List of Issuers with No Outstanding Past-Due Share ... - PCAOB

1666 K Street NW Washington, DC 20006 Office: (202) 207-9100

www.pcaobus.org

List of Issuers with No Outstanding

Past-Due Share of the Issuer Accounting Support Fee

Determination of Payment under PCAOB Rule 7104(b)

As of January 3, 2022

The following is a list of issuers that have been assessed and have no outstanding past-due share

of the issuer accounting support fees of the Public Company Accounting Oversight Board ("PCAOB") and the Financial Accounting Standards Board ("FASB"), as of January 3, 2022.1/

A registered public accounting firm may take the inclusion of an issuer on this list as an indication that the issuer has no outstanding past-due share of the issuer accounting support fee for purposes of PCAOB Rule 7104(b).

This list will be updated at least bi-weekly. If a registered public accounting firm cannot obtain a representation from the issuer or cannot determine by reviewing the list below whether the issuer has no past-due share of the accounting support fee outstanding, the registered public accounting firm may contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at [email protected]. If you believe an issuer has been excluded from this list in error, please contact the staff by phone at 1-202-207-9294 (Business Days: 9:00 a.m. to 5:00 p.m. ET) or by email at [email protected]. Additional information about the issuer accounting support fee and the funding process is available in the Frequently Asked Questions ("FAQs") available in the Accounting Support Fee section of the PCAOB's Web site (http://pcaobus.org/About/Administration/SupportFee/Pages/SupportFeeFAQ.aspx).

1/ Just because an issuer does not appear on this list does not mean that the issuer has

outstanding a past-due share of the accounting support fee. Many "issuers," as that term is defined in the Sarbanes-Oxley Act and the Board's rules, are not allocated a share of the issuer accounting support fee of the PCAOB and the FASB under the Board's funding rules and therefore are not on this list even though they have outstanding no past-due share of the accounting support fee. In addition, payments are received periodically by the PCAOB and are not reflected on this list until it is next updated. For more information regarding the determination of payment of accounting support fees by registered accounting firms, please see rule 7104(b).

mailto:[email protected]

mailto:[email protected]

http://pcaobus.org/About/Administration/SupportFee/Pages/SupportFeeFAQ.aspx

Public Company Accounting Oversight Board Issuers With No Outstanding Past-Due

Share as of January 3, 2022

* * *

10x Genomics Inc 111 Inc 1290 VT DoubleLine Opportunistic Bond 1290 VT Equity Income 1290 VT GAMCO Small Co Value 180 CONNECT INC 1-800 CONTACTS INC 1-800-FLOWERS.COM Inc 1Life Healthcare Inc 1st Century Bancshares Inc 1st Constitution Bancorp 1st Financial Services Corp 1st Independence Financial Group Inc 1st Pacific Bancorp 1st Source Corp 1ST ST BANCORP INC 1st United Bancorp Inc 21ST CENTURY INS GROUP 21Vianet Group Inc 22nd Century Group Inc 24/7 REAL MEDIA INC 2U Inc 360 Digitech Inc 360 GLOBAL WINE CO 361 Global Long/Short Equity 361 Managed Futures Strategy 3COM CORP 3D Systems Corp 3M Co 3PAR Inc 4d Molecular Therapeutics Inc 4KIDS ENTERTAINMENT INC 501 Acquisition Corp 51job Inc 58.com Inc 7 Days Group Holdings Ltd 724 SOLUTIONS INC

7-ELEVEN INC 89bio Inc 8point3 Energy Partners LP 908 Devices Inc 99 Cents Only Stores 9F Inc A S V INC A V Homes Inc A. H. Belo Corp A. O. Smith Corp A.C. Moore Arts & Crafts Inc A.D.A.M. Inc A.F.P. Provida Sa A10 Networks Inc A123 Systems Inc A21 GROUP INC A4S SECURITY INC AAIPHARMA INC AAM/Bahl & Gaynor Income Growth AAMES INVESTMENT CORP AAON Inc AAR CORP Aarons Co Inc (The) AB 2015 Retirement Strategy AB 2020 Retirement Strategy AB 2025 Retirement Strategy AB 2030 Retirement Strategy AB All Market Real Return AB All Market Total Return AB Bond Inflation AB Concentrated Growth AB Conservative Wealth Strategy AB Discovery Growth AB Discovery Value AB Emerging Markets AB Equity Income AB Global Bond AB Global Core Equity AB Global Risk Allocation AB Global Value

AB Government Exchange Reserves AB Government Money Market AB Growth AB High Income AB High Income Municipal AB High Yield AB Income AB Intermediate California Municipal AB Intermediate Diversified Municipal AB Intermediate Duration AB Intermediate New York Municipal AB International AB International Growth AB International Research Growth AB International Small Cap AB International Strategic Equities AB Intl Value AB Large Cap Growth AB Multi Market Strategy Trust AB Muni Income CA AB Muni Income II FL AB Muni Income II VA AB Muni Income National AB Municipal Bond Inflation AB Municipal Income NY AB Municipal Income Shares AB Pooling Bond Inflation Protected AB Pooling Global Core Bond AB Pooling High Yield AB Pooling International Growth AB Pooling International Value



AB Pooling Multi Asset Real Return AB Pooling Short Duration Bond AB Pooling Small Mid Cap Growth AB Pooling Small Mid Cap Value AB Pooling US Large Cap Growth AB Pooling US Value AB Pooling Volatility Management AB Relative Value AB Select US Long/Short AB Small Cap Core AB Small Cap Growth AB Sustainable Global Thematic AB Tax-Managed International AB Tx Mngd Bal Wealth Strategy AB Tx Mngd Wealth Apprec AB Value AB VPS Balnced Wealth AB VPS Dynamic Asset Allocation AB VPS Global Technology AB VPS Growth & Income AB VPS Intl Value AB VPS Large Cap Growth AB VPS Small/Mid Cap Value AB VPS Value AB Wealth Appreciation Abakan Inc ABAXIS Inc ABB Ltd Abbey Capital Futures Strategy ABBF Corporate Bond ABBF Intermediate Bond ABBF US Government Abbott Laboratories

AbbVie Inc AbCellera Biologics Inc Abengoa SA Abeona Therapeutics Inc Abercrombie & Fitch Co. Aberdeen Asia Bond Aberdeen Asia Pacific (ex Japan) Equity Aberdeen Asia-Pacific Income Fund Inc. Aberdeen Australia Equity Fund Inc. Aberdeen Emerging Markets Aberdeen Emerging Markets Equity Income Fund Inc Aberdeen Equity Long-Short Aberdeen Global High Income Aberdeen Global Premier Properties Fund Aberdeen International Equity Aberdeen Select International Equity Aberdeen Standard Gold ETF Trust Aberdeen Standard Palladium ETF Trust Aberdeen Standard Platinum ETF Trust Aberdeen Standard Precious Metals Basket ETF Trust Aberdeen Standard Silver ETF Trust Aberdeen Total Return Bond Aberdeen UltraShort Municipal Income Aberdeen US Small Cap Equity Abgenix Inc ABIF-Global REIT Institutional Abigail Adams National Bancorp Inc Ability Inc.

Abington Bancorp Inc ABIOMED Inc ABITIBI CONSOLIDATED INC ABLE ENERGY INC ABLE LABORATORIES INC ABLEAUCTIONS.COM INC Ablynx NV ABM Industries Inc ABN AMRO Balanced ABN AMRO Bond ABN Amro Holding NV ABN AMRO Investor Money Mkt ABN AMRO Treasury MM ABN AMRO TxEx MM Abovenet Inc Abraxas Petroleum Corp. Abraxis BioScience Inc Absolute Opportunities Absolute Strategies AC Alternatives Market Neutral Value AC Immune SA ACA CAPITAL HOLDINGS INC Acacia Communications Inc Acadia Healthcare Co Inc Acadia Pharmaceuticals Inc Acadia Realty Trust Acadian Emerging Markets Acambis Plc Acasti Pharma Inc Accel Entertainment Inc Accelerate Diagnostics Inc Accelerize Inc Acceleron Pharma Inc Accelrys Inc. Accentia Biopharmaceuticals Inc Accenture PLC Acceptance Insurance Cos Inc Access Capital Community Investment Access Flex Bear High Yield



Access National Corp Access Plans USA Inc Accessor Small/Mid Cap Acclaim Enmnt Inc ACCO Brands Corp Accolade Inc ACCREDITED HOME LENDERS HLDG Accredited Members Holding Corp ACCREDO HEALTH INC. ACCUPOLL HOLDING CORP ACCURAY INC Accuride Corp ACE Avation Holdings Inc ACE CASH EXPRESS INC ACE COMM CORP AcelRx Pharmaceuticals Inc Acer Therapeutics Inc Achaogen Inc Achillion Pharmaceuticals Inc ACI Worldwide Inc Acies Acquisition Corp Aclara Biosciences Inc Aclaris Therapeutics Inc ACM Institutional MM CA ACM Institutional MM Govt ACM Institutional MM Prime ACM Institutional MM Treasury ACM Institutional MM Trust ACM Institutional MM TxFr ACM Research Inc ACME Communications Inc Acme Packet Inc Acme United Corp ACNB Corp Acorda Therapeutics Inc Acorn Energy Inc Acorn International Inc ACR GROUP INC ACRES Commercial Realty Corp Acres Gaming Inc

ACRO INC Across America Real Estate Corp ACS-TECH80 LTD ACT TELECONFERENCING INC Actel Corp Actiga Corp Actinium Pharmaceuticals Inc ACTION PERFORMANCE COS INC Actions Semiconductor Co Ltd Activcard Corp Active Assets CA Tax Free MM Active Assets Government Trust Active Assets Govt MM Active Assets Money Active Assets Prime Trust Active Assets TxFr MM Active Health Foods Inc Active Network Inc Active Power Inc Activision Blizzard Inc Activision Inc. Actua Corp Actuate Corp Acuity Brands Inc. ACURA PHARMACEUTICALS INC Acushnet Holdings Corp ACUSPHERE INC Acutus Medical Inc AD VENTURE PARTNERS INC Adamas Pharmaceuticals Inc Adamis Pharmaceuticals Corp Adams Diversified Equity Fund Inc Adams Golf Inc. Adams Natural Resources Fund Inc

Adams Resources & Energy Inc. ADAMS RESPIRATORY THERAPTCS AdaptHealth Corp. Adaptimmune Therapeutics plc Adaptive Biotechnologies Corp ADC Telecommunications Inc. ADC Therapeutics SA AdCare Health Systems Inc Addus HomeCare Corp ADDvantage Technologies Group Inc ADE CORP/MA ADECCO SA Adecoagro SA ADELPHIA COMMUN -CL A Adept Technology Inc ADESA INC Adesto Technologies Corp AdEx Media Inc ADEZA BIOMEDICAL CORP Adicet Bio Inc Adient Plc Adira Energy Ltd ADMA Biologics Inc Adobe Inc ADOLOR CORP Adomani Inc ADSTAR INC ADT Corp (The) ADT Inc ADTRAN Inc ADUDDELL INDUSTRIES INC ADV NEUROMODULATION SYS INC Advance America Cash Advance Centers Inc Advance Auto Parts Inc. Advance Capital Balanced



Advance Capital Retire Income ADVANCE NANOTECH INC Advanced Accelerator Applications SA Advanced Analogic Technologies Inc Advanced Battery Technologies Inc Advanced BioMedical Technologies Inc ADVANCED BIOTHERAPY INC ADVANCED DIGITAL INFO CORP Advanced Disposal Services Inc Advanced Drainage Systems Inc Advanced Emissions Solutions Inc Advanced Energy Industries Inc. Advanced Environmental Recycling Technologies Inc Advanced Fibre Comm Inc Advanced Life Sciences Holdings Inc ADVANCED MARKETING SERVICES Advanced Medical Optics Inc. Advanced Micro Devices Inc Advanced Photonix Inc. ADVANCED POWER TECHNOL INC Advanced Tech Industries Advanced Technology Acquisition Corp ADVANCED VIRAL RESEARCH CORP Advanced Voice Recognition Systems Inc Advancepcs AdvancePierre Foods Holdings Inc

AdvanSix Inc Advanta Corp Advantage Oil & Gas Ltd Advantage Solutions, Inc. ADVANTEST CORP Advantus Srs Asset Allocation Advantus Srs Bond Advantus Srs Mortgage Sec Advaxis Inc Advent Software Inc. Advent Technologies Holdings Inc Advent/Claymore Global Convertible Securities & Income Fund Adverum Biotechnologies Inc AdvisorOne CLS Global Diversified Equity AdvisorOne Milestone Treasury Obligation AdvisorShares Peritus High Yield ETF Advisory Board Company (The) ADVO INC ADVOCAT INC AEA-Bridges Impact Corp AECOM Aegerion Pharmaceuticals Inc Aegion Corp AEGIS COMMUNICATIONS GROUP Aegis Value Aeglea BioTherapeutics Inc Aegon NV AEGON/Trans Alger Aggrsv Gro AEGON/Trans Cap Guard Global AEGON/Trans Cap Guard US Eqty AEGON/Trans Convertible Sec

AEGON/Trans Great Co Amer Sml AEGON/Trans Janus Growth AEGON/Trans LKCM Strtgc TtlRtn AEGON/Trans VKM Act Intl Alloc AEHR TEST SYSTEMS Aemetis Inc AEOLUS PHARMACEUTICALS INC AEP INDUSTRIES INC AerCap Holdings NV Aerkomm Inc AeroCentury Corp Aeroflex Holding Corp AEROFLEX INC AeroGrow International Inc Aerohive Networks Inc Aerojet Rocketdyne Holdings Inc AEROSONIC CORP AEROTELESIS INC AeroVironment Inc Aerpio Pharmaceuticals Inc Aersale Corportation AES Corp (The) AETERNA ZENTARIS INC Aetna Inc. Aetrium Inc Aevi Genomic Medicine Inc Affiliated Computer Services Inc. Affiliated Managers Group Inc. Affirmative Insurance Holdings Inc Affymax Inc Affymetrix Inc AFLAC INC Afya Ltd AG Mortgage Investment Trust Inc Ag Services Of America



AGA Medical Holdings Inc Agape ATP Corp AGCO Corp Agenus Inc/DE AGERE SYSTEMS INC AgeX Therapeutics Inc AgFeed Industries Inc AGILE SOFTWARE CORP Agile Therapeutics Inc Agilysys Inc Agios Pharmaceuticals Inc AGNC Investment Corp Agnico Eagle Mines Ltd Agree Realty Corp Agria Corp Agrium Inc. AgroFresh Solutions Inc AIDA PHARMACEUTICALS INC AIG Focused Alpha Large Cap AIG Focused Dividend Strategy AIG Focused Growth AIG Government Money Market AIG Money Market AIG Retirement Co I Core Equity AIG Retirement Co II Large Cap Value Aileron Therapeutics Inc AIM Aggressive Growth AIM Balanced AIM Blue Chip AIM Core Stock AIM Dent Demographic Trends AIM Financial Services AIM Glbl Equity AIM Glbl Financial Svcs AIM Glbl Science & Tech AIM Health Sciences AIM International Allocation AIM Large Cap Basic Value AIM Mid Cap Basic Value

AIM Opportunities I AIM Opportunities III AIM Premier Equity AIM Select Equity AIM Select Real Estate Income Fd AIM Small Company Growth AIM Total Return AIM V.I. Capital Development AIM V.I. Glbl Health Care AIM V.I. Growth AIM V.I. Premier Equity AIM Weingarten Aimmune Therapeutics Inc AIR FRANCE - KLM Air Lease Corp Air Methods Corp Air Products and Chemicals Inc. Air T Inc Air Transport Services Group Inc Airbnb Inc Airborne Inc Airborne Wireless Network Aircastle Ltd Airgain Inc Airgas Inc. Airgate Pcs Inc AIRNET COMMUNICATIONS CORP Airnet Systems Inc. Airspan Networks Inc AirTran Holdings Inc. Airvana Inc Aixtron SE Ajax I AK Steel Holding Corp Akamai Technologies Inc Akcea Therapeutics Inc Akebia Therapeutics Inc Akeena Solar Inc Akerna Corp Akero Therapeutics Inc

AKESIS PHARMACEUTICALS INC Akorn Inc Akouos Inc Akoustis Technologies Inc AKSYS LTD Akumin Inc AKZO NOBEL NV Al Frank Fund AL Muni Cash Trust Alabama Aircraft Industries Inc ALABAMA NATL BANCORPORATION Aladdin Knowledge System Ltd Alamo Energy Corp Alamo Group Inc. Alamogordo Finl Corp Alamos Gold Inc ALAMOSA HOLDINGS INC ALANCO TECHNOLOGIES INC Alaris Medical Systems Inc Alarm.com Holdings Inc Alaska Air Group Inc. Alaska Communications Systems Group Inc Albany International Corp. Albany Molecular Research Inc Albemarle Corp Alberta Star Development Corp Alberto-Culver Co Albertsons Cos Inc ALBERTSON'S INC Albireo Pharma Inc ALCAN INC Alcatel-Lucent Alcide Corp Alcoa Corp Alcobra Ltd Alcon Inc Alcon Inc.



Alder BioPharmaceuticals Inc Alderon Iron Ore Corp ALDERWOODS GROUP INC Aldeyra Therapeutics Inc Aldila Inc Alector Inc Alere Inc ALERIS INTERNATIONAL INC Alerus Financial Corp Alexander & Baldwin Inc Alexander's Inc. Alexandria Real Estate Equities Inc. Alexza Pharmaceuticals Inc Alfa Corp ALFACELL CORP Alger American Balanced Alger American Mid Cap Growth Alger Balanced Alger Capital Apprec Alger Capital Appreciation Instl Alger Focus Equity Alger Health Sciences Alger Large Cap Growth Alger Mid Cap Growth Alger Mid Cap Growth Instl Alger Money Market Alger Small Cap Focus Alger Small Cap Growth Alger Small Cap Growth Instl Alger Spectra Alger Va Capital Appreciation Alger Va Large Cap Growth Alger Va Small Cap Growth Alger Weatherbie Specialized Growth AlgoDyne Ethanol Energy Corp Algonquin Power & Utilities Corp Alibaba Group Holding Ltd Alico Inc

Align Technology Inc Aligos Therapeutics Inc Alimera Sciences Inc Alio Gold Inc Alithya Group Inc ALJ Regional Holdings Inc Alkermes Plc ALL AMERICAN SEMICONDUCTOR ALL Fuels & Energy Co Allakos Inc Alleghany Corp Allegheny Energy Inc. Allegheny Technologies Inc Allegiance Bancshares Inc Allegiant Bancorp Inc Allegiant Bond Allegiant Govt Mortgage Allegiant Large Cap Growth Allegiant Large Cap Value Allegiant Mid Cap Value Allegiant Multi Factor Small Cap Value Allegiant S&P 500 Index Allegiant Total Return Advntg Allegiant Travel Co Allegion Plc ALLEGRO BIODIESEL CORP Allegro Merger Corp Allegro Microsystems Inc ALLEN ORGAN CO -CL B Allen Telecom Inc Allena Pharmaceuticals Inc Allergan Inc. Allergan PLC ALLETE Inc. ALLIANCE ATLANTIS COMM -CL B Alliance Bancorp Inc of Pennsylvania Alliance Bancorp New England ALLIANCE BANCSHARES/CA Alliance Bankshares Corp

Alliance BVPS Growth Alliance Capital Reserves ALLIANCE DATA SYSTEMS CORP Alliance Fiber Optic Products Inc Alliance Financial Corp Alliance Focused Gro & Inc Alliance Global REIT Investment Alliance Government Reserves Alliance Health Care Alliance Holdings GP LP Alliance Money Reserves Alliance Muni Inc II NJ Alliance Muni Trust MM -CA Alliance Muni Trust MM -Genl Alliance Muni Trust MM -NJ Alliance Muni Trust MM -NY Alliance Resource Partners LP ALLIANCE SEMICONDUCTOR CORP Alliance Treasury Reserves AllianceBernstein Global High Income Fund Inc AllianceBernstein Holding LP AllianceBernstein Income Fund Inc AllianceBernstein National Municipal Income Fund Inc Alliant Energy Corp Allianz AGIC Opportunity Allianz AGIC Target Allianz CCM Emerging Companies Allianz Global Inv Multi-Style Allianz Global Investors Value Allianz NACM International Allianz NACM Pacific Rim Allianz RCM Biotechnology Allianz RCM Global Small Cap



Allianz RCM Large Cap Growth ALLIANZ SE AllianzGI Best Styles Global Equity AllianzGI Convertible & Income Fund AllianzGI Convertible & Income Fund II AllianzGI NFJ International Value AllianzGI NFJ Large Cap Value AllianzGI Structured Return Allied Capital Corp Allied Defense Group Inc. (The) ALLIED DOMECQ PLC Allied Esports Entertainment Inc Allied Healthcare International Inc. Allied Healthcare Products Inc ALLIED HOLDINGS INC Allied Irish Banks PLC Allied Motion Technologies Inc Allied Nevada Gold Corp Allied Waste Industries Inc. Allied World Assurance Company Holdings AG Allion Healthcare Inc. Alliqua BioMedical Inc Allis-Chalmers Energy Inc Allison Transmission Holdings Inc Allmerica Tr Core Equity Allmerica Tr Govt Bond Allmerica Tr Money Mkt Allmerica Tr Sel Growth Allmerica Tr Sel Intl Equity Allmerica Tr Sel Value Opport Allogene Therapeutics Inc Allos Therapeutics Inc

Allovir Inc Alloy Inc Alloy Steel International Inc Allscripts Healthcare Solutions Inc Allstate Corp (The) Allstream Inc -Cl B ALLTEL CORP Ally Financial Inc Almaden Minerals Ltd Almost Family Inc ALNYLAM PHARMACEUTICALS INC ALON USA ENERGY INC Alon USA Partners LP Alpha Metallurgical Resource Inc Alpha Natural Resources Inc Alpha Natural Resources, Inc. Alpha Pro Tech Ltd. Alphabet Inc Alpharma Inc. AlphaSimplex Global Alternatives AlphaSimplex Managed Futures Strategy ALPHASMART INC Alphatec Holdings Inc Alpine Dynamic Dividend Alpine Global Dynamic Dividend Fund ALPINE GROUP INC Alpine Immune Sciences Inc Alpine Income Property Trust Inc Alpine Intl Real Estate Alpine Municipal MM Alpine Realty Income & Gro Alpine US Real Estate Equity ALPS Alerian MLP ETF ALPS Core Commodity Management CompleteCommodities Strategy

ALPS Sector Dividend Dogs ETF ALPS/Red Rock Listed Private Equity ALPS/Smith Total Return Bond Alseres Pharmaceuticals Inc Alsius Corp Alstom Sa Alta Equipment Group Inc Alta Mesa Resources Inc Altabancorp AltaGas Ltd Altair Engineering Inc Altair Nanotechnologies Inc ALTANA AG Altegris Futures Evolution Strategy Altegris Managed Futures Strategy Alteon Inc Altera Corp ALTERNATE ENERGY CORP Alternate Energy Holdings Inc Alternative Construction Technologies Inc Alternative Energy Development Corp Ltd Alternative Energy Sources Inc Alternative Technology Res Alterra Capital Holdings Ltd Alteryx Inc Alteva Altice usa inc ALTIGEN COMMUNICATIONS INC Altimeter Growth Corp Altimmune Inc ALTIRIS INC Altisource Asset Management Corp Alto Ingredients Inc



Altra Industrial Motion Corp Altria Group Inc Altus Midstream Co ALTUS PHARMACEUTICALS INC Alumina Ltd Alvarion Ltd Alx Oncology Holdings Inc Am Cent All Cap Growth Am Cent Balanced Am Cent CA Hi Yield Municipal Am Cent CA Intermediate TxFr Am Cent CA Long Term TxFr Am Cent CA TxFr MM Am Cent Capital Preservation Am Cent Capital Value Am Cent Disciplined Core Value Am Cent Disciplined Growth Am Cent Diversified Bond Am Cent Emerging Markets Am Cent Equity Growth Am Cent Equity Income Am Cent Equity Index Am Cent Focused Dynamic Growth Am Cent Focused Global Growth Am Cent Focused Large Cap Value Am Cent Ginnie Mae Am Cent Global Bond Am Cent Global Gold Am Cent Government Agency MM Am Cent Government Bond Am Cent Growth Am Cent Heritage Am Cent High Income Am Cent High Yield Am Cent High Yield Muni

Am Cent Inflation Adjusted Bnd Am Cent Intermediate Tax Free Bond Am Cent International Bond Am Cent International Discovry Am Cent International Growth Am Cent International Opportunity Am Cent Mid Cap Value Am Cent New Opportunities Am Cent NT Core Equity Plus Am Cent NT Disciplined Growth Am Cent NT Diversified Bond Am Cent NT Emerging Markets Am Cent NT Equity Growth Am Cent NT Focused Large Cap Value Am Cent NT Growth Am Cent NT Heritage Am Cent NT High Income Am Cent NT International Growth Am Cent NT International Value Am Cent NT Mid Cap Value Am Cent One Choice 2015 Am Cent One Choice 2020 Am Cent One Choice 2025 Am Cent One Choice 2030 Am Cent One Choice 2035 Am Cent One Choice 2040 Am Cent One Choice 2045 Am Cent One Choice 2050 Am Cent One Choice 2055 Am Cent One Choice Aggressive Am Cent One Choice Consrv Am Cent One Choice In Retirement

Am Cent One Choice Moderate Am Cent Prime Money Market Am Cent Real Estate Am Cent Select Am Cent Short Duration Am Cent Short Inflation Protection Bond Am Cent Short-Term Government Bond Am Cent Small Cap Growth Am Cent Small Cap Value Am Cent Small Company Am Cent Strat Allocation Aggressive Am Cent Strat Allocation Conservative Am Cent Strat Allocation Moderate Am Cent Sustainable Equity Am Cent Target 2005 Am Cent Target 2010 Am Cent Target 2025 Am Cent Tax Free Money Market Am Cent Ultra Am Cent US Government Money Market Am Cent Utilities Income Am Cent Value Am Cent Vista Am Cent VP Cap Appreciation Am Cent VP Income & Growth Am Cent VP Inflation Protectn Am Cent VP International Am Cent VP Mid Cap Value Am Cent VP Ultra Am Cent VP Value Am Cent Zero Coupon 2015 AMAG Pharmaceuticals Inc



Amana Growth Amana Income AMARC RESOURCES LTD Amarin Corp PLC A-Mark Precious Metals Inc Amaru Inc Amazon.com Inc Ambac Financial Group Inc Ambarella Inc Ambase Corp Ambassador Money Market Ambassadors Group Inc Ambassadors International Inc Amber Road Inc Ambient Corp Ambit Biosciences Corp Ambow Education Holding Ltd AMC Entertainment Holdings Inc Amc Entertainment Inc AMC Networks Inc AMCAP Fund Inc Amcast Indl Corp AMCOL International Corp AMCOMP INC AMCON Distributing Co Amcor Plc Amcore Financial Inc AMDL Inc. Amdocs Ltd Amedisys Inc Amer Business Finl Svcs Inc Amer Funds NVIT Asset Allocation Amer Funds NVIT Bond Amer Funds NVIT Growth Amer Funds NVIT Growth Income Amer Indep KS TxEx Bond AMER INSD MTG SER 85 -LP Amer Insd Mtg Ser 86 -Lp Amer Insd Mtg Ser 88 -Lp

Amer Strategic Inc Portfol I Amerant Bancorp Inc AMERCO Ameren Corp Ameresco Inc Ameri Holdings Inc AMERIANA BANCORP AMERICA FIRST APT INVESTORS America First Multifamily Investors LP America First Reit Prtner Lp America Great Health America Movil SA De CV, Mexico AMERICA ONLNE LTN AMR -CL A America Service Group Inc America West Resources Inc American Airlines Group Inc American Ammunition/Ca American Apparel Inc American Assets Trust Inc American Axle & Manufacturing Holdings Inc American Balanced Fund Inc American Bancorp of New Jersey Inc AMERICAN BANK INC/PA American Battery Metals Corp American Beacon AHL Managed Futures Strategy American Beacon Balanced American Beacon Bridgeway Large Cap Value American Beacon GLG Total Return American Beacon High Yield American Beacon Intermediate Bond American Beacon International Equity

American Beacon International Equity Index American Beacon Large Cap Value American Beacon London Company Income Equity American Beacon Mid Cap Value American Beacon MM Select American Beacon Money Market American Beacon Money Market Select Fund American Beacon S&P 500 Index American Beacon SiM High Yield Opportunities American Beacon Small Cap Value American Beacon Sound Point Floating Rate Income American Beacon Stephens Small Cap Growth American Beacon Tocqueville International Value American Beacon Treasury Inflation Protection Sec American Beacon US Government Money Market Select American Biltrite Inc. AMERICAN BK NT HOLOGRAPHICS American Bonanza Gold Corp American Campus Communities Inc American Capital Ltd American CareSource Holdings Inc American Commercial Lines Inc American Community Bancshares Inc



American Community Newspapers Inc American Community Properties Trust American Defense Systems Inc American Dental Partners Inc American DG Energy Inc American Eagle Outfitters Inc. American Electric Power Co Inc American Electric Technologies Inc American Equity Investment Life Holding Co American Exploration Corp American Express Co American Farmland Co American Finance Trust Inc American Financial Group Inc American Financial Realty Trust American Funds 2010 Target Date Retirement American Funds 2015 Target Date Retirement American Funds 2020 Target Date Retirement American Funds 2025 Target Date Retirement American Funds 2030 Target Date Retirement American Funds 2035 Target Date Retirement American Funds 2040 Target Date Retirement American Funds 2045 Target Date Retirement American Funds 2050 Target Date Retirement American Funds 2055 Target Date Retirement

American Funds 2060 Target Date Retirement American Funds Conservative Growth & Income Portfolio American Funds Corporate Bond American Funds Developing World Growth and Income American Funds Emerging Markets Bond American Funds Global Balanced American Funds Global Growth Portfolio American Funds Global Insight American Funds Growth and Income Portfolio American Funds Growth HLS American Funds Growth Portfolio American Funds Inflation Linked Bond American Funds International Vantage American Funds IS Asset Alloc American Funds IS Blue Chip Income & Growth American Funds IS Capital Income Builder American Funds IS Capital World Bond American Funds IS Global Growth American Funds IS Global Growth & Income American Funds IS Global Small Cap American Funds IS Growth American Funds IS Growth & Inc

American Funds IS High Income Bond American Funds IS International American Funds IS International Growth & Income American Funds IS Managed Risk Asset Allocation American Funds IS Managed Risk Growth Income American Funds IS New World American Funds IS Series Bond American Funds IS US Govt/AAA-Rated Sec American Funds Moderate Growth & Income Portfolio American Funds Mortgage American Funds Preservation Portfolio American Funds Retirement Income Portfolio - Conservative American Funds Retirement Income Portfolio - Enhanced American Funds Retirement Income Portfolio - Moderate American Funds Strategic Bond American Funds Tax-Aware Conservative Growth & Income Portfolio American Funds Tax-Exempt Preservation Portfolio American Funds U.S. Government Money Market American Greetings Corp. American High Income Muni Bond Fund Inc American High Income Trust AMERICAN HOMEPATIENT INC



American Homes 4 Rent American Housing Income Trust Inc American Independence Corp American International Group Inc American International Growth & Income American International Industries Inc. American Italian Pasta Co American Land Lease Inc American Liberty Petroleum Corp American Lorain Corp AMERICAN MANAGEMENT SYSTEMS American Med Sec Grp American Medical Alert Corp American Medical Systems Holdings Inc American Midstream Partners LP American Mortgage Acceptance Co American Mutual Fund Inc American Nano Silicon Technology Inc American National Bankshares Inc American National Group Inc AMERICAN OIL & GAS INC American Oriental Bioengineering Inc American Outdoor Brands Inc American Pacific Corp American Perf IL Cash Mgmt American Perf Short Trm Income American Perf US Treasury American Physicians Capital Inc

American Physicians Service Group Inc AMERICAN POWER CONVERSION CP American Public Education Inc American Railcar Industries Inc American Realty Investors Inc. American Renal Associates Holdings Inc American Residential Properties Inc American Retail Group Inc. AMERICAN RETIREMENT CORP American River Bankshares American Science and Engineering Inc. AMERICAN SHARED HSPTL SERV American Sierra Gold Corp American Software Inc American Spectrum Realty Inc American Standard Energy Corp AMERICAN STATES WATER CO AMERICAN TECHNICAL CERAMICS American Tower Corp American Uranium Corp/NV American Vanguard Corp American Var Ins Cash Managemt American Virtual Cloud Technologies Inc AMERICAN WATER STAR INC American Water Works Co Inc American Well Corp

American Wenshen Steel Group Inc AMERICAN WOODMARK CORP AmericanWest BanCorp AMERICA'S CAR-MART INC Americas Gold & Silver Corp Americold Realty Trust AmeriCredit Corp Amerigas Partners LP AMERIGROUP Corp Ameriprise Financial Inc Ameris Bancorp AMERISAFE INC AmeriServ Financial Inc AMERISOURCEBERGEN CORP AMERISTAR CASINOS INC Ameristock Mutual Fund AMERITYRE CORP AMERIVEST PROPERTIES INC Ameriwest Energy Corp Ameron International Corp. AMERSHAM PLC AMERUS GROUP CO -CL A Ames National Corp Amesite Inc AMETEK Inc AMEXDRUG CORP AMG GW&K Core Bond AMG GW&K Small Cap Core AMG Managers Montag & Caldwell Growth AMG Managers Pictet International AMG Managers Skyline Special Equities AMG River Road Dividend All Cap Value AMG SouthernSun Small Cap AMG SouthernSun U.S. Equity AMG Systematic Mid Cap Value



AMG TimesSquare Small Cap Growth Amgen Inc AMICAS Inc Amicus Therapeutics Inc AMIS HOLDINGS INC Amiworld Inc Amkor Technology Inc AMLI RESIDENTIAL PPTYS TR AMMEX GOLD MINING CORP AMMO Inc AMN Healthcare Services Inc. Amneal Pharmaceuticals Inc AMNET MORTGAGE INC Ampal-American Israel Corp AMPCO-PITTSBURGH CORP Ampex Corp Amphastar Pharmaceuticals Inc Amphenol Corp Ampio Pharmaceuticals Inc Amplify Energy Corp Amplify Online Retail ETF Amplify Snack Brands Inc Amplitude Healthcare Acquisition Corp AmREIT Inc AMREP Corp. Amryt Pharma plc AMS HEALTH SCIENCES INC AMSOUTH BANCORPORATION Amsouth Capital Growth Amsouth Government Income Amsouth High Quality Bond Amsouth High Quality Muni Bond Amsouth Large Cap Amsouth Limited Bond Amsouth Prime MM Amsouth US Treasury MM Amsouth Value AMTD International Inc

AMTECH SYSTEMS INC AmTrust Financial Services Inc AMX CORP AMYLIN PHARMACEUTICALS INC Amyris Inc Anacomp Inc ANADARKO PETROLEUM CORP ANADIGICS Inc Anadys Pharmaceuticals Inc. ANALEX CORP Analog Devices Inc. Analogic Corp Analysts International Corp Anaplan Inc AnaptysBio Inc Anaren Inc Anavex Life Sciences Corp Ancestry.com Inc Anchor BanCorp Wisconsin Inc ANCHOR GLASS CONTAINER CORP Anchor Pathway Growth Anchor Pathway Growth & Income Anchor Ser Asset Allocation Anchor Ser Growth Anchor Ser Natural Resources Andatee China Marine Fuel Services Corp Andeavor Andeavor Logistics LP Andersons Inc (The) Andina Acquisition Corp III ANDREW CORP ANDRX CORP ANESIVA INC ANGEION CORP Angel Oak Multi-Strategy Income

Angel Oak UltraShort Income ANGELCITI ENTERTAINMENT INC ANGELICA CORP Angie's List Inc AngioDynamics Inc Angiotech Pharmaceuticals Inc Anglo Swiss Resources Inc AngloGold Ashanti Ltd Anheuser-Busch Companies Inc. ANI PHARMACEUTICALS INC Anika Therapeutics Inc Animal Health International Inc ANIMAS CORP Anixa Biosciences Inc Anixter International Inc Ann Inc Annaly Capital Management Inc Annapolis Bancorp Inc Annexon Inc Annie's Inc Annuity And Life Re Hldgs Anpath Group Inc ANSCOTT INDUSTRIES INC ANSOFT CORP Answers Corp ANSYS INC ANTARES PHARMA INC ANTEON INTERNATIONAL CORP Anterix Inc Antero Midstream Corp Antero Midstream Partners LP Antero Resources Corporation Anthem Inc Anthera Pharmaceuticals Inc Anthony & Sylvan Pools Corp



ANZ-AUSTRALIA & NEW ZEALD BK AOL Inc AON Money Market Aon plc APA Corporation APAC Customer Services Inc Apartment Income REIT Corp Apartment Investment and Management Co Apco Oil and Gas International Inc Apellis Pharmaceuticals Inc Apex Bioventures Acquisition Corp Apex Mortgage Capital Inc Apex Technology Acquisition Corp APHTON CORP APi Group Corp Apigee Corp APOGEE ENTERPRISES INC Apogee Technology Inc Apogent Technologies Inc Apollo Education Group Inc Apollo Endosurgery Inc Apollo Global Management Inc Apollo Grp Univ Phoenix Onln Apollo Investment APOLLO INVESTMENT CORP Apollo Medical Holdings Inc Apollo Residential Mortgage Inc Apollo Resources International Inc APP Pharmaceuticals Inc Appalachian Bancshares Inc AppFolio Inc Appian Corp Apple Hospitality REIT Inc Apple Inc APPLEBEES INTL INC

Applera Corp-Applied Biosystems Group Appliance Recycling Centers of America APPLICA INC Applied DNA Sciences Inc Applied Extrusion Tech APPLIED FILMS CORP Applied Genetic Technologies Corp Applied Imaging Corp Applied Industrial Technologies Inc APPLIED INNOVATION INC Applied Materials Inc. Applied Micro Circuits Corp Applied Minerals Inc Applied Molecular Evolution Applied Molecular Transport Inc Applied Nanotech Holdings Inc APPLIED NEUROSOLUTIONS INC Applied Optoelectronics Inc Applied Signal Technology Inc APPLIX INC Approach Resources Inc Apptio Inc Aprea Therapeutics Inc Apria Healthcare Group Inc Apricus Biosciences Inc APROPOS TECHNOLOGY INC AptarGroup Inc. Aptevo Therapeutics Inc APTIMUS INC Aptinyx Inc Aptiv Plc Aptorum Group Ltd Aptose Biosciences Inc Apyx Medical Corp AQR Diversified Arbitrage AQR Equity Market Neutral

AQR Global Equity AQR International Equity AQR Large Cap Defensive Style AQR Large Cap Momentum Style AQR Large Cap Multi Style AQR Long Short Equity AQR Managed Futures Strategy AQR Managed Futures Strategy HV AQR Multi-Strategy Alternative AQR Risk Parity AQR Small Cap Multi Style AQR Style Premia Alternative Aqua Bounty Technologies Inc Aqua Metals Inc Aquantia Corp AQUANTIVE INC AquaVenture Holdings Ltd Aquestive Therapeutics Inc AQUILA INC Aquila Three Peaks High Income Aquila Three Peaks Opportunity Growth ARACRUZ CELULOSE SA Aradigm Corp ARADYME CORP Aralez Pharmaceuticals Inc Aramark ARAMARK CORP Aratana Therapeutics Inc Aravive Inc Arbinet Corp ARBIOS SYSTEMS INC Arbitrage Event Driven Arbitrage Fund ARBITRON INC Arbor Realty Trust Inc. Arbutus Biopharma Corp



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Cross Country Healthcare Inc Cross Timbers Royalty Trust CrossAmerica Partners LP CrossFirst Bankshares Inc Crosshair Exploration & Mining Corp Crossroads Systems Inc CROSSTEX ENERGY INC CrowdGather Inc CrowdStrike Holdings Inc CROWLEY MARITIME CORP Crown Amer Realty Trust Crown Castle International Corp Crown Crafts Inc Crown Holdings Inc Crown Media Holdings Inc Crown Pacific Partners -Lp CROWN RESOURCES CORP CRT PROPERTIES INC Crucell NV, Leiden Crude Carriers Corp CRYO-CELL INTERNATIONAL INC CRYOCOR INC CryoLife Inc. Cryoport Inc Cryptologic Ltd Crystal River Capital Inc Crystallex International Corp CSB Bancorp Inc/OH CSG Systems International Inc. CSI Compressco LP CSK AUTO CORP CSP Inc CSRA Inc CSS Industries Inc. CST Brands Inc CSW Industrials Inc CSX Corp CT COMMUNICATIONS INC CT Muni Cash CTC Media Inc



CTI BioPharma Corp CTI MOLECULAR IMAGING INC CTIVP American Century Diversified Bond CTIVP CenterSquare Real Estate CTIVP Lazard International Equity Advantage CTIVP Loomis Sayles Growth CTIVP Los Angeles Capital Large Cap Growth CTIVP MFS Value CTIVP Morgan Stanley Advantage CTIVP Partners International Core Equity CTIVP Partners International Growth CTIVP Partners International Value CTIVP TCW Core Plus Bond CTIVP TRP Large Cap Value CTIVP Victory Sycamore Established Value CTIVP Wells Fargo Short Duration Government CTIVP Westfield Mid Cap Growth CTO Realty Growth Inc CTS Corp CU Bancorp/CA CubeSmart CUBIC ENERGY INC CUBIST PHARMACEUTICALS INC Cue Biopharma Inc CUI Global Inc CUISINE SOLUTIONS INC Cullen Agricultural Holding Corp Cullen High Dividend Equity Cullen/Frost Bankers Inc Culp Inc.

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Daily Income US Govt Daily Income US Treasury Daily Journal Corp Daily NJ Muni Income MM Daily NY TxFr Income MM Daily TxFr Income MM Daimler AG Dakota Plains Holdings Inc Daktronics Inc DALECO RESOURCES CORP Dan River Inc -Cl A Dana Inc Danaher Corp Danaos Corp Danimer Scientific Inc DANKA BUSINESS SYSTEMS PLC DANONE (GROUPE) Danvers Bancorp Inc Daqo New Energy Corp DARA BioSciences Inc Darden Restaurants Inc. Darling Ingredients Inc Darwin Professional Underwriters Inc DASAN Zhone Solutions Inc Daseke Inc Dassault Systemes SA Data Domain Inc Data I/O Corp Datadog Inc Datakey Inc Datalink Corp DATAMIRROR CORP DATARAM CORP DATASCOPE CORP DATASTREAM SYSTEMS INC DATATEC SYSTEMS INC DATATRAK INTERNATIONAL INC Datawatch Corp Datto Holding Corp Dave & Buster's Entertainment Inc

Davenport Core Davenport Value & Income DAVI SKIN INC DAVIDsTEA Inc Davis Appreciation & Income Davis Financial Davis Global Davis Govt MM Davis New York Venture Davis Opportunity Davis Real Estate Davis Value Var Portf DaVita Inc Dawson Geophysical Co DAXOR CORP DAYBREAK OIL & GAS INC DayStar Technologies Inc. Dayton Superior Corp DBV Technologies S.A. DBX ETF Trust - Xtrackers MSCI USA ESG Leaders Equity ETF DCB Financial Corp DCP Midstream LP DCT Industrial Trust Inc DDi Corp. DE RIGO SPA -ADR Dearborn Bancorp Inc DEB SHOPS INC Decarboniza Plus Acquisition Corp Deciphera Pharmaceuticals Inc Deckers Outdoor Corp DECODE GENETICS INC DECOMA INTL INC -CL A Decor Products International Inc DECORATOR INDUSTRIES INC Decorize Inc Deep Down Inc DEEP WELL OIL & GAS INC Deer Park Total Return Credit Deere & Co

Deerfield Healthcare Tech Acq Corp Dehaier Medical Systems Ltd Dejour Energy Inc Dekania Corp Del Frisco's Restaurant Group Inc DEL GLOBAL TECHNOLOGIES CORP Del Laboratories Inc DEL MONTE FOODS CO Del Taco Restaurants Inc Delaware American Services Delaware Balanced Fund Delaware Cash Reserve Delaware Corporate Bond Delaware Delchester Delaware Diversified Floating Rate Delaware Diversified Income Delaware Emerging Markets Delaware Equity Income Delaware Extended Dur Bond Delaware Foundation Moderate Allocation Delaware Fund for Income Delaware Global Equity Delaware Growth & Income Delaware Growth and Income Delaware Growth Equity Delaware Healthcare Delaware High Yield Opport Delaware Inflation Protected Bond Delaware Intl Value Equity Delaware Large Cap Value Delaware Ltd Term Diversified Income Delaware Natl High Yield Muni Delaware Opportunity Delaware PT Emerging Markets



Delaware PT Global Fixed Inc Delaware PT Global Real Estate Securities Delaware PT Labor Sel Intl Eq Delaware PT Large Cap Growth Equity Delaware Real Estate Inv Trust Delaware Select Growth Delaware Small Cap Core Delaware Small Cap Value Delaware Smid Cap Growth Delaware Special Situations Delaware Tax Exempt Income Delaware Total Return Delaware Trend Delaware TxFr CO Delaware TxFr MN Delaware TxFr MN Insured Delaware TxFr PA Delaware TxFr USA Delaware TxFr USA Intrmd Delaware Value Delaware VIP Emerging Mkt Delaware VIP High Yield Delaware VIP REIT Delaware VIP Trend Delaware Wealth Builder Delcath Systems Inc Delek Logistics Partners LP Delek US Holdings Inc dELiAs Inc Dell Technologies Inc DELPHAX TECHNOLOGIES INC Delphi Financial Group Inc Delphi Technologies PLC DELTA & PINE LAND CO Delta Air Lines Inc Delta Apparel Inc Delta Financial Corp DELTA NATURAL GAS CO INC DELTA OIL & GAS INC deltathree Inc

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DFA Emerging Markets Core Equity DFA Emerging Markets Sml Cap DFA Emerging Markets Social Core Equity DFA Emerging Markets Sustainability Core 1 DFA Emerging Markets Value DFA Enhanced US Large Co DFA Global 25/75 Port DFA Global 60/40 Port DFA Global Core Plus Fixed Income DFA Global Equity Port DFA Global Real Estate Securities DFA Inflation Protected Securities DFA Intermediate Govt Fixed Income DFA Intermediate Term Extended Quality DFA Intermediate-Term Municipal Bond DFA International Core Equity DFA International High Relative Profitability DFA International Large Cap Growth DFA International Real Estate Securities DFA International Small Cap Value DFA International Small Company DFA International Social Core Equity DFA International Sustainability Core 1 DFA International Value DFA International Value III

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DFA US Small Cap Value DFA US Social Core Equity 2 DFA US Sustainability Core 1 DFA US Targeted Value DFA US Vector Equity DFA World Core Equity DFA World ex US Core Equity DFA World ex US Government Fixed Income DFA World ex US Targeted Value DFC Global Corp DFP Healthcare Acquisitions Corp DHI Group Inc DHT Holdings Inc DHX Media Ltd Diacrin Inc Diageo PLC DIAGNOSTIC PRODUCTS CORP Dial Corporation Dial Global Inc Dialogic Inc. DIALYSIS CORP OF AMERICA Diamante Minerals Inc DiaMedica Therapeutics Inc Diamond Foods Inc Diamond Hill Corporate Credit Diamond Hill Investment Group Inc Diamond Hill Large Cap Diamond Hill Long Short Diamond Hill Short Duration Securitized Bond Diamond Hill Small Cap Diamond Hill Small Mid Cap DIAMOND I INC Diamond Management & Technology Consultants Inc Diamond Offshore Drilling Inc.



