Biphasic effect of gingipains from Porphyromonas gingivalis on the human complement system
Adjectival predicators and approaches to complement realisation
Transcript of Adjectival predicators and approaches to complement realisation
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
Adjectival predicators and approaches to complement realisation
Tor Arne Haugen
Ivar Aasen Institute for Language and literature, Volda University College
Abstract
Most research on complement realisation has been concerned with verbs, and a central
assumption, especially in theoretically oriented approaches, has been that complement
realisation, often referred to as argument realisation, is predictable from the structure of
events, i.e. (a part of) the semantic structure of the verb. I refer to this assumption as the
Predictability Thesis. Other valency carriers than verbs also need to be accounted for, and
the article investigates the neglected area of adjectival valency. Two major versions of the
Predictability Thesis are assessed: the aspectual approach and the causal approach. The
findings support the view that valency is not predictable from these facets of event structure.
Rather, the view that valency belongs to the idiosyncratic aspects of language is supported; it
is necessary to specify both the semantic structure and the realisation of complements in the
lexicon.
Keywords: Complement realisation; adjectives; predictability; aspectual approach; causal
approach
1 Introduction
Most research on complement realisation has been based on verbs, and different
approaches have been concerned with different facets of the event structure of verbs, see
Levin and Hovav (2005) for a comprehensive survey. A basic premise has been the
hypothesis that the realisation of complements is predictable from the structure of events, i.e.
(a part of) the semantic structure of the verb. I refer to this assumption as the Predictability
Thesis. Given the central role of the verb in the clause, it is hardly surprising that most
models of complement realisation have been developed on the basis of verbal valency.
There are also other valency carriers that need to be considered, however, and the present
article investigates the neglected area of adjectival valency.
The investigation is based on a corpus study of 181 polyvalent adjectives in
Norwegian, in which 956 valency constructions, i.e. a particular adjective in a particular
pattern, were recorded in a database. A polyvalent adjective is understood as an adjective
taking at least two complements denoting event participants in at least one of its valency
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patterns. The focus is restricted to adjectives in predicative function.1 The term valency
construction has been adopted from Herbst and Schüller (2008), and a construction is to be
understood as a conventionalised pairing of form and meaning, as the term is used in the
construction grammars of Goldberg (1995, 2006) and Croft (2001). It should be noted,
however, that the notion of valency construction refers to a specific predicator in a specific
valency pattern. Hence, valency constructions are more specific than Goldberg’s (1995)
argument structure constructions.
Like verbs, adjectival predicators enter into constructions expressing different event
structures, and when it comes to governing the basic structure of the clause, adjectives can
play much the same role as the class of verbal predicators. Consider the following examples
from Norwegian:
(1) a. Han blir endelig kvitt problemet
He becomes finally rid.of problem.DEF
‘Finally, he got rid of the problem’
b. *Han blir endelig kvitt
He becomes finally rid.of
The adjective kvitt ‘rid of’ obligatorily takes a second complement, in this case the NP
problemet ‘the problem’, in addition to the complement in the subject slot. Complements in
this second slot will, for easy reference, be referred to as “objects”, but no claim is made that
they are equivalent to the objects of verbs. “Subject” and “object” should simply be
understood as labels for the different slots. Norwegian has two basic copulas used in
constructions with predicative adjectives: være ‘be’, which is mostly used in stative contexts,
and the inchoative counterpart bli ‘become’, exemplified in (1) above, which is predominantly
used in non-stative contexts.2 The choice of copula, however, does not alter the valency
features of the predicator in this case:
(2) a. Han er endelig kvitt problemet
He is finally rid.of problem.DEF
‘He is finally rid of the problem’
1 The different possibilities for valency realisation between attributive and predicative adjectives constitute interesting problems in their own right, see Haugen (2013) for discussion. Pre-head attributive adjectives do normally not take complements in Norwegian, but this will not be further discussed here. 2 The verb forbli ‘remain’ is also classified as copular in the Norwegian Reference Grammar (Faarlund et al. 1997), but this verb is much less frequent than bli ‘become’ and være ‘be’. We will return to this in Section 4.1.
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
b. *Han er endelig kvitt
He is finally rid.of
Hence, the adjective is the part of the predicator that seems to decide the basic structure of
the clause. This observation is in accordance with Heltoft (1995:220), who analysed
predicators in the form of adjectives in combination with copular verbs in Danish. He
concludes that, “[i]t is the combinatorial potential of the adjective that determines the number
and syntactic category of the nuclear participants of the clause”. For example, the adjective
kvitt ‘rid of’ determines the complements of constructions as in (1) and (2).
In Norwegian, adjectives can take basically the same complement types as can
verbs:
(3) a. Han er redd hunden
He is afraid dog.DEF
‘He is afraid of the dog’
b. Ho er klar over problemet
She is aware over problem.DEF
‘She is aware of the problem’
c. Dei er glade at sumaren kjem snart
They are glad that summer.DEF comes soon
‘They are glad that summer is here soon’
d. Seieren er verdt å kjempe for
Victory.DEF is worth to fight for
‘The victory is worth fighting for’
In (3a), the adjective redd ‘afraid’ takes an NP object-complement, in (3b) klar ‘aware’ takes
a prepositional complement, glad ‘glad’ takes a that-clause in (3c), whereas verdt ‘worth’
takes an infinitive in the object slot in (3d).
Like verbs, adjectives do seem to determine both the number and the types of
complements with which they occur in a clause. This means that models of complement
realisation also need to account for adjectival valency, and a first step towards assessing
predictability in the complement realisation of adjectives is to investigate whether facets of
event structure that have been hypothesised to play a role in the complement realisation of
verbs, also play a role for adjectival predicators. Hence, this investigation is also a
contribution to an overall assessment of the Predictability Thesis as such.
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
A brief overview of the Predictability Thesis is given in Section 3, and two major versions of
this thesis, the aspectual approach and the causal approach, are assessed against data from
adjectival valency in Sections 4 and 5, respectively. It is argued that complement realisation
should be considered item-specific knowledge, and a brief account of this view and its
consequences for grammatical theory is given in Section 6. In the next section we start with
an overview of the material investigated.
2 Data
In the research on complement realisation the emphasis has tended to be on theorising
rather than on large scale empirical investigations, cf. the survey in Levin and Hovav (2005).
As Faulhaber (2011:296) argues, “[i]t appears to be symptomatic for research on linking that
the claims that are made are often based on a number of handpicked examples which clearly
indicate a strong relationship between form and meaning but rarely on large-scale samples
which are selected without reference to their syntactic properties”. There is nothing wrong
with theorising per se, but it should, of course, be based on a solid empirical foundation.
Faulhaber also argues that research on complement realisation has tended to focus on NP
complements only, and that prepositional complements and complements in the form of
infinitives and different kinds of clauses have often been neglected. For this reason, too,
more large-scale empirical investigations are needed in this area, and all kinds of valency
carriers and all complement types should be included. Of course, other languages than
English also need to be investigated.
