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Transcript of 7772 N. Palm Ave. Fresno, CA 93711 www ... - Fresno County
Excellence ● Professionalism ● Teamwork ● Integrity ● Accountability ● Innovation “The County of Fresno is an Equal Employment Opportunity Employer.”
7772 N. Palm Ave. Fresno, CA 93711 www.fcera.org (559) 457-0681 p. (559) 457-0318 f.
DATE: September 5, 2018 TO: Board of Retirement FROM: Donald C. Kendig, CPA, Retirement Administrator Staff Contact: Conor Hinds, Supervising Accountant SUBJECT: Receipt and Filing of the Equity Investment Manager Annual Proxy Voting
Reports as of June 30, 2018 – RECEIVE AND FILE Recommended Action
1. Receive and File. Fiscal and Financial Impacts There are no fiscal impacts to receiving the annual investment manager proxy voting reports as an informational item. Background and Discussion Prior to February 2003 FCERA had contracted with International Shareholder Services (ISS) to provide
proxy voting services in order to exercise the right on behalf of the Board to respond timely and accurately
to domestic and international proxy voting requests with the focus on maximizing shareholder value. At
the February 5, 2003 Board of Retirement meeting, the Board voted unanimously to allow the ISS contract
to expire and to allocate the responsibility of proxy voting to the investment managers as these services
were already available under the normal management fee structure. The Board’s decision saves
approximately $50,000 annually. As a result of the shift in responsibility of proxy voting to the investment
managers, the Investment Policy Statement was revised and now states the Board’s authority in this area
and sets the expectation for the proxy voting process by the investment managers.
In keeping with the Board’s Investment Policy Statement, FCERA staff has obtained the proxy voting
records of our current domestic and international equity managers. Attached for your review is the most
recent proxy voting reports for the following equity managers: AJO, Artisan, Ivy (formerly Waddell &
Reed), Mondrian Emerging, Mondrian International, SSgA and Systematic.
Attachment 1. Proxy Voting Report for domestic and international equity managers
PROXY VOTING REPORTS
AJO
Artisan
Ivy (Waddell & Reed)
Mondrian Emerging
Mondrian International
State Street S&P 500 Flagship
Systematic
Conagra Brands (205887102 - cag) 34,121For For Mgmt 9/22/17 Elect Director Bradley A. Alford
For For Mgmt 9/22/17 Elect Director Ruth Ann Marshall
For For Mgmt 9/22/17 Elect Director Thomas K. Brown
For For Mgmt 9/22/17 Elect Director Stephen G. Butler
For For Mgmt 9/22/17 Elect Director Sean M. Connolly
For For Mgmt 9/22/17 Elect Director Thomas W. Dickson
For For Mgmt 9/22/17 Elect Director Steven F. Goldstone
For For Mgmt 9/22/17 Elect Director Joie A. Gregor
For For Mgmt 9/22/17 Elect Director Rajive Johri
For For Mgmt 9/22/17 Elect Director Richard H. Lenny
For For Mgmt 9/22/17 Elect Director Craig P. Omtvedt
For For Mgmt 9/22/17 Ratify KPMG LLP as Auditors
For For Mgmt 9/22/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 9/22/17 Advisory Vote on Say on Pay Frequency
MGIC Inv Corp (552848103 - mtg) 62,366For For Mgmt 7/26/17 Elect Director Daniel A. Arrigoni
For For Mgmt 7/26/17 Elect Director Mark M. Zandi
For For Mgmt 7/26/17 Elect Director Cassandra C. Carr
For For Mgmt 7/26/17 Elect Director C. Edward Chaplin
For For Mgmt 7/26/17 Elect Director Curt S. Culver
For For Mgmt 7/26/17 Elect Director Timothy A. Holt
For For Mgmt 7/26/17 Elect Director Kenneth M. Jastrow , II
For For Mgmt 7/26/17 Elect Director Michael E. Lehman
For For Mgmt 7/26/17 Elect Director Gary A. Poliner
For For Mgmt 7/26/17 Elect Director Patrick Sinks
For For Mgmt 7/26/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 7/26/17 Advisory Vote on Say on Pay Frequency
For For Mgmt 7/26/17 Ratify PricewaterhouseCoopers LLP as Auditors
1
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 07-01-17 through 09-30-17
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Michael Kors (G60754101 - kors) 25,194For For Mgmt 8/3/17 Elect Director John D. Idol
For For Mgmt 8/3/17 Elect Director Robin Freestone
For For Mgmt 8/3/17 Elect Director Ann Korologos
For For Mgmt 8/3/17 Ratify Ernst & Young LLP as Auditors
For For Mgmt 8/3/17 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 8/3/17 Assess Feasibility of Adopting Quantitative Renewable Energy Goals
Office Depot (676220106 - odp) 131,686For For Mgmt 7/20/17 Elect Director Gerry P. Smith
For For Mgmt 7/20/17 Elect Director Kristin A. Campbell
For For Mgmt 7/20/17 Elect Director Cynthia T. Jamison
For For Mgmt 7/20/17 Elect Director V. James Marino
For For Mgmt 7/20/17 Elect Director Francesca Ruiz De Luzuriaga
For For Mgmt 7/20/17 Elect Director David M. Szymanski
For For Mgmt 7/20/17 Elect Director Nigel Travis
For For Mgmt 7/20/17 Elect Director Joseph S. Vassalluzzo
For For Mgmt 7/20/17 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 7/20/17 Approve Omnibus Stock Plan
For For Mgmt 7/20/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 7/20/17 Advisory Vote on Say on Pay Frequency
RLJ Lodging Trust (74965L101 - rlj) 61,442For For Mgmt 8/15/17 Issue Shares in Connection with Acquisition
For For Mgmt 8/15/17 Adjourn Meeting
2
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 07-01-17 through 09-30-17
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Wiley (John)&Sons (A) (968223206 - jw.a) 3,839For For Mgmt 9/28/17 Elect Director George Bell
For For Mgmt 9/28/17 Elect Director Laurie A. Leshin
For For Mgmt 9/28/17 Elect Director William Pence
For For Mgmt 9/28/17 Elect Director Kalpana Raina
For For Mgmt 9/28/17 Ratify KPMG LLP as Auditors
For For Mgmt 9/28/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 9/28/17 Advisory Vote on Say on Pay Frequency
3
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 07-01-17 through 09-30-17
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Aspen Technology (045327103 - azpn) 27,376For For Mgmt 12/8/17 Elect Director Joan C. McArdle
For For Mgmt 12/8/17 Elect Director Simon J. Orebi Gann
For For Mgmt 12/8/17 Ratify KPMG LLP as Auditors
For For Mgmt 12/8/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 12/8/17 Advisory Vote on Say on Pay Frequency
Lam Research (512807108 - lrcx) 5,269For For Mgmt 11/8/17 Elect Director Martin B. Anstice
For For Mgmt 11/8/17 Elect Director Lih Shyng (Rick L.) Tsai
For For Mgmt 11/8/17 Elect Director Eric K. Brandt
For For Mgmt 11/8/17 Elect Director Michael R. Cannon
For For Mgmt 11/8/17 Elect Director Youssef A. El-Mansy
For For Mgmt 11/8/17 Elect Director Christine A. Heckart
For For Mgmt 11/8/17 Elect Director Young Bum (YB) Koh
For For Mgmt 11/8/17 Elect Director Catherine P. Lego
For For Mgmt 11/8/17 Elect Director Stephen G. Newberry
For For Mgmt 11/8/17 Elect Director Abhijit Y. Talwalkar
For For Mgmt 11/8/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 11/8/17 Advisory Vote on Say on Pay Frequency
For For Mgmt 11/8/17 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 11/8/17 Adopt Policy to Annually Disclose EEO-1 Data
1
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 10-01-17 through 12-31-17
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Microsoft Corp (594918104 - msft) 40,429For For Mgmt 11/29/17 Elect Director William H. Gates, III
For For Mgmt 11/29/17 Elect Director Charles W. Scharf
For For Mgmt 11/29/17 Elect Director Reid G. Hoffman
For For Mgmt 11/29/17 Elect Director Hugh F. Johnston
For For Mgmt 11/29/17 Elect Director Teri L. List-Stoll
For For Mgmt 11/29/17 Elect Director Satya Nadella
For For Mgmt 11/29/17 Elect Director Charles H. Noski
For For Mgmt 11/29/17 Elect Director Helmut Panke
For For Mgmt 11/29/17 Elect Director Sandra E. Peterson
For For Mgmt 11/29/17 Elect Director Penny S. Pritzker
For For Mgmt 11/29/17 Elect Director Arne M. Sorenson
For For Mgmt 11/29/17 Elect Director John W. Stanton
For For Mgmt 11/29/17 Elect Director John W. Thompson
For For Mgmt 11/29/17 Elect Director Padmasree Warrior
For For Mgmt 11/29/17 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 11/29/17 Advisory Vote on Say on Pay Frequency
For For Mgmt 11/29/17 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 11/29/17 Amend Executive Incentive Bonus Plan
For For Mgmt 11/29/17 Approve Omnibus Stock Plan
Southwest Gas (844895102 - swx) 12,809For For Mgmt 10/17/17 Eliminate Cumulative Voting
For For Mgmt 10/17/17 Adjourn Meeting
Trinseo (L9340P101 - tse) 19,600For For Mgmt 11/28/17 Elect Director Henri Steinmetz
2
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 10-01-17 through 12-31-17
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Agilent Technologies (00846U101 - a) 8,537For For Mgmt 3/21/18 Elect Director Koh Boon Hwee
For For Mgmt 3/21/18 Elect Director Michael R. McMullen
For For Mgmt 3/21/18 Elect Director Daniel K. Podolsky
For For Mgmt 3/21/18 Amend Omnibus Stock Plan
For For Mgmt 3/21/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 3/21/18 Ratify PricewaterhouseCoopers LLP as Auditors
Applied Materials (038222105 - amat) 39,205For For Mgmt 3/8/18 Elect Director Judy Bruner
For For Mgmt 3/8/18 Elect Director Xun (Eric) Chen
For For Mgmt 3/8/18 Elect Director Aart J. de Geus
For For Mgmt 3/8/18 Elect Director Gary E. Dickerson
For For Mgmt 3/8/18 Elect Director Stephen R. Forrest
For For Mgmt 3/8/18 Elect Director Thomas J. Iannotti
For For Mgmt 3/8/18 Elect Director Alexander A. Karsner
For For Mgmt 3/8/18 Elect Director Adrianna C. Ma
For For Mgmt 3/8/18 Elect Director Scott A. McGregor
For For Mgmt 3/8/18 Elect Director Dennis D. Powell
For For Mgmt 3/8/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 3/8/18 Ratify KPMG LLP as Auditors
For Against Shrhldr 3/8/18 Provide Right to Act By Written Consent
For Against Shrhldr 3/8/18 Adopt Policy to Annually Disclose EEO-1 Data
Cabot Corp (127055101 - cbt) 21,035For For Mgmt 3/8/18 Elect Director Cynthia A. Arnold
For For Mgmt 3/8/18 Elect Director John K. McGillicuddy
For For Mgmt 3/8/18 Elect Director John F. O'Brien
For For Mgmt 3/8/18 Elect Director Mark S. Wrighton
For For Mgmt 3/8/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 3/8/18 Ratify Deloitte & Touche LLP as Auditors
1
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 01-01-18 through 03-31-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Intuit Inc (461202103 - intu) 9,554For For Mgmt 1/18/18 Elect Director Eve Burton
For For Mgmt 1/18/18 Elect Director Scott D. Cook
For For Mgmt 1/18/18 Elect Director Richard L. Dalzell
For For Mgmt 1/18/18 Elect Director Deborah Liu
For For Mgmt 1/18/18 Elect Director Suzanne Nora Johnson
For For Mgmt 1/18/18 Elect Director Dennis D. Powell
For For Mgmt 1/18/18 Elect Director Brad D. Smith
For For Mgmt 1/18/18 Elect Director Thomas Szkutak
For For Mgmt 1/18/18 Elect Director Raul Vazquez
For For Mgmt 1/18/18 Elect Director Jeff Weiner
For For Mgmt 1/18/18 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 1/18/18 Advisory Vote on Say on Pay Frequency
For For Mgmt 1/18/18 Amend Executive Incentive Bonus Plan
For For Mgmt 1/18/18 Ratify Ernst & Young LLP as Auditors
Jabil (466313103 - jbl) 43,203For For Mgmt 1/25/18 Elect Director Anousheh Ansari
For For Mgmt 1/25/18 Elect Director Martha F. Brooks
For For Mgmt 1/25/18 Elect Director Christopher S. Holland
For For Mgmt 1/25/18 Elect Director Timothy L. Main
For For Mgmt 1/25/18 Elect Director Mark T. Mondello
For For Mgmt 1/25/18 Elect Director John C. Plant
For For Mgmt 1/25/18 Elect Director Steven A. Raymund
For For Mgmt 1/25/18 Elect Director Thomas A. Sansone
For For Mgmt 1/25/18 Elect Director David M. Stout
For For Mgmt 1/25/18 Ratify Ernst & Young LLP as Auditors
One Year One Year Mgmt 1/25/18 Advisory Vote on Say on Pay Frequency
For For Mgmt 1/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
2
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 01-01-18 through 03-31-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Micron Technology (595112103 - mu) 24,338For For Mgmt 1/17/18 Elect Director Robert L. Bailey
For For Mgmt 1/17/18 Elect Director Richard M. Beyer
For For Mgmt 1/17/18 Elect Director Patrick J. Byrne
For For Mgmt 1/17/18 Elect Director Mercedes Johnson
For For Mgmt 1/17/18 Elect Director Sanjay Mehrotra
For For Mgmt 1/17/18 Elect Director Lawrence N. Mondry
For For Mgmt 1/17/18 Elect Director Robert E. Switz
For For Mgmt 1/17/18 Approve Qualified Employee Stock Purchase Plan
For For Mgmt 1/17/18 Amend Executive Incentive Bonus Plan
For For Mgmt 1/17/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 1/17/18 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 1/17/18 Advisory Vote on Say on Pay Frequency
Oshkosh (688239201 - osk) 11,732For For Mgmt 2/6/18 Elect Director Keith J. Allman
For For Mgmt 2/6/18 Elect Director John S. Shiely
For For Mgmt 2/6/18 Elect Director Peter B. Hamilton
For For Mgmt 2/6/18 Elect Director Wilson R. Jones
For For Mgmt 2/6/18 Elect Director Leslie F. Kenne
For For Mgmt 2/6/18 Elect Director Kimberley Metcalf-Kupres
For For Mgmt 2/6/18 Elect Director Steven C. Mizell
For For Mgmt 2/6/18 Elect Director Stephen D. Newlin
For For Mgmt 2/6/18 Elect Director Craig P. Omtvedt
For For Mgmt 2/6/18 Elect Director Duncan J. Palmer
For For Mgmt 2/6/18 Elect Director William S. Wallace
For For Mgmt 2/6/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 2/6/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 2/6/18 Proxy Access Bylaw Amendment
3
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 01-01-18 through 03-31-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Sanderson Farms (800013104 - safm) 443For For Mgmt 2/15/18 Elect Director John H. Baker, III
For For Mgmt 2/15/18 Elect Director John Bierbusse
For For Mgmt 2/15/18 Elect Director Mike Cockrell
For For Mgmt 2/15/18 Elect Director Suzanne T. Mestayer
For For Mgmt 2/15/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 2/15/18 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 2/15/18 Adopt a Policy to Phase Out Use of Medically Important Antibiotics for GrowthPromotion and Disease Prevention
For Against Shrhldr 2/15/18 Require Independent Board Chairman
Toll Brothers (889478103 - tol) 38,551For For Mgmt 3/13/18 Elect Director Robert I. Toll
For For Mgmt 3/13/18 Elect Director Paul E. Shapiro
For For Mgmt 3/13/18 Elect Director Douglas C. Yearley, Jr.
For For Mgmt 3/13/18 Elect Director Edward G. Boehne
For For Mgmt 3/13/18 Elect Director Richard J. Braemer
For For Mgmt 3/13/18 Elect Director Christine N. Garvey
For For Mgmt 3/13/18 Elect Director Carl B. Marbach
For For Mgmt 3/13/18 Elect Director John A. McLean
For For Mgmt 3/13/18 Elect Director Stephen A. Novick
For For Mgmt 3/13/18 Elect Director Wendell E. Pritchett
For For Mgmt 3/13/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 3/13/18 Advisory Vote to Ratify Named Executive Officers' Compensation
4
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 01-01-18 through 03-31-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Aaron's (002535300 - aan) 15,481For For Mgmt 5/9/18 Elect Director Kathy T. Betty
For For Mgmt 5/9/18 Elect Director Douglas C. Curling
For For Mgmt 5/9/18 Elect Director Cynthia N. Day
For For Mgmt 5/9/18 Elect Director Curtis L. Doman
For For Mgmt 5/9/18 Elect Director Walter G. Ehmer
For For Mgmt 5/9/18 Elect Director Hubert L. Harris, Jr.
For For Mgmt 5/9/18 Elect Director John W. Robinson, III
For For Mgmt 5/9/18 Elect Director Ray M. Robinson
For For Mgmt 5/9/18 Elect Director Robert H. Yanker
For For Mgmt 5/9/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/9/18 Approve Qualified Employee Stock Purchase Plan
For For Mgmt 5/9/18 Ratify Ernst & Young LLP as Auditors
Advanced Energy Inds (007973100 - aeis) 9,809For For Mgmt 5/3/18 Elect Director Frederick A. Ball
For For Mgmt 5/3/18 Elect Director Grant H. Beard
For For Mgmt 5/3/18 Elect Director Ronald C. Foster
For For Mgmt 5/3/18 Elect Director Edward C. Grady
For For Mgmt 5/3/18 Elect Director Thomas M. Rohrs
For For Mgmt 5/3/18 Elect Director John A. Roush
For For Mgmt 5/3/18 Elect Director Yuval Wasserman
For For Mgmt 5/3/18 Ratify Grant Thornton LLP as Auditors
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
1
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
AES Corp (00130H105 - aes) 150,941For For Mgmt 4/19/18 Elect Director Andres R. Gluski
For For Mgmt 4/19/18 Elect Director Jeffrey W. Ubben
For For Mgmt 4/19/18 Elect Director Charles L. Harrington
For For Mgmt 4/19/18 Elect Director Kristina M. Johnson
For For Mgmt 4/19/18 Elect Director Tarun Khanna
Against For Mgmt 4/19/18 Elect Director Holly K. Koeppel
For For Mgmt 4/19/18 Elect Director James H. Miller
For For Mgmt 4/19/18 Elect Director Alain Monie
For For Mgmt 4/19/18 Elect Director John B. Morse, Jr.
For For Mgmt 4/19/18 Elect Director Moises Naim
For For Mgmt 4/19/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/19/18 Ratify Ernst & Young LLP as Auditors
Against For Mgmt 4/19/18 Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting
Allstate Corp (020002101 - all) 37,098For For Mgmt 5/11/18 Elect Director Kermit R. Crawford
For For Mgmt 5/11/18 Elect Director Michael L. Eskew
For For Mgmt 5/11/18 Elect Director Margaret M. Keane
For For Mgmt 5/11/18 Elect Director Siddharth N. (Bobby) Mehta
For For Mgmt 5/11/18 Elect Director Jacques P. Perold
For For Mgmt 5/11/18 Elect Director Andrea Redmond
For For Mgmt 5/11/18 Elect Director Gregg M. Sherrill
For For Mgmt 5/11/18 Elect Director Judith A. Sprieser
For For Mgmt 5/11/18 Elect Director Perry M. Traquina
For For Mgmt 5/11/18 Elect Director Thomas J. Wilson
For For Mgmt 5/11/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/11/18 Ratify Deloitte & Touche LLP as Auditors
Against Against Shrhldr 5/11/18 Require Independent Board Chairman
For Against Shrhldr 5/11/18 Report on Political Contributions
2
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
American Elec Pwr (025537101 - aep) 31,894For For Mgmt 4/24/18 Elect Director Nicholas K. Akins
For For Mgmt 4/24/18 Elect Director Stephen S. Rasmussen
For For Mgmt 4/24/18 Elect Director David J. Anderson
For For Mgmt 4/24/18 Elect Director J. Barnie Beasley, Jr.
For For Mgmt 4/24/18 Elect Director Ralph D. Crosby, Jr.
For For Mgmt 4/24/18 Elect Director Linda A. Goodspeed
For For Mgmt 4/24/18 Elect Director Thomas E. Hoaglin
For For Mgmt 4/24/18 Elect Director Sandra Beach Lin
For For Mgmt 4/24/18 Elect Director Richard C. Notebaert
For For Mgmt 4/24/18 Elect Director Lionel L. Nowell, III
For For Mgmt 4/24/18 Elect Director Oliver G. Richard, III
For For Mgmt 4/24/18 Elect Director Sara Martinez Tucker
For For Mgmt 4/24/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 4/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Ameriprise Financial (03076C106 - amp) 16,079For For Mgmt 4/25/18 Elect Director James M. Cracchiolo
For For Mgmt 4/25/18 Elect Director Dianne Neal Blixt
For For Mgmt 4/25/18 Elect Director Amy Digeso
For For Mgmt 4/25/18 Elect Director Lon R. Greenberg
For For Mgmt 4/25/18 Elect Director Jeffrey Noddle
For For Mgmt 4/25/18 Elect Director Robert F. Sharpe, Jr.
For For Mgmt 4/25/18 Elect Director Christopher J. Williams
For For Mgmt 4/25/18 Elect Director W. Edward Walter
Against For Mgmt 4/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/25/18 Ratify PricewaterhouseCoopers LLP as Auditors
For Against Shrhldr 4/25/18 Report on Political Contributions and Expenditures
3
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Amern Eagle Outfitters (02553E106 - aeo) 43,361For For Mgmt 6/6/18 Elect Director Janice E. Page
For For Mgmt 6/6/18 Elect Director David M. Sable
For For Mgmt 6/6/18 Elect Director Noel J. Spiegel
For For Mgmt 6/6/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 6/6/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Amkor Technology (031652100 - amkr) 53,755For For Mgmt 5/1/18 Elect Director James J. Kim
For For Mgmt 5/1/18 Elect Director David N. Watson
For For Mgmt 5/1/18 Elect Director Stephen D. Kelley
For For Mgmt 5/1/18 Elect Director Douglas A. Alexander
For For Mgmt 5/1/18 Elect Director Roger A. Carolin
For For Mgmt 5/1/18 Elect Director Winston J. Churchill
For For Mgmt 5/1/18 Elect Director John T. Kim
For For Mgmt 5/1/18 Elect Director Susan Y. Kim
For For Mgmt 5/1/18 Elect Director Maryfrances McCourt
For For Mgmt 5/1/18 Elect Director Robert R. Morse
For For Mgmt 5/1/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/1/18 Ratify PricewaterhouseCoopers LLP as Auditors
4
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Andeavor (03349M105 - andv) 17,207For For Mgmt 5/4/18 Elect Director Rodney F. Chase
For For Mgmt 5/4/18 Elect Director Susan Tomasky
Against For Mgmt 5/4/18 Elect Director Paul L. Foster
For For Mgmt 5/4/18 Elect Director Edward G. Galante
For For Mgmt 5/4/18 Elect Director Gregory J. Goff
For For Mgmt 5/4/18 Elect Director David Lilley
For For Mgmt 5/4/18 Elect Director Mary Pat McCarthy
For For Mgmt 5/4/18 Elect Director J.W. Nokes
For For Mgmt 5/4/18 Elect Director William H. Schumann, III
For For Mgmt 5/4/18 Elect Director Jeff A. Stevens
For For Mgmt 5/4/18 Elect Director Michael E. Wiley
For For Mgmt 5/4/18 Elect Director Patrick Y. Yang
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/4/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/4/18 Approve Omnibus Stock Plan
Anthem (036752103 - antm) 4,567For For Mgmt 5/16/18 Elect Director Lewis Hay, III
For For Mgmt 5/16/18 Elect Director Julie A. Hill
For For Mgmt 5/16/18 Elect Director Antonio F. Neri
For For Mgmt 5/16/18 Elect Director Ramiro G. Peru
For For Mgmt 5/16/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/16/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/16/18 Provide Right to Call Special Meeting
For Against Shrhldr 5/16/18 Amend Bylaws - Call Special Meetings
5
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Bank of America (060505104 - bac) 273,263For For Mgmt 4/25/18 Elect Director Sharon L. Allen
For For Mgmt 4/25/18 Elect Director Susan S. Bies
For For Mgmt 4/25/18 Elect Director Jack O. Bovender, Jr.
For For Mgmt 4/25/18 Elect Director Frank P. Bramble, Sr.
For For Mgmt 4/25/18 Elect Director Pierre J.P. De Weck
For For Mgmt 4/25/18 Elect Director Arnold W. Donald
For For Mgmt 4/25/18 Elect Director Linda P. Hudson
For For Mgmt 4/25/18 Elect Director Monica C. Lozano
For For Mgmt 4/25/18 Elect Director Thomas J. May
For For Mgmt 4/25/18 Elect Director Brian T. Moynihan
For For Mgmt 4/25/18 Elect Director Lionel L. Nowell, III
For For Mgmt 4/25/18 Elect Director Michael D. White
For For Mgmt 4/25/18 Elect Director Thomas D. Woods
For For Mgmt 4/25/18 Elect Director R. David Yost
For For Mgmt 4/25/18 Elect Director Maria T. Zuber
For For Mgmt 4/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/25/18 Ratify PricewaterhouseCoopers LLP as Auditors
For Against Shrhldr 4/25/18 Require Independent Board Chairman
6
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
BankUnited (06652K103 - bku) 18,615For For Mgmt 5/23/18 Elect Director John A. Kanas
For For Mgmt 5/23/18 Elect Director Lynne Wines
For For Mgmt 5/23/18 Elect Director Rajinder P. Singh
For For Mgmt 5/23/18 Elect Director Tere Blanca
For For Mgmt 5/23/18 Elect Director Eugene F. Demark
For For Mgmt 5/23/18 Elect Director Michael J. Dowling
For For Mgmt 5/23/18 Elect Director Douglas J. Pauls
For For Mgmt 5/23/18 Elect Director A. Gail Prudenti
For For Mgmt 5/23/18 Elect Director William S. Rubenstein
For For Mgmt 5/23/18 Elect Director Sanjiv Sobti
For For Mgmt 5/23/18 Ratify KPMG LLP as Auditors
For For Mgmt 5/23/18 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 5/23/18 Advisory Vote on Say on Pay Frequency
Baxter International (071813109 - bax) 52,420For For Mgmt 5/8/18 Elect Director Jose (Joe) E. Almeida
For For Mgmt 5/8/18 Elect Director Thomas F. Chen
For For Mgmt 5/8/18 Elect Director John D. Forsyth
For For Mgmt 5/8/18 Elect Director James R. Gavin, III
For For Mgmt 5/8/18 Elect Director Peter S. Hellman
For For Mgmt 5/8/18 Elect Director Munib Islam
For For Mgmt 5/8/18 Elect Director Michael F. Mahoney
For For Mgmt 5/8/18 Elect Director Stephen N. Oesterle
For For Mgmt 5/8/18 Elect Director Carole J. Shapazian
For For Mgmt 5/8/18 Elect Director Cathy R. Smith
For For Mgmt 5/8/18 Elect Director Thomas T. Stallkamp
For For Mgmt 5/8/18 Elect Director Albert P.L. Stroucken
For For Mgmt 5/8/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/8/18 Ratify PricewaterhouseCoopers LLP as Auditors
Against Against Shrhldr 5/8/18 Require Independent Board Chairman
For Against Shrhldr 5/8/18 Provide Right to Act By Written Consent
7
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Berkshire Hathaway (B) (084670702 - brk.b) 2,694For For Mgmt 5/5/18 Elect Director Warren E. Buffett
For For Mgmt 5/5/18 Elect Director Ajit Jain
For For Mgmt 5/5/18 Elect Director Charles T. Munger
For For Mgmt 5/5/18 Elect Director Gregory E. Abel
For For Mgmt 5/5/18 Elect Director Howard G. Buffett
For For Mgmt 5/5/18 Elect Director Stephen B. Burke
For For Mgmt 5/5/18 Elect Director Susan L. Decker
For For Mgmt 5/5/18 Elect Director William H. Gates, III
For For Mgmt 5/5/18 Elect Director David S. Gottesman
For For Mgmt 5/5/18 Elect Director Charlotte Guyman
For For Mgmt 5/5/18 Elect Director Thomas S. Murphy
For For Mgmt 5/5/18 Elect Director Ronald L. Olson
For For Mgmt 5/5/18 Elect Director Walter Scott, Jr.
For For Mgmt 5/5/18 Elect Director Meryl B. Witmer
For Against Shrhldr 5/5/18 Report on Methane Emissions Management Including Reduction Targets
For Against Shrhldr 5/5/18 Report on Sustainability
8
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Biogen (09062X103 - biib) 3,628For For Mgmt 6/12/18 Elect Director Alexander J. Denner
For For Mgmt 6/12/18 Elect Director Caroline D. Dorsa
For For Mgmt 6/12/18 Elect Director Nancy L. Leaming
For For Mgmt 6/12/18 Elect Director Richard C. Mulligan
For For Mgmt 6/12/18 Elect Director Robert W. Pangia
For For Mgmt 6/12/18 Elect Director Stelios Papadopoulos
For For Mgmt 6/12/18 Elect Director Brian S. Posner
For For Mgmt 6/12/18 Elect Director Eric K. Rowinsky
For For Mgmt 6/12/18 Elect Director Lynn Schenk
For For Mgmt 6/12/18 Elect Director Stephen A. Sherwin
For For Mgmt 6/12/18 Elect Director Michel Vounatsos
For For Mgmt 6/12/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 6/12/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 6/12/18 Amend Proxy Access Right
For Against Shrhldr 6/12/18 Report on Integrating Risks Related to Drug Pricing into Senior ExecutiveCompensation
9
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Bristol-Myers Squibb (110122108 - bmy) 22,331For For Mgmt 5/1/18 Elect Director Peter J. Arduini
For For Mgmt 5/1/18 Elect Director Jose Baselga
For For Mgmt 5/1/18 Elect Director Robert J. Bertolini
For For Mgmt 5/1/18 Elect Director Giovanni Caforio
For For Mgmt 5/1/18 Elect Director Matthew W. Emmens
For For Mgmt 5/1/18 Elect Director Michael Grobstein
For For Mgmt 5/1/18 Elect Director Alan J. Lacy
For For Mgmt 5/1/18 Elect Director Dinesh C. Paliwal
For For Mgmt 5/1/18 Elect Director Theodore R. Samuels
For For Mgmt 5/1/18 Elect Director Gerald L. Storch
For For Mgmt 5/1/18 Elect Director Vicki L. Sato
For For Mgmt 5/1/18 Elect Director Karen H. Vousden
For For Mgmt 5/1/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/1/18 Ratify Deloitte & Touche LLP as Auditors
For Against Shrhldr 5/1/18 Report on Integrating Risks Related to Drug Pricing into Senior ExecutiveCompensation
For Against Shrhldr 5/1/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
Bruker Corp (116794108 - brkr) 34,082For For Mgmt 5/21/18 Elect Director Joerg C. Laukien
For For Mgmt 5/21/18 Elect Director William A. Linton
For For Mgmt 5/21/18 Elect Director Adelene Q. Perkins
For For Mgmt 5/21/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/21/18 Ratify PricewaterhouseCoopers LLP as Auditors
10
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Cadence Design Systems (127387108 - cdns) 47,960For For Mgmt 5/3/18 Elect Director Mark W. Adams
For For Mgmt 5/3/18 Elect Director Susan L. Bostrom
For For Mgmt 5/3/18 Elect Director James D. Plummer
For For Mgmt 5/3/18 Elect Director Alberto Sangiovanni-Vincentelli
For For Mgmt 5/3/18 Elect Director John B. Shoven
For For Mgmt 5/3/18 Elect Director Roger S. Siboni
For For Mgmt 5/3/18 Elect Director Young K. Sohn
For For Mgmt 5/3/18 Elect Director Lip-Bu Tan
For For Mgmt 5/3/18 Elect Director Mary Agnes Wilderotter
For For Mgmt 5/3/18 Amend Omnibus Stock Plan
For For Mgmt 5/3/18 Amend Qualified Employee Stock Purchase Plan
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/3/18 Ratify KPMG LLP as Auditors
CBRE Group (12504L109 - cbre) 73,282For For Mgmt 5/18/18 Elect Director Brandon B. Boze
For For Mgmt 5/18/18 Elect Director Beth F. Cobert
For For Mgmt 5/18/18 Elect Director Curtis F. Feeny
For For Mgmt 5/18/18 Elect Director Christopher T. Jenny
For For Mgmt 5/18/18 Elect Director Gerardo I. Lopez
For For Mgmt 5/18/18 Elect Director Paula R. Reynolds
For For Mgmt 5/18/18 Elect Director Robert E. Sulentic
For For Mgmt 5/18/18 Elect Director Laura D. Tyson
For For Mgmt 5/18/18 Elect Director Ray Wirta
For For Mgmt 5/18/18 Elect Director Sanjiv Yajnik
For For Mgmt 5/18/18 Ratify KPMG LLP as Auditors
For For Mgmt 5/18/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/18/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
For Against Shrhldr 5/18/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
11
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Celanese Corp (150870103 - ce) 7,935For For Mgmt 4/19/18 Elect Director Jean S. Blackwell
For For Mgmt 4/19/18 Elect Director William M. Brown
For For Mgmt 4/19/18 Elect Director Bennie W. Fowler
For For Mgmt 4/19/18 Elect Director Edward G. Galante
For For Mgmt 4/19/18 Elect Director Kathryn M. Hill
For For Mgmt 4/19/18 Elect Director David F. Hoffmeister
For For Mgmt 4/19/18 Elect Director John K. Wulff
For For Mgmt 4/19/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/19/18 Ratify KPMG LLP as Auditors
For For Mgmt 4/19/18 Approve Omnibus Stock Plan
Centene Corp (15135B101 - cnc) 8,757For For Mgmt 4/24/18 Elect Director Jessica L. Blume
For For Mgmt 4/24/18 Elect Director Frederick H. Eppinger
For For Mgmt 4/24/18 Elect Director David L. Steward
For For Mgmt 4/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/24/18 Ratify KPMG LLP as Auditors
CenterPoint Energy (15189T107 - cnp) 10,125For For Mgmt 4/26/18 Elect Director Leslie D. Biddle
For For Mgmt 4/26/18 Elect Director Milton Carroll
For For Mgmt 4/26/18 Elect Director Scott J. McLean
For For Mgmt 4/26/18 Elect Director Martin H. Nesbitt
For For Mgmt 4/26/18 Elect Director Theodore F. Pound
For For Mgmt 4/26/18 Elect Director Scott M. Prochazka
For For Mgmt 4/26/18 Elect Director Susan O. Rheney
For For Mgmt 4/26/18 Elect Director Phillip R. Smith
For For Mgmt 4/26/18 Elect Director John W. Somerhalder, II
For For Mgmt 4/26/18 Elect Director Peter S. Wareing
For For Mgmt 4/26/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 4/26/18 Advisory Vote to Ratify Named Executive Officers' Compensation
12
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Chemours (163851108 - cc) 12,641For For Mgmt 5/2/18 Elect Director Curtis V. Anastasio
For For Mgmt 5/2/18 Elect Director Bradley J. Bell
For For Mgmt 5/2/18 Elect Director Richard H. Brown
For For Mgmt 5/2/18 Elect Director Mary B. Cranston
For For Mgmt 5/2/18 Elect Director Curtis J. Crawford
For For Mgmt 5/2/18 Elect Director Dawn L. Farrell
For For Mgmt 5/2/18 Elect Director Sean D. Keohane
For For Mgmt 5/2/18 Elect Director Mark P. Vergnano
For For Mgmt 5/2/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/2/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/2/18 Eliminate Supermajority Vote Requirement to Amend Bylaws
13
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Chevron (166764100 - cvx) 19,708For For Mgmt 5/30/18 Elect Director Wanda M. Austin
For For Mgmt 5/30/18 Elect Director John B. Frank
For For Mgmt 5/30/18 Elect Director Alice P. Gast
For For Mgmt 5/30/18 Elect Director Enrique Hernandez, Jr.
For For Mgmt 5/30/18 Elect Director Charles W. Moorman, IV
For For Mgmt 5/30/18 Elect Director Dambisa F. Moyo
For For Mgmt 5/30/18 Elect Director Ronald D. Sugar
For For Mgmt 5/30/18 Elect Director Inge G. Thulin
For For Mgmt 5/30/18 Elect Director D. James Umpleby, III
For For Mgmt 5/30/18 Elect Director Michael K. Wirth
For For Mgmt 5/30/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/30/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/30/18 Report on Lobbying Payments and Policy
Against Against Shrhldr 5/30/18 Report on Risks of Doing Business in Conflict-Affected Areas
Against Against Shrhldr 5/30/18 Report on Transition to a Low Carbon Business Model
For Against Shrhldr 5/30/18 Report on Methane Emissions
Against Against Shrhldr 5/30/18 Require Independent Board Chairman
For Against Shrhldr 5/30/18 Require Director Nominee with Environmental Experience
For Against Shrhldr 5/30/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
14
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Citigroup (172967424 - c) 44,577For For Mgmt 4/24/18 Elect Director Michael L. Corbat
For For Mgmt 4/24/18 Elect Director Ellen M. Costello
For For Mgmt 4/24/18 Elect Director John C. Dugan
For For Mgmt 4/24/18 Elect Director Duncan P. Hennes
For For Mgmt 4/24/18 Elect Director Peter B. Henry
For For Mgmt 4/24/18 Elect Director Franz B. Humer
For For Mgmt 4/24/18 Elect Director S. Leslie Ireland
For For Mgmt 4/24/18 Elect Director Renee J. James
For For Mgmt 4/24/18 Elect Director Eugene M. McQuade
For For Mgmt 4/24/18 Elect Director Michael E. O'Neill
For For Mgmt 4/24/18 Elect Director Gary M. Reiner
For For Mgmt 4/24/18 Elect Director Anthony M. Santomero
For For Mgmt 4/24/18 Elect Director Diana L. Taylor
For For Mgmt 4/24/18 Elect Director James S. Turley
For For Mgmt 4/24/18 Elect Director Deborah C. Wright
For For Mgmt 4/24/18 Elect Director Ernesto Zedillo Ponce De Leon
For For Mgmt 4/24/18 Ratify KPMG LLP as Auditors
For For Mgmt 4/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/24/18 Amend Omnibus Stock Plan
Against Against Shrhldr 4/24/18 Adopt Human and Indigenous People's Rights Policy
Against Against Shrhldr 4/24/18 Provide for Cumulative Voting
For Against Shrhldr 4/24/18 Report on Lobbying Payments and Policy
For Against Shrhldr 4/24/18 Amend Proxy Access Right
For Against Shrhldr 4/24/18 Prohibit Accelerated Vesting of Awards to Pursue Government Service
For Against Shrhldr 4/24/18 Amend Bylaws -- Call Special Meetings
15
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Citizens Financial Group (174610105 - cfg) 82,006For For Mgmt 4/26/18 Elect Director Bruce Van Saun
For For Mgmt 4/26/18 Elect Director Shivan S. Subramaniam
For For Mgmt 4/26/18 Elect Director Mark Casady
For For Mgmt 4/26/18 Elect Director Christine M. Cumming
For For Mgmt 4/26/18 Elect Director Anthony Di Iorio
For For Mgmt 4/26/18 Elect Director William P. Hankowsky
For For Mgmt 4/26/18 Elect Director Howard W. Hanna, III
For For Mgmt 4/26/18 Elect Director Leo I. (Lee) Higdon
For For Mgmt 4/26/18 Elect Director Charles J. (Bud) Koch
For For Mgmt 4/26/18 Elect Director Arthur F. Ryan
For For Mgmt 4/26/18 Elect Director Wendy A. Watson
For For Mgmt 4/26/18 Elect Director Marita Zuraitis
For For Mgmt 4/26/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/26/18 Ratify Deloitte & Touche LLP as Auditors
Citrix Systems (177376100 - ctxs) 32,073For For Mgmt 6/6/18 Elect Director Robert M. Calderoni
For For Mgmt 6/6/18 Elect Director Nanci E. Caldwell
For For Mgmt 6/6/18 Elect Director Jesse A. Cohn
For For Mgmt 6/6/18 Elect Director Robert D. Daleo
For For Mgmt 6/6/18 Elect Director Murray J. Demo
For For Mgmt 6/6/18 Elect Director Ajei S. Gopal
For For Mgmt 6/6/18 Elect Director David J. Henshall
For For Mgmt 6/6/18 Elect Director Peter J. Sacripanti
For For Mgmt 6/6/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 6/6/18 Advisory Vote to Ratify Named Executive Officers' Compensation
16
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
CNO Financial Grp (12621E103 - cno) 74,400For For Mgmt 5/9/18 Elect Director Gary C. Bhojwani
For For Mgmt 5/9/18 Elect Director Ellyn L. Brown
For For Mgmt 5/9/18 Elect Director Stephen N. David
For For Mgmt 5/9/18 Elect Director Robert C. Greving
For For Mgmt 5/9/18 Elect Director Mary R. (Nina) Henderson
For For Mgmt 5/9/18 Elect Director Charles J. Jacklin
For For Mgmt 5/9/18 Elect Director Daniel R. Maurer
For For Mgmt 5/9/18 Elect Director Neal C. Schneider
For For Mgmt 5/9/18 Elect Director Frederick J. Sievert
For For Mgmt 5/9/18 Approve Qualified Employee Stock Purchase Plan
For For Mgmt 5/9/18 Amend Nol Rights Plan (NOL Pill)
For For Mgmt 5/9/18 Ratify PricewaterhouseCoopers LLP as Auditors
Against For Mgmt 5/9/18 Advisory Vote to Ratify Named Executive Officers' Compensation
17
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Cognizant Tech Sol (192446102 - ctsh) 11,368For For Mgmt 6/5/18 Elect Director Zein Abdalla
For For Mgmt 6/5/18 Elect Director Betsy S. Atkins
For For Mgmt 6/5/18 Elect Director Maureen Breakiron-Evans
For For Mgmt 6/5/18 Elect Director Jonathan Chadwick
For For Mgmt 6/5/18 Elect Director John M. Dineen
For For Mgmt 6/5/18 Elect Director Francisco D'Souza
For For Mgmt 6/5/18 Elect Director John N. Fox, Jr.
For For Mgmt 6/5/18 Elect Director John E. Klein
For For Mgmt 6/5/18 Elect Director Leo S. Mackay, Jr.
For For Mgmt 6/5/18 Elect Director Michael Patsalos-Fox
For For Mgmt 6/5/18 Elect Director Joseph M. Velli
For For Mgmt 6/5/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/5/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 6/5/18 Amend Qualified Employee Stock Purchase Plan
For For Mgmt 6/5/18 Eliminate Supermajority Vote Requirement to Amend the By-Laws
For For Mgmt 6/5/18 Eliminate Supermajority Vote Requirement to Remove a Director
For For Mgmt 6/5/18 Eliminate Supermajority Vote Requirement to Amend Certain Provisions of theCertificate of Incorporation
For Against Shrhldr 6/5/18 Provide Right to Act By Written Consent
For Against Shrhldr 6/5/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
18
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
ConocoPhillips (20825C104 - cop) 39,487For For Mgmt 5/15/18 Elect Director Charles E. Bunch
For For Mgmt 5/15/18 Elect Director Caroline Maury Devine
For For Mgmt 5/15/18 Elect Director John V. Faraci
For For Mgmt 5/15/18 Elect Director Jody Freeman
For For Mgmt 5/15/18 Elect Director Gay Huey Evans
For For Mgmt 5/15/18 Elect Director Ryan M. Lance
For For Mgmt 5/15/18 Elect Director Sharmila Mulligan
For For Mgmt 5/15/18 Elect Director Arjun N. Murti
For For Mgmt 5/15/18 Elect Director Robert A. Niblock
For For Mgmt 5/15/18 Elect Director Harald J. Norvik
For For Mgmt 5/15/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/15/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Against Against Shrhldr 5/15/18 Use GAAP for Executive Compensation Metrics
Cummins (231021106 - cmi) 9,890For For Mgmt 5/8/18 Elect Director N. Thomas Linebarger
For For Mgmt 5/8/18 Elect Director Richard J. Freeland
For For Mgmt 5/8/18 Elect Director Robert J. Bernhard
For For Mgmt 5/8/18 Elect Director Franklin R. Chang Diaz
For For Mgmt 5/8/18 Elect Director Bruno V. Di Leo Allen
For For Mgmt 5/8/18 Elect Director Stephen B. Dobbs
For For Mgmt 5/8/18 Elect Director Robert K. Herdman
For For Mgmt 5/8/18 Elect Director Alexis M. Herman
For For Mgmt 5/8/18 Elect Director Thomas J. Lynch
For For Mgmt 5/8/18 Elect Director William I. Miller
For For Mgmt 5/8/18 Elect Director Georgia R. Nelson
For For Mgmt 5/8/18 Elect Director Karen H. Quintos
For For Mgmt 5/8/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/8/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/8/18 Amend Charter to Allow Shareholders to Amend Bylaws
For Against Shrhldr 5/8/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
19
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Dana (235825205 - dan) 71,110For For Mgmt 4/26/18 Elect Director Rachel A. Gonzalez
For For Mgmt 4/26/18 Elect Director James K. Kamsickas
For For Mgmt 4/26/18 Elect Director Virginia A. Kamsky
For For Mgmt 4/26/18 Elect Director Raymond E. Mabus, Jr.
For For Mgmt 4/26/18 Elect Director Michael J. Mack, Jr.
For For Mgmt 4/26/18 Elect Director R. Bruce McDonald
For For Mgmt 4/26/18 Elect Director Diarmuid B. O'Connell
For For Mgmt 4/26/18 Elect Director Keith E. Wandell
For For Mgmt 4/26/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/26/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 4/26/18 Eliminate Supermajority Vote Requirement
For Against Shrhldr 4/26/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
Delta Air Lines (247361702 - dal) 40,087For For Mgmt 6/29/18 Elect Director Edward H. Bastian
For For Mgmt 6/29/18 Elect Director Francis S. Blake
For For Mgmt 6/29/18 Elect Director Daniel A. Carp
For For Mgmt 6/29/18 Elect Director Ashton B. Carter
For For Mgmt 6/29/18 Elect Director David G. Dewalt
For For Mgmt 6/29/18 Elect Director William H. Easter, III
For For Mgmt 6/29/18 Elect Director Michael P. Huerta
For For Mgmt 6/29/18 Elect Director Jeanne P. Jackson
For For Mgmt 6/29/18 Elect Director George N. Mattson
For For Mgmt 6/29/18 Elect Director Douglas R. Ralph
For For Mgmt 6/29/18 Elect Director Sergio A. L. Rial
For For Mgmt 6/29/18 Elect Director Kathy N. Waller
For For Mgmt 6/29/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/29/18 Ratify Ernst & Young LLP as Auditors
20
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Discover Finl Svcs (254709108 - dfs) 6,894For For Mgmt 5/2/18 Elect Director Jeffrey S. Aronin
For For Mgmt 5/2/18 Elect Director Mark A. Thierer
For For Mgmt 5/2/18 Elect Director Mary K. Bush
For For Mgmt 5/2/18 Elect Director Gregory C. Case
For For Mgmt 5/2/18 Elect Director Candace H. Duncan
For For Mgmt 5/2/18 Elect Director Joseph F. Eazor
For For Mgmt 5/2/18 Elect Director Cynthia A. Glassman
For For Mgmt 5/2/18 Elect Director Thomas G. Maheras
For For Mgmt 5/2/18 Elect Director Michael H. Moskow
For For Mgmt 5/2/18 Elect Director David W. Nelms
For For Mgmt 5/2/18 Elect Director Lawrence A. Weinbach
For For Mgmt 5/2/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/2/18 Ratify Deloitte & Touche LLP as Auditors
For Against Shrhldr 5/2/18 Adopt Simple Majority Vote
Domtar Corp (257559203 - ufs) 2,712For For Mgmt 5/8/18 Elect Director Giannella Alvarez
For For Mgmt 5/8/18 Elect Director Robert E. Apple
For For Mgmt 5/8/18 Elect Director David J. Illingworth
For For Mgmt 5/8/18 Elect Director Brian M. Levitt
For For Mgmt 5/8/18 Elect Director David G. Maffucci
For For Mgmt 5/8/18 Elect Director Pamela B. Strobel
For For Mgmt 5/8/18 Elect Director Denis Turcotte
For For Mgmt 5/8/18 Elect Director John D. Williams
For For Mgmt 5/8/18 Elect Director Mary A. Winston
For For Mgmt 5/8/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/8/18 Ratify PricewaterhouseCoopers LLP as Auditors
21
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
EMCOR Group (29084Q100 - eme) 18,720For For Mgmt 6/1/18 Elect Director John W. Altmeyer
For For Mgmt 6/1/18 Elect Director David A. B. Brown
For For Mgmt 6/1/18 Elect Director Anthony J. Guzzi
For For Mgmt 6/1/18 Elect Director Richard F. Hamm, Jr.
For For Mgmt 6/1/18 Elect Director David H. Laidley
For For Mgmt 6/1/18 Elect Director Carol P. Lowe
For For Mgmt 6/1/18 Elect Director M. Kevin McEvoy
For For Mgmt 6/1/18 Elect Director William P. Reid
For For Mgmt 6/1/18 Elect Director Jerry E. Ryan
For For Mgmt 6/1/18 Elect Director Steven B. Schwarzwaelder
For For Mgmt 6/1/18 Elect Director Michael T. Yonker
For For Mgmt 6/1/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/1/18 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 6/1/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
Entergy Corp (29364G103 - etr) 39,001For For Mgmt 5/4/18 Elect Director John R. Burbank
For For Mgmt 5/4/18 Elect Director Patrick J. Condon
For For Mgmt 5/4/18 Elect Director Leo P. Denault
For For Mgmt 5/4/18 Elect Director Kirkland H. Donald
For For Mgmt 5/4/18 Elect Director Philip L. Frederickson
For For Mgmt 5/4/18 Elect Director Alexis M. Herman
For For Mgmt 5/4/18 Elect Director Stuart L. Levenick
For For Mgmt 5/4/18 Elect Director Blanche Lambert Lincoln
For For Mgmt 5/4/18 Elect Director Karen A. Puckett
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/4/18 Ratify Deloitte & Touche LLP as Auditors
For Against Shrhldr 5/4/18 Report on Distributed Renewable Generation Resources
22
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Evercore (29977A105 - evr) 12,877For For Mgmt 6/11/18 Elect Director Roger C. Altman
For For Mgmt 6/11/18 Elect Director William J. Wheeler
For For Mgmt 6/11/18 Elect Director Richard I. Beattie
For For Mgmt 6/11/18 Elect Director Ellen V. Futter
For For Mgmt 6/11/18 Elect Director Gail B. Harris
For For Mgmt 6/11/18 Elect Director Robert B. Millard
For For Mgmt 6/11/18 Elect Director Willard J. Overlock, Jr.
For For Mgmt 6/11/18 Elect Director Sir Simon M. Robertson
For For Mgmt 6/11/18 Elect Director Ralph L. Schlosstein
For For Mgmt 6/11/18 Elect Director John S. Weinberg
For For Mgmt 6/11/18 Elect Director Sarah K. Williamson
For For Mgmt 6/11/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/11/18 Ratify Deloitte & Touche LLP as Auditors
Exelixis (30161Q104 - exel) 27,390For For Mgmt 5/23/18 Elect Director Charles Cohen
For For Mgmt 5/23/18 Elect Director George Poste
For For Mgmt 5/23/18 Elect Director Jack L. Wyszomierski
For For Mgmt 5/23/18 Ratify Ernst & Young LLP as Auditors
Against For Mgmt 5/23/18 Advisory Vote to Ratify Named Executive Officers' Compensation
23
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Exelon Corp (30161N101 - exc) 7,637For For Mgmt 5/1/18 Elect Director Anthony K. Anderson
For For Mgmt 5/1/18 Elect Director Ann C. Berzin
For For Mgmt 5/1/18 Elect Director Christopher M. Crane
For For Mgmt 5/1/18 Elect Director Yves C. De Balmann
For For Mgmt 5/1/18 Elect Director Nicholas DeBenedictis
For For Mgmt 5/1/18 Elect Director Linda P. Jojo
For For Mgmt 5/1/18 Elect Director Paul L. Joskow
For For Mgmt 5/1/18 Elect Director Robert J. Lawless
For For Mgmt 5/1/18 Elect Director Richard W. Mies
For For Mgmt 5/1/18 Elect Director John W. Rogers, Jr.
For For Mgmt 5/1/18 Elect Director Mayo A. Shattuck, III
For For Mgmt 5/1/18 Elect Director Stephen D. Steinour
For For Mgmt 5/1/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/1/18 Advisory Vote to Ratify Named Executive Officers' Compensation
24
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Express Scripts (30219G108 - esrx) 5,088For For Mgmt 5/10/18 Elect Director Maura C. Breen
For For Mgmt 5/10/18 Elect Director William J. Delaney
For For Mgmt 5/10/18 Elect Director Elder Granger
For For Mgmt 5/10/18 Elect Director Nicholas J. Lahowchic
For For Mgmt 5/10/18 Elect Director Thomas P. Mac Mahon
For For Mgmt 5/10/18 Elect Director Kathleen M. Mazzarella
For For Mgmt 5/10/18 Elect Director Frank Mergenthaler
For For Mgmt 5/10/18 Elect Director Woodrow A. Myers, Jr.
For For Mgmt 5/10/18 Elect Director Roderick A. Palmore
For For Mgmt 5/10/18 Elect Director George Paz
For For Mgmt 5/10/18 Elect Director William L. Roper
For For Mgmt 5/10/18 Elect Director Seymour Sternberg
For For Mgmt 5/10/18 Elect Director Timothy Wentworth
For For Mgmt 5/10/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/10/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Against Against Shrhldr 5/10/18 Report on Gender Pay Gap
For Against Shrhldr 5/10/18 Report on Measures Taken to Manage and Mitigate Cyber Risk
25
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
ExxonMobil (30231G102 - xom) 98,053For For Mgmt 5/30/18 Elect Director Susan K. Avery
For For Mgmt 5/30/18 Elect Director Darren W. Woods
For For Mgmt 5/30/18 Elect Director Angela F. Braly
For For Mgmt 5/30/18 Elect Director Ursula M. Burns
For For Mgmt 5/30/18 Elect Director Kenneth C. Frazier
For For Mgmt 5/30/18 Elect Director Steven A. Kandarian
For For Mgmt 5/30/18 Elect Director Douglas R. Oberhelman
For For Mgmt 5/30/18 Elect Director Samuel J. Palmisano
For For Mgmt 5/30/18 Elect Director Steven S Reinemund
For For Mgmt 5/30/18 Elect Director William C. Weldon
For For Mgmt 5/30/18 Ratify PricewaterhouseCoopers LLP as Auditors
Against For Mgmt 5/30/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/30/18 Require Independent Board Chairman
For Against Shrhldr 5/30/18 Amend Bylaws -- Call Special Meetings
Against Against Shrhldr 5/30/18 Disclose a Board Diversity and Qualifications Matrix
For Against Shrhldr 5/30/18 Report on Lobbying Payments and Policy
26
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Fiat Chrysler Autos (N31738102 - fcau) 40,643For For Mgmt 4/13/18 Adopt Financial Statements and Statutory Reports
Against For Mgmt 4/13/18 Approve Discharge of Directors
Against For Mgmt 4/13/18 Reelect John Elkann as Executive Director
For For Mgmt 4/13/18 Reelect Sergio Marchionne as Executive Director
For For Mgmt 4/13/18 Reelect Ronald L. Thompson as Non-Executive Director
For For Mgmt 4/13/18 Elect John Abbott as Non-Executive Director
For For Mgmt 4/13/18 Reelect Andrea Agnelli as Non-Executive Director
For For Mgmt 4/13/18 Reelect Tiberto Brandolini D'Adda as Non-Executive Director
For For Mgmt 4/13/18 Reelect Glenn Earle as Non-Executive Director
For For Mgmt 4/13/18 Reelect Valerie A. Mars as Non-Executive Director
For For Mgmt 4/13/18 Reelect Ruth J. Simmons as Non-Executive Director
For For Mgmt 4/13/18 Reelect Michelangelo A. Volpi as Non-Executive Director
For For Mgmt 4/13/18 Reelect Patience Wheatcroft as Non-Executive Director
For For Mgmt 4/13/18 Reelect Ermenegildo Zegna as Non-Executive Director
For For Mgmt 4/13/18 Ratify Ernst & Young as Auditors
For For Mgmt 4/13/18 Authorize Repurchase of up to 10 Percent of Issued Share Capital
Gaming & Leisure Pptys (36467J108 - glpi) 52,381For For Mgmt 6/14/18 Elect Director David A. Handler
For For Mgmt 6/14/18 Elect Director Joseph W. Marshall, III
For For Mgmt 6/14/18 Elect Director James B. Perry
For For Mgmt 6/14/18 Elect Director Barry F. Schwartz
For For Mgmt 6/14/18 Elect Director Earl C. Shanks
For For Mgmt 6/14/18 Elect Director E. Scott Urdang
For For Mgmt 6/14/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 6/14/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/14/18 Adopt Majority Voting for Uncontested Election of Directors
27
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Gap (364760108 - gps) 10,848Against For Mgmt 5/22/18 Elect Director Robert J. Fisher
For For Mgmt 5/22/18 Elect Director William S. Fisher
For For Mgmt 5/22/18 Elect Director Tracy Gardner
For For Mgmt 5/22/18 Elect Director Brian Goldner
For For Mgmt 5/22/18 Elect Director Isabella D. Goren
For For Mgmt 5/22/18 Elect Director Bob L. Martin
For For Mgmt 5/22/18 Elect Director Jorge P. Montoya
For For Mgmt 5/22/18 Elect Director Chris O'Neill
For For Mgmt 5/22/18 Elect Director Arthur Peck
For For Mgmt 5/22/18 Elect Director Mayo A. Shattuck, III
For For Mgmt 5/22/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/22/18 Advisory Vote to Ratify Named Executive Officers' Compensation
General Motors Corp (37045V100 - gm) 79,617For For Mgmt 6/12/18 Elect Director Mary T. Barra
For For Mgmt 6/12/18 Elect Director Linda R. Gooden
For For Mgmt 6/12/18 Elect Director Joseph Jimenez
For For Mgmt 6/12/18 Elect Director Jane L. Mendillo
For For Mgmt 6/12/18 Elect Director Michael G. Mullen
For For Mgmt 6/12/18 Elect Director James J. Mulva
For For Mgmt 6/12/18 Elect Director Patricia F. Russo
For For Mgmt 6/12/18 Elect Director Thomas M. Schoewe
For For Mgmt 6/12/18 Elect Director Theodore M. Solso
For For Mgmt 6/12/18 Elect Director Carol M. Stephenson
For For Mgmt 6/12/18 Elect Director Devin N. Wenig
For For Mgmt 6/12/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/12/18 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 6/12/18 Require Independent Board Chairman
For Against Shrhldr 6/12/18 Provide Right to Act By Written Consent
For Against Shrhldr 6/12/18 Report on Fleet GHG Emissions in Relation to Cafe Standards
28
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Hershey Company (427866108 - hsy) 12,460For For Mgmt 5/2/18 Elect Director Pamela M. Arway
For For Mgmt 5/2/18 Elect Director Wendy L. Schoppert
For For Mgmt 5/2/18 Elect Director James W. Brown
For For Mgmt 5/2/18 Elect Director Michele G. Buck
For For Mgmt 5/2/18 Elect Director Charles A. Davis
For For Mgmt 5/2/18 Elect Director Mary Kay Haben
For For Mgmt 5/2/18 Elect Director James C. Katzman
For For Mgmt 5/2/18 Elect Director M. Diane Koken
For For Mgmt 5/2/18 Elect Director Robert M. Malcolm
For For Mgmt 5/2/18 Elect Director Anthony J. Palmer
For For Mgmt 5/2/18 Elect Director David L. Shedlarz
For For Mgmt 5/2/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/2/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Hilton Grand Vacations (43283X105 - hgv) 17,945For For Mgmt 5/10/18 Elect Director Mark D. Wang
For For Mgmt 5/10/18 Elect Director Leonard A. Potter
For For Mgmt 5/10/18 Elect Director Brenda J. Bacon
For For Mgmt 5/10/18 Elect Director David W. Johnson
For For Mgmt 5/10/18 Elect Director Mark H. Lazarus
For For Mgmt 5/10/18 Elect Director Pamela H. Patsley
For For Mgmt 5/10/18 Elect Director Paul W. Whetsell
For For Mgmt 5/10/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/10/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Hospitality Properties Tr (44106M102 - hpt) 55,298Against For Mgmt 6/14/18 Elect Director William A. Lamkin
Against For Mgmt 6/14/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/14/18 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 6/14/18 Adopt Proxy Access Right
For Against Shrhldr 6/14/18 Require a Majority Vote for the Election of Directors
29
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Humana (444859102 - hum) 7,421For For Mgmt 4/19/18 Elect Director Kurt J. Hilzinger
For For Mgmt 4/19/18 Elect Director Frank J. Bisignano
For For Mgmt 4/19/18 Elect Director Bruce D. Broussard
For For Mgmt 4/19/18 Elect Director Frank A. D'Amelio
For For Mgmt 4/19/18 Elect Director Karen B. DeSalvo
For For Mgmt 4/19/18 Elect Director W. Roy Dunbar
For For Mgmt 4/19/18 Elect Director David A. Jones, Jr.
For For Mgmt 4/19/18 Elect Director William J. McDonald
For For Mgmt 4/19/18 Elect Director William E. Mitchell
For For Mgmt 4/19/18 Elect Director David B. Nash
For For Mgmt 4/19/18 Elect Director James J. O'Brien
For For Mgmt 4/19/18 Elect Director Marissa T. Peterson
For For Mgmt 4/19/18 Ratify PricewaterhouseCoopers LLP as Auditors
Against For Mgmt 4/19/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Huntington Ingalls Inds (446413106 - hii) 6,788For For Mgmt 5/2/18 Elect Director Philip M. Bilden
For For Mgmt 5/2/18 Elect Director Stephen R. Wilson
For For Mgmt 5/2/18 Elect Director Augustus L. Collins
For For Mgmt 5/2/18 Elect Director Kirkland H. Donald
For For Mgmt 5/2/18 Elect Director Thomas B. Fargo
For For Mgmt 5/2/18 Elect Director Victoria D. Harker
For For Mgmt 5/2/18 Elect Director Anastasia D. Kelly
For For Mgmt 5/2/18 Elect Director C. Michael Petters
For For Mgmt 5/2/18 Elect Director Thomas C. Schievelbein
For For Mgmt 5/2/18 Elect Director John K. Welch
For For Mgmt 5/2/18 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 5/2/18 Advisory Vote on Say on Pay Frequency
For For Mgmt 5/2/18 Ratify Deloitte & Touche LLP as Auditors
For Against Shrhldr 5/2/18 Provide Right to Act By Written Consent
30
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Ingredion (457187102 - ingr) 23,284For For Mgmt 5/16/18 Elect Director Luis Aranguren-Trellez
For For Mgmt 5/16/18 Elect Director David B. Fischer
For For Mgmt 5/16/18 Elect Director Ilene S. Gordon
For For Mgmt 5/16/18 Elect Director Paul Hanrahan
For For Mgmt 5/16/18 Elect Director Rhonda L. Jordan
For For Mgmt 5/16/18 Elect Director Gregory B. Kenny
For For Mgmt 5/16/18 Elect Director Barbara A. Klein
For For Mgmt 5/16/18 Elect Director Victoria J. Reich
For For Mgmt 5/16/18 Elect Director Jorge A. Uribe
For For Mgmt 5/16/18 Elect Director Dwayne A. Wilson
For For Mgmt 5/16/18 Elect Director James P. Zallie
For For Mgmt 5/16/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/16/18 Ratify KPMG LLP as Auditors
j2 Global (48123V102 - jcom) 3,481For For Mgmt 5/3/18 Elect Director Douglas Y. Bech
For For Mgmt 5/3/18 Elect Director Robert J. Cresci
For For Mgmt 5/3/18 Elect Director Sarah Fay
For For Mgmt 5/3/18 Elect Director W. Brian Kretzmer
For For Mgmt 5/3/18 Elect Director Jonathan F. Miller
For For Mgmt 5/3/18 Elect Director Richard S. Ressler
For For Mgmt 5/3/18 Elect Director Stephen Ross
For For Mgmt 5/3/18 Elect Director Vivek Shah
For For Mgmt 5/3/18 Ratify BDO USA LLP as Auditors
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
31
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
JetBlue Airways (477143101 - jblu) 50,045For For Mgmt 5/17/18 Elect Director Peter Boneparth
For For Mgmt 5/17/18 Elect Director Virginia Gambale
For For Mgmt 5/17/18 Elect Director Stephan Gemkow
For For Mgmt 5/17/18 Elect Director Robin Hayes
For For Mgmt 5/17/18 Elect Director Ellen Jewett
For For Mgmt 5/17/18 Elect Director Stanley McChrystal
For For Mgmt 5/17/18 Elect Director Joel Peterson
For For Mgmt 5/17/18 Elect Director Frank Sica
For For Mgmt 5/17/18 Elect Director Thomas Winkelmann
For For Mgmt 5/17/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/17/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Johnson & Johnson (478160104 - jnj) 69,038For For Mgmt 4/26/18 Elect Director Mary C. Beckerle
For For Mgmt 4/26/18 Elect Director D. Scott Davis
For For Mgmt 4/26/18 Elect Director Ian E. L. Davis
For For Mgmt 4/26/18 Elect Director Jennifer A. Doudna
For For Mgmt 4/26/18 Elect Director Alex Gorsky
For For Mgmt 4/26/18 Elect Director Mark B. McClellan
For For Mgmt 4/26/18 Elect Director Anne M. Mulcahy
For For Mgmt 4/26/18 Elect Director William D. Perez
For For Mgmt 4/26/18 Elect Director Charles Prince
For For Mgmt 4/26/18 Elect Director A. Eugene Washington
For For Mgmt 4/26/18 Elect Director Ronald A. Williams
For For Mgmt 4/26/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/26/18 Ratify PricewaterhouseCoopers LLP as Auditors
Against Against Shrhldr 4/26/18 Prohibit Adjusting Compensation Metrics for Legal or Compliance Costs
For Against Shrhldr 4/26/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
32
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Jones Lang LaSalle (48020Q107 - jll) 14,853For For Mgmt 5/30/18 Elect Director Hugo Bague
For For Mgmt 5/30/18 Elect Director Samuel A. Di Piazza, Jr.
For For Mgmt 5/30/18 Elect Director Dame Deanne Julius
For For Mgmt 5/30/18 Elect Director Sheila A. Penrose
For For Mgmt 5/30/18 Elect Director Ming Lu
For For Mgmt 5/30/18 Elect Director Bridget Macaskill
For For Mgmt 5/30/18 Elect Director Martin H. Nesbitt
For For Mgmt 5/30/18 Elect Director Ann Marie Petach
For For Mgmt 5/30/18 Elect Director Shailesh Rao
For For Mgmt 5/30/18 Elect Director Christian Ulbrich
For For Mgmt 5/30/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/30/18 Ratify KPMG LLP as Auditors
33
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
JPMorgan Chase (46625H100 - jpm) 66,990For For Mgmt 5/15/18 Elect Director Linda B. Bammann
For For Mgmt 5/15/18 Elect Director James A. Bell
For For Mgmt 5/15/18 Elect Director Stephen B. Burke
For For Mgmt 5/15/18 Elect Director Todd A. Combs
For For Mgmt 5/15/18 Elect Director James S. Crown
For For Mgmt 5/15/18 Elect Director James Dimon
For For Mgmt 5/15/18 Elect Director Timothy P. Flynn
For For Mgmt 5/15/18 Elect Director Mellody Hobson
For For Mgmt 5/15/18 Elect Director Laban P. Jackson, Jr.
For For Mgmt 5/15/18 Elect Director Michael A. Neal
For For Mgmt 5/15/18 Elect Director Lee R. Raymond
For For Mgmt 5/15/18 Elect Director William C. Weldon
Against For Mgmt 5/15/18 Ratify Existing Ownership Threshold for Shareholders to Call Special Meeting
For For Mgmt 5/15/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/15/18 Amend Omnibus Stock Plan
For For Mgmt 5/15/18 Ratify PricewaterhouseCoopers LLP as Auditors
For Against Shrhldr 5/15/18 Require Independent Board Chairman
For Against Shrhldr 5/15/18 Prohibit Accelerated Vesting of Awards to Pursue Government Service
Against Against Shrhldr 5/15/18 Institute Procedures to Prevent Investments in Companies That Contribute toGenocide or Crimes Against Humanity
Against Against Shrhldr 5/15/18 Restore or Provide for Cumulative Voting
Lazard Ltd (G54050102 - laz) 35,621For For Mgmt 4/24/18 Elect Director Andrew M. Alper
For For Mgmt 4/24/18 Elect Director Ashish Bhutani
For For Mgmt 4/24/18 Elect Director Steven J. Heyer
For For Mgmt 4/24/18 Elect Director Sylvia Jay
For For Mgmt 4/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Against For Mgmt 4/24/18 Approve Omnibus Stock Plan
For For Mgmt 4/24/18 Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix TheirRemuneration Auditors
34
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Lear Corp (521865204 - lea) 14,343For For Mgmt 5/17/18 Elect Director Richard H. Bott
For For Mgmt 5/17/18 Elect Director Thomas P. Capo
For For Mgmt 5/17/18 Elect Director Jonathan F. Foster
For For Mgmt 5/17/18 Elect Director Mary Lou Jepsen
For For Mgmt 5/17/18 Elect Director Kathleen A. Ligocki
For For Mgmt 5/17/18 Elect Director Conrad L. Mallett, Jr.
For For Mgmt 5/17/18 Elect Director Raymond E. Scott
For For Mgmt 5/17/18 Elect Director Gregory C. Smith
For For Mgmt 5/17/18 Elect Director Henry D.G. Wallace
For For Mgmt 5/17/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/17/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Leucadia National Corp (527288104 - luk) 111,579For For Mgmt 5/23/18 Change Company Name to Jefferies Financial Group, Inc.
For For Mgmt 5/23/18 Elect Director Linda L. Adamany
For For Mgmt 5/23/18 Elect Director Stuart H. Reese
For For Mgmt 5/23/18 Elect Director Robert D. Beyer
For For Mgmt 5/23/18 Elect Director Francisco L. Borges
For For Mgmt 5/23/18 Elect Director W. Patrick Campbell
For For Mgmt 5/23/18 Elect Director Brian P. Friedman
For For Mgmt 5/23/18 Elect Director Richard B. Handler
For For Mgmt 5/23/18 Elect Director Robert E. Joyal
For For Mgmt 5/23/18 Elect Director Jeffrey C. Keil
For For Mgmt 5/23/18 Elect Director Michael T. O'Kane
For For Mgmt 5/23/18 Elect Director Joseph S. Steinberg
Against For Mgmt 5/23/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/23/18 Ratify Deloitte & Touche LLP as Auditors
35
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Ligand Pharm (53220K504 - lgnd) 2,544For For Mgmt 6/19/18 Elect Director Jason M. Aryeh
For For Mgmt 6/19/18 Elect Director Todd C. Davis
For For Mgmt 6/19/18 Elect Director Nancy Ryan Gray
For For Mgmt 6/19/18 Elect Director John L. Higgins
For For Mgmt 6/19/18 Elect Director John W. Kozarich
For For Mgmt 6/19/18 Elect Director John L. Lamattina
For For Mgmt 6/19/18 Elect Director Sunil Patel
For For Mgmt 6/19/18 Elect Director Stephen L. Sabba
For For Mgmt 6/19/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 6/19/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/19/18 Increase Authorized Common Stock
Lilly (Eli) & Co (532457108 - lly) 20,564For For Mgmt 5/7/18 Elect Director Katherine Baicker
For For Mgmt 5/7/18 Elect Director J. Erik Fyrwald
For For Mgmt 5/7/18 Elect Director Jamere Jackson
Against For Mgmt 5/7/18 Elect Director Ellen R. Marram
For For Mgmt 5/7/18 Elect Director Jackson P. Tai
For For Mgmt 5/7/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/7/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/7/18 Declassify the Board of Directors
For For Mgmt 5/7/18 Eliminate Supermajority Vote Requirement
For For Mgmt 5/7/18 Amend Omnibus Stock Plan
Against Against Shrhldr 5/7/18 Support the Descheduling of Cannabis
For Against Shrhldr 5/7/18 Report on Lobbying Payments and Policy
Against Against Shrhldr 5/7/18 Report on Policies and Practices Regarding Contract Animal Laboratories
For Against Shrhldr 5/7/18 Report on Integrating Drug Pricing Risks into Incentive Compensation Plans
36
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Lincoln Natl (534187109 - lnc) 41,058For For Mgmt 5/25/18 Elect Director Deirdre P. Connelly
For For Mgmt 5/25/18 Elect Director Isaiah Tidwell
For For Mgmt 5/25/18 Elect Director William H. Cunningham
For For Mgmt 5/25/18 Elect Director Dennis R. Glass
For For Mgmt 5/25/18 Elect Director George W. Henderson, III
For For Mgmt 5/25/18 Elect Director Eric G. Johnson
For For Mgmt 5/25/18 Elect Director Gary C. Kelly
For For Mgmt 5/25/18 Elect Director M. Leanne Lachman
For For Mgmt 5/25/18 Elect Director Michael F. Mee
For For Mgmt 5/25/18 Elect Director Patrick S. Pittard
For For Mgmt 5/25/18 Elect Director Lynn M. Utter
For For Mgmt 5/25/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/25/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
Louisiana-Pacific (546347105 - lpx) 31,820For For Mgmt 5/4/18 Elect Director Ozey K. Horton, Jr.
For For Mgmt 5/4/18 Elect Director W. Bradley Southern
For For Mgmt 5/4/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
LPL Financial Hldgs (50212V100 - lpla) 18,322For For Mgmt 5/17/18 Elect Director Dan H. Arnold
For For Mgmt 5/17/18 Elect Director Viet D. Dinh
For For Mgmt 5/17/18 Elect Director H. Paulett Eberhart
For For Mgmt 5/17/18 Elect Director William F. Glavin, Jr.
For For Mgmt 5/17/18 Elect Director Anne M. Mulcahy
For For Mgmt 5/17/18 Elect Director James S. Putnam
For For Mgmt 5/17/18 Elect Director James S. Riepe
For For Mgmt 5/17/18 Elect Director Richard P. Schifter
For For Mgmt 5/17/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/17/18 Advisory Vote to Ratify Named Executive Officers' Compensation
37
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
LyondellBasell Inds (N53745100 - lyb) 23,669For For Mgmt 6/1/18 Amend Articles
For For Mgmt 6/1/18 Elect Director Bhavesh (Bob) Patel
For For Mgmt 6/1/18 Elect Director Robert Gwin
For For Mgmt 6/1/18 Elect Director Jacques Aigrain
Against For Mgmt 6/1/18 Elect Director Lincoln Benet
For For Mgmt 6/1/18 Elect Director Jagjeet (Jeet) Bindra
Against For Mgmt 6/1/18 Elect Director Robin Buchanan
For For Mgmt 6/1/18 Elect Director Stephen Cooper
For For Mgmt 6/1/18 Elect Director Nance Dicciani
For For Mgmt 6/1/18 Elect Director Claire Farley
For For Mgmt 6/1/18 Elect Director Isabella (Bella) Goren
For For Mgmt 6/1/18 Elect Director Bruce Smith
For For Mgmt 6/1/18 Elect Director Rudy Van Der Meer
For For Mgmt 6/1/18 Elect Bhavesh (Bob) Patel to Management Board
For For Mgmt 6/1/18 Elect Thomas Aebischer to Management Board
For For Mgmt 6/1/18 Elect Daniel Coombs to Management Board
For For Mgmt 6/1/18 Elect Jeffrey Kaplan to Management Board
For For Mgmt 6/1/18 Elect James Guilfoyle to Management Board
For For Mgmt 6/1/18 Adopt Financial Statements and Statutory Reports
For For Mgmt 6/1/18 Approve Discharge of Management Board
For For Mgmt 6/1/18 Approve Discharge of Supervisory Board
For For Mgmt 6/1/18 Ratify PricewaterhouseCoopers Accountants N.V. as Auditors
For For Mgmt 6/1/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 6/1/18 Approve Dividends of USD 3.70 Per Share
For For Mgmt 6/1/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/1/18 Authorize Repurchase of up to 10 Percent of Issued Share Capital
For For Mgmt 6/1/18 Authorization of the Cancellation of Shares
For For Mgmt 6/1/18 Amend Qualified Employee Stock Purchase Plan
38
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
ManpowerGroup (56418H100 - man) 17,753For For Mgmt 5/4/18 Elect Director Gina R. Boswell
For For Mgmt 5/4/18 Elect Director Cari M. Dominguez
For For Mgmt 5/4/18 Elect Director William Downe
For For Mgmt 5/4/18 Elect Director John F. Ferraro
For For Mgmt 5/4/18 Elect Director Patricia Hemingway Hall
For For Mgmt 5/4/18 Elect Director Julie M. Howard
For For Mgmt 5/4/18 Elect Director Ulice Payne, Jr.
For For Mgmt 5/4/18 Elect Director Jonas Prising
For For Mgmt 5/4/18 Elect Director Paul Read
For For Mgmt 5/4/18 Elect Director Elizabeth P. Sartain
For For Mgmt 5/4/18 Elect Director Michael J. Van Handel
For For Mgmt 5/4/18 Elect Director John R. Walter
For For Mgmt 5/4/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Marathon Petroleum (56585A102 - mpc) 52,005For For Mgmt 4/25/18 Elect Director Abdulaziz F. Alkhayyal
For For Mgmt 4/25/18 Elect Director Donna A. James
For For Mgmt 4/25/18 Elect Director James E. Rohr
For For Mgmt 4/25/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 4/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
One Year One Year Mgmt 4/25/18 Advisory Vote on Say on Pay Frequency
For For Mgmt 4/25/18 Eliminate Supermajority Vote Requirement to Amend Bylaws
For For Mgmt 4/25/18 Eliminate Supermajority Vote Requirement to Amend Charter
For Against Shrhldr 4/25/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
Masco Corp (574599106 - mas) 72,704For For Mgmt 5/11/18 Elect Director Mark R. Alexander
For For Mgmt 5/11/18 Elect Director Richard A. Manoogian
For For Mgmt 5/11/18 Elect Director John C. Plant
For For Mgmt 5/11/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/11/18 Ratify PricewaterhouseCoopers LLP as Auditors
39
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Merck & Co (58933Y105 - mrk) 80,511For For Mgmt 5/22/18 Elect Director Leslie A. Brun
For For Mgmt 5/22/18 Elect Director Thomas R. Cech
For For Mgmt 5/22/18 Elect Director Pamela J. Craig
For For Mgmt 5/22/18 Elect Director Kenneth C. Frazier
For For Mgmt 5/22/18 Elect Director Thomas H. Glocer
For For Mgmt 5/22/18 Elect Director Rochelle B. Lazarus
For For Mgmt 5/22/18 Elect Director John H. Noseworthy
For For Mgmt 5/22/18 Elect Director Paul B. Rothman
For For Mgmt 5/22/18 Elect Director Patricia F. Russo
For For Mgmt 5/22/18 Elect Director Craig B. Thompson
For For Mgmt 5/22/18 Elect Director Inge G. Thulin
For For Mgmt 5/22/18 Elect Director Wendell P. Weeks
For For Mgmt 5/22/18 Elect Director Peter C. Wendell
For For Mgmt 5/22/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/22/18 Ratify PricewaterhouseCoopers LLP as Auditors
For Against Shrhldr 5/22/18 Provide Right to Act By Written Consent
40
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Morgan Stanley (617446448 - ms) 21,674For For Mgmt 5/24/18 Elect Director Elizabeth Corley
For For Mgmt 5/24/18 Elect Director Alistair Darling
For For Mgmt 5/24/18 Elect Director Thomas H. Glocer
For For Mgmt 5/24/18 Elect Director James P. Gorman
For For Mgmt 5/24/18 Elect Director Robert H. Herz
For For Mgmt 5/24/18 Elect Director Nobuyuki Hirano
For For Mgmt 5/24/18 Elect Director Jami Miscik
For For Mgmt 5/24/18 Elect Director Dennis M. Nally
For For Mgmt 5/24/18 Elect Director Hutham S. Olayan
For For Mgmt 5/24/18 Elect Director Ryosuke Tamakoshi
For For Mgmt 5/24/18 Elect Director Perry M. Traquina
For For Mgmt 5/24/18 Elect Director Rayford Wilkins, Jr.
For For Mgmt 5/24/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/24/18 Prohibit Accelerated Vesting of Awards to Pursue Government Service
Navient Corp (63938C108 - navi) 68,028For For Mgmt 5/24/18 Elect Director Anna Escobedo Cabral
For For Mgmt 5/24/18 Elect Director William M. Diefenderfer, III
For For Mgmt 5/24/18 Elect Director Katherine A. Lehman
For For Mgmt 5/24/18 Elect Director Linda A. Mills
For For Mgmt 5/24/18 Elect Director John (Jack) F. Remondi
For For Mgmt 5/24/18 Elect Director Jane J. Thompson
For For Mgmt 5/24/18 Elect Director Laura S. Unger
For For Mgmt 5/24/18 Elect Director Barry L. Williams
For For Mgmt 5/24/18 Elect Director David L. Yowan
For For Mgmt 5/24/18 Ratify KPMG LLP as Auditors
For For Mgmt 5/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/24/18 Report on Governance Measures Implemented Related to Student Loan Debt
41
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Norbord (65548P403 - osb) 21,301Withhold For Mgmt 5/3/18 Elect Director Jack L. Cockwell
For For Mgmt 5/3/18 Elect Director Pierre Dupuis
For For Mgmt 5/3/18 Elect Director Paul E. Gagne
Withhold For Mgmt 5/3/18 Elect Director J. Peter Gordon
For For Mgmt 5/3/18 Elect Director Paul A. Houston
For For Mgmt 5/3/18 Elect Director Denise M. Nemchev
Withhold For Mgmt 5/3/18 Elect Director Denis A. Turcotte
Withhold For Mgmt 5/3/18 Elect Director Peter C. Wijnbergen
For For Mgmt 5/3/18 Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
For For Mgmt 5/3/18 Advisory Vote on Executive Compensation Approach
Nu Skin Enterprises (67018T105 - nus) 31,522For For Mgmt 6/7/18 Elect Director Nevin N. Andersen
For For Mgmt 6/7/18 Elect Director Daniel W. Campbell
For For Mgmt 6/7/18 Elect Director Andrew D. Lipman
For For Mgmt 6/7/18 Elect Director Steven J. Lund
For For Mgmt 6/7/18 Elect Director Neil H. Offen
For For Mgmt 6/7/18 Elect Director Thomas R. Pisano
For For Mgmt 6/7/18 Elect Director Zheqing (Simon) Shen
For For Mgmt 6/7/18 Elect Director Ritch N. Wood
For For Mgmt 6/7/18 Elect Director Edwina D. Woodbury
For For Mgmt 6/7/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/7/18 Ratify PricewaterhouseCoopers LLP as Auditors
Oceaneering International (675232102 - oii) 6,553For For Mgmt 5/4/18 Elect Director Deanna L. Goodwin
For For Mgmt 5/4/18 Elect Director John R. Huff
For For Mgmt 5/4/18 Elect Director Steven A. Webster
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/4/18 Ratify Ernst & Young LLP as Auditors
42
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Office Depot (676220106 - odp) 131,686For For Mgmt 5/4/18 Elect Director Gerry P. Smith
For For Mgmt 5/4/18 Elect Director Kristin A. Campbell
For For Mgmt 5/4/18 Elect Director Cynthia T. Jamison
For For Mgmt 5/4/18 Elect Director V. James Marino
For For Mgmt 5/4/18 Elect Director Francesca Ruiz De Luzuriaga
For For Mgmt 5/4/18 Elect Director David M. Szymanski
For For Mgmt 5/4/18 Elect Director Nigel Travis
For For Mgmt 5/4/18 Elect Director Joseph S. Vassalluzzo
For For Mgmt 5/4/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Old Dominion Freight (679580100 - odfl) 1,155For For Mgmt 5/16/18 Elect Director Earl E. Congdon
For For Mgmt 5/16/18 Elect Director Leo H. Suggs
For For Mgmt 5/16/18 Elect Director David S. Congdon
For For Mgmt 5/16/18 Elect Director Sherry A. Aaholm
For For Mgmt 5/16/18 Elect Director John R. Congdon, Jr.
For For Mgmt 5/16/18 Elect Director Robert G. Culp, III
For For Mgmt 5/16/18 Elect Director Bradley R. Gabosch
For For Mgmt 5/16/18 Elect Director Greg C. Gantt
For For Mgmt 5/16/18 Elect Director Patrick D. Hanley
For For Mgmt 5/16/18 Elect Director John D. Kasarda
For For Mgmt 5/16/18 Elect Director D. Michael Wray
Against For Mgmt 5/16/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/16/18 Ratify Ernst & Young LLP as Auditors
43
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Old Republic (680223104 - ori) 42,769Withhold For Mgmt 5/25/18 Elect Director Harrington Bischof
Withhold For Mgmt 5/25/18 Elect Director Spencer LeRoy, III
Withhold For Mgmt 5/25/18 Elect Director Charles F. Titterton
Withhold For Mgmt 5/25/18 Elect Director Steven R. Walker
For For Mgmt 5/25/18 Ratify KPMG LLP as Auditors
For For Mgmt 5/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/25/18 Report on Steps Taken to Improve Board Oversight of Climate Change Risk
For Against Shrhldr 5/25/18 Adopt Proxy Access Right
Owens Corning (690742101 - oc) 24,372For For Mgmt 4/19/18 Elect Director Cesar Conde
For For Mgmt 4/19/18 Elect Director Adrienne D. Elsner
For For Mgmt 4/19/18 Elect Director J. Brian Ferguson
For For Mgmt 4/19/18 Elect Director Ralph F. Hake
For For Mgmt 4/19/18 Elect Director Edward F. Lonergan
For For Mgmt 4/19/18 Elect Director Maryann T. Mannen
For For Mgmt 4/19/18 Elect Director W. Howard Morris
For For Mgmt 4/19/18 Elect Director Suzanne P. Nimocks
For For Mgmt 4/19/18 Elect Director Michael H. Thaman
For For Mgmt 4/19/18 Elect Director John D. Williams
For For Mgmt 4/19/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 4/19/18 Advisory Vote to Ratify Named Executive Officers' Compensation
44
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Paccar (693718108 - pcar) 3,685For For Mgmt 5/1/18 Elect Director Beth E. Ford
For For Mgmt 5/1/18 Elect Director Kirk S. Hachigian
Against For Mgmt 5/1/18 Elect Director Roderick C. McGeary
Against For Mgmt 5/1/18 Elect Director Mark A. Schulz
For For Mgmt 5/1/18 Elect Director Mark C. Pigott
Against For Mgmt 5/1/18 Elect Director Charles R. Williamson
For For Mgmt 5/1/18 Elect Director Ronald E. Armstrong
For For Mgmt 5/1/18 Eliminate Supermajority Vote Requirement to Remove Directors
For Against Shrhldr 5/1/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
PBF Energy (69318G106 - pbf) 25,678For For Mgmt 5/31/18 Elect Director Thomas J. Nimbley
For For Mgmt 5/31/18 Elect Director Spencer Abraham
For For Mgmt 5/31/18 Elect Director Wayne A. Budd
For For Mgmt 5/31/18 Elect Director S. Eugene Edwards
For For Mgmt 5/31/18 Elect Director William E. Hantke
For For Mgmt 5/31/18 Elect Director Edward F. Kosnik
For For Mgmt 5/31/18 Elect Director Robert J. Lavinia
For For Mgmt 5/31/18 Elect Director Kimberly S. Lubel
For For Mgmt 5/31/18 Elect Director George E. Ogden
For For Mgmt 5/31/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 5/31/18 Amend Omnibus Stock Plan
45
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
PepsiCo (713448108 - pep) 31,663For For Mgmt 5/2/18 Elect Director Shona L. Brown
For For Mgmt 5/2/18 Elect Director George W. Buckley
For For Mgmt 5/2/18 Elect Director Cesar Conde
For For Mgmt 5/2/18 Elect Director Ian M. Cook
For For Mgmt 5/2/18 Elect Director Dina Dublon
For For Mgmt 5/2/18 Elect Director Richard W. Fisher
For For Mgmt 5/2/18 Elect Director William R. Johnson
For For Mgmt 5/2/18 Elect Director Indra K. Nooyi
For For Mgmt 5/2/18 Elect Director David C. Page
For For Mgmt 5/2/18 Elect Director Robert C. Pohlad
For For Mgmt 5/2/18 Elect Director Daniel Vasella
For For Mgmt 5/2/18 Elect Director Darren Walker
For For Mgmt 5/2/18 Elect Director Alberto Weisser
For For Mgmt 5/2/18 Ratify KPMG LLP as Auditors
For For Mgmt 5/2/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/2/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
46
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Pfizer (717081103 - pfe) 208,636For For Mgmt 4/26/18 Elect Director Dennis A. Ausiello
For For Mgmt 4/26/18 Elect Director Suzanne Nora Johnson
For For Mgmt 4/26/18 Elect Director Ronald E. Blaylock
For For Mgmt 4/26/18 Elect Director Albert Bourla
For For Mgmt 4/26/18 Elect Director W. Don Cornwell
For For Mgmt 4/26/18 Elect Director Joseph J. Echevarria
For For Mgmt 4/26/18 Elect Director Helen H. Hobbs
For For Mgmt 4/26/18 Elect Director James M. Kilts
For For Mgmt 4/26/18 Elect Director Dan R. Littman
For For Mgmt 4/26/18 Elect Director Shantanu Narayen
For For Mgmt 4/26/18 Elect Director Ian C. Read
For For Mgmt 4/26/18 Elect Director James C. Smith
For For Mgmt 4/26/18 Ratify KPMG LLP as Auditors
For For Mgmt 4/26/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/26/18 Amend Omnibus Stock Plan
For Against Shrhldr 4/26/18 Provide Right to Act By Written Consent
Against Against Shrhldr 4/26/18 Require Independent Board Chairman
For Against Shrhldr 4/26/18 Report on Lobbying Payments and Policy
47
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Philip Morris Intl (718172109 - pm) 3,484For For Mgmt 5/9/18 Elect Director Harold Brown
For For Mgmt 5/9/18 Elect Director Kalpana Morparia
For For Mgmt 5/9/18 Elect Director Andre Calantzopoulos
For For Mgmt 5/9/18 Elect Director Louis C. Camilleri
For For Mgmt 5/9/18 Elect Director Massimo Ferragamo
For For Mgmt 5/9/18 Elect Director Werner Geissler
For For Mgmt 5/9/18 Elect Director Lisa A. Hook
For For Mgmt 5/9/18 Elect Director Jennifer Li
For For Mgmt 5/9/18 Elect Director Jun Makihara
Against For Mgmt 5/9/18 Elect Director Sergio Marchionne
For For Mgmt 5/9/18 Elect Director Lucio A. Noto
For For Mgmt 5/9/18 Elect Director Frederik Paulsen
For For Mgmt 5/9/18 Elect Director Robert B. Polet
For For Mgmt 5/9/18 Elect Director Stephen M. Wolf
For For Mgmt 5/9/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/9/18 Ratify PricewaterhouseCoopers SA as Auditors
Phillips 66 (718546104 - psx) 17,274For For Mgmt 5/9/18 Elect Director J. Brian Ferguson
For For Mgmt 5/9/18 Elect Director Harold W. McGraw, III
For For Mgmt 5/9/18 Elect Director Victoria J. Tschinkel
For For Mgmt 5/9/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/9/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/9/18 Declassify the Board of Directors
48
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Pilgrim's Pride Corp (72147K108 - ppc) 8,667Withhold For Mgmt 5/10/18 Elect Director Gilberto Tomazoni
Withhold For Mgmt 5/10/18 Elect Director Denilson Molina
For For Mgmt 5/10/18 Elect Director Wallim Cruz De Vasconcellos, Jr.
Withhold For Mgmt 5/10/18 Elect Director William W. Lovette
Withhold For Mgmt 5/10/18 Elect Director Andre Nogueira De Souza
For For Mgmt 5/10/18 Elect Director David E. Bell
For For Mgmt 5/10/18 Elect Director Michael L. Cooper
For For Mgmt 5/10/18 Elect Director Charles Macaluso
For For Mgmt 5/10/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/10/18 Ratify KPMG LLP as Auditors
For Against Shrhldr 5/10/18 Adopt and Implement a Water Quality Stewardship Policy
For Against Shrhldr 5/10/18 Report on Steps Taken to Increase Board Diversity
Portland Genl Elec (736508847 - por) 50,339For For Mgmt 4/25/18 Elect Director John W. Ballantine
For For Mgmt 4/25/18 Elect Director Rodney L. Brown, Jr.
For For Mgmt 4/25/18 Elect Director Jack E. Davis
For For Mgmt 4/25/18 Elect Director David A. Dietzler
For For Mgmt 4/25/18 Elect Director Kirby A. Dyess
For For Mgmt 4/25/18 Elect Director Mark B. Ganz
For For Mgmt 4/25/18 Elect Director Kathryn J. Jackson
For For Mgmt 4/25/18 Elect Director Neil J. Nelson
For For Mgmt 4/25/18 Elect Director M. Lee Pelton
For For Mgmt 4/25/18 Elect Director Maria M. Pope
For For Mgmt 4/25/18 Elect Director Charles W. Shivery
For For Mgmt 4/25/18 Ratify Deloitte & Touche LLP as Auditors
For For Mgmt 4/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/25/18 Amend Omnibus Stock Plan
49
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Prudential Financial (744320102 - pru) 35,106For For Mgmt 5/8/18 Elect Director Thomas J. Baltimore, Jr.
For For Mgmt 5/8/18 Elect Director Douglas A. Scovanner
For For Mgmt 5/8/18 Elect Director Gilbert F. Casellas
For For Mgmt 5/8/18 Elect Director Mark B. Grier
For For Mgmt 5/8/18 Elect Director Martina Hund-Mejean
For For Mgmt 5/8/18 Elect Director Karl J. Krapek
For For Mgmt 5/8/18 Elect Director Peter R. Lighte
For For Mgmt 5/8/18 Elect Director George Paz
For For Mgmt 5/8/18 Elect Director Sandra Pianalto
For For Mgmt 5/8/18 Elect Director Christine A. Poon
For For Mgmt 5/8/18 Elect Director John R. Strangfeld
For For Mgmt 5/8/18 Elect Director Michael A. Todman
For For Mgmt 5/8/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/8/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/8/18 Require Independent Board Chairman
Public Service Ent (744573106 - peg) 35,323For For Mgmt 4/17/18 Elect Director Willie A. Deese
For For Mgmt 4/17/18 Elect Director Susan Tomasky
For For Mgmt 4/17/18 Elect Director William V. Hickey
For For Mgmt 4/17/18 Elect Director Ralph Izzo
For For Mgmt 4/17/18 Elect Director Shirley Ann Jackson
For For Mgmt 4/17/18 Elect Director David Lilley
For For Mgmt 4/17/18 Elect Director Barry H. Ostrowsky
For For Mgmt 4/17/18 Elect Director Thomas A. Renyi
For For Mgmt 4/17/18 Elect Director Hak Cheol (H.C.) Shin
For For Mgmt 4/17/18 Elect Director Richard J. Swift
For For Mgmt 4/17/18 Elect Director Alfred W. Zollar
For For Mgmt 4/17/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/17/18 Ratify Deloitte & Touche LLP as Auditors
50
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Pulte Homes (745867101 - phm) 2,805For For Mgmt 5/10/18 Elect Director Brian P. Anderson
For For Mgmt 5/10/18 Elect Director William J. Pulte
For For Mgmt 5/10/18 Elect Director Bryce Blair
For For Mgmt 5/10/18 Elect Director Richard W. Dreiling
For For Mgmt 5/10/18 Elect Director Thomas J. Folliard
For For Mgmt 5/10/18 Elect Director Cheryl W. Grise
For For Mgmt 5/10/18 Elect Director Andre J. Hawaux
For For Mgmt 5/10/18 Elect Director Ryan R. Marshall
For For Mgmt 5/10/18 Elect Director John R. Peshkin
For For Mgmt 5/10/18 Elect Director Scott F. Powers
For For Mgmt 5/10/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/10/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Radian Group (750236101 - rdn) 38,829For For Mgmt 5/9/18 Elect Director Herbert Wender
For For Mgmt 5/9/18 Elect Director David C. Carney
For For Mgmt 5/9/18 Elect Director Howard B. Culang
For For Mgmt 5/9/18 Elect Director Lisa W. Hess
For For Mgmt 5/9/18 Elect Director Stephen T. Hopkins
For For Mgmt 5/9/18 Elect Director Brian D. Montgomery
For For Mgmt 5/9/18 Elect Director Gaetano Muzio
For For Mgmt 5/9/18 Elect Director Gregory V. Serio
For For Mgmt 5/9/18 Elect Director Noel J. Spiegel
For For Mgmt 5/9/18 Elect Director Richard G. Thornberry
For For Mgmt 5/9/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/9/18 Amend Qualified Employee Stock Purchase Plan
For For Mgmt 5/9/18 Ratify PricewaterhouseCoopers LLP as Auditors
51
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Reinsurance Grp (759351604 - rga) 19,558For For Mgmt 5/23/18 Elect Director Patricia L. Guinn
For For Mgmt 5/23/18 Elect Director Frederick J. Sievert
For For Mgmt 5/23/18 Elect Director Stanley B. Tulin
For For Mgmt 5/23/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/23/18 Amend Articles of Incorporation to Permit Shareholders to Amend Bylaws
For For Mgmt 5/23/18 Declassify the Board of Directors
For For Mgmt 5/23/18 Eliminate Supermajority Vote Requirement to Amend Certain Provisions of theCertificate of Incorporation
For For Mgmt 5/23/18 Ratify Deloitte & Touche LLP as Auditors
Robert Half Intl (770323103 - rhi) 31,384For For Mgmt 5/23/18 Elect Director Harold M. Messmer, Jr.
For For Mgmt 5/23/18 Elect Director Marc H. Morial
For For Mgmt 5/23/18 Elect Director Barbara J. Novogradac
For For Mgmt 5/23/18 Elect Director Robert J. Pace
For For Mgmt 5/23/18 Elect Director Frederick A. Richman
For For Mgmt 5/23/18 Elect Director M. Keith Waddell
For For Mgmt 5/23/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/23/18 Advisory Vote to Ratify Named Executive Officers' Compensation
52
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Ryder System (783549108 - r) 25,213For For Mgmt 5/4/18 Elect Director John M. Berra
For For Mgmt 5/4/18 Elect Director Robert J. Eck
For For Mgmt 5/4/18 Elect Director Robert A. Hagemann
For For Mgmt 5/4/18 Elect Director Michael F. Hilton
For For Mgmt 5/4/18 Elect Director Tamara L. Lundgren
For For Mgmt 5/4/18 Elect Director Luis P. Nieto, Jr.
For For Mgmt 5/4/18 Elect Director David G. Nord
For For Mgmt 5/4/18 Elect Director Robert E. Sanchez
For For Mgmt 5/4/18 Elect Director Abbie J. Smith
For For Mgmt 5/4/18 Elect Director E. Follin Smith
For For Mgmt 5/4/18 Elect Director Dmitri L. Stockton
For For Mgmt 5/4/18 Elect Director Hansel E. Tookes, II
For For Mgmt 5/4/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/4/18 Provide Right to Act By Written Consent
For Against Shrhldr 5/4/18 Eliminate Supermajority Vote Requirement
Ryman Hospitality Ppty (78377T107 - rhp) 9,706For For Mgmt 5/3/18 Elect Director Michael J. Bender
For For Mgmt 5/3/18 Elect Director Rachna Bhasin
For For Mgmt 5/3/18 Elect Director Alvin Bowles, Jr.
For For Mgmt 5/3/18 Elect Director Ellen Levine
For For Mgmt 5/3/18 Elect Director Fazal Merchant
For For Mgmt 5/3/18 Elect Director Patrick Q. Moore
For For Mgmt 5/3/18 Elect Director Robert S. Prather, Jr.
For For Mgmt 5/3/18 Elect Director Colin V. Reed
For For Mgmt 5/3/18 Elect Director Michael I. Roth
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/3/18 Ratify Ernst & Young LLP as Auditors
Against None Shrhldr 5/3/18 Effectuate a Tax-Deferred Spin-Off of the Company's Entertainment Business
53
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
S&P Global (78409V104 - spgi) 15,008For For Mgmt 5/1/18 Elect Director Marco Alvera
For For Mgmt 5/1/18 Elect Director Edward B. Rust, Jr.
Against For Mgmt 5/1/18 Elect Director William D. Green
For For Mgmt 5/1/18 Elect Director Charles E. Haldeman, Jr.
For For Mgmt 5/1/18 Elect Director Stephanie C. Hill
For For Mgmt 5/1/18 Elect Director Rebecca Jacoby
For For Mgmt 5/1/18 Elect Director Monique F. Leroux
For For Mgmt 5/1/18 Elect Director Maria R. Morris
For For Mgmt 5/1/18 Elect Director Douglas L. Peterson
For For Mgmt 5/1/18 Elect Director Michael Rake
For For Mgmt 5/1/18 Elect Director Kurt L. Schmoke
For For Mgmt 5/1/18 Elect Director Richard E. Thornburgh
For For Mgmt 5/1/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/1/18 Ratify Ernst & Young LLP as Auditors
SEI Investments (784117103 - seic) 15,213Against For Mgmt 5/30/18 Elect Director Carl A. Guarino
Against For Mgmt 5/30/18 Elect Director Carmen V. Romeo
For For Mgmt 5/30/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/30/18 Ratify KPMG LLP as Auditors
54
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Southwest Airlines (844741108 - luv) 7,884For For Mgmt 5/16/18 Elect Director David W. Biegler
For For Mgmt 5/16/18 Elect Director J. Veronica Biggins
For For Mgmt 5/16/18 Elect Director Douglas H. Brooks
For For Mgmt 5/16/18 Elect Director William H. Cunningham
For For Mgmt 5/16/18 Elect Director John G. Denison
For For Mgmt 5/16/18 Elect Director Thomas W. Gilligan
For For Mgmt 5/16/18 Elect Director Gary C. Kelly
For For Mgmt 5/16/18 Elect Director Grace D. Lieblein
For For Mgmt 5/16/18 Elect Director Nancy B. Loeffler
For For Mgmt 5/16/18 Elect Director John T. Montford
For For Mgmt 5/16/18 Elect Director Ron Ricks
For For Mgmt 5/16/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/16/18 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 5/16/18 Require Independent Board Chairman
Against Against Shrhldr 5/16/18 Provide Right to Act By Written Consent
Southwest Gas Holdings (844895102 - swx) 11,940For For Mgmt 5/3/18 Elect Director Robert L. Boughner
For For Mgmt 5/3/18 Elect Director Thomas A. Thomas
For For Mgmt 5/3/18 Elect Director Jose A. Cardenas
For For Mgmt 5/3/18 Elect Director Thomas E. Chestnut
For For Mgmt 5/3/18 Elect Director Stephen C. Comer
For For Mgmt 5/3/18 Elect Director Leroy C. Hanneman, Jr.
For For Mgmt 5/3/18 Elect Director John P. Hester
For For Mgmt 5/3/18 Elect Director Anne L. Mariucci
For For Mgmt 5/3/18 Elect Director Michael J. Melarkey
For For Mgmt 5/3/18 Elect Director A. Randall Thoman
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/3/18 Ratify PricewaterhouseCoopers LLP as Auditors
55
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Southwestern Energy (845467109 - swn) 162,104For For Mgmt 5/22/18 Elect Director John D. Gass
For For Mgmt 5/22/18 Elect Director Catherine A. Kehr
For For Mgmt 5/22/18 Elect Director Greg D. Kerley
For For Mgmt 5/22/18 Elect Director Gary P. Luquette
For For Mgmt 5/22/18 Elect Director Jon A. Marshall
For For Mgmt 5/22/18 Elect Director Patrick M. Prevost
For For Mgmt 5/22/18 Elect Director Terry W. Rathert
For For Mgmt 5/22/18 Elect Director William J. Way
Against For Mgmt 5/22/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/22/18 Ratify PricewaterhouseCoopers LLP as Auditors
Spirit AeroSystems (848574109 - spr) 3,357For For Mgmt 4/25/18 Elect Director Charles Chadwell
For For Mgmt 4/25/18 Elect Director Irene M. Esteves
For For Mgmt 4/25/18 Elect Director Paul Fulchino
For For Mgmt 4/25/18 Elect Director Thomas C. Gentile, III
For For Mgmt 4/25/18 Elect Director Richard Gephardt
For For Mgmt 4/25/18 Elect Director Robert Johnson
For For Mgmt 4/25/18 Elect Director Ronald T. Kadish
For For Mgmt 4/25/18 Elect Director John Plueger
For For Mgmt 4/25/18 Elect Director Laura Wright
For For Mgmt 4/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/25/18 Ratify Ernst & Young LLP as Auditors
Against For Mgmt 4/25/18 Approve Reduction of Threshold to Call Special Meetings to 25% of OutstandingShares
For Against Shrhldr 4/25/18 Approve Reduction of Threshold to Call Special Meetings to 10% of OutstandingShares
56
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Synopsys (871607107 - snps) 20,735For For Mgmt 4/5/18 Elect Director Aart J. De Geus
For For Mgmt 4/5/18 Elect Director Chi-Foon Chan
For For Mgmt 4/5/18 Elect Director Janice D. Chaffin
For For Mgmt 4/5/18 Elect Director Bruce R. Chizen
For For Mgmt 4/5/18 Elect Director Mercedes Johnson
For For Mgmt 4/5/18 Elect Director Chrysostomos L. (Max) Nikias
For For Mgmt 4/5/18 Elect Director John Schwarz
For For Mgmt 4/5/18 Elect Director Roy Vallee
For For Mgmt 4/5/18 Elect Director Steven C. Walske
For For Mgmt 4/5/18 Amend Omnibus Stock Plan
For For Mgmt 4/5/18 Amend Qualified Employee Stock Purchase Plan
For For Mgmt 4/5/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/5/18 Ratify KPMG LLP as Auditors
Synovus Financial (87161C501 - snv) 48,674For For Mgmt 4/26/18 Elect Director Catherine A. Allen
For For Mgmt 4/26/18 Elect Director Tim E. Bentsen
For For Mgmt 4/26/18 Elect Director F. Dixon Brooke, Jr.
For For Mgmt 4/26/18 Elect Director Stephen T. Butler
For For Mgmt 4/26/18 Elect Director Elizabeth W. Camp
For For Mgmt 4/26/18 Elect Director Diana M. Murphy
For For Mgmt 4/26/18 Elect Director Jerry W. Nix
For For Mgmt 4/26/18 Elect Director Harris Pastides
For For Mgmt 4/26/18 Elect Director Joseph J. Prochaska, Jr.
For For Mgmt 4/26/18 Elect Director John L. Stallworth
For For Mgmt 4/26/18 Elect Director Kessel D. Stelling
For For Mgmt 4/26/18 Elect Director Melvin T. Stith
For For Mgmt 4/26/18 Elect Director Barry L. Storey
For For Mgmt 4/26/18 Elect Director Philip W. Tomlinson
For For Mgmt 4/26/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/26/18 Ratify KPMG LLP as Auditors
57
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
TCF Financial (872275102 - tcf) 26,163For For Mgmt 4/25/18 Elect Director Peter Bell
For For Mgmt 4/25/18 Elect Director James M. Ramstad
For For Mgmt 4/25/18 Elect Director William F. Bieber
For For Mgmt 4/25/18 Elect Director Theodore J. Bigos
For For Mgmt 4/25/18 Elect Director Craig R. Dahl
For For Mgmt 4/25/18 Elect Director Karen L. Grandstrand
For For Mgmt 4/25/18 Elect Director Thomas F. Jasper
For For Mgmt 4/25/18 Elect Director George G. Johnson
For For Mgmt 4/25/18 Elect Director Richard H. King
For For Mgmt 4/25/18 Elect Director Vance K. Opperman
For For Mgmt 4/25/18 Elect Director Roger J. Sit
For For Mgmt 4/25/18 Elect Director Julie H. Sullivan
For For Mgmt 4/25/18 Elect Director Barry N. Winslow
For For Mgmt 4/25/18 Amend Omnibus Stock Plan
For For Mgmt 4/25/18 Approve Remuneration of Non-Employee Directors
For For Mgmt 4/25/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 4/25/18 Ratify KPMG LLP as Auditors
Telephone & Data Sys (879433829 - tds) 50,114For For Mgmt 5/24/18 Elect Director Clarence A. Davis
For For Mgmt 5/24/18 Elect Director Kimberly D. Dixon
For For Mgmt 5/24/18 Elect Director Mitchell H. Saranow
For For Mgmt 5/24/18 Elect Director Gary L. Sugarman
For For Mgmt 5/24/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/24/18 Amend Non-Employee Director Restricted Stock Plan
For For Mgmt 5/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/24/18 Approve Recapitalization Plan for All Stock to Have One-Vote Per Share
58
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Tenneco (880349105 - ten) 24,895For For Mgmt 5/16/18 Elect Director Thomas C. Freyman
For For Mgmt 5/16/18 Elect Director Brian J. Kesseler
For For Mgmt 5/16/18 Elect Director Dennis J. Letham
For For Mgmt 5/16/18 Elect Director James S. Metcalf
For For Mgmt 5/16/18 Elect Director Roger B. Porter
For For Mgmt 5/16/18 Elect Director David B. Price, Jr.
For For Mgmt 5/16/18 Elect Director Gregg M. Sherrill
For For Mgmt 5/16/18 Elect Director Paul T. Stecko
For For Mgmt 5/16/18 Elect Director Jane L. Warner
For For Mgmt 5/16/18 Elect Director Roger J. Wood
For For Mgmt 5/16/18 Ratify PricewaterhouseCoopers LLP as Auditors
For For Mgmt 5/16/18 Advisory Vote to Ratify Named Executive Officers' Compensation
Trinseo (L9340P101 - tse) 18,986For For Mgmt 6/20/18 Declassify the Board of Directors
For For Mgmt 6/20/18 Elect Director Joseph Alvarado
For For Mgmt 6/20/18 Elect Director Jeffrey J. Cote
For For Mgmt 6/20/18 Elect Director Pierre-Marie De Leener
For For Mgmt 6/20/18 Authorize Issuance of Shares with or Without Preemptive Rights
Against For Mgmt 6/20/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 6/20/18 Approve Consolidated Financial Statements and Statutory Reports
For For Mgmt 6/20/18 Approve Allocation of Income and Dividends
For For Mgmt 6/20/18 Approve Allocation to Legal Reserve
For For Mgmt 6/20/18 Approve Discharge of Directors and Auditors
For For Mgmt 6/20/18 Ratify PricewaterhouseCoopers LLP as Internal Statutory Auditor
For For Mgmt 6/20/18 Ratify PricewaterhouseCoopers LLP as Auditors
59
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Unum Group (91529Y106 - unm) 45,190For For Mgmt 5/24/18 Elect Director Theodore H. Bunting, Jr.
For For Mgmt 5/24/18 Elect Director Ronald P. O'Hanley
For For Mgmt 5/24/18 Elect Director E. Michael Caulfield
For For Mgmt 5/24/18 Elect Director Susan D. Devore
For For Mgmt 5/24/18 Elect Director Joseph J. Echevarria
For For Mgmt 5/24/18 Elect Director Cynthia L. Egan
For For Mgmt 5/24/18 Elect Director Kevin T. Kabat
For For Mgmt 5/24/18 Elect Director Timothy F. Keaney
For For Mgmt 5/24/18 Elect Director Gloria C. Larson
For For Mgmt 5/24/18 Elect Director Richard P. McKenney
For For Mgmt 5/24/18 Elect Director Francis J. Shammo
For For Mgmt 5/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/24/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/24/18 Eliminate Supermajority Vote Requirement
US Foods (912008109 - usfd) 72,157For For Mgmt 5/4/18 Elect Director John A. Lederer
Against For Mgmt 5/4/18 Elect Director Carl Andrew Pforzheimer
For For Mgmt 5/4/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/4/18 Amend Qualified Employee Stock Purchase Plan
For For Mgmt 5/4/18 Remove Supermajority Vote Requirement
For For Mgmt 5/4/18 Ratify Deloitte & Touche LLP as Auditors
60
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Valero Energy (91913Y100 - vlo) 44,547For For Mgmt 5/3/18 Elect Director H. Paulett Eberhart
For For Mgmt 5/3/18 Elect Director Joseph W. Gorder
For For Mgmt 5/3/18 Elect Director Kimberly S. Greene
For For Mgmt 5/3/18 Elect Director Deborah P. Majoras
For For Mgmt 5/3/18 Elect Director Donald L. Nickles
For For Mgmt 5/3/18 Elect Director Philip J. Pfeiffer
For For Mgmt 5/3/18 Elect Director Robert A. Profusek
For For Mgmt 5/3/18 Elect Director Stephen M. Waters
For For Mgmt 5/3/18 Elect Director Randall J. Weisenburger
For For Mgmt 5/3/18 Elect Director Rayford Wilkins, Jr.
For For Mgmt 5/3/18 Ratify KPMG LLP as Auditors
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/3/18 Remove Supermajority Vote Requirement
For For Mgmt 5/3/18 Provide Right to Act By Written Consent
Vectren Corp (92240G101 - vvc) 633For For Mgmt 5/16/18 Elect Director Derrick Burks
For For Mgmt 5/16/18 Elect Director Teresa J. Tanner
For For Mgmt 5/16/18 Elect Director Carl L. Chapman
For For Mgmt 5/16/18 Elect Director James H. DeGraffenreidt, Jr.
For For Mgmt 5/16/18 Elect Director John D. Engelbrecht
For For Mgmt 5/16/18 Elect Director Anton H. George
For For Mgmt 5/16/18 Elect Director Robert G. Jones
For For Mgmt 5/16/18 Elect Director Patrick K. Mullen
For For Mgmt 5/16/18 Elect Director R. Daniel Sadlier
For For Mgmt 5/16/18 Elect Director Michael L. Smith
For For Mgmt 5/16/18 Elect Director Jean L. Wojtowicz
For For Mgmt 5/16/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/16/18 Ratify Deloitte & Touche LLP as Auditors
61
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Verisign (92343E102 - vrsn) 4,369For For Mgmt 5/24/18 Elect Director D. James Bidzos
For For Mgmt 5/24/18 Elect Director Kathleen A. Cote
For For Mgmt 5/24/18 Elect Director Thomas F. Frist, III
For For Mgmt 5/24/18 Elect Director Jamie S. Gorelick
For For Mgmt 5/24/18 Elect Director Roger H. Moore
For For Mgmt 5/24/18 Elect Director Louis A. Simpson
For For Mgmt 5/24/18 Elect Director Timothy Tomlinson
For For Mgmt 5/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/24/18 Ratify KPMG LLP as Auditors
For Against Shrhldr 5/24/18 Reduce Ownership Threshold for Shareholders to Call Special Meeting
62
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Verizon Communications (92343V104 - vz) 95,496For For Mgmt 5/3/18 Elect Director Shellye L. Archambeau
For For Mgmt 5/3/18 Elect Director Gregory D. Wasson
For For Mgmt 5/3/18 Elect Director Mark T. Bertolini
For For Mgmt 5/3/18 Elect Director Richard L. Carrion
For For Mgmt 5/3/18 Elect Director Melanie L. Healey
For For Mgmt 5/3/18 Elect Director M. Frances Keeth
For For Mgmt 5/3/18 Elect Director Lowell C. McAdam
For For Mgmt 5/3/18 Elect Director Clarence Otis, Jr.
For For Mgmt 5/3/18 Elect Director Rodney E. Slater
For For Mgmt 5/3/18 Elect Director Kathryn A. Tesija
For For Mgmt 5/3/18 Elect Director Gregory G. Weaver
For For Mgmt 5/3/18 Ratify Ernst & Young as Auditors
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For Against Shrhldr 5/3/18 Amend Bylaws -- Call Special Meetings
For Against Shrhldr 5/3/18 Report on Lobbying Payments and Policy
For Against Shrhldr 5/3/18 Require Independent Board Chairman
Against Against Shrhldr 5/3/18 Assess Feasibility of Cyber Security and Data Privacy as a Performance Measurefor Senior Executive Compensation
For Against Shrhldr 5/3/18 Clawback of Incentive Payments
For Against Shrhldr 5/3/18 Eliminate Above-Market Earnings in Executive Retirement Plans
63
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Voya Financial (929089100 - voya) 32,228For For Mgmt 5/30/18 Elect Director Lynne Biggar
For For Mgmt 5/30/18 Elect Director Jane P. Chwick
For For Mgmt 5/30/18 Elect Director Ruth Ann M. Gillis
For For Mgmt 5/30/18 Elect Director J. Barry Griswell
For For Mgmt 5/30/18 Elect Director Rodney O. Martin, Jr.
For For Mgmt 5/30/18 Elect Director Byron H. Pollitt, Jr.
