PROBABILISTIC AND DYNAMICAL ASPECTS OF (LEFT) ORDERABLE GROUPS

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PROBABILISTIC AND DYNAMICAL ASPECTS OF (LEFT) ORDERABLE GROUPS Andr ´ es Navas University of Santiago, Chile

Transcript of PROBABILISTIC AND DYNAMICAL ASPECTS OF (LEFT) ORDERABLE GROUPS

PROBABILISTIC AND DYNAMICALASPECTS OF (LEFT) ORDERABLE GROUPS

Andres Navas

University of Santiago, Chile

Contents

INTRODUCTION 2

1 SOME CLASSICAL FACTS 5

1.1 General Definitions . . . . . . . . . . . . . . . . . . . . . . . . . . 5

1.1.1 Positive and negative cones . . . . . . . . . . . . . . . . . 5

1.1.2 A characterization involving finite subsets . . . . . . . . . 6

1.1.3 Left-orderable groups and actions on ordered spaces . . . . 7

1.2 Other Forms of Orderability . . . . . . . . . . . . . . . . . . . . . 10

1.2.1 Lattice-orderable groups . . . . . . . . . . . . . . . . . . . 10

1.2.2 Locally invariant orders on groups . . . . . . . . . . . . . . 12

1.3 Some Basic Properties . . . . . . . . . . . . . . . . . . . . . . . . 13

1.3.1 Left-orderable groups are torsion-free . . . . . . . . . . . . 13

1.3.2 Other consequences of orderability properties . . . . . . . 14

1.4 Some Relevant Examples . . . . . . . . . . . . . . . . . . . . . . . 15

1.4.1 Abelian and nilpotent groups . . . . . . . . . . . . . . . . 16

1.4.2 Subgroups of the affine group . . . . . . . . . . . . . . . . 18

1.4.3 Free and residually free groups . . . . . . . . . . . . . . . . 19

1.4.4 Thompson’s group F . . . . . . . . . . . . . . . . . . . . . 21

1.4.5 Braid groups . . . . . . . . . . . . . . . . . . . . . . . . . 22

1.5 Producing New Orderings . . . . . . . . . . . . . . . . . . . . . . 23

1.5.1 Convex extensions . . . . . . . . . . . . . . . . . . . . . . 23

1.5.2 Free products . . . . . . . . . . . . . . . . . . . . . . . . . 25

1.5.3 Left-orders from bi-orders . . . . . . . . . . . . . . . . . . 28

1.6 The Space of Orderings . . . . . . . . . . . . . . . . . . . . . . . . 29

1.6.1 Finitely generated positive cones . . . . . . . . . . . . . . 33

1.6.2 Finitely many or uncountably many group orderings . . . 41

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2 ORDERABLE GROUPS AS DYNAMICAL OBJECTS 472.1 Holder Theorem . . . . . . . . . . . . . . . . . . . . . . . . . . . . 472.2 The Conrad Property . . . . . . . . . . . . . . . . . . . . . . . . . 49

2.2.1 The classical approach revisited . . . . . . . . . . . . . . . 492.2.2 An approach via crossings . . . . . . . . . . . . . . . . . . 542.2.3 An extension to group actions on ordered spaces . . . . . . 602.2.4 The Conradian soul of an ordering . . . . . . . . . . . . . 642.2.5 Approximation of orderings and the Conradian soul . . . . 682.2.6 Groups with finitely many Conradian orderings . . . . . . 73

2.3 A Canonical Decomposition of the Space of Orderings . . . . . . . 802.3.1 Three different types of orderings . . . . . . . . . . . . . . 80

3 PROBABILITY AND LEFT-ORDERABLE GROUPS 853.1 Amenable Left-Orderable Groups . . . . . . . . . . . . . . . . . . 853.2 Isoperimetry and Left-Orderable Groups . . . . . . . . . . . . . . 87

INTRODUCTION

The theory of orderable groups is a venerable subject in algebra which hasbeen extensively developed during the whole last century. Its starting pointscorrespond to classical works of Dedekind, Holder, and Hilbert. In recent years,the discovery of many new examples of (at least partially) orderable groups ofgeometric origin (braid groups [26], the fundamental groups of certain hyperbolic3-manifolds [11, 16, 23], some groups of contact diffeomorphisms [31, 35]), aswell as the question of knowing whether certain groups are left-orderable or not(higher-rank lattices in simple Lie groups [55, 65], groups with Kazhdan’s prop-erty (T) [3]), have attracted the interest to the subject of people coming fromdifferent branches of mathematics. Moreover, the introduction of new techniquesin the field –mainly dynamical, analytic and probabilistic– have revitalized thetheory.

This is an almost self-contained survey (containing several new results) of someaspects of left-orderable groups which mostly rely on dynamical and probabilisticaspects, but also on geometric, analytic, and topological ones.

In Chapter 1, we review the basic definitions and some general propertiesof groups admitting orders with different properties of invariance. Also, we giveseveral relevant examples. Then we introduce the notion of the space of orderingsassociated to a left-orderable group, and we discuss some of its properties. Inparticular, we present examples of left-orderable groups having uncountably manyorderings but whose associated spaces of orderings have isolated points, and wegive a proof of Tararin’s theorem describing groups admitting only finitely manyorderings.

In Chapter 2, we put in a dynamical framework some classical results of thetheory, and we present some new developments via this approach. We beginwith the classical Holder’s theorem characterizing group orderings satisfying anArchimedean type property. We then pass to the theory of Conradian orderings.We first review the classical approach of Conrad, and then we give an alternativedynamical approach leading to applications in the study of the topology of thespace of orderings. As a sample result, we give a description of groups admittingfinitely many Conradian orderings. We close the Chapter by providing a generaldecomposition of the space of orderings of finitely generated left-orderable groupsinto three canonical subsets according to their dynamical properties.

Chapter 3 is devoted to several recent results relying on techniques with aprobabilistic flavor. This is the case of Morris-Witte’s theorem asserting that

CONTENTS 3

left-orderable, amenable groups are locally indicable, and also that of a recentresult of Gromov concerning the (linear) isoperimetric profile of left-orderablegroups.

There are several classical references on the topic of (left-)orderable groups,as for example [9, 54]. Naturally, in many sections the intersection of this textwith these books is large. However, our presentation is new in many aspects.In particular, the order we have chosen for the topics is not the historical one,in opposition to most (all ?) known references of the theory. Though this maycause some minor problems of lecture (which is not always linear), we think that,definitively, this presentation is more appropriate for our main purpose, namelyto put the classical results of the theory in a modern framework which allowsintegrate them with its recent developments.

This text is complemented with a lot of exercises which sometimes correspondto small existing results in the literature. More importantly, several open prob-lems are spread out along the text. (A complementary list of open questions,mostly concerning classical achievements of the theory, may be found in [8]; seealso [26, Chapter XVI]). As a sample example, here is a quite motivating one(for which the author suspects an affirmative answer): Does there exist a finitelygenerated, left-orderable, simple group ?

This is a preliminary version of a Book built upon some Notes that the authorwrote for the Third Latinoamerican Congress of Mathematicians and the 2009Uruguayan Coloquium of Mathematics. I would like to express my gratitudeto L. Bartholdi, D. Calegari, A. Clay, Y. de Cornulier, P. Dehornoy, B. Deroin,A. Erschler, E. Ghys, A. Glass, T. Koberda, I. Marin, L. Paris, C. Rivas, D. Rolf-sen, and B. Wiest, for valuable discussions, comments, and suggestions. Finally, Iwould like to acknowledge the support of the PBCT-CONICYT Research ProjectADI-17.

4 CONTENTS

Notation

Because of our dynamical approach, group elements will be often denoted bythe letters f, g, h (sometimes, by u, v, w as well). Nevertheless, letters a, b, c andare used when dealing with specific groups (free groups, fundamental groups ofsurfaces, braid groups, etc). When dealing with braids, we also use the letterσ for denoting elements. Groups are generally denoted by Γ, though G, H aresometimes used. In many cases, we assume implicitly that some groups we aredealing with are nontrivial; for left-orderable groups, this is equivalent to beinginfinite.

Below, we list some notation used throughout this text:

LO(Γ): space of left-orders of Γ.

BO(Γ): space of bi-orders of Γ.

CO(Γ): space of Conradian orderings of Γ.

C(Γ): the Conradian soul of a left-ordered group (Γ,).

P+ : positive cone of an ordering .

Aff(R): group of affine transformations of the real-line.

Aff+(R): group of orientation-preserving, affine homeomorphisms of the real-line.

Homeo+(R): group of orientation-preserving homeomorphisms of the real-line.

F: Thompson’s group of piecewise-affine, dyadic, orientation-preserving homeo-morphisms of the interval.

Fn: the free group on n generators.

Bn: the braid group in n strands.

PBn: the pure braid group in n strands.

BS(1, ℓ): the Baumslag-Solitar group 〈a, b : bab−1 = aℓ〉.

H(n + 1): the Hecke group 〈a, b : banb = a, an+1 = id〉.

Hn: the group 〈a, b : banb = a〉 (this is a central extension of H(n + 1)).

Chapter 1

SOME CLASSICAL FACTS

1.1 General Definitions

An order relation on a group Γ is left-invariant (resp. right-invariant)if for all g, h in Γ such that g h, one has fg fh (resp. gf hf) for allf ∈Γ. The relation is bi-invariant if it is simultaneously invariant by the leftand by the right. To simplify, we will use the term ordering for referring to aleft-invariant total order on a group. We will say that a group Γ is left-orderable

(resp. bi-orderable) if it admits a total order which is invariant by the left (resp.by the right and by the left, simultaneously).

Example 1.1.1. Clearly, every subgroup of a left-orderable group is left-orderable.More interestingly, an arbitrary product Γ of left-orderable groups Γλ is left-orderable.(This also holds for bi-orderable groups with the very same proof.) Indeed, fixingan arbitrary order on the set of indexes Λ and an ordering λ on each Γλ, let theassociated lexicographic order. This means that (gλ) ≺ (hλ) if the smallest λ ∈ Λ suchthat gλ 6= hλ satisfies gλ ≺λ hλ. It is easy to check that is total and left-invariant.

1.1.1 Positive and negative cones

If is an order on Γ, then f ∈Γ is positive (resp. negative) if f ≻ id (resp.f ≺ id). Notice that if is total, then every nontrivial element is either positiveor negative, and f ≻ id if and only if f−1 ≺ id. Moreover, if is left-invariantand P+ = P+

(resp. P− = P− ) denotes the set of positive (resp. negative)

elements in Γ (usually called the positive (resp. negative) cone), then P + andP− are semigroups, and Γ is the disjoint union of P +, P− and id.

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6 CHAPTER 1. SOME CLASSICAL FACTS

Conversely, if Γ is the disjoint union of semigroups P+ and P− and id sothat P− = (P+)−1 := f : f−1 ∈ P+, then Γ is left-orderable. Indeed, it sufficesto define by letting f ≺ g when f−1g ∈ P+. Notice that Γ is bi-orderableexactly when these semigroups may be taken invariant by conjugacy (that is,when they are normal subsemigroups).

Remark 1.1.2. The characterization in terms of positive and negative cones showsimmediately the following: If is an ordering on a group Γ, then the reverse order

defined by g ≻ id if and only if g ≺ id is also left-invariant and total.

1.1.2 A characterization involving finite subsets

A group Γ is left-orderable if and only if for every finite family of elementsg1, . . . , gk which are different from the identity, there exists a (compatible) choiceof exponents ηi ∈ −1, 1 such that id does not belong to the semigroup gen-erated by the elements gηi

i . Indeed, the necessity of the condition is clear: itsuffices to fix an ordering on Γ and chose each exponent ηi so that gηi

i be-comes a positive element. Conversely, for each finite family g1, . . . , gk of ele-ments in Γ which are different from the identity, and for each compatible choiceof exponents ηi ∈ −1, 1, let X (g1, . . . , gk; η1, . . . , ηk) be the (closed) subset of−, +Γ\id formed by the functions sign which satisfy the following property:one has sign(g) = + and sign(g−1) = − for every g belonging to the semigroupgenerated by the elements gηi

i . (It easily follows from the hypothesis that thissubset is non-empty.) Now for fixed g1, . . . , gk let X (g1, . . . , gk) be the unionof all the sets of the form X (g1, . . . , gk; η1, . . . , ηk) for some compatible choiceof exponents ηi. Notice that, if Xi = X (gi,1, . . . , gi,ki

), i ∈ 1, . . . , n is afinite family of subsets of this form, then the intersection X1 ∩ . . . ∩ Xn con-tains the (non-empty) set X (g1,1, . . . , g1,k1

, . . . , gn,1, . . . , gn,kn), and it is there-

fore non-empty. Since −, +Γ\id is compact, a direct application of the FiniteIntersection Property shows that the intersection X of all the sets of the formX (g1, . . . , gk) is (closed and) non-empty. Finally, it is clear that each point in Xcorresponds to an ordering on Γ.

In an analogous way, one may show that a group is bi-orderable if and only iffor every finite family of elements g1, . . . , gk which are different from the identity,there exists a family of exponents ηi∈−1, 1 such that id does not belong to thesmallest semigroup which simultaneously satisfies the following two properties:

– it contains all the elements gηi

i ;

– for all f, g in the semigroup, the elements fgf−1 and f−1gf also belong to it.

1.1. GENERAL DEFINITIONS 7

The proof is left to the reader. As a corollary, we obtain that left-orderabilityand bi-orderability are local properties, that is, if they are satisfied by everyfinitely generated subgroup of a given group, then they are satisfied by the wholegroup. In a similar way, these are residual properties (this follows more easilyfrom Example 1.1.1).

1.1.3 Left-orderable groups and actions on ordered spaces

If Γ is a left-orderable group, then Γ acts faithfully on a totally ordered space byorder-preserving transformations. Indeed, fixing an ordering on Γ, we may con-sider the action of Γ by left-translations on the ordered space (Γ,). Conversely,if Γ acts on a totally ordered space (Ω,≤) by order-preserving transformations,then we may fix an arbitrary well-order 6wo on Ω and define an ordering on Γby letting f ≻ id if and only if f(wf) > wf , where wf = min6wo

w : f(w) 6= w.Slightly more generally, if we also have a function sign : Ω → −, +, we mayassociate to it the ordering for which f ≻ id whenever sign(wf) = + andf(wf) > wf , or sign(wf) = − and f(wf) < wf . These orderings will be referredto as dynamically lexicographic.

Left-orders obtained from preorders. Recall that a preorder on a groupΓ is a (reflexive, transitive) relation for which one may have f g and g f fordifferent f, g. The existence of a total, left-invariant preorder is equivalent to theexistence of a semigroup P (which do contain the identity) such that P∪P−1 = Γ.Indeed, having such a P , one may declare f g if and only if f−1g ∈ P .Conversely, a preorder as above yields the semigroup P := g : g id. Usingthe dynamical characterization of left-orders we next show that, if Γ has admitssufficiently many total preorders so that different elements can be “separated”,then it is left-orderable.

Proposition 1.1.3. Let Γ be a group and Pλ, λ ∈ Λ a family of subsemigroupssuch that:(i) Pλ ∪ P−1

λ = Γ, for all λ ∈ Λ;(ii) The intersection P :=

⋂ω∈Ω Pω satisfies P ∩ P−1 = id.

Then Γ is left-orderable.

Proof. For each λ ∈ Λ let Γλ = Pλ ∩P−1λ . Fix a total order on the set of indexes

Λ, and let Ω be the space of all cosets gΓλ, where g ∈ Γ and λ ∈ Λ. Definean order ≤ on Ω by letting gΓλ ≤ hΓλ′ if either λ is smaller than λ′, or λ = λ′

and g−1h ∈ Pλ (this does not depend on the choosen representatives g, h). By

8 CHAPTER 1. SOME CLASSICAL FACTS

property (ii), this order is total. The group Γ acts on Ω by f(gΓλ) = fgΓλ. Thisaction preserves ≤. Moreover, if f acts trivially, then f lies in Γλ for all λ. Hence,by property (i) above, f ∈

⋂λ∈Λ

(Pλ ∩ P−1

λ

)= P ∩ P−1 = id. This shows that

the action is faithful, and hence Γ is left-orderable.

On group actions on the real-line. For countable left-orderable groups, onemay take the real-line as the ordered space on which the group acts. (The firstreference we found on this is [45]; see also [33].)

Proposition 1.1.4. Every left-orderable countable group acts faithfully on thereal-line by orientation preserving homeomorphisms.

Proof. Let Γ be a countable group admitting a left-invariant total order .Choose a numbering (gi)i≥0 for the elements of Γ, put t(g0) = 0, and definet(gk) by induction in the following way: assuming that t(g0), . . . , t(gi) have beenalready defined, if gi+1 is bigger (resp. smaller) than g0, . . . , gi then let t(gi+1) bemaxt(g0), . . . , t(gi) + 1 (resp. mint(g0), . . . , t(gi) − 1), and if gm ≺ gi+1 ≺ gn

for some m, n in 0, . . . , i and gj is not between gm and gn for any 0 ≤ j ≤ ithen put t(gi+1) := (t(gm) + t(gn))/2.

Notice that Γ acts naturally on t(Γ) by g(t(gi)) = t(ggi). It is not difficult tosee that this action extends continuously to the closure of the set t(Γ). Finally,one can extend the action to the whole line by extending the maps g affinely toeach interval of the complementary set of t(Γ).

It is worth analyzing the preceding proof carefully. If is an ordering on acountable group Γ and (gi)i≥0 is a numbering of the elements of Γ, then we willcall the (associated) dynamical realization the action of Γ on R constructed inthis proof. It is easy to see that this realization has no global fixed point unless Γis trivial. Moreover, if f is an element of Γ whose dynamical realization has twofixed points a<b (which may be equal to ±∞) and has no fixed point in ]a, b[, thenthere must exist some point of the form t(g) inside ]a, b[. Finally, it is not difficultto show that the dynamical realizations associated to different numberings of theelements of Γ are all topologically conjugate.1 Therefore, we can speak of anydynamical property for the dynamical realization without referring to a particularnumbering.

1An action φ1 : Γ → Homeo+(R) is topologically conjugate (resp. semiconjugate) toφ2 if there exists an orientation-preserving homeomorphism (resp. non-decreasing, continuous,surjective map) of the real-line into itself ϕ such that φ1(g) ϕ = ϕ φ2(g) for all g ∈ Γ.

1.1. GENERAL DEFINITIONS 9

Remark 1.1.5. Notice that, to define a dynamically lexicographic ordering on thegroup of orientation-preserving homeomorphisms of the real-line Homeo+(R), it is notnecessary to well-order all the points in R: it suffices to consider a well-order on adense subset. Clearly, Homeo+(R) admits uncountably many orderings of this type.However, there are orderings that do not arise in this way: see Example 1.6.1.

Remark 1.1.6. The group G+(R, 0) of germs at the origin of (orientation-preserving)homeomorphisms of the real-line is left-orderable. Perhaps the easiest way to showthis is by using the characterization in terms of finite subsets above. Let g1, . . . , gk benontrivial elements in G+(R, 0), and let g1, . . . , gk be representatives of them. Take asequence (xn,1) of points converging to the origin in the line so that for each n at leastone of the gi’s moves xn,1. The condition “gi(xn,1) > xn,1 for infinitely many n” isindependent of the choice of the representative gi. If it is satisfied then let ηi := +1.If not and gi(xn,1) < xn,1 holds for infinitely many n, then let ηi := −1. Notice thatηi is undefined whenever gi(xn,1) = xn,1 for all but finitely many n. However, this mayhappen only for k−1 of the gi’s above. For these elements we may repeat the procedureby considering another sequence (xn,2) converging to the origin... In at most k steps,all the ηi’s will be thus defined. We claim that this choice is compatible. Indeed, givenan element g = g

ηi1

i1· · · g

ηiℓ

iℓ, the choice above implies that, for all n large enough,

gηi1

i1· · · g

ηiℓ

iℓ(xn,1) ≥ xn,1,

where the inequality is strict if some of the gij ’s moves the point xn,1. If this is thecase for infinitely many values of n, then this implies that g cannot be the identity.If not, then we may repeat the argument with the sequence (xn,2) instead of (xn,1)...Proceeding in this way, we conclude that g is nontrivial.

A nice consequence of the claim above is that every countable group of germs atthe origin of homeomorphisms of the real-line admits a realization (but not necessar-ily an “extension”!) as a group of homeomorphisms of the interval. Notice that theconverse is also true. More precisely, every countable group of orientation-preservinghomeomorphisms of the interval (hence every countable left-orderable group) embedsinto G+(R, 0). Indeed, the projection into G+(R, 0) of any dynamical realization asso-ciated to an ordering on the group is injective. (Though the canonical homomorphismfrom Homeo+([0, 1]) to G+(R, 0) is not injective.)

We do not know whether there is an analogue of the preceding example inhigher dimensions.

Question 1.1.7. Does there exist a finitely generated group of germs at theorigin of homeomorphisms of the plane having no realization as a group of home-omorphisms of the plane ?

Notice that the results and techniques of [15] show that the answer is affirma-tive in the case of germs of C1 diffeomorphisms.

10 CHAPTER 1. SOME CLASSICAL FACTS

1.2 Other Forms of Orderability

1.2.1 Lattice-orderable groups

A lattice-ordered group (or ℓ-ordered group) is a partially ordered group(Γ,) so that is left and right invariant, and for each pair of group elements f ,g there is a minimal (resp. maximal) element f ∨ g (resp. f ∧ g) simultaneouslybigger (resp. smaller) than f and g. (Notice that f ∧ g = (f−1 ∨ g−1)−1.) Forinstance, the group A(Ω,≤) of all order automorphisms of a totally ordered space(Ω,≤) is ℓ-orderable, as one may define f g whenever f, g in A(Ω,≤) satisfyf(w) ≥ g(w) for all ω ∈ Ω. In this case, we have f ∨ g (w) = max≤f(w), g(w)and f ∧ g (w) = min≤f(w), g(w).

Example 1.2.1. For the group Homeo+(R), this and its reverse order are the onlypossible ℓ-orders: see [44].

The converse to the preceding remark is an important theorem due to Holland[45]. (The proof below is taken from [9, Chapter VII]; see also [37, Appendix I],[36, Chapter 7], and [43]).

Theorem 1.2.2. Every ℓ-ordered group (Γ,) acts by automorphisms of a totallyordered space (Ω,≤) so that f g implies f(w) ≤ g(w) for all w ∈ Ω, andf ∨g (w) = max≤f(w), g(w) and f ∧g (w) = min≤f(w), g(w). In particular,every ℓ-orderable group is left-orderable.

The proof of this theorem starts with the following remark. Let (Γ,) be aℓ-subgroup of A(Ω,≤) for a totally ordered space (Ω,≤), and let P be the set ofnon-negative elements for the associate order. If for each w ∈ Ω we denote by Pw

the semigroup f ∈ Γ: f(w) ≥ w, then:(i)

⋂w∈Ω Pw = P ;

(ii) Pw ∪ P−1w = Γ, for all w ∈ Ω.

This turns natural the following version of Proposition 1.1.3:

Lemma 1.2.3. Let (Γ,) be a partially bi-ordered group with set of non-negativeelements P . Assume that Γ contains a family of subsemigroups Pλ, λ∈Λ, satis-fying (i) and (ii) above. Then the conclusion of Theorem 1.2.2 is satisfied.

Proof. Proceed as in the proof of Proposition 1.1.3. Since is bi-invariant, foreach f ∈ P , g ∈ Γ, and λ ∈ Λ, we have g−1fg ∈ P ⊂ Pλ. By definition, thisimplies that f(gΓλ) ≥ gΓλ. Finally, if f /∈ P , then by condition (ii) we have

1.2. OTHER FORMS OF ORDERABILITY 11

f ∈ P−1λ \ Pλ for some λ, which yields fΓλ < Γλ. The claims concerning f ∨ g

and f ∧ g are left to the reader.

Proof of Theorem 1.2.2. Denoting by P the set of non-negative elements of, for each h ∈ Γ\P choose a maximal ℓ-subsemigroup Ph of Γ containing P butnot h. We obviously have ⋂

h∈Γ\P

Ph = P,

so that condition (i) above is satisfied. The proof of condition (ii) is by contra-diction. Assume throughout that for certain h ∈ Γ \P and g ∈ Γ we have g /∈ Ph

and g /∈ P−1h .

Claim (i). Neither id ∧ g nor id ∧ g−1 belongs to Ph.

Indeed, notice that g = [g(id ∧ g)−1](id ∧ g) = (id ∨ g)(id ∧ g). Since id ∨ gbelongs to P ⊂ Ph, if id ∧ g were contained in Ph then this would imply that galso belongs to Ph, contrary to our hypothesis. The case of id∧ g−1 is analogous.

Claim (ii). There exist n1, n2 in N and h1, h2 in Ph such that [(id ∧ g)h1]n1 h

and [(id ∧ g−1)h2]n2 h.

By the maximality of Ph, the element h belongs to the smallest ℓ-subsemigroup〈Ph, id∧g〉ℓ (resp. 〈Ph, id∧g−1〉ℓ) containing Ph and id∧g (resp. Ph and id∧g−1).Thus, the claim follows from the following fact: For each f ≺ id, the semigroup〈Ph, f〉ℓ is the set S of those elements which are larger than or equal to (f f)n forsome f ∈ Ph and n∈N. To show this, first notice that this set is an ℓ-semigroup.Indeed, if (f f1)

n1 g1 and (f f2)n2 g2, with f1, f2 in Ph and n1, n2 in N, then

both g1 and g2 are larger than or equal to (f f)n, where f = id ∧ f1 ∧ f2 ∈ Ph

and n = maxn1, n2. Hence, (f f)2n g1g2 and (f f)n g1 ∧ g2, and thereforeg1g2 and g1 ∧ g2 (as well as g1 ∨ g2) belong to S. Since f ∈ S and Ph ⊂ S,this shows that 〈Ph, f〉ℓ ⊂ S. Finally, we also have S ⊂ 〈Ph, f〉ℓ. Indeed, ifg ≻ (f f)n for some f ∈ Ph and n ∈ N, then since (f f)n ∈ 〈Ph, f〉ℓ we haveg =

(g(f f)−n

)(f f)n ∈ P ·〈Ph, f〉ℓ = 〈Ph, f〉ℓ. This shows the claim.

Claim (iii). Let n := maxn1, n2 and f := id ∧ h1 ∧ h2, where h1, h2 and n1, n2

are as in (ii). Then the element f :=([(id ∧ g)f ] ∨ [(id ∧ g−1)f ]

)2n−1is smaller

than or equal to h.

