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Forest Ecology and Management 215 (2005) 307–318
An analysis of central Alpine capercaillie spring habitat
at the forest stand scale
Kurt Bollmann a,*, Patrick Weibel a,b, Roland F. Graf a
a Swiss Federal Institute for Forest, Snow and Landscape Research, Zurcherstrasse 111, CH-8903 Birmensdorf, Switzerlandb Department of Environmental Sciences, Swiss Federal Institute of Technology Zurich ETH, CH-8092 Zurich, Switzerland
Received 23 September 2004; received in revised form 27 April 2005; accepted 10 May 2005
Abstract
We investigated the small-scale habitat selection of capercaillie (Tetrao urogallus) with respect to forest stand composition
and topographic characteristics in managed alpine forests of the central Alps in eastern Switzerland. In 12 study areas, we
compared 184 study plots in forests stands used (presence) or unused (absence) by the species in spring. A logistic regression
model with four predictor variables correctly classified 68.5% of the study plots for capercaillie presence or absence. The model
was validated with a 5-fold data-splitting procedure. Four forest stand variables significantly contributed to the model: canopy
cover, field-layer cover, the number of basal-branched solitary trees and stand structure. We could not confirm a direct response
of capercaillie to bilberry cover in the study areas although bilberry was more abundant in presence plots. Our model is a
practical tool for forest managers in the central Alps to assess the abundance and distribution of suitable habitat patches, to
monitor trends in habitat suitability dynamics, and to increase the vegetation-related carrying capacity for capercaillie by
improving vegetation structure. Suitable capercaillie habitat is characterised by an intermediate canopy cover (30–60%), a well-
developed field-layer and the presence of several basal-branched solitary trees. The model is partly based on forest stand
variables used in national and regional inventories. However, the inventories would be improved for conservation purposes if
information on basal-branched solitary trees as well as field-layer type and composition, preferably the abundance of Ericaceae,
Vaccinium and Rubus species, were also collected.
# 2005 Elsevier B.V. All rights reserved.
Keywords: Central Alps; Forest stand description; Habitat model; Logistic regression; Presence–absence; Tetrao urogallus; Model validation
1. Introduction
Habitat suitability models (HSM) have increas-
ingly gained attention by the scientific and conserva-
* Corresponding author. Tel.: +41 1 739 2411;
fax: +41 1 739 2215.
E-mail address: [email protected] (K. Bollmann).
0378-1127/$ – see front matter # 2005 Elsevier B.V. All rights reserved
doi:10.1016/j.foreco.2005.05.019
tion communities during the last years (Guisan and
Zimmermann, 2000; Scott et al., 2002). The models
emphasise relationships between an organism and its
habitat if the environmental variables have direct
ecological relationships with the organism (Vaughan
and Ormerod, 2003). Thus, habitat models are a
formalised description of the distribution of a species
in relation to environmental conditions (Morrison
.
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318308
et al., 1998; Scott et al., 2002), and represent valuable
tools for conservation planning if the models are
carefully validated (e.g., Mladenoff et al., 1999; Woolf
et al., 2002). Therefore, conservationists often use
habitat models to assess the amount and distribution of
suitable habitat for an endangered species. Holloway
et al. (2003) recommended to utilize such information
for the development of species recovery programmes.
Unfortunately, a HSM for one specific region may
have only limited potential for generalisation among
regions (Storch, 2002; Graf et al., submitted for
publication). Thus, when transferring results of a
habitat model from one region to another the
specificity of these results has to be considered. We
expect such specificity to be notably distinct in alpine
ecosystems where the heterogeneous topography
causes significant regional differences in climate,
precipitation and patchiness (e.g., Franz, 1979;
Grabherr et al., 2003).
The capercaillie is a large forest-dwelling galliform
bird threatened throughout central Europe (Storch,
2000). The species has narrow habitat preferences
(e.g., Sjoberg, 1996; Storch, 2001), is seen as an
indicator species for naturally open coniferous forests
and has been documented as an umbrella for high bird
species diversity (Suter et al., 2002). Distribution
patterns and sizes of regional capercaillie populations
are influenced by ecological factors that exert their
effect on various spatial scales: from the local stand
(0.5–100 ha) up to the region (10–100 km2) (Andren,
1994; Storch, 1997, 2002, 2003; Kurki et al., 2000).
According to Storch (1997) a minimum of three scales
are necessary to describe the habitat of the species: the
extent of forest and its juxtaposition with open land at
the large scale (furthermore called landscape scale),
the stand mosaic at the intermediate (forest) scale and
the vegetation structure at the small (stand) scale.
