UNIVERSITY OF MINNESOTA - FDP Expanded Clearinghouse
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Transcript of UNIVERSITY OF MINNESOTA - FDP Expanded Clearinghouse
UNIVERSITY OF MINNESOTA Schedule of Expenditures of Federal Awards and Schedule of Findings and Questioned Costs for the Year Ended June 30, 2020 and Independent Auditors’ Reports
UNIVERSITY OF MINNESOTA
TABLE OF CONTENTS
Page
INDEPENDENT AUDITORS’ REPORT ON COMPLIANCE FOR EACH MAJOR FEDERAL PROGRAM, REPORT ON INTERNAL CONTROL OVER COMPLIANCE, AND REPORT ON SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS REQUIRED BY THE UNIFORM GUIDANCE 1–2
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2020 3–71
NOTES TO THE SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2020 72‐73
SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED JUNE 30, 2020 74‐75
SUMMARY SCHEDULE OF PRIOR YEAR AUDIT FINDINGS FOR THE YEAR ENDED JUNE 30, 2020 76
Independent Auditors’ Report on Compliance for Each Major Federal Program; Report on Internal Control Over Compliance; and Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance
Board of Regents University of Minnesota Minneapolis, Minnesota
Report on Compliance for Each Major Federal Program
We have audited the University of Minnesota’s (the “University”) compliance with the types of compliance requirements described in the OMB Compliance Supplement that could have a direct and material effect on each of the University’s major federal programs for the year ended June 30, 2020. The University’s major federal programs are identified in the summary of auditor’s results section of the accompanying schedule of findings and questioned costs.
Management’s Responsibility
Management is responsible for compliance with federal statutes, regulations, and the terms and conditions of its federal awards applicable to its federal programs.
Auditor’s Responsibility
Our responsibility is to express an opinion on compliance for each of the University’s major federal programs based on our audit of the types of compliance requirements referred to above. We conducted our audit of compliance in accordance with auditing standards generally accepted in the United States of America; the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States; and the audit requirements of Title 2 U.S. Code of Federal Regulations Part 200, Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards (Uniform Guidance). Those standards and the Uniform Guidance require that we plan and perform the audit to obtain reasonable assurance about whether noncompliance with the types of compliance requirements referred to above that could have a direct and material effect on a major federal program occurred. An audit includes examining, on a test basis, evidence about the University’s compliance with those requirements and performing such other procedures as we considered necessary in the circumstances.
We believe that our audit provides a reasonable basis for our opinion on compliance for each major federal program. However, our audit does not provide a legal determination of the University’s compliance. Opinion on Each Major Federal Program
In our opinion, the University complied, in all material respects, with the types of compliance requirements referred to above that could have a direct and material effect on each of its major federal programs for the year ended June 30, 2020.
Report on Internal Control over Compliance
Management of the University is responsible for establishing and maintaining effective internal control over compliance with the types of compliance requirements referred to above. In planning and performing our audit
Deloitte & Touche LLP Suite 2800 50 South Sixth Street Minneapolis, MN 55402-1538 USA
Tel: +1 612 397 4000 Fax: +1 612 397 4450 www.deloitte.com
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of compliance, we considered the University’s internal control over compliance with the types of requirements that could have a direct and material effect on each major federal program to determine the auditing procedures that are appropriate in the circumstances for the purpose of expressing an opinion on compliance for each major federal program and to test and report on internal control over compliance in accordance with the Uniform Guidance, but not for the purpose of expressing an opinion on the effectiveness of internal control over compliance. Accordingly, we do not express an opinion on the effectiveness of the University’s internal control over compliance.
A deficiency in internal control over compliance exists when the design or operation of a control over compliance does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, noncompliance with a type of compliance requirement of a federal program on a timely basis. A material weakness in internal control over compliance is a deficiency, or combination of deficiencies, in internal control over compliance, such that there is a reasonable possibility that material noncompliance with a type of compliance requirement of a federal program will not be prevented, or detected and corrected, on a timely basis. A significant deficiency in internal control over compliance is a deficiency, or a combination of deficiencies, in internal control over compliance with a type of compliance requirement of a federal program that is less severe than a material weakness in internal control over compliance, yet important enough to merit attention by those charged with governance.
Our consideration of internal control over compliance was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control over compliance that might be material weaknesses or significant deficiencies. We did not identify any deficiencies in internal control over compliance that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified.
The purpose of this report on internal control over compliance is solely to describe the scope of our testing of internal control over compliance and the results of that testing based on the requirements of the Uniform Guidance. Accordingly, this report is not suitable for any other purpose.
Report on Schedule of Expenditures of Federal Awards Required by the Uniform Guidance
We have audited the consolidated financial statements of the University as of and for the year ended June 30, 2020, and have issued our report thereon dated October 21, 2020, which contained an unmodified opinion on those consolidated financial statements. Our audit was conducted for the purpose of forming an opinion on the consolidated financial statements as a whole. The accompanying schedule of expenditures of federal awards is presented for purposes of additional analysis as required by the Uniform Guidance and is not a required part of the consolidated financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the consolidated financial statements. The information has been subjected to the auditing procedures applied in the audit of the consolidated financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the consolidated financial statements or to the consolidated financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the schedule of expenditures of federal awards is fairly stated in all material respects in relation to the consolidated financial statements as a whole.