As already mentioned, the data analysed here come from a corpus-based
investigation of 181 polyvalent adjectives and their valency patterns in Norwegian. It is well
known that Norwegian has two written standards, Bokmål and Nynorsk, which were both
established around the turn of the twentieth century. Both written standards are represented
in the material, which comes from one lexicographical corpus of Bokmål (LBC) and a
corresponding corpus of Nynorsk (LNC). In addition, a large corpus based on Norwegian
Web pages has been applied (NWC).3
There are considerable frequency differences between the various adjectives, but
overall, constructions with polyvalent adjectives are relatively infrequent. For this reason,
it was necessary to base the investigation on written corpora; sufficiently large speech
corpora are not at hand for Norwegian. There are some polyvalent adjectives that are
conventionally used in one of the two written standards only, but most of the adjectives
investigated are used in both Bokmål and Nynorsk. No attempt is made to treat Bokmål and
3 More details about the corpora are found in Haugen (2012), on which this article is partly based.
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Nynorsk separately; the two written standards are codifications of the same language. The
abbreviations used to refer to the different corpora above have been used to mark authentic
examples, whereas unmarked examples are self-constructed. In the next section we will turn
to the thesis of predictability in complement realisation.
3 The Predictability Thesis
The Predictability Thesis, the assumption that complement realisation is predictable from
rules based on the semantic structure of the valency carrier, has been advocated in
approaches to valency connected to different versions of generative grammar; see Levin and
Hovav (2005) for a comprehensive survey. Chomsky (1986:87) suggests that, ‘‘if a verb (or
other head) s-selects a semantic category C, then it c-selects a syntactic category that is the
‘canonical structural realization of C’.“ Levin (1993:5) claims that, ‘‘[p]resumably, predictions
about verb behavior are feasible because particular syntactic properties are associated with
verbs of a certain semantic type’’, and Pinker (1989:62, emphasis in original) argues that,
‘‘[s]yntactic argument structures of verbs are predictable from their semantic structures, via
the application of linking rules’’.
The Predictability Thesis is not necessarily restricted to individual languages; two
major proposals have been made regarding the universality of complement realisation
(Rosen, 1999), viz. Perlmutter and Postal’s (1984) Universal Alignment Hypothesis and
Baker’s (1988) Uniformity of Theta Assignment Hypothesis. The former was formulated in the
framework of Relational Grammar and states that, ‘‘[t]here exist principles of universal
grammar which predict the initial relation borne by each nominal in a given clause from the
meaning of the clause’’ (Perlmutter and Postal, 1984:97). A GB version of this idea is Baker’s
(1988:46) Uniformity of Theta Assignment Hypothesis: ‘‘Identical thematic relationships
between items are represented by identical structural relationships between those items at
the level of D-structure’’. This means that there is a one-to-one relationship between
semantic complements and syntactic positions, and Rosen (1999:6) interprets this as follows:
‘‘Universal alignment predicts identical mappings of arguments into syntax across verbs and
languages’’. Hence, this very general idea reflects the Predictability Thesis on a universal
level, and the hypotheses of universal linking between the semantics and the realisation of
complements reflect the strong tendency towards building far-ranging theories in this area of
research.
Perhaps the most basic approach to complement realisation is the semantic-role
approach, where each predicator is associated with an inventory of roles, one for each of the
participants in the event denoted. If predictability is assumed, the realisation of complements
is hypothesised to follow from these roles. The semantic-role approach is applicable also to
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adjectival predicators, although there are few studies that attempt to formulate semantic roles
for adjectives. One large-scale empirical investigation of English adjectives is Herbst (1983),
who does in fact formulate such roles. He shows that semantic roles are useful to compare
the semantic structures also of adjectival predicators, and he also considers the relationship
between the semantic structure of adjectives and their complement realisation. Although he
does identify some correlations between the semantic structure of adjectives and the valency
patterns in which they occur, a 1:1 correspondence between complements in specific
semantic functions and semantically-defined adjective groups is found only in three out of the
35 groups he defines. Haugen (2012) also explicates semantic roles for adjectives (in
Norwegian), and finds that most roles have multiple realisations across different predicators.
Hence, both these large-scale investigations of adjectival valency point in the same direction:
It seems to be very difficult to predict complement realisation based on the semantic
structure of adjectives.
Recently, Boas (2003) and Faulhaber (2011) have challenged predictability in
complement realisation also in English verbs. Faulhaber compares 87 verbs distributed over
22 semantic groups and concludes that “[i]f semantic determinism reflected language reality
then the syntactic differences between these verbs should be retraceable to their meaning.
For a considerable number of restrictions identified this was simply not possible” (p. 299).
Hence, also this large-scale empirical study suggests that complement realisation should be
considered to be item-specific knowledge. Faulhaber also compares verbs on the basis of
the semantic roles of their complements. Here, we will focus on two other main versions of
the Predictability Thesis, namely the aspectual approach and the causal approach. These
approaches represent different conceptualisations of the events that valency carriers and
their complements denote.
“Event structure” is commonly used to refer to the representation of the part of the
semantic structure of a predicator which is assumed to determine the realisation of
complements. According to Levin and Hovav (2005:78), this term, ‘‘reflects the consensus
that such representations encode properties of events’’, but there is no consensus as to how
events should be represented nor as to what parts of an event structure that are relevant to
predict the realisation of complements. The term “event” is used to refer to all aspectual
types of events, also to stative events; cf. Croft (2012:34). As discussed above, the
semantic-role approach is perhaps the most basic approach to event structure. Two more
recent approaches to event structure, which have figured prominently in the research on
complement realisation, are the aspectual approach and the causal approach. These
approaches represent different conceptualisations of events, and they attempt to account for
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complement realisation by linking it to aspectual and to causal facets of events, respectively.
Hence, they can be seen as alternative versions of the Predictability Thesis.
In my view, the aspectual- and the causal approaches can be seen as alternative
ways of defining semantic roles; the aspectual and causal roles of events are also filled by
participants in some way, as starting points and ending points of temporal and causal chains,
respectively. Hence, the participants in the events described are central also in these
approaches. Clearly, the main facets of events that are highlighted here reflect the fact that
the research in this area has predominantly been carried out on verbs, and this raises an
important question: To what extent are these facets of event structure relevant in predicting
the complement realisation of adjectives? This is the question that will be explored in the
sections that follow.
