GENERAL INSTRUCTIONS:1.

2.

3.

4.

5.

6.

7.

Rural Bank of Angeles, Inc. 7493 Miranda cor. Sto. Entierro St., Angeles City

NOTE: USE ADDITIONAL SHEET IF NECESSARY

Cavite United Rural Bank Corporation CS201201658 CBC Bldg., Capital Road, Trece Martires City, Cavite

Asia United Leasing & Finance Corporation A-2000-02343 Joy~Nostalg Center, #17 ADB Avenue, Ortigas Center, Pasig City

RediMoney Express PTE LTD (Singapore) N/A 304 Orchard Rd., #02-47 Lucky Plaza, Singapore

SUBSIDIARY/AFFILIATE SEC REGISTRATION NO. ADDRESS

Banking

================================ INTERCOMPANY AFFILIATIONS =======================================

PARENT COMPANY SEC REGISTRATION NO. ADDRESS

PRIMARY PURPOSE/ACTIVITY/INDUSTRY PRESENTLY ENGAGED IN: GEOGRAPHICAL CODE:INDUSTRY CLASSIFICATION:

NAME OF EXTERNAL AUDITOR & ITS SIGNING PARTNER: SEC ACCREDITATION NUMBER (if applicable): TELEPHONE NUMBER(S):

Sycip Gorres Velayo & Co./Irene Janet Alvarado-Paraiso 8638-6888

WEBSITE/URL ADDRESS:

E-MAIL ADDRESS:COMPLETE PRINCIPAL OFFICE ADDRESS:

ACTUAL DATE OF ANNUAL MEETING:

25-Jun-21www.aub.com.ph

investorrelationsoffice@aub.com.ph

COMPLETE BUSINESS ADDRESS: FAX NUMBER:

8636-6101

Joy~Nostalg Center, #17 ADB Avenue, Ortigas Center, Pasig City

Joy~Nostalg Center, #17 ADB Avenue, Ortigas Center, Pasig City

GENERAL INFORMATION SHEET (GIS)

STOCK CORPORATION

FOR USER CORPORATION: THIS GIS SHOULD BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS FROM THE DATE OF THE ANNUAL STOCKHOLDERS'

MEETING. DO NOT LEAVE ANY ITEM BLANK. WRITE "N.A." IF THE INFORMATION REQUIRED IS NOT APPLICABLE TO THE CORPORATION OR "NONE" IF

THE INFORMATION IS NON-EXISTENT. IF THE ANNUAL STOCKHOLDERS' MEETING IS HELD ON A DATE OTHER THAN THAT STATED IN THE BY-LAWS,

THE GIS SHALL BE SUBMITTED WITHIN THIRTY (30) CALENDAR DAYS AFTER THE ELECTION OF THE DIRECTORS, TRUSTEES AND OFFICERS OF THE

CORPORATION AT THE ANNUAL MEMBERS' MEETING.

IF NO MEETING IS HELD, THE CORPORATION SHALL SUBMIT THE GIS NOT LATER THAN JANUARY 30 OF THE FOLLOWING YEAR. HOWEVER, SHOULD

AN ANNUAL STOCKHOLDERS' MEETING BE HELD THEREAFTER, A NEW GIS SHALL BE SUBMITTED/FILED.

DATE REGISTERED:CORPORATE NAME:

ASIA UNITED BANK CORPORATION

THE SEC SHOULD BE TIMELY APPRISED OF RELEVANT CHANGES IN THE SUBMITTED INFORMATION AS THEY ARISE. FOR CHANGES RESULTING FROM

ACTIONS THAT AROSE BETWEEN THE ANNUAL MEETINGS, THE CORPORATION SHALL SUBMIT AMENDED GIS CONTAINING THE NEW INFORMATION

TOGETHER WITH A COVER LETTER SIGNED THE CORPORATE SECRETARY OF THE CORPORATION. THE AMENDED GIS AND COVER LETTER SHALL BE

SUBMITTED WITHIN SEVEN (7) DAYS AFTER SUCH CHANGE OCCURED OR BECAME EFFECTIVE.

SUBMIT FOUR (4) COPIES OF THE GIS TO THE RECEIVING SECTION AT THE SEC MAIN OFFICE, OR TO SEC SATELLITE OFFICES OR EXTENSION OFFICES.

