Luz Conti and Silvia Luraghi“The Ancient Greek partitive genitive in typological perspective”....
Transcript of Luz Conti and Silvia Luraghi“The Ancient Greek partitive genitive in typological perspective”....
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The Ancient Greek partitive genitive in typological perspective
Luz Conti -Universidad Autónoma de Madrid
Silvia Luraghi - Università di Pavia
Abstract
The paper describes the usage of the partitive genitive in Ancient Greek. We show that
the partitive genitive can take a variety of syntactic functions, including subject, direct
object, complement of other bivalent and trivalent verbs, adverbial, and complement of
preposition. Hence, the partitive genitive is not connected with a specific grammatical
relation: rather, it indicates partial involvement of a referent in an event, which is
usually reflected in a low degree of transitivity. In addition, the partitive genitive may
indicate indefiniteness. From the point of view of discourse organization, partitive
subjects, which often occur in presentative clauses, convey new information and are
never topical. Beside partitive subjects in personal constructions, partitive arguments
also occur in impersonal constructions, in which they can display some behavioral
properties of subjects. Partitive adverbials occur in space and time expressions, mostly
limited to Homeric Greek. Especially when occurring with prepositions, the partitive
genitive indicates that a portion of space is conceived as constituted of detachable units,
as opposed to the accusative. This has various consequences on possible landmarks and
on the structure of trajectories when the same preposition occurs with either case.
Keywords: partitive genitive, Ancient Greek, indefiniteness, degrees of affectedness,
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low transitivity, low involvement.
1. Introduction
In this paper, we give a description of the partitive genitive in Ancient Greek
(henceforth AG). We show that the partitive genitive can occur in a wide variety of
syntactic constructions, partly parallel to the genitive in other Indo-European
(henceforth IE) languages, or to other partitive markers discussed in this book.
Significantly, both direct objects and subjects can be encoded through the partitive
genitive, which does not, thus, indicate a specific grammatical relation. As we show in
the paper, the partitive genitive may be obligatory in a certain construction, or it may
alternate with another case. We argue that, in the latter type of occurrences, the original
motivation for the use of the partitive genitive is the encoding of partial/low
involvement of a referent in an event.
The paper is organized based on the syntactic functions of the partitive genitive,
and is divided into four main sections, devoted to the genitive used as a second
argument (sec. 2), as a subject (sec. 3), as a third argument (sec. 4), and as an adverbial
(sec. 5). Section 6 summarizes the findings. In the remainder of this section, we give a
preliminary survey of syntactic, semantic and denotational features of the AG partitive
genitive.
The AG genitive results from the syncretism of the IE genitive and ablative, as
shown in Fig. 1:
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FIGURE 1: CASE SYNCRETISM AND THE ANCIENT GREEK GENITIVE
Proto-Indo-European genitive
Ancient Greek genitive
Proto-Indo-European ablative
The Proto-Indo-European (PIE) ablative essentially expressed origin, separation
or distance with respect to a landmark, while the genitive had a partitive value, which
constituted the basis for this syncretism.1 From a synchronic point of view,
distinguishing usages of the AG genitive which must be accounted for as based on the
partitive meaning from those that result from syncretism with the ablative is not always
straightforward. Comparison with the other IE languages allows us to reconstruct verb
specific constructions which took a (partitive) genitive second argument, such as those
occurring with some perception verbs.2 However, this task may become more
complicated when the comparative method fails to yield conclusive evidence, and the
genitive depends on verbs which, given their meaning, could in principle take either a
genitive or an ablative complement.
1 The functions of the PIE genitive are traditionally divided into adnominal and adverbal (see Brugmann,
Delbrück 1911: 565-567). In its adnominal function, the genitive indicated the relation between a head
noun and a modifier noun, as it does in all IE languages that preserved and still preserve case marking.
The partitive meaning that we discuss in this paper was typical of the adverbal genitive (Brugmann,
Delbrück 1911: 567).
2 In such cases, the verb can be said to indicate an event unfolding away rather than toward an entity:
consider examples such as „to hear something or someone‟, i.e. to perceive a hint of something or
someone making a noise. This means that the semantic distance of the genitive from the ablative was
relatively small. Along with other factors, this overlap contributed to the syncretism of the IE genitive and
ablative in AG.
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In its partitive usage, grammars traditionally describe the AG genitive as
denoting an entity that is only partially involved in the verbal action (cf. Schwyzer,
Debrunner (1950: 101) and Chantraine (1953: 50-51) among others), being a whole that
can be divided into detachable parts, as shown in Fig. 2:
FIGURE 2: PARTITIVE MEANING OF THE GENITIVE:
In fact, such description of the partitive meaning does not make any distinction
between cases in which the partitive genitive must be understood as a part of a partitive
construction, a pseudo-partitive, (see Koptjevskaja-Tamm 2001), or as an indefinite. We
come back to this issue later on in this section.
From a syntactic point of view, the AG partitive genitive has several uses: it can
function as a second argument, frequently with direct object properties (this is its most
often described usage), as a subject, as a third argument, as an adverbial,3 or as the
complement of a preposition. In practice, it can take any syntactic function, with the
exception of indirect object of verbs of giving or saying: as we show in sec. 4, genitive
third arguments are not indirect objects. Thus, the partitive genitive does not encode a
specific grammatical relation, and does not fulfill the function which is typical of case,
that is, to indicate the relation between and NP and the predicate or the sentence in
3 After Homer, use of the partitive genitive without a preposition became restricted, essentially, to
predicate arguments. In its function as an adverbial the genitive normally occurs in prepositional phrases,
except when it expresses time with a temporal referent (cf. nuktós „during the night‟).
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which it occurs (Blake 1994:1; see further Luraghi 2003: 61-62 and 2009:243-249).
Notably, in many of these functions the partitive genitive is a possible alternative to
another case, which does indicate a grammatical relation (e.g. the nominative for the
subject, the accusative for the direct object, etc.).
The genitive also functions as a predicate in copular and pure nominal sentences
as in (1). This example contains a so-called „genitive of material‟, discussed below, sec.
4.
(1.) állo ti oûn héteros ... ôn
other:NOM INDF.NOM PTC other:NOM be:PTCP.PRS.NOM
líthou ou líthos eî?
stone:GEN NEG stone:NOM be:PRS.2SG
„Then if you are other than stone, you are not stone?‟ (Pl. Euthd. 298a).
Remarkably, in each of the uses we analyze in this paper, the partitive genitive is
generally (much) less frequent in comparison with other expressions.
As noted above, traditional descriptions of the meaning of the AG partitive
genitive do not capture completely all its semantic facets. Let us consider examples (2)-
(5):
(2.) tòn pûr kêai ánôige… optêsaí
DEM.ACC fire:ACC light:INF.AOR order:IMPF.3SG roast:INF.AOR
te kreôn
PTC meat:GEN.PL
„He ordered him to light the fire and roast some meat.‟ (Hom. Od. 15.97s.);
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(3.) tôn kēríōn hósoi éphagon tôn
ART.GEN.PL honeycomb:GEN.PL REL.NOM.PL eat:AOR.3PL ART.GEN.PL
stratiōtôn pántes áphronés te
soldier:GEN.PL all:NOM.PL crazed:NOM.PL PTC
egígnonto
become:IMPF.3PL
„The soldiers who ate of the honeycomb (=specific) all went off their heads.‟ (X.
An. 4.8.20);
(4.) polláki moi katédeusas… khitôna oínou
often 1SG.DAT stain:AOR.2SG tunic:ACC wine:GEN
apoblúzōn
spit.out:PTCP.PRS.NOM
„You often stained my tunic when you spat out wine.‟ (Hom. Il. 9.490-491);
(5.) en d’ Apóllōnos pólei nemomisménon
in PTC Apollo:GEN town:DAT establish:PTCP.PRF.NOM
estì krokodeílou phageîn pántōs hékaston
be:PRS.3SG crocodile:GEN eat:INF.AOR in.all.cases each:ACC
„In the town of Apollonopolis it is an established custom for every person
without exception to eat crocodile.‟ (Plu. Mor. 371.D.5-6).
