An arthroscopic technique for treating patients with frozen shoulder
Transcript of An arthroscopic technique for treating patients with frozen shoulder
An Arthroscopic Technique for the Management of Patients with Frozen Shoulder
Albert W. Pearsall, IV, M.D.*Daryl C. Osbahr, B.S.Kevin P. Speer, M.D.#
*Department of Orthopaedic SurgeryUniversity of South Alabama
Mobile, Alabama 36617
#Division of Orthopaedic SurgeryDuke University Medical CenterDurham, North Carolina 27710
Address correspondence to: Kevin P. Speer, M.D.Division of Orthopaedic Surgery & Sports MedicineSection of Sports Medicine and RehabilitationDivision of Orthopaedic Surgery
` Duke University Medical CenterBox 3435
Durham, North Carolina 27710(919) 684-6431
Forty-three patients with a diagnosis of primary or secondary frozen shoulder who
had symptoms for an average of 12 months and failed conservative management of at least
12 weeks of physical therapy were treated with an arthrosopic capsular release. Upon
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completion of a standard shoulder arthroscopy, an intraarticular cautery was used to
completely divide the anterior-inferior capsule, the intraarticular portion of the
subscapularis tendon, the middle glenohumeral, the superior glenohumeral, and the
coracohumeral ligaments. The subacromial space was inspected in all patients. Eighteen
patients had extensive subacromial fibrosis that required debridement. Subacromial
decompression was reserved for patients with evidence of an acromial spur visualized at the
time of arthroscopy. Post-operatively, all patients demonstrated substantial gains in shoulder
range of motion, as well as diminished shoulder pain. Thirty-five patients completed a
phone survey at an average of 22 months after surgery. The average modified shoulder
score was 19 (scale 13 to 65), with 83% of patients indicating that their shoulder was
normal or caused only mild symptoms. In conclusion, the authors believe that arthroscopic
capsular release is an effective and safe alternative to manipulation in the recalcitrant frozen
shoulder patient.
Key Words: Frozen shoulder, arthroscopic capsular release
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The painful stiff shoulder has been the subject of numerous investigations to
elucidate the etiology and an effective treatment for this disabling condition. Codman
originally coined the term frozen shoulder to describe the features of slow onset shoulder
pain, localized discomfort near the deltoid insertion, an inability to sleep on the affected
side, restricted glenohumeral elevation and external rotation, and a normal radiological
appearance (1).
One of the initial objectives in the treatment of frozen shoulder is to restore motion
and thereby improve shoulder function. A number of therapeutic interventions have been
reported with mixed results. These treatments include analgesics, systemic steroids,
physical therapy, stretching and strengthening exercises, mobilization techniques, injections,
manipulation, distention arthrography, and arthroscopy (2,3). Among the numerous
published treatments for frozen shoulder, many techniques do not enable immediate range
of motion until the treatment had been completed (stretching, systemic steroids, analgesics)
or have the potential to precipitate significant pain after the intervention (manipulation,
mobilization techniques, distention arthrography) due to soft tissue trauma (2).
Prior to the onset of the current study, the senior author (KPS) treated patients with
recalcitrant frozen shoulder by glenohumeral manipulation under anesthesia. Post-
manipulation, many patients underwent diagonistic shoulder arthroscopy to document the
results of this procedure. Based upon these early arthroscopic findings, it was noted that
certain patterns of capsular tears correlated with specific pre-operative shoulder arc of
motion loss. Utilizing this clinical information, the authors developed an experimental
model to examine the specific contributions of the regional capsule to glenohumeral motion
(4). Incorporating this information with the patient’s preoperative motion loss, the authors
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found that they could precisely direct their capsular release to maximize glenohumeral
motion improvement.
MATERIALS AND METHODS
Forty-six patients with a diagnosis of primary or secondary frozen shoulder who had
symptoms for an average of 12 months and failed conservative management of at least 12
weeks of physical therapy and non-steroidal and/or systemic steroid medications were
treated arthroscopically with the procedure described below. No patient had undergone a
previous surgical procedure for frozen shoulder. All procedures were performed over a 3-
year period and no patient underwent manipulation under anesthesia.