Diamond Resorts International Inc Diamond S Shipping Inc Diamondback Energy Inc DIAMONDHEAD CASINO CORP DiamondRock Hospitality Co Diana Containerships Inc DIANA SHIPPING INC Dicerna Pharmaceuticals Inc Diebold Nixdorf Inc DIEDRICH COFFEE INC DIGENE CORP Digi International Inc DIGIMARC CORP Diginex Limited Digirad Corp Digital Ally Inc Digital Angel Corp DIGITAL FUSION INC DIGITAL IMPACT INC DIGITAL INSIGHT CORP DIGITAL LIGHTWAVE INC DIGITAL MUSIC GROUP INC Digital Realty Trust Inc Digital River Inc Digital Turbine Inc DIGITALFX INTERNATIONAL INC DigitalGlobe Inc DIGITALNET HOLDINGS INC DIGITALPOST INTERACTIVE INC Digitalthink Inc DIGITALTOWN INC DIGITAS INC Diguang International Development Co Ltd Diligent Corp Dillard's Inc. Dime Community Bancshares Inc Dimeco Inc Dimension Therapeutics Inc

Dine Brands Global Inc Diodes Inc DIOMED HOLDINGS INC DIONEX CORP Dipexium Pharmaceuticals Inc Diplomat Pharmacy Inc DIRECT GENERAL CORP DIRECTED ELECTRONICS INC DIRECTV Direxion Commodity Trends Direxion Daily 20-plus Year Treasury Bear 3X Shares Direxion Daily Emerging Markets Bull 3x Shares Direxion Daily Energy Bull 3X ETF Direxion Daily Financial Bear 3X Shares Direxion Daily Financial Bull 3X Direxion Daily Gold Miners Index Bull 2X Shares Direxion Daily Junior Gold Miners Index Bull 2X Shares Direxion Daily S&P 500 Bear 3X Shares Direxion Daily S&P 500 Bull 3X Shares Direxion Daily S&P Biotech Bull 3X Shares Direxion Daily Semiconductor Bull 3X Shares Direxion Daily Small Cap Bull 3x Shares Direxion Shares ETF Trust - Direxion Daily Small Cap Bear 3X Sha Direxion Shares ETF Trust - Direxion Daily Technology Bull 3X Sh DIRT MOTOR SPORTS INC

DIRTT Environmental Solutions Ltd Disaboom Inc Discover Financial Services Discovery Inc DISCOVERY PARTNERS INTL INC DISH Network Corp Dish TV INDA Ltd DISTINCTIVE DEVICES INC Distribucion Y Servicio D.Y.S.SA,SAntiago Distributed Energy Systems Corp. Ditech Networks Inc Diversified Growth & Income Diversified Healthcare Trust Diversified Hi Quality Bond Diversified II Core Bond Diversified II Equity Growth Diversified II International Eqty Diversified II Intrmd Horizon Diversified II Intrmd/Long Horizo Diversified II Long Horizon Diversified II Special Equity Diversified II Stock Index Diversified II Value & Income Diversified Instl Special Equity Diversified Restaurant Holdings Inc Diversified Special Equity Diversinet Corp DivX Inc Dixie Group Inc (The) DJO INC DJSP Enterprises Inc DLB Small Company Opportunity DLH Holdings Corp DMC Global Inc DNB Financial Corp



DNP Select Income Fund Inc. DOBI MEDICAL INTL INC DOBSON COMMUNICATIONS CORP Docebo Inc Docent Inc DOCUCORP INTERNATIONAL INC DOCUMENT SCIENCES CORP Document Security Systems Inc Documentum Inc Dodge & Cox Balanced Dodge & Cox Global Bond Dodge & Cox Global Stock Dodge & Cox Income Fund Dodge & Cox Intl Stock Dodge & Cox Stock Dolan Co (The) Dolby Laboratories Inc Dole Food Co Inc Dollar General Corporation Dollar Thrifty Automotive Group Inc. Dollar Tree Inc Dolphin Digital Media Inc Domini Impact Equity Domini Impact International Equity Dominion Diamond Corp Dominion Energy Inc Dominion Energy Midstream Partners LP DOMINION HOMES INC Dominion Resources Black Warrior Trust DOMINO'S PIZZA INC Domo Inc Domtar Corp DOMTAR INC Donaldson Co Inc. Donegal Group Inc Donnelley Financial Solutions Inc

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Dreyfus Core Value Dreyfus CT Dreyfus Emerging Leaders Dreyfus Emerging Markets Debt Local Currency Dreyfus Emerging Mrkts Dreyfus Equity Gro Dreyfus FL Intrmd Muni Bond Dreyfus FL Muni Money Market Dreyfus General CA Muni MM Dreyfus General Govt Sec Money Market Dreyfus General Muni Bond Dreyfus General NY Muni Bond Dreyfus General NY Muni MM Dreyfus General Treasury Securities MM Dreyfus GNMA Dreyfus Government Securities Cash Dreyfus Govt Cash Mgmt Dreyfus Greater China Dreyfus Growth & Income Dreyfus High Yield Strategies Fund Dreyfus Institutional Preferred Government Money Market Dreyfus Institutional Preferred Treasury Obligations Dreyfus Institutional Treasury Securities Cash Advantage Dreyfus Instl Cash Advntg Dreyfus Instl Cash Advntg+ Dreyfus Instl Money Market Dreyfus Instl Preferred Government Plus Money Market

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Dreyfus Premr MD Bond Dreyfus Premr Mid Cap Stock Dreyfus Premr OH Bond Dreyfus Premr Small Co Stock Dreyfus Premr Tax Mngd Growth Dreyfus Premr Yield Advantg Dreyfus Research Core Dreyfus S&P Stars Opp Dreyfus Short Intrmd Govt Dreyfus Short Intrmd Muni Dreyfus Short Term Inc Dreyfus Small Cap Value Dreyfus Socially Responsible Growth Fund Dreyfus Strategic Municipal Bond Fund Inc. Dreyfus Strategic Municipals Inc. Dreyfus Tech Growth Dreyfus Third Century Dreyfus Treasury Obligations Cash Management Dreyfus Treasury Securities Cash Mgt Dreyfus TxEx Cash Mgmt Dreyfus US Treas Rsrvs Dreyfus Var Inv Apprec Dreyfus Var Inv Develop Ldrs Dreyfus Var Inv Growth & Inc Dreyfus Var Inv Midcap Stock Dreyfus Var Inv Money Market Dreyfus Var Inv Quality Bond Dreyfus Worldwide Dollar MM Dreyfus/Boston Co Intl Core Equity Dreyfus/Boston Co Small Cap Growth Dreyfus/Boston Co Small Cap Tax Sens



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Fidelity Freedom Index 2060 Fidelity Freedom Index Income Fidelity Freedom K 2000 Fidelity Freedom K 2010 Fidelity Freedom K 2015 Fidelity Freedom K 2020 Fidelity Freedom K 2025 Fidelity Freedom K 2030 Fidelity Freedom K 2035 Fidelity Freedom K 2040 Fidelity Freedom K 2045 Fidelity Freedom K 2050 Fidelity Freedom K 2055 Fidelity Freedom K Income Fidelity Fund Fidelity Global Balanced Fidelity Global Commodity Stock Fidelity Global ex US Index Fidelity GNMA Portfolio Fidelity Government Cash Reserves Fidelity Government Income Fidelity Government Money Market Fidelity Growth & Income I Fidelity Growth Company Fidelity Growth Company K6 Fidelity Growth Discovery Fidelity Growth Strategies Fidelity High Dividend ETF Fidelity High Income Fidelity IL Short Intrmd Govt I Fidelity Independence Fidelity Inflation Protected Bond Fidelity Inflation-Protected Bond Index Fidelity Intermediate Bond Fidelity Intermediate Govt Inc Fidelity Intermediate Muni Income

Fidelity Intermediate Term Treasury Bond Index Fidelity International Cap Appreciation Fidelity International Capital Appreciation K6 Fidelity International Discovery Fidelity International Enhanced Index Fidelity International Growth Fidelity International Index Fidelity International Real Estate Fidelity International Small Cap Fidelity International Small Cap Opportunities Fidelity International Value Fidelity Investment Grade Bond Fidelity Investments MM Government Fidelity Investments MM Money Market Fidelity Investments MM Prime Fidelity Investments MM Prime Reserves Fidelity Investments MM Treasury Fidelity Investments MM Treasury Only Fidelity Investments MM TxEx Money Mkt Fidelity Japan Fund Fidelity Japan Smaller Comp Fidelity Large Cap Core Enhanced Index Fidelity Large Cap Growth Enhanced Index Fidelity Large Cap Growth Index Fidelity Large Cap Stock



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Fidelity Series Emerging Markets Debt Fidelity Series Emerging Markets Opportunity Fidelity Series Floating Rate High Income Fidelity Series Global ex US Index Fidelity Series Government Money Market Fidelity Series Growth Company Fidelity Series High Income Fidelity Series Inflation Protected Bond Index Fidelity Series International Growth Fidelity Series International Small Cap Fidelity Series International Value Fidelity Series Intrinsic Opportunities Fidelity Series Investment Grade Bond Fidelity Series Large Cap Stock Fidelity Series Large Cap Value Fidelity Series Large Cap Value Index Fidelity Series Long-Term Treasury Bond Index Fidelity Series Opportunistic Insights Fidelity Series Overseas Fidelity Series Real Estate Equity Fidelity Series Real Estate Income Fidelity Series Short Term Credit Fidelity Series Small Cap Discovery

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Fidelity Total International Index Fidelity Total Market Index Fidelity Treasury Money Market Fidelity Treasury Only Money Market Fidelity Trend Fidelity Ultra Short Bond Fidelity US Bond Index Fidelity US Government Reserv Fidelity Value Discovery Fidelity Value Fund Fidelity Value Strategies Fidelity VIP Asset Mgr Fidelity VIP Asset Mgr Gro Fidelity VIP Balanced Fidelity VIP Contrafund Fidelity VIP Emerging Markets Fidelity VIP Energy Fidelity VIP Equity Income Fidelity VIP Freedom 2020 Fidelity VIP FundsManager 20% Fidelity VIP FundsManager 50% Fidelity VIP FundsManager 60% Fidelity VIP FundsManager 70% Fidelity VIP FundsManager 85% Fidelity VIP Government Money Market Fidelity VIP Grow & Inc Fidelity VIP Growth Fidelity VIP Growth Opport Fidelity VIP Health Care Fidelity VIP High Income Fidelity VIP Index 500 Fidelity VIP International Capital Appreciation

Fidelity VIP Inv Grade Fidelity VIP Mid Cap Fidelity VIP Overseas Fidelity VIP Real Estate Fidelity VIP Strategic Inc Fidelity VIP Technology Fidelity VIP Value Strat Fidelity Worldwide Fidelity ZERO Extended Market Index Fidelity ZERO International Index Fidelity ZERO Large Cap Index Fidelity ZERO Total Market Index Fiduciary/Claymore MLP Opportunity Fund FIELDPOINT PETROLEUM CORP FIELDSTONE INVESTMENT CORP Fiera Capital Emerging Markets Fiesta Restaurant Group Inc Fifth Street Asset Management Inc Fifth Third All Cap Value Fifth Third Balanced Fifth Third Bancorp Fifth Third Displ Lg Cap Value Fifth Third Equity Index Fifth Third Govt MMF Fifth Third Instl Govt MM Fifth Third Instl MM Fifth Third Intermediate Bond Fifth Third International GDP Fifth Third Intl Equity Fifth Third Intrmd Muni Bond Fifth Third Large Cap Core Fifth Third LifeModel Mod Aggrsv

Fifth Third LifeModel Moderate Fifth Third MI Muni MM Fifth Third Mid Cap Growth Fifth Third Muni MM Fifth Third Prime MMF Fifth Third Qlty Growth Fifth Third Short Term Bond Fifth Third Small Cap Growth Fifth Third Total Return Bond Fifth Third US Treasury MM FILENET CORP Financial Engines Inc Financial Federal Corp. Financial Industries Corp Financial Institutions Inc Financial Select Sector SPDR Fund (The) Finisar Corp Finish Line Inc (The) FINLAY ENTERPRISES INC FINOVA GROUP INC FinServ Acquisition Corp Fintech Acquisition Corp III Fintech Acquisition Corp IV FIREARMS TRAINING SYS -CL A FireEye Inc FIRST ACCEPTANCE CORP First Advantage Bancorp First Advantage Corp First Am Balanced First Am Bond IMMDEX First Am Govt Obligation First Am Growth & Income First Am Institutional Prime Obligations First Am Intrmd Govt First Am Large Cap Growth First Am Large Cap Select First Am Mid Cap Growth First Am MN Intrmd TxFr First Am Relative Value



First Am Retail Prime Obligations First Am Retail TxFr Obligation First Am Small Cap Gro Opport First Am Small Cap Growth First Am Treas Obligation First Am Treasury Reserve First Am US Govt Mortgage First Am US Treasury MM First American Financial Corp First Asia Holdings Ltd FIRST AVE NETWORKS INC FIRST AVIATION SERVICES INC First Bancorp Inc/ME (The) First Bancorp of Indiana Inc First Bancorp/NC First Bancshares Inc First Bancshares Inc (The)/MS First BancTrust Corp First Bell Bancorp Inc First Busey Corp First Business Financial Services Inc First Caliber Equity First California Financial Group Inc First Capital Bancorp Inc/VA FIRST CAPITAL INC First Carolina Investors FIRST CENTURY BANKSHARES INC FIRST CHARTER CORP First Chester County Corp First China Pharmaceutical Group Inc First Choice Bancorp First Citizens Bancshares Inc First Clover Leaf Financial Corp First Colonial Group Inc

First Commonwealth Financial Corp. First Community Bancshares Inc First Community Bank Corp of America First Community Corp First Community Financial Partners Inc First Connecticut Bancorp Inc FIRST CONSULTING GROUP INC First Data Corp. First Eagle High Yield First Eagle VA Overseas First Essex Bancorp First Fds Core Equity First Fds Intrmd Bond FIRST FED BANCSHARES INC/DE First Fed Cap Corp FIRST FED NOR MICH BANCORP FIRST FEDERAL BANC SOUTHWEST First Federal Bancorp Inc/Oh First Federal Bankshares Inc First Financial Bancorp. First Financial Bankshares Inc First Financial Corp/IN First Financial Fund Inc First Financial Holdings Inc First Financial Northwest Inc First Financial Service Corp First Focus US Govt MM First Foundation Inc FIRST FRANKLIN CORP First Funds Cash Reserve First Georgia Community Corp First Guaranty Bancshares Inc First Hawaiian Inc First Health Group Corp

First Horizon Corp FIRST INDIANA CORP First Industrial Realty Trust Inc. First Internet Bancorp First Interstate BancSystem Inc First Investors Blue Chip First Investors Financial Services Group Inc First Investors Government First Investors Inv Grade Bond First Investors Life Growth & Income First Keystone Corp First Keystone Financial Inc First Liberty Power Corp First Litchfield Financial Corp First M & F Corp First Majestic Silver Corp First Marblehead Corp (The) First Mariner Bancorp First Merchants Corp First Mercury Financial Corp First Mid Bancshares Inc First Mining Gold Corp FIRST MUTUAL BANCSHARES INC First National Bancshares Inc/SC FIRST NATIONAL BANCSHS FL IN First Niagara Financial Group Inc First Northern Community Bancorp First Northwest Bancorp First of Long Island Corp (The) First Place Financial Corp/DE First Potomac Realty Trust First Real Estate Investment Trust of New Jersey



First Regional Bancorp First Republic Cp -Cl A First Savings Financial Group Inc First Security Group Inc First Securityfed Finl Inc First Sentinel Bancorp Inc First Solar Inc First South Bancorp Inc First State Bancorporation Inc First State Financial Corporation First Surgical Partners Inc First Tr Value Line Divid Fd First Trust / Aberdeen Global Opportunity Income Fund First Trust Capital Strength ETF First Trust Cloud Computing ETF First Trust Consumer Discretionary AlphaDEX Fund First Trust Consumer Staples AlphaDEX Fund First Trust Developed Markets ex-US AlphaDEX Fund First Trust Dow Jones Dividend & Income Allocation First Trust Dow Jones Global Select Dividend Index Fund First Trust Dow Jones Internet Index Fund First Trust Emerging Markets AlphaDEX Fund First Trust Energy AlphaDEX Fund First Trust Energy Income and Growth Fund First Trust Enhanced Equity Income Fund

First Trust Europe AlphaDEX Fund First Trust Exchange Traded Fund IV - First Trust Enhanced Short First Trust Exchange Traded Fund VI First Trust NASDAQ Technolog First Trust Exchange Traded Fund VI Multi Asset Diversified Inco First Trust Exchange-Traded Fund II First Trust NASDAQ Cybersecu First Trust Exchange-Traded Fund IV First Trust Tactical High Yi First Trust Exchange-Traded Fund IV Senior Loan Fund First Trust Exchange-Traded Fund VIII - First Trust TCW Opportun First Trust Exchange-Traded Trust IV First Trust Low Duration Op First Trust Exchange-Traded Trust VI Dorsey Wright Dynamic Focus First Trust Exchange-Traded Trust VI Dorsey Wright Focus 5 ETF First Trust Exchange-Traded Trust VI Dorsey Wright International First Trust Financials AlphaDEX Fund First Trust Health Care AlphaDEX Fund First Trust High Income Long/Short Fund First Trust High Yield Opportunities 2027 Term Fund

First Trust Industrials/Producer Durables AlphaDEX Fund First Trust Intermediate Duration Preferred & Income Fund First Trust ISE-Revere Natural Gas Index Fund First Trust Large Cap Core AlphaDEX Fund First Trust Large Cap Growth AlphaDEX Fund First Trust Large Cap Value AlphaDEX Fund First Trust Managed Municipal ETF First Trust Materials AlphaDEX Fund First Trust Mid Cap Core AlphaDEX Fund First Trust MLP and Energy Income Fund First Trust Morningstar Dividend Leaders First Trust Nasdaq Bank ETF First Trust NASDAQ Clean Edge Green Energy Index ETF First Trust NASDAQ-100 Equal Weighted Index Fund First Trust NASDAQ-100 Technology Sector Index Fund First Trust North American Energy Infrastructure Fund First Trust NYSE Arca Biotechnology Index Fund First Trust Preferred Securities and Income ETF First Trust Rising Dividend Achievers ETF First Trust RiverFront Dynamic Developed International ETF



First Trust Senior Floating Rate Income Fund II First Trust Small Cap Core AlphaDEX Fund First Trust Technology AlphaDEX Fund First Trust US Equity Opportunities ETF First Trust Utilities AlphaDEX Fund First Trust Value Line 100 Fd First Trust Value Line Dividend Index Fund First Trust Water ETF First United Corp FIRST WASH FINANCIAL CORP First West Virginia Bancorp Inc. First Western Financial Inc First Years Inc Firstbank Corp FirstBank Financial Services Inc FIRSTBANK NW CORP/DE FirstCash Inc FIRSTCITY FINANCIAL CORP FirstEnergy Corp. Firstfed Amer Bancorp Inc FirstFed Financial Corp. Firstgold Corp Firsthand Technology Value FirstMark Horizon Acquisition Corp FirstMerit Corp FirstService Corp FISCHER IMAGING CORP Fiserv Inc. Fisher Communications Inc FISHER SCIENTIFIC INTL INC FIT American Freedom US Govt Money Market Five Below Inc Five Point Holdings LLC

Five Star Senior Living Inc Five9 Inc Fiverr International Ltd FL Muni Cash Trust FLAG FINANCIAL CORP FLAGSHIP GLOBAL HEALTH INC Flagstar Bancorp Inc Flagstone Reinsurance Holdings SA Flaherty & Crumrine Preferred Securities Income Fund Inc FLANDERS CORP Fleetboston Financial Corp FleetCor Technologies Inc FleetMatics Group plc Fleetwood Enterprises Inc. Fletcher Challenge Forests Flex Fuels Energy Inc Flex LNG Ltd Flex Ltd Flex Pharma Inc Flexible Solutions International Inc Flexion Therapeutics Inc FLEXPOINT SENSOR SYSTEMS INC FlexShares Global Upstream Natural Resources Index Fund FlexShares iBoxx 3-Year Target Duration TIPS Index Fund FlexShares iBoxx 5-Year Target Duration TIPS Index Fund FlexShares International Quality Dividend Index Fund FlexShares Morningstar Emerging Markets Factor Tilt Index Fund

FlexShares Morningstar US Market Factors Tilt Index Fund FlexShares Quality Dividend Index Fund FlexShares STOXX Global Broad Infrastructure Index Fund Flexsteel Industries Inc Flight Safety Technologies Floor & Decor Holdings Inc Florida Banks Inc Florida Community Banks Inc FLORIDA EAST COAST INDS FLORIDA GAMING CORP FLORIDA PUBLIC UTILITIES CO FLORIDA ROCK INDUSTRIES INC FLORIDAFIRST BANCORP INC Flotek Industries Inc Flow International Corp Flowers Foods Inc. Flowserve Corp. Fluidigm Corp Fluor Corp Flushing Financial Corp Fly Leasing Ltd FLYI INC FMC Corp. FMC Select FMC Strategic Value FMC TECHNOLOGIES INC FMI Common Stock FMI International FMI Large Cap FMMT Retirement Government Money Market FMMT Retirement Government Money Market II FMS FINANCIAL CORP FNB Bancorp



FNB FINANCIAL SERVICES CORP FNBH Bancorp Inc FNCB Bancorp Inc FNX MINING CO INC Foamix Pharmaceuticals Ltd FOCUS Enhancements Inc Focus Financial Partners Inc Focus Media Holding Ltd Focus Universal Inc FOG CUTTER CAPITAL GROUP INC Foghorn Therapeutics Inc Foley Trasimene Acquisition Corp Fomento Economico Mexican SAB de CV FONAR CORP FONIX CORP FOODARAMA SUPERMARKETS Foot Locker Inc. FOOTHILL INDPT BANCORP Foothills Resources Inc Footstar Inc. Forbes Energy Services Ltd FORBES MEDI-TECH INC Force Protection Inc ForceField Energy Inc FORD MOTOR CO FORDING CANADIAN COAL TRUST ForeScout Technologies Inc Foresight Energy LP Forest City Realty Trust Inc Forest Laboratories Inc Forestar Group Inc ForgeHouse Inc Forma Therapeutics Holdings Inc Forrester Research Inc Forster Drilling Corp Fortegra Financial Corp Fortem Resources Inc

Fortified Holdings Corp Fortinet Inc Fortis Govt MM Fortis Inc Fortis Instl Prime MM FORTISSIMO ACQUISITION CORP Fortive Corp Fortress Biotech Inc Fortress International Group Inc Fortress Investment Group LLC Fortress Transportation and Infrastructure Investors LLC Fortress Value Acquisition Corp II FORTUNA GAMING CORP Fortuna Silver Mines Inc Fortune Brands Home & Security Inc FORTUNE INDUSTRIES INC Fortune Valley Treasures Inc FORTUNET INC Forty Seven Inc Forum Energy Technologies Inc Forum Merger III Corp Forum National Investments Ltd Forward Air Corp Forward Credit Analysis Long/Short Forward Emerging Markets FORWARD INDUSTRIES INC Forward Intl Small Company Forward Pharma A/S Forward Small Cap Equity Forward US Government MM Fossil Group Inc Foster Wheeler AG Foundation Building Materials

Foundation Medicine Inc FOUNDRY NETWORKS INC FOUNTAIN POWERBOAT INDS INC Four Corners Property Trust Inc FOUR OAKS FINCORP INC Four Rivers BioEnergy Inc FOUR SEASONS HOTELS -LTD VTG Fox Chase Bancorp Inc Fox Corp FOX ENTERTAINMENT GROUP INC Fox Factory Holding Corp Fox Petroleum Inc FOXHOLLOW TECHNOLOGIES INC FPA Capital FPA International Value FPA Paramount FPA Perennial FPB BANCORP INC FPIC INSURANCE GROUP INC Francescas Holdings Corp Franchise Group Inc Franco-Nevada Corp FRANKFORT FIRST BANCORP INC Franklin Adjust US Govt Sec Franklin AL TxFr Income Franklin AZ TxFr Income Franklin Bancorp Inc Franklin Biotech Discovery Franklin Blue Chip Franklin CA High Yield Muni Franklin CA Insrd TxFr Income Franklin CA Intmd TxFr Franklin CA TxEx Money Market Franklin CA TxFr Income Franklin Capital Growth Franklin CO TxFr Income



Franklin Conservative Allocation Franklin Convertible Security Franklin Corefolio Allocation Franklin Covey Co. Franklin Credit Management Corp Franklin CT TxFr Income Franklin Double TxFr Income Franklin DynaTech Series Franklin Electric Co Inc FRANKLIN ELECTRONIC PUBLISH Franklin Equity Income Franklin Fed Intrmd TxFr Franklin Fed Ltd Trm TxFr Inc Franklin Federal TxFr Income Franklin Financial Corp Franklin Financial Network Inc Franklin Financial Services Corp Franklin Finl Corp Tenn Franklin FL TxFr Income Franklin Flex Cap Growth Franklin Floating Rate Trust Franklin Fltng Rate Daily Franklin GA TxFr Income Franklin Global Allocation Franklin Gold & Precious Metal Franklin Growth Franklin Growth Allocation Franklin Growth Opportunities Franklin Hi Yield TxFr Income Franklin High Income Franklin Income Franklin Insrd TxFr Income Franklin International Small Cap Franklin Intl Growth Franklin K2 Alternative Strategies

Franklin LA TxFr Income Franklin Low Duration Total Return Franklin Ltd Maturity US Govt Franklin MA TxFr Income Franklin Managed Income Franklin MD TxFr Income Franklin MI TxFr Income Franklin MN TxFr Income Franklin MO TxFr Income Franklin Moderate Allocation Franklin Mutual Beacon Franklin Mutual European Franklin Mutual Financial Services Franklin Mutual Global Discovery Franklin Mutual Quest Franklin Mutual Recovery Franklin Mutual Shares Franklin Natural Resources Franklin NC TxFr Income Franklin NJ TxFr Income Franklin NY Insrd TxFr Income Franklin NY Intrmd TxFr Income Franklin NY TxFr Income Franklin OH TxFr Income Franklin OR TxFr Income Franklin PA TxFr Income Franklin Real Estate Sec Franklin Real Return FRANKLIN RESOURCES INC Franklin Rising Dividends Franklin Small Cap Growth Franklin Small-Mid Cap Growth Franklin Stable Value Franklin Strategic Income Franklin Strategic Mortgage Franklin Street Properties Corp

Franklin Templeton Limited Duration Income Trust Franklin Templeton Money Franklin Templeton Perspct Allocation Franklin TN Muni Bond Franklin Total Return Franklin Towers Enterprises Inc Franklin US Core Equity (IU) Franklin US Government Money Franklin US Government Securities Franklin Utilities Franklin VA TxFr Income Franklin/Templeton HardCur Frank's International NV FREDERICK COUNTY BANCORP INC Fredericks of Hollywood Group Inc Fred's Inc FREEDOM ACQSTN HLDGS -REDH Freedom Holding Corp Freegold Ventures Ltd Freeline Therapeutics Holdings plc Freemarkets Inc Freeport-McMoRan Inc FREESCALE SEMICONDUCTOR INC FreeSeas Inc FreightCar America Inc Fremont Global Fremont Michigan InsuraCorp Inc Fremont Money Market Frequency Electronics Inc. Frequency Therapeutics Inc FRESH BRANDS INC Fresh Del Monte Produce Inc.



Fresh Market Inc (The) Freshpet Inc Friedman Industries Inc Friedmans Inc FriendFinder Networks Inc FRIENDLY ICE CREAM CORP Frisch's Restaurants Inc. FRMO CORP Front Yard Residential Corp Frontdoor Inc Fronteer Gold Inc Frontegra Columbus Core Plus Frontegra New Star Intl Equity Frontier Airlines Holdings Inc Frontier Communications Corp Frontier MFG Core Infrastructure Frontier MFG Global Equity Frontier MFG Global Plus Frontier Oil Corp. FRONTLINE LTD Frost Core Growth Equity Frost International Equity Frost Total Return Bond Frozen Food Express Industries Inc FRP Holdings Inc FS Bancorp Inc FS KKR Capital Corp FS KKR Capital Corp II Fsf Financial Corp FSI International Inc FST OAK BROOK BANCSHR -CL A FTD Companies Inc FTD INC FTE Networks Inc FTI Consulting Inc. FTS International Inc FTV Frnkln Flex Cap Growth Securities

FTV Frnkln Global Commun Sec FTV Frnkln Global Real Estate Securities FTV Frnkln Growth & Income FTV Frnkln High Income Securities FTV Frnkln Large Cap Gro Sec FTV Tmpltn Developing Mkts FTV Tmpltn Global Asset Alloc FTVIP Franklin Allocation VIP FTVIP Franklin Income VIP FTVIP Franklin Mutual Global Discovery VIP FTVIP Franklin Mutual Shares VIP FTVIP Franklin Rising Dividends VIP FTVIP Franklin Small Cap Value VIP FTVIP Franklin Small-Mid Cap Growth VIP FTVIP Franklin Strategic Income VIP FTVIP Franklin U.S. Govt Securities VIP FTVIP Templeton Foreign VIP FTVIP Templeton Global Bond VIP FTVIP Templeton Growth VIP FuboTV Inc Fuel Systems Solutions Inc Fuel Tech Inc FuelCell Energy Inc Fulcrum Therapeutics Inc Fulgent Genetics Inc FULL HOUSE RESORTS INC Fuller & Thaler Behavioral Small Cap Equity Fulton Financial Corp Fundamental Investors Inc Fundtech Ltd FundX Aggressive Upgrader

FundX Upgrader Funtalk China Holdings Ltd Fuqi International Inc Furiex Pharmaceuticals Inc Furmanite Corp Furniture Brands International Inc. Fury Gold Mines Ltd Fushi Copperweld Inc Fusion Acquisition Corp Fusion Fuel Green PLC Fusion Pharmaceuticals Inc Fusion-io Inc Futu Holdings Ltd Future Canada China Environment Inc Future Now Group Inc FutureFuel Corp FUTUREMEDIA PLC Fuwei Films (Holdings) Co Ltd FVCBankcorp Inc FVIT Franklin Large Cap Value FVIT Franklin Micro Cap Value FVIT Franklin Mutual U.S. Value FVIT Frnkln Small Cap Value FX Energy Inc FX Real Estate & Entertainment Inc FXCM Inc G III Apparel Group Ltd G&K Services Inc G1 Therapeutics Inc Ga Financial Inc GA Muni Cash Trust Gabelli ABC Gabelli Asset Gabelli Dividend & Income Trust Gabelli ENT Mergers & Acquisitions Gabelli Equity Income Gabelli Equity Trust Inc.



Gabelli Focus Five Gabelli Gold Gabelli Growth Gabelli Small Cap Growth Gabelli US Treas MM Gabelli Utilities Gabelli Utility Trust Gabelli Value 25 Gabelli Westwood Equity GABLES RESIDENTIAL TRUST GABRIEL TECHNOLOGIES CORP Gadzooks Inc Gafisa SA Gaia Inc Gainsco Inc Galapagos NV GALAXY ENERGY CORP Galaxy Govt MMF Galaxy Instl Govt MMF Galaxy Instl Treasury MM Galaxy Money Market GALAXY NUTRITIONAL FOODS INC Galaxy Prime Reserves MM Galaxy Treasury MMF Galaxy TxEx MM Galectin Therapeutics Inc Galecto Inc Galen Holdings Plc Galena Biopharma Inc Galera Therapeutics Inc Galiano Gold Inc Galileo Acquisition Corp GALLAHER GROUP PLC Gallery Of History Inc Galmed Pharmaceuticals Ltd Galyans Trading Co Inc GAMCO Global Gold Natural Resources & Income Trust GAMCO Global Telecomm Gamco Investors Inc Game Trading Technologies Inc

GameStop Corp. GAMETECH INTERNATIONAL INC Gaming and Leisure Properties Inc Gaming Partners International Corp GAMMACAN INTERNATIONAL INC GANDER MOUNTAIN CO Gannett Co Inc Gap Inc GARDEN FRESH RESTAURANT CORP Garmin Ltd Garnero Group Acquisition Co Gartmore Enhanced Income Gartmore GVIT Growth Gartmore Morley Cap Accum Gartmore NVIT Develop Mrkts Gartmore NVIT International Index Gartmore Short Dura Bond GARTNER INC Gas Natural Inc Gasco Energy Inc GasLog Ltd GasLog Partners LP Gastar Exploration Inc GATEHOUSE MEDIA INC Gates Industrial Corp PLC Gateway Gateway Financial Holdings Inc GATEWAY INC GATEWAY INTL HOLDINGS INC Gatos Silver Inc GATX Corp. Gazit-Globe Ltd GB HOLDINGS INC GB&T Bancshares

Gbc Bancorp/Ca GC China Turbine Corp GCM Grosvenor Inc GCP Applied Technologies Inc GDL Fund (The) GDS Holdings Limited GE Fixed Income GE Instl Income GE Instl Premier Growth Equity GE Investments Money Market GE Investments S&P 500 Index GE Premier Growth Equity GE RSP Income GE RSP US Equity GE Strategic Investment GEAC COMPUTER CORP LTD Geeknet Inc GEHL CO GELSTAT CORP Gemphire Therapeutics Inc GEMPLUS INTERNATIONAL SA Gemstar TV Guide International Inc Gen2Media Corp GENAERA CORP GENAISSANCE PHARMACEUTICALS Genco Shipping & Trading Ltd Gencor Industries Inc GENELABS TECHNOLOGIES INC GENENCOR INTL INC GENENTECH INC Gener8 Maritime Inc GENER8XION ENTERTAINMENT INC General American Investors Co Inc



GENERAL BINDING CORP General Cable Corp. General Cannabis Corp General Dynamics Corp General Electric Co GENERAL ENVIRONMENTAL MGMT General Finance Corp General Mills Inc. General Moly Inc General Motors Co General Steel Holdings Inc Generation Bio Co Generex Biotechnology Corp Genesco Inc. Genesee & Wyoming Inc. Genesis Energy LP GENESIS HEALTHCARE CORP Genesis Healthcare, Inc. Genesis Lease Ltd GENESIS MICROCHIP INC GENESYS SA Genetron Holdings Ltd Geneva Acquisition Corp Geneva Resources Inc Genie Energy Ltd Genitope Corp Genius Brands International Inc GENIUS PRODUCTS INC GENLYTE GROUP INC Genmab A/S GenMark Diagnostics Inc Genmed Holding Corp Genocea Biosciences Inc GENOIL INC Genomic Health Inc GenOn Energy, Inc. Genoptix Inc GeNOsys Inc Genpact Ltd Genprex Inc Gen-Probe Inc Genta Inc

GENTEK INC Gentex Corporation Gentherm Inc Gentium SPA Gentiva Health Services Inc Gentor Resources Inc Genuine Parts Co GENUS INC GENVEC INC Genworth Financial Inc GENZYME CORP GEO Group Inc (The) GeoBio Energy Inc GeoEye Inc Geoglobal Resources Inc GEOKINETICS INC GEOMET INC GeoPark Ltd GEOPETRO RESOURCES CO GEOPHARMA INC GEORESOURCES INC George Putnam Balanced GEORGETOWN BANCORP INC GEORGIA BANCSHARES INC GEORGIA CAROLINA BANCSHARES GEORGIA-PACIFIC CORP Geospace Technologies Corp Geovax Labs Inc Geovic Mining Corp GERBER SCIENTIFIC INC Gerdau AmeriSteel Corp GERDAU SA SIDERURG German American Bancorp Inc GERON CORP Getty Images Inc GEVITY HR INC GEXA CORP GFI Group Inc GFL Environmental Inc GFSB BANCORP INC GHL Acquisition Corp

GI Dynamics Inc GIANT INDUSTRIES INC Giant Interactive Group Inc Gibraltar Industries Inc GIGABEAM CORP GigaMedia Ltd Gigamon Inc GigCapital2 Inc GigPeak Inc Gilat Satellite Networks Ltd Gildan Activewear Inc Gilead Sciences Inc GILLETTE CO Given Imaging Ltd Glacier Bancorp Inc GLACIER WATER SERVICES GLADSTONE CAPITAL CORP GLADSTONE COMMERCIAL CORP Gladstone Land Corporation GLAMIS GOLD LTD Glatfelter Corp Glaukos Corp Gleacher & Company Inc Glen Burnie Bancorp GLENBOROUGH REALTY TRUST INC Glenmede Core Fixed Income Glenmede Govt Cash Glenmede International Equity Glenmede Philadelphia International Glenmede Quantitative US Large Cap Core Equity Glenmede Quantitative US Large Cap Growth Equity Glenmede Secured Options Glenmede Small Cap Equity Glenmede TxEx Cash GLG Life Tech Corp GLG Partners Inc Glimcher Realty Trust Global Aircraft Solutions Inc



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GLOBAL PAYMENT TECHNOLOGIES GLOBAL PHARMATECH INC Global Power Equipment Group Inc Global Realty Development GLOBAL RESOURCE CORP Global Services Partners Acquisition Corp Global Ship Lease Inc GLOBAL SIGNAL INC Global Sources Ltd Global Traffic Network Inc Global Water Resources Inc Global X FinTech ETF Global X Funds - Global X Cloud Computing ETF Global X Funds - Global X Lithium & Battery Tech ETF Global X MLP & Energy Infrastructure ETF Global X MLP ETF Global X Robotics & Artificial Intelligence ETF Global X SuperDividend ETF Global X U.S. Preferred ETF GLOBALNET CORP GlobalOptions Group Inc GLOBALSANTAFE CORP GlobalSCAPE Inc Globalstar Inc Global-Tech Advanced Innovations Inc Globant SA Globe Life Inc Globe Specialty Metals Inc GLOBECOMM SYSTEMS INC GLOBESPANVIRATA INC GLOBETEL COMMUNICATIONS CORP Globus Maritime Ltd Globus Medical Inc Glori Energy Inc Glowpoint Inc

Glu Mobile Inc GLYCOGENESYS INC GlycoMimetics Inc Glyeco Inc GMH Communities Trust GMO Alpha Only GMO Asset Allocation Bond GMO Benchmark Free GMO Benchmark Free Allocation GMO Benchmark Free Allocation Series GMO Core Plus Bond GMO Curency Hedgd Intl Bd GMO Currency Hedgd Intl Equity GMO Developed World Stock GMO Domestic Bond GMO Emerging Countries GMO Emerging Country Debt GMO Emerging Domestic Opportunities GMO Emerging Markets GMO Emerging Mrkts Quality GMO Flexible Equities GMO Foreign GMO Foreign Small Co GMO Global Asset Allocation GMO Global Asset Allocation Series GMO Global Bond GMO Global Developed Equity Allocation Fund GMO Global Equity Allocation GMO Growth GMO Implementation GMO Inflation Indexed Bond GMO Inflation Indexed Plus Bond GMO International Developed Equity Allocation GMO International Equity



GMO International Growth Equity GMO International Large/Mid Cap Equity GMO Intl Bond GMO Intl Disciplined Eqty GMO Intl Equity Allocation GMO Intl Growth GMO Intl Small Company GMO Opportunistic Income GMO Quality GMO Real Estate GMO Resources GMO Risk Premium GMO SGM Major Markets GMO Special Opportunities GMO Strategic Fixed Income GMO Strategic Opportunities Allocation GMO Tax Managed Intl Equities GMO Tobacco Free Core GMO U.S. Equity GMO US Core GMO US Growth GMO US Treasury GMS Inc GMX Resources Inc GNC Holdings Inc GO Acquisition Corp GoDaddy Inc GoHealth Inc Gol Linhas Aereas Inteligentes SA Golar LNG Ltd GOLD BANC CORP INC Gold Fields Ltd Gold Horse International Inc GOLD KIST INC/DE GOLD RESERVE INC Gold Resource Corp Gold Standard Ventures Corp Goldcorp Inc. Golden Autumn Holdings Inc

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Good Harbor Tactical Core US GOOD TIMES RESTAURANTS INC Good Works Acquisition Corp GoodHaven Fund GOODMAN GLOBAL INC Goodrich Corp Goodrich Petroleum Corp. GoodRx Holdings Inc Goodyear Tire & Rubber Co GOODYS FAMILY CLOTHING INC Goosehead Insurance Inc Gopher Protocol Inc GoPro Inc Gordmans Stores Inc GOREMOTE INTERNET COMM INC Gores Holdings V Inc Gorman-Rupp Co (The) Gossamer Bio Inc Gotham Absolute Return Gotham Enhanced Return Gotham Index Plus Gotham Neutral GOTTAPLAY INTERACTIVE INC Gottschalks Inc. GOUVERNEUR BANCORP INC Government Cash Series GOVERNMENT PROPERTIES TRUST GP Strategies Corp GPS INDUSTRIES INC GQG Partners Emerging Markets Equity Grace (W R) & Co Graco Inc. Graftech International Ltd GRAHAM CORP Graham Holdings Co Graham Packaging Co Inc Grainger (W.W.) Inc



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Great East Bottles & Drinks (China) Holdings Inc Great Elm Capital Group Inc Great Hall Prime MM GREAT LAKES AVIATION LTD GREAT LAKES BANCORP INC GREAT LAKES CHEMICAL CORP Great Lakes Dredge & Dock Corp Great Lakes Reit Inc Great Northern Iron Ore Properties Great Panther Mining Limited GREAT PEE DEE BANCORP INC Great Plains Energy Inc Great Southern Bancorp Inc Great Western Bancorp Inc Great Wolf Resorts Inc GREATER BAY BANCORP Greater China Fund Inc GREATER COMMUNITY BANCORP Great-West Aggressive Profile Great-West American Century Growth Great-West Bond Index Great-West Conservative Profile Great-West Federated Bond Great-West Government Money Market Great-West International Index Great-West International Value Great-West Large Cap Growth Great-West Large Cap Value Great-West Lifetime 2015 Great-West Lifetime 2015 II

Great-West Lifetime 2025 Great-West Lifetime 2025 II Great-West Lifetime 2035 Great-West Lifetime 2035 II Great-West Lifetime 2045 Great-West Lifetime 2045 II Great-West Mid Cap Value Great-West Moderate Profile Great-West Moderately Aggressive Profile Great-West Moderately Conservative Profile Great-West Multi-Sector Bond Great-West Putnam Equity Income Great-West S&P 500 Index Great-West S&P MidCap 400 Great-West S&P Small Cap 600 Index Great-West SecureFoundation Balanced Great-West T Rowe Mid Cap Growth Green Bancorp Inc Green Bankshares Inc Green Brick Partners Inc Green Dot Corp Green Earth Technologies Inc Green Energy Live Inc Green Energy Management Services Holdings, Inc. GREEN MOUNTAIN POWER CORP Green Plains Inc Green Plains Partners LP Green Plains Renewable Energy Inc Green Thumb Industries Inc Greenbox POS Greenbrier Cos Inc (The) Greenchek Technology Inc Greene County Bancorp Inc Greenfield Online Inc



