Redefining the persistent infection in root canals: possible role of biofilm communities

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Redefining the Persistent Infection in Root Canals: Possible Role of Biofilm Communities Luis Chávez de Paz, DDS, MS, PhD Abstract Current concepts suggest that persisting infections sub- sequent to endodontic therapy are caused by one or two bacterial species that are “too robust” to be elim- inated by conventional treatment measures. As a con- sequence, numerous studies are exploring the charac- teristics of these “most” resistant organisms to define an effective treatment strategy to eradicate them from root canals. By taking an ecological perspective, the main objective of this review is to present evidence that the nature of persisting endodontic infections depends not on the robustness of the organisms in the infected site, but on their capability of adapting their physiology to the new environmental conditions set by the treat- ment. Changes in the environment, such as an increase in pH by calcium hydroxide or the effect of antimicro- bials, are capable of triggering genetic cascades that modify the physiological characteristics of bacterial cells. Surface adherence by bacteria to form biofilms is a good example of bacterial adaptation and one that is pertinent to endodontic infections. Increasing informa- tion is now available on the existence of polymicrobial biofilm communities on root canal walls, coupled with new data showing that the adaptive mechanisms of bacteria in these biofilms are significantly augmented for increased survival. This ecological view on the per- sisting infection problem in endodontics suggests that the action of individual species in persisting endodontic infections is secondary when compared to the adaptive changes of a polymicrobial biofilm community under- going physiological and genetic changes in response to changes in the root canal environment. (J Endod 2007; 33:652– 662) Key Words Bacterial adaptation, Enterococcus faecalis, microbial ecology, pathogens, physiological changes A traditional concept that explains infectious processes occurring in humans sug- gests that diseases are produced as the result of the aggressive invasion of harmful microorganisms, which battle with the human host’s defenses, triggering mechanisms that release antibodies and immune cells. The impact of such an approach generates a predisposition to search for those “most dangerous” microorganisms that can cause/ trigger the most severe damage to the host. In line with this view, infectious processes of the oral cavity were proposed to be caused by a relatively small number of organisms from the diverse collection of species found in the human mouth (1). In caries, for example, the frequent isolation of Streptococcus mutans from carious lesions (2–4) generated a considerable number of studies to explore the ex vivo features of this bacterium. Research findings showing the significant acid-tolerant capabilities of S. mutans defined this organism as “the” agent responsible for initial enamel and dentine demineralization. Similarly, in periodontal disease, the frequent recovery of proteolytic microorganisms from deep periodontal pockets, such as Porphyromonas gingivalis, increased the attention of periodontists to these bacteria because they were considered key etiological agents of the disease (5, 6). The main disadvantage with this traditional view of the infectious process, especially in oral infections, is that the determination of true cause-and-effect relationships is not always possible. Consequently, the predomi- nance of certain microorganisms at a given site may be the result of the disease itself rather than that of the initiating agent (7). Recently, the “ecological plaque hypothesis” (8 –13) has improved on these classic infectious concepts to explain the etiology of caries and periodontal disease. This hypothesis suggests that the organisms associated with the disease may also be present at sound sites, but at levels too low to represent a clinical threat. In other words, disease is produced as the result of changes in the local environmental conditions that will shift the balance of the resident flora. Root canal infections have a different nature than that of caries or periodontitis because they become established in originally sterile compartments of the oral cavity. In many cases, this led to the concept that the etiology of root canal infections involves only a single pathogen. For example, the predominance of certain proteolytic black-pig- mented anaerobic organisms in cultures from infected root canals associated with acute symptoms suggested that these organisms are foremost etiological agents in such cases (14, 15). Recently, the frequent recovery of Enterococcus faecalis in root canals associated with persistent infections brought about an intense research interest in this bacterium. E. faecalis has become the ideal organism to test different irrigants, medi- caments, and antiseptic solutions used in endodontics ex vivo, with findings that re- vealed its innate resistance capacity (16 –18). This extensive interest in E. faecalis, perhaps driven by its ability to grow under almost any laboratory condition (19), resulted in the concept that the organism is the sole etiological agent for chronic endodontic infections. Consequently, the focus on E. faecalis resulted in much less information on the existence of other organisms in such infections that may possess similar tolerating characteristics to E. faecalis and that would shed light on the exis- tence of a polymicrobial persisting community. Thus, it is not surprising that ecological parameters in root canal infections are not often discussed. From an ecological perspective, the root canal can be considered a highly con- trolled environment with a limited number of niches. Although niches are composed by a variety of environmental factors that limit the growth of one species relative to others (20), the main limiting factors in root canal niches that influence bacterial colonization are, for instance, oxygen and nutrient availability (21). After root canal treatment, other From the Department of Oral Biology, Faculty of Odontol- ogy, Malmö University, Malmö, Sweden. Address requests for reprints to Dr. Luis Eduardo Chávez de Paz Villanueva, Department of Oral Biology, Faculty of Odontology, Malmö University, SE-205 06 Malmö, Sweden. E-mail address: [email protected]. 0099-2399/$0 - see front matter Copyright © 2007 by the American Association of Endodontists. doi:10.1016/j.joen.2006.11.004 Review Article 652 Chávez de Paz JOE — Volume 33, Number 6, June 2007