In (2) and (3) the NPs kreôn and tôn kēríōn refer to parts of specific entities: they can be
translated as „a part of that meat‟, „some of that honeycomb‟. In (4) and (5), on the other
hand, the NPs oínou „some wine‟ and krokodeílou „some crocodile (meat)‟ have generic
reference: the partitive genitive does not denote a part of a specific entity; rather, it
functions as a marker of indefiniteness, and indicates an indefinite quantity of an
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unbounded, non-specific entity.
Note that in examples (2) and (4) from Homer it is only the context that can
disambiguate between partitive construction and indefinite partitive: in the Homeric
epic the definite article is not yet fully grammaticalized. Consequently, it is not always
easy to determine if the referent of a noun is definite or indefinite. Examples (4) and (5),
on the other hand, show a different distribution of the definite article with respect to the
two types of partitive genitive in Classical Greek, after full grammaticalization of the
definite article. In (3), in which we find a partitive construction, the article also occurs,
while in (5), in which the genitive functions as a marker of indefiniteness, we do not
find the article. According to Napoli (2010), who has analyzed the use of the partitive
genitive limited to consumption verbs, occurrence vs. non-occurrence of the definite
article indicates a distinction between partitive vs. pseudo-partitive construction (as in „a
cup of that coffee‟ vs. „a cup of coffee‟, in which the NP „of coffee‟ is non-referential;
cf. Koptjevskaja-Tamm 2001, 2006). However, the above examples do not
straightforwardly support this hypothesis, as the usage of the partitive without an article
does not seem to be limited to pseudo-partitive constructions: indeed, examples (4) and
(5) do not contain pseudo-partitives. Rather, the genitive indicates indefinitenessand
non-specificity. In addition, the definite article with partitive subjects seems to work in
the contrary way, as it occurs with indefinite partitives (see below, sec. 3).
2. Genitive second arguments
When the genitive is used as the second argument of a verb, one finds two different
types of construction. In the first type, the genitive, though originally a partitive, does
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not indicate that only a part of a referent is affected. Rather, the occurrence of the
genitive is conditioned by the verb. In Homer and, to a lesser extent, in later authors, the
genitive in such constructions usually alternates with the dative or with a prepositional
phrase. In addition, some verbs (typically verbs of perception or mental activity) may
occur with the genitive or with the accusative, with no clear semantic difference. All
verbs in this group are low transitivity predicates, which do not indicate a change of
state. Low involvement is reflected by low transitivity, and in particular by the absence
of a change of state undergone by a Patient: genitive second arguments are semantically
Themes, rather than Patients.
In the second type of construction, which is less frequent, the genitive can occurs
with transitive verbs, some of which indicate change of state, and alternate with the
accusative. This alternation is semantically relevant: the genitive in such occurrences
indicates either low or partial affectedness, while the accusative indicates high or total
affectedness. This type of usage is more frequent in Homeric Greek, and becomes less
frequent in later authors. In principle, it is possible with any transitive verb; in practice,
however, it is most often attested with specific groups of verbs, such as verbs of
consumption and verbs that mean „touch‟/„reach‟, such as tugkhánō and lambánō.
Genitive objects in this second type of construction can be real Patients and undergo a
change of state. Low involvement is substantiated by the fact that only a part of their
referent is affected.
2.1. Non-motivated alternation between the genitive and other cases
As shown in examples (6)-(8), with certain verbs the dative or a prepositional phrase
with the dative can refer to the same extra-linguistic reality as the genitive. Therefore, it
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is difficult to determine whether the meaning of the genitive differs from that of other
types of expression:
(6.) hòs mega pántōn Argeíōn ḗnasse
REL.NOM mightily all:GEN.PL Argives:GEN.PL rule:IMPF.3SG
„Who ruled mightily over all the Argives.‟ (Hom. Il. 10.32-33);
(7.) ... pâsin nekúessi kataphthiménoisin anássein
all:DAT.PL corpse:DAT.PL perish:PTCP.AOR.MID.DAT.PL rule:INF.PRS
„... to be the lord among all the dead that have perished.‟ (Hom. Od. 11.491);
(8.) andrássin en polloîsi kaì iphthímoisin
man:DAT.PL in many:DAT.PL PTC brave:DAT.PL
anássōn
rule:PTCP.PRS.NOM.SG
„Ruling over many brave heroes.‟ (Hom. Od. 19.110).
Remarkably, the verb ánassein „reign‟, „govern‟ belongs to a group of verbs that
can take the locative in IE languages (see Brugmann, Delbrück 1911: 513 and Dahl, this
volume with examples from Indo-Iranian). Such verbs often have an animate second
argument which does not undergo a change of state. Similarly, verbs that take the dative
often have animate second arguments and do not indicate change of state, as the verb
amúnō „help‟ in example (9):
(9.) Hellēnída eînai automoléein ek
or Greek:ACC.SG be:INF.PRS or flee:INF.PRS from
tôn barbárōn kaì autoîsi amúnein
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ART.GEN.PL barbarian:GEN.PL and 3PL.DAT.PL help:INF.PRS
„[The ship] was either Greek, or a fugitive from the barbarians helping them.‟
(Hdt. 8.87.4).
In general, all verbs with a dative/genitive alternation are low transitivity predicates,
which indicate a low degree of affectedness, as the patient does not undergo a change of
state.
Examples (10) and (11) feature another kind of dative/genitive alternation, based
on the instrumental meaning of the dative:
(10.) epeì k’ olooîo tetarpṓmestha góoio
When PTC dire:GEN enjoy:PRF.M/P.1PL groan:GEN
„When we have taken our fill of dire lamenting.‟ (Hom. Il. 23.10);
(11.) philótēti trapeíomen
love:DAT enjoy:AOR.MID.1PL
„We take our joy in love.‟ (Hom. Il. 3.441).
The AG dative is a syncretic case, which resulted from the merger of the IE dative,
locative and instrumental. Alternation of the instrumental and the genitive with the class
of verbs discussed here is also quite typical of IE languages (see Brugmann, Delbrück
1911: 583-584). Examples (10) and (11) show that in AG the verb térpesthai „enjoy‟
can take either an instrumental dative or a partitive genitive (cf. English „satiate
with/of‟). Such alternation also occurs with certain types of third arguments and
adverbials (see section 4 below).
As in the case of the alternations with the dative, the alternation of the genitive
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with the accusative does not seem to give rise to semantic differences with certain types
of verb, such as verbs of perception and mental activity:4
(12.) tákha dè mnēsthai émellon Argeîoi …
soon PTC remember:INF.AOR be.about.to:IMPF.3PL Argives:NOM.PL
Philokḗtao ánaktos
Philoctetes:GEN king:GEN
„But soon the Argives would remember their king, Philoctetes.‟ (Hom. Il. 2.724-
725) ;
(13.) Tudéa d’ ou mémnēmai
Tydeus:ACC PTC NEG remember:INF.PRF
„But I don‟t remember Tydeus.‟ (Hom. Il. 6.222).
Occasionally, the genitive may indicate an entity which is fully affected by the
event denoted by the verb, as in (14). In such cases, the genitive alternates with the
accusative, which occurs in (15):
(14.) laboménē tôn gounátōn
clasp:PTCP.AOR.NOM.SG.F ART.GEN.PL knees:GEN.PL
„And she, clasping his knees…‟ (Hdt. 9.76.11);
(15.) ... lábe dískon
clasp:AOR.3SG disc:ACC
„He clasped a disc.‟ (Hom. Od. 8.186).
4 On genitive-accusative alternation with perception verbs, see further Luraghi and Sausa (2012).
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Even though synchronically there is no semantic difference connected with case
alternation in (14) and (15), a semantic motivation can be detected for the origin of the
usage of the partitive genitive here: partitivity in such occurrences is connected with the
fact that the entity is conceived as a part of a whole.
2.2. Semantically motivated alternation between the genitive and the accusative
In some cases, mostly with verbs of consumption, the genitive/accusative alternation
reflects an obvious difference in meaning, based on partial vs. total affectedness. This
alternation can be understood in two different ways:
a) A referent is affected to a low extent, i.e. it does not undergo a change of state.
The verb can have different degrees of transitivity, which are specified by the
case: again, as with the verbs discussed in sec. 3.1, the accusative is connected
with high transitivity and change of state.
b) Only a part of a referent is affected by an event denoted by a high transitivity
predicate, and undergoes a change of state, while the rest of it remains
unaffected. In this latter case, the difference between the genitive and the
accusative does not lie in different degrees of transitivity, but rather in the extent
to which a referent undergoes a change of state.