4 The aspectual approach to complement realisation
The aspectual approach to event structure was not originally developed to account for
complement realisation (Levin and Hovav, 2005:87). From the outset, aspectual classification
was concerned with verbs, and Vendler’s (1957) sub-division of verbs into four aspectual
classes is probably the most influential (cf. Rosen, 1999:3; Levin and Hovav, 2005:88; Croft,
2012:33ff). Vendler’s classes can be distinguished through three pairs of semantic features
(Croft, 2012:35; following Mourelatos, 1981): STATIVE/DYNAMIC, DURATIVE/PUNCTUAL,
and TELIC/ATELIC:4
(4) States: stative durative atelic
Activities: dynamic durative atelic
Achievements: dynamic punctual telic
Accomplishments dynamic durative telic
Rosen (1999:3) gives the following examples of these classes:
(5) STATES
a. Terry knows the answer
b. Terry resembles his brother
(6) ACTIVITIES
a. Terry walked for an hour
4 Upper case letters are used to refer to components of semantic structure.
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b. Terry is driving the car
(7) ACHIEVEMENTS
a. Terry reached the summit in 15 minutes
b. The vase broke
(8) ACCOMPLISHMENTS
a. Terry built five houses in two months
b. The child is drawing a circle
Frawley (1992:294, emphasis in original) defines aspect as, “the way that an event is
distributed through the time frame in which the event occurs’’, and it is an important point that
this definition does not specifically refer to verbs. It has been frequently demonstrated in the
literature that aspect cannot be ascribed to the verb only; also ‘‘characteristics of the object,
adjuncts, and other materials in the clause contribute to the event type of the entire clause’’
(Rosen, 1999:4). A common test to discern between atelic statives and activities on the one
hand and telic achievements and accomplishments on the other is to check for compatibility
with DURATIVE adverbials with for, indicating atelicity, and CONTAINER adverbials with in,
indicating telicity (cf. Croft, 2012:35f; Arche, 2006:63f). Based on these tests, the following
examples, taken from Rosen (1999:4), illustrate that various clause components other than
the verb can change the aspect of the clause:
(9) ADDITION OF DIRECT OBJECT
a. Bill ran for 5 minutes/*in 5 minutes (activity)
b. Bill ran the mile *for 5 minutes/in 5 minutes (accomplishment)
(10) SPECIFICITY OF OBJECT
a. Bill wrote letters for an hour/*in an hour (activity)
b. Bill wrote the letter *for an hour/in an hour (accomplishment)
(11) COUNT/MASS OBJECT
a. Bill drank coffee for an hour/*in an hour (activity)
b. Bill drank a cup of coffee *for an hour/in an hour (accomplishment)
(12) VERB PARTICLE
a. Terry thought for an hour/*in an hour (activity)
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b. Terry thought up an answer in an hour/*for an hour (accomplishment)
(13) RESULTATIVE
a. Terry ran for an hour/*in an hour (activity)
b. Terry ran us ragged in an hour/*for an hour (accomplishment)
These examples indicate that aspect is compositional; it cannot be due to the aspectual class
of the verb only.
After this brief characterisation of aspect, we will take a look at how aspect has been
claimed to play a role in complement realisation. According to Levin and Hovav (2005:96),
the idea that there is a link between aspect and the realisation of complements can be traced
back to Hopper and Thompson (1980) and their seminal paper on transitivity. According to
Hopper and Thompson, telicity and punctuality are among the factors that contribute to
transitivity. They see transitivity as a gradual phenomenon connected to clauses; clauses
have different degrees of transitivity, and telicity and punctuality are factors that increase it. It
is an important point that transitivity is connected to clauses and not only to verbs per se,
because this is a feature that transitivity shares with aspect, as we saw in (9)–(13) above.
Aspectual approaches to complement realisation are rather limited in scope. The
main proposal is that certain kinds of direct objects are associated with telicity, or with what
Dowty (1991) calls incremental themes; cf. Levin and Hovav (2005:109). Borer (2005:50)
argues that, ‘‘only direct arguments interact with event structure’’, and Tenny (1994:10f)
argues that only direct internal complements, by which she means NP objects, can measure
out events, and, hence, realise the aspectual feature in question. Verbs taking other kinds of
complements do not fall under the Measuring-Out Constraint. Tenny’s notion of ‘‘measuring
out’’ is similar to Dowty’s ‘‘incremental theme’’, and we will now take a closer look at these
notions. For Dowty, an incremental theme is one kind of participant role.5 An incremental
theme is ‘‘an NP that can determine the aspect of the sentence, since the parts of the event
correspond to parts of the NP referent that are affected by the action; the event is ‘complete’
only if all parts of the NP referent are affected (or effected)’’ (Dowty, 1991:588). Consider the
following examples:
5 An important difference between the approaches of Dowty (1991) and Tenny (1994) is that for Dowty, the notion incremental theme is one of several factors that characterise prototypical instances of the role patient, whereas Tenny makes more direct claims about the correlation between the notion of ”measuring out” and direct objects.
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(14) a. Han åt pølsa
He ate sausage.DEF
‘He ate the sausage’
b. Han åt
He ate
‘He ate’
In (14a), the direct object pølsa ‘the sausage’ is the realisation of an incremental theme
complement of the verb ete ‘eat’. The theme complement is incremental in that pølsa is
gradually consumed as the eating event progresses. The parts of the event of eating it
correspond to the parts of pølsa ‘the sausage’, and when it is fully consumed, the event
reaches its endpoint. Hence, the direct object makes the construction telic, which is clearly
demonstrated by contrasting it with the example in (14b), which is atelic. In Tenny’s (1994)
terms, the direct object measures out the event in that it brings the event to an endpoint
when it is fully consumed. This kind of measuring out is then extended to other kinds of
predicates:6
(15) a. Dei gjekk Besseggen
They walked Besseggen
‘They walked Besseggen’
b. Vinden tørka kleda
Wind.DEF dried clothes.DEF
‘The wind dried the clothes’
In (15a), we have what Tenny (1994:17) calls a ‘‘path object’’; in our case the path is the
mountain ridge Besseggen, and this path measures out the event in that the progress along
the path is the measure for the progress of the event, and the endpoint of the event is the
endpoint of the path. In (15b), we have an inchoative verb, whose patient complement Tenny
characterises as the measure of the event. In this case, the measure is not connected to the
extension of the object, but to the progress of the object on the scale of DRYNESS denoted
by the verb. As Tenny (1994:18) and Levin and Hovav (2005:95) argue, the common feature
of these verbs is that they involve a scale, and that progress through the event corresponds
to progress along this scale. In (14a), the scale is found in the physical extension of the direct
object, whereas in (15a), the scale is found as a path with an endpoint within the direct
object. It is the endpoint of the scale that gives telicity to the construction (ibid.). This is why it
6 The term ”predicate” here refers to verb + non-subject complements.
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has been suggested that the notion of incremental theme should be reserved for the scale
which functions as a measure of the event, and that the complement that is realised as a
direct object is the complement about which a progress on the scale is predicated (Levin and
Hovav, 2005:99; citing Kennedy and Levin, 2001).
Tenny (1994:11) argues that, ‘‘[d]irect internal arguments are the only overt
arguments which can ‘measure out the event’ ‘‘, but this claim is challenged by evidence
presented by Dowty (1991:570f), who argues that examples like in (16a)–(16b) have
incremental theme subjects, whereas the one in (16c) has an incremental theme PP:
(16) a. John entered the icy water (very slowly)
b. The crowd exited the auditorium (in 21 minutes)
c. She walked across the desert in a week
Hence, the notion of incremental theme cannot be used to predict that a certain complement
will be realised as a direct object. Jackendoff (1996) argues that it is AFFECTEDNESS and
not ‘‘measuring out’’ that is most central to its realisation as a direct object, and he
demonstrates that not all affected objects are incremental themes (p. 312):
(17) John chewed/kneaded/jiggled/spun the loaf of bread for/*in an hour
With these verbs, the direct object the loaf of bread is affected, but it does not measure out
the event: the event is atelic. It is clear that not all direct objects are incremental themes;
rather, this is verb-specific, but in some cases there is a correlation between the presence of
a direct object and telicity. Hence, the relationship between aspect and complement
realisation is correlational rather than implicational.