Indeed, since f , id ∧ g, and id ∧ g−1 lie in P−1, we have [(id ∧ g)f ]n h and

[(id ∧ g−1)f ]n h. Now f may be rewritten as

[(id∧g)f ]2n−1∨([(id∧g)f ]2n−2[(id∧g−1)f ]

)∨([(id∧g)f ]2n−3[(id∧g−1)f ]2

)∨. . .∨[(id∧g−1)f ]2n−1.

12 CHAPTER 1. SOME CLASSICAL FACTS

Each term of this ∨-product contains either [(id∧ g)f ]n or [(id∧ g−1)f ]n togetherwith non-positive factors. The claim follows.

To conclude the proof, notice that from (id∧g)∨(id∧g−1) = id it follows thatf = f 2n−1. Since f ∈Ph, the same holds for f . Nevertheless, as f−1h ∈ P ⊂ Ph,this implies that h = f(f−1h) ∈ Ph, which is a contradiction.

Left-orderable groups v/s ℓ-orderable groups. Let us point out that ℓ-orderability is a stronger property than left-orderability. For instance, ℓ-orderabili-ty is not a local property [36, Theorem 2.D]. A more transparent difference con-cerns roots of elements, as any ℓ-orderable group satisfy the property of con-

jugate roots (CRP): Any two elements f, g satisfying fn = gn for some n∈N

are conjugate. Indeed, if for such f, g we let

h := fn−1 ∨ fn−2g ∨ fn−3g2 ∨ . . . ∨ gn−1,

then we have

fh = fn ∨ fn−1g ∨ fn−2g2 ∨ . . .∨ fgn−1 = fn−1g ∨ fn−2g2 ∨ . . .∨ fgn−1 ∨ gn = hg.

This property fails to be true for left-orderable groups, as shown below.

Exercise 1.2.4. The π1 of the Klein bottle (or infinite dihedral group) may be pre-sented in the form 〈a, b : bab = a〉. This group is easily seen to be left-orderable (see§1.6.1 for a discussion on this). Prove that this group is not ℓ-orderable by showingthat the elements x = ba and y = a satisfy x2 = y2 but are not conjugate.

Despite of the above, notice that every left-orderable group Γ embeds into alattice-orderable group, namely the group of all order permutations of the orderedset Γ.

Remark 1.2.5. Left-orderable groups satisfying the CRP are not necessarily ℓ-ordera-ble. Concrete examples are braid groups: in §1.4.5 we will see that these groups areleft-orderable, the CRP for them is shown in [38], and the fact that Bn is not ℓ-orderable(for n≥3) is proved in [63].

1.2.2 Locally invariant orders on groups

Following [18] and the references therein, a partial order relation on agroup Γ is said to be locally invariant if for every f, g in Γ, with g 6= id, eitherfg ≻ f or fg−1 ≻ f . Obviously, every ordering is a locally invariant order. Quitesurprisingly, it is unknown whether every group admitting a locally invariantorder is left-orderable: see §1.3 for more on this.

1.3. SOME BASIC PROPERTIES 13

Exercise 1.2.6. Show that a group Γ admits a locally invariant order if and only ifthere exist a partially ordered space (Ω,≤) and a map ϕ : Γ → Ω such that for everyf, g in Γ, with g 6= id, either ϕ(fg) > ϕ(f) or ϕ(fg−1) > ϕ(f).

Example 1.2.7. Inspired from [10, 27, 41], Chiswell shows in [18] that many groupswith hyperbolic properties admit locally invariant orders. More precisely, let (X, d) be ageodesic δ-hyperbolic metric space [34] and Γ a group acting on X by isometries so thatd(x, g(x)) > 6δ for all x∈X. Then fixing x0 ∈ X, the function g 7→ d(x0, g(x0)) satisfiesthe property of the preceding exercise. In particular, Γ admits a locally invariant order.

This construction applies to many groups. In particular, if Γ is a residually finiteGromov-hyperbolic group (as for instance the π1 of a compact hyperbolic manifold),then Γ contains a finite-index subgroup admitting a locally invariant order. Similarly, agroup acting isometrically and without inversions on a real-tree has a locally invariantorder.

A closely related notion to locally invariant orders was introduced by Bowditch.Given a subset A of a group Γ, a corner of A is a point f ∈ A such that, iffg ∈ A and fg−1 ∈ A for some g ∈ Γ, then g = id. The group Γ is said to beweakly diffuse if every non-empty finite subset has a corner.

Proposition 1.2.8. Every group admitting a locally invariant order is weaklydiffuse.

Proof. Let Γ be a group admitting a locally invariant order . Given a non-empty, finite subset A of Γ, let f be a maximal element (with respect to ) ofA. We claim that f is a corner of A. Indeed, let g ∈ Γ such that fg ∈ A andfg−1 ∈ A. If g were nontrivial then we would have either fg ≻ f or fg−1 ≻ f .However, this contradicts the maximality of f ∈ A.

1.3 Some Basic Properties

1.3.1 Left-orderable groups are torsion-free

Indeed, if f ≻ id (resp. f ≺ id) for some ordering , then for all n ∈ N wehave

fn ≻ . . . f 2 ≻ f ≻ id (resp. fn ≺ . . . ≺ f 2 ≺ f ≺ f ≺ id).

The converse is true for Abelian and more generally for nilpotent groups (see§1.4.1), but does not hold for neither almost-nilpotent nor polycyclic groups: aconcrete example –due to Smirnov [83]– is

Γ =⟨f, g, h : [[f, g], f ] = [[f, g], g] = id, hfh−1 = f−1, hgh−1 = g−1, [f, g] = h−2k⟩

,

14 CHAPTER 1. SOME CLASSICAL FACTS

where k ≥ 2. We leave to the reader the task of checking “by hand” that Γis torsion-free and non left-orderable. Let us point out, however, that the nonleft-orderability of Γ follows more conceptually from the theory of Conradianorderings: see Example 2.2.11.

1.3.2 Other consequences of orderability properties

Bi-orderable groups have a stronger property than absence of torsion, namelythey have no generalized torsion: If f 6= id, then no nontrivial product ofconjugates of f is the identity. (In particular, no nontrivial element is conjugateto its inverse.) These groups also have the unique root property: If fn = gn forsome integer n, then f = g. Once again, none of these properties characterizesbi-orderability (see [9, Example 4.3.1] and [2, 7], respectively). It seems to beunknown whether the former implies left-orderability. The latter does not: aconcrete example (taken from [9, Chapter VII]) is

Γn =⟨g, h : fgfg2 · · · fgn = f−1gf−1g2 · · · f−1gn = id

⟩, where n is “large”.

Example 1.3.1. As we saw in Example 1.2.4, the Klein bottle group is left-orderablebut not ℓ-orderable, hence not bi-orderable. Another way to contradict bi-orderabilityconsists in noticing that it has generalized torsion: (a−1ba)b = id. Moreover, the uniqueroot property fails: (ba)2 = a2, though ba 6= a.

The unique product property (UPP). A group Γ is said to have the UPP ifgiven any two finite families of (distinct) elements there exists f ∈ Γ which maybe written in a unique way as a product gihj.

Every left-orderable group has the UPP. Indeed, given two finite subsetsA := g1, . . . , gn and B := h1, . . . , hm, let f := gihj be the element of ABthat is maximal with respect to a fixed ordering on Γ. If f were equal to gi′hj′

for some i′, j′, then hj hj′ , as otherwise f = gihj ≺ gihj′ would contradict themaximality of f . Similarly, hj′ hj . Thus hj = hj′, which yields gi = gi′.

Notice that the minimum element in AB has also a unique expression asabove. This is coherent with a result from [85] contained in the following

Exercise 1.3.2. Show that UPP implies a “double” UPP, in the sense that given anytwo finite subsets A,B such that |A|+|B| > 2, there exist at least two elements in ABwhich may be written in a unique way as a product ab, with a ∈ A and b ∈ B.Hint. Assume that a group Γ has the UPP but ab ∈ AB has a unique representation inAB, and let C := a−1A, D := Bb−1, E := D−1C, and F = DC−1. Using the fact that,in CD, only id = id · id has a unique representation, show that, in EF , no element hasunique representation.

1.4. SOME RELEVANT EXAMPLES 15

Remark 1.3.3. We will see below that weakly diffuse groups have the UPP. Thismotivates the following question: In a weakly diffuse group, does every finite subset ofcardinality at least two have at least two corners ?

Let us remark that groups with the UPP are torsion-free. Indeed, if fn = id forsome f 6= id, then the UPP fails for the finite subsets A = B = id, f, . . . , fn−1.The converse to this remark is false: see [74, 77]. The following question wasraised by Linnell:

Question 1.3.4. Are UPP-groups left-orderable ?

Locally invariant orders, weakly diffuse groups, and the UPP. The UPPis satisfied by all weakly diffuse groups (in particular, for groups admitting alocally invariant order: see Proposition 1.2.8). Indeed, given nontrivial finitesubsets A, B of a weakly diffuse group Γ, let f ∈AB be a corner of AB. We claimthat f may be written in a unique way as gh, with g ∈ A and h ∈ B. Indeed,if f = g1h1 = g2h2, with g1, g2 in A and h1, h2 in B, then letting h := h−1

1 h2 wehave fh = g1h2 ∈ AB and fh−1 = g2h1 ∈ AB. Since f is a corner of AB, thisimplies that h = id, which yields h1 = h2 and g1 = g2.

Here are two potential examples showing that the answer to Linnell’s questionabove may be negative. First notice that, by Example 1.2.7, isometry groups ofhyperbolic metric spaces with “large displacement” admit locally invariant orders,and hence satisfy the UPP. This motivates the following

Question 1.3.5. Does there exist a sequence of hyperbolic 3-manifolds whoseinjectivity radius converges to infinity and whose π1 are non left-orderable ?(Examples of non left-orderable 3-manifold groups appear in [16, 23].)

In another direction, it was shown by Morris-Witte that finite-index subgroupsof SL(3, Z) are non left-orderable. For large index, these groups are torsion-free,and it seems to be unknown whether they satisfy the UPP. By Exercise 1.2.6, thefollowing question makes sense:

Question 1.3.6. Does there exist a norm on SL(3, Z) such that for finite but“large” index subgroups Γ one has either ‖fg‖ > ‖f‖ or ‖fg−1‖ > ‖f‖ for everyf, g in Γ, with g 6= id ?

1.4 Some Relevant Examples

Quite surprisingly, many (classes of) groups turn out to be left-orderable. Herewe give a quick discussion on some of them.

16 CHAPTER 1. SOME CLASSICAL FACTS

1.4.1 Abelian and nilpotent groups

The simplest bi-orderable groups are the torsion-free, Abelian ones. Clearly,there are only two bi-orderings on Z. The case of Z2 is more interesting. Accord-ing to [80, 82, 87], there are two different types of bi-orderings on Z2. Bi-orderingsof irrational type are completely determined by an irrational number λ: for suchan order λ an element (m, n) is positive if and only if λm + n is a positive realnumber. Bi-orderings of rational type are characterized by two data, namely apair (x, y) ∈ Q2 up to multiplication by a positive real number, and the choice ofone of the two possible bi-orderings on the subgroup (m, n) : mx+ny = 0 ∼ Z.Thus, an element (m, n) ∈ Z2 is positive if and only if either mx + ny is a pos-itive real number, or mx + ny = 0 and (m, n) is positive with respect to thechosen bi-ordering on the kernel line (isomorphic to Z). The set of orderings onZ2 naturally identifies to the Cantor set (see §1.6 for more on this).

The description of all bi-orderings on Zn for larger n continues inductively.(A good exercise is to show all of this using the results of §2.2.3.) For a generaltorsion-free, Abelian group, recall that the rank is the minimal dimension ofa vector space over Q in which the group embeds. The reader should have noproblem to show in particular that a torsion-free, Abelian group of rank ≥ 2admits uncountably many orderings.

Figure 1: The positive cone of an ordering on Z2

id

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••

•••

••

••••

••••

••••

•••••

•••••

••••••

•• • ••

Torsion-free, nilpotent groups are also bi-orderable. Indeed, let Γi denotethe ith-term of the lower central series of a group Γ (that is, Γ1 := Γ andΓi+1 := [Γ, Γi]), and let Ri(Γ) be the isolator of Γi defined by

Ri(Γ) =g ∈ Γ: gn ∈ Γi for some n ∈ N

.

If Γ is nilpotent (i.e. if Γk+1 = id for a certain k), then each Ri(Γ) is a

1.4. SOME RELEVANT EXAMPLES 17

normal subgroup of Γ, and Ri(Γ)/Ri+1(Γ) is a torsion-free, central subgroup ofΓ/Ri+1(Γ) (see [49] for more details on this). Notice that, if Γ is also torsion-free,then Rk+1(Γ) = id.

Let Pi be the positive cone of any ordering on (the torsion-free Abelian group)Ri(Γ)/Ri+1(Γ), and let Qi be the set of elements in Ri(Γ) which project to anelement in Pi when taking the quotient by Ri+1(Γ). Using the fact that eachRi(Γ)/Ri+1(Γ) is central in Γ/Ri+1(Γ), one may easily check that the semigroupP := Qk−1 ∪ Qk−2 ∪ . . . ∪ Q1 is the positive cone of a bi-ordering on Γ.

Example 1.4.1. The Heisenberg group

H =⟨f, g, h : [f, g] = h−1, [f, h] = id, [g, h] = id

is a non-Abelian nilpotent group of nilpotence degree 2. It may also be seen as thegroup of lower triangular matrices with integer entries so that each diagonal entryequals 1 via the identifications

f ∼

1 0 01 1 00 0 0

, g ∼

1 0 00 1 00 1 1

, h ∼

1 0 00 1 01 0 1

.

Notice that the linear action of H on Z3 fixes the hyperplane 1×Z2 and preserves thelexicographic order on it. The orderings on H induced from this restricted action (c.f.§1.1.3) are (total but) not bi-invariant. This example can be seen as a kind evidenceof the following general nice result due to Darnel, Glass, and Rhemtulla [24]: If all theorderings of a left-orderable group are bi-invariant, then the group is Abelian.

We do not know whether it is possible to describe (the space of) all possible bi-orderings on torsion-free, nilpotent groups. For left-orders, see Theorem 2.2.20. In an-other direction, there is the following remarkable theorem of Rhemtulla (see [9, Chapter7]): Every left-invariant partial order on a torsion-free, nilpotent group can be extendedto a left-invariant total order.

Exercise 1.4.2. Let H be the subgroup of the Heisenberg group formed by the matricesof the form

1 0 02x 1 0z 2y 1

, x, y, z in Z.

– Show that the commutator subgroup is formed by the matrices of the form

1 0 00 1 04z 0 1

, z ∈ Z.

– Conclude that H/H ′ is isomorphic to Z2 × Z/4Z, hence has torsion.

18 CHAPTER 1. SOME CLASSICAL FACTS

Exercise 1.4.3. Show that a group Γ is residually torsion-free nilpotent if and onlyif

⋂i Ri(Γ) = id. (Since bi-orderability is a residual property, such a group is

necessarily bi-orderable.)

Remark. Quite surprisingly, torsion-free, residually nilpotent groups do not necessarilysatisfy this property. Actually, such a group may fail to be bi-orderable: see [4].

1.4.2 Subgroups of the affine group

Let Aff+(R) denote the group of orientation-preserving affine homeomor-phisms of the real-line. For each ε 6= 0, a partial order ε may be definedby declaring that f is positive if and only if f(1/ε) > 1/ε. This means that

P+ε

=f ∼

(u v0 1

): u + vε > 1

.

These orders were introduced (in a more algebraic way) by Smirnov in [84].

For a finitely generated subgroup Γ of Aff+(R), the corresponding action onthe line has free orbits. Thus, one may choose ε so that ε is a total order. In thegeneral case, one may “complete” the partial order into a total one (c.f. §1.1.3).As a consequence, non-Abelian subgroups of Aff+(R) admit uncountably manyorderings.

As a concrete and relevant example, for every ℓ ≥ 2 the Baumslag-Solitargroup BS(1, ℓ) = 〈g, h : hgh−1 = gℓ〉 embeds into the affine group by identifyingg and h to x 7→ x + 1 and x 7→ ℓx, respectively. Notice that, for an irrationalε 6= 0, the associate order ε is total. If one chooses a rational ε, then it mayhappen that ε is only a partial order. However, in this case the stabilizer of thepoint 1/ε is isomorphic to Z, and thus ε can be completed to a total ordering ofBS(1, ℓ) in exactly two different ways. Notice that the reverse orders ε may beretrieved by the same procedure but starting with the embedding g : x 7→ x − 1and h : x 7→ ℓx (and changing ε by −ε).

There is still another way to order BS(1, ℓ). Namely, starting with the exactsequence

0 → Z → BS(1, ℓ) → Z[1

]→ 0,

one may define the bi-orderings , ′ by letting (k, mℓn ) ≻ id (resp. (k, m

ℓn ) ≻′ id)if and only if either k > 0, or k = 0 and m

ℓn > 0 (resp. k > 0, or k = 0 andmℓn < 0). Together with the reverse orders and

′, this completes the list of all

orderings on BS(1, ℓ) (see [79]).

1.4. SOME RELEVANT EXAMPLES 19

A similar description applies to all non-Abelian subgroups of Aff+(R). In theterminology of §1.6, the associated spaces of orderings are homeomorphic to theCantor set.

1.4.3 Free and residually free groups

According to Magnus, the free group F2 (hence every non-Abelian free group)is bi-orderable. To show this, consider the (non-Abelian) ring A=Z〈X, Y 〉 formedby the formal power series with integer coefficients in two independent variablesX, Y . Denoting by o(k) the subset of A formed by the elements all of whoseterms have degree at least k, one easily checks that

L = 1 + o(1) := 1 + S : S ∈ o(1)

is a subgroup (under multiplication) of A. Moreover, if f, g are (free) generatorsof F2, the map φ sending f (resp. g) to the element 1+X (resp. 1+Y ) in A

extends in a unique way into an injective homomorphism φ : F2 → L. Now fix alexicographic type order relation on L which is bi-invariant under multiplicationby elements in L (notice that this order will be not invariant under multiplicationby elements in A). Using this order and the homomorphism φ, the free group F2

may be easily endowed with a bi-invariant ordering.

The above technique –called the Magnus expansion– actually shows thatF2 is residually torsion-free nilpotent. For instance, it is easy to check that Φ(Γnil

i )is contained in 1 + o(i + 1), for every i ≥ 0. We refer to [60] for more details onall this.

Surface groups. Surface groups are residually free, hence bi-orderable. Ac-tually, these groups are fully residually free, which is a stronger property (seeRemark 1.4.4 below). Recall that, if P is some group property, then a group Γ issaid to be fully residually P if for every finite subset G ⊂ Γ \ id there existsa surjective group homomorphism from Γ into a group ΓG such that the image ofevery g ∈ G is nontrivial.

Remark 1.4.4. Obviously, the direct product F2 × F2 is residually free. However,it is not fully residually free, because given any f, g, h in F2, no homomorphism fromF2×F2 to a free group maps the elements id, (f, id), (g, id), ([f, g], id), and (id, h), intofive different ones. Indeed, as (id, h) commutes with (f, id) and (g, id), a separatinghomomorphism should send these three elements into some cyclic subgroup. However,if this is the case, then ([f, g], id) is mapped to the identity.

20 CHAPTER 1. SOME CLASSICAL FACTS

Below we deal with the case of surfaces of even genus (the case of odd genuseasily follows from this). The following lemma, due to Baumslag will be crucialfor the proof. The geometric proof we give appears in [1].

Lemma 1.4.5. Let g1, . . . , gk be elements in a free group Fn, and let f anotherelement which does not commute with any of them. Then there exists N ∈N suchthat, for every |ni| ≥ N , m ∈ N, and ji ∈ 1, . . . , k,

gj1fn1gj2f

n2 . . . gjmfnm 6= id.

Proof. Let a−, a+ be the endpoints (in the boundary at infinity ∂Fn) of the axisaxis(f) determined by f in the Cayley graph of Fn. Since gi does not commutewith f , one must have gi(a

−), gi(a+) ∩ a−, a+ = ∅, for every i ∈ 1, . . . , k.

Let U−, U+ be neighborhoods in ∂Fn of a− and a+, respectively, satisfying

gi(U− ∪ U+) ∩ (U− ∪ U+) = ∅ for each i.

There exists N ∈ N such that, for all r ≥ N ,

f r(∂Fn \ U−) ⊂ U+, f−r(∂Fn \ U+) ⊂ U−.

A ping-pong type argument then shows the lemma.

Let Γ = Γ2n be the π1 of an orientable surface of genus 2n (n ≥ 1). Let usconsider the presentation

Γ =⟨gi, g

′i, hi, h

′i, 1 ≤ i ≤ n : [g1, g

′1] · · · [gn, g

′n] · [h

′n, hn] · · · [h

′1, h1] = id

⟩.

Let σ be the automorphism of Γ that leaves the gi’s and g′i’s fixed while sending ev-

ery hi to fhif−1 and every h′

i to fh′if

−1, where f = [g1, g′1] · · · [gn, g

′n]. Finally let

ϕ be the surjective homomorphism from Γ to the free group F2n with free gener-ators a1, . . . , an, a′

1, . . . , a′n defined by ϕ(gi) = ϕ(hi) = ai and ϕ(g′

i) = ϕ(h′i) = a′

i.We claim that the sequence of maps ϕ σk is eventually faithful, in the sensethat given f1, . . . , fk in Γ there exists N ∈ N so that, for all k ≥ N , the imageunder ϕσk of any of the fi’s is nontrivial (thus showing that Γ is fully residuallyfree).

To show the claim above, given g ∈ Γ \ id let us write it in the form

g = w1(gi, g′i) · w2(hi, h

′i) · · ·w2p−1(gi, g

′i) · w2p(hi, h

′i),

where each wi is a reduced word in 2n letters (the first and/or the last wi maybe trivial). Up to modifying the w2j−1’s, we may assume that each w2j (where

1.4. SOME RELEVANT EXAMPLES 21

1 ≤ j ≤ p) is such that w2j(hi, h′i) is not a power of f . Notice that the centralizer

of f in Γ is the cyclic group generated by f . By regrouping several wj’s into alonger word if necessary, unless g itself is a power of f , we may also assume thatw2j−1(gi, g

′i) is not a power of f . Let f be the image of f under ϕ. We have

ϕ σk(g) = w1fkw2f

k · · ·w2p−1fkw2pc

k,

where each wj = wj(ai, a′i). Since f does not commute with any of the wj ’s,

Lemma 1.4.5 implies that ϕ σk(g) is nontrivial.

1.4.4 Thompson’s group F

Thompson’s group F is perhaps the easiest example of a bi-orderable groupwhich is not residually nilpotent. Recall that this is the group of the orientation-preserving, piecewise-affine homeomorphisms f of the interval [0, 1] such that:

– the derivative of f on each linearity interval is an integer power of 2;

– f induces a bijection of the set of dyadic rational numbers in [0, 1].

This group is not residually nilpotent because its commutator subgroup F’ issimple (see [17]). To see that it is bi-orderable, for each nontrivial f ∈F we denoteby x−

f (resp. x+f ) the leftmost point x− (resp. the rightmost point x+) for which

f ′+(x−) 6= 1 (resp. f ′

−(x+) 6= 1), where f ′+ and f ′

− stand for the correspondinglateral derivatives. One can immediately visualize four different bi-orderings on(each subgroup of) F, namely the bi-ordering +

x− (resp. −x− , +

x+ , −x+) for

which f ≻ id if and only if f ′+(x−

f ) > 1 (resp. f ′+(x−

f ) < 1, f ′−(x+

f ) < 1,

f ′−(x+

f ) > 1). Although F admits many more bi-orderings than these (see theorem1.4.7 below), the case of F′ is quite different. The result below is essentially dueto Dlab [29] (see also [71]).

Theorem 1.4.6. The only bi-orderings on F′ are +x− , −

x−, +x+ and −

x+.

Remark that there are four other “exotic” bi-orderings on F, namely:

– the bi-ordering +,−0,x− for which f ≻ id if and only if either x−

f = 0 and f ′+(0) > 1,

or x−f 6= 0 and f ′

+(x−f ) < 1;

– the bi-ordering −,+0,x− for which f ≻ id if and only if either x−

f = 0 and f ′+(0) < 1,

or x−f 6= 0 and f ′

+(x−f ) > 1;

– the bi-ordering +,−1,x+ for which f ≻ id if and only if either x+

f = 1 and f ′+(1) < 1,

or x+f 6= 1 and f ′

−(x+f ) > 1;

22 CHAPTER 1. SOME CLASSICAL FACTS

– the bi-ordering −,+1,x+ for which f ≻ id if and only if either x+

f = 1 and f ′+(1) > 1,

or x+f 6= 1 and f ′

−(x+f ) < 1.

Notice that, when restricted to F′, the bi-ordering +,−0,x− (resp. −,+

0,x−, +,−1,x+ , and

−,+1,x+) coincides with −

x− (resp. +x−, −

x+ , and +x+). Let us denote the set of

the previous eight bi-orderings on F by BOIsol(F).

There is another natural procedure for creating bi-orderings on F. For this,recall the well-known (and easy to check) fact that F′ coincides with the subgroupof F formed by the elements f satisfying f ′

+(0) = f ′−(1) = 1. Now let Z2 be any

bi-ordering on Z2, and let F′ be any bi-ordering on F′. It readily follows fromDlab’s theorem that F′ is invariant under conjugacy by elements in F. Hence,one may define a bi-ordering on F by declaring that f ≻ id if and only if eitherf /∈ F′ and

(log2(f

′+(0)), log2(f

′−(1))

)≻Z2

(0, 0

), or f ∈ F′ and f ≻F′ id (see

§1.5.1 for more details on this construction).

All possible ways of ordering finite-rank, Abelian groups were described in§1.4.1. Since there are only four possibilities for the bi-ordering F′ , the precedingprocedure gives us four sets (which we will coherently denote by Λ+

x−, Λ−x−, Λ+

x+,and Λ−

x+) naturally homeomorphic to the Cantor set (in the sense of §1.6) insidethe set of bi-orderings of F. The main result of [71] establishes that these bi-orderings, together with the special eight bi-orderings previously introduced, fillout the list of all possible bi-orderings on F:

Theorem 1.4.7. The set of all bi-orderings of F consists of the disjoint unionof BOIsol(F) and the copies of the Cantor set Λ+

x−, Λ−x−, Λ+

x+, and Λ−x+.

1.4.5 Braid groups

Perhaps the most relevant examples of left-orderable groups are the braidgroups Bn. Recall that Bn has a presentation of the form

Bn =⟨σ1, . . . , σn−1: σiσi+1σi = σi+1σiσi+1 for 1 ≤ i ≤ n−2, σiσj = σjσi for |i−j| ≥ 2

⟩.