Partial affectedness as in (a) is shown in examples (16) and (17). Whereas in
(16) the accusative object indicates that a referent is actually reached, that is, that the
action denoted by the verb is carried out and achieves its intended effects, in (17) the
genitive indicates the opposite: in fact, Hector does not reach his boy, who gets scared
at his father‟s helmet plume (cf. Hom. Il. 6.467-470, and see the discussion in Luraghi
2011: 337 regarding case alternation with this verb):
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(16.) hoppóterós ke phthêisin orexámenos
INDF.NOM.SG PTC overtake:SBJV.AOR.3SG reach:AOR.PTCP.NOM
khróa kalón
flesh:ACC fair:ACC
„Which of the two will first reach the other's fair flesh.‟ (Hom. Il. 23.805);
(17.) hṑs eipṑn hou paidòs oréxato
so say:AOR.3SG 3SG.GEN child:GEN reach:AOR.3SG
phaídimos Héktōr
glorious:NOM Hector:NOM
„So saying, glorious Hector tried to reach his boy.‟ (Hom. Il. 6.466).
Examples (18)-(21) demonstrate partial affectedness and low involvement as
understood in (b): the referent of the direct object undergoes a change of state in all
occurrences, but (19) and (21) refer to a whole, while (18) and (20) only refer to an
indefinite quantity of the referent involved.
(18.) óphra píoi oínoio
for drink:OPT.3SG wine:GEN
„In order to drink some wine.‟ (Hom. Od. 22.11);
(19.) pine te oînon
drink:IMP.2SG PTC wine:ACC
„Drink the wine!‟ (Hom. Od. 15.391);
(20.) pleúsantes es Leukáda tḕn Korinthíōn
sail:PTCP.PRS.NOM.PL to Leucas:ACC ART.ACC Corinthian:GEN.PL
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apoikían tês gês étemon
colony:ACC ART.GEN land:GEN ravage:AOR.3PL
„Sailing to Leucas, the colony of the Corinthians, they ravaged part of the
country.‟ (Thuc. 1.30.2);
(21.) hoi Ēleîoi ... Lepreatōn tḕn gên
ART.NOM.PL Elean:NOM.PL Lepreate:GEN.PL ART.ACC land:ACC
étemon
ravage:AOR.3PL
„The Eleans ravaged the land of the Lepreates.‟ (Thuc. 5.31.3.)
In certain occurrences, with plural count nouns, the partitive genitive does not
indicate that an indefinite quantity of the entities that constitute the whole is affected.
Rather, it refers to a single, unspecified individual, as in (22):
(22.) Adrḗstoio d’ égēme thugatrôn
Adrastos:GEN PTC marry:AOR.3SG daughter:GEN.PL
„He married (one) of Adrastos’ daughters.‟ (Hom. Il. 14.121).
In such cases, too, the partitive genitive can alternate with the accusative, as shown in
(23). Note that gunaîka „a woman‟ in (23) is also indefinite, and it does not refer to a
specific woman already known form the previous context:
(23.) éntha d’ égēme gunaîka
there PTC marry:AOR.3SG woman:ACC.SG
„There he married a woman.‟ (Hom. Od. 15.241).
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Remarkably, reference to a single, indefinite entity belonging to a given set is
also possible with verbs that normally admit alternation of the genitive and the
accusative with no change of meaning, and do not indicate change of state, such as
perception verbs. Consider example (24):
(24.) hōs ep’ exódōi klúō tôn éndothen
as at exit:DAT hear:PRS.1SG ART.GEN.PL inside
khōroûntos
run:PTCP.PRS.GEN.SG
„I hear as though [one] of them inside was running out at the exit.‟ (S. El. 1322;
from Nachmanson 1942: 17).
In (24) the fact that the genitive NP tôn éndothen „those inside (pl.)‟ functions as a
partitive is shown by the occurrence of khōroûntos „running (sg.)‟, which limits the
reference of the genitive NP to one.
As the examples show, the genitive typically occurs in the place of a direct
object: as already remarked, it indicates that a part of a referent undergoes the effects of
the event, possibly a change of state, indicated by the verb. As often noted, the partitive
indicates partial affectedness; crucially, however, in the occurrences discussed in this
section partial affectedness does not always coincide with a low degree of affectedness.
To the contrary, the part of the referent which undergoes the effects of the state of
affairs may be affected to any degree, including high, as it can undergo a change of
state: typically, partitive expressions occur with verbs of ingestion, which imply that the
referent of the direct object is consumed.
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To sum up, in AG the partitive genitive can indicate indefiniteness of direct
objects, but just sporadically (cf. examples (4) and (5)). This limitation partly follows
from the fact that, as we have seen above, the genitive also enters partitive
constructions; in addition, genitive direct objects are obligatory with numerous verbs.
Such constituents are real direct objects, as shown by possible passivization (see Conti
1998, Luraghi 2010); typically, they occur with low transitivity verbs, which do not
indicate a change of state, such as verbs of perception, mental activity, or verbs that
mean „touch‟ or „reach‟. Some verbs allow for accusative/genitive variation; in some
cases, such variation triggers different meanings of the verb, but in most cases factors
that affect it are harder to indicate. In any case, when different meanings are available in
such contexts, the genitive typically indicates lower transitivity and a lesser degree of
affectedness. An example is the verb orégein „reach (out)‟ in Homeric Greek, which
indicates that the referent of the direct object is actually reached only with the
accusative, while the genitive indicates failure to accomplish the action (see Luraghi
2011 for details). Indeed, partial involvement, or low participation, of the Patient, which
is characteristic of the genitive, is generally considered a clear indicator of a low degree
of transitivity.5 Other factors that also determine transitivity, such as the degree of
control by the Agent or Experiencer over the event, the absence or presence of negation
in the sentence and the telic or atelic nature of the state of affairs described in the
sentence, also seem to have some influence over use of the AG genitive. The specific
importance of each of these factors and their possible interconnection, however, remain
to be determined.6
5 On the parameters that determine transitivity in a sentence, see Hopper- Thompson (1980).
6 For partial analyses of some of these factors in AG, see Conti (2002), (2010a), Napoli (2010) and Riaño
(2005).
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Both the verbs that only take the genitive and the low transitivity verbs that
allow for alternation with the accusative, here described in (a), are in sharp contrast with
the verbs in (b), with which the genitive has a clear partitive interpretation and can
indicate indefiniteness, as seen in sec. 3.1. Indeed, when the genitive functions as a
partitive or as a partitive construction it does not indicate a low transitivity or a low
degree of affectedness. Rather, low participation of the referent in the event is borne out
by the fact that only a part of a certain referent is affected by the event itself. The degree
of affectedness can be high, and it can imply change of state, as with verbs of
consumption. In the case of genitive/accusative alternation, as shown in (18)-(21), there
is no difference triggered by degrees of affectedness: rather, the difference lies in the
fact that the partitive genitive signals that only a part of the referent is affected, to the
same degree as signaled by the accusative.
3. Genitive subjects
In AG the partitive genitive is used very sporadically as a (non-canonical) subject. This
use is attested since Homer, albeit rarely. Undoubtedly, the phenomenon is an IE
legacy.7 Before describing this usage, we briefly summarize the properties of canonical
subjects in AG.
Prototypical subjects, canonically encoded in the nominative, display a number
of pragmatic, semantic and morphosyntactic properties that reflect both their relevance
7 In recent years, many works have been devoted to the analysis of non canonical subjects in both Indo-
European and non Indo-European languages. On this topic see, among others, Aikhenvald, Dixon (2001),
Baños (2003), Bhaskararao, Subbarao (2004), Barðdal (2006) Barðdal, Eythórsson (2003, 2009)
Eythórsson, Barðdal (2005), and Seefranz, Montag (1983, 1984). Dahl (this volume) discusses partitive
genitive subjects in Indo-Iranian.