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edefining the Persistent Infection in Root Canals:ossible Role of Biofilm Communities

uis Chávez de Paz, DDS, MS, PhD

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bstracturrent concepts suggest that persisting infections sub-equent to endodontic therapy are caused by one orwo bacterial species that are “too robust” to be elim-nated by conventional treatment measures. As a con-equence, numerous studies are exploring the charac-eristics of these “most” resistant organisms to definen effective treatment strategy to eradicate them fromoot canals. By taking an ecological perspective, theain objective of this review is to present evidence that

he nature of persisting endodontic infections dependsot on the robustness of the organisms in the infectedite, but on their capability of adapting their physiologyo the new environmental conditions set by the treat-ent. Changes in the environment, such as an increase

n pH by calcium hydroxide or the effect of antimicro-ials, are capable of triggering genetic cascades thatodify the physiological characteristics of bacterial

ells. Surface adherence by bacteria to form biofilms isgood example of bacterial adaptation and one that isertinent to endodontic infections. Increasing informa-ion is now available on the existence of polymicrobialiofilm communities on root canal walls, coupled withew data showing that the adaptive mechanisms ofacteria in these biofilms are significantly augmentedor increased survival. This ecological view on the per-isting infection problem in endodontics suggests thathe action of individual species in persisting endodonticnfections is secondary when compared to the adaptivehanges of a polymicrobial biofilm community under-oing physiological and genetic changes in response tohanges in the root canal environment. (J Endod 2007;3:652–662)

ey Wordsacterial adaptation, Enterococcus faecalis, microbialcology, pathogens, physiological changes

From the Department of Oral Biology, Faculty of Odontol-gy, Malmö University, Malmö, Sweden.

Address requests for reprints to Dr. Luis Eduardo Cháveze Paz Villanueva, Department of Oral Biology, Faculty ofdontology, Malmö University, SE-205 06 Malmö, Sweden.-mail address: [email protected]/$0 - see front matter

Copyright © 2007 by the American Association ofndodontists.oi:10.1016/j.joen.2006.11.004

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52 Chávez de Paz

traditional concept that explains infectious processes occurring in humans sug-gests that diseases are produced as the result of the aggressive invasion of harmful

icroorganisms, which battle with the human host’s defenses, triggering mechanismshat release antibodies and immune cells. The impact of such an approach generates aredisposition to search for those “most dangerous” microorganisms that can cause/

rigger the most severe damage to the host. In line with this view, infectious processesf the oral cavity were proposed to be caused by a relatively small number of organisms

rom the diverse collection of species found in the human mouth (1). In caries, forxample, the frequent isolation of Streptococcus mutans from carious lesions (2– 4)enerated a considerable number of studies to explore the ex vivo features of thisacterium. Research findings showing the significant acid-tolerant capabilities of S.utans defined this organism as “the” agent responsible for initial enamel and dentine

emineralization. Similarly, in periodontal disease, the frequent recovery of proteolyticicroorganisms from deep periodontal pockets, such as Porphyromonas gingivalis,

ncreased the attention of periodontists to these bacteria because they were consideredey etiological agents of the disease (5, 6). The main disadvantage with this traditionaliew of the infectious process, especially in oral infections, is that the determination ofrue cause-and-effect relationships is not always possible. Consequently, the predomi-ance of certain microorganisms at a given site may be the result of the disease itselfather than that of the initiating agent (7). Recently, the “ecological plaque hypothesis”8 –13) has improved on these classic infectious concepts to explain the etiology ofaries and periodontal disease. This hypothesis suggests that the organisms associatedith the disease may also be present at sound sites, but at levels too low to represent alinical threat. In other words, disease is produced as the result of changes in the localnvironmental conditions that will shift the balance of the resident flora.

Root canal infections have a different nature than that of caries or periodontitisecause they become established in originally sterile compartments of the oral cavity. Inany cases, this led to the concept that the etiology of root canal infections involves onlysingle pathogen. For example, the predominance of certain proteolytic black-pig-ented anaerobic organisms in cultures from infected root canals associated with acute

ymptoms suggested that these organisms are foremost etiological agents in such cases14, 15). Recently, the frequent recovery of Enterococcus faecalis in root canalsssociated with persistent infections brought about an intense research interest in thisacterium. E. faecalis has become the ideal organism to test different irrigants, medi-aments, and antiseptic solutions used in endodontics ex vivo, with findings that re-ealed its innate resistance capacity (16 –18). This extensive interest in E. faecalis,erhaps driven by its ability to grow under almost any laboratory condition (19),esulted in the concept that the organism is the sole etiological agent for chronicndodontic infections. Consequently, the focus on E. faecalis resulted in much lessnformation on the existence of other organisms in such infections that may possessimilar tolerating characteristics to E. faecalis and that would shed light on the exis-ence of a polymicrobial persisting community. Thus, it is not surprising that ecologicalarameters in root canal infections are not often discussed.