ALL COPIES SHALL UNIFORMLY BE ON A4 OR LETTER-SIZED PAPER. THE PAGES OF ALL COPIES SHALL USE ONLY ONE SIDE

FOR THE YEAR 2021

ONLY THE GIS ACCOMPLISHED IN ACCORDANCE WITH THESE INSTRUCTIONS SHALL BE CONSIDERED AS HAVING BEEN FILED.

THIS GIS MAY BE USED AS EVIDENCE AGAINST THE CORPORATION AND ITS RESPONSIBLE DIRECTORS/OFFICERS FOR ANY VIOLATION OF EXISTING

LAWS, RULES AND REGULATIONS .================================ PLEASE PRINT LEGIBLY =====================================

THIS GIS SHALL BE ACCOMPLISHED IN ENGLISH AND CERTIFIED AND SWORN TO BY THE CORPORATE SECRETARY OF THE CORPORATION.

3-Oct-97

BUSINESS/TRADE NAME:

FISCAL YEAR END:

DATE OF ANNUAL MEETING PER BY-LAWS:

Every Fourth Friday of June

CORPORATE TAX IDENTIFICATION

NUMBER (TIN)

SEC REGISTRATION NUMBER:

A-1997-18963 31-Dec

005-011-651

OFFICIAL E-MAIL ADDRESS: ALTERNATE E-MAIL ADDRESS: OFFICIAL MOBILE NUMBER: ALTERNATE MOBILE NUMBER:

investorrelationsoffice@aub.com.ph seccompliance@aub.com.ph 0917-517-5872 0920-970-7688

GIS_STOCK(v.2020) Page 1

A.

1.

a.

b.

c.

d.

e.

f.

g.

h.

i.

j.

k.

2.

a.

b. a.

c. b.

d.

e.

f.

g.

h. c.

i.

j.

3.

a. d.

b.

c.7.

d. a.

e.

f. b.

g.

h. c.

i.

j.

k. d.

l.

m. 8.

n. Describe

nature of

business:

B.

Quasi-Banks

Trust Entities

Is the Corporation a covered person under the Anti Money Laundering Act

(AMLA), as amended? (Rep. Acts. 9160/9164/10167/10365)

GENERAL INFORMATION SHEET

STOCK CORPORATION================================ PLEASE PRINT LEGIBLY ================================

CORPORATE NAME:ASIA UNITED BANK CORPORATION

Please check the appropriate box:

4.Jewelry dealers in precious metals, who, as a

business, trade in precious metals

Banks

Offshore Banking Units

Insurance Agents acting as a formation agent of juridical persons

Non-Stock Savings and Loan Associations

5.Jewelry dealers in precious stones, who, as a

business, trade in precious stone

Pawnshops

Foreign Exchage Dealers

Money Changers

Remittance Agents

Electronic Money Issuers

Financial Institutions which Under Special Laws are subject to

Bangko Sentral ng Pilipinas' (BSP) supervision and/or regulation,

including their subsidiaries and affiliates. 6.Company service providers which, as a business,

provide any of the following services to third parties:

Insurance Companies

Insurance Brokers acting as (or arranging for another person to act as) a

director or corporate secretary of a company, a

partner of a partnership, or a similar position in

relation to other juridical persons

Professional Reinsurers

Reinsurance Brokers

Holding Companies

Holding Company Systems

Securities Dealers acting as (or arranging for another person to act as) a

nominee shareholder for another personSecurities Brokers

Securities SalesmanPersons who provide any of the following services:

Investment Houses managing of client money, securities or other assets

Investment Agents and Consultants

creation, operation or management of juridical

persons or arrangements, and buying and selling

business entitiesOther entities administering or otherwise dealing in currency,

commodities or financial derivatives based there on

Trading Advisors management of bank, savings or securities accounts

Other entities managing Securities or rendering similar services

Mutual Funds or Open-end Investment Companies organization of contributions for the creation,

operation or management of companiesClose-end Investment Companies

Common Trust Funds or Issuers and other similar entities

Transfer Companies and other similar entities

Pre-need Companies providing a registered office, business address or

accommodation, correspondence or administrative

address for a company, a partnership or any other

legal person or arrangement

Mutual Benefit Association

All Other Persons and entities supervised and/or regulated by the

Insurance Commission (IC)

Entities administering of otherwise dealing in valuable objects None of the above

Entities administering or otherwise dealing in cash Substitutes and

other similar monetary instruments or property supervised and/or

regulated by the Securities and Exchange Commission (SEC) Banking

Has the Corporation complied with the requirements on Customer Due Diligence

(CDD) or Know Your Customer (KYC), record-keeping, and submission of reports

under the AMLA, as amended, since the last filing of its GIS?

