UNIVERSITY OF MINNESOTA - FDP Expanded Clearinghouse

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UNIVERSITY OF MINNESOTA Schedule of Expenditures of Federal Awards and Schedule of Findings and Questioned Costs for the Year Ended June 30, 2020 and Independent Auditors’ Reports

Transcript of UNIVERSITY OF MINNESOTA - FDP Expanded Clearinghouse

     

 

UNIVERSITY OF MINNESOTA Schedule of Expenditures of Federal Awards and Schedule of Findings and Questioned Costs  for the Year Ended June 30, 2020 and Independent Auditors’ Reports 

 

UNIVERSITY OF MINNESOTA 

TABLE OF CONTENTS 

Page 

INDEPENDENT AUDITORS’ REPORT ON COMPLIANCE FOR EACH MAJOR  FEDERAL PROGRAM, REPORT ON INTERNAL CONTROL OVER COMPLIANCE, AND REPORT ON SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE  1–2 

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2020  3–71 

NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS  FOR THE YEAR ENDED JUNE 30, 2020  72‐73 

SCHEDULE OF FINDINGS AND QUESTIONED COSTS  FOR THE YEAR ENDED JUNE 30, 2020  74‐75 

SUMMARY SCHEDULE OF PRIOR YEAR AUDIT FINDINGS FOR THE YEAR ENDED JUNE 30, 2020  76 

 

 Independent Auditors’ Report on Compliance for Each Major Federal Program; Report on Internal Control Over Compliance; and Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance 

 Board of Regents University of Minnesota Minneapolis, Minnesota 

 Report on Compliance for Each Major Federal Program 

 We have audited the University of Minnesota’s (the “University”) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the University’s major federal programs for the year ended June 30, 2020. The University’s major federal programs are identified in the summary of auditor’s results section of the accompanying schedule of findings and questioned costs. 

 Management’s Responsibility 

 Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs. 

 Auditor’s Responsibility 

 Our responsibility is to express an opinion on compliance for each of the University’s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the University’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances. 

 We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the University’s compliance.  Opinion on Each Major Federal Program 

 In our opinion, the University complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2020. 

 Report on Internal Control over Compliance 

 Management of the University is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit 

Deloitte & Touche LLP Suite 2800 50 South Sixth Street Minneapolis, MN 55402-1538 USA

Tel: +1 612 397 4000 Fax: +1 612 397 4450 www.deloitte.com

of compliance, we considered the University’s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the University’s internal control over compliance. 

 A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance. 

 Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. 

 The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose. 

 Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance 

 We have audited the consolidated financial statements of the University as of and for the year ended June 30, 2020, and have issued our report thereon dated October 21, 2020, which contained an unmodified opinion on those consolidated financial statements. Our audit was conducted for the purpose of forming an opinion on the consolidated financial statements as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by the Uniform Guidance and is not a required part of the consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated in all material respects in relation to the consolidated financial statements as a whole. 

 

  January 27, 2021 

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

CLUSTERS  Research    Agency for International Development      Passthrough:        Michigan State University RC102095BHEARD 98.001 USAID Foreign Assistance for Programs Overseas 11,568$                  ‐          $                   Michigan State University RC105463 UMinn 98.001 USAID Foreign Assistance for Programs Overseas 180,211         United States Pharmacopeial Convention FPC‐18‐057 98.CXX Contract‐United States Agency for International Development 11,400         United States Pharmacopeial Convention FPC‐19‐027 98.CXX Contract‐United States Agency for International Development 40,120         University of California, Santa Barbara KK1976 98.001 USAID Foreign Assistance for Programs Overseas 33,228     Department of Agriculture      Direct CON000000077864 (USDA Nat’l Adv Silviculture Prog) 10.CXX Contract‐Department of Agriculture 92,862       Direct CON000000072036 (USDA Nat’l Adv Silviculture Prog) 10.UXX Unid CFDA‐Department of Agriculture 12,483       Direct 14‐JV‐11242307‐152 10.CXX Contract‐Department of Agriculture 38,664       Direct 14‐JV‐11330143‐082 10.CXX Contract‐Department of Agriculture 1       Direct 15‐CR‐11031600‐013 10.CXX Contract‐Department of Agriculture 11,349       Direct 15‐CR‐11242316‐113 Mod 004 10.CXX Contract‐Department of Agriculture 11,247       Direct 15‐CS‐11090300‐031 10.CXX Contract‐Department of Agriculture 46,976       Direct 15‐JV‐11242305‐029 Mod 007 10.CXX Contract‐Department of Agriculture 214,416       Direct 15‐JV‐11242305‐100 10.CXX Contract‐Department of Agriculture 69,108       Direct 15‐JV‐11242305‐128 10.CXX Contract‐Department of Agriculture 24,466       Direct 15‐JV‐11242305‐129 10.CXX Contract‐Department of Agriculture 138,924       Direct 15‐JV‐11242307‐018 10.CXX Contract‐Department of Agriculture 14,610       Direct 15‐JV‐11242307‐055 10.CXX Contract‐Department of Agriculture 90,150  1,944                     Direct 15‐JV‐11242307‐094 10.CXX Contract‐Department of Agriculture 15,999       Direct 15‐JV‐11330143‐055 10.CXX Contract‐Department of Agriculture 10,850       Direct 16‐CR‐11242316‐003 10.CXX Contract‐Department of Agriculture 15,602       Direct 16‐JV‐11242316‐142 10.CXX Contract‐Department of Agriculture 402       Direct 17‐CS‐11330140‐028 10.CXX Contract‐Department of Agriculture 78,501       Direct 17‐JV‐11242305‐077 10.CXX Contract‐Department of Agriculture 13,815       Direct 17‐JV‐11242309‐037 Mod 002 10.CXX Contract‐Department of Agriculture 17,629       Direct 17‐JV‐11272139‐018 10.CXX Contract‐Department of Agriculture 60,184       Direct 18‐CR‐11242306‐086 10.CXX Contract‐Department of Agriculture 18,972       Direct 18‐CR‐11242307‐061 10.CXX Contract‐Department of Agriculture 53,104       Direct 18‐CR‐11242307‐061‐01 10.CXX Contract‐Department of Agriculture 75,703       Direct 18‐CR‐11242316‐067 10.CXX Contract‐Department of Agriculture 14,322       Direct 18‐JV‐11111136‐048 10.CXX Contract‐Department of Agriculture 22,815       Direct 18‐JV‐112423015‐091 Mod 003 10.CXX Contract‐Department of Agriculture 79,885       Direct 18‐JV‐11242307‐011 Mod 6 10.CXX Contract‐Department of Agriculture 145,784       Direct 19‐CR‐11242305‐021 10.CXX Contract‐Department of Agriculture 30,444       Direct 19‐CS‐11090300‐014 10.CXX Contract‐Department of Agriculture 9,889      Direct 19‐JV‐11120101‐037 Mod. 01 10.CXX Contract‐Department of Agriculture 16,726       Direct 19‐JV‐11242301‐062 10.CXX Contract‐Department of Agriculture 7,204      Direct 19‐JV‐11242305‐101 Mod 1 10.CXX Contract‐Department of Agriculture 1,503      Direct 19‐JV‐11242307‐047 Mod 1 10.CXX Contract‐Department of Agriculture 30,893       Direct 20‐CS‐11090300‐020 10.UXX Unid CFDA‐Department of Agriculture 11,071       Direct 20‐CS‐11090300‐022 10.CXX Contract‐Department of Agriculture 2,624      Direct 20‐CS‐11090900‐028 10.CXX Contract‐Department of Agriculture 3,343      Direct Task Agreement 18‐JV‐11242305‐032 10.CXX Contract‐Department of Agriculture 20,105     Department of Agriculture, Agricultural Marketing Service      Direct 16FMPPMN0025 10.168 Farmers Market Promotion Program 15,127       Passthrough:        MN Department of Agriculture 117333 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 464         MN Department of Agriculture 149085/PO 3000029853 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 50,185         MN Department of Agriculture 167519 PO 3000033999 Am 1 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 12,673         MN Department of Agriculture 167519 PO 3000034001 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 11,629         MN Department of Agriculture 167956 PO 3000034099 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 30,565         MN Department of Agriculture Contract 117355, PO 21779 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,738         MN Department of Agriculture Contract 117370, PO 21782 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 8,545

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UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        MN Department of Agriculture Contract 133156 PO 3000025744 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 58,057$                  ‐          $                   MN Department of Agriculture Contract 133402 PO 3000025749 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,928         MN Department of Agriculture Contract 133410 PO 3000025752 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 10,933         MN Department of Agriculture Contract 133449 PO 3000025767 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 36,753         MN Department of Agriculture Contract 133462 PO 3000025773 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 47,981         MN Department of Agriculture SWIFT 133421/PO 3000025753 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 30,722         MN Department of Agriculture Swift 148636 PO 3000029756 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 43,564  19,914                     MN Department of Agriculture Swift 148638 PO 3000029757 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 44,317         MN Department of Agriculture SWIFT 149087/PO 3000029854 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 33,708         MN Department of Agriculture SWIFT 167517/PO 3000034002 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 5,026        MN Department of Agriculture SWIFT 167949/PO3000034106 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 16,062         MN Department of Agriculture SWIFT: 167452/PO # 3000034007 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,468         MN Department of Agriculture SWIFT: 167511/PO3000034006 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,768         Purdue University 20000317‐030 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 97,834         University of Wisconsin‐Madison 0000000120 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 77,613         University of Wisconsin‐Madison 0000000213 10.155 Marketing Agreements and Orders 1,072        University of Wisconsin‐Madison 838K913 Amd 2 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 159,282     Department of Agriculture, Agricultural Research Service      Direct 58‐0206‐9‐178 Am 1 10.001 Agricultural Research Basic and Applied Research 85,265       Direct 58‐3060‐8‐024 10.001 Agricultural Research Basic and Applied Research 82,753       Direct 58‐3098‐7‐007 10.001 Agricultural Research Basic and Applied Research 3,046      Direct 58‐3640‐4‐014 Am 5 10.001 Agricultural Research Basic and Applied Research 50,692       Direct 58‐5062‐0‐002 10.001 Agricultural Research Basic and Applied Research 2,404      Direct 58‐5062‐0‐006 10.001 Agricultural Research Basic and Applied Research 3,098      Direct 58‐5062‐5‐006 Amendment 08 10.001 Agricultural Research Basic and Applied Research 42,932       Direct 58‐5062‐5‐012 10.001 Agricultural Research Basic and Applied Research 39,998       Direct 58‐5062‐7‐010 Amend. 03 10.001 Agricultural Research Basic and Applied Research 95,367       Direct 58‐5062‐8‐009 10.001 Agricultural Research Basic and Applied Research 259       Direct 58‐5062‐8‐010 10.001 Agricultural Research Basic and Applied Research 32,994       Direct 58‐5062‐8‐011 Am 1 10.001 Agricultural Research Basic and Applied Research (153)      Direct 58‐5062‐8‐012 10.001 Agricultural Research Basic and Applied Research 1,956      Direct 58‐5062‐8‐014 10.001 Agricultural Research Basic and Applied Research 48,394       Direct 58‐5062‐8‐015 10.001 Agricultural Research Basic and Applied Research 78,291       Direct 58‐5062‐8‐017 Am 2 10.001 Agricultural Research Basic and Applied Research 219,153       Direct 58‐5062‐8‐018 10.001 Agricultural Research Basic and Applied Research 88,004       Direct 58‐5062‐9‐003 10.001 Agricultural Research Basic and Applied Research 42,884       Direct 58‐5062‐9‐004 10.001 Agricultural Research Basic and Applied Research 39,837       Direct 58‐5062‐9‐005 Am 2 10.001 Agricultural Research Basic and Applied Research 35,953       Direct 58‐5062‐9‐006 10.001 Agricultural Research Basic and Applied Research 61,612       Direct 58‐5062‐9‐009 10.001 Agricultural Research Basic and Applied Research 80,142       Direct 58‐5062‐9‐011 10.001 Agricultural Research Basic and Applied Research 151,046       Direct 58‐5062‐9‐012 Am 2 10.001 Agricultural Research Basic and Applied Research 126,643       Direct 58‐5062‐9‐014 10.001 Agricultural Research Basic and Applied Research 19,376       Direct 58‐5082‐8‐021 Am. 03 10.001 Agricultural Research Basic and Applied Research 2,340      Direct 58‐6066‐0‐009 10.001 Agricultural Research Basic and Applied Research 359       Direct 58‐6226‐4‐006 10.001 Agricultural Research Basic and Applied Research (10)      Direct 58‐8020‐8‐008 10.001 Agricultural Research Basic and Applied Research 174       Direct 58‐8042‐5‐064 A 03 10.001 Agricultural Research Basic and Applied Research 48,152       Direct 58‐8042‐9‐046 10.001 Agricultural Research Basic and Applied Research 15,410       Direct 58‐8064‐9‐016 10.001 Agricultural Research Basic and Applied Research 37,611       Direct 58‐8064‐9‐017 10.001 Agricultural Research Basic and Applied Research 10,875       Direct 59‐0206‐4‐020 10.001 Agricultural Research Basic and Applied Research (2,252)       Direct 59‐0206‐6‐006 Amendment 06 10.001 Agricultural Research Basic and Applied Research 91,732       Direct 59‐0206‐8‐202 10.001 Agricultural Research Basic and Applied Research 219,342       Direct 59‐0206‐8‐203 10.001 Agricultural Research Basic and Applied Research 99,010       Direct 59‐0206‐9‐117 Am 1 10.001 Agricultural Research Basic and Applied Research 42,548       Direct 59‐0206‐9‐118 10.001 Agricultural Research Basic and Applied Research 178,780       Direct 59‐5062‐5‐003 10.001 Agricultural Research Basic and Applied Research 3,937

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UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 59‐5062‐8‐001 10.001 Agricultural Research Basic and Applied Research 71,881$                  ‐          $                 Direct 59‐5062‐9‐001 Am 1 10.001 Agricultural Research Basic and Applied Research 110,856       Direct 59‐5062‐9‐003 10.001 Agricultural Research Basic and Applied Research 26,908       Direct 59‐5070‐0‐011 10.001 Agricultural Research Basic and Applied Research 92,647       Direct 59‐5070‐7‐001 10.001 Agricultural Research Basic and Applied Research 66,871       Direct 59‐6022‐7‐002 10.001 Agricultural Research Basic and Applied Research 66,014       Direct 59‐6070‐0‐009/USB 2020‐152‐113 10.001 Agricultural Research Basic and Applied Research 51,165       Direct 59‐8042‐0‐001 10.001 Agricultural Research Basic and Applied Research 47,340     Department of Agriculture, Animal and Plant Health      Inspection Service      Direct AP18PPQS&T00C194 10.025 Plant and Animal Disease, Pest Control, and Animal Care 65,076       Direct AP18VSCEAH00C016 10.025 Plant and Animal Disease, Pest Control, and Animal Care 79,940       Direct AP19VSCEAH00C011 10.025 Plant and Animal Disease, Pest Control, and Animal Care 51,476       Direct AP19VSCEAH00C012 10.025 Plant and Animal Disease, Pest Control, and Animal Care 114,714     Department of Agriculture, Economic Research Service      Direct 58‐3000‐8‐0060 10.250 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations 34,972       Direct 58‐4000‐7‐0107 Am 1 10.253 Consumer Data and Nutrition Research 57,253       Direct 58‐4000‐8‐0019 Amd 01 10.253 Consumer Data and Nutrition Research 25,229       Passthrough:        Tufts University AG9002‐Caspi/PO EP0187073 NCE 10.255 Research Innovation and Development Grants in Economic (RIDGE) 49,449     Department of Agriculture, Foreign Agricultural Service      Direct FX17TA‐10960C005 Amd 1 10.960 Technical Agricultural Assistance 191,469       Direct FX18BF‐10777R034 10.777 Norman E. Borlaug International Agricultural Science and Technology Fellowship 975       Passthrough:        Texas Tech University 21A503‐01 10.960 Technical Agricultural Assistance 24,784     Department of Agriculture, Forest Service      Direct 15‐DG‐11420004‐082 Mod 2 10.674 Wood Utilization Assistance 44,548  44,513                   Direct 15‐DG‐11420004‐237 Mod A4 10.680 Forest Health Protection 24,251       Direct 16‐DG‐11420004‐227 10.675 Urban and Community Forestry Program 9,677 1,700                     Direct 18‐DG‐11420004‐272 10.681 Wood Education and Resource Center (WERC) 4,588      Direct MN 15‐CA‐11420004‐029 10.680 Forest Health Protection 6,136      Passthrough:        MN Department of Natural Resources 122402 PO 3‐110222 10.675 Urban and Community Forestry Program 7,167        MN Department of Natural Resources 132901 PO 123255 10.664 Cooperative Forestry Assistance 20,547         MN Department of Natural Resources 170371/3‐164714 10.664 Cooperative Forestry Assistance 14,486         MN Department of Natural Resources Contract 130140 PO 120997 10.678 Forest Stewardship Program 905         MN Department of Natural Resources Contract 132214 PO 3‐122855 10.678 Forest Stewardship Program 37,980         South Carolina Forestry Commission No Award Number 10.664 Cooperative Forestry Assistance 11,920         US Endowment for Forestry & Communities E18‐87 10.699 Partnership Agreements 2,914    Department of Agriculture, National Institute of      Food and Agriculture      Direct NS Prog USDA Mcintire‐Stennis 10.202 Cooperative Forestry Research 838,045  51,667                   Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 5,698,384               103,334                 Direct NS Prog AES Res & Animal Health USDA Awd 10.207 Animal Health and Disease Research 117,813  51,667                   Direct 0721776072017‐38640‐26916 10.215 Sustainable Agriculture Research and Education 1,430,165               922,332                 Direct 2011‐38640‐30539 10.215 Sustainable Agriculture Research and Education (5,646)       Direct 2014‐38640‐22156 10.215 Sustainable Agriculture Research and Education 4,560      Direct 2015‐33522‐24096 10.219 Biotechnology Risk Assessment Research 139,038  89,811                   Direct 2015‐38640‐23781 10.215 Sustainable Agriculture Research and Education 597,861  314,324                 Direct 2015‐67013‐23419 Amendment 1 10.310 Agriculture and Food Research Initiative (AFRI) 319       Direct 2015‐67017‐23076 10.310 Agriculture and Food Research Initiative (AFRI) 61,094       Direct 2015‐67019‐23600 10.310 Agriculture and Food Research Initiative (AFRI) 9,126 2,081                     Direct 2015‐68003‐22972 10.310 Agriculture and Food Research Initiative (AFRI) 332,586  9,668                     Direct 2015‐68006‐22991 Amd 1 10.310 Agriculture and Food Research Initiative (AFRI) 45,347       Direct 2015‐68006‐25646 Amd 3 10.310 Agriculture and Food Research Initiative (AFRI) 17,716  18,200                   Direct 2016‐38420‐25285 10.210 Higher Education ‐ Graduate Fellowships Grant Program 71,814       Direct 2016‐51300‐25722 10.307 Organic Agriculture Research and Extension Initiative 414,917  102,840                 Direct 2016‐51300‐25734 Am 3 10.307 Organic Agriculture Research and Extension Initiative 550,017  99,707             

(Continued)

‐ 5 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 2016‐67013‐24747 10.310 Agriculture and Food Research Initiative (AFRI) 72,288$                  ‐          $                 Direct 2016‐67015‐24457 Amd 2 10.310 Agriculture and Food Research Initiative (AFRI) 40,842  2,367                     Direct 2016‐67015‐24911 10.310 Agriculture and Food Research Initiative (AFRI) 21,998       Direct 2016‐67015‐24928 10.310 Agriculture and Food Research Initiative (AFRI) 50,678       Direct 2016‐67021‐24534 10.310 Agriculture and Food Research Initiative (AFRI) 57,350  8,670                     Direct 2016‐68001‐24921 10.310 Agriculture and Food Research Initiative (AFRI) 166,776  39,143                   Direct 2016‐68003‐24850 10.310 Agriculture and Food Research Initiative (AFRI) 457,649       Direct 2016‐70003‐24775 10.217 Higher Education ‐ Institution Challenge Grants Program 136,925  100,444                 Direct 2016‐70006‐25828 10.329 Crop Protection and Pest Management Competitive Grants Program 20,339       Direct 2017‐51106‐27000 10.303 Integrated Programs 202,968       Direct 2017‐51106‐27129 Am 3 10.303 Integrated Programs 216,542       Direct 2017‐51181‐27222 10.309 Specialty Crop Research Initiative 1,267,614               737,056                 Direct 2017‐51300‐26817 10.307 Organic Agriculture Research and Extension Initiative 18,451       Direct 2017‐67015‐26296 10.310 Agriculture and Food Research Initiative (AFRI) 167,232       Direct 2017‐67015‐26633 10.310 Agriculture and Food Research Initiative (AFRI) 80,245       Direct 2017‐67017‐26172 10.310 Agriculture and Food Research Initiative (AFRI) 124,321       Direct 2017‐67026‐26314 10.310 Agriculture and Food Research Initiative (AFRI) 120,197  25,340                   Direct 2017‐67032‐26010 Am 1 10.310 Agriculture and Food Research Initiative (AFRI) 51,067       Direct 2017‐68006‐26231 10.310 Agriculture and Food Research Initiative (AFRI) 117,039       Direct 2018‐33522‐28747 10.219 Biotechnology Risk Assessment Research 90,063       Direct 2018‐38640‐28416 10.215 Sustainable Agriculture Research and Education 2,321,669               1,573,373             Direct 2018‐51106‐28772 10.303 Integrated Programs 169,931  111,435                 Direct 2018‐51181‐28704 10.309 Specialty Crop Research Initiative 1,475,764               1,126,660             Direct 2018‐51300‐28563 10.307 Organic Agriculture Research and Extension Initiative 441,153  56,826                   Direct 2018‐67011‐28056 Am 1 10.310 Agriculture and Food Research Initiative (AFRI) 51,855       Direct 2018‐67011‐28075 10.310 Agriculture and Food Research Initiative (AFRI) 8,247      Direct 2018‐67012‐28038 Am.1 10.310 Agriculture and Food Research Initiative (AFRI) 77,331       Direct 2018‐67013‐27403 10.310 Agriculture and Food Research Initiative (AFRI) 58,293       Direct 2018‐67013‐27503 10.310 Agriculture and Food Research Initiative (AFRI) 134,280       Direct 2018‐67013‐27532 Amendment 1 10.310 Agriculture and Food Research Initiative (AFRI) 248,593  24,816                   Direct 2018‐67013‐27534 10.310 Agriculture and Food Research Initiative (AFRI) 205,692       Direct 2018‐67013‐27819 10.310 Agriculture and Food Research Initiative (AFRI) 56,521       Direct 2018‐67013‐28061 10.310 Agriculture and Food Research Initiative (AFRI) 100,927       Direct 2018‐67015‐28128 10.310 Agriculture and Food Research Initiative (AFRI) 167,150  10,229                   Direct 2018‐67015‐28298 10.310 Agriculture and Food Research Initiative (AFRI) 79,444  36,131                   Direct 2018‐67019‐27808 10.310 Agriculture and Food Research Initiative (AFRI) 131,360  9,545                     Direct 2018‐67023‐27683 10.310 Agriculture and Food Research Initiative (AFRI) 158,804  30,471                   Direct 2018‐67030‐27396 10.310 Agriculture and Food Research Initiative (AFRI) 22,697       Direct 2018‐68003‐27464 10.310 Agriculture and Food Research Initiative (AFRI) 235,302       Direct 2018‐68005‐27635 10.310 Agriculture and Food Research Initiative (AFRI) 280,935       Direct 2018‐68008‐27890 10.310 Agriculture and Food Research Initiative (AFRI) 112,461  3,767                     Direct 2018‐70005‐28774 10.330 Alfalfa and Forage Research Program 95,937  34,905                   Direct 2018‐70027‐28584 10.500 Cooperative Extension Service 352,421       Direct 2019‐33522‐30200 10.219 Biotechnology Risk Assessment Research 12,523       Direct 2019‐38640‐29879 10.215 Sustainable Agriculture Research and Education 907,669  331,237                 Direct 2019‐51181‐30025 10.309 Specialty Crop Research Initiative 123,173       Direct 2019‐67009‐29004 10.310 Agriculture and Food Research Initiative (AFRI) 85,400  8,335                     Direct 2019‐67011‐29607 10.310 Agriculture and Food Research Initiative (AFRI) 33,751       Direct 2019‐67012‐29528 10.310 Agriculture and Food Research Initiative (AFRI) 80,824       Direct 2019‐67013‐29201 10.310 Agriculture and Food Research Initiative (AFRI) 9,302      Direct 2019‐67013‐29406 10.310 Agriculture and Food Research Initiative (AFRI) 30,000       Direct 2019‐67015‐29918 10.310 Agriculture and Food Research Initiative (AFRI) 267,234       Direct 2019‐67017‐29110 10.310 Agriculture and Food Research Initiative (AFRI) 56,294       Direct 2019‐67017‐29184 10.310 Agriculture and Food Research Initiative (AFRI) 61,179       Direct 2019‐67017‐29582 10.310 Agriculture and Food Research Initiative (AFRI) 105,281       Direct 2019‐67019‐29403 10.310 Agriculture and Food Research Initiative (AFRI) 62,465  38,472                   Direct 2019‐67030‐29569 10.310 Agriculture and Food Research Initiative (AFRI) 46,881       Direct 2019‐68006‐29333 Amd 1 10.310 Agriculture and Food Research Initiative (AFRI) 179,684 

(Continued)

‐ 6 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 2019‐70005‐30287 Am 2 10.330 Alfalfa and Forage Research Program 5,303$   ‐          $                 Direct 2020‐67013‐31187 10.310 Agriculture and Food Research Initiative (AFRI) 11,990       Direct 2020‐67015‐31394 10.310 Agriculture and Food Research Initiative (AFRI) 134,980       Direct 2020‐67017‐30787 10.310 Agriculture and Food Research Initiative (AFRI) 918       Direct 2020‐67019‐31148 10.310 Agriculture and Food Research Initiative (AFRI) 1,707      Direct 2020‐67021‐30755 10.310 Agriculture and Food Research Initiative (AFRI) 4,302      Direct 2020‐68008‐31410 10.310 Agriculture and Food Research Initiative (AFRI) 5,832      Direct 2020‐68014‐30974 10.310 Agriculture and Food Research Initiative (AFRI) 22,871       Direct 2020‐70003‐30925 10.217 Higher Education ‐ Institution Challenge Grants Program 1,491      Direct BG2016‐38640‐25381 10.215 Sustainable Agriculture Research and Education 894,283  708,869                 Passthrough:        College of Menominee Nation 2020UM 10.227 1994 Institutions Research Program 7,832        College of Menominee Nation No Award Number 10.227 1994 Institutions Research Program 15,324         Cornell University 72159‐10314/2014‐67015‐22040 10.310 Agriculture and Food Research Initiative (AFRI) 8,596        Cornell University 80618‐10848 10.310 Agriculture and Food Research Initiative (AFRI) 44,414         Cornell University 81980‐10937 10.309 Specialty Crop Research Initiative 28,836         Cornell University 86588‐11191 Am 1 10.303 Integrated Programs 26,831         Fond Du Lac Tribal & Community College No Award Number 10.227 1994 Institutions Research Program 120         Illinois State University A18‐0071‐S003 A02 10.310 Agriculture and Food Research Initiative (AFRI) 35,161         Iowa State University 416‐41‐39A 10.307 Organic Agriculture Research and Extension Initiative 7,057        Kentucky State University 2014‐41520‐22221 10.500 Cooperative Extension Service 19,500         Michigan State University RC104285H Amd 2 10.309 Specialty Crop Research Initiative 50,092         Michigan State University RC104622D 10.309 Specialty Crop Research Initiative 2,536        Michigan State University RC106511B 10.200 Grants for Agricultural Research, Special Research Grants 47,468         Michigan State University RC106556J Amendment 3 10.304 Homeland Security Agricultural 59,194         Michigan State University RC108938UM 10.303 Integrated Programs 19,000  8,840                       Michigan State University RC110838UM 10.200 Grants for Agricultural Research, Special Research Grants 89,651         Montana State University G205‐18‐W7165 10.217 Higher Education ‐ Institution Challenge Grants Program 67,080         North Carolina State University 2017‐0398‐07 Amendment 2 10.309 Specialty Crop Research Initiative 28,086         North Dakota State University FAR0026101 10.310 Agriculture and Food Research Initiative (AFRI) 52,336         North Dakota State University FAR0030564 10.200 Grants for Agricultural Research, Special Research Grants 7,357        North Dakota State University FAR0031983 10.200 Grants for Agricultural Research, Special Research Grants 24,319         Oregon State University C0519A‐B 10.307 Organic Agriculture Research and Extension Initiative 38,291         Pennsylvania State University 5611‐UM‐NIFA‐5862 10.307 Organic Agriculture Research and Extension Initiative 108,457         Pennsylvania State University 5839‐UM‐USDA‐7538/2018‐67013‐27538 10.310 Agriculture and Food Research Initiative (AFRI) 20,086         Princeton University SUB0000375 10.310 Agriculture and Food Research Initiative (AFRI) 37,876         Purdue University F9002711902006 (formerly 8000067421‐AG) 10.310 Agriculture and Food Research Initiative (AFRI) 85,337         South Dakota State University 3TM640 10.320 Sun Grant Program 36,258         Tennessee State University 332‐77‐19‐0591 10.216 1890 Institution Capacity Building Grants 26,500         The Ohio State University 60070641 old#60045862/2015‐68004‐23131 10.310 Agriculture and Food Research Initiative (AFRI) 55,209         The Ohio State University 60070649/RF0159393 (new)  60045862 (old) 10.310 Agriculture and Food Research Initiative (AFRI) 6,552        The Ohio State University 60070651 (formerly 60045862) 10.310 Agriculture and Food Research Initiative (AFRI) 10,572         The University of Georgia SUB00001845 10.307 Organic Agriculture Research and Extension Initiative 25,480         The University of Tennessee ‐ Knoxville 9500070953 Mod 1 10.310 Agriculture and Food Research Initiative (AFRI) 111,922         Univ of Illinois at Urbana‐Champaign 090457‐16884 Am 1 10.310 Agriculture and Food Research Initiative (AFRI) 91,708         Univ of Illinois at Urbana‐Champaign 2014‐05981‐01 10.310 Agriculture and Food Research Initiative (AFRI) 45,788         University of California, Davis 201603098‐03/A17‐0380‐S003 A3 10.307 Organic Agriculture Research and Extension Initiative 8,812        University of California, Davis 201603566‐07 10.310 Agriculture and Food Research Initiative (AFRI) 82,734         University of Florida UFDSP00010984 10.309 Specialty Crop Research Initiative 108,032         University of Maryland Z5775001 Amendment A 10.310 Agriculture and Food Research Initiative (AFRI) 127,378         University of Nebraska‐Lincoln 25‐6324‐0187‐010 10.500 Cooperative Extension Service 23,128         University of North Carolina Greensboro 20160394.2 10.310 Agriculture and Food Research Initiative (AFRI) 106,187         University of Wisconsin‐Madison 0000000367 Am 1 10.309 Specialty Crop Research Initiative 50,383         University of Wisconsin‐Madison 859K040 10.310 Agriculture and Food Research Initiative (AFRI) 67,923         University of Wisconsin‐Madison 862K551 10.330 Alfalfa and Forage Research Program 17,079         Virginia Polytechnic Inst & State Univ 422680‐19114 10.312 Biomass Research and Development Initiative Competitive Grants Program (BRDI) 55,299         Washington State University 128314‐G003918 Am. A 10.307 Organic Agriculture Research and Extension Initiative 27,949         Western Illinois University 2019‐69012‐29851‐02/PO: N002309 10.310 Agriculture and Food Research Initiative (AFRI) 62,105 

(Continued)

‐ 7 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Department of Agriculture, Natural Resources      Conservation Service      Direct NR183A750025C013 10.902 Soil and Water Conservation 86,375$                  ‐          $                 Direct NR193A750008G001 10.912 Environmental Quality Incentives Program 19,826       Direct NR203A750008G002 10.912 Environmental Quality Incentives Program 1,670    Department of Agriculture, Rural Business Cooperative Service      Passthrough:        Iowa State University 412‐30‐46C 10.352 Value‐Added Producer Grants 69,457     Department of Agriculture, USDA, Office of the Chief Economist      Direct 58‐0111‐17‐016 10.290 Agricultural Market and Economic Research 45,353  1,317                     Direct 58‐0111‐18‐021 10.290 Agricultural Market and Economic Research 28,334       Direct 58‐0111‐18‐026 10.290 Agricultural Market and Economic Research 3,890    Department of Commerce      Passthrough:        SRCCO 2018‐NE‐2861‐1 11.CXX Contract‐Department of Commerce 2,135,673               1,148,800           Department of Commerce, National Institute of      Standards and Technology      Passthrough:        The National Institute for Innovation in Manufacturing PC2.1‐042 11.619 Arrangements for Interdisciplinary Research Infrastructure 241,289     Department of Commerce, National Oceanic and      Atmospheric Administration      Direct NA16OAR4310176 11.431 Climate and Atmospheric Research 6,778      Direct NA18OAR4170101 Amend. 13 11.417 Sea Grant Support 940       Passthrough:        Great Lakes Observing System IOOS/AOCMOD‐01 amend 2 11.012 Integrated Ocean Observing System (IOOS) (19,081)         Great Lakes Observing System IOOS/NBN‐02 Amend 3 11.012 Integrated Ocean Observing System (IOOS) 34,321         Minnesota’s Lake Superior Coastal Prog 129759 11.419 Coastal Zone Management Administration Awards 2,018        Minnesota’s Lake Superior Coastal Prog 172859/3000167003 Project 18‐306‐10G 11.419 Coastal Zone Management Administration Awards 934         Minnesota’s Lake Superior Coastal Prog 172863/3000167117 Project 18‐306‐10H 11.419 Coastal Zone Management Administration Awards 3,386        Minnesota’s Lake Superior Coastal Prog Contract #163695/PO #3000157958 11.419 Coastal Zone Management Administration Awards 830         Minnesota’s Lake Superior Coastal Prog Contract 129799/PO #3000120580 11.419 Coastal Zone Management Administration Awards 71,573         Minnesota’s Lake Superior Coastal Prog Contract 129830/PO 3000120598 11.419 Coastal Zone Management Administration Awards 22,665         Minnesota’s Lake Superior Coastal Prog Contract 145976/PO 3000140302 11.419 Coastal Zone Management Administration Awards 47,461         Minnesota’s Lake Superior Coastal Prog Contract 146014/PO 3000140303 11.419 Coastal Zone Management Administration Awards 40,274         Minnesota’s Lake Superior Coastal Prog Contract#163854/PO#3000158096 11.419 Coastal Zone Management Administration Awards 2,714        MN Department of Natural Resources 3000141530/Contract 145988 11.419 Coastal Zone Management Administration Awards 68,522         MN Department of Natural Resources Contract 163699/Project 19‐306‐10 11.419 Coastal Zone Management Administration Awards 47,864     Department of Defense      Direct HR0011‐16‐C‐0024 P000009 12.CXX Contract‐Department of Defense 977,705  305,305                 Direct N00167‐17‐D‐0002/N0016718F0059 P00001 12.CXX Contract‐Department of Defense 58,317       Direct N3943020P2205 (Req 1300850525) 12.CXX Contract‐Department of Defense 4,105      Direct W31P4Q‐18‐P‐0121 12.CXX Contract‐Department of Defense 51,282       Direct W81XWH‐14‐C‐0101 P00009 12.CXX Contract‐Department of Defense 1,227,611               801,467                 Direct W912HQ‐16‐C‐0014 P0000 & 5 12.CXX Contract‐Department of Defense 138,586  16,272                   Direct W912HQ‐16‐C‐0027 P00006 12.CXX Contract‐Department of Defense 225,474  90,009                   Direct W912HQ18C0024 Am P00001 12.CXX Contract‐Department of Defense 186,141       Direct W912HQ19C0050 12.CXX Contract‐Department of Defense 307,192  92,689                   Direct W912HZ‐18‐2‐0019 12.CXX Contract‐Department of Defense 158,599       Passthrough:        Ada Technologies, Inc 18‐0239S am 2 12.CXX Contract‐Department of Defense 145,251         Booz Allen Hamilton Inc S900446BAH 12.CXX Contract‐Department of Defense 10,508         Cherokee Nation Technology Solutions 150057.0044S02‐0016 Mod 4 12.CXX Contract‐Department of Defense 6,925        Cherokee Nation Technology Solutions 15700‐0041/002 12.CXX Contract‐Department of Defense 59,943         Cherokee Nation Technology Solutions 15700‐0041/01 12.CXX Contract‐Department of Defense (3,095)         Claros Technologies, Inc No. 002/W911QY19P0180 12.CXX Contract‐Department of Defense 59,659         Duke University 313‐0878 12.CXX Contract‐Department of Defense 109,980         Dynamic Dimension Technologies N19A‐010‐001 12.CXX Contract‐Department of Defense 70,000         Dzyne Technologies Incorporated MON001‐S‐016‐05 12.CXX Contract‐Department of Defense 5,791

(Continued)

‐ 8 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Fibralign Corporation 18263002/PRO: 1906‐37116A 12.CXX Contract‐Department of Defense 178,817$                ‐          $                   Inertialwave, Inc No Award Number 12.CXX Contract‐Department of Defense 23,222         Intel Corporation CW2022642 Mod 004 12.CXX Contract‐Department of Defense 23,987         Johns Hopkins University 151436 Mod 4 12.CXX Contract‐Department of Defense 455,393         Nerves, Inc No Award Number 12.CXX Contract‐Department of Defense 2,067        Rockwell Collins, Inc 4506408754 12.CXX Contract‐Department of Defense 55,882         Rockwell Collins, Inc PO 4506677677/FA8750‐18‐C‐0099 12.CXX Contract‐Department of Defense 119,795         Space Dynamics Laboratory CP0053710 Mod 2 12.CXX Contract‐Department of Defense 38,225         Technology Service Corporation TSC‐1189‐60000, PO#205394 12.CXX Contract‐Department of Defense 193         The Ultran Group, Inc Ultran‐Lim‐1 Amend 1 12.CXX Contract‐Department of Defense 49,777         University of California, Santa Barbara KK1833 12.CXX Contract‐Department of Defense 72,019         University of Notre Dame 203278UMN Am 1 12.CXX Contract‐Department of Defense 224,146         University of Pittsburgh CNVA00048028 (412078‐2) 12.CXX Contract‐Department of Defense 6,622        University of Southern California 107606111 Am 1 12.CXX Contract‐Department of Defense 24,444         University of Washington UWSC11235/BPO 42611 12.CXX Contract‐Department of Defense 95,598     Department of Defense, Advanced Research Projects Agency      Direct D16AP00120 12.910 Research and Technology Development 32,215       Direct D17AP00028 AM0005 12.910 Research and Technology Development 331,640       Direct FA8650‐18‐2‐7868‐P00002 12.910 Research and Technology Development 940,164  306,066                 Direct FA8650‐20‐2‐7009 12.910 Research and Technology Development 58,937  2,688                     Direct HR0011‐17‐2‐0001 P00008 12.910 Research and Technology Development 213,996       Direct HR0011‐17‐2‐0038 Mod P00003 12.910 Research and Technology Development 407,719       Direct N660011824018 P00005 12.910 Research and Technology Development 573,617       Direct N660011824041 12.910 Research and Technology Development 191,348       Direct N660011824048 P00005 12.910 Research and Technology Development 1,307,362               743,968                 Passthrough:        Cornell University 17‐05/17‐04 Am. 006 12.910 Research and Technology Development 370,704         Univ of Illinois at Urbana‐Champaign 090165‐16881‐04 12.910 Research and Technology Development 133,245         University of California, San Diego Reg: 104631889 PO: S9001991 12.910 Research and Technology Development 196,097         University of Southern California 97307398 amendment 5 12.910 Research and Technology Development 205,733     Department of Defense, Defense Threat Reduction Agency (DTRA)      Direct HDTRA1‐14‐1‐0040 P00007 12.351 Scientific Research ‐ Combating Weapons of Mass Destruction 117,675       Direct HDTRA11710045 12.351 Scientific Research ‐ Combating Weapons of Mass Destruction 457,070  296,037                 Passthrough:        Northwestern University SP0044328‐PROJ0012460 12.351 Scientific Research ‐ Combating Weapons of Mass Destruction 36,807     Department of Defense, Dept of the Air Force      Direct FA7000‐19‐2‐0003 P00001 12.800 Air Force Defense Research Sciences Program 114,523       Direct FA7000‐19‐2‐0008 12.800 Air Force Defense Research Sciences Program 6,568      Direct FA9550‐16‐1‐0009 P00005 12.800 Air Force Defense Research Sciences Program 14,800  14,800                   Direct FA9550‐16‐1‐0134 P00003 12.800 Air Force Defense Research Sciences Program 40,276       Direct FA9550‐16‐1‐0205 12.800 Air Force Defense Research Sciences Program 33,478       Direct FA9550‐16‐1‐0282 12.800 Air Force Defense Research Sciences Program 17,981       Direct FA9550‐17‐1‐0057 P00002 12.800 Air Force Defense Research Sciences Program 605,914  411,744                 Direct FA9550‐17‐10250 P00002 12.800 Air Force Defense Research Sciences Program 226,280       Direct FA9550‐18‐1‐0115 P00003 12.800 Air Force Defense Research Sciences Program 74,396       Direct FA9550‐18‐1‐0149 P00003 12.800 Air Force Defense Research Sciences Program 39,581  39,581                   Direct FA9550‐18‐1‐0294 12.800 Air Force Defense Research Sciences Program 629,983       Direct FA9550‐18‐1‐0339 P00001 12.800 Air Force Defense Research Sciences Program 289,139       Direct FA9550‐19‐1‐0034 12.800 Air Force Defense Research Sciences Program 218,252       Direct FA9550‐19‐1‐0191 P00001 12.800 Air Force Defense Research Sciences Program 11,469       Direct FA9550‐19‐1‐0201 12.800 Air Force Defense Research Sciences Program 678,450       Direct FA9550‐19‐1‐0245 12.800 Air Force Defense Research Sciences Program 166,545       Direct FA9550‐19‐1‐0308 12.800 Air Force Defense Research Sciences Program 299,991       Passthrough:        California Institute of Technology S415021 12.800 Air Force Defense Research Sciences Program 120,266         California Institute of Technology S421700  am 6 12.800 Air Force Defense Research Sciences Program 139,977         California Institute of Technology S437970 12.800 Air Force Defense Research Sciences Program 451,180         Rice University R18711 mod 7 12.800 Air Force Defense Research Sciences Program 102,171 

(Continued)