Following Dehornoy [25], for i∈1, . . . , n − 1 an element of Bn is said to be i-positive if it may be written as a word of the form w1σiw2σi · · ·wkσiwk+1, wherethe wi’s are (perhaps trivial) words on σ±1

i+1, . . . , σ±1n−1. An element in Bn is said

to be D-positive if it is i-positive for some i∈1, . . . , n− 1. A remarkable resultof Dehornoy establishes that the set of D-positive elements form the positive coneof an ordering order

Don Bn. In other words:

1.5. PRODUCING NEW ORDERINGS 23

– For every nontrivial σ ∈ Bn, either σ or σ−1 is i-positive for some i (actu-ally, Dehornoy provides an algorithm, called handle reduction, for recognizingpositive elements and putting them in the normal form above).

– If σ ∈ Bn is nontrivial, then σ and σ−1 cannot be simultaneously D-positive.

Notice that Bn is not bi-orderable, as it contains nontrivial elements which areconjugate to their inverses: (σ1σ2σ1)

−1(σ1σ−12 )(σ1σ2σ1) = (σ1σ

−12 )−1. Despite of

this, D

satisfies an important weak property of bi-invariance called Subword

Property: All conjugates of the generators σi are D-positive.

None of the statements above is easy to prove: see for example [26]. In §1.6.1,we will give a short proof for the case of B3.

Pure braid groups. According to Falk and Randell [32], pure braid groups PBn

are residually torsion-free nilpotent, hence bi-orderable. An alternative approachto the bi-orderability of PBn using the Magnus expansion was proposed later byRolfsen and Zhu in [50] (see also [62]). Let us point out, however, that thesebi-orderings are quite different from the Dehornoy ordering. Indeed, we will seein §2.2.1 that no bi-ordering on PBn can be extended to a (left-)ordering of Bn.

For nice bi-orderable groups which are a mixture of pure braid groups andThompson’s groups, see [13].

1.5 Producing New Orderings

1.5.1 Convex extensions

A subset S of a left-ordered (Γ,) is said to be convex (with respect to )if, for all f ≺ g in S, every element h ∈ Γ satisfying f ≺ h ≺ g belongs to S.If S is a subgroup, then this is equivalent to that g ∈ S for all g ∈ Γ such thatid ≺ g ≺ f for some f ∈ S.

The family of -convex subgroups is linearly ordered (by inclusion). Moreprecisely, if Γ0 and Γ1 are convex (with respect to ), then either Γ0 ⊂ Γ1

or Γ1 ⊂ Γ0. Moreover, the union and the intersection of any family of convexsubgroups is a convex subgroup.

Example 1.5.1. For each g ∈ Γ it is usual to denote Γg (resp. Γg) the largest (resp.smallest) convex subgroup which does not (resp. does) contain g. The inclusion Γg ⊂ Γg

is referred to as the convex jump associated to g. In general, Γg fails to be normal inΓg. Normality holds for bi-orderings, and more generally for Conradian orderings (see§2.2.3).

24 CHAPTER 1. SOME CLASSICAL FACTS

Example 1.5.2. It is not difficult to produce examples of group orderings withoutmaximal proper convex subgroups: consider for instance a lexicographic ordering onZN. Nevertheless, if the underlying group Γ is finitely generated, such a maximalsubgroup must exist. Indeed, letting id ≺ g1 ≺ . . . ≺ gk be a system of generators,let Γ0 be the maximal convex subgroup which does not contain gk. Then Γ0 ( Γ.Moreover, if Γ1 is a convex subgroup containing Γ0, then, by definition, gk ∈ Γ1. Byconvexity, all the gi’s belong to Γ1, hence Γ1 = Γ. Thus, Γ0 is the maximal convexsubgroup.

The convex extension procedure. Let Γ∗ be a -convex subgroup of Γ, andlet ∗ be any ordering on Γ∗. The extension of ∗ by is the order relation′ on Γ whose positive cone is (P+

\ Γ∗) ∪ P+∗

.One easily checks that ′ is also a left-invariant total order relation, and that

Γ∗ remains convex in Γ (that is, it is a ′-convex subgroup of Γ). Moreover, thefamily of ′-convex subgroups of Γ is formed by the ∗-convex subgroups of Γ∗

and the -convex of Γ that contain Γ∗.

Example 1.5.3. Let (Γ,) be a left-ordered group, and Γ0 a -convex subgroup. Theextension of (the restriction to Γ0 of) by will be referred as the ordering obtainedby flipping the convex subgroup Γ0. An important case of this seemingly innocuousconstruction arises for braid groups: see the final part of §1.6.1.

As we have already pointed out, convex subgroups are not necessarily normal.In case of normality, the ordering passes to the quotient. Conversely, if Γ containsa normal subgroup Γ∗ such that both Γ∗ and Γ/Γ∗ are left-orderable, then Γadmits an ordering for which Γ∗ is convex. Indeed, letting ∗ and 0 be orderingson Γ∗ and Γ/Γ∗, respectively, we may define on Γ by letting f ≺ g if eitherfΓ∗ ≺0 gΓ∗, or fΓ∗ = gΓ∗ and f−1g is ∗-positive.

In dynamical terms, convex subgroups are relevant because of the following

Remark 1.5.4. Let (Γ,) be a left-ordered group, and let Γ0 be a -convex subgroup.The space of left cosets Ω = Γ/Γ0 carries a natural total order ≤, namely fΓ0 < gΓ0 iffh1 ≺ gh2 for some h1, h2 in Γ0 (this definition is independent of the choice of h1, h2

in Γ0). Moreover, the action of Γ by left-translations on Ω preserves this order. Animportant case (to be treated in §2.3) arises when Γ0 is the maximal proper convexsubgroup (whenever it exists): see Example 1.5.2.

The preceding construction allows showing the following useful

Proposition 1.5.5. Let Γ be a left-orderable group, and let Γλ : λ ∈ Λ be afamily of subgroups each of which is convex with respect to an ordering λ. Thenthere exists an ordering on Γ for which the subgroup

⋂λ Γλ is convex.

1.5. PRODUCING NEW ORDERINGS 25

For the proof, we need a lemma which is interesting by itself.

Lemma 1.5.6. Let Γ be a group acting faithfully on a totally ordered space (Ω,≤)by order-preserving transformations. Then for every Ω ⊂ Ω there is an orderingon Γ for which the stabilizer of Ω is a convex subgroup.

Proof. Proceed as in §1.1.3 using a well-order ≤wo on Ω for which Ω is an initialsegment.

Proof of Proposition 1.5.5. As we saw in Example 1.5.4, each space of cosetsΓ/Γλ inherits a total order ≤λ which is preserved by the left action of Γ. Fix awell-order 6wo on Λ, and let Ω =

∏λ∈Λ Γλ × Γ be endowed with the associate

dynamically lexicographic total order ≤. This means that ([gλ], g) ≤ ([hλ], h) ifeither the smallest (according to 6wo) index λ such that [gλ] 6= [hλ] is such that[gλ] >λ [hλ], or the classes of gλ and hλ (with respect to Γλ) are equal for everyλ and g ≺ h. The left action of Γ on Ω is faithful and preserves this order. Sincethe stabilizer of ([id]λ)λ∈Λ×Γ coincides with

⋂λ Γλ, the proposition follows from

the preceding lemma.

1.5.2 Free products

As we have seen in §1.4.3, free groups are bi-orderable. This may also be seenas a consequence of the following general theorem, due to Vinogradov [89].

Theorem 1.5.7. The free product of an arbitrary family of bi-orderable groupsis bi-orderable. Moreover, fixing a bi-ordering on each of the free factors, there isa bi-ordering on the free product which extends these bi-orderings.

Let us point out that a similar statement holds for left-orderability. However,the proof is much simpler. Indeed, let Γ = ⋆Γλ be a free product of left-orderablegroups. Then the direct sum ⊕λΓλ is left-orderable. Moreover, the kernel of thenatural homomorphism from Γ to ⊕λΓλ is known to be a free group. Since freegroups are left-orderable, Γ itself is left-orderable.

The bi-orderability statement is more subtle. For instance, the argumentabove does not apply, as the bi-orderings in the free kernel are not necessarilyinvariant under conjugacy by elements of Γ. Although we are mostly concernedwith left-orders here, we will discuss one of the two available proofs of Theorem1.5.7 in order to give some insight in Question 1.6.7 further on. The reason is

26 CHAPTER 1. SOME CLASSICAL FACTS

that this proof (which is the original one) yields, for the case of free groups, bi-orderings which are different from those obtained using the lower central series(c.f. Example 1.5.8). For an elegant alternative approach, see [6].

Bi-ordering free products via an inductive argument. Given a free productof groups Γ = ⋆Γλ, every element may be written in a unique way as a productf = f1 · · · fℓ, where each fi belongs to some Γλ and no consecutive w′

is belong tothe same Γλ. We will call the integer ℓ = ℓ(f) the length of the element f in thefree product ⋆Γλ.

Assume now that each Γλ is bi-orderable, and let λ be a bi-ordering on it.The strategy will consist in defining a normal positive cone P on Γ by lookingat the lengths of the elements. Nevertheless, along this proof we will need toconsider more general free products than Γ.

Elements of length 1. Such an element g belongs to one of the factors Γλ. Wethen let f belong to P if and only if f ≻λ id.

Now, to deal with elements of length ≥ 2, we begin by fixing a total order ≤on the set of indexes λ, and for each λ we denote Gλ = ⋆µ>λΓµ.

Elements of length ≥ 2. Let f = f1 · · ·fℓ an element of length ℓ ≥ 2, where fi∈Γλi

for each i. Let λ(f) := min≤λi. Then f = g0h1g1h2 · · ·hkgk, where the h′js

correspond to the factors of f not lying in Γλ(f), and each gj belongs to Γλ(f) (g0

and/or gk+1 may be trivial). Notice that

f := (h1 · · ·hk)−1f =

k∏

i=0

(hi+1 · · ·hk)−1gi(hi+1 · · ·hk).

There are two cases:

(i) If h = hf := h1 . . . hk 6= id, then its length is smaller than ℓ. Hence, we mayassume inductively that we know how to determine whether h should belong toP or not. If the case it belongs, we let f belong to P as well.

(ii) If h = id, then f =∏k

i=0(hi+1 · · ·hk)−1gi(hi+1 · · ·hk) should be though of

as an element of length < ℓ in the free product ⋆h∈GλhΓλh

−1. By using the aboverules inside this free product, we may determine whether f must belong to P ornot. However, it is important (in order to ensure normality of P below) that thetotal order used for the set of indexes Gλ be invariant by left multiplication.

One easily convinces that the above procedure yields a subset P of Γ whichis disjoint from P−1 and such that Γ \ id = P ∪P−1. We now proceed to checkthat P is a normal semigroup.

1.5. PRODUCING NEW ORDERINGS 27

To see that f1f2 belongs to P , one proceeds by induction on the length of f1f2

in an appropriate free product. More precisely, if ℓ(f1f2) = 1 then both f1, f2

belong to the same Γλ (and are λ-positive), hence f1f2 ∈ P . Otherwise, thereare two cases:– If λ(f1) < λ(f2) (resp. λ(f1) > λ(f2)), then writing f1f2 = hf1

f2(f−12 f1f2)

(resp. f1f2 = f1hf2f2) we see that hf1f2

= hf1f2 (resp. hf1f2

= f1hf2). Since the

length of hf1f2 (resp. f1hf2

) is (nonzero and) strictly smaller than that of f1f2,we may argue by induction to conclude that f1f2 ∈ P .– If λ(f1) = λ(f2) = λ, then writing f1f2 = hf1

hf2(h−1

f2f1hf2

)f2 we see thathf1f2

= hf1hf2

. If either hf1or hf2

is nontrivial, then this yield hf1hf2

∈ P , hencef1f2 ∈ P . If not, then the length of f1f2 = f1f2 viewed in the free product⋆h∈Gλ

hΓλh−1 is smaller than its length in ⋆Γλ, which still allows concluding by

induction.

Finally, to show that P is normal, it is enough to show that gPg−1 = P forall g of length 1. Fix f ∈ P . There are three cases:– If λ(g) < λ(f), then hgfg−1 = f . Since f ∈ P , by the definition of P we musthave gfg−1 ∈ P .– If λ(g) = λ(f), then hgfg−1 = hf . If hf 6= id, then it belongs to P , hence gfg−1

belongs to P as well. If hf = id, then the length of gfg−1 viewed in ⋆h∈GλhΓλh

−1

is smaller than its length in ⋆Γλ. Thus, an inductive argument applies in thiscase.– If λ(g) > λ(f), then hgfg−1 = ghfg

−1. If hf 6= id then, as its length is smallerthan that of f , an inductive argument applies. If hf = id, then f may be writtenas f = (h1g1h

−11 ) · · · (hkgkh

−1k ), with g1 . . . , gk in Γλ(f) and h1, . . . , hk in Gλ(f).

Therefore,

gfg−1 =

k∏

i=1

(ghi)gi(ghi)−1.

The important point here is that hi < hj holds if and only if ghi < ghj. Theconstruction of P then shows that f ∈ P if and only if gfg−1 ∈ P .

Example 1.5.8. By performing the construction above appropriately, one may obtaina bi-ordering on a free group F2 = 〈f, g〉 so that both f, g are positive but f [f, g] isnegative. Notice that this cannot happen for the Magnus ordering, as well as for anybi-ordering on F2 obtained by using the lower central series.

Exercise 1.5.9. Show that the free product of groups with the UPP has the UPP.(See [85] in case of problems.) Show that the same holds for groups admitting a locallyinvariant ordering.

28 CHAPTER 1. SOME CLASSICAL FACTS

1.5.3 Left-orders from bi-orders

As we have already pointed out, a left-orderable group all of whose orderingsare bi-invariant is necessarily Abelian [24]. This means that there must existsome natural procedure to create left-orders starting with bi-orders on groups.Here we discuss a little bit on two of them.

Left-orders from the sequence of convex subgroups. Let Γi be the familyof convex subgroups for a bi-ordering on a group Γ. For every g ∈ Γ, eachsubset of the form gΓig

−1 is also convex, hence the family. Given any well-order≤wo on the set of indexes i, we may define an ordering ′ on Γ as follows: Giveng ∈ Γ we look for the minimal (with respect to ≤wo) i such that gΓig

−1 6= Γi,and we let j(i) so that gΓig

−1 = Γj(i); if j(i) >wo i (resp. j(i) <wo i), then welet g ≻′ id (resp. g ≺′ id). If g fixes all the Γi, then we let g ≻′ id if and only ifg ≻ id.

One easily checks that ′ is well-defined and left-invariant. Notice that, ifevery convex subgroup is normal, then ′ coincides with the original bi-order .

Example 1.5.10. Let us consider the bi-ordering −x+ on Thompson’s group F (c.f.

§1.4.4). Let (xi) be a numbering of all dyadic, rational numbers of ]0, 1[. Each xi

gives raise to a convex subgroup Γi formed by the elements g such that g(x) = x forall x ∈ [xi, 1]. Although there are more convex subgroups than these, this family isinvariant under the conjugacy action. By performing the construction above, we getthe left-order on F for which f ≻ id if and only if f(xi) > xi holds for the smallestinteger i such that f(xi) 6= xi (Compare §1.1.3.)

Combing elements whose conjugacy action on orderings is trivial. Propo-sition 1.5.12 below, although implicit in [24], appears in [75].

Lemma 1.5.11. Suppose is an ordering on a group Γ admitting a normal,convex subgroup Γ∗, and let g ∈ Γ \Γ∗. If conjugation by g preserves the orderingon Γ∗ (that is, if g(P+

∩Γ∗)g−1 = P+

∩Γ∗), then there exists an ordering on thesubgroup 〈g, Γ∗〉 that has g as a minimal positive element and coincides with on Γ∗.

Proof. The hypothesis implies that every element in 〈g, Γ∗〉 may be written ina unique way in the form gnh, with n∈ Z and h ∈ Γ∗. Define ∗ on 〈g, Γ∗〉 byletting gnh ≻∗ id if and only if either n > 0, or n = 0 and h ∈ P +

. Invarianceunder conjugacy by g shows that this is a well-defined ordering on 〈g, Γ∗〉. That∗ coincides with on Γ∗ follows from the definition. Finally, the fact that g isthe minimal positive element of ∗ is easy to check.

1.6. THE SPACE OF ORDERINGS 29

Combined with the convex extension technique, the lemma above allows pro-ducing many interesting group orderings. This is summarized in the next

Proposition 1.5.12. Let (Γ,) be a bi-ordered group, and let Γg ⊂ Γg be theconvex jump associated to an element g ∈ Γ. Assume that the quotient Γg/〈g, Γg〉is torsion-free. Then there exists an ordering ′ on Γ having g as minimal positiveelement.

Proof. First notice that both Γg and Γg are invariant under conjugacy by g.As is bi-invariant, conjugacy by g preserves the positive cone of Γg. Thus, weare under the hypothesis of the preceding lemma, which allows to produce anordering on 〈g, Γg〉 having g as minimal positive element. This ordering may beextended to an ordering ∗ on Γg, as Γg/〈g, Γg〉 is assumed to be (Abelian and)torsion-free. Finally, we let ′ be the extension of ∗ by .

Example 1.5.13. Given an element g in the free group Γ := Fn, let k = k(g) ∈ N besuch that g ∈ Γk \ Γk+1, where Γi denotes the ith-term of the lower central series. IfgΓk has no nontrivial root in Γk−1/Γk, then we are under the hypothesis of Proposition1.5.12 for any bi-ordering on Fn obtained from the series Γi. Thus, g appears as theminimal positive element for a left-order on Fn.

1.6 The Space of Orderings

Given a left-orderable group Γ, we denote by LO(Γ) the set of all order-ings on Γ. This space of orderings carries a natural (Hausdorff and to-tally disconnected) topology whose sub-basis is the family of sets of the formUf,g = : f ≺ g. Because of left-invariance, another sub-basis is the family ofsets Vf = : id ≺ f.

To understand the topology on LO(Γ) better, one may proceed as in §1.1.2and identify orderings on Γ to certain points in −, +Γ\id. Nevertheless, tocover also the case of partial orderings, it is better to model LO(Γ) as a subsetof −1, 1Γ×Γ\∆, namely the one formed by the functions ϕ satisfying:

– ϕ(g, h) = +1 if and only if ϕ(h, g) = −1;

– ϕ(fg, fh) = ϕ(g, h) for all f and g 6= h in Γ.

Indeed, every ordering on Γ leads to such a function ϕ, namely ϕ(g, h) = +1if and only if g ≻ h. Conversely, every ϕ with the above properties induces anordering ϕ on Γ, namely g ≻ϕ h if and only if ϕ(g, h) = +1. Now, if we en-dow −1, +1Γ×Γ\∆ with the product topology and the subset above with the

30 CHAPTER 1. SOME CLASSICAL FACTS

subspace one, then the induced topology on LO(Γ) coincides with the one pre-viously defined by prescribing the sub-basis elements. As a consequence, since−1, +1Γ×Γ\∆ is a compact space and the subspace above is closed, the topolog-ical space LO(Γ) is compact.

Example 1.6.1. The subspace of dynamically lexicographic orderings on Homeo+(R)(c.f. §1.1.3) is not closed inside LO(Homeo+(R)) (we do not know whether it is dense).To show this, let (xn) be a dense sequence of real numbers, and let (x1,k)k be a monotonesequence converging to a point x∈R. For each k define a sequence (yn,k)n by y1,k = x1,k

and yn,k = xn−1 for n>1. This gives raise to a sequence of orderings k (the sign of eachpoint yn,k is chosen to be +). Passing to a subsequence if necessary, we may assume thatk converges to an ordering on Homeo+(R). We claim that is not of dynamicallylexicographic type. Indeed, let ′ be an arbitrary dynamically lexicographic ordering,and let x′ be the first point different from x for the well-order leading to ′ (thus, x′

may be the first or the second term of this well-order). Let f ∈ Homeo+(R) be suchthat f(x) = x and f(y) > y for all y 6= x. Let g, h be elements in Homeo+(R) thatcoincide with f in a neighborhood of x and g(x′) > x′ > h(x′). By definition, the signsof g, h with respect to ′ are different. However, since g(y1,k) > y1,k and h(y1,k) > y1,k

for all k large enough, both g, h are k-positive. Passing to the limit, g, h are both-positive, thus showing that cannot coincide with ′.

If Γ is a countable left-orderable group, then the above topology on LO(Γ)is metrizable. Indeed, if G0 ⊂ G1 ⊂ . . . is a complete exhaustion of Γ by finitesets, then we can define the distance between two different orderings ≤ and by letting d(≤,) = 2−n, where n is the maximum non-negative integer suchthat ≤ and coincide on Gn. An equivalent metric d′ is obtained by lettingd′(≤,) = 2−n′

, where n′ is the maximum non-negative integer such that thepositive cones of ≤ and coincide on Gn′, that is, P+

≤ ∩ Gn′ = P+ ∩ Gn′ . One

easily checks that these metrics are ultrametric. Moreover, the fact that LO(Γ)is compact becomes more transparent in this case, as it follows from a Cantordiagonal type argument.

When Γ is finitely generated, one may choose Gn as being the ball of radius nwith respect to some finite and symmetric system of generators G of Γ (that is,the set of elements g which can be written in the form g = gi1gi2 · · · gim , wheregij ∈ G and 0 ≤ m ≤ n). One easily checks that the metrics on LO(Γ) resultingfrom two different finite systems of generators are not only topologically but alsoHolder equivalent.

Exercise 1.6.2. Given a bi-orderable group Γ, denote by BO(Γ) the set of bi-orderingson Γ. Show that BO(Γ) is closed inside LO(Γ), hence compact.

1.6. THE SPACE OF ORDERINGS 31

Exercise 1.6.3. Given a group Γ admitting a locally invariant order (c.f. §1.2.2),denote by LIO(Γ) the set of all locally invariant orderings on Γ. Consider the topologyon LIO(Γ) having as a sub-basis the family of sets Uf,g = : f ≺ g. Show that,endowed with this topology, LIO(Γ) is compact. Conclude that a group Γ admits alocally invariant order if and only if each of its finitely generated subgroups admits suchan order. (Compare [18, Theorem 2.4].)Hint. As a model of LIO(Γ) consider the subset of −1, 0, 1Γ×Γ\∆ formed by thefunctions ϕ such that ϕ(g, h) = +1 if and only if ϕ(h, g) = −1, and such that for everyg 6= id and h ∈ Γ one has either ϕ(hg, h) = +1 or ϕ(hg−1, h) = −1. (Two elements g, hthat are incomparable for a locally invariant order will then satisfy ϕ(g, h) = 0...)

The group Γ acts (continuously) on LO(Γ) by conjugacy (equivalently, byright multiplication): given an order with positive cone P+ and an elementf ∈Γ, the image of under f is the order f whose positive cone is f P+f−1. Inother words, one has g f h if and only if fgf−1 fhf−1, which is equivalentto gf−1 hf−1. Also notice that the map sending to from Example 1.1.2is a continuous involution of LO(Γ).

Remark 1.6.4. If Γ is a left-orderable group, then the whole group of automorphismsof Γ (and not only the group of internal automorphisms) acts on LO(Γ). This maybe useful to studying bi-orderable groups. Indeed, since the fixed points for the rightaction of Γ on LO(Γ) correspond to the bi-invariant orderings, the group Out(Γ) ofouter automorphisms of Γ acts on the corresponding space of bi-orderings BO(Γ).The reader is referred to [51] for some applications of this idea.

In general, the study of the dynamics of the action of Γ on LO(Γ) shouldreveal useful information. Let us formulate two simple questions on this.

Question 1.6.5. What can be said in general about the space LO(Γ)/Γ ? Forinstance, is the set of isolated orderings modulo the conjugacy action of Γ alwaysfinite ?

Question 1.6.6. For which countable left-orderable groups the action of Γ onLO(Γ) is uniformly equicontinuous or distal ? The same question makes sensefor topological transitivity, or for having a dense orbit.

The space of orderings of the free group. A very interesting open questionis the following:

Question 1.6.7. Are the spaces of bi-orderings of free groups homeomorphic tothe Cantor set ?

32 CHAPTER 1. SOME CLASSICAL FACTS

Notice that, using the lower central series, one may provide a Cantor set of“standard” bi-orderings on free groups. Nevertheless, according to Example 1.5.8,there are more bi-orderings on free groups than these. Actually, it is shown in [51]that, although the action of Out(Fn) on BO(Fn) is faithful, its restriction to theset of standard orderings is not (the kernel coincides with the Torelli subgroup,that is, the one whose elements act trivially on homology).

In opposition to the above question, the space of left-orders of the free groupis known to be homeomorphic to the Cantor set. This is essentially contained in[59], though an alternative dynamical proof appears in [68]. The general strategyis as follows:

– Associated to a given ordering on Fn, let us consider the corresponding dynam-ical realization.

– If we perturb the generators of this realization (as homeomorphisms of theline), we still have an action of the free group, which is “in general” faithful, thusyielding a new ordering on Fn.

– If the perturbation above is “small”, then the new ordering is close to theoriginal one.

– Finally, the perturbation can be made so that the new ordering is different fromthe original one, as otherwise the original action would be “structurally stable”(i.e. actions which are “close” to it are semiconjugate), which is easily seen to beimpossible.

More interestingly, using results from [52, 53, 59], Clay has shown the existenceof an ordering on Fn whose orbit under the conjugacy action is dense [19]. Usingthis, he deduces that LO(Fn) is homeomorphic to the Cantor set by means of theargument contained in the following

Exercise 1.6.8. Let Γ be a countable group having an ordering whose orbit under theconjugacy action is dense. Show that LO(Γ) is a Cantor set.Hint. If there is an isolated ordering , then its reverse ordering is also isolated. Ifthere is an ordering of dense orbit, this forces the existence of g ∈ Γ so that g= .However, this is impossible, since the signs of g for both and coincide.Remark. For the Baumslag-Solitar group BS(1, ℓ), no ordering has dense orbit. How-ever, from the description given in §1.4.3 it readily follows that, for each irrationalnumber ε 6= 0, the orbit of ε under the action of the whole group of automorphismsis dense.

In [78], a dynamical proof of the existence of an ordering with dense orbitin LO(Fn) is given. This proof is based on the following construction (which isclosely related to the ideas of [59]):

1.6. THE SPACE OF ORDERINGS 33

– Choose a countable dense set k of LO(Fn), and for each k consider the dy-namical realization φk of k.

– Fix a sequence of positive integers n(k) converging to infinity very fast, and afamily of disjoint intervals [r(k), s(k)] which is unbounded in both directions.