From an ecological perspective, the root canal can be considered a highly con-rolled environment with a limited number of niches. Although niches are composed byvariety of environmental factors that limit the growth of one species relative to others20), the main limiting factors in root canal niches that influence bacterial colonization

re, for instance, oxygen and nutrient availability (21). After root canal treatment, other

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imiting factors become involved, such as pH and the short-/long-termffects of the antibacterial medicaments applied. The limiting factors forhree different niches in root canals are depicted in Fig. 1, from whicht can be reasonably assumed that bacterial survival in such controllednvironments, especially after root canal treatment, is based on theapacity of organisms to adapt to the existing conditions.

Although traditional views suggest that the organisms survivingoot canal treatment are a selected group of the “most robust” organ-sms, the application of ecological parameters indicates that bacterialurvival after root canal treatment will depend not on the robustness ofhe organisms, but on how good an adaptor the organism is to the newimiting factors in their corresponding niches. Furthermore, as in everyatural microenvironment, the adaptive capabilities of individual or-anisms are exponentially augmented when growing in biofilm commu-ities. As proposed in this review, data now exist (Fig. 2) that provide anrgument for the inclusion of the biofilm concept in the etiology ofersisting endodontic infections. The foundation for this ecological ap-roach to endodontic infections suggests that the most dangerouspathogen” is not an individual species, but a polymicrobial entity thatndergoes physiological and genetic changes triggered by changes inhe root canal environment.

Pathogens and VirulenceThe accepted definitions of microbial pathogen and microbial vir-

lence were formulated largely from the study of infections caused by aingle etiological agent, although both represent combinations of highlyomplex parameters. As a result, classifications of microbial pathogenslace the primary responsibility for causing a determined disease at allimes on the microorganism [for a review see Casadevall and Pirofski22)]. Likewise, the virulence of a pathogen is generally defined as theegree of pathogenicity or ability of the organism to cause diseaseeasured by an experimental procedure (23).

The theory of the single pathogen as the etiological agent of apecific disease is derived from Robert Koch’s Postulates, which areased on the work accomplished by Koch and his coworkers on dis-ases, such as, tuberculosis, diphtheria, anthrax, and cholera, that wereetermined to be caused by specific microbial entities at a time when theost prominent medical and scientific communities denied their im-

ortance [see Kaufmann and Schaible (24)]. By current standards,owever, there are very few microorganisms to which the term patho-en can be applied invariably (25). A common example is group A

igure 1. Different niches and limiting factors in the root canal environment.

treptococci, which are etiological agents of acute rheumatic fever, l

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heumatic heart disease, post-streptococcal glomerulonephritis, andnvasive infections causing at least 517,000 deaths each year (26). Notncluded in such a traditional “pathogenic” categorization are the var-ous microorganisms that we encounter on a daily basis coexistingeacefully with humans and from which a small number of them may beapable of a pathogenic phase. For example, Escherichia coli is ubiq-itous, asymptomatically colonizing the human intestines and is widelyistributed in the environment, yet, after experiencing specific geneticariations, this organism can cause epidemic dysentery and neonataleningitis, among other diseases (27). Another example is Listeriaonocytogenes, which is well adapted as a saprophyte for peaceful

urvival in soil and decaying vegetation, but it has also another phasehere it acts as an intracellular invader capable of causing serious

nfections in humans (28 –30). Current research suggests that the abil-ty of these opportunistic organisms to switch from the harmless to theathogenic state appears to occur in response to environmentalhanges that are mediated through complex regulatory pathways, whicheversibly modulate the expression of virulence factors. The advent ofacterial genomic studies has significantly increased our understandingf the pathogenic state of many microbes with the on/off virulencewitch, in fact, constituting a valuable marker of individual microbialathogens (31–33).

ral PathogensHistorically, much of the earlier research into dental caries and the

arious periodontal diseases was focused on correlating a single spe-ific organism with the disease to satisfy Koch’s Postulates. We nownow that not all diseases are the result of the action of a single organ-

sm and this is particularly true of the oral cavity where all of the mi-robial diseases associated with tissue destruction involve more thanne type of organism and are, therefore, “mixed” infections (34). Thisolymicrobial nature of oral disease has its basis in the characterizationf the organisms present in dental plaque and their potential roles inental caries, gingivitis, and periodontitis (35–37). Early data (38)ecognized the association of mutans streptococci, including Strepto-occus mutans and S. sobrinus, with the initial phase of human dentalaries because their acidogenic and aciduric properties permitted themo create a low-pH environment in dental plaque after the ingestion ofugars. In addition, lactobacilli and certain acid tolerant non-mutanstreptococci can now be considered virulent with respect to dentalaries (39, 40). In periodontal disease, the use of animal models sug-ested that Actinomyces naeslundii was involved in the destructivelveolar bone loss characteristic of advanced periodontitis (41),hereas evidence was also presented in the 1970s that black-pigmentedrganisms, such as Porphyromonas gingivalis, were directly involved

n periodontitis (36).Marsh (7) proposed the “ecological plaque hypothesis” to explain

hanges in the ecology of dental plaque that lead to the development ofaries or periodontal disease. This hypothesis constitutes a dynamicodel in which plaque-mediated diseases are the consequence of im-

alances in the resident microflora resulting from an enrichment withinhe microbial community of the above mentioned “oral pathogens”9 –11, 13). In caries, for example, potentially cariogenic bacteria maye found naturally in dental plaque, but at neutral pH and with a con-entional low-sugar diet, the levels of such potentially cariogenic bac-eria are clinically insignificant. If the intake of fermentable carbohy-rates increases, the low pH provoked in plaque favors the proliferationf acidogenic and aciduric bacteria, such as mutans streptococci and

actobacilli, which promote enamel demineralization.