January 27, 2021
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
CLUSTERS Research Agency for International Development Passthrough: Michigan State University RC102095BHEARD 98.001 USAID Foreign Assistance for Programs Overseas 11,568$ ‐ $ Michigan State University RC105463 UMinn 98.001 USAID Foreign Assistance for Programs Overseas 180,211 United States Pharmacopeial Convention FPC‐18‐057 98.CXX Contract‐United States Agency for International Development 11,400 United States Pharmacopeial Convention FPC‐19‐027 98.CXX Contract‐United States Agency for International Development 40,120 University of California, Santa Barbara KK1976 98.001 USAID Foreign Assistance for Programs Overseas 33,228 Department of Agriculture Direct CON000000077864 (USDA Nat’l Adv Silviculture Prog) 10.CXX Contract‐Department of Agriculture 92,862 Direct CON000000072036 (USDA Nat’l Adv Silviculture Prog) 10.UXX Unid CFDA‐Department of Agriculture 12,483 Direct 14‐JV‐11242307‐152 10.CXX Contract‐Department of Agriculture 38,664 Direct 14‐JV‐11330143‐082 10.CXX Contract‐Department of Agriculture 1 Direct 15‐CR‐11031600‐013 10.CXX Contract‐Department of Agriculture 11,349 Direct 15‐CR‐11242316‐113 Mod 004 10.CXX Contract‐Department of Agriculture 11,247 Direct 15‐CS‐11090300‐031 10.CXX Contract‐Department of Agriculture 46,976 Direct 15‐JV‐11242305‐029 Mod 007 10.CXX Contract‐Department of Agriculture 214,416 Direct 15‐JV‐11242305‐100 10.CXX Contract‐Department of Agriculture 69,108 Direct 15‐JV‐11242305‐128 10.CXX Contract‐Department of Agriculture 24,466 Direct 15‐JV‐11242305‐129 10.CXX Contract‐Department of Agriculture 138,924 Direct 15‐JV‐11242307‐018 10.CXX Contract‐Department of Agriculture 14,610 Direct 15‐JV‐11242307‐055 10.CXX Contract‐Department of Agriculture 90,150 1,944 Direct 15‐JV‐11242307‐094 10.CXX Contract‐Department of Agriculture 15,999 Direct 15‐JV‐11330143‐055 10.CXX Contract‐Department of Agriculture 10,850 Direct 16‐CR‐11242316‐003 10.CXX Contract‐Department of Agriculture 15,602 Direct 16‐JV‐11242316‐142 10.CXX Contract‐Department of Agriculture 402 Direct 17‐CS‐11330140‐028 10.CXX Contract‐Department of Agriculture 78,501 Direct 17‐JV‐11242305‐077 10.CXX Contract‐Department of Agriculture 13,815 Direct 17‐JV‐11242309‐037 Mod 002 10.CXX Contract‐Department of Agriculture 17,629 Direct 17‐JV‐11272139‐018 10.CXX Contract‐Department of Agriculture 60,184 Direct 18‐CR‐11242306‐086 10.CXX Contract‐Department of Agriculture 18,972 Direct 18‐CR‐11242307‐061 10.CXX Contract‐Department of Agriculture 53,104 Direct 18‐CR‐11242307‐061‐01 10.CXX Contract‐Department of Agriculture 75,703 Direct 18‐CR‐11242316‐067 10.CXX Contract‐Department of Agriculture 14,322 Direct 18‐JV‐11111136‐048 10.CXX Contract‐Department of Agriculture 22,815 Direct 18‐JV‐112423015‐091 Mod 003 10.CXX Contract‐Department of Agriculture 79,885 Direct 18‐JV‐11242307‐011 Mod 6 10.CXX Contract‐Department of Agriculture 145,784 Direct 19‐CR‐11242305‐021 10.CXX Contract‐Department of Agriculture 30,444 Direct 19‐CS‐11090300‐014 10.CXX Contract‐Department of Agriculture 9,889 Direct 19‐JV‐11120101‐037 Mod. 01 10.CXX Contract‐Department of Agriculture 16,726 Direct 19‐JV‐11242301‐062 10.CXX Contract‐Department of Agriculture 7,204 Direct 19‐JV‐11242305‐101 Mod 1 10.CXX Contract‐Department of Agriculture 1,503 Direct 19‐JV‐11242307‐047 Mod 1 10.CXX Contract‐Department of Agriculture 30,893 Direct 20‐CS‐11090300‐020 10.UXX Unid CFDA‐Department of Agriculture 11,071 Direct 20‐CS‐11090300‐022 10.CXX Contract‐Department of Agriculture 2,624 Direct 20‐CS‐11090900‐028 10.CXX Contract‐Department of Agriculture 3,343 Direct Task Agreement 18‐JV‐11242305‐032 10.CXX Contract‐Department of Agriculture 20,105 Department of Agriculture, Agricultural Marketing Service Direct 16FMPPMN0025 10.168 Farmers Market Promotion Program 15,127 Passthrough: MN Department of Agriculture 117333 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 464 MN Department of Agriculture 149085/PO 3000029853 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 50,185 MN Department of Agriculture 167519 PO 3000033999 Am 1 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 12,673 MN Department of Agriculture 167519 PO 3000034001 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 11,629 MN Department of Agriculture 167956 PO 3000034099 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 30,565 MN Department of Agriculture Contract 117355, PO 21779 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,738 MN Department of Agriculture Contract 117370, PO 21782 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 8,545
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
MN Department of Agriculture Contract 133156 PO 3000025744 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 58,057$ ‐ $ MN Department of Agriculture Contract 133402 PO 3000025749 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,928 MN Department of Agriculture Contract 133410 PO 3000025752 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 10,933 MN Department of Agriculture Contract 133449 PO 3000025767 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 36,753 MN Department of Agriculture Contract 133462 PO 3000025773 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 47,981 MN Department of Agriculture SWIFT 133421/PO 3000025753 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 30,722 MN Department of Agriculture Swift 148636 PO 3000029756 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 43,564 19,914 MN Department of Agriculture Swift 148638 PO 3000029757 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 44,317 MN Department of Agriculture SWIFT 149087/PO 3000029854 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 33,708 MN Department of Agriculture SWIFT 167517/PO 3000034002 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 5,026 MN Department of Agriculture SWIFT 167949/PO3000034106 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 16,062 MN Department of Agriculture SWIFT: 167452/PO # 3000034007 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,468 MN Department of Agriculture SWIFT: 167511/PO3000034006 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 20,768 Purdue University 20000317‐030 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 97,834 University of Wisconsin‐Madison 0000000120 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 77,613 University of Wisconsin‐Madison 0000000213 10.155 Marketing Agreements and Orders 1,072 University of Wisconsin‐Madison 838K913 Amd 2 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 159,282 Department of Agriculture, Agricultural Research Service Direct 58‐0206‐9‐178 Am 1 10.001 Agricultural Research Basic and Applied Research 85,265 Direct 58‐3060‐8‐024 10.001 Agricultural Research Basic and Applied Research 82,753 Direct 58‐3098‐7‐007 10.001 Agricultural Research Basic and Applied Research 3,046 Direct 58‐3640‐4‐014 Am 5 10.001 Agricultural Research Basic and Applied Research 50,692 Direct 58‐5062‐0‐002 10.001 Agricultural Research Basic and Applied Research 2,404 Direct 58‐5062‐0‐006 10.001 Agricultural Research Basic and Applied Research 3,098 Direct 58‐5062‐5‐006 Amendment 08 10.001 Agricultural Research Basic and Applied Research 42,932 Direct 58‐5062‐5‐012 10.001 Agricultural Research Basic and Applied Research 39,998 Direct 58‐5062‐7‐010 Amend. 