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares






Treasure Factory Co.,LTD. (3093) 11,598,800 0

SUPER VALUE CO.,LTD. (3094) 6,334,200 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares


OCEAN SYSTEM CORPORATION (3096) 10,833,000 0

The Monogatari Corporation (3097) 12,070,442 Exercise of CB 0 CB 1 0 thou. JPY 5,907,293 thou. JPY






cocokara fine Inc. (3098) 0 Sep. 29 Delisting -31,412,085

Isetan Mitsukoshi Holdings Ltd. (3099) 396,648,554 Exercise of Subscription Warrants 9,900 Jan. 2010 Resolution based 1 0 Shares






















Sep. 2021

- 25 -


Shares Shares

TOYOBO CO.,LTD. (3101) 89,048,792 0

UNITIKA LTD. (3103) 57,752,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 21,740 Shares

PS 2 0 Shares 2,559 Shares

Fujibo Holdings,Inc. (3104) 11,720,000 0

Nisshinbo Holdings Inc. (3105) 179,042,894 0

KURABO INDUSTRIES LTD. (3106) 20,756,228 0

Daiwabo Holdings Co.,Ltd. (3107) 96,356,460 0

SHIKIBO LTD. (3109) 11,810,829 0

NITTO BOSEKI CO.,LTD. (3110) 39,935,512 0

OMIKENSHI CO.,LTD. (3111) 6,602,459 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

Oak Capital Corporation (3113) 53,675,037 0

TOYOTA BOSHOKU CORPORATION (3116) 187,665,738 0

MBK Co.,Ltd. (3121) 27,881,656 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

SAIBO Co.,Ltd. (3123) 14,000,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




SHINDEN HIGHTEX CORPORATION (3131) 2,110,200 0

MACNICA FUJI ELECTRONICS HOLDINGS,INC. (3132) 63,030,582 0

kaihan co.,Ltd. (3133) 13,638,900 Exercise of Subscription Warrants 0 Dec. 2020 Resolution based 1 0 Shares

Hamee Corp. (3134) 16,267,200 Exercise of Subscription Warrants 0 Apr. 2012 Resolution based 1 0 Shares




MarketEnterprise Co.,Ltd (3135) 5,296,200 Exercise of Subscription Warrants 900 Feb. 2014 Resolution based 1 0 Shares






Fundely Co.,Ltd. (3137) 6,457,500 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



Fujisan Magazine Service Co.,Ltd. (3138) 3,315,620 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares





Lacto Japan Co.,Ltd. (3139) 9,897,200 Exercise of Subscription Warrants 8,000 Jun. 2014 Resolution based 1 8,000 Shares



IDEA INTERNATIONAL CO.,LTD. (3140) 14,717,350 0

WELCIA HOLDINGS CO.,LTD. (3141) 209,633,676 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




O'will Corporation (3143) 3,150,000 0

Sep. 2021

- 26 -


Shares Shares

CREATE SD HOLDINGS CO.,LTD. (3148) 66,819,342 0

gremz,Inc. (3150) 23,490,800 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


VITAL KSK HOLDINGS,INC. (3151) 61,224,796 0

Yashima Denki Co.,Ltd. (3153) 21,782,500 0

MEDIUS HOLDINGS Co.,Ltd. (3154) 21,925,104 Sep. 14 Third-Party Allotment, etc. 135,380

Restar Holdings Corporation (3156) 30,072,643 0

JUTEC Holdings Corporation (3157) 13,767,052 0

Maruzen CHI Holdings Co.,Ltd. (3159) 92,554,085 0

OOMITSU CO.,LTD. (3160) 13,450,800 0

AZEARTH Corporation (3161) 6,085,401 0

OCHI HOLDINGS CO.,LTD. (3166) 13,610,970 0

TOKAI Holdings Corporation (3167) 139,679,977 0

Kurotani Corporation (3168) 14,337,200 0

Misawa & Co.,Ltd. (3169) 7,112,400 0

Tea Life Co.,Ltd. (3172) 4,250,000 0

Cominix Co.,Ltd. (3173) 6,868,840 0

Happiness and D Co.,Ltd. (3174) 2,560,600 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares







AP HOLDINGS CO.,LTD. (3175) 10,331,950 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,000 Shares

Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


Sanyo Trading Co.,Ltd. (3176) 29,007,708 0

ARIGATOU SERVICES COMPANY,LIMITED (3177) 953,600 0

CHIMNEY CO.,LTD. (3178) 19,340,800 0

Syuppin Co.,Ltd. (3179) 23,981,797 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares


BEAUTY GARAGE Inc. (3180) 6,376,000 0

KAITORI OKOKU CO.,LTD. (3181) 1,788,200 0

Oisix ra daichi Inc. (3182) 38,014,492 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares

WIN-Partners Co.,Ltd. (3183) 30,503,310 0

International Conglomerate of Distribution for Automobile Holdings Co.,Ltd. (3184) 2,100,000 0

DREAM VISION CO.,LTD. (3185) 13,703,900 Exercise of Subscription Warrants 15,000 Feb. 2013 Resolution based 1 0 Shares

May 2020 Resolution based 1 15,000 Shares


NEXTAGE Co.,Ltd. (3186) 80,060,600 Exercise of Subscription Warrants 22,200 Mar. 2012 Resolution based 1 0 Shares


sanwacompany ltd. (3187) 17,971,000 Exercise of Subscription Warrants 15,000 Apr. 2013 Resolution based 1 15,000 Shares

ANAP INC. (3189) 4,854,800 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

HOTMAN Co.,Ltd. (3190) 7,275,500 0

JOYFUL HONDA CO.,LTD. (3191) 73,348,911 0

Shirohato Co.,Ltd. (3192) 6,669,700 0

Sep. 2021

- 27 -


Shares Shares

Torikizoku Holdings Co.,Ltd. (3193) 11,622,300 0

GENERATION PASS CO.,LTD. (3195) 8,277,240 0

HOTLAND Co.,Ltd. (3196) 21,539,400 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares

SKYLARK HOLDINGS CO.,LTD. (3197) 227,502,200 0

SFP Holdings Co.,Ltd. (3198) 25,788,689 0

Watahan & Co.,Ltd. (3199) 19,857,426 0

THE JAPAN WOOL TEXTILE CO.,LTD. (3201) 86,478,858 0

Daitobo Co.,Ltd. (3202) 30,000,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares



Toabo Corporation (3204) 8,940,448 0

DAIDOH LIMITED (3205) 37,696,897 0

Yossix Holdings Co.,Ltd. (3221) 10,322,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

United Super Markets Holdings Inc. (3222) 131,681,356 0

SLD Entertainment Inc. (3223) 1,560,864 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


General Oyster,Inc. (3224) 3,434,900 Exercise of CB 9,700 CB 1 10,611.8 thou. JPY 0 thou. JPY




SANEI ARCHITECTURE PLANNING CO.,LTD. (3228) 21,217,600 Exercise of CB 0 CB 22. 11 JPY 0 thou. JPY 10,000,000 thou. JPY

Nomura Real Estate Holdings,Inc. (3231) 182,501,537 Exercise of Subscription Warrants 36,800 Jun. 2015 Resolution based 1 11,700 Shares












Mie Kotsu Group Holdings,Inc. (3232) 107,301,583 0

PROPERST CO.,LTD. (3236) 35,147,915 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares







INTRANCE CO.,LTD. (3237) 37,131,000 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares


CENTRAL GENERAL DEVELOPMENT CO.,LTD. (3238) 9,681,600 0

WILL,Co.,Ltd. (3241) 11,345,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

URBANET CORPORATION CO.,LTD. (3242) 31,374,100 0

Samty Co.,Ltd. (3244) 46,460,985 Exercise of CB 5,386,645 CB 1 10,000,000 thou. JPY 0 thou. JPY

Sep. 2021

- 28 -


Shares Shares

DEAR LIFE CO.,LTD. (3245) 40,856,500 Exercise of Subscription Warrants 4,000 Nov. 2016 Resolution based 1 4,000 Shares

KOSE R.E. Co.,Ltd. (3246) 10,368,000 0

EARLY AGE CO.,Ltd. (3248) 3,181,000 0

Nippon Commercial Development Co.,Ltd. (3252) 18,285,800 0

PRESSANCE CORPORATION (3254) 68,858,316 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares

GRANDES,Inc. (3261) 3,637,874 0

Ascot Corp. (3264) 129,916,662 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


Fund Creation Group Co.,Ltd. (3266) 37,649,371 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

Phil Company,Inc. (3267) 5,778,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares


The Global Ltd. (3271) 28,306,000 0

HOUSECOM CORPORATION (3275) 7,790,000 0

Japan Property Management Center Co.,Ltd. (3276) 19,025,600 0

Sansei Landic Co.,Ltd (3277) 8,474,800 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

STrust Co.,Ltd. (3280) 6,167,000 0

Hoosiers Holdings (3284) 36,916,775 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

TRUST Holdings Inc. (3286) 5,204,500 0

Open House Co.,Ltd. (3288) 126,117,000 Exercise of Subscription Warrants 18,000 Oct. 2014 Resolution based 1 16,800 Shares



Tokyu Fudosan Holdings Corporation (3289) 719,830,974 0

Iida Group Holdings Co.,Ltd. (3291) 294,431,639 0

AZUMA HOUSE Co.,Ltd. (3293) 4,031,700 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares

e'grand Co.,Ltd (3294) 6,379,100 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Toubujyuhan Co.,Ltd. (3297) 2,712,400 0

MUGEN ESTATE Co.,Ltd. (3299) 24,361,000 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares







AMBITION CORPORATION (3300) 6,804,400 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


TEIKOKU SEN-I Co.,Ltd. (3302) 27,394,400 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares









THE NIHON SEIMA CO.,LTD. (3306) 3,673,320 0

Sep. 2021

- 29 -


Shares Shares

NIPPON COKE & ENGINEERING COMPANY,LIMITED (3315) 302,349,449 0

TOKYO NISSAN COMPUTER SYSTEM CO.,LTD (3316) 6,300,000 0

FLYING GARDEN CO.,LTD. (3317) 1,449,168 0

Golf Digest Online Inc. (3319) 18,274,000 0

CROSS PLUS INC. (3320) 7,718,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares





MITACHI CO.,LTD. (3321) 7,906,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Alpha Group Inc. (3322) 6,962,400 0

RECOMM CO.,LTD. (3323) 82,606,255 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

RUNSYSTEM CO.,LTD. (3326) 2,380,900 0

BEENOS Inc. (3328) 13,335,995 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


TOWA FOOD SERVICE CO.,LTD. (3329) 8,186,400 0

ASAHI CO.,LTD. (3333) 26,240,800 0

NIHON CHOUZAI Co.,Ltd. (3341) 32,048,000 0

TRUST CO.,LTD. (3347) 28,150,000 0

COSMOS Pharmaceutical Corporation (3349) 40,000,800 0

Red Planet Japan,Inc. (3350) 57,192,187 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares


BUFFALO CO.,LTD. (3352) 2,275,374 0

Medical Ikkou Group Co.,Ltd. (3353) 4,070,000 0

KURIYAMA HOLDINGS CORPORATION (3355) 22,300,200 0

Terilogy Co.,Ltd. (3356) 16,580,000 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares



Y.S.FOOD CO.,LTD. (3358) 6,073,000 Exercise of Subscription Warrants 0 Feb. 2021 Resolution based 1 0 Shares

cotta CO.,LTD (3359) 11,117,313 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

SHIP HEALTHCARE HOLDINGS,INC. (3360) 101,669,400 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 25,000,000 thou. JPY

Toell Co.,Ltd. (3361) 20,550,340 0

FUJITA CORPORATION Co.,Ltd. (3370) 2,401,500 0

SOFTCREATE HOLDINGS CORP. (3371) 13,775,139 0

KANMONKAI Co.,Ltd. (3372) 13,900,900 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


Naigai Tec Corporation (3374) 3,541,286 0

ZOA CORPORATION (3375) 1,454,000 0

ONLY corporation (3376) 5,972,000 0

BIKE O & COMPANY Ltd. (3377) 15,315,600 0

Seven & I Holdings Co.,Ltd. (3382) 886,441,983 0

COSMO BIO COMPANY,LIMITED (3386) 6,048,000 0

create restaurants holdings inc. (3387) 189,445,284 0

MEIJI ELECTRIC INDUSTRIES CO.,LTD. (3388) 12,067,120 0

INEST,Inc. (3390) 68,217,325 Exercise of Subscription Warrants 0 Jan. 2021 Resolution based 1 0 Shares

TSURUHA HOLDINGS INC. (3391) 49,424,068 Exercise of Subscription Warrants 300 Sep. 2008 Resolution based 1 0 Shares


Sep. 2021

- 30 -


Shares Shares









DELICA FOODS HOLDINGS CO.,LTD. (3392) 14,872,000 0

Startia Holdings,Inc. (3393) 10,240,400 0

Saint Marc Holdings Co.,Ltd. (3395) 22,777,370 Exercise of CB 0 CB 1 0 thou. JPY 5,999,952 thou. JPY


FELISSIMO CORPORATION (3396) 10,043,500 0

TORIDOLL Holdings Corporation (3397) 87,515,552 Exercise of Subscription Warrants 75,400 Jun. 2012 Resolution based 1 25,200 Shares



Maruchiyo Yamaokaya Corporation (3399) 2,502,800 Exercise of Subscription Warrants 2,500 Oct. 2018 Resolution based 1 2,500 Shares

TEIJIN LIMITED (3401) 197,953,707 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 20,000,000 thou. JPY

TORAY INDUSTRIES,INC. (3402) 1,631,481,403 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares











KURARAY CO.,LTD. (3405) 354,863,603 0

ASAHI KASEI CORPORATION (3407) 1,393,932,032 0

SAKAI OVEX CO.,LTD. (3408) 6,436,258 0

KITANIHON SPINNING CO.,LTD (3409) 17,399,894 Exercise of Subscription Warrants 649,600 Jul. 2021 Resolution based 1 649,600 Shares

TOKYO BASE Co.,Ltd. (3415) 48,457,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


PIXTA Inc. (3416) 2,277,540 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares



OHKI HEALTHCARE HOLDINGS CO.,LTD. (3417) 14,072,100 0

BALNIBARBI Co.,Ltd. (3418) 8,739,080 Exercise of Subscription Warrants 14,800 Jul. 2014 Resolution based 1 14,800 Shares

KFC,Ltd. (3420) 7,378,050 0

INABA SEISAKUSHO Co.,Ltd. (3421) 17,922,429 0

MARUJUN CO.,LTD. (3422) 11,857,200 0

S E Corporation (3423) 31,256,600 0

ATOM LIVIN TECH Co.,Ltd. (3426) 4,105,000 0

MIYAJI ENGINEERING GROUP,INC. (3431) 6,919,454 0

TOCALO Co.,Ltd. (3433) 63,200,000 0

Sep. 2021

- 31 -


Shares Shares

ALPHA Corporation (3434) 10,200,000 0

SANKO TECHNO CO.,LTD. (3435) 8,745,408 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares







SUMCO CORPORATION (3436) 290,175,139 0

TOKUDEN CO.,LTD. (3437) 1,602,000 0

Mitsuchi Corporation (3439) 2,652,020 0

NISSO PRONITY Co.,Ltd. (3440) 7,360,000 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

SANNO Co.,Ltd. (3441) 5,000,000 0

KAWADA TECHNOLOGIES,INC. (3443) 5,915,870 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

KIKUCHI SEISAKUSHO CO.,LTD. (3444) 12,337,700 0

RS Technologies Co.,Ltd. (3445) 12,928,100 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



JTEC CORPORATION (3446) 5,856,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares



Shinwa Co.,Ltd. (3447) 14,103,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SUGA STEEL Co.,LTD. (3448) 300,000 0

TECHNOFLEX CORPORATION (3449) 21,360,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares


B-Lot Company Limited (3452) 20,032,400 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares

First Brothers Co.,Ltd. (3454) 14,445,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares

TSON CO.,LTD. (3456) 468,500 0

HOUSE DO Co.,Ltd. (3457) 19,557,200 Exercise of Subscription Warrants 400 Jun. 2014 Resolution based 1 0 Shares




CRE,Inc. (3458) 27,468,800 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares

Palma Co.,Ltd. (3461) 6,652,812 Exercise of Subscription Warrants 190,440 Jun. 2014 Resolution based 1 190,440 Shares


PROPERTY AGENT Inc. (3464) 7,301,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


KI-STAR REAL ESTATE CO.,LTD (3465) 15,856,400 Sep. 08 Public Offering 1,400,000

Sep. 30 Third-Party Allotment, etc. 210,000


Agratio urban design Inc. (3467) 5,733,600 Exercise of Subscription Warrants 0 Jan. 2013 Resolution based 1 0 Shares


Dualtap Co.,Ltd. (3469) 3,432,900 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



G-FACTORY CO.,LTD. (3474) 6,776,500 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares


Sep. 2021

- 32 -


Shares Shares

Good Com Asset Co.,Ltd. (3475) 15,220,400 Exercise of Subscription Warrants 9,600 Jan. 2013 Resolution based 1 0 Shares


FORLIFE Co.,Ltd. (3477) 2,000,000 0

TKP Corporation (3479) 42,184,285 Exercise of Subscription Warrants 702,400 Dec. 2016 Resolution based 1 0 Shares




J.S.B.Co.,Ltd. (3480) 10,742,800 Exercise of Subscription Warrants 20,500 Oct. 2016 Resolution based 1 20,500 Shares


Loadstar Capital K.K. (3482) 21,444,000 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


SHOEI CO.,LTD. (3483) 475,000 0

Tenpo Innovation CO.,LTD. (3484) 17,674,400 0

GLOBAL LINK MANAGEMENT INC. (3486) 7,859,840 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


FaithNetwork Co.,Ltd (3489) 4,980,000 0

Azplanning Co.,Ltd. (3490) 951,000 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

GAtechnologies Co.,Ltd. (3491) 35,147,335 Exercise of Subscription Warrants 138,960 May 2017 Resolution based 1 0 Shares





Mullion Co.,Ltd. (3494) 1,602,200 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

Koryojyuhan Co.,Ltd. (3495) 1,338,700 Exercise of Subscription Warrants 2,000 May 2017 Resolution based 1 2,000 Shares

AZOOM CO.,LTD (3496) 2,955,600 Exercise of Subscription Warrants 14,600 Jun. 2015 Resolution based 1 0 Shares





LeTech Corporation (3497) 3,162,178 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


Kasumigaseki Capital Co.,Ltd. (3498) 6,669,840 Sep. 01 Stock Split 3,334,920





Suminoe Textile Co.,Ltd. (3501) 7,682,162 0

Nippon Felt Company Limited (3512) 19,842,089 0

ICHIKAWA CO.,LTD. (3513) 4,967,151 0

ECONACH HOLDINGS CO.,LTD. (3521) 42,728,733 0

NITTO SEIMO CO.,LTD. (3524) 2,605,000 0

ASHIMORI INDUSTRY CO.,LTD. (3526) 6,056,939 0

Mirainovate Co.,Ltd. (3528) 500,810,984 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares




ATSUGI CO.,LTD. (3529) 17,319,568 0

Sep. 2021

- 33 -


Shares Shares

AXAS HOLDINGS CO.,LTD. (3536) 30,325,252 0

SHOEI YAKUHIN CO.,LTD. (3537) 3,579,105 0

WILLPLUS Holdings Corporation (3538) 9,900,320 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

JM HOLDINGS CO.,LTD. (3539) 26,679,500 0

C.I.MEDICAL CO.,LTD. (3540) 10,000,000 0

Nousouken Corporation (3541) 21,778,300 0

Vega corporation Co.,Ltd. (3542) 10,633,600 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares





KOMEDA Holdings Co.,Ltd. (3543) 46,138,800 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares





SATUDORA HOLDINGS CO.,LTD. (3544) 4,742,000 0

Alleanza Holdings Co.,Ltd. (3546) 30,193,386 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



KUSHIKATSU TANAKA HOLDINGS CO. (3547) 9,341,880 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares

BAROQUE JAPAN LIMITED (3548) 36,676,300 0

KUSURI NO AOKI HOLDINGS CO.,LTD. (3549) 31,532,560 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

STUDIO ATAO Co.,Ltd. (3550) 14,037,000 0

DYNIC CORPORATION (3551) 8,504,747 0

KYOWA LEATHER CLOTH CO.,LTD. (3553) 24,500,000 0

RenetJapanGroup,Inc. (3556) 12,249,600 Exercise of Subscription Warrants 200 Dec. 2014 Resolution based 1 0 Shares




UNITED&COLLECTIVE CO.LTD. (3557) 3,311,300 Exercise of Subscription Warrants 0 Jan. 2021 Resolution based 1 0 Shares

LOCONDO,Inc. (3558) 11,487,360 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares







p-ban.com Corp. (3559) 4,826,806 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


Hobonichi Co.,Ltd. (3560) 2,320,000 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



CHIKARANOMOTO HOLDINGS Co.,Ltd. (3561) 27,038,800 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares




Sep. 2021

- 34 -


Shares Shares

No.1 Co.,Ltd (3562) 6,737,720 Exercise of Subscription Warrants 13,920 Apr. 2013 Resolution based 1 1,200 Shares


Feb. 2015 Resolution based 1 12,000 Shares




FOOD & LIFE COMPANIES LTD. (3563) 116,069,184 Exercise of Subscription Warrants 0 Jan. 2018 Resolution based 1 0 Shares












Ascentech K.K. (3565) 13,535,200 Exercise of Subscription Warrants 1,200 Mar. 2018 Resolution based 1 1,200 Shares

UNIFORM NEXT CO.,LTD. (3566) 2,493,662 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SEIREN CO.,LTD. (3569) 64,633,646 Exercise of CB 0 CB 25. 12 JPY 0 thou. JPY 15,000,000 thou. JPY

SOTOH CO.,LTD. (3571) 13,933,757 0

Tokai Senko K.K. (3577) 3,614,252 0

SOKO SEIREN CO.,LTD. (3578) 2,559,072 0

KOMATSU MATERE Co.,Ltd. (3580) 43,140,999 0

AuBEX CORPORATION (3583) 3,092,623 0

WACOAL HOLDINGS CORP. (3591) 65,589,042 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares





















Sep. 2021

- 35 -


Shares Shares






HOGY MEDICAL CO.,LTD. (3593) 32,682,310 0

JICHODO Co.,Ltd. (3597) 3,230,701 0

YAMAKI CO.,LTD. (3598) 14,950,074 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares







FUJIX Ltd. (3600) 1,468,093 0

KAWAMOTO CORPORATION (3604) 6,000,000 0

KURAUDIA HOLDINGS CO.,LTD. (3607) 9,689,200 0

TSI HOLDINGS CO.,LTD. (3608) 95,783,293 0

MATSUOKA CORPORATION (3611) 10,078,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

WORLD CO.,LTD. (3612) 34,390,965 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares


Netyear Group Corporation (3622) 6,999,000 0

Billing System Corporation (3623) 6,564,400 0

AXEL MARK INC. (3624) 9,449,500 Exercise of CB 374,000 CB 2 111,452 thou. JPY 713,292.8 thou. JPY



Techfirm Holdings Inc. (3625) 7,515,000 Exercise of Subscription Warrants 0 Oct. 2011 Resolution based 1 0 Shares

TIS Inc. (3626) 251,160,894 Sep. 28 Retirement of Treasury Stocks -12,206,400

JNS HOLDINGS INC. (3627) 12,130,300 Exercise of Subscription Warrants 120,700 Apr. 2012 Resolution based 1 0 Shares



DATA HORIZON CO.,LTD. (3628) 3,565,060 0

GREE,Inc. (3632) 242,249,700 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares



GMO Pepabo,Inc. (3633) 5,468,700 0

Sockets Inc. (3634) 2,477,400 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares





KOEI TECMO HOLDINGS CO.,LTD. (3635) 168,048,462 0

Mitsubishi Research Institute,Inc. (3636) 16,424,080 0

Voltage Incorporation (3639) 6,513,675 Exercise of Subscription Warrants 0 Dec. 2019 Resolution based 1 0 Shares

DENSAN CO.,LTD. (3640) 5,837,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

PAPYLESS CO.,LTD. (3641) 10,326,880 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Medical Net,Inc. (3645) 10,773,000 0

Sep. 2021

- 36 -


Shares Shares

Ekitan & Co.,Ltd. (3646) 6,818,800 0

G Three Holdings CORPORATION (3647) 17,860,720 0

AGS Corporation (3648) 17,845,932 0

FINDEX Inc. (3649) 26,608,800 Exercise of Subscription Warrants 0 Feb. 2020 Resolution based 1 0 Shares

Digital Media Professionals Inc. (3652) 3,152,400 0

Morpho,Inc. (3653) 5,414,000 0

BrainPad Inc. (3655) 7,433,532 0

KLab Inc. (3656) 38,624,400 Exercise of Subscription Warrants 900 Jul. 2012 Resolution based 1 0 Shares




Poletowin Pitcrew Holdings,Inc. (3657) 38,156,000 0

eBOOK Initiative Japan CO.,LTD. (3658) 5,715,100 Exercise of Subscription Warrants 2,400 Apr. 2012 Resolution based 1 1,400 Shares


Oct. 2013 Resolution based 1 1,000 Shares





NEXON Co.,Ltd. (3659) 897,424,469 Exercise of Subscription Warrants 126,000 Apr. 2013 Resolution based 1 0 Shares























istyle Inc. (3660) 74,146,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



m-up holdings,Inc. (3661) 9,117,097 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares

Ateam Inc. (3662) 19,789,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Sep. 2021

- 37 -


Shares Shares

ArtSpark Holdings Inc. (3663) 32,725,280 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

MOBCAST HOLDINGS INC. (3664) 33,308,308 Exercise of Subscription Warrants 1,354,000 Nov. 2019 Resolution based 1 0 Shares

May 2021 Resolution based 1 1,354,000 Shares

Enigmo Inc. (3665) 42,642,000 0

TECNOS JAPAN INCORPORATED (3666) 20,400,000 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

enish,inc. (3667) 13,843,560 Exercise of Subscription Warrants 800 Sep. 2011 Resolution based 1 800 Shares




COLOPL,Inc. (3668) 129,766,034 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares

Kyoritsu Computer & Communication Co.,Ltd. (3670) 1,204,900 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

SOFTMAX CO.,LTD (3671) 5,968,300 0

AltPlusInc. (3672) 17,405,198 Exercise of Subscription Warrants 0 Jan. 2012 Resolution based 1 0 Shares

Broadleaf Co.,Ltd. (3673) 97,896,800 0

Aucfan Co.,Ltd. (3674) 10,539,400 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares





Cross Marketing Group Inc. (3675) 19,970,464 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares

DIGITAL HEARTS HOLDINGS Co.,Ltd. (3676) 23,890,800 0

SYSTEM INFORMATION CO.,LTD. (3677) 23,672,000 0

MEDIA DO Co.,Ltd. (3678) 15,870,851 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares


ZIGExN Co.,Ltd. (3679) 111,700,000 0

Hotto Link Inc. (3680) 15,852,800 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares

V-cube,Inc. (3681) 24,626,200 Exercise of Subscription Warrants 4,400 Dec. 2011 Resolution based 1 4,400 Shares


Encourage Technologies Co.,Ltd. (3682) 6,924,200 0

CYBERLINKS CO.,LTD. (3683) 10,473,572 Exercise of Subscription Warrants 21,600 Mar. 2015 Resolution based 1 0 Shares








DLE Inc. (3686) 42,363,600 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

Fixstars Corporation (3687) 33,635,000 0

CARTA HOLDINGS,INC. (3688) 25,380,832 Exercise of Subscription Warrants 16,700 Sep. 2013 Resolution based 1 1,200 Shares




YRGLM Inc. (3690) 6,372,415 Exercise of Subscription Warrants 0 Sep. 2013 Resolution based 1 0 Shares


REALWORLD,inc. (3691) 3,430,600 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares


Sep. 2021

- 38 -


Shares Shares




FFRI Security,Inc. (3692) 8,190,000 0

OPTiM CORPORATION (3694) 55,130,688 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares

GMO Research,Inc. (3695) 1,677,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

CERES INC. (3696) 11,577,000 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




SHIFT Inc. (3697) 17,652,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares





CRI Middleware Co.,Ltd. (3698) 5,578,150 Exercise of CB 0 CB 4 0 thou. JPY 1,000,000 thou. JPY

Exercise of Subscription Warrants 9,000 Nov. 2015 Resolution based 1 9,000 Shares


Tokushu Tokai Paper Co.,Ltd. (3708) 14,900,000 0

Jorudan Co.,Ltd. (3710) 5,255,000 0

Information Planning CO.,LTD. (3712) 4,090,000 0

GEXEED CO.,LTD. (3719) 23,100,732 0

NIHON FALCOM CORPORATION (3723) 10,280,000 0

4Cs Holdings Co.,Ltd. (3726) 7,377,670 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares


Aplix Corporation (3727) 22,138,630 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


Software Service,Inc. (3733) 5,488,000 0

T-Gaia Corporation (3738) 56,074,000 0

Systems Engineering Consultants Co.,LTD. (3741) 5,120,000 0

SIOS Corporation (3744) 8,874,400 0

INTERTRADE Co.,Ltd. (3747) 7,444,800 0

FRACTALE Corporation (3750) 8,832,419 Exercise of Subscription Warrants 25,000 May 2020 Resolution based 1 0 Shares


Japan Asia Group Limited (3751) 0 Sep. 27 Delisting -27,763,880

FLIGHT HOLDINGS Inc. (3753) 9,456,500 0

Aeria Inc. (3758) 23,649,428 Exercise of Subscription Warrants 0 Oct. 2019 Resolution based 1 0 Shares

CAVE Interactive CO.,LTD. (3760) 5,278,000 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares









TECHMATRIX CORPORATION (3762) 44,518,400 0

Sep. 2021

- 39 -


Shares Shares

Pro-Ship Incorporated (3763) 15,404,200 Exercise of Subscription Warrants 3,200 Sep. 2017 Resolution based 1 2,200 Shares


GungHo Online Entertainment,Inc. (3765) 95,210,316 0

SYSTEMS DESIGN Co.,Ltd. (3766) 3,500,000 0

Riskmonster.com (3768) 7,546,922 0

GMO Payment Gateway,Inc. (3769) 76,557,545 Exercise of CB 0 CB 26. 6 JPY 0 thou. JPY 20,000,000 thou. JPY

ZAPPALLAS,INC. (3770) 13,651,000 0

SYSTEM RESEARCH CO.,LTD. (3771) 8,360,000 0

Wealth Management,Inc. (3772) 8,526,200 0

Advanced Media,Inc. (3773) 18,392,724 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares

Internet Initiative Japan Inc. (3774) 93,534,800 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares











BroadBand Tower,Inc. (3776) 60,241,500 0

FHT holdings Corp. (3777) 200,559,380 Exercise of Subscription Warrants 13,869,000 Nov. 2020 Resolution based 1 13,869,000 Shares

SAKURA internet Inc. (3778) 37,620,700 0

J ESCOM HOLDINGS,INC. (3779) 10,472,990 0

DDS,Inc. (3782) 48,260,063 0

VINX CORP. (3784) 17,718,000 0

Techno Mathematical Co.,Ltd. (3787) 2,593,100 0

GMO GlobalSign Holdings K.K. (3788) 11,693,000 0

IG Port,Inc. (3791) 5,055,400 0

Drecom Co.,Ltd. (3793) 29,072,696 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares


e-Seikatsu Co.,Ltd. (3796) 7,280,700 0

ULS Group,Inc. (3798) 6,169,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Keyware Solutions Inc. (3799) 9,110,000 0

UNIRITA Inc. (3800) 8,500,000 0

ECOMIC CO.,LTD (3802) 3,797,600 0

Image Information Inc. (3803) 2,080,000 0

System D Inc. (3804) 6,498,000 0

FISCO Ltd. (3807) 45,776,722 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares



CyberStep,Inc. (3810) 7,866,901 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares




Alphax Food System Co.,LTD (3814) 2,821,100 Exercise of Subscription Warrants 71,400 Mar. 2021 Resolution based 1 71,400 Shares

Sep. 2021

- 40 -


Shares Shares



Media Kobo,Inc. (3815) 11,300,000 0

DAIWA COMPUTER CO.,LTD. (3816) 3,949,762 0

SRA Holdings,Inc. (3817) 15,240,000 0

Acrodea,Inc. (3823) 30,370,693 Exercise of Subscription Warrants 10,000 Aug. 2017 Resolution based 1 0 Shares










Remixpoint,inc. (3825) 106,101,400 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares



System Integrator Corp. (3826) 11,078,400 0

Asahi Net,Inc. (3834) 32,000,000 0

eBASE Co.,Ltd. (3835) 47,164,800 0

AVANT CORPORATION (3836) 37,603,203 0

Ad-Sol Nissin Corporation (3837) 9,390,189 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares







ODK Solutions Company,Ltd. (3839) 8,200,000 0

PATH Corporation (3840) 35,775,900 Exercise of Subscription Warrants 105,600 Apr. 2021 Resolution based 1 105,600 Shares

Jedat Inc. (3841) 1,951,900 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares

Nextgen,Inc. (3842) 2,576,800 0

FreeBit Co.,Ltd. (3843) 23,414,000 0

COMTURE CORPORATION (3844) 32,241,600 0

I-FREEK MOBILE INC. (3845) 17,489,641 Exercise of Subscription Warrants 0 Oct. 2020 Resolution based 1 0 Shares

PACIFIC SYSTEMS CORPORATION (3847) 1,480,000 0

Data Applications Company,Limited (3848) 3,707,000 0

NTT DATA INTRAMART CORPORATION (3850) 4,955,000 0

Nippon Ichi Software,Inc. (3851) 5,114,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares


Cyber Com Co.,Ltd. (3852) 8,021,600 0

ASTERIA Corporation (3853) 17,491,265 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

I'LL INC (3854) 25,042,528 0

Abalance Corporation (3856) 5,417,011 Exercise of Subscription Warrants 1,500 Feb. 2018 Resolution based 1 1,500 Shares