4.1 The aspectual approach and adjectival predicators
After this brief outline of the aspectual approach to complement realisation, its main claims,
and some of the problems with which it is concerned, we will now turn our attention to
adjectival predicators. To what extent is the aspectual approach to event structure and
complement realisation applicable also to adjectives? To answer this, we have to take a
closer look at the composition of complex adjectival predicators. At clause level, adjectives
combine with various verbs to form complex predicators, but in the present investigation, the
focus will be restricted to combinations with full-fledged copular verbs. The goal of this
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investigation is to reveal the valency properties of the adjective category, and predicators
composed of a copular verb and an adjective show more valency variation than combinations
with other verbs; cf. Daugaard (2002:107f) and Faarlund et al. (1997:734).
The full-fledged copulas have very schematic meanings. The three Norwegian verbs
that are regarded as copulas by Faarlund et al. are være (Nynorsk vere ) ‘be’, bli (Nynorsk
also verte) ‘become’, and forbli ‘remain’; see also Daugaard (2002:115), who concludes that
these three are also the full-fledged copulas in Danish. The semantic contributions of these
verbs in combination with adjectives seem to be restricted to expressing tense and aspect.
As Daugaard points out, the full-fledged copulas complement each other aspectually (ibid.).
Være ‘be’ and forbli ‘remain’ are both stative. Bli ‘become’, on the other hand, is the
inchoative counterpart of være and expresses that the state denoted by the predicator comes
into being; see also Faarlund et al. (1997:734). This is the aspectual difference we will focus
on here:
(18) a. Huset er blått
house.DEF is blue
‘The house is blue’
b. Huset blir blått
House.DEF becomes blue
‘The house becomes blue’
The basic aspect of constructions with adjectival predicators in combination with være, as in
(18a), is stative, whereas constructions with bli ‘become’ are inchoative, as in (18b).7
As pointed out in our discussion above, telicity and the notion of incremental theme
have figured prominently in aspectual approaches to complement realisation. Therefore, in
an assessment of the extent to which the aspectual approach is applicable to adjectives, the
following questions are a natural starting point: Are constructions with adjectival predicators
telic, and do they include incremental themes? We will first consider telicity.
The difference between the constructions in (18) clearly involves a difference in
telicity. (18a) is atelic, whereas (18b) is telic. The difference between være ‘be’ and bli
‘become’ can also be demonstrated with the distinction between DURATIVE and
CONTAINER adverbials; see (9)-(13). DURATIVE for adverbials are expressed in Norwegian
with the preposition i, whereas CONTAINER in adverbials, are expressed with på :
7 We will return to some exceptions from these basic cases in (27).
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(19) a. Jeg var sur i en uke (LBC)
I was sour for a week
‘He was grumpy for a week’
b. ?Jeg var sur på en uke
I was sour in a week
c. ?Jeg ble sur i en uke
I became sour for a week
d. Jeg ble sur på en uke
I became sour in a week
‘I turned grumpy in a week’
I ‘for’ adverbials are much more conventional with være , whereas på ‘in’ adverbials are
combined with bli. Hence, the constructions with være are most easily interpreted as atelic,
whereas the constructions with bli are interpreted as telic.8 We can conclude from this that in
Norwegian, the choice between the copulas være ‘be’ and bli ‘become’ is normally
associated with a change in aspect, more specifically with a change in telicity. A further
aspectual difference found with bli constructions is between durative events (20a) and
punctual events (20b):
(20) a. jeg ble god i matte (NWC)
I became good in maths
‘I became good at maths’
b. Skjermen ble svart (LBC)
Screen.DEF became black
‘The screen turned black’
Hence, according to Vendler’s classification in (4), (20a) is an accomplishment, whereas
(20b) is an achievement.
We will now turn to our second question: Do constructions with adjectival predicators
express incremental themes? We recall from our discussion above that incremental themes
are closely associated with telicity, and, hence, we would expect to find them in constructions
with the telic bli ‘become’, as in (20). We also recall from our discussion of the examples in
(15) that the notion of measuring out is associated with a scale; e.g. a scale of DRYNESS in
(15b). Adjectives are also frequently associated with a SCALE, and it is the
8 An alternative reading of (19) (c) is an iterative reading where the subject repeatedly turns grumpy for a week.
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conceptualisation of a change on a scale that makes constructions like that in (20) telic. The
endpoint of the event is reached when the subject of the construction reaches the point on
the scale where the property denoted by the adjective is reached. For example, the endpoint
of the change in (20a) is reached when the subject hun ‘she’ reaches a certain point on the
scale associated with the adjective god ‘good’, specified as pertaining to MATHEMATICAL
SKILLS by the complementation i matte ‘in maths’; the construction expresses that her
mathematical skills have changed and that they have improved. Hence, this is parallel to the
construction in (15b), where the direct object is the complement which undergoes a change
on a scale of DRYNESS implied by the verb. In that case, the direct object is the complement
of which the change on the scale is predicated. With the adjectival predicator, however, the
incremental theme is associated with the subject, not with a direct object.