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in comparison to other arguments and their close ties to the verbal predicate. This is
shown by the tendency for subjects to be chosen as topic, and take semantic roles such
as Agent, Experiencer or Force.8
Syntactic properties of subjects are more difficult to pinpoint. In Greek, control
of reflexive pronouns, possible elision, and control of elliptical (null) arguments, often
taken as behavioral properties of subjects in other languages, are not solely
characteristic of subjects.9
In contrast, coding properties, in particular agreement in number and person with
the verbal predicate, do seem to differentiate the subject from other arguments.
Typically, nominative subjects agree with the verb. Although some sporadic instances
are found involving lack of agreement between a nominative subject and the verb, as we
will see in (4.1), no agreement is documented between the predicate and other
arguments.10
Thus, nominative marking is characteristic of canonical subjects in AG.
Constituents which, although not encoded in the nominative case, display some
subject properties, whether these are semantic, pragmatic or morphosyntactic, are
considered non-canonical subjects. Remarkably, the genitive can function as a non-
8 On the functions of prototypical subject in natural languages, see Keenan (1976), Keenan, Comrie
(1977) and Dik (1997: 357-358).
9 The syntactic properties of subjects as defined by Cole, Harbert, Hermon and Sridhar (1980) in a
typological paper remain a point of reference in the analysis of Indo-European languages. On the
peculiarities of subjects in AG, cf. Conti (2010b).
10 Note that, in argument clauses with the infinitive the subject is encoded by the accusative case. All
other arguments remain unchanged: ho nomothétēs títhēsi toùs nómous „The policymaker (nom)
establishes the laws (acc)‟ vs. oîmai tòn nomothétēn toùs nómous tithénai „I believe that the
policymaker (acc) establishes the laws (acc)‟. In the event of coreference with any of the arguments of the
main clause, the subject of the infinitive clause may be omitted, or it can remain in the nominative, see
Luraghi (1999).
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canonical subject both in personal and in impersonal constructions in AG. The
following sections illustrate its features.
3.1. Non-canonical subject in personal constructions
3.1.1 Syntactic properties
In contrast to other ancient and modern IE languages, in which partitive subjects often
do not agree in number and person with the predicate, in AG agreement between
genitive subjects and the predicate is systematic.11
Homer gives us the first possible
example of agreement between a genitive, in the plural, and the verb, also in the plural.
Apart from other possible interpretations (on which see Conti, 2010d), this passage
allows us to analyze the genitive as a non-canonical subject. Due to the fact that in
Homer the forms of autós are still employed -leaving aside a few exceptions- with an
emphatic value, and not as forms of the third person anaphoric pronoun, autôn may be
interpreted as expression of the focus (Conti 2010d: 9-10):
(25.) autôn gàr sphetárēisin atasthalíēisin ólonto
DEM.GEN.PL PTC own:DAT.PL wickedness:DAT.PL perish:AOR.MID.3PL
11 Comparison with other IE languages suggests that lack of agreement between the genitive and the
predicate predates agreement between the two: non-canonical subjects acquire agreement with the
predicate as they gradually move closer to prototypical subjects. With regard to this phenomenon, see
among others Sasse (1982) and Seefranz, Montag (1984). On lack of agreement between partitive
subjects and verbal predicates in Latin, Germanic Slavic, see Conti (2010a: 101-102 and fn. 18 and 19).
He development outlined above is in line with the „behavior before coding‟ principle (Haspelmath 2010),
which predicts that behavioral properties precede coding properties (e.g. agreement) when a new
construction arises, as in this case the partitive subject construction.
20
„They (viz. Odysseus‟ comrades) perished, indeed, through their own blind folly‟
(Hom. Od. 1.7-9).
Thus far we have not been able to find any example of lack of agreement
between the genitive and the verb,12
except for some involving forms of existential
verbs such as e.g. eimí „to be, exist‟. However, it must be noted that for the verb eimí
lack of agreement is not limited to genitive subjects: rather, it can also be found with
nominative (i.e. with canonically marked) subjects. Compare example (26) with (27)
and (28):
(26.) tôn dè polemiōn ên hoùs
ART.GEN.PL PTC enemy:GEN.PL be:IMPF.3SG REL.ACC.PL
hupospóndous apédosan
under.truce:ACC.PL return:AOR.3PL
„And there were some of the enemies, who they returned under a truce.‟ (Xen.
Hell. 7.5.17);
(27.) kaì éstin hoì etúnkhanon
and be:PRS.3SG REL.NOM.PL.M reach:IMPF.3PL
kaì thōrákōn kaì gérrōn
and breastplate:GEN.PL and shield:GEN.PL
„And there were some that made it to breastplates and shields.‟ (Xen. Cyr.
2.3.18);
12 For the analysis of the genitive in subject function we selected works by Homer, Aeschylus, Herodotus,
Sophocles, Euripides, Thucydides, Aristophanes, Plato, Xenophon, Aristotle and Plutarch. We also
reviewed the contents of the Hippocratic Corpus.
21
(28.) ésti dè heptà stádioi
be:PRS.3SG PTC seven stadia:NOM.PL
ex Abúdou es tḕn apantíon
from Abydos:GEN to ART.ACC opposite.shore:ACC
„There are seven stadia between Abydos and the opposite shore.‟ (Hdt. 7.34.4).
Thus, rather than being an archaic feature of partitive subjects, this usage reflects
grammaticalization of the genitive in its function as non-canonical subject.13
In addition to agreement with the predicate in number and person, the genitive
also displays another interesting morphosyntactic property: it can head attributive or
predicative constituents in the nominative. This is the case with the nominative
participle thēreuthéntes in (29), which has a predicative function with respect to the
genitive autôn (see further the nominative mégiston in example (33), which functions as
an attribute of the genitive subject tês diaitētikês):
(29.) eisì gàr autôn kaì parà basiléi tôn
be:PRS.3PL PTC they:GEN.PL and by king:DAT ART.GEN.PL
Perséōn entheûten thēreuthéntes
Persian:GEN.PL there capture:PTCP.AOR.PASS.NOM.PL
„There are (some) of these (sc. ants), captured there, even by the king of the
Persians.‟ (Hdt. 3.102.2).
13 Lack of agreement between the subject and the predicate is not limited to eimí, but also occurs with
forms of gígnomai „become, exist, come into being‟. Evaluation of the semantic and pragmatic
peculiarities of both verbs in these contexts could turn up interesting results.
22
Genitive subjects can also occasionally occur with the infinitive in complement
clauses, in which one normally finds the accusative (cf. fn. 9), as shown in the following
example, in which the genitive pronouns sphôn and ekeínōn are subjects of an infinitive:
(30.) éphasan … epimignúnai sphôn te
say:AOR.3PL intermingle:INF.AOR 3PL.GEN PTC
pros ekeínous kaì ekeínōn pros heautoús
toward DEM.ACC.PL and DEM.GEN.PL toward REFL.ACC.PL
„They said that some of them (sc., the Carduchians) intermingled with those
people, and some of those people with them.‟ (X. An. 3.5.16).14
Apparently, there is a difference in the use of the definite article with partitive
subjects and partitive objects. As remarked in sec. 1, when the partitive genitive
indicates indefiniteness it occurs without the definite article (cf. example (5) above). On
the other hand, the definite article tends to occur in partitive constructions. In the case of
genitive subjects, apparently, indefiniteness can also be indicated by genitive NPs with
the definite article, as shown in example (31):
(31.) en hósoisi toû liparoû enên
in INDF.DAT.PL ART.GEN fat.GEN be:IMPF.3SG
„There was fat even in them (sc. the bones).‟ (Hp. Carn. 4.6).
14 The predicate allows for a reciprocal reading. It seems, then, that the degree of agency of the subjects is
not high.
23
3.1.2. Semantic and denotational properties
The denotational properties of genitive subjects display no peculiarities in comparison
with genitive second arguments: case marking indicates that one or several entities are
partially involved, to an indeterminate extent, in the event expressed by the verb.
From a semantic perspective, the genitive is generally associated with the
expression of semantic roles far removed from the Agent. Genitive subjects are
normally Patients or Themes, as in the examples already discussed, and in (32) and
(33):
(32.) hṓste ouk apéthanon autôn
so.that NEG die:AOR.3PL DEM.GEN.PL
„So none of them (viz. of the Athenians) died.‟ (X. Hell. 4.2.21);
(33.) tês diaitētikês esti mégiston
ART.GEN.SG diet:GEN be:PRS.3SG great:SUP.NOM
paratēréein kaì phulássein
observe:PRS.INF and supervise:PRS.INF
„Some aspects related to the diet are the most necessary things to observe and
supervise.‟ (Hp. Acut. 22.1).