‐ 9 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Texas A & M University FA‐9550‐19‐1‐0347‐1 12.800 Air Force Defense Research Sciences Program 68,293$                  ‐          $                   The Ohio State University 60070849/PO FR01568824 12.800 Air Force Defense Research Sciences Program 18,730         The Ohio State University 60071266 Am1 12.800 Air Force Defense Research Sciences Program 111,109         The Ohio State University PO# RF01358604   Project# 60041477 Mod 8 12.800 Air Force Defense Research Sciences Program 94         The University of Texas at San Antonio 1000003322 12.800 Air Force Defense Research Sciences Program 18,723         University of Colorado at Boulder 1556079/PO # 1000971998 Amd #3 12.800 Air Force Defense Research Sciences Program 384,235         University of Dayton RSC18016 Rev 2 12.800 Air Force Defense Research Sciences Program 109,361         University of Southampton 514541101 12.800 Air Force Defense Research Sciences Program 49,080     Department of Defense, Dept of the Army      Direct W81XWH‐14‐1‐0143 12.420 Military Medical Research and Development 325,546  26,812                   Direct W81XWH‐15‐1‐0047 12.420 Military Medical Research and Development 67,111       Direct W81XWH‐15‐1‐0477 P00002 12.420 Military Medical Research and Development 109,294       Direct W81XWH‐15‐1‐0478 P00001 12.420 Military Medical Research and Development 14,537       Direct W81XWH‐15‐1‐0501 12.420 Military Medical Research and Development 60,045       Direct W81XWH‐15‐1‐0520 P00004 12.420 Military Medical Research and Development 118,826       Direct W81XWH‐15‐1‐0633 12.420 Military Medical Research and Development 41,766       Direct W81XWH‐16‐1‐0034 P00001 12.420 Military Medical Research and Development 24,607       Direct W81XWH‐16‐1‐0070 Am P00002 12.420 Military Medical Research and Development 48,918       Direct W81XWH‐16‐1‐0380/0010866661‐0001 12.420 Military Medical Research and Development 55,478       Direct W81XWH‐16‐1‐0407 12.420 Military Medical Research and Development 1,113,253               114,413                 Direct W81XWH‐16‐1‐0427 12.420 Military Medical Research and Development (2,955)       Direct W81XWH‐17‐1‐0081 P00002 12.420 Military Medical Research and Development 81,364       Direct W81XWH‐17‐1‐0275 12.420 Military Medical Research and Development 12,380       Direct W81XWH‐17‐1‐0445 12.420 Military Medical Research and Development 53,644       Direct W81XWH‐17‐1‐0462 12.420 Military Medical Research and Development 69,566       Direct W81XWH‐17‐1‐0463      (PC160884P2) 12.420 Military Medical Research and Development 135,034       Direct W81XWH‐17‐1‐0485      (PC160357P2) 12.420 Military Medical Research and Development 109,097       Direct W81XWH‐17‐1‐0633 12.420 Military Medical Research and Development 184,542  14,276                   Direct W81XWH‐17‐1‐0635 12.420 Military Medical Research and Development 243,037       Direct W81XWH‐17‐1‐0636 12.420 Military Medical Research and Development 407,347       Direct W81XWH‐17‐1‐0659 12.420 Military Medical Research and Development 176,474       Direct W81XWH‐17‐1‐0677 Amd P00001 12.420 Military Medical Research and Development 384,182       Direct W81XWH1810068 12.420 Military Medical Research and Development 363,793  15,912                   Direct W81XWH1810319 12.420 Military Medical Research and Development 247,136  116,345                 Direct W81XWH1810493 12.420 Military Medical Research and Development 77,648       Direct W81XWH1810542 12.420 Military Medical Research and Development 230,648       Direct W81XWH1810577 12.420 Military Medical Research and Development 318,079  96,506                   Direct W81XWH1810582 12.420 Military Medical Research and Development 180,864       Direct W81XWH‐18‐1‐0687 12.420 Military Medical Research and Development 325,699       Direct W81XWH1910013 12.420 Military Medical Research and Development 176,890       Direct W81XWH1910014 12.420 Military Medical Research and Development 79,648       Direct W81XWH1910075 12.420 Military Medical Research and Development 223,303       Direct W81XWH1910099 12.420 Military Medical Research and Development 136,663       Direct W81XWH‐19‐1‐0132 12.420 Military Medical Research and Development 229,386       Direct W81XWH1910161 12.420 Military Medical Research and Development 81,193       Direct W81XWH‐19‐1‐0173 12.420 Military Medical Research and Development 93,328       Direct W81XWH1910243 12.420 Military Medical Research and Development 184,616       Direct W81XWH1910336 12.420 Military Medical Research and Development 107,660       Direct W81XWH1910610 12.420 Military Medical Research and Development 191,290       Direct W81XWH1910673 12.420 Military Medical Research and Development 505,632       Direct W81XWH1910699 12.420 Military Medical Research and Development 119,065       Direct W81XWH1910700 12.420 Military Medical Research and Development 105,845       Direct W81XWH2010070 12.420 Military Medical Research and Development 32,010       Direct W911NF‐14‐1‐0247, P00014 12.431 Basic Scientific Research 354,819  272,466                 Direct W911NF‐14‐2‐0035 P000012 12.431 Basic Scientific Research 209,971       Direct W911NF‐18‐1‐0240 P00004 12.431 Basic Scientific Research 866,459  596,496                 Direct W911NF‐18‐1‐0272 P00004 12.431 Basic Scientific Research 132,306       Direct W911NF1810344 12.431 Basic Scientific Research 80,485 

(Continued)

‐ 10 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct W911NF1810354 P00004 12.431 Basic Scientific Research 97,732$                  ‐          $                 Direct W911NF1820175 P00001 12.431 Basic Scientific Research 60,121       Direct W911NF‐19‐1‐0024 P00003 12.431 Basic Scientific Research 79,131       Direct W911NF‐19‐1‐0247 12.431 Basic Scientific Research 103,656  50,573                   Direct W911NF1920283 P00001 12.431 Basic Scientific Research 86,904       Direct W911NF2010098 12.431 Basic Scientific Research 7,101      Direct W911NF2010105 12.431 Basic Scientific Research 3,689      Direct W911NF2010222 12.431 Basic Scientific Research 1,746      Passthrough:        Boston Children’s Hospital Adjudication Committee Service Agreement 12.420 Military Medical Research and Development 1,750        Boston VA Research Institute, Inc 0213FEDaEatingDisorders 12.420 Military Medical Research and Development 12,722         Cedars‐Sinai Medical Center Subaward No. 0001621389 12.420 Military Medical Research and Development 8,993        Center for Veterans Research & Education CVRE‐03 12.420 Military Medical Research and Development 13,892         Emory University Subaward A227337 12.420 Military Medical Research and Development 61,578         Hennepin Healthcare Research Institute 15059‐03 12.420 Military Medical Research and Development 12,409         Hennepin Healthcare Research Institute 15059‐03 Am 03 12.420 Military Medical Research and Development 200,117         MN Veterans Medical Research & Educ Fdn CVRE‐01/CVRE‐07 12.420 Military Medical Research and Development 8,649        The Ohio State University 60067955 PO RF01548722 Amd 1 12.420 Military Medical Research and Development 259,526         The University of Alabama at Birmingham 000507860‐003 12.420 Military Medical Research and Development 309,294         The University of Georgia SUB00001792 12.420 Military Medical Research and Development 35,799         The University of Utah 10040357‐01 12.420 Military Medical Research and Development 36,260         Univ of Illinois Chicago 17726‐00 12.420 Military Medical Research and Development 24,448         University of California, Los Angeles 0160 G UC269 am 4 12.431 Basic Scientific Research 176,344         University of California, San Francisco 11030sc Amend 1 12.420 Military Medical Research and Development 470,388         University of Colorado Denver FY20.794.011_AMD4/Sub# FY16.794.012 12.420 Military Medical Research and Development 204,848         University of Notre Dame 203212UMN A 007 12.431 Basic Scientific Research 100,230         University of Washington 8640 Am 3 12.420 Military Medical Research and Development 13,742         Veterans Admin CVRE‐02 AMD2 12.420 Military Medical Research and Development 85,134     Department of Defense, Dept of the Navy      Direct N00014‐16‐1‐2192 A00001 12.300 Basic and Applied Scientific Research 95,095       Direct N00014‐16‐1‐2194 Mod P00008 12.300 Basic and Applied Scientific Research 140,454       Direct N00014‐16‐1‐2755 A00001 12.300 Basic and Applied Scientific Research 240,884       Direct N00014‐16‐1‐3205 P00007 12.300 Basic and Applied Scientific Research 127,512       Direct N00014‐17‐1‐2308 P00004 12.300 Basic and Applied Scientific Research 325,441  131,284                 Direct N00014‐17‐1‐2438, P00005 12.300 Basic and Applied Scientific Research 554,514  303,306                 Direct N00014‐17‐1‐2496 Mod A00002 12.300 Basic and Applied Scientific Research 211,613       Direct N00014‐17‐1‐2547 P00006 12.300 Basic and Applied Scientific Research 94,371       Direct N00014‐17‐1‐2578 P00002 12.300 Basic and Applied Scientific Research 73,866       Direct N00014‐17‐1‐2658 P00002 12.300 Basic and Applied Scientific Research 173,713       Direct N00014‐17‐1‐2676 P0003 12.300 Basic and Applied Scientific Research 1,604,559               905,380                 Direct N00014‐17‐1‐2860 P00001 12.300 Basic and Applied Scientific Research 58,967       Direct N00014‐17‐1‐2884 12.300 Basic and Applied Scientific Research 143,000       Direct N00014‐17‐1‐2939 Mod 2 12.300 Basic and Applied Scientific Research 63,669       Direct N00014‐18‐1‐2196 Mod A00002 12.300 Basic and Applied Scientific Research 161,064       Direct N00014‐18‐1‐2356 A00001 12.300 Basic and Applied Scientific Research 238,626       Direct N00014‐18‐1‐2521 P00003 12.300 Basic and Applied Scientific Research 558,170       Direct N00014‐18‐1‐2766 P00002 12.300 Basic and Applied Scientific Research 79,112       Direct N00014‐18‐1‐2800 P00002 12.300 Basic and Applied Scientific Research 26,059       Direct N00014‐19‐1‐2037 12.300 Basic and Applied Scientific Research 183,072       Direct N00014‐19‐1‐2139 P00001 12.300 Basic and Applied Scientific Research 149,886       Direct N00014‐19‐1‐2541 12.300 Basic and Applied Scientific Research 80,036       Direct N00014‐19‐1‐2623 12.300 Basic and Applied Scientific Research 233,908       Direct N00014‐20‐1‐2103 12.300 Basic and Applied Scientific Research 42,261       Direct N00014‐20‐1‐2361 P00001 12.300 Basic and Applied Scientific Research 6,362      Direct N00014‐20‐1‐2682 12.300 Basic and Applied Scientific Research 11,021 

(Continued)

‐ 11 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Passthrough:        The Marine Biological Laboratory 54114 12.300 Basic and Applied Scientific Research 73,633$                  ‐          $                   University of California, Berkeley 00009804 ‐ PO#BB01087671 Am 1 12.300 Basic and Applied Scientific Research 95,170         University of Southern California 107234489 Am 3 12.300 Basic and Applied Scientific Research 265,674     Department of Defense, National Security Agency (NSA)      Direct H98230‐18‐1‐0010  CLIN0002 12.900 Language Grant Program 36,797     Department of Defense, Office of the Secretary of Defense      Direct FA8651‐20‐1‐001 12.630 Basic, Applied, and Advanced Research in Science and Engineering 38,973       Direct W912HZ‐18‐2‐0004 P00002 12.630 Basic, Applied, and Advanced Research in Science and Engineering 71,337     Department of Education, Institute of Education Sciences      Direct R305A140065 84.305 Education Research, Development and Dissemination 11,472       Direct R305A160034‐18 mod 3 84.305 Education Research, Development and Dissemination 292,195  20,738                   Direct R305A160077‐18 84.305 Education Research, Development and Dissemination 248,691  63,039                   Direct R305A160080‐19 84.305 Education Research, Development and Dissemination 283,468  96,718                   Direct R305A170242‐18 84.305 Education Research, Development and Dissemination 318,326  461      Direct R305A170292‐19 Action 3 84.305 Education Research, Development and Dissemination 442,865  32,953                   Direct R305A180265‐19 Action 3 84.305 Education Research, Development and Dissemination 411,983       Direct R305A190182 84.305 Education Research, Development and Dissemination 248,192  58,971                   Direct R305H160036 Action 2 84.305 Education Research, Development and Dissemination 27,393  16,439                   Direct R324A160064‐18 84.324 Research in Special Education 392,531       Direct R324A170032 84.324 Research in Special Education 341,276  1,817                     Direct R324A170101‐19 84.324 Research in Special Education 770,758  381,192                 Passthrough:        Arizona State University ASUB00000442 84.305 Education Research, Development and Dissemination 38,861         California State University, Chico SUB18‐061 84.305 Education Research, Development and Dissemination 22,374         Saint Paul Public Schools ISD 625 212834 am 1 84.305 Education Research, Development and Dissemination 45,884         University of California, Riverside S‐001169 84.324 Research in Special Education 21,968         University of Delaware 40810 Am 4 84.305 Education Research, Development and Dissemination 14,139         University of Maryland 64751‐Z2011202 84.324 Research in Special Education 185,215         University of Oregon SUBAWARD AGREEMENT NO.224980A 84.305 Education Research, Development and Dissemination 30,347         University of Washington UWSC9845/BPO#24420 am 1 84.305 Education Research, Development and Dissemination 72,253     Department of Education, Office of Elementary and      Secondary Education      Passthrough:        Indiana University PO Number: 1921895 84.004 Civil Rights Training and Advisory Services (also known as Equity Assistance Centers) 28,180     Department of Education, Office of Postsecondary Education      Direct P015A180083 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and

  International Studies Program and Foreign Language and Area Studies Fellowship Program 146,176       Direct P015B180083 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and

  International Studies Program and Foreign Language and Area Studies Fellowship Program 282,154       Direct P015B180084 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and

  International Studies Program and Foreign Language and Area Studies Fellowship Program 239,716       Direct P116F140033 84.116 Fund for the Improvement of Postsecondary Education 350,564  201,694               Department of Education, Office of Special Education      and Rehabilitative Services      Direct H325D160016 Act 6 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 182,249       Direct H325K170023‐18A Action 4 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 181,861       Direct H325K170024‐19 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 218,769       Direct H325K190023 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 62,412       Direct H327S150004 action #8 84.327 Special Education Educational Technology Media, and Materials for Individuals with Disabilities 194,488  3,163                     Passthrough:        Innovative Design Labs Inc IDL19‐CellARPh1‐06 84.133 National Institute on Disability and Rehabilitation Research 20,000         Univ of Illinois Chicago subaward 16221/90RT5032‐05 Am 6 84.133 National Institute on Disability and Rehabilitation Research 17,696     Department of Education, OII ‐ Office of Innovation      and Improvement      Passthrough:        Saint Paul Public Schools ISD 625 311587/Purchase Order 0000314809 84.411 Education Innovation and Research (formerly Investing in Innovation (i3) Fund) 142,111 

(Continued)

‐ 12 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Department of Energy      Direct CON000000072908 Intel Comm Postdoc Res Fellowship Prog 81.UXX Unid CFDA‐Department of Energy 17,175$                  ‐          $                 Direct 7493917 81.117 Energy Efficiency and Renewable Energy Information Dissemination, Outreach, Training and

  Technical Analysis/Assistance 21,790       Direct DE‐AR0000701 81.135 Advanced Research Projects Agency ‐ Energy 317,399  204,560                 Direct DE‐AR0000795 Mod 0001 81.135 Advanced Research Projects Agency ‐ Energy 396,951  10,336                   Direct DE‐AR0000804 81.135 Advanced Research Projects Agency ‐ Energy 775,308  5,591                     Direct DE‐AR0001016 81.135 Advanced Research Projects Agency ‐ Energy 443,852  98,366                   Direct DE‐EE0007217 Mod 0003 81.086 Conservation Research and Development 2,187      Direct DE‐EE0007568 81.086 Conservation Research and Development 168,600  55,200                   Direct DE‐EE0008333 Mod 0002 81.086 Conservation Research and Development 394,755  110,482                 Direct DE‐EE0008335 81.086 Conservation Research and Development 507,449  50,052                   Direct DE‐EE0008384 Mod 3 81.086 Conservation Research and Development 574,687  227,184                 Direct DE‐EE0008542 81.087 Renewable Energy Research and Development 61,824       Direct DE‐EE0008693 81.086 Conservation Research and Development 82,413  4,992                     Direct DE‐FG02‐07ER15886 Mod 0011 81.UXX Unid CFDA‐Department of Energy 6,787      Direct DE‐FG02‐87ER40328 81.049 Office of Science Financial Assistance Program 483,077       Direct DE‐NE0008540 Mod 3 81.121 Nuclear Energy Research, Development and Demonstration 96,632       Direct DE‐NE0008785 81.121 Nuclear Energy Research, Development and Demonstration 186,165       Direct DE‐NE0008888 81.121 Nuclear Energy Research, Development and Demonstration 33,482       Direct DE‐SC0002183 Mod. 0013 81.049 Office of Science Financial Assistance Program 223,637       Direct DE‐SC0002567 81.049 Office of Science Financial Assistance Program 117,667       Direct DE‐SC0008688 Mod. No. 11 81.049 Office of Science Financial Assistance Program 1,997,786               1,034,383             Direct DE‐SC0011842 81.049 Office of Science Financial Assistance Program 354,348       Direct DE‐SC0011845 81.049 Office of Science Financial Assistance Program 584,908       Direct DE‐SC0012069 81.049 Office of Science Financial Assistance Program 922,885       Direct DE‐SC0012294 81.049 Office of Science Financial Assistance Program 350,593       Direct DE‐SC0012336 81.049 Office of Science Financial Assistance Program 10,078       Direct DE‐SC0012702 Mod. No. 0005 81.049 Office of Science Financial Assistance Program 2,700,444               1,362,725             Direct DE‐SC0014363 Mod 0004 NCE 81.049 Office of Science Financial Assistance Program 171,827  62,814                   Direct DE‐SC0014402 81.049 Office of Science Financial Assistance Program 105,764       Direct DE‐SC0016053 mod 0004 81.049 Office of Science Financial Assistance Program 209,835       Direct DE‐SC0016346 81.049 Office of Science Financial Assistance Program 213,658       Direct DE‐SC0016371 81.049 Office of Science Financial Assistance Program 1,273,871                    Direct DE‐SC0017809 mod 3 81.049 Office of Science Financial Assistance Program 336,263       Direct DE‐SC0018056 Mod 0003 81.049 Office of Science Financial Assistance Program 134,794       Direct DE‐SC0018202 Mod 2 81.049 Office of Science Financial Assistance Program 93,073       Direct DE‐SC0018203 81.049 Office of Science Financial Assistance Program 133,348       Direct DE‐SC0018204 81.049 Office of Science Financial Assistance Program 105,740       Direct DE‐SC0019028 81.049 Office of Science Financial Assistance Program 99,980       Direct DE‐SC0019036/18SC502669 Mod 2 81.049 Office of Science Financial Assistance Program 80,329       Direct DE‐SC0019148/19SC502568 Mod. 0002 81.049 Office of Science Financial Assistance Program 139,717       Direct DE‐SC0019274 81.049 Office of Science Financial Assistance Program 680,108  474,116                 Direct DE‐SC0019427/19SC502499 Mod. 0001 81.049 Office of Science Financial Assistance Program 311,065       Direct DE‐SC0019439 Mod. 0001 81.049 Office of Science Financial Assistance Program 46,766       Direct DE‐SC0020045 81.049 Office of Science Financial Assistance Program 55,874       Direct DE‐SC0020133 81.049 Office of Science Financial Assistance Program 73,171  48,864                   Direct DE‐SC0020167 Mod 1 81.049 Office of Science Financial Assistance Program 57,168  35,544                   Direct DE‐SC0020185 81.049 Office of Science Financial Assistance Program 75,807       Direct DE‐SC0020196 81.049 Office of Science Financial Assistance Program 74,539       Direct DE‐SC0020210 81.049 Office of Science Financial Assistance Program 157,362       Direct DE‐SC0020211 81.049 Office of Science Financial Assistance Program 48,894       Direct DE‐SC0020212 81.049 Office of Science Financial Assistance Program 29,063       Direct DE‐SC0020214 81.049 Office of Science Financial Assistance Program 66,202       Direct DE‐SC0020252 Mod. 0001 81.049 Office of Science Financial Assistance Program 108,943       Direct PO 660663 81.CXX Contract‐Department of Energy 100,953       Direct XCS‐9‐92127‐01 81.087 Renewable Energy Research and Development 45,092 

(Continued)

‐ 13 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Passthrough:        American Inst of Chemical Engineers ‐ NY DE‐EE0007888‐05.5 Task 5.5,  BP2 81.087 Renewable Energy Research and Development 200,287$                ‐          $                   American Inst of Chemical Engineers ‐ NY DE‐EE0007888‐07.7 Task 7.7, BP2 81.087 Renewable Energy Research and Development 58,851         American Inst of Chemical Engineers ‐ NY DE‐EE0007888‐07‐1B 81.087 Renewable Energy Research and Development 49,597         Arizona State University 17‐149 81.135 Advanced Research Projects Agency ‐ Energy 44,821         California Institute of Technology S437234 81.135 Advanced Research Projects Agency ‐ Energy 43,274         Colorado School of Mines PO # 190800‐401524‐5801 am 2 81.135 Advanced Research Projects Agency ‐ Energy 84,403         Compact Membrane Systems, Inc Subagreement DE‐EE0007888 81.087 Renewable Energy Research and Development 37,590         Donald Danforth Plant Science Center 23021‐M Am 2 81.049 Office of Science Financial Assistance Program 200,754         LHB, Inc LHB Project #150686 81.CXX Contract‐Department of Energy (4,853)         Macchina LLC Subaward No. 1 under DE‐SC0018770 Am 1 81.049 Office of Science Financial Assistance Program 30,298         North Dakota State University FAR0031150 81.041 State Energy Program 15,874         Questek Innovations LLC 1891 81.CXX Contract‐Department of Energy 25,386         Resolute Marine Energy, Inc RME171011/180901 am 1 81.049 Office of Science Financial Assistance Program 57,080         Resolute Marine Energy, Inc RME191015 81.049 Office of Science Financial Assistance Program 35,331         SarTec Corporation 2018‐002 81.049 Office of Science Financial Assistance Program 35,103         SarTec Corporation 2019‐001 81.049 Office of Science Financial Assistance Program 52,676         Stanford University 183743 81.CXX Contract‐Department of Energy 748,565         Stanford University SLAC’s Subcontract No 165738 81.CXX Contract‐Department of Energy 573         Stanford University US DOE Subaward 60544213‐107908 amd 5 81.124 Predictive Science Academic Alliance Program 89,956         The University of New Mexico 4889445‐87AC Am 3 81.049 Office of Science Financial Assistance Program 175,316         The University of Texas at Austin UTA15‐000561 81.049 Office of Science Financial Assistance Program 136,858         University of California, Berkeley TylerDE‐SC0001015/00008631 PO#BB00604556 81.049 Office of Science Financial Assistance Program 72,042         University of California, Irvine 2015‐3241 81.049 Office of Science Financial Assistance Program 78         University of Delaware 51599 81.049 Office of Science Financial Assistance Program 197,273         University of Houston R‐17‐0010 Am 5 81.121 Nuclear Energy Research, Development and Demonstration 91,789         University of Michigan 3001346400 Amd. 12 81.049 Office of Science Financial Assistance Program 78,392         University of Michigan SUBK00011107 81.049 Office of Science Financial Assistance Program 114,859         University of Notre Dame 203186UMN 81.112 Stewardship Science Grant Program 180,649         University of Notre Dame 203727UMN 81.049 Office of Science Financial Assistance Program 38,461         University of Washington UWSC11905 81.087 Renewable Energy Research and Development 1,235        Volvo Technology of America No Award Number 81.CXX Contract‐Department of Energy 39,733         Yale University C08E10003/DE‐FG02‐08ER46482/GR000258 81.UXX Unid CFDA‐Department of Energy 5,038    Department of Energy, National Nuclear Security Administration      Direct 290120 Mod 8 81.C04 Contract‐Department of Energy‐Los Alamos National Laboratory 1,446      Direct PO 1787847/Master 1296266 rev 1 81.C03 Contract‐Department of Energy‐Sandia National Laboratory 2       Passthrough:        National Technology And Engineering 1995351 Rev 1 81.C03 Contract‐Department of Energy‐Sandia National Laboratory 67,929         National Technology And Engineering Master Agreement  1954200/PO 2117761 81.C03 Contract‐Department of Energy‐Sandia National Laboratory 10,063         Triad National Security LLC Subconract No. 536246 81.C04 Contract‐Department of Energy‐Los Alamos National Laboratory 40,402         Triad National Security LLC Subcontract No. 523265 81.C04 Contract‐Department of Energy‐Los Alamos National Laboratory 99,920     Department of Energy, Office of Energy Efficiency and      Renewable Energy      Direct SUB‐2020‐10031 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 20,455       Direct SUB‐2020‐10129 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 11,554       Direct SUB‐2020‐10236 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 1,364      Direct Subc. XEU‐7‐62518‐06; WO 3 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 28     Department of Energy, Office of Science      Direct 4000134514 mod 9 81.C10 Contract‐Department of Energy‐Oak Ridge National Laboratory 22,241       Direct 447042 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 19,192       Direct 461183 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 195,841       Direct 504235 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 2,412      Direct 511495 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 5,431      Direct 8F‐30160 M0003 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 30,897       Direct 9F‐60135 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 20,311       Direct 9F‐60207 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 16,476       Direct PO 628793 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 361,110       Direct PO 633431 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 8,093

(Continued)

‐ 14 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct PO 652444 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 1,037,527$            ‐          $                 Direct PO 667204 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 355,619       Direct Subcontract 655138 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 12,000       Direct Subcontract No. 650491 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 527,073       Direct Subcontract No. 653446 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 251,866       Passthrough:        UChicago Argonne LLC 9F‐60221 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 79,999         UT‐ Battelle, LLC 4000172018 Mod 2 81.C10 Contract‐Department of Energy‐Oak Ridge National Laboratory 13,183     Department of Health and Human Services      Passthrough:        Atoxbio ATB‐202 ACCUTE 93.CXX Contract‐Department of Health and Human Services 4,214        Mapp Biopharmaceutical, Inc ORDER NO. 001 93.CXX Contract‐Department of Health and Human Services 54,398         Terumo BCT, Inc HHS0100201600013C 93.CXX Contract‐Department of Health and Human Services 311,927     Department of Health and Human Services, Administration for      Children and Families      Direct 90PD0306‐01‐00 93.647 Social Services Research and Demonstration 17,695       Passthrough:        MN Department of Human Services GRK 143870 Amendment 1 93.603 Adoption and Legal Guardianship Incentive Payments 282,940     Department of Health and Human Services, Administration      for Community Living (ACL)      Direct 90ARCP0002‐01‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 18,537       Direct 90DDTI0036‐01 93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service 15,905       Direct 90IF0109‐03‐02 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 81,822       Direct 90RT5039‐04‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 229,201  55,931                   Direct 90RT5039‐05‐01 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 543,123  105,657                 Direct 90RTCP0003‐01‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 343,243  171,637                 Direct 90RTCP0003‐02‐01 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 487,652  16,642                   Passthrough:        Brandeis University 403315 Am 3 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 11,589         Craig Hospital 2672‐SCIMS‐UMNBY1 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 67,945         Gallaudet University 0000227533 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 4,147        Natl Assoc of States United for Aging No Award Number 93.631 Developmental Disabilities Projects of National Significance 655         University of Massachusetts Boston B000824220 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 46,809     Department of Health and Human Services, Agency for      Healthcare Research and Quality      Direct 1R36HS026088‐01 93.225 National Research Service Awards Health Services Research Training 4,452      Direct 1R36HS026659‐01A1 93.226 Research on Healthcare Costs, Quality and Outcomes 20,870       Direct 1R36HS026660‐01 93.226 Research on Healthcare Costs, Quality and Outcomes 21,355       Direct 5R01HS025164‐04 93.226 Research on Healthcare Costs, Quality and Outcomes 387,106  58,372                   Direct 5R01HS026732‐02 93.226 Research on Healthcare Costs, Quality and Outcomes 187,101       Direct 5R03HS026982‐02 93.226 Research on Healthcare Costs, Quality and Outcomes 39,688       Direct 5R18HS022836‐05 93.226 Research on Healthcare Costs, Quality and Outcomes 6,990      Direct 7R01HS024936‐04 93.226 Research on Healthcare Costs, Quality and Outcomes 185,883  76,422                   Passthrough:        Hennepin Healthcare Research Institute 07406‐04‐03/07406‐03‐05 Amend 2 93.226 Research on Healthcare Costs, Quality and Outcomes 4,748        Hennepin Healthcare Research Institute 07406‐04‐04 Amendment 2 93.226 Research on Healthcare Costs, Quality and Outcomes 23,103         Hennepin Healthcare Research Institute 07406‐04‐07 93.226 Research on Healthcare Costs, Quality and Outcomes 31,987         Hennepin Healthcare Research Institute 07406‐05‐04 93.226 Research on Healthcare Costs, Quality and Outcomes 9,311        Memorial Sloan‐Kettering Cancer Center Subaward BD524623B (previous# BD524623A) 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 21,311         Purdue University 11000850‐023 AMD#1 93.226 Research on Healthcare Costs, Quality and Outcomes 39,357         University of California, Los Angeles 1557 G VA521 93.226 Research on Healthcare Costs, Quality and Outcomes 38,524         University of California, San Francisco 11682sc 93.226 Research on Healthcare Costs, Quality and Outcomes 277,776         University of Chicago FP063214‐B 93.226 Research on Healthcare Costs, Quality and Outcomes 15,904         University of Michigan SUBK00009158 93.226 Research on Healthcare Costs, Quality and Outcomes 39,152         University of Pennsylvania Subaward 565342/PO# 3506324 93.226 Research on Healthcare Costs, Quality and Outcomes 5,210    Department of Health and Human Services, Centers for      Disease Control and Prevention      Direct 5 T42OH008434‐15‐03 93.262 Occupational Safety and Health Program 71,047 

(Continued)

‐ 15 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5 U54OH010170‐09‐02 93.262 Occupational Safety and Health Program 2,118,956$            579,476$              Direct 5U01CK000357‐05‐00 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 182,291  157,641                 Direct 5U48DP005022‐05‐01 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 453,550  232,902                 Direct 6 K01OH010763‐01‐01 93.262 Occupational Safety and Health Program 30,119       Direct 6 R01CE002913‐03‐01 93.136 Injury Prevention and Control Research and State and Community Based Programs 242,349  125,956                 Direct 6 U48DP006414‐01‐03 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 174,540       Passthrough:        Aster Labs, Inc AL19‐CDCAUTODENTALPHII‐01 93.061 Innovations in Applied Public Health Research 39,533         Boston Children’s Hospital Subcontract No. 0001763084 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 13,628         Colorado State University G‐02378‐02 Am 1 93.262 Occupational Safety and Health Program 18,980         Emory University A161277 (T854332)  (T711145) (T507350) 93.941 HIV Demonstration, Research, Public and Professional Education Projects 4,399        MN Department of Health 146997 Amendment 3 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 57,518         MN Department of Health 156168 93.435 Innovative State and Local Public Health Strategies to prevent and Manage Diabetes and

  Heart Disease and Stroke 41,339         MN Department of Health SWIFT Contract ‐135679/54110 Amend #1 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 15,000         MN Department of Health SWIFT Contract 3‐106885 Amendment No. 1 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) (959)        National Association of School Nurses Amendment 1 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 83,283         National Environmental Health Association Grant #6 NU38OT000300‐01‐01 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 65,879         National Opinion Research Center 8429.UM.01 Modification No. 01 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 4,309        The University of Iowa S00464‐02/g/p 11506150 93.262 Occupational Safety and Health Program 30,685         The University of Iowa S01137‐01 93.262 Occupational Safety and Health Program 13,273         University of Nebraska Medical Center 34‐5420‐2006‐208 93.262 Occupational Safety and Health Program 6,439        University of South Carolina Subaward 20‐3983 PO #2000050364 93.073 Birth Defects and Developmental Disabilities ‐ Prevention and Surveillance 39,196     Department of Health and Human Services, Centers for      Medicare and Medicaid Services      Passthrough:        Stratis Health No Award Number 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 1,529    Department of Health and Human Services,      Food and Drug Administration      Direct 5R01FD006100‐02 93.103 Food and Drug Administration Research 375,203       Direct 5U18FD005561‐05 93.103 Food and Drug Administration Research 728,501       Passthrough:        Inst for Advanced Clinical Trials for Children No Award Number 93.103 Food and Drug Administration Research 4,990        Kansas State University S17043 93.103 Food and Drug Administration Research 43,484         Nat’l Inst for Pharm Technology & Educ NIPTE‐U01 MN‐2020‐001 93.103 Food and Drug Administration Research 130,201         Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2018‐001 93.103 Food and Drug Administration Research (27,583)         Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2020‐002 93.103 Food and Drug Administration Research 12,207     Department of Health and Human Services, Health Resources      and Services Administration      Direct 1U1QHP33076‐01‐01 93.969 PPHF Geriatric Education Centers 563,670       Direct 4 D09HP29978‐03‐02 93.247 Advanced Nursing Education Workforce Grant Program 248,406  68,788                   Direct 5 R40MC29454‐03‐01 93.110 Maternal and Child Health Federal Consolidated Programs 104,188       Direct 5 T79MC00007‐31‐00 93.110 Maternal and Child Health Federal Consolidated Programs 250,332       Passthrough:        Fairview Health Services H30MC24052/FV2009‐201 93.110 Maternal and Child Health Federal Consolidated Programs (620)        Iowa Department of Public Health 5880HC13 93.917 HIV Care Formula Grants 163,784         Iowa Department of Public Health 5889HC13 93.917 HIV Care Formula Grants 109,356         Michigan Public Health Institute Z‐38849‐115‐504200 93.110 Maternal and Child Health Federal Consolidated Programs 17,441         Univ of Illinois Chicago 17462‐02 93.145 HIV‐Related Training and Technical Assistance 66,718         Univ of Illinois Chicago 17690 93.145 HIV‐Related Training and Technical Assistance 288,447         University of Illinois 2015‐04958‐01 amd 6 93.145 HIV‐Related Training and Technical Assistance 63,678         University of Pennsylvania 577042/UH1HP29964 PO 4421317 93.884 Grants for Primary Care Training and Enhancement 16,526         University of Washington UWSC10293/BPO29476 93.917 HIV Care Formula Grants 23,812     Department of Health and Human Services, Immed Office of      the Secretary of Health and Human Services      Direct 6ASTWH150031‐03‐03 93.088 Advancing System Improvements for Key Issues in Women’s Health 126,262  83,327             

(Continued)

‐ 16 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Passthrough:        ICON Clinical Research, Inc No Award Number 93.360 Biomedical Advanced Research and Development Authority (BARDA), Biodefense Medical

  Countermeasure Development 1,921$   ‐          $                   Janssen Research & Development, LLC 63623872FLZ3001 93.360 Biomedical Advanced Research and Development Authority (BARDA), Biodefense Medical

  Countermeasure Development 6,229        MN Department of Health SWIFT 164677 93.296 State Partnership Grant Program to Improve Minority Health 2,000        University of Wisconsin‐Madison 807K251 Mod 2 93.239 Policy Research and Evaluation Grants 1,283    Department of Health and Human Services,      National Institutes of Health      Direct 1 RF1 AG058081‐01 93.866 Aging Research 412,856       Direct 1DP2DA049279‐01 93.279 Drug Abuse and Addiction Research Programs 329,290       Direct 1F30DE029105‐01A1 93.121 Oral Diseases and Disorders Research 8,765      Direct 1F31AI145091‐01A1 REVISED 93.855 Allergy and Infectious Diseases Research 27,527       Direct 1F31AI147805‐01 93.855 Allergy and Infectious Diseases Research 17,228       Direct 1F31AI148047‐01 REVISED 93.855 Allergy and Infectious Diseases Research 23,575       Direct 1F31CA236190‐01 93.398 Cancer Research Manpower 32,681       Direct 1F31CA243306‐01 93.398 Cancer Research Manpower 29,522       Direct 1F31DK123999‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 9,433      Direct 1F31DK124968‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 577       Direct 1F31HL143952‐02 93.837 Cardiovascular Diseases Research 31,827       Direct 1F31HL151028‐01 93.838 Lung Diseases Research 6,791      Direct 1F31MH117947‐01A1 93.242 Mental Health Research Grants 11,130       Direct 1F31MH122094‐01A1 93.242 Mental Health Research Grants 8,545      Direct 1F31NS103487‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 22,496       Direct 1F31NS105457‐01A1 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 3,946      Direct 1F31NS113403‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 11,484       Direct 1F32AI150351‐01A1 93.855 Allergy and Infectious Diseases Research 14,504       Direct 1F32CA232458‐01 93.398 Cancer Research Manpower 30,569       Direct 1F32DC016815‐01 93.173 Research Related to Deafness and Communication Disorders 64,895       Direct 1F32GM126862‐02 93.859 Biomedical Research and Research Training 8,081      Direct 1F32GM128302‐01A1 93.859 Biomedical Research and Research Training 43,284       Direct 1K01AG064038‐01A1 93.866 Aging Research 11,016       Direct 1K01MH120278‐01 Revised 93.242 Mental Health Research Grants 84,440       Direct 1K22HL137901‐01 93.837 Cardiovascular Diseases Research 655       Direct 1K23MH117219‐01A1 93.242 Mental Health Research Grants 49,097       Direct 1K23MH121220‐01 & 01Revised 93.242 Mental Health Research Grants 134,106       Direct 1K99AI139381‐01A1 93.855 Allergy and Infectious Diseases Research 75,751       Direct 1OT2HL152758‐01 Revised 93.837 Cardiovascular Diseases Research 107,623       Direct 1P01CA234228‐01A1 REVISED 93.396 Cancer Biology Research 1,291,939               104,477                 Direct 1P50MH119569‐01A1 93.242 Mental Health Research Grants 85,678       Direct 1R01AA027544‐01A1 93.273 Alcohol Research Programs 116,761       Direct 1R01AA028013‐01 93.273 Alcohol Research Programs 29,924       Direct 1R01AG058820‐01A1 93.866 Aging Research 433,552       Direct 1R01AG065636‐01 93.866 Aging Research 44,822       Direct 1R01AI140547‐01A1 Revised 93.855 Allergy and Infectious Diseases Research 91,773       Direct 1R01AI143380‐01 93.855 Allergy and Infectious Diseases Research 678,411  151,584                 Direct 1R01AI143689‐01A1 93.855 Allergy and Infectious Diseases Research 59,938       Direct 1R01AI146009‐1A1 93.855 Allergy and Infectious Diseases Research 35,756       Direct 1R01AI146031‐01A1 93.855 Allergy and Infectious Diseases Research 78,264       Direct 1R01AI148669‐01 93.855 Allergy and Infectious Diseases Research 138,533       Direct 1R01CA229697‐01A1 93.396 Cancer Biology Research 60,394       Direct 1R01CA231210‐01A1 93.393 Cancer Cause and Prevention Research 132,399       Direct 1R01CA236948‐01A1 93.393 Cancer Cause and Prevention Research 238,303  9,313                     Direct 1R01CA238439‐01A1 REVISED 93.395 Cancer Treatment Research 108,835       Direct 1R01CA240953‐01 Revised 93.394 Cancer Detection and Diagnosis Research 299,791       Direct 1R01CA245550‐01A1 93.396 Cancer Biology Research 7,863      Direct 1R01CA245922‐01 REVISED 93.395 Cancer Treatment Research 63,780       Direct 1R01CA247681‐01 93.395 Cancer Treatment Research 235,946 

(Continued)

‐ 17 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1R01DA047287‐01A1 Revised 93.279 Drug Abuse and Addiction Research Programs 226,349$                14,320$                 Direct 1R01DA050894‐01 93.279 Drug Abuse and Addiction Research Programs 44,318       Direct 1R01DC017114‐02 93.173 Research Related to Deafness and Communication Disorders 238,708       Direct 1R01DC017613‐01A1 93.173 Research Related to Deafness and Communication Disorders 120,030  8,854                     Direct 1R01DK114453‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 343,312       Direct 1R01DK121019‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 52,378       Direct 1R01DK123042‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 53,643       Direct 1R01DK124201‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 29,254       Direct 1R01DK124484‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 33,328       Direct 1R01DK125039‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 970       Direct 1R01EY029700‐01A1 REVISED 93.867 Vision Research 17,506       Direct 1R01EY030893‐01 93.867 Vision Research 28,270       Direct 1R01GM130622‐02 93.859 Biomedical Research and Research Training 295,903       Direct 1R01GM130800‐01A1 93.859 Biomedical Research and Research Training 78,151       Direct 1R01GM134538‐01A1 93.859 Biomedical Research and Research Training 77,037       Direct 1R01HL132906‐01A1 93.839 Blood Diseases and Resources Research 445,378  167,273                 Direct 1R01HL144582‐01A1 93.837 Cardiovascular Diseases Research 461,267       Direct 1R01HL150053‐01A1 93.837 Cardiovascular Diseases Research 10,080       Direct 1R01HL151740‐01 93.837 Cardiovascular Diseases Research 25,553       Direct 1R01HL152215‐01 93.837 Cardiovascular Diseases Research 76,766       Direct 1R01HL153146‐01 93.837 Cardiovascular Diseases Research 646       Direct 1R01MH119355‐01A1 93.242 Mental Health Research Grants 3,138      Direct 1R01MH120589‐01 Revised 93.242 Mental Health Research Grants 206,061       Direct 1R01MH122749‐01 93.242 Mental Health Research Grants 42,594       Direct 1R01NS109498‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 164,677  30,772                   Direct 1R01NS110613‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 504,709       Direct 1R01NS110694‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 101,638       Direct 1R01NS112518‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 40,401       Direct 1R03AI154388‐01 93.855 Allergy and Infectious Diseases Research 27       Direct 1R03CA234201‐01 Revised 93.393 Cancer Cause and Prevention Research 41,413  13,258                   Direct 1R03CA249461‐01 93.393 Cancer Cause and Prevention Research 12,748       Direct 1R03CA249558‐01 93.396 Cancer Biology Research 3,129      Direct 1R03DA043022‐01A1 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 14,559       Direct 1R03ES031188‐01 93.113 Environmental Health 30,725  2,618                     Direct 1R13CA228491‐01 93.396 Cancer Biology Research 12,000       Direct 1R13CA236225‐01 93.396 Cancer Biology Research 2,955      Direct 1R13HD100192‐01 NCE 93.865 Child Health and Human Development Extramural Research 474       Direct 1R13HL149439‐01 NCE 93.837 Cardiovascular Diseases Research 10,794       Direct 1R15AI135885‐01 93.855 Allergy and Infectious Diseases Research 103,924       Direct 1R15GM128143‐01 93.859 Biomedical Research and Research Training 88,758       Direct 1R15NS112964‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 141,502       Direct 1R212AI144932‐01 93.855 Allergy and Infectious Diseases Research 260,094       Direct 1R21AG054824‐02 REV 93.866 Aging Research 82,671  22,419                   Direct 1R21AG065693‐01 93.866 Aging Research 22,532       Direct 1R21AG067537‐01 93.866 Aging Research 9,265      Direct 1R21AI136731‐01 93.855 Allergy and Infectious Diseases Research 161,853       Direct 1R21AI144501‐01A1 93.855 Allergy and Infectious Diseases Research 84,420       Direct 1R21AI146440‐01A1 93.855 Allergy and Infectious Diseases Research 53,466       Direct 1R21AI149395‐01 93.855 Allergy and Infectious Diseases Research 50,173       Direct 1R21AI149659‐01 93.855 Allergy and Infectious Diseases Research 19,261       Direct 1R21AI151427‐01 93.855 Allergy and Infectious Diseases Research 65,034       Direct 1R21AI151595‐01 93.855 Allergy and Infectious Diseases Research 11,662       Direct 1R21AI151617‐01 93.855 Allergy and Infectious Diseases Research 26,478       Direct 1R21AR075281‐01A1 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 5,880      Direct 1R21AR076167‐01 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 43,505       Direct 1R21CA218054‐02A1 93.393 Cancer Cause and Prevention Research 275,527       Direct 1R21CA235094‐01A1 REVISED 93.393 Cancer Cause and Prevention Research 75,846       Direct 1R21CA235352‐01 Revised 93.393 Cancer Cause and Prevention Research 114,924 