Now, an interesting question is whether this changes if the adjective takes an NP
object. Consider the following examples:
(21) a. Jeg ble lei håret (NWC)
I became tired hair.DEF
‘I became tired of my hair’
b. jeg ble redd denne læreren (NWC)
I became afraid this teacher.DEF
‘I became afraid of this teacher’
c. Tittelen ble lik tittelen på plakaten (LBC)
Title became like title.DEF on poster.DEF
‘The title became like the title on the poster’
d. Kroppen hans blir verdt millioner (NWC)
Body.DEF his becomes worth millions
‘His body will be worth millions’
In these cases as well, the changes taking place are predicated about the subjects, not about
the objects. I conclude from this that in adjectives, a change on the scale associated with the
adjective is always predicated about the subject, and this makes incremental theme a poor
candidate for predicting complement realisation. If we change the copula into være ‘be’, we
get stative constructions, but this has no consequences for complement realisation:
(22) a. Jeg var lei håret
I was tired hair.DEF
‘I was tired of my hair’
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b. Jeg var redd denne læreren
I was afraid this teacher.DEF
‘I was afraid of this teacher’
c. Tittelen was lik tittelen på plakaten
Title was like title.DEF on poster.DEF
‘The title was like the title on the poster’
d. Kroppen hans er verdt millioner
Body.DEF his is worth millions
‘His body is worth millions’
The minimal pairs in (21)–(22), differing only in the choice of copula, are also a challenge for
a claim made by Arche (2006:107), that aspect is purely syntactic: ‘‘I will defend that there
are no inner aspect properties decided from the lexicon but it is the elements present in the
syntactic structure that gives [sic] the aspectual nature of the construction.’’ It seems clear,
however, that there is no syntactic difference between the constructions in (21)–(22). Rather,
the two copular verbs express different aspects. Nevertheless, let us have a look at the
background for Arche’s claim. A central factor in the discussion is the distinction between
individual-level and stage-level predicates, which, according to Arche, is due to Carlson
(1977). The former apply to individuals (23a), whereas the latter apply to stages or
happenings in which individuals participate (23b) (Arche, 2006:6):
(23) a. John is a mammal
b. John is in Los Angeles
In Spanish, adjectival predicators with the copula ser ‘be’ yield individual-level predicates that
are normally taken to be stative. Arche observes, however, that there are certain adjectives
in Spanish, like cruel ‘cruel’, amable ‘kind’ and mezquino ‘mean’ that can be used with the
copula ser (indicating that they are individual-level), but that can still be dynamic. The
following Norwegian examples can also illustrate this:
(24) a. Han er snill (LBC)
He is kind
‘He is kind’
b. Han er snill mot deg (LBC)
He is kind against you
‘He is kind to you’
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In (24a) the combination of være ‘be’ and snill ‘kind’ yields a stative predicate, whereas the
construction in (24b), on the other hand, can be interpreted as a Vendlerian activity, i.e. that
he is acting in a kind-hearted way. Arche argues that constructions like those in (24b) imply
that the subject performs some action directed against the participant denoted by the PP,
although this action is not specified. Arche’s conclusion is that not all individual-level
predicates are statives, and that the non-stativity of such predicates correlates with the
presence of what she calls relational PPs, like mot deg ‘to you’ in (24b); she argues that the
difference between pairs like those in (24) suggests that the aspectual difference is to be
ascribed to the PP and the construction as a whole and not to the copula. This seems like a
very reasonable analysis. She also suggests, however, that the difference in (24) is evidence
that aspect is purely syntactic.
It is clear that the aspectual difference between (24a) and (24b) is not due to the
copular verb, and hence that aspect is partly determined by the composition of the
construction as a whole. This does not mean, however, that there are no aspectual
differences between copulas per se. For example, it seems clear to me that the basic
aspectual meaning of the copula være ‘be’ (25a) is different from the basic aspectual
meaning of bli ‘become’ (25b), and hence that aspect is both connected to the copula per se
and constructional:
(25) a. Jeg er redd hunder (NWC)
I am afraid dogs
‘I am afraid of dogs’
b. Jeg blir redd hunder
I become afraid dogs
‘I become afraid of dogs’
In (24b), for example, it seems that the basic aspect of være ‘be’ is overridden when it
combines with mot deg ‘to you’ in that construction. As Croft (2012:31) argues, ‘‘[a]spect is
manifested both grammatically and lexically.’’ What the aspectual difference between the
examples in (24) demonstrates, however, is that it is too simplistic to regard all constructions
with the copula være + Adj as stative in Norwegian as well.
An interesting point that has emerged is that aspect is not only dependent upon the
choice of copula. Some adjectives arguably take AGENT-like subjects, and although these
adjectives, per se, do not specify any action, these constructions as wholes are clearly
dynamic and are to be classified as Vendlerian activities:
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(26) a. Jeg er veldig forsiktig med å gå ut (NWC)
I am very careful with to go out
‘I am very careful about going out’
b. han var vel opptatt med å betale ut penger (NWC)
he was probably busy with to pay out money
‘He was probably busy paying out money’
It is also possible for constructions with bli ‘become’ to be given a stative reading; Faarlund
et al. (1997:735) give the example in (27a) below, where the construction contains a
continuative adverbial of time. In this example, the predicative is an NP, but a stative reading
is also possible with an adjectival predicative as in (27b). Furthermore, constructions with bli
can also express a stative aspect in combination with present participles as in (27c):
(27) a. Han ble en stakkar hele sitt liv
He remained a miserable.wretch all his life
‘He remained a miserable wretch all his life’
b. Hele vinteren ble kald
Whole winter.DEF remained cold
‘It remained cold for the whole winter’
c. Vi blir sittende
We remain sitting
‘We remain seated’
Even though it is not the case that constructions with være are always stative and that
constructions with bli are always inchoative and telic, this aspectual distinction is very often
found between minimal pairs, as in (25), where only the copula is changed. Hence, if aspect,
and telicity in particular, is important for complement realisation, the expectancy would be
that the choice of copula should influence the range of valency patterns that adjectival
predicators occur in. However, this seems to be the case only to a very limited extent.
Nevertheless, an investigation of the valency patterns of 181 polyvalent adjectives in
Norwegian shows that there are some restrictions on the use of the copulas være ‘be’ and
bli ‘become’ with some adjectives. Interestingly, however, in the restrictions that are found, it
is, in fact, the use of the inchoative and telic bli that is limited, whereas være can almost
always be used. Thus, to the extent that it makes a difference, telicity would appear to restrict
the valency patterns of adjectival predicators.
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There are two main types of restrictions on the choice of copula. First, in the case of some
predicators, there is a strong preference for være rather than bli in all their valency patterns.
This applies to a few adjectives with the prefix u– ‘in–, un–’, like ukjent ‘unknown,
unfamiliar’:
(28) a. han var ukjent med denne saka (LNC)
he was unfamiliar with this matter.DEF
‘He was unfamiliar with this matter’
b. ?han blei ukjent med denne saka
he became unfamiliar with this matter.DEF
As Daugaard (2002:253) points out, predicators confined to the stative aspect are non-
scalar; they denote either-or states. In addition, the most common change when it comes to
knowing something is first to not know something, and then to get to know it. This is the
change expressed by (29b) below, which is fully conventional:
(29) a. han var kjent med denne saka
he was familiar with this matter.DEF
‘He was unfamiliar with this matter’
b. han blei kjent med denne saka
he became familiar with this matter.DEF
‘He became familiar with this matter’
In this case, the change is from the negative to the positive pole. When bli is combined with
ukjent, on the other hand, the change is from the positive to the negative pole, which is less
common. It is possible, however, in an example like the following:
(30) Han blei plutselig ukjent med denne saka då politiet ringde
He became suddenly unfamiliar with this matter.DEF when police.DEF called
‘He suddenly became unfamiliar with this matter when the police called’
Hence, this restriction is context-dependent and not absolute, and it is not the case that the
choice of copula influences the range of possible valency patterns in any absolute way.
The second main kind of restriction on the use of the copula bli ‘become’ is found with
some predicators when they take a subject in the form of an assertive finite clause (cf.
