Identifying and implementing evidence-based practices in alternative educational setting

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Transition of Youth and Young Adults Research-Based Academic and Behavioral Practices in Alternative Education Settings: Best Evidence, Challenges, and Recommendations Joseph Calvin Gagnon Brian R. Barber Article information: To cite this document: Joseph Calvin Gagnon Brian R. Barber . "Research-Based Academic and Behavioral Practices in Alternative Education Settings: Best Evidence, Challenges, and Recommendations" In Transition of Youth and Young Adults. Published online: 15 Jul 2015; 225-271. Permanent link to this document: http://dx.doi.org/10.1108/S0735-004X20150000028010 Downloaded on: 28 August 2015, At: 05:43 (PT) References: this document contains references to 0 other documents. To copy this document: [email protected] The fulltext of this document has been downloaded 17 times since NaN* Users who downloaded this article also downloaded: Michael P. Krezmien, Jason Travers, Marjorie Valdivia, Candace Mulcahy, Mark Zablocki, Hanife E. Ugurlu, Lyndsey Nunes, (2015),"Disparate Disciplinary Confinement of Diverse Students in Juvenile Corrections", Advances in Learning and Behavioral Disabilities, Vol. 28 pp. 273-290 Access to this document was granted through an Emerald subscription provided by Token:BookSeriesAuthor:208BD9C6-0620-4D69-9DCE-E31DF4F0EB46: For Authors If you would like to write for this, or any other Emerald publication, then please use our Emerald for Authors service information about how to choose which publication to write for and submission guidelines are available for all. Please visit www.emeraldinsight.com/authors for more information. About Emerald www.emeraldinsight.com Emerald is a global publisher linking research and practice to the benefit of society. The company manages a portfolio of more than 290 journals and over 2,350 books and book series volumes, as well as providing an extensive range of online products and additional customer resources and services. Emerald is both COUNTER 4 and TRANSFER compliant. The organization is a partner of the Committee on Publication Ethics (COPE) and also works with Portico and the LOCKSS initiative for digital archive preservation. Downloaded by University of Florida, Doctor Joseph Calvin Gagnon At 05:43 28 August 2015 (PT)

Transcript of Identifying and implementing evidence-based practices in alternative educational setting

Transition of Youth and Young AdultsResearch-Based Academic and Behavioral Practices in Alternative Education Settings:Best Evidence, Challenges, and RecommendationsJoseph Calvin Gagnon Brian R. Barber

Article information:To cite this document: Joseph Calvin Gagnon Brian R. Barber . "Research-BasedAcademic and Behavioral Practices in Alternative Education Settings: Best Evidence,Challenges, and Recommendations" In Transition of Youth and Young Adults.Published online: 15 Jul 2015; 225-271.Permanent link to this document:http://dx.doi.org/10.1108/S0735-004X20150000028010

Downloaded on: 28 August 2015, At: 05:43 (PT)References: this document contains references to 0 other documents.To copy this document: [email protected] fulltext of this document has been downloaded 17 times since NaN*

Users who downloaded this article also downloaded:Michael P. Krezmien, Jason Travers, Marjorie Valdivia, Candace Mulcahy, MarkZablocki, Hanife E. Ugurlu, Lyndsey Nunes, (2015),"Disparate Disciplinary Confinementof Diverse Students in Juvenile Corrections", Advances in Learning and BehavioralDisabilities, Vol. 28 pp. 273-290

Access to this document was granted through an Emerald subscription provided byToken:BookSeriesAuthor:208BD9C6-0620-4D69-9DCE-E31DF4F0EB46:

For AuthorsIf you would like to write for this, or any other Emerald publication, then pleaseuse our Emerald for Authors service information about how to choose whichpublication to write for and submission guidelines are available for all. Please visitwww.emeraldinsight.com/authors for more information.

About Emerald www.emeraldinsight.comEmerald is a global publisher linking research and practice to the benefit of society.The company manages a portfolio of more than 290 journals and over 2,350 booksand book series volumes, as well as providing an extensive range of online productsand additional customer resources and services.

Emerald is both COUNTER 4 and TRANSFER compliant. The organization is a partnerof the Committee on Publication Ethics (COPE) and also works with Portico and theLOCKSS initiative for digital archive preservation.

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*Related content and download information correct attime of download.

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CHAPTER 10

RESEARCH-BASED ACADEMIC

AND BEHAVIORAL PRACTICES

IN ALTERNATIVE EDUCATION

SETTINGS: BEST EVIDENCE,

CHALLENGES, AND

RECOMMENDATIONS

Joseph Calvin Gagnon and Brian R. Barber

ABSTRACT

Alternative education settings (AES; i.e., self-contained alternativeschools, therapeutic day treatment and residential schools, and juvenilecorrections schools) serve youth with complicated and often serious aca-demic and behavioral needs. The use of evidence-based practices (EBPs)and practices with Best Available Evidence are necessary to increase thelikelihood of long-term success for these youth. In this chapter, we definethree primary categories of AES and review what we know about thecharacteristics of youth in these schools. Next, we discuss the currentemphasis on identifying and implementing EBPs with regard to both aca-demic interventions (i.e., reading and mathematics) and interventions

Transition of Youth and Young Adults

Advances in Learning and Behavioral Disabilities, Volume 28, 225�271

Copyright r 2015 by Emerald Group Publishing Limited

All rights of reproduction in any form reserved

ISSN: 0735-004X/doi:10.1108/S0735-004X20150000028010

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addressing student behavior. In particular, we consider implementation inAES, where there are often high percentages of youth requiring specialeducation services and who have a significant need for EBPs to succeedacademically, behaviorally, and in their transition to adulthood. Wefocus our discussion on: (a) examining approaches to identifying EBPs;(b) providing a brief review of EBPs and Best Available Evidence in theareas of mathematics, reading, and interventions addressing studentbehavior for youth in AES; (c) delineating key implementation chal-lenges in AES; and (d) providing recommendations for how to facilitatethe use of EBPs in AES.

Terry is often described as a thoughtful and likeable young man with a greatsense of humor. However, he has also had a long history of academic difficul-ties, behavior problems, and need for special education services in school.School records and comments by Terry’s teachers indicate that, when pro-vided with an individualized program of intensive instruction and behavioralsupports, Terry is able to make significant progress in the general educationcurriculum. Unfortunately, at the age of thirteen Terry was arrested andincarcerated for repeated criminal violations including assault, propertydamage, and passing bad checks. Over the next three years, Terry attendedan alternative school administered by a state system of juvenile corrections.Near the end of Terry’s third year of attending this school, a lawsuit wasinitiated on his behalf when it was discovered that, for almost two years, hereceived three or fewer hours of school per day. At times he received noschooling, and at no point during his incarceration did he receive the indivi-dualized and research-based instructional and behavioral interventions thatwere identified in his IEP.

Today more than ever, public schools in the United States are focused onrigorous academic standards, assessment of student achievement, and account-ability for outcomes (see Common Core State Standards [CCSS], 2010;National Governors Association Center for Best Practices, Council of ChiefState School Officers, 2010; No Child Left Behind Act [NCLB], 2002). Toachieve these high academic standards, schools have intensified their efforts toidentify and implement effective, evidence-based educational practices that canproduce substantial and measurable improvements in student learning. In thisclimate of lofty goals and ambitious educational reform, it is perhaps surpris-ing to learn of Terry’s school experiences. However, some students and schools

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have remained almost completely untouched by the school improvementinitiatives that have swept the country. Far from raising the bar on teachingand learning, many restrictive student placements (i.e., self-contained alterna-tive schools, therapeutic day treatment and residential schools (DTR), andjuvenile corrections schools (JC); collectively referred to in this chapter as alter-native education settings) fail to meet even the most basic standards of practicethat might be applied to any K-12 educational program. Concerns exist withregards to the quality of instruction and behavioral supports, as well ascompliance with federal regulations related to special education (Foley &Pang, 2006; Gagnon, 2010; Gagnon & Barber, 2010).

Alternative education settings (AES) typically serve adolescents (i.e.,grades 6�12) and the poor quality of many of these schools is evidentin several areas (Foley & Pang, 2006; Hockenberry, 2013; Lehr, Tan, &Ysseldyke, 2009). Concerns range from the lack of adherence to federalpolicy, to rarely implementing evidence-based instructional and behavioralintervention practices that are critical to the long-term success of troubledyouth. First, it is clear that AES often operate outside of common over-sight mechanisms (Cable, Plucker, & Spradlin, 2009; Gagnon, 2010; Lehret al., 2009). While greater autonomy can provide the conditions for crea-tive programming, it can also lead to violations of students’ rights. Forexample, NCLB (2002) ensures that all youth have access to rigorous curri-cula that are on students’ grade levels. In secondary JCs and DTRs, how-ever, there are rarely state policies governing their curriculum andoversight to ensure that curriculum aligns with state standards and assess-ments (Gagnon, 2010). Additionally, while many AES schools developtheir own curriculum, these professionals do not possess the expertise todo so and the available instructional materials are rarely aligned with stateassessments (Gagnon, Barber, Van Loan, & Leone, 2009; Gagnon,Maccini, Mulcahy, & Mason-Williams, 2014; Gagnon, Van Loan, &Barber, 2010; Maccini, Gagnon, & Mason-Williams, 2012).

Student participation in and accountability for their performance onstate assessments are also problematic. For example, in JCs and DTRs,fewer students participate in state assessments than public school studentsand most principals report no state mechanism for holding their schoolsaccountable (Gagnon, Haydon, & Maccini, 2010; Gagnon, Maccini, &Haydon, 2011). Unfortunately, there is no available research on secondaryalternative schools concerning their alignment of curriculum with statestandards and assessments, availability of appropriate instructional materi-als, and participation in and accountability for student performance onstate assessments.