For For Mgmt 5/30/18 Elect Director Joseph V. Tripodi
For For Mgmt 5/30/18 Elect Director Deborah C. Wright
For For Mgmt 5/30/18 Elect Director David Zwiener
For For Mgmt 5/30/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/30/18 Ratify Ernst & Young LLP as Auditors
Walmart (931142103 - wmt) 29,864For For Mgmt 5/30/18 Elect Director Stephen J. Easterbrook
For For Mgmt 5/30/18 Elect Director Timothy P. Flynn
For For Mgmt 5/30/18 Elect Director Sarah J. Friar
For For Mgmt 5/30/18 Elect Director Carla A. Harris
For For Mgmt 5/30/18 Elect Director Thomas W. Horton
For For Mgmt 5/30/18 Elect Director Marissa A. Mayer
For For Mgmt 5/30/18 Elect Director C. Douglas McMillon
For For Mgmt 5/30/18 Elect Director Gregory B. Penner
For For Mgmt 5/30/18 Elect Director Steven S Reinemund
For For Mgmt 5/30/18 Elect Director S. Robson Walton
For For Mgmt 5/30/18 Elect Director Steuart L. Walton
For For Mgmt 5/30/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/30/18 Ratify Ernst & Young LLP as Auditors
For Against Shrhldr 5/30/18 Require Independent Board Chairman
Against Against Shrhldr 5/30/18 Report on Race or Ethnicity Pay Gap
64
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Wolverine World Wide (978097103 - www) 12,639For For Mgmt 5/3/18 Elect Director Roxane Divol
For For Mgmt 5/3/18 Elect Director Joseph R. Gromek
For For Mgmt 5/3/18 Elect Director Brenda J. Lauderback
For For Mgmt 5/3/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/3/18 Ratify Ernst & Young LLP as Auditors
For For Mgmt 5/3/18 Amend Omnibus Stock Plan
World Fuel Services (981475106 - int) 20,465For For Mgmt 5/24/18 Elect Director Michael J. Kasbar
For For Mgmt 5/24/18 Elect Director Ken Bakshi
For For Mgmt 5/24/18 Elect Director Jorge L. Benitez
For For Mgmt 5/24/18 Elect Director Stephen J. Gold
For For Mgmt 5/24/18 Elect Director Richard A. Kassar
For For Mgmt 5/24/18 Elect Director John L. Manley
For For Mgmt 5/24/18 Elect Director J. Thomas Presby
For For Mgmt 5/24/18 Elect Director Stephen K. Roddenberry
For For Mgmt 5/24/18 Elect Director Paul H. Stebbins
For For Mgmt 5/24/18 Advisory Vote to Ratify Named Executive Officers' Compensation
For For Mgmt 5/24/18 Ratify PricewaterhouseCoopers LLP as Auditors
65
FRESNO COUNTY EMPLOYEES' RETIREMENT ASSOCIATION
Proxy Voting Record
From 04-01-18 through 06-30-18
AJOVote
MgmtRec
ProposedBy
MeetingDate Description Shares
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Experian plc
Meeting Date: 07/20/2017
Record Date: 07/18/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G32655105
Ticker: EXPN
Shares Voted: 100,090
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Remuneration Policy 3
Mgmt ForForForElect Caroline Donahue as Director 4
Mgmt ForForForElect Mike Rogers as Director 5
Mgmt ForForForRe-elect Brian Cassin as Director 6
Mgmt ForForForRe-elect Roger Davis as Director 7
Mgmt ForForForRe-elect Luiz Fleury as Director 8
Mgmt ForForForRe-elect Deirdre Mahlan as Director 9
Mgmt ForForForRe-elect Lloyd Pitchford as Director 10
Mgmt ForForForRe-elect Don Robert as Director 11
Mgmt ForForForRe-elect George Rose as Director 12
Mgmt ForForForRe-elect Paul Walker as Director 13
Mgmt ForForForRe-elect Kerry Williams as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Akzo Nobel NV
Meeting Date: 09/08/2017
Record Date: 08/11/2017
Country: Netherlands
Meeting Type: Special
Primary Security ID: N01803100
Ticker: AKZA
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Akzo Nobel NV
Shares Voted: 25,197
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Mgmt
Mgmt ForForForElect Thierry Vanlancker to Management Board
1
MgmtDiscuss Public Offer by PPG 2
NetEase Inc.
Meeting Date: 09/08/2017
Record Date: 08/01/2017
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: 64110W102
Ticker: NTES
Shares Voted: 5,442
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForElect William Lei Ding as Director 1a
Mgmt ForForForElect Alice Cheng as Director 1b
Mgmt ForForForElect Denny Lee as Director 1c
Mgmt ForForForElect Joseph Tong as Director 1d
Mgmt ForForForElect Lun Feng as Director 1e
Mgmt ForForForElect Michael Leung as Director 1f
Mgmt ForForForElect Michael Tong as Director 1g
Mgmt ForForForApprove Appointment of PricewaterhouseCoopers Zhong Tian LLP as Auditor
2
MMC Norilsk Nickel PJSC
Meeting Date: 09/29/2017
Record Date: 09/05/2017
Country: Russia
Meeting Type: Special
Primary Security ID: 55315J102
Ticker: MNOD
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
MMC Norilsk Nickel PJSC
Shares Voted: 83,304
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Interim Dividends for First Six Months of Fiscal 2017
1
Alibaba Group Holding Limited
Meeting Date: 10/18/2017
Record Date: 08/18/2017
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: 01609W102
Ticker: BABA
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForAgainstForElect Jack Yun Ma as Director 1.1
Mgmt ForAgainstForElect Masayoshi Son as Director 1.2
Mgmt ForForForElect Walter Teh Ming Kwauk as Director 1.3
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 2
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 10/18/2017
Record Date: 09/25/2017
Country: Indonesia
Meeting Type: Special
Primary Security ID: Y0697U112
Ticker: BBRI
Shares Voted: 864,200
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Stock Split and Amend Articles of Association Regarding the Stock Split
Mgmt For For For
Mgmt AgainstAgainstForElect Directors and Commissioners 2
Ferguson PLC
Meeting Date: 11/28/2017
Record Date: 11/26/2017
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G3408R105
Ticker: FERG
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Ferguson PLC
Shares Voted: 50,947
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForElect Kevin Murphy as Director 4
Mgmt ForForForElect Michael Powell as Director 5
Mgmt ForForForElect Nadia Shouraboura as Director 6
Mgmt ForForForRe-elect Tessa Bamford as Director 7
Mgmt ForForForRe-elect John Daly as Director 8
Mgmt ForForForRe-elect Gareth Davis as Director 9
Mgmt ForForForRe-elect Pilar Lopez as Director 10
Mgmt ForForForRe-elect John Martin as Director 11
Mgmt ForForForRe-elect Alan Murray as Director 12
Mgmt ForForForRe-elect Darren Shapland as Director 13
Mgmt ForForForRe-elect Jacqueline Simmonds as Director 14
Mgmt ForForForReappoint Deloitte LLP as Auditors 15
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
20
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 21
Akzo Nobel NV
Meeting Date: 11/30/2017
Record Date: 11/02/2017
Country: Netherlands
Meeting Type: Special
Primary Security ID: N01803100
Ticker: AKZA
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Akzo Nobel NV
Shares Voted: 27,747
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Special Meeting Mgmt
Mgmt ForForForElect M.J. de Vries to Management Board 1
Mgmt ForForForElect P.W. Thomas to Supervisory Board 2a
Mgmt ForForForElect S.M Clark to Supervisory Board 2b
Mgmt ForForForElect M. Jaski to Supervisory Board 2c
Mgmt ForForForApprove Spin-Off with Specialty Chemicals Business
3
UniCredit SpA
Meeting Date: 12/04/2017
Record Date: 11/23/2017
Country: Italy
Meeting Type: Special
Primary Security ID: T9T23L642
Ticker: UCG
Shares Voted: 124,097
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
SH ForForNoneProposal Submitted by Allianz Finance II Luxembourg Sarl: Appoint Guido Paolucci as Internal Statutory Auditor
1.a.1
SH ForForNoneProposal Submitted by Institutional Investors (Assogestioni): Appoint Antonella Bientinesi as Internal Statutory Auditor
1.a.2
SH AgainstAgainstNoneProposal Submitted by Pierluigi Carollo: Appoint Pierluigi Carollo as Internal Statutory Auditor
1.a.3
SH ForForNoneProposal Submitted by Allianz Finance II Luxembourg Sarl: Appoint Raffaella Pagani as Alternate Internal Statutory Auditor
1.b.1
SH ForForNoneProposal Submitted by Institutional Investors (Assogestioni): Appoint Myriam Amato as Alternate Internal Statutory Auditor
1.b.2
MgmtExtraordinary Business
Mgmt ForForForAmend Articles Re: 20 and 24 (Board-Related)
1
Mgmt ForForForAmend Articles Re: 5, 15, and 17 (Voting Cap)
2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
UniCredit SpA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Conversion of Saving Shares into Ordinary Shares
3
Mgmt ForForForApprove Change in the Location of the Company's Registered Headquarters To Milan
4
Medtronic plc
Meeting Date: 12/08/2017
Record Date: 10/10/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5960L103
Ticker: MDT
Shares Voted: 81,049
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard H. Anderson Mgmt For For For
Mgmt ForForForElect Director Craig Arnold 1b
Mgmt ForForForElect Director Scott C. Donnelly 1c
Mgmt ForForForElect Director Randall J. Hogan, III 1d
Mgmt ForForForElect Director Omar Ishrak 1e
Mgmt ForForForElect Director Shirley Ann Jackson 1f
Mgmt ForForForElect Director Michael O. Leavitt 1g
Mgmt ForForForElect Director James T. Lenehan 1h
Mgmt ForForForElect Director Elizabeth G. Nabel 1i
Mgmt ForForForElect Director Denise M. O'Leary 1j
Mgmt ForForForElect Director Kendall J. Powell 1k
Mgmt ForForForElect Director Robert C. Pozen 1l
Mgmt ForForForApprove PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
London Stock Exchange Group plc
Meeting Date: 12/19/2017
Record Date: 12/15/2017
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G5689U103
Ticker: LSE
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
London Stock Exchange Group plc
Shares Voted: 32,564
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Shareholder Proposal Mgmt
SH AgainstAgainstAgainstRemove Donald Brydon as Director 1
Zodiac Aerospace
Meeting Date: 01/09/2018
Record Date: 01/04/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F98947108
Ticker: ZC
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt Do Not Vote
ForForApprove Financial Statements and Statutory Reports
1
Mgmt Do Not Vote
ForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt Do Not Vote
ForForApprove Allocation of Income and Absence of Dividends
3
Mgmt Do Not Vote
ForForAcknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions
4
Mgmt Do Not Vote
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt Do Not Vote
ForForReelect Patrick Daher as Supervisory Board Member
6
Mgmt Do Not Vote
ForForReelect Louis Desanges as Supervisory Board Member
7
Mgmt Do Not Vote
ForForAcknowledge End of Mandate of Didier Domange as Supervisory Board Member
8
Mgmt Do Not Vote
ForForAcknowledge End of Mandate of Elisabeth Domange as Supervisory Board Member
9
Mgmt Do Not Vote
ForForRenew Appointment of Fiduciaire Nationale de Revision Comptable - FIDAUDIT as Auditor
10
Mgmt Do Not Vote
ForForAcknowledge End of Mandate of SAREX as Alternate Auditor
11
Mgmt Do Not Vote
AgainstForNon-Binding Vote on Compensation of Yann Delabriere, Chairman of the Management Board since June 16, 2017
12
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Zodiac Aerospace
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
AgainstForNon-Binding Vote on Compensation of Maurice Pinault, Member of the Management Board
13
Mgmt Do Not Vote
AgainstForNon-Binding Vote on Compensation of Didier Fontaine, Member of the Management Board since June 5, 2017
14
Mgmt Do Not Vote
AgainstForNon-Binding Vote on Compensation of Olivier Zarrouati, Chairman of the Management Board until June 15, 2017
15
Mgmt Do Not Vote
AgainstForNon-Binding Vote on Compensation of Benoit Ribadeau-Dumas, Member of the Management Board since Nov.21, 2016 until May 15, 2017
16
Mgmt Do Not Vote
ForForNon-Binding Vote on Compensation of Yannick Assouad, Member of the Management Board until Sept. 9, 2016
17
Mgmt Do Not Vote
ForForNon-Binding Vote on Compensation of Didier Domange, Chairman of the Supervisory Board
18
Mgmt Do Not Vote
ForForApprove Remuneration Policy of Chairman and Members of the Supervisory Board
19
Mgmt Do Not Vote
AgainstForApprove Remuneration Policy of Chairman and Members of the Management Board
20
MgmtExtraordinary Business
Mgmt Do Not Vote
ForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
21
Mgmt Do Not Vote
AgainstForAuthorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans
22
Mgmt Do Not Vote
ForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
23
Mgmt Do Not Vote
ForForAmend Article 19 of Bylaws Re: Term of Office
24
Mgmt Do Not Vote
ForForAmend Numbering of Articles from 21 to 49 and Amend Article 20 of Bylaws Re: Guarantee Shares
25
Mgmt Do Not Vote
ForForAmend Article 21 of Bylaws Re: Organization and Functioning of the Supervisory Board
26
Mgmt Do Not Vote
ForForAmend Article 25 of Bylaws Re: Auditors 27
Mgmt Do Not Vote
ForForAuthorize Filing of Required Documents/Other Formalities
28
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
LG Household & Health Care Ltd.
Meeting Date: 03/16/2018
Record Date: 12/31/2017
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y5275R100
Ticker: A051900
Shares Voted: 665
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For For
Mgmt ForForForElect Seo Jung-sik as Non-independent non-executive Director
2
Mgmt ForForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 03/19/2018
Record Date: 02/14/2018
Country: China
Meeting Type: Special
Primary Security ID: Y69790106
Ticker: 2318
Shares Voted: 288,811
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
EGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited
1
Mgmt ForForForAmend Articles of Association 2
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 03/19/2018
Record Date: 02/14/2018
Country: China
Meeting Type: Special
Primary Security ID: Y69790106
Ticker: 2318
Shares Voted: 288,811
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
CLASS MEETING FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove Provision of Assured Entitlement to the H Shareholders Only for the Overseas Listing of Ping An Healthcare And Technology Company Limited
1
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
PT Bank Rakyat Indonesia (Persero) Tbk
Meeting Date: 03/22/2018
Record Date: 02/27/2018
Country: Indonesia
Meeting Type: Annual
Primary Security ID: Y0697U112
Ticker: BBRI
Shares Voted: 5,157,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Annual Report, Financial Statements, Statutory Reports, and Approve Annual Report of the Partnership and Community Development Program (PCDP), Discharge of Directors and Commissioners, and Use of Proceeds of Bond
Mgmt For For For
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForApprove Remuneration and Tantiem of Directors and Commissioners
3
Mgmt ForForForAppoint Auditors of the Company and PCDP 4
Mgmt ForForForApprove Bank Action Plan (Recovery Plan) 5
Mgmt ForForForApprove Enforcement of the State-Owned Minister Regulation No. PER-02/MBU/07/2017 on the Partnership and Community Development Programs of the State-Owned Enterprises
6
Mgmt AgainstAgainstForAmend Articles of Association 7
Mgmt AgainstAgainstForApprove Changes in the Board of Directors and Commissioners
8
Samsung Electronics Co. Ltd.
Meeting Date: 03/23/2018
Record Date: 12/31/2017
Country: South Korea
Meeting Type: Annual
Primary Security ID: Y74718100
Ticker: A005930
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Financial Statements and Allocation of Income
Mgmt For For Do Not Vote
Mgmt Do Not Vote
ForForElect Kim Jeong-hun as Outside Director 2.1.1
Mgmt Do Not Vote
ForForElect Kim Sun-uk as Outside Director 2.1.2
Mgmt Do Not Vote
ForForElect Park Byung-gook as Outside Director 2.1.3
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Samsung Electronics Co. Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
AgainstForElect Lee Sang-hoon as Inside Director 2.2.1
Mgmt Do Not Vote
ForForElect Kim Ki-nam as Inside Director 2.2.2
Mgmt Do Not Vote
ForForElect Kim Hyun-suk as Inside Director 2.2.3
Mgmt Do Not Vote
ForForElect Koh Dong-jin as Inside Director 2.2.4
Mgmt Do Not Vote
ForForElect Kim Sun-uk as a Member of Audit Committee
2.3
Mgmt Do Not Vote
ForForApprove Total Remuneration of Inside Directors and Outside Directors
3
Mgmt Do Not Vote
ForForAmend Articles of Incorporation 4
Japan Tobacco Inc
Meeting Date: 03/27/2018
Record Date: 12/31/2017
Country: Japan
Meeting Type: Annual
Primary Security ID: J27869106
Ticker: 2914
Shares Voted: 161,871
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 70
Mgmt For For For
Mgmt ForForForAmend Articles to Remove All Provisions on Advisory Positions
2
Mgmt ForForForElect Director Tango, Yasutake 3.1
Mgmt ForForForElect Director Terabatake, Masamichi 3.2
Mgmt ForForForElect Director Iwai, Mutsuo 3.3
Mgmt ForForForElect Director Minami, Naohiro 3.4
Mgmt ForForForElect Director Hirowatari, Kiyohide 3.5
Mgmt ForForForElect Director Koda, Main 3.6
Mgmt ForForForElect Director Watanabe, Koichiro 3.7
Mgmt ForForForAppoint Statutory Auditor Nagata, Ryoko 4
Mgmt ForForForAppoint Alternate Statutory Auditor Masaki, Michio
5
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Randstad Holding NV
Meeting Date: 03/27/2018
Record Date: 02/27/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N7291Y137
Ticker: RAND
Shares Voted: 8,426
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Executive Board and Supervisory Board (Non-Voting)
2a
MgmtDiscussion on Company's Corporate Governance Structure
2b
MgmtDiscuss Remuneration Policy 2c
Mgmt ForForForAdopt Financial Statements 2d
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2e
Mgmt ForForForApprove Dividends of EUR 2.07 Per Share 2f
Mgmt ForForForApprove Special Dividend of EUR 0.69 Per Share
2g
Mgmt ForForForApprove Discharge of Management Board 3a
Mgmt ForForForApprove Discharge of Supervisory Board 3b
Mgmt ForForForReelect Jacques van den Broek to Management Board
4a
Mgmt ForForForReelect Chris Heutink to Management Board 4b
Mgmt ForForForElect Henry Schirmer to Management Board 4c
Mgmt AgainstAgainstForApprove Amendments to Remuneration Policy 4d
Mgmt ForForForReelect Frank Dorjee to Supervisory Board 5a
Mgmt ForForForElect Annet Aris to Supervisory Board 5b
Mgmt ForForForGrant Board Authority to Issue Shares Up To 3 Percent of Issued Capital
6a
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances
6b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6c
Mgmt ForForForAuthorize Cancel Repurchase of Up to 10 Percent of Issued Share Capital under Item 6.c
6d
Mgmt ForForForAmend Articles of Association 7
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Randstad Holding NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRatify Deloitte as Auditors 8
MgmtOther Business (Non-Voting) 9
MgmtClose Meeting 10
Genmab A/S
Meeting Date: 04/10/2018
Record Date: 04/03/2018
Country: Denmark
Meeting Type: Annual
Primary Security ID: K3967W102
Ticker: GEN
Shares Voted: 5,576
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Report of Board Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports; Approve Discharge of Management and Board
2
Mgmt ForForForApprove Allocation of Income and Omission of Dividends
3
Mgmt ForForForReelect Mats Pettersson as Director 4a
Mgmt ForForForReelect Anders Gersel Pedersen as Director 4b
Mgmt ForForForReelect Deirdre P. Connelly as Director 4c
Mgmt ForForForReelect Pernille Erenbjerg as Director 4d
Mgmt ForForForReelect Rolf Hoffmann as Director 4e
Mgmt ForForForReelect Paolo Paoletti as Director 4f
Mgmt ForForForRatify PricewaterhouseCoopers as Auditors 5
Mgmt ForForForApprove Guidelines for Incentive-Based Compensation for Executive Management and Board
6a
Mgmt ForAgainstForApprove Remuneration of Directors in the Amount of DKK 1.2 Million for Chairman, DKK 800,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work; Approve Meeting Fees
6b
Mgmt ForForForApprove Creation of DKK 7.5 Million Pool of Capital without Preemptive Rights
6c
Mgmt ForForForAmend Articles Re: Documents in Connection with General Meetings in English Only
6d
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Genmab A/S
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Articles Re: Remove Age Limit For Directors
6e
Mgmt ForForForAuthorize Editorial Changes to Adopted Resolutions in Connection with Registration with Danish Authorities
7
MgmtOther Business 8
Airbus SE
Meeting Date: 04/11/2018
Record Date: 03/14/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N0280G100
Ticker: AIR
Shares Voted: 47,958
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscussion on Company's Corporate Governance Structure
2.1
MgmtReceive Report on Business and Financial Statements
2.2
MgmtDiscuss Implementation of the Remuneration Policy
2.3
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.4
MgmtDiscussion of Agenda Items 3
Mgmt ForForForAdopt Financial Statements 4.1
Mgmt ForForForApprove Allocation of Income and Dividends of EUR of 1.50 per Share
4.2
Mgmt ForForForApprove Discharge of Non-Executive Members of the Board of Directors
4.3
Mgmt ForForForApprove Discharge of Executive Members of the Board of Directors
4.4
Mgmt ForForForRatify Ernst & Young as Auditors 4.5
Mgmt ForForForReelect Maria Amparo Moraleda Martinez as a Non-Executive Director
4.6
Mgmt ForForForElect Victor Chu as a Non-Executive Director 4.7
Mgmt ForForForElect Jean-Pierre Clamadieu as a Non-Executive Director
4.8
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Airbus SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Rene Obermann as a Non-Executive Director
4.9
Mgmt ForForForGrant Board Authority to Issue Shares Up To 0.51 Percent of Issued Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans
4.10
Mgmt ForForForGrant Board Authority to Issue Shares Up To 1.15 Percent of Issued Capital and Excluding Preemptive Rights Re: Company Funding
4.11
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4.12
Mgmt ForForForApprove Cancellation of Repurchased Shares 4.13
MgmtClose Meeting 5
Nestle SA
Meeting Date: 04/12/2018
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H57312649
Ticker: NESN
Shares Voted: 74,556
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 1.2
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.35 per Share
3
Mgmt ForForForReelect Paul Bulcke as Director and Board Chairman
4.1.a
Mgmt ForForForReelect Ulf Schneider as Director 4.1.b
Mgmt ForForForReelect Henri de Castries as Director 4.1.c
Mgmt ForForForReelect Beat Hess as Director 4.1.d
Mgmt ForForForReelect Renato Fassbind as Director 4.1.e
Mgmt ForForForReelect Jean-Pierre Roth as Director 4.1.f
Mgmt ForForForReelect Ann Veneman as Director 4.1.g
Mgmt ForForForReelect Eva Cheng as Director 4.1.h
Mgmt ForForForReelect Ruth Oniang'o as Director 4.1.i
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Nestle SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Patrick Aebischer as Director 4.1.j
Mgmt ForForForReelect Ursula Burns as Director 4.1.k
Mgmt ForForForElect Kasper Rorsted as Director 4.2.1
Mgmt ForForForElect Pablo Isa as Director 4.2.2
Mgmt ForForForElect Kimberly Ross as Director 4.2.3
Mgmt ForForForAppoint Beat Hess as Member of the Compensation Committee
4.3.1
Mgmt ForForForAppoint Jean-Pierre Roth as Member of the Compensation Committee
4.3.2
Mgmt ForForForAppoint Patrick Aebischer as Member of the Compensation Committee
4.3.3
Mgmt ForForForAppoint Ursula Burns as Member of the Compensation Committee
4.3.4
Mgmt ForForForRatify KPMG AG as Auditors 4.4
Mgmt ForForForDesignate Hartmann Dreyer as Independent Proxy
4.5
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 10 Million
5.1
Mgmt ForForForApprove Maximum Remuneration of Executive Committee in the Amount of CHF 60 Million
5.2
Mgmt ForForForApprove CHF 4.9 Million Reduction in Share Capital via Cancellation of Repurchased Shares
6
Mgmt AgainstAgainstAgainstTransact Other Business (Voting) 7
UniCredit SpA
Meeting Date: 04/12/2018
Record Date: 04/03/2018
Country: Italy
Meeting Type: Annual/Special
Primary Security ID: T9T23L642
Ticker: UCG
Shares Voted: 147,232
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Allocation of Income 2
Mgmt ForForForFix Number of Directors 3.a
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
UniCredit SpA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAppoint Directors (Slate Election) - Choose One of the Following Slates
Mgmt ForForForSlate Submitted by Management 3.b.1
SH Do Not Vote
Do Not Vote
NoneSlate Submitted by Institutional Investors (Assogestioni)
3.b.2
Mgmt ForForForApprove Remuneration of Directors 4
Mgmt ForForForApprove 2018 Group Incentive System 5
Mgmt ForForForApprove Remuneration Policy 6
Mgmt ForForForAmend Regulations on General Meetings 7
MgmtExtraordinary Business
Mgmt ForForForAuthorize Board to Increase Capital to Service 2017 Group Incentive System and 2017-2019 LTI Plan
1
Mgmt ForForForAuthorize Board to Increase Capital to Service 2018 Group Incentive System
2
Mgmt ForForForAmend Articles of Association 3
Mgmt AgainstAgainstNoneDeliberations on Possible Legal Action Against Directors if Presented by Shareholders
A
Assicurazioni Generali Spa
Meeting Date: 04/17/2018
Record Date: 04/06/2018
Country: Italy
Meeting Type: Annual/Special
Primary Security ID: T05040109
Ticker: G
Shares Voted: 214,347
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1.a
Mgmt ForForForApprove Allocation of Income 1.b
Mgmt ForForForApprove Remuneration Policy 2
Mgmt AgainstAgainstForApprove Group Long Term Incentive Plan 3.a
Mgmt AgainstAgainstForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Group Long Term Incentive Plan
3.b
MgmtExtraordinary Business
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Assicurazioni Generali Spa
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForAuthorize Board to Increase Capital to Service Group Long Term Incentive Plan
3.c
Mgmt ForForForAmend Articles of Association Re: Article 9 4
Vinci
Meeting Date: 04/17/2018
Record Date: 04/12/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F5879X108
Ticker: DG
Shares Voted: 11,211
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.45 per Share
3
Mgmt ForAgainstForReelect Xavier Huillard as Director 4
Mgmt ForForForReelect Yves-Thibault de Silguy as Director 5
Mgmt AbstainForForReelect Marie-Christine Lombard as Director 6
Mgmt ForForForReelect Qatar Holding LLC as Director 7
Mgmt AbstainForForElect Rene Medori as Director 8
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
Mgmt ForForForApprove Additional Pension Scheme Agreement with Xavier Huillard
10
Mgmt ForForForApprove Termination Package of Xavier Huillard
11
Mgmt ForAgainstForApprove Transaction with YTSeuropaconsultants Re: Services Agreement
12
Mgmt ForAgainstForApprove Remuneration Policy for Chairman and CEO
13
Mgmt ForAgainstForApprove Compensation of Xavier Huillard, Chairman and CEO
14
MgmtExtraordinary Business
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Vinci
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
Mgmt ForForForAuthorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans
16
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
17
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
18
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
19
HSBC Holdings plc
Meeting Date: 04/20/2018
Record Date: 04/19/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G4634U169
Ticker: HSBA
Shares Voted: 144,677
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForElect Mark Tucker as Director 3(a)
Mgmt ForForForElect John Flint as Director 3(b)
Mgmt ForForForRe-elect Kathleen Casey as Director 3(c)
Mgmt ForForForRe-elect Laura Cha as Director 3(d)
Mgmt ForForForRe-elect Henri de Castries as Director 3(e)
Mgmt ForForForRe-elect Lord Evans of Weardale as Director 3(f)
Mgmt ForForForRe-elect Irene Lee as Director 3(g)
Mgmt ForForForRe-elect Iain Mackay as Director 3(h)
Mgmt ForForForRe-elect Heidi Miller as Director 3(i)
Mgmt ForForForRe-elect Marc Moses as Director 3(j)
Mgmt ForForForRe-elect David Nish as Director 3(k)
Mgmt ForForForRe-elect Jonathan Symonds as Director 3(l)
Mgmt ForForForRe-elect Jackson Tai as Director 3(m)
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
HSBC Holdings plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Pauline van der Meer Mohr as Director
3(n)
Mgmt ForForForReappoint PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForAuthorise the Group Audit Committee to Fix Remuneration of Auditors
5
Mgmt ForForForAuthorise EU Political Donations and Expenditure
6
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
7
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
8
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
9
Mgmt ForForForAuthorise Directors to Allot Any Repurchased Shares
10
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 11
Mgmt ForForForAuthorise Issue of Equity in Relation to Contingent Convertible Securities
12
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities
13
Mgmt ForForForApprove Scrip Dividend Alternative 14
Mgmt ForForForAdopt New Articles of Association 15
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
16
B3 S.A.-Brasil Bolsa Balcao
Meeting Date: 04/23/2018
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P1909G107
Ticker: B3SA3
Shares Voted: 62,698
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017
Mgmt For For For
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt ForForForApprove Remuneration of Company's Management
3
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
B3 S.A.-Brasil Bolsa Balcao
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
4
ING Groep NV
Meeting Date: 04/23/2018
Record Date: 03/26/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N4578E595
Ticker: INGA
Shares Voted: 392,828
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2.a
MgmtReceive Announcements on Sustainability 2.b
MgmtReceive Report of Supervisory Board (Non-Voting)
2.c
MgmtDiscuss Remuneration Report 2.d
Mgmt ForForForAdopt Financial Statements and Statutory Reports
2.e
MgmtReceive Explanation on Profit Retention and Distribution Policy
3.a
Mgmt ForForForApprove Dividends of EUR 0.67 Per Share 3.b
MgmtDiscussion on Company's Corporate Governance Structure
4.a
MgmtDiscussion of Executive Board Profile 4.b
MgmtDiscussion of Supervisory Board Profile 4.c
Mgmt ForForForApprove Discharge of Management Board 5.a
Mgmt ForForForApprove Discharge of Supervisory Board 5.b
MgmtAmend the Remuneration Policy of the Executive Board (Withdrawn Resolution)
6
Mgmt ForForForReelect Eric Boyer de la Giroday to Supervisory Board
7
Mgmt ForForForGrant Board Authority to Issue Shares 8.a
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
ING Groep NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights
8.b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
9
MgmtClose Meeting 10
Deutsche Post AG
Meeting Date: 04/24/2018
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D19225107
Ticker: DPW
Shares Voted: 135,214
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.15 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2017
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2017
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018
5
Mgmt ForForForApprove Stock Option Plan for Key Employees; Approve Creation of EUR 12 Million Pool of Conditional Capital to Guarantee Conversion Rights
6
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 33 Million Pool of Capital to Guarantee Conversion Rights
7
Mgmt ForForForApprove Remuneration System for Management Board Members
8
Mgmt ForForForElect Guenther Braeunig to the Supervisory Board
9.1
Mgmt ForForForElect Mario Daberkow to the Supervisory Board
9.2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Idorsia Ltd
Meeting Date: 04/24/2018
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H3879B109
Ticker: IDIA
Shares Voted: 9,823
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report (Non-Binding) 1.2
Mgmt ForForForApprove Treatment of Net Loss 2
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt ForAgainstForApprove Creation of CHF 2.7 Million Pool of Capital without Preemptive Rights
4
Mgmt ForForForReelect Jean-Pierre Garnier as Director 5.1.1
Mgmt ForForForReelect Jean-Paul Clozel as Director 5.1.2
Mgmt ForForForReelect Robert Bertolini as Director 5.1.3
Mgmt ForForForReelect John Greisch as Director 5.1.4
Mgmt ForForForReelect David Stout as Director 5.1.5
Mgmt ForForForElect Viviane Monges as Director 5.2
Mgmt ForForForElect Jean-Pierre Garnier as Board Chairman 5.3
Mgmt ForForForAppoint Jean-Pierre Garnier as Member of the Compensation Committee
5.4.1
Mgmt ForForForAppoint John Greisch as Member of the Compensation Committee
5.4.2
Mgmt ForForForAppoint David Stout as Member of the Compensation Committee
5.4.3
Mgmt ForForForAppoint Viviane Monges as Member of the Compensation Committee
5.4.4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 1.3 Million
6.1
Mgmt ForForForApprove Remuneration of Executive Committee in the Amount of CHF 9 Million
6.2
Mgmt ForForForDesignate Marc Schaffner as Independent Proxy
7
Mgmt ForForForRatify Ernst & Young AG as Auditors 8
Mgmt AgainstAgainstForTransact Other Business (Voting) 9
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
London Stock Exchange Group plc
Meeting Date: 04/24/2018
Record Date: 04/20/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G5689U103
Ticker: LSE
Shares Voted: 29,030
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForRe-elect Jacques Aigrain as Director 4
Mgmt ForForForRe-elect Donald Brydon as Director 5
Mgmt ForForForRe-elect Paul Heiden as Director 6
Mgmt ForForForRe-elect Lex Hoogduin as Director 7
Mgmt ForForForRe-elect Raffaele Jerusalmi as Director 8
Mgmt ForForForRe-elect David Nish as Director 9
Mgmt ForForForRe-elect Stephen O'Connor as Director 10
Mgmt ForForForRe-elect Mary Schapiro as Director 11
Mgmt ForForForRe-elect Andrea Sironi as Director 12
Mgmt ForForForRe-elect David Warren as Director 13
Mgmt ForForForElect Val Rahmani as Director 14
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise EU Political Donations and Expenditure
18
Mgmt ForForForApprove International Sharesave Plan 19
Mgmt ForForForApprove Restricted Share Award Plan 20
Mgmt ForForForApprove Share Incentive Plan 21
Mgmt ForForForApprove International Share Incentive Plan 22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
23
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
24
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
London Stock Exchange Group plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 25
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
26
Schneider Electric SE
Meeting Date: 04/24/2018
Record Date: 04/19/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F86921107
Ticker: SU
Shares Voted: 20,059
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Losses and Dividends of EUR 2.20 per Share
3
Mgmt AgainstAgainstForApprove Agreement with Jean-Pascal Tricoire 4
Mgmt AgainstAgainstForApprove Agreement with Emmanuel Babeau 5
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
6
Mgmt ForForForApprove Compensation of Jean Pascal Tricoire, Chairman and CEO
7
Mgmt ForForForApprove Compensation of Emmanuel Babeau, Vice-CEO
8
Mgmt AgainstAgainstForApprove Remuneration Policy of Chairman and CEO
9
Mgmt AgainstAgainstForApprove Remuneration Policy of Vice-CEO 10
Mgmt ForForForReelect Willy Kissling as Director 11
Mgmt ForForForReelect Linda Knoll as Director 12
Mgmt ForForForElect Fleur Pellerin as Director 13
Mgmt ForForForElect Anders Runevad as Director 14
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
15
MgmtExtraordinary Business
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Schneider Electric SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
16
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries
17
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
18
ASML Holding NV
Meeting Date: 04/25/2018
Record Date: 03/28/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N07059202
Ticker: ASML
Shares Voted: 16,440
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscuss the Company's Business, Financial Situation and Sustainability
2
MgmtDiscussion on Company's Corporate Governance Structure
3
MgmtDiscuss Remuneration Policy for Management Board
4.a
Mgmt ForForForAdopt Financial Statements and Statutory Reports
4.b
MgmtReceive Clarification on Company's Reserves and Dividend Policy
4.c
Mgmt ForForForApprove Dividends of EUR 1.40 Per Share 4.d
Mgmt ForForForApprove Discharge of Management Board 5.a
Mgmt ForForForApprove Discharge of Supervisory Board 5.b
Mgmt ForForForApprove 200,000 Performance Shares for Board of Management
6
MgmtAnnounce Intention to Reappoint Peter T.F.M. Wennink to Management Board
7.a
MgmtAnnounce Intention to Reappoint Martin A. van den Brink to Management Board
7.b
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
ASML Holding NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtAnnounce Intention to Reappoint Frederic J.M. Schneider-Maunoury to Management Board
7.c
MgmtAnnounce Intention to Appoint Christophe D. Fouquet to Management Board
7.d
MgmtAnnounce Intention to Reappoint Roger J.M. Dassen to Management Board
7.e
Mgmt ForForForReelect J.M.C. (Hans) Stork to Supervisory Board
8.a
Mgmt ForForForElect T.L. (Terri) Kelly to Supervisory Board 8.b
MgmtReceive Retirement Schedule of the Supervisory Board
8.c
Mgmt ForForForRatify KPMG as Auditors 9
Mgmt ForForForGrant Board Authority to Issue Shares up to 5 Percent of Issued Capital for General Purposes
10.a
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.a
10.b
Mgmt ForForForGrant Board Authority to Issue or Grant Rights to Subscribe for Ordinary Shares up to 5 Percent in Case of Merger or Acquisition
10.c
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances under Item 10.c
10.d
Mgmt ForForForAuthorize Repurchase of up to 10 Percent of Issued Share Capital
11.a
Mgmt ForForForAuthorize Additional Repurchase of up to 10 Percent of Issued Share Capital
11.b
Mgmt ForForForAuthorize Cancellation of Repurchased Shares 12
MgmtOther Business (Non-Voting) 13
MgmtClose Meeting 14
Beiersdorf AG
Meeting Date: 04/25/2018
Record Date: 04/03/2018
Country: Germany
Meeting Type: Annual
Primary Security ID: D08792109
Ticker: BEI
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Beiersdorf AG
Shares Voted: 30,444
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.70 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2017
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2017
4
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2018
5
Mgmt ForAgainstForElect Martin Hansson to the Supervisory Board
6.1
Mgmt ForForForElect Beatrice Dreyfus as Alternate Supervisory Board Member
6.2
Mgmt ForForForApprove Remuneration of Supervisory Board 7
Eiffage
Meeting Date: 04/25/2018
Record Date: 04/20/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F2924U106
Ticker: FGR
Shares Voted: 23,252
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.00 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions Regarding New Transactions
4
Mgmt ForForForElect Odile Georges-Picot as Director 5
Mgmt ForAgainstForApprove Remuneration Policy for Chairman and CEO
6
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Eiffage
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Compensation of Benoit de Ruffray, Chairman and CEO
7
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
9
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value
10
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million
11
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 39,201,504
12
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 39,201,504
13
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
14
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
15
Mgmt ForForForSet Total Limit for Capital Increase to Result from Issuance Requests Under Items 12, 13 and 15 at EUR 39,201,504
16
Mgmt ForAgainstForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
17
Mgmt ForAgainstForAuthorize up to 1.02 Percent of Issued Capital for Use in Restricted Stock Plans
18
Mgmt ForForForAmend Articles 26 and 27 of Bylaws to Comply with Legal Changes
19
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
20
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Akzo Nobel NV
Meeting Date: 04/26/2018
Record Date: 03/29/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N01803100
Ticker: AKZA
Shares Voted: 24,444
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtReceive Report of Management Board (Non-Voting)
2.a
MgmtDiscussion on Company's Corporate Governance Structure
2.b
MgmtDiscuss Remuneration Report Containing Remuneration Policy for Management Board Members
2.c
Mgmt ForForForAdopt Financial Statements and Statutory Reports
3.a
MgmtDiscuss on the Company's Dividend Policy 3.b
Mgmt ForForForApprove Dividends of EUR 2.50 Per Share 3.c
Mgmt ForForForApprove Discharge of Management Board 4.a
Mgmt ForForForApprove Discharge of Supervisory Board 4.b
Mgmt ForForForElect N.S. Andersen to Supervisory Board 5.a
Mgmt ForForForReelect B.E. Grote to Supervisory Board 5.b
Mgmt ForForForAmend the Remuneration Policy of the Management Board
6
Mgmt ForForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital
7.a
Mgmt ForForForAuthorize Board to Exclude Preemptive Rights from Share Issuances
7.b
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
8
Mgmt ForForForApprove Cancellation of Repurchased Shares 9
MgmtClose Meeting 10
Petroleo Brasileiro SA-Petrobras
Meeting Date: 04/26/2018
Record Date:
Country: Brazil
Meeting Type: Annual
Primary Security ID: P78331140
Ticker: PETR4
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Petroleo Brasileiro SA-Petrobras
Shares Voted: 176,928
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for Preferred Shareholders Mgmt
Mgmt ForForNoneAs a Preferred Shareholder, Would You like to Request a Separate Minority Election of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
1
SH AbstainAbstainNoneElect Jose Pais Rangel as Director Appointed by Preferred Shareholder
2.1
SH ForForNoneElect Sonia Julia Sulzbeck Villalobos as Director Appointed by Preferred Shareholder
2.2
SH ForForNoneElect Daniel Alves Ferreira as Fiscal Council Member and Rodrigo de Mesquita Pereira as Alternate Appointed by Preferred Shareholder
3
Mgmt ForForNoneIn the Event of a Second Call, the Voting Instructions Contained in this Remote Voting Card May Also be Considered for the Second Call?
4
Petroleo Brasileiro SA-Petrobras
Meeting Date: 04/26/2018
Record Date: 04/02/2018
Country: Brazil
Meeting Type: Annual/Special
Primary Security ID: P78331140
Ticker: PETR4
Shares Voted: 231,794
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtExtraordinary General Meeting
Mgmt ForForForAmend Articles 1
Mgmt ForForForConsolidate Bylaws 2
MgmtAnnual General Meeting
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017
1
Mgmt ForForForFix Number of Directors 2
Mgmt AbstainAbstainForElect Directors 3a.1
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Petroleo Brasileiro SA-Petrobras
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstNoneIn Case There is Any Change to the Board Slate Composition, May Your Votes Still be Counted for the Proposed Slate?
3a.2
Mgmt AbstainAbstainNoneIn Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes to All Nominees in the Slate?
3a.3
SH ForForNoneElect Marcelo Mesquita de Siqueira Filho as Director Appointed by Minority Shareholder
3b.1
SH AbstainAbstainNoneElect Marcelo Gasparino da Silva as Director Appointed by Minority Shareholder
3b.2
Mgmt ForForForElect Luiz Nelson Guedes de Carvalho as Board Chairman
4
Mgmt AbstainAbstainForElect Fiscal Council Members 5a
SH ForForNoneElect Reginaldo Ferreira Alexandre as Fiscal Council Member and Susana Hanna Stiphan Jabra as Alternate Appointed by Minority Shareholder
5b
Mgmt ForForForApprove Remuneration of Company's Management and Fiscal Council
6
Ambev S.A.
Meeting Date: 04/27/2018
Record Date: 03/28/2018
Country: Brazil
Meeting Type: Annual/Special
Primary Security ID: P0273U106
Ticker: ABEV3
Shares Voted: 90,779
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
MgmtOrdinary General Meeting
Mgmt ForForForAccept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017
1
Mgmt ForForForApprove Allocation of Income and Dividends 2
Mgmt AbstainAbstainForElect Fiscal Council Members and Alternates 3a
SH ForForNoneElect Aldo Luiz Mendes as Fiscal Council Member and Vinicius Balbino Bouhid as Alternate Appointed by Minority Shareholder
3.b
Mgmt ForForForApprove Remuneration of Company's Management
4.1
Mgmt ForForForApprove Remuneration of Fiscal Council Members
4.2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Ambev S.A.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
MgmtExtraordinary General Meeting
Mgmt ForForForApprove Agreement for Partial Spin-Off of Arosuco Aromas e Sucos Ltda. and Absorption of Spun-Off Assets
1
Mgmt ForForForRatify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise Proposed Transaction
2
Mgmt ForForForApprove Independent Firm's Appraisals 3
Mgmt ForForForApprove Absorption of Spun-Off Assets 4
Mgmt ForForForAuthorize Board to Ratify and Execute Approved Resolutions
5
Credit Suisse Group AG
Meeting Date: 04/27/2018
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H3698D419
Ticker: CSGN
Shares Voted: 65,451
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Approve Remuneration Report Mgmt For For For
Mgmt ForForForAccept Financial Statements and Statutory Reports
1.2
Mgmt ForForForApprove Discharge of Board and Senior Management
2
Mgmt ForForForApprove Allocation of Income 3.1
Mgmt ForForForApprove Dividends of CHF 0.25 per Share from Capital Contribution Reserves
3.2
Mgmt ForForForReelect Urs Rohner as Director and Board Chairman
4.1.a
Mgmt ForForForReelect Iris Bohnet as Director 4.1.b
Mgmt ForForForReelect Andreas Gottschling as Director 4.1.c
Mgmt ForForForReelect Alexander Gut as Director 4.1.d
Mgmt ForForForReelect Andreas Koopmann as Director 4.1.e
Mgmt ForForForReelect Seraina Macia as Director 4.1.f
Mgmt ForForForReelect Kai Nargolwala as Director 4.1.g
Mgmt ForForForReelect Joaquin Ribeiro as Director 4.1.h
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Credit Suisse Group AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForReelect Severin Schwan as Director 4.1.i
Mgmt ForForForReelect John Tiner as Director 4.1.j
Mgmt ForForForReelect Alexandre Zeller as Director 4.1.k
Mgmt ForForForElect Michael Klein as Director 4.1.l
Mgmt ForForForElect Ana Pessoa as Director 4.1.m
Mgmt ForForForReappoint Iris Bohnet as Member of the Compensation Committee
4.2.1
Mgmt ForForForReappoint Andreas Koopmann as Member of the Compensation Committee
4.2.2
Mgmt ForForForReappoint Kai Nargolwala as Member of the Compensation Committee
4.2.3
Mgmt ForForForReappoint Alexandre Zeller as Member of the Compensation Committee
4.2.4
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 12 Million
5.1
Mgmt ForForForApprove Short-Term Variable Remuneration of Executive Committee in the Amount of CHF 25.5 Million
5.2.1
Mgmt ForForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 31 Million
5.2.2
Mgmt ForForForApprove Long-Term Variable Remuneration of Executive Committee in the Amount of CHF 58.5 Million
5.2.3
Mgmt ForForForRatify KPMG AG as Auditors 6.1
Mgmt ForForForRatify BDO AG as Special Auditors 6.2
Mgmt ForForForDesignate Andreas Keller as Independent Proxy
6.3
Mgmt AgainstAgainstForTransact Other Business: Proposals by Shareholders (Voting)
7.1
Mgmt AgainstAgainstForTransact Other Business: Proposals by the Board of Directors (Voting)
7.2
Intesa SanPaolo SPA
Meeting Date: 04/27/2018
Record Date: 04/18/2018
Country: Italy
Meeting Type: Annual/Special
Primary Security ID: T55067101
Ticker: ISP
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Intesa SanPaolo SPA
Shares Voted: 1,103,209
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForAccept Financial Statements and Statutory Reports
1.a
Mgmt ForForForApprove Allocation of Income 1.b
Mgmt ForForForIntegrate Remuneration of External Auditors 2
Mgmt ForForForApprove Remuneration Policy 3.a
Mgmt ForForForApprove Fixed-Variable Compensation Ratio 3.b
Mgmt ForForForApprove Annual Incentive Plan 3.c
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Annual Incentive Plan
3.d
Mgmt ForForForApprove POP Long-Term Incentive Plan 3.e
Mgmt ForAgainstForApprove LECOIP 2.0 Long-Term Incentive Plan
3.f
MgmtExtraordinary Business
Mgmt ForForForApprove Conversion of Saving Shares into Ordinary Shares
1
Mgmt ForAgainstForAuthorize Board to Increase Capital to Service LECOIP 2.0 Long-Term Incentive Plan
2
Glencore Plc
Meeting Date: 05/02/2018
Record Date: 04/30/2018
Country: Jersey
Meeting Type: Annual
Primary Security ID: G39420107
Ticker: GLEN
Shares Voted: 730,808
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Reduction of the Company's Capital Contribution Reserves
2
Mgmt ForForForRe-elect Anthony Hayward as Director 3
Mgmt ForForForRe-elect Ivan Glasenberg as Director 4
Mgmt ForForForRe-elect Peter Coates as Director 5
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Glencore Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForRe-elect Leonhard Fischer as Director 6
Mgmt ForForForElect Martin Gilbert as a Director 7
Mgmt ForForForRe-elect John Mack as Director 8
Mgmt ForForForElect Gill Marcus as a Director 9
Mgmt ForForForRe-elect Patrice Merrin as Director 10
Mgmt ForForForApprove Remuneration Report 11
Mgmt ForForForReappoint Deloitte LLP as Auditors 12
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
13
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
14
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
15
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
16
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 17
Linde Aktiengesellschaft
Meeting Date: 05/03/2018
Record Date: 04/11/2018
Country: Germany
Meeting Type: Annual
Primary Security ID: D50348107
Ticker: LIN
Shares Voted: 43,394
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 7 per Share
2
Mgmt ForForForApprove Discharge of Management Board Member Aldo Belloni for Fiscal 2017
3.1
Mgmt ForForForApprove Discharge of Management Board Member Christian Bruch for Fiscal 2017
3.2
Mgmt ForForForApprove Discharge of Management Board Member Bernd Eulitz for Fiscal 2017
3.3
Mgmt ForForForApprove Discharge of Management Board Member Sanjiv Lamba for Fiscal 2017
3.4
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Linde Aktiengesellschaft
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Management Board Member Sven Schneider for Fiscal 2017
3.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2017
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Member Hans-Dieter Katte for Fiscal 2017
4.2
Mgmt ForForForApprove Discharge of Supervisory Board Member Michael Diekmann for Fiscal 2017
4.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Franz Fehrenbach for Fiscal 2017
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Clemens Boersig for Fiscal 2017
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Anke Couturier for Fiscal 2017
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Thomas Enders for Fiscal 2017
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Gernot Hahl for Fiscal 2017
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Martin Kimmich for Fiscal 2017
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Victoria Ossadnik for Fiscal 2017
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Xaver Schmidt for Fiscal 2017
4.12
Mgmt ForForForApprove Discharge of Supervisory Board Member Frank Sonntag for Fiscal 2017
4.13
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2018 5.1
Mgmt ForForForRatify KPMG as Auditors for the First Quarter of Fiscal 2019
5.2
Mgmt ForForForApprove Creation of EUR 47 Million Pool of Capital with Partial Exclusion of Preemptive Rights
6
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.5 Billion; Approve Creation of EUR 47 Million Pool of Capital to Guarantee Conversion Rights
7
Mgmt ForForForElect Ann-Kristin Achleitner to the Supervisory Board
8.1
Mgmt ForForForElect Clemens Boersig to the Supervisory Board
8.2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Linde Aktiengesellschaft
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Thomas Enders to the Supervisory Board
8.3
Mgmt ForForForElect Franz Fehrenbach to the Supervisory Board
8.4
Mgmt ForForForElect Victoria Ossadnik to the Supervisory Board
8.5
Mgmt ForForForElect Wolfgang Reitzle to the Supervisory Board
8.6
B3 S.A.-Brasil Bolsa Balcao
Meeting Date: 05/04/2018
Record Date:
Country: Brazil
Meeting Type: Special
Primary Security ID: P1909G107
Ticker: B3SA3
Shares Voted: 62,698
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.A Amend Articles Re: Novo Mercado Mgmt For For For
Mgmt ForForForAmend Articles Re: Management 1.B
Mgmt ForForForAmend Articles Re: Administrative Structure 1.C
Mgmt ForForForAmend Articles Re: Delete Replicated Content 1.D
Mgmt ForForForAmend Articles 1.E
Mgmt ForForNoneDo You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
2
Lonza Group Ltd.
Meeting Date: 05/04/2018
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H50524133
Ticker: LONN
Shares Voted: 5,656
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Lonza Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Board and Senior Management
3
Mgmt ForForForApprove Allocation of Income and Dividends of CHF 2.75 per Share from Capital Contribution Reserves
4
Mgmt ForForForReelect Patrick Aebischer as Director 5.1.1
Mgmt ForForForReelect Werner Bauer as Director 5.1.2
Mgmt ForForForReelect Albert Baehny as Director 5.1.3
Mgmt ForForForReelect Christoph Maeder as Director 5.1.4
Mgmt ForForForReelect Barbara Richmond as Director 5.1.5
Mgmt ForForForReelect Margot Scheltema as Director 5.1.6
Mgmt ForForForReelect Juergen Steinemann as Director 5.1.7
Mgmt ForForForReelect Antonio Trius as Director 5.1.8
Mgmt ForForForElect Angelica Kohlmann as Director 5.2.1
Mgmt ForForForElect Olivier Verscheure as Director 5.2.2
Mgmt ForForForElect Albert Baehny as Board Chairman 5.3
Mgmt ForForForReappoint Christoph Maeder as Member of the Nomination and Compensation Committee
5.4.1
Mgmt ForForForReappoint Juergen Steinmann as Member of the Nomination and Compensation Committee
5.4.2
Mgmt ForForForAppoint Angelica Kohlmann as Member of the Nomination and Compensation Committee
5.5
Mgmt ForForForRatify KPMG AG as Auditors 6
Mgmt ForForForDesignate Daniel Pluess as Independent Proxy 7
Mgmt ForForForApprove Remuneration of Directors in the Amount of CHF 3.1 Million
8
Mgmt ForForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 5.5 Million
9.1
Mgmt ForForForApprove Variable Short-Term Remuneration of Executive Committee in the Amount of CHF 6.1 Million
9.2
Mgmt ForAgainstForApprove Variable Long-Term Remuneration of Executive Committee in the Amount of CHF 10.3 Million
9.3
Mgmt AgainstAgainstForTransact Other Business (Voting) 10
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Allianz SE
Meeting Date: 05/09/2018
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D03080112
Ticker: ALV
Shares Voted: 33,176
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 8.00 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2017
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2017
4
Mgmt ForForForApprove Creation of EUR 335 Million Pool of Capital with Partial Exclusion of Preemptive Rights
5
Mgmt ForForForApprove Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan
6
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights
7
Mgmt ForForForAuthorize Acquisition of Repurchased Shares for Trading Purposes
8
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares without Preemptive Rights
9
Mgmt ForForForAuthorize Use of Financial Derivatives when Repurchasing Shares
10
Mgmt ForForForApprove Remuneration of Supervisory Board 11
Mgmt ForForForApprove Control Agreement with Allianz Asset Management GmbH
12
Mgmt ForForForApprove Affiliation Agreement with Allianz Climate Solutions GmbH
13
Rentokil Initial plc
Meeting Date: 05/09/2018
Record Date: 05/04/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G7494G105
Ticker: RTO
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Rentokil Initial plc
Shares Voted: 279,523
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForAgainstForApprove Remuneration Policy 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForAgainstForAmend Performance Share Plan 2016 4
Mgmt ForForForApprove Final Dividend 5
Mgmt ForForForElect Sir Crispin Davis as Director 6
Mgmt ForForForElect John Pettigrew as Director 7
Mgmt ForForForElect Linda Yueh as Director 8
Mgmt ForForForRe-elect Richard Burrows as Director 9
Mgmt ForForForRe-elect John McAdam as Director 10
Mgmt ForForForRe-elect Andy Ransom as Director 11
Mgmt ForForForRe-elect Angela Seymour-Jackson as Director 12
Mgmt ForForForRe-elect Julie Southern as Director 13
Mgmt ForForForRe-elect Jeremy Townsend as Director 14
Mgmt ForForForReappoint KPMG LLP as Auditors 15
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise EU Political Donations and Expenditure
21
Mgmt ForForFor Authorise the Company to Call General Meeting with Two Weeks' Notice
22
Mgmt ForForForAdopt New Articles of Association 23
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Standard Chartered PLC
Meeting Date: 05/09/2018
Record Date: 05/04/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G84228157
Ticker: STAN
Shares Voted: 191,624
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForElect Dr Ngozi Okonjo-Iweala as Director 4
Mgmt ForForForRe-elect Om Bhatt as Director 5
Mgmt ForForForRe-elect Dr Louis Cheung as Director 6
Mgmt ForForForRe-elect David Conner as Director 7
Mgmt ForForForRe-elect Dr Byron Grote as Director 8
Mgmt ForForForRe-elect Andy Halford as Director 9
Mgmt ForForForRe-elect Dr Han Seung-soo as Director 10
Mgmt ForForForRe-elect Christine Hodgson as Director 11
Mgmt ForForForRe-elect Gay Huey Evans as Director 12
Mgmt ForForForRe-elect Naguib Kheraj as Director 13
Mgmt ForForForRe-elect Jose Vinals as Director 14
Mgmt ForForForRe-elect Jasmine Whitbread as Director 15
Mgmt ForForForRe-elect Bill Winters as Director 16
Mgmt ForForForReappoint KPMG LLP as Auditors 17
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
18
Mgmt ForForForAuthorise EU Political Donations and Expenditure
19
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
20
Mgmt ForForForExtend the Authority to Allot Shares by Such Number of Shares Repurchased by the Company under the Authority Granted Pursuant to Resolution 26
21
Mgmt ForForForAuthorise Issue of Equity in Relation to Equity Convertible Additional Tier 1 Securities
22
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
23
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Standard Chartered PLC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
24
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities
25
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 26
Mgmt ForForForAuthorise Market Purchase of Preference Shares
27
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
28
BAE Systems plc
Meeting Date: 05/10/2018
Record Date: 05/08/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G06940103
Ticker: BA.
Shares Voted: 110,081
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Sir Roger Carr as Director 4
Mgmt ForForForRe-elect Elizabeth Corley as Director 5
Mgmt ForForForRe-elect Jerry DeMuro as Director 6
Mgmt ForForForRe-elect Harriet Green as Director 7
Mgmt ForForForRe-elect Christopher Grigg as Director 8
Mgmt ForForForRe-elect Peter Lynas as Director 9
Mgmt ForForForRe-elect Paula Reynolds as Director 10
Mgmt ForForForRe-elect Nicholas Rose as Director 11
Mgmt ForForForRe-elect Ian Tyler as Director 12
Mgmt ForForForRe-elect Charles Woodburn as Director 13
Mgmt ForForForElect Revathi Advaithi as Director 14
Mgmt ForForForAppoint Deloitte LLP as Auditors 15
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
BAE Systems plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
16
Mgmt ForForForAuthorise EU Political Donations and Expenditure
17
Mgmt ForForFor Authorise Issue of Equity with Pre-emptive Rights
18
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
19
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 20
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
Canadian Pacific Railway Limited
Meeting Date: 05/10/2018
Record Date: 03/15/2018
Country: Canada
Meeting Type: Annual
Primary Security ID: 13645T100
Ticker: CP
Shares Voted: 25,810
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Ratify Deloitte LLP as Auditors Mgmt For For For
Mgmt ForAgainstForAdvisory Vote on Executive Compensation Approach
2
Mgmt ForForForElect Director John Baird 3.1
Mgmt ForForForElect Director Isabelle Courville 3.2
Mgmt ForForForElect Director Keith E. Creel 3.3
Mgmt ForForForElect Director Gillian (Jill) H. Denham 3.4
Mgmt ForForForElect Director Rebecca MacDonald 3.5
Mgmt ForForForElect Director Matthew H. Paull 3.6
Mgmt ForForForElect Director Jane L. Peverett 3.7
Mgmt ForForForElect Director Andrew F. Reardon 3.8
Mgmt ForForForElect Director Gordon T. Trafton II 3.9
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Convatec Group Plc
Meeting Date: 05/10/2018
Record Date: 05/08/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G23969101
Ticker: CTEC
Shares Voted: 807,362
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForApprove Final Dividend 3
Mgmt ForForForRe-elect Sir Christopher Gent as Director 4
Mgmt ForForForRe-elect Paul Moraviec as Director 5
Mgmt ForForForElect Frank Schulkes as Director 6
Mgmt ForForForRe-elect Steve Holliday as Director 7
Mgmt ForForForRe-elect Jesper Ovesen as Director 8
Mgmt ForForForRe-elect Rick Anderson as Director 9
Mgmt ForForForRe-elect Kasim Kutay as Director 10
Mgmt ForForForElect Dr Ros Rivaz as Director 11
Mgmt ForForForElect Dr Regina Benjamin as Director 12
Mgmt ForForForElect Margaret Ewing as Director 13
Mgmt ForForForReappoint Deloitte LLP Auditors 14
Mgmt ForForForAuthorise Board to Fix Remuneration of Auditors
15
Mgmt ForForForIssue of Equity Authorise Issue of Equity with Pre-emptive Rights
16
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
17
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment
18
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 19
Mgmt ForForForAuthorise EU Political Donations and Expenditure
20
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
21
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Lanxess AG
Meeting Date: 05/15/2018
Record Date: 04/23/2018
Country: Germany
Meeting Type: Annual
Primary Security ID: D5032B102
Ticker: LXS
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt Do Not Vote
ForForApprove Allocation of Income and Dividends of EUR 0.80 per Share
2
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Matthias Zachert for Fiscal 2017
3.1
Mgmt Do Not Vote
ForForApprove Discharge of Management Board member Hubert Fink for Fiscal 2017
3.2
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Stephen Forsyth for Fiscal 2017
3.3
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Michael Pontzen for Fiscal 2017
3.4
Mgmt Do Not Vote
ForForApprove Discharge of Management Board Member Rainier van Roessel for Fiscal 2017
3.5
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Rolf Stomberg for Fiscal 2017
4.1
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Werner Czaplik for Fiscal 2017
4.2
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Hans-Dieter Gerriets for Fiscal 2017
4.3
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Heike Hanagarth for Fiscal 2017
4.4
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Friedrich Janssen for Fiscal 2017
4.5
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Thomas Meiers for Fiscal 2017
4.6
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Lawrence Rosen for Fiscal 2017
4.7
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Ralf Sikorski for Fiscal 2017
4.8
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Manuela Strauch for Fiscal 2017
4.9
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Ifraim Tairi for Fiscal 2017
4.10
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Theo Walthie for Fiscal 2017
4.11
Mgmt Do Not Vote
ForForApprove Discharge of Supervisory Board Member Matthias Wolfgruber for Fiscal 2017
4.12
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Lanxess AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018
5.1
Mgmt Do Not Vote
ForForRatify PricewaterhouseCoopers GmbH as Auditors for the First Half of Fiscal 2018
5.2
Mgmt Do Not Vote
ForForElect Pamela Knapp to the Supervisory Board 6
Mgmt Do Not Vote
ForForApprove Creation of EUR 18.3 Million Pool of Capital without Preemptive Rights
7
Mgmt Do Not Vote
ForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 9.2 Million Pool of Capital to Guarantee Conversion Rights
8
Deutsche Boerse AG
Meeting Date: 05/16/2018
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D1882G119
Ticker: DB1
Shares Voted: 84,553
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.45 per Share
2
Mgmt AgainstAgainstForApprove Discharge of Management Board Chairman Carsten Kengeter for Fiscal 2017
3.1
Mgmt ForForForApprove Discharge of Management Board Vice-Chairman Andreas Preuss for Fiscal 2017
3.2
Mgmt ForForForApprove Discharge of Management Board Member Gregor Pottmeyer for Fiscal 2017
3.3
Mgmt ForForForApprove Discharge of Management Board Member Hauke Stars for Fiscal 2017
3.4
Mgmt ForForForApprove Discharge of Management Board Member Jeffrey Tessler for Fiscal 2017
3.5
Mgmt ForForForApprove Discharge of Supervisory Board Chairman Joachim Faber for Fiscal 2017
4.1
Mgmt ForForForApprove Discharge of Supervisory Board Vice-Chairman Richard Berliand for Fiscal 2017
4.2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Deutsche Boerse AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Discharge of Supervisory Board Member Ann-Kristin Achleitner for Fiscal 2017
4.3
Mgmt ForForForApprove Discharge of Supervisory Board Member Karl-Heinz Floether for Fiscal 2017
4.4
Mgmt ForForForApprove Discharge of Supervisory Board Member Marion Fornoff for Fiscal 2017
4.5
Mgmt ForForForApprove Discharge of Supervisory Board Member Hans-Peter Gabe for Fiscal 2017
4.6
Mgmt ForForForApprove Discharge of Supervisory Board Member Craig Heimark for Fiscal 2017
4.7
Mgmt ForForForApprove Discharge of Supervisory Board Member Monica Maechler for Fiscal 2017
4.8
Mgmt ForForForApprove Discharge of Supervisory Board Member Erhard Schipporeit for Fiscal 2017
4.9
Mgmt ForForForApprove Discharge of Supervisory Board Member Jutta Stuhlfauth for Fiscal 2017
4.10
Mgmt ForForForApprove Discharge of Supervisory Board Member Johannes Witt for Fiscal 2017
4.11
Mgmt ForForForApprove Discharge of Supervisory Board Member Amy Yok Tak Yip for Fiscal 2017
4.12
Mgmt ForForForApprove Increase in Size of Supervisory Board to Sixteen Members
5
Mgmt ForForForElect Richard Berliand to the Supervisory Board
6.1
Mgmt ForForForElect Joachim Faber to the Supervisory Board 6.2
Mgmt ForForForElect Karl-Heinz Floether to the Supervisory Board
6.3
Mgmt ForForForElect Barbara Lambert to the Supervisory Board
6.4
Mgmt ForForForElect Amy Yok Tak Yip to the Supervisory Board
6.5
Mgmt ForForForElect Ann-Kristin Achleitner to the Supervisory Board
6.6
Mgmt ForForForElect Martin Jetter to the Supervisory Board 6.7
Mgmt ForForForElect Joachim Nagel to the Supervisory Board 6.8
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2018 7
L Air Liquide
Meeting Date: 05/16/2018
Record Date: 05/11/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F01764103
Ticker: AI
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
L Air Liquide
Shares Voted: 1,205
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 2.65 per Share and an Extra of EUR 0.26 per Share to Long Term Registered Shares
3
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
4
Mgmt ForAgainstForReelect Benoit Potier as Director 5
Mgmt ForForForReelect Jean-Paul Agon as Director 6
Mgmt ForForForReelect Sin Leng Low as Director 7
Mgmt ForForForReelect Annette Winkler as Director 8
Mgmt ForForForApprove Termination Package of Benoit Potier 9
Mgmt ForForForApprove Additional Pension Scheme Agreement with Benoit Potier
10
Mgmt ForForForApprove Compensation of Benoit Potier 11
Mgmt ForForForApprove Compensation of Pierre Dufour 12
Mgmt ForForForApprove Remuneration Policy of Executive Officers
13
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 1.15 Million
14
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
15
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 300 Million for Bonus Issue or Increase in Par Value
16
MgmtOrdinary Business
Mgmt ForForForAuthorize Filing of Required Documents 17
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Deutsche Telekom AG
Meeting Date: 05/17/2018
Record Date:
Country: Germany
Meeting Type: Annual
Primary Security ID: D2035M136
Ticker: DTE
Shares Voted: 81,949
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 0.65 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2017
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2017
4
Mgmt ForForForRatify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018
5
Mgmt ForForForApprove Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Billion; Approve Creation of EUR 1.2 Billion Pool of Capital to Guarantee Conversion Rights
6
Mgmt ForForForElect Margret Suckale to the Supervisory Board
7
Mgmt ForForForElect Guenther Braeunig to the Supervisory Board
8
Mgmt ForForForElect Harald Krueger to the Supervisory Board 9
Mgmt ForForForElect Ulrich Lehner to the Supervisory Board 10
Mgmt ForForForAmend Articles Re: Attendance and Voting Rights at the AGM
11
Prudential plc
Meeting Date: 05/17/2018
Record Date: 05/15/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G72899100
Ticker: PRU
Shares Voted: 144,158
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Prudential plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Mark Fitzpatrick as Director 3
Mgmt ForForForElect James Turner as Director 4
Mgmt ForForForElect Thomas Watjen as Director 5
Mgmt ForForForRe-elect Sir Howard Davies as Director 6
Mgmt ForForForRe-elect John Foley as Director 7
Mgmt ForForForRe-elect David Law as Director 8
Mgmt ForForForRe-elect Paul Manduca as Director 9
Mgmt ForForForRe-elect Kaikhushru Nargolwala as Director 10
Mgmt ForForForRe-elect Nicolaos Nicandrou as Director 11
Mgmt ForForForRe-elect Anthony Nightingale as Director 12
Mgmt ForForForRe-elect Philip Remnant as Director 13
Mgmt ForForForRe-elect Anne Richards as Director 14
Mgmt ForForForRe-elect Alice Schroeder as Director 15
Mgmt ForForForRe-elect Barry Stowe as Director 16
Mgmt ForForForRe-elect Lord Turner as Director 17
Mgmt ForForForRe-elect Michael Wells as Director 18
Mgmt ForForForReappoint KPMG LLP as Auditors 19
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
20
Mgmt ForForForAuthorise EU Political Donations and Expenditure
21
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
22
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares
23
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
24
Mgmt ForForForAuthorise Issue of Equity in Connection with the Issue of Mandatory Convertible Securities
25
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights in Connection with the Issue of Mandatory Convertible Securities
26
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 27
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
28
Mgmt ForForForAdopt New Articles of Association 29
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
SAP SE
Meeting Date: 05/17/2018
Record Date: 04/25/2018
Country: Germany
Meeting Type: Annual
Primary Security ID: D66992104
Ticker: SAP
Shares Voted: 14,753
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.40 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2017
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2017
4
Mgmt ForForForApprove Remuneration System for Management Board Members
5
Mgmt ForForForRatify KPMG AG as Auditors for Fiscal 2018 6
Mgmt ForForForElect Aicha Evans to the Supervisory Board 7.1
Mgmt ForForForElect Friederike Rotsch to the Supervisory Board
7.2
Mgmt ForForForElect Gerhard Oswald to the Supervisory Board
7.3
Mgmt ForForForElect Diane Greene to the Supervisory Board 7.4
Mgmt ForForForAuthorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares
8
Mgmt ForForForAmend Articles Re: Supervisory Board Term 9
AIA Group Ltd.
Meeting Date: 05/18/2018
Record Date: 05/14/2018
Country: Hong Kong
Meeting Type: Annual
Primary Security ID: Y002A1105
Ticker: 1299
Shares Voted: 647,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Ng Keng Hooi as Director 3
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
AIA Group Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Cesar Velasquez Purisima as Director 4
Mgmt ForForForElect Lawrence Juen-Yee Lau as Director 5
Mgmt ForForForElect Chung-Kong Chow as Director 6
Mgmt ForForForElect John Barrie Harrison as Director 7
Mgmt ForForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
8
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
9A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 9B
Mgmt ForForForApprove Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme
9C
China Literature Ltd.
Meeting Date: 05/18/2018
Record Date: 05/14/2018
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G2121R103
Ticker: 772
Shares Voted: 22
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForElect Liang Xiaodong as Director 2a1
Mgmt ForForForElect Lin Haifeng as Director 2a2
Mgmt ForForForElect Yang Xiang Dong as Director 2a3
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
2b
Mgmt ForForForApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
4A
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 4B
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 4C
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
China Literature Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Audio and Comics Cooperation Agreement, Proposed Annual Caps and Related Transactions
5
Ferguson PLC
Meeting Date: 05/23/2018
Record Date: 05/21/2018
Country: United Kingdom
Meeting Type: Special
Primary Security ID: G3408R105
Ticker: FERG
Shares Voted: 54,980
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Special Dividend and Share Consolidation
Mgmt For For For
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 2
Kweichow Moutai Co., Ltd.
Meeting Date: 05/23/2018
Record Date: 05/14/2018
Country: China
Meeting Type: Annual
Primary Security ID: Y5070V116
Ticker: 600519
Shares Voted: 3,997
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Report of the Board of Directors Mgmt For For For
Mgmt ForForForApprove Report of the Board of Supervisors 2
Mgmt ForForForApprove Annual Report and Summary 3
Mgmt ForForForApprove Financial Statements 4
Mgmt ForForForApprove 2018 Financial Budget Report 5
Mgmt ForForForApprove Profit Distribution 6
Mgmt ForForForApprove 2018 Appointment of Financial Auditor and Internal Control Auditor
7
Mgmt ForForForApprove Report of the Independent Directors 8
Mgmt ForForForApprove Deposit and Loan Transactions with Guizhou Bank
9
Mgmt AgainstAgainstForApprove 2018 - 2021 Daily Related Party Transactions
10
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Kweichow Moutai Co., Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Related Party Product Sales 11
Mgmt ForForForApprove Increase Work Content of Storehouse Renovation Project and Investment in Tanchangpian District
12
Ping An Insurance (Group) Co. of China, Ltd.
Meeting Date: 05/23/2018
Record Date: 04/20/2018
Country: China
Meeting Type: Annual
Primary Security ID: Y69790106
Ticker: 2318
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
AGM BALLOT FOR HOLDERS OF H SHARES Mgmt
Mgmt ForForForApprove 2017 Report of the Board of Directors
1
Mgmt ForForForApprove 2017 Report of the Supervisory Committee
2
Mgmt ForForForApprove 2017 Annual Report and its Summary
3
Mgmt ForForForApprove 2017 Financial Statements and Statutory Reports
4
Mgmt ForForForApprove 2017 Profit Distribution Plan and Distribution of Final Dividends
5
Mgmt ForForForApprove PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
6
MgmtAPPROVE RESOLUTIONS REGARDING THE ELECTION NO OF DIRECTORS FOR THE 11TH SESSION OF THE BOARD
Mgmt ForForForElect Ma Mingzhe as Director 7.01
Mgmt ForForForElect Sun Jianyi as Director 7.02
Mgmt ForForForElect Ren Huichuan as Director 7.03
Mgmt ForForForElect Yao Jason Bo as Director 7.04
Mgmt ForForForElect Lee Yuansiong as Director 7.05
Mgmt ForForForElect Cai Fangfang as Director 7.06
Mgmt AbstainAgainstForElect Soopakij Chearavanont as Director 7.07
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Ping An Insurance (Group) Co. of China, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Yang Xiaoping as Director 7.08
Mgmt ForForForElect Wang Yongjian as Director 7.09
Mgmt ForForForElect Liu Chong as Director 7.10
Mgmt ForForForElect Yip Dicky Peter as Director 7.11
Mgmt ForForForElect Wong Oscar Sai Hung as Director 7.12
Mgmt ForForForElect Sun Dongdong as Director 7.13
Mgmt ForForForElect Ge Ming as Director 7.14
Mgmt ForForForElect Ouyang Hui as Director 7.15
MgmtAPPROVE RESOLUTIONS REGARDING THE ELECTION OF NON-EMPLOYEE REPRESENTATIVE SUPERVISORS FOR THE 9TH SESSION OF THE SUPERVISORY COMMITTEE
Mgmt ForForForElect Gu Liji as Supervisor 8.01
Mgmt ForForForElect Huang Baokui as Supervisor 8.02
Mgmt ForForForElect Zhang Wangjin as Supervisor 8.03
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares
9
SH ForForForApprove 30th Anniversary Special Dividend 10
SH AgainstAgainstForApprove Shanghai Jahwa Equity Incentive Scheme
11
Atos SE
Meeting Date: 05/24/2018
Record Date: 05/21/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F06116101
Ticker: ATO
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Atos SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.70 per Share
3
Mgmt ForForForApprove Stock Dividend Program 4
Mgmt ForForForApprove Remuneration of Directors in the Aggregate Amount of EUR 500,000
5
Mgmt ForForForReelect Bertrand Meunier as Director 6
Mgmt ForForForReelect Pasquale Pistorio as Director 7
Mgmt ForForForRenew Appointment of Deloitte and Associes as Auditor
8
Mgmt ForForForAcknowledge End of Mandate of B.E.A.S. as Alternate Auditor and Decision Not to Replace
9
Mgmt AgainstAgainstForApprove Compensation of Thierry Breton, Chairman and CEO
10
Mgmt ForForForApprove Remuneration Policy of Chairman and CEO
11
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
12
MgmtExtraordinary Business
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
13
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 30 Percent of Issued Share Capital
14
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital
15
Mgmt ForForForApprove Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements
16
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
17
Mgmt ForForForAuthorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
18
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 3,865 Million for Bonus Issue or Increase in Par Value
19
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
20
Mgmt ForForForAuthorize up to 0.9 Percent of Issued Capital for Use in Restricted Stock Plans
21
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Atos SE
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAmend Article 27 of Bylaws to Comply with Legal Changes Re: Auditors
22
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
23
BNP Paribas SA
Meeting Date: 05/24/2018
Record Date: 05/21/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F1058Q238
Ticker: BNP
Shares Voted: 30,361
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 3.02 per Share
3
Mgmt ForForForApprove Auditors' Special Report on Related-Party Transactions
4
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
5
Mgmt ForForForRenew Appointments of Deloitte & Associés as Auditor and BEAS as Alternate Auditor
6
Mgmt ForForForRenew Appointment of Mazars as Auditor and Appoint Charles de Boisriou as Alternate Auditor
7
Mgmt ForForForRenew Appointment of Pricewaterhousecoopers as Auditor and Appoint Jean-Baptiste Deschryver as Alternate Auditor
8
Mgmt ForForForReelect Pierre André de Chalendar as Director 9
Mgmt ForForForReelect Denis Kessler as Director 10
Mgmt ForForForReelect Laurence Parisot as Director 11
Mgmt ForForForApprove Remuneration Policy of Chairman 12
Mgmt ForForForApprove Remuneration Policy of CEO and Vice-CEO
13
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
BNP Paribas SA
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForApprove Compensation of Jean Lemierre, Chairman
14
Mgmt ForForForApprove Compensation of Jean-Laurent Bonnafe, CEO
15
Mgmt ForForForApprove Compensation of Philippe Bordenave, Vice-CEO
16
Mgmt ForForForApprove the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers
17
Mgmt ForForForFix Maximum Variable Compensation Ratio for Executives and Risk Takers
18
MgmtExtraordinary Business
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion
19
Mgmt ForForForAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million
20
Mgmt ForForForAuthorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind
21
Mgmt ForForForSet Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 20 and 21 at EUR 240 Million
22
Mgmt ForForForAuthorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value
23
Mgmt ForForForSet Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 19 to 21 at EUR 1 Billion
24
Mgmt ForForForAuthorize Capital Issuances for Use in Employee Stock Purchase Plans
25
Mgmt ForForForAuthorize Decrease in Share Capital via Cancellation of Repurchased Shares
26
Mgmt ForForForAmend Article 14.5 and 16.7 of Bylaws Re: Age Limit of Chairman, CEO and Vice-CEO
27
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
28
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Swatch Group AG
Meeting Date: 05/24/2018
Record Date:
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H83949141
Ticker: UHR
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For Do Not Vote
Mgmt Do Not Vote
ForForApprove Discharge of Board and Senior Management
2
Mgmt Do Not Vote
ForForApprove Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share
3
Mgmt Do Not Vote
ForForApprove Fixed Remuneration of Non-Executive Directors in the Amount of CHF 1 Million
4.1.1
Mgmt Do Not Vote
ForForApprove Fixed Remuneration of Executive Directors in the Amount of CHF 2.6 Million
4.1.2
Mgmt Do Not Vote
ForForApprove Fixed Remuneration of Executive Committee in the Amount of CHF 5.5 Million
4.2
Mgmt Do Not Vote
AgainstForApprove Variable Remuneration of Executive Directors in the Amount of CHF 7.6 Million
4.3
Mgmt Do Not Vote
AgainstForApprove Variable Remuneration of Executive Committee in the Amount of CHF 18.7 Million
4.4
Mgmt Do Not Vote
AgainstForReelect Nayla Hayek as Director 5.1
Mgmt Do Not Vote
AgainstForReelect Ernst Tanner as Director 5.2
Mgmt Do Not Vote
AgainstForReelect Daniela Aeschlimann as Director 5.3
Mgmt Do Not Vote
AgainstForReelect Georges Hayek as Director 5.4
Mgmt Do Not Vote
AgainstForReelect Claude Nicollier as Director 5.5
Mgmt Do Not Vote
ForForReelect Jean-Pierre Roth as Director 5.6
Mgmt Do Not Vote
AgainstForReelect Nayla Hayek as Board Chairman 5.7
Mgmt Do Not Vote
AgainstForReappoint Nayla Hayek as Member of the Compensation Committee
6.1
Mgmt Do Not Vote
AgainstForReappoint Ernst Tanner as Member of the Compensation Committee
6.2
Mgmt Do Not Vote
AgainstForReappoint Daniela Aeschlimann as Member of the Compensation Committee
6.3
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Swatch Group AG
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
AgainstForReappoint Georges Hayek as Member of the Compensation Committee
6.4
Mgmt Do Not Vote
AgainstForReappoint Claude Nicollier as Member of the Compensation Committee
6.5
Mgmt Do Not Vote
ForForReappoint Jean-Pierre Roth as Member of the Compensation Committee
6.6
Mgmt Do Not Vote
ForForDesignate Bernhard Lehmann as Independent Proxy
7
Mgmt Do Not Vote
ForForRatify PricewaterhouseCoopers AG as Auditors
8
Mgmt Do Not Vote
AgainstForTransact Other Business (Voting) 9
WABCO Holdings Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92927K102
Ticker: WBC
Shares Voted: 13,435
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jean-Paul L. Montupet Mgmt For For For
Mgmt ForForForElect Director D. Nick Reilly 1.2
Mgmt ForForForElect Director Michael T. Smith 1.3
Mgmt ForForForRatify Ernst & Young Bedrijfsrevisoren BCVBA/Reviseurs d'Entreprises SCCRL as Auditors
2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForAmend Omnibus Stock Plan 4
Safran
Meeting Date: 05/25/2018
Record Date: 05/22/2018
Country: France
Meeting Type: Annual/Special
Primary Security ID: F4035A557
Ticker: SAF
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Safran
Shares Voted: 9,364
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Ordinary Business Mgmt
Mgmt ForForForApprove Financial Statements and Statutory Reports
1
Mgmt ForForForApprove Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForApprove Allocation of Income and Dividends of EUR 1.6 per Share
3
Mgmt ForForForApprove Additional Pension Scheme Agreement with Ross McInnes, Chairman of the Board
4
Mgmt ForForForApprove Additional Pension Scheme Agreement with Philippe Petitcolin, CEO
5
Mgmt ForForForApprove Transaction with the French State 6
Mgmt ForForForReelect Monique Cohen as Director 7
Mgmt ForForForElect Didier Domange as Director 8
Mgmt AgainstAgainstForElect F&P as Director 9
Mgmt ForForForApprove Compensation of Ross McInnes, Chairman of the Board
10
Mgmt ForForForApprove Compensation of Philippe Petitcolin, CEO
11
Mgmt ForForForApprove Remuneration Policy of the Chairman of the Board
12
Mgmt ForForForApprove Remuneration Policy of the CEO 13
Mgmt ForForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
14
MgmtExtraordinary Business
Mgmt ForForForAmend Article 4 of Bylaws Re: Headquarters 15
Mgmt ForForForAmend Article 40 of Bylaws Re: Designation of Alternate Auditors
16
Mgmt ForForForAuthorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plans
17
Mgmt ForForForAuthorize Filing of Required Documents/Other Formalities
18
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Sands China Ltd.
Meeting Date: 05/25/2018
Record Date: 05/14/2018
Country: Cayman Islands
Meeting Type: Annual
Primary Security ID: G7800X107
Ticker: 1928
Shares Voted: 57,600
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Final Dividend 2
Mgmt ForForForElect Robert Glen Goldstein as Director 3a
Mgmt ForForForElect Charles Daniel Forman as Director 3b
Mgmt ForForForElect Steven Zygmunt Strasser as Director 3c
Mgmt ForForForElect Wang Sing as Director 3d
Mgmt ForForForAuthorize Board to Fix Remuneration of Directors
3e
Mgmt ForForForApprove Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForAuthorize Repurchase of Issued Share Capital 5
Mgmt AgainstAgainstForApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt AgainstAgainstForAuthorize Reissuance of Repurchased Shares 7
Amazon.com, Inc.
Meeting Date: 05/30/2018
Record Date: 04/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 023135106
Ticker: AMZN
Shares Voted: 1,602
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey P. Bezos Mgmt For For For
Mgmt ForForForElect Director Tom A. Alberg 1b
Mgmt ForForForElect Director Jamie S. Gorelick 1c
Mgmt ForForForElect Director Daniel P. Huttenlocher 1d
Mgmt ForForForElect Director Judith A. McGrath 1e
Mgmt ForForForElect Director Jonathan J. Rubinstein 1f
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Amazon.com, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Thomas O. Ryder 1g
Mgmt ForForForElect Director Patricia Q. Stonesifer 1h
Mgmt ForForForElect Director Wendell P. Weeks 1i
Mgmt ForForForRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SHAdopt Policy on Board Diversity *Withdrawn Resolution*
4
SH ForForAgainstRequire Independent Board Chairman 5
SH AgainstAgainstAgainstProvide Vote Counting to Exclude Abstentions 6
Coca-Cola European Partners Plc
Meeting Date: 05/31/2018
Record Date: 05/29/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G25839104
Ticker: CCE
Shares Voted: 74,715
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt For For For
Mgmt ForForForApprove Remuneration Report 2
Mgmt ForForForElect Francisco Crespo Benitez as Director 3
Mgmt ForForForElect Alvaro Gomez-Trenor Aguilar as Director 4
Mgmt ForForForRe-elect Jose Ignacio Comenge Sanchez-Real as Director
5
Mgmt ForForForRe-elect Irial Finan as Director 6
Mgmt ForForForRe-elect Damian Gammell as Director 7
Mgmt ForForForRe-elect Alfonso Libano Daurella as Director 8
Mgmt ForForForRe-elect Mario Rotllant Sola as Director 9
Mgmt ForForForReappoint Ernst & Young LLP as Auditors 10
Mgmt ForForForAuthorise the Audit Committee to Fix Remuneration of Auditors
11
Mgmt ForForForAuthorise Political Donations and Expenditure 12
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Coca-Cola European Partners Plc
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForAuthorise Issue of Equity with Pre-emptive Rights
13
Mgmt ForAgainstForApprove Waiver on Tender-Bid Requirement 14
Mgmt ForForForAuthorise Issue of Equity without Pre-emptive Rights
15
Mgmt ForForForAuthorise Market Purchase of Ordinary Shares 16
Mgmt ForForForAuthorise Off-Market Purchase of Ordinary Shares
17
Mgmt ForForForAuthorise the Company to Call General Meeting with Two Weeks' Notice
18
Liberty Global plc
Meeting Date: 06/12/2018
Record Date: 04/24/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G5480U120
Ticker: LBTY.A
Shares Voted: 40,429
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Elect Director Michael T. Fries Mgmt For Against For
Mgmt ForAgainstForElect Director Paul A. Gould 2
Mgmt AbstainAgainstForElect Director John C. Malone 3
Mgmt ForAgainstForElect Director Larry E. Romrell 4
Mgmt AgainstAgainstForApprove Remuneration Report 5
Mgmt ForForForRatify KPMG LLP (U.S.) as Auditors 6
Mgmt ForForForRatify KPMG LLP (U.K.) as Auditors 7
Mgmt ForForForAuthorize the Audit Committee to Fix Remuneration of Auditors
8
Mgmt ForForForAuthorize Share Repurchase Program 9
Mgmt ForForForAuthorize Off-Market Purchase and Cancellation of Deferred Shares
10
CALBEE, Inc.
Meeting Date: 06/20/2018
Record Date: 03/31/2018
Country: Japan
Meeting Type: Annual
Primary Security ID: J05190103
Ticker: 2229
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
CALBEE, Inc.
Shares Voted: 12,151
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 42
Mgmt For For For
Mgmt ForForForElect Director Ito, Shuji 2.1
Mgmt ForForForElect Director Mogi, Yuzaburo 2.2
Mgmt ForForForElect Director Takahara, Takahisa 2.3
Mgmt ForForForElect Director Fukushima, Atsuko 2.4
Mgmt ForForForElect Director Miyauchi, Yoshihiko 2.5
Mgmt ForForForElect Director Weiwei Yao 2.6
Mgmt ForForForAppoint Statutory Auditor Ishida, Tadashi 3.1
Mgmt ForForForAppoint Statutory Auditor Demura, Taizo 3.2
Mgmt ForForForAppoint Alternate Statutory Auditor Mataichi, Yoshio
4
Mgmt ForForForApprove Annual Bonus 5
Mgmt ForForForApprove Director Retirement Bonus 6
Mgmt ForForForApprove Statutory Auditor Retirement Bonus 7
Japan Exchange Group Inc.
Meeting Date: 06/20/2018
Record Date: 03/31/2018
Country: Japan
Meeting Type: Annual
Primary Security ID: J2740B106
Ticker: 8697
Shares Voted: 34,000
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Tsuda, Hiroki Mgmt For For For
Mgmt ForForForElect Director Kiyota, Akira 1.2
Mgmt ForForForElect Director Miyahara, Koichiro 1.3
Mgmt ForForForElect Director Yamaji, Hiromi 1.4
Mgmt ForForForElect Director Miyama, Hironaga 1.5
Mgmt ForForForElect Director Christina L. Ahmadjian 1.6
Mgmt ForForForElect Director Endo, Nobuhiro 1.7
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Japan Exchange Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForForForElect Director Ogita, Hitoshi 1.8
Mgmt ForForForElect Director Kubori, Hideaki 1.9
Mgmt ForForForElect Director Koda, Main 1.10
Mgmt ForForForElect Director Kobayashi, Eizo 1.11
Mgmt ForForForElect Director Minoguchi, Makoto 1.12
Mgmt ForForForElect Director Mori, Kimitaka 1.13
Mgmt ForForForElect Director Yoneda, Tsuyoshi 1.14
Wirecard AG
Meeting Date: 06/21/2018
Record Date: 05/30/2018
Country: Germany
Meeting Type: Annual
Primary Security ID: D22359133
Ticker: WDI
Shares Voted: 65,232
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting)
Mgmt
Mgmt ForAgainstForApprove Allocation of Income and Dividends of EUR 0.18 per Share
2
Mgmt ForForForApprove Discharge of Management Board for Fiscal 2017
3
Mgmt ForForForApprove Discharge of Supervisory Board for Fiscal 2017
4
Mgmt ForForForRatify Ernst & Young GmbH as Auditors for Fiscal 2018
5
Mgmt ForForForElect Anastassia Lauterbach to the Supervisory Board
6
Mgmt ForForForApprove Affiliation Agreement with Subsidiary Wirecard Technologies GmbH
7
Mgmt ForForForAmend Corporate Purpose 8
Mgmt ForForForApprove Increase in Size of Board to Six Members
9
Mgmt ForForForElect Susana Quintana-Plaza to the Supervisory Board
10
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Aon plc
Meeting Date: 06/22/2018
Record Date: 04/24/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0408V102
Ticker: AON
Shares Voted: 26,135
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lester B. Knight Mgmt For For For
Mgmt ForForForElect Director Gregory C. Case 1.2
Mgmt ForForForElect Director Jin-Yong Cai 1.3
Mgmt ForForForElect Director Jeffrey C. Campbell 1.4
Mgmt ForForForElect Director Fulvio Conti 1.5
Mgmt ForForForElect Director Cheryl A. Francis 1.6
Mgmt ForForForElect Director J. Michael Losh 1.7
Mgmt ForForForElect Director Richard B. Myers 1.8
Mgmt ForForForElect Director Richard C. Notebaert 1.9
Mgmt ForForForElect Director Gloria Santona 1.10
Mgmt ForForForElect Director Carolyn Y. Woo 1.11
Mgmt ForForForAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForApprove Remuneration Report 3
Mgmt ForForForAccept Financial Statements and Statutory Reports
4
Mgmt ForForForRatify Ernst & Young LLP as Auditors 5
Mgmt ForForForRatify Ernst & Young LLP as Aon's U.K. Statutory Auditor
6
Mgmt ForForForAuthorize Board to Fix Remuneration of Auditors
7
Mgmt ForForForAuthorise Shares for Market Purchase 8
Mgmt ForForForIssue of Equity or Equity-Linked Securities with Pre-emptive Rights
9
Mgmt ForForForIssue of Equity or Equity-Linked Securities without Pre-emptive Rights
10
Mgmt ForForForApprove Political Donations 11
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
NXP Semiconductors NV
Meeting Date: 06/22/2018
Record Date: 05/25/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N6596X109
Ticker: NXPI
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Annual Meeting Agenda Mgmt
MgmtOpen Meeting 1
MgmtDiscussion of the Implementation of the Remuneration Policy
2.a
MgmtReceive Explanation on Company's Reserves and Dividend Policy
2.b
Mgmt Do Not Vote
ForForAdopt Financial Statements and Statutory Reports
2.c
Mgmt Do Not Vote
ForForApprove Discharge of Board Members 2.d
Mgmt Do Not Vote
ForForReelect Richard L. Clemmer as Executive Director
3.a
Mgmt Do Not Vote
ForForReelect Peter Bonfield as Non-Executive Director
3.b
Mgmt Do Not Vote
ForForReelect Johannes P. Huth as Non-Executive Director
3.c
Mgmt Do Not Vote
ForForReelect Kenneth A. Goldman as Non-Executive Director
3.d
Mgmt Do Not Vote
ForForReelect Josef Kaeser as Non-Executive Director
3.e
Mgmt Do Not Vote
ForForReelect Eric Meurice as Non-Executive Director
3.f
Mgmt Do Not Vote
ForForReelect Peter Smitham as Non-Executive Director
3.g
Mgmt Do Not Vote
ForForReelect Julie Southern as Non-Executive Director
3.h
Mgmt Do Not Vote
ForForReelect Gregory Summe as Non-Executive Director
3.i
Mgmt Do Not Vote
ForForApprove Conditional Appointment of Steve Mollenkopf as Executive Director
4.a
Mgmt Do Not Vote
ForForApprove Conditional Appointment of George S. Davis as Non-Executive Director
4.b
Mgmt Do Not Vote
ForForApprove Conditional Appointment of Donald J. Rosenberg as Non-Executive Director
4.c
Mgmt Do Not Vote
ForForApprove Conditional Appointment of Brian Modoff as Non-Executive Director
4.d
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
NXP Semiconductors NV
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
ForForApprove Conditional Appointment of Rob ter Haar as Non-Executive Director
4.e
Mgmt Do Not Vote
ForForApprove Conditional Appointment of Steven Perrick as Non-Executive Director
4.f
Mgmt Do Not Vote
ForForGrant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger
5.a
Mgmt Do Not Vote
ForForAuthorize Board to Exclude Preemptive Rights from Share Issuances
5.b
Mgmt Do Not Vote
ForForAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
6
Mgmt Do Not Vote
ForForApprove Cancellation of Ordinary Shares 7
Mgmt Do Not Vote
ForForRatify KPMG as Auditors 8
Sumitomo Metal Mining Co. Ltd.
Meeting Date: 06/26/2018
Record Date: 03/31/2018
Country: Japan
Meeting Type: Annual
Primary Security ID: J77712180
Ticker: 5713
Shares Voted: 49,851
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 66
Mgmt For For For
Mgmt ForForForElect Director Nakazato, Yoshiaki 2.1
Mgmt ForForForElect Director Nozaki, Akira 2.2
Mgmt ForForForElect Director Kurokawa, Harumasa 2.3
Mgmt ForForForElect Director Asahi, Hiroshi 2.4
Mgmt ForForForElect Director Asai, Hiroyuki 2.5
Mgmt ForForForElect Director Taimatsu, Hitoshi 2.6
Mgmt ForForForElect Director Nakano, Kazuhisa 2.7
Mgmt ForForForElect Director Ishii, Taeko 2.8
Mgmt ForForForAppoint Alternate Statutory Auditor Mishina, Kazuhiro
3
Mgmt ForForForApprove Annual Bonus 4
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Mitsubishi UFJ Financial Group
Meeting Date: 06/28/2018
Record Date: 03/31/2018
Country: Japan
Meeting Type: Annual
Primary Security ID: J44497105
Ticker: 8306
Shares Voted: 0
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 10
Mgmt For For Do Not Vote
Mgmt Do Not Vote
ForForElect Director Kawakami, Hiroshi 2.1
Mgmt Do Not Vote
ForForElect Director Kawamoto, Yuko 2.2
Mgmt Do Not Vote
ForForElect Director Matsuyama, Haruka 2.3
Mgmt Do Not Vote
ForForElect Director Toby S. Myerson 2.4
Mgmt Do Not Vote
ForForElect Director Okuda, Tsutomu 2.5
Mgmt Do Not Vote
ForForElect Director Shingai, Yasushi 2.6
Mgmt Do Not Vote
ForForElect Director Tarisa Watanagase 2.7
Mgmt Do Not Vote
ForForElect Director Yamate, Akira 2.8
Mgmt Do Not Vote
ForForElect Director Kuroda, Tadashi 2.9
Mgmt Do Not Vote
ForForElect Director Okamoto, Junichi 2.10
Mgmt Do Not Vote
ForForElect Director Sono, Kiyoshi 2.11
Mgmt Do Not Vote
ForForElect Director Ikegaya, Mikio 2.12
Mgmt Do Not Vote
ForForElect Director Mike, Kanetsugu 2.13
Mgmt Do Not Vote
ForForElect Director Araki, Saburo 2.14
Mgmt Do Not Vote
ForForElect Director Hirano, Nobuyuki 2.15
SH Do Not Vote
ForAgainstAmend Articles to Require Individual Compensation Disclosure for Directors
3
SH Do Not Vote
ForAgainstAmend Articles to Separate Chairman of the Board and CEO
4
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Mitsubishi UFJ Financial Group
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
SH Do Not Vote
ForAgainstAmend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately
5
SH Do Not Vote
AgainstAgainstRemove Director Nobuyuki Hirano from the Board
6
SH Do Not Vote
AgainstAgainstAmend Articles to Establish Special Investigation Committee on Transactional Relationship with Kenko Tokina Corporation
7
SH Do Not Vote
AgainstAgainstAmend Articles to Reconsider Customer Service for Socially Vulnerable
8
SH Do Not Vote
AgainstAgainstAmend Articles to Disclose Reason for Compulsory Termination of Account
9
MMC Norilsk Nickel PJSC
Meeting Date: 06/28/2018
Record Date: 06/04/2018
Country: Russia
Meeting Type: Annual
Primary Security ID: 55315J102
Ticker: MNOD
Shares Voted: 128,165
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Meeting for ADR Holders Mgmt
Mgmt ForForForApprove Annual Report 1
Mgmt ForForForApprove Financial Statements 2
Mgmt ForForForApprove Consolidated Financial Statements 3
Mgmt ForForForApprove Allocation of Income and Dividends of RUB 607.98
4
MgmtElect 13 Directors by Cumulative Voting
Mgmt ForAgainstNoneElect Sergey Barbashev as Director 5.1
Mgmt ForAgainstNoneElect Aleksey Bashkirov as Director 5.2
Mgmt ForAgainstNoneElect Sergey Bratukhin as Director 5.3
Mgmt ForAgainstNoneElect Andrey Bugrov as Director 5.4
Mgmt ForAgainstNoneElect Artem Volynets as Director 5.5
Mgmt ForAgainstNoneElect Marianna Zakharova as Director 5.6
Mgmt ForForNoneElect Andrey Likhachev as Director 5.7
Mgmt ForForNoneElect Roger Munnings as Director 5.8
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
MMC Norilsk Nickel PJSC
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
Mgmt ForAgainstNoneElect Stalbek Mishakov as Director 5.9
Mgmt ForForNoneElect Gareth Penny as Director 5.10
Mgmt ForAgainstNoneElect Maksim Sokov as Director 5.11
Mgmt ForAgainstNoneElect Vladislav Solovyev as Director 5.12
Mgmt ForForNoneElect Robert Edwards as Director 5.13
MgmtElect Five Members of Audit Commisson
Mgmt ForForForElect Artur Arustamov as Member of Audit Commission
6.1
Mgmt ForForForElect Anna Masalova as Member of Audit Commission
6.2
Mgmt ForForForElect Georgy Svanidze as Member of Audit Commission
6.3
Mgmt ForForForElect Vladimir Shilkov as Members of Audit Commission
6.4
Mgmt ForForForElect Elena Yanevich as Member of Audit Commission
6.5
Mgmt ForForForRatify KPMG as RAS Auditor 7
Mgmt ForForForRatify KPMG as IFRS Auditor 8
Mgmt AgainstAgainstForApprove Remuneration of Directors 9
Mgmt ForForForApprove Remuneration of Members of Audit Commission
10
Mgmt ForForForApprove Related-Party Transactions Re: Indemnification Agreements with Directors and Executives
11
Mgmt ForForForApprove Related-Party Transaction Re: Liability Insurance for Directors and Executives
12
Mgmt ForForForApprove Company's Membership in Association Builders of Krasnoyarsk
13
Nintendo Co. Ltd.
Meeting Date: 06/28/2018
Record Date: 03/31/2018
Country: Japan
Meeting Type: Annual
Primary Security ID: J51699106
Ticker: 7974
Artisan
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): Fresno County (CA) Employees' Retirement Assoc.
Nintendo Co. Ltd.
Shares Voted: 8,300
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 480
Mgmt For For For
Mgmt ForForForElect Director Miyamoto, Shigeru 2.1
Mgmt ForForForElect Director Takahashi, Shinya 2.2
Mgmt ForForForElect Director Furukawa, Shuntaro 2.3
Mgmt ForForForElect Director Shiota, Ko 2.4
Mgmt ForForForElect Director Shibata, Satoru 2.5
Mgmt ForForForElect Director and Audit Committee Member Noguchi, Naoki
3.1
Mgmt ForForForElect Director and Audit Committee Member Mizutani, Naoki
3.2
Mgmt ForForForElect Director and Audit Committee Member Umeyama, Katsuhiro
3.3
Mgmt ForForForElect Director and Audit Committee Member Yamazaki, Masao
3.4
Rohm Co. Ltd.
Meeting Date: 06/28/2018
Record Date: 03/31/2018
Country: Japan
Meeting Type: Annual
Primary Security ID: J65328122
Ticker: 6963
Shares Voted: 16,800
Proposal Number ProponentProposal Text Mgmt Rec
VotingPolicy Rec
Vote Instruction
1 Approve Allocation of Income, with a Final Dividend of JPY 120
Mgmt For For For
Mgmt ForForForElect Director Uehara, Kunio 2.1
Mgmt ForForForElect Director Yoshimi, Shinichi 2.2
Artisan
Vote Summary ReportReporting Period: 07/01/2017 to 06/30/2018
Location(s): All Locations
Institution Account(s): 347 Fresno County Emp Ret Assn
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1a Elect Director Leonard S. Coleman Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1b Elect Director Jay C. Hoag Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1c Elect Director Jeffrey T. Huber Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1d Elect Director Vivek Paul Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1e Elect Director Lawrence F. Probst, III Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1f Elect Director Talbott Roche Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1g Elect Director Richard A. Simonson Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1h Elect Director Luis A. Ubinas Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1i Elect Director Denise F. Warren Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 1j Elect Director Andrew Wilson Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 3 Advisory Vote on Say on Pay Frequency Mgmt None Three Years Three YearsElectronic Arts Inc. EA 08/03/2017 USA 285512109 Annual 06/09/2017 54,850 4 Ratify KPMG LLP as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 1.1 Elect Director Steve Sanghi Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 1.2 Elect Director Matthew W. Chapman Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 1.3 Elect Director L.B. Day Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 1.4 Elect Director Esther L. Johnson Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 1.5 Elect Director Wade F. Meyercord Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 2 Amend Omnibus Stock Plan Mgmt For Refer ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 3 Ratify Ernst & Young LLP as Auditors Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForMicrochip Technology Incorporated MCHP 08/22/2017 USA 595017104 Annual 06/28/2017 18,123 5 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year One YearIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionIntuitive Surgical, Inc. ISRG 09/22/2017 USA 46120E602 Special 08/25/2017 3,650 1 Increase Authorized Common Stock and Effect Stock Split Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.1 Elect Director Lee C. Banks Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.2 Elect Director Robert G. Bohn Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.3 Elect Director Linda S. Harty Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.4 Elect Director Robert J. Kohlhepp Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.5 Elect Director Kevin A. Lobo Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.6 Elect Director Klaus-Peter Muller Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.7 Elect Director Candy M. Obourn Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.8 Elect Director Joseph Scaminace Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.9 Elect Director Wolfgang R. Schmitt Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.10 Elect Director Ake Svensson Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.11 Elect Director James R. Verrier Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.12 Elect Director James L. Wainscott Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 1.13 Elect Director Thomas L. Williams Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForParker-Hannifin Corporation PH 10/25/2017 USA 701094104 Annual 08/31/2017 8,700 4 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year One YearIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.1 Elect Director Martin B. Anstice Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.2 Elect Director Eric K. Brandt Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.3 Elect Director Michael R. Cannon Mgmt For For For
Ivy (Waddell & Reed)
Lam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.4 Elect Director Youssef A. El-Mansy Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.5 Elect Director Christine A. Heckart Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.6 Elect Director Young Bum (YB) Koh Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.7 Elect Director Catherine P. Lego Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.8 Elect Director Stephen G. Newberry Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.9 Elect Director Abhijit Y. Talwalkar Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 1.10 Elect Director Lih Shyng (Rick L.) Tsai Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year One YearLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 4 Ratify Ernst & Young LLP as Auditors Mgmt For For ForLam Research Corporation LRCX 11/08/2017 USA 512807108 Annual 09/11/2017 55,433 5 Adopt Policy to Annually Disclose EEO-1 Data SH Against Against AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.1 Elect Director William H. Gates, III Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.2 Elect Director Reid G. Hoffman Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.3 Elect Director Hugh F. Johnston Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.4 Elect Director Teri L. List-Stoll Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.5 Elect Director Satya Nadella Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.6 Elect Director Charles H. Noski Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.7 Elect Director Helmut Panke Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.8 Elect Director Sandra E. Peterson Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.9 Elect Director Penny S. Pritzker Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.10 Elect Director Charles W. Scharf Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.11 Elect Director Arne M. Sorenson Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.12 Elect Director John W. Stanton Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.13 Elect Director John W. Thompson Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 1.14 Elect Director Padmasree Warrior Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 3 Advisory Vote on Say on Pay Frequency Mgmt One Year One Year One YearMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 4 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 5 Amend Executive Incentive Bonus Plan Mgmt For Refer ForMicrosoft Corporation MSFT 11/29/2017 USA 594918104 Annual 09/29/2017 141,700 6 Approve Omnibus Stock Plan Mgmt For Refer ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionRockwell Automation, Inc. ROK 02/06/2018 USA 773903109 Annual 12/11/2017 7,200 A1 Elect Director Betty C. Alewine Mgmt For For ForRockwell Automation, Inc. ROK 02/06/2018 USA 773903109 Annual 12/11/2017 7,200 A2 Elect Director J. Phillip Holloman Mgmt For For ForRockwell Automation, Inc. ROK 02/06/2018 USA 773903109 Annual 12/11/2017 7,200 A3 Elect Director Lawrence D. Kingsley Mgmt For For ForRockwell Automation, Inc. ROK 02/06/2018 USA 773903109 Annual 12/11/2017 7,200 A4 Elect Director Lisa A. Payne Mgmt For For ForRockwell Automation, Inc. ROK 02/06/2018 USA 773903109 Annual 12/11/2017 7,200 B Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForRockwell Automation, Inc. ROK 02/06/2018 USA 773903109 Annual 12/11/2017 7,200 C Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionFleetCor Technologies, Inc. FLT 02/07/2018 USA 339041105 Special 12/28/2017 10,350 1 Amend Omnibus Stock Plan Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1a Elect Director James Bell Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1b Elect Director Tim Cook Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1c Elect Director Al Gore Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1d Elect Director Bob Iger Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1e Elect Director Andrea Jung Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1f Elect Director Art Levinson Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1g Elect Director Ron Sugar Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 1h Elect Director Sue Wagner Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 4 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Refer ForApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 5 Proxy Access Amendments SH Against Against AgainstApple Inc. AAPL 02/13/2018 USA 037833100 Annual 12/15/2017 71,752 6 Establish Human Rights Committee SH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1a Elect Director Judy Bruner Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1b Elect Director Xun (Eric) Chen Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1c Elect Director Aart J. de Geus Mgmt For For For
Ivy (Waddell & Reed)
Applied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1d Elect Director Gary E. Dickerson Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1e Elect Director Stephen R. Forrest Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1f Elect Director Thomas J. Iannotti Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1g Elect Director Alexander A. Karsner Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1h Elect Director Adrianna C. Ma Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1i Elect Director Scott A. McGregor Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 1j Elect Director Dennis D. Powell Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 3 Ratify KPMG LLP as Auditors Mgmt For For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 4 Provide Right to Act by Written Consent SH Against For ForApplied Materials, Inc. AMAT 03/08/2018 USA 038222105 Annual 01/10/2018 57,700 5 Adopt Policy to Annually Disclose EEO-1 Data SH Against Against AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1a Elect Director Amy L. Banse Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1b Elect Director Edward W. Barnholt Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1c Elect Director Robert K. Burgess Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1d Elect Director Frank A. Calderoni Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1e Elect Director James E. Daley Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1f Elect Director Laura B. Desmond Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1g Elect Director Charles M. Geschke Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1h Elect Director Shantanu Narayen Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1i Elect Director Daniel L. Rosensweig Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 1j Elect Director John E. Warnock Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 2 Amend Omnibus Stock Plan Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 3 Ratify KPMG LLP as Auditors Mgmt For For ForAdobe Systems Incorporated ADBE 04/12/2018 USA 00724F101 Annual 02/14/2018 52,200 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 Annual Meeting Agenda MgmtFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 1 Open Meeting MgmtFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.a Receive Director's Board Report (Non-Voting) MgmtFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.b Discussion on Company's Corporate Governance Structure MgmtFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.c Discuss Remuneration Report Containing Remuneration Policy for Ma MgmtFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.d Receive Explanation on Company's Reserves and Dividend Policy MgmtFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.e Adopt Financial Statements and Statutory Reports Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.f Approve Dividends of EUR 0.71 Per Share Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 2.g Approve Discharge of Directors Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.a Reelect Sergio Marchionne as Executive Director Mgmt For Refer ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.b Reelect John Elkann as Non-Executive Director Mgmt For Refer ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.c Reelect Piero Ferrari as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.d Relect Delphine Arnault as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.e Reelect Louis C. Camilleri as Non- Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.f Reelect Giuseppina Capaldo as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.g Reelect Eduardo H. Cue as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.h Reelect Sergio Duca as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.i Reelect Lapo Elkann as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.j Reelect Amedeo Felisa as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.k Reelect Maria Patrizia Grieco as Non-Executive Director Mgmt For Refer ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.l Reelect Adam Keswick as Non-Executive Director Mgmt For Refer AgainstFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 3.m Reelect Elena Zambon as Non-Executive Director Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 4 Ratify Ernst & Young as Auditors Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 5 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt For For ForFerrari NV RACE 04/13/2018 Netherlands N3167Y103 Annual 03/16/2018 51,514 6 Close Meeting MgmtIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1a Elect Director Craig H. Barratt Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1b Elect Director Michael A. Friedman Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1c Elect Director Gary S. Guthart Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1d Elect Director Amal M. Johnson Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1e Elect Director Keith R. Leonard, Jr. Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1f Elect Director Alan J. Levy Mgmt For For For
Ivy (Waddell & Reed)
Intuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1g Elect Director Jami Dover Nachtsheim Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1h Elect Director Mark J. Rubash Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 1i Elect Director Lonnie M. Smith Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForIntuitive Surgical, Inc. ISRG 04/19/2018 USA 46120E602 Annual 02/23/2018 10,950 3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.1 Elect Director Douglas G. Duncan Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.2 Elect Director Francesca M. Edwardson Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.3 Elect Director Wayne Garrison Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.4 Elect Director Sharilyn S. Gasaway Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.5 Elect Director Gary C. George Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.6 Elect Director J. Bryan Hunt, Jr. Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.7 Elect Director Coleman H. Peterson Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.8 Elect Directors John N. Roberts, III Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.9 Elect Director James L. Robo Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 1.10 Elect Director Kirk Thompson Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 3 Ratify Ernst & Young LLP as Auditors Mgmt For For ForJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 4 Report on Political Contributions SH Against Against AgainstJ.B. Hunt Transport Services, Inc. JBHT 04/19/2018 USA 445658107 Annual 02/13/2018 32,900 5 Adopt and Report on Science-Based GHG Emissions Reduction TargeSH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.1 Elect Director Andrea J. Ayers Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.2 Elect Director George W. Buckley Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.3 Elect Director Patrick D. Campbell Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.4 Elect Director Carlos M. Cardoso Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.5 Elect Director Robert B. Coutts Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.6 Elect Director Debra A. Crew Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.7 Elect Director Michael D. Hankin Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.8 Elect Director James M. Loree Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.9 Elect Director Marianne M. Parrs Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.10 Elect Director Robert L. Ryan Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 1.11 Elect Director James H. Scholefield Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 2 Approve Omnibus Stock Plan Mgmt For Refer ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForStanley Black & Decker, Inc. SWK 04/19/2018 USA 854502101 Annual 02/16/2018 38,050 4 Ratify Ernst & Young LLP as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1a Elect Director Michael L. Corbat Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1b Elect Director Ellen M. Costello Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1c Elect Director John C. Dugan Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1d Elect Director Duncan P. Hennes Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1e Elect Director Peter B. Henry Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1f Elect Director Franz B. Humer Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1g Elect Director S. Leslie Ireland Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1h Elect Director Renee J. James Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1i Elect Director Eugene M. McQuade Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1j Elect Director Michael E. O'Neill Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1k Elect Director Gary M. Reiner Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1l Elect Director Anthony M. Santomero Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1m Elect Director Diana L. Taylor Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1n Elect Director James S. Turley Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1o Elect Director Deborah C. Wright Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 1p Elect Director Ernesto Zedillo Ponce De Leon Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 2 Ratify KPMG LLP as Auditors Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 4 Amend Omnibus Stock Plan Mgmt For For ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 5 Adopt Human and Indigenous People's Rights Policy SH Against Against AgainstCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 6 Provide for Cumulative Voting SH Against Against AgainstCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 7 Report on Lobbying Payments and Policy SH Against Against Against
Ivy (Waddell & Reed)
Citigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 8 Amend Proxy Access Right SH Against Against AgainstCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 9 Prohibit Accelerated Vesting of Awards to Pursue Government ServiceSH Against Refer ForCitigroup Inc. C 04/24/2018 USA 172967424 Annual 02/26/2018 58,450 10 Amend Bylaws -- Call Special Meetings SH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.1 Elect Director Daniel F. Akerson Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.2 Elect Director Nolan D. Archibald Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.3 Elect Director David B. Burritt Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.4 Elect Director Bruce A. Carlson Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.5 Elect Director James O. Ellis, Jr. Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.6 Elect Director Thomas J. Falk Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.7 Elect Director Ilene S. Gordon Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.8 Elect Director Marillyn A. Hewson Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.9 Elect Director Jeh C. Johnson Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.10 Elect Director Joseph W. Ralston Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 1.11 Elect Director James D. Taiclet, Jr. Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 3 Amend Non-Employee Director Omnibus Stock Plan Mgmt For Refer ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 4 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForLockheed Martin Corporation LMT 04/26/2018 USA 539830109 Annual 02/23/2018 21,400 5 Provide Right to Act by Written Consent SH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1A Elect Director Peter J. Arduini Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1B Elect Director Jose Baselga Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1C Elect Director Robert J. Bertolini Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1D Elect Director Giovanni Caforio Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1E Elect Director Matthew W. Emmens Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1F Elect Director Michael Grobstein Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1G Elect Director Alan J. Lacy Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1H Elect Director Dinesh C. Paliwal Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1I Elect Director Theodore R. Samuels Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1J Elect Director Gerald L. Storch Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1K Elect Director Vicki L. Sato Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 1L Elect Director Karen H. Vousden Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 4 Report on Integrating Risks Related to Drug Pricing into Senior Execut SH Against Against AgainstBristol-Myers Squibb Company BMY 05/01/2018 USA 110122108 Annual 03/14/2018 15,800 5 Reduce Ownership Threshold for Shareholders to Call Special MeetingSH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.1 Elect Director Marco Alvera Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.2 Elect Director William D. Green Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.3 Elect Director Charles E. Haldeman, Jr. Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.4 Elect Director Stephanie C. Hill Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.5 Elect Director Rebecca Jacoby Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.6 Elect Director Monique F. Leroux Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.7 Elect Director Maria R. Morris Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.8 Elect Director Douglas L. Peterson Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.9 Elect Director Michael Rake Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.10 Elect Director Edward B. Rust, Jr. Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.11 Elect Director Kurt L. Schmoke Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 1.12 Elect Director Richard E. Thornburgh Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForS&P Global Inc. SPGI 05/01/2018 USA 78409V104 Annual 03/12/2018 30,750 3 Ratify Ernst & Young LLP as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.1 Elect Director Felix J. Baker Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.2 Elect Director David R. Brennan Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.3 Elect Director Christopher J. Coughlin Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.4 Elect Director Deborah Dunsire Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.5 Elect Director Paul Friedman Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.6 Elect Director Ludwig N. Hantson Mgmt For For For
Ivy (Waddell & Reed)
Alexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.7 Elect Director John T. Mollen Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.8 Elect Director Francois Nader Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.9 Elect Director Judith Reinsdorf Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 1.10 Elect Director Andreas Rummelt Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 2 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForAlexion Pharmaceuticals, Inc. ALXN 05/08/2018 USA 015351109 Annual 03/12/2018 13,900 4 Require Independent Board Chairman SH Against Refer ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.1 Elect Director Donald J. Ehrlich Mgmt For Refer AgainstDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.2 Elect Director Linda Hefner Filler Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.3 Elect Director Thomas P. Joyce, Jr. Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.4 Elect Director Teri List-Stoll Mgmt For Refer AgainstDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.5 Elect Director Walter G. Lohr, Jr. Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.6 Elect Director Mitchell P. Rales Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.7 Elect Director Steven M. Rales Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.8 Elect Director John T. Schwieters Mgmt For Refer AgainstDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.9 Elect Director Alan G. Spoon Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.10 Elect Director Raymond C. Stevens Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 1.11 Elect Director Elias A. Zerhouni Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForDanaher Corporation DHR 05/08/2018 USA 235851102 Annual 03/12/2018 40,950 4 Reduce Ownership Threshold for Shareholders to Call Special MeetingSH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1a Elect Director Terrence A. Duffy Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1b Elect Director Timothy S. Bitsberger Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1c Elect Director Charles P. Carey Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1d Elect Director Dennis H. Chookaszian Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1e Elect Director Ana Dutra Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1f Elect Director Martin J. Gepsman Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1g Elect Director Larry G. Gerdes Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1h Elect Director Daniel R. Glickman Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1i Elect Director Deborah J. Lucas Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1j Elect Director Alex J. Pollock Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1k Elect Director Terry L. Savage Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1l Elect Director William R. Shepard Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1m Elect Director Howard J. Siegel Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 1n Elect Director Dennis A. Suskind Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForCME Group Inc. CME 05/09/2018 USA 12572Q105 Annual 03/12/2018 72,100 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.1 Elect Director Harold Brown Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.2 Elect Director Andre Calantzopoulos Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.3 Elect Director Louis C. Camilleri Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.4 Elect Director Massimo Ferragamo Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.5 Elect Director Werner Geissler Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.6 Elect Director Lisa A. Hook Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.7 Elect Director Jennifer Li Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.8 Elect Director Jun Makihara Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.9 Elect Director Sergio Marchionne Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.10 Elect Director Kalpana Morparia Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.11 Elect Director Lucio A. Noto Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.12 Elect Director Frederik Paulsen Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.13 Elect Director Robert B. Polet Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 1.14 Elect Director Stephen M. Wolf Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForPhilip Morris International Inc. PM 05/09/2018 USA 718172109 Annual 03/16/2018 36,500 3 Ratify PricewaterhouseCoopers SA as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1a Elect Director Andrew H. Card, Jr. Mgmt For For For
Ivy (Waddell & Reed)
Union Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1b Elect Director Erroll B. Davis, Jr. Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1c Elect Director David B. Dillon Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1d Elect Director Lance M. Fritz Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1e Elect Director Deborah C. Hopkins Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1f Elect Director Jane H. Lute Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1g Elect Director Michael R. McCarthy Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1h Elect Director Thomas F. McLarty, III Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1i Elect Director Bhavesh V. Patel Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 1j Elect Director Jose H. Villarreal Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForUnion Pacific Corporation UNP 05/10/2018 USA 907818108 Annual 03/09/2018 31,200 4 Require Independent Board Chairman SH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 1a Elect Director Walter W. Bettinger, II Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 1b Elect Director Joan T. Dea Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 1c Elect Director Christopher V. Dodds Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 1d Elect Director Mark A. Goldfarb Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 1e Elect Director Charles A. Ruffel Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 4 Amend Omnibus Stock Plan Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 5 Provide Proxy Access Right Mgmt For For ForThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 6 Prepare Employment Diversity Report SH Against Against AgainstThe Charles Schwab Corporation SCHW 05/15/2018 USA 808513105 Annual 03/16/2018 162,800 7 Report on Political Contributions SH Against Against AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionZoetis Inc. ZTS 05/15/2018 USA 98978V103 Annual 03/21/2018 92,950 1.1 Elect Director Sanjay Khosla Mgmt For For ForZoetis Inc. ZTS 05/15/2018 USA 98978V103 Annual 03/21/2018 92,950 1.2 Elect Director Willie M. Reed Mgmt For For ForZoetis Inc. ZTS 05/15/2018 USA 98978V103 Annual 03/21/2018 92,950 1.3 Elect Director Linda Rhodes Mgmt For For ForZoetis Inc. ZTS 05/15/2018 USA 98978V103 Annual 03/21/2018 92,950 1.4 Elect Director William C. Steere, Jr. Mgmt For For ForZoetis Inc. ZTS 05/15/2018 USA 98978V103 Annual 03/21/2018 92,950 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForZoetis Inc. ZTS 05/15/2018 USA 98978V103 Annual 03/21/2018 92,950 3 Ratify KPMG LLP as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1a Elect Director Abdulaziz F. Al Khayyal Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1b Elect Director William E. Albrecht Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1c Elect Director Alan M. Bennett Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1d Elect Director James R. Boyd Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1e Elect Director Milton Carroll Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1f Elect Director Nance K. Dicciani Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1g Elect Director Murry S. Gerber Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1h Elect Director Jose C. Grubisich Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1i Elect Director David J. Lesar Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1j Elect Director Robert A. Malone Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1k Elect Director Jeffrey A. Miller Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 1l Elect Director Debra L. Reed Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 2 Ratify KPMG LLP as Auditors Mgmt For For ForHalliburton Company HAL 05/16/2018 USA 406216101 Annual 03/19/2018 102,819 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.1 Elect Director Wesley G. Bush Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.2 Elect Director Marianne C. Brown Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.3 Elect Director Donald E. Felsinger Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.4 Elect Director Ann M. Fudge Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.5 Elect Director Bruce S. Gordon Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.6 Elect Director William H. Hernandez Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.7 Elect Director Madeleine A. Kleiner Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.8 Elect Director Karl J. Krapek Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.9 Elect Director Gary Roughead Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.10 Elect Director Thomas M. Schoewe Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.11 Elect Director James S. Turley Mgmt For For For
Ivy (Waddell & Reed)
Northrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 1.12 Elect Director Mark A. Welsh, III Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForNorthrop Grumman Corporation NOC 05/16/2018 USA 666807102 Annual 03/20/2018 13,550 4 Reduce Ownership Threshold for Shareholders to Call Special MeetingSH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1a Elect Director Gerard J. Arpey Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1b Elect Director Ari Bousbib Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1c Elect Director Jeffery H. Boyd Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1d Elect Director Gregory D. Brenneman Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1e Elect Director J. Frank Brown Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1f Elect Director Albert P. Carey Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1g Elect Director Armando Codina Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1h Elect Director Helena B. Foulkes Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1i Elect Director Linda R. Gooden Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1j Elect Director Wayne M. Hewett Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1k Elect Director Stephanie C. Linnartz Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1l Elect Director Craig A. Menear Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 1m Elect Director Mark Vadon Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 2 Ratify KPMG LLP as Auditors Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 4 Report on Political Contributions SH Against Against AgainstThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 5 Prepare Employment Diversity Report and Report on Diversity PoliciesSH Against Against AgainstThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 6 Reduce Ownership Threshold for Shareholders to Call Special MeetingSH Against For ForThe Home Depot, Inc. HD 05/17/2018 USA 437076102 Annual 03/19/2018 65,800 7 Clawback of Incentive Payments SH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 1.1 Elect Director Sangeeta N. Bhatia Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 1.2 Elect Director Jeffrey M. Leiden Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 1.3 Elect Director Bruce I. Sachs Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 2 Reduce Supermajority Vote Requirement Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 3 Amend Omnibus Stock Plan Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 4 Ratify Ernst & Young LLP as Auditors Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 6 Report on Drug Pricing Increases SH Against Refer AgainstVertex Pharmaceuticals Incorporated VRTX 05/17/2018 USA 92532F100 Annual 03/29/2018 5,500 7 Report on Lobbying Payments and Policy SH Against Against AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1a Elect Director Gustavo Lara Cantu Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1b Elect Director Raymond P. Dolan Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1c Elect Director Robert D. Hormats Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1d Elect Director Grace D. Lieblein Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1e Elect Director Craig Macnab Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1f Elect Director JoAnn A. Reed Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1g Elect Director Pamela D.A. Reeve Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1h Elect Director David E. Sharbutt Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1i Elect Director James D. Taiclet, Jr. Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 1j Elect Director Samme L. Thompson Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForAmerican Tower Corporation AMT 05/23/2018 USA 03027X100 Annual 03/28/2018 15,450 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1a Elect Director Rodney C. Adkins Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1b Elect Director Wences Casares Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1c Elect Director Jonathan Christodoro Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1d Elect Director John J. Donahoe Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1e Elect Director David W. Dorman Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1f Elect Director Belinda J. Johnson Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1g Elect Director Gail J. McGovern Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1h Elect Director David M. Moffett Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1i Elect Director Ann M. Sarnoff Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1j Elect Director Daniel H. Schulman Mgmt For For For
Ivy (Waddell & Reed)
PayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 1k Elect Director Frank D. Yeary Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 3 Amend Omnibus Stock Plan Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 4 Amend Qualified Employee Stock Purchase Plan Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 5 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For ForPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 6 Amend Proxy Access Right SH Against Against AgainstPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 7 Report on Political Contributions SH Against Against AgainstPayPal Holdings, Inc. PYPL 05/23/2018 USA 70450Y103 Annual 04/03/2018 161,700 8 Amend Board Governance Documents to Define Human Rights RespoSH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1a Elect Director Jeffrey P. Bezos Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1b Elect Director Tom A. Alberg Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1c Elect Director Jamie S. Gorelick Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1d Elect Director Daniel P. Huttenlocher Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1e Elect Director Judith A. McGrath Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1f Elect Director Jonathan J. Rubinstein Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1g Elect Director Thomas O. Ryder Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1h Elect Director Patricia Q. Stonesifer Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 1i Elect Director Wendell P. Weeks Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 4 Adopt Policy on Board Diversity *Withdrawn Resolution* SHAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 5 Require Independent Board Chairman SH Against Refer ForAmazon.com, Inc. AMZN 05/30/2018 USA 023135106 Annual 04/05/2018 8,828 6 Provide Vote Counting to Exclude Abstentions SH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.1 Elect Director Marc L. Andreessen Mgmt For For ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.2 Elect Director Erskine B. Bowles Mgmt For For ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.3 Elect Director Kenneth I. Chenault Mgmt For For ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.4 Elect Director Susan D. Desmond-Hellmann Mgmt For Refer ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.5 Elect Director Reed Hastings Mgmt For Refer ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.6 Elect Director Jan Koum - Withdrawn Resolution MgmtFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.7 Elect Director Sheryl K. Sandberg Mgmt For Refer ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.8 Elect Director Peter A. Thiel Mgmt For Refer ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 1.9 Elect Director Mark Zuckerberg Mgmt For Refer ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 3 Approve Recapitalization Plan for all Stock to Have One-vote per SharSH Against For ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 4 Establish Board Committee on Risk Management SH Against Refer ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 5 Adopt Simple Majority Vote SH Against For ForFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 6 Report on Major Global Content Management Controversies (Fake NeSH Against Refer AgainstFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 7 Report on Gender Pay Gap SH Against Against AgainstFacebook, Inc. FB 05/31/2018 USA 30303M102 Annual 04/06/2018 42,350 8 Report on Responsible Tax Principles SH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1a Elect Director William C. Ballard, Jr. Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1b Elect Director Richard T. Burke Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1c Elect Director Timothy P. Flynn Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1d Elect Director Stephen J. Hemsley Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1e Elect Director Michele J. Hooper Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1f Elect Director F. William McNabb, III Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1g Elect Director Valerie C. Montgomery Rice Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1h Elect Director Glenn M. Renwick Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1i Elect Director Kenneth I. Shine Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1j Elect Director David S. Wichmann Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 1k Elect Director Gail R. Wilensky Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForUnitedHealth Group Incorporated UNH 06/04/2018 USA 91324P102 Annual 04/10/2018 24,700 3 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.1 Elect Director Larry Page Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.2 Elect Director Sergey Brin Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.3 Elect Director Eric E. Schmidt Mgmt For For For
Ivy (Waddell & Reed)
Alphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.4 Elect Director L. John Doerr Mgmt For Refer ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.5 Elect Director Roger W. Ferguson, Jr. Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.6 Elect Director Diane B. Greene Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.7 Elect Director John L. Hennessy Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.8 Elect Director Ann Mather Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.9 Elect Director Alan R. Mulally Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.10 Elect Director Sundar Pichai Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 1.11 Elect Director K. Ram Shriram Mgmt For Refer ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 3 Amend Omnibus Stock Plan Mgmt For For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 4 Approve Recapitalization Plan for all Stock to Have One-vote per SharSH Against For ForAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 5 Report on Lobbying Payments and Policy SH Against Against AgainstAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 6 Report on Gender Pay Gap SH Against Against AgainstAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 7 Adopt Simple Majority Vote SH Against For AgainstAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 8 Assess Feasibility of Including Sustainability as a Performance Measu SH Against Against AgainstAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 9 Adopt a Policy on Board Diversity SH Against Against AgainstAlphabet Inc. GOOGL06/06/2018 USA 02079K305 Annual 04/18/2018 6,350 10 Report on Major Global Content Management Controversies SH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 1.1 Elect Director Mark A. Johnson Mgmt For Refer WithholdFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 1.2 Elect Director Hala G. Moddelmog Mgmt For For ForFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 1.3 Elect Director Jeffrey S. Sloan Mgmt For Refer WithholdFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 2 Ratify Ernst & Young LLP as Auditors Mgmt For For ForFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 4 Eliminate Supermajority Vote Requirement Mgmt For For ForFleetCor Technologies, Inc. FLT 06/06/2018 USA 339041105 Annual 04/18/2018 10,350 5 Declassify the Board of Directors SH Against For ForIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.1 Elect Director Timothy M. Armstrong Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.2 Elect Director Jeffery H. Boyd Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.3 Elect Director Jeffrey E. Epstein Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.4 Elect Director Glenn D. Fogel Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.5 Elect Director Mirian Graddick-Weir Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.6 DElect irector James M. Guyette Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.7 Elect Director Robert J. Mylod, Jr. Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.8 Elect Director Charles H. Noski Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.9 Elect Director Nancy B. Peretsman Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.10 Elect Director Nicholas J. Read Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.11 Elect Director Thomas E. Rothman Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.12 Elect Director Craig W. Rydin Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 1.13 Elect Director Lynn M. Vojvodich Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 4 Amend Omnibus Stock Plan Mgmt For For ForBooking Holdings Inc. BKNG 06/07/2018 USA 09857L108 Annual 04/12/2018 950 5 Require Independent Board Chairman SH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.1 Elect Director Rodney C. Sacks Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.2 Elect Director Hilton H. Schlosberg Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.3 Elect Director Mark J. Hall Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.4 Elect Director Norman C. Epstein Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.5 Elect Director Gary P. Fayard Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.6 Elect Director Benjamin M. Polk Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.7 Elect Director Sydney Selati Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.8 Elect Director Harold C. Taber, Jr. Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.9 Elect Director Kathy N. Waller Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 1.10 Elect Director Mark S. Vidergauz Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForMonster Beverage Corporation MNST 06/07/2018 USA 61174X109 Annual 04/13/2018 54,950 4 Report on Human Trafficking and Forced Labor in Supply Chains SH Against Against Against
Ivy (Waddell & Reed)
Issuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.1 Elect Director Kenneth J. Bacon Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.2 Elect Director Madeline S. Bell Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.3 Elect Director Sheldon M. Bonovitz Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.4 Elect Director Edward D. Breen Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.5 Elect Director Gerald L. Hassell Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.6 Elect Director Jeffrey A. Honickman Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.7 Elect Director Maritza G. Montiel Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.8 Elect Director Asuka Nakahara Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.9 Elect Director David C. Novak Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 1.10 Elect Director Brian L. Roberts Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 2 Ratify Deloitte & Touche LLP as Auditors Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForComcast Corporation CMCSA 06/11/2018 USA 20030N101 Annual 04/06/2018 57,950 4 Report on Lobbying Payments and Policy SH Against Against AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote Instructionsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1a Elect Director Marc Benioff Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1b Elect Director Keith Block Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1c Elect Director Craig Conway Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1d Elect Director Alan Hassenfeld Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1e Elect Director Neelie Kroes Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1f Elect Director Colin Powell Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1g Elect Director Sanford Robertson Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1h Elect Director John V. Roos Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1i Elect Director Bernard Tyson Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1j Elect Director Robin Washington Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1k Elect Director Maynard Webb Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 1l Elect Director Susan Wojcicki Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 2 Amend Right to Call Special Meeting Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 3 Amend Omnibus Stock Plan Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 4 Ratify Ernst & Young LLP as Auditors Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 5 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 6 Eliminate Supermajority Vote Requirement SH Against For Forsalesforce.com, inc. CRM 06/12/2018 USA 79466L302 Annual 04/18/2018 89,500 7 Adopt Guidelines for Country Selection SH Against Against AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.1 Elect Director Kelly A. Ayotte Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.2 Elect Director David L. Calhoun Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.3 Elect Director Daniel M. Dickinson Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.4 Elect Director Juan Gallardo Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.5 Elect Director Dennis A. Muilenburg Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.6 Elect Director William A. Osborn Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.7 Elect Director Debra L. Reed Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.8 Elect Director Edward B. Rust, Jr. Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.9 Elect Director Susan C. Schwab Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.10 Elect Director D. James Umpleby, III Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.11 Elect Director Miles D. White Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 1.12 Elect Director Rayford Wilkins, Jr. Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 2 Ratify PricewaterhouseCoopers as Auditors Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 3 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 4 Reduce Ownership Threshold for Shareholders to Call Special MeetingSH Against For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 5 Amend Compensation Clawback Policy SH Against For ForCaterpillar Inc. CAT 06/13/2018 USA 149123101 Annual 04/16/2018 59,650 6 Require Director Nominee with Human Rights Experience SH Against Refer AgainstIssuer Name Ticker Meeting Date Country Primary Security ID Meeting Type Record Date Shares Voted Proposal Number Proposal Text Proponent Mgmt Rec Voting Policy Rec Vote InstructionMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1a Elect Director Richard Haythornthwaite Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1b Elect Director Ajay Banga Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1c Elect Director Silvio Barzi Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1d Elect Director David R. Carlucci Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1e Elect Director Richard K. Davis Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1f Elect Director Steven J. Freiberg Mgmt For For For
Ivy (Waddell & Reed)
Mastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1g Elect Director Julius Genachowski Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1h Elect Director Choon Phong Goh Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1i Elect Director Merit E. Janow Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1j Elect Director Nancy Karch Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1k Elect Director Oki Matsumoto Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1l Elect Director Rima Qureshi Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1m Elect Director Jose Octavio Reyes Lagunes Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 1n Elect Director Jackson Tai Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 2 Advisory Vote to Ratify Named Executive Officers' Compensation Mgmt For For ForMastercard Incorporated MA 06/26/2018 USA 57636Q104 Annual 04/27/2018 65,400 3 Ratify PricewaterhouseCoopers LLP as Auditors Mgmt For For For
Ivy (Waddell & Reed)
Larsen & Toubro LtdMeeting Date: 07/04/2017Record Date: 05/26/2017
Primary ISIN: INE018A01030
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Postal Ballot1 Mgmt For For For Approve Issuance of Bonus Shares
Vedanta Ltd.Meeting Date: 07/14/2017Record Date: 07/07/2017
Primary ISIN: INE205A01025
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve First and Second Interim Dividends3 Mgmt For For For Reelect Thomas Albanese as Director4 Mgmt For For For Approve S.R. Batliboi & Co., LLP as Auditors and Authorize Board to Fix Their Remuneration5 Mgmt For For For Elect G.R. Arun Kumar as Director and Approve Appointment and Remuneration of G.R. Arun
Kumar as Whole Time Director and Chief Financial Officer (CFO)6 Mgmt For For For Approve Reppointment and Remuneration of Thomas Albanese as Whole Time Director and
Chief Executive Officer (CEO)7 Mgmt For For For Elect K. Venkataramanan as Director8 Mgmt For Against Against Elect Aman Mehta as Director9 Mgmt For For For Elect Priya Agarwal as Non-Executive Director10 Mgmt For For For Authorize Board to Fix Remuneration of Cost Auditors11 Mgmt For For For Approve Issuance of Non-Convertible Debentures on Private Placement Basis12 Mgmt For Against Against Approve Waiver of Excess Remuneration of Navin Agarwal, Whole-Time Director
Belle International Holdings LtdMeeting Date: 07/17/2017Record Date: 07/11/2017
Primary ISIN: KYG097021045
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt SPECIAL RESOLUTION1 Mgmt For For For Approve Capital Reduction to Give Effect to the Scheme
Mgmt ORDINARY RESOLUTIONS1 Mgmt For For For Approve Increase in Authorized Share Capital in Relation to the Implementation of the Scheme
and Withdrawal of the Listing of the Shares from The Stock Exchange of Hong Kong Limited2 Mgmt For For For Approve Management Participation
1
Q317 EM LP Proxy Report
Q U A R T E R 3 , 2 0 1 7
P R O X Y R E P O R TMONDRIAN EMERGING MARKETS EQUITY FUND, L.P.