(Continued)

‐ 18 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1R21CA237789‐01A1 Revised 93.394 Cancer Detection and Diagnosis Research 56,371$                  ‐          $                 Direct 1R21CA246602‐01 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 27,563       Direct 1R21DA050120‐01 93.279 Drug Abuse and Addiction Research Programs 76,588       Direct 1R21DC015021‐01A1 93.173 Research Related to Deafness and Communication Disorders 41,103       Direct 1R21DE029276‐01 93.121 Oral Diseases and Disorders Research 6,728      Direct 1R21DK117466‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 171,910       Direct 1R21DK121242‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 3,357      Direct 1R21DK122832‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 274,243       Direct 1R21EB028369‐01A1 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 22,503       Direct 1R21HD099473‐01 93.865 Child Health and Human Development Extramural Research 96,244       Direct 1R21HD099779‐01 93.865 Child Health and Human Development Extramural Research 62,382  20,419                   Direct 1R21HD101075‐01 93.865 Child Health and Human Development Extramural Research 105,752  11,760                   Direct 1R21HL144559‐01 93.837 Cardiovascular Diseases Research 109,840       Direct 1R21HL150424‐01 93.837 Cardiovascular Diseases Research 7,450      Direct 1R21HL152313‐01 93.839 Blood Diseases and Resources Research 8,463      Direct 1R21MH120785‐01 93.242 Mental Health Research Grants 165,181       Direct 1R21NS111196‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 172,090       Direct 1R21NS111214‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 227,670       Direct 1R21NS112413‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 14,198       Direct 1R21NS113335‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 92,882       Direct 1R21OD028214‐01 93.351 Research Infrastructure Programs 123,002       Direct 1R21OD028758‐01 REVISED 93.351 Research Infrastructure Programs 14,836       Direct 1R33CA246363‐01 93.394 Cancer Detection and Diagnosis Research 53,883       Direct 1R34MH116878‐01A1 93.242 Mental Health Research Grants 27,577  12,560                   Direct 1R34MH121251‐01 93.242 Mental Health Research Grants 89,703  43,649                   Direct 1R34NS111654‐01 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 360,467       Direct 1R35GM131721‐01 93.859 Biomedical Research and Research Training 309,728       Direct 1R35GM131814‐01 93.859 Biomedical Research and Research Training 329,380       Direct 1R35GM136309‐01 93.859 Biomedical Research and Research Training 33,802       Direct 1R37CA240846‐01A1 93.396 Cancer Biology Research 51,363       Direct 1R56AG057498‐01A1 93.866 Aging Research 235,905  50,058                   Direct 1R56AG059675‐01 93.866 Aging Research 160,794       Direct 1R56AG059676‐01 93.866 Aging Research 181,316       Direct 1R56AG062307‐02 93.866 Aging Research 669,754  162,389                 Direct 1R56AI139200‐01 93.855 Allergy and Infectious Diseases Research 117,328       Direct 1R56DE026499‐01 93.121 Oral Diseases and Disorders Research 835       Direct 1R56DK118150‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 126,241       Direct 1R56HL130078‐01 93.837 Cardiovascular Diseases Research 22,543       Direct 1R56MH122473‐01 93.242 Mental Health Research Grants 37,399       Direct 1R56NS112296‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 259,961       Direct 1R56NS113549‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 406,191       Direct 1R61AT010712‐01 Revised 93.213 Research and Training in Complementary and Integrative Health 89,301       Direct 1R61DA049386‐02 93.279 Drug Abuse and Addiction Research Programs 410,198  76,046                   Direct 1R61HD099743‐01 93.865 Child Health and Human Development Extramural Research 333,393  57,586                   Direct 1R61HL142696‐01 REVISED 93.837 Cardiovascular Diseases Research 190,529  37,435                   Direct 1R61NS115089‐01 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 337,380       Direct 1RF1AG056976‐01 93.866 Aging Research 397,546       Direct 1RF1AG060766‐01 93.866 Aging Research 447,262       Direct 1RF1AG062135‐01 REVISED 93.866 Aging Research 650,723  279,389                 Direct 1RF1MH116978‐01 Revised 93.242 Mental Health Research Grants 290,689  129,786                 Direct 1RF1MH116987‐01 93.242 Mental Health Research Grants 398,675       Direct 1RF1MH117015‐01 Revised 93.242 Mental Health Research Grants 745,211       Direct 1RF1MH117428‐01A1 93.242 Mental Health Research Grants 145,327  26,139                   Direct 1RF1NS113287‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 303,945  175,438                 Direct 1S10OD021539‐01 93.351 Research Infrastructure Programs (1,605)       Direct 1S10OD025256‐01 93.351 Research Infrastructure Programs 2,000,000                    Direct 1T32GM132029‐01 93.859 Biomedical Research and Research Training 323,841       Direct 1T32HL139431‐01 93.837 Cardiovascular Diseases Research 109,043 

(Continued)

‐ 19 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1U01CA224160‐01 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 476,510$                81,353$                 Direct 1U2CES026533‐01 93.310 Trans‐NIH Research Support 638,672  199,018                 Direct 1UG3 NS107688‐01 Revised #3 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 1,618,236               1,059,130             Direct 1UG3AT008769‐01A1 REVISED 93.213 Research and Training in Complementary and Integrative Health 57,455  10,314                   Direct 1UG3AT009651‐01 REVISED 93.213 Research and Training in Complementary and Integrative Health (7,102)       Direct 1UG3CA244687‐01 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 176,367       Direct 1UG3DA048508‐01 93.279 Drug Abuse and Addiction Research Programs 170,161  9,814                     Direct 2P01AI035296‐25A1 93.855 Allergy and Infectious Diseases Research 1,344,003                    Direct 2P30EY011374‐21 93.867 Vision Research 197,824       Direct 2R01CA081301‐21A1 93.393 Cancer Cause and Prevention Research 285,386       Direct 2R01DA007304‐28A1 93.279 Drug Abuse and Addiction Research Programs 42,769       Direct 2R01DA016351‐09A1 and Revised 93.279 Drug Abuse and Addiction Research Programs 57,435       Direct 2R01DA038615‐06 93.279 Drug Abuse and Addiction Research Programs 27,694       Direct 2R01ES023350‐07 93.113 Environmental Health 443,626  69,418                   Direct 2R01GM046736‐24 93.859 Biomedical Research and Research Training 142,056       Direct 2R01GM055667‐23 93.859 Biomedical Research and Research Training 83,326       Direct 2R01GM057173‐18A1S1 93.859 Biomedical Research and Research Training 401,238       Direct 2R01HD080444‐06A1 93.865 Child Health and Human Development Extramural Research 29,991  1,412                     Direct 2R01‐MH066703‐18 93.242 Mental Health Research Grants 488,834       Direct 2R01MH084861‐08A1 REVISED 93.242 Mental Health Research Grants 183,053       Direct 2R01NS086312‐07 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 267,677  53,880                   Direct 2R01NSF081118‐05A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 431,387       Direct 2R15HD068176‐02 93.865 Child Health and Human Development Extramural Research 131,995       Direct 2RF1AG044342‐06A1 93.866 Aging Research 473,490       Direct 2T32AI083196‐10 93.855 Allergy and Infectious Diseases Research 234,847       Direct 2T32DK083250‐11 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 10,732       Direct 2T32HL007779‐26 93.837 Cardiovascular Diseases Research 370,258       Direct 2T32MH082761‐11 93.242 Mental Health Research Grants 336,177  196,798                 Direct 2U01DA041120‐06 93.279 Drug Abuse and Addiction Research Programs 184,917       Direct 2U2CES026533‐02 93.113 Environmental Health 1,638,346               292,702                 Direct 2U54NS065768‐11 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 609,021  84,558                   Direct 3P01AG043376‐06S1 93.866 Aging Research 518,584       Direct 3R01AG063543‐02S1 93.866 Aging Research 614,231       Direct 3R01AI145147‐02S1 93.855 Allergy and Infectious Diseases Research COVID‐19 902       Direct 3R01AI145147‐02S1 93.855 Allergy and Infectious Diseases Research 426,347       Direct 3R01CA196873‐05S1 93.393 Cancer Cause and Prevention Research 618,943  1,012                     Direct 3R01GM044757‐25S1 93.859 Biomedical Research and Research Training 531,102       Direct 3R01GM137603‐01S1 93.859 Biomedical Research and Research Training 10,727       Direct 3R01HL126171‐05S2 93.837 Cardiovascular Diseases Research 482,588  30,017                   Direct 3R21AA026919‐01A1S1 Revised 93.273 Alcohol Research Programs 171,446       Direct 3R21CA184685‐02S1 Revised 93.396 Cancer Biology Research (397)      Direct 3R33CA217780‐03S1 93.396 Cancer Biology Research 441,979       Direct 3T32HD095134‐02S1 93.865 Child Health and Human Development Extramural Research 269,416       Direct 3U01DK057182‐20S1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 255,992       Direct 3U01DK106786‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 2,248,324               296,639                 Direct 4DP2EB020537‐03 93.310 Trans‐NIH Research Support 109,746       Direct 4R01DA008075‐19 Revised 93.279 Drug Abuse and Addiction Research Programs 71,903       Direct 4R01DA033958‐04 REVISED 93.279 Drug Abuse and Addiction Research Programs 42,056       Direct 4R01DK091250‐05 Revision #2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 11,822       Direct 4R33HL142696‐02 93.837 Cardiovascular Diseases Research 467,707       Direct 4R33NS111075‐02 (formerly 1R61NS111075) 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 389,405  126,686                 Direct 4R37AI064046‐15 REVISED 93.855 Allergy and Infectious Diseases Research 65,065       Direct 4UH3AT008769‐02 93.213 Research and Training in Complementary and Integrative Health 1,389,421               514,227                 Direct 4UH3AT009651‐03 REVISED 93.213 Research and Training in Complementary and Integrative Health 716,848       Direct 5 F30 CA210345‐04 93.398 Cancer Research Manpower 27,336       Direct 5F30 OD023369‐04 93.351 Research Infrastructure Programs 58,076       Direct 5F30AG057108‐03 93.866 Aging Research 30,226       Direct 5F30AI131483‐04 93.855 Allergy and Infectious Diseases Research 47,123       Direct 5F30AR066454‐04 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 1,261

(Continued)

‐ 20 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5F30AT009162‐05 93.213 Research and Training in Complementary and Integrative Health 23,045$                  ‐          $                 Direct 5F30CA195973‐04 rev 93.398 Cancer Research Manpower (1,135)       Direct 5F30CA200432‐05 93.398 Cancer Research Manpower 43,085       Direct 5F30CA223591‐02 93.398 Cancer Research Manpower 183       Direct 5F30CA228261‐02 93.398 Cancer Research Manpower 48,421       Direct 5F30CA232399‐03 93.398 Cancer Research Manpower 44,717       Direct 5F30CA232481‐02 93.398 Cancer Research Manpower 32,852       Direct 5F30DA042510‐03 93.279 Drug Abuse and Addiction Research Programs 1,381      Direct 5F30DA043326‐04 Revised 93.279 Drug Abuse and Addiction Research Programs 34,067       Direct 5F30DK114942‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 28,865       Direct 5F30HD093285‐04 93.865 Child Health and Human Development Extramural Research 44,097       Direct 5F30HL146089‐02 REVISED 93.837 Cardiovascular Diseases Research 29,368       Direct 5F30MH108205‐03 ‐03 REVISED 93.242 Mental Health Research Grants 7,358      Direct 5F31AA026782‐02 93.273 Alcohol Research Programs 32,926       Direct 5F31AG052329‐03 93.866 Aging Research 32,144       Direct 5F31AG057104‐03 REVISED 93.866 Aging Research 3,215      Direct 5F31AG057155‐02 REVISED 93.866 Aging Research 32,014       Direct 5F31AR073629‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 28,925       Direct 5F31AR073642‐02 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 29,133       Direct 5F31CA203039‐03 REVISED 93.398 Cancer Research Manpower 4,602      Direct 5F31CA220746‐03 REVISED 93.398 Cancer Research Manpower 29,575       Direct 5F31CA243193‐02 93.398 Cancer Research Manpower 36,569       Direct 5F31DE026689‐03 93.121 Oral Diseases and Disorders Research 5,553      Direct 5F31DE027602‐02/‐02 REVISED 93.121 Oral Diseases and Disorders Research 16,073       Direct 5F31DK113694‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 29,787       Direct 5F31DK116498‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 34,204       Direct 5F31GM128325‐02 93.859 Biomedical Research and Research Training 26,325       Direct 5F31HL139090‐03 93.837 Cardiovascular Diseases Research 36,480       Direct 5F31HL139093‐03 93.837 Cardiovascular Diseases Research 5,232      Direct 5F31HL142313‐03 93.837 Cardiovascular Diseases Research 31,671       Direct 5F31NR016614‐03 93.361 Nursing Research 3,351      Direct 5F31NS095421‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 746       Direct 5F31NS103320‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 32,933       Direct 5F31NS103392‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 33,101       Direct 5F31NS108625‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 32,134       Direct 5F32AI126722‐03 93.855 Allergy and Infectious Diseases Research 13,424       Direct 5F32AI147813‐02 93.855 Allergy and Infectious Diseases Research 52,949       Direct 5F32CA210340‐03 93.398 Cancer Research Manpower 9,363      Direct 5F32DE028174‐02 REVISED 93.121 Oral Diseases and Disorders Research 66,471       Direct 5F32HL129554‐02 Revised 93.837 Cardiovascular Diseases Research (4,425)       Direct 5F32HL141056‐02 93.838 Lung Diseases Research 44,813       Direct 5F32HL145988‐02 93.838 Lung Diseases Research 86,627       Direct 5F32MH112334‐03 Revised 93.242 Mental Health Research Grants 56,390       Direct 5K01AA024805‐04 93.273 Alcohol Research Programs 146,141       Direct 5K01AA026349‐02 93.273 Alcohol Research Programs 150,444       Direct 5K01AR070894‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 123,517       Direct 5K01AT008965‐05 93.213 Research and Training in Complementary and Integrative Health 97,457       Direct 5K01DA037280‐05 93.279 Drug Abuse and Addiction Research Programs 102,343       Direct 5K01DA04902‐03 93.279 Drug Abuse and Addiction Research Programs 133,246       Direct 5K01DK116934‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 103,191       Direct 5K01HD078484‐05 93.865 Child Health and Human Development Extramural Research 6,355      Direct 5K01MH117451‐02 93.242 Mental Health Research Grants 140,537       Direct 5K01OD017242‐04 93.351 Research Infrastructure Programs 29,711       Direct 5K01OD019912‐04 Revised 93.351 Research Infrastructure Programs 97,097       Direct 5K01OD021293‐05 93.351 Research Infrastructure Programs 103,823       Direct 5K01OD027058‐02 93.351 Research Infrastructure Programs 137,632       Direct 5K01TW010268‐05 93.989 International Research and Research Training 127,851       Direct 5K08AI134262‐03 93.855 Allergy and Infectious Diseases Research 169,991 

(Continued)

‐ 21 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5K08DE027705‐02 93.121 Oral Diseases and Disorders Research 129,875$                ‐          $                 Direct 5K08GM113055‐03 93.859 Biomedical Research and Research Training 162,714       Direct 5K08HD099246‐02 93.865 Child Health and Human Development Extramural Research 116,209       Direct 5K08HL140100‐03 93.838 Lung Diseases Research 159,924       Direct 5K12GM119955‐04 93.859 Biomedical Research and Research Training 782,426  150,446                 Direct 5K12HD055887‐13 Revised 93.865 Child Health and Human Development Extramural Research 524,597       Direct 5K23AI138851‐03 93.855 Allergy and Infectious Diseases Research 159,593       Direct 5K23DC016335‐04 93.173 Research Related to Deafness and Communication Disorders 183,122       Direct 5K23DK115906‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 218,148       Direct 5K23DK118207‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 214,260       Direct 5K23HD090324‐04 93.865 Child Health and Human Development Extramural Research 128,115       Direct 5K23HL132011‐06 93.837 Cardiovascular Diseases Research 157,658       Direct 5K23HL143146‐02 93.837 Cardiovascular Diseases Research 160,424       Direct 5K23MH112867‐03 93.242 Mental Health Research Grants 200,459       Direct 5K25AI118476‐04 93.855 Allergy and Infectious Diseases Research 107,620       Direct 5K99AI147811‐02 93.855 Allergy and Infectious Diseases Research 89,105       Direct 5K99AT010012‐02 REVISED 93.213 Research and Training in Complementary and Integrative Health 91,380       Direct 5K99DC017472‐02 93.173 Research Related to Deafness and Communication Disorders 96,138       Direct 5K99DE027414‐02 93.121 Oral Diseases and Disorders Research 149,779       Direct 5K99HL141650‐02 REVISED 93.837 Cardiovascular Diseases Research 25,417       Direct 5K99HL144824‐02 93.837 Cardiovascular Diseases Research 104,324       Direct 5KL2TR002492‐03 93.350 National Center for Advancing Translational Sciences 1,260,236               31,654                   Direct 5P01AI035296‐24 Revised 93.855 Allergy and Infectious Diseases Research (13)      Direct 5P01CA065493‐25 93.395 Cancer Treatment Research 1,946,808               44,756                   Direct 5P01CA111412‐15 93.395 Cancer Treatment Research 1,914,272               330,222                 Direct 5P01CA138338‐09 93.393 Cancer Cause and Prevention Research 1,800,544               887,096                 Direct 5P01CA217806‐03 93.393 Cancer Cause and Prevention Research 2,137,933               1,162,762             Direct 5P2C HD041023‐20 93.865 Child Health and Human Development Extramural Research 385,638       Direct 5P30CA077598‐22 93.397 Cancer Centers Support Grants 3,987,604                    Direct 5P30NS076408‐09 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 415,057       Direct 5P40OD010440‐09 REVISED 93.351 Research Infrastructure Programs 789,014       Direct 5P41EB027061‐02 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 1,072,551                    Direct 5P50NS098573‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 2,275,714               77,058                   Direct 5P54HD093540‐04 93.865 Child Health and Human Development Extramural Research 2,001,805               1,430,887             Direct 5R00AA025384‐04 93.273 Alcohol Research Programs 249,546       Direct 5R00AG058800‐03 93.866 Aging Research 217,638       Direct 5R00DA037279‐04 Revised 93.279 Drug Abuse and Addiction Research Programs 52,598       Direct 5R00DA039253‐05 93.279 Drug Abuse and Addiction Research Programs 231,334       Direct 5R00DA041462‐05 93.279 Drug Abuse and Addiction Research Programs 266,330       Direct 5R00DA042895‐04 93.279 Drug Abuse and Addiction Research Programs 176,545       Direct 5R00HL111410‐05 93.837 Cardiovascular Diseases Research 42,083       Direct 5R00HL123638‐05 93.837 Cardiovascular Diseases Research 223,716       Direct 5R00HL138163‐03 93.837 Cardiovascular Diseases Research 258,883       Direct 5R00MH109627‐04 93.242 Mental Health Research Grants 204,377       Direct 5R01 HL051177‐25 93.838 Lung Diseases Research 344,950  58,942                   Direct 5R01AA015069‐10 Revised NCE 93.273 Alcohol Research Programs 348,655       Direct 5R01AA023504‐05 93.273 Alcohol Research Programs 450,285  298,984                 Direct 5R01AA024123‐05/‐05S1 93.273 Alcohol Research Programs 454,661       Direct 5R01AA026574‐02 93.273 Alcohol Research Programs 555,337  154,821                 Direct 5R01AA026598‐03 93.273 Alcohol Research Programs 296,746       Direct 5R01AA026610‐02 93.273 Alcohol Research Programs 673,091  57,107                   Direct 5R01AG020866‐18 93.866 Aging Research 256,525       Direct 5R01AG031743‐10 Revised 93.866 Aging Research (17,644)  984      Direct 5R01AG031743‐12 93.866 Aging Research 462,513  67,981                   Direct 5R01AG041831‐08 93.866 Aging Research 879,672  45,025                   Direct 5R01AG043392‐05 REVISED 93.866 Aging Research 196,322  6,900                     Direct 5R01AG048931‐05 93.866 Aging Research 524,987  81,967                   Direct 5R01AG050300‐05 93.866 Aging Research 409,077  223,265           

(Continued)

‐ 22 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R01AG053217‐05 93.866 Aging Research 756,224$                ‐          $                 Direct 5R01AG055452‐04 93.866 Aging Research 359,965       Direct 5R01AG055469‐04 93.866 Aging Research 777,069  344,912                 Direct 5R01AG055591‐04 93.866 Aging Research 601,935       Direct 5R01AG057679‐03 93.866 Aging Research 647,088  58,027                   Direct 5R01AG058687‐02 93.866 Aging Research 668,497  410,116                 Direct 5R01AG058719‐02 REVISED 93.866 Aging Research 786,288  510,728                 Direct 5R01AG059654‐03 93.866 Aging Research 315,607  46,864                   Direct 5R01AG062199‐02/‐02 REVISED 93.866 Aging Research 761,640       Direct 5R01AG062469‐02 93.866 Aging Research 191,192       Direct 5R01AG062601‐02 93.866 Aging Research 462,988       Direct 5R01AG062899‐02 93.866 Aging Research 331,622       Direct 5R01AI027998‐31 REVISED 93.855 Allergy and Infectious Diseases Research 516,906       Direct 5R01AI038903‐25 93.855 Allergy and Infectious Diseases Research 630,414       Direct 5R01AI039614‐24 93.855 Allergy and Infectious Diseases Research 379,365       Direct 5R01AI042792‐20 93.855 Allergy and Infectious Diseases Research 537,839  408,950                 Direct 5R01AI049424‐13 93.855 Allergy and Infectious Diseases Research 481,268  117,019                 Direct 5R01AI084913‐10 93.855 Allergy and Infectious Diseases Research 285,267       Direct 5R01AI089728‐09 93.855 Allergy and Infectious Diseases Research 527,314  135,379                 Direct 5R01AI093319‐04Rev 93.855 Allergy and Infectious Diseases Research (2,498)       Direct 5R01AI103760‐08 93.855 Allergy and Infectious Diseases Research 451,279       Direct 5R01AI106791‐05 93.855 Allergy and Infectious Diseases Research 67,622       Direct 5R01AI116678‐05 93.855 Allergy and Infectious Diseases Research 328,858       Direct 5R01AI118511‐05 93.855 Allergy and Infectious Diseases Research 499,614  336,085                 Direct 5R01AI122742‐05 93.855 Allergy and Infectious Diseases Research 369,685  72,807                   Direct 5R01AI123146‐05 93.855 Allergy and Infectious Diseases Research 342,521       Direct 5R01AI124512‐05 93.855 Allergy and Infectious Diseases Research 339,609  32,715                   Direct 5R01AI125127‐04 93.855 Allergy and Infectious Diseases Research 345,446  70,524                   Direct 5R01AI131586‐04 93.855 Allergy and Infectious Diseases Research 703,924  304,894                 Direct 5R01AI132496‐02 93.855 Allergy and Infectious Diseases Research 458,724  35,867                   Direct 5R01AI132563‐04 93.855 Allergy and Infectious Diseases Research 750,924  466,682                 Direct 5R01AI132962‐04 93.855 Allergy and Infectious Diseases Research 463,424       Direct 5R01AI134406‐03 93.855 Allergy and Infectious Diseases Research 478,147  99,342                   Direct 5R01AI134636‐02 93.855 Allergy and Infectious Diseases Research 629,493       Direct 5R01AI136445‐03 93.855 Allergy and Infectious Diseases Research 798,968  220,131                 Direct 5R01AI136982‐02 93.855 Allergy and Infectious Diseases Research 568,120       Direct 5R01AI139420‐02 93.855 Allergy and Infectious Diseases Research 452,507       Direct 5R01AI140631‐02 Revised 93.855 Allergy and Infectious Diseases Research 143,840       Direct 5R01AI143784‐02 93.855 Allergy and Infectious Diseases Research 830,037  328,548                 Direct 5R01AI143826‐02 93.855 Allergy and Infectious Diseases Research 357,881       Direct 5R01AI143828‐02 93.855 Allergy and Infectious Diseases Research 336,856       Direct 5R01AI147540‐02 93.855 Allergy and Infectious Diseases Research 520,444       Direct 5R01AR032961‐35/REVISED 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 6,915      Direct 5R01AR042423‐25 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 276,912       Direct 5R01AR049899‐16 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 280,444       Direct 5R01AR055267‐04 REVISED 93.846 Arthritis, Musculoskeletal and Skin Diseases Research (151) (100)       Direct 5R01AR055299‐10 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 16,202       Direct 5R01AR055685‐10 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 252,622       Direct 5R01AR064195‐07 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 357,638       Direct 5R01AR070020‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 461,101       Direct 5R01AR071349‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 417,574       Direct 5R01AR071439‐04 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 422,387  31,266                   Direct 5R01AR073966‐02 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 379,752       Direct 5R01AR075413‐02 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 362,115       Direct 5R01AT009457‐04 93.213 Research and Training in Complementary and Integrative Health 450,088       Direct 5R01CA081301‐20 93.393 Cancer Cause and Prevention Research 9,418      Direct 5R01CA095039‐12 93.393 Cancer Cause and Prevention Research 310,510       Direct 5R01CA100670‐13 93.393 Cancer Cause and Prevention Research 166,200 

(Continued)

‐ 23 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R01CA122320‐11 93.393 Cancer Cause and Prevention Research 280,266$                ‐          $                 Direct 5R01CA142714‐08 93.393 Cancer Cause and Prevention Research 598,150  43,233                   Direct 5R01CA160069‐10 REVISED 93.396 Cancer Biology Research 317,331       Direct 5R01CA172986‐05 93.396 Cancer Biology Research 24,151  24,151                   Direct 5R01CA174777‐08 93.396 Cancer Biology Research 330,411       Direct 5R01CA174861‐05 Revised 93.395 Cancer Treatment Research 112,690       Direct 5R01CA179246‐05 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 9,420      Direct 5R01CA180880‐05 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 223,438       Direct 5R01CA181024‐06 93.395 Cancer Treatment Research 372,383  84,326                   Direct 5R01CA181385‐04S1 93.396 Cancer Biology Research 67,982       Direct 5R01CA182543‐06S1 & 06S2 Revised 93.394 Cancer Detection and Diagnosis Research 54,045       Direct 5R01CA183749‐04 93.394 Cancer Detection and Diagnosis Research 221,607       Direct 5R01CA183764‐05 93.396 Cancer Biology Research 244,767       Direct 5R01CA184987‐05 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 200,945       Direct 5R01CA187027‐05 REVISED 93.393 Cancer Cause and Prevention Research 54,969       Direct 5R01CA190492‐05 93.393 Cancer Cause and Prevention Research 238,240       Direct 5R01CA192178‐05 93.396 Cancer Biology Research 292,085  30,221                   Direct 5R01CA193739‐05 Revised 93.395 Cancer Treatment Research 314,505       Direct 5R01CA196215‐05 Revised 93.395 Cancer Treatment Research 305,168       Direct 5R01CA196639‐05 93.393 Cancer Cause and Prevention Research 69,166       Direct 5R01CA196754‐04 93.393 Cancer Cause and Prevention Research 7,671 11,106                   Direct 5R01CA200652‐04 93.396 Cancer Biology Research 373,616       Direct 5R01CA203348‐05 93.395 Cancer Treatment Research 450,336  199,146                 Direct 5R01CA203851‐04 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 299,378       Direct 5R01CA204856‐03 93.395 Cancer Treatment Research 452,136  131,283                 Direct 5R01CA214550‐04 93.394 Cancer Detection and Diagnosis Research 344,747  35,357                   Direct 5R01CA215052‐04 93.396 Cancer Biology Research 308,122       Direct 5R01CA218657‐03 93.393 Cancer Cause and Prevention Research 603,901  7,989                     Direct 5R01CA220367‐04 93.394 Cancer Detection and Diagnosis Research 562,163  253,653                 Direct 5R01CA220376‐03 93.394 Cancer Detection and Diagnosis Research 377,103       Direct 5R01CA222005‐03 93.393 Cancer Cause and Prevention Research 478,403       Direct 5R01CA225435‐03 93.393 Cancer Cause and Prevention Research 411,183  331      Direct 5R01CA225973‐02 93.395 Cancer Treatment Research 198,110       Direct 5R01CA228478‐03 93.393 Cancer Cause and Prevention Research 484,690  9,806                     Direct 5R01CA228760‐02 93.395 Cancer Treatment Research 286,618       Direct 5R01CA232317‐02 Revised 93.393 Cancer Cause and Prevention Research 297,672  15,008                   Direct 5R01CA233562‐02 93.395 Cancer Treatment Research 330,242       Direct 5R01CA237272‐02 93.394 Cancer Detection and Diagnosis Research 256,474       Direct 5R01CA241627‐02 93.395 Cancer Treatment Research 334,618       Direct 5R01DA007304‐27 REVISED 93.279 Drug Abuse and Addiction Research Programs 117,555       Direct 5R01DA027232‐07 93.279 Drug Abuse and Addiction Research Programs 529,754  36,928                   Direct 5R01DA034696‐08 93.279 Drug Abuse and Addiction Research Programs 333,684       Direct 5R01DA035931‐05 93.279 Drug Abuse and Addiction Research Programs 117,566       Direct 5R01DA037229‐06 93.279 Drug Abuse and Addiction Research Programs 292,099       Direct 5R01DA037904‐05 93.279 Drug Abuse and Addiction Research Programs 543,469  418,961                 Direct 5R01DA038106‐06 Revised 93.279 Drug Abuse and Addiction Research Programs 194,657       Direct 5R01DA038615‐05 REVISED 93.279 Drug Abuse and Addiction Research Programs 158,477       Direct 5R01DA038984‐05 93.279 Drug Abuse and Addiction Research Programs 511,928       Direct 5R01DA039464‐05 93.279 Drug Abuse and Addiction Research Programs 428,726       Direct 5R01DA039912‐04 & ‐ 04S1 Rvised 93.279 Drug Abuse and Addiction Research Programs 99,966  6,110                     Direct 5R01DA039950‐05 REVISED 93.279 Drug Abuse and Addiction Research Programs 147,948  102,278                 Direct 5R01DA041808‐04 93.279 Drug Abuse and Addiction Research Programs 284,198       Direct 5R01DA044283‐02 93.279 Drug Abuse and Addiction Research Programs 424,017  143,820                 Direct 5R01DA046320‐03 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 315,089  77,518                   Direct 5R01DA048822‐02 93.279 Drug Abuse and Addiction Research Programs 329,060       Direct 5R01DA048946‐02 93.279 Drug Abuse and Addiction Research Programs 403,466       Direct 5R01DC005216‐20 93.173 Research Related to Deafness and Communication Disorders 323,530       Direct 5R01DC012262‐07 93.173 Research Related to Deafness and Communication Disorders 290,255 

(Continued)

‐ 24 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R01DC013267‐05 93.173 Research Related to Deafness and Communication Disorders 131,182$                ‐          $                 Direct 5R01DC015462‐04 93.173 Research Related to Deafness and Communication Disorders 242,870       Direct 5R01DC015987‐04 93.173 Research Related to Deafness and Communication Disorders 336,461       Direct 5R01DC016315‐02 93.173 Research Related to Deafness and Communication Disorders 189,329       Direct 5R01DE025618‐04 93.121 Oral Diseases and Disorders Research 362,246  16,723                   Direct 5R01DE026117‐03 REVISED 93.121 Oral Diseases and Disorders Research 184,078       Direct 5R01DE027043‐02 REVISED 93.121 Oral Diseases and Disorders Research 376,276       Direct 5R01DE027669‐03 93.121 Oral Diseases and Disorders Research 534,563       Direct 5R01DE028059‐02 93.121 Oral Diseases and Disorders Research 369,655  5,743                     Direct 5R01DK053189‐19 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 411,616       Direct 5R01DK054733‐18 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 440,960       Direct 5R01DK054921‐19 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 92,704       Direct 5R01DK060521‐18 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 477,296       Direct 5R01DK091538‐11 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 292,781  23,984                   Direct 5R01DK098203‐05 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 40,823  3,832                     Direct 5R01DK099137‐05 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 260,071       Direct 5R01DK101402‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 573,120  263,801                 Direct 5R01DK102496‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 170,237       Direct 5R01DK102601‐04 NCE 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 162,417       Direct 5R01DK102932‐06 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 426,000  267,568                 Direct 5R01DK104348‐04 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 91,717       Direct 5R01DK105953‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 515,366       Direct 5R01DK106130‐04 NCE 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 580,072  329,161                 Direct 5R01DK108790‐03/Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 123,034       Direct 5R01DK108893‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 383,068       Direct 5R01DK109124‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 747,499  238,873                 Direct 5R01DK109914‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 604,757       Direct 5R01DK113091‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 436,394       Direct 5R01DK113631‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 775,056       Direct 5R01DK114401‐04S1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 362,461       Direct 5R01DK115720‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 307,248       Direct 5R01DK117286‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 551,447  165,873                 Direct 5R01DK117425‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 746,268       Direct 5R01DK118664‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 585,262  135,567                 Direct 5R01DK119456‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 397,330       Direct 5R01DK122056‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 342,028       Direct 5R01EB019893‐03 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 107,701       Direct 5R01EB022558‐04 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 126,965       Direct 5R01EB023880‐03 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 355,022       Direct 5R01EB028274‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 176,712       Direct 5R01ES019564‐08 93.113 Environmental Health 349,574  75,543                   Direct 5R01ES023350‐05 93.113 Environmental Health 39,733  50,889                   Direct 5R01ES030559‐02 93.113 Environmental Health 423,019  50,949                   Direct 5R01EY002934‐37 93.867 Vision Research 84,886  8,182                     Direct 5R01EY015313‐15 93.867 Vision Research 364,706  86,914                   Direct 5R01EY017835‐10 REVISED 93.867 Vision Research 173,902  152,216                 Direct 5R01EY024261‐07 93.867 Vision Research 287,363       Direct 5R01EY025209‐03 93.867 Vision Research 87,769       Direct 5R01EY026012‐04 93.867 Vision Research 332,227  7,990                     Direct 5R01EY026514‐05 93.867 Vision Research 380,179       Direct 5R01EY026882‐05 93.867 Vision Research 321,067       Direct 5R01EY028143‐04 93.867 Vision Research 560,369       Direct 5R01EY028554‐03 93.867 Vision Research 461,442       Direct 5R01GM029123‐35 93.859 Biomedical Research and Research Training 367,234  5,775                     Direct 5R01GM038767‐31 REVISED 93.859 Biomedical Research and Research Training 64,470       Direct 5R01GM055667‐22 REVISED 93.859 Biomedical Research and Research Training 270,410       Direct 5R01GM059152‐20 93.859 Biomedical Research and Research Training 273,685       Direct 5R01GM059604‐16 93.859 Biomedical Research and Research Training 124,899  15,997             

(Continued)

‐ 25 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R01GM064589‐18 93.859 Biomedical Research and Research Training 189,276$                ‐          $                 Direct 5R01GM064742‐17 93.859 Biomedical Research and Research Training 396,923       Direct 5R01GM067203‐13 93.859 Biomedical Research and Research Training 178,796  6,959                     Direct 5R01GM074917‐13 93.859 Biomedical Research and Research Training 342,205  19,410                   Direct 5R01GM084152‐08 93.859 Biomedical Research and Research Training 196,343       Direct 5R01GM088351‐08 REVISED 93.859 Biomedical Research and Research Training (264)      Direct 5R01GM098550‐08 93.859 Biomedical Research and Research Training 464,927       Direct 5R01GM100310‐08 93.859 Biomedical Research and Research Training 428,335       Direct 5R01GM105707‐08 Revised 93.859 Biomedical Research and Research Training 313,135       Direct 5R01GM110129‐05 93.859 Biomedical Research and Research Training 131,511  48,372                   Direct 5R01GM113250‐14 REVISED 93.859 Biomedical Research and Research Training 78,389       Direct 5R01GM113952‐05 93.859 Biomedical Research and Research Training 276,024       Direct 5R01GM113985‐05 REVISED 93.859 Biomedical Research and Research Training 345,498       Direct 5R01GM115099‐14 REVISED 93.859 Biomedical Research and Research Training 160,232       Direct 5R01GM115462‐04 NCE 93.859 Biomedical Research and Research Training 244,261  15,993                   Direct 5R01GM118000‐04 93.859 Biomedical Research and Research Training 294,665       Direct 5R01GM120079‐04 93.859 Biomedical Research and Research Training 461,906  143,096                 Direct 5R01GM121414‐04 93.859 Biomedical Research and Research Training 422,474  145,186                 Direct 5R01GM121498‐03 93.859 Biomedical Research and Research Training 357,564       Direct 5R01GM121515‐03 REVISED 93.859 Biomedical Research and Research Training 248,707       Direct 5R01GM121777 93.859 Biomedical Research and Research Training 271,903       Direct 5R01GM122787‐04 93.859 Biomedical Research and Research Training 174,938       Direct 5R01GM122917‐03S1 93.859 Biomedical Research and Research Training 412,607       Direct 5R01GM122979‐03 93.859 Biomedical Research and Research Training 621,602  345,508                 Direct 5R01GM123642‐04 93.859 Biomedical Research and Research Training 204,691  79,967                   Direct 5R01GM127379‐02S1 93.859 Biomedical Research and Research Training 288,322       Direct 5R01GM127872‐03 93.859 Biomedical Research and Research Training 447,306  185,961                 Direct 5R01GM128439‐02 93.865 Child Health and Human Development Extramural Research 621,741  288,297                 Direct 5R01GM129374‐02 93.859 Biomedical Research and Research Training 378,759       Direct 5R01GM130858‐02 93.859 Biomedical Research and Research Training 368,321  53,601                   Direct 5R01GM132596‐02 93.859 Biomedical Research and Research Training 229,118       Direct 5R01GM133885‐02 93.859 Biomedical Research and Research Training 218,123       Direct 5R01GM134681‐02 93.859 Biomedical Research and Research Training 372,384  125,938                 Direct 5R01HD034294‐24 93.865 Child Health and Human Development Extramural Research 475,998       Direct 5R01HD043392‐18 93.865 Child Health and Human Development Extramural Research 643,431       Direct 5R01HD044154‐15 93.865 Child Health and Human Development Extramural Research 341,562       Direct 5R01HD044763‐12 revised 93.865 Child Health and Human Development Extramural Research 337,180  80,385                   Direct 5R01HD046697‐15 REVISED 93.865 Child Health and Human Development Extramural Research 613,350       Direct 5R01HD047283‐15 93.865 Child Health and Human Development Extramural Research 569,052       Direct 5R01HD057929‐13 93.865 Child Health and Human Development Extramural Research 635,638       Direct 5R01HD067258‐10 93.865 Child Health and Human Development Extramural Research 595,915       Direct 5R01HD069471‐09 93.865 Child Health and Human Development Extramural Research 556,472       Direct 5R01HD073126‐05 93.865 Child Health and Human Development Extramural Research 525,780  133,082                 Direct 5R01HD075349‐05 93.865 Child Health and Human Development Extramural Research 373,859       Direct 5R01HD079918‐05 93.865 Child Health and Human Development Extramural Research 251,691  21,842                   Direct 5R01HD080444‐05 93.865 Child Health and Human Development Extramural Research 167,557  15,646                   Direct 5R01HD082120‐05 93.865 Child Health and Human Development Extramural Research 221,242  9,984                     Direct 5R01HD083829‐05 93.865 Child Health and Human Development Extramural Research 256,635       Direct 5R01HD084440‐05 93.865 Child Health and Human Development Extramural Research 263,705       Direct 5R01HD084459‐05 93.865 Child Health and Human Development Extramural Research 310,299       Direct 5R01HD088176‐04 93.865 Child Health and Human Development Extramural Research 208,724       Direct 5R01HD089989‐04 93.865 Child Health and Human Development Extramural Research 501,554  234,883                 Direct 5R01HD090014‐04 93.865 Child Health and Human Development Extramural Research 514,579  116,109                 Direct 5R01HD090053‐02 93.865 Child Health and Human Development Extramural Research 588,588  33,417                   Direct 5R01HD090059‐04 93.865 Child Health and Human Development Extramural Research 660,682  201,791                 Direct 5R01HD091685‐03 93.865 Child Health and Human Development Extramural Research 539,756  60,745                   Direct 5R01HD092391‐03 93.865 Child Health and Human Development Extramural Research 501,336  221,968                 Direct 5R01HD092655‐02 REVISED 93.865 Child Health and Human Development Extramural Research 542,834  108,734           

(Continued)