The capercaillie is a red-listed species in Switzerland
(Storch, 2000; Keller et al., 2001) in urgent need of a
National Species Action Plan (Bollmann et al., 2002).
The remaining populations are found in the large
contiguous forests of the upper montane and subalpine
zones of the Jura mountains, the northern Pre-Alps, the
eastern Alps and the southern valleys of the Grisons
(Glutz von Blotzheim, 1973; Mollet et al., 2003). So far,
the habitat model of Schroth (1990, 1994) has been used
to assess suitable habitat for capercaillie at the stand
level in Switzerland (BUWAL, 2001). This procedure
was successful to predict core areas of capercaillie
presence in the Jura mountains and the Pre-Alps.
However, the applicability of the model has not been
tested in the forests of the dry inner alpine valleys of the
Alps containing the stronghold (35–45%) of the
national capercaillie population. Due to its central
alpine characteristics the Grisons are delineated as a
separate region in the Swiss Capercaillie Action Plan
(Mollet et al., in preparation). The central Alps differ
from the Pre-Alps by having a more continental climate
with lower annual precipitation rate, cold winters and
the upper timber line at the altitude of 2300 m (Pre-
Alps: 1800 m).
Vegetation structure and habitat components at the
stand scale have been studied in several regions (sensu
Klaus et al., 1989; Storch, 2001; Sachot et al., 2003).
Forests occupied by capercaillie typically have a
structure characterised by intermediate canopy cover,
high proportions of old and open stands and extensive
field-layer (Eiberle, 1976; Rolstad, 1988; Wegge et al.,
1992; Schroth, 1994; Storch, 1995; Picozzi et al., 1996;
Catt et al., 1998). Furthermore, capercaillie are well-
known to prefer habitats rich in ericaceous shrubs, in
particular bilberry (Vaccinium myrtillus) (e.g., Storch,
1993a,b; Schroth, 1994; Lieser, 1996; Saniga, 1998;
Selas, 2000). Because forestry practices can be
detrimental to capercaillie habitat (Klaus, 1991; Wegge
et al., 1992; Sjoberg, 1996; Kurki et al., 2000) and no
habitat model is available for the Grisons, we aimed at
evaluating the capercaillie’s habitat preferences at the
stand scale for a region less affected by recent
population decline than the Pre-Alps (Storch, 2000;
Segelbacher and Storch, 2002; Mollet et al., 2003). The
central Alps could be the stronghold of future
capercaillie conservation in central Europe. Accord-
ingly, the objective of this study was to identify a small
sample of predictor variables available in national and
regional forestry inventories that differentiate best for
preferred capercaillie spring habitat in this region. We
addressed two major questions: (1) by which key factors
do forest stands in the central Alps used (presence) and
unused (absence) by capercaillie differ? and (2) in what
respect do habitat preferences at the stand scale in the
central Alps differ from the well-known habitats in
coniferous forests of the Pre-Alps and lower mountain
ranges of central Europe? In this paper we present
results from 12 study areas representative of forests in
the central Grisons.
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318 309
2. Methods
2.1. Study region and study design
The study was conducted in the Swiss Alps in the
canton of Grisons. The study region comprised
approximately 235 km2 of the central and northern
Grisons (Fig. 1) and is part of the national capercaillie
region 4 b (Mollet et al., 2003). Mountain ranges rise
up to 2000–2500 m above sea level and are separated
by two main valleys of 15–35 km length at 660–
1630 m altitude. The valleys show a typical altitudinal
zonation with settlements, farmland, forests, alpine
pastures and mountain ridges. Capercaillie was
patchily distributed and restricted to coniferous and
mixed-coniferous forests in the study region.
We used the cantonal capercaillie inventory (Swiss
Ornithological Institute and Canton of Grisons, unpub-
lished map) as a means of stratifying and classifying the
study region for a systematic plot sampling (Ratti and
Garton, 1994). The cantonal inventory is based on the
Fig. 1. Distribution of the 12 study areas in the study region of the central
Chur; D, Davos; T, Tiefencastel. DHM25 # 2005 swisstopo (BA056996
national surveys of 1971 (Glutz von Blotzheim, 1973)
and 1985 (Marti, 1986) and has continuously been
supplemented by observations of professional wildlife
wardens. We systematically searched all formerly and
recently occupied forests for indirect and direct
evidences of capercaillie presence from April 4 to
May 31,2002.Hereby, weconcentratedonkey elements
of capercaillie winter and spring habitat: feeding and
roosting trees, rest sites, low-branched trees, lek areas,
internal forest edges. This approach was because
capercaillie has a strong preference for few structural
and nutritional forest components during winter
(Klaus et al., 1989; Storch, 2001). Capercaillie records
included sightings and indirect evidence of capercaillie
presence, mainly faeces, feathers and footprints.