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igure 2. Preparation of a tooth apex associated with chronic infection as observed with scanning electron microscope. Overview in (a) at �40 magnification showshe main root canal obtured with gutta percha (arrow). Magnifications of �150 in (b) and �300 in (c) show a gap between the gutta-percha and the root canal wall,

section is marked in (c) for higher magnification. Images (d), (e), and (f) show the marked section at magnifications of �2,500, �7,000, and �10,000,espectively. Accumulations of bacterial cells adhered in the gap between the gutta percha and the root canal wall are observed. The specimen was provided by Dr.

lle Henningsson, Department of Endodontics, Malmö University, and the images were obtained with a Hitachi electron microscope.

54 Chávez de Paz JOE — Volume 33, Number 6, June 2007

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ndodontic PathogensCurrently, there is no substantial evidence indicating that certain

icroorganisms of the microbial flora in root canal infections are moreirulent than others. With this in mind, Sundqvist and Figdor (42) statedhat a proper definition for endodontic pathogens should include everyrganism capable of inducing the tissue destruction in apical periodon-itis. In reality, however, the majority of endodontic-microbiology stud-es refer to the endodontic pathogen as the bacterium isolated from aymptom-associated root canal that grows in the laboratory in a specificedia. By this approach, the most frequently recovered species will

ssume the role of major endodontic pathogen. In persistent root canalnfections, for example, the frequent occurrence of monocultures of E.aecalis has raised suspicion that this bacterium may be the sole organ-sm persisting in the root canals. Considering that mono-infectionsarely if ever occur in nature, it is possible that the apparent pureultures of E. faecalis could be the result of sampling and culturingechniques that favor it over other organisms at the site that were eithern low numbers or were physiologically inactive or dormant (see later).or instance, in a commonly cited study (43), from the total 100 root-illed teeth with apical periodontitis sampled E. faecalis was reported ashe most frequently recovered organism (32%), although in 32% of theases with persistent lesion no microbe could be isolated. In yet nineoot-filled teeth without periapical lesion that showed bacterial growth,he organism was found in one case. In a similar study, 25 root-filledeeth requiring retreatment were sampled and E. faecalis was found in4 of those 20 teeth with bacterial growth (44). However, it would seem

hat this study was focused primarily in proving the occurrence of E.aecalis in root-filled teeth rather than in exploring the microbial floran persisting infections. Similarly, in a recent study using a sophisticatedested PCR technique, the target bacterium E. faecalis was found in 41f 50 (82%) untreated root canals and in 38 of 50 (76%) treatment-ailure–associated root canals (45). As in other related works (46 –

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igure 3. Fluorescence micrographs using Live/Dead fluorescence staining foracterial viability. Cells stained fluorescent green represent viable cells,hereas cells stained fluorescent red are nonviable or damaged. In the firstolumn, images show planktonic cells of three root canal strains at neutraledia (pH 7). The middle column shows planktonic cells after exposure to pH

0.5 for 4 hours, and the right column shows biofilm cells exposed to alkalinehallenge (pH 10.5) for 4 hours. Bars, 2 �m. Images are published withermission of Blackwell Publishing. International Endodontic Journal, Cháveze Paz et al. (65).

9), PCR methodology seems to be exclusively directed to find only E. o

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aecalis, ignoring the rest of the flora present that may be as importants E. faecalis in provoking the treatment failures.

On the other hand, recent investigations have confirmed theolymicrobial nature of root canal infections (50, 51). In a study withonkeys (50), different combinations of bacteria were experimentally

noculated in root canals and periapical lesions were induced. The teethere treated endodontically and followed-up radiographically and his-

ologically for 2 to 2.5 years. In the root canals with bacteria presenthen the root filling was removed, 30 of the 31 canals had persistingeriapical lesions. Importantly, more of these nonhealed lesions weressociated with various combinations of bacterial strains, that is, mixednfections, than single strains. Previously, the same research group (52)lso found that when an “eight-strain collection” of species, derivedrom one infected root canal, was re-inoculated in equal proportionsnto other monkey teeth, species such as Bacteroides oralis (now Pre-otella oralis) dominated in mixed infections and showed a more po-ent capacity for tissue destruction. Furthermore, B. oralis could not bee-isolated from inoculated root canals after the experimental periodhen inoculated as a pure culture. In another study using the tissue cageodel implanted subcutaneously in the backs of rabbits, the same col-

ection of eight bacterial strains from monkey root canals were inocu-ated in different combinations and individual species. The combinationf B. oralis, Fusobacterium necrophorum, Peptostreptococcusnaerobius, and Streptococcus milleri was the most predominant and

nduced higher titers of circulating antibodies than that obtained withndividual inoculations, such as E. faecalis (53).