‐ 26 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R01HD094809‐03 93.865 Child Health and Human Development Extramural Research 448,551$                ‐          $                 Direct 5R01HD095858‐03 93.865 Child Health and Human Development Extramural Research 376,074       Direct 5R01HD095904‐02 93.865 Child Health and Human Development Extramural Research 331,020       Direct 5R01HD098866‐02 93.865 Child Health and Human Development Extramural Research 397,747  159,608                 Direct 5R01HD100007‐02 93.865 Child Health and Human Development Extramural Research 335,231       Direct 5R01HG008605‐03 93.172 Human Genome Research 288,908  56,070                   Direct 5R01HL056067‐22 REVISED 93.839 Blood Diseases and Resources Research (1,817)       Direct 5R01HL056067‐24 Revised 93.839 Blood Diseases and Resources Research 432,909       Direct 5R01HL059367‐18 93.837 Cardiovascular Diseases Research 433,271  87,907                   Direct 5R01HL096453‐08 93.837 Cardiovascular Diseases Research 15,870       Direct 5R01HL104025‐09 NCE 93.837 Cardiovascular Diseases Research 440,939       Direct 5R01HL105397‐08 REVISED 93.837 Cardiovascular Diseases Research 169,965       Direct 5R01HL105550‐08 93.837 Cardiovascular Diseases Research 143,496  20,700                   Direct 5R01HL107572‐07 93.838 Lung Diseases Research 603,242       Direct 5R01HL114567‐08 93.839 Blood Diseases and Resources Research 498,165       Direct 5R01HL116476‐06 93.837 Cardiovascular Diseases Research 391,752  32,142                   Direct 5R01HL116720‐06 S1 93.837 Cardiovascular Diseases Research 412,773  139,783                 Direct 5R01HL118979‐07 93.839 Blood Diseases and Resources Research 484,415  78,793                   Direct 5R01HL121093‐07 93.837 Cardiovascular Diseases Research 284,607       Direct 5R01HL122323‐04 REVISED 93.837 Cardiovascular Diseases Research 7,173      Direct 5R01HL122323‐06 REVISED 93.837 Cardiovascular Diseases Research 581,003       Direct 5R01HL123227‐05 93.837 Cardiovascular Diseases Research 226       Direct 5R01HL123699‐05 93.837 Cardiovascular Diseases Research 619,934  141,629                 Direct 5R01HL125227‐04 93.838 Lung Diseases Research 741       Direct 5R01HL125236‐04 REVISED 93.838 Lung Diseases Research 748       Direct 5R01HL126041‐05 Revised 93.837 Cardiovascular Diseases Research 679,365       Direct 5R01HL126637‐05 93.837 Cardiovascular Diseases Research 650,284  159,762                 Direct 5R01HL128580‐04 93.839 Blood Diseases and Resources Research 274,649       Direct 5R01HL129814‐04 Revised 93.837 Cardiovascular Diseases Research 15,980  (813)       Direct 5R01HL130072‐‐05 Revised 93.837 Cardiovascular Diseases Research 422,375       Direct 5R01HL130099‐04 93.837 Cardiovascular Diseases Research 247,868  72,554                   Direct 5R01HL131049‐04 Revised 93.837 Cardiovascular Diseases Research 313,574  258,304                 Direct 5R01HL131579‐04 93.839 Blood Diseases and Resources Research 377,465  97,448                   Direct 5R01HL132874‐04 93.837 Cardiovascular Diseases Research 370,552       Direct 5R01HL133823‐05 93.839 Blood Diseases and Resources Research 330,786  81,070                   Direct 5R01HL134791‐03 93.837 Cardiovascular Diseases Research 464,515       Direct 5R01HL135046‐04 93.837 Cardiovascular Diseases Research 755,405  109,259                 Direct 5R01HL135895‐19 93.839 Blood Diseases and Resources Research 403,165  35,664                   Direct 5R01HL136640‐04 93.837 Cardiovascular Diseases Research 718,482       Direct 5R01HL136679‐03 93.837 Cardiovascular Diseases Research 689,941  369,253                 Direct 5R01HL136757‐04 93.837 Cardiovascular Diseases Research 474,268  35,129                   Direct 5R01HL136919‐04 93.838 Lung Diseases Research 567,476       Direct 5R01HL137204‐02S1 93.837 Cardiovascular Diseases Research 307,265       Direct 5R01HL138332‐03 93.837 Cardiovascular Diseases Research 640,604  104,744                 Direct 5R01HL138490‐04 93.837 Cardiovascular Diseases Research 351,187       Direct 5R01HL138539‐03 REVISED 93.837 Cardiovascular Diseases Research 893,640  577,873                 Direct 5R01HL139797‐02 Revised 93.838 Lung Diseases Research 155,830       Direct 5R01HL140971‐03 93.839 Blood Diseases and Resources Research 509,036  11,945                   Direct 5R01HL141288‐03 93.837 Cardiovascular Diseases Research 576,690  362,026                 Direct 5R01HL143390‐02 93.837 Cardiovascular Diseases Research 634,892  35,235                   Direct 5R01HL144130‐03 93.837 Cardiovascular Diseases Research 256,759       Direct 5R01HL146501‐02 93.837 Cardiovascular Diseases Research 588,844       Direct 5R01HL148599‐02 93.837 Cardiovascular Diseases Research 733,372       Direct 5R01LM012982‐02 93.879 Medical Library Assistance 252,596  18,390                   Direct 5R01MD010586‐05 Revised 93.307 Minority Health and Health Disparities Research 400,950  126,792                 Direct 5R01MD010729‐05 93.307 Minority Health and Health Disparities Research 461,573  45,236                   Direct 5R01MD013801‐02 93.307 Minority Health and Health Disparities Research 493,277  78,651                   Direct 5R01MH080318‐10 93.242 Mental Health Research Grants 429,114 

(Continued)

‐ 27 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R01MH104324‐05 93.242 Mental Health Research Grants 100,739$                65,337$                 Direct 5R01MH105290‐05 93.242 Mental Health Research Grants 432,693  291,206                 Direct 5R01MH107382‐04 93.242 Mental Health Research Grants 481,651       Direct 5R01MH107394‐05 93.242 Mental Health Research Grants 668,484       Direct 5R01MH107491‐05 Revised 93.242 Mental Health Research Grants 219,440  40,141                   Direct 5R01MH111413‐04 93.242 Mental Health Research Grants 908,241       Direct 5R01MH111447‐05 93.242 Mental Health Research Grants 639,397  145,421                 Direct 5R01MH112583‐03 93.242 Mental Health Research Grants 643,404  22,521                   Direct 5R01MH112688‐04 93.242 Mental Health Research Grants 401,676       Direct 5R01MH113748‐04 93.242 Mental Health Research Grants 478,672  15,918                   Direct 5R01MH115046‐02 93.242 Mental Health Research Grants 605,238  92,405                   Direct 5R01MH116156‐03 93.242 Mental Health Research Grants 471,885  139,069                 Direct 5R01MH116961‐02 93.242 Mental Health Research Grants 452,285  159,083                 Direct 5R01MH118257‐02 REVISED 93.242 Mental Health Research Grants 302,614       Direct 5R01MH118487‐02 REVISED 93.242 Mental Health Research Grants 401,586       Direct 5R01MH119384‐02 93.242 Mental Health Research Grants 460,565       Direct 5R01NR016705‐04 REVISED 93.361 Nursing Research 660,199       Direct 5R01NS018338‐33 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 340,688       Direct 5R01NS022920‐32 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 399,536       Direct 5R01NS035192‐19 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 485,130       Direct 5R01NS037019‐18 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (9,521)       Direct 5R01NS037019‐20 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 540,449       Direct 5R01NS038836‐22 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 277,294       Direct 5R01NS045667‐18 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 464,725       Direct 5R01NS045873‐12 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 261,396  6,659                     Direct 5R01NS058945‐11 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 613,177       Direct 5R01NS080816‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 480,491  334,873                 Direct 5R01NS084998‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 14,663       Direct 5R01NS085188‐05 NCE 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (66,323)       Direct 5R01NS086074‐05 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 25,344       Direct 5R01NS086219‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 64,125  32,085                   Direct 5R01NS086312‐05 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 5,817      Direct 5R01NS088518‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 22,120  19,706                   Direct 5R01NS088679‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 282,148  22,173                   Direct 5R01NS092093‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 265,065       Direct 5R01NS094151‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 288,444       Direct 5R01NS094176‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 244,431       Direct 5R01NS094206‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 510,074       Direct 5R01NS097312‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 363,291       Direct 5R01NS097649‐04 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 459,772       Direct 5R01NS098781‐04 93.859 Biomedical Research and Research Training 344,668       Direct 5R01NS099178‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 299,700       Direct 5R01NS099653‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 339,526  62,628                   Direct 5R01NS104071‐03 & ‐03 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 192,718       Direct 5R01NS105689‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 290,502       Direct 5R01NS107387‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 424,012       Direct 5R01NS108686‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 582,639       Direct 5R01NS110519‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 628,047  184,062                 Direct 5R01TW010651‐03 93.989 International Research and Research Training 222,851  54,989                   Direct 5R03AG054664‐02 93.866 Aging Research 10,220       Direct 5R03CA218733‐02 93.393 Cancer Cause and Prevention Research 134,047  51,464                   Direct 5R03CA223537‐02 93.393 Cancer Cause and Prevention Research 47,119       Direct 5R03CA227215‐02 93.395 Cancer Treatment Research 34,261       Direct 5R03CA241879‐02 93.396 Cancer Biology Research 37,004       Direct 5R03DA045150‐02 93.279 Drug Abuse and Addiction Research Programs 53,997       Direct 5R03DK114465‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 120,949       Direct 5R03EB027873‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 23,820       Direct 5R03HD093961‐02 93.865 Child Health and Human Development Extramural Research 95,768 

(Continued)

‐ 28 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R03HD097715‐02 93.865 Child Health and Human Development Extramural Research 111,395$                ‐          $                 Direct 5R03MH112895‐02 93.242 Mental Health Research Grants 22,549       Direct 5R03MH115300‐02 93.242 Mental Health Research Grants 47,338       Direct 5R03MH117254‐02 93.242 Mental Health Research Grants 70,615       Direct 5R0NS111028‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 524,111       Direct 5R18DK110732‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 570,943  84,141                   Direct 5R21 CA208529‐0 93.393 Cancer Cause and Prevention Research 3,334      Direct 5R21AA025370‐02 93.273 Alcohol Research Programs 87,113       Direct 5R21AA026632‐03 93.273 Alcohol Research Programs 280,675       Direct 5R21AG055037‐02 93.866 Aging Research (46)      Direct 5R21AG056025‐02 93.866 Aging Research 114,494       Direct 5R21AG057038‐02 Revised 93.866 Aging Research 89,158       Direct 5R21AG059068‐02 93.866 Aging Research 207,915  59,457                   Direct 5R21AG059410‐02 93.866 Aging Research 219,987       Direct 5R21AG060419‐02 93.866 Aging Research 179,471  51,650                   Direct 5R21AG061372‐02 93.866 Aging Research 195,468  7,268                     Direct 5R21AI127961‐02 93.855 Allergy and Infectious Diseases Research 73,754       Direct 5R21AI128133‐02 93.855 Allergy and Infectious Diseases Research 21,094       Direct 5R21AI135475‐02 93.855 Allergy and Infectious Diseases Research 152,856       Direct 5R21AI137487‐02 93.855 Allergy and Infectious Diseases Research 245,842       Direct 5R21AI138061‐02 93.855 Allergy and Infectious Diseases Research 165,484  88,435                   Direct 5R21AI138793‐02 REVISED 93.855 Allergy and Infectious Diseases Research 18,617  5,579                     Direct 5R21AI140109‐02 93.855 Allergy and Infectious Diseases Research 202,235       Direct 5R21AI144311‐02 93.855 Allergy and Infectious Diseases Research 136,345       Direct 5R21AT009475‐02 93.213 Research and Training in Complementary and Integrative Health 140,288       Direct 5R21CA215883‐02 NCE 93.396 Cancer Biology Research 168,540       Direct 5R21CA217695‐03 93.394 Cancer Detection and Diagnosis Research 150,496       Direct 5R21CA229297‐02 93.393 Cancer Cause and Prevention Research 158,810       Direct 5R21CA231214‐02 93.396 Cancer Biology Research 152,737  9,255                     Direct 5R21CA235385‐02 revised 93.396 Cancer Biology Research 185,623       Direct 5R21DA044809‐02 REVISED 93.279 Drug Abuse and Addiction Research Programs 60,030       Direct 5R21DA046084‐02 93.279 Drug Abuse and Addiction Research Programs 82,627  15,716                   Direct 5R21DA046188‐02 93.279 Drug Abuse and Addiction Research Programs 130,593  58,441                   Direct 5R21DC016359‐03 93.173 Research Related to Deafness and Communication Disorders 178,787       Direct 5R21DC017019‐02 Revised 93.173 Research Related to Deafness and Communication Disorders 231,133       Direct 5R21DC018070‐02 93.173 Research Related to Deafness and Communication Disorders 146,190       Direct 5R21DK112144‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 155,151       Direct 5R21EB019390‐02 REVISED 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 6,150      Direct 5R21EB022258‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 13,245       Direct 5R21ES027062‐02 93.113 Environmental Health 69,611       Direct 5R21GM127965‐02 93.859 Biomedical Research and Research Training 188,304       Direct 5R21HD097575‐02 93.865 Child Health and Human Development Extramural Research 123,532       Direct 5R21HG009208‐02 93.172 Human Genome Research 108,436       Direct 5R21HG010380‐02 93.172 Human Genome Research 167,494       Direct 5R21HL135300‐02 Revised 93.837 Cardiovascular Diseases Research 37,475  20,355                   Direct 5R21HL145377‐02 93.839 Blood Diseases and Resources Research 33,902  9,854                     Direct 5R21LM012744‐02 93.879 Medical Library Assistance 54,755  28,170                   Direct 5R21MH110208‐02 93.242 Mental Health Research Grants 113,271  1,171                     Direct 5R21MH112918‐02 93.242 Mental Health Research Grants 70,529       Direct 5R21MH122193‐02 93.242 Mental Health Research Grants 73,043       Direct 5R21NS096627‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 40,475       Direct 5R21‐NS099804‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 84,198       Direct 5R21NS101140‐02 NCE 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 66,529       Direct 5R21NS103098‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 29,378  24,848                   Direct 5R21NS108344‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 139,136  52,082                   Direct 5R21NS108715‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 134,104  36,248                   Direct 5R21NS109505‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 175,206       Direct 5R21NS112886‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 136,703 

(Continued)

‐ 29 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5R21OD027047‐02 Revised 93.351 Research Infrastructure Programs 248,187$                ‐          $                 Direct 5R24OD023041‐04 REVISED 93.351 Research Infrastructure Programs 578,077  424,214                 Direct 5R25CA200508‐05 93.398 Cancer Research Manpower 71,291       Direct 5R25DA038880‐05 93.279 Drug Abuse and Addiction Research Programs 49,654       Direct 5R25DA039074‐04 93.279 Drug Abuse and Addiction Research Programs 41,015       Direct 5R25ES023595‐08 93.143 NIEHS Superfund Hazardous Substances_Basic Research and Education 174,081  55,735                   Direct 5R25GM053403‐16 93.859 Biomedical Research and Research Training 203,161  9,827                     Direct 5R25GM086669‐08 & Revised 93.859 Biomedical Research and Research Training (238)      Direct 5R25HL088728‐13 93.837 Cardiovascular Diseases Research 161,701       Direct 5R25HL128372‐05 REVISED 93.837 Cardiovascular Diseases Research 97,189       Direct 5R25HL131487‐03 Revised 93.837 Cardiovascular Diseases Research (193)      Direct 5R25NS083059‐08Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 77,090       Direct 5R33AT009110‐04 93.213 Research and Training in Complementary and Integrative Health 334,776  42,335                   Direct 5R33CA204510‐03 93.393 Cancer Cause and Prevention Research 83,532       Direct 5R33DA046084‐04 93.279 Drug Abuse and Addiction Research Programs 185,596       Direct 5R34AA025761‐03 93.273 Alcohol Research Programs 160,203       Direct 5R34DA037888‐03 93.351 Research Infrastructure Programs 63,432       Direct 5R35CA197292‐05 93.395 Cancer Treatment Research 925,194       Direct 5R35GM118029‐05 93.859 Biomedical Research and Research Training 389,859       Direct 5R35GM118030‐05 93.859 Biomedical Research and Research Training 556,128       Direct 5R35GM118047‐05 93.859 Biomedical Research and Research Training 592,560  103,704                 Direct 5R35GM118079‐05 93.859 Biomedical Research and Research Training 341,116  8,736                     Direct 5R35GM119441‐05 93.859 Biomedical Research and Research Training 293,050       Direct 5R35GM119457‐05 93.859 Biomedical Research and Research Training 367,291       Direct 5R35GM119483‐05S1 93.859 Biomedical Research and Research Training 370,986       Direct 5R35GM119553‐05 93.859 Biomedical Research and Research Training 343,595       Direct 5R35GM124676‐03 93.859 Biomedical Research and Research Training 376,693       Direct 5R35GM124896‐03 93.859 Biomedical Research and Research Training 447,040  14,861                   Direct 5R35GM126940‐03 93.859 Biomedical Research and Research Training 291,915       Direct 5R35GM126974‐03 93.859 Biomedical Research and Research Training 433,143       Direct 5R35GM127097‐02 93.859 Biomedical Research and Research Training 383,532       Direct 5R35GM128716‐02 93.859 Biomedical Research and Research Training 264,885       Direct 5R35GM130353‐02 93.859 Biomedical Research and Research Training 369,357       Direct 5R35GM131688‐02 93.859 Biomedical Research and Research Training 334,808       Direct 5R35GM133475‐02 93.859 Biomedical Research and Research Training 225,315       Direct 5R35GM133487‐02 93.859 Biomedical Research and Research Training 115,730       Direct 5R35HL139853‐03 93.837 Cardiovascular Diseases Research 788,680  38,996                   Direct 5R37AA009367‐26 93.273 Alcohol Research Programs 652,036       Direct 5R37AG026160‐15 93.866 Aging Research 404,090       Direct 5R37AI034495‐28 93.855 Allergy and Infectious Diseases Research 406,390  28,009                   Direct 5R37AI039560‐24 93.855 Allergy and Infectious Diseases Research 300,554       Direct 5R37AI064046‐14 93.855 Allergy and Infectious Diseases Research 20,538       Direct 5R37DA005147‐30S1 93.279 Drug Abuse and Addiction Research Programs 116,524       Direct 5R37DK042921‐29 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 363,197       Direct 5R37NS077657‐07 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 716,424       Direct 5R50CA211249‐04 93.396 Cancer Biology Research 121,028       Direct 5R50CA211256‐04 93.394 Cancer Detection and Diagnosis Research 176,367       Direct 5R61AG061903‐02 93.866 Aging Research 477,909  59,720                   Direct 5R61AT009995‐02/‐02 REVISED NCE 93.213 Research and Training in Complementary and Integrative Health 94,651       Direct 5R90DE023058‐04 93.121 Oral Diseases and Disorders Research 151       Direct 5R90DE023058‐08 93.121 Oral Diseases and Disorders Research 88,197       Direct 5T32AG029796‐13 93.866 Aging Research 375,577       Direct 5T32AI007313‐32 93.855 Allergy and Infectious Diseases Research 259,674       Direct 5T32AI055433‐15 93.855 Allergy and Infectious Diseases Research 258,883       Direct 5T32AR007612‐19 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 636,804       Direct 5T32AR050938‐14 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 248,367       Direct 5T32CA009138‐45 93.398 Cancer Research Manpower 468,335       Direct 5T32CA099936‐15 93.398 Cancer Research Manpower 238,372 

(Continued)

‐ 30 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5T32CA163184‐09 93.398 Cancer Research Manpower 275,855$                ‐          $                 Direct 5T32DA007097‐39 93.279 Drug Abuse and Addiction Research Programs 595,621       Direct 5T32DA007234‐34 93.279 Drug Abuse and Addiction Research Programs 480,006       Direct 5T32DA037183‐05 93.279 Drug Abuse and Addiction Research Programs 9,704      Direct 5T32DA037183‐07 93.279 Drug Abuse and Addiction Research Programs 173,409       Direct 5T32DK007203‐41 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 183,343       Direct 5T32DK065519‐15 revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 173,743       Direct 5T32DK083250‐10 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 361,981       Direct 5T32DK108733‐03 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 178,083       Direct 5T32EB008389‐010 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 125,071       Direct 5T32EY025187‐04 93.867 Vision Research 72,071       Direct 5T32GM008244‐32 93.859 Biomedical Research and Research Training 778,111       Direct 5T32GM008347‐29 93.859 Biomedical Research and Research Training 617,862       Direct 5T32GM008700‐20 REVISED 93.859 Biomedical Research and Research Training 20,609       Direct 5T32GM108557‐05 93.859 Biomedical Research and Research Training 25,207       Direct 5T32GM113846‐10 93.859 Biomedical Research and Research Training 194,960       Direct 5T32HL007062‐44 93.839 Blood Diseases and Resources Research 456,048       Direct 5T32HL007741‐25 93.838 Lung Diseases Research 64,438       Direct 5T32HL007741‐27 93.837 Cardiovascular Diseases Research 435,432       Direct 5T32HL007779‐25 93.837 Cardiovascular Diseases Research 20,795       Direct 5T32HL129956‐05 93.837 Cardiovascular Diseases Research 280,844       Direct 5T32HL144472‐02 93.837 Cardiovascular Diseases Research 119,012       Direct 5T32MH010026‐05 93.242 Mental Health Research Grants 7,855      Direct 5T32MH015755‐40 93.242 Mental Health Research Grants 283,187       Direct 5T32MH082761‐10 93.242 Mental Health Research Grants (4,871)  9,584                     Direct 5T32MH115886‐03 93.242 Mental Health Research Grants 312,976       Direct 5T32NS105604‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 357,850       Direct 5T32OD010993‐15 93.351 Research Infrastructure Programs (58,168)       Direct 5T32OD010993‐17 93.351 Research Infrastructure Programs 565,212       Direct 5T35AI118620‐05 93.855 Allergy and Infectious Diseases Research 41,313       Direct 5T35OD011118‐09 93.351 Research Infrastructure Programs 7,681      Direct 5T90DE022732‐08 93.121 Oral Diseases and Disorders Research 393,303       Direct 5TL1TR002493‐03 93.350 National Center for Advancing Translational Sciences 555,939  47,093                   Direct 5U01AA026102‐04 93.273 Alcohol Research Programs 294,309       Direct 5U01AG042145‐18 Revised 93.866 Aging Research 372,801  (313)       Direct 5U01AI120130‐05 93.855 Allergy and Infectious Diseases Research 935,861  91,954                   Direct 5U01AI125003‐05 & ‐5S1 93.855 Allergy and Infectious Diseases Research 560,474  254,334                 Direct 5U01AI136780‐02 93.855 Allergy and Infectious Diseases Research 401,767  59,102                   Direct 5U01AI141981‐02 93.855 Allergy and Infectious Diseases Research 286,038  7,319                     Direct 5U01DA041120‐05 REVISED 93.279 Drug Abuse and Addiction Research Programs 5,037,669               3,923,853             Direct 5U01DA045523‐02 REVISED 93.279 Drug Abuse and Addiction Research Programs 246,034       Direct 5U01DA046413‐03 93.279 Drug Abuse and Addiction Research Programs 752,915  198,583                 Direct 5U01DC013030‐05 REVISED 93.173 Research Related to Deafness and Communication Disorders 161,213  78,262                   Direct 5U01DK085476‐10 revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 364,323       Direct 5U01DK116320‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 337,726       Direct 5U01EB025144‐03 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 1,779,882               616,981                 Direct 5U01EB025153‐03 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 2,926,201               2,203,183             Direct 5U01EB026978‐02 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 1,118,373               513,570                 Direct 5U01ES029603‐03 93.113 Environmental Health 524,631  133,339                 Direct 5U01HL096902‐08 Revised 93.837 Cardiovascular Diseases Research 548,345  5,940                     Direct 5U01HL117664‐05S1 93.839 Blood Diseases and Resources Research 38,255  47,617                   Direct 5U01HL127479‐03 REVISED 93.837 Cardiovascular Diseases Research 85,000       Direct 5U01HL132852‐03 93.837 Cardiovascular Diseases Research 123,251       Direct 5U01HL133818‐03 REVISED 93.837 Cardiovascular Diseases Research 647,005  248,539                 Direct 5U01MH108150‐04 NCE 93.242 Mental Health Research Grants 1,214,692                    Direct 5U01MH109038‐03 NCE 93.242 Mental Health Research Grants 1,022      Direct 5U01NS062091‐05 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (2,068)  (2,068)                    Direct 5U01NS112125‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 298,563  160,235           

(Continued)

‐ 31 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 5U24AI118635‐05 93.855 Allergy and Infectious Diseases Research 390,377$                ‐          $                 Direct 5U24CA199347‐04 Revised 93.396 Cancer Biology Research 317,114       Direct 5U24NS100649‐04 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 88,368  10,571                   Direct 5U24NS107269‐02 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 350,665       Direct 5U54CA210190‐04S2 93.397 Cancer Centers Support Grants 2,229,851               95,570                   Direct 5U54NS065768‐10 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 514,992  160,006                 Direct 5UG1HL069290‐19 93.839 Blood Diseases and Resources Research 166,483       Direct 5UG3DA048386‐02 REVISED 93.279 Drug Abuse and Addiction Research Programs 1,234,862               313,765                 Direct 5UL1TR002494‐03 93.350 National Center for Advancing Translational Sciences 7,649,133               384,093                 Direct 5UM1AI120197‐03 93.855 Allergy and Infectious Diseases Research 3,930,823               2,545,987             Direct 75N91019P00689 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 11,671       Direct 75N91019P00786 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 14,506       Direct 75N92020D00006 75N92020F00001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 215,052       Direct 75N95019D00031/75N95019F00088 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 581,571       Direct 75N95019P00724 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 46,345       Direct 7K01AR064315‐06 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 40,649       Direct 7K23MH103617‐05 93.242 Mental Health Research Grants (2,396)       Direct 7R01AR064793‐07 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 222,268       Direct 7R01AR072634‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 328,447  18,497                   Direct 7R01DA037902‐05 93.279 Drug Abuse and Addiction Research Programs 172,234  82,094                   Direct 7R01DA041730‐04 REVISED 93.279 Drug Abuse and Addiction Research Programs 159,393  25,204                   Direct 7R01GM130588‐02 93.859 Biomedical Research and Research Training 75,378       Direct 7R21AI131454‐03 Revised 93.855 Allergy and Infectious Diseases Research 86,516       Direct 7R21EB022652‐03 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 16,589       Direct 7R21ES028549‐02 93.113 Environmental Health 11,977       Direct 7R21MH109722‐03 93.242 Mental Health Research Grants 200,325       Direct 7R21MH113103‐03 93.242 Mental Health Research Grants 120,163       Direct 8F31AI150487‐02 REVISED 93.859 Biomedical Research and Research Training 28,303       Direct 8R01AI150468‐03 93.859 Biomedical Research and Research Training 487,906       Direct 9R01HL139065‐36A1 93.837 Cardiovascular Diseases Research 26,643       Direct 9U01AT010326‐07 93.213 Research and Training in Complementary and Integrative Health 840,838  504,764                 Direct F30CA232303‐02 93.398 Cancer Research Manpower 30,833       Direct F32MH118794‐02 93.242 Mental Health Research Grants 61,980       Direct HHSN261201800606P 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 65,203       Direct HHSN261201800670P 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 3,325      Direct HHSN268201600014I, TO#HHSN26800001 AMD#6 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 119,358       Direct HHSN268201600014I/75N92018F00005/PCT0‐02 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 9,677      Direct HHSN268201600014I/75N92019F00038/PCT0005 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 76,952       Direct HHSN268201600014I/75N9202F00001/PCT35‐01 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 21,527       Direct HHSN268201600014I/HHSN26800003/PCT0006‐1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 246,402       Direct HHSN268201600014I/HHSN26800004 AMD P0001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 167,555       Direct HHSN268201700003I/Order# HHSN26800003 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 314,485       Direct HHSN268201700003I/T.0.HHSN26800001 Mod2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 870,396       Direct HHSN268201700003I 75N9201F00074 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 47,108       Direct HHSN268201700003I 75N9201F00075 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 93,509  80,009                   Direct HHSN268201700003I, Task Order # HHSN2680 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 46,972       Direct HHSN268201800006I 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 480,467       Direct HHSN268201800006I 75N92020F00001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 60,799       Direct HHSN271201700008I/HHSN2710000I P00002 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 282,095  227,143                 Direct HHSN275201300023I/HHSN27500011 Am0001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 234,042       Direct HHSN275201300023I/HHSN27500012 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 182,693       Direct HHSN275201300023I/HHSN27500013 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 312,965       Direct HHSN275201300023I/HHSN27500014 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 29,605       Direct HHSN275201300023I/HHSN27500015 Am1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 80,691       Direct HHSN275201300023I/HHSN27500016 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 39,418       Direct HHSN275201300023I/HHSN27500017 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 281,813       Direct HHSN275201300023I/HHSN27500018 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 101,266       Direct HHSN275201300023I T.O. HHSN27500006 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 100,838 

(Continued)

‐ 32 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct HHSN275201700005C/4736802 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 449,789$                238,076$              Direct HHSN275201800004I/75N94019F00125 TO 4 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 21,806       Direct HHSN275201800004I/HHSN27500002 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 251,739       Direct HHSN275201800004I‐75N94019F00126 (TO5) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 47,976       Direct HHSN275201800004I‐75N94019F00127 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 70,805       Direct HHSN275201800004I‐75N94019F00129 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 18,480       Direct HHSN275201800004I‐HHSN27500001 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 17,221       Direct HHSN275201800004I‐HHSN27500003 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 21,749       Direct HHSNB275201800004I‐75N94019F00128 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 29,784       Direct K08CA234232‐02 93.398 Cancer Research Manpower 158,691  10,616                   Direct R01 EB 023339 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 284,470       Direct R01GM126002‐03s1 93.859 Biomedical Research and Research Training 329,994       Direct R01HG006851 93.172 Human Genome Research 171,025  98,412                   Direct R03AI144840‐02 93.855 Allergy and Infectious Diseases Research 135,982       Direct R03DC014309‐04 93.173 Research Related to Deafness and Communication Disorders 13,077       Direct R21AI139730‐02 93.855 Allergy and Infectious Diseases Research 91,813  11,613                   Direct R21CA216652‐02 93.395 Cancer Treatment Research 181,975       Direct R21EB021511 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health (910)      Direct R21EB022830‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 195,241       Direct R35GM124718‐02 93.859 Biomedical Research and Research Training 321,160       Direct U01HL139471‐01 93.837 Cardiovascular Diseases Research 261,379       Direct U01NS103569‐03 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 1,050,837               429,177                 Passthrough:        Abbe Vision Inc R43HL144220 UMN SUB 93.838 Lung Diseases Research 12,809         Advanced Medical Electronics Corporation AME19‐POCaEEG‐16/5R44HD085742‐03 Revised 93.865 Child Health and Human Development Extramural Research 129,788         Advanced Medical Electronics Corporation AME19‐SmartWatch‐08 93.866 Aging Research 26,290  4,822                       Albert Einstein College of Medicine 310699/PO 775633 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 133,264         Albert Einstein College of Medicine 31086A (CORE A) Am1/P0767515 93.866 Aging Research 35,553         Albert Einstein College of Medicine 31086C (Project 2)/P0767933 Amend #2 93.866 Aging Research 434,448         Albert Einstein College of Medicine 31086C P0767932 Project 3 Am #2 93.866 Aging Research 494,667  157,648                   Altor Bioscience LLC UMN‐ALT‐803‐02‐13 MM Trial 93.397 Cancer Centers Support Grants 7,148        Andamio Games LLC 700600200103 93.859 Biomedical Research and Research Training 13,897         Ann & Robert H Lurie Children’s Hospital 901534‐UMN Amendment 2 93.838 Lung Diseases Research 196,793         Applied Universal Dynamics Corporation AUD19‐3DPrinting‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 62,100         Arizona State University 16‐779 93.394 Cancer Detection and Diagnosis Research 126,918         Arizona State University 18‐343 Amendment 02 93.351 Research Infrastructure Programs 9,575        Arizona State University ASUB00000004 93.859 Biomedical Research and Research Training 42,752         Aster Labs, Inc AL19‐NIHLOSTDENTURESPHII‐01 93.121 Oral Diseases and Disorders Research 33,312         Baylor College of Medicine 7000000406 (prev 7000000199) Am. 4 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 12,652         Baylor College of Medicine PO # 7000001022 93.393 Cancer Cause and Prevention Research 39,744         Beckman Res Inst of the City of Hope PO #3000087992 (52868.2003761.669302)Am4 93.859 Biomedical Research and Research Training 332,802         Benaroya Research Inst at Virginia Mason BRI Subcontract #FY19ITN265 Am 3 93.855 Allergy and Infectious Diseases Research 13,461         Benaroya Research Inst at Virginia Mason FY18ITN105 Amendment 07 93.855 Allergy and Infectious Diseases Research 52,046         Benaroya Research Inst at Virginia Mason FY19ITN282 amd 3 93.855 Allergy and Infectious Diseases Research 59,939         Beth Israel Deaconess Medical Center 010 Am 2 93.838 Lung Diseases Research (3,002)         B‐Mogen Biotechnologies Inc 1 93.396 Cancer Biology Research 2,221        B‐Mogen Biotechnologies Inc N/A 1R41OD026567‐01 Am 1 93.351 Research Infrastructure Programs 48,775         Boston Children’s Hospital GENFD0001688925 93.879 Medical Library Assistance 32,945         Boston Children’s Hospital GENFD0001749695 Amendment 1 93.839 Blood Diseases and Resources Research 25,312         Boston Children’s Hospital Subaward No. GENFD0001680565 Amendment 3 93.837 Cardiovascular Diseases Research 434,629         Boston College 5101965‐8 93.310 Trans‐NIH Research Support 6,337        Boston University 4500002985 Amend 1 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 193,966         Brigham And Women’s Hospital 117349 amd 3 93.837 Cardiovascular Diseases Research 126,688         Brigham And Women’s Hospital 122799 93.837 Cardiovascular Diseases Research 1,450        Brigham And Women’s Hospital 5U01HL130163‐04 93.837 Cardiovascular Diseases Research 5,330        Brigham And Women’s Hospital 5U01HL130163‐04 93.837 Cardiovascular Diseases Research 205,066         Brigham And Women’s Hospital No Award Number 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 1,221        Brigham And Women’s Hospital PROTOCOL EAY131 ‐ MATCH/2015CG094 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 16,781 

(Continued)

‐ 33 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Brigham And Women’s Hospital Subaward #111014  Mod 6/U01AG048270 93.866 Aging Research 12,402$                  ‐          $                   Brown University 00001300 93.866 Aging Research 16,842         Brown University 00001383 93.866 Aging Research 32,710         Brown University 00001473 93.866 Aging Research 38,300         Buck Institute for Research on Aging SA40008‐UMN PO # 60532 93.310 Trans‐NIH Research Support 37,759         California Institute of Technology S408387 93.865 Child Health and Human Development Extramural Research 154,160         California Pacific Medical Center 280201012‐S207/PO: 28000004448 am.3 93.395 Cancer Treatment Research 57,635         California Pacific Medical Center 280201023‐S256 PO 28000007111 93.866 Aging Research 35,613         Carolinas Healthcare System Subaward #3000301333 (A18‐0261‐S004) 93.121 Oral Diseases and Disorders Research 201,519         Case Western Reserve University RES512825 Am 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,203        Case Western Reserve University RES512835 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 7,294        Case Western Reserve University RES512867/RES514008 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (2,985)         Case Western Reserve University RES513069 Am1 93.837 Cardiovascular Diseases Research 112,376         Case Western Reserve University RES513280/RES514447 Am 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 202,937         Case Western Reserve University RES514025 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (230)        Case Western Reserve University RES514947 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 105,016         Cell‐Safe Life Sciences LLC 1‐A Amendment 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 140,825         Cerovations LLC 1R43NS113655‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 36,675         Children’s Hospital Los Angeles PBMTC Study NMD 1801 93.855 Allergy and Infectious Diseases Research 24,026         Children’s Research Institute 300002904‐04 AMD#5 93.361 Nursing Research 86,235         Children’s Research Institute Subaward No. 30005547‐06 93.865 Child Health and Human Development Extramural Research 70,837         Cincinnati Children’s Hospital Med Ctr Subaward 134433 Am 9 93.837 Cardiovascular Diseases Research 263,728         Cincinnati Children’s Hospital Med Ctr Subaward 303877 Amendment 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 11,411         Colorado State University G‐64909‐1 AMD#4 93.855 Allergy and Infectious Diseases Research 78,788         Columbia University 1(GG012620‐01) 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 150,606         Columbia University 1(GG012772‐01) (PO # G12837) Amd 2 93.121 Oral Diseases and Disorders Research 8,918        Columbia University 1(GG014245)  PO# G13202 93.121 Oral Diseases and Disorders Research 86,032         Columbia University 2(GG014239‐01)/1R01AA026861‐01 93.273 Alcohol Research Programs 19,274         Columbia University 3(GG010919‐05), PO# G13108 93.838 Lung Diseases Research 11,891         Cornell University 83328‐11164/R01HD091125 93.865 Child Health and Human Development Extramural Research 142,149         Dana‐Farber Cancer Institute 1153515 Amendment 4 93.395 Cancer Treatment Research 431,747         Dartmouth College R1261 93.279 Drug Abuse and Addiction Research Programs 7,766        Dartmouth College R1358 93.855 Allergy and Infectious Diseases Research 54,341         Dartmouth College R824 Am 5 93.859 Biomedical Research and Research Training 16,300         Duke University 2037331 93.855 Allergy and Infectious Diseases Research 394         Duke University A031549 93.855 Allergy and Infectious Diseases Research 99,844         Duke University A031759 93.866 Aging Research 70,016         Duke University A031899 (A030405) 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 45,522  15,491                     Duke University A032470 93.837 Cardiovascular Diseases Research 11,428         Duke University A032810 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 17,812         Duke University A033131 93.866 Aging Research 8,154        Duke University A03‐3212 93.866 Aging Research 7,948        Duke University Subaward 2832077 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 2,095        Duke University Subaward No. 2037876, 6793_DOSE_#DOSE018 93.350 National Center for Advancing Translational Sciences 47,349         Duke University Subaward No. A030248 Amendment #1 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 27,414         Earnano LLC Earnano NCE 93.865 Child Health and Human Development Extramural Research 37,489         East Carolina University A19‐0361‐S002 93.837 Cardiovascular Diseases Research 210,690         Emory University A011148 93.855 Allergy and Infectious Diseases Research 78,590         Emory University A035490 93.839 Blood Diseases and Resources Research 257,290         Emory University A089376 Am 3 93.867 Vision Research 16,097         Emory University A140674 93.879 Medical Library Assistance 48,236         Emory University A204551 (T983416/T817178/T652736) 93.855 Allergy and Infectious Diseases Research 281,693         Emory University A324563 ‐ Amendment 3 93.855 Allergy and Infectious Diseases Research 40,800         Emory University Subaward # A234181 Amendment 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 2,825        Emory University Subaward #A221050 93.837 Cardiovascular Diseases Research 65,925         Emory University T886637 amd 1 93.866 Aging Research 22,751         Emory University T942022 AMD#2 93.855 Allergy and Infectious Diseases Research 104,740         Emory University T951649 AMD#2 93.855 Allergy and Infectious Diseases Research 226,323 

(Continued)

‐ 34 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Fluorescence Innovations, Inc No Award Number 93.350 National Center for Advancing Translational Sciences 11,595$                  ‐          $                   Fred Hutchinson Cancer Research Center 0000928696 amd 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 17,875         Fred Hutchinson Cancer Research Center 0000940849 (prev #0000901847/000086878) 93.866 Aging Research 43,468         Fred Hutchinson Cancer Research Center 0000953462  Project 220657 93.273 Alcohol Research Programs 24,888         Fred Hutchinson Cancer Research Center 0000970909 93.393 Cancer Cause and Prevention Research 1,540        Fred Hutchinson Cancer Research Center Subaward #0001021335 93.839 Blood Diseases and Resources Research 48,276         Gaia Medical Institute, LLC No Award Number 93.121 Oral Diseases and Disorders Research 14,474         Gillette Children’s Specialty Care GL1712 93.865 Child Health and Human Development Extramural Research 12,116         Hackensack Meridian Health, Inc Subaward #19018‐G10050 ‐ PO#190875 93.855 Allergy and Infectious Diseases Research 109,916         Harvard Medical School 229713 Amendment 2 NCE 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 200,911         Harvard Medical School Subaward #152427.5114587.022 93.855 Allergy and Infectious Diseases Research 457,027         Harvard Medical School Subaward 152382.5087281.1108 Am 4 93.855 Allergy and Infectious Diseases Research 253,827         Harvard University 111204‐5095651  amd 2 93.837 Cardiovascular Diseases Research 36,932         Harvard University 116071‐5089700 amd 8 93.393 Cancer Cause and Prevention Research 216,066         Harvard University 116071‐5115099 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 43,265         Harvard University 116349‐5077672/1R01AG048037 Am 5 93.866 Aging Research 45,515         Harvard University 130346‐5097334 93.393 Cancer Cause and Prevention Research 52,294         Health Research, Inc 29‐05 93.395 Cancer Treatment Research 28,118         Healthpartners Institute 85285270 X1301200UMN amd 4 93.394 Cancer Detection and Diagnosis Research 37,333         Healthpartners Institute 85285270‐X1700800 UMN Amd 1 93.866 Aging Research 32,676         Healthpartners Institute X1661700‐UMN/85285270 93.865 Child Health and Human Development Extramural Research (187)        Healthpartners Institute X1669100UMN 93.837 Cardiovascular Diseases Research 43,588         Hennepin Healthcare Research Institute 00227‐03 Amd#1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 19,582         Hennepin Healthcare Research Institute 07292‐1 amd 5 93.866 Aging Research 128,992         Hennepin Healthcare Research Institute 07373‐1 AMD5 93.279 Drug Abuse and Addiction Research Programs 15,921         Hennepin Healthcare Research Institute 07373‐2 amd 5 93.279 Drug Abuse and Addiction Research Programs 6,613        Hennepin Healthcare Research Institute 07416‐1  (Prev: 07327‐1) 93.839 Blood Diseases and Resources Research 50,774         Hennepin Healthcare Research Institute 07481‐1 93.279 Drug Abuse and Addiction Research Programs 28,784         Hennepin Healthcare Research Institute 15019‐3 Amendment 1 93.837 Cardiovascular Diseases Research 40,603         Hennepin Healthcare Research Institute 15040‐Pravetoni Amendment 2 93.279 Drug Abuse and Addiction Research Programs 105,660         Hennepin Healthcare Research Institute 15067‐1‐BakerR21 93.837 Cardiovascular Diseases Research 20,203         Hennepin Healthcare Research Institute 15105‐03 AMD2 93.866 Aging Research 101,821         Hennepin Healthcare Research Institute 15105‐04 93.866 Aging Research 12,035         Hennepin Healthcare Research Institute 15113‐01 93.279 Drug Abuse and Addiction Research Programs 43,916         Hennepin Healthcare Research Institute 15139‐1‐Jacobson 93.855 Allergy and Infectious Diseases Research 136,546         Hennepin Healthcare Research Institute 15139‐2‐Staley Amend 1 93.855 Allergy and Infectious Diseases Research 7,974        Hennepin Healthcare Research Institute 15139‐3‐Wu Amd 2 93.855 Allergy and Infectious Diseases Research 15,335         Hennepin Healthcare Research Institute 15141 ‐ UMNJoseph 93.279 Drug Abuse and Addiction Research Programs 76,486         Hennepin Healthcare Research Institute 15141‐1 (15073‐Hodges) 93.279 Drug Abuse and Addiction Research Programs 3,816        Hennepin Healthcare Research Institute 15156‐14‐01FFS 93.866 Aging Research 16,357         Hennepin Healthcare Research Institute 15212‐1 93.279 Drug Abuse and Addiction Research Programs 22,137         Hennepin Healthcare Research Institute 75N94019C00006 93.865 Child Health and Human Development Extramural Research 53,587         Hillhurst Biopharmaceuticals, Inc No Award Number 93.837 Cardiovascular Diseases Research 6,948        Houston Methodist AGMT00000656 Am1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (12,584)         Houston Methodist AGMT00000792/3079 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 7,090        Houston Methodist AGMT00000821 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (20,105)         Houston Methodist AGMT00003054 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 202,355         Houston Methodist AGMT00003063 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 66,990         Houston Methodist Agreement No. AGMT00004487 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 106,461         ID Genomics Inc IDG_UMN_03 93.837 Cardiovascular Diseases Research 20,718         Imbio, LLC Subaward # 21‐03 93.393 Cancer Cause and Prevention Research 25,383         Immusoft Corporation No Award Number 93.859 Biomedical Research and Research Training 145,526         Indiana University IN4689100UMN Amendment 4 PO 0117895 93.865 Child Health and Human Development Extramural Research 53,791         Indiana University Subaward IN‐4689103‐UM/PO #2316493 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 6,404        Innovative Design Labs Inc IDL17‐FOGCueing‐12 93.866 Aging Research 4,064        Innovative Design Labs Inc IDL18‐SleepRadar‐06 93.866 Aging Research (375)        Innovative Design Labs Inc IDL19‐ArMannPh2‐09 Amendment 1 93.866 Aging Research 84,727         Innovative Design Labs Inc IDL19‐BariManPH1‐14 Amendment 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 12,722 