LAC Co.,Ltd. (3857) 26,683,120 0

Ubiquitous AI Corporation (3858) 10,459,000 0

Sep. 2021

- 41 -


Shares Shares

Oji Holdings Corporation (3861) 1,014,381,817 0

Nippon Paper Industries Co.,Ltd. (3863) 116,254,892 0

Mitsubishi Paper Mills Limited (3864) 44,741,433 0

Hokuetsu Corporation (3865) 188,053,114 0

Chuetsu Pulp & Paper Co.,Ltd. (3877) 13,354,688 0

TOMOEGAWA CO.,LTD. (3878) 10,389,406 0

Daio Paper Corporation (3880) 169,012,926 0

NIPPON KODOSHI CORPORATION (3891) 10,953,582 0

Okayama Paper Industries Co.,Ltd. (3892) 5,500,000 0

HAVIX CORPORATION (3895) 8,175,280 0

AWA PAPER & TECHNOLOGICAL COMPANY,Inc. (3896) 10,172,676 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




CrowdWorks Inc. (3900) 15,255,160 Exercise of Subscription Warrants 0 Apr. 2014 Resolution based 1 0 Shares




MarkLines Co.,Ltd. (3901) 13,209,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

Medical Data Vision Co.,Ltd. (3902) 40,027,526 0

gumi Inc. (3903) 31,268,400 Exercise of Subscription Warrants 4,700 Aug. 2013 Resolution based 1 0 Shares









KAYAC Inc. (3904) 15,211,400 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




Datasection Inc. (3905) 14,196,753 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares









ALBERT Inc. (3906) 4,486,800 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares


Silicon Studio Corp. (3907) 2,973,900 0

Collabos Corporation (3908) 4,791,600 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares


Sep. 2021

- 42 -


Shares Shares



Showcase Inc. (3909) 8,564,300 Exercise of Subscription Warrants 2,400 Apr. 2014 Resolution based 1 2,400 Shares


MKSystem Corporation (3910) 5,428,000 0

Aiming Inc. (3911) 39,738,600 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




Mobile Factory,Inc. (3912) 8,925,495 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares

sMedio,Inc. (3913) 2,042,521 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares


JIG-SAW INC. (3914) 6,751,000 0

TerraSky Co.,Ltd (3915) 12,772,300 Sep. 29 Third-Party Allotment, etc. 20,500




Digital Information Technologies Corporation (3916) 15,501,820 0

iRidge,Inc. (3917) 7,009,954 Exercise of Subscription Warrants 42,000 Oct. 2011 Resolution based 1 42,000 Shares







PCI Holdings,INC. (3918) 10,322,400 0

PiPEDO HD,Inc. (3919) 8,192,364 Exercise of Subscription Warrants 2,300 May 2017 Resolution based 1 2,300 Shares

Internetworking and Broadband Consulting Co.,Ltd. (3920) 5,721,600 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares

NEOJAPAN Inc. (3921) 14,895,600 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

PR TIMES,Inc. (3922) 13,457,200 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

RAKUS Co.,Ltd. (3923) 181,216,000 0

R&D COMPUTER CO.,LTD. (3924) 5,987,100 0

Double Standard Inc. (3925) 6,790,000 0

Open Door Inc. (3926) 31,260,000 0

Fuva Brain Limited (3927) 5,600,200 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares



Mynet Inc. (3928) 8,698,760 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares



SOCIALWIRE CO.,LTD. (3929) 6,108,600 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares



Hatena Co.,Ltd. (3930) 3,002,600 Exercise of Subscription Warrants 100 Jul. 2012 Resolution based 1 0 Shares




Sep. 2021

- 43 -


Shares Shares

VALUE GOLF Inc. (3931) 1,807,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Akatsuki Inc. (3932) 14,096,600 Exercise of Subscription Warrants 38,500 Mar. 2014 Resolution based 1 37,500 Shares






CHIeru Co.,Ltd. (3933) 7,869,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



BENEFIT JAPAN Co.,LTD. (3934) 5,943,039 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares


Edia Co.,Ltd. (3935) 6,119,600 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares



Globalway,Inc. (3936) 5,847,305 Sep. 17 Stock Split 4,670,956

Exercise of Subscription Warrants 9,205 Mar. 2014 Resolution based 1 0 Shares






Ubicom Holdings,Inc. (3937) 11,832,000 Exercise of Subscription Warrants 4,800 Aug. 2014 Resolution based 1 0 Shares





Kanamic Network Co.,LTD (3939) 48,132,000 Exercise of CB 0 CB 1 0 thou. JPY 2,000,000 thou. JPY


Nomura System Corporation Co,Ltd. (3940) 23,130,000 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




Rengo Co.,Ltd. (3941) 271,056,029 0

Furubayashi Shiko Co.,Ltd. (3944) 1,776,820 0

Superbag Company,Limited (3945) 1,686,154 0

TOMOKU CO.,LTD. (3946) 19,341,568 Exercise of CB 0 * CB 5 92,000 thou. JPY 2,870,000 thou. JPY

Dynapac Co.,Ltd. (3947) 10,322,591 0

HIKARI BUSINESS FORM CO.,LTD. (3948) 5,815,294 0

THE PACK CORPORATION (3950) 19,900,000 0

ASAHI PRINTING CO.,LTD. (3951) 23,284,929 0

OHMURA SHIGYO CO.,LTD. (3953) 4,884,000 0

SHOWA PAXXS CORPORATION (3954) 4,450,000 0

IMURA ENVELOPE CO.,INC. (3955) 10,729,370 0

Kokusai Chart Corporation (3956) 6,000,000 0

VALUEDESIGN INC. (3960) 1,732,000 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares


Sep. 2021

- 44 -


Shares Shares






Silver Egg Technology CO.,Ltd. (3961) 2,966,942 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares

CHANGE Inc. (3962) 72,679,562 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



Synchro Food Co.,Ltd. (3963) 26,893,800 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

AUCNET INC. (3964) 27,952,900 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


Capital Asset Planning,Inc. (3965) 5,708,496 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares


Uzabase,Inc. (3966) 36,724,758 Exercise of Subscription Warrants 37,068 May 2013 Resolution based 1 0 Shares










Eltes Co.,Ltd. (3967) 5,225,880 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares





Segue Group Co.,Ltd. (3968) 11,633,035 Exercise of Subscription Warrants 800 Nov. 2014 Resolution based 1 800 Shares





ATLED CORP. (3969) 7,477,800 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

Innovation Inc. (3970) 2,399,600 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

TBCSCAT Inc. (3974) 5,460,000 0

AOI TYO Holdings Inc. (3975) 0 Sep. 28 Delisting -24,566,447

SHANON Inc. (3976) 2,932,100 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares





MACROMILL,INC. (3978) 40,380,500 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares

ULURU.CO.,LTD. (3979) 3,451,000 Exercise of Subscription Warrants 25,500 Jan. 2013 Resolution based 1 10,500 Shares



Sep. 2021

- 45 -


Shares Shares


Beaglee Inc. (3981) 6,201,322 Exercise of Subscription Warrants 272 Jan. 2015 Resolution based 1 0 Shares


ORO Co.,Ltd. (3983) 16,606,453 0

User Local,Inc. (3984) 15,923,700 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares



TEMONA.inc. (3985) 11,389,592 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares



bBreak Systems Company,Limited (3986) 1,536,960 0

Ecomott Inc. (3987) 5,173,600 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

SYS Holdings Co.,Ltd. (3988) 2,584,924 0

SHARINGTECHNOLOGY.INC (3989) 21,818,800 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares



UUUM Co.,Ltd. (3990) 19,775,700 Exercise of Subscription Warrants 1,440 Dec. 2014 Resolution based 1 0 Shares










Wantedly,Inc (3991) 9,378,700 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


Needs Well Inc. (3992) 10,153,200 Exercise of Subscription Warrants 387,600 Jun. 2015 Resolution based 1 27,600 Shares


PKSHA Technology Inc. (3993) 30,966,600 Exercise of Subscription Warrants 15,200 Jan. 2015 Resolution based 1 0 Shares





Money Forward,Inc. (3994) 53,249,660 Exercise of Subscription Warrants 9,000 Jan. 2014 Resolution based 1 0 Shares










SKIYAKI Inc. (3995) 10,750,500 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares


Sep. 2021

- 46 -


Shares Shares





Signpost Corporation (3996) 12,664,871 Exercise of Subscription Warrants 5,600 Feb. 2012 Resolution based 1 5,600 Shares


TRADE WORKS Co.,Ltd (3997) 3,367,200 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

SuRaLa Net Co.,Ltd. (3998) 6,694,764 0

KnowledgeSuite Inc. (3999) 5,161,100 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



Showa Denko K.K. (4004) 182,376,792 Sep. 14 Public Offering 32,665,500

SUMITOMO CHEMICAL COMPANY,LIMITED (4005) 1,655,446,177 0

Sumitomo Seika Chemicals Company,Limited. (4008) 13,972,970 0

Headwaters Co.,Ltd (4011) 936,200 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares



AXIS CO.,LTD. (4012) 4,100,000 0

Kinjiro Co.,Ltd. (4013) 10,420,000 0

KARADANOTE,INC. (4014) 6,282,700 Exercise of Subscription Warrants 21,300 Mar. 2019 Resolution based 1 21,300 Shares

arara inc. (4015) 6,262,500 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares





MIT Holdings CO.,LTD. (4016) 2,062,000 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

CREEMA LTD. (4017) 6,692,100 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares









Geolocation Technology,Inc. (4018) 0 Sep. 12 Delisting -696,000

Sep. 11 Public Offering 100,000




Stamen Co.,Ltd. (4019) 8,426,000 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares






BETREND CORPORATION (4020) 1,070,400 Exercise of Subscription Warrants 3,300 Mar. 2013 Resolution based 1 0 Shares

Sep. 2021

- 47 -


Shares Shares








Nissan Chemical Corporation (4021) 143,000,000 0

Rasa Industries,Ltd. (4022) 7,944,203 0

KUREHA CORPORATION (4023) 20,805,407 0

TAKI CHEMICAL CO.,LTD. (4025) 9,458,768 0

Konoshima Chemical Co.,Ltd. (4026) 9,240,000 0

TAYCA CORPORATION (4027) 25,714,414 0

ISHIHARA SANGYO KAISHA,LTD. (4028) 40,383,943 0

Katakura & Co-op Agri Corporation (4031) 10,161,686 0

Nippon Soda Co.,Ltd. (4041) 28,811,707 0

TOSOH CORPORATION (4042) 325,080,956 0

Tokuyama Corporation (4043) 72,088,327 0

Central Glass Co.,Ltd. (4044) 42,975,995 0

TOAGOSEI CO.,LTD. (4045) 128,300,000 0

OSAKA SODA CO.,LTD. (4046) 26,732,017 Exercise of CB 303 * CB 6 1,000 thou. JPY 8,735,000 thou. JPY

KANTO DENKA KOGYO CO.,LTD. (4047) 57,546,050 0

GMO Financial Gate,Inc. (4051) 4,106,320 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares


Ficha Inc. (4052) 5,502,936 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares



Sun* Inc. (4053) 37,682,600 Exercise of Subscription Warrants 0 Dec. 2018 Resolution based 1 0 Shares

Nihon Jyoho Create Co.,Ltd. (4054) 14,238,440 Exercise of Subscription Warrants 8,000 May 2019 Resolution based 1 8,000 Shares

T&S inc. (4055) 3,816,600 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares



Neural Pocket Inc. (4056) 14,276,200 Exercise of Subscription Warrants 4,000 Jul. 2018 Resolution based 1 0 Shares






Interfactory,Inc. (4057) 3,991,500 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares





Toyokumo,Inc. (4058) 10,162,000 0

Magmag,Inc. (4059) 2,773,800 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares



Sep. 2021

- 48 -


Shares Shares

rakumo Inc. (4060) 5,620,700 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares


Denka Company Limited (4061) 88,555,840 0

IBIDEN CO.,LTD. (4062) 140,860,557 0

Shin-Etsu Chemical Co.,Ltd. (4063) 416,662,793 0

Nippon Carbide Industries Company,Incorporated (4064) 9,177,229 Exercise of Subscription Warrants 183,500 Nov. 2019 Resolution based 1 183,500 Shares

Basis Corporation (4068) 1,820,900 Exercise of Subscription Warrants 7,500 Jun. 2018 Resolution based 1 7,500 Shares

BlueMeme Inc. (4069) 3,375,946 Exercise of Subscription Warrants 21,800 Jun. 2017 Resolution based 1 14,000 Shares


Plus Alpha Consulting Co.,LTD. (4071) 40,050,000 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares


Densan System Holdings Co.,Ltd. (4072) 10,784,932 0

Global Communication Planning Co.,Ltd. (4073) 2,288,160 Sep. 28 Initial Listing 2,288,160





LaKeel,Inc. (4074) 7,542,500 Exercise of Subscription Warrants 25,000 Mar. 2018 Resolution based 1 25,000 Shares


Brains Technology,Inc. (4075) 5,370,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares




CNS Co.,Ltd. (4076) 2,906,000 Sep. 17 Third-Party Allotment, etc. 78,000

Sakai Chemical Industry Co.,Ltd. (4078) 17,000,000 0

TANAKA CHEMICAL CORPORATION (4080) 32,533,000 0

DAIICHI KIGENSO KAGAKU-KOGYO CO.,LTD (4082) 24,400,000 0

AIR WATER INC. (4088) 229,755,057 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares












NIPPON SANSO HOLDINGS CORPORATION (4091) 433,092,837 0

Nippon Chemical Industrial Co.,Ltd. (4092) 8,922,775 0

Toho Acetylene Co.,Ltd. (4093) 7,004,000 0

NIHON KAGAKU SANGYO CO.,LTD. (4094) 20,680,000 Exercise of Subscription Warrants 0 May 2021 Resolution based 1 0 Shares

NIHON PARKERIZING CO.,LTD. (4095) 132,604,524 0

KOATSU GAS KOGYO CO.,LTD. (4097) 55,577,526 0

Titan Kogyo Kabushiki Kaisha (4098) 3,027,626 0

SHIKOKU CHEMICALS CORPORATION (4099) 54,832,263 0

Sep. 2021

- 49 -


Shares Shares

TODA KOGYO CORP. (4100) 6,099,192 0

Maruo Calcium Co.,Ltd. (4102) 2,355,200 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares







ISE CHEMICALS CORPORATION (4107) 5,135,135 0

STELLA CHEMIFA CORPORATION (4109) 13,213,248 0

Hodogaya Chemical Co.,Ltd. (4112) 8,413,726 0

TAOKA CHEMICAL COMPANY,LIMITED (4113) 2,888,000 0

NIPPON SHOKUBAI CO.,LTD. (4114) 40,800,000 0

Honshu Chemical Industry Co.,Ltd. (4115) 0 Sep. 14 Delisting -11,500,000

Dainichiseika Color & Chemicals Mfg.Co.,Ltd. (4116) 18,613,110 0

KANEKA CORPORATION (4118) 68,000,000 0

Nippon Pigment Company,Limited (4119) 1,575,899 0

SUGAI CHEMICAL INDUSTRY CO.,LTD. (4120) 1,373,000 0

OSAKA YUKA INDUSTRY LTD. (4124) 1,073,500 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares

Kyowa Kirin Co.,Ltd. (4151) 540,000,000 0

PLAID,Inc. (4165) 37,890,900 Exercise of Subscription Warrants 3,000 Jun. 2015 Resolution based 1 1,000 Shares




Cacco Inc. (4166) 2,622,665 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares







Kokopelli Inc. (4167) 7,851,630 Exercise of Subscription Warrants 8,050 Apr. 2015 Resolution based 1 0 Shares





Yappli,Inc. (4168) 12,367,400 Exercise of Subscription Warrants 36,000 Jun. 2016 Resolution based 1 5,700 Shares






ENECHANGE Ltd. (4169) 13,730,596 Exercise of Subscription Warrants 22,722 Oct. 2015 Resolution based 1 0 Shares





Sep. 2021

- 50 -


Shares Shares


Kaizen Platform,Inc. (4170) 15,921,766 Exercise of Subscription Warrants 5,728 Jun. 2017 Resolution based 1 0 Shares









Global Information,Inc. (4171) 2,735,700 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares



TOWA Hi SYSTEM CO.,LTD. (4172) 2,228,000 0

WACUL.INC (4173) 7,047,700 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares



Appirits Inc. (4174) 1,298,100 Exercise of Subscription Warrants 1,000 May 2018 Resolution based 1 0 Shares



coly Inc. (4175) 5,502,900 0

coconala Inc. (4176) 22,624,300 Exercise of Subscription Warrants 243,800 Jun. 2014 Resolution based 1 60,000 Shares






i-plug,Inc. (4177) 3,910,000 Exercise of Subscription Warrants 9,600 Sep. 2017 Resolution based 1 4,800 Shares


Sharing Innovations Inc. (4178) 3,773,300 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares


G-NEXT Inc. (4179) 4,173,600 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares



Appier Group,Inc. (4180) 101,027,580 Exercise of Subscription Warrants 26,140 Jan. 2021 Resolution based 1 25,660 Shares


Mitsubishi Gas Chemical Company,Inc. (4182) 225,739,199 0

Mitsui Chemicals,Inc. (4183) 204,653,315 0

JSR CORPORATION (4185) 226,126,145 0

TOKYO OHKA KOGYO CO.,LTD. (4186) 45,100,000 0

OSAKA ORGANIC CHEMICAL INDUSTRY LTD. (4187) 22,410,038 0

Mitsubishi Chemical Holdings Corporation (4188) 1,506,288,107 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY


KH Neochem Co.,Ltd. (4189) 37,149,400 0

SpiderPlus & Co. (4192) 33,097,900 Exercise of Subscription Warrants 16,600 Nov. 2017 Resolution based 1 0 Shares



Sep. 2021

- 51 -


Shares Shares

Fabrica Communications Co.,LTD. (4193) 4,789,000 Exercise of Subscription Warrants 146,000 Jan. 2014 Resolution based 1 146,000 Shares




Visional,Inc. (4194) 35,858,000 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares

















NEO MARKETING Inc. (4196) 2,448,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares




TENDA Co.,LTD. (4198) 2,123,000 Exercise of Subscription Warrants 0 Apr. 2019 Resolution based 1 0 Shares

WonderPlanet Inc. (4199) 2,189,912 Exercise of Subscription Warrants 200 Aug. 2013 Resolution based 1 200 Shares







HCS HOLDINGS CO.,LTD. (4200) 2,609,300 Exercise of Subscription Warrants 2,000 Jul. 2016 Resolution based 1 2,000 Shares


Daicel Corporation (4202) 302,942,682 0

Sumitomo Bakelite Company,Limited (4203) 49,590,478 0

Sekisui Chemical Co.,Ltd. (4204) 471,507,285 0

ZEON CORPORATION (4205) 237,075,556 0

Aica Kogyo Company,Limited (4206) 67,590,664 0

Ube Industries,Ltd. (4208) 106,200,107 0

Sekisui Jushi Corporation (4212) 43,313,598 0

C.I. TAKIRON Corporation (4215) 97,500,000 0

ASAHI YUKIZAI CORPORATION (4216) 19,800,400 0

NICHIBAN CO.,LTD. (4218) 20,738,006 0

RIKEN TECHNOS CORPORATION (4220) 64,113,819 0

Okura Industrial Co.,Ltd. (4221) 12,414,870 0

Sep. 2021

- 52 -


Shares Shares

KODAMA CHEMICAL INDUSTRY CO.,LTD. (4222) 7,859,191 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,812,500 Shares

LONSEAL CORPORATION (4224) 4,625,309 0

Sekisui Kasei Co.,Ltd. (4228) 46,988,109 0

Gun Ei Chemical Industry Co.,Ltd. (4229) 8,998,308 0

TIGERS POLYMER CORPORATION (4231) 20,111,598 0

Sun A.Kaken Company,Limited (4234) 11,320,000 0

Ultrafabrics Holdings Co.,Ltd. (4235) 6,986,200 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,850,000 Shares



Fujipream Corporation (4237) 29,786,400 0

Miraial Co.,Ltd. (4238) 10,120,000 0

CLUSTER TECHNOLOGY CO.,LTD. (4240) 5,692,800 0

atect corporation (4241) 4,436,800 0

TAKAGI SEIKO CORPORATION (4242) 2,793,272 0

NIX,INC. (4243) 2,323,000 0

Daiki Axis Co.,Ltd. (4245) 13,514,300 Exercise of Subscription Warrants 98,400 Aug. 2020 Resolution based 1 98,400 Shares

DaikyoNishikawa Corporation (4246) 73,896,400 0

Takemoto Yohki Co.,Ltd. (4248) 12,529,200 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



MORIROKU HOLDINGS COMPANY,LTD. (4249) 16,960,000 0

Frontier Inc. (4250) 630,000 0

KEIWA Incorporated (4251) 8,807,935 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

NIPPON KAYAKU CO.,LTD. (4272) 177,503,570 0

HOSOYA PYRO-ENGINEERING CO.,LTD. (4274) 4,032,000 0

Carlit Holdings Co.,Ltd. (4275) 24,050,000 0

EPS Holdings,Inc. (4282) 0 Sep. 17 Delisting -46,311,389

SOLXYZ Co.,Ltd. (4284) 13,410,297 0

LEGS COMPANY,LTD. (4286) 10,840,000 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares

JUST PLANNING INC. (4287) 12,736,338 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

Asgent,Inc. (4288) 3,815,734 0

Prestige International Inc. (4290) 128,178,800 Exercise of Subscription Warrants 1,600 Feb. 2013 Resolution based 1 0 Shares










SEPTENI HOLDINGS CO.,LTD. (4293) 138,916,500 Exercise of Subscription Warrants 0 Dec. 2003 Resolution based 1 0 Shares



Faith, Inc. (4295) 13,831,091 0

PROTO CORPORATION (4298) 41,925,300 0

HIMACS,Ltd. (4299) 12,412,992 0

Sep. 2021

- 53 -


Shares Shares

AMUSE INC. (4301) 18,623,520 0

Estore Corporation (4304) 5,636,636 Exercise of CB 0 CB 1 0 thou. JPY 510,000 thou. JPY

Nomura Research Institute,Ltd. (4307) 610,696,500 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



J-Stream Inc. (4308) 14,028,700 0

Dream Incubator Inc. (4310) 10,429,500 Exercise of Subscription Warrants 0 Oct. 2012 Resolution based 1 0 Shares

Cybernet Systems Co.,Ltd. (4312) 32,076,000 0

BeMap,Inc. (4316) 3,227,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares













Ray Corporation (4317) 14,328,976 0

QUICK CO.,LTD. (4318) 19,098,576 0

TAC CO.,LTD. (4319) 18,504,000 0

CE Holdings Co.,Ltd. (4320) 15,178,500 0

Japan System Techniques Co.,Ltd. (4323) 6,209,230 Exercise of Subscription Warrants 178,600 Mar. 2021 Resolution based 1 178,600 Shares

DENTSU GROUP INC. (4324) 288,410,000 0

INTAGE HOLDINGS Inc. (4326) 40,426,000 0

SHL-JAPAN Ltd. (4327) 6,141,158 0

TAKE AND GIVE. NEEDS Co.,Ltd. (4331) 13,059,330 0

TOHO SYSTEM SCIENCE CO.,LTD. (4333) 13,865,992 0

YUKE'S Co.,Ltd. (4334) 11,096,000 0

IPS CO.,LTD. (4335) 2,466,000 0

CRIE ANABUKI INC. (4336) 2,340,000 0

PIA CORPORATION (4337) 15,337,813 0

SEIRYO ELECTRIC CORPORATION (4341) 3,500,000 0

SECOM JOSHINETSU CO.,LTD. (4342) 13,109,501 0

AEON Fantasy Co.,LTD. (4343) 19,767,525 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





SOURCENEXT CORPORATION (4344) 136,272,000 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares





Sep. 2021

- 54 -


Shares Shares





CTS Co.,Ltd. (4345) 43,400,000 0

Nexyz.Group Corporation (4346) 13,439,140 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares

Broadmedia Corporation (4347) 79,147,323 0

INFOCOM CORPORATION (4348) 57,600,000 0

MEDICAL SYSTEM NETWORK Co.,Ltd. (4350) 30,642,600 0

YAMADA SERVICER SYNTHETIC OFFICE CO.,LTD (4351) 4,268,000 0

LONGLIFE HOLDING Co.,Ltd. (4355) 11,190,400 0

APPLIED TECHNOLOGY CO.,LTD. (4356) 2,858,400 0

KAWAGUCHI CHEMICAL INDUSTRY CO.,LTD. (4361) 1,220,000 0

Nippon Fine Chemical Co.,Ltd. (4362) 25,372,447 0

MANAC INCORPORATED (4364) 0 Sep. 29 Delisting -8,625,000

MATSUMOTO YUSHI-SEIYAKU CO.,LTD. (4365) 4,512,651 0

Daito Chemix Corporation (4366) 11,200,000 0

KOEI CHEMICAL COMPANY,LIMITED (4367) 4,900,000 0

FUSO CHEMICAL CO.,LTD. (4368) 35,511,000 0

Tri Chemical Laboratories Inc. (4369) 32,498,640 0

Mobilus Corporation (4370) 5,570,844 Sep. 02 Initial Listing 5,570,844








Core Concept Technologies Inc. (4371) 3,787,000 Sep. 22 Initial Listing 3,787,000

Exercise of Subscription Warrants 0 Dec. 2020 Resolution based 1 0 Shares

YMIRLINK,Inc. (4372) 3,892,600 Sep. 22 Initial Listing 3,892,600

Simplex Holdings,Inc. (4373) 48,472,950 Sep. 22 Initial Listing 48,291,800







ROBOT PAYMENT INC. (4374) 3,728,566 Sep. 28 Initial Listing 3,728,566









Sep. 2021

- 55 -


Shares Shares



Safie Inc. (4375) 49,147,700 Sep. 29 Initial Listing 49,147,700

Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares









M - mart Inc. (4380) 4,890,800 0

BPLATS,Inc. (4381) 2,374,366 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares





HEROZ,Inc. (4382) 15,025,582 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares



BiZright Technology Inc. (4383) 646,540 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


RAKSUL INC. (4384) 28,754,020 Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 5,000,000 thou. JPY

Exercise of Subscription Warrants 24,800 Nov. 2014 Resolution based 1 0 Shares














Mercari,Inc. (4385) 159,652,853 Exercise of CB 0 CB 26. 7 JPY 0 thou. JPY 25,000,000 thou. JPY


Exercise of Subscription Warrants 130,125 Aug. 2014 Resolution based 1 0 Shares







Sep. 2021

- 56 -


Shares Shares

















SIG Co.,Ltd. (4386) 5,924,580 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


ZUU Co.,Ltd. (4387) 4,736,560 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares






AI,Inc. (4388) 5,168,000 0

Property Data Bank,Inc. (4389) 5,932,500 0

IPS,Inc. (4390) 12,397,000 Exercise of Subscription Warrants 7,000 Sep. 2015 Resolution based 1 0 Shares



Logizard Co.,Ltd. (4391) 3,264,500 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

Future Innovation Group,Inc. (4392) 31,176,015 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares








Bank of Innovation,Inc. (4393) 3,951,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

eXmotion Co.,Ltd. (4394) 2,935,300 Exercise of Subscription Warrants 6,200 Mar. 2016 Resolution based 1 200 Shares


Accrete Inc. (4395) 5,644,400 Exercise of Subscription Warrants 7,200 Mar. 2017 Resolution based 1 7,200 Shares


System Support Inc. (4396) 10,370,000 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

TeamSpirit Inc. (4397) 16,255,200 Exercise of Subscription Warrants 27,600 Aug. 2016 Resolution based 1 27,600 Shares


BroadBand Security,Inc. (4398) 4,563,824 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Sep. 2021

- 57 -


Shares Shares

Kufu Company Inc. (4399) 0 Sep. 29 Delisting -18,090,711

Exercise of Subscription Warrants 17,425 May 2018 Resolution based 1 17,425 Shares



ADEKA CORPORATION (4401) 103,768,142 0

NOF CORPORATION (4403) 82,841,376 Sep. 15 Retirement of Treasury Stocks -2,000,000

Miyoshi Oil & Fat Co.,Ltd. (4404) 10,306,895 0

New Japan Chemical Co.,Ltd. (4406) 37,286,906 0

TOHO CHEMICAL INDUSTRY COMPANY,LIMITED (4409) 21,350,000 0

HARIMA CHEMICALS GROUP,INC. (4410) 26,080,396 0

eSOL Co.,Ltd. (4420) 21,460,800 0

D.I.System Co.,Ltd. (4421) 3,055,000 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares


VALUENEX Japan Inc. (4422) 2,882,100 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares







ARTERIA Networks Corporation (4423) 50,000,000 0

Amazia,inc. (4424) 6,734,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares



Kudan Inc. (4425) 7,736,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares








Passlogy Co.,Ltd. (4426) 1,000,000 0

EduLab,Inc. (4427) 10,027,270 Exercise of Subscription Warrants 3,200 Dec. 2015 Resolution based 1 0 Shares


sinops Inc. (4428) 6,173,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares




Ricksoft Co.,Ltd. (4429) 4,373,300 Exercise of Subscription Warrants 4,200 Apr. 2016 Resolution based 1 4,200 Shares


TOKAI SOFT CO.,LTD. (4430) 4,920,300 0

Smaregi,Inc. (4431) 19,590,600 Sep. 01 Stock Split 9,793,300

Exercise of Subscription Warrants 4,000 Apr. 2016 Resolution based 1 0 Shares



WingArc1st Inc. (4432) 34,250,570 Exercise of Subscription Warrants 150,500 Oct. 2016 Resolution based 1 40,000 Shares

Sep. 2021

- 58 -


Shares Shares







HITO-Communications Holdings,Inc. (4433) 17,899,333 0

Serverworks Co.,Ltd. (4434) 7,671,484 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares



kaonavi,inc. (4435) 11,494,000 Exercise of Subscription Warrants 0 Sep. 2011 Resolution based 1 0 Shares





MINKABU THE INFONOID,Inc. (4436) 14,905,100 Exercise of Subscription Warrants 1,300 Jun. 2015 Resolution based 1 0 Shares






gooddays holdings,Inc. (4437) 3,366,360 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares





Welby Inc. (4438) 7,832,800 Exercise of Subscription Warrants 0 Dec. 2014 Resolution based 1 0 Shares




TOUMEI CO.,LTD. (4439) 7,341,900 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

WITZ Corporation (4440) 4,160,400 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

Tobila Systems Inc. (4441) 10,478,700 Exercise of Subscription Warrants 1,200 Jan. 2018 Resolution based 1 0 Shares


VALTES CO.,LTD. (4442) 7,150,000 0

Sansan,Inc. (4443) 31,195,831 Exercise of Subscription Warrants 308 Jun. 2018 Resolution based 1 0 Shares




infoNet inc. (4444) 1,982,625 Exercise of Subscription Warrants 3,500 Mar. 2018 Resolution based 1 3,500 Shares

Living Technologies Inc. (4445) 1,342,244 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares



Link-U Inc. (4446) 14,131,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


Chatwork Co.,Ltd. (4448) 37,124,187 Sep. 28 Third-Party Allotment, etc. 2,592

Exercise of Subscription Warrants 24,200 Feb. 2017 Resolution based 1 400 Shares

Sep. 2021

- 59 -


Shares Shares







giftee Inc. (4449) 27,465,102 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares





Power Solutions,Ltd. (4450) 1,368,132 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


Kao Corporation (4452) 475,000,000 0

DKS Co.Ltd. (4461) 10,684,321 0

ISHIHARA CHEMICAL CO.,LTD. (4462) 8,154,140 0

NICCA CHEMICAL CO.,LTD. (4463) 17,710,000 0

SOFT99corporation (4464) 22,274,688 0

Niitaka Co., Ltd. (4465) 5,943,052 0

SANYO CHEMICAL INDUSTRIES,LTD. (4471) 23,534,752 0

HENNGE K.K. (4475) 16,244,200 Exercise of Subscription Warrants 4,000 Feb. 2007 Resolution based 1 4,000 Shares


AI CROSS Inc. (4476) 4,001,050 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares







BASE,Inc. (4477) 110,862,749 Exercise of Subscription Warrants 12,000 Oct. 2014 Resolution based 1 0 Shares







freee K.K. (4478) 55,159,647 Exercise of Subscription Warrants 159,726 Jun. 2013 Resolution based 1 0 Shares











Sep. 2021

- 60 -


Shares Shares










Makuake,Inc. (4479) 12,404,700 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares


MEDLEY,INC. (4480) 32,177,900 Exercise of Subscription Warrants 25,800 Jun. 2015 Resolution based 1 0 Shares












BASE CO.,LTD. (4481) 8,977,800 Exercise of Subscription Warrants 1,800 Nov. 2017 Resolution based 1 1,800 Shares

WILLs Inc. (4482) 19,702,000 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares



JMDC Inc. (4483) 56,263,808 Exercise of Subscription Warrants 31,200 Jun. 2018 Resolution based 1 24,000 Shares



LANCERS,INC. (4484) 15,670,644 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares









JTOWER Inc. (4485) 21,985,218 Exercise of Subscription Warrants 4,100 Feb. 2013 Resolution based 1 0 Shares








Sep. 2021

- 61 -


Shares Shares





Unite and Grow Inc. (4486) 3,698,400 Exercise of Subscription Warrants 4,800 Feb. 2015 Resolution based 1 1,200 Shares



Spacemarket,Inc. (4487) 11,854,900 Exercise of Subscription Warrants 21,900 Jan. 2016 Resolution based 1 9,600 Shares




AI inside Inc. (4488) 3,916,050 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares





Payroll Inc. (4489) 17,925,200 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares



VisasQ Inc. (4490) 8,913,400 Exercise of Subscription Warrants 62,150 Aug. 2016 Resolution based 1 13,150 Shares









Computer Management Co.,Ltd. (4491) 1,015,400 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

GENETEC CORPORATION (4492) 3,861,000 Sep. 01 Stock Split 1,930,500


Cyber Security Cloud,Inc. (4493) 9,365,744 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