Daugaard, 2002:245). Among the 181 adjectives in my database, this is the case for
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ansvarlig ‘responsible’; bevisst ‘deliberate’; medviten ‘conscious’; moden ‘mature’; sikker
and viss ‘certain’; and takknemlig ‘thankful’:
(31) a. Det var bevisst at enkelte kostnader ikke var tatt med i søknaden (NWC)
It was deliberate that certain costs not were taken with in application.DEF
‘It was deliberate that certain costs were not included in the application’
b. ?Det ble bevisst at enkelte kostnader ikke var tatt med i
It became deliberate that certain costs not were taken with in
søknaden
application.DEF
c. at det har vært brukt i tusener av år, er helt sikkert (LBC)
that it has been used in thousands of years, is totally certain
‘That it has been used for thousands of years, is certain’
d. ?at det har vært brukt i tusener av år, ble helt sikkert
that it has been used in thousands of years, became totally certain
When they combine with assertive finite-clause subjects, these predicators are used to
evaluate processes whose truth the conceptualiser is committed to, and the moment this
commitment is made, the processes are also evaluated as conscious (31a) or unconscious,
for example. At the moment of utterance, this evaluation cannot change, as the use of bli
‘become’ would express (31b). These restrictions on the use of bli, are, however, also
dependent on the context, and if the context is changed, bli is also possible:
(32) at det har vært brukt i tusener av år ble helt sikkert etter de nye
that it has been used in thousands of years became totally certain after the new
funnene
findings.DEF
‘That it has been used for thousands of years is certain after the new findings’
In other valency patterns, these predicators occur freely with bli:
(33) a. De har blitt mer bevisst på egen kunnskap (NWC)
They have become more conscious on own knowledge
‘They have become more conscious of their own knowledge’
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b. Jeg er nok blitt sikrere på meg selv (NWC)
I have probably become more.secure on me self
‘I have probably become more secure in myself’
The clearest cases of correlations between the choice of copula and possible valency
patterns are found in the predicator pairs enig/uenig and samd/usamd , both meaning
‘agreed/disagreed’; cf. Daugaard’s (2002:250) analysis of the Danish equivalents enig/uenig.
These predicators allow bli when they occur with complements with the preposition om
‘about’ (34a), but not when they occur with the preposition i ‘in’ (34b). With være, on the
other hand, both complement types are possible, as demonstrated by (34c) and (34d):
(34) a. Vi ble enige om at de ikke skulle vente (LBC)
We became agreed about that they not should wait
‘We agreed that they should not wait’
b. ?Vi ble enige i at de ikke skulle vente
We became agreed in that they not should wait
c. Vi er enige om at den tredje verden skal få oppfylt sine grunnleggende
We are agreed about that the third world.DEF shall get fulfilled their basic
behov (LBC)
needs
‘We agree that those in the Third World should get their basic needs fulfilled’
d. Vi er enige i at den tredje verden skal få oppfylt sine grunnleggende
We are agreed in that the third world.DEF shall get fulfilled their basic
behov
needs
‘We agree that those in the Third World should get their basic needs fulfilled’
In this case, the different possible valency patterns correlate with a change in aspect: the
combination enig i is used in stative contexts only, whereas enig om is used in both stative
and inchoative, telic contexts. However, such cases seem to be very rare, and they do not
mean that aspectual properties can be taken to predict complement realisation.
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Finally in this section, we will take a look at the only case in my material where an adjective
is restricted to a combination with the copula bli ‘become’. The case in point is var, which has
only been found with bli (Nynorsk also verte ) when it means ‘aware’:9
(35) Det var han som vart var henne (LNC)
It was he who became aware her
‘He was the one who became aware of her’
As previously mentioned, telicity and incremental themes are the aspectual notions that have
figured most prominently in aspectual approaches to complement realisation. The data
presented here, however, suggest that these notions do not play any major role for
complement realisation in adjectival predicators. With some exceptions, as in (27),
constructions with the inchoative copula bli ‘become’ are telic, but in most cases adjectival
predicators occur in the same valency patterns when they combine with bli as when they
combine with the stative være ‘be’. This finding is in accordance with Daugaard (2002:238),
studying Danish, who also concludes that være and bli can be used interchangeably with
most adjectival predicators in all their valency patterns. There are a few cases where the
choice of copula restricts valency patterns, but we have seen that the use of the telic bli is, in
fact, more restricted than the use of være; the adjective var ‘aware’ represents a rare
exception to this generalisation. Furthermore, the predictability of complement realisation
from aspect cannot be based on the evidence of a handful of predicators. There are too
many cases that cannot be accounted for with this approach, and the correlations we have
seen between choice of copula and valency patterns do not alter our main conclusion, viz.
that both copulas can be used interchangeably with most adjectival predicators in all their
valency patterns. Hence, my conclusion is that an aspectual approach to complement
realisation faces serious challenges when encountering data from adjectival valency.
Anticipating the account in the next section of the causal approach to complement
realisation, it should be pointed out that proposals have been put forward to also connect the
realisation of subjects to an aspectual notion. Voorst (1988) proposed that both subject- and
object realisation are linked to the temporal structure of events. Telic events, i.e.
achievements and accomplishments, are limited by a point in time that initiates the event,
and a point that terminates it. The initiation point is identified through the ‘‘object of origin or
actualization’’ (Voorst, 1988:10), whereas the endpoint is identified through the ‘‘object of
termination’’ (Voorst, 1988). In complement realisation, the object of origin is realised as
9 The adjective var can also mean ‘sensitive’, in which case it also combines with være ‘be’.
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subject, whereas the object of termination is realised as object, albeit in ‘‘deep structure’’.
Except for the notion of ‘‘deep structure’’, this approach to complement realisation is in fact
not that dissimilar from the causal approach, where the initiators and endpoints of causal
chains play a central role in complement realisation; the difference being that the chain
between initiator (or originator) and endpoint is temporal in the aspectual approach and
causal in the causal approach. Levin and Hovav (2005:125ff) also discuss these similarities
and point out that ‘‘[t]emporal precedence often corresponds to precedence in the causal
chain’’ (ibid.). The causal approach to complement realisation is our concern in the following
section.
5 The causal approach to complement realisation
The causal approach to event structure is an approach that is most closely linked to cognitive
linguistics and has Talmy’s (1976, 1988) work on causation and force dynamics as an
important basis: ‘‘Force dynamics is a generalization over the traditional linguistic notion of
‘causative’: it analyzes ‘causing’ into finer primitives’’ (Talmy, 1988:49). Force dynamics
involves such concepts as, ‘‘the exertion of force, resistance to such exertion and the
overcoming of such resistance, blockage of a force and the removal of such blockage, and
so forth’’ (ibid.). Talmy also extends the force dynamics involved in physical interaction
between entities to psychosocial interactions. In the causal approach to event structure,
events are described as causal chains (Croft, 1991, 1998, 2012 ) or action chains
(Langacker, 1991), and common to both these approaches is the fact that such chains are
divided into segments that relate participants in the event, and that participants are linked by
relationships of causal directionality. The participant starting a causal chain is called an
initiator, whereas the participant ending it is the endpoint. Based on Talmy’s (1988) causation
types, Croft (1991:166f) distinguishes between four kinds of causation, where initiatiors and
endpoints are either mental or physical; see also Croft (2012:200):
Physical causation: physical initiator – physical endpoint
Volitional causation: mental initiatior – physical endpoint
Affective causation: physical initiator – mental endpoint
Inducive causation: mental initiatior – mental endpoint
For example, the clause in (36) can be given the causal chain representation in Fig. 1,
adopted from Croft (2012:222).