(Continued)

‐ 35 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Innovative Design Labs Inc IDL20‐05_G18‐2_MrStemP2 93.859 Biomedical Research and Research Training 8,719$   ‐          $                   Institute for Clinical Effectiveness and Health Policy P20201BC 93.397 Cancer Centers Support Grants 9,916        Jaeb Center for Health Research ATS20 93.867 Vision Research (352)        Jaeb Center for Health Research EY11751 Addendum Change of PI 93.867 Vision Research (43,076)         Jaeb Center for Health Research IXT5 NCE 93.867 Vision Research 62         Jaeb Center for Health Research No Award Number 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 6,645        Jaeb Center for Health Research PEDIG/PCSOR‐CO2 93.867 Vision Research 307         Jaeb Center for Health Research PON1 Protocol v2.0 4‐11‐16 93.867 Vision Research 105         Jaeb Center for Health Research U10EY14231 Protocol V 93.867 Vision Research 53         Joan & Sanford I Weill Med College 193572‐11/183723‐11 (old number) 93.855 Allergy and Infectious Diseases Research 172,641         Johns Hopkins University 2002825182  Mod 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 31,501         Johns Hopkins University 2002869214 amendment 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 12,713         Johns Hopkins University 2003043569 Amend 5 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 68,967         Johns Hopkins University 2003081760 93.866 Aging Research 231,549         Johns Hopkins University 2003150437 Am 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 38,812         Johns Hopkins University 2003379587 amd 3 93.866 Aging Research 16,797         Johns Hopkins University 2003455787 93.866 Aging Research 519,705         Johns Hopkins University 2003488832 amd 2 93.837 Cardiovascular Diseases Research 55,035         Johns Hopkins University 2003574654 Amend 1 93.121 Oral Diseases and Disorders Research 43,168         Johns Hopkins University 2004032323 93.837 Cardiovascular Diseases Research 947         Johns Hopkins University 2004089232 Amd 01 93.866 Aging Research 115,196         Johns Hopkins University 2004379592 93.865 Child Health and Human Development Extramural Research 176,765         Johns Hopkins University 2004502906 Am 1 93.837 Cardiovascular Diseases Research 10,300         Johns Hopkins University 2004526271 93.837 Cardiovascular Diseases Research 358,198         Joslin Diabetes Center, Inc 100059 Am 3 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 62,475         Joslin Diabetes Center, Inc 100072 Amendment 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 131,219         Joslin Diabetes Center, Inc 100073 AM 2 2UC4DK101108‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 47,266         Joslin Diabetes Center, Inc 19‐880‐10 Am 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 5,811        Kaiser Fdn Res Inst RNG200279 amd 3 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 2,198        Kaiser Fdn Res Inst RNG200279‐04 Amendment 5 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 8,055        Kaiser Permanente RNG200103‐AL‐Lewis Amd 4 93.837 Cardiovascular Diseases Research 26,144         Koronis Biomedical Technologies Corp No Award Number 93.865 Child Health and Human Development Extramural Research 20,000         La Jolla Inst for Allergy & Immunology 24109‐01‐198‐391 93.837 Cardiovascular Diseases Research 30,800         La Jolla Inst for Allergy & Immunology 30039‐01‐198‐381 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 7,971        Leidos Biomedical Research, Inc 13XS134Q8 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 545,674  316,541                   Leidos Biomedical Research, Inc 13XS134T11 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 343,037  289,151                   Leidos Biomedical Research, Inc 16X054Q1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 110,511         Leidos Biomedical Research, Inc 16X054Q2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 805,470         Leidos Biomedical Research, Inc 16X054Q3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 275,914         Leidos Biomedical Research, Inc 16X054Q5 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 37,964         Leidos Biomedical Research, Inc 16X054Q6 Mod 8 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 126,792         Leidos Biomedical Research, Inc 16X054Q7 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 112,644         Leidos Biomedical Research, Inc 16X054Q8 (600.137.75.01.001.001.0001) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 396,197  9,938                       Leidos Biomedical Research, Inc 16X054Q9 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 32,374  4,831                       Leidos Biomedical Research, Inc 18X107CF2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health COVID‐19 3,703,487               3,577,437               Leidos Biomedical Research, Inc 18X107CF3 (Replaced: 13XS134Q10) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 3,030,900               2,773,811               Leidos Biomedical Research, Inc 18X107CF4  ATP COVID‐19 Observation 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health COVID‐19 39,121         Leidos Biomedical Research, Inc 18X107CQ1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 328,849         Leidos Biomedical Research, Inc 20CTA‐DM0015 Mod 1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health COVID‐19 338,248         Leidos Biomedical Research, Inc Task Order #: 13XS134Q1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (9)         Lifespan 712‐7522 Amendment 2 93.242 Mental Health Research Grants 24,622         Loyola University of Chicago 210415‐Minnesota Am1 93.837 Cardiovascular Diseases Research 69,510         Magee‐Womens Research Institute 6591 Am1 93.866 Aging Research 19,235         Makerere University MUWRP‐UMN001 93.989 International Research and Research Training 4,188        Massachusetts Eye And Ear Infirmary 530750 93.173 Research Related to Deafness and Communication Disorders 34,059         Massachusetts General Hospital 232888 Am1 93.395 Cancer Treatment Research 48,162         Massachusetts General Hospital 232951 Am1 93.395 Cancer Treatment Research 57,094         Massachusetts General Hospital 300310 Amend 1 93.173 Research Related to Deafness and Communication Disorders (1,965) 

(Continued)

‐ 36 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Massachusetts General Hospital Subaward No. 231512 NCE 93.242 Mental Health Research Grants 84,765$                  ‐          $                   Massachusetts Institute of Technology S4442 ‐ PO 381507 93.397 Cancer Centers Support Grants 77,522         Massachusetts Institute of Technology S4527/PO 150195 Am 2 93.242 Mental Health Research Grants 105,258         Massachusetts Institute of Technology S4546/PO# 140744 Am 2 93.279 Drug Abuse and Addiction Research Programs 106,275         Massachusetts Institute of Technology S4730 ‐ PO 288653 Amendment 1 93.242 Mental Health Research Grants 66,243         Mayo Clinic ‐ Arizona REG‐262464/PO#67074039 93.855 Allergy and Infectious Diseases Research 205,933         Mayo Clinic ‐ Jacksonville CREST‐2 RUM‐224063‐2 ‐ Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 39,025         Mayo Clinic ‐ Jacksonville MIN‐232483‐02 ‐ CREST‐H ‐ Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 506         Mayo Clinic ‐ Jacksonville REG‐251795‐01/PO #67214939 93.859 Biomedical Research and Research Training 161,061         Mayo Clinic ‐ Jacksonville UMN‐232390‐04/PO #67191461 AMD#4 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 142,027         Mayo Clinic ‐ Scottsdale REG‐233918/PO 66914100 Amendment #2 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 202,625         Mayo Clinic ‐ Rochester 64881331 AMD 7 93.393 Cancer Cause and Prevention Research 13,665         Mayo Clinic ‐ Rochester REG‐184662‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (549)        Mayo Clinic ‐ Rochester REG‐201232‐06 amd 10 (PO#66645875) 93.865 Child Health and Human Development Extramural Research 158,480         Mayo Clinic ‐ Rochester REG‐212376‐01 Am 3/PO 66461867 93.361 Nursing Research 18,372         Mayo Clinic ‐ Rochester REG‐213137‐05/PO#66612885 93.866 Aging Research 18,030         Mayo Clinic ‐ Rochester REG‐214591‐04/PO 64715172/66883976 93.351 Research Infrastructure Programs 75,109         Mayo Clinic ‐ Rochester REG‐217886‐01/PO #66861702 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 49,607         Mayo Clinic ‐ Rochester REG‐221862‐02 PO# 66350857 93.855 Allergy and Infectious Diseases Research 102,315         Mayo Clinic ‐ Rochester REG‐233617‐01/PO# 67304963 AMD#4 93.866 Aging Research 56,760         Mayo Clinic ‐ Rochester REG‐242396‐02/PO#67352812 93.866 Aging Research 99,792         Mayo Clinic ‐ Rochester REG‐242552‐01/PO 66759377 Am3 93.837 Cardiovascular Diseases Research 22,160         Mayo Clinic ‐ Rochester REG‐244457‐01/PO #66780943 93.867 Vision Research 37,220         Mayo Clinic ‐ Rochester REG‐253968/PO #67277679 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 67,682         Mayo Clinic ‐ Rochester REG‐254500/PO #66694844 93.350 National Center for Advancing Translational Sciences 89,992         Mayo Clinic ‐ Rochester REG‐256112‐01, PO#67230486 93.866 Aging Research 529,771         Mayo Clinic ‐ Rochester REG‐258771/PO #66915139 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 45,621         Mayo Clinic ‐ Rochester REG‐260249/PO #66985798 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 15,136         Mayo Clinic ‐ Rochester Subaward UMN‐260175/PO #66982485 Amend 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 11,546         Mayo Clinic ‐ Rochester UMN‐182363/PO #67016723 93.397 Cancer Centers Support Grants 18,794         Mayo Clinic ‐ Rochester UMN‐202340‐06 Am 4/PO 66613114 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 126,398         Mayo Clinic ‐ Rochester UMN‐213364/PO #67055339 93.837 Cardiovascular Diseases Research 108,899         Mayo Clinic ‐ Rochester UMN‐231278‐02/PO#66889048 93.350 National Center for Advancing Translational Sciences 279,032         Mayo Clinic ‐ Rochester UMN‐231778‐05/PO #67410508 Am 5 93.242 Mental Health Research Grants 97,324         Mayo Clinic ‐ Rochester UMN‐242021‐02;PO#67351359 93.395 Cancer Treatment Research 198,698         Mclean Hospital 401611 93.242 Mental Health Research Grants 88,605         Medical College of Wisconsin 5R01CA214805‐03, PO#6108174 93.393 Cancer Cause and Prevention Research 35,311         Medical College of Wisconsin R01CA238562 Amendment 1 93.395 Cancer Treatment Research 37,313         Medical University of South Carolina A00‐3656‐S008 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 14,567         Medical University of South Carolina MUSC18‐063‐8B465/A00‐2240‐S008 NCE 93.865 Child Health and Human Development Extramural Research 6,738        Memorial Sloan‐Kettering Cancer Center BD518885D 93.393 Cancer Cause and Prevention Research 107,744         Memorial Sloan‐Kettering Cancer Center BD523809C amendment 2 93.393 Cancer Cause and Prevention Research 24,622         Memorial Sloan‐Kettering Cancer Center BD526729 93.395 Cancer Treatment Research 129,160         Moai Technologies, LLC Amendment 2 93.866 Aging Research 181,660         Mount Sinai School of Medicine 0255‐3312‐4605 Am1 93.867 Vision Research (3,676)         Mount Sinai School of Medicine 0255‐8271‐4609 amd 5 93.113 Environmental Health 83,627         Mount Sinai School of Medicine 0255‐8276‐4609 amd 1 93.113 Environmental Health 78,586         Mount Sinai School of Medicine 0255‐A911‐4609 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 156,273         Mount Sinai School of Medicine 0255‐B821‐4609 93.859 Biomedical Research and Research Training 73,779         Mount Sinai School of Medicine 0258‐A406‐4609 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 249,768         Nanocellect Biomedical Inc No Award Number 93.859 Biomedical Research and Research Training 40,080         Nanocomposix, Inc 7127‐01 93.242 Mental Health Research Grants 146,814         National Jewish Health 20072212/2U01HL089897 93.838 Lung Diseases Research 4,617        National Marrow Donor Program BMT CTN PROTOCOL #1702 93.839 Blood Diseases and Resources Research 493         National Marrow Donor Program BMT CTN PROTOCOL #1704 93.839 Blood Diseases and Resources Research 4,883        Nationwide Children’s Hospital Subaward No. 700196‐0420‐00 93.865 Child Health and Human Development Extramural Research 3,884        Nationwide Children’s Hospital Subaward No. 700198‐0620‐00 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 7,843        Nationwide Children’s Hospital Subaward No. 700210‐0720‐02 PO 4604403 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 31,432 

(Continued)

‐ 37 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Neuro Devices, Inc No Award Number 93.350 National Center for Advancing Translational Sciences 199,394$                ‐          $                   New England Research Institutes Prime: U24HL135691 Am 3 93.837 Cardiovascular Diseases Research 8,225        New York Blood Center, Inc VIM‐NIH554 ‐ PO#NYB1001719/NYB1008490 93.855 Allergy and Infectious Diseases Research 207,061         New York University 16‐A0‐00‐006256‐01 project # 112544 93.310 Trans‐NIH Research Support 239,659         New York University 19‐A1‐00‐1001708 Project # 113913 93.242 Mental Health Research Grants 194,435         New York University F0019‐11 Am 1 93.310 Trans‐NIH Research Support 57,657         New York University Subaward No. 19‐A0‐00‐1003237 93.310 Trans‐NIH Research Support 52,633         Northern Ca Inst for Research & Educ YAF2194‐02 93.866 Aging Research 12,677         Northwest Indian College NWIC‐SA24226‐UMN Amend 2 93.859 Biomedical Research and Research Training 38,550         Northwestern University 60037126 UMN, Amend A05 93.838 Lung Diseases Research 3,913        Northwestern University 60039432 UM A03 93.837 Cardiovascular Diseases Research 20,189         Northwestern University 60045250 UMN am 2 93.310 Trans‐NIH Research Support 21,727         Northwestern University 60053373 UMN 93.837 Cardiovascular Diseases Research 47,273         Northwestern University 60054546 UMN 93.310 Trans‐NIH Research Support 3,341        Northwestern University 60055096 MINN 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 101,359         Northwestern University 60055357 UM 93.838 Lung Diseases Research 21,099         Northwestern University 60055432 UM 93.396 Cancer Biology Research 32,937         Ocean State Research Institute , Inc 122208 93.838 Lung Diseases Research 43,792         Oregon Health & Science University 1011881_UMINN 93.855 Allergy and Infectious Diseases Research 6,681        Oregon Health & Science University 1012949_UMN_Hardeman 93.837 Cardiovascular Diseases Research (999)        Oregon Health & Science University 1012949_UMN_Yeazel Am 1 93.837 Cardiovascular Diseases Research (302)        Oregon State University P0465A‐A 93.866 Aging Research 79,769         Pacific Health Research Institute 21603‐03 AM 2 93.866 Aging Research 883         Penn State Milton S Hershey Medical Ctr UMNDK082183 Amend 7 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 797         Pennsylvania State University 5675‐UM‐DHHS‐2573 A3 93.242 Mental Health Research Grants 17,871         Pennsylvania State University UMNCA21877 Amd 1/2R21CA218774‐02 93.395 Cancer Treatment Research 25,441         Pennsylvania State University UMNHG008983 Am. 1 93.172 Human Genome Research 166,748         Pennsylvania State University UMNHL127699 Amendment 3 93.837 Cardiovascular Diseases Research 52,416         Photonic Pharma LLC S1/2019 93.866 Aging Research 108,606         Platinum Group Coatings, LLC 1R44NS103714‐1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 108,829         Posit Science Corporation No Award Number 93.242 Mental Health Research Grants 13,397         Purdue University 11000451‐013 93.351 Research Infrastructure Programs 1,356        Purdue University 11000509‐013 93.113 Environmental Health 58,503         Recombinetics, Inc 1R43AG055178‐01 Amend 2 93.866 Aging Research 1         Recombinetics, Inc Subaward No. 1U24OD026641‐01 93.310 Trans‐NIH Research Support 20,990         Research Foundation for Mental Hygiene 146008 93.279 Drug Abuse and Addiction Research Programs 161,600  12,039                     Research Foundation for Mental Hygiene PO 144763 93.279 Drug Abuse and Addiction Research Programs 70,936  13,669                     Reshape Lifesciences Inc 1R43DK122846‐01 Amend 1 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 40,888         Rhode Island Hospital 701‐7137274 93.837 Cardiovascular Diseases Research (1,309)         Rhode Island Hospital 701‐7137393 Amend 2 93.837 Cardiovascular Diseases Research 5,652        Rush University Medical Center 15120306‐Sub01 Amend 3 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 19,545         Rutgers University 0506/1018 93.839 Blood Diseases and Resources Research (6,000)         Rutgers University Subaward No. 1219 ‐ PO#1259850 93.859 Biomedical Research and Research Training 76,335         Safetraces, Inc 2R44ES025070‐02‐02 Am 1 93.113 Environmental Health 75,135         San Diego State University Foundation SA0000591 93.273 Alcohol Research Programs (1,078)         San Diego State University Foundation SA0000630 (58715C P3491 7803 211) Am 2 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research (2,434)         San Diego State University Foundation SA0000712 93.279 Drug Abuse and Addiction Research Programs 60,826         Saneron CCEL Therapeutics, Inc No Award Number 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 250,978         Scripps Research Institute Dba Calibr 5‐27301 93.838 Lung Diseases Research 25,447         Scripps Research Institute Dba Calibr 5‐53480/5‐53859 93.859 Biomedical Research and Research Training 34,897         Scripps Research Institute Dba Calibr CAR‐T SUB under R01CA208398‐04 93.395 Cancer Treatment Research 41,786         Social & Scientific Systems, Inc PHR‐SSS‐S‐18‐005423/HHSN273201800005I 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 12,893         Social & Scientific Systems, Inc PHR‐SSS‐S‐19‐005728 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 25,935         Sonovol, Inc R44HL138185‐02 Amendment 2 93.838 Lung Diseases Research 63,630         St Jude Children’s Research Hospital 111287250‐7859268 93.395 Cancer Treatment Research 8,554        St Jude Children’s Research Hospital 111978071‐7931017 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 38,894         Stanford University 61595906‐126418 NCE 93.866 Aging Research 8,612        Stanford University 61626839‐127916 Amendment 3 93.866 Aging Research 20,298 

(Continued)

‐ 38 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Stanford University 61867425‐125439 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 61,386$                  ‐          $                   Stanford University 61909337‐133224/R01AG059791 Amd 1 93.866 Aging Research 24,012         State Univ of New York at Stony Brook 83346/2/1151052 93.855 Allergy and Infectious Diseases Research 68,311         Stategics, Inc R44TR001596 93.350 National Center for Advancing Translational Sciences 36,024         Sylvatica Biotech, Inc No Award Number 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 26,628         Sylvatica Biotech, Inc R44CA228758 93.396 Cancer Biology Research 22,230         TDA Research, Inc 6103.002.RB.UMN.18.01 Mod 002 93.121 Oral Diseases and Disorders Research 194,642         Temple University 259909‐UMN Am 4 93.361 Nursing Research 155,159         Temple University 263158 UMinn 93.242 Mental Health Research Grants 81,374         Temple University 266008‐UMN 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 15,741         Texas A & M University M1901897 AMD#1 93.113 Environmental Health 132,147         Texas Tech University 18052NS Am. 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 6,348        The Children’s Hospital of Philadelphia ALTE1621/FP00021561_SUB44_01 ‐ Mod 1 93.395 Cancer Treatment Research 2,769        The Children’s Hospital of Philadelphia FP00015221_SUB233_01 93.395 Cancer Treatment Research 1,350        The Children’s Hospital of Philadelphia FP00017458_SUB34_01 93.395 Cancer Treatment Research 9,027        The Children’s Hospital of Philadelphia FP00023693_Sub142_01/Activity 9400710617 93.U01 Unid CFDA‐Department of Health and Human Services‐NIH 3,929        The Children’s Hospital of Philadelphia FP00025505_SUB76_02/PO 20141317‐RSUB 93.395 Cancer Treatment Research 28,799         The Children’s Hospital of Philadelphia FP00025505‐SUB39_01/PO # 20037522‐RSUB 93.395 Cancer Treatment Research 184,881         The Children’s Hospital of Philadelphia FP00026529_SUB163_01 93.395 Cancer Treatment Research 34,660         The Children’s Hospital of Philadelphia FP00026529_SUB338_01 93.395 Cancer Treatment Research 15,233         The Children’s Hospital of Philadelphia FP00026529_SUB411_01/PO 20098569‐RSUB 93.395 Cancer Treatment Research 7,557        The Children’s Hospital of Philadelphia FP00026529_SUB543_01/PO#20110749‐RSUB 93.395 Cancer Treatment Research 7,557        The Children’s Hospital of Philadelphia FP00026529_SUB625_01/PO 20126291‐RSUB 93.395 Cancer Treatment Research 30,230         The Children’s Hospital of Philadelphia FP00026537_SUB07_02 93.395 Cancer Treatment Research 12,317         The Children’s Hospital of Philadelphia FP00028127_SUB46_01 93.399 Cancer Control 3,990        The Children’s Hospital of Philadelphia PEP CTN ‐ PO9500120719‐04C 93.395 Cancer Treatment Research 7,114        The Children’s Hospital of Philadelphia PO #20107671‐RSUB/FP00026529_SUB476_01 93.395 Cancer Treatment Research 15,115         The Children’s Hospital of Philadelphia PO 20124717‐RSUB 93.395 Cancer Treatment Research 4,830        The Children’s Hospital of Philadelphia PO 961991‐RSUB 3200100121 Am 4 93.855 Allergy and Infectious Diseases Research 342,586         The Children’s Hospital of Philadelphia Sub FP0025505_SUB18_01 93.395 Cancer Treatment Research 76,784         The Children’s Hospital of Philadelphia Subaward 3200880522/PO #200012330 Mod3 93.865 Child Health and Human Development Extramural Research 9,878        The Children’s Mercy Hospital 601164/R01HL148463 93.837 Cardiovascular Diseases Research 3,774        The Emmes Corporation 1UC4DK114839‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 14,538         The Emmes Corporation Application ID 1UC4DK114839‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 33,889         The George Washington University 18‐B03/5U01DK094176‐07 Am1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 18,372         The George Washington University 7/19‐B03/U01DK094176 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 252,835         The George Washington University Clinical Center #28/R01DK104845 NCE 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 14,599         The George Washington University S‐EDS1516‐AT49 Amend #5/R01DK104845 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 17,417         The George Washington University S‐GRD1718‐SC28/S‐GRD1819‐SC28/S‐GRD1920‐ 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 571,146         The George Washington University S‐GRD1718‐SC42 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (13,621)         The George Washington University S‐GRD1819‐SC42 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 224,843         The George Washington University S‐GRD1920‐SC42 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 1,042,821                      The Nathan S Kline Inst for Psych Res 26526 93.242 Mental Health Research Grants 45,839         The Ohio State University 60071085 93.837 Cardiovascular Diseases Research 6,304        The Ohio State University 60076073 Amendment 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 1,383        The Ohio State University Sub 60064928 Amend 2/PO #RF01532505 93.393 Cancer Cause and Prevention Research 136,306         The Ohio State University Sub No. 60073082 (PO #RF01592303) 93.393 Cancer Cause and Prevention Research 57,341         The Ohio State University Subaward 60075024/PO #RF01595615 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 9,108        The Research Foundation of SUNY 100‐1142202‐79260 93.279 Drug Abuse and Addiction Research Programs 25,910         The Restful Jaw Company, LLC Swift ‐ SBIR    Amendment 3 93.121 Oral Diseases and Disorders Research 57,604         The State University of New York Buffalo R1154222 93.859 Biomedical Research and Research Training 29,482         The Univ of N Carolina at Chapel Hill 5101372 Am 5 93.855 Allergy and Infectious Diseases Research 340,886         The Univ of N Carolina at Chapel Hill 5104694 Am 3 93.242 Mental Health Research Grants 12,390         The Univ of N Carolina at Chapel Hill 5106147 amd 3 93.866 Aging Research 22,503         The Univ of N Carolina at Chapel Hill 5106340 amd 2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (50)        The Univ of N Carolina at Chapel Hill 5107612/5R01AG044034‐09 93.866 Aging Research 8,598        The Univ of N Carolina at Chapel Hill 5108310/4R37AR049003‐16 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 18,108         The Univ of N Carolina at Chapel Hill 5109014 93.865 Child Health and Human Development Extramural Research 24 

(Continued)

‐ 39 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        The Univ of N Carolina at Chapel Hill 5109091 Am 2 93.865 Child Health and Human Development Extramural Research 14,792$                  ‐          $                   The Univ of N Carolina at Chapel Hill 5112638 (prevously 511149) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 31,236         The Univ of N Carolina at Chapel Hill 5112997/75N92019D00010 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 90,013         The Univ of N Carolina at Chapel Hill 5113144 93.865 Child Health and Human Development Extramural Research (272)        The Univ of N Carolina at Chapel Hill 5113661 93.242 Mental Health Research Grants 396,854         The Univ of N Carolina at Chapel Hill 5113833 Am1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 47,043         The Univ of N Carolina at Chapel Hill 5113871 (previously 5110653) 93.865 Child Health and Human Development Extramural Research 46,196         The Univ of N Carolina at Chapel Hill 5114050 93.865 Child Health and Human Development Extramural Research 3,058        The Univ of N Carolina at Chapel Hill 5114541 93.865 Child Health and Human Development Extramural Research 70,541         The Univ of N Carolina at Chapel Hill 5115793 (previously 5109240, 5112635) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 65,510         The Univ of N Carolina at Chapel Hill 5115794 (previously 5109542, 5112637) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 24,195         The Univ of N Carolina at Chapel Hill 5116028 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 80,830         The Univ of N Carolina at Chapel Hill 5116342 93.837 Cardiovascular Diseases Research 9,088        The Univ of N Carolina at Chapel Hill 5116387 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 29,348         The Univ of N Carolina at Chapel Hill 5116689 93.837 Cardiovascular Diseases Research 137         The Univ of N Carolina at Chapel Hill 5116698 93.865 Child Health and Human Development Extramural Research 21,653         The Univ of N Carolina at Chapel Hill 5116708 (5113276) 93.837 Cardiovascular Diseases Research 13,417         The Univ of N Carolina at Chapel Hill Subaward No. 5115834 93.393 Cancer Cause and Prevention Research 15,273         The University of Alabama 000412838‐107 93.121 Oral Diseases and Disorders Research 2,857        The University of Alabama at Birmingham 000412838‐114 93.121 Oral Diseases and Disorders Research 5,011        The University of Alabama at Birmingham 000504515‐SP001‐SC001 93.307 Minority Health and Health Disparities Research 332,689  13,520                     The University of Alabama at Birmingham 000511740‐001 Am 3 93.837 Cardiovascular Diseases Research 32,025         The University of Alabama at Birmingham 000521125‐SC003 93.393 Cancer Cause and Prevention Research 30,937         The University of Alabama at Birmingham 000521543‐SC003 A01 93.397 Cancer Centers Support Grants 10,875         The University of Alabama at Birmingham HHSN272201100036C/000406279‐004 Amend 5 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 13,394         The University of Alabama at Birmingham Subaward #000522211‐SC009 Amendment A01 93.855 Allergy and Infectious Diseases Research 13,028         The University of Arizona 560351 93.393 Cancer Cause and Prevention Research 3,219        The University of Iowa S00159‐01 93.879 Medical Library Assistance (724)        The University of Iowa S00176‐01 93.879 Medical Library Assistance (276)        The University of Iowa S00747‐02 93.350 National Center for Advancing Translational Sciences 46,525         The University of Iowa S00984‐01 93.879 Medical Library Assistance 49,993         The University of Iowa Subaward #S00538‐02 Amendment 06 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,319        The University of Iowa W000783975/PO#1001571251 Amend 04 93.859 Biomedical Research and Research Training 1,109        The University of Kansas FY2016‐063 AMD#7 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (4,838)  (433)         The University of New Mexico 3RGH6 93.394 Cancer Detection and Diagnosis Research 31,627         The University of Toledo F‐2019‐15 93.859 Biomedical Research and Research Training 31,908         The University of Utah 10041913‐028/PO #U000225480 Am 3 93.173 Research Related to Deafness and Communication Disorders 9,891        The University of Utah 10045839‐03/PO U000089277 93.310 Trans‐NIH Research Support 1,843        The University of Utah 10050224‐02 93.310 Trans‐NIH Research Support 56,274         The University of Vermont 29072SUB51721 Am 6 93.837 Cardiovascular Diseases Research 368         The University of Vermont 29168SUB53362 93.837 Cardiovascular Diseases Research 19,421         Tufts University NIH003 AMD#2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 50,660         U of TX Health Science Ctr at Houston 0012348B AMD#3 93.837 Cardiovascular Diseases Research 30,460         U of TX Health Science Ctr at Houston 0012700A amendment 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 44,394         U of TX Health Science Ctr at Houston SA0000218 93.865 Child Health and Human Development Extramural Research 43,226         Univ of Illinois Chicago 16031‐02 E0019212 Am 4 93.113 Environmental Health 15,240         Univ of Illinois Chicago 16601‐02 93.395 Cancer Treatment Research 26,734         Univ of Oklahoma Health Sciences Center RS20152564‐05 93.393 Cancer Cause and Prevention Research (1,863)         Univ of TX MD Anderson Cancer Center 3001389553 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 24,497         University of Alaska Fairbanks UAF 16‐0053 P0499044 Mod 5 93.273 Alcohol Research Programs 74,948         University of Alaska Fairbanks UAF 18‐0031/PO 0519175 mod 2 & 3 93.242 Mental Health Research Grants 61,195         University of California, San Diego 105651703 Amendment #1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 120,296         University of California, San Diego 116631733 MP invoice # S9002277 AM 001 93.279 Drug Abuse and Addiction Research Programs 47,858         University of California, San Diego 122016827 PO9002400 93.837 Cardiovascular Diseases Research 111,674         University of California, San Diego 76275816 (S9001409) Amd# 003 93.113 Environmental Health 23,808         University of California, Berkeley 00010111/7R01AI135118‐02 93.855 Allergy and Infectious Diseases Research 120,358         University of California, Berkeley 1R56AI127809‐01A1 00009921 93.855 Allergy and Infectious Diseases Research 28,214         University of California, Davis A19‐1542‐S001‐A01 93.837 Cardiovascular Diseases Research 437,221 

(Continued)

‐ 40 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        University of California, Irvine 2018‐3681 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 266,740$                ‐          $                   University of California, Irvine 2019‐1233 93.837 Cardiovascular Diseases Research 66,414         University of California, San Francisco 10725SC 93.394 Cancer Detection and Diagnosis Research 40,579         University of California, San Francisco 11298sc Amend 1 93.855 Allergy and Infectious Diseases Research 318,382         University of California, San Francisco 11302sc 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 7,826        University of California, San Francisco 11643SC 93.855 Allergy and Infectious Diseases Research 124,089         University of California, San Francisco 8561sc Am7 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,099        University of California, San Francisco 9300SC Am 2 93.855 Allergy and Infectious Diseases Research 13,028         University of California, San Francisco 9441sc Amendment 4 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 4,364        University of California, San Francisco 9973sc 93.242 Mental Health Research Grants (6,262)         University of California, San Francisco Subaward 11866sc 93.855 Allergy and Infectious Diseases Research (8,988)         University of California, San Francisco Subaward 6026SC, Amend 8 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 24,357         University of California, Santa Barbara KK1746 93.838 Lung Diseases Research 99,074         University of Central Florida 22206111‐02 93.866 Aging Research 40,384         University of Chicago FP063361 Amendment 3 93.859 Biomedical Research and Research Training 53,850         University of Cincinnati 009844‐013 93.142 NIEHS Hazardous Waste Worker Health and Safety Training 295,431         University of Cincinnati 009844‐013 93.142 NIEHS Hazardous Waste Worker Health and Safety Training COVID‐19 6,928        University of Cincinnati 009844‐013 Am 7 93.142 NIEHS Hazardous Waste Worker Health and Safety Training 85,338         University of Cincinnati 011266‐136086 Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 23,066         University of Cincinnati 011337‐136086 Amendment 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 2,927        University of Cincinnati Stu010785‐136086 Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 31,027         University of Colorado FY18.209.004 Am. FY20.209.002_AMD2 93.279 Drug Abuse and Addiction Research Programs 510,999         University of Colorado Denver FY19.001.018 Amd 1 FY20.001.014 93.307 Minority Health and Health Disparities Research 28,384         University of Colorado Denver FY20.001.020_AMD4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 22,043         University of Colorado Denver Subaward FY19.741.001/Project 2‐5‐A7510 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 9,771        University of Florida SUB00001661/R01AI141810 93.855 Allergy and Infectious Diseases Research 142,201         University of Florida SUB00002009 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 76,794         University of Florida UFDSP00010856 Amendment 3 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 20,097         University of Florida UFDSP00011573, Amd No.4 93.393 Cancer Cause and Prevention Research 6,854        University of Florida UFDSP00011945 Amendment #1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 1,341        University of Florida UFDSP00012040 Amd 1 93.859 Biomedical Research and Research Training 130,987         University of Houston R‐19‐0097 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 26,117         University of Illinois 16376‐01 93.394 Cancer Detection and Diagnosis Research 35,737         University of Kansas Medical Center ZAB00020 Am 3, 5R01CA207445‐03 93.396 Cancer Biology Research 233         University of Kansas Medical Center ZAC000B0 93.865 Child Health and Human Development Extramural Research 55,735         University of Kentucky 3200002124‐19‐048  PO #7800004457 Am 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 10,468         University of Maryland 55359‐Z0084201 Mod C 93.865 Child Health and Human Development Extramural Research 444,317         University of Maryland 60838‐Z0120201 Amendment B 93.173 Research Related to Deafness and Communication Disorders 116,980         University of Maryland 64883‐Z0158202 Am A 93.855 Allergy and Infectious Diseases Research 173,788         University of Maryland 68740‐Z0198201/3R01HD053654‐12S1 Amd B 93.865 Child Health and Human Development Extramural Research 61,074         University of Massachusetts Dartmouth 30662‐Minn 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 28,453         University of Miami 669357/SPC‐000500 Am 2 93.396 Cancer Biology Research (282)        University of Miami 669586/New number: SPC‐000520 93.279 Drug Abuse and Addiction Research Programs 13,927         University of Miami SPC‐000258 (669331) 93.279 Drug Abuse and Addiction Research Programs 84,260         University of Miami SPC‐000259/Formerly 669093 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,975        University of Miami SPC‐000972 93.394 Cancer Detection and Diagnosis Research 47,761         University of Michigan 3003647173 Am 5 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 4,615        University of Michigan 3003917272 93.310 Trans‐NIH Research Support 32,252         University of Michigan 3005955394 Am3/5U01AG009740‐31 93.866 Aging Research 572,717         University of Michigan 3006018045 (Sub No. 3004206309 Am 4) 93.394 Cancer Detection and Diagnosis Research 47,347         University of Michigan NIMASTER‐5000002947 Amendment 70 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (5,842)         University of Michigan PO 3005472741 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 149,508         University of Michigan SUBK00004108‐ESETT amendment 72 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 15,391  4,200                       University of Michigan SUBK00007162/PO 3005250935 93.866 Aging Research 12,886         University of Michigan SUBK00007941 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 29,069         University of Michigan SUBK00008190 93.394 Cancer Detection and Diagnosis Research 32,247         University of Michigan SUBK00009647/PO 3005572628 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 7,879        University of Michigan SUBK00009775 A 2/PO #3005056947 93.279 Drug Abuse and Addiction Research Programs 141,153 

(Continued)

‐ 41 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        University of Michigan SUBK00009776 PO# 3005049085 Am 2 93.279 Drug Abuse and Addiction Research Programs 60,660$                  ‐          $                   University of Michigan SUBK00009845 ‐ PO3005076034 Am 4 93.393 Cancer Cause and Prevention Research 30,843         University of Michigan SUBK00011712 (SUBK00009920) 93.865 Child Health and Human Development Extramural Research 6,062        University of Michigan SUBK9210CSPR‐001 Am 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 51,302  51,274                     University of Missouri C00054503‐1 am3 93.121 Oral Diseases and Disorders Research 32,944         University of Missouri C00067338‐1 93.837 Cardiovascular Diseases Research 79,778         University of Missouri C00067876‐1 93.859 Biomedical Research and Research Training 67,733         University of Montana PG20‐61096‐01 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 133,901         University of Nebraska Medical Center 34‐2001‐2002‐001 Am 3 93.855 Allergy and Infectious Diseases Research 105,328         University of Nebraska‐Lincoln 24‐0524‐0055‐002 Amend 5 93.279 Drug Abuse and Addiction Research Programs 1,853        University of Nebraska‐Lincoln 34‐5321‐2003‐010 Am 4 93.865 Child Health and Human Development Extramural Research 4,288        University of North Texas RF00205‐2020‐0275 93.307 Minority Health and Health Disparities Research 7,481        University of Notre Dame 203156UMN 93.866 Aging Research 36,338         University of Pennsylvania 569701 PO: 3714109 93.866 Aging Research 299,456         University of Pennsylvania 572516  PO# 4031302 Amd 2 93.837 Cardiovascular Diseases Research 19,575         University of Pennsylvania 574485 PO 4402266/3U01DK103225‐05S1 Am2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 65,469         University of Pennsylvania 576151 (previously 573518) PO4221660 93.307 Minority Health and Health Disparities Research 2,786        University of Pennsylvania 577658 Amd 4 (PO# 4349030) 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 56,353         University of Pennsylvania 578134 93.866 Aging Research 10,644         University of Pennsylvania 578136 PO 4402266/2U01DK103225‐06 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 15,732         University of Pennsylvania 578136 PO 4452548 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 39,157         University of Pittsburgh 0041597(130470‐6) 93.837 Cardiovascular Diseases Research 16,973         University of Pittsburgh AWD00000172 (134229‐2) 93.837 Cardiovascular Diseases Research 35,859         University of Pittsburgh AWD00000243 (134445‐32) 93.350 National Center for Advancing Translational Sciences 38,508         University of Pittsburgh AWD00000265 (133352‐1)/R01AG063525 93.866 Aging Research 42,087         University of Pittsburgh AWD00000417 (132723‐2)/0047227 Amend 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (26,171)         University of Pittsburgh CNVA00046691 (133106‐22) 93.838 Lung Diseases Research 20,479         University of Pittsburgh CNVA00050925 (127001‐1) Amend 4 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 7,755        University of Pittsburgh CNVA00052180 (128591‐2) 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 10,107         University of Pittsburgh CNVA00052280 (128823‐1) Am 2 93.242 Mental Health Research Grants 26,234         University of Pittsburgh CNVA00059060 (131131‐1) 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 32,543         University of Pittsburgh CNVA0061690 (713658‐21) 93.838 Lung Diseases Research (3,544)         University of Pittsburgh CNVA0062045 (131810‐2) 93.837 Cardiovascular Diseases Research 57,845         University of Rhode Island 0007491/11012018 93.855 Allergy and Infectious Diseases Research 14,000         University of Rochester 416460 am 5 93.865 Child Health and Human Development Extramural Research 112,231         University of Rochester 417397G/UR FAO GR510825 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 110,895         University of Rochester 417398G/UR FAOGR510826 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 135,540         University of Rochester 417515G/GR510785 93.865 Child Health and Human Development Extramural Research 161,297         University of Rochester 417516G/URFAO: GR510783 Am 1 93.865 Child Health and Human Development Extramural Research 66,592         University of Rochester 417699 Am 1/URFAO: GR510868 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 40,117         University of South Florida 1210‐1078‐00‐A Amd 2/7R01HL125353‐05 93.839 Blood Diseases and Resources Research 86,427         University of South Florida 1210‐1078‐00‐B Amd 2/7R01HL125353‐05 93.839 Blood Diseases and Resources Research 22,383         University of South Florida 6118‐1082‐01‐B Am2/PO P000000935 93.866 Aging Research 37,293         University of South Florida 6163‐1050‐00‐AI 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 12,869         University of South Florida PO #0000232760,0000241987  Amendment #12 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 118,708         University of South Florida Sub No. 6163‐1082‐10‐BT _PO P000006645 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 94,184         University of Southern California 107811817 Am 2 93.866 Aging Research 135,615         University of Southern California 109626572 Am1,Ref 123426732, PO 50835747 93.837 Cardiovascular Diseases Research 28,466         University of Southern California 111319089 Amendment 2 93.866 Aging Research 54,151  19,350                     University of Southern California 131711412(114046901,103433103) AMD#5 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 33,075         University of Southern California Subaward 53712500 am 6/USC PO 50251353 93.866 Aging Research 24,467         University of Southern California Subaward No. 78431037 am4/PO# 10474607 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 200,568         University of Texas at Houston 3001389570 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 534         University of Toronto Subgrant1 ‐ 504069 Am 2 93.172 Human Genome Research 77,366         University of Virginia GB10094 PO #2167242 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 108,872         University of Washington BPO: 18306/Subaward: UWSC 9393 93.837 Cardiovascular Diseases Research 19,207         University of Washington BPO24439 UWSC7773 Amendment #10 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 9,568        University of Washington BPO32084 UWSC8534 Am 3 & 4 93.837 Cardiovascular Diseases Research 33,410 

(Continued)