– For each k take a conjugate copy on [r(k), s(k)] of the restriction of φk to[−n(k), n(k)].

– Take extensions of the generators of Fn so that they become homeomorphismsof the line.

Roughly, the resulting action contains all the possible “finite information” ofall orderings of Fn. By performing the construction carefully, one can ensure thatit has no global fixed point. It therefore yields to a new ordering on Fn, and bysuitable conjugacies inside Fn this ordering “captures” all the information above.In concrete terms, the orbit of under the conjugacy action is dense.

Example 1.6.9. Using completely different methods, Koberda has recently given anew, pure algebraic proof of the fact that the space of orderings of the free group is aCantor set. More interestingly, his proof applies to surface groups: see [51].

Example 1.6.10. For Thompson’s group F, no description of all orderings is available.(For bi-orderings, see §1.4.4). Actually, it is unknown whether its space of orderings isa Cantor set.

1.6.1 Finitely generated positive cones

We first recall a short argument due to Linnell [57] showing that, if an ordering on a group Γ is non-isolated in LO(Γ), then its positive cone is not finitelygenerated as a semigroup.

Proposition 1.6.11. If is a left-invariant total order on a group Γ and is non-isolated in LO(Γ), then the corresponding positive cone is not finitelygenerated as a semigroup.

Proof. If g1, . . . , gk generate P+ , then the only ordering on Γ which coincides

with on any set containing these generators and the identity element is itself...

The converse to the above proposition is not true. For instance, the dyadicrationals admit only two orderings, though none of them has a finitely generatedpositive cone. One may easily modify this example in order to obtain a finitely

34 CHAPTER 1. SOME CLASSICAL FACTS

generated one. However, the search for conditions ensuring that isolated orderingsmust have a finitely generated positive cone is interesting by itself.

Besides the obvious case of Z, perhaps the simplest example of a finitelygenerated positive cone for a group ordering occurs for the Klein bottle groupK2 = 〈a, b : bab = a〉: one may take 〈a, b〉+ as such a cone (see Figure 2). Actu-ally, K2 admits exactly four orderings, each of which having a finitely generatedpositive cone (the other cones are 〈a, b−1〉+, 〈a−1, b〉+, and 〈a−1, b−1〉+).

Figure 2: The positive cone P+ = 〈a, b〉+ on K2 = 〈a, b : a−1ba = b−1〉

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Nontrivial examples of finitely generated positive cones occur on braid groups.Indeed, in the remarkable paper [30], Dubrovina and Dubrovin showed that, foreach n ≥ 3, the braid group Bn has orderings with finitely generated positivecones:

Theorem 1.6.12. For each n ≥ 3, the braid group Bn admits the decomposition

Bn =⟨a1, . . . , an−1

⟩+⊔

⟨a−1

1 , . . . , a−1n−1

⟩+⊔ id,

where a1 = σ1 · · ·σn−1, a2 = (σ2 · · ·σn−1)−1, a3 = σ3 · · · sn−1, a4 = (σ4 · · ·σn−1)

−1,

. . . , and an−1 = σ(−1)n−1

n−1 .

As a particular case, for B3 the semigroup PDD

= 〈σ1σ2, σ−12 〉+ is the positive

cone of an ordering DD

. This can be visualized in Figure 3, where the Cayleygraph of B3 (essentially a product of Z2 by a dyadic rooted tree) is illustrated. The

1.6. THE SPACE OF ORDERINGS 35

(quasi-isometric) copy of Z2 corresponds to an “upper level” of the graph, andthe corresponding edges are slightly blackened. An arrow pointing to the rightshould be added to every horizontal edge of the graph. These edges representmultiplications by a, and all other edges represent multiplications by b. Startingat id, every blackened element can be reached by a path that follows the directionof the arrows. Conversely, every element which is not blackened may be reachedby a path starting at id following a direction opposite to that of the arrows.Finally, no (nontrivial) element can be reached both ways.

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Figure 3: The Cayley graph of B3 = 〈a, b : ba2b = a〉 and the DD-positive cone

id

The proof given by Dubrovina and Dubrovin strongly uses Dehornoy’s theo-rem. Following [67], we next give an elementary direct proof for the case of B3,which generalizes to an interesting family of groups. To motivate this approach,first notice that the Klein bottle group may be presented in the form

K2 = 〈a, b : bab = a〉.

Similarly, with respect to the generators a = σ1σ2 and b = σ−12 , the standard

36 CHAPTER 1. SOME CLASSICAL FACTS

presentation of B3 becomes B3 = 〈a, b : ba2b = a〉. This makes natural the studyof the groups

Hn = 〈a, b : banb = a〉.

The following result was obtained by the author in [67].

Theorem 1.6.13. For each n ≥ 1, the group Hn admits a decomposition

Hn = 〈a, b〉+ ⊔ 〈a−1, b−1〉+ ⊔ id.

The group Hn is a group of fractions. In all what follows, we will onlyconsider the case n > 1. We begin by noticing that ∆ = an+1 belongs to thecenter of Hn. Indeed, this follows from a∆ = an+2 = ∆a and

b∆ = ban+1 = (ban)a = (ab−1)a = a(b−1a) = a(anb) = an+1b = ∆b.

A word in (positive powers of) a, b (resp. a−1, b−1) will said to be positive (resp.negative). It is non-positive (resp. non-negative) if it is either trivial or negative(resp. either trivial or positive).

Proposition 1.6.14. Every element w∈Hn may be written in the form u∆ℓ forsome non-negative word u and ℓ ∈ Z.

Proof. In any word representing w, we may rewrite the negative powers of a andb using the relations

a−1 = an∆−1, b−1 = ∆−1anban.

Since ∆ belongs to the center of Hn, this shows the proposition.

Let us take a more careful look at positive words in a, b. Using the relationbanb = b, one easily concludes that every v∈〈a, b〉+ may be written in the form

v = bn0am0bn1 · · · bnk−1amkbnk∆ℓ,

where ni > 0 for i ∈ 1, . . . , k, n0 ≥ 0, nk ≥ 0, mi ∈ 1, . . . , n, and ℓ ≥ 0.Moreover, if mi =n and 0<i<k, then bni−1amibni = bni−1−1(banb)bni−1 may bereplaced by bni−1−1abni−1. This is also possible for i=0 (resp. i=k) when n0 >0(resp. nk > 0). Performing these reductions as far as possible, we conclude thatv may be written in the form

v = bn0am0bn1 · · · bnk−1amkbnk∆ℓ,

1.6. THE SPACE OF ORDERINGS 37

so that the following properties are satisfied:

– (i) ni > 0 for 0 < i < k, n0 ≥ 0, nk ≥ 0;

– (ii) mi∈1, . . . , n − 1 for 0<i<k;

– (iii) m0 lies in 1, . . . , n − 1 (resp. in 1, . . . , n) if n0 > 0 (resp. n0 = 0);similarly, mk lies in 1, . . . , n − 1 (resp. in 1, . . . , n) if nk > 0 (resp. nk = 0);

– (iv) ℓ ≥ 0.

Therefore, by Proposition 1.6.14, every element w ∈ Hn may be written in theform

w = bn0am0bn1 · · · bnk−1amkbnk∆ℓ = u∆ℓ, (1.1)

where properties (i), (ii), and (iii) above are satisfied, and ℓ ∈ Z. Such anexpression will be said to be a normal form for w.

Eliminating numerators or denominators. Let w = u∆ℓ be a normal form ofa nontrivial element w∈Hn. Our task consists in showing that w is either positiveor negative in a, b. If u is trivial, then w is positive or negative according to thesign of ℓ. If u is nontrivial and ℓ ≥ 0, then w is positive. Assume throughoutthat u is nontrivial and ℓ < 0. We will show that, in this situation, w is negative.

Case I. We have u = br for some positive integer r.

In this case, the relation banb = a yields aba−1 = a−(n−1)b−1, hence

w = bra−1a−n∆ℓ−1 = a−1(aba−1)ra−n∆ℓ−1 = a−1(a−(n−1)b−1)ra−n∆ℓ−1.

Case II. The element u does not belong to 〈b〉:

Let us consider the normal form (1.1). There are two possibilities:

(i) If nk = 0, then using the relation aba−1 = a−(n−1)b−1 we obtain

w = bn0am1bn1 · · ·amk−1bnk−1amk∆ℓ

= bn0am1bn1 · · ·amk−1−1abnk−1a−1amk−n∆ℓ−1

= bn0am1bn1 · · ·amk−1−1(a−(n−1)b−1)nk−1amk−n∆ℓ−1

= bn0am1bn1 · · ·amk−2bnk−2amk−1−nb−1(a−(n−1)b−1)nk−1−1amk−n∆ℓ−1

= bn0am1bn1 · · ·amk−2−1abnk−2a−1 amk−1−n+1b−1(a−(n−1)b−1)nk−1−1amk−n∆ℓ−1.

38 CHAPTER 1. SOME CLASSICAL FACTS

(ii) If nk > 0, then

w = bn0am1bn1 · · ·amk−1abnka−1a−n∆ℓ−1

= bn0am1bn1 · · ·amk−1(a−(n−1)b−1)nka−n∆ℓ−1

= bn0am1bn1 · · ·amk−nb−1(a−(n−1)b−1)nk−1a−n∆ℓ−1

= bn0am1bn1 · · ·amk−1−1abnk−1a−1 amk−n+1b−1(a−(n−1)b−1)nk−1a−n∆ℓ−1.

The main point here is that in (i) we have mk − n ≤ 0 and mk−1 − n + 1 ≤ 0.Similarly, in (ii) we have mk − n + 1 ≤ 0. This allows repeating the argument.Proceeding in this way as far as possible, it is easy to see that the final outputwill be a negative word representing w.

No positive word represents the identity. We begin with a proof that appliesto B3 = 〈a, b : ba2b = a〉. The case of Hn will be treated with a similar idea.

Proposition 1.6.15. No element in 〈a, b〉+ ⊂ B3 represents the identity.

Proof. Consider the homomorphism from B3 into PSL(2, R) given by

a → a =

[0 1−1 1

], b → b =

[1 01 1

].

Denote by U (resp. V ) the projection of (x, y) ∈ R2 : x > y > 0 (resp.(x, y) ∈ R2 : 0 < x < y) on RP1. A direct computation shows that

a

[xy

]=

[y

y − x

], bn

[xy

]=

[x

nx + y

],

which easily yields a(V ) ⊂ U and bn(U ∪ V ) ⊂ V , for all n > 0. (See Figure 4below.)

Now given an element w ∈ 〈a, b〉+, let us write it in the form

w = bn0am1bn1 · · ·amkbnka3r,

where n0, nk, r are non-negative, ni > 0 for the other indexes i, and mi ∈1, 2,with mi = 1 for 1 < i < k, and m1 = 1 (resp. mk = 1) when n0 > 0 (resp.nk > 0). Notice that a3 = id. Assume that w is not a power of a3. In this case,in order to show that w 6= id, it suffices to prove that

w = bn0 am1 bn1 · · · amk bnk

1.6. THE SPACE OF ORDERINGS 39

is nontrivial in PSL(2, R). Now using the relation ba2b = a, one can easily checkthat, unless w is conjugate to a power of ab = σ1, it is conjugate to a word w′

in a (with no use of a2) and positive powers of b which either begins and finisheswith a power of b, or begins and finishes with a. Since σ1 is not a torsion element,w 6= id whenever w is conjugate to σ1. Otherwise, a ping-pong type argumentshows that either w′(U) ⊂ V or w′(V ) ⊂ U , hence w′ 6= id.

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abn

Figure 4

(x, y) : x>y>0

(x, y) : y>x>0

The representation considered above is obtained via the well-known identi-fication of B3 to PSL(2, Z), followed by taking the quotient by the center 〈a3〉.Indeed, with respect to the system of generators f = a, h = b−1a, the presen-tation of B3 becomes 〈f, h : f 3 = h2〉.

It turns out that Hn also embeds into PSL(2, R). To see this, we first rewritethe presentation of Hn in terms of f = a and h = b−1a:

Hn =⟨f, h : fn+1 = h2

⟩.

This presentation shows that Hn is isomorphic to a central extension of the Hecke

group

H(n+1) =⟨f , h : fn+1 = h2 = id

⟩.

A concrete realization of H(n+1) inside PSL(2, R) arises when identifying f tothe circle rotation of angle 2π

n+1, and h to the hyperbolic reflexion with respect to

the geodesic joining pn = fn(p) and p = p0, where p ∈ S1 is an arbitrary point.

This realization allows embedding Hn into PSL(2, R) by identifying f ∈Hn to the

40 CHAPTER 1. SOME CLASSICAL FACTS

lifting of f to the real-line given by x 7→ x + 2πn+1

, and h to the unique lifting h of

h to the real-line satisfying x ≤ h(x) ≤ x + 2π for all x ∈ R.2

The dynamics of the action of H(n+1) on the circle is illustrated in Figure 5.Here, g= f h−1 = f h is a parabolic Mobious transformation fixing p0 and sendingpn into p1, where pi = f i(p) for 0≤ i≤n. Using this action, we now proceed toshow that no element w in 〈a, b〉+ ⊂ Hn represents the identity.

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p = p0

p1

p2

pn

pn−1

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pn−3

• •

Figure 5

We begin by writing w in the form

w = bn0am1bn1 · · ·amkbnka(n+1)r,

where n0, nk, r are non-negative, ni > 0 for 0 < i < k, and mi ∈ 1, 2, . . . , n,with mi 6= n for 1 < i < k, and m0 6= n (resp. mk 6= n) when n0 > 0 (resp.nk > 0). If w were equal to the identity, then w = gn0 fm1 gn1 · · · fmk gnk wouldact trivially on the circle. Assume that w is not a power of a. Then one easilychecks that, unless w is a power of f g, it is either conjugate to some w′ ∈ 〈f , g〉+

beginning and finishing by f and so that all exponents of a lie in 1, . . . , n − 1,or to some w′′ ∈ 〈f , g〉+ begining and finishing with g with all exponents of a in1, . . . , n−1. An easy ping-pong type argument shows that w′

(]p0, p1[

)⊂]p1, pn[

and w′′(]p1, pn[

)⊂]p, p1[, hence w′ 6= id and w′′ 6= id. Thus, to conclude the proof,

we need to check that neither a nor f g are torsion elements.That f g is not torsion follows from that it sends [p, pn] into the subinterval

2Actually, the arguments given so far only show that the above identifications induce a grouphomomorphism from Hn into PSL(2, R), and the injectivity follows from the arguments givenbelow combined with Proposition 1.6.14 and the comments after it.

1.6. THE SPACE OF ORDERINGS 41

[p1, p2], hence no iterate of it can equal the identity. Finally, to see that a is not

torsion, just notice that a maps to the translation by 2πn+1

in PSL(2, R).

Retrieving the Dehornoy ordering on B3 from the DD-ordering. Wefirst claim that the subgroup 〈b〉 is

DD-convex. Indeed, let c ∈ B3 be such that

bm ≺DD

c ≺DD

bn. Assume that c is DD

-positive (the other case is analogous).If c does not belong to 〈b〉, then it may be written in the form W1aW2, whereW1 and W2 are (perhaps empty) words on (non-negative powers of) a and b.The inequality c ≺

DDbn yields W := b−nW1aW2 ≺

DDid. Now introducing

the identity a = ba2b several times, one easily sees that W may be rewrittenas W = W ′

1W2, where W ′1 only uses positive powers of a and b. Thus, W is

DD

-positive, which is a contradiction.Now let be the ordering on B3 obtained after flipping DD on 〈b〉. Recall

that is constructed as follows (see Example 1.5.3): denoting by DD

the reverseorder of

DD, the ordering is the extension by

DDof the restriction of

DDto

〈b〉. We claim that coincides with the Dehornoy ordering introduced in §1.4.5.Indeed, the coincidence is clear for σ2-positive elements. Now, if c ∈ B3 \ 〈b〉 is-positive, then it may be written as a word using only positive powers of a andb. Replacing a = σ1σ2 and b = σ−1

2 , this allows writing c as a word where onlypositive powers of σ1 are used. In particular, c is σ1-positive. Conversely, if c ∈B3

is σ1-positive, then it may be written in the form c = σn0

2 σ1σn1

2 σ1 · · ·σnk−1

2 σ1σnk

2 .Replacing σ1 = ab and σ2 = b−1, this yields c = bn′

0abn′1a · · · bn′

k−1abn′k . Now

introducing the relation a = ba2b several times, one readily checks that c maybe written as a word using only positive powers of a and b. Since c belongs toB3 \ 〈b〉, this implies that c is -positive.

1.6.2 Finitely many or uncountably many group orderings

We now state the first nontrivial general theorem concerning the space oforderings of left-orderable groups. This result was first obtained by Linnell in[57] (see also [56]) by elaborating on previous ideas of Smirnov, Tararin, andZenkov. Let us point that no analogue for spaces of bi-orderings holds [14]. Seehowever §2.2.6.

Theorem 1.6.16. If the space of orderings of a left-orderable group is infinite,then it is uncountable.

The starting point for showing this result is the following. Let Γ be a left-orderable group and M a minimal subset of LO(Γ), that is, a non-empty, closed

42 CHAPTER 1. SOME CLASSICAL FACTS

subset that is invariant under the conjugacy action of Γ and does not properlycontain any non-empty, closed, invariant set. Since the set M ′ of accumulationpoints of M is both closed and invariant, one has either M ′ = M or M ′ = ∅. Inother words, either M has no isolated point, or it is finite. In the former case, awell-known result in General Topology asserts that M must be uncountable (see[42, Theorem 2-80]). In the latter case, the stabilizer of any point of M is afinite-index subgroup of Γ restricted to which is bi-invariant. Theorem 1.6.16then follows from the following

Proposition 1.6.17. Let (Γ,) be a left-ordered group containing a finite-indexsubgroup Γ0 restricted to which is bi-invariant. If has a neighborhood inLO(Γ) containing only countably many orderings, then LO(Γ) is finite.

The proof of this proposition uses results and techniques from the theory ofConradian orderings. Hence, we postpone the (end of the) proof of Theorem1.6.16 to §2.2.6.

To close this section, we give a beautiful characterization (due to Tararin [86])of groups having finitely many orderings. Recall that a rational series for agroup Γ is a finite sequence of subgroups

id = Γk ⊳ Γk−1 ⊳ . . . ⊳ Γ0 = Γ

that is subnormal (that is, each Γi is normal in Γi−1, but not necessarily in Γ),and such that each quotient Γi−1/Γi is torsion-free rank-1 Abelian. Such a seriesis said to be normal if each Γi is normal in Γ. Notice that every group admittinga rational series is left-orderable.

Theorem 1.6.18. Every left-orderable group having only finitely many orderingsadmits a unique rational series

id = Γk ⊳ Γk−1 ⊳ . . . ⊳ Γ0 = Γ.

This series is normal and no quotient Γi−2/Γi is bi-orderable. Conversely, ifa group Γ admits a normal rational series such that no quotient Γi−2/Γi is bi-orderable, then (Γ is left-orderable and) its space of orderings LO(Γ) is finite. Insuch a situation, for every ordering on Γ, the convex subgroups are preciselyΓ0, Γ1, . . . , Γk, the number of orderings on Γ equals 2k, and each ordering isuniquely determined by the sequence of signs of any elements gi∈Γi \ Γi−1.

1.6. THE SPACE OF ORDERINGS 43

Example 1.6.19. As we have seen in the previous section, the Klein bottle groupK2 = 〈a, b : a−1ba = b−1〉 admits exactly four orderings. The associate rational seriesis id ⊳ 〈b〉 ⊳ K2. More generally, let us consider the group

Kk = 〈a1, . . . , ak : a−1i+1aiai+1 = a−1

i , aiaj = ajai for |i − j| ≥ 2〉.

One can easily check (either using the theorem above or by a direct computation) thatKk admits 2k orderings, each of which being determined by the signs of the ai’s. Thecorresponding rational series is

id ⊳ 〈a1〉 ⊳ 〈a1, a2〉 ⊳ . . . ⊳ 〈a1, a2, . . . , ak〉.

The proof of Theorem 1.6.18 will be divided into several parts, some of whichinvolve notions and results contained in the beginning of the next chapter.

Lemma 1.6.20. If a left-orderable group admits only finitely many orderings,then all of them are Conradian.

Proof. Let Γ be a left-orderable group whose space of orderings is finite. Fora finite-index subgroup Γ∗ of Γ, the conjugacy action on LO(Γ) is trivial. Thismeans that every ordering of Γ is bi-invariant (hence Conradian) when restrictedto Γ∗. The lemma then follows from Proposition 2.2.9.

We may now proceed to show the first claim contained in Theorem 1.6.18.

Proposition 1.6.21. Let Γ be a left-orderable group admitting only finitely manyorderings. For every ordering on Γ, the chain of -convex subgroups is finiteand is a rational series.

Proof. To show finiteness, let us fix n∈N so that the number of orderings on Γis strictly smaller than 2n. We claim that the family of -convex subgroups hascardinality ≤ n. Otherwise, if

id = Γ0 ( Γ1 ( . . . ( Γn = Γ

is a chain of distinct -convex subgroups, then for each ι=(i1, . . . , in)∈−1, 1n

we may define the ordering ι as being equal to n, where 1,2, . . . ,n arethe orderings on Γ1, . . . , Γn, respectively, which are inductively defined by:

– If i1 = 1 (resp. i1 = −1), then 1 is the restriction of (resp. ) to Γ1.

– For n ≥ k ≥ 2, if ik = 1 (resp. ik = −1), then k is the extension of k−1 bythe restriction of (resp. ) to Γk.

44 CHAPTER 1. SOME CLASSICAL FACTS

Clearly, the orderings ι are different for different choices of ι, which shows theclaim.

Now letid = Γk ( Γk−1 ( . . . ( Γ0 = Γ.

be the chain of all -convex subgroups of Γ. In the terminology of Example1.5.1, the inclusion Γi ( Γi−1 is the convex jump associated to any element inΓi−1 \ Γi. By Theorem 2.2.26, Γi is normal in Γi−1, and the induced orderingon Γi−1/Γi is Archimedean. By Holder’s theorem (c.f. §2.1), this quotient istorsion-free Abelian. Finally, its rank must be 1, as otherwise it would admituncountably many orderings (c.f. §1.4.1), which would allow to produce –by aconvex extension type procedure– uncountably many orderings on Γ.

Proposition 1.6.22. A left-orderable group admitting finitely many orderingshas a unique (hence normal) rational series.

Proof. Ifid = Γk ⊳ Γk−1 ⊳ . . . ⊳ Γ0 = Γ

is a rational series for a group Γ, then for every h ∈ Γ the conjugate series

id = hΓkh−1 ⊳ hΓk−1h−1 ⊳ . . . ⊳ hΓ0h−1 = Γ

is also rational. Therefore, the uniqueness of such a series implies its normality.To show the uniqueness, let us consider two rational series

id = Gk⊳Gk−1⊳. . .⊳G1⊳G0 = Γ, id = Hk′

⊳Hk′−1⊳. . .⊳H1⊳H0 = Γ,

where Γ is supposed to admit only finitely many orderings. Both G1 and H1 arenormal in Γ, and the quotients Γ/H1 and Γ/G1 are torsion-free Abelian. Thiseasily implies that G1 ∩ H1 is also normal in Γ and the quotient Γ/(G1 ∩ H1)is torsion-free Abelian. Since G1 ∩ H1 is convex with respect to some orderingon Γ (c.f. Proposition 1.5.5), the rank of Γ/(G1 ∩ H1) must be 1; otherwise,this quotient would admit uncountably many orderings, thus yielding –by convexextension– uncountably many orderings on Γ. We conclude that, for every g ∈ G1

(resp. h ∈ H1), one has gn ∈ G1 ∩ H1 (resp. fn ∈ G1 ∩ H1) for some n ∈ N.However, both G1 and H1 are stable under roots, hence g ∈ H1 (resp. h ∈ G1).This easily implies that G1 = H1.

Arguing similarly but with G1 = H1 instead of Γ, we obtain G2 = H2.Proceeding in this way finitely many times, we conclude that the rational seriesabove coincide.

1.6. THE SPACE OF ORDERINGS 45

The structure of the quotients Γi−2/Γi is given by the (proof of the) next

Proposition 1.6.23. Let Γ be a left-orderable group having finitely many order-ings. If

id = Γk⊳ Γk−1

⊳ . . . ⊳ Γ0 = Γ

is the unique rational series of Γ, then no quotient Γi−2/Γi is bi-orderable.

Proof. The group Γi−1/Γi is normal in Γi−2/Γi. Hence, Γi−1/Γ acts by conju-gacy on the torsion-free, rank-1, Abelian group Γi−1/Γi. Now it is easy to seethat every automorphism of a torsion-free, rank-1, Abelian group is induced bythe multiplication by a real number. As a consequence, the non-Abelian groupΓi−2/Γi embeds into Aff(R). The non bi-orderability of Γi−2/Γi is thus equivalentto that the image of this embedding is not contained in Aff+(R). (This is alsoequivalent to that some element is conjugate to a negative power of itself.) Butif this were not the case, then according to §1.4.2 the quotient Γi−2/Γi (hence Γ)would admit uncountably many orderings.

We now proceed to show the converse statements.

Proposition 1.6.24. Let Γ be a group admitting a normal rational series

id = Γk ⊳ Γk−1 ⊳ . . . ⊳ Γ0 = Γ

such that no quotient Γi−2/Γi is bi-orderable. For each i∈1, . . . , k let us choosegi ∈ Γi−1 \ Γi. Then every ordering on Γ is completely determined by the signsof the gi’s. Moreover, for any such choice of signs, there exists an ordering on Γrealizing it.

Proof. The realization of signs ι∈ −1, +1k proceeds as the proof of the firstclaim of Proposition 1.6.21, and we leave the details to the reader. As before, wewill denote by ι the ordering that realizes the corresponding signs.

Now let be an ordering on Γ, and let ι = (i1, . . . , in) be the associatesequence of signs of the gi’s. To prove that the positive cones of and ι

coincide, it suffices to show that P+ι

⊂ P+ . As we saw in the proof of the

preceding proposition, after changing gi by a root if necessary, we may assumethat g−1

i−1gigi−1 = gri

i for a negative rational number ri. Since gikk ∈ Γk−1 belongs

to both P+ι

and P+ , and since Γk−1 is rank-1 Abelian, we have

P+ι

∩ Γk−1 ⊂ P+ .