GREENHILL & CO INC GreenHunter Energy Inc Greenkraft Inc Greenlane Holdings Inc Greenlight Capital Re Ltd Greenman Technologies Inc Greenpoint Financial Corp Greenpower Motor Co Inc Greenpro Capital Corp Greenrose Acquisition Corp GreenSky Inc Greenspring Fund Greenway Medical Technologies Inc GREER BANCSHARES INC Greif Inc. Greka Energy Corp GREY GLOBAL GROUP INC Grey Wolf Inc. Grid Dynamics Holdings Inc Grid Petroleum Corp Gridsum Holding Inc Griffin Institutional Access Real Estate Griffon Corp. Grifols S.A. GRILL CONCEPTS INC Grindrod Shipping Holdings Ltd Gritstone Oncology Inc Grocery Outlet Inc GROEN BROS AVIATION INC Group 1 Automotive Inc. Group 1 Software Inc Groupon Inc Growers Direct Coffee Co Inc GrowGeneration Corp Growlife Inc Grubb & Ellis Co. Grubb & Ellis Realty Advisors Inc Gruma SAB De CV Grupo Aeroportuario del Centro Norte SAB de CV

Grupo Aeroportuario del Sureste SAB de CV Grupo Casa SAba SA De CV, Mexico GRUPO ELEKTRA SA DE CV GRUPO IMSA SA DE CV Grupo Iusacell Sa Grupo Radio Centro SA De CV Rcentro Grupo Simec SA De C.V. Grupo Televisa SAB Grupo Tmm S.A.B. GRYPHON GOLD CORP Gryphon Resources Inc GS Absolute Return Tracker GS Acquisition Holdings Corp II GS Balanced Strategy GS Bond GS BRIC GS Capital Growth GS Commodity Strategy GS Concentrated Growth GS Concentrated International Equity GS Core Fixed Income GS Credit Strategies GS Dynamic Allocation GS Dynamic Global Equity GS Dynamic Municipal Income GS Emerging Markets Debt GS Emerging Markets Equity GS Emerging Markets Equity Insights GS Enhanced Dividend Global Equity GS Enhanced Income Gs Financial Corp GS Financial Square Federal Instruments GS Financial Square Government GS Financial Square MM

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GS VIT Growth Opportunities GS VIT Large Cap Value GS VIT Mid Cap Value GS VIT Strategic Growth GS VIT Strategic Intl Equity GS VIT Structured US Equity GSC Acquisition Co GSE Systems Inc GSI Commerce Inc GSI Technology Inc GSX Techedu Inc GT Advanced Technologies Inc GTC BIOTHERAPEUTICS INC GTECH HOLDINGS CORP GTSI Corp. GTX Corp GTx Inc. GTY Technology Holdings Inc GUANGSHEN RAILWAY CO LTD GuangZhou Global Telecom Inc Guaranty Bancorp Guaranty Bancshares Inc Guaranty Federal Bancshares Inc Guaranty Financial Corp/Va Guaranty Financial Group Inc Guardant Health Inc Guardian Large Cap Disciplined Growth VIP Guardian Small Cap Guardian Technologies International Inc Gucci Group Nv Guess ? Inc. Guggenheim Biotechnology Guggenheim BRIC ETF Guggenheim Build America Bonds Managed Duration Trust Guggenheim BulletShares 2015 Corporate Bond ETF

Guggenheim BulletShares 2015 High Yield Corporate Bond ETF Guggenheim BulletShares 2016 Corporate Bond ETF Guggenheim BulletShares 2016 High Yield Corporate Bond ETF Guggenheim BulletShares 2017 Corporate Bond ETF Guggenheim BulletShares 2017 High Yield Corporate Bond ETF Guggenheim China Small Cap ETF Guggenheim Directional Allocation Guggenheim Floating Rate Strategies Guggenheim High Yield Strategy Guggenheim Investment Grade Bond Guggenheim Limited Duration Guggenheim Macro Opportunities Guggenheim Managed Futures Strategy Guggenheim Mid Cap Value Guggenheim Mid Cap Value Institutional Guggenheim Multi-Asset Income ETF Guggenheim S&P 500 Equal Weight Consumer Staples ETF Guggenheim Spin-Off ETF Guggenheim Strategic Opportunities Fund Guggenheim Total Return Bond Guggenheim Ultra Short Duration



Guidance Software Inc GUIDANT CORP Guided Therapeutics Inc GUIDELINE INC GuideMark Core Fixed Inc GuidePath Growth Allocation GuideStone Aggressive Allocation GuideStone Balanced Allocation GuideStone Balanced Allocation I GuideStone Conservative Allocation GuideStone Defensive Market Strategies GuideStone Emerging Markets Equity GuideStone Equity Index GuideStone Extended Dur Bond GuideStone Global Bond GuideStone Growth Allocation GuideStone Growth Equity GuideStone International Equity GuideStone International Equity Index GuideStone Low Duration Bond GuideStone Medium Duration Bond GuideStone Money Market GuideStone MyDestination 2015 GuideStone MyDestination 2025 GuideStone MyDestination 2035 GuideStone MyDestination 2045 GuideStone Small Cap Equity GuideStone Value Equity

Guidewire Software Inc Guilford Mills Inc GUILFORD PHARMACEUTICAL INC Guinness Exploration Inc GUITAR CENTER INC Gulf Coast Ultra Deep Royalty Trust GULF ISLAND FABRICATION INC Gulf United Energy Inc GulfMark Offshore Inc Gulfport Energy Corp GulfSlope Energy Inc Gulfterra Energy Partners-Lp Gundle/Slt Environmental Inc Gushan Environmental Energy Ltd GVI SECURITIES SOLUTIONS INC GVIT Enhanced Income GW Pharmaceuticals PLC GX Acquisition Corp Gymboree Corp (The) Gyrodyne Company of America Inc H D F C Bank Ltd H&E EQUIPMENT SERVICES INC H.B. Fuller Co. Habersham Bancorp Habit Restaurants Inc (The) Hackett Group Inc (The) Hadera Paper Ltd HAEMONETICS CORP HAGGAR CORP Hailiang Education Group Inc Hain Celestial Group Inc (The) Halcyon Jets Holdings Inc Hall Kinion & Associates Inc Hallador Energy Co HALLIBURTON CO

Hallmark Financial Services Inc Hallwood Group Inc (The) Hallwood Realty Ptnrs -Lp Halozyme Therapeutics Inc Hamilton Beach Brands Holding Co Hamilton Lane Inc Hamlin High Dividend Equity HAMMONS JOHN Q HOTELS -CL A Hampshire Group Ltd HAMPTONS LUXURY HOMES INC Hana Biosciences Inc Hancock (John) Bank and Thrift Opportunity Fund Hancock (John) Financial Opportunities Fund Hancock (John) Premium Dividend Fund Hancock Fabrics Inc. Hancock Horizon Burkenroad Small Cap Hancock Horizon Diversified International Hancock Horizon Government MM Hancock John Finl Svcs Inc Hancock Whitney Corp Handeni Gold Inc HANDLEMAN CO Handspring Inc Handy & Harman Ltd Hanger Inc Hanlon Managed Income Hanmi Financial Corp Hannon Armstrong Sustainable Infrastructure Capital Inc Hanover Capital Mortgage Holdings Inc. HANOVER DIRECT INC



Hanover Insurance Group Inc (The) Hansberger Emerging Mkts Hansberger Intl Growth Hansberger Intl Value Hansen Medical Inc HANSON PLC Hanwha Q CELLS Co Ltd Harbin Electric Inc HARBOR ACQUISITION CORP Harbor Bond Harbor Capital Appreciation Harbor Diversified International All Cap HARBOR FLORIDA BANCSHARES HARBOR GLOBAL CO LTD Harbor High Yield Harbor International Harbor International Growth Harbor Large Cap Value Harbor Mid Cap Growth Harbor Mid Cap Value Harbor Real Return Harbor Small Cap Growth Harbor Small Cap Value HarborOne Bancorp Inc Hardinge Inc HARLAND (JOHN H.) CO Harley-Davidson Inc. Harleysville Group Inc Harleysville National Corp Harleysville Savings Bank Harman International Industries Inc. Harmony Biosciences Holdings Inc Harmony Gold Mining Co Ltd Harpoon Therapeutics Inc Harrington West Financial Group Inc Harris & Harris Group Harris Assoc Focus Value Harris Assoc Large Cap Value

Harris Insight Index Harris Insight Intrmd TxEx HARRIS INTERACTIVE INC Harris Teeter Supermarkets Inc Harrow Health Inc Harsco Corp HARTCOURT COMPANIES INC Harte Hanks Inc. Hartford Balanced Income Hartford Capital Appreciation Hartford Checks and Balances Hartford Core Equity Hartford Corporate Opportunities Hartford Dividend & Growth Hartford Equity Growth Alloc Hartford Equity Income Hartford Financial Services Group Inc. (The) Hartford Floating Rate Hartford Floating Rate High Income Hartford Funds Exchange-Traded Trust - Hartford Total Return Bon Hartford Global All Asset Hartford Global Capital Appreciation Hartford Global Growth Hartford Global Real Asset Hartford Great Health Corp Hartford Growth Hartford Growth Allocation Hartford Growth Opportunities Hartford Healthcare Hartford High Yield Hartford HLS Balanced Hartford HLS Cap Appreciation Hartford HLS Disciplined Equity

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Hartford Multifactor Developed Markets (ex-US) ETF Hartford Municipal Opportunities Hartford Schroders Emerging Markets Equity Hartford Schroders International Multi Cap Value Hartford Schroders International Stock Hartford Schroders US Mid Cap Opportunities Hartford Short Duration Hartford Small Cap Growth Hartford Small Company Hartford Stock Hartford Strategic Income Hartford Total Return Bond Hartford TxFr National Hartford US Govt Securities Hartford Value Hartford Value Opport Hartford World Bond Harvard Bioscience Inc HARVEST ENERGY TRUST Harvest Natural Resources Inc. Hasbro Inc. Hastings Entertainment Inc Hatteras Alpha Hedged Strategies Hatteras Financial Corp Hatteras Long Short Debt HAUPPAUGE DIGITAL INC HAVAS Haverty Furniture Cos Inc Hawaiian Electric Industries Inc. Hawaiian Holdings Inc Hawaiian Telcom Holdco Inc Hawaiian TxFr Trust HAWK CORP Hawkins Inc

Hawthorn Bancshares Inc Hawthorne Financial Corp Hayes Lemmerz International Inc Haymaker Acquisition Corp II HAYNES INTERNATIONAL INC HBT Financial Inc HC Innovations Inc HC2 Holdings Inc HCA Healthcare Inc Hcb Bancshares Inc HCC Insurance Holdings Inc. HCI Group Inc HCSB Financial Corp HD Partners Acquisition Corp HD Supply Holdings Inc Head NV, Rotterdam HeadHunter Group PLC Headwaters Inc HEALTH BENEFITS DIRECT CORP Health Care Select Sector SPDR Fund (The) Health Catalyst Inc Health Enhancement Products Inc Health Fitness Corp Health Grades Inc Health Management Associates Inc. Health Net Inc. Health Sciences Acquisitions Corp 2 Healthaxis Inc Healthcare Realty Trust Inc Healthcare Services Group Inc Healthcare Trust of America Inc HealthEquity Inc Healthetech Inc Healthpeak Properties Inc HEALTHSPORT INC HealthSpring Inc

HealthStream Inc HealthTronics Inc Healthtronics Surgical Svcs Hearst-Argyle Television Inc. Heartland Express Inc Heartland Financial USA Inc HEARTLAND OIL & GAS CORP Heartland Payment Systems Inc Heartland Select Value Heartland Value Heartland Value Plus HeartWare International Inc HEARUSA INC Hecla Mining Co HECTOR COMMUNICATIONS CORP Heelys Inc HEI INC HEICO Corp Heidrick & Struggles International Inc Helen of Troy Ltd Helicos BioSciences Corp Helios Technologies Inc Helius Medical Technologies Inc Helix Acquisition Corp Helix BioPharma Corp Helix Energy Solutions Group Inc Helix TCS Inc HELIX TECHNOLOGY CORP Helix Wind Corp Hellenic Telecommunications Organizations OTE Helmerich & Payne Inc. Hemisphere Media Group Inc Hemispherx BioPharma Inc. Hemlock Fed Finl Corp HemoBioTech Inc HEMOSENSE INC HEMOSOL CORP Hendrx Corp.



Hennessy Advisors Inc Hennessy Cornerstone Growth Hennessy Cornerstone Growth II Hennessy Cornerstone Mid Cap 30 Hennessy Focus Hennessy Gas Utility Hennessy Japan Henry (Jack) & Associates Inc HENRY BROS ELECTRONICS INC Henry Schein Inc HEPALIFE TECHNOLOGIES INC HERBALIFE LTD Herbalife Nutrition Ltd Herc Holdings Inc Hercules Inc Hercules Offshore Inc Here Enterprises Inc Heritage Bankshares Inc Heritage Commerce Corp Heritage Financial Corp Heritage Financial Group Inc Heritage Growth Equity Heritage Insurance Holdings Inc Heritage Oaks Bancorp HERITAGE PPTY INVESTMENT TR Heritage-Crystal Clean Inc Herley Industries Inc Herman Miller Inc Heron Therapeutics Inc Hersha Hospitality Trust Hertz Global Holdings Inc Heska Corp HESS CORP Hess Midstream LP Hewitt Associates Inc. Hewlett Packard Enterprise Co

Hexcel Corp HF Financial Corp. HF Foods Group Inc HFF INC hhgregg Inc Hi Tech Pharmacal Co Inc hi/fn Inc Hibbett Sports Inc Hibernia Cap Appreciation HIBERNIA CORP -CL A Hickory Tech Corp Hicks Acquisition Co I Inc Hicks Acquisition Company II Inc Hi-Crush Inc HIENERGY TECHNOLOGIES INC High Speed Access Corp Highbury Financial Inc Higher One Holdings Inc Highland Floating Rate Highland Floating Rate Opportunities Highland Global Allocation HIGHLAND HOSPITALITY CORP Highland Income Fund Highland Long/Short Equity Highland Long/Short Healthcare Highland Money Market II Highland US Equity Highland/iBoxx Senior Loan ETF Highlands Acquisition Corp HIGHLANDS BANKSHARES INC HIGHLANDS BANKSHARES INC/VA Highlands REIT Inc HighMark 100% US Treas MM HighMark CA TxFr MM HighMark Diversified MMF

Highmark International Opportunities HighMark Large Cap Value HighMark Small Cap Value HighMark US Govt MM HighMark Value Momentum HighPeak Energy Inc HighPoint Resources Corp Highwoods Properties Inc. HILAND HOLDINGS GP LP HILAND PARTNERS LP Hilb Rogal & Hobbs Co Hill International Inc Hillenbrand Inc Hilliard Lyons Government Hill-Rom Holdings Inc Hills Bancorporation Hillshire Brands Co Hilltop Holdings Inc Hilton Grand Vacations Inc Hilton Worldwide Holdings Inc Himax Technologies Inc HIMCO VIT Index Hims and Hers Health Inc HINES HORTICULTURE INC HireQuest Inc HireRight Inc Hirsch International Corp. HI-SHEAR TECHNOLOGY CORP Hispanic Broadcasting Histogenics Corp HITACHI LTD Hitor Group Inc Hittite Microwave Corp HKN Inc HLF Frontier Emerging Markets HLTH Corp HMN Financial Inc HMS Holdings Corp HNI Corp Hodges Fund



Hodges Small Cap Hoegh LNG Partners LP Hoku Corp Holicity Inc Hollinger Inc Hollis-Eden Pharmaceuticals Inc Holloman Energy Corp HOLLY ENERGY PARTNERS LP HollyFrontier Corp Hollywood Entmt Corp Hollywood Media Corp. HOLOGIC INC Home Bancorp Inc Home Bancshares Inc Home Depot Inc. (The) Home Diagnostics Inc Home Federal Bancorp Inc Home Federal Bancorp/LA HOME LOAN FINL CORP Home Loan Servicing Solutions Ltd Home Products Intl Inc Home Properties Inc. HomeAway Inc HOMEFED CORP Homeinns Hotel Group Homestead Short Term Bond Homestead Small Co Stock Homestead Value HomeStreet Inc HomeTrust Bancshares Inc Homology Medicines Inc Honda Motor Co Ltd Hondo Minerals Corp Honeywell International Inc Hong Kong Television Network Ltd Hong Kong Winalite Group Inc Hood River Small Cap Growth Hooker Furniture Corp Hooper Holmes Inc. Hope Bancorp Inc

HopFed Bancorp Inc Horace Mann Educators Corp Horizon Active Asset Allocation Horizon Active Risk Assist Horizon Bancorp Inc HORIZON BANCORPORATION INC Horizon Financial Corp Horizon Global Corp HORIZON HEALTH CORP Horizon Lines Inc Horizon Medical Products Inc HORIZON OFFSHORE INC Horizon Organic Holding Horizon Therapeutics Public Ltd Co HORMEL FOODS CORP Hornbeck Offshore Services Inc. HORNE INTERNATIONAL INCHORNE Horsehead Holding Corp Hortonworks Inc Hospira Inc Host Hotels & Resorts Inc Hostess Brands Inc Hot Topic Inc Hotchkis & Wiley Diversified Value Hotchkis & Wiley High Yield Hotchkis & Wiley Large Cap Val Hotchkis & Wiley Mid Cap Val Hotchkis & Wiley Small Cap Value Hotchkis & Wiley Value Opportunities Houghton Mifflin Harcourt Co Houlihan Lokey Inc HOUSE OF BRUSSELS CHOCOLATES

HOUSERAISING INC Houston American Energy Corp HOUSTON EXPLORATION CO Houston Wire & Cable Co Hovnanian Enterprises Inc. Howard Bancorp Inc Howard Hughes Corp (The) HP Inc Hpsc Inc HQ Sustainable Maritime Industries Inc HS3 TECHNOLOGIES INC HSBC Holdings PLC HSBC Inv Fixed Income HSBC Inv Intl Equity HSBC Inv NY TxFr MM HSBC Inv Small Cap Equity HSBC Prime Money Market HSBC Total Return HSBC US Government Money Market HSBC US Treasury Money Market HSN Inc HST Global Inc HTG Molecular Diagnostics Inc Huaneng Power International Inc Huazhu Group Limited Hub Group Inc HUB INTERNATIONAL LTD Hubbell Inc HubSpot Inc HUDBAY MINERALS INC Hudson City Bancorp Inc Hudson Executive Investment Corp Hudson Global Inc HUDSON HOLDING CORP Hudson Ltd Hudson Pacific Properties Inc Hudson River Bancorp Inc



Hudson Technologies Inc HUDSON UNITED BANCORP Hudson Valley Holding Corp Huffy Corp Hughes Communications Inc HUGHES SUPPLY INC Hughes Telematics Inc Hugoton Royalty Trust Huiheng Medical Inc HUMAN BIOSYSTEMS HUMAN GENOME SCIENCES INC Humana Inc. Humanigen Inc Humboldt Bancorp HUMMINGBIRD LTD Hunt Cos Finance Trust Inc Hunt Global Resources Inc Huntington Bancshares Inc Huntington Fixed Income Sec Huntington Growth Huntington Ingalls Industries Inc Huntington Intl Equity Huntington MM Huntington OH Muni MM Huntington US Treas MM HuntMountain Resources Ltd HUNTSMAN CORP Hurco Cos Inc Huron Consulting Group Inc Husky Energy Inc Hussman Strategic Growth Hussman Strategic Total Return Hutchinson Technology Inc Hutchison Telecommunications International Ltd HUTCHMED (China) Limited Huttig Building Products Inc HUYA Inc Hyatt Hotels Corp HYBRID FUEL SYSTEMS INC

Hycor Biomedical Inc HYCROFT MINING HOLDING CORP Hyde Park Acquisition Corp II HYDRIL CO Hydrocarb Energy Corp Hydrofarm Holdings Group Inc HYDROGEN CORP HYDROGEN ENGINE CENTER INC Hydrogen Hybrid Technologies Inc HYDROGEN POWER INC HYDROGENICS CORP Hyliion Holdings Corp Hypercom Corp Hyperdynamics Corp Hyperion Brookfield Total Return Fund Inc (The) HYPERION SOLUTIONS CORP Hyperion Therapeutics Inc Hyster-Yale Materials Handling Inc Hy-Tech Technology Group Inc I/O Magic Inc I2 Technologies Inc I3 Verticals Inc IA Global Inc. IAA Inc IAC/InterActiveCorp IAMGold Corp Iao Kun Group Holding Co Ltd IB3 Networks Inc IBasis Inc IBERIABANK Corp Ibex Ltd iBio Inc IBIS TECHNOLOGY CORP IBT BANCORP INC icad Inc Icagen Inc. ICARBON CORP

ICF International Inc Icg Communications Ichor Holdings Ltd Icici Bank Ltd ICI-IMPERIAL CHEM INDS PLC ICL GROUP LTD iClick Interactive Asia Group Ltd ICM Small Company ICO Inc ICON Energy ICON Financial Services ICON Healthcare ICON Information Technology ICON Long Short Icon PLC ICONIX BRAND GROUP INC ICOP DIGITAL INC ICORIA INC ICOS CORP ICOS VISION SYSTEM NV ICP Solar Technologies Inc ICT Govt Cash & Agency ICT GROUP INC ICT TECHNOLOGIES INC ICTS INTERNATIONAL NV ICx Technologies Inc ID BIOMEDICAL CORP IDACORP Inc. Ideanomics Inc Ideation Acquisition Corp IDEAYA Biosciences Inc Idenix Pharmaceuticals Inc Identiv Inc IDENTIX INC IDERA PHARMACEUTICALS INC IDEX Corp IDEXX Laboratories Inc IDM PHARMA INC IDO Security Inc iDreamSky Technology Ltd IDT Corp



IDX SYSTEMS CORP IEC Electronics Corp IEG Holdings Corp IES Holdings Inc IF Bancorp Inc I-FLOW CORP IFM Investments Ltd Ifresh Inc IFT Money Market Portfolio IG Acquisition Corp IGATE Corp Igen Inc IGM Biosciences Inc IGNIS PETROLEUM GROUP INC Ignite Restaurant Group Inc Ignyta Inc iGo Inc iHeartMedia Inc IHS Inc IHS Markit Ltd II VI Inc iKang Healthcare Group Inc Ikanos Communications Inc IKON Office Solutions Inc. Ilex Oncology Inc ILG Inc Illinois Tool Works Inc. Illumina Inc Ilog SA, Gentilly ILX RESORTS INC IMAGE ENTERTAINMENT INC Image Sensing Systems Inc ImageWare Systems Inc. Imaging Diagnostic Systems Inc IMAGING3 INC IMAGISTICS INTERNATIONAL INC Imanage Inc I-many Inc Imara Inc ImaRx Therapeutics Inc Imation Corp

Imax Corp Imc Global Inc IMCLONE SYSTEMS INC IMCOR PHARMACEUTICAL CO IMEDIA INTERNATIONAL INC Immatics NV Immersion Corp IMMTECH PHARMACEUTICALS INC IMMUCOR INC Immune Design Corp IMMUNE RESPONSE CORP/DE Immunicon Corp ImmunityBio, Inc. ImmunoCellular Therapeutics Ltd IMMUNOGEN INC Immunome Inc Immunomedics Inc Immunovant Inc IMPAC MEDICAL SYSTEMS INC Impac Mortgage Holdings Inc. IMPART MEDIA GROUP Impax Laboratories Inc Imperial Capital Bancorp Inc IMPERIAL INDUSTRIES INC Imperial Oil Ltd IMPERIAL PARKING CORP IMPERIAL SUGAR CO IMPERIAL TOBACCO GROUP PLC Imperva Inc Impinj Inc IMPLANT SCIENCES CORP Imprivata Inc IMPSAT FIBER NETWORKS INC IMS Health Holdings Inc INAMED CORP Inari Medical Inc

INCO LTD Income Opportunity Realty Investors Inc. inContact Inc INCYTE CORP INDEPENDENCE CMNTY BK CORP Independence Contract Drilling Inc Independence Holding Co Independence Realty Trust Inc Independent Bank Corp Independent Bank Corp. Independent Bank Group Inc Independent Franchise Partners US Equity INDEVUS PHARMACEUTICALS INC Index Oil & Gas Inc IndexIQ Hedge Multi-Strategy Tracker ETF IndexIQ Merger Arbitrage ETF India Fund Inc. (The) India Globalization Capital Inc Indiana Community Bancorp Indigo-Energy Inc INDUS INTERNATIONAL INC INDUS Realty Trust Inc Industrial Distribution Group Inc. Industrial Logistics Properties Trust Industrial Select Sector SPDR Fund (The) Industrial Services of America Inc Industrias Bachoco SAB De CV INERGY HOLDINGS LP Inet Technologies Inc



Infineon Technologies AG, Muenchen Infinera Corp Infinity Augmented Reality Inc INFINITY ENERGY RESOURCES Infinity Pharmaceuticals Inc Infinity Property & Cas Corp Infinity Property and Casualty Corp Infinity Q Diversified Alpha InflaRx NV Infoblox Inc INFOCROSSING INC Infocus Corp (USA) infoGROUP Inc InfoLogix Inc Infonet Services Corp Informatica Corp INFORMATION HOLDINGS INC Information Resources Inc Information Services Group Inc INFORTE CORP INFOSMART GROUP INC INFOSONICS CORP Infosys Ltd INFRASOURCE SERVICES Infrastructure and Energy Alternatives Inc INFRASTRUCTURE DEVELOPMENTS CORP. Infusion Brands International inc ING Alliance Mid Cap Growth ING Am Century Select ING American Funds Asset Allocation ING American Funds Bond ING American Funds Gro & Inc ING American Funds Growth

ING American Funds Intl ING Artio Foreign ING Asia Pacific High Dividend Equity Income Fund ING Balanced ING BlackRock Large Cap Growth ING BlackRock Science & Tech Opportunity ING Brokerage Cash Reserves ING CapGuardian Small Mid Cap ING CapGuardian US Equities ING Clarion Global Real Estate Port ING Clarion RE Inc Fd ING Classic Money Market ING Columbia Small Cap Value ING Core Equity Research ING Davis New York Venture ING Disciplined Intl Sm Cap ING Diversified International ING Emerging Countries ING Emerging Mkts Fixed Income ING Euro STOXX 50 Index ING Fidelity VIP Contrafund ING Financial Services ING Foreign ING FTSE 100 Index ING Get US Core ING GetD Fund ING GetE Fund ING GetS Fund ING GetV Fund ING Global Advantage & Premium Opportunity Fund ING GLOBAL ADVTG PREM OPP FD ING Global Bond Portfolio ING Global Equity Dividend ING Global Value Choice

ING Goldman Sachs Commodities ING Groep NV ING Growth & Value ING High Yield Opportunity ING Index + Small Cap Portfolio ING Index Plus Large Cap ING Index Plus Mid Cap ING Infrastructure Industrials and Materials Fund ING Institutional Prime Money Market ING International Small Cap Multimgr ING International Val Portfolio ING International Value ING Janus Contrarian ING Japan TOPIX Index ING JPM Intl ING JPM Value Opportunities ING Legg Mason P Aggressive Growth ING Legg Mason P All Cap ING Legg Mason Value ING Lifestyle Aggrsv Growth ING Lifestyle Growth ING Lifestyle Moderate ING Lifestyle Moderate Growth ING Limited Maturity Bond ING Lord Abbett Affiliated ING Magna Cap ING Marsico Growth ING MFS Total Return ING MFS Utilities ING Mid Cap Gro ING Money Market ING Morgan Stanley Global Franchise ING Neuberger Berman Partners



ING Oppenheimer Main Street ING Pioneer Mid Cap Value ING Principal Protect IV ING Principal Protection I ING Principal Protection II ING Principal Protection III ING Principal Protection V ING Principal Protection VI ING Principal Protection VII ING Risk Managed Natural Resources Fund ING Russia ING T Rowe International Stock ING Thornburg Value ING Total Return Bond ING UBS US Large Cp Eqty ING Value Choice ING Van Kampen Capital Growth ING Van Kampen Large Cap Growth ING VP Index Plus International Equity ING VP Strategic Alloc Growth ING VP Strategic Alloc Moderate ING Wells Fargo Disciplined Value Ingersoll Rand Inc Ingevity Corp Ingles Markets Inc Ingram Micro Inc. Ingredion Inc Inhibitex Inc Inhibrx Inc INKINE PHARMACEUTICAL CO INC Inksure Technologies Inc Inland Land Appreciation Fund II LP Inland Real Estate Corp

InMode Ltd INmune Bio Inc INNCARDIO INC INNKEEPERS USA TRUST Innocoll Holdings Plc Innodata Inc INNOTRAC CORP Innovaro Inc Innovate Biopharmaceuticals Inc Innovation Pharmaceuticals Inc Innovative Card Technologies Inc. Innovative Industrial Properties Inc Innovative Software Tech Inc Innovative Solutions and Support Inc INNOVEX INC Innoviva Inc INNOVIVE PHARMACEUTICALS INC INNUITY INC Inogen Inc Inovalon Holdings Inc Inovio Pharmaceuticals Inc Inozyme Pharma Inc Inphi Corp Inseego Corp INSIGHT COMMUNICATIONS INC Insight Enterprises Inc InSight Health Services Holdings Corp Insightful Corp INSIGNIA SOLUTIONS PLC -ADR INSIGNIA SYSTEMS INC InSite Vision Inc Insmed Inc Insperity Inc. Inspire Medical Systems Inc

INSPIRE PHARMACEUTICALS INC Inspired Entertainment Inc InspireMD Ltd Installed Building Products Inc Insteel Industries Inc INSTINET GROUP INC Institutional Financial Markets Inc Institutional Money Market Insulet Corp INSURANCE AUTO AUCTIONS INC Insurance Mgmt Solutions Grp INSURE.COM INC InsWeb Corp INTAC INTERNATIONAL INTECH US Core Integer Holdings Corp Integra Bank Corp Integra LifeSciences Holdings Corp Integra Resources Corp Integral Systems Inc INTEGRAL TECHNOLOGIES INC INTEGRAL VISION INC IntegraMed America Inc INTEGRATED ALARM SVCS GROUP INTEGRATED BIOPHARMA INC INTEGRATED CIRCUIT SYSTEMS Integrated Data Corp Integrated Defense Tech Inc Integrated Device Technology Inc. Integrated Enviro Technologies Ltd Integrated Healthcare Holdings Inc



INTEGRATED SECURITY SYS INC Integrated Silicon Solution Inc INTEGRITY BANCSHARES INC INTEGRITY FINANCIAL CORP Integrys Energy Group Inc Intel Corp INTELIDATA TECHNOLOGIES CORP Inteliquent Inc Intellia Therapeutics Inc Intelligent Communication Enterprise Corp Intelligent System Corp Intelligentias Inc Intelligroup Inc IntelliPharmaCeutics International Inc INTELLISYNC CORP Intellon Corp Intelsat SA Inter Parfums Inc INTERACTIVE BRAND DEV INC Interactive Brokers Group Inc Interactive Data Corp Interactive Intelligence Group Inc INTERACTIVE SYSTEMS WORLDWDE Interactive Television Networks InterAmerican Acquisition Group Inc Inter-Atlantic Financial Inc Intercept Inc Intercept Pharmaceuticals Inc INTERCHANGE FINL SVCS CP/NJ interCLICK Inc Intercontinental Exchange Inc

Intercontinental Hotels Group PLC Intercorp Financial Services Inc Interface Inc INTERGRAPH CORP Intergroup Corp (The) INTERLEUKIN GENETICS INC Interline Brands Inc. INTERLINK ELECTRONICS Interlott Technologies Inc INTERMAGNETICS GENERAL CORP Intermec Inc Intermediate Bond Fund America Intermet Corp InterMetro Communications Inc INTERMIX MEDIA INC Intermolecular Inc Intermountain Community Bancorp INTERMUNE INC Internap Corp International Absorbents Inc INTERNATIONAL ALUMINUM CORP International Bancshares Corp International Business Machines Corp International Coal Group Inc INTERNATIONAL COMMERCIAL TV INTERNATIONAL ENERGY INC International Fight League Inc International Flavors & Fragrances Inc International Fuel Technology Inc International Game Technology

International General Insurance Holdings Ltd International Hi-Tech Industries Inc INTERNATIONAL ISOTOPES INC International Monetary Systems International Money Express Inc. International Paper Co International Power Group Ltd INTERNATIONAL POWER PLC International Rectifier Corp INTERNATIONAL ROYALTY CORP International Seaways Inc International Shipholding Corp International Speedway Corp INTERNATIONAL STEEL GRP INC International Stem Cell Corp International Textile Group Inc International Tower Hill Mines Ltd International Wire Group Inc Internet Brands Inc Internet Gold-Golden Lines Ltd INTERNET INITIATIVE JAPAN INC INTERNET SECURITY SYS INC INTERPHASE CORP INTERPOOL INC Interpore International Interpublic Group of Cos Inc (The) Intersect ENT Inc Intersections Inc Intersil Corp Interstate Bakeries Corp



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Invesco California Value Municipal Income Trust Invesco Capital Appreciation Invesco Capital Development INVESCO Cash Reserves Invesco Charter Invesco Comstock Invesco Comstock Select Invesco Conservative Income Invesco Constellation Invesco Convertible Securities Invesco Core Bond Invesco Core Plus Bond Invesco Corporate Bond Invesco CurrencyShares Australian Dollar Trust Invesco CurrencyShares British Pound Sterling Trust Invesco CurrencyShares Canadian Dollar Trust Invesco CurrencyShares Euro Trust Invesco CurrencyShares Japanese Yen Trust Invesco CurrencyShares Swiss Franc Trust Invesco DB Agriculture Fund Invesco DB Energy Fund Invesco Developing Markets Invesco Discovery Invesco Discovery Mid Cap Growth Invesco Diversified Dividend Invesco Dividend Growth Securities Invesco Dividend Income Invesco DWA Momentum ETF Invesco Dynamic Credit Opportunities Fund Invesco Dynamic Large Cap Growth ETF



Invesco Dynamic Large Cap Value ETF Invesco Dynamic Pharmaceuticals ETF Invesco Dynamic Software ETF Invesco Dynamics Invesco Emerging Markets All Cap Invesco Emerging Markets Innovators Invesco Emerging Markets Sovereign Debt Invesco Endeavor Invesco Energy Invesco Equally Weighted S&P 500 Invesco Equity & Income INVESCO European Invesco European Growth Invesco European Small Company Invesco Exchange-Traded Fund Trust II - China Technology ETF Invesco Exchange-Traded Fund Trust II - Invesco CEF Income Compo Invesco Exchange-Traded Fund Trust II - Invesco S&P Internationa Invesco Exchange-Traded Fund Trust II - Invesco Solar ETF Invesco Exchange-Traded Fund Trust II - Invesco Treasury Collate Invesco Exchange-Traded Fund Trust II Invesco S&P SmallCap Healt Invesco Exchange-Traded Fund Trust Invesco BuyBack Achievers ETF

Invesco Exchange-Traded Fund Trust Invesco Nasdaq Internet ETF Invesco Financial Preferred ETF Invesco Floating Rate ESG Invesco FTSE RAFI Developed Markets ex-U.S. ETF Invesco FTSE RAFI Emerging Markets ETF Invesco FTSE RAFI US 1000 ETF Invesco FTSE RAFI US 1500 Small-Mid ETF Invesco Fundamental Alternatives Invesco Fundamental High Yield Corporate Bond Invesco Glbl Small & Mid Cap Growth Invesco Global Invesco Global Allocation Invesco Global Core Equity Invesco Global Dividend Growth Securities Invesco Global Focus Invesco Global Growth Invesco Global Opportunities Invesco Global Real Estate Invesco Global Real Estate Income Invesco Global Strategic Income Invesco Gold & Precious Metals Invesco Gold & Special Minerals Invesco Government Money Market Invesco Govt & Agency INVESCO Growth Invesco Growth & Income Invesco Health Care Invesco High Income Muni

INVESCO High Yield Invesco High Yield Equity Dividend Achievers ETF Invesco High Yield Municipal Invesco Income Invesco Income Allocation Invesco Intermediate Municipal Income Invesco International Bond Invesco International Core Equity Invesco International Diversified Invesco International Dividend Achievers ETF Invesco International Equity Invesco International Growth Invesco International Small Company Invesco International Small-Mid Company Invesco KBW Bank ETF Invesco Large Cap Growth Invesco Large Relative Value Invesco Leisure Invesco Limited Term California Municipal Invesco Limited Term Muni Income Invesco Liquid Assets Invesco Ltd Invesco Main Street Invesco Main Street All Cap Invesco Main Street Mid Cap Invesco Main Street Small Cap Invesco Mid Cap Core Equity Invesco Mid Cap Growth Invesco Moderate Allocation Invesco Moderate Growth Allocation Invesco Mortgage Capital Inc Invesco Multi Sector Invesco Multi-Asset Income



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Invesco Pennsylvania Municipal Invesco Preferred Invesco Premier Portfolio Invesco Prime Income Trust Invesco QQQ Trust Series 1 Invesco Quality Income Invesco Quality Municipal Income Trust Invesco Real Estate Invesco Rising Dividends Invesco Rochester AMT Free NY Municipal Invesco Rochester Limited Term New York Municipal Invesco Rochester Municipal Opportunities Invesco Rochester New York Municipals Invesco Russell 1000 Dynamic Multifactor ETF Invesco Russell Midcap Pure Growth Etf Invesco S&P 500 Equal Weight ETF Invesco S&P 500 Equal Weight Health Care ETF Invesco S&P 500 Equal Weight Technology Etf Invesco S&P 500 High Dividend Low Volatility Invesco S&P 500 Index Invesco S&P 500 Low Volatility Invesco S&P 500 Pure Growth Etf Invesco S&P 500 Pure Value Etf Invesco S&P 500 Quality Etf Invesco S&P 500 Revenue ETF INVESCO S&P 500 TOP 50 ETF

Invesco S&P Global Water Index ETF Invesco S&P Midcap 400 Pure Growth ETF Invesco S&P Midcap Low Volatility Etf Invesco S&P SmallCap Low Volatility ETF Invesco S&P Ultra Dividend Revenue ETF Invesco Select Companies INVESCO Select Income Invesco Select Risk: Conservative Investor Invesco Select Risk: Growth Investor Invesco Select Risk: High Growth Investor Invesco Select Risk: Moderate Investor Invesco Senior Floating Rate Invesco Senior Income Trust Invesco Senior Loan Invesco Short Duration High Yield Municipal Invesco Short Duration Inflation Protected Invesco Short Term Bond Invesco Short Term Municipal Invesco Small Cap Discovery Invesco Small Cap Equity Invesco Small Cap Growth Invesco Small Cap Value Invesco Special Value Invesco SteelPath MLP Alpha Invesco SteelPath MLP Income Invesco SteelPath MLP Select 40 Invesco STIC Prime Invesco STIT TxFr Cash Reserve Invesco Summit Fund



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Invesco Van Kampen Emerging Markets Invesco Van Kampen Enterprise Invesco Van Kampen Global Franchise Invesco Van Kampen Government Security Invesco Van Kampen Harbor Invesco Van Kampen High Yield Invesco Van Kampen Insured Tax Free Income Invesco Van Kampen International Growth Invesco Van Kampen Pennsylvania Value Municipal Income Trust Invesco Van Kampen Real Estate Security Invesco Van Kampen V.I. Government Invesco Van Kampen V.I. Mid Cap Value Invesco Variable Rate Preferred Etf Invesco Water Resources ETF Invesco Wilderhill Clean Energy Etf Investar Holding Corp Investment Technology Group Inc. Investors Bancorp Inc Investors Capital Holdings Ltd INVESTORS FINANCIAL SVCS CP Investors Title Co Investview Inc INVISA INC Invision Technologies Inc Invitation Homes Inc Invitel Holdings A/S Invivo Corp

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Ironclad Performance Wear Corp Ironwood Pharmaceuticals Inc IRSA Propiedades Comerciales SA IRVINE SENSORS CORP ISAACS I C & CO INC Isabella Bank Corp Isco Inc ISCO International Inc. Isecuretrac Corp ishare Inc - iShares MSCI Taiwan ETF Ishares 0-3 MonthTreasury Bond ETF iShares 0-5 Year High Yield Corporate Bond ETF iShares 0-5 Year Investment Grade Corporate Bond ETF iShares 0-5 Year TIPS Bond ETF iShares 10-20 Year Treasury Bond ETF iShares 1-3 Year Treasury Bond ETF iShares 1-5 Year Investment Grade Corp Bond ETF iShares 20 Plus Year Treasury Bond ETF iShares 3-7 Year Treasury Bond ETF iShares 5-10 Year Investment Grade Corp Bond ETF iShares 7-10 Year Treasury Bond ETF iShares Aaa - A Rated Corporate Bond ETF iShares Agency Bond ETF iShares Asia 50 ETF iShares Broad USD High Yield Corporate Bond ETF

iShares Broad USD Investment Grade Corporate Bond iShares California Muni Bond ETF iShares China Large-Cap ETF iShares Cohen & Steers REIT ETF iShares Commodities Select Strategy ETF iShares Convertible Bond ETF iShares Core 1-5 Year USD Bond ETF iShares Core Aggressive Allocation Fund iShares Core Conservative Allocation Fund iShares Core Dividend Growth ETF iShares Core Growth Allocation Fund iShares Core High Dividend ETF iShares Core International Aggregate Bond ETF iShares Core Moderate Allocation Fund iShares Core MSCI EAFE ETF iShares Core MSCI Emerging Markets ETF iShares Core MSCI Europe ETF iShares Core MSCI Pacific ETF iShares Core MSCI Total International Stock ETF iShares Core S&P 500 ETF iShares Core S&P Mid-Cap ETF iShares Core S&P Small-Cap ETF iShares Core S&P Total U.S. Stock Market ETF iShares Core S&P U.S. Growth ETF

iShares Core S&P U.S. Value ETF iShares Core Total USD Bond Market ETF iShares Core US Aggregate Bond ETF iShares Core US REIT ETF iShares Currency Hedged MSCI EAFE ETF iShares Currency Hedged MSCI Eurozone ETF iShares Currency Hedged MSCI Germany ETF iShares Currency Hedged MSCI Japan ETF iShares Developed Real Estate Index iShares Dow Jones US ETF iShares Edge MSCI Multifactor Intl ETF iShares Edge MSCI USA Size Factor ETF iShares Emerging Markets Dividend ETF iShares Emerging Markets High Yield Bond ETF iShares ESG Aware MSCI EAFE ETF iShares ESG Aware MSCI USA ETF iShares ESG MSCI EM Leaders ETF iShares Europe ETF IShares Expanded Tech-Software Sector ETF iShares Exponential Technologies ETF iShares Floating Rate Bond ETF iShares Global 100 ETF iShares Global Clean Energy ETF iShares Global Consumer Staples ETF



iShares Global Energy ETF iShares Global Financials ETF iShares Global Infrastructure ETF iShares Global REIT ETF iShares Global Tech ETF iShares Global Telecom ETF ISHARES GOLD SACHS NTWKG FD iShares Gold Trust iShares iBonds Dec 2019 Term Corporate ETF iShares iBonds Dec 2020 Term Corporate ETF iShares iBonds Dec 2021 Term Corporate ETF iShares iBonds Dec 2022 Term Corporate ETF iShares iBonds Dec 2023 Term Corporate ETF iShares iBonds Dec 2024 Term Corporate ETF iShares iBonds Dec 2025 Term Corporate ETF iShares iBoxx High Yield Corporate Bond ETF iShares iBoxx Investment Grade Corporate Bond ETF iShares Inc - iShares ESG Aware MSCI EM ETF iShares India 50 ETF iShares Intermediate Government/Credit Bond ETF iShares International Developed Real Estate ETF iShares International Equity- ETFs iShares MSCI Japan ETF iShares International Select Dividend ETF iShares International Treasury Bond ETF iShares JP Morgan EM Local Currency Bond ETF

iShares JPMorgan USD Emerging Markets Bond Fund iShares Latin America 40 ETF iShares MBS ETF iShares Micro-Cap ETF iShares Morningstar Growth ETF iShares Morningstar Mid-Cap ETF iShares Morningstar Mid-Cap Growth ETF iShares Morningstar US Equity ETF iShares Morningstar Value ETF iShares Mortgage Real Estate ETF iShares MSCI ACWI ETF iShares MSCI ACWI ex US ETF iShares MSCI ACWI Low Carbon Target ETF iShares MSCI All Country Asia ex Japan ETF iShares MSCI All Peru Capped Index Fund iShares MSCI Australia ETF iShares MSCI Austria Fund iShares MSCI Belgium Fund iShares MSCI Brazil ETF iShares MSCI BRIC ETF iShares MSCI Canada ETF iShares MSCI Chile Capped Investable Market Index Fund iShares MSCI China ETF iShares MSCI Developed World Index iShares MSCI EAFE ETF iShares MSCI EAFE Growth ETF iShares MSCI EAFE International Index

iShares MSCI EAFE Min Vol Factor ETF iShares MSCI EAFE Small-Cap ETF iShares MSCI EAFE Value ETF iShares MSCI Emerging Markets Asia ETF iShares MSCI Emerging Markets ETF iShares MSCI Emerging Markets Min Vol Factor ETF iShares MSCI Emerging Markets Multifactor ETF iShares MSCI Europe Financials ETF iShares MSCI Eurozone ETF iShares MSCI France ETF iShares MSCI Frontier 100 Index Fund iShares MSCI Germany ETF iShares MSCI Global Min Vol Factor ETF iShares MSCI Hong Kong ETF iShares MSCI Indonesia ETF iShares MSCI Intl Quality Factor ETF iShares MSCI Italy Capped ETF iShares MSCI KLD 400 Social ETF iShares MSCI KLD 400 Social Index Fund iShares MSCI Malaysia ETF iShares MSCI Mexico ETF iShares MSCI Netherlands Fund iShares MSCI Pacific ex Japan ETF iShares MSCI Russia ETF iShares MSCI Saudi Arabia ETF IShares MSCI Singapore ETF iShares MSCI South Africa ETF



iShares MSCI South Korea ETF iShares MSCI Spain ETF iShares MSCI Sweden Fund iShares MSCI Switzerland ETF iShares MSCI Thailand Capped ETF iShares MSCI Total International Index iShares MSCI Turkey ETF iShares MSCI United Kingdom ETF iShares MSCI USA ESG Select ETF iShares MSCI USA Min Vol Factor ETF iShares MSCI USA Momentum Factor ETF iShares MSCI USA Multifactor ETF iShares MSCI USA Quality Factor ETF iShares MSCI USA Small-Cap Min Vol Factor ETF iShares MSCI USA Value Factor ETF iShares MSCI World ETF iShares Nasdaq Biotechnology ETF iShares National Muni Bond ETF iShares North American Natural Resources ETF iShares PHLX Semiconductor ETF iShares Preferred and Income Securities ETF iShares Russell 1000 ETF iShares Russell 1000 Growth ETF iShares Russell 1000 Large Cap Index iShares Russell 1000 Value ETF

iShares Russell 2000 ETF iShares Russell 2000 Growth ETF iShares Russell 2000 Small Cap Index iShares Russell 2000 Value ETF iShares Russell 3000 ETF iShares Russell Mid-Cap ETF iShares Russell Mid-Cap Growth ETF iShares Russell Mid-Cap Index iShares Russell Mid-Cap Value ETF iShares Russell Top 200 ETF iShares Russell Top 200 Growth ETF iShares Russell Top 200 Value ETF iShares S&P 100 ETF iShares S&P 500 Growth ETF iShares S&P 500 Index iShares S&P 500 Value ETF iShares S&P Global Materials Sector Index Fund iShares S&P Global Utilities Sector Index Fund iShares S&P GSCI Commodity-Indexed Trust iShares S&P Mid-Cap 400 Growth ETF iShares S&P Mid-Cap 400 Value ETF iShares S&P Small-Cap 600 Growth ETF iShares S&P Small-Cap 600 Value ETF iShares S&P TOPIX 150 Index Fund iShares Select Dividend ETF iShares Short Treasury Bond ETF

iShares Short-Term National Muni Bond ETF iShares Silver Trust iShares TIPS Bond ETF iShares Total US Stock Market Index iShares Transportation Average ETF iShares Treasury Floating Rate Bond ETF iShares Trust - iShares ESG MSCI USA Leaders ETF iShares Trust - iShares Global Healthcare ETF iShares Trust - iShares Long-Term Corporate Bond ETF iShares Trust - iShares MSCI India ETF iShares Trust Expanded Tech Sector ETF iShares Trust NYSE 100 Index Fund iShares U.S. Aerospace & Defense ETF iShares U.S. Basic Materials ETF iShares U.S. Healthcare Providers ETF iShares U.S. Home Construction ETF iShares U.S. Medical Devices ETF iShares U.S. Oil & Gas Exploration & Production ETF iShares U.S. Oil Equipment & Services ETF iShares U.S. Pharmaceuticals ETF iShares U.S. Regional Banks ETF iShares U.S. Treasury Bond ETF iShares US Aggregate Bond Index



iShares US Consumer Goods ETF iShares US Consumer Services ETF iShares US Energy ETF iShares US Financial Services ETF iShares US Financials ETF iShares US Healthcare ETF iShares US Industrials ETF iShares US Real Estate ETF iShares US Technology ETF iShares US Telecommunications ETF iShares US Utilities ETF ISI North American Govt Isilon Systems Inc ISLAND PACIFIC INC ISLE OF CAPRI CASINOS INC iSoftStone Holdings Ltd ISONICS CORP ISORAY INC ISRAMCO INC ISTA Pharmaceuticals Inc iStar Inc I-Stat Corp ITC Deltacom Inc ITC Holdings Corp iTeos Therapeutics Inc Iteris Inc Iterum Therapeutics plc itLinkz Group Inc I-trax Inc. Itron Inc ITT Educational Services Inc ITT Inc Ituran Location and Control Ltd Itxc Corp IVA International IVA Worldwide IVANHOE ENERGY INC IVAX CORP IVERIC bio Inc