Belle International Holdings LtdMeeting Date: 07/17/2017Record Date: 07/11/2017
Primary ISIN: KYG097021045
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt COURT MEETING1 Mgmt For For For Approve Scheme of Arrangement
Bajaj Auto Ltd.Meeting Date: 07/20/2017Record Date: 07/13/2017
Primary ISIN: INE917I01010
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Dividend3 Mgmt For For For Reelect Madhur Bajaj as Director4 Mgmt For Against Against Reelect Shekhar Bajaj as Director5 Mgmt For For For Approve S R B C & Co LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their
Remuneration6 Mgmt For For For Elect Naushad Forbes as Director7 Mgmt For Against Against Elect Omkar Goswami as Director
Reliance Industries Ltd.Meeting Date: 07/21/2017Record Date: 07/14/2017
Primary ISIN: INE002A01018
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Dividend3 Mgmt For Against Against Reelect Nita M. Ambani as Director4 Mgmt For For For Reelect Hital R. Meswani as Director5 Mgmt For For For Approve S R B C & Co., LLP, Chartered Accountants and D T S & Associates, Chartered
Accountants as Auditors and Authorize Board to Fix Their Remuneration6 Mgmt For For For Approve Reappointment and Remuneration of Pawan Kumar Kapil as Whole-time Director7 Mgmt For For For Approve Reappointment and Remuneration of Nikhil R. Meswani as Whole-time Director8 Mgmt For For For Reelect Yogendra P. Trivedi as Director9 Mgmt For For For Reelect Ashok Misra as Director10 Mgmt For For For Reelect Mansingh L. Bhakta as Director11 Mgmt For For For Reelect Dipak C. Jain as Director12 Mgmt For For For Reelect Raghunath A. Mashelkar as Director13 Mgmt For For For Elect Shumeet Banerji as Director14 Mgmt For For For Amend Articles of Association15 Mgmt For For For Authorize Board to Fix Remuneration of Cost Auditors16 Mgmt For For For Authorize Issuance of Redeemable Non-Convertible Debentures
Belle International Holdings LtdMeeting Date: 07/26/2017Record Date: 07/20/2017
Primary ISIN: KYG097021045
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Final Dividend3 Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration4a1 Mgmt For Against Against Elect Sheng Fang as Director4a2 Mgmt For For For Elect Hu Xiaoling as Director4a3 Mgmt For For For Elect Gao Yu as Director4b Mgmt For For For Authorize Board to Fix Remuneration of Directors5 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights6 Mgmt For For For Authorize Repurchase of Issued Share Capital7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
2
Q317 EM LP Proxy Report
Housing Development Finance Corp. Ltd.Meeting Date: 07/26/2017Record Date: 07/19/2017
Primary ISIN: INE001A01036
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1a Mgmt For For For Accept Financial Statements and Statutory Reports1b Mgmt For For For Accept Consolidated Financial Statements and Statutory Reports2 Mgmt For For For Confirm Interim Dividend and Declare Final Dividend3 Mgmt For Against Against Reelect Renu Sud Karnad as Director4 Mgmt For For For Reelect V. Srinivasa Rangan as Director5 Mgmt For For For Approve B S R & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix Their
Remuneration6 Mgmt For For For Approve Issuance of Redeemable Non-Convertible Debentures and/or Other Hybrid Instruments
on Private Placement Basis7 Mgmt For For For Approve Related Party Transactions with HDFC Bank Ltd.8 Mgmt For For For Approve Revision in the Remuneration of the Managing Directors and Wholetime Director9 Mgmt For For For Adopt New Articles of Association
AMMB Holdings BerhadMeeting Date: 07/31/2017Record Date: 07/25/2017
Primary ISIN: MYL1015OO006
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Final Dividend2 Mgmt For For For Approve Remuneration of Directors3 Mgmt For For For Approve Directors' Benefits4 Mgmt For For For Elect Suzette Margaret Corr as Director5 Mgmt For For For Elect Rohana binti Tan Sri Mahmood as Director6 Mgmt For For For Elect Voon Seng Chuan as Director7 Mgmt For For For Elect Azman Hashim as Director8 Mgmt For Against Against Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration9 Mgmt For Against Against Approve Issuance of Shares Pursuant to the Executives' Share Scheme10 Mgmt For Against Against Approve Issuance of Shares to Sulaiman bin Mohd Tahir Pursuant to the the Executives' Share
Scheme11 Mgmt For For For Approve Issuance of Shares Under the Dividend Reinvestment Plan12 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights13 Mgmt For For For Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with
Australia and New Zealand Banking Group Limited Group14 Mgmt For For For Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with
Amcorp Group Berhad Group15 Mgmt For For For Approve Implementation of Shareholders' Mandate for Recurrent Related Party Transactions with
Modular Techcorp Holdings Berhad Group
Romgaz SAMeeting Date: 08/09/2017Record Date: 07/27/2017
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR HoldersMgmt Managements
1 Mgmt For For For Approve Addendum to Association Agreement with Schlumberger2 Mgmt For For For Approve Transaction Agreement Related to Amendments to Association Agreement with
Schlumberger3 Mgmt For For For Approve Record Date for Effectiveness of This Meeting's Resolutions4 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Mgmt Shareholders5 SH None Against Against Amend Bylaws6 SH None Against Against Delegate Powers to Board Chairman to Sign Amended Bylaws
3
Q317 EM LP Proxy Report
Larsen & Toubro LtdMeeting Date: 08/22/2017Record Date: 08/14/2017
Primary ISIN: INE018A01030
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Dividend3 Mgmt For For For Reelect Sushobhan Sarker as Director4 Mgmt For For For Reelect Shailendra Roy as Director5 Mgmt For For For Reelect R. Shankar Raman as Director6 Mgmt For For For Reelect Subodh Bhargava as Director7 Mgmt For For For Approve Appointment and Remuneration of S.N. Subrahmanyan as Chief Executive Officer and
Managing Director8 Mgmt For For For Elect Jayant Damodar Patil as Director9 Mgmt For For For Elect Arvind Gupta as Director10 Mgmt For Against Against Approve Appointment and Remuneration of Jayant Damodar Patil as Executive Director11 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights12 Mgmt For For For Approve Issuance of Secure/Unsecured Redeemable Non-Convertible Debentures on Private
Placement Basis13 Mgmt For For For Approve Deloitte Haskins & Sells, Chartered Accountants as Auditors and Authorize Board to Fix
Their Remuneration14 Mgmt For For For Approve Remuneration of Cost Auditors
Larsen & Toubro LtdMeeting Date: 08/22/2017Record Date: 07/20/2017
Primary ISIN: INE018A01030
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Court-Ordered Meeting for Shareholders1 Mgmt For For For Approve Scheme of Amalgamation
Reliance Industries Ltd.Meeting Date: 09/01/2017Record Date: 07/27/2017
Primary ISIN: INE002A01018
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Increase Authorized Common Stock2 Mgmt For For For Approve Issuance of Bonus Shares3 Mgmt For Against Against Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of the Company4 Mgmt For Against Against Approve Employees Stock Option Scheme 2017 (ESOS 2017) for Employees of Subsidiary
Companies
Romgaz SAMeeting Date: 09/07/2017Record Date: 08/28/2017
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR HoldersMgmt Special Meeting - Ordinary BusinessMgmt Managements
1 Mgmt For For For Extend Term of Interim Directors by up to Two Months2 Mgmt For For For Elect Sorana Baciu as Director3 Mgmt For For For Approve Fixed Remuneration of Directors4 Mgmt For For For Amend Annex to Contract of Mandate for Interim Directors5 Mgmt For For For Approve Contract of Mandate for Director Elected Pursuant to Item 26 Mgmt For For For Empower Representative of Romanian Ministry of Energy to Sign Annex to Contracts with Interim
Directors7 Mgmt For For For Empower Representative of Romanian Ministry of Energy to Sign Annex to Contracts with Elected
Director Pursuant to Item 28 Mgmt For For For Approve Meeting's Record Date9 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Mgmt Shareholders10 SH None Against Against Elect Directors via Cumulative Voting11 SH None For For Fix Duration of Mandate of Elected Directors12 SH None For For Approve Contract of Mandate for Directors13 SH None For For Approve Remuneration of Directors
4
Q317 EM LP Proxy Report
Indiabulls Housing Finance Ltd.Meeting Date: 09/08/2017Record Date: 09/01/2017
Primary ISIN: INE148I01020
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Confirm Interim Dividends3 Mgmt For Against Against Reelect Ajit Kumar Mittal as Director4 Mgmt For For For Reelect Ashwini Omprakash Kumar as Director5 Mgmt For For For Approve S.R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix
Their Remuneration6 Mgmt For For For Approve Increase in Borrowing Powers7 Mgmt For For For Approve Issuance of Non-Convertible Debentures on Private Placement Basis8 Mgmt For For For Amend Memorandum of Association to Reflect Changes in Capital9 Mgmt For For For Approve Reappointment and Remuneration of Sameer Gehlaut as Executive Director and Key
Managerial Personnel, Designated as Executive Chairman10 Mgmt For For For Approve Reappointment and Remuneration of Gagan Banga as Executive Director and Key
Managerial Personnel, Designated as Vice-Chairman, Managing Director and CEO11 Mgmt For For For Approve Reappointment and Remuneration of Ajit Kumar Mittal as Executive Director and Key
Managerial Personnel, Designated as Executive Director12 Mgmt For For For Approve Reappointment and Remuneration of Ashwini Omprakash Kumar as Executive Director
and Key Managerial Personnel, Designated as Deputy Managing Director13 Mgmt For For For Approve Reappointment and Remuneration of Sachin Chaudhary as Executive Director and Key
Managerial Personnel, Designated as Executive Director
Power Grid Corporation of India LtdMeeting Date: 09/19/2017Record Date: 09/12/2017
Primary ISIN: INE752E01010
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Interim Dividend and Declare Final Dividend3 Mgmt For Against Against Reelect Ravi P. Singh as Director4 Mgmt For For For Approve Remuneration of Statutory Auditors5 Mgmt For Against Against Elect K. Sreekant as Director6 Mgmt For Against Against Elect Prabhakar Singh as Director7 Mgmt For For For Elect Tse Ten Dorji as Director8 Mgmt For For For Elect Jyotika Kalra as Director9 Mgmt For For For Approve Remuneration of Cost Auditors10 Mgmt For For For Approve Increase in Borrowing Powers11 Mgmt For For For Approve Issuance of Non-Convertible Debentures on Private Placement Basis12 Mgmt For For For Amend Objects Clause of Memorandum of Association13 Mgmt For For For Amend Articles of Association
Romgaz SAMeeting Date: 09/19/2017Record Date: 09/08/2017
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR HoldersMgmt Managements
1 Mgmt For For For Approve Activity Report for S1 20172 Mgmt For For For Approve Meeting's Record Date3 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Mgmt Shareholders4 SH None For For Empower State Representative to Sign Contract of Mandate with Directors Elected at Sept. 7,
2017, EGM
5
Q317 EM LP Proxy Report
HCL Technologies Ltd.Meeting Date: 09/21/2017Record Date: 09/14/2017
Primary ISIN: INE860A01027
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Reelect Sudhindar Krishan Khanna as Director3 Mgmt For For For Approve S. R. Batliboi & Co. LLP, Chartered Accountants as Auditors and Authorize Board to Fix
Their Remuneration4 Mgmt For For For Approve Reappointment and Remuneration of Shiv Nadar as Managing Director5 Mgmt For For For Elect Deepak Kapoor as Director
Fibra Uno Administracion de Mexico S.A. de C.V.Meeting Date: 09/25/2017Record Date: 09/15/2017
Primary ISIN: MXCFFU000001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Meeting for Holders of REITs - ISIN MXCFFU0000011 Mgmt For For For Approve Program for Placement of Real Estate Trust Certificates (FUNO 11) and Debt Trust
Certificates2 Mgmt For For For Approve Issuance of Additional Real Estate Trust Certificates to be Held in Treasury3 Mgmt For For For Appoint Legal Representatives4 Mgmt For For For Approve Minutes of Meeting
Suzano Papel e Celulose S.A.Meeting Date: 09/29/2017Record Date:
Primary ISIN: BRSUZBACNPA3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for Preferred Shareholders - Class A1 Mgmt For For For Approve Conversion of All Class A Preferred Shares into Common Shares at Ratio of 1:1
6
Q317 EM LP Proxy Report
Infosys Ltd.Meeting Date: 10/07/2017Record Date: 08/30/2017
Primary ISIN: INE009A01021
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Postal Ballot
1 Mgmt For For For Approve Buy Back of Equity Shares2 Mgmt For For For Elect D. Sundaram as Director3 Mgmt For For For Elect Nandan M. Nilekani as Director4 Mgmt For For For Approve Appointment of U. B. Pravin Rao as Managing Director
China Construction Bank CorporationMeeting Date: 10/09/2017Record Date: 09/08/2017
Primary ISIN: CNE1000002H1
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt EGM BALLOT FOR THE HOLDERS OF H SHARES
1 Mgmt For For For Elect Tian Guoli and Authorize the Remuneration Committee to Fix His Remuneration
Infosys Ltd.Meeting Date: 10/09/2017Record Date: 08/30/2017
Primary ISIN: INE009A01021
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for ADR Holders
1 Mgmt For For For Approve Buy Back of Equity Shares2 Mgmt For For For Elect D. Sundaram as Director3 Mgmt For For For Elect Nandan M. Nilekani as Director4 Mgmt For For For Approve Appointment of U. B. Pravin Rao as Managing Director
PT Bank Rakyat Indonesia (Persero) TbkMeeting Date: 10/18/2017Record Date: 09/25/2017
Primary ISIN: ID1000118201
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Approve Stock Split and Amend Articles of Association Regarding the Stock Split2 Mgmt For Against Against Elect Directors and Commissioners
KazMunaiGas Exploration Production JSCMeeting Date: 10/19/2017Record Date: 09/19/2017
Primary ISIN: KZ000A0KEZQ2
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for GDR Holders
1 Mgmt For For For Elect Vote Counting Commission2 Mgmt For For For Approve Early Termination of Powers of Igor Goncharov as Director3 Mgmt For For For Elect New Director4 Mgmt For Against Against Approve Remuneration of Directors
1
Q417 EM LP Proxy Report
Quarter 4, 2017
Proxy ReportMondrian Emerging Markets Equity Fund, L.P.
Romgaz SAMeeting Date: 10/20/2017Record Date: 10/10/2017
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for ADR Holders
1 SH None Against For Approve Distribution of Special Dividend of RON 1.94 per Share from Reserves2 SH None Against For Approve Dividends' Payment Date3 SH None Against For Approve Terms of Special Dividend Distribution4 Mgmt For For For Approve Meeting's Record Date5 Mgmt For For For Approve Meeting's Ex-Date6 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
China Bluechemical Ltd.Meeting Date: 10/24/2017Record Date: 09/22/2017
Primary ISIN: CNE1000002D0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Elect Meng Jun as Director and Authorize Board to Fix His Remuneration2 Mgmt For For For Elect Tang Quanrong as Supervisor and Authorize Board to Fix His Remuneration3 Mgmt For Against Against Approve Amendments to the Articles of Association and Authorize Board to Deal with
All Matters in Relation to the Amendments to the Articles of Association
Growthpoint Properties LtdMeeting Date: 11/14/2017Record Date: 11/03/2017
Primary ISIN: ZAE000179420
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1.1 Mgmt For For For Accept Financial Statements and Statutory Reports for the Year Ended 30 June 20171.2.1 Mgmt For Against Against Re-elect Francois Marais as Director1.2.2 Mgmt For For For Re-elect Ragavan Moonsamy as Director1.2.3 Mgmt For Against Against Re-elect Eric Visser as Director1.3.1 Mgmt For For For Re-elect Lynette Finlay as Chairman of the Audit Committee1.3.2 Mgmt For Against Against Re-elect Peter Fechter as Member of the Audit Committee1.3.3 Mgmt For Against Against Re-elect John Hayward as Member of the Audit Committee1.4 Mgmt For For For Reappoint KPMG Inc as Auditors of the Company1.5.1 Mgmt For Against Against Approve Remuneration Policy1.5.2 Mgmt For Against Against Approve Implementation of the Remuneration Policy1.6 Mgmt For For For Place Authorised but Unissued Shares under Control of Directors1.7 Mgmt For For For Authorise Directors to Issue Shares to Afford Shareholders Distribution Reinvestment
Alternatives1.8 Mgmt For For For Authorise Board to Issue Shares for Cash1.9 Mgmt For For For Approve Social, Ethics and Transformation Committee Report2.1 Mgmt For For For Approve Non-executive Directors' Fees2.2 Mgmt For For For Approve Financial Assistance to Related or Inter-related Companies2.3 Mgmt For For For Authorise Repurchase of Issued Share Capital
Romgaz SAMeeting Date: 11/16/2017Record Date: 11/02/2017
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for ADR Holders
1 Mgmt For For For Approve Capital Increase of SC AGRI LNG Project Company2 Mgmt For For For Amend Bylaws of SC AGRI LNG Project Company3 Mgmt For For For Approved Updated Consolidated Set of Bylaws of SC AGRI LNG Project Company4 Mgmt For For For Empower Executives to Complete Formalities Pursuant to Items Above5 Mgmt For For For Approve Meeting's Record Date6 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
2
Q417 EM LP Proxy Report
Sasol LtdMeeting Date: 11/17/2017Record Date: 11/10/2017
Primary ISIN: ZAE000006896
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt Accept Financial Statements and Statutory Reports for the Year Ended 30 June 20172 Mgmt Approve Nomination, Governance, Social and Ethics Committee Report3.1 Mgmt For For For Re-elect Dr Mandla Gantsho as Director3.2 Mgmt For For For Re-elect Nomgando Matyumza as Director3.3 Mgmt Re-elect Imogen Mkhize as Director3.4 Mgmt For For For Re-elect Moses Mkhize as Director3.5 Mgmt For For For Re-elect Stephen Westwell as Director4.1 Mgmt For For For Elect Trix Kennealy as Director4.2 Mgmt For For For Elect Mpho Nkeli as Director5 Mgmt For For For Reappoint PricewaterhouseCoopers Inc as Auditors of the Company6.1 Mgmt For For For Re-elect Colin Beggs as Member of the Audit Committee6.2 Mgmt For For For Elect Trix Kennealy as Member of the Audit Committee6.3 Mgmt For For For Re-elect Nomgando Matyumza as Member of the Audit Committee6.4 Mgmt For For For Re-elect JJ Njeke as Member of the Audit Committee6.5 Mgmt For For For Re-elect Stephen Westwell as Member of the Audit Committee7 Mgmt For For For Approve Remuneration Policy8 Mgmt For For For Approve Remuneration Implementation Report9 Mgmt For For For Approve Non-executive Directors' Remuneration10 Mgmt For For For Authorise Specific Repurchase of Shares from Sasol Investment Company (Pty) Ltd11 Mgmt For For For Authorise Repurchase of Issued Share Capital12 Mgmt For For For Authorise Repurchase of Issued Share Capital from a Director and/or a Prescribed
Officer of the Company
Sasol LtdMeeting Date: 11/17/2017Record Date: 11/10/2017
Primary ISIN: ZAE000006896
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Authorise Specific Repurchase of Preferred Ordinary Shares from Inzalo Groups Funding
and Inzalo Public Funding2 Mgmt For For For Amend Memorandum of Incorporation Re: Re-Designation Date for Sasol Preferred
Ordinary Shares3 Mgmt For For For Amend Memorandum of Incorporation Re: Clause 39.4.3.24 Mgmt For For For Amend Memorandum of Incorporation Re: SOLBE1 Existing Share Terms, Cash Contract
and New Cash Contract5 Mgmt For For For Approve Increase of the Number of Authorised SOLBE1 Shares6 Mgmt For For For Amend Memorandum of Incorporation Re: Clause 9.17 Mgmt For For For Approve Sasol Khanyisa Employee Share Ownership Plan8 Mgmt For For For Authorise Issue of SOLBE1 Shares Pursuant to the SOLBE1 Bonus Award9 Mgmt For For For Authorise Issue of SOLBE1 Shares Pursuant to the Sasol Khanyisa Invitation10 Mgmt For For For Authorise Issue of SOLBE1 Shares to the Trustees of the Sasol Khanyisa ESOP Trust11 Mgmt For For For Authorise Additional Issue of SOLBE1 Shares Pursuant to the SOLBE1 Bonus Award, Sasol
Khanyisa Invitation and Sasol Khanyisa ESOP12 Mgmt For For For Authorise Issue of SOLBE1 Shares Pursuant to the Automatic Share Exchange13 Mgmt For For For Authorise Issue of SOL Shares to the Trustees of the Sasol Khanyisa ESOP Trust14 Mgmt For For For Authorise Additional Issue of SOL Shares to the Trustees of the Sasol Khanyisa ESOP15 Mgmt For For For Approve Financial Assistance in the Form of a Capital Contribution to the Trustees of Sasol
Khanyisa ESOP Trust in Connection with the Subscription for SOLBE1 Shares16 Mgmt For For For Approve Financial Assistance in the Form of a Capital Contribution to the Trustees of Sasol
Khanyisa ESOP Trust in Connection with the Subscription for SOL Shares17 Mgmt For For For Approve Financial Assistance for the Acquisition of Sasol Khanyisa Shares18 Mgmt For For For Approve Financial Assistance for the Acquisition of SOLBE1 Shares19 Mgmt For For For Approve Financial Assistance for the Subscription by FundCo for the SSA Khanyisa Shares20 Mgmt For For For Approve Financial Assistance for the Subscription by the Trustees of Sasol Khanyisa ESOP
Trust of SSA Ordinary Shares21 Mgmt For For For Authorise Issue by Sasol South Africa Proprietary Limited of Ordinary Shares to the
Trustees of the Sasol Khanyisa ESOP Trust Pursuant to the Sasol Khanyisa Transaction22 Mgmt For For For Authorise Issue for Cash by Sasol South Africa Proprietary Limited of Ordinary Shares to
FundCo Pursuant to the Sasol Khanyisa Transaction23 Mgmt For For For Authorise Ratification of Approved Resolutions
3
Q417 EM LP Proxy Report
SAIC Motor Corp., Ltd.Meeting Date: 11/21/2017Record Date: 11/14/2017
Primary ISIN: CNE000000TY6
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For Against Against Approve Amendments to Articles of Association2 Mgmt For For For Amend Rules and Procedures Regarding General Meetings of Shareholders3 Mgmt For For For Amend Rules and Procedures Regarding Meetings of Board of Supervisors4 Mgmt For For For Elect Ding Ning as Supervisor
China State Construction International Holdings LimitedMeeting Date: 11/27/2017Record Date: 11/21/2017
Primary ISIN: KYG216771363
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Approve Supplemental Agreement, Revised 2017 CSCECL Cap, Revised 2017 CSC Cap and
Related Transactions2 Mgmt For For For Approve New CSCECL Sub-construction Engagement Agreement, CSCECL Sub-
construction Engagement Cap, CSC Sub-construction Engagement Cap and RelatedTransactions
3 Mgmt For For For Approve New Master CSC Group Engagement Agreement, COLI Works Annual Cap andRelated Transactions
Woolworths Holdings LtdMeeting Date: 11/28/2017Record Date: 11/17/2017
Primary ISIN: ZAE000063863
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1.1 Mgmt For For For Re-elect Zarina Bassa as Director1.2 Mgmt For For For Re-elect Hubert Brody as Director1.3 Mgmt For For For Re-elect Nombulelo Moholi as Director1.4 Mgmt For For For Re-elect Sam Ngumeni as Director2 Mgmt For For For Elect John Dixon as Director3 Mgmt For For For Reappoint Ernst & Young Inc as Auditors of the Company4.1 Mgmt For For For Re-elect Patrick Allaway as Member of the Audit Committee4.2 Mgmt For For For Re-elect Zarina Bassa as Member of the Audit Committee4.3 Mgmt For For For Re-elect Hubert Brody as Member of the Audit Committee4.4 Mgmt For For For Re-elect Andrew Higginson as Member of the Audit Committee5 Mgmt For For For Approve Remuneration Policy6 Mgmt For For For Approve Implementation Report7.1 Mgmt For For For Approve the Value-Added Tax Paid or Payable by the Non-executive Directors on Their Fees7.2 Mgmt For For For Approve Non-executive Directors' Fees for the Period 1 January to 31 December 20188 Mgmt For For For Adopt Memorandum of Incorporation9 Mgmt For For For Authorise Repurchase of Issued Share Capital10 Mgmt For For For Approve Financial Assistance to Related or Inter-related Companies11 Mgmt For For For Approve Issuance of Shares or Options and Grant Financial Assistance in Terms of the
Company's Share-Based Incentive Schemes
LUKOIL PJSCMeeting Date: 12/04/2017Record Date: 11/09/2017
Primary ISIN: RU0009024277
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for ADR Holders
1 Mgmt For For For Approve Interim Dividends of RUB 85 for First Nine Months of Fiscal 20172 Mgmt For For For Approve Remuneration of Directors3 Mgmt For For For Approve Company's Membership in Russian Union of Industrialists and Entrepreneurs4 Mgmt For For For Approve Related-Party Transaction Re: Investment in Lukoil International GmbH
Grupo Financiero Santander Mexico S.A.B. de C.V.Meeting Date: 12/08/2017Record Date: 11/03/2017
Primary ISIN: MXP690491412
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for ADR Holders
1 Mgmt For For For Approve Cash Dividends2 Mgmt For For For Approve Absorption of the Company by Banco Santander (Mexico) SA Institucion de
Banca Multiple, Grupo Financiero Santander Mexico3 Mgmt For For For Approve Sole Responsibility Agreement4 Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
4
Q417 EM LP Proxy Report
Tenaga Nasional BerhadMeeting Date: 12/18/2017Record Date: 12/11/2017
Primary ISIN: MYL5347OO009
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt ORDINARY RESOLUTIONS
1 Mgmt For For For Approve Final Dividend2 Mgmt For For For Elect Juniwati Rahmat Hussin as Director3 Mgmt For For For Elect Amran Hafiz bin Affifudin as Director4 Mgmt For For For Elect Badrul Ilahan bin Abd Jabbar as Director5 Mgmt For For For Elect Azman bin Mohd as Director6 Mgmt For For For Elect Chor Chee Heung as Director7 Mgmt For For For Elect Leo Moggie as Director8 Mgmt For For For Approve Directors' Fees9 Mgmt For For For Approve Directors' Benefits10 Mgmt For For For Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration11 Mgmt For For For Authorize Share Repurchase Program
Mgmt SPECIAL RESOLUTION1 Mgmt For For For Adopt New Constitution
Romgaz SAMeeting Date: 12/20/2017Record Date: 12/08/2017
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Meeting for GDR HoldersMgmt Management
1 Mgmt For For For Approve Activity Report for Q1-Q3 20172 Mgmt For For For Approve Procurement of Legal Consulting, Assistance, and Representation Services3 Mgmt For For For Empower Board to Coordinate Procurement of Legal Consulting, Assistance, and
Representation Services4 Mgmt For For For Approve Meeting's Record Date5 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Mgmt Shareholder s Submitted by the Romanian Ministry of Energy6 SH None For For Initiate Selection Procedure for Directors in Accordance with GEO 109/20117 SH Elect Interim Directors via Cumulative Voting8 SH None For For Approve Term of Mandate for Interim Directors9 SH None For For Approve Draft Contract of Mandate with Interim Directors10 SH None For For Approve Remuneration for Interim Directors11 SH None For For Empower Representative of the Romanian Ministry of Energy to Sign Extended Contracts
with Interim Directors
Kangwon Land Inc.Meeting Date: 12/21/2017Record Date: 11/22/2017
Primary ISIN: KR7035250000
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt ELECT ONE INSIDE DIRECTOR (CEO) OUT OF FOUR NOMINEES
1.1.1 Mgmt None Against Do Not Vote Elect Moon Tae-gon as Inside Director1.1.2 Mgmt None Against Do Not Vote Elect Yoo Tae-yeol as Inside Director1.1.3 Mgmt None For For Elect Lee Seung-Jin as Inside Director1.1.4 Mgmt None Against Do Not Vote Elect Lee Wook as Inside Director
Mgmt ELECT ONE INSIDE DIRECTOR (EXECUTIVE VICE PRESIDENT) OUT OF FOUR NOMINEES1.2.1 Mgmt None Against Against Elect Kim Seong-won as Inside Director1.2.2 Mgmt None Against Against Elect Seok In-young as Inside Director1.2.3 Mgmt None For For Elect Seong Cheol-gyeong as Inside Director1.2.4 Mgmt None Against Against Elect Han Hyeong-min as Inside Director2.1 Mgmt For For For Elect Kwon Soon-rok as Non-independent non-executive Director2.2 Mgmt For For For Elect Yang Min-seok as Non-independent non-executive Director3.1 Mgmt For For For Elect Kim Ju-il as Outside Director3.2 Mgmt For For For Elect Kim Jin-gak as Outside Director3.3 Mgmt For For For Elect Lee Yoon-je as Outside Director4 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
5
Q417 EM LP Proxy Report
China Bluechemical Ltd.Meeting Date: 12/28/2017Record Date: 11/27/2017
Primary ISIN: CNE1000002D0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Approve Dongfang 13-2 Gasfield Group Natural Gas Sale and Purchase Agreement and
Related Transactions2 Mgmt For For For Approve the Proposed 2018-2020 Annual Caps for the Transactions Under the Natural Gas
Sale and Purchase Agreements and Related Transactions3 Mgmt For For For Approve Comprehensive Services and Product Sales Agreement and Related Transctions4 Mgmt For For For Approve the Proposed 2018-2020 Annual Caps for the Transactions Under the
Comprehensive Services and Product Sales Agreement and Related Transactions5 Mgmt For For For Approve Finance Lease Agreement and Related Transactions6 Mgmt For For For Approve the Proposed 2018-2020 Annual Caps for the Transactions Under the Finance
Lease Agreement and Related Transactions
6
Q417 EM LP Proxy Report
1
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KazMunaiGas Exploration Production JSCMeeting Date: 01/22/2018Record Date: 12/22/2017
Primary ISIN: KZ000A0KEZQ2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR Holders 1 Mgmt For For For Approve Methodology of Determination of Share Repurchase Price
Hypermarcas S.A.Meeting Date: 02/07/2018Record Date:
Primary ISIN: BRHYPEACNOR0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Amend Article 1 Re: Company Name and Consolidate Bylaws 2 Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
Housing Development Finance Corp. Ltd.Meeting Date: 02/14/2018Record Date: 01/05/2018
Primary ISIN: INE001A01036
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Postal Ballot 1 Mgmt For For For Increase Authorized Share Capital and Amend Memorandum of Association 2 Mgmt For For For Approve Issuance of Shares on Preferential Basis 3 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 4 Mgmt For For For Approve Related Party Transaction with HDFC Bank Limited
Infosys Ltd.Meeting Date: 02/20/2018Record Date: 01/15/2018
Primary ISIN: INE009A01021
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Postal Ballot 1 Mgmt For For For Elect Salil S. Parekh as Director and Approve Appointment and Remuneration of Salil S.
Parekh as Chief Executive Officer and Managing Director 2 Mgmt For For For Approve Redesignation of U.B. Pravin Rao as Chief Operating Officer and Executive
Director
Infosys Ltd.Meeting Date: 02/24/2018Record Date: 01/16/2018
Primary ISIN: INE009A01021
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for ADR Holders 1 Mgmt For For For Elect Salil S. Parekh as Director and Approve Appointment and Remuneration of Salil S.
Parekh as Chief Executive Officer and Managing Director 2 Mgmt For For For Approve Redesignation of U.B. Pravin Rao as Chief Operating Officer and Executive
Director
Q u a r t e r 1 , 2 0 1 8
P r o x y R e p o r tMondrian Emerging Markets Equity Fund, L.P.
2
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First Abu Dhabi Bank P.J.S.CMeeting Date: 02/25/2018Record Date: 02/22/2018
Primary ISIN: AEN000101016
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Business 1 Mgmt For For For Approve Board Report on Company Operations for FY 2017 2 Mgmt For For For Approve Auditors’ Report on Company Financial Statements for FY 2017 3 Mgmt For For For Accept Financial Statements and Statutory Reports for FY 2017 4 Mgmt For For For Approve Allocation of Income and Dividends of 70 Percent of Share Capital for FY 2017 5 Mgmt For Against Against Approve Remuneration of Directors 6 Mgmt For For For Approve Discharge of Directors for FY 2017 7 Mgmt For For For Approve Discharge of Auditors for FY 2017 8 Mgmt For For For Ratify Auditors and Fix Their Remuneration for FY 2018 Mgmt Extraordinary Business 9 Mgmt For Against Against Amend Article 26 of Bylaws Re: Board Meetings 10 Mgmt For For For Authorize Issuance of Bonds/Debentures/Sukuk Up to USD 7.5 Billion
Romgaz SAMeeting Date: 03/07/2018Record Date: 02/23/2018
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR Holders Mgmt Ordinary Business 1 Mgmt For For For Take Note of Address of Romanian Court of Accounts 2 Mgmt For For For Recalculate Remuneration of Directors 3 Mgmt For For For Empower State Representative to Sign Amended Contracts with Directors 4 Mgmt For For For Approve Meeting’s Record Date 5 Mgmt For For For Authorize Filing of Required Documents/Other Formalities Mgmt Extraordinary Business 1 Mgmt For For For Approve Addendum to Service Agreement with AMROMCO ENERGY SRL 2 Mgmt For For For Approve Acquisition of Stake in Offshore Block EX-30 Trident from Pantlantic 3 Mgmt For For For Approve Meeting’s Record Date 4 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Hyundai Mobis Co.Meeting Date: 03/09/2018Record Date: 12/31/2017
Primary ISIN: KR7012330007
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2 Mgmt For For For Amend Articles of Incorporation 3 Mgmt For For For Elect One Inside Director and Two Outside Directors (Bundled) 4 Mgmt For For For Elect Two Members of Audit Committee 5 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
SK Telecom Co.Meeting Date: 03/21/2018Record Date: 12/31/2017
Primary ISIN: KR7017670001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2 Mgmt For For For Approve Stock Option Grants 3.1 Mgmt For For For Elect Ryu Young-sang as Inside Director 3.2 Mgmt For For For Elect Yoon Young-min as Outside Director 4 Mgmt For For For Elect Yoon Young-min as a Member of Audit Committee 5 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
3
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PT Bank Rakyat Indonesia (Persero) TbkMeeting Date: 03/22/2018Record Date: 02/27/2018
Primary ISIN: ID1000118201
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Annual Report, Financial Statements, Statutory Reports, and Approve Annual Report of the Partnership and Community Development Program (PCDP), Discharge of Directors and Commissioners, and Use of Proceeds of Bond
2 Mgmt For For For Approve Allocation of Income 3 Mgmt For For For Approve Remuneration and Tantiem of Directors and Commissioners 4 Mgmt For For For Appoint Auditors of the Company and PCDP 5 Mgmt For For For Approve Bank Action Plan (Recovery Plan) 6 Mgmt For For For Approve Enforcement of the State-Owned Minister Regulation No. PER-02/MBU/07/2017
on the Partnership and Community Development Programs of the State-Owned Enterprises
7 Mgmt For Against Against Amend Articles of Association 8 Mgmt For Against Against Approve Changes in the Board of Directors and Commissioners
Shinhan Financial Group Co. Ltd.Meeting Date: 03/22/2018Record Date: 12/31/2017
Primary ISIN: KR7055550008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2.1 Mgmt For For For Elect Kim Hwa-nam as Outside Director 2.2 Mgmt For For For Elect Park Byoung-dae as Outside Director 2.3 Mgmt For For For Elect Park Cheul as Outside Director 2.4 Mgmt For For For Elect Lee Steven Sung-ryang as Outside Director 2.5 Mgmt For For For Elect Choi Kyong-rok as Outside Director 2.6 Mgmt For For For Elect Philippe Avril as Outside Director 2.7 Mgmt For For For Elect Yuki Hirakawa as Outside Director 3 Mgmt For For For Elect Lee Man-woo as Outside Director to serve as Audit Committee Member 4.1 Mgmt For For For Elect Park Byeong-dae as Member of Audit Committee 4.2 Mgmt For For For Elect Lee Steven Sung-ryang as Member of Audit Committee 4.3 Mgmt For For For Elect Joo Jae-seong as Member of Audit Committee 5 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
Korea Zinc Co. Ltd.Meeting Date: 03/23/2018Record Date: 12/31/2017
Primary ISIN: KR7010130003
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2 Mgmt For For For Amend Articles of Incorporation 3.1 Mgmt For For For Elect Choi Yoon-beom as Inside Director 3.2 Mgmt For For For Elect Jang Hyeong-jin as Non-Independent Non-Executive Director 3.3 Mgmt For For For Elect Lee Jin-gang as Outside Director 3.4 Mgmt For For For Elect Kim Jong-soon as Outside Director 3.5 Mgmt For For For Elect Ju Bong-hyeon as Outside Director 4.1 Mgmt For For For Elect Kim Jong-soon as a Member of Audit Committee 4.2 Mgmt For For For Elect Lee Jin-gang as a Member of Audit Committee 5 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
Samsung Electronics Co. Ltd.Meeting Date: 03/23/2018Record Date: 12/31/2017
Primary ISIN: KR7005930003
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2.1.1 Mgmt For For For Elect Kim Jeong-hun as Outside Director 2.1.2 Mgmt For For For Elect Kim Sun-uk as Outside Director 2.1.3 Mgmt For For For Elect Park Byung-gook as Outside Director 2.2.1 Mgmt For Against Against Elect Lee Sang-hoon as Inside Director 2.2.2 Mgmt For For For Elect Kim Ki-nam as Inside Director 2.2.3 Mgmt For For For Elect Kim Hyun-suk as Inside Director 2.2.4 Mgmt For For For Elect Koh Dong-jin as Inside Director 2.3 Mgmt For For For Elect Kim Sun-uk as a Member of Audit Committee 3 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors 4 Mgmt For For For Amend Articles of Incorporation
4
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Samsung SDI Co., Ltd.Meeting Date: 03/23/2018Record Date: 12/31/2017
Primary ISIN: KR7006400006
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2 Mgmt For For For Elect Kwon Young-noh as Inside Director 3 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
Credicorp Ltd.Meeting Date: 03/28/2018Record Date: 02/07/2018
Primary ISIN: BMG2519Y1084
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Present 2017 Annual Report 2 Mgmt For For For Approve Audited Consolidated Financial Statements of Credicorp and its Subsidiaries for
FY 2017, Including External Auditors’ Report 3 Mgmt For For For Ratify PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their
Remuneration
Kangwon Land Inc.Meeting Date: 03/29/2018Record Date: 12/31/2017
Primary ISIN: KR7035250000
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2 Mgmt For For For Amend Articles of Incorporation 3 Mgmt For For For Approve Total Remuneration of Inside Directors and Outside Directors
Romgaz SAMeeting Date: 03/29/2018Record Date: 03/20/2018
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR Holders Mgmt Ordinary Business 1 Mgmt For For For Approve Provisionary Budget for Fiscal Year 2018 2 Mgmt For For For Approve Meeting’s Record Date 3 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Turkiye Garanti Bankasi A.S.Meeting Date: 03/29/2018Record Date: 03/12/2018
Primary ISIN: TRAGARAN91N1
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Annual Meeting Agenda 1 Mgmt For For For Open Meeting and Elect Presiding Council of Meeting 2 Mgmt For For For Accept Board Report 3 Mgmt For For For Accept Audit Report 4 Mgmt For For For Accept Financial Statements 5 Mgmt For For For Approve Dividend Distribution Policy 6 Mgmt For For For Approve Allocation of Income 7 Mgmt For For For Ratify Director Appointments 8 Mgmt For For For Approve Discharge of Board 9 Mgmt For For For Elect Directors 10 Mgmt For For For Ratify External Auditors 11 Mgmt Receive Information on Remuneration Policy 12 Mgmt For Against Against Approve Director Remuneration 13 Mgmt For For For Approve Upper Limit of Donations for 2018 and Receive Information on Donations Made
in 2017 14 Mgmt For For For Grant Permission for Board Members to Engage in Commercial Transactions with
Company and Be Involved with Companies with Similar Corporate Purpose 15 Mgmt Receive Information in Accordance to Article 1.3.6 of Capital Market Board Corporate
Governance Principles
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Korea Electric Power Corp.Meeting Date: 03/30/2018Record Date: 12/31/2017
Primary ISIN: KR7015760002
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Allocation of Income 2 Mgmt For Against Against Approve Total Remuneration of Inside Directors and Outside Directors
1
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Thai Union Group Public Company LimitedMeeting Date: 04/05/2018Record Date: 03/07/2018
Primary ISIN: TH0450010Y08
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Minutes of Previous Meeting 2 Mgmt Acknowledge Annual Report and Operational Results for Year 2017 3 Mgmt For For For Approve Financial Statements and Statutory Reports 4 Mgmt For For For Approve Allocation of Income 5.1 Mgmt For For For Elect Kraisorn Chansiri as Director 5.2 Mgmt For For For Elect Rittirong Boonmechote as Director 5.3 Mgmt For Against Against Elect Kirati Assakul as Director 5.4 Mgmt For For For Elect Ravinder Singh Grewal Sarbjit S. as Director 6 Mgmt For For For Approve Remuneration of Directors for the Year 2018 and Bonus of Directors for the Year
2017 7 Mgmt For For For Approve Price Water House Coopers ABAS Limited as Auditors and Authorize Board to
Fix Their Remuneration 8 Mgmt For For For Amend Company’s Objectives and Amend Memorandum of Association 9 Mgmt Other Business
Korea Electric Power Corp.Meeting Date: 04/10/2018Record Date: 03/15/2018
Primary ISIN: KR7015760002
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt ELECT ONE INSIDE DIRECTOR (CEO) OUT OF TWO NOMINEES (ITEMS 1.1 - 1.2) 1.1 Mgmt For For For Elect Kim Jong-gap as Inside Director 1.2 Mgmt For Against Do Not Vote Elect Byeon Jun-yeon as Inside Director
Embraer SAMeeting Date: 04/12/2018Record Date: 03/05/2018
Primary ISIN: BREMBRACNOR4
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for ADR Holders Mgmt Annual Meeting Agenda 1 Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Mgmt For For For Approve Allocation of Income and Dividends 3 Mgmt For For For Elect Fiscal Council Members and Alternates 4 Mgmt For Against Against Approve Remuneration of Company’s Management 5 Mgmt For For For Approve Remuneration of Fiscal Council Members Mgmt Special Meeting Agenda 1 Mgmt For For For Approve Agreement to Absorb Bradar Industria S.A. 2 Mgmt For For For Approve Agreement to Absorb Industria Aeronautica Neiva Ltda. 3 Mgmt For For For Ratify Apsis Consultoria e Avaliacoes Ltda. as the Independent Firm to Appraise
Proposed Transactions 4 Mgmt For For For Approve Independent Firm’s Appraisal on Bradar Industria S.A. 5 Mgmt For For For Approve Independent Firm’s Appraisal on Industria Aeronautica Neiva Ltda. 6 Mgmt For For For Approve Absorption of Bradar Industria S.A. 7 Mgmt For For For Approve Absorption of Industria Aeronautica Neiva Ltda.
Q u a r t e r 2 , 2 0 1 8
P r o x y R e p o r tMondrian Emerging Markets Equity Fund, L.P.
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Itausa, Investimentos Itau S.A.Meeting Date: 04/12/2018Record Date:
Primary ISIN: BRITSAACNPR7
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for Preferred Shareholders 1 SH None For For Elect Jose Maria Rabelo as Fiscal Council Member and Isaac Berensztejn as Alternate
Appointed by Preferred Shareholder
Malayan Banking BerhadMeeting Date: 04/12/2018Record Date: 03/30/2018
Primary ISIN: MYL1155OO000
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports for the Financial Year Ended 2 Mgmt For For For Approve Final Dividends 3 Mgmt For For For Elect Mohaiyani binti Shamsudin as Director 4 Mgmt For For For Elect Edwin Gerungan as Director 5 Mgmt For For For Elect Che Zakiah binti Che Din as Director 6 Mgmt For For For Approve Remuneration of Directors 7 Mgmt For For For Approve Director’s Benefits 8 Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration 9 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 10 Mgmt For For For Approve Issuance of New Ordinary Shares Under the Dividend Reinvestment Plan 11 Mgmt For Against Against Approve Grant of Shares to Abdul Farid bin Alias Under the Proposed ESS 12 Mgmt For For For Amend Memorandum and Articles of Association
Malayan Banking BerhadMeeting Date: 04/12/2018Record Date: 03/30/2018
Primary ISIN: MYL1155OO000
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Subscription by Permodalan Nasional Berhad of New Ordinary Shares in Maybank Asset Management Group Berhad, a Wholly-Owned Subsidiary of the Company
CCR S.A.Meeting Date: 04/16/2018Record Date:
Primary ISIN: BRCCROACNOR2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Mgmt For For For Approve Capital Budget 3 Mgmt For For For Approve Allocation of Income 4 Mgmt For For For Fix Number of Directors 5 Mgmt None Abstain Abstain Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of
Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 6.1 Mgmt For Against Against Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Paula Soares Traldi as Alternate 6.2 Mgmt For For For Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as
Alternate 6.3 Mgmt For For For Elect Ana Maria Marcondes Penido Santanna as Director and Eduarda Penido Dalla
Vecchia as Alternate 6.4 Mgmt For Against Against Elect Paulo Roberto Reckziegel Guedes as Director and Tarcisio Augusto Carneiro as
Alternate 6.5 Mgmt For Against Against Elect Ana Dolores Moura Carneiro Novaes as Director and Eduardo Penido Santanna as
Alternate 6.6 Mgmt For Against Against Elect Fernando Luiz Aguiar Filho as Director and Susana Amaral Silveira Chulam as
Alternate 6.7 Mgmt For Against Against Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla
Vecchia as Alternate 6.8 Mgmt For Against Against Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate 6.9 Mgmt For Against Against Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as
Alternate 6.10 Mgmt For For For Elect Luiz Alberto Colonna Rosman as Independent Director 6.11 Mgmt For For For Elect Wilson Nelio Brumer as Independent Director 6.12 Mgmt For For For Elect Leonardo Porciuncula Gomes Pereira as Independent Director 7 Mgmt None Abstain Abstain In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for
Each Supported Nominee? Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 7,
Votes Will Be Automatically Distributed in Equal % Amongst Candidates You Chose. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
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CCR S.A. (continued)Meeting Date: 04/16/2018Record Date:
Primary ISIN: BRCCROACNOR2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
8.1 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Luiz Carlos Cavalcanti Dutra Junior as Director and Paula Soares Traldi as Alternate
8.2 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Ricardo Coutinho de Sena as Director and Jose Henrique Braga Polido Lopes as Alternate
8.3 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Ana Maria Marcondes Penido Santanna as Director and Eduarda Penido Dalla Vecchia as Alternate
8.4 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Paulo Roberto Reckziegel Guedes as Director and Tarcisio Augusto Carneiro as Alternate
8.5 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Ana Dolores Moura Carneiro Novaes as Director and Eduardo Penido Santanna as Alternate
8.6 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Fernando Luiz Aguiar Filho as Director and Susana Amaral Silveira Chulam as Alternate
8.7 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Henrique Sutton de Sousa Neves as Director and Rosa Evangelina Penido Dalla Vecchia as Alternate
8.8 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Flavio Mendes Aidar as Director and Livio Hagime Kuze as Alternate
8.9 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Renato Torres de Faria as Director and Paulo Marcio de Oliveira Monteiro as Alternate
8.10 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Luiz Alberto Colonna Rosman as Independent Director
8.11 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Wilson Nelio Brumer as Independent Director 8.12 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Leonardo Porciuncula Gomes Pereira as
Independent Director 9 Mgmt None Abstain Abstain As an Ordinary Shareholder, Would You like to Request a Separate Minority Election
of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
10 Mgmt For For For Elect Ana Maria Marcondes Penido Santanna as Board Chairman and Ricardo Coutinho de Sena as Vice-Chairman
11 Mgmt None For For Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of the Brazilian Corporate Law?
12 Mgmt For For For Authorize Fiscal Council to Approve its Internal Regulations 13.1 Mgmt For For For Elect Bruno Goncalves Siqueira as Fiscal Council Member and Fernando Santos Salles as
Alternate 13.2 Mgmt For For For Elect Piedade Mota da Fonseca as Fiscal Council Member and Eraldo Soares Pecanha as
Alternate 13.3 Mgmt For For For Elect Adalgiso Fragoso Faria as Fiscal Council Member and Luciano Mestrich Motta as
Alternate 14 Mgmt For Against Against Approve Remuneration of Company’s Management 15 Mgmt For For For Approve Fiscal Council Members Remuneration
CCR S.A.Meeting Date: 04/16/2018Record Date:
Primary ISIN: BRCCROACNOR2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Amend Articles 2 Mgmt For For For Amend Articles 13, 14 and 21. 3 Mgmt For Against Against Amend Article 27 4 Mgmt For For For Consolidate Bylaws
Romgaz SAMeeting Date: 04/17/2018Record Date: 04/06/2018
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR Holders Mgmt Extraordinary Business 1 Mgmt For For For Amend Bylaws of Depogaz Ploiesti SRL 2 Mgmt For For For Empower Chairman to Sign Amended Bylaws of Depogaz Ploiesti SRL 3 Mgmt For For For Approve Meeting’s Record Date 4 Mgmt For For For Authorize Filing of Required Documents/Other Formalities Mgmt Ordinary Business 1 Mgmt For For For Approve Strategic Objectives 2 Mgmt For For For Approve Meeting’s Record Date 3 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
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Hypera S.A.Meeting Date: 04/19/2018Record Date:
Primary ISIN: BRHYPEACNOR0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Mgmt For For For Approve Allocation of Income and Dividends 3 Mgmt For For For Approve Remuneration of Company’s Management 4 Mgmt None For For Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of
the Brazilian Corporate Law?
Hypera S.A.Meeting Date: 04/19/2018Record Date:
Primary ISIN: BRHYPEACNOR0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Change Company Name to Hypera Pharma and Amend Article 1 Accordingly 2 Mgmt For For For Amend Articles 24 and 28, and Remove item 35 3 Mgmt For For For Amend Articles 17, 18, 19, 23, 24, 38, 58 and 61 4 Mgmt For For For Renumber Articles and Consolidate Bylaws 5 Mgmt For Against Against Approve Share Matching Plan 6 Mgmt For Against Against Re-Ratify Remuneration of Company’s Management for Fiscal Year 2016 7 Mgmt For Against Against Amend Share Matching Plan 8 Mgmt For Against Against Amend Restricted Stock Plan 9 Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
Midea Group Co., Ltd.Meeting Date: 04/23/2018Record Date: 04/16/2018
Primary ISIN: CNE100001QQ5
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Report of the Board of Directors 2 Mgmt For For For Approve Report of the Board of Supervisor 3 Mgmt For For For Approve Financial Statements 4 Mgmt For For For Approve Annual Report and Summary 5 Mgmt For For For Approve Profit Distribution 6 Mgmt For For For Approve Stock Option Incentive Plan and Its Summary 7 Mgmt For For For Approve Appraisal Measures of the Stock Option Incentive Plan 8 Mgmt For For For Approve Authorization of the Board to Handle All Related Matters on Stock Option
Incentive Plan 9 Mgmt For Against Against Approve Draft and Summary of Performance Shares Incentive Plan 10 Mgmt For Against Against Approve Methods to Assess the Performance of Plan Participants 11 Mgmt For Against Against Approve Authorization of the Board to Handle All Related Matters on Performance
Shares Incentive Plan 12 Mgmt For Against Against Approve Phase IV Global Partnership Stock Ownership Plan Draft and Summary 13 Mgmt For Against Against Approve Authorization of the Board to Handle All Related Matters on Phase IV Global
Partnership Stock Ownership Plan 14 Mgmt For Against Against Approve Phase I Business Partnership Stock Ownership Plan Draft and Summary 15 Mgmt For Against Against Approve Authorization of the Board to Handle All Related Matters on Phase I Business
Partnership Stock Ownership Plan 16 Mgmt For For For Approve Provision of Guarantee 17 Mgmt For For For Approve Special Report on Foreign Exchange Capital Derivatives Business Investment 18 Mgmt For Against Against Approve Use of Idle Funds to Conduct Entrusted Asset Management 19 Mgmt For For For Approve Deposit and Loan Related Party Transactions 20 Mgmt For For For Amend Articles of Association 21 Mgmt For For For Approve Appointment of Auditor
China Medical System Holdings Ltd.Meeting Date: 04/26/2018Record Date: 04/20/2018
Primary ISIN: KYG211081248
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3a Mgmt For For For Elect Lam Kong as Director 3b Mgmt For For For Elect Chen Hongbing as Director 3c Mgmt For Against Against Elect Wu Chi Keung as Director 3d Mgmt For For For Elect Leung Chong Shun as Director 3e Mgmt For For For Authorize Board to Fix Remuneration of Directors
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China Medical System Holdings Ltd. (continued)Meeting Date: 04/26/2018Record Date: 04/20/2018
Primary ISIN: KYG211081248
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
4 Mgmt For For For Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration
5 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 6 Mgmt For For For Authorize Repurchase of Issued Share Capital 7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
Kroton Educacional S.A.Meeting Date: 04/26/2018Record Date:
Primary ISIN: BRKROTACNOR9
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 2 Mgmt For For For Approve Allocation of Income and Dividends 3 Mgmt None For For Do You Wish to Request Installation of a Fiscal Council, Under the Terms of Article 161 of
the Brazilian Corporate Law? 4 Mgmt For For For Elect Fiscal Council Members 5 Mgmt None Against Against In Case One of the Nominees Leaves the Fiscal Council Slate Due to a Separate Minority
Election, as Allowed Under Articles 161 and 240 of the Brazilian Corporate Law, May Your Votes Still Be Counted for the Proposed Slate?
Kroton Educacional S.A.Meeting Date: 04/26/2018Record Date:
Primary ISIN: BRKROTACNOR9
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For Against Against Approve Remuneration of Company’s Management 2 Mgmt For For For Approve Fiscal Council Members Remuneration
Romgaz SAMeeting Date: 04/26/2018Record Date: 04/16/2018
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR Holders Mgmt Management 1 Mgmt For For For Receive Board’s Report for Fiscal Year 2017 2 Mgmt For For For Receive Auditor’s Report for Fiscal Year 2017 3 Mgmt For For For Approve Financial Statements and Statutory Reports for Fiscal Year 2017 4 Mgmt For For For Approve Allocation of Income 5 Mgmt For For For Approve Dividends’ Distribution from 2017 Earnings 6 Mgmt For For For Approve Level of Employee Participation from Distributable Profit 7 Mgmt For For For Approve Allocation of Retained Earnings 8 Mgmt For For For Approve Dividends’ Distribution from Retained Earnings 9 Mgmt For For For Approve Total Dividends’ Distribution 10 Mgmt For For For Approve Report on Directors’ and Executives’ Remuneration for Fiscal Year 2017 11 Mgmt For For For Approve Discharge of Directors Mgmt Shareholder s Submitted by the Romanian Ministry of Energy 12 SH None For For Extend Term of Interim Directors by up to Two Months 13 SH None For For Approve Amendment to Contracts of Mandate with Interim Directors 14 SH None For For Empower State Representative to Sign Amended Contracts with Interim Directors Mgmt Management 15 Mgmt For For For Approve Meeting’s Record Date 16 Mgmt For For For Approve Meeting’s Ex-Date 17 Mgmt For For For Approve Dividends’ Payment Date 18 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Suzano Papel e Celulose S.A.Meeting Date: 04/26/2018Record Date:
Primary ISIN: BRSUZBACNOR0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Management Statements for Fiscal Year Ended Dec. 31, 2017 2 Mgmt For For For Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2017 3 Mgmt For For For Approve Allocation of Income and Dividends
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Suzano Papel e Celulose S.A. (continued)Meeting Date: 04/26/2018Record Date:
Primary ISIN: BRSUZBACNOR0
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
4 Mgmt For Against Against Approve Remuneration of Company’s Management 5.1 Mgmt For For For Elect David Feffer as Director 5.2 Mgmt For For For Elect Claudio Thomaz Lobo Sonder as Director 5.3 Mgmt For For For Elect Daniel Feffer as Director 5.4 Mgmt For For For Elect Jorge Feffer as Director 5.5 Mgmt For For For Elect Antonio de Souza Correa Meyer as Director 5.6 Mgmt For For For Elect Maria Priscila Rodini Vansetti Machado as Director 5.7 Mgmt For For For Elect Nildemar Secches as Director 5.8 Mgmt For For For Elect Rodrigo Kede de Freitas Lima as Director 5.9 Mgmt For For For Elect Marco Antonio Bologna as Director 6 Mgmt None Abstain Abstain In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes for
Each Supported Nominee? Mgmt APPLICABLE ONLY IF CUMULATIVE VOTING IS ADOPTED - If You Vote FOR on Item 6,
Votes Will Be Automatically Distributed in Equal % Amongst Candidates You Chose. If You Vote AGST, Contact Your Client Service Rep to Disproportionately Allocate % of Votes
7.1 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect David Feffer as Director 7.2 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Claudio Thomaz Lobo Sonder as Director 7.3 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Daniel Feffer as Director 7.4 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Jorge Feffer as Director 7.5 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Antonio de Souza Correa Meyer as Director 7.6 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Maria Priscila Rodini Vansetti Machado as
Director 7.7 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Nildemar Secches as Director 7.8 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Rodrigo Kede de Freitas Lima as Director 7.9 Mgmt None Abstain Abstain Percentage of Votes to Be Assigned - Elect Marco Antonio Bologna as Director 8.1 Mgmt For Do Not Vote Do Not Vote Elect Luiz Augusto Marques Paes as Fiscal Council Member and Roberto Figueiredo Mello
as Alternate 8.2 Mgmt For For For Elect Rubens Barletta as Fiscal Council Member and Luiz Gonzaga Ramos Schubert as
Alternate 8.3 SH None For For Elect Eraldo Soares Pecanha as Fiscal Council Member and Kurt Janos Toth as Alternate
Appointed by Minority Shareholder 8.4 SH None For For Elect Vitor Paulo Camargo Goncalves as Fiscal Council Member and Beatriz Pereira
Carneiro Cunha as Alternate Appointed by Minority Shareholder 9 Mgmt None Abstain Abstain Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of
Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? 10 Mgmt None Abstain Abstain As an Ordinary Shareholder, Would You like to Request a Separate Minority Election
of a Member of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law?
11 Mgmt None Abstain Abstain As an Ordinary Shareholder, Would You like to Request a Separate Minority Election of a Member of the Fiscal Council, Under the Terms of Article 141 of the Brazilian Corporate Law?
Fibra Uno Administracion de Mexico S.A. de C.V.Meeting Date: 04/27/2018Record Date: 04/19/2018
Primary ISIN: MXCFFU000001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for Holders of REITs - ISIN MXCFFU000001 1.i Mgmt For For For Accept Reports of Audit, Corporate Practices, Nominating and Remuneration
Committees 1.ii Mgmt For For For Accept Technical Committee Report on Compliance in Accordance to Article 172 of
General Mercantile Companies Law 1.iii Mgmt For For For Accept Report of Trust Managers in Accordance to Article 44-XI of Securities Market Law,
Including Technical Committee’s Opinion on that Report 1.iv Mgmt For For For Accept Technical Committee Report on Operations and Activities Undertaken 2 Mgmt For For For Approve Financial Statements and Allocation of Income 3 Mgmt For For For Elect or Ratify Members of Technical Committee and Secretary; Verify Independence
Classification 4 Mgmt For For For Approve Remuneration of Technical Committee Members 5 Mgmt For For For Appoint Legal Representatives 6 Mgmt For For For Approve Minutes of Meeting
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Turkiye Halk Bankasi A.S.Meeting Date: 04/27/2018Record Date:
Primary ISIN: TRETHAL00019
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Annual Meeting Agenda 1 Mgmt For For For Open Meeting and Elect Presiding Council of Meeting 2 Mgmt For For For Accept Statutory Reports 3 Mgmt For For For Accept Financial Statements 4 Mgmt For For For Approve Allocation of Income 5 Mgmt For For For Approve Discharge of Board 6 Mgmt For Against Against Elect Board of Directors and Internal Auditors 7 Mgmt For Against Against Approve Remuneration of Directors and Internal Auditors 8 Mgmt For For For Ratify External Auditors 9 Mgmt Receive Information on Donations Made in 2017 10 Mgmt For For For Grant Permission for Board Members to Engage in Commercial Transactions with
Company and Be Involved with Companies with Similar Corporate Purpose 11 Mgmt Close Meeting
Tenaga Nasional BerhadMeeting Date: 05/15/2018Record Date: 05/08/2018
Primary ISIN: MYL5347OO009
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Elect Abd Manaf bin Hashim as Director 2 Mgmt For For For Elect Sakthivel Alagappan as Director 3 Mgmt For For For Elect Gee Siew Yoong as Director 4 Mgmt For For For Elect Noraini binti Che Dan as Director 5 Mgmt For For For Approve Directors’ Fees 6 Mgmt For For For Approve Directors’ Benefits 7 Mgmt For For For Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their
Remuneration 8 Mgmt For For For Authorize Share Repurchase Program
China Mobile LimitedMeeting Date: 05/17/2018Record Date: 05/10/2018
Primary ISIN: HK0941009539
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3.1 Mgmt For For For Elect Shang Bing as Director 3.2 Mgmt For For For Elect Li Yue as Director 3.3 Mgmt For For For Elect Sha Yuejia as Director 4 Mgmt For For For Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as
Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration
5 Mgmt For For For Authorize Repurchase of Issued Share Capital 6 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
Romgaz SAMeeting Date: 05/22/2018Record Date: 05/11/2018
Primary ISIN: ROSNGNACNOR3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for GDR Holders 1 Mgmt For For For Approve Withdrawal from Snina and Medzilaborce Blocks 2 Mgmt For For For Approve Acquisition of 8.33-Percent Stake in Svidnik Block from JKX 3 Mgmt For For For Approve Meeting’s Record Date 4 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
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Ping An Insurance (Group) Co. of China, Ltd.Meeting Date: 05/23/2018Record Date: 04/20/2018
Primary ISIN: CNE1000003X6
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt AGM BALLOT FOR HOLDERS OF H SHARES 1 Mgmt For For For Approve 2017 Report of the Board of Directors 2 Mgmt For For For Approve 2017 Report of the Supervisory Committee 3 Mgmt For For For Approve 2017 Annual Report and its Summary 4 Mgmt For For For Approve 2017 Financial Statements and Statutory Reports 5 Mgmt For For For Approve 2017 Profit Distribution Plan and Distribution of Final Dividends 6 Mgmt For For For Approve PricewaterhouseCoopers Zhong Tian LLP as PRC Auditor and
PricewaterhouseCoopers as International Auditor and Authorize Board to Fix Their Remuneration
Mgmt APPROVE RESOLUTIONS REGARDING THE ELECTION NO OF DIRECTORS FOR THE 11TH SESSION OF THE BOARD
7.01 Mgmt For For For Elect Ma Mingzhe as Director 7.02 Mgmt For For For Elect Sun Jianyi as Director 7.03 Mgmt For For For Elect Ren Huichuan as Director 7.04 Mgmt For For For Elect Yao Jason Bo as Director 7.05 Mgmt For For For Elect Lee Yuansiong as Director 7.06 Mgmt For For For Elect Cai Fangfang as Director 7.07 Mgmt For Against Against Elect Soopakij Chearavanont as Director 7.08 Mgmt For For For Elect Yang Xiaoping as Director 7.09 Mgmt For For For Elect Wang Yongjian as Director 7.10 Mgmt For For For Elect Liu Chong as Director 7.11 Mgmt For For For Elect Yip Dicky Peter as Director 7.12 Mgmt For For For Elect Wong Oscar Sai Hung as Director 7.13 Mgmt For For For Elect Sun Dongdong as Director 7.14 Mgmt For For For Elect Ge Ming as Director 7.15 Mgmt For For For Elect Ouyang Hui as Director Mgmt APPROVE RESOLUTIONS REGARDING THE ELECTION OF NON-EMPLOYEE
REPRESENTATIVE SUPERVISORS FOR THE 9TH SESSION OF THE SUPERVISORY COMMITTEE
8.01 Mgmt For For For Elect Gu Liji as Supervisor 8.02 Mgmt For For For Elect Huang Baokui as Supervisor 8.03 Mgmt For For For Elect Zhang Wangjin as Supervisor 9 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H
Shares 10 SH For For For Approve 30th Anniversary Special Dividend 11 SH For Against Against Approve Shanghai Jahwa Equity Incentive Scheme
Sands China Ltd.Meeting Date: 05/25/2018Record Date: 05/14/2018
Primary ISIN: KYG7800X1079
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3a Mgmt For For For Elect Robert Glen Goldstein as Director 3b Mgmt For For For Elect Charles Daniel Forman as Director 3c Mgmt For For For Elect Steven Zygmunt Strasser as Director 3d Mgmt For For For Elect Wang Sing as Director 3e Mgmt For For For Authorize Board to Fix Remuneration of Directors 4 Mgmt For For For Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their
Remuneration 5 Mgmt For For For Authorize Repurchase of Issued Share Capital 6 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
Tongda Group Holdings Ltd.Meeting Date: 05/25/2018Record Date: 05/18/2018
Primary ISIN: KYG8917X1218
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2a Mgmt For For For Elect Wang Ya Hua as Director 2b Mgmt For For For Elect Yu Sun Say as Director 2c Mgmt For For For Elect Cheung Wah Fung, Christopher as Director 2d Mgmt For For For Authorize Board to Fix Remuneration of Directors 3 Mgmt For For For Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration
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Tongda Group Holdings Ltd. (continued)Meeting Date: 05/25/2018Record Date: 05/18/2018
Primary ISIN: KYG8917X1218
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
4 Mgmt For For For Approve Final Dividend 5A Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 5B Mgmt For For For Authorize Repurchase of Issued Share Capital 5C Mgmt For Against Against Authorize Reissuance of Repurchased Shares
China Resources Power Holdings Co., Ltd.Meeting Date: 05/28/2018Record Date: 05/21/2018
Primary ISIN: HK0836012952
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3.1 Mgmt For For For Elect Ge Chang Xin as Director 3.2 Mgmt For For For Elect Hu Min as Director 3.3 Mgmt For For For Elect Wang Xiao Bin as Director 3.4 Mgmt For For For Elect So Chak Kwong, Jack as Director 3.5 Mgmt For For For Elect Li Ru Ge as Director 3.6 Mgmt For For For Authorize Board to Fix Remuneration of Directors 4 Mgmt For For For Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their
Remuneration 5 Mgmt For For For Authorize Repurchase of Issued Share Capital 6 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
China State Construction International Holdings LimitedMeeting Date: 06/01/2018Record Date: 05/28/2018
Primary ISIN: KYG216771363
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3A Mgmt For Against Against Elect Hung Cheung Shew as Director 3B Mgmt For Against Against Elect Wu Mingqing as Director 3C Mgmt For Against Against Elect Zhang Haipeng as Director 3D Mgmt For For For Elect Raymond Leung Hai Ming as Director 3E Mgmt For For For Elect Lee Shing See as Director 4 Mgmt For For For Authorize Board to Fix Remuneration of Directors 5 Mgmt For For For Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their
Remuneration 6A Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 6B Mgmt For For For Authorize Repurchase of Issued Share Capital 6C Mgmt For Against Against Authorize Reissuance of Repurchased Shares
WH Group Ltd.Meeting Date: 06/04/2018Record Date: 05/29/2018
Primary ISIN: KYG960071028
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2a Mgmt For For For Elect Wan Long as Director 2b Mgmt For For For Elect Jiao Shuge as Director 3 Mgmt For For For Authorize Board to Fix Remuneration of Directors 4 Mgmt For For For Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration 5 Mgmt For For For Approve Final Dividend 6 Mgmt For For For Authorize Repurchase of Issued Share Capital 7 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 8 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
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Genting Malaysia BerhadMeeting Date: 06/05/2018Record Date: 05/28/2018
Primary ISIN: MYL4715OO008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Final Dividends 2 Mgmt For For For Approve Remuneration of Directors for Financial Year Ended December 31, 2017 3 Mgmt For For For Approve Directors’ Benefits for Financial Year Start January 1, 2018 Until Next Annual
General Meeting 4 Mgmt For For For Elect Lim Kok Thay as Director 5 Mgmt For For For Elect Teo Eng Siong as Director 6 Mgmt For For For Elect Mohammed Hanif bin Omar as Director 7 Mgmt For For For Elect Alwi Jantan as Director 8 Mgmt For For For Elect Clifford Francis Herbert as Director 9 Mgmt For For For Approve PricewaterhouseCoopers PLT as Auditors and Authorize Board to Fix Their
Remuneration 10 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 11 Mgmt For For For Authorize Share Repurchase Program 12 Mgmt For For For Approve Implementation of Shareholders’ Mandate for Recurrent Related Party
Transactions
Taiwan Semiconductor Manufacturing Co., Ltd.Meeting Date: 06/05/2018Record Date: 04/03/2018
Primary ISIN: TW0002330008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Profit Distribution 3 Mgmt For For For Approve Amendments to Articles of Association Mgmt ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING 4.1 Mgmt For For For Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director 4.2 Mgmt For For For Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan
with Shareholder No. 1, as Non-Independent Director 4.3 Mgmt For For For Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director 4.4 Mgmt For For For Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director 4.5 Mgmt For For For Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director 4.6 Mgmt For For For Elect Stan Shih with Shareholder No. 534770 as Independent Director 4.7 Mgmt For For For Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director 4.8 Mgmt For For For Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director 4.9 Mgmt For For For Elect Michael R. Splinter with ID No. 488601XXX as Independent Director
Novatek Microelectronics Corp. Ltd.Meeting Date: 06/08/2018Record Date: 04/09/2018
Primary ISIN: TW0003034005
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Profit Distribution Mgmt ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING 3.1 Mgmt For For For Elect T.S. Ho with Shareholder No. 6 as Non-independent Director 3.2 Mgmt For For For Elect Steve Wang with Shareholder No. 8136 as Non-independent Director 3.3 Mgmt For For For Elect Max Wu with ID No. D101448XXX as Non-independent Director 3.4 Mgmt For For For Elect J.H. Chang with Shareholder No. 117738 as Non-independent Director 3.5 Mgmt For For For Elect a Representative of United Microelectronics Corp. with Shareholder No. 1 as Non-
independent Director 3.6 Mgmt For For For Elect Chen-en Ko with ID No. U100056XXX as Independent Director 3.7 Mgmt For For For Elect Max Fang with ID No. B100608XXX as Independent Director 3.8 Mgmt For For For Elect Jack Tsai with ID No. J100670XXX as Independent Director 4 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors
ASUSTeK Computer Inc.Meeting Date: 06/12/2018Record Date: 04/13/2018
Primary ISIN: TW0002357001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements 2 Mgmt For For For Approve Profit Distribution
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Taiwan Mobile Co., Ltd.Meeting Date: 06/12/2018Record Date: 04/13/2018
Primary ISIN: TW0003045001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Profit Distribution 3 Mgmt For For For Approve Cash Distribution from Capital Reserve 4 Mgmt For For For Amend Articles of Association Mgmt ELECT INDEPENDENT DIRECTOR VIA CUMULATIVE VOTING 5.1 Mgmt For For For Elect Jamie Lin with ID No. A124776XXX as Independent Director 6 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Daniel M. Tsai 7 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Richard M. Tsai 8 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director San-Cheng Chang 9 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director James Jeng 10 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Hsueh-Jen Sung 11 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Director Jamie Lin
PLDT Inc.Meeting Date: 06/13/2018Record Date: 04/16/2018
Primary ISIN: PHY7072Q1032
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for ADR Holders 1 Mgmt For For For Approve the Audited Financial Statements for the Fiscal Year Ending December 31, 2017
Contained in the Company’s 2017 Annual Report Mgmt Elect 13 Directors by Cumulative Voting 2.1 Mgmt For For For Elect Bernido H. Liu as Director 2.2 Mgmt For For For Elect Artemio V. Panganiban as Director 2.3 Mgmt For For For Elect Pedro E. Roxas as Director 2.4 Mgmt For Withhold Withhold Elect Helen Y. Dee as Director 2.5 Mgmt For Withhold Withhold Elect Emmanuel F. Dooc as Director 2.6 Mgmt For Withhold Withhold Elect Ray C. Espinosa as Director 2.7 Mgmt For Withhold Withhold Elect James L. Go as Director 2.8 Mgmt For Withhold Withhold Elect Shigeki Hayashi as Director 2.9 Mgmt For For For Elect Manuel V. Pangilinan as Director 2.10 Mgmt For Withhold Withhold Elect Ma. Lourdes C. Rausa-Chan as Director 2.11 Mgmt For Withhold Withhold Elect Albert F. del Rosario as Director 2.12 Mgmt For Withhold Withhold Elect Atsuhisa Shirai as Director 2.13 Mgmt For Withhold Withhold Elect Marife B. Zamora as Director
CTBC Financial Holding Co., Ltd.Meeting Date: 06/15/2018Record Date: 04/16/2018
Primary ISIN: TW0002891009
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Profit Distribution 3 Mgmt For For For Amend Procedures Governing the Acquisition or Disposal of Assets 4 Mgmt For For For Amend Articles of Association
Dongfeng Motor Group Company LtdMeeting Date: 06/15/2018Record Date: 05/15/2018
Primary ISIN: CNE100000312
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve 2017 Report of the Board of Directors 2 Mgmt For For For Approve 2017 Report of the Supervisory Committee 3 Mgmt For For For Approve 2017 International Auditors’ Report and Audited Financial Statements 4 Mgmt For For For Approve 2017 Profit Distribution Plan and Authorize Board to Deal With Issues in Relation
to the Distribution of Final Dividend 5 Mgmt For For For Authorize Board to Deal With All Issues in Relation to the Distribution of Interim Dividend
for 2018 6 Mgmt For For For Approve PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers
Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration 7 Mgmt For For For Authorize Board to Fix Remuneration of Directors and Supervisors 8 Mgmt For Against Against Amend Articles of Association Regarding Party Committee 9 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for
Domestic Shares and H Shares 10 SH None For For Approve Resignation of Liu Weidong
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Mega Financial Holding Co. Ltd.Meeting Date: 06/15/2018Record Date: 04/16/2018
Primary ISIN: TW0002886009
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Plan on Profit Distribution Mgmt ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING 3.1 Mgmt For For For Elect Chao Shun Chang, Representative of Ministry of Finance, R.O.C., with Shareholder
No. 100001 as Non-Independent Director 3.2 Mgmt For For For Elect Kuang Hua Hu, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.3 Mgmt For For For Elect Chia Chi Hsiao, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.4 Mgmt For For For Elect Cheng Te Liang, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.5 Mgmt For For For Elect Chun Lan Yen, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.6 Mgmt For For For Elect Tzong Yau Lin, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.7 Mgmt For For For Elect Pei Chun Chen, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.8 Mgmt For For For Elect Wen Ling Hung, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.9 Mgmt For For For Elect Chi Hsu Lin, Representative of Ministry of Finance, R.O.C., with Shareholder No.
100001 as Non-Independent Director 3.10 Mgmt For For For Elect Jiunn Rong Chiou, Representative of National Development Fund, Executive Yuan,
with Shareholder No. 300237 as Non-Independent Director 3.11 Mgmt For For For Elect Jui Chi Chou, Representative of Chunghwa Post Co., Ltd., with Shareholder No.
837938 as Non-Independent Director 3.12 Mgmt For For For Elect Ye Chin Chiou, Representative of Bank of Taiwan Co., Ltd., with Shareholder No.
637985 as Non-Independent Director 3.13 Mgmt For For For Elect Jiun Wei Lu with ID No. L122175XXX as Independent Director 3.14 Mgmt For For For Elect Ying Ko Lin with ID No. T121684XXX as Independent Director 3.15 Mgmt For For For Elect Chang Ching Lin with ID No. D120954XXX as Independent Director 4.1 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Representatives of Ministry
of Finance, R.O.C. as Directors 4.2 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Representative of National
Development Fund, Executive Yuan as Director 4.3 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Representative of Bank of
Taiwan Co., Ltd. as Director 4.4 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Representatives of Director
Chao Shun Chang 4.5 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Representatives of Director
Jui Chi Chou 4.6 Mgmt For For For Approve Release of Restrictions of Competitive Activities of Representatives of Director
Ye Chin Chiou
Quanta Computer Inc.Meeting Date: 06/15/2018Record Date: 04/16/2018
Primary ISIN: TW0002382009
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Plan on Profit Distribution
Ase Industrial Holdings CoMeeting Date: 06/21/2018Record Date: 05/22/2018
Primary ISIN: TW0003711008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Cash Distribution from Capital Reserve 2 Mgmt For For For Approve Amendments to Articles of Association 3 Mgmt For For For Amend Rules and Procedures for Election of Directors and Supervisors to Rules and
Rename It To Procedures for Election of Directors 4 Mgmt For For For Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets Mgmt ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING 5.1 Mgmt For For For Elect Shen-Fu Yu, with SHAREHOLDER NO.H101915XXX as Independent Director 5.2 Mgmt For For For Elect Ta-Lin Hsu, with SHAREHOLDER NO.1943040XXX as Independent Director 5.3 Mgmt For For For Elect Mei-Yueh Ho, with SHAREHOLDER NO.Q200495XXX as Independent Director
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Ase Industrial Holdings Co (continued)Meeting Date: 06/21/2018Record Date: 05/22/2018
Primary ISIN: TW0003711008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
5.4 SH None Against Against Elect Non-independent Director No. 1 5.5 SH None Against Against Elect Non-independent Director No. 2 5.6 SH None Against Against Elect Non-independent Director No. 3 5.7 SH None Against Against Elect Non-independent Director No. 4 5.8 SH None Against Against Elect Non-independent Director No. 5 5.9 SH None Against Against Elect Non-independent Director No. 6 5.10 SH None Against Against Elect Non-independent Director No. 7 5.11 SH None Against Against Elect Non-independent Director No. 8 5.12 SH None Against Against Elect Non-independent Director No. 9 5.13 SH None Against Against Elect Non-independent Director No. 10 6 Mgmt For Against Against Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors
Jiangsu Expressway Co. Ltd.Meeting Date: 06/21/2018Record Date: 05/21/2018
Primary ISIN: CNE1000003J5
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt AGM BALLOT FOR HOLDERS OF H SHARES 1 Mgmt For For For Approve 2017 Report of the Board of Directors 2 Mgmt For For For Approve 2017 Report of the Supervisory Committee 3 Mgmt For For For Approve 2017 Audit Report and Financial Statement 4 Mgmt For For For Approve 2017 Final Account Report 5 Mgmt For For For Approve 2018 Financial Budget Report 6 Mgmt For For For Approve 2017 Final Profit Distribution Plan and Final Dividend 7 Mgmt For For For Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Auditors and
Internal Auditors and Authorize Board to Fix Their Remuneration 8 Mgmt For For For Approve Amendments to Articles of Association 9 Mgmt For For For Approve Grant of General Mandate to Issue Debt Instruments 9.01 Mgmt For For For Approve Issue Size and Method in Relation to Issuance of Debt Financing Instruments 9.02 Mgmt For For For Approve Type of Debt Financing Instruments 9.03 Mgmt For For For Approve Maturity of Debt Financing Instruments 9.04 Mgmt For For For Approve Target Subscribers and Arrangement for Placement to Shareholders in Relation
to Issuance of Debt Financing Instruments 9.05 Mgmt For For For Approve Interest Rate in Relation to Issuance of Debt Financing Instruments 9.06 Mgmt For For For Approve Use of Proceeds in Relation to Issuance of Debt Financing Instruments 9.07 Mgmt For For For Approve Listing in Relation to Issuance of Debt Financing Instruments 9.08 Mgmt For For For Approve Guarantee in Relation to Issuance of Debt Financing Instruments 9.09 Mgmt For For For Approve Validity Period in Relation to Issuance of Debt Financing Instruments 9.10 Mgmt For For For Approve Authorization Arrangement in Relation to Issuance of Debt Financing
Instruments Mgmt RESOLUTION IN RELATION TO THE ELECTION OF 7 DIRECTORS VIA CUMULATIVE
VOTING 10.1 Mgmt For For For Elect Gu Dejun as Director 10.2 Mgmt For For For Elect Chen Yanli as Director 10.3 Mgmt For For For Elect Chen Yongbing as Director 10.4 Mgmt For For For Elect Yao Yongjia as Director 10.5 Mgmt For For For Elect Wu Xinhua as Director 10.6 Mgmt For For For Elect Ms. Hu Yu as Director 10.7 Mgmt For For For Elect Ma Chung Lai, Lawrence as Director Mgmt RESOLUTION IN RELATION TO THE ELECTION OF 4 INDEPENDENT DIRECTORS VIA
CUMULATIVE VOTING 11.1 Mgmt For For For Elect Zhang Zhuting as Independent Director 11.2 Mgmt For For For Elect Chen Liang as Independent Director 11.3 Mgmt For For For Elect Lin Hui as Independent Director 11.4 Mgmt For For For Elect Zhou Shudong as Independent Director Mgmt RESOLUTION IN RELATION TO THE ELECTION OF 3 SUPERVISORS VIA CUMULATIVE
VOTING 12.1 Mgmt For For For Elect Yu Lanying as Supervisor 12.2 Mgmt For For For Elect Ding Guozhen as Supervisor 12.3 Mgmt For For For Elect Pan Ye as Supervisor
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LUKOIL PJSCMeeting Date: 06/21/2018Record Date: 05/25/2018
Primary ISIN: RU0009024277
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for ADR Holders 1 Mgmt For For For Approve Annual Report, Financial Statements, and Allocation of Income, Including
Dividends Mgmt Elect 11 Directors by Cumulative Voting 2.1 Mgmt None Against Against Elect Vagit Alekperov as Director 2.2 Mgmt None Against Against Elect Viktor Blazheev as Director 2.3 Mgmt None For For Elect Toby Gati as Director 2.4 Mgmt None Against Against Elect Valery Grayfer as Director 2.5 Mgmt None Against Against Elect Igor Ivanov as Director 2.6 Mgmt None Against Against Elect Aleksandr Leyfrid as Director 2.7 Mgmt None Against Against Elect Ravil Maganov as Director 2.8 Mgmt None For For Elect Roger Munnings as Director 2.9 Mgmt None Against Against Elect Richard Matzke as Director 2.10 Mgmt None For For Elect Ivan Pictet as Director 2.11 Mgmt None Against Against Elect Leonid Fedun as Director 2.12 Mgmt None Against Against Elect Lubov Khoba as Director Mgmt Elect Three Members of Audit Commission 3.1 Mgmt For For For Elect Ivan Vrublevsky as Member of Audit Commission 3.2 Mgmt For For For Elect Pavel Suloyev as Member of Audit Commission 3.3 Mgmt For For For Elect Aleksandr Surkov as Member of Audit Commission 4.1 Mgmt For For For Approve Remuneration of Directors for Fiscal 2017 4.2 Mgmt For For For Approve Remuneration of New Directors for Fiscal 2018 5.1 Mgmt For For For Approve Remuneration of Members of Audit Commission for Fiscal 2017 5.2 Mgmt For For For Approve Remuneration of New Members of Audit Commission for Fiscal 2018 6 Mgmt For For For Ratify Auditor 7 Mgmt For For For Amend Charter 8 Mgmt For For For Approve Related-Party Transaction Re: Liability Insurance for Directors ,Executives, and
Companies
SAIC Motor Corp., Ltd.Meeting Date: 06/26/2018Record Date: 06/19/2018
Primary ISIN: CNE000000TY6
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Report of the Board of Directors 2 Mgmt For For For Approve Report of the Board of Supervisors 3 Mgmt For For For Approve Report of the Independent Directors 4 Mgmt For For For Approve Profit Distribution 5 Mgmt For For For Approve Financial Statements 6 Mgmt For For For Approve Annual Report and Summary 7 Mgmt For Against Against Approve Provision of Guarantee to SAIC General Motors Financial Co., Ltd. 8 Mgmt For For For Approve Provision of Guarantee to Controlled Subsidiary by Global Chexiang Car Rental
Co., Ltd. 9 Mgmt For For For Approve Provision of Guarantee by Huayu Automotive Systems Co., Ltd. to Huayuan
Korben Schmidt Aluminum Technology Co., Ltd. 10 Mgmt For For For Approve Provision of Guarantee by Huayu Automotive Systems Co., Ltd. to its
Subsidiaries 11 Mgmt For For For Approve to Appoint Financial Auditor 12 Mgmt For For For Approve to Appoint Internal Control Auditor 13 Mgmt For For For Approve Amendments to Articles of Association to Expand Business Scope Mgmt ELECT NON-INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING 14.1 SH For For For Elect Chen Hong as Non-independent Director 14.2 SH For For For Elect Chen Zhixin as Non-independent Director 14.3 SH For For For Elect Wang Jian as Non-independent Director Mgmt ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING 15.1 SH For For For Elect Tao Xinliang as Independent Director 15.2 SH For For For Elect Li Ruoshan as Independent Director 15.3 SH For For For Elect Zeng Saixing as Independent Director Mgmt ELECT SUPERVISORS VIA CUMULATIVE VOTING 16.1 SH For For For Elect Bian Baiping as Supervisor 16.2 SH For For For Elect Chen Weifeng as Supervisor 16.3 SH For For For Elect Yi Lian as Supervisor
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MMC Norilsk Nickel PJSCMeeting Date: 06/28/2018Record Date: 06/04/2018
Primary ISIN: RU0007288411
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Meeting for ADR Holders 1 Mgmt For For For Approve Annual Report 2 Mgmt For For For Approve Financial Statements 3 Mgmt For For For Approve Consolidated Financial Statements 4 Mgmt For For For Approve Allocation of Income and Dividends of RUB 607.98 Mgmt Elect 13 Directors by Cumulative Voting 5.1 Mgmt None Against Against Elect Sergey Barbashev as Director 5.2 Mgmt None Against Against Elect Aleksey Bashkirov as Director 5.3 Mgmt None Against Against Elect Sergey Bratukhin as Director 5.4 Mgmt None Against Against Elect Andrey Bugrov as Director 5.5 Mgmt None Against Against Elect Artem Volynets as Director 5.6 Mgmt None Against Against Elect Marianna Zakharova as Director 5.7 Mgmt None For For Elect Andrey Likhachev as Director 5.8 Mgmt None For For Elect Roger Munnings as Director 5.9 Mgmt None Against Against Elect Stalbek Mishakov as Director 5.10 Mgmt None For For Elect Gareth Penny as Director 5.11 Mgmt None Against Against Elect Maksim Sokov as Director 5.12 Mgmt None Against Against Elect Vladislav Solovyev as Director 5.13 Mgmt None For For Elect Robert Edwards as Director Mgmt Elect Five Members of Audit Commisson 6.1 Mgmt For For For Elect Artur Arustamov as Member of Audit Commission 6.2 Mgmt For For For Elect Anna Masalova as Member of Audit Commission 6.3 Mgmt For For For Elect Georgy Svanidze as Member of Audit Commission 6.4 Mgmt For For For Elect Vladimir Shilkov as Members of Audit Commission 6.5 Mgmt For For For Elect Elena Yanevich as Member of Audit Commission 7 Mgmt For For For Ratify KPMG as RAS Auditor 8 Mgmt For For For Ratify KPMG as IFRS Auditor 9 Mgmt For Against Against Approve Remuneration of Directors 10 Mgmt For For For Approve Remuneration of Members of Audit Commission 11 Mgmt For For For Approve Related-Party Transactions Re: Indemnification Agreements with Directors and
Executives 12 Mgmt For For For Approve Related-Party Transaction Re: Liability Insurance for Directors and Executives 13 Mgmt For For For Approve Company’s Membership in Association Builders of Krasnoyarsk
China Construction Bank CorporationMeeting Date: 06/29/2018Record Date: 05/29/2018
Primary ISIN: CNE1000002H1
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt AGM BALLOT FOR HOLDERS OF H SHARES Mgmt ORDINARY RESOLUTIONS 1 Mgmt For For For Approve 2017 Report of the Board of Directors 2 Mgmt For For For Approve 2017 Report of the Board of Supervisors 3 Mgmt For For For Approve 2017 Final Financial Accounts 4 Mgmt For For For Approve 2017 Profit Distribution Plan 5 Mgmt For For For Approve Budget of 2018 Fixed Assets Investment 6 Mgmt For For For Approve Remuneration Distribution and Settlement Plan for Directors in 2016 7 Mgmt For For For Approve Remuneration Distribution and Settlement Plan for Supervisors in 2016 8 Mgmt For For For Elect Wang Zuji as Director 9 Mgmt For For For Elect Pang Xiusheng as Director 10 Mgmt For For For Elect Zhang Gengsheng as Director 11 Mgmt For For For Elect Li Jun as Director 12 Mgmt For For For Elect Anita Fung Yuen Mei as Director 13 Mgmt For For For Elect Carl Walter as Director 14 Mgmt For For For Elect Kenneth Patrick Chung as Director 15 Mgmt For For For Elect Wu Jianhang as Supervisor 16 Mgmt For For For Elect Fang Qiuyue as Supervisor 17 Mgmt For For For Approve Capital Plan for 2018 to 2020 18 Mgmt For For For Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and
PricewaterhouseCoopers as International Auditors and Fix Their Remuneration Mgmt SPECIAL RESOLUTION 1 Mgmt For For For Approve Amendments to the Authorization to the Board of Directors by the Shareholders’
General Meeting on External Donations
Singapore Telecommunications LimitedMeeting Date: 07/28/2017Record Date:
Primary ISIN: SG1T75931496
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Adopt Financial Statements and Directors' and Auditors' Reports2 Mgmt For For For Approve Final Dividend3 Mgmt For For For Elect Chua Sock Koong as Director4 Mgmt For For For Elect Low Check Kian as Director5 Mgmt For For For Elect Peter Ong Boon Kwee as Director6 Mgmt For For For Approve Directors' Fees7 Mgmt For For For Approve Auditors and Authorize Board to Fix Their Remuneration8 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights9 Mgmt For For For Approve Grant of Awards and Issuance of Shares Under the Singtel Performance Share Plan
201210 Mgmt For For For Authorize Share Repurchase Program
National Grid plcMeeting Date: 07/31/2017Record Date: 07/29/2017
Primary ISIN: GB00BDR05C01
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Final Dividend3 Mgmt For For For Re-elect Sir Peter Gershon as Director4 Mgmt For For For Re-elect John Pettigrew as Director5 Mgmt For For For Re-elect Andrew Bonfield as Director6 Mgmt For For For Re-elect Dean Seavers as Director7 Mgmt For For For Re-elect Nicola Shaw as Director8 Mgmt For For For Re-elect Nora Brownell as Director9 Mgmt For For For Re-elect Jonathan Dawson as Director10 Mgmt For For For Elect Pierre Dufour as Director11 Mgmt For For For Re-elect Therese Esperdy as Director12 Mgmt For For For Re-elect Paul Golby as Director13 Mgmt For For For Re-elect Mark Williamson as Director14 Mgmt For For For Appoint Deloitte LLP as Auditors15 Mgmt For For For Authorise Board to Fix Remuneration of Auditors16 Mgmt For For For Approve Remuneration Policy17 Mgmt For For For Approve Remuneration Report18 Mgmt For For For Authorise EU Political Donations and Expenditure19 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights20 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights21 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other
Capital Investment22 Mgmt For For For Authorise Market Purchase of Ordinary Shares23 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks' Notice
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Skycity Entertainment Group Ltd.Meeting Date: 10/20/2017Record Date: 10/18/2017
Primary ISIN: NZSKCE0001S2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Elect Jennifer Owen as Director2 Mgmt For For For Elect Murray Jordan as Director3 Mgmt For For For Elect Rob Campbell as Director4 Mgmt For For For Elect Sue Suckling as Director5 Mgmt For For For Elect Brent Harman as Director6 Mgmt For For For Authorize Board to Fix Remuneration of the Auditors
Auckland International Airport Ltd.Meeting Date: 10/26/2017Record Date: 10/24/2017
Primary ISIN: NZAIAE0002S6
Number Proponent Mgmt Rec ISS Rec Vote Instruction TextMgmt Management
1 Mgmt For For For Elect Justine Smyth as Director2 Mgmt For For For Elect James Miller as Director3 Mgmt For For For Elect Julia Hoare as Director4 Mgmt For For For Approve Increase in Total Quantum of Annual Directors' Fees5 Mgmt For For For Authorize Board to Fix Remuneration of the Auditors
Mgmt Shareholders6 SH Against Against Against Approve that Auckland Airport Investigate Way that Jet A1 Fuel Could Be Unloaded from
A Ship to Holding Tanks that Could Be Utilized by Fuel Supplier that Meets The RequiredStandards
7 SH Against Against Against Approve that Auckland Airport Investigate Other Business Areas to Reduce CO2 Emissions8 SH Against Against Against Approve that Auckland Airport Lobby New Zealand Government to Support Use of Debt-
free Money to Make Climate Change Financially Viable
Charter Hall Retail REITMeeting Date: 10/31/2017Record Date: 10/29/2017
Primary ISIN: AU000000CQR9
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Elect Michael Gorman as Director2 Mgmt For Against Against Elect John Harkness as Director
Inghams Group LimitedMeeting Date: 10/31/2017Record Date: 10/29/2017
Primary ISIN: AU000000ING6
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text2.1 Mgmt For For For Elect Helen Nash as Director2.2 Mgmt For For For Elect Jacqueline McArthur as Director2.3 Mgmt For For For Elect Joel Thickins as Director3 Mgmt For Against Against Approve Remuneration Report4 Mgmt For For For Approve Long Term Incentive Grant of Performance Rights to Mick McMahon5 Mgmt For For For Appoint KPMG as Auditor of the Company
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Q417 ISC LP Proxy Report
Quarter 4, 2017
Proxy ReportMondrian International Small Cap Equity Fund, L.P.