Surveying has only conducted during weather and
snow conditions that allowed detecting indirect signs of
capercaillie presence.
We estimated a total of 64–74 males in the study
region. Twelve study areas were selected along an
altitudinal gradient within the valley of Landwasser,
Grisons in Switzerland (small map). Squares indicate localities: Ch,
).
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318310
Table 1
List of the 12 study areas in the central Alpine study region of the canton of Grisons, Switzerland
No. Nearest village/local
name
Altitudinal range
(m a.s.l.)
Area (ha) No. of study plots
(no. of class ‘‘presence’’, %)
Vegetation
zone
1 Davos/Buelenwald 1708–2012 167 14 (3, 21.4) Subalpine
2 Clavadel/Wurzenwald 1590–1968 158 15 (8, 53.3) Subalpine
3 Monstein/Rotschwald 1650–1997 154 14 (5, 35.7) Subalpine
4 Monstein/Sagenwald 1603–2025 103 13 (6, 46.2) Subalpine
5 Filisur/Lochwald 1430–1977 152 14 (6, 42.9) Subalpine
6 Filisur/Gruenwald 1367–1720 199 15 (7, 46.7) Subalpine
7 Wiesen/Bannwald 1576–1928 171 18 (6, 33.3) Subalpine
8 Alvaneu/Got Davains 1563–1879 255 16 (7, 43.8) Subalpine
9 Alvaneu/Got Dafora 1414–1913 169 14 (6, 42.9) Subalpine
10 Lenz/Bova Gronda 1444–1616 179 12 (8, 66.7) Subalpine
11 Mon/Got Grond 1453–1856 514 27 (14, 48.1) Subalpine
12 Rhazuns/Feuns 982–1469 117 12 (3, 25.0) Montane
Total All sites 982–2025 2339 184 (79, 41.3) Montane–subalpine
For each study area the local name, altitudinal range, area, total number of study plots and number and percentage of the class ‘‘presence’’ as well
as the altitudinal vegetation zone (after Brassel and Braendli, 1999) are given.
Albula and Domleschg (Table 1). Eleven study areas
were situated in the subalpine zone between 1360 and
2030 m in the valleys of Landwasser and Albula.
Norway spruce (Picea abies) was the dominant tree
species. At sun-exposed and dry locations Scots pine
(Pinus silvestris) was widespread. One study area was
located between 980 and 1470 m in the montane zone.
There, Norway spruce and Common Beech (Fagus
silvatica) were the dominant tree species. At all study
areas, the forest belt extended between the timber line
and the upper edge of farmland surrounding the
settlements of the valleys. The study region is part of a
tourist region, but most recreational activities were
concentrated along few forest roads and hiking trails.
2.2. Classification of study areas and study plots
We classified each study area as either capercaillie
‘‘presence’’ or ‘‘absence’’ according to the distribution
of signs of the species. A presence perimeter
encompassed all locations of direct (sightings) and
indirect (droppings, tracks, feathers) evidences of the
species detected during the surveys buffered with a
distance of 250 m. Presence perimeters accounted for
41.3% of all study areas. The remaining parts of a study
area were classified as ‘‘absence’’. Between 12 and 27
quadratic study plots of 25 m � 25 m (625 m2) were
placed in each study area depending on its size and
contour. Thus, larger study areas held more plots in
general than smaller ones (see Table 1). We chose size
and shape of study plots so as to consider that (a) forest
structure variables need a minimum area of 200–
500 m2 to be adequately measured (Braun-Blanquet,
1964; Ph. Duc, pers. comm.), (b) Burki (1981)
recommended at least 400–600 m2 to characterise
stand structure of subalpine spruce forests and (c) data
of cover variables can more easily be estimated in
square than in circular plots because squares can be
divided in equal-sized cells (Higgins et al., 1994). The
location of each plot was determined by a random
process in GIS with a minimal distance of 100 m
between two neighbouring plots. With this approach
we minimized the problem of spatial autocorrelation
and gave regard to small-scale variation of alpine forest
stand characteristics (Larsson, 2001).