IVILLAGE INC Ivivi Technologies Inc Ivy Accumulative Ivy Advantus Real Estate Securities Ivy Apollo Multi-Asset Income Ivy Asset Strategy Ivy Balanced Ivy Capital Appreciation Ivy Cash Management Ivy Core Equity Ivy Corporate Bond Ivy Cundill Global Value Ivy Dividend Opportunities Ivy Emerging Markets Equity Ivy Energy Ivy European Opportunities Ivy Global Bond Ivy Global Equity Income Ivy Global Growth Ivy Global Income Allocation Ivy High Income Ivy Intl Core Equity Ivy Large Cap Growth Ivy Limited Term Bond Ivy Mid Cap Growth Ivy Mid Cap Income Opportunities Ivy Money Market Ivy Mortgage Securities Ivy Muni High Income Ivy Municipal Bond Ivy Natural Resources Ivy Science & Technology Ivy Securian Core Bond Ivy Small Cap Core Ivy Small Cap Growth Ivy Value Ivy VIP Asset Strategy Ivy VIP Balanced Ivy VIP Core Equity Ivy VIP Corporate Bond

Ivy VIP Dividend Opportunities Ivy VIP Government Money Market Ivy VIP Growth Ivy VIP High Income Ivy VIP International Core Equity Ivy VIP Intl Growth Ivy VIP Limited Term Bond Ivy VIP Mid Cap Growth Ivy VIP Pathfinder Moderate Ivy VIP Pathfinder Moderate Managed Volatility Ivy VIP Pathfinder Moderately Aggressive Ivy VIP Science & Technology Ivy VIP Small Cap Growth Ivy VIP Value Ivy Wilshire Global Allocation IWT TESORO CORP IXI Mobile Inc Ixia IXYS CORP J & J SNACK FOODS CORP J Crew Group Inc J Hancock Balanced J Hancock Bond J Hancock CA TxFr Income J Hancock Classic Value J Hancock Core Equity J Hancock Disciplined Value International J Hancock Diversified Real Assets J Hancock Emerging Markets Equity J Hancock Financial Indust J Hancock Fundamental Large Cap Core J Hancock Global Opportunities J Hancock Govt Income



J Hancock Greater China Opportunities J Hancock Growth Trends J Hancock Health Sciences J Hancock High Yield J Hancock High Yield Muni J Hancock Income J Hancock Investment Grade Bond J Hancock Money Market J Hancock Regional Bank J Hancock Seaport Long/Short J Hancock Small Cap Core J Hancock Small Cap Equity J Hancock Small Cap Growth J Hancock Small Cap Intrinsic Value J Hancock Sovereign Invest J Hancock Technology J Hancock TxFr Bond J Hancock US Glbl Leadrs Gro J Hancock Va Tr Equity Indx J Hancock Va Tr Lg Cap Gro J Hancock Va Tr Lg Cap Val J Hancock Va Tr Money Markt J Hancock Va Tr Real Estate J Hancock Value Equity J JILL GROUP INC J Jill Inc J. Alexander's Holdings Inc J. W. Mays Inc J.B. Hunt Transport Services Inc. J.C. Penney Company Inc. J.G. Wentworth Co (The) J.M. Smucker Co (The) J.P. Morgan Exchange Traded Fund Trust - JPMorgan BetaBuilders J J.P. Morgan Exchange Traded Fund Trust-JPMorgan BetaBuilders Eur

J.P. Morgan Exchange-Traded Fund Trust-J P Morgan Betabuilders C j2 Global Inc Jabil Inc Jacada Ltd Jack in the Box Inc. Jackson Hewitt Tax Service Inc Jacksonville Bancorp Jacksonville Bancorp Inc/FL JACKSONVILLE BANCORP INC/IL JACO ELECTRONICS INC Jacobs Engineering Group Inc. JACUZZI BRANDS INC Jade Art Group Inc Jag Media Holdings Inc Jagged Peak Energy Inc Jaguar Mining Inc JAKKS Pacific Inc JAMDAT MOBILE INC James Balanced Golden Rainbow James Hardie Industries Plc JAMES MONROE BANCORP INC James River Coal Co James River Group Holdings Ltd James Small Cap JAMESON INNS INC Jamf Holding Corp Janus Adv Long Short Janus Balanced JANUS CAPITAL GROUP INC Janus Contrarian Fund Janus Enterprise Janus Flexible Bond Janus Fund Janus Fund II Janus Govt MMF Janus Growth & Income

Janus Henderson Absolute Return Income Opportunities Janus Henderson Balanced Janus Henderson Balanced Portfolio Janus Henderson Contrarian Janus Henderson Developed World Bond Janus Henderson Enterprise Janus Henderson Enterprise Portfolio Janus Henderson European Focus Janus Henderson Flexible Bond Janus Henderson Flexible Bond Portfolio Janus Henderson Forty Janus Henderson Forty Portfolio Janus Henderson Global Equity Income Janus Henderson Global Life Sciences Janus Henderson Global Real Estate Janus Henderson Global Research Janus Henderson Global Research Portfolio Janus Henderson Global Select Janus Henderson Global Technology & Innovation Janus Henderson Global Technology & Innovation Portfolio Janus Henderson Group PLC Janus Henderson Growth & Income Janus Henderson High Yield Bond Janus Henderson International Opportunities



Janus Henderson Mid Cap Value Janus Henderson MMF Janus Henderson Multi Sector Income Janus Henderson Overseas Janus Henderson Overseas Portfolio Janus Henderson Research Janus Henderson Research Portfolio Janus Henderson Short Duration Income ETF Janus Henderson Short Term Bond Janus Henderson Small Cap Value Janus Henderson Triton Janus Henderson US Low Volatility Portfolio Janus Henderson US Managed Volatility Janus Henderson Venture Janus High Yield Bond Janus Instl Cash Management Janus Instl Cash Reserves Janus Instl Government Money Market Janus Instl Money Market Janus INTECH Risk Managed Growth Janus INTECH Risk Mngd Core Janus Olympus Janus Orion Fund Janus Overseas Janus Perkins Mid Cap Value Janus Perkins Small Cap Value Janus Research Core Janus Special Situations Janus Twenty Janus TxEx MMF

Janus Worldwide Jarden Corp Jason Industries Inc Java Detour Inc JAVELIN Mortgage Investment Corp Javelin Pharmaceuticals Inc Jaws Acquisition Corp JayHawk Energy Inc Jazz Pharmaceuticals Plc JAZZ TECHNOLOGIES INC JBG SMITH Properties JBI Inc JD.com Inc JDA Software Group Inc JED OIL INC Jefferies Financial Group Inc Jefferies Group LLC Jefferson Bancshares Inc JEFFERSON-PILOT CORP Jeffersonville Bancorp JELD-WEN Holding Inc Jennifer Convertibles Inc. Jennison Conservative Growth Jennison Global Growth Jensen Quality Growth JER Investors Trust Inc Jerash Holdings (US) Inc Jernigan Capital Inc JETBLUE AIRWAYS CORP JFrog Ltd JHF II 500 Index JHF II Absolute Return Currency JHF II Active Bond JHF II All Cap Core JHF II All Cap Value JHF II Alpha Opportunities JHF II Alternative Asset Allocation JHF II Blue Chip Growth JHF II Capital Appreciation

JHF II Capital Appreciation Value JHF II Core Bond JHF II Core Equity JHF II Emerging Markets JHF II Emerging Markets Debt JHF II Equity Income JHF II Floating Rate Income JHF II Fundamental Global Franchise JHF II Fundamental Large Cap Value JHF II Fundamental Value JHF II Global Bond JHF II Global Equity JHF II Global Income JHF II Global Real Estate JHF II Health Sciences JHF II High Income JHF II High Yield JHF II Index 500 JHF II International Equity Index JHF II International Growth Opportunities JHF II International Growth Stock JHF II International Opportunities JHF II International Small Cap JHF II International Small Company JHF II International Strategic Equity Allocation JHF II International Value JHF II Intl Core JHF II Investment Quality Bond JHF II Large Cap JHF II Large Cap Value JHF II Lifecycle 2010 JHF II Mid Cap Core JHF II Mid Cap Index JHF II Mid Cap Intersection



JHF II Mid Cap Stock JHF II Mid Value JHF II Multi-Asset Absolute Return JHF II Multi-Index 2020 Preservation JHF II Multi-Index 2025 Preservation JHF II Multi-Index 2030 Preservation JHF II Multi-Index 2035 Preservation JHF II Multi-Index 2040 Preservation JHF II Multi-Index 2045 Preservation JHF II Multi-Index 2050 Preservation JHF II Multi-Index Income Preservation JHF II Multi-Index Lifestyle Balanced JHF II Multi-Index Lifestyle Growth JHF II MultiManager 2020 Lifetime JHF II MultiManager 2025 Lifetime JHF II MultiManager 2030 Lifetime JHF II MultiManager 2035 Lifetime JHF II MultiManager 2040 Lifetime JHF II MultiManager 2045 Lifetime JHF II MultiManager Lifestyle Aggressive JHF II MultiManager Lifestyle Balanced JHF II MultiManager Lifestyle Conservative JHF II MultiManager Lifestyle Growth

JHF II MultiManager Lifestyle Moderate JHF II Mutual Shares JHF II Natural Resources JHF II New Opportunities JHF II Optimized Value JHF II Real Estate Equity JHF II Real Estate Securities JHF II Real Return Bond JHF II Redwood JHF II Retirement Living through 2015 JHF II Science & Technology JHF II Short Duration Credit Oppts JHF II Small Cap Growth JHF II Small Cap Value JHF II Small Co Value JHF II Spectrum Income JHF II Strategic Bond JHF II Strategic Equity Allocation JHF II Strategic Income Opportunities JHF II Technical Opportunities JHF II Total Bond Market JHF II Total Return JHF II US Global Leaders Growth JHF II US Growth JHF II US High Yield Bond JHF II US Sector Rotation JHF II Value & Restructuring JHF III Core High Yield JHF III Disciplined Value JHF III Disciplined Value Mid Cap JHF III Global Shareholder Yield JHF III International Core JHF III International Growth JHF III International Value Equity

JHF III Select Growth JHF III US Growth JHT 500 Index JHT 500 Index Trust JHT Active Bond JHT All Cap Core JHT All Cap Growth JHT All Cap Value JHT Alpha Opportunities JHT Amer Bond JHT Amer Growth JHT Amer Growth Income JHT Amer International JHT American Asset Allocation JHT Blue Chip Growth JHT Capital Appreciation JHT Capital Appreciation Value JHT Core Bond JHT Core Equity JHT Core Strategy JHT Disciplined Diversification JHT Emerging Markets Value JHT Emerging Small Co JHT Equity Income JHT Floating Rate Income JHT Franklin Templeton Founding Allocation JHT Fundamental All Cap Core JHT Fundamental Holdings JHT Fundamental Large Cap Value JHT Fundamental Value JHT Global Allocation JHT Global Bond JHT Global Diversification JHT Global Real Estate JHT Global Trust JHT Growth & Income JHT Growth Equity JHT High Income



JHT High Yield JHT Income JHT Income & Value JHT International Growth Stock JHT International Index JHT International Opportunities JHT International Small Cap JHT International Small Company JHT International Value JHT Intl Core JHT Intl Equity Index A JHT Intl Equity Index Trust JHT Investment Quality Bd JHT Large Cap JHT Large Cap Growth JHT Large Cap Value JHT Lifestyle Aggressive JHT Lifestyle Balanced JHT Lifestyle Growth JHT Managed JHT Managed Volatility Balanced JHT Managed Volatility Conservative JHT Managed Volatility Growth JHT Managed Volatility Moderate JHT Mid Cap Index JHT Mid Cap Intersection JHT Mid Cap Stock JHT Mid Cap Value JHT Mid Value JHT Money Market JHT Money Market B JHT Mutual Shares JHT Natural Resources JHT New Income JHT Overseas Equity JHT Real Estate Equity JHT Real Estate Securities

JHT Real Return Bond JHT Science & Tech JHT Select Bond Trust JHT Short Term JHT Short Term Government Income JHT Small Cap Growth JHT Small Cap Index JHT Small Cap Opportunity JHT Small Cap Value JHT Small Co Value JHT Strategic Bond JHT Strategic Equity Allocation JHT Strategic Income Opportunity JHT Strategic Opportunity JHT Total Bond Market Trust JHT Total Bond Market Trust A JHT Total Return JHT Total Stock Market Index JHT US Core JHT US Equity Trust JHT US Global Leaders Gro JHT US Govt Securities JHT US High Yield Bond JHT US Large Cap JHT Utilities JHT Value JHT Value & Restructuring Jiangbo Pharmaceuticals Inc Jianpu Technology Inc Jiayuan.com International Ltd Jingwei International Ltd Jinpan International Ltd JK ACQUISITION CORP JLG INDUSTRIES INC JMAR TECHNOLOGIES INC JMG EXPLORATION INC JMP Group LLC JNAM Guidance-Mod Gro Jni Corp

JNL Aggressive Growth Allocation JNL Alt 65 JNL Conservative Allocation JNL Government Money Market JNL Growth Allocation JNL Institutional Alt 25 JNL Institutional Alt 35 JNL Institutional Alt 50 JNL Moderate Allocation JNL Moderate Growth Allocation JNL Multi-Manager Alternative JNL Multi-Manager Emerging Markets Equity JNL Multi-Manager Mid Cap JNL Multi-Manager Small Cap Growth JNL Multi-Manager Small Cap Value JNL Securities Lending Collateral JNL/Alger Growth JNL/American Funds Balanced JNL/American Funds Blue Chip Income&Growth JNL/American Funds Global Bond JNL/American Funds Global Growth JNL/American Funds Global Small Capitalization JNL/American Funds Growth JNL/American Funds Growth & Income JNL/American Funds Growth Allocation JNL/American Funds International JNL/American Funds Moderate Growth Allocation



JNL/American Funds New World JNL/AQR Large Cap Relaxed Constraint Equity JNL/AQR Managed Futures Strategy JNL/Blackrock Global Allocation JNL/BlackRock Global Natural Resources JNL/BlackRock Large Cap Select Growth JNL/Boston Partners Global Long Short Equity JNL/Capital Guardian Global Diversified Research JNL/Causeway International Value Select JNL/ClearBridge Large Cap Growth JNL/DFA US Core Equity JNL/DoubleLine Core Fixed Income JNL/DoubleLine Emerging Markets Fixed Income JNL/DoubleLine Shiller Enhanced CAPE JNL/DoubleLine Total Return JNL/Fidelity Institutional Asset Management Total Bond JNL/First State Global Infrastructure JNL/FPA + DoubleLine Flexible Allocation JNL/Franklin Templeton Global JNL/Franklin Templeton Global Multisector Bond JNL/Franklin Templeton Growth Allocation JNL/Franklin Templeton Income

JNL/Franklin Templeton International Small Cap JNL/Goldman Sachs 4 JNL/Goldman Sachs Competitive Advantage JNL/Goldman Sachs Dividend Income & Growth JNL/Goldman Sachs Emerging Markets Debt JNL/Goldman Sachs Intrinsic Value JNL/Goldman Sachs Managed Aggressive Growth JNL/Goldman Sachs Managed Conservative JNL/Goldman Sachs Managed Growth JNL/Goldman Sachs Managed Moderate JNL/Goldman Sachs Managed Moderate Growth JNL/Goldman Sachs Total Yield JNL/GQG Emerging Markets Equity JNL/Harris Oakmark Global Equity JNL/Invesco China India JNL/Invesco Diversified Dividend JNL/Invesco Global Growth JNL/Invesco Global Real Estate JNL/Invesco International Growth JNL/Invesco Large Cap Growth JNL/Invesco Mid Cap Value JNL/Invesco Small Cap Growth JNL/JPMorgan Global Allocation JNL/JPMorgan Growth & Income

JNL/JPMorgan Mid Cap Growth JNL/JPMorgan US Gov & Qual Bd JNL/Loomis Sayles Global Growth JNL/Mel Cap 25 JNL/Mel Cap S&P 24 JNL/Mel Cap S&P SMid 60 JNL/Mel Cap Value Line 30 JNL/Mel Mgmt Dow Dividend JNL/Mel Mgmt Global 15 JNL/Mel Mgmt JNL Optimized 5 JNL/Mel Mgmt S&P 10 JNL/Mel Mgmt Select Small Cap JNL/Mel Mgmt VIP JNL/Mellon Bond Index JNL/Mellon Capital Management Global Alpha JNL/Mellon Consumer Discretionary Sector JNL/Mellon Dow Index JNL/Mellon Emerging Markets Index JNL/Mellon Energy Sector JNL/Mellon Financial Sector JNL/Mellon Healthcare Sector JNL/Mellon Index 5 JNL/Mellon Information Technology Sector JNL/Mellon International Index JNL/Mellon Nasdaq 100 Index JNL/Mellon S&P 400 MidCap Index JNL/Mellon S&P 500 Index JNL/Mellon Small Cap Index JNL/MFS Mid Cap Value JNL/Morningstar Wide Moat Index



JNL/Neuberger Berman Strategic Income JNL/Oppenheimer Emerging Markets Innovator JNL/PIMCO Income JNL/PIMCO Investment Grade Credit Bond JNL/PIMCO Real Return JNL/PPM America Floating Rate Income JNL/PPM America High Yield Bond JNL/PPM America Low Duration Bond JNL/PPM America Mid Cap Value JNL/PPM America Small Cap Value JNL/PPM America Total Return JNL/Putnam Value Equity JNL/RAFI Multi-Factor US Equity JNL/Red Rocks Listed Pvt Eq JNL/Scout Unconstrained Bond JNL/T Rowe Price Capital Appreciation JNL/T Rowe Price Managed Volatility Balanced JNL/T. Rowe Price U.S. High Yield JNL/T.Rowe Price Established Growth JNL/T.Rowe Price Mid Cap Growth JNL/T.Rowe Price Short Term Bond JNL/T.Rowe Price Value JNL/Vanguard Growth ETF Allocation JNL/Vanguard International JNL/Vanguard US Stock Market Index

JNL/WCM Focused Intl Equity JNL/WMC Balanced JNL/WMC Government Money Market JNL/WMC Value Jo-Ann Stores Inc. Joe's Jeans Inc JOHCM Emerging Markets Opportunities JOHCM Global Equity JOHCM International Select JOHN B SANFILIPPO & SON INC John Bean Technologies Corp John Hancock Advisers LLC - John Hancock Multifactor Emerging Ma John Hancock Multifactor Large Cap ETF John Hancock Multifactor Mid Cap ETF John Hancock Preferred Income Fund John Hancock Preferred Income Fund II John Hancock Preferred Income Fund III John Hancock Tax-Advantaged Dividend Income Fund John Wiley & Sons Inc. JOHNSON & JOHNSON Johnson Controls Inc. Johnson Controls International Plc Johnson Fixed Income Johnson Outdoors Inc Joint Corp (The) Jones Energy Inc Jones Group Inc (The) Jones Lang LaSalle Inc Jones Soda Co Jos. A. Bank Clothiers Inc JOUNCE THERAPEUTICS INC

Journal Communications Inc. Journal Media Group Inc JOURNAL REGISTER CO Joy Global Inc JP Morgan Exchange-Traded Fund Trust - JPMorgan BetaBuilders Dev JPM Insurance Trust Mid Cap Value JPM Inv Tr Core Bond JPMorgan 100% US Treasury Securities MM JPMorgan Access Balanced JPMorgan Access Growth JPMorgan Asia Equity JPMorgan Bond JPMorgan Bond II JPMorgan CA Municipal Money Market JPMorgan CA TxFr Bond JPMorgan Capital Growth JPMorgan Chase & Co JPMorgan Core Bond JPMorgan Core Plus Bond JPMorgan Corporate Bond JPMorgan Diversified JPMorgan Diversified Return International Equity ETF JPMorgan Divrsfd Mid Cap Val JPMorgan Emerging Economies JPMorgan Emerging Markets Debt JPMorgan Emerging Markets Equity JPMorgan Emerging Markets Research Enhanced Equity JPMorgan Emerging Markets Strategic Debt JPMorgan Enhanced Income JPMorgan Equity Income JPMorgan Equity Income II JPMorgan Equity Index



JPMorgan Europe Dynamic JPMorgan Federal MM JPMorgan Floating Rate Income JPMorgan Global Allocation JPMorgan Global Bond Opportunities JPMorgan Global Research Enhanced Index JPMorgan Govt Bond JPMorgan Growth Advantage JPMorgan Hedged Equity JPMorgan High Yield JPMorgan Highbridge Dynamic Commodities Strategy JPMorgan Highbridge Statistical Market Neutral JPMorgan Income JPMorgan Income Builder JPMorgan Inflation Managed Bond JPMorgan Institutional Tax Free Money Market JPMorgan International Advantage JPMorgan International Currency Income JPMorgan International Equity JPMorgan International Focus JPMorgan International Opportunities JPMorgan International Research Enhanced Equity JPMorgan International Value JPMorgan Intrepid America JPMorgan Intrepid MidCap JPMorgan Intrepid Value JPMorgan Intrmd Bond JPMorgan Intrmd TxFr Bd JPMorgan Investor Balanced

JPMorgan Investor Conservative Growth JPMorgan Investor Growth JPMorgan Investor Growth & Income JPMorgan Japan JPMorgan Large Cap Growth JPMorgan Large Cap Value JPMorgan Limited Duration Bond JPMorgan Liq Assets MM (old) JPMorgan Liquid Assets Money Market JPMorgan Managed Income JPMorgan Market Expansion Enhanced Index JPMorgan MI Muni Bond JPMorgan Mid Cap Core JPMorgan Mid Cap Equity JPMorgan Mid Cap Growth JPMorgan Mid Cap Value JPMorgan Mortgage Backed Sec JPMorgan Multi Cap Market Neutral JPMorgan MultiMgr Small Cap Growth JPMorgan MultiMgr Small Cap Value JPMorgan Muni Income JPMorgan Muni Money Market JPMorgan NY Muni Money Market JPMorgan NY TxFr Bond JPMorgan OH Muni Bond JPMorgan Prime Money Market JPMorgan Realty Income JPMorgan Research Market Neutral JPMorgan Securities Lending Money Market

JPMorgan Ser Tr II Mid Cp Val JPMorgan Short Duration Bond JPMorgan Short Duration Core Plus JPMorgan Short Intermediate Muni Bond JPMorgan Short Term Bond JPMorgan Short Term Bond II JPMorgan Small Cap Blend JPMorgan Small Cap Core JPMorgan Small Cap Equity JPMorgan Small Cap Growth JPMorgan Small Cap Value JPMorgan Smart Index JPMorgan SmartRetirement 2015 JPMorgan SmartRetirement 2020 JPMorgan SmartRetirement 2025 JPMorgan SmartRetirement 2030 JPMorgan SmartRetirement 2035 JPMorgan SmartRetirement 2040 JPMorgan SmartRetirement 2045 JPMorgan SmartRetirement 2050 JPMorgan SmartRetirement 2055 JPMorgan SmartRetirement Blend 2020 JPMorgan SmartRetirement Blend 2025 JPMorgan SmartRetirement Blend 2030 JPMorgan SmartRetirement Blend 2035 JPMorgan SmartRetirement Blend 2040



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JPMorgan US Large Cap Core Plus JPMorgan US Real Estate JPMorgan US Research Enhanced Equity JPMorgan US Small Company JPMorgan US Treasury Plus Money Market JPMorgan US Value JPMorgan Value Advantage JPMorgan Value Opport Jps Industries Inc Juhl Wind Inc Jumei International Holding Ltd Jumia Technologies AG Juniata Valley Financial Corp Juniper Networks Inc Juniper Pharmaceuticals Inc JUNO LIGHTING INC Juno Therapeutics Inc Jupai Holdings Ltd Just Energy Group Inc K&F INDUSTRIES HOLDINGS INC K2 INC K2M Group Holdings Inc Kaanapali Land LLC Kadant Inc. Kadmon Holdings Inc Kaiser Aluminum Corp KAISER GROUP HOLDINGS INC Kaival Brands Innovations Group Inc Kaixin Auto Holdings KAL ENERGY INC Kala Pharmaceuticals Inc Kaleido BioSciences Inc Kalmar Growth w/Val Small Cap KalVista Pharmaceuticals Inc Kamada Ltd Kaman Corp

KANBAY INTERNATIONAL INC Kandi Technolgies Group Inc KANEB PIPELINE PARTNRS -LP KANEB SERVICES LLC Kansas City Life Insurance Co Kansas City Southern KapStone Paper & Packaging Corp KAR Auction Services Inc Karuna Therapeutics Inc Karyopharm Therapeutics Inc Kate Spade & Co KATY INDUSTRIES INC KAYAK Software Corp Kaydon Corp Kayne Anderson Energy Development Co Kayne Anderson Energy Dvlp Kayne Anderson Energy Total Return Fund Inc Kayne Anderson Midstream/Energy Fund Inc Kayne Anderson MLP/Midstream Investment Co KB Financial Group Inc KB Home KBL Healthcare Acquisition Corp III KBL Merger Corp IV KBR Inc KBS Fashion Group Ltd KBS Real Estate Investment Trust II Inc KBW Inc KCG Holdings Inc KCS ENERGY INC Keane Inc. Kearny Financial Corp Keeley Small Cap Value KEITH COMPANIES INC Keithley Instruments Inc. Kellogg Co



KELLWOOD CO Kelly Services Inc. Kelmoore Strategy Eagle Kelso Technologies Inc Kemper Corp KemPharm Inc KENDLE INTERNATIONAL INC Kenexa Corp Kennametal Inc. Kennedy-Wilson Holdings, Inc Kennedy-Wilson Inc Kenneth Cole Productions Inc. Kenon Holdings Ltd KENSEY NASH CORP Kensington International Real Estate Kensington Strategic Realty Kentucky Bancshares Inc Kentucky First Federal Bancorp KENTUCKY INVESTORS INC Keros Therapeutics Inc KERR-MCGEE CORP Keryx Biopharmaceuticals Inc KERZNER INTERNATIONAL LTD Keurig Dr. Pepper Inc. Keurig Green Mountain Inc Kewaunee Scientific Corp KEY HOSPITALITY ACQUISITION Key Technology Inc Key Tronic Corp KeyCorp Keynote Systems Inc KeyOn Communications Holdings Inc Keysight Technologies Inc KEYSPAN CORP KEYSTONE AUTOMOTIVE INDS INC

Keystone Consolidated Industries Inc. Keystone Property Trust Corp Keyuan Petrochemicals Inc KEYW Holding Corp (The) Kezar Life Sciences Inc Kforce Inc Kid Brands Inc Kiewit Royalty Trust Killbuck Bancshares Inc Kilroy Realty Corp Kimball Electronics Inc Kimball International Inc Kimbell Royalty Partners LP Kimber Resources Inc KIMBERLY-CLARK CORP Kimco Realty Corp Kinder Morgan Canada Ltd Kinder Morgan Energy Partners LP Kinder Morgan Inc. KINDER MORGAN MANAGEMENT LLC Kindercare Learning Centers Kindred Biosciences Inc Kindred Healthcare Inc Kinetic Concepts Inc Kinetics Internet Fund Inc Kinetics Paradigm Kinetics Small Cap Opportunities King Digital Entertainment plc King Pharmaceuticals Inc. King Power Intl Group Ltd Kingsoft Cloud Holdings Ltd Kingstone Cos Inc Kingsway Financial Services Inc. Kinross Gold Corp Kinsale Capital Group Inc KINTERA INC KIRBY CORP Kirkland Lake Gold Ltd

Kirkland's Inc Kismet Acquisition One Corp Kite Pharma Inc Kite Realty Group Trust KITTY HAWK INC KKR Financial Holdings LLC KKR Real Estate Finance Trust Inc KL Energy Corp KLA Corp Klamath First Bancorp Inc Klm-Royal Dutch Airlines Klondex Mines Ltd Klondike Star Minerals Corp KLR Energy Acquisition Corp KLX Energy Services Holdings Inc KLX Inc KMG AMERICA CORP KMG Chemicals Inc KNAPE & VOGT MFG CO KNBT BANCORP INC Knight Capital Group Inc Knight Energy Corp Knight Transportation Inc KNIGHT-RIDDER INC Knight-Swift Transportation Holdings Inc. Knology Inc KNOT Offshore Partners LP KNOVA SOFTWARE INC Knowles Corp Kobex Minerals Inc Kodiak Oil & Gas Corp Kodiak Sciences Inc Kofax Ltd Kohlberg Capital Kohlberg Capital Co Kohl's Corp KOMAG INC KONA GRILL INC KONAMI CORP KONINKLIJKE AHOLD NV KONINKLIJKE KPN NV



Koninklijke Philips NV KOOR INDUSTRIES LTD Kopernik Global All Cap Kopin Corp Kopp Emerging Growth Koppers Holdings Inc Korea Electric Power Corp Korea Fund Inc. (The) Kornit Digital Ltd KOS PHARMACEUTICALS INC KOSAN BIOSCIENCES INC Kosmos Energy Ltd Koss Corp Kowabunga Inc KP Fixed Income KP International Equity KP Large Cap Equity KP Retirement Path 2015 KP Retirement Path 2020 KP Retirement Path 2025 KP Retirement Path 2030 KP Retirement Path 2035 KP Retirement Path 2040 KP Retirement Path 2045 KP Retirement Path 2050 KP Small Cap Equity Kraft Foods Group Inc Kraig Biocraft Laboratories Inc KRAMONT REALTY TRUST KraneShares Bosera MSCI China A ETF KraneShares CSI China Internet ETF Kraton Corp Kratos Defense & Security Solutions Inc KREISLER MANUFACTURING CORP Krispy Kreme Doughnuts Inc. Kroger Co. (The) Kroll Inc Kronos Bio Inc KRONOS INC

KRONOS WORLDWIDE INC Krystal Biotech Inc K-Sea Transportation Partners LP KSW Inc K-Swiss Inc Kt Corp K-TRON INTERNATIONAL INC Ku6 Media Co Ltd KUBOTA CORP Kulicke and Soffa Industries Inc Kura Oncology Inc Kura Sushi USA Inc K-V Pharmaceutical Co KVH Industries Inc Kymera Therapeutics Inc Kyocera Corp KYPHON INC KYTHERA Biopharmaceuticals Inc KYTO BIOPHARMA INC L Brands Inc L.S. Starrett Co (The) L-1 Identity Solutions Inc L3 Technologies Inc L3Harris Technologies Inc La Cortez Energy Inc La Jolla Pharmaceutical Co LA QUINTA CORP LaBarge Inc. LABONE INC Labopharm Inc Laboratory Corp of America Holdings LaBranche & Co Inc. LaCrosse Footwear Inc Ladder Capital Corp Ladenburg Thalmann Financial Services Inc. Ladish Co Inc LAFARGE NORTH AMERICA INC LAFARGE SA

LAIDLAW INTERNATIONAL INC Laird Superfood Inc LAKE SHORE BANCORP INC Lake Shore Gold Corp Lake Sunapee Bank Group Lakeland Bancorp Inc Lakeland Financial Corp Lakeland Industries Inc LAM RESEARCH CORP Lamar Advertising Co Lamb Weston Holdings Inc LAMSON & SESSIONS CO LANCASTER COLONY CORP LANCER CORP/TX Landacorp Inc LandAmerica Financial Group Inc. Landauer Inc. Landcadia Holdings III Inc Landmark Bancorp Inc Landmark Infrastructure Partners LP Landry's Restaurants Inc. Lands' End Inc Landstar System Inc LANGER INC Lannett Co Inc. Lantern Pharma Inc Lantheus Holdings Inc Lantronix Inc LAPOLLA INDUSTRIES INC LaPorte Bancorp Inc Laredo Petroleum Inc LARGE SCALE BIOLOGY CORP LARGO VISTA GROUP LTD Larimar Therapeutics Inc LAS VEGAS FROM HOME.COM ENTM Las Vegas Sands Corp LASALLE HOTEL PROPERTIES LASERCARD CORP LASERSCOPE Lateef Fund



Latin America Equity Fund Inc. (The) Latitude Communications Inc Latitude Solutions Inc Lattice Semiconductor Corp Laudus International MarketMasters Laudus Mondrian International Fixed Income Laudus Rosenburg International Discovery Laudus Rosenburg Intl Small Cap Laudus Rosenburg Lng/Sht Eq Laudus Rosenburg US Discovery Laudus Rosenburg US Small Cap Laudus Small Cap MarketMasters Laudus US Large Cap Growth LAUREATE EDUCATION INC LAUREL CAP GROUP INC LAW ENFORCEMENT ASSOCS CORP Lawson Products Inc LAWSON SOFTWARE INC LAYNE CHRISTENSEN CO Lazard Developing Markets Equity Lazard Emerging Markets Equity Lazard Emerging Markets Equity Blend Lazard Global Listed Infrastructure Lazard International Equity Lazard International Strategic Equity Lazard Intl Small Cap Lazard Ltd Lazard Retirement Emerg Markets Equity

Lazard Retirement Intl Equity Lazard Small Cap Lazard U.S. Mid Cap Equity Lazard US Equity Concentrated Lazare Kaplan International Inc. LA-Z-BOY INC LCA Vision Inc LCC International Inc LCI Industries LCNB Corp LDK Solar Co Ltd. LDR Holding Corp Le Gaga Holdings Ltd Leader Capital Holdings Corp Leader Money Market Leader Short Term Bond Leading Brands Inc Leadis Technology Inc LEAP TECHNOLOGY INC Leap Wireless International Inc Lear Corp LEARNING CARE GROUP INC Learning Tree International Inc LECG Corp LECROY CORP Lee Enterprises Inc LEFT BEHIND GAMES INC Legacy Bancorp Inc Legacy Housing Corp Legacy Reserves Inc LegacyTexas Financial Group Inc Legato Systems Inc LEGEND BIOTECH CORPORATION Legend International Holdings Inc Legend Oil and Gas Ltd Legg Mason Amer Leading Co

Legg Mason Batterymarch Emerging Mkts Legg Mason Batterymarch Intl Equity Legg Mason Batterymarch S&P 500 Index Legg Mason Capital Management All Cap Legg Mason Cash Reserve MM Legg Mason ClearBridge Capital Legg Mason ClearBridge Dividend Strategy Legg Mason ClearBridge Equity Legg Mason ClearBridge Small Cap Value LEGG MASON INC Legg Mason Invest Grade Legg Mason LifeStyle Allocation 50% Legg Mason Low Volatility High Dividend ETF Legg Mason Ltd Duration Bond Legg Mason P Capital Preservation Legg Mason P Capital Preservation II Legg Mason P Core Plus Bond Legg Mason P Dividend & Income Legg Mason P Global Equity Legg Mason P Growth & Income Legg Mason P Intl All Cap Opportunity Legg Mason P Large Cap Value Legg Mason P Muni Bond National Legg Mason P Social Awareness



Legg Mason P US Government Securities Legg Mason TxEx MM Legg Mason US Govt MM Legg Mason US Sml Cap Value Legg Mason Western Asset Adjustable Rate Income Legg Mason Western Asset Core Bond Legg Mason Western Asset NJ Municipals Legg Mason Western Asset PA Municipals Legg Mason Western Asset Var Money Market Leggett & Platt Inc Lehman Bros Cash Management Prime Lehman Bros Institutional Liquidity Government Lehman Bros Institutional Liquidity Government Reserves Lehman Bros Institutional Liquidity Prime Lehman Bros Institutional Liquidity Prime Reserve Lehman Bros National Municipal Money LEHMAN BROTHERS HOLDINGS INC Lehman Brothers Institutional Liquidity Leidos Holdings Inc Leisure Acquisition Corp LEITCH TECHNOLOGY CORP Leju Holdings Ltd LeMaitre Vascular Inc Lemonade Inc Lenco Mobile Inc LendingClub Corp LendingTree Inc LENNAR CORP

Lennox International Inc. LENOX GROUP INC Lensar Inc Lentuo International Inc LESCO INC Leslie's Inc Leuthold Asset Allocation Leuthold Core Investment Leuthold Global LEV PHARMACEUTICALS INC Level 3 Parent, LLC Level One Bancorp Inc Levi Strauss & Co LEXAR MEDIA INC Lexaria Bioscience Corp Lexent Inc Lexicon Pharmaceuticals Inc LexinFintech Holdings Ltd Lexington Realty Trust Lexmark International Inc. LG Display Co Ltd LGI Homes Inc LGL Group Inc (The) LGL Systems Acquisition Corp LHC Group Inc Libbey Inc. LIBERATE TECHNOLOGIES Liberated Syndication Inc Liberator Medical Holdings Inc Liberty Acquisition Holdings Corp Liberty All Star Equity Fund LIBERTY BANCORP INC Liberty Broadband Corp Liberty Coal Energy Corp LIBERTY CORP Liberty Expedia Holdings Inc Liberty Global plc Liberty Gold Corp Liberty Intrmd TxEx Bond Liberty Latin America Ltd Liberty Media Corporation

Liberty Media Entertainment Group Liberty Media Interactive Group Liberty Oilfield Services Inc Liberty Property Trust LIBERTY SAT & TECH -CL A LIBERTY STAR GOLD CORP Liberty TripAdvisor Holdings Inc Liberty US Govt Money Market Liberty Var Asset Allocation Liberty Var Money Market Life Medical Sciences Inc Life Partners Holdings Inc Life Sciences Research Inc Life Storage Inc Life Technologies Corp LIFE TIME FITNESS Inc LifeCell Corp LIFECORE BIOMEDICAL INC LIFELINE SYSTEMS INC LifeLock Inc LifePath Retirement Portfolio LifePoint Health Inc Lifepoint Inc LifeQuest World Corp LIFESTYLE INNOVATIONS INC Lifetime Brands Inc Lifevantage Corp Lifeway Foods Inc Ligand Pharmaceuticals Inc Lightbridge Corp LIGHTBRIDGE INC Lighting Science Group Corp Lightscape Technologies Inc Lightspan Inc Lightspeed POS Inc Lightwave Logic Inc Lightyear Network Solutions Inc LIHIR GOLD LTD Lilis Energy Inc



Limbach Holdings Inc Limco-Piedmont Inc LIME ENERGY CO Limestone Bancorp Inc Liminal BioSciences Inc Limited Term TxEx Bond Fund of America Limoneira Co LIN Media LLC Lincare Holdings Inc. Lincoln Bancorp Lincoln Electric Holdings Inc Lincoln National Corp LINDBLAD EXPEDITIONS HOLDINGS, INC. Linde Plc LINDSAY CORP Lineage Cell Therapeutics Inc LINEAR TECHNOLOGY CORP LINENS N THINGS INC LINK ENERGY LLC LinkedIn Corp Linktone Ltd LinnCo LLC Lionbridge Technologies Inc Lionheart Acquisition Corp II Lions Gate Entertainment Corp LIPID SCIENCES INC LIPIDVIRO TECH INC LIPMAN ELECTRONIC ENGR LTD Lipocine Inc LipoScience Inc LiqTech International Inc Liquid Audio Inc Liquid Cash Trust Liquid Holdings Group Inc Liquidia Corp Liquidity Services Inc Liquidmetal Technologies Inc LIR Premier Money Mkt Lithia Motors Inc. Lithium Americas Corp

LITHIUM TECHNOLOGY CORP Littelfuse Inc LITTLE SQUAW GOLD MINING CO LivaNova PLC Live Current Media Live Nation Entertainment Inc LiveDeal Inc Livent Corp LivePerson Inc Liveramp Holdings Inc LiveWire Mobile Inc Livongo Health Inc Lizhan Environmental Corp LJ International Inc LKCM Small Cap Equity LKQ Corp LL&E Royalty Trust Lloyds Banking Group PLC LMI Aerospace Inc LML Payment Systems Inc LMP Capital and Income Fund Inc LMP Var Capital LMP Var Capital & Income LMP Var Equity Index LMP Var I All Cap Fund LMP Var III Aggressive Growth LMP Var III High Income LMP Var III Large Cap Growth LMP Var III Large Cap Value LMP Var Investors LMS MEDICAL SYSTEMS INC LNB Bancorp Inc Lnr Property Corp Local Financial Corp Local.com Corp LOCATEPLUS HOLDINGS CORP Lockheed Martin Corp LoCorr Macro Strategies LoCorr Market Trend

LodgeNet Interactive Corp Lodgian Inc. Loehmanns Holdings Inc LOEWS CORP LogicBio Therapeutics Inc LOGICVISION INC LOGILITY INC Logitech International SA, Apples LogMeIn Inc LoJack Corp Lombard Medical Tech Plc Loncor Resources Inc Lone Pine Resources Inc Lone Star Gold Inc LONE STAR STEAKHOUSE SALOON LONE STAR TECHNOLOGIES Lonestar Resources US Inc LONG ISLAND FINANCIAL CORP Longboard Managed Futures Strategy Longleaf Partners Longleaf Partners Intl Longleaf Partners Small Cap Longs Drug Stores Corp Longtop Financial Technologies Ltd LONGVIEW FIBRE CO Looksmart Ltd Loomis Sayles Bond Loomis Sayles Core Plus Bond Loomis Sayles Fixed Income Loomis Sayles Global Allocation Loomis Sayles Global Bond Loomis Sayles Growth Loomis Sayles Institutional High Income Loomis Sayles Invest Grade Bond