46 CHAPTER 1. SOME CLASSICAL FACTS

Now every element g ∈ Γk−2 \ Γk−1 may be written as g = gsikk g

tik−1

k−1 for somerational numbers s and t 6= 0; such an element is ι-positive if and only ift > 0. If s ≥ 0, then g is also -positive. If not, then it may be rewritten as asg = g

ritik−1

k−1 gsikk , and since rit > 0, this shows that g is still -positive. Therefore,

we haveP+ι

∩(Γk−2 \ Γk−1

)⊂ P+

,

henceP+ι

∩ Γk−2 ⊂ P+ .

Proceeding in this way finitely many times, one concludes that P +ι

⊂ P+ .

Exercise 1.6.25. Let Γ be a left-orderable group such that the family of subgroupswhich are convex for some ordering on Γ is finite. Show that Γ admits only finitelymany orderings.Remark. This result is also due to Tararin: see [54, §5.2] in case of problems.

Chapter 2

ORDERABLE GROUPS ASDYNAMICAL OBJECTS

2.1 Holder Theorem

The results of this section –essentially due to Holder– are classical and perhapscorrespond to the most beautiful pieces of the theory. They characterize group or-derings satisfying an Archimedean type property: The underlying ordered groupis ordered isomorphic to a subgroup of (R, +).

Definition 2.1.1. An ordering on a group Γ is said to be Archimedean iffor all g, h in Γ such that g 6= id there exists n∈Z satisfying gn≻h.

Theorem 2.1.2. Every group endowed with an Archimedean ordering is orderedisomorphic to a subgroup of (R, +).

Holder proved this theorem under the extra assumption that the group isAbelian. However, his arguments work verbatim without this hypothesis butassuming that the ordering is bi-invariant. That this hypothesis is also superfluouswas first remarked by Conrad in [22].

Lemma 2.1.3. Every Archimedean group ordering is bi-invariant.

Proof. Let be an Archimedean ordering on a group Γ. We need to show thatits positive cone is a normal semigroup.

Suppose that g ∈ P+ and h ∈ P−

are such that hgh−1 /∈ P+ . Let n be

the smallest positive integer for which h−1 ≺ gn. Since hgh−1 ≺ id, we have

47

48 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

h−1 ≺ g−1h−1 ≺ gn−1, which contradicts the definition of n. We thus concludethat P+

is stable under conjugacy by elements in P− .

Assume now that g, h in P+ verify hgh−1 /∈ P+

. In this case, hg−1h−1 ≻ id,and since h−1 ∈ P−

, the first part of the proof yields h−1(hg−1h−1)h ∈ P+ ,

that is, g−1∈ P+ , which is absurd. Hence, P+

is also stable under conjugacy byelements in P+

, which concludes the proof.

Proof of Theorem 2.1.2. Let Γ be a group endowed with an Archimedeanordering . By Lemma 2.1.3, we know that is bi-invariant. Let us fix apositive element f ∈ Γ, and for each g ∈ Γ and each p ∈ N, let us consider theunique integer q = q(p) such that f q gp ≺ f q+1.

Claim (i). The sequence(q(p)/p

)converges to a real number as p goes to in-

finity.

Indeed, if f q(p1) gp1 ≺ f q(p1)+1 and f q(p2) gp2 ≺ f q(p2)+1, then thebi-invariance of yields

f q(p1)+q(p2) gp1+p2 ≺ f q(p1)+q(p2)+2.

Therefore, q(p1) + q(p2) ≤ q(p1 + p2) ≤ q(p1) + q(p2) + 1. The convergence ofthe sequence (q(p)/p) then follows from Exercise 2.1.4.

Claim (ii). The map φ : Γ → (R, +) is a group homomorphism.

Indeed, let g1, g2 be arbitrary elements in Γ. Let us suppose that g1g2 g2g1

(the case g2g1 g1g2 is analogous). Since is bi-invariant, if f q1 gp1 ≺ f q1+1

and f q2 gp2 ≺ f q2+1 then

f q1+q2 gp1g

p2 (g1g2)

p gp2g

p1 ≺ f q1+q2+2

.

From these relations one concludes that

φ(g1) + φ(g2) = limp→∞

q1 + q2

p≤ φ(g1g2) ≤ lim

p→∞

q1 + q2 + 1

p= φ(g1) + φ(g2),

and therefore φ(g1g2) = φ(g1) + φ(g2).

Claim (iii). The homomorphism φ is one-to-one and order-preserving.

That φ is order-preserving (in the sense that if g1 g2 then φ(g1) ≤ φ(g2))follows from the definition. To show injectivity, first notice that φ(f) = 1. Let hbe an element in Γ such that φ(h) = 0. Assume that h 6= id. Then there existsn∈Z such that hn f . One then concludes that 0 = nφ(h) = φ(hn) ≥ φ(f) = 1,which is absurd. Therefore, if φ(h) = 0 then h = id.

2.2. THE CONRAD PROPERTY 49

Exercise 2.1.4. Let (an)n∈Z be a sequence of real numbers. Assume that there existsa constant C ∈ R such that, for all m,n in Z,

|am+n − am − an| ≤ C. (2.1)

Show that there exists a unique ρ ∈ R such that the sequence(|an − nρ|

)is bounded.

Check that this number ρ is equal to the limit of the sequence (an/n) as n goes to ±∞(in particular, this limit exists).Hint. For each n∈N let In :=

[(an−C)/n, (an +C)/n

]. Check that Imn is contained in

In for every m,n in N. Conclude that I :=⋂

n∈NIn is non-empty (any ρ in I satisfies

the desired property).

Example 2.1.5. Examples of groups admitting Archimedean orderings are groupsacting freely on the real-line. Indeed, from such an action one may define on Γby letting g ≺ h if g(x) < h(x) for some (equivalently, for all) x ∈ R. This orderrelation is total, and using the fact that the action is free, one readily shows that it isArchimedean.

Notice that, by the proof of Theorem 2.1.2, the ordering above induces an em-bedding φ of Γ into (R,+). If φ(Γ) is isomorphic to Z, then the action of Γ is conjugateto the action by integer translations. Otherwise, (unless Γ is trivial) φ(Γ) is dense in(R,+). For each point x in the line we may then define

ϕ(x) = supφ(h) ∈ R : h(0) ≤ x.

It is easy to see that ϕ : R → R is a non-decreasing map. Moreover, it satisfiesϕ(h(x)) = ϕ(x) + φ(h) for all x ∈ R and all h ∈ Γ. Finally, ϕ is continuous, asotherwise the set R\ϕ(R) would be a non-empty open set invariant by the translationsof φ(Γ), which is impossible. In summary, every free action on the line is semiconjugateto an action by translations.

Let us point out that this example is “universal” among countable groups. In-deed, one easily checks that the dynamical realization on the line associated to anArchimedean ordering is free (c.f. §1.1.3).

2.2 The Conrad Property

2.2.1 The classical approach revisited

An ordering on a group Γ is said to be Conradian if for all positiveelements f, g there exists n∈N such that fgn ≻ g.

Bi-invariant orderings are Conradian, as n = 1 works in the preceding in-equality for bi-orderings. In this direction, it is quite remarkable that one may

50 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

actually take n=2 in the general definition above, as the next proposition shows(the proof was taken from [48]).

Proposition 2.2.1. If is a Conradian ordering on a group, then fg2 ≻ g holdsfor all positive elements f, g.

Proof. Suppose that two positive elements f, g for an ordering ′ on a group Γare such that fg2 ′ g. Then (g−1fg)g ′ id, and since g is a positive element,this implies that g−1fg is negative, and therefore fg ≺′ g. Now for the positiveelement h = fg and every n ∈ N one has

fhn = f(fg)n = f(fg)n−2(fg)(fg) ≺′ f(fg)n−2(fg)g

= f(fg)n−2fg2 ′ f(fg)n−2g = f(fg)n−3fg2 ′ f(fg)n−3g ′ . . .

′ f(fg)g = ffg2 ′ fg = h.

This shows that ′ does not satisfy the Conrad property.

The following is an easy (but important) corollary to the previous proposition,and we leave its proof to the reader. (Compare Exercise 1.6.2.)

Corollary 2.2.2. For every left-orderable group, the subspace CO(Γ) of Conra-dian orderings is closed inside the space of left-orders. Moreover, this subspace isinvariant under the conjugacy action.

Perhaps the most important theorem concerning C-orderable groups is thenext one. The direct implication is due to Conrad [22], and the converse toBrodski [12]. We postpone the proof of the first part, and for the second weoffer an elementary one due to the author. Recall that a group is said to belocally indicable if each of its finitely generated subgroups admits a nontrivialhomomorphism into (R, +).

Theorem 2.2.3. A group Γ is C-orderable if and only if it is locally indicable.

To show that local indicability implies C-orderability (the converse will beproved in to §2.2.3), we will need the following lemma whose proof is left to thereader. (Compare §1.1.2.)

2.2. THE CONRAD PROPERTY 51

Lemma 2.2.4. A group Γ is C-orderable if and only if for each finite familyg1, . . . , gk of elements in Γ\id, there exist exponents ηi ∈ −1, +1 such thatid does not belong to the smallest subsemigroup satisfying:

– it contains all the elements gηi

i ;

– for all f, g in the semigroup, the element f−1gf 2 also belongs to it.

Local indicability implies C-orderability. We need to check that everylocally indicable group Γ satisfies the condition of the preceding lemma. Letg1, . . . , gk be a finite family of elements in Γ which are different from the identity.By hypothesis, there is a nontrivial homomorphism φ1 : 〈g1, . . . , gk〉 → (R, +). Leti1, . . . , ik′ be the indexes (if any) such that φ1(gij ) = 0. Again by hypothesis,there exists a nontrivial homomorphism φ2 : 〈gi1, . . . , gik′

〉 → (R, +). Lettingi′1, . . . , i

′k′′ be the indexes in i1, . . . , ik′ for which φ2(gi′j

) = 0, we may choose a

nontrivial homomorphism φ3 : 〈gi′1, . . . , gi′

k′′〉 → (R, +)... Notice that this process

must finish in a finite number of steps (indeed, it stops in at most k steps). Now,for each i∈1, . . . , k, choose the (unique) index j(i) such that φj(i) is defined atgi and φj(i)(gi) 6= 0, and let ηi∈−1, 1 be so that φj(i)(g

ηi

i ) > 0. We claim thatthis choice of exponents ηi is “compatible”. Indeed, for every index j and everyf, g for which φj are defined, one has φj(f

−1gf 2) = φj(f) + φj(g). Therefore,φ1(h) ≥ 0 for every h∈〈〈gη1

1 , . . . , gηk

k 〉〉. Moreover, if φ1(h) = 0, then h actually

belongs to 〈〈gηi1

i1, . . . , g

ηik′

ik′〉〉. In this case, the preceding argument shows that

φ2(h)≥0, with equality if and only if h∈〈〈gηi′

1

i1, . . . , g

ηi′k′′

i′k′′

〉〉... Continuing in this

way, one concludes that φj(h) must be strictly positive for some index j. Thus,the element h cannot be equal to the identity, and this finishes the proof.

If a group Γ contains a normal subgroup Γ∗ so that both Γ∗ and Γ/Γ∗ arelocally indicable, then Γ itselft is locally indicable. Equivalently, the extension ofa C-orderable group by a C-orderable group is C-orderable. In a similar way wehave:

Exercise 2.2.5. Let (Γ,) be a C-ordered group, and let Γ∗ be a convex subgroup.Show that, for any C-ordering ∗ of Γ∗, the extension of ∗ by is still Conradian. Inparticular, every ordering obtained from a C-ordering by flipping a convex subgroup isConradian.

Example 2.2.6. A remarkable theorem independently obtained by Brodski [12] andHowie [46] asserts that torsion-free, 1-relator groups are locally indicable. Also, all knotgroups in R3 are locally indicable (see [47, Lemma 2]).

52 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Examples of left-orderable, non C-orderable groups. Very few examples areknown. Historically, the first was exhibited (in a slightly different context) by Thurston[88], and rediscovered some years later by Bergman [5]. It corresponds to the lifting to

PSL(2, R) of the (2, 3, 7)-triangle group, and has presentation

Γ = 〈f, g, h : f2 = g3 = h7 = fgh〉.

Left-orderability follows from that PSL(2, R) is a subgroup of Homeo+(R). The factthat Γ is not C-orderable is a consequence of that it has no nontrivial homomorphisminto (R,+), which may be easily deduced from the presentation above. Actually, Γ isthe π1 of an homological sphere, and this was the motivation of Thurston to deal withthis group in his generalization of the famous Reeb stability theorem for codimension-1foliations. We strongly recommend the lecture of [88] for all of this.

A few other examples of left-orderable, non C-orderable are known. Below weelaborate on an important family, namely braid groups Bn for n ≥ 5. Another exampleis the lifting G of Thompson’s group G to the real-line: see [17] for more details.

Example 2.2.7. The braid groups B3 and B4 are locally indicable. For B3, this maybe easily deduced from the exact sequence

0 −→ [B3, B3] ∼ F2 −→ B3 −→ B3/[B3, B3] ∼ Z −→ 0,

where the isomorphism [B3, B3]∼F2 may be shown by looking the action on the circle

of B3 ∼ PSL(2, Z), and B3/[B3, B3] ∼ Z appears by taking “total exponents”. For B4,there is an exact sequence

0 −→ F2 −→ B4 −→ B3 −→ 0.

Here, the homomorphism from B4 to B3 is the one that sends σ1 and σ3 to σ1, and σ2

to σ2. Its kernel is generated by σ1σ−13 and σ2σ1σ

−13 σ−1

2 . To show that these elementsare free generators, one may consider the homomorphism φ : B4 → Aut(F2) defined byφ(σ1)(a) = a, φ(σ1)(b) = ab, φ(σ2)(a) = b−1a, φ(σ2)(b) = b, φ(σ3)(a) = a, φ(σ3)(b) = ba,and notice that φ(σ1σ

−13 ) (resp. φ(σ2σ1σ

−13 σ−1

2 )) is the conjugacy by a (resp. b−1a).

Incompatibility between bi-orders on PBn and left-orders on Bn forn ≥ 5. In opposition to B3 and B4, the groups Bn fail to be locally indicable forn≥5. Indeed, for n≥5, the commutator subgroup B′

n is (finitely generated and)perfect (i.e. it coincides with its own commutator subgroup), as is shown below.

Example 2.2.8. As is well-known (and easy to check), the commutator subgroup B′n is

generated by the elements of the form si,j = σiσ−1j . Also, recall that all the generators

2.2. THE CONRAD PROPERTY 53

σi of Bn are conjugate between them. Indeed, letting ∆ := σ1σ2 · · · σn−1, one readilychecks that σi∆ = ∆ σi−1. Now for all i∈1, . . . , n − 3, the equality

σi,i+2 = (σiσi+1)−1 [σi,i+2, σi+1,i] (σiσi+1)

shows that σi,i+2 belongs to B′′n. We will close the proof by showing that, for n≥5, the

normal closure N (in Bn) of the family of elements σi,i+2 (equivalently, of each σi,i+2) isB′

n. To do this, notice that σi,j and σi,j′ are conjugate whenever j, j′∩i−1, i+1 = ∅.Indeed, one may perform a conjugacy between σj and σ′

j as above but inside thesubgroup B′

n−2⊂Bn consisting of braids for which the i and i+1 strands remain “fixed”;such a conjugacy does not change σi. Therefore, σi,j belongs to N for all j /∈ i−1, i+1.Moreover, since for all j /∈ i − 1, i, i + 1, i + 2 (resp. j /∈ i − 2, i − 1, i, i + 1),

σi,i+1 = σi,jσj,i+1 (resp. σi,i−1 = σi,jσj,i−1),

the elements si,i+1 and si,i−1 also belong to N . This shows that N coincides with B′n.

We recommend [66] for more details on this example as well as generalizations inthe context of Artin groups.

A nice consequence of the example above is that the bi-orderings on PBn

do not extend to left-orders on Bn for any n ≥ 5. (This fact was established,independently, in [30] and [76].) Indeed, we have the following

Proposition 2.2.9. Let Γ0 be a finite-index subgroup of a left-orderable groupΓ. If is a left-order on Γ whose restriction to Γ0 is Conradian, then isConradian.

Proof. Let f ≻ id and g ≻ id be elements in Γ. One has fm ∈ Γ0 and gn ∈ Γ0

for some positive n, m smaller than or equal to the index of Γ0 in Γ. Hence,fmg2n ≻ gn ≻ g. We claim that this implies that either fg ≻ g or fg2n ≻ g.Otherwise, g−1fg ≺ id and g−1fg2n ≺ id. Thus,

id ≺ g−1fmg2n = (g−1fg)m−1(g−1fg2n) ≺ id,

which is absurd.

A criterion of non left-orderability. Proposition 2.2.9 allows showing thatcertain “small” groups cannot be left-ordered. In concrete terms, we have thefollowing result due to Rhemtulla [9, Chapter 7]:

Proposition 2.2.10. Let Γ be a finitely generated group containing a finite-index subgroup Γ0 all of whose orderings are Conradian. If Γ has no nontrivialhomomorphism into R, then Γ is not left-orderable.

54 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Indeed, if Γ were orderable then, by Proposition 2.2.9, every ordering on itwould be Conradian. Since Γ is finitely generated, Theorem 2.2.3 would provideus with a nontrivial homomorphism into (R, +)...

Example 2.2.11. In §1.3.1 we introduced the group

Γ =⟨f, g, h : [[f, g], f ] = [[f, g], g] = id, hfh−1 = f−1, hgh−1 = g−1, [f, g] = h−2k⟩

,

where k ≥ 2. It is not hard to check that the commutator subgroup Γ′ coincides with〈f2, g2, h2k〉, and has finite index in Γ. Moreover, the subgroup Γ0 = 〈f, g〉 has finiteindex in Γ and is isomorphic to the Heisenberg group, hence nilpotent (c.f. Exercise1.4.2). As we will see in the next section, every ordering on a torsion-free nilpotentgroup is Conradian. By Theorem 2.2.10, all of this implies that Γ is not left-orderable.

2.2.2 An approach via crossings

An alternative –dynamical– approach to the theory of Conradian orderingshas been recently developed mainly by the author in [68, 72]. We begin with thedefinition of the notion of crossing, which is the most important tool in thisapproach.1

Let be an ordering on a group Γ. Following [72], we say that a 5-uple(f, g; u, v, w) of elements in Γ is a crossing (resp. reinforced crossing) for(Γ,) if the following conditions are satisfied:

– u ≺ w ≺ v;

– gnu ≺ v and fnv ≻ u for every n ∈ N (resp. fu ≻ u and gv ≺ v);

– there exist M, N in N so that fNv ≺ w ≺ gMu.

Clearly, every reinforced crossing is a crossing. Conversely, if (f, g; u, v, w) is acrossing, then one easily checks that (fNgM , gMfN ; fNw, gMw, w) is a reinforcedcrossing.

An equivalent notion to the above ones is that of a resilient pair, namely a4-uple of group elements (f, g; u, v) satisfying

u ≺ fu ≺ fv ≺ gu ≺ gv ≺ v.

Indeed, if (f, g; u, v, w) is a reinforced crossing, then (fN , gM ; u, v) is a resilientpair for the corresponding exponents M, N . Conversely, if (f, g; u, v) is a resilientpair, then (f 2, g; u, v, fv) is a reinforced crossing.

1It is worth noticing that an equivalent notion –namely that of overlapping elements– wasintroduced by Glass in his dynamical study of lattice-orderable groups [37], though no relationwith the Conrad property is given there.

2.2. THE CONRAD PROPERTY 55

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Figure 6: A reinforced crossing

u vwfNv gMu• ••• •

f

g

Theorem 2.2.12. The ordering is Conradian if and only if (Γ,) admits no(reinforced) crossing.

Proof. Suppose that is not Conradian, and let f, g be positive elements sothat fgn ≺ g for every n ∈ N. We claim that (f, g; u, v, w) is a crossing for (Γ,)for the choice u = 1, v = f−1g, w = g2. Indeed:

– From fg2 ≺ g one obtains g2 ≺ f−1g, and since g ≻ 1, this gives 1 ≺ g2 ≺ f−1g,that is, u ≺ w ≺ v;

– From fgn ≺ g one gets gn ≺ f−1g, that is, gnu ≺ v (for every n ∈ N);moreover, since both f, g are positive, we have fn−1g ≻ 1, and thus fn(f−1g) ≻ 1,that is, fnv ≻ u (for every n ∈ N);

– The relation f(f−1g) = g ≺ g2 may be read as fNv ≺ w for N = 1; finally,the relation g2 ≺ g3 is w ≺ gMu for M = 3.

Conversely, let (f, g; u, v, w) be a crossing for (Γ,) so that fNv ≺ w ≺ gMu(with M, N in N). We will prove that is not Conradian by showing that, forh = gMfN and h = gM , both elements w−1hw and w−1hw are positive, but

(w−1hw)(w−1hw)n ≺ w−1hw, for all n ∈ N.

To do this, first notice that gw ≻ w. Indeed, if not, then we would have

w ≺ gNu ≺ gNw ≺ gN−1w ≺ . . . ≺ gw ≺ w,

which is absurd. Clearly, the inequality gw ≻ w implies gMw ≻ w, and hence

w−1hw = w−1gMw ≻ 1. (2.2)

56 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Moreover, hw = gMfNw ≻ gMfNfNv = gMf 2Nv ≻ gMu ≻ w, thus

w−1hw ≻ 1. (2.3)

Now notice that, for every n ∈ N,

hhnw = hgMnw ≺ hgMngMu = hgMn+Mu ≺ hv = gMfNv ≺ gMw = hw.

After multiplying by the left by w−1, the last inequality becomes

(w−1hw)(w−1hw)n = w−1hhnw ≺ w−1hw,

as we wanted to check. Together with (2.2) and (2.3), this shows that is notConradian.

Exercise 2.2.13. Using the characterization of the Conrad property in terms of re-silient pairs, show that the subspace of C-orderings is closed inside the space of left-orders of a group (c.f. Corollary 2.2.2).

Exercise 2.2.14. Using the notion of crossings, give an alternative proof for Proposi-tion 2.2.9.

Exercise 2.2.15. Proceed similarly for Proposition 2.2.1.Hint. Show that, if f, g are positive elements for which fg2 ≺ g, then (f, fg; 1, fg, g) isa crossing for M = N = 2 (see Figure 7 below).

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Figure 7: The “n=2” condition

1 g2• •

•fg2

f

fg

fg

g

fg

g

• •

f

g

2.2. THE CONRAD PROPERTY 57

Example 2.2.16. The Dehornoy ordering ≺D

on the braid group Bn (where n≥3) isnot Conradian. Indeed, as we next show, (f, g;u, v,w) := (σ−1

2 , σ1, σ2, σ2σ1, σ−12 σ1) is

a crossing for ≺D

with M = N = 1 (see [73] for an alternative argument):

– σ2 ≺D

σ−12 σ1 is u ≺

Dw; moreover, one easily checks that σ2σ1 ≻

Dσ1 ≻

Dσ−1

2 σ1,hence w ≺

Dv.

– For all k > 0 we have gk(u) = σk1(σ2) ≺

Dσ2σ1 = v, where the middle inequality

follows fromσ−1

1 σ−12 σk

1σ2 = σ−11 σ1σ

k2σ−1

1 = σk2σ−1

1 ≺D

1;

analogously, for k ∈ N we have fk(v) = σ−k2 (σ2σ1) = σ

−(k−1)2 σ1 ≺

Dσ2σ1, where the

last inequality follows from

σ−11 σk−1

2 σ2σ1 = σ2σk1σ−1

2 ≺D

id.

– f(v) = σ−12 (σ2σ1) = σ1 ≻

Dσ−1

2 σ1 = w and g(u) = σ1(σ2) ≻Dσ1 ≻

Dσ−1

2 σ1 = w.

Exercise 2.2.17. Show that the ordering n on the group Hn (where n ≥ 2) is notConradian (c.f. §1.6.1).

f

g

u vw1 w2

• •• •

Figure 8: A double resilient pair

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Remark 2.2.18. The dynamical characterization of the Conrad property may serve asinspiration for introducing other relevant properties for group orderings. (Compare [68,Question 3.22].) For instance, one may say that a 6-uple (f, g;u, v,w1, w2) of elementsin an ordered group (Γ,) is a double resilient pair if (see Figure 8):

58 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

– u ≺ w1 ≺ w2 ≺ v;

– fu ≻ u and fv ≻ v;

– gu ≻ w1, gv ≺ w2, and fw2 ≺ w1.

Finding a simpler algebraic counterpart of the property of not having a double crossingfor an ordering seems to be an interesting problem. Notice that a notion of n-resilientpair can be analogously defined.

Question 2.2.19. Let Γ be a left-orderable group such that no ordering admits ann-resilient pair for some (large) n ∈ N. Is Γ locally indicable ?

Non-Conradian orderings yield free subsemigroups. Let be a non-Conradian ordering on a group Γ. Let (f, g; u, v) ∈ Γ4 be a resilient pair for ,and denote

A = [u, fv] := w : u w fv, B = [gu, v].

Then A and B are disjoint, and for all n ∈ N we have fn(A ∪ B) ⊂ A andgn(A ∪ B) ⊂ B. A direct application of the Positive Ping-Pong Lemma showsthat the semigroup generated by f and g is free.

This shows in particular that all orderings on torsion-free, nilpotent groupsare Conradian. (This is not longer for left-orderable polycyclic groups, even formetabelian ones: see [9, Corollary 7.5.6].) Similarly, the equality LO(Γ) = CO(Γ)holds for left-orderable groups Γ with subexponential growth, as for exampleGrigorchuk-Maki’s group [39, 69]. As a consequence of Proposition 2.2.49 weobtain:

Theorem 2.2.20. The space of orderings of a countable torsion-free nilpotentgroup is homeomorphic to the Cantor set. The same holds for countable, left-orderable groups without free subsemigroups.

Notice also that all orderings on Tararin groups (i.e. groups with finitelymany orderings: see §1.6.2) are Conradian. Indeed, if Γ has finitely many order-ings, then for every g ∈ Γ and every ordering on Γ, the ordering g−n mustcoincide with for some finite n (actually, for an n smaller than or equal to thecardinality of LO(Γ)). Thus, f ≻g−n id for every -positive element f , that is,g−nfgn ≻ id. In particular, if g ≻ id, then fgn ≻ gn ≻ g, which shows that isConradian.

Question 2.2.21. Suppose that all orderings on a finitely generated, orderablegroup are Conradian. Must the group be residually almost-nilpotent ?

2.2. THE CONRAD PROPERTY 59

Every non-Conradian ordering leads to uncountably many orderings.Using the notion of crossings, we show an straightened version of Theorem 1.6.16in presence of non-Conradian orderings (the proof of the theorem will be givenin §2.2.6).