Mercury NZ LimitedMeeting Date: 11/07/2017Record Date: 11/03/2017
Primary ISIN: NZMRPE0001S2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Elect Andy Lark as Director2 Mgmt For For For Elect Patrick Strange as Director3 Mgmt For For For Elect Scott St John as Director4 Mgmt For For For Revoke Company's Current Constitution and Adopt a New Constitution
Pact Group Holdings Ltd.Meeting Date: 11/15/2017Record Date: 11/13/2017
Primary ISIN: AU000000PGH3
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text2 Mgmt For For For Approve Remuneration Report3 Mgmt For For For Elect Jonathan Ling as Director4 Mgmt For For For Approve Grant of Performance Rights to Malcolm Bundey5 Mgmt For For For Approve the Provision of Financial Assistance in Relation to the Pascoe's Group Acquisition
Costa Group Holdings LimitedMeeting Date: 11/16/2017Record Date: 11/14/2017
Primary ISIN: AU000000CGC2
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text2 Mgmt For For For Approve the Remuneration Report3 Mgmt For For For Elect Neil Chatfield as Director4 Mgmt For For For Elect Kevin Schwartz as Director5 Mgmt For For For Approve the Grant of Performance Rights to Harry Debney6 Mgmt For For For Approve the Grant of Options to Harry Debney
Shopping Centres Australasia Property GroupMeeting Date: 11/22/2017Record Date: 11/20/2017
Primary ISIN: AU000000SCP9
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Approve the Remuneration Report2 Mgmt For For For Elect Philip Marcus Clark AM as Director3 Mgmt For For For Elect Philip Redmond as Director4 Mgmt For For For Approve Issuance of Short Term Incentive Rights to Anthony Mellowes5 Mgmt For For For Approve Issuance of Long Term Incentive Rights to Anthony Mellowes6 Mgmt For For For Approve Issuance of Short Term Incentive Rights to Mark Fleming7 Mgmt For For For Approve Issuance of Long Term Incentive Rights to Mark Fleming
HKBN LtdMeeting Date: 12/15/2017Record Date: 12/11/2017
Primary ISIN: KYG451581055
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text1 Mgmt For For For Accept Financial Statements and Statutory Reports2 Mgmt For For For Approve Final Dividend3a1 Mgmt For For For Elect William Chu Kwong Yeung as Director3a2 Mgmt For For For Elect Stanley Chow as Director3b Mgmt For For For Authorize Board to Fix Remuneration of Directors4 Mgmt For For For Approve KPMG Certified Public Accountants as Auditors and Authorize Board to
Fix Their Remuneration5 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights6 Mgmt For For For Authorize Repurchase of Issued Share Capital7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares8 Mgmt For Against Against Approve Co-Ownership Plan III and Grant a Specific Mandate to the Directors to Issue,
Allotand Deal with New Shares Up to But Not Exceeding the Scheme Mandate Limit9 Mgmt For Against Against Approve Connected Grant to the Connected Participants pursuant to the
Co-Ownership Plan III
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Q417 ISC LP Proxy Report
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Tesco PLCMeeting Date: 02/28/2018Record Date: 02/26/2018
Primary ISIN: GB0008847096
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Matters Relating to the Acquisition of Booker Group plc
Novartis AGMeeting Date: 03/02/2018Record Date:
Primary ISIN: CH0012005267
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Discharge of Board and Senior Management 3 Mgmt For For For Approve Allocation of Income and Dividends of CHF 2.80 per Share 4 Mgmt For For For Approve CHF 33.1 Million Reduction in Share Capital via Cancellation of Repurchased
Shares 5.1 Mgmt For For For Approve Maximum Total Remuneration of Directors in the Amount of CHF 8.2 Million 5.2 Mgmt For For For Approve Maximum Total Remuneration of Executive Committee in the Amount of CHF 92
Million 5.3 Mgmt For For For Approve Remuneration Report (Non-Binding) 6.1 Mgmt For For For Reelect Joerg Reinhardt as Director and Board Chairman 6.2 Mgmt For For For Reelect Nancy Andrews as Director 6.3 Mgmt For For For Reelect Dimitri Azar as Director 6.4 Mgmt For For For Reelect Ton Buechner as Director 6.5 Mgmt For For For Reelect Srikant Datar as Director 6.6 Mgmt For For For Reelect Elizabeth Doherty as Director 6.7 Mgmt For For For Reelect Ann Fudge as Director 6.8 Mgmt For For For Reelect Frans van Houten as Director 6.9 Mgmt For For For Reelect Andreas von Planta as Director 6.10 Mgmt For For For Reelect Charles Sawyers as Director 6.11 Mgmt For For For Reelect Enrico Vanni as Director 6.12 Mgmt For For For Reelect William Winters as Director 7.1 Mgmt For For For Reappoint Srikant Datar as Member of the Compensation Committee 7.2 Mgmt For For For Reappoint Ann Fudge as Member of the Compensation Committee 7.3 Mgmt For For For Reappoint Enrico Vanni as Member of the Compensation Committee 7.4 Mgmt For For For Reappoint William Winters as Member of the Compensation Committee 8 Mgmt For For For Ratify PricewaterhouseCoopers AG as Auditors 9 Mgmt For For For Designate Peter Andreas as Independent Proxy 10 Mgmt For Against Against Transact Other Business (Voting)
Banco Santander S.A.Meeting Date: 03/22/2018Record Date: 03/18/2018
Primary ISIN: ES0113900J37
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1.A Mgmt For For For Approve Consolidated and Standalone Financial Statements1.B Mgmt For For For Approve Discharge of Board
2 Mgmt For For For Approve Allocation of Income and Dividends3.A Mgmt For For For Fix Number of Directors at 153.B Mgmt For For For Elect Alvaro Antonio Cardoso de Souza as Director3.C Mgmt For For For Ratify Appointment of and Elect Ramiro Mato Garcia-Ansorena as Director3.D Mgmt For For For Reelect Carlos Fernandez Gonzalez as Director3.E Mgmt For For For Reelect Ignacio Benjumea Cabeza de Vaca as Director3.F Mgmt For For For Reelect Guillermo de la Dehesa as Director3.G Mgmt For For For Reelect Sol Daurella Comadran as Director3.H Mgmt For For For Reelect Homaira Akbari as Director
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Banco Santander S.A. (continued)Meeting Date: 03/22/2018Record Date: 03/18/2018
Primary ISIN: ES0113900J37
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
4 Mgmt For For For Authorize Share Repurchase Program 5.A Mgmt For For For Amend Articles Re: Creation of Shareholder Value and Quantitative Composition of the
Board 5.B Mgmt For For For Amend Articles Re: Delegation of Board Powers to the Board Committees 5.C Mgmt For For For Amend Article 60 Re: Corporate Governance Report 6 Mgmt For For For Approve Capital Raising 7 Mgmt For For For Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked
Securities, Excluding Preemptive Rights of up to 20 Percent 8 Mgmt For For For Authorize Capitalization of Reserves for Scrip Dividends 9 Mgmt For For For Approve Remuneration Policy 10 Mgmt For For For Approve Remuneration of Directors 11 Mgmt For For For Fix Maximum Variable Compensation Ratio 12.A Mgmt For For For Approve Deferred Multiyear Objectives Variable Remuneration Plan 12.B Mgmt For For For Approve Deferred and Conditional Variable Remuneration Plan 12.C Mgmt For For For Approve Buy-out Policy 12.D Mgmt For For For Approve Employee Stock Purchase Plan 13 Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions 14 Mgmt For For For Advisory Vote on Remuneration Report
Telefonaktiebolaget LM EricssonMeeting Date: 03/28/2018Record Date: 03/22/2018
Primary ISIN: SE0000108656
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Elect Chairman of Meeting 2 Mgmt For For For Prepare and Approve List of Shareholders 3 Mgmt For For For Approve Agenda of Meeting 4 Mgmt For For For Acknowledge Proper Convening of Meeting 5 Mgmt For For For Designate Inspector(s) of Minutes of Meeting 6 Mgmt Receive Financial Statements and Statutory Reports 7 Mgmt Receive President’s Report 8.1 Mgmt For For For Accept Financial Statements and Statutory Reports 8.2 Mgmt For For For Approve Discharge of Board and President 8.3 Mgmt For For For Approve Allocation of Income and Dividends of SEK 1 Per Share 9 Mgmt For For For Determine Number of Directors (10) and Deputy Directors (0) of Board 10 Mgmt For For For Approve Remuneration of Directors in the Amount of SEK 4.1 Million for Chairman and
SEK 990,000 for Other Directors, Approve Remuneration for Committee Work 11.1 Mgmt For For For Reelect Jon Baksaas as Director 11.2 Mgmt For For For Reelect Jan Carlson as Director 11.3 Mgmt For For For Reelect Nora Denzel as Director 11.4 Mgmt For For For Reelect Borje Ekholm as Director 11.5 Mgmt For For For Reelect Eric Elzvik as Director 11.6 Mgmt For For For Elect Kurt Jofs as New Director 11.7 Mgmt For For For Elect Ronnie Leten as New Director 11.8 Mgmt For For For Reelect Kristin Rinne as Director 11.9 Mgmt For For For Reelect Helena Stjernholm as Director 11.10 Mgmt For For For Reelect Jacob Wallenberg as Director 12 Mgmt For For For Elect Ronnie Leten as Board Chairman 13 Mgmt For For For Determine Number of Auditors (1) and Deputy Auditors (0) 14 Mgmt For For For Approve Remuneration of Auditors 15 Mgmt For For For Ratify PricewaterhouseCoopers as Auditors 16 Mgmt For For For Approve Remuneration Policy And Other Terms of Employment For Executive
Management 17 Mgmt For Against Against Approve Long-Term Variable Compensation Program 2018 (LTV 2018) 18 Mgmt For For For Approve Transfer of up to 15 Million B Shares in Connection to LTV 2014, LTV 2015, LTV
2016 and LTV 2017 Mgmt Shareholder s from Einar Hellbom and Mats Lagstrom 19 SH None For For Instruct the Board to Propose Equal Voting Rights for All Shares on Annual Meeting 2019 20 SH None Against Against Instruct the Nomination Committee Prior to 2019 AGM to Propose a Differentiated
Remuneration Plan for Remuneration of Directors and Chairman on 21 Mgmt Close Meeting
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ABB Ltd.Meeting Date: 03/29/2018Record Date:
Primary ISIN: CH0012221716
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For Against Against Approve Remuneration Report (Non-Binding) 3 Mgmt For For For Approve Discharge of Board and Senior Management 4 Mgmt For For For Approve Allocation of Income and Dividends of CHF 0.78 per Share 5.1 Mgmt For For For Amend Corporate Purpose 5.2 Mgmt For For For Amend Articles Re: Cancellation of Transitional Provisions 6.1 Mgmt For For For Approve Maximum Remuneration of Board of Directors in the Amount of CHF 4.7 Million 6.2 Mgmt For For For Approve Maximum Remuneration of Executive Committee in the Amount of CHF 52
Million 7.1 Mgmt For For For Reelect Matti Alahuhta as Director 7.2 Mgmt For For For Elect Gunnar Brock as Director 7.3 Mgmt For For For Reelect David Constable as Director 7.4 Mgmt For For For Reelect Frederico Curado as Director 7.5 Mgmt For For For Reelect Lars Foerberg as Director 7.6 Mgmt For For For Elect Jennifer Xin-Zhe Li as Director 7.7 Mgmt For For For Elect Geraldine Matchett as Director 7.8 Mgmt For For For Reelect David Meline as Director 7.9 Mgmt For For For Reelect Satish Pai as Director 7.10 Mgmt For For For Reelect Jacob Wallenberg as Director 7.11 Mgmt For For For Reelect Peter Voser as Director and Board Chairman 8.1 Mgmt For For For Appoint David Constable as Member of the Compensation Committee 8.2 Mgmt For For For Appoint Frederico Curado as Member of the Compensation Committee 8.3 Mgmt For For For Appoint Jennifer Xin-Zhe Li as Member of the Compensation Committee 9 Mgmt For For For Designate Hans Zehnder as Independent Proxy 10 Mgmt For For For Ratify KPMG AG as Auditors 11 Mgmt For Against Against Transact Other Business (Voting)
Canon Inc.Meeting Date: 03/29/2018Record Date: 12/31/2017
Primary ISIN: JP3242800005
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 85 2.1 Mgmt For For For Elect Director Mitarai, Fujio 2.2 Mgmt For For For Elect Director Maeda, Masaya 2.3 Mgmt For For For Elect Director Tanaka, Toshizo 2.4 Mgmt For For For Elect Director Homma, Toshio 2.5 Mgmt For For For Elect Director Matsumoto, Shigeyuki 2.6 Mgmt For For For Elect Director Saida, Kunitaro 2.7 Mgmt For For For Elect Director Kato, Haruhiko 3.1 Mgmt For For For Appoint Statutory Auditor Nakamura, Masaaki 3.2 Mgmt For Against Against Appoint Statutory Auditor Kashimoto, Koichi 4 Mgmt For For For Approve Annual Bonus 5 Mgmt For For For Approve Deep Discount Stock Option Plan
Kirin Holdings Co., Ltd.Meeting Date: 03/29/2018Record Date: 12/31/2017
Primary ISIN: JP3258000003
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 25.5 2.1 Mgmt For For For Elect Director Isozaki, Yoshinori 2.2 Mgmt For For For Elect Director Nishimura, Keisuke 2.3 Mgmt For For For Elect Director Miyoshi, Toshiya 2.4 Mgmt For For For Elect Director Ishii, Yasuyuki 2.5 Mgmt For For For Elect Director Yokota, Noriya 2.6 Mgmt For For For Elect Director Arima, Toshio 2.7 Mgmt For For For Elect Director Arakawa, Shoshi 2.8 Mgmt For For For Elect Director Iwata, Kimie 2.9 Mgmt For For For Elect Director Nagayasu, Katsunori 3.1 Mgmt For For For Appoint Statutory Auditor Ito, Akihiro 3.2 Mgmt For For For Appoint Statutory Auditor Nakata, Nobuo
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Otsuka Holdings Co LtdMeeting Date: 03/29/2018Record Date: 12/31/2017
Primary ISIN: JP3188220002
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1.1 Mgmt For For For Elect Director Otsuka, Ichiro 1.2 Mgmt For For For Elect Director Higuchi, Tatsuo 1.3 Mgmt For For For Elect Director Matsuo, Yoshiro 1.4 Mgmt For For For Elect Director Makino, Yuko 1.5 Mgmt For For For Elect Director Tobe, Sadanobu 1.6 Mgmt For For For Elect Director Makise, Atsumasa 1.7 Mgmt For For For Elect Director Kobayashi, Masayuki 1.8 Mgmt For For For Elect Director Tojo, Noriko 1.9 Mgmt For For For Elect Director Konose, Tadaaki 1.10 Mgmt For For For Elect Director Matsutani, Yukio 1.11 Mgmt For For For Elect Director Sekiguchi, Ko 2.1 Mgmt For For For Appoint Statutory Auditor Toba, Yozo 2.2 Mgmt For Against Against Appoint Statutory Auditor Sugawara, Hiroshi 2.3 Mgmt For For For Appoint Statutory Auditor Wachi, Yoko 2.4 Mgmt For For For Appoint Statutory Auditor Takahashi, Kazuo
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Zurich Insurance Group AGMeeting Date: 04/04/2018Record Date:
Primary ISIN: CH0011075394
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1.1 Mgmt For For For Accept Financial Statements and Statutory Reports 1.2 Mgmt For For For Approve Remuneration Report (Non-Binding) 2.1 Mgmt For For For Approve Allocation of Income and Dividends of CHF 16.60 per Share from Available
Earnings 2.2 Mgmt For For For Approve Dividends of CHF 1.40 per Share from Capital Contribution Reserves 3 Mgmt For For For Approve Discharge of Board and Senior Management 4.1.a Mgmt For For For Elect Michel Lies as Director and Board Chairman 4.1.b Mgmt For For For Reelect Joan Amble as Director 4.1.c Mgmt For For For Reelect Catherine Bessant as Director 4.1.d Mgmt For For For Reelect Alison Canrwath as Director 4.1.e Mgmt For For For Reelect Christoph Franz as Director 4.1.f Mgmt For For For Reelect Jeffrey Hayman as Director 4.1.g Mgmt For For For Reelect Monica Maechler as Director 4.1.h Mgmt For For For Reelect Kishore Mahbubani as Director 4.1.i Mgmt For For For Reelect David Nish as Director 4.1.j Mgmt For Against Against Elect Jasmin Staiblin as Director 4.2.1 Mgmt For For For Reappoint Christoph Franz as Member of the Compensation Committee 4.2.2 Mgmt For For For Reappoint Kishore Mahbubani as Member of the Compensation Committee 4.2.3 Mgmt For For For Reappoint Catherine Bessant as Member of the Compensation Committee 4.2.4 Mgmt For For For Reappoint Michel Lies as Member of the Compensation Committee 4.3 Mgmt For For For Designate Andreas Keller as Independent Proxy 4.4 Mgmt For For For Ratify PricewaterhouseCoopers AG as Auditors 5.1 Mgmt For For For Approve Remuneration of Directors in the Amount of CHF 4.6 Million 5.2 Mgmt For For For Approve Remuneration of Executive Committee in the Amount of CHF 72.2 Million 6 Mgmt For For Against Approve Creation of CHF 4.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights 7 Mgmt For Against Against Transact Other Business (Voting)
Daimler AGMeeting Date: 04/05/2018Record Date:
Primary ISIN: DE0007100000
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) 2 Mgmt For For For Approve Allocation of Income and Dividends of EUR 3.65 per Share 3 Mgmt For For For Approve Discharge of Management Board for Fiscal 2017 4 Mgmt For For For Approve Discharge of Supervisory Board for Fiscal 2017 5.1 Mgmt For For For Ratify KPMG AG as Auditors for Fiscal 2018 5.2 Mgmt For For For Ratify KPMG AG as Auditors for the 2019 Interim Financial Statements Until the 2019 AGM 6.1 Mgmt For For For Elect Sari Baldauf to the Supervisory Board 6.2 Mgmt For For For Elect Juergen Hambrecht to the Supervisory Board 6.3 Mgmt For For For Elect Marie Wieck to the Supervisory Board 7 Mgmt For For For Approve Creation of EUR 1 Billion Pool of Capital with Partial Exclusion of Preemptive Rights
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Telia Company ABMeeting Date: 04/10/2018Record Date: 04/04/2018
Primary ISIN: SE0000667925
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Elect Chairman of Meeting 2 Mgmt For For For Prepare and Approve List of Shareholders 3 Mgmt For For For Approve Agenda of Meeting 4 Mgmt For For For Designate Inspector(s) of Minutes of Meeting 5 Mgmt For For For Acknowledge Proper Convening of Meeting 6 Mgmt Receive Financial Statements and Statutory Reports; Receive Report by Chairman of the
Board; Receive CEO’s report 7 Mgmt For For For Accept Financial Statements and Statutory Reports 8 Mgmt For For For Approve Allocation of Income and Dividends of SEK 2.30 Per Share 9 Mgmt For For For Approve Discharge of Board and President 10 Mgmt For For For Determine Number of Directors (8) and Deputy Directors (0) of Board 11 Mgmt For For For Approve Remuneration of Directors in the Amount of SEK 1.7 Million to Chair, SEK 820,000
to Vice Chair and SEK 580,000 to Other Directors; Approve Remuneration for Committee Work
12a Mgmt For For For Reelect Susanna Campbell as Director 12b Mgmt For For For Reelect Marie Ehrling as Director 12c Mgmt For For For Reelect Olli-Pekka Kallasvuo as Director 12d Mgmt For For For Reelect Nina Linander as Director 12e Mgmt For For For Elect Jimmy Maymann as New Director 12f Mgmt For For For Reelect Anna Settman as Director 12g Mgmt For For For Reelect Olaf Swantee as Director 12h Mgmt For For For Elect Martin Tiveus as New Director 13a Mgmt For For For Reelect Marie Ehrling as Board Chairman 13b Mgmt For For For Reelect Olli-Pekka Kallasvuo as Vice Chairman 14 Mgmt For For For Determine Number of Auditors (1) and Deputy Auditors (0) 15 Mgmt For For For Approve Remuneration of Auditors 16 Mgmt For For For Ratify Deloitte as Auditors 17 Mgmt For For For Authorize Chairman of Board and Representatives of Four of Company’s Largest
Shareholders to Serve on Nominating Committee 18 Mgmt For For For Approve Remuneration Policy And Other Terms of Employment For Executive Management 19 Mgmt For For For Authorize Share Repurchase Program and Reissuance of Repurchased Shares 20a Mgmt For Against Against Approve Performance Share Program for Key Employees 20b Mgmt For Against Against Approve Transfer of Shares in Connection with Performance Share Program Mgmt Shareholder s Submitted by Carl Axel Bruno 21 SH None Against Against Require All Letters Received by Company to be Answered within Two Months of Receipt 22 Mgmt Close Meeting
ISS A/SMeeting Date: 04/11/2018Record Date: 04/04/2018
Primary ISIN: DK0060542181
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Report of Board 2 Mgmt For For For Accept Financial Statements and Statutory Reports 3 Mgmt For For For Approve Allocation of Income and Dividends of DKK 7.70 Per Share 4 Mgmt For For For Approve Discharge of Management and Board 5 Mgmt For For For Authorize Share Repurchase Program 6 Mgmt For For For Approve Remuneration of Directors in the Amount of DKK 1.28 Million for Chairman,
DKK 639,000 for Deputy Chairman and DKK 426,000 for Other Directors; Approve Compensation for Committee Work
7a Mgmt For For For Reelect Lord Allen of Kensington Kt CBE as Director 7b Mgmt For For For Reelect Thomas Berglund as Director 7c Mgmt For For For Reelect Claire Chiang as Director 7d Mgmt For For For Reelect Henrik Poulsen as Director 7e Mgmt For For For Reelect Ben Stevens as Director 7f Mgmt For For For Reelect Cynthia Mary Trudell as Director 8 Mgmt For For For Ratify Ernst & Young as Auditors 9a Mgmt For For For Approve Creation of DKK 37 Million Pool of Capital without Preemptive Rights 9b Mgmt For For For Approve Guidelines for Incentive-Based Compensation for Executive Management
and Board 10 Mgmt Other Business
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Koninklijke Ahold Delhaize NVMeeting Date: 04/11/2018Record Date: 03/14/2018
Primary ISIN: NL0011794037
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Annual Meeting Agenda 1 Mgmt Open Meeting 2 Mgmt Receive Report of Management Board (Non-Voting) 3 Mgmt Discussion on Company’s Corporate Governance Structure 4 Mgmt Receive Explanation on Company’s Reserves and Dividend Policy 5 Mgmt Discuss Implementation of Remuneration Policy of the Management Board 6 Mgmt For For For Adopt 2017 Financial Statements 7 Mgmt For For For Approve Dividends of EUR 0.63 Per Share 8 Mgmt For For For Approve Discharge of Management Board 9 Mgmt For For For Approve Discharge of Supervisory Board 10 Mgmt For For For Elect Wouter Kolk to Management Board 11 Mgmt For For For Reelect Rene Hooft Graafland to Supervisory Board 12 Mgmt For For For Ratify PricewaterhouseCoopers as Auditors 13 Mgmt For For For Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital 14 Mgmt For For For Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 15 Mgmt For For For Authorize Repurchase of Up to 10 Percent of Issued Share Capital 16 Mgmt For For For Approve Reduction in Share Capital by Cancellation of Shares Under Item 15 17 Mgmt Close Meeting
Iberdrola S.A.Meeting Date: 04/13/2018Record Date: 04/09/2018
Primary ISIN: ES0144580Y14
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Consolidated and Standalone Financial Statements 2 Mgmt For For For Approve Consolidated and Standalone Management Reports 3 Mgmt For For For Approve Discharge of Board 4 Mgmt For For For Elect Anthony L. Gardner as Director 5 Mgmt For For For Reelect Georgina Kessel Martinez as Director 6 Mgmt For For For Approve Allocation of Income and Dividends 7 Mgmt For For For Authorize Capitalization of Reserves for Scrip Dividends 8 Mgmt For For For Authorize Capitalization of Reserves for Scrip Dividends 9 Mgmt For For For Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares 10 Mgmt For For For Advisory Vote on Remuneration Report 11 Mgmt For For For Approve Remuneration Policy 12 Mgmt For For For Authorize Share Repurchase Program 13 Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions
United Overseas Bank LimitedMeeting Date: 04/20/2018Record Date:
Primary ISIN: SG1M31001969
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Adopt Financial Statements and Directors’ and Auditors’ Reports 2 Mgmt For For For Approve Final and Special Dividends 3 Mgmt For For For Approve Directors’ Fees 4 Mgmt For For For Approve Fee to Wee Cho Yaw, Chairman Emeritus and Adviser of the Bank for the Period
from January 2017 to December 2017 5 Mgmt For For For Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration 6 Mgmt For For For Elect Lim Hwee Hua as Director 7 Mgmt For For For Elect Wong Kan Seng as Director 8 Mgmt For For For Elect Alexander Charles Hungate as Director 9 Mgmt For For For Elect Michael Lien Jown Leam as Director 10 Mgmt For For For Elect Alvin Yeo Khirn Hai as Director 11 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights 12 Mgmt For For For Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme 13 Mgmt For Against Against Authorize Share Repurchase Program
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SanofiMeeting Date: 05/02/2018Record Date: 04/26/2018
Primary ISIN: FR0000120578
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Business 1 Mgmt For For For Approve Financial Statements and Statutory Reports 2 Mgmt For For For Approve Consolidated Financial Statements and Statutory Reports 3 Mgmt For For For Approve Allocation of Income and Dividends of EUR 3.03 per Share 4 Mgmt For For For Reelect Olivier Brandicourt as Director 5 Mgmt For For For Reelect Patrick Kron as Director 6 Mgmt For For For Reelect Christian Mulliez as Director 7 Mgmt For For For Elect Emmanuel Babeau as Director 8 Mgmt For For For Approve Remuneration Policy for Chairman of the Board 9 Mgmt For For For Approve Remuneration Policy for CEO 10 Mgmt For For For Approve Compensation of Serge Weinberg, Chairman of the Board 11 Mgmt For For For Approve Compensation of Olivier Brandicourt, CEO 12 Mgmt For For For Renew Appointment of Ernst and Young et Autres as Auditor 13 Mgmt For For For Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt Extraordinary Business 14 Mgmt For For For Amend Articles 11 and 12 of Bylaws Re: Board of Directors 15 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
GlaxoSmithKline plcMeeting Date: 05/03/2018Record Date: 05/01/2018
Primary ISIN: GB0009252882
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For Abstain Abstain Approve Remuneration Report 3 Mgmt For For For Elect Dr Hal Barron as Director 4 Mgmt For For For Elect Dr Laurie Glimcher as Director 5 Mgmt For For For Re-elect Philip Hampton as Director 6 Mgmt For For For Re-elect Emma Walmsley as Director 7 Mgmt For For For Re-elect Vindi Banga as Director 8 Mgmt For For For Re-elect Dr Vivienne Cox as Director 9 Mgmt For For For Re-elect Simon Dingemans as Director 10 Mgmt For For For Re-elect Lynn Elsenhans as Director 11 Mgmt For For For Re-elect Dr Jesse Goodman as Director 12 Mgmt For For For Re-elect Judy Lewent as Director 13 Mgmt For For For Re-elect Urs Rohner as Director 14 Mgmt For For For Appoint Deloitte LLP as Auditors 15 Mgmt For For For Authorise the Audit & Risk Committee to Fix Remuneration of Auditors 16 Mgmt For For For Authorise EU Political Donations and Expenditure 17 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 18 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 19 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 20 Mgmt For For For Authorise Market Purchase of Ordinary Shares 21 Mgmt For For For Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in
Published Copies of the Auditors’ Reports 22 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice 23 Mgmt For For For Adopt New Articles of Association
GlaxoSmithKline plcMeeting Date: 05/03/2018Record Date: 05/01/2018
Primary ISIN: GB0009252882
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve the Buyout of Novartis’ Interest in GlaxoSmithKline Consumer Healthcare Holdings Limited for the Purposes of Chapter 11 of the Listing Rules of the Financial Conduct Authority
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QBE Insurance Group Ltd.Meeting Date: 05/03/2018Record Date: 05/01/2018
Primary ISIN: AU000000QBE9
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
2 Mgmt For Against Against Approve Remuneration Report 3 Mgmt For Against Against Approve Grant of Conditional Rights to Patrick Regan 4a Mgmt For For For Elect Stephen Fitzgerald as Director 4b Mgmt For For For Elect Brian Pomeroy as Director 4c Mgmt For For For Elect Jann Skinner as Director 5a SH Against Against Against Approve the Amendments to the Company’s Constitution 5b SH Against Against Against Approve Disclosure of Climate Risk
Allianz SEMeeting Date: 05/09/2018Record Date:
Primary ISIN: DE0008404005
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) 2 Mgmt For For For Approve Allocation of Income and Dividends of EUR 8.00 per Share 3 Mgmt For For For Approve Discharge of Management Board for Fiscal 2017 4 Mgmt For For For Approve Discharge of Supervisory Board for Fiscal 2017 5 Mgmt For For For Approve Creation of EUR 335 Million Pool of Capital with Partial Exclusion of Preemptive
Rights 6 Mgmt For For For Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan 7 Mgmt For For For Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 250 Million Pool of Capital to Guarantee Conversion Rights
8 Mgmt For For For Authorize Acquisition of Repurchased Shares for Trading Purposes 9 Mgmt For For For Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased
Shares without Preemptive Rights 10 Mgmt For For For Authorize Use of Financial Derivatives when Repurchasing Shares 11 Mgmt For For For Approve Remuneration of Supervisory Board 12 Mgmt For For For Approve Control Agreement with Allianz Asset Management GmbH 13 Mgmt For For For Approve Affiliation Agreement with Allianz Climate Solutions GmbH
CK Hutchison Holdings LimitedMeeting Date: 05/10/2018Record Date: 05/04/2018
Primary ISIN: KYG217651051
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3a Mgmt For For For Elect Fok Kin Ning, Canning as Director 3b Mgmt For Against Against Elect Ip Tak Chuen, Edmond as Director 3c Mgmt For Against Against Elect Lai Kai Ming, Dominic as Director 3d Mgmt For For For Elect Lee Yeh Kwong, Charles as Director 3e Mgmt For For For Elect Leung Siu Hon as Director 3f Mgmt For For For Elect Kwok Tun-li, Stanley as Director 3g Mgmt For For For Elect Wong Yick-ming, Rosanna as Director 4 Mgmt For For For Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration 5.1 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 5.2 Mgmt For For For Authorize Repurchase of Issued Share Capital 5.3 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
Eni S.p.A.Meeting Date: 05/10/2018Record Date: 04/30/2018
Primary ISIN: IT0003132476
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Business 1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Allocation of Income 3 Mgmt For Against For Approve Remuneration Policy 4 Mgmt For For For Approve Auditors and Authorize Board to Fix Their Remuneration
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Jardine Matheson Holdings Ltd.Meeting Date: 05/10/2018Record Date:
Primary ISIN: BMG507361001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Financial Statements and Statutory Reports and Declare Final Dividend 2 Mgmt For Abstain Abstain Elect Alex Newbigging as Director 3 Mgmt For Against Against Re-elect Anthony Nightingale as Director 4 Mgmt For Abstain Abstain Re-elect YK Pang as Director 5 Mgmt For Against Against Re-elect Percy Weatherall as Director 6 Mgmt For For For Ratify Auditors and Authorise Their Remuneration 7 Mgmt For For For Authorise Issue of Equity with and without Pre-emptive Rights
John Wood Group PLCMeeting Date: 05/11/2018Record Date: 05/09/2018
Primary ISIN: GB00B5N0P849
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3 Mgmt For For For Approve Remuneration Report 4 Mgmt For For For Re-elect Ian Marchant as Director 5 Mgmt For For For Re-elect Jann Brown as Director 6 Mgmt For For For Re-elect Thomas Botts as Director 7 Mgmt For For For Re-elect Jacqui Ferguson as Director 8 Mgmt For For For Re-elect Mary Shafer-Malicki as Director 9 Mgmt For For For Re-elect Jeremy Wilson as Director 10 Mgmt For For For Re-elect Robin Watson as Director 11 Mgmt For For For Re-elect David Kemp as Director 12 Mgmt For For For Elect Linda Adamany as Director 13 Mgmt For For For Elect Roy Franklin as Director 14 Mgmt For Abstain Abstain Elect Ian McHoul as Director 15 Mgmt For For For Appoint KPMG LLP as Auditors 16 Mgmt For For For Authorise Board to Fix Remuneration of Auditors 17 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 18 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 19 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 20 Mgmt For For For Authorise Market Purchase of Ordinary Shares 21 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice
G4S plcMeeting Date: 05/15/2018Record Date: 05/11/2018
Primary ISIN: GB00B01FLG62
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Remuneration Report 3 Mgmt For For For Approve Final Dividend 4 Mgmt For For For Elect John Ramsay as Director 5 Mgmt For For For Re-elect Ashley Almanza as Director 6 Mgmt For For For Re-elect John Connolly as Director 7 Mgmt For For For Re-elect John Daly as Director 8 Mgmt For For For Re-elect Winnie Kin Wah Fok as Director 9 Mgmt For For For Re-elect Steve Mogford as Director 10 Mgmt For For For Re-elect Paul Spence as Director 11 Mgmt For For For Re-elect Barbara Thoralfsson as Director 12 Mgmt For For For Re-elect Tim Weller as Director 13 Mgmt For For For Reappoint PricewaterhouseCoopers LLP as Auditors 14 Mgmt For For For Authorise the Audit Committee to Fix Remuneration of Auditors 15 Mgmt For For For Authorise EU Political Donations and Expenditure 16 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 17 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 18 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 19 Mgmt For For For Authorise Market Purchase of Ordinary Shares 20 Mgmt For For For Adopt New Articles of Association 21 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice
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Bayerische Motoren Werke AG (BMW)Meeting Date: 05/17/2018Record Date: 04/25/2018
Primary ISIN: DE0005190003
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) 2 Mgmt For For For Approve Allocation of Income and Dividends of EUR 4.00 per Ordinary Share and EUR
4.02 per Preference Share 3 Mgmt For For For Approve Discharge of Management Board for Fiscal 2017 4 Mgmt For For For Approve Discharge of Supervisory Board for Fiscal 2017 5 Mgmt For For For Ratify KPMG AG as Auditors for Fiscal 2018 6.1 Mgmt For For For Elect Kurt Bock to the Supervisory Board 6.2 Mgmt For For For Reelect Reinhard Huettl to the Supervisory Board 6.3 Mgmt For For For Reelect Karl-Ludwig Kley to the Supervisory Board 6.4 Mgmt For For For Reelect Renate Koecher to the Supervisory Board 7 Mgmt For Against Against Approve Remuneration System for Management Board Members
China Mobile LimitedMeeting Date: 05/17/2018Record Date: 05/10/2018
Primary ISIN: HK0941009539
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3.1 Mgmt For For For Elect Shang Bing as Director 3.2 Mgmt For For For Elect Li Yue as Director 3.3 Mgmt For For For Elect Sha Yuejia as Director 4 Mgmt For For For Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as
Auditors of the Group for Hong Kong Financial Reporting and U.S. Financial Reporting Purposes, Respectively and Authorize Board to Fix Their Remuneration
5 Mgmt For For For Authorize Repurchase of Issued Share Capital 6 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 7 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
Deutsche Telekom AGMeeting Date: 05/17/2018Record Date:
Primary ISIN: DE0005557508
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) 2 Mgmt For For For Approve Allocation of Income and Dividends of EUR 0.65 per Share 3 Mgmt For For For Approve Discharge of Management Board for Fiscal 2017 4 Mgmt For For For Approve Discharge of Supervisory Board for Fiscal 2017 5 Mgmt For For For Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 6 Mgmt For For For Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Billion; Approve Creation of EUR 1.2 Billion Pool of Capital to Guarantee Conversion Rights
7 Mgmt For For For Elect Margret Suckale to the Supervisory Board 8 Mgmt For For For Elect Guenther Braeunig to the Supervisory Board 9 Mgmt For For For Elect Harald Krueger to the Supervisory Board 10 Mgmt For For For Elect Ulrich Lehner to the Supervisory Board 11 Mgmt For For For Amend Articles Re: Attendance and Voting Rights at the AGM
SAP SEMeeting Date: 05/17/2018Record Date: 04/25/2018
Primary ISIN: DE0007164600
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) 2 Mgmt For For For Approve Allocation of Income and Dividends of EUR 1.40 per Share 3 Mgmt For For For Approve Discharge of Management Board for Fiscal 2017 4 Mgmt For For For Approve Discharge of Supervisory Board for Fiscal 2017 5 Mgmt For For For Approve Remuneration System for Management Board Members 6 Mgmt For For For Ratify KPMG AG as Auditors for Fiscal 2018 7.1 Mgmt For For For Elect Aicha Evans to the Supervisory Board 7.2 Mgmt For For For Elect Friederike Rotsch to the Supervisory Board 7.3 Mgmt For For For Elect Gerhard Oswald to the Supervisory Board 7.4 Mgmt For For For Elect Diane Greene to the Supervisory Board 8 Mgmt For For For Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares 9 Mgmt For For For Amend Articles Re: Supervisory Board Term
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BP plcMeeting Date: 05/21/2018Record Date: 05/17/2018
Primary ISIN: GB0007980591
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Remuneration Report 3 Mgmt For For For Re-elect Bob Dudley as Director 4 Mgmt For For For Re-elect Brian Gilvary as Director 5 Mgmt For For For Re-elect Nils Andersen as Director 6 Mgmt For For For Re-elect Alan Boeckmann as Director 7 Mgmt For For For Re-elect Frank Bowman as Director 8 Mgmt For For For Elect Dame Alison Carnwath as Director 9 Mgmt For For For Re-elect Ian Davis as Director 10 Mgmt For For For Re-elect Dame Ann Dowling as Director 11 Mgmt For For For Re-elect Melody Meyer as Director 12 Mgmt For For For Re-elect Brendan Nelson as Director 13 Mgmt For For For Re-elect Paula Reynolds as Director 14 Mgmt For For For Re-elect Sir John Sawers as Director 15 Mgmt For For For Re-elect Carl-Henric Svanberg as Director 16 Mgmt For For For Appoint Deloitte LLP as Auditors and Authorise Their Remuneration 17 Mgmt For For For Authorise EU Political Donations and Expenditure 18 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 19 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 20 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 21 Mgmt For For For Authorise Market Purchase of Ordinary Shares 22 Mgmt For For For Adopt New Articles of Association 23 Mgmt For For For Approve Scrip Dividend Program 24 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice
Royal Dutch Shell plcMeeting Date: 05/22/2018Record Date: 05/18/2018
Primary ISIN: GB00B03MLX29
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Management 1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For Against For Approve Remuneration Report 3 Mgmt For For For Elect Ann Godbehere as Director 4 Mgmt For For For Re-elect Ben van Beurden as Director 5 Mgmt For For For Re-elect Euleen Goh as Director 6 Mgmt For For For Re-elect Charles Holliday as Director 7 Mgmt For For For Re-elect Catherine Hughes as Director 8 Mgmt For For For Re-elect Gerard Kleisterlee as Director 9 Mgmt For For For Re-elect Roberto Setubal as Director 10 Mgmt For For For Re-elect Sir Nigel Sheinwald as Director 11 Mgmt For For For Re-elect Linda Stuntz as Director 12 Mgmt For For For Re-elect Jessica Uhl as Director 13 Mgmt For For For Re-elect Gerrit Zalm as Director 14 Mgmt For For For Reappoint Ernst & Young LLP as Auditors 15 Mgmt For For For Authorise the Audit Committee to Fix Remuneration of Auditors 16 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 17 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 18 Mgmt For For For Authorise Market Purchase of Ordinary Shares Mgmt Shareholder 19 SH Against Against Against Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions
Evonik Industries AGMeeting Date: 05/23/2018Record Date:
Primary ISIN: DE000EVNK013
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt Receive Financial Statements and Statutory Reports for Fiscal 2017 (Non-Voting) 2 Mgmt For For For Approve Allocation of Income and Dividends of EUR 1.15 per Share 3 Mgmt For For For Approve Discharge of Management Board for Fiscal 2017 4 Mgmt For For For Approve Discharge of Supervisory Board for Fiscal 2017 5 Mgmt For For For Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2018 6.1 Mgmt For For For Elect Bernd Toenjes to the Supervisory Board 6.2 Mgmt For For For Elect Barbara Albert to the Supervisory Board 6.3 Mgmt For For For Elect Aldo Belloni to the Supervisory Board
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Evonik Industries AG (continued)Meeting Date: 05/23/2018Record Date:
Primary ISIN: DE000EVNK013
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
6.4 Mgmt For For For Elect Barbara Grunewald to the Supervisory Board 6.5 Mgmt For For For Elect Siegfried Luther to the Supervisory Board 6.6 Mgmt For For For Elect Michael Ruediger to the Supervisory Board 6.7 Mgmt For For For Elect Peter Spuhler to the Supervisory Board 6.8 Mgmt For For For Elect Angela Titzrath to the Supervisory Board 6.9 Mgmt For For For Elect Volker Trautz to the Supervisory Board 6.10 Mgmt For For For Elect Ulrich Weber to the Supervisory Board 7 Mgmt For For For Approve Remuneration of Supervisory Board 8 Mgmt For For For Approve Creation of EUR 116.5 Million Pool of Capital with Partial Exclusion of Preemptive
Rights 9 Mgmt For For For Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds
without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.25 Billion; Approve Creation of EUR 37.3 Million Pool of Capital to Guarantee Conversion Rights
Societe GeneraleMeeting Date: 05/23/2018Record Date: 05/18/2018
Primary ISIN: FR0000130809
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Business 1 Mgmt For For For Approve Consolidated Financial Statements and Statutory Reports 2 Mgmt For For For Approve Financial Statements and Statutory Reports 3 Mgmt For For For Approve Allocation of Income and Dividends of EUR 2.20 per Share 4 Mgmt For For For Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence
of New Transactions 5 Mgmt For For For Approve Remuneration Policy of Chairman of the Board 6 Mgmt For For For Approve Remuneration Policy of CEO and Vice CEOs 7 Mgmt For For For Approve Compensation of Lorenzo Bini Smaghi, Chairman of the Board 8 Mgmt For For For Approve Compensation of Frederic Oudea, CEO 9 Mgmt For For For Approve Compensation of Severin Cabannes, Vice-CEO 10 Mgmt For For For Approve Compensation of Bernardo Sanchez Incera, Vice-CEO 11 Mgmt For For For Approve Compensation of Didier Valet, Vice-CEO 12 Mgmt For For For Approve the Aggregate Remuneration Granted in 2017 to Certain Senior Management,
Responsible Officers and Risk-Takers 13 Mgmt For For For Reelect Lorenzo Bini Smaghi as Director 14 Mgmt For For For Elect Jerome Contamine as Director 15 Mgmt For For For Elect Diane Cote as Director 16 Mgmt For For For Approve Remuneration of Directors in the Aggregate Amount of EUR 1.7 Million 17 Mgmt For For For Renew Appointment of Ernst and Young et Autres as Auditor 18 Mgmt For For For Renew Appointment of Deloitte and Associes as Auditor 19 Mgmt For For For Authorize Repurchase of Up to 5 Percent of Issued Share Capital Mgmt Extraordinary Business 20 Mgmt For For For Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to
Aggregate Nominal Amount of EUR 333.2 Million and/or Capitalization of Reserves of up to EUR 550 Million
21 Mgmt For For For Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 100.98 Million
22 Mgmt For For For Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind 23 Mgmt For For For Authorize Issuance of Convertible Bonds for Private Placements without Preemptive
Rights, up to Aggregate Nominal Amount of EUR 100.98 Million 24 Mgmt For For For Authorize Capital Issuances for Use in Employee Stock Purchase Plans 25 Mgmt For For For Authorize up to 1.4 Percent of Issued Capital for Use in Restricted Stock Plans Reserved
for Regulated Persons 26 Mgmt For For For Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plans Reserved
forEmployees Excluding Regulated Persons 27 Mgmt For For For Authorize Decrease in Share Capital via Cancellation of Repurchased Shares 28 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Enel SpAMeeting Date: 05/24/2018Record Date: 05/15/2018
Primary ISIN: IT0003128367
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Business 1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Allocation of Income
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Enel SpA (continued)Meeting Date: 05/24/2018Record Date: 05/15/2018
Primary ISIN: IT0003128367
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
3 Mgmt For For For Authorize Share Repurchase Program and Reissuance of Repurchased Shares 4 Mgmt For For For Integrate Remuneration of Auditors 5 Mgmt For For For Approve Long Term Incentive Plan 6 Mgmt For For For Approve Remuneration Policy Mgmt Extraordinary Business 1.a Mgmt For For For Amend Company Bylaws Re: Article 31 1.b Mgmt For For For Amend Company Bylaws Re: Article 21 A Mgmt None Against Against Deliberations on Possible Legal Action Against Directors if Presented by Shareholders
Lloyds Banking Group plcMeeting Date: 05/24/2018Record Date: 05/22/2018
Primary ISIN: GB0008706128
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Elect Lord Lupton as Director 3 Mgmt For For For Re-elect Lord Blackwell as Director 4 Mgmt For For For Re-elect Juan Colombas as Director 5 Mgmt For For For Re-elect George Culmer as Director 6 Mgmt For For For Re-elect Alan Dickinson as Director 7 Mgmt For For For Re-elect Anita Frew as Director 8 Mgmt For For For Re-elect Simon Henry as Director 9 Mgmt For For For Re-elect Antonio Horta-Osorio as Director 10 Mgmt For For For Re-elect Deborah McWhinney as Director 11 Mgmt For For For Re-elect Nick Prettejohn as Director 12 Mgmt For For For Re-elect Stuart Sinclair as Director 13 Mgmt For For For Re-elect Sara Weller as Director 14 Mgmt For Against Against Approve Remuneration Report 15 Mgmt For For For Approve Final Dividend 16 Mgmt For For For Reappoint PricewaterhouseCoopers LLP as Auditors 17 Mgmt For For For Authorise the Audit Committee to Fix Remuneration of Auditors 18 Mgmt For For For Authorise EU Political Donations and Expenditure 19 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 20 Mgmt For For For Authorise Issue of Equity in Relation to the Issue of Regulatory Capital Convertible Instruments 21 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 22 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 23 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of
Regulatory Capital Convertible Instruments 24 Mgmt For For For Authorise Market Purchase of Ordinary Shares 25 Mgmt For For For Authorise Market Purchase of Preference Shares 26 Mgmt For For For Adopt New Articles of Association 27 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice
WH Group Ltd.Meeting Date: 06/04/2018Record Date: 05/29/2018
Primary ISIN: KYG960071028
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2a Mgmt For For For Elect Wan Long as Director 2b Mgmt For For For Elect Jiao Shuge as Director 3 Mgmt For For For Authorize Board to Fix Remuneration of Directors 4 Mgmt For For For Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration 5 Mgmt For For For Approve Final Dividend 6 Mgmt For For For Authorize Repurchase of Issued Share Capital 7 Mgmt For Against Against Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights 8 Mgmt For Against Against Authorize Reissuance of Repurchased Shares
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Taiwan Semiconductor Manufacturing Co., Ltd.Meeting Date: 06/05/2018Record Date: 04/03/2018
Primary ISIN: TW0002330008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Business Operations Report and Financial Statements 2 Mgmt For For For Approve Profit Distribution 3 Mgmt For For For Approve Amendments to Articles of Association Mgmt ELECT NON-INDEPENDENT DIRECTOR AND INDEPENDENT DIRECTOR VIA
CUMULATIVE VOTING 4.1 Mgmt For For For Elect F.C. Tseng with Shareholder No. 104 as Non-Independent Director 4.2 Mgmt For For For Elect Mei-ling Chen , a Representative of National Development Fund, Executive Yuan
with Shareholder No. 1, as Non-Independent Director 4.3 Mgmt For For For Elect Mark Liu with Shareholder No. 10758 as Non-Independent Director 4.4 Mgmt For For For Elect C.C. Wei with Shareholder No. 370885 as Non-Independent Director 4.5 Mgmt For For For Elect Sir Peter L. Bonfield with ID No. 504512XXX as Independent Director 4.6 Mgmt For For For Elect Stan Shih with Shareholder No. 534770 as Independent Director 4.7 Mgmt For For For Elect Thomas J. Engibous with ID No. 515274XXX as Independent Director 4.8 Mgmt For For For Elect Kok-Choo Chen with ID No. A210358XXX as Independent Director 4.9 Mgmt For For For Elect Michael R. Splinter with ID No. 488601XXX as Independent Director
Compagnie de Saint GobainMeeting Date: 06/07/2018Record Date: 06/04/2018
Primary ISIN: FR0000125007
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
Mgmt Ordinary Business 1 Mgmt For For For Approve Financial Statements and Statutory Reports 2 Mgmt For For For Approve Consolidated Financial Statements and Statutory Reports 3 Mgmt For For For Approve Allocation of Income and Dividends of EUR 1.30 per Share 4 Mgmt For Against Against Reelect Pierre-Andre de Chalendar as Director 5 Mgmt For For For Ratify Appointment of Dominique Leroy as Director 6 Mgmt For For For Approve Compensation of Pierre-Andre de Chalendar, Chairman and CEO 7 Mgmt For For For Approve Remuneration Policy of Chairman and CEO 8 Mgmt For For For Approve Severance Payment Agreement with Pierre-Andre de Chalendar, Chairman and CEO 9 Mgmt For For For Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar 10 Mgmt For For For Approve Health Insurance Coverage Agreement with Pierre-Andre de Chalendar 11 Mgmt For For For Renew Appointment of KPMG Audit as Auditor 12 Mgmt For For For Authorize Repurchase of Up to 10 Percent of Issued Share Capital Mgmt Extraordinary Business 13 Mgmt For For For Authorize Capital Issuances for Use in Employee Stock Purchase Plans for Employees of
International Subsidiaries 14 Mgmt For For For Amend Article 9 of Bylaws Re: Employee Representatives 15 Mgmt For For For Authorize Filing of Required Documents/Other Formalities
Telefonica S.A.Meeting Date: 06/07/2018Record Date: 06/01/2018
Primary ISIN: ES0178430E18
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1.1 Mgmt For For For Approve Consolidated and Standalone Financial Statements 1.2 Mgmt For For For Approve Discharge of Board 2 Mgmt For For For Approve Allocation of Income 3.1 Mgmt For For For Reelect Luiz Fernando Furlan as Director 3.2 Mgmt For For For Reelect Francisco Javier de Paz Mancho as Director 3.3 Mgmt For For For Reelect Jose Maria Abril Perez as Director 3.4 Mgmt For For For Ratify Appointment of and Elect Angel Vila Boix as Director 3.5 Mgmt For For For Ratify Appointment of and Elect Jordi Gual Sole as Director 3.6 Mgmt For For For Ratify Appointment of and Elect Maria Luisa Garcia Blanco as Director 4 Mgmt For For For Approve Dividends Charged to Unrestricted Reserves 5 Mgmt For For For Authorize Share Repurchase Program 6 Mgmt For For For Approve Remuneration Policy 7 Mgmt For For For Approve Restricted Stock Plan 8 Mgmt For For For Approve Stock-for-Salary Plan 9 Mgmt For For For Authorize Board to Ratify and Execute Approved Resolutions 10 Mgmt For For For Advisory Vote on Remuneration Report
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Kingfisher plcMeeting Date: 06/12/2018Record Date: 06/08/2018
Primary ISIN: GB0033195214
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Remuneration Report 3 Mgmt For For For Approve Final Dividend 4 Mgmt For For For Elect Jeff Carr as Director 5 Mgmt For For For Re-elect Andy Cosslett as Director 6 Mgmt For For For Re-elect Pascal Cagni as Director 7 Mgmt For For For Re-elect Clare Chapman as Director 8 Mgmt For For For Re-elect Anders Dahlvig as Director 9 Mgmt For For For Re-elect Rakhi Goss-Custard as Director 10 Mgmt For For For Re-elect Veronique Laury as Director 11 Mgmt For For For Re-elect Mark Seligman as Director 12 Mgmt For For For Re-elect Karen Witts as Director 13 Mgmt For For For Reappoint Deloitte LLP as Auditors 14 Mgmt For For For Authorise the Audit Committee to Fix Remuneration of Auditors 15 Mgmt For For For Authorise EU Political Donations and Expenditure 16 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 17 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 18 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 19 Mgmt For For For Authorise Market Purchase of Ordinary Shares 20 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice
WPP plcMeeting Date: 06/13/2018Record Date: 06/11/2018
Primary ISIN: JE00B8KF9B49
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Final Dividend 3 Mgmt For For Against Approve Remuneration Report 4 Mgmt For For Against Re-elect Roberto Quarta as Director 5 Mgmt For For For Re-elect Dr Jacques Aigrain as Director 6 Mgmt For For For Re-elect Ruigang Li as Director 7 Mgmt For For For Re-elect Paul Richardson as Director 8 Mgmt For For For Re-elect Hugo Shong as Director 9 Mgmt For For For Re-elect Sally Susman as Director 10 Mgmt For For For Re-elect Solomon Trujillo as Director 11 Mgmt For For For Re-elect Sir John Hood as Director 12 Mgmt For For For Re-elect Nicole Seligman as Director 13 Mgmt For For For Re-elect Daniela Riccardi as Director 14 Mgmt For For For Re-elect Tarek Farahat as Director 15 Mgmt For For For Reappoint Deloitte LLP as Auditors 16 Mgmt For For For Authorise the Audit Committee to Fix Remuneration of Auditors 17 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 18 Mgmt For For For Authorise Market Purchase of Ordinary Shares 19 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 20 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment
Honda Motor Co. Ltd.Meeting Date: 06/14/2018Record Date: 03/31/2018
Primary ISIN: JP3854600008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1.1 Mgmt For For For Elect Director Hachigo, Takahiro 1.2 Mgmt For For For Elect Director Kuraishi, Seiji 1.3 Mgmt For For For Elect Director Matsumoto, Yoshiyuki 1.4 Mgmt For For For Elect Director Mikoshiba, Toshiaki 1.5 Mgmt For For For Elect Director Yamane, Yoshi 1.6 Mgmt For For For Elect Director Takeuchi, Kohei 1.7 Mgmt For For For Elect Director Kunii, Hideko 1.8 Mgmt For For For Elect Director Ozaki, Motoki 1.9 Mgmt For For For Elect Director Ito, Takanobu 2 Mgmt For For For Approve Trust-Type Equity Compensation Plan
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Tesco PLCMeeting Date: 06/15/2018Record Date: 06/13/2018
Primary ISIN: GB0008847096
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Accept Financial Statements and Statutory Reports 2 Mgmt For For For Approve Remuneration Report 3 Mgmt For For For Approve Remuneration Policy 4 Mgmt For For For Approve Final Dividend 5 Mgmt For For For Elect Stewart Gilliland as Director 6 Mgmt For For For Elect Charles Wilson as Director 7 Mgmt For For For Re-elect John Allan as Director 8 Mgmt For For For Re-elect Mark Armour as Director 9 Mgmt For For For Re-elect Steve Golsby as Director 10 Mgmt For For For Re-elect Byron Grote as Director 11 Mgmt For For For Re-elect Dave Lewis as Director 12 Mgmt For For For Re-elect Mikael Olsson as Director 13 Mgmt For For For Re-elect Deanna Oppenheimer as Director 14 Mgmt For For For Re-elect Simon Patterson as Director 15 Mgmt For For For Re-elect Alison Platt as Director 16 Mgmt For For For Re-elect Lindsey Pownall as Director 17 Mgmt For For For Re-elect Alan Stewart as Director 18 Mgmt For For For Reappoint Deloitte LLP as Auditors 19 Mgmt For For For Authorise Board to Fix Remuneration of Auditors 20 Mgmt For For For Authorise Issue of Equity with Pre-emptive Rights 21 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights 22 Mgmt For For For Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition
or Other Capital Investment 23 Mgmt For For For Authorise Market Purchase of Ordinary Shares 24 Mgmt For For For Authorise EU Political Donations and Expenditure 25 Mgmt For For For Authorise the Company to Call General Meeting with Two Weeks’ Notice
Kyushu Railway CompanyMeeting Date: 06/22/2018Record Date: 03/31/2018
Primary ISIN: JP3247010006
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, With a Final Dividend of JPY 44 2 Mgmt For For For Amend Articles to Abolish Board Structure with Statutory Auditors - Adopt Board
Structure with Audit Committee - Amend Provisions on Number of Directors - Authorize Directors to Execute Day to Day Operations without Full Board Approval
3.1 Mgmt For For For Elect Director Karaike, Koji 3.2 Mgmt For For For Elect Director Aoyagi, Toshihiko 3.3 Mgmt For For For Elect Director Maeda, Hayato 3.4 Mgmt For For For Elect Director Tanaka, Ryuji 3.5 Mgmt For For For Elect Director Furumiya, Yoji 3.6 Mgmt For For For Elect Director Hirokawa, Masaya 3.7 Mgmt For For For Elect Director Toshima, Koji 3.8 Mgmt For For For Elect Director Nuki, Masayoshi 3.9 Mgmt For For For Elect Director Kuwano, Izumi 4.1 Mgmt For For For Elect Director and Audit Committee Member Kuga, Eiichi 4.2 Mgmt For For For Elect Director and Audit Committee Member Goto, Yasuko 4.3 Mgmt For For For Elect Director and Audit Committee Member Ide, Kazuhide 4.4 Mgmt For For For Elect Director and Audit Committee Member Eto, Yasunori 5 Mgmt For For For Approve Compensation Ceiling for Directors Who Are Not Audit Committee Members 6 Mgmt For For For Approve Compensation Ceiling for Directors Who Are Audit Committee Members
Tokio Marine Holdings, Inc.Meeting Date: 06/25/2018Record Date: 03/31/2018
Primary ISIN: JP3910660004
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 80 2.1 Mgmt For For For Elect Director Sumi, Shuzo 2.2 Mgmt For For For Elect Director Nagano, Tsuyoshi 2.3 Mgmt For For For Elect Director Fujii, Kunihiko 2.4 Mgmt For For For Elect Director Fujita, Hirokazu 2.5 Mgmt For For For Elect Director Yuasa, Takayuki 2.6 Mgmt For For For Elect Director Kitazawa, Toshifumi 2.7 Mgmt For For For Elect Director Nakazato, Katsumi 2.8 Mgmt For For For Elect Director Mimura, Akio
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Tokio Marine Holdings, Inc. (continued)Meeting Date: 06/25/2018Record Date: 03/31/2018
Primary ISIN: JP3910660004
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
2.9 Mgmt For For For Elect Director Sasaki, Mikio 2.10 Mgmt For For For Elect Director Egawa, Masako 2.11 Mgmt For For For Elect Director Mitachi, Takashi 2.12 Mgmt For For For Elect Director Okada, Makoto 2.13 Mgmt For For For Elect Director Komiya, Satoru 3.1 Mgmt For For For Appoint Statutory Auditor Wani, Akihiro 3.2 Mgmt For For For Appoint Statutory Auditor Mori, Shozo 3.3 Mgmt For For For Appoint Statutory Auditor Otsuki, Nana
Secom Co. Ltd.Meeting Date: 06/26/2018Record Date: 03/31/2018
Primary ISIN: JP3421800008
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 80 2.1 Mgmt For For For Elect Director Iida, Makoto 2.2 Mgmt For For For Elect Director Nakayama, Yasuo 2.3 Mgmt For For For Elect Director Yoshida, Yasuyuki 2.4 Mgmt For For For Elect Director Nakayama, Junzo 2.5 Mgmt For For For Elect Director Ozeki, Ichiro 2.6 Mgmt For For For Elect Director Fuse, Tatsuro 2.7 Mgmt For For For Elect Director Izumida, Tatsuya 2.8 Mgmt For For For Elect Director Kurihara, Tatsushi 2.9 Mgmt For For For Elect Director Hirose, Takaharu 2.10 Mgmt For For For Elect Director Kawano, Hirobumi 2.11 Mgmt For For For Elect Director Watanabe, Hajime 3 Mgmt For For For Appoint Statutory Auditor Kato, Koji
Sekisui Chemical Co. Ltd.Meeting Date: 06/27/2018Record Date: 03/31/2018
Primary ISIN: JP3419400001
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 21 2.1 Mgmt For For For Elect Director Koge, Teiji 2.2 Mgmt For For For Elect Director Kubo, Hajime 2.3 Mgmt For For For Elect Director Uenoyama, Satoshi 2.4 Mgmt For For For Elect Director Sekiguchi, Shunichi 2.5 Mgmt For For For Elect Director Kato, Keita 2.6 Mgmt For For For Elect Director Hirai, Yoshiyuki 2.7 Mgmt For For For Elect Director Taketomo, Hiroyuki 2.8 Mgmt For For For Elect Director Ishizuka, Kunio 2.9 Mgmt For For For Elect Director Kase, Yutaka 2.10 Mgmt For For For Elect Director Oeda, Hiroshi 3 Mgmt For For For Appoint Statutory Auditor Ozawa, Tetsuo
Sumitomo Electric Industries Ltd.Meeting Date: 06/27/2018Record Date: 03/31/2018
Primary ISIN: JP3407400005
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 25 2.1 Mgmt For For For Elect Director Matsumoto, Masayoshi 2.2 Mgmt For For For Elect Director Inoue, Osamu 2.3 Mgmt For For For Elect Director Nishida, Mitsuo 2.4 Mgmt For For For Elect Director Ushijima, Nozomi 2.5 Mgmt For For For Elect Director Tani, Makoto 2.6 Mgmt For For For Elect Director Kasui, Yoshitomo 2.7 Mgmt For For For Elect Director Ito, Junji 2.8 Mgmt For For For Elect Director Nishimura, Akira 2.9 Mgmt For For For Elect Director Hato, Hideo 2.10 Mgmt For For For Elect Director Shirayama, Masaki 2.11 Mgmt For For For Elect Director Sato, Hiroshi 2.12 Mgmt For For For Elect Director Tsuchiya, Michihiro 2.13 Mgmt For For For Elect Director Christina Ahmadjian 3 Mgmt For For For Appoint Statutory Auditor Yoshikawa, Ikuo 4 Mgmt For For For Approve Annual Bonus
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Ascendas Real Estate Investment TrustMeeting Date: 06/28/2018Record Date:
Primary ISIN: SG1M77906915
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report
2 Mgmt For For For Approve Ernst & Young LLP as Auditors and Authorize Manager to Fix Their Remuneration 3 Mgmt For For For Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights 4 Mgmt For Against For Authorize Unit Repurchase Program 5 Mgmt For For For Amend Trust Deed
FUJIFILM Holdings Corp.Meeting Date: 06/28/2018Record Date: 03/31/2018
Primary ISIN: JP3814000000
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, With a Final Dividend of JPY 37.5 2.1 Mgmt For For For Elect Director Komori, Shigetaka 2.2 Mgmt For For For Elect Director Sukeno, Kenji 2.3 Mgmt For For For Elect Director Tamai, Koichi 2.4 Mgmt For For For Elect Director Kawada, Tatsuo 2.5 Mgmt For For For Elect Director Kaiami, Makoto 2.6 Mgmt For For For Elect Director Kitamura, Kunitaro 2.7 Mgmt For For For Elect Director Iwasaki, Takashi 2.8 Mgmt For For For Elect Director Okada, Junji 2.9 Mgmt For For For Elect Director Goto, Teiichi 2.10 Mgmt For For For Elect Director Eda, Makiko 3 Mgmt For For For Appoint Statutory Auditor Sugita, Naohiko 4 Mgmt For For For Approve Compensation Ceiling for Directors
Isuzu Motors Ltd.Meeting Date: 06/28/2018Record Date: 03/31/2018
Primary ISIN: JP3137200006
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 17 2.1 Mgmt For For For Elect Director Hosoi, Susumu 2.2 Mgmt For For For Elect Director Nakagawa, Hiroshi 2.3 Mgmt For For For Elect Director Kawahara, Makoto 2.4 Mgmt For For For Elect Director Maekawa, Hiroyuki 2.5 Mgmt For For For Elect Director Sugimoto, Shigeji 2.6 Mgmt For For For Elect Director Minami, Shinsuke 2.7 Mgmt For For For Elect Director Shibata, Mitsuyoshi 3 Mgmt For For For Appoint Statutory Auditor Fujimori, Masayuki
Mitsubishi Electric Corp.Meeting Date: 06/28/2018Record Date: 03/31/2018
Primary ISIN: JP3902400005
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1.1 Mgmt For For For Elect Director Sakuyama, Masaki 1.2 Mgmt For For For Elect Director Sugiyama, Takeshi 1.3 Mgmt For For For Elect Director Okuma, Nobuyuki 1.4 Mgmt For For For Elect Director Matsuyama, Akihiro 1.5 Mgmt For For For Elect Director Sagawa, Masahiko 1.6 Mgmt For For For Elect Director Harada, Shinji 1.7 Mgmt For For For Elect Director Kawagoishi, Tadashi 1.8 Mgmt For For For Elect Director Yabunaka, Mitoji 1.9 Mgmt For For For Elect Director Obayashi, Hiroshi 1.10 Mgmt For For For Elect Director Watanabe, Kazunori 1.11 Mgmt For Against Against Elect Director Nagayasu, Katsunori 1.12 Mgmt For For For Elect Director Koide, Hiroko
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Takeda Pharmaceutical Co. Ltd.Meeting Date: 06/28/2018Record Date: 03/31/2018
Primary ISIN: JP3463000004
Number Proponent Mgmt Rec ISS Rec Vote Instruction Text
1 Mgmt For For For Approve Allocation of Income, with a Final Dividend of JPY 90 2 Mgmt For For For Amend Articles to Amend Business Lines 3.1 Mgmt For For For Elect Director Christophe Weber 3.2 Mgmt For For For Elect Director Iwasaki, Masato 3.3 Mgmt For For For Elect Director Andrew Plump 3.4 Mgmt For For For Elect Director Sakane, Masahiro 3.5 Mgmt For For For Elect Director Fujimori, Yoshiaki 3.6 Mgmt For For For Elect Director Higashi, Emiko 3.7 Mgmt For For For Elect Director Michel Orsinger 3.8 Mgmt For For For Elect Director Shiga, Toshiyuki 4.1 Mgmt For For For Elect Director and Audit Committee Member Yamanaka, Yasuhiko 4.2 Mgmt For For For Elect Director and Audit Committee Member Kuniya, Shiro 4.3 Mgmt For For For Elect Director and Audit Committee Member Jean-Luc Butel 4.4 Mgmt For For For Elect Director and Audit Committee Member Hatsukawa, Koji 5 Mgmt For For For Approve Annual Bonus 6 SH Against Against Against Amend Articles to Require Shareholder Vote on Acquisition of Companies Whose
Consideration Exceeds JPY 1 Trillion
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Constellation Brands, Inc.
Meeting Date: 07/18/2017
Record Date: 05/19/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 21036P108
Ticker: STZ
Primary CUSIP: 21036P108 Primary ISIN: US21036P1084 Primary SEDOL: 2170473
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForYesElect Director Jerry Fowden 1.1
Mgmt WithholdReferForYesElect Director Barry A. Fromberg 1.2
Mgmt ForForForYesElect Director Robert L. Hanson 1.3
Mgmt ForForForYesElect Director Ernesto M. Hernandez 1.4
Mgmt WithholdWithholdForYesElect Director James A. Locke, III 1.5
Mgmt WithholdWithholdForYesElect Director Daniel J. McCarthy 1.6
Mgmt WithholdWithholdForYesElect Director Richard Sands 1.7
Mgmt ForForForYesElect Director Robert Sands 1.8
Mgmt ForForForYesElect Director Judy A. Schmeling 1.9
Mgmt ForForForYesElect Director Keith E. Wandell 1.10
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
Reynolds American Inc.
Meeting Date: 07/19/2017
Record Date: 06/12/2017
Country: USA
Meeting Type: Special
Primary Security ID: 761713106
Ticker: RAI
Primary CUSIP: 761713106 Primary ISIN: US7617131062 Primary SEDOL: 2429090
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For For For
Mgmt AgainstAgainstForYesAdvisory Vote on Golden Parachutes 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Perrigo Company plc
Meeting Date: 07/20/2017
Record Date: 05/26/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G97822103
Ticker: PRGO
Primary CUSIP: 714290103 Primary ISIN: IE00BGH1M568 Primary SEDOL: BGH1M56
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford Mgmt Yes For For For
Mgmt ForForForYesElect Director Laurie Brlas 1.2
Mgmt ForForForYesElect Director Rolf A. Classon 1.3
Mgmt ForForForYesElect Director Gary M. Cohen 1.4
Mgmt ForForForYesElect Director John T. Hendrickson 1.5
Mgmt ForForForYesElect Director Adriana Karaboutis 1.6
Mgmt ForForForYesElect Director Jeffrey B. Kindler 1.7
Mgmt ForForForYesElect Director Donal O'Connor 1.8
Mgmt ForForForYesElect Director Geoffrey M. Parker 1.9
Mgmt ForForForYesElect Director Theodore R. Samuels 1.10
Mgmt ForForForYesElect Director Jeffrey C. Smith 1.11
Mgmt ForForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAuthorize Share Repurchase Program 5
Mgmt ForForForYesDetermine Price Range for Reissuance of Treasury Shares
6
Mgmt ForForForYesProvide Proxy Access Right 7
McKesson Corporation
Meeting Date: 07/26/2017
Record Date: 05/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 58155Q103
Ticker: MCK
Primary CUSIP: 58155Q103 Primary ISIN: US58155Q1031 Primary SEDOL: 2378534
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
McKesson Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Andy D. Bryant Mgmt Yes For For For
Mgmt ForForForYesElect Director N. Anthony Coles 1b
Mgmt ForForForYesElect Director John H. Hammergren 1c
Mgmt ForForForYesElect Director M. Christine Jacobs 1d
Mgmt ForForForYesElect Director Donald R. Knauss 1e
Mgmt ForForForYesElect Director Marie L. Knowles 1f
Mgmt ForForForYesElect Director Edward A. Mueller 1g
Mgmt ForForForYesElect Director Susan R. Salka 1h
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 6
Electronic Arts Inc.
Meeting Date: 08/03/2017
Record Date: 06/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 285512109
Ticker: EA
Primary CUSIP: 285512109 Primary ISIN: US2855121099 Primary SEDOL: 2310194
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Leonard S. Coleman Mgmt Yes For For For
Mgmt ForForForYesElect Director Jay C. Hoag 1b
Mgmt ForForForYesElect Director Jeffrey T. Huber 1c
Mgmt ForForForYesElect Director Vivek Paul 1d
Mgmt ForForForYesElect Director Lawrence F. Probst, III 1e
Mgmt ForForForYesElect Director Talbott Roche 1f
Mgmt ForForForYesElect Director Richard A. Simonson 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Electronic Arts Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Luis A. Ubinas 1h
Mgmt ForForForYesElect Director Denise F. Warren 1i
Mgmt ForForForYesElect Director Andrew Wilson 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearNoneYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
Michael Kors Holdings Limited
Meeting Date: 08/03/2017
Record Date: 06/01/2017
Country: Virgin Isl (UK)
Meeting Type: Annual
Primary Security ID: G60754101
Ticker: KORS
Primary CUSIP: N/A Primary ISIN: VGG607541015 Primary SEDOL: B7341C6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John D. Idol Mgmt Yes For For For
Mgmt ForForForYesElect Director Robin Freestone 1b
Mgmt ForForForYesElect Director Ann Korologos 1c
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesAssess Feasibility of Adopting Quantitative Renewable Energy Goals
4
C. R. Bard, Inc.
Meeting Date: 08/08/2017
Record Date: 06/22/2017
Country: USA
Meeting Type: Special
Primary Security ID: 067383109
Ticker: BCR
Primary CUSIP: 067383109 Primary ISIN: US0673831097 Primary SEDOL: 2077905
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
C. R. Bard, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For For For
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
CSRA Inc.
Meeting Date: 08/08/2017
Record Date: 06/09/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 12650T104
Ticker: CSRA
Primary CUSIP: 12650T104 Primary ISIN: US12650T1043 Primary SEDOL: BYQKXC4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Keith B. Alexander Mgmt Yes For For For
Mgmt ForForForYesElect Director Sanju K. Bansal 1b
Mgmt ForForForYesElect Director Michele A. Flournoy 1c
Mgmt ForForForYesElect Director Mark A. Frantz 1d
Mgmt ForForForYesElect Director Nancy Killefer 1e
Mgmt ForForForYesElect Director Craig L. Martin 1f
Mgmt ForForForYesElect Director Sean O'Keefe 1g
Mgmt ForForForYesElect Director Lawrence B. Prior, III 1h
Mgmt ForForForYesElect Director Michael E. Ventling 1i
Mgmt ForForForYesElect Director Billie I. Williamson 1j
Mgmt ForForForYesElect Director John F. Young 1k
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Qorvo, Inc.
Meeting Date: 08/08/2017
Record Date: 06/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 74736K101
Ticker: QRVO
Primary CUSIP: 74736K101 Primary ISIN: US74736K1016 Primary SEDOL: BR9YYP4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ralph G. Quinsey Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert A. Bruggeworth 1.2
Mgmt ForForForYesElect Director Daniel A. DiLeo 1.3
Mgmt ForForForYesElect Director Jeffery R. Gardner 1.4
Mgmt ForForForYesElect Director Charles Scott Gibson 1.5
Mgmt ForForForYesElect Director John R. Harding 1.6
Mgmt ForForForYesElect Director David H. Y. Ho 1.7
Mgmt ForForForYesElect Director Roderick D. Nelson 1.8
Mgmt ForForForYesElect Director Walden C. Rhines 1.9
Mgmt ForForForYesElect Director Susan L. Spradley 1.10
Mgmt ForForForYesElect Director Walter H. Wilkinson, Jr. 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
CA, Inc.
Meeting Date: 08/09/2017
Record Date: 06/12/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 12673P105
Ticker: CA
Primary CUSIP: 12673P105 Primary ISIN: US12673P1057 Primary SEDOL: 2214832
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Jens Alder Mgmt Yes For For For
Mgmt ForForForYesElect Director Raymond J. Bromark 1B
Mgmt ForForForYesElect Director Michael P. Gregoire 1C
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CA, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Rohit Kapoor 1D
Mgmt ForForForYesElect Director Jeffrey G. Katz 1E
Mgmt ForForForYesElect Director Kay Koplovitz 1F
Mgmt ForForForYesElect Director Christopher B. Lofgren 1G
Mgmt ForForForYesElect Director Richard Sulpizio 1H
Mgmt ForForForYesElect Director Laura S. Unger 1I
Mgmt ForForForYesElect Director Arthur F. Weinbach 1J
Mgmt ForForForYesElect Director Renato (Ron) Zambonini 1K
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmendment to Increase Number of Shares Issuable Under the 2012 Non-Employee Stock Plan
5
Xilinx, Inc.
Meeting Date: 08/09/2017
Record Date: 06/12/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 983919101
Ticker: XLNX
Primary CUSIP: 983919101 Primary ISIN: US9839191015 Primary SEDOL: 2985677
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dennis Segers Mgmt Yes For For For
Mgmt ForForForYesElect Director Moshe N. Gavrielov 1.2
Mgmt ForForForYesElect Director Saar Gillai 1.3
Mgmt ForForForYesElect Director Ronald S. Jankov 1.4
Mgmt ForForForYesElect Director Thomas H. Lee 1.5
Mgmt ForForForYesElect Director J. Michael Patterson 1.6
Mgmt ForForForYesElect Director Albert A. Pimentel 1.7
Mgmt ForForForYesElect Director Marshall C. Turner 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Xilinx, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Elizabeth W. Vanderslice 1.9
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 6
DXC Technology Company
Meeting Date: 08/10/2017
Record Date: 06/12/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 23355L106
Ticker: DXC
Primary CUSIP: 23355L106 Primary ISIN: US23355L1061 Primary SEDOL: BYXD7B3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mukesh Aghi Mgmt Yes For For For
Mgmt ForForForYesElect Director Amy E. Alving 1b
Mgmt ForForForYesElect Director David L. Herzog 1c
Mgmt ForForForYesElect Director Sachin Lawande 1d
Mgmt ForForForYesElect Director J. Michael Lawrie 1e
Mgmt ForForForYesElect Director Julio A. Portalatin 1f
Mgmt ForForForYesElect Director Peter Rutland 1g
Mgmt ForForForYesElect Director Manoj P. Singh 1h
Mgmt ForForForYesElect Director Margaret C. Whitman 1i
Mgmt ForForForYesElect Director Robert F. Woods 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ralph Lauren Corporation
Meeting Date: 08/10/2017
Record Date: 06/12/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 751212101
Ticker: RL
Primary CUSIP: 751212101 Primary ISIN: US7512121010 Primary SEDOL: B4V9661
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Frank A. Bennack, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Joel L. Fleishman 1.2
Mgmt ForForForYesElect Director Hubert Joly 1.3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 5
Red Hat, Inc.
Meeting Date: 08/10/2017
Record Date: 06/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 756577102
Ticker: RHT
Primary CUSIP: 756577102 Primary ISIN: US7565771026 Primary SEDOL: 2447218
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sohaib Abbasi Mgmt Yes For For For
Mgmt ForForForYesElect Director W. Steve Albrecht 1.2
Mgmt ForForForYesElect Director Charlene T. Begley 1.3
Mgmt ForForForYesElect Director Narendra K. Gupta 1.4
Mgmt ForForForYesElect Director Kimberly L. Hammonds 1.5
Mgmt ForForForYesElect Director William S. Kaiser 1.6
Mgmt ForForForYesElect Director Donald H. Livingstone 1.7
Mgmt ForForForYesElect Director James M. Whitehurst 1.8
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Red Hat, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
The J. M. Smucker Company
Meeting Date: 08/16/2017
Record Date: 06/19/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 832696405
Ticker: SJM
Primary CUSIP: 832696405 Primary ISIN: US8326964058 Primary SEDOL: 2951452
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kathryn W. Dindo Mgmt Yes For Against Against
Mgmt ForForForYesElect Director Paul J. Dolan 1b
Mgmt ForForForYesElect Director Jay L. Henderson 1c
Mgmt ForForForYesElect Director Nancy Lopez Knight 1d
Mgmt AgainstAgainstForYesElect Director Elizabeth Valk Long 1e
Mgmt ForForForYesElect Director Gary A. Oatey 1f
Mgmt ForForForYesElect Director Kirk L. Perry 1g
Mgmt ForForForYesElect Director Sandra Pianalto 1h
Mgmt ForForForYesElect Director Alex Shumate 1i
Mgmt ForForForYesElect Director Mark T. Smucker 1j
Mgmt ForForForYesElect Director Richard K. Smucker 1k
Mgmt ForForForYesElect Director Timothy P. Smucker 1l
Mgmt ForForForYesElect Director Dawn C. Willoughby 1m
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstYesReport on Plans to Increase Renewable Energy Use
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Microchip Technology Incorporated
Meeting Date: 08/22/2017
Record Date: 06/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 595017104
Ticker: MCHP
Primary CUSIP: 595017104 Primary ISIN: US5950171042 Primary SEDOL: 2592174
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steve Sanghi Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director Matthew W. Chapman 1.2
Mgmt AgainstAgainstForYesElect Director L.B. Day 1.3
Mgmt ForForForYesElect Director Esther L. Johnson 1.4
Mgmt AgainstAgainstForYesElect Director Wade F. Meyercord 1.5
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 5
Whole Foods Market, Inc.
Meeting Date: 08/23/2017
Record Date: 07/19/2017
Country: USA
Meeting Type: Special
Primary Security ID: 966837106
Ticker: WFM
Primary CUSIP: 966837106 Primary ISIN: US9668371068 Primary SEDOL: 2963899
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For Refer For
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 2
Mgmt ForForForYesReduce Authorized Common Stock 3
Mgmt AgainstAgainstForYesAdjourn Meeting 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Staples, Inc.
Meeting Date: 09/06/2017
Record Date: 08/01/2017
Country: USA
Meeting Type: Special
Primary Security ID: 855030102
Ticker: SPLS
Primary CUSIP: 855030102 Primary ISIN: US8550301027 Primary SEDOL: 2841489
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For Refer For
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Digital Realty Trust, Inc.
Meeting Date: 09/13/2017
Record Date: 08/14/2017
Country: USA
Meeting Type: Special
Primary Security ID: 253868103
Ticker: DLR
Primary CUSIP: 253868103 Primary ISIN: US2538681030 Primary SEDOL: B03GQS4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Acquisition Mgmt Yes For For For
Mgmt AgainstAgainstForYesAdjourn Meeting 2
H&R Block, Inc.
Meeting Date: 09/14/2017
Record Date: 07/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 093671105
Ticker: HRB
Primary CUSIP: 093671105 Primary ISIN: US0936711052 Primary SEDOL: 2105505
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Angela N. Archon Mgmt Yes For For For
Mgmt ForForForYesElect Director Paul J. Brown 1b
Mgmt ForForForYesElect Director Robert A. Gerard 1c
Mgmt ForForForYesElect Director Richard A. Johnson 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
H&R Block, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director David Baker Lewis 1e
Mgmt ForForForYesElect Director Victoria J. Reich 1f
Mgmt ForForForYesElect Director Bruce C. Rohde 1g
Mgmt ForForForYesElect Director Tom D. Seip 1h
Mgmt ForForForYesElect Director Christianna Wood 1i
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesApprove Omnibus Stock Plan 5
SH AgainstAgainstAgainstYesAmend Proxy Access Right 6
NetApp, Inc.
Meeting Date: 09/14/2017
Record Date: 07/17/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 64110D104
Ticker: NTAP
Primary CUSIP: 64110D104 Primary ISIN: US64110D1046 Primary SEDOL: 2630643
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director T. Michael Nevens Mgmt Yes For For For
Mgmt ForForForYesElect Director Alan L. Earhart 1b
Mgmt ForForForYesElect Director Gerald Held 1c
Mgmt ForForForYesElect Director Kathryn M. Hill 1d
Mgmt ForForForYesElect Director George Kurian 1e
Mgmt ForForForYesElect Director George T. Shaheen 1f
Mgmt ForForForYesElect Director Stephen M. Smith 1g
Mgmt ForForForYesElect Director Richard P. Wallace 1h
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NetApp, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 6
SH AgainstAgainstAgainstYesAdopt Policy to Annually Disclose EEO-1 Data 7
SH ForForNoneYesAdopt Proxy Access Right 8
Patterson Companies, Inc.
Meeting Date: 09/18/2017
Record Date: 07/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 703395103
Ticker: PDCO
Primary CUSIP: 703395103 Primary ISIN: US7033951036 Primary SEDOL: 2672689
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John D. Buck Mgmt Yes For For For
Mgmt ForForForYesElect Director Alex N. Blanco 1.2
Mgmt ForForForYesElect Director Jody H. Feragen 1.3
Mgmt ForForForYesElect Director Sarena S. Lin 1.4
Mgmt ForForForYesElect Director Ellen A. Rudnick 1.5
Mgmt ForForForYesElect Director Neil A. Schrimsher 1.6
Mgmt ForForForYesElect Director Les C. Vinney 1.7
Mgmt ForForForYesElect Director James W. Wiltz 1.8
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Darden Restaurants, Inc.
Meeting Date: 09/21/2017
Record Date: 07/25/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 237194105
Ticker: DRI
Primary CUSIP: 237194105 Primary ISIN: US2371941053 Primary SEDOL: 2289874
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Darden Restaurants, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Margaret Shan Atkins Mgmt Yes For For For
Mgmt ForForForYesElect Director Bradley D. Blum 1.2
Mgmt ForForForYesElect Director James P. Fogarty 1.3
Mgmt ForForForYesElect Director Cynthia T. Jamison 1.4
Mgmt ForForForYesElect Director Eugene I. (Gene) Lee, Jr. 1.5
Mgmt ForForForYesElect Director Nana Mensah 1.6
Mgmt ForForForYesElect Director William S. Simon 1.7
Mgmt ForForForYesElect Director Charles M. (Chuck) Sonsteby 1.8
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
SH AgainstAgainstAgainstYesAdopt a Policy to Phase Out Non-Therapeutic Use of Antibiotics in the Meat Supply Chain
5
NIKE, Inc.
Meeting Date: 09/21/2017
Record Date: 07/21/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 654106103
Ticker: NKE
Primary CUSIP: 654106103 Primary ISIN: US6541061031 Primary SEDOL: 2640147
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan B. Graf, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director John C. Lechleiter 1.2
Mgmt ForForForYesElect Director Michelle A. Peluso 1.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 4
SH ForForAgainstYesReport on Political Contributions Disclosure 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NIKE, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
6
Conagra Brands, Inc.
Meeting Date: 09/22/2017
Record Date: 07/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 205887102
Ticker: CAG
Primary CUSIP: 205887102 Primary ISIN: US2058871029 Primary SEDOL: 2215460
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas K. Brown 1.2
Mgmt ForForForYesElect Director Stephen G. Butler 1.3
Mgmt ForForForYesElect Director Sean M. Connolly 1.4
Mgmt ForForForYesElect Director Thomas W. Dickson 1.5
Mgmt ForForForYesElect Director Steven F. Goldstone 1.6
Mgmt ForForForYesElect Director Joie A. Gregor 1.7
Mgmt ForForForYesElect Director Rajive Johri 1.8
Mgmt ForForForYesElect Director Richard H. Lenny 1.9
Mgmt ForForForYesElect Director Ruth Ann Marshall 1.10
Mgmt ForForForYesElect Director Craig P. Omtvedt 1.11
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Intuitive Surgical, Inc.
Meeting Date: 09/22/2017
Record Date: 08/25/2017
Country: USA
Meeting Type: Special
Primary Security ID: 46120E602
Ticker: ISRG
Primary CUSIP: 46120E602 Primary ISIN: US46120E6023 Primary SEDOL: 2871301
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Intuitive Surgical, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Increase Authorized Common Stock and Effect Stock Split
Mgmt Yes For For For
FedEx Corporation
Meeting Date: 09/25/2017
Record Date: 07/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 31428X106
Ticker: FDX
Primary CUSIP: 31428X106 Primary ISIN: US31428X1063 Primary SEDOL: 2142784
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James L. Barksdale Mgmt Yes For For For
Mgmt ForForForYesElect Director John A. Edwardson 1.2
Mgmt ForForForYesElect Director Marvin R. Ellison 1.3
Mgmt ForForForYesElect Director John C. ("Chris") Inglis 1.4
Mgmt ForForForYesElect Director Kimberly A. Jabal 1.5
Mgmt ForForForYesElect Director Shirley Ann Jackson 1.6
Mgmt ForForForYesElect Director R. Brad Martin 1.7
Mgmt ForForForYesElect Director Joshua Cooper Ramo 1.8
Mgmt ForForForYesElect Director Susan C. Schwab 1.9
Mgmt ForForForYesElect Director Frederick W. Smith 1.10
Mgmt ForForForYesElect Director David P. Steiner 1.11
Mgmt ForForForYesElect Director Paul S. Walsh 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 5
SH AgainstAgainstAgainstYesAmend Proxy Access Right 6
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
FedEx Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesProvide For Confidential Running Vote Tallies On Executive Pay Matters
8
SH AgainstAgainstAgainstYesReport on Company Non-Discrimination Policies in States with Pro-Discrimination Laws
9
General Mills, Inc.
Meeting Date: 09/26/2017
Record Date: 07/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 370334104
Ticker: GIS
Primary CUSIP: 370334104 Primary ISIN: US3703341046 Primary SEDOL: 2367026
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Alicia Boler Davis 1b
Mgmt ForForForYesElect Director R. Kerry Clark 1c
Mgmt ForForForYesElect Director David M. Cordani 1d
Mgmt ForForForYesElect Director Roger W. Ferguson, Jr. 1e
Mgmt ForForForYesElect Director Henrietta H. Fore 1f
Mgmt ForForForYesElect Director Jeffrey L. Harmening 1g
Mgmt ForForForYesElect Director Maria G. Henry 1h
Mgmt ForForForYesElect Director Heidi G. Miller 1i
Mgmt ForForForYesElect Director Steve Odland 1j
Mgmt ForForForYesElect Director Kendall J. Powell 1k
Mgmt ForForForYesElect Director Eric D. Sprunk 1l
Mgmt ForForForYesElect Director Jorge A. Uribe 1m
Mgmt ForForForYesApprove Omnibus Stock Plan 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesRatify KPMG LLP as Auditors 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Praxair, Inc.
Meeting Date: 09/27/2017
Record Date: 08/08/2017
Country: USA
Meeting Type: Special
Primary Security ID: 74005P104
Ticker: PX
Primary CUSIP: 74005P104 Primary ISIN: US74005P1049 Primary SEDOL: 2699291
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For For For
Mgmt ForForForYesApprove the Creation of Distributable Reserves
2
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 3
Mgmt AgainstAgainstForYesAdjourn Meeting 4
Symantec Corporation
Meeting Date: 10/05/2017
Record Date: 08/07/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 871503108
Ticker: SYMC
Primary CUSIP: 871503108 Primary ISIN: US8715031089 Primary SEDOL: 2861078
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory S. Clark Mgmt Yes For For For
Mgmt ForForForYesElect Director Frank E. Dangeard 1b
Mgmt ForForForYesElect Director Kenneth Y. Hao 1c
Mgmt ForForForYesElect Director David W. Humphrey 1d
Mgmt ForForForYesElect Director Geraldine B. Laybourne 1e
Mgmt ForForForYesElect Director David L. Mahoney 1f
Mgmt ForForForYesElect Director Robert S. Miller 1g
Mgmt ForForForYesElect Director Anita M. Sands 1h
Mgmt ForForForYesElect Director Daniel H. Schulman 1i
Mgmt ForForForYesElect Director V. Paul Unruh 1j
Mgmt ForForForYesElect Director Suzanne M. Vautrinot 1k
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Symantec Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 5
SH AgainstAgainstAgainstYesProvide For Confidential Running Vote Tallies On Executive Pay Matters
6
SH AgainstAgainstAgainstYesAdopt Share Retention Policy For Senior Executives
7
The Procter & Gamble Company
Meeting Date: 10/10/2017
Record Date: 08/11/2017
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 742718109
Ticker: PG
Primary CUSIP: 742718109 Primary ISIN: US7427181091 Primary SEDOL: 2704407
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Management Proxy (Blue Proxy Card) Mgmt No
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Francis S. Blake 1.1
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Angela F. Braly 1.2
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Amy L. Chang 1.3
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Kenneth I. Chenault 1.4
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Scott D. Cook 1.5
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Terry J. Lundgren 1.6
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director W. James McNerney, Jr. 1.7
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director David S. Taylor 1.8
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Margaret C. Whitman 1.9
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Patricia A. Woertz 1.10
Mgmt Do Not Vote
Do Not Vote
ForYesElect Director Ernesto Zedillo 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Procter & Gamble Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt Do Not Vote
Do Not Vote
ForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt Do Not Vote
Do Not Vote
ForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt Do Not Vote
Do Not Vote
One YearYesAdvisory Vote on Say on Pay Frequency 4
SH Do Not Vote
Do Not Vote
AgainstYesAdopt Holy Land Principles 5
SH Do Not Vote
Do Not Vote
AgainstYesReport on Company Non-Discrimination Policies in States with Pro-Discrimination Laws
6
SH Do Not Vote
Do Not Vote
AgainstYesReport on Risks of Doing Business in Conflict-Affected Areas
7
SH Do Not Vote
Do Not Vote
AgainstYesRepeal Any Amendments to Code of Regulations Adopted After April 8, 2016
8
Mgmt NoDissident Proxy (White Proxy Card)
SH ForForForYesElect Director Nelson Peltz 1.1
SH ForForForYesManagement Nominee Francis S. Blake 1.2
SH ForForForYesManagement Nominee Angela F. Braly 1.3
SH ForForForYesManagement Nominee Amy L. Chang 1.4
SH ForForForYesManagement Nominee Kenneth I. Chenault 1.5
SH ForForForYesManagement Nominee Scott D. Cook 1.6
SH ForForForYesManagement Nominee Terry J. Lundgren 1.7
SH ForForForYesManagement Nominee W. James McNerney, Jr.
1.8
SH ForForForYesManagement Nominee David S. Taylor 1.9
SH ForForForYesManagement Nominee Margaret C. Whitman 1.10
SH ForForForYesManagement Nominee Patricia A. Woertz 1.11
Mgmt ForForNoneYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForNoneYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearNoneYesAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstNoneYesAdopt Holy Land Principles 5
SH AgainstAgainstNoneYesReport on Company Non-Discrimination Policies in States with Pro-Discrimination Laws
6
SH AgainstAgainstNoneYesReport on Risks of Doing Business in Conflict-Affected Areas
7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Procter & Gamble Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH ForForForYesRepeal Any Amendments to Code of Regulations Adopted After April 8, 2016
8
Paychex, Inc.
Meeting Date: 10/11/2017
Record Date: 08/14/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 704326107
Ticker: PAYX
Primary CUSIP: 704326107 Primary ISIN: US7043261079 Primary SEDOL: 2674458
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director B. Thomas Golisano Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas F. Bonadio 1b
Mgmt ForForForYesElect Director Joseph G. Doody 1c
Mgmt AgainstAgainstForYesElect Director David J.S. Flaschen 1d
Mgmt ForForForYesElect Director Phillip Horsley 1e
Mgmt AgainstAgainstForYesElect Director Grant M. Inman 1f
Mgmt ForForForYesElect Director Martin Mucci 1g
Mgmt AgainstAgainstForYesElect Director Joseph M. Tucci 1h
Mgmt ForForForYesElect Director Joseph M. Velli 1i
Mgmt ForForForYesElect Director Kara Wilson 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Cintas Corporation
Meeting Date: 10/17/2017
Record Date: 08/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 172908105
Ticker: CTAS
Primary CUSIP: 172908105 Primary ISIN: US1729081059 Primary SEDOL: 2197137
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cintas Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerald S. Adolph Mgmt Yes For For For
Mgmt ForForForYesElect Director John F. Barrett 1b
Mgmt ForForForYesElect Director Melanie W. Barstad 1c
Mgmt AgainstAgainstForYesElect Director Robert E. Coletti 1d
Mgmt AgainstAgainstForYesElect Director Richard T. Farmer 1e
Mgmt ForForForYesElect Director Scott D. Farmer 1f
Mgmt ForForForYesElect Director James J. Johnson 1g
Mgmt ForForForYesElect Director Joseph Scaminace 1h
Mgmt ForForForYesElect Director Ronald W. Tysoe 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Seagate Technology plc
Meeting Date: 10/18/2017
Record Date: 08/21/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G7945M107
Ticker: STX
Primary CUSIP: G7945J104 Primary ISIN: IE00B58JVZ52 Primary SEDOL: B58JVZ5
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen J. Luczo Mgmt Yes For For For
Mgmt ForForForYesElect Director Mark W. Adams 1b
Mgmt ForForForYesElect Director Michael R. Cannon 1c
Mgmt ForForForYesElect Director Mei-Wei Cheng 1d
Mgmt ForForForYesElect Director William T. Coleman 1e
Mgmt ForForForYesElect Director Jay L. Geldmacher 1f
Mgmt ForForForYesElect Director William D. Mosley 1g
Mgmt ForForForYesElect Director Chong Sup Park 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Seagate Technology plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Stephanie Tilenius 1i
Mgmt ForForForYesElect Director Edward J. Zander 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
Mgmt ForForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
5
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
6
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
7
Mgmt ForForForYesDetermine Price Range for Reissuance of Treasury Shares
8
MetLife, Inc.
Meeting Date: 10/19/2017
Record Date: 09/05/2017
Country: USA
Meeting Type: Special
Primary Security ID: 59156R108
Ticker: MET
Primary CUSIP: 59156R108 Primary ISIN: US59156R1086 Primary SEDOL: 2573209
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Amend Certificate of Incorporation to Modify the Dividend Payment Tests for the Series A Preferred Stock and the Series C Preferred Stock
Mgmt Yes For For For
Mgmt AgainstAgainstForYesAdjourn Meeting 2
Parker-Hannifin Corporation
Meeting Date: 10/25/2017
Record Date: 08/31/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 701094104
Ticker: PH
Primary CUSIP: 701094104 Primary ISIN: US7010941042 Primary SEDOL: 2671501
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Parker-Hannifin Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lee C. Banks Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert G. Bohn 1.2
Mgmt ForForForYesElect Director Linda S. Harty 1.3
Mgmt ForForForYesElect Director Robert J. Kohlhepp 1.4
Mgmt ForForForYesElect Director Kevin A. Lobo 1.5
Mgmt ForForForYesElect Director Klaus-Peter Muller 1.6
Mgmt ForForForYesElect Director Candy M. Obourn 1.7
Mgmt ForForForYesElect Director Joseph Scaminace 1.8
Mgmt ForForForYesElect Director Wolfgang R. Schmitt 1.9
Mgmt ForForForYesElect Director Ake Svensson 1.10
Mgmt ForForForYesElect Director James R. Verrier 1.11
Mgmt ForForForYesElect Director James L. Wainscott 1.12
Mgmt ForForForYesElect Director Thomas L. Williams 1.13
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Harris Corporation
Meeting Date: 10/27/2017
Record Date: 09/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 413875105
Ticker: HRS
Primary CUSIP: 413875105 Primary ISIN: US4138751056 Primary SEDOL: 2412001
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James F. Albaugh Mgmt Yes For For For
Mgmt ForForForYesElect Director William M. Brown 1b
Mgmt ForForForYesElect Director Peter W. Chiarelli 1c
Mgmt ForForForYesElect Director Thomas A. Dattilo 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Harris Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Roger B. Fradin 1e
Mgmt ForForForYesElect Director Terry D. Growcock 1f
Mgmt ForForForYesElect Director Lewis Hay, III 1g
Mgmt ForForForYesElect Director Vyomesh I. Joshi 1h
Mgmt ForForForYesElect Director Leslie F. Kenne 1i
Mgmt ForForForYesElect Director James C. Stoffel 1j
Mgmt ForForForYesElect Director Gregory T. Swienton 1k
Mgmt ForForForYesElect Director Hansel E. Tookes, II 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
KLA-Tencor Corporation
Meeting Date: 11/01/2017
Record Date: 09/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 482480100
Ticker: KLAC
Primary CUSIP: 482480100 Primary ISIN: US4824801009 Primary SEDOL: 2480138
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward W. Barnholt Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert M. Calderoni 1.2
Mgmt ForForForYesElect Director John T. Dickson 1.3
Mgmt ForForForYesElect Director Emiko Higashi 1.4
Mgmt ForForForYesElect Director Kevin J. Kennedy 1.5
Mgmt ForForForYesElect Director Gary B. Moore 1.6
Mgmt ForForForYesElect Director Kiran M. Patel 1.7
Mgmt ForForForYesElect Director Robert A. Rango 1.8
Mgmt ForForForYesElect Director Richard P. Wallace 1.9
Mgmt ForForForYesElect Director David C. Wang 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
KLA-Tencor Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Western Digital Corporation
Meeting Date: 11/02/2017
Record Date: 09/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 958102105
Ticker: WDC
Primary CUSIP: 958102105 Primary ISIN: US9581021055 Primary SEDOL: 2954699
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Martin I. Cole Mgmt Yes For For For
Mgmt ForForForYesElect Director Kathleen A. Cote 1b
Mgmt ForForForYesElect Director Henry T. DeNero 1c
Mgmt ForForForYesElect Director Michael D. Lambert 1d
Mgmt ForForForYesElect Director Len J. Lauer 1e
Mgmt ForForForYesElect Director Matthew E. Massengill 1f
Mgmt ForForForYesElect Director Stephen D. Milligan 1g
Mgmt ForForForYesElect Director Paula A. Price 1h
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesRatify KPMG LLP as Auditors 5
Automatic Data Processing, Inc.
Meeting Date: 11/07/2017
Record Date: 09/08/2017
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 053015103
Ticker: ADP
Primary CUSIP: 053015103 Primary ISIN: US0530151036 Primary SEDOL: 2065308
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Automatic Data Processing, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Management Proxy (White Proxy Card) Mgmt No
Mgmt ForForForYesElect Director Peter Bisson 1.1
Mgmt ForForForYesElect Director Richard T. Clark 1.2
Mgmt ForForForYesElect Director Eric C. Fast 1.3
Mgmt ForForForYesElect Director Linda R. Gooden 1.4
Mgmt ForForForYesElect Director Michael P. Gregoire 1.5
Mgmt ForForForYesElect Director R. Glenn Hubbard 1.6
Mgmt ForForForYesElect Director John P. Jones 1.7
Mgmt ForForForYesElect Director William J. Ready 1.8
Mgmt ForForForYesElect Director Carlos A. Rodriguez 1.9
Mgmt ForForForYesElect Director Sandra S. Wijnberg 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstYesRepeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After August 2, 2016
5
Mgmt NoDissident Proxy (Gold Proxy Card)
SH Do Not Vote
Do Not Vote
ForYesElect Director William A. Ackman 1.1
SH Do Not Vote
Do Not Vote
ForYesElect Director Veronica M. Hagen 1.2
SH Do Not Vote
Do Not Vote
ForYesElect Director V. Paul Unruh 1.3
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee Peter Bisson 1.4
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee Richard T. Clark 1.5
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee Linda R. Gooden 1.6
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee Michael P. Gregoire 1.7
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee William J. Ready 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Automatic Data Processing, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee Carlos A. Rodriguez 1.9
SH Do Not Vote
Do Not Vote
ForYesManagement Nominee Sandra S. Wijnberg 1.10
SH Do Not Vote
Do Not Vote
ForYesRepeal Amendments to the Company's By-Laws Adopted Without Stockholder Approval After August 2, 2016
2
Mgmt Do Not Vote
Do Not Vote
ForYesRatify Deloitte & Touche LLP as Auditors 3
Mgmt Do Not Vote
Do Not Vote
One YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt Do Not Vote
Do Not Vote
NoneYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Delphi Automotive PLC
Meeting Date: 11/07/2017
Record Date: 10/05/2017
Country: Jersey
Meeting Type: Special
Primary Security ID: G27823106
Ticker: DLPH
Primary CUSIP: N/A Primary ISIN: JE00B783TY65 Primary SEDOL: B783TY6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Change Company Name to Aptiv PLC Mgmt Yes For For For
Cardinal Health, Inc.
Meeting Date: 11/08/2017
Record Date: 09/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 14149Y108
Ticker: CAH
Primary CUSIP: 14149Y108 Primary ISIN: US14149Y1082 Primary SEDOL: 2175672
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David J. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Colleen F. Arnold 1.2
Mgmt ForForForYesElect Director George S. Barrett 1.3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cardinal Health, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Carrie S. Cox 1.4
Mgmt ForForForYesElect Director Calvin Darden 1.5
Mgmt ForForForYesElect Director Bruce L. Downey 1.6
Mgmt ForForForYesElect Director Patricia A. Hemingway Hall 1.7
Mgmt ForForForYesElect Director Clayton M. Jones 1.8
Mgmt ForForForYesElect Director Gregory B. Kenny 1.9
Mgmt ForForForYesElect Director Nancy Killefer 1.10
Mgmt ForForForYesElect Director David P. King 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
SH AgainstAgainstAgainstYesProvide For Confidential Running Vote Tallies On Executive Pay Matters
6
Coty Inc.
Meeting Date: 11/08/2017
Record Date: 09/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 222070203
Ticker: COTY
Primary CUSIP: 222070203 Primary ISIN: US2220702037 Primary SEDOL: BBBSMJ2
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lambertus J.H. Becht Mgmt Yes For For For
Mgmt ForForForYesElect Director Sabine Chalmers 1.2
Mgmt ForForForYesElect Director Joachim Faber 1.3
Mgmt ForForForYesElect Director Olivier Goudet 1.4
Mgmt ForForForYesElect Director Peter Harf 1.5
Mgmt ForForForYesElect Director Paul S. Michaels 1.6
Mgmt ForForForYesElect Director Camillo Pane 1.7
Mgmt ForForForYesElect Director Erhard Schoewel 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Coty Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert Singer 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Lam Research Corporation
Meeting Date: 11/08/2017
Record Date: 09/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 512807108
Ticker: LRCX
Primary CUSIP: 512807108 Primary ISIN: US5128071082 Primary SEDOL: 2502247
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martin B. Anstice Mgmt Yes For For For
Mgmt ForForForYesElect Director Eric K. Brandt 1.2
Mgmt ForForForYesElect Director Michael R. Cannon 1.3
Mgmt ForForForYesElect Director Youssef A. El-Mansy 1.4
Mgmt ForForForYesElect Director Christine A. Heckart 1.5
Mgmt ForForForYesElect Director Young Bum (YB) Koh 1.6
Mgmt ForForForYesElect Director Catherine P. Lego 1.7
Mgmt ForForForYesElect Director Stephen G. Newberry 1.8
Mgmt ForForForYesElect Director Abhijit Y. Talwalkar 1.9
Mgmt ForForForYesElect Director Lih Shyng (Rick L.) Tsai 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
SH ForForAgainstYesAdopt Policy to Annually Disclose EEO-1 Data 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
EQT Corporation
Meeting Date: 11/09/2017
Record Date: 09/25/2017
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 26884L109
Ticker: EQT
Primary CUSIP: 26884L109 Primary ISIN: US26884L1098 Primary SEDOL: 2319414
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Management Proxy (White Proxy Card) Mgmt No
Mgmt ForForForYesIssue Shares in Connection with Merger 1
Mgmt ForForForYesEstablish Range For Board Size 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Mgmt NoDissident Proxy (Gold Proxy Card)
Mgmt Do Not Vote
Do Not Vote
AgainstYesIssue Shares in Connection with Merger 1
Mgmt Do Not Vote
Do Not Vote
AgainstYesEstablish Range For Board Size 2
Mgmt Do Not Vote
Do Not Vote
AgainstYesAdjourn Meeting 3
Tapestry, Inc.
Meeting Date: 11/09/2017
Record Date: 09/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 876030107
Ticker: TPR
Primary CUSIP: 876030107 Primary ISIN: US8760301072 Primary SEDOL: BF09HX3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director David Denton Mgmt Yes For For For
Mgmt ForForForYesElect Director Andrea Guerra 1b
Mgmt ForForForYesElect Director Susan Kropf 1c
Mgmt ForForForYesElect Director Annabelle Yu Long 1d
Mgmt ForForForYesElect Director Victor Luis 1e
Mgmt ForForForYesElect Director Ivan Menezes 1f
Mgmt ForForForYesElect Director William Nuti 1g
Mgmt ForForForYesElect Director Jide Zeitlin 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Tapestry, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
SH AgainstAgainstAgainstYesReport on Net-Zero Greenhouse Gas Emissions
6
SH AgainstAgainstAgainstYesReport on Risks from Company's Use of Real Animal Fur
7
The Estee Lauder Companies Inc.
Meeting Date: 11/14/2017
Record Date: 09/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 518439104
Ticker: EL
Primary CUSIP: 518439104 Primary ISIN: US5184391044 Primary SEDOL: 2320524
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charlene Barshefsky Mgmt Yes For For For
Mgmt ForForForYesElect Director Wei Sun Christianson 1.2
Mgmt ForForForYesElect Director Fabrizio Freda 1.3
Mgmt WithholdWithholdForYesElect Director Jane Lauder 1.4
Mgmt WithholdWithholdForYesElect Director Leonard A. Lauder 1.5
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Campbell Soup Company
Meeting Date: 11/15/2017
Record Date: 09/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 134429109
Ticker: CPB
Primary CUSIP: 134429109 Primary ISIN: US1344291091 Primary SEDOL: 2162845
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Campbell Soup Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Fabiola R. Arredondo Mgmt Yes For For For
Mgmt ForForForYesElect Director Howard M. Averill 1.2
Mgmt ForForForYesElect Director Bennett Dorrance 1.3
Mgmt ForForForYesElect Director Randall W. Larrimore 1.4
Mgmt ForForForYesElect Director Marc B. Lautenbach 1.5
Mgmt ForForForYesElect Director Mary Alice D. Malone 1.6
Mgmt ForForForYesElect Director Sara Mathew 1.7
Mgmt ForForForYesElect Director Keith R. McLoughlin 1.8
Mgmt ForForForYesElect Director Denise M. Morrison 1.9
Mgmt ForForForYesElect Director Nick Shreiber 1.10
Mgmt ForForForYesElect Director Archbold D. van Beuren 1.11
Mgmt ForForForYesElect Director Les C. Vinney 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
News Corporation
Meeting Date: 11/15/2017
Record Date: 09/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 65249B109
Ticker: NWS
Primary CUSIP: 65249B109 Primary ISIN: US65249B1098 Primary SEDOL: BBGVT40
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director K. Rupert Murdoch Mgmt Yes For Against Against
Mgmt AgainstAgainstForYesElect Director Lachlan K. Murdoch 1b
Mgmt ForForForYesElect Director Robert J. Thomson 1c
Mgmt ForForForYesElect Director Kelly Ayotte 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
News Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jose Maria Aznar 1e
Mgmt ForForForYesElect Director Natalie Bancroft 1f
Mgmt ForForForYesElect Director Peter L. Barnes 1g
Mgmt AgainstAgainstForYesElect Director Joel I. Klein 1h
Mgmt AgainstAgainstForYesElect Director James R. Murdoch 1i
Mgmt ForForForYesElect Director Ana Paula Pessoa 1j
Mgmt ForForForYesElect Director Masroor Siddiqui 1k
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Oracle Corporation
Meeting Date: 11/15/2017
Record Date: 09/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 68389X105
Ticker: ORCL
Primary CUSIP: 68389X105 Primary ISIN: US68389X1054 Primary SEDOL: 2661568
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Berg Mgmt Yes For Withhold Withhold
Mgmt WithholdReferForYesElect Director Michael J. Boskin 1.2
Mgmt ForForForYesElect Director Safra A. Catz 1.3
Mgmt ForForForYesElect Director Bruce R. Chizen 1.4
Mgmt ForForForYesElect Director George H. Conrades 1.5
Mgmt ForForForYesElect Director Lawrence J. Ellison 1.6
Mgmt ForForForYesElect Director Hector Garcia-Molina 1.7
Mgmt ForForForYesElect Director Jeffrey O. Henley 1.8
Mgmt ForForForYesElect Director Mark V. Hurd 1.9
Mgmt ForForForYesElect Director Renee J. James 1.10
Mgmt ForForForYesElect Director Leon E. Panetta 1.11
Mgmt ForForForYesElect Director Naomi O. Seligman 1.12
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Oracle Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 5
SH AgainstAgainstAgainstYesPolitical Contributions Disclosure 6
SH AbstainAbstainAgainstYesGender Pay Gap 7
SH AgainstAgainstAgainstYesAmend Proxy Access Right 8
The Clorox Company
Meeting Date: 11/15/2017
Record Date: 09/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 189054109
Ticker: CLX
Primary CUSIP: 189054109 Primary ISIN: US1890541097 Primary SEDOL: 2204026
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Amy Banse Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard H. Carmona 1.2
Mgmt ForForForYesElect Director Benno Dorer 1.3
Mgmt ForForForYesElect Director Spencer C. Fleischer 1.4
Mgmt ForForForYesElect Director Esther Lee 1.5
Mgmt ForForForYesElect Director A.D. David Mackay 1.6
Mgmt ForForForYesElect Director Robert W. Matschullat 1.7
Mgmt ForForForYesElect Director Jeffrey Noddle 1.8
Mgmt ForForForYesElect Director Pamela Thomas-Graham 1.9
Mgmt ForForForYesElect Director Carolyn M. Ticknor 1.10
Mgmt ForForForYesElect Director Russell Weiner 1.11
Mgmt ForForForYesElect Director Christopher J. Williams 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Clorox Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
Mgmt ForForForYesApprove Remuneration of Non-Employee Directors
6
SH AgainstAgainstAgainstYesAmend Proxy Access Right 7
Twenty-First Century Fox, Inc.
Meeting Date: 11/15/2017
Record Date: 09/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 90130A101
Ticker: FOXA
Primary CUSIP: 90130A101 Primary ISIN: US90130A1016 Primary SEDOL: BBM4S68
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director K. Rupert Murdoch AC Mgmt Yes For Against Against
Mgmt AgainstAgainstForYesElect Director Lachlan K. Murdoch 1b
Mgmt ForForForYesElect Director Delphine Arnault 1c
Mgmt AgainstAgainstForYesElect Director James W. Breyer 1d
Mgmt AgainstAgainstForYesElect Director Chase Carey 1e
Mgmt AgainstAgainstForYesElect Director David F. DeVoe 1f
Mgmt ForForForYesElect Director Viet Dinh 1g
Mgmt ForForForYesElect Director Roderick I. Eddington 1h
Mgmt ForForForYesElect Director James R. Murdoch 1i
Mgmt ForForForYesElect Director Jacques Nasser AC 1j
Mgmt ForForForYesElect Director Robert S. Silberman 1k
Mgmt ForForForYesElect Director Tidjane Thiam 1l
Mgmt ForForForYesElect Director Jeffrey W. Ubben 1m
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
ResMed Inc.
Meeting Date: 11/16/2017
Record Date: 09/19/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 761152107
Ticker: RMD
Primary CUSIP: 761152107 Primary ISIN: US7611521078 Primary SEDOL: 2732903
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael Farrell Mgmt Yes For For For
Mgmt ForForForYesElect Director Karen Drexler 1b
Mgmt ForForForYesElect Director Jack Wareham 1c
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 5
Discovery Communications, Inc.
Meeting Date: 11/17/2017
Record Date: 10/19/2017
Country: USA
Meeting Type: Special
Primary Security ID: 25470F104
Ticker: DISCA
Primary CUSIP: 25470F104 Primary ISIN: US25470F1049 Primary SEDOL: B3D7K31
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt Yes For For For
Scripps Networks Interactive, Inc.
Meeting Date: 11/17/2017
Record Date: 10/03/2017
Country: USA
Meeting Type: Special
Primary Security ID: 811065101
Ticker: SNI
Primary CUSIP: 811065101 Primary ISIN: US8110651010 Primary SEDOL: B39QT24
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Scripps Networks Interactive, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For For For
Mgmt AgainstAgainstForYesAdvisory Vote on Golden Parachutes 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Sysco Corporation
Meeting Date: 11/17/2017
Record Date: 09/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 871829107
Ticker: SYY
Primary CUSIP: 871829107 Primary ISIN: US8718291078 Primary SEDOL: 2868165
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel J. Brutto Mgmt Yes For For For
Mgmt ForForForYesElect Director John M. Cassaday 1b
Mgmt ForForForYesElect Director William J. DeLaney 1c
Mgmt ForForForYesElect Director Joshua D. Frank 1d
Mgmt ForForForYesElect Director Larry C. Glasscock 1e
Mgmt ForForForYesElect Director Bradley M. Halverson 1f
Mgmt ForForForYesElect Director Hans-Joachim Koerber 1g
Mgmt ForForForYesElect Director Nancy S. Newcomb 1h
Mgmt ForForForYesElect Director Nelson Peltz 1i
Mgmt ForForForYesElect Director Edward D. Shirley 1j
Mgmt ForForForYesElect Director Sheila G. Talton 1k
Mgmt ForForForYesElect Director Richard G. Tilghman 1l
Mgmt ForForForYesElect Director Jackie M. Ward 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Sysco Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH ForForAgainstYesLimit Accelerated Vesting of Equity Awards Upon a Change in Control
5
Microsoft Corporation
Meeting Date: 11/29/2017
Record Date: 09/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 594918104
Ticker: MSFT
Primary CUSIP: 594918104 Primary ISIN: US5949181045 Primary SEDOL: 2588173
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William H. Gates, III Mgmt Yes For For For
Mgmt ForForForYesElect Director Reid G. Hoffman 1.2
Mgmt ForForForYesElect Director Hugh F. Johnston 1.3
Mgmt ForForForYesElect Director Teri L. List-Stoll 1.4
Mgmt ForForForYesElect Director Satya Nadella 1.5
Mgmt ForForForYesElect Director Charles H. Noski 1.6
Mgmt ForForForYesElect Director Helmut Panke 1.7
Mgmt ForForForYesElect Director Sandra E. Peterson 1.8
Mgmt ForForForYesElect Director Penny S. Pritzker 1.9
Mgmt ForForForYesElect Director Charles W. Scharf 1.10
Mgmt ForForForYesElect Director Arne M. Sorenson 1.11
Mgmt ForForForYesElect Director John W. Stanton 1.12
Mgmt ForForForYesElect Director John W. Thompson 1.13
Mgmt ForForForYesElect Director Padmasree Warrior 1.14
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 5
Mgmt ForForForYesApprove Omnibus Stock Plan 6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Arconic Inc.
Meeting Date: 11/30/2017
Record Date: 10/05/2017
Country: USA
Meeting Type: Special
Primary Security ID: 03965L100
Ticker: ARNC
Primary CUSIP: 03965L100 Primary ISIN: US03965L1008 Primary SEDOL: BD3D9G5
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Change State of Incorporation from Pennsylvania to Delaware
Mgmt Yes For For For
Mgmt ForForForYesEliminate Supermajority Vote Requirement 2
Mgmt ForForForYesDeclassify the Board of Directors 3
Medtronic plc
Meeting Date: 12/08/2017
Record Date: 10/10/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G5960L103
Ticker: MDT
Primary CUSIP: 585055106 Primary ISIN: IE00BTN1Y115 Primary SEDOL: BTN1Y11
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard H. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Craig Arnold 1b
Mgmt ForForForYesElect Director Scott C. Donnelly 1c
Mgmt ForForForYesElect Director Randall J. Hogan, III 1d
Mgmt ForForForYesElect Director Omar Ishrak 1e
Mgmt ForForForYesElect Director Shirley Ann Jackson 1f
Mgmt ForForForYesElect Director Michael O. Leavitt 1g
Mgmt ForForForYesElect Director James T. Lenehan 1h
Mgmt ForForForYesElect Director Elizabeth G. Nabel 1i
Mgmt ForForForYesElect Director Denise M. O'Leary 1j
Mgmt ForForForYesElect Director Kendall J. Powell 1k
Mgmt ForForForYesElect Director Robert C. Pozen 1l
Mgmt ForForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Audit Committee to Fix Their Remuneration
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Medtronic plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Cisco Systems, Inc.
Meeting Date: 12/11/2017
Record Date: 10/13/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 17275R102
Ticker: CSCO
Primary CUSIP: 17275R102 Primary ISIN: US17275R1023 Primary SEDOL: 2198163
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Carol A. Bartz Mgmt Yes For For For
Mgmt ForForForYesElect Director M. Michele Burns 1b
Mgmt ForForForYesElect Director Michael D. Capellas 1c
Mgmt ForForForYesElect Director Amy L. Chang 1d
Mgmt ForForForYesElect Director John L. Hennessy 1e
Mgmt ForForForYesElect Director Kristina M. Johnson 1f
Mgmt ForForForYesElect Director Roderick C. McGeary 1g
Mgmt ForForForYesElect Director Charles H. Robbins 1h
Mgmt ForForForYesElect Director Arun Sarin 1i
Mgmt ForForForYesElect Director Brenton L. Saunders 1j
Mgmt ForForForYesElect Director Steven M. West 1k
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 5
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
6
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
AutoZone, Inc.
Meeting Date: 12/20/2017
Record Date: 10/23/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 053332102
Ticker: AZO
Primary CUSIP: 053332102 Primary ISIN: US0533321024 Primary SEDOL: 2065955
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Douglas H. Brooks Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda A. Goodspeed 1.2
Mgmt ForForForYesElect Director Earl G. Graves, Jr. 1.3
Mgmt ForForForYesElect Director Enderson Guimaraes 1.4
Mgmt ForForForYesElect Director J. R. Hyde, III 1.5
Mgmt ForForForYesElect Director D. Bryan Jordan 1.6
Mgmt ForForForYesElect Director W. Andrew McKenna 1.7
Mgmt ForForForYesElect Director George R. Mrkonic, Jr. 1.8
Mgmt ForForForYesElect Director Luis P. Nieto 1.9
Mgmt ForForForYesElect Director William C. Rhodes, III 1.10
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Acuity Brands, Inc.
Meeting Date: 01/05/2018
Record Date: 11/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 00508Y102
Ticker: AYI
Primary CUSIP: 00508Y102 Primary ISIN: US00508Y1029 Primary SEDOL: 2818461
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter C. Browning Mgmt Yes For For For
Mgmt ForForForYesElect Director G. Douglas Dillard, Jr. 1b
Mgmt ForForForYesElect Director Ray M. Robinson 1c
Mgmt ForForForYesElect Director Norman H. Wesley 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Acuity Brands, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mary A. Winston 1e
Mgmt ForForForYesRatify EY as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
Mgmt ForForForYesApprove Executive Incentive Bonus Plan 6
SH ForForAgainstYesReport on Sustainability 7
Rockwell Collins, Inc.
Meeting Date: 01/11/2018
Record Date: 12/08/2017
Country: USA
Meeting Type: Special
Primary Security ID: 774341101
Ticker: COL
Primary CUSIP: 774341101 Primary ISIN: US7743411016 Primary SEDOL: 2767228
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For Refer For
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Jacobs Engineering Group Inc.
Meeting Date: 01/17/2018
Record Date: 11/22/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 469814107
Ticker: JEC
Primary CUSIP: 469814107 Primary ISIN: US4698141078 Primary SEDOL: 2469052
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Joseph R. Bronson Mgmt Yes For For For
Mgmt ForForForYesElect Director Juan Jose Suarez Coppel 1b
Mgmt ForForForYesElect Director Robert C. Davidson, Jr. 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Jacobs Engineering Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Steven J. Demetriou 1d
Mgmt ForForForYesElect Director Ralph E. Eberhart 1e
Mgmt ForForForYesElect Director Dawne S. Hickton 1f
Mgmt ForForForYesElect Director Linda Fayne Levinson 1g
Mgmt ForForForYesElect Director Robert A. McNamara 1h
Mgmt ForForForYesElect Director Peter J. Robertson 1i
Mgmt ForForForYesElect Director Christopher M.T. Thompson 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Micron Technology, Inc.
Meeting Date: 01/17/2018
Record Date: 11/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 595112103
Ticker: MU
Primary CUSIP: 595112103 Primary ISIN: US5951121038 Primary SEDOL: 2588184
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert L. Bailey Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard M. Beyer 1.2
Mgmt ForForForYesElect Director Patrick J. Byrne 1.3
Mgmt ForForForYesElect Director Mercedes Johnson 1.4
Mgmt ForForForYesElect Director Sanjay Mehrotra 1.5
Mgmt ForForForYesElect Director Lawrence N. Mondry 1.6
Mgmt ForForForYesElect Director Robert E. Switz 1.7
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
2
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Micron Technology, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 6
Walgreens Boots Alliance, Inc.
Meeting Date: 01/17/2018
Record Date: 11/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 931427108
Ticker: WBA
Primary CUSIP: 931427108 Primary ISIN: US9314271084 Primary SEDOL: BTN1Y44
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jose E. Almeida Mgmt Yes For For For
Mgmt ForForForYesElect Director Janice M. Babiak 1b
Mgmt ForForForYesElect Director David J. Brailer 1c
Mgmt ForForForYesElect Director William C. Foote 1d
Mgmt ForForForYesElect Director Ginger L. Graham 1e
Mgmt ForForForYesElect Director John A. Lederer 1f
Mgmt ForForForYesElect Director Dominic P. Murphy 1g
Mgmt ForForForYesElect Director Stefano Pessina 1h
Mgmt ForForForYesElect Director Leonard D. Schaeffer 1i
Mgmt ForForForYesElect Director Nancy M. Schlichting 1j
Mgmt ForForForYesElect Director James A. Skinner 1k
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
6
SH AgainstAgainstAgainstYesAmend Proxy Access Right 7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Intuit Inc.
Meeting Date: 01/18/2018
Record Date: 11/20/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 461202103
Ticker: INTU
Primary CUSIP: 461202103 Primary ISIN: US4612021034 Primary SEDOL: 2459020
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Eve Burton Mgmt Yes For For For
Mgmt ForForForYesElect Director Scott D. Cook 1b
Mgmt ForForForYesElect Director Richard L. Dalzell 1c
Mgmt ForForForYesElect Director Deborah Liu 1d
Mgmt ForForForYesElect Director Suzanne Nora Johnson 1e
Mgmt ForForForYesElect Director Dennis D. Powell 1f
Mgmt ForForForYesElect Director Brad D. Smith 1g
Mgmt ForForForYesElect Director Thomas Szkutak 1h
Mgmt ForForForYesElect Director Raul Vazquez 1i
Mgmt ForForForYesElect Director Jeff Weiner 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 5
Becton, Dickinson and Company
Meeting Date: 01/23/2018
Record Date: 12/08/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 075887109
Ticker: BDX
Primary CUSIP: 075887109 Primary ISIN: US0758871091 Primary SEDOL: 2087807
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Catherine M. Burzik Mgmt Yes For For For
Mgmt ForForForYesElect Director R. Andrew Eckert 1.2
Mgmt ForForForYesElect Director Vincent A. Forlenza 1.3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Becton, Dickinson and Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Claire M. Fraser 1.4
Mgmt ForForForYesElect Director Christopher Jones 1.5
Mgmt ForForForYesElect Director Marshall O. Larsen 1.6
Mgmt ForForForYesElect Director Gary A. Mecklenburg 1.7
Mgmt ForForForYesElect Director David F. Melcher 1.8
Mgmt ForForForYesElect Director Willard J. Overlock, Jr. 1.9
Mgmt ForForForYesElect Director Claire Pomeroy 1.10
Mgmt ForForForYesElect Director Rebecca W. Rimel 1.11
Mgmt ForForForYesElect Director Timothy M. Ring 1.12
Mgmt ForForForYesElect Director Bertram L. Scott 1.13
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
D.R. Horton, Inc.
Meeting Date: 01/24/2018
Record Date: 11/27/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 23331A109
Ticker: DHI
Primary CUSIP: 23331A109 Primary ISIN: US23331A1097 Primary SEDOL: 2250687
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Donald R. Horton Mgmt Yes For For For
Mgmt ForForForYesElect Director Barbara K. Allen 1b
Mgmt AgainstAgainstForYesElect Director Brad S. Anderson 1c
Mgmt ForForForYesElect Director Michael R. Buchanan 1d
Mgmt ForForForYesElect Director Michael W. Hewatt 1e
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
D.R. Horton, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
5
Air Products and Chemicals, Inc.
Meeting Date: 01/25/2018
Record Date: 11/30/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 009158106
Ticker: APD
Primary CUSIP: 009158106 Primary ISIN: US0091581068 Primary SEDOL: 2011602
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan K. Carter Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles I. Cogut 1b
Mgmt ForForForYesElect Director Seifollah (Seifi) Ghasemi 1c
Mgmt ForForForYesElect Director Chadwick C. Deaton 1d
Mgmt ForForForYesElect Director David H. Y. Ho 1e
Mgmt ForForForYesElect Director Margaret G. McGlynn 1f
Mgmt ForForForYesElect Director Edward L. Monser 1g
Mgmt ForForForYesElect Director Matthew H. Paull 1h
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Mgmt NoAmend Omnibus Stock Plan - WITHDRAWN RESOLUTION
4
Costco Wholesale Corporation
Meeting Date: 01/30/2018
Record Date: 11/24/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 22160K105
Ticker: COST
Primary CUSIP: 22160K105 Primary ISIN: US22160K1051 Primary SEDOL: 2701271
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Costco Wholesale Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth D. Denman Mgmt Yes For For For
Mgmt ForForForYesElect Director W. Craig Jelinek 1.2
Mgmt ForForForYesElect Director Jeffrey S. Raikes 1.3
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesAdopt Simple Majority Vote 4
SH AgainstAgainstAgainstYesAdopt Policy Regarding Prison Labor 5
Hormel Foods Corporation
Meeting Date: 01/30/2018
Record Date: 12/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 440452100
Ticker: HRL
Primary CUSIP: 440452100 Primary ISIN: US4404521001 Primary SEDOL: 2437264
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gary C. Bhojwani Mgmt Yes For For For
Mgmt ForForForYesElect Director Terrell K. Crews 1b
Mgmt ForForForYesElect Director Glenn S. Forbes 1c
Mgmt ForForForYesElect Director Stephen M. Lacy 1d
Mgmt ForForForYesElect Director Elsa A. Murano 1e
Mgmt ForForForYesElect Director Robert C. Nakasone 1f
Mgmt ForForForYesElect Director Susan K. Nestegard 1g
Mgmt ForForForYesElect Director Dakota A. Pippins 1h
Mgmt ForForForYesElect Director Christopher J. Policinski 1i
Mgmt ForForForYesElect Director Sally J. Smith 1j
Mgmt ForForForYesElect Director James P. Snee 1k
Mgmt ForForForYesElect Director Steven A. White 1l
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Hormel Foods Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Mgmt AgainstAgainstForYesOther Business 5
Visa Inc.