Loomis Sayles InvTr Investment Grade Fixed Income Loomis Sayles Limited Government and Agency Loomis Sayles Senior Floating Rate and Fixed Income Loomis Sayles Small Cap Growth Loomis Sayles Small Cap Value Loomis Sayles Strategic Alpha Loomis Sayles Strategic Income Loomis Sayles Value Loop Industries Inc LoopNet Inc Loral Space & Communications Inc Lord Abbett Affiliated Lord Abbett Alpha Strategy Lord Abbett Bond Debenture Lord Abbett Calibrated Mid Cap Value Lord Abbett Classic Stock Lord Abbett Convertible Lord Abbett Core Fixed Income Lord Abbett Developing Growth Lord Abbett Dividend Growth Lord Abbett Emerging Markets Currency Lord Abbett Floating Rate Lord Abbett Fundamental Equity Lord Abbett Growth Leaders Lord Abbett Growth Opport Lord Abbett High Yield Lord Abbett High Yield Municipal Bond Lord Abbett Income Lord Abbett Inflation Focused

Lord Abbett Ins Ser Bond Lord Abbett Ins Ser Gro & Inc Lord Abbett Ins Ser Mid Cp Val Lord Abbett Ins Ser Total Return Lord Abbett Intermediate TaxFree Lord Abbett International Equity Lord Abbett International Value Lord Abbett Intl Opportunities Lord Abbett Large Cap Gro Lord Abbett Mid Cap Stock Lord Abbett Multi-Asset Balanced Opportunity Lord Abbett Multi-Asset Growth Lord Abbett Multi-Asset Income Lord Abbett Short Duration Income Lord Abbett Short Duration Tax Free Lord Abbett Small Cap Blend Lord Abbett Sml Cap Value Lord Abbett Total Return Lord Abbett TxFr CA Income Lord Abbett TxFr Natl Income Lord Abbett TxFr NY Income Lord Abbett Ultra Short Bond Lord Abbett US Government Sponsored Enterprises Money Market Lord Abbett Value Opportunities Lordstown Motors Corp Lorillard Inc Lotsoff Capital Mgmt Micro Cap Lotus Pharmaceuticals Inc LOUD TECHNOLOGIES INC

LOUDEYE CORP Louisiana Bancorp Inc Louisiana-Pacific Corp Lowe's Cos Inc LOWRANCE ELECTRONICS INC Loxo Oncology Inc LPL Financial Holdings Inc LRR Energy LP LSB Corp LSB Financial Corp. LSB Industries Inc LSI Corp LSI Industries Inc LSV Value Equity LTC Properties Inc. Lubrizol Corp (The) Luby's Inc. Lucas Energy Inc LUCENT TECHNOLOGIES INC LUFKIN INDUSTRIES INC lululemon athletica inc Lumber Liquidators Holdings Inc Lumen Technologies Inc LUMENIS LTD Lumentum Holdings Inc Lumera Corp Luminar Technologies, Inc. Luminent Mortgage Capital Inc. Luminex Corp Lumos Networks Corp Lumos Pharma Inc Luna Innovations Inc Lundin Mining Corp Luther Burbank Corp Lutheran Bro Money Market Lutheran Bro Muni Bond Lutheran Brotherhood Lutheran VIP Opport Growth Luxfer Holdings PLC Luxottica Group SPA, Milano



LVIP American Balanced Allocation LVIP American Global Balanced Allocation Managed Risk LVIP American Global Growth Allocation Managed Risk LVIP American Growth LVIP American Growth Allocation LVIP American Growth Income LVIP American Preservation LVIP Baron Growth Opportunities LVIP BlackRock Dividend Value Managed Volatility LVIP BlackRock Global Allocation LVIP BlackRock Global Allocation Managed Risk LVIP BlackRock Global Growth ETF Allocation Managed Risk LVIP BlackRock Global Real Estate LVIP BlackRock Inflation Protected Bond LVIP BlackRock US Growth ETF Allocation Managed Risk LVIP Blended Large Cap Growth Managed Volatility LVIP Blended Mid Cap Managed Volatility LVIP ClearBridge QS Select Large Cap Managed Volatility LVIP Delaware Bond LVIP Delaware Diversified Floating Rate LVIP Delaware Foundation Aggressive Allocation LVIP Delaware Foundation Conservative Allocation

LVIP Delaware Mid Cap Value LVIP Delaware Social Aware LVIP Dimensional International Equity Managed Volatility LVIP Dimensional U.S. Core Equity 1 LVIP Dimensional U.S. Core Equity 2 LVIP Dimensional U.S. Equity Managed Volatility LVIP Dimensional/Vanguard Total Bond LVIP Franklin Templeton Global Equity Managed Volatility LVIP Global Conservative Allocation Managed Risk LVIP Global Growth Allocation Managed Risk LVIP Global Income LVIP Global Moderate Allocation Managed Risk LVIP Government Money Market LVIP JP Morgan High Yield LVIP JPM Select Mid Cap Value Managed Volatility LVIP MFS International Equity Managed Volatility LVIP MFS International Growth LVIP MFS Value LVIP Mondrian International LVIP PIMCO Low Duration Bond LVIP SSgA Bond Index LVIP SSgA Developed International 150 LVIP SSgA Emerging Markets 100 LVIP SSgA Emerging Markets Equity Index

LVIP SSgA Global Tactical Allocation Managed Volatility LVIP SSgA International Index LVIP SSgA Large Cap 100 LVIP SSgA Large Cap Managed Volatility LVIP SSGA Mid Cap Index LVIP SSgA Moderate Index Allocation LVIP SSgA Moderate Structured Allocation LVIP SSgA Moderately Aggressive Structured Allocation LVIP SSgA S&P 500 Index LVIP SSGA Small Cap Index LVIP SSgA SMID Cap Managed Volatility LVIP TRP Growth Stock LVIP TRP Structured Mid Cap Growth LVIP US Growth Allocation Managed Risk LVIP Vanguard Domestic Equity ETF LVIP Wellington Capital Growth LVIP Western Asset Core Bond Lydall Inc. Lyft Inc LYNCH INTERACTIVE CORP Lynden Energy Corp Lynx Therapeutics Inc LYONDELL CHEMICAL CO LyondellBasell Industries NV Lyra Therapeutics Inc Lyrical US Value Equity Lyris Inc M & F Worldwide Corp. M B T Financial Corp M Fund M International Equity M Stanley IL Active Intl



M Stanley IL Adv Portfolio M Stanley IL Advantage M Stanley IL Balanced M Stanley IL Core Fxd Inc M Stanley IL Core Plus Fixed Income M Stanley IL Discovery M Stanley IL Emerging Markets M Stanley IL Frontier Markets M Stanley IL Global Franchise M Stanley IL Global Opportunity M Stanley IL Global Real Estate M Stanley IL Growth M Stanley IL High Yield M Stanley IL International Advantage M Stanley IL Intl Equity M Stanley IL Intl Opportunity M Stanley IL Intl Real Estate M Stanley IL Intl Small Cap M Stanley IL Intrmd Duratn Fxd M Stanley IL Inv Grade Fxd II M Stanley IL Limited Duration M Stanley IL Liquidity ESG Money Market M Stanley IL Liquidity Government M Stanley IL Liquidity Government Securities M Stanley IL Liquidity Prime MM M Stanley IL Liquidity Tax Exempt M Stanley IL Liquidity Treasury M Stanley IL Liquidity Treasury Securities M Stanley IL Money Market

M Stanley IL Multi Asset M Stanley IL Muni MM M Stanley IL Opportunity M Stanley IL Small Company Growth M Stanley IL Specl Purpose Fxd M Stanley IL Ultra Short Income M Stanley IL US Mid Cap Value M Stanley IL US Real Estate M Stanley IL Value M Stanley Univ Core+ Fixed Inc M Stanley Univ Emerg Mkt Eqty M Stanley Univ Global Real Estate M Stanley Univ Mid Cap Gro M Stanley Variable Ins Fund Growth M Stanley Variable Ins Fund US Real Estate M&T Bank Corp M.D.C. Holdings Inc. M/I Homes Inc MA Muni Cash Trust Macatawa Bank Corp MacDermid Inc Mace Security International Inc Macerich Co (The) Mac-Gray Corp Mack-Cali Realty Corp MacKinac Financial Corp MACOM Technology Solutions Holdings Inc Macquarie Global Infrastructure Total Return Fund Inc Macquarie Infrastructure Corp MACREPORT NET INC

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Meiragtx Holdings plc Melco Resorts & Entertainment Ltd Melinta Therapeutics Inc Mellanox Technologies Ltd MELLON FINANCIAL CORP Memorial Production Partners LP Memorial Resource Development Corp Memory Pharmaceuticals Corp MEMRY CORP MEMSIC Inc Menlo Therapeutics Inc MENTOR CORP Mentor Graphics Corp MercadoLibre Inc Mercantile Bancorp Inc/IL Mercantile Bank Corp MERCANTILE BANKSHARES CORP Mercator Software Inc Mercer Gold Corp Mercer Insurance Group Inc. Mercer International Inc Mercer US Large Cap Value Equity MERCHANTS & MFRS BANCORP INC Merchants Bancorp Merchants Bancshares Inc MERCHANTS GROUP INC MERCK SERONO SA Mercury Air Group Inc Mercury General Corp MERCURY INTERACTIVE CORP Mercury Intl Value V.I. Mercury Systems Inc Mercury US Large Cap MEREDITH CORP Merge Healthcare Inc MergeWorthRx Corp

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MFA Financial Inc MFAM Global Opportunities MFB Corp. MFRI Inc MFS Aggrsv Growth Alloc MFS Blended Research Core Equity MFS Capital Opportunities MFS Cash Reserve MFS Charter Income Trust MFS Commodity Strategy MFS Compass Capital Apprec VA MFS Conservative Alloc MFS Core Equity MFS Core Growth MFS Corporate Bond MFS Diversified Income MFS Emerging Markets Debt MFS Emerging Markets Equity MFS Equity Opportunities MFS Global Alternative Strategy MFS Global Bond MFS Global Equity MFS Global Growth MFS Global High Yield MFS Global Real Estate MFS Global Total Return MFS Government Markets Income Trust MFS Govt Ltd Maturity MFS Govt Mortgage MFS Govt Securities MFS Growth MFS Growth Allocation MFS Growth Opportunities MFS High Income MFS Inflation Adjusted Bond MFS Instl Emerging Equities MFS Instl Intl Equity MFS Intermediate Income Trust

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MGM Resorts International MGP Ingredients Inc MGT CAPITAL INVESTMENTS INC MI Muni Cash Trust Michael Baker Corp Michaels Cos Inc (The) Micrel Inc. MICRO COMPONENT TECH MICRO LINEAR CORP MICRO THERAPEUTICS INC Microbot Medical Inc Microchip Technology Inc MicroFinancial Inc MICROMEM TECHNOLOGIES INC Micromet Inc MICROMUSE INC Micron Technology Inc. MICRONETICS INC MICROS SYSTEMS INC MICROSEMI CORP MICROSOFT CORP MicroStrategy Inc MICROTEK MEDICAL HLDGS INC Microtune Inc Microvision Inc WA MICRUS ENDOVASCULAR CORP Mid Atlantic Medical Svcs Mid Penn Bancorp Inc Mid-America Apartment Communities Inc Midas Inc. Mid-Atlantic Realty Trust MIDCAROLINA FINANCIAL CORP Midcoast Energy Partners LP Mid-Con Energy Partners LP MiddleBrook Pharmaceuticals Inc Middleburg Financial Corp Middleby Corp (The)

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Minco Gold Corp Mind Cti Ltd MINDBODY Inc Mindray Medical International Ltd Mindspeed Technologies Inc. Minefinders Corp Ltd Minera Andes Inc Minerals Technologies Inc. Minerva Neurosciences Inc Mines Management Inc MINISO Group Holding Ltd Minorplanet Systems Usa Inc Minrad International Inc Minuteman International Inc MIPS TECHNOLOGIES INC Mirae Asset Emerging Markets Great Consumer Miragen Therapeutics Inc MIRAMAR MINING CORP MIRANT CORP Mirati Therapeutics Inc MIRAVANT MEDICAL TECHNOLGIES Mirum Pharmaceuticals Inc MISCOR Group Ltd Mission Produce Inc MISSION RESOURCES CORP Mission West Properties Inc. Mistras Group Inc MIT AIM Aggressive Growth MIT CpGrd Diversified Bond MIT Fid Overseas MIT Holding Inc MIT MFS Strategic Growth MIT Quantitative Equity Mitcham Industries Inc MITCHELLS & BUTLER PLC MITEK SYSTEMS INC Mitel Networks Corp Mitsubishi UFJ Financial Group MITSUI & CO LTD MITY ENTERPRISES INC



MIV Therapeutics I MIVA INC MiX Telematics Ltd Mizuho Financial Group Inc MJ Holdings Inc MK RESOURCES CO MKS Instruments Inc ML Macadamia Orchards LP MM RetireSMART 2020 MM RetireSMART by JPMorgan 2030 MM S&P 500 Index MM Select Equity Asset MMA Capital Holdings Inc MMC Energy Inc MMDT Commonwealth of MA MML American Funds Core Allocation MML Balanced Allocation MML Blue Chip Growth MML Conservative Allocation MML Equity Income MML Equity Index MML Foreign MML Growth Allocation MML II Blend MML II Equity MML II Managed Bond MML Inflation Protect & Income MML Mid Cap Growth MML Mid Cap Value MML Moderate Allocation MML Series Inv Asset Allocation MML Series Inv Growth & Income MML Series Inv Large Cap Value MMO2 PLC MModal Inc MMRGlobal Inc Mmtec Inc

MN Muni Cash Trust Mobile Data Corp Mobile Integrated Systems Inc Mobile Mini Inc Mobile TeleSystems PJSC MobileIron Inc MOBILEPRO CORP Mobileye NV Mobiquity Technologies Inc MOBIUS MGMT SYSTEMS INC MOCON Inc MOD PAC CORP. Model N Inc Modem Media Inc MODINE MANUFACTURING CO ModivCare Inc MODTECH HOLDINGS INC Moelis & Co Mogo Inc Mohawk Industries Inc. Moldflow Corp MOLECULAR DEVICES CORP Molecular Insight Pharmaceuticals Inc Molecular Templates Inc Molex Inc. Molina Healthcare Inc. Moller International Inc Molson Coors Beverage Company Molycorp Inc MOMENTA PHARMACEUTICALS INC Momentum Biofuels Inc Momo Inc Monaco Coach Corp Monarch Casino & Resort Inc MONARCH CEMENT CO Monarch Community Bancorp Inc Monarch Daily Assets Cash

Monarch Daily Assets Govt Monarch Financial Holdings Inc Mondavi Robert Corp -Cl A Mondelez International Inc Mondrian International Value Equity Money Market ProFund Money Market Trust Money4Gold Holdings Inc MoneyGram International Inc Moneylogix Group Inc MongoDB Inc MONMOUTH CAPITAL CORP Monmouth Real Estate Investment Corp Monogram Biosciences Inc Monogram Residential Trust Inc Monolithic Power Systems Inc Monopar Therapeutics Inc Monotype Imaging Holdings Inc Monro Inc Monroe Bancorp MONSANTO CO Monster Beverage Corp Monster Worldwide Inc. Montage Resources Corp Montage Technology Group Ltd Monterey Gourmet Foods Inc Montes Archimedes Acquisition Corp Montgomery Government MM Montpelier Re Holdings Ltd Montrose Environmental Group Inc MONY Series Money Market Monza Ventures Ltd



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MTM TECHNOLOGIES INC MTR Gaming Group Inc MTS Medication Technologies Inc MTS Systems Corp Mueller (Paul) Co Mueller Industries Inc. Mueller Water Products Inc Muhlenkamp Fund Mulesoft Inc Multi Packaging Solutions International Ltd MULTIBAND CORP MULTICELL TECHNOLOGIES INC Multi-Color Corp Multi-Fineline Electronix Inc Multilink Technology Corp Multimedia Games Holding Co Inc MultiMgr Aggressive Equity MultiMgr Core Bond MultiMgr Health Care MultiMgr Intl Equity MultiMgr Large Cap Core Equity MultiMgr Large Cap Growth MultiMgr Large Cap Value MultiMgr Mid Cap Growth MultiMgr Mid Cap Value MultiMgr Small Cap Growth MultiMgr Technology MultiPlan Corp Munder Cash Investment Munder Future Technology Munder Growth Opportunities Munder Healthcare Munder Index 500 Munder Intrmd Bond Munder Micro Cap Equity Munder Multi-Season Growth Munder TxFr MM

Muni Fund Inv Accum Program Municipal Cash Series Municipal Cash Series II MURPHY OIL CORP Murphy USA Inc MusclePharm Corp Mutual of Amer VAR Aggrsv Eqty Mutual of Amer VAR All America Mutual of Amer VAR Composite Mutual of Amer VAR Money Mkt Mutual of America IC 2020 Retirement Mutual of America IC 2025 Retirement Mutual of America IC 2030 Retirement Mutual of America IC 2035 Retirement Mutual of America IC 2040 Retirement Mutual of America IC 2045 Retirement Mutual of America IC Bond Mutual of America IC Equity Index Mutual of America IC International Mutual of America IC Mid Cap Equity Index Mutual of America IC Mid Term Bond Mutual of America IC Small Cap Growth MutualFirst Financial Inc MV Oil Trust MVB Financial Corp MVC CAPITAL INC MWI Veterinary Supply Inc My Size Inc



MyECheck Inc Myers Industries Inc. Mykrolis Corp MYMETICS CORP MYOGEN INC MyoKardia Inc MYR Group Inc Myrexis Inc Myriad Genetics Inc Mystic Financial Inc Nabors Industries Ltd Nabriva Therapeutics Plc NACCO Industries Inc. NACM US Convertble Nalco Holding Co Nano Dimension Ltd NANO SUPERLATTICE TECH INC Nano X Imaging Ltd NANOBAC PHARMACEUTICAL Nanobiotix SA Nanophase Technologies Corp Nanopierce Technologies Inc NANOSCIENCE TECHNOLOGIES INC Nanosphere Inc NanoString Technologies Inc NanoViricides Inc NantHealth Inc NAPCO Security Technologies Inc NAPSTER INC NARROWSTEP INC NASB Financial Inc Nascent Wine Co Inc Nasdaq Inc Nash Finch Co Nashua Corp NASPERS LTD NASSDA CORP NATCO Group Inc Natera Inc

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Nationwide GVIT Small Cap Index Nationwide Health Properties Inc. Nationwide International Index Nationwide International Small Cap Nationwide Investor Destinations Aggressive Nationwide Investor Destinations Conservative Nationwide Investor Destinations Moderate Nationwide Investor Destinations Moderately Aggressive Nationwide Investor Destinations Moderately Conservative Nationwide Loomis Core Bond Nationwide Mellon Disciplined Value Nationwide Mellon Dynamic US Core Nationwide Mid Cap Market Index Nationwide NB NVIT Socially Responsible Nationwide NVIT Cardinal Moderately Aggressive Nationwide NVIT ID Aggrsv Nationwide NVIT Mid Cap Gro Nationwide NVIT Money Market II Nationwide NVIT Real Estate Nationwide NYSE Arca Tech 100 Index Nationwide Portfolio Completion Nationwide S&P 500 Index Nationwide Small Cap Index

Nationwide Ziegler Eqty Income Natixis Cash Management Trust Natixis Oakmark International Natixis U.S. Equity Opportunities NATROL INC Natural Alternatives International Inc Natural Blue Resources Inc Natural Gas Services Group Inc. Natural Grocers by Vitamin Cottage Inc Natural Health Farm Holdings Inc Natural Health Trends Corp Natural Resource Partners LP Natural Resources USA Corp NATURALNANO INC NaturalShrimp Inc Nature's Sunshine Products Inc Natus Medical Inc Natuzzi SPA NatWest Group plc Naugatuck Valley Financial Corporation Nautica Enterprises Inc Nautilus Inc Navidea Biopharmaceuticals Inc Navient Corp Navigant Consulting Inc. NAVIGANT INTERNATIONAL INC Navigator Holdings Ltd Navigator Tactical Fixed Income Navigators Group Inc (The) Navios Maritime Acquisition Corporation

Navios Maritime Holdings Inc Navios Maritime Midstream Partners LP NAVISITE INC NavSight Holdings Inc NAVTEQ Corp NB Absolute Return Multi-Manager NB AMT International Port NB AMT Lehman Short Duration Bond NB AMT Mid Cap Growth Port NB AMT Partners Port NB AMT Regency Port NB AMT Sustainable Equity Pt NB Cash Reserves NB Emerging Markets Equity NB Equity Income NB Fasciano NB Floating Rate Income NB Focus NB Genesis NB Govt Money NB Guardian NB High Income Bond NB Institutional Cash NB Institutional Cash Trust NB International NB International Equity NB Intrinsic Value NB Large Cap Disciplined Growth NB Large Cap Value NB Long Short NB Ltd Maturity Bond NB Mid Cap Growth NB Multi Cap Opportunities NB Municipal Money NB NY Muni Money NB Real Estate NB Strategic Income NB Sustainable Equity



NB Tax Free Money NB Treasury NB&T Financial Group Inc NBT Bancorp Inc NBTY Inc NC CMT Government NC CMT Term Portfolio NC Muni Cash Trust NCI Inc nCino Inc NCO GROUP INC Nco Portfolio Management Inc nCoat Inc NCR Corp NCRIC GROUP INC NCS Multistage Holdings Inc Nct Group Inc NDCHEALTH CORPORATION NDS GROUP PLC Neah Power Systems Inc NEC CORP Needham Growth Neenah Inc Neff Corp Neffs Bancorp Inc/PA NEIGHBORCARE INC NEIMAN-MARCUS GROUP INC Nektar Therapeutics Nelnet Inc. NELSON (THOMAS) INC Nemaura Medical Inc NEOFORMA INC Neogames S.A Neogen Corp Neogenomics Inc Neoleukin Therapeutics Inc NEOMAGIC CORP NEOMEDIA TECHNOLOGIES INC NEON COMMUNICATIONS GROUP INC. NEON SYSTEMS INC

Neon Therapeutics Inc Neonode Inc NEOPHARM INC NeoPhotonics Corp Neos Therapeutics Inc NEOSE TECHNOLOGIES INC Neothetics Inc Neovasc Inc NEOWARE INC Nephros Inc. Neptune Wellness Solution Inc NES RENTALS HOLDINGS INC Ness Technologies Inc NESTOR INC Net 1 Ueps Technologies Inc Net Element Inc Net Element, Inc. NET SERVICOS COMUNICACAO SA Net2phone Inc NetApp Inc Netease Inc Netegrity Inc Netezza Corp Netflix Inc NETGEAR Inc Netguru.Com Inc NETIQ CORP NetLogic Microsystems Inc NetManage Inc NETOPIA INC NETRATINGS INC Netro Corp NetScout Systems Inc Netscreen Technologies Inc NETSMART TECHNOLOGIES INC NETSOL TECHNOLOGIES INC Netsolve Inc NetSpend Holdings Inc NETSTREIT Corp NetSuite Inc NETWORK CN INC

Network Engines Inc Network Equipment Technologies Inc. Network-1 Technologies Inc Neuberger Berman Closed-End Real Estate Securities Income Fund I Neuberger Berman Inc Neuberger Berman Income Opportunity Fund Inc Neuberger Berman Intermediate Municipal Fund Inc Neuberger Berman MLP Income Fund Inc NEUBERGER BERMAN PRIME MONEY FUND Neuberger Berman Realty Income Fund Neurobiological Technologies Inc NEUROCRINE BIOSCIENCES INC NeuroDerm Ltd NEUROGEN CORP NeurogesX Inc Neuro-Hitech Inc Neurologix Inc NEUROMetrix Inc Neuronetics Inc NeuStar Inc Neutralstem Inc NEVADA CHEMICALS INC NEVADA GEOTHERMAL POWER INC Nevada Gold & Casinos Inc. Nevro Corp NEVSUN RESOURCES LTD New Alternatives Fund Inc NEW BRUNSWICK SCIENTIFIC INC NEW CENTURY ENERGY CORP



New Covenant Balanced Growth New Covenant Growth New Covenant Income NEW DRAGON ASIA CORP New Energy Systems Group NEW ENGLAND BANCSHARES INC New England Business Svc Inc New England Realty Associates LP New Focus Inc New Fortress Energy Inc New Found Gold Corp New Frontier Health Corp New Frontier Media Inc New Generation Biofuels Holdings Inc New Germany Fund Inc. (The) New Gold Inc New Home Co Inc (The) NEW HORIZONS WORLDWIDE INC NEW JERSEY RESOURCES CORP New Media Lottery Services New Media Lottery Services Inc New Momentum Corp New Motion Inc New Mountain Finance Corp New Oriental Education & Technology Group Inc New Oriental Energy & Chemical Corp New Perspective Fund Inc New Plan Excel Realty Trust Inc. New Providence Acquisition Corp New Relic Inc

New Residential Investment Corp NEW RIVER PHARMA INC New Senior Investment Group New Source Energy Partners LP NEW VALLEY CORP New World Fund Inc New York Community Bancorp Inc. NEW YORK HEALTH CARE INC New York Mortgage Trust Inc New York REIT Liquidating LLC New York Times Co (The) NewAge Inc NewAlliance Bancshares Inc Newater Technology Inc NewBridge Bancorp NewCardio Inc Newell Brands Inc NEWFIELD EXPLORATION CO NEWGEN TECHNOLOGIES INC Newhall Land &Farm -Lp NewHold Investment Corp NEWKIRK REALTY TRUST INC NewLead Holdings Ltd NewMarket Corp NEWMARKET TECHNOLOGY INC NEWMIL BANCORP INC Newmont Corporation Newpark Resources Inc. Newport Bancorp Inc Newport Corp News Corp NewStar Financial Inc Newtek Business Services Corp Nexa Resources SA NEXCEN BRANDS INC Nexen Inc.

Nexeo Solutions Inc NexGen Energy Ltd Nexgen Petroleum Corp Nexien BioPharma Inc Nexity Financial Corp Nexplore Corp NexPoint Real Estate Finance Inc NexPoint Residential Trust Inc NexPoint Strategic Opportunities Fund Nexstar Media Group Inc. Next 1 Interactive Inc NextCure Inc NextDecade Corporation NEXTEL COMMUNICATIONS NEXTEL PARTNERS INC NextEra Energy Inc NextEra Energy Partners LP NEXTEST SYSTEMS CORP NextGen Acquisition Corp NexTier Oilfield Solutions Inc NEXTWAVE WIRELESS INC NF Energy Saving Corp NGAS RESOURCES INC NGL Energy Partners LP NGM Biopharmaceuticals Inc NGP Capital Resources NGP Capital Resources Co NIC Inc Nicholas Equity Income NICHOLAS FINANCIAL INC Nicholas Fund Nicholas II Nicholas-Applegate International & Premium Strategy Fund Nicolet Bankshares Inc Nicor Inc. Nidec Corp Nielsen Holdings plc NightHawk Radiology Holdings Inc



Nightstar Therapeutics Limited NII Holdings Inc NIKE INC Nikola Corp NIKU CORP Nile Therapeutics Inc Nimble Storage Inc NiMin Energy Corp Nine Energy Service Inc Ninetowns Internet Technology Group Co Ltd Nio Inc Niocorp Developments Ltd Nippon Telegraph & Telephone Corp Ntt Niska Gas Storage Partners LLC NiSource Inc NITCHES INC Nitro Petroleum Inc NitroMed Inc Niu Technologies NJ Muni Cash Trust Nkarta Inc NL Industries Inc. nLIGHT Inc NMI Holdings Inc NMT Medical Inc NN Inc Noah Education Holdings Ltd Nobel Learning Communities Inc Nobility Homes Inc Noble Corp plc Noble Energy Inc Noble Innovations Inc Noble Midstream Partners LP Noble Romans Inc. NOCOPI TECHNOLOGIES INC NOFIRE TECHNOLOGIES INC Nokia Corp NOLAND CO Nomad Foods Ltd

Nomad Royalty Company Ltd Nomura Holdings Inc Non Invasive Monitor Noranda Aluminum Holding Corp Norbord Inc Norcraft Companies Inc Nord Anglia Education Inc Nord Resources Corp Nordic American Offshore Ltd Nordic American Tankers Ltd Nordion Inc Nordson Corp Norfolk Southern Corp Norsat International Inc NORSK HYDRO ASA Norstan Inc Nortek Inc NORTEL INVERSORA SA Nortel Networks Corp North American Construction Group Ltd North American Gavlanizing & Coatings Inc. North American Palladium Ltd. North American Scientific Inc North American Technologies Group Inc North Asia Investment Corp North Atlantic Drilling Ltd NORTH BAY BANCORP/CA NORTH CENTRAL BANCSHARES INC North Coast Energy Inc North European Oil Royalty Trust NORTH FORK BANCORPORATION North Mountain Merger Corp NORTH PITTSBURGH SYSTEMS

North Pointe Holdings Corp North Shore Acquisition Corp NORTH STATE BANCORP/NC North Valley Bancorp NORTHCORE TECHNOLOGIES INC Northeast Bancorp Northeast Community Bancorp Inc NORTHEAST INDIANA BANCORP Northeast Investors Trust Northeast Pa Finl Corp Northern Active M Emerging Markets Equity Northern Active M US Equity Northern Ca Bancorp Inc Northern CA Muni MM Northern Dynasty Minerals Ltd NORTHERN EMPIRE BANCSHARE Northern Growth Equity Northern Income Equity Northern Institutional Government Assets Northern Institutional MM Liquid Assets Northern Institutional Municipal Northern Institutional Prime Obligations Northern Instl Bond Northern Instl Equity Index Northern Instl MM TxEx Northern International Equity Northern International Equity Index Northern Large Cap Value Northern Mid Cap Growth Northern Money Market Northern Multi Manager Global Real Estate



Northern Multi Manager High Yield Opportunity Northern Multi Manager Large Cap Northern Multi Manager Mid Cap Northern Multi Manager Small Cap Northern Muni Money Market Northern Oil and Gas Inc NORTHERN ORION RESOURCES INC Northern Select Equity Northern Short Bond Northern Short Intrm US Govt Northern States Financial Corp Northern Technologies International Corp Northern Technology Northern Tier Energy LP Northern Trust Corp Northern US Govt Northfield Bancorp Inc NORTHFIELD LABORATORIES INC Northgate Minerals Corp NORTHLAND CRANBERRIES -CL A Northrim BanCorp Inc Northrop Grumman Corp NORTHSTAR NEUROSCIENCE INC NorthStar Realty Finance Corp NORTHWAY FINANCIAL INC Northwest Airlines Corp NORTHWEST BANCORPORATION INC Northwest Bancshares Inc Northwest Biotherapeutics Inc

Northwest Indiana Bancorp Northwest Natural Holding Co Northwest Pipe Co NorthWestern Corp Northwestern Mut Asset Alloc Northwestern Mut Balanced Northwestern Mut Domestic Equity Northwestern Mut Emerging Markets Northwestern Mut Equity Income Northwestern Mut Focused Appreciation Northwestern Mut Government Money Mkt Northwestern Mut Growth Stock Northwestern Mut High Yield Northwestern Mut Index 400 Stk Northwestern Mut Index 500 Stk Northwestern Mut Intl Equity Northwestern Mut Intl Growth Northwestern Mut Large Cap Core Stock Northwestern Mut Mid Cap Growth Stock Northwestern Mut Mid Cap Val Northwestern Mut Multi Sector Bond Northwestern Mut Research International Core Northwestern Mut Select Bond Northwestern Mut Small Cap Growth Stock Northwestern Mut Small Cap Value

Nortia Capital Partners Inc NortonLifeLock Inc Norwegian Cruise Line Holdings Ltd Norwood Financial Corp. NOV Inc Nova Chemicals Corp Nova Measuring Instruments Ltd NovaBay Pharmaceuticals Inc NOVACEA INC Novadaq Technologies Inc NOVADEL PHARMA INC Novadigm Inc NovaGold Resources Inc NovaMed Inc. NOVAMERICAN STEEL INC Novan Inc Novanta Inc Novartis AG Novastar Financial Inc. NOVATEL INC Novavax Inc Novel Denim Holdings Ltd Novelion Therapeutics Inc NOVELIS INC Novell Inc. Novellus Systems Inc. NOVELOS THERAPEUTICS INC NOVEN PHARMACEUTICALS INC Novint Technologies Inc Novo Integrated Sciences Inc Novo Nordisk A/S Novogen Ltd Novoste Corp NOW Inc NPS PHARMACEUTICALS INC NRG Energy Inc NS GROUP INC NS8 CORP Nsd Bancorp Inc NSTAR NSTOR TECHNOLOGIES INC



NTN Buzztime Inc NTR Acquisition Co NTS Realty Holdings LP NTT DOCOMO INC Nu Horizons Electronics Corp. Nu Skin Enterprises Inc. NUANCE COMMUNICATIONS INC Nuance Concentrated Value Nuance Mid Cap Value NuCana Plc Nucentrix Broadband Networks NUCLEAR SOLUTIONS INC NuCO2 Inc Nucor Corp NUCRYST Pharmaceuticals Corp Nuevo Energy Co Nui Corp Numerex Corp. NuPathe Inc Nurix Therapeutics Inc NuRx Pharmaceuticals Inc NuStar Energy LP NuStar GP Holdings LLC Nutanix Inc NUTRA PHARMA CORP Nutraceutical International Corp Nutrastar International Inc Nutrien Ltd NutriSystem Inc NUTRITION 21 INC NuVasive Inc Nuveen All American Municipal Bond Nuveen AMT-Free Municipal Credit Income Fund Nuveen AMT-Free Quality Municipal Income Fund Nuveen CA High Yield Municipal Bond

Nuveen CA Insured Muni Bond Nuveen CA Muni Bond Nuveen California AMT-Free Quality Municipal Income Fund Nuveen California Dividend Advantage Municipal Fund 3 Nuveen California Quality Income Municipal Fund Inc. Nuveen California Quality Municipal Income Fund Nuveen California Select Quality Municipal Fund Inc. Nuveen Core Equity Alpha Fund Nuveen Core Plus Bond Nuveen Credit Strategies Income Fund Nuveen CT Municipal Bond Nuveen Diversified Currency Opportunities Fund Nuveen Diversified Dividend and Income Fund Nuveen Dividend Advantage Municipal Fund 2 Nuveen Dividend Value Nuveen Dow 30SM Dynamic Overwrite Fund Nuveen Dynamic Municipal Opportunities Fund Nuveen Energy MLP Total Return Fund Nuveen Enhanced Municipal Value Fund Nuveen Equity Index Nuveen Equity Market Neutral Nuveen Equity Premium Advantage Fund Nuveen Equity Premium Opportunity Fund Nuveen Equity Premiun & Growth Fund

Nuveen Fl Inv Qual Muni Nuveen FL Preference Muni Bd Nuveen Floating Rate Income Nuveen Floating Rate Income Fund Nuveen Floating Rate Income Opportunity Fund Nuveen Global High Income Fund Nuveen Global Infrastructure Nuveen Global Value Opportunities Fund Nuveen High Income Bond Nuveen High Income November 2021 Target Term Fund Nuveen High Yield Income Nuveen High Yield Municipal Bond Nuveen Inflation Protected Sec Nuveen Intermediate Bond Nuveen Intermediate Duration Municipal Term Fund Nuveen International Nuveen International Growth Nuveen International Select Nuveen Intrmd Duration Muni Bd Nuveen Intrmd TxFr Nuveen Investment Quality Municipal Fund Inc. NUVEEN INVESTMENTS -CL A Nuveen KY Muni Bd Nuveen Large Cap Core Nuveen Large Cap Gro Opport Nuveen Large Cap Value Nuveen Ltd Muni Bd Nuveen MA Muni Bond Nuveen MI Muni Bd



Nuveen Mid Cap Growth Opport Nuveen Mid Cap Index Nuveen Mid Cap Value Nuveen MN Muni Bond Nuveen MO Muni Bd Nuveen Mortgage Opportunity Term Fund Nuveen Multi Manager Large Cap Value Nuveen Muni Bond Nuveen Municipal Advantage Fund Inc. Nuveen Municipal Credit Income Fund Nuveen Municipal Credit Opportunities Fund Nuveen Municipal High Income Opportunity Fund Nuveen Municipal Market Opportunity Fund Inc. Nuveen Municipal Opportunity Fund Inc Nuveen Municipal Total Return Managed Account Nuveen Municipal Value Fund Inc Nuveen Nasdaq 100 Dynamic Overwrite Fund Nuveen NC Muni Bd Nuveen New Jersey Investment Quality Municipal Fund Inc. Nuveen New Jersey Quality Municipal Income Fund Nuveen New York AMT-Free Quality Municipal Income Fund Nuveen New York Quality Income Municipal Fund Inc. Nuveen New York Select Quality Municipal Fund Inc. Nuveen NJ Municipal Bond

Nuveen NWQ Flexible Income Nuveen NWQ Large Cap Value Nuveen NWQ Multi Cap Value Nuveen NWQ Small-Cap Value Nuveen NY Insured Muni Bond Nuveen Ny Inv Qual Muni Nuveen NY Municipal Bond Nuveen OH Muni Bd Nuveen PA Muni Bd Nuveen Pennsylvania Quality Municipal Income Fund Nuveen Performance Plus Municipal Fund Inc. Nuveen Preferred and Income Term Fund Nuveen Preferred Income Opportunities Fund Nuveen Preferred Securities and Income Nuveen Preferred Securities Income Fund Nuveen Premier Insured Municipal Income Fund Inc. Nuveen Premier Municipal Income Fund Inc. Nuveen Premium Income Municipal Fund 2 Inc. Nuveen Premium Income Municipal Fund 4 Inc. Nuveen Premium Income Municipal Fund Inc. Nuveen Premium Income Municipal Opportunity Fund Nuveen Quality Income Municipal Fund Inc. Nuveen Quality Municipal Fund Inc Nuveen Quality Municipal Income Fund

Nuveen Quality Preferred Income Fund Nuveen Quality Preferred Income Fund 3 Nuveen Real Asset Income Nuveen Real Estate Income Fund Nuveen Real Estate Sec Nuveen Rittenhouse Growth Nuveen S&P 500 Buy-Write Income Fund Nuveen Santa Barbara Dividend Growth Nuveen Select Quality Municipal Fund Inc. Nuveen Senior Income Fd Nuveen Short High Yield Municipal Bond Nuveen Short Municipal Bond Nuveen Short Term Bond Nuveen Small Cap Select Nuveen Small Cap Value Nuveen Strategic Income Nuveen Strategic Municipal Opportunities Nuveen Strategy Balanced Alloc Nuveen Taxable Municipal Income Fund Nuveen Tax-Advantaged Dividend Growth Fund Nuveen Tax-Advantaged Total Return Strategy Fund Nuveen TN Muni Bd Nuveen Tradewinds Global All Cap Nuveen Tradewinds Intl Value Nuveen Tradewinds Value Opportunities Nuveen TxFr Nuveen VA Muni Bd



Nuveen Winslow Large Cap Growth ESG Nuvelo Inc Nuvera Communications Inc Nuverra Environmental Solutions Inc NV Energy Inc NV5 Global Inc NVE Corp nVent Electric plc NVIDIA Corporation NVIT AllianzGI International Growth NVIT AQR Large Cap Defensive Style NVIT Blueprint Balanced NVIT Blueprint Capital Appreciation NVIT Blueprint Conservative NVIT Blueprint Managed Growth NVIT Blueprint Managed Growth & Income NVIT Blueprint Moderate NVIT Blueprint Moderately Conservative NVIT Bond Index NVIT Core Bond NVIT Core Plus Bond NVIT Dynamic US Growth NVIT Emerging Mkt NVIT Government Money Market NVIT Govt Bond NVIT Investor Destinations Balanced NVIT Investor Destinations Capital Appreciation NVIT Investor Destinations Consrv NVIT Investor Destinations Managed Growth NVIT Investor Destinations Mod Aggrsv

NVIT Investor Destinations Mod Consrv NVIT Investor Destinations Moderate NVIT Jacobs Levy Large Cap Growth NVIT Managed American Funds Asset Allocation NVIT Managed American Funds Growth Income NVIT Mid Cap Index NVIT Multi Manager International Value NVIT Multi Manager Large Cap Value NVIT Multi Manager Mid Cap Value NVIT Multi Manager Small Cap Val NVIT Multi Manager Small Company NVIT S&P 500 Index NVIT Short Term Bond NVIT Wells Fargo Discovery NVR Inc. NWH INC NXP Semiconductors NV NxStage Medical Inc NXT Energy Solutions Inc Nxt-ID Inc NYFIX Inc NYLIM Instl Prime Cash NYMAGIC INC. NYMEX HOLDINGS INC Nymox Pharmaceutical Corp NYSE Euronext O. I. Corp O2Diesel Corp O2Micro International Ltd Oak Financial Corp OAK HILL FINANCIAL INC Oak Ridge Small Cap Growth Oak Street Health Inc Oak Technology Inc

Oak Valley Bancorp Oak Value OAKLEY INC Oakmark Equity & Income Oakmark Fund Oakmark Global Oakmark Global Select Oakmark International Oakmark International Sml Cap Oakmark Select Oakmark Small Cap OAKRIDGE ENERGY INC Oaktree Acquisition Corp II Oaktree Capital Group LLC Oaktree Specialty Lending Corp OAO TATNEFT OAO TECHNOLOGY SOLUTIONS INC Oasis Midstream Partners LP Oasis Petroleum Inc OASYS MOBILE INC OBA Financial Services Inc Obagi Medical Products Inc Obalon Therapeutics Inc Oberweis China Opportunities Oberweis International Opportunities Oberweis International Opportunities Institutional ObsEva SA Obsidian Energy Ltd OCA INC Ocata Therapeutics Inc Occam Networks Inc Occidental Petroleum Corp Ocean Bio-Chem Inc Ocean Power Technologies Inc Ocean Rig UDW Inc Ocean Shore Holding Co Oceanaut Inc



Oceaneering International Inc. OceanFirst Financial Corp. OceanFreight Inc Ocera Therapeutics, Inc. O'Charley's Inc OCI Partners LP Oclaro Inc Oconee Federal Financial Corp Ocular Sciences Inc Ocular Therapeutix Inc Oculus Innovative Sciences Inc Ocwen Financial Corp Odd Job Stores Inc ODIMO INC Odonate Therapeutics Inc Odyssey Healthcare Inc Odyssey Marine Exploration Inc. ODYSSEY OIL & GAS INC Odyssey Re Holdings Corp. Office Properties Income Trust Officemax Inc Official Payments Holdings Inc OFG Bancorp OGE Energy Corp. OGLEBAY NORTON CO OH Muni Cash Trust OHIO CASUALTY CORP Ohio Legacy Corp Ohio Natl Balanced Ohio Natl Balanced Model Ohio Natl BlackRock Balanced Allocation Portfolio Ohio Natl Equity Portfolio Ohio Natl Growth Model Ohio Natl International Ohio Natl Moderate Growth Model Ohio Natl Money Market

Ohio Natl S&P 500 Index Ohio Natl Strategic Value Ohio Valley Banc Corp. O-I Glass Inc Oi SA Oil States International Inc Oil-Dri Corp of America Oiltanking Partners LP Okta Inc Old Dominion Freight Line Inc Old Line Bancshares Inc Old Mutual/Claymore Long-Short Fund Old National Bancorp Old Point Financial Corp Old Republic International Corp Old Second Bancorp Inc Old Westbury All Cap Core Old Westbury Credit Income Old Westbury Fixed Income Old Westbury Large Cap Strategies Old Westbury Mid Cap Equity Old Westbury Multi-Asset Opportunities Old Westbury Municipal Bond Old Westbury NY Municipal Bond Old Westbury Real Return Old Westbury Small & Mid Cap Strategies Olema Pharmaceuticals Inc Olin Corp Ollie's Bargain Outlet Holdings Inc Olstein All Cap Value Olympic Steel Inc OM Analytic OM Barrow Hanley Value OM Group Inc OM Growth

OM Mid Cap OM TS&W Mid Cap Value Omagine Inc Omega Financial Corp Omega Flex Inc Omega Healthcare Investors Inc. OMEGA PROTEIN CORP Omeros Corp OMI CORP Ominto Inc Omni Bio Pharmaceutical Inc OMNI Energy Services Corp. Omni Financial Services Inc Omni Ventures Inc Omniamerican Bancorp Inc Omnicare Inc. Omnicell Inc Omnicom Group Inc. Omnicomm Systems Inc Omniture Inc OMNIVISION TECHNOLOGIES INC OMNOVA Solutions Inc. Omphalos Corp Omrix Biopharmaceuticals Inc OMTOOL LTD On Command Corp On Deck Capital Inc ON Semiconductor Corp On Technology Corp On Track Innovations Ltd On2 Technologies Inc. OncoCyte Corp OncoGenex Pharmaceuticals Inc Oncolytics Biotech Inc OncoMed Pharmaceuticals Inc Onconova Therapeutics Inc Oncorus Inc OncoSec Medical Inc



OncoVista Innovative Therapies Inc Ondas Holdings Inc One One Bio Corp ONE Gas Inc ONE Grp Balanced ONE Grp Diversified Equity ONE Grp Diversified Intl ONE Grp Instl Prime MM ONE Grp Intrmd TxFr Bond ONE Grp Treas Only MM One Grp US Govt Sec MM One Liberty Properties Inc. OneAmerica Asset Director OneAmerica Value OneBeacon Insurance Group Ltd Oneida Financial Corp. ONEIDA LTD OneMain Holdings Inc ONEOK Inc ONEOK Partners LP OneScreen Inc ONESOURCE INFORMATION SVCS OneSpan Inc Onespaworld Holdings Ltd Online Resources Corp Online Vacation Center Holdings Inc ONSTREAM MEDIA CORP Ontrak Inc Onvia Inc Onyx Acceptance Corp ONYX PHARMACEUTICALS INC ONYX SOFTWARE CORP Ooma Inc OP Bancorp OpCap Small Cap OPEN ENERGY CORP Open Lending Corp OPEN SOLUTIONS INC