GIS_STOCK(v.2020) Page 2

NUMBER OF

SHARES

500,000,000

TOTAL 500,000,000 TOTAL P

F I L I P I N O

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARES

NUMBER OF

SHARES IN

THE HANDS

OF THE

PUBLIC **

PAR/STATED

VALUEAMOUNT (PhP)

% OF

OWNERSHIP

107 381,098,969 162,634,098 10.00 3,810,989,690.00 78.53%

TOTAL 381,098,969 3,810,989,690.00 78.53%

F O R E I G N

(INDICATE BY

NATIONALITY)

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARES

NUMBER OF

SHARES IN

THE HANDS

OF THE

PUBLIC **

PAR/STATED

VALUE AMOUNT (PhP)

% OF

OWNERSHIP

Various 10 104,211,569 104,211,569 10.00 1,042,115,690.00 21.47%

TOTAL 104,211,569 1,042,115,690.00 21.47%4,853,105,380.00 100.00%

F I L I P I N O

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARESAMOUNT (PhP)

% OF

OWNERSHIP

107 381,098,969 162,634,098 10.00 3,810,989,690.00 78.53%

TOTAL 381,098,969 3,810,989,690.00 78.53%

F O R E I G N

(INDICATE BY

NATIONALITY)

NO. OF

STOCK-

HOLDERS

NUMBER OF

SHARESAMOUNT (PhP)

% OF

OWNERSHIP

Various 10 104,211,569 104,211,569 10.00 1,042,115,690.00 21.47%

104,211,569 1,042,115,690.00 21.47%4,853,105,380.00 100.00%

* Common, Preferred or other classification

** Other than Directors, Officers, Shareholders owning 10% of outstanding shares.

NOTE: USE ADDITIONAL SHEET IF NECESSARY

TOTAL

TOTAL PAID-UP P

Common

TYPE OF SHARES * PAR/STATED VALUE

TOTAL SUBSCRIBED P

PAID-UP CAPITAL

TYPE OF SHARES * PAR/STATED VALUE

Common

Percentage of Foreign Equity :

Common

TYPE OF SHARES *

Common

TYPE OF SHARES *

Common 10.00 5,000,000,000.00 -

5,000,000,000.00 SUBSCRIBED CAPITAL

AUTHORIZED CAPITAL STOCK

TYPE OF SHARES * PAR/STATED VALUEAMOUNT (PhP)

(No. of shares X Par/Stated Value)

CAPITAL STRUCTURE

GENERAL INFORMATION SHEETSTOCK CORPORATION

==================================== PLEASE PRINT LEGIBLY ==================================

CORPORATE NAME: ASIA UNITED BANK CORPORATION

GIS_STOCK (v.2020) Page 3

NATIONALITY INC'R BOARD GENDERSTOCK

HOLDEROFFICER

EXEC.

COMM.

TAX IDENTIFICATION

NUMBER

1.

2.

3.

4.

5.

6.

7.

8.

9.

10.

11.

12.

13.

14.

15. Ernesto T. Uy

16.

George T. ChuaFilipino N N M Y Adviser to the Board 124-448-996

# 25 Kitanlad St. Quezon City

Romero Federico S. QuimboFilipino N I M Y Independent Director

A/M, R/C,

CG/C, RPT/C,

T/M900-174-67518 Olive Street, SSS Village, Marikina City

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

107-169-893

NAME/CURRENT RESIDENTIAL ADDRESS

159-144-75311 Bunker Hill St., New Manila

Quezon City

Wilfredo E. Rodriguez, Jr.

N N M Y -Filipino

106-463-35627 New Zealand St., Better Living Subd.,

Paranaque City

Antonio V. Agcaoili, Jr.