‐ 42 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        University of Washington UWSC10599/BPO No. 33091 Am 1 93.273 Alcohol Research Programs 72,102$                  ‐          $                   University of Washington UWSC10600/BPO No. 33095 93.273 Alcohol Research Programs 19,274         University of Washington UWSC10601/BPO No. 33096 93.273 Alcohol Research Programs 9,039        University of Washington UWSC10691 93.310 Trans‐NIH Research Support 319,784         University of Washington UWSC10941 BPO36086/PO42487 93.837 Cardiovascular Diseases Research 72,184         University of Washington UWSC11312 PO# 42260 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 138,717         University of Washington UWSC11326 BPO No. 42349 93.879 Medical Library Assistance 45,676         University of Washington UWSC11429 93.855 Allergy and Infectious Diseases Research 10,165         University of Washington UWSC11434 BPO 43327 93.866 Aging Research 98,553         University of Washington UWSC11474 (BPO43611) 93.838 Lung Diseases Research 1,373        University of Washington UWSC8606 amd 7/PO# 33394 (prev #20522) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 78,485         University of Washington UWSC9767/BPO# 23146 93.242 Mental Health Research Grants (12,431)         University of Washington UWSC9910/BPO# 25359/33204/33209 93.389 National Center for Research Resources 168,134  64,043                     University of Washington UWSC9986/BPO#: 26006 Am 3 93.865 Child Health and Human Development Extramural Research 47,389         University of Wisconsin‐Madison 0000000101 93.866 Aging Research 107,583         University of Wisconsin‐Madison 568K971, Amend 4 93.866 Aging Research (298)        University of Wisconsin‐Madison 573K425 amd 5 93.866 Aging Research 30,669         University of Wisconsin‐Madison 706K694 am 4/UW sub #5101963‐2 93.310 Trans‐NIH Research Support 8,546        University of Wisconsin‐Madison 754K445 Mod 2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 8,455        University of Wisconsin‐Madison 754K482 Mod 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 1,021        University of Wisconsin‐Madison 754K913 Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 5,956        University of Wisconsin‐Madison 769K705 Mod#3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (4,618)         University of Wisconsin‐Madison 774K745/T.O. HHSN26100011 Mod #3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 5,673        University of Wisconsin‐Madison 774K756/T.O. HHSN26100011 Mod #4 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 43,558         University of Wisconsin‐Madison 815K242 93.867 Vision Research (50)        University of Wisconsin‐Madison 844K664/1P01AI132132‐01A1 93.855 Allergy and Infectious Diseases Research 31,220         University of Wisconsin‐Madison 864K765 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 22,672         University of Wisconsin‐Madison 894K692 93.866 Aging Research 7,678        UT Southwestern Medical Center GMO 170303 93.859 Biomedical Research and Research Training 57,740         UT Southwestern Medical Center GMO 190910 PO 000001599A Am2 93.837 Cardiovascular Diseases Research 398,473         Vanderbilt University UNIV60508 A1 93.393 Cancer Cause and Prevention Research 159,610         Vanderbilt University UNIV61455 93.837 Cardiovascular Diseases Research 1,935        Vanderbilt University VUMC73715 93.173 Research Related to Deafness and Communication Disorders 6,204        Vanderbilt University VUMC74395 93.172 Human Genome Research 7,000        Vanderbilt University Medical Center VUMC67586/PO4019022001 Amendment 2 93.393 Cancer Cause and Prevention Research 43,408         Veterans Medical Research Foundation 098750001‐323285 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 27,078         Vigilant Diagnostics, LLC 00059978 am 2 93.361 Nursing Research 14,875         Virginia Polytechnic Inst & State Univ 412513‐19114 Am 1 93.279 Drug Abuse and Addiction Research Programs 60,795         Wake Forest University 109‐101720‐551083 93.866 Aging Research 333,642         Wake Forest University 5U54DA031659‐08 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 2,151,724               788,910                   Wake Forest University WFUHS 114489 (prev114488 ,14486,114487) 93.837 Cardiovascular Diseases Research 32,679         Wake Forest University WFUHS 115478 Am 1 93.866 Aging Research (377)        Wake Forest University WFUHS 552702 Amd 2 93.866 Aging Research 89,933         Washington State University 127687 G003651 Amendment F 93.307 Minority Health and Health Disparities Research 63,885         Washington State University 130996 G003858 Amd A 93.273 Alcohol Research Programs 24,134         Washington State University 130996‐G004057 93.273 Alcohol Research Programs 4,568        Washington State University 132471 G003958 93.866 Aging Research 23,598         Washington University in St Louis PO 2940333H/WU‐19‐416 93.242 Mental Health Research Grants 135,341         Washington University in St Louis Subaward No. WU‐18‐209‐MOD‐1/PO 2935104E 93.866 Aging Research (6,547)         Washington University in St Louis Subaward WU‐15‐403‐MOD‐2 Amendment 2 93.839 Blood Diseases and Resources Research 3,850        Washington University in St Louis Subaward WU‐20‐494/PO #2941732H 93.242 Mental Health Research Grants 10,738         Washington University in St Louis WU‐16‐157 MOD‐4/PO# 2928578A 93.242 Mental Health Research Grants 185,972         Washington University in St Louis WU‐18‐388‐MOD‐1  PO#2935385E 93.273 Alcohol Research Programs 33,371         Washington University in St Louis WU‐18‐436 Amendment 2 PO 2933781G 93.866 Aging Research 17,116         Washington University in St Louis WU‐18‐455 PO 2935522E 93.242 Mental Health Research Grants (11,091)         Washington University in St Louis WU‐19‐305 PO 2935068G/5U01AG052564‐03R 93.866 Aging Research 29,971  3,743                       Washington University in St Louis WU‐19‐328‐MOD‐1/PO 2939513H 93.865 Child Health and Human Development Extramural Research 53,307         Washington University in St Louis WU‐19‐378‐MOD‐2 PO 2934940G 93.866 Aging Research 75,123 

(Continued)

‐ 43 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Washington University in St Louis WU‐19‐437‐MOD‐2/PO 2940231H 93.242 Mental Health Research Grants 789,270$                ‐          $                   Washington University in St Louis WU‐20‐484 93.866 Aging Research 200,772         Washington University in St Louis WU‐20‐63 MOD 1/PO 2940450H 93.866 Aging Research 682,575         Westat, Inc 6426‐S06 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 45,056         Westat, Inc Subcontract No. 6410 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 2,469        Westat, Inc Subcontract No. 8954 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 2,336        Xeris Pharmaceuticals, Inc 820966 AMD#2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 8,888        Yale University GR104981/GR107853 93.837 Cardiovascular Diseases Research 10,029         Yale University GR105476 (CON‐80001682) 93.866 Aging Research 19,374     Department of Health and Human Services, Substance Abuse      and Mental Health Services Administration      Direct 5H79TI081900‐02 93.788 Opioid STR 39,674       Passthrough:        MN Department of Human Services PTK% 151061 93.958 Block Grants for Community Mental Health Services 239         MN Department of Human Services SWIFT 162875/PO 3‐71377 93.788 Opioid STR 149,414         New York University 107139/PO# M190266822 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance 49,837     Department of Homeland Security      Direct HSHQDC‐17‐A‐B0007/HSHQDC‐17‐J‐00436 97.CXX Contract‐Department of Homeland Security 79,480       Direct HSHQDC‐17‐A‐B0007/HSIGAQ‐17‐J‐00043 97.CXX Contract‐Department of Homeland Security 39,665     Department of Housing and Urban Development, Assistant      Secretary for Community Planning and Development      Passthrough:        Univ of Illinois Chicago 17408 14.228 Community Development Block Grants/State’s program and Non‐Entitlement Grants in Hawaii 32,544     Department of Housing and Urban Development, Office of      Lead Hazard Control and Healthy Homes      Passthrough:        University of Illinois 17807 14.906 Healthy Homes Technical Studies Grants 5,075    Department of Justice, Office of Justice Programs      Passthrough:        The University of Iowa g/p # 15701800/PO# 1001910930 Am 02 16.560 National Institute of Justice Research, Evaluation, and Development Project Grants 37,622     Department of State, Bureau of Educational and Cultural Affairs      Passthrough:        International Research & Exchanges Board FY20‐YALI‐PM‐UMN‐06 19.009 Academic Exchange Programs ‐ Undergraduate Programs 5,707    Department of the Interior      Direct CON000000082448 (USDI Nat’l Adv Silviculture Prog) 15.CXX Contract‐Department of the Interior 15,143       Direct CON000000082449 (USDI Nat’l Adv Silviculture Prog) 15.CXX Contract‐Department of the Interior 7,571      Passthrough:        Wisconsin Dept of Natural Resources 37000‐0000011780 15.CXX Contract‐Department of the Interior 39,244     Department of the Interior, National Park Service      Direct P15AC00003 Mod 05 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 36,545       Direct P16AC00858 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 1,856      Direct P16AC01721 Mod No. 02 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 15,636       Direct P17AC000250 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 1,445      Direct P17AC00246 mod 0005 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 104,857       Direct P17AC00470 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 62,170       Direct P17AC01116 Mod 0002 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 22,973       Direct P17AC01153 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 65,650       Direct P18AC00073 M1 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 78,275       Direct P18AC00222 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 9,690      Passthrough:        Northland College P19AC00256NC01 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 9,694    Department of the Interior, U.S. Fish and Wildlife Service      Direct F16AC00053 15.655 Migratory Bird Monitoring, Assessment and Conservation 3,214      Direct F17AC00105 Mod 1 15.647 Migratory Bird Conservation 440       Direct F17AC00778 15.662 Great Lakes Restoration 3,998      Direct F18AC00038 Amd 2 15.678 Cooperative Ecosystem Studies Units 100,009       Direct F18AC00817 15.678 Cooperative Ecosystem Studies Units 26,123       Direct F18AC00875 15.662 Great Lakes Restoration 74,698 

(Continued)

‐ 44 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct F18AC00960 15.678 Cooperative Ecosystem Studies Units 13,451$                  ‐          $                 Direct F19AC00289 15.662 Great Lakes Restoration 121,645       Direct F19AP00480 15.657 Endangered Species Conservation ‐ Recovery Implementation Funds 129,441       Direct F20AC00270 15.662 Great Lakes Restoration 48,799       Passthrough:        Ball State University F19AC00023 Am. 1 15.678 Cooperative Ecosystem Studies Units 82,621         Grand Portage Band of Chippewa Indians No Award Number 15.639 Tribal Wildlife Grants 47,619         Minnesota Zoo No Award Number 15.662 Great Lakes Restoration 30,974         MN Department of Natural Resources 131122/3000121842 15.662 Great Lakes Restoration 14,558         MN Department of Natural Resources 141275/3000131563 15.655 Migratory Bird Monitoring, Assessment and Conservation 5,913    Department of the Interior, U.S. Geological Survey      Direct G15AC00421 15.808 U.S. Geological Survey Research and Data Collection (5)       Direct G16AP00064 S7 15.805 Assistance to State Water Resources Research Institutes 132,065       Direct G18AC00017 15.808 U.S. Geological Survey Research and Data Collection 3       Direct G18AC00177 15.810 National Cooperative Geologic Mapping (951)      Direct G18AC00213 15.808 U.S. Geological Survey Research and Data Collection 173       Direct G18AC00345 0002 15.808 U.S. Geological Survey Research and Data Collection 24,108       Direct G18AC00352 15.805 Assistance to State Water Resources Research Institutes 57,819       Direct G19AC00043 15.808 U.S. Geological Survey Research and Data Collection 2,111      Direct G19AC00206 15.808 U.S. Geological Survey Research and Data Collection 44,602       Direct G19AC00209 15.808 U.S. Geological Survey Research and Data Collection 77,859       Direct G19AC00222 15.810 National Cooperative Geologic Mapping 96,257       Direct G19AC00237 15.805 Assistance to State Water Resources Research Institutes 157,846  83,543                   Direct G19AC00302 15.808 U.S. Geological Survey Research and Data Collection 41,703       Direct G19AC00320 15.808 U.S. Geological Survey Research and Data Collection 76,121       Passthrough:        America View Incorporated AV18‐MN‐01 Mod 1 15.815 National Land Remote Sensing Education Outreach and Research 16,324         Central Michigan University F63741 15.808 U.S. Geological Survey Research and Data Collection 3,679        University of Massachusetts 12‐007036 B 15 15.820 National and Regional Climate Adaptation Science Centers 31,927     Department of the Treasury      Direct CON000000080679 (Fed Res‐J Serido Agr) 21.CXX Contract‐Department of the Treasury 831       Direct CON000000082030 (Fed Res‐M Kleiner DR Agr) 21.CXX Contract‐Department of the Treasury 20,000     Department of Transportation      Passthrough:        MN Department of Transportation MnDOT Contract No 1003325 W.O. 38 20.CXX Contract‐Department of Transportation 2,186        MN Metropolitan Council 18I030 20.CXX Contract‐Department of Transportation 1,487        Transportation Research Board TRANSIT‐84/SUB0000823 mod 4 20.CXX Contract‐Department of Transportation (10)        University of Wisconsin‐Superior GS Lake Study‐UMD‐001 ‐ PO#0000008497 20.CXX Contract‐Department of Transportation 3,770        University of Wisconsin‐Superior GSY4‐UMD‐001 20.CXX Contract‐Department of Transportation 1,918    Department of Transportation, Federal Highway Administration      Passthrough:        MN Department of Transportation 1003325 Work Order 99 20.200 Highway Research and Development Program 510,032         Transportation Research Board HR 20‐119/PO SUB0001001 Unit 905 MOD#2 20.200 Highway Research and Development Program 36,210  25,388                 Department of Transportation, Federal Transit Administration      Passthrough:        Community Transportation Assoc of America No Award Number 20.514 Public Transportation Research, Technical Assistance, and Training 33,768     Department of Transportation, Maritime Administration      Passthrough:        University of Wisconsin‐Superior GS META 8T2‐UMD‐001 PO#0000008973 20.819 Ballast Water Treatment Technologies 5,662        University of Wisconsin‐Superior PO # 8828, GSY3‐UMD‐001 20.819 Ballast Water Treatment Technologies 29,439     Department of Transportation, Office of the Secretary      Direct DTRT13‐G‐UTC35 Modification 2 20.701 University Transportation Centers Program 92,699  1,009                     Passthrough:        Florida Atlantic University RR‐K78/FAU SP#16‐532 am3 20.701 University Transportation Centers Program 131,471     Department of Veterans Affairs      Direct NS Prog VA Res IPA’s 64.UXX Unid CFDA‐Department of Veterans Affairs 302,950       Direct 36C24E18C0023/PO 501D96017 64.CXX Contract‐Department of Veterans Affairs 132,196       Direct 36C24E18P0088/PO #618D82024 64.CXX Contract‐Department of Veterans Affairs 8,146

(Continued)

‐ 45 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 36C24E19D0011 PO618D02002 64.CXX Contract‐Department of Veterans Affairs 14,700$                  ‐          $                 Direct 618‐D82027 VA263‐16‐P‐2798 P00004 64.CXX Contract‐Department of Veterans Affairs 4,096      Direct PO 650D93029 64.UXX Unid CFDA‐Department of Veterans Affairs 14,097       Direct VA240‐14‐D‐0022/618‐D72028 P00004 64.CXX Contract‐Department of Veterans Affairs 9,450      Direct VA263‐16‐P‐3989/618‐D82020 P00005 64.CXX Contract‐Department of Veterans Affairs 465     Environmental Protection Agency      Direct 00E02480 66.034 Surveys, Studies, Research, Investigations, Demonstrations, and Special Purpose Activities

  Relating to the Clean Air Act 303       Direct 00E02740  Mod 1 66.461 Regional Wetland Program Development Grants 23,813       Direct 00E02785 66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative

  Agreements ‐ Section 104(b)(3) of the Clean Water Act 20,203       Direct 83998301 66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative

  Agreements ‐ Section 104(b)(3) of the Clean Water Act 1,509      Direct CR‐83940001‐1 66.511 Office of Research and Development Consolidated Research/Training/Fellowships 9,716      Direct FP‐91778501‐1 66.514 Science To Achieve Results (STAR) Fellowship Program 4,157      Direct FP‐91781701‐1 66.514 Science To Achieve Results (STAR) Fellowship Program 6,017      Direct GL‐00E0198‐0 66.469 Great Lakes Program 541,106  7,312                     Direct RD‐83542201 66.509 Science To Achieve Results (STAR) Research Program (5,671)       Direct X9 ‐ OOE02448 ‐ 1 66.717 Source Reduction Assistance 32,200       Direct X9‐00E02051‐1 66.717 Source Reduction Assistance 27,711       Passthrough:        Carnegie Mellon University 1080358‐364687 66.509 Science To Achieve Results (STAR) Research Program 9,436        Carnegie Mellon University 1080358‐364688 66.509 Science To Achieve Results (STAR) Research Program 13,856         Carnegie Mellon University 1080358‐364690 66.509 Science To Achieve Results (STAR) Research Program 258,560         Central Michigan University F63354 66.469 Great Lakes Program (19)        Central Michigan University Sub. # F62951 66.469 Great Lakes Program 462,382  34,599                     Claros Technologies, Inc No. 001/68HERD19C0024 66.CXX Contract‐Environmental Protection Agency 29,666         MN Department of Health 122274 66.472 Beach Monitoring and Notification Program Implementation Grants 23,836         MN Department of Health 177561 66.432 State Public Water System Supervision 29,356         MN Pollution Control Agency Contract No. 150063/PO 3000023046 66.605 Performance Partnership Grants 32,605         MN Pollution Control Agency SWIFT 159120 PO 3‐24358, Ag. Int. 212866 66.469 Great Lakes Program 40,101  206        University of Washington UWSC10112 amd 3 66.509 Science To Achieve Results (STAR) Research Program 62,150     Medicaid and CHIP Payment and Access Commission      Direct MACP19417T1 05.CXX Contract‐Medicaid and CHIP Payment and Access Commission (MACPAC) 24,079     National Aeronautics and Space Administration      Direct 190937+108530 80NSSC18K1528 43.001 Science 120,546       Direct 80GSFC18C0004 43.CXX Contract‐National Aeronautics and Space Administration 23,696       Direct 80NSSC17K0295 P00003 43.001 Science 218,402  186,072                 Direct 80NSSC17K0430 43.001 Science 6,826      Direct 80NSSC18K0211 P00002 43.001 Science 46,234       Direct 80NSSC18K0261 P00004 43.012 Space Technology 228,436  131,179                 Direct 80NSSC18K0742 P00003 43.001 Science 66,895       Direct 80NSSC18K1118 43.001 Science 44,851       Direct 80NSSC18K1277 P00001 43.001 Science 55,880       Direct 80NSSC18K1367 43.001 Science 31,247       Direct 80NSSC18K1370 Sup P00001 43.001 Science 88,600       Direct 80NSSC18K1393 43.001 Science 43,853       Direct 80NSSC18K1744 43.001 Science 8,761      Direct 80NSSC19K0305 43.001 Science 110,818  12,827                   Direct 80NSSC19K0306 43.001 Science 91,894       Direct 80NSSC19K0318 43.001 Science 36,147       Direct 80NSSC19K0842 43.001 Science 67,442  15,263                   Direct 80NSSC19K0868 43.001 Science 36,670  14,735                   Direct 80NSSC19K0959 43.001 Science 120,334       Direct 80NSSC19K1333 P00001 43.001 Science 41,867       Direct 80NSSC19K1431 43.001 Science 35,715       Direct 80NSSC19K1672 43.008 Office of Stem Engagement (OSTEM) 35,957       Direct 80NSSC19K1687 43.008 Office of Stem Engagement (OSTEM) 51,271 

(Continued)

‐ 46 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 80NSSC20K0083 43.001 Science 27,090$                  ‐          $                 Direct 80NSSC20K0186 43.001 Science 6,464      Direct 80Nssc20K0465 43.001 Science 8,055      Direct 80NSSC20K0614 P00001 43.001 Science 2,128      Direct HST‐AR‐14123.003‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 12,370       Direct HST‐AR‐14209.005‐A 43.001 Science 9,280      Direct HST‐AR‐14311.001‐A 43.001 Science 46,860       Direct HST‐AR‐15015.001‐A, Amd 4 43.UXX Unid CFDA‐National Aeronautics and Space Administration 7,951      Direct HST‐AR‐15015.003.A 43.001 Science 4,345      Direct HST‐AR‐15791.002‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 64,452       Direct HST‐AR‐15792.002‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 869       Direct HST‐GO‐13739.001‐A 43.001 Science 28,046       Direct HST‐GO‐14601.002‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 44,734       Direct HST‐GO‐14610.005‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 18,458       Direct HST‐GO‐14628.002‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,615      Direct HST‐GO‐14681.004‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 16,351       Direct HST‐GO‐14806.008‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 38,487       Direct HST‐GO‐15067.002‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 9,913      Direct HST‐GO‐15076.001‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 1,092      Direct HST‐GO‐15126.003‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,273      Direct HST‐GO‐15243.004‐A 43.CXX Contract‐National Aeronautics and Space Administration 2,425      Direct HST‐GO‐15470.001‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,911      Direct HST‐GO‐15626.015‐A 43.001 Science 2,680      Direct HST‐GO‐15643.007‐A 43.001 Science 2,729      Direct HST‐GO‐15647.021‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,507      Direct HST‐GO‐15902.005‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,905      Direct HST‐GO‐15936.001‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 22,255       Direct NNX14AK20G Supp 5 43.001 Science 13,230       Direct NNX14AK73G 43.001 Science 48,982       Direct NNX14AL36A Supplement 14 43.002 Aeronautics 613,871  418,441                 Direct NNX14AP89G 43.001 Science 10,555       Direct NNX14AQ05G 43.001 Science 56,292       Direct NNX15AB38G Supplement 000015 43.007 Space Operations 159,127       Direct NNX15AI18H Supp 9 43.008 Office of Stem Engagement (OSTEM) 560,224  166,480                 Direct NNX16AC37G 43.007 Space Operations 2,347      Direct NNX16AE03G, 000006 43.012 Space Technology 10,093       Direct NNX16AF80G 43.001 Science 111,131       Direct NNX16AG67G 43.001 Science 98,650       Direct NNX16AH75G 000003 43.001 Science 6,016      Direct NNX16AI93A S000002 43.008 Office of Stem Engagement (OSTEM) 13,630       Direct NNX16AK90G Supplement 5 43.001 Science 224,783       Direct NNX16AL60G 43.001 Science 130,164  79,404                   Direct NNX16AP99G SUPP 000003 43.001 Science 83,573       Direct NNX17AF08A S000005 43.007 Space Operations 56,916       Direct NNX17AF61G 43.001 Science 120,779       Direct NNX17AG89G S000003 43.001 Science 6,876      Direct NNX17AK14G 43.001 Science 147,460  84,509                   Direct NNX17AK18G S6 43.001 Science 411,886  31,261                   Direct RSA 1596005 43.CXX Contract‐National Aeronautics and Space Administration 20,444       Direct RSA 1623699 43.001 Science 59,418       Direct RSA 1644110 43.001 Science 6,643      Direct RSA 1646027 43.001 Science 19,078       Passthrough:        Aster Labs, Inc AL17‐NASASWARMPHII‐01 43.CXX Contract‐National Aeronautics and Space Administration 748         Aster Labs, Inc AL19‐NASAGAMEPHI‐01 43.CXX Contract‐National Aeronautics and Space Administration 2,286        Ctr for Advancement of Science in Space GA‐2019‐008 43.007 Space Operations 290,271  187,560                   Georgia Institute of Technology AWD‐102499‐G3, PO‐50067 (RK558‐G3), Am 3 43.001 Science 283,696         Georgia Institute of Technology RH163‐G1 Am 2 43.001 Science 8,089

(Continued)

‐ 47 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        Johns Hopkins University 922613 Mod 48 43.CXX Contract‐National Aeronautics and Space Administration (1,613)$   (1,613)$                   Johns Hopkins University JHU/APL #137188 43.CXX Contract‐National Aeronautics and Space Administration 1,853,859               1,004,334               Michigan Technological University 1607060Z9 Am 6 43.012 Space Technology 34,089         Montana State University G200‐19‐W7671 Am 1 43.012 Space Technology 27,761         New Jersey Institute of Technology (NP)996644 43.001 Science 25,684         Rockwell Collins, Inc PO 4506657316 43.CXX Contract‐National Aeronautics and Space Administration 56,919         Space Science Institute SUBAWD 000937 43.001 Science 16,978         Systems Technology, Inc 80NSSC18C0134‐1 43.CXX Contract‐National Aeronautics and Space Administration 146,563         The Adler Planetarium Subagreement 3103‐01 43.001 Science 5,812        The University of Toledo F‐2019‐20 43.001 Science 4,273        Universities Space Research Association SOF 05‐0002 Woodward 43.CXX Contract‐National Aeronautics and Space Administration 124,821         Universities Space Research Association SOF 05‐0042 Jones 43.CXX Contract‐National Aeronautics and Space Administration 25,574         Universities Space Research Association SOF 06‐0031 43.UXX Unid CFDA‐National Aeronautics and Space Administration 5,401        Universities Space Research Association SOF 06‐0089 43.UXX Unid CFDA‐National Aeronautics and Space Administration 51,048         Universities Space Research Association SOF 07‐0005 43.UXX Unid CFDA‐National Aeronautics and Space Administration 1,093        Universities Space Research Association SOF 07‐0010 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,117        Universities Space Research Association SOF 07‐0027 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,527        Universities Space Research Association SOF 07‐0031 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,822        Universities Space Research Association SOF‐06‐0004 Woodward 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,822        University of California, San Diego 72315243/S9001299 43.001 Science 4,890        University of California, Berkeley 00007447/975268/BB00071821 43.CXX Contract‐National Aeronautics and Space Administration 492,645         University of California, Berkeley 00010302/PO BB01341227 43.CXX Contract‐National Aeronautics and Space Administration 31,473         University of Rhode Island 0005979/032018/NNX16AR01A 43.008 Office of Stem Engagement (OSTEM) 6,189        University of Wisconsin‐Madison 775K972 Am 2 43.001 Science 142,405         Woods Hole Oceanographic Institution Proj. No. 23142700/Sub. No. A101473 43.001 Science 64,229     National Endowment for the Humanities      Direct FEL‐258209‐18 45.160 Promotion of the Humanities Fellowships and Stipends 41,846       Direct FEL‐262037‐19 45.160 Promotion of the Humanities Fellowships and Stipends 39,744       Direct HAA‐263807‐19 45.169 Promotion of the Humanities Office of Digital Humanities 24,652       Direct PW‐264041‐19 45.149 Promotion of the Humanities Division of Preservation and Access 28,246     National Science Foundation      Direct 01762884 47.041 Engineering 192,923       Direct 1339246 Amendment 001 47.074 Biological Sciences 90,161  34,056                   Direct 1440471 47.049 Mathematical and Physical Sciences 107,096       Direct 1447048 002 47.050 Geosciences 35,412       Direct 1452068 Am 003 47.049 Mathematical and Physical Sciences 51,851       Direct 1452488 47.041 Engineering 131,939       Direct 1453538 47.041 Engineering 85,242       Direct 1454259 Am 2 47.041 Engineering 164,294       Direct 1454904 47.074 Biological Sciences 10,150  7,982                     Direct 1458060 47.076 Education and Human Resources 53,896       Direct 1459008 47.075 Social, Behavioral, and Economic Sciences 600       Direct 1461006 am 002 47.050 Geosciences 1,498 167      Direct 1462080 003 47.041 Engineering 4,259      Direct 1462297 47.050 Geosciences 323,029       Direct 1462408 47.041 Engineering 8,194      Direct 1462676 47.041 Engineering 60,637       Direct 1462807 47.041 Engineering 13,984       Direct 1462826 47.041 Engineering 1,204      Direct 1464711 47.049 Mathematical and Physical Sciences 32,542       Direct 1500135 47.049 Mathematical and Physical Sciences 4,087      Direct 1503084 47.050 Geosciences (3,299)       Direct 1505960 47.049 Mathematical and Physical Sciences 10,646       Direct 1505970 47.070 Computer and Information Science and Engineering 2,804      Direct 1507496 Amendment No. 001 47.049 Mathematical and Physical Sciences 42,651       Direct 1508147 47.049 Mathematical and Physical Sciences 13,339       Direct 1509121 47.041 Engineering 5,654      Direct 1510332 47.041 Engineering 24,688 

(Continued)

‐ 48 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1510661 47.041 Engineering 15,609$                  ‐          $                 Direct 1512877 47.070 Computer and Information Science and Engineering 46,287       Direct 1514444 47.070 Computer and Information Science and Engineering 7,650      Direct 1515377 47.050 Geosciences 127,120       Direct 1516565 47.049 Mathematical and Physical Sciences 24,160       Direct 1516978 47.049 Mathematical and Physical Sciences 15,898       Direct 1521573 47.049 Mathematical and Physical Sciences 3,689      Direct 1522657 Am 2 47.049 Mathematical and Physical Sciences 4,328      Direct 1524814 47.076 Education and Human Resources 96,902       Direct 1525953 47.070 Computer and Information Science and Engineering 139,134       Direct 1526085 47.070 Computer and Information Science and Engineering 84,903       Direct 1526319 47.070 Computer and Information Science and Engineering 20,672       Direct 1526693 47.070 Computer and Information Science and Engineering 96,875       Direct 1531330 47.070 Computer and Information Science and Engineering 157,801       Direct 1533151 47.075 Social, Behavioral, and Economic Sciences 47,469       Direct 1536110 47.041 Engineering 60,095       Direct 1539833 47.075 Social, Behavioral, and Economic Sciences 117,504  99,955                   Direct 1540195 47.050 Geosciences 17,498       Direct 1540789 47.076 Education and Human Resources 50,091       Direct 1540919 47.075 Social, Behavioral, and Economic Sciences 79,190  34,855                   Direct 1541800 47.050 Geosciences (5,746)       Direct 1543311 Am 2 47.050 Geosciences 2,168      Direct 1544887 47.070 Computer and Information Science and Engineering 269,388       Direct 1546727 47.074 Biological Sciences 569,432  83,441                   Direct 1551205 47.049 Mathematical and Physical Sciences 70,527       Direct 1552764 47.041 Engineering 153,843       Direct 1553234 47.041 Engineering 86,219       Direct 1553255 47.041 Engineering 108,735       Direct 1554936 am 004 47.050 Geosciences 78,757       Direct 1558308 47.075 Social, Behavioral, and Economic Sciences 111,504       Direct 1560239 am 001 47.041 Engineering 48,384       Direct 1560247 47.041 Engineering 1,631      Direct 1562006 47.041 Engineering 49,083       Direct 1563115 47.041 Engineering 12,769       Direct 1563920 47.070 Computer and Information Science and Engineering 174,764       Direct 1563950 Mod002 47.070 Computer and Information Science and Engineering 311,989       Direct 1566149 47.070 Computer and Information Science and Engineering 1,380      Direct 1600685 47.049 Mathematical and Physical Sciences 825       Direct 1601350 47.049 Mathematical and Physical Sciences 37,012       Direct 1601771 47.049 Mathematical and Physical Sciences 31,085       Direct 1601961 47.049 Mathematical and Physical Sciences 72,409       Direct 1602394 47.070 Computer and Information Science and Engineering 59,511       Direct 1602512 47.050 Geosciences 9,007      Direct 1602633 47.050 Geosciences 17,767       Direct 1602940 47.050 Geosciences 68,283       Direct 1604728 47.041 Engineering 30,192       Direct 1605080 47.041 Engineering 147,280       Direct 1605191 47.041 Engineering 177       Direct 1605549 47.041 Engineering 186,220       Direct 1605719 Am 003 47.041 Engineering 60,496       Direct 1606820 Am 2 47.049 Mathematical and Physical Sciences 25,019       Direct 1607318 Am 002 47.049 Mathematical and Physical Sciences 59,368       Direct 1607381 47.049 Mathematical and Physical Sciences 5,014      Direct 1607670 47.049 Mathematical and Physical Sciences 98,331       Direct 1607835 47.070 Computer and Information Science and Engineering 158,234       Direct 1610408 47.049 Mathematical and Physical Sciences 21,015       Direct 1610832 47.049 Mathematical and Physical Sciences 127,235       Direct 1611047 47.049 Mathematical and Physical Sciences 99,400 

(Continued)

‐ 49 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1611680 47.049 Mathematical and Physical Sciences 61,571$                  ‐          $                 Direct 1616866 47.049 Mathematical and Physical Sciences 76,498       Direct 1617718 47.070 Computer and Information Science and Engineering 58,589       Direct 1617771 47.070 Computer and Information Science and Engineering 78,194       Direct 1619254 47.070 Computer and Information Science and Engineering 80,903       Direct 1622483, am 1 47.049 Mathematical and Physical Sciences 65,782       Direct 1623976 47.074 Biological Sciences 37,306       Direct 1624329 47.050 Geosciences 27,666       Direct 1628962 47.041 Engineering 265,177       Direct 1629260 47.049 Mathematical and Physical Sciences 25,567       Direct 1631133 am 001 47.041 Engineering 299,484       Direct 1634263 47.041 Engineering 54,722       Direct 1634396 47.041 Engineering 28,757       Direct 1634445 47.041 Engineering 15,904       Direct 1634894 47.041 Engineering 106,472       Direct 1636437 47.075 Social, Behavioral, and Economic Sciences 79,637  41,678                   Direct 1637875 47.070 Computer and Information Science and Engineering 79,436       Direct 1643864 47.050 Geosciences 17,717       Direct 1644748 Mod 47.076 Education and Human Resources 482,362       Direct 1651575 Amendmnet #4 47.070 Computer and Information Science and Engineering 121,126       Direct 1651577 A2 47.070 Computer and Information Science and Engineering 10,939       Direct 1651825 Am 001 47.070 Computer and Information Science and Engineering 92,227       Direct 1654609 47.074 Biological Sciences 62,838       Direct 1655144 Am 001 47.074 Biological Sciences 8,802      Direct 1655559 Amendment 001 47.074 Biological Sciences 1,770      Direct 1656995 47.070 Computer and Information Science and Engineering 25,742       Direct 1657009 47.070 Computer and Information Science and Engineering 13,092       Direct 1657088 47.076 Education and Human Resources 310,150       Direct 1657089 47.070 Computer and Information Science and Engineering 76,867       Direct 1657891 47.075 Social, Behavioral, and Economic Sciences 47,804       Direct 1659963 Am 003 47.050 Geosciences 37,167  12,504                   Direct 1659989 47.041 Engineering 64,358       Direct 1662039 47.041 Engineering 53,859       Direct 1662250 47.041 Engineering 116,366       Direct 1664297 Am 2 47.049 Mathematical and Physical Sciences 46,711       Direct 1665389 47.049 Mathematical and Physical Sciences 115,094       Direct 1665392 A003 47.049 Mathematical and Physical Sciences 234,547       Direct 1700747 47.041 Engineering 46,462       Direct 1701071 47.074 Biological Sciences 2,400      Direct 1702816 47.050 Geosciences 81,980       Direct 1703439 47.041 Engineering 59,450       Direct 1704604 47.070 Computer and Information Science and Engineering 161,788       Direct 1707578 47.049 Mathematical and Physical Sciences 84,072       Direct 1708275 47.041 Engineering 90,845       Direct 1708769 47.041 Engineering 96,309       Direct 1708887 47.041 Engineering 53,562  38,461                   Direct 1710008 47.041 Engineering 115,433       Direct 1710024 am 001 47.049 Mathematical and Physical Sciences 81,337       Direct 1711226 47.049 Mathematical and Physical Sciences 61,931       Direct 1711402 47.076 Education and Human Resources 16,744       Direct 1711471 47.041 Engineering 46,130       Direct 1712033 47.076 Education and Human Resources 74,434       Direct 1712470 47.049 Mathematical and Physical Sciences 45,110       Direct 1712619 47.076 Education and Human Resources 627,627  259,635                 Direct 1712656‐1 47.049 Mathematical and Physical Sciences 34,228       Direct 1712657 47.049 Mathematical and Physical Sciences 34,169       Direct 1712664 47.049 Mathematical and Physical Sciences 24,447       Direct 1712706 47.049 Mathematical and Physical Sciences 70,094 

(Continued)

‐ 50 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1713691 47.049 Mathematical and Physical Sciences 68,690$                  ‐          $                 Direct 1714196 47.074 Biological Sciences 114,474       Direct 1714276 Amd 2 47.074 Biological Sciences 63,772  17,235                   Direct 1714487 47.049 Mathematical and Physical Sciences 32,811       Direct 1714490 Am 1 47.049 Mathematical and Physical Sciences 41,230       Direct 1714614 47.050 Geosciences 339,925       Direct 1714805 47.070 Computer and Information Science and Engineering 148,409       Direct 1715200 Am 001 47.070 Computer and Information Science and Engineering 100,396       Direct 1717834 47.070 Computer and Information Science and Engineering 113,413       Direct 1718456 47.070 Computer and Information Science and Engineering 91,670       Direct 1719492 47.050 Geosciences 57,972       Direct 1719694 47.049 Mathematical and Physical Sciences 69,726       Direct 1722507 Amendment 002 47.074 Biological Sciences 97,797       Direct 1722738 47.070 Computer and Information Science and Engineering 198,167       Direct 1724011 47.074 Biological Sciences 50,787       Direct 1724781 47.050 Geosciences 97,004       Direct 1724993 NCE 47.074 Biological Sciences 1,848 5,502                     Direct 1725129 47.076 Education and Human Resources 253       Direct 1727096 47.041 Engineering 133,688       Direct 1727203 47.050 Geosciences 23,429       Direct 1728056 47.075 Social, Behavioral, and Economic Sciences 77,097       Direct 1728168 47.075 Social, Behavioral, and Economic Sciences 120,096       Direct 1729589 47.049 Mathematical and Physical Sciences 119,689       Direct 1734815 47.076 Education and Human Resources 493,015       Direct 1736679 47.050 Geosciences 85,722       Direct 1737918 47.049 Mathematical and Physical Sciences 34,218       Direct 1738369 47.075 Social, Behavioral, and Economic Sciences 261,371       Direct 1739191 47.041 Engineering 738,296       Direct 1742823 47.041 Engineering 110,629       Direct 1743329 47.041 Engineering 25,865  7,768                     Direct 1745638 Am 1 47.049 Mathematical and Physical Sciences 378,363       Direct 1748102 Amd 001 47.074 Biological Sciences 30,304       Direct 1748398 47.041 Engineering 12,817       Direct 1748625 Amd 4 47.074 Biological Sciences 153,208       Direct 1749727 Am. 002 47.050 Geosciences 123,994       Direct 1749981 Amendment No. 001 47.070 Computer and Information Science and Engineering 90,953       Direct 1750225 47.041 Engineering 113,263       Direct 1753154 47.049 Mathematical and Physical Sciences 98,821       Direct 1753632 47.074 Biological Sciences 82,942       Direct 1754044 47.074 Biological Sciences 63,903       Direct 1754616 47.074 Biological Sciences 93,928       Direct 1755498 47.050 Geosciences 45,532       Direct 1756558 47.050 Geosciences 128,510       Direct 1757390 47.075 Social, Behavioral, and Economic Sciences 75,554       Direct 1757451 Am 004 47.050 Geosciences 233,127  101,699                 Direct 1757916‐Amd 003 47.070 Computer and Information Science and Engineering 133,744       Direct 1758814 47.050 Geosciences 56,350       Direct 1759071 47.050 Geosciences 87,195       Direct 1759798 47.049 Mathematical and Physical Sciences 147,850       Direct 1763761‐Amendment 004 47.070 Computer and Information Science and Engineering 172,826       Direct 1764186 47.049 Mathematical and Physical Sciences 264,098       Direct 1800110 47.049 Mathematical and Physical Sciences 182,840       Direct 1800355 47.049 Mathematical and Physical Sciences 37,587       Direct 1801527 47.049 Mathematical and Physical Sciences 22,825       Direct 1803505 47.041 Engineering 15,714       Direct 1803944 47.050 Geosciences 1,678      Direct 1804702 47.041 Engineering 104,531       Direct 1807461 Am. 2 47.070 Computer and Information Science and Engineering 79,859 

(Continued)

‐ 51 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1808160 47.041 Engineering 65,319$                  ‐          $                 Direct 1809194 47.041 Engineering 149,262       Direct 1809240 am 2 47.041 Engineering 131,620  99,113                   Direct 1809723 47.041 Engineering 102,513       Direct 1810976 47.070 Computer and Information Science and Engineering 1,606      Direct 1812695 47.070 Computer and Information Science and Engineering 55,020       Direct 1813090 47.070 Computer and Information Science and Engineering 38,229       Direct 1813342 47.076 Education and Human Resources 286,082       Direct 1813526 47.050 Geosciences 171,876       Direct 1814322 47.070 Computer and Information Science and Engineering 28,587       Direct 1814753 47.070 Computer and Information Science and Engineering 64,258       Direct 1814759 47.070 Computer and Information Science and Engineering 115,617       Direct 1815584 47.074 Biological Sciences 107,237       Direct 1815621 47.070 Computer and Information Science and Engineering 235,689       Direct 1815757 47.070 Computer and Information Science and Engineering 135,520       Direct 1816348 47.070 Computer and Information Science and Engineering 66,222       Direct 1816406 47.070 Computer and Information Science and Engineering 48,090       Direct 1816740 47.049 Mathematical and Physical Sciences 67,046       Direct 1816917 47.049 Mathematical and Physical Sciences 141,905       Direct 1818293 47.074 Biological Sciences 188,670       Direct 1821266 47.049 Mathematical and Physical Sciences 81,511       Direct 1821788 47.076 Education and Human Resources 133,235       Direct 1822065 47.074 Biological Sciences 76,322       Direct 1822192 Am 1 47.050 Geosciences 119,093       Direct 1822683 47.070 Computer and Information Science and Engineering 230,256       Direct 1823530 Am 2 47.050 Geosciences 63,087       Direct 1827517 47.041 Engineering 72,851       Direct 1827948 47.050 Geosciences 111,494       Direct 1829168 47.075 Social, Behavioral, and Economic Sciences 68,424       Direct 1829255 47.075 Social, Behavioral, and Economic Sciences 127,785       Direct 1829708 47.070 Computer and Information Science and Engineering 70,996       Direct 1829895 Amend. 1 47.050 Geosciences 144,224       Direct 1830418 Am 001 47.049 Mathematical and Physical Sciences 108,866       Direct 1830640 47.075 Social, Behavioral, and Economic Sciences 89,613  35,741                   Direct 1830950 47.041 Engineering 431,994  69,363                   Direct 1831140 47.041 Engineering 556,861  113,743                 Direct 1831944 Amendment No. 001 47.074 Biological Sciences 790,081       Direct 1833402 47.074 Biological Sciences 207,479       Direct 1834251 47.049 Mathematical and Physical Sciences 563,370       Direct 1834856 47.049 Mathematical and Physical Sciences 70,527       Direct 1835067 47.070 Computer and Information Science and Engineering 92,815       Direct 1836772 47.070 Computer and Information Science and Engineering 46,567       Direct 1838159 47.070 Computer and Information Science and Engineering 344,783       Direct 1838315 Amd 3 47.041 Engineering 194,809  71,763                   Direct 1839103 47.041 Engineering 117,231  47,522                   Direct 1839112 47.049 Mathematical and Physical Sciences 500       Direct 1839286 Am 4 47.076 Education and Human Resources 4,104,187                    Direct 1840249 47.041 Engineering 20,843       Direct 1840818 Amendment 001 47.075 Social, Behavioral, and Economic Sciences 42,061       Direct 1841006 47.050 Geosciences 94,342       Direct 1841363 47.041 Engineering 8,840      Direct 1841666 47.041 Engineering 6,295      Direct 1844331 47.074 Biological Sciences 161,275       Direct 1845364 47.070 Computer and Information Science and Engineering 111,075       Direct 1845709 47.041 Engineering 167,042       Direct 1846031‐Amendment #1 47.070 Computer and Information Science and Engineering 96,728       Direct 1846854 47.049 Mathematical and Physical Sciences 11,956       Direct 1847610 47.041 Engineering 155,470 

(Continued)