03 10.001 Agricultural Research Basic and Applied Research 95,367 Direct 58‐5062‐8‐009 10.001 Agricultural Research Basic and Applied Research 259 Direct 58‐5062‐8‐010 10.001 Agricultural Research Basic and Applied Research 32,994 Direct 58‐5062‐8‐011 Am 1 10.001 Agricultural Research Basic and Applied Research (153) Direct 58‐5062‐8‐012 10.001 Agricultural Research Basic and Applied Research 1,956 Direct 58‐5062‐8‐014 10.001 Agricultural Research Basic and Applied Research 48,394 Direct 58‐5062‐8‐015 10.001 Agricultural Research Basic and Applied Research 78,291 Direct 58‐5062‐8‐017 Am 2 10.001 Agricultural Research Basic and Applied Research 219,153 Direct 58‐5062‐8‐018 10.001 Agricultural Research Basic and Applied Research 88,004 Direct 58‐5062‐9‐003 10.001 Agricultural Research Basic and Applied Research 42,884 Direct 58‐5062‐9‐004 10.001 Agricultural Research Basic and Applied Research 39,837 Direct 58‐5062‐9‐005 Am 2 10.001 Agricultural Research Basic and Applied Research 35,953 Direct 58‐5062‐9‐006 10.001 Agricultural Research Basic and Applied Research 61,612 Direct 58‐5062‐9‐009 10.001 Agricultural Research Basic and Applied Research 80,142 Direct 58‐5062‐9‐011 10.001 Agricultural Research Basic and Applied Research 151,046 Direct 58‐5062‐9‐012 Am 2 10.001 Agricultural Research Basic and Applied Research 126,643 Direct 58‐5062‐9‐014 10.001 Agricultural Research Basic and Applied Research 19,376 Direct 58‐5082‐8‐021 Am. 03 10.001 Agricultural Research Basic and Applied Research 2,340 Direct 58‐6066‐0‐009 10.001 Agricultural Research Basic and Applied Research 359 Direct 58‐6226‐4‐006 10.001 Agricultural Research Basic and Applied Research (10) Direct 58‐8020‐8‐008 10.001 Agricultural Research Basic and Applied Research 174 Direct 58‐8042‐5‐064 A 03 10.001 Agricultural Research Basic and Applied Research 48,152 Direct 58‐8042‐9‐046 10.001 Agricultural Research Basic and Applied Research 15,410 Direct 58‐8064‐9‐016 10.001 Agricultural Research Basic and Applied Research 37,611 Direct 58‐8064‐9‐017 10.001 Agricultural Research Basic and Applied Research 10,875 Direct 59‐0206‐4‐020 10.001 Agricultural Research Basic and Applied Research (2,252) Direct 59‐0206‐6‐006 Amendment 06 10.001 Agricultural Research Basic and Applied Research 91,732 Direct 59‐0206‐8‐202 10.001 Agricultural Research Basic and Applied Research 219,342 Direct 59‐0206‐8‐203 10.001 Agricultural Research Basic and Applied Research 99,010 Direct 59‐0206‐9‐117 Am 1 10.001 Agricultural Research Basic and Applied Research 42,548 Direct 59‐0206‐9‐118 10.001 Agricultural Research Basic and Applied Research 178,780 Direct 59‐5062‐5‐003 10.001 Agricultural Research Basic and Applied Research 3,937
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 59‐5062‐8‐001 10.001 Agricultural Research Basic and Applied Research 71,881$ ‐ $ Direct 59‐5062‐9‐001 Am 1 10.001 Agricultural Research Basic and Applied Research 110,856 Direct 59‐5062‐9‐003 10.001 Agricultural Research Basic and Applied Research 26,908 Direct 59‐5070‐0‐011 10.001 Agricultural Research Basic and Applied Research 92,647 Direct 59‐5070‐7‐001 10.001 Agricultural Research Basic and Applied Research 66,871 Direct 59‐6022‐7‐002 10.001 Agricultural Research Basic and Applied Research 66,014 Direct 59‐6070‐0‐009/USB 2020‐152‐113 10.001 Agricultural Research Basic and Applied Research 51,165 Direct 59‐8042‐0‐001 10.001 Agricultural Research Basic and Applied Research 47,340 Department of Agriculture, Animal and Plant Health Inspection Service Direct AP18PPQS&T00C194 10.025 Plant and Animal Disease, Pest Control, and Animal Care 65,076 Direct AP18VSCEAH00C016 10.025 Plant and Animal Disease, Pest Control, and Animal Care 79,940 Direct AP19VSCEAH00C011 10.025 Plant and Animal Disease, Pest Control, and Animal Care 51,476 Direct AP19VSCEAH00C012 10.025 Plant and Animal Disease, Pest Control, and Animal Care 114,714 Department of Agriculture, Economic Research Service Direct 58‐3000‐8‐0060 10.250 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations 34,972 Direct 58‐4000‐7‐0107 Am 1 10.253 Consumer Data and Nutrition Research 57,253 Direct 58‐4000‐8‐0019 Amd 01 10.253 Consumer Data and Nutrition Research 25,229 Passthrough: Tufts University AG9002‐Caspi/PO EP0187073 NCE 10.255 Research Innovation and Development Grants in Economic (RIDGE) 49,449 Department of Agriculture, Foreign Agricultural Service Direct FX17TA‐10960C005 Amd 1 10.960 Technical Agricultural Assistance 191,469 Direct FX18BF‐10777R034 10.777 Norman E. Borlaug International Agricultural Science and Technology Fellowship 975 Passthrough: Texas Tech University 21A503‐01 10.960 Technical Agricultural Assistance 24,784 Department of Agriculture, Forest Service Direct 15‐DG‐11420004‐082 Mod 2 10.674 Wood Utilization Assistance 44,548 44,513 Direct 15‐DG‐11420004‐237 Mod A4 10.680 Forest Health Protection 24,251 Direct 16‐DG‐11420004‐227 10.675 Urban and Community Forestry Program 9,677 1,700 Direct 18‐DG‐11420004‐272 10.681 Wood Education and Resource Center (WERC) 4,588 Direct MN 15‐CA‐11420004‐029 10.680 Forest Health Protection 6,136 Passthrough: MN Department of Natural Resources 122402 PO 3‐110222 10.675 Urban and Community Forestry Program 7,167 MN Department of Natural Resources 132901 PO 123255 10.664 Cooperative Forestry Assistance 20,547 MN Department of Natural Resources 170371/3‐164714 10.664 Cooperative Forestry Assistance 14,486 MN Department of Natural Resources Contract 130140 PO 120997 10.678 Forest Stewardship Program 905 MN Department of Natural Resources Contract 132214 PO 3‐122855 10.678 Forest Stewardship Program 37,980 South Carolina Forestry Commission No Award Number 10.664 Cooperative Forestry Assistance 11,920 US Endowment for Forestry & Communities E18‐87 10.699 Partnership Agreements 2,914 Department of Agriculture, National Institute of Food and Agriculture Direct NS Prog USDA Mcintire‐Stennis 10.202 Cooperative Forestry Research 838,045 51,667 Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 5,698,384 103,334 Direct NS Prog AES Res & Animal Health USDA Awd 10.207 Animal Health and Disease Research 117,813 51,667 Direct 0721776072017‐38640‐26916 10.215 Sustainable Agriculture Research and Education 1,430,165 922,332 Direct 2011‐38640‐30539 10.215 Sustainable Agriculture Research and Education (5,646) Direct 2014‐38640‐22156 10.215 Sustainable Agriculture Research and Education 4,560 Direct 2015‐33522‐24096 10.219 Biotechnology Risk Assessment Research 139,038 89,811 Direct 2015‐38640‐23781 10.215 Sustainable Agriculture Research and Education 597,861 314,324 Direct 2015‐67013‐23419 Amendment 1 10.310 Agriculture and Food Research Initiative (AFRI) 319 Direct 2015‐67017‐23076 10.310 Agriculture and Food Research Initiative (AFRI) 61,094 Direct 2015‐67019‐23600 10.310 Agriculture and Food Research Initiative (AFRI) 9,126 2,081 Direct 2015‐68003‐22972 10.310 Agriculture and Food Research Initiative (AFRI) 332,586 9,668 Direct 2015‐68006‐22991 Amd 1 10.310 Agriculture and Food Research Initiative (AFRI) 45,347 Direct 2015‐68006‐25646 Amd 3 10.310 Agriculture and Food Research Initiative (AFRI) 17,716 18,200 Direct 2016‐38420‐25285 10.210 Higher Education ‐ Graduate Fellowships Grant Program 71,814 Direct 2016‐51300‐25722 10.307 Organic Agriculture Research and Extension Initiative 414,917 102,840 Direct 2016‐51300‐25734 Am 3 10.307 Organic Agriculture Research and Extension Initiative 550,017 99,707