N N M Y - 107-169-89315 Istanbul St., Merville Park

Parañaque City

Herminia C. MusicoN N F Y -Filipino

Filipino

908-541-53445 Kalayaan Avenue, Diliman

Quezon City

Ann Margaret K. LorenzoN N F N - 274-323-3704 A. Marcelo Street, Dalandanan,

Valenzuela City

Jason C. NaluptaN N M N -Filipino

Filipino

Jacob C. Ng

N M M Y E/M 175-742-3427 Magnolia, Wack-Wack Mandaluyong

City Filipino

120-155-16127/F 88 Corporate Ctr. Sedeño cor.

Valero Sts. Salcedo Village, Makati City Filipino

107-202-849# 303 Chico Drive, Ayala Alabang Village,

Muntinlupa City

Maria Gracia M. Pulido TanN I F Y

A/C, R/M,

CG/C, RPT/M,

P/M, N/M112-051-16757 Athena Loop, Palladium

Mandaluyong City

Ramon Y. SyN M M Y

E/M, R/M,

CG/C, T/CFilipino

Filipino

Adolfo S. AzcunaY M M Y

A/M, R/M,

CG/C, RPT/M,

P/M, N/M

Lily K. GrubaN M F Y CG/C, T/M

218-770-608#140 CRM Avenue BF Homes Almazan

Las Piñas City

Abraham T. Co

GENERAL INFORMATION SHEETSTOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

CORPORATE NAME: ASIA UNITED BANK CORPORATIOND I R E C T O R S / O F F I C E R S

NAME/CURRENT RESIDENTIAL ADDRESS

Manuel A. Gomez N M M Y

E/M, T/M,

P/C, N/C54 Lopez Jaena St. Ayala Heights Quezon

CityFilipino

C M Y E/C, T/MFilipino

Filipino

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,

SECRETARY, COMPLIANCE OFFICER AND/OR ASSOCIATED PERSON.

FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION

AND ELECTION COMMITTEE. ADDITIONALLY WRITE "C" AFTER SLASH IF CHAIRMAN AND "M" IF MEMBER.

President/Director

Chairman/Director

Director

Director

Vice Chairman/

Director

Independent Director

EVP/Chief

Transformation

Officer/Head of

Branch Banking

Group/Director

Corporate Secretary

Assistant Corporate

Secretary

Treasurer

EVP/Head of

Treasury

EVP/Head of

Operations &

Information Technology

106-571-741#7 Francisco St. Corinthian Gardens

Quezon City N

123-365-032Rm 502 Casa Madrid, 209 Paradena

Drive, San Juan CityFilipino N N M N

EVP/Account

Management Group

Head

E/M (Non-

Voting)

Rosario M. Dayrit

Filipino N N F YSVP/Head of Human

Resource Group

P/M (Non-

Voting)107-187-87820B T1 Forbeswood Parklane

Bonifacio Global City, Taguig

GIS_STOCK (v.2020) Page 4

NATIONALITY INC'R BOARD GENDERSTOCK

HOLDEROFFICER

EXEC.

COMM.

TAX IDENTIFICATION

NUMBER

17.

18. Willy G. Ng

19.

20. Amelia S. Sison 119-407-716

21. Catherine C. Uy Filipino

22. Cynthia P. Santos 57 J. Delgado St. BF Homes Quezon City

23.

24.

25. Maria Teresa Ogbinar

26. Rainer T. Defante Filipino -

28. Joselito R. Jacob

29.

30.

31.

N M YFilipino

45 SMC Court, Celery Drive

Valle Verde 5. Pasig City Filipino N N M Y

SVP/Account

Management Group -

Head Office- 100-928-262

Lela S. QuijanoFilipino N N F N

SVP/Head of

Remedial

Management- 110-109-634Lot 3 Blk 5 Cottonwood cor. Alder St.

Greenwood Exec. Village, Cainta, Rizal

1408 Mayhaligue corner Masangkay St.,

Sta. Cruz, ManilaN N F N

SVP/Branch

Banking Region 1

Head-

16 Diamond Street, Ramer Village

Mindanao Avenue, Quezon Filipino N N F Y

SVP/Branch

Banking Region 2

Head-

104-618-811

3 Berbena St. Tahanan Village

Parañaque City

Filipino N N F NSVP/Chief Compliance

Officer/Head of

Compliance Group-

Florante C. Del Mundo132-079-800

Leonides F. Intalan

Filipino N N M NSVP/Head of

Consumer Lending

Group- 199-795-016

Unit 1505 Grand Emerald Tower, F.