‐ 52 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 1849757 47.070 Computer and Information Science and Engineering 44,368$                  ‐          $                 Direct 1850871 47.075 Social, Behavioral, and Economic Sciences 102,922       Direct 1850914 47.075 Social, Behavioral, and Economic Sciences 90,949       Direct 1851106 47.050 Geosciences 26,070       Direct 1851990 47.049 Mathematical and Physical Sciences 40,488       Direct 1852382 47.041 Engineering 19,943       Direct 1852842 47.075 Social, Behavioral, and Economic Sciences 80,579       Direct 1854162 47.049 Mathematical and Physical Sciences 36,516       Direct 1855194 47.041 Engineering 6,396      Direct 1855575‐001 47.049 Mathematical and Physical Sciences 67,142       Direct 1856491 47.049 Mathematical and Physical Sciences 52,619       Direct 1901635 47.049 Mathematical and Physical Sciences 2,759,062               1,103,761             Direct 1901802‐001 47.049 Mathematical and Physical Sciences 109,252       Direct 1901915 47.074 Biological Sciences 49,692       Direct 1903151 47.049 Mathematical and Physical Sciences 29,684       Direct 1903420 47.049 Mathematical and Physical Sciences 51,964       Direct 1903606 47.050 Geosciences 46,865       Direct 1903880 47.070 Computer and Information Science and Engineering 80,885       Direct 1905204 47.049 Mathematical and Physical Sciences 50,287       Direct 1906654 47.076 Education and Human Resources 23,456       Direct 1911678 47.041 Engineering 36,612       Direct 1912646 47.049 Mathematical and Physical Sciences 144,866       Direct 1914447 47.049 Mathematical and Physical Sciences 1,623      Direct 1915122 47.070 Computer and Information Science and Engineering 122,582       Direct 1915363 47.076 Education and Human Resources 195,366       Direct 1915952 47.041 Engineering 26,238       Direct 1916025 47.041 Engineering 1,135      Direct 1917323 47.041 Engineering 79,590       Direct 1917424 47.070 Computer and Information Science and Engineering 68,827       Direct 1923271 47.050 Geosciences 14,669       Direct 1923700 47.070 Computer and Information Science and Engineering 16,292       Direct 1924799 47.050 Geosciences 27,974       Direct 1925506 47.050 Geosciences 18,889       Direct 1928166 47.049 Mathematical and Physical Sciences 65,598       Direct 1928280 47.041 Engineering 11,415       Direct 1928318 47.050 Geosciences 31,114       Direct 1931603 47.070 Computer and Information Science and Engineering 15,932       Direct 1932596 47.075 Social, Behavioral, and Economic Sciences 113,312       Direct 1932771 am 1 47.050 Geosciences 71,836       Direct 1934182 47.074 Biological Sciences 89,932       Direct 1935233 47.041 Engineering 45,523       Direct 1935834 47.041 Engineering 25,366       Direct 1936220 47.041 Engineering 38,251       Direct 1937514 47.050 Geosciences 140,348       Direct 1937557 47.041 Engineering 50,000       Direct 1939226 47.074 Biological Sciences 2,115      Direct 1939956 47.049 Mathematical and Physical Sciences 4,324      Direct 1940068 47.041 Engineering 34,349       Direct 1940128 47.050 Geosciences 7,214      Direct 1942223 47.049 Mathematical and Physical Sciences 30,581       Direct 1944020 47.074 Biological Sciences 69,206       Direct 1945525 47.049 Mathematical and Physical Sciences 3,048      Direct 1948058 47.050 Geosciences 9,481      Direct 1949895 47.050 Geosciences 13,806       Direct 1951443 47.041 Engineering 25,903       Direct 2002155 47.041 Engineering 31,057       Direct 2002156 47.041 Engineering 9,314      Direct 2003208 47.049 Mathematical and Physical Sciences 1,685

(Continued)

‐ 53 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 2028909 47.041 Engineering COVID‐19 28,678$                  ‐          $                 Direct 2029474 47.041 Engineering COVID‐19 830       Direct 2030509 47.074 Biological Sciences COVID‐19 7,952      Direct 719921825768 47.075 Social, Behavioral, and Economic Sciences 179,969  100,922                 Direct AGS 1752268 47.050 Geosciences 184,337       Direct AGS 1840891 47.050 Geosciences 164,886       Direct AGS‐1429512 47.050 Geosciences 225,785       Direct AGS‐1640337 47.050 Geosciences 82,208       Direct AGS‐1748115 47.050 Geosciences 16,996       Direct AGS‐1903504 47.050 Geosciences 1,708      Direct ANT‐1242027 47.078 Polar Programs 19,209       Direct AST ‐ 1908823 47.049 Mathematical and Physical Sciences 35,515       Direct AST 1714204 47.049 Mathematical and Physical Sciences 100,289       Direct AST 1714205 47.049 Mathematical and Physical Sciences 152,830       Direct AST 1716602 47.049 Mathematical and Physical Sciences 223,078       Direct AST 1814181 Am 002 47.049 Mathematical and Physical Sciences 67,868       Direct BCS 1758285 47.075 Social, Behavioral, and Economic Sciences 42,061       Direct BCS‐1241807 am 3 47.075 Social, Behavioral, and Economic Sciences 23,093       Direct BCS‐1749255 47.075 Social, Behavioral, and Economic Sciences 9,936      Direct CBET 1700771 47.041 Engineering 120,710       Direct CBET 1701534 47.041 Engineering 72,200       Direct CBET 1702352 47.041 Engineering 83,373  12,131                   Direct CBET 1703334 47.041 Engineering 114,088       Direct CBET 1704332 47.041 Engineering 33,727       Direct CBET 1705687 47.041 Engineering 104,256       Direct CBET 1706378 47.041 Engineering 58,398       Direct CBET 1845366 47.041 Engineering 65,445       Direct CBET 1926303 47.041 Engineering 59,725       Direct CBET 1930825 47.041 Engineering 1,536      Direct CBET 1935968 47.041 Engineering 8,864      Direct CBET 1937641 47.041 Engineering 47,682       Direct CBET 2016879 47.041 Engineering 1,901      Direct CBET‐1350709 47.041 Engineering 3,510      Direct CBET‐1351303 47.041 Engineering 37,152       Direct CBET‐1444745 47.041 Engineering 664,385  482,632                 Direct CBET‐1510654 47.041 Engineering 650       Direct CBET‐1510674 47.041 Engineering 68,133       Direct CBET‐1606008 47.041 Engineering 98,560       Direct CBET‐1916030 Am.002 47.041 Engineering 95,508       Direct CBET‐1943988 47.041 Engineering 1,908      Direct CCF 1617884 47.070 Computer and Information Science and Engineering 73,954       Direct CCF 1628929‐Amd 004 47.070 Computer and Information Science and Engineering 58,520       Direct CCF 1651881 am 004 47.070 Computer and Information Science and Engineering 26,740       Direct CCF 1725420 47.070 Computer and Information Science and Engineering 257,652       Direct CCF 1901134 47.070 Computer and Information Science and Engineering 100,345       Direct CCF 1907785 47.070 Computer and Information Science and Engineering 63,186       Direct CCF‐1421606 47.070 Computer and Information Science and Engineering 8,035      Direct CCF‐1438286 47.070 Computer and Information Science and Engineering 44,351       Direct CCF‐1442686 Am 1 47.070 Computer and Information Science and Engineering 18,442       Direct CCF‐1525194 47.070 Computer and Information Science and Engineering 68,050  20,656                   Direct CCF‐1553042 am 4 47.070 Computer and Information Science and Engineering 160,121       Direct CCF‐1910385 47.070 Computer and Information Science and Engineering 33,023       Direct CHE 1563324 47.049 Mathematical and Physical Sciences 83,807       Direct CHE 1665010 am1 47.049 Mathematical and Physical Sciences 151,467       Direct CHE 1665391 47.049 Mathematical and Physical Sciences 138,054       Direct CHE 1708173 47.049 Mathematical and Physical Sciences 20,905       Direct CHE 1807330 47.049 Mathematical and Physical Sciences 144,132       Direct CHE 2003199 47.049 Mathematical and Physical Sciences 2,612

(Continued)

‐ 54 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct CHE‐1413862 47.049 Mathematical and Physical Sciences 1,162,661$            466,867$              Direct CHE‐1464416 am 2 47.049 Mathematical and Physical Sciences 134,672       Direct CHE‐1552849 Am 002 47.049 Mathematical and Physical Sciences 84,763       Direct CHE‐1904071 47.049 Mathematical and Physical Sciences 121,836       Direct CHE‐1904858 47.049 Mathematical and Physical Sciences 65,334       Direct CMMI 1661666 47.041 Engineering 71,053       Direct CMMI 1727757 47.041 Engineering 57,824       Direct CMMI 1760689 47.041 Engineering 127,079       Direct CMMI‐1454293 47.041 Engineering 73,943       Direct CMMI‐1563198 47.041 Engineering 90,966       Direct CMR 1725272 47.049 Mathematical and Physical Sciences 197,771       Direct CNS  ‐ 1618339 47.070 Computer and Information Science and Engineering 103,938       Direct CNS 1544721 47.070 Computer and Information Science and Engineering 44,107       Direct CNS 1829156 Amd Number 003 47.070 Computer and Information Science and Engineering 24,264       Direct CNS 1901103 47.070 Computer and Information Science and Engineering 51,516       Direct CNS 1919631 47.070 Computer and Information Science and Engineering 91,436       Direct CNS 1919965 47.070 Computer and Information Science and Engineering 46,715       Direct CNS 1931208 47.070 Computer and Information Science and Engineering 89,299       Direct CNS Amendment Number 002 47.070 Computer and Information Science and Engineering 742,831  312,404                 Direct CNS‐1039741 Amendment Number 011 47.070 Computer and Information Science and Engineering 4,782      Direct CNS‐1253581 47.070 Computer and Information Science and Engineering 15,507       Direct CNS‐1305401 47.070 Computer and Information Science and Engineering (59,450)       Direct CNS‐1338042 47.070 Computer and Information Science and Engineering 61,619       Direct CNS‐1347226 Amend 004 47.070 Computer and Information Science and Engineering 1,205      Direct CNS‐1411636 47.070 Computer and Information Science and Engineering 762       Direct CNS‐1617729 47.070 Computer and Information Science and Engineering 100,561       Direct CNS‐1646543 47.070 Computer and Information Science and Engineering 114,568       Direct CNS‐1908566‐001 47.070 Computer and Information Science and Engineering 74,247       Direct CNS‐1916726 47.070 Computer and Information Science and Engineering 2,864      Direct CNS‐1939033 47.070 Computer and Information Science and Engineering 4,495      Direct CNS‐2000302 47.070 Computer and Information Science and Engineering 82,356       Direct CNS‐2027596 47.070 Computer and Information Science and Engineering 58,852       Direct DBI 1561390 Amendment 002 47.074 Biological Sciences 88,885       Direct DBI 1561724 Amd 002 47.074 Biological Sciences 77,843       Direct DBI 1601461 47.074 Biological Sciences 4,447      Direct DBI‐1451007 AM 1 47.074 Biological Sciences 4,315      Direct DBI‐1458524 47.074 Biological Sciences 165,319       Direct DBI‐1919462 47.074 Biological Sciences 9,289 1,864                     Direct DEB 1655478 47.074 Biological Sciences 7,870      Direct DEB 1753621 Amendment 002 47.074 Biological Sciences 79,310       Direct DEB 1753859 Amendment No. 001 47.074 Biological Sciences 67,736       Direct DEB 1754026 47.074 Biological Sciences 20,879       Direct DEB 1754246 47.074 Biological Sciences 117,535       Direct DEB‐1234162 Amendment 009 47.074 Biological Sciences 312,561       Direct DEB‐1257462 NCE 47.074 Biological Sciences 204       Direct DEB‐1342872 Amendment 004 47.074 Biological Sciences 109,655       Direct DEB‐1541312 Amendment 001 47.074 Biological Sciences 16,615       Direct DEB‐1542513 Amendment 001 47.074 Biological Sciences 23,859       Direct DEB‐1554375 47.074 Biological Sciences 48,102       Direct DEB‐1555997 Amendment 004 47.074 Biological Sciences 39,332       Direct DEB‐1556529 Amendment 003 47.074 Biological Sciences 164,976       Direct DEB‐1556649 Amendment 003 47.074 Biological Sciences 90,579       Direct DEB‐1845334 Am. 1 47.074 Biological Sciences 70,925       Direct DGE 1922512 47.076 Education and Human Resources 42,454       Direct DGE‐1545300 47.076 Education and Human Resources 17,112       Direct DGE‐1840377, Amend. 1 47.076 Education and Human Resources 36,743       Direct DMR 1452180 47.049 Mathematical and Physical Sciences 64,197       Direct DMR 1609782 47.049 Mathematical and Physical Sciences 52,167 

(Continued)

‐ 55 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct DMR 1654318 47.049 Mathematical and Physical Sciences 121,647$                ‐          $                 Direct DMR 1704456 47.049 Mathematical and Physical Sciences 137,011       Direct DMR 1708177 47.049 Mathematical and Physical Sciences 142,292       Direct DMR 1708874 47.049 Mathematical and Physical Sciences 135,972       Direct DMR 1741801 47.049 Mathematical and Physical Sciences 76,247       Direct DMR 1801993 47.049 Mathematical and Physical Sciences 182,342       Direct DMR 1806419 47.049 Mathematical and Physical Sciences 142,681       Direct DMR 1807124 47.049 Mathematical and Physical Sciences 169,884       Direct DMR 1838977 47.049 Mathematical and Physical Sciences 27,858       Direct DMR 1852044 47.049 Mathematical and Physical Sciences 70,185       Direct DMR 1911407 47.049 Mathematical and Physical Sciences 980       Direct DMR 1929311 47.049 Mathematical and Physical Sciences 6,371      Direct DMR 1944498 47.049 Mathematical and Physical Sciences 3,267      Direct DMR 1944557 47.049 Mathematical and Physical Sciences 7,658      Direct DMR 2003668 47.049 Mathematical and Physical Sciences 2,166      Direct DMR 2003706 47.049 Mathematical and Physical Sciences 1,942      Direct DMR‐1352271 47.049 Mathematical and Physical Sciences 42,441       Direct DMR‐1420013 47.049 Mathematical and Physical Sciences 2,889,639                    Direct DMR‐1523036 47.049 Mathematical and Physical Sciences 45,284       Direct DMR‐1554609 47.049 Mathematical and Physical Sciences 90,788       Direct DMR‐1608238 47.049 Mathematical and Physical Sciences 95,967       Direct DMR‐1608937 47.049 Mathematical and Physical Sciences 63,353       Direct DMR‐1708287 47.049 Mathematical and Physical Sciences 88,781       Direct DMR‐1719692 47.049 Mathematical and Physical Sciences 108,696       Direct DMR‐1904853 47.049 Mathematical and Physical Sciences 53,790       Direct DMR‐1921629 47.049 Mathematical and Physical Sciences 218,965       Direct DMR‐1922165 47.049 Mathematical and Physical Sciences 100,035       Direct DMR‐2003454 47.049 Mathematical and Physical Sciences 37,049       Direct DMS 1712564 47.049 Mathematical and Physical Sciences 66,385       Direct DMS 1721216 47.049 Mathematical and Physical Sciences 48,904       Direct DMS 1752184 Am 001 47.070 Computer and Information Science and Engineering 57,623       Direct DMS 1839077 47.049 Mathematical and Physical Sciences 244,164  210,789                 Direct DMS 1907583 47.049 Mathematical and Physical Sciences 49,954       Direct DMS 1912048 47.049 Mathematical and Physical Sciences 32,289       Direct DMS‐1344235 47.049 Mathematical and Physical Sciences 223,121       Direct DMS‐1349724 Am 5 47.049 Mathematical and Physical Sciences 77,551       Direct DMS‐1351590 47.049 Mathematical and Physical Sciences (501)      Direct DMS‐1352216 47.049 Mathematical and Physical Sciences 102,407       Direct DMS‐1406279 Am 3 47.049 Mathematical and Physical Sciences 42,406       Direct DMS‐1560699 47.049 Mathematical and Physical Sciences 36,640       Direct DMS‐1565388 47.049 Mathematical and Physical Sciences 4,891      Direct DMS‐1659047 47.049 Mathematical and Physical Sciences 55,769       Direct DMS‐1661962 Am 2 47.049 Mathematical and Physical Sciences 53,971       Direct DMS‐1665007 47.049 Mathematical and Physical Sciences 47,869       Direct DMS‐1853357 47.049 Mathematical and Physical Sciences 2,974      Direct DMS‐1902903 47.049 Mathematical and Physical Sciences 78,810  3,849                     Direct DMS‐1906129 47.049 Mathematical and Physical Sciences 45,380       Direct DMS‐1907391 47.049 Mathematical and Physical Sciences 152,240       Direct DMS‐1916014 47.049 Mathematical and Physical Sciences 18,557       Direct DMS‐2016216 Amendment No. 001 47.049 Mathematical and Physical Sciences 7,839      Direct DMS‐2022303 47.049 Mathematical and Physical Sciences 9,989      Direct DRL‐1417777 47.076 Education and Human Resources 183,576  18,939                   Direct DRL‐1420572 47.076 Education and Human Resources 1,418      Direct DUE 1829157 47.076 Education and Human Resources 81,240  47,357                   Direct DUE‐1238140 Am. 005 47.076 Education and Human Resources 34,555  34,555                   Direct DUE‐1432383 47.076 Education and Human Resources 122,178       Direct DUE‐1432414 47.076 Education and Human Resources 240,590       Direct DUE‐1830121 47.076 Education and Human Resources 3,828

(Continued)

‐ 56 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct EAR 1951112 47.050 Geosciences 5,042$   ‐          $                 Direct EAR‐1109762 47.050 Geosciences 33,119       Direct EAR‐1246761 am 022 47.050 Geosciences 69,749  40,289                   Direct EAR‐1338322 47.050 Geosciences 540,439       Direct EAR‐1405030 47.050 Geosciences (148)      Direct EAR‐1426772 47.050 Geosciences 33,894       Direct EAR‐1462347 Amendment 004 47.050 Geosciences 31,107       Direct EAR‐1502740 47.050 Geosciences 9,245      Direct EAR‐1550787 47.050 Geosciences 28,380       Direct EAR‐1550805 47.050 Geosciences 41,523       Direct EAR‐1550913 47.050 Geosciences 24,484       Direct EAR‐1602788 47.050 Geosciences 32,929       Direct EAR‐1620582 47.050 Geosciences 1,592      Direct EAR‐1620604 47.050 Geosciences 60,092       Direct EAR‐1624691 47.050 Geosciences 19,636       Direct EAR‐1642268 Am 5 47.050 Geosciences 452,421       Direct EAR‐1656969 47.050 Geosciences 29,339       Direct EAR‐1660873 Amendment 002 47.050 Geosciences 24,815       Direct EAR‐1754061 47.050 Geosciences 175,403       Direct EAR‐1755805 47.050 Geosciences 88,949       Direct EAR‐1803725 Amend 1 & 2 47.050 Geosciences 44,764       Direct EAR‐1807165 47.050 Geosciences 14,872       Direct EAR‐1812752 47.050 Geosciences 785       Direct EAR‐1813508 47.050 Geosciences 91,479       Direct EAR‐1827220 47.050 Geosciences 113,082       Direct EAR‐1827277 47.050 Geosciences 139,658       Direct EAR‐1847612 47.050 Geosciences 25,220       Direct EAR‐1849465 47.050 Geosciences 45,948       Direct EAR‐1850683 47.050 Geosciences 27,586       Direct EAR‐1904159 47.050 Geosciences 45,926       Direct EAR‐1916614 47.050 Geosciences 9,518      Direct EAR‐1925884 47.050 Geosciences 2,131      Direct EAR‐1946911 47.050 Geosciences 3,030      Direct ECCS 1453921 47.041 Engineering 204,617       Direct ECCS‐1343248 47.041 Engineering 79,913       Direct ECCS‐1508993 Am 1 47.041 Engineering 68,449       Direct ECCS‐1509040 47.041 Engineering 120,526       Direct ECCS‐1509277 47.041 Engineering 82,957       Direct ECCS‐1509543 Amendment 001 47.041 Engineering 9,578      Direct ECCS‐1542202 47.041 Engineering 737,448  48,604                   Direct ECCS‐1936560 47.041 Engineering 80,086       Direct ECCS‐2018828 47.041 Engineering 71,444       Direct EF 1934496 47.074 Biological Sciences 84,154       Direct EF‐1241895 NCE Amendment 001 47.074 Biological Sciences 3,116      Direct EF‐1638519 Amendment 002 47.074 Biological Sciences 47,122       Direct EFMA 1741660 47.041 Engineering 382,496  324,331                 Direct HRD‐1540661 47.076 Education and Human Resources 43,088       Direct ICER‐1643277 Am 3 47.050 Geosciences 50,679       Direct ICER‐1740697 47.050 Geosciences 60,666       Direct IIA‐1425256 47.076 Education and Human Resources (5,675)       Direct IIP 1855021 47.041 Engineering 13,227       Direct IIP‐1439622 Am 7 47.041 Engineering 830,753       Direct IIP‐1439728 Am 11 47.041 Engineering 603,289       Direct IIP‐1745306 47.041 Engineering 9,255      Direct IIP‐1919036 47.041 Engineering 64,605       Direct IIP‐1919190 47.041 Engineering 59,286       Direct IIS 1525045 47.070 Computer and Information Science and Engineering 28,518       Direct IIS 1755895 47.070 Computer and Information Science and Engineering 98,670 

(Continued)

‐ 57 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct IIS 1829786 47.070 Computer and Information Science and Engineering 3,978$   ‐          $                 Direct IIS 1901099 47.070 Computer and Information Science and Engineering 84,556       Direct IIS 1908104 47.070 Computer and Information Science and Engineering 102,088       Direct IIS 1908711 47.070 Computer and Information Science and Engineering 10,946       Direct IIS 1927190 47.070 Computer and Information Science and Engineering 25,404       Direct IIS‐1251069 47.070 Computer and Information Science and Engineering (1,142)  (1,142)                    Direct IIS‐1328722 Amendment 005 47.070 Computer and Information Science and Engineering 333,443       Direct IIS‐1422557 47.070 Computer and Information Science and Engineering 3,583      Direct IIS‐1422802 47.070 Computer and Information Science and Engineering 8,591      Direct IIS‐1427014 47.070 Computer and Information Science and Engineering 1,900      Direct IIS‐1447566 47.070 Computer and Information Science and Engineering 3,986      Direct IIS‐1447788 47.070 Computer and Information Science and Engineering 72,349       Direct IIS‐1704074 Am 001 47.070 Computer and Information Science and Engineering 155,890  109,507                 Direct IIS‐1748541 47.070 Computer and Information Science and Engineering 34,855       Direct IIS‐1849107 47.070 Computer and Information Science and Engineering 142,026       Direct IIS‐1901423 47.070 Computer and Information Science and Engineering 158,923       Direct IIS‐1939606 Amendment 001 47.070 Computer and Information Science and Engineering 12,074       Direct IOS 1556674 47.074 Biological Sciences 110,565       Direct IOS 1645460 47.074 Biological Sciences 237,529       Direct IOS 1856724 47.074 Biological Sciences 126,878       Direct IOS 1933076 47.074 Biological Sciences 24,734       Direct IOS 1934384 47.074 Biological Sciences 105,379  67,075                   Direct IOS‐1238812 47.074 Biological Sciences 97,040       Direct IOS‐1354745 47.074 Biological Sciences 46,357       Direct IOS‐1354809 Amendment No. 001 47.074 Biological Sciences 109       Direct IOS‐1452831 Amendment 003 47.074 Biological Sciences 98,673       Direct IOS‐1656318 Amendment 002 47.074 Biological Sciences 150,989       Direct IOS‐1802848 47.074 Biological Sciences 139,944  129,682                 Direct IOS‐1856744 47.074 Biological Sciences 133,931  5,183                     Direct IOS‐1914611 47.074 Biological Sciences 78,776       Direct IOS‐1933291 47.074 Biological Sciences 31,631       Direct IOS‐1935351 47.074 Biological Sciences 43,672       Direct IOS‐1935458 47.074 Biological Sciences 8,400      Direct MCB 1613677 47.074 Biological Sciences 96,655       Direct MCB 1613809 Amendment 002 47.074 Biological Sciences 138,708       Direct MCB 1715293 47.074 Biological Sciences 53,501       Direct MCB 1901145 47.074 Biological Sciences 72,620       Direct MCB 2017932 47.074 Biological Sciences 338       Direct MCB‐1518058 NCE 47.074 Biological Sciences 86,012       Direct MCB‐1616854 47.074 Biological Sciences 96,224       Direct MCB‐1915154 47.074 Biological Sciences 71,420       Direct OAC 1835530 47.070 Computer and Information Science and Engineering 344,904       Direct OAC 1934634 47.070 Computer and Information Science and Engineering 50,903       Direct OAC 1934721‐Amendment 001 47.070 Computer and Information Science and Engineering 125,464       Direct OAC 1938914 47.070 Computer and Information Science and Engineering 12,477       Direct OAC‐1916252 47.070 Computer and Information Science and Engineering 59,868       Direct OAC‐1931304 47.070 Computer and Information Science and Engineering 14,000       Direct OAC‐1939916 47.070 Computer and Information Science and Engineering 14,016       Direct OCE 1916123 47.050 Geosciences 7,568      Direct OCE 1916124 47.050 Geosciences 68,085       Direct OCE‐1426695 47.050 Geosciences 2,150      Direct OCE‐1434352 Amend 001 47.050 Geosciences 9,289      Direct OCE‐1434798 47.050 Geosciences 10,306       Direct OCE‐1623799 001 47.050 Geosciences 44,509       Direct OCE‐1635560 47.050 Geosciences 84,792       Direct OCE‐1638454 47.050 Geosciences 7,259      Direct OCE‐1736677 47.050 Geosciences 155,662       Direct OCE‐1737368 47.050 Geosciences 268,079 

(Continued)

‐ 58 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct OCE‐1822556 Amendment 005 & 006 47.050 Geosciences 325,372$                ‐          $                 Direct OCE‐1822557 amend. 4 47.050 Geosciences 80,006       Direct OCE‐2016614 47.050 Geosciences 35,289       Direct OPP 1916982 47.050 Geosciences 27,982       Direct OPP‐1744989 47.050 Geosciences 122,054       Direct OPP‐2001033 47.078 Polar Programs 5,139      Direct PHY 1705603 47.049 Mathematical and Physical Sciences 28,017       Direct PHY 1757388 Am 2 47.049 Mathematical and Physical Sciences 109,668       Direct PHY 1806630 47.049 Mathematical and Physical Sciences 121,174       Direct PHY 1806798 47.049 Mathematical and Physical Sciences 110,470       Direct PHY‐1255410 am 004 47.049 Mathematical and Physical Sciences 15,010       Direct PLR 1638970 47.050 Geosciences 563,459       Direct PLR‐1419935 006 amend 8 47.050 Geosciences 668,937       Direct PLR‐1559691 A10 47.050 Geosciences 3,140,206               410,208                 Direct SES 1729117 47.075 Social, Behavioral, and Economic Sciences 38,528       Direct SES 1917198 47.075 Social, Behavioral, and Economic Sciences 49,463       Direct SES‐1357452 Amd 8 47.075 Social, Behavioral, and Economic Sciences 993,076       Passthrough:        American Physical Society CWC‐047 47.049 Mathematical and Physical Sciences 14,464         Arkansas State University 17‐106‐19 47.070 Computer and Information Science and Engineering 6,564        BSCS Science Learning 18‐006 47.076 Education and Human Resources 86,815         California Institute of Technology S386510 (Formerly 44E‐1098314) 47.050 Geosciences 71,333         Carnegie Mellon University 1122455‐370030 47.075 Social, Behavioral, and Economic Sciences 21,068         Carnegie Mellon University 1122767‐428510 47.070 Computer and Information Science and Engineering 4,270        Carnegie Mellon University 1123422‐427030 47.070 Computer and Information Science and Engineering 78,495         Colorado State University G‐35866‐01/DEB‐1413925 47.074 Biological Sciences 22,490         Cornell University 76961‐10788 and 76961‐ 10341 47.074 Biological Sciences 305,249         Cornell University 7878877‐10864 Am 4 47.049 Mathematical and Physical Sciences 70,706         Cornerstone Genomics, LLC 1843341 47.041 Engineering 74,250         Cryoocyte, Inc 1913772‐01 47.041 Engineering 50,749         Dordt University No Award Number 47.070 Computer and Information Science and Engineering 9,628        Florida Atlantic University UR‐K161 47.074 Biological Sciences 10,602         Insight Sensing Corporation CON‐77723 47.041 Engineering 43,279         Iowa State University 420‐72‐24/420‐72‐45 47.041 Engineering (17)        J Craig Venter Institute JCVI‐18‐019 Mod. 1 47.074 Biological Sciences 69,209         Johns Hopkins University 157142 47.050 Geosciences 34,583         Johns Hopkins University 2003129510 Amd 4 47.075 Social, Behavioral, and Economic Sciences 123,635         Kansas State University S15204 47.074 Biological Sciences (15,957)         Louisiana State University PO‐0000082336 Am. 1 47.074 Biological Sciences 107,467         Maricopa Community Colleges GCC02‐100065287 am 4 47.076 Education and Human Resources 74,385         Michigan State University RC104177UMINN 47.049 Mathematical and Physical Sciences 9,224        Michigan State University RC108100UMN Amendment 2 47.074 Biological Sciences 70,369         Michigan Technological University Sub #1603040Z4 PO # P0098194 47.041 Engineering 136,465         Middle Tennessee State University 537225‐77778‐01 Am 2 47.076 Education and Human Resources 39,654         Missouri Botanical Garden NSF08115UOMTC 47.074 Biological Sciences 8,980        New Jersey Institute of Technology 997213 PO#UP006596 47.041 Engineering 29,896         Pennsylvania State University 5556‐UM‐NSF‐6863 Am. 3 47.074 Biological Sciences 130,786         Pennsylvania State University 5942‐UM‐NSF‐4313 47.049 Mathematical and Physical Sciences 75,160         Princeton University SUB0000265‐1 47.070 Computer and Information Science and Engineering 159,974         Princeton University SUB0000351 47.041 Engineering 205,542         Purdue University 10001257‐013 47.070 Computer and Information Science and Engineering 200,261         St Cloud State University PO 73798/Req 106604097 47.076 Education and Human Resources 56,632         Stanford University 61942785‐134448 47.049 Mathematical and Physical Sciences 280,228         The University of Arizona 125164, Amendment 5 47.050 Geosciences 4,012        The University of Arizona 377534 47.049 Mathematical and Physical Sciences (938)        The University of Arizona Subaward #544293 47.049 Mathematical and Physical Sciences 4,352        The University of Georgia SUB00000903 (formerly: RC371‐288/S000903 47.074 Biological Sciences (9,651)         The University of Utah 10043662‐S1 47.049 Mathematical and Physical Sciences 139,967 

(Continued)

‐ 59 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        The University of Utah 10047899‐MINN/PO U000152712 47.041 Engineering 126,724$                ‐          $                   The University of Utah Sub. 10043668‐UMD 47.050 Geosciences 29,372         University of California, San Diego 109256450    MP invoice # S9002104 A1 47.049 Mathematical and Physical Sciences 66,712         University of California, San Diego 1740089 47.076 Education and Human Resources 2,000        University of California, San Diego 79408827 (MP invoice #S9001468) Amd 004 47.074 Biological Sciences 195,438         University of California, Davis A18‐0585‐S002‐A01 47.075 Social, Behavioral, and Economic Sciences 18,976         University of California, Santa Barbara KK1989 Amendment 1 47.074 Biological Sciences 278,170         University of California, Santa Cruz A16‐0434‐S001‐P0604315 47.049 Mathematical and Physical Sciences 2,919        University of Chicago FP062488‐01‐PR Am 1 47.049 Mathematical and Physical Sciences 36,359         University of Florida UFDSP00011886 Project P005335 47.075 Social, Behavioral, and Economic Sciences 28,530         University of Hawaii at Manoa MA1349 47.075 Social, Behavioral, and Economic Sciences 6         University of Maryland 58686‐Z4808003 Amendment B 47.074 Biological Sciences 214,622         University of Maryland 84553‐Z3275201 47.075 Social, Behavioral, and Economic Sciences 32,920         University of Michigan 3004214949 47.041 Engineering 55         University of Michigan 3004628722 47.041 Engineering 58,538         University of Michigan PO‐3005121088/SUBK00008284 47.074 Biological Sciences 35,741         University of Michigan SUBK00008483, PO 3005200385/1805085 47.041 Engineering 49,100         University of Nebraska‐Lincoln 25‐0536‐0049‐004 47.076 Education and Human Resources 24,123         University of Notre Dame PHY‐1806631 ‐ MN Sub 47.049 Mathematical and Physical Sciences 2,206        University of South Carolina 18‐3488, PO 2‐36691/USC 17880‐FA17, Am 1 47.041 Engineering 5,273        University of South Dakota UP1700296‐UMN1 47.079 Office of International Science and Engineering 71,244         University of Southern California 87387869 47.083 Integrative Activities 22,087         University of St Thomas 2018‐33‐01 47.070 Computer and Information Science and Engineering 10,558         University of Texas Rio Grande Valley 1523577 (1) 47.049 Mathematical and Physical Sciences 26,685         University of Texas Rio Grande Valley 1906885 47.076 Education and Human Resources 7,911        University of Washington UWSC 10747/BPO #34724 47.041 Engineering 100,023         University of Wisconsin‐Madison 600K110 Amendment 4 47.074 Biological Sciences 328,636         University of Wisconsin‐Madison 631K050 PTE Fed#1503408 am 6 47.049 Mathematical and Physical Sciences 596,014         University of Wisconsin‐River Falls 2014‐200 47.076 Education and Human Resources 19,470         Washington State University 133480‐G003951 Amend. 1 47.041 Engineering 36,880     United States Postal Service      Direct CON000000081477 (USPS‐J Dworkin‐Strack LOU) 99.C01 Contract ‐ United States Postal Service 9,100      Direct 6HQOIG‐19‐B‐0081 Am 002 99.C01 Contract ‐ United States Postal Service 63,968 

           Total Research and Development Cluster 538,179,227          76,121,647     

  Student Financial Aid    Department of Agriculture, National Institute of      Food and Agriculture      Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 101,687     Department of Education      Direct 84.007 Federal Supplemental Educational Opportunity Grants 4,628,643                    Direct 84.033 Federal Work‐Study Program 3,475,104                    Direct 84.063 Federal Pell Grant Program 43,569,260                 Direct 84.268 Federal Direct Student Loans 362,177,855               Direct 84.379 Teacher Education Assistance for College and Higher Education Grants (TEACH Grants) 55,228     Department of Health and Human Services      Direct 93.342 Health Professions Student Loans, Including Primary Care Loans/Loans for Disadvantaged Students 3,937,723              

           Total Student Financial Aid 417,945,500          ‐                        

(Continued)

‐ 60 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

  477 Cluster    Department of Health and Human Services, Administration for      Children and Families      Passthrough:        MN Department of Health No Award Number 93.558 Temporary Assistance for Needy Families 175,325$                ‐          $                   MN Department of Human Services GRK 135734 93.558 Temporary Assistance for Needy Families 135,597         MN Department of Human Services PTK 145321 93.558 Temporary Assistance for Needy Families 1,357

           Total 477 Cluster 312,279  ‐                        

  CCDF Cluster    Department of Health and Human Services, Administration for      Children and Families      Direct 90YE0211‐01‐01 93.575 Child Care and Development Block Grant 21,572       Passthrough:        Child Trends, Inc 17105.UMinnesota.01 93.575 Child Care and Development Block Grant 53,542         MN Department of Human Services 114205 Am. No. 2 93.575 Child Care and Development Block Grant 29,059         MN Department of Human Services GRK149870 93.575 Child Care and Development Block Grant 50,580 

           Total CCDF Cluster 154,753  ‐                        

  Federal Transit Cluster    Department of Transportation, Federal Transit Administration      Passthrough:        MN Metropolitan Council SG‐2016‐008 20.507 Federal Transit Formula Grants 8,478        MN Metropolitan Council SG‐2019‐009 20.507 Federal Transit Formula Grants 119,651  9,100               

           Total Federal Transit Cluster 128,129  9,100               

  Fish and Wildlife Cluster    Department of the Interior, U.S. Fish and Wildlife Service      Passthrough:        MN Department of Natural Resources Master 143989, W.O. 151279 15.611 Wildlife Restoration and Basic Hunter Education 1,104        MN Department of Natural Resources SWIFT 144158 T‐Number 1929B Amd 1 15.611 Wildlife Restoration and Basic Hunter Education 7,241        MN Department of Natural Resources SWIFT 160131 T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 55,965         MN Department of Natural Resources SWIFT 164841 T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 30,000         MN Department of Natural Resources SWIFT 164856 under T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 17,838         MN Department of Natural Resources SWIFT 165231, T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 15,637 

           Total Fish and Wildlife Cluster 127,785  ‐                        

  Food Distribution Cluster    Department of Agriculture, Food and Nutrition Service      Passthrough:        Hunger Solutions Minnesota No Award Number 10.568 Emergency Food Assistance Program (Administrative Costs) 37,282 

           Total Food Distribution Cluster 37,282  ‐                        

  Health Center Program Cluster    Department of Health and Human Services, Health Resources      and Services Administration      Direct 1 H8CCS34767‐01‐00 93.224 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the

  Homeless, and Public Housing Primary Care) COVID‐19 63,223       Direct 1 H8DCS360680100 93.224 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the

  Homeless, and Public Housing Primary Care) COVID‐19 684,396       Direct 6 H80CS00241‐18‐06 93.224 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the

  Homeless, and Public Housing Primary Care) 2,026,681              Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the

      Direct 6 H80CS00241‐19‐01 93.224   Homeless, and Public Housing Primary Care) 541,524 

           Total Health Center Program Cluster 3,315,824               ‐                        

(Continued)

‐ 61 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

  Highway Planning and Construction Cluster    Department of Transportation, Federal Highway Administration      Passthrough:        MN Department of Transportation 1003325 WO 132 20.205 Highway Planning and Construction 15,662$                  ‐          $                   MN Department of Transportation 1003325 Work Order 136 20.205 Highway Planning and Construction 41,252         MN Department of Transportation 1035427 20.205 Highway Planning and Construction 50,039         MN Department of Transportation MnDOT Agreement No. 1036299 20.205 Highway Planning and Construction 896         MN Metropolitan Council SG‐2019‐021 20.205 Highway Planning and Construction 15,000 

           Total Highway Planning and Construction Cluster 122,849  ‐                        

  Highway Safety Cluster    Department of Transportation, National Highway      Traffic Safety Administration      Passthrough:        City of Duluth Damion 2018‐12501 20.600 State and Community Highway Safety 3,595        City of Duluth No Award Number 20.600 State and Community Highway Safety 3,166        MN Department of Public Safety A‐ADMIN19‐2019‐UMREGENTS‐002 20.600 State and Community Highway Safety 27,332         MN Department of Public Safety A‐ADMIN20‐2020‐UMREGENTS‐002 20.600 State and Community Highway Safety 78,235         MN Department of Public Safety PT_176026_PO_3‐66925 20.600 State and Community Highway Safety 486 

           Total Highway Safety Cluster 112,814  ‐                        

  SNAP Cluster    Department of Agriculture, Food and Nutrition Service      Passthrough:        MN Department of Human Services 165331 10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program 3,191,958                      MN Department of Human Services GRK%116730/300049222 10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program 3,555,711              

           Total SNAP Cluster 6,747,669               ‐                        

  Special Education Cluster (IDEA)    Department of Education, Office of Special Education and      Rehabilitative Services      Passthrough:        MN Department of Education 103568 Am 2 84.173 Special Education Preschool Grants 183,813 

           Total Special Education Cluster (IDEA) 183,813  ‐                        

  TRIO Cluster    Department of Education, Office of Postsecondary Education      Direct P042A150142 ‐ 19 84.042 TRIO Student Support Services 276,455       Direct P042A160173‐19 Mod 5 84.042 TRIO Student Support Services 391,121       Direct P047A141195 ‐ 18 84.047 TRIO Upward Bound 1,663      Direct P047A170735 84.047 TRIO Upward Bound 552,773       Direct P047A190626 84.047 TRIO Upward Bound 610,635       Direct P217A170152‐19 Action 4 84.217 TRIO McNair Post‐Baccalaureate Achievement 356,718       Direct P217A170298 ‐ 19 84.217 TRIO McNair Post‐Baccalaureate Achievement 230,866 

           Total TRIO Cluster 2,420,231               ‐                        

           Total Clustered Programs 969,788,155          76,130,747     

NON CLUSTERED PROGRAMS  Higher Education Emergency Relief Fund (HEERF)    Department of Education      Direct NS Prog CARES/COVID‐19‐HEERF Student Awards 84.425E Education Stabilization Fund COVID‐19 8,272,354              

           Total Higher Education Emergency Relief Fund (HEERF) 8,272,354               ‐                        

  Public Service    Agency for International Development      Direct AID‐OAA‐A‐15‐00014 MOD#23 98.001 USAID Foreign Assistance for Programs Overseas 4,980,062               2,818,431             Passthrough:        FHI 360 Disaster Relief Fund PO17003103 Amendment 3 98.001 USAID Foreign Assistance for Programs Overseas 609 

(Continued)

‐ 62 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Corporation for National and Community Service      Direct 17SRNMN001 94.002 Retired and Senior Volunteer Program 59,134$                  ‐          $                 Direct 20SRNMN005 94.002 Retired and Senior Volunteer Program 2,129    Department of Agriculture      Direct 14‐DG‐11132762‐393 10.CXX Contract‐Department of Agriculture 1       Direct 14‐DG‐11132762‐443 10.UXX Unid CFDA‐Department of Agriculture 86,341       Direct FSIS‐C‐28‐2019 10.CXX Contract‐Department of Agriculture 110,091     Department of Agriculture, Agricultural Marketing Service      Direct 16FMPPMN0025 10.168 Farmers Market Promotion Program 115,584       Passthrough:        MN Department of Agriculture 148646/PO 3000029758 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 49,387         MN Department of Agriculture 148656/PO 3000029760 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 27,014         MN Department of Agriculture 167515/PO 3000034004 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 16,145         MN Department of Agriculture 167516/PO 30000034003 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 9,644        MN Department of Agriculture SWIFT 117413/PO 21786 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 3,148        MN Department of Agriculture SWIFT No. 149093/PO 3000029855 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 10,159     Department of Agriculture, Agricultural Research Service      Direct 58‐5030‐7‐052/Prime:58‐5030‐7‐043/3TZ640 10.001 Agricultural Research Basic and Applied Research 2,469      Passthrough:        Iowa State University 021220A 10.001 Agricultural Research Basic and Applied Research 12,588     Department of Agriculture, Animal and Plant      Health Inspection Service      Direct AP18VSNVSL00C032 10.025 Plant and Animal Disease, Pest Control, and Animal Care 9,759      Direct AP18VSNVSL00C038 Amd# 0001 10.025 Plant and Animal Disease, Pest Control, and Animal Care 100,803       Direct AP19VSNVSL00C009 10.025 Plant and Animal Disease, Pest Control, and Animal Care 254,271       Direct AP19VSNVSL00C036 10.025 Plant and Animal Disease, Pest Control, and Animal Care 158,042     Department of Agriculture, Economic Research Service      Direct 58‐3000‐6‐0037 10.250 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations 2,897      Direct 59‐1000‐9‐0023 Am 1 10.250 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations 28,136       Passthrough:        Syracuse University 30643‐05091‐S01 10.253 Consumer Data and Nutrition Research 19,611     Department of Agriculture, Farm Service Agency      Direct 2018‐70026‐28936 10.421 Indian Tribes and Tribal Corporation Loans 95,556       Direct 27‐015‐0416007513 10.435 State Mediation Grants 258,462       Direct 49 10.435 State Mediation Grants 122,337     Department of Agriculture, Food and Nutrition Service      Passthrough:        MN Department of Education 149325/PO 3000019027 10.574 Team Nutrition Grants (282)        MN Department of Education 170324/PO 3000022020 10.575 Farm to School Grant Program 1,691    Department of Agriculture, Food Safety and Inspection Service      Direct FSIS‐C‐28‐2018 10.479 Food Safety Cooperative Agreements 98,135     Department of Agriculture, Foreign Agricultural Service      Direct FX17TA‐10960R007 10.960 Technical Agricultural Assistance 14,993       Direct FX18BF‐10777R034 10.777 Norman E. Borlaug International Agricultural Science and Technology Fellowship 5,948      Direct FX19CO‐10962R027 10.962 Cochran Fellowship Program‐International Training‐Foreign Participant 39,091       Direct FX19TA‐10960R012 10.960 Technical Agricultural Assistance 11,898       Direct TA‐CR‐15‐059 Amd 0001 10.960 Technical Agricultural Assistance 72,378  22,000                 Department of Agriculture, Forest Service      Direct 17‐DG‐11420004‐277 10.674 Wood Utilization Assistance 32,899  28,514                   Direct 19‐CA‐11111169‐029 10.674 Wood Utilization Assistance 2,201      Direct 19‐DG‐11420000‐076 10.674 Wood Utilization Assistance 23,085       Passthrough:        MN Department of Natural Resources 121410/PO 3‐109137 10.664 Cooperative Forestry Assistance 41,834         MN Department of Natural Resources 150655 Amd 2 10.675 Urban and Community Forestry Program 151,587         MN Department of Natural Resources 169962/3‐164239 10.675 Urban and Community Forestry Program 57,313         MN Department of Natural Resources 170204 10.678 Forest Stewardship Program 24,004 