Even if we accept the polymicrobial nature of root canal infections,ne of the major problems in understanding endodontic infections is

hat we still extrapolate between individual organisms growing in liquidplanktonic) cultures and the in vivo situation. A significant literatureow exists demonstrating that the physiology of a bacterium in plank-

onic culture is profoundly different from that of the same organismrowing on a surface in a biofilm [see review by Costerton et al. (54)].or instance, planktonic bacteria are more sensitive to antimicrobialgents because of their ease of diffusion within the bulk fluid, whereasiofilm bacteria are notably resistant to these agents (55–59). In thisontext, the study of biofilms in root canal infections has includediofilms formed by mixed cultures of anaerobic bacteria in extracted

eeth (60, 61) or by pure cultures of E. faecalis (62, 63). Biofilms ofive root canal isolates have also been used to test the antimicrobialfficacy of endodontic irrigants, such as sodium hypochlorite (NaOCl)2.25%), 0.2% chlorhexidine, 10% povidone iodine, and 5 ppm col-oidal silver, with NaOCl shown to be the most effective agent of thisroup (64). In addition, our research group tested the alkaline toler-nce of species isolated from chronically infected root canals and foundhat E. faecalis and other Gram-positive organisms, such as Lactoba-illus paracasei, Olsenella uli, or Streptococcus gordonii, sharedimilarly high alkaline-tolerant capabilities when growing in planktoniconditions. S. anginosus, S. oralis, and F. nucleatum, on the otherand, were greatly affected by the alkaline stress (see Fig. 3) (65). Of

mportance, however, was the observation that this difference in alka-ine tolerance was not apparent when the strains were tested in biofilmsecause all seven strains showed a similar high tolerance to alkaline pHFig. 3). These findings not only show the capacity of root canal bacteriather than E. faecalis to adapt to alkaline stress, but also provide furthervidence that bacteria in surface-adhered biofilm consortia are moreesistant to environmental stress than when grown in liquid culture.

Physiological Status of BacteriaThe previous discussion relative to the adaptation and survival of

ral bacteria under environmental stress indicates the importance

Persistent Infection in Root Canals 655

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f the physiological state of bacteria with respect to the potential level ofctivity in disease processes. However, the exact description of the statusf a microorganism can be complex given the numerous terms usedo describe different physiological states, such as, dead, moribund,tarved, dormant, resting, quiescent, viable-but-not-culturable, injured,ublethally damaged, inhibited, resuscitable, living, active, and vital66). Many of these terms are used conceptually and do not reflect thectual knowledge of the state of the organism in question (67). That thisap in information exists is apparent from recent bacterial genomicequencing data that indicate how little we still know about bacterialhysiology. This can be seen in studies with Haemophilus influenzae,hich has 736 genes of unknown function in its genome out of a total of,743 genes (68).

Viability of bacteria is conventionally defined as the capacity ofells to perform all cell functions necessary for survival under givenonditions (66). The simplest method we have used to assess bacterialiability is the plate count method, where the number of viable cellspproximates the number of colony-forming units. Bacteria, therefore,ave been classified into two physiological groups: those that can andhose that cannot readily be grown to detectable levels in vitro (67). Inoot canal infections, we have cultivated microbial strains from rootanal samples in the laboratory, using growth media that contained apecific substrate, and then identified the cultivated bacteria at the phys-ological, biochemical, and, more recently, at the molecular level. The

etabolic properties of these bacterial isolates were then used to inferhe potential roles of these and related microorganisms in the environ-

ent. Under some circumstances, however, such methods may under-epresent the number of viable bacteria for a variety of reasons, such asases where slightly damaged organisms are present (69), the labora-ory growth media used are deficient for one or more essential nutrientsequired for the growth of some bacteria in the sample (70), or viableells are present that have lost their ability to form colonies (71). Fur-hermore, if the bacteria exist in a biofilm they may assume a status ofow-metabolic activity similar to stationary-phase planktonic growth forhe majority of time (72, 73). The bacteria in such low active states maye undetectable by regular culture techniques.

Currently, a variety of methods have been developed to assess thehysiological status of bacterial cells, including metabolic activity, thentegrity of the cell, or the presence of nucleic acids (Fig. 4). Perhapshe most useful are fluorescent probes that target different cellularunctions, such as membrane potential, enzyme activity, nucleic acids,nd membrane integrity [see review by Joux and Lebaron (74)]. Basedn the detection of the amount of rRNA in bacterial cells, fluorescencen situ hybridization (FISH) has been applied to identify and, to anxtent, determine the physiological state of different species in theiratural environments (75). One weakness of FISH is the generation of

alse negative results with bacteria possessing low physiological activityecause they exhibit low amounts of rRNA, resulting in low signal in-ensity (76). In endodontics, FISH has been used to visualize and iden-ify bacteria from periapical lesions of asymptomatic root-filled teeth77). Alternative fluorescent probes to test bacterial viability are theive/Dead BacLight kit and the tetrazolium salts 2-(4-iodophenyl)-3-4-nitrophenyl)-5-phenyl tetrazolium chloride (INT) and 5-cyano-2,3-itolyl tetrazolium chloride (CTC). The Live/Dead kit tests the integrityf the cell membrane by applying two nucleic acid stains, SYTO-9 andropidium iodide (PI), which can simultaneously detect dead/injuredfluorescent red by stain with PI) and intact cells (fluorescent green bytaining with SYTO-9) (78, 79). This fluorescent probe has been used tossess the viability of root canal strains ex vivo (65) and to determine theutoaggregation and coaggregation of bacteria isolated from teeth withcute endodontic infections (80). Furthermore, the outcome of such a