The genitive is also used as a subject of predicates expressing culmination, such
as those meaning „arrive‟, „appear‟, „disappear‟, „fall asleep‟, and so on, which denote
achievements. Such verbs are cross-linguistically most often unaccusative, and their
subjects are syntactically treated as patients (see Levin, Rappaport Hovav 1995). An
example is (34):
24
(34.) en khṓrai épipton hekatérōn
in place:DAT.SG fall:IMPF.3PL both:GEN.PL
„Men of both sides fell in their position.‟ (X. Hell. 4.2.20).
Partitive subjects of unaccusative verbs also occurs in Slavic and in Basque (cf.
Miklosich (1883: 357) on Slavic languages in general and Timberlake 2004 on Russian;
on Basque, see Etxeberria (this volume) and Aritmuño (this volume)). In other
languages, both IE and non-IE, like Lithuanian and Finnish, use of partitive expressions
also extends to unergative verbs, but remains much more frequent with unaccusatives
(see Senn (1966: 392-395), Huumo (2003) respectively, and Luraghi and Kittilä (this
volume)).
3.1.3. Pragmatic aspects
From a pragmatic point of view, genitive subjects normally have a non-topical function,
as they refer to participants that are newly introduced into discourse. Indeed, they often
appear in presentative clauses, in accordance with the fact that the partitive genitive is a
marker of indeterminacy/indefiniteness. When the genitive denotes several human
entities, both the identity and the number of individuals involved in the event are also
indefinite. This feature contrasts with typical characteristics of topical elements, which
must be easily identifiable both for the speaker and for the hearer.
The non-topical nature of genitive subjects is in accordance with their frequent
post-verbal position in the sentence, as seen in examples (29), (32) and (34). As
remarked above, items chosen as topics are typically definite, as they have been
introduced earlier in discourse, while partitive subjects are indefinite. Indeed, post-
25
verbal position is a frequent feature of indefinite subjects across languages. For
example, Lyons (1999: 88) remarks that in Chinese “[t]he verbs that allow a post-verbal
subject are those of appearance or location, some verbs of motion and few other”: in
other words, the same verbs that typically allow for partitive subjects in AG. Lyons
further observes that these verbs are unaccusative, and concludes that unaccusative
verbs allow for post-verbal subjects in many languages including English, under the
constraint that the subject NP is indefinite. In the Romance languages, in which the
partitive article functions as an indefinite, such indefinite and non-topical subjects are
also typically post-verbal, as shown in the following Italian examples (see further
Carlier, Lamiroy, this volume):
(35.) Si è sparso del sangue.
REFL be:PRS.3SG shed:PTCP.M.SG of.DEF.ART.M.SG blood(M):SG
„(Some) blood was shed.‟
(36.) Arrivano dei soldati.
arrive:PRS.3PL of.DEF.ART.M.PL soldier(M):PL
„Some soldiers are coming.‟
The genitive systematically denotes entities that do not participate in the speech
act: this is the pragmatic reflex of low participation, the main feature of partitive
genitive arguments. As a consequence, partitive genitive subjects are typically encoded
in the third person, either singular or plural. The non-topical nature of genitive subjects
is also a reason for this: as is widely known, first and second person pronouns are
closely linked to expression of the topic. Indeed, speech act participants are often
26
chosen as topics in discourse.15
3.2. Negation
Handbooks of AG and other ancient IE languages highlight the frequent occurrence of
the partitive genitive in negative sentences. In fact, in Lithuanian and Slavic, second
arguments of verbs in negative sentences are, with few exceptions, encoded through the
partitive genitive (cf. Miklosich 1883: 498-499, 1966: 392- 419 and Timberlake 2004).
Furthermore, in Slavic languages genitive subjects mostly occur in sentences with
negative polarity (cf. Miklosich 1883: 357-358 and Večerca 1993: 75). As shown in
Miestamo (this volume), the occurrence of partitive cases with negation is not limited to
IE languages. However, it seems to be a phenomenon best detectable in (some)
languages of Europe, as “[t]he requirement that a case with a partitive function be used
on NPs under the scope of negation is not found outside the familiar European
languages.” (see Etxeberria this volume, and Aritmuño, this volume on Basque, and
Miestamo this volume for examples from Balto-Finnic languages).
In AG occurence of the genitive under the scope of negation is sporadic, and is
apparently limited to genitive subjects.16
Example (32) and the passage cited below in
15 Note further that first and second person pronouns are located at the top of the animacy hierarchy. The
genitive, in its turn, rather denotes entities that do not occupy the highest position in animacy hierarchy,
but are located lower down on the scale, such as human entities that are not speech-act participants, non-
human animate entities and inanimate entities. On animacy and topic > comment hierarchies, see among
others Dik (1997: 357-358).
16 We did not find evidence of a similar tendency for the use of the genitive as second argument.
However, as far as we know an exhaustive analysis of all available data is needed to enable definite
conclusions to be made on this point.
27
(37) provide examples of genitive subjects in negative sentences:
(37.) pánta péphraktai kouk éstin opês
all:NOM.PL.N fence.in:PRF.M/P.3SG and+not be:PRS.3SG hole:GEN
oud’ ei séphrōi diadûnai
not if mosquito:DAT creep:INF.AOR
„Everything is squeezed together and there is no room even for a mosquito to go
through.‟ (Ar. Vesp. 352).
The tendency observed in languages of different genetic affiliation to employ the
partitive genitive, or the partitive case if available, as the subject of intransitive verbs,
and more specifically, unaccusative verbs (cf. Miestamo this volume) under the scope of
negation is explained in Conti (2010a) as follows. Unlike canonical subjects, partitive
subjects are especially characterized by a low degree of agentivity. In intransitive
clauses, sentence negation is a factor that diminishes the subject‟s agentivity. Indeed,
sentence negation indicates that the state of affairs described in the sentence cannot be
brought about, and, consequently, that the agent/subject cannot perform or carry out its
potential agentivity. Remarkably, the semantic effect achieved by the occurrence of the
partitive genitive under the scope of negation is specular to the effect achieved by the
occurrence of partitive genitive objects in affirmative clauses. In the latter, the partitive
genitive indicates low affectedness of the Patient, whereas in the former it indicates low
agentivity. Thus, it is hardly surprising that negation and the partitive genitive or the
partitive case can occur in intransitive sentences featuring a predicate that takes a non-
agentive subject, and in transitive sentences in which the verb does not indicate a
change of state.
28
3.3. Impersonal constructions
The partitive genitive is also used with a small set of impersonal constructions. In such
occurrences, genitive NPs co-occur with NPs in the dative or the accusative, which
denote animate, generally human beings. Genitive NPs in their turn may indicate either
animate or inanimate entities (see Conti 2010b, c). Typically, dative or accusative NPs
are Experiencers, while genitive NPs are Stimuli.
In recent studies on non-canonical, or non-nominative subjects, the construction
described above has been extensively studied in numerous IE and non IE languages (see
for example the papers in Bashkararao, Subbarao (2004) and, on IE languages, Barðdal,
Eythórsson (2009) among others). Cross-linguistically, it occurs with verbs of emotion,
perception, mental activity, and physical sensation, that is, experiential predicates.17
The
Experiencer NP is normally understood as the non-canonical subject of these verbs,
based on the fact that it tends to show behavioral properties of subjects, though not
being coded in the canonical subject case (i.e. the nominative). However, genitive
Stimuli also exhibit some subject properties, as we will show below.
In AG, constructions of this type are restricted to verbs of feeling and verbs of
lacking or needing: mélei tiní (dat) tinos (gen) „there is care for something to
somebody‟, „somebody cares for something‟, metamélei tiní (dat) tinos (gen)
„somebody repents for something‟, deî tiní (dat) / tiná (acc) tinos (gen), ellépei tiní
(dat) tinos (gen) and khrḗ tiná (acc) tinos (gen) „there is need of something for
somebody‟:
17 See further Moreno (1990a) and (1990b), Bossong (1998), Bauer (2000) Haspelmath (2001), Cuzzolin,
Napoli (2008), and Barðdal, Eythórsson (2009). For the Germanic languages, see Barðdal (2006).