OPEN TEXT CORP Opendoor Technologies Inc OpenTable Inc OpenTV Corp Opera Ltd OPEXA THERAPEUTICS INC OphthaliX Inc Ophthalmic Imaging Systems Inc OPINION RESEARCH CORP Opko Health Inc OPLINK COMMUNICATIONS INC OPNET Technologies Inc Opnext Inc Oportun Financial Corp Opower Inc Oppenheimer Balanced Oppenheimer Balanced/Va Oppenheimer Cap Preservation Oppenheimer Champion Income Oppenheimer Commodity Strategy Total Return Oppenheimer Convertible Sec Oppenheimer Core Bond/Va Oppenheimer Equity Oppenheimer Growth Oppenheimer High Income/Va Oppenheimer High Yield Oppenheimer Holdings Inc Oppenheimer Institutional Government Money Market Oppenheimer Internationall Growth/Va Oppenheimer Mid Cap Oppenheimer PrinProt Main St Oppenheimer PrinProt MainSt2

Oppenheimer Rochester NJ Municipal Oppenheimer Select Value Oppenheimer Small Cap Revenue ETF Oppenheimer Ultra Short Duration OPSWARE INC OPTELECOM-NKF INC Optex Systems Holdings Inc Opthea Ltd OPTi Inc OPTIBASE LTD OPTICAL CABLE CORP OPTICAL COMMUNICATION PRODS OPTIGENEX INC Optimal Group Inc Optimer Pharmaceuticals Inc OptimizeRX Corp Optimum Fixed Income Optimum International Optimum Large Cap Growth Optimum Large Cap Value Optimum Small Mid Cap Growth Optimum Small Mid Cap Value OPTIMUMBANK HOLDINGS INC Optinose Inc OPTIO SOFTWARE INC OPTION CARE INC optionsXpress Holdings Inc OPTIUM CORP ORACLE CORP Oracle Healthcare Acquisition Corp ORAGENICS INC Oramed Pharmaceuticals Inc ORANGE ORANGE 21 INC OraSure Technologies Inc ORBCOMM Inc



Orbit International Corp Orbital ATK Inc Orbital Sciences Corp Orbitz Worldwide Inc Orbotech Ltd Orchard Enterprises Inc Orchard Supply Hardware Stores Corp Orchid Cellmark Inc Orchid Island Capital Inc Orchids Paper Products Co Orckit Communications Ltd Ore Pharmaceuticals Inc OREGON PACIFIC BANCORP OREGON STEEL MILLS INC Oregon Trail Financial Corp O'Reilly Automotive Inc Orexigen Therapeutics Inc Orezone Resources Inc Organic To Go Food Corp OrganiGram Holdings Inc Organogenesis Holdings Inc Organovo Holdings Inc ORIC Pharmaceuticals Inc Orient Paper Inc ORIGEN FINANCIAL INC Origin Agritech Ltd Origin Bancorp Inc OriginOil Inc Orion Energy Systems Inc Orion Engineered Carbons SA Orion Group Holdings Inc Oritani Financial Corp ORIX CORP Orleans Homebuilders Inc. Ormat Technologies Inc Oro East Mining Inc Oromin Explorations Ltd ORPHAN MEDICAL INC Orrstown Financial Services Inc Orsus Xelent Technologies Inc Orthofix Medical Inc

ORTHOVITA INC Osage Bancshares Inc OSCIENT PHARMACEUTICALS CORP OSG America LP OSHKOSH B'GOSH INC -CL A Oshkosh Corp OSI PHARMACEUTICALS INC OSI RESTAURANT PARTNERS INC OSI Systems Inc Osiris Therapeutics Inc Osisko Gold Royalties Ltd Osmotica Pharmaceuticals Plc Osprey Technology Acquisition Corp OSTEOLOGIX INC Osteotech Inc Osterweis Fund Otelco Inc Otis Worldwide Corp Otonomy Inc Otter Tail Corp Outdoor Channel Holdings Inc Outerwall Inc Outfront Media Inc OUTLOOK GROUP CORP Outlook Therapeutics Inc Outset Medical Inc Overhill Farms Inc OVERLAND STORAGE INC OVERNITE CORP Overseas Shipholding Group Inc. Overstock.com Inc Overture Acquisition Corp Overture Services Inc Ovid Therapeutics Inc Ovintiv Inc Owens & Minor Inc. Owens Corning Owl Rock Capital Corp

Oxford Health Plans Inc Oxford Immunotec Global PLC Oxford Industries Inc. Oxford Resource Partners LP OXIGENE INC Oyster Point Pharma Inc Ozon Holdings PLC P & F Industries Inc P.A.M. Transportation Services Inc P.F. Changs China Bistro Inc PA Muni Cash Trust PAA Natural Gas Storage LP PAB Bankshares Inc. PACCAR INC Pace Alternative Strategies Investments Pace Global Fixed Income Pace Holdings Corp Pace International Eqty Pace Intl Emerg Mkts Eq Pace Intrmd Fixed Income Pace Lg Co Growth Equity Pace Lg Co Value Equity Pace Money Market Pace Mortgage-Backed Securities Fixed Income Pace Muni Fixed Income Pace Sm/Med Co Gro Eqty Pace Sm/Med Co Val Eqty Pace Strategic Fixed Inc Pacer International Inc Pacer Trendpilot US Large Cap ETF Pacer Trendpilot US Mid Cap ETF Pacific Biosciences of California Inc Pacific Booker Minerals Inc Pacific Cap Cash Assets Pacific Cap Growth Stock Pacific Cap Hi Grade Core Fixed



Pacific Cap Small Cap Pacific Cap TxFr Csh Asst Tr Pacific Cap TxFr Sec Pacific Cap US Gv Csh Asst Pacific Capital Bancorp PACIFIC CMA INC Pacific Continental Corp Pacific Crest Capital Inc Pacific Drilling SA PACIFIC ENERGY PARTNERS -LP Pacific Financial Corp Pacific Funds Core Income Pacific Funds Floating Rate Income Pacific Funds Optimization Growth Pacific Funds Optimization Moderate Pacific Funds Short Duration Income Pacific Funds Strategic Income PACIFIC INTERNET LTD Pacific Mercantile Bancorp Pacific Northwest Bancorp Pacific Premier Bancorp Inc Pacific Rim Mining Corp. Pacific Sel American Asset Allocation Pacific Sel American Growth Pacific Sel American Growth-Income Pacific Sel CapG Sml Cap Eqty Pacific Sel Cash Management Pacific Sel Equity Pacific Sel Focused 30 Pacific Sel Inflation Strategy Pacific Sel MFS Capital Opport Pacific Sel Multi Strategy Pacific Sel Precious Metals Pacific Sel Tactical International

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Pacific Sunwear of California Inc Pacificare Health Sys Pacira BioSciences Inc Packaging Corp Of America PACKAGING DYNAMICS CORP PACKETEER INC Pactera Technology International Ltd Pactiv Corp PacWest Bancorp PAC-WEST TELECOMM INC PAE Inc PAETEC Holding Corp PagerDuty Inc PagSeguro Digital Ltd PAID INC PAINCARE HOLDINGS INC Palantir Technologies Inc Palatin Technologies Inc. PALL CORP PALM INC Palmer Square Income Plus Palmer Square SSI Alternative Income Palmetto Bancshares Inc PALMSOURCE INC Palo Alto Networks Inc Palomar Holdings Inc Palomar Medical Technologies Inc Pampa Energia SA Pamrapo Bancorp Inc Pan American Silver Corp PAN PAC RETAIL PPTYS INC PANACOS PHARMACEUTICALS INC Panamsat Corp PANAMSAT HOLDING CORP Panasonic Corp PANAVISION INC Panda Ethanol Inc Pandion Therapeutics Inc

Pandora Media Inc PANERA BREAD CO Pangaea Logistics Solutions Ltd Panglobal Brands Inc Panhandle Oil & Gas Inc Panorama Va Total Return Pansoft Co Ltd Pantheon China Acquisition Corp Pantry Inc (The) Papa John's International Inc Papa Murphy's Holdings Inc PAPERFREE MED SOLUTIONS INC Par Pacific Holdings Inc Par Pharmaceutical Companies Inc PAR Technology Corp Parabel Inc. PARADYNE NETWORKS INC Paragon Commercial Corp Paragon Offshore Plc Paragon Shipping Inc PARAGON TECHNOLOGIES INC PARALLEL PETROLEUM CORP Parametric Emerging Markets Parametric International Equity Parametric TABS 5-to-15 Year Laddered Municipal Bond Parametric TABS Intermediate-Term Municipal Bond Parametric Tax Managed Emerging Markets Parametric Volatility Risk Premium Defensive Paramount Gold Nevada Corp Paramount Group Inc

Paratek Pharmaceuticals Inc PAREXEL INTERNATIONAL CORP PARK BANCORP INC PARK CITY GROUP INC Park Hotels & Resorts Inc Park National Corp Park Ohio Holdings Corp. Park Place Energy Corp Park Sterling Corp Parke Bancorp Inc Parker Drilling Co Parker-Hannifin Corp PARKERVISION INC PARKVALE FINANCIAL CORP Parkway Inc Parkway Properties Inc. PARLEX CORP Parlux Fragrances Inc Parnassus Core Equity Parnassus Endeavor Parnassus Mid Cap Parnassus Mid Cap Growth Parnassus Small Cap Parsley Energy Inc Parsons Corp PartnerRe Ltd Partners Bancorp PARTNERS TRUST FINL GRP INC PartnerSelect Alternative Strategies Parts iD Inc PARTY CITY CORP Passage Bio Inc PATAPSCO BANCORP INC PATCH INTERNATIONAL INC PATH 1 NETWORK TECHNOL INC Patheon NV PATHFINDER BANCORP INC PATHMARK STORES INC Patient Safety Technologies Inc



Patina Oil & Gas Corp Patni Computer Systems Ltd Patrick Industries Inc Patriot Bank Corp Patriot Coal Corp Patriot National Bancorp Inc Patriot National Inc PATRIOT SCIENTIFIC CORP Patriot Transportation Holding Inc Pattern Energy Group Inc Patterson Cos Inc PATTERSON-UTI ENERGY INC Paulson Capital Corp. PAVILION BANCORP INC PAVmed Inc Pax Core Bond Pax Ellevate Global Women's Leadership Pax Global Environmental Markets Pax High Yield Pax International Sustainable Economy Pax Large Cap Pax Small Cap Pax Sustainable Allocation Pax World MM PAXAR CORP Paya Holdings Inc Paychex Inc. Paycom Software Inc Payden Absolute Return Bond Payden Cash Reserves Money Market Payden Core Bond Payden Emerging Markets Bd Payden Equity Income Payden Global Fixed Income Payden GNMA Payden High Income Payden Limited Maturity Payden Low Duration

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RidgeWorth Intl Equity Index RidgeWorth Intrmd Bond RidgeWorth Large Cap Core Growth Stock RidgeWorth Large Cap Growth Stock RidgeWorth Prime Qual MM RidgeWorth Seix High Yld RidgeWorth Shrt Trm Bond RidgeWorth Small Cap Gro Stk RidgeWorth TxEx MM RidgeWorth US Govt Sec RidgeWorth US Govt Sec MM RidgeWorth US Treasury MM RidgeWorth VA TxFr MM RIGEL PHARMACEUTICALS INC RIGGS NATL CORP WASH D C Riggs Prime MMF Right Management Consultants RightNow Technologies Inc Rightside Group Ltd RigNet Inc RIMINI STREET INC Ring Energy Inc RingCentral Inc RINKER GROUP LTD RINO International Corp Rio Alto Mining Ltd RIO NARCEA GOLD MINES LTD Rio Tinto Group RIO VISTA ENERGY PARTNERS LP Riot Blockchain Inc Riptide Worldwide Inc Rising Rate Opportunity ProFund RISK(GEORGE) INDUSTRIES INC Riskmetrics Group Inc RIT TECHNOLOGIES LTD

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Royce Special Equity Royce Total Return Royce Value Trust Inc. RPC Inc. RPM International Inc RPT Realty RPX Corp RS Emerging Markets RS International Growth RS Intl Growth VIP Ser RS Money Market RS Money Market VIP Ser RS S&P 500 Index VIP Ser RS Smaller Company Growth RS Tax Exempt RSA SECURITY INC RSC Holdings Inc RSP Permian Inc RTI International Metals Inc RTW INC RUBICON FINANCIAL INC Rubicon Medical Corp Rubicon Minerals Corp Rubicon Technology Inc RUBIO'S RESTAURANTS INC RUBIUS THERAPEUTICS INC RUBY MINING CO RUBY TUESDAY INC Ruckus Wireless Inc Rudolph Technologies Inc. rue21 Inc RumbleON Inc Rural Cellular Corp RURAL/METRO CORP Rush Enterprises Inc Russell Commodity Strategies RUSSELL CORP Russell Diversified Bond Russell Diversified Equity Russell Emerging Markets Russell Equity Income Russell Global Equity Russell Global Infrastructure

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Russell Tax Managed US Large Cap Russell Tax Managed US Mid Small Cap Russell Unconstrained Total Return Russell US Dynamic Equity Russell US Small Cap Equity Russell US Strategic Equity Russell US Value Ruth's Hospitality Group Inc RVS Absolute Return Currency & Income RVS Balanced RVS Core Bond RVS Disciplined International Equity RVS Growth RVS Income Builder Enhanced Income RVS Insured TxEx RVS Large Cap Equity RVS New Dimensions RVS Partners Aggressive Growth RVS Partners Fundamental Value RVS Partners International Select Growth RVS Partners Select Value RVS Partners Small Cap Equity RVS Real Estate RVS S&P 500 Index RVS Selective RVS Short Duration US Govt RVS Small Cap Advantage RVS Small Company Index RVS Stock RVS Strategic Income Allocation RVS Strategy Aggressive RVS TxEx High Income RVS Value

RVS VP New Dimensions RVS VP Strategic Income RVS VP Strategy Aggressive Growth Rwd Technologies Inc RYANAIR HOLDINGS PLC RYAN'S RESTAURANT GROUP INC RYB Education Inc Ryder System Inc Rydex Absolute Return Strategies Rydex Cap Partners SPhinX Rydex Dynamic S&P 500 2x Strategy Rydex Inverse Govt Long Bond Strategy Rydex Inverse OTC 2x Strategy Rydex Inverse S&P 500 2x Strategy Rydex Inverse S&P 500 Strategy Rydex NASDAQ 100 Rydex NASDAQ 100 2x Strategy Rydex Nova Rydex Sector Rotation Rydex US Government Money Market Rydex Var Amerigo Rydex Var US Govt Money Mkt Ryerson Holding Corp Ryland Group Inc Ryman Hospitality Properties Inc S & K FAMOUS BRANDS INC S R TELECOM INC S&P 500 Covered Call Fund Inc S&P 500 Protected Equity Fd S&P Global Inc S&T Bancorp Inc

S&W Seed Co S1 Corp SA AB Growth SA AB Small & Mid Cap Value SA Allocation Moderate Growth SA American Funds Asset Allocation SA American Funds VCP Managed Allocation SA BlackRock VCP Global Multi Asset SA DFA Ultra Short Bond SA Federated Hermes Corporate Bond SA Fixed Income Index SA Global Fixed Income SA Index Allocation 90/10 SA International Index SA International Value SA Invesco VCP Equity-Income SA JPMorgan Equity-Income SA JPMorgan Global Equities SA JPMorgan MFS Core Bond SA Large Cap Index SA Legg Mason BW Large Cap Value SA MFS Blue Chip Growth SA MFS Mass Investors Trust SA MFS Total Return SA Morgan Stanley International Equities SA Multi-Managed Diversified Fixed Income SA Multi-Managed International Equity SA Multi-Managed Large Cap Growth SA Multi-Managed Large Cap Value SA PIMCO RAE International Value



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SBL Mid Cap Growth SBL Mid Cap Value SBS TECHNOLOGIES INC SC Health Corp Scailex Corp Ltd SCANA Corp ScanSource Inc Scb Computer Technology Inc SCBF Short Duration Plus SCBF Short Duratn Divers Muni SCBF Short Duratn NY Muni SCHERING-PLOUGH SCHICK TECHNOLOGIES INC Schiff Nutrition International Inc Schlotzskys Inc Schlumberger Ltd Schneider National Inc Schneider Value Schnitzer Steel Industries Inc Scholar Rock Holding Corp SCHOLASTIC CORP School Specialty Inc. Schroder Muni Bond Schroder North American Eqty Schroder US Opportunities Schrodinger Inc SCHULMAN (A.) INC Schultze Special Purpose Acquisition Corp SCHWAB (CHARLES) CORP Schwab 1000 Index Schwab Adv Cash Rsrv Schwab AMT Tax-Free Money Schwab Balanced Schwab CA AMT Tax Free Money Schwab CA Muni Money Market Schwab CA TxFr Bond

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Schwab International Index Schwab International Small-Cap Equity ETF Schwab Intl Core Equity Schwab Investor Money Schwab Large Cap Growth Schwab MA AMT Tax Free Money Schwab MktTrack All Equity Schwab MktTrack Balanced Schwab MktTrack Conservative Schwab MktTrack Growth Schwab Money Market Schwab Muni Money Schwab New Jersey Municipal Money Schwab New York Municipal Money Schwab PA Muni Money Schwab Premier Equity Schwab Premier Income Schwab Retirement Advtg Money Schwab Retirement Government Money Schwab S&P 500 Index Schwab S&P 500 Index VA Schwab Short Bond Market Schwab Short Term Bond Index Schwab Short-Term US Treasury ETF Schwab Small Cap Equity Schwab Small Cap Index Schwab Strategic Trust - 1000 Index ETF Schwab Target 2020 Schwab Target 2025 Schwab Target 2030 Schwab Target 2040 Schwab Tax-Free Bond Schwab Total Bond Market



Schwab Total Stock Market Index Schwab Treasury Inflation Protected Securities Index Schwab Treasury Obligations Money Schwab TxFr YieldPlus Schwab U.S. Mid-Cap ETF Schwab U.S. REIT ETF Schwab US Aggregate Bond ETF Schwab US Aggregate Bond Index Schwab US Broad Market ETF Schwab US Dividend Equity ETF Schwab US Large-Cap ETF Schwab US Large-Cap Growth ETF Schwab US Large-Cap Value ETF Schwab US Small-Cap ETF Schwab US TIPS ETF Schwab US Treasury Money Schwab Value Advantage Money Schwab Variable Share Price Money Schwab Yield Plus Schweitzer-Mauduit Intl Inc SciClone Pharmaceuticals Inc SCIELE PHARMA INC Science Applications International Corp Scientific Energy Inc Scientific Games Corp Scientific Learning Corp SCIENTIFIC TECHNOLOGIES INC SCIENTIFIC-ATLANTA INC SciQuest Inc SCO GROUP INC SCOLR Pharma Inc. Scope Industries Inc

Scopus Video Networks Ltd SCOR SA Score Media and Gaming Inc Scorpio Tankers Inc SCOTTISH POWER PLC SCOTTISH RE GROUP LTD Scotts Miracle-Gro Co (The) Scout Money Market Federal Scout Money Market Prime Scout Small Cap scPharmaceuticals Inc Scpie Holdings Inc Scripps (E.W.) Co (The) Scripps Networks Interactive Inc Scudder Balanced Scudder Cash Reserve Scudder Development Scudder Dynamic Growth Scudder Growth Scudder Intl Equity Instl Scudder Large Company Value Scudder MM Premium Scudder Muni Bond Scudder NY TxFr Money Scudder TaxFree Money Mkt Scudder US Treas Money Scudder VS II Growth Scudder VS II Index 500 Scudder VS II Tech Growth Scudder Yield Wise Money Scudder Yield Wise Muni Scully Royalty Ltd Sculptor Capital Management Inc SCVX Corp SCYNEXIS Inc Sea Containers Ltd. Sea Ltd Seaboard Corp SEABRIDGE GOLD INC SeaBright Holdings Inc

SEABULK INTERNATIONAL INC Seacoast Banking Corp of Florida Seacoast Finl Svcs Corp Seacor Marine Holdings Inc SeaCube Container Leasing Ltd Seadrill Ltd Seadrill Partners LLC Seafarer Overseas Growth and Income Seagate Technology Plc Seagen Inc Sealed Air Corp Sealy Corp Seanergy Maritime Holdings Corp Seaport Global Acquisition Corp SearchCore Inc SEARCHLIGHT MINERALS CORP Sears Hometown and Outlet Stores Inc SEARS ROEBUCK & CO Seasons Ser Allocation Moderate Seasons Ser Strategy Bal Gro Seasons Ser Strategy Consv Gr Seasons Ser Strategy Growth Seasons Ser Strategy Mod Gro SeaSpine Holdings Corp SeaWorld Entertainment Inc Second Bancorp Inc Second Sight Medical Products Inc Secoo Holding Ltd SECURAC CORP SECURE COMPUTING CORP SECURED DIGITAL APPLICATIONS



SECURELOGIC CORP SecureWorks Corp SECURITY BANK CORP Security Cap Preservation Security Capital Assurance Ltd SECURITY CAPITAL/DE -CL A Security Equity Security Federal Corp Security National Financial Corp SEDONA CORP SEEBEYOND TECHNOLOGY CORP Seer Inc Segall Bryant & Hamill Plus Bond SEGUE SOFTWARE INC SEI Investments Co SEI SAAT Aggrsv Strategy SEI SAAT Dvrs Glbl Growth SEI SAAT Dvrs Moderate Gro SEI SAAT Mkt Gro Strategy SEI SAAT Moderate Strategy SEI SDIT GNMA SEI SDIT Government SEI SDIT Government II SEI SDIT MM SEI SDIT Prime Obligation MM SEI SDIT Short-Duration Government SEI SDIT Treasury MM SEI SDIT Treasury MM II SEI SDIT Ultra Short Duration Bond SEI SIIT Core Fixed Income SEI SIIT Dynamic Asset Allocation SEI SIIT Emerging Markets Debt SEI SIIT Emerging Markets Equity SEI SIIT Extended Duration

SEI SIIT Extended Market Index SEI SIIT Global Managed Volatility SEI SIIT High Yield Bond SEI SIIT Intermediate Duration Credit SEI SIIT International Equity SEI SIIT Large Cap SEI SIIT Large Cap Disciplined Equity SEI SIIT Large Cap Diversified Alpha SEI SIIT Large Cap Index SEI SIIT Limited Duration Bond SEI SIIT Long Duration SEI SIIT Long Duration Credit SEI SIIT Multi-Asset Real Return SEI SIIT Opportunistic Income SEI SIIT Real Return Plus SEI SIIT S&P 500 Index SEI SIIT Small Cap SEI SIIT Small Mid Cap Eqty SEI SIIT Ultra Short Duration Bond SEI SIIT US Equity Factor Allocation SEI SIIT US Managed Volatility SEI SIIT World Equity EX US SEI SIIT World Select Equity SEI SIMT Core Fixed Income SEI SIMT Dynamic Asset Allocation SEI SIMT Enhanced Income SEI SIMT Global Managed Volatility SEI SIMT High Yield Bond SEI SIMT Large Cap SEI SIMT Large Cap Diversified Alpha SEI SIMT Large Cap Growth

SEI SIMT Large Cap Index SEI SIMT Large Cap Value SEI SIMT Multi Asset Accumulation SEI SIMT Multi Asset Capital Stability SEI SIMT Multi Asset Income SEI SIMT Multi Asset Inflation Managed SEI SIMT Multi Strategy Alternative SEI SIMT S&P 500 Index SEI SIMT Small Cap SEI SIMT Small Cap Growth SEI SIMT Small Cap Value SEI SIMT Tax Managed Large Cap SEI SIMT Tax Managed Managed Volatility SEI SIMT Tax Managed Small/Mid Cap SEI SIMT US Fixed Income SEI SIMT US Managed Volatility SEI SIT Emerging Markets Debt SEI SIT Emerging Markets Equity SEI SIT International Equity SEI SIT International Fixed Income SEI SLAT Prime Obligation MM SEI STET Instl TxFr MM SEI STET Intrmd Muni SEI STET Short Muni SEI STET Tax Advantaged Income SEI STET TxFr MM SEITEL INC Seix High Yield Select Bancorp Inc Select Energy Services Inc Select Income REIT



Select Interior Concepts Inc Select Medical Corp Select Medical Holdings Corp Selecta Biosciences Inc Selected American Shares SELECTICA INC Selective Insurance Group Inc Seligman Capital Seligman Cash Mgmt - Prime Seligman Common Stock Seligman Growth Seligman High Yield Seligman National Municipal Seligman Var Smaller Cap Value SEMCO ENERGY INC SemGroup Corp SemiLEDs Corp Seminis Inc SEMITOOL INC Semper MBS Total Return Sempra Energy Semtech Corp Sen Yu International Holdings Inc SendGrid Inc Seneca Foods Corp. SENESCO TECHNOLOGIES INC SenesTech Inc Senetek Plc -Adr SENOMYX INC SenoRx Inc Sensata Technologies Holding Plc Senseonics Holdings Inc Sensient Technologies Corp Sensus Healthcare Inc Sensytech Inc SENTIGEN HOLDING CORP Sentinel Balanced Sentinel Government Sec Sentinel Low Duration Bond Sentinel Total Return Bond

Sentry Petroleum Ltd Sepracor Inc. SEQUA CORP -CL A Sequans Communications SA Sequenom Inc Sequential Brands Group Inc Sequoia SeraCare Life Sciences Inc SERENA SOFTWARE INC Seres Therapeutics Inc Seritage Growth Properties SEROLOGICALS CORP SERVICE 1ST BANCORP SERVICE BANCORP INC Service Corp International Service Properties Trust SERVICEMASTER CO ServiceSource International Inc ServisFirst Bancshares Inc Servotronics Inc. SES Solar Inc Sesen Bio Inc Seven Arts Pictures PLC Severn Bancorp Inc SFL Corp Ltd SFN Group Inc SFSB INC SFT Dynamic Managed Volatility SFT Index 500 SFT Ivy Growth SFX Entertainment Inc SGI U.S. Large Cap Equity SGL CARBON GROUP SGX PHARMACEUTICALS INC Shake Shack Inc Shamir Optical Industry Ltd Shanda Games Ltd Shanda Interactive Entertainment Ltd ShangPharma Corp Sharing Economy International Inc

Sharps Compliance Corp SharpSpring Inc Shaw Communications Inc. Shaw Group Inc. (The) SHEFFIELD PHARMACEUTICALS Shelbourne Pptys I Inc Shelbourne Pptys Ii Inc Shelbourne Pptys Iii Inc Shell Midstream Partners LP SHELL TRANSPORT AND TRADING Shelton NASDAQ 100 Index Shenandoah Telecommunications Co Shengkai Innovations Inc Shengtai Pharmaceutical Inc Shep Technologies Inc Sherwin-Williams Co (The) Shift4 Payments Inc Shiner International Inc Shinhan Financial Group Co Ltd Shire PLC ShockWave Medical Inc Shoe Carnival Inc SHOE PAVILION INC Shopify Inc SHOPKO STORES INC SHOPPING.COM LTD Shore Bancshares Inc SHORE FINANCIAL CORP ShoreTel Inc Short Term Bond Fund of America Short Term Income MM Short Term Income US Govt Short Term TxEx Bond SHUMATE INDUSTRIES INC SHURGARD STORAGE CTRS -CL A Shutterfly Inc Shutterstock Inc SI Financial Group Inc



SI International Inc Sibanye-Stillwater Limited SI-BONE Inc Sicor Inc SIEBEL SYSTEMS INC Siemens AG Sienna Biopharmaceuticals Inc Sientra Inc Sierra Bancorp SIERRA HEALTH SERVICES Sierra Metals Inc Sierra Oncology Inc Sierra Tactical All Asset Sierra Tactical Bond Sierra Tactical Core Income Sierra Wireless Inc SIFCO Industries Inc. Sify Technologies Ltd SIGA TECHNOLOGIES INC Sigilon Therapeutics Inc Sigma Designs Inc Sigma-Aldrich Corp SigmaTel Inc SIGMATRON INTERNATIONAL INC SIGNALIFE INC Signet Jewelers Ltd Silent Witness Enterprises SILGAN HOLDINGS INC Silicom Ltd Silicon Graphics International Corp Silicon Image Inc Silicon Laboratories Inc Silicon Motion Technology Corp Silicon Storage Technology Inc Siliconix Inc Siliconware Precision Industries Co Ltd Silk Road Medical Inc Sillenger Exploration Corp

Silver Bay Realty Trust Corp Silver Bull Resources, Inc SILVER DRAGON RESOURCES INC Silver Falcon Mining Inc Silver Spring Networks Inc SILVER STAR ENERGY INC Silver State Bancorp SILVERADO GOLD MINES LTD Silverback Therapeutics Inc SilverBow Resources Inc Silvercrest Asset Management Group Inc SilverCrest Metals Inc Silverleaf Resorts Inc Silverstar Holdings Ltd Simcere Pharmaceutical Group Simclar Inc Simmons First National Corp Simon Property Group Inc. Simplicity Bancorp Inc Simply Good Foods Co (The) Simpson Manufacturing Co. Inc. Sims Metal Management Ltd Simtek Corp Simula Inc SIMULATIONS PLUS INC Sinclair Broadcast Group Inc Singing Machine Co Inc Sino Agro Food Inc Sino Assurance Inc Sino Clean Energy Inc Sino Gas International Holdings Inc Sino Shipping Holdings Inc Sino United Worldwide Consolidated Ltd SINO-American Development Corp SinoCoking Coal and Coke Chemical Industries Inc Sinoenergy Corporation

SINOFRESH HEALTHCARE INC SinoHub Inc Sinopec Shanghai Petrochemical Co Ltd SinoTech Energy Ltd Sinovac Biotech Ltd Sio Gene Therapies Inc SIONIX CORP SIPEX CORP SIRENZA MICRODEVICES INC SiRF Technology Holdings Inc SIRICOMM INC Sirius International Insurance Group Ltd Sirius XM Holdings Inc SiriusPoint Ltd SIRNA THERAPEUTICS INC Sirona Dental Systems Inc Sirtris Pharmaceuticals Inc SIRVA Inc. SIT Dividend Growth SIT Large Cap Growth SIT MN TxFr Income SIT TxFr Income SIT US Government Sec Site Centers Corp SITEL CORP SITO Mobile Ltd Six Circles Global Bond Six Circles International Unconstrained Equity Six Circles Managed Equity Portfolio International Unconstrained Six Circles Managed Equity Portfolio US Unconstrained Six Circles Tax Aware Bond Six Circles Tax Aware Ultra Short Duration Six Circles Ultra Short Duration Six Circles US Unconstrained Equity Six Flags Entertainment Corp



Sixth Street Specialty Lending Inc SIZELER PROPERTY INVESTORS Sizmek Inc SJW Group SK Telecom Co Ltd Skechers U.S.A. Inc SKF AB Skibo Financial Corp SkillSoft Plc Skillz Inc Skins Inc Skullcandy Inc SKY FINANCIAL GROUP INC SKYEPHARMA PLC Skyline Champion Corp Sky-mobi Ltd SkyPeople Fruit Juice Inc Skystar Bio-Pharmaceutical Co Skyterra Communications Inc SKYWEST INC Skyworks Solutions Inc SL Green Realty Corp SL Industries Inc. Slack Technologies Inc SLADE'S FERRY BANCORP Sleep Number Corp Slippery Rock Financial Corp SLM Corp SLR Investment Corp SM Energy Co SM&A Small Cap Premium & Dividend Income Fund Inc SMALL CAP World Fund Inc SMALL WORLD KIDS INC SMART & FINAL INC Smart & Final Stores Inc SMART ENERGY SOLUTIONS INC SMART Global Holdings Inc

SMART Modular Technologies (WWH) Inc SMART MOVE INC Smart Sand Inc SMART Technologies Inc SmartFinancial Inc SmartPros Ltd Smartsheet Inc SMARTVIDEO TECHNOLOGIES INC Smead Value SMF ENERGY CORP Smith & Nephew PLC Smith & Wesson Brands Inc SMITH & WOLLENSKY RSTRNT GRP Smith Barney Money - Retirmnt Smith International Inc. Smith Micro Software Inc Smithfield Foods Inc. Smithtown Bancorp Inc SMITHWAY MTR XPRESS -CL A Smurfit-Stone Container Corp SNAP INC Snap-On Inc SNB BANCSHARES INC/TX Snow Capital Opportunity Snowflake Inc Snyder's-Lance Inc Soapstone Networks Inc SOC Telemed Inc Social Capital Hedosophia Holdings Corp Social Capital Hedosophia Holdings Corp IV Social Capital Hedosophia Holdings Corp V Social Capital Hedosophia Holdings Corp VI Socialwise Inc

SOCKET COMMUNICATIONS INC SodaStream International Ltd SODEXHO ALLIANCE SA Softbrands Inc SOFTNET TECHNOLOGY CORP Software Acquisition Group Inc II Sogou Inc Sohu.com Ltd Sol Gel Technologies Ltd SOLA INTERNATIONAL INC Solar Enertech Corp SOLAR THIN FILMS INC SolarCity Corp SolarEdge Technologies Inc Solaris Oilfield Infrastructure Inc SolarWindow Technologies Inc Solarwinds Corp SOLECTRON CORP Solera Holdings Inc SOLEXA INC Solid Biosciences Inc Soligenix Inc Solitario Exploration & Royalty Corp Soliton Inc SOLOMON TECHNOLOGIES INC Solta Medical Inc Solutia Inc. Somanetics Corp Somaxon Pharmaceuticals Inc SOMERA COMMUNICATIONS INC Somerset Hills Bancorp SONA MOBILE HOLDINGS CORP Sonesta International Hotels Corp



Sonic Automotive Inc. Sonic Corp Sonic Foundry Inc Sonic Innovations Inc SONIC SOLUTIONS SonicWALL Inc Sonnen Corp Sonoco Products Co SONOMA VALLEY BANCORP Sonoma West Holdings Inc Sonos Inc SonoSite Inc SONO-TEK CORP Sonterra Resources Inc SONUS PHARMACEUTICALS INC Sony Group Corporation Sorrento Therapeutics Inc Sotera Health Co SOTHEBY'S Sotherly Hotels Inc SOUND FEDERAL BANCORP Sound Financial Bancorp Inc Sound Mind Investing Sound Shore SoundBite Communications Inc Soundview Technology Grp Inc Source Capital Inc. SOURCECORP INC Sourcefire Inc South Financial Group Inc (The) South Jersey Industries Inc. South Plains Financial Inc South State Corp SOUTH STREET FINANCIAL CORP South Texas Oil Co Southcoast Financial Corp Southcrest Fianacial Group Inc

Southeastern Bank Financial Corp SOUTHEASTERN BANKING CORP Southern Co (The) Southern Co Gas Southern Community Bancshars Inc Southern Community Financial Corp Southern Copper Corp Southern Financial Bancorp Southern First Bankshares Inc Southern Michigan Bancorp Inc Southern Missouri Bancorp Inc Southern Star Energy Inc Southern Union Co Southside Bancshares Inc Southtrust Corp SouthTrust US Treasury MM SouthTrust Value Southwall Technologies Inc Southwest Airlines Co. Southwest Bancorp Inc SOUTHWEST BANCORPORATION/TX SOUTHWEST CMNTY BANCORP Southwest Gas Holdings Inc Southwest Georgia Financial Corp Southwest Water Co Southwestern Energy Co SP Acquisition Holdings Inc SP Balance Asset Alloc SP Consrv Asset Alloc SP Davis Value Port SP Growth Asset Alloc SP Intl Growth SP Intl Value SP Large Cap Value

SP Pimco High Yield SP Pimco Total Return SP Small Cap Value SPACEDEV INC Span-America Medical Systems Inc Spanish Broadcasting System Inc Spansion Inc SPAR GROUP INC SPARE BACKUP INC Spark Energy Inc Spark Networks SE Spark Therapeutics Inc Sparks Networks Inc SpartanNash Co Spartech Corp SPARTON CORP SPATIALIGHT INC SPDR Blackstone/ GSO Senior Loan ETF SPDR Bloomberg Barclays 1-3 Month T-Bill ETF SPDR Bloomberg Barclays Convertible Securities ETF SPDR Bloomberg Barclays Emerging Markets Local Bond ETF SPDR Bloomberg Barclays High Yield Bond ETF SPDR Bloomberg Barclays Intermediate Term Treasury ETF SPDR Bloomberg Barclays International Treasury Bond ETF SPDR Bloomberg Barclays Investment Grade Floating Rate ETF SPDR Bloomberg Barclays Mortgage Backed Bond ETF SPDR Bloomberg Barclays Short Term High Yield Bond ETF



SPDR Bloomberg Barclays TIPS ETF SPDR Citi International Government Inflation-Protected Bond ETF SPDR Dow Jones Global Real Estate ETF SPDR Dow Jones Industrial Average ETF Trust SPDR Dow Jones International Real Estate ETF SPDR Dow Jones REIT ETF SPDR EURO STOXX 50 ETF SPDR Gold Trust SPDR Index Shares Funds - SPDR S&P Emerging Asia Pacific ETF SPDR Index Shares Funds S&P China ETF SPDR MSCI ACWI ex-US ETF SPDR MSCI USA StrategicFactors ETF SPDR Nuveen Bloomberg Barclays Municipal Bond ETF SPDR Nuveen Bloomberg Barclays Short Term Municipal Bond ETF SPDR Nuveen S&P High Yield Municipal Bond ETF SPDR NYSE Technology ETF SPDR Portfolio Aggregate Bond ETF SPDR Portfolio Developed World ex-US ETF SPDR Portfolio Emerging Markets ETF SPDR Portfolio Intermediate Term Corporate Bond ETF SPDR Portfolio Long Term Corporate Bond ETF SPDR Portfolio Long Term Treasury ETF SPDR Portfolio S&P 1500 Composite Stock Market ETF

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SPORTS CLUB CO INC Sports Properties Acquisition Corp SPORTS RESORTS INTL INC Sportsline.Com Inc SPORTSMANS GUIDE INC Sportsmans Warehouse Holdings Inc Spotify Technology S.A Sprague Resources LP Spreadtrum Communications Inc Spring Bank Pharmaceuticals Inc SpringWorks Therapeutics Inc Sprint Corp Sprint Pcs Group Sprott Inc Sprott Physical Gold & Silver Trust Sprott Physical Gold Trust Sprott Physical Platinum and Palladium Trust Sprott Physical Silver Trust Sprott Resource Lending Corp Sprout Social Inc Sprouts Farmers Market Inc Spruce Biosciences Inc SPS Commerce Inc Sps Technologies Inc SPSS Inc SPX Corp SPX FLOW Inc Square 1 Financial Inc Square Inc SQZ Biotechnologies Co SRA International Inc. Src energy inc SRI/SURGICAL EXPRESS INC SRS Labs Inc SS&C Technologies Holdings Inc

SSA GLOBAL TECHNOLOGIES SSgA Active ETF Trust - SPDR DoubleLine Total Return Tactical ET SSgA Bond Market SSgA Core Opportunity SSgA Disciplined Equity SSgA Intl Stock Selection SSgA Money Market SSgA Prime Money Market SSgA Small Cap SSgA TxFr Money Market SSgA US Government Money Market SSgA US Treasury Money Market SSgA Yield Plus Ssp Solutions Inc SSR Mining Inc St Francis Cap Corp ST JOSEPH CAPITAL CORP St Paul Cos St. Joe Co (The) St. Jude Medical Inc. STAAR Surgical Co Stable Road Acquisition Corp Stadion Managed Stadion Tactical Growth STAG Industrial Inc Stage Stores Inc Stallion Group (The) Stamford Industrial Group Inc Stamps.com Inc Stancorp Financial Group Inc. Standard AVB Financial Corp STANDARD COMMERCIAL CORP Standard Diversified Inc STANDARD MANAGEMENT CORP STANDARD MICROSYSTEMS CORP Standard Mobile Inc



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State Farm LifePath 2020 State Farm LifePath 2030 State Farm LifePath 2040 State Farm LifePath Retirement State Farm Money Market State Farm Municipal Bond State Farm S&P 500 Index State Farm Small Cap Index State Farm Tax Advntg Bond State Farm VPT Intl Equity Idx State Farm VPT Lg Cap Eqty Idx State Farm VPT Sml Cap Eq Idx STATE FINL SVCS CORP -CL A STATE NATIONAL BANCSHARS INC State National Companies Inc State St Rsrch Govt Income State St Rsrch High Income State St Rsrch Invstmnt Tr State St Rsrch Mid Cap Growth State St Rsrch Money Mkt State Street Corporation State Street Disciplined Emerging Markets State Street Emerging Markets Equity Index State Street Equity 500 Index State Street ESG Liquid Reserves State Street Global All Cap Equity ex-U.S. Index State Street Hedged International Developed Equity Index State Street Institutional International Eqty State Street Institutional Liquid Reserves

State Street Institutional Small Cap Equity State Street Institutional Strategic Investment State Street Institutional Treasury MMF State Street Institutional Treasury Plus MMF State Street Institutional US Equity State Street Institutional US Government MMF State Street Instl Tax Free Money Market State Street Target Retirement 2020 State Street Target Retirement 2025 State Street Target Retirement 2030 State Street Target Retirement 2035 State Street Target Retirement 2040 State Street Target Retirement 2045 State Street Total Return V.I.S. State Street Treasury Obligations Money Market Staten Island Bancorp Inc STATION CASINOS INC STATS CHIPPAC LTD STATSURE DIAGNOSTIC SYSTEMS SteadyMed Ltd STEALTH MEDIALABS INC StealthGas Inc STEC Inc Steel Connect Inc Steel Dynamics Inc Steel Excel Inc Steel Partners Holdings LP STEEL TECHNOLOGIES INC



Steelcase Inc. STEELCLOUD INC Stein Mart Inc STEINER LEISURE LTD Steinway Musical Instruments Inc. Stellantis NV Stellar Acquisition III Inc Stellar Biotechnologies Inc STELLAR PHARMACEUTICALS INC StellarOne Corp STELLENT INC Stelmar Shipping Ltd Stepan Co StepStone Group Inc Stereotaxis Inc Stericycle Inc Steris Plc Sterling Bancorp Sterling Bancorp Inc Sterling Bancshares Inc Sterling Banks Inc Sterling Cap Prime Money Market Sterling Cap US Treasury Money Markent Fund Sterling Capital Equity Income Sterling Capital Mid Value Sterling Capital Special Opportunities Sterling Capital Stratton Small Cap Value Sterling Capital Total Return Bond Sterling Chemicals Inc Sterling Construction Co Inc STERLING FINANCIAL CORP Sterling Financial Corp/WA Sterling Mining Co Steven Madden Ltd Stewardship Financial Corp

STEWART & STEVENSON SERVICES Stewart Enterprises Inc Stewart Information Services Corp STG Group, Inc. STI Classic Balanced STI Classic IL Super Sht Inc+ STI Classic Large Cap Quant Eqty STI Classic Ltd Fed Mrtg STI Classic Mid Cap Core Eqty STI Classic Strtgc Income STI Classic Tax Sens Growth Stifel Financial Corp. Stillwater Mining Co STMicroelectronics NV Stock Yards Bancorp Inc STOCKERYALE INC Stockhouse Inc Stock-Trak Group Inc Stoke Therapeutics Inc STOLT OFFSHORE SA STOLT-NIELSEN SA Stone Energy Corp Stone Harbor Emerging Markets Debt Stone Harbor Emerging Markets Income Fund Stone Harbor High Yield Bond Stone Harbor Local Markets Stone Tan China Acquisition Corp Stonegate Mortgage Corp Stoneleigh Partners Acquisition Corp STONEPATH GROUP INC Stoneridge Inc. Stonex Group Inc STORA ENSO OYJ Storage Computer Corp STORAGE TECHNOLOGY CP STORE Capital Corp

STR Holdings Inc Straight Path Communications Inc STRATA OIL & GAS INC STRATAGENE CORP Strategic Advisers Core Income Strategic Advisers Emerging Markets Strategic Advisers Fidelity Core Income Strategic Advisers Fidelity Emerging Markets Strategic Advisers Fidelity International Strategic Advisers Fidelity US Total Stock Strategic Advisers Growth Strategic Advisers Income Opportunities Strategic Advisers International Strategic Advisers Large Cap Strategic Advisers Short Duration Strategic Advisers Small Mid Cap Strategic Advisers Tax-Sensitive Short Duration Strategic Advisers US Opportunity Strategic Advisers US Opportunity II Strategic Advisers Value STRATEGIC DISTRIBUTION INC Strategic Education Inc Strategic Global Income Fd Strategic Hotels & Resorts Inc Strategic Ptnr Bond Strategic Ptnr Capital Growth Strategic Ptnr Concentrated Growth



Strategic Ptnr Intl Growth Strategic Ptnr Total Return Bond STRATEGY INTL INSUR GRP INC STRATEX NETWORKS INC Stratos International Inc Stratos Renewables Corp Strattec Security Corp Stratus Media Group Inc Stratus Properties Inc Stream Global Services Inc Streamline Health Solutions STRIDE RITE CORP Strong Adv Bond Strong Adv Municipal Bond Strong Blue Chip Strong Growth 20 Strong Money Market Strong Multi Cap Value Strong TxFr Money Strongbridge Biopharma PLC STRYKER CORP Student Loan Corp (The) Studio City International Holdings Ltd STUDIO ONE MEDIA INC STURGIS BANCORP INC Sturm Ruger & Co Inc. Suburban Propane Partners LP Sucampo Pharmaceuticals Inc SuccessFactors Inc SUEZ Suffolk Bancorp SULPHCO INC Sumitomo Mitsui Financial Group Inc SUMMA INDUSTRIES Summer Infant Inc Summit America Televison Inc