(36) Sue broke the coconut for Greg with a hammer
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Fig. 1: Causal chain.
In the causal chain in Fig. 1, we have three different kinds of causations represented: a
volitional causation when Sue acts on the hammer, a physical causation when the hammer
acts on the coconut, and an affective causation when the coconut acts on Greg (in that its
breaking benefits him). Hence, causation is interpreted quite broadly, and what happens
between an initiator and an endpoint can be referred to as a transmission either of force or
some kind of concrete or abstract content.
Croft (2012:198) makes an attempt to reconcile the causal approach with the
aspectual approach to complement realisation, but he maintains that, ‘‘[t]he fundamental
semantic property that determines participant role ranking for argument realization is the
causal structure of events’’. In the causal approach, complement realisation is based on the
role of event participants in the causal chain and on their relations to other participants in the
chain: participant roles are ranked according to their position in the causal chain profiled by
individual predicators. This represents a difference from semantic-role hierarchies, which
include semantic roles that never occur with the same predicator; in the causal approach to
complement realisation, ranking between roles is determined by event structure, ‘‘in the
sense of participants in the same event’’ (Croft, 2012:177), i.e. in the sense of participants
denoted by individual predicators. The causal approach, however, also posits realisation
rules that are based on generalisations over different kinds of events (see Croft, 2012:207),
i.e. over the event structures of more than one predicator, so it is not clear to me that the
difference between this approach and other role hierarchies is necessarily that great.
Initiators and endpoints of causal chains are also one kind of participant roles, and the
ranking between these roles is assumed to hold across predicators and to account for
complement realisation. Hence, the causal approach is also an attempt to predict
complement realisation based on generalisations over event types and across different
predicators. The initiator and the endpoint of the event profiled by the predicator is linked to
the grammatical roles subject and direct object, respectively, whereas the realisation of
oblique grammatical roles follows from their position relative to the direct object.
In our example in Fig. 1, the predicator break profiles the causal chain from Sue,
which is realised as subject, to the coconut, which is realised as direct object. The profiled
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part of the causal chain is indicated by the solid arrows. The oblique with a hammer is a
participant bearing an INSTRUMENTAL role; the preposition with is what Croft (1991:Ch. 5)
calls an antecedent oblique marker; antecedent obliques precede the direct object in the
causal chain. For this reason, antecedent obliques are also part of the event profiled by the
predicator. The oblique for Greg, on the other hand, is a subsequent oblique, which follows
the direct object in the causal chain. Subsequent obliques are part of the semantic frame of
the event, but are not profiled, as indicated by the stippled arrow. The central prediction
made by the causal approach to complement realisation is that the initiator of the causal
chain should be realised as subject, whereas the endpoint of the chain should be realised as
direct object.
5.1 The causal approach and adjectival predicators
Turning now to adjectival predicators, there are two basic problems that make it difficult to
apply a causal chain analysis to this class. First, as discussed in the previous section,
adjectival predicators combined with the copula være ‘be’ are stative in most cases, and
causal chains are only applicable to dynamic events. Furthermore, constructions with the
dynamic copula bli ‘become’ do not, with most predicators, describe causal relations either:
(37) a. Jeg ble kvitt problemet allerede etter 17 timer (NWC)
I got rid problem.DEF already after 17 hours
‘I got rid of the problem already after 17 hours’
b. Midtperioden ble lik flere av kampene lagene mellom forrige
Middle.period.DEF became like several of matches.DEF teams.DEF between last
sesong (NWC)
season
‘The middle period became similar to several of the matches between the teams
last season’
c. Salgsmessig har hiphopkulturen de siste årene blitt overlegen rocken
Sales.wise has hiphop-culture.DEF the last years.DEF become superior rock.DEF
‘In terms of sales, the hiphop-culture has in recent years surpassed the rock
culture’
(NWC)
d. Kroppen hans blir verdt millioner (NWC)
Body.DEF his becomes worth millions
‘His body will be worth millions’
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In (37a), the NP complement problemet ‘the problem’ expresses what the subject got rid of
without expressing any cause of this event, and there is no causal relation between either the
subject or the object and the properties described by the adjectives lik ‘like’ in (37b),
overlegen ‘superior’ in (37c), or by verdt ‘worth’ in (37d) either. Hence, causal relations
cannot predict why these adjectives should be polyvalent. There are, however, some
predicators with which constructions with bli do express causal relations. Consider the
following examples:
(38) a. jeg ble redd hunden (NWC)
I became afraid dog.DEF
‘I became afraid of the dog’
b. han ble stolt av sin kone (LBC)
He became proud of his wife
‘He became proud of his wife’
With these predicators, however, it is often not evident which participant is to be considered
the initiator: the subjects or the object complements of these constructions. To claim a
correlation between the causal chain and realisation, we would have to say that the subject is
the initiator in these cases, and this might be argued for, based on the necessity of the
subject directing its attention to the participant denoted by the other complement. However,
in (38a) it is also the case that the object denotes a CAUSE of the feeling of being redd
‘afraid’ and in (38b) that the prepositional complement denotes the CAUSE of the subject
being stolt ‘proud’. Hence, these complements precede the subjects in the causal chain, and
the subjects are mental endpoints. These adjectival predicators impose the same problems
on the causal approach to complement realisation as do verbs of the kind Croft (1991:251)
calls reverse verbs, like hear, receive, suffer and undergo, whose subjects are also
endpoints and not initiators in the causal chain. Note that this problem would also apply to
aspectual, temporal chains discussed at the end of the previous section.
An additional difficulty with the causal approach, which is especially prominent when
dealing with adjectival predicators, is that a majority of adjectival predicators do not take NP
objects; of the 181 adjectives in my database, only 34 (19 per cent) actually occur with a
second NP complement. A large majority of adjectival predicators take prepositional
complements. If prepositional complements are classified as obliques, the causal approach
cannot account for them, since it only accounts for obliques relative to direct objects. Croft
himself (1991:176) also points out that, ‘‘[o]bligatory obliques, as in look for a book, are a
more direct problem for the causal structure analysis. If the verb meaning is just the causal
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chain between the subject (initiator) and object (endpoint), then an obligatory oblique is an
anomaly’’. However, prepositional complements of the kind we have in (38b) are clearly
valency-bound, and need to be accounted for in a model of complement realisation. In
conclusion, the causal approach to complement realisation does not seem very promising
when it comes to predicting the complement realisation of adjectival predicators.
If the realisation of complements is not predictable, the following questions arise: How
do we account for valency? And what consequences does this have for our model of
grammar? These questions will be discussed in the section below.