Preoperatively all patients had a side-to-side shoulder examination under anesthesia
performed with attention directed towards allowable passive glenohumeral range of motion.
Specifically, internal and external passive glenohumeral motion was evaluated at 0 and 90
degrees of abduction (Figs. 1-3). In addition, isolated glenohumeral elevation (IGHE) was
recorded in the scapular plane (Fig. 4). IGHE was measured by having the examiner
stabilize the scapula with one hand, while the other hand was used to elevate the ipsilateral
arm. The arc of motion of the glenohumeral joint was noted until movement of the scapula
upon the thorax was detected. The initiation of scapulothoraic motion delineated the
extreme of isolated glenohumeral motion. Based upon the authors’ previous work defining
the specific capsular contributions to glenohumeral motion, precise preoperative assessment
of glenohumeral motion loss determined the regional capsule that would be released (4).
Loss of external rotation at 0 degrees of abduction mandated a release of the anterosuperior
capsule. Loss of glenohumeral external rotation at 90 degrees of abduction merited a
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release of the anteroinferior capsule. Diminished isolated glenohumeral elevation merited
release of the anterior-inferior capsule. Finally, loss of glenohumeral internal rotation
warranted a release of the posterior capsule.
Postoperatively, all patients were followed by the senior author (KPS). He
clinically examined all patients and documented their range of motion at the most recent
follow-up (5 months). If a patient's chart contained at least 1 of the motion parameters
recorded (IGHE, ER0, ER90, IR90), the data was used for statistical analysis. Three patient
records were incomplete and were not included, leaving 43 records for statistical analysis.
In addition, 35 patients were contacted by phone at an average of 22 months after their
surgical procedure. Each patient answered a modified shoulder questionnaire that addressed
pain, range of motion, instability, ability to work, and overall function (Fig. 5).
STATISTICS
Descriptive statistics including mean and standard deviations were calculated for
patients’ range of motion measurements. A Pearson correlation at the p<0.01 level of
significance was used to analyze the modified shoulder questionnaire variables.
SURGICAL TECHNIQUE
Interscalene anesthesia with Ropivicaine 0.5% and Epinephrine 1:200,000 was used
in all patients and the procedure was done as an outpatient. All patients received
intravenous sedation during the procedure. The interscalene anesthetic provided
approximately 12-18 hours of pain relief postoperatively.
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After a side-to-side examination of allowable passive glenohumeral motion was
performed, the patient underwent a standard glenohumeral arthroscopy in the beach chair
position. The anterior portal was placed as cephalad as possible, so that the outflow cannula
entered the joint immediately anterior to the biceps tendon. A standard glenohumeral
arthroscopy was performed during which the biceps tendon, anterior and posterior glenoid
labrum, humeral head, inferior capsular recess, and rotator cuff were inspected.
Frequently, the intraarticular portion of the subscapularis tendon was difficult to visualize
secondary to proliferative synovitis. Any degenerative labral tears were debrided to a stable
rim with a motorized shaver. Upon completion of the preliminary joint arthroscopy, an
intraarticular cautery was placed through the anterior cannula. The arthroscopic cautery was
placed approximately 1 centimeter lateral to the glenoid and used to completely divide the
anterior capsule and the intraarticular portion of the subscapularis tendon until the
subscapularis muscle was visualized (Fig. 6). The anterior-superior capsular release
involved the middle glenohumeral, superior glenohumeral, and coracohumeral ligaments.
No attempt was made to release any of these ligaments individually. The endpoint of the
anterosuperior release was defined when the posterior aspect of the coracoid was visualized
and all tissue anterior to the biceps was divided. The extent of the inferior capsular release
was noted when the deltoid muscle began to twitch with the use of the intraarticular cautery,
indicating regional proximity to the axillary nerve. If a patient demonstrated preoperative
evidence of diminished glenohumeral internal rotation, the arthroscope was placed in the
anterior portal while the intraarticular cautery was brought into the posterior portal and a
posterior release or partial capsular debridement was performed. Next, a subacromial
arthroscopy was performed in all patients. If the subacromial space was noted to be free of
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fibrosis and subacromial spurring, the arthroscope was removed. However, if indicated, a
subacromial soft tissue debridement with release of the coracoacromial ligament was
performed. In addition, if a prominent subacromial spur was present, it was removed at this
time.