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 2016‐67013‐24747 10.310 Agriculture and Food Research Initiative (AFRI) 72,288$ ‐ $ Direct 2016‐67015‐24457 Amd 2 10.310 Agriculture and Food Research Initiative (AFRI) 40,842 2,367 Direct 2016‐67015‐24911 10.310 Agriculture and Food Research Initiative (AFRI) 21,998 Direct 2016‐67015‐24928 10.310 Agriculture and Food Research Initiative (AFRI) 50,678 Direct 2016‐67021‐24534 10.310 Agriculture and Food Research Initiative (AFRI) 57,350 8,670 Direct 2016‐68001‐24921 10.310 Agriculture and Food Research Initiative (AFRI) 166,776 39,143 Direct 2016‐68003‐24850 10.310 Agriculture and Food Research Initiative (AFRI) 457,649 Direct 2016‐70003‐24775 10.217 Higher Education ‐ Institution Challenge Grants Program 136,925 100,444 Direct 2016‐70006‐25828 10.329 Crop Protection and Pest Management Competitive Grants Program 20,339 Direct 2017‐51106‐27000 10.303 Integrated Programs 202,968 Direct 2017‐51106‐27129 Am 3 10.303 Integrated Programs 216,542 Direct 2017‐51181‐27222 10.309 Specialty Crop Research Initiative 1,267,614 737,056 Direct 2017‐51300‐26817 10.307 Organic Agriculture Research and Extension Initiative 18,451 Direct 2017‐67015‐26296 10.310 Agriculture and Food Research Initiative (AFRI) 167,232 Direct 2017‐67015‐26633 10.310 Agriculture and Food Research Initiative (AFRI) 80,245 Direct 2017‐67017‐26172 10.310 Agriculture and Food Research Initiative (AFRI) 124,321 Direct 2017‐67026‐26314 10.310 Agriculture and Food Research Initiative (AFRI) 120,197 25,340 Direct 2017‐67032‐26010 Am 1 10.310 Agriculture and Food Research Initiative (AFRI) 51,067 Direct 2017‐68006‐26231 10.310 Agriculture and Food Research Initiative (AFRI) 117,039 Direct 2018‐33522‐28747 10.219 Biotechnology Risk Assessment Research 90,063 Direct 2018‐38640‐28416 10.215 Sustainable Agriculture Research and Education 2,321,669 1,573,373 Direct 2018‐51106‐28772 10.303 Integrated Programs 169,931 111,435 Direct 2018‐51181‐28704 10.309 Specialty Crop Research Initiative 1,475,764 1,126,660 Direct 2018‐51300‐28563 10.307 Organic Agriculture Research and Extension Initiative 441,153 56,826 Direct 2018‐67011‐28056 Am 1 10.310 Agriculture and Food Research Initiative (AFRI) 51,855 Direct 2018‐67011‐28075 10.310 Agriculture and Food Research Initiative (AFRI) 8,247 Direct 2018‐67012‐28038 Am.1 10.310 Agriculture and Food Research Initiative (AFRI) 77,331 Direct 2018‐67013‐27403 10.310 Agriculture and Food Research Initiative (AFRI) 58,293 Direct 2018‐67013‐27503 10.310 Agriculture and Food Research Initiative (AFRI) 134,280 Direct 2018‐67013‐27532 Amendment 1 10.310 Agriculture and Food Research Initiative (AFRI) 248,593 24,816 Direct 2018‐67013‐27534 10.310 Agriculture and Food Research Initiative (AFRI) 205,692 Direct 2018‐67013‐27819 10.310 Agriculture and Food Research Initiative (AFRI) 56,521 Direct 2018‐67013‐28061 10.310 Agriculture and Food Research Initiative (AFRI) 100,927 Direct 2018‐67015‐28128 10.310 Agriculture and Food Research Initiative (AFRI) 167,150 10,229 Direct 2018‐67015‐28298 10.310 Agriculture and Food Research Initiative (AFRI) 79,444 36,131 Direct 2018‐67019‐27808 10.310 Agriculture and Food Research Initiative (AFRI) 131,360 9,545 Direct 2018‐67023‐27683 10.310 Agriculture and Food Research Initiative (AFRI) 158,804 30,471 Direct 2018‐67030‐27396 10.310 Agriculture and Food Research Initiative (AFRI) 22,697 Direct 2018‐68003‐27464 10.310 Agriculture and Food Research Initiative (AFRI) 235,302 Direct 2018‐68005‐27635 10.310 Agriculture and Food Research Initiative (AFRI) 280,935 Direct 2018‐68008‐27890 10.310 Agriculture and Food Research Initiative (AFRI) 112,461 3,767 Direct 2018‐70005‐28774 10.330 Alfalfa and Forage Research Program 95,937 34,905 Direct 2018‐70027‐28584 10.500 Cooperative Extension Service 352,421 Direct 2019‐33522‐30200 10.219 Biotechnology Risk Assessment Research 12,523 Direct 2019‐38640‐29879 10.215 Sustainable Agriculture Research and Education 907,669 331,237 Direct 2019‐51181‐30025 10.309 Specialty Crop Research Initiative 123,173 Direct 2019‐67009‐29004 10.310 Agriculture and Food Research Initiative (AFRI) 85,400 8,335 Direct 2019‐67011‐29607 10.310 Agriculture and Food Research Initiative (AFRI) 33,751 Direct 2019‐67012‐29528 10.310 Agriculture and Food Research Initiative (AFRI) 80,824 Direct 2019‐67013‐29201 10.310 Agriculture and Food Research Initiative (AFRI) 9,302 Direct 2019‐67013‐29406 10.310 Agriculture and Food Research Initiative (AFRI) 30,000 Direct 2019‐67015‐29918 10.310 Agriculture and Food Research Initiative (AFRI) 267,234 Direct 2019‐67017‐29110 10.310 Agriculture and Food Research Initiative (AFRI) 56,294 Direct 2019‐67017‐29184 10.310 Agriculture and Food Research Initiative (AFRI) 61,179 Direct 2019‐67017‐29582 10.310 Agriculture and Food Research Initiative (AFRI) 105,281 Direct 2019‐67019‐29403 10.310 Agriculture and Food Research Initiative (AFRI) 62,465 38,472 Direct 2019‐67030‐29569 10.310 Agriculture and Food Research Initiative (AFRI) 46,881 Direct 2019‐68006‐29333 Amd 1 10.310 Agriculture and Food Research Initiative (AFRI) 179,684
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 2019‐70005‐30287 Am 2 10.330 Alfalfa and Forage Research Program 5,303$ ‐ $ Direct 2020‐67013‐31187 10.310 Agriculture and Food Research Initiative (AFRI) 11,990 Direct 2020‐67015‐31394 10.310 Agriculture and Food Research Initiative (AFRI) 134,980 Direct 2020‐67017‐30787 10.310 Agriculture and Food Research Initiative (AFRI) 918 Direct 2020‐67019‐31148 10.310 Agriculture and Food Research Initiative (AFRI) 1,707 Direct 2020‐67021‐30755 10.310 Agriculture and Food Research Initiative (AFRI) 4,302 Direct 2020‐68008‐31410 10.310 Agriculture and Food Research Initiative (AFRI) 5,832 Direct 2020‐68014‐30974 10.310 Agriculture and Food Research Initiative (AFRI) 22,871 Direct 2020‐70003‐30925 10.217 Higher Education ‐ Institution Challenge Grants Program 1,491 Direct BG2016‐38640‐25381 10.215 Sustainable Agriculture Research and Education 894,283 708,869 Passthrough: College of Menominee Nation 2020UM 10.227 1994 Institutions Research Program 7,832 College of Menominee Nation No Award Number 10.227 1994 Institutions Research Program 15,324 Cornell University 72159‐10314/2014‐67015‐22040 10.310 Agriculture and Food Research Initiative (AFRI) 8,596 Cornell University 80618‐10848 10.310 Agriculture and Food Research Initiative (AFRI) 44,414 Cornell University 81980‐10937 10.309 Specialty Crop Research