rocedure can be seen in Fig. 5 with a histological preparation of a root u

56 Chávez de Paz

pex specimen obtained after surgical removal of a tooth associatedith persistent radiographic signs and symptoms. The filamentous or-anisms observed in the histological images (Fig. 5a and b), are alsobserved under the fluorescent microscope, where their viabilityan be assessed (cells stained fluorescent green in Fig. 5c and d).he tetrazolium salts INT and CTC are often used as markers of bacte-ial respiratory activity, as well as viability [for a review see Creach et al.81)]. With these relatively simple methods, a good correlation be-ween the number of INT/CTC-positive cells and the CFU count can bebtained.

In conclusion, the physiological state of bacteria in root canals,hether they are viable, dormant, injured, or in another state of their lifeycle, is a crucial marker that measures their involvement in periapicalnflammation rather than only the identification of species from DNAragments.

Mechanisms of AdaptationThere are a number of different mechanisms used by bacteria that

ermit them to adapt to the environment. Biofilm formation (55), phys-ological modification (82), stress response (83), and the creation ofubpopulations of cells (84) are among some of the adaptive mecha-isms used by bacteria along with various mechanisms involving thexchange of genetic material between bacteria (85). The exploration ofhese mechanisms can aid us in understanding the bacterial survivalnder the limiting environments, such as that found in the root canal.ne of the most relevant features of adaptation for oral bacteria is thedhesion to surfaces that leads to the formation of plaque biofilms,hich serves not only to aid in their retention in the oral cavity, but also

esults in increased survival (86). Interestingly, this ability to formomplex biofilm communities is not lost when oral organisms colonizether sites in the human body. For example, species from viridians oraltreptococci, such as Streptococcus oralis and S. gordonii, have beenound to form plaque biofilms on the endocardium and valve leafletsnd are thus considered major etiological agents in endocarditis (87,8). Similarly, oral microorganisms are able to colonize root canals bydhering to the dentine walls as shown in microphotographs of a toothpex associated with a chronic infection taken with a scanning electronicroscope (Fig. 6). Aggregations of microorganisms can be seen ad-

ering to the inner walls of an accessory canal under high magnifica-ion, thus demonstrating the retention of these biofilm communitiesven after root canal treatment.

iofilmsGiven that surface-associated microbial communities are the main

orm of colonization and retention by oral bacteria in the mouth, it is not

igure 4. Different approaches used in the assessment of bacterial viability.

nreasonable to assume that biofilms also form in root canals having the

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ame properties as the parent communities colonizing the enamel andementum surfaces (see Figs. 2 and 6). Biofilms form when planktonicacteria in a natural liquid phase are deposited on a surface containingn organic conditioning polymeric matrix or “conditioning film” (seeig. 7). In this dynamic process many other organisms co-adhere to theurface and grow with some cells detaching from the biofilm over time89 –92). Biofilm formation in root canals, as hypothesized by Sven-äter and Bergenholtz (93), is probably initiated at some time after theirst invasion of the pulp chamber by planktonic oral organisms afterome tissue breakdown. At this point, the inflammatory lesion frontagehat moves successively toward the apex will provide the fluid vehicle forhe invading planktonic organisms so these can multiply and continuettaching to the root canal walls. Interestingly, bacteria have been ob-erved to detach from inner root canal surfaces and occasionally massn the inflammatory lesion per se (94). This observation could explainow the inflammatory lesion front serves as a fluid source for bacterialiofilm detachment and colonization of other inaccessible sites in theoot canal. Thus, when biofilms are formed on surfaces located beyondhe reach of mechanical removal and the effects of antimicrobials, host-erived proteins from remaining necrotic tissues and bacterially pro-uced adhesive substances will provide the proper prerequisites for theurvival of microbes.

Biofilms in root canals have been confirmed by examinations of

a

dc

igure 5. Histological preparation of a section of a tooth associated with chronacteria, stained with a Taylor-modified Brown and Brenn staining. The high my neutrophils. Images (c), (d), and (e) show sections stained with Live/Dead Baells represent viable cells, whereas fluorescent red cells are injured or dead ceroduced are material of the manuscript in preparation (Chávez de Paz LE, Ripexes).

xtracted teeth with periapical lesions. For example, when sections p

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ere viewed by transmission electron microscopy, dense aggregates ofocci and rods embedded in an extracellular matrix were observedlong the walls (95), whereas studies using scanning electron micros-opy showed microcolonies of cocci, rods, and filaments on root canalalls (93, 96, 97). Such root canal biofilms can be seen in Figs. 2 and 6.