(Continued)

‐ 63 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Department of Agriculture, National Institute of      Food and Agriculture      Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 332$ ‐          $                 Direct NS Prog USDA Smith Lever Funds 10.511 Smith‐Lever Funding (Various Programs) 10,070,626                 Direct NS Prog USDA Renewable Resource Program Funds 10.515 Renewable Resources Extension Act and National Focus Fund Projects 26,533       Direct 0721776072017‐38640‐26916 10.215 Sustainable Agriculture Research and Education 5,850      Direct 2014‐38413‐21825 10.220 Higher Education ‐ Multicultural Scholars Grant Program (42,385)       Direct 2014‐41520‐22191 Am 8 10.500 Cooperative Extension Service 98,726  84,669                   Direct 2015‐41520‐23815 am 5 10.500 Cooperative Extension Service 219,650       Direct 2015‐70017‐22874 Amd #2 10.311 Beginning Farmer and Rancher Development Program 46,055       Direct 2016‐46401‐25869 10.500 Cooperative Extension Service 15,240  1,666                     Direct 2017‐38504‐27122 10.319 Farm Business Management and Benchmarking Competitive Grants Program 102,634  30,462                   Direct 2017‐41580‐26921 10.500 Cooperative Extension Service 77,376       Direct 2017‐46401‐27163 10.500 Cooperative Extension Service 25,686  2,807                     Direct 2017‐70006‐27278 10.329 Crop Protection and Pest Management Competitive Grants Program 213,000       Direct 2018‐38504‐28733 10.319 Farm Business Management and Benchmarking Competitive Grants Program 147,538  19,643                   Direct 2018‐41520‐28908 Am 4 10.500 Cooperative Extension Service 590,262  142,072                 Direct 2018‐46100‐28784 10.500 Cooperative Extension Service 146,296  17,196                   Direct 2018‐70017‐28605 10.311 Beginning Farmer and Rancher Development Program 295,017  35,551                   Direct 2018‐70020‐28864 10.328 National Food Safety Training, Education, Extension, Outreach, and Technical Assistance

  Competitive Grants Program 65,309       Direct 2019‐38504‐30097 10.319 Farm Business Management and Benchmarking Competitive Grants Program 212,298       Direct 2019‐41520‐30099 10.500 Cooperative Extension Service 22,116       Direct 2019‐46100‐30279 10.500 Cooperative Extension Service 50,994  23,682                   Direct 2019‐49400‐30459 10.311 Beginning Farmer and Rancher Development Program 116,053       Passthrough:        Amherst H Wilder Foundation 2017‐33800‐27060 Amendment 1 10.225 Community Food Projects 19,113         Auburn University 15‐CHS‐205205‐UM/20154877024368 10.200 Grants for Agricultural Research, Special Research Grants 135,711         Auburn University 20‐HDFS‐205212‐UM 10.500 Cooperative Extension Service 30,037         Iowa State University 4163031C/2018‐70020‐28877 10.328 National Food Safety Training, Education, Extension, Outreach, and Technical Assistance

  Competitive Grants Program 3,774        Iowa State University 416‐41‐15Y 10.200 Grants for Agricultural Research, Special Research Grants 2,166        Iowa State University 416‐41‐15Z/2014‐38500‐22138 10.200 Grants for Agricultural Research, Special Research Grants 3,373        Main Street Project No Award Number 10.311 Beginning Farmer and Rancher Development Program 13,386         Michigan State University RC108266UMN/2018‐68008‐27887 10.310 Agriculture and Food Research Initiative (AFRI) 7,415        Michigan State University RC110122UMN 10.303 Integrated Programs 13,710  1,410                       Michigan State University RC110122UMN2 (formerly:RC107820I) 10.303 Integrated Programs 9,189        North Central Risk Mgmt Education Center 2018‐70027‐28586/Sub 25‐6324‐0187‐013 10.500 Cooperative Extension Service 34,118  4,800                       South Dakota State University 3TC495 10.217 Higher Education ‐ Institution Challenge Grants Program 2,823        Texas A & M University S18‐0902‐502013 10.217 Higher Education ‐ Institution Challenge Grants Program 19,681         University of Nebraska‐Lincoln 2018‐70027‐28586/Sub 25‐6324‐0187‐016 10.500 Cooperative Extension Service 35,478  2,536                       University of Nebraska‐Lincoln 25‐6324‐0150‐311/2015‐49200‐24226 10.500 Cooperative Extension Service 5,272        University of Nebraska‐Lincoln 25‐6324‐0187‐009 10.500 Cooperative Extension Service 19,986         University of Nebraska‐Lincoln 25‐6324‐0187‐109 10.500 Cooperative Extension Service 3,158        White Earth Tribal & Community College 404459‐43007/2018‐47002‐28632 10.500 Cooperative Extension Service 13,365     Department of Agriculture, Natural Resources      Conservation Service      Direct NR183A750008G011 10.912 Environmental Quality Incentives Program 249,511       Direct NR183A750025C018 10.903 Soil Survey 23,612       Direct NR1874820002C002 10.902 Soil and Water Conservation 78,951  35,566                 Department of Agriculture, Rural Business Cooperative Service      Direct 138169065 10.868 Rural Energy for America Program 43,849       Direct 138169065 10.868 Rural Energy for America Program 3,962    Department of Agriculture, USDA, Office of the Chief Economist      Direct 58‐0111‐19‐008 10.290 Agricultural Market and Economic Research 11,120       Direct 58‐0111‐19‐020 10.290 Agricultural Market and Economic Research 36,702 

(Continued)

‐ 64 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Department of Commerce, Economic Development Administration      Direct ED16CHI3030035 Am 3 11.303 Economic Development Technical Assistance 142,341$                ‐          $                 Direct ED18CHI3030032 11.303 Economic Development Technical Assistance 79,510     Department of Commerce, National Oceanic and      Atmospheric Administration      Direct NA14OAR4170080 Amend. 15 11.417 Sea Grant Support 32,856       Direct NA18NOS4290001 11.429 Marine Sanctuary Program 339       Direct NA18OAR4170101 Amend. 13 11.417 Sea Grant Support 1,082,840                    Direct NA18OAR4170127 Amendment 1 11.417 Sea Grant Support 11,667       Direct NA19OAR4170017 Amend. 1 11.417 Sea Grant Support 37,439       Direct NA19OAR4170388 11.417 Sea Grant Support 52,080  20,303                   Direct NA20OAR4170053 11.417 Sea Grant Support 25,368       Passthrough:        City of Duluth No Award Number 11.419 Coastal Zone Management Administration Awards 11,906         MN Department of Natural Resources 170295/3000164592 mod 1 11.419 Coastal Zone Management Administration Awards 159         Univ of Illinois at Urbana‐Champaign 089354‐16822 Amend. 1 11.432 National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes 3,145    Department of Defense      Direct FA8810‐17‐P‐0001 12.CXX Contract‐Department of Defense 108,861       Direct NAFBA1‐19‐M‐0065 12.CXX Contract‐Department of Defense 186,642       Passthrough:        General Dynamics 07ESM758877 12.CXX Contract‐Department of Defense 74,125         Purdue University 13000771‐038 12.CXX Contract‐Department of Defense 97,243     Department of Defense, Dept of the Navy      Direct N00014‐15‐1‐2391 A00001 12.300 Basic and Applied Scientific Research 30,220       Direct N00014‐19‐1‐2018 P00002 12.300 Basic and Applied Scientific Research 210,353       Passthrough:        Texas Tech University 21C247‐01 12.300 Basic and Applied Scientific Research 27     Department of Defense, Office of the Secretary of Defense      Passthrough:        Michigan State University RC109498‐UMN 12.550 The Language Flagship Grants to Institutions of Higher Education 1,266    Department of Education      Passthrough:        MN Department of Human Services PTK%120385 Mod 1 84.412 Race to the Top Early Learning Challenge 69,080     Department of Education, Institute of Education Sciences      Direct R324A180178‐19 Action 4 84.324 Research in Special Education 242,036       Passthrough:        MN Office of Higher Education #120157 84.372 Statewide Longitudinal Data Systems 37,044         MN Office of Higher Education 169718 84.372 Statewide Longitudinal Data Systems 39,315     Department of Education, Office of Elementary and      Secondary Education      Passthrough:        MN Department of Education 104284/PO 3000012247 84.368 Competitive Grants for State Assessments (formerly Grants for Enhanced Assessment Instruments) 1,411,184                      University of Wisconsin‐Madison 0000000422 84.283 Comprehensive Centers 207,386     Department of Education, Office of Postsecondary Education      Direct P015A140101 ‐ 17 Action 5 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and

  International Studies Program and Foreign Language and Area Studies Fellowship Program 5,195      Direct P015B180116 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and

  International Studies Program and Foreign Language and Area Studies Fellowship Program 248,437       Direct P031X150001 ‐ 19 84.031 Higher Education Institutional Aid 682,627       Direct P200A150036 A4 84.200 Graduate Assistance in Areas of National Need 36,045       Direct P382B160009‐19 Act 4 84.382 Strengthening Minority‐Serving Institutions 368,079       Passthrough:        Central Lakes College PO31F180002 84.031 Higher Education Institutional Aid 57,378     Department of Education, Office of Special Education and      Rehabilitative Services      Direct H325K120212‐16 Action 8 84.235 Rehabilitation Services Demonstration and Training Programs 1,698      Direct H325K150304 ‐ 18 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 97,427 

(Continued)

‐ 65 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct H326G160001 ‐19 Action 8 84.326 Special Education Technical Assistance and Dissemination to Improve Services and  Results for Children with Disabilities 2,098,171$            679,296$        

      Direct H326Y170004 ‐19 action 4 84.326 Special Education Technical Assistance and Dissemination to Improve Services and  Results for Children with Disabilities 1,904,219               965,455           

      Direct H327S170015 ‐19 Action 4 84.327 Special Education Educational Technology Media, and Materials for Individuals with Disabilities 483,954       Passthrough:        Assoc of Univ Centers on Disabilities 01‐19‐8829/H418T140002‐14C 84.418 Promoting Readiness of Minors in Supplemental Security Income 35,046         Assoc of Univ Centers on Disabilities 22‐16‐8829 84.418 Promoting Readiness of Minors in Supplemental Security Income (332)        MN Department of Education SWIFT 101069 Am 2 84.181 Special Education‐Grants for Infants and Families 81,291         The University of Texas at Austin UTA16‐001046 84.326 Special Education Technical Assistance and Dissemination to Improve Services and

  Results for Children with Disabilities 62,742         Vanderbilt University UNIV 58780 (previously 2920‐018447) 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 114,287     Department of Energy      Passthrough:        MN Department of Commerce 122344/9240 81.UXX Unid CFDA‐Department of Energy 69,559         MN Department of Commerce 153429 81.UXX Unid CFDA‐Department of Energy 3,686        MN Department of Commerce 169704/3‐12886 81.UXX Unid CFDA‐Department of Energy 5,682    Department of Health and Human Services      Direct NS Prog DHHS‐CDC IPA 93.UXX Unid CFDA‐Department of Health and Human Services 235,194       Passthrough:        MDRC No Award Number 93.CXX Contract‐Department of Health and Human Services 5,000        The Lewin Group Proj. # 01.05645.170/75FCMC19F0007 93.CXX Contract‐Department of Health and Human Services 28,590     Department of Health and Human Services, Administration      for Children and Families      Direct 90CT7004‐03‐00 93.648 Child Welfare Research Training or Demonstration 195,354  36,983                   Direct 90CT7004‐04‐00 93.648 Child Welfare Research Training or Demonstration 232,609  28,221                   Passthrough:        MN Department of Health Grant Agreement #108414 ‐ Amendment 1 93.092 Affordable Care Act (ACA) Personal Responsibility Education Program 89,038         MN Department of Human Services GRK 129752 93.658 Foster Care Title IV‐E 379,379         MN Department of Human Services JPK% 156215 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 26,862         The Research Foundation of SUNY Subcontract Award Number 18‐13‐79280 93.648 Child Welfare Research Training or Demonstration 17,075         University at Albany, SUNY 13‐82905 93.648 Child Welfare Research Training or Demonstration 79,270     Department of Health and Human Services, Administration for      Community Living (ACL)      Direct 90ARCP0002‐03‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 81,307       Direct 90DDUC0070‐01‐00 93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service 16,386       Direct 90DDUC0070‐02‐02 93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service 513,316       Direct 90DNPA0001‐01‐00 93.631 Developmental Disabilities Projects of National Significance 84,754  43,430                   Direct 90DNPA0001‐02‐01 93.631 Developmental Disabilities Projects of National Significance 239,557  23,344                   Passthrough:        Nat'l Assoc of States United for Aging No Award Number 93.631 Developmental Disabilities Projects of National Significance 1,922    Department of Health and Human Services, Agency for      Healthcare Research and Quality      Direct 75Q80119F32009/HHSA290201500008I TO #1 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 11,007       Direct 75Q80119F32009/HHSA29032007T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 713,051       Direct 75Q80119F32009/HHSA290201500008I 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 12,784       Direct 75Q80120D00008/75Q80120F32001 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 14,714       Direct HHSA290201500008I/HHSA29032005T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 70,193  57,519                   Direct HHSA290201500008I/HHSA29032006T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 22,430       Direct UPIID: 75Q80119F32008/HHSA29032008T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 271,628  61,765                   Passthrough:        Impaq International, LLC Internal Contract # 2810 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 67,180     Department of Health and Human Services, Centers for      Disease Control and Prevention      Direct 200‐2016‐92268 Order 0005 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 209,288       Direct 200‐2017‐92107/75D30120F00004 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 269,824       Direct 5 NU53DD000007‐02‐00 93.998 Autism and Other Developmental Disabilities, Surveillance, Research, and Prevention 509,859       Direct 5U48DP005022‐05‐01 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 253,070 

(Continued)

‐ 66 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

      Direct 6 NU1ROT000005‐01‐03 93.391 Activities to Support State, Tribal, Local and Territorial (STLT) Health Department Response to  Public Health or Healthcare Crises 593,893$                249,578$        

      Direct 6 NU53DD001171‐04‐04 93.073 Birth Defects and Developmental Disabilities ‐ Prevention and Surveillance (2,377)       Direct 6 U48DP006414‐01‐03 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 501,141       Direct 75D30119D03754 Task Order‐Option Year 1 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 76,485       Direct 75D30119D03922 Order 2 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 55,622       Passthrough:        Assoc of Univ Centers on Disabilities 36‐18‐8812 93.424 NON‐ACA/PPHF ‐ Building Capacity of the Public Health System to Improve Population Health

  through National Nonprofit Organizations 4,233        Assoc of Univ Centers on Disabilities AEA 2016‐2018 93.073 Birth Defects and Developmental Disabilities ‐ Prevention and Surveillance 6,169        Fairview Health Services CON000000037589 93.080 Blood Disorder Program: Prevention, Surveillance, and Research 9,986        MN Department of Health 000512145‐006 93.184 Disabilities Prevention 24,764         MN Department of Health 119614/45452 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 17,119         MN Department of Health 141686, amendment 1 93.084 Prevention of Disease, Disability, and Death by Infectious Diseases 1,757        MN Department of Health 156167 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 20,561         MN Department of Health 173545/PO 3‐73008 93.426 Improving the Health of Americans through Prevention and Management of Diabetes and Heart Disease and Stroke 13,795         MN Department of Health 3‐108747 Amend 7 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 14,867         MN Department of Health Grant # 133014 (PO# 3000052657) 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 45,918         MN Department of Health H1201‐3000068209 (Contract# 164600) 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 164,883         MN Department of Health H1201‐3000068545 (Contract# 165001) 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 1,055        MN Department of Health SWIFT 155913/PO 3‐76001 93.426 Improving the Health of Americans through Prevention and Management of Diabetes and Heart Disease and Stroke 133,200  21,425                     MN Department of Health Swift contract 107507 Amendment #5 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 172,173         The University of Iowa S00451‐01/5 U54OH007548‐18‐00 93.262 Occupational Safety and Health Program 5,524        Wisconsin Department of Health Services 42406 93.136 Injury Prevention and Control Research and State and Community Based Programs 3,779    Department of Health and Human Services, Centers for      Medicare and Medicaid Services      Direct HHSM‐500‐2015‐00558G 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 2,261,540                    Passthrough:        National Opinion Research Center 7833.SHADAC.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 291,414         National Opinion Research Center 8001.UMN.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 369,810         National Opinion Research Center 8193.02.UMN/Prev# 8193.01.UMN, 8019.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 6,935        National Opinion Research Center 8622.UOFMN.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 4,087        National Opinion Research Center PSA 8425.SHADAC.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 7,552        National Opinion Research Center PSA 8425.UOFMN.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 16,918         State of Tennessee 31865‐00903 93.624 ACA ‐ State Innovation Models: Funding for Model Design and Model Testing Assistance 1,010,876               101,250               Department of Health and Human Services,      Food and Drug Administration      Direct 1U18FD006863‐01 93.103 Food and Drug Administration Research 103,107       Direct 5U18FD005561‐05 93.103 Food and Drug Administration Research 201,848       Direct 5U18FD006151‐04 93.103 Food and Drug Administration Research 66,256       Passthrough:        Brillient Corporation 754F40119F19090 93.C08 Contract‐Department of Health and Human Services‐Food and Drug Administration 7,034        Brillient Corporation 754F40119F19090 MOD002 93.C08 Contract‐Department of Health and Human Services‐Food and Drug Administration 7,400        MN Department of Agriculture 118796/PO 22162 93.103 Food and Drug Administration Research 118,803         Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2020‐003 93.103 Food and Drug Administration Research 24,934     Department of Health and Human Services, Health      Resources and Services Administration      Direct 5U1CRH03717‐15‐03 93.155 Rural Health Research Centers 714,357       Direct 5U27RH01080‐18‐01 93.241 State Rural Hospital Flexibility Program 1,382,187               877,333                 Direct 6 D87HP31254‐03‐01 93.884 Grants for Primary Care Training and Enhancement 134,882       Direct 6 G01RH32157‐02‐01 93.211 Telehealth Programs 295,340  62,175                   Direct 6 G22RH30357‐01‐01 93.211 Telehealth Programs (8,266)       Direct 6G22‐RH30357‐04‐02 93.211 Telehealth Programs 315,836       Passthrough:        Fairview Health Services CON000000070761 93.110 Maternal and Child Health Federal Consolidated Programs 14,459         Hennepin Healthcare Research Institute HHSH250201500009C/SRTR Kandaswamy 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 4,079        Hennepin Healthcare Research Institute HHSH250201500009C/SRTR Lake 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 9,469        MN Department of Health SWIFT Contract 147077 Amendment 2 93.870 Maternal, Infant and Early Childhood Home Visiting Grant 308,517 

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UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        National Opinion Research Center 7696.UNIV_MN.01 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 486,648$                ‐          $                   National Opinion Research Center 8004.UMN.01 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 123,348         State of Minnesota GRK%125881/3000052884 Amd 1 93.917 HIV Care Formula Grants 295,883         Thomas Jefferson University 080‐36000‐M07501/P.O. # 2000100350 93.884 Grants for Primary Care Training and Enhancement 5,400        University of California, San Francisco Agreement #10898sc Amendment 1 93.110 Maternal and Child Health Federal Consolidated Programs 196,873     Department of Health and Human Services, Immed Office of      the Secretary of Health and Human Services      Passthrough:        Emory University T767712/T922404/A082855/A254685 93.825 National Ebola Training and Education Center (NETEC) 96,037     Department of Health and Human Services,      National Institutes of Health      Direct HHSN261201700087A 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 174,586       Direct HHSN271201700592P 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 17,710       Passthrough:        Brigham And Women’s Hospital Alliance for Clinical Trials In Oncology 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 2,500        CSRA, LLC 7SK00001DB/GSN010 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 7,662    Department of Health and Human Services, Substance Abuse      and Mental Health Services Administration      Direct 1U79SM080009‐03 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance 522,607  83,832                   Direct 5H79TI081900‐02 93.788 Opioid STR 477,883       Direct 6H79SM062175‐01M002 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance 389,818       Passthrough:        MN Department of Human Services 114525 Amendment 2 93.958 Block Grants for Community Mental Health Services 1,557,452               1,557,597               MN Department of Human Services 138118 93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (SED) 330,808  191,600                   MN Department of Human Services GRK% 110808 Am 3 93.958 Block Grants for Community Mental Health Services 208,379         MN Department of Human Services No Award Number 93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (SED) 6,297    Department of Homeland Security      Direct HSHQDC‐17‐A‐B0007/70RSAT19FR0000013 97.CXX Contract‐Department of Homeland Security 86,344     Department of Homeland Security, Federal Emergency      Management Agency      Passthrough:        MN Department of Natural Resources 158526/3000151743 97.045 Cooperating Technical Partners 42,005         MN Department of Public Safety 109524 PO# 3000040649 97.039 Hazard Mitigation Grant (133)        MN Department of Public Safety 125671 97.047 Pre‐Disaster Mitigation 6,871        MN Department of Public Safety 125851 97.047 Pre‐Disaster Mitigation 2,281        MN Department of Public Safety 147344 97.047 Pre‐Disaster Mitigation 187,343         MN Department of Public Safety No Award Number 97.047 Pre‐Disaster Mitigation 15,057         MN Department of Public Safety No Award Number 97.047 Pre‐Disaster Mitigation 29,692         MN Dept of Homeland Sec & Emer Mgmt ASHSP2018UNIVMN012/PO 3000056311 97.067 Homeland Security Grant Program 130,000         MN Dept of Homeland Sec & Emer Mgmt A‐SHSP‐2019‐UNIVMN‐019 97.067 Homeland Security Grant Program 91,480     Department of Justice, Office of Justice Programs      Direct 2019‐VM‐BX‐0011 16.320 Services for Trafficking Victims 17,633       Passthrough:        Minnesota Judicial Branch Contract No. 146263 16.585 Drug Court Discretionary Grant Program 32,592         Minnesota Judicial Branch No Award Number 16.585 Drug Court Discretionary Grant Program 18,423         MN Department of Public Safety A‐CVS‐2018‐CUHCC‐00026 16.575 Crime Victim Assistance 32,376         MN Department of Public Safety A‐CVS‐2020‐CUHCC‐025 16.575 Crime Victim Assistance 103,133         National 4‐H Council 2018‐JU‐FX‐0005 16.726 Juvenile Mentoring Program 61,267         National 4‐H Council Prime award 2019‐MU‐FX‐0002 16.726 Juvenile Mentoring Program 1,316    Department of State      Passthrough:        International Joint Commission 1042901719 19.CXX Contract‐Department of State 20,000     Department of State, Bureau of Educational and Cultural Affairs      Passthrough:        Institute of International Education HHH1801_UMN_7.1.18 19.010 Academic Exchange Programs ‐ Hubert H. Humphrey Fellowship Program 11,575         Institute of International Education HHH1901_UMN_7.1.19 19.010 Academic Exchange Programs ‐ Hubert H. Humphrey Fellowship Program 316,061 

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‐ 68 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Department of State, Office of the Under Secretary for      Public Diplomacy and Public Affairs      Direct SCH50016GR0049 19.040 Public Diplomacy Programs 17,282$                  ‐          $                 Direct SUP30019GR0065 19.040 Public Diplomacy Programs 16,888     Department of the Interior      Direct 140D0418P0073 15.CXX Contract‐Department of the Interior 32,463     Department of the Interior, Bureau of Land Management      Passthrough:        The Ohio State University 60064794/RF01528742 15.232 Joint Fire Science Program 1,430    Department of the Interior, National Park Service      Direct P16AC00370 Mod 3 & admin Mod 4 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 19,994       Direct P16AC01557 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 18,408       Direct P18AC00138 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 7,182    Department of the Interior, U.S. Fish and Wildlife Service      Passthrough:        MN Department of Natural Resources 161944/PO 3_156055 15.662 Great Lakes Restoration 15,547         MN Department of Natural Resources 171123/300165354 15.662 Great Lakes Restoration 12,152     Department of the Interior, U.S. Geological Survey      Direct G19AP00064 Am 1 15.814 National Geological and Geophysical Data Preservation 57,101       Passthrough:        Univ of Illinois at Urbana‐Champaign 078687‐15713 (was 2015‐06806‐03)  5 & 6 15.805 Assistance to State Water Resources Research Institutes 23,927     Department of the Treasury, Internal Revenue Service      Direct 19‐LITC0411‐01‐01 21.008 Low Income Taxpayer Clinics 109,597     Department of Transportation      Passthrough:        Hennepin County A188951, Work Order UM0319, PO 376637 20.CXX Contract‐Department of Transportation 29,383         Mileage Based User Fee Alliance US 121480033.01/PO 693JJ319P000004 20.CXX Contract‐Department of Transportation 14,125         MN Department of Transportation Contract # 1003325, Work Order 127 20.CXX Contract‐Department of Transportation 118,878         MN Department of Transportation Contract 1003325 WO 86 20.CXX Contract‐Department of Transportation 35,972         MN Department of Transportation MnDot Contract 1003325 WO 121 20.CXX Contract‐Department of Transportation 102,451     Department of Transportation, Federal Highway Administration      Passthrough:        MN Department of Transportation Contract 1034666 20.215 Highway Training and Education 36,074         Nat’l Cooperative Highway Research Prog HR 20‐24(129) SUB0001466 Unit #905 20.200 Highway Research and Development Program 89,604         Transportation Research Board HR 17‐64 20.200 Highway Research and Development Program 85,127  35,272                 Department of Veterans Affairs      Direct NS Prog VA Res IPA’s 64.UXX Unid CFDA‐Department of Veterans Affairs 189,231       Direct Order #36C24E2P0141/PO618D02007 64.CXX Contract‐Department of Veterans Affairs 60     Environmental Protection Agency      Direct GL‐00E01900 Mod 1 66.469 Great Lakes Program (1,340)  (1,340)                    Direct X7‐83675501‐0 66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative

  Agreements ‐ Section 104(b)(3) of the Clean Water Act 68,351  34,095                   Passthrough:        Extension Foundation SA‐2019‐34/83698001 66.716 Research, Development, Monitoring, Public Education, Outreach, Training, Demonstrations, and Studies 15,207         Extension Foundation SA‐2020‐51 66.716 Research, Development, Monitoring, Public Education, Outreach, Training, Demonstrations, and Studies 8,205        MN Pollution Control Agency 104868/PO 15678 66.460 Nonpoint Source Implementation Grants 3,083        Whitewater River Watershed Project No Award Number 66.460 Nonpoint Source Implementation Grants 34,333     Institute of Museum and Library Services      Direct LG‐36‐19‐0035‐19 45.312 National Leadership Grants 9,506      Direct LG‐70‐16‐0010‐16 45.312 National Leadership Grants 136,201       Direct MA‐30‐16‐0192‐16 45.301 Museums for America 762       Direct MA‐30‐18‐0295‐18 45.301 Museums for America 20,129       Direct MA‐35‐19‐0151‐19 45.301 Museums for America 14,723       Direct RE‐70‐17‐0073‐17 45.313 Laura Bush 21st Century Librarian Program 61,680       Passthrough:        MN Department of Education 149419/PO 3000019048 45.310 Grants to States 21,390         MN Department of Education 159895 45.310 Grants to States 1,073,538                      MN Department of Education 159906 45.310 Grants to States 80,001 

(Continued)

‐ 69 ‐

UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

    Medicaid and CHIP Payment and Access Commission      Direct MACP16417T3 05.CXX Contract‐Medicaid and CHIP Payment and Access Commission (MACPAC) 165,782$                ‐          $                 Direct MACP19417T2 05.CXX Contract‐Medicaid and CHIP Payment and Access Commission (MACPAC) 145,478     National Aeronautics and Space Administration      Direct NNX15AI18H Supp 9 43.008 Office of Stem Engagement (OSTEM) 8,667    National Endowment for the Arts      Direct 1847674‐44‐19 45.024 Promotion of the Arts Grants to Organizations and Individuals 25,000       Direct 1858467‐42‐20 45.024 Promotion of the Arts Grants to Organizations and Individuals 2,925      Direct 1858618‐33‐20 45.024 Promotion of the Arts Grants to Organizations and Individuals 30,075       Passthrough:        Arts Midwest 00024595 45.025 Promotion of the Arts Partnership Agreements 2,400    Peace Corps      Direct PC‐15‐8‐035 45.C05 Contract‐Peace Corps 26,484     Small Business Administration      Passthrough:        MN Dept of Employment & Economic Dev SC118903 Am.6;  SBDC‐19‐0009‐S‐FY19 59.037 Small Business Development Centers 86,991         MN Dept of Employment & Economic Dev SC119046 Am 7 SBDC‐19‐0002‐S‐FY19 59.037 Small Business Development Centers 107,837         Abt Associates, Inc Professional Service Agreement No. 50804 96.CXX Contract‐Social Security Administration 63,200 

           Total Public Service 54,518,698            8,400,138       

  Instruction    Department of Agriculture      Direct CON000000084359 (USDA Nat’l Adv Silviculture Prog) 10.CXX Contract‐Department of Agriculture 7,628    Department of Agriculture, Foreign Agricultural Service      Direct FX19CO‐10962R019 10.962 Cochran Fellowship Program‐International Training‐Foreign Participant 60,529       Direct FX20CO‐10962R004 10.962 Cochran Fellowship Program‐International Training‐Foreign Participant 64,266     Department of Agriculture, National Institute of      Food and Agriculture      Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 441,280       Direct 2016‐38420‐25288 10.210 Higher Education ‐ Graduate Fellowships Grant Program 57,741       Direct 2016‐70024‐25744 10.336 Veterinary Services Grant Program 29,006       Direct 2019‐38413‐29022 10.220 Higher Education ‐ Multicultural Scholars Grant Program 30,000       Passthrough:        Iowa State University 416‐23‐31A/2017‐70003‐26376 10.217 Higher Education ‐ Institution Challenge Grants Program 6,331    Department of Defense      Passthrough:        CRDF Global STP0‐19‐65977‐0 12.CXX Contract‐Department of Defense 31,384     Department of Defense, Office of the Secretary of Defense      Passthrough:        Institute of International Education 0054‐UMN‐14‐CHN‐280‐P01 12.550 The Language Flagship Grants to Institutions of Higher Education 279,914         Institute of International Education 0054‐UMN‐14‐SSC‐280‐P06 12.550 The Language Flagship Grants to Institutions of Higher Education 153,625     Department of Education      Passthrough:        Minneapolis Public Schools Spec Dist #1 89575 84.CXX Contract‐Department of Education 15,010     Department of Education, Office of Elementary      and Secondary Education      Direct T365Z160084 ‐ 19 Action 6 84.365 English Language Acquisition State Grants 415,449       Direct T365Z160115 Mod 7 84.365 English Language Acquisition State Grants 396,282  40,000                 Department of Education, Office of Postsecondary Education      Direct P200A180089 Action 3 84.200 Graduate Assistance in Areas of National Need 214,110     Department of Education, Office of Special Education      and Rehabilitative Services      Direct H325D130017 action 6 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 63,954     Department of Health and Human Services, Administration      for Children and Families      Passthrough:        MN Department of Human Services GRK 129722 93.658 Foster Care Title IV‐E 936,414         MN Department of Human Services GRK 129722 93.658 Foster Care Title IV‐E 202,904  232,735           

(Continued)

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UNIVERSITY OF MINNESOTA

SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020

Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures

        MN Department of Human Services GRK%80888 93.658 Foster Care Title IV‐E (56,727)$                ‐          $                   MN Department of Human Services JPK 160374‐Amendment 2 93.658 Foster Care Title IV‐E 37,770     Department of Health and Human Services, Agency for      Healthcare Research and Quality      Direct 3T32HS000036‐29S1 93.225 National Research Service Awards Health Services Research Training 7,137      Direct 5K12HS026379‐02 93.226 Research on Healthcare Costs, Quality and Outcomes 484,525  190,427               Department of Health and Human Services, Centers for      Disease Control and Prevention      Direct 5 T42OH008434‐14‐03 93.262 Occupational Safety and Health Program 286,615  60,732                   Direct 5 T42OH008434‐15‐03 93.262 Occupational Safety and Health Program 1,483,967               202,146                 Direct 5T42OH008434‐13 93.262 Occupational Safety and Health Program 3,087    Department of Health and Human Services,      Food and Drug Administration      Passthrough:        Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2019‐002 AMD#1 93.103 Food and Drug Administration Research 26,067     Department of Health and Human Services,      Health Resources and Services Administration      Direct 2 T76MC000056400 93.110 Maternal and Child Health Federal Consolidated Programs 4,007      Direct 5 D85HP28496‐05‐01 93.059 Training in General, Pediatric, and Public Health Dentistry 274,166       Direct 5 K02HP30810‐04‐00 93.976 Primary Care Medicine and Dentistry Clinician Educator Career Development Awards 119,043       Direct 5 T20MC07469‐14‐00 93.110 Maternal and Child Health Federal Consolidated Programs 12,636       Direct 5 T32HP22239‐10‐00 93.186 National Research Service Award in Primary Care Medicine 366,215       Direct 5 T71 MC00006‐43‐00 93.110 Maternal and Child Health Federal Consolidated Programs 425,144       Direct 5 T73MC12835‐12‐00 93.110 Maternal and Child Health Federal Consolidated Programs 660,177       Direct 6 A22HP30946‐03‐01 93.124 Nurse Anesthetist Traineeship 15,225       Direct M01HP31332‐01‐00 93.732 Mental and Behavioral Health Education and Training Grants 163,841       Direct T76MC00005‐63‐00 93.110 Maternal and Child Health Federal Consolidated Programs 366,376       Passthrough:        Univ of Illinois Chicago 17719 93.884 Grants for Primary Care Training and Enhancement 5,482    Department of Veterans Affairs      Direct NS Prog VA Res IPA’s 64.UXX Unid CFDA‐Department of Veterans Affairs 28,379       Direct 36C26318P0060/PO#618‐C80210 64.CXX Contract‐Department of Veterans Affairs (277)      Direct 36C26319P1171/PO#618‐C90391 64.CXX Contract‐Department of Veterans Affairs 1,642    Institute of Museum and Library Services      Passthrough:        MN Department of Education 153569/PO 3000019604 45.310 Grants to States 50,000     National Aeronautics and Space Administration      Direct 0080NSSC18K1150 P00003 43.012 Space Technology 65,594       Direct 80NSSC17K0158 P00005 43.012 Space Technology 67,795       Direct 80NSSC19K1129 43.012 Space Technology 51,124       Direct NNX15AP63H supp 000004 43.012 Space Technology 50,561     National Endowment for the Humanities      Direct AQ‐248179‐16 45.163 Promotion of the Humanities Professional Development 32 

           Total Instruction 8,405,430               726,040           

           Total Non Clustered Programs 71,196,482            9,126,178       

TOTAL FEDERAL EXPENDITURES 1,040,984,637$     85,256,925$   

(Concluded)

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‐ 72 ‐ 

UNIVERSITY OF MINNESOTA 

NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2020 

1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES

The accompanying schedule of expenditures of federal awards (the “Schedule”) includes the federalgrant activity of the University of Minnesota (the “University”) and is prepared on the cash basis ofaccounting. The information presented in the Schedule is presented in accordance with therequirements of the U.S. Office of Management and Budget Circular Part 200—Uniform AdministrativeRequirements, Cost Principles, and Audit Requirements for Federal Awards. Therefore, some amountspresented in the Schedule may differ from amounts presented in, or used in, the preparation of theUniversity’s consolidated financial statements.

The University passes through certain funds to subgrantee organizations. Expenditures incurred by thesubgrantees and reimbursed by the University are presented in the Schedule but not in theconsolidated financial statements of the University. The University is also the subrecipient of federalfunds, which have been subject to testing and are reported expenditures included as pass‐throughs inthe Schedule.

2. FACILITIES AND ADMINISTRATIVE RATES

The University utilized facilities and administrative rates that have been negotiated with and approvedby its cognizant agency, the U.S. Department of Health and Human Services, and are effective for theperiod July 1, 2018 through June 30, 2023.

The rates agreement effective July 1, 2018 stipulates that the F&A rates remain unchanged fromFY2019 to FY2021. Therefore, in FY2020, the Hormel Institute rate remained at 55% and the OrganizedResearch rate remained at 54.0%.

3. CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA) NUMBERS

Some of the program, grants and/or other awards included in the Schedule are contracts, which do notreport CFDA numbers. The expenditure amounts related to these programs, grants, and/or otherawards have been reported, generally, at an agency level.

4. FEDERAL PERKINS LOAN PROGRAM

Amounts reported in the Schedule for the Federal Perkins Loan Program represent administrative andcollection costs. No new loans have been disbursed after June 30, 2018 under the Federal Perkins LoanProgram. As of June 30, 2020, outstanding loans under the Federal Perkins Loan Program are$272,851,931.

5. CARES ACT HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) INSTITUTIONAL FUNDS

The University of Minnesota (the “University”) received institutional portion grants from theDepartment of Education's CARES Act Higher Education Emergency Relief Fund (HEERF) totaling$17,940,032, of which $8,272,354 was recognized as of June 30, 2020. The University elected to applythe institutional portion HEERF funds to losses in revenue experienced during Fiscal Year 2020.

‐ 73 ‐ 

6. NEGATIVE EXPENDITURES

Within the Schedule there are negative amounts which represent a credit or adjustment, net theexpenditures incurred.

7. RECONCILIATION OF FEDERAL AWARDS TO THE CONSOLIDATED FINANCIAL STATEMENTS

The following schedule is a reconciliation of total expenditures as shown on the Schedule to theoperating expenses reported on the consolidated statement of revenues, expenses and changes in netposition for the year ended June 30, 2020, which is included as part of the University’s consolidatedfinancial statements.

Schedule of expenditures of federal  awards 1,040,984,637$  Federal  loan program amounts  provided by Student Finance Office  not directly included on the consolidated financial  statements  (Federal  Direct Loan Advances‐CFDA 84.268, Federal  Work Study‐CFDA 84.033,  Pell  Grant Program‐CFDA 84.063, SEOG‐CFDA 84.007,  TEACH‐CFDA 84.379 & Health Professions  Student Loans‐CFDA 93.342) (417,843,813)$  Expenditures  of federal  program dollars  included in consolidated operating expenses 69,849,020      Less  expenditures  not included on the consolidated statement of revenues,  expenses, and changes  in net assets  (equipment, buildings, and structures) (148,354,883)   Difference of prior‐year overdrafts added back and current‐year overdrafts subtracted out (289,408)      Adjustments  for expenditures  of federal  program dollars    included in consolidated operating expenses  and/or expenditures  of non‐federal  program dollars  included in consolidated operating expenses 177,033  Less  cash to accrual  basis  adjusting journal  entries (year‐end close) 390,781  Less  federal  pass‐through grants not on the consolidated statement of  revenues, expenses, and change in net assets (107,762,127)   

Subtotal  Single Audit expense adjustments  in federal  fund class (603,833,397)      

Expenditures  of non‐federal  dollars  included in consolidated operating expenses 3,568,920,291    Internal  Sales  included in consolidated operating expenses (227,845,551)      Depreciation included in consolidated operating expenses 215,953,527   Non‐depreciation and internal  sales  accrual  basis  adjusting journal  entries (year‐end close) (311,136,117)      

Total  operating expenses as shown on the consolidated statement of revenues, expenses and changes  in net position for the year ended June 30, 2020 3,683,043,390$  

‐ 74‐ 

UNIVERSITY OF MINNESOTA 

SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED JUNE 30, 2020 

SECTION I—SUMMARY OF AUDITORS’ RESULTS 

Financial Statements 

A. Type of auditors’ report issued: Unmodified 

B. Internal control over financial reporting:

Material weakness(es) identified? _____ Yes  __X__ No 

Significant deficiency(ies) identified? _____ Yes  __X__ None reported 

C. Noncompliance material to financial statementsnoted? _____ Yes  __X__ No 

Federal Awards 

D. Internal control over major programs:

Material weakness(es) identified? _____ Yes  __X__ No 

Significant deficiency(ies) identified? _____ Yes  __X__ None reported 

E. Type of auditors’ report issued on compliance formajor programs: Unmodified 

F. Any audit findings disclosed that are required tobe reported in accordance with 2 CFR 200.516(a)? _____ Yes  __X__ No 

G. Identification of major programs:

CFDA Number  Name of Federal Program or Cluster 

Various  Research and Development Cluster*

Various  Student Financial Assistance Cluster*

10.561  Supplemental Nutrition Assistance Program   

84.425E  Education Stabilization Fund

93.224  Health Center Program

93.262  Occupational Safety and Health Program

* This program has various unidentified CFDA numbers.

H. Dollar threshold used to distinguish betweenType A and Type B programs:   $3,122,954 for Type A programs 

I. Auditee qualified as low‐risk auditee? __X__ Yes  _____ No 

‐ 75 ‐ 

SECTION II – FINANCIAL STATEMENT FINDINGS 

No financial statement matters are reportable matters. 

SECTION III – FEDERAL AWARD FINDINGS AND QUESTIONED COSTS 

No matters are reportable matters. 

‐ 76 ‐ 

UNIVERSITY OF MINNESOTA 

SUMMARY SCHEDULE OF PRIOR YEAR AUDIT FINDINGS FOR THE YEAR ENDED JUNE 30, 2020 

None reported in prior years. 

* * * * * *