Vario Secure Inc. (4494) 3,790,513 Exercise of Subscription Warrants 2,080 May 2017 Resolution based 1 2,080 Shares



i3 Systems,Inc. (4495) 5,241,350 Exercise of Subscription Warrants 3,000 Jun. 2014 Resolution based 1 300 Shares



Commerce One Holdings Inc. (4496) 7,523,400 0

Locoguide Inc. (4497) 0 Sep. 29 Delisting -9,794,700



Cybertrust Japan Co.,Ltd. (4498) 3,993,100 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

Speee,Inc. (4499) 10,097,500 Exercise of Subscription Warrants 550 Mar. 2018 Resolution based 1 550 Shares

Takeda Pharmaceutical Company Limited (4502) 1,582,252,525 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares


Sep. 2021

- 62 -


Shares Shares




Astellas Pharma Inc. (4503) 1,861,787,075 0

Sumitomo Dainippon Pharma Co.,Ltd. (4506) 397,900,154 0

Shionogi & Co.,Ltd. (4507) 311,586,165 0

WAKAMOTO PHARMACEUTICAL CO.,LTD. (4512) 34,838,325 0

Nippon Shinyaku Co.,Ltd. (4516) 70,251,484 0

CHUGAI PHARMACEUTICAL CO.,LTD. (4519) 1,679,057,667 0

KAKEN PHARMACEUTICAL CO.,LTD. (4521) 45,939,730 0

Eisai Co.,Ltd. (4523) 296,566,949 0

MORISHITA JINTAN CO.,LTD. (4524) 4,150,000 0

RIKEN VITAMIN CO.,LTD. (4526) 40,705,100 0

ROHTO PHARMACEUTICAL CO.,LTD. (4527) 118,089,155 Exercise of Subscription Warrants 0 Aug. 2008 Resolution based 1 0 Shares

ONO PHARMACEUTICAL CO.,LTD. (4528) 528,341,400 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares







HISAMITSU PHARMACEUTICAL CO.,INC. (4530) 85,164,895 0

Yuki Gosei Kogyo Co.,Ltd. (4531) 21,974,000 0

Mochida Pharmaceutical Co.,Ltd. (4534) 40,630,000 0

SANTEN PHARMACEUTICAL CO.,LTD. (4536) 400,400,954 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares






Fuso Pharmaceutical Industries,Ltd. (4538) 9,451,169 0

NIPPON CHEMIPHAR CO.,LTD. (4539) 4,261,420 0

TSUMURA & CO. (4540) 76,758,362 0

Nichi-Iko Pharmaceutical Co.,Ltd. (4541) 71,382,652 Sep. 06 Third-Party Allotment, etc. 6,220,000

TERUMO CORPORATION (4543) 759,521,040 Exercise of CB 0 CB 21. 12 JPY 210,000 thou. JPY 90,000 thou. JPY

H.U. Group Holdings,Inc. (4544) 57,441,238 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares


KISSEI PHARMACEUTICAL CO.,LTD. (4547) 51,811,185 0

SEIKAGAKU CORPORATION (4548) 56,814,093 0

EIKEN CHEMICAL CO.,LTD. (4549) 43,541,438 0

Nissui Pharmaceutical Co.,Ltd. (4550) 22,547,140 0

TORII PHARMACEUTICAL CO.,LTD. (4551) 28,800,000 0

JCR Pharmaceuticals Co.,Ltd. (4552) 129,686,308 0

TOWA PHARMACEUTICAL CO.,LTD. (4553) 51,516,000 Exercise of CB 0 CB 22. 7 JPY 0 thou. JPY 4,150,000 thou. JPY

Fuji Pharma Co.,Ltd. (4554) 24,753,800 0

KAINOS Laboratories,Inc. (4556) 4,558,860 0

CHUKYO IYAKUHIN CO.,LTD. (4558) 11,660,734 0

Sep. 2021

- 63 -


Shares Shares

ZERIA PHARMACEUTICAL CO.,LTD. (4559) 53,119,190 0

AnGes,Inc. (4563) 153,072,400 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares



OncoTherapy Science,Inc. (4564) 190,020,600 Exercise of Subscription Warrants 1,529,600 Jun. 2012 Resolution based 1 0 Shares


Sosei Group Corporation (4565) 81,518,316 Exercise of CB 136,312 CB 25. 7 JPY 250,000 thou. JPY 0 thou. JPY







DAIICHI SANKYO COMPANY,LIMITED (4568) 1,947,034,029 0

KYORIN Holdings,Inc. (4569) 64,607,936 0

Immuno-Biological Laboratories Co.,Ltd. (4570) 9,314,590 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

NanoCarrier Co.,Ltd. (4571) 70,011,258 Exercise of CB 0 CB 5 0 thou. JPY 1,150,000 thou. JPY





Carna Biosciences,Inc. (4572) 13,123,900 Exercise of Subscription Warrants 330,000 Jul. 2021 Resolution based 1 330,000 Shares

TAIKO PHARMACEUTICAL CO.,LTD. (4574) 44,136,900 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

CanBas Co.,Ltd. (4575) 8,873,240 Exercise of CB 0 CB 3 0 thou. JPY 0 thou. JPY Retirement by Purchase 749,994 thou. JPY







D.Western Therapeutics Institute, Inc. (4576) 29,358,600 Exercise of Subscription Warrants 0 Jul. 2020 Resolution based 1 0 Shares

Daito Pharmaceutical Co.,Ltd. (4577) 13,720,064 Exercise of Subscription Warrants 1,000 Sep. 2021 Resolution based 1 1,000 Shares

Otsuka Holdings Co.,Ltd. (4578) 557,835,617 0

RaQualia Pharma Inc. (4579) 20,955,142 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares


TAISHO PHARMACEUTICAL HOLDINGS CO.,LTD. (4581) 85,139,653 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares










SymBio Pharmaceuticals Limited (4582) 38,445,931 Exercise of Subscription Warrants 1,825 Apr. 2012 Resolution based 1 0 Shares


Sep. 2021

- 64 -


Shares Shares













Chiome Bioscience Inc. (4583) 40,305,500 Exercise of Subscription Warrants 4,000 Jul. 2016 Resolution based 1 0 Shares



Kidswell Bio Corporation (4584) 31,434,047 Exercise of CB 0 CB 3 0 thou. JPY 100,000 thou. JPY





Medrx Co.,Ltd. (4586) 22,835,100 Exercise of Subscription Warrants 140,000 Apr. 2014 Resolution based 1 0 Shares



PeptiDream Inc. (4587) 130,010,400 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Oncolys BioPharma Inc. (4588) 17,341,100 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




RIBOMIC Inc. (4591) 27,908,784 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares



SanBio Company Limited (4592) 51,793,402 Exercise of Subscription Warrants 6,329 Dec. 2013 Resolution based 1 0 Shares
















Sep. 2021

- 65 -


Shares Shares









HEALIOS K.K. (4593) 51,828,800 Exercise of CB 0 CB 2 0 thou. JPY 4,000,000 thou. JPY











BrightPath Biotherapeutics Co.,Ltd. (4594) 52,368,000 Exercise of Subscription Warrants 1,410,000 Oct. 2014 Resolution based 1 0 Shares






MIZUHO MEDY CO.,LTD. (4595) 9,525,600 0

Kubota Pharmaceutical Holdings Co.,Ltd. (4596) 45,861,688 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares










Solasia Pharma K.K. (4597) 133,946,210 Exercise of Subscription Warrants 925,000 Sep. 2012 Resolution based 1 0 Shares








Delta-Fly Pharma,Inc. (4598) 5,419,600 Exercise of Subscription Warrants 0 Dec. 2020 Resolution based 1 0 Shares

StemRIM Inc. (4599) 58,961,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares


Sep. 2021

- 66 -


Shares Shares












Dai Nippon Toryo Company,Limited (4611) 29,710,678 0

NIPPON PAINT HOLDINGS CO.,LTD. (4612) 2,370,512,215 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares








KANSAI PAINT CO.,LTD. (4613) 272,623,270 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 60,000,000 thou. JPY

SHINTO PAINT COMPANY,LIMITED (4615) 31,000,000 0

KAWAKAMI PAINT MANUFACTURING CO.,LTD. (4616) 1,000,000 0

Chugoku Marine Paints,Ltd. (4617) 62,000,000 0

Nihon Tokushu Toryo Co.,Ltd. (4619) 23,611,200 0

FUJIKURA KASEI CO.,LTD. (4620) 32,716,878 0

ROCK PAINT CO.,LTD. (4621) 22,000,000 0

ASAHIPEN CORPORATION (4623) 4,623,000 0

Isamu Paint Co.,Ltd. (4624) 2,400,000 0

ATOMIX CO.,LTD. (4625) 7,242,000 0

TAIYO HOLDINGS CO.,LTD. (4626) 29,041,564 0

NATOCO CO.,LTD. (4627) 8,144,400 0

SK KAKEN CO.,LTD. (4628) 3,134,777 0

DAISHIN CHEMICAL CO.,LTD. (4629) 4,592,000 0

DIC Corporation (4631) 95,156,904 0

SAKATA INX CORPORATION (4633) 62,601,161 0

TOYO INK SC HOLDINGS CO.,LTD. (4634) 60,621,744 0

TOKYO PRINTING INK MFG.CO.,LTD. (4635) 2,725,758 0

T&K TOKA CO.,LTD. (4636) 22,603,040 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares









Sep. 2021

- 67 -


Shares Shares

Altech Corporation (4641) 24,746,675 0

ORIGINAL ENGINEERING CONSULTANTS CO.,LTD. (4642) 7,796,800 0

Imagineer Co.,Ltd. (4644) 10,649,000 0

ICHISHIN HOLDINGS CO.,LTD. (4645) 10,604,888 0

SD ENTERTAINMENT,Inc. (4650) 8,997,000 0

SANIX INCORPORATED (4651) 48,919,396 0

DAIOHS CORPORATION (4653) 13,439,142 0

ENVIRONMENTAL CONTROL CENTER CO.,LTD. (4657) 4,678,270 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares

Nippon Air Conditioning Services Co.,Ltd. (4658) 35,784,000 0

AJIS CO.,LTD. (4659) 10,771,200 0

ORIENTAL LAND CO.,LTD. (4661) 363,690,160 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

Focus Systems Corporation (4662) 16,292,942 0

JAPAN RELIANCE SERVICE CORPORATION (4664) 2,940,000 0

DUSKIN CO.,LTD. (4665) 50,994,823 0

PARK24 Co.,Ltd. (4666) 155,048,369 Exercise of CB 0 CB 25. 10 JPY 0 thou. JPY 35,000,000 thou. JPY




AISAN TECHNOLOGY CO.,LTD. (4667) 5,548,979 0

MEIKO NETWORK JAPAN CO.,LTD. (4668) 27,803,600 0

FALCO HOLDINGS Co.,Ltd. (4671) 11,280,177 0

Kawasaki Geological Engineering Co.,Ltd. (4673) 1,057,980 0

CRESCO LTD. (4674) 23,000,000 0

FUJI MEDIA HOLDINGS,INC. (4676) 234,194,500 0

SHUEI YOBIKO Co.,Ltd. (4678) 6,710,000 0

TAYA Co.,Ltd. (4679) 5,100,000 0

ROUND ONE Corporation (4680) 95,452,914 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares


RESORTTRUST,INC. (4681) 108,520,799 Exercise of CB 0 CB 21. 12 JPY 0 thou. JPY 29,700,000 thou. JPY


OBIC Co.,Ltd. (4684) 99,600,000 0

Ryoyu Systems Co.,Ltd. (4685) 6,355,000 0

JUSTSYSTEMS CORPORATION (4686) 64,224,800 0

TDC SOFT Inc. (4687) 25,113,600 0

Z Holdings Corporation (4689) 7,656,319,295 Exercise of Subscription Warrants 3,500 Nov. 2011 Resolution based 1 3,100 Shares



NIPPON PALLET POOL CO.,LTD. (4690) 1,700,000 0

WASHINGTON HOTEL CORPORATION (4691) 12,170,000 0

BML,INC. (4694) 44,014,726 Exercise of Subscription Warrants 0 Nov. 2006 Resolution based 1 0 Shares








Sep. 2021

- 68 -


Shares Shares




UCHIDA ESCO CO.,Ltd. (4699) 3,600,000 0

Trend Micro Incorporated (4704) 140,736,604 Exercise of Subscription Warrants 14,500 Sep. 2016 Resolution based 1 14,500 Shares






CLIP Corporation (4705) 4,536,000 0

KITAC CORPORATION (4707) 5,969,024 0

Relia,Inc. (4708) 66,820,721 0

ID Holdings Corporation (4709) 18,066,453 0

KeyHolder,Inc. (4712) 17,362,410 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares



RISO KYOIKU CO.,LTD. (4714) 156,209,829 0

ORACLE CORPORATION JAPAN (4716) 128,248,571 Exercise of Subscription Warrants 700 Sep. 2011 Resolution based 1 700 Shares









WASEDA ACADEMY CO.,LTD. (4718) 19,012,452 0

ALPHA SYSTEMS INC. (4719) 14,052,400 0

JOHNAN ACADEMIC PREPARATORY INSTITUTE,INC. (4720) 8,937,840 0

Future Corporation (4722) 47,664,000 0

CAC Holdings Corporation (4725) 20,541,400 0

SB Technology Corp. (4726) 22,742,800 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares



TOSE CO.,LTD. (4728) 7,763,040 0

USS Co.,Ltd. (4732) 313,250,000 Exercise of Subscription Warrants 0 Aug. 2007 Resolution based 1 0 Shares











Sep. 2021

- 69 -


Shares Shares





OBIC BUSINESS CONSULTANTS CO.,LTD. (4733) 75,404,000 0

KYOSHIN CO.,LTD. (4735) 8,396,000 0

Nippon RAD Inc. (4736) 5,355,390 0

ITOCHU Techno-Solutions Corporation (4739) 240,000,000 0

ITFOR Inc. (4743) 29,430,000 0

Tokyo Individualized Educational Institute,INC. (4745) 54,291,435 0

Toukei Computer Co.,Ltd. (4746) 9,350,000 0

KOZO KEIKAKU ENGINEERING Inc. (4748) 5,500,000 0

DAISAN CO.,LTD. (4750) 7,618,000 0

CyberAgent,Inc. (4751) 505,706,400 Exercise of CB 0 CB 23. 2 JPY 0 thou. JPY 20,000,000 thou. JPY





SHOWA SYSTEM ENGINEERING CORPORATION (4752) 4,810,000 0

TOSNET CORPORATION (4754) 4,732,600 0

Rakuten Group,Inc. (4755) 1,580,325,500 Exercise of Subscription Warrants 489,600 Jun. 2012 Resolution based 1 1,200 Shares



























Sep. 2021

- 70 -


Shares Shares


































ALPHA CO.,LTD. (4760) 915,444 0

SAKURA KCS Corporation (4761) 11,200,000 0

XNET Corporation (4762) 8,261,600 0

CREEK & RIVER Co.,Ltd. (4763) 23,009,000 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


Nexus Bank Co.,Ltd. (4764) 59,739,300 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,700,788 Shares






Morningstar Japan K.K. (4765) 89,673,600 0

PA Co.,Ltd. (4766) 11,229,800 0

TOW CO.,LTD. (4767) 48,969,096 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares

Sep. 2021

- 71 -


Shares Shares




OTSUKA CORPORATION (4768) 190,002,120 0

INFORMATION CREATIVE CO.,LTD. (4769) 7,732,270 0

ZUKEN ELMIC,INC. (4770) 6,284,944 0

F&M CO.,LTD. (4771) 15,714,400 0

Stream Media Corporation (4772) 115,903,831 Exercise of Subscription Warrants 0 Oct. 2018 Resolution based 1 0 Shares





Cybozu,Inc. (4776) 52,757,800 0

GALA INCORPORATED (4777) 19,060,800 Exercise of Subscription Warrants 0 Aug. 2018 Resolution based 1 0 Shares



NIHON HOUSING CO.,LTD. (4781) 16,080,000 0

Nippon Computer Dynamics Co.,Ltd. (4783) 8,800,000 0

GMO AD Partners Inc. (4784) 16,757,200 0

YAMADA Consulting Group Co.,Ltd. (4792) 19,896,000 0

Oricon Inc. (4800) 15,123,200 0

CENTRAL SPORTS Co.,LTD. (4801) 11,466,300 0

Paraca Inc. (4809) 10,294,600 Exercise of Subscription Warrants 10,000 Dec. 2013 Resolution based 1 0 Shares


Information Services International-Dentsu,Ltd. (4812) 65,182,480 0

ACCESS CO.,LTD. (4813) 39,633,000 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



Nextware Ltd. (4814) 13,015,222 0

TOEI ANIMATION CO.,LTD. (4816) 42,000,000 0

Digital Garage,Inc. (4819) 47,470,800 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 25,000,000 thou. JPY

Exercise of Subscription Warrants 8,800 May 2012 Resolution based 1 0 Shares
















Sep. 2021

- 72 -


Shares Shares

EM SYSTEMS CO.,LTD. (4820) 74,514,800 Exercise of Subscription Warrants 0 Jul. 2006 Resolution based 1 0 Shares

MEDIASEEK,inc. (4824) 9,766,800 0

WEATHERNEWS INC. (4825) 11,844,000 0

Computer Institute of Japan, Ltd. (4826) 18,555,080 0

Business Engineering Corporation (4828) 6,000,000 0

Nihon Enterprise Co.,Ltd. (4829) 40,134,900 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares


JFE Systems, Inc. (4832) 15,706,000 0

Success Holders,inc. (4833) 24,916,115 0

SHiDAX CORPORATION (4837) 40,929,162 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000 Shares

SPACE SHOWER NETWORKS INC. (4838) 11,330,800 0

WOWOW INC. (4839) 28,844,400 0

TriIs Incorporated (4840) 8,300,000 Exercise of Subscription Warrants 0 Apr. 2011 Resolution based 1 0 Shares




Scala,Inc. (4845) 17,633,059 Exercise of Subscription Warrants 35,600 Mar. 2016 Resolution based 1 35,600 Shares

INTELLIGENT WAVE INC. (4847) 26,340,000 0

FULLCAST HOLDINGS CO.,LTD. (4848) 37,486,400 0

en Japan Inc. (4849) 49,716,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares




CellSource Co.,Ltd. (4880) 6,195,600 Exercise of Subscription Warrants 7,800 Oct. 2017 Resolution based 1 3,600 Shares




FunPep Company Limited (4881) 17,322,300 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares








Perseus Proteomics Inc. (4882) 11,759,400 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares



Modalis Therapeutics Corporation (4883) 28,861,700 Exercise of Subscription Warrants 1,400 Apr. 2016 Resolution based 1 0 Shares







Kringle Pharma,Inc. (4884) 4,334,700 Exercise of Subscription Warrants 14,000 Oct. 2017 Resolution based 1 10,000 Shares


Sep. 2021

- 73 -


Shares Shares


MUROMACHI CHEMICALS INC. (4885) 4,095,500 0

ASKA Pharmaceutical Holdings Co.,Ltd. (4886) 30,563,199 0

SAWAI GROUP HOLDINGS Co.,Ltd. (4887) 43,791,339 Exercise of Subscription Warrants 0 Dec. 2020 Resolution based 1 0 Shares









STELLA PHARMA CORPORATION (4888) 28,646,700 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares



Renascience Inc. (4889) 12,269,000 Sep. 24 Initial Listing 12,269,000


FUJIFILM Holdings Corporation (4901) 514,625,728 0

KONICA MINOLTA,INC. (4902) 502,664,337 0

Shiseido Company,Limited (4911) 400,000,000 0

Lion Corporation (4912) 299,115,346 0

TAKASAGO INTERNATIONAL CORPORATION (4914) 20,152,397 0

MANDOM CORPORATION (4917) 48,269,212 0

IVY COSMETICS CORPORATION (4918) 5,104,000 0

Milbon Co.,Ltd. (4919) 33,117,234 0

Nippon Shikizai,Inc. (4920) 2,099,376 0

FANCL CORPORATION (4921) 130,353,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 10,000,000 thou. JPY

KOSE Corporation (4922) 60,592,541 0

COTA CO.,LTD. (4923) 24,744,300 0

HABA LABORATORIES,INC. (4925) 3,935,000 0

C'BON COSMETICS Co.,Ltd. (4926) 4,281,200 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

POLA ORBIS HOLDINGS INC. (4927) 229,136,156 0

Noevir Holdings Co.,Ltd. (4928) 34,156,623 0

ADJUVANT HOLDINGS CO.,LTD. (4929) 7,999,800 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares

GRAPHICO,Inc. (4930) 929,040 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares





Shinnihonseiyaku Co.,Ltd. (4931) 21,855,200 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

ALMADO,INC. (4932) 10,394,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


I-ne CO.,LTD. (4933) 8,741,020 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


Premier Anti-Aging Co.,Ltd. (4934) 8,720,000 0

LIBERTA CO.,LTD. (4935) 2,959,000 Exercise of Subscription Warrants 51,000 Oct. 2012 Resolution based 1 10,000 Shares


Sep. 2021

- 74 -


Shares Shares


AXXZIA Inc. (4936) 25,800,000 0

Waqoo Inc. (4937) 3,001,178 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares








S.T.CORPORATION (4951) 23,000,000 0

AGRO-KANESHO CO.,LTD. (4955) 13,404,862 0

KONISHI CO.,LTD. (4956) 40,707,440 0

YASUHARA CHEMICAL CO.,LTD. (4957) 10,839,663 0

T.HASEGAWA CO.,LTD. (4958) 42,708,154 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares






CHEMIPRO KASEI KAISHA,LTD. (4960) 16,623,613 0

GOO CHEMICAL CO.,LTD. (4962) 6,992,000 0

SEIKO PMC CORPORATION (4963) 30,321,283 0

C.Uyemura & Co.,Ltd. (4966) 19,756,080 0

KOBAYASHI PHARMACEUTICAL CO.,LTD. (4967) 82,050,000 0

ARAKAWA CHEMICAL INDUSTRIES,LTD. (4968) 20,652,400 0

Toyo Gosei Co.,Ltd. (4970) 8,143,390 0

MEC COMPANY LTD. (4971) 20,071,093 0

Soken Chemical & Engineering Co.,Ltd. (4972) 8,300,000 0

JAPAN PURE CHEMICAL CO.,LTD. (4973) 6,317,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares






TAKARA BIO INC. (4974) 120,415,600 0

JCU CORPORATION (4975) 27,870,454 0

TOYO DRILUBE CO.,LTD. (4976) 1,355,000 0

Nitta Gelatin Inc. (4977) 18,373,974 0

ReproCELL Incorporated (4978) 74,095,991 Exercise of Subscription Warrants 556,100 Jun. 2021 Resolution based 1 556,100 Shares

OAT Agrio Co.,Ltd. (4979) 5,536,000 0

Dexerials Corporation (4980) 64,384,000 Exercise of Subscription Warrants 5,000 Mar. 2013 Resolution based 1 0 Shares



Earth Corporation (4985) 22,077,500 0

TERAOKA SEISAKUSHO CO.,LTD. (4987) 26,687,955 0

Showa Chemical Industry Co.,Ltd. (4990) 11,979,000 0

Sep. 2021

- 75 -


Shares Shares

HOKKO CHEMICAL INDUSTRY CO.,LTD. (4992) 29,985,531 0

Taisei Lamick Co.,Ltd. (4994) 7,047,500 0

KUMIAI CHEMICAL INDUSTRY CO.,LTD. (4996) 133,184,612 0

NIHON NOHYAKU CO.,LTD. (4997) 81,967,082 0

FUMAKILLA LIMITED (4998) 16,490,000 0

CEMEDINE CO.,LTD. (4999) 15,167,000 0

TOA OIL COMPANY,LIMITED (5008) 12,443,500 0

FUJI KOSAN COMPANY,LTD. (5009) 8,743,907 0

NIPPON SEIRO CO.,LTD. (5010) 22,400,000 0

NICHIREKI CO.,LTD. (5011) 31,685,955 0

Yushiro Chemical Industry Co.,Ltd. (5013) 13,900,065 0

BP Castrol K.K. (5015) 22,975,189 0

Fuji Oil Company,Ltd. (5017) 78,183,677 0

MORESCO Corporation (5018) 9,696,500 0

Idemitsu Kosan Co.,Ltd. (5019) 297,864,718 0

ENEOS Holdings,Inc. (5020) 3,230,282,649 0

COSMO ENERGY HOLDINGS COMPANY,LIMITED (5021) 84,770,508 Exercise of CB 0 CB 22. 12 JPY 0 thou. JPY 60,000,000 thou. JPY

DRAFT Inc. (5070) 9,259,900 Exercise of Subscription Warrants 6,500 Jul. 2018 Resolution based 1 0 Shares


VIS co.ltd. (5071) 8,169,550 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares



ART FORCE JAPAN Co.,Ltd. (5072) 251,000 0

J-base,Inc. (5073) 90,000 0

TESS Holdings Co.,Ltd. (5074) 35,069,100 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

UPCON CORPORATION (5075) 1,299,400 0

The Yokohama Rubber Company,Limited (5101) 169,549,081 0

Showa Holdings Co.,Ltd. (5103) 76,293,426 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares


NITTO KAKO CO.,LTD. (5104) 3,840,000 0

Toyo Tire Corporation (5105) 154,111,029 0

BRIDGESTONE CORPORATION (5108) 713,698,221 0

Sumitomo Rubber Industries,Ltd. (5110) 263,043,057 0

FUJIKURA COMPOSITES Inc. (5121) 23,446,209 0

OKAMOTO INDUSTRIES,INC. (5122) 19,099,367 0

Achilles Corporation (5142) 15,862,714 0

NISHIKAWA RUBBER CO.,LTD. (5161) 19,995,387 0

ASAHI RUBBER INC. (5162) 4,618,520 0

NICHIRIN CO.,LTD. (5184) 14,371,500 0

Fukoku Co.,Ltd. (5185) 17,609,130 0

Nitta Corporation (5186) 30,272,503 0

CREATE MEDIC CO.,LTD. (5187) 9,664,327 0

SAKURA RUBBER CO.,LTD. (5189) 1,012,000 0

Sumitomo Riko Company Limited (5191) 104,042,806 0

Mitsuboshi Belting Ltd. (5192) 32,604,198 0

SAGAMI RUBBER INDUSTRIES CO.,LTD. (5194) 10,937,449 0

Bando Chemical Industries,Ltd. (5195) 47,213,536 0

Sep. 2021

- 76 -


Shares Shares

FUJI LATEX CO.,LTD. (5199) 1,286,199 0

AGC Inc. (5201) 227,441,381 0

Nippon Sheet Glass Company,Limited (5202) 90,933,999 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 30,000 Shares













ISHIZUKA GLASS CO.,LTD. (5204) 4,219,554 0

Arisawa Mfg.Co.,Ltd. (5208) 33,590,324 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares






Nihon Yamamura Glass Co.,Ltd. (5210) 11,145,249 0

FUJI GLASS CO.,LTD. (5212) 2,142,000 0

Nippon Electric Glass Co.,Ltd. (5214) 99,523,246 0

KURAMOTO CO.,LTD. (5216) 33,831,519 0

Techno Quartz Inc. (5217) 780,000 0

OHARA INC. (5218) 25,450,000 0

Sumitomo Osaka Cement Co.,Ltd. (5232) 37,243,217 Sep. 30 Retirement of Treasury Stocks -1,400,000

TAIHEIYO CEMENT CORPORATION (5233) 121,985,078 0

NOZAWA CORPORATION (5237) 12,075,000 0

RESOL HOLDINGS Co.,Ltd. (5261) 5,564,200 0

Nippon Hume Corporation (5262) 29,347,500 0

ASAHI CONCRETE WORKS CO.,LTD. (5268) 13,233,000 0

NIPPON CONCRETE INDUSTRIES CO.,LTD. (5269) 57,777,432 0

TOYO ASANO FOUNDATION CO.,LTD. (5271) 1,440,840 0

MITANI SEKISAN CO.,LTD. (5273) 24,986,599 0

SPANCRETE CORPORATION (5277) 9,332,400 0

NIHON KOGYO CO.,LTD. (5279) 3,064,200 0

Yoshicon Co.,Ltd. (5280) 8,030,248 0

GEOSTR Corporation (5282) 31,530,000 0

TAKAMISAWA CO.,LTD. (5283) 1,758,400 0

YAMAU HOLDINGS CO.,LTD. (5284) 6,306,000 0

YAMAX Corp. (5285) 5,790,000 0

ITO YOGYO CO.,LTD. (5287) 3,568,000 0

ASIA PILE HOLDINGS CORPORATION (5288) 38,089,792 0

Vertex Corporation (5290) 10,184,450 0

Sep. 2021

- 77 -


Shares Shares

TOKAI CARBON CO.,LTD. (5301) 224,943,104 0

Nippon Carbon Co.,Ltd. (5302) 11,832,504 0

SEC CARBON,LIMITED (5304) 4,138,868 0

TOYO TANSO CO.,LTD. (5310) 20,992,588 0

NORITAKE CO.,LIMITED (5331) 14,842,849 0

TOTO LTD. (5332) 176,981,297 0

NGK INSULATORS,LTD. (5333) 317,211,996 Sep. 10 Retirement of Treasury Stocks -5,000,000

NGK SPARK PLUG CO.,LTD. (5334) 204,175,320 0

DANTO HOLDINGS CORPORATION (5337) 30,000,000 0

ASAHI EITO CO.,LTD. (5341) 3,169,600 Exercise of Subscription Warrants 0 Aug. 2020 Resolution based 1 0 Shares

MARUWA CO.,LTD. (5344) 12,372,000 0

SHINAGAWA REFRACTORIES CO.,LTD. (5351) 9,429,366 0

KROSAKI HARIMA CORPORATION (5352) 9,114,528 0

Nippon Crucible Co.,Ltd. (5355) 7,045,200 0

YOTAI REFRACTORIES CO.,LTD. (5357) 25,587,421 0

Isolite Insulating Products Company,Limited (5358) 23,606,573 0

TYK CORPORATION (5363) 45,477,000 0

NIKKATO CORPORATION (5367) 12,135,695 0

JAPAN INSULATION CO.,LTD. (5368) 8,707,200 0

SHINTO COMPANY LIMITED (5380) 415,841 0

Mipox Corporation (5381) 12,081,920 0

FUJIMI INCORPORATED (5384) 28,699,500 0

TSURUYA CO.,LTD. (5386) 7,767,800 0

CHIYODA UTE CO.,LTD. (5387) 23,318,397 Sep. 10 Retirement of Treasury Stocks -418,768

KUNIMINE INDUSTRIES CO.,LTD. (5388) 14,450,000 0

A&A Material Corporation (5391) 7,778,000 0

NICHIAS CORPORATION (5393) 67,811,917 0

Riken Corundum Company Limited (5395) 922,128 0

NIPPON STEEL CORPORATION (5401) 950,321,402 0

Kobe Steel,Ltd. (5406) 364,364,210 0

NAKAYAMA STEEL WORKS,LTD. (5408) 63,079,256 0

Godo Steel,Ltd. (5410) 17,145,211 0

JFE Holdings,Inc. (5411) 614,438,399 0

TOKYO STEEL MANUFACTURING CO.,LTD. (5423) 155,064,249 0

KYOEI STEEL LTD. (5440) 44,898,730 0

YAMATO KOGYO CO.,LTD. (5444) 67,670,000 0

TOKYO TEKKO CO.,LTD. (5445) 9,365,305 0

HOKUETSU METAL Co.,Ltd. (5446) 3,994,000 0

OSAKA STEEL CO.,LTD. (5449) 42,279,982 0

Yodogawa Steel Works,Ltd. (5451) 34,837,230 0

TAKASAGO TEKKO K.K. (5458) 3,008,000 0

Maruichi Steel Tube Ltd. (5463) 94,000,000 0

MORY INDUSTRIES INC. (5464) 7,846,480 0

Daido Steel Co.,Ltd. (5471) 43,448,769 0

Nippon Koshuha Steel Co.,Ltd. (5476) 14,687,617 0

Nippon Yakin kogyo Co.,Ltd. (5480) 15,497,333 0

Sanyo Special Steel Co.,Ltd. (5481) 54,507,307 0

Sep. 2021

- 78 -


Shares Shares

AICHI STEEL CORPORATION (5482) 19,886,675 0

Tohoku Steel Co.,Ltd. (5484) 7,550,000 0

Hitachi Metals,Ltd. (5486) 428,904,352 0

NIPPON KINZOKU CO.,LTD. (5491) 6,700,000 0

PACIFIC METALS CO.,LTD. (5541) 19,577,071 0

SHINHOKOKU STEEL CORPORATION (5542) 3,510,000 0

Nippon Denko Co.,Ltd. (5563) 146,853,367 0

Kurimoto,Ltd. (5602) 13,098,490 0

KOGI CORPORATION (5603) 3,362,163 0

NIPPON CHUZO K.K. (5609) 5,135,150 0

Daiwa Heavy Industry Co.,Ltd. (5610) 1,358,000 0

NIPPON CHUTETSUKAN K.K. (5612) 3,293,074 0

The Japan Steel Works,Ltd. (5631) 74,373,265 0

Mitsubishi Steel Mfg.Co.,Ltd. (5632) 15,709,968 0

METALART CORPORATION (5644) 3,157,382 0

NICHIA STEEL WORKS,LTD. (5658) 51,755,478 0

Nippon Seisen Co.,Ltd. (5659) 6,492,293 0

KOBELCO WIRE COMPANY,LTD. (5660) 5,912,999 0

REVER HOLDINGS CORPORATION (5690) 0 Sep. 29 Delisting -17,126,500

Powdertech Co.,Ltd. (5695) 2,970,000 0

SANYU CO.,LTD. (5697) 6,091,000 0

ENVIPRO HOLDINGS Inc. (5698) 15,051,227 Exercise of Subscription Warrants 0 Apr. 2010 Resolution based 1 0 Shares



IBOKIN Co.,Ltd. (5699) 1,713,600 0

DAIKI ALUMINIUM INDUSTRY CO.,LTD. (5702) 43,629,235 0

Nippon Light Metal Holdings Company,Ltd. (5703) 61,993,750 0

JMC Corporation (5704) 5,291,400 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Mitsui Mining and Smelting Company,Limited (5706) 57,310,077 0