2.3. Habitat description
We use the term habitat as the resources and
conditions present in an area that produce occupancy –
including survival and reproduction – by the species in
question (Hall et al., 1997). Habitat characteristics
were measured between June 5 and 25, 2003. We
chose 26 variables to describe each single plot: four
topographic parameters, 21 variables for structural and
vegetation aspects, and one for the study area
(Table 2). To facilitate the transformation of scientific
results to practical applications, we chose as many
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318 311
Table 2
Twenty-six variables used to characterise 184 study plots of 625 m2 at 12 study areas within the central Alpine distribution range of capercaillie
in the canton of Grisons, Switzerland
Variable Shortcut Data type Definition
Study area STUARE Categorical 1 of 12 exclusive capercaillie survey areas
Elevation ELEVAT Metric Meter, above see level
Aspect ASPECT Ordinal In 8 categories
Steepness of slope SLOPE Metric In degrees
Relative position in the field POSIT Categorical See Table 3
Field-layer cover FIECOV Metric Percentage of forest floor covered by ground vegetation
Berry-shrub cover BERCOV Metric Percentage of forest floor covered by Rubus and Vaccinium spp.
Bilberry cover BILCOV Metric Percentage of forest floor covered by Vaccinium myrtillus
Height of bilberry layer BILHGT Metric Mean height of Vaccinium myrtillus
Spruce in the tree layer SPRUCE Metric Percentage of Picea abies in the tree layer
Fir in the tree layer FIR Metric Percentage of Abies alba in the tree layer
Mountain pine in the tree layer MOPINE Metric Percentage of Pinus mugo in the tree layer
Larch in the tree layer LARCH Metric Percentage of Larix decidua in the tree layer
Scots pine in the tree layer SCPINE Metric Percentage of Pinus sylvestris in the tree layer
Beech in the tree layer BEECH Metric Percentage of Fagus sylvatica in the tree layer
Crown closure CRWCOV Ordinal See Table 3
Canopy cover CANCOV Metric Percentage of forest floor covered by trees
Cover of bushes BUSCOV Metric Percentage of forest floor covered by bushes
Stand structure/vertical layers STRUCT Ordinal One-layered, multi-layered
Stem density STEMDE Metric Number of live trees per sample plot
Number of tree clusters (‘‘Rotten’’) ROTTEN Metric Number of tree clusters per sample plot
Number of fallen dead trees DEADTR Metric Number of laying dead trees per sample plot
Number of root-plates ROOTPL Metric Number of root-plates per sample plot
Number of tree stumps STUMPS Metric Number of stumps per sample plot
Number of basal-branched solitary trees SOLITAR Metric Number of basal-branched solitary trees per sample plot
Number of ant nests ANTNES Metric Number of ant nests per sample plot
variables from the Swiss National and Cantonal Forest
Inventories as possible (Brassel and Braendli, 1999).
We further added variables that are not part of the
inventories but are known from literature and own
field experience to be important components of the
species’ habitat (i.e., bilberry cover, root-plates, basal-
branched solitary trees).
Each study plot was located in the field by the
combined use of a map (1:25,000), compass and
altimeter. The centre and extent of the plot were
marked with a measuring tape. We walked along a
transect line parallel to the slope through the plot
centre and measured or estimated the variables for
each quarter of the sample plot. Bilberry height was
taken as the average of five measurements. In cases
where plot description was not possible by a single
transect due to topographic constraints, the procedure
was repeated along the orthogonal line through the
plot centre. We estimated several structural and the
cover of the various vegetation variables with support
of the technical methodology of the Swiss National
Forest Inventory (Brassel and Lischke, 2001) and by
the method of Braun-Blanquet (1964), respectively.
Stem density, number of ‘‘Rotten’’ (group of
aggregated trees of various heights with a common
basal crown belt), number of laying dead trees,
number of stumps, number of root-plates and number
of basal-branched solitary trees were counted within
the plot area.