Upon completion of the intraarticular capsular release and subacromial debridement,
the operated arm was placed through a range of motion, including glenohumeral external
rotation at zero degrees of abduction, as well as external and internal glenohumeral rotation
at 90 degrees of abduction. The patient’s post-surgical shoulder motion was compared to
preoperative glenohumeral motion measurements of the ipsilateral and contralateral
shoulders.
Postoperatively, all patients received narcotics for pain, cryotherapy, and a 21 day
tapered course of Prednisone (Table 1). All patients had their slings removed the day
following surgery to begin passive range of motion exercises with the therapist. Progressive
passive and active-assisted range of motion exercises including aquatics were instituted the
first week after surgery.
RESULTS
There were 22 males and 24 females with an average age of 49 years (range 21-76
years). Due to incomplete records, only 43 charts were used for statistical analysis. The
average follow-up periods for the functional and clinical assessments were 22 and 5 months
respectively. Twelve percent of patients had a history of diabetes mellitus and 49%
underwent at least 1 subacromial injection prior to surgery. Twenty-four charts of patients
who underwent an isolated anterior release were reviewed, in addition to nineteen charts of
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patients who underwent an anterior and posterior capsular release. There were no
postoperative complications with regard to compartment syndrome or axillary nerve injury.
Eighty-three percent of patients had improvement in isolated glenohumeral
elevation (IGHE) post-operatively. At the latest follow-up, the average gain in IGHE for all
patients was 24 degrees. Among patients who underwent an anterior capsular release, 90%
demonstrated improvement in both external rotation at 0 degrees of abduction (ER0) and
external rotation at 90 degrees of abduction (ER90) (Table 2). The average gain in ER0 and
ER90 was 37 degrees and 36 degrees respectively. No patient who underwent an anterior
capsular release lost motion at the latest follow-up.
Among patients who underwent a posterior capsular release, 100% demonstrated
improvement in internal rotation at 90 degrees of abduction (IR90) (Table 2). The average
gain in IR90 was 30 degrees. No patient who underwent a posterior capsular release lost
motion at the latest follow-up.
Among the 35 patients who were interviewed by phone, the average shoulder
functional score was 19, with 13 indicating normal function and 65 completely disabled
(Table 3). The average score for pain was 1.6, while the average score for range of
motion was 1.9. Patients’ pain scores did not correlate with age or length of follow-up.
The patients’ perceived motion loss score averaged 1.9. The average score for instability
was 1.1, with 1 patient having a score greater than 2 (mild symptoms). The average
score for work capability was 1.9. A statistical correlation was observed between
patients’ functional score and motion loss score, pain score, sports score, and work score
(p < .010).
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All patients demonstrated arthroscopic evidence of proliferative synovitis, in
addition to capsular and intraarticular subscapularis tendon thickening. The majority of
significant synovitis was noted anteriorly. Forty-one percent of patients had evidence of
significant subacromial fibrosis; however, this was not statistically associated with
decreased internal or external rotation motion loss post-operatively. Although all patients
had evidence of diminished joint volume as demonstrated by difficulty entering and
maintaining the arthroscope within the shoulder joint, no patient demonstrated significant
glenohumeral arthritis. Thirty-five percent of patients’ shoulders were observed to have
degenerative labral tears, none of which were unstable. The significance of these findings
was unclear.
DISCUSSION
The etiology of the frozen shoulder remains enigmatic. Investigators have proposed
a variety of etiological causes from autoimmune theories to systemic disease (5,6,7,8,9).