29
(38.) Zēnì tôn sôn mélei pónōn
Zeus:DAT ART:GEN.PL POSS.2SG.GEN.PL care:PRS.3SG sorrow:GEN.PL
„Your sorrows interest Zeus.‟ (Eur. Heracl. 717);
(39.) autòn gár se deî promēthéōs
DEM.ACC.SG PTC 2SG.ACC need:PRS.3SG provident:GEN
„You yourself have need of someone who thinks ahead.‟ (A. Pr. 86).
Contrary to some other IE languages, notably Latin (Cuzzolin, Napoli 2008) and
Germanic (Barðdal 2006), in AG we are dealing with constructions that are only
documented sporadically. In Homer and Herodotus, these constructions are even less
frequent than in later authors. This fact is difficult to explain if we accept, as
comparison with other IE languages suggests, that verbs of emotion already featured
non-canonical subjects in PIE (see Wackernagel 1920: 117, Brugmann 1925: 24-26,
Hermann 1926: 290-291 and more recently Barðdal, Eythórsson 2009). In addition, it
must be borne in mind that in AG constructions featuring non-nominative subjects are
gradually replaced by canonical constructions, with nominative subjects. We can
therefore conclude that the constructions that we are now analyzing are residual,
although their evolution features some rather disharmonious stages.18
Leaving aside the diachronic interpretation of these constructions in AG, the
18 The prevailing world view in works by a given author and the stylistic resources that characterize each
literary genre also unquestionably act as conditioning factors, determining the extent to which impersonal
constructions are used. Therefore, it is not surprising that impersonal constructions are much more
frequent in tragedy, where reality is governed by uncontrollable, distant forces, than in the Homeric
poems, whose heroes and gods fight for control over the events they experience.
30
characteristics of the genitive in the selected documents are described below.19
From a
semantic point of view, the genitive denotes the triggering factor behind the state of
affairs described in the sentence, i.e. the Stimulus (see, among others, Verhoeven, 2007:
54-55 on this semantic role). A loose relationship between the notion Stimulus and
those of Agent and Force, all triggering factors of a certain state of affairs, explains the
existence of personal constructions such as those shown in examples (40)-(41). In these
passages, the Stimulus is coded in the nominative; it corresponds to the genitive of the
impersonal constructions discussed in this section (see examples (42)-(44)):20
(40.) eím’ Oduseùs Laertiádēs, hòs …
be:PRS.1SG Odysseus:NOM.SG son.of.Laertes:NOM.SG REL.NOM.SG
ánthrṓpoisi mélō ...
man:DAT.PL care:PRS.1SG
„I am Odysseus, son of Laertes, of great interest to men.‟ (Hom. Od. 9.19-20);
(41.) ... hōs autoîsi metamélēi pónos
that DEM.DAT.PL repent:SBJV.PRS.3SG penalty:NOM.SG
„...that the penalty will make them repent.‟ (Aesch. Eum. 771).
In so-called impersonal constructions, the genitive features one behavioral
property of subjects: it can be used in coordination with clauses that contain infinitives
19 Works analyzed include those of Homer, Aeschylus, Sophocles, Euripides and Aristophanes. Among
prose writers, works have been selected from Herodotus, Thucydides, Plato, Xenophon, Demosthenes and
Plutarch (Conti 2010b).
20 It can be argued that the dative Experiencer has subject properties in these occurences, as in those in
which the Stimulus is in the genitive, see below, the discussion of examples (43) and (44). We do not
pursue this issue further here, as it lies beyind the scope of the present paper.
31
and accusative subjects. It is widely accepted that coordination between two elements is
only possible if their syntactic, semantic and pragmatic functions are equivalent (cf.
Dik, 1997: 189-190):
(42.) ou nautikês kaì phaúlou stratiâs mónon
NEG fleet:GEN and insignificant:GEN army:GEN only
deî, allà kaì pezòn polùn xumpleîn
need:PRS.3SG but also infantry:ACC large:ACC sail.with:INF.PRS
„Not only are a fleet and an insignificant army needed, but also a large infantry
force to sail with them.‟ (Th. 6.21.1).
In complement clauses, genitives in impersonal constructions are not elided in
the case that they are coreferential with the subject of the governing clause. Canonical
subjects are either elided, or they may surface in the nominative or in the accusative (see
Luraghi (1999) and above, fn. 9):
(43.) póthen? Tí d’ autêi soû
how why PTC 3SG.DAT.F 2SG.GEN
mélein dokeîs, téknon?
matter:INF.PRS think:PRS.2SG son:VOC
„How is that? Why do you think, son, you matter to her?‟ (Eur. El. 657).
In (43), the genitive does not function syntactically as a subject. The passage
does not provide syntactic cues as to the status of the dative: note however that in other
occurrences the dative NP does in fact display the syntactic behavior typical of subjects
32
(cf. Conti 2010c: 263-264). Thus, the dative may qualify as a non-canonical subject as
well, as we will show below.
In terms of pragmatic properties, the data show that the genitive is usually
rhematic, and expresses the comment, rather than the topic. Generally speaking, it is the
dative that encodes the topic while the genitive, when placed in initial position is often
the focus of the clause. In this passage it is the dative constituent that can be interpreted
a non-canonical subject:
(44.) pleiónōn dḕ geōrgôn te kaì
more:GEN.PL PTC laborers:GEN.PL PTC and
tôn állōn dēmiourgôn deî hēmîn
ART.GEN.PL other:GEN.PL craftsman:GEN.PL need:PRS.3SG 1PL.DAT
têi pólei
ART.DAT city: DAT
„More laborers and all the other craftsmen are what our city needs.‟ (Pl. Rep.
371.a).
In conclusion, subject properties of genitive NPs in personal and impersonal
constructions are partly different. In personal constructions, such as those discussed in
sec. 3.1, the genitive displays two coding properties of prototypical subjects: it agrees in
number and person with the verb, and triggers nominative agreement with attributive
and predicative adjectives. Its semantic properties, however, clearly differ from the
properties that are most typical of subjects, i.e. to express the Agent.
In impersonal constructions, in contrast, the genitive only displays one
behavioral property which is typical of subjects: use in coordination with control
33
infinitives. One significant feature is shared by the genitive of personal constructions
and the genitive of impersonal constructions, which keeps both of them apart from
prototypical subjects: the fact that they indicate discourse referents which are not topics.
As topics are normally definite, this fact is in accordance with the partitive value of the
genitive, which indicates indefiniteness. In addition, non-topicality can be seen as a
discourse reflex of low participation, as indicated by the partitive genitive.
3. Genitive third arguments
As already remarked in sec. 1, the partitive genitive can also function as the third
argument of certain three place predicates. Crucially, however, such third arguments are
never indirect objects, and do not occur with verbs of giving or saying. This is an
interesting restriction, as the indirect object function is apparently the only syntactic
function which is not accessible to partitive genitives. We cannot offer an explanation
for this restriction. Tentatively, we suggest that it might be connected with the fact that
indirect object is a syntactic function partly different from others, as it is virtually
always taken by NPs which refer to human entities. Dative coding seems to be strictly
associated with human referents that take semantic roles typical of third arguments,
such as Recipient and Addressee, as well as neighboring roles, such as Beneficiary.
Basically, verbs which can have a genitive third argument belong to two groups:
(a) Verbs referring to legal actions, like „accuse‟ and „condemn‟, as in (45).
Here, the occurrence of the genitive can hardly be explained from a synchronic
point of view:
(45.) ḕn Lakedaimoníous tês exapátēs timōrēsṓmetha
34
if Spartan:ACC.PL ART.GEN trick:GEN punish:SBJV.AOR.1PL.
„If we punish the Spartans for their trick...‟ (X. An. 7.1.25.3).
(b) Verbs of filling and commercial transaction that can take either a genitive or an
instrumental dative. This group corresponds to two-place verbs such as
térpomai, described in sec. 2.1; case alternation is also attested in other IE
languages. An example of this alternation is given below:
(46.) en d’ ōteilàs plêsan aleíphatos
in PTC wound:ACC.PL fill:AOR.3PL ointment:GEN
enneṓroio
nine.years.old:GEN
„They filled the wounds with an ointment that was nine years old.‟ (Hom. Il.