3. Statistics
3.1. Analysis and reduction of predictor variables
We used 26 variables for the description of the
study plots at the stand scale. Following Fielding and
Haworth (1995) and Menard (2001) we excluded one
of any two variables exceeding a pairwise Pearson
correlation of 0.7 to limit co-linearity in the predictor
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318312
Table 3
Transformation of the ordinal variables ‘‘relative position in the
field’’ and ‘‘crown closure’’
Variable Ordinal Metric
Relative position in the field Ridge & hilltop 4
Plateau & upper hillside 3
Middle hillside 2
Base of hill 1
Crown closure Crowded 95%
Normal 85%
Loose 70%
Open 50%
Sparse 30%
Grouped/crowded 40%
Grouped/normal 40%
Complete 60%
For the variable ‘‘relative position in the field’’ a metric scaling was
used that represents flight options of capercaillie (4: good, 3: fair, 2:
moderate, 1: poor). The eight categories of the Swiss National Forest
Inventory for crown closure (Brassel and Lischke, 2001) were
transformed in metric values representing average figures for these
categories.
variables. The variables known from literature to be
potential predictors of capercaillie habitat were
included in the analysis: bilberry cover, canopy cover,
stand structure, number of tree clusters. Excluded
variables were: berry-shrub cover, height of bilberry
layer, crown closure, stem density, cover of bushes.
Since the study areas were not chosen randomly with
regard to aspect and elevation we did not consider
these two variables for model building. Relative
position in the field and crown closure were assessed
as ordinal variables in the field. They were trans-
formed to continuous variables for analyses (Table 3).
Finally, 19 variables and study area as categorial
variable were used for model building.
3.2. Model analyses
A logistic regression model of the GLM family
(Aitkin et al., 1989; Menard, 2001) was calibrated by
comparing data of absence and presence plots.
Following Hosmer and Lemeshow (2000) we applied
a first order polynomial as linear predictor, a binomial
error distribution, and a log-likelihood function. The
squared variables were included for model selection if
the response variable showed a unimodal relationship
with predictor variables. We used the procedure
‘‘backward stepwise’’ to optimise the model.
According to the recommendations of Hosmer and
Lemeshow (2000), Schroder (2000) and Menard
(2001) we set the level of significance for a variable
to be excluded at 0.10. Thus, the probability to
overlook an existing relationship among model
variables was reduced. Final models retained uncor-
related variables that were significant at this level. We
calculated prediction accuracies by a confusion matrix
(Fielding and Bell, 1997). All statistical analyses were
performed with SPSS 11.0.
3.3. Model evaluation
To assess the accuracy and predictive power of our
model we used a split-sample approach (Van Houwe-
lingen and Le Cessie, 1990). Following Huberty (1994)
and Manel et al. (1999) we calculated a model derived
from a calibration set of 80% of the study plots which
was applied to the remaining plots (validation set). The
plots were selected randomly, and the process was
repeated five times. Mean accuracy measures were
derived from the five independent tests. The quality of
the models was assessed by the percentage of plots
correctly assigned (CCR), the false positive and the
false negative rate, as well as Cohen’s kappa coefficient
(proportion of specific agreement, see Guisan and
Zimmermann (2000), Manel et al. (2001)). Agreement
is perfect when Kappa = 1, and not better than expected
by chance when Kappa = 0. We further calculated the
area under the curve (AUC) value as measure of overall
accuracy independent of any threshold.
4. Results
4.1. The habitat suitability model
Because we found a unimodal relationship between
canopy cover and the probability of capercaillie
occurrence, we added the square of canopy cover as an
additional variable to the initial set of 20 predictor
variables. The final habitat model retained four of
them (Table 4). All were biotic predictor variables and
significantly contributed to the model equation. The
model did not select bilberry cover.
In total 68.5% of all study plots were correctly
classified, 64.4% in presence plots and 71.2% in
absence plots (Table 5). The other accuracy measures
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318 313
Table 4
Results matrix of the logistic regression model after 15 steps with
the procedure ‘‘backward stepwise (likelihood ratio)’’
Multi-variate analysis
Variable B S.E. Wald p-Value
CANCOV 0.108 0.040 7.093 0.008
CANCOV_Sq �0.001 0.001 7.144 0.008
FIECOV 0.017 0.009 3.428 0.064
SOLITAR 0.518 0.191 7.383 0.007
STRUCT 0.885 0.475 3.471 0.062
CONSTANT �4.493 1.323 11.533 0.001
The listed variables significantly contributed to the model equation.
Fig. 2. Cumulative percentages of 22 classes of canopy cover for
absence and presence plots.
indicated a moderate fit (Kappa = 0.41, AUC = 0.78).
The mean accuracy values for the cross-validation
were generally higher, but still mean a reasonable fit.
The rate of false positive classifications shows that the
model simulated in average 4 of 10 cases as presence
even though they were classified as absence by us. The
respective figure for the false negative classifications
was much smaller.