Initiative 28,836 Cornell University 86588‐11191 Am 1 10.303 Integrated Programs 26,831 Fond Du Lac Tribal & Community College No Award Number 10.227 1994 Institutions Research Program 120 Illinois State University A18‐0071‐S003 A02 10.310 Agriculture and Food Research Initiative (AFRI) 35,161 Iowa State University 416‐41‐39A 10.307 Organic Agriculture Research and Extension Initiative 7,057 Kentucky State University 2014‐41520‐22221 10.500 Cooperative Extension Service 19,500 Michigan State University RC104285H Amd 2 10.309 Specialty Crop Research Initiative 50,092 Michigan State University RC104622D 10.309 Specialty Crop Research Initiative 2,536 Michigan State University RC106511B 10.200 Grants for Agricultural Research, Special Research Grants 47,468 Michigan State University RC106556J Amendment 3 10.304 Homeland Security Agricultural 59,194 Michigan State University RC108938UM 10.303 Integrated Programs 19,000 8,840 Michigan State University RC110838UM 10.200 Grants for Agricultural Research, Special Research Grants 89,651 Montana State University G205‐18‐W7165 10.217 Higher Education ‐ Institution Challenge Grants Program 67,080 North Carolina State University 2017‐0398‐07 Amendment 2 10.309 Specialty Crop Research Initiative 28,086 North Dakota State University FAR0026101 10.310 Agriculture and Food Research Initiative (AFRI) 52,336 North Dakota State University FAR0030564 10.200 Grants for Agricultural Research, Special Research Grants 7,357 North Dakota State University FAR0031983 10.200 Grants for Agricultural Research, Special Research Grants 24,319 Oregon State University C0519A‐B 10.307 Organic Agriculture Research and Extension Initiative 38,291 Pennsylvania State University 5611‐UM‐NIFA‐5862 10.307 Organic Agriculture Research and Extension Initiative 108,457 Pennsylvania State University 5839‐UM‐USDA‐7538/2018‐67013‐27538 10.310 Agriculture and Food Research Initiative (AFRI) 20,086 Princeton University SUB0000375 10.310 Agriculture and Food Research Initiative (AFRI) 37,876 Purdue University F9002711902006 (formerly 8000067421‐AG) 10.310 Agriculture and Food Research Initiative (AFRI) 85,337 South Dakota State University 3TM640 10.320 Sun Grant Program 36,258 Tennessee State University 332‐77‐19‐0591 10.216 1890 Institution Capacity Building Grants 26,500 The Ohio State University 60070641 old#60045862/2015‐68004‐23131 10.310 Agriculture and Food Research Initiative (AFRI) 55,209 The Ohio State University 60070649/RF0159393 (new) 60045862 (old) 10.310 Agriculture and Food Research Initiative (AFRI) 6,552 The Ohio State University 60070651 (formerly 60045862) 10.310 Agriculture and Food Research Initiative (AFRI) 10,572 The University of Georgia SUB00001845 10.307 Organic Agriculture Research and Extension Initiative 25,480 The University of Tennessee ‐ Knoxville 9500070953 Mod 1 10.310 Agriculture and Food Research Initiative (AFRI) 111,922 Univ of Illinois at Urbana‐Champaign 090457‐16884 Am 1 10.310 Agriculture and Food Research Initiative (AFRI) 91,708 Univ of Illinois at Urbana‐Champaign 2014‐05981‐01 10.310 Agriculture and Food Research Initiative (AFRI) 45,788 University of California, Davis 201603098‐03/A17‐0380‐S003 A3 10.307 Organic Agriculture Research and Extension Initiative 8,812 University of California, Davis 201603566‐07 10.310 Agriculture and Food Research Initiative (AFRI) 82,734 University of Florida UFDSP00010984 10.309 Specialty Crop Research Initiative 108,032 University of Maryland Z5775001 Amendment A 10.310 Agriculture and Food Research Initiative (AFRI) 127,378 University of Nebraska‐Lincoln 25‐6324‐0187‐010 10.500 Cooperative Extension Service 23,128 University of North Carolina Greensboro 20160394.2 10.310 Agriculture and Food Research Initiative (AFRI) 106,187 University of Wisconsin‐Madison 0000000367 Am 1 10.309 Specialty Crop Research Initiative 50,383 University of Wisconsin‐Madison 859K040 10.310 Agriculture and Food Research Initiative (AFRI) 67,923 University of Wisconsin‐Madison 862K551 10.330 Alfalfa and Forage Research Program 17,079 Virginia Polytechnic Inst & State Univ 422680‐19114 10.312 Biomass Research and Development Initiative Competitive Grants Program (BRDI) 55,299 Washington State University 128314‐G003918 Am. A 10.307 Organic Agriculture Research and Extension Initiative 27,949 Western Illinois University 2019‐69012‐29851‐02/PO: N002309 10.310 Agriculture and Food Research Initiative (AFRI) 62,105
(Continued)
‐ 7 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Department of Agriculture, Natural Resources Conservation Service Direct NR183A750025C013 10.902 Soil and Water Conservation 86,375$ ‐ $ Direct NR193A750008G001 10.912 Environmental Quality Incentives Program 19,826 Direct NR203A750008G002 10.912 Environmental Quality Incentives Program 1,670 Department of Agriculture, Rural Business Cooperative Service Passthrough: Iowa State University 412‐30‐46C 10.352 Value‐Added Producer Grants 69,457 Department of Agriculture, USDA, Office of the Chief Economist Direct 58‐0111‐17‐016 10.290 Agricultural Market and Economic Research 45,353 1,317 Direct 58‐0111‐18‐021 10.290 Agricultural Market and Economic Research 28,334 Direct 58‐0111‐18‐026 10.290 Agricultural Market and Economic Research 3,890 Department of Commerce Passthrough: SRCCO 2018‐NE‐2861‐1 11.CXX Contract‐Department of Commerce 2,135,673 1,148,800 Department of Commerce, National Institute of Standards and Technology Passthrough: The National Institute for Innovation in Manufacturing PC2.1‐042 11.619 Arrangements for Interdisciplinary Research Infrastructure 241,289 Department of Commerce, National Oceanic and Atmospheric Administration Direct NA16OAR4310176 11.431 Climate and Atmospheric Research 6,778 Direct NA18OAR4170101 Amend. 13 11.417 Sea Grant Support 940 Passthrough: Great Lakes Observing System IOOS/AOCMOD‐01 amend 2 11.012 Integrated Ocean Observing System (IOOS) (19,081) Great Lakes Observing System IOOS/NBN‐02 Amend 3 11.012 Integrated Ocean Observing System (IOOS) 34,321 Minnesota’s Lake Superior Coastal Prog 129759 11.419 Coastal Zone Management Administration Awards 2,018 Minnesota’s Lake Superior Coastal Prog 172859/3000167003 Project 18‐306‐10G 11.419 Coastal Zone Management Administration Awards 934 Minnesota’s Lake Superior Coastal Prog 172863/3000167117 Project 18‐306‐10H 11.419 Coastal Zone Management Administration Awards 3,386 Minnesota’s Lake Superior Coastal Prog Contract #163695/PO #3000157958 11.419 Coastal Zone Management Administration Awards 830 Minnesota’s Lake Superior Coastal Prog Contract 129799/PO #3000120580 11.419 Coastal Zone Management Administration Awards 71,573 Minnesota’s Lake Superior Coastal Prog Contract 129830/PO 3000120598 11.419 Coastal Zone Management Administration Awards 22,665 Minnesota’s Lake Superior Coastal Prog Contract 145976/PO 3000140302 11.419 Coastal Zone Management Administration Awards 47,461 Minnesota’s Lake Superior Coastal Prog Contract 146014/PO 3000140303 11.419 Coastal Zone Management Administration Awards 40,274 Minnesota’s Lake Superior Coastal Prog Contract#163854/PO#3000158096 11.419 Coastal Zone Management Administration Awards 