18.351);
(47.) kalámēs plē santes pân tò ploîon
reed:GEN fill:PTCP.AOR.NOM.PL all:ACC ART.ACC boat:ACC
toûto apieîsi kata tòn potamòn
DEM.ACC send.away:PRS.3SG along ART.ACC river.ACC
„They then fill all this boat with reeds and send it floating down the river.‟ (Hdt
1.194.2);
(48.) dakrúois gàr Hellád’ hápasan éplēsen
tear:DAT.PL PTC Greece:ACC all:ACC fill:AOR.3SG
„For she filled all Greece with tears.‟ (E. Or.1363).
The IE origin of this usage of the partitive genitive can be demonstrated by
35
parallels with other languages, such as for example Latin:
(49.) plenus timoris
full:NOM fear:GEN
„full of fear‟;
(50.) plenus expectatione
full:NOM expectation:ABL
„full of expectation.‟
5. Adverbial
A peculiarity of the AG partitive is its adverbial usage, which also has some parallel in
the other IE languages, though to a limited extent. Adverbial genitives occur in spatial
and temporal expressions, mostly in Homeric Greek. In addition, in Homeric Greek one
can still appreciate the usage of the partitive genitive with adpositions. This was
apparently an innovation in AG, whose semantic impact lost relevance after Homer.
5.1. Space and time
Below are some local expressions in the genitive:
(51.) ê ouk Árgeos êen
PTC NEG A.:GEN be:IMPF.3SG
„Was he not in Argos?‟ (Hom. Od. 3.251);
(52.) hína me ... è halos è epì gês alge sete
36
for NEG or sea:GEN or on land:GEN suffer:FUT.2PL
pêma pathóntes
misery:ACC.PL endure:PTCP.AOR.NOM.PL
„In order for you not to undergo trouble either at sea or on land.‟ (Hom. Od.
12.26-27).
In such examples, the genitive could alternate with a dative locative, as in:
(53.) pater d’ emos Argei nasthe
father:NOM PTC POSS.1SG.NOM Argos:DAT abide:AOR.3SG
„My father lived in Argos.‟ (Hom. Il. 14.119).
Elsewehere, it may alternate with a PP which basically indicates a locative, as shown in
(52), in which halòs is coordinated with an epí phrase.21
Even though such occurrences are relatively few, they are very important when
compared to occurrences of the so-called ablative genitive. Indeed, the genitive without
prepositions could express the meaning of an ablative only under special contextual
21 The occurrence of the genitive in (52) is also remarkable in this respect. In Homeric Greek,
adpositional phrases were not yet fully grammaticalized as such (see Hewson, Bubenik 2004 for a
thorough discussion); especially on the spatial plane, adpositions often specified meanings that could be
independently expressed by cases. This is especially clear in (52), where both halós and gês indicate
location, and epí adds the specification of a relation which holds on the vertical axis. Interestingly, in
similar occurrences with epí the dative also seems to express pretty much the same meaning as the
genitive, see Luraghi (2003: 298, 302-303) for examples and discussion.
37
conditions, with verbs or adjectives that required such meaning.22
When no such
indication was available from the context, apparently, the most readily available
interpretation of a genitive was the partitive. This is shown by example (51), in which
we find the verb „be‟. The meaning of a dedicated ablative case here would be „being
away from‟: however, that the AG genitive is not a dedicated ablative is shown by the
fact that such a meaning can only be expressed through a PP in Homer, as in (54):
(54.) kaì gár tís th’ héna mêna
and PTC INDF.NOM PTC one:ACC month:ACC
méno n apò hês alókhoio ...
remain:PTCP.PRS.NOM from POSS.3SG.GEN wife:GEN
„For he that abides but one single month far from his wife ...‟ (Il. 2.292).
Similarly, example (52) does not contain any indication encoded by the verb regarding
the meaning of the spatial expression. The locative meaning of the NP halós is encoded
only by the genitive case.
As compared to other cases (the dative, which could functioned as a locative,
and the accusative, which could appear in allative and perlative expressions), the
partitive genitive points toward the conceptualization of a portion of space as
constituted by subparts, separable from one another, among which an entity can be
located. This has consequences on the structure of possible trajectories within genitive
22 Remarkably, even with motion verbs the genitive does not per se express Source, and does not function
as an ablative: it does so only when the verb itself requires a Source expression. Otherwise, the genitive
indicates Direction, as does the dative with certain verbs of motion, and as does the accusative. See
Chantraine (1953: 52-53), and Luraghi, Sausa (2012).
38
landmarks in PPs, as we will see in the next section.
After Homer, the partitive genitive in spatial expressions is no longer found.
However, time expressions also occur in Classical Greek, as in (55):23
(55.) pínein te kaì eupathéein, oute h merēs oute
drink:INF.PRS PTC and enjoy:INF.PRS NEG day:GEN NEG
nuktós aníenta
night:GEN let.go:PTCP.PRS.ACC
„and would drink and enjoy himself, not letting up day or night,‟ (Hdt. 2.133.4).
5.2. Complement of adposition
The occurrence of the partitive genitive with adpositions is an innovative feature of
Homeric Greek. In other ancient IE languages, the genitive does not normally occur
with adpositions, unless its origin is adnominal: an example is the genitive with causā
and gratiā in Latin. Remarkably, the independent meaning of cases was still quite
strong in Homeric Greek even with adpositions (the adpositional phrase was still
developing, see Hewson, Bubenik 2006, Luraghi 2010). The result of the extension of
the partitive genitive to adpositional phrases had the effect that cases developed
different oppositions between one another.
Inherited from PIE was the threefold opposition:
dative --> locative
23 The use of the partitive genitive in time expressions can be reconstructed for PIE as it is also attested in
other ancient (and some modern) languages, for example in Germanic, cf. Gothic nahts, Modern German
nachts „at night‟.
39
accusative --> allative
genitive --> ablative
The inherited spatial meaning of cases had the consequence the AG dative encoded the
locative relation (cf. example (53)). This fact depends on case syncretism, as the dative
was the merger of the PIE dative and locative. However, as we have seen above, the
independent spatial meaning of the partitive genitive is locative: it indicates an area in
which a certain event takes place. In addition, even the accusative could indicate a
location, rather than a direction. When indicating location, the accusative is generally
said to occur in situations in which a certain extension of space is envisaged, and often
adds a perlative meaning, as in:
(56.) póthen pleîth’ hugrà kéleutha; ... mapsidíōs
whence sail:PRS.2PL wet:ACC.PL path:ACC.PL randomly
alálēsthe ... hupeìr hála ...?
wander:PRS.2PL.M/P over sea:ACC
“Whence do you sail over the watery ways? ... do you wander at random over
the sea?” (Hom. Od. 71-73).
Example (56) is especially interesting when compared to (52): in both examples, similar
spatial relations are expressed twice, the second time with the addition of an adposition
that indicates a relation on the vertical axis. As the occurrence of the adverb mapsidíōs
„at random‟ shows, the accusative profiles movement on a surface: hence the name of
„accusative of extension‟ (see Chantraine 1953: 45).
Especially when occurring with prepositions, the genitive and the accusative
indicate two different types of extended areas. The opposition between the two cases
40
can be understood as a spatial correspondence of the opposition between partial and
total affectedness with partitive genitive or accusative direct objects of verbs of
consumption. The partitive indicates a surface that can be divided into parts; the
accusative, on the contrary, indicates an extension which is conceived as an indivisible
whole. This difference affects the type of landmarks that can occur in the two cases.
The difference is neatly examplified by metá, „among‟. With this preposition, the
accusative only occurs with singular collective nouns or with plurals modified by the
adjective pâs „all‟. An example is:
(57.) toîsi dè thumòn enì stéthessin órine
DEM.DAT.PL PTC soul:ACC in breast:DAT.PL stir:AOR.3SG
pâsi metà plethún
all:DAT.PL.M among crowd:ACC
„He moved the soul of everyone in the crowd.‟ (Hom. Il. 2.142-143).
The genitive, on the other hand, only occurs with plural count nouns, as shown in:
(58.) hoì mèn ... metà Boiotôn emákhonto
DEM.NOM.PL PTC among Boeotian:GEN.PL fight:IMPF.M/P.3PL
„these were fighting among the Boeotians‟ (Hom. Il. 13.699-700).