Meeting Date: 01/30/2018
Record Date: 12/01/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92826C839
Ticker: V
Primary CUSIP: 92826C839 Primary ISIN: US92826C8394 Primary SEDOL: B2PZN04
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd A. Carney Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary B. Cranston 1b
Mgmt ForForForYesElect Director Francisco Javier Fernandez-Carbajal
1c
Mgmt ForForForYesElect Director Gary A. Hoffman 1d
Mgmt ForForForYesElect Director Alfred F. Kelly, Jr. 1e
Mgmt ForForForYesElect Director John F. Lundgren 1f
Mgmt ForForForYesElect Director Robert W. Matschullat 1g
Mgmt ForForForYesElect Director Suzanne Nora Johnson 1h
Mgmt ForForForYesElect Director John A.C. Swainson 1i
Mgmt ForForForYesElect Director Maynard G. Webb, Jr. 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Monsanto Company
Meeting Date: 01/31/2018
Record Date: 12/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 61166W101
Ticker: MON
Primary CUSIP: 61166W101 Primary ISIN: US61166W1018 Primary SEDOL: 2654320
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Monsanto Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Dwight M. 'Mitch' Barns Mgmt Yes For For For
Mgmt ForForForYesElect Director Gregory H. Boyce 1b
Mgmt ForForForYesElect Director David L. Chicoine 1c
Mgmt ForForForYesElect Director Janice L. Fields 1d
Mgmt ForForForYesElect Director Hugh Grant 1e
Mgmt ForForForYesElect Director Laura K. Ipsen 1f
Mgmt ForForForYesElect Director Marcos M. Lutz 1g
Mgmt ForForForYesElect Director C. Steven McMillan 1h
Mgmt ForForForYesElect Director Jon R. Moeller 1i
Mgmt ForForForYesElect Director George H. Poste 1j
Mgmt ForForForYesElect Director Robert J. Stevens 1k
Mgmt ForForForYesElect Director Patricia Verduin 1l
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Bylaws to Create Board Human Rights Committee
4
Rockwell Collins, Inc.
Meeting Date: 02/01/2018
Record Date: 12/04/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 774341101
Ticker: COL
Primary CUSIP: 774341101 Primary ISIN: US7743411016 Primary SEDOL: 2767228
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Anthony J. Carbone Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert K. Ortberg 1.2
Mgmt ForForForYesElect Director Cheryl L. Shavers 1.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Rockwell Collins, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
WestRock Company
Meeting Date: 02/02/2018
Record Date: 12/06/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 96145D105
Ticker: WRK
Primary CUSIP: 96145D105 Primary ISIN: US96145D1054 Primary SEDOL: BYR0914
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Timothy J. Bernlohr Mgmt Yes For For For
Mgmt ForForForYesElect Director J. Powell Brown 1b
Mgmt ForForForYesElect Director Michael E. Campbell 1c
Mgmt ForForForYesElect Director Terrell K. Crews 1d
Mgmt ForForForYesElect Director Russell M. Currey 1e
Mgmt ForForForYesElect Director John A. Luke, Jr. 1f
Mgmt ForForForYesElect Director Gracia C. Martore 1g
Mgmt ForForForYesElect Director James E. Nevels 1h
Mgmt ForForForYesElect Director Timothy H. Powers 1i
Mgmt ForForForYesElect Director Steven C. Voorhees 1j
Mgmt ForForForYesElect Director Bettina M. Whyte 1k
Mgmt ForForForYesElect Director Alan D. Wilson 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Emerson Electric Co.
Meeting Date: 02/06/2018
Record Date: 11/28/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 291011104
Ticker: EMR
Primary CUSIP: 291011104 Primary ISIN: US2910111044 Primary SEDOL: 2313405
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arthur F. Golden Mgmt Yes For Withhold Withhold
Mgmt ForForForYesElect Director Candace Kendle 1.2
Mgmt ForForForYesElect Director James S. Turley 1.3
Mgmt ForForForYesElect Director Gloria A. Flach 1.4
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Articles of Incorporation to Provide Shareholders the Right to Amend Bylaws
4
Mgmt AgainstAgainstForYesAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
5
SH AbstainAbstainAgainstYesRequire Independent Board Chairman 6
SH AgainstAgainstAgainstYesReport on Political Contributions 7
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 8
SH ForForAgainstYesAdopt Quantitative Company-wide GHG Goals 9
Rockwell Automation, Inc.
Meeting Date: 02/06/2018
Record Date: 12/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 773903109
Ticker: ROK
Primary CUSIP: 773903109 Primary ISIN: US7739031091 Primary SEDOL: 2754060
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
A1 Elect Director Betty C. Alewine Mgmt Yes For For For
Mgmt ForForForYesElect Director J. Phillip Holloman A2
Mgmt ForForForYesElect Director Lawrence D. Kingsley A3
Mgmt ForForForYesElect Director Lisa A. Payne A4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Rockwell Automation, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors B
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
C
Accenture plc
Meeting Date: 02/07/2018
Record Date: 12/11/2017
Country: Ireland
Meeting Type: Annual
Primary Security ID: G1151C101
Ticker: ACN
Primary CUSIP: G1151C101 Primary ISIN: IE00B4BNMY34 Primary SEDOL: B4BNMY3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jaime Ardila Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles H. Giancarlo 1b
Mgmt ForForForYesElect Director Herbert Hainer 1c
Mgmt ForForForYesElect Director Marjorie Magner 1d
Mgmt ForForForYesElect Director Nancy McKinstry 1e
Mgmt ForForForYesElect Director Pierre Nanterme 1f
Mgmt ForForForYesElect Director Gilles C. Pelisson 1g
Mgmt ForForForYesElect Director Paula A. Price 1h
Mgmt ForForForYesElect Director Arun Sarin 1i
Mgmt ForForForYesElect Director Frank K. Tang 1j
Mgmt ForForForYesElect Director Tracey T. Travis 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesApprove KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
5
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
6
Mgmt ForForForYesDetermine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock
7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Accenture plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesApprove Merger Agreement 8
Mgmt ForForForYesAmend Articles of Association to No Longer Require Shareholder Approval of Certain Internal Transactions
9
Tyson Foods, Inc.
Meeting Date: 02/08/2018
Record Date: 12/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 902494103
Ticker: TSN
Primary CUSIP: 902494103 Primary ISIN: US9024941034 Primary SEDOL: 2909730
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John Tyson Mgmt Yes For For For
Mgmt ForForForYesElect Director Gaurdie E. Banister, Jr. 1b
Mgmt ForForForYesElect Director Dean Banks 1c
Mgmt ForForForYesElect Director Mike Beebe 1d
Mgmt ForForForYesElect Director Mikel A. Durham 1e
Mgmt ForForForYesElect Director Tom Hayes 1f
Mgmt ForForForYesElect Director Kevin M. McNamara 1g
Mgmt ForForForYesElect Director Cheryl S. Miller 1h
Mgmt ForForForYesElect Director Jeffrey K. Schomburger 1i
Mgmt ForForForYesElect Director Robert Thurber 1j
Mgmt ForForForYesElect Director Barbara A. Tyson 1k
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
SH ForForAgainstYesReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstYesImplement a Water Quality Stewardship Policy
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Varian Medical Systems, Inc.
Meeting Date: 02/08/2018
Record Date: 12/11/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 92220P105
Ticker: VAR
Primary CUSIP: 92220P105 Primary ISIN: US92220P1057 Primary SEDOL: 2927516
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jose Baselga Mgmt Yes For For For
Mgmt ForForForYesElect Director Susan L. Bostrom 1.2
Mgmt ForForForYesElect Director Judy Bruner 1.3
Mgmt ForForForYesElect Director Jean-Luc Butel 1.4
Mgmt ForForForYesElect Director Regina E. Dugan 1.5
Mgmt ForForForYesElect Director R. Andrew Eckert 1.6
Mgmt ForForForYesElect Director Timothy E. Guertin 1.7
Mgmt ForForForYesElect Director David J. Illingworth 1.8
Mgmt ForForForYesElect Director Dow R. Wilson 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Lennar Corporation
Meeting Date: 02/12/2018
Record Date: 01/04/2018
Country: USA
Meeting Type: Special
Primary Security ID: 526057104
Ticker: LEN
Primary CUSIP: 526057104 Primary ISIN: US5260571048 Primary SEDOL: 2511920
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt Yes For For For
Mgmt ForForForYesIncrease Authorized Common Stock 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Apple Inc.
Meeting Date: 02/13/2018
Record Date: 12/15/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 037833100
Ticker: AAPL
Primary CUSIP: 037833100 Primary ISIN: US0378331005 Primary SEDOL: 2046251
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James Bell Mgmt Yes For For For
Mgmt ForForForYesElect Director Tim Cook 1b
Mgmt ForForForYesElect Director Al Gore 1c
Mgmt ForForForYesElect Director Bob Iger 1d
Mgmt ForForForYesElect Director Andrea Jung 1e
Mgmt ForForForYesElect Director Art Levinson 1f
Mgmt ForForForYesElect Director Ron Sugar 1g
Mgmt ForForForYesElect Director Sue Wagner 1h
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Non-Employee Director Omnibus Stock Plan
4
SH AgainstAgainstAgainstYesProxy Access Amendments 5
SH AgainstAgainstAgainstYesEstablish Human Rights Committee 6
Franklin Resources, Inc.
Meeting Date: 02/14/2018
Record Date: 12/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 354613101
Ticker: BEN
Primary CUSIP: 354613101 Primary ISIN: US3546131018 Primary SEDOL: 2350684
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter K. Barker Mgmt Yes For For For
Mgmt ForForForYesElect Director Mariann Byerwalter 1b
Mgmt AgainstAgainstForYesElect Director Charles E. Johnson 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Franklin Resources, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Gregory E. Johnson 1d
Mgmt AgainstAgainstForYesElect Director Rupert H. Johnson, Jr. 1e
Mgmt ForForForYesElect Director Mark C. Pigott 1f
Mgmt ForForForYesElect Director Chutta Ratnathicam 1g
Mgmt ForForForYesElect Director Laura Stein 1h
Mgmt ForForForYesElect Director Seth H. Waugh 1i
Mgmt ForForForYesElect Director Geoffrey Y. Yang 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
SH AbstainAbstainAgainstYesReport on Lobbying Payments and Policy 3
Raymond James Financial, Inc.
Meeting Date: 02/22/2018
Record Date: 12/18/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 754730109
Ticker: RJF
Primary CUSIP: 754730109 Primary ISIN: US7547301090 Primary SEDOL: 2718992
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles G. von Arentschildt Mgmt Yes For For For
Mgmt ForForForYesElect Director Shelley G. Broader 1.2
Mgmt ForForForYesElect Director Jeffrey N. Edwards 1.3
Mgmt ForForForYesElect Director Benjamin C. Esty 1.4
Mgmt ForForForYesElect Director Francis S. Godbold 1.5
Mgmt ForForForYesElect Director Thomas A. James 1.6
Mgmt ForForForYesElect Director Gordon L. Johnson 1.7
Mgmt ForForForYesElect Director Roderick C. McGeary 1.8
Mgmt ForForForYesElect Director Paul C. Reilly 1.9
Mgmt ForForForYesElect Director Robert P. Saltzman 1.10
Mgmt ForForForYesElect Director Susan N. Story 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Raymond James Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Deere & Company
Meeting Date: 02/28/2018
Record Date: 12/29/2017
Country: USA
Meeting Type: Annual
Primary Security ID: 244199105
Ticker: DE
Primary CUSIP: 244199105 Primary ISIN: US2441991054 Primary SEDOL: 2261203
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel R. Allen Mgmt Yes For For For
Mgmt ForForForYesElect Director Vance D. Coffman 1b
Mgmt ForForForYesElect Director Alan C. Heuberger 1c
Mgmt ForForForYesElect Director Charles O. Holliday, Jr. 1d
Mgmt ForForForYesElect Director Dipak C. Jain 1e
Mgmt ForForForYesElect Director Michael O. Johanns 1f
Mgmt ForForForYesElect Director Clayton M. Jones 1g
Mgmt ForForForYesElect Director Brian M. Krzanich 1h
Mgmt ForForForYesElect Director Gregory R. Page 1i
Mgmt ForForForYesElect Director Sherry M. Smith 1j
Mgmt ForForForYesElect Director Dmitri L. Stockton 1k
Mgmt ForForForYesElect Director Sheila G. Talton 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstYesAmend Bylaws-- Call Special Meetings 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
AmerisourceBergen Corporation
Meeting Date: 03/01/2018
Record Date: 01/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03073E105
Ticker: ABC
Primary CUSIP: 03073E105 Primary ISIN: US03073E1055 Primary SEDOL: 2795393
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ornella Barra Mgmt Yes For Against Against
Mgmt ForForForYesElect Director Steven H. Collis 1.2
Mgmt ForForForYesElect Director Douglas R. Conant 1.3
Mgmt ForForForYesElect Director D. Mark Durcan 1.4
Mgmt ForForForYesElect Director Richard W. Gochnauer 1.5
Mgmt ForForForYesElect Director Lon R. Greenberg 1.6
Mgmt ForForForYesElect Director Jane E. Henney 1.7
Mgmt ForForForYesElect Director Kathleen W. Hyle 1.8
Mgmt ForForForYesElect Director Michael J. Long 1.9
Mgmt ForForForYesElect Director Henry W. McGee 1.10
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
6
SH AgainstAgainstAgainstYesClawback of Incentive Payments 7
SH AbstainAbstainAgainstYesReport on Governance Measures Implemented Related to Opioids
8
Helmerich & Payne, Inc.
Meeting Date: 03/06/2018
Record Date: 01/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 423452101
Ticker: HP
Primary CUSIP: 423452101 Primary ISIN: US4234521015 Primary SEDOL: 2420101
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Helmerich & Payne, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kevin G. Cramton Mgmt Yes For For For
Mgmt ForForForYesElect Director Randy A. Foutch 1b
Mgmt ForForForYesElect Director Hans Helmerich 1c
Mgmt ForForForYesElect Director John W. Lindsay 1d
Mgmt ForForForYesElect Director Paula Marshall 1e
Mgmt ForForForYesElect Director Jose R. Mas 1f
Mgmt ForForForYesElect Director Thomas A. Petrie 1g
Mgmt ForForForYesElect Director Donald F. Robillard, Jr. 1h
Mgmt ForForForYesElect Director Edward B. Rust, Jr. 1i
Mgmt ForForForYesElect Director John D. Zeglis 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Johnson Controls International plc
Meeting Date: 03/07/2018
Record Date: 01/03/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G51502105
Ticker: JCI
Primary CUSIP: 478366107 Primary ISIN: IE00BY7QL619 Primary SEDOL: BY7QL61
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael E. Daniels Mgmt Yes For For For
Mgmt ForForForYesElect Director W. Roy Dunbar 1b
Mgmt ForForForYesElect Director Brian Duperreault 1c
Mgmt ForForForYesElect Director Gretchen R. Haggerty 1d
Mgmt ForForForYesElect Director Simone Menne 1e
Mgmt ForForForYesElect Director George R. Oliver 1f
Mgmt ForForForYesElect Director Juan Pablo del Valle Perochena 1g
Mgmt ForForForYesElect Director Jurgen Tinggren 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Johnson Controls International plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mark Vergnano 1i
Mgmt ForForForYesElect Director R. David Yost 1j
Mgmt ForForForYesElect Director John D. Young 1k
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2a
Mgmt ForForForYesAuthorize Board to Fix Remuneration of Auditors
2b
Mgmt ForForForYesAuthorize Market Purchases of Company Shares
3
Mgmt ForForForYesDetermine Price Range for Reissuance of Treasury Shares
4
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForYesApprove the Directors' Authority to Allot Shares
6
Mgmt ForForForYesApprove the Disapplication of Statutory Pre-Emption Rights
7
Mgmt ForForForYesApprove Cancellation of Share Premium Account
8a
Mgmt ForForForYesApprove Amendment of Articles to Facilitate Capital Reduction
8b
Applied Materials, Inc.
Meeting Date: 03/08/2018
Record Date: 01/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 038222105
Ticker: AMAT
Primary CUSIP: 038222105 Primary ISIN: US0382221051 Primary SEDOL: 2046552
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Judy Bruner Mgmt Yes For For For
Mgmt ForForForYesElect Director Xun (Eric) Chen 1b
Mgmt ForForForYesElect Director Aart J. de Geus 1c
Mgmt ForForForYesElect Director Gary E. Dickerson 1d
Mgmt ForForForYesElect Director Stephen R. Forrest 1e
Mgmt ForForForYesElect Director Thomas J. Iannotti 1f
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Applied Materials, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Alexander A. Karsner 1g
Mgmt ForForForYesElect Director Adrianna C. Ma 1h
Mgmt ForForForYesElect Director Scott A. McGregor 1i
Mgmt ForForForYesElect Director Dennis D. Powell 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH AbstainAbstainAgainstYesAdopt Policy to Annually Disclose EEO-1 Data 5
The Walt Disney Company
Meeting Date: 03/08/2018
Record Date: 01/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 254687106
Ticker: DIS
Primary CUSIP: 254687106 Primary ISIN: US2546871060 Primary SEDOL: 2270726
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan E. Arnold Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary T. Barra 1b
Mgmt ForForForYesElect Director Safra A. Catz 1c
Mgmt ForForForYesElect Director John S. Chen 1d
Mgmt ForForForYesElect Director Francis A. deSouza 1e
Mgmt ForForForYesElect Director Robert A. Iger 1f
Mgmt ForForForYesElect Director Maria Elena Lagomasino 1g
Mgmt ForForForYesElect Director Fred H. Langhammer 1h
Mgmt ForForForYesElect Director Aylwin B. Lewis 1i
Mgmt ForForForYesElect Director Mark G. Parker 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAmend Executive Incentive Bonus Plan 3
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Walt Disney Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH ForForAgainstYesReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstYesProxy Access Bylaw Amendment 6
Aetna Inc.
Meeting Date: 03/13/2018
Record Date: 02/05/2018
Country: USA
Meeting Type: Special
Primary Security ID: 00817Y108
Ticker: AET
Primary CUSIP: 00817Y108 Primary ISIN: US00817Y1082 Primary SEDOL: 2695921
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For For For
Mgmt AgainstAgainstForYesAdjourn Meeting 2
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 3
CVS Health Corporation
Meeting Date: 03/13/2018
Record Date: 02/05/2018
Country: USA
Meeting Type: Special
Primary Security ID: 126650100
Ticker: CVS
Primary CUSIP: 126650100 Primary ISIN: US1266501006 Primary SEDOL: 2577609
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt Yes For For For
Mgmt AgainstAgainstForYesAdjourn Meeting 2
Analog Devices, Inc.
Meeting Date: 03/14/2018
Record Date: 01/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 032654105
Ticker: ADI
Primary CUSIP: 032654105 Primary ISIN: US0326541051 Primary SEDOL: 2032067
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Analog Devices, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Ray Stata Mgmt Yes For For For
Mgmt ForForForYesElect Director Vincent Roche 1b
Mgmt ForForForYesElect Director James A. Champy 1c
Mgmt ForForForYesElect Director Bruce R. Evans 1d
Mgmt ForForForYesElect Director Edward H. Frank 1e
Mgmt ForForForYesElect Director Mark M. Little 1f
Mgmt ForForForYesElect Director Neil Novich 1g
Mgmt ForForForYesElect Director Kenton J. Sicchitano 1h
Mgmt ForForForYesElect Director Lisa T. Su 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Hologic, Inc.
Meeting Date: 03/14/2018
Record Date: 01/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 436440101
Ticker: HOLX
Primary CUSIP: 436440101 Primary ISIN: US4364401012 Primary SEDOL: 2433530
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Stephen P. MacMillan Mgmt Yes For For For
Mgmt ForForForYesElect Director Sally W. Crawford 1.2
Mgmt ForForForYesElect Director Charles J. Dockendorff 1.3
Mgmt ForForForYesElect Director Scott T. Garrett 1.4
Mgmt ForForForYesElect Director Namal Nawana 1.5
Mgmt ForForForYesElect Director Christiana Stamoulis 1.6
Mgmt ForForForYesElect Director Amy M. Wendell 1.7
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Hologic, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
TE Connectivity Ltd.
Meeting Date: 03/14/2018
Record Date: 02/22/2018
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H84989104
Ticker: TEL
Primary CUSIP: H8912P106 Primary ISIN: CH0102993182 Primary SEDOL: B62B7C3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Pierre R. Brondeau Mgmt Yes For For For
Mgmt ForForForYesElect Director Terrence R. Curtin 1b
Mgmt ForForForYesElect Director Carol A. ('John') Davidson 1c
Mgmt ForForForYesElect Director William A. Jeffrey 1d
Mgmt ForForForYesElect Director Thomas J. Lynch 1e
Mgmt ForForForYesElect Director Yong Nam 1f
Mgmt ForForForYesElect Director Daniel J. Phelan 1g
Mgmt ForForForYesElect Director Paula A. Sneed 1h
Mgmt ForForForYesElect Director Abhijit Y. Talwalkar 1i
Mgmt ForForForYesElect Director Mark C. Trudeau 1j
Mgmt ForForForYesElect Director John C. Van Scoter 1k
Mgmt ForForForYesElect Director Laura H. Wright 1l
Mgmt ForForForYesElect Board Chairman Thomas J. Lynch 2
Mgmt ForForForYesElect Daniel J. Phelan as Member of Management Development and Compensation Committee
3a
Mgmt ForForForYesElect Paula A. Sneed as Member of Management Development and Compensation Committee
3b
Mgmt ForForForYesElect John C. Van Scoter as Member of Management Development and Compensation Committee
3c
Mgmt ForForForYesDesignate Rene Schwarzenbach as Independent Proxy
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
TE Connectivity Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAccept Annual Report for Fiscal Year Ended September 29, 2017
5.1
Mgmt ForForForYesAccept Statutory Financial Statements for Fiscal Year Ended September 29, 2017
5.2
Mgmt ForForForYesApprove Consolidated Financial Statements for Fiscal Year Ended September 29, 2017
5.3
Mgmt ForForForYesApprove Discharge of Board and Senior Management
6
Mgmt ForForForYesRatify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2018
7.1
Mgmt ForForForYesRatify Deloitte AG as Swiss Registered Auditors
7.2
Mgmt ForForForYesRatify PricewaterhouseCoopers AG as Special Auditors
7.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
8
Mgmt ForForForYesApprove the Increase in Maximum Aggregate Remuneration of Executive Management
9
Mgmt ForForForYesApprove the Increase in Maximum Aggregate Remuneration of Board of Directors
10
Mgmt ForForForYesApprove Allocation of Available Earnings at September 29, 2017
11
Mgmt ForForForYesApprove Declaration of Dividend 12
Mgmt AgainstAgainstForYesAuthorize Share Repurchase Program 13
Mgmt AgainstReferForYesAmend Articles of Association Re: Authorized Capital
14
Mgmt ForForForYesAmend Nonqualified Employee Stock Purchase Plan
15
Mgmt AgainstAgainstForYesAdjourn Meeting 16
F5 Networks, Inc.
Meeting Date: 03/15/2018
Record Date: 01/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 315616102
Ticker: FFIV
Primary CUSIP: 315616102 Primary ISIN: US3156161024 Primary SEDOL: 2427599
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
F5 Networks, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director A. Gary Ames Mgmt Yes For For For
Mgmt ForForForYesElect Director Sandra E. Bergeron 1b
Mgmt ForForForYesElect Director Deborah L. Bevier 1c
Mgmt ForForForYesElect Director Jonathan C. Chadwick 1d
Mgmt ForForForYesElect Director Michael L. Dreyer 1e
Mgmt ForForForYesElect Director Alan J. Higginson 1f
Mgmt ForForForYesElect Director Peter S. Klein 1g
Mgmt ForForForYesElect Director Francois Locoh-Donou 1h
Mgmt ForForForYesElect Director John McAdam 1i
Mgmt NoElect Director Stephen M. Smith *Withdrawn Resolution*
1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
THE COOPER COMPANIES, INC.
Meeting Date: 03/19/2018
Record Date: 01/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 216648402
Ticker: COO
Primary CUSIP: 216648402 Primary ISIN: US2166484020 Primary SEDOL: 2222631
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director A. Thomas Bender Mgmt Yes For For For
Mgmt ForForForYesElect Director Colleen E. Jay 1.2
Mgmt AgainstAgainstForYesElect Director Michael H. Kalkstein 1.3
Mgmt ForForForYesElect Director William A. Kozy 1.4
Mgmt ForForForYesElect Director Jody S. Lindell 1.5
Mgmt ForForForYesElect Director Gary S. Petersmeyer 1.6
Mgmt AgainstAgainstForYesElect Director Allan E. Rubenstein 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
THE COOPER COMPANIES, INC.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert S. Weiss 1.8
Mgmt AgainstAgainstForYesElect Director Stanley Zinberg 1.9
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AbstainAbstainAgainstYesReport on the Feasibility of Achieving Net Zero GHG Emissions
4
TransDigm Group Incorporated
Meeting Date: 03/20/2018
Record Date: 01/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 893641100
Ticker: TDG
Primary CUSIP: 893641100 Primary ISIN: US8936411003 Primary SEDOL: B11FJK3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David Barr Mgmt Yes For For For
Mgmt ForForForYesElect Director William Dries 1.2
Mgmt WithholdWithholdForYesElect Director Mervin Dunn 1.3
Mgmt ForForForYesElect Director Michael Graff 1.4
Mgmt ForForForYesElect Director Sean Hennessy 1.5
Mgmt ForForForYesElect Director W. Nicholas Howley 1.6
Mgmt ForForForYesElect Director Raymond Laubenthal 1.7
Mgmt ForForForYesElect Director Gary E. McCullough 1.8
Mgmt ForForForYesElect Director Douglas Peacock 1.9
Mgmt ForForForYesElect Director Robert Small 1.10
Mgmt ForForForYesElect Director John Staer 1.11
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Agilent Technologies, Inc.
Meeting Date: 03/21/2018
Record Date: 01/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00846U101
Ticker: A
Primary CUSIP: 00846U101 Primary ISIN: US00846U1016 Primary SEDOL: 2520153
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Koh Boon Hwee Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael R. McMullen 1.2
Mgmt ForForForYesElect Director Daniel K. Podolsky 1.3
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Starbucks Corporation
Meeting Date: 03/21/2018
Record Date: 01/11/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 855244109
Ticker: SBUX
Primary CUSIP: 855244109 Primary ISIN: US8552441094 Primary SEDOL: 2842255
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Howard Schultz Mgmt Yes For For For
Mgmt ForForForYesElect Director Rosalind G. Brewer 1b
Mgmt ForForForYesElect Director Mary N. Dillon 1c
Mgmt ForForForYesElect Director Mellody Hobson 1d
Mgmt ForForForYesElect Director Kevin R. Johnson 1e
Mgmt ForForForYesElect Director Jorgen Vig Knudstorp 1f
Mgmt ForForForYesElect Director Satya Nadella 1g
Mgmt ForForForYesElect Director Joshua Cooper Ramo 1h
Mgmt ForForForYesElect Director Clara Shih 1i
Mgmt ForForForYesElect Director Javier G. Teruel 1j
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Starbucks Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Myron E. Ullman, III 1k
Mgmt ForForForYesElect Director Craig E. Weatherup 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesProxy Access Bylaw Amendments 4
SH AgainstAgainstAgainstYesReport on Sustainable Packaging 5
SH NoReport on Paid Family Leave *Withdrawn Resolution*
6
SH AgainstAgainstAgainstYesPrepare Employment Diversity Report and Report on Diversity Policies
7
Broadcom Limited
Meeting Date: 03/23/2018
Record Date: 03/05/2018
Country: Singapore
Meeting Type: Court
Primary Security ID: Y09827109
Ticker: AVGO
Primary CUSIP: Y0486S104 Primary ISIN: SG9999014823 Primary SEDOL: BD9WQP4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Court-Ordered Meeting for Shareholders Mgmt No
Mgmt ForForForYesApprove Scheme of Arrangement 1
QUALCOMM Incorporated
Meeting Date: 03/23/2018
Record Date: 01/08/2018
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 747525103
Ticker: QCOM
Primary CUSIP: 747525103 Primary ISIN: US7475251036 Primary SEDOL: 2714923
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Management Proxy (White Proxy Card) Mgmt No
Mgmt ForForForYesElect Director Barbara T. Alexander 1.1
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
QUALCOMM Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jeffrey W. Henderson 1.2
Mgmt ForForForYesElect Director Thomas W. Horton 1.3
Mgmt ForForForYesElect Director Paul E. Jacobs 1.4
Mgmt ForForForYesElect Director Ann M. Livermore 1.5
Mgmt ForForForYesElect Director Harish Manwani 1.6
Mgmt ForForForYesElect Director Mark D. McLaughlin 1.7
Mgmt ForForForYesElect Director Steve Mollenkopf 1.8
Mgmt ForForForYesElect Director Clark T. "Sandy" Randt, Jr. 1.9
Mgmt ForForForYesElect Director Francisco Ros 1.10
Mgmt ForForForYesElect Director Anthony J. Vinciquerra 1.11
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Remove Directors
5
Mgmt ForForForYesEliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions
6
Mgmt ForForForYesEliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders
7
SH AgainstAgainstAgainstYesRepeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016
8
Mgmt NoDissident Proxy (Blue Proxy Card)
SH Do Not Vote
Do Not Vote
ForYesElect Director Samih Elhage 1.1
SH Do Not Vote
Do Not Vote
ForYesElect Director David G. Golden 1.2
SH Do Not Vote
Do Not Vote
ForYesElect Director Veronica M. Hagen 1.3
SH Do Not Vote
Do Not Vote
ForYesElect Director Julie A. Hill 1.4
SH Do Not Vote
Do Not Vote
ForYesElect Director John H. Kispert 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
QUALCOMM Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH Do Not Vote
Do Not Vote
ForYesElect Director Harry L. You 1.6
SH Do Not Vote
Do Not Vote
ForYesRepeal Amendments to the Company's Bylaws Adopted Without Stockholder Approval After July 15, 2016
2
Mgmt Do Not Vote
Do Not Vote
ForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt Do Not Vote
Do Not Vote
NoneYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt Do Not Vote
Do Not Vote
NoneYesAmend Qualified Employee Stock Purchase Plan
5
Mgmt Do Not Vote
Do Not Vote
ForYesEliminate Supermajority Vote Requirement to Remove Directors
6
Mgmt Do Not Vote
Do Not Vote
ForYesEliminate Supermajority Vote Requirement Relating to Amendments and Obsolete Provisions
7
Mgmt Do Not Vote
Do Not Vote
ForYesEliminate Supermajority Vote Requirement for Business Combinations with Interested Stockholders
8
Broadcom Limited
Meeting Date: 04/04/2018
Record Date: 02/12/2018
Country: Singapore
Meeting Type: Annual
Primary Security ID: Y09827109
Ticker: AVGO
Primary CUSIP: Y0486S104 Primary ISIN: SG9999014823 Primary SEDOL: BD9WQP4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Hock E. Tan Mgmt Yes For For For
Mgmt ForForForYesElect Director James V. Diller 1b
Mgmt ForForForYesElect Director Gayla J. Delly 1c
Mgmt ForForForYesElect Director Lewis C. Eggebrecht 1d
Mgmt ForForForYesElect Director Kenneth Y. Hao 1e
Mgmt ForForForYesElect Director Eddy W. Hartenstein 1f
Mgmt ForForForYesElect Director Check Kian Low 1g
Mgmt ForForForYesElect Director Donald Macleod 1h
Mgmt ForForForYesElect Director Peter J. Marks 1i
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Broadcom Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Henry Samueli 1j
Mgmt ForForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForYesApprove Issuance of Shares With or Without Preemptive Rights
3
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Hewlett Packard Enterprise Company
Meeting Date: 04/04/2018
Record Date: 02/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 42824C109
Ticker: HPE
Primary CUSIP: 42824C109 Primary ISIN: US42824C1099 Primary SEDOL: BYVYWS0
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel Ammann Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael J. Angelakis 1b
Mgmt ForForForYesElect Director Leslie A. Brun 1c
Mgmt ForForForYesElect Director Pamela L. Carter 1d
Mgmt ForForForYesElect Director Raymond J. Lane 1e
Mgmt ForForForYesElect Director Ann M. Livermore 1f
Mgmt ForForForYesElect Director Antonio F. Neri 1g
Mgmt ForForForYesElect Director Raymond E. Ozzie 1h
Mgmt ForForForYesElect Director Gary M. Reiner 1i
Mgmt ForForForYesElect Director Patricia F. Russo 1j
Mgmt ForForForYesElect Director Lip-Bu Tan 1k
Mgmt ForForForYesElect Director Margaret C. Whitman 1l
Mgmt ForForForYesElect Director Mary Agnes Wilderotter 1m
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Schlumberger Limited
Meeting Date: 04/04/2018
Record Date: 02/07/2018
Country: Curacao
Meeting Type: Annual
Primary Security ID: 806857108
Ticker: SLB
Primary CUSIP: 806857108 Primary ISIN: AN8068571086 Primary SEDOL: 2779201
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter L.S. Currie Mgmt Yes For For For
Mgmt ForForForYesElect Director Miguel M. Galuccio 1b
Mgmt ForForForYesElect Director V. Maureen Kempston Darkes 1c
Mgmt ForForForYesElect Director Paal Kibsgaard 1d
Mgmt ForForForYesElect Director Nikolay Kudryavtsev 1e
Mgmt ForForForYesElect Director Helge Lund 1f
Mgmt ForForForYesElect Director Michael E. Marks 1g
Mgmt ForForForYesElect Director Indra K. Nooyi 1h
Mgmt ForForForYesElect Director Lubna S. Olayan 1i
Mgmt ForForForYesElect Director Leo Rafael Reif 1j
Mgmt ForForForYesElect Director Henri Seydoux 1k
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAdopt and Approve Financials and Dividends 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForYesAmend Omnibus Stock Plan 5
Synopsys, Inc.
Meeting Date: 04/05/2018
Record Date: 02/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 871607107
Ticker: SNPS
Primary CUSIP: 871607107 Primary ISIN: US8716071076 Primary SEDOL: 2867719
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Aart J. de Geus Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Synopsys, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Chi-Foon Chan 1.2
Mgmt ForForForYesElect Director Janice D. Chaffin 1.3
Mgmt WithholdWithholdForYesElect Director Bruce R. Chizen 1.4
Mgmt ForForForYesElect Director Mercedes Johnson 1.5
Mgmt ForForForYesElect Director Chrysostomos L. "Max" Nikias 1.6
Mgmt ForForForYesElect Director John Schwarz 1.7
Mgmt ForForForYesElect Director Roy Vallee 1.8
Mgmt WithholdWithholdForYesElect Director Steven C. Walske 1.9
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForYesRatify KPMG LLP as Auditors 5
A. O. Smith Corporation
Meeting Date: 04/09/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 831865209
Ticker: AOS
Primary CUSIP: 831865209 Primary ISIN: US8318652091 Primary SEDOL: 2816023
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William P. Greubel Mgmt Yes For For For
Mgmt ForForForYesElect Director Ilham Kadri 1.2
Mgmt ForForForYesElect Director Idelle K. Wolf 1.3
Mgmt ForForForYesElect Director Gene C. Wulf 1.4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Goodyear Tire & Rubber Company
Meeting Date: 04/09/2018
Record Date: 02/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 382550101
Ticker: GT
Primary CUSIP: 382550101 Primary ISIN: US3825501014 Primary SEDOL: 2378200
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James A. Firestone Mgmt Yes For For For
Mgmt ForForForYesElect Director Werner Geissler 1b
Mgmt ForForForYesElect Director Peter S. Hellman 1c
Mgmt ForForForYesElect Director Laurette T. Koellner 1d
Mgmt ForForForYesElect Director Richard J. Kramer 1e
Mgmt ForForForYesElect Director W. Alan McCollough 1f
Mgmt ForForForYesElect Director John E. McGlade 1g
Mgmt ForForForYesElect Director Michael J. Morell 1h
Mgmt ForForForYesElect Director Roderick A. Palmore 1i
Mgmt ForForForYesElect Director Stephanie A. Streeter 1j
Mgmt ForForForYesElect Director Thomas H. Weidemeyer 1k
Mgmt ForForForYesElect Director Michael R. Wessel 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
IQVIA Holdings, Inc.
Meeting Date: 04/10/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 46266C105
Ticker: IQV
Primary CUSIP: 46266C105 Primary ISIN: US46266C1053 Primary SEDOL: BDR73G1
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ari Bousbib Mgmt Yes For For For
Mgmt ForForForYesElect Director Colleen A. Goggins 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
IQVIA Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director John M. Leonard 1.3
Mgmt WithholdReferForYesElect Director Todd B. Sisitsky 1.4
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
The Bank of New York Mellon Corporation
Meeting Date: 04/10/2018
Record Date: 02/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 064058100
Ticker: BK
Primary CUSIP: 064058100 Primary ISIN: US0640581007 Primary SEDOL: B1Z77F6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Steven D. Black Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda Z. Cook 1b
Mgmt ForForForYesElect Director Joseph J. Echevarria 1c
Mgmt ForForForYesElect Director Edward P. Garden 1d
Mgmt ForForForYesElect Director Jeffrey A. Goldstein 1e
Mgmt ForForForYesElect Director John M. Hinshaw 1f
Mgmt ForForForYesElect Director Edmund F. "Ted" Kelly 1g
Mgmt ForForForYesElect Director Jennifer B. Morgan 1h
Mgmt ForForForYesElect Director Mark A. Nordenberg 1i
Mgmt ForForForYesElect Director Elizabeth E. Robinson 1j
Mgmt ForForForYesElect Director Charles W. Scharf 1k
Mgmt ForForForYesElect Director Samuel C. Scott, III 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstYesReport on and Assess Proxy Voting Policies in Relation to Climate Change Position
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Carnival Corporation
Meeting Date: 04/11/2018
Record Date: 02/13/2018
Country: Panama
Meeting Type: Annual
Primary Security ID: 143658300
Ticker: CCL
Primary CUSIP: 143658300 Primary ISIN: PA1436583006 Primary SEDOL: 2523044
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Re-elect Micky Arison as a Director of Carnival Corporation and as a Director of Carnival plc.
Mgmt Yes For For For
Mgmt ForForForYesRe-elect Jonathon Band as a Director of Carnival Corporation and as a Director of Carnival plc.
2
Mgmt ForForForYesElect Jason Glen Cahilly as a Director of Carnival Corporation and as a Director of Carnival plc.
3
Mgmt ForForForYesRe-elect Helen Deeble as a Director of Carnival Corporation and as a Director of Carnival plc.
4
Mgmt ForForForYesRe-elect Arnold W. Donald as a Director of Carnival Corporation and as a Director of Carnival plc.
5
Mgmt ForForForYesRe-elect Richard J. Glasier as a Director of Carnival Corporation and as a Director of Carnival plc.
6
Mgmt ForForForYesRe-elect Debra Kelly-Ennis as a Director of Carnival Corporation and as a Director of Carnival plc.
7
Mgmt ForForForYesRe-elect John Parker as a Director of Carnival Corporation and as a Director of Carnival plc.
8
Mgmt AgainstReferForYesRe-elect Stuart Subotnick as a Director of Carnival Corporation and as a Director of Carnival plc.
9
Mgmt ForForForYesRe-elect Laura Weil as a Director of Carnival Corporation and as a Director of Carnival plc.
10
Mgmt AgainstReferForYesRe-elect Randall J. Weisenburger as a Director of Carnival Corporation and as a Director of Carnival plc.
11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Mgmt ForForForYesApprove Directors' Remuneration Report (in accordance with legal requirements applicable to UK companies)
13
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Carnival Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesReappoint PricewaterhouseCoopers LLP as Independent Auditors of Carnival plc; Ratify the Selection of the U.S. Firm of PricewaterhouseCoopers LLP as the Independent Registered Certified Public Accounting Firm of Carnival Corporation
14
Mgmt ForForForYesAuthorize Board to Fix Remuneration of Auditors
15
Mgmt ForForForYesReceive the UK Accounts and Reports of the Directors and Auditors of Carnival plc for the year ended November 30, 2017 (in accordance with legal requirements applicable to UK companies).
16
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights
17
Mgmt ForForForYesApprove Issuance of Equity or Equity-Linked Securities without Preemptive Rights
18
Mgmt ForForForYesAuthorize Share Repurchase Program 19
IHS Markit Ltd.
Meeting Date: 04/11/2018
Record Date: 02/14/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G47567105
Ticker: INFO
Primary CUSIP: 451734107 Primary ISIN: BMG475671050 Primary SEDOL: BD0Q558
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dinyar S. Devitre Mgmt Yes For For For
Mgmt ForForForYesElect Director Nicoletta Giadrossi 1.2
Mgmt ForForForYesElect Director Robert P. Kelly 1.3
Mgmt ForForForYesElect Director Deborah Doyle McWhinney 1.4
Mgmt ForForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesDeclassify the Board of Directors 4
Mgmt ForForForYesAdopt Majority Voting for Uncontested Election of Directors
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Lennar Corporation
Meeting Date: 04/11/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 526057104
Ticker: LEN
Primary CUSIP: 526057104 Primary ISIN: US5260571048 Primary SEDOL: 2511920
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Irving Bolotin Mgmt Yes For Withhold Withhold
Mgmt WithholdWithholdForYesElect Director Steven L. Gerard 1.2
Mgmt ForForForYesElect Director Theron I. 'Tig' Gilliam 1.3
Mgmt ForForForYesElect Director Sherrill W. Hudson 1.4
Mgmt WithholdWithholdForYesElect Director Sidney Lapidus 1.5
Mgmt ForForForYesElect Director Teri P. McClure 1.6
Mgmt ForForForYesElect Director Stuart Miller 1.7
Mgmt ForForForYesElect Director Armando Olivera 1.8
Mgmt ForForForYesElect Director Donna Shalala 1.9
Mgmt ForForForYesElect Director Scott D. Stowell 1.10
Mgmt ForForForYesElect Director Jeffrey Sonnenfeld 1.11
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
SH AgainstAgainstAgainstYesApprove Conversion of Class B Stock 5
SH AgainstAgainstAgainstYesEstablish Term Limits for Directors 6
Adobe Systems Incorporated
Meeting Date: 04/12/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00724F101
Ticker: ADBE
Primary CUSIP: 00724F101 Primary ISIN: US00724F1012 Primary SEDOL: 2008154
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Adobe Systems Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Amy L. Banse Mgmt Yes For For For
Mgmt ForForForYesElect Director Edward W. Barnholt 1b
Mgmt ForForForYesElect Director Robert K. Burgess 1c
Mgmt ForForForYesElect Director Frank A. Calderoni 1d
Mgmt AgainstReferForYesElect Director James E. Daley 1e
Mgmt ForForForYesElect Director Laura B. Desmond 1f
Mgmt ForForForYesElect Director Charles M. Geschke 1g
Mgmt ForForForYesElect Director Shantanu Narayen 1h
Mgmt ForForForYesElect Director Daniel L. Rosensweig 1i
Mgmt ForForForYesElect Director John E. Warnock 1j
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Fifth Third Bancorp
Meeting Date: 04/17/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 316773100
Ticker: FITB
Primary CUSIP: 316773100 Primary ISIN: US3167731005 Primary SEDOL: 2336747
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nicholas K. Akins Mgmt Yes For For For
Mgmt ForForForYesElect Director B. Evan Bayh, III 1.2
Mgmt ForForForYesElect Director Jorge L. Benitez 1.3
Mgmt ForForForYesElect Director Katherine B. Blackburn 1.4
Mgmt ForForForYesElect Director Emerson L. Brumback 1.5
Mgmt ForForForYesElect Director Jerry W. Burris 1.6
Mgmt ForForForYesElect Director Greg D. Carmichael 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Fifth Third Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForYesElect Director Gary R. Heminger 1.8
Mgmt ForForForYesElect Director Jewell D. Hoover 1.9
Mgmt ForForForYesElect Director Eileen A. Mallesch 1.10
Mgmt ForForForYesElect Director Michael B. McCallister 1.11
Mgmt ForForForYesElect Director Marsha C. Williams 1.12
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
M&T Bank Corporation
Meeting Date: 04/17/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 55261F104
Ticker: MTB
Primary CUSIP: 55261F104 Primary ISIN: US55261F1049 Primary SEDOL: 2340168
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brent D. Baird Mgmt Yes For For For
Mgmt ForForForYesElect Director C. Angela Bontempo 1.2
Mgmt ForForForYesElect Director Robert T. Brady 1.3
Mgmt ForForForYesElect Director T. Jefferson Cunningham, III 1.4
Mgmt ForForForYesElect Director Gary N. Geisel 1.5
Mgmt ForForForYesElect Director Richard S. Gold 1.6
Mgmt ForForForYesElect Director Richard A. Grossi 1.7
Mgmt ForForForYesElect Director John D. Hawke, Jr. 1.8
Mgmt ForForForYesElect Director Rene F. Jones 1.9
Mgmt ForForForYesElect Director Richard H. Ledgett, Jr. 1.10
Mgmt ForForForYesElect Director Newton P.S. Merrill 1.11
Mgmt ForForForYesElect Director Melinda R. Rich 1.12
Mgmt ForForForYesElect Director Robert E. Sadler, Jr. 1.13
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
M&T Bank Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Denis J. Salamone 1.14
Mgmt ForForForYesElect Director John R. Scannell 1.15
Mgmt ForForForYesElect Director David S. Scharfstein 1.16
Mgmt ForForForYesElect Director Herbert L. Washington 1.17
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Northern Trust Corporation
Meeting Date: 04/17/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 665859104
Ticker: NTRS
Primary CUSIP: 665859104 Primary ISIN: US6658591044 Primary SEDOL: 2648668
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Linda Walker Bynoe Mgmt Yes For For For
Mgmt ForForForYesElect Director Susan Crown 1b
Mgmt ForForForYesElect Director Dean M. Harrison 1c
Mgmt ForForForYesElect Director Jay L. Henderson 1d
Mgmt ForForForYesElect Director Michael G. O'Grady 1e
Mgmt ForForForYesElect Director Jose Luis Prado 1f
Mgmt ForForForYesElect Director Thomas E. Richards 1g
Mgmt ForForForYesElect Director John W. Rowe 1h
Mgmt ForForForYesElect Director Martin P. Slark 1i
Mgmt ForForForYesElect Director David H. B. Smith, Jr. 1j
Mgmt ForForForYesElect Director Donald Thompson 1k
Mgmt ForForForYesElect Director Charles A. Tribbett, III 1l
Mgmt ForForForYesElect Director Frederick H. Waddell 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Northern Trust Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Political Contributions Disclosure 4
Public Service Enterprise Group Incorporated
Meeting Date: 04/17/2018
Record Date: 02/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 744573106
Ticker: PEG
Primary CUSIP: 744573106 Primary ISIN: US7445731067 Primary SEDOL: 2707677
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Willie A. Deese Mgmt Yes For For For
Mgmt ForForForYesElect Director William V. Hickey 1.2
Mgmt ForForForYesElect Director Ralph Izzo 1.3
Mgmt ForForForYesElect Director Shirley Ann Jackson 1.4
Mgmt ForForForYesElect Director David Lilley 1.5
Mgmt ForForForYesElect Director Barry H. Ostrowsky 1.6
Mgmt ForForForYesElect Director Thomas A. Renyi 1.7
Mgmt ForForForYesElect Director Hak Cheol (H.C.) Shin 1.8
Mgmt ForForForYesElect Director Richard J. Swift 1.9
Mgmt ForForForYesElect Director Susan Tomasky 1.10
Mgmt ForForForYesElect Director Alfred W. Zollar 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
U.S. Bancorp
Meeting Date: 04/17/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 902973304
Ticker: USB
Primary CUSIP: 902973304 Primary ISIN: US9029733048 Primary SEDOL: 2736035
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
U.S. Bancorp
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Warner L. Baxter Mgmt Yes For For For
Mgmt ForForForYesElect Director Marc N. Casper 1b
Mgmt ForForForYesElect Director Andrew Cecere 1c
Mgmt ForForForYesElect Director Arthur D. Collins, Jr. 1d
Mgmt ForForForYesElect Director Kimberly J. Harris 1e
Mgmt ForForForYesElect Director Roland A. Hernandez 1f
Mgmt ForForForYesElect Director Doreen Woo Ho 1g
Mgmt ForForForYesElect Director Olivia F. Kirtley 1h
Mgmt ForForForYesElect Director Karen S. Lynch 1i
Mgmt ForForForYesElect Director Richard P. McKenney 1j
Mgmt ForForForYesElect Director David B. O'Maley 1k
Mgmt ForForForYesElect Director O'dell M. Owens 1l
Mgmt ForForForYesElect Director Craig D. Schnuck 1m
Mgmt ForForForYesElect Director Scott W. Wine 1n
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
WHIRLPOOL CORPORATION
Meeting Date: 04/17/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 963320106
Ticker: WHR
Primary CUSIP: 963320106 Primary ISIN: US9633201069 Primary SEDOL: 2960384
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel R. Allen Mgmt Yes For For For
Mgmt ForForForYesElect Director Marc R. Bitzer 1b
Mgmt ForForForYesElect Director Greg Creed 1c
Mgmt ForForForYesElect Director Gary T. DiCamillo 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
WHIRLPOOL CORPORATION
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Diane M. Dietz 1e
Mgmt ForForForYesElect Director Gerri T. Elliott 1f
Mgmt ForForForYesElect Director Jeff M. Fettig 1g
Mgmt ForForForYesElect Director Michael F. Johnston 1h
Mgmt ForForForYesElect Director John D. Liu 1i
Mgmt ForForForYesElect Director James M. Loree 1j
Mgmt ForForForYesElect Director Harish Manwani 1k
Mgmt ForForForYesElect Director William D. Perez 1l
Mgmt ForForForYesElect Director Larry O. Spencer 1m
Mgmt ForForForYesElect Director Michael D. White 1n
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
THE SHERWIN-WILLIAMS COMPANY
Meeting Date: 04/18/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 824348106
Ticker: SHW
Primary CUSIP: 824348106 Primary ISIN: US8243481061 Primary SEDOL: 2804211
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arthur F. Anton Mgmt Yes For For For
Mgmt ForForForYesElect Director David F. Hodnik 1.2
Mgmt ForForForYesElect Director Richard J. Kramer 1.3
Mgmt ForForForYesElect Director Susan J. Kropf 1.4
Mgmt ForForForYesElect Director John G. Morikis 1.5
Mgmt ForForForYesElect Director Christine A. Poon 1.6
Mgmt ForForForYesElect Director John M. Stropki 1.7
Mgmt ForForForYesElect Director Michael H. Thaman 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
THE SHERWIN-WILLIAMS COMPANY
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Matthew Thornton, III 1.9
Mgmt ForForForYesElect Director Steven H. Wunning 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Humana Inc.
Meeting Date: 04/19/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 444859102
Ticker: HUM
Primary CUSIP: 444859102 Primary ISIN: US4448591028 Primary SEDOL: 2445063
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kurt J. Hilzinger Mgmt Yes For For For
Mgmt ForForForYesElect Director Frank J. Bisignano 1b
Mgmt ForForForYesElect Director Bruce D. Broussard 1c
Mgmt ForForForYesElect Director Frank A. D'Amelio 1d
Mgmt ForForForYesElect Director Karen B. DeSalvo 1e
Mgmt ForForForYesElect Director W. Roy Dunbar 1f
Mgmt ForForForYesElect Director David A. Jones, Jr. 1g
Mgmt ForForForYesElect Director William J. McDonald 1h
Mgmt ForForForYesElect Director William E. Mitchell 1i
Mgmt ForForForYesElect Director David B. Nash 1j
Mgmt ForForForYesElect Director James J. O'Brien 1k
Mgmt ForForForYesElect Director Marissa T. Peterson 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Huntington Bancshares Incorporated
Meeting Date: 04/19/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 446150104
Ticker: HBAN
Primary CUSIP: 446150104 Primary ISIN: US4461501045 Primary SEDOL: 2445966
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lizabeth Ardisana Mgmt Yes For For For
Mgmt ForForForYesElect Director Ann B. "Tanny" Crane 1.2
Mgmt ForForForYesElect Director Robert S. Cubbin 1.3
Mgmt ForForForYesElect Director Steven G. Elliott 1.4
Mgmt ForForForYesElect Director Gina D. France 1.5
Mgmt ForForForYesElect Director J. Michael Hochschwender 1.6
Mgmt ForForForYesElect Director Chris Inglis 1.7
Mgmt ForForForYesElect Director Peter J. Kight 1.8
Mgmt ForForForYesElect Director Richard W. Neu 1.9
Mgmt ForForForYesElect Director David L. Porteous 1.10
Mgmt ForForForYesElect Director Kathleen H. Ransier 1.11
Mgmt ForForForYesElect Director Stephen D. Steinour 1.12
Mgmt ForForForYesApprove Omnibus Stock Plan 2
Mgmt ForForForYesAmend Deferred Compensation Plan 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Intuitive Surgical, Inc.
Meeting Date: 04/19/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 46120E602
Ticker: ISRG
Primary CUSIP: 46120E602 Primary ISIN: US46120E6023 Primary SEDOL: 2871301
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Intuitive Surgical, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Craig H. Barratt Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael A. Friedman 1b
Mgmt ForForForYesElect Director Gary S. Guthart 1c
Mgmt ForForForYesElect Director Amal M. Johnson 1d
Mgmt ForForForYesElect Director Keith R. Leonard, Jr. 1e
Mgmt ForForForYesElect Director Alan J. Levy 1f
Mgmt ForForForYesElect Director Jami Dover Nachtsheim 1g
Mgmt ForForForYesElect Director Mark J. Rubash 1h
Mgmt ForForForYesElect Director Lonnie M. Smith 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
J.B. Hunt Transport Services, Inc.
Meeting Date: 04/19/2018
Record Date: 02/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 445658107
Ticker: JBHT
Primary CUSIP: 445658107 Primary ISIN: US4456581077 Primary SEDOL: 2445416
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Douglas G. Duncan Mgmt Yes For For For
Mgmt ForForForYesElect Director Francesca M. Edwardson 1.2
Mgmt AgainstAgainstForYesElect Director Wayne Garrison 1.3
Mgmt ForForForYesElect Director Sharilyn S. Gasaway 1.4
Mgmt AgainstAgainstForYesElect Director Gary C. George 1.5
Mgmt AgainstAgainstForYesElect Director J. Bryan Hunt, Jr. 1.6
Mgmt ForForForYesElect Director Coleman H. Peterson 1.7
Mgmt ForForForYesElect Directors John N. Roberts, III 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
J.B. Hunt Transport Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForYesElect Director James L. Robo 1.9
Mgmt AgainstAgainstForYesElect Director Kirk Thompson 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstYesReport on Political Contributions 4
SH ForForAgainstYesAdopt and Report on Science-Based GHG Emissions Reduction Targets
5
People's United Financial, Inc.
Meeting Date: 04/19/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 712704105
Ticker: PBCT
Primary CUSIP: 712704105 Primary ISIN: US7127041058 Primary SEDOL: B1W41J2
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John P. Barnes Mgmt Yes For For For
Mgmt ForForForYesElect Director Collin P. Baron 1b
Mgmt ForForForYesElect Director Kevin T. Bottomley 1c
Mgmt ForForForYesElect Director George P. Carter 1d
Mgmt ForForForYesElect Director Jane Chwick 1e
Mgmt ForForForYesElect Director William F. Cruger, Jr. 1f
Mgmt ForForForYesElect Director John K. Dwight 1g
Mgmt ForForForYesElect Director Jerry Franklin 1h
Mgmt ForForForYesElect Director Janet M. Hansen 1i
Mgmt ForForForYesElect Director Nancy McAllister 1j
Mgmt ForForForYesElect Director Mark W. Richards 1k
Mgmt ForForForYesElect Director Kirk W. Walters 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PPG Industries, Inc.
Meeting Date: 04/19/2018
Record Date: 02/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 693506107
Ticker: PPG
Primary CUSIP: 693506107 Primary ISIN: US6935061076 Primary SEDOL: 2698470
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Victoria F. Haynes Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael W. Lamach 1.2
Mgmt ForForForYesElect Director Martin H. Richenhagen 1.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesDeclassify the Board of Directors 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Stanley Black & Decker, Inc.
Meeting Date: 04/19/2018
Record Date: 02/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 854502101
Ticker: SWK
Primary CUSIP: 854502101 Primary ISIN: US8545021011 Primary SEDOL: B3Q2FJ4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Andrea J. Ayers Mgmt Yes For For For
Mgmt ForForForYesElect Director George W. Buckley 1.2
Mgmt ForForForYesElect Director Patrick D. Campbell 1.3
Mgmt ForForForYesElect Director Carlos M. Cardoso 1.4
Mgmt ForForForYesElect Director Robert B. Coutts 1.5
Mgmt ForForForYesElect Director Debra A. Crew 1.6
Mgmt ForForForYesElect Director Michael D. Hankin 1.7
Mgmt ForForForYesElect Director James M. Loree 1.8
Mgmt ForForForYesElect Director Marianne M. Parrs 1.9
Mgmt ForForForYesElect Director Robert L. Ryan 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Stanley Black & Decker, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director James H. Scholefield 1.11
Mgmt ForForForYesApprove Omnibus Stock Plan 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
The AES Corporation
Meeting Date: 04/19/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00130H105
Ticker: AES
Primary CUSIP: 00130H105 Primary ISIN: US00130H1059 Primary SEDOL: 2002479
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Andres R. Gluski Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles L. Harrington 1.2
Mgmt ForForForYesElect Director Kristina M. Johnson 1.3
Mgmt ForForForYesElect Director Tarun Khanna 1.4
Mgmt ForForForYesElect Director Holly K. Koeppel 1.5
Mgmt ForForForYesElect Director James H. Miller 1.6
Mgmt ForForForYesElect Director Alain Monie 1.7
Mgmt ForForForYesElect Director John B. Morse, Jr. 1.8
Mgmt ForForForYesElect Director Moises Naim 1.9
Mgmt ForForForYesElect Director Jeffrey W. Ubben 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesRatify Existing Ownership Threshold for Shareholders to Call Special Meeting
4
SH NoAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario- Withdrawn Resolution
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
FLIR Systems, Inc.
Meeting Date: 04/20/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 302445101
Ticker: FLIR
Primary CUSIP: 302445101 Primary ISIN: US3024451011 Primary SEDOL: 2344717
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James J. Cannon Mgmt Yes For For For
Mgmt ForForForYesElect Director John D. Carter 1.2
Mgmt ForForForYesElect Director William W. Crouch 1.3
Mgmt ForForForYesElect Director Catherine A. Halligan 1.4
Mgmt ForForForYesElect Director Earl R. Lewis 1.5
Mgmt ForForForYesElect Director Angus L. Macdonald 1.6
Mgmt ForForForYesElect Director Michael T. Smith 1.7
Mgmt ForForForYesElect Director Cathy A. Stauffer 1.8
Mgmt ForForForYesElect Director Robert S. Tyrer 1.9
Mgmt ForForForYesElect Director John W. Wood, Jr. 1.10
Mgmt ForForForYesElect Director Steven E. Wynne 1.11
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Genuine Parts Company
Meeting Date: 04/23/2018
Record Date: 02/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 372460105
Ticker: GPC
Primary CUSIP: 372460105 Primary ISIN: US3724601055 Primary SEDOL: 2367480
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Elizabeth W. Camp Mgmt Yes For For For
Mgmt ForForForYesElect Director Paul D. Donahue 1.2
Mgmt ForForForYesElect Director Gary P. Fayard 1.3
Mgmt ForForForYesElect Director Thomas C. Gallagher 1.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Genuine Parts Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director P. Russell Hardin 1.5
Mgmt ForForForYesElect Director John R. Holder 1.6
Mgmt ForForForYesElect Director Donna W. Hyland 1.7
Mgmt ForForForYesElect Director John D. Johns 1.8
Mgmt ForForForYesElect Director Robert C. 'Robin' Loudermilk, Jr.
1.9
Mgmt ForForForYesElect Director Wendy B. Needham 1.10
Mgmt ForForForYesElect Director E. Jenner Wood, III 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Honeywell International Inc.
Meeting Date: 04/23/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 438516106
Ticker: HON
Primary CUSIP: 438516106 Primary ISIN: US4385161066 Primary SEDOL: 2020459
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Darius Adamczyk Mgmt Yes For For For
Mgmt ForForForYesElect Director Duncan B. Angove 1B
Mgmt ForForForYesElect Director William S. Ayer 1C
Mgmt ForForForYesElect Director Kevin Burke 1D
Mgmt ForForForYesElect Director Jaime Chico Pardo 1E
Mgmt ForForForYesElect Director D. Scott Davis 1F
Mgmt ForForForYesElect Director Linnet F. Deily 1G
Mgmt ForForForYesElect Director Judd Gregg 1H
Mgmt ForForForYesElect Director Clive Hollick 1I
Mgmt ForForForYesElect Director Grace D. Lieblein 1J
Mgmt ForForForYesElect Director George Paz 1K
Mgmt ForForForYesElect Director Robin L. Washington 1L
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Honeywell International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 6
The Kraft Heinz Company
Meeting Date: 04/23/2018
Record Date: 02/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 500754106
Ticker: KHC
Primary CUSIP: 500754106 Primary ISIN: US5007541064 Primary SEDOL: BYRY499
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory E. Abel Mgmt Yes For For For
Mgmt ForForForYesElect Director Alexandre Behring 1b
Mgmt ForForForYesElect Director John T. Cahill 1c
Mgmt ForForForYesElect Director Tracy Britt Cool 1d
Mgmt ForForForYesElect Director Feroz Dewan 1e
Mgmt ForForForYesElect Director Jeanne P. Jackson 1f
Mgmt ForForForYesElect Director Jorge Paulo Lemann 1g
Mgmt ForForForYesElect Director John C. Pope 1h
Mgmt ForForForYesElect Director Marcel Herrmann Telles 1i
Mgmt ForForForYesElect Director Alexandre Van Damme 1j
Mgmt ForForForYesElect Director George Zoghbi 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesAssess Environmental Impact of Non-Recyclable Packaging
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
American Electric Power Company, Inc.
Meeting Date: 04/24/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 025537101
Ticker: AEP
Primary CUSIP: 025537101 Primary ISIN: US0255371017 Primary SEDOL: 2026242
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Nicholas K. Akins Mgmt Yes For For For
Mgmt ForForForYesElect Director David J. Anderson 1.2
Mgmt ForForForYesElect Director J. Barnie Beasley, Jr. 1.3
Mgmt ForForForYesElect Director Ralph D. Crosby, Jr. 1.4
Mgmt ForForForYesElect Director Linda A. Goodspeed 1.5
Mgmt ForForForYesElect Director Thomas E. Hoaglin 1.6
Mgmt ForForForYesElect Director Sandra Beach Lin 1.7
Mgmt ForForForYesElect Director Richard C. Notebaert 1.8
Mgmt ForForForYesElect Director Lionel L. Nowell, III 1.9
Mgmt ForForForYesElect Director Stephen S. Rasmussen 1.10
Mgmt ForForForYesElect Director Oliver G. Richard, III 1.11
Mgmt ForForForYesElect Director Sara Martinez Tucker 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
BB&T Corporation
Meeting Date: 04/24/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 054937107
Ticker: BBT
Primary CUSIP: 054937107 Primary ISIN: US0549371070 Primary SEDOL: 2830904
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jennifer S. Banner Mgmt Yes For For For
Mgmt ForForForYesElect Director K. David Boyer, Jr. 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
BB&T Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Anna R. Cablik 1.3
Mgmt ForForForYesElect Director I. Patricia Henry 1.4
Mgmt ForForForYesElect Director Eric C. Kendrick 1.5
Mgmt ForForForYesElect Director Kelly S. King 1.6
Mgmt ForForForYesElect Director Louis B. Lynn 1.7
Mgmt ForForForYesElect Director Charles A. Patton 1.8
Mgmt ForForForYesElect Director Nido R. Qubein 1.9
Mgmt ForForForYesElect Director William J. Reuter 1.10
Mgmt ForForForYesElect Director Tollie W. Rich, Jr. 1.11
Mgmt ForForForYesElect Director Christine Sears 1.12
Mgmt ForForForYesElect Director Thomas E. Skains 1.13
Mgmt ForForForYesElect Director Thomas N. Thompson 1.14
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesEliminate Supermajority Vote Requirement 4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Centene Corporation
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 15135B101
Ticker: CNC
Primary CUSIP: 15135B101 Primary ISIN: US15135B1017 Primary SEDOL: 2807061
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Jessica L. Blume Mgmt Yes For For For
Mgmt ForForForYesElect Director Frederick H. Eppinger 1B
Mgmt ForForForYesElect Director David L. Steward 1C
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Centene Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Citigroup Inc.
Meeting Date: 04/24/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 172967424
Ticker: C
Primary CUSIP: 172967424 Primary ISIN: US1729674242 Primary SEDOL: 2297907
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael L. Corbat Mgmt Yes For For For
Mgmt ForForForYesElect Director Ellen M. Costello 1b
Mgmt ForForForYesElect Director John C. Dugan 1c
Mgmt ForForForYesElect Director Duncan P. Hennes 1d
Mgmt ForForForYesElect Director Peter B. Henry 1e
Mgmt ForForForYesElect Director Franz B. Humer 1f
Mgmt ForForForYesElect Director S. Leslie Ireland 1g
Mgmt ForForForYesElect Director Renee J. James 1h
Mgmt ForForForYesElect Director Eugene M. McQuade 1i
Mgmt ForForForYesElect Director Michael E. O'Neill 1j
Mgmt ForForForYesElect Director Gary M. Reiner 1k
Mgmt ForForForYesElect Director Anthony M. Santomero 1l
Mgmt ForForForYesElect Director Diana L. Taylor 1m
Mgmt ForForForYesElect Director James S. Turley 1n
Mgmt ForForForYesElect Director Deborah C. Wright 1o
Mgmt ForForForYesElect Director Ernesto Zedillo Ponce De Leon 1p
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
SH AgainstAgainstAgainstYesAdopt Human and Indigenous People's Rights Policy
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Citigroup Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesProvide for Cumulative Voting 6
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 7
SH AgainstAgainstAgainstYesAmend Proxy Access Right 8
SH AgainstAgainstAgainstYesProhibit Accelerated Vesting of Awards to Pursue Government Service
9
SH AgainstAgainstAgainstYesAmend Bylaws -- Call Special Meetings 10
Comerica Incorporated
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 200340107
Ticker: CMA
Primary CUSIP: 200340107 Primary ISIN: US2003401070 Primary SEDOL: 2212870
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ralph W. Babb, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael E. Collins 1.2
Mgmt ForForForYesElect Director Roger A. Cregg 1.3
Mgmt ForForForYesElect Director T. Kevin DeNicola 1.4
Mgmt ForForForYesElect Director Jacqueline P. Kane 1.5
Mgmt ForForForYesElect Director Richard G. Lindner 1.6
Mgmt ForForForYesElect Director Barbara R. Smith 1.7
Mgmt ForForForYesElect Director Robert S. Taubman 1.8
Mgmt ForForForYesElect Director Reginald M. Turner, Jr. 1.9
Mgmt ForForForYesElect Director Nina G. Vaca 1.10
Mgmt ForForForYesElect Director Michael G. Van de Ven 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
EOG Resources, Inc.
Meeting Date: 04/24/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 26875P101
Ticker: EOG
Primary CUSIP: 26875P101 Primary ISIN: US26875P1012 Primary SEDOL: 2318024
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Janet F. Clark Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles R. Crisp 1b
Mgmt ForForForYesElect Director Robert P. Daniels 1c
Mgmt ForForForYesElect Director James C. Day 1d
Mgmt ForForForYesElect Director C. Christopher Gaut 1e
Mgmt ForForForYesElect Director Donald F. Textor 1f
Mgmt ForForForYesElect Director William R. Thomas 1g
Mgmt ForForForYesElect Director Frank G. Wisner 1h
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Fastenal Company
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 311900104
Ticker: FAST
Primary CUSIP: 311900104 Primary ISIN: US3119001044 Primary SEDOL: 2332262
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Willard D. Oberton Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael J. Ancius 1b
Mgmt AgainstReferForYesElect Director Michael J. Dolan 1c
Mgmt ForForForYesElect Director Stephen L. Eastman 1d
Mgmt ForForForYesElect Director Daniel L. Florness 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Fastenal Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Rita J. Heise 1f
Mgmt ForForForYesElect Director Darren R. Jackson 1g
Mgmt ForForForYesElect Director Daniel L. Johnson 1h
Mgmt ForForForYesElect Director Scott A. Satterlee 1i
Mgmt ForForForYesElect Director Reyne K. Wisecup 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Outside Director Stock Awards/Options in Lieu of Cash
4
FMC Corporation
Meeting Date: 04/24/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 302491303
Ticker: FMC
Primary CUSIP: 302491303 Primary ISIN: US3024913036 Primary SEDOL: 2328603
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Pierre Brondeau Mgmt Yes For For For
Mgmt ForForForYesElect Director Eduardo E. Cordeiro 1b
Mgmt ForForForYesElect Director G. Peter D'Aloia 1c
Mgmt ForForForYesElect Director C. Scott Greer 1d
Mgmt ForForForYesElect Director K'Lynne Johnson 1e
Mgmt ForForForYesElect Director Dirk A. Kempthorne 1f
Mgmt ForForForYesElect Director Paul J. Norris 1g
Mgmt ForForForYesElect Director Margareth Ovrum 1h
Mgmt ForForForYesElect Director Robert C. Pallash 1i
Mgmt ForForForYesElect Director William H. Powell 1j
Mgmt ForForForYesElect Director Vincent R. Volpe, Jr. 1k
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Hanesbrands Inc.
Meeting Date: 04/24/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 410345102
Ticker: HBI
Primary CUSIP: 410345102 Primary ISIN: US4103451021 Primary SEDOL: B1BJSL9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerald W. Evans, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Bobby J. Griffin 1b
Mgmt ForForForYesElect Director James C. Johnson 1c
Mgmt ForForForYesElect Director Jessica T. Mathews 1d
Mgmt ForForForYesElect Director Franck J. Moison 1e
Mgmt ForForForYesElect Director Robert F. Moran 1f
Mgmt ForForForYesElect Director Ronald L. Nelson 1g
Mgmt ForForForYesElect Director Richard A. Noll 1h
Mgmt ForForForYesElect Director David V. Singer 1i
Mgmt ForForForYesElect Director Ann E. Ziegler 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
HP Inc.
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 40434L105
Ticker: HPQ
Primary CUSIP: 40434L105 Primary ISIN: US40434L1052 Primary SEDOL: BYX4D52
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Aida M. Alvarez Mgmt Yes For For For
Mgmt ForForForYesElect Director Shumeet Banerji 1b
Mgmt ForForForYesElect Director Robert R. Bennett 1c
Mgmt ForForForYesElect Director Charles "Chip" V. Bergh 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
HP Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Stacy Brown-Philpot 1e
Mgmt ForForForYesElect Director Stephanie A. Burns 1f
Mgmt ForForForYesElect Director Mary Anne Citrino 1g
Mgmt ForForForYesElect Director Stacey Mobley 1h
Mgmt ForForForYesElect Director Subra Suresh 1i
Mgmt ForForForYesElect Director Dion J. Weisler 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
International Business Machines Corporation
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 459200101
Ticker: IBM
Primary CUSIP: 459200101 Primary ISIN: US4592001014 Primary SEDOL: 2005973
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth I. Chenault Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael L. Eskew 1.2
Mgmt ForForForYesElect Director David N. Farr 1.3
Mgmt ForForForYesElect Director Alex Gorsky 1.4
Mgmt ForForForYesElect Director Shirley Ann Jackson 1.5
Mgmt ForForForYesElect Director Andrew N. Liveris 1.6
Mgmt ForForForYesElect Director Hutham S. Olayan 1.7
Mgmt ForForForYesElect Director James W. Owens 1.8
Mgmt ForForForYesElect Director Virginia M. Rometty 1.9
Mgmt ForForForYesElect Director Joseph R. Swedish 1.10
Mgmt ForForForYesElect Director Sidney Taurel 1.11
Mgmt ForForForYesElect Director Peter R. Voser 1.12
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
International Business Machines Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Frederick H. Waddell 1.13
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 6
Kimco Realty Corporation
Meeting Date: 04/24/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 49446R109
Ticker: KIM
Primary CUSIP: 49446R109 Primary ISIN: US49446R1095 Primary SEDOL: 2491594
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Milton Cooper Mgmt Yes For For For
Mgmt ForForForYesElect Director Philip E. Coviello 1b
Mgmt AgainstReferForYesElect Director Richard G. Dooley 1c
Mgmt ForForForYesElect Director Conor C. Flynn 1d
Mgmt AgainstReferForYesElect Director Joe Grills 1e
Mgmt AgainstReferForYesElect Director Frank Lourenso 1f
Mgmt ForForForYesElect Director Colombe M. Nicholas 1g
Mgmt ForForForYesElect Director Mary Hogan Preusse 1h
Mgmt AgainstAgainstForYesElect Director Richard B. Saltzman 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Moody's Corporation
Meeting Date: 04/24/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 615369105
Ticker: MCO
Primary CUSIP: 615369105 Primary ISIN: US6153691059 Primary SEDOL: 2252058
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Basil L. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Jorge A. Bermudez 1.2
Mgmt ForForForYesElect Director Vincent A. Forlenza 1.3
Mgmt ForForForYesElect Director Kathryn M. Hill 1.4
Mgmt ForForForYesElect Director Raymond W. McDaniel, Jr. 1.5
Mgmt ForForForYesElect Director Henry A. McKinnell, Jr. 1.6
Mgmt ForForForYesElect Director Leslie F. Seidman 1.7
Mgmt ForForForYesElect Director Bruce Van Saun 1.8
Mgmt ForForForYesElect Director Gerrit Zalm 1.9
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Compensation Clawback Policy 4
Nasdaq, Inc.
Meeting Date: 04/24/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 631103108
Ticker: NDAQ
Primary CUSIP: 631103108 Primary ISIN: US6311031081 Primary SEDOL: 2965107
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Melissa M. Arnoldi Mgmt Yes For For For
Mgmt ForForForYesElect Director Charlene T. Begley 1b
Mgmt ForForForYesElect Director Steven D. Black 1c
Mgmt ForForForYesElect Director Adena T. Friedman 1d
Mgmt ForForForYesElect Director Essa Kazim 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Nasdaq, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Thomas A. Kloet 1f
Mgmt ForForForYesElect Director John D. Rainey 1g
Mgmt ForForForYesElect Director Michael R. Splinter 1h
Mgmt ForForForYesElect Director Jacob Wallenberg 1i
Mgmt ForForForYesElect Director Lars R. Wedenborn 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Noble Energy, Inc.
Meeting Date: 04/24/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 655044105
Ticker: NBL
Primary CUSIP: 655044105 Primary ISIN: US6550441058 Primary SEDOL: 2640761
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey L. Berenson Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael A. Cawley 1b
Mgmt ForForForYesElect Director Edward F. Cox 1c
Mgmt ForForForYesElect Director James E. Craddock 1d
Mgmt ForForForYesElect Director Thomas J. Edelman 1e
Mgmt ForForForYesElect Director Holli C. Ladhani 1f
Mgmt ForForForYesElect Director David L. Stover 1g
Mgmt ForForForYesElect Director Scott D. Urban 1h
Mgmt ForForForYesElect Director William T. Van Kleef 1i
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PerkinElmer, Inc.
Meeting Date: 04/24/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 714046109
Ticker: PKI
Primary CUSIP: 714046109 Primary ISIN: US7140461093 Primary SEDOL: 2305844
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter Barrett Mgmt Yes For For For
Mgmt ForForForYesElect Director Samuel R. Chapin 1b
Mgmt ForForForYesElect Director Robert F. Friel 1c
Mgmt ForForForYesElect Director Sylvie Gregoire 1d
Mgmt ForForForYesElect Director Nicholas A. Lopardo 1e
Mgmt ForForForYesElect Director Alexis P. Michas 1f
Mgmt ForForForYesElect Director Patrick J. Sullivan 1g
Mgmt ForForForYesElect Director Frank Witney 1h
Mgmt ForForForYesElect Director Pascale Witz 1i
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SunTrust Banks, Inc.
Meeting Date: 04/24/2018
Record Date: 02/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 867914103
Ticker: STI
Primary CUSIP: 867914103 Primary ISIN: US8679141031 Primary SEDOL: 2860990
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Agnes Bundy Scanlan Mgmt Yes For For For
Mgmt ForForForYesElect Director Dallas S. Clement 1.2
Mgmt ForForForYesElect Director Paul R. Garcia 1.3
Mgmt ForForForYesElect Director M. Douglas Ivester 1.4
Mgmt ForForForYesElect Director Donna S. Morea 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
SunTrust Banks, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director David M. Ratcliffe 1.6
Mgmt ForForForYesElect Director William H. Rogers, Jr. 1.7
Mgmt ForForForYesElect Director Frank P. Scruggs, Jr. 1.8
Mgmt ForForForYesElect Director Bruce L. Tanner 1.9
Mgmt ForForForYesElect Director Steven C. Voorhees 1.10
Mgmt ForForForYesElect Director Thomas R. Watjen 1.11
Mgmt ForForForYesElect Director Phail Wynn, Jr. 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
The PNC Financial Services Group, Inc.
Meeting Date: 04/24/2018
Record Date: 02/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 693475105
Ticker: PNC
Primary CUSIP: 693475105 Primary ISIN: US6934751057 Primary SEDOL: 2692665
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles E. Bunch Mgmt Yes For For For
Mgmt ForForForYesElect Director Debra A. Cafaro 1.2
Mgmt ForForForYesElect Director Marjorie Rodgers Cheshire 1.3
Mgmt ForForForYesElect Director William S. Demchak 1.4
Mgmt ForForForYesElect Director Andrew T. Feldstein 1.5
Mgmt ForForForYesElect Director Daniel R. Hesse 1.6
Mgmt ForForForYesElect Director Richard B. Kelson 1.7
Mgmt ForForForYesElect Director Linda R. Medler 1.8
Mgmt ForForForYesElect Director Martin Pfinsgraff 1.9
Mgmt ForForForYesElect Director Donald J. Shepard 1.10
Mgmt ForForForYesElect Director Michael J. Ward 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The PNC Financial Services Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Gregory D. Wasson 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
VF Corporation
Meeting Date: 04/24/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 918204108
Ticker: VFC
Primary CUSIP: 918204108 Primary ISIN: US9182041080 Primary SEDOL: 2928683
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard T. Carucci Mgmt Yes For For For
Mgmt ForForForYesElect Director Juliana L. Chugg 1.2
Mgmt ForForForYesElect Director Benno Dorer 1.3
Mgmt ForForForYesElect Director Mark S. Hoplamazian 1.4
Mgmt ForForForYesElect Director Laura W. Lang 1.5
Mgmt ForForForYesElect Director W. Alan McCollough 1.6
Mgmt ForForForYesElect Director W. Rodney McMullen 1.7
Mgmt ForForForYesElect Director Clarence Otis, Jr. 1.8
Mgmt ForForForYesElect Director Steven E. Rendle 1.9
Mgmt ForForForYesElect Director Carol L. Roberts 1.10
Mgmt ForForForYesElect Director Matthew J. Shattock 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Wells Fargo & Company
Meeting Date: 04/24/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 949746101
Ticker: WFC
Primary CUSIP: 949746101 Primary ISIN: US9497461015 Primary SEDOL: 2649100
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John D. Baker, II Mgmt Yes For For For
Mgmt ForForForYesElect Director Celeste A. Clark 1b
Mgmt ForForForYesElect Director Theodore F. Craver, Jr. 1c
Mgmt ForForForYesElect Director Elizabeth A. "Betsy" Duke 1d
Mgmt ForForForYesElect Director Donald M. James 1e
Mgmt ForForForYesElect Director Maria R. Morris 1f
Mgmt ForForForYesElect Director Karen B. Peetz 1g
Mgmt ForForForYesElect Director Juan A. Pujadas 1h
Mgmt ForForForYesElect Director James H. Quigley 1i
Mgmt ForForForYesElect Director Ronald L. Sargent 1j
Mgmt ForForForYesElect Director Timothy J. Sloan 1k
Mgmt ForForForYesElect Director Suzanne M. Vautrinot 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstYesReform Executive Compensation Policy with Social Responsibility
5
SH AgainstAgainstAgainstYesReport on Incentive-Based Compensation and Risks of Material Losses
6
Ameriprise Financial, Inc.
Meeting Date: 04/25/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03076C106
Ticker: AMP
Primary CUSIP: 03076C106 Primary ISIN: US03076C1062 Primary SEDOL: B0J7D57
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ameriprise Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James M. Cracchiolo Mgmt Yes For For For
Mgmt ForForForYesElect Director Dianne Neal Blixt 1b
Mgmt ForForForYesElect Director Amy DiGeso 1c
Mgmt ForForForYesElect Director Lon R. Greenberg 1d
Mgmt ForForForYesElect Director Jeffrey Noddle 1e
Mgmt ForForForYesElect Director Robert F. Sharpe, Jr. 1f
Mgmt ForForForYesElect Director Christopher J. Williams 1g
Mgmt ForForForYesElect Director W. Edward Walter 1h
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesReport on Political Contributions and Expenditures
4
Ball Corporation
Meeting Date: 04/25/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 058498106
Ticker: BLL
Primary CUSIP: 058498106 Primary ISIN: US0584981064 Primary SEDOL: 2073022
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert W. Alspaugh Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael J. Cave 1.2
Mgmt WithholdWithholdForYesElect Director Pedro Henrique Mariani 1.3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Bank of America Corporation
Meeting Date: 04/25/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 060505104
Ticker: BAC
Primary CUSIP: 060505104 Primary ISIN: US0605051046 Primary SEDOL: 2295677
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Sharon L. Allen Mgmt Yes For For For
Mgmt ForForForYesElect Director Susan S. Bies 1b
Mgmt ForForForYesElect Director Jack O. Bovender, Jr. 1c
Mgmt ForForForYesElect Director Frank P. Bramble, Sr. 1d
Mgmt ForForForYesElect Director Pierre J.P. de Weck 1e
Mgmt ForForForYesElect Director Arnold W. Donald 1f
Mgmt ForForForYesElect Director Linda P. Hudson 1g
Mgmt ForForForYesElect Director Monica C. Lozano 1h
Mgmt ForForForYesElect Director Thomas J. May 1i
Mgmt ForForForYesElect Director Brian T. Moynihan 1j
Mgmt ForForForYesElect Director Lionel L. Nowell, III 1k
Mgmt ForForForYesElect Director Michael D. White 1l
Mgmt ForForForYesElect Director Thomas D. Woods 1m
Mgmt ForForForYesElect Director R. David Yost 1n
Mgmt ForForForYesElect Director Maria T. Zuber 1o
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
BorgWarner Inc.
Meeting Date: 04/25/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 099724106
Ticker: BWA
Primary CUSIP: 099724106 Primary ISIN: US0997241064 Primary SEDOL: 2111955
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
BorgWarner Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Jan Carlson Mgmt Yes For For For
Mgmt ForForForYesElect Director Dennis C. Cuneo 1B
Mgmt ForForForYesElect Director Michael S. Hanley 1C
Mgmt ForForForYesElect Director Roger A. Krone 1D
Mgmt ForForForYesElect Director John R. McKernan, Jr. 1E
Mgmt ForForForYesElect Director Alexis P. Michas 1F
Mgmt ForForForYesElect Director Vicki L. Sato 1G
Mgmt ForForForYesElect Director Thomas T. Stallkamp 1H
Mgmt ForForForYesElect Director James R. Verrier 1I
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Mgmt ForForForYesAmend Certificate of Incorporation to Permit Removal of Directors Without Cause
5
Mgmt ForForForYesProvide Right to Act by Written Consent 6
SH AgainstAgainstAgainstYesAmend Proxy Access Right 7
Charter Communications, Inc.
Meeting Date: 04/25/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 16119P108
Ticker: CHTR
Primary CUSIP: 16119P108 Primary ISIN: US16119P1084 Primary SEDOL: BZ6VT82
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director W. Lance Conn Mgmt Yes For Against Against
Mgmt ForForForYesElect Director Kim C. Goodman 1b
Mgmt ForForForYesElect Director Craig A. Jacobson 1c
Mgmt AgainstAgainstForYesElect Director Gregory B. Maffei 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Charter Communications, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForYesElect Director John C. Malone 1e
Mgmt ForForForYesElect Director John D. Markley, Jr. 1f
Mgmt ForForForYesElect Director David C. Merritt 1g
Mgmt ForForForYesElect Director Steven A. Miron 1h
Mgmt ForForForYesElect Director Balan Nair 1i
Mgmt ForForForYesElect Director Michael A. Newhouse 1j
Mgmt ForForForYesElect Director Mauricio Ramos 1k
Mgmt ForForForYesElect Director Thomas M. Rutledge 1l
Mgmt AgainstAgainstForYesElect Director Eric L. Zinterhofer 1m
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
SH ForForAgainstYesAdopt Proxy Access Right 3
SH ForForAgainstYesReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstYesPro-rata Vesting of Equity Awards 5
SH AbstainAbstainAgainstYesRequire Independent Board Chairman 6
Cigna Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 125509109
Ticker: CI
Primary CUSIP: 125509109 Primary ISIN: US1255091092 Primary SEDOL: 2196479
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David M. Cordani Mgmt Yes For For For
Mgmt ForForForYesElect Director Eric J. Foss 1.2
Mgmt ForForForYesElect Director Isaiah Harris, Jr. 1.3
Mgmt ForForForYesElect Director Roman Martinez, IV 1.4
Mgmt ForForForYesElect Director John M. Partridge 1.5
Mgmt ForForForYesElect Director James E. Rogers 1.6
Mgmt ForForForYesElect Director Eric C. Wiseman 1.7
Mgmt ForForForYesElect Director Donna F. Zarcone 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cigna Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director William D. Zollars 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Bylaws
4
DowDuPont Inc.
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 26078J100
Ticker: DWDP
Primary CUSIP: 26078J100 Primary ISIN: US26078J1007 Primary SEDOL: BYP66M4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lamberto Andreotti Mgmt Yes For For For
Mgmt ForForForYesElect Director James A. Bell 1b
Mgmt ForForForYesElect Director Edward D. Breen 1c
Mgmt ForForForYesElect Director Robert A. Brown 1d
Mgmt ForForForYesElect Director Alexander M. Cutler 1e
Mgmt ForForForYesElect Director Jeff M. Fettig 1f
Mgmt ForForForYesElect Director Marillyn A. Hewson 1g
Mgmt ForForForYesElect Director Lois D. Juliber 1h
Mgmt ForForForYesElect Director Andrew N. Liveris 1i
Mgmt ForForForYesElect Director Raymond J. Milchovich 1j
Mgmt ForForForYesElect Director Paul Polman 1k
Mgmt ForForForYesElect Director Dennis H. Reilley 1l
Mgmt ForForForYesElect Director James M. Ringler 1m
Mgmt ForForForYesElect Director Ruth G. Shaw 1n
Mgmt ForForForYesElect Director Lee M. Thomas 1o
Mgmt ForForForYesElect Director Patrick J. Ward 1p
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
DowDuPont Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
SH ForForAgainstYesEliminate Supermajority Vote Requirement 5
SH AgainstAgainstAgainstYesReport on Pay Disparity 6
SH AgainstAbstainAgainstYesAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
7
SH AgainstAgainstAgainstYesReport on Impact of the Bhopal Chemical Explosion
8
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
9
Duke Realty Corporation
Meeting Date: 04/25/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 264411505
Ticker: DRE
Primary CUSIP: 264411505 Primary ISIN: US2644115055 Primary SEDOL: 2284084
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John P. Case Mgmt Yes For For For
Mgmt ForForForYesElect Director William Cavanaugh, III 1b
Mgmt ForForForYesElect Director Alan H. Cohen 1c
Mgmt ForForForYesElect Director James B. Connor 1d
Mgmt ForForForYesElect Director Ngaire E. Cuneo 1e
Mgmt ForForForYesElect Director Charles R. Eitel 1f
Mgmt ForForForYesElect Director Norman K. Jenkins 1g
Mgmt ForForForYesElect Director Melanie R. Sabelhaus 1h
Mgmt ForForForYesElect Director Peter M. Scott, III 1i
Mgmt ForForForYesElect Director David P. Stockert 1j
Mgmt ForForForYesElect Director Chris Sultemeier 1k
Mgmt ForForForYesElect Director Michael E. Szymanczyk 1l
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Duke Realty Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Lynn C. Thurber 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Eaton Corporation plc
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G29183103
Ticker: ETN
Primary CUSIP: 278058102 Primary ISIN: IE00B8KQN827 Primary SEDOL: B8KQN82
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Craig Arnold Mgmt Yes For For For
Mgmt ForForForYesElect Director Todd M. Bluedorn 1b
Mgmt ForForForYesElect Director Christopher M. Connor 1c
Mgmt ForForForYesElect Director Michael J. Critelli 1d
Mgmt ForForForYesElect Director Richard H. Fearon 1e
Mgmt ForForForYesElect Director Charles E. Golden 1f
Mgmt ForForForYesElect Director Arthur E. Johnson 1g
Mgmt ForForForYesElect Director Deborah L. McCoy 1h
Mgmt ForForForYesElect Director Gregory R. Page 1i
Mgmt ForForForYesElect Director Sandra Pianalto 1j
Mgmt ForForForYesElect Director Gerald B. Smith 1k
Mgmt ForForForYesElect Director Dorothy C. Thompson 1l
Mgmt ForForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAuthorize Issue of Equity with Pre-emptive Rights
4
Mgmt ForForForYesAuthorize Issue of Equity without Pre-emptive Rights
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Eaton Corporation plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAuthorize Share Repurchase of Issued Share Capital
6
General Electric Company
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 369604103
Ticker: GE
Primary CUSIP: 369604103 Primary ISIN: US3696041033 Primary SEDOL: 2380498
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Elect Director Sebastien M. Bazin Mgmt Yes For For For
Mgmt ForForForYesElect Director W. Geoffrey Beattie 2
Mgmt ForForForYesElect Director John J. Brennan 3
Mgmt ForForForYesElect Director H. Lawrence Culp, Jr. 4
Mgmt ForForForYesElect Director Francisco D'Souza 5
Mgmt ForForForYesElect Director John L. Flannery 6
Mgmt ForForForYesElect Director Edward P. Garden 7
Mgmt ForForForYesElect Director Thomas W. Horton 8
Mgmt ForForForYesElect Director Risa Lavizzo-Mourey 9
Mgmt ForForForYesElect Director James J. Mulva 10
Mgmt ForForForYesElect Director Leslie F. Seidman 11
Mgmt ForForForYesElect Director James S. Tisch 12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
13
Mgmt ForForForYesAmend Nonqualified Employee Stock Purchase Plan
14
Mgmt ForForForYesRatify KPMG LLP as Auditors 15
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 16
SH AgainstAgainstAgainstYesProvide for Cumulative Voting 17
SH AgainstAgainstAgainstYesAdjust Executive Compensation Metrics for Share Buybacks
18
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 19
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
General Electric Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Stock Buybacks 20
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 21
Marathon Petroleum Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 56585A102
Ticker: MPC
Primary CUSIP: 56585A102 Primary ISIN: US56585A1025 Primary SEDOL: B3K3L40
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Abdulaziz F. Alkhayyal Mgmt Yes For For For
Mgmt ForForForYesElect Director Donna A. James 1b
Mgmt ForForForYesElect Director James E. Rohr 1c
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Bylaws
5
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Charter
6
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
7
Newmont Mining Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 651639106
Ticker: NEM
Primary CUSIP: 651639106 Primary ISIN: US6516391066 Primary SEDOL: 2636607
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Newmont Mining Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gregory H. Boyce Mgmt Yes For For For
Mgmt ForForForYesElect Director Bruce R. Brook 1.2
Mgmt ForForForYesElect Director J. Kofi Bucknor 1.3
Mgmt ForForForYesElect Director Joseph A. Carrabba 1.4
Mgmt ForForForYesElect Director Noreen Doyle 1.5
Mgmt ForForForYesElect Director Gary J. Goldberg 1.6
Mgmt ForForForYesElect Director Veronica M. Hagen 1.7
Mgmt ForForForYesElect Director Sheri E. Hickok 1.8
Mgmt ForForForYesElect Director Rene Medori 1.9
Mgmt ForForForYesElect Director Jane Nelson 1.10
Mgmt ForForForYesElect Director Julio M. Quintana 1.11
Mgmt ForForForYesElect Director Molly P. Zhang 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Public Storage
Meeting Date: 04/25/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74460D109
Ticker: PSA
Primary CUSIP: 74460D109 Primary ISIN: US74460D1090 Primary SEDOL: 2852533
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald L. Havner, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Tamara Hughes Gustavson 1.2
Mgmt ForForForYesElect Director Uri P. Harkham 1.3
Mgmt ForForForYesElect Director Leslie S. Heisz 1.4
Mgmt ForForForYesElect Director B. Wayne Hughes, Jr. 1.5
Mgmt ForForForYesElect Director Avedick B. Poladian 1.6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Public Storage
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Gary E. Pruitt 1.7
Mgmt ForForForYesElect Director Ronald P. Spogli 1.8
Mgmt ForForForYesElect Director Daniel C. Staton 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Bylaws 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Regions Financial Corporation
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 7591EP100
Ticker: RF
Primary CUSIP: 7591EP100 Primary ISIN: US7591EP1005 Primary SEDOL: B01R311
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Carolyn H. Byrd Mgmt Yes For For For
Mgmt ForForForYesElect Director Don DeFosset 1b
Mgmt ForForForYesElect Director Samuel A. Di Piazza, Jr. 1c
Mgmt ForForForYesElect Director Eric C. Fast 1d
Mgmt ForForForYesElect Director O. B. Grayson Hall, Jr. 1e
Mgmt ForForForYesElect Director John D. Johns 1f
Mgmt ForForForYesElect Director Ruth Ann Marshall 1g
Mgmt ForForForYesElect Director Susan W. Matlock 1h
Mgmt ForForForYesElect Director John E. Maupin, Jr. 1i
Mgmt ForForForYesElect Director Charles D. McCrary 1j
Mgmt ForForForYesElect Director James T. Prokopanko 1k
Mgmt ForForForYesElect Director Lee J. Styslinger, III 1l
Mgmt ForForForYesElect Director Jose S. Suquet 1m
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Regions Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Textron Inc.
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 883203101
Ticker: TXT
Primary CUSIP: 883203101 Primary ISIN: US8832031012 Primary SEDOL: 2885937
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Scott C. Donnelly Mgmt Yes For For For
Mgmt ForForForYesElect Director Kathleen M. Bader 1b
Mgmt ForForForYesElect Director R. Kerry Clark 1c
Mgmt ForForForYesElect Director James T. Conway 1d
Mgmt ForForForYesElect Director Lawrence K. Fish 1e
Mgmt ForForForYesElect Director Paul E. Gagne 1f
Mgmt ForForForYesElect Director Ralph D. Heath 1g
Mgmt ForForForYesElect Director Deborah Lee James 1h
Mgmt ForForForYesElect Director Lloyd G. Trotter 1i
Mgmt ForForForYesElect Director James L. Ziemer 1j
Mgmt ForForForYesElect Director Maria T. Zuber 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstYesEstablish Term Limits for Directors 5
The Coca-Cola Company
Meeting Date: 04/25/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 191216100
Ticker: KO
Primary CUSIP: 191216100 Primary ISIN: US1912161007 Primary SEDOL: 2206657
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Coca-Cola Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Herbert A. Allen Mgmt Yes For For For
Mgmt ForForForYesElect Director Ronald W. Allen 1.2
Mgmt ForForForYesElect Director Marc Bolland 1.3
Mgmt ForForForYesElect Director Ana Botin 1.4
Mgmt ForForForYesElect Director Richard M. Daley 1.5
Mgmt ForForForYesElect Director Christopher C. Davis 1.6
Mgmt ForForForYesElect Director Barry Diller 1.7
Mgmt ForForForYesElect Director Helene D. Gayle 1.8
Mgmt ForForForYesElect Director Alexis M. Herman 1.9
Mgmt ForForForYesElect Director Muhtar Kent 1.10
Mgmt ForForForYesElect Director Robert A. Kotick 1.11
Mgmt ForForForYesElect Director Maria Elena Lagomasino 1.12
Mgmt ForForForYesElect Director Sam Nunn 1.13
Mgmt ForForForYesElect Director James Quincey 1.14
Mgmt ForForForYesElect Director Caroline J. Tsay 1.15
Mgmt ForForForYesElect Director David B. Weinberg 1.16
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
W.W. Grainger, Inc.
Meeting Date: 04/25/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 384802104
Ticker: GWW
Primary CUSIP: 384802104 Primary ISIN: US3848021040 Primary SEDOL: 2380863
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Adkins Mgmt Yes For For For
Mgmt ForForForYesElect Director Brian P. Anderson 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
W.W. Grainger, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director V. Ann Hailey 1.3
Mgmt ForForForYesElect Director Stuart Levenick 1.4
Mgmt ForForForYesElect Director D.G. Macpherson 1.5
Mgmt ForForForYesElect Director Neil S. Novich 1.6
Mgmt ForForForYesElect Director Beatriz R. Perez 1.7
Mgmt ForForForYesElect Director Michael J. Roberts 1.8
Mgmt ForForForYesElect Director E. Scott Santi 1.9
Mgmt ForForForYesElect Director James D. Slavik 1.10
Mgmt ForForForYesElect Director Lucas E. Watson 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Aptiv PLC
Meeting Date: 04/26/2018
Record Date: 02/28/2018
Country: Jersey
Meeting Type: Annual
Primary Security ID: G6095L109
Ticker: APTV
Primary CUSIP: N/A Primary ISIN: JE00B783TY65 Primary SEDOL: B783TY6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Elect Director Kevin P. Clark Mgmt Yes For For For
Mgmt ForForForYesElect Director Nancy E. Cooper 2
Mgmt ForForForYesElect Director Frank J. Dellaquila 3
Mgmt ForForForYesElect Director Nicholas M. Donofrio 4
Mgmt ForForForYesElect Director Mark P. Frissora 5
Mgmt ForForForYesElect Director Rajiv L. Gupta 6
Mgmt ForForForYesElect Director Sean O. Mahoney 7
Mgmt ForForForYesElect Director Colin J. Parris 8
Mgmt ForForForYesElect Director Ana G. Pinczuk 9
Mgmt ForForForYesElect Director Thomas W. Sidlik 10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Aptiv PLC
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Lawrence A. Zimmerman 11
Mgmt ForForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
13
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 14
Avery Dennison Corporation
Meeting Date: 04/26/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 053611109
Ticker: AVY
Primary CUSIP: 053611109 Primary ISIN: US0536111091 Primary SEDOL: 2066408
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradley A. Alford Mgmt Yes For For For
Mgmt ForForForYesElect Director Anthony K. Anderson 1b
Mgmt ForForForYesElect Director Peter K. Barker 1c
Mgmt ForForForYesElect Director Mitchell R. Butier 1d
Mgmt ForForForYesElect Director Ken C. Hicks 1e
Mgmt ForForForYesElect Director Andres A. Lopez 1f
Mgmt ForForForYesElect Director David E.I. Pyott 1g
Mgmt ForForForYesElect Director Dean A. Scarborough 1h
Mgmt ForForForYesElect Director Patrick T. Siewert 1i
Mgmt ForForForYesElect Director Julia A. Stewart 1j
Mgmt ForForForYesElect Director Martha N. Sullivan 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CenterPoint Energy, Inc.
Meeting Date: 04/26/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 15189T107
Ticker: CNP
Primary CUSIP: 15189T107 Primary ISIN: US15189T1079 Primary SEDOL: 2440637
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie D. Biddle Mgmt Yes For For For
Mgmt ForForForYesElect Director Milton Carroll 1b
Mgmt ForForForYesElect Director Scott J. McLean 1c
Mgmt ForForForYesElect Director Martin H. Nesbitt 1d
Mgmt ForForForYesElect Director Theodore F. Pound 1e
Mgmt ForForForYesElect Director Scott M. Prochazka 1f
Mgmt ForForForYesElect Director Susan O. Rheney 1g
Mgmt ForForForYesElect Director Phillip R. Smith 1h
Mgmt ForForForYesElect Director John W. Somerhalder, II 1i
Mgmt ForForForYesElect Director Peter S. Wareing 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Citizens Financial Group, Inc.
Meeting Date: 04/26/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 174610105
Ticker: CFG
Primary CUSIP: 174610105 Primary ISIN: US1746101054 Primary SEDOL: BQRX1X3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce Van Saun Mgmt Yes For For For
Mgmt ForForForYesElect Director Mark Casady 1.2
Mgmt ForForForYesElect Director Christine M. Cumming 1.3
Mgmt ForForForYesElect Director Anthony Di Iorio 1.4
Mgmt ForForForYesElect Director William P. Hankowsky 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Citizens Financial Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Howard W. Hanna, III 1.6
Mgmt ForForForYesElect Director Leo I. ("Lee") Higdon 1.7
Mgmt ForForForYesElect Director Charles J. ("Bud") Koch 1.8
Mgmt ForForForYesElect Director Arthur F. Ryan 1.9
Mgmt ForForForYesElect Director Shivan S. Subramaniam 1.10
Mgmt ForForForYesElect Director Wendy A. Watson 1.11
Mgmt ForForForYesElect Director Marita Zuraitis 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Corning Incorporated
Meeting Date: 04/26/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 219350105
Ticker: GLW
Primary CUSIP: 219350105 Primary ISIN: US2193501051 Primary SEDOL: 2224701
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald W. Blair Mgmt Yes For For For
Mgmt ForForForYesElect Director Stephanie A. Burns 1.2
Mgmt ForForForYesElect Director John A. Canning, Jr. 1.3
Mgmt ForForForYesElect Director Richard T. Clark 1.4
Mgmt ForForForYesElect Director Robert F. Cummings, Jr. 1.5
Mgmt ForForForYesElect Director Deborah A. Henretta 1.6
Mgmt ForForForYesElect Director Daniel P. Huttenlocher 1.7
Mgmt ForForForYesElect Director Kurt M. Landgraf 1.8
Mgmt ForForForYesElect Director Kevin J. Martin 1.9
Mgmt ForForForYesElect Director Deborah D. Rieman 1.10
Mgmt ForForForYesElect Director Hansel E. Tookes, II 1.11
Mgmt ForForForYesElect Director Wendell P. Weeks 1.12
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Corning Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mark S. Wrighton 1.13
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Edison International
Meeting Date: 04/26/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 281020107
Ticker: EIX
Primary CUSIP: 281020107 Primary ISIN: US2810201077 Primary SEDOL: 2829515
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael C. Camunez Mgmt Yes For For For
Mgmt ForForForYesElect Director Vanessa C.L. Chang 1b
Mgmt ForForForYesElect Director James T. Morris 1c
Mgmt ForForForYesElect Director Timothy T. O'Toole 1d
Mgmt ForForForYesElect Director Pedro J. Pizarro 1e
Mgmt ForForForYesElect Director Linda G. Stuntz 1f
Mgmt ForForForYesElect Director William P. Sullivan 1g
Mgmt ForForForYesElect Director Ellen O. Tauscher 1h
Mgmt ForForForYesElect Director Peter J. Taylor 1i
Mgmt ForForForYesElect Director Brett White 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
HCA Healthcare, Inc.
Meeting Date: 04/26/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 40412C101
Ticker: HCA
Primary CUSIP: 40412C101 Primary ISIN: US40412C1018 Primary SEDOL: B4MGBG6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director R. Milton Johnson Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert J. Dennis 1b
Mgmt ForForForYesElect Director Nancy-Ann DeParle 1c
Mgmt ForForForYesElect Director Thomas F. Frist, III 1d
Mgmt ForForForYesElect Director William R. Frist 1e
Mgmt ForForForYesElect Director Charles O. Holliday, Jr. 1f
Mgmt ForForForYesElect Director Ann H. Lamont 1g
Mgmt ForForForYesElect Director Geoffrey G. Meyers 1h
Mgmt ForForForYesElect Director Michael W. Michelson 1i
Mgmt ForForForYesElect Director Wayne J. Riley 1j
Mgmt ForForForYesElect Director John W. Rowe 1k
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
HCP, Inc.
Meeting Date: 04/26/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 40414L109
Ticker: HCP
Primary CUSIP: 40414L109 Primary ISIN: US40414L1098 Primary SEDOL: 2417578
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Brian G. Cartwright Mgmt Yes For For For
Mgmt ForForForYesElect Director Christine N. Garvey 1b
Mgmt ForForForYesElect Director David B. Henry 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
HCP, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Thomas M. Herzog 1d
Mgmt ForForForYesElect Director Peter L. Rhein 1e
Mgmt ForForForYesElect Director Joseph P. Sullivan 1f
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Johnson & Johnson
Meeting Date: 04/26/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 478160104
Ticker: JNJ
Primary CUSIP: 478160104 Primary ISIN: US4781601046 Primary SEDOL: 2475833
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary C. Beckerle Mgmt Yes For For For
Mgmt ForForForYesElect Director D. Scott Davis 1b
Mgmt ForForForYesElect Director Ian E. L. Davis 1c
Mgmt ForForForYesElect Director Jennifer A. Doudna 1d
Mgmt ForForForYesElect Director Alex Gorsky 1e
Mgmt ForForForYesElect Director Mark B. McClellan 1f
Mgmt ForForForYesElect Director Anne M. Mulcahy 1g
Mgmt ForForForYesElect Director William D. Perez 1h
Mgmt ForForForYesElect Director Charles Prince 1i
Mgmt ForForForYesElect Director A. Eugene Washington 1j
Mgmt ForForForYesElect Director Ronald A. Williams 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesProhibit Adjusting Compensation Metrics for Legal or Compliance Costs
4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Lockheed Martin Corporation
Meeting Date: 04/26/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 539830109
Ticker: LMT
Primary CUSIP: 539830109 Primary ISIN: US5398301094 Primary SEDOL: 2522096
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Daniel F. Akerson Mgmt Yes For For For
Mgmt ForForForYesElect Director Nolan D. Archibald 1.2
Mgmt ForForForYesElect Director David B. Burritt 1.3
Mgmt ForForForYesElect Director Bruce A. Carlson 1.4
Mgmt ForForForYesElect Director James O. Ellis, Jr. 1.5
Mgmt ForForForYesElect Director Thomas J. Falk 1.6
Mgmt ForForForYesElect Director Ilene S. Gordon 1.7
Mgmt ForForForYesElect Director Marillyn A. Hewson 1.8
Mgmt ForForForYesElect Director Jeh C. Johnson 1.9
Mgmt ForForForYesElect Director Joseph W. Ralston 1.10
Mgmt ForForForYesElect Director James D. Taiclet, Jr. 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAmend Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
NRG Energy, Inc.
Meeting Date: 04/26/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 629377508
Ticker: NRG
Primary CUSIP: 629377508 Primary ISIN: US6293775085 Primary SEDOL: 2212922
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director E. Spencer Abraham Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NRG Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt NoElect Director Kirbyjon H. Caldwell - Withdrawn Resolution
1b
Mgmt ForForForYesElect Director Matthew Carter, Jr. 1c
Mgmt ForForForYesElect Director Lawrence S. Coben 1d
Mgmt ForForForYesElect Director Heather Cox 1e
Mgmt ForForForYesElect Director Terry G. Dallas 1f
Mgmt ForForForYesElect Director Mauricio Gutierrez 1g
Mgmt ForForForYesElect Director William E. Hantke 1h
Mgmt ForForForYesElect Director Paul W. Hobby 1i
Mgmt ForForForYesElect Director Anne C. Schaumburg 1j
Mgmt ForForForYesElect Director Thomas H. Weidemeyer 1k
Mgmt ForForForYesElect Director C. John Wilder 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH ForForAgainstYesReport on Political Contributions 4
Pfizer Inc.
Meeting Date: 04/26/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 717081103
Ticker: PFE
Primary CUSIP: 717081103 Primary ISIN: US7170811035 Primary SEDOL: 2684703
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dennis A. Ausiello Mgmt Yes For For For
Mgmt ForForForYesElect Director Ronald E. Blaylock 1.2
Mgmt ForForForYesElect Director Albert Bourla 1.3
Mgmt ForForForYesElect Director W. Don Cornwell 1.4
Mgmt ForForForYesElect Director Joseph J. Echevarria 1.5
Mgmt ForForForYesElect Director Helen H. Hobbs 1.6
Mgmt ForForForYesElect Director James M. Kilts 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Pfizer Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Dan R. Littman 1.8
Mgmt ForForForYesElect Director Shantanu Narayen 1.9
Mgmt ForForForYesElect Director Suzanne Nora Johnson 1.10
Mgmt ForForForYesElect Director Ian C. Read 1.11
Mgmt ForForForYesElect Director James C. Smith 1.12
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 6
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 7
Regency Centers Corporation
Meeting Date: 04/26/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 758849103
Ticker: REG
Primary CUSIP: 758849103 Primary ISIN: US7588491032 Primary SEDOL: 2726177
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Martin E. Stein, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Joseph F. Azrack 1b
Mgmt ForForForYesElect Director Bryce Blair 1c
Mgmt ForForForYesElect Director C. Ronald Blankenship 1d
Mgmt ForForForYesElect Director Deirdre J. Evens 1e
Mgmt ForForForYesElect Director Mary Lou Fiala 1f
Mgmt ForForForYesElect Director Peter D. Linneman 1g
Mgmt ForForForYesElect Director David P. O'Connor 1h
Mgmt ForForForYesElect Director Lisa Palmer 1i
Mgmt ForForForYesElect Director John C. Schweitzer 1j
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Regency Centers Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Thomas G. Wattles 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Snap-on Incorporated
Meeting Date: 04/26/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 833034101
Ticker: SNA
Primary CUSIP: 833034101 Primary ISIN: US8330341012 Primary SEDOL: 2818740
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David C. Adams Mgmt Yes For For For
Mgmt ForForForYesElect Director Karen L. Daniel 1.2
Mgmt ForForForYesElect Director Ruth Ann M. Gillis 1.3
Mgmt ForForForYesElect Director James P. Holden 1.4
Mgmt ForForForYesElect Director Nathan J. Jones 1.5
Mgmt ForForForYesElect Director Henry W. Knueppel 1.6
Mgmt ForForForYesElect Director W. Dudley Lehman 1.7
Mgmt ForForForYesElect Director Nicholas T. Pinchuk 1.8
Mgmt ForForForYesElect Director Gregg M. Sherrill 1.9
Mgmt ForForForYesElect Director Donald J. Stebbins 1.10
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
T. Rowe Price Group, Inc.
Meeting Date: 04/26/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74144T108
Ticker: TROW
Primary CUSIP: 74144T108 Primary ISIN: US74144T1088 Primary SEDOL: 2702337
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
T. Rowe Price Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark S. Bartlett Mgmt Yes For For For
Mgmt ForForForYesElect Director Edward C. Bernard 1b
Mgmt ForForForYesElect Director Mary K. Bush 1c
Mgmt ForForForYesElect Director H. Lawrence Culp, Jr. 1d
Mgmt ForForForYesElect Director Freeman A. Hrabowski, III 1e
Mgmt ForForForYesElect Director Robert F. MacLellan 1f
Mgmt ForForForYesElect Director Brian C. Rogers 1g
Mgmt ForForForYesElect Director Olympia J. Snowe 1h
Mgmt ForForForYesElect Director William J. Stromberg 1i
Mgmt ForForForYesElect Director Richard R. Verma 1j
Mgmt ForForForYesElect Director Sandra S. Wijnberg 1k
Mgmt ForForForYesElect Director Alan D. Wilson 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Charter 3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
Texas Instruments Incorporated
Meeting Date: 04/26/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 882508104
Ticker: TXN
Primary CUSIP: 882508104 Primary ISIN: US8825081040 Primary SEDOL: 2885409
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Ralph W. Babb, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Mark A. Blinn 1b
Mgmt ForForForYesElect Director Todd M. Bluedorn 1c
Mgmt ForForForYesElect Director Daniel A. Carp 1d
Mgmt ForForForYesElect Director Janet F. Clark 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Texas Instruments Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Carrie S. Cox 1f
Mgmt ForForForYesElect Director Brian T. Crutcher 1g
Mgmt ForForForYesElect Director Jean M. Hobby 1h
Mgmt ForForForYesElect Director Ronald Kirk 1i
Mgmt ForForForYesElect Director Pamela H. Patsley 1j
Mgmt ForForForYesElect Director Robert E. Sanchez 1k
Mgmt ForForForYesElect Director Richard K. Templeton 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Torchmark Corporation
Meeting Date: 04/26/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 891027104
Ticker: TMK
Primary CUSIP: 891027104 Primary ISIN: US8910271043 Primary SEDOL: 2896713
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles E. Adair Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda L. Addison 1.2
Mgmt ForForForYesElect Director Marilyn A. Alexander 1.3
Mgmt ForForForYesElect Director Cheryl D. Alston 1.4
Mgmt ForForForYesElect Director David L. Boren 1.5
Mgmt ForForForYesElect Director Jane M. Buchan 1.6
Mgmt ForForForYesElect Director Gary L. Coleman 1.7
Mgmt ForForForYesElect Director Larry M. Hutchison 1.8
Mgmt ForForForYesElect Director Robert W. Ingram 1.9
Mgmt ForForForYesElect Director Steven P. Johnson 1.10
Mgmt ForForForYesElect Director Darren M. Rebelez 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Torchmark Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Lamar C. Smith 1.12
Mgmt ForForForYesElect Director Mary E. Thigpen 1.13
Mgmt ForForForYesElect Director Paul J. Zucconi 1.14
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Total System Services, Inc.
Meeting Date: 04/26/2018
Record Date: 02/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 891906109
Ticker: TSS
Primary CUSIP: 891906109 Primary ISIN: US8919061098 Primary SEDOL: 2897697
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director F. Thaddeus Arroyo Mgmt Yes For For For
Mgmt ForForForYesElect Director Kriss Cloninger, III 1b
Mgmt ForForForYesElect Director Walter W. Driver, Jr. 1c
Mgmt AgainstReferForYesElect Director Sidney E. Harris 1d
Mgmt ForForForYesElect Director William M. Isaac 1e
Mgmt ForForForYesElect Director Mason H. Lampton 1f
Mgmt ForForForYesElect Director Connie D. McDaniel 1g
Mgmt ForForForYesElect Director Richard A. Smith 1h
Mgmt ForForForYesElect Director Philip W. Tomlinson 1i
Mgmt AgainstReferForYesElect Director John T. Turner 1j
Mgmt ForForForYesElect Director Richard W. Ussery 1k
Mgmt ForForForYesElect Director M. Troy Woods 1l
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Abbott Laboratories
Meeting Date: 04/27/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 002824100
Ticker: ABT
Primary CUSIP: 002824100 Primary ISIN: US0028241000 Primary SEDOL: 2002305
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert J. Alpern Mgmt Yes For For For
Mgmt ForForForYesElect Director Roxanne S. Austin 1.2
Mgmt ForForForYesElect Director Sally E. Blount 1.3
Mgmt ForForForYesElect Director Edward M. Liddy 1.4
Mgmt ForForForYesElect Director Nancy McKinstry 1.5
Mgmt ForForForYesElect Director Phebe N. Novakovic 1.6
Mgmt ForForForYesElect Director William A. Osborn 1.7
Mgmt ForForForYesElect Director Samuel C. Scott, III 1.8
Mgmt ForForForYesElect Director Daniel J. Starks 1.9
Mgmt ForForForYesElect Director John G. Stratton 1.10
Mgmt ForForForYesElect Director Glenn F. Tilton 1.11
Mgmt ForForForYesElect Director Miles D. White 1.12
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
AT&T Inc.
Meeting Date: 04/27/2018
Record Date: 02/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00206R102
Ticker: T
Primary CUSIP: 00206R102 Primary ISIN: US00206R1023 Primary SEDOL: 2831811
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Randall L. Stephenson Mgmt Yes For For For
Mgmt ForForForYesElect Director Samuel A. Di Piazza, Jr. 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
AT&T Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Richard W. Fisher 1.3
Mgmt ForForForYesElect Director Scott T. Ford 1.4
Mgmt ForForForYesElect Director Glenn H. Hutchins 1.5
Mgmt ForForForYesElect Director William E. Kennard 1.6
Mgmt ForForForYesElect Director Michael B. McCallister 1.7
Mgmt ForForForYesElect Director Beth E. Mooney 1.8
Mgmt ForForForYesElect Director Joyce M. Roche 1.9
Mgmt ForForForYesElect Director Matthew K. Rose 1.10
Mgmt ForForForYesElect Director Cynthia B. Taylor 1.11
Mgmt ForForForYesElect Director Laura D'Andrea Tyson 1.12
Mgmt ForForForYesElect Director Geoffrey Y. Yang 1.13
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Stock Purchase and Deferral Plan 4
Mgmt ForForForYesApprove Omnibus Stock Plan 5
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 6
SH AgainstAgainstAgainstYesAmend Proxy Access Right 7
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 8
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 9
Global Payments Inc.