2,714 MN Department of Natural Resources 3000141530/Contract 145988 11.419 Coastal Zone Management Administration Awards 68,522 MN Department of Natural Resources Contract 163699/Project 19‐306‐10 11.419 Coastal Zone Management Administration Awards 47,864 Department of Defense Direct HR0011‐16‐C‐0024 P000009 12.CXX Contract‐Department of Defense 977,705 305,305 Direct N00167‐17‐D‐0002/N0016718F0059 P00001 12.CXX Contract‐Department of Defense 58,317 Direct N3943020P2205 (Req 1300850525) 12.CXX Contract‐Department of Defense 4,105 Direct W31P4Q‐18‐P‐0121 12.CXX Contract‐Department of Defense 51,282 Direct W81XWH‐14‐C‐0101 P00009 12.CXX Contract‐Department of Defense 1,227,611 801,467 Direct W912HQ‐16‐C‐0014 P0000 & 5 12.CXX Contract‐Department of Defense 138,586 16,272 Direct W912HQ‐16‐C‐0027 P00006 12.CXX Contract‐Department of Defense 225,474 90,009 Direct W912HQ18C0024 Am P00001 12.CXX Contract‐Department of Defense 186,141 Direct W912HQ19C0050 12.CXX Contract‐Department of Defense 307,192 92,689 Direct W912HZ‐18‐2‐0019 12.CXX Contract‐Department of Defense 158,599 Passthrough: Ada Technologies, Inc 18‐0239S am 2 12.CXX Contract‐Department of Defense 145,251 Booz Allen Hamilton Inc S900446BAH 12.CXX Contract‐Department of Defense 10,508 Cherokee Nation Technology Solutions 150057.0044S02‐0016 Mod 4 12.CXX Contract‐Department of Defense 6,925 Cherokee Nation Technology Solutions 15700‐0041/002 12.CXX Contract‐Department of Defense 59,943 Cherokee Nation Technology Solutions 15700‐0041/01 12.CXX Contract‐Department of Defense (3,095) Claros Technologies, Inc No. 002/W911QY19P0180 12.CXX Contract‐Department of Defense 59,659 Duke University 313‐0878 12.CXX Contract‐Department of Defense 109,980 Dynamic Dimension Technologies N19A‐010‐001 12.CXX Contract‐Department of Defense 70,000 Dzyne Technologies Incorporated MON001‐S‐016‐05 12.CXX Contract‐Department of Defense 5,791
(Continued)
‐ 8 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Fibralign Corporation 18263002/PRO: 1906‐37116A 12.CXX Contract‐Department of Defense 178,817$ ‐ $ Inertialwave, Inc No Award Number 12.CXX Contract‐Department of Defense 23,222 Intel Corporation CW2022642 Mod 004 12.CXX Contract‐Department of Defense 23,987 Johns Hopkins University 151436 Mod 4 12.CXX Contract‐Department of Defense 455,393 Nerves, Inc No Award Number 12.CXX Contract‐Department of Defense 2,067 Rockwell Collins, Inc 4506408754 12.CXX Contract‐Department of Defense 55,882 Rockwell Collins, Inc PO 4506677677/FA8750‐18‐C‐0099 12.CXX Contract‐Department of Defense 119,795 Space Dynamics Laboratory CP0053710 Mod 2 12.CXX Contract‐Department of Defense 38,225 Technology Service Corporation TSC‐1189‐60000, PO#205394 12.CXX Contract‐Department of Defense 193 The Ultran Group, Inc Ultran‐Lim‐1 Amend 1 12.CXX Contract‐Department of Defense 49,777 University of California, Santa Barbara KK1833 12.CXX Contract‐Department of Defense 72,019 University of Notre Dame 203278UMN Am 1 12.CXX Contract‐Department of Defense 224,146 University of Pittsburgh CNVA00048028 (412078‐2) 12.CXX Contract‐Department of Defense 6,622 University of Southern California 107606111 Am 1 12.CXX Contract‐Department of Defense 24,444 University of Washington UWSC11235/BPO 42611 12.CXX Contract‐Department of Defense 95,598 Department of Defense, Advanced Research Projects Agency Direct D16AP00120 12.910 Research and Technology Development 32,215 Direct D17AP00028 AM0005 12.910 Research and Technology Development 331,640 Direct FA8650‐18‐2‐7868‐P00002 12.910 Research and Technology Development 940,164 306,066 Direct FA8650‐20‐2‐7009 12.910 Research and Technology Development 58,937 2,688 Direct HR0011‐17‐2‐0001 P00008 12.910 Research and Technology Development 213,996 Direct HR0011‐17‐2‐0038 Mod P00003 12.910 Research and Technology Development 407,719 Direct N660011824018 P00005 12.910 Research and Technology Development 573,617 Direct N660011824041 12.910 Research and Technology Development 191,348 Direct N660011824048 P00005 12.910 Research and Technology Development 1,307,362 743,968 Passthrough: Cornell University 17‐05/17‐04 Am. 006 12.910 Research and Technology Development 370,704 Univ of Illinois at Urbana‐Champaign 090165‐16881‐04 12.910 Research and Technology Development 133,245 University of California, San Diego Reg: 104631889 PO: S9001991 12.910 Research and Technology Development 196,097 University of Southern California 97307398 amendment 5 12.910 Research and Technology Development 205,733 Department of Defense, Defense Threat Reduction Agency (DTRA) Direct HDTRA1‐14‐1‐0040 P00007 12.351 Scientific Research ‐ Combating Weapons of Mass Destruction 117,675 Direct HDTRA11710045 12.351 Scientific Research ‐ Combating Weapons of Mass Destruction 457,070 296,037 Passthrough: Northwestern University SP0044328‐PROJ0012460 12.351 Scientific Research ‐ Combating Weapons of Mass Destruction 36,807 Department of Defense, Dept of the Air Force Direct FA7000‐19‐2‐0003 P00001 12.800 Air Force Defense Research Sciences Program 114,523 Direct FA7000‐19‐2‐0008 12.800 Air Force Defense Research Sciences Program 6,568 Direct FA9550‐16‐1‐0009 P00005 12.800 Air Force Defense Research Sciences Program 14,800 14,800 Direct FA9550‐16‐1‐0134 P00003 12.800 Air Force Defense Research Sciences Program 40,276 Direct FA9550‐16‐1‐0205 12.800 Air Force Defense Research Sciences Program 33,478 Direct FA9550‐16‐1‐0282 12.800 Air Force Defense Research Sciences Program 17,981 Direct FA9550‐17‐1‐0057 P00002 12.800 Air Force Defense Research Sciences Program 605,914 411,744 Direct FA9550‐17‐10250 P00002 12.800 Air Force Defense Research Sciences Program 226,280 Direct FA9550‐18‐1‐0115 P00003 12.800 Air Force Defense Research Sciences Program 74,396 Direct FA9550‐18‐1‐0149 P00003 12.800 Air Force Defense Research Sciences Program 39,581 39,581 Direct FA9550‐18‐1‐0294 12.800 Air Force Defense Research Sciences Program 629,983 Direct FA9550‐18‐1‐0339 P00001 12.800 Air Force Defense Research Sciences Program 289,139 Direct FA9550‐19‐1‐0034 12.800 Air Force Defense Research Sciences Program 218,252 Direct FA9550‐19‐1‐0191 P00001 12.800 Air Force Defense Research Sciences Program 11,469 Direct FA9550‐19‐1‐0201 12.800 Air Force Defense Research Sciences Program 678,450 Direct FA9550‐19‐1‐0245 12.800 Air Force Defense Research Sciences Program 166,545 Direct FA9550‐19‐1‐0308 12.800 Air Force Defense Research Sciences Program 299,991 Passthrough: California Institute of Technology S415021 12.800 Air Force Defense Research Sciences Program 120,266 California Institute of Technology S421700 am 6 12.800 Air Force Defense Research Sciences Program 139,977 California Institute of Technology S437970 12.800 Air Force Defense Research Sciences Program 451,180 Rice University R18711 mod 7 12.800 Air Force Defense Research Sciences Program 102,171
(Continued)