Toho Zinc CO.,Ltd. (5707) 13,585,521 0

Mitsubishi Materials Corporation (5711) 131,489,535 0

Sumitomo Metal Mining Co.,Ltd. (5713) 290,814,015 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 30,000,000 thou. JPY

DOWA HOLDINGS CO.,LTD. (5714) 61,989,206 0

FURUKAWA CO.,LTD. (5715) 40,445,568 0

S･Science Company,Ltd. (5721) 113,883,749 Exercise of Subscription Warrants 2,100,000 Mar. 2021 Resolution based 1 2,100,000 Shares

Asaka Riken Co.,Ltd. (5724) 5,144,600 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares

OSAKA Titanium technologies Co.,Ltd. (5726) 36,800,000 0

TOHO TITANIUM COMPANY,LIMITED (5727) 71,270,910 0

NIHON SEIKO CO.,LTD (5729) 2,605,900 0

UACJ Corporation (5741) 48,328,193 0

NIC Autotec,Inc. (5742) 5,500,000 0

NIPPON SHINDO CO.,LTD. (5753) 2,370,000 0

CK SAN-ETSU Co.,Ltd. (5757) 8,867,000 0

Nippon Denkai,Ltd. (5759) 7,250,000 0

TOHO KINZOKU CO.,LTD. (5781) 2,338,001 0

Sep. 2021

- 79 -


Shares Shares

Furukawa Electric Co.,Ltd. (5801) 70,666,917 0

Sumitomo Electric Industries,Ltd. (5802) 793,940,571 0

Fujikura Ltd. (5803) 295,863,421 0

SWCC SHOWA HOLDINGS CO.,LTD. (5805) 30,826,861 0

TOTOKU ELECTRIC CO.,LTD. (5807) 6,808,788 0

TATSUTA ELECTRIC WIRE AND CABLE CO.,LTD. (5809) 70,156,394 0

Onamba Co.,Ltd. (5816) 12,558,251 0

JMACS Japan Co.,Ltd. (5817) 4,691,555 0

Canare Electric Co.,Ltd. (5819) 7,028,060 0

MITSUBOSHI CO.,LTD. (5820) 1,266,655 0

HIRAKAWA HEWTECH CORP. (5821) 17,627,800 0

RYOBI LIMITED (5851) 32,646,143 0

AHRESTY CORPORATION (5852) 26,076,717 0

Life Intelligent Enterprise Holdings Co.,Ltd. (5856) 74,903,800 0

Asahi Holdings,Inc. (5857) 79,708,688 Exercise of Subscription Warrants 0 Feb. 2021 Resolution based 1 0 Shares

STG CO.,LTD. (5858) 838,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

DAIKEN CO.,LTD. (5900) 5,970,480 0

Toyo Seikan Group Holdings,Ltd. (5901) 202,862,162 0

HOKKAN HOLDINGS LIMITED (5902) 13,469,387 0

SHINPO CO.,LTD. (5903) 6,140,850 0

NIHON SEIKAN K.K. (5905) 1,392,000 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares






MK SEIKO CO.,LTD. (5906) 15,595,050 0

JFE Container Co.,Ltd. (5907) 2,867,500 0

CORONA CORPORATION (5909) 29,342,454 0

Yokogawa Bridge Holdings Corp. (5911) 45,564,802 0

KOMAIHALTEC Inc. (5915) 4,972,709 0

The Takigami Steel Construction Co.,Ltd. (5918) 2,697,600 0

Kawagishi Bridge Works Co.,Ltd. (5921) 3,000,000 0

NASU DENKI-TEKKO CO.,LTD. (5922) 1,200,000 0

TAKADAKIKO(Steel Construction)CO.,LTD. (5923) 2,237,586 0

ALMETAX MANUFACTURING CO,LTD. (5928) 11,912,515 0

Sanwa Holdings Corporation (5929) 231,000,000 0

Bunka Shutter Co.,Ltd. (5930) 72,196,487 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

Sankyo Tateyama,Inc. (5932) 31,554,629 0

ALINCO INCORPORATED (5933) 21,039,326 0

GANTAN BEAUTY INDUSTRY CO.,LTD. (5935) 771,606 0

TOYO SHUTTER CO.,LTD. (5936) 6,387,123 0

LIXIL Corporation (5938) 313,319,159 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 60,000,000 thou. JPY

OTANI KOGYO CO.,LTD. (5939) 780,000 Sep. 30 Retirement of Treasury Stocks -100,000

FUJISASH CO.,LTD. (5940) 126,267,824 0

NAKANISHI MFG. CO.,LTD. (5941) 6,306,000 0

NIPPON FILCON CO.,LTD. (5942) 22,167,211 0

Sep. 2021

- 80 -


Shares Shares

NORITZ CORPORATION (5943) 50,797,651 0

Tenryu Saw Mfg.Co.,Ltd. (5945) 5,573,817 0

CHOFU SEISAKUSHO CO.,LTD. (5946) 35,980,500 0

RINNAI CORPORATION (5947) 50,021,057 Sep. 02 Retirement of Treasury Stocks -1,600,000

UNIPRES CORPORATION (5949) 47,991,873 0

JAPAN POWER FASTENING CO.,LTD. (5950) 18,688,540 Exercise of CB 0 CB 1 0 thou. JPY 549,976 thou. JPY


Dainichi Co.,Ltd. (5951) 19,058,587 0

Amatei Incorporated (5952) 12,317,000 0

YAMASHINA CORPORATION (5955) 143,611,765 0

TOSO CO.,LTD. (5956) 10,000,000 0

NITTOSEIKO CO.,LTD. (5957) 39,985,017 0

SANYO INDUSTRIES,LTD. (5958) 3,520,000 0

OKABE CO.,LTD. (5959) 53,790,632 0

ASAKA INDUSTRIAL CO.,LTD. (5962) 1,037,080 0

TOYO KNIFE CO.,LTD. (5964) 1,865,900 0

FUJIMAK CORPORATION (5965) 14,272,000 0

KYOTO TOOL CO.,LTD. (5966) 2,477,435 0

TONE CO.,LTD. (5967) 2,342,600 0

LOBTEX Co.,Ltd. (5969) 1,000,000 0

G-TEKT CORPORATION (5970) 43,931,260 0

KYOWAKOGYOSYO CO.,LTD. (5971) 1,360,000 0

TOAMI CORPORATION (5973) 6,400,000 0

CHUGOKUKOGYO CO.,LTD. (5974) 3,420,000 0

Topre Corporation (5975) 54,021,824 0

Neturen Co.,Ltd. (5976) 43,790,500 0

TOKYO ROPE MFG.CO.,LTD (5981) 16,268,242 0

MARUZEN CO.,LTD. (5982) 19,780,000 0

IWABUCHI CORPORATION (5983) 1,100,000 0

KANEFUSA CORPORATION (5984) 14,310,000 0

SUNCALL CORPORATION (5985) 34,057,923 0

MOLITEC STEEL CO.,LTD. (5986) 22,558,063 0

ONEX Corporation (5987) 1,660,000 0

PIOLAX,INC. (5988) 39,254,100 0

H-ONE CO.,LTD. (5989) 28,392,830 0

SUPER TOOL CO.,LTD. (5990) 2,084,304 0

NHK SPRING CO.,LTD. (5991) 244,066,144 0

CHUO SPRING CO.,LTD. (5992) 25,542,396 0

FINE SINTER CO.,LTD. (5994) 4,420,000 0

KYORITSU AIR TECH INC. (5997) 6,000,000 0

Advanex Inc. (5998) 4,153,370 0

IHARA SCIENCE CORPORATION (5999) 14,000,000 0

MIURA CO.,LTD. (6005) 125,291,112 0

TAKUMA CO.,LTD. (6013) 83,000,000 0

Japan Engine Corporation (6016) 2,800,000 0

THE HANSHIN DIESEL WORKS,LTD. (6018) 3,233,478 Exercise of Subscription Warrants 0 Aug. 2011 Resolution based 1 0 Shares


Sep. 2021

- 81 -


Shares Shares









Akasaka Diesels Ltd. (6022) 1,540,000 0

DAIHATSU DIESEL MFG. CO.,LTD. (6023) 31,850,000 0

GMO TECH,Inc. (6026) 1,100,620 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

Bengo4.com,Inc. (6027) 22,264,500 Exercise of Subscription Warrants 1,500 Aug. 2014 Resolution based 1 1,500 Shares







TechnoPro Holdings,Inc. (6028) 108,421,164 0

Artra Group Corporation (6029) 9,767,000 0

Adventure,Inc. (6030) 6,800,100 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares



Scigineer Inc. (6031) 3,171,756 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares








Interworks,Inc. (6032) 9,800,000 0

EXTREME CO.,LTD. (6033) 5,479,976 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares


MRT Inc. (6034) 5,704,800 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares



IR Japan Holdings,Ltd. (6035) 17,839,710 0

KeePer Technical Laboratory Co.,Ltd. (6036) 28,280,840 0

FIRSTLOGIC,INC. (6037) 11,844,400 0

IID,Inc. (6038) 5,012,200 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares



Japan Animal Referral Medical Center Co.,Ltd. (6039) 2,436,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares

Nippon Ski Resort Development Co.,Ltd. (6040) 16,000,400 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares


NIKKI CO.,LTD. (6042) 2,000,000 0

Sep. 2021

- 82 -


Shares Shares

SANKI SERVICE CORPORATION (6044) 5,943,485 0

Rentracks CO.,LTD. (6045) 7,975,800 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

LINKBAL INC. (6046) 19,500,000 0

Gunosy Inc. (6047) 24,137,774 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares





DesignOne Japan,Inc. (6048) 15,161,300 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares



ItoKuro Inc. (6049) 22,680,000 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares










E-Guardian Inc. (6050) 10,405,800 0

Livesense Inc. (6054) 28,160,000 0

JAPAN MATERIAL Co.,Ltd. (6055) 105,149,520 0

VECTOR INC. (6058) 47,936,100 0

UCHIYAMA HOLDINGS Co.,Ltd. (6059) 21,618,800 0

Cocolonet CO., LTD. (6060) 3,843,100 0

UNIVERSAL ENGEISHA CO.,LTD (6061) 5,025,000 0

CHARM CARE CORPORATION (6062) 32,712,000 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares




Emergency Assistance Japan Co., Ltd. (6063) 2,519,600 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares


Shintokyo Group Co.,Ltd. (6066) 0 Sep. 30 Delisting -4,960,000

Impact HD Inc. (6067) 6,667,594 Exercise of Subscription Warrants 27,100 Feb. 2018 Resolution based 1 0 Shares



Trenders,Inc. (6069) 7,581,600 Exercise of Subscription Warrants 0 Mar. 2012 Resolution based 1 0 Shares




CAREERLINK CO.,LTD. (6070) 12,583,400 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares



IBJ,Inc. (6071) 42,000,000 0

Jibannet Holdings Co.,Ltd. (6072) 23,148,000 0

Sep. 2021

- 83 -


Shares Shares

ASANTE INCORPORATED (6073) 12,348,500 0

JSS CORPORATION (6074) 4,026,056 0

Value HR Co.,Ltd. (6078) 12,286,800 Exercise of Subscription Warrants 19,200 Feb. 2016 Resolution based 1 5,200 Shares


M&A Capital Partners Co.,Ltd. (6080) 31,717,000 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares




Allied Architects,Inc. (6081) 14,137,374 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares






RIDE ON EXPRESS HOLDINGS Co.,Ltd. (6082) 10,854,047 0

ERI HOLDINGS CO.,LTD. (6083) 7,832,400 0

ARCHITECTS STUDIO JAPAN INC. (6085) 1,743,150 0

Shin Maint Holdings Co.,Ltd. (6086) 10,833,000 0

ABIST Co.,Ltd. (6087) 3,980,000 0

SIGMAXYZ Inc. (6088) 23,154,300 0

WILL GROUP,INC. (6089) 22,637,000 Exercise of Subscription Warrants 23,700 Apr. 2015 Resolution based 1 19,600 Shares



Human Metabolome Technologies,Inc. (6090) 5,900,300 Exercise of Subscription Warrants 0 Feb. 2013 Resolution based 1 0 Shares





Wesco Holdings Inc. (6091) 17,724,297 0

EnBio Holdings,Inc (6092) 6,671,700 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares


Escrow Agent Japan,Inc. (6093) 45,704,269 0

FreakOut Holdings,inc. (6094) 18,015,424 Exercise of CB 670,640 CB 2 900,000 thou. JPY 0 thou. JPY

CB 3 0 thou. JPY 1,500,000 thou. JPY

Exercise of Subscription Warrants 6,600 Mar. 2014 Resolution based 1 6,600 Shares


MedPeer,Inc. (6095) 21,574,190 Exercise of Subscription Warrants 17,400 Nov. 2014 Resolution based 1 10,000 Shares




RareJob,Inc. (6096) 9,658,000 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares






Recruit Holdings Co.,Ltd. (6098) 1,695,960,030 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares

Sep. 2021

- 84 -


Shares Shares

ELAN Corporation (6099) 60,600,000 0

TSUGAMI CORPORATION (6101) 55,000,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

























OKUMA Corporation (6103) 33,755,154 0

SHIBAURA MACHINE CO.,LTD. (6104) 29,977,106 0

AMADA CO.,LTD. (6113) 359,115,217 0

AIDA ENGINEERING,LTD. (6118) 69,448,421 0

TAKISAWA MACHINE TOOL CO.,LTD. (6121) 6,578,122 0

OKAMOTO MACHINE TOOL WORKS,LTD. (6125) 4,717,895 0

HAMAI CO.,LTD. (6131) 3,462,400 0

FUJI CORPORATION (6134) 97,823,748 0

Makino Milling Machine Co.,Ltd. (6135) 24,893,841 0

OSG Corporation (6136) 98,196,724 Exercise of CB 0 CB 22. 4 JPY 0 thou. JPY 1,670,000 thou. JPY


KOIKE SANSO KOGYO CO.,LTD. (6137) 4,522,933 0

DIJET INDUSTRIAL CO.,LTD. (6138) 2,992,999 0

Asahi Diamond Industrial Co.,Ltd. (6140) 55,700,000 0

DMG MORI CO.,LTD. (6141) 125,953,683 Exercise of CB 0 CB 24. 7 JPY 0 thou. JPY 40,000,000 thou. JPY

Sodick Co.,Ltd. (6143) 58,792,239 0

Seibu Electric & Machinery Co.,Ltd. (6144) 15,160,000 0

NITTOKU CO.,LTD. (6145) 18,098,923 0

DISCO CORPORATION (6146) 36,092,271 Exercise of Subscription Warrants 0 Jul. 2004 Resolution based 1 0 Shares



Sep. 2021

- 85 -


Shares Shares























YAMAZAKI CO.,LTD. (6147) 4,579,000 0

Odawara Engineering Co.,Ltd. (6149) 6,392,736 0

TAKEDA MACHINERY CO.,LTD. (6150) 1,020,000 0

NITTO KOHKI CO.,LTD. (6151) 21,803,295 0

TAKAMATSU MACHINERY CO.,LTD. (6155) 11,020,000 0

A-ONE SEIMITSU INC. (6156) 6,000,000 0

NS TOOL CO.,LTD. (6157) 25,035,034 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares




WAIDA MFG.CO.,LTD. (6158) 7,028,000 0

MICRON MACHINERY CO.,LTD. (6159) 7,706,100 0

ESTIC CORPORATION (6161) 2,942,000 0

TAIYO KOKI CO.,LTD. (6164) 5,956,400 0

PUNCH INDUSTRY CO.,LTD. (6165) 22,122,400 0

NAKAMURA CHOUKOU CO.,LTD. (6166) 11,020,900 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares

Fuji Die Co.,Ltd. (6167) 20,000,000 0

Ogic Group Corp. (6168) 1,300,010 0

C.E.Management Integrated Laboratory Co.Ltd (6171) 14,221,995 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares

Metaps Inc. (6172) 13,730,018 Exercise of CB 0 CB 1 0 thou. JPY 1,377,540 thou. JPY

Exercise of Subscription Warrants 26,600 Jan. 2019 Resolution based 1 0 Shares


Aqualine Ltd. (6173) 2,032,600 0

DENTAS CO.,LTD. (6174) 406,666 0

Net Marketing Co.Ltd. (6175) 14,940,200 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares

Sep. 2021

- 86 -


Shares Shares




Brangista Inc. (6176) 14,575,300 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares






AppBank Inc. (6177) 7,862,500 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares



JAPAN POST HOLDINGS Co.,Ltd. (6178) 1,484,436,029 0

GMO Media,Inc. (6180) 1,868,839 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares

Tameny Inc. (6181) 21,790,600 Exercise of Subscription Warrants 920,000 May 2015 Resolution based 1 0 Shares


MetaReal Corporation (6182) 10,657,660 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares




BELLSYSTEM24 HOLDINGS,INC. (6183) 73,679,947 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

Kamakura Shinsho,Ltd. (6184) 38,889,600 Exercise of Subscription Warrants 96,000 May 2014 Resolution based 1 0 Shares







SMN Corporation (6185) 13,225,921 Exercise of Subscription Warrants 10,400 Aug. 2013 Resolution based 1 0 Shares


ICHIKURA CO.,LTD. (6186) 5,516,335 0

FUJI SOFT SERVICE BUREAU INCORPORATED (6188) 13,500,000 0

Global Kids Company Corp. (6189) 9,328,511 Exercise of Subscription Warrants 21,000 Sep. 2015 Resolution based 1 15,000 Shares




PhoenixBio Co.,Ltd. (6190) 3,307,112 Exercise of CB 0 CB 1 0 thou. JPY 900,000 thou. JPY


AirTrip Corp. (6191) 22,107,965 Exercise of Subscription Warrants 451,800 Sep. 2015 Resolution based 1 10,800 Shares







HyAS&Co.Inc. (6192) 37,336,980 Exercise of Subscription Warrants 31,500 Apr. 2013 Resolution based 1 18,000 Shares


Sep. 2021

- 87 -


Shares Shares



Virtualex Holdings,Inc. (6193) 2,945,453 Exercise of Subscription Warrants 300 May 2013 Resolution based 1 300 Shares


Atrae,Inc. (6194) 26,779,200 Exercise of Subscription Warrants 54,000 Jul. 2015 Resolution based 1 54,000 Shares

HOPE,INC. (6195) 9,360,100 Sep. 24 Third-Party Allotment, etc. 276,900

Exercise of Subscription Warrants 538,100 Apr. 2021 Resolution based 1 0 Shares


Strike Company,Limited (6196) 19,354,200 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares

Solasto Corporation (6197) 94,479,050 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares




CAREER CO.,LTD. (6198) 8,624,320 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares


SERAKU Co.,Ltd. (6199) 13,902,400 Exercise of Subscription Warrants 0 Aug. 2014 Resolution based 1 0 Shares




Insource Co.,Ltd. (6200) 42,621,500 Exercise of Subscription Warrants 0 Sep. 2014 Resolution based 1 0 Shares

TOYOTA INDUSTRIES CORPORATION (6201) 325,840,640 0

Howa Machinery,Ltd. (6203) 12,548,134 0

OKK CORPORATION (6205) 8,146,556 0

Ishikawa Seisakusho,Ltd. (6208) 6,385,972 0

TOYO MACHINERY & METAL CO.,Ltd. (6210) 20,703,000 0

TSUDAKOMA Corp. (6217) 6,807,555 0

ENSHU Limited (6218) 6,353,454 0

SHIMA SEIKI MFG.,LTD. (6222) 35,800,000 0

AIMECHATEC,Ltd. (6227) 5,630,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


J.E.T.Co.,LTD. (6228) 1,945,000 0

OKUMURA ENGINEERING corp. (6229) 4,519,700 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

SANEI LTD. (6230) 2,289,000 0

KIMURA KOHKI Co.,Ltd. (6231) 3,849,000 0

ACSL Ltd. (6232) 12,318,600 Exercise of Subscription Warrants 159,525 Jul. 2017 Resolution based 1 46,875 Shares




KYOKUTO SANKI CO.,LTD. (6233) 5,391,000 0

OPTORUN CO.,LTD. (6235) 44,358,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares


NC Holdings Co.,Ltd. (6236) 6,416,046 0

IWAKI CO.,LTD. (6237) 22,490,910 0

FURYU CORPORATION (6238) 28,296,000 0

NAGAOKA INTERNATIONAL CORPORATION (6239) 7,078,400 0

YAMASHIN-FILTER CORP. (6240) 71,405,570 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares

HIRANO TECSEED CO.,LTD. (6245) 15,394,379 0

Sep. 2021

- 88 -


Shares Shares

Techno Smart Corp. (6246) 12,401,720 0

HISAKA WORKS,LTD. (6247) 32,732,800 0

Yokota Manufacturing Co., Ltd. (6248) 1,873,500 0

Gamecard-Joyco Holdings,Inc. (6249) 14,263,000 0

YAMABIKO CORPORATION (6250) 44,108,428 0

Nomura Micro Science Co.,Ltd. (6254) 10,152,000 0

NPC Incorporated (6255) 22,052,426 0

FUJISHOJI CO.,LTD. (6257) 24,395,500 0

HIRATA Corporation (6258) 10,756,090 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

PEGASUS SEWING MACHINE MFG.CO.,LTD. (6262) 24,828,600 0

Marumae Co.,Ltd. (6264) 13,053,000 0

Myotoku Ltd. (6265) 1,657,000 0

TAZMO CO.,LTD. (6266) 13,508,300 0

GENERAL PACKER CO.,LTD. (6267) 1,798,800 0

Nabtesco Corporation (6268) 121,064,099 0

MODEC,INC. (6269) 56,408,000 0

NISSEI CORPORATION (6271) 29,194,673 0

RHEON AUTOMATIC MACHINERY CO.,LTD. (6272) 28,392,000 0

SMC CORPORATION (6273) 67,369,359 0

SiriusVision CO.,LTD. (6276) 5,722,500 0

HOSOKAWA MICRON CORPORATION (6277) 8,615,269 0

UNION TOOL CO. (6278) 19,780,000 0

ZUIKO CORPORATION (6279) 28,800,000 0

MAEDASEISAKUSHO CO.,LTD. (6281) 0 Sep. 29 Delisting -16,100,000

OILES CORPORATION (6282) 34,300,505 0

NISSEI ASB MACHINE CO.,LTD. (6284) 15,348,720 0

SEIKO CORPORATION (6286) 6,483,323 0

SATO HOLDINGS CORPORATION (6287) 34,921,242 0

GIKEN LTD. (6289) 28,120,028 Exercise of Subscription Warrants 4,100 Oct. 2015 Resolution based 1 4,100 Shares

AIRTECH JAPAN,LTD. (6291) 10,448,200 Exercise of Subscription Warrants 1,000 Apr. 2016 Resolution based 1 0 Shares


KAWATA MFG. CO.,LTD. (6292) 7,210,000 0

NISSEI PLASTIC INDUSTRIAL CO.,LTD. (6293) 22,272,000 0

OKADA AIYON CORPORATION (6294) 8,378,700 0

KOKEN BORING MACHINE CO.,LTD. (6297) 8,970,111 0

Y.A.C.HOLDINGS CO.,LTD. (6298) 9,758,947 0

Kobelco Eco-Solutions Co.,Ltd. (6299) 16,120,000 0

KOMATSU LTD. (6301) 973,145,800 Sep. 03 Third-Party Allotment, etc. 258,190

SUMITOMO HEAVY INDUSTRIES,LTD. (6302) 122,905,481 0

Sasakura Engineering Co.,Ltd. (6303) 3,113,800 0

Hitachi Construction Machinery Co.,Ltd. (6305) 215,115,038 0

NIKKO CO.,LTD. (6306) 40,000,000 0

SANSEI CO.,LTD. (6307) 8,987,700 0

TOMOE ENGINEERING CO.,LTD.(TOMOE KOGYO CO.,LTD.) (6309) 10,533,200 0

ISEKI & CO.,LTD. (6310) 22,984,993 0

Freund Corporation (6312) 18,400,000 0

TOWA CORPORATION (6315) 25,021,832 0

Sep. 2021

- 89 -


Shares Shares

MARUYAMA MFG.CO.,INC. (6316) 5,029,332 0

Kitagawa Corporation (6317) 9,650,803 0

SNT CORPORATION (6319) 55,000,000 0

TACMINA CORPORATION (6322) 7,728,540 0

RORZE CORPORATION (6323) 17,640,000 0

Harmonic Drive Systems Inc. (6324) 96,315,400 0

TAKAKITA CO.,LTD. (6325) 14,000,000 0

KUBOTA CORPORATION (6326) 1,208,576,846 0

KITAGAWA SEIKI CO.,LTD. (6327) 7,649,600 0

EBARA JITSUGYO CO.,LTD. (6328) 13,430,000 0

TOYO ENGINEERING CORPORATION (6330) 38,558,507 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,270,300 Shares

Mitsubishi Kakoki Kaisha,Ltd. (6331) 7,913,950 0

TSUKISHIMA KIKAI CO.,LTD. (6332) 45,625,800 0

TEIKOKU ELECTRIC MFG. CO.,LTD. (6333) 20,440,038 0

Meiji Machine Co.,Ltd. (6334) 11,402,636 0

TOKYO KIKAI SEISAKUSHO,LTD. (6335) 8,728,920 0

ISHII HYOKI CO.,LTD. (6336) 8,176,452 0

TESEC Corporation (6337) 5,778,695 0

Takatori Corporation (6338) 5,491,490 0

Sintokogio,Ltd. (6339) 54,580,928 0

SHIBUYA CORPORATION (6340) 28,149,877 Exercise of Subscription Warrants 0 Aug. 2019 Resolution based 1 0 Shares

Taihei Machinery Works,Limited (6342) 1,500,000 0

FREESIA MACROSS CORPORATION (6343) 45,099,320 0

AICHI CORPORATION (6345) 78,225,350 0

KIKUKAWA ENTERPRISE,INC. (6346) 1,320,000 0

PLACO CO.,LTD. (6347) 8,997,525 Exercise of Subscription Warrants 0 Dec. 2020 Resolution based 1 0 Shares


KOMORI CORPORATION (6349) 58,292,340 0

TSURUMI MANUFACTURING CO.,LTD. (6351) 27,500,000 0

Sumitomo Precision Products Co.,Ltd. (6355) 5,316,779 0

NIPPON GEAR CO.,LTD. (6356) 14,280,000 0

Sansei Technologies,Inc. (6357) 19,332,057 0

SAKAI HEAVY INDUSTRIES,LTD. (6358) 4,366,117 0

TOKYO AUTOMATIC MACHINERY WORKS,LTD. (6360) 1,452,000 0

EBARA CORPORATION (6361) 95,509,633 Exercise of Subscription Warrants 5,000 Oct. 2009 Resolution based 1 0 Shares









Ishii Iron Works Co.,Ltd. (6362) 3,784,000 0

Torishima Pump Mfg.Co.,Ltd. (6363) 29,112,179 0

HOKUETSU INDUSTRIES CO.,LTD. (6364) 30,165,418 0

DMW CORPORATION (6365) 4,776,900 0

Sep. 2021

- 90 -


Shares Shares

Chiyoda Corporation (6366) 260,324,529 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 175,000,000 Shares

DAIKIN INDUSTRIES,LTD. (6367) 293,113,973 0

ORGANO CORPORATION (6368) 11,589,925 0

TOYO KANETSU K.K. (6369) 9,323,074 0

Kurita Water Industries Ltd. (6370) 116,200,694 0

TSUBAKIMOTO CHAIN CO. (6371) 38,281,393 0

DAIDO KOGYO CO.,LTD. (6373) 10,924,201 0

NIKKISO CO.,LTD. (6376) 74,286,464 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares








KIMURA CHEMICAL PLANTS CO.,LTD. (6378) 20,600,000 0

RAIZNEXT Corporation (6379) 54,168,053 0

ORIENTAL CHAIN MFG. CO.,LTD. (6380) 1,467,233 0

ANEST IWATA Corporation (6381) 41,745,505 0

TRINITY INDUSTRIAL CORPORATION (6382) 18,220,000 0

DAIFUKU CO.,LTD. (6383) 126,610,077 0

SHOWA SHINKU CO.,LTD. (6384) 6,499,000 0

SAMCO INC. (6387) 8,042,881 0

KATO WORKS CO.,LTD. (6390) 11,743,587 0

KAJI TECHNOLOGY CORPORATION (6391) 1,718,000 0

YAMADA CORPORATION (6392) 2,400,000 0

YUKEN KOGYO CO.,LTD. (6393) 4,510,676 0

TADANO LTD. (6395) 129,500,355 0

Unozawa-gumi Iron Works,Limited (6396) 1,120,000 0

FUJI SEIKI CO.,LTD. (6400) 9,054,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares

KANEMATSU ENGINEERING CO.,LTD. (6402) 5,564,000 0

SUIDO KIKO KAISHA,LTD. (6403) 4,295,968 0

Suzumo Machinery Co.,Ltd. (6405) 6,480,000 0

FUJITEC CO.,LTD. (6406) 85,300,000 0

CKD Corporation (6407) 67,909,449 0

OGURA CLUTCH CO.,LTD. (6408) 1,553,323 0

KITO CORPORATION (6409) 21,048,200 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares


NAKANO REFRIGERATORS CO.,LTD. (6411) 5,068,000 0

Heiwa Corporation (6412) 99,809,060 0

RISO KAGAKU CORPORATION (6413) 45,000,000 0

KATSURAGAWA ELECTRIC CO.,LTD. (6416) 1,552,500 0

SANKYO CO.,LTD. (6417) 69,597,500 0

JAPAN CASH MACHINE CO.,LTD. (6418) 29,662,851 0

Mars Group Holdings Corporation (6419) 22,720,000 0

FUKUSHIMA GALILEI CO.LTD. (6420) 22,066,160 0

TAKAMISAWA CYBERNETICS COMPANY,LTD. (6424) 4,525,000 0

Sep. 2021

- 91 -


Shares Shares

Universal Entertainment Corporation (6425) 80,195,000 0

OIZUMI Corporation (6428) 22,500,000 0

DAIKOKU DENKI CO.,LTD. (6430) 14,783,900 0

TAKEUCHI MFG.CO.,LTD. (6432) 48,999,000 0

HEPHAIST CO.,LTD. (6433) 6,316,700 0

Amano Corporation (6436) 76,657,829 0

JUKI CORPORATION (6440) 29,874,179 0

SANDEN HOLDINGS CORPORATION (6444) 111,693,313 0

JANOME SEWING MACHINE CO.,LTD. (6445) 19,521,444 0

BROTHER INDUSTRIES,LTD. (6448) 262,220,530 0

MAX CO.,LTD. (6454) 47,537,426 0

MORITA HOLDINGS CORPORATION (6455) 46,918,542 0

GLORY LTD. (6457) 63,638,210 0

SINKO INDUSTRIES LTD. (6458) 27,212,263 0

DAIWA INDUSTRIES LTD. (6459) 51,717,215 0

SEGA SAMMY HOLDINGS INC. (6460) 266,229,476 0

Nippon Piston Ring Co.,Ltd. (6461) 8,374,157 0

RIKEN CORPORATION (6462) 10,648,466 0

TPR CO.,LTD. (6463) 36,100,099 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares


TSUBAKI NAKASHIMA CO.,LTD. (6464) 41,561,200 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares








HOSHIZAKI CORPORATION (6465) 72,427,650 0

TVE Co.,Ltd. (6466) 2,678,600 0

NICHIDAI CORPORATION (6467) 9,053,300 0

HODEN SEIMITSU KAKO KENKYUSHO CO.,LTD. (6469) 7,407,800 0

TAIHO KOGYO CO.,LTD. (6470) 29,172,457 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares



NSK Ltd. (6471) 551,268,104 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

NTN CORPORATION (6472) 532,463,527 0

JTEKT Corporation (6473) 343,286,307 0

NACHI-FUJIKOSHI CORP. (6474) 24,919,343 0

MINEBEA MITSUMI Inc. (6479) 427,080,606 Exercise of CB 0 CB 22. 8 JPY 4,190,000 thou. JPY 15,810,000 thou. JPY

NIPPON THOMPSON CO.,LTD. (6480) 73,501,425 0

THK CO.,LTD. (6481) 133,856,903 0

YUSHIN PRECISION EQUIPMENT CO.,LTD. (6482) 35,638,066 0

KVK CORPORATION (6484) 8,347,078 0

MAEZAWA KYUSO INDUSTRIES CO.,LTD. (6485) 23,000,000 0

EAGLE INDUSTRY CO.,LTD. (6486) 49,757,821 0

Yoshitake Inc. (6488) 13,934,946 0

Sep. 2021

- 92 -


Shares Shares

Maezawa Industries,Inc. (6489) 21,425,548 0

NIPPON PILLAR PACKING CO.,LTD. (6490) 25,042,406 0

OKANO VALVE MFG.CO.LTD. (6492) 1,793,000 0

NITTAN VALVE CO.,LTD. (6493) 28,978,860 0

NFK HOLDINGS CO.,Ltd (6494) 37,913,342 0

MIYAIRI VALVE MFG.CO.,LTD. (6495) 48,849,935 0

NAKAKITA SEISAKUSHO CO.,LTD. (6496) 3,832,800 0

HAMAI INDUSTRIES LTD (6497) 7,424,140 0

KITZ CORPORATION (6498) 90,396,511 0

Hitachi,Ltd. (6501) 968,234,877 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares



TOSHIBA CORPORATION (6502) 433,000,000 Sep. 30 Retirement of Treasury Stocks -22,280,690

Mitsubishi Electric Corporation (6503) 2,147,201,551 0

FUJI ELECTRIC CO.,LTD. (6504) 149,296,991 0

TOYO DENKI SEIZO K.K.(TOYO ELECTRIC MFG.CO.,LTD.) (6505) 9,735,000 0

YASKAWA Electric Corporation (6506) 266,690,497 0

SINFONIA TECHNOLOGY CO.,LTD. (6507) 29,789,122 0

MEIDENSHA CORPORATION (6508) 45,527,540 0

Origin Company,Limited (6513) 6,699,986 0

SANYO DENKI CO.,LTD. (6516) 12,972,187 0

Denyo Co.,Ltd. (6517) 22,859,660 0

SANSO ELECTRIC CO.,LTD. (6518) 4,621,900 0

OXIDE Corporation (6521) 4,872,400 Exercise of Subscription Warrants 5,000 Jan. 2016 Resolution based 1 0 Shares