Meeting Date: 04/27/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 37940X102
Ticker: GPN
Primary CUSIP: 37940X102 Primary ISIN: US37940X1028 Primary SEDOL: 2712013
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William I. Jacobs Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director Robert H.B. Baldwin, Jr. 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Global Payments Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Alan M. Silberstein 1.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Kellogg Company
Meeting Date: 04/27/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 487836108
Ticker: K
Primary CUSIP: 487836108 Primary ISIN: US4878361082 Primary SEDOL: 2486813
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carter Cast Mgmt Yes For For For
Mgmt ForForForYesElect Director Zachary Gund 1.2
Mgmt AgainstAgainstForYesElect Director Jim Jenness 1.3
Mgmt ForForForYesElect Director Don Knauss 1.4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
The Boeing Company
Meeting Date: 04/30/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 097023105
Ticker: BA
Primary CUSIP: 097023105 Primary ISIN: US0970231058 Primary SEDOL: 2108601
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert A. Bradway Mgmt Yes For For For
Mgmt ForForForYesElect Director David L. Calhoun 1b
Mgmt ForForForYesElect Director Arthur D. Collins, Jr. 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Boeing Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Kenneth M. Duberstein 1d
Mgmt ForForForYesElect Director Edmund P. Giambastiani, Jr. 1e
Mgmt ForForForYesElect Director Lynn J. Good 1f
Mgmt ForForForYesElect Director Lawrence W. Kellner 1g
Mgmt ForForForYesElect Director Caroline B. Kennedy 1h
Mgmt ForForForYesElect Director Edward M. Liddy 1i
Mgmt ForForForYesElect Director Dennis A. Muilenburg 1j
Mgmt ForForForYesElect Director Susan C. Schwab 1k
Mgmt ForForForYesElect Director Ronald A. Williams 1l
Mgmt ForForForYesElect Director Mike S. Zafirovski 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 6
SH AgainstAgainstAgainstYesRequire Shareholder Approval to Increase Board Size to More Than 14
7
United Technologies Corporation
Meeting Date: 04/30/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 913017109
Ticker: UTX
Primary CUSIP: 913017109 Primary ISIN: US9130171096 Primary SEDOL: 2915500
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd J. Austin, III Mgmt Yes For For For
Mgmt ForForForYesElect Director Diane M. Bryant 1b
Mgmt ForForForYesElect Director John V. Faraci 1c
Mgmt ForForForYesElect Director Jean-Pierre Garnier 1d
Mgmt ForForForYesElect Director Gregory J. Hayes 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
United Technologies Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Ellen J. Kullman 1f
Mgmt ForForForYesElect Director Marshall O. Larsen 1g
Mgmt ForForForYesElect Director Harold W. McGraw, III 1h
Mgmt ForForForYesElect Director Margaret L. O'Sullivan 1i
Mgmt ForForForYesElect Director Fredric G. Reynolds 1j
Mgmt ForForForYesElect Director Brian C. Rogers 1k
Mgmt ForForForYesElect Director Christine Todd Whitman 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Approve Certain Business Combinations
5
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
6
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Meeting Date: 05/01/2018
Record Date: 02/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03748R101
Ticker: AIV
Primary CUSIP: 03748R101 Primary ISIN: US03748R1014 Primary SEDOL: 2057059
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Terry Considine Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas L. Keltner 1.2
Mgmt ForForForYesElect Director J. Landis Martin 1.3
Mgmt ForForForYesElect Director Robert A. Miller 1.4
Mgmt ForForForYesElect Director Kathleen M. Nelson 1.5
Mgmt ForForForYesElect Director Ann Sperling 1.6
Mgmt ForForForYesElect Director Michael A. Stein 1.7
Mgmt ForForForYesElect Director Nina A. Tran 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
APARTMENT INVESTMENT AND MANAGEMENT COMPANY
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesAmend Stock Ownership Limitations 5
Bristol-Myers Squibb Company
Meeting Date: 05/01/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 110122108
Ticker: BMY
Primary CUSIP: 110122108 Primary ISIN: US1101221083 Primary SEDOL: 2126335
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Peter J. Arduini Mgmt Yes For For For
Mgmt ForForForYesElect Director Jose Baselga 1B
Mgmt ForForForYesElect Director Robert J. Bertolini 1C
Mgmt ForForForYesElect Director Giovanni Caforio 1D
Mgmt ForForForYesElect Director Matthew W. Emmens 1E
Mgmt ForForForYesElect Director Michael Grobstein 1F
Mgmt ForForForYesElect Director Alan J. Lacy 1G
Mgmt ForForForYesElect Director Dinesh C. Paliwal 1H
Mgmt ForForForYesElect Director Theodore R. Samuels 1I
Mgmt ForForForYesElect Director Gerald L. Storch 1J
Mgmt ForForForYesElect Director Vicki L. Sato 1K
Mgmt ForForForYesElect Director Karen H. Vousden 1L
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AbstainAgainstAgainstYesReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Exelon Corporation
Meeting Date: 05/01/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30161N101
Ticker: EXC
Primary CUSIP: 30161N101 Primary ISIN: US30161N1019 Primary SEDOL: 2670519
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony K. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Ann C. Berzin 1b
Mgmt ForForForYesElect Director Christopher M. Crane 1c
Mgmt ForForForYesElect Director Yves C. de Balmann 1d
Mgmt ForForForYesElect Director Nicholas DeBenedictis 1e
Mgmt ForForForYesElect Director Linda P. Jojo 1f
Mgmt ForForForYesElect Director Paul L. Joskow 1g
Mgmt ForForForYesElect Director Robert J. Lawless 1h
Mgmt ForForForYesElect Director Richard W. Mies 1i
Mgmt ForForForYesElect Director John W. Rogers, Jr. 1j
Mgmt ForForForYesElect Director Mayo A. Shattuck, III 1k
Mgmt ForForForYesElect Director Stephen D. Steinour 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Fortune Brands Home & Security, Inc.
Meeting Date: 05/01/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 34964C106
Ticker: FBHS
Primary CUSIP: 34964C106 Primary ISIN: US34964C1062 Primary SEDOL: B3MC7D6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Ann F. Hackett Mgmt Yes For For For
Mgmt ForForForYesElect Director John G. Morikis 1b
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Fortune Brands Home & Security, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Ronald V. Waters, III 1c
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Incyte Corporation
Meeting Date: 05/01/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 45337C102
Ticker: INCY
Primary CUSIP: 45337C102 Primary ISIN: US45337C1027 Primary SEDOL: 2471950
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Julian C. Baker Mgmt Yes For For For
Mgmt ForForForYesElect Director Jean-Jacques Bienaime 1.2
Mgmt ForForForYesElect Director Paul A. Brooke 1.3
Mgmt ForForForYesElect Director Paul J. Clancy 1.4
Mgmt ForForForYesElect Director Wendy L. Dixon 1.5
Mgmt ForForForYesElect Director Jacqualyn A. Fouse 1.6
Mgmt ForForForYesElect Director Paul A. Friedman 1.7
Mgmt ForForForYesElect Director Herve Hoppenot 1.8
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
PACCAR Inc
Meeting Date: 05/01/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 693718108
Ticker: PCAR
Primary CUSIP: 693718108 Primary ISIN: US6937181088 Primary SEDOL: 2665861
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PACCAR Inc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Beth E. Ford Mgmt Yes For For For
Mgmt ForForForYesElect Director Kirk S. Hachigian 1.2
Mgmt ForForForYesElect Director Roderick C. McGeary 1.3
Mgmt ForForForYesElect Director Mark A. Schulz 1.4
Mgmt ForForForYesElect Director Mark C. Pigott 1.5
Mgmt AgainstAgainstForYesElect Director Charles R. Williamson 1.6
Mgmt ForForForYesElect Director Ronald E. Armstrong 1.7
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Remove Directors
2
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
3
S&P Global Inc.
Meeting Date: 05/01/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 78409V104
Ticker: SPGI
Primary CUSIP: 78409V104 Primary ISIN: US78409V1044 Primary SEDOL: BYV2325
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marco Alvera Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director William D. Green 1.2
Mgmt ForForForYesElect Director Charles E. Haldeman, Jr. 1.3
Mgmt ForForForYesElect Director Stephanie C. Hill 1.4
Mgmt ForForForYesElect Director Rebecca Jacoby 1.5
Mgmt ForForForYesElect Director Monique F. Leroux 1.6
Mgmt ForForForYesElect Director Maria R. Morris 1.7
Mgmt ForForForYesElect Director Douglas L. Peterson 1.8
Mgmt ForForForYesElect Director Michael Rake 1.9
Mgmt ForForForYesElect Director Edward B. Rust, Jr. 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
S&P Global Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Kurt L. Schmoke 1.11
Mgmt ForForForYesElect Director Richard E. Thornburgh 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Advanced Micro Devices, Inc.
Meeting Date: 05/02/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 007903107
Ticker: AMD
Primary CUSIP: 007903107 Primary ISIN: US0079031078 Primary SEDOL: 2007849
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John E. Caldwell Mgmt Yes For For For
Mgmt ForForForYesElect Director Nora M. Denzel 1b
Mgmt ForForForYesElect Director Mark Durcan 1c
Mgmt ForForForYesElect Director Joseph A. Householder 1d
Mgmt ForForForYesElect Director Michael J. Inglis 1e
Mgmt ForForForYesElect Director John W. Marren 1f
Mgmt ForForForYesElect Director Lisa T. Su 1g
Mgmt ForForForYesElect Director Abhi Y. Talwalkar 1h
Mgmt ForForForYesElect Director Ahmed Yahia 1i
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesIncrease Authorized Common Stock 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Allergan plc
Meeting Date: 05/02/2018
Record Date: 03/06/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G0177J108
Ticker: AGN
Primary CUSIP: 942683103 Primary ISIN: IE00BY9D5467 Primary SEDOL: BY9D546
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Allergan plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Nesli Basgoz Mgmt Yes For For For
Mgmt ForForForYesElect Director Paul M. Bisaro 1b
Mgmt ForForForYesElect Director Joseph H. Boccuzi 1c
Mgmt ForForForYesElect Director Christopher W. Bodine 1d
Mgmt ForForForYesElect Director Adriane M. Brown 1e
Mgmt ForForForYesElect Director Christopher J. Coughlin 1f
Mgmt ForForForYesElect Director Carol Anthony 'John' Davidson 1g
Mgmt ForForForYesElect Director Catherine M. Klema 1h
Mgmt ForForForYesElect Director Peter J. McDonnell 1i
Mgmt ForForForYesElect Director Patrick J. O'Sullivan 1j
Mgmt ForForForYesElect Director Brenton L. Saunders 1k
Mgmt ForForForYesElect Director Fred G. Weiss 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForYesAuthorize Issue of Equity with Pre-emptive Rights
4
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5A
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5B
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 6
Cabot Oil & Gas Corporation
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 127097103
Ticker: COG
Primary CUSIP: 127097103 Primary ISIN: US1270971039 Primary SEDOL: 2162340
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cabot Oil & Gas Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dorothy M. Ables Mgmt Yes For For For
Mgmt ForForForYesElect Director Rhys J. Best 1.2
Mgmt ForForForYesElect Director Robert S. Boswell 1.3
Mgmt ForForForYesElect Director Amanda M. Brock 1.4
Mgmt ForForForYesElect Director Dan O. Dinges 1.5
Mgmt ForForForYesElect Director Robert Kelley 1.6
Mgmt ForForForYesElect Director W. Matt Ralls 1.7
Mgmt ForForForYesElect Director Marcus A. Watts 1.8
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Discover Financial Services
Meeting Date: 05/02/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 254709108
Ticker: DFS
Primary CUSIP: 254709108 Primary ISIN: US2547091080 Primary SEDOL: B1YLC43
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jeffrey S. Aronin Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary K. Bush 1.2
Mgmt ForForForYesElect Director Gregory C. Case 1.3
Mgmt ForForForYesElect Director Candace H. Duncan 1.4
Mgmt ForForForYesElect Director Joseph F. Eazor 1.5
Mgmt ForForForYesElect Director Cynthia A. Glassman 1.6
Mgmt ForForForYesElect Director Thomas G. Maheras 1.7
Mgmt ForForForYesElect Director Michael H. Moskow 1.8
Mgmt ForForForYesElect Director David W. Nelms 1.9
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Discover Financial Services
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mark A. Thierer 1.10
Mgmt ForForForYesElect Director Lawrence A. Weinbach 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstYesAdopt Simple Majority Vote 4
Eversource Energy
Meeting Date: 05/02/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30040W108
Ticker: ES
Primary CUSIP: 30040W108 Primary ISIN: US30040W1080 Primary SEDOL: BVVN4Q8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cotton M. Cleveland Mgmt Yes For For For
Mgmt ForForForYesElect Director Sanford Cloud, Jr. 1.2
Mgmt ForForForYesElect Director James S. DiStasio 1.3
Mgmt ForForForYesElect Director Francis A. Doyle 1.4
Mgmt ForForForYesElect Director James J. Judge 1.5
Mgmt ForForForYesElect Director John Y. Kim 1.6
Mgmt ForForForYesElect Director Kenneth R. Leibler 1.7
Mgmt ForForForYesElect Director William C. Van Faasen 1.8
Mgmt ForForForYesElect Director Frederica M. Williams 1.9
Mgmt ForForForYesElect Director Dennis R. Wraase 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Federal Realty Investment Trust
Meeting Date: 05/02/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 313747206
Ticker: FRT
Primary CUSIP: 313747206 Primary ISIN: US3137472060 Primary SEDOL: 2333931
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jon E. Bortz Mgmt Yes For For For
Mgmt ForForForYesElect Director David W. Faeder 1.2
Mgmt ForForForYesElect Director Elizabeth I. Holland 1.3
Mgmt ForForForYesElect Director Gail P. Steinel 1.4
Mgmt ForForForYesElect Director Warren M. Thompson 1.5
Mgmt ForForForYesElect Director Joseph S. Vassalluzzo 1.6
Mgmt ForForForYesElect Director Donald C. Wood 1.7
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Grant Thornton LLP as Auditors 3
General Dynamics Corporation
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 369550108
Ticker: GD
Primary CUSIP: 369550108 Primary ISIN: US3695501086 Primary SEDOL: 2365161
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James S. Crown Mgmt Yes For For For
Mgmt ForForForYesElect Director Rudy F. deLeon 1b
Mgmt ForForForYesElect Director Lester L. Lyles 1c
Mgmt ForForForYesElect Director Mark M. Malcolm 1d
Mgmt ForForForYesElect Director Phebe N. Novakovic 1e
Mgmt ForForForYesElect Director C. Howard Nye 1f
Mgmt ForForForYesElect Director William A. Osborn 1g
Mgmt ForForForYesElect Director Catherine B. Reynolds 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
General Dynamics Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Laura J. Schumacher 1i
Mgmt ForForForYesElect Director Peter A. Wall 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Huntington Ingalls Industries, Inc.
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 446413106
Ticker: HII
Primary CUSIP: 446413106 Primary ISIN: US4464131063 Primary SEDOL: B40SSC9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Philip M. Bilden Mgmt Yes For For For
Mgmt ForForForYesElect Director Augustus L. Collins 1.2
Mgmt ForForForYesElect Director Kirkland H. Donald 1.3
Mgmt ForForForYesElect Director Thomas B. Fargo 1.4
Mgmt ForForForYesElect Director Victoria D. Harker 1.5
Mgmt ForForForYesElect Director Anastasia D. Kelly 1.6
Mgmt ForForForYesElect Director C. Michael Petters 1.7
Mgmt ForForForYesElect Director Thomas C. Schievelbein 1.8
Mgmt ForForForYesElect Director John K. Welch 1.9
Mgmt ForForForYesElect Director Stephen R. Wilson 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
International Flavors & Fragrances Inc.
Meeting Date: 05/02/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 459506101
Ticker: IFF
Primary CUSIP: 459506101 Primary ISIN: US4595061015 Primary SEDOL: 2464165
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Marcello V. Bottoli Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda Buck 1b
Mgmt ForForForYesElect Director Michael L. Ducker 1c
Mgmt ForForForYesElect Director David R. Epstein 1d
Mgmt ForForForYesElect Director Roger W. Ferguson, Jr. 1e
Mgmt ForForForYesElect Director John F. Ferraro 1f
Mgmt ForForForYesElect Director Andreas Fibig 1g
Mgmt ForForForYesElect Director Christina Gold 1h
Mgmt ForForForYesElect Director Katherine M. Hudson 1i
Mgmt ForForForYesElect Director Dale F. Morrison 1j
Mgmt ForForForYesElect Director Stephen Williamson 1k
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
MGM Resorts International
Meeting Date: 05/02/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 552953101
Ticker: MGM
Primary CUSIP: 552953101 Primary ISIN: US5529531015 Primary SEDOL: 2547419
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert H. Baldwin Mgmt Yes For For For
Mgmt ForForForYesElect Director William A. Bible 1b
Mgmt ForForForYesElect Director Mary Chris Gay 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
MGM Resorts International
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director William W. Grounds 1d
Mgmt ForForForYesElect Director Alexis M. Herman 1e
Mgmt ForForForYesElect Director Roland Hernandez 1f
Mgmt ForForForYesElect Director John Kilroy 1g
Mgmt ForForForYesElect Director Rose McKinney-James 1h
Mgmt ForForForYesElect Director James J. Murren 1i
Mgmt ForForForYesElect Director Gregory M. Spierkel 1j
Mgmt ForForForYesElect Director Jan G. Swartz 1k
Mgmt ForForForYesElect Director Daniel J. Taylor 1l
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
PepsiCo, Inc.
Meeting Date: 05/02/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 713448108
Ticker: PEP
Primary CUSIP: 713448108 Primary ISIN: US7134481081 Primary SEDOL: 2681511
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Shona L. Brown Mgmt Yes For For For
Mgmt ForForForYesElect Director George W. Buckley 1b
Mgmt ForForForYesElect Director Cesar Conde 1c
Mgmt ForForForYesElect Director Ian M. Cook 1d
Mgmt ForForForYesElect Director Dina Dublon 1e
Mgmt ForForForYesElect Director Richard W. Fisher 1f
Mgmt ForForForYesElect Director William R. Johnson 1g
Mgmt ForForForYesElect Director Indra K. Nooyi 1h
Mgmt ForForForYesElect Director David C. Page 1i
Mgmt ForForForYesElect Director Robert C. Pohlad 1j
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PepsiCo, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Daniel Vasella 1k
Mgmt ForForForYesElect Director Darren Walker 1l
Mgmt ForForForYesElect Director Alberto Weisser 1m
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Prologis, Inc.
Meeting Date: 05/02/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74340W103
Ticker: PLD
Primary CUSIP: 74340W103 Primary ISIN: US74340W1036 Primary SEDOL: B44WZD7
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Hamid R. Moghadam Mgmt Yes For For For
Mgmt ForForForYesElect Director Cristina G. Bita 1b
Mgmt ForForForYesElect Director George L. Fotiades 1c
Mgmt ForForForYesElect Director Lydia H. Kennard 1d
Mgmt ForForForYesElect Director J. Michael Losh 1e
Mgmt ForForForYesElect Director Irving F. Lyons, III 1f
Mgmt ForForForYesElect Director David P. O'Connor 1g
Mgmt ForForForYesElect Director Olivier Piani 1h
Mgmt ForForForYesElect Director Jeffrey L. Skelton 1i
Mgmt ForForForYesElect Director Carl B. Webb 1j
Mgmt ForForForYesElect Director William D. Zollars 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Stryker Corporation
Meeting Date: 05/02/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 863667101
Ticker: SYK
Primary CUSIP: 863667101 Primary ISIN: US8636671013 Primary SEDOL: 2853688
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary K. Brainerd Mgmt Yes For For For
Mgmt ForForForYesElect Director Srikant M. Datar 1b
Mgmt ForForForYesElect Director Roch Doliveux 1c
Mgmt ForForForYesElect Director Louise L. Francesconi 1d
Mgmt ForForForYesElect Director Allan C. Golston 1e
Mgmt ForForForYesElect Director Kevin A. Lobo 1f
Mgmt ForForForYesElect Director Sherilyn S. McCoy 1g
Mgmt ForForForYesElect Director Andrew K. Silvernail 1h
Mgmt ForForForYesElect Director Ronda E. Stryker 1i
Mgmt ForForForYesElect Director Rajeev Suri 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Goldman Sachs Group, Inc.
Meeting Date: 05/02/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 38141G104
Ticker: GS
Primary CUSIP: 38141G104 Primary ISIN: US38141G1040 Primary SEDOL: 2407966
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd C. Blankfein Mgmt Yes For For For
Mgmt ForForForYesElect Director M. Michele Burns 1b
Mgmt ForForForYesElect Director Mark A. Flaherty 1c
Mgmt ForForForYesElect Director William W. George 1d
Mgmt ForForForYesElect Director James A. Johnson 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Goldman Sachs Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Ellen J. Kullman 1f
Mgmt ForForForYesElect Director Lakshmi N. Mittal 1g
Mgmt ForForForYesElect Director Adebayo O. Ogunlesi 1h
Mgmt ForForForYesElect Director Peter Oppenheimer 1i
Mgmt ForForForYesElect Director David A. Viniar 1j
Mgmt ForForForYesElect Director Mark O. Winkelman 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstYesAmend Proxy Access Right 6
The Hershey Company
Meeting Date: 05/02/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 427866108
Ticker: HSY
Primary CUSIP: 427866108 Primary ISIN: US4278661081 Primary SEDOL: 2422806
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Pamela M. Arway Mgmt Yes For For For
Mgmt ForForForYesElect Director James W. Brown 1.2
Mgmt ForForForYesElect Director Michele G. Buck 1.3
Mgmt ForForForYesElect Director Charles A. Davis 1.4
Mgmt ForForForYesElect Director Mary Kay Haben 1.5
Mgmt ForForForYesElect Director James C. Katzman 1.6
Mgmt ForForForYesElect Director M. Diane Koken 1.7
Mgmt ForForForYesElect Director Robert M. Malcolm 1.8
Mgmt ForForForYesElect Director Anthony J. Palmer 1.9
Mgmt ForForForYesElect Director Wendy L. Schoppert 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Hershey Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director David L. Shedlarz 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Alaska Air Group, Inc.
Meeting Date: 05/03/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 011659109
Ticker: ALK
Primary CUSIP: 011659109 Primary ISIN: US0116591092 Primary SEDOL: 2012605
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Patricia M. Bedient Mgmt Yes For For For
Mgmt ForForForYesElect Director James A. Beer 1b
Mgmt ForForForYesElect Director Marion C. Blakey 1c
Mgmt ForForForYesElect Director Phyllis J. Campbell 1d
Mgmt ForForForYesElect Director Raymond L. Conner 1e
Mgmt ForForForYesElect Director Dhiren R. Fonseca 1f
Mgmt ForForForYesElect Director Susan J. Li 1g
Mgmt ForForForYesElect Director Helvi K. Sandvik 1h
Mgmt ForForForYesElect Director J. Kenneth Thompson 1i
Mgmt ForForForYesElect Director Bradley D. Tilden 1j
Mgmt ForForForYesElect Director Eric K. Yeaman 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ameren Corporation
Meeting Date: 05/03/2018
Record Date: 02/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 023608102
Ticker: AEE
Primary CUSIP: 023608102 Primary ISIN: US0236081024 Primary SEDOL: 2050832
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Warner L. Baxter Mgmt Yes For For For
Mgmt ForForForYesElect Director Catherine S. Brune 1b
Mgmt ForForForYesElect Director J. Edward Coleman 1c
Mgmt ForForForYesElect Director Ellen M. Fitzsimmons 1d
Mgmt ForForForYesElect Director Rafael Flores 1e
Mgmt ForForForYesElect Director Walter J. Galvin 1f
Mgmt ForForForYesElect Director Richard J. Harshman 1g
Mgmt ForForForYesElect Director Craig S. Ivey 1h
Mgmt ForForForYesElect Director Gayle P. W. Jackson 1i
Mgmt ForForForYesElect Director James C. Johnson 1j
Mgmt ForForForYesElect Director Steven H. Lipstein 1k
Mgmt ForForForYesElect Director Stephen R. Wilson 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesReport on Coal Combustion Residual and Water Impacts
4
Archer-Daniels-Midland Company
Meeting Date: 05/03/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 039483102
Ticker: ADM
Primary CUSIP: 039483102 Primary ISIN: US0394831020 Primary SEDOL: 2047317
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan L. Boeckmann Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Archer-Daniels-Midland Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Michael S. Burke 1.2
Mgmt ForForForYesElect Director Terrell K. Crews 1.3
Mgmt ForForForYesElect Director Pierre Dufour 1.4
Mgmt ForForForYesElect Director Donald E. Felsinger 1.5
Mgmt ForForForYesElect Director Suzan F. Harrison 1.6
Mgmt ForForForYesElect Director Juan R. Luciano 1.7
Mgmt ForForForYesElect Director Patrick J. Moore 1.8
Mgmt ForForForYesElect Director Francisco J. Sanchez 1.9
Mgmt ForForForYesElect Director Debra A. Sandler 1.10
Mgmt ForForForYesElect Director Daniel T. Shih 1.11
Mgmt ForForForYesElect Director Kelvin R. Westbrook 1.12
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
CADENCE DESIGN SYSTEMS, INC.
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 127387108
Ticker: CDNS
Primary CUSIP: 127387108 Primary ISIN: US1273871087 Primary SEDOL: 2302232
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark W. Adams Mgmt Yes For For For
Mgmt ForForForYesElect Director Susan L. Bostrom 1.2
Mgmt ForForForYesElect Director James D. Plummer 1.3
Mgmt ForForForYesElect Director Alberto Sangiovanni-Vincentelli 1.4
Mgmt ForForForYesElect Director John B. Shoven 1.5
Mgmt ForForForYesElect Director Roger S. Siboni 1.6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CADENCE DESIGN SYSTEMS, INC.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Young K. Sohn 1.7
Mgmt ForForForYesElect Director Lip-Bu Tan 1.8
Mgmt ForForForYesElect Director Mary Agnes Wilderotter 1.9
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForYesRatify KPMG LLP as Auditors 5
Capital One Financial Corporation
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 14040H105
Ticker: COF
Primary CUSIP: 14040H105 Primary ISIN: US14040H1059 Primary SEDOL: 2654461
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Richard D. Fairbank Mgmt Yes For For For
Mgmt ForForForYesElect Director Aparna Chennapragada 1B
Mgmt ForForForYesElect Director Ann Fritz Hackett 1C
Mgmt ForForForYesElect Director Lewis Hay, III 1D
Mgmt ForForForYesElect Director Benjamin P. Jenkins, III 1E
Mgmt ForForForYesElect Director Peter Thomas Killalea 1F
Mgmt ForForForYesElect Director Pierre E. Leroy 1G
Mgmt ForForForYesElect Director Peter E. Raskind 1H
Mgmt ForForForYesElect Director Mayo A. Shattuck, III 1I
Mgmt ForForForYesElect Director Bradford H. Warner 1J
Mgmt ForForForYesElect Director Catherine G. West 1K
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Capital One Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Existing Ownership Threshold for Shareholders to Call Special Meeting
4
Church & Dwight Co., Inc.
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 171340102
Ticker: CHD
Primary CUSIP: 171340102 Primary ISIN: US1713401024 Primary SEDOL: 2195841
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Matthew T. Farrell Mgmt Yes For For For
Mgmt ForForForYesElect Director Ravichandra K. Saligram 1b
Mgmt ForForForYesElect Director Robert K. Shearer 1c
Mgmt ForForForYesElect Director Laurie J. Yoler 1d
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Certificate 3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
DTE Energy Company
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 233331107
Ticker: DTE
Primary CUSIP: 233331107 Primary ISIN: US2333311072 Primary SEDOL: 2280220
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gerard M. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director David A. Brandon 1.2
Mgmt ForForForYesElect Director W. Frank Fountain, Jr. 1.3
Mgmt ForForForYesElect Director Charles G. McClure, Jr. 1.4
Mgmt ForForForYesElect Director Gail J. McGovern 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
DTE Energy Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mark A. Murray 1.6
Mgmt ForForForYesElect Director James B. Nicholson 1.7
Mgmt ForForForYesElect Director Josue Robles, Jr. 1.8
Mgmt ForForForYesElect Director Ruth G. Shaw 1.9
Mgmt ForForForYesElect Director Robert C. Skaggs, Jr. 1.10
Mgmt ForForForYesElect Director David A. Thomas 1.11
Mgmt ForForForYesElect Director James H. Vandenberghe 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
SH AgainstAgainstAgainstYesIndependent Economic Analysis of Early Closure of Fermi 2 Nuclear Plant
5
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
6
Duke Energy Corporation
Meeting Date: 05/03/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 26441C204
Ticker: DUK
Primary CUSIP: 26441C204 Primary ISIN: US26441C2044 Primary SEDOL: B7VD3F2
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael G. Browning Mgmt Yes For For For
Mgmt ForForForYesElect Director Theodore F. Craver, Jr. 1.2
Mgmt ForForForYesElect Director Robert M. Davis 1.3
Mgmt ForForForYesElect Director Daniel R. DiMicco 1.4
Mgmt ForForForYesElect Director John H. Forsgren 1.5
Mgmt ForForForYesElect Director Lynn J. Good 1.6
Mgmt ForForForYesElect Director John T. Herron 1.7
Mgmt ForForForYesElect Director James B. Hyler, Jr. 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Duke Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director William E. Kennard 1.9
Mgmt ForForForYesElect Director E. Marie McKee 1.10
Mgmt ForForForYesElect Director Charles W. Moorman, IV 1.11
Mgmt ForForForYesElect Director Carlos A. Saladrigas 1.12
Mgmt ForForForYesElect Director Thomas E. Skains 1.13
Mgmt ForForForYesElect Director William E. Webster, Jr. 1.14
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesEliminate Supermajority Vote Requirement 4
SH AgainstAgainstAgainstYesReport on Benefits of Lobbying 5
Eastman Chemical Company
Meeting Date: 05/03/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 277432100
Ticker: EMN
Primary CUSIP: 277432100 Primary ISIN: US2774321002 Primary SEDOL: 2298386
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Humberto P. Alfonso Mgmt Yes For For For
Mgmt ForForForYesElect Director Brett D. Begemann 1.2
Mgmt ForForForYesElect Director Michael P. Connors 1.3
Mgmt ForForForYesElect Director Mark J. Costa 1.4
Mgmt ForForForYesElect Director Stephen R. Demeritt 1.5
Mgmt ForForForYesElect Director Robert M. Hernandez 1.6
Mgmt ForForForYesElect Director Julie F. Holder 1.7
Mgmt ForForForYesElect Director Renee J. Hornbaker 1.8
Mgmt ForForForYesElect Director Lewis M. Kling 1.9
Mgmt ForForForYesElect Director James J. O'Brien 1.10
Mgmt ForForForYesElect Director David W. Raisbeck 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Eastman Chemical Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Ecolab Inc.
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 278865100
Ticker: ECL
Primary CUSIP: 278865100 Primary ISIN: US2788651006 Primary SEDOL: 2304227
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Douglas M. Baker, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Barbara J. Beck 1b
Mgmt ForForForYesElect Director Leslie S. Biller 1c
Mgmt ForForForYesElect Director Carl M. Casale 1d
Mgmt ForForForYesElect Director Stephen I. Chazen 1e
Mgmt ForForForYesElect Director Jeffrey M. Ettinger 1f
Mgmt ForForForYesElect Director Arthur J. Higgins 1g
Mgmt ForForForYesElect Director Michael Larson 1h
Mgmt ForForForYesElect Director David W. MacLennan 1i
Mgmt ForForForYesElect Director Tracy B. McKibben 1j
Mgmt ForForForYesElect Director Victoria J. Reich 1k
Mgmt ForForForYesElect Director Suzanne M. Vautrinot 1l
Mgmt ForForForYesElect Director John J. Zillmer 1m
Mgmt ForForForYesRatify Pricewaterhouse Coopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Equifax Inc.
Meeting Date: 05/03/2018
Record Date: 03/30/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 294429105
Ticker: EFX
Primary CUSIP: 294429105 Primary ISIN: US2944291051 Primary SEDOL: 2319146
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark W. Begor Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director Mark L. Feidler 1b
Mgmt ForForForYesElect Director G. Thomas Hough 1c
Mgmt ForForForYesElect Director Robert D. Marcus 1d
Mgmt ForForForYesElect Director Siri S. Marshall 1e
Mgmt ForForForYesElect Director Scott A. McGregor 1f
Mgmt ForForForYesElect Director John A. McKinley 1g
Mgmt ForForForYesElect Director Robert W. Selander 1h
Mgmt ForForForYesElect Director Elane B. Stock 1i
Mgmt ForForForYesElect Director Mark B. Templeton 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesReport on Political Contributions 4
Fluor Corporation
Meeting Date: 05/03/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 343412102
Ticker: FLR
Primary CUSIP: 343412102 Primary ISIN: US3434121022 Primary SEDOL: 2696838
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Peter K. Barker Mgmt Yes For For For
Mgmt ForForForYesElect Director Alan M. Bennett 1B
Mgmt ForForForYesElect Director Rosemary T. Berkery 1C
Mgmt ForForForYesElect Director Peter J. Fluor 1D
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Fluor Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director James T. Hackett 1E
Mgmt ForForForYesElect Director Samuel J. Locklear, III 1F
Mgmt ForForForYesElect Director Deborah D. McWhinney 1G
Mgmt ForForForYesElect Director Armando J. Olivera 1H
Mgmt ForForForYesElect Director Matthew K. Rose 1I
Mgmt ForForForYesElect Director David T. Seaton 1J
Mgmt ForForForYesElect Director Nader H. Sultan 1K
Mgmt ForForForYesElect Director Lynn C. Swann 1L
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstYesAdopt Quantitative Company-wide GHG Goals 4
Mettler-Toledo International Inc.
Meeting Date: 05/03/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 592688105
Ticker: MTD
Primary CUSIP: 592688105 Primary ISIN: US5926881054 Primary SEDOL: 2126249
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert F. Spoerry Mgmt Yes For For For
Mgmt ForForForYesElect Director Wah-Hui Chu 1.2
Mgmt ForForForYesElect Director Olivier A. Filliol 1.3
Mgmt ForForForYesElect Director Elisha W. Finney 1.4
Mgmt ForForForYesElect Director Richard Francis 1.5
Mgmt ForForForYesElect Director Constance L. Harvey 1.6
Mgmt ForForForYesElect Director Michael A. Kelly 1.7
Mgmt ForForForYesElect Director Hans Ulrich Maerki 1.8
Mgmt ForForForYesElect Director Thomas P. Salice 1.9
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mettler-Toledo International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Valero Energy Corporation
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 91913Y100
Ticker: VLO
Primary CUSIP: 91913Y100 Primary ISIN: US91913Y1001 Primary SEDOL: 2041364
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director H. Paulett Eberhart Mgmt Yes For For For
Mgmt ForForForYesElect Director Joseph W. Gorder 1B
Mgmt ForForForYesElect Director Kimberly S. Greene 1C
Mgmt ForForForYesElect Director Deborah P. Majoras 1D
Mgmt ForForForYesElect Director Donald L. Nickles 1E
Mgmt ForForForYesElect Director Philip J. Pfeiffer 1F
Mgmt ForForForYesElect Director Robert A. Profusek 1G
Mgmt ForForForYesElect Director Stephen M. Waters 1H
Mgmt ForForForYesElect Director Randall J. Weisenburger 1I
Mgmt ForForForYesElect Director Rayford Wilkins, Jr. 1J
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRemove Supermajority Vote Requirement 4
Mgmt ForForForYesProvide Right to Act by Written Consent 5
Verizon Communications Inc.
Meeting Date: 05/03/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92343V104
Ticker: VZ
Primary CUSIP: 92343V104 Primary ISIN: US92343V1044 Primary SEDOL: 2090571
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Verizon Communications Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt Yes For For For
Mgmt ForForForYesElect Director Mark T. Bertolini 1.2
Mgmt ForForForYesElect Director Richard L. Carrion 1.3
Mgmt ForForForYesElect Director Melanie L. Healey 1.4
Mgmt ForForForYesElect Director M. Frances Keeth 1.5
Mgmt ForForForYesElect Director Lowell C. McAdam 1.6
Mgmt ForForForYesElect Director Clarence Otis, Jr. 1.7
Mgmt ForForForYesElect Director Rodney E. Slater 1.8
Mgmt ForForForYesElect Director Kathryn A. Tesija 1.9
Mgmt ForForForYesElect Director Gregory D. Wasson 1.10
Mgmt ForForForYesElect Director Gregory G. Weaver 1.11
Mgmt ForForForYesRatify Ernst & Young as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Bylaws -- Call Special Meetings 4
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 6
SH AgainstAgainstAgainstYesAssess Feasibility of Cyber Security and Data Privacy as a Performance Measure for Senior Executive Compensation
7
SH AgainstAgainstAgainstYesClawback of Incentive Payments 8
SH AgainstAgainstAgainstYesEliminate Above-Market Earnings in Executive Retirement Plans
9
WEC Energy Group, Inc.
Meeting Date: 05/03/2018
Record Date: 02/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92939U106
Ticker: WEC
Primary CUSIP: 92939U106 Primary ISIN: US92939U1060 Primary SEDOL: BYY8XK8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
WEC Energy Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt Yes For For For
Mgmt ForForForYesElect Director Barbara L. Bowles 1.2
Mgmt ForForForYesElect Director William J. Brodsky 1.3
Mgmt ForForForYesElect Director Albert J. Budney, Jr. 1.4
Mgmt ForForForYesElect Director Patricia W. Chadwick 1.5
Mgmt ForForForYesElect Director Curt S. Culver 1.6
Mgmt ForForForYesElect Director Danny L. Cunningham 1.7
Mgmt ForForForYesElect Director William M. Farrow, III 1.8
Mgmt ForForForYesElect Director Thomas J. Fischer 1.9
Mgmt ForForForYesElect Director Gale E. Klappa 1.10
Mgmt ForForForYesElect Director Henry W. Knueppel 1.11
Mgmt ForForForYesElect Director Allen L. Leverett 1.12
Mgmt ForForForYesElect Director Ulice Payne, Jr. 1.13
Mgmt ForForForYesElect Director Mary Ellen Stanek 1.14
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Welltower Inc.
Meeting Date: 05/03/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 95040Q104
Ticker: WELL
Primary CUSIP: 95040Q104 Primary ISIN: US95040Q1040 Primary SEDOL: BYVYHH4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kenneth J. Bacon Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas J. DeRosa 1b
Mgmt ForForForYesElect Director Jeffrey H. Donahue 1c
Mgmt ForForForYesElect Director Geoffrey G. Meyers 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Welltower Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Timothy J. Naughton 1e
Mgmt ForForForYesElect Director Sharon M. Oster 1f
Mgmt ForForForYesElect Director Judith C. Pelham 1g
Mgmt ForForForYesElect Director Sergio D. Rivera 1h
Mgmt ForForForYesElect Director R. Scott Trumbull 1i
Mgmt ForForForYesElect Director Gary Whitelaw 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
4
AbbVie Inc.
Meeting Date: 05/04/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00287Y109
Ticker: ABBV
Primary CUSIP: 00287Y109 Primary ISIN: US00287Y1091 Primary SEDOL: B92SR70
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roxanne S. Austin Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard A. Gonzalez 1.2
Mgmt ForForForYesElect Director Rebecca B. Roberts 1.3
Mgmt ForForForYesElect Director Glenn F. Tilton 1.4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesDeclassify the Board of Directors 5
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Bylaws
6
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 7
SH ForForAgainstYesRequire Independent Board Chairman 8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
AbbVie Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
9
Andeavor
Meeting Date: 05/04/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03349M105
Ticker: ANDV
Primary CUSIP: 03349M105 Primary ISIN: US03349M1053 Primary SEDOL: BF0G7N4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney F. Chase Mgmt Yes For For For
Mgmt ForForForYesElect Director Paul L. Foster 1.2
Mgmt ForForForYesElect Director Edward G. Galante 1.3
Mgmt ForForForYesElect Director Gregory J. Goff 1.4
Mgmt ForForForYesElect Director David Lilley 1.5
Mgmt ForForForYesElect Director Mary Pat McCarthy 1.6
Mgmt ForForForYesElect Director J.W. Nokes 1.7
Mgmt ForForForYesElect Director William H. Schumann, III 1.8
Mgmt ForForForYesElect Director Jeff A. Stevens 1.9
Mgmt ForForForYesElect Director Susan Tomasky 1.10
Mgmt ForForForYesElect Director Michael E. Wiley 1.11
Mgmt ForForForYesElect Director Patrick Y. Yang 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
CMS Energy Corporation
Meeting Date: 05/04/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 125896100
Ticker: CMS
Primary CUSIP: 125896100 Primary ISIN: US1258961002 Primary SEDOL: 2219224
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CMS Energy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jon E. Barfield Mgmt Yes For For For
Mgmt ForForForYesElect Director Deborah H. Butler 1b
Mgmt ForForForYesElect Director Kurt L. Darrow 1c
Mgmt ForForForYesElect Director Stephen E. Ewing 1d
Mgmt ForForForYesElect Director William D. Harvey 1e
Mgmt ForForForYesElect Director Patricia K. Poppe 1f
Mgmt ForForForYesElect Director John G. Russell 1g
Mgmt ForForForYesElect Director Myrna M. Soto 1h
Mgmt ForForForYesElect Director John G. Sznewajs 1i
Mgmt ForForForYesElect Director Laura H. Wright 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstYesReport on Political Contributions 4
Dover Corporation
Meeting Date: 05/04/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 260003108
Ticker: DOV
Primary CUSIP: 260003108 Primary ISIN: US2600031080 Primary SEDOL: 2278407
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter T. Francis Mgmt Yes For For For
Mgmt ForForForYesElect Director Kristiane C. Graham 1b
Mgmt ForForForYesElect Director Michael F. Johnston 1c
Mgmt ForForForYesElect Director Richard K. Lochridge 1d
Mgmt ForForForYesElect Director Eric A. Spiegel 1e
Mgmt ForForForYesElect Director Richard J. Tobin 1f
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Dover Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Stephen M. Todd 1g
Mgmt ForForForYesElect Director Stephen K. Wagner 1h
Mgmt ForForForYesElect Director Keith E. Wandell 1i
Mgmt ForForForYesElect Director Mary A. Winston 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Article 15 of the Charter
4
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Article 16 of the Charter
5
Entergy Corporation
Meeting Date: 05/04/2018
Record Date: 03/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 29364G103
Ticker: ETR
Primary CUSIP: 29364G103 Primary ISIN: US29364G1031 Primary SEDOL: 2317087
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John R. Burbank Mgmt Yes For For For
Mgmt ForForForYesElect Director Patrick J. Condon 1b
Mgmt ForForForYesElect Director Leo P. Denault 1c
Mgmt ForForForYesElect Director Kirkland H. Donald 1d
Mgmt ForForForYesElect Director Philip L. Frederickson 1e
Mgmt ForForForYesElect Director Alexis M. Herman 1f
Mgmt ForForForYesElect Director Stuart L. Levenick 1g
Mgmt ForForForYesElect Director Blanche Lambert Lincoln 1h
Mgmt ForForForYesElect Director Karen A. Puckett 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Entergy Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Distributed Renewable Generation Resources
4
Illinois Tool Works Inc.
Meeting Date: 05/04/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 452308109
Ticker: ITW
Primary CUSIP: 452308109 Primary ISIN: US4523081093 Primary SEDOL: 2457552
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel J. Brutto Mgmt Yes For For For
Mgmt ForForForYesElect Director Susan Crown 1b
Mgmt ForForForYesElect Director James W. Griffith 1c
Mgmt ForForForYesElect Director Jay L. Henderson 1d
Mgmt ForForForYesElect Director Richard H. Lenny 1e
Mgmt ForForForYesElect Director E. Scott Santi 1f
Mgmt ForForForYesElect Director James A. Skinner 1g
Mgmt ForForForYesElect Director David B. Smith, Jr. 1h
Mgmt ForForForYesElect Director Pamela B. Strobel 1i
Mgmt ForForForYesElect Director Kevin M. Warren 1j
Mgmt ForForForYesElect Director Anre D. Williams 1k
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstYesAdopt and Report on Science-Based GHG Emissions Reduction Targets
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Marriott International, Inc.
Meeting Date: 05/04/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 571903202
Ticker: MAR
Primary CUSIP: 571903202 Primary ISIN: US5719032022 Primary SEDOL: 2210614
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director J.W. Marriott, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary K. Bush 1.2
Mgmt ForForForYesElect Director Bruce W. Duncan 1.3
Mgmt ForForForYesElect Director Deborah Marriott Harrison 1.4
Mgmt ForForForYesElect Director Frederick A. 'Fritz' Henderson 1.5
Mgmt ForForForYesElect Director Eric Hippeau 1.6
Mgmt ForForForYesElect Director Lawrence W. Kellner 1.7
Mgmt ForForForYesElect Director Debra L. Lee 1.8
Mgmt ForForForYesElect Director Aylwin B. Lewis 1.9
Mgmt ForForForYesElect Director George Munoz 1.10
Mgmt ForForForYesElect Director Steven S. Reinemund 1.11
Mgmt ForForForYesElect Director W. Mitt Romney 1.12
Mgmt ForForForYesElect Director Susan C. Schwab 1.13
Mgmt ForForForYesElect Director Arne M. Sorenson 1.14
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesProvide Right to Call Special Meeting 4
SH ForForAgainstYesAmend Bylaws -- Call Special Meetings 5
SH ForForAgainstYesAdopt Simple Majority Vote 6
Occidental Petroleum Corporation
Meeting Date: 05/04/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 674599105
Ticker: OXY
Primary CUSIP: 674599105 Primary ISIN: US6745991058 Primary SEDOL: 2655408
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Occidental Petroleum Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Spencer Abraham Mgmt Yes For For For
Mgmt ForForForYesElect Director Howard I. Atkins 1b
Mgmt ForForForYesElect Director Eugene L. Batchelder 1c
Mgmt ForForForYesElect Director John E. Feick 1d
Mgmt ForForForYesElect Director Margaret M. Foran 1e
Mgmt ForForForYesElect Director Carlos M. Gutierrez 1f
Mgmt ForForForYesElect Director Vicki Hollub 1g
Mgmt ForForForYesElect Director William R. Klesse 1h
Mgmt ForForForYesElect Director Jack B. Moore 1i
Mgmt ForForForYesElect Director Avedick B. Poladian 1j
Mgmt ForForForYesElect Director Elisse B. Walter 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
Perrigo Company plc
Meeting Date: 05/04/2018
Record Date: 03/06/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G97822103
Ticker: PRGO
Primary CUSIP: 714290103 Primary ISIN: IE00BGH1M568 Primary SEDOL: BGH1M56
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bradley A. Alford Mgmt Yes For For For
Mgmt ForForForYesElect Director Laurie Brlas 1.2
Mgmt ForForForYesElect Director Rolf A. Classon 1.3
Mgmt ForForForYesElect Director Gary M. Cohen 1.4
Mgmt ForForForYesElect Director Adriana Karaboutis 1.5
Mgmt ForForForYesElect Director Jeffrey B. Kindler 1.6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Perrigo Company plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Donal O'Connor 1.7
Mgmt ForForForYesElect Director Geoffrey M. Parker 1.8
Mgmt ForForForYesElect Director Uwe F. Roehrhoff 1.9
Mgmt ForForForYesElect Director Theodore R. Samuels 1.10
Mgmt ForForForYesElect Director Jeffrey C. Smith 1.11
Mgmt ForForForYesApprove Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAuthorise Issue of Equity with Pre-emptive Rights
4
Mgmt ForForForYesAuthorise Issue of Equity without Pre-emptive Rights
5
Berkshire Hathaway Inc.
Meeting Date: 05/05/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 084670702
Ticker: BRK.B
Primary CUSIP: 084670702 Primary ISIN: US0846707026 Primary SEDOL: 2073390
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Warren E. Buffett Mgmt Yes For For For
Mgmt WithholdWithholdForYesElect Director Charles T. Munger 1.2
Mgmt WithholdWithholdForYesElect Director Gregory E. Abel 1.3
Mgmt WithholdWithholdForYesElect Director Howard G. Buffett 1.4
Mgmt ForForForYesElect Director Stephen B. Burke 1.5
Mgmt ForForForYesElect Director Susan L. Decker 1.6
Mgmt ForForForYesElect Director William H. Gates, III 1.7
Mgmt ForForForYesElect Director David S. Gottesman 1.8
Mgmt ForForForYesElect Director Charlotte Guyman 1.9
Mgmt WithholdWithholdForYesElect Director Ajit Jain 1.10
Mgmt ForForForYesElect Director Thomas S. Murphy 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Berkshire Hathaway Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForYesElect Director Ronald L. Olson 1.12
Mgmt WithholdWithholdForYesElect Director Walter Scott, Jr. 1.13
Mgmt ForForForYesElect Director Meryl B. Witmer 1.14
SH ForForAgainstYesReport on Methane Emissions Management, Including Reduction Targets
2
SH ForForAgainstYesReport on Sustainability 3
Cincinnati Financial Corporation
Meeting Date: 05/05/2018
Record Date: 03/07/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 172062101
Ticker: CINF
Primary CUSIP: 172062101 Primary ISIN: US1720621010 Primary SEDOL: 2196888
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William F. Bahl Mgmt Yes For Refer Against
Mgmt ForForForYesElect Director Gregory T. Bier 1.2
Mgmt ForForForYesElect Director Linda W. Clement-Holmes 1.3
Mgmt ForForForYesElect Director Dirk J. Debbink 1.4
Mgmt ForForForYesElect Director Steven J. Johnston 1.5
Mgmt AgainstReferForYesElect Director Kenneth C. Lichtendahl 1.6
Mgmt AgainstReferForYesElect Director W. Rodney McMullen 1.7
Mgmt ForForForYesElect Director David P. Osborn 1.8
Mgmt ForForForYesElect Director Gretchen W. Price 1.9
Mgmt ForForForYesElect Director Thomas R. Schiff 1.10
Mgmt ForForForYesElect Director Douglas S. Skidmore 1.11
Mgmt ForForForYesElect Director Kenneth W. Stecher 1.12
Mgmt ForForForYesElect Director John F. Steele, Jr. 1.13
Mgmt ForForForYesElect Director Larry R. Webb 1.14
Mgmt ForForForYesProvide Proxy Access Right 2
Mgmt ForForForYesApprove Non-Employee Director Restricted Stock Plan
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cincinnati Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 5
Aflac Incorporated
Meeting Date: 05/07/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 001055102
Ticker: AFL
Primary CUSIP: 001055102 Primary ISIN: US0010551028 Primary SEDOL: 2026361
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Daniel P. Amos Mgmt Yes For For For
Mgmt ForForForYesElect Director W. Paul Bowers 1b
Mgmt ForForForYesElect Director Toshihiko Fukuzawa 1c
Mgmt ForForForYesElect Director Douglas W. Johnson 1d
Mgmt ForForForYesElect Director Robert B. Johnson 1e
Mgmt ForForForYesElect Director Thomas J. Kenny 1f
Mgmt ForForForYesElect Director Karole F. Lloyd 1g
Mgmt ForForForYesElect Director Joseph L. Moskowitz 1h
Mgmt ForForForYesElect Director Barbara K. Rimer 1i
Mgmt ForForForYesElect Director Katherine T. Rohrer 1j
Mgmt ForForForYesElect Director Melvin T. Stith 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
American Express Company
Meeting Date: 05/07/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 025816109
Ticker: AXP
Primary CUSIP: 025816109 Primary ISIN: US0258161092 Primary SEDOL: 2026082
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
American Express Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Charlene Barshefsky Mgmt Yes For For For
Mgmt ForForForYesElect Director John J. Brennan 1b
Mgmt ForForForYesElect Director Peter Chernin 1c
Mgmt ForForForYesElect Director Ralph de la Vega 1d
Mgmt ForForForYesElect Director Anne L. Lauvergeon 1e
Mgmt ForForForYesElect Director Michael O. Leavitt 1f
Mgmt ForForForYesElect Director Theodore J. Leonsis 1g
Mgmt ForForForYesElect Director Richard C. Levin 1h
Mgmt ForForForYesElect Director Samuel J. Palmisano 1i
Mgmt ForForForYesElect Director Stephen J. Squeri 1j
Mgmt ForForForYesElect Director Daniel L. Vasella 1k
Mgmt ForForForYesElect Director Ronald A. Williams 1l
Mgmt ForForForYesElect Director Christopher D. Young 1m
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
DISH Network Corporation
Meeting Date: 05/07/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 25470M109
Ticker: DISH
Primary CUSIP: 25470M109 Primary ISIN: US25470M1099 Primary SEDOL: 2303581
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director George R. Brokaw Mgmt Yes For For For
Mgmt WithholdWithholdForYesElect Director James DeFranco 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
DISH Network Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForYesElect Director Cantey M. Ergen 1.3
Mgmt WithholdWithholdForYesElect Director Charles W. Ergen 1.4
Mgmt ForForForYesElect Director Charles M. Lillis 1.5
Mgmt ForForForYesElect Director Afshin Mohebbi 1.6
Mgmt WithholdWithholdForYesElect Director David K. Moskowitz 1.7
Mgmt WithholdReferForYesElect Director Tom A. Ortolf 1.8
Mgmt WithholdWithholdForYesElect Director Carl E. Vogel 1.9
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
3
Eli Lilly and Company
Meeting Date: 05/07/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 532457108
Ticker: LLY
Primary CUSIP: 532457108 Primary ISIN: US5324571083 Primary SEDOL: 2516152
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Katherine Baicker Mgmt Yes For For For
Mgmt ForForForYesElect Director J. Erik Fyrwald 1b
Mgmt ForForForYesElect Director Jamere Jackson 1c
Mgmt ForForForYesElect Director Ellen R. Marram 1d
Mgmt ForForForYesElect Director Jackson P. Tai 1e
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesDeclassify the Board of Directors 4
Mgmt ForForForYesEliminate Supermajority Vote Requirement 5
Mgmt ForForForYesAmend Omnibus Stock Plan 6
SH AgainstAgainstAgainstYesSupport the Descheduling of Cannabis 7
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Eli Lilly and Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Policies and Practices Regarding Contract Animal Laboratories
9
SH AgainstAgainstAgainstYesReport on Integrating Drug Pricing Risks into Incentive Compensation Plans
10
International Paper Company
Meeting Date: 05/07/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 460146103
Ticker: IP
Primary CUSIP: 460146103 Primary ISIN: US4601461035 Primary SEDOL: 2465254
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director David J. Bronczek Mgmt Yes For For For
Mgmt ForForForYesElect Director William J. Burns 1b
Mgmt ForForForYesElect Director Christopher M. Connor 1c
Mgmt ForForForYesElect Director Ahmet C. Dorduncu 1d
Mgmt ForForForYesElect Director Ilene S. Gordon 1e
Mgmt ForForForYesElect Director Jacqueline C. Hinman 1f
Mgmt ForForForYesElect Director Jay L. Johnson 1g
Mgmt ForForForYesElect Director Clinton A. Lewis, Jr. 1h
Mgmt ForForForYesElect Director Kathryn D. Sullivan 1i
Mgmt ForForForYesElect Director Mark S. Sutton 1j
Mgmt ForForForYesElect Director J. Steven Whisler 1k
Mgmt ForForForYesElect Director Ray G. Young 1l
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
L3 Technologies Inc.
Meeting Date: 05/07/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 502413107
Ticker: LLL
Primary CUSIP: 502413107 Primary ISIN: US5024131071 Primary SEDOL: BYZGYC0
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Claude R. Canizares Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas A. Corcoran 1b
Mgmt ForForForYesElect Director Ann E. Dunwoody 1c
Mgmt ForForForYesElect Director Lewis Kramer 1d
Mgmt ForForForYesElect Director Christopher E. Kubasik 1e
Mgmt ForForForYesElect Director Robert B. Millard 1f
Mgmt ForForForYesElect Director Lloyd W. Newton 1g
Mgmt ForForForYesElect Director Vincent Pagano, Jr. 1h
Mgmt ForForForYesElect Director H. Hugh Shelton 1i
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstForYesProvide Right to Act by Written Consent 4
SH ForForAgainstYesAdopt Quantitative Company-wide GHG Goals 5
LKQ Corporation
Meeting Date: 05/07/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 501889208
Ticker: LKQ
Primary CUSIP: 501889208 Primary ISIN: US5018892084 Primary SEDOL: 2971029
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Sukhpal Singh Ahluwalia Mgmt Yes For Against Against
Mgmt ForForForYesElect Director A. Clinton Allen 1b
Mgmt ForForForYesElect Director Robert M. Hanser 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
LKQ Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForYesElect Director Joseph M. Holsten 1d
Mgmt ForForForYesElect Director Blythe J. McGarvie 1e
Mgmt ForForForYesElect Director John F. O'Brien 1f
Mgmt ForForForYesElect Director Guhan Subramanian 1g
Mgmt ForForForYesElect Director William M. Webster, IV 1h
Mgmt ForForForYesElect Director Dominick Zarcone 1i
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
3M Company
Meeting Date: 05/08/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 88579Y101
Ticker: MMM
Primary CUSIP: 88579Y101 Primary ISIN: US88579Y1010 Primary SEDOL: 2595708
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Sondra L. Barbour Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas 'Tony' K. Brown 1b
Mgmt ForForForYesElect Director David B. Dillon 1c
Mgmt ForForForYesElect Director Michael L. Eskew 1d
Mgmt ForForForYesElect Director Herbert L. Henkel 1e
Mgmt ForForForYesElect Director Amy E. Hood 1f
Mgmt ForForForYesElect Director Muhtar Kent 1g
Mgmt ForForForYesElect Director Edward M. Liddy 1h
Mgmt ForForForYesElect Director Gregory R. Page 1i
Mgmt ForForForYesElect Director Michael F. Roman 1j
Mgmt ForForForYesElect Director Inge G. Thulin 1k
Mgmt ForForForYesElect Director Patricia A. Woertz 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
3M Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Bylaws -- Call Special Meetings 4
SH AgainstAgainstAgainstYesConsider Pay Disparity Between Executives and Other Employees
5
Albemarle Corporation
Meeting Date: 05/08/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 012653101
Ticker: ALB
Primary CUSIP: 012653101 Primary ISIN: US0126531013 Primary SEDOL: 2046853
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Advisory Vote to Ratify Named Executive Officers' Compensation
Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary Lauren Brlas 2a
Mgmt ForForForYesElect Director William H. Hernandez 2b
Mgmt ForForForYesElect Director Luther C. Kissam, IV 2c
Mgmt ForForForYesElect Director Douglas L. Maine 2d
Mgmt ForForForYesElect Director J. Kent Masters 2e
Mgmt ForForForYesElect Director James J. O'Brien 2f
Mgmt ForForForYesElect Director Diarmuid B. O'Connell 2g
Mgmt ForForForYesElect Director Dean L. Seavers 2h
Mgmt ForForForYesElect Director Gerald A. Steiner 2i
Mgmt ForForForYesElect Director Harriett Tee Taggart 2j
Mgmt ForForForYesElect Director Alejandro Wolff 2k
Mgmt ForForForYesAdopt Majority Vote to Approve Extraordinary Transactions
3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Alexion Pharmaceuticals, Inc.
Meeting Date: 05/08/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 015351109
Ticker: ALXN
Primary CUSIP: 015351109 Primary ISIN: US0153511094 Primary SEDOL: 2036070
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Felix J. Baker Mgmt Yes For For For
Mgmt ForForForYesElect Director David R. Brennan 1.2
Mgmt ForForForYesElect Director Christopher J. Coughlin 1.3
Mgmt ForForForYesElect Director Deborah Dunsire 1.4
Mgmt ForForForYesElect Director Paul Friedman 1.5
Mgmt ForForForYesElect Director Ludwig N. Hantson 1.6
Mgmt ForForForYesElect Director John T. Mollen 1.7
Mgmt ForForForYesElect Director Francois Nader 1.8
Mgmt ForForForYesElect Director Judith Reinsdorf 1.9
Mgmt ForForForYesElect Director Andreas Rummelt 1.10
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
AMETEK, Inc.
Meeting Date: 05/08/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 031100100
Ticker: AME
Primary CUSIP: 031100100 Primary ISIN: US0311001004 Primary SEDOL: 2089212
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Elizabeth R. Varet Mgmt Yes For For For
Mgmt ForForForYesElect Director Dennis K. Williams 1b
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
AMETEK, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Baxter International Inc.
Meeting Date: 05/08/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 071813109
Ticker: BAX
Primary CUSIP: 071813109 Primary ISIN: US0718131099 Primary SEDOL: 2085102
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jose (Joe) E. Almeida Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas F. Chen 1b
Mgmt ForForForYesElect Director John D. Forsyth 1c
Mgmt ForForForYesElect Director James R. Gavin, III 1d
Mgmt ForForForYesElect Director Peter S. Hellman 1e
Mgmt ForForForYesElect Director Munib Islam 1f
Mgmt ForForForYesElect Director Michael F. Mahoney 1g
Mgmt ForForForYesElect Director Stephen N. Oesterle 1h
Mgmt ForForForYesElect Director Carole J. Shapazian 1i
Mgmt ForForForYesElect Director Cathy R. Smith 1j
Mgmt ForForForYesElect Director Thomas T. Stallkamp 1k
Mgmt ForForForYesElect Director Albert P.L. Stroucken 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AbstainAbstainAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cummins Inc.
Meeting Date: 05/08/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 231021106
Ticker: CMI
Primary CUSIP: 231021106 Primary ISIN: US2310211063 Primary SEDOL: 2240202
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Elect Director N. Thomas Linebarger Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard J. Freeland 2
Mgmt ForForForYesElect Director Robert J. Bernhard 3
Mgmt ForForForYesElect Director Franklin R. Chang Diaz 4
Mgmt ForForForYesElect Director Bruno V. Di Leo Allen 5
Mgmt ForForForYesElect Director Stephen B. Dobbs 6
Mgmt ForForForYesElect Director Robert K. Herdman 7
Mgmt ForForForYesElect Director Alexis M. Herman 8
Mgmt ForForForYesElect Director Thomas J. Lynch 9
Mgmt ForForForYesElect Director William I. Miller 10
Mgmt ForForForYesElect Director Georgia R. Nelson 11
Mgmt ForForForYesElect Director Karen H. Quintos 12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
13
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
14
Mgmt ForForForYesAmend Charter to Allow Shareholders to Amend Bylaws
15
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
16
Danaher Corporation
Meeting Date: 05/08/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 235851102
Ticker: DHR
Primary CUSIP: 235851102 Primary ISIN: US2358511028 Primary SEDOL: 2250870
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Danaher Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald J. Ehrlich Mgmt Yes For Against Against
Mgmt AgainstAgainstForYesElect Director Linda Hefner Filler 1.2
Mgmt ForForForYesElect Director Thomas P. Joyce, Jr. 1.3
Mgmt ForForForYesElect Director Teri List-Stoll 1.4
Mgmt AgainstAgainstForYesElect Director Walter G. Lohr, Jr. 1.5
Mgmt ForForForYesElect Director Mitchell P. Rales 1.6
Mgmt ForForForYesElect Director Steven M. Rales 1.7
Mgmt ForForForYesElect Director John T. Schwieters 1.8
Mgmt AgainstAgainstForYesElect Director Alan G. Spoon 1.9
Mgmt ForForForYesElect Director Raymond C. Stevens 1.10
Mgmt ForForForYesElect Director Elias A. Zerhouni 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Digital Realty Trust, Inc.
Meeting Date: 05/08/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 253868103
Ticker: DLR
Primary CUSIP: 253868103 Primary ISIN: US2538681030 Primary SEDOL: B03GQS4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Laurence A. Chapman Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael A. Coke 1B
Mgmt ForForForYesElect Director Kevin J. Kennedy 1C
Mgmt AgainstReferForYesElect Director William G. LaPerch 1D
Mgmt ForForForYesElect Director Afshin Mohebbi 1E
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Digital Realty Trust, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mark R. Patterson 1F
Mgmt ForForForYesElect Director Mary Hogan Preusse 1G
Mgmt ForForForYesElect Director John T. Roberts, Jr. 1H
Mgmt ForForForYesElect Director Dennis E. Singleton 1I
Mgmt ForForForYesElect Director A. William Stein 1J
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Expeditors International of Washington, Inc.
Meeting Date: 05/08/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 302130109
Ticker: EXPD
Primary CUSIP: 302130109 Primary ISIN: US3021301094 Primary SEDOL: 2325507
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Wright Mgmt Yes For For For
Mgmt ForForForYesElect Director Glenn M. Alger 1.2
Mgmt ForForForYesElect Director James M. DuBois 1.3
Mgmt ForForForYesElect Director Mark A. Emmert 1.4
Mgmt ForForForYesElect Director Diane H. Gulyas 1.5
Mgmt ForForForYesElect Director Richard B. McCune 1.6
Mgmt ForForForYesElect Director Alain Monie 1.7
Mgmt ForForForYesElect Director Jeffrey S. Musser 1.8
Mgmt ForForForYesElect Director Liane J. Pelletier 1.9
Mgmt ForForForYesElect Director Tay Yoshitani 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Expeditors International of Washington, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesAmend Proxy Access Right 5
Loews Corporation
Meeting Date: 05/08/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 540424108
Ticker: L
Primary CUSIP: 540424108 Primary ISIN: US5404241086 Primary SEDOL: 2523022
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Ann E. Berman Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director Joseph L. Bower 1b
Mgmt ForForForYesElect Director Charles D. Davidson 1c
Mgmt ForForForYesElect Director Charles M. Diker 1d
Mgmt AgainstAgainstForYesElect Director Jacob A. Frenkel 1e
Mgmt AgainstReferForYesElect Director Paul J. Fribourg 1f
Mgmt AgainstAgainstForYesElect Director Walter L. Harris 1g
Mgmt ForForForYesElect Director Philip A. Laskawy 1h
Mgmt ForForForYesElect Director Susan Peters 1i
Mgmt AgainstAgainstForYesElect Director Andrew H. Tisch 1j
Mgmt ForForForYesElect Director James S. Tisch 1k
Mgmt AgainstAgainstForYesElect Director Jonathan M. Tisch 1l
Mgmt ForForForYesElect Director Anthony Welters 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
NiSource Inc.
Meeting Date: 05/08/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 65473P105
Ticker: NI
Primary CUSIP: 65473P105 Primary ISIN: US65473P1057 Primary SEDOL: 2645409
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NiSource Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter A. Altabef Mgmt Yes For For For
Mgmt ForForForYesElect Director Eric L. Butler 1.2
Mgmt ForForForYesElect Director Aristides S. Candris 1.3
Mgmt ForForForYesElect Director Wayne S. DeVeydt 1.4
Mgmt ForForForYesElect Director Joseph Hamrock 1.5
Mgmt ForForForYesElect Director Deborah A. Henretta 1.6
Mgmt ForForForYesElect Director Michael E. Jesanis 1.7
Mgmt ForForForYesElect Director Kevin T. Kabat 1.8
Mgmt ForForForYesElect Director Richard L. Thompson 1.9
Mgmt ForForForYesElect Director Carolyn Y. Woo 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
O'Reilly Automotive, Inc.
Meeting Date: 05/08/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 67103H107
Ticker: ORLY
Primary CUSIP: 67103H107 Primary ISIN: US67103H1077 Primary SEDOL: B65LWX6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director David O'Reilly Mgmt Yes For Against Against
Mgmt AgainstAgainstForYesElect Director Larry O'Reilly 1b
Mgmt AgainstAgainstForYesElect Director Rosalie O'Reilly Wooten 1c
Mgmt AgainstAgainstForYesElect Director Greg Henslee 1d
Mgmt AgainstReferForYesElect Director Jay D. Burchfield 1e
Mgmt ForForForYesElect Director Thomas T. Hendrickson 1f
Mgmt ForForForYesElect Director John R. Murphy 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
O'Reilly Automotive, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Dana M. Perlman 1h
Mgmt ForForForYesElect Director Ronald Rashkow 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Pentair plc
Meeting Date: 05/08/2018
Record Date: 03/05/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G7S00T104
Ticker: PNR
Primary CUSIP: 709631105 Primary ISIN: IE00BLS09M33 Primary SEDOL: BLS09M3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
If the Separation (as defined in the proxy statement) has occurred:
Mgmt No
Mgmt ForForForYesElect Director Glynis A. Bryan 1a
Mgmt ForForForYesElect Director Jacques Esculier 1b
Mgmt ForForForYesElect Director T. Michael Glenn 1c
Mgmt ForForForYesElect Director Theodore L. Harris 1d
Mgmt ForForForYesElect Director David A. Jones 1e
Mgmt ForForForYesElect Director Matthew H. Peltz 1f
Mgmt ForForForYesElect Director Michael T. Speetzen 1g
Mgmt ForForForYesElect Director John L. Stauch 1h
Mgmt ForForForYesElect Director Billie Ida Williamson 1i
Mgmt NoIf the Separation (as defined in the proxy statement) has not occurred:
Mgmt ForForForYesElect Director Glynis A. Bryan 2a
Mgmt ForForForYesElect Director Jerry W. Burris 2b
Mgmt ForForForYesElect Director Jacques Esculier 2c
Mgmt ForForForYesElect Director Edward P. Garden 2d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Pentair plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director T. Michael Glenn 2e
Mgmt ForForForYesElect Director David H.Y. Ho 2f
Mgmt ForForForYesElect Director Randall J. Hogan 2g
Mgmt ForForForYesElect Director David A. Jones 2h
Mgmt ForForForYesElect Director Ronald L. Merriman 2i
Mgmt ForForForYesElect Director William T. Monahan 2j
Mgmt ForForForYesElect Director Billie Ida Williamson 2k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration
4
Mgmt ForForForYesDetermine Price Range for Reissuance of Treasury Shares
5
Mgmt ForForForYesChange Range for Size of the Board 6
Mgmt AgainstAgainstForYesOther Business 7
Prudential Financial, Inc.
Meeting Date: 05/08/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 744320102
Ticker: PRU
Primary CUSIP: 744320102 Primary ISIN: US7443201022 Primary SEDOL: 2819118
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas J. Baltimore, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Gilbert F. Casellas 1.2
Mgmt ForForForYesElect Director Mark B. Grier 1.3
Mgmt ForForForYesElect Director Martina Hund-Mejean 1.4
Mgmt ForForForYesElect Director Karl J. Krapek 1.5
Mgmt ForForForYesElect Director Peter R. Lighte 1.6
Mgmt ForForForYesElect Director George Paz 1.7
Mgmt ForForForYesElect Director Sandra Pianalto 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Prudential Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Christine A. Poon 1.9
Mgmt ForForForYesElect Director Douglas A. Scovanner 1.10
Mgmt ForForForYesElect Director John R. Strangfeld 1.11
Mgmt ForForForYesElect Director Michael A. Todman 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
Simon Property Group, Inc.
Meeting Date: 05/08/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 828806109
Ticker: SPG
Primary CUSIP: 828806109 Primary ISIN: US8288061091 Primary SEDOL: 2812452
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Glyn F. Aeppel Mgmt Yes For For For
Mgmt ForForForYesElect Director Larry C. Glasscock 1b
Mgmt ForForForYesElect Director Karen N. Horn 1c
Mgmt ForForForYesElect Director Allan Hubbard 1d
Mgmt ForForForYesElect Director Reuben S. Leibowitz 1e
Mgmt ForForForYesElect Director Gary M. Rodkin 1f
Mgmt ForForForYesElect Director Stefan M. Selig 1g
Mgmt ForForForYesElect Director Daniel C. Smith 1h
Mgmt ForForForYesElect Director J. Albert Smith, Jr. 1i
Mgmt ForForForYesElect Director Marta R. Stewart 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesEliminate or Restrict Severance Agreements (Change-in-Control)
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
American International Group, Inc.
Meeting Date: 05/09/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 026874784
Ticker: AIG
Primary CUSIP: 026874784 Primary ISIN: US0268747849 Primary SEDOL: 2027342
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director W. Don Cornwell Mgmt Yes For For For
Mgmt ForForForYesElect Director Brian Duperreault 1b
Mgmt ForForForYesElect Director John H. Fitzpatrick 1c
Mgmt ForForForYesElect Director William G. Jurgensen 1d
Mgmt ForForForYesElect Director Christopher S. Lynch 1e
Mgmt ForForForYesElect Director Henry S. Miller 1f
Mgmt ForForForYesElect Director Linda A. Mills 1g
Mgmt ForForForYesElect Director Suzanne Nora Johnson 1h
Mgmt ForForForYesElect Director Ronald A. Rittenmeyer 1i
Mgmt ForForForYesElect Director Douglas M. Steenland 1j
Mgmt ForForForYesElect Director Theresa M. Stone 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
CME Group Inc.
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 12572Q105
Ticker: CME
Primary CUSIP: 12572Q105 Primary ISIN: US12572Q1058 Primary SEDOL: 2965839
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Terrence A. Duffy Mgmt Yes For For For
Mgmt ForForForYesElect Director Timothy S. Bitsberger 1b
Mgmt ForForForYesElect Director Charles P. Carey 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CME Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Dennis H. Chookaszian 1d
Mgmt ForForForYesElect Director Ana Dutra 1e
Mgmt ForForForYesElect Director Martin J. Gepsman 1f
Mgmt ForForForYesElect Director Larry G. Gerdes 1g
Mgmt ForForForYesElect Director Daniel R. Glickman 1h
Mgmt ForForForYesElect Director Deborah J. Lucas 1i
Mgmt ForForForYesElect Director Alex J. Pollock 1j
Mgmt ForForForYesElect Director Terry L. Savage 1k
Mgmt ForForForYesElect Director William R. Shepard 1l
Mgmt ForForForYesElect Director Howard J. Siegel 1m
Mgmt ForForForYesElect Director Dennis A. Suskind 1n
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Dominion Energy, Inc.
Meeting Date: 05/09/2018
Record Date: 03/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 25746U109
Ticker: D
Primary CUSIP: 25746U109 Primary ISIN: US25746U1097 Primary SEDOL: 2542049
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director William P. Barr Mgmt Yes For For For
Mgmt ForForForYesElect Director Helen E. Dragas 1.2
Mgmt ForForForYesElect Director James O. Ellis, Jr. 1.3
Mgmt ForForForYesElect Director Thomas F. Farrell, II 1.4
Mgmt ForForForYesElect Director John W. Harris 1.5
Mgmt ForForForYesElect Director Ronald W. Jibson 1.6
Mgmt ForForForYesElect Director Mark J. Kington 1.7
Mgmt ForForForYesElect Director Joseph M. Rigby 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Dominion Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Pamela J. Royal 1.9
Mgmt ForForForYesElect Director Robert H. Spilman, Jr. 1.10
Mgmt ForForForYesElect Director Susan N. Story 1.11
Mgmt ForForForYesElect Director Michael E. Szymanczyk 1.12
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReport on Methane Emissions Management and Reduction Targets
4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Gilead Sciences, Inc.
Meeting Date: 05/09/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 375558103
Ticker: GILD
Primary CUSIP: 375558103 Primary ISIN: US3755581036 Primary SEDOL: 2369174
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John F. Cogan Mgmt Yes For For For
Mgmt ForForForYesElect Director Jacqueline K. Barton 1b
Mgmt ForForForYesElect Director Kelly A. Kramer 1c
Mgmt ForForForYesElect Director Kevin E. Lofton 1d
Mgmt ForForForYesElect Director John C. Martin 1e
Mgmt ForForForYesElect Director John F. Milligan 1f
Mgmt ForForForYesElect Director Richard J. Whitley 1g
Mgmt ForForForYesElect Director Gayle E. Wilson 1h
Mgmt ForForForYesElect Director Per Wold-Olsen 1i
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
IDEXX Laboratories, Inc.
Meeting Date: 05/09/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 45168D104
Ticker: IDXX
Primary CUSIP: 45168D104 Primary ISIN: US45168D1046 Primary SEDOL: 2459202
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Bruce L. Claflin Mgmt Yes For For For
Mgmt ForForForYesElect Director Daniel M. Junius 1b
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Kinder Morgan, Inc.
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 49456B101
Ticker: KMI
Primary CUSIP: 49456B101 Primary ISIN: US49456B1017 Primary SEDOL: B3NQ4P8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard D. Kinder Mgmt Yes For For For
Mgmt ForForForYesElect Director Steven J. Kean 1.2
Mgmt ForForForYesElect Director Kimberly A. Dang 1.3
Mgmt ForForForYesElect Director Ted A. Gardner 1.4
Mgmt ForForForYesElect Director Anthony W. Hall, Jr. 1.5
Mgmt ForForForYesElect Director Gary L. Hultquist 1.6
Mgmt ForForForYesElect Director Ronald L. Kuehn, Jr. 1.7
Mgmt ForForForYesElect Director Deborah A. Macdonald 1.8
Mgmt ForForForYesElect Director Michael C. Morgan 1.9
Mgmt ForForForYesElect Director Arthur C. Reichstetter 1.10
Mgmt ForForForYesElect Director Fayez Sarofim 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Kinder Morgan, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director C. Park Shaper 1.12
Mgmt ForForForYesElect Director William A. Smith 1.13
Mgmt ForForForYesElect Director Joel V. Staff 1.14
Mgmt ForForForYesElect Director Robert F. Vagt 1.15
Mgmt ForForForYesElect Director Perry M. Waughtal 1.16
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearThree YearsYesAdvisory Vote on Say on Pay Frequency 4
SH ForForAgainstYesReport on Methane Emissions Management 5
SH ForForAgainstYesReport on Sustainability 6
SH ForForAgainstYesAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
7
Philip Morris International Inc.
Meeting Date: 05/09/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 718172109
Ticker: PM
Primary CUSIP: 718172109 Primary ISIN: US7181721090 Primary SEDOL: B2PKRQ3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Harold Brown Mgmt Yes For For For
Mgmt ForForForYesElect Director Andre Calantzopoulos 1.2
Mgmt ForForForYesElect Director Louis C. Camilleri 1.3
Mgmt ForForForYesElect Director Massimo Ferragamo 1.4
Mgmt ForForForYesElect Director Werner Geissler 1.5
Mgmt ForForForYesElect Director Lisa A. Hook 1.6
Mgmt ForForForYesElect Director Jennifer Li 1.7
Mgmt ForForForYesElect Director Jun Makihara 1.8
Mgmt AgainstAgainstForYesElect Director Sergio Marchionne 1.9
Mgmt ForForForYesElect Director Kalpana Morparia 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Philip Morris International Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Lucio A. Noto 1.11
Mgmt ForForForYesElect Director Frederik Paulsen 1.12
Mgmt ForForForYesElect Director Robert B. Polet 1.13
Mgmt ForForForYesElect Director Stephen M. Wolf 1.14
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers SA as Auditors 3
Phillips 66
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 718546104
Ticker: PSX
Primary CUSIP: 718546104 Primary ISIN: US7185461040 Primary SEDOL: B78C4Y8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director J. Brian Ferguson Mgmt Yes For For For
Mgmt ForForForYesElect Director Harold W. McGraw, III 1b
Mgmt ForForForYesElect Director Victoria J. Tschinkel 1c
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesDeclassify the Board of Directors 4
Skyworks Solutions, Inc.
Meeting Date: 05/09/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 83088M102
Ticker: SWKS
Primary CUSIP: 83088M102 Primary ISIN: US83088M1027 Primary SEDOL: 2961053
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director David J. Aldrich Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Skyworks Solutions, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Kevin L. Beebe 1.2
Mgmt ForForForYesElect Director Timothy R. Furey 1.3
Mgmt ForForForYesElect Director Liam K. Griffin 1.4
Mgmt ForForForYesElect Director Balakrishnan S. Iyer 1.5
Mgmt ForForForYesElect Director Christine King 1.6
Mgmt ForForForYesElect Director David P. McGlade 1.7
Mgmt ForForForYesElect Director David J. McLachlan 1.8
Mgmt ForForForYesElect Director Robert A. Schriesheim 1.9
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Non-Employee Director Omnibus Stock Plan
4
Mgmt ForForForYesRatify Existing Ownership Threshold for Shareholders to Call Special Meeting
5
Under Armour, Inc.
Meeting Date: 05/09/2018
Record Date: 02/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 904311107
Ticker: UAA
Primary CUSIP: 904311107 Primary ISIN: US9043111072 Primary SEDOL: B0PZN11
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin A. Plank Mgmt Yes For For For
Mgmt ForForForYesElect Director George W. Bodenheimer 1.2
Mgmt ForForForYesElect Director Douglas E. Coltharp 1.3
Mgmt ForForForYesElect Director Jerri L. DeVard 1.4
Mgmt ForForForYesElect Director Karen W. Katz 1.5
Mgmt ForForForYesElect Director A.B. Krongard 1.6
Mgmt ForForForYesElect Director William R. McDermott 1.7
Mgmt ForForForYesElect Director Eric T. Olson 1.8
Mgmt ForForForYesElect Director Harvey L. Sanders 1.9
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Under Armour, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
United Rentals, Inc.
Meeting Date: 05/09/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 911363109
Ticker: URI
Primary CUSIP: 911363109 Primary ISIN: US9113631090 Primary SEDOL: 2134781
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jose B. Alvarez Mgmt Yes For For For
Mgmt ForForForYesElect Director Jenne K. Britell 1.2
Mgmt ForForForYesElect Director Marc A. Bruno 1.3
Mgmt ForForForYesElect Director Bobby J. Griffin 1.4
Mgmt ForForForYesElect Director Terri L. Kelly 1.5
Mgmt ForForForYesElect Director Michael J. Kneeland 1.6
Mgmt ForForForYesElect Director Gracia C. Martore 1.7
Mgmt ForForForYesElect Director Jason D. Papastavrou 1.8
Mgmt ForForForYesElect Director Filippo Passerini 1.9
Mgmt ForForForYesElect Director Donald C. Roof 1.10
Mgmt ForForForYesElect Director Shiv Singh 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Waters Corporation
Meeting Date: 05/09/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 941848103
Ticker: WAT
Primary CUSIP: 941848103 Primary ISIN: US9418481035 Primary SEDOL: 2937689
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Waters Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Michael J. Berendt Mgmt Yes For Refer Against
Mgmt AgainstReferForYesElect Director Edward Conard 1.2
Mgmt AgainstReferForYesElect Director Laurie H. Glimcher 1.3
Mgmt ForForForYesElect Director Christopher A. Kuebler 1.4
Mgmt ForForForYesElect Director Christopher J. O'Connell 1.5
Mgmt ForForForYesElect Director Flemming Ornskov 1.6
Mgmt ForForForYesElect Director JoAnn A. Reed 1.7
Mgmt AgainstReferForYesElect Director Thomas P. Salice 1.8
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Xylem Inc.
Meeting Date: 05/09/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98419M100
Ticker: XYL
Primary CUSIP: 98419M100 Primary ISIN: US98419M1009 Primary SEDOL: B3P2CN8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeanne Beliveau-Dunn Mgmt Yes For For For
Mgmt ForForForYesElect Director Curtis J. Crawford 1b
Mgmt ForForForYesElect Director Patrick K. Decker 1c
Mgmt ForForForYesElect Director Robert F. Friel 1d
Mgmt ForForForYesElect Director Victoria D. Harker 1e
Mgmt ForForForYesElect Director Sten E. Jakobsson 1f
Mgmt ForForForYesElect Director Steven R. Loranger 1g
Mgmt ForForForYesElect Director Surya N. Mohapatra 1h
Mgmt ForForForYesElect Director Jerome A. Peribere 1i
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Xylem Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Markos I. Tambakeras 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Assurant, Inc.
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 04621X108
Ticker: AIZ
Primary CUSIP: 04621X108 Primary ISIN: US04621X1081 Primary SEDOL: 2331430
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Elaine D. Rosen Mgmt Yes For For For
Mgmt ForForForYesElect Director Howard L. Carver 1b
Mgmt ForForForYesElect Director Juan N. Cento 1c
Mgmt ForForForYesElect Director Alan B. Colberg 1d
Mgmt ForForForYesElect Director Elyse Douglas 1e
Mgmt ForForForYesElect Director Harriet Edelman 1f
Mgmt ForForForYesElect Director Lawrence V. Jackson 1g
Mgmt ForForForYesElect Director Charles J. Koch 1h
Mgmt ForForForYesElect Director Jean-Paul L. Montupet 1i
Mgmt ForForForYesElect Director Debra J. Perry 1j
Mgmt ForForForYesElect Director Paul J. Reilly 1k
Mgmt ForForForYesElect Director Robert W. Stein 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Boston Scientific Corporation
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 101137107
Ticker: BSX
Primary CUSIP: 101137107 Primary ISIN: US1011371077 Primary SEDOL: 2113434
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Nelda J. Connors Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles J. Dockendorff 1b
Mgmt ForForForYesElect Director Yoshiaki Fujimori 1c
Mgmt ForForForYesElect Director Donna A. James 1d
Mgmt ForForForYesElect Director Edward J. Ludwig 1e
Mgmt ForForForYesElect Director Stephen P. MacMillan 1f
Mgmt ForForForYesElect Director Michael F. Mahoney 1g
Mgmt ForForForYesElect Director David J. Roux 1h
Mgmt ForForForYesElect Director John E. Sununu 1i
Mgmt ForForForYesElect Director Ellen M. Zane 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
C.H. Robinson Worldwide, Inc.
Meeting Date: 05/10/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 12541W209
Ticker: CHRW
Primary CUSIP: 12541W209 Primary ISIN: US12541W2098 Primary SEDOL: 2116228
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Scott P. Anderson Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director Robert Ezrilov 1b
Mgmt ForForForYesElect Director Wayne M. Fortun 1c
Mgmt ForForForYesElect Director Timothy C. Gokey 1d
Mgmt ForForForYesElect Director Mary J. Steele Guilfoile 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
C.H. Robinson Worldwide, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jodee A. Kozlak 1f
Mgmt ForForForYesElect Director Brian P. Short 1g
Mgmt ForForForYesElect Director James B. Stake 1h
Mgmt ForForForYesElect Director John P. Wiehoff 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH ForForAgainstYesReport on Feasibility of Adopting GHG Disclosure and Management
4
CF Industries Holdings, Inc.
Meeting Date: 05/10/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 125269100
Ticker: CF
Primary CUSIP: 125269100 Primary ISIN: US1252691001 Primary SEDOL: B0G4K50
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert C. Arzbaecher Mgmt Yes For For For
Mgmt ForForForYesElect Director William Davisson 1b
Mgmt ForForForYesElect Director John W. Eaves 1c
Mgmt ForForForYesElect Director Stephen A. Furbacher 1d
Mgmt ForForForYesElect Director Stephen J. Hagge 1e
Mgmt ForForForYesElect Director John D. Johnson 1f
Mgmt ForForForYesElect Director Anne P. Noonan 1g
Mgmt ForForForYesElect Director Michael J. Toelle 1h
Mgmt ForForForYesElect Director Theresa E. Wagler 1i
Mgmt ForForForYesElect Director W. Anthony Will 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Existing Ownership Threshold for Shareholders to Call Special Meeting
3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cimarex Energy Co.
Meeting Date: 05/10/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 171798101
Ticker: XEC
Primary CUSIP: 171798101 Primary ISIN: US1717981013 Primary SEDOL: 2987521
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joseph R. Albi Mgmt Yes For Against Against
Mgmt ForForForYesElect Director Lisa A. Stewart 1.2
Mgmt ForForForYesElect Director Michael J. Sullivan 1.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Discovery, Inc.
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 25470F104
Ticker: DISCA
Primary CUSIP: 25470F104 Primary ISIN: US25470F1049 Primary SEDOL: B3D7K31
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert R. Beck Mgmt Yes For Withhold Withhold
Mgmt ForForForYesElect Director Susan M. Swain 1.2
Mgmt WithholdWithholdForYesElect Director J. David Wargo 1.3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForYesAmend Omnibus Stock Plan 3
SH ForForAgainstYesReport on Steps Taken to Increase Board Diversity
4
E*TRADE Financial Corporation
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 269246401
Ticker: ETFC
Primary CUSIP: 269246401 Primary ISIN: US2692464017 Primary SEDOL: 2299011
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
E*TRADE Financial Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard J. Carbone Mgmt Yes For For For
Mgmt ForForForYesElect Director James P. Healy 1b
Mgmt ForForForYesElect Director Kevin T. Kabat 1c
Mgmt ForForForYesElect Director Frederick W. Kanner 1d
Mgmt ForForForYesElect Director James Lam 1e
Mgmt ForForForYesElect Director Rodger A. Lawson 1f
Mgmt ForForForYesElect Director Shelley B. Leibowitz 1g
Mgmt ForForForYesElect Director Karl A. Roessner 1h
Mgmt ForForForYesElect Director Rebecca Saeger 1i
Mgmt ForForForYesElect Director Joseph L. Sclafani 1j
Mgmt ForForForYesElect Director Gary H. Stern 1k
Mgmt ForForForYesElect Director Donna L. Weaver 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: 05/10/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30219G108
Ticker: ESRX
Primary CUSIP: 30219G108 Primary ISIN: US30219G1085 Primary SEDOL: B7QQYV9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Maura C. Breen Mgmt Yes For For For
Mgmt ForForForYesElect Director William J. DeLaney 1b
Mgmt ForForForYesElect Director Elder Granger 1c
Mgmt ForForForYesElect Director Nicholas J. LaHowchic 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
EXPRESS SCRIPTS HOLDING COMPANY
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Thomas P. Mac Mahon 1e
Mgmt ForForForYesElect Director Kathleen M. Mazzarella 1f
Mgmt ForForForYesElect Director Frank Mergenthaler 1g
Mgmt ForForForYesElect Director Woodrow A. Myers, Jr. 1h
Mgmt ForForForYesElect Director Roderick A. Palmore 1i
Mgmt ForForForYesElect Director George Paz 1j
Mgmt ForForForYesElect Director William L. Roper 1k
Mgmt ForForForYesElect Director Seymour Sternberg 1l
Mgmt ForForForYesElect Director Timothy Wentworth 1m
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesReport on Gender Pay Gap 4
SH AgainstAgainstAgainstYesReport on Measures Taken to Manage and Mitigate Cyber Risk
5
Ford Motor Company
Meeting Date: 05/10/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 345370860
Ticker: F
Primary CUSIP: 345370860 Primary ISIN: US3453708600 Primary SEDOL: 2615468
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen G. Butler Mgmt Yes For For For
Mgmt ForForForYesElect Director Kimberly A. Casiano 1b
Mgmt ForForForYesElect Director Anthony F. Earley, Jr. 1c
Mgmt ForForForYesElect Director Edsel B. Ford, II 1d
Mgmt ForForForYesElect Director William Clay Ford, Jr. 1e
Mgmt ForForForYesElect Director James P. Hackett 1f
Mgmt ForForForYesElect Director William W. Helman, IV 1g
Mgmt ForForForYesElect Director William E. Kennard 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ford Motor Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director John C. Lechleiter 1i
Mgmt ForForForYesElect Director Ellen R. Marram 1j
Mgmt ForForForYesElect Director John L. Thornton 1k
Mgmt ForForForYesElect Director John B. Veihmeyer 1l
Mgmt ForForForYesElect Director Lynn M. Vojvodich 1m
Mgmt ForForForYesElect Director John S. Weinberg 1n
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
SH ForForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 6
SH AgainstAgainstAgainstYesReport on Fleet GHG Emissions in Relation to CAFE Standards
7
SH AgainstAgainstAgainstYesTransparent Political Spending 8
Harley-Davidson, Inc.
Meeting Date: 05/10/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 412822108
Ticker: HOG
Primary CUSIP: 412822108 Primary ISIN: US4128221086 Primary SEDOL: 2411053
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Troy Alstead Mgmt Yes For For For
Mgmt ForForForYesElect Director R. John Anderson 1.2
Mgmt ForForForYesElect Director Michael J. Cave 1.3
Mgmt ForForForYesElect Director Allan Golston 1.4
Mgmt ForForForYesElect Director Matthew S. Levatich 1.5
Mgmt ForForForYesElect Director Sara L. Levinson 1.6
Mgmt ForForForYesElect Director N. Thomas Linebarger 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Harley-Davidson, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Brian R. Niccol 1.8
Mgmt ForForForYesElect Director Maryrose T. Sylvester 1.9
Mgmt ForForForYesElect Director Jochen Zeitz 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Non-Employee Director Omnibus Stock Plan
3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
HILTON WORLDWIDE HOLDINGS INC.
Meeting Date: 05/10/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 43300A203
Ticker: HLT
Primary CUSIP: 43300A203 Primary ISIN: US43300A2033 Primary SEDOL: BYVMW06
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Christopher J. Nassetta Mgmt Yes For For For
Mgmt ForForForYesElect Director Jonathan D. Gray 1b
Mgmt ForForForYesElect Director Charlene T. Begley 1c
Mgmt ForForForYesElect Director Melanie L. Healey 1d
Mgmt ForForForYesElect Director Raymond E. Mabus, Jr. 1e
Mgmt ForForForYesElect Director Judith A. McHale 1f
Mgmt ForForForYesElect Director John G. Schreiber 1g
Mgmt ForForForYesElect Director Elizabeth A. Smith 1h
Mgmt ForForForYesElect Director Douglas M. Steenland 1i
Mgmt NoElect Director Zhang Ling - Resigned Director 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Invesco Ltd.
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G491BT108
Ticker: IVZ
Primary CUSIP: G491BT108 Primary ISIN: BMG491BT1088 Primary SEDOL: B28XP76
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sarah E. Beshar Mgmt Yes For For For
Mgmt ForForForYesElect Director Joseph R. Canion 1.2
Mgmt ForForForYesElect Director Martin L. Flanagan 1.3
Mgmt ForForForYesElect Director C. Robert Henrikson 1.4
Mgmt ForForForYesElect Director Ben F. Johnson, III 1.5
Mgmt ForForForYesElect Director Denis Kessler 1.6
Mgmt ForForForYesElect Director Nigel Sheinwald 1.7
Mgmt ForForForYesElect Director G. Richard Wagoner, Jr. 1.8
Mgmt ForForForYesElect Director Phoebe A. Wood 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAbstainYesEliminate Supermajority Vote Requirement 4
KeyCorp
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 493267108
Ticker: KEY
Primary CUSIP: 493267108 Primary ISIN: US4932671088 Primary SEDOL: 2490911
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce D. Broussard Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles P. Cooley 1.2
Mgmt ForForForYesElect Director Gary M. Crosby 1.3
Mgmt ForForForYesElect Director Alexander M. Cutler 1.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
KeyCorp
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director H. James Dallas 1.5
Mgmt ForForForYesElect Director Elizabeth R. Gile 1.6
Mgmt ForForForYesElect Director Ruth Ann M. Gillis 1.7
Mgmt ForForForYesElect Director William G. Gisel, Jr. 1.8
Mgmt ForForForYesElect Director Carlton L. Highsmith 1.9
Mgmt ForForForYesElect Director Richard J. Hipple 1.10
Mgmt ForForForYesElect Director Kristen L. Manos 1.11
Mgmt ForForForYesElect Director Beth E. Mooney 1.12
Mgmt ForForForYesElect Director Demos Parneros 1.13
Mgmt ForForForYesElect Director Barbara R. Snyder 1.14
Mgmt ForForForYesElect Director David K. Wilson 1.15
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Kimberly-Clark Corporation
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 494368103
Ticker: KMB
Primary CUSIP: 494368103 Primary ISIN: US4943681035 Primary SEDOL: 2491839
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt Yes For For For
Mgmt ForForForYesElect Director Abelardo E. Bru 1.2
Mgmt ForForForYesElect Director Robert W. Decherd 1.3
Mgmt ForForForYesElect Director Thomas J. Falk 1.4
Mgmt ForForForYesElect Director Fabian T. Garcia 1.5
Mgmt ForForForYesElect Director Michael D. Hsu 1.6
Mgmt ForForForYesElect Director Mae C. Jemison 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Kimberly-Clark Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director James M. Jenness 1.8
Mgmt ForForForYesElect Director Nancy J. Karch 1.9
Mgmt ForForForYesElect Director Christa S. Quarles 1.10
Mgmt ForForForYesElect Director Ian C. Read 1.11
Mgmt ForForForYesElect Director Marc J. Shapiro 1.12
Mgmt ForForForYesElect Director Michael D. White 1.13
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Laboratory Corporation of America Holdings
Meeting Date: 05/10/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 50540R409
Ticker: LH
Primary CUSIP: 50540R409 Primary ISIN: US50540R4092 Primary SEDOL: 2586122
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kerrii B. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Jean-Luc Belingard 1b
Mgmt ForForForYesElect Director D. Gary Gilliland 1c
Mgmt ForForForYesElect Director David P. King 1d
Mgmt ForForForYesElect Director Garheng Kong 1e
Mgmt ForForForYesElect Director Robert E. Mittelstaedt, Jr. 1f
Mgmt ForForForYesElect Director Peter M. Neupert 1g
Mgmt ForForForYesElect Director Richelle P. Parham 1h
Mgmt ForForForYesElect Director Adam H. Schechter 1i
Mgmt ForForForYesElect Director R. Sanders Williams 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Norfolk Southern Corporation
Meeting Date: 05/10/2018
Record Date: 03/01/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 655844108
Ticker: NSC
Primary CUSIP: 655844108 Primary ISIN: US6558441084 Primary SEDOL: 2641894
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas D. Bell, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Wesley G. Bush 1b
Mgmt ForForForYesElect Director Daniel A. Carp 1c
Mgmt ForForForYesElect Director Mitchell E. Daniels, Jr. 1d
Mgmt ForForForYesElect Director Marcela E. Donadio 1e
Mgmt ForForForYesElect Director Steven F. Leer 1f
Mgmt ForForForYesElect Director Michael D. Lockhart 1g
Mgmt ForForForYesElect Director Amy E. Miles 1h
Mgmt ForForForYesElect Director Martin H. Nesbitt 1i
Mgmt ForForForYesElect Director Jennifer F. Scanlon 1j
Mgmt ForForForYesElect Director James A. Squires 1k
Mgmt ForForForYesElect Director John R. Thompson 1l
Mgmt ForForForYesRatify KPMG LLPas Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Nucor Corporation
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 670346105
Ticker: NUE
Primary CUSIP: 670346105 Primary ISIN: US6703461052 Primary SEDOL: 2651086
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lloyd J. Austin, III Mgmt Yes For For For
Mgmt ForForForYesElect Director Patrick J. Dempsey 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Nucor Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director John J. Ferriola 1.3
Mgmt ForForForYesElect Director Victoria F. Haynes 1.4
Mgmt ForForForYesElect Director Christopher J. Kearney 1.5
Mgmt ForForForYesElect Director Laurette T. Koellner 1.6
Mgmt ForForForYesElect Director John H. Walker 1.7
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesReport on Lobbying Payments and Policy 4
PulteGroup, Inc.
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 745867101
Ticker: PHM
Primary CUSIP: 745867101 Primary ISIN: US7458671010 Primary SEDOL: 2708841
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brian P. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Bryce Blair 1.2
Mgmt ForForForYesElect Director Richard W. Dreiling 1.3
Mgmt ForForForYesElect Director Thomas J. Folliard 1.4
Mgmt ForForForYesElect Director Cheryl W. Grise 1.5
Mgmt ForForForYesElect Director Andre J. Hawaux 1.6
Mgmt ForForForYesElect Director Ryan R. Marshall 1.7
Mgmt ForForForYesElect Director John R. Peshkin 1.8
Mgmt ForForForYesElect Director Scott F. Powers 1.9
Mgmt ForForForYesElect Director William J. Pulte 1.10
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Sempra Energy
Meeting Date: 05/10/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 816851109
Ticker: SRE
Primary CUSIP: 816851109 Primary ISIN: US8168511090 Primary SEDOL: 2138158
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan L. Boeckmann Mgmt Yes For For For
Mgmt ForForForYesElect Director Kathleen L. Brown 1.2
Mgmt ForForForYesElect Director Andres Conesa 1.3
Mgmt ForForForYesElect Director Maria Contreras-Sweet 1.4
Mgmt ForForForYesElect Director Pablo A. Ferrero 1.5
Mgmt ForForForYesElect Director William D. Jones 1.6
Mgmt ForForForYesElect Director Jeffrey W. Martin 1.7
Mgmt ForForForYesElect Director Bethany J. Mayer 1.8
Mgmt ForForForYesElect Director William G. Ouchi 1.9
Mgmt ForForForYesElect Director Debra L. Reed 1.10
Mgmt ForForForYesElect Director William C. Rusnack 1.11
Mgmt ForForForYesElect Director Lynn Schenk 1.12
Mgmt ForForForYesElect Director Jack T. Taylor 1.13
Mgmt ForForForYesElect Director James C. Yardley 1.14
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
The Mosaic Company
Meeting Date: 05/10/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 61945C103
Ticker: MOS
Primary CUSIP: 61945C103 Primary ISIN: US61945C1036 Primary SEDOL: B3NPHP6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Mosaic Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Oscar Bernardes Mgmt Yes For For For
Mgmt ForForForYesElect Director Nancy E. Cooper 1b
Mgmt ForForForYesElect Director Gregory L. Ebel 1c
Mgmt ForForForYesElect Director Timothy S. Gitzel 1d
Mgmt ForForForYesElect Director Denise C. Johnson 1e
Mgmt ForForForYesElect Director Emery N. Koenig 1f
Mgmt ForForForYesElect Director Robert L. Lumpkins 1g
Mgmt ForForForYesElect Director William T. Monahan 1h
Mgmt ForForForYesElect Director James 'Joc' C. O'Rourke 1i
Mgmt ForForForYesElect Director David T. Seaton 1j
Mgmt ForForForYesElect Director Steven M. Seibert 1k
Mgmt ForForForYesElect Director Luciano Siani Pires 1l
Mgmt ForForForYesElect Director Kelvin W. Westbrook 1m
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Williams Companies, Inc.
Meeting Date: 05/10/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 969457100
Ticker: WMB
Primary CUSIP: 969457100 Primary ISIN: US9694571004 Primary SEDOL: 2967181
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alan S. Armstrong Mgmt Yes For For For
Mgmt ForForForYesElect Director Stephen W. Bergstrom 1.2
Mgmt ForForForYesElect Director Stephen I. Chazen 1.3
Mgmt ForForForYesElect Director Charles I. Cogut 1.4
Mgmt ForForForYesElect Director Kathleen B. Cooper 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Williams Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Michael A. Creel 1.6
Mgmt ForForForYesElect Director Peter A. Ragauss 1.7
Mgmt ForForForYesElect Director Scott D. Sheffield 1.8
Mgmt ForForForYesElect Director Murray D. Smith 1.9
Mgmt ForForForYesElect Director William H. Spence 1.10
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Tractor Supply Company
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 892356106
Ticker: TSCO
Primary CUSIP: 892356106 Primary ISIN: US8923561067 Primary SEDOL: 2900335
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cynthia T. Jamison Mgmt Yes For For For
Mgmt ForForForYesElect Director Peter D. Bewley 1.2
Mgmt ForForForYesElect Director Denise L. Jackson 1.3
Mgmt ForForForYesElect Director Thomas A. Kingsbury 1.4
Mgmt ForForForYesElect Director Ramkumar Krishnan 1.5
Mgmt ForForForYesElect Director George MacKenzie 1.6
Mgmt ForForForYesElect Director Edna K. Morris 1.7
Mgmt ForForForYesElect Director Mark J. Weikel 1.8
Mgmt ForForForYesElect Director Gregory A. Sandfort 1.9
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Union Pacific Corporation
Meeting Date: 05/10/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 907818108
Ticker: UNP
Primary CUSIP: 907818108 Primary ISIN: US9078181081 Primary SEDOL: 2914734
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Andrew H. Card, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Erroll B. Davis, Jr. 1b
Mgmt ForForForYesElect Director David B. Dillon 1c
Mgmt ForForForYesElect Director Lance M. Fritz 1d
Mgmt ForForForYesElect Director Deborah C. Hopkins 1e
Mgmt ForForForYesElect Director Jane H. Lute 1f
Mgmt ForForForYesElect Director Michael R. McCarthy 1g
Mgmt ForForForYesElect Director Thomas F. McLarty, III 1h
Mgmt ForForForYesElect Director Bhavesh V. Patel 1i
Mgmt ForForForYesElect Director Jose H. Villarreal 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
United Parcel Service, Inc.
Meeting Date: 05/10/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 911312106
Ticker: UPS
Primary CUSIP: 911312106 Primary ISIN: US9113121068 Primary SEDOL: 2517382
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director David P. Abney Mgmt Yes For For For
Mgmt ForForForYesElect Director Rodney C. Adkins 1b
Mgmt ForForForYesElect Director Michael J. Burns 1c
Mgmt ForForForYesElect Director William R. Johnson 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
United Parcel Service, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Candace Kendle 1e
Mgmt ForForForYesElect Director Ann M. Livermore 1f
Mgmt ForForForYesElect Director Rudy H.P. Markham 1g
Mgmt ForForForYesElect Director Franck J. Moison 1h
Mgmt ForForForYesElect Director Clark "Sandy" T. Randt, Jr. 1i
Mgmt ForForForYesElect Director Christiana Smith Shi 1j
Mgmt ForForForYesElect Director John T. Stankey 1k
Mgmt ForForForYesElect Director Carol B. Tome 1l
Mgmt ForForForYesElect Director Kevin M. Warsh 1m
Mgmt ForForForYesApprove Omnibus Stock Plan 2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4
SH ForForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share
5
SH AgainstAgainstAgainstYesAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
6
American Water Works Company, Inc.
Meeting Date: 05/11/2018
Record Date: 03/15/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 030420103
Ticker: AWK
Primary CUSIP: 030420103 Primary ISIN: US0304201033 Primary SEDOL: B2R3PV1
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey N. Edwards Mgmt Yes For For For
Mgmt ForForForYesElect Director Martha Clark Goss 1b
Mgmt ForForForYesElect Director Veronica M. Hagen 1c
Mgmt ForForForYesElect Director Julia L. Johnson 1d
Mgmt ForForForYesElect Director Karl F. Kurz 1e
Mgmt ForForForYesElect Director George MacKenzie 1f
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
American Water Works Company, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director James G. Stavridis 1g
Mgmt ForForForYesElect Director Susan N. Story 1h
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesReport on the Human Right to Water and Sanitation
4
SH AbstainAbstainAgainstYesReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstYesReport on Political Contributions 6
Baker Hughes, a GE company
Meeting Date: 05/11/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 05722G100
Ticker: BHGE
Primary CUSIP: 05722G100 Primary ISIN: US05722G1004 Primary SEDOL: BDHLTQ5
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director W. Geoffrey Beattie Mgmt Yes For Withhold Withhold
Mgmt ForForForYesElect Director Gregory D. Brenneman 1b
Mgmt ForForForYesElect Director Clarence P. Cazalot, Jr. 1c
Mgmt WithholdWithholdForYesElect Director Martin S. Craighead 1d
Mgmt ForForForYesElect Director Lynn L. Elsenhans 1e
Mgmt WithholdWithholdForYesElect Director Jamie S. Miller 1f
Mgmt ForForForYesElect Director James J. Mulva 1g
Mgmt WithholdWithholdForYesElect Director John G. Rice 1h
Mgmt ForForForYesElect Director Lorenzo Simonelli 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Nonqualified Employee Stock Purchase Plan
3
Mgmt ForForForYesRatify KPMG LLP as Auditors 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Colgate-Palmolive Company
Meeting Date: 05/11/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 194162103
Ticker: CL
Primary CUSIP: 194162103 Primary ISIN: US1941621039 Primary SEDOL: 2209106
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Charles A. Bancroft Mgmt Yes For For For
Mgmt ForForForYesElect Director John P. Bilbrey 1b
Mgmt ForForForYesElect Director John T. Cahill 1c
Mgmt ForForForYesElect Director Ian Cook 1d
Mgmt ForForForYesElect Director Helene D. Gayle 1e
Mgmt ForForForYesElect Director Ellen M. Hancock 1f
Mgmt ForForForYesElect Director C. Martin Harris 1g
Mgmt ForForForYesElect Director Lorrie M. Norrington 1h
Mgmt ForForForYesElect Director Michael B. Polk 1i
Mgmt ForForForYesElect Director Stephen I. Sadove 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Masco Corporation
Meeting Date: 05/11/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 574599106
Ticker: MAS
Primary CUSIP: 574599106 Primary ISIN: US5745991068 Primary SEDOL: 2570200
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mark R. Alexander Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director Richard A. Manoogian 1b
Mgmt ForForForYesElect Director John C. Plant 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Masco Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
National Oilwell Varco, Inc.
Meeting Date: 05/11/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 637071101
Ticker: NOV
Primary CUSIP: 637071101 Primary ISIN: US6370711011 Primary SEDOL: 2624486
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Clay C. Williams Mgmt Yes For For For
Mgmt ForForForYesElect Director Greg L. Armstrong 1B
Mgmt ForForForYesElect Director Marcela E. Donadio 1C
Mgmt ForForForYesElect Director Ben A. Guill 1D
Mgmt ForForForYesElect Director James T. Hackett 1E
Mgmt ForForForYesElect Director David D. Harrison 1F
Mgmt ForForForYesElect Director Eric L. Mattson 1G
Mgmt ForForForYesElect Director Melody B. Meyer 1H
Mgmt ForForForYesElect Director William R. Thomas 1I
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Republic Services, Inc.
Meeting Date: 05/11/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 760759100
Ticker: RSG
Primary CUSIP: 760759100 Primary ISIN: US7607591002 Primary SEDOL: 2262530
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Republic Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Manuel Kadre Mgmt Yes For For For
Mgmt ForForForYesElect Director Tomago Collins 1b
Mgmt ForForForYesElect Director Thomas W. Handley 1c
Mgmt ForForForYesElect Director Jennifer M. Kirk 1d
Mgmt ForForForYesElect Director Michael Larson 1e
Mgmt ForForForYesElect Director Kim S. Pegula 1f
Mgmt ForForForYesElect Director Ramon A. Rodriguez 1g
Mgmt ForForForYesElect Director Donald W. Slager 1h
Mgmt ForForForYesElect Director John M. Trani 1i
Mgmt ForForForYesElect Director Sandra M. Volpe 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
SH AbstainAbstainAgainstYesReport on Political Contributions 5
The Allstate Corporation
Meeting Date: 05/11/2018
Record Date: 03/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 020002101
Ticker: ALL
Primary CUSIP: 020002101 Primary ISIN: US0200021014 Primary SEDOL: 2019952
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kermit R. Crawford Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael L. Eskew 1b
Mgmt ForForForYesElect Director Margaret M. Keane 1c
Mgmt ForForForYesElect Director Siddharth N. (Bobby) Mehta 1d
Mgmt ForForForYesElect Director Jacques P. Perold 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Allstate Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Andrea Redmond 1f
Mgmt ForForForYesElect Director Gregg M. Sherrill 1g
Mgmt ForForForYesElect Director Judith A. Sprieser 1h
Mgmt ForForForYesElect Director Perry M. Traquina 1i
Mgmt ForForForYesElect Director Thomas J. Wilson 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesReport on Political Contributions 5
The Progressive Corporation
Meeting Date: 05/11/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 743315103
Ticker: PGR
Primary CUSIP: 743315103 Primary ISIN: US7433151039 Primary SEDOL: 2705024
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Philip Bleser Mgmt Yes For For For
Mgmt ForForForYesElect Director Stuart B. Burgdoerfer 1b
Mgmt ForForForYesElect Director Pamela J. Craig 1c
Mgmt ForForForYesElect Director Charles A. Davis 1d
Mgmt ForForForYesElect Director Roger N. Farah 1e
Mgmt ForForForYesElect Director Lawton W. Fitt 1f
Mgmt ForForForYesElect Director Susan Patricia Griffith 1g
Mgmt ForForForYesElect Director Jeffrey D. Kelly 1h
Mgmt ForForForYesElect Director Patrick H. Nettles 1i
Mgmt ForForForYesElect Director Barbara R. Snyder 1j
Mgmt ForForForYesElect Director Kahina Van Dyke 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Progressive Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Vulcan Materials Company
Meeting Date: 05/11/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 929160109
Ticker: VMC
Primary CUSIP: 929160109 Primary ISIN: US9291601097 Primary SEDOL: 2931205
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Thomas A. Fanning Mgmt Yes For For For
Mgmt ForForForYesElect Director J. Thomas Hill 1b
Mgmt ForForForYesElect Director Cynthia L. Hostetler 1c
Mgmt ForForForYesElect Director Richard T. O'Brien 1d
Mgmt ForForForYesElect Director Kathleen L. Quirk 1e
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Motorola Solutions, Inc.
Meeting Date: 05/14/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 620076307
Ticker: MSI
Primary CUSIP: 620076307 Primary ISIN: US6200763075 Primary SEDOL: B5BKPQ4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory Q. Brown Mgmt Yes For For For
Mgmt ForForForYesElect Director Kenneth D. Denman 1b
Mgmt ForForForYesElect Director Egon P. Durban 1c
Mgmt ForForForYesElect Director Clayton M. Jones 1d
Mgmt ForForForYesElect Director Judy C. Lewent 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Motorola Solutions, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Gregory K. Mondre 1f
Mgmt ForForForYesElect Director Anne R. Pramaggiore 1g
Mgmt ForForForYesElect Director Samuel C. Scott, III 1h
Mgmt ForForForYesElect Director Joseph M. Tucci 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesReport on Efforts to Ensure Supply Chain Has No Forced Labor
4
SH AgainstAgainstAgainstYesRequire Director Nominee with Human Rights Expertise
5
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 6
Waste Management, Inc.
Meeting Date: 05/14/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 94106L109
Ticker: WM
Primary CUSIP: 94106L109 Primary ISIN: US94106L1098 Primary SEDOL: 2937667
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Bradbury H. Anderson - Withdrawn Resolution
Mgmt No
Mgmt ForForForYesElect Director Frank M. Clark, Jr. 1b
Mgmt ForForForYesElect Director James C. Fish, Jr. 1c
Mgmt ForForForYesElect Director Andres R. Gluski 1d
Mgmt ForForForYesElect Director Patrick W. Gross 1e
Mgmt ForForForYesElect Director Victoria M. Holt 1f
Mgmt ForForForYesElect Director Kathleen M. Mazzarella 1g
Mgmt ForForForYesElect Director John C. Pope 1h
Mgmt ForForForYesElect Director Thomas H. Weidemeyer 1i
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Waste Management, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesPro-rata Vesting of Equity Awards 4
Anadarko Petroleum Corporation
Meeting Date: 05/15/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 032511107
Ticker: APC
Primary CUSIP: 032511107 Primary ISIN: US0325111070 Primary SEDOL: 2032380
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony R. Chase Mgmt Yes For For For
Mgmt ForForForYesElect Director David E. Constable 1b
Mgmt ForForForYesElect Director H. Paulett Eberhart 1c
Mgmt ForForForYesElect Director Claire S. Farley 1d
Mgmt ForForForYesElect Director Peter J. Fluor 1e
Mgmt ForForForYesElect Director Joseph W. Gorder 1f
Mgmt ForForForYesElect Director John R. Gordon 1g
Mgmt ForForForYesElect Director Sean Gourley 1h
Mgmt ForForForYesElect Director Mark C. McKinley 1i
Mgmt ForForForYesElect Director Eric D. Mullins 1j
Mgmt ForForForYesElect Director R. A. Walker 1k
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
4
Arthur J. Gallagher & Co.
Meeting Date: 05/15/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 363576109
Ticker: AJG
Primary CUSIP: 363576109 Primary ISIN: US3635761097 Primary SEDOL: 2359506
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Arthur J. Gallagher & Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Sherry S. Barrat Mgmt Yes For For For
Mgmt ForForForYesElect Director William L. Bax 1b
Mgmt ForForForYesElect Director D. John Coldman 1c
Mgmt ForForForYesElect Director Frank E. English, Jr. 1d
Mgmt ForForForYesElect Director J. Patrick Gallagher, Jr. 1e
Mgmt ForForForYesElect Director Elbert O. Hand 1f
Mgmt ForForForYesElect Director David S. Johnson 1g
Mgmt ForForForYesElect Director Kay W. McCurdy 1h
Mgmt ForForForYesElect Director Ralph J. Nicoletti 1i
Mgmt ForForForYesElect Director Norman L. Rosenthal 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
ConocoPhillips
Meeting Date: 05/15/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 20825C104
Ticker: COP
Primary CUSIP: 20825C104 Primary ISIN: US20825C1045 Primary SEDOL: 2685717
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Charles E. Bunch Mgmt Yes For For For
Mgmt ForForForYesElect Director Caroline Maury Devine 1b
Mgmt ForForForYesElect Director John V. Faraci 1c
Mgmt ForForForYesElect Director Jody Freeman 1d
Mgmt ForForForYesElect Director Gay Huey Evans 1e
Mgmt ForForForYesElect Director Ryan M. Lance 1f
Mgmt ForForForYesElect Director Sharmila Mulligan 1g
Mgmt ForForForYesElect Director Arjun N. Murti 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
ConocoPhillips
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert A. Niblock 1i
Mgmt ForForForYesElect Director Harald J. Norvik 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesUse GAAP for Executive Compensation Metrics
4
Essex Property Trust, Inc.
Meeting Date: 05/15/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 297178105
Ticker: ESS
Primary CUSIP: 297178105 Primary ISIN: US2971781057 Primary SEDOL: 2316619
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Keith R. Guericke Mgmt Yes For For For
Mgmt ForForForYesElect Director Amal M. Johnson 1.2
Mgmt ForForForYesElect Director Irving F. Lyons, III 1.3
Mgmt ForForForYesElect Director George M. Marcus 1.4
Mgmt ForForForYesElect Director Thomas E. Robinson 1.5
Mgmt ForForForYesElect Director Michael J. Schall 1.6
Mgmt ForForForYesElect Director Byron A. Scordelis 1.7
Mgmt ForForForYesElect Director Janice L. Sears 1.8
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
FirstEnergy Corp.
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 337932107
Ticker: FE
Primary CUSIP: 337932107 Primary ISIN: US3379321074 Primary SEDOL: 2100920
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
FirstEnergy Corp.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Paul T. Addison Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael J. Anderson 1.2
Mgmt ForForForYesElect Director Steven J. Demetriou 1.3
Mgmt ForForForYesElect Director Julia L. Johnson 1.4
Mgmt ForForForYesElect Director Charles E. Jones 1.5
Mgmt ForForForYesElect Director Donald T. Misheff 1.6
Mgmt ForForForYesElect Director Thomas N. Mitchell 1.7
Mgmt ForForForYesElect Director James F. O'Neil, III 1.8
Mgmt ForForForYesElect Director Christopher D. Pappas 1.9
Mgmt ForForForYesElect Director Sandra Pianalto 1.10
Mgmt ForForForYesElect Director Luis A. Reyes 1.11
Mgmt ForForForYesElect Director Jerry Sue Thornton 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesEliminate Supermajority Vote Requirement 4
Mgmt ForForForYesAdopt Majority Voting for Uncontested Election of Directors
5
Mgmt ForForForYesProvide Proxy Access Right 6
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
7
JPMorgan Chase & Co.
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 46625H100
Ticker: JPM
Primary CUSIP: 46625H100 Primary ISIN: US46625H1005 Primary SEDOL: 2190385
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
JPMorgan Chase & Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Linda B. Bammann Mgmt Yes For For For
Mgmt ForForForYesElect Director James A. Bell 1b
Mgmt ForForForYesElect Director Stephen B. Burke 1c
Mgmt ForForForYesElect Director Todd A. Combs 1d
Mgmt ForForForYesElect Director James S. Crown 1e
Mgmt ForForForYesElect Director James Dimon 1f
Mgmt ForForForYesElect Director Timothy P. Flynn 1g
Mgmt ForForForYesElect Director Mellody Hobson 1h
Mgmt ForForForYesElect Director Laban P. Jackson, Jr. 1i
Mgmt ForForForYesElect Director Michael A. Neal 1j
Mgmt ForForForYesElect Director Lee R. Raymond 1k
Mgmt ForForForYesElect Director William C. Weldon 1l
Mgmt ForForForYesRatify Existing Ownership Threshold for Shareholders to Call Special Meeting
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
5
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 6
SH AgainstAgainstAgainstYesProhibit Accelerated Vesting of Awards to Pursue Government Service
7
SH AgainstAgainstAgainstYesInstitute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity
8
SH AgainstAgainstAgainstYesRestore or Provide for Cumulative Voting 9
Leggett & Platt, Incorporated
Meeting Date: 05/15/2018
Record Date: 03/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 524660107
Ticker: LEG
Primary CUSIP: 524660107 Primary ISIN: US5246601075 Primary SEDOL: 2510682
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Leggett & Platt, Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert E. Brunner Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert G. Culp, III 1b
Mgmt AgainstReferForYesElect Director R. Ted Enloe, III 1c
Mgmt ForForForYesElect Director Manuel A. Fernandez 1d
Mgmt ForForForYesElect Director Matthew C. Flanigan 1e
Mgmt ForForForYesElect Director Karl G. Glassman 1f
Mgmt ForForForYesElect Director Joseph W. McClanathan 1g
Mgmt ForForForYesElect Director Judy C. Odom 1h
Mgmt ForForForYesElect Director Phoebe A. Wood 1i
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
NEWELL BRANDS INC.