Lundberg subdivided the frozen shoulder syndrome into: 1) primary or idiopathic; and 2)
secondary (10). Others have simply defined frozen shoulder syndrome as a clinical loss of
glenohumeral motion preceded in many patients by an antecedent period of relative
immobilization (2,11). A variety of factors have been reported to be associated with frozen
shoulder, including fractures, soft tissue trauma, and neurologic injury (12). In addition, an
autoimmune theory has been postulated, with elevated levels of C-reactive protein and an
increased incidence of HLA-B27 histocompatibility antigen reported in patients with frozen
shoulder versus controls (5,6). DePalma proposed that muscular inactivity was a major
etiological factor, while Bridgman identified an increased incidence of frozen shoulders in
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patients with diabetes mellitus (8,13). Frozen shoulder has also been associated with
cervical disease, hyperthyroidism, and ischemic heart disease (7,9,10).
The term adhesive capsulitis has also been used to describe the clinical entity of
frozen shoulder (14,15,16). Despite the use of this term by numerous authors, adhesive
capsulitis may not accurately reflect the syndrome of frozen shoulder (14, 15). Several
authors have demonstrated minimal inflammatory response in histological specimens taken
from patients with frozen shoulder (10,17,18,19,20).
Despite a lack of evidence linking frozen shoulder syndrome to a specific etiology,
there appear to exist various triggers that may predispose an individual to this problem. A
few of these reported etiologic agents include trauma, surgery including but not limited to
the shoulder, inflammatory disease, diabetes, regional conditions, and various shoulder
maladies that have been reported to have similar pathological findings (4,18,19). In the
current study, when the pathological findings observed within the subacromial space were
compared among patients, there were many similarities. Subacromial fibrosis with
hypertrophic synovium was noted in approximately 40% of all patients, regardless of the
preoperative etiology. Therefore, despite the small numbers in the current study, the
authors believe that the pathologic and arthroscopic similarities found within the
subacromial space among this study population may represent a secondary phenomenon of
frozen shoulder syndrome. The authors recommend a subacromial arthroscopy in all
recalcitrant frozen shoulder patients undergoing arthroscopic capsular release. However, we
only perform a subacromial debridement and decompression in patients with extensive
subacromial scarring and arthroscopic evidence of impingement.
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Although various frozen shoulder series have reported fewer than 50% of patients
with long-term disability, for many patients a more aggressive management approach has
been described (21). Sharma and others have reported the results of glenohumeral capsular
distention with or without concomitant manipulation (22,23). Although good results have
been described with this technique, a large capsular tear can be created during the
procedure, which can cause significant bleeding that may impair immediate postoperative
mobilization. In addition, the risk of humeral fracture and rotator cuff injury is present (2).
Recently, arthroscopy of the shoulder has been shown to have a role in the diagnosis,
staging, and treatment of frozen shoulder. Pollock et al described the use of arthroscopy to
debride the subacromial space and selectively section the coracohumeral ligament to
improve glenohumeral motion (3). Warner et al reported on the use of arthroscopic
capsular release in patients with adhesive capsulitis (24). Ogilive-Harris reported on their
series of 40 patients with frozen shoulder treated with arthroscopy and manipulation or
arthroscopic sectioning of contracted capsular structures. In their study, all isolated
arthroscopy patients underwent complete division of all anterior capsular structures,
including the intraarticular portion of the subscapularis tendon. The inferior margin of the
release included the anterior inferior glenohumeral ligament and the anterior 50% of the
inferior capsule. The authors reported no post-operative complications related to nerve
injury or shoulder instabililty. Moreover, the authors found that arthroscopic division of
the anterior structures was significantly better than manipulation with regard to function,
pain, and overall outcome (18).
In the current study, the authors limited the inferior extent of the anterior-inferior
capsular release due to the proximity of the axillary nerve. In all cases, the extent of the
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anterior capsular release involved a minimum of 50% of the anterior capsular structures.
Despite the lack of a complete release of the anterior-inferior capsule, symmetric
glenohumeral external rotation at 0 degrees of abduction and isolated glenohumeral
elevation were noted in 90% and 83% of patients respectively. The current study findings
concur with those reported by Ogilive-Harris et al that a release of the anterior capsular
structures is required to restore full glenohumeral external rotation and/or isolated
glenohumeral elevation (18).