Introducing this biofilm concept to endodontic microbiology is aajor step forward in our understanding of root canal infections, es-

ecially those of the persistent kind, because microorganisms growingn biofilms are better protected from adverse environmental changesnd other antimicrobial agents (56, 98). Apart from the physical pro-ection provided by the extracellular matrix [see review by Branda et al.99)], additional protection is afforded by physiological changes initi-ted by the bacteria after their adhesion to the surface (55, 100, 101).hese phenotypic changes by the biofilm bacteria usually result in in-reased resistance to antimicrobial agents, in some cases up to 1,000-old greater than that of the same microorganisms living planktonically56, 57). Evidence already exists showing that biofilms of oral bacteriare more resistant to chlorhexidine, amine fluoride, amoxycillin, doxy-ycline, and metronidazole than planktonic cells (58, 59). As men-ioned previously, our group found that the viability of susceptible rootanal strains to alkaline stress in planktonic cultures was considerablyncreased when these strains were exposed to the same alkaline stress iniofilms (65). The increased resistance of the strains in biofilms com-

b

x 1000

e

ction. Overview in (a) shows the site of the root canal with a condensation ofation (�1,000) in (b) shows a number of filamentous organisms surroundedt, where the viability of filamentous bacteria could be noticed. Fluorescent greene histological specimen was provided by Dr. Domenico Ricucci and the imagesD, Svensäter G. Viability of bacteria in histological specimens of infected root

ic infeagnificcLighlls. Thcucci

ared to planktonic cultures of the same organism thus raises questions

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igure 6. Preparation of a tooth apex associated with chronic infection as observed with scanning electron microscope (also depicted in Figure 2). Overview in (a)t �80 magnification shows an accessory root canal (arrow). Magnification of �400 in (b) shows a wall of the accessory canal with evidence of a microbial biofilm,section is marked for higher magnification. Images (c) and (d) show the marked section at a magnification of �3,000. Accumulations of bacterial cells adhered

o the root canal wall are observed. The specimen was provided by Dr. Olle Henningsson, Department of Endodontics, Malmö University, and the images were obtained

ith a Hitachi electron microscope.

I) Protein adsorption.Formation of a conditioning film on the surface

II) Adhesion of planktonic bacteria. Primary colonizers

III) Co-adhesion.Secondarycolonizers

IV) Growth and detachment of adherent bacteria.

hours days - weeksseconds - minutes

Surface

igure 7. Stages of biofilm formation [modified from Svensäter and Bergenholtz (93)].

58 Chávez de Paz JOE — Volume 33, Number 6, June 2007

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s to the validation of studies using exclusively liquid-grown cultures inaboratory tests.

During the various stages of biofilm development, as well ashroughout the various sections of the biofilm, cells are in differenthysiological states. Cells at the base of the film, for example, may beead or lysing, whereas those near the surface may be actively growing;owever, even with such physiological diversity, it can be argued thathe majority of time cells in biofilms are in a status equivalent to cellsn the stationary phase of growth (72, 73, 102). From the perspective ofhe persisting root canal flora, however, one might imagine that suchstationary-phase” cells might maintain a low but sufficient metabolicctivity to provoke periapical inflammation. Thus, from the metabolicerspective, they will not be “dead” but would, theoretically, be able toontribute to the persistence of inflammation.

orphological ChangesAdaptation of cells to environmental shift in some cases may trig-

er phenotypic changes in cell morphology. Figure 8 illustrates theorphologic changes undertaken by a root canal strain of Lactobacil-

us paracasei grown in biofilms exposed to a commercial rinsing so-ution of sodium fluoride at a concentration of 0.2%. Column A showshase contrast and Live/Dead images of the 1-day-old biofilms cells of L.aracasei growing in optimal conditions in peptone yeast glucose me-ia (PYG) at 37°C. In Column B, images of biofilms of L. paracasei,xposed to a 0.2% sodium fluoride solution for 1 day and then reacti-ated in PYG at 37°C for 1 day, show changes in the cellular morphologyf L. paracasei. Similar changes were observed with the root canaltrain of Streptococcus anginosus. The explanation for this phenom-non is scant; however, such changes are consistent with stress re-ponses triggering changes while the cells are dividing. For example,olonies of an antibiotic-resistant strain of Pseudomonas aeruginosaere found to have different morphologies when exposed to kanamycinith the agent resulting in the formation of smaller and rougher colo-ies than wild-type cells. However, when this P. aeruginosa strain wasrown on antibiotic-free media for 5 days, colonies appeared smoothnd large just as their wild-type. The authors suggested that these phe-otypic variations observed in the resistant variants were transient (82).

igure 8. One-day-old biofilms of Lactobacillus paracasei isolated from an infrowing in optimal conditions, 37°C in the rich media peptone yeast glucoseells of L. paracasei after exposure for 1 day with a commercial sodium flun PYG. As observed, the cellular morphology of the biofilms cells of L. para

m2. The images are material from the manuscript in preparation (Cháve

ith the advent of tools such as confocal laser scanning microscopy, l

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umerous structural proteins have been shown to be involved in bac-erial morphological alterations. Some of these proteins have a good

olecular similarity to tubulin and are thus capable of forming scaf-olding-like filamentous assemblies in bacteria (103, 104). For in-tance, the structural proteins, crescentin and MreB, were recently im-licated as scaffolds responsible for maintaining shape withinaulobacter crescentus (105, 106). In any case, it is clear that envi-onmental stress results in phenotypic changes to bacterial cells anduch modifications constitute important markers of bacterial adapta-ion.