Lemma 2.2.22. If is a non-Conradian ordering on a group Γ, then there exists(f, g, h; u, v) in Γ5 such that

u ≺ fu ≺ fv ≺ hu ≺ hv ≺ gu ≺ gv ≺ v.

Proof. Let (f , g; u, v) be a resilient pair for , so that

u ≺ fu ≺ f v ≺ gu ≺ gv ≺ v.

Let f := f , h := gf , g := g2. Then:

– fv ≺ hu is f v ≺ gfu, which follows from

fu ≻ u =⇒ gfu ≻ gu ≻ f v;

– hv ≺ gu is gf v ≺ g2u, which follows from

f v ≺ gu =⇒ gf v ≺ g2u.

Theorem 2.2.23. If is a non-Conradian ordering on a group Γ, then theclosure of the orbit of in LO(Γ) contains a Cantor set.

Proof. Fix (f, g, h; u, v) as in the previous lemma. Let I denote the closure ofthe subset w−1: u w v of LO(Γ). (Recall that w−1 is the ordering withpositive cone w−1P+

w.) Let I+ := ′∈ I : h ≻′ id and I+ := ′∈ I : h ≺′ id.We claim that f(I) ⊂ I+ and g(I) ⊂ I−. Indeed, to show that f(I) ⊂ I+, weneed to check that h(fw) ≻ fw for all u w v. But this follows from

h(fw) h(fu) ≻ hu ≻ fv fw.

The proof of the containment g(I) ⊂ I− is analogous.Denote Λ = 0, 1N, and let h0 := f and h1 := g. Consider the map

Λ → P(orb()

), ι = (i1, i2, . . .) 7→

n≥1

hi1hi2 · · ·hin(I) = ι(I).

By the Claim above, if ι 6= ι′, then ι(I) ∩ ι′(I) = ∅. The theorem follows.

60 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

2.2.3 An extension to group actions on ordered spaces

Let Γ be a group acting by order-preserving bijections on a totally orderedspace (Ω,≤). A crossing for the action of Γ on Ω is a 5-uple (f, g; u, v, w), wheref, g belong to Γ and u, v, w are in Ω, such that:

– u ≺ w ≺ v;

– gnu ≺ v and fnv ≻ u, for every n ∈ N;

– there exist M, N in N so that fNv ≺ w ≺ gMu.

Analogous definitions of notions of reinforced crossings and resilient pairs maybe given. Notice that for a left-ordered group (Γ,), the notions of the previoussection correspond to the above ones for the action by left-translations on theordered space (Γ,).

For another relevant example, recall from Remark 1.5.4 that, given a -convexsubgroup Γ0 of a left-ordered group (Γ,), the space of left cosets Ω = Γ/Γ0 car-ries a natural total order ≤ which is invariant by the left-translations. (Noticethat taking Γ0 as being the trivial subgroup, this reduces to the preceding exam-ple.) Whenever this action has no crossing, we will say that Γ is a -Conradian

extension of Γ0. Of course, this is the case of every convex subgroup Γ0 if isConradian.

Remark 2.2.24. Let (Γ,) be a left-ordered group, and let Γ0 be a -convex subgroup.Given any ordering ∗ on Γ0, let ′ be the extension of ∗ by . One readily checksthat Γ is a -Conradian extension of Γ0 if and only if it is a ′-Conradian extensionof it.

For a general order-preserving action of a group Γ on a totally ordered space(Ω,≤), the action of an element f ∈Γ is said to be cofinal if for all x < y in Ωthere exists n∈Z such that fn(x) > y. Equivalently, the action of f is not cofinalif there exist x < y in Ω such that fn(x) < y for every integer n. If (Γ,) is aleft-ordered group, then f ∈Γ is cofinal if it is so for the corresponding left actionof Γ.

Proposition 2.2.25. Let Γ be a group acting by order-preserving bijections ona totally ordered space (Ω,≤). If the action has no crossings, then the set ofelements whose action is not cofinal forms a normal subgroup of Γ.

Proof. Let us denote the set of elements whose action is not cofinal by Γ0. Thisset is normal. Indeed, given g ∈ Γ0, let x < y in Ω be such that gn(x) < y for all

2.2. THE CONRAD PROPERTY 61

n. For each h ∈ Γ we have gnh−1(h(x)) < y, hence (hgh−1)n(h(x)) < h(y) (forall n∈Z). Since h(x) < h(y), this shows that hgh−1 belongs to Γ0.

It follows immediately from the definition that Γ0 is stable under inversion,that is, g−1 belongs to Γ0 for all g∈Γ0. The fact that Γ0 is stable under multi-plication is more subtle. For the proof, given x∈Ω and g ∈ Γ0, we will denoteby Ig(x) the convex closure of the set gn(x): n ∈ Z, that is, the set formedby the y ∈ Ω for which there exists m, n in Z so that gm(x) ≤ y ≤ gn(x). Noticethat Ig(x) = Ig(x

′) for all x′ ∈ Ig(x). Moreover, Ig−1(x) = Ig(x) for all g∈Γ0 andall x∈Ω. Finally, if g(x) = x, then Ig(x) = x. We claim that if Ig(x) and If(y)are non-disjoint for some x, y in Ω and f, g in Γ0, then one of them contains theother. Indeed, assume that there exist non-disjoint sets If (y) and Ig(x), none ofwhich contains the other. Without loss of generality, we may assume that Ig(x)contains points to the left of If(y) (if this is not the case, just interchange the rolesof f and g). Changing f and/or g by their inverses if necessary, we may assumethat g(x) > x and f(y) < y, thus g(x′) > x′ for all x′ ∈ Ig(x), and f(y′) < y′ forall y′ ∈ Iy(f). Take u ∈ Ig(x) \ If(y), w ∈ Ig(x) ∩ If (y), and v ∈ If(y) \ Ig(x).Then one easily checks that (f, g; u, v, w) is a crossing, which is a contradiction.

Now, let g, h be elements in Γ0, and let x1 < y1 and x2 < y2 be points in Ωsuch that gn(x1) < y1 and hn(x2) < y2, for all n∈Z. Put x = minx1, x2 andy = maxy1, y2. Then gn(x) < y and hn(x) < y for all n ∈ Z; in particular, ydoes not belong to neither Ig(x) nor Ih(x). Since x belongs to both sets, we haveeither Ig(x) ⊂ Ih(x) or Ih(x) ⊂ Ig(x). Both cases being analogous, let us consideronly the first one. Then for all x′ ∈ Ig(x) we have Ih(x

′) ⊂ Ig(x′) = Ig(x). In

particular, h±1(x′) belongs to Ig(x) for all x′ ∈ Ig(x). Since the same holds forg±1(x′), this easily implies that (gh)n(x) ∈ Ig(x) for all n ∈ Z. As a consequence,(gh)n(x) < y for all n ∈ Z, thus showing that gh belongs to Γ0.

Slightly extending Example 1.5.1, a convex jump of a left-ordered group(Γ,) is a pair (G, H) of distinct -convex subgroups such that H is containedin G, and there is no -convex subgroup between them.

Theorem 2.2.26. Let (Γ,) be a left-ordered group, and let (G, H) be a convexjump in Γ. Suppose that G is a Conradian extension of H. Then H is normal inG, and the ordering induced by on the quotient G/H is Archimedean.

Proof. Let us consider the action of G on the space of cosets G/H . Each elementof H fixes the coset H , and hence its action is not cofinal. If we show that theaction of each element in G \H is cofinal, then Proposition 2.2.25 will imply thenormality of H in G.

62 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Now given f ∈ G\H , let Gf be the smallest convex subgroup of G containing(H and) f . We claim that Gf coincides with the set

Sf :=g ∈ G : fm ≺ g ≺ fn for some m, n in Z.

Indeed, Sf is clearly a convex subset of G containing H and contained in Gf .Thus, for showing that Gf = Sf , we need to show that Sf is a subgroup. Todo this, first notice that, in the notation of the proof of Proposition 2.2.25, theconditions g ∈ Sf and Ig(H) ⊂ If (H) are equivalent. Therefore, for each g ∈ Sf

we have Ig−1(H) = Ig(H) ⊂ If(H), thus g−1 ∈ Sf . Moreover, if g is anotherelement in Sf , then ggH ∈ g(If(H)) = If (H), hence Igg(H) ⊂ If(H). Thismeans that gg belongs to Sf , thus concluding the proof that Sf and Gf coincide.

Each f ∈ G \ H leads to a convex subgroup Gf = Sf strictly containingH . Since (G, H) is a convex jump, we necessarily have Sf = G. Given g1 ≺ g2

in G, choose m1, n2 in Z for which fm1 ≺ g1 and g2 ≺ fn2. Then we havefn2−m1g1 ≻ fn2−m1fm1 = fn2 ≻ g2, and hence fn2−m1(g1H) ≥ g2H . This easilyimplies that the action of f is cofinal.

We have then showed that H is normal in G. The left-invariant total orderon the space of cosets G/H is therefore a group ordering. Moreover, given f, gin G, with f /∈ H , the previous argument shows that there exists n∈Z such thatfn ≻ g, and thus fnH gH . This is nothing but the Archimedean property forthe induced ordering on G/H .

Corollary 2.2.27. Under the hypothesis of Theorem 2.2.26, up to multiplicationby a positive real number, there exists a unique homomorphism τ : G → R suchthat ker(τ)=H and τ(g)>0 for every positive element g ∈ G \ H.

The homomorphism τ above is usually referred to as the Conrad homo-

morphism associated to corresponding Conradian extension. It allows showingthat

C-orderability implies local indicability. Let be a Conradian ordering ona group Γ. Let Γ0 be a subgroup of Γ generated by finitely many positive elementsf1 ≺ . . . ≺ fk. Let Γf (resp. Γf) be the largest (resp. smallest) convex subgroupwhich does not contain f := fk (resp. which contains f). By the corollary above,there exists a nontrivial homomorphism τ : Γf → R such that ker(τ)=Γf . Thisshows that Γ is locally indicable.

We close this section with the following analogue of Proposition 1.5.5.

2.2. THE CONRAD PROPERTY 63

Proposition 2.2.28. Let Γ be a C-orderable group, and let Γλ : λ ∈ Λ be afamily of subgroups each of which is convex with respect to a C-ordering λ. Thenthere exists a C-ordering on Γ for which the subgroup

⋂λ Γλ is convex.

The proof is based on a result concerning orderings obtained from actions ona totally ordered space.

Proposition 2.2.29. Let Γ be a group acting faithfully by order-preserving trans-formations on a totally ordered space (Ω,≤). If the action has no crossings, thenall induced orderings on Γ are Conradian.

Proof. Suppose that the ordering on Γ induced from the action via a well-order 6wo on Ω (c.f. §1.1.3) is not Conradian. Then there are -positive elementsf, g in Γ such that fgn ≺ g, for every n ∈ N. This easily implies f ≺ g. Letw := min6wo

wf , wg. (Remember that wf := min6wow : f(w) 6= w, and

similarly for wg.) We claim that (fg, fg2; w, g(w), fg2(w)) is a crossing for theaction. Indeed:

– From id ≺ f ≺ g we obtain w = wg 6wo wf and g(w) > w; moreover f(w) ≥ w,which together with fgn ≺ g yield

w < fg2(w) < g(w).

– The preceding argument actually shows that fgn(w) < g(w), for all n ∈ N.As a consequence, fg2fg2(w) < fg3(w) < g(w). A straightforward inductiveargument then shows that (fg2)n(w) < g(w), for all n ∈ N. Moreover, fromg(w) > w and f(w) ≥ w we conclude that w < (fg)n(g(w)).

– Finally, w < fg2(w) implies fg2(w) < fg2(fg2(w)) = (fg2)2(w), whereasfg2(w) < g(w) implies (fg)2(g(w)) = fg(fg2(w)) < fg(g(w)) = fg2(w).

The proof of Proposition 2.2.28 proceeds as that of Proposition 1.5.5. Weconsider the left action of Γ on Ω :=

∏λ∈Λ Γ/Γλ × Γ endowed with the lexico-

graphic order. The stabilizer of ([idλ])λ∈Λ × Γ coincides with⋂

λ Γλ, which maybe made convex for an induced ordering on Γ. Now the main point is that, asthe action of Γ on each Γ/Γλ has no crossings, the same holds for the action of Γon Ω. By Proposition 2.2.29, the ordering is Conradian, thus concluding theproof.

Exercise 2.2.30. Prove the following converse to Proposition 2.2.29: If (Γ,) is acountable C-ordered group, then its dynamical realization yields an action on the real-line without crossings (c.f. §1.1.3).

64 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

2.2.4 The Conradian soul of an ordering

A subgroup of a left-ordered group (Γ,) will be said to be Conradian if therestriction of to it is a Conradian ordering.

Definition 2.2.31. The Conradian soul C(Γ) of (Γ,) is the (unique) sub-group which is -convex, -Conradian, and which is maximal among subgroupsverifying these two properties simultaneously.

Example 2.2.32. Recall from Example 2.2.7 that the commutator subgroup [B3, B3]is free in σ1σ

−12 and σ2

1σ−22 . Denote by the restriction of the Dehornoy ordering to

[B3, B3]. As we show below, has no proper convex subgroups.2 Since, as it is easilyshown, is non-Conradian (compare Example 2.2.16), its Conradian soul is trivial.

Let C ⊂ F2 = [B3, B3] be a nontrivial convex subgroup. Clearly, we may choose a1-positive β ∈ F2. If β commutes with σ2, then one may show that β is of the formβ = ∆2pσq

2 for some integers p, q satisfying 3p = −q > 0, where ∆ = σ1σ2σ1. We thus

have ∆2 ≺ ∆4pσ−6p2 = β2. Since ∆2 is cofinal for the Dehornoy ordering and central, β

is cofinal as well. Since C is a convex subgroup containing C, it must coincide with F2.Suppose now that β and σ2 do not commute. By the Subword Property (c.f. §1.4.5),

for every k > 0 the braid βσk2β−1 is 1-positive, as well as βσk

2β−1σ−k2 . Next, σk

2β−1σ−k2

is 1-negative, so that βσk2β−1σ−k

2 ≺ β. By convexity, βσk2β−1σ−k

2 must lie in C. Sinceβ ∈ C, both σk

2β−1σ−k2 and σk

2βσ−k2 belong to C. Now β may be represented as σm

2 σ1w,where m is an integer, and w is a 1-positive, 1-neutral, or empty word. Choose k > 0so that m′ = k + m > 0, and set β′ := σk

2βσ−k2 . We know that β′ lies in C, and

it may be represented by the 1-positive braid word σu′

2 σ1wσ−k2 . We will now proceed

to show that C must contain both generators of F2, thus C = F2. First notice thatσ2(σ

−11 σu′

2 σ1)wσ−k2 = σ2(σ2σ

u′

1 σ−12 )wσ−k

2 is 1-positice. Therefore,

id ≺ σ2σ−11 σu′

2 σ1wσ−k2 =⇒ σ1σ

−12 ≺ σu′

2 σ1wσ−k2 = β′ ∈ C,

and since id ≺ σ1σ−12 , this implies that σ1σ

−12 ∈ C by convexity. Concerning the second

generator σ21σ

−22 , observe that

σ22σ

−11 σ−1

1 σu′

2 σ1wσ−k2 = σ2

2σ−11 σ2σ

u′

1 σ−12 wσ−k

2 = σ22σ2σ1σ

−12 σu′−1

1 σ−12 wσ−k

2

is 1-positive. Thus,

id ≺ σ22σ

−21 σu′

2 σ1wσ−k2 =⇒ σ2

1σ−22 ≺ σu′

2 σ1wσ−k2 = β′ ∈ C,

and since 1 ≺ σ21σ

−22 , we conclude from the convexity of C that σ2

1σ−22 ∈ C.

2This example is due to Clay [20]. However, the existence of an ordering on F2 with no properconvex subgroups also follows from the work of McCleary [59]. See also [73] for orderings onbraid groups without proper convex subgroups.

2.2. THE CONRAD PROPERTY 65

Example 2.2.33. The Conradian soul of D

on Bn is the cyclic subgroup generatedby σn−1. Indeed, this follows from the facts that the only n-convex subgroups ofBn are id, 〈σn−1〉, 〈σn−2, σn−1〉, . . . , 〈σ2, . . . , σn−1〉 and Bn itself, and that therestriction of

Dto 〈σn−2, σn−1〉 ∼ B3 is not Conradian (c.f. Example 2.2.16). Let

us examine the case of B3 by denoting a = σ1σ1 and b = σ−12 . (For a general Bn,

one uses a similar argument together with Theorem 1.6.12) Recall that the family of

D-convex subgroups coincides with that of

DD-convex ones. Clearly, 〈b〉 does not

properly contain any nontrivial convex subgroup. Suppose that there exists a DD

-convex subgroup B of B3 such that 〈b〉 ( B ( B3. Let ′, ′′, and ′′′, be theorderings defined on 〈b〉, B, and B3, respectively, by:

– ′ is the restriction of DD

to 〈b〉;

– ′′ is the extension of ′ by the restriction of DD

to B;

– ′′′ is the extension of ′′ by DD

.

The ordering ′′′ is different from DD

(the DD

-negative elements in B \ 〈b〉 are ′′′-positive), but its positive cone still contains the elements a, b. Nevertheless, this isimpossible, since these elements generate the positive cone of

DD.

Exercise 2.2.34. Let Γ∗ = C(Γ) be the Conradian soul of a left-ordered group(Γ,). Show that, for any Conradian ordering ∗ on Γ∗, the extension of ∗ by hasConradian soul Γ∗.

To give a dynamical counterpart of the notion of Conradian soul in terms ofcrossings, we consider the set S+ formed by the elements h≻ id such that h wfor every crossing (f, g; u, v, w) satisfying id u. Analogously, we let S− be theset formed by the elements h ≺ id such that w h for every crossing (f, g; u, v, w)satisfying v id. Finally, we let

S := id ∪ S+ ∪ S−.

A priori, it is not clear that the set S has a nice structure (for instance, it is notat all evident that it is a subgroup). Nevertheless, we have the following

Theorem 2.2.35. The Conradian soul of (Γ,) coincides with the set S above.

Before passing to the proof, we give four general lemmas on crossings for grouporderings (notice that the first three lemmas still apply to crossings for actionson totally ordered spaces). The first one allows us replacing the “comparisonelement” w by its “images” under positive iterates of either f or g.

Lemma 2.2.36. If (f, g; u, v, w) is a crossing, then both (f, g; u, v, gnw) and(f, g; u, v, fnw) are also crossings, for every n∈N.

66 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Proof. We only consider the first 5-uple (the other is analogous). Since gw ≻ w,for every n∈N we have u ≺ w ≺ gnw; moreover, v ≻ gM+nu = gngMu ≻ gnw.Hence, u ≺ gnw ≺ v. Furthermore, fNv ≺ w ≺ gnw. Finally, from gMu ≻ wwe get gM+nu ≻ gnw.

Our second lemma allows replacing the “limiting” elements u and v by moreappropriate ones.

Lemma 2.2.37. Let (f, g; u, v, w) be a crossing. If fu ≻ u (resp. fu ≺ u) then(f, g; fnu, v, w) (resp. (f, g; f−nu, v, w)) is also a crossing for every n > 0. Anal-ogously, if gv ≺ v (resp. gv ≻ v), then (f, g; u, gnv, w) (resp. (f, g; u, g−nv, w))is also crossing for every n > 0.

Proof. Let us only consider the first 5-uple (the second case is analogous).Suppose that fu ≻ u (the case fu ≺ u may be treated similarly). Then fnu ≻ u,which gives gMfnu ≻ gMu ≻ w. To show that fnu ≺ w, assume by contradictionthat fnu w. Then fnu ≻ fNv yields u ≻ fN−nv, which is absurd.

The third lemma relies on the dynamical nature of the crossing condition.

Lemma 2.2.38. If (f, g; u, v, w) is a crossing, then (hfh−1, hgh−1; hu, hv, hw) isalso a crossing for every h ∈ Γ.

Proof. The three conditions to be checked are nothing but the three conditionsin the definition of crossing multiplied by h on the left.

A direct application of the lemma above shows that, if (f, g; u, v, w) is a cross-ing, then the 5-uples (f, fngf−n; fnu, fnv, fnw) and (gnfg−n, g; gnu, gnv, gnw) arealso crossings, for every n ∈ N.

Lemma 2.2.39. If (f, g; u, v, w) is a crossing and id h1 ≺ h2 are elements inΓ such that h1 ∈ S and h2 /∈ S, then there exists a crossing (f , g; u, v, w) suchthat h1 ≺ u ≺ v ≺ h2.

Proof. Since id ≺ h2 /∈ S, there must be a crossing (f, g; u, v, w) such thatid u ≺ w ≺ h2. Fix N ∈ N such that fNv ≺ w, and consider the crossing

(f, g; u, v, w) := (f, fNgf−N ; fNu, fNv, fNw).

Notice that v = fNv ≺ w ≺ h2. We claim that h1 w = fNw. Indeed, iffNu ≻ u then fnu ≻ id, and by the definition of S we must have h1 w. If

2.2. THE CONRAD PROPERTY 67

fNu ≺ u, then we must have fu ≺ u, thus by Lemma 2.2.37 we know that(f, g; u, v, w) is also a crossing, which still allows concluding that h1 w.

Now for the crossing (f, g; u, v, w) there exists M ∈ N such that w ≺ gM u.Let us consider the crossing (gMf g−M , g; gM u, gM v, gMw). If gM v ≺ v thengM v ≺ h2, and we are done. If not, then we must have gv ≻ v. By Lemma 2.2.37,(gMf g−M , g; gM u, gM v, w) is still a crossing, and since v ≺ h2, this concludes theproof.

Proof of Theorem 2.2.35. The proof is divided into several steps.

Claim (i). The set S is convex.

This follows directly from the definition of S.

Claim (ii). If h belongs to S, then h−1 also belongs to S.

Assume that h ∈ S is positive and h−1 does not belong to S. Then thereexists a crossing (f, g; u, v, w) so that h−1 ≺ w ≺ v id.

We first notice that, if h−1 u, then after conjugating by h as in Lemma2.2.38, we get a contradiction because (hgh−1, hfh−1; hu, hv, hw) is a crossingwith id hu and hw ≺ hv h. To reduce the case h−1 ≻ u to this one, wefirst use Lemma 2.2.38 and consider the crossing (gMfg−M , g; gMu, gMv, gMw).Since h−1 ≺ w ≺ gMu ≺ gMw ≺ gMv, if gMv ≺ v then we are done. If not,Lemma 2.2.37 shows that (gMfg−M , g; gMu, gMv, w) is also a crossing, which stillallows concluding.

In the case where h ∈ S is negative, we proceed similarly but we conjugate byfN instead of gM . Alternatively, since id ∈ S and id ≺ h−1, if we suppose thath−1 /∈ S then Lemma 2.2.39 provides us with a crossing (f, g; u, v, w) such thatid ≺ u ≺ w ≺ v ≺ h−1, which gives a contradiction after conjugating by h.

Claim (iii). If h and h belong to S, then hh also belongs to S.

First we show that for every positive elements in S, their product still belongsto S. (Notice that, by Claim (ii), the same will be true for products of negativeelements in S.) Indeed, suppose that h, h are positive elements, with h ∈ Sbut hh /∈ S. Then, by Lemma 2.2.39, we may produce a crossing (f, g; u, v, w)such that h ≺ u ≺ v ≺ hh. After conjugating by h−1, we obtain the crossing(h−1fh, h−1gh; h−1u, h−1v, h−1w) satisfying id ≺ h−1u ≺ h−1w ≺ h, which showsthat h /∈ S.

Now, if h ≺ id ≺ h, then h ≺ hh. Thus, if hh is negative, then the convexity ofS gives hh ∈ S. If hh is positive, then h−1h−1 is negative, and since h−1 ≺ h−1h−1,the convexity gives again that h−1h−1, hence hh, belongs to S. The remaining

68 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

case h ≺ id ≺ h may be treated similarly.

Claim (iv). The subgroup S is Conradian.

In order to apply Theorem 2.2.12, we need to show that there are no cross-ings in S. Suppose by contradiction that (f, g; u, v, w) is a crossing such thatf, g, u, v, w all belong to S. If id w then, by Lemma 2.2.38, we have that(gnfg−n, g; gnu, gnv, gnw) is a crossing. Taking n = M so that gMu ≻ w, thiscontradicts the definition of S because id w ≺ gMu ≺ gMw ≺ gMv ∈ S. Thecase w id may be treated analogously by conjugating by powers of f insteadof g.

Claim (v). The subgroup S is maximal among -convex, -Conradian subgroups.

Indeed, if C is a subgroup strictly containing S, then there is a positive elementh ∈ C \ S. By Lemma 2.2.39, there exists a crossing (f, g; u, v, w) such thatid ≺ u ≺ w ≺ v ≺ h. If C is convex, then u, v, w belong to C. To conclude thatC is not Conradian, it suffices to show that f and g belong to C.

Since id ≺ u, we have either id ≺ g ≺ gu ≺ v or id ≺ g−1 ≺ g−1u ≺ v. Inboth cases, the convexity of C implies that g belongs to C. On the other hand,if f is positive then from fN ≺ fNv ≺ w we get f ∈ C, whereas in the case of anegative f the inequality id ≺ u gives id ≺ f−1 ≺ f−1u ≺ v, which still showsthat f ∈ C.

2.2.5 Approximation of orderings and the Conradian soul

The notion of Conradian soul was introduced by the author as a tool forleading with the problem of approximating a group ordering by its conjugates.We begin with the case of trivial Conradian soul.

Theorem 2.2.40. If the Conradian soul of an infinite left-ordered group (Γ,)is trivial, then may be approximated by its conjugates.

We will give two different proofs for this theorem, each of which gives somecomplementary information. The first one, due to Clay [21], shows that everyordering which is not approximated by its conjugates admits a nontrivial, convex,bi-ordered subgroup. This may be also obtained by using the method of thesecond proof (taken from [72]) under the stronger assumption that is isolatedin LO(Γ). Nevertheless, though more elaborate than the first (it uses the resultsof the preceding section), this second proof is suitable for generalization to thecase where the Conradian soul is “almost trivial” (i.e. it is nontrivial but admitsonly finitely many orderings).

2.2. THE CONRAD PROPERTY 69

First proof of Theorem 2.2.40. Suppose that cannot be approximated byits conjugates, and let g1, . . . , gk be finitely many positive elements such that theonly conjugate of lying in Vg1

∩· · ·∩Vgkis itself. (Recall that Vg denotes the

set of orderings making g a positive element.) For each index i ∈ 1, . . . , k let

B+i =

h ∈ Γ: id h gn

i for some n ∈ N,

Bi =h ∈ Γ: g−m

i h gni for some m, n in N

.