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The wide-scale problems with provision of education services in AES,and the aforementioned conditions of inadequate oversight, assessment,accountability, and curricula present formidable obstacles to improving thequality of instruction, behavioral supports, and special education servicesin AES. Notwithstanding, it remains critical to promote the identificationand implementation of evidence-based practices (EBPs) in these schools. Inthe remainder of this chapter, we define three categories of AES (i.e., self-contained alternative schools, DTRs, and JCs) and review what we knowabout the characteristics of youth in these schools. Next, we discuss thecurrent emphasis on identifying and implementing EBPs with regard toboth academic interventions (i.e., reading and mathematics) and interven-tions addressing student behavior. In particular, we consider implementa-tion specifically in AES, where there are often high percentages of youthrequiring special education services and who have a significant need for EBPsto succeed academically, behaviorally, and in their transition to adulthood.We will focus our discussion on: (a) examining approaches to identifyingEBPs; (b) providing a brief review of EBPs in the areas of mathematics,reading, and interventions addressing behavior for youth in AES;(c) delineating key implementation challenges in AES; and (d) providingrecommendations for how to facilitate the use of EBPs in AES.

ALTERNATIVE EDUCATIONAL SETTINGS AND

THE STUDENTS THEY SERVE

In our discussion of alternative schooling, it is necessary to make an initialdistinction between AES and alternative schools. For our purposes, we usethe former term as a broad classification of school settings and programsthat operate outside of regular public schools, including self-containedalternative schools, DTRs, and JCs. Alternative schools, by contrast,include “public elementary/secondary school[s] that address needs of stu-dents that typically cannot be met in regular school, provides nontradi-tional education, serve as an adjunct to a regular school, or fall outside thecategories of regular, special education, or vocational education” (U.S.Department of Education, National Center for Education Statistics, 2002,p. 55). While both typologies potentially involve populations and servicesthat are of interest in a discussion of the nontraditional education oftroubled youth, a frequent delineation between more commonly successful

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“true education alternatives” from those more disciplinary and/or thera-peutic in nature is based on program goals (see Raywid, 1994 for discussionof alternative school typologies). Our review includes self-contained alter-native schools distinguished by their use within the continuum of servicesfor students with or at risk for emotional and behavioral disorders, andschools meeting criteria as therapeutic or corrections-based alternativeschools. In the following sections, we delineate each of the school typesassociated as AES and include relevant characteristics regarding theiroperation and the students served.

Self-Contained Alternative Schools

Self-contained alternative schools are one type of AES that, according toRaywid’s original typology of alternative schools, has a primary focus onreforming or “changing the student” (U.S. Department of Education,National Center for Education Statistics, 2002, p. 5). Gagnon and Bottge(2006) reported that youth are often placed in self-contained alternativeschools due to behavioral problems and/or law violations, emotional con-cerns, academic failure, or as a proactive measure to support at-risk youth.However, recent research provides greater clarity on the reasons for thisspecific student change of placement. Carver and colleagues reported thatabout half of districts surveyed had policies in which youth could be placedin a self-contained alternative school solely for any one of the following:(a) physical altercations; (b) alcohol- or drug-related issues (i.e., possession,distribution, or use); (c) disruptive verbal behavior; (d) persistent academicfailure; (e) recurrent truancy; (f) use of a weapon other than a firearm; and(g) possession or use of a firearm (Carver, Lewis, & Tice, 2010). In fact,many states use self-contained alternative schools to address student misbe-havior. Specifically, 34% of responding states reported specific legislationlinking alternative school enrollment to school expulsion or suspension(Lehr et al., 2009).

There are over 10,000 self-contained alternative schools nationwide, ser-ving about 646,500 students (Carver et al., 2010). The characteristics ofyouth who are enrolled in self-contained alternative schools can varywidely, however, depending on the school’s intended purpose (Chiang &Gill, 2010; Foley & Pang, 2006), and there is limited information concern-ing which students are typically served in self-contained alternative schools.For example, in one study, students were usually from poor families,

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African American, male, and below-regular public school peers in readingand mathematics achievement (Chiang & Gill, 2010). While older studiesnoted that only about 12% of youth in alternative schools were classifiedwith a special education label (Kleiner, Porch, & Farris, 2002), the mostrecent study indicated that almost half of students in this setting were clas-sified as emotionally/behaviorally disordered, 11% with learning disabilities(LD), and 13% with attention deficit hyperactivity disorder (a subset of thespecial education classification of “Other Health Impaired”). More detailedinformation on student characteristics is unavailable, but Lehr and Lange(2003) interviewed State Directors of Special Education and reported theirperceptions that, “Students attending alternative schools were most oftendescribed as students at risk of dropout, students with behavior problems(ranging from students in need of social skills training (SST) to thosewith severe conduct disorders), and students exhibiting academic trouble(e.g., failing grades, behind academically)” (p. 5).

Day Treatment and Residential Schools

DTRs have also been referred to by a number of different terms (e.g., DTRtreatment center schools, psychiatric facility schools). However, with twocaveats, we align our definition with the National Association forChildren’s Behavioral Health (NACBH) and National Association ofPsychiatric Health Systems (NAPHS) (Abts Associates, Inc., 2008):

Residential treatment is a specific level of care distinguished by the services and setting:

• 24-hour therapeutically planned behavioral health intervention highly supervised and

structured group living and active learning environment where distinct and indivi-

dualized therapies and related services are provided

• multidisciplinary team of clinically licensed professionals (including psychiatrists,

psychologists, social workers, nurses, special education teachers, activity therapists,

and others)

• diagnostic processes which address psychiatric, social and educational needs

• individualized assessment, treatment planning, and aftercare, involving the child and

family. (p. 12)

The first caveat is that we also include day treatment programs, whichare similar to residential programs in types and terms of services, but youthreturn home at the end of each day. Secondly, there is the reference to a“learning environment,” in the aforementioned definition, but for our pur-poses we specifically include programs with an education/school compo-nent. This issue is particularly relevant given that a recent study found that

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over 10% of “residential treatment centers” do not provide schooling (AbtsAssociates, Inc., 2008).

There are an estimated 878 secondary DTRs in the United States(Gagnon et al., 2010). Within these schools, youth are often diagnosed witha mental disorder as per the Diagnostic and Statistical Manual of MentalDisorders: DSM-5 (2013). As Gagnon, Rockwell, and Scott (2008) noted,however, this diagnosis may or may not be accompanied by an educationaldisability classification. Still, secondary-age youth in these settings areabout nine times more likely to be classified with an educational disabilitythan peers in regular public schools, and over 90% of those students areclassified as emotionally disturbed (Gagnon, Van Loan, & Barber).Information on the academic characteristics of secondary youth in DTRs islimited to two national surveys of teachers in this setting. In a national sur-vey of teachers in secondary residential treatment schools, educatorsreported that many of their students had difficulty acquiring even the mostbasic information from text (Wilkerson, Gagnon, Melekoglu, & Cakiroglu,2012). In another national study of secondary DTRs, teachers reportedthat only one-third of students “functioned at or above grade level inmathematics” (Maccini, Gagnon, Mulcahy, & Wright, 2013, p. 56).

Juvenile Correctional Schools

JC’s can serve youth who are detained and/or committed. Gagnon et al.(2008) define these settings: “Juvenile correctional facilities for detainedyouth are often locked facilities that house youth awaiting adjudication(i.e., the process by which a judge may or may not find a youth delinquent)(Sickmund, 2003). Juvenile correctional facilities for committed youth aresecure care settings where youth are confined and educated after adjudica-tion” (p. 3).

Across the United States there are about 300 JC facilities that housecommitted youth or a combination of detained and committed youth; thisexcludes a number of settings that may not be secure or are community-based programs (e.g., wilderness camps, probation, parole). Informationon the academic and behavioral characteristics of incarcerated youth ismuch more comprehensive than either self-contained alternative schools orDTRs. However, much of the research reports data from studies in com-mitment facilities or combined detention and commitment facilities, as it israther difficult to conduct research in detention facilities, where youth maybe housed for as little as 24�72 hours. There are approximately three to

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four times more youth with disabilities in JCs than in regular public schools(Gagnon et al., 2009; Quinn, Rutherford, Leone, Osher, & Poirier, 2005).Incarcerated youth with disabilities are most likely to be classified withemotional disturbance (ED; 46.4%) or LD (38.6%) (Quinn et al.). In areview of the characteristics of incarcerated youth, Gagnon and Barber(2010) also noted that, compared to nonincarcerated peers, these youthare: (a) several years behind in reading and writing, (b) more likely to havedifficulties with basic mathematics skills, (c) more likely to have failed acourse, been retained, and have few academic credits, and (d) less likelyto graduate. Similar to youth in DTRs, educators reported that manyincarcerated youth do not have the reading skills to obtain basic informa-tion from written material (Wilkerson, Gagnon, Mason-Williams, & Lane,2012).

Regarding behavior-related issues, the aforementioned percentage ofincarcerated youth with ED is approximately six times the percentage inregular public schools. In addition to possessing an ED that significantlyaffects their education, more than 50% of incarcerated youth are diagnosedwith Conduct Disorder or Oppositional Defiant Disorder (Teplin, Abram,McClelland, Dulcan, & Mericle, 2002). “Conduct Disorder is characterizedby behavior that violates either the rights of others or major societalnorms” (American Psychiatric Association, 2013, p. 1). The DSM-5 identi-fies key behavioral patterns of youth with Oppositional Defiant Disorder,including an extended period of having an angry or irritable mood, beingargumentative or exhibiting defiant behavior, and vindictiveness. The com-bined academic, behavioral, and mental health needs of incarcerated youth,like those in DTRs and in self-contained alternative schools, are substantia-tion that EBPs are critical to their long-term success.