In addition to the glenohumeral joint capsule, the intraarticular subscapularis
tendon has also been reported to contribute to limited abduction and/or external rotation
(25). The subscapularis is a broad flat muscle with intramuscular bands or septa that
converge laterally and insert into the lesser tuberosity of the humerus (25,26). Klapper
et al sectioned subscapularis specimens in 4 zones and described a constant histologic
pattern in the distribution of the tendinous bands within the muscle. The authors noted
superior migration of the bands as they traversed laterally, eventually coming to lie
within the superior one-third of the subscapularis at its insertion (26). Clark et al
reported the subscapularis capsule complex to consist of 5 to 6 bundles of collagen fibers
that entered from the subscapulairs muscle belly to the lesser tuberosity (27). Totterman
et al, in an MRI study of the shoulder, noted the subscapularis to have approximately 4 to
6 tendon slips that arose medially deep within the muscle. These slips converge laterally
to form a stout main tendon that had its insertion along the superior aspect of the lesser
tuberosity (28). Cooper et al observed the superior portion of the subscapularis tendon to
be intraarticular when viewed arthroscopically (29). Pearsall et al demonstrated that the
location of the intraarticular release of the subscapularis tendon is lateral to the muscle-
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tendon junction. At this point, the sagittal diameter of the IASS averages 5 mm, which
represents approximately 86% of the entire subscapularis sagittal diameter (30). The
IASS constitutes only 25% of the entire cehpalad-caudad length of the subscapularis at
this location (Fig. 7). Upon IASS release, it was observed in cadaveric dissections that
the entire anterior muscle-tendon anatomy is undistorted and an anterior layer of muscle
is left intact (30) (Fig. 8).
Despite some authors advocating that the IASS be left intact during arthroscopic
shoulder capsular release, other authors have cited its release as an important step in
improving glenohumeral external rotation (18,24,31,32,33). Although several reports
have described rupture of the intraarticular subscapularis tendon after manipulation for
frozen shoulder, the authors are not aware of any reports describing significant symptoms
of instability after manipulation (18,32). In the current study, the authors incorporated a
complete release of the intraarticular portion of the subscapularis tendon (IASS). At an
average follow-up of 22 months after capsular and IASS release, all patients in the
current study described decreased pain, and improved motion and functional scores
compared to preoperatively. In addition, despite release of the IASS, 97% of patients
described minimal or no symptoms of instability. Based upon this work, we do not feel
that release of the intraarticular portion of the subscapularis tendon jeopardizes anterior
shoulder stability or function.
Selective arthroscopic capsular release enables the surgeon to precisely release
specific capsular structures without the non-specific capsular destruction and bleeding that
occur with manipulation. In addition, the procedure is safe. Ogilive-Harris et al cited the
safety of the procedure and the decreased postoperative morbidity noted in the
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arthroscopically treated patients (18). In the current study there were no instances of
humeral fracture, nerve injury, or postoperative dislocations as a result of subscapular
tendon release. Another benefit is the capability to determine any concurrent diagnoses
during routine inspection of the joint. Similarly, the subacromial space can be inspected for
evidence of impingement and/or subacromial fibrosis. Finally, by means of a preoperative
interscalene block, the patient receives prolonged postoperative pain relief, in addition to a
sympathetic blockade. The latter may provide relief for any sympathetic pain component of
frozen shoulder that may exist.
In conclusion, the refractory frozen shoulder is a challenging problem, even to the
most experienced shoulder surgeon. Numerous treatment methodologies have been tried in
the past with mixed results. The authors believe that selected arthroscopic capsular release
is a technique that enables the shoulder surgeon to address the clinical problems of
diminished glenohumeral motion and associated shoulder pain, while minimizing
postoperative bleeding, the risk of humeral fracture, and rehabilitation time. With decreased
hemarthrosis and swelling, patients can then be mobilized more quickly to optimize
functional results.