SUMMIT BANCSHARES INC/TX SUMMIT BANK CORP/GA Summit Financial Group Inc SUMMIT FINL CORP Summit Hotel Properties Inc Summit Materials Inc Summit Midstream Partners LP Summit Pinnacle S&P 500 Index Summit Properties Inc Summit Therapeutics PLC Sumo Logic Inc SumTotal Systems Inc. Sun American Bancorp Sun Bancorp Sun Bancorp Inc Sun Capital Davis Venture Val Sun Capital Invest Grd Bond Sun Capital Lord Abbett Growth & Income Sun Capital PIMCO Total Return Sun Capital Real Estate Sun Communities Inc. Sun Healthcare Group Inc Sun Life Financial Inc SUN MICROSYSTEMS INC Sun River Energy Inc Sunair Services Corp SunAmerica 2010 Hi Watermark SunAmerica Alternative Strategies SunAmerica Balanced Assets SunAmerica Core Bond SunAmerica Focus Bal Strtgy SunAmerica Focus Eqty Strtgy SunAmerica Focus Gro & Inc SunAmerica Focus Growth SunAmerica Focus Intl Equity

SunAmerica Focus Lg Cap Growth SunAmerica Focus Lg Cap Value SunAmerica Focus Mlt Ass Strt SunAmerica Focus Small Cap Growth SunAmerica Focus Small Cap Value SunAmerica Focus Value SunAmerica Focused Alpha Growth Fund Inc SunAmerica Focused Alpha Lg-Cp Fd SunAmerica GNMA Sec SunAmerica Growth & Income SunAmerica High Yield Bond SunAmerica Senior Floating Rate SunAmerica Ser Balanced SunAmerica Ser Emerging Market SunAmerica Ser FED Amer Leader SunAmerica Ser Global Bond SunAmerica Ser High Yield Bond SunAmerica Ser Intl Grow & Inc SunAmerica Ser MFS Mid Cap Gro SunAmerica Ser PUT Gro Voyager SunAmerica Ser Real Estate SunAmerica Ser Small Co Value SunAmerica Strategic Bond SunAmerica US Govt Sec SunCoke Energy Inc SunCoke Energy Partners LP SUNCOM WIRELESS HOLDINGS INC



Suncor Energy Inc. Sundance Strategies Inc Sundial Growers Inc SunEdison Semiconductor Ltd Sunesis Pharmaceuticals Inc SUNGARD DATA SYSTEMS INC Sungy Mobile Ltd Sunlands Technology Group SunLink Health Systems Inc. Sunnova Energy International Inc Sunoco Inc. Sunoco LP SunOpta Inc Sunovia Energy Technologies Inc SunPower Corp SUNRISE ENERGY SERVICES INC Sunrise Real Estate Group Inc SUNRISE SENIOR LIVING INC SUNRISE TELECOM INC Sunrun Inc SUNSET FINANCIAL RES INC Sunshine Bancorp Inc Sunshine Heart Inc Sunstone Hotel Investors Inc SUNTERRA CORP SUN-TIMES MEDIA GROUP INC SUNTRON CORP SunTrust Banks Inc. SunVesta Inc Sunwin International Neutraceuticals Inc Super Micro Computer Inc SuperCom Ltd Superconductor Technologies Inc Superior Bancorp Superior Consultant Hldgs Cp Superior Drilling Products Inc

Superior Energy Services Inc. Superior Essex Inc Superior Financial Corp De Superior Industries International Inc. SUPERIOR WELL SERVICES INC Superlattice Power Inc SuperMedia Inc Supernova Partners Acquisition Co Inc Supernus Pharmaceuticals Inc Supertex Inc SUPERVALU INC. Support.com Inc Supreme Industries Inc. SureWest Communications Surface Oncology Inc SURFECT HOLDINGS INC Surgalign Holdings Inc Surgery Partners Inc Surgical Care Affiliates Inc SurModics Inc Surna Inc SURREY BANCORP Susquehanna Bancshares Inc Susser Holdings Corp Sutor Technology Group Ltd Sutro Biopharma Inc Sutron Corp SUTURA INC Suzano SA SVB Financial Group SVB FINANCIAL SERVICES INC Svmk Inc Svt Inc Swan Defined Risk Swank Inc Swedish Match Ab SWIFT TRANSPORTATION CO INC Swisher Hygiene Inc Swiss Helvetia Fund Inc (The)

SWISSCOM AG Switch & Data Facilities Co Inc Switch Inc Switchboard Inc SWK Holdings Corp SWS Group Inc. Sybase Inc. SYBRON DENTAL SPECIALTIES SYCAMORE NETWORKS INC Sydys Corp SYKES ENTERPRISES INC Sylvan Inc SYMBION INC SYMBOL TECHNOLOGIES Symetra Financial Corp Symmetricom Inc. Symmetry Medical Inc Symmetry Panoramic Global Equity Symmetry Panoramic US Equity Symmetry Surgical Inc SYMYX TECHNOLOGIES INC Synacor Inc Synageva BioPharma Corp SYNAGRO TECHNOLOGIES INC Synalloy Corp SYNAPTICS INC Synchronoss Technologies Inc Synchrony Financial Syndax Pharmaceuticals Inc Syneos Health Inc Synergetics USA Inc Synergy CHC Corp Synergy Financial Group Inc Syneron Medical Ltd Syngenta AG, Basel Syniverse Holdings Inc Synlogic Inc SYNNEX Corp Synopsys Inc



Synova Healthcare Group Inc Synovics Pharmaceuticals Inc Synovis Life Technologies Inc Synovus Financial Corp. Synplicity Inc Syntax-Brillian Corp Syntel Inc Synthesis Energy Systems Inc Synthetic Biologics Inc Synthorx Inc Syntroleum Corp Synutra International Inc Sypris Solutions Inc Syros Pharmaceuticals Inc SYS Sysco Corporation Sysorex Global Holding Corp Systemax Inc. Systems & Computer Tech Corp SYSWIN Inc Syzygy Entertainment Ltd T 3 Energy Services Inc T Rowe Price All-Cap Opportunities T Rowe Price Balanced T Rowe Price Blue Chip Growth T Rowe Price CA TxFr Bond T Rowe Price Capital Appreciation T Rowe Price Cash Reserves T Rowe Price Communications & Technology T Rowe Price Corporate Income T Rowe Price Diversified Mid Cap Growth T Rowe Price Dividend Growth T Rowe Price Dynamic Global Bond

T Rowe Price Emerging Europe T Rowe Price Emerging Market Bond T Rowe Price Emerging Market Stock T Rowe Price Emerging Markets Local Currency Bond T Rowe Price Equity Income T Rowe Price Equity Index 500 T Rowe Price European Stock T Rowe Price Extended Equity Market Index T Rowe Price Financial Services T Rowe Price Floating Rate T Rowe Price Global Allocation T Rowe Price Global Growth Stock T Rowe Price Global Multi-Sector Bond T Rowe Price Global Stock T Rowe Price Global Technology T Rowe Price GNMA T Rowe Price Government Money T Rowe Price Growth & Income T Rowe Price Growth Stock T Rowe Price Health Sciences T Rowe Price High Yield T Rowe Price Inflation Protected Bond T Rowe Price Institutional Core Plus T Rowe Price Institutional Emerging Markets Equity T Rowe Price Institutional Floating Rate T Rowe Price Institutional High Yield

T Rowe Price Institutional Large Cap Core Growth T Rowe Price Institutional Mid Cap Equity Growth T Rowe Price Institutional Small Cap Stock T Rowe Price Institutional US Structured Research T Rowe Price International Bond T Rowe Price International Bond (USD Hedged) T Rowe Price International Discovery T Rowe Price International Equity Index T Rowe Price International Stock T Rowe Price International Value Equity T Rowe Price Japan T Rowe Price Large Cap Growth T Rowe Price Large Cap Value T Rowe Price Latin America T Rowe Price Limited Duration Inflation Focused Bond T Rowe Price Maryland Tax Free Bond T Rowe Price MD Tax Free Short Bond T Rowe Price Mid Cap Growth T Rowe Price Mid Cap Value T Rowe Price New Asia T Rowe Price New Era T Rowe Price New Horizons T Rowe Price New Income T Rowe Price New Jersey Tax Free Bond T Rowe Price New York Tax Free Bond T Rowe Price Overseas Stock



T Rowe Price QM US Bond Index T Rowe Price QM US Small-Cap Growth Equity T Rowe Price Real Assets T Rowe Price Real Estate T Rowe Price Retirement 2005 T Rowe Price Retirement 2010 T Rowe Price Retirement 2015 T Rowe Price Retirement 2020 T Rowe Price Retirement 2025 T Rowe Price Retirement 2030 T Rowe Price Retirement 2035 T Rowe Price Retirement 2040 T Rowe Price Retirement 2045 T Rowe Price Retirement 2050 T Rowe Price Retirement 2055 T Rowe Price Retirement 2060 T Rowe Price Retirement Balanced T Rowe Price Retirement I 2010 T Rowe Price Retirement I 2015 T Rowe Price Retirement I 2020 T Rowe Price Retirement I 2025 T Rowe Price Retirement I 2030 T Rowe Price Retirement I 2035

T Rowe Price Retirement I 2040 T Rowe Price Retirement I 2045 T Rowe Price Retirement I 2050 T Rowe Price Retirement I 2055 T Rowe Price Retirement I 2060 T Rowe Price Science & Technology T Rowe Price Short Term Bond T Rowe Price Small Cap Stock T Rowe Price Small Cap Value T Rowe Price Spectrum Conservative Allocation T Rowe Price Spectrum Diversified Equity T Rowe Price Spectrum Income T Rowe Price Spectrum International Equity T Rowe Price Spectrum Moderate Allocation T Rowe Price Spectrum Moderate Growth Allocation T Rowe Price Summit Muni Income T Rowe Price Summit Muni Intermediate T Rowe Price Tax Efficient Equity T Rowe Price Tax Exempt Money Market T Rowe Price Tax Free High Yield T Rowe Price Tax Free Income T Rowe Price Tax Free Short Intermediate T Rowe Price Total Equity Market Index

T Rowe Price U.S. Equity Research T Rowe Price U.S. Large Cap Core T Rowe Price U.S. Treasury Intermediate Index T Rowe Price U.S. Treasury Long Term Index T Rowe Price Ultra Short Term Bond T Rowe Price US Treasury Money T Rowe Price Value T Rowe Price Virginia Tax Free Bond T. Rowe Price Blue Chip Growth T. Rowe Price Equity Income T. Rowe Price Group Inc T. Rowe Price Health Science T. Rowe Price Intl Stock T. Rowe Price Mid-Cap Growth T2 Biosystems Inc T3 Motion Inc TA Idex Janus Growth TA Idex Salomon Investors Val TA Idex Van Kampen Small Company Gro Tableau Software Inc Tabula Rasa HealthCare Inc Tactile Systems Technology Inc TAG ENTERTAINMENT CORP TAG OIL LTD TAG-IT PACIFIC INC Tahoe Resources Inc Tailored Brands Inc Taiwan Fund Inc. (The) Taiwan Semiconductor Manufacturing Co Ltd Takeda Pharmaceutical Co Ltd



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Targa Resources Corp Targa Resources Partners LP Targanta Therapeutics Corp Target Corp Target Growth Allocation Target Hospitality Corp Target International Eqty Port Target Large Cap Growth Port Target Large Cap Value Port TARGET LOGISTICS INC Target Moderate Allocation Target Total Return Bond Port TARGETED GENETICS CORP Targeted Medical Pharma Inc Taro Pharmaceutical Industries Ltd TARRAGON CORP TARRANT APPAREL GROUP Tarsus Pharmaceuticals Inc Taseko Mines Ltd TASKER PRODUCTS CORP Tasman Metals Ltd Tasty Baking Co TAT Technologies Ltd Tata Communications Ltd Tata Motors Ltd Tattooed Chef Inc Taubman Centers Inc. Tax Free Fund For Utah Tax Free Fund Of Colorado Tax Free Trust Of Arizona TaxFree Money Market TAYLOR CALVIN B BANKSHARES Taylor Capital Group Inc Taylor Morrison Home Corp Taysha Gene Therapies Inc TB WOOD'S CORP TBC CORP TBS International Plc TC Energy Corp

TC PipeLines LP TCF Financial Corp TCG BDC Inc TCM Small Cap Growth TCP International Holdings Ltd TCR2 Therapeutics Inc Tcw Conv Sec Fund TCW Core Fixed Income TCW Emerging Markets Income TCW Galileo High Yield Bond TCW Money Market TCW Relative Value Dividend Appreciation TCW Relative Value Large Cap TCW Select Equities TCW Small Cap Growth TCW Total Return Bond TCW Value Opportunities Tcw/Dw Term Trust 2003 TD BANKNORTH INC TD Holdings Inc TD Institutional Treasury Obligations MM TD Institutional US Government TD Money Market TD Municipal MM TD US Government TD Waterhouse MM Plus TDAM CA Muni MM TDC A/S TDK CORP Tdk Mediactive Inc TE Connectivity Ltd Team Financial Inc Team Health Holdings Inc Team Inc TearLab Corp Teavana Holdings Inc Tech Data Corp Tech/Ops Sevcon Inc.



TECHE HOLDING CO Technicolor TechnipFMC plc TECHNOCONCEPTS INC Technology Research Corp Technology Select Sector SPDR Fund (The) TECHNOLOGY SOLUTIONS CO TechPrecision Corp TechTarget Inc TechTeam Global Inc Techwell Inc Teck Resources Ltd Tecnoglass Inc TECNOMATIX TECHNOLOGIES LTD TECO Energy Inc. Tecogen Inc Tecumseh Products Co Teekay Corp Teekay LNG Partners LP Teekay Offshore Partners LP Teekay Tankers Ltd Tefron Ltd Tegal Corp TEGNA Inc TEJAS INC Tejon Ranch Co. Tekelec Tekla Healthcare Investors Tekla Healthcare Opportunities Fund TEKOIL & GAS CORP TEKTRONIX INC TEL OFFSHORE TRUST TELA Bio Inc Teladoc Health Inc TELANETIX INC Telava Networks Inc TELE CENTRO OESTE CELULAR TELE LESTE CELULAR PARTICIPA Tele Nordeste Celular Part

TELE NORTE CELULAR PARTICIPA TELE NORTE LESTE PARTICIPACO TELE SUDESTE CELULAR PART Telecom Argentina SA Telecom Corp of New Zealand Ltd Telecom Italia SPA TeleCommunication Systems Inc Teledyne Technologies Inc. Teleflex Inc Telefonaktiebolaget LM Ericsson Telefonica De Argentina SA TELEFONICA MOVILES SA Telefonica SA Telefonos De Mexico SA Telmex TELEKOM AUSTRIA AG TELEMIG CELULAR PARTICIPACOE Telenav Inc TELENOR ASA TELENT PLC Telephone and Data Systems Inc. TELEPLUS ENTERPRISES INC Telestone Technologies Corp TELESYSTEM INTL WIRELESS INC TELEWEST GLOBAL INC Teliasonera Ab Teligent Inc TELIK INC Telkom Sa Ltd TELKONET INC Tellabs Inc Tellium Inc Tellurian Inc Telmex Internacional SAB de CV Telos Corp/MD

TELSTRA CORP LTD TELUS Corp Telvent GIT SA Tembec Inc Temecula Valley Bancorp Inc Temple-Inland Inc. Templeton BRIC Templeton Cap Accumulator Templeton China World Templeton Developing Market Templeton Dragon Fund Inc Templeton Emerging Markets Fund Templeton Emerging Markets Income Fund Inc. Templeton Foreign Templeton Foreign Smaller Co Templeton Frontier Markets Templeton Global Bond Templeton Global Income Fund Templeton Global Long-Short Templeton Global Opportunity Templeton Global Small Co Templeton Global Total Return Templeton Growth Templeton Institutional International Equity Templeton Instl Foreign Sm Co. Templeton Intl Emerging Market Templeton Intl Foreign Templeton NVIT International Value Templeton Russia & East European Fund Inc. Templeton World Tempur Sealy International Inc



Tenable Holdings Inc Tenaris SA, Luxembourg Tenax Therapeutics Inc Tencent Music Entertainment Group Tenet Healthcare Corp Tenfold Corp Tengasco Inc. Tengion Inc TENGTU INTL CORP Tennant Co Tennessee Commerce Bancorp Tenzing Acquisition Corp TEPPCO Partners LP Teradata Corp Teradyne Inc. TERAFORCE TECHNOLOGY CORP TERAYON COMMUN SYSTEMS INC TERCICA INC Terex Corp Terminix Global Holdings Inc Ternium SA TERRA ENERGY & RESOURCE TECH Terra Energy Resources Ltd Terra Industries Inc. Terra Networks Sa Terra Nitrogen Co LP TERRA NOSTRA RESOURCES CORP Terra Nova Financial Group Inc Terra Tech Corp TerraForm Global Inc TerraForm Power Inc Terrapin 3 Acquisition Corp TerraVia Holdings Inc Terremark Worldwide Inc. Terreno Realty Corp TerreStar Corp Territorial Bancorp Inc

TESARO Inc Tesco Corp Tesla Inc Tesma Internatnal Inc -Cl A TESSCO TECHNOLOGIES INC TETON ENERGY CORP TETON Westwood Mighty Mites TETRA TECH INC TETRA Technologies Inc. TetraLogic Pharmaceuticals Corp Tetraphase Pharmaceuticals Inc Teucrium Commodity Trust Teva Pharmaceutical Industries Ltd Texada Ventures Inc Texas Capital Bancshares Inc Texas Genco Holdings Inc Texas Industries Inc. Texas Instruments Inc Texas Mineral Resources Corp Texas Pacific Land Corp TEXAS REGL BCSHS INC -CL A TEXAS ROADHOUSE INC TEXAS UTD BANCSHARES INC Texen Oil & Gas Inc Textainer Group Holdings Ltd Textron Inc Textura Corp TF Financial Corp TFF Pharmaceuticals Inc TFI International Inc TFS Financial Corp TFS Market Neutral TG Therapeutics Inc TGIT Templeton Emerging Markets Small Cap TGIT Templeton Global Balanced The Aristotle Corp

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THT Heat Transfer Technology Inc Thunder Bridge Acquisition II Ltd TIAA-CREF Bond Index TIAA-CREF Bond Plus TIAA-CREF Core Bond TIAA-CREF Core Impact Bond TIAA-CREF Core Plus Bond TIAA-CREF Emerging Markets Debt TIAA-CREF Emerging Markets Equity TIAA-CREF Emerging Markets Equity Index TIAA-CREF Equity Index TIAA-CREF Growth & Income TIAA-CREF Growth Equity TIAA-CREF High Yield TIAA-CREF High Yield Bond TIAA-CREF Inflation Linked Bond TIAA-CREF International Equity TIAA-CREF International Equity Index TIAA-CREF International Opportunities TIAA-CREF Large Cap Growth TIAA-CREF Large Cap Growth Index TIAA-CREF Large Cap Value TIAA-CREF Large Cap Value Index TIAA-CREF Life Stock Index TIAA-CREF Lifecycle 2010 TIAA-CREF Lifecycle 2015 TIAA-CREF Lifecycle 2020 TIAA-CREF Lifecycle 2025 TIAA-CREF Lifecycle 2030 TIAA-CREF Lifecycle 2035 TIAA-CREF Lifecycle 2040 TIAA-CREF Lifecycle 2045 TIAA-CREF Lifecycle 2050



TIAA-CREF Lifecycle 2055 TIAA-CREF Lifecycle Index 2010 TIAA-CREF Lifecycle Index 2015 TIAA-CREF Lifecycle Index 2020 TIAA-CREF Lifecycle Index 2025 TIAA-CREF Lifecycle Index 2030 TIAA-CREF Lifecycle Index 2035 TIAA-CREF Lifecycle Index 2040 TIAA-CREF Lifecycle Index 2045 TIAA-CREF Lifecycle Index 2050 TIAA-CREF Lifecycle Index 2055 TIAA-CREF Lifecycle Index Retirement Income TIAA-CREF Lifecycle Retirement Income TIAA-CREF Lifestyle Moderate TIAA-CREF Managed Allocation TIAA-CREF Mid Cap Growth TIAA-CREF Mid Cap Value TIAA-CREF Money Market TIAA-CREF PA Stock Index TIAA-CREF Quant International Equity TIAA-CREF Quant International Small-Cap Equity TIAA-CREF Quant Large-Cap Growth TIAA-CREF Quant Large-Cap Value TIAA-CREF Quant Small Cap Equity

TIAA-CREF Quant Small/Mid-Cap Equity TIAA-CREF Real Estate Sec TIAA-CREF S&P 500 Index TIAA-CREF Short Term Bond TIAA-CREF Short-Term Bond Index TIAA-CREF Small Cap Blend Index TIAA-CREF Social Choice Equity TIAA-CREF Tax Exempt Bond Tianli Agritech Inc Tianyin Pharmaceutical Co Inc TIB Financial Corp TIBCO Software Inc TICC Capital Corp Ticketmaster Entertainment Inc Tidelands Bancshares Inc TIDELANDS OIL & GAS CORP TIDELANDS ROYALTY TRUST B Tidewater Inc. Tiens Biotech Group USA Inc. Tier REIT Inc TIERONE CORP TIFF Multi Asset TIFI Emerging Mkts Series TigerLogic Corp TII NETWORK TECHNOLOGIES INC TILE SHOP HOLDINGS, INC Tilly's Inc Tilray Inc TIM HELLAS TELECOMM SA Tim Hortons Inc Tim Participacoes SA Timberland Bancorp Inc Timberland Co (The) Timberline Resources Corp Timberline Software Corp

TIMCO AVIATION SERVICES INC Time Inc Time Warner Cable Inc Time Warner Inc Timken Co (The) TimkenSteel Corp TIPPERARY CORP Tippingpoint Technologies Tiptree Inc TISSERA INC TITAN CORP Titan International Inc Titan Machinery Inc Titan Pharmaceuticals Inc. TITANIUM GROUP LTD TITANIUM METALS CORP Tivity Health Inc TiVo Corp TiVo Inc Tix Corp TJX Companies Inc (The) TLC VISION CORP TM Entertainment & Media Inc Tmbr/Sharp Drilling Inc T-Mobile US, Inc. TMS International Corp T-Netix Inc TNS Inc. TNT NV Tobira Therapeutics, Inc. Tocqueville Delafield Fund Tocqueville Fund TODCO Todd Shipyards Corp TODHUNTER INTL INC/DE Toews Tactical Income Toga Ltd Tokai Pharmaceuticals Inc Toll Brothers Inc. Tollgrade Communications Inc TOM ONLINE INC



Tomahawk Industries Inc TOMI Environmental Solutions Inc TOMKINS PLC TOMMY HILFIGER CORP TomoTherapy Inc Tompkins Financial Corp Tongjitang Chinese Medicines Co Tongxin International Ltd Tonix Pharmaceuticals Holding Corp Tootsie Roll Industries Inc. Top Image Systems Ltd Top Ships Inc TopBuild Corp TOPPS CO INC TOPS Managed Risk Balanced ETF TOPS Managed Risk Growth ETF TOPS Managed Risk Moderate Growth ETF TOR MINERALS INTL INC TORCH ENERGY ROYALTY TRUST Torch Offshore Inc Torchlight Energy Resources Inc Toreador Resources Corp Torm PLC Toro Co (The) Toronto-Dominion Bank (The) Torray Fund Torray Institutional Fund TorreyPines Therapeutics Inc Tortoise Acquisition Corp II Tortoise Energy Capital Corp Tortoise Energy Infrastructure Corp Tortoise MLP & Energy Income Tortoise MLP & Pipeline

TORVEC INC TOTAL ENTMT RESTAURANT CORP Total Nutraceutical Solutions Inc Total System Services Inc. Touchstone Diversified Small Cap Value Touchstone Emerging Markets Equity Touchstone Flexible Income Touchstone Focused Touchstone Global ESG Equity Touchstone Instl Money Market Touchstone Large Cap Focused Touchstone Merger Arbitrage Touchstone Mid Cap Touchstone Mid Cap Growth Touchstone Mid Cap Value Touchstone Money Market Touchstone OH TxFr MM Touchstone Sands Capital Emerging Markets Growth Touchstone Sands Capital Institutional Growth Touchstone Sands Capital Select Growth Touchstone Small Cap Touchstone Small Cap Growth Touchstone Small Company Touchstone Ultra Short Duration Fixed Income Tournigan Energy Ltd TOUSA Inc Tower Automotive Inc Tower Bancorp Inc Tower Financial Corp Tower Group International Ltd

Tower International Inc TOWER PROPERTIES CO Tower Semiconductor Ltd Towers Watson & Co TowerStream Corp TOWN & COUNTRY TRUST Town Sports International Holdings Inc Townsquare Media Inc TOYOTA MOTOR CORP Toys R Us Inc TPC Group Inc TPG RE Finance Trust Inc TPI Composites Inc TRACK DATA CORP Track Group Inc TRACON Pharmaceuticals Inc Tractor Supply Co Trade Desk Inc (The) Trade Street Residential Inc TradeStation Group Inc Tradeweb Markets Inc TRAFFIX INC Trailer Bridge Inc TRAMMELL CROW CO Trane Inc Trane Technologies plc TRANS ENERGY INC TRANS WORLD CORP/NV Trans World Entertainment Corp. TranS1 Inc TransAct Technologies Inc TransAlta Corp Transam Premier Balanced Transam Premier Diversified Equity Transam Premier Equity Transam ST Aegeon High Yield Transam ST Aegon Sustainable Equity Income VP



Transam ST AEGON US Government Sec Transam ST Am Cent Lg Co Val Transam ST American Funds Managed Risk VP Transam ST BlackRock Global Real Estate Securities VP Transam ST BlackRock Government Money Market VP Transam ST BlackRock Tactical Allocation Transam ST Cap Guard Val Eqty Transam ST Diversified Equity Transam ST Greystone International Growth Transam ST Growth Opport Transam ST Janus Balanced Transam ST Janus Mid Cap Growth Transam ST Jennison Growth Transam ST JPMorgan Asset Allocation Conservative Transam ST JPMorgan Asset Allocation Growth Transam ST JPMorgan Asset Allocation Moderate Transam ST JPMorgan Asset Allocation Moderate Growth Transam ST JPMorgan Core Bond Transam ST JPMorgan Enhanced Index Transam ST JPMorgan International Moderate Growth Transam ST JPMorgan Mid Cap Value Transam ST JPMorgan Tactical Allocation

Transam ST Legg Mason Dynamic Allocation Balanced VP Transam ST Legg Mason Dynamic Allocation Growth VP Transam ST Managed Risk Balanced ETF Transam ST Managed Risk Conservative ETF Transam ST Managed Risk Growth ETF Transam ST Marsico Growth Transam ST Morgan Stanley Capital Growth Transam ST Morgan Stanley Global Allocation Transam ST Multi-Managed Balanced Transam ST PIMCO Tactical Balanced Transam ST PIMCO Total Return Transam ST QS Investors Active Asset Allocation Moderate Transam ST QS Investors Active Asset Allocation Moderate Growth Transam ST Small Mid Cap Value Transam ST T Rowe Equity Inc Transam ST T Rowe Growth Stk Transam ST T Rowe Small Cap Transam ST Third Avenue Value Transam ST Value Balanced Transam ST WMC U.S. Growth Transamerica AmCentury Lg Co Val

Transamerica AQR Managed Futures Strategy Transamerica Asset Alloc Consrv Transamerica Asset Alloc Growth Transamerica Asset Alloc Moderate Transamerica Asset Alloc Modrt Gr Transamerica Blackrock Global Allocation Transamerica Blackrock Large Cap Value Transamerica Bond Transamerica Capital Growth Transamerica Clarion Global Real Est Sec Transamerica Concentrated Growth Transamerica Core Bond Transamerica Developing Markets Equity Transamerica Dividend Focused Transamerica Dynamic Income Transamerica Emerging Markets Debt Transamerica Emerging Markets Equity Transamerica Emerging Markets Opportunities Transamerica Evergreen Health Care Transamerica Evergreen Intl Small Cap Transamerica Floating Rate Transamerica Government Money Market Transamerica Growth Transamerica Hansberger International Value



Transamerica High Yield Bond Transamerica Income & Growth Transamerica Intermediate Bond Transamerica Intermediate Muni Transamerica International Equity Transamerica International Growth Transamerica International Small Cap Value Transamerica Intl Small Cap Transamerica JPM International Bond Transamerica JPM Mid Cap Value Transamerica Large Cap Value Transamerica Large Growth Transamerica Large Value Opportunities Transamerica Marsico Growth Transamerica Marsico Intl Growth Transamerica Mid Cap Value Opportunities Transamerica MLP & Energy Income Transamerica Morgan Stanley Emerging Markets Debt Transamerica Morgan Stanley Mid Cap Growth Transamerica Multi Managed Balanced Transamerica Multi Manager Alternative Strategies Transamerica Multi Manager International

Transamerica Multi-Cap Growth Transamerica Neuberger Berman International Transamerica Oppenheimer Small & Mid Cap Value Transamerica Partners Core Bond Transamerica Partners Government Money Market Transamerica Partners Instl Intrmd Horizon Transamerica Partners Instl Intrmd/Long Horizon Transamerica Partners Instl Long Horizon Transamerica Partners Instl MM Transamerica Partners International Eqty Transamerica Partners Intrmd Horizon Transamerica Partners Intrmd/Long Horizon Transamerica Partners Inv Large Value Transamerica Partners Large Growth Transamerica Partners Large Value Transamerica Partners Long Horizon Transamerica Partners Mid Value Transamerica Partners Stock Index Transamerica Real Return TIPS Transamerica Select Equity Transamerica Short-Term Bond Transamerica Small Cap Growth

Transamerica Small Cap Value Transamerica Small Mid Cap Value Transamerica Stock Index Transamerica Templeton Transamerica Global Transamerica Third Avenue Value Transamerica Thornburg International Value Transamerica Total Return Transamerica U.S. Growth Transamerica UBS Large Cap Value Transamerica Unconstrained Bond Transamerica WMC Diversified Growth Transamerica WMC Emerging Markets Transatlantic Holdings Inc. TransAtlantic Petroleum Ltd Transcat Inc Transcend Services Inc Transcommunity Financial Corp Transcontinental Realty Investors Inc. TRANSDIGM GROUP INC Transforma Acquisition Group Inc Transgenomic Inc TransGlobe Energy Corp Trans-India Acquisition Corp Transition Therapeutics Inc TRANSKARYOTIC THERAPIES INC Translate Bio Inc Transmedics Group Inc TRANSMETA CORP TRANSMONTAIGNE INC TransMontaigne Partners LP



Transnational Automotive Group Transocean Ltd Transocean Partners LLC TRANSPORT CORP AMERICA INC Transportadora De Gas Del Sur SA Tgs TransTech Services Partners Inc TransUnion TranSwitch Corp Travel Plus Leisure Co TravelCenters Of America Inc Travelers Companies Inc (The) Travelers Equity Income Travelers Growth & Income Travelers Managed Income Travelers MFS Total Return Travelers Ser Capital Apprec Travelers Ser MFS Mid Cap Gr Travelers Ser Money Market Travelers Strategic Equity Port Travelers US Govt Travelport Worldwide Ltd Travere Therapeutics Inc TRC Cos Inc Trean Insurance Group Inc Treasurers Domestic Prime MM Treasurers TxEx Money Mkt Treasury Cash Series Treasury Cash Series II Trebia Acquisition Corp Trecora Resources Tredegar Corp TREE TOP INDUSTRIES INC TreeHouse Foods Inc Trelawney Mining and Exploration Inc

Tremisis Energy Acquisition Corp II TREND MICRO INC Trendstar Small Cap Trevena Inc Trevi Therapeutics Inc Trex Co Inc Tri City Bankshares Corp TRIAD GUARANTY INC TRIAD HOSPITALS INC Trian Acquisition I Corp Triangle Petroleum Corp Tribune Media Co Tribune Publishing Co Tributary Small Company TRICELL INC Tricida Inc TriCo Bancshares Trico Marine Services Inc TRICOM SA -ADR Tri-Continental Corp TRIKON TECHNOLOGIES INC Trilogy International Partners Inc Trilogy Metals Inc TriMas Corp Trimble Inc Trinet Group Inc Trinity Biotech PLC Trinity Industries Inc. TRINITY LEARNING CORP Trinity Merger Corp Trinity Place Holdings Inc Trinseo SA TRINSIC INC Trintech PLC, Dublin Trio Resources Inc Trio-Tech International Trip com Group Ltd TripAdvisor Inc TRIPATH IMAGING INC TRIPLE CROWN MEDIA INC TRIPLE P NV Triplecrown Acquisition Corp

Triple-S Management Corp TRIPOS INC TriQuint Semiconductor Inc TriState Capital Holdings Inc Tri-Tech Holding Inc Triterras Inc Triton Distribution Systems Inc Triton Emission Solutions Inc Triton International Ltd Triumph Group Inc. Trius Therapeutics Inc trivago N.V. TRI-VALLEY CORP TriVascular Technologies Inc TRIZEC PROPERTIES INC TriZetto Group Inc (The) TRM CORP Tropical Sportswear Intl Cp Tropicana Entertainment Inc Trover Solutions Inc Troy Financial Corp Troy Group Inc TRP Summit Muni Money Market TRUBION PHARMACEUTICALS INC True Religion Apparel Inc TrueCar Inc Truist Financial Corp Trulia Inc Trump Entertainment Resorts Inc Trunkbow International Holdings Ltd Trupanion Inc Trust for Short US Govt Sec TrustCo Bank Corp NY Trustmark Corp TRUSTREET PROPERTIES INC TRW Automotive Holdings Corp TRX INC



TSAKOS ENERGY NAVIGATION LTD TSR INC TTEC Holdings Inc TTI Team Telecom International Ltd, Israel TTM Technologies Inc TubeMogul Inc Tucows Inc Tudou Holdings Ltd Tuesday Morning Corp. Tufco Technologies Inc Tuffnell Ltd Tularik Inc Tumbleweed Communications Corp. Tumi Holdings Inc Tuniu Corp Turbochef Technologies Inc Turkcell Iletisim Hizmet AS Turner Emerging Growth Turner Large Growth Turner Mid Cap Growth Turner Short Fixed Inc Turner Small Cap Growth Turning Point Brands Inc Turning Point Therapeutics Inc Turnstone Systems Inc Turquoise Hill Resources Ltd Turtle Beach Corp TUT SYSTEMS INC TUTOGEN MEDICAL INC Tutor Perini Corp TV AZTECA SA DE CV TVI Corp TVIA INC TVSL SA tw telecom inc TWC Tech Holdings II Corp Tweedy Browne Global Value Tweedy Browne Value Tweedy Browne Worldwide High Dividend Yield Value

Tween Brands Inc Twelve Seas Investment Co Twenty-First Century Fox Inc Twilio Inc Twinlab Consolidated Holdings Inc Twist Bioscience Corp Twitter Inc Two Harbors Investment Corp Two River Bancorp TXCO Resources Inc TxFr Money Market TXU CORP TYLER RESOURCES INC Tyler Technologies Inc Tyme Technologies Inc Tyson Foods Inc. U S B HOLDING INC U S BIODEFENSE INC U S Liquids Inc U S Restaurant Pptys U S Silica Holdings Inc U.S. Bancorp U.S. China Mining Group Inc U.S. Eastern European U.S. Global Investors Inc U.S. Global Jets ETF U.S. Global Resources U.S. Govt Securities Savings U.S. Shipping Partners LP U.S. World Precious Minerals UAP HOLDING CORP UBIQUITEL INC Ubiquiti Inc UBS Absolute Return Bond UBS Cash Reserves UBS Cashfund UBS Dynamic Alpha Strategy UBS Emerging Markets Equity Opportunity UBS Global Allocation UBS Global Equity UBS Group AG

UBS Liquid Assets Government UBS LIR Govt Securities UBS LIR Money Market UBS LIR Treasury Securities UBS Prime Investor UBS Prime Preferred UBS Prime Reserves UBS Retirement Money UBS RMA CA Muni Money UBS RMA Government Money Market UBS RMA Money Market UBS RMA NJ Muni Money UBS RMA NY Muni Money UBS RMA Tax Free UBS RMA US Government UBS Select Government Capital UBS Select Government Institutional UBS Select Government Investor UBS Select Government Preferred UBS Select Prime Capital UBS Select Prime Institutional UBS Select Prime Investor UBS Select Prime Preferred UBS Select Tax Free Capital UBS Select Treasury Capital UBS Select Treasury Institutional UBS Select Treasury Investor UBS Select Treasury Preferred UBS Tax Free Preferred UBS Tax Free Reserves UBS Ultra Short Income UBS US Allocation UBS US Large Cap Equity UBS US Small Cap Growth UCI MEDICAL AFFILIATES INC



UCP Inc UDR Inc UFP Industries Inc UFP Technologies Inc UGI Corp UIB Group Ltd Uici UIL Holdings Corp ULTICOM INC Ultimate Electronics Inc Ultimate Escapes Inc Ultimate Software Group Inc (The) Ultra Clean Holdings Inc Ultra NASDAQ100 ProFund Ultra Petroleum Corp. Ultra Series Bond Ultra Series Diversified Income Ultra Series Large Cap Growth Ultra Series Large Cap Value Ultra Series Mid Cap Ultra Series Mid Cap Growth Ultra Series Moderate Allocation Ultragenyx Pharmaceutical Inc Ultralife Corp Ultrapar Participacoes SA UltraShort Dow30 ProShares Ultratech Inc Uluru Inc UMB Financial Corp UMH Properties Inc Undiscovered Behavioral Value Undiscovered Small Cap Growth UNIBANCO UNIAO DE BANCO Unica Corp UNICO AMERICAN CORP Unicorp Inc

UNIFI INC. UNIFIRST CORP UNIFY CORP Unigene Laboratories Inc Unilever NV Unilever PLC Unilife Corp Union Bankshares Co UNION BANKSHARES INC Union Bridge Holdings Ltd UNION CMNTY BANCORP Union Drilling Inc Union National Financial Corp UNION PACIFIC CORP Union Planters Corp Union Street Acquisition Corp UnionBanCal Corp Uni-Pixel Inc Unique Fabricating Inc UniQure NV UNIT CORP United Airlines Holdings Inc United American Healthcare Corp United Assn S&P500 Index United Bancorp Inc United Bancorporation of Alabama Inc UNITED BANCSHARES INC/OH United Bankshares Inc United Capital Corp. United Communications Partners Inc United Community Bancorp United Community Banks Inc United Community Financial Corp. UNITED DEFENSE INDUSTRIES United Development Funding III LP

United Development Funding IV UNITED ENERGY CORP United Financial Bancorp Inc UNITED FINANCIAL CORP/MN UNITED FINANCIAL MTG CORP United Fire Group Inc United Fuel & Energy Corp United Health Products Inc UNITED INDUSTRIAL CORP United Insurance Holdings Corp United Microelectronics Corp United National Bancorp/Nj UNITED NATURAL FOODS INC UNITED ONLINE INC United PanAm Financial Corp United Parcel Service Inc United Refining Energy Corp United Rentals Inc. UNITED RETAIL GROUP INC United Security Bancshares United Security Bancshares Inc United States 12 Month Natural Gas Fund LP United States 12 Month Oil Fund LP United States Cellular Corp United States Commodity Index Funds Trust United States Exploration United States Gasoline Fund LP United States Lime & Minerals Inc United States Natural Gas Fund LP United States Oil Fund LP United States Steel Corp UNITED SURGICAL PRTNR INTL



UNITED THERAPEUTICS CORP UNITED UTILITIES PLC UNITEDGLOBALCOM INC -CL A United-Guardian Inc. UNITEDHEALTH GROUP INC UniTek Global Services Inc Uniti Group Inc Unitil Corp Unity Bancorp Inc Unity Biotechnology Inc Univar Solutions Inc Universal Access Global Hldg Universal American Corp Universal Business Payment Solutions Acquisition Corp UNIVERSAL COMPRESSION HLDGS Universal Corp Universal Display Corp Universal Electronics Inc Universal Energy Corp UNIVERSAL GUARDIAN HLDGS INC Universal Health Realty Income Trust Universal Health Services Inc. Universal Insurance Holdings Universal Logistics Holdings Inc Universal Potash Corp UNIVERSAL POWER GROUP INC Universal Property Development and Acquisition Corp Universal Security Instruments Inc. Universal Stainless & Alloy Products Inc Universal Technical Institute Inc. Universal Travel Group Univest Financial Corp

UNIVISION COMMUNICATIONS INC UNIZAN FINANCIAL CORP UNOCAL CORP UNS Energy Corp Unum Group Unwharrie Capital Corp UP Fintech Holding Ltd Upland Software Inc UPM-KYMMENE CORP Upstart Holdings Inc UPSTREAM BIOSCIENCES INC Upwork Inc UQM Technologies Inc. URANERZ ENERGY CORP Uranium 308 Corp Uranium Energy Corp Uranium Resources Inc Urban Edge Properties Urban One Inc Ur-Energy Inc UroGen Pharma Ltd UROLOGIX INC Urovant Sciences Ltd URS Corp Urstadt Biddle Properties Inc. US Airways Group Inc US BIOENERGY CORP US Concrete Inc US DATAWORKS INC US Ecology Inc US Energy Corp. US Foods Holding Corp US GLOBAL NANOSPACE INC US Government Securities Fund US Govt Money Market US Home Systems Inc US LEC CORP Us Oncology Inc US Physical Therapy Inc US Silver & Gold Inc US Treasury Money Fund of Amer

US UNWIRED INC US Well Services Inc US Xpress Enterprises Inc US XPRESS ENTP INC -CL A USA Compression Partners LP USA Synthetic Fuel Corp USA Truck Inc USA Uranium Corp USAA 500 Index USAA Aggressive Growth USAA CA Bond USAA Capital Growth USAA Cornerstone Moderate USAA Cornerstone Moderately Aggressive USAA Emerging Markets USAA Extended Market Index USAA Global Managed Volatility USAA Government Securities USAA Growth USAA Growth & Income USAA Growth & Tax Strategy USAA High Income USAA Income USAA Income Stock USAA Intermediate-Term Bond USAA International USAA Managed Allocation USAA Money Market USAA NASDAQ 100 Index USAA Precious Metals & Minerals USAA Science & Technology USAA Short-Term Bond USAA Small Cap Stock USAA Sustainable World USAA Target Managed Allocation USAA Target Retirement 2020



USAA Target Retirement 2030 USAA Target Retirement 2040 USAA Target Retirement 2050 USAA Total Return Strategy USAA Treasury Money Market USAA TxEx CA Money Market USAA TxEx Intermediate Term USAA TxEx Long-Term USAA TxEx Money Market USAA TxEx Short-Term USAA TxEx VA Money Market USAA TxFr FL Income USAA Ultra Short-Term Bond USAA VA Bond USAA Value USANA Health Sciences Inc USD Partners LP USF CORP USG Corp USI HOLDINGS CORP USMD Holdings Inc USN CORP UST Inc. Utah Medical Products Inc Utendahl Institutional Money Market UTG INC UTi Worldwide Inc Utilities Select Sector SPDR Fund (The) Utstarcom Holdings Corp Utz Brands Inc UWINK INC UWM Holdings Corp Uxin Ltd VA Muni Cash Trust VA US Large Value Vaalco Energy Inc Vaccinogen Inc

VAIL BANKS INC Vail Resorts Inc. Valaris plc Valassis Communications Inc. Valcent Products Inc Vale SA Valeant Pharmaceuticals Inc Valence Technology Inc VALENTIS INC VALERA PHARMACEUTICALS INC VALERO ENERGY CORP Valero Energy Partners LP Valhi Inc. Valiant General MM Valiant US Treasury MM VALIC I Blue Chip Growth VALIC I Dividend Value VALIC I Emerging Economies VALIC I Global Real Estate VALIC I Global Social Awareness VALIC I Global Strategy VALIC I Growth VALIC I Health Sciences VALIC I Inflation Protected VALIC I International Value VALIC I Intl Equities Index VALIC I Intl Growth Valic I Large Cap Growth VALIC I Large Capital Growth VALIC I Mid Cap Index VALIC I Mid Cap Strategic Growth VALIC I Money Market I VALIC I Nasdaq 100 Index VALIC I Science & Tech VALIC I Small Cap VALIC I Small Cap Index Valic I Small Cap Special Values VALIC I Stock Index VALIC II Aggrsv Gro Lifestyle VALIC II Core Bond

VALIC II High Yield Bond VALIC II International Opportunities VALIC II Mid Cap Value VALIC II Mod Growth Lifestyle VALIC II Money Market II VALIC II Small Cap Value VALIC II Strategic Bond VALIC II US Socially Responsible Validus Holdings Ltd VALLEY BANCORP VALLEY COMMERCE BANCORP VALLEY FINANCIAL CORP Valley Forge Composite Technologies Inc Valley National Bancorp VALLEY NATIONAL GASES INC VALOR COMMUNICATIONS GROUP Valspar Corp (The) Value Line Cash Value Line Emerging Opport Value Line Fund VALUE LINE INC Value Line Larger Companies Value Line Premier Growth Value Line Var Centurion Value Line Var Strategic Asset Valvoline Inc VAN DER MOOLEN NV Van Eck Ins WrldWd Emrg Mkt Van Eck VIP Global Hard Assets Fund Van Kampen Adv Muni Van Kampen Aggressive Growth Van Kampen CA Insured TxFr Van Kampen Core Plus Fixed Income