EVIDENCE-BASED PRACTICE VERSUS BESTAVAILABLE EVIDENCE

Implementation of evidence-based practice in AES is an important compo-nent of addressing the complicated academic and behavioral needs of youthin these settings. The importance of EBPs is noted in the literature(e.g., Gagnon & Barber, 2014), as well as in federal education and specialeducation regulations (Individuals with Disabilities Education ActRegulation (IDEA), 2006, Sec. 300.704(b)(4)(xi); NCLB, 2002; 20 USC6516, Sec. 1606(a)(1)). The support for EBPs in federal regulations is

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particularly relevant, given the high percentage of youth with and at-risk fordisabilities in AES. IDEA and NCLB share a common definition of EBPs:

(A) means research that involves the application of rigorous, systematic, and objective

procedures to obtain reliable and valid knowledge relevant to education activities and

programs; and

(B) includes research that —

(i) employs systematic, empirical methods that draw on observation or experiment;

(ii) involves rigorous data analyses that are adequate to test the stated hypotheses

and justify the general conclusions drawn;

(iii) relies on measurements or observational methods that provide reliable and valid

data across evaluators and observers, across multiple measurements and observa-

tions, and across studies by the same or different investigators;

(iv) is evaluated using experimental or quasi-experimental designs in which indivi-

duals, entities, programs, or activities are assigned to different conditions and with

appropriate controls to evaluate the effects of the condition of interest, with a pre-

ference for random-assignment experiments, or other designs to the extent that

those designs contain within-condition or across-condition controls;

(v) ensures that experimental studies are presented in sufficient detail and clarity to

allow for replication or, at a minimum, offer the opportunity to build systematically

on their findings; and

(vi) has been accepted by a peer-reviewed journal or approved by a panel of inde-

pendent experts through a comparably rigorous, objective, and scientific review.

(NCLB, 2002; 20 USC 7801 Sec. 9101(37)(B)(i-vi))

Despite the unequivocal value of implementing EBPs in AES, severalissues make the EBP paradigm difficult when considering instruction foryouth in these settings. Broadly, ongoing conversations about EBPs arenecessary to continually clarify terminology, definitions, review procedures,as well as criteria for the quantity of research needed, indicators ofmethodological quality, and implications of effect magnitude (Cook,Tankersley, & Landrum, 2009). Additionally, continued conversationconcerning the categorizing of EBPs is needed (Cook & Odom, 2013).Currently, the widely acknowledged categories of the What WorksClearinghouse (WWC) include a multitiered rating consisting of positiveeffects, potentially positive effects, no discernible effects, mixed effects,potentially negative effects, and negative effects (WWC, 2014).

As we have noted, a large percentage of youth in AES are classified withED or LD. However, researchers have acknowledged that a paucity ofexperimental research in the field of special education limits the ability toidentify EBPs for specific disability populations (Cook & Odom, 2013).The dearth of research is even more pronounced when we review studiesfocusing on academic interventions for secondary-aged youth with high

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incidence disabilities (Edmonds et al., 2009; Maccini, Mulcahy, & Wilson,2007; Mooney, Epstein, Reid, & Nelson, 2003; Mulcahy, Krezmien, &Maccini, 2014). Although it may be necessary to do so, there are limitations tothe generalizability of education research on instruction that excludes youthwith ED or LD, or does not disaggregate data by disability type.

Researchers have also voiced concern regarding how little is knownabout taking EBPs to scale, specifically within AES (Lipsey, Howell, Kelly,Chapman, & Carver, 2010). For example, no studies of mathematics inter-ventions have been conducted in JCs (Gagnon & Barber, 2014). At most, ahandful of studies have been conducted in any AES that investigate inter-ventions for reading, mathematics, or that address youth behavior. Assuch, we are left with a rather sparse literature base and many practitionerswho are looking for guidance. Perhaps the best that our field can currentlyoffer are practice recommendations based on the Best Available Evidence.The conundrum is that teachers in AES are faced each day with strugglingstudents and a need for guidance, yet the availability of EBP research is ser-iously limited. Consequently, we must acknowledge a couple of importantpoints. First, “the process of conducting educational research and accumu-lating knowledge from research is tentative and cumulative” (Cook et al.,2009, p. 366). Undoubtedly, there will be occasions where teachers willneed to make difficult instructional and student behavior-related decisionsthat, while practical and intuitively appealing, may ultimately not fit cri-teria as evidence-based. For example, researchers (Forness, 2001; Maag,2006) reported small and inconsistent effects for SST; yet some teachersstill commonly use SST to address student’s social and behavioral needs(Burns & Ysseldyke, 2009). Perhaps those teachers’ approach is consistentwith Cook and colleagues’ view that, in lieu of identified EBPs, we shouldrely on practices that have some evidence, are based on sound theory, andhave compelling evidence that the technique has proven effective for otherstudents who may have some of the same characteristics (Cook,Tankersley, Cook, & Landrum, 2008).

Second, we must acknowledge that no single EBP will work for all stu-dents and that no single EBP, in isolation, will be sufficient to address allyouths’ needs (Cook, Tankersley, & Harjusola-Webb, 2008). Any discus-sion of EBP should make clear that there is no “magic bullet” that willremediate student academic or behavioral difficulties. EBPs, and practicesoffering Best Available Evidence, ideally should be combined to addressstudents’ learning and behavioral problems and promote academic andsocial achievement to the greatest extent possible (Maccini, Strickland,Gagnon, & Malmgren, 2008).

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In the next sections, we provide a summary report of EBPs and BestAvailable Evidence for teaching mathematics, reading, and addressing thebehavior of secondary youth enrolled in AES. When no relevant informa-tion for an EBP can be found, we recommend that special educators applythe same principles used to identify EBPs (i.e., replication of findings,experimental research design, high-quality studies, large number of repre-sentative participants) to locate and implement practices exhibiting the BestAvailable Evidence (Puddy & Wilkins, 2011). The Council for ExceptionalChildren’s Interdivisional Research Group (2014) also acknowledges anecessary reliance on Best Available Evidence in the absence of EBPs. Inour current approach, we rely on literature reviews, meta-analysis, and theWWC (rather than primary sources) to identify EBPs and practices or pro-grams with Best Available Evidence. Our goal is to provide an overview,rather than a complete review of the research. Moreover, there areinstances where a literature review or meta-analysis did not contribute toour discussion of EBPs or Best Available Evidence and these were omitted(see, e.g., January, Casey, & Paulson, 2011; Mytton, DiGuiseppi, Gough,Taylor, & Logan, 2002). Even with the limitations in evidence, it remainsimportant to consider why there are current difficulties with translation ofwhat we do know or recommend into practice. Thus, in the final part ofthis chapter we turn our attention to implementation issues that plagueAES, and to providing recommendations for facilitating the translation ofresearch into practice.

INTERVENTIONS FOR MATHEMATICS, READING,

AND STUDENT BEHAVIOR IN AES

Available evidence indicates that secondary-age youth in AES often have sig-nificant difficulties with mathematics, reading, and behavior. Mathematicsknowledge and skills are necessary to be competitive in the 21st centuryworkplace and competency in mathematics “correlates powerfully withaccess to college, graduation from college, and earning in the top quartile ofincome from employment” (National Mathematics Advisory Panel, 2008,p. xii). Similarly, in the long-term, youth with better reading skills are morelikely to be employed full time, have stability in their employment, earn ahigh-school diploma, and avoid incarceration (Gagnon & Barber, 2014;Wilkerson, Gagnon, Mason-Williams, et al., 2012). Given the nature ofAES, it is not surprising that student behavior is also a major concern.Effectively addressing youth behavior is necessary to avoid the negative

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trajectory of these youth that often includes educational failure, arrest, incar-ceration and recidivism, and unemployment (Gagnon & Barber, 2010;Gagnon & Richards, 2008). We now consider what is known about EBPsand Best Available Evidence in these three important areas.

Evidence for Mathematics Interventions

We begin our review of effective mathematics instruction by consideringEBPs for the broad category of secondary students, as opposed to thosestudents with specific disabilities. In a recent meta-analysis of secondarymathematics instruction, Slavin, Lake, and Groff (2009) reported positiveeffects for two cooperative learning strategies: (a) the Student Teams-Achievement Divisions (STAD), which combines cooperative learning withinterdependent reinforcement based on weekly quizzes; and (b) theIMPROVE approach that blends cooperative learning, metacognitive andindividualized instruction, and mastery learning. Outcomes for disadvan-taged and nondisadvantaged youth did not differ significantly in themeta-analysis as a whole, but there was no evaluation of results for strug-gling students or students with disabilities. Two other results from themeta-analysis were also particularly interesting. First, Slavin et al. foundinsignificant effects for curriculum/textbooks. This finding is somewhatinconsistent with information noted by the WWC, in that the I CAN LearnPre-Algebra and Algebra curriculum did show medium to large effects formathematics achievement (WWC, 2009). However, no other curriculumshowed similar effects. The limitations in the number of studies, number ofstudies that used group design, and predominant emphasis on basic mathe-matic skills (in contrast to problem solving or higher order mathematicsskills), makes any assertion that there are EBPs tentative.

Next, we look more closely at research on mathematics instructionspecifically for youth with ED and LD, groups that are known to beoverrepresented in AES. In a meta-analysis of mathematics interventionsfor students with ED covering 1976�2006, researchers reported just foursingle-subject studies at the secondary level (Templeton, Neel, & Blood,2008). In another literature review (1985�2005), Hodge and colleaguesreported six studies, which included middle or high schools students withED (Hodge, Riccomini, Buford, & Herbst, 2006); three additional studieshave been conducted since 2008 (Mulcahy et al., 2014). Again, it is difficultto contend that any practice is an EBP.

Mathematics research on secondary students with LD is fraught withsimilar problems, although somewhat more research is available. In a

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review of research that spanned 1988�1995, Maccini and Hughes (1997)identified 20 secondary mathematics interventions for youth classified asLD. In a follow-up review, 23 additional studies were conducted between1995 and 2006 (Maccini et al., 2007). Results should be interpreted cau-tiously, as the number of studies and number of participants within the stu-dies make it difficult to assert that the interventions meet the standard ofEBP. Nonetheless, in keeping with the view that teachers need instructionalapproaches with the Best Available Evidence, we can recommend graduatedinstructional approaches (i.e., progressive instruction from concrete torepresentational to abstract) and contextualized video instruction (althoughthe specific use of videodiscs is an outdated technology and can bereplaced). Other instructional approaches resulted in significant effects, butin these cases only a single study was conducted. Still, the following arealso recommended consistently by experts in the field and are tentativelyrecommended for instructing secondary youth with LD: (a) (mnemonic)strategy instruction; (b) schema-based instruction; (c) peer-mediated instruc-tion; (d) explicit instruction; and (e) instructional adaptations (e.g., separatingconfusing concepts or terms, incorporating structured worksheets and cuecards, use of examples and nonexamples, graphing student progress;Gagnon & Maccini, 2007; Maccini & Gagnon, 2002, 2006, 2012).