Asterisk Inc. (6522) 1,708,700 Sep. 30 Initial Listing 1,630,000

Exercise of Subscription Warrants 78,700 Apr. 2015 Resolution based 1 43,200 Shares



BayCurrent Consulting,Inc. (6532) 15,541,141 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares


Orchestra Holdings Inc. (6533) 9,793,600 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares



i-mobile Co.,Ltd. (6535) 21,848,196 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


WASHHOUSE CO.,LTD. (6537) 6,898,800 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares




CareerIndex Inc. (6538) 20,967,600 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares

MATCHING SERVICE JAPAN CO.,LTD. (6539) 24,985,600 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

SEMBA CORPORATION (6540) 10,223,985 Exercise of Subscription Warrants 7,500 Jun. 2014 Resolution based 1 7,500 Shares

GRACE TECHNOLOGY,INC. (6541) 28,398,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Sep. 2021

- 93 -


Shares Shares

Founder's Consultants Holdings Inc. (6542) 5,668,995 0

NISSEN INC. (6543) 2,020,300 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

JAPAN ELEVATOR SERVICE HOLDINGS CO.,LTD. (6544) 88,753,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

internet infinity INC. (6545) 5,427,771 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Fulltech Co.Ltd. (6546) 5,367,800 0

GREENS CO.,LTD. (6547) 12,886,200 0

TABIKOBO Co.Ltd. (6548) 5,944,100 Exercise of Subscription Warrants 354,900 Feb. 2016 Resolution based 1 200 Shares


DM Solutions Co.,Ltd (6549) 2,810,000 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares


Fringe81 Co,Ltd. (6550) 12,967,400 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares





TSUNAGU GROUP HOLDINGS Inc. (6551) 8,561,584 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares




GameWith,Inc. (6552) 18,295,900 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares


SoldOut,Inc. (6553) 10,579,650 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares






SUS Co.,Ltd. (6554) 8,817,200 Exercise of Subscription Warrants 2,000 Oct. 2015 Resolution based 1 2,000 Shares

MS&Consulting Co.,Ltd. (6555) 4,465,000 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



Welbe,Inc. (6556) 28,788,000 0

global bridge HOLDINGS Co.,Ltd. (6557) 2,737,190 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares



Cookbiz Co.,Ltd. (6558) 2,342,691 Exercise of Subscription Warrants 10,000 Aug. 2014 Resolution based 1 0 Shares



LTS,Inc. (6560) 4,336,700 Exercise of Subscription Warrants 0 Dec. 2013 Resolution based 1 0 Shares





HANATOUR JAPAN CO.,LTD. (6561) 11,000,000 0

Geniee,Inc. (6562) 18,048,200 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares



Sep. 2021

- 94 -


Shares Shares



Mirai Works Inc. (6563) 5,095,000 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



MIDAC HOLDINGS CO.,LTD. (6564) 26,773,500 0

ABHOTEL CO.,LTD. (6565) 14,176,000 0

KANAME KOGYO CO.,LTD. (6566) 15,871,400 0

SERIO HOLDINGS CO.,LTD. (6567) 6,329,400 0

KNC Laboratories Co.,Ltd. (6568) 7,779,900 0

NISSO CORPORATION (6569) 34,327,600 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Kyowa Corporation (6570) 6,080,130 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares

QB Net Holdings Co.,Ltd. (6571) 12,857,200 Exercise of Subscription Warrants 19,500 Oct. 2016 Resolution based 1 0 Shares



RPA Holdings,Inc. (6572) 61,830,000 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares



Agile Media Network Inc. (6573) 2,485,180 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares




Convano Inc. (6574) 2,268,160 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


HUMAN ASSOCIATES HOLDINGS,Inc. (6575) 3,255,237 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares




Youkosha Co.,Ltd. (6576) 700,000 0

Bestone.Com Co.,Ltd (6577) 1,327,760 Exercise of Subscription Warrants 48,900 Jul. 2015 Resolution based 1 0 Shares




NLINKS Co.,Ltd. (6578) 7,259,340 Exercise of Subscription Warrants 0 Jan. 2017 Resolution based 1 0 Shares

logly,Inc. (6579) 3,802,600 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares






Writeup Co.,Ltd. (6580) 5,806,000 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares

Sanoh Industrial Co.,Ltd. (6584) 37,112,000 0

Makita Corporation (6586) 280,017,520 0

TOSHIBA TEC CORPORATION (6588) 57,629,140 0

SHIBAURA MECHATRONICS CORPORATION (6590) 5,192,619 0

MABUCHI MOTOR CO.,LTD. (6592) 68,562,462 0

NIDEC CORPORATION (6594) 596,284,468 0

Sep. 2021

- 95 -


Shares Shares

TSUKUBASEIKO Co.,Ltd. (6596) 3,806,000 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

HPC SYSTEMS Inc. (6597) 4,256,000 Exercise of Subscription Warrants 4,000 Oct. 2015 Resolution based 1 0 Shares



EBRAINS,INC. (6599) 1,536,000 0

BALMUDA Inc. (6612) 8,319,300 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares



QD Laser,Inc. (6613) 34,830,380 Exercise of Subscription Warrants 49,000 Jun. 2015 Resolution based 1 26,000 Shares









Shikino High-Tech CO.,LTD. (6614) 4,368,000 Exercise of Subscription Warrants 36,000 Feb. 2019 Resolution based 1 36,000 Shares

UMC Electronics Co.,Ltd. (6615) 28,277,620 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


TOREX SEMICONDUCTOR LTD. (6616) 11,554,200 0

TAKAOKA TOKO CO.,LTD. (6617) 16,276,305 0

OHIZUMI MFG.CO.,LTD. (6618) 8,419,468 Exercise of Subscription Warrants 25,000 Dec. 2016 Resolution based 1 25,000 Shares

W-SCOPE Corporation (6619) 54,461,600 Exercise of Subscription Warrants 0 Feb. 2010 Resolution based 1 0 Shares





Miyakoshi Holdings,Inc. (6620) 40,014,943 0

DAIHEN CORPORATION (6622) 27,103,291 0

JALCO Holdings Inc. (6625) 112,541,318 Exercise of Subscription Warrants 1,000,000 Nov. 2018 Resolution based 1 1,000,000 Shares

SEMITEC Corporation (6626) 2,842,900 0

Tera Probe,Inc. (6627) 9,282,500 0

TECHNO HORIZON CO.,LTD. (6629) 21,063,240 0

YA-MAN LTD. (6630) 58,348,880 0

JVCKENWOOD Corporation (6632) 164,000,201 0

C&G SYSTEMS INC. (6633) 9,801,549 0

NCXX Group Inc. (6634) 15,030,195 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares


KK DI-NIKKO ENGINEERING (6635) 5,478,200 Exercise of Subscription Warrants 0 May 2013 Resolution based 1 0 Shares

TERASAKI ELECTRIC CO.,LTD. (6637) 13,030,000 0

MIMAKI ENGINEERING CO.,LTD. (6638) 32,040,000 0

CONTEC CO.,LTD. (6639) 6,600,000 0

I-PEX Inc. (6640) 18,722,800 0

Nissin Electric Co.,Ltd. (6641) 107,832,445 0

Togami Electric Mfg.Co.,Ltd. (6643) 5,028,658 0

Osaki Electric Co.,Ltd. (6644) 49,267,180 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Sep. 2021

- 96 -


Shares Shares






OMRON Corporation (6645) 206,244,872 0

MORIO DENKI CO.,LTD. (6647) 1,425,000 0

KAWADEN CORPORATION (6648) 4,192,000 0

NITTO KOGYO CORPORATION (6651) 43,000,000 0

IDEC CORPORATION (6652) 33,224,485 0

SEIKO ELECTRIC CO.,LTD. (6653) 12,603,595 0

FUJI ELECTRIC INDUSTRY CO.,LTD. (6654) 6,669,000 0

inspec Inc. (6656) 3,790,400 Exercise of Subscription Warrants 100 Jun. 2013 Resolution based 1 0 Shares













Shirai Electronics Industrial Co.,Ltd. (6658) 13,976,000 0

MEDIA LINKS CO.,LTD. (6659) 5,675,300 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



Ubiteq,INC. (6662) 14,791,600 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares

TAIYO INDUSTRIAL CO.,LTD. (6663) 5,910,100 0

OPTOELECTRONICS CO.,LTD. (6664) 6,578,000 0

RIVER ELETEC CORPORATION (6666) 8,692,652 0

ADTEC PLASMA TECHNOLOGY CO.,LTD. (6668) 8,586,000 0

MCJ Co.,Ltd. (6670) 101,774,700 0

GS Yuasa Corporation (6674) 82,714,942 0

SAXA Holdings,Inc. (6675) 6,244,962 0

MELCO HOLDINGS INC. (6676) 22,237,873 0

SK-Electronics CO.,LTD. (6677) 11,368,400 0

Techno Medica Co.,Ltd. (6678) 8,760,000 0

ZOOM CORPORATION (6694) 2,297,412 Exercise of Subscription Warrants 0 Nov. 2012 Resolution based 1 0 Shares



Tripleone Co.,ltd. (6695) 182,400 0

P3,Inc (6696) 3,691,000 Exercise of Subscription Warrants 0 Jan. 2015 Resolution based 1 0 Shares


ViSCO Technologies Corporation (6698) 6,424,000 Exercise of Subscription Warrants 0 Jan. 2014 Resolution based 1 0 Shares

Sep. 2021

- 97 -


Shares Shares


DIAMOND ELECTRIC HOLDINGS Co.,Ltd. (6699) 8,153,401 Exercise of Subscription Warrants 0 Mar. 2021 Resolution based 1 0 Shares

NEC Corporation (6701) 272,849,863 0

FUJITSU LIMITED (6702) 207,001,821 0

Oki Electric Industry Company,Limited (6703) 87,217,602 0

IWATSU ELECTRIC CO.,LTD. (6704) 10,080,344 0

DKK Co.,Ltd. (6706) 14,084,845 0

Sanken Electric Co.,Ltd. (6707) 25,098,060 0

NAKAYO,INC. (6715) 4,794,963 0

AIPHONE CO.,LTD. (6718) 18,220,000 0

Wintest Corp. (6721) 33,041,000 0

Renesas Electronics Corporation (6723) 1,937,295,290 Exercise of Subscription Warrants 903,100 Mar. 2017 Resolution based 1 8,300 Shares

































SEIKO EPSON CORPORATION (6724) 399,634,778 0

Wacom Co.,Ltd. (6727) 166,546,400 0

ULVAC, Inc. (6728) 49,355,938 0

Sep. 2021

- 98 -


Shares Shares

AXELL CORPORATION (6730) 11,211,989 0

PIXELA CORPORATION (6731) 168,491,046 Exercise of Subscription Warrants 1,800,000 Nov. 2020 Resolution based 1 1,800,000 Shares

Newtech Co.,Ltd. (6734) 2,081,000 0

SUNCORPORATION (6736) 23,988,928 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares



EIZO Corporation (6737) 22,731,160 0

Japan Display Inc. (6740) 846,165,800 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,020,000,000 Shares

PS 2 0 Shares 672,000,000 Shares

PS 3 0 Shares 500 Shares











Nippon Signal Company,Limited (6741) 68,339,704 0

Kyosan Electric Manufacturing Co.,Ltd. (6742) 62,844,251 0

Daido Signal Co.,Ltd. (6743) 18,018,000 0

NOHMI BOSAI LTD. (6744) 60,832,771 0

HOCHIKI CORPORATION (6745) 29,172,000 0

SEIWA ELECTRIC MFG. CO.,LTD. (6748) 13,238,700 0

ELECOM CO.,LTD. (6750) 92,221,420 0

Panasonic Corporation (6752) 2,453,866,297 0

Sharp Corporation (6753) 611,952,858 0

ANRITSU CORPORATION (6754) 138,301,494 Exercise of Subscription Warrants 2,000 Jul. 2013 Resolution based 1 0 Shares




FUJITSU GENERAL LIMITED (6755) 109,301,660 0

OSG CORPORATION CO.,LTD. (6757) 5,500,000 0

SONY GROUP CORPORATION (6758) 1,261,058,781 Exercise of CB 0 * CB 6 423,000 thou. JPY 31,032,000 thou. JPY

Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares











Sep. 2021

- 99 -


Shares Shares











TDK Corporation (6762) 129,590,659 0

Teikoku Tsushin Kogyo Co.,Ltd. (6763) 10,141,833 0

TAMURA CORPORATION (6768) 82,771,473 0

THine Electronics,Inc. (6769) 12,340,100 0

ALPS ALPINE CO.,LTD. (6770) 219,281,450 0

IKEGAMI TSUSHINKI CO.,LTD. (6771) 7,285,746 0

Tokyo Cosmos Electric Co.,Ltd. (6772) 1,581,250 0

TB GROUP INC. (6775) 10,518,042 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares

Tensho Electric Industries Co.,Ltd. (6776) 17,014,000 0

SANTEC CORPORATION (6777) 11,961,100 0

Artiza Networks,Inc. (6778) 9,562,000 0

NIHON DEMPA KOGYO CO.,LTD. (6779) 20,757,905 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5,000 Shares

SUZUKI CO.,LTD. (6785) 14,404,400 0

RVH Inc. (6786) 19,330,560 Exercise of Subscription Warrants 0 Sep. 2021 Resolution based 1 0 Shares

Meiko Electronics Co.,Ltd. (6787) 26,803,320 0

NIHON TRIM CO.,LTD. (6788) 8,656,780 0

Roland DG Corporation (6789) 12,656,311 0

Foster Electric Company,Limited (6794) 25,000,000 0

SMK Corporation (6798) 7,500,000 0

YOKOWO CO.,LTD. (6800) 23,849,878 0

TEAC CORPORATION (6803) 28,931,713 0

Hosiden Corporation (6804) 64,710,084 Exercise of CB 0 CB 24. 9 JPY 0 thou. JPY 10,000,000 thou. JPY

HIROSE ELECTRIC CO.,LTD. (6806) 38,175,942 0

Japan Aviation Electronics Industry,Limited (6807) 92,302,608 0

TOA CORPORATION (6809) 34,536,635 0

Maxell Holdings,Ltd. (6810) 53,341,500 0

FURUNO ELECTRIC CO.,LTD. (6814) 31,894,554 0

UNIDEN HOLDINGS CORPORATION (6815) 5,879,501 0

SUMIDA CORPORATION (6817) 27,444,317 0

Izu Shaboten Resort Co.,Ltd (6819) 28,496,537 0

ICOM INCORPORATED (6820) 14,850,000 0

Oi Electric Co.,Ltd. (6822) 1,470,000 0

RION CO.,LTD. (6823) 12,309,100 0

NEW COSMOS ELECTRIC CO.,LTD. (6824) 12,561,000 0

HONDA TSUSHIN KOGYO CO.,LTD. (6826) 25,006,200 0

AOI ELECTRONICS CO.,LTD. (6832) 12,000,000 0

SEIKOH GIKEN Co.,Ltd. (6834) 9,333,654 0

Sep. 2021

- 100 -


Shares Shares

ALLIED TELESIS HOLDINGS K.K. (6835) 109,731,545 Exercise of Subscription Warrants 0 Mar. 2013 Resolution based 1 0 Shares

PLAT'HOME CO.,LTD. (6836) 1,358,800 0

KYOSHA CO.,LTD. (6837) 14,624,000 0

TAMAGAWA HOLDINGS CO.,LTD. (6838) 5,835,900 Exercise of Subscription Warrants 40,800 Jan. 2019 Resolution based 1 0 Shares




AKIBA Holdings Co.,Ltd. (6840) 9,192,560 0

YOKOGAWA ELECTRIC CORPORATION (6841) 268,624,510 0

Shindengen Electric Manufacturing Co.,Ltd. (6844) 10,338,884 0

Azbil Corporation (6845) 145,200,884 0

DKK-TOA CORPORATION (6848) 19,880,620 0

NIHON KOHDEN CORPORATION (6849) 88,730,980 0

Chino Corporation (6850) 9,260,116 0

KYOWA ELECTRONIC INSTRUMENTS CO.,LTD. (6853) 28,058,800 0

JAPAN ELECTRONIC MATERIALS CORPORATION (6855) 12,075,480 Exercise of Subscription Warrants 0 Nov. 2020 Resolution based 1 0 Shares

HORIBA,Ltd. (6856) 42,532,752 0

ADVANTEST CORPORATION (6857) 199,542,265 Sep. 08 Retirement of Treasury Stocks -24,505




ONO SOKKI Co.,Ltd. (6858) 12,200,000 0

ESPEC CORP. (6859) 23,781,394 0

KEYENCE CORPORATION (6861) 243,207,684 0

MINATO HOLDINGS INC. (6862) 7,820,014 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


NIRECO CORPORATION (6863) 8,305,249 0

NF HOLDINGS CORPORATION (6864) 7,070,000 0

HIOKI E.E.CORPORATION (6866) 14,024,365 0

LEADER ELECTRONICS CORPORATION (6867) 4,473,101 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

SYSMEX CORPORATION (6869) 209,485,632 Exercise of Subscription Warrants 2,400 Aug. 2013 Resolution based 1 2,400 Shares


Fenwal Controls of Japan,Ltd. (6870) 5,893,000 0

MICRONICS JAPAN CO.,LTD. (6871) 40,025,316 0

KYORITSU ELECTRIC CORPORATION (6874) 4,369,200 0

MegaChips Corporation (6875) 23,038,400 0

Obara Group Incorporated (6877) 20,869,380 Exercise of CB 0 CB 25. 3 JPY 0 thou. JPY 6,000,000 thou. JPY

IMAGICA GROUP Inc. (6879) 44,741,467 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares


KYODEN COMPANY,LIMITED (6881) 52,279,051 0

Sansha Electric Manufacturing Co.,Ltd. (6882) 14,950,000 0

ACMOS INC. (6888) 10,215,400 0

Ferrotec Holdings Corporation (6890) 38,955,486 Exercise of CB 160,640 CB 2 152,448 thou. JPY 2,286,720 thou. JPY

Exercise of Subscription Warrants 16,000 Oct. 2018 Resolution based 1 16,000 Shares

PULSTEC INDUSTRIAL CO.,LTD. (6894) 1,393,459 0

TWINBIRD CORPORATION (6897) 10,843,600 0

TOMITA ELECTRIC CO.,LTD. (6898) 816,979 0

Sep. 2021

- 101 -


Shares Shares

ASTI CORPORATION (6899) 3,417,006 0

SAWAFUJI ELECTRIC CO.,LTD. (6901) 4,322,000 0

DENSO CORPORATION (6902) 787,944,951 0

HARADA INDUSTRY CO.,LTD. (6904) 21,758,000 0

COSEL CO.,LTD. (6905) 35,712,000 0

GEOMATEC CO.,LTD. (6907) 9,152,400 0

IRISO ELECTRONICS CO.,LTD. (6908) 24,583,698 0

KIKUSUI ELECTRONICS CORPORATION (6912) 9,900,000 0

OPTEX GROUP Company,Limited (6914) 37,735,784 0

CHIYODA INTEGRE CO.,LTD. (6915) 13,528,929 0

I-O DATA DEVICE,INC. (6916) 14,839,349 0

AVAL DATA CORPORATION (6918) 7,417,842 0

KEL CORPORATION (6919) 7,743,000 0

Lasertec Corporation (6920) 94,286,400 Exercise of Subscription Warrants 0 Mar. 2007 Resolution based 1 0 Shares

Stanley Electric Co.,Ltd. (6923) 173,400,000 0

IWASAKI ELECTRIC CO.,LTD. (6924) 7,821,950 0

USHIO INC. (6925) 127,000,000 0

OKAYA ELECTRIC INDUSTRIES CO.,LTD. (6926) 22,921,562 0

Helios Techno Holding Co.,Ltd. (6927) 22,806,900 0

ENOMOTO Co.,Ltd. (6928) 6,865,360 0

NIPPON CERAMIC CO.,LTD. (6929) 27,231,257 0

NIPPON ANTENNA CO.,LTD. (6930) 14,300,000 0

ENDO Lighting Corporation (6932) 14,776,321 0

The Furukawa Battery Co.,Ltd. (6937) 32,800,000 0

SOSHIN ELECTRIC CO.,LTD. (6938) 15,600,000 Exercise of CB 0 CB 1 0 thou. JPY 900,000 thou. JPY

YAMAICHI ELECTRONICS CO.,LTD. (6941) 23,329,775 0

SOPHIA HOLDINGS CO.,LTD. (6942) 2,737,720 0

NKK SWITCHES CO.,LTD. (6943) 842,520 0

Nippon Avionics Co.,Ltd. (6946) 2,830,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 783,000 Shares


ZUKEN INC. (6947) 23,267,169 0

JEOL Ltd. (6951) 51,532,800 Sep. 16 Public Offering 2,000,000


CASIO COMPUTER CO.,LTD. (6952) 259,020,914 0

FANUC CORPORATION (6954) 201,909,397 0

FDK CORPORATION (6955) 34,536,302 0

SHIBAURA ELECTRONICS CO.,LTD. (6957) 7,779,865 0

CMK CORPORATION (6958) 63,060,164 0

FUKUDA DENSHI CO.,LTD. (6960) 19,588,000 0

ENPLAS CORPORATION (6961) 13,232,897 0

DAISHINKU CORP. (6962) 9,049,242 0

ROHM COMPANY LIMITED (6963) 103,000,000 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 40,000,000 thou. JPY

SANKO CO.,LTD. (6964) 10,066,872 0

HAMAMATSU PHOTONICS K.K. (6965) 165,041,841 0

Mitsui High-tec,Inc. (6966) 39,466,865 0

SHINKO ELECTRIC INDUSTRIES CO.,LTD. (6967) 135,171,942 0

MATSUO ELECTRIC CO.,LTD. (6969) 2,572,000 0

Sep. 2021

- 102 -


Shares Shares

KYOCERA CORPORATION (6971) 377,618,580 0

KYOEI SANGYO CO.,LTD. (6973) 3,193,545 0

TAIYO YUDEN CO.,LTD. (6976) 130,218,481 0

JAPAN RESISTOR MFG.CO. (6977) 1,240,000 0

Murata Manufacturing Co.,Ltd. (6981) 675,814,281 0

The Lead Co.,Inc. (6982) 2,632,960 0

FUTABA CORPORATION (6986) 42,426,739 0

NITTO DENKO CORPORATION (6988) 149,758,428 0

HOKURIKU ELECTRIC INDUSTRY CO.,LTD. (6989) 9,250,099 0

Daikokuya Holdings Co.,Ltd. (6993) 116,982,866 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

SHIZUKI ELECTRIC COMPANY INC. (6994) 33,061,003 0

TOKAI RIKA CO.,LTD. (6995) 94,234,171 0

NICHICON CORPORATION (6996) 78,000,000 Exercise of CB 0 CB 24. 12 JPY 0 thou. JPY 12,000,000 thou. JPY

NIPPON CHEMI-CON CORPORATION (6997) 20,314,833 0

Nippon Tungsten Co.,Ltd. (6998) 2,577,760 0

KOA CORPORATION (6999) 40,479,724 0

Mitsui E&S Holdings Co.,Ltd. (7003) 83,098,717 0

Hitachi Zosen Corporation (7004) 170,214,843 0

Mitsubishi Heavy Industries,Ltd. (7011) 337,364,781 0

Kawasaki Heavy Industries,Ltd. (7012) 167,921,800 0

IHI Corporation (7013) 154,679,954 0

Namura Shipbuilding Co.,Ltd. (7014) 69,099,551 Exercise of Subscription Warrants 0 Dec. 2008 Resolution based 1 0 Shares













Naikai Zosen Corporation (7018) 2,253,000 0

NITCHITSU CO.,LTD. (7021) 2,130,000 0

Sanoyas Holdings Corporation (7022) 33,122,120 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares




SPRIX,Ltd. (7030) 17,473,950 Exercise of Subscription Warrants 3,600 Aug. 2015 Resolution based 1 3,600 Shares



Inbound Tech Inc. (7031) 868,200 Exercise of Subscription Warrants 600 Dec. 2016 Resolution based 1 600 Shares


Management Solutions Co.,Ltd. (7033) 16,731,000 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

Prored Partners CO.,LTD. (7034) 11,195,600 0

Sep. 2021

- 103 -


Shares Shares

and factory,inc (7035) 9,827,120 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares


eMnet Japan.co.ltd. (7036) 1,912,400 Exercise of Subscription Warrants 1,200 Dec. 2017 Resolution based 1 1,200 Shares

teno.Holdings Company Limited (7037) 4,679,700 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares

Frontier Management Inc. (7038) 11,418,398 Exercise of Subscription Warrants 2,960 May 2018 Resolution based 1 2,960 Shares

BRIDGE International Corp. (7039) 3,714,200 Exercise of Subscription Warrants 0 Aug. 2003 Resolution based 1 0 Shares


SUN-LIFE HOLDING CO.,LTD. (7040) 6,820,000 0

CRG HOLDINGS CO.,LTD. (7041) 5,477,000 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

ACCESS GROUP HOLDINGS CO.,LTD. (7042) 1,219,800 0

Alue Co.,Ltd. (7043) 2,554,400 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


PIALA INC. (7044) 7,117,120 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares




TSUKUI STAFF CORPORATION (7045) 1,611,500 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

TECNOS DATA SCIENCE ENGINEERING INCORPORATED (7046) 2,200,000 0

PORT INC. (7047) 12,033,890 Exercise of Subscription Warrants 0 Jan. 2016 Resolution based 1 0 Shares




VELTRA Corporation (7048) 33,081,400 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares


SHIKIGAKU.Co.,Ltd. (7049) 7,686,500 Exercise of Subscription Warrants 28,500 Feb. 2017 Resolution based 1 0 Shares



FRONTIER INTERNATIONAL INC. (7050) 4,619,000 0

Maruc Co.,Ltd. (7056) 700,000 0

New Constructor's Network Co.,Ltd. (7057) 3,217,500 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

Kyoei Security Service Co.,Ltd. (7058) 1,506,500 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

COPRO-HOLDINGS.Co.,Ltd. (7059) 10,000,000 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


geechs inc. (7060) 10,532,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares




Japan Hospice Holdings Inc. (7061) 7,971,000 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares



Fureasu Co.,Ltd. (7062) 2,336,600 Exercise of Subscription Warrants 0 Feb. 2018 Resolution based 1 0 Shares


Birdman Inc. (7063) 2,546,400 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares



Howtelevision,Inc. (7064) 1,298,600 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares


Sep. 2021

- 104 -


Shares Shares




UPR Corporation (7065) 7,660,000 0

Peers Co.,Ltd. (7066) 2,319,900 Exercise of Subscription Warrants 54,600 Jun. 2017 Resolution based 1 4,200 Shares





Branding Technology Inc. (7067) 1,616,200 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares

Feedforce Group Inc. (7068) 25,947,200 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

CyberBuzz,Inc. (7069) 3,843,100 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares



SI Holdings plc (7070) 11,330,000 0

Amvis Holdings,Inc. (7071) 24,280,000 Exercise of Subscription Warrants 36,000 Jul. 2018 Resolution based 1 34,000 Shares


Intimate Merger,Inc. (7072) 3,107,150 Exercise of Subscription Warrants 0 Dec. 2015 Resolution based 1 0 Shares


JAIC Co.,Ltd. (7073) 916,400 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares






Twenty-four seven Inc. (7074) 4,523,600 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares





QLS Holdings Co.,Ltd (7075) 2,014,560 0

ALiNK Internet,INC. (7077) 2,134,200 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

INCLUSIVE Inc. (7078) 7,830,409 Exercise of Subscription Warrants 1,500 Jun. 2014 Resolution based 1 0 Shares





WDB coco CO.,LTD. (7079) 2,363,000 Exercise of Subscription Warrants 0 Feb. 2019 Resolution based 1 0 Shares

Sportsfield Co.,Ltd. (7080) 894,040 Exercise of Subscription Warrants 480 Dec. 2015 Resolution based 1 480 Shares


Koyou Rentia Co.,Ltd. (7081) 5,412,300 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

Jimoty,Inc. (7082) 5,996,365 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares


AHC GROUP INC. (7083) 2,097,350 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares



Kids Smile Holdings Inc. (7084) 3,172,000 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

Sep. 2021

- 105 -


Shares Shares


CURVES HOLDINGS Co.,Ltd. (7085) 93,857,493 0

KIZUNA HOLDINGS Corp. (7086) 3,444,235 Exercise of Subscription Warrants 0 Dec. 2016 Resolution based 1 0 Shares


WILLTEC Co.,Ltd. (7087) 6,276,000 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


Forum Engineering Inc. (7088) 26,709,600 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares



for Startups,Inc. (7089) 3,429,200 Exercise of Subscription Warrants 1,800 Sep. 2017 Resolution based 1 1,200 Shares



Ligua Inc. (7090) 1,407,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares




Living Platform,Ltd. (7091) 1,496,500 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares

Fast Fitness Japan Incorporated (7092) 15,587,650 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

adish Co.,Ltd. (7093) 1,791,800 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares


NexTone Inc. (7094) 9,637,800 Exercise of Subscription Warrants 2,400 Feb. 2019 Resolution based 1 2,400 Shares

Macbee Planet,Inc. (7095) 3,207,400 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares



StemCell Institute (7096) 5,123,300 0

SAKURASAKU PLUS,Co.,Ltd. (7097) 4,382,800 Exercise of Subscription Warrants 0 Oct. 2017 Resolution based 1 0 Shares

Agent Inc. (7098) 5,000,000 0

NIPPON SHARYO,LTD. (7102) 14,675,012 0

Mitsubishi Logisnext Co.,Ltd. (7105) 106,605,013 Exercise of Subscription Warrants 6,000 Aug. 2012 Resolution based 1 0 Shares










THE KINKI SHARYO CO.,LTD. (7122) 6,908,359 0

IVRESSE CO.,LTD. (7125) 580,000 0

TANGOYA CO.,LTD. (7126) 1,751,372 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

Financial Products Group Co.,Ltd. (7148) 89,073,600 0

THE SHIMANE BANK,LTD. (7150) 8,416,000 0

LIFENET INSURANCE COMPANY (7157) 69,674,538 Sep. 16 Public Offering 9,000,000


Jimoto Holdings,Inc. (7161) 21,540,263 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 13,000,000 Shares


Sep. 2021

- 106 -


Shares Shares


ASTMAX Co.,Ltd. (7162) 13,160,300 0

ZENKOKU HOSHO Co.,Ltd. (7164) 68,871,790 0

Mebuki Financial Group,Inc. (7167) 1,179,055,218 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares







NFC Holdings,Inc. (7169) 18,089,402 0

CHUOU INTERNATIONAL GROUP CO.,LTD. (7170) 3,337,960 0

Japan Investment Adviser Co.,Ltd. (7172) 30,691,200 Exercise of Subscription Warrants 0 Feb. 2014 Resolution based 1 0 Shares


Tokyo Kiraboshi Financial Group,Inc. (7173) 30,650,115 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000,000 Shares

The Imamura Securities Co.,Ltd. (7175) 2,660,000 0

Simplex Financial Holdings Co.,Ltd. (7176) 850,000 0

GMO Financial Holdings,Inc. (7177) 117,909,153 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares


Kyushu Financial Group,Inc. (7180) 463,375,978 0

JAPAN POST INSURANCE Co.,Ltd. (7181) 399,693,700 0

JAPAN POST BANK Co.,Ltd. (7182) 3,749,545,020 Sep. 15 Retirement of Treasury Stocks -750,454,980

Anshin Guarantor Service Co.,Ltd. (7183) 17,976,600 Exercise of Subscription Warrants 0 Aug. 2016 Resolution based 1 0 Shares

THE FIRST BANK OF TOYAMA,LTD. (7184) 67,309,700 0

Hirose Tusyo Inc. (7185) 6,594,000 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares


Concordia Financial Group,Ltd. (7186) 1,209,616,065 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares






J-LEASE CO.,LTD. (7187) 8,896,800 Exercise of Subscription Warrants 37,600 Dec. 2014 Resolution based 1 37,600 Shares

Nishi-Nippon Financial Holdings,Inc. (7189) 159,596,955 0

Entrust Inc. (7191) 22,357,522 Exercise of Subscription Warrants 0 Jul. 2021 Resolution based 1 0 Shares

Mortgage Service Japan Limited (7192) 14,704,000 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares

Casa Inc. (7196) 11,082,700 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares




ARUHI Corporation (7198) 36,080,600 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





Premium Group Co.,Ltd. (7199) 13,346,990 Exercise of Subscription Warrants 600 Mar. 2016 Resolution based 1 600 Shares

NISSAN MOTOR CO.,LTD. (7201) 4,220,715,112 0

Sep. 2021

- 107 -


Shares Shares

ISUZU MOTORS LIMITED (7202) 777,442,069 0

TOYOTA MOTOR CORPORATION (7203) 3,262,997,492 0

HINO MOTORS,LTD. (7205) 574,580,850 0

KANEMITSU CORPORATION (7208) 5,129,577 0

MITSUBISHI MOTORS CORPORATION (7211) 1,490,282,496 0

F-TECH INC. (7212) 18,712,244 0

LECIP HOLDINGS CORPORATION (7213) 14,178,200 0

GMB CORPORATION (7214) 5,271,794 0

FALTEC Co.,Ltd. (7215) 9,378,600 0

TEIN,INC. (7217) 5,400,000 0

TANAKA SEIMITSU KOGYO CO.,LTD. (7218) 9,763,600 0

HKS CO.,LTD. (7219) 1,600,000 0

MUSASHI SEIMITSU INDUSTRY CO.,LTD. (7220) 65,287,701 0

NISSAN SHATAI CO.,LTD. (7222) 157,239,691 0

ShinMaywa Industries,LTD. (7224) 70,000,000 0

KYOKUTO KAIHATSU KOGYO CO.,LTD. (7226) 42,737,668 0

DAYTONA CORPORATION (7228) 3,604,600 Exercise of Subscription Warrants 0 Mar. 2006 Resolution based 1 0 Shares