Van Kampen Equity Growth Van Kampen Equity Premium Income Van Kampen Focus Equity Van Kampen Global Eqty Alloc Van Kampen Global Value Equity Van Kampen GVIT MultiSect Bd Van Kampen High Yield old Van Kampen Leaders Van Kampen Limited Duration Van Kampen Money Market Van Kampen Mun Inc Van Kampen NVIT Comstock Value Van Kampen Select Growth Van Kampen Senior Float Rate Van Kampen Strategic Growth Van Kampen Strategic Muni Inc Van Kampen Technology Van Kampen Value Muni VanceInfo Technologies Inc Vanda Pharmaceuticals Inc VanEck Emerging Markets VanEck Global Hard Assets VanEck International Investors Gold VanEck Vectors Agribusiness ETF VanEck Vectors Biotech ETF VanEck Vectors Fallen Angel High Yield Bond ETF VanEck Vectors Gold Miners ETF VanEck Vectors High Yield Muni ETF VanEck Vectors Intermediate Muni ETF

VanEck Vectors Investment Grade Floating Rate ETF VanEck Vectors J.P. Morgan EM Local Currency Bond ETF VanEck Vectors Junior Gold Miners ETF VanEck Vectors Morningstar Wide Moat ETF VanEck Vectors Oil Services ETF VanEck Vectors Preferred Securities ex Financials ETF VanEck Vectors Russia ETF VanEck Vectors Semiconductor ETF Vanguard 500 Index Vanguard Asset Allocation Vanguard Balanced Index Vanguard CA Intrmd TxEx Vanguard CA Long TxEx Vanguard CA Muni Money Market Vanguard Cap Opportunity Vanguard Capital Value Vanguard Cash Reserves Federal Money Market Vanguard Communication Services Index Vanguard Consumer Discret Idx Vanguard Consumer Staples Idx Vanguard Convertible Sec Vanguard Core Bond Vanguard Developed Markets Idx Vanguard Developed Markets Index Vanguard Diversified Equity Vanguard Dividend Appreciation Index Vanguard Dividend Growth Vanguard Emerging Markets Bond

Vanguard Emerging Markets Government Bond Index Vanguard Emerging Markets Select Stock Vanguard Emerging Markets Stock Index Vanguard Energy Vanguard Energy Index Vanguard Equity Income Vanguard European Stock Index Vanguard Explorer Vanguard Explorer Value Vanguard Extended Duration Treasury Index VANGUARD EXTENDED MARKET ETF Vanguard Extended Mkt Index Vanguard Federal MM Vanguard Financials Index Vanguard FL Focused Long Tax Exempt Vanguard FTSE All World ExUS Small Cap Index Vanguard FTSE All World ExUSA Index Vanguard FTSE Social Idx Vanguard Global Capital Cycles Vanguard Global Equity Vanguard Global ex-US Real Estate Index Vanguard Global Minimum Volatility Vanguard Global Wellington Vanguard GNMA Vanguard Growth and Income Vanguard Growth Equity Vanguard Growth Index Vanguard Health Care Vanguard Health Care Index



Vanguard Health Systems Inc. Vanguard High Dividend Yield Index Vanguard High Yield Bond Corp Vanguard High Yield TxEx Vanguard IL Developed Markets Idx Vanguard IL Index Vanguard IL Tot Bd Mkt Index Vanguard IL Tot Stk Mkt Index Vanguard Industrials Indx Vanguard Inflatn Protect Sec Vanguard Info Tech Idx Vanguard Insrd Long TxEx Vanguard Institutional Intermediate-Term Bond Vanguard Institutional Short-Term Bond Vanguard Institutional Target Retirement 2010 Vanguard Institutional Target Retirement 2015 Vanguard Institutional Target Retirement 2020 Vanguard Institutional Target Retirement 2025 Vanguard Institutional Target Retirement 2030 Vanguard Institutional Target Retirement 2035 Vanguard Institutional Target Retirement 2040 Vanguard Institutional Target Retirement 2045 Vanguard Institutional Target Retirement 2050 Vanguard Institutional Target Retirement 2055 Vanguard Institutional Target Retirement 2060

Vanguard Institutional Target Retirement Income Vanguard Intermediate Bond Index Vanguard Intermediate Investment Grade Vanguard Intermediate Term Corporate Bond Index Vanguard Intermediate Treasury Vanguard Intermediate TxEx Vanguard Intermediate-Term Treasury Index Vanguard International Dividend Appreciation Vanguard International Explorer Vanguard International Growth Vanguard International High Dividend Yield Vanguard International Value Vanguard Large Cap Index Vanguard LifeStrategy Cnsr Gro Vanguard LifeStrategy Growth Vanguard LifeStrategy Income Vanguard LifeStrategy Mod Gro Vanguard Limited TxEx Vanguard Long Bond Index Vanguard Long Invst Grade Vanguard Long Term Corporate Bond Index Vanguard Long Term Tax Exempt Vanguard Long Treasury Vanguard Long-Term Treasury Index Vanguard MA TxEx Vanguard Managed Allocation

Vanguard Managed Payout Distribution Focus Vanguard Market Neutral Vanguard Materials Index Vanguard Mega Cap Growth Index Vanguard Mega Cap Index Vanguard Mega Cap Value Index Vanguard Mid Cap Growth Vanguard Mid Cap Growth Index Vanguard Mid Cap Index Vanguard Mid Cap Value Index VANGUARD MID CAP VIPERS Vanguard Morgan Growth Vanguard Mortgage Backed Securities Index Vanguard Municipal Money Market Vanguard Natural Resources Inc Vanguard NJ Long TxEx Vanguard NJ Muni Money Market Vanguard NY Long TxEx Vanguard NY Muni Money Market Vanguard OH Long Tax Exempt Vanguard OH TxEx Money Market Vanguard PA Long TxEx Vanguard PA Muni Money Market Vanguard Pacific Stock Index Vanguard PRIMECAP Vanguard PRIMECAP Core Vanguard Real Estate II Index Vanguard Real Estate Index VANGUARD REIT INDEX VIPERS



Vanguard Russell 1000 Growth Index Vanguard Russell 1000 Index Vanguard Russell 1000 Value Index Vanguard Russell 2000 Growth Index Vanguard Russell 2000 Index Vanguard Russell 3000 Index Vanguard S&P 500 Growth Index Vanguard S&P 500 Value Index Vanguard S&P Mid-Cap 400 Growth Index Vanguard S&P Mid-Cap 400 Index Vanguard S&P Mid-Cap 400 Value Index Vanguard S&P Small-Cap 600 Index Vanguard S&P Small-Cap 600 Value Index Vanguard Selected Value Vanguard Short Bond Index Vanguard Short Federal Vanguard Short Invst Grade Vanguard Short Term Corporate Bond Index Vanguard Short Term Inflation Protected Securities Index Vanguard Short Treasury Vanguard Short TxEx Vanguard Short-Term Treasury Index Vanguard Small Cap Gro Index Vanguard Small Cap Index Vanguard Small Cap Value Index Vanguard Star Fund Vanguard Strategic Equity

Vanguard Strategic Small Cap Equity Vanguard Structured Broad Market Vanguard Structured Lg Cap Equity Vanguard Target Retirement 2010 Vanguard Target Retirement 2015 Vanguard Target Retirement 2020 Vanguard Target Retirement 2025 Vanguard Target Retirement 2030 Vanguard Target Retirement 2035 Vanguard Target Retirement 2040 Vanguard Target Retirement 2045 Vanguard Target Retirement 2050 Vanguard Target Retirement 2055 Vanguard Target Retirement 2060 Vanguard Target Retirement 2065 Vanguard Target Retirement Inc Vanguard Target Retiremnt 2005 Vanguard Tax Exempt Bond Index Vanguard Tax Managed Balanced Vanguard Tax Managed Capital Appreciation Vanguard Tax Managed Small Cap Vanguard Tax Mngd Gro & Inc

Vanguard Total Bond Market II Index Vanguard Total Bond Market Index Vanguard Total International Bond Index Vanguard Total International Stock Index Vanguard Total Intl Stock Index VANGUARD TOTAL STOCK MKT ETF Vanguard Total Stock Mkt Index Vanguard Total World Stock Index Vanguard Treasury MM Vanguard Treasury Money Market Vanguard Ultra Short Term Bond Vanguard US Growth Vanguard US Value Vanguard Utilities Index Vanguard Value Index VANGUARD VALUE VIPERS Vanguard Var Balanced Vanguard Var Capital Growth Vanguard Var Diversified Value Vanguard Var Equity Income Vanguard Var Equity Index Vanguard Var Growth Vanguard Var High Yield Vanguard Var International Eq Vanguard Var Mid Cap Index Vanguard Var Moderate Allocation Vanguard Var Money Market Vanguard Var Real Estate Index Vanguard Var Short Invst Grade



Vanguard Var Small Co Growth Vanguard Var Total Bd Mkt Idx Vanguard Var Total International Stock Market Index Vanguard Var Total Stk Mkt Idx Vanguard Wellesley Income Vanguard Wellington Vanguard Windsor Vanguard Windsor II Vanity Events Holding Inc Vans Inc Vantage Drilling Co Vantage Energy Acquisition Corp Vantagepoint Aggressive Opp Vantagepoint Asset Allocation Vantagepoint Broad Market Index Vantagepoint Conservative Growth Model Vantagepoint Core Bond Index Vantagepoint Diversifying Strategies Vantagepoint Equity Income Vantagepoint Global Equity Growth Model Vantagepoint Growth & Income Vantagepoint Growth Stock Vantagepoint Inflation Focused Vantagepoint International Vantagepoint Long Growth Model Vantagepoint Low Duration Bond Vantagepoint Mid Sml Co Idx

Vantagepoint Milestone 2015 Vantagepoint Milestone 2020 Vantagepoint Milestone 2025 Vantagepoint Milestone 2030 Vantagepoint Money Market Vantagepoint S&P 500 Stock Index Vantagepoint Savings Oriented Model Vantagepoint Select Value Vantagepoint Traditional Growth Model VantageSouth Bancshares Inc Vapotherm Inc Varco International Inc Varex Imaging Corp Variable Portfolio Aggressive Variable Portfolio BlackRock Global Inflation Protected Sec Variable Portfolio Columbia Wanger Intl Eq Variable Portfolio Conservative Variable Portfolio Eaton Vance Floating Rate Income Variable Portfolio Managed Volatility Conservative Variable Portfolio Managed Volatility Conservative Growth Variable Portfolio Managed Volatility Growth Variable Portfolio Managed Volatility Moderate Growth Variable Portfolio Moderate Variable Portfolio Moderately Aggressive Variable Portfolio Moderately Conservative

Variable Portfolio Partners Core Bond Variable Portfolio Partners Core Equity Variable Portfolio Partners Small Cap Growth Variable Portfolio Partners Small Cap Value Variable Portfolio US Flexible Growth Variable Portfolio US Flexible Moderate Growth Varian Inc VARIAN MEDICAL SYSTEMS INC Varian Semiconductor Equipment Associates Inc Varonis Systems Inc Varsity Brands Inc VARSITY GROUP INC Vascular Biogenics Ltd Vascular Solutions Inc Vasogen Inc VASOMEDICAL INC VASTERA INC Vaughan Nelson Small Cap Value Vaughan Nelson Value Opportunity Vaxart Inc Vaxcyte Inc VaxGen Inc VCA Inc VCG Holding Corp Vector Acquisition Corp Vector Group Ltd Vectren Corp Vectrus Inc Vedanta Ltd Veeco Instruments Inc Veeva Systems Inc VELOCITY EXPRESS CORP Velocity Financial Inc Velocity Portfolio Group Inc



Velodyne Lidar Inc Venator Materials PLC Venoco Inc VENTANA MEDICAL SYSTEM INC Ventas Inc. Venus Concept Inc Veolia Environnement, Paris VEON Ltd Veoneer Inc Vera Bradley Inc Veracyte Inc Verastem Inc VERASUN ENERGY CORP Verb Technology Co Inc Verecloud Inc VEREIT Inc Verenium Corp Vericel Corp VeriChip Corp Veridian Corp VERIDICOM INTERNATIONAL INC Verifone Systems Inc Verigy Ltd VERILINK CORP Verint Systems Inc Verisign Inc Verisity Ltd Verisk Analytics Inc VERITAS DGC INC VERITAS SOFTWARE CORP Veritex Holdings Inc Veritiv Corp VERITY INC Verizon Communications Inc Vermilion Energy Inc Vermont Pure Holdings Ltd. VERMONT TEDDY BEAR INC Verona Pharma PLC Verra Mobility Corp Verrica Pharmaceuticals Inc Versant Corp Versar Inc.

Verso Corp Versum Materials Inc Versus Capital Multi-Manager Real Estate Income Versus Capital Real Assets Vertex Energy Inc Vertex Inc Vertex Pharmaceuticals Inc VERTICAL COMMUNICATIONS INC VERTICALNET INC Vertiv Holdings Co VERTRUE INC Veru Inc VeruTEK Technologies Inc VESTA INSURANCE GROUP INC Vestin Group Inc Vestin Realty Mortgage I Inc Vestin Realty Mortgage II Inc VG Acquisition Corp Via Net.Works Inc VIA Pharmaceuticals Inc VIACELL INC Viacom Inc ViacomCBS Inc VIAD CORP VIALTA INC ViaSat Inc. VIASPACE INC VIASYS HEALTHCARE INC Viasystems Group Inc Viatris Inc Viavi Solutions Inc Vical Inc VICEROY EXPLORATION LTD VICI Properties Inc Vicon Industries Inc. Vicor Corp. Vicor Technologies Inc Victory Balanced Victory Capital Holdings Inc Victory Diversified Stock Victory Federal MM

Victory Financial Reserve Victory Floating Rate Victory Global Natural Resources Victory Govt Reserve Victory Growth Stock Victory INCORE Fund for Income Victory INCORE Investment Quality Bond VIP Series I Victory INCORE Low Duration Bond Victory Instl Money Market Victory Integrity Small Cap Value Victory Intermediate Income Victory Munder Mid Cap Core Growth Victory OH Muni Money Market Victory Prime Obligation Victory RS Large Cap Alpha Victory RS Mid Cap Growth Victory RS Partners Victory RS Select Growth Victory RS Small Cap Growth Victory RS Value Victory Special Value Victory Stock Index Victory Sycamore Established Value Victory Sycamore Small Company Opportunity Victory Trivalent International Small Cap Victory TxFr Money Market Victory Value Victory VIF Diversified Stock Victory VIF Instl Liquid Resrv VictoryShares US 500 Enhanced Volatility Wtd ETF VictoryShares US 500 Volatility Wtd ETF



VictoryShares US EQ Income Enhanced Volatility Wtd ETF VICURON PHARMACEUTICALS INC VIDEO DISPLAY CORP Vidler Water Resources Inc VIE FINANCIAL GROUP INC Viela Bio Inc Viemed Healthcare Inc ViewRay Inc Viggle Inc Vignette Corp Viking Therapeutics Inc Village Bank and Trust Financial Corp Village Super Market Inc Villere Balanced Vimicro International Corp Vina De Concha Y Toro Sa Conchatoro Vince Holding Corp Vineyard National Bancorp Vintage Equity VINTAGE PETROLEUM INC Violin Memory Inc VION PHARMACEUTICALS INC VIOQUEST PHARMACEUTICALS INC Viosolar Inc Viper Energy Partners LP VIPER POWERSPORTS INC Vipshop Holdings Limited Vir Biotechnology Inc Virage Inc Virage Logic Corp VIRAGEN INC Viral Genetics Inc VIRBAC CORP VIRCO MFG. CORP ViRexx Medical Corp Virgin America Inc Virgin Media Inc Virgin Mobile USA Inc

Virginia Mines Inc Virginia National Bankshares Corp VirnetX Holding Corp VIROPHARMA INC Virtu Financial Inc Virtual Piggy Inc Virtual Radiologic Corporation VirtualScopics Inc Virtus AllianzGI Artificial Intelligence & Technology Opportunit Virtus AllianzGI Equity & Convertible Income Fund Virtus Allocator Premium Alphasector Virtus Alternatives Diversifier Virtus Balanced Virtus Capital Growth Virtus Ceredex Small Cap Val Equity Virtus Duff & Phelps Real Estate Securities Virtus Dynamic Alphasector Virtus Insight Govt MM Virtus Insight MM Virtus Insight TxEx MM Virtus Investment Partners Inc Virtus Mid Cap Value Virtus Newfleet Senior Floating Rate Virtus Rampart Equity Trend Virtus Sector Trend Virtus Seix High Income Virtus Seix Investment Grade Tax Exempt Bond Virtus Seix Total Return Bond Virtusa Corp Visa Inc VISEON INC Vishay Intertechnology Inc. Vishay Precision Group Inc

VISICU INC VISION BANCSHARES INC VISION GLOBAL SOLUTIONS INC Vision Industries Corp Vision Marine Technologies Inc VisionChina Media Inc VISIONGATEWAY INC Vision-Sciences Inc VIST Financial Corp Vista Gold Corp Vista Outdoor Inc VISTACARE INC Visteon Corp. Vistra Corp Visual Networks Inc VISX INC/DE Vitacost.com Inc Vitae Pharmaceuticals Inc Vital Farms Inc Vital Images Inc VITAL LIVING INC Vital Signs Inc. Vital Therapies Inc VITALSTREAM HOLDINGS INC Vitamin Shoppe Inc Vitamin Spice Vitesse Semiconductor Corp VITRIA TECHNOLOGY INC Vitro Sab De CV Vitru Ltd Vivaldi Merger Arbitrage VIVENDI UNIVERSAL SA Viveve Medical Inc Vivic Corp Vivint Smart Home Inc Vivint Solar Inc VIVO PARTICIPACOES SA Vivus Inc Vixel Corp VLOV Inc VMware Inc



VNUS Medical Technologies Inc VOC Energy Trust VOCALTEC COMMUNICATIONS LTD Vocera Communications Inc Vocus Inc Vodafone Group PLC VOICE MOBILITY INTL INC VOIP INC VoIP-PAL.com Volcan Holdings Inc Volcano Corp Volcom Inc VolitionRX Ltd Volt Information Sciences Inc. Voltaire Ltd Volterra Semiconductor Corp VOLVO AB Vonage Holdings Corp Vontier Corp VORNADO REALTY TRUST voxeljet AG VOXWARE INC VOXX International Corp Voya Aggregate Bond Portfolio Voya Balanced Portfolio Voya Corporate Leaders 100 Voya Corporate Leaders Series B Voya Emerging Markets Index Portfolio Voya Floating Rate Voya Global Bond Voya Global Diversified Payment Voya Global Equity Dividend and Premium Opportunity Fund Voya Global High Dividend Low Volatility Portfolio Voya Global Real Estate

Voya Global Resources Portfolio Voya GNMA Income Voya Government Money Market Portfolio Voya Growth & Income Portfolio Voya High Yield Bond Voya Index Plus Large Cap Portfolio Voya Index Plus MidCap Portfolio Voya Index Solution 2025 Portfolio Voya Index Solution 2030 Portfolio Voya Index Solution 2035 Portfolio Voya Index Solution 2040 Portfolio Voya Index Solution 2045 Portfolio Voya Index Solution Income Portfolio Voya Intermediate Bond Voya Intermediate Bond Portfolio Voya International Index Portfolio Voya International Real Estate Voya Large Cap Value Voya Large Cap Value Portfolio Voya Large Cp Growth Portfolio Voya Large-Cap Growth Voya MidCap Opportunities Voya MidCap Opportunities Portfolio Voya Multi-Manager International Equity Voya Prime Rate Trust Voya Real Estate

Voya Retirement Conservative Portfolio Voya Retirement Growth Portfolio Voya Retirement Moderate Growth Portfolio Voya Retirement Moderate Portfolio Voya Russell Large Cap Growth Index Portfolio Voya Russell Large Cap Index Portfolio Voya Russell Large Cap Value Index Portfolio Voya Russell Mid Cap Growth Index Portfolio Voya Russell Mid Cap Index Portfolio Voya Russell Small Cap Index Portfolio Voya Securitized Credit Voya Senior Income Voya Small Company Voya Small Company Portfolio Voya SmallCap Opportunities Voya Solution 2015 Portfolio Voya Solution 2025 Portfolio Voya Solution 2035 Portfolio Voya Solution 2045 Portfolio Voya Solution Income Portfolio Voya Solution Moderately Aggressive Portfolio Voya Strategic Income Opportunities Voya US Bond Index Portfolio Voyager Learning Co Voyager Therapeutics Inc Voyant International Corp VROOM INC VSB Bancorp Inc/NY VSE Corp VTTI Energy Partners LP



vTv Therapeutics Inc VULCAN INTL CORP Vulcan Materials Co Vulcan Value Partners Vulcan Value Partners Small Cap Vuzix Corp VVIT Virtus International Series VWR Corp VY Baron Growth Portfolio VY BlackRock Inflation Protected Bond Portfolio VY Clarion Real Estate Portfolio VY FMR Diversified Mid Cap Portfolio VY Franklin Income Portfolio VY Franklin Mutual Shares Portfolio VY Franklin Templeton Founding Strategy Portfolio VY Invesco Comstock Portfolio VY Invesco Equity & Income Portfolio VY Invesco Growth & Income Portfolio VY Invesco Oppenheimer Global Portfolio VY JPM Emerging Markets Equity Portfolio VY JPM Mid Cap Value Portfolio VY JPM Small Cap Core Equity Portfolio VY T Rowe Diversified Mid Cap Growth Portfolio VY T Rowe Equity Income Portfolio VY T Rowe Growth Equity Portfolio VY Templeton Foreign Equity Portfolio

VY Templeton Global Growth Portfolio Vyteris Inc Vyyo Inc W Holding Co Inc. W&R Advisors Continental Inc W&R Advisors Core Investment W&R Advisors Dividend Opportunities W&R Advisors Global Bond W&R Advisors Global Growth W&R Advisors Govt Securities W&R Advisors High Income W&R Advisors Muni High Income W&R Advisors Municipal Bond W&R Advisors New Concepts W&R Advisors Retirement Shrs W&R Advisors Science & Tech W&R Advisors Small Cap W&R Advisors Value W&R Advisors Vanguard W&T Offshore Inc W. P. Carey Inc W.P. Stewart & Co. Ltd WA CA Muni Money Market WA Institutional Money Market WA MA Muni MM WA Money Market WA Muni MM WA NY Muni MM WA NY TxFr Money Market WA Premium Liquid Reserve WA Premium US Treas Reserv WA/Citi TxFr Reserves Wabash National Corp

WABCO Holdings Inc WACCAMAW BANKSHARES INC Wachovia Corp WACOAL HOLDINGS CORP Waddell & Reed Financial Inc. WaferGen Bio-systems Inc WageWorks Inc WAKE FOREST BANCSHARES INC Walgreens Boots Alliance Inc Walker & Dunlop Inc Walking Company Holdings Inc (The) Walmart Inc Walt Disney Co (The) Walter Energy Inc Walter Investment Management Corp Walthausen Small Cap Value Wanda Sports Group Co Ltd Wanger Intl Wanger Select Wanger USA Warnaco Group Inc (The) Warner Chilcott Plc Warner Music Group Corp WARREN RESOURCES INC Warrior Met Coal Inc Warwick Cmnty Bancorp Inc Wasatch Core Growth Wasatch Emerging Markets Small Cap Wasatch Frontier Emerging Small Countries Wasatch Heritage Growth Wasatch International Growth Wasatch International Opportunities Wasatch Large Cap Value Wasatch Long/Short Wasatch Micro Cap



Wasatch Small Cap Growth Wasatch Small Cap Value Wasatch Ultra Growth Washington Banking Co Washington Federal Inc. WASHINGTON GROUP INTL INC Washington Mutual Investors Washington Prime Group Inc Washington Real Estate Investment Trust Washington Trust Bancorp Inc WashingtonFirst Bankshares Inc Waste Connections Inc Waste Connections Inc. Waste Industries USA Inc Waste Management Inc. WASTE SERVICES INC WATCHGUARD TECHNOLOGIES INC Water Pik Technologies Inc Waters Corp Waterstone Financial Inc Watford Holdings Ltd Watsco Inc Watts Water Technologies Inc WAUSAU PAPER CORP Wave Life Sciences Ltd Wave Systems Corp. WAVECOM SA Waverider Communications Inc Wayfair Inc Wayne Bancorp Inc/Oh Wayne Hummer Money WAYNE SAVINGS BANCSHARES INC Waypoint Financial Corp Wayside Technology Group WCA WASTE CORP

WCI Communities Inc WCM Focused Emerging Markets WCM Focused International Growth WD-40 CO We Save Homes Inc Wealth Minerals Wealthbuilder Conservative Allocation Wealthbuilder Equity Wealthbuilder Moderate Balanced Wealthcraft Systems Inc Wealthfront Risk Parity Weatherford International plc Web.com Group Inc WEB.COM INC Webco Industries Inc WEBEX COMMUNICATIONS INC WEBFINANCIAL CORP WebMD Health Corp WebMediaBrands Inc webMethods Inc WEBSIDESTORY INC Webster City Fed Bancorp Webster Financial Corp WEBZEN INC WEC Energy Group Inc Weibo Corp Weikang Bio-Technology Group Co Inc Weingarten Realty Investors Weis Markets Inc. Weitz Partners III Opportunity Weitz Partners Value Weitz Series Hickory Weitz Short Duration Income Weitz Value Welbilt Inc WELLCHOICE INC

Wellesley Bancorp Inc Wellman Inc. WELLPOINT HEALTH NETWRKS INC Wells Fargo & Co Wells Fargo 100% Treas Money Market Wells Fargo Absolute Return Wells Fargo Adjustable Rate Government Wells Fargo Advantage Endeavor Select Wells Fargo Advantage Global Dividend Opportunity Fund Wells Fargo Advantage High Income Wells Fargo Advantage Municipal Money Market Wells Fargo Asset Allocation Wells Fargo Avtg Aggressive Allocation Wells Fargo Avtg Asia Pacific Wells Fargo Avtg CA TxFr MM Trust Wells Fargo Avtg Capital Growth Wells Fargo Avtg CB Lg Cap Value Wells Fargo Avtg CB Mid Cap Value Wells Fargo Avtg Classic Value Wells Fargo Avtg Conservative Allocation Wells Fargo Avtg Core Equity Wells Fargo Avtg Corporate Bond Wells Fargo Avtg Disciplined Value Wells Fargo Avtg Diversified Equity Wells Fargo Avtg Diversified International



Wells Fargo Avtg Diversified Small Cap Wells Fargo Avtg Emerging Markets Focus Wells Fargo Avtg Equity Income Wells Fargo Avtg Equity Index Wells Fargo Avtg Equity Value Wells Fargo Avtg Global Opportunities Wells Fargo Avtg Growth & Income Wells Fargo Avtg Growth Balanced Wells Fargo Avtg Growth Equity Wells Fargo Avtg High Yield Bd Wells Fargo Avtg International Equity Wells Fargo Avtg Intrmd Govt Income Wells Fargo Avtg Large Company Core Wells Fargo Avtg Large Company Growth Wells Fargo Avtg Liquidity Reserve MM Wells Fargo Avtg Mid Cap Growth Wells Fargo Avtg Moderate Balanced Wells Fargo Avtg Money Market Trust Wells Fargo Avtg Natl TxFr Wells Fargo Avtg Natl TxFr MM Trust Wells Fargo Avtg NY Muni MM Wells Fargo Avtg Overland Exp Sweep Wells Fargo Avtg PA Tax-Free

Wells Fargo Avtg Precious Metals Wells Fargo Avtg Prime Invst MM Wells Fargo Avtg Small Cap Disciplined Wells Fargo Avtg Small Cap Growth Wells Fargo Avtg Small Cap Opport Wells Fargo Avtg Small Company Value Wells Fargo Avtg Stable Income Wells Fargo Avtg Strategic Large Cap Growth Wells Fargo Avtg US Value Wells Fargo Avtg Utility & Telecommunications Wells Fargo CA Ltd Tax-Free Wells Fargo CA Municipal Money Market Wells Fargo CA Tax-Free Bond Wells Fargo Cash Invest Money Market Wells Fargo Classic Value Wells Fargo Common Stock Wells Fargo Conservative Income Wells Fargo Core Bond Wells Fargo Core Plus Bond Wells Fargo CoreBuilder Series M Wells Fargo Disciplined U.S. Core Wells Fargo Discovery Wells Fargo Divers Bond Wells Fargo Diversified Capital Builder Wells Fargo Diversified Income Builder Wells Fargo Dow Jones Target 2010

Wells Fargo Dow Jones Target 2015 Wells Fargo Dow Jones Target 2045 Wells Fargo Dow Jones Target Today Wells Fargo Emerging Growth Wells Fargo Emerging Markets Equity Wells Fargo Emerging Markets Equity Income Wells Fargo Enterprise Wells Fargo Government Money Market Wells Fargo Government Sec Wells Fargo Govt IL MM Wells Fargo Growth Wells Fargo Heritage Money Market Wells Fargo High Yield Bond Wells Fargo Income Wells Fargo Income Opportunities Fund Wells Fargo Index Wells Fargo Index Asset Allocation Wells Fargo Intermediate Tax AMT Free Wells Fargo International Bond Wells Fargo International Value Wells Fargo Large Cap Core Wells Fargo Large Cap Growth Wells Fargo MN TxFr Wells Fargo Money Market Wells Fargo Multi-Sector Income Fund Wells Fargo Municipal Bond Wells Fargo Municipal Cash Management Money Market



Wells Fargo Natl Tax-Free Money Market Wells Fargo Omega Growth Wells Fargo Opportunity Wells Fargo Premier Large Company Growth Wells Fargo Prime Inv IL MM Wells Fargo Short Bond Wells Fargo Short Government Bond Wells Fargo Short High Yield Bond Wells Fargo Short Municipal Bond Wells Fargo SIFE Splzd Finl Wells Fargo Small Cap Value Wells Fargo Small Company Growth Wells Fargo Special Mid Cap Value Wells Fargo Special Small Cap Value Wells Fargo Specialized Technology Wells Fargo Spectrum Moderate Growth Wells Fargo Strategic Municipal Bond Wells Fargo Target 2020 Wells Fargo Target 2025 Wells Fargo Target 2030 Wells Fargo Target 2035 Wells Fargo Target 2040 Wells Fargo Target 2050 Wells Fargo Treasury Plus Money Market Wells Fargo Ultra Short Income Wells Fargo Ultra Short Municipal Wells Financial Corp Wells S&P REIT Index Wells-Gardner Electronics Corp

Welltower Inc Wendy's International Inc. Werner Enterprises Inc. WesBanco Inc WESCAST INDUSTRIES -CL A Wesco Aircraft Holdings Inc WESCO FINANCIAL CORP WESCO International Inc WESCORP ENERGY INC Wesmark Growth West Bancorporation Inc West Coast Bancorp West Corp West Fraser Timber Co Ltd West Marine Inc West Pharmaceutical Services Inc. WEST POINTE BANCORP INC Westaff Inc Westaim Corp (The) Westamerica Bancorporation Westar Energy Inc. WESTBANK CORP WESTBOROUGH FINL SVCS INC Westbury Bancorp Inc Westcore Flexible Income Westcore Growth Westcore Select Westcore Small Cap Value WESTCORP Westell Technologies Inc Western Alliance Bancorporation Western Asset 2008 Worldwide Dollar Government Term Trust Inc Western Asset CA Municipals Western Asset Core Bond Western Asset Core Plus Bond Western Asset Corporate Bond

Western Asset Emerging Markets Debt Fund Inc Western Asset Emerging Markets Income Fund Inc Western Asset Global Corporate Defined Opportunity Fund Inc Western Asset Global High Income Fund Inc Western Asset Global High Yield Bond Western Asset Government Reserves Western Asset High Income Fund II Inc Western Asset High Yield Western Asset High Yield Defined Opportunity Fund Inc Western Asset Income Western Asset Inflation Index Plus Bond Western Asset Inflation-Linked Opportunities & Income Fund Western Asset Institutional AMT Free Municipal Money Market Western Asset Institutional Cash Reserve Western Asset Institutional Government Reserves Western Asset Institutional Liquid Reserve Western Asset Institutional US Treasury Obligations Money Market Western Asset Institutional US Treasury Reserve Western Asset Intermediate Bond Western Asset Intermediate Term Municipals



Western Asset Liquid Reserves Western Asset Macro Opportunities Western Asset Managed High Income Fund Inc Western Asset Managed Municipals Western Asset Managed Municipals Fund Inc Western Asset Mortgage Total Return Western Asset Municipal Defined Opportunity Trust Inc Western Asset Municipal High Income Western Asset NY Municipals Western Asset Premier Institutional Government Reserves Western Asset Select Tax Free Reserves Western Asset Short Duration High Income Western Asset Short Duration Municipal Income Western Asset Short Term Bond Western Asset Total Return Unconstrained Western Asset US Treasury Reserves Western Asset/Claymore Inflation-Linked Securities & Income Fund Western Copper and Gold Corp WESTERN DIGITAL CORP Western Gas Partners Lp WESTERN GAS RESOURCES INC Western Goldfields Inc Western Liberty Bancorp

Western Midstream Partners LP Western New England Bancorp Inc Western Ohio Finl Corp Western Refining Inc Western Refining Logistics LP WESTERN SIERRA BANCORP WESTERN SIERRA MINING CORP WESTERN SILVER CORP Western Sizzlin Corp Western Standard Energy Corp Western Union Co WESTERN WIRELESS CORP -CL A Westinghouse Air Brake Technologies Corp Westlake Chemical Corp Westpoint Stevens Inc Westport Fuel Systems Inc Westport Fund Westport Resources Corp Westport Select Cap WestRock Company WESTSIDE ENERGY CORP Weststar Financial Services Corp Westway Group Inc Westwood Holdings Group Inc. Westwood Income Opportunity Westwood Smidcap WEX Inc Weyco Group Inc Weyerhaeuser Co WFAVT Asset Allocation WFAVT Opportunity WFS FINANCIAL INC WGL Holdings Inc. WGNB Corp. W-H Energy Services Inc

Wheaton Precious Metals Corp WHEATON RIVER MINERALS LTD Wheeler Real Estate Investment Trust Inc Wheeling Pittsburgh Corp WHERIFY WIRELESS INC White Electronic Designs Corp WHITE MOUNTAIN TITANIUM CORP White Mountains Insurance Group Ltd White Oak Select Growth White River Capital Inc Whitebox Tactical Opportunities WHITEHALL JEWELLERS INC Whitestone REIT WhiteWave Foods Co (The) Whiting USA Trust I Whiting USA Trust II Whitney Holding Corp. WHITNEY INFORMATION NET INC WHITTIER ENERGY CORP Whole Earth Brands Inc WHOLE FOODS MARKET INC WideOpenWest Inc Widepoint Corp WIDERTHAN CO LTD -ADS WiFiMed Holdings Co Inc WILBER CORP WILD OATS MARKETS INC WildHorse Resource Development Corp Willamette Valley Vineyards Inc Willbros Group Inc. Willdan Group Inc William Lyon Homes William Penn Bancorp



Williams Capital Govt Money Market Williams Coal Seam Gas Royalty Trust Williams Controls Inc Williams Cos Inc. (The) WILLIAMS PARTNERS L.P. WILLIAMS PARTNERS LP Williams Pipeline Partners LP WILLIAMS SCOTSMAN INTL Willis Lease Finance Corp Willis Towers Watson plc Williston Basin / Mid North America Stock Willow Creek Enterprises Inc Willow Financial Bancorp Inc Wilmington Broad Market Bond Wilmington International Wilmington Large Cap Strategy Wilmington Multi Mgr Intl Wilmington Multi Mgr Real Asset Wilmington Premier Money Mkt Wilmington Prime MM Wilmington Prime Money Market Wilmington Tax-Exempt MM Wilmington Trust Corp Wilmington TxEx MM Wilmington US Government MM Wilmington US Govt MM Wilmington US Treasury Money Mkt Wilshire 5000 Index Portfolio Wilshire Bancorp Inc Wilshire Enterprises Inc. Wilshire Large Company Growth Wilshire VIT Equity

Wilshire VIT Global Allocation Wilson Holdings Inc Wilsons The Leather Experts Inc Wiltel Communications Group Wimm-Bill-Dann Foods OJSC Wind Energy America Inc Wind River Systems Inc WINDROSE MEDICAL PPTYS TR Windstream Holdings Inc Windtree Therapeutics Inc Wingstop Inc Winland Ocean Shipping Corp Winmark Corp Winn-Dixie Stores Inc. Winnebago Industries Inc. Winner Medical Group Inc Winslow Green Growth WinSonic Digital Media Group Ltd WINSTON HOTELS INC Winston Pharmaceuticals Inc Wintergreen Fund Winthrop Realty Trust Inc Winton Financial Corp Wintrust Financial Corp. WINWIN GAMING INC Wipro Ltd Wireless Ronin Technologies Inc Wireless Telecom Group Inc. WIRELESS XCESSORIES GRP INC WisdomTree Asia Local Debt Fund WisdomTree Continuous Commodity Index Fund WisdomTree Dreyfus Chinese Yuan Fund

WisdomTree Dreyfus Emerging Currency Fund WisdomTree Emerging Markets ex-State-Owned Enterprises Fund WisdomTree Emerging Markets High Dividend Fund WisdomTree Emerging Markets Local Debt Fund WisdomTree Emerging Markets Small Cap Dividend Fund WisdomTree Europe Hedged Equity Fund WisdomTree Europe SmallCap Dividend Fund WisdomTree Floating Rate Treasury Fund WisdomTree India Earnings Fund ETF WisdomTree International Dividend Top 100 Fund WisdomTree International Equity Fund WisdomTree International Hedged Quality Dividend Growth Fund WisdomTree International SmallCap Dividend Fund Wisdomtree Investments Inc WisdomTree Japan Hedged Equity Fund WisdomTree Japan SmallCap Dividend Fund WisdomTree Trust - WisdomTree U.S. High Dividend Fund WisdomTree U.S. LargeCap Dividend Fund WisdomTree U.S. Quality Dividend Growth Fund WisdomTree US Dividend ex-Financials Fund



WisdomTree US MidCap Dividend Fund WisdomTree US MidCap Earnings Fund WisdomTree US SmallCap Dividend Fund WisdomTree US SmallCap Earnings Fund WisdomTree US Total Dividend Fund WisdomTree Yield Enhanced U.S. Aggregate Bond Fund Wiser Oil Co Witness Systems Inc WITS BASIN PRECIOUS MINERALS Wix.com Ltd WJ Communications Inc Wm Blair Bond Wm Blair Emerging Markets Growth Wm Blair Growth Wm Blair Income Wm Blair Institutional International Growth Wm Blair Instl Intl Equity Wm Blair International Growth Wm Blair International Leaders Wm Blair International Small Cap Growth Wm Blair Intl Equity Wm Blair Large Cap Growth Wm Blair Macro Allocation Wm Blair Ready Reserves Wm Blair Small Cap Growth Wm Blair Small Cap Value Wm Blair Small Mid Growth WM Growth WM Growth & Income WM International Growth WM Money Market WM REIT

WM Small Cap Growth WM Small Cap Value WM Tax Exempt Bond WM Variable Growth & Income WM Variable Growth Fund WM. Wrigley Jr. Co WMC RESOURCES LTD WMS Industries Inc. WNS (Holdings) Ltd Wolohan Lumber Co WOLSELEY PLC Wolverine Tube Inc. Wolverine World Wide Inc. Women First Healthcare Woodbridge Holdings Corp WOODHEAD INDUSTRIES INC Woodward Inc Woori Financial Holdings Co Ltd WORDLOGIC CORP Workflow Mgmt Inc Workhorse Group Inc Workiva Inc Workstream Inc World Acceptance Corp WORLD AIR HOLDINGS INC World Color Press Inc World Energy Solutions Inc World Fuel Services Corp World Gold Trust - SPDR Gold MiniShares Trust WORLD HEALTH ALTERNATIVES World Heart Corp World Point Terminals LP WORLD WASTE TECHNOLOGIES INC World Wrestling Entertainment Inc. WORLDGATE COMMUNICATIONS INC Worldpay Inc WORLDSPACE INC

WORLDWIDE BIOTECH & PHARMA Worldwide Restaurant Concept WORONOCO BANCORP INC Worthington Industries Inc. Wowjoint Holdings Ltd WPCS INTERNATIONAL INC WPP PLC WPX Energy Inc Wrap Technologies Inc Wright Medical Group Inc Wright Medical Group N.V. WSB Financial Group Inc WSB Holdings Inc WSFS Financial Corp WSP Holdings Ltd Wuhan General Group (China) Inc WuXi PharmaTech (Cayman) Inc WVS Financial Corp. WW International Inc WYETH Wyndham Hotels & Resorts Inc WYNDHAM INTERNATIONAL INC Wynn Resorts Ltd X CHANGE CORP X4 Pharmaceuticals, Inc. Xactly Corp XATA Corp XBiotech Inc Xcel Brands Inc Xcel Energy Inc. XCELERA INC Xcerra Corp Xcorporeal Inc XCYTE THERAPIES INC XECHEM INTERNATIONAL INC Xencor Inc Xenetic Biosciences PLC



Xenia Hotels & Resorts Inc Xenith Bankshares Inc Xeno Transplants Corp XENOGEN CORP Xenon Pharmaceuticals Inc Xenonics Holdings Inc XENOPORT INC Xeris Pharmaceuticals inc Xerox Holdings Corp XETA Technologies Inc XETHANOL CORP XFONE INC Xhibit Corp Xicor Inc Xilinx Inc. XINHUA CHINA LTD Xinhua Sports & Entertainment Ltd Xinyuan Real Estate Co Ltd XL Group Ltd XM Satellite Radio Holdings Inc XO Group Inc XO Holdings Inc XOMA Corp Xoom Corp XP Inc XPEL Inc XPeng Inc Xperi Holding Corp XPO Logistics Inc XRG INC X-Rite Inc XSTREAM MOBILE SOLUTIONS CP XSUNX INC XTENT INC Xtera Communications Inc XTL BIOPHARMACEUTICALS XTO Energy Inc. Xtrackers Harvest CSI 300 China A-Shares ETF Xtrackers MSCI EAFE Hedged Equity ETF

Xtrackers MSCI Europe Hedged Equity ETF Xtrackers USD High Yield Corporate Bond ETF Xtra-Gold Resources Corp Xura Inc XYBERNAUT CORP Xylem Inc Xynomic Pharmaceuticals Holdings Inc Xyratex Ltd Yadkin Financial Corp YAK COMMUNICATIONS INC Yalla Group Ltd Yamana Gold Inc Yandex NV Yanglin Soybean Inc YANKEE CANDLE CO INC YARDVILLE NATIONAL BANCORP Yasheng Group Ltd Yatra Online Inc Yayi International Inc Yellow Corp Yellowcake Mining Inc Yellowstone Acquisition Co Yelp Inc YETI Holdings Inc YieldQuest Total Return Bond Yingli Green Energy Holdings Co Ltd Yintech Investment Holdings Ltd Yiren Digital Ltd YM BIOSCIENCES INC Y-mAbs Therapeutics Inc Yodlee Inc YORK INTERNATIONAL CORP York Water Co (The) Youbet.com Inc Youdao Inc Young Broadcasting Inc Young Innovations Inc

Youngevity International Inc Your Community Bancshares Inc Ypf Sociedad Anonima Yacimientos Petroliferos Fiscales YTB INTERNATIONAL INC Yucheng Technologies Ltd Yuhe International Inc Yum China Holdings Inc YUM! Brands Inc. Yuma Energy Inc YuMe Inc Yunji Inc Zagg Inc ZAIS Group Holdings, Inc. Zale Corp Zanett Inc ZAP Zarlink Semiconductor Inc. Zayo Group Holdings Inc ZaZa Energy Corp ZBB Energy Corp Zebra Technologies Corp. ZELTIQ Aesthetics Inc Zendesk Inc Zenith National Insurance Corp Zep Inc Zepp Health Corp Zero Gravity Solutions Inc Zhaoheng Hydropower Co Zhongpin Inc Zi Corp Zila Inc Zillow Group Inc Zilog Inc Zimmer Biomet Holdings Inc Zion Oil & Gas Inc Zions Bancorporation NA ZIOPHARM Oncology Inc Zipcar Inc ZipRealty Inc Zix Corp.



Zoes Kitchen Inc Zoetis Inc Zogenix Inc Zoll Medical Corp Zoltek Cos Inc ZOMAX INC/MN Zomedica Pharmaceuticals Corp ZONE 4 PLAY INC Zoned Properties Inc ZONES INC Zoo Entertainment Inc ZOOM TECHNOLOGIES INC Zoom Video Communications Inc ZoomInfo Technologies Inc Zoran Corp Zoro Mining Corp Zosano Pharma Corp Zovio Inc ZS Pharma Inc Zscaler Inc ZST Digital Networks Inc ZTO Express (Cayman) Inc Z-TRIM HOLDINGS INC zulily inc Zulu Energy Corp Zumiez Inc Zuora Inc ZVUE Corp Zweig Fund Inc. (The) Zweig Total Return Fund Inc. (The) ZYGO CORP Zymeworks Inc ZYMOGENETICS INC Zynerba Pharmaceuticals Inc Zynex Inc Zynga Inc

List of Issuers with No Outstanding Past-Due Share ... - PCAOB

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