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19. Ozaki J, Nakagawa Y, Sakurai G, Tamai S. Recalcitrant chronic adhesive
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21. Shaffer B, Tibone JE, Rerlan RK. Frozen shoulder. J Bone Joint Surg 1992:
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Figure Legends
FIG. 1
Examination of passive glenohumeral external rotation at zero degrees of shoulder
abduction.
FIG. 2
Examination of passive glenohumeral external rotation at ninety degrees of shoulder
abduction.
FIG. 3
Examination of passive glenohumeral internal rotation at ninety degrees of shoulder
abduction.
FIG. 4
Examination of isolated glenohumeral elevation.
FIG. 5
Modified shoulder questionnaire.
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Figure Legends
FIG. 6
View of the anterior structures of the glenohumeral joint as visualized from the
arthroscopic posterior portal. The arrow indicates the outflow cannula placed
immediately caudad to the intraarticular biceps tendon. The dotted line indicates the area
of capsular release.
FIG. 7
Anatomic photograph and drawing demonstrating the subscapularis muscle and tendon in
its entirety. The arrow indicates the area of arthroscopic intraarticular tendon release.
Note that significant muscle is present anteriorly, even after complete release of the
tendon.
FIG. 8
Anatomic drawing of the subscapularis musculotendinous junction viewed from anterior.
Despite complete intraarticular subscapularis tendon release, the musculotendinous
continuity has not been disturbed.
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TABLE 1. Post-operative corticosteroid dosing in frozen shoulder patients.
Post-Op Day Medication Dose(Days 1-7) Prednisone 40 mg/day
(Days 8-14) Prednisone 30 mg/day
(Days 15-18) Prednisone 20 mg/day
(Days 19-21) Prednisone 10 mg/day
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TABLE 2. Net change in glenohumeral motion after anterior arthroscopic capsular release.(Values in degrees. A negative value indicates lost motion)
Patient number IGHE* ER0** ER90+ IR90++1 25 45 70 302 15 45 30 03 15 25 20 254 20 30 20 105 0 55 10 156 25 45 60 07 0 13 20 158 10 50 10 09 30 30 75 010 10 15 20 511 30 55 30 3012 70 45 60 6013 50 50 55 1014 10 55 20 3015 0 60 60 3016 30 15 70 4017 10 20 45 1518 50 25 50 019 10 0 10 020 25 25 30 521 35 45 70 3022 10 35 70 3023 25 60 45 2024 15 35 30 0
N=24 X=22 X=37 X=40 X=17
* Isolated glenohumeral elevation** External rotation at 0 degrees of abduction+ External rotation at 90 degrees of abduction++ Internal rotation at 90 degrees of abduction
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TABLE 3. Net change in glenohumeral motion after anterior and posterior arthroscopic capsular release.(Values in degrees. A negative value indicates lost motion)
Patient number IGHE* ER0** ER90+ IR90++1 -- 35 0 502 40 35 30 303 -- 55 70 254 30 55 75 105 65 50 40 506 45 65 45 457 35 35 10 508 20 35 50 309 25 50 25 5510 0 0 0 2011 40 65 15 1012 0 0 0 2013 15 65 40 1014 30 40 -- 3015 0 20 -- --16 25 30 20 1517 60 50 40 018 15 40 20 1019 0 0 0 20
N=19 X=26 X=38 X=34 X=27
* Isolated glenohumeral elevation** External rotation at 0 degrees of abduction+ External rotation at 90 degrees of abduction++ Internal rotation at 90 degrees of abduction
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TABLE 4. Modified shoulder questionnaire post-operative scores.
Variable Score* RangeFunctional Activities 19 (+/-9) [13-65]
Instability 1.1 (+/-0.4) [1-4]
Limitation of Motion 1.9 (+/-0.9) [1-4]
Night Pain 1.4 (+/-0.8) [1-4]
Pain 1.6 (+/-0.8) [1-5]
Sports 1.7 (+/-0.8) [1-5]
Work 1.9 (+/-1.0) [1-4]
* standard deviations shown in parenthesis
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