YUTAKA GIKEN CO.,LTD. (7229) 14,820,000 0

TOPY INDUSTRIES,LIMITED (7231) 24,077,510 0

TOKYO RADIATOR MFG.CO.,LTD. (7235) 14,400,000 0

T.RAD Co., Ltd. (7236) 8,380,711 0

AKEBONO BRAKE INDUSTRY CO.,LTD. (7238) 135,992,343 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 20,000 Shares

TACHI-S CO.,LTD. (7239) 35,242,846 0

NOK CORPORATION (7240) 173,138,537 0

FUTABA INDUSTRIAL CO.,LTD. (7241) 89,580,827 0

KYB Corporation (7242) 25,748,431 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 125 Shares

ICHIKOH INDUSTRIES,LTD. (7244) 96,292,401 0

DAIDO METAL CO.,LTD. (7245) 47,520,253 0

PRESS KOGYO CO.,LTD. (7246) 114,009,770 0

MIKUNI CORPORATION (7247) 34,049,423 0

PACIFIC INDUSTRIAL CO.,LTD. (7250) 61,312,896 0

UNIVANCE CORPORATION (7254) 23,396,787 0

SAKURAI LTD. (7255) 4,000,000 0

KASAI KOGYO CO.,LTD. (7256) 39,511,728 0

AISIN CORPORATION (7259) 294,674,634 0

Mazda Motor Corporation (7261) 631,803,979 0

MURO CORPORATION (7264) 6,546,200 0

EIKEN INDUSTRIES CO.,LTD (7265) 1,240,000 0

Imasen Electric Industrial Co.,Ltd. (7266) 23,475,352 0

HONDA MOTOR CO.,LTD. (7267) 1,811,428,430 0

TATSUMI Corporation (7268) 6,000,000 0

SUZUKI MOTOR CORPORATION (7269) 491,122,300 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 8,560,000 thou. JPY

SUBARU CORPORATION (7270) 769,175,873 0

YASUNAGA CORPORATION (7271) 12,938,639 0

Yamaha Motor Co.,Ltd. (7272) 350,217,467 0

IKUYO CO.,LTD. (7273) 1,538,500 0

KOITO MANUFACTURING CO.,LTD. (7276) 160,789,436 0

Sep. 2021

- 108 -


Shares Shares

TBK Co.,Ltd. (7277) 29,424,635 0

EXEDY Corporation (7278) 48,593,736 0

HI-LEX CORPORATION (7279) 38,216,759 0

MITSUBA Corporation (7280) 45,581,809 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5,000 Shares


TOYODA GOSEI CO.,LTD. (7282) 130,048,006 0

AISAN INDUSTRY CO.,LTD. (7283) 63,070,379 Exercise of Subscription Warrants 6,000 Jun. 2016 Resolution based 1 3,000 Shares




MEIWA INDUSTRY CO.,LTD. (7284) 3,502,859 0

NIPPON SEIKI CO.,LTD. (7287) 60,907,599 0

NIHON PLAST CO.,LTD. (7291) 19,410,000 0

MURAKAMI CORPORATION (7292) 13,100,000 0

YOROZU CORPORATION (7294) 25,055,636 Exercise of Subscription Warrants 0 Nov. 2009 Resolution based 1 0 Shares





F.C.C.CO.,LTD. (7296) 52,644,030 0

CAR MATE MFG. CO.,LTD. (7297) 7,928,885 0

Yachiyo Industry Co.,Ltd. (7298) 24,042,700 0

FUJI OOZX Inc. (7299) 2,055,950 0

ARAYA INDUSTRIAL CO.,LTD. (7305) 6,045,326 0

SHIMANO INC. (7309) 92,720,000 0

TS TECH CO.,LTD. (7313) 136,000,000 0

ODAWARA AUTO-MACHINE MFG.CO.,LTD. (7314) 3,121,600 0

IJTT Co.,Ltd. (7315) 49,154,282 0

Matsuya R&D Co.,Ltd (7317) 2,637,400 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

SERENDIP HOLDINGS Co.,Ltd. (7318) 4,356,780 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares


Japan Living Warranty Inc. (7320) 5,058,300 Exercise of Subscription Warrants 0 Sep. 2012 Resolution based 1 0 Shares


San ju San Financial Group,Inc. (7322) 26,167,585 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,200,000 Shares

IRRC Corporation (7325) 8,538,000 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

SBI Insurance Group Co.,Ltd. (7326) 24,820,530 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares


Daishi Hokuetsu Financial Group,Inc. (7327) 45,942,978 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares










Sep. 2021

- 109 -


Shares Shares








Hirogin Holdings,Inc. (7337) 312,370,921 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares







INV Inc. (7338) 5,876,331 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares





ipet Holdings,Inc. (7339) 10,824,773 Exercise of Subscription Warrants 0 Apr. 2020 Resolution based 1 0 Shares

WealthNavi Inc. (7342) 45,593,749 Exercise of CB 0 CB 1 0 thou. JPY 500,000 thou. JPY










Broad-Minded Co.,Ltd. (7343) 5,305,000 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares



Ai Partners Financial Inc. (7345) 832,400 Exercise of Subscription Warrants 20,200 Mar. 2018 Resolution based 1 1,800 Shares


Mercuria Holdings Co.,Ltd. (7347) 17,670,100 Exercise of Subscription Warrants 0 Feb. 2021 Resolution based 1 0 Shares


Goodpatch Inc. (7351) 7,920,480 Exercise of Subscription Warrants 3,200 Apr. 2015 Resolution based 1 0 Shares






Branding Engineer CO.,LTD. (7352) 5,194,040 Exercise of Subscription Warrants 2,000 Apr. 2016 Resolution based 1 2,000 Shares




Sep. 2021

- 110 -


Shares Shares



KIYO Learning Co.,Ltd. (7353) 6,747,000 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares



Direct Marketing MiX Inc. (7354) 20,548,900 Exercise of Subscription Warrants 900 Mar. 2018 Resolution based 1 0 Shares


Issunbou Co.,Ltd. (7355) 2,197,300 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares


Retty Inc. (7356) 11,627,804 Exercise of Subscription Warrants 0 Apr. 2013 Resolution based 1 0 Shares














GEOCODE CO.,Ltd. (7357) 2,570,500 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





Poppins Holdings Inc. (7358) 10,177,300 0

Tokyo Tsushin,Inc. (7359) 4,938,865 Exercise of Subscription Warrants 0 Nov. 2018 Resolution based 1 0 Shares

ONDECK Co.,Ltd. (7360) 2,863,500 0

Human Creation Holdings,Inc. (7361) 1,926,550 0

Terminalcare Support Institute Inc. (7362) 1,528,000 0

baby calendar Inc. (7363) 904,700 Exercise of Subscription Warrants 7,500 Aug. 2018 Resolution based 1 0 Shares



RYUKYU ASTEEDA Sports Club Co.,Ltd. (7364) 1,492,500 Sep. 21 Third-Party Allotment, etc. 99,000





CHIC Holdings INC. (7365) 11,257,900 Exercise of Subscription Warrants 4,200 Nov. 2020 Resolution based 1 4,200 Shares

LITALICO Inc. (7366) 17,800,456 Exercise of Subscription Warrants 38,500 Dec. 2020 Resolution based 1 36,000 Shares



CELM,Inc. (7367) 6,574,600 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares


Sep. 2021

- 111 -


Shares Shares


HYOJITO Co.,Ltd. (7368) 4,720,245 0

Meiho Holdings,Inc. (7369) 1,560,600 0

Enjin Co.,Ltd. (7370) 7,375,000 Exercise of Subscription Warrants 0 May 2019 Resolution based 1 0 Shares

Zenken Corporation (7371) 11,869,100 Exercise of Subscription Warrants 1,600 Jul. 2018 Resolution based 1 1,600 Shares


Decollte Holdings Corporation (7372) 5,670,000 0

Aidma Holdings,Inc. (7373) 7,583,900 Exercise of Subscription Warrants 1,950 Aug. 2017 Resolution based 1 1,050 Shares




Confidence Inc. (7374) 4,560,000 0

REFINVERSE Group,Inc. (7375) 3,299,821 Exercise of Subscription Warrants 0 Jan. 2021 Resolution based 1 0 Shares



BCC Co.,Ltd. (7376) 1,105,520 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


DN HOLDINGS CO.,LTD. (7377) 8,420,000 0

ASIRO Inc. (7378) 6,829,000 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares



CIRCULATION Co.,Ltd. (7379) 8,258,700 Exercise of Subscription Warrants 44,100 Jul. 2018 Resolution based 1 35,000 Shares


NANSIN CO.,LTD. (7399) 7,708,000 0

JAMCO CORPORATION (7408) 26,863,974 0

ATOM CORPORATION (7412) 193,559,297 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5 Shares



Sokensha Co.,Ltd. (7413) 705,500 0

ONOKEN CO.,LTD. (7414) 23,629,021 Exercise of CB 1,640,209 CB 25. 2 JPY 2,170,000 thou. JPY 3,130,000 thou. JPY

Haruyama Holdings Inc. (7416) 16,485,078 0

NANYO CORPORATION (7417) 6,615,070 0

Nojima Co.,Ltd. (7419) 51,289,616 0

SATORI ELECTRIC CO.,LTD. (7420) 17,946,826 0

KAPPA・CREATE CO.,LTD. (7421) 49,414,578 0

TOHO LAMAC CO.,LTD. (7422) 512,070 0

HATSUHO SHOUJI CO.,LTD. (7425) 1,740,330 0

Yamadai Corporation (7426) 1,187,368 0

ECHO TRADING CO.,LTD. (7427) 6,036,546 0

Hakuto Co.,Ltd. (7433) 24,137,213 0

OTAKE CORPORATION (7434) 4,284,500 0

NADEX CO.,LTD. (7435) 9,605,800 0

KONDOTEC INC. (7438) 27,144,400 0

NAKAYAMAFUKU CO.,LTD. (7442) 20,214,480 0

YOKOHAMA GYORUI CO.,LTD. (7443) 6,290,000 0

Harima-Kyowa Co.,LTD. (7444) 5,441,568 0

RIGHT ON Co.,Ltd. (7445) 29,631,500 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

Sep. 2021

- 112 -


Shares Shares


TOHOKU CHEMICAL Co.,LTD. (7446) 960,000 0

NAGAILEBEN Co.,Ltd. (7447) 38,236,000 0

SUNDAY CO.,LTD. (7450) 10,770,100 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares








Mitsubishi Shokuhin Co.,Ltd. (7451) 43,537,200 0

RYOHIN KEIKAKU CO.,LTD. (7453) 280,780,000 0

PARIS MIKI HOLDINGS Inc. (7455) 56,057,474 0

MATSUDA SANGYO Co.,Ltd. (7456) 28,908,581 0

DAIICHIKOSHO CO.,LTD. (7458) 54,734,200 0

MEDIPAL HOLDINGS CORPORATION (7459) 244,524,496 Exercise of CB 0 CB 22. 10 JPY 0 thou. JPY 30,000,000 thou. JPY

YAGI & CO.,LTD. (7460) 9,200,000 0

KIMURA CO.,LTD. (7461) 15,180,000 0

CAPITA Inc. (7462) 4,111,000 0

ADVAN GROUP CO.,LTD. (7463) 53,812,692 0

SAFTEC CO.,LTD. (7464) 500,000 0

SPK CORPORATION (7466) 10,453,800 0

HAGIWARA ELECTRIC HOLDINGS CO.,LTD. (7467) 9,018,000 0

TOBA,INC. (7472) 5,000,000 0

ALBIS Co.,Ltd. (7475) 9,255,926 0

AS ONE CORPORATION (7476) 20,688,135 0

MURAKI CORPORATION (7477) 1,470,000 0

SUZUDEN CORPORATION (7480) 14,652,600 0

OIE SANGYO CO.,LTD. (7481) 9,255,000 0

SHIMOJIMA Co.,Ltd. (7482) 24,257,826 0

DOSHISHA CO.,LTD. (7483) 37,375,636 0

SANRIN CO.,LTD. (7486) 12,300,000 0

OZU CORPORATION (7487) 8,435,225 0

NISSIN SHOJI CO.,LTD. (7490) 7,600,000 0

KONAKA CO.,LTD. (7494) 31,146,685 0

NISHIKAWA KEISOKU Co.,Ltd. (7500) 3,432,475 0

TIEMCO LTD. (7501) 3,339,995 0

PLAZA CREATE HONSHA CO.,LTD. (7502) 13,836,258 0

KOHSOKU CORPORATION (7504) 20,973,920 0

FUSO DENTSU CO.,LTD. (7505) 3,480,490 0

HOUSE OF ROSE Co.,Ltd. (7506) 4,703,063 0

G-7 HOLDINGS Inc. (7508) 22,031,877 0

I.A GROUP CORPORATION (7509) 1,645,360 0

TAKEBISHI CORPORATION (7510) 14,798,600 0

Aeon Hokkaido Corporation (7512) 139,420,284 Exercise of Subscription Warrants 0 May 2009 Resolution based 1 0 Shares

Kojima Co.,Ltd. (7513) 77,912,716 0

Sep. 2021

- 113 -


Shares Shares

HIMARAYA Co.,Ltd. (7514) 12,320,787 0

Maruyoshi Center Inc. (7515) 934,999 0

KOHNAN SHOJI CO.,LTD. (7516) 34,682,113 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

Net One Systems Co.,Ltd. (7518) 86,000,000 0

Eco's Co.,Ltd. (7520) 11,648,917 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares



MUSASHI CO.,LTD. (7521) 7,950,000 0

WATAMI CO.,LTD. (7522) 42,684,880 0

ART VIVANT CO.,LTD. (7523) 12,963,816 0

MARCHE CORPORATION (7524) 8,550,400 0

RIX CORPORATION (7525) 8,640,000 0

SystemSoft Corporation (7527) 84,136,240 Exercise of Subscription Warrants 0 Mar. 2017 Resolution based 1 0 Shares


SEIWA CHUO HOLDINGS CORPORATION (7531) 3,945,100 0

Pan Pacific International Holdings Corporation (7532) 634,289,840 Exercise of Subscription Warrants 18,800 Jun. 2015 Resolution based 1 0 Shares






MARUBUN CORPORATION (7537) 28,051,200 0

DAISUI CO.,LTD. (7538) 13,774,819 0

AINAVO HOLDINGS Co.,Ltd. (7539) 11,647,820 0

Three F Co.,Ltd. (7544) 7,707,095 0

NISHIMATSUYA CHAIN Co.,Ltd. (7545) 69,588,856 Exercise of Subscription Warrants 0 May 2018 Resolution based 1 0 Shares




ZENSHO HOLDINGS CO.,LTD. (7550) 154,862,825 0

WEDS CO.,LTD. (7551) 16,118,166 0

HAPPINET CORPORATION (7552) 24,050,000 0

KOURAKUEN HOLDINGS CORPORATION (7554) 16,774,841 0

Ota Floriculture Auction Co.,Ltd. (7555) 5,500,000 0

GLOBAL FOOD CREATORS CO.,LTD. (7559) 5,769,040 0

HURXLEY CORPORATION (7561) 11,025,032 0

ANRAKUTEI Co.,Ltd (7562) 2,139,434 0

WORKMAN CO.,LTD. (7564) 81,846,816 0

MANSEI CORPORATION (7565) 2,300,000 0

SAKAE ELECTRONICS CORPORATION (7567) 5,090,000 0

HASHIMOTO SOGYO HOLDINGS CO.,LTD. (7570) 10,646,526 0

YAMANO HOLDINGS CORPORATION (7571) 35,830,058 0

Japan Lifeline Co.,Ltd. (7575) 85,419,976 0

NICHIRYOKU CO.,LTD. (7578) 13,408,005 Exercise of Subscription Warrants 331,000 Sep. 2020 Resolution based 1 0 Shares


SAIZERIYA CO.,LTD. (7581) 52,272,342 0

KAN-NANMARU CORPORATION (7585) 4,351,308 0

Sep. 2021

- 114 -


Shares Shares

TAKASHO CO.,LTD. (7590) 14,679,814 0

VT HOLDINGS CO.,LTD. (7593) 119,381,034 0

Maruka Corporation (7594) 0 Sep. 29 Delisting -9,327,700

ARGO GRAPHICS Inc. (7595) 22,354,000 0

UORIKI CO.,LTD. (7596) 14,620,000 0

Tokyo Kiho Co.,Ltd. (7597) 447,856 0

IDOM Inc. (7599) 106,888,000 0

Japan Medical Dynamic Marketing,INC. (7600) 26,475,880 0

POPLAR CO.,Ltd. (7601) 11,787,822 0

Carchs Holdings Co.,Ltd. (7602) 24,087,009 Exercise of Subscription Warrants 0 Aug. 2013 Resolution based 1 0 Shares

MAC HOUSE CO.,LTD. (7603) 15,597,638 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares

UMENOHANA CO.,LTD. (7604) 8,209,200 0

FUJI CORPORATION (7605) 20,970,000 0

UNITED ARROWS LTD. (7606) 30,213,676 0

Shinwa Co.,Ltd. (7607) 14,415,319 0

SK JAPAN CO.,LTD. (7608) 8,490,103 0

Daitron Co.,Ltd. (7609) 11,155,979 0

TAY TWO CO.,LTD. (7610) 68,664,338 0

HIDAY HIDAKA Corp. (7611) 38,147,116 0

SIIX CORPORATION (7613) 50,400,000 Exercise of Subscription Warrants 0 May 2017 Resolution based 1 0 Shares





OM2Network Co.,Ltd. (7614) 7,335,634 0

KYOTO KIMONO YUZEN CO.,LTD. (7615) 15,498,200 0

COLOWIDE CO.,LTD. (7616) 86,903,541 Sep. 09 Public Offering 10,000,000

Sep. 29 Third-Party Allotment, etc. 1,590,000

PC DEPOT CORPORATION (7618) 52,622,400 Exercise of Subscription Warrants 0 Jul. 2016 Resolution based 1 0 Shares

TANAKA CO.,LTD. (7619) 8,832,000 0

UKAI CO.,LTD. (7621) 5,242,140 Exercise of Subscription Warrants 0 Jul. 2007 Resolution based 1 0 Shares

SUNAUTAS CO.,LTD. (7623) 3,230,500 0

Naito & Co.,Ltd. (7624) 54,789,510 0

GLOBAL-DINING,INC. (7625) 10,356,800 Exercise of Subscription Warrants 0 Nov. 2015 Resolution based 1 0 Shares

OHASHI TECHNICA INC. (7628) 14,759,080 0

ICHIBANYA CO.,LTD. (7630) 31,926,000 0

HOSHIIRYO-SANKI CO.,LTD. (7634) 3,420,000 0

SUGITA ACE CO.,LTD. (7635) 5,374,000 0

HANDSMAN CO.,LTD (7636) 14,509,800 0

Hakudo Co.,Ltd. (7637) 11,343,300 0

NEW ART HOLDINGS Co.,Ltd. (7638) 16,626,375 0

TOP CULTURE Co.,Ltd. (7640) 12,688,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 15,000 Shares

DAIICHI CO.,LTD. (7643) 11,438,640 0

PLANT Co.,Ltd. (7646) 8,090,000 0

ONTSU Co.,Ltd. (7647) 203,142,645 Exercise of Subscription Warrants 0 Aug. 2012 Resolution based 1 0 Shares


SUGI HOLDINGS Co.,LTD. (7649) 63,330,838 0

Sep. 2021

- 115 -


Shares Shares

O-WELL CORPORATION (7670) 10,500,000 0

AmidA Holdings Co.,Ltd. (7671) 4,208,200 0

TAKA NET SERVICE Co.,Ltd. (7672) 0 Sep. 30 Delisting -112,100


DAIKO TSUSAN CO.,LTD. (7673) 5,332,780 0

NATTY SWANKY Co.,Ltd (7674) 2,158,440 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares

GOODSPEED.CO.,LTD. (7676) 3,125,900 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

Yashima & Co.,Ltd. (7677) 2,880,000 0

ASAKUMA CO.,LTD. (7678) 5,376,270 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares



YAKUODO HOLDINGS Co.,Ltd. (7679) 19,740,219 0

KEIJIDOUSHAKAN.Co.,Ltd. (7680) 51,600 0

LEOCLAN Co.,Ltd. (7681) 1,960,800 Exercise of Subscription Warrants 600 Aug. 2015 Resolution based 1 600 Shares

HAMAYUU CO.,LTD. (7682) 1,072,200 0

WA,Inc. (7683) 4,756,060 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares


BuySell Technologies Co.,Ltd. (7685) 14,131,524 Exercise of Subscription Warrants 17,520 Sep. 2016 Resolution based 1 5,520 Shares




Kakuyasu Group Co.,Ltd. (7686) 9,302,100 Exercise of Subscription Warrants 8,000 Mar. 2017 Resolution based 1 2,000 Shares


MICREED Co.,Ltd. (7687) 2,175,000 Exercise of Subscription Warrants 200 May 2017 Resolution based 1 200 Shares


Miahelsa Corporation (7688) 0 Sep. 29 Delisting -2,485,300

Exercise of Subscription Warrants 2,000 Jan. 2015 Resolution based 1 2,000 Shares




Copa Corporation Inc. (7689) 2,963,000 0

CURRENT MOTOR Corporation (7690) 600,000 0

C Channel Corporation (7691) 28,722,000 Exercise of Subscription Warrants 0 Feb. 2015 Resolution based 1 0 Shares











EARTH INFINITY CO.LTD. (7692) 3,059,200 0

Hokkaido Shika Sangyo Co.,Ltd. (7693) 4,800,000 0

itsumo.inc. (7694) 5,613,900 Exercise of Subscription Warrants 0 Sep. 2019 Resolution based 1 0 Shares


Sep. 2021

- 116 -


Shares Shares

Koukandekirukun,Inc. (7695) 2,249,900 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares



REXT,Inc. (7697) 21,532,168 0

Iceco Inc. (7698) 1,903,600 Exercise of Subscription Warrants 300 Mar. 2019 Resolution based 1 0 Shares


Shimadzu Corporation (7701) 296,070,227 0

JMS CO.,LTD. (7702) 24,733,466 0

GL Sciences Inc. (7705) 11,190,000 0

Precision System Science Co.,Ltd. (7707) 27,666,900 0

KUBOTEK CORPORATION (7709) 13,830,000 0

SUKEGAWA ELECTRIC CO.,LTD. (7711) 5,870,000 0

SIGMA KOKI CO.,LTD. (7713) 7,552,628 0

NAGANO KEIKI CO.,LTD. (7715) 19,432,984 0

NAKANISHI INC. (7716) 94,259,400 Exercise of Subscription Warrants 0 May 2010 Resolution based 1 0 Shares











V Technology Co.,Ltd. (7717) 10,057,600 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares

STAR MICRONICS CO.,LTD. (7718) 45,091,334 0

TOKYO KOKI CO.LTD. (7719) 7,133,791 0

TOKYO KEIKI INC. (7721) 17,076,439 0

KOKUSAI CO.,LTD. (7722) 14,200,000 0

Aichi Tokei Denki Co.,Ltd. (7723) 5,140,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares






INTER ACTION Corporation (7725) 11,510,200 0

KURODA PRECISION INDUSTRIES LTD. (7726) 5,683,150 0

OVAL Corporation (7727) 26,180,000 0

TOKYO SEIMITSU CO.,LTD. (7729) 41,835,381 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares








Sep. 2021

- 117 -


Shares Shares












MANI,INC. (7730) 106,911,000 0

NIKON CORPORATION (7731) 378,336,521 0

TOPCON CORPORATION (7732) 108,179,842 Exercise of Subscription Warrants 0 Jun. 2021 Resolution based 1 0 Shares

OLYMPUS CORPORATION (7733) 1,299,294,333 0

RIKEN KEIKI CO.,LTD. (7734) 23,661,000 0

SCREEN Holdings Co.,Ltd. (7735) 50,794,866 Exercise of CB 0 CB 22. 6 JPY 0 thou. JPY 15,000,000 thou. JPY


CANON ELECTRONICS INC. (7739) 42,206,540 0

Tamron Co.,Ltd. (7740) 25,000,000 0

HOYA CORPORATION (7741) 369,702,020 0

SEED CO.,LTD. (7743) 25,033,422 0

Noritsu Koki Co.,Ltd. (7744) 36,190,872 0

A&D Company,Limited (7745) 22,601,400 Exercise of Subscription Warrants 0 Aug. 2005 Resolution based 1 0 Shares

OKAMOTO GLASS CO.,LTD. (7746) 23,305,543 0

ASAHI INTECC CO.,LTD. (7747) 271,633,600 Exercise of Subscription Warrants 41,600 Aug. 2014 Resolution based 1 41,600 Shares

HOLON CO.,LTD. (7748) 3,823,900 0

MEDIKIT CO.,LTD. (7749) 18,880,000 0

CANON INC. (7751) 1,333,763,464 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares




RICOH COMPANY,LTD. (7752) 744,912,078 0

SEKONIC CORPORATION (7758) 1,880,000 0

IMV CORPORATION (7760) 16,957,016 0

Citizen Watch Co.,Ltd. (7762) 314,353,809 0

RHYTHM CO.,LTD. (7769) 8,385,093 0

Nihon Seimitsu Co.,Ltd. (7771) 22,238,299 0

Japan Tissue Engineering Co., Ltd. (7774) 40,610,200 0

DAIKEN MEDICAL CO.,LTD. (7775) 31,840,000 0

CellSeed Inc. (7776) 17,759,419 Exercise of Subscription Warrants 0 Aug. 2015 Resolution based 1 0 Shares



3-D Matrix,Ltd. (7777) 49,451,226 Exercise of CB 0 CB 2 0 thou. JPY 350,000 thou. JPY



Exercise of Subscription Warrants 2,335,000 Aug. 2012 Resolution based 1 0 Shares

Sep. 2021

- 118 -


Shares Shares









Aug. 2021 Resolution based 1 2,335,000 Shares

CYBERDYNE,INC. (7779) 137,445,809 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 77,700,000 Shares




Menicon Co.,Ltd. (7780) 38,100,644 Exercise of CB 0 CB 25. 1 JPY 0 thou. JPY 23,000,000 thou. JPY

Exercise of Subscription Warrants 2,000 Jun. 2011 Resolution based 1 2,000 Shares















HIRAYAMA HOLDINGS Co.,Ltd. (7781) 3,608,400 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares



Sincere Co.,LTD. (7782) 6,862,200 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares




BARCOS Co.,Ltd. (7790) 1,140,000 0

DREAMBED CO.,LTD. (7791) 4,152,820 0

Colan Totte.Co.,Ltd. (7792) 8,922,500 Exercise of Subscription Warrants 0 Sep. 2018 Resolution based 1 0 Shares

Amifa Co.,Ltd. (7800) 3,235,000 0

Bushiroad Inc. (7803) 16,558,400 Exercise of CB 0 CB 1 0 thou. JPY 5,000,000 thou. JPY

Exercise of Subscription Warrants 21,000 Jun. 2016 Resolution based 1 1,000 Shares


B&P Co.,Ltd. (7804) 2,300,000 0

PRINTNET INC. (7805) 5,460,400 Exercise of Subscription Warrants 0 Oct. 2016 Resolution based 1 0 Shares

MTG Co.,Ltd. (7806) 39,744,728 Exercise of Subscription Warrants 0 Sep. 2016 Resolution based 1 0 Shares


Sep. 2021

- 119 -


Shares Shares






KOWA CO.,LTD. (7807) 4,352,490 Exercise of Subscription Warrants 1,500 Feb. 2015 Resolution based 1 1,500 Shares



C.S. LUMBER CO.,INC (7808) 1,830,000 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

KOTOBUKIYA CO.,LTD. (7809) 2,778,300 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

Crossfor Co.,Ltd. (7810) 17,603,500 Exercise of Subscription Warrants 0 Nov. 2014 Resolution based 1 0 Shares


NAKAMOTO PACKS CO.,LTD. (7811) 8,173,320 0

CRESTEC Inc. (7812) 3,248,900 0

PLATZ Co.,Ltd. (7813) 3,726,000 0

JAPAN Creative Platform Group Co.,Ltd. (7814) 55,271,736 0

TOKYO BOARD INDUSTRIES CO.,LTD. (7815) 3,660,369 0

Snow Peak,Inc. (7816) 19,070,000 0

PARAMOUNT BED HOLDINGS CO.,LTD. (7817) 61,754,974 0

TRANSACTION CO.,Ltd. (7818) 29,375,400 0

SHOBIDO Corporation (7819) 13,410,000 0

NIHON FLUSH CO.,LTD. (7820) 25,060,000 0

MAEDA KOSEN CO.,LTD. (7821) 32,260,200 Exercise of CB 0 CB 24. 4 JPY 0 thou. JPY 12,000,000 thou. JPY





Eidai Co.,Ltd. (7822) 46,783,800 0

ARTNATURE INC. (7823) 34,393,200 Exercise of Subscription Warrants 0 Jul. 2012 Resolution based 1 0 Shares






FURUYA METAL CO.,LTD. (7826) 7,265,212 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares



ORVIS CORPORATION (7827) 1,745,356 0

Samantha Thavasa Japan Limited (7829) 65,851,417 0

Wellco Holdings Corporation (7831) 24,650,800 0

BANDAI NAMCO Holdings Inc. (7832) 222,000,000 0

IFIS JAPAN LTD. (7833) 10,242,000 0

AVIX,Inc. (7836) 25,293,500 0

R.C.CORE CO.,LTD. (7837) 4,536,400 0

KYORITSU PRINTING CO.,LTD. (7838) 49,020,000 Exercise of Subscription Warrants 0 Jul. 2014 Resolution based 1 0 Shares



Sep. 2021

- 120 -


Shares Shares





SHOEI CO.,LTD. (7839) 26,856,858 0

FRANCE BED HOLDINGS CO.,LTD. (7840) 41,397,500 0

ENDO MANUFACTURING CO.,LTD. (7841) 9,441,800 0

Marvelous Inc. (7844) 62,216,400 0

PILOT CORPORATION (7846) 41,814,400 0

GRAPHITE DESIGN INC. (7847) 6,945,600 0

Starts Publishing Corporation (7849) 1,920,000 0

SOUGOU SHOUKEN CO.,LTD. (7850) 3,060,110 0

KAWASE COMPUTER SUPPLIES CO,LTD. (7851) 5,160,000 0

Cardinal Co.,Ltd. (7855) 2,143,000 0

HAGIHARA INDUSTRIES INC. (7856) 14,897,600 0

SEKI CO.,LTD. (7857) 4,508,000 0

ALMEDIO INC. (7859) 14,802,316 Exercise of Subscription Warrants 0 Jul. 2019 Resolution based 1 0 Shares


Avex Inc. (7860) 45,440,100 0

TOPPAN FORMS CO.,LTD. (7862) 115,000,000 0

HIRAGA CO.,LTD. (7863) 4,015,585 0

FUJI SEAL INTERNATIONAL,INC. (7864) 60,161,956 0

People Co.,Ltd. (7865) 4,437,500 0

TOMY COMPANY,LTD. (7867) 96,290,850 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


KOSAIDO Co.,Ltd. (7868) 24,925,300 0

FUKUVI CHEMICAL INDUSTRY CO.,LTD. (7871) 20,688,425 0

ESTELLE HOLDINGS CO.,LTD. (7872) 11,459,223 0

LEC,INC. (7874) 38,165,340 0

TAKEDA PRINTING CO.,LTD. (7875) 8,781,000 0

EIDAI KAKO CO.,LTD. (7877) 1,460,000 0

Kohsai Co.,Ltd. (7878) 396,000 0

NODA CORPORATION (7879) 17,339,200 0

Sun Messe Co.,Ltd. (7883) 17,825,050 0

TAKANO Co.,Ltd. (7885) 15,721,000 0

YAMATO INDUSTRY CO.,LTD. (7886) 1,017,179 0

NANKAI PLYWOOD CO.,LTD. (7887) 1,009,580 0

SANKO GOSEI LTD. (7888) 30,688,569 0

PRONEXUS INC. (7893) 27,716,688 0

CHUO KAGAKU CO.,LTD. (7895) 21,040,000 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,000 Shares

SEVEN INDUSTRIES CO.,LTD. (7896) 4,673,250 0

HOKUSHIN CO.,LTD. (7897) 28,373,005 0

WOOD ONE CO.,LTD. (7898) 9,841,969 0

MICS CHEMICAL CO.,LTD. (7899) 5,850,000 0

MATSUMOTO INC. (7901) 381,300 0

SONOCOM CO.,LTD. (7902) 5,000,000 0

DAIKEN CORPORATION (7905) 27,080,043 0

Sep. 2021

- 121 -


Shares Shares

YONEX CO.,LTD. (7906) 93,620,800 0

KIMOTO CO.,LTD. (7908) 54,772,564 0

TOPPAN INC. (7911) 349,706,240 0

Dai Nippon Printing Co.,Ltd. (7912) 317,240,346 0

Kyodo Printing Co.,Ltd. (7914) 9,020,000 0

Nissha Co.,Ltd. (7915) 50,855,638 0

MITSUMURA PRINTING CO.,LTD. (7916) 3,103,420 0

FUJIMORI KOGYO CO.,LTD. (7917) 19,267,760 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares











VIA Holdings,Inc. (7918) 33,611,200 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,500 Shares

Exercise of Subscription Warrants 209,600 Mar. 2021 Resolution based 1 209,600 Shares

Nozaki Insatsu Shigyo Co.,Ltd. (7919) 21,460,000 0

TAKARA & COMPANY LTD. (7921) 13,153,293 0

SANKO SANGYO CO.,LTD. (7922) 7,378,800 0

TOIN CORPORATION (7923) 6,377,500 0

MAEZAWA KASEI INDUSTRIES CO.,LTD. (7925) 15,732,000 0

MUTO SEIKO CO. (7927) 7,739,548 0

ASAHI KAGAKU KOGYO CO.,LTD. (7928) 3,896,000 0

MIRAI INDUSTRY CO.,LTD. (7931) 25,607,086 0

Nippi,Incorporated (7932) 2,889,000 0

ASICS Corporation (7936) 189,870,559 0

TSUTSUMI JEWELRY CO.,LTD. (7937) 20,080,480 0

REGAL CORPORATION (7938) 3,250,000 Exercise of Subscription Warrants 0 Jan. 2011 Resolution based 1 0 Shares