Ortigas Jr Avenue, Ortigas Center, Pasig

City

79 Francesca St., Filinvest East, Cainta

10 Rotterham St., Hillsborough Village,

Alabang, Munitinlupa City

FOR STOCKHOLDER COLUMN, PUT "Y" IF A STOCKHOLDER, "N" IF NOT.

Filipino N N F NSVP/Chief Risk

Officer/Head of Risk

Management

R/M (Non-

Voting)107-171-400

5A Peru St., Loyola Grand Villas, Brgy.

Malanday, Marikina

Filipino N N M NSVP/Foreign

Exchange Desk Head

of Treasury Group- 126-812-947

N N M N

FOR OFFICER COLUMN, INDICATE PARTICULAR POSITION IF AN OFFICER, FROM VP UP INCLUDING THE POSITION OF THE TREASURER,

FOR EXECUTIVE COMMITTEE, INDICATE "C" IF MEMBER OF THE COMPENSATION COMMITTEE; "A" FOR AUDIT COMMITTEE; "N" FOR NOMINATION

Eddie Abel C. Dorotan

Filipino N N M YSVP/ Investment

Banking Group Head- 216-440-501

B2 L21 Parkwood Greens Executive

Village, Phase 4D3, Jenny's Ave.,

Maybunga, Pasig City

Soledad O. Reyes

Filipino N N F YSVP/ CFO / Financial

Control Group Head- 173-367-629311-B Wayan St, Brgy Barangka Itaas,

Mandaluyong City

NAME/CURRENT RESIDENTIAL ADDRESS

FOR SEX COLUMN, PUT "F" FOR FEMALE, "M" FOR MALE.

SVP/President of

Rural Bank of

Angeles912-394-803

Filipino N N M YSVP/Head of

Internal Audit

A/M (Non-

Voting)

FOR BOARD COLUMN, PUT "C" FOR CHAIRMAN, "M" FOR MEMBER, "I" FOR INDEPENDENT DIRECTOR.

FOR INC'R COLUMN, PUT "Y" IF AN INCORPORATOR, "N" IF NOT.

Amelia S. Yao

Filipino N N F NSVP/Region Head,

Account

Management Group- 115-797-880

Unit 10 C One Wilson Place

Condominium, 194 Wilson St., San Juan

City

109-212-243

SVP/Head of Trust

and InvestmentsT/MUnit D26 Casa Verde, Rodriguez Lanuza

St., Brgy. Ugong, Pasig City

GENERAL INFORMATION SHEETSTOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

CORPORATE NAME:ASIA UNITED BANK CORPORATION

D I R E C T O R S / O F F I C E R S

NAME/CURRENT RESIDENTIAL ADDRESS

135-545-169Andrew A. Chua

N

GIS_STOCK (v.2020) Page 5

117 101

TYPE NUMBERAMOUNT

(PhP)

% OF

OWNERSHIP

1. C 158,399,535 1,583,995,350.00 32.64% 1,583,995,350.00

TOTAL 158,399,535 1,583,995,350.00

2. C 90,000,000 900,000,000.00 18.54% 900,000,000.00

TOTAL 90,000,000 900,000,000.00

3. C 71,999,850 719,998,500.00 14.84% 719,998,500.00

TOTAL 71,999,850 719,998,500.00

4. C 38,757,070 387,570,700.00 7.99% 387,570,700.00

TOTAL 38,757,070 387,570,700.00

5. C 27,548,170 275,481,700.00 5.68% 275,481,700.00

TOTAL 27,548,170 275,481,700.00

6. C 21,600,000 216,000,000.00 4.45% 216,000,000.00

TOTAL 21,600,000 216,000,000.00

7. C 19,802,265 198,022,650.00 4.08% 198,022,650.00

TOTAL 19,802,265 198,022,650.00

8. C 19,617,660 196,176,600.00 4.04% 196,176,600.00

TOTAL 19,617,660 196,176,600.00

9. C 18,951,945 189,519,450.00 3.91% 189,519,450.00

TOTAL 18,951,945 189,519,450.00

10. C 18,000,000 180,000,000.00 3.71% 180,000,000.00

TOTAL 18,000,000 180,000,000.00

11. C 150,000 1,500,000.00 0.03% 1,500,000.00

TOTAL 150,000 1,500,000.00

484,826,495 4,848,264,950.00 99.90%

4,848,264,950.00

GENERAL INFORMATION SHEETSTOCK CORPORATION

================================ PLEASE PRINT LEGIBLY ================================

ASIA UNITED BANK CORPORATIONCORPORATE NAME:

NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH: TOTAL NUMBER OF STOCKHOLDERS:

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS: ₱315,560,480(Consolidated)

₱312,122,030 (Parent)

TOTAL SHARES & AMOUNT SUBSCRIBED

TOTAL AMOUNT OF PAID-UP CAPITAL

440-439-447

212-490-659

STOCKHOLDER'S INFORMATION

NAME, NATIONALITY AND CURRENT

RESIDENTIAL ADDRESS

SHARES SUBSCRIBEDTAX IDENTIFICATION

NUMBER

AMOUNT PAID

(PhP)

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

Foreign

Filipino

PCD Nominee Corporation

Non-Filipino

Novasage Chambers, P.O. Box 4389,

Road Town, Tortola, British Virgin Island

Filipino

Mega Lions International Limited

Foreign

Republic Biscuit Corporation

Filipino

Kuo Yu Holdings

Filipino

Lambda Holdings Corp.

Filipino

PCD Nominee Corporation

Chinese

2F, Capital City Independence Ave., P.O.

Boz 1008, Victoria, Mah, Seychelles

Global Prime Holdings Limited

Foreign

Magis Equity Ventures Pte Ltd

Foreign

Lin Pei Zhi

2F, Capital City Independence Ave., P.O.

Boz 1008, Victoria, Mah, Seychelles

No. 2 Planters Street, Rincon

Valenzuela City

441-584-127Blk. 203 Hougang St. 21#03-73

Singapore 530203

441-701-640

Dragon Bridge Limited

460-858-993

000-366-171

005-695-000

005-010-400

004-774-849-000-NV

37F, The Enterprise Center, Ayala

Avenue, Makati City

42/F Oakwood Joy-Nostalg Ctr., 17 ADB

Ave., Ortigas Ctr. Pasig City

004-774-849-000-NV

124-488-996

G/F Cedar Mansion II St., J. Escriva Dr.,

Ortigas Center, Pasig City

37F, The Enterprise Center, Ayala

Avenue, Makati City

# 58 Gen. Luis St. Novaliches

Quezon City

Joy~Nostalg Center, 17 ADB Avenue

Ortigas Center, Pasig City

Citio Maunlad Investment Corp.

GIS_STOCK (v.2020) Page 6

117 101

TYPE NUMBERAMOUNT

(PhP)

% OF

OWNERSHIP

484,826,495 4,848,264,950.00 99.90% 4,848,264,950.00

12. C 123,000 1,230,000.00 0.03% 1,230,000.00

TOTAL 123,000 1,230,000.00

13. C 32,295 322,950.00 0.01% 322,950.00

TOTAL 32,295 322,950.00

14. C 31,800 318,000.00 0.01% 318,000.00

TOTAL 31,800 318,000.00

15. C 30,000 300,000.00 0.01% 300,000.00

TOTAL 30,000 300,000.00

16. C 20,130 201,300.00 0.00% 201,300.00

TOTAL 20,130 201,300.00

17. C 15,780 157,800.00 0.00% 157,800.00

TOTAL 15,780 157,800.00

18. C 15,000 150,000.00 0.00% 150,000.00

TOTAL 15,000 150,000.00

19. C 15,000 150,000.00 0.00% 150,000.00

TOTAL 15,000 150,000.00

20. C 15,000 150,000.00 0.00% 150,000.00

TOTAL 15,000 150,000.00

21. C 186,038 1,860,380.00 0.04% 1,860,380.00

TOTAL 186,038 1,860,380.00

22. C - 0.00%

TOTAL - -

485,310,538 4,853,105,380.00 100.00%

4,853,105,380.00

INSTRUCTION: SPECIFY THE TOP 20 STOCKHOLDERS AND INDICATE THE REST AS OTHERS

BALANCE FORWARDED

NO. OF STOCKHOLDERS WITH 100 OR MORE SHARES EACH:

STOCKHOLDER'S INFORMATION

NAME, NATIONALITY AND CURRENT RESIDENTIAL

ADDRESS

SHARES SUBSCRIBEDAMOUNT PAID

(PhP)

TOTAL ASSETS BASED ON LATEST AUDITED FINANCIAL STATEMENTS:

Note: For PDTC Nominee included in the list, please indicate further the beneficial owners owning more than 5% of any class of the company's voting securities. Attach separate sheet, if necessary.