6 Valency as item-specific knowledge
The evidence presented in the previous sections suggests that the realisation of
complements is predictable neither from aspectual nor from causal features. The present
investigation only includes Norwegian adjectives, but the Predictability Thesis is also
challenged by other large-scale investigations of valency. Herbst (1983), studying English
adjectives, and Faulhaber (2011), studying English verbs, also conclude that it seems very
difficult to predict complement realisations on the basis of the semantic structures of the
valency carriers (and their complements).
The question of predictability in complement realisation is fundamental to grammatical
theory. Two different conceptions of grammar can be juxtaposed: grammar as a rule-based,
generative system, and grammar as a repository of more or less schematic symbolic units (or
constructions). If complement realisations are predictable, this speaks in favour of the former
view, but if not, grammar looks more like a repository of symbolic units.
The Predictability Thesis can be seen as an attempt to minimise the lexicon: lexical
entries should contain as little information as possible, and if the realisation of complements
is predictable, this information can be left out. On the other hand, however, as many of a
predicator’s complementation patterns as possible should be predictable from the lexical
entry. Boas (2006:134) refers to this as the lexicalist paradox: “The lexicalist paradox is the
situation in which we would like to explain all of a verb’s argument realization options based
on a very minimal lexical entry and a number of generative mechanisms or constructions”. If
complement realisation is fully predictable, only semantic representations of complements
are needed in the lexicon, since realisations follow from general rules. If realisations are
item-specific, on the other hand, they need to be linked to the semantic representations of
the complements in the lexicon. We thus end up with symbolic representations not only of
the valency carriers, but also of the complements, and the representations of valency carriers
(with complements) end up very much like the constructions of construction grammars, i.e.
as (complex) pairings of form and meaning (cf. Goldberg, 2006; Croft, 2001). In such a
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
model, the basic structure of clauses relies heavily on a vast repository of stored symbolic
units (constructions), since valency carriers need to be stored together with all the patterns in
which they conventionally occur. Hence, valency is based on rich memory rather than on
generative rules.
On average, each of the 181 polyvalent adjectives in my database has been found to
conventionally occur in 5,3 different valency patterns (including only predicative uses and
where differing copulas are not counted as different patterns). Let us take the adjective redd
‘afraid’ as an example:
(39) a. Eg er redd! (LNC)
I am afraid!
‘I am afraid!’
b. Eg er redd deg (LNC)
I am afraid you
‘I am afraid of you’
c. Jeg er redd for deg (NWC)
I am afraid for you
‘I am afraid of you’
d. Eg er redd å vera åleine (LNC)
I am afraid to be alone
‘I am afraid to be alone’
e. du er redd at eg blir borte (LNC)
you are afraid that I become gone
‘You are afraid that I will disappear’
In (39), we see that redd can occur without a second complement (39a), with an NP object in
(39b), with a prepositional complement with the preposition for ‘for’ (39c), with an infinitive
(39d), and with a finite clause complement (39e). There seems to be no other adjective in
Norwegian that occurs in exactly the same patterns; hence, this is item-specific knowledge.
One way of modelling this is to posit a network of valency constructions where the individual
patterns are represented as nodes that are connected through the common element, viz. the
predicator redd, see Fig. 2.
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
Fig. 2: Network of valency constructions.
Valency constructions are equivalent to what Croft (2003, 2012) calls verb-specific
constructions and to Boas’ (2003, 2008, 2011) mini-constructions. It should be noted that
valency as item-specific knowledge might also be represented in a lexical model of valency;
as argued by Croft (2003, 2012) and Welke (2009), the differences between a constructional
model and a lexical model are not necessarily that great, but see Haugen (2013) for a
discussion of lexical vs. constructional models of valency and where it is argued that
adjectival valency does provide evidence in favour of a constructional approach. In any case,
however, the question of predictability in complement realisation is fundamental to how a
grammar should be modelled.
7 Conclusions
In this article two major approaches to complement realisation, the aspectual approach and
the causal approach, have been assessed against data from adjectival valency in
Norwegian. As is the case for most approaches to complement realisation, these have been
developed on the basis of verbal valency. Adjectival valency also needs to be accounted for,
however, and a first step towards such an account is to ask whether approaches to valency
developed on the basis of verbs are also applicable to adjectives. It has been argued that
constructions with adjectival predicators have event structures in much the same way as
constructions with verbal predicators. It has also been shown that especially aspectual but
also causal notions are relevant when describing the event structures of adjectival
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
predicators. In Norwegian, the primary copular verbs, være ‘be’ and bli ‘become’ complement
each other aspectually in that the latter is the inchoative counterpart of the former, which
primarily occurs in constructions describing stative events. However, aspect and causality
seem to be of very limited value when it comes to predicting complement realisation in the
adjectival predicators studied. Of course, these results are not necessarily valid for
languages other than Norwegian, but the data do draw into doubt the general relevance of
the notions of aspect and causality in predicting complement realisation.
The aspectual and the causal approaches to complement realisation are two of the
most prominent versions of what I refer to as the Predictability Thesis, i.e. the hypothesis that
complement realisation is predictable from general rules based on the semantic structure or
the event structure of the valency carrier. The Predictability Thesis reflects a strong tendency
in the research on complement realisation, viz. that valency is an area of research which has
been heavily theorised, but which has not been subject to empirical investigation to the same
extent. In more empirically-oriented approaches, like the valency grammars developed in the
German grammatical tradition (cf. Heringer, 1996; Ágel, 2000; Engel, 2004; Welke, 2011),
the idiosyncratic nature of valency is emphasised. This is also reflected in the existence of
valency dictionaries, which are found also for adjectives (Sommerfeldt and Schreiber, 1983).
In this tradition, with its stronger empirical orientation, no suggestion appears to have been
made that valency is predictable. Herbst (2007:15) argues that, “[t]he phenomenon of
valency is one part of the unpredictable, unsystematic aspects of language ... it can hardly be
considered a coincidence that valency research should have resulted in valency dictionaries
since valency structures represent idiosyncratic, word-specific types of information”. The
present corpus-based investigation of 181 polyvalent adjectives in Norwegian points in the
same direction. Two central versions of the Predictability Thesis, the aspectual approach and
the causal approach, do not seem very promising when it comes to predicting complement
realisation in adjectival predicators. Rather, the data from adjectival valency in Norwegian
would also seem to place valency among the idiosyncratic rather than general aspects of
language; it is necessary to specify both the semantic structure and the realisation of
complements in the lexicon, with all the consequences that this has for grammatical theory.
2014. Lingua 140, pp. 83-99. http://dx.doi.org/10.1016/j.lingua.2013.12.007.
Corpora
LBC. The Corpus for Bokmål Lexicography. The Text Laboratory, Department
of Linguistics and Scandinavian Studies, University of Oslo. URL:
http://tekstlab.uio.no/glossa/html/index_dev.php?corpus=bokmal
LNC. NO 2014 Nynorskkorpuset. Department of Linguistics and Scandinavian Studies,
University of Oslo. URL: http://no2014.uio.no/korpuset/
NWC. NoWaC (Norwegian Web as Corpus). The Text Laboratory, Department of Linguistics
and Scandinavian Studies, University of Oslo. URL: http://www.tekstlab.uio.no/nowac/
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