The amount of mathematics research conducted specifically in AES israther disconcerting. Over a 40-year time span, only four studies have beenconducted which focused on secondary mathematics interventions in thera-peutic DTRs (Mulcahy & Krezmien, 2014). No such studies were con-ducted in JC and no known studies were conducted in alternative schools(Gagnon & Barber, 2014). However, it is unclear if a study of incarceratedyouth by Salend and Washin (1988) met the criterion of secure care. Giventhe nonexistence of research conducted in AES, researchers have relied pre-dominantly on research with secondary students with LD to make recom-mendations specific to AES mathematics instruction (Gagnon & Barber,2014; Gagnon & Bottge, 2006; Maccini, Gagnon, Cutting, & Leone, 2006;Maccini et al., 2008, 2013).

Evidence for Reading Interventions

A discussion of evidence-based reading interventions for adolescents mustbegin with the observation that the WWC identifies no reading interventionas an EBP having positive effects. Although we do not focus on those inter-ventions identified as potentially positive by the WWC, the following are

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worthy of mention as they were identified as potentially positive and alsomet the level of available evidence that is considered medium to large: Read180, Cooperative Integrated Reading and Composition, Project CRISS,SuccessMaker, Fast ForWord, and student team reading and writing. Noneof these interventions were recognized as potentially positive specifically forsecondary students with LD or ED.

Our review of Best Available Evidence, then, is based on several reviewsand meta-analyses (Berkely, Scruggs, & Mastropieri, 2010; Burke, Boon,Hatton, & Bowman-Perrott, 2014; Edmonds et al., 2009; Gagnon & Barber,2014; Gaijiria, Jitendra, Sood, & Sacks, 2007; Garwood, Brunsting, & Fox,2014; Kim, Vaughn, Wanzek, & Wei, 2004; Ryan, Reid, & Epstein, 2004;Scammacca et al., 2007; Slavin Cheung, Groff, & Lake, 2008; Swanson,1999). The variability of evidence within and across the resources makes itdifficult to definitively assert that any of the interventions are evidence-based. Given what is known, however, several approaches could be consid-ered as Best Available Evidence.

In a literature review covering 33 secondary reading studies from 1970through 2008, Slavin and colleagues noted generally positive effects forinterventions that included cooperative learning interdependent with rein-forcement based on mastery of reading skills (Slavin et al., 2008). Theresearchers also reported positive effects for strategy instruction and inter-ventions that combine large and small grouping, computer-assisted instruc-tion, and comprehensive professional development (PD). Key findingsshould be tempered by the fact that few studies existed for any givenintervention.

There are a number of literature reviews and meta-analyses concerningyouth with LD and in contrast, a dearth of information on youth with ED.Six reviews for youth with LD included a focus on interventions thataddressed student comprehension. However, many of the reviews and ana-lyses included elementary and secondary students and data were not alwaysdisaggregated for secondary youth. For example, the seminal review bySwanson (1999) identified the positive effects of strategy instruction and directinstruction on the reading comprehension of youth with LD, but data werenot disaggregated by grade. Similarly, Edmonds et al. (2009) conducted areview of research on secondary students with reading difficulties for the years1994�2004. A total of 29 studies were included. Sixteen studies included stu-dents with LD (vs. “reading difficulties”) and one study also included youthwith ED; no information was provided on study settings. A meta-analysiswas conducted on the 13 studies that focused on reading comprehension, andresearchers noted positive effects on reading comprehension when students

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were taught reading comprehension practices including, “modeling andthinking aloud how to self-question and reflect during and after readingand engaging students to become actively involved in monitoring theirunderstanding and processing text” (Edmonds et al., p. 293). Results wereeven more pronounced for youth classified with LD.

In the first of the other four reviews concentrating on students with LD,Berkely et al. (2010) identified 40 studies (1995�2006) that focused on read-ing comprehension for students with LD. Of these, 24 were conducted atthe secondary level (i.e., 18 middle school, 6 high school). The researchersnoted the effectiveness of a variety of comprehension strategies, includingvarious methods of promoting student attention and thinking systemati-cally about text. Structured cognitive strategies were also noted as effective.Gaijiria et al. (2007) reviewed 29 studies (1978�2005), with 76% of studiesconducted at the secondary level. Salient results include support for: (a)text enhancements; (b) systematic instruction in cognitive strategies; and (c)direct instruction and reciprocal teaching to teach reading strategies to stu-dents. The large effects, specifically for middle- and high-school students,are noteworthy. Kim et al. (2004) conducted a review of the effects of gra-phic organizers on reading comprehension for students classified as LD.However, progress of students commonly fell below the 80% level (often con-sidered the minimum for “mastery”) and student gains did not transfer. Assuch, the data indicate the need for caution when considering the efficacy ofgraphic organizers on student comprehension. In the fourth review of interest,Scammacca et al. (2007) conducted a meta-analysis on 31 group designstudies of secondary youth with LD (grades 4�12) between 1980 and 2006.Due to the importance of comprehension, the researchers also conducted aseparate meta-analysis on 23 studies that included a reading comprehensionoutcome. One significant finding was that “teaching comprehension strategiesto older students with reading difficulties is associated with an overall effectequivalent to a gain of about one standard deviation” (Scammacca et al.,2007, p. 12). Also, students benefitted from direct approaches to teachingvocabulary, although the effect on comprehension remains unclear.

Concerning youth with ED, two reviews of research are applicable.Burke et al. (2014) recently identified 11 single-case research studies in theirreview. As with reviews focusing on students with ED in mathematics, con-clusions are tentative, given the small number of studies and the variedfocus of interventions. Two studies showed improved outcomes for a modi-fied version of direct instruction and single studies indicated positive effectsfor repeated readings and student-generated graphic organizers. However,in contrast to the Burke et al. review, the WWC (2014) identified repeated

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readings as having only potentially positive effects for reading comprehen-sion for students with LD and no assertions are made for studentswith ED.

A third review focusing on youth with ED examined studies publishedbetween 2004 and 2012 and targeted reading comprehension or fluency out-comes for secondary students with ED in nongeneral education classroomsettings (Garwood et al., 2014). Conclusions from the review of nine studiesare difficult due to the number and quality of the studies. Additional con-cerns exist that studies conducted in JCs were within the review parameters,but were omitted.

From a setting-specific, rather than disability perspective, our examina-tion of literature reviews and meta-analyses did not uncover any secondaryreading intervention within alternative schools, with only one single-subjectdesign study in a therapeutic day treatment school (see Berkely et al., 2010)and eight studies conducted in JC schools (see Gagnon & Barber, 2014). Ina recent article, Gagnon and Barber (2014) summarized the outcomes ofthe eight reading studies conducted in JC schools. Overall, in JC schoolsthere was a primary emphasis on use of Corrective Reading. Generally,there were some gains from using a direct instruction approach on studentreading rate, fluency, and accuracy of oral reading, with limited evidenceof improvement in comprehension. However, methodological limitationsand the limited number of studies make it impossible to even makeBest Available Evidence assertions concerning setting-specific readinginstruction.

The ultimate goal of reading instruction at the secondary level is com-prehension or “gaining meaning from text” (Edmonds et al., 2009,p. 263). As such, it is encouraging that interventions do have a positiveeffect on reading comprehension of adolescents, and most notably, foryouth with LD. However, as we have discussed, the serious limitations ofthe research base prohibit specific conclusions or recommendations foryouth within AES.

Evidence for Interventions Addressing Student Behavior

Interventions that address secondary youth behavior are a rather broadcategory in which a number of outcomes are measured including recidi-vism, externalizing behaviors, aggression, violence, disruption, and bully-ing. When first considering the general education research, we look to arecent meta-analysis by Wilson and Lipsey (2007) in which the researchers

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analyzed interventions focused on reducing student aggression anddisruptive behaviors. The researchers reviewed 249 experimental and quasi-experimental studies conducted in a variety of school settings that includedmiddle and high-school students. However, data on middle and high schoolstudents were not disaggregated. The researchers reported that the mosteffective approaches to reducing aggression and disruption were universalprograms (i.e., all the students in a classroom or school participate inan intervention) and selected/indicated programs (i.e., interventions forindividual youth at-risk or with problem behaviors). However, as manyprograms used cognitive interventions, it is difficult to identify the extent towhich positive effects were the result of the format or treatment modality(Wilson & Lipsey), and the researchers noted generally similar resultsacross treatment modalities (e.g., behavioral, cognitive, social skills).

The results obtained by Wilson and Lipsey (2007) are consistent withother sources of information. For example, Hahn et al. (2007) also focusedon universal interventions to identify the effects on student violence andaggression in reviewed studies published before December of 2004. Of the53 studies reviewed, 30 included middle-school students and four includedhigh-school students. Again, information was not reported or disaggre-gated for youth with disabilities, and similar to Wilson and Lipsey, Hahnand colleagues did not disaggregate results according to AES so it is notpossible to make specific conclusions based on school setting. Hahn et al.noted, however, that, “All school program intervention strategies (e.g.,informational, cognitive/affective, and social skills building) were asso-ciated with a reduction in violent behavior” (p. 122).

Another universal intervention for youth behavior is school-wide posi-tive behavior support (SWPBS) and a recent meta-analysis evaluated itseffectiveness (Solomon, Klein, Hintze, Cressey, & Peller, 2012). Howeveronly 6 of the 20 studies reviewed were conducted at the middle- or high-school level, and no information was provided on effects for youth withED or LD. Results indicate generally moderate effects, and thus there isguarded optimism toward the use of SWPBS at the secondary level.