TOTAL SHARES & AMOUNT SUBSCRIBED

(c/of Suzara Tan) 2052 Lumbang St.,

Dasmarinas Village, Makati City

105-850-498

117-508-971

111-389-285

193 Jasmin St., De Castro Subd., Paso de

Blas, Valenzuela City, 1442

29 Dexter St., Proj. 8, Quezon City

5 Damar Loop St., Damar Village

Quezon City

14 Sct. Madrinan St., South Triangle

Quezon City

10/F, Vernida IV Bldg.. 128 L.P. Leviste

St., Salcedo Vill., Makati City

36 Xavier St., Greenhills West Subd.,

San Juan City

TOTAL AMOUNT OF PAID-UP CAPITAL

James G. Dy

Filipino

Wilfredo C. Uy

Others

GENERAL INFORMATION SHEETSTOCK CORPORATION

Ainsley James Ayroso Fu

Filipino

Joaquin Q. Tan

Filipino

TOTAL NUMBER OF STOCKHOLDERS:

Filipino

93 Joy St., Grace Village, Balingasa,

Quezon City

108-624-773

================================ PLEASE PRINT LEGIBLY ================================

CORPORATE NAME: ASIA UNITED BANK CORPORATION

7 Recoletos Circle, Urdaneta Village,

Makati City

116-118-622

110-393-186

Rufino L. Co or Lucita Y. Co

Filipino

Filipino

₱315,560,480(Consolidated)

₱312,122,030 (Parent)

Alfonso S. Teh

Filipino

Chap Hung Yuen

Chinese

Virginia A. Quianzon

Filipino

TAX IDENTIFICATION

NUMBER

164-349-517

214-206-384

Michael T. Sy

102-425-412

GIS_STOCK (v.2020) Page 7

1.

1.1 1.2

1.3

1.4

1.5

2.

3.

4.

5.

5.1 CASH

5.2 STOCK

5.3 PROPERTY

6.

4,860,000.00

NOTE: USE ADDITIONAL SHEET IF NECESSARY

Parent - 1,006Consolidated - 1,136

Parent - 1,060Consolidated - 1,537

Parent - 2,066Consolidated - 2,673

DATE STARTED

OPERATIONS:

TOTAL ANNUAL COMPENSATION OF

DIRECTORS DURING THE PRECEDING FISCAL

YEAR (in PhP)

TOTAL NO. OF OFFICERS TOTAL NO. OF RANK &

FILE EMPLOYEES

TOTAL MANPOWER COMPLEMENT

TYPE OF LICENSE/REGN.1. Permit to Offer Securities for

Sale; 2. Underwriter of Securities

Engaged in Dealing of

Government Securities (with

Broker/Dealer of Securities

functions)

Authority to Operate as a

Universal BankN/A

DATE ISSUED: 1. May 6, 2013; 2. October 13,

2014October 25, 2013

NAME OF AGENCY: SEC B S P I C

SECONDARY LICENSE/REGISTRATION WITH SEC AND OTHER GOV'T AGENCY: N/A

DATE NO. OF SHARES AMOUNT

ADDITIONAL SHARES ISSUED DURING THE PERIOD: N/A

TYPE OF DIVIDEND AMOUNT (PhP Thou) DATE DECLARED

970,622.00 6/30/2020

TOTAL 970,622.00

DIVIDENDS DECLARED DURING THE IMMEDIATELY PRECEDING YEAR (Thou): Php 970,622

N/A

TREASURY SHARES

NO. OF SHARES% AS TO THE TOTAL NO. OF

SHARES ISSUED

UNRESTRICTED/UNAPPROPRIATED RETAINED EARNINGS AS OF END OF LAST FISCAL YEAR (Thou): Php 22,994,133

OTHERS12,318.65 N/A

INVESTMENT OF CORPORATE FUNDS IN ACTIVITIES UNDER ITS

SECONDARY PURPOSES (PLEASE SPECIFY:)