‐ 9 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Texas A & M University FA‐9550‐19‐1‐0347‐1 12.800 Air Force Defense Research Sciences Program 68,293$ ‐ $ The Ohio State University 60070849/PO FR01568824 12.800 Air Force Defense Research Sciences Program 18,730 The Ohio State University 60071266 Am1 12.800 Air Force Defense Research Sciences Program 111,109 The Ohio State University PO# RF01358604 Project# 60041477 Mod 8 12.800 Air Force Defense Research Sciences Program 94 The University of Texas at San Antonio 1000003322 12.800 Air Force Defense Research Sciences Program 18,723 University of Colorado at Boulder 1556079/PO # 1000971998 Amd #3 12.800 Air Force Defense Research Sciences Program 384,235 University of Dayton RSC18016 Rev 2 12.800 Air Force Defense Research Sciences Program 109,361 University of Southampton 514541101 12.800 Air Force Defense Research Sciences Program 49,080 Department of Defense, Dept of the Army Direct W81XWH‐14‐1‐0143 12.420 Military Medical Research and Development 325,546 26,812 Direct W81XWH‐15‐1‐0047 12.420 Military Medical Research and Development 67,111 Direct W81XWH‐15‐1‐0477 P00002 12.420 Military Medical Research and Development 109,294 Direct W81XWH‐15‐1‐0478 P00001 12.420 Military Medical Research and Development 14,537 Direct W81XWH‐15‐1‐0501 12.420 Military Medical Research and Development 60,045 Direct W81XWH‐15‐1‐0520 P00004 12.420 Military Medical Research and Development 118,826 Direct W81XWH‐15‐1‐0633 12.420 Military Medical Research and Development 41,766 Direct W81XWH‐16‐1‐0034 P00001 12.420 Military Medical Research and Development 24,607 Direct W81XWH‐16‐1‐0070 Am P00002 12.420 Military Medical Research and Development 48,918 Direct W81XWH‐16‐1‐0380/0010866661‐0001 12.420 Military Medical Research and Development 55,478 Direct W81XWH‐16‐1‐0407 12.420 Military Medical Research and Development 1,113,253 114,413 Direct W81XWH‐16‐1‐0427 12.420 Military Medical Research and Development (2,955) Direct W81XWH‐17‐1‐0081 P00002 12.420 Military Medical Research and Development 81,364 Direct W81XWH‐17‐1‐0275 12.420 Military Medical Research and Development 12,380 Direct W81XWH‐17‐1‐0445 12.420 Military Medical Research and Development 53,644 Direct W81XWH‐17‐1‐0462 12.420 Military Medical Research and Development 69,566 Direct W81XWH‐17‐1‐0463 (PC160884P2) 12.420 Military Medical Research and Development 135,034 Direct W81XWH‐17‐1‐0485 (PC160357P2) 12.420 Military Medical Research and Development 109,097 Direct W81XWH‐17‐1‐0633 12.420 Military Medical Research and Development 184,542 14,276 Direct W81XWH‐17‐1‐0635 12.420 Military Medical Research and Development 243,037 Direct W81XWH‐17‐1‐0636 12.420 Military Medical Research and Development 407,347 Direct W81XWH‐17‐1‐0659 12.420 Military Medical Research and Development 176,474 Direct W81XWH‐17‐1‐0677 Amd P00001 12.420 Military Medical Research and Development 384,182 Direct W81XWH1810068 12.420 Military Medical Research and Development 363,793 15,912 Direct W81XWH1810319 12.420 Military Medical Research and Development 247,136 116,345 Direct W81XWH1810493 12.420 Military Medical Research and Development 77,648 Direct W81XWH1810542 12.420 Military Medical Research and Development 230,648 Direct W81XWH1810577 12.420 Military Medical Research and Development 318,079 96,506 Direct W81XWH1810582 12.420 Military Medical Research and Development 180,864 Direct W81XWH‐18‐1‐0687 12.420 Military Medical Research and Development 325,699 Direct W81XWH1910013 12.420 Military Medical Research and Development 176,890 Direct W81XWH1910014 12.420 Military Medical Research and Development 79,648 Direct W81XWH1910075 12.420 Military Medical Research and Development 223,303 Direct W81XWH1910099 12.420 Military Medical Research and Development 136,663 Direct W81XWH‐19‐1‐0132 12.420 Military Medical Research and Development 229,386 Direct W81XWH1910161 12.420 Military Medical Research and Development 81,193 Direct W81XWH‐19‐1‐0173 12.420 Military Medical Research and Development 93,328 Direct W81XWH1910243 12.420 Military Medical Research and Development 184,616 Direct W81XWH1910336 12.420 Military Medical Research and Development 107,660 Direct W81XWH1910610 12.420 Military Medical Research and Development 191,290 Direct W81XWH1910673 12.420 Military Medical Research and Development 505,632 Direct W81XWH1910699 12.420 Military Medical Research and Development 119,065 Direct W81XWH1910700 12.420 Military Medical Research and Development 105,845 Direct W81XWH2010070 12.420 Military Medical Research and Development 32,010 Direct W911NF‐14‐1‐0247, P00014 12.431 Basic Scientific Research 354,819 272,466 Direct W911NF‐14‐2‐0035 P000012 12.431 Basic Scientific Research 209,971 Direct W911NF‐18‐1‐0240 P00004 12.431 Basic Scientific Research 866,459 596,496 Direct W911NF‐18‐1‐0272 P00004 12.431 Basic Scientific Research 132,306 Direct W911NF1810344 12.431 Basic Scientific Research 80,485
(Continued)
‐ 10 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct W911NF1810354 P00004 12.431 Basic Scientific Research 97,732$ ‐ $ Direct W911NF1820175 P00001 12.431 Basic Scientific Research 60,121 Direct W911NF‐19‐1‐0024 P00003 12.431 Basic Scientific Research 79,131 Direct W911NF‐19‐1‐0247 12.431 Basic Scientific Research 103,656 50,573 Direct W911NF1920283 P00001 12.431 Basic Scientific Research 86,904 Direct W911NF2010098 12.431 Basic Scientific Research 7,101 Direct W911NF2010105 12.431 Basic Scientific Research 3,689 Direct W911NF2010222 12.431 Basic Scientific Research 1,746 Passthrough: Boston Children’s Hospital Adjudication Committee Service Agreement 12.420 Military Medical Research and Development 1,750 Boston VA Research Institute, Inc 0213FEDaEatingDisorders 12.420 Military Medical Research and Development 12,722 Cedars‐Sinai Medical Center Subaward No. 0001621389 12.420 Military Medical Research and Development 8,993 Center for Veterans Research & Education CVRE‐03 12.420 Military Medical Research and Development 13,892 Emory University Subaward A227337 12.420 Military Medical Research and Development 61,578 Hennepin Healthcare Research Institute 15059‐03 12.420 Military Medical Research and Development 12,409 Hennepin Healthcare Research Institute 15059‐03 Am 03 12.420 Military Medical Research and Development 200,117 MN Veterans Medical Research & Educ Fdn CVRE‐01/CVRE‐07 12.420 Military Medical Research and Development 8,649 The Ohio State University 60067955 PO RF01548722 Amd 1 12.420 Military Medical Research and Development 259,526 The University of Alabama at Birmingham 000507860‐003 12.420 Military Medical Research and Development 309,294 The University of Georgia SUB00001792 12.420 Military Medical Research and Development 35,799 The University of Utah 10040357‐01 12.420 Military Medical Research and Development 36,260 Univ of Illinois Chicago 17726‐00 12.420 Military Medical Research and Development 24,448 University of California, Los Angeles 0160 G UC269 am 4 12.431 Basic Scientific Research 176,344 University of California, San Francisco 11030sc Amend 1 12.420 Military Medical Research and Development 470,388 University of Colorado Denver FY20.794.011_AMD4/Sub# FY16.794.012 12.420 Military Medical Research and Development 204,848 University of Notre Dame 203212UMN A 007 12.431 Basic Scientific Research 100,230 University of Washington 8640 Am 3 12.420 Military Medical Research and Development 13,742 Veterans Admin CVRE‐02 AMD2 