4.2. The habitat parameters
The model revealed that the probability of caper-
caillie occurrence was positively influenced by an
increasing extent of field-layer and number of basal-
branched solitary trees. Onaverage,presence plotshada
field-layer cover of 77.38 � 2.16% (mean � S.E.). The
respective figures for absence plots were 54.50 �3.30%. The highest probability of capercaillie presence
has to be expected in forest stands with a field-layer
coverabove70%.Seventy-sevenpercentof thepresence
plots met this threshold. The number of basal-branched
solitary trees ranged from 0 to 4 in the study plots
Table 5
Characteristics and accuracy measures of the final habitat suitability
model (HSM) predicting presence or absence of capercaillie on the
study plots (n = 184) in the central Grisons
Method HSM Validation
Prevalence 0.430 0.432
AUC 0.778 0.827
CCR, optimal 0.696 0.761
Kappa, optimal 0.409 0.516
False positive rate 0.419 0.225
False negative rate 0.152 0.256
Mean validation measures were derived from a split-sample proce-
dure (4:1) repeated five times.
and was higher in plots with capercaillie presence than
with absence (Mann–Whitney U-test, Z = �4.780,
p < 0.001, d.f. = 1). There was at least one such tree
in 60.5% of presence plots but only in 36.2% of absence
plots. The capercaillie preferred forest stands with
intermediate canopy cover. Presence plots (31.58 �1.74%) separated best from absence plots (46.00 �2.66%) within the range from 25 to 65% (Fig. 2). The
vertical structure was multi-layered in 17 of 79 (21.5%)
presence plots and in 12 of 93 absence plots (11.4%;
Chi-square = 10.563, p < 0.032, d.f. = 1).
5. Discussion
Several habitat suitability models for capercaillie
have been developed in central Europe (Schroth, 1990,
1994; Storch, 2002; Sachot et al., 2003) to guide and
support capercaillie management. These models con-
cern peripheral (edge) regions of the species’ distribu-
tion. Unfortunately the models have not been evaluated
for central Alpine forest conditions nor have separate
models been developed. This bias of habitat analyses
and models towards edge regions of capercaillie
distribution is delicate from the conservation perspec-
tive because of three reasons. First, the species’ general
population decline is accompanied by a contraction of
the distribution area from the periphery to the core
(Nievergelt and Hess, 1984; Storch, 2000; Segelbacher
and Storch, 2002) – a common phenomenon for
declining species (Ceballos and Ehrlich, 2002). Second,
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318314
the central Alps encompass a large part of the total
Alpine capercaillie population (Storch, 2000; Mollet
et al., 2003). Third, habitat models are most reliable at
the region and scale where they have been developed
(Verbyla and Litvaitis, 1989; Wiens, 1989; Block et al.,
1994; Hall et al., 1997; Storch, 2002; Graf et al.,
submitted for publication).
5.1. Spring habitat selection at the forest stand
scale in the central Alps
Our logistic model of capercaillie habitat prefer-
ences was built on stand scale variables of forest
structure, food availability and topography. We did not
analyse spatial issues such as the amount of habitat
and the relative location of suitable patches (juxta-
position). The final model contained four vegetation-
specific (biotic) variables. Canopy cover is a key factor
in capercaillie habitats (e.g., De Franceschi and
Bottazzo, 1991; Gjerde, 1991; Picozzi et al., 1992;
Storch, 1993a,b). Figures of optimal canopy cover
were found to be in a range of 40% (Gjerde, 1991) to
80% (De Franceschi and Bottazzo, 1991). The latter is
too high and not suitable for capercaillie in the Alps
according to our experience. In agreement with
Leclercq (1987), Gjerde (1991) and Storch
(1993a,b) we found a preference of capercaillie for
a low to intermediate canopy cover (25–65%). This
preference guarantees that several requirements of
habitat quality are fulfilled in the forests of central
Grisons: enough light and warmth for the development
of a sufficient field-layer and associated insect
communities, a stem density that does not restrict
flight movements by capercaillie within the forest, and
space for the development of internal forest edges.
The relationship between field-layer and capercaillie
presence shows that the probability of the species’
occurrence is highest in forest stands with a well-
developed field-layer cover above 60%. The fact that
we demonstrated this relationship for winter–spring
habitat let us hypothesise that the winter home range of
capercaillie is more or less nested within the species’
summer habitat in the central Alps. Field-layer cover
has often been documented as important structural
component and trophic resource for capercaillie during
the growing season. The proximity to a well-developed
field-layer is important for capercaillie (i.e., Glutz von
Blotzheim, 1973; Storch, 1993c; Suchant, 2002)
because a high amount of Ericaceae dwarf-shrubs
offers good feeding options (Storch, 1993a). Simulta-
neously it enhances breeding success (Baines et al.,
2004) by providing shelter against predators and for
nesting sites (Rolstad, 1988; Storch, 1994).