DATE OF BOARD RESOLUTION DATE OF

STOCKHOLDERS

RATIFICATION

LOANS/ CREDITS/ ADVANCESPlease refer to Note 9 of 2020 AFS N/A

GOVERNMENT TREASURY BILLS60,533,875 N/A

STOCKS65,629 N/A

BONDS/COMMERCIAL PAPER (Issued by

Private Corporations)1,005,184 N/A

INVESTMENT OF CORPORATE

FUNDS IN ANOTHER CORPORATION

AMOUNT (PhP) DATE OF BOARD RESOLUTION

GENERAL INFORMATION SHEETSTOCK CORPORATION

PLEASE PRINT LEGIBLY

CORPORATE NAME: ASIA UNITED BANK CORPORATION

GIS_STOCK (v.2020) Page 8

Category

A

B

C

D

E

F

G

H

I

Filipino 10-Dec-70 110-393-13732.64%

(REBISCO)I

Note: This page is not for uploading on the SEC iView.

1 For Stock Corporations.2 For Non-Stock Corporations.3 For Stock Corporations.

Natural person(s) whose directions, instructions,or wishes in conducting the affairs of the corporation are carried out by majority of

the members of the board of directors of such corporation who are accustomed or under an obligation to act in accordance with such

person's directions, instructions or wishes.

BENEFICIAL OWNERSHIP DECLARATION

SEC REGISTRATION NUMBER: A-1997-18963

CORPORATE NAME: ASIA UNITED BANK CORPORATION

“Beneficial Owner” refers to any natural person(s) who ultimately own(s) or control(s) or exercise(s) ultimate effective control over the

corporation. This defination covers the natural person(s) who actualy own or control the corporation as destinguished from the legal owners.

Such beneficial ownership may be determined on the basis of the following:

Description

Natural person(s) owning, directly or indirectly or through a chain of ownership, at least twenty-five percent (25%) of the voting

rights, voting shares or capital of the reporting corporation.

Natural person(s) who exercise control over the reporting corporation, alone or together with others, through any contract,

understanding, relationship, intermediary or tiered entity.

Natural person(s) having the ability to elect a majority of the board of directors/trustees, or any similar body, of the corporation.

Natural person(s) having the ability to exert a dominant influence over the management or policies of the corporation.

Natural person(s) acting as stewards of the properties of corporations, where such properties are under the care or administration of

said natural person(s).

Natural person(s) who actually own or control the reporting corporation through nominee shareholders or nominee directors acting

for or on behalf of such natural persons.

Natural person(s) ultimately owning or controlling or exercising ultimate effective control over the corporation through other means

not falling under any of the foregoing categories.

Natural person(s) exercising control through positions held within a corporation (i.e., responsible for strategic decisions that

fundamentally affect the business practices or general direction of the corporation such as the members of the board of directors or

trustees or simlar body within the corporation; or exercising executive control over the daily or regular affairs of the corporation

through a senior mangement position). This category is only applicable in exceptional cases where no natural person is identifiable

who ultimately owns or exerts control over the corporation, the reporting corporation having exhausted all reasonable means of

identification and provided there are no grounds for suspicion.

COMPLETE NAME

(Surname, Given Name,

Middle Name, Name

Extension (i.e., Jr., Sr., III)

SPECIFIC RESIDENTIAL

ADDRESSNATIONALITY DATE OF BIRTH

TAX

IDENTIFICATION

NO.

% OF

OWNERSHIP1 / %

OF VOTING

RIGHTS2

TYPE OF

BENEFICIAL

OWNER3

Direct (D) or

Indirect (I)

CATEGORY OF

BENEFICIAL

OWNERSHIP

Jonathan C. Ng#7 Magnolia St., Wack

Wack Village, Mandaluyong

City

I

(President of REBISCO)

Instructions:

1. Identify the Beneficial Owner/s of the corporation as described in the Categories of Beneficial Ownership in items A to I below.

List down as many as you can identify. You may use an additional sheet if necessary.

2. Fill in the required information on the beneficial owner in the fields provided for.

3. In the “Category of Beneficial Ownership” column, indicate the letter(s) corresponding thereto. In the event that the person

identified as beneficial owner falls under several categories, indicate all the letters corresponding to such categories.

4. If the category is under letter “I”, indicate the position held (i.e., Director/Trustee, President, Chief Executive Officer, Chief

Operating Officer, Chief Financial Officer, etc.).

5. Do not leave any item blank. Write “N/A” if the information required is not applicable or “NONE” if non-existent.