12.420 Military Medical Research and Development 85,134 Department of Defense, Dept of the Navy Direct N00014‐16‐1‐2192 A00001 12.300 Basic and Applied Scientific Research 95,095 Direct N00014‐16‐1‐2194 Mod P00008 12.300 Basic and Applied Scientific Research 140,454 Direct N00014‐16‐1‐2755 A00001 12.300 Basic and Applied Scientific Research 240,884 Direct N00014‐16‐1‐3205 P00007 12.300 Basic and Applied Scientific Research 127,512 Direct N00014‐17‐1‐2308 P00004 12.300 Basic and Applied Scientific Research 325,441 131,284 Direct N00014‐17‐1‐2438, P00005 12.300 Basic and Applied Scientific Research 554,514 303,306 Direct N00014‐17‐1‐2496 Mod A00002 12.300 Basic and Applied Scientific Research 211,613 Direct N00014‐17‐1‐2547 P00006 12.300 Basic and Applied Scientific Research 94,371 Direct N00014‐17‐1‐2578 P00002 12.300 Basic and Applied Scientific Research 73,866 Direct N00014‐17‐1‐2658 P00002 12.300 Basic and Applied Scientific Research 173,713 Direct N00014‐17‐1‐2676 P0003 12.300 Basic and Applied Scientific Research 1,604,559 905,380 Direct N00014‐17‐1‐2860 P00001 12.300 Basic and Applied Scientific Research 58,967 Direct N00014‐17‐1‐2884 12.300 Basic and Applied Scientific Research 143,000 Direct N00014‐17‐1‐2939 Mod 2 12.300 Basic and Applied Scientific Research 63,669 Direct N00014‐18‐1‐2196 Mod A00002 12.300 Basic and Applied Scientific Research 161,064 Direct N00014‐18‐1‐2356 A00001 12.300 Basic and Applied Scientific Research 238,626 Direct N00014‐18‐1‐2521 P00003 12.300 Basic and Applied Scientific Research 558,170 Direct N00014‐18‐1‐2766 P00002 12.300 Basic and Applied Scientific Research 79,112 Direct N00014‐18‐1‐2800 P00002 12.300 Basic and Applied Scientific Research 26,059 Direct N00014‐19‐1‐2037 12.300 Basic and Applied Scientific Research 183,072 Direct N00014‐19‐1‐2139 P00001 12.300 Basic and Applied Scientific Research 149,886 Direct N00014‐19‐1‐2541 12.300 Basic and Applied Scientific Research 80,036 Direct N00014‐19‐1‐2623 12.300 Basic and Applied Scientific Research 233,908 Direct N00014‐20‐1‐2103 12.300 Basic and Applied Scientific Research 42,261 Direct N00014‐20‐1‐2361 P00001 12.300 Basic and Applied Scientific Research 6,362 Direct N00014‐20‐1‐2682 12.300 Basic and Applied Scientific Research 11,021
(Continued)
‐ 11 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Passthrough: The Marine Biological Laboratory 54114 12.300 Basic and Applied Scientific Research 73,633$ ‐ $ University of California, Berkeley 00009804 ‐ PO#BB01087671 Am 1 12.300 Basic and Applied Scientific Research 95,170 University of Southern California 107234489 Am 3 12.300 Basic and Applied Scientific Research 265,674 Department of Defense, National Security Agency (NSA) Direct H98230‐18‐1‐0010 CLIN0002 12.900 Language Grant Program 36,797 Department of Defense, Office of the Secretary of Defense Direct FA8651‐20‐1‐001 12.630 Basic, Applied, and Advanced Research in Science and Engineering 38,973 Direct W912HZ‐18‐2‐0004 P00002 12.630 Basic, Applied, and Advanced Research in Science and Engineering 71,337 Department of Education, Institute of Education Sciences Direct R305A140065 84.305 Education Research, Development and Dissemination 11,472 Direct R305A160034‐18 mod 3 84.305 Education Research, Development and Dissemination 292,195 20,738 Direct R305A160077‐18 84.305 Education Research, Development and Dissemination 248,691 63,039 Direct R305A160080‐19 84.305 Education Research, Development and Dissemination 283,468 96,718 Direct R305A170242‐18 84.305 Education Research, Development and Dissemination 318,326 461 Direct R305A170292‐19 Action 3 84.305 Education Research, Development and Dissemination 442,865 32,953 Direct R305A180265‐19 Action 3 84.305 Education Research, Development and Dissemination 411,983 Direct R305A190182 84.305 Education Research, Development and Dissemination 248,192 58,971 Direct R305H160036 Action 2 84.305 Education Research, Development and Dissemination 27,393 16,439 Direct R324A160064‐18 84.324 Research in Special Education 392,531 Direct R324A170032 84.324 Research in Special Education 341,276 1,817 Direct R324A170101‐19 84.324 Research in Special Education 770,758 381,192 Passthrough: Arizona State University ASUB00000442 84.305 Education Research, Development and Dissemination 38,861 California State University, Chico SUB18‐061 84.305 Education Research, Development and Dissemination 22,374 Saint Paul Public Schools ISD 625 212834 am 1 84.305 Education Research, Development and Dissemination 45,884 University of California, Riverside S‐001169 84.324 Research in Special Education 21,968 University of Delaware 40810 Am 4 84.305 Education Research, Development and Dissemination 14,139 University of Maryland 64751‐Z2011202 84.324 Research in Special Education 185,215 University of Oregon SUBAWARD AGREEMENT NO.224980A 84.305 Education Research, Development and Dissemination 30,347 University of Washington UWSC9845/BPO#24420 am 1 84.305 Education Research, Development and Dissemination 72,253 Department of Education, Office of Elementary and Secondary Education Passthrough: Indiana University PO Number: 1921895 84.004 Civil Rights Training and Advisory Services (also known as Equity Assistance Centers) 28,180 Department of Education, Office of Postsecondary Education Direct P015A180083 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and
International Studies Program and Foreign Language and Area Studies Fellowship Program 146,176 Direct P015B180083 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and
International Studies Program and Foreign Language and Area Studies Fellowship Program 282,154 Direct P015B180084 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and
International Studies Program and Foreign Language and Area Studies Fellowship Program 239,716 Direct P116F140033 84.116 Fund for the Improvement of Postsecondary Education 350,564 201,694 Department of Education, Office of Special Education and Rehabilitative Services Direct H325D160016 Act 6 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 182,249 Direct H325K170023‐18A Action 4 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 181,861 Direct H325K170024‐19 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 218,769 Direct H325K190023 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 62,412 Direct H327S150004 action #8 84.327 Special Education Educational Technology Media, and Materials for Individuals with Disabilities 194,488 3,163 Passthrough: Innovative Design Labs Inc IDL19‐CellARPh1‐06 84.133 National Institute on Disability and Rehabilitation Research 20,000 Univ of Illinois Chicago subaward 16221/90RT5032‐05 Am 6 84.133 National Institute on Disability and Rehabilitation Research 17,696 Department of Education, OII ‐ Office of Innovation and Improvement Passthrough: Saint Paul Public Schools ISD 625 311587/Purchase Order 0000314809 84.411 Education Innovation and Research (formerly Investing in Innovation (i3) Fund) 142,111
(Continued)
‐ 12 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Department of Energy Direct CON000000072908 Intel Comm Postdoc Res Fellowship Prog 81.UXX Unid CFDA‐Department of Energy 17,