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 651229106
Ticker: NWL
Primary CUSIP: 651229106 Primary ISIN: US6512291062 Primary SEDOL: 2635701
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Bridget Ryan Berman Mgmt Yes For For For
Mgmt ForForForYesElect Director Patrick D. Campbell 1b
Mgmt ForForForYesElect Director James R. Craigie 1c
Mgmt ForForForYesElect Director Debra A. Crew 1d
Mgmt ForForForYesElect Director Brett M. Icahn 1e
Mgmt ForForForYesElect Director Gerardo I. Lopez 1f
Mgmt ForForForYesElect Director Courtney R. Mather 1g
Mgmt ForForForYesElect Director Michael B. Polk 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NEWELL BRANDS INC.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Judith A. Sprieser 1i
Mgmt ForForForYesElect Director Robert A. Steele 1j
Mgmt ForForForYesElect Director Steven J. Strobel 1k
Mgmt ForForForYesElect Director Michael A. Todman 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstNoneYesProvide Right to Act by Written Consent 4
Newfield Exploration Company
Meeting Date: 05/15/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 651290108
Ticker: NFX
Primary CUSIP: 651290108 Primary ISIN: US6512901082 Primary SEDOL: 2635079
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lee K. Boothby Mgmt Yes For For For
Mgmt ForForForYesElect Director Pamela J. Gardner 1b
Mgmt ForForForYesElect Director Edgar R. Giesinger, Jr. 1c
Mgmt ForForForYesElect Director Steven W. Nance 1d
Mgmt ForForForYesElect Director Roger B. Plank 1e
Mgmt ForForForYesElect Director Thomas G. Ricks 1f
Mgmt ForForForYesElect Director Juanita M. Romans 1g
Mgmt ForForForYesElect Director John W. Schanck 1h
Mgmt ForForForYesElect Director J. Terry Strange 1i
Mgmt ForForForYesElect Director J. Kent Wells 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Packaging Corporation of America
Meeting Date: 05/15/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 695156109
Ticker: PKG
Primary CUSIP: 695156109 Primary ISIN: US6951561090 Primary SEDOL: 2504566
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cheryl K. Beebe Mgmt Yes For For For
Mgmt ForForForYesElect Director Duane C. Farrington 1.2
Mgmt ForForForYesElect Director Hasan Jameel 1.3
Mgmt ForForForYesElect Director Mark W. Kowlzan 1.4
Mgmt ForForForYesElect Director Robert C. Lyons 1.5
Mgmt ForForForYesElect Director Thomas P. Maurer 1.6
Mgmt ForForForYesElect Director Samuel M. Mencoff 1.7
Mgmt ForForForYesElect Director Roger B. Porter 1.8
Mgmt ForForForYesElect Director Thomas S. Souleles 1.9
Mgmt ForForForYesElect Director Paul T. Stecko 1.10
Mgmt ForForForYesElect Director James D. Woodrum 1.11
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Quest Diagnostics Incorporated
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74834L100
Ticker: DGX
Primary CUSIP: 74834L100 Primary ISIN: US74834L1008 Primary SEDOL: 2702791
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jenne K. Britell Mgmt Yes For For For
Mgmt ForForForYesElect Director Vicky B. Gregg 1.2
Mgmt ForForForYesElect Director Jeffrey M. Leiden 1.3
Mgmt ForForForYesElect Director Timothy L. Main 1.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Quest Diagnostics Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Gary M. Pfeiffer 1.5
Mgmt ForForForYesElect Director Timothy M. Ring 1.6
Mgmt ForForForYesElect Director Stephen H. Rusckowski 1.7
Mgmt ForForForYesElect Director Daniel C. Stanzione 1.8
Mgmt ForForForYesElect Director Helen I. Torley 1.9
Mgmt ForForForYesElect Director Gail R. Wilensky 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesAmend Right to Call Special Meeting 4
SH AgainstAgainstAgainstYesAmend Bylaws -- Call Special Meetings 5
The Charles Schwab Corporation
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 808513105
Ticker: SCHW
Primary CUSIP: 808513105 Primary ISIN: US8085131055 Primary SEDOL: 2779397
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Walter W. Bettinger, II Mgmt Yes For For For
Mgmt ForForForYesElect Director Joan T. Dea 1b
Mgmt ForForForYesElect Director Christopher V. Dodds 1c
Mgmt ForForForYesElect Director Mark A. Goldfarb 1d
Mgmt ForForForYesElect Director Charles A. Ruffel 1e
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesProvide Proxy Access Right 5
SH ForForAgainstYesPrepare Employment Diversity Report 6
SH AgainstAgainstAgainstYesReport on Political Contributions 7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ventas, Inc.
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92276F100
Ticker: VTR
Primary CUSIP: 92276F100 Primary ISIN: US92276F1003 Primary SEDOL: 2927925
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Melody C. Barnes Mgmt Yes For For For
Mgmt ForForForYesElect Director Debra A. Cafaro 1B
Mgmt ForForForYesElect Director Jay M. Gellert 1C
Mgmt ForForForYesElect Director Richard I. Gilchrist 1D
Mgmt ForForForYesElect Director Matthew J. Lustig 1E
Mgmt ForForForYesElect Director Roxanne M. Martino 1F
Mgmt ForForForYesElect Director Walter C. Rakowich 1G
Mgmt ForForForYesElect Director Robert D. Reed 1H
Mgmt ForForForYesElect Director James D. Shelton 1I
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Zimmer Biomet Holdings, Inc.
Meeting Date: 05/15/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98956P102
Ticker: ZBH
Primary CUSIP: 98956P102 Primary ISIN: US98956P1021 Primary SEDOL: 2783815
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Christopher B. Begley Mgmt Yes For For For
Mgmt ForForForYesElect Director Betsy J. Bernard 1b
Mgmt ForForForYesElect Director Gail K. Boudreaux 1c
Mgmt ForForForYesElect Director Michael J. Farrell 1d
Mgmt ForForForYesElect Director Larry C. Glasscock 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Zimmer Biomet Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert A. Hagemann 1f
Mgmt ForForForYesElect Director Bryan C. Hanson 1g
Mgmt ForForForYesElect Director Arthur J. Higgins 1h
Mgmt ForForForYesElect Director Michael W. Michelson 1i
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Zoetis Inc.
Meeting Date: 05/15/2018
Record Date: 03/21/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98978V103
Ticker: ZTS
Primary CUSIP: 98978V103 Primary ISIN: US98978V1035 Primary SEDOL: B95WG16
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sanjay Khosla Mgmt Yes For For For
Mgmt ForForForYesElect Director Willie M. Reed 1.2
Mgmt ForForForYesElect Director Linda Rhodes 1.3
Mgmt ForForForYesElect Director William C. Steere, Jr. 1.4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Advance Auto Parts, Inc.
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00751Y106
Ticker: AAP
Primary CUSIP: 00751Y106 Primary ISIN: US00751Y1064 Primary SEDOL: 2822019
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Advance Auto Parts, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John F. Bergstrom Mgmt Yes For For For
Mgmt ForForForYesElect Director Brad W. Buss 1.2
Mgmt ForForForYesElect Director Fiona P. Dias 1.3
Mgmt ForForForYesElect Director John F. Ferraro 1.4
Mgmt ForForForYesElect Director Thomas R. Greco 1.5
Mgmt ForForForYesElect Director Adriana Karaboutis 1.6
Mgmt ForForForYesElect Director Eugene I. Lee, Jr. 1.7
Mgmt ForForForYesElect Director Douglas A. Pertz 1.8
Mgmt ForForForYesElect Director Reuben E. Slone 1.9
Mgmt ForForForYesElect Director Jeffrey C. Smith 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Align Technology, Inc.
Meeting Date: 05/16/2018
Record Date: 03/21/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 016255101
Ticker: ALGN
Primary CUSIP: 016255101 Primary ISIN: US0162551016 Primary SEDOL: 2679204
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kevin J. Dallas Mgmt Yes For For For
Mgmt ForForForYesElect Director Joseph M. Hogan 1.2
Mgmt ForForForYesElect Director Joseph Lacob 1.3
Mgmt ForForForYesElect Director C. Raymond Larkin, Jr. 1.4
Mgmt ForForForYesElect Director George J. Morrow 1.5
Mgmt ForForForYesElect Director Thomas M. Prescott 1.6
Mgmt ForForForYesElect Director Andrea L. Saia 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Align Technology, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Greg J. Santora 1.8
Mgmt ForForForYesElect Director Susan E. Siegel 1.9
Mgmt ForForForYesElect Director Warren S. Thaler 1.10
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Anthem, Inc.
Meeting Date: 05/16/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 036752103
Ticker: ANTM
Primary CUSIP: 036752103 Primary ISIN: US0367521038 Primary SEDOL: BSPHGL4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lewis Hay, III Mgmt Yes For For For
Mgmt ForForForYesElect Director Julie A. Hill 1b
Mgmt ForForForYesElect Director Antonio F. Neri 1c
Mgmt ForForForYesElect Director Ramiro G. Peru 1d
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesProvide Right to Call Special Meeting 4
SH AgainstAgainstAgainstYesAmend Bylaws - Call Special Meetings 5
Arconic Inc.
Meeting Date: 05/16/2018
Record Date: 03/21/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03965L100
Ticker: ARNC
Primary CUSIP: 03965L100 Primary ISIN: US03965L1008 Primary SEDOL: BD3D9G5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Arconic Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director James F. Albaugh Mgmt Yes For For For
Mgmt ForForForYesElect Director Amy E. Alving 1.2
Mgmt ForForForYesElect Director Christopher L. Ayers 1.3
Mgmt ForForForYesElect Director Charles "Chip" Blankenship 1.4
Mgmt ForForForYesElect Director Arthur D. Collins, Jr. 1.5
Mgmt ForForForYesElect Director Elmer L. Doty 1.6
Mgmt ForForForYesElect Director Rajiv L. Gupta 1.7
Mgmt ForForForYesElect Director David P. Hess 1.8
Mgmt ForForForYesElect Director Sean O. Mahoney 1.9
Mgmt ForForForYesElect Director David J. Miller 1.10
Mgmt ForForForYesElect Director E. Stanley O'Neal 1.11
Mgmt ForForForYesElect Director John C. Plant 1.12
Mgmt ForForForYesElect Director Ulrich R. Schmidt 1.13
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Everest Re Group, Ltd.
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G3223R108
Ticker: RE
Primary CUSIP: G3223R108 Primary ISIN: BMG3223R1088 Primary SEDOL: 2556868
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dominic J. Addesso Mgmt Yes For For For
Mgmt ForForForYesElect Director John J. Amore 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Everest Re Group, Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director William F. Galtney, Jr. 1.3
Mgmt ForForForYesElect Director John A. Graf 1.4
Mgmt ForForForYesElect Director Gerri Losquadro 1.5
Mgmt ForForForYesElect Director Roger M. Singer 1.6
Mgmt ForForForYesElect Director Joseph V. Taranto 1.7
Mgmt ForForForYesElect Director John A. Weber 1.8
Mgmt ForForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Halliburton Company
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 406216101
Ticker: HAL
Primary CUSIP: 406216101 Primary ISIN: US4062161017 Primary SEDOL: 2405302
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Abdulaziz F. Al Khayyal Mgmt Yes For For For
Mgmt ForForForYesElect Director William E. Albrecht 1b
Mgmt ForForForYesElect Director Alan M. Bennett 1c
Mgmt ForForForYesElect Director James R. Boyd 1d
Mgmt ForForForYesElect Director Milton Carroll 1e
Mgmt ForForForYesElect Director Nance K. Dicciani 1f
Mgmt ForForForYesElect Director Murry S. Gerber 1g
Mgmt ForForForYesElect Director Jose C. Grubisich 1h
Mgmt ForForForYesElect Director David J. Lesar 1i
Mgmt ForForForYesElect Director Robert A. Malone 1j
Mgmt ForForForYesElect Director Jeffrey A. Miller 1k
Mgmt ForForForYesElect Director Debra L. Reed 1l
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Halliburton Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Kohl's Corporation
Meeting Date: 05/16/2018
Record Date: 03/14/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 500255104
Ticker: KSS
Primary CUSIP: 500255104 Primary ISIN: US5002551043 Primary SEDOL: 2496113
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peter Boneparth Mgmt Yes For For For
Mgmt ForForForYesElect Director Steven A. Burd 1b
Mgmt ForForForYesElect Director H. Charles Floyd 1c
Mgmt ForForForYesElect Director Michelle Gass 1d
Mgmt ForForForYesElect Director Jonas Prising 1e
Mgmt ForForForYesElect Director John E. Schlifske 1f
Mgmt ForForForYesElect Director Adrianne Shapira 1g
Mgmt ForForForYesElect Director Frank V. Sica 1h
Mgmt ForForForYesElect Director Stephanie A. Streeter 1i
Mgmt ForForForYesElect Director Nina G. Vaca 1j
Mgmt ForForForYesElect Director Stephen E. Watson 1k
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Mondelez International, Inc.
Meeting Date: 05/16/2018
Record Date: 03/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 609207105
Ticker: MDLZ
Primary CUSIP: 609207105 Primary ISIN: US6092071058 Primary SEDOL: B8CKK03
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mondelez International, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lewis W.K. Booth Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles E. Bunch 1b
Mgmt ForForForYesElect Director Debra A. Crew 1c
Mgmt ForForForYesElect Director Lois D. Juliber 1d
Mgmt ForForForYesElect Director Mark D. Ketchum 1e
Mgmt ForForForYesElect Director Peter W. May 1f
Mgmt ForForForYesElect Director Jorge S. Mesquita 1g
Mgmt ForForForYesElect Director Joseph Neubauer 1h
Mgmt ForForForYesElect Director Fredric G. Reynolds 1i
Mgmt ForForForYesElect Director Christiana S. Shi 1j
Mgmt ForForForYesElect Director Patrick T. Siewert 1k
Mgmt ForForForYesElect Director Jean-Francois M. L. van Boxmeer
1l
Mgmt ForForForYesElect Director Dirk Van de Put 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesAssess Environmental Impact of Non-Recyclable Packaging
4
SH AgainstAgainstAgainstYesCreate a Committee to Prepare a Report Regarding the Impact of Plant Closures on Communities
5
Northrop Grumman Corporation
Meeting Date: 05/16/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 666807102
Ticker: NOC
Primary CUSIP: 666807102 Primary ISIN: US6668071029 Primary SEDOL: 2648806
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Northrop Grumman Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Wesley G. Bush Mgmt Yes For For For
Mgmt ForForForYesElect Director Marianne C. Brown 1.2
Mgmt ForForForYesElect Director Donald E. Felsinger 1.3
Mgmt ForForForYesElect Director Ann M. Fudge 1.4
Mgmt ForForForYesElect Director Bruce S. Gordon 1.5
Mgmt ForForForYesElect Director William H. Hernandez 1.6
Mgmt ForForForYesElect Director Madeleine A. Kleiner 1.7
Mgmt ForForForYesElect Director Karl J. Krapek 1.8
Mgmt ForForForYesElect Director Gary Roughead 1.9
Mgmt ForForForYesElect Director Thomas M. Schoewe 1.10
Mgmt ForForForYesElect Director James S. Turley 1.11
Mgmt ForForForYesElect Director Mark A. Welsh, III 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
NVIDIA CORPORATION
Meeting Date: 05/16/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 67066G104
Ticker: NVDA
Primary CUSIP: 67066G104 Primary ISIN: US67066G1040 Primary SEDOL: 2379504
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert K. Burgess Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director Tench Coxe 1b
Mgmt ForForForYesElect Director Persis S. Drell 1c
Mgmt AgainstReferForYesElect Director James C. Gaither 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NVIDIA CORPORATION
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jen-Hsun Huang 1e
Mgmt ForForForYesElect Director Dawn Hudson 1f
Mgmt AgainstReferForYesElect Director Harvey C. Jones 1g
Mgmt ForForForYesElect Director Michael G. McCaffery 1h
Mgmt ForForForYesElect Director Mark L. Perry 1i
Mgmt AgainstReferForYesElect Director A. Brooke Seawell 1j
Mgmt ForForForYesElect Director Mark A. Stevens 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
5
Pinnacle West Capital Corporation
Meeting Date: 05/16/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 723484101
Ticker: PNW
Primary CUSIP: 723484101 Primary ISIN: US7234841010 Primary SEDOL: 2048804
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Donald E. Brandt Mgmt Yes For For For
Mgmt ForForForYesElect Director Denis A. Cortese 1.2
Mgmt ForForForYesElect Director Richard P. Fox 1.3
Mgmt ForForForYesElect Director Michael L. Gallagher 1.4
Mgmt ForForForYesElect Director Dale E. Klein 1.5
Mgmt ForForForYesElect Director Humberto S. Lopez 1.6
Mgmt ForForForYesElect Director Kathryn L. Munro 1.7
Mgmt ForForForYesElect Director Bruce J. Nordstrom 1.8
Mgmt ForForForYesElect Director Paula J. Sims 1.9
Mgmt ForForForYesElect Director David P. Wagener 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Pinnacle West Capital Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
PPL Corporation
Meeting Date: 05/16/2018
Record Date: 02/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 69351T106
Ticker: PPL
Primary CUSIP: 69351T106 Primary ISIN: US69351T1060 Primary SEDOL: 2680905
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Adkins Mgmt Yes For For For
Mgmt ForForForYesElect Director John W. Conway 1.2
Mgmt ForForForYesElect Director Steven G. Elliott 1.3
Mgmt ForForForYesElect Director Raja Rajamannar 1.4
Mgmt ForForForYesElect Director Craig A. Rogerson 1.5
Mgmt ForForForYesElect Director William H. Spence 1.6
Mgmt ForForForYesElect Director Natica von Althann 1.7
Mgmt ForForForYesElect Director Keith H. Williamson 1.8
Mgmt ForForForYesElect Director Phoebe A. Wood 1.9
Mgmt ForForForYesElect Director Armando Zagalo de Lima 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Range Resources Corporation
Meeting Date: 05/16/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 75281A109
Ticker: RRC
Primary CUSIP: 75281A109 Primary ISIN: US75281A1097 Primary SEDOL: 2523334
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Range Resources Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Brenda A. Cline Mgmt Yes For For For
Mgmt ForForForYesElect Director Anthony V. Dub 1b
Mgmt ForForForYesElect Director Allen Finkelson 1c
Mgmt ForForForYesElect Director James M. Funk 1d
Mgmt ForForForYesElect Director Christopher A. Helms 1e
Mgmt ForForForYesElect Director Robert A. Innamorati 1f
Mgmt ForForForYesElect Director Greg G. Maxwell 1g
Mgmt ForForForYesElect Director Kevin S. McCarthy 1h
Mgmt ForForForYesElect Director Steffen E. Palko 1i
Mgmt ForForForYesElect Director Jeffrey L. Ventura 1j
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstYesReport on Political Contributions 4
SH AbstainAbstainAgainstYesReport on Methane Emissions Management and Reduction Targets
5
Southwest Airlines Co.
Meeting Date: 05/16/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 844741108
Ticker: LUV
Primary CUSIP: 844741108 Primary ISIN: US8447411088 Primary SEDOL: 2831543
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director David W. Biegler Mgmt Yes For For For
Mgmt ForForForYesElect Director J. Veronica Biggins 1b
Mgmt ForForForYesElect Director Douglas H. Brooks 1c
Mgmt ForForForYesElect Director William H. Cunningham 1d
Mgmt ForForForYesElect Director John G. Denison 1e
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Southwest Airlines Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Thomas W. Gilligan 1f
Mgmt ForForForYesElect Director Gary C. Kelly 1g
Mgmt ForForForYesElect Director Grace D. Lieblein 1h
Mgmt ForForForYesElect Director Nancy B. Loeffler 1i
Mgmt ForForForYesElect Director John T. Montford 1j
Mgmt ForForForYesElect Director Ron Ricks 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
State Street Corporation
Meeting Date: 05/16/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 857477103
Ticker: STT
Primary CUSIP: 857477103 Primary ISIN: US8574771031 Primary SEDOL: 2842040
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kennett F. Burnes Mgmt Yes For For For
Mgmt ForForForYesElect Director Patrick de Saint-Aignan 1b
Mgmt ForForForYesElect Director Lynn A. Dugle 1c
Mgmt ForForForYesElect Director Amelia C. Fawcett 1d
Mgmt ForForForYesElect Director William C. Freda 1e
Mgmt ForForForYesElect Director Linda A. Hill 1f
Mgmt ForForForYesElect Director Joseph L. Hooley 1g
Mgmt ForForForYesElect Director Sara Mathew 1h
Mgmt ForForForYesElect Director William L. Meaney 1i
Mgmt ForForForYesElect Director Sean O'Sullivan 1j
Mgmt ForForForYesElect Director Richard P. Sergel 1k
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
State Street Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Gregory L. Summe 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAdopt Majority Voting Standard for Specified Corporate Actions
3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
The Hartford Financial Services Group, Inc.
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 416515104
Ticker: HIG
Primary CUSIP: 416515104 Primary ISIN: US4165151048 Primary SEDOL: 2476193
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert B. Allardice, III Mgmt Yes For For For
Mgmt ForForForYesElect Director Carlos Dominguez 1b
Mgmt ForForForYesElect Director Trevor Fetter 1c
Mgmt ForForForYesElect Director Stephen P. McGill 1d
Mgmt ForForForYesElect Director Kathryn A. Mikells 1e
Mgmt ForForForYesElect Director Michael G. Morris 1f
Mgmt ForForForYesElect Director Thomas A. Renyi 1g
Mgmt ForForForYesElect Director Julie G. Richardson 1h
Mgmt ForForForYesElect Director Teresa W. Roseborough 1i
Mgmt ForForForYesElect Director Virginia P. Ruesterholz 1j
Mgmt ForForForYesElect Director Christopher J. Swift 1k
Mgmt ForForForYesElect Director Greig Woodring 1l
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Universal Health Services, Inc.
Meeting Date: 05/16/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 913903100
Ticker: UHS
Primary CUSIP: 913903100 Primary ISIN: US9139031002 Primary SEDOL: 2923785
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Ratify PricewaterhouseCoopers LLP as Auditors
Mgmt Yes For For For
SH ForForAgainstYesAdopt Proxy Access Right 2
Verisk Analytics, Inc.
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92345Y106
Ticker: VRSK
Primary CUSIP: 92345Y106 Primary ISIN: US92345Y1064 Primary SEDOL: B4P9W92
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Samuel G. Liss Mgmt Yes For For For
Mgmt ForForForYesElect Director Therese M. Vaughan 1.2
Mgmt ForForForYesElect Director Bruce Hansen 1.3
Mgmt ForForForYesElect Director Kathleen A. Hogenson 1.4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Wynn Resorts, Limited
Meeting Date: 05/16/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Proxy Contest
Primary Security ID: 983134107
Ticker: WYNN
Primary CUSIP: 983134107 Primary ISIN: US9831341071 Primary SEDOL: 2963811
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Wynn Resorts, Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Management Proxy Mgmt No
Mgmt ForForForYesElect Director Betsy Atkins 1.1
Mgmt WithholdWithholdForYesElect Director John J. Hagenbuch 1.2
Mgmt ForForForYesElect Director Patricia Mulroy 1.3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesReport on Political Contributions 4
Mgmt NoDissident Proxy (Blue Card)
SH Do Not Vote
Do Not Vote
NoneYesManagement Nominee Betsy Atkins 1.1
SH Do Not Vote
Do Not Vote
WithholdYesManagement Nominee John J. Hagenbuch 1.2
SH Do Not Vote
Do Not Vote
NoneYesManagement Nominee Patricia Mulroy 1.3
Mgmt Do Not Vote
Do Not Vote
NoneYesRatify Ernst & Young LLP as Auditors 2
Mgmt Do Not Vote
Do Not Vote
NoneYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH Do Not Vote
Do Not Vote
NoneYesReport on Political Contributions 4
Xcel Energy Inc.
Meeting Date: 05/16/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98389B100
Ticker: XEL
Primary CUSIP: 98389B100 Primary ISIN: US98389B1008 Primary SEDOL: 2614807
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard K. Davis Mgmt Yes For For For
Mgmt ForForForYesElect Director Ben Fowke 1b
Mgmt ForForForYesElect Director Richard T. O'Brien 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Xcel Energy Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director David K. Owens 1d
Mgmt ForForForYesElect Director Christopher J. Policinski 1e
Mgmt ForForForYesElect Director James T. Prokopanko 1f
Mgmt ForForForYesElect Director A. Patricia Sampson 1g
Mgmt ForForForYesElect Director James J. Sheppard 1h
Mgmt ForForForYesElect Director David A. Westerlund 1i
Mgmt ForForForYesElect Director Kim Williams 1j
Mgmt ForForForYesElect Director Timothy V. Wolf 1k
Mgmt ForForForYesElect Director Daniel Yohannes 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Alliant Energy Corporation
Meeting Date: 05/17/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 018802108
Ticker: LNT
Primary CUSIP: 018802108 Primary ISIN: US0188021085 Primary SEDOL: 2973821
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Dean C. Oestreich Mgmt Yes For Withhold Withhold
Mgmt ForForForYesElect Director Carol P. Sanders 1.2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesReport on Political Contributions 4
Altria Group, Inc.
Meeting Date: 05/17/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 02209S103
Ticker: MO
Primary CUSIP: 02209S103 Primary ISIN: US02209S1033 Primary SEDOL: 2692632
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Altria Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John T. Casteen, III Mgmt Yes For For For
Mgmt ForForForYesElect Director Dinyar S. Devitre 1.2
Mgmt ForForForYesElect Director Thomas F. Farrell, II 1.3
Mgmt ForForForYesElect Director Debra J. Kelly-Ennis 1.4
Mgmt ForForForYesElect Director W. Leo Kiely, III 1.5
Mgmt ForForForYesElect Director Kathryn B. McQuade 1.6
Mgmt ForForForYesElect Director George Munoz 1.7
Mgmt ForForForYesElect Director Mark E. Newman 1.8
Mgmt ForForForYesElect Director Nabil Y. Sakkab 1.9
Mgmt ForForForYesElect Director Virginia E. Shanks 1.10
Mgmt ForForForYesElect Director Howard A. Willard, III 1.11
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Nicotine Levels in Tobacco Products 4
Amphenol Corporation
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 032095101
Ticker: APH
Primary CUSIP: 032095101 Primary ISIN: US0320951017 Primary SEDOL: 2145084
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Ronald P. Badie Mgmt Yes For For For
Mgmt ForForForYesElect Director Stanley L. Clark 1.2
Mgmt ForForForYesElect Director John D. Craig 1.3
Mgmt ForForForYesElect Director David P. Falck 1.4
Mgmt ForForForYesElect Director Edward G. Jepsen 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Amphenol Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Martin H. Loeffler 1.6
Mgmt ForForForYesElect Director John R. Lord 1.7
Mgmt ForForForYesElect Director R. Adam Norwitt 1.8
Mgmt ForForForYesElect Director Diana G. Reardon 1.9
Mgmt ForForForYesElect Director Anne Clarke Wolff 1.10
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Cboe Global Markets Inc.
Meeting Date: 05/17/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 12503M108
Ticker: CBOE
Primary CUSIP: 12503M108 Primary ISIN: US12503M1080 Primary SEDOL: B5834C5
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edward T. Tilly Mgmt Yes For For For
Mgmt ForForForYesElect Director Frank E. English, Jr. 1.2
Mgmt ForForForYesElect Director William M. Farrow, III 1.3
Mgmt ForForForYesElect Director Edward J. Fitzpatrick 1.4
Mgmt ForForForYesElect Director Janet P. Froetscher 1.5
Mgmt ForForForYesElect Director Jill R. Goodman 1.6
Mgmt ForForForYesElect Director Roderick A. Palmore 1.7
Mgmt ForForForYesElect Director James E. Parisi 1.8
Mgmt ForForForYesElect Director Joseph P. Ratterman 1.9
Mgmt ForForForYesElect Director Michael L. Richter 1.10
Mgmt ForForForYesElect Director Jill E. Sommers 1.11
Mgmt ForForForYesElect Director Carole E. Stone 1.12
Mgmt ForForForYesElect Director Eugene S. Sunshine 1.13
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cboe Global Markets Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
Chubb Limited
Meeting Date: 05/17/2018
Record Date: 03/26/2018
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H1467J104
Ticker: CB
Primary CUSIP: H0023R105 Primary ISIN: CH0044328745 Primary SEDOL: B3BQMF6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt Yes For For For
Mgmt ForForForYesAllocate Disposable Profit 2.1
Mgmt ForForForYesApprove Dividend Distribution From Legal Reserves Through Capital Contributions Reserve Subaccount
2.2
Mgmt ForForForYesApprove Discharge of Board and Senior Management
3
Mgmt ForForForYesRatify PricewaterhouseCoopers AG (Zurich) as Auditors
4.1
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors
4.2
Mgmt ForForForYesRatify BDO AG (Zurich) as Special Auditors 4.3
Mgmt ForForForYesElect Director Evan G. Greenberg 5.1
Mgmt ForForForYesElect Director Robert M. Hernandez 5.2
Mgmt ForForForYesElect Director Michael G. Atieh 5.3
Mgmt ForForForYesElect Director Sheila P. Burke 5.4
Mgmt ForForForYesElect Director James I. Cash 5.5
Mgmt ForForForYesElect Director Mary Cirillo 5.6
Mgmt ForForForYesElect Director Michael P. Connors 5.7
Mgmt ForForForYesElect Director John A. Edwardson 5.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Chubb Limited
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Kimberly A. Ross 5.9
Mgmt ForForForYesElect Director Robert W. Scully 5.10
Mgmt ForForForYesElect Director Eugene B. Shanks, Jr. 5.11
Mgmt ForForForYesElect Director Theodore E. Shasta 5.12
Mgmt ForForForYesElect Director David H. Sidwell 5.13
Mgmt ForForForYesElect Director Olivier Steimer 5.14
Mgmt ForForForYesElect Director James M. Zimmerman 5.15
Mgmt ForForForYesElect Evan G. Greenberg as Board Chairman 6
Mgmt ForForForYesAppoint Michael P. Connors as Member of the Compensation Committee
7.1
Mgmt ForForForYesAppoint Mary Cirillo as Member of the Compensation Committee
7.2
Mgmt ForForForYesAppoint Robert M. Hernandez as Member of the Compensation Committee
7.3
Mgmt ForForForYesAppoint James M. Zimmerman as Member of the Compensation Committee
7.4
Mgmt ForForForYesDesignate Homburger AG as Independent Proxy
8
Mgmt ForForForYesIssue Shares Without Preemptive Rights 9
Mgmt ForForForYesApprove the Maximum Aggregate Remuneration of Directors
10.1
Mgmt ForForForYesApprove Remuneration of Executive Management in the Amount of USD 43 Million for Fiscal 2019
10.2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
11
Concho Resources Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 20605P101
Ticker: CXO
Primary CUSIP: 20605P101 Primary ISIN: US20605P1012 Primary SEDOL: B1YWRK7
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven L. Beal Mgmt Yes For Against Against
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Concho Resources Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt AgainstAgainstForYesElect Director Tucker S. Bridwell 1.2
Mgmt ForForForYesElect Director Mark B. Puckett 1.3
Mgmt AgainstAgainstForYesElect Director E. Joseph Wright 1.4
Mgmt ForForForYesRatify Grant Thornton LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Crown Castle International Corp.
Meeting Date: 05/17/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 22822V101
Ticker: CCI
Primary CUSIP: 22822V101 Primary ISIN: US22822V1017 Primary SEDOL: BTGQCX1
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director P. Robert Bartolo Mgmt Yes For For For
Mgmt ForForForYesElect Director Jay A. Brown 1b
Mgmt ForForForYesElect Director Cindy Christy 1c
Mgmt ForForForYesElect Director Ari Q. Fitzgerald 1d
Mgmt ForForForYesElect Director Robert E. Garrison, II 1e
Mgmt ForForForYesElect Director Andrea J. Goldsmith 1f
Mgmt ForForForYesElect Director Lee W. Hogan 1g
Mgmt ForForForYesElect Director Edward C. Hutcheson, Jr. 1h
Mgmt ForForForYesElect Director J. Landis Martin 1i
Mgmt ForForForYesElect Director Robert F. McKenzie 1j
Mgmt ForForForYesElect Director Anthony J. Melone 1k
Mgmt ForForForYesElect Director W. Benjamin Moreland 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Edwards Lifesciences Corporation
Meeting Date: 05/17/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 28176E108
Ticker: EW
Primary CUSIP: 28176E108 Primary ISIN: US28176E1082 Primary SEDOL: 2567116
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael A. Mussallem Mgmt Yes For For For
Mgmt ForForForYesElect Director Kieran T. Gallahue 1b
Mgmt ForForForYesElect Director Leslie S. Heisz 1c
Mgmt ForForForYesElect Director William J. Link 1d
Mgmt ForForForYesElect Director Steven R. Loranger 1e
Mgmt ForForForYesElect Director Martha H. Marsh 1f
Mgmt ForForForYesElect Director Wesley W. von Schack 1g
Mgmt ForForForYesElect Director Nicholas J. Valeriani 1h
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Hasbro, Inc.
Meeting Date: 05/17/2018
Record Date: 03/21/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 418056107
Ticker: HAS
Primary CUSIP: 418056107 Primary ISIN: US4180561072 Primary SEDOL: 2414580
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth A. Bronfin Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael R. Burns 1.2
Mgmt ForForForYesElect Director Hope F. Cochran 1.3
Mgmt ForForForYesElect Director Crispin H. Davis 1.4
Mgmt ForForForYesElect Director Lisa Gersh 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Hasbro, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Brian D. Goldner 1.6
Mgmt ForForForYesElect Director Alan G. Hassenfeld 1.7
Mgmt ForForForYesElect Director Tracy A. Leinbach 1.8
Mgmt ForForForYesElect Director Edward M. Philip 1.9
Mgmt ForForForYesElect Director Richard S. Stoddart 1.10
Mgmt ForForForYesElect Director Mary Beth West 1.11
Mgmt ForForForYesElect Director Linda K. Zecher 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesClawback of Incentive Payments 4
Host Hotels & Resorts, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 44107P104
Ticker: HST
Primary CUSIP: 44107P104 Primary ISIN: US44107P1049 Primary SEDOL: 2567503
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mary L. Baglivo Mgmt Yes For For For
Mgmt ForForForYesElect Director Sheila C. Bair 1.2
Mgmt ForForForYesElect Director Ann McLaughlin Korologos 1.3
Mgmt ForForForYesElect Director Richard E. Marriott 1.4
Mgmt ForForForYesElect Director Sandeep L. Mathrani 1.5
Mgmt ForForForYesElect Director John B. Morse, Jr. 1.6
Mgmt ForForForYesElect Director Mary Hogan Preusse 1.7
Mgmt ForForForYesElect Director Walter C. Rakowich 1.8
Mgmt ForForForYesElect Director James F. Risoleo 1.9
Mgmt ForForForYesElect Director Gordon H. Smith 1.10
Mgmt ForForForYesElect Director A. William Stein 1.11
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Host Hotels & Resorts, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
SH AgainstAgainstAgainstYesReport on Sustainability 3
Intel Corporation
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 458140100
Ticker: INTC
Primary CUSIP: 458140100 Primary ISIN: US4581401001 Primary SEDOL: 2463247
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Aneel Bhusri Mgmt Yes For For For
Mgmt ForForForYesElect Director Andy D. Bryant 1b
Mgmt ForForForYesElect Director Reed E. Hundt 1c
Mgmt ForForForYesElect Director Omar Ishrak 1d
Mgmt ForForForYesElect Director Brian M. Krzanich 1e
Mgmt ForForForYesElect Director Risa Lavizzo-Mourey 1f
Mgmt ForForForYesElect Director Tsu-Jae King Liu 1g
Mgmt ForForForYesElect Director Gregory D. Smith 1h
Mgmt ForForForYesElect Director Andrew Wilson 1i
Mgmt ForForForYesElect Director Frank D. Yeary 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
SH AgainstAgainstAgainstYesReport on Costs and Benefits of Poltical Contributions
6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Kansas City Southern
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 485170302
Ticker: KSU
Primary CUSIP: 485170302 Primary ISIN: US4851703029 Primary SEDOL: 2607647
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lydia I. Beebe Mgmt Yes For For For
Mgmt ForForForYesElect Director Lu M. Cordova 1.2
Mgmt ForForForYesElect Director Robert J. Druten 1.3
Mgmt ForForForYesElect Director Terrence P. Dunn 1.4
Mgmt ForForForYesElect Director Antonio O. Garza, Jr. 1.5
Mgmt ForForForYesElect Director David Garza-Santos 1.6
Mgmt ForForForYesElect Director Janet H. Kennedy 1.7
Mgmt ForForForYesElect Director Mitchell J. Krebs 1.8
Mgmt ForForForYesElect Director Henry J. Maier 1.9
Mgmt ForForForYesElect Director Thomas A. McDonnell 1.10
Mgmt ForForForYesElect Director Patrick J. Ottensmeyer 1.11
Mgmt ForForForYesElect Director Rodney E. Slater 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
L Brands, Inc.
Meeting Date: 05/17/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 501797104
Ticker: LB
Primary CUSIP: 501797104 Primary ISIN: US5017971046 Primary SEDOL: B9M2WX3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director E. Gordon Gee Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
L Brands, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Stephen D. Steinour 1.2
Mgmt AgainstReferForYesElect Director Allan R. Tessler 1.3
Mgmt AgainstReferForYesElect Director Abigail S. Wexner 1.4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesEliminate Supermajority Vote Requirement 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Marsh & McLennan Companies, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 571748102
Ticker: MMC
Primary CUSIP: 571748102 Primary ISIN: US5717481023 Primary SEDOL: 2567741
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Anthony K. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Oscar Fanjul 1b
Mgmt ForForForYesElect Director Daniel S. Glaser 1c
Mgmt ForForForYesElect Director H. Edward Hanway 1d
Mgmt ForForForYesElect Director Deborah C. Hopkins 1e
Mgmt ForForForYesElect Director Elaine La Roche 1f
Mgmt ForForForYesElect Director Steven A. Mills 1g
Mgmt ForForForYesElect Director Bruce P. Nolop 1h
Mgmt ForForForYesElect Director Marc D. Oken 1i
Mgmt ForForForYesElect Director Morton O. Schapiro 1j
Mgmt ForForForYesElect Director Lloyd M. Yates 1k
Mgmt ForForForYesElect Director R. David Yost 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Martin Marietta Materials, Inc.
Meeting Date: 05/17/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 573284106
Ticker: MLM
Primary CUSIP: 573284106 Primary ISIN: US5732841060 Primary SEDOL: 2572079
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sue W. Cole Mgmt Yes For For For
Mgmt ForForForYesElect Director Smith W. Davis 1.2
Mgmt ForForForYesElect Director John J. Koraleski 1.3
Mgmt ForForForYesElect Director David G. Maffucci 1.4
Mgmt ForForForYesElect Director Michael J. Quillen 1.5
Mgmt ForForForYesElect Director Donald W. Slager 1.6
Mgmt ForForForYesElect Director Stephen P. Zelnak, Jr. 1.7
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mattel, Inc.
Meeting Date: 05/17/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 577081102
Ticker: MAT
Primary CUSIP: 577081102 Primary ISIN: US5770811025 Primary SEDOL: 2572303
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director R. Todd Bradley Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael J. Dolan 1b
Mgmt NoElect Director Trevor A. Edwards *Withdrawn Resolution*
1c
Mgmt NoElect Director Margaret H. Georgiadis *Withdrawn Resolution*
1d
Mgmt ForForForYesElect Director Ynon Kreiz 1e
Mgmt ForForForYesElect Director Soren T. Laursen 1f
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mattel, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Ann Lewnes 1g
Mgmt ForForForYesElect Director Dominic Ng 1h
Mgmt ForForForYesElect Director Vasant M. Prabhu 1i
Mgmt NoElect Director Rosa G. Rios *Withdrawn Resolution*
1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
SH AbstainAbstainAgainstYesRequire Independent Board Chairman 5
Pioneer Natural Resources Company
Meeting Date: 05/17/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 723787107
Ticker: PXD
Primary CUSIP: 723787107 Primary ISIN: US7237871071 Primary SEDOL: 2690830
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Edison C. Buchanan Mgmt Yes For For For
Mgmt ForForForYesElect Director Andrew F. Cates 1.2
Mgmt ForForForYesElect Director Timothy L. Dove 1.3
Mgmt ForForForYesElect Director Phillip A. Gobe 1.4
Mgmt ForForForYesElect Director Larry R. Grillot 1.5
Mgmt ForForForYesElect Director Stacy P. Methvin 1.6
Mgmt ForForForYesElect Director Royce W. Mitchell 1.7
Mgmt ForForForYesElect Director Frank A. Risch 1.8
Mgmt ForForForYesElect Director Scott D. Sheffield 1.9
Mgmt ForForForYesElect Director Mona K. Sutphen 1.10
Mgmt ForForForYesElect Director J. Kenneth Thompson 1.11
Mgmt ForForForYesElect Director Phoebe A. Wood 1.12
Mgmt ForForForYesElect Director Michael D. Wortley 1.13
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Pioneer Natural Resources Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SBA Communications Corporation
Meeting Date: 05/17/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 78410G104
Ticker: SBAC
Primary CUSIP: 78410G104 Primary ISIN: US78410G1040 Primary SEDOL: BZ6TS23
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Brian C. Carr Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary S. Chan 1b
Mgmt ForForForYesElect Director George R. Krouse, Jr. 1c
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
4
Sealed Air Corporation
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 81211K100
Ticker: SEE
Primary CUSIP: 81211K100 Primary ISIN: US81211K1007 Primary SEDOL: 2232793
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael Chu Mgmt Yes For For For
Mgmt ForForForYesElect Director Edward L. Doheny, II 1b
Mgmt ForForForYesElect Director Patrick Duff 1c
Mgmt ForForForYesElect Director Henry R. Keizer 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Sealed Air Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jacqueline B. Kosecoff 1e
Mgmt ForForForYesElect Director Neil Lustig 1f
Mgmt ForForForYesElect Director Richard L. Wambold 1g
Mgmt ForForForYesElect Director Jerry R. Whitaker 1h
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Synchrony Financial
Meeting Date: 05/17/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 87165B103
Ticker: SYF
Primary CUSIP: 87165B103 Primary ISIN: US87165B1035 Primary SEDOL: BP96PS6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Margaret M. Keane Mgmt Yes For For For
Mgmt ForForForYesElect Director Paget L. Alves 1b
Mgmt ForForForYesElect Director Arthur W. Coviello, Jr. 1c
Mgmt ForForForYesElect Director William W. Graylin 1d
Mgmt ForForForYesElect Director Roy A. Guthrie 1e
Mgmt ForForForYesElect Director Richard C. Hartnack 1f
Mgmt ForForForYesElect Director Jeffrey G. Naylor 1g
Mgmt ForForForYesElect Director Laurel J. Richie 1h
Mgmt ForForForYesElect Director Olympia J. Snowe 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Home Depot, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 437076102
Ticker: HD
Primary CUSIP: 437076102 Primary ISIN: US4370761029 Primary SEDOL: 2434209
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gerard J. Arpey Mgmt Yes For For For
Mgmt ForForForYesElect Director Ari Bousbib 1b
Mgmt ForForForYesElect Director Jeffery H. Boyd 1c
Mgmt ForForForYesElect Director Gregory D. Brenneman 1d
Mgmt ForForForYesElect Director J. Frank Brown 1e
Mgmt ForForForYesElect Director Albert P. Carey 1f
Mgmt ForForForYesElect Director Armando Codina 1g
Mgmt ForForForYesElect Director Helena B. Foulkes 1h
Mgmt ForForForYesElect Director Linda R. Gooden 1i
Mgmt ForForForYesElect Director Wayne M. Hewett 1j
Mgmt ForForForYesElect Director Stephanie C. Linnartz 1k
Mgmt ForForForYesElect Director Craig A. Menear 1l
Mgmt ForForForYesElect Director Mark Vadon 1m
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReport on Political Contributions 4
SH AbstainAbstainAgainstYesPrepare Employment Diversity Report and Report on Diversity Policies
5
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
6
SH AgainstAgainstAgainstYesClawback of Incentive Payments 7
Vertex Pharmaceuticals Incorporated
Meeting Date: 05/17/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92532F100
Ticker: VRTX
Primary CUSIP: 92532F100 Primary ISIN: US92532F1003 Primary SEDOL: 2931034
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Vertex Pharmaceuticals Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Sangeeta N. Bhatia Mgmt Yes For For For
Mgmt ForForForYesElect Director Jeffrey M. Leiden 1.2
Mgmt ForForForYesElect Director Bruce I. Sachs 1.3
Mgmt ForForForYesReduce Supermajority Vote Requirement 2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
SH AgainstAgainstAgainstYesReport on Drug Pricing Increases 6
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 7
Vornado Realty Trust
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 929042109
Ticker: VNO
Primary CUSIP: 929042109 Primary ISIN: US9290421091 Primary SEDOL: 2933632
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Steven Roth Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael D. Fascitelli 1.2
Mgmt ForForForYesElect Director Michael Lynne 1.3
Mgmt WithholdReferForYesElect Director David M. Mandelbaum 1.4
Mgmt ForForForYesElect Director Mandakini Puri 1.5
Mgmt ForForForYesElect Director Daniel R. Tisch 1.6
Mgmt WithholdReferForYesElect Director Russell B. Wight, Jr. 1.7
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAmend Declaration of Trust to Permit Shareholders to Vote on Amendments to Bylaws
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Vornado Realty Trust
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Wyndham Worldwide Corporation
Meeting Date: 05/17/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 98310W108
Ticker: WYN
Primary CUSIP: 98310W108 Primary ISIN: US98310W1080 Primary SEDOL: B198391
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Myra J. Biblowit Mgmt Yes For For For
Mgmt ForForForYesElect Director Louise F. Brady 1b
Mgmt ForForForYesElect Director James E. Buckman 1c
Mgmt ForForForYesElect Director George Herrera 1d
Mgmt ForForForYesElect Director Stephen P. Holmes 1e
Mgmt ForForForYesElect Director Brian M. Mulroney 1f
Mgmt ForForForYesElect Director Pauline D.E. Richards 1g
Mgmt ForForForYesElect Director Michael H. Wargotz 1h
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Mgmt AgainstAgainstForYesAmend Omnibus Stock Plan 4
SH ForForAgainstYesReport on Political Contributions 5
YUM! Brands, Inc.
Meeting Date: 05/17/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 988498101
Ticker: YUM
Primary CUSIP: 988498101 Primary ISIN: US9884981013 Primary SEDOL: 2098876
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
YUM! Brands, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Paget L. Alves Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael J. Cavanagh 1b
Mgmt ForForForYesElect Director Christopher M. Connor 1c
Mgmt ForForForYesElect Director Brian C. Cornell 1d
Mgmt ForForForYesElect Director Greg Creed 1e
Mgmt ForForForYesElect Director Tanya L. Domier 1f
Mgmt ForForForYesElect Director Mirian M. Graddick-Weir 1g
Mgmt ForForForYesElect Director Thomas C. Nelson 1h
Mgmt ForForForYesElect Director P. Justin Skala 1i
Mgmt ForForForYesElect Director Elane B. Stock 1j
Mgmt ForForForYesElect Director Robert D. Walter 1k
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Aetna Inc.
Meeting Date: 05/18/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00817Y108
Ticker: AET
Primary CUSIP: 00817Y108 Primary ISIN: US00817Y1082 Primary SEDOL: 2695921
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Fernando Aguirre Mgmt Yes For For For
Mgmt ForForForYesElect Director Mark T. Bertolini 1b
Mgmt ForForForYesElect Director Frank M. Clark 1c
Mgmt ForForForYesElect Director Molly J. Coye 1d
Mgmt ForForForYesElect Director Roger N. Farah 1e
Mgmt ForForForYesElect Director Jeffrey E. Garten 1f
Mgmt ForForForYesElect Director Ellen M. Hancock 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Aetna Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Richard J. Harrington 1h
Mgmt ForForForYesElect Director Edward J. Ludwig 1i
Mgmt ForForForYesElect Director Olympia J. Snowe 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4A
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4B
ANSYS, Inc.
Meeting Date: 05/18/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03662Q105
Ticker: ANSS
Primary CUSIP: 03662Q105 Primary ISIN: US03662Q1058 Primary SEDOL: 2045623
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Guy E. Dubois Mgmt Yes For For For
Mgmt ForForForYesElect Director Alec D. Gallimore 1b
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
CBRE Group, Inc.
Meeting Date: 05/18/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 12504L109
Ticker: CBRE
Primary CUSIP: 12504L109 Primary ISIN: US12504L1098 Primary SEDOL: B6WVMH3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Brandon B. Boze Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CBRE Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Beth F. Cobert 1b
Mgmt ForForForYesElect Director Curtis F. Feeny 1c
Mgmt ForForForYesElect Director Christopher T. Jenny 1d
Mgmt ForForForYesElect Director Gerardo I. Lopez 1e
Mgmt ForForForYesElect Director Paula R. Reynolds 1f
Mgmt ForForForYesElect Director Robert E. Sulentic 1g
Mgmt ForForForYesElect Director Laura D. Tyson 1h
Mgmt ForForForYesElect Director Ray Wirta 1i
Mgmt ForForForYesElect Director Sanjiv Yajnik 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH ForForAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
5
Cerner Corporation
Meeting Date: 05/18/2018
Record Date: 03/21/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 156782104
Ticker: CERN
Primary CUSIP: 156782104 Primary ISIN: US1567821046 Primary SEDOL: 2185284
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mitchell E. Daniels, Jr. Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director Clifford W. Illig 1b
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Chesapeake Energy Corporation
Meeting Date: 05/18/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 165167107
Ticker: CHK
Primary CUSIP: 165167107 Primary ISIN: US1651671075 Primary SEDOL: 2182779
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gloria R. Boyland Mgmt Yes For For For
Mgmt ForForForYesElect Director Luke R. Corbett 1b
Mgmt ForForForYesElect Director Archie W. Dunham 1c
Mgmt ForForForYesElect Director Leslie Starr Keating 1d
Mgmt ForForForYesElect Director Robert D. "Doug" Lawler 1e
Mgmt ForForForYesElect Director R. Brad Martin 1f
Mgmt ForForForYesElect Director Merrill A. "Pete" Miller, Jr. 1g
Mgmt ForForForYesElect Director Thomas L. Ryan 1h
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4
SH ForForAgainstYesAssess Portfolio Impacts of Policies to Meet 2 Degree Scenario
5
CSX Corporation
Meeting Date: 05/18/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 126408103
Ticker: CSX
Primary CUSIP: 126408103 Primary ISIN: US1264081035 Primary SEDOL: 2160753
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Donna M. Alvarado Mgmt Yes For For For
Mgmt ForForForYesElect Director John B. Breaux 1b
Mgmt ForForForYesElect Director Pamela L. Carter 1c
Mgmt ForForForYesElect Director James M. Foote 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CSX Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Steven T. Halverson 1e
Mgmt ForForForYesElect Director Paul C. Hilal 1f
Mgmt ForForForYesElect Director Edward J. Kelly, III 1g
Mgmt ForForForYesElect Director John D. McPherson 1h
Mgmt ForForForYesElect Director David M. Moffett 1i
Mgmt ForForForYesElect Director Dennis H. Reilley 1j
Mgmt ForForForYesElect Director Linda H. Riefler 1k
Mgmt ForForForYesElect Director J. Steven Whisler 1l
Mgmt ForForForYesElect Director John J. Zillmer 1m
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
4
Intercontinental Exchange, Inc.
Meeting Date: 05/18/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 45866F104
Ticker: ICE
Primary CUSIP: 45866F104 Primary ISIN: US45866F1049 Primary SEDOL: BFSSDS9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Sharon Y. Bowen Mgmt Yes For For For
Mgmt ForForForYesElect Director Ann M. Cairns 1b
Mgmt ForForForYesElect Director Charles R. Crisp 1c
Mgmt ForForForYesElect Director Duriya M. Farooqui 1d
Mgmt ForForForYesElect Director Jean-Marc Forneri 1e
Mgmt ForForForYesElect Director The Right Hon. the Lord Hague of Richmond
1f
Mgmt ForForForYesElect Director Frederick W. Hatfield 1g
Mgmt ForForForYesElect Director Thomas E. Noonan 1h
Mgmt ForForForYesElect Director Frederic V. Salerno 1i
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Intercontinental Exchange, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jeffrey C. Sprecher 1j
Mgmt ForForForYesElect Director Judith A. Sprieser 1k
Mgmt ForForForYesElect Director Vincent Tese 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Macy's, Inc.
Meeting Date: 05/18/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 55616P104
Ticker: M
Primary CUSIP: 55616P104 Primary ISIN: US55616P1049 Primary SEDOL: 2345022
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Francis S. Blake Mgmt Yes For For For
Mgmt ForForForYesElect Director John A. Bryant 1b
Mgmt ForForForYesElect Director Deirdre P. Connelly 1c
Mgmt ForForForYesElect Director Jeff Gennette 1d
Mgmt ForForForYesElect Director Leslie D. Hale 1e
Mgmt ForForForYesElect Director William H. Lenehan 1f
Mgmt ForForForYesElect Director Sara Levinson 1g
Mgmt ForForForYesElect Director Joyce M. Roche 1h
Mgmt ForForForYesElect Director Paul C. Varga 1i
Mgmt ForForForYesElect Director Marna C. Whittington 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Realty Income Corporation
Meeting Date: 05/18/2018
Record Date: 03/08/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 756109104
Ticker: O
Primary CUSIP: 756109104 Primary ISIN: US7561091049 Primary SEDOL: 2724193
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kathleen R. Allen Mgmt Yes For For For
Mgmt ForForForYesElect Director John P. Case 1b
Mgmt ForForForYesElect Director A. Larry Chapman 1c
Mgmt ForForForYesElect Director Priya Cherian Huskins 1d
Mgmt ForForForYesElect Director Michael D. McKee 1e
Mgmt ForForForYesElect Director Gregory T. McLaughlin 1f
Mgmt ForForForYesElect Director Ronald L. Merriman 1g
Mgmt ForForForYesElect Director Stephen E. Sterrett 1h
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
The Western Union Company
Meeting Date: 05/18/2018
Record Date: 03/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 959802109
Ticker: WU
Primary CUSIP: 959802109 Primary ISIN: US9598021098 Primary SEDOL: B1F76F9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Martin I. Cole Mgmt Yes For For For
Mgmt ForForForYesElect Director Hikmet Ersek 1b
Mgmt ForForForYesElect Director Richard A. Goodman 1c
Mgmt ForForForYesElect Director Betsy D. Holden 1d
Mgmt ForForForYesElect Director Jeffrey A. Joerres 1e
Mgmt ForForForYesElect Director Roberto G. Mendoza 1f
Mgmt ForForForYesElect Director Michael A. Miles, Jr. 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Western Union Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert W. Selander 1h
Mgmt ForForForYesElect Director Frances Fragos Townsend 1i
Mgmt ForForForYesElect Director Solomon D. Trujillo 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH ForForAgainstYesReport on Political Contributions 5
Weyerhaeuser Company
Meeting Date: 05/18/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 962166104
Ticker: WY
Primary CUSIP: 962166104 Primary ISIN: US9621661043 Primary SEDOL: 2958936
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark A. Emmert Mgmt Yes For For For
Mgmt ForForForYesElect Director Rick R. Holley 1.2
Mgmt ForForForYesElect Director Sara Grootwassink Lewis 1.3
Mgmt ForForForYesElect Director John F. Morgan, Sr. 1.4
Mgmt ForForForYesElect Director Nicole W. Piasecki 1.5
Mgmt ForForForYesElect Director Marc F. Racicot 1.6
Mgmt ForForForYesElect Director Lawrence A. Selzer 1.7
Mgmt ForForForYesElect Director Doyle R. Simons 1.8
Mgmt ForForForYesElect Director D. Michael Steuert 1.9
Mgmt ForForForYesElect Director Kim Williams 1.10
Mgmt ForForForYesElect Director Charles R. Williamson 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Consolidated Edison, Inc.
Meeting Date: 05/21/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 209115104
Ticker: ED
Primary CUSIP: 209115104 Primary ISIN: US2091151041 Primary SEDOL: 2216850
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director George Campbell, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Ellen V. Futter 1b
Mgmt ForForForYesElect Director John F. Killian 1c
Mgmt ForForForYesElect Director John McAvoy 1d
Mgmt ForForForYesElect Director William J. Mulrow 1e
Mgmt ForForForYesElect Director Armando J. Olivera 1f
Mgmt ForForForYesElect Director Michael W. Ranger 1g
Mgmt ForForForYesElect Director Linda S. Sanford 1h
Mgmt ForForForYesElect Director Deirdre Stanley 1i
Mgmt ForForForYesElect Director L. Frederick Sutherland 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Royal Caribbean Cruises Ltd.
Meeting Date: 05/21/2018
Record Date: 04/18/2018
Country: Liberia
Meeting Type: Annual
Primary Security ID: V7780T103
Ticker: RCL
Primary CUSIP: V7780T103 Primary ISIN: LR0008862868 Primary SEDOL: 2754907
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John F. Brock Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard D. Fain 1b
Mgmt AgainstReferForYesElect Director William L. Kimsey 1c
Mgmt ForForForYesElect Director Maritza G. Montiel 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Royal Caribbean Cruises Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Ann S. Moore 1e
Mgmt AgainstReferForYesElect Director Eyal M. Ofer 1f
Mgmt AgainstReferForYesElect Director Thomas J. Pritzker 1g
Mgmt ForForForYesElect Director William K. Reilly 1h
Mgmt ForForForYesElect Director Bernt Reitan 1i
Mgmt ForForForYesElect Director Vagn O. Sorensen 1j
Mgmt ForForForYesElect Director Donald Thompson 1k
Mgmt ForForForYesElect Director Arne Alexander Wilhelmsen 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Alexandria Real Estate Equities, Inc.
Meeting Date: 05/22/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 015271109
Ticker: ARE
Primary CUSIP: 015271109 Primary ISIN: US0152711091 Primary SEDOL: 2009210
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Joel S. Marcus Mgmt Yes For For For
Mgmt ForForForYesElect Director Steven R. Hash 1.2
Mgmt ForForForYesElect Director John L. Atkins, III 1.3
Mgmt ForForForYesElect Director James P. Cain 1.4
Mgmt ForForForYesElect Director Maria C. Freire 1.5
Mgmt ForForForYesElect Director Richard H. Klein 1.6
Mgmt ForForForYesElect Director James H. Richardson 1.7
Mgmt ForForForYesElect Director Michael A. Woronoff 1.8
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Amgen Inc.
Meeting Date: 05/22/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 031162100
Ticker: AMGN
Primary CUSIP: 031162100 Primary ISIN: US0311621009 Primary SEDOL: 2023607
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Wanda M. Austin Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert A. Bradway 1.2
Mgmt ForForForYesElect Director Brian J. Druker 1.3
Mgmt ForForForYesElect Director Robert A. Eckert 1.4
Mgmt ForForForYesElect Director Greg C. Garland 1.5
Mgmt ForForForYesElect Director Fred Hassan 1.6
Mgmt ForForForYesElect Director Rebecca M. Henderson 1.7
Mgmt ForForForYesElect Director Frank C. Herringer 1.8
Mgmt ForForForYesElect Director Charles M. Holley, Jr. 1.9
Mgmt ForForForYesElect Director Tyler Jacks 1.10
Mgmt ForForForYesElect Director Ellen J. Kullman 1.11
Mgmt ForForForYesElect Director Ronald D. Sugar 1.12
Mgmt ForForForYesElect Director R. Sanders Williams 1.13
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
4
Chipotle Mexican Grill, Inc.
Meeting Date: 05/22/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 169656105
Ticker: CMG
Primary CUSIP: 169656105 Primary ISIN: US1696561059 Primary SEDOL: B0X7DZ3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Chipotle Mexican Grill, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Albert S. Baldocchi Mgmt Yes For For For
Mgmt ForForForYesElect Director Paul T. Cappuccio 1.2
Mgmt ForForForYesElect Director Steve Ells 1.3
Mgmt ForForForYesElect Director Neil W. Flanzraich 1.4
Mgmt ForForForYesElect Director Robin Hickenlooper 1.5
Mgmt ForForForYesElect Director Kimbal Musk 1.6
Mgmt ForForForYesElect Director Ali Namvar 1.7
Mgmt ForForForYesElect Director Brian Niccol 1.8
Mgmt ForForForYesElect Director Matthew H. Paull 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt AgainstAgainstForYesAmend Omnibus Stock Plan 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Gap Inc.
Meeting Date: 05/22/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 364760108
Ticker: GPS
Primary CUSIP: 364760108 Primary ISIN: US3647601083 Primary SEDOL: 2360326
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert J. Fisher Mgmt Yes For For For
Mgmt ForForForYesElect Director William S. Fisher 1b
Mgmt ForForForYesElect Director Tracy Gardner 1c
Mgmt ForForForYesElect Director Brian Goldner 1d
Mgmt ForForForYesElect Director Isabella D. Goren 1e
Mgmt ForForForYesElect Director Bob L. Martin 1f
Mgmt ForForForYesElect Director Jorge P. Montoya 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Gap Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Chris O'Neill 1h
Mgmt ForForForYesElect Director Arthur Peck 1i
Mgmt ForForForYesElect Director Mayo A. Shattuck, III 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Merck & Co., Inc.
Meeting Date: 05/22/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 58933Y105
Ticker: MRK
Primary CUSIP: 58933Y105 Primary ISIN: US58933Y1055 Primary SEDOL: 2778844
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Leslie A. Brun Mgmt Yes For For For
Mgmt ForForForYesElect Director Thomas R. Cech 1b
Mgmt ForForForYesElect Director Pamela J. Craig 1c
Mgmt ForForForYesElect Director Kenneth C. Frazier 1d
Mgmt ForForForYesElect Director Thomas H. Glocer 1e
Mgmt ForForForYesElect Director Rochelle B. Lazarus 1f
Mgmt ForForForYesElect Director John H. Noseworthy 1g
Mgmt ForForForYesElect Director Paul B. Rothman 1h
Mgmt ForForForYesElect Director Patricia F. Russo 1i
Mgmt ForForForYesElect Director Craig B. Thompson 1j
Mgmt ForForForYesElect Director Inge G. Thulin 1k
Mgmt ForForForYesElect Director Wendell P. Weeks 1l
Mgmt ForForForYesElect Director Peter C. Wendell 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mid-America Apartment Communities, Inc.
Meeting Date: 05/22/2018
Record Date: 03/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 59522J103
Ticker: MAA
Primary CUSIP: 59522J103 Primary ISIN: US59522J1034 Primary SEDOL: 2589132
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director H. Eric Bolton, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Russell R. French 1b
Mgmt ForForForYesElect Director Alan B. Graf, Jr. 1c
Mgmt ForForForYesElect Director Toni Jennings 1d
Mgmt ForForForYesElect Director James K. Lowder 1e
Mgmt ForForForYesElect Director Thomas H. Lowder 1f
Mgmt ForForForYesElect Director Monica McGurk 1g
Mgmt ForForForYesElect Director Claude B. Nielsen 1h
Mgmt ForForForYesElect Director Philip W. Norwood 1i
Mgmt ForForForYesElect Director W. Reid Sanders 1j
Mgmt ForForForYesElect Director Gary Shorb 1k
Mgmt ForForForYesElect Director David P. Stockert 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Nielsen Holdings plc
Meeting Date: 05/22/2018
Record Date: 03/23/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G6518L108
Ticker: NLSN
Primary CUSIP: N/A Primary ISIN: GB00BWFY5505 Primary SEDOL: BWFY550
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James A. Attwood, Jr. Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Nielsen Holdings plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Mitch Barns 1b
Mgmt ForForForYesElect Director Guerrino De Luca 1c
Mgmt ForForForYesElect Director Karen M. Hoguet 1d
Mgmt ForForForYesElect Director Harish Manwani 1e
Mgmt ForForForYesElect Director Robert C. Pozen 1f
Mgmt ForForForYesElect Director David Rawlinson 1g
Mgmt ForForForYesElect Director Javier G. Teruel 1h
Mgmt ForForForYesElect Director Lauren Zalaznick 1i
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesReappoint Ernst & Young LLP as UK Statutory Auditors
3
Mgmt ForForForYesAuthorize the Audit Committee to Fix Remuneration of UK Statutory Auditors
4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForYesApprove Remuneration Report 6
Mgmt ForForForYesApprove Remuneration Policy 7
Omnicom Group Inc.
Meeting Date: 05/22/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 681919106
Ticker: OMC
Primary CUSIP: 681919106 Primary ISIN: US6819191064 Primary SEDOL: 2279303
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director John D. Wren Mgmt Yes For For For
Mgmt ForForForYesElect Director Alan R. Batkin 1.2
Mgmt ForForForYesElect Director Mary C. Choksi 1.3
Mgmt ForForForYesElect Director Robert Charles Clark 1.4
Mgmt ForForForYesElect Director Leonard S. Coleman, Jr. 1.5
Mgmt ForForForYesElect Director Susan S. Denison 1.6
Mgmt ForForForYesElect Director Ronnie S. Hawkins 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Omnicom Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Deborah J. Kissire 1.8
Mgmt ForForForYesElect Director Gracia C. Martore 1.9
Mgmt ForForForYesElect Director Linda Johnson Rice 1.10
Mgmt ForForForYesElect Director Valerie M. Williams 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
PG&E Corporation
Meeting Date: 05/22/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 69331C108
Ticker: PCG
Primary CUSIP: 69331C108 Primary ISIN: US69331C1080 Primary SEDOL: 2689560
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lewis Chew Mgmt Yes For For For
Mgmt ForForForYesElect Director Fred J. Fowler 1.2
Mgmt ForForForYesElect Director Richard C. Kelly 1.3
Mgmt ForForForYesElect Director Roger H. Kimmel 1.4
Mgmt ForForForYesElect Director Richard A. Meserve 1.5
Mgmt ForForForYesElect Director Forrest E. Miller 1.6
Mgmt ForForForYesElect Director Eric D. Mullins 1.7
Mgmt ForForForYesElect Director Rosendo G. Parra 1.8
Mgmt ForForForYesElect Director Barbara L. Rambo 1.9
Mgmt ForForForYesElect Director Anne Shen Smith 1.10
Mgmt ForForForYesElect Director Geisha J. Williams 1.11
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesCease Charitable Contributions 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PG&E Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesAmend Proxy Access Right 5
Principal Financial Group, Inc.
Meeting Date: 05/22/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74251V102
Ticker: PFG
Primary CUSIP: 74251V102 Primary ISIN: US74251V1026 Primary SEDOL: 2803014
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roger C. Hochschild Mgmt Yes For For For
Mgmt ForForForYesElect Director Daniel J. Houston 1.2
Mgmt ForForForYesElect Director Diane C. Nordin 1.3
Mgmt ForForForYesElect Director Elizabeth E. Tallett 1.4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
American Tower Corporation
Meeting Date: 05/23/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 03027X100
Ticker: AMT
Primary CUSIP: 03027X100 Primary ISIN: US03027X1000 Primary SEDOL: B7FBFL2
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gustavo Lara Cantu Mgmt Yes For For For
Mgmt ForForForYesElect Director Raymond P. Dolan 1b
Mgmt ForForForYesElect Director Robert D. Hormats 1c
Mgmt ForForForYesElect Director Grace D. Lieblein 1d
Mgmt ForForForYesElect Director Craig Macnab 1e
Mgmt ForForForYesElect Director JoAnn A. Reed 1f
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
American Tower Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Pamela D.A. Reeve 1g
Mgmt ForForForYesElect Director David E. Sharbutt 1h
Mgmt ForForForYesElect Director James D. Taiclet, Jr. 1i
Mgmt ForForForYesElect Director Samme L. Thompson 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
AvalonBay Communities, Inc.
Meeting Date: 05/23/2018
Record Date: 03/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 053484101
Ticker: AVB
Primary CUSIP: 053484101 Primary ISIN: US0534841012 Primary SEDOL: 2131179
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Glyn F. Aeppel Mgmt Yes For For For
Mgmt ForForForYesElect Director Terry S. Brown 1b
Mgmt ForForForYesElect Director Alan B. Buckelew 1c
Mgmt ForForForYesElect Director Ronald L. Havner, Jr. 1d
Mgmt ForForForYesElect Director Stephen P. Hills 1e
Mgmt ForForForYesElect Director Richard J. Lieb 1f
Mgmt ForForForYesElect Director Timothy J. Naughton 1g
Mgmt ForForForYesElect Director Peter S. Rummell 1h
Mgmt ForForForYesElect Director H. Jay Sarles 1i
Mgmt ForForForYesElect Director Susan Swanezy 1j
Mgmt ForForForYesElect Director W. Edward Walter 1k
Mgmt ForForForYesRatify Ernst & Young as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
BlackRock, Inc.
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 09247X101
Ticker: BLK
Primary CUSIP: 09247X101 Primary ISIN: US09247X1019 Primary SEDOL: 2494504
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mathis Cabiallavetta Mgmt Yes For For For
Mgmt ForForForYesElect Director Pamela Daley 1b
Mgmt ForForForYesElect Director William S. Demchak 1c
Mgmt ForForForYesElect Director Jessica P. Einhorn 1d
Mgmt ForForForYesElect Director Laurence D. Fink 1e
Mgmt ForForForYesElect Director William E. Ford 1f
Mgmt ForForForYesElect Director Fabrizio Freda 1g
Mgmt ForForForYesElect Director Murry S. Gerber 1h
Mgmt ForForForYesElect Director Margaret L. Johnson 1i
Mgmt ForForForYesElect Director Robert S. Kapito 1j
Mgmt ForForForYesElect Director Deryck Maughan 1k
Mgmt ForForForYesElect Director Cheryl D. Mills 1l
Mgmt ForForForYesElect Director Gordon M. Nixon 1m
Mgmt ForForForYesElect Director Charles H. Robbins 1n
Mgmt ForForForYesElect Director Ivan G. Seidenberg 1o
Mgmt ForForForYesElect Director Marco Antonio Slim Domit 1p
Mgmt ForForForYesElect Director Susan L. Wagner 1q
Mgmt ForForForYesElect Director Mark Wilson 1r
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Deloitte LLP as Auditors 4
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Boston Properties, Inc.
Meeting Date: 05/23/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 101121101
Ticker: BXP
Primary CUSIP: 101121101 Primary ISIN: US1011211018 Primary SEDOL: 2019479
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kelly A. Ayotte Mgmt Yes For For For
Mgmt ForForForYesElect Director Bruce W. Duncan 1.2
Mgmt ForForForYesElect Director Karen E. Dykstra 1.3
Mgmt ForForForYesElect Director Carol B. Einiger 1.4
Mgmt ForForForYesElect Director Jacob A. Frenkel 1.5
Mgmt ForForForYesElect Director Joel I. Klein 1.6
Mgmt ForForForYesElect Director Douglas T. Linde 1.7
Mgmt ForForForYesElect Director Matthew J. Lustig 1.8
Mgmt ForForForYesElect Director Owen D. Thomas 1.9
Mgmt ForForForYesElect Director Martin Turchin 1.10
Mgmt ForForForYesElect Director David A. Twardock 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Brighthouse Financial, Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 10922N103
Ticker: BHF
Primary CUSIP: 10922N103 Primary ISIN: US10922N1037 Primary SEDOL: BF429K9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John D. McCallion Mgmt Yes For For For
Mgmt ForForForYesElect Director Diane E. Offereins 1b
Mgmt ForForForYesElect Director Patrick J. 'Pat' Shouvlin 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Brighthouse Financial, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt One YearOne YearOne YearYesAdvisory Vote on Say on Pay Frequency 4
Mgmt ForForForYesApprove Omnibus Stock Plan 5
Mgmt ForForForYesApprove Non-Employee Director Omnibus Stock Plan
6
Mgmt ForForForYesApprove Executive Incentive Bonus Plan 7
CenturyLink, Inc.
Meeting Date: 05/23/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 156700106
Ticker: CTL
Primary CUSIP: 156700106 Primary ISIN: US1567001060 Primary SEDOL: 2185046
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Martha H. Bejar Mgmt Yes For For For
Mgmt ForForForYesElect Director Virginia Boulet 1.2
Mgmt ForForForYesElect Director Peter C. Brown 1.3
Mgmt ForForForYesElect Director Kevin P. Chilton 1.4
Mgmt ForForForYesElect Director Steven T. Clontz 1.5
Mgmt ForForForYesElect Director T. Michael Glenn 1.6
Mgmt ForForForYesElect Director W. Bruce Hanks 1.7
Mgmt ForForForYesElect Director Mary L. Landrieu 1.8
Mgmt ForForForYesElect Director Harvey P. Perry 1.9
Mgmt ForForForYesElect Director Glen F. Post, III 1.10
Mgmt ForForForYesElect Director Michael J. Roberts 1.11
Mgmt ForForForYesElect Director Laurie A. Siegel 1.12
Mgmt ForForForYesElect Director Jeffrey K. Storey 1.13
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
CenturyLink, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
SH ForForAgainstYesReport on Lobbying Payments and Policy 5a
SH AgainstAgainstAgainstYesReport on Company's Billing Practices 5b
DENTSPLY SIRONA Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 24906P109
Ticker: XRAY
Primary CUSIP: 24906P109 Primary ISIN: US24906P1093 Primary SEDOL: BYNPPC6
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael C. Alfano Mgmt Yes For For For
Mgmt ForForForYesElect Director David K. Beecken 1b
Mgmt ForForForYesElect Director Eric K. Brandt 1c
Mgmt ForForForYesElect Director Donald M. Casey, Jr. 1d
Mgmt ForForForYesElect Director Michael J. Coleman 1e
Mgmt ForForForYesElect Director Willie A. Deese 1f
Mgmt ForForForYesElect Director Betsy D. Holden 1g
Mgmt ForForForYesElect Director Thomas Jetter 1h
Mgmt ForForForYesElect Director Arthur D. Kowaloff 1i
Mgmt ForForForYesElect Director Harry M. Jansen Kraemer, Jr. 1j
Mgmt ForForForYesElect Director Francis J. Lunger 1k
Mgmt ForForForYesElect Director Leslie F. Varon 1l
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesApprove Qualified Employee Stock Purchase Plan
4
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Bylaws
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Extra Space Storage Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30225T102
Ticker: EXR
Primary CUSIP: 30225T102 Primary ISIN: US30225T1025 Primary SEDOL: B02HWR9
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth M. Woolley Mgmt Yes For Against Against
Mgmt ForForForYesElect Director Joseph D. Margolis 1.2
Mgmt ForForForYesElect Director Roger B. Porter 1.3
Mgmt ForForForYesElect Director Ashley Dreier 1.4
Mgmt AgainstAgainstForYesElect Director Spencer F. Kirk 1.5
Mgmt ForForForYesElect Director Dennis J. Letham 1.6
Mgmt ForForForYesElect Director Diane Olmstead 1.7
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Fiserv, Inc.
Meeting Date: 05/23/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 337738108
Ticker: FISV
Primary CUSIP: 337738108 Primary ISIN: US3377381088 Primary SEDOL: 2342034
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Alison Davis Mgmt Yes For For For
Mgmt ForForForYesElect Director Harry F. DiSimone 1.2
Mgmt ForForForYesElect Director John Y. Kim 1.3
Mgmt ForForForYesElect Director Dennis F. Lynch 1.4
Mgmt ForForForYesElect Director Denis J. O'Leary 1.5
Mgmt ForForForYesElect Director Glenn M. Renwick 1.6
Mgmt ForForForYesElect Director Kim M. Robak 1.7
Mgmt ForForForYesElect Director JD Sherman 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Fiserv, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Doyle R. Simons 1.9
Mgmt ForForForYesElect Director Jeffery W. Yabuki 1.10
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
SH AgainstAgainstAgainstYesProvide For Confidential Running Vote Tallies On Executive Pay Matters
5
Foot Locker, Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 344849104
Ticker: FL
Primary CUSIP: 344849104 Primary ISIN: US3448491049 Primary SEDOL: 2980906
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Maxine Clark Mgmt Yes For For For
Mgmt ForForForYesElect Director Alan D. Feldman 1b
Mgmt ForForForYesElect Director Richard A. Johnson 1c
Mgmt ForForForYesElect Director Guillermo G. Marmol 1d
Mgmt ForForForYesElect Director Matthew M. McKenna 1e
Mgmt ForForForYesElect Director Steven Oakland 1f
Mgmt ForForForYesElect Director Ulice Payne, Jr. 1g
Mgmt ForForForYesElect Director Cheryl Nido Turpin 1h
Mgmt ForForForYesElect Director Kimberly Underhill 1i
Mgmt ForForForYesElect Director Dona D. Young 1j
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Illumina, Inc.
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 452327109
Ticker: ILMN
Primary CUSIP: 452327109 Primary ISIN: US4523271090 Primary SEDOL: 2613990
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jay T. Flatley Mgmt Yes For Against Against
Mgmt ForForForYesElect Director John W. Thompson 1b
Mgmt ForForForYesElect Director Gary S. Guthart 1c
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesDeclassify the Board of Directors 4
Leucadia National Corporation
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID:
Ticker: LUK
Primary CUSIP: 527288104 Primary ISIN: US5272881047 Primary SEDOL: 2513012
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Change Company Name to Jefferies Financial Group Inc.
Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda L. Adamany 2.1
Mgmt ForForForYesElect Director Robert D. Beyer 2.2
Mgmt ForForForYesElect Director Francisco L. Borges 2.3
Mgmt ForForForYesElect Director W. Patrick Campbell 2.4
Mgmt ForForForYesElect Director Brian P. Friedman 2.5
Mgmt ForForForYesElect Director Richard B. Handler 2.6
Mgmt ForForForYesElect Director Robert E. Joyal 2.7
Mgmt ForForForYesElect Director Jeffrey C. Keil 2.8
Mgmt ForForForYesElect Director Michael T. O'Kane 2.9
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Leucadia National Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Stuart H. Reese 2.10
Mgmt ForForForYesElect Director Joseph S. Steinberg 2.11
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
Molson Coors Brewing Company
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 60871R209
Ticker: TAP
Primary CUSIP: 60871R209 Primary ISIN: US60871R2094 Primary SEDOL: B067BM3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Roger G. Eaton Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles M. Herington 1.2
Mgmt WithholdReferForYesElect Director H. Sanford Riley 1.3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
ONEOK, Inc.
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 682680103
Ticker: OKE
Primary CUSIP: 682680103 Primary ISIN: US6826801036 Primary SEDOL: 2130109
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Brian L. Derksen Mgmt Yes For For For
Mgmt ForForForYesElect Director Julie H. Edwards 1.2
Mgmt ForForForYesElect Director John W. Gibson 1.3
Mgmt ForForForYesElect Director Randall J. Larson 1.4
Mgmt ForForForYesElect Director Steven J. Malcolm 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
ONEOK, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Jim W. Mogg 1.6
Mgmt ForForForYesElect Director Pattye L. Moore 1.7
Mgmt ForForForYesElect Director Gary D. Parker 1.8
Mgmt ForForForYesElect Director Eduardo A. Rodriguez 1.9
Mgmt ForForForYesElect Director Terry K. Spencer 1.10
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesApprove Omnibus Stock Plan 3
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
PayPal Holdings, Inc.
Meeting Date: 05/23/2018
Record Date: 04/03/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 70450Y103
Ticker: PYPL
Primary CUSIP: 70450Y103 Primary ISIN: US70450Y1038 Primary SEDOL: BYW36M8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Rodney C. Adkins Mgmt Yes For For For
Mgmt ForForForYesElect Director Wences Casares 1b
Mgmt ForForForYesElect Director Jonathan Christodoro 1c
Mgmt ForForForYesElect Director John J. Donahoe 1d
Mgmt ForForForYesElect Director David W. Dorman 1e
Mgmt ForForForYesElect Director Belinda J. Johnson 1f
Mgmt ForForForYesElect Director Gail J. McGovern 1g
Mgmt ForForForYesElect Director David M. Moffett 1h
Mgmt ForForForYesElect Director Ann M. Sarnoff 1i
Mgmt ForForForYesElect Director Daniel H. Schulman 1j
Mgmt ForForForYesElect Director Frank D. Yeary 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PayPal Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
5
SH AgainstAgainstAgainstYesAmend Proxy Access Right 6
SH AgainstAgainstAgainstYesReport on Political Contributions 7
SH AgainstAgainstAgainstYesAmend Board Governance Documents to Define Human Rights Responsibilities
8
ROBERT HALF INTERNATIONAL INC.
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 770323103
Ticker: RHI
Primary CUSIP: 770323103 Primary ISIN: US7703231032 Primary SEDOL: 2110703
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Harold M. Messmer, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Marc H. Morial 1.2
Mgmt ForForForYesElect Director Barbara J. Novogradac 1.3
Mgmt ForForForYesElect Director Robert J. Pace 1.4
Mgmt ForForForYesElect Director Frederick A. Richman 1.5
Mgmt WithholdWithholdForYesElect Director M. Keith Waddell 1.6
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Ross Stores, Inc.
Meeting Date: 05/23/2018
Record Date: 03/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 778296103
Ticker: ROST
Primary CUSIP: 778296103 Primary ISIN: US7782961038 Primary SEDOL: 2746711
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ross Stores, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael Balmuth Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director K. Gunnar Bjorklund 1b
Mgmt AgainstReferForYesElect Director Michael J. Bush 1c
Mgmt ForForForYesElect Director Norman A. Ferber 1d
Mgmt AgainstReferForYesElect Director Sharon D. Garrett 1e
Mgmt ForForForYesElect Director Stephen D. Milligan 1f
Mgmt AgainstReferForYesElect Director George P. Orban 1g
Mgmt ForForForYesElect Director Michael O'Sullivan 1h
Mgmt ForForForYesElect Director Lawrence S. Peiros 1i
Mgmt ForForForYesElect Director Gregory L. Quesnel 1j
Mgmt ForForForYesElect Director Barbara Rentler 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Stericycle, Inc.
Meeting Date: 05/23/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 858912108
Ticker: SRCL
Primary CUSIP: 858912108 Primary ISIN: US8589121081 Primary SEDOL: 2860826
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert S. Murley Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles A. Alutto 1b
Mgmt ForForForYesElect Director Brian P. Anderson 1c
Mgmt ForForForYesElect Director Lynn D. Bleil 1d
Mgmt ForForForYesElect Director Thomas D. Brown 1e
Mgmt ForForForYesElect Director Thomas F. Chen 1f
Mgmt ForForForYesElect Director Mark C. Miller 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Stericycle, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director John Patience 1h
Mgmt ForForForYesElect Director Mike S. Zafirovski 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH ForForAgainstYesPro-rata Vesting of Equity Awards 5
The Southern Company
Meeting Date: 05/23/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 842587107
Ticker: SO
Primary CUSIP: 842587107 Primary ISIN: US8425871071 Primary SEDOL: 2829601
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Juanita Powell Baranco Mgmt Yes For For For
Mgmt ForForForYesElect Director Jon A. Boscia 1b
Mgmt ForForForYesElect Director Henry A. "Hal" Clark, III 1c
Mgmt ForForForYesElect Director Thomas A. Fanning 1d
Mgmt ForForForYesElect Director David J. Grain 1e
Mgmt ForForForYesElect Director Veronica M. Hagen 1f
Mgmt ForForForYesElect Director Linda P. Hudson 1g
Mgmt ForForForYesElect Director Donald M. James 1h
Mgmt ForForForYesElect Director John D. Johns 1i
Mgmt ForForForYesElect Director Dale E. Klein 1j
Mgmt ForForForYesElect Director Ernest J. Moniz 1k
Mgmt ForForForYesElect Director William G. Smith, Jr. 1l
Mgmt ForForForYesElect Director Steven R. Specker 1m
Mgmt ForForForYesElect Director Larry D. Thompson 1n
Mgmt ForForForYesElect Director E. Jenner Wood, III 1o
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Southern Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
The Travelers Companies, Inc.
Meeting Date: 05/23/2018
Record Date: 03/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 89417E109
Ticker: TRV
Primary CUSIP: 89417E109 Primary ISIN: US89417E1091 Primary SEDOL: 2769503
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Alan L. Beller Mgmt Yes For For For
Mgmt ForForForYesElect Director John H. Dasburg 1b
Mgmt ForForForYesElect Director Janet M. Dolan 1c
Mgmt ForForForYesElect Director Kenneth M. Duberstein 1d
Mgmt ForForForYesElect Director Patricia L. Higgins 1e
Mgmt ForForForYesElect Director William J. Kane 1f
Mgmt ForForForYesElect Director Clarence Otis, Jr. 1g
Mgmt ForForForYesElect Director Philip T. (Pete) Ruegger, III 1h
Mgmt ForForForYesElect Director Todd C. Schermerhorn 1i
Mgmt ForForForYesElect Director Alan D. Schnitzer 1j
Mgmt ForForForYesElect Director Donald J. Shepard 1k
Mgmt ForForForYesElect Director Laurie J. Thomsen 1l
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AbstainAbstainAgainstYesPrepare Employment Diversity Report and Report on Diversity Policies
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Thermo Fisher Scientific Inc.
Meeting Date: 05/23/2018
Record Date: 03/28/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 883556102
Ticker: TMO
Primary CUSIP: 883556102 Primary ISIN: US8835561023 Primary SEDOL: 2886907
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Marc N. Casper Mgmt Yes For For For
Mgmt ForForForYesElect Director Nelson J. Chai 1b
Mgmt ForForForYesElect Director C. Martin Harris 1c
Mgmt ForForForYesElect Director Tyler Jacks 1d
Mgmt ForForForYesElect Director Judy C. Lewent 1e
Mgmt ForForForYesElect Director Thomas J. Lynch 1f
Mgmt ForForForYesElect Director Jim P. Manzi 1g
Mgmt ForForForYesElect Director Lars R. Sorensen 1h
Mgmt ForForForYesElect Director Scott M. Sperling 1i
Mgmt ForForForYesElect Director Elaine S. Ullian 1j
Mgmt ForForForYesElect Director Dion J. Weisler 1k
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
United Continental Holdings, Inc.
Meeting Date: 05/23/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 910047109
Ticker: UAL
Primary CUSIP: 910047109 Primary ISIN: US9100471096 Primary SEDOL: B4QG225
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Carolyn Corvi Mgmt Yes For For For
Mgmt ForForForYesElect Director Jane C. Garvey 1.2
Mgmt ForForForYesElect Director Barney Harford 1.3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
United Continental Holdings, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Michele J. Hooper 1.4
Mgmt ForForForYesElect Director Walter Isaacson 1.5
Mgmt ForForForYesElect Director James A. C. Kennedy 1.6
Mgmt ForForForYesElect Director Oscar Munoz 1.7
Mgmt ForForForYesElect Director William R. Nuti 1.8
Mgmt ForForForYesElect Director Edward M. Philip 1.9
Mgmt ForForForYesElect Director Edward L. Shapiro 1.10
Mgmt ForForForYesElect Director David J. Vitale 1.11
Mgmt ForForForYesElect Director James M. Whitehurst 1.12
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Willis Towers Watson Public Limited Company
Meeting Date: 05/23/2018
Record Date: 03/27/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G96629103
Ticker: WLTW
Primary CUSIP: G96655108 Primary ISIN: IE00BDB6Q211 Primary SEDOL: BDB6Q21
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Anna C. Catalano Mgmt Yes For For For
Mgmt ForForForYesElect Director Victor F. Ganzi 1b
Mgmt ForForForYesElect Director John J. Haley 1c
Mgmt ForForForYesElect Director Wendy E. Lane 1d
Mgmt ForForForYesElect Director James F. McCann 1e
Mgmt ForForForYesElect Director Brendan R. O'Neill 1f
Mgmt ForForForYesElect Director Jaymin B. Patel 1g
Mgmt ForForForYesElect Director Linda D. Rabbitt 1h
Mgmt ForForForYesElect Director Paul Thomas 1i
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Willis Towers Watson Public Limited Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Wilhelm Zeller 1j
Mgmt ForForForYesRatify the Appointment of Deloitte & Touche LLP as Auditors and Deloitte LLP to audit the Irish Statutory Accounts, and Authorize the Board to Fix Their Remuneration
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRenew the Board's Authority to Issue Shares Under Irish Law
4
Mgmt ForForForYesRenew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights
5
Apache Corporation
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 037411105
Ticker: APA
Primary CUSIP: 037411105 Primary ISIN: US0374111054 Primary SEDOL: 2043962
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Elect Director Annell R. Bay Mgmt Yes For For For
Mgmt ForForForYesElect Director John J. Christmann, IV 2
Mgmt ForForForYesElect Director Chansoo Joung 3
Mgmt ForForForYesElect Director Rene R. Joyce 4
Mgmt ForForForYesElect Director George D. Lawrence 5
Mgmt ForForForYesElect Director John E. Lowe 6
Mgmt ForForForYesElect Director William C. Montgomery 7
Mgmt ForForForYesElect Director Amy H. Nelson 8
Mgmt ForForForYesElect Director Daniel W. Rabun 9
Mgmt ForForForYesElect Director Peter A. Ragauss 10
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
12
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Flowserve Corporation
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 34354P105
Ticker: FLS
Primary CUSIP: 34354P105 Primary ISIN: US34354P1057 Primary SEDOL: 2288406
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director R. Scott Rowe Mgmt Yes For For For
Mgmt ForForForYesElect Director Ruby R. Chandy 1b
Mgmt ForForForYesElect Director Leif E. Darner 1c
Mgmt ForForForYesElect Director Gayla J. Delly 1d
Mgmt ForForForYesElect Director Roger L. Fix 1e
Mgmt ForForForYesElect Director John R. Friedery 1f
Mgmt ForForForYesElect Director Joe E. Harlan 1g
Mgmt ForForForYesElect Director Rick J. Mills 1h
Mgmt ForForForYesElect Director David E. Roberts 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH ForForAgainstYesAdopt GHG Emissions Reduction Goals 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
Gartner, Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 366651107
Ticker: IT
Primary CUSIP: 366651107 Primary ISIN: US3666511072 Primary SEDOL: 2372763
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Michael J. Bingle Mgmt Yes For For For
Mgmt ForForForYesElect Director Peter E. Bisson 1b
Mgmt ForForForYesElect Director Richard J. Bressler 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Gartner, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Raul E. Cesan 1d
Mgmt ForForForYesElect Director Karen E. Dykstra 1e
Mgmt ForForForYesElect Director Anne Sutherland Fuchs 1f
Mgmt ForForForYesElect Director William O. Grabe 1g
Mgmt ForForForYesElect Director Eugene A. Hall 1h
Mgmt ForForForYesElect Director Stephen G. Pagliuca 1i
Mgmt ForForForYesElect Director Eileen Serra 1j
Mgmt ForForForYesElect Director James C. Smith 1k
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Juniper Networks, Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 48203R104
Ticker: JNPR
Primary CUSIP: 48203R104 Primary ISIN: US48203R1041 Primary SEDOL: 2431846
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert M. Calderoni Mgmt Yes For For For
Mgmt ForForForYesElect Director Gary Daichendt 1b
Mgmt ForForForYesElect Director Kevin DeNuccio 1c
Mgmt ForForForYesElect Director James Dolce 1d
Mgmt ForForForYesElect Director Mercedes Johnson 1e
Mgmt ForForForYesElect Director Scott Kriens 1f
Mgmt ForForForYesElect Director Rahul Merchant 1g
Mgmt ForForForYesElect Director Rami Rahim 1h
Mgmt ForForForYesElect Director William R. Stensrud 1i
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Juniper Networks, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Annual Disclosure of EEO-1 Data 4
McDonald's Corporation
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 580135101
Ticker: MCD
Primary CUSIP: 580135101 Primary ISIN: US5801351017 Primary SEDOL: 2550707
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lloyd Dean Mgmt Yes For For For
Mgmt ForForForYesElect Director Stephen Easterbrook 1b
Mgmt ForForForYesElect Director Robert Eckert 1c
Mgmt ForForForYesElect Director Margaret (Margo) Georgiadis 1d
Mgmt ForForForYesElect Director Enrique Hernandez, Jr. 1e
Mgmt ForForForYesElect Director Jeanne Jackson 1f
Mgmt ForForForYesElect Director Richard Lenny 1g
Mgmt ForForForYesElect Director John Mulligan 1h
Mgmt ForForForYesElect Director Sheila Penrose 1i
Mgmt ForForForYesElect Director John Rogers, Jr. 1j
Mgmt ForForForYesElect Director Miles White 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH AgainstAgainstAgainstYesReport on Plastic Straws 5
SH AgainstAgainstAgainstYesReport on Charitable Contributions 6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mohawk Industries, Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 608190104
Ticker: MHK
Primary CUSIP: 608190104 Primary ISIN: US6081901042 Primary SEDOL: 2598699
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Filip Balcaen Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director Bruce C. Bruckmann 1.2
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Morgan Stanley
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 617446448
Ticker: MS
Primary CUSIP: 617446448 Primary ISIN: US6174464486 Primary SEDOL: 2262314
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Elizabeth Corley Mgmt Yes For For For
Mgmt ForForForYesElect Director Alistair Darling 1b
Mgmt ForForForYesElect Director Thomas H. Glocer 1c
Mgmt ForForForYesElect Director James P. Gorman 1d
Mgmt ForForForYesElect Director Robert H. Herz 1e
Mgmt ForForForYesElect Director Nobuyuki Hirano 1f
Mgmt ForForForYesElect Director Jami Miscik 1g
Mgmt ForForForYesElect Director Dennis M. Nally 1h
Mgmt ForForForYesElect Director Hutham S. Olayan 1i
Mgmt ForForForYesElect Director Ryosuke Tamakoshi 1j
Mgmt ForForForYesElect Director Perry M. Traquina 1k
Mgmt ForForForYesElect Director Rayford Wilkins, Jr. 1l
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Morgan Stanley
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProhibit Accelerated Vesting of Awards to Pursue Government Service
4
Navient Corporation
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 63938C108
Ticker: NAVI
Primary CUSIP: 63938C108 Primary ISIN: US63938C1080 Primary SEDOL: BLP5GX1
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Anna Escobedo Cabral Mgmt Yes For For For
Mgmt ForForForYesElect Director William M. Diefenderfer, III 1b
Mgmt ForForForYesElect Director Katherine A. Lehman 1c
Mgmt ForForForYesElect Director Linda A. Mills 1d
Mgmt ForForForYesElect Director John (Jack) F. Remondi 1e
Mgmt ForForForYesElect Director Jane J. Thompson 1f
Mgmt ForForForYesElect Director Laura S. Unger 1g
Mgmt ForForForYesElect Director Barry L. Williams 1h
Mgmt ForForForYesElect Director David L. Yowan 1i
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AbstainAbstainAgainstYesReport on Governance Measures Implemented Related to Student Loan Debt
4
NextEra Energy, Inc.
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 65339F101
Ticker: NEE
Primary CUSIP: 65339F101 Primary ISIN: US65339F1012 Primary SEDOL: 2328915
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
NextEra Energy, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Sherry S. Barrat Mgmt Yes For For For
Mgmt ForForForYesElect Director James L. Camaren 1b
Mgmt ForForForYesElect Director Kenneth B. Dunn 1c
Mgmt ForForForYesElect Director Naren K. Gursahaney 1d
Mgmt ForForForYesElect Director Kirk S. Hachigian 1e
Mgmt ForForForYesElect Director Toni Jennings 1f
Mgmt ForForForYesElect Director Amy B. Lane 1g
Mgmt ForForForYesElect Director James L. Robo 1h
Mgmt ForForForYesElect Director Rudy E. Schupp 1i
Mgmt ForForForYesElect Director John L. Skolds 1j
Mgmt ForForForYesElect Director William H. Swanson 1k
Mgmt ForForForYesElect Director Hansel E. Tookes, II 1l
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
SH ForForAgainstYesReport on Political Contributions 5
Quanta Services, Inc.
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 74762E102
Ticker: PWR
Primary CUSIP: 74762E102 Primary ISIN: US74762E1029 Primary SEDOL: 2150204
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Earl C. 'Duke' Austin, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Doyle N. Beneby 1.2
Mgmt ForForForYesElect Director J. Michal Conaway 1.3
Mgmt ForForForYesElect Director Vincent D. Foster 1.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Quanta Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Bernard Fried 1.5
Mgmt ForForForYesElect Director Worthing F. Jackman 1.6
Mgmt ForForForYesElect Director David M. McClanahan 1.7
Mgmt ForForForYesElect Director Margaret B. Shannon 1.8
Mgmt ForForForYesElect Director Pat Wood, III 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
The Interpublic Group of Companies, Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 460690100
Ticker: IPG
Primary CUSIP: 460690100 Primary ISIN: US4606901001 Primary SEDOL: 2466321
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jocelyn Carter-Miller Mgmt Yes For For For
Mgmt ForForForYesElect Director H. John Greeniaus 1.2
Mgmt ForForForYesElect Director Mary J. Steele Guilfoile 1.3
Mgmt ForForForYesElect Director Dawn Hudson 1.4
Mgmt ForForForYesElect Director William T. Kerr 1.5
Mgmt ForForForYesElect Director Henry S. Miller 1.6
Mgmt ForForForYesElect Director Jonathan F. Miller 1.7
Mgmt ForForForYesElect Director Patrick Q. Moore 1.8
Mgmt ForForForYesElect Director Michael I. Roth 1.9
Mgmt ForForForYesElect Director David M. Thomas 1.10
Mgmt ForForForYesElect Director E. Lee Wyatt Jr. 1.11
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Interpublic Group of Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesRequire Independent Board Chairman 4
Tiffany & Co.
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 886547108
Ticker: TIF
Primary CUSIP: 886547108 Primary ISIN: US8865471085 Primary SEDOL: 2892090
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Alessandro Bogliolo Mgmt Yes For For For
Mgmt ForForForYesElect Director Rose Marie Bravo 1b
Mgmt ForForForYesElect Director Roger N. Farah 1c
Mgmt ForForForYesElect Director Lawrence K. Fish 1d
Mgmt ForForForYesElect Director Abby F. Kohnstamm 1e
Mgmt ForForForYesElect Director James E. Lillie 1f
Mgmt ForForForYesElect Director William A. Shutzer 1g
Mgmt ForForForYesElect Director Robert S. Singer 1h
Mgmt ForForForYesElect Director Francesco Trapani 1i
Mgmt ForForForYesElect Director Annie Young-Scrivner 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
UDR, Inc.
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 902653104
Ticker: UDR
Primary CUSIP: 902653104 Primary ISIN: US9026531049 Primary SEDOL: 2727910
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
UDR, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Katherine A. Cattanach Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director Robert P. Freeman 1b
Mgmt ForForForYesElect Director Jon A. Grove 1c
Mgmt ForForForYesElect Director Mary Ann King 1d
Mgmt ForForForYesElect Director James D. Klingbeil 1e
Mgmt ForForForYesElect Director Clint D. McDonnough 1f
Mgmt ForForForYesElect Director Robert A. McNamara 1g
Mgmt ForForForYesElect Director Mark R. Patterson 1h
Mgmt ForForForYesElect Director Lynne B. Sagalyn 1i
Mgmt ForForForYesElect Director Thomas W. Toomey 1j
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt AgainstAgainstForYesAmend Charter to Permit Stockholders to Amend Bylaws
4
Unum Group
Meeting Date: 05/24/2018
Record Date: 03/26/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 91529Y106
Ticker: UNM
Primary CUSIP: 91529Y106 Primary ISIN: US91529Y1064 Primary SEDOL: 2433842
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Theodore H. Bunting, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director E. Michael Caulfield 1.2
Mgmt ForForForYesElect Director Susan D. DeVore 1.3
Mgmt ForForForYesElect Director Joseph J. Echevarria 1.4
Mgmt ForForForYesElect Director Cynthia L. Egan 1.5
Mgmt ForForForYesElect Director Kevin T. Kabat 1.6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Unum Group
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Timothy F. Keaney 1.7
Mgmt ForForForYesElect Director Gloria C. Larson 1.8
Mgmt ForForForYesElect Director Richard P. McKenney 1.9
Mgmt ForForForYesElect Director Ronald P. O'Hanley 1.10
Mgmt ForForForYesElect Director Francis J. Shammo 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt ForForForYesEliminate Supermajority Vote Requirement 4
VeriSign, Inc.
Meeting Date: 05/24/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 92343E102
Ticker: VRSN
Primary CUSIP: 92343E102 Primary ISIN: US92343E1029 Primary SEDOL: 2142922
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director D. James Bidzos Mgmt Yes For For For
Mgmt ForForForYesElect Director Kathleen A. Cote 1.2
Mgmt ForForForYesElect Director Thomas F. Frist, III 1.3
Mgmt ForForForYesElect Director Jamie S. Gorelick 1.4
Mgmt ForForForYesElect Director Roger H. Moore 1.5
Mgmt ForForForYesElect Director Louis A. Simpson 1.6
Mgmt ForForForYesElect Director Timothy Tomlinson 1.7
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Lincoln National Corporation
Meeting Date: 05/25/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 534187109
Ticker: LNC
Primary CUSIP: 534187109 Primary ISIN: US5341871094 Primary SEDOL: 2516378
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Deirdre P. Connelly Mgmt Yes For For For
Mgmt ForForForYesElect Director William H. Cunningham 1.2
Mgmt ForForForYesElect Director Dennis R. Glass 1.3
Mgmt ForForForYesElect Director George W. Henderson, III 1.4
Mgmt ForForForYesElect Director Eric G. Johnson 1.5
Mgmt ForForForYesElect Director Gary C. Kelly 1.6
Mgmt ForForForYesElect Director M. Leanne Lachman 1.7
Mgmt ForForForYesElect Director Michael F. Mee 1.8
Mgmt ForForForYesElect Director Patrick S. Pittard 1.9
Mgmt ForForForYesElect Director Isaiah Tidwell 1.10
Mgmt ForForForYesElect Director Lynn M. Utter 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
Nordstrom, Inc.
Meeting Date: 05/29/2018
Record Date: 03/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 655664100
Ticker: JWN
Primary CUSIP: 655664100 Primary ISIN: US6556641008 Primary SEDOL: 2641827
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Shellye L. Archambeau Mgmt Yes For For For
Mgmt ForForForYesElect Director Stacy Brown-Philpot 1b
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Nordstrom, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Tanya L. Domier 1c
Mgmt ForForForYesElect Director Blake W. Nordstrom 1d
Mgmt ForForForYesElect Director Erik B. Nordstrom 1e
Mgmt ForForForYesElect Director Peter E. Nordstrom 1f
Mgmt ForForForYesElect Director Philip G. Satre 1g
Mgmt ForForForYesElect Director Brad D. Smith 1h
Mgmt ForForForYesElect Director Gordon A. Smith 1i
Mgmt ForForForYesElect Director Bradley D. Tilden 1j
Mgmt ForForForYesElect Director B. Kevin Turner 1k
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Amazon.com, Inc.
Meeting Date: 05/30/2018
Record Date: 04/05/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 023135106
Ticker: AMZN
Primary CUSIP: 023135106 Primary ISIN: US0231351067 Primary SEDOL: 2000019
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeffrey P. Bezos Mgmt Yes For For For
Mgmt ForForForYesElect Director Tom A. Alberg 1b
Mgmt ForForForYesElect Director Jamie S. Gorelick 1c
Mgmt ForForForYesElect Director Daniel P. Huttenlocher 1d
Mgmt ForForForYesElect Director Judith A. McGrath 1e
Mgmt ForForForYesElect Director Jonathan J. Rubinstein 1f
Mgmt ForForForYesElect Director Thomas O. Ryder 1g
Mgmt ForForForYesElect Director Patricia Q. Stonesifer 1h
Mgmt ForForForYesElect Director Wendell P. Weeks 1i
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Amazon.com, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH NoAdopt Policy on Board Diversity *Withdrawn Resolution*
4
SH ForForAgainstYesRequire Independent Board Chairman 5
SH AgainstAgainstAgainstYesProvide Vote Counting to Exclude Abstentions 6
Chevron Corporation
Meeting Date: 05/30/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 166764100
Ticker: CVX
Primary CUSIP: 166764100 Primary ISIN: US1667641005 Primary SEDOL: 2838555
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Wanda M. Austin Mgmt Yes For For For
Mgmt ForForForYesElect Director John B. Frank 1b
Mgmt ForForForYesElect Director Alice P. Gast 1c
Mgmt ForForForYesElect Director Enrique Hernandez, Jr. 1d
Mgmt ForForForYesElect Director Charles W. Moorman, IV 1e
Mgmt ForForForYesElect Director Dambisa F. Moyo 1f
Mgmt ForForForYesElect Director Ronald D. Sugar 1g
Mgmt ForForForYesElect Director Inge G. Thulin 1h
Mgmt ForForForYesElect Director D. James Umpleby, III 1i
Mgmt ForForForYesElect Director Michael K. Wirth 1j
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4
SH AgainstAgainstAgainstYesReport on Risks of Doing Business in Conflict-Affected Areas
5
SH AgainstAgainstAgainstYesReport on Transition to a Low Carbon Business Model
6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Chevron Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AbstainAbstainAgainstYesReport on Methane Emissions 7
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 8
SH AgainstAgainstAgainstYesRequire Director Nominee with Environmental Experience
9
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
10
Dollar General Corporation
Meeting Date: 05/30/2018
Record Date: 03/22/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 256677105
Ticker: DG
Primary CUSIP: 256677105 Primary ISIN: US2566771059 Primary SEDOL: B5B1S13
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Warren F. Bryant Mgmt Yes For For For
Mgmt ForForForYesElect Director Michael M. Calbert 1b
Mgmt ForForForYesElect Director Sandra B. Cochran 1c
Mgmt ForForForYesElect Director Patricia D. Fili-Krushel 1d
Mgmt ForForForYesElect Director Timothy I. McGuire 1e
Mgmt NoElect Director Paula A. Price *Withdrawn Resolution*
1f
Mgmt ForForForYesElect Director William C. Rhodes, III 1g
Mgmt ForForForYesElect Director Ralph E. Santana 1h
Mgmt ForForForYesElect Director Todd J. Vasos 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
eBay Inc.
Meeting Date: 05/30/2018
Record Date: 04/04/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 278642103
Ticker: EBAY
Primary CUSIP: 278642103 Primary ISIN: US2786421030 Primary SEDOL: 2293819
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
eBay Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Fred D. Anderson, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Anthony J. Bates 1b
Mgmt ForForForYesElect Director Adriane M. Brown 1c
Mgmt ForForForYesElect Director Diana Farrell 1d
Mgmt ForForForYesElect Director Logan D. Green 1e
Mgmt ForForForYesElect Director Bonnie S. Hammer 1f
Mgmt ForForForYesElect Director Kathleen C. Mitic 1g
Mgmt ForForForYesElect Director Pierre M. Omidyar 1h
Mgmt ForForForYesElect Director Paul S. Pressler 1i
Mgmt ForForForYesElect Director Robert H. Swan 1j
Mgmt ForForForYesElect Director Thomas J. Tierney 1k
Mgmt ForForForYesElect Director Perry M. Traquina 1l
Mgmt ForForForYesElect Director Devin N. Wenig 1m
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesRatify Existing Ownership Threshold for Shareholders to Call Special Meetings
4
Exxon Mobil Corporation
Meeting Date: 05/30/2018
Record Date: 04/04/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30231G102
Ticker: XOM
Primary CUSIP: 30231G102 Primary ISIN: US30231G1022 Primary SEDOL: 2326618
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Susan K. Avery Mgmt Yes For For For
Mgmt ForForForYesElect Director Angela F. Braly 1.2
Mgmt ForForForYesElect Director Ursula M. Burns 1.3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Exxon Mobil Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Kenneth C. Frazier 1.4
Mgmt ForForForYesElect Director Steven A. Kandarian 1.5
Mgmt ForForForYesElect Director Douglas R. Oberhelman 1.6
Mgmt ForForForYesElect Director Samuel J. Palmisano 1.7
Mgmt ForForForYesElect Director Steven S Reinemund 1.8
Mgmt ForForForYesElect Director William C. Weldon 1.9
Mgmt ForForForYesElect Director Darren W. Woods 1.10
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesAmend Bylaws -- Call Special Meetings 5
SH AgainstAgainstAgainstYesDisclose a Board Diversity and Qualifications Matrix
6
SH AbstainAbstainAgainstYesReport on lobbying Payments and Policy 7
Fidelity National Information Services, Inc.
Meeting Date: 05/30/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 31620M106
Ticker: FIS
Primary CUSIP: 31620M106 Primary ISIN: US31620M1062 Primary SEDOL: 2769796
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Ellen R. Alemany Mgmt Yes For For For
Mgmt ForForForYesElect Director Keith W. Hughes 1b
Mgmt ForForForYesElect Director David K. Hunt 1c
Mgmt ForForForYesElect Director Stephan A. James 1d
Mgmt ForForForYesElect Director Leslie M. Muma 1e
Mgmt ForForForYesElect Director Gary A. Norcross 1f
Mgmt ForForForYesElect Director Louise M. Parent 1g
Mgmt ForForForYesElect Director James B. Stallings, Jr. 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Fidelity National Information Services, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Marathon Oil Corporation
Meeting Date: 05/30/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 565849106
Ticker: MRO
Primary CUSIP: 565849106 Primary ISIN: US5658491064 Primary SEDOL: 2910970
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Gregory H. Boyce Mgmt Yes For For For
Mgmt ForForForYesElect Director Chadwick C. Deaton 1b
Mgmt ForForForYesElect Director Marcela E. Donadio 1c
Mgmt ForForForYesElect Director Douglas L. Foshee 1d
Mgmt ForForForYesElect Director M. Elise Hyland 1e
Mgmt NoElect Director Michael E. J. Phelps - Withdrawn Resolution
1f
Mgmt ForForForYesElect Director Dennis H. Reilley 1g
Mgmt ForForForYesElect Director Lee M. Tillman 1h
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesIncrease Authorized Common Stock 4
Walmart, Inc.
Meeting Date: 05/30/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 931142103
Ticker: WMT
Primary CUSIP: 931142103 Primary ISIN: US9311421039 Primary SEDOL: 2936921
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Walmart, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Stephen J. Easterbrook Mgmt Yes For For For
Mgmt ForForForYesElect Director Timothy P. Flynn 1b
Mgmt ForForForYesElect Director Sarah J. Friar 1c
Mgmt ForForForYesElect Director Carla A. Harris 1d
Mgmt ForForForYesElect Director Thomas W. Horton 1e
Mgmt ForForForYesElect Director Marissa A. Mayer 1f
Mgmt ForForForYesElect Director C. Douglas McMillon 1g
Mgmt AgainstAgainstForYesElect Director Gregory B. Penner 1h
Mgmt ForForForYesElect Director Steven S Reinemund 1i
Mgmt AgainstAgainstForYesElect Director S. Robson Walton 1j
Mgmt AgainstAgainstForYesElect Director Steuart L. Walton 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
SH ForForAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesReport on Race or Ethnicity Pay Gap 5
Facebook, Inc.
Meeting Date: 05/31/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30303M102
Ticker: FB
Primary CUSIP: 30303M102 Primary ISIN: US30303M1027 Primary SEDOL: B7TL820
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Marc L. Andreessen Mgmt Yes For For For
Mgmt ForForForYesElect Director Erskine B. Bowles 1.2
Mgmt ForForForYesElect Director Kenneth I. Chenault 1.3
Mgmt ForForForYesElect Director Susan D. Desmond-Hellmann 1.4
Mgmt ForForForYesElect Director Reed Hastings 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Facebook, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt NoElect Director Jan Koum - Withdrawn Resolution
1.6
Mgmt ForForForYesElect Director Sheryl K. Sandberg 1.7
Mgmt ForForForYesElect Director Peter A. Thiel 1.8
Mgmt ForForForYesElect Director Mark Zuckerberg 1.9
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
SH ForForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share
3
SH AgainstAgainstAgainstYesEstablish Board Committee on Risk Management
4
SH ForForAgainstYesAdopt Simple Majority Vote 5
SH AbstainAbstainAgainstYesReport on Major Global Content Management Controversies (Fake News)
6
SH AbstainAbstainAgainstYesReport on Gender Pay Gap 7
SH AgainstAgainstAgainstYesReport on Responsible Tax Principles 8
Henry Schein, Inc.
Meeting Date: 05/31/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 806407102
Ticker: HSIC
Primary CUSIP: 806407102 Primary ISIN: US8064071025 Primary SEDOL: 2416962
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Barry J. Alperin Mgmt Yes For Refer Against
Mgmt ForForForYesElect Director Gerald A. Benjamin 1b
Mgmt ForForForYesElect Director Stanley M. Bergman 1c
Mgmt ForForForYesElect Director James P. Breslawski 1d
Mgmt ForForForYesElect Director Paul Brons 1e
Mgmt ForForForYesElect Director Shira Goodman 1f
Mgmt ForForForYesElect Director Joseph L. Herring 1g
Mgmt ForForForYesElect Director Kurt P. Kuehn 1h
Mgmt AgainstReferForYesElect Director Philip A. Laskawy 1i
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Henry Schein, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Anne H. Margulies 1j
Mgmt ForForForYesElect Director Mark E. Mlotek 1k
Mgmt ForForForYesElect Director Steven Paladino 1l
Mgmt ForForForYesElect Director Carol Raphael 1m
Mgmt ForForForYesElect Director E. Dianne Rekow 1n
Mgmt ForForForYesElect Director Bradley T. Sheares 1o
Mgmt ForForForYesIncrease Authorized Common Stock 2
Mgmt ForForForYesAdopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes
3
Mgmt ForForForYesAmend Certificate of Incorporation 4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
Mgmt ForForForYesRatify BDO USA, LLP as Auditors 6
Raytheon Company
Meeting Date: 05/31/2018
Record Date: 04/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 755111507
Ticker: RTN
Primary CUSIP: 755111507 Primary ISIN: US7551115071 Primary SEDOL: 2758051
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Tracy A. Atkinson Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert E. Beauchamp 1b
Mgmt ForForForYesElect Director Adriane M. Brown 1c
Mgmt ForForForYesElect Director Vernon E. Clark 1d
Mgmt ForForForYesElect Director Stephen J. Hadley 1e
Mgmt ForForForYesElect Director Thomas A. Kennedy 1f
Mgmt ForForForYesElect Director Letitia A. Long 1g
Mgmt ForForForYesElect Director George R. Oliver 1h
Mgmt ForForForYesElect Director Dinesh C. Paliwal 1i
Mgmt ForForForYesElect Director William R. Spivey 1j
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Raytheon Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director James A. Winnefeld, Jr. 1k
Mgmt ForForForYesElect Director Robert O. Work 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
SL Green Realty Corp.
Meeting Date: 05/31/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 78440X101
Ticker: SLG
Primary CUSIP: 78440X101 Primary ISIN: US78440X1019 Primary SEDOL: 2096847
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director John H. Alschuler Mgmt Yes For For For
Mgmt ForForForYesElect Director Lauren B. Dillard 1b
Mgmt ForForForYesElect Director Stephen L. Green 1c
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Akamai Technologies, Inc.
Meeting Date: 06/01/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00971T101
Ticker: AKAM
Primary CUSIP: 00971T101 Primary ISIN: US00971T1016 Primary SEDOL: 2507457
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Jill Greenthal Mgmt Yes For For For
Mgmt ForForForYesElect Director Daniel Hesse 1.2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Akamai Technologies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director F. Thomson Leighton 1.3
Mgmt ForForForYesElect Director William Wagner 1.4
Mgmt ForForForYesDeclassify the Board of Directors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
4
Lowe's Companies, Inc.
Meeting Date: 06/01/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 548661107
Ticker: LOW
Primary CUSIP: 548661107 Primary ISIN: US5486611073 Primary SEDOL: 2536763
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Raul Alvarez Mgmt Yes For For For
Mgmt ForForForYesElect Director David H. Batchelder 1.2
Mgmt ForForForYesElect Director Angela F. Braly 1.3
Mgmt ForForForYesElect Director Sandra B. Cochran 1.4
Mgmt ForForForYesElect Director Laurie Z. Douglas 1.5
Mgmt ForForForYesElect Director Richard W. Dreiling 1.6
Mgmt ForForForYesElect Director Marshall O. Larsen 1.7
Mgmt ForForForYesElect Director James H. Morgan 1.8
Mgmt ForForForYesElect Director Robert A. Niblock 1.9
Mgmt ForForForYesElect Director Brian C. Rogers 1.10
Mgmt ForForForYesElect Director Bertram L. Scott 1.11
Mgmt ForForForYesElect Director Lisa W. Wardell 1.12
Mgmt ForForForYesElect Director Eric C. Wiseman 1.13
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Lowe's Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
LyondellBasell Industries N.V.