roteomicsA variety of environmental changes can trigger bacterial adaptation

esulting in the coordinated induction of stress proteins or “heat-hock” proteins. Such proteins have been well characterized for diverseral species, such as S. mutans and S. oralis among others, as gener-ted when exposed to both heat and acid stress (83, 107–109). Intra-ellular expression of different proteins was also reported for E.acealis upon alkaline stress (110, 111). These specific bacterial adap-ive pathways also include the expression of cytosolic proteins that areeleased outside the cell as shown by the release of glyceraldehyde-3-hosphate dehydrogenase (GAPDH) from S. gordonii after a change inH from 6.5 to 7.5 (112). Furthermore, in a recent study, we observed

hat selected cytosolic proteins were as well induced and released to thexternal media in cultures of root canal isolates exposed to sublethallkaline stress (65). The proteins Dnak, Hpr, and fructose-1,6-bisphos-hate aldolase (FBA) were released extracellularly at high levels by rootanal strains of S. anginosus, S. oralis, and S. gordonii. Interestingly,hese copious protein excretions were more intense with planktonicultures than with biofilms, and thus such sublethal effects of a stressay be altered when an organism assumes growth in a biofilm.

ormation of SubpopulationsBacterial adaptation also includes the creation of subpopulations

f cells at the population level. This generation of diversity within aopulation is achieved either by genetic pathways involving constitutiver transient mutators and contingency loci, or by modifications of cel-

oot canal associated with persistent symptoms. (a) Shows the biofilm cells). Biofilm cells were stained with Live/Dead BacLight. (b) Shows the biofilmsolution (0.2%) and after 1 day of reactivation in optimal conditions, 37°Cafter stress was reduced, from an original area of 3 �m2 to an area of 1.5

az LE, Hamilton IR, Svensäter G. Dormancy of oral bacteria in biofilms).

ected r(PYG

oridecasei

ular phenotypes (113, 114). Groups of cells have been found to persist

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fter exposure to lethal doses of antibiotics and new growing popula-ions appear in the culture (115, 116). These persister cells (1) mayepresent cells in some protected part of their cell cycle, (2) are capa-le of rapid adaptation, (3) are in a dormant state, or (4) are unable tonitiate programmed cell death in response to the stimulus (84). Thus,uch persisters cells represent a recalcitrant subpopulation that will notie and are capable of initiating a new population with normal suscep-ibility once the antibacterial effect has been dissipated (117–119). Toate, these cells have been reported to occur only after the exposure ofbacterial population to high doses of a single antimicrobial agent,hich triggered the appearance of persister cells exhibiting multiplerug resistance (120, 121). The frequency of persister occurrence andhe mechanism(s) involved in their appearance is unclear, althoughne hypothesis with E. coli suggests that persister cells are regulated byhe expression of chromosomal toxin–antitoxin genes (122). In thisase, the operon HipA seems to be responsible for tolerance to cipro-loxacin and mitomycin C in stationary-phase planktonic cells and E.oli biofilms (122). It was also previously proposed that the expressionf toxins drives bacteria reversibly into the slow growing, multiple drug-olerant phenotypes by “shutting down” antibiotic targets (84). In theontext of root canal bacteria, the formation of such persisting popula-ions that are capable of surviving imposed endodontic treatment mea-ures, as the increase of alkaline levels resulting from application ofalcium hydroxide (65), would explain how organisms are able tourvive and remain in the environment until the effects of noxious stim-li have dissipated.

Concluding Remarks and Directions forFuture Research

The survival of bacteria in root canals after treatment is based onhe capability of the individual organisms to adapt to the environmentithin the consortium. Therefore, the study of the adaptive mechanismssed by organisms to survive in such a highly controlled environment,ith limiting nutrients plus the effects of the antibacterial medicaments,

s important to our understanding of persisting root canal infections.he ability of the organisms in such infections to form biofilms can beeen as the most important adaptive mechanism used by bacteria tourvive the environmental changes resulting from the treatment proto-ol. Thus, from the realization that all oral microorganisms are capablef forming a biofilm and that such surface-associated communities existn root canals, it is possible to apply the “biofilm concept” to clinicalreatment; that is, efforts should not be directed to specific individualrganisms, but to a group of well-adapted organisms undoubtedly pos-essing increased resistance to a variety of antimicrobial agents.

We should obtain much better understanding of the characteristicsnd properties of bacterial biofilms in root canals and the degree tohich such microbial communities enhance survival from environmen-

al changes. A glance at how a biofilm consortium of root canal strainsope with alkaline stress is shown in Chávez de Paz (123). Prospec-ively, the application of molecular biology will be invaluable to identi-ying, for instance, biofilm-expressed genes by root canal colonizers,nd permit the identification of genes involved in adaptation signaling.rom this knowledge we should come to identify key adaptive eventsccurring in the root canal microflora while organisms are exposed tooot canal treatment measures. This path of research should aid ininding mechanisms that can block such processes.

AcknowledgmentsThe work was supported by a research grant from the Knowl-

dge Foundation (KK-stiftelsen, Biofilms—Research Center for

iointerfaces). The author expresses gratitude to Dr. Ian R. Hamil-

60 Chávez de Paz

on, Professor Emeritus, Department of Oral Biology, University ofanitoba, Canada, who contributed exceptional guidance and helpith editing throughout this review.

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JOE — Volume 33, Number 6, June 2007