In the above examples, landmarks are multiplex following the terminology in Talmy
(2000). However, while genitive landmarks are multiplex and discontinuous, accusative
ones are continuous. This means that genitive landmarks are formed by sub-units which
can be singled out separately, while accusative landmarks cannot be further analyzed.
41
Such difference is reflected by the occurrence of plural count nouns (genitive) or
collective or nouns with pâs (accusative).24
Another way in which the opposition between the genitive and the accusative
can affect the conceptualization of the landmark is shown by the usage of diá. This
preposition has a perlative meaning „through‟, and indicates that a trajector is moving
along a trajectory inside a landmark (without reference to the initial or endpoint of the
trajectory). With this prepostion, case alternation alters the structre of the trajectory.
The partitive genitive, which indicates a surface that can be divided into separate units,
indicates a unique trajectory, along which the trajector can be traced down at any point
in its movement. The accusative, instead, indicates that the trajectory is internal to the
landmark, but cannot be traced in a precise manner. In much the same way as the
„accusative of extension‟ in example (56), the accusative with diá indicates a random
movement. Consider the examples:
(59.) kephalèn d’ hapalês apò deirês kópsen
head:ACC PTC tender:GEN from neck:GEN cut:AOR.3SG
Oïliádes ... hêke dé min sphairedòn
24 The dative also occurs with metá in Homeric Greek: and indeed it is the most frequent case. It occurs
215 times, while the accusative occurs 164 times and the genitive, which was mostl likely a recent
innovation, only occurs five times, in occurrences similar to the one in (58). In location expressions, the
dative was not constrained by specific types of landmark: in particular, it could occur both with count and
with mass nouns. Thus, contrary to the other two cases, the dative was underspecified regarding the
mass/count distinction in location expressions. Note that metá could occur with other types of expression,
notably it could mean „between‟ (only with the dative), or it could indicate motion after a landmark (with
the accusative). See Luraghi (2003: 244-249) and (2005). Remarkably, the dative, which was the most
frequent case in Homeric Greek, is no longer used with metá in Classical Attic-Ionic.
42
son.of.O.:NOM throw:AOR.3SG PTC 3SG.ACC like.a.ball
helixámenos di’ homílou
roll:PTCP.AOR.MID.NOM through crowd:GEN
„The son of Oïleus cut the head from the tender neck, and with a swing he sent it
rolling through the throng like a ball.‟ (Il. 13.202.204);
(60.) helixámenos dià béssas
turn:PTCP.AOR.MID.NOM through glen:ACC.PL
„(A wild boar) turning around through the glens.‟ (Il. 17.283).
In (59) and (60) the same verb form, helixámenos, indicates two different types of
motion. The head of the champion in (59), cut off from his neck, rolls on itself along a
straight trajectory inside an area defined by the crowd: here, the genitive landmark is a
surface which can be divided into parts. Hence, the trajectory can be traced down. The
wild boar in (60), instead, runs around in different directions among the glens. The
accusative landmark does not allow for precise tracking of the trajector, and movement
is performed at random. Thus, the difference between diá with the genitive and diá with
the accusative with motion verbs can be captured in terms of trajectory structure: while
diá with the genitive indicates a single path, diá with the accusative indicates multiple
path.25
A similar distinction appears when the two types of prepositional phrase occur
with verbs that denote static situations. Compare the following examples:
(61.) polloì dè sues thaléthontes
25 In a limited number of occurrences, diá takes the directional accusative in Homer and indicates
movement across a landmark, see Luraghi (2012).
43
many:NOM.PL PTC swine:NOM.PL bloom:PTCP.PRS.NOM.PL
aloiphêi heuómenoi tanúonto dià
grease:DAT singe:PTCP.PRS.M/P.NOM.PL stretch:IMPF.M/P.3PL through
phlogòs Hephaístoio
flame:GEN H.:GEN
„Many swine, rich with fat, were stretched to singe over the flame of
Hephaestus.‟ (Il. 9.467-468);
(62.) autàr ho Kúklo pas megál’ épuen, hoí rhá
then DEM.NOM K.:ACC.PL loudly call:IMPF.3SG DEM.NOM.PL PTC
min amphìs óikeon en spéessi di’
3SG.ACC around live:IMPF.3PL in cave:DAT.PL through
ákrias enemoéssas
height:ACC.PL windy:ACC.PL
„Then he called aloud to the Cyclopes, who dwelt round about him in caves
among the windy heights.‟ (Od. 9.399-400).
In (61), diá with the genitive denotes a situation in which a (number of) straight
trajector(s) is stretched through an area identified by the flame. In (62) instead diá with
the accusative indicates that the units which constitute the trajector are located randomly
within a certain area (more details and other examples can be found in Luraghi 2003 ch.
3.9).
6. Recapitulation
In this paper, we discussed various usages of the AG genitive which may be regarded as
44
connected with its partitive value. We have shown that, when functioning as a partitive,
the genitive can take virtually any syntactic function, except apparently that of third
argument of verbs of giving and communication. Accordingly, we have analyzed the
semantic, syntactic and pragmatic features of the partitive genitive in specific syntactic
functions.
Originally, the partitive genitive indicated that an entity is made up of divisible
parts. With such an entity, it is conceivable that an event does not affect all its parts. As
a consequence, the partitive genitive indicates a low degree of involvement of a certain
referent in a state of affairs. This general feature has different instantiations, depending
on other variables, as e.g. the fact that the partitive genitive functions as an object, as a
subject, or as an adverbial. In the case of partitive direct objects, low involvement may
mean that a referent does not undergo a change of state, or that only a part of it does.
These features are most clear with verbs that admit case variation for direct objects,
whereby accusative objects indicate high involvement. Especially verbs that do not
admit case variation and take partitive objects are low transitivity predicates, which do
not indicate change of state (this is also true of some verbs that admit case variation).
Genitive subjects, too, typically occur with low transitivity predicates, most
often in presentative constructions or with unaccusative verbs. As they imply
indefiniteness and are only seldom clause initial, they are not topical: rather, they
introduce new participants into the discourse. In so-called impersonal constructions,
typically with experiential predicates, genitive constituents display some behavioral
properties of subjects. In such constructions, they typically indicate the Stimulus and
co-occur with Experiencer NPs mostly in the dative (less frequently in the accusative),
which can also display some behavioral properties of subjects. Thus, both genitive and
dative NPs with experiential predicates qualify as non-canonical subjects.
45
In several languages, partitives shown a strict connection with negation. This
connection is also present in AG, even though to a limited extent: partitive subjects can
occur under the scope of negation, but they are far from being obligatory, as the
nominative case can occur as well, and is in fact more frequent.
As already remarked, partitive third arguments are infrequent: in particular, they
never occur in the function of indirect object, that is, with verbs of giving or saying,
with which the indirect object is typically human. Indeed, they are virtually restricted to
verbs of judging or condemning and to verbs of filling and of economic transaction,
with which they alternate with the instrumental dative. Note that such third arguments
are typically inanimate.
Partitive adverbials can indicate a point in time or in space, the latter usage being
virtually limited to Homer. They occur in passages in which the locative dative would
also be possible. In addition, the partitive genitive can also occur in adpositional
phrases, again mostly limited to Homeric Greek. With adpositions, the partitive genitive
tends to either be interpreted as a locative, again competing with the dative, or as a
perlative, which indicates unidirectional path. In the latter case, we find an opposition
with the accusative, which denotes multidirectional path. The partitive nature of the
genitive, when referring to space, envisages a landmark as composed by detachable
units. A trajectory moving on such a landmark is conceived of as moving along a
clearly individuated trajectory, hence the implication of unidirectionality, as opposed to
the accusative, which has no similar implications.
In conclusion, the partitive genitive shows features which are also found in other
Indo-European languages, and are typical of partitive cases in some non-Indo-European
ones, thus confirming various cross-linguistic tendencies of partitives. Among them, the
most notable is the fact that the partitive genitive does not indicate the syntactic
46
function taken by a NP: rather, it can occur in virtually any syntactic function. This is at
odds with what is normally considered the function of case, and makes the partitive
genitive even more remarkable.
47
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