Claim (i). For some j∈1, . . . , k we have h−1P+ h = P+

for every h ∈ B+j .

If not, then for each i there exists hi ∈ Γ such that id ≺ hi gni

i for someni ∈ N and h−1

i P+ hi 6= P+

. Let h := minh1, . . . , hk. Then h−1P+ h 6= P+

.Moreover, h gni

i for each i, thus h−1gni

i id. Since h is necessarily positive,this yields h−1gni

i h ≻ id, which implies h−1gih ≻ id, that is gi ∈ h−1P+ h. Since

this holds for every i, by hypothesis the conjugate ordering h−1 must coincidewith , which is a contradiction.

Claim (ii). All elements in B+j stabilize P+

(by conjugacy).

Indeed, from g−mj h gn

i we get id gmj h gm+n

j . Thus, gmj h belongs

to B+j . Since gm

j also belongs to B+j , by Claim (i) above we have

(gmj h)−1P+

(gmj h) = P+

, g−mj P+

gmj = P+

.

This easily yields h−1P+ h = P+

, which in its turn implies hP+ h−1 = P+

.

Claim (iii). The set Bj is a -convex subgroup of Γ, and the restriction of toit is a bi-order (hence a C-order).

The convexity of Bj as a set is obvious. Now, for each h ∈ Bj, the relationsg−m

j h gnj and hP+

h−1 = P+ easily yield gm

j h gnj , thus showing that

h−1 ∈ Bj . Similar arguments show that h1h2 belongs to B+i for all h1, h2 in B+

j ,as well as the bi-invariance of the restriction of to B+

j .

Second proof of Theorem 2.2.40. Let f1 ≺ f2 ≺ . . . ≺ fk be finitely manypositive elements of Γ. We need to show that there exists a conjugate of whichis different from but for which all the fi’s are still positive.

Since id∈C(Γ) and f1 /∈ C(Γ), Theorem 2.2.35 and Lemma 2.2.39 implythat there is a crossing (f, g; u, v, w) such that id ≺ u ≺ v ≺ f1. Let M, N inN be such that fNv ≺ w ≺ gMu. We claim that id ≺v−1 fi and id ≺w−1 fi

for all 1 ≤ i ≤ k, but gMfN ≺v−1 id and gMfN ≻w−1 id. Indeed, sinceid ≺ v ≺ fi, we have v ≺ fi ≺ fiv, thus id ≺ v−1fiv. By definition, this means

70 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

that fi ≻v−1 id. The inequality fi ≻w−1 id is proved similarly. Now notice thatgMfNv ≺ gMw ≺ v, and so gMfN ≺v−1 id. Finally, from gMfNw ≻ gMu ≻ wwe deduce gMfN ≻w−1 id.

Now the preceding relations imply that the fi’s are still positive for both v−1

and w−1 , but at least one of these orderings is different from . This concludesthe proof.

We next deal with the case where the Conradian soul is nontrivial but admitsfinitely many orderings (i.e. is a Tararin group: see §1.6.2). It turns out that, inthis case, the ordering may fail to be an accumulation point of its conjugates. Aconcrete example is given by the DD-ordering on Bn. Indeed, its Conradian soulis isomorphic to Z (c.f. Example 2.2.33), though it is an isolated point of thespace of braid orderings because its positive cone is finitely generated (c.f. §1.6.1).Now the DD-ordering has the Dehornoy ordering

Das a natural “associate”,

in the sense that the latter may be obtained from the former by changing theordering on the Conradian soul in the unique possible way. As shown below,

Dis an accumulation point of its conjugates. Moreover, there is a sequence of

conjugates of DD

which also converges to D.

Example 2.2.41. The sequence of conjugates j of D

by σ−11 σj

2 converges to D

ina nontrivial way. Indeed, if w = σk

2 for some k > 0, then

σ−11 σj

2wσ−j2 σ1 = σ−1

1 σk2σ1 = σ2σ

k1σ−1

2 ≻D

id.

If, on the other hand, w is a σ1-positive word, say w = σk1

2 σ1σk2

2 . . . σkℓ−1

2 σ1σkℓ

2 , then

σ−1

1 σj2wσ−j

2 σ1 = σ−1

1 σj2σ

k1

2 σ1σk2

2 . . . σkℓ−1

2 σ1σkℓ

2 σ−i2 σ1 = σ2σ

j+k1

1 σ−1

2 σk2

2 . . . σkℓ−1

2 σ1σkℓ

2 σ−n2 σ1.

Thus, σ1σ−j2 wσj

2σ1 is 1-positive for sufficiently large j (namely for j > −k1). Thisproves the desired convergence. Finally, j is different from

Dfor all positive inte-

gers j, since its smallest positive element is the conjugate of σ2 by σ1σj2, and this is

different from the smallest positive element of D, namely σ2. We leave to the reader

the task of checking that the sequence of conjugates of DD

by σ−11 σj

2 converges to D

as well.

Remark 2.2.42. The B3-case of the preceding example generalizes as follows: For alln ≥ 2, the ordering n on Hn = 〈a, b : banb = a〉 has Conradian soul 〈b〉 ∼ Z, andits positive cone is finitely generated as a semigroup (c.f. §1.6.1). Moreover, changingthe original one on the Conradian soul in the only possible way yields an ordering ′

n

which is accumulated by its conjugates. Moreover, there is a sequence of conjugates ofn that also converges to ′

n.

2.2. THE CONRAD PROPERTY 71

It turns out that the phenomenon described above for braid groups occursfor general left-ordered groups. To be more precise, let Γ be a group having anordering whose Conradian soul admits finitely many orderings 1,2, . . . ,2n ,where 1 is the restriction of to its Conradian soul. Each j induces an orderingj on Γ, namely the convex extension of j by . (Notice that 1 coincides with.) All the orderings j share the same Conradian soul (c.f. Exercise 2.2.34).Assume throughout that is not Conradian, that is, that Γ is not a Tararingroup.

Theorem 2.2.43. With the notation above, at least one of the orderings j isan accumulation point of the set of conjugates of .

Corollary 2.2.44. At least one of the orderings j is approximated by its con-jugates.

Proof. Assuming Theorem 2.2.43, we have k∈ acc(orb(1)) for some k in1, . . . , 2n. Theorem 2.2.43 applied to this k instead of shows the existenceof k′ ∈ 1, . . . , 2n so that k′

∈ acc(orb(k)), and hence k′

∈ acc(orb(1)). Ifk′ equals either 1 or k then we are done; if not, we continue arguing in this way...In at most 2n steps we will find an index j such that j∈ acc(orb(j)).

Theorem 2.2.43 will follow from the next

Proposition 2.2.45. Given an arbitrary finite family G of -positive elementsin Γ, there exists h ∈ Γ and a positive h /∈ C(Γ) such that id ≺ h−1fh /∈ C(Γ)for all f ∈ G \ C(Γ), but id ≻ h−1hh /∈ C(Γ).

Proof of Theorem 2.2.43 from Proposition 2.2.45. Let us consider thedirected set formed by the finite sets G of -positive elements. For each such a G,let hG and hG be the elements in Γ provided by Proposition 2.2.45. After passingto subnets of (hG) and (hG) if necessary, we may assume that the restrictions ofh−1

Gto C(Γ) all coincide with a single j . Now the properties of hG and hG

imply:

– f ≻j id and f (≻j)h−1

Gid, for all f ∈ G \ C(Γ);

– hG ≻ id, but hG (≺j)h−1

G≺ id.

This clearly shows the Theorem.

For the proof of Proposition 2.2.45 we will use some lemmata.

72 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Lemma 2.2.46. For every id ≺ c /∈ C(Γ) there is a crossing (f, g; u, v, w) suchthat u, v, w do not belong to C(Γ) and id ≺ u ≺ w ≺ v ≺ c.

Proof. By Theorem 2.2.35 and Lemma 2.2.39, for every id s ∈ C(Γ) thereexists a crossing (f, g; u, v, w) such that s ≺ u ≺ w ≺ v ≺ c. Clearly, v does notbelong to C(Γ). The element w is also outside C(Γ), as otherwise the elementa = w2 would satisfy w ≺ a ∈ C(Γ), which is absurd. Taking M > 0 so thatgMu ≻ w, this gives gMu /∈ C(Γ), gMw /∈ C(Γ), and gMv /∈ C(Γ). Considerthe crossing (gMfg−M , g; gMu, gMv, gMw). If gMv ≺ v, then we are done. If not,then gv ≻ v, and Lemma 2.2.37 ensures that (gMfg−M, g; gMu, v, gMw) is also acrossing, which still allows concluding.

Lemma 2.2.47. Given id ≺ c /∈ C(Γ), there exists id ≺ a /∈ C(Γ) (with a ≺ c)such that, for all id b a and all c c, one has id ≺ b−1cb /∈ C(Γ).

Proof. Let us consider the crossing (f, g; u, v, w) such that id ≺ u ≺ w ≺ v ≺ cand such that u, v, w do not belong to C(Γ). We affirm that the Lemma holdsfor a = u. Indeed, if id b u, then from b u ≺ v ≺ c we obtainid b−1u ≺ b−1v ≺ b−1c, and thus the crossing (b−1fb, b−1gb; b−1u, b−1v, b−1w)shows that b−1c /∈ C(Γ). Since id b, we conclude that id ≺ b−1c b−1cb, andthe convexity of S implies that b−1cb /∈ C(Γ).

Lemma 2.2.48. For every g ∈ Γ, the set g C(Γ) is convex. Moreover, for everycrossing (f, g; u, v, w), one has uC(Γ) < wC(Γ) < vC(Γ), in the sense thatuh1 ≺ wh2 ≺ vh3 for all h1, h2, h3 in C(Γ).

Proof. The verification of the convexity of gC(Γ) is straightforward. Supposenow that uh1 ≻ wh2 for some h1, h2 in C(Γ). Then, since u ≺ w, the convexityof both left classes uC(Γ) and wC(Γ) gives the equality between them. Inparticular, there exists h ∈ C(Γ) such that uh = w. Notice that such an h mustbe positive, so that id ≺ h = u−1w. But since (u−1fu, u−1gu; id, u−1v, u−1w) isa crossing, this contradicts the definition of C(Γ). The proof of the fact thatwC(Γ) ≺ vC(Γ) is similar.

Proof of Proposition 2.2.45. Labelling the elements of G = f1, . . . , fr sothat f1 ≺ . . . ≺ fr, let k be such that fk−1 ∈ C(Γ) but fk /∈ C(Γ). Recall that,by Lemma 2.2.47, there exists id ≺ a /∈ C(Γ) such that, for every id b a,one has id ≺ b−1fk+jb /∈ C(Γ) for all j ≥ 0. We fix a crossing (f, g; u, v, w) suchthat id ≺ u ≺ v ≺ a and u /∈ C(Γ). Notice that the conjugacy by w−1 yieldsthe crossing (w−1fw, w−1gw; w−1u, w−1v, id).

2.2. THE CONRAD PROPERTY 73

Case I. One has w−1v a.

In this case, we claim that the proposition holds for the choice h = w−1v andh = w−1gM+1fNw. To show this, first notice that neither w−1gw nor w−1fwbelong to C(Γ). Indeed, this follows from the convexity of C(Γ) and the in-equalities w−1g−Mw ≺ w−1u /∈ C(Γ) and w−1f−Nw ≻ w−1v /∈ C(Γ). Wealso have id≺w−1gMfNw, and hence id≺w−1gw ≺ w−1gM+1fNw, which showsthat h /∈C(Γ). On the other hand, the inequality w−1gM+1fNw(w−1v)≺ w−1vcan be written as h−1hh ≺ id. Finally, Lemma 2.2.36 applied to the cross-ing (w−1fw, w−1gw; w−1u, w−1v, id) shows that, for every n ∈ N, the 5-uple(w−1fw, w−1gw; w−1u, w−1v, w−1gM+nfNw) is also a crossing. For n ≥ M wehave w−1gM+1fNw(w−1v) ≺ w−1gM+nfNw. Since w−1gM+nfNw ≺ w−1v, Lemma2.2.48 easily implies that w−1gM+1fNw(w−1v)C(Γ) ≺ w−1vC(Γ), which yieldsh−1hh /∈ C(Γ).

Case II. One has a ≺ w−1v, but w−1gmw a for all m > 0.

We claim that, in this case, the proposition holds for the choice h = aand h = w−1gM+1fNw. This may be checked in the very same way as inCase I by noticing that, if a ≺ w−1v but w−1gmw a for all m > 0, then(w−1fw, w−1gw; w−1u, a, id) is a crossing.

Case III. One has a ≺ w−1v and w−1gmw ≻ a for some m > 0. (Notice that thefirst condition follows from the second one.)

We claim that, in this case, the proposition holds for the choice h = a andh = w /∈ C(Γ). Indeed, we have gmw ≻ ha (and w ≺ ha). Since gmw ≺ v ≺ a,we also have wa ≺ a, which means that h−1hh ≺ id. Finally, from Lemmas 2.2.36and 2.2.48 we get

waC(Γ) gmwC(Γ) ≺ vC(Γ) aC(Γ).

This implies that a−1waC(Γ) ≺ C(Γ), which means that h−1hh /∈ C(Γ).

2.2.6 Groups with finitely many Conradian orderings

The starting point of this section is the following

Proposition 2.2.49. Let Γ be a C-orderable group. If Γ admits a Conradian or-dering having a neighborhood in LO(Γ) which is countable, then Γ admits finitelymany orderings.

Before showing this proposition, let us show how it leads to a

74 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Proof of Theorem 1.6.16. We provide three different arguments. First, as wesaw in §1.6.2, the proof is reduced to showing Proposition 1.6.17. So, let (Γ,)be a left-ordered group admitting a finite-index subgroup restricted to which isbi-invariant. By Proposition 2.2.9, the ordering is Conradian. By Proposition2.2.49, if Γ admits infinitely many orderings, then all neighborhoods of inLO(Γ) are uncountable.

An alternative argument works as follows. As was shown in §2.2.2, if a groupΓ admits a non-Conradian ordering, then it has uncountably many orderings. As-sume that Γ is left-orderable and all of its orderings are Conradian. By Proposi-tion 2.2.49, if some of them has a countable neighborhood inside LO(Γ) = CO(Γ)(in particular, if LO(Γ) is countable), then Γ admits only finitely many orderings.

As a final argument, notice that Proposition 2.2.49 together with a convex ex-tension argument (c.f. Section 1.5.1) show that, if Γ is a left-orderable group suchthat LO(Γ) has an isolated point , then the Conradian soul C(Γ) cannot haveinfinitely many orderings. If C(Γ) is trivial (resp. if it is nontrivial and admitsfinitely many orderings), then Proposition 2.2.40 (resp. Proposition 2.2.43) yieldsthe existence of an ordering ∗ on Γ which is accumulated by its conjugates. Aswe have already remarked, the closure of the orbit under the conjugacy action ofsuch an ordering is uncountable.

Proof of Proposition 2.2.49. Let Γ be a group admitting a Conradian orderinghaving a countable neighborhood in LO(Γ), say Vf1

∩ . . . ∩ Vfk.

Claim (i). The chain of -convex subgroups is finite.

Otherwise, there exists an infinite ascending or descending chain of convexjumps Γgn

⊳ Γgn so that fm /∈ Γgn \ Γgnfor every m, n. Following Zenkov [90],

for each ι=(i1, i2 . . .)∈−1, +1N let us define the ordering ι on Γ by:

– P+ι

⋂ (Γ \ (Γgn \ Γgn

))

= P+

⋂ (Γ \ (Γgn \ Γgn

)); for each n ∈ N;

– Pι∩ (Γgn \ Γgn

) equals P+ ∩ (Γgn \ Γgn

) (resp. P− ∩ (Γgn \ Γgn

)) if in = +1(resp. in = −1).

This yields a continuous embedding of the Cantor set −1, +1N into LO(Γ).Moreover, since fm /∈ Γgn \ Γgn

for every m, n, the image of this embedding iscontained in Vf1

∩ . . . ∩ Vfk. This proves the claim.

Claim (ii). Denote by id = Γk ⊳Γk−1 ⊳ . . . ⊳Γ0 = Γ the chain of all -convexsubgroups. Then each quotient Γi−1/Γi is torsion-free, rank-1 Abelian.

If the rank of some Γi−1/Γi were larger than 1, then the induced ordering onthe quotient would be non-isolated in the space of orderings of Γi−1/Γi. This

2.2. THE CONRAD PROPERTY 75

would allow to produce –by a convex extension type procedure– uncountablymany orderings on any given neighborhood of , which is contrary to our hy-pothesis.

Claim (iii). In the series above, the group Γk−2 is not bi-orderable.

First notice that Γk−2 is not Abelian. Otherwise, it would have rank 2. Thiswould imply that every neighborhood of the restriction of to Γk−2 is uncount-able, which implies –by a convex extension argument– the same property for.

Now as in the case of Proposition 1.6.23, if Γk−2 were bi-orderable then itwould be contained in the affine group Aff+(R). The space of orderings of anon-Abelian countable group inside Aff+(R) was roughly described in §1.4.2:it is homeomorphic to the Cantor set. In particular, no neighborhood of therestriction of to Γk−2 is countable, which implies –by convex extension– thatthe same is true for Γ. For sake of completeness, we give an explicit sequence ofapproximating orderings. To do this, notice that, for some q > 0, the group Γk−2

can be identified with the group whose elements are of the form

(k, a) ∼

(qk a0 1

),

where a ∈ Γk−1 and k ∈ Z. Let (k1, a1), . . . , (kn, an) be an arbitrary family of-positive elements indexed in such a way that k1 = k2 = . . . = kr = 0 andkr+1 6= 0, . . . , kn 6= 0 for some r∈1, . . . , n. Four cases are possible:

(i) a1 > 0, . . . , ar > 0 and kr+1 > 0, . . . , kn > 0;

(ii) a1 < 0, . . . , ar < 0 and kr+1 > 0, . . . , kn > 0;

(iii) a1 > 0, . . . , ar > 0 and kr+1 < 0, . . . , kn < 0;

(iv) a1 < 0, . . . , ar < 0 and kr+1 < 0, . . . , kn < 0.

As in §1.4.2, for each irrational number ε let ε be the ordering on ε whosepositive cone is

P+ε

=(k, a) : qk + εa > 1

.

In case (i), for ε positive and very small, the ordering ε is different from butstill makes all the elements (ki, ai) positive. The same is true in case (ii) for εnegative and near zero. In case (iii), this still holds for the order ε when ε isnegative and near zero. Finally, in case (iv), one needs to consider again the orderε but for ε positive and small. Now letting ε vary over a Cantor set formed by

76 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

irrational numbers3 very near to 0 (and which are positive or negative accordingto the case), this shows that the neighborhood of (the restriction to of) consisting of the orderings on Γk−2 which make all the elements (ki, ai) positivecontains a homeomorphic copy of the Cantor set.

Claim (iv). The series of Claim (ii) is normal (hence rational) and no quotientΓi−2/Γi is bi-orderable.

By Theorem 1.6.18, the group Γk−2 admits a unique rational series, namelyid⊳Γk−1⊳Γk−2. Since for every h ∈ Γk−3 the series id⊳hΓk−1h−1⊳hΓk−2h−1

is also rational for Γk−2, they must coincide. Hence, the rational series

id ⊳ Γk−1 ⊳ Γk−2 ⊳ Γk−3

is normal. Moreover, proceeding as in Claim (iii) with the induced ordering onΓk−3/Γk−1, one readily checks that this quotient is not bi-orderable. Once again,Theorem 1.6.18 implies that the rational series of Γk−3 is unique... Continuingarguing in this way, the claim follows.

We may now conclude the proof of the proposition. Indeed, we have shownthat, if Γ is a group having a C-ordering with a countable neighborhood in LO(Γ),then Γ admits a rational series

id = Γk ⊳ Γk−1 ⊳ . . . ⊳ Γ0 = Γ

so that no quotient Γi−2/Γi is bi-orderable. By Theorem 1.6.18, Γ has only finitelymany orderings.

We now turn to the study of the space of Conradian orderings. The nextresult from [79] is the analogue of Tararin’s theorem describing left-orderablegroups with finitely many orderings: see §1.6.2.

Theorem 2.2.50. If a C-orderable group Γ has only finitely many C-orderings,then it has a unique (hence normal) rational series id=Γk ⊳Γk−1⊳ . . .⊳Γ0 =Γ.In this series, no quotient Γi−2/Γi is Abelian. Conversely, if Γ is a group admit-ting a normal rational series id = Γk ⊳ Γk−1 ⊳ . . .⊳ Γ0 = Γ so that no quotientΓi−2/Γi is Abelian, then the number of C-orderings on Γ is 2k.

Proof. The proof will be divided into three independent claims.

3Take for example the set of numbers of the form∑

i≥1

ik

4k , where ik ∈0, 1, and translate

it by∑

j≥1

2

4j2.

2.2. THE CONRAD PROPERTY 77

Claim (i). If Γ is a C-orderable group admitting only finitely many C-orderings,then for every C-ordering on Γ the sequence of -convex subgroups is a rationalseries.

Indeed, for each convex jump Γg ⊳ Γg, we may flip the ordering on Γg to pro-duce a new ordering (c.f. Example 1.5.3) which is still Conradian (c.f. Exercise2.2.5). If there were infinitely many -convex subgroups, then this would allowto produce infinitely many C-orderings on Γ, contrary to our hypothesis. Letthen

id = Γk ( Γk−1 ( . . . ( Γ0 = Γ

be the sequence of all -convex subgroups. As in the proof of Proposition 1.6.21,Γi is normal in Γi−1, and Γi−1/Γi is torsion-free Abelian. The rank of this quotientmust be 1, as otherwise it would admit uncountably many orders, which wouldallow to produce –by convex extension– uncountably many C-orderings on Γ.

Claim (ii). If a left-orderable group admits only finitely many C-orderings, thenit has a unique (hence normal) rational series.

The proof is almost the same as that of Proposition 1.6.22. We just need tochange the word “ordering” by “C-ordering” along that proof, and replace the(crucial) use of Proposition 1.5.5 by Proposition 2.2.28.

Claim (iii). If a group Γ with a normal rational series id = Γk⊳Γ⊳. . .⊳Γ0 = Γadmits only finitely many C-orderings, then no quotient Γi−2/Γi is Abelian.

First notice that every group admitting a rational series is C-orderable. Ac-tually, using the rational series above, one may produce 2k Conradian orderingson Γ. If one of the quotients Γi−2/Γi were Abelian, then it would have rank 2,and hence it would admit uncountably many (bi-)orderings. This would allow toproduce –by convex extension– uncountably many C-orderings on Γ.

Claim (iv). If a group Γ has a normal rational series id = Γk ⊳Γ⊳ . . .⊳Γ0 = Γsuch that no quotient Γi−2/Γi is Abelian, then this series coincides with thatformed by the -convex subgroups, where is any C-ordering on Γ. In particular,such a series is unique.

As we have already seen, the rational series above leads to 2k Conradianorderings. We have to prove that these are the only possible C-orderings on G. Toshow this, let be a C-ordering on Γ. By Claim (iii), there exist non-commutingelements g ∈ Γk−1 and h ∈ Γk−2 \ Γk−1. Denote the Conrad homomorphismof the group 〈g, h〉 (endowed with the restriction of ) by τ . Then we haveτ(g) = τ(hgh−1) 6= 0. Since Γk−1 is rank-1 Abelian, hgh−1 must be equal togs for some rational number s 6= 1. Hence τ(g) = sτ(g), which implies that

78 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

τ(g) = 0. Therefore, gn ≺ |h| for every n ∈ Z, where |h| = maxh−1, h. SinceΓk−2/Γk−1 has rank 1, this actually holds for every h 6= id in Γk−2 \ Γk−1. Thus,Γk−1 is -convex in Γk−2.

Repeating the argument above, though now with Γk−2/Γk−1 and Γk−3/Γk−1

instead of Γk−1 and Γk−2, respectively, we see that the rational series we beganwith is none other than the series given by the -convex subgroups. Since eachΓi−1/Γi is rank-1 Abelian, if we choose gi ∈ Γi−1 \ Γi for each i, then any C-ordering on Γ is completely determined by the signs of these elements. Thisshows the claim, and concludes the proof of Theorem 2.2.50.

Example 2.2.51. The Baumslag-Solitar group BS(1, ℓ) = 〈b, c : cbc−1 = bℓ〉, ℓ ≥ 2,admits the rational series

id ⊳ bZ[ 1ℓ] =

a : aℓi

= bj for some integers i, j 6= 0

⊳ BS(1, ℓ),

which satisfies the conditions of Theorem 2.2.50. Therefore, it admits four C-orderings,though its space of (left-)orderings is uncountable (c.f. §1.4.2). See [79] for more detailson this example.

Example 2.2.52. Examples of groups having precisely 2k orderings (hence 2k Con-radian orderings) were introduced in Example 1.6.19. Namely, one may considerKk = 〈a1, . . . , ak | Rk〉, where the set of relations Rk is

a−1i+1aiai+1 = a−1

i if i < k, aiaj = ajai if |i − j| ≥ 2.

The existence of groups with 2k Conradian orderings but infinitely many (hence un-countably many) orderings is more subtle. As we have seen in the preceding example,for n = k this is the case of the Baumslag-Solitar groups BS(1, ℓ) for ℓ ≥ 2. To constructexamples for higher k having BS(1, ℓ) as a quotient by a normal convex subgroup, wechoose an odd integer ℓ ≥ 3 and we let Cn(ℓ) be the group

⟨c, b, a1, . . . , an | cbc−1 = bℓ , cai = aic , banb−1 = a−1

n , bai = aib if i 6= n , Rn

⟩.

This corresponds to the set Z × Z[13 ] × Zn endowed with the multiplication

(c,

m

ℓk, a1, . . . , an

)·(c′,

m′

ℓk′ , a′1, . . . , a′n

)=

=(c + c′, ℓc m′

ℓk′ +m

ℓk, (−1)a2a′1 + a1, . . . , (−1)ana′n−1 + an−1, (−1)ma′n + an

).

Notice that the product rule is well-defined, as (−1)m =(−1)m whenever m/ℓk = m/ℓk

(it is here where the fact that ℓ is odd becomes important). The group Cn(ℓ) admitsthe rational series

id ⊳ 〈a1〉 ⊳ 〈a1, a2〉 ⊳ . . . ⊳ 〈a1, . . . , an〉 ⊳⟨a1, . . . , an, bZ[ 1

ℓ]⟩

⊳ Cn(ℓ).