The significance of bilberry for capercaillie
occurrence has been emphasised by many authors
(Glutz von Blotzheim, 1973; Rolstad, 1988; Klaus,
1991; Picozzi et al., 1992; Storch, 1993a; Schroth,
1994; Lieser, 1996; Saniga, 1998; Selas, 2000; von
Hessberg and Beierkuhnlein, 2000). In our model
bilberry cover was not retained. Although we found
higher abundance of bilberry in presence areas
(Z = �2.655, p < 0.01, d.f. = 1), we assume that the
variable was only represented in the model as a facet
of field-layer. Capercaillie spring distribution does not
seem to be restricted to forest stands with a minimum
amount of bilberry. But the relationship of capercaillie
presence and bilberry abundance can change with
season. Usually, winter home ranges are smaller and
separated from summer home ranges (Rolstad et al.,
1988; Rolstad and Wegge, 1989; Storch, 1995) and the
association of capercaillie with bilberry grows
stronger with the growing season progressing (Storch,
1993a). Thus, some plots of real summer presence
may have been declared as absence plots during our
spring surveys as the false positive rate of 0.4 of the
HSM probably indicates. Nevertheless, during sub-
sequent summer field work for habitat description, we
found signs of capercaillie presence in only two out of
105 plots previously classified as ‘‘absence’’.
Species composition of the tree layer did not
significantly influence the probability of capercaillie
presence. This may be surprising at first sight because
capercaillie exclusively feeds on needles of coniferous
trees during winter (e.g., Klaus et al., 1989; Summers
et al., 2004) and prefers either pines, silver fir or
spruce, depending on which tree species are present
(i.e., Gjerde, 1991; Spidsø and Korsmo, 1994; Lieser,
1996; von Hessberg and Beierkuhnlein, 2000). Since
our study area mainly lies in the subalpine zone, the
availability and distribution of coniferous tree species
might not be a limiting factor for capercaillie presence
in the study area.
Scherzinger (1974) mentioned basal-branched
solitary trees as important structural components of
a suitable habitat, and Gjerde (1984, 1991) reported
frequent roosting of cocks at the base of spruce trees
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318 315
during winter. We found a similar pattern: resting sites
were shifted from the crowns of the trees to the ground
during the snow melt period in late winter when little
alternative ground cover was available. At that time
of the year, basal-branched solitary trees – mostly
Norway spruce – offer good possibilities to hide, rest
and roost below the protective roof of the ground-
touching branches.
Only 21.5% of our study plots had a multi-layered
structure. Several authors mention that capercaillie
habitats are preferably multi-layered (Leclercq, 1987;
Suchant, 1992; Suter et al., 2002) whereas Storch
(1993a,b) could not find a preference of the
capercaillie for multi-layered forest stands. The effect
of this characteristic on habitat suitability seems to
depend on growing condition and former harvest type.
Accordingly, we do not postulate multi-layered stand
structure as indispensable condition for the species
presence in Alpine forests. There, naturally open
forests may consist of old-growth one-layered stands
offering adequate habitat quality.
In summary, canopy cover, field-layer cover,
availability of basal-branched solitary trees and stand
structure are the essential factors for defining
capercaillie winter and spring habitat suitability at
the stand scale in the central Alps. Forest stands with
an intermediate canopy cover of 30–60%, a field-layer
above 60%, and several basal-branched solitary trees
may optimally combine the essential habitat compo-
nents at the local scale. Further, multi-layered stands
seem to influence the overall habitat quality positively
but are not mandatory for the species’ presence.
5.2. Limitations of the model
In addition to the factors included in our model,
habitat suitability for capercaillie is also influenced by
the frequency and distribution of human disturbance
(Meile, 1982; Klaus et al., 1989; Klaus and Augst,
1995) and the location of a habitat within a large-scale
habitat pattern (Andren, 1994; Kurki et al., 2000;
Storch, 2003). These two topics were not part of this
study. Thus, the conclusions of this paper are only
valid for capercaillie winter–spring habitats at the
forest stand-scale with a ‘‘compatible’’ level of human
disturbance.