KENSOH CO.,LTD. (7939) 4,022,774 0

WAVELOCK HOLDINGS CO.,LTD. (7940) 11,120,538 Exercise of Subscription Warrants 0 Dec. 2012 Resolution based 1 0 Shares


JSP Corporation (7942) 31,413,473 0

NICHIHA CORPORATION (7943) 37,324,264 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares

Sep. 2021

- 122 -


Shares Shares












Roland Corporation (7944) 27,970,534 Exercise of Subscription Warrants 0 Apr. 2015 Resolution based 1 0 Shares


COMANY INC. (7945) 9,924,075 0

KOYOSHA INC. (7946) 1,400,100 0

FP CORPORATION (7947) 84,568,424 0

KOMATSU WALL INDUSTRY CO.,LTD. (7949) 10,903,240 0

YAMAHA CORPORATION (7951) 191,555,025 0

Kawai Musical Instruments Manufacturing Co.,Ltd. (7952) 9,011,560 0

KIKUSUI CHEMICAL INDUSTRIES CO.,LTD. (7953) 12,744,054 0

Cleanup Corporation (7955) 37,442,374 0

PIGEON CORPORATION (7956) 121,653,486 0

FUJICOPIAN CO.,LTD. (7957) 1,789,487 0

TENMA CORPORATION (7958) 26,813,026 0

OLIVER CORPORATION (7959) 0 Sep. 14 Delisting -12,976,053

KANEMATSU SUSTECH CORPORATION (7961) 4,149,200 0

KING JIM CO.,LTD. (7962) 31,459,692 0

KOKEN LTD. (7963) 5,104,003 0

Zojirushi Corporation (7965) 72,600,000 0

LINTEC Corporation (7966) 76,659,440 0

Shin-Etsu Polymer Co.,Ltd. (7970) 82,623,376 0

TOLI Corporation (7971) 66,829,249 0

ITOKI CORPORATION (7972) 45,664,437 Exercise of Subscription Warrants 0 Jun. 2020 Resolution based 1 0 Shares

Nintendo Co.,Ltd. (7974) 129,869,000 Sep. 16 Retirement of Treasury Stocks -1,800,000

LIHIT LAB.,INC. (7975) 1,907,850 0

MITSUBISHI PENCIL COMPANY,LIMITED (7976) 64,286,292 0

SHOFU INC. (7979) 17,894,089 0

SHIGEMATSU WORKS CO.,LTD. (7980) 7,200,000 0

TAKARA STANDARD CO.,LTD. (7981) 73,937,194 0

Miroku Corporation (7983) 3,005,441 0

KOKUYO CO.,LTD. (7984) 128,742,463 0

NEPON Inc. (7985) 1,202,848 0

NIHON ISK Company,Limited (7986) 1,776,000 0

NAKABAYASHI CO.,LTD. (7987) 28,794,294 0

NIFCO INC. (7988) 107,508,954 0

TACHIKAWA CORPORATION (7989) 20,763,600 0

GLOBERIDE,Inc. (7990) 12,000,000 0

Sep. 2021

- 123 -


Shares Shares

MAMIYA-OP CO.,LTD (7991) 9,358,670 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares











The Sailor Pen Co.,Ltd. (7992) 14,621,961 Exercise of CB 0 CB 1 0 thou. JPY 2,000,000 thou. JPY

OKAMURA CORPORATION (7994) 100,621,021 0

VALQUA,LTD. (7995) 18,688,733 0

Kurogane Kosakusho Ltd. (7997) 1,857,113 0

MUTOH HOLDINGS CO.,LTD. (7999) 5,054,818 0

ITOCHU Corporation (8001) 1,584,889,504 0

Marubeni Corporation (8002) 1,738,475,497 Exercise of Subscription Warrants 0 Jun. 2016 Resolution based 1 0 Shares










Scroll Corporation (8005) 34,873,050 0

YUASA FUNASHOKU Co.,Ltd. (8006) 4,897,723 0

Takashima & Co.,Ltd. (8007) 4,546,173 0

YONDOSHI HOLDINGS INC. (8008) 24,331,356 0

SANYO SHOKAI LTD. (8011) 12,622,934 0

NAGASE & CO.,LTD. (8012) 124,408,285 0

NAIGAI CO.,LTD. (8013) 8,217,281 0

CHORI CO.,LTD. (8014) 25,303,478 0

TOYOTA TSUSHO CORPORATION (8015) 354,056,516 0

ONWARD HOLDINGS CO.,LTD. (8016) 157,921,669 Exercise of Subscription Warrants 0 May 2008 Resolution based 1 0 Shares








SANKYO SEIKO CO.,LTD. (8018) 60,000,000 0

KANEMATSU CORPORATION (8020) 84,500,202 0

Mizuno Corporation (8022) 26,578,243 0

Sep. 2021

- 124 -


Shares Shares

DAIKO DENSHI TSUSHIN,LTD. (8023) 13,868,408 0

TSUKAMOTO CORPORATION CO.,LTD. (8025) 4,069,747 0

LOOK HOLDINGS INCORPORATED (8029) 7,718,813 0

Chuo Gyorui Co.,Ltd. (8030) 4,315,300 0

MITSUI & CO.,LTD. (8031) 1,642,355,644 0

JAPAN PULP AND PAPER COMPANY LIMITED (8032) 15,021,551 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares






Tokyo Electron Limited (8035) 157,210,911 Exercise of Subscription Warrants 0 Jun. 2006 Resolution based 1 0 Shares









KAMEI CORPORATION (8037) 37,591,969 0

TOHTO SUISAN CO.,LTD. (8038) 4,026,000 0

TSUKIJI UOICHIBA COMPANY,LIMITED (8039) 2,253,520 0

TOKYO SOIR CO.,LTD. (8040) 3,860,000 0

OUG Holdings Inc. (8041) 5,562,292 0

Starzen Company Limited (8043) 19,522,552 0

Yokohama Maruuo Co.,Ltd. (8045) 7,261,706 0

MARUFUJI SHEET PILING CO.,LTD. (8046) 4,000,000 0

SEIKO HOLDINGS CORPORATION (8050) 41,404,261 0

YAMAZEN CORPORATION (8051) 95,305,435 Exercise of CB 0 CB 26. 4 JPY 0 thou. JPY 10,000,000 thou. JPY

TSUBAKIMOTO KOGYO CO.,LTD. (8052) 6,497,969 0

SUMITOMO CORPORATION (SUMITOMO SHOJI KAISHA,LTD.) (8053) 1,251,404,367 0

Nihon Unisys,Ltd. (8056) 109,663,524 0

UCHIDA YOKO CO.,LTD. (8057) 10,419,371 0

Mitsubishi Corporation (8058) 1,485,723,351 Exercise of Subscription Warrants 0 Jul. 2005 Resolution based 1 0 Shares













Sep. 2021

- 125 -


Shares Shares









DAIICHI JITSUGYO CO.,LTD. (8059) 11,086,400 0

Canon Marketing Japan Inc. (8060) 131,079,972 0

SEIKA CORPORATION (8061) 12,820,650 0

SATO SHOJI CORPORATION (8065) 21,799,050 0

MITANI CORPORATION (8066) 30,002,137 0

RYOYO ELECTRO CORPORATION (8068) 26,800,000 0

TOKYO SANGYO CO.,LTD. (8070) 28,678,486 0

JAPAN PUBLICATIONS TRADING CO.,LTD. (8072) 700,000 0

YUASA TRADING CO.,LTD. (8074) 23,155,882 0

Shinsho Corporation (8075) 8,860,562 0

TORQ Inc. (8077) 28,007,448 0

HANWA CO.,LTD. (8078) 42,332,640 0

SHOEI FOODS CORPORATION (8079) 17,100,000 0

KANADEN CORPORATION (8081) 28,600,000 0

Ryoden Corporation (8084) 22,824,977 0

NARASAKI SANGYO CO.,LTD. (8085) 5,325,600 0

NIPRO CORPORATION (8086) 171,459,479 0

FURUSATO INDUSTRIES,LTD. (8087) 0 Sep. 29 Delisting -14,574,366

IWATANI CORPORATION (8088) 58,561,649 0

Nice Corporation (8089) 12,143,719 Sep. 22 Third-Party Allotment, etc. 18,000


NICHIMO CO.,LTD. (8091) 3,787,400 0

Kyokuto Boeki Kaisha,Limited (8093) 6,495,918 0

Astena Holdings Co.,Ltd. (8095) 40,630,087 0

KANEMATSU ELECTRONICS LTD. (8096) 28,633,952 0

SAN-AI OIL CO.,LTD. (8097) 71,000,000 0

Inabata & Co.,Ltd. (8098) 63,499,227 0

GSI Creos Corporation (8101) 12,629,942 Sep. 30 Retirement of Treasury Stocks -300,000

Meiwa Corporation (8103) 41,780,000 0

KUWAZAWA Holdings Corporation (8104) 16,694,496 0

MARUSHO HOTTA CO.,LTD. (8105) 59,640,348 0

KIMURATAN CORPORATION (8107) 146,960,410 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares




YAMAEHISANO Co.,Ltd. (8108) 0 Sep. 29 Delisting -23,687,412

GOLDWIN INC. (8111) 47,448,172 0

UNICHARM CORPORATION (8113) 620,834,319 0

DESCENTE,LTD. (8114) 76,924,176 0

Sep. 2021

- 126 -


Shares Shares

MOONBAT Co.,Ltd. (8115) 5,341,733 0

CENTRAL AUTOMOTIVE PRODUCTS LTD. (8117) 20,020,000 0

KING Co.,Ltd. (8118) 24,771,561 0

SANYEI CORPORATION (8119) 2,552,946 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares













T.KAWABE & CO.,LTD. (8123) 1,861,000 0

Wakita & Co.,LTD. (8125) 52,021,297 0

YAMATO INTERNATIONAL INC. (8127) 21,302,936 0

TOHO HOLDINGS CO.,LTD. (8129) 78,270,142 Exercise of CB 0 CB 23. 6 JPY 0 thou. JPY 20,000,000 thou. JPY

Sangetsu Corporation (8130) 60,400,000 Exercise of Subscription Warrants 0 May 2015 Resolution based 1 0 Shares



Mitsuuroko Group Holdings Co.,Ltd. (8131) 62,332,388 0

SINANEN HOLDINGS CO.,LTD. (8132) 13,046,591 0

ITOCHU ENEX CO.,LTD. (8133) 116,881,106 0

ZETT CORPORATION (8135) 20,102,000 0

Sanrio Company,Ltd. (8136) 89,065,301 0

SUN-WA TECHNOS CORPORATION (8137) 16,044,000 0

SANKYO KASEI CORPORATION (8138) 1,560,000 0

NAGAHORI CORPORATION (8139) 16,773,376 0

Ryosan Company,Limited (8140) 25,000,000 0

Shinko Shoji Co.,Ltd. (8141) 47,510,566 0

TOHO Co.,Ltd. (8142) 11,012,166 0

LAPINE CO.,LTD. (8143) 2,567,064 0

DENKYOSHA CO.,LTD. (8144) 6,665,021 0

TOMITA CO.LTD. (8147) 6,158,000 0

SANSHIN ELECTRONICS CO.,LTD. (8150) 24,281,373 0

TOYO Corporation (8151) 26,085,000 0

SOMAR CORPORATION (8152) 1,958,734 0

MOS FOOD SERVICES,INC. (8153) 32,009,910 0

KAGA ELECTRONICS CO.,LTD. (8154) 28,702,118 0

MIMASU SEMICONDUCTOR INDUSTRY CO.,LTD. (8155) 35,497,183 0

TSUZUKI DENKI CO.,LTD. (8157) 20,177,894 0

SODA NIKKA CO.,LTD. (8158) 25,168,000 0

TACHIBANA ELETECH CO.,LTD. (8159) 26,025,242 0

KISOJI CO.,LTD. (8160) 26,013,889 Exercise of Subscription Warrants 100,000 Aug. 2021 Resolution based 1 100,000 Shares

Sep. 2021

- 127 -


Shares Shares

SRS HOLDINGS CO.,LTD. (8163) 38,122,484 Exercise of Subscription Warrants 392,800 Nov. 2020 Resolution based 1 392,800 Shares

SENSHUKAI CO.,LTD. (8165) 52,056,993 0

Taka-Q Co.,Ltd. (8166) 24,470,822 0

RETAIL PARTNERS CO.,LTD. (8167) 46,646,059 0

Keiyo Co.,Ltd. (8168) 65,140,184 0

Joshin Denki Co.,Ltd. (8173) 28,000,000 0

NIPPON GAS CO.,LTD. (8174) 118,603,698 0

ROYAL HOLDINGS Co., Ltd. (8179) 45,374,889 Exercise of Subscription Warrants 0 Feb. 2021 Resolution based 1 0 Shares

Totenko Co.,Ltd. (8181) 2,572,871 0

Inageya Co.,Ltd. (8182) 52,381,447 0

CHIYODA CO.,LTD. (8185) 38,609,996 0

LIFE CORPORATION (8194) 49,450,800 0

Maxvalu Tokai Co.,Ltd. (8198) 36,473,848 0

RINGER HUT CO.,LTD. (8200) 26,067,972 0

Laox CO.,LTD. (8202) 93,335,103 Exercise of Subscription Warrants 0 Jun. 2019 Resolution based 1 0 Shares

MrMax Holdings Ltd. (8203) 39,611,134 0

TEN ALLIED Co.,Ltd. (8207) 27,960,727 0

ENCHO CO.,LTD. (8208) 6,857,497 0

FRIENDLY CORPORATION (8209) 2,855,699 0

AOKI Holdings Inc. (8214) 87,649,504 0

GINZA YAMAGATAYA CO.,LTD. (8215) 1,804,471 0

OKUWA CO.,LTD. (8217) 45,237,297 0

KOMERI CO.,LTD. (8218) 54,409,168 0

AOYAMA TRADING Co.,Ltd. (8219) 50,394,016 0

Takachiho Co.,Ltd. (8225) 727,500 0

RIKEI CORPORATION (8226) 15,514,721 0

SHIMAMURA Co.,Ltd. (8227) 36,913,299 0

HASEGAWA CO.,LTD. (8230) 18,646,376 0

Takashimaya Company,Limited (8233) 177,759,481 Exercise of CB 0 CB 28. 12 JPY 0 thou. JPY 60,000,000 thou. JPY

MATSUYA CO.,LTD. (8237) 53,289,640 0

H2O RETAILING CORPORATION (8242) 125,201,396 0

Kintetsu Department Store CO.,Ltd. (8244) 40,437,940 0

Daiwa Co.,Ltd. (8247) 6,003,400 0

TECHNO ASSOCIE Co.,Ltd. (8249) 20,036,400 0

MARUI GROUP CO.,LTD. (8252) 223,660,417 0

Credit Saison Co.,Ltd. (8253) 185,444,772 0

Saikaya Department Store Co.,Ltd. (8254) 4,970,314 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,483,036 Shares

Axial Retailing Inc. (8255) 23,388,039 0

MARUMITSU CO.,LTD. (8256) 29,491,840 0

IZUTSUYA CO.,LTD. (8260) 11,480,495 0

AEON CO.,LTD. (8267) 871,924,572 Exercise of Subscription Warrants 0 May 2012 Resolution based 1 0 Shares



IZUMI CO.,LTD. (8273) 71,665,200 0

FORVAL CORPORATION (8275) 27,732,622 0

HEIWADO CO.,LTD. (8276) 58,546,470 0

FUJI CO.,LTD. (8278) 38,291,560 0

Sep. 2021

- 128 -


Shares Shares

YAOKO CO.,LTD (8279) 40,013,722 Exercise of CB 0 CB 24. 6 JPY 0 thou. JPY 15,000,000 thou. JPY

XEBIO holdings CO.,LTD. (8281) 47,911,023 0

K'S HOLDINGS CORPORATION (8282) 225,000,000 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares





PALTAC CORPORATION (8283) 63,553,485 0

MITANI SANGYO CO.,LTD. (8285) 61,772,500 0

MAXVALU NISHINIHON CO.,LTD. (8287) 52,547,554 Exercise of Subscription Warrants 0 May 2011 Resolution based 1 0 Shares










Olympic Group Corporation (8289) 23,354,223 0

NISSAN TOKYO SALES HOLDINGS CO.,LTD. (8291) 66,635,063 0

Shinsei Bank,Limited (8303) 259,034,689 Exercise of Subscription Warrants 0 May 2016 Resolution based 1 0 Shares






Aozora Bank,Ltd. (8304) 118,289,418 0

Mitsubishi UFJ Financial Group,Inc. (8306) 13,581,995,120 0

Resona Holdings, Inc. (8308) 2,424,042,866 0

Sumitomo Mitsui Trust Holdings,Inc. (8309) 375,291,440 0

Sumitomo Mitsui Financial Group,Inc. (8316) 1,374,362,102 0

The Chiba Bank,Ltd. (8331) 815,521,087 0

The Gunma Bank,Ltd. (8334) 435,888,177 0

The Musashino Bank,Ltd. (8336) 33,805,456 0

The Chiba Kogyo Bank,Ltd. (8337) 62,222,045 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares








Tsukuba Bank,Ltd. (8338) 82,553,721 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 70,000,000 Shares

The 77 Bank,Ltd. (8341) 76,655,746 0

The Aomori Bank,Ltd. (8342) 20,512,161 0

THE AKITA BANK,LTD. (8343) 18,093,643 0

Sep. 2021

- 129 -


Shares Shares

The Yamagata Bank,Ltd. (8344) 34,000,000 0

The Bank of Iwate,Ltd. (8345) 18,497,786 0

The Toho Bank,Ltd. (8346) 252,500,000 0

THE TOHOKU BANK,LTD. (8349) 9,509,963 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

THE MICHINOKU BANK,LTD. (8350) 18,135,395 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,000,000 Shares

Fukuoka Financial Group,Inc. (8354) 191,138,265 0

THE SHIZUOKA BANK,LTD. (8355) 595,129,069 Exercise of CB 0 CB 23. 1 USD 0 thou. USD 300,000 thou. USD

The Juroku Bank,Ltd. (8356) 0 Sep. 29 Delisting -37,924,134

Suruga Bank Ltd. (8358) 232,139,248 0

The Hachijuni Bank,Ltd. (8359) 511,103,411 0

The Yamanashi Chuo Bank,Ltd. (8360) 32,783,000 0

The Ogaki Kyoritsu Bank,Ltd. (8361) 41,831,897 0

The Fukui Bank,Ltd. (8362) 24,144,669 0

The Hokkoku Bank,Ltd. (8363) 0 Sep. 29 Delisting -28,115,197

THE SHIMIZU BANK,LTD. (8364) 11,641,318 0

The Bank of Toyama,Ltd. (8365) 5,444,400 0

THE SHIGA BANK,LTD. (8366) 53,090,081 0

The Nanto Bank,Ltd. (8367) 33,025,656 0

The Hyakugo Bank,Ltd. (8368) 254,119,000 0

The Bank of Kyoto,Ltd. (8369) 75,840,688 0

The Kiyo Bank,Ltd. (8370) 70,300,000 0

Hokuhoku Financial Group, Inc. (8377) 132,163,014 0

The San-in Godo Bank,Ltd. (8381) 156,977,472 0

The Chugoku Bank,Limited (8382) 195,272,106 0

THE TOTTORI BANK,LTD. (8383) 9,619,938 0

The Iyo Bank,Ltd. (8385) 323,775,366 0

The Hyakujushi Bank,Ltd. (8386) 30,000,000 0

The Shikoku Bank Ltd. (8387) 42,900,000 0

The Awa Bank,Ltd. (8388) 43,240,000 0

THE OITA BANK,LTD. (8392) 16,243,634 0

The Miyazaki Bank,Ltd. (8393) 17,633,400 0

THE BANK OF SAGA LTD. (8395) 17,135,909 0

The Bank of Okinawa,Ltd. (8397) 0 Sep. 29 Delisting -24,240,000

Bank of The Ryukyus,Limited (8399) 43,108,470 0

Seven Bank,Ltd. (8410) 1,179,308,000 0

Mizuho Financial Group,Inc. (8411) 2,539,249,894 Exercise of Subscription Warrants 0 Nov. 2011 Resolution based 1 0 Shares




THE BANK OF KOCHI,LTD. (8416) 10,244,800 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares

Yamaguchi Financial Group,Inc. (8418) 264,353,616 Exercise of Subscription Warrants 0 Jun. 2012 Resolution based 1 0 Shares




Fuyo General Lease Co.,Ltd. (8424) 30,287,810 Exercise of Subscription Warrants 0 Sep. 2008 Resolution based 1 0 Shares



Sep. 2021

- 130 -


Shares Shares








Mizuho Leasing Company,Limited (8425) 49,004,000 0

Tokyo Century Corporation (8439) 123,028,320 0

Future Venture Capital Co.,Ltd. (8462) 8,902,600 Exercise of Subscription Warrants 0 Sep. 2017 Resolution based 1 0 Shares

SBI Holdings,Inc. (8473) 244,890,790 Exercise of CB 0 CB 23. 9 JPY 0 thou. JPY 50,000,000 thou. JPY


Exercise of Subscription Warrants 131,500 Jul. 2017 Resolution based 1 86,600 Shares


J Trust Co.,Ltd. (8508) 115,469,910 Exercise of Subscription Warrants 0 Feb. 2012 Resolution based 1 0 Shares


Japan Securities Finance Co.,Ltd. (8511) 96,000,000 0

AIFUL CORPORATION (8515) 484,620,136 0

Japan Asia Investment Company,Limited (8518) 17,884,392 Exercise of Subscription Warrants 0 Nov. 2016 Resolution based 1 0 Shares

THE NAGANO BANK,LTD. (8521) 9,258,856 0

The Bank of Nagoya,Ltd. (8522) 18,255,487 0

North Pacific Bank,Ltd. (8524) 399,060,179 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares



The Aichi Bank,Ltd. (8527) 10,943,240 Exercise of Subscription Warrants 0 Jun. 2021 Resolution based 1 0 Shares

The Chukyo Bank,Limited (8530) 21,780,058 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares









THE TAIKO BANK,LTD. (8537) 9,671,400 0

The Ehime Bank,Ltd. (8541) 39,426,777 0

TOMATO BANK,LTD. (8542) 11,679,030 0

The Keiyo Bank,Ltd. (8544) 138,927,858 0

THE TOCHIGI BANK,LTD. (8550) 109,608,000 0

The Kita-Nippon Bank,Ltd. (8551) 8,793,776 Exercise of Subscription Warrants 0 Jun. 2013 Resolution based 1 0 Shares




THE TOWA BANK,LTD. (8558) 37,180,273 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 7,500,000 Shares


THE FUKUSHIMA BANK,LTD. (8562) 28,000,000 0

THE DAITO BANK,LTD. (8563) 12,701,462 0

Sep. 2021

- 131 -


Shares Shares

RICOH LEASING COMPANY,LTD. (8566) 31,243,223 0

AEON Financial Service Co.,Ltd. (8570) 216,010,128 0

ACOM CO.,LTD. (8572) 1,566,614,098 0

JACCS CO.,LTD. (8584) 35,079,161 0

Orient Corporation (8585) 1,718,747,203 Exercise of Subscription Warrants 0 Jul. 2010 Resolution based 1 0 Shares







ORIX CORPORATION (8591) 1,285,724,480 0

Mitsubishi HC Capital Inc. (8593) 1,466,912,244 Exercise of Subscription Warrants 0 Sep. 2010 Resolution based 1 0 Shares












JAFCO Group Co.,Ltd. (8595) 26,970,000 0

KYUSHU LEASING SERVICE CO.,LTD. (8596) 25,952,374 0

TOMONY Holdings,Inc. (8600) 163,728,911 Exercise of Subscription Warrants 0 Jun. 2011 Resolution based 1 0 Shares











Daiwa Securities Group Inc. (8601) 1,699,378,772 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares









Nomura Holdings, Inc. (8604) 3,233,562,601 0

Sep. 2021

- 132 -


Shares Shares

OKASAN SECURITIES GROUP INC. (8609) 208,214,969 0

Marusan Securities Co.,Ltd. (8613) 67,398,262 0

TOYO SECURITIES CO.,LTD. (8614) 87,355,253 0

Tokai Tokyo Financial Holdings,Inc. (8616) 260,582,115 0

The Kosei Securities Co.,Ltd. (8617) 9,486,400 0

Mito Securities Co.,Ltd. (8622) 70,689,033 0

Ichiyoshi Securities Co.,Ltd. (8624) 42,431,386 Exercise of Subscription Warrants 0 Apr. 2018 Resolution based 1 0 Shares

MATSUI SECURITIES CO.,LTD. (8628) 259,264,702 0

Sompo Holdings,Inc. (8630) 373,330,489 0

Japan Exchange Group,Inc. (8697) 536,351,448 0

Monex Group,Inc. (8698) 258,998,600 0

Sawada Holdings Co.,Ltd. (8699) 40,953,500 0

Maruhachi Securities Co.,Ltd. (8700) 4,042,970 0

TRADERS HOLDINGS CO.,LTD. (8704) 29,160,947 0

Okato Nissan Securities Holdings,Inc. (8705) 58,251,592 Exercise of Subscription Warrants 0 May 2020 Resolution based 1 0 Shares


KYOKUTO SECURITIES CO.,LTD. (8706) 32,779,000 0

IwaiCosmo Holdings,Inc. (8707) 25,012,800 0

AIZAWA SECURITIES CO.,LTD. (8708) 47,525,649 0

FIDEA Holdings Co.Ltd. (8713) 181,421,226 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 12,500,000 Shares Retirement 12,500,000 Shares

Senshu Ikeda Holdings,Inc. (8714) 281,008,632 Exercise of Subscription Warrants 0 Feb. 2011 Resolution based 1 0 Shares












Anicom Holdings,Inc. (8715) 81,309,160 0

MS&AD Insurance Group Holdings,Inc. (8725) 593,632,891 0

MONEY PARTNERS GROUP CO.,LTD. (8732) 33,801,900 Exercise of CB 0 CB 1 0 thou. JPY 1,000,000 thou. JPY


Akatsuki Corp. (8737) 34,029,544 0

SPARX Group Co.,Ltd. (8739) 209,577,400 0

FUJITOMI SECURITIES CO.,LTD. (8740) 6,860,000 0

KOBAYASHI YOKO CO.,LTD. (8742) 10,094,644 0

DAIICHI COMMODITIES CO.,LTD. (8746) 21,727,207 Exercise of Subscription Warrants 0 Mar. 2021 Resolution based 1 0 Shares


YUTAKA TRUSTY SECURITIES CO.,LTD. (8747) 8,897,472 0

Dai-ichi Life Holdings,Inc. (8750) 1,116,939,700 Exercise of Subscription Warrants 0 Jul. 2011 Resolution based 1 0 Shares




Sep. 2021

- 133 -


Shares Shares




Tokio Marine Holdings,Inc. (8766) 697,500,000 0

Advantage Risk Management Co.,Ltd. (8769) 17,280,200 Exercise of Subscription Warrants 0 Aug. 2017 Resolution based 1 0 Shares

eGuarantee,Inc. (8771) 46,607,400 Exercise of Subscription Warrants 5,200 Jun. 2014 Resolution based 1 0 Shares








ASAX CO.,LTD. (8772) 32,980,500 0

GFA Co.,Ltd. (8783) 20,126,700 Exercise of Subscription Warrants 1,136,700 May 2020 Resolution based 1 0 Shares

May 2021 Resolution based 1 1,136,700 Shares


FinTech Global Incorporated (8789) 201,115,600 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares








NEC Capital Solutions Limited (8793) 21,533,400 0

T&D Holdings, Inc. (8795) 589,000,000 Sep. 10 Retirement of Treasury Stocks -44,000,000







Advance Create Co.,Ltd. (8798) 22,557,200 0

Mitsui Fudosan Co.,Ltd. (8801) 965,481,947 0

Mitsubishi Estate Company,Limited (8802) 1,391,478,706 0

HEIWA REAL ESTATE CO.,LTD. (8803) 38,859,996 0

Tokyo Tatemono Co.,Ltd. (8804) 209,167,674 0

DAIBIRU CORPORATION (8806) 115,051,049 0

Keihanshin Building Co.,Ltd. (8818) 52,184,498 0

Sumitomo Realty & Development Co.,Ltd. (8830) 476,085,978 0

TAIHEIYO KOUHATSU INCORPORATED (8835) 7,783,448 0

RISE Inc. (8836) 96,013,277 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 6,244,307 Shares

TOC Co.,Ltd. (8841) 95,279,352 0

TOKYO RAKUTENCHI CO.,LTD. (8842) 6,511,218 0

COSMOS INITIA Co.,Ltd. (8844) 33,911,219 0

LEOPALACE21 CORPORATION (8848) 329,389,515 Exercise of Subscription Warrants 0 Sep. 2020 Resolution based 1 0 Shares

Sep. 2021

- 134 -


Shares Shares

STARTS CORPORATION INC. (8850) 53,998,205 0

The Japan Living Service Co.,LTD. (8854) 1,989,845 0

FUJI CORPORATION LIMITED (8860) 36,849,912 0

AIRPORT FACILITIES Co.,LTD. (8864) 52,979,350 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares





Meiwa Estate Company Limited (8869) 24,893,734 0

GOLDCREST Co.,Ltd. (8871) 35,784,000 0

Relo Group,Inc. (8876) 152,951,200 Exercise of CB 0 CB 27. 12 JPY 0 thou. JPY 23,000,000 thou. JPY


ESLEAD CORPORATION (8877) 15,465,600 0

NISSHIN GROUP HOLDINGS Company,Limited (8881) 46,951,260 0

WOOD FRIENDS CO.,Ltd. (8886) 1,480,000 0

RIBERESUTE CORPORATION (8887) 10,990,000 0

Apaman Co.,Ltd. (8889) 18,278,060 Exercise of Subscription Warrants 0 Jan. 2020 Resolution based 1 0 Shares

Raysum Co.,Ltd. (8890) 46,081,400 0

AMG HOLDINGS CO.,LTD. (8891) 2,906,048 0

ES-CON JAPAN Ltd. (8892) 98,580,887 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

SHIN-NIHON TATEMONO CO.,LTD. (8893) 19,914,617 0

REVOLUTION CO.,LTD. (8894) 400,000,510 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 4,640,771 Shares


Takara Leben CO.,LTD. (8897) 121,000,000 0

CENTURY21 REAL ESTATE OF JAPAN LTD. (8898) 11,325,000 0

Sunwood Corporation (8903) 4,894,000 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares



AVANTIA CO.,LTD. (8904) 14,884,300 0

AEON Mall Co.,Ltd. (8905) 227,548,939 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares





MAINICHI COMNET CO.,LTD. (8908) 18,000,000 0

Shinoken Group Co.,Ltd. (8909) 36,380,400 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

Area Quest Inc. (8912) 20,250,000 0

Arealink Co.,Ltd. (8914) 12,940,900 0

First Juken Co.,Ltd. (8917) 16,901,900 Exercise of Subscription Warrants 0 Feb. 2017 Resolution based 1 0 Shares





LAND Co.,Ltd. (8918) 1,440,974,000 0

KATITAS CO.,LTD (8919) 78,650,640 Exercise of Subscription Warrants 0 Jul. 2013 Resolution based 1 0 Shares


TOSHO CO.,LTD. (8920) 38,315,000 0

Sep. 2021

- 135 -


Shares Shares

C's Create Co.,Ltd (8921) 1,000,000 Exercise of Subscription Warrants 0 Jul. 2018 Resolution based 1 0 Shares


Japan Asset Marketing Co.,Ltd. (8922) 774,645,947 0

TOSEI CORPORATION (8923) 48,683,800 0

ARDEPRO Co.,Ltd. (8925) 337,234,159 0

MEIHO ENTERPRISE CO.,LTD. (8927) 24,661,000 0

ANABUKI KOSAN INC. (8928) 11,535,600 0

Aoyama Zaisan Networks Company,Limited (8929) 24,354,800 Sep. 01 Stock Split 12,177,400


WADAKOHSAN CORPORATION (8931) 11,100,000 0

Sun Frontier Fudousan Co.,Ltd. (8934) 48,755,500 Exercise of Subscription Warrants 0 Jun. 2018 Resolution based 1 0 Shares




FJ NEXT CO.,LTD. (8935) 34,646,500 0

GLOME Holdings,Inc. (8938) 9,051,000 0

INTELLEX Co.,Ltd. (8940) 8,932,100 0

LAND BUSINESS CO.,LTD. (8944) 26,780,800 0

SUNNEXTA GROUP Inc. (8945) 11,173,500 Exercise of Subscription Warrants 9,500 May 2012 Resolution based 1 0 Shares















ASIAN STAR CO. (8946) 19,308,200 Exercise of Subscription Warrants 0 Oct. 2013 Resolution based 1 0 Shares



Makoto Construction CO,Ltd (8995) 2,012,000 0

Grandy House Corporation (8999) 30,823,200 0

TOBU RAILWAY CO.,LTD. (9001) 209,815,421 0

Sotetsu Holdings,Inc. (9003) 98,145,499 0

TOKYU CORPORATION (9005) 624,869,876 0

Keikyu Corporation (9006) 275,760,547 0

Odakyu Electric Railway Co.,Ltd. (9007) 368,497,717 0

Keio Corporation (9008) 128,550,830 0

Keisei Electric Railway Co.,Ltd. (9009) 172,411,185 0

FUJI KYUKO CO.,LTD. (9010) 54,884,738 0

Chichibu Railway Co.,Ltd. (9012) 1,500,000 0

Sep. 2021

- 136 -


Shares Shares

Shin-Keisei Electric Railway Co.,Ltd. (9014) 11,023,228 0

Niigata Kotsu Co.,Ltd. (9017) 3,864,000 0

East Japan Railway Company (9020) 377,932,400 0

West Japan Railway Company (9021) 239,879,900 Sep. 18 Public Offering 48,545,400

Central Japan Railway Company (9022) 206,000,000 0

SEIBU HOLDINGS INC. (9024) 323,462,920 0

Konoike Transport Co.,Ltd. (9025) 56,952,442 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares






ZERO CO.,LTD. (9028) 17,560,242 0

HIGASHI TWENTY ONE CO.,LTD. (9029) 13,264,000 0

Nishi-Nippon Railroad Co.,Ltd. (9031) 79,360,186 0

Hiroshima Electric Railway Co.,Ltd. (9033) 30,445,500 0

NANSO Transport Co.,Ltd. (9034) 5,000,000 0

TOHBU NETWORK CO.,LTD. (9036) 5,749,000 0

HAMAKYOREX CO.,LTD. (9037) 19,012,000 0

Sakai Moving Service Co.,Ltd. (9039) 21,162,000 0

Kintetsu Group Holdings Co.,Ltd. (9041) 190,662,061 0

Hankyu Hanshin Holdings,Inc. (9042) 254,281,385 0

Nankai Electric Railway Co.,Ltd. (9044) 113,402,446 0

Keihan Holdings Co.,Ltd. (9045) 113,182,703 0

Kobe Electric Railway Co.,Ltd. (9046) 8,061,566 0

Nagoya Railroad Co., Ltd. (9048) 196,700,692 Exercise of CB 0 CB 23. 10 JPY 0 thou. JPY 100,000 thou. JPY


Keifuku Electric Railroad Co.,Ltd. (9049) 2,000,000 0

SENKON LOGISTICS CO.,LTD (9051) 5,651,000 0

Sanyo Electric Railway Co.,Ltd. (9052) 22,330,598 0

ALPS LOGISTICS CO.,LTD. (9055) 35,474,400 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares





ENSHU TRUCK CO.,LTD. (9057) 7,546,000 0

TRANCOM CO.,LTD. (9058) 10,324,150 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares


Kanda Holdings Co.,Ltd (9059) 11,654,360 0

JAPAN LOGISTIC SYSTEMS CORP. (9060) 1,383,310 0

NIPPON EXPRESS CO.,LTD. (9062) 96,000,000 0

Okayamaken Freight Transportation CO.,LTD. (9063) 2,200,000 0

YAMATO HOLDINGS CO.,LTD. (9064) 388,575,592 0

SANKYU INC. (9065) 65,215,606 0

NISSIN CORPORATION (9066) 20,272,769 0

MARUWN CORPORATION (9067) 28,965,449 0

Maruzen Showa Unyu Co.,Ltd. (9068) 20,612,844 0

Sep. 2021

- 137 -


Shares Shares

SENKO Group Holdings Co.,Ltd. (9069) 152,952,221 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 10,000,000 thou. JPY




























TONAMI HOLDINGS CO.,LTD. (9070) 9,761,011 0

NIKKON Holdings Co.,Ltd. (9072) 68,239,892 0

Kyogoku unyu shoji Co.,Ltd. (9073) 3,200,000 0

Japan Oil Transportation Co.,Ltd. (9074) 3,322,935 0

FUKUYAMA TRANSPORTING CO.,LTD. (9075) 55,770,363 0

SEINO HOLDINGS CO.,LTD. (9076) 207,679,783 Exercise of CB 0 CB 26. 3 JPY 0 thou. JPY 25,000,000 thou. JPY

S LINE CO.,LTD. (9078) 11,095,203 0

Kanagawa Chuo Kotsu Co.,Ltd. (9081) 12,600,000 0

Daiwa Motor Transportation Co.,Ltd. (9082) 5,250,000 0

Shinki Bus Co.,Ltd. (9083) 6,172,000 0

Hitachi Transport System,Ltd. (9086) 84,101,714 Sep. 03 Retirement of Treasury Stocks -20,699,214

TAKASE CORPORATION (9087) 1,054,513 0

MARUWA UNYU KIKAN CO.,LTD. (9090) 128,827,520 Exercise of CB 0 CB 25. 12 JPY 0 thou. JPY 20,000,000 thou. JPY



Chilled & Frozen Logistics Holdings Co.,Ltd. (9099) 25,690,766 0

Nippon Yusen Kabushiki Kaisha (9101) 170,055,098 0

Mitsui O.S.K.Lines,Ltd. (9104) 120,628,611 0

Kawasaki Kisen Kaisha,Ltd. (9107) 93,938,229 0

Sep. 2021

- 138 -


Shares Shares

NS United Kaiun Kaisha,Ltd. (9110) 23,970,679 0

MEIJI SHIPPING CO.,LTD. (9115) 36,000,000 0

IINO KAIUN KAISHA,LTD. (9119) 108,900,000 0

TAMAI STEAMSHIP CO.,LTD (9127) 1,932,000 0

KYOEI TANKER CO.,LTD. (9130) 7,650,000 0

Kyushu Railway Company (9142) 157,301,600 0

SG HOLDINGS CO.,LTD. (9143) 640,394,400 0

BEING HOLDINGS CO.,LTD. (9145) 5,785,000 Exercise of Subscription Warrants 110,000 Dec. 2016 Resolution based 1 62,500 Shares


Kuribayashi Steamship Co.,Ltd. (9171) 12,739,696 0

Tokai Kisen Co.,Ltd. (9173) 2,200,000 0

Sado Steam Ship Co.,Ltd. (9176) 17,006,947 Exercise of Subscription Warrants 0 Mar. 2010 Resolution based 1 0 Shares







KAWASAKI KINKAI KISEN KAISHA,LTD. (9179) 2,952,500 0

Tokyo Kisen Co.,Ltd. (9193) 10,010,000 0

Japan Airlines Co.,Ltd. (9201) 437,143,500 0

ANA HOLDINGS INC. (9202) 484,293,561 Exercise of CB 0 CB 22. 9 JPY 0 thou. JPY 70,000,000 thou. JPY


Star Flyer Inc. (9206) 2,865,640 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 5,500 Shares



PASCO CORPORATION (9232) 14,418,025 0

Asia Air Survey Co.,Ltd. (9233) 18,614,000 0

Delivery Consulting Inc. (9240) 4,649,000 Sep. 02 Third-Party Allotment, etc. 114,600





Future Link Network Co.,Ltd. (9241) 819,300 Sep. 01 Third-Party Allotment, etc. 36,300




Media Research Institute,Inc. (9242) 1,154,000 Sep. 02 Initial Listing 1,154,000



DIGITALIFT Inc. (9244) 1,475,000 Sep. 28 Initial Listing 1,475,000





Livero Inc. (9245) 5,258,000 Sep. 28 Initial Listing 5,258,000

ProjectCompany,Inc. (9246) 5,385,900 Sep. 29 Initial Listing 5,385,900

Sep. 2021

- 139 -


Shares Shares


Nishimoto Co.,Ltd. (9260) 14,353,140 0

KUBODERA CO.,LTD. (9261) 2,158,400 0

SILVER LIFE CO.,LTD. (9262) 10,774,800 Exercise of Subscription Warrants 4,800 May 2015 Resolution based 1 0 Shares



VISIONARYHOLDINGS CO.,LTD. (9263) 37,423,415 Exercise of Subscription Warrants 0 Jun. 2017 Resolution based 1 0 Shares




Puequ CO.,LTD. (9264) 2,353,500 0

YAMASHITA HEALTH CARE HOLDINGS,INC. (9265) 2,553,000 0

Ikka Dining Project.,Ltd. (9266) 0 Sep. 29 Delisting -6,704,800





Genky DrugStores Co.,Ltd. (9267) 15,477,484 0

OPTIMUS GROUP COMPANY LIMITED (9268) 5,360,535 Exercise of Subscription Warrants 0 Apr. 2016 Resolution based 1 0 Shares

Valuence Holdings Inc. (9270) 13,357,970 Exercise of Subscription Warrants 31,800 Mar. 2017 Resolution based 1 0 Shares


Wagokoro co.,ltd. (9271) 3,232,500 Exercise of Subscription Warrants 50,000 Mar. 2016 Resolution based 1 0 Shares



Boutiques,Inc. (9272) 5,080,200 Exercise of Subscription Warrants 0 Jun. 2014 Resolution based 1 0 Shares




KOA SHOJI HOLDINGS CO.,LTD. (9273) 39,619,980 0

KOKUSAI PULP & PAPER CO.,LTD. (9274) 75,077,406 0

NARUMIYA INTERNATIONAL Co.,Ltd. (9275) 10,122,830 0

az-earth Co.,Ltd. (9276) 257,000 0

BOOKOFF GROUP HOLDINGS LIMITED (9278) 20,547,413 0

GIFT INC. (9279) 9,953,967 Exercise of Subscription Warrants 0 Oct. 2015 Resolution based 1 0 Shares



Mitsubishi Logistics Corporation (9301) 87,960,739 0

MITSUI-SOKO HOLDINGS Co.,Ltd. (9302) 24,883,002 0

The Sumitomo Warehouse Co.,Ltd. (9303) 82,886,615 0

The Shibusawa Warehouse Co.,Ltd. (9304) 15,217,747 0

Yamatane Corporation (9305) 11,344,181 0

Toyo Logistics Co.,Ltd. (9306) 39,324,953 0

Sugimura Warehouse Co.,Ltd. (9307) 16,398,110 Exercise of Subscription Warrants 0 Jun. 2015 Resolution based 1 0 Shares


Inui Global Logistics Co.,Ltd. (9308) 26,072,960 0

Japan Transcity Corporation (9310) 67,142,417 0

ASAGAMI CORPORATION (9311) 1,418,000 0

Sep. 2021

- 140 -


Shares Shares

THE KEIHIN CO.,LTD. (9312) 6,536,445 0

Maruhachi Warehouse Company Limited (9313) 7,300,000 0

Asia Development Capital Co.Ltd. (9318) 1,561,102,123 0

Chuo Warehouse Co.,Ltd. (9319) 19,064,897 0

KAWANISHI WAREHOUSE CO.,LTD. (9322) 8,258,322 0

Yasuda Logistics Corporation (9324) 30,360,000 0

PHYZ Holdings Inc. (9325) 10,822,800 Exercise of Subscription Warrants 0 Mar. 2016 Resolution based 1 0 Shares

KANTSU CO.,LTD. (9326) 10,253,400 Sep. 01 Stock Split 6,834,700

Exercise of Subscription Warrants 1,350 Feb. 2018 Resolution based 1 0 Shares


e-LogiT co.,ltd. (9327) 3,475,200 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

TOYO WHARF & WAREHOUSE CO.,LTD. (9351) 7,740,000 0

SAKURAJIMA FUTO KAISHA,LTD. (9353) 1,540,000 0

RINKO CORPORATION (9355) 2,700,000 0

Utoc Corporation (9358) 43,448,099 0

SUZUYO SHINWART CORPORATION (9360) 3,000,000 0

FUSHIKI KAIRIKU UNSO CO.,LTD. (9361) 2,615,400 0

HYOKI KAIUN KAISHA,LTD. (9362) 1,224,000 0

DAIUN CO.,LTD. (9363) 6,228,039 0

Kamigumi Co.,Ltd. (9364) 129,066,837 0

TRADIA CORPORATION (9365) 1,470,000 0

SANRITSU CORPORATION (9366) 6,006,373 0

DAITO KOUN CO.,LTD. (9367) 9,389,000 0

KIMURA UNITY CO.,LTD. (9368) 12,070,000 0

K.R.S.Corporation (9369) 12,677,900 0

Kintetsu World Express,inc. (9375) 72,000,000 0

EURASIA TRAVEL Co.,Ltd. (9376) 3,690,000 0

AGP CORPORATION (9377) 13,950,000 0

Azuma Shipping Co.,Ltd. (9380) 28,923,000 0

AIT CORPORATION (9381) 23,913,600 0

NAIGAI TRANS LINE LTD. (9384) 10,698,000 0

SHOEI CORPORATION (9385) 7,850,000 0

NIPPON CONCEPT CORPORATION (9386) 13,868,500 0

PAPANETS CO.,Ltd. (9388) 172,500 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

TBS HOLDINGS,INC. (9401) 174,709,837 0

Nippon Television Holdings,Inc. (9404) 263,822,080 0

ASAHI BROADCASTING GROUP HOLDINGS CORPORATION (9405) 41,833,000 0

BROADCASTING SYSTEM OF NIIGATA INCORPORATED (9408) 6,000,000 0

TV Asahi Holdings Corporation (9409) 108,529,000 0

SKY Perfect JSAT Holdings Inc. (9412) 297,404,212 0

TV TOKYO Holdings Corporation (9413) 28,279,500 0

Nippon BS Broadcasting Corporation (9414) 17,804,032 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares



VISION INC. (9416) 49,053,000 Exercise of Subscription Warrants 5,400 May 2012 Resolution based 1 0 Shares



Sep. 2021

- 141 -


Shares Shares

Smartvalue Co.,Ltd. (9417) 10,264,800 Exercise of Subscription Warrants 0 Feb. 2016 Resolution based 1 0 Shares

USEN-NEXT HOLDINGS Co.,Ltd. (9418) 60,083,111 Exercise of Subscription Warrants 0 Nov. 2013 Resolution based 1 0 Shares

WirelessGate,Inc. (9419) 10,779,774 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




NJ Holdings Inc. (9421) 5,350,400 Exercise of Subscription Warrants 0 Dec. 2017 Resolution based 1 0 Shares

CONEXIO Corporation (9422) 44,737,938 0

Forval RealStraight Inc. (9423) 23,839,800 Exercise of Subscription Warrants 0 Nov. 2017 Resolution based 1 0 Shares


Japan Communications Inc. (9424) 164,258,239 Exercise of Subscription Warrants 0 Mar. 2020 Resolution based 1 0 Shares


NIPPON TELEPHONE INC. (9425) 3,431,500 Sep. 24 Third-Party Allotment, etc. 22,500

CROPS CORPORATION (9428) 9,597,400 0

NIPPON TELEGRAPH AND TELEPHONE CORPORATION (9432) 2,640,525,940 0

KDDI CORPORATION (9433) 2,304,179,550 0

SoftBank Corp. (9434) 4,787,145,170 Exercise of Subscription Warrants 0 Mar. 2018 Resolution based 1 0 Shares

HIKARI TSUSHIN,INC. (9435) 46,549,642 0

OKINAWA CELLULAR TELEPHONE COMPANY (9436) 26,877,900 0

MTI Ltd. (9438) 61,248,200 Exercise of Subscription Warrants 27,700 Jan. 2016 Resolution based 1 24,100 Shares





M･H･GROUP LTD. (9439) 11,492,100 Exercise of Subscription Warrants 0 Oct. 2018 Resolution based 1 0 Shares

Bell-Park Co.,Ltd. (9441) 6,732,600 0

TOSHIN HOLDINGS CO.,LTD (9444) 6,536,800 0

FORVAL TELECOM,INC. (9445) 16,693,200 0

SAKAI Holdings CO.,LTD (9446) 10,956,500 Exercise of Subscription Warrants 0 Oct. 2014 Resolution based 1 0 Shares


GMO internet Inc. (9449) 111,893,046 0

Fibergate Inc. (9450) 20,493,800 Exercise of Subscription Warrants 0 Apr. 2017 Resolution based 1 0 Shares


Kips Co.,Ltd. (9465) 3,998,600 Exercise of Subscription Warrants 0 Mar. 2019 Resolution based 1 0 Shares

Aidma Marketing Communication Corporation (9466) 13,520,000 Exercise of Subscription Warrants 0 Jul. 2017 Resolution based 1 0 Shares

AlphaPolis Co.,Ltd. (9467) 9,687,400 0

KADOKAWA CORPORATION (9468) 70,892,060 0

GAKKEN HOLDINGS CO.,LTD. (9470) 44,633,232 0

ZENRIN CO.,LTD. (9474) 57,301,365 Exercise of CB 0 CB 23. 3 JPY 0 thou. JPY 8,000,000 thou. JPY

Shobunsha Holdings,Inc. (9475) 18,178,173 0

CHUOKEIZAI-SHA HOLDINGS,INC. (9476) 4,398,464 0

SE Holdings and Incubations Co.,Ltd. (9478) 23,484,226 0

Impress Holdings, Inc. (9479) 37,371,500 0

Tokyo Electric Power Company Holdings,Incorporated (9501) 1,607,017,531 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,600,000,000 Shares


Chubu Electric Power Company,Incorporated (9502) 758,000,000 0

The Kansai Electric Power Company,Incorporated (9503) 938,733,028 0

Sep. 2021

- 142 -


Shares Shares

The Chugoku Electric Power Company,Incorporated (9504) 387,154,692 Exercise of CB 0 CB 22. 1 JPY 0 thou. JPY 50,000,000 thou. JPY

Hokuriku Electric Power Company (9505) 210,333,694 0

Tohoku Electric Power Company,Incorporated (9506) 502,882,585 0

Shikoku Electric Power Company,Incorporated (9507) 223,086,202 0

Kyushu Electric Power Company,Incorporated (9508) 474,183,951 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 75,000,000 thou. JPY

Hokkaido Electric Power Company,Incorporated (9509) 215,291,912 0

The Okinawa Electric Power Company,Incorporated (9511) 56,927,965 0

Electric Power Development Co.,Ltd. (9513) 183,051,100 0

EF-ON INC. (9514) 21,636,579 0

eREX Co.,Ltd. (9517) 59,220,200 Exercise of Subscription Warrants 0 Mar. 2014 Resolution based 1 0 Shares

RENOVA,Inc. (9519) 78,549,200 Exercise of Subscription Warrants 27,200 Feb. 2013 Resolution based 1 0 Shares










TOKYO GAS CO.,LTD. (9531) 440,996,559 0

OSAKA GAS CO.,LTD. (9532) 416,680,000 0

TOHO GAS CO.,LTD. (9533) 105,606,285 0

HOKKAIDO GAS CO.,LTD. (9534) 17,737,806 0

HIROSHIMA GAS CO.,LTD. (9535) 68,242,319 0

SAIBU GAS HOLDINGS CO.,LTD. (9536) 37,187,567 0

HOKURIKU GAS CO.,LTD. (9537) 4,800,000 0

KEIYO GAS CO.,LTD. (9539) 10,935,000 0

SHIZUOKA GAS CO.,LTD. (9543) 76,192,950 0

METAWATER Co.,Ltd. (9551) 51,758,500 0

I-NET CORP. (9600) 16,242,424 0

Shochiku Co.,Ltd. (9601) 13,937,857 0

TOHO CO.,LTD (9602) 186,490,633 0

H.I.S.Co.,Ltd. (9603) 75,969,236 Exercise of CB 0 CB 24. 11 JPY 0 thou. JPY 25,000,000 thou. JPY


TOEI COMPANY,LTD. (9605) 14,768,909 0

WILSON LEARNING WORLDWIDE INC. (9610) 5,154,580 0

LUCKLAND CO.,LTD. (9612) 9,772,200 Exercise of Subscription Warrants 5,500 Mar. 2016 Resolution based 1 500 Shares


NTT DATA CORPORATION (9613) 1,402,500,000 0

KYORITSU MAINTENANCE CO.,LTD. (9616) 39,219,818 Exercise of CB 0 CB 26. 1 JPY 0 thou. JPY 30,000,000 thou. JPY

ICHINEN HOLDINGS CO.,LTD. (9619) 24,262,227 Sep. 24 Retirement of Treasury Stocks -350,000

CTI Engineering Co.,Ltd. (9621) 14,159,086 0

SPACE CO.,LTD. (9622) 26,600,319 0

CHODAI CO.,LTD. (9624) 0 Sep. 29 Delisting -9,416,000

CERESPO CO.,LTD. (9625) 5,703,500 0

AIN HOLDINGS INC. (9627) 35,428,212 0

Sep. 2021

- 143 -


Shares Shares

SAN HOLDINGS,INC. (9628) 12,164,016 0

PCA CORPORATION (9629) 7,700,000 0

TOKYU RECREATION CO.,LTD. (9631) 6,387,494 0

Subaru Enterprise Co.,Ltd. (9632) 2,662,000 0

TOKYO THEATRES COMPANY,INCORPORATED (9633) 8,013,000 0

Musashino Kogyo Co.,Ltd. (9635) 1,050,000 0

Kin-Ei Corp. (9636) 2,821,000 0

O S CO.,LTD. (9637) 3,200,000 0

SANKYO FRONTIER CO.,LTD. (9639) 11,678,400 0

SAISON INFORMATION SYSTEMS CO.,LTD. (9640) 16,200,000 0

SACOS CORPORATION (9641) 42,866,681 Exercise of Subscription Warrants 0 Dec. 2011 Resolution based 1 0 Shares




TANABE CONSULTING CO.,LTD. (9644) 8,754,200 0

KYOWA ENGINEERING CONSULTANTS CO.,LTD. (9647) 586,100 0

Japan Process Development Co.,Ltd. (9651) 10,645,020 0

GREENLAND RESORT COMPANY LIMITED (9656) 10,346,683 0

BUSINESS BRAIN SHOWA･OTA INC. (9658) 16,000,000 0

Kabuki-Za Co.,Ltd. (9661) 12,170,000 0

NAGAWA CO.,Ltd (9663) 16,357,214 0

TOKYOTOKEIBA CO.,LTD. (9672) 28,764,854 0

Joban Kosan Co.,Ltd. (9675) 8,808,778 0

KANAMOTO CO.,LTD. (9678) 38,742,241 0

HORAI Co.,Ltd. (9679) 1,404,000 0

DTS CORPORATION (9682) 50,444,532 0

SQUARE ENIX HOLDINGS CO.,LTD. (9684) 122,531,596 Exercise of Subscription Warrants 0 Jul. 2008 Resolution based 1 0 Shares















KYCOM HOLDINGS CO.,LTD. (9685) 5,115,492 0

TOYO TEC CO.,LTD. (9686) 11,440,000 0

KSK CO.,LTD (9687) 7,636,368 0

RYOMO SYSTEMS CO.,LTD. (9691) 3,510,000 0

COMPUTER ENGINEERING & CONSULTING LTD. (9692) 37,600,000 0

THE KAMOGAWA GRAND HOTEL,LTD. (9695) 10,453,920 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 1,200,000 Shares

Sep. 2021

- 144 -


Shares Shares

With us Corporation (9696) 10,440,000 0

CAPCOM CO.,LTD. (9697) 270,892,976 0

CREO CO.,LTD. (9698) 8,650,369 0

NISHIO RENT ALL Co.,LTD. (9699) 28,391,464 0

Tokyo Kaikan Co.,Ltd. (9701) 3,463,943 0

ISB CORPORATION (9702) 11,363,159 0

Agora Hospitality Group Co.,Ltd. (9704) 281,708,934 0

Japan Airport Terminal Co.,ltd. (9706) 93,145,400 Exercise of CB 0 CB 22. 3 JPY 0 thou. JPY 15,000,000 thou. JPY

Imperial Hotel,Ltd. (9708) 59,400,000 0

NCS&A CO.,LTD. (9709) 18,000,000 0

THE ROYAL HOTEL,LIMITED (9713) 10,271,651 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 300,000 Shares

transcosmos inc. (9715) 48,794,046 0

NOMURA Co.,Ltd. (9716) 119,896,588 0

JASTEC Co.,Ltd. (9717) 18,287,000 Exercise of Subscription Warrants 0 Mar. 2015 Resolution based 1 0 Shares





SCSK Corporation (9719) 104,181,803 0

HOTEL NEWGRAND CO.,LTD. (9720) 1,181,448 0

FUJITA KANKO INC. (9722) 12,207,424 0

THE KYOTO HOTEL,LTD. (9723) 12,065,400 0

KNT-CT Holdings Co.,Ltd. (9726) 27,331,013 0

NIPPON KANZAI Co.,Ltd. (9728) 41,180,306 0

TOKAI Corp. (9729) 36,041,346 0

Hakuyosha Company,Ltd. (9731) 3,900,000 0

Nagase Brothers Inc. (9733) 10,148,409 0

Kabushiki Kaisha Seiyoken. (9734) 2,628,000 0

SECOM CO.,LTD. (9735) 233,298,049 0

NIPPON SYSTEMWARE CO.,LTD. (9739) 14,900,000 0

CENTRAL SECURITY PATROLS CO.,LTD. (9740) 14,816,692 0

INES Corporation (9742) 23,900,000 0

TANSEISHA CO.,LTD. (9743) 48,424,071 0

MEITEC CORPORATION (9744) 28,600,000 0

TKC Corporation (9746) 53,462,066 0

FUJI SOFT INCORPORATED (9749) 33,700,000 0

IX Knowledge Incorporated (9753) 11,200,000 0

OYO Corporation (9755) 26,664,373 0

Funai Soken Holdings Incorporated (9757) 52,500,000 0

NSD CO.,LTD. (9759) 92,344,320 Exercise of Subscription Warrants 0 Jun. 2005 Resolution based 1 0 Shares

SHINGAKUKAI HOLDINGS CO.,LTD. (9760) 20,031,000 0

TOKAI LEASE CO.,LTD. (9761) 3,494,322 0

Marubeni Construction Material Lease Co.,Ltd. (9763) 3,429,440 0

OHBA CO.,LTD. (9765) 18,000,000 0

KONAMI HOLDINGS CORPORATION (9766) 143,500,000 Exercise of CB 0 CB 22. 12 JPY 1,590,000 thou. JPY 8,410,000 thou. JPY

NIKKEN KOGAKU CO.,LTD. (9767) 1,862,254 0

IDEA Consultants,Inc. (9768) 7,499,025 0

Sep. 2021

- 145 -


Shares Shares

GAKKYUSHA CO.,LTD. (9769) 10,968,356 0

SAPPORO CLINICAL LABORATORY INC. (9776) 4,216,000 0

SUBARU CO.,LTD. (9778) 693,576 0

HARIMA B.STEM CORPORATION (9780) 962,449 0

DMS INC. (9782) 7,262,020 0

Benesse Holdings,Inc. (9783) 102,571,215 0

AEON DELIGHT CO.,LTD. (9787) 54,169,633 Exercise of Subscription Warrants 0 May 2014 Resolution based 1 0 Shares






NAC CO.,LTD. (9788) 24,306,750 0

Fukui Computer Holdings,Inc. (9790) 20,700,000 0

BIKEN TECHNO CORPORATION (9791) 7,718,722 0

Daiseki Co.,Ltd. (9793) 51,600,000 Sep. 01 Stock Split 8,600,000

STEP CO.,LTD. (9795) 16,670,000 0

ASAHI INTELLIGENCE SERVICE CO.,LTD. (9799) 8,264,850 0

NIPPON STEEL TRADING CORPORATION (9810) 32,307,800 0

T.O. Holdings CO.,LTD. (9812) 8,926,896 0

Striders Corporation (9816) 8,912,089 Exercise of Subscription Warrants 0 Sep. 2015 Resolution based 1 0 Shares


DAIMARU ENAWIN Co.,Ltd. (9818) 8,046,500 0

MT GENEX CORPORATION (9820) 1,079,600 0

Mammy Mart Corporation (9823) 10,796,793 0

SENSHU ELECTRIC CO.,LTD. (9824) 10,800,000 0

Lilycolor Co.,Ltd. (9827) 12,662,100 0

GENKI SUSHI CO.,LTD. (9828) 8,882,908 0

TRUSCO NAKAYAMA CORPORATION (9830) 66,008,744 0

YAMADA HOLDINGS CO.,LTD. (9831) 966,647,930 0

AUTOBACS SEVEN CO.,LTD. (9832) 82,050,105 0

JUNTENDO CO.,LTD. (9835) 8,331,164 0

MORITO CO.,LTD. (9837) 30,800,000 0

ARCLAND SAKAMOTO CO.,LTD. (9842) 41,381,686 0

Nitori Holdings Co.,Ltd. (9843) 114,443,496 0

PARKER CORPORATION (9845) 26,801,452 0

TENMAYA STORE CO.,LTD. (9846) 11,550,000 0

KYODO PAPER HOLDINGS (9849) 735,344 0

GOURMET KINEYA CO.,LTD. (9850) 22,910,275 0

CB GROUP MANAGEMENT Co.,Ltd. (9852) 2,461,848 0

GINZA RENOIR CO.,LTD. (9853) 6,252,004 0

AIGAN CO.,LTD. (9854) 21,076,154 0

KU HOLDINGS CO.,LTD. (9856) 44,126,024 0

EIWA CORPORATION (9857) 6,470,000 0

YOSHINOYA HOLDINGS CO.,LTD. (9861) 65,129,558 0

Solekia Limited (9867) 865,301 0

KATO SANGYO CO.,LTD. (9869) 38,153,115 0

Sep. 2021

- 146 -


Shares Shares

KITAKEI CO.,LTD. (9872) 10,011,841 0

KFC Holdings Japan,Ltd. (9873) 22,423,761 0

COX CO.,LTD. (9876) 27,711,028 Exercise of Subscription Warrants 0 Apr. 2008 Resolution based 1 0 Shares




SEKIDO CO.,LTD. (9878) 2,029,928 Exercise of Subscription Warrants 500 May 2020 Resolution based 1 0 Shares






INNOTECH CORPORATION (9880) 13,700,000 Exercise of Subscription Warrants 0 Jun. 2007 Resolution based 1 0 Shares






YELLOW HAT LTD. (9882) 49,923,146 0

CHARLE CO.,LTD. (9885) 16,086,250 0

MATSUYA FOODS HOLDINGS CO.,LTD. (9887) 19,063,968 0

UEX,LTD. (9888) 12,000,000 0

JBCC Holdings Inc. (9889) 17,773,743 0

MAKIYA CO.,LTD. (9890) 10,540,200 0

CONSEC CORPORATION (9895) 1,864,011 0

JK Holdings Co.,Ltd. (9896) 31,840,016 0

Sagami Holdings Corporation (9900) 30,301,784 0

NICHIDEN Corporation (9902) 31,886,000 0

KANSEKI CO.,LTD (9903) 8,050,000 0

Verite Co.,Ltd. (9904) 27,230,825 0

Fujii Sangyo Corporation (9906) 10,010,000 0

NIHON DENKEI CO.,LTD (9908) 7,879,005 0

AIKO CORPORATION (9909) 882,200 0

NIPPO LTD. (9913) 9,127,338 0

Uematsu Shokai Co.,Ltd. (9914) 2,340,000 0

KANSAI SUPER MARKET LTD. (9919) 31,940,954 0

WATT MANN CO.,LTD. (9927) 1,136,854 0

MIROKU JYOHO SERVICE CO.,LTD. (9928) 34,806,286 Exercise of CB 0 CB 23. 12 JPY 0 thou. JPY 11,000,000 thou. JPY



HEIWA PAPER CO.,LTD. (9929) 10,116,917 0

KITAZAWA SANGYO CO.,LTD. (9930) 23,818,257 0

SUGIMOTO & CO.,LTD. (9932) 11,399,237 0

INABA DENKISANGYO CO.,LTD. (9934) 56,419,000 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares




Sep. 2021

- 147 -


Shares Shares


OHSHO FOOD SERVICE CORP. (9936) 23,286,230 0

TAIYO BUSSAN KAISHA,LTD. (9941) 1,600,419 Sep. 07 Third-Party Allotment, etc. 272,200

PLENUS Co.,Ltd. (9945) 44,392,680 0

MINISTOP CO.,LTD. (9946) 29,372,774 0

ARCS COMPANY,LIMITED (9948) 57,649,868 0

HACHI-BAN CO.,LTD. (9950) 3,068,111 0

THE YONKYU CO.,LTD. (9955) 12,241,746 0

VALOR HOLDINGS CO.,LTD. (9956) 53,987,499 Exercise of Subscription Warrants 0 Jul. 2015 Resolution based 1 0 Shares

ASEED HOLDINGS CO.,LTD. (9959) 13,495,248 0

TOTECH CORPORATION (9960) 13,988,000 0

MISUMI Group Inc. (9962) 284,309,297 Exercise of Subscription Warrants 3,000 Oct. 2014 Resolution based 1 0 Shares















ITEC CORPORATION (9964) 11,300,000 0

FUJIKYU CORPORATION (9966) 12,301,000 0

SAKAI TRADING CO.,LTD. (9967) 1,813,090 0

SHOKUBUN CO.,LTD. (9969) 17,691,669 0

ALTECH CO.,LTD. (9972) 19,354,596 0

Kozosushi Co.,LTD. (9973) 151,172,610 Exercise of CB 0 CB 1 0 thou. JPY 400,000 thou. JPY

Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 2,315,155 Shares



Belc CO.,LTD. (9974) 20,867,800 0

SEKICHU CO.,LTD. (9976) 5,586,150 0

Aoki Super Co.,LTD. (9977) 6,250,000 0

BUNKYODO GROUP HOLDINGS CO.,LTD. (9978) 40,724,840 Conversion of Preferred Stock, etc. 0 PS 1 0 Shares 194 Shares

DAISYO CORPORATION (9979) 21,198,962 0

MRK HOLDINGS INC. (9980) 101,295,071 0

Takihyo Co.,Ltd. (9982) 9,500,000 0

FAST RETAILING CO.,LTD. (9983) 106,073,656 0

SoftBank Group Corp. (9984) 1,722,953,730 0

ZAOH COMPANY,LTD. (9986) 6,266,000 0

SUZUKEN CO.,LTD. (9987) 103,344,083 0

SUNDRUG CO.,LTD. (9989) 119,331,184 0

Sep. 2021

- 148 -


Shares Shares

SAC'S BAR HOLDINGS INC. (9990) 29,859,900 0

GECOSS CORPORATION (9991) 36,436,125 0

YAMAZAWA CO.,LTD. (9993) 10,960,825 0

YAMAYA CORPORATION (9994) 10,847,870 0

GLOSEL Co.,Ltd. (9995) 26,426,800 0

Satoh&Co.,Ltd. (9996) 9,152,640 0

BELLUNA CO.,LTD. (9997) 97,244,472 0

DISCLAIMER: This translation may be used only for reference purposes. This English version is not an officialtranslation of the original Japanese document. In cases where any differences occur between the English versionand the original Japanese version, the Japanese version shall prevail. Tokyo Stock Exchange, Inc. and/or JapanExchange Regulation shall individually or jointly accept no responsibility or liability for damage or loss causedby any error, inaccuracy, or misunderstanding with regard to this translation.

Sep. 2021 - 1

Documents

Transcript of Sep. 2021 - 1