2.2. THE CONRAD PROPERTY 79

By Theorem 2.2.50, it admits exactly 2n+2 Conradian orderings. However, it hasBS(1, ℓ) as quotient by the normal convex subgroup Kn. Since BS(1, ℓ) admits un-countably many (left) orderings, the same is true for Cn(ℓ).

We close this section with a result (also taken from [79]) to be compared withTheorem 1.6.16.

Theorem 2.2.53. Every C-orderable group admits either finitely many or un-countably many C-orderings. In the last case, none of these orderings is isolatedin the space of C-orderings.

To prove this theorem we need the lemmata below.

Lemma 2.2.54. If Γ is C-orderable group such that CO(Γ) has an isolated point, then the family of -convex subgroups (is finite and) is a rational series suchthat no quotient of the form Γi−2/Γi is bi-orderable.

Proof. As in Claim (i) of Proposition 2.2.49, the family of -convex subgroupsis finite, say

id = Γk ( Γk−1 ( . . . ( Γ0 = Γ.

Since is Conradian, Γi is normal in Γi−1 for each i. The proofs of that Γi−1/Γi

has rank-1 and no quotient Γi−2/Γi is Abelian are similar to those of Theorem2.2.50, and we leave them to the reader.

Lemma 2.2.55. For any C-orderable group whose space of C-orderings has anisolated point , the rational series formed by the -convex subgroups is normal.

Proof. The proof is by induction on the length k of the rational series. Fork = 1 there is nothing to be proved; for k = 2, the series is automatically normal.Assume that the claim of the lemma holds for k, and let

id = Γk+1 ⊳ Γk ⊳ . . . ⊳ Γ1 ⊳ Γ0 = Γ (2.4)

be the rational series of length k + 1 associated to a C-ordering on a group Γwhich is isolated in CO(Γ). Notice that the truncated chain of length k

id = Γk+1 ⊳ Γk ⊳ . . . ⊳ Γ1 (2.5)

is a rational series for Γ1. Moreover, this series is associated to a C-ordering onΓ1 (namely the restriction of ) which is isolated in CO(Γ1) (if not, then would

80 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

be non-isolated in CO(Γ)). By the inductive hypothesis, this series is normal. Bythe preceding lemma, for each i ∈ 3, . . . , k + 1 the quotient Γi−2/Γi is non-Abelian. We are hence under the hypothesis of Theorem 2.2.50, which allows usto conclude that this is the unique rational series of Γ1.

Now, since Γ1 is normal in Γ, for each h ∈ Γ the conjugate series

id = hΓk+1h−1 ⊳ hΓkh−1 ⊳ . . . ⊳ hΓ1h−1 = Γ1

is also a rational series for Γ1. By the uniqueness above, this series coincides with(2.5). Therefore, (2.4) is a normal rational series.

The proof of Theorem 2.2.53 is now easy. Indeed, the two preceding lemmasimply that, if a C-orderable group admits an isolated C-ordering, then it has anormal rational series satisfying the hypothesis of Theorem 2.2.50, and thus ithas finitely many C-orderings. If, on the contrary, no C-ordering is isolated inthe space of C-orderings, then this space is a Hausdorff, totally disconnected,topological space without isolated points, hence uncountable ([42, Theorem 2-80]).

Exercise 2.2.56. By slightly pursuing on the arguments above, show the following ana-logue of Proposition 2.2.49: If a C-orderable group admits infinitely many C-orderings,then every neighborhood of such an ordering in the space of Conradian orderings isuncountable.

2.3 A Canonical Decomposition of the Space of

Orderings

2.3.1 Three different types of orderings

Let (Γ,) be a finitely-generated, left-ordered group, and let Γ0 be its maximal-convex subgroup (c.f. Example 1.5.2). There are two possibilities:

– The action of Γ on Γ/Γ0 is Conradian;

– The action of Γ on Γ/Γ0 is not Conradian.

In the first case, we will say that the ordering is of type I. According toCorollary 2.2.27, in this case the group Γ admits a nontrivial, non-decreasinggroup homomorphism into R (the so-called Conrad’s homomorphism). The nextproposition generalizes Corollary 2.2.2.

2.3. A CANONICAL DECOMPOSITION OF THE SPACE OF ORDERINGS81

Proposition 2.3.1. The set of orderings of type I is closed inside LO(Γ).

Proof. Since Γ is finitely generated, Γ/Γ′ may be written as Zk × G, wherek≥1 and G is a finite Abelian group. Let n be a sequence of type I orderingson Γ converging to an ordering . We must show that is also of type I.For this, notice that, associated to each n, there is a Conrad’s homomorphismτn, which may be though of as defined on Zk. This homomorphism may bechosen normalized; this means that, if we denote an,i := τn(gi), then the vector(an,1, . . . , an,k) belongs to the k-sphere Sk, for each n.

Claim (i). The points (an,1, . . . , an,k) converge to some limit (a1, . . . , ak) ∈ Sk.

If not, then there are subsequences (τni) and (τmi

) so that the associatedvectors converge to two different points of Sk with orthogonal hyperspaces H1, H2,respectively. These hyperspaces divide Rk into four regions. Let us pick a pointof integer coordinates on each of these regions, and let g1, g2, g3, g4 be elementsof Γ which project to these points by the quotient Γ → Zk × G. For i largeenough, the value of both τni

(gj) and τmi(gj) is nonzero for each j, but the signs

of these numbers must be different for some j. As Conrad’s homomorphisms arenon-decreasing, after passing to a subsequence of (ni

) and (mi) this implies

that, for some j, the element gj will have different sign for niand mi

. However,this is in contradiction to the convergence of n.

Now, notice that the vector (a1, . . . , ak) gives raise to a group homomorphismτ : Zk → R (which may be though of as defined on Γ), namely

τ(g) :=

k∑

i=1

aini.

Claim (ii). The kernel of τ is a -convex subgroup of Γ.

Indeed, let g ∈ Γ and f ∈ker(τ) be such that id g f . For each n we have

0 = τn(id) ≤ τ(g) ≤ τn(f).

As τn pointwise converges to τ and τ(f) = 0, the inequalities above yield, afterpassing to the limit, τ(g) = 0. Thus, g belongs to ker(τ).

As a consequence of Claim (ii), the maximal -convex subgroup Γ0 con-tains ker(τ). Also, the action of Γ on Γ/Γ0 is order isomorphic to that onΓ/ker(τ)

/Γ0/ker(τ). Since the latter is an action by translations, the former

is, in particular, Conradian. Therefore, is of type I.

82 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

The case where the action of Γ on Γ/Γ0 is not Conradian is dynamically moreinteresting. We know by definition that there must exist a crossing for the action.The question is “how large” can be the “domain of crossing”. To formalize thisidea, for each h∈Γ let us consider the “interval”

I(h) :=h ∈ Γ: there exists a crossing (f, g; u, w, v) such that fv ≺ h ≺ h ≺ gu

.

By definition, I(h) is a convex subset of Γ.

Lemma 2.3.2. If, for some h ∈ Γ, the set I(h) is bounded from above, then it isbounded from above for all h ∈ Γ.

Proof. As the notion of crossing is conjugacy invariant, for all h1, h2 in Γ wehave h1

(I(h2)

)= I(h1h2). The lemma easily follows from this.

If (the action of Γ on Γ/Γ0 is not Conradian and) I(h) is bounded from abovefor all h ∈ Γ, we will say that is of type II. In not, will be said of type III.We then have a canonical decomposition of the space of orderings of Γ into threedisjoint subsets (compare [36, Theorem 7.E]):

LO(Γ) = LOI(Γ) ⊔ LOII(Γ) ⊔ LOIII(Γ).

Example 2.3.3. Every Conradian ordering is of type I. Hence, finitely-generated,locally-indicable groups admit orderings of type I.

Example 2.3.4. Smirnov’s orderings ǫ (with ε irrational) on subgroups of the affinegroup are of type III. However, these groups being bi-orderable, they also admit order-ings of type I. Moreover, the description given in 1.4.2 shows that these groups do notadmit type II orderings. As a consequence, LOIII(Γ) is not necessarily closed insideLO(Γ).

The last remark above may be straightened. Indeed, if we choose inside theBaumslag-Solitar group BS(1, ℓ) a sequence (gn) so that g−1

n (ε) tends to +∞, thenall conjugate orderings (ε)gn are of type III, but the limit ordering ∞ is bi-invariant,hence of type I. Thus, a limit of type III orderings under the conjugacy action may failto be of type III.

Exercise 2.3.5. Let (xi) and (yn) be two sequences of points in ]0, 1[ so that xi

converges to the origin and yn is dense. For each i ≥ 1, let (zn,i)n be the sequencehaving xi as its first term and the yn’s as the next ones. Associated to this sequencethere is a dynamically lexicographical ordering i on Thompson’s group F, namely,f ≻i id if and only if the smallest n for which f(zn,i) 6= zn,i is such that f(zn,i) > zn,i

(c.f. §1.1.3). Show that i is of type III for all i, but any adherence point of thesequence (i) in LO(F) is of type I.

2.3. A CANONICAL DECOMPOSITION OF THE SPACE OF ORDERINGS83

Example 2.3.6. As we will see in the next section, the set of orderings of type III isnot necessarily closed in the space of orderings. However, any limit of a sequence oftype III orderings is also of type III.

The main problem related to this discussion is

Question 2.3.7. Does there exist a finitely-generated, left-orderable group all ofwhose orderings are of type III ?

Cofinal elements and type of orderings. Recall from §2.2.3 that an elementf of a left-ordered group (Γ,) is -cofinal if for any g ∈ Γ there exist integersm, n such that fm ≺ g ≺ fn. Following [?], we say that f is a cofinal element ofΓ if it is -cofinal for every ordering on Γ. The following should be clear fromthe discussion above.

Proposition 2.3.8. If a finitely-generated, left-orderable group Γ has a cofinal,central element, then no ordering on Γ is of type III.

Example 2.3.9. Recall that the center of the braid group Bn is generated by thesquare of the so-called Garside element ∆n. Moreover, one has

∆2n = (σ1σ2 · · · σn−1)

n = (σ21σ2 · · · σn−1)

n−1.

We next reproduce from [?] a proof showing that ∆2n is cofinal in Bn.

Claim (i). If is an ordering on Bn for which ∆n ≻ id, then for any braid σ that isconjugated to either αn := σ1σ2 · · · σn or βn := σ2

1σ2 · · · σn we have id ≺ σ ≺ ∆2n.

Indeed, as σk = ∆2 for k equal to either n or n − 1, we must have

id ≺ σ ≺ σ2 ≺ σ3 ≺ . . . ≺ σk = ∆2n

Claim (ii). If is as above, then ∆−2n ≺ σi ≺ ∆2

n, for all i ∈ 1, . . . , n − 1.

Indeed, since ∆2n is central, by Claim (i) we have, for all δ ∈ Bn,

∆−2n ≺ δα−1

n δ−1 ≺ id, id ≺ δβnδ−1 ≺ ∆2n.

Since βnα−1n =σ1, this yields ∆−2

n ≺ δσ1δ−1≺∆2

n, and since all the σi’s are conjugatebetween them, this shows the claim.

84 CHAPTER 2. ORDERABLE GROUPS AS DYNAMICAL OBJECTS

Claim (iii). The element ∆2n is cofinal in Bn.

Let be an ordering on Bn. Using again the fact that ∆2n is central, the set

σ ∈ Bn : ∆2rn ≺ σ ≺ ∆2s

n for some r, s in Z is easily seen to be a subgroup of Bn. ByClaim (ii), it contains the σi’s. Thus, it coincides with Bn, which concludes the proof.

Remark 2.3.10. We do not know whether there exist type III orderings on the derivedgroups B′

n for n ≥ 5 (these groups do not admit orderings of type I since their firstcohomology is trivial; Dehornoy’s ordering restricted to them is of type II).

Chapter 3

PROBABILITY ANDLEFT-ORDERABLE GROUPS

3.1 Amenable Left-Orderable Groups

In this section, we discuss a nice result due to Morris-Witte [64]. The theorembelow was conjectured by Linnell in [57], but it was already plausible to Thurston(see [88, Page 348]).

Theorem 3.1.1. Every amenable, left-orderable group is locally indicable.

For the proof, we will say that an ordering is right-recurrent if for everypair of elements f, h in Γ such that f ≻ id, there exists n∈N satisfying fhn ≻ hn.Notice that every Conradian ordering is right-recurrent. (The converse does nothold: see Example 3.1.5.) Therefore, Theorem 3.1.1 follows directly from thenext

Proposition 3.1.2. If Γ is a finitely generated, amenable, left-orderable group,then Γ admits a right-recurrent ordering.

To prove this proposition, we will need the following weak form of the PoincareRecurrence Theorem. We recall the proof for the reader’s convenience.

Theorem 3.1.3. If T is a measurable map that preserves a probability measureµ on a space M, then for every measurable subset A of M and µ-almost everypoint x∈A, there exists n∈N such that T n(x) belongs to A.

85

86 CHAPTER 3. PROBABILITY AND LEFT-ORDERABLE GROUPS

Proof. The set B of points in A which do not come back to A under iterates ofT is A \

⋃n∈N

T−n(A). One easily checks that the sets T−i(B), with i > 0, aretwo-by-two disjoint. Since T preserves µ, these sets have the same measure, andsince the total mass of µ equals 1, the only possibility is that this measure equalszero. Therefore, µ(B) = 0, that is, µ-almost every point in A comes back to Aunder some iterate of T .

Left-orderable, amenable, countable groups carry right-recurrent or-derings. Recall that one of the characterizations of group-amenability is theexistence of an invariant probability measure for every action by homeomor-phisms of a compact metric space. Therefore, if a countable left-orderable groupΓ is amenable, then its action on (the compact metric space) LO(Γ) preserves aprobability measure µ. We claim that µ-almost every point in LO(Γ) is right-recurrent. To show this, for each g ∈ Γ let us consider the subset Ag of LO(Γ)formed by the orderings on Γ such that g ≻ id. By the Poincare RecurrenceTheorem, for each f ∈ Γ the set Bg(f) := Ag \

⋃n∈N

fn(Ag) has null µ-measure.Therefore, the measure of Bg :=

⋃f∈Γ Bg(f) is also zero, as well as the measure

of B :=⋃

g∈Γ Bg. Let us consider an arbitrary element in the (µ-full measure)set A := LO(Γ) \ B. Given g ≻ id and f ∈ Γ, from the inclusion Bg(f) ⊂ B wededuce that does not belong to Bg(f). Thus, there exists n∈N such that belongs to fn(Ag). In other words, one has g ≻f−n id, that is, gfn ≻ fn. Sinceg ≻ id and f ∈ Γ were arbitrary, this shows the right-recurrence of .

Remark 3.1.4. It is unknown whether Theorem 3.1.1 extends to groups without freesubgroups, that is, whether left-orderable groups which do not contain F2 are locallyindicable. An interesting result pointing in the positive direction appears in [58].

Example 3.1.5. Following [64, Example 4.5], we next show that there exist C-orderablegroups which do not admit right-recurrent orderings. More precisely, this is the case ofthe semidirect product Γ = F2 ⋉ Z2, where F2 is any free subgroup of SL(2, Z) actinglinearly on Z2. (Such a subgroup may be taken to be finite-index.) Indeed, that Γ is C-orderable follows from the local indicability of both F2 and Z2. Assume throughout that is a right-recurrent ordering on Γ. For a matrix f ∈ F2 and a vector v=(m,n) ∈ Z2,let us denote by f and v the corresponding elements in Γ, so that f(v) = f vf−1. Letτ be the Conrad’s homomorphism associated to the restriction of to Z2, so that wehave v ≻ id whenever τ(v) > 0, and τ(v) ≥ 0 for all v ≻ id (c.f. Corollary 2.2.27).Let f be a hyperbolic matrix in F2, with positive eigenvalues α1, α2 and correspondingeigenvectors v1, v2 in R2. Since v1 and v2 are linearly independent, we may assume thatτ(v1) 6= 0. Furthermore, we may assume τ(v1) > 0 and α1 > 1, by replacing v1 with−v1 and/or f with f−1, if necessary. Let L : R2 → R be the (unique) linear functional

3.2. ISOPERIMETRY AND LEFT-ORDERABLE GROUPS 87

that satisfies L(v1) = 1 and L(v2) = 0. Given any v ∈ Z2 such that τ(v) > 0, right-recurrence provides us an increasing sequence (ni) such that vf−ni ≻ f−ni for every i.This implies that fni vf−ni ≻ id, hence τ(fni(v)) ≥ 0. Since

limi→∞

τ(fni(v))

αni

1

= τ

(limi→∞

fni(v)

αni

1

)= τ(L(v)v1) = L(v)τ(v1),

we conclude that L(v) ≥ 0. Since v is an arbitrary element of Z2 satisfying τ(v) > 0, thisnecessarily implies that ker(τ)= ker(L) is an eigenspace of f . But f is an arbitraryhyperbolic matrix in F2, and it is easy to show that there are hyperbolic matrices inF2 with no common eigenspace. This is a contradiction.

3.2 Isoperimetry and Left-Orderable Groups

The aim of this section is to develop some ideas recently introduced by Gromov[40]. Let us begin with the notion of isoperimetric profile, due to Vershik.

Let Γ be a finitely generated group acting on a set X, and let G be a finitegenerating system containing id. For Y ⊂ X, its boundary (with respect to G)is defined as

∂GY := G · Y \ Y,

where G ·Y := g(y) : g ∈ G, y ∈ Y . The maximal function I : N → N satisfying,for all finite Y ⊂ X,

|∂GY | ≥ I(|Y |

)

is called the combinatorial isoperimetric profile of the Γ-action, and will bedenoted by I(X;Γ,G).

An important case arises when X = Γ is endowed with the action by left-translations. In this case, the isoperimetric profile is denoted I(Γ,G). We listbelow some important properties.

Subaditivity. If Γ is infinite, then for all r1, r2 we have

I(Γ,G)(r1 + r2) ≤ I(Γ,G)(r1) + I(Γ,G)(r2).

Indeed, choose Yi ⊂ Γ so that |Yi| = ri and∣∣∂GYi

∣∣ = I(Γ,G)(ri), with i ∈ 1, 2.Since Γ is infinite, after “moving” Y2 keeping Y1 fixed,1 we may assume that Y1

and Y2 are disjoint and ∂G(Y1 ⊔ Y2) = ∂GY1 ⊔ ∂GY2. This yields

I(Γ,G)(r1 + r2) ≤∣∣∂G(Y1 ⊔ Y2)

∣∣ =∣∣∂G(Y1)

∣∣ +∣∣∂G(Y2)

∣∣ = I(Γ,G)(r1) + I(Γ,G)(r2).

1Notice that h(∂GY ) = ∂G(hY ) for all h ∈ Γ and all Y ⊂ Γ.

88 CHAPTER 3. PROBABILITY AND LEFT-ORDERABLE GROUPS

Non-decreasing under groups extensions. If Γ ⊂ Γ1 and G ⊂ G1, then forall r we have

I(Γ1,G1)(r) ≥ I(Γ,G)(r).

Indeed, any finite subset Y ⊂ Γ1 may be decomposed as a disjoint unionY =

⊔k

i=1 Yi, where the points in each Yi are in the same class modulo Γ. SinceG ⊂ Γ,

∂G1Y ⊃ ∂GY =

k⊔

i=1

∂GYi.

Thus,

∣∣∂G1Y

∣∣ ≥k∑

i=1

∣∣∂GYi

∣∣ ≥k∑

i=1

I(Γ,G)

(|Yi|

)≥ I(Γ,G)

( k∑

i=1

|Yi|)

= I(Γ,G)

(|Y |

).

Non-increasing under homomorphisms. If φ : Γ → Γ is a surjective grouphomomorphism and G = φ(G), then, for all r,

I(Γ,G)(r) ≥ I(Γ,G)(r).

Indeed, given a finite subset Y ⊂ Γ, we let Y m :=f ∈ Γ: |φ−1(f)∩Y | ≥ m

.

Clearly, |Y | =∑

m≥1 |Y m|. If we are able to show that

|∂GY | ≥∑

m≥1

∣∣∂GY m

∣∣, (3.1)

then this would yield

|∂GY | ≥∑

m≥1

I(Γ,G)

(|Y m|

)≥ I(Γ,G)

( ∑

m≥1

|Y m|)

= I(Γ,G)

(|Y |

),

thus showing our claim. Now, to show (3.1), every f in ∂GY m may be written

as φ(g)(h) for some g ∈ G and h ∈ Y m. By definition,∣∣φ−1(h) ∩ Y

∣∣ ≥ m, and∣∣φ−1(f) ∩ Y∣∣ < m. Thus, there must be some h contained in the difference

between the former and the latter set. The correspondence y 7→ gh from ∂GY m

into ∂GY is injective, because φ(gh) = f . This shows (3.1).

Suppose now that Γ acts on a linear space V. Given a subspace D ⊂ V anda finite generating set G ⊂ Γ containing id, we define its boundary as

∂GD := G · Y/

D,

3.2. ISOPERIMETRY AND LEFT-ORDERABLE GROUPS 89

where G · D is the subspace generated by g(v) : g ∈ G, v ∈ D. Using now thenotation | · | for the dimension of a vector space, we define the linear isoperi-

metric profile of the Γ-action on V as the maximal function I satisfying, for allfinite dimensional subspaces D ⊂ V,

|∂GD| ≥ I(|D|

).

We denote this function by I∗(V;Γ,G). In the special case where V is the group alge-

bra A(Γ) (regarded as the vector space of finitely-supported, real-valued functionson Γ), we simply use the notation I∗

(Γ,G).

As is the case of I(Γ,G), the function I∗(Γ,G) is subadditive, as well as non-increasing under group extensions. It is unclear whether it is non-increasingunder group homomorphisms. However, we will see that if the target group isleft-orderable, then this property holds (c.f. Proposition 3.2.4).

There is a simple relation between I and I∗ for all finitely generated groups.

Proposition 3.2.1. For every finitely generated group Γ and all r ≥ 0,

I(Γ,G)(r) ≥ I∗(Γ,G)(r).

Proof. To each finite subset Y ⊂ Γ we may associate the subspace DY := Y R

formed by all the functions whose support is contained in Y . We clearly have|Y | = |DY | and |∂GY | = |∂GDY |, which easily yields the claim.

The opposite inequality is not valid for all groups, as the following exampleshows.

Example 3.2.2. If Γ is a group containing a nontrivial finite subgroup Γ0 and Γ0 ⊂ G,then for any finite dimension subspace D ⊂ A(Γ) of finitely-supported functions whichare constant along the cosets of Γ0, we have I∗(Γ,G)

(|D|

)< I(Γ,G)

(|D|

). If Γ is infinite,

this yields I∗(Γ,G)(r) < I(Γ,G)(r), for all r ≥ 0.

Despite the preceding example, the equivalence between I and I∗ holds forleft-orderable groups. (It is an open question whether this is true for torsion-freegroups).

Theorem 3.2.3. If Γ is a finitely generated left-orderable group, then for everyfinite generating system G containing id one has I(Γ,G) = I∗

(Γ,G).

To show this theorem, we will use an argument which is “dual” to that ofProposition 3.2.1.

90 CHAPTER 3. PROBABILITY AND LEFT-ORDERABLE GROUPS

Isoperimetric Domination (ID). Let Γ be a group acting on a set X and ona vector space V. Suppose there exists a map D 7→ YD from the GrassmanianGrV of finite dimensional subspaces of V into the family of subsets of X suchthat:

(i) |D| = |YD|, for all D ∈ GrV;

(ii) |span(⋃

i Di)| ≥ |⋃

i YDi|, for every finite family Di ⊂ GrV.

We claim that, in this case, for every finite generating set G containing id and allr ≥ 0,

I(X;Γ,G)(r) ≥ I∗(V;Γ,G)(r). (3.2)

Indeed, taking any D so that |D| = r, we have |YD| = r and

|∂GD| =∣∣G · D/D

∣∣ =∣∣∣span

(⋃

g∈G

gD)∣∣∣ − |D| ≥

≥∣∣∣⋃

g∈G

YgD

∣∣∣ − |D| ≥∣∣∣span

(⋃

g∈G

gD)∣∣∣ − |YD| = |∂GYD|,

which easily yields (3.2).

ID for left-ordered groups. In view of the above discussion, in order to proveTheorem (3.2.3) it suffices to exhibit an ID from GrA(Γ) to 2Γ. The constructionproceeds as follows. Fix an ordering on Γ. To each finitely-supported, real-valued function ϕ on Γ, we may associate the minimum g ∈ Γ in its support(where the minimum is taken with respect to ). Denote this point by gϕ. Now,if D ⊂ V is a finitely dimensional subspace, then the number of points gϕ whichmay appear for some ϕ ∈ D is finite. In fact, a simple argument of “passing toa triangular basis” using the ordering shows that the cardinality of this subsetYD ⊂ Γ equals |D|, so property (i) above is satisfied. Property (ii) is also easilyverified, thus concluding the proof.

Proposition 3.2.4. Let φ : Γ → Γ be a surjective group homomorphism. If Γ isleft-orderable, then denoting G = φ(G) we have, for all r ≥ 0,

I∗(Γ,G)(r) ≥ I∗

(Γ,G)(r).

Proof. Fix an ordering on Γ, and for each g ∈ Γ denote

A≺g := ϕ ∈ A(Γ) : gϕ ≺ g, Ag := ϕ ∈ A(Γ) : gϕ ≺ g.

3.2. ISOPERIMETRY AND LEFT-ORDERABLE GROUPS 91

Given a finitely dimensional subspace D ⊂ A(Γ), define U = UD : Γ → N0 by

U(g) := dim(

Aφ(g) ∩ D/A≺φ(g) ∩ D

).

Notice that ‖U‖ℓ1 = |D|. Let SU be the subgraph of U , that is,

SU =(g, n) ∈ Γ × N : U(g) ≥ n

.

Since Γ naturally acts on Γ × N and the action is free on each level, we have

|∂GSU | =∑

m≥1

∣∣∂G

(SU∩(Γ × m)

)∣∣ ≥∑

m≥1

I(Γ,G)

(∣∣SU∩(Γ × m)∣∣)

≥ I(Γ,G)

(∑

m≥1

|SU∩(Γ × m)|)

= I(Γ,G)

(|SU |

).

Moreover, one easily convinces that |∂GD| = ∂GSU . Putting all of this togetherwe obtain

|∂GD| = |∂GSU | ≥ I(Γ,G)

(|SU |

)= I(Γ,G)

(‖U‖ℓ1

)= I(Γ,G)

(|D|

)= I∗

(Γ,G)

(|D|

),

where the last equality comes from Theorem 3.2.3.

92 CHAPTER 3. PROBABILITY AND LEFT-ORDERABLE GROUPS

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