Other than in coniferous forests of the Pre-Alps and
many smaller mountain ranges of central Europe, the
central Alps allow only stands with lower stem density
and generally open canopy structure because of the
harsh environmental conditions of the upper subalpine
zone (Brassel and Braendli, 1999). Normally, these
forests have a well-developed field-layer that, depend-
ing on exposition and soil type, is often dominated by
dwarf-shrubs, and are thus potentially suitable for
capercaillie over large areas. Further, stand structures
with tree clusters (‘‘Rotten’’) are more frequent in this
zone than in lower areas of the coniferous forest belt
(U. Buhler, pers. com.). Capercaillie seems to cope
well with these types of forest stands in the central
Alps although bilberry cover is generally sparse to
moderate. Coniferous forests of the Pre-Alps at lower
altitude are more productive and grow faster on
average. Accordingly, stands of good habitat quality
with a concentration of structural and nutritional
resources can naturally only be found at nutrient-poor
sites with slow-growing trees (ridges, topographic
edges, mires) resembling boreal forest structures.
Thus, diversely structured and open stands are rarer
and patchily distributed. Further, they are often
accompanied with bilberry in the field-layer. This
could explain the more pronounced relationship of
capercaillie occurrence and bilberry availability in the
Pre-Alps than in regions with an intrinsically lower
forest productivity (subalpine forests in higher
elevated areas, i.e., >1700 m) and thus contiguous
stands with moderate canopy cover.
There is general consensus that model evaluation
from an independent data set provides one of the few
robust procedures for validation (Fielding and Bell,
1997; Manel et al., 1999; Guisan and Zimmermann,
2000). Since we lack an independent data set, we
approximated such an evaluation method by a 5-fold
partitioning of the original data set of the study area.
The accuracy measures of the original habitat model
and the evaluation set provided a moderate agreement.
Our figures correspond well with the ones of Storch’s
small-scale habitat suitability model (Storch, 2002,
2003). She concluded that the predictive power of
habitat models could be enhanced when landscape
characteristics would be included. By combining our
habitat model with the large-scale model from Graf
et al. (submitted for publication) the Kappa-value
increased from 0.41 to 0.52. Assuming that we
accounted for the most important predictor variables
at the stand and landscape scales, we conclude that the
K. Bollmann et al. / Forest Ecology and Management 215 (2005) 307–318316
model agreement can be enhanced by a multi-scale
approach. The improvement was only moderate
because also other intrinsic and extrinsic factors,
i.e., human disturbance, predation or seasonality,
influence the distribution of a species (Morrison et al.,
1998). Furthermore, we cannot expect large differ-
ences in the Kappa-values among the stand- and
landscape-scale models because (a) both presence and
absence plots of most study areas lay within the
predicted area of the landscape-scale habitat model of
capercaillie in the Alps and (b) our study design was
not assessed to rigidly test for landscape scale effects.
5.3. Implications for conservation
We were able to show a relationship between the
occurrence of various habitat factors within a forest
stand and the presence of capercaillie. Our model is a
practical tool for forest managers of the central Alps
engaged in capercaillie conservation. The model has
the advantage that habitat becomes operational, i.e.,
practical, measurable and understandable (sensu Noss,
1990; Peters, 1991), because it is partly based on forest
stand variables used in regional and national
inventories. However, the inventories would be
improved for conservation purposes if the variables
‘‘basal-branched solitary tree’’ and ‘‘field-layer type’’
and ‘‘composition’’ were added. The latter preferably
includes Ericaceae, Vaccinium and Rubus species. A
random population dynamic process excluded, the
model allows the forest managers (1) to identify
vegetation-related components of high probability of
capercaillie presence, (2) to assess the abundance and
distribution of habitat patches of various suitability,
(3) to monitor habitat suitability dynamics over space
and time and (4) to create suitable habitat for the
species and to improve the vegetation-related carrying
capacity of an area. Until today, we have not tested the
model in other alpine areas of capercaillie distribution,
but we would expect it to work sufficiently well in
naturally coniferous forests in the inner valleys of
the Alps.
Acknowledgements
We thank the cantonal authorities for forest and
wildlife of the canton of Grisons for their authorisation
to use the capercaillie inventory and to conduct this
study. Ch. Hofmann provided statistical support. We are
grateful to W. Suter, U. Buhler, and two anonymous
reviewers for their valuable comments on the manu-
script. The study was partly financed by the Zurcher
Tierschutz and the Swiss National Science Foundation.
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