Additionally, Vreeman and Carroll (2007) reviewed research (1966�2004) on school-based interventions designed to prevent bullying. Twenty-six studies were included and the researchers categorized them into thefollowing categories: 10 for curriculum, 10 for school-wide interventions,4 for SST, and 1 study each for mentoring and social work support.Sixteen studies included secondary students, but no results were reportedfor youth with disabilities. The important conclusion was that reductions inbullying were reported for seven of ten school-wide interventions, whereas

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only four of ten curriculum-based interventions resulted in reducedbullying.

Durlak and colleagues also completed a meta-analysis of 213 school-based universal interventions (prior to 2008) designed to enhance studentsocial and emotional learning (SEL; Durlak, Weissberg, Dymnicki,Taylor, & Schellinger, 2011). The researchers defined SEL as “the processof acquiring core competencies to recognize and manage emotions, set andachieve positive goals, appreciate the perspectives of others, establish andmaintain positive relationships, make responsible decisions, and handleinterpersonal situations constructively” (Durlack et al., 2011, p. 406).Ninety-three of the studies focused on middle- or high-school students. Nosignificant differences in effects were noted based on student age. There isno mention, however, of students with disabilities. Positive effects of SELwere noted concerning academic achievement social and emotional skills,student attitudes, behavior, and academic achievement (Durlak et al., 2011).

With regard to class-wide interventions, Little, Akin-Little, and O’Neill(2014) conducted a meta-analysis on group contingency interventions span-ning 1980�2010. The researchers identified 50 studies, of which 10 studiesfocused on secondary students (and one with incarcerated youth with intel-lectual disabilities). While the authors concluded that (primarily interde-pendent) group contingency interventions were effective for addressingyouth behavior and promoting academic achievement, our conclusions aremuch more tentative in light of the few studies that addressed secondary youthand the lack of discussion specifically focused on students with disabilities.

The data on interventions for student behavior that are specific to sec-ondary youth with ED or LD, or to AES is less robust. One interventionwas noted by WWC for effectiveness with youth with ED. The CopingPower cognitive-behavioral intervention (CBI) positively affected earlymiddle school (i.e., fifth grade) student behavior (WWC, 2011). In a recentmeta-analysis of effective interventions (1958�2002) for juvenile offenders,Lipsey (2009) noted the largest mean effect sizes for the CBI. Lipsey doesrefer to the intervention as cognitive behavior therapy, however, and ques-tions remain concerning how many interventions were school-based andconducted by educators. In a review (1990�2003) of 16 studies focusing onCBI for secondary youth with disabilities, Cobb, Sample, Alwell, andJohns (2005) also reported the efficacy of CBI for secondary youth withdisabilities in terms of reducing youth dropping out of school. Two studieswere conducted in therapeutic residential schools and one study in a JCschool. Researchers concluded that CBI effectively reduces dropping outacross disability and for both younger and older adolescents. However, due

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to some methodological limitations and the number of studies, cautionshould be exercised when considering the effects on youth with specificdisabilities and ages. Lastly, Pearson, Lipton, Cleland, and Yee (2002)made tentative conclusions from their review. The researchers reviewed69 studies from 1968 to 1996 and focused on the effectiveness of behavioraland cognitive-behavioral interventions for 548 study samples. Results weresomewhat limited, however, as the study selection and analysis was muchbroader than is pertinent to our current discussion (i.e., Pearson and collea-gues included several program types, including prisons, jails, probation,and parole). Also, youth and adults were included and no results weredisaggregated for youth or by type of program. The important result toconsider is that CBI was effective in reducing recidivism, but positiveeffects for behavioral programs could not be confirmed.

IMPLEMENTATION CHALLENGES IN ALTERNATIVE

EDUCATION SETTINGS

Identification of effective instructional practices in AES, or those used incontexts with similar restrictions or with similar student populations canprovide an initial understanding of the status of core academic and beha-vioral interventions, and shed light on the gap between recommendationsand practices, as well as potential PD needs (Cook et al., 2008). A difficultyin the adoption and use of EBPs, however, has been the imbalance betweendetermining which programs or interventions have strong research support,and how practitioners should consider this information with other con-straints outside the scope of evidence-based practice (Spencer, Detrich, &Slocum, 2012). That is, decision-making processes in which empiricalevidence is reviewed should also account for the various factors affectingthe implementation of selected practices (see Fixsen, Blase, Horner, &Sugai, 2009; Odom, 2009). For example, Durlak and DuPre (2008) notedfive domains that affect the ability of schools and other service agencies tosuccessfully enact EBPs: (a) community-level factors such as politicalclimate, funding, and policy; (b) provider characteristics; (c) nature of theintervention; (d) organizational capacity; and (e) training and technicalassistance (TA). These factors also impact the diffusion and implementationof effective interventions in AES. In this section, we highlight some importantways in which factors in these domains are related to characteristics of AES,

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and influence the implementation of instructional and behavioral practices inthese settings.

Community-Level Factors

Teachers’ implementation of EBPs does not occur within a vacuum, butrather is affected by broader contextual factors that may support or inhibittheir efforts. School reforms and initiatives that occur within a shiftinglandscape of sociopolitical priorities and policies at the district, state, andfederal levels (e.g., Safe and Drug Free Schools Act, No Child Left BehindAct) play a role in the selection, adoption, and implementation of academicand behavioral practices (Coburn, 2003). Additionally, local policies andpriorities define the conditions under which AES schools are governedthrough the assignment of principals, allocation of resources, and the typesof in-service training provided to teachers, as well as the translation of dis-trict policies into curricula selection, reform initiatives, and accountabilitymechanisms.

As discussed earlier in this chapter, despite “top down” influences vialegislated reform efforts and initiatives, it is often the case that state andlocal education authorities provide little actual guidance for quality programcomponents in AES (Gagnon, 2010; Gregg, 1998). Moreover, the lack offederal and local coordination and oversight of AES by any single agency,whose primary responsibility is to oversee schools responsible for alternativeeducation, contributes to a situation in which legislated protections affordedto students with and without disabilities are frequently misunderstood andmisapplied (Leone & Meisel, 1997; Martin & Brand, 2006). In separatealternative schools, for example, only 40% of schools and programs for at-risk students are administered by the State Education Agency (SEA) orLocal Education Agency (LEA), with a majority governed by regionalcooperatives, contracted private entities, or partner postsecondary institu-tions (Carver et al., 2010). In JCs, LEAs are commonly cited as the agencyresponsible for delivery of educational services, although administrativestructures are often fractionated across juvenile justice agencies, state educa-tion agencies (SEAs), special juvenile justice school districts, correctionaleducation agencies, and combined juvenile justice and adult correctionsagencies (Wolford, 2000). The variation in governance structure results inconfusion regarding organizational purpose and program implementationstrategies (Lehr, 2004; Leone & Drakeford, 1999). Lehr, Lanners, andLange (2003) found for instance, that 28 states had policies requiring that

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students in alternative programs complete state graduation requirements,12 states had policies indicating that social services must or should beprovided to students in alternative programs, 10 states had policies requiringwork or service-learning in alternative programs, and 9 states required anindividualized plan for students in alternative programs.

Funding sources for programs in AES are also highly variable (Aron,2006). A review of state-level legislation on alternative education (Lehret al., 2003) identified 32 states as having some policy or legal languageaddressing alternative education funding, ranging from very general lan-guage to detailed funding plans. As the National Governor’s AssociationCenter for Best Practices observed in 2001: “Most alternative educationprograms’ budgets are based on a variety of unreliable funding sources,such as grants, charitable contributions, and fees for service. Somealternative education programs may also receive state and local educationfunds � although these funds are often less than the per-pupil funding thattraditional schools receive” (p. 6�7). Similarly, in JC schools, multiplesources of funds are utilized to support the delivery of educational servicesto youth. Wolford (2000) reported considerable variation across states inthe amount of funds allocated to serve students in JC, and further notedthat, for 30% of surveyed states, the per-pupil cost of educating incarcer-ated youth was unknown.

A lack of administrative coordination also leads to: (a) isolation ofAES from education reform practices and public schools, (b) inadequatetransition and aftercare services, and (c) lack of collaboration (Leone &Drakeford, 1999). As an example, poor coordination of schools andgoverning agencies commonly results in delay or refusal to transfer aca-demic records, and consequently, “students remain out of school forextended periods of time or may even be placed in inappropriate pro-grams that fail to meet their academic needs, and can prevent youthfrom receiving credit they received” (Gary, 2014, p. 242). Moreover, asnoted earlier, fewer students in AES participate in state assessmentsthan public school students and most principals reported no statemechanism for holding their school accountable (Gagnon et al., 2010,2011). Without coordinated oversight, financial commitment, andaccountability to ensure and track student progress, educational servicesin AES may not be prioritized and can lack the necessary rigorto address students’ needs. These systemic and cross-system problemscan greatly inhibit programmatic support for and teacher ability toeffectively implement EBP.

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Provider Characteristics

Even under ideal conditions, with district and school support and guidancefor implementing EBPs, there remains substantial variability in terms ofimplementation quality and quantity of research-based programs deliveredat the classroom level (Domitrovich et al., 2008). This variability is due, inpart, to the attitudes of instructional staff toward innovation or change, aswell as their self-efficacy and skill proficiency with a given education prac-tice. Because attitudes toward innovation can be a precursor to the decisionof whether or not to try a new practice, a major barrier to adoption andimplementation of EBPs is the mistrust teachers have of educationalresearch (Boardman, Arguelles, Vaughn, Hughes, & Klingner, 2005;Nelson, Leffler, & Hansen, 2009). A meta-analysis of 29 studies thatincluded over 4,000 practitioners found belief appraisals related to theintent to use and adoption of different kinds of EBPs in early childhood(Trivette, Dunst, Hamby, & Meter, 2013). In AES schools, educators mayalso mistrust educational research that has not been tested with the typesof students they teach and in the setting in which they work. This mistrustcan manifest as unwillingness to engage in practices (Cook et al., 2008).Moreover, teacher and administrator mistrust also affects their willingnessto collaboratively engage with researchers. This wariness often results inrestrictions for researchers with regard to data collection or even refusal ofentry into a facility and access to teachers and students. As such, validatingpractices for the AES setting is extremely difficult and little research is com-pleted in these settings (Blake, 2004; Drakeford, 2002; Mulcahy, Krezmien,Leone, Houchins, & Baltodano, 2008).