Meeting Date: 06/01/2018
Record Date: 05/04/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N53745100
Ticker: LYB
Primary CUSIP: N/A Primary ISIN: NL0009434992 Primary SEDOL: B3SPXZ3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Amend Articles Mgmt Yes For For For
Mgmt ForForForYesElect Director Bhavesh (Bob) Patel 2a
Mgmt ForForForYesElect Director Robert Gwin 2b
Mgmt ForForForYesElect Director Jacques Aigrain 2c
Mgmt ForForForYesElect Director Lincoln Benet 2d
Mgmt ForForForYesElect Director Jagjeet (Jeet) Bindra 2e
Mgmt ForForForYesElect Director Robin Buchanan 2f
Mgmt ForForForYesElect Director Stephen Cooper 2g
Mgmt ForForForYesElect Director Nance Dicciani 2h
Mgmt ForForForYesElect Director Claire Farley 2i
Mgmt ForForForYesElect Director Isabella (Bella) Goren 2j
Mgmt ForForForYesElect Director Bruce Smith 2k
Mgmt ForForForYesElect Director Rudy van der Meer 2l
Mgmt ForForForYesElect Bhavesh (Bob) Patel to Management Board
3a
Mgmt ForForForYesElect Thomas Aebischer to Management Board
3b
Mgmt ForForForYesElect Daniel Coombs to Management Board 3c
Mgmt ForForForYesElect Jeffrey Kaplan to Management Board 3d
Mgmt ForForForYesElect James Guilfoyle to Management Board 3e
Mgmt ForForForYesAdopt Financial Statements and Statutory Reports
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
LyondellBasell Industries N.V.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesApprove Discharge of Management Board 5
Mgmt ForForForYesApprove Discharge of Supervisory Board 6
Mgmt ForForForYesRatify PricewaterhouseCoopers Accountants N.V. as Auditors
7
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
8
Mgmt ForForForYesApprove Dividends of USD 3.70 Per Share 9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
10
Mgmt ForForForYesAuthorize Repurchase of Up to 10 Percent of Issued Share Capital
11
Mgmt ForForForYesAuthorization of the Cancellation of Shares 12
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
13
Zions Bancorporation
Meeting Date: 06/01/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 989701107
Ticker: ZION
Primary CUSIP: 989701107 Primary ISIN: US9897011071 Primary SEDOL: 2989828
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Jerry C. Atkin Mgmt Yes For For For
Mgmt ForForForYesElect Director Gary L. Crittenden 1B
Mgmt ForForForYesElect Director Suren K. Gupta 1C
Mgmt ForForForYesElect Director J. David Heaney 1D
Mgmt ForForForYesElect Director Vivian S. Lee 1E
Mgmt ForForForYesElect Director Edward F. Murphy 1F
Mgmt ForForForYesElect Director Roger B. Porter 1G
Mgmt ForForForYesElect Director Stephen D. Quinn 1H
Mgmt ForForForYesElect Director Harris H. Simmons 1I
Mgmt ForForForYesElect Director Barbara A. Yastine 1J
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Zions Bancorporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
CVS Health Corporation
Meeting Date: 06/04/2018
Record Date: 04/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 126650100
Ticker: CVS
Primary CUSIP: 126650100 Primary ISIN: US1266501006 Primary SEDOL: 2577609
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard M. Bracken Mgmt Yes For For For
Mgmt ForForForYesElect Director C. David Brown, II 1b
Mgmt ForForForYesElect Director Alecia A. DeCoudreaux 1c
Mgmt ForForForYesElect Director Nancy-Ann M. DeParle 1d
Mgmt ForForForYesElect Director David W. Dorman 1e
Mgmt ForForForYesElect Director Anne M. Finucane 1f
Mgmt ForForForYesElect Director Larry J. Merlo 1g
Mgmt ForForForYesElect Director Jean-Pierre Millon 1h
Mgmt ForForForYesElect Director Mary L. Schapiro 1i
Mgmt ForForForYesElect Director Richard J. Swift 1j
Mgmt ForForForYesElect Director William C. Weldon 1k
Mgmt ForForForYesElect Director Tony L. White 1l
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstYesProvide For Confidential Running Vote Tallies On Executive Pay Matters
5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Roper Technologies, Inc.
Meeting Date: 06/04/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 776696106
Ticker: ROP
Primary CUSIP: 776696106 Primary ISIN: US7766961061 Primary SEDOL: 2749602
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Shellye L. Archambeau Mgmt Yes For For For
Mgmt ForForForYesElect Director Amy Woods Brinkley 1.2
Mgmt ForForForYesElect Director John F. Fort, III 1.3
Mgmt ForForForYesElect Director Brian D. Jellison 1.4
Mgmt ForForForYesElect Director Robert D. Johnson 1.5
Mgmt ForForForYesElect Director Robert E. Knowling, Jr. 1.6
Mgmt ForForForYesElect Director Wilbur J. Prezzano 1.7
Mgmt ForForForYesElect Director Laura G. Thatcher 1.8
Mgmt ForForForYesElect Director Richard F. Wallman 1.9
Mgmt ForForForYesElect Director Christopher Wright 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt AgainstAgainstForYesOther Business 4
UnitedHealth Group Incorporated
Meeting Date: 06/04/2018
Record Date: 04/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 91324P102
Ticker: UNH
Primary CUSIP: 91324P102 Primary ISIN: US91324P1021 Primary SEDOL: 2917766
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director William C. Ballard, Jr. Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard T. Burke 1b
Mgmt ForForForYesElect Director Timothy P. Flynn 1c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
UnitedHealth Group Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Stephen J. Hemsley 1d
Mgmt ForForForYesElect Director Michele J. Hooper 1e
Mgmt ForForForYesElect Director F. William McNabb, III 1f
Mgmt ForForForYesElect Director Valerie C. Montgomery Rice 1g
Mgmt ForForForYesElect Director Glenn M. Renwick 1h
Mgmt ForForForYesElect Director Kenneth I. Shine 1i
Mgmt ForForForYesElect Director David S. Wichmann 1j
Mgmt ForForForYesElect Director Gail R. Wilensky 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Allegion plc
Meeting Date: 06/05/2018
Record Date: 04/06/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G0176J109
Ticker: ALLE
Primary CUSIP: N/A Primary ISIN: IE00BFRT3W74 Primary SEDOL: BFRT3W7
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Carla Cico Mgmt Yes For For For
Mgmt ForForForYesElect Director Kirk S. Hachigian 1b
Mgmt ForForForYesElect Director Nicole Parent Haughey 1c
Mgmt ForForForYesElect Director David D. Petratis 1d
Mgmt ForForForYesElect Director Dean I. Schaffer 1e
Mgmt ForForForYesElect Director Charles L. Szews 1f
Mgmt ForForForYesElect Director Martin E. Welch, III 1g
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForYesAuthorize Issuance of Equity with Preemptive Rights
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Allegion plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAuthorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights
5
Cognizant Technology Solutions Corporation
Meeting Date: 06/05/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 192446102
Ticker: CTSH
Primary CUSIP: 192446102 Primary ISIN: US1924461023 Primary SEDOL: 2257019
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Zein Abdalla Mgmt Yes For For For
Mgmt ForForForYesElect Director Betsy S. Atkins 1b
Mgmt ForForForYesElect Director Maureen Breakiron-Evans 1c
Mgmt ForForForYesElect Director Jonathan Chadwick 1d
Mgmt ForForForYesElect Director John M. Dineen 1e
Mgmt ForForForYesElect Director Francisco D'Souza 1f
Mgmt ForForForYesElect Director John N. Fox, Jr. 1g
Mgmt ForForForYesElect Director John E. Klein 1h
Mgmt ForForForYesElect Director Leo S. Mackay, Jr. 1i
Mgmt ForForForYesElect Director Michael Patsalos-Fox 1j
Mgmt ForForForYesElect Director Joseph M. Velli 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesAmend Qualified Employee Stock Purchase Plan
4
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend the By-laws
5a
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Remove a Director
5b
Mgmt ForForForYesEliminate Supermajority Vote Requirement to Amend Certain Provisions of the Certificate of Incorporation
5c
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Cognizant Technology Solutions Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 6
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
7
Fortive Corporation
Meeting Date: 06/05/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 34959J108
Ticker: FTV
Primary CUSIP: 34959J108 Primary ISIN: US34959J1088 Primary SEDOL: BYT3MK1
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Feroz Dewan Mgmt Yes For For For
Mgmt ForForForYesElect Director James A. Lico 1B
Mgmt ForForForYesRatify Ernst and Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
Freeport-McMoRan Inc.
Meeting Date: 06/05/2018
Record Date: 04/10/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 35671D857
Ticker: FCX
Primary CUSIP: 35671D857 Primary ISIN: US35671D8570 Primary SEDOL: 2352118
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Richard C. Adkerson Mgmt Yes For For For
Mgmt ForForForYesElect Director Gerald J. Ford 1.2
Mgmt ForForForYesElect Director Lydia H. Kennard 1.3
Mgmt ForForForYesElect Director Jon C. Madonna 1.4
Mgmt ForForForYesElect Director Courtney Mather 1.5
Mgmt ForForForYesElect Director Dustan E. McCoy 1.6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Freeport-McMoRan Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Frances Fragos Townsend 1.7
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
IPG Photonics Corporation
Meeting Date: 06/05/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 44980X109
Ticker: IPGP
Primary CUSIP: 44980X109 Primary ISIN: US44980X1090 Primary SEDOL: 2698782
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Valentin P. Gapontsev Mgmt Yes For For For
Mgmt WithholdWithholdForYesElect Director Eugene A. Scherbakov 1.2
Mgmt WithholdWithholdForYesElect Director Igor Samartsev 1.3
Mgmt ForForForYesElect Director Michael C. Child 1.4
Mgmt ForForForYesElect Director Henry E. Gauthier 1.5
Mgmt ForForForYesElect Director Catherine P. Lego 1.6
Mgmt ForForForYesElect Director Eric Meurice 1.7
Mgmt WithholdReferForYesElect Director John R. Peeler 1.8
Mgmt ForForForYesElect Director Thomas J. Seifert 1.9
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
The TJX Companies, Inc.
Meeting Date: 06/05/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 872540109
Ticker: TJX
Primary CUSIP: 872540109 Primary ISIN: US8725401090 Primary SEDOL: 2989301
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The TJX Companies, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Zein Abdalla Mgmt Yes For For For
Mgmt ForForForYesElect Director Alan M. Bennett 1.2
Mgmt ForForForYesElect Director David T. Ching 1.3
Mgmt ForForForYesElect Director Ernie Herrman 1.4
Mgmt ForForForYesElect Director Michael F. Hines 1.5
Mgmt ForForForYesElect Director Amy B. Lane 1.6
Mgmt ForForForYesElect Director Carol Meyrowitz 1.7
Mgmt ForForForYesElect Director Jackwyn L. Nemerov 1.8
Mgmt ForForForYesElect Director John F. O'Brien 1.9
Mgmt ForForForYesElect Director Willow B. Shire 1.10
Mgmt ForForForYesRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AbstainAbstainAgainstYesReport on Gender, Race, or Ethnicity Pay Gaps
4
SH AgainstAgainstAgainstYesClawback of Incentive Payments 5
SH AgainstAgainstAgainstYesAdopt Policy Regarding Prison Labor in Supply Chain
6
Alliance Data Systems Corporation
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 018581108
Ticker: ADS
Primary CUSIP: 018581108 Primary ISIN: US0185811082 Primary SEDOL: 2762030
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Bruce K. Anderson Mgmt Yes For For For
Mgmt ForForForYesElect Director Roger H. Ballou 1.2
Mgmt ForForForYesElect Director Kelly J. Barlow 1.3
Mgmt ForForForYesElect Director E. Linn Draper, Jr. 1.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Alliance Data Systems Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Edward J. Heffernan 1.5
Mgmt ForForForYesElect Director Kenneth R. Jensen 1.6
Mgmt ForForForYesElect Director Robert A. Minicucci 1.7
Mgmt ForForForYesElect Director Timothy J. Theriault 1.8
Mgmt ForForForYesElect Director Laurie A. Tucker 1.9
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Alphabet Inc.
Meeting Date: 06/06/2018
Record Date: 04/18/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 02079K305
Ticker: GOOGL
Primary CUSIP: 02079K305 Primary ISIN: US02079K3059 Primary SEDOL: BYVY8G0
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Larry Page Mgmt Yes For For For
Mgmt ForForForYesElect Director Sergey Brin 1.2
Mgmt ForForForYesElect Director Eric E. Schmidt 1.3
Mgmt ForForForYesElect Director L. John Doerr 1.4
Mgmt ForForForYesElect Director Roger W. Ferguson, Jr. 1.5
Mgmt ForForForYesElect Director Diane B. Greene 1.6
Mgmt WithholdWithholdForYesElect Director John L. Hennessy 1.7
Mgmt ForForForYesElect Director Ann Mather 1.8
Mgmt ForForForYesElect Director Alan R. Mulally 1.9
Mgmt ForForForYesElect Director Sundar Pichai 1.10
Mgmt ForForForYesElect Director K. Ram Shriram 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
SH ForForAgainstYesApprove Recapitalization Plan for all Stock to Have One-vote per Share
4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Alphabet Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 5
SH AgainstAgainstAgainstYesReport on Gender Pay Gap 6
SH ForForAgainstYesAdopt Simple Majority Vote 7
SH AgainstAgainstAgainstYesAssess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation
8
SH AgainstAgainstAgainstYesAdopt a Policy on Board Diversity 9
SH AgainstAgainstAgainstYesReport on Major Global Content Management Controversies
10
Citrix Systems, Inc.
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 177376100
Ticker: CTXS
Primary CUSIP: 177376100 Primary ISIN: US1773761002 Primary SEDOL: 2182553
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Robert M. Calderoni Mgmt Yes For For For
Mgmt ForForForYesElect Director Nanci E. Caldwell 1b
Mgmt ForForForYesElect Director Jesse A. Cohn 1c
Mgmt ForForForYesElect Director Robert D. Daleo 1d
Mgmt ForForForYesElect Director Murray J. Demo 1e
Mgmt ForForForYesElect Director Ajei S. Gopal 1f
Mgmt ForForForYesElect Director David J. Henshall 1g
Mgmt ForForForYesElect Director Peter J. Sacripanti 1h
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Devon Energy Corporation
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 25179M103
Ticker: DVN
Primary CUSIP: 25179M103 Primary ISIN: US25179M1036 Primary SEDOL: 2480677
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Barbara M. Baumann Mgmt Yes For For For
Mgmt ForForForYesElect Director John E. Bethancourt 1.2
Mgmt ForForForYesElect Director David A. Hager 1.3
Mgmt ForForForYesElect Director Robert H. Henry 1.4
Mgmt ForForForYesElect Director Michael Kanovsky 1.5
Mgmt ForForForYesElect Director John Krenicki, Jr. 1.6
Mgmt ForForForYesElect Director Robert A. Mosbacher, Jr. 1.7
Mgmt ForForForYesElect Director Duane C. Radtke 1.8
Mgmt ForForForYesElect Director Mary P. Ricciardello 1.9
Mgmt ForForForYesElect Director John Richels 1.10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 4
Hess Corporation
Meeting Date: 06/06/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 42809H107
Ticker: HES
Primary CUSIP: 42809H107 Primary ISIN: US42809H1077 Primary SEDOL: 2023748
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney F. Chase Mgmt Yes For For For
Mgmt ForForForYesElect Director Terrence J. Checki 1.2
Mgmt ForForForYesElect Director Leonard S. Coleman, Jr. 1.3
Mgmt ForForForYesElect Director John B. Hess 1.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Hess Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Edith E. Holiday 1.5
Mgmt ForForForYesElect Director Risa Lavizzo-Mourey 1.6
Mgmt ForForForYesElect Director Marc S. Lipschultz 1.7
Mgmt ForForForYesElect Director David McManus 1.8
Mgmt ForForForYesElect Director Kevin O. Meyers 1.9
Mgmt ForForForYesElect Director James H. Quigley 1.10
Mgmt ForForForYesElect Director Fredric G. Reynolds 1.11
Mgmt ForForForYesElect Director William G. Schrader 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Netflix, Inc.
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 64110L106
Ticker: NFLX
Primary CUSIP: 64110L106 Primary ISIN: US64110L1061 Primary SEDOL: 2857817
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard N. Barton Mgmt Yes For Withhold Withhold
Mgmt ForForForYesElect Director Rodolphe Belmer 1b
Mgmt WithholdWithholdForYesElect Director Bradford L. Smith 1c
Mgmt ForForForYesElect Director Anne M. Sweeney 1d
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesAmend Bylaws -- Call Special Meetings 4
SH ForForAgainstYesAdopt Proxy Access Right 5
SH AbstainAbstainAgainstYesAdopt Compensation Clawback Policy 6
SH ForForAgainstYesProvide Right to Act by Written Consent 7
SH ForForAgainstYesAdopt Simple Majority Vote 8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Netflix, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH ForForAgainstYesRequire a Majority Vote for the Election of Directors
9
Ulta Beauty, Inc.
Meeting Date: 06/06/2018
Record Date: 04/09/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 90384S303
Ticker: ULTA
Primary CUSIP: 90384S303 Primary ISIN: US90384S3031 Primary SEDOL: B28TS42
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Robert F. DiRomualdo Mgmt Yes For Refer Withhold
Mgmt ForForForYesElect Director Catherine A. Halligan 1.2
Mgmt ForForForYesElect Director George R. Mrkonic 1.3
Mgmt ForForForYesElect Director Lorna E. Nagler 1.4
Mgmt ForForForYesElect Director Sally E. Blount 1.5
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
XL Group Ltd
Meeting Date: 06/06/2018
Record Date: 04/27/2018
Country: Bermuda
Meeting Type: Special
Primary Security ID: G98294104
Ticker: XL
Primary CUSIP: G98255105 Primary ISIN: BMG982941046 Primary SEDOL: BD95VZ8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Approve Merger Agreement Mgmt Yes For Refer For
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 2
Mgmt AgainstAgainstForYesAdjourn Meeting 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Booking Holdings Inc.
Meeting Date: 06/07/2018
Record Date: 04/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 09857L108
Ticker: BKNG
Primary CUSIP: 09857L108 Primary ISIN: US09857L1089 Primary SEDOL: BDRXDB4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Timothy M. Armstrong Mgmt Yes For For For
Mgmt ForForForYesElect Director Jeffery H. Boyd 1.2
Mgmt ForForForYesElect Director Jeffrey E. Epstein 1.3
Mgmt ForForForYesElect Director Glenn D. Fogel 1.4
Mgmt ForForForYesElect Director Mirian Graddick-Weir 1.5
Mgmt ForForForYesDElect irector James M. Guyette 1.6
Mgmt ForForForYesElect Director Robert J. Mylod, Jr. 1.7
Mgmt ForForForYesElect Director Charles H. Noski 1.8
Mgmt ForForForYesElect Director Nancy B. Peretsman 1.9
Mgmt ForForForYesElect Director Nicholas J. Read 1.10
Mgmt ForForForYesElect Director Thomas E. Rothman 1.11
Mgmt ForForForYesElect Director Craig W. Rydin 1.12
Mgmt ForForForYesElect Director Lynn M. Vojvodich 1.13
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesAmend Omnibus Stock Plan 4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
Equinix, Inc.
Meeting Date: 06/07/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 29444U700
Ticker: EQIX
Primary CUSIP: 29444U700 Primary ISIN: US29444U7000 Primary SEDOL: BVLZX12
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Equinix, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Thomas Bartlett Mgmt Yes For For For
Mgmt ForForForYesElect Director Nanci Caldwell 1.2
Mgmt ForForForYesElect Director Gary Hromadko 1.3
Mgmt ForForForYesElect Director Scott Kriens 1.4
Mgmt ForForForYesElect Director William Luby 1.5
Mgmt ForForForYesElect Director Irving Lyons, III 1.6
Mgmt ForForForYesElect Director Christopher Paisley 1.7
Mgmt ForForForYesElect Director Peter Van Camp 1.8
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
Ingersoll-Rand plc
Meeting Date: 06/07/2018
Record Date: 04/09/2018
Country: Ireland
Meeting Type: Annual
Primary Security ID: G47791101
Ticker: IR
Primary CUSIP: G47791101 Primary ISIN: IE00B6330302 Primary SEDOL: B633030
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Kirk E. Arnold Mgmt Yes For For For
Mgmt ForForForYesElect Director Ann C. Berzin 1b
Mgmt ForForForYesElect Director John Bruton 1c
Mgmt ForForForYesElect Director Jared L. Cohon 1d
Mgmt ForForForYesElect Director Gary D. Forsee 1e
Mgmt ForForForYesElect Director Linda P. Hudson 1f
Mgmt ForForForYesElect Director Michael W. Lamach 1g
Mgmt ForForForYesElect Director Myles P. Lee 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Ingersoll-Rand plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Karen B. Peetz 1i
Mgmt ForForForYesElect Director John P. Surma 1j
Mgmt ForForForYesElect Director Richard J. Swift 1k
Mgmt ForForForYesElect Director Tony L. White 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
Mgmt ForForForYesApprove Omnibus Stock Plan 4
Mgmt ForForForYesRenew Directors' Authority to Issue Shares 5
Mgmt ForForForYesRenew Directors' Authority to Issue Shares for Cash
6
Mgmt ForForForYesAuthorize Reissuance of Repurchased Shares 7
Monster Beverage Corporation
Meeting Date: 06/07/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 61174X109
Ticker: MNST
Primary CUSIP: 61174X109 Primary ISIN: US61174X1090 Primary SEDOL: BZ07BW4
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Rodney C. Sacks Mgmt Yes For For For
Mgmt WithholdWithholdForYesElect Director Hilton H. Schlosberg 1.2
Mgmt WithholdWithholdForYesElect Director Mark J. Hall 1.3
Mgmt WithholdWithholdForYesElect Director Norman C. Epstein 1.4
Mgmt ForForForYesElect Director Gary P. Fayard 1.5
Mgmt ForForForYesElect Director Benjamin M. Polk 1.6
Mgmt ForForForYesElect Director Sydney Selati 1.7
Mgmt WithholdWithholdForYesElect Director Harold C. Taber, Jr. 1.8
Mgmt WithholdWithholdForYesElect Director Kathy N. Waller 1.9
Mgmt WithholdReferForYesElect Director Mark S. Vidergauz 1.10
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Monster Beverage Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AbstainAbstainAgainstYesReport on Human Trafficking and Forced Labor in Supply Chains
4
Garmin Ltd.
Meeting Date: 06/08/2018
Record Date: 04/13/2018
Country: Switzerland
Meeting Type: Annual
Primary Security ID: H2906T109
Ticker: GRMN
Primary CUSIP: G37260109 Primary ISIN: CH0114405324 Primary SEDOL: B3Z5T14
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Elect Chairman of Meeting Andrew R. Etkind Mgmt Yes For For For
Mgmt ForForForYesAccept Consolidated Financial Statements and Statutory Reports
2
Mgmt ForForForYesApprove Allocation of Income and Dividends 3
Mgmt ForForForYesApprove Dividends 4
Mgmt ForForForYesApprove Discharge of Board and Senior Management
5
Mgmt ForForForYesElect Director Min H. Kao 6.1
Mgmt ForForForYesElect Director Joseph J. Hartnett 6.2
Mgmt AgainstReferForYesElect Director Charles W. Peffer 6.3
Mgmt ForForForYesElect Director Clifton A. Pemble 6.4
Mgmt ForForForYesElect Director Rebecca R. Tilden 6.5
Mgmt ForForForYesElect Director Jonathan C. Burrell 6.6
Mgmt ForForForYesElect Min H. Kao as Board Chairman 7
Mgmt ForForForYesAppoint Joseph J. Hartnett as Member of the Compensation Committee
8.1
Mgmt AgainstReferForYesAppoint Charles W. Peffer as Member of the Compensation Committee
8.2
Mgmt ForForForYesAppoint Rebecca R. Tilden as Member of the Compensation Committee
8.3
Mgmt ForForForYesAppoint Jonathan C. Burrell as Member of the Compensation Committee
8.4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Garmin Ltd.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesDesignate Reiss + Preuss LLP as Independent Proxy
9
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 10
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
11
Mgmt ForForForYesApprove Fiscal Year 2019 Maximum Aggregate Compensation for the Executive Management
12
Mgmt ForForForYesApprove Maximum Aggregate Compensation for the Board of Directors for the Period Between the 2018 AGM and the 2019 AGM
13
Mgmt ForForForYesAmend Articles of Association to Add Persons Who Can Act As Chairman of Shareholder Meetings
14
Mgmt ForForForYesApprove CHF 3.96 Million Authorized Capital Increase without Preemptive Rights
15
Mgmt AgainstAgainstForYesTransact Other Business (Voting) A
Regeneron Pharmaceuticals, Inc.
Meeting Date: 06/08/2018
Record Date: 04/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 75886F107
Ticker: REGN
Primary CUSIP: 75886F107 Primary ISIN: US75886F1075 Primary SEDOL: 2730190
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arthur F. Ryan Mgmt Yes For For For
Mgmt AgainstReferForYesElect Director George L. Sing 1.2
Mgmt ForForForYesElect Director Marc Tessier-Lavigne 1.3
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Comcast Corporation
Meeting Date: 06/11/2018
Record Date: 04/06/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 20030N101
Ticker: CMCSA
Primary CUSIP: 20030N101 Primary ISIN: US20030N1019 Primary SEDOL: 2044545
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Comcast Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kenneth J. Bacon Mgmt Yes For For For
Mgmt ForForForYesElect Director Madeline S. Bell 1.2
Mgmt ForForForYesElect Director Sheldon M. Bonovitz 1.3
Mgmt ForForForYesElect Director Edward D. Breen 1.4
Mgmt ForForForYesElect Director Gerald L. Hassell 1.5
Mgmt ForForForYesElect Director Jeffrey A. Honickman 1.6
Mgmt ForForForYesElect Director Maritza G. Montiel 1.7
Mgmt ForForForYesElect Director Asuka Nakahara 1.8
Mgmt ForForForYesElect Director David C. Novak 1.9
Mgmt ForForForYesElect Director Brian L. Roberts 1.10
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReport on Lobbying Payments and Policy 4
Affiliated Managers Group, Inc.
Meeting Date: 06/12/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 008252108
Ticker: AMG
Primary CUSIP: 008252108 Primary ISIN: US0082521081 Primary SEDOL: 2127899
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Samuel T. Byrne Mgmt Yes For For For
Mgmt ForForForYesElect Director Dwight D. Churchill 1b
Mgmt ForForForYesElect Director Glenn Earle 1c
Mgmt ForForForYesElect Director Niall Ferguson 1d
Mgmt ForForForYesElect Director Sean M. Healey 1e
Mgmt ForForForYesElect Director Tracy P. Palandjian 1f
Mgmt ForForForYesElect Director Patrick T. Ryan 1g
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Affiliated Managers Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Karen L. Yerburgh 1h
Mgmt ForForForYesElect Director Jide J. Zeitlin 1i
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Mgmt ForForForYesElect Director Nathaniel Dalton 4
Autodesk, Inc.
Meeting Date: 06/12/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 052769106
Ticker: ADSK
Primary CUSIP: 052769106 Primary ISIN: US0527691069 Primary SEDOL: 2065159
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Andrew Anagnost Mgmt Yes For For For
Mgmt ForForForYesElect Director Crawford W. Beveridge 1b
Mgmt ForForForYesElect Director Karen Blasing 1c
Mgmt ForForForYesElect Director Reid French 1d
Mgmt ForForForYesElect Director Mary T. McDowell 1e
Mgmt ForForForYesElect Director Lorrie M. Norrington 1f
Mgmt ForForForYesElect Director Betsy Rafael 1g
Mgmt ForForForYesElect Director Stacy J. Smith 1h
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Best Buy Co., Inc.
Meeting Date: 06/12/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 086516101
Ticker: BBY
Primary CUSIP: 086516101 Primary ISIN: US0865161014 Primary SEDOL: 2094670
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Best Buy Co., Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Lisa M. Caputo Mgmt Yes For For For
Mgmt ForForForYesElect Director J. Patrick Doyle 1b
Mgmt ForForForYesElect Director Russell P. Fradin 1c
Mgmt ForForForYesElect Director Kathy J. Higgins Victor 1d
Mgmt ForForForYesElect Director Hubert Joly 1e
Mgmt ForForForYesElect Director David W. Kenny 1f
Mgmt ForForForYesElect Director Karen A. McLoughlin 1g
Mgmt ForForForYesElect Director Thomas L. "Tommy" Millner 1h
Mgmt ForForForYesElect Director Claudia F. Munce 1i
Mgmt ForForForYesElect Director Richelle P. Parham 1j
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Biogen Inc.
Meeting Date: 06/12/2018
Record Date: 04/17/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 09062X103
Ticker: BIIB
Primary CUSIP: 09062X103 Primary ISIN: US09062X1037 Primary SEDOL: 2455965
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Alexander J. Denner Mgmt Yes For For For
Mgmt ForForForYesElect Director Caroline D. Dorsa 1b
Mgmt ForForForYesElect Director Nancy L. Leaming 1c
Mgmt ForForForYesElect Director Richard C. Mulligan 1d
Mgmt ForForForYesElect Director Robert W. Pangia 1e
Mgmt ForForForYesElect Director Stelios Papadopoulos 1f
Mgmt ForForForYesElect Director Brian S. Posner 1g
Mgmt ForForForYesElect Director Eric K. Rowinsky 1h
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Biogen Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Lynn Schenk 1i
Mgmt ForForForYesElect Director Stephen A. Sherwin 1j
Mgmt ForForForYesElect Director Michel Vounatsos 1k
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
SH AgainstAgainstAgainstYesReport on Integrating Risks Related to Drug Pricing into Senior Executive Compensation
5
General Motors Company
Meeting Date: 06/12/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 37045V100
Ticker: GM
Primary CUSIP: 37045V100 Primary ISIN: US37045V1008 Primary SEDOL: B665KZ5
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary T. Barra Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda R. Gooden 1b
Mgmt ForForForYesElect Director Joseph Jimenez 1c
Mgmt ForForForYesElect Director Jane L. Mendillo 1d
Mgmt ForForForYesElect Director Michael G. Mullen 1e
Mgmt ForForForYesElect Director James J. Mulva 1f
Mgmt ForForForYesElect Director Patricia F. Russo 1g
Mgmt ForForForYesElect Director Thomas M. Schoewe 1h
Mgmt ForForForYesElect Director Theodore M. Solso 1i
Mgmt ForForForYesElect Director Carol M. Stephenson 1j
Mgmt ForForForYesElect Director Devin N. Wenig 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
General Motors Company
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
SH AgainstAgainstAgainstYesProvide Right to Act by Written Consent 5
SH AgainstAgainstAgainstYesReport on Fleet GHG Emissions in Relation to CAFE Standards
6
MetLife, Inc.
Meeting Date: 06/12/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 59156R108
Ticker: MET
Primary CUSIP: 59156R108 Primary ISIN: US59156R1086 Primary SEDOL: 2573209
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Cheryl W. Grise Mgmt Yes For For For
Mgmt ForForForYesElect Director Carlos M. Gutierrez 1.2
Mgmt ForForForYesElect Director Gerald L. Hassell 1.3
Mgmt ForForForYesElect Director David L. Herzog 1.4
Mgmt ForForForYesElect Director R. Glenn Hubbard 1.5
Mgmt ForForForYesElect Director Steven A. Kandarian 1.6
Mgmt ForForForYesElect Director Edward J. Kelly, III 1.7
Mgmt ForForForYesElect Director William E. Kennard 1.8
Mgmt ForForForYesElect Director James M. Kilts 1.9
Mgmt ForForForYesElect Director Catherine R. Kinney 1.10
Mgmt ForForForYesElect Director Denise M. Morrison 1.11
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
salesforce.com, inc.
Meeting Date: 06/12/2018
Record Date: 04/18/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 79466L302
Ticker: CRM
Primary CUSIP: 79466L302 Primary ISIN: US79466L3024 Primary SEDOL: 2310525
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Marc Benioff Mgmt Yes For For For
Mgmt ForForForYesElect Director Keith Block 1b
Mgmt ForForForYesElect Director Craig Conway 1c
Mgmt ForForForYesElect Director Alan Hassenfeld 1d
Mgmt ForForForYesElect Director Neelie Kroes 1e
Mgmt ForForForYesElect Director Colin Powell 1f
Mgmt ForForForYesElect Director Sanford Robertson 1g
Mgmt ForForForYesElect Director John V. Roos 1h
Mgmt ForForForYesElect Director Bernard Tyson 1i
Mgmt ForForForYesElect Director Robin Washington 1j
Mgmt ForForForYesElect Director Maynard Webb 1k
Mgmt ForForForYesElect Director Susan Wojcicki 1l
Mgmt ForForForYesAmend Right to Call Special Meeting 2
Mgmt ForForForYesAmend Omnibus Stock Plan 3
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 4
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
5
SH ForForAgainstYesEliminate Supermajority Vote Requirement 6
SH AgainstAgainstAgainstYesAdopt Guidelines for Country Selection 7
American Airlines Group Inc.
Meeting Date: 06/13/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 02376R102
Ticker: AAL
Primary CUSIP: 02376R102 Primary ISIN: US02376R1023 Primary SEDOL: BCV7KT2
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
American Airlines Group Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director James F. Albaugh Mgmt Yes For For For
Mgmt ForForForYesElect Director Jeffrey D. Benjamin 1b
Mgmt ForForForYesElect Director John T. Cahill 1c
Mgmt ForForForYesElect Director Michael J. Embler 1d
Mgmt ForForForYesElect Director Matthew J. Hart 1e
Mgmt ForForForYesElect Director Alberto Ibarguen 1f
Mgmt ForForForYesElect Director Richard C. Kraemer 1g
Mgmt ForForForYesElect Director Susan D. Kronick 1h
Mgmt ForForForYesElect Director Martin H. Nesbitt 1i
Mgmt ForForForYesElect Director Denise M. O'Leary 1j
Mgmt ForForForYesElect Director W. Douglas Parker 1k
Mgmt ForForForYesElect Director Ray M. Robinson 1l
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Mgmt ForForForYesProvide Right to Call Special Meeting 4
SH AgainstAgainstAgainstYesAmend Articles/Bylaws/Charter -- Call Special Meetings
5
Caterpillar Inc.
Meeting Date: 06/13/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 149123101
Ticker: CAT
Primary CUSIP: 149123101 Primary ISIN: US1491231015 Primary SEDOL: 2180201
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Kelly A. Ayotte Mgmt Yes For For For
Mgmt ForForForYesElect Director David L. Calhoun 1.2
Mgmt ForForForYesElect Director Daniel M. Dickinson 1.3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Caterpillar Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Juan Gallardo 1.4
Mgmt ForForForYesElect Director Dennis A. Muilenburg 1.5
Mgmt ForForForYesElect Director William A. Osborn 1.6
Mgmt ForForForYesElect Director Debra L. Reed 1.7
Mgmt ForForForYesElect Director Edward B. Rust, Jr. 1.8
Mgmt ForForForYesElect Director Susan C. Schwab 1.9
Mgmt ForForForYesElect Director D. James Umpleby, III 1.10
Mgmt ForForForYesElect Director Miles D. White 1.11
Mgmt ForForForYesElect Director Rayford Wilkins, Jr. 1.12
Mgmt ForForForYesRatify PricewaterhouseCoopers as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesReduce Ownership Threshold for Shareholders to Call Special Meeting
4
SH AgainstAgainstAgainstYesAmend Compensation Clawback Policy 5
SH AgainstAgainstAgainstYesRequire Director Nominee with Human Rights Experience
6
Celgene Corporation
Meeting Date: 06/13/2018
Record Date: 04/19/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 151020104
Ticker: CELG
Primary CUSIP: 151020104 Primary ISIN: US1510201049 Primary SEDOL: 2182348
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Mark J. Alles Mgmt Yes For For For
Mgmt ForForForYesElect Director Richard W. Barker 1.2
Mgmt ForForForYesElect Director Hans E. Bishop 1.3
Mgmt ForForForYesElect Director Michael W. Bonney 1.4
Mgmt ForForForYesElect Director Michael D. Casey 1.5
Mgmt ForForForYesElect Director Carrie S. Cox 1.6
Mgmt ForForForYesElect Director Michael A. Friedman 1.7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Celgene Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Julia A. Haller 1.8
Mgmt ForForForYesElect Director Patricia A. Hemingway Hall 1.9
Mgmt ForForForYesElect Director James J. Loughlin 1.10
Mgmt ForForForYesElect Director Ernest Mario 1.11
Mgmt ForForForYesElect Director John H. Weiland 1.12
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 5
Target Corporation
Meeting Date: 06/13/2018
Record Date: 04/16/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 87612E106
Ticker: TGT
Primary CUSIP: 87612E106 Primary ISIN: US87612E1064 Primary SEDOL: 2259101
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Roxanne S. Austin Mgmt Yes For For For
Mgmt ForForForYesElect Director Douglas M. Baker, Jr. 1b
Mgmt ForForForYesElect Director Brian C. Cornell 1c
Mgmt ForForForYesElect Director Calvin Darden 1d
Mgmt ForForForYesElect Director Henrique De Castro 1e
Mgmt ForForForYesElect Director Robert L. Edwards 1f
Mgmt ForForForYesElect Director Melanie L. Healey 1g
Mgmt ForForForYesElect Director Donald R. Knauss 1h
Mgmt ForForForYesElect Director Monica C. Lozano 1i
Mgmt ForForForYesElect Director Mary E. Minnick 1j
Mgmt ForForForYesElect Director Kenneth L. Salazar 1k
Mgmt ForForForYesElect Director Dmitri L. Stockton 1l
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Target Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 4
Dollar Tree, Inc.
Meeting Date: 06/14/2018
Record Date: 04/13/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 256746108
Ticker: DLTR
Primary CUSIP: 256746108 Primary ISIN: US2567461080 Primary SEDOL: 2272476
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Arnold S. Barron Mgmt Yes For For For
Mgmt ForForForYesElect Director Gregory M. Bridgeford 1.2
Mgmt ForForForYesElect Director Mary Anne Citrino 1.3
Mgmt ForForForYesElect Director Conrad M. Hall 1.4
Mgmt ForForForYesElect Director Lemuel E. Lewis 1.5
Mgmt ForForForYesElect Director Jeffrey G. Naylor 1.6
Mgmt ForForForYesElect Director Gary M. Philbin 1.7
Mgmt ForForForYesElect Director Bob Sasser 1.8
Mgmt ForForForYesElect Director Thomas A. Saunders, III 1.9
Mgmt ForForForYesElect Director Stephanie P. Stahl 1.10
Mgmt ForForForYesElect Director Thomas E. Whiddon 1.11
Mgmt ForForForYesElect Director Carl P. Zeithaml 1.12
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify KPMG LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Equity Residential
Meeting Date: 06/14/2018
Record Date: 03/29/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 29476L107
Ticker: EQR
Primary CUSIP: 29476L107 Primary ISIN: US29476L1070 Primary SEDOL: 2319157
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Charles L. Atwood Mgmt Yes For For For
Mgmt ForForForYesElect Director Linda Walker Bynoe 1.2
Mgmt ForForForYesElect Director Connie K. Duckworth 1.3
Mgmt ForForForYesElect Director Mary Kay Haben 1.4
Mgmt ForForForYesElect Director Bradley A. Keywell 1.5
Mgmt ForForForYesElect Director John E. Neal 1.6
Mgmt ForForForYesElect Director David J. Neithercut 1.7
Mgmt ForForForYesElect Director Mark S. Shapiro 1.8
Mgmt ForForForYesElect Director Gerald A. Spector 1.9
Mgmt ForForForYesElect Director Stephen E. Sterrett 1.10
Mgmt ForForForYesElect Director Samuel Zell 1.11
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
Iron Mountain Incorporated
Meeting Date: 06/14/2018
Record Date: 04/17/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 46284V101
Ticker: IRM
Primary CUSIP: 46284V101 Primary ISIN: US46284V1017 Primary SEDOL: BVFTF03
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jennifer Allerton Mgmt Yes For For For
Mgmt ForForForYesElect Director Ted R. Antenucci 1b
Mgmt ForForForYesElect Director Pamela M. Arway 1c
Mgmt ForForForYesElect Director Clarke H. Bailey 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Iron Mountain Incorporated
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Kent P. Dauten 1e
Mgmt ForForForYesElect Director Paul F. Deninger 1f
Mgmt ForForForYesElect Director Per-Kristian Halvorsen 1g
Mgmt ForForForYesElect Director William L. Meaney 1h
Mgmt ForForForYesElect Director Wendy J. Murdock 1i
Mgmt ForForForYesElect Director Walter C. Rakowich 1j
Mgmt ForForForYesElect Director Alfred J. Verrecchia 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
TechnipFMC plc
Meeting Date: 06/14/2018
Record Date: 04/16/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G87110105
Ticker: FTI
Primary CUSIP: F90676101 Primary ISIN: GB00BDSFG982 Primary SEDOL: BDSFG98
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Accept Financial Statements and Statutory Reports
Mgmt Yes For For For
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Director's Remuneration Report 3
Mgmt ForForForYesApprove Director's Remuneration Policy 4
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
5
Mgmt ForForForYesRe-appoint PricewaterhouseCoopers LLP as U.K. Statutory Auditor
6
Mgmt ForForForYesAuthorize Board to Fix Remuneration of Auditors
7
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
DaVita Inc.
Meeting Date: 06/18/2018
Record Date: 04/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 23918K108
Ticker: DVA
Primary CUSIP: 23918K108 Primary ISIN: US23918K1088 Primary SEDOL: 2898087
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Pamela M. Arway Mgmt Yes For For For
Mgmt ForForForYesElect Director Charles G. Berg 1b
Mgmt ForForForYesElect Director Barbara J. Desoer 1c
Mgmt ForForForYesElect Director Pascal Desroches 1d
Mgmt ForForForYesElect Director Paul J. Diaz 1e
Mgmt ForForForYesElect Director Peter T. Grauer 1f
Mgmt ForForForYesElect Director John M. Nehra 1g
Mgmt ForForForYesElect Director William L. Roper 1h
Mgmt ForForForYesElect Director Kent J. Thiry 1i
Mgmt ForForForYesElect Director Phyllis R. Yale 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH AgainstAgainstAgainstYesAmend Proxy Access Right 4
GGP Inc.
Meeting Date: 06/19/2018
Record Date: 04/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 36174X101
Ticker: GGP
Primary CUSIP: 36174X101 Primary ISIN: US36174X1019 Primary SEDOL: BYMYV82
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard B. Clark Mgmt Yes For For For
Mgmt ForForForYesElect Director Mary Lou Fiala 1b
Mgmt ForForForYesElect Director J. Bruce Flatt 1c
Mgmt ForForForYesElect Director Janice R. Fukakusa 1d
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
GGP Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director John K. Haley 1e
Mgmt ForForForYesElect Director Daniel B. Hurwitz 1f
Mgmt ForForForYesElect Director Brian W. Kingston 1g
Mgmt ForForForYesElect Director Christina M. Lofgren 1h
Mgmt ForForForYesElect Director Sandeep Mathrani 1i
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 3
Expedia Group, Inc.
Meeting Date: 06/20/2018
Record Date: 04/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 30212P303
Ticker: EXPE
Primary CUSIP: 30212P303 Primary ISIN: US30212P3038 Primary SEDOL: B748CK2
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Susan C. Athey Mgmt Yes For For For
Mgmt WithholdReferForYesElect Director A. George "Skip" Battle 1b
Mgmt WithholdWithholdForYesElect Director Courtnee A. Chun 1c
Mgmt ForForForYesElect Director Chelsea Clinton 1d
Mgmt WithholdWithholdForYesElect Director Pamela L. Coe 1e
Mgmt WithholdWithholdForYesElect Director Barry Diller 1f
Mgmt WithholdReferForYesElect Director Jonathan L. Dolgen 1g
Mgmt ForForForYesElect Director Craig A. Jacobson 1h
Mgmt WithholdWithholdForYesElect Director Victor A. Kaufman 1i
Mgmt WithholdReferForYesElect Director Peter M. Kern 1j
Mgmt WithholdWithholdForYesElect Director Dara Khosrowshahi 1k
Mgmt ForForForYesElect Director Mark D. Okerstrom 1l
Mgmt ForForForYesElect Director Scott Rudin 1m
Mgmt WithholdWithholdForYesElect Director Christopher W. Shean 1n
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Expedia Group, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt WithholdWithholdForYesElect Director Alexander von Furstenberg 1o
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 2
Norwegian Cruise Line Holdings Ltd.
Meeting Date: 06/20/2018
Record Date: 04/02/2018
Country: Bermuda
Meeting Type: Annual
Primary Security ID: G66721104
Ticker: NCLH
Primary CUSIP: N/A Primary ISIN: BMG667211046 Primary SEDOL: B9CGTC3
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Adam M. Aron Mgmt Yes For For For
Mgmt ForForForYesElect Director Stella David 1b
Mgmt ForForForYesElect Director Mary E. Landry 1c
Mgmt AbstainAbstainForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration
3
EQT Corporation
Meeting Date: 06/21/2018
Record Date: 04/12/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 26884L109
Ticker: EQT
Primary CUSIP: 26884L109 Primary ISIN: US26884L1098 Primary SEDOL: 2319414
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Vicky A. Bailey Mgmt Yes For For For
Mgmt ForForForYesElect Director Philip G. Behrman 1.2
Mgmt ForForForYesElect Director Kenneth M. Burke 1.3
Mgmt ForForForYesElect Director A. Bray Cary, Jr. 1.4
Mgmt ForForForYesElect Director Margaret K. Dorman 1.5
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
EQT Corporation
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Thomas F. Karam 1.6
Mgmt ForForForYesElect Director David L. Porges 1.7
Mgmt ForForForYesElect Director Daniel J. Rice, IV 1.8
Mgmt ForForForYesElect Director James E. Rohr 1.9
Mgmt ForForForYesElect Director Norman J. Szydlowski 1.10
Mgmt ForForForYesElect Director Stephen A. Thorington 1.11
Mgmt ForForForYesElect Director Lee T. Todd, Jr. 1.12
Mgmt ForForForYesElect Director Christine J. Toretti 1.13
Mgmt ForForForYesElect Director Robert F. Vagt 1.14
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
PVH CORP.
Meeting Date: 06/21/2018
Record Date: 04/24/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 693656100
Ticker: PVH
Primary CUSIP: 693656100 Primary ISIN: US6936561009 Primary SEDOL: B3V9F12
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Mary Baglivo Mgmt Yes For For For
Mgmt ForForForYesElect Director Brent Callinicos 1b
Mgmt ForForForYesElect Director Emanuel Chirico 1c
Mgmt ForForForYesElect Director Juan R. Figuereo 1d
Mgmt ForForForYesElect Director Joseph B. Fuller 1e
Mgmt ForForForYesElect Director V. James Marino 1f
Mgmt ForForForYesElect Director G. Penny McIntyre 1g
Mgmt ForForForYesElect Director Amy McPherson 1h
Mgmt ForForForYesElect Director Henry Nasella 1i
Mgmt ForForForYesElect Director Edward R. Rosenfeld 1j
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
PVH CORP.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Craig Rydin 1k
Mgmt ForForForYesElect Director Judith Amanda Sourry Knox 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
The Macerich Company
Meeting Date: 06/21/2018
Record Date: 03/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 554382101
Ticker: MAC
Primary CUSIP: 554382101 Primary ISIN: US5543821012 Primary SEDOL: 2543967
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Peggy Alford Mgmt Yes For For For
Mgmt ForForForYesElect Director John H. Alschuler 1b
Mgmt ForForForYesElect Director Eric K. Brandt 1c
Mgmt ForForForYesElect Director Edward C. Coppola 1d
Mgmt ForForForYesElect Director Steven R. Hash 1e
Mgmt ForForForYesElect Director Daniel J. Hirsch 1f
Mgmt ForForForYesElect Director Diana M. Laing 1g
Mgmt ForForForYesElect Director Thomas E. O'Hern 1h
Mgmt ForForForYesElect Director Steven L. Soboroff 1i
Mgmt ForForForYesElect Director Andrea M. Stephen 1j
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
TripAdvisor, Inc.
Meeting Date: 06/21/2018
Record Date: 04/23/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 896945201
Ticker: TRIP
Primary CUSIP: 896945201 Primary ISIN: US8969452015 Primary SEDOL: B6ZC3N6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
TripAdvisor, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Gregory B. Maffei Mgmt Yes For Withhold Withhold
Mgmt ForForForYesElect Director Stephen Kaufer 1.2
Mgmt ForForForYesElect Director Jay C. Hoag 1.3
Mgmt ForForForYesElect Director Dipchand 'Deep' Nishar 1.4
Mgmt WithholdWithholdForYesElect Director Jeremy Philips 1.5
Mgmt ForForForYesElect Director Spencer M. Rascoff 1.6
Mgmt WithholdWithholdForYesElect Director Albert E. Rosenthaler 1.7
Mgmt WithholdWithholdForYesElect Director Robert S. Wiesenthal 1.8
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt AgainstAgainstForYesApprove Omnibus Stock Plan 3
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
Mgmt One YearOne YearThree YearsYesAdvisory Vote on Say on Pay Frequency 5
Aon plc
Meeting Date: 06/22/2018
Record Date: 04/24/2018
Country: United Kingdom
Meeting Type: Annual
Primary Security ID: G0408V102
Ticker: AON
Primary CUSIP: 037389103 Primary ISIN: GB00B5BT0K07 Primary SEDOL: B5BT0K0
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Lester B. Knight Mgmt Yes For For For
Mgmt ForForForYesElect Director Gregory C. Case 1.2
Mgmt ForForForYesElect Director Jin-Yong Cai 1.3
Mgmt ForForForYesElect Director Jeffrey C. Campbell 1.4
Mgmt ForForForYesElect Director Fulvio Conti 1.5
Mgmt ForForForYesElect Director Cheryl A. Francis 1.6
Mgmt ForForForYesElect Director J. Michael Losh 1.7
Mgmt ForForForYesElect Director Richard B. Myers 1.8
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Aon plc
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Richard C. Notebaert 1.9
Mgmt ForForForYesElect Director Gloria Santona 1.10
Mgmt ForForForYesElect Director Carolyn Y. Woo 1.11
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesApprove Remuneration Report 3
Mgmt ForForForYesAccept Financial Statements and Statutory Reports
4
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 5
Mgmt ForForForYesRatify Ernst & Young LLP as Aon's U.K. Statutory Auditor
6
Mgmt ForForForYesAuthorize Board to Fix Remuneration of Auditors
7
Mgmt AgainstAgainstForYesAuthorise Shares for Market Purchase 8
Mgmt ForForForYesIssue of Equity or Equity-Linked Securities with Pre-emptive Rights
9
Mgmt ForForForYesIssue of Equity or Equity-Linked Securities without Pre-emptive Rights
10
Mgmt ForForForYesApprove Political Donations 11
Activision Blizzard, Inc.
Meeting Date: 06/26/2018
Record Date: 04/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 00507V109
Ticker: ATVI
Primary CUSIP: 00507V109 Primary ISIN: US00507V1098 Primary SEDOL: 2575818
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Reveta Bowers Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert Corti 1.2
Mgmt ForForForYesElect Director Hendrik Hartong, III 1.3
Mgmt ForForForYesElect Director Brian Kelly 1.4
Mgmt ForForForYesElect Director Robert A. Kotick 1.5
Mgmt ForForForYesElect Director Barry Meyer 1.6
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Activision Blizzard, Inc.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert Morgado 1.7
Mgmt ForForForYesElect Director Peter Nolan 1.8
Mgmt ForForForYesElect Director Casey Wasserman 1.9
Mgmt AgainstAgainstForYesElect Director Elaine Wynn 1.10
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
CarMax, Inc.
Meeting Date: 06/26/2018
Record Date: 04/20/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 143130102
Ticker: KMX
Primary CUSIP: 143130102 Primary ISIN: US1431301027 Primary SEDOL: 2983563
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1.1 Elect Director Peter J. Bensen Mgmt Yes For For For
Mgmt ForForForYesElect Director Ronald E. Blaylock 1.2
Mgmt ForForForYesElect Director Sona Chawla 1.3
Mgmt ForForForYesElect Director Thomas J. Folliard 1.4
Mgmt ForForForYesElect Director Shira Goodman 1.5
Mgmt ForForForYesElect Director Robert J. Hombach 1.6
Mgmt ForForForYesElect Director David W. McCreight 1.7
Mgmt ForForForYesElect Director William D. Nash 1.8
Mgmt ForForForYesElect Director Marcella Shinder 1.9
Mgmt ForForForYesElect Director Mitchell D. Steenrod 1.10
Mgmt ForForForYesElect Director William R. Tiefel 1.11
Mgmt ForForForYesRatify KPMG LLP as Auditors 2
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
3
SH ForForAgainstYesReport on Political Contributions 4
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mastercard Incorporated
Meeting Date: 06/26/2018
Record Date: 04/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 57636Q104
Ticker: MA
Primary CUSIP: 57636Q104 Primary ISIN: US57636Q1040 Primary SEDOL: B121557
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Richard Haythornthwaite Mgmt Yes For For For
Mgmt ForForForYesElect Director Ajay Banga 1b
Mgmt ForForForYesElect Director Silvio Barzi 1c
Mgmt ForForForYesElect Director David R. Carlucci 1d
Mgmt ForForForYesElect Director Richard K. Davis 1e
Mgmt ForForForYesElect Director Steven J. Freiberg 1f
Mgmt ForForForYesElect Director Julius Genachowski 1g
Mgmt ForForForYesElect Director Choon Phong Goh 1h
Mgmt ForForForYesElect Director Merit E. Janow 1i
Mgmt ForForForYesElect Director Nancy Karch 1j
Mgmt ForForForYesElect Director Oki Matsumoto 1k
Mgmt ForForForYesElect Director Rima Qureshi 1l
Mgmt ForForForYesElect Director Jose Octavio Reyes Lagunes 1m
Mgmt ForForForYesElect Director Jackson Tai 1n
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
3
Nektar Therapeutics
Meeting Date: 06/26/2018
Record Date: 04/27/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 640268108
Ticker: NKTR
Primary CUSIP: 640268108 Primary ISIN: US6402681083 Primary SEDOL: 2454445
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Nektar Therapeutics
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Jeff Ajer Mgmt Yes For For For
Mgmt AgainstAgainstForYesElect Director Robert B. Chess 1b
Mgmt AgainstAgainstForYesElect Director Roy A. Whitfield 1c
Mgmt ForForForYesAmend Omnibus Stock Plan 2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
4
The Kroger Co.
Meeting Date: 06/28/2018
Record Date: 05/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 501044101
Ticker: KR
Primary CUSIP: 501044101 Primary ISIN: US5010441013 Primary SEDOL: 2497406
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Nora A. Aufreiter Mgmt Yes For For For
Mgmt ForForForYesElect Director Robert D. Beyer 1b
Mgmt ForForForYesElect Director Anne Gates 1c
Mgmt ForForForYesElect Director Susan J. Kropf 1d
Mgmt ForForForYesElect Director W. Rodney McMullen 1e
Mgmt ForForForYesElect Director Jorge P. Montoya 1f
Mgmt ForForForYesElect Director Clyde R. Moore 1g
Mgmt ForForForYesElect Director James A. Runde 1h
Mgmt ForForForYesElect Director Ronald L. Sargent 1i
Mgmt ForForForYesElect Director Bobby S. Shackouls 1j
Mgmt ForForForYesElect Director Mark S. Sutton 1k
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesProvide Proxy Access Right 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
The Kroger Co.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesAmend Bylaws to Authorize the Board to Amend Bylaws
4
Mgmt ForForForYesRatify PricewaterhouseCoopers LLP as Auditors
5
SH AgainstAgainstAgainstYesReport on Benefits of Adopting Renewable Energy Goals
6
SH AgainstAgainstAgainstYesAssess Environmental Impact of Non-Recyclable Packaging
7
SH AgainstAgainstAgainstYesRequire Independent Board Chairman 8
Delta Air Lines, Inc.
Meeting Date: 06/29/2018
Record Date: 05/02/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 247361702
Ticker: DAL
Primary CUSIP: 247361702 Primary ISIN: US2473617023 Primary SEDOL: B1W9D46
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1a Elect Director Edward H. Bastian Mgmt Yes For For For
Mgmt ForForForYesElect Director Francis S. Blake 1b
Mgmt ForForForYesElect Director Daniel A. Carp 1c
Mgmt ForForForYesElect Director Ashton B. Carter 1d
Mgmt ForForForYesElect Director David G. DeWalt 1e
Mgmt ForForForYesElect Director William H. Easter, III 1f
Mgmt ForForForYesElect Director Michael P. Huerta 1g
Mgmt ForForForYesElect Director Jeanne P. Jackson 1h
Mgmt ForForForYesElect Director George N. Mattson 1i
Mgmt ForForForYesElect Director Douglas R. Ralph 1j
Mgmt ForForForYesElect Director Sergio A. L. Rial 1k
Mgmt ForForForYesElect Director Kathy N. Waller 1l
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesRatify Ernst & Young LLP as Auditors 3
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Dr Pepper Snapple Group, Inc.
Meeting Date: 06/29/2018
Record Date: 05/18/2018
Country: USA
Meeting Type: Annual
Primary Security ID: 26138E109
Ticker: DPS
Primary CUSIP: 26138E109 Primary ISIN: US26138E1091 Primary SEDOL: B2QW0Z8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1 Issue Shares in Connection with Merger Mgmt Yes For For For
Mgmt ForForForYesAmend Certificate of Incorporation 2
Mgmt ForForForYesAdvisory Vote on Golden Parachutes 3
Mgmt AgainstAgainstForYesAdjourn Meeting 4
Mgmt ForForForYesElect Director David E. Alexander 5a
Mgmt ForForForYesElect Director Antonio Carrillo 5b
Mgmt ForForForYesElect Director Jose M. Gutierrez 5c
Mgmt ForForForYesElect Director Pamela H. Patsley 5d
Mgmt ForForForYesElect Director Ronald G. Rogers 5e
Mgmt ForForForYesElect Director Wayne R. Sanders 5f
Mgmt ForForForYesElect Director Dunia A. Shive 5g
Mgmt ForForForYesElect Director M. Anne Szostak 5h
Mgmt ForForForYesElect Director Larry D. Young 5i
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 6
Mgmt ForForForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
7
SH AgainstAgainstAgainstYesReport on Risks Related to Obesity 8
Mylan N.V.
Meeting Date: 06/29/2018
Record Date: 06/01/2018
Country: Netherlands
Meeting Type: Annual
Primary Security ID: N59465109
Ticker: MYL
Primary CUSIP: 628530107 Primary ISIN: NL0011031208 Primary SEDOL: BVFMFG8
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
1A Elect Director Heather Bresch Mgmt Yes For For For
Vote Summary ReportDate range covered: 07/01/2017 to 06/30/2018
Location(s): State Street Global Advisors, State Street Global Advisors 1412
Institution Account(s): SSB DOMESTIC INDEX
Mylan N.V.
Proposal Number ProponentProposal Text Mgmt Rec
Votable Proposal
VotingPolicy Rec
Vote Instruction
Mgmt ForForForYesElect Director Robert J. Cindrich 1B
Mgmt ForForForYesElect Director Robert J. Coury 1C
Mgmt ForForForYesElect Director JoEllen Lyons Dillon 1D
Mgmt ForForForYesElect Director Neil Dimick 1E
Mgmt ForForForYesElect Director Melina Higgins 1F
Mgmt ForForForYesElect Director Harry A. Korman 1G
Mgmt ForForForYesElect Director Rajiv Malik 1H
Mgmt AgainstAgainstForYesElect Director Mark W. Parrish 1I
Mgmt ForForForYesElect Director Pauline van der Meer Mohr 1J
Mgmt ForForForYesElect Director Randall L. (Pete) Vanderveen 1K
Mgmt ForForForYesElect Director Sjoerd S. Vollebregt 1L
Mgmt AgainstAgainstForYesAdvisory Vote to Ratify Named Executive Officers' Compensation
2
Mgmt ForForForYesAdopt Financial Statements and Statutory Reports
3
Mgmt ForForForYesRatify Deloitte & Touche LLP as Auditors 4
Mgmt ForForForYesInstruction to Deloitte Accountants B.V. for the Audit of the Company's Dutch Statutory Annual Accounts for Fiscal Year 2018
5
Mgmt ForForForYesAuthorize Share Repurchase Program 6
- fcera -
Proxy Voting Summary Report Date Range: 01-Jul-17 to 30-Sep-17
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Icon Plc
ISIN US45103T1079 Meeting Date 25-Jul-17
Ticker ICLR Deadline Date 21-Jul-17
Country Ireland Record Date 30-May-17
Blocking No Vote Date 18-Jul-17
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Dermot Kelleher Management For For For
1.2 Elect Dr. Hugh Brady Management For For For
1.3 Elect Mary Pendergast Management For For For
1.4 Elect Ronan Murphy Management For For For
2. Accounts and Reports Management For For For
3. Authority to Set Auditor's Fees Management For For For
4. Authority to Issue Shares w/ PreemptiveRights
Management For For For
5. Authority to Issue Shares w/o PreemptiveRights
Management For For For
6. Authority to Issue Shares w/o PreemptiveRights (Specified Capital Investment)
Management For For For
7. Authority to Repurchase Shares Management For For For
8. Authority to Set Price Range for Re-Issuanceof Treasury Shares
Management For For For
Totals 3,177 2,143
Barracuda Networks Inc
ISIN US0683231049 Meeting Date 10-Aug-17
Ticker CUDA Deadline Date 09-Aug-17
Country United States Record Date 21-Jun-17
Blocking No Vote Date 06-Aug-17
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Chet Kapoor Management For For For
1.2 Elect William D. Jenkins Jr. Management For For For
24
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jul-17 to 30-Sep-17
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
2. Ratification of Auditor Management For For For
Totals 48,915
Dupont Fabros Technology Inc
ISIN US26613Q2057 Meeting Date 13-Sep-17
Ticker DFT Deadline Date 12-Sep-17
Country United States Record Date 14-Aug-17
Blocking No Vote Date 09-Sep-17
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1. Merger Management For For For
2. Advisory Vote on Golden Parachutes Management For For For
3. Right to Adjourn Meeting Management For For For
Totals 5,700
Netapp Inc
ISIN US64120L1044 Meeting Date 14-Sep-17
Ticker NTAP Deadline Date 13-Sep-17
Country United States Record Date 17-Jul-17
Blocking No Vote Date 10-Sep-17
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect T. Michael Nevens Management For For For
1B. Elect Alan L. Earhart Management For For For
1C. Elect Gerald D. Held Management For For For
1D. Elect Kathryn M. Hill Management For For For
1E. Elect George Kurian Management For For For
1F. Elect George T. Shaheen Management For For For
1G. Elect Stephen M. Smith Management For Against Against
25
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jul-17 to 30-Sep-17
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1H. Elect Richard P. Wallace Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
2. Amendment to the 1999 Stock Option Plan Management For For For
3. Amendment to the Employee Stock PurchasePlan
Management For For For
4. Advisory Vote on Executive Compensation Management For For For
5. Frequency of Advisory Vote on ExecutiveCompensation
Management 1 Year 1 Year For
6. Ratification of Auditor Management For For For
7. Shareholder Proposal Regarding EmploymentDiversity Report
Shareholder Against For Against
Vote Note: Favor improved laborreporting/monitoring.
8. Shareholder Proposal Regarding ProxyAccess
Shareholder For N/A
Totals 15,785
26
Systematic
fcera
Proxy Voting Summary Report Date Range: 01-Oct-17 to 31-Dec-17
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
No Voting Activity
28
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jan-18 to 31-Mar-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Meritor Inc
ISIN US59001K1007 Meeting Date 24-Jan-18
Ticker MTOR Deadline Date 23-Jan-18
Country United States Record Date 16-Nov-17
Blocking No Vote Date 20-Jan-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Jan A. Bertsch Management For For For
1.2 Elect Rodger L. Boehm Management For For For
1.3 Elect Lloyd G. Trotter Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
4. Amendment to Articles to Allow Shareholdersto Amend the Bylaws
Management For For For
Totals 8,550
Washington Federal Inc.
ISIN US9388241179 Meeting Date 24-Jan-18
Ticker WAFD Deadline Date 23-Jan-18
Country United States Record Date 24-Nov-17
Blocking No Vote Date 20-Jan-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Brent J. Beardall Management For For For
1.2 Elect Mark Tabbutt Management For For For
1.3 Elect Roy M. Whitehead Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
4. Frequency of Advisory Vote on ExecutiveCompensation
Management 1 Year 1 Year For
27
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jan-18 to 31-Mar-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 25,710
Aramark Corporation
ISIN US0385211000 Meeting Date 31-Jan-18
Ticker ARMK Deadline Date 30-Jan-18
Country United States Record Date 08-Dec-17
Blocking No Vote Date 27-Jan-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Eric J. Foss Management For For For
1.2 Elect Pierre-Olivier Beckers-Vieujant Management For For For
1.3 Elect Lisa G. Bisaccia Management For For For
1.4 Elect Calvin Darden Management For Withhold Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
1.5 Elect Richard W. Dreiling Management For For For
1.6 Elect Irene M. Esteves Management For For For
1.7 Elect Daniel J. Heinrich Management For For For
1.8 Elect Sanjeev Mehra Management For For For
1.9 Elect Patricia Morrison Management For For For
1.10 Elect John A. Quelch Management For For For
1.11 Elect Stephen I. Sadove Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 20,205
WestRock Co
ISIN US96145D1054 Meeting Date 02-Feb-18
Ticker WRK Deadline Date 01-Feb-18
Country United States Record Date 06-Dec-17
Blocking No Vote Date 29-Jan-18
28
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jan-18 to 31-Mar-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect Timothy J. Bernlohr Management For For For
1B. Elect J. Powell Brown Management For For For
1C. Elect Michael E. Campbell Management For For For
1D. Elect Terrell K. Crews Management For For For
1E. Elect Russell M. Currey Management For For For
1F. Elect John A. Luke, Jr. Management For For For
1G. Elect Gracia C. Martore Management For For For
1H. Elect James E. Nevels Management For For For
1I. Elect Timothy H. Powers Management For For For
1J. Elect Steven C. Voorhees Management For For For
1K. Elect Bettina M. Whyte Management For For For
1L. Elect Alan D. Wilson Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Approval of Material Terms of PerformanceGoals Under Annual Executive Bonus Plan
Management For For For
4. Amendment to the 2016 Incentive Stock Plan Management For For For
5. Ratification of Auditor Management For For For
Totals 13,125
Microsemi Corp.
ISIN US5951371005 Meeting Date 13-Feb-18
Ticker MSCC Deadline Date 12-Feb-18
Country United States Record Date 18-Dec-17
Blocking No Vote Date 09-Feb-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect James J. Peterson Management For For For
1b. Elect Dennis R. Leibel Management For Against Against
Vote Note: The average board tenureexceeds 10 years.
1c. Elect Kimberly Alexy Management For Against Against
Vote Note: The average board tenureexceeds 10 years.
29
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jan-18 to 31-Mar-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1d. Elect Thomas R. Anderson Management For Against Against
Vote Note: The average board tenureexceeds 10 years.
1e. Elect William E. Bendush Management For For For
1f. Elect Richard M. Beyer Management For For For
1g. Elect Paul F. Folino Management For For For
1h. Elect William L. Healey Management For Against Against
Vote Note: The average board tenureexceeds 10 years.
1i. Elect Matthew E. Massengill Management For For For
2. Advisory Vote on Executive Compensation Management For Against Against
Vote Note: Pay and performance disconnect
3. Frequency of Advisory Vote on ExecutiveCompensation
Management 1 Year 1 Year For
4. Amendment to the 2008 PerformanceIncentive Plan
Management For For For
5. Ratification of Auditor Management For For For
Totals 30,595
Vistra Energy Corp
ISIN US92840M1027 Meeting Date 02-Mar-18
Ticker VST Deadline Date 01-Mar-18
Country United States Record Date 19-Jan-18
Blocking No Vote Date 26-Feb-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1. Merger/Acquisition Management For For For
2. Issuance of Common Stock Management For For For
3. Right to Adjourn Meeting Management For For For
Totals 700 52,620
Toll Brothers Inc.
ISIN US8894781033 Meeting Date 13-Mar-18
Ticker TOL Deadline Date 12-Mar-18
30
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Jan-18 to 31-Mar-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Country United States Record Date 19-Jan-18
Blocking No Vote Date 09-Mar-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect Robert I. Toll Management For For For
1B. Elect Douglas C. Yearley, Jr. Management For For For
1C. Elect Edward G. Boehne Management For For For
1D. Elect Richard J. Braemer Management For For For
1E. Elect Christine N. Garvey Management For For For
1F. Elect Carl B. Marbach Management For For For
1G. Elect John A. McLean Management For For For
1H. Elect Stephen A. Novick Management For For For
1I. Elect Wendell E Prichett Management For For For
1J. Elect Paul E. Shapiro Management For For For
2. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
3. Advisory Vote on Executive Compensation Management For For For
Totals 7,725
31
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Pinnacle Financial Partners Inc.
ISIN US72346Q1040 Meeting Date 17-Apr-18
Ticker PNFP Deadline Date 16-Apr-18
Country United States Record Date 23-Feb-18
Blocking No Vote Date 13-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Abney S. Boxley, III Management For For For
1b. Elect Charles E. Brock Management For For For
1c. Elect Renda J. Burkhart Management For For For
1d. Elect Gregory L. Burns Management For For For
1e. Elect Richard D. Callicutt II Management For For For
1f. Elect Marty G. Dickens Management For For For
1g. Elect Thomas C. Farnsworth, III Management For For For
1h. Elect Joseph C. Galante Management For For For
1i. Elect Glenda B. Glover Management For For For
1j. Elect David B. Ingram Management For For For
1k. Elect Robert A. McCabe, Jr. Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1l. Elect Ronald L. Samuels Management For For For
1m. Elect Gary L. Scott Management For For For
1n. Elect Reese L. Smith, III Management For For For
1o. Elect Thomas R. Sloan Management For For For
1p. Elect G. Kennedy Thompson Management For For For
1q. Elect M. Terry Turner Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Increase of Authorized Common Stock Management For For For
5. Approval of 2018 Omnibus Equity IncentivePlan
Management For Against Against
Vote Note: Allows performance-basedawards to directors
25
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 10,745
Comerica, Inc.
ISIN US2003401153 Meeting Date 24-Apr-18
Ticker CMA Deadline Date 23-Apr-18
Country United States Record Date 23-Feb-18
Blocking No Vote Date 20-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Ralph W. Babb, Jr. Management For For For
1b. Elect Michael E. Collins Management For For For
1c. Elect Roger A. Cregg Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1d. Elect T. Kevin DeNicola Management For For For
1e. Elect Jacqueline P. Kane Management For For For
1f. Elect Richard G. Lindner Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1g. Elect Barbara R. Smith Management For For For
1h. Elect Robert S. Taubman Management For For For
1i. Elect Reginald M. Turner, Jr. Management For For For
1j. Elect Nina G. Vaca Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
1k. Elect Michael G. Van de Ven Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
2. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
3. Advisory Vote on Executive Compensation Management For For For
4. Approval of the 2018 Long-Term IncentivePlan
Management For For For
Totals 13,165
Perkinelmer, Inc.
26
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
ISIN US7140461093 Meeting Date 24-Apr-18
Ticker PKI Deadline Date 23-Apr-18
Country United States Record Date 26-Feb-18
Blocking No Vote Date 20-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Peter Barrett Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1b. Elect Samuel R. Chapin Management For For For
1c. Elect Robert F. Friel Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1d. Elect Sylvie Grégoire Management For For For
1e. Elect Nicholas A. Lopardo Management For For For
1f. Elect Alexis P. Michas Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1g. Elect Patrick J. Sullivan Management For For For
1h. Elect Frank Witney Management For For For
1i. Elect Pascale Witz Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 10,395
Lazard Ltd.
ISIN BMG540501100 Meeting Date 24-Apr-18
Ticker LAZ Deadline Date 23-Apr-18
Country Bermuda Record Date 02-Mar-18
Blocking No Vote Date 20-Apr-18
27
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Andrew M. Alper Management For For For
1.2 Elect Ashish Bhutani Management For For For
1.3 Elect Steven J. Heyer Management For For For
1.4 Elect Sylvia Jay Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Approval of the 2018 Incentive CompensationPlan
Management For For For
4. Ratification of Auditor Management For For For
Totals 16,435
CNA Financial Corp.
ISIN US1261171003 Meeting Date 25-Apr-18
Ticker CNA Deadline Date 24-Apr-18
Country United States Record Date 02-Mar-18
Blocking No Vote Date 21-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Michael Bless Management For Withhold Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1.2 Elect Jose O. Montemayor Management For For For
1.3 Elect Don M. Randel Management For For For
1.4 Elect Andre Rice Management For For For
1.5 Elect Dino E. Robusto Management For For For
1.6 Elect Joseph Rosenberg Management For For For
1.7 Elect Andrew H. Tisch Management For Withhold Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1.8 Elect Benjamin J. Tisch Management For For For
1.9 Elect James S. Tisch Management For Withhold Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
28
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1.10 Elect Marvin Zonis Management For Withhold Against
Vote Note: Adopted forum selection clause inpast year w/o shareholder approval
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 23,480
Avery Dennison Corp.
ISIN ARDEUT110707 Meeting Date 26-Apr-18
Ticker AVY Deadline Date 25-Apr-18
Country United States Record Date 26-Feb-18
Blocking No Vote Date 22-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect Bradley A. Alford Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1B. Elect Anthony K. Anderson Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1C. Elect Peter K. Barker Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1D. Elect Mitchell R. Butier Management For For For
1E. Elect Ken Hicks Management For For For
1F. Elect Andres A. Lopez Management For For For
1G. Elect David Pyott Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1H. Elect Dean A. Scarborough Management For For For
1I. Elect Patrick T. Siewert Management For For For
1J. Elect Julia Stewart Management For For For
1K. Elect Martha Sullivan Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
29
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 3,215
Citizens Financial Group Inc
ISIN US174610AH89 Meeting Date 26-Apr-18
Ticker CFG Deadline Date 25-Apr-18
Country United States Record Date 02-Mar-18
Blocking No Vote Date 22-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Bruce Van Saun Management For For For
1b. Elect Mark S. Casady Management For For For
1c. Elect Christine M. Cumming Management For For For
1d. Elect Anthony Di Iorio Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1e. Elect William P. Hankowsky Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1f. Elect Howard W. Hanna III Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1g. Elect Leo I. Higdon, Jr. Management For For For
1h. Elect Charles J. Koch Management For For For
1i. Elect Arthur F. Ryan Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1j. Elect Shivan S. Subramaniam Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1k. Elect Wendy A. Watson Management For For For
1l. Elect Marita Zuraitis Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
Totals 58,300
30
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Delphi Technologies PLC
ISIN Meeting Date 26-Apr-18
Ticker DLPH Deadline Date 24-Apr-18
Country Jersey Record Date 26-Feb-18
Blocking No Vote Date 21-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1. Elect Robin J. Adams Management For For For
2. Elect Liam Butterworth Management For For For
3. Elect Joseph S. Cantie Management For For For
4. Elect Nelda J. Connors Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
5. Elect Gary L. Cowger Management For For For
6. Elect David S. Haffner Management For For For
7. Elect Helmut Leube Management For For For
8. Elect Timothy M. Manganello Management For For For
9. Elect Hari N. Nair Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
10. Elect MaryAnn Wright Management For For For
11. Ratification of Auditor Management For For For
12. Advisory Vote on Executive Compensation Management For For For
13. Frequency of Advisory Vote on ExecutiveCompensation
Management 1 Year 1 Year For
Totals 11,315
Arch Coal Inc.
ISIN US0393804077 Meeting Date 30-Apr-18
Ticker ACI Deadline Date 27-Apr-18
Country United States Record Date 06-Mar-18
Blocking No Vote Date 24-Apr-18
31
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Patrick J. Bartels, Jr. Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1b. Elect James N. Chapman Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1c. Elect John W. Eaves Management For For For
1d. Elect Sherman K. Edmiston Management For For For
1e. Elect Patrick A Krieghauser Management For For For
1f. Elect Richard A. Navarre Management For For For
1g. Elect Scott D. Vogel Management For For For
2. Advisory Vote on Executive Compensation Management For Against Against
Vote Note: Concerning pay practices
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 5,315
GATX Corp.
ISIN US3614482020 Meeting Date 30-Apr-18
Ticker GATX Deadline Date 27-Apr-18
Country United States Record Date 05-Mar-18
Blocking No Vote Date 24-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Diane M. Aigotti Management For For For
1b. Elect Anne L. Arvia Management For For For
1c. Elect Ernst A. Häberli Management For For For
1d. Elect Brian A. Kenney Management For For For
1e. Elect James B. Ream Management For For For
1f. Elect Robert J. Ritchie Management For For For
1g. Elect David S. Sutherland Management For For For
1h. Elect Casey J. Sylla Management For For For
1i. Elect Stephen R. Wilson Management For For For
32
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1j. Elect Paul G. Yovovich Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 199 7,936
Triton International Ltd
ISIN BMG9078F1077 Meeting Date 02-May-18
Ticker TRTN Deadline Date 01-May-18
Country Bermuda Record Date 09-Mar-18
Blocking No Vote Date 28-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Brian M. Sondey Management For For For
1.2 Elect Simon R. Vernon Management For For For
1.3 Elect Robert W. Alspaugh Management For For For
1.4 Elect Malcolm P. Baker Management For For For
1.5 Elect David A. Coulter Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1.6 Elect Claude Germain Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1.7 Elect Kenneth Hanau Management For For For
1.8 Elect John S. Hextall Management For For For
1.9 Elect Robert L. Rosner Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 34,390
Huntsman Corp
33
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
ISIN US4470112065 Meeting Date 03-May-18
Ticker HUN Deadline Date 02-May-18
Country United States Record Date 09-Mar-18
Blocking No Vote Date 29-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Peter R. Huntsman Management For For For
1.2 Elect Nolan D. Archibald Management For For For
1.3 Elect Mary C. Beckerle Management For For For
1.4 Elect M. Anthony Burns Management For For For
1.5 Elect Daniele Ferrari Management For For For
1.6 Elect Robert J. Margetts Management For For For
1.7 Elect Wayne A. Reaud Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
4. Shareholder Proposal Regarding Right to Actby Written Consent
Shareholder Against For Against
Vote Note: Favor allowing shareholders toact by written consent.
Totals 34,680
Encompass Health Corp
ISIN US4219244088 Meeting Date 03-May-18
Ticker EHC Deadline Date 02-May-18
Country United States Record Date 07-Mar-18
Blocking No Vote Date 29-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect John W. Chidsey Management For For For
1b. Elect Donald L. Correll Management For For For
1c. Elect Yvonne M. Curl Management For For For
1d. Elect Charles M. Elson Management For For For
1e. Elect Joan E. Herman Management For For For
34
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1f. Elect Leo I. Higdon, Jr. Management For For For
1g. Elect Leslye G. Katz Management For For For
1h. Elect John E. Maupin, Jr. Management For For For
1i. Elect Nancy M. Schlichting Management For For For
1j. Elect L. Edward Shaw, Jr. Management For For For
1k. Elect Mark J. Tarr Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 15,485
Wolverine World Wide, Inc.
ISIN US9780971035 Meeting Date 03-May-18
Ticker WWW Deadline Date 02-May-18
Country United States Record Date 12-Mar-18
Blocking No Vote Date 29-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Roxane Divol Management For For For
1.2 Elect Joseph Gromek Management For For For
1.3 Elect Brenda J. Lauderback Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
4. Amendment to the 2016 Stock Incentive Plan Management For Against Against
Vote Note: Excessive cost compared toenterprise value; Excessive overhang
Totals 10,415
Hudbay Minerals Inc.
ISIN CA4436281360 Meeting Date 03-May-18
Ticker HBM Deadline Date 30-Apr-18
35
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Country Canada Record Date 23-Mar-18
Blocking No Vote Date 27-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Carol T. Banducci Management For For For
1.2 Elect Igor A. Gonzales Management For For For
1.3 Elect Alan Hair Management For For For
1.4 Elect Alan R. Hibben Management For For For
1.5 Elect W. Warren Holmes Management For For For
1.6 Elect Sarah B. Kavanagh Management For For For
1.7 Elect Carin S. Knickel Management For For For
1.8 Elect Alan J. Lenczner Management For For For
1.9 Elect Colin Osborne Management For For For
1.10 Elect Kenneth G. Stowe Management For For For
2 Appointment of Auditor and Authority to SetFees
Management For For For
3 Amendments to Articles - Registered Office Management For For For
4 Repeal and Adoption of By-laws Management For For For
5 Say on Pay Advisory Vote Management For For For
Totals 37,682 2,483
Perrigo Company plc
ISIN IE00BGH1M568 Meeting Date 04-May-18
Ticker PRGO Deadline Date 02-May-18
Country Ireland Record Date 06-Mar-18
Blocking No Vote Date 29-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Bradley A. Alford Management For For For
1b. Elect Laurie Brlas Management For For For
1c. Elect Rolf A. Classon Management For For For
1d. Elect Gary M. Cohen Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
36
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1e. Elect Adriana Karaboutis Management For For For
1f. Elect Jeffrey B. Kindler Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1g. Elect Donal O'Connor Management For For For
1h. Elect Geoffrey M. Parker Management For For For
1i. Elect Uwe F. Roehrhoff Management For For For
1j. Elect Theodore R. Samuels Management For For For
1k. Elect Jeffrey C. Smith Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
2. Appointment of Auditor and Authority to SetFees
Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Authority to Issue Shares w/ PreemptiveRights
Management For For For
5. Authority to Issue Shares w/o PreemptiveRights
Management For For For
Totals 11,635
US Foods Holding Corp
ISIN US9120081099 Meeting Date 04-May-18
Ticker USFD Deadline Date 03-May-18
Country United States Record Date 09-Mar-18
Blocking No Vote Date 30-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect John A. Lederer Management For For For
1B. Elect Carl A. Pforzheimer Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Amendment to the Employee Stock PurchasePlan
Management For For For
4. Amendments to Charter/Bylaw - Bundled Management For For For
5. Ratification of Auditor Management For For For
37
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 27,490
Entergy Corp.
ISIN US29364G2021 Meeting Date 04-May-18
Ticker ETR Deadline Date 03-May-18
Country United States Record Date 05-Mar-18
Blocking No Vote Date 30-Apr-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect John R. Burbank Management For For For
1b. Elect P.J. Condon Management For For For
1c. Elect Leo P. Denault Management For For For
1d. Elect Kirkland H. Donald Management For For For
1e. Elect Philip L. Frederickson Management For For For
1f. Elect Alexis M. Herman Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
1g. Elect Stuart L. Levenick Management For For For
1h. Elect Blanche L. Lincoln Management For For For
1i. Elect Karen A. Puckett Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
4. Shareholder Proposal Regarding DistributedGeneration
Shareholder Against Against For
Totals 22,705
Bank Of The Ozarks, Inc.
ISIN US0639041062 Meeting Date 07-May-18
Ticker OZRK Deadline Date 04-May-18
Country United States Record Date 27-Feb-18
Blocking No Vote Date 01-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
38
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1a. Elect Nicholas Brown Management For For For
1b. Elect Paula H.J. Cholmondeley Management For For For
1c. Elect Richard Cisne Management For For For
1d. Elect Robert East Management For For For
1e. Elect Kathleen Franklin Management For For For
1f. Elect Catherine B. Freedberg Management For For For
1g. Elect Jeffrey Gearhart Management For For For
1h. Elect George Gleason Management For For For
1i. Elect Linda Gleason Management For For For
1j. Elect Peter Kenny Management For For For
1k. Elect William A. Koefoed, Jr. Management For For For
1l. Elect Walter J. Mullen Management For For For
1m. Elect Christopher Orndorff Management For For For
1n. Elect Robert Proost Management For For For
1o. Elect John Reynolds Management For For For
1p. Elect Ross Whipple Management For For For
2. Amendment to the 2016 Non-EmployeeDirector Compensation Plan
Management For For For
3. Company Name Change Management For For For
4. Ratification of Auditor Management For For For
5. Advisory Vote on Executive Compensation Management For For For
Totals 25,970
Trinity Industries, Inc.
ISIN US8965221091 Meeting Date 07-May-18
Ticker TRN Deadline Date 04-May-18
Country United States Record Date 12-Mar-18
Blocking No Vote Date 01-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect John L. Adams Management For For For
1.2 Elect Rhys J. Best Management For For For
1.3 Elect David W. Biegler Management For For For
1.4 Elect Antonio Carrillo Management For For For
1.5 Elect Leldon E. Echols Management For For For
39
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1.6 Elect Ronald J. Gafford Management For For For
1.7 Elect Charles W. Matthews Management For For For
1.8 Elect Douglas L. Rock Management For For For
1.9 Elect Dunia A. Shive Management For For For
1.10 Elect Timothy R. Wallace Management For For For
2. Advisory Vote on Executive Compensation Management For Against Against
Vote Note: Reduced performance goals
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 15,215
Teradyne, Inc.
ISIN US8807701029 Meeting Date 08-May-18
Ticker TER Deadline Date 07-May-18
Country United States Record Date 15-Mar-18
Blocking No Vote Date 04-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect Michael A. Bradley Management For For For
1B. Elect Edwin J. Gillis Management For For For
1C. Elect Timothy E. Guertin Management For For For
1D. Elect Mark E. Jagiela Management For For For
1E. Elect Mercedes Johnson Management For For For
1F. Elect Marilyn Matz Management For For For
1G. Elect Paul J. Tufano Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
1H. Elect Roy A. Vallee Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
40
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 7,510
Alcoa Corp
ISIN US0138172004 Meeting Date 09-May-18
Ticker AA Deadline Date 08-May-18
Country United States Record Date 13-Mar-18
Blocking No Vote Date 05-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Michael G. Morris Management For For For
1b. Elect Mary Anne Citrino Management For For For
1c. Elect Timothy P. Flynn Management For For For
1d. Elect Kathryn S. Fuller Management For For For
1e. Elect Roy C. Harvey Management For For For
1f. Elect James A. Hughes Management For For For
1g. Elect James E. Nevels Management For For For
1h. Elect James W. Owens Management For For For
1i. Elect Carol L. Roberts Management For For For
1j. Elect Suzanne Sitherwood Management For For For
1k. Elect Steven W. Williams Management For For For
1l. Elect Ernesto Zedillo Ponce de León Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Amendment to the 2016 Stock Incentive Plan Management For For For
Totals 10,795
United Community Banks Inc
ISIN US90984P3038 Meeting Date 09-May-18
Ticker UCBI Deadline Date 08-May-18
Country United States Record Date 09-Mar-18
Blocking No Vote Date 05-May-18
41
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Robert H. Blalock Management For For For
1.2 Elect L. Cathy Cox Management For For For
1.3 Elect Kenneth L. Daniels Management For For For
1.4 Elect H. Lynn Harton Management For For For
1.5 Elect Thomas A. Richlovsky Management For For For
1.6 Elect David C Shaver Management For For For
1.7 Elect Jimmy C. Tallent Management For For For
1.8 Elect Tim R. Wallis Management For For For
1.9 Elect David H. Wilkins Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
Totals 34,075
Crawford & Co.
ISIN US2246332066 Meeting Date 09-May-18
Ticker CRDB Deadline Date 08-May-18
Country United States Record Date 15-Mar-18
Blocking No Vote Date 05-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Harsha V. Agadi Management For For For
1.2 Elect P. George Benson Management For For For
1.3 Elect Jesse C. Crawford Management For For For
1.4 Elect Jesse C. Crawford, Jr. Management For For For
1.5 Elect Joia M. Johnson Management For For For
1.6 Elect Charles H. Ogburn Management For For For
1.7 Elect Rahul Patel Management For For For
1.8 Elect D. Richard Williams Management For For For
2. Amendment to the U.K. Sharesave Scheme Management For For For
3. Ratification of Auditor Management For For For
42
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 30,500
Ichor Holdings Ltd
ISIN Meeting Date 09-May-18
Ticker ICHR Deadline Date 08-May-18
Country Cayman Islands Record Date 29-Mar-18
Blocking No Vote Date 07-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Andrew J. Kowal Management For Abstain Against
2. Ratification of Auditor Management For For For
Totals 600 43,785
Keycorp
ISIN US4932677028 Meeting Date 10-May-18
Ticker KEY Deadline Date 09-May-18
Country United States Record Date 16-Mar-18
Blocking No Vote Date 06-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Bruce D. Broussard Management For For For
1b. Elect Charles P. Cooley Management For For For
1c. Elect Gary M. Crosby Management For For For
1d. Elect Alexander M. Cutler Management For For For
1e. Elect H. James Dallas Management For For For
1f. Elect Elizabeth R. Gile Management For For For
1g. Elect Ruth Ann M. Gillis Management For For For
1h. Elect William G. Gisel, Jr. Management For For For
1i. Elect Carlton L. Highsmith Management For For For
1j. Elect Richard J. Hipple Management For For For
43
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1k. Elect Kristen L. Manos Management For For For
1l. Elect Beth E. Mooney Management For For For
1m. Elect Demos Parneros Management For For For
1n. Elect Barbara R. Snyder Management For For For
1o. Elect David K. Wilson Management For For For
2. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
3. Advisory Vote on Executive Compensation Management For For For
4. Shareholder Proposal Regarding Right to CallSpecial Meetings
Shareholder Against For Against
Vote Note: Favor allowing shareholders tocall a special meeting.
Totals 56,350
E TRADE Financial Corp.
ISIN US2692464017 Meeting Date 10-May-18
Ticker ETFC Deadline Date 09-May-18
Country United States Record Date 12-Mar-18
Blocking No Vote Date 06-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Richard J. Carbone Management For For For
1b. Elect James P. Healy Management For For For
1c. Elect Kevin T. Kabat Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1d. Elect Frederick W. Kanner Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1e. Elect James Lam Management For For For
1f. Elect Rodger A. Lawson Management For For For
1g. Elect Shelley B. Leibowitz Management For For For
1h. Elect Karl A. Roessner Management For For For
1i. Elect Rebecca Saeger Management For For For
1j. Elect Joseph L. Sclafani Management For For For
1k. Elect Gary H. Stern Management For For For
1l. Elect Donna L. Weaver Management For For For
44
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
2. Advisory Vote on Executive Compensation Management For For For
3. Approval of 2018 Employee Stock PurchasePlan
Management For For For
4. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 17,865
Mosaic Company
ISIN BRMOSCBDR003 Meeting Date 10-May-18
Ticker MOS Deadline Date 09-May-18
Country United States Record Date 14-Mar-18
Blocking No Vote Date 06-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Oscar Bernardes Management For For For
1b. Elect Nancy E. Cooper Management For Against Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1c. Elect Gregory L. Ebel Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1d. Elect Timothy S. Gitzel Management For For For
1e. Elect Denise C. Johnson Management For For For
1f. Elect Emery N. Koenig Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1g. Elect Robert L. Lumpkins Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1h. Elect William T. Monahan Management For For For
1i. Elect James C. O'Rourke Management For For For
1j. Elect David T. Seaton Management For For For
45
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1k. Elect Steven M. Seibert Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1l. Elect Luciano Siani Pires Management For For For
1m. Elect Kelvin R. Westbrook Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Vote Against members of thenominating/governance committee if it isvirtual only meeting.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 19,260
Terex Corp.
ISIN US8807791038 Meeting Date 11-May-18
Ticker TEX Deadline Date 10-May-18
Country United States Record Date 16-Mar-18
Blocking No Vote Date 07-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Paula H.J. Cholmondeley Management For For For
1b. Elect Don DeFosset Management For For For
1c. Elect John L. Garrison Jr. Management For For For
1d. Elect Thomas J. Hansen Management For For For
1e. Elect Matthew Hepler Management For For For
1f. Elect Raimund Klinkner Management For For For
1g. Elect Andra Rush Management For For For
1h. Elect David A. Sachs Management For For For
1i. Elect Oren G. Shaffer Management For For For
1j. Elect David C. Wang Management For For For
1k. Elect Scott W. Wine Management For Against Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nomineesits on more than five public company boards.
2. Advisory Vote on Executive Compensation Management For For For
46
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
3. 2018 Omnibus Incentive Plan Management For For For
4. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 39,585
Leidos Holdings Inc
ISIN US5253271028 Meeting Date 11-May-18
Ticker LDOS Deadline Date 10-May-18
Country United States Record Date 12-Mar-18
Blocking No Vote Date 07-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Gregory R. Dahlberg Management For For For
1b. Elect David G. Fubini Management For For For
1c. Elect Miriam E. John Management For For For
1d. Elect Frank Kendall III Management For For For
1e. Elect Harry M.J. Kraemer, Jr. Management For For For
1f. Elect Roger A. Krone Management For For For
1g. Elect Gary S. May Management For For For
1h. Elect Surya N. Mohapatra Management For For For
1i. Elect Lawrence C. Nussdorf Management For For For
1j. Elect Robert S. Shapard Management For For For
1k. Elect Susan M. Stalnecker Management For For For
1l. Elect Noel B. Williams Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
Totals 11,535
Piedmont Office Realty Trust Inc
ISIN US7201902068 Meeting Date 15-May-18
Ticker PDM Deadline Date 14-May-18
47
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Country United States Record Date 09-Mar-18
Blocking No Vote Date 11-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Kelly H. Barrett Management For For For
1.2 Elect Wesley E. Cantrell Management For For For
1.3 Elect Barbara B. Lang Management For For For
1.4 Elect Frank C. McDowell Management For For For
1.5 Elect Donald A. Miller Management For For For
1.6 Elect Raymond G. Milnes, Jr. Management For For For
1.7 Elect Jeffrey L. Swope Management For For For
1.8 Elect Dale H. Taysom Management For For For
2. Ratification of Auditor Management For For For
3. Amendment Clarifying Shareholder Ability toAmend Bylaws
Management For For For
4. Advisory Vote on Executive Compensation Management For For For
Totals 31,700 20,400
H&E Equipment Services Inc
ISIN US4040301081 Meeting Date 15-May-18
Ticker HEES Deadline Date 14-May-18
Country United States Record Date 19-Mar-18
Blocking No Vote Date 11-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Gary W. Bagley Management For For For
1.2 Elect John M. Engquist Management For For For
1.3 Elect Paul N. Arnold Management For For For
1.4 Elect Bruce C. Bruckmann Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Average board tenure is excessive, withinsufficient new membership in the past 5years.
1.5 Elect Patrick L. Edsell Management For For For
48
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1.6 Elect Thomas J. Galligan III Management For For For
1.7 Elect Lawrence C. Karlson Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Average board tenure is excessive, withinsufficient new membership in the past 5years.
1.8 Elect John T. Sawyer Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.Average board tenure is excessive, withinsufficient new membership in the past 5years.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 9,225
F.N.B. Corp.
ISIN US30255P1030 Meeting Date 16-May-18
Ticker FNB Deadline Date 15-May-18
Country United States Record Date 07-Mar-18
Blocking No Vote Date 12-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Pamela A. Bena Management For For For
1b. Elect William B. Campbell Management For For For
1c. Elect James D. Chiafullo Management For For For
1d. Elect Vincent J. Delie, Jr. Management For For For
1e. Elect Mary Jo Dively Management For For For
1f. Elect Stephen J. Gurgovits Management For For For
1g. Elect Robert A. Hormell Management For For For
1h. Elect David J. Malone Management For For For
1i. Elect Frank C Mencini Management For For For
1j. Elect David L. Motley Management For For For
1k. Elect Heidi A. Nicholas Management For For For
1l. Elect John S. Stanik Management For For For
1m. Elect William J. Strimbu Management For For For
2. Advisory Vote on Executive Compensation Management For For For
49
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 41,343 20,687
KBR Inc
ISIN US48242W1062 Meeting Date 16-May-18
Ticker KBR Deadline Date 15-May-18
Country United States Record Date 22-Mar-18
Blocking No Vote Date 12-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect Mark E. Baldwin Management For For For
1B. Elect James R. Blackwell Management For For For
1C. Elect Stuart J. B. Bradie Management For For For
1D. Elect Loren K. Carroll Management For For For
1E. Elect Umberto della Sala Management For For For
1F. Elect Lester L. Lyles Management For For For
1G. Elect Wendy M. Masiello Management For For For
1H. Elect Jack B. Moore Management For For For
1I. Elect Ann D. Pickard Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Amendment to the 2009 Employee StockPurchase Plan
Management For For For
Totals 41,200 23,025
Burlington Stores Inc
ISIN US1220171060 Meeting Date 16-May-18
Ticker BURL Deadline Date 15-May-18
Country United States Record Date 22-Mar-18
Blocking No Vote Date 12-May-18
50
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Thomas A. Kingsbury Management For For For
1.2 Elect William P. McNamara Management For For For
2. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
3. Advisory Vote on Executive Compensation Management For Against Against
Vote Note: No performance-based long-termawards; Limited response to shareholderconcern
Totals 3,335
Precision Drilling Corp
ISIN CA74022D3085 Meeting Date 16-May-18
Ticker PDS Deadline Date 11-May-18
Country Canada Record Date 28-Mar-18
Blocking No Vote Date 08-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Michael R. Culbert Management For For For
1.2 Elect William T. Donovan Management For For For
1.3 Elect Brian J. Gibson Management For For For
1.4 Elect Allen R. Hagerman Management For For For
1.5 Elect Steven W. Krablin Management For For For
1.6 Elect Susan M. MacKenzie Management For For For
1.7 Elect Kevin O. Meyers Management For For For
1.8 Elect Kevin A. Neveu Management For For For
2 Appointment of Auditor and Authority to SetFees
Management For Withhold Against
Vote Note: Auditors tenure is too long.
3 Advisory Vote on Executive Compensation Management For For For
Totals 372,885 2,300
51
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Rudolph Technologies, Inc.
ISIN US7812701032 Meeting Date 16-May-18
Ticker RTEC Deadline Date 15-May-18
Country United States Record Date 29-Mar-18
Blocking No Vote Date 12-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Leo Berlinghieri Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1.2 Elect Michael P. Plisinsky Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Approval of the 2018 Stock Plan Management For For For
4. Approval of the 2018 Employee Stockpurchase Plan
Management For For For
5. Ratification of Auditor Management For For For
Totals 16,590
Liberty Property Trust
ISIN US5311722038 Meeting Date 17-May-18
Ticker LPT Deadline Date 16-May-18
Country United States Record Date 20-Feb-18
Blocking No Vote Date 13-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Thomas C. DeLoach, Jr. Management For For For
1.2 Elect Katherine E. Dietze Management For For For
1.3 Elect Antonio F. Fernandez Management For For For
1.4 Elect Daniel P. Garton Management For For For
1.5 Elect Robert G Gifford Management For For For
1.6 Elect William P. Hankowsky Management For Withhold Against
Vote Note: Nominee sits on more than twopublic company boards while being anexecutive of a public company or the nominee
52
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
sits on more than five public company boards.
1.7 Elect David L. Lingerfelt Management For For For
1.8 Elect Marguerite Nader Management For For For
1.9 Elect Fredric J. Tomczyk Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Amend the Trust's Bylaws Management For For For
4. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 39,670
Host Hotels & Resorts Inc
ISIN US44107P2039 Meeting Date 17-May-18
Ticker HST Deadline Date 16-May-18
Country United States Record Date 19-Mar-18
Blocking No Vote Date 13-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A Elect Mary L. Baglivo Management For For For
1B Elect Sheila C. Bair Management For For For
1C Elect Ann McLaughlin Korologos Management For For For
1D Elect Richard E. Marriott Management For For For
1E Elect Sandeep Lakhmi Mathrani Management For For For
1F Elect John B. Morse, Jr. Management For For For
1G Elect Mary Hogan Preusse Management For For For
1H Elect Walter C. Rakowich Management For For For
1I Elect James F. Risoleo Management For For For
1J Elect Gordon H. Smith Management For For For
1K Elect A. William Stein Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Shareholder Proposal RegardingSustainability Report
Shareholder Against For Against
Vote Note: Favor increased environmentalreporting/responsibility.
53
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 29,580
Jetblue Airways Corp
ISIN US4771431016 Meeting Date 17-May-18
Ticker JBLU Deadline Date 16-May-18
Country United States Record Date 23-Mar-18
Blocking No Vote Date 13-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Peter Boneparth Management For For For
1b. Elect Virginia Gambale Management For For For
1c. Elect Stephan Gemkow Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
1d. Elect Robin Hayes Management For For For
1e. Elect Ellen Jewett Management For For For
1f. Elect Stanley McChrystal Management For Against Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1g. Elect Joel Peterson Management For Against Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1h. Elect Frank V. Sica Management For Against Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1i. Elect Thomas Winkelmann Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 27,050
WPX Energy Inc
ISIN US98212B1035 Meeting Date 17-May-18
Ticker WPX Deadline Date 16-May-18
Country United States Record Date 26-Mar-18
54
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Blocking No Vote Date 13-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect John A. Carrig Management For For For
1B. Elect Robert K. Herdman Management For For For
1C. Elect Kelt Kindick Management For For For
1D. Elect Karl F. Kurz Management For For For
1E. Elect Henry E. Lentz Management For For For
1F. Elect William G. Lowrie Management For For For
1G. Elect Kimberly S. Lubel Management For For For
1H. Elect Richard E. Muncrief Management For For For
1I. Elect Valerie M. Williams Management For For For
1J. Elect David F. Work Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Amendment to the 2013 Incentive Plan Management For For For
4. Amendment to 2011 Employee StockPurchase Plan
Management For For For
5. Ratification of Auditor Management For For For
Totals 79,190
CBRE Group Inc
ISIN US12504L1098 Meeting Date 18-May-18
Ticker CBRE Deadline Date 17-May-18
Country United States Record Date 20-Mar-18
Blocking No Vote Date 14-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Brandon B. Boze Management For For For
1b. Elect Beth F. Cobert Management For For For
1c. Elect Curtis F. Feeny Management For For For
1d. Elect Christopher T. Jenny Management For For For
1e. Elect Gerardo I. Lopez Management For For For
1f. Elect Paula Rosput Reynolds Management For Against Against
Vote Note: The nominee is the CEO of a for-
55
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
profit company and serves on more than twopublic company boards.
1g. Elect Robert E. Sulentic Management For For For
1h. Elect Laura D'Andrea Tyson Management For For For
1i. Elect Ray Wirta Management For For For
1j. Elect Sanjiv Yajnik Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Decrease in Threshold Required to Call aSpecial Meeting
Management For Abstain Against
Vote Note: A 25% threshold is too high arequirement for calling a special meeting
5. Shareholder Proposal Regarding Right to CallSpecial Meetings
Shareholder Against For Against
Vote Note: Favor allowing shareholders tocall a special meeting.
Totals 19,850
Allscripts Healthcare Solutions Inc
ISIN US01988P1084 Meeting Date 21-May-18
Ticker MDRX Deadline Date 18-May-18
Country United States Record Date 26-Mar-18
Blocking No Vote Date 15-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A Elect Mara G. Aspinall Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
1B Elect Paul M. Black Management For For For
1C Elect Greg Garrison Management For For For
1D Elect Jonathan J. Judge Management For For For
1E Elect Michael A. Klayko Management For For For
1F Elect Yancey L. Spruill Management For For For
1G Elect Dave B. Stevens Management For For For
1H Elect David D. Stevens Management For For For
2 Amendment to the Employee Stock PurchasePlan
Management For For For
3 Ratification of Auditor Management For For For
56
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
4 Advisory Vote on Executive Compensation Management For For For
Totals 65,160
Sterling Bancorp
ISIN US85917A1007 Meeting Date 22-May-18
Ticker STL Deadline Date 21-May-18
Country United States Record Date 28-Mar-18
Blocking No Vote Date 18-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect John P. Cahill Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.2 Elect James F. Deutsch Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.3 Elect Navy E. Djonovic Management For For For
1.4 Elect Fernando Ferrer Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.5 Elect Robert Giambrone Management For For For
1.6 Elect Jack L. Kopnisky Management For For For
1.7 Elect James J. Landy Management For For For
1.8 Elect Robert W. Lazar Management For For For
1.9 Elect Maureen Mitchell Management For For For
1.10 Elect Patricia M. Nazemetz Management For For For
1.11 Elect Richard O'Toole Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.12 Elect Ralph F. Palleschi Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.13 Elect Burt Steinberg Management For For For
1.14 Elect William E. Whiston Management For For For
2. Elimination of Supermajority Requirement Management For For For
57
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Vote Note: Favor elimination of supermajorityrequirement.
3. Advisory Vote on Executive Compensation Management For For For
4. Ratification of Auditor Management For For For
Totals 24,915
Foot Locker Inc
ISIN US3448491049 Meeting Date 23-May-18
Ticker FL Deadline Date 22-May-18
Country United States Record Date 26-Mar-18
Blocking No Vote Date 19-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Maxine K. Clark Management For For For
1b. Elect Alan D. Feldman Management For For For
1c. Elect Richard A. Johnson Management For For For
1d. Elect Guillermo G. Marmol Management For For For
1e. Elect Matthew M. McKenna Management For For For
1f. Elect Steven Oakland Management For For For
1g. Elect Ulice Payne, Jr. Management For For For
1h. Elect Cheryl Nido Turpin Management For For For
1i. Elect Kimberly Underhill Management For For For
1j. Elect Dona D. Young Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 18,985
Wellcare Health Plans Inc.
ISIN US94946T1060 Meeting Date 23-May-18
Ticker WCG Deadline Date 22-May-18
58
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Country United States Record Date 26-Mar-18
Blocking No Vote Date 19-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Richard C. Breon Management For For For
1b. Elect Kenneth A. Burdick Management For For For
1c. Elect Amy Compton-Phillips Management For For For
1d. Elect H. James Dallas Management For For For
1e. Elect Kevin F. Hickey Management For For For
1f. Elect Christian P. Michalik Management For For For
1g. Elect Glenn D. Steele, Jr. Management For For For
1h. Elect William L. Trubeck Management For For For
1i. Elect Kathleen E. Walsh Management For For For
1j. Elect Paul E. Weaver Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 3,845
Brandywine Realty Trust
ISIN US1053686093 Meeting Date 23-May-18
Ticker BDN Deadline Date 22-May-18
Country United States Record Date 28-Mar-18
Blocking No Vote Date 19-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect James C. Diggs Management For For For
1b. Elect Wyche Fowler Management For For For
1c. Elect H. Richard Haverstick, Jr. Management For For For
1d. Elect Terri A. Herubin Management For For For
1e. Elect Michael J. Joyce Management For For For
1f. Elect Anthony A. Nichols, Sr. Management For For For
1g. Elect Charles P. Pizzi Management For For For
1h. Elect Gerard H. Sweeney Management For For For
59
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Elimination of Supermajority Requirements forCertain Mergers
Management For For For
Vote Note: Favor elimination of supermajorityrequirement.
5. Opt Out of Maryland Business CombinationAct
Management For For For
6. Permit Shareholders to Amend Bylaws Management For For For
Totals 38,270
Unum Group
ISIN US91529MAA09 Meeting Date 24-May-18
Ticker UNM Deadline Date 23-May-18
Country United States Record Date 26-Mar-18
Blocking No Vote Date 20-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Theodore H. Bunting, Jr. Management For For For
1b. Elect E. Michael Caulfield Management For For For
1c. Elect Susan D. DeVore Management For For For
1d. Elect Joseph J. Echevarria Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1e. Elect Cynthia L. Egan Management For For For
1f. Elect Kevin T. Kabat Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1g. Elect Timothy F. Keaney Management For For For
1h. Elect Gloria C. Larson Management For For For
1i. Elect Richard P. McKenney Management For For For
1j. Elect Ronald. P. O'Hanley Management For For For
1k. Elect Francis J. Shammo Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
4. Elimination of Supermajority Requirement Management For For For
Vote Note: Favor elimination of supermajorityrequirement.
60
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Totals 5,270
William Lyon Homes
ISIN US5520741068 Meeting Date 24-May-18
Ticker WLS Deadline Date 23-May-18
Country United States Record Date 29-Mar-18
Blocking No Vote Date 20-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Douglas K. Ammerman Management For For For
1.2 Elect Thomas F. Harrison Management For For For
1.3 Elect Gary H. Hunt Management For For For
1.4 Elect William H. Lyon Management For For For
1.5 Elect Matthew R. Niemann Management For For For
1.6 Elect Lynn Carlson Schell Management For For For
1.7 Elect Matthew R. Zaist Management For For For
2. Advisory Vote on Executive Compensation Management For Against Against
Vote Note: Pay and performance disconnect
3. Ratification of Auditor Management For For For
Totals 18,595
Medical Properties Trust Inc
ISIN US58463J3041 Meeting Date 24-May-18
Ticker MPW Deadline Date 23-May-18
Country United States Record Date 20-Mar-18
Blocking No Vote Date 20-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Edward K. Aldag, Jr. Management For For For
61
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1.2 Elect G. Steven Dawson Management For For For
1.3 Elect R. Steven Hamner Management For Against Against
Vote Note: CFO on board
1.4 Elect Elizabeth N. Pitman Management For For For
1.5 Elect C. Reynolds Thompson, III Management For For For
1.6 Elect D. Paul Sparks Jr. Management For For For
1.7 Elect Michael G. Stewart Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 120,310
Old Republic International Corp.
ISIN US6802231042 Meeting Date 25-May-18
Ticker ORI Deadline Date 24-May-18
Country United States Record Date 29-Mar-18
Blocking No Vote Date 21-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Harrington Bischof Management For Withhold Against
Vote Note: Adopted or renewed poison pillw/o shareholder approval within last 2 years;Did not implement SHP passed by a majority
1.2 Elect Spencer LeRoy III Management For Withhold Against
Vote Note: Adopted or renewed poison pillw/o shareholder approval within last 2 years;Affiliate/Insider on nominating/governancecommittee; Did not implement SHP passed bya majority
1.3 Elect Charles F. Titterton Management For Withhold Against
Vote Note: Adopted or renewed poison pillw/o shareholder approval within last 2 years;Did not implement SHP passed by a majority;Director received excessive against/withholdvotes
1.4 Elect Steven R. Walker Management For Withhold Against
Vote Note: Adopted or renewed poison pillw/o shareholder approval within last 2 years;Did not implement SHP passed by a majority
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
62
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
4. Shareholder Proposal Regarding BoardOversight of Climate Change Risks
Shareholder Against Against For
Vote Note: This proposal makesrequirements of the Company beyondproducing a report.
5. Shareholder Proposal Regarding ProxyAccess
Shareholder Against For Against
Totals 46,940
Pinnacle Foods Inc
ISIN US72348P1049 Meeting Date 30-May-18
Ticker PF Deadline Date 29-May-18
Country United States Record Date 02-Apr-18
Blocking No Vote Date 26-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Ann Fandozzi Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.2 Elect Mark Jung Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
1.3 Elect Ioannis Skoufalos Management For Withhold Against
Vote Note: Vote Against members of thenominating/governance committee if it isvirtual only meeting.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 10,220
ICF International, Inc
ISIN US44925C1036 Meeting Date 31-May-18
Ticker ICFI Deadline Date 30-May-18
Country United States Record Date 10-Apr-18
63
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Blocking No Vote Date 27-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Eileen O'Shea Auen Management For For For
1.2 Elect Cheryl W. Grisé Management For For For
1.3 Elect Randall A. Mehl Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Approval of the 2018 Omnibus Incentive Plan Management For For For
4. Ratification of Auditor Management For For For
Totals 4,200
Venator Materials PLC
ISIN Meeting Date 31-May-18
Ticker VNTR Deadline Date 30-May-18
Country United Kingdom Record Date 20-Apr-18
Blocking No Vote Date 27-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Peter R. Huntsman Management For For For
1b. Elect Simon Turner Management For For For
1c. Elect Robert J. Margetts Management For For For
1d. Elect Douglas D. Anderson Management For For For
1e. Elect Daniele Ferrari Management For For For
1f. Elect Kathy D. Patrick Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Frequency of Advisory Vote on ExecutiveCompensation
Management 1 Year 1 Year For
4. Accounts and Reports Management For For For
5. Remuneration Policy (Binding) Management For For For
6. Remuneration Report (Advisory) Management For For For
7. Ratification of Auditor Management For For For
8. Appointment of the UK Statutory Auditor Management For For For
9. Authority to Set UK Auditor's Fees Management For For For
10. Approval of Share Repurchase Contract and Management For For For
64
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Repurchase Counterparties
11. Share Repurchase Contract with Huntsman Management For For For
12. Authorisation of Political Donations Management For For For
Totals 44,885
SL Green Realty Corp.
ISIN US78440X5077 Meeting Date 31-May-18
Ticker SLG Deadline Date 30-May-18
Country United States Record Date 29-Mar-18
Blocking No Vote Date 27-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect John H. Alschuler Management For Against Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1b. Elect Lauren B. Dillard Management For For For
1c. Elect Stephen L. Green Management For For For
2. Advisory Vote on Executive Compensation Management For Against Against
Vote Note: Pay and performance disconnect;Poor design for most NEOs
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 3,965
Stifel Financial Corp.
ISIN US8606301021 Meeting Date 06-Jun-18
Ticker SF Deadline Date 05-Jun-18
Country United States Record Date 09-Apr-18
Blocking No Vote Date 02-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
65
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1.1 Elect Kathleen Brown Management For For For
1.2 Elect Ronald J. Kruszewski Management For For For
1.3 Elect Maura A. Markus Management For For For
1.4 Elect Thomas W. Weisel Management For For For
1.5 Elect Michael J. Zimmerman Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Increase of Authorized Common Stock Management For For For
4. Ratification of Auditor Management For For For
Totals 14,945
Athene Holding Ltd
ISIN BMG0684D1074 Meeting Date 06-Jun-18
Ticker ATH Deadline Date 01-Jun-18
Country Bermuda Record Date 16-Apr-18
Blocking No Vote Date 21-May-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Fehmi Zeko Management For For For
1b. Elect Marc A. Beilinson Management For For For
1c. Elect Robert L. Borden Management For For For
1d. Elect H. Carl McCall Management For For For
1e. Elect Manfred Puffer Management For For For
2a. Elect James R. Belardi Management For For For
2b. Elect Robert L. Borden Management For For For
2c. Elect Frank L Gillis Management For For For
2d. Elect Gernot Lohr Management For For For
2e. Elect Hope Taitz Management For For For
2f. Elect William J. Wheeler Management For For For
3a. Elect Natasha S. Courcy Management For For For
3b. Elect Frank L Gillis Management For For For
3c. Elect William J. Wheeler Management For For For
4a. Elect Natasha S. Courcy Management For For For
4b. Elect Frank L Gillis Management For For For
4c. Elect William J. Wheeler Management For For For
66
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
5a. Elect Natasha S. Courcy Management For For For
5b. Elect William J. Wheeler Management For For For
6. Ratification of Auditor Management For For For
7. Authority to Set Auditor's Fees Management For For For
8. Advisory Vote on Executive Compensation Management For For For
9. Amendment Regarding Voting Rights of ClassB Common Shares
Management For For For
A. Shareholder Represents that no InvestorParty owned, whether direct or indirect, anyinterests in AP Alternative Assets, L.P orApollo Global Management LLC or any classB shares
Management Against N/A
B. Shareholder Represents that no InvestorParty is an employee of the Apollo Group nora Management Shareholder
Management Against N/A
Totals 21,890
Titan Machinery Inc
ISIN US88830R1014 Meeting Date 07-Jun-18
Ticker TITN Deadline Date 06-Jun-18
Country United States Record Date 16-Apr-18
Blocking No Vote Date 03-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Stan K. Erickson Management For For For
1.2 Elect Jody Horner Management For For For
1.3 Elect Richard Mack Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For For For
Totals 45,440 200
Gaming and Leisure Properties Inc
ISIN Meeting Date 14-Jun-18
Ticker GLPI Deadline Date 13-Jun-18
67
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Country United States Record Date 12-Apr-18
Blocking No Vote Date 10-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect David A. Handler Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1.2 Elect Joseph W. Marshall, III Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
1.3 Elect James B. Perry Management For For For
1.4 Elect Barry F. Schwartz Management For For For
1.5 Elect Earl Shanks Management For For For
1.6 Elect E. Scott Urdang Management For Withhold Against
Vote Note: There is insufficient femalerepresentation on the board of directors.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
4. Adoption of Majority Vote for Election ofDirectors
Management For For For
Totals 15,438 8,472
Qiagen NV
ISIN NL0012169213 Meeting Date 19-Jun-18
Ticker QGEN Deadline Date 18-Jun-18
Country Netherlands Record Date 22-May-18
Blocking No Vote Date 15-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1. Accounts and Reports Management For For For
2. Ratification of Management Board Acts Management For For For
3. Ratification of Supervisory Board Acts Management For For For
4a. Elect Stéphane Bancel Management For For For
4b. Elect Håkan Björklund Management For For For
4c. Elect Metin Colpan Management For For For
68
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
4d. Elect Ross L. Levine Management For For For
4e. Elect Elaine Mardis Management For For For
4f. Elect Lawrence A. Rosen Management For For For
4g. Elect Elizabeth E. Tallett Management For For For
5a. Elect Peer Schatz Management For For For
5b. Elect Roland Sackers Management For For For
6. Appointment of Auditor Management For For For
7a. Authority to Issue Shares w/ PreemptiveRights
Management For For For
7b. Authority to Issue Shares w/o PreemptiveRights
Management For For For
8. Authority to Repurchase Shares Management For For For
Totals 15,730
Chico`s Fas, Inc.
ISIN US1686151028 Meeting Date 21-Jun-18
Ticker CHS Deadline Date 20-Jun-18
Country United States Record Date 23-Apr-18
Blocking No Vote Date 17-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect David F. Walker Management For For For
1b. Elect Deborah L. Kerr Management For For For
1c. Elect John J. Mahoney Management For For For
1d. Elect William S. Simon Management For For For
1e. Elect Stephen E. Watson Management For For For
1f. Elect Andrea M. Weiss Management For Against Against
Vote Note: The nominee is the CEO of a for-profit company and serves on more than twopublic company boards.
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 66,035
69
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
Verint Systems, Inc.
ISIN US92343X1000 Meeting Date 21-Jun-18
Ticker VRNT Deadline Date 20-Jun-18
Country United States Record Date 30-Apr-18
Blocking No Vote Date 17-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1.1 Elect Dan Bodner Management For For For
1.2 Elect John Egan Management For For For
1.3 Elect Penelope Herscher Management For For For
1.4 Elect William Kurtz Management For For For
1.5 Elect Richard Nottenburg Management For For For
1.6 Elect Howard Safir Management For For For
1.7 Elect Earl Shanks Management For For For
2. Ratification of Auditor Management For For For
3. Advisory Vote on Executive Compensation Management For For For
Totals 16,680
PVH Corp
ISIN US7185921084 Meeting Date 21-Jun-18
Ticker PVH Deadline Date 20-Jun-18
Country United States Record Date 24-Apr-18
Blocking No Vote Date 17-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1A. Elect Mary Baglivo Management For For For
1B. Elect Brent Callinicos Management For For For
1C. Elect Emanuel Chirico Management For For For
1D. Elect Juan R. Figuereo Management For For For
1E. Elect Joseph B. Fuller Management For For For
1F. Elect V. James Marino Management For For For
1G. Elect G. Penny McIntyre Management For For For
70
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
1H. Elect Amy McPherson Management For For For
1I. Elect Henry Nasella Management For For For
1J. Elect Edward R. Rosenfeld Management For For For
1K. Elect Craig W. Rydin Management For For For
1L. Elect Judith Amanda Sourry Knox Management For For For
2. Advisory Vote on Executive Compensation Management For For For
3. Ratification of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
Totals 4,736
Orbotech Ltd
ISIN IL0010823388 Meeting Date 21-Jun-18
Ticker ORBK Deadline Date 19-Jun-18
Country Israel Record Date 14-May-18
Blocking No Vote Date 05-Jun-18
Proposal Number Proposal Proponent Mgmt Rec Vote For/AgainstMgmt
1a. Elect Yochai Richter Management For For For
1b. Elect Yehudit Bronicki Management For For For
1c. Elect Dan Falk Management For Against Against
Vote Note: No independent lead or presidingdirector
1d. Elect Miron Kenneth Management For For For
1e. Elect Jacob Richter Management For Against Against
Vote Note: Less than 75% Attendance
1f. Elect Eliezer Tokman Management For For For
1g. Elect Shimon Ullman Management For For For
1h. Elect Arie Weisberg Management For For For
2. Elect Avner Hermoni and ApproveCompensation
Management For For For
2a. Declaration of Material Interest Management Against N/A
3. Appointment of Auditor Management For Against Against
Vote Note: Auditors tenure is too long.
4a. Potential Cash and Equity-Based RetentionIncentives to CEO
Management For For For
4aa Declaration of Material Interest Management Against N/A
71
Systematic
- fcera -
Proxy Voting Summary Report Date Range: 01-Apr-18 to 30-Jun-18
FRESNO COUNTY EMPLOYEE RETIREMENT ASSOCIATION
4b. Potential Cash and Equity-Based RetentionIncentives to President and COO
Management For For For
4bb Declaration of Material Interest Management Against N/A
5. Accelerated Vesting of Equity AwardsGranted to the Company's Directors
Management For For For
Totals 11,670 200
72
Systematic