Teachers’ beliefs about their teaching efficacy also strongly influencetheir initial interest in implementing EBP (Berman, McLaughlin, Bass,Pauly, & Zellman, 1977; Guskey, 1988; Protheroe, 2008; Stein & Wang,1988). Teachers’ sense of efficacy, or their self-judgment of their capabilityto affect student performance has been associated with their instructionalbehavior (Allinder, 1994), persistence in a teaching situation (Gibson &Dembo, 1984), enthusiasm (Allinder, 1994; Guskey, 1988), and commit-ment to teaching (Coladarci, 1992). Moreover, teachers with a strong senseof efficacy appear more open to new ideas and willing to experiment withnew methods (Berman et al., 1977; Guskey, 1988; Jackson, 2002; Stein &Wang, 1988). For example, in a seminal study of federally funded programsintroducing innovative practices in schools, teachers’ efficacy beliefs werepositively associated with the percentage of project goals achieved, theamount of teacher change, and the sustained use of project materials and

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methods (Berman et al., 1977). Conversely, researchers have shown thatteachers with low self-efficacy continue to rely on ineffective practices andare prone to refer students to special education when outcome expectationsfor practices are not met (Goodman & Webb, 2006; Podell & Soodak,1993). Given these empirical links, it is important to recognize the role ofteachers’ self-efficacy when requesting that they invest effort in programimplementation, and understand that positive perceptions of efficacy aremore likely to lead to successful experiences with the implementation ofEBPs.

Intervention Characteristics

Success in implementation of EBPs is predicated on perceptions that usingempirically validated practices in schools is a wise investment of time andresources (Weissberg, Kumpfer, & Seligman, 2003). Teacher’s judgments ofthe importance of an education practice and the intended outcomes or ben-efits (e.g., “This is a practice I should be using with the students withwhom I work”), as well as acceptability of the practice and outcomes(e.g., “This practice would be worth my time and effort”) play a majorrole in establishing social validity for, and consequently the use of EBPs(Foster & Mash, 1999). In education settings including AES, program- orpractice-specific variables seem to affect teachers’ judgments of importanceand acceptability, including: (a) the severity of the student target problembeing addressed; (b) the type of intervention; and (c) the amount of timerequired to implement the intervention procedures (Han & Weiss, 2005).

As previously mentioned, a large proportion of students in AES demon-strate high-intensity academic and behavioral needs requiring specialeducation services. Additionally, despite histories of school failure andcharacteristics that might be associated with disabling conditions, manyyouth in AES remain unidentified or have never been referred for a specialeducation evaluation (Carver et al., 2010; Foley & Pang, 2006; Leone,Meisel, & Drakeford, 2002). The high concentration of students requiringmore intensive instruction and supports has consequences for how and howwell educators should expect instructional practices to function in AES,particularly when resources for staff, training, instructional materials,implementation supports are limited. As Scott and Cooper (2013) noted,effective interventions in AES “share common features with tier III inter-ventions in all other [educational] settings, albeit with necessarily moreintensity” (p. 104). That is, the severity of student academic and behavioral

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difficulties encountered in AES should be met with appropriately intensiveintervention strategies and supports. The issue of delivering high-intensityinstructional and behavioral supports to a majority of students in AESentails related considerations regarding group size, time for intervention,frequency of instructional sessions, and proportion and nature of interven-tion foci. Thus, addressing high concentrations of high-intensity needsmay require first addressing issues of staffing and resource allocation,and PD.

In addition to considerations regarding intervention intensity, the effec-tiveness of education practices in AES may also be diminished or under-mined by the aggregation of high-risk youth, such as when practicesinvolve academic tracking, retention, and relegation to restrictive settings.Grouping students in classrooms containing high numbers of students withpoor academic skills and/or behavior problems can effectively establish apeer contagion, in which the problematic learning and behavioral patternsof students in a classroom promote these attributes among individual stu-dents and potentiate iatrogenic intervention effects (Dishion, McCord, &Poulin, 1999; Reid, Patterson, & Snyder, 2002). For example, in a study byBarth, Dunlap, Dane, Lochman, and Wells (2004), classrooms containinglarger numbers of students with academic and behavioral problems resultedin higher levels of aggression, lower quality peer interactions, and decreasedacademic focus over a two-year period. Similarly, lower social competenceratings and negative effects on peer preference have been observed for stu-dents placed in classrooms accepting of student’s aggressive acts (Aber,Jones, Brown, Chaudry, & Samples, 1998; Stormshak et al., 1999).

Peer contagion effects are of particular concern in AES, where students’social and behavioral difficulties may be met with increased social reinforce-ment of delinquent acts. As compared to students in traditional schools,researchers have noted potentially negative effects on delinquent behaviorover time for students in AES (Cox, 1999; Reinke & Walker, 2006). Althoughunderstudies, some researchers have even hypothesized that youth educatedin JCs may learn criminal behavior from other delinquent juveniles, and thattheir schooling in these settings may perpetuate their delinquent behavior(Budeiri, 1999; Myner, Santman, Cappelletty, & Perlmutter, 1998).

Educators in AES are also concerned with the amount of time requiredto implement EBPs (e.g., Houchins, Puckett-Patterson, Crosby, Shippen, &Jolivette, 2009). A common issue in AES, and specifically within interimalternative settings, is that students experience a disrupted education punc-tuated by movement between schools (Booker & Mitchell, 2011;Rumberger, Larson, Ream, & Palardy, 1999). Researchers have found that

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the characteristics of students who change schools tend to differ from thosewho do not, and that student mobility can have a negative effect on studentlearning (Herbers, Reynolds, & Chen, 2013; Raudenbush, Marshall, & Art,2011), as well as increase the likelihood of misbehavior, delinquency, andschool dropout (Gasper, DeLuca, & Estacion, 2010). Moreover, highlymobile students are roughly twice as likely to have reported delays ingrowth or development, to have a learning disorder, to have repeated agrade, or to have recurring behavioral problems (Gasper et al., 2010;Rumberger & Larson, 1998).

For students in AES, mobility issues are particularly salient, as theseschools often operate with a prescribed length of stay commensurate with atreatment program or confinement period. Indeed, AES students’ length ofstay is highly variable, from as little as 24 hours in interim settings to anaverage of 9 months to a year in JCs (Gagnon et al., 2009). As a result, tea-chers in AES encounter difficulty in matching needed services to individualstudents in a timely fashion, and in achieving sufficient treatment dosagewithin the parameters of a students’ stay (Houchins et al., 2009).Unfortunately, literature addressing the relationship between length oftreatment, common adaptations in AES, and youth education outcomes israre. This is likely because issues with length of treatment, and disruptionsto instructional practices due to student mobility contribute to poor esti-mates of treatment effectiveness (Bloom, 2005).

Organizational Capacity

Organizational contexts for educational services in AES vary in regard tothe quality of leadership and supervision, organizational norms and expec-tations, organizational climate, and climate for implementation (Aarons,Hurlburt, & Horwitz, 2011), each of which can affect implementation ofEBPs. Knowledgeable and supportive school leadership can be instrumen-tal in making EBPs a priority within an AES school, as reflected in thetime, resources, incentives, and training allocated for the program, as wellas the expectation of accountability. In the dissemination of empiricallyvalidated programs, both principal support and a high degree of teacherimplementation quality appear to be necessary to produce intervention effects(Kam, Greenberg, & Walls, 2003). When principals are made aware of theimportance of their support for implementation, and the need to encourageand monitor implementation, teachers’ implementation quality has beenfound to correspondingly increase (Rohrbach, Graham, & Hansen, 1993).

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Thus, principal support, whether measured in instrumental support orthrough affective stance, is an important factor in teachers’ implementationof EBPs.

Studies have also linked positive school climate with student achieve-ment and behavioral adjustment (Bryk & Schneider, 2002). School cli-mate is reflected by the staff’s perceptions of their relationships or of theworkplace environment, as well as by characteristics of the student body(Hoagwood & Johnson, 2003; Owens, 2004). Staff reports of schools’overall organizational health have been linked with greater efficacy,commitment, and job satisfaction, as well as with positive outcomes forstudents (Hoy, Hannum, & Tschannen-Moran, 1998). Constructs such asopenness in communication, orientation to change (Kallestad & Olweus,2003), and an open and supportive environment (Parcel et al., 2003) havebeen positively related to measures of implementation quality. In con-trast, poor staff morale, a sense of resignation, and a history of failedintervention attempts have been associated with difficulty in imple-menting and sustaining innovations (Gottfredson & Gottfredson, 2002).Although the organizational context of schools is considered highly rele-vant, little is known about the underlying mechanisms linking climate orhealth to AES schools’ successful implementation of EBPs. AES schoolsthat are organizationally healthy and provide a positive, supportive, andsafe environment for staff may contribute to staff members’ efficacy andwillingness to commit to interventions (Bradshaw, Koth, Bevans,Ialongo, & Leaf, 2008). Similarly, the staff’s collective self-efficacy, orthe perception that the faculty’s efforts as a whole has been positivelyassociated with student achievement (Goddard & Goddard, 2001) andmay play an important role in AES schools’ responses to the call forimplementing EBPs.

Training and Technical Assistance

The importance of high-quality training and PD to ensure initial profi-ciency and continued fidelity of implementation of EBPs is well recognized.PD and TA are vital to maintain teacher enthusiasm and commitment, pro-vide assistance with additional skill development, and promote on-site pro-blem solving (Durlak & DuPre, 2008). For teachers in AES, who arecommonly tasked with adapting instructional practices based on studentacademic and behavioral characteristics (Houchins et al., 2009; Spragueet al., 2013), the availability of high-quality PD and TA may play a major

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role in the extent to which they are able to implement EBPs with fidelity(Dane & Schneider, 1998; Rohrbach et al., 1993).

Despite the importance of providing high-quality training, several barriersexist related to its provision within AES. For example, there are common dif-ficulties with financial resources that could affect the quality, frequency, andduration of training, as well as obtaining necessary training-related academicmaterials for teachers and students (Gagnon & Mayer, 2004). Additionally,there may be insufficient time allocated for PD (Rozalski & Engel, 2005). Thelack of resources may also affect the ability of an AES school to procure andschedule needed TA support (Lehr et al., 2009). A lack of support at the pro-gram, local education agency (LEA), and state levels is another major barrierto developing, implementing, and sustaining PD activities and subsequentimplementation plans. There is some evidence that teachers in alternativeschools felt relatively positive toward the support from their principals(Quinn & Poirier, 2006). However, across AES settings, teachers remain rela-tively isolated and reported little oversight, particularly by the LEA and StateEducation Agency (SEA) (Gagnon, 2010).

The development of a shared vision is necessary to appropriately targetand implement PD and TA (Durlak & DuPre, 2008). However, thedevelopment of this vision is negatively impacted by a lack of a sharedbackground and philosophy across disciplines, lack of cross-discipline PD,and frequent teacher and staff turnover. While researchers (Gagnon,Houchins, & Murphy, 2012) have acknowledged the importance of cross-discipline PD, this approach remains essentially unrealized within AES(Houchins, Shippen, & Murphy, 2012). Difficulties associated with cross-discipline PD and collaboration are most evident in JCs. For example, inJCs, teachers commonly hold a university degree, while most correctionalofficers possess only a high-school diploma (Stinchcomb, 2002). Moreover,noneducation staff rarely have training concerning youth disabilities andstrategies for working with them (Kvarfordt, Purcell, & Shannon, 2005).The lack of training and support provided to noneducational staff is parti-cularly relevant given the high percentage of incarcerated youth withdisabilities (Quinn et al., 2005). The differences in education and trainingare coupled with major philosophical differences wherein correctionalofficers typically respond to student misbehavior in a punitive manner thatexcludes youth from the learning environment (Barton & Butts, 2008;Nelson, Jolivette, Leone, & Mathur, 2010); whereas teachers, by training,may prefer a more proactive approach that focuses on promoting and rein-forcing positive student behavior (Gagnon & Barber, 2010). These diver-gent approaches and levels of training make it difficult to provide PD and

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TA which brings the professionals together, validates their expertise, andstill maintains an appropriate emphasis on EBPs. When gaps in philosophi-cal approaches are bridged, these connections may be short-lived due to therapid turnover of teachers and correctional officers (Matz, Wells, Minor, &Angel, 2013; Wilkerson, Gagnon, Mason-Williams, et al., 2012).

RECOMMENDATIONS FOR IMPLEMENTING

PRACTICES WITH BEST AVAILABLE EVIDENCEIN AES

As we have noted above, a difficulty in translating limited research findingsto everyday practice continues to hamper the provision of an appropriateand high-quality education to all youth in AES. The research-to-practicegap is due also in part to the fact that, “as EBPs in education began to beidentified, relatively little attention was given to how to implement them,perhaps under the assumption that school personnel would eagerly andreadily apply identified EBPs” (Cook & Odom, 2013, p. 138). This is espe-cially true of educators working in AES, as they are often insulated fromthe reform efforts, change initiatives, and PD opportunities in which tradi-tional schools are involved (Aron, 2006; Ashcroft, 1999). Moreover,although EBPs represent the atypical conditions of AES limit the transfer-ability of knowledge regarding how such practices produce their effects,and there exists an ongoing tension between adapting interventions tosettings and students, and maintaining treatment integrity. Given thecaveats and complications surrounding implementation of EBPs and prac-tices reflecting Best Available Evidence specifically within AES, we makethree general but important recommendations to guide the facilitation ofresearch into practice in AES, including: (a) improving the communicationof research findings, (b) developing organizational structures that supportimplementation, and (c) prioritizing understanding of core interventioncomponents and acceptable adaptations to account for the local AEScontext.

Recommendation 1: Improve Communication of Research

Despite substantial effects for EBPs in controlled trials, a major challengehas been to spread awareness of this evidence more broadly to practitioners.

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The various factors that influence diffusion, or the spread of innovation,are on a continuum between “pure diffusion” that occurs spontaneouslythrough decentralized and informal efforts, and “active dissemination” thatoccurs purposefully through centralized and formal efforts (Rogers, 2003).National practice catalogues such as What Works Clearinghouse,SAMHSA’s Treatment Locator, Blueprints for Violence Prevention,OJJDP’s Model Programs Guide, Promising Practice Network, and othersare examples of active dissemination efforts, and encompass both centrallydriven efforts and inter-organizational networks to provide structuredopportunities to exchange ideas and foster innovation at the local level.Although these resources have no doubt facilitated the translation ofresearch into practice, teachers often indicate that they are most likely tolearn about new practices through informal channels � colleagues or prac-tical experience � and less often through formal means including scientificjournals, workshops, or trainings (Boardman et al., 2005). If diffusion ofEBP information is only somewhat influenced by active dissemination tech-niques, including online practice catalogues or repositories, then under-standing how specific practices come to be adopted, and how to facilitatepure diffusion may be key to the adoption of EBPs and Best AvailableEvidence (Dearing & Kreuter, 2010).

Through his diffusion theory, Rogers (2003) identified five factors thatincrease the likelihood that a new practice will be adopted: (a) Relativeadvantage � the perception that it is significantly better than current prac-tice; (b) Compatibility � the extent to which it fits with the provider’sexperience, values, and goals; (c) Simplicity � the new practice is easy tounderstand and use; (d) Trialability � the extent to which it can be triedbefore a decision is made; and (e) Observability � how readily the benefitscan be observed by others. All are based on the recognition that teachers’positive perception of new or scientifically validated practices is vital totheir adoption. Therefore, improving the communication of research meansthat researchers and program developers must include information notonly about the efficacy of an EBP, but also the relative value of its useful-ness and feasibility for a given context. As Cook, Cook, and Landrum(2013) noted, “Rather than focusing on the effect sizes of these programs,effective dissemination efforts highlighted how they are better than currentpractice, are compatible with current instruction, are simple to implement,do not require an irreversible commitment, and result in clear improvementin important student outcomes” (p. 172).

Given educator, administrator, and staff isolation from reform, lack ofoversight, and need for training encountered in AES, we believe that the

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dissemination of research supporting instructional practices may best beaccomplished using a variety of mechanisms that supplement active disse-mination strategies. For example, disseminating the findings through inter-active meetings (e.g., briefings, luncheons, personal meetings), websites,electronic and social media, as well as through forums, professional confer-ences, seminars, and establishing professional networks are all ways inwhich simple messages, personal stories of use, and concrete examples ofEBPs in practice can be shared. Regarding the content and format of prac-tice messages, Cook et al. (2013) as well as others (e.g., Shonkoff & Bales,2011) recommend: (a) providing a snapshot of the big picture and how thefindings fit into the overall context with implications for action; (b) present-ing research in brief summaries; (c) using plain, nontechnical language,with light referencing and minimal statistical data; and, (d) weaving in illus-trations, anecdotes, analogies, and examples to help users relate findings totheir beliefs and experiences.

Even with these innovations in how information on EBPs might beshared, we believe that providing guidance for practical decision-makingregarding the selection and use of EBPs will be necessary, as educators inAES are likely to encounter obstacles that developers have not considered.For example, use of actual manipulatives to enhance mathematics instruc-tion must be informed by safety and security concerns, resulting in the deci-sion to use virtual manipulatives (see The National Library of VirtualManipulatives; Maccini et al., 2008). Even if we expect that effective prac-tices can feasibly be adopted as intended in AES, we must first ensure thatthe potential pitfalls of such practices are apparent and teachers can alsoconsider a range of adaptations that maintain the integrity of theintervention.

Recommendation 2: Develop Structures to Support Implementation

The growing momentum to use EBPs as response to educational difficultiesof students with disabilities and high-risk youth has, in some respects, out-paced our understanding of AES schools as organizational contexts forimplementing them. That is, schools’ ability to accept and use EBPs hasbeen afforded less attention than has been paid to their identification(Cook & Odom, 2013; Odom, 2009). As we have mentioned, considerableliterature identifies organizational context factors as one set of factorsaffecting implementation of EBPs (e.g., Aarons et al., 2011; Aarons &Sawitzky, 2006; Damschroder et al., 2009; Feldstein & Glasgow, 2008;

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Greenhalgh, Glenn, MacFarlane, Bate, & Kyriakidou, 2004; Rogers, 2003).Organizational context factors are important to consider during each stageof the implementation process (e.g., preimplementation, implementation,maintenance/enhancement), because, as Chinman, Imm, and Wanderman(2004) noted, there are many points where the implementation process canfalter, each increasing the possibility of poor outcomes and incorrect orinsufficient use of EBPs. Thus, specific to the exploration and eventualadoption of EBPs in AES, attention in the early stages of implementationshould include a focus on: (a) an organization’s capacity for innovation,(b) readiness for change, and (c) the organization’s receptive context(Aarons et al., 2011).

Organizational capacity is the preexisting knowledge/skills of staff, theirability to use new knowledge, and available specialization and mechanismsto support knowledge sharing. Schools and other organizations with highorganizational capacity, or that work to improve their capacity are muchmore likely to explore EBPs and eventually initiate them (Greenhalghet al., 2004). AES schools are particularly susceptible to organizationalcapacity challenges as they often employ instructional staff with varied edu-cation levels and considerable workloads, have multiple responsibilitiesranging from custodial to direct delivery of education services, and havefew readily available venues for knowledge sharing (Gagnon et al., 2012;Stinchcomb, 2002). According to Elliott and Mihalic (2004), most failuresin implementing EBPs are the result of inadequate organizational prepara-tion and/or capacity. Thus, providing training, ongoing follow-up coach-ing, and other support for AES school personnel in interpreting, analyzing,and applying evidence is an important solution for addressing organiza-tional capacity. Additionally, (a) promoting advanced education to admin-istrators and teacher leaders to familiarize them with ways to seek out andinterpret research; (b) building a critical mass of research- and data-engaged practitioners; and, (c) developing action research opportunities toextend educator skill sets may also be useful activities that will contributeto the development of organizational capacity to implement EBPs effec-tively in AES.

Regarding organizational readiness for change, several considerations areimportant and readiness of AES may vary widely and range from organiza-tions that are poised to change to organizations with high levels of inertiathat may stifle innovation (Aarons et al., 2011; Marsick & Watkins, 2003).Studies of organizational readiness to change identify both structural (e.g.,availability of computer resources) and process (e.g., cohesion, pressure forchange) variables that may be related to adoption of EBPs (Lehman,

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Greener, & Simpson, 2002). In addition, readiness is also related to processfactors such as organizational culture and climate, and individual attitudestoward innovation (Aarons & Sawitzky, 2006; Armenakis, Bernerth, &Walker, 2007; Glisson & Schoenwald, 2005). As noted by Glisson andJames (2002) both culture (i.e., the normative beliefs and shared expecta-tions of the organization) and organizational climate (i.e., shared percep-tions of the psychological impact of the work environment on the provider)can impact the quality of instructional and service delivery and the adop-tion of EBPs. In AES, it is imperative to establish structures that promoteand support shared leadership and collaboration to reduce fear and mis-trust, and alleviate both culture and climate concerns that may be high.

Receptive contexts provide openness to change and minimize competingdemands, and can be found in organizations characterized by support forcreative innovation and new ideas, tolerance of differences, personal com-mitment, and psychological safety (Aarons et al., 2011). In addition, posi-tive social influences within organizations can be facilitated through events,communications, ideas, objects, and behaviors that support positive atti-tudes, beliefs, and behaviors relevant to EBP (Lewis & Seibold, 1993).Four social norms are positively associated with a receptive or open con-text: (1) support for creativity and risk taking, (2) teamwork, (3) speed ofaction, and (4) tolerance of mistakes (O’Reilly & Caldwell, 1985). Fosteringreceptive systems and organizational norms can be influential in shapingdesired attitudes and behaviors in which adherence to structure and proce-dure (e.g., EBP) provides social approval and rejection avoidance (Cialdini,Wosinska, Barrett, Butner, & Gornik-Durose, 1999). It follows that AESschools with social processes supporting openness and innovation would bemore likely to have education personnel and staff likely to accept variationin work routines tied to EBP. Additionally, identifying champions of evi-dence use, including principals and other administrators, teacher leaders,department chairs, evidence teams, and coaches will reflect the positiveclimate and receptive context that is necessary for EBP implementationin AES.

To successfully move toward effective adoption and implementation ofEBPs, significant organizational change and development accounting fororganizational context factors in AES may be required. For example, AESschools may need to critically examine their missions and values; gain newknowledge and skills; adjust their infrastructure to support new ways ofdoing business, and transform their organizational culture Fixsen, Naoom,Blase, Friedman, and Wallace (2005) noted that, when an agency or schooldecides to implement an evidence-based program or practice, there is

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almost always the need for some organizational change to occur. Specificconsiderations that are critical to such organizational changes in AES mayinclude: (a) commitment of ongoing resources and support for providingtime and scheduling for coaching, participatory planning, exercise ofleadership; (b) evolution of teamwork, such as in communities of practice(Wenger, 1998; see Smith, Schmidt, Edelen-Smith, & Cook, 2013 fordiscussion); (c) commitment of leadership to the implementation process;(d) involvement of stakeholders in planning and selection of programs toimplement; (e) creation of an implementation taskforce made up of consu-mers, stakeholders; (f) suggestions for “unfreezing” current organizationalpractices; (g) resources for extra costs, effort, equipment, manuals, materi-als, recruiting, access to expertise, retraining for new organizational roles;(h) alignment of organizational structures to integrate staff selection, train-ing, performance evaluation, and ongoing training; and (i) alignment oforganizational structures to achieve horizontal and vertical integration(Fixen et al., 2005).

Recommendation 3: Understand Core Componentsand Acceptable Adaptations

Rohrback, Grana, Sussman, and Valente (2006) reported that, many times,school programs are adapted and components are eliminated to make themmore feasible. Changing or adapting the original design of an evidence-based program does not mean that it will not be as effective, however. If aprogram is implemented as designed with the intended population, evalua-tions of effectiveness become necessarily more focused on process andprogram-design adherence. According to many advocates of evidence-basedprograms, strict fidelity is essential to program effectiveness (see Harn,Parisi, & Stoolmiller, 2013 for discussion). On the other hand, there issome research that shows that “sensitivity and flexibility in administeringtherapeutic interventions produces better outcomes than rigid applicationof manuals or principals” (Levant, 2005, p. 14).

Recognizing that adaptations to EBPs are an imperative for AES, itmay be a useful endeavor to move toward researching core program com-ponents, as well as critical adaptations involved in the successful implemen-tation of practices or programs in these settings. Core components aredefined as the “essential and indispensable elements of a program or prac-tice needed in order to reach outcomes” (Fixsen et al., 2005, p. 24). Thegoal is to highlight these and then be able to execute adaptations without

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decreasing effectiveness. Those in AES that contemplate adapting a pro-gram from its original format should first contact the program developersto ask about the core components, and attempt to understand the theoreti-cal foundation on which the program is premised, in order on to preserve itwhen making changes (Chinman et al., 2004).

Related to the identification of core components and acceptable adap-tations, it remains a significant challenge for EBPs to be “brought toscale” or to examine EBP “effectiveness in a wide range of populations,contexts, and circumstances, without substantial developer involvement inimplementation or evaluation” (Institute of Education Sciences, U.S.Department of Education, & the National Science Foundation, 2013,p. 9). Difficulties exist because the transferability of a program to anapplied setting from a research setting is not merely a change in location,but involves student factors, practitioner factors, intervention structurefactors, and organizational context factors that can impact the successfulscaling of EBPs (August et al., 2004). To date, few of the programsidentified as model or exemplary programs have been successfully imple-mented on a wide scale. Additionally, some programs are not goodinvestments and are therefore an inefficient use of AES schools’ limitedfinancial resources. To counter the lack of fit for programs that do notidentify core components, or that do not exhibit strong transferability tothe AES context we recommend employing practice-based evidence (PBE)as a way to supplement the use of Best Available Evidence, and help AESpractitioners answer questions such as whether treatments used in dailypractice associated with intended outcomes, for whom does an interven-tion work best, and, with limited resources, what interventions are bestto address specific types of student difficulties.

PBE is derived from data regarding the routine practice of practi-tioners, compared with EBPs in which evidence is derived most oftenfrom experimental studies (RCTs) (Smith et al., 2013). PBE studies are“observational cohort studies that attempt to mitigate the weaknesses tra-ditionally associated with observational designs in four main ways:(1) their exhaustive attention to patient characteristics to address con-founds or alternative explanations of treatment effectiveness; (2) their useof large samples and diverse sources of patients to improve sample repre-sentativeness, power, and external validity; (3) their inclusion of frontlineclinicians in the design and execution of studies to improve ecologicalvalidity; and (4) their use of detailed standardized documentation ofinterventions with training and quality control checks for reliability of

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the measures of the actual process of care” (Horn, DeJong, & Deutscher,2012, p. 127).

As compared to RCTs that are the hallmark of evidence-based practice,PBE studies use associations among participant characteristics, processsteps, and outcomes to uncover best practices and combinations of treat-ments for specific types of students. While some criticism for the lack ofinternal study validity with PBE exists in education research (Smith et al.,2013), typical experimental methods are employed to achieve an under-standing of how practitioners can use and adapt practices in different con-texts (Dijkers, 2011), such as in AES. Importantly, PBEs are data (asopposed to protocol) intensive, and rigorous PBE studies require extensivedata sets to evaluate program variations for many outcomes within a singlestudy. The real value of PBE lies in the highly collaborative “bottom-up”use of local knowledge to confirm or discover treatment effects for specificpopulations. For AES, this mean that practitioners will need to be highlyengaged in the research process, and that issues of mistrust of research and“closed door” policies toward research engagement should be effectivelyalleviated by nature of the method of PBE research. For a review of processsteps to conducting PBE research, please see Horn et al. (2012), andKratochwill et al. (2012).

SUMMARY

The advances in research on academic and behavioral practices reviewed inthis chapter can assist youth in AES in developing reading, mathematics,and behavioral skills. However, the nature of evidence for effectiveness forthese practices is presently best characterized as emerging. Insofar as theuse of recommended practices in AES is based on Best Available Evidencerather than deemed as evidence-based, we believe their implementationmust be considered in light of the unique characteristics of the target stu-dents’ difficulties, contextual characteristics of AES, and maintaining pro-gram or intervention integrity. For education professionals working inAES, there is no choice but to try to adapt evidence-based and research-based practices to fit the needs of students, to overcome the unique contextfactors that characterize these settings, and to advocate as vigorously aspossible for necessary supports for implementation (e.g., training, materi-als, staffing) (Gagnon et al., 2008). In addition, the unusual and potentiallyextensive adaptations of EBPs that may be necessary in AES will require

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thoughtful and flexible leveraging of available resources. To help identifyways to improve practices and student outcomes, the use of improved com-munication of research, organizational structures to support implementa-tion, and an understanding of core program components andacceptable adaptations will be important to identifying ways that EBPs canbe leveraged to ameliorate the effects of implementation challenges in AES.An overarching challenge may be convincing policy makers and other sta-keholders (i.e., taxpayers, educators, special education researchers) thatimproving educational programming in AES is a worthwhile investment.Raising awareness of the human and financial cost of continuing to neglectthe use of educational practices based on evidence of effectiveness in AESmay spark a renewed effort to engage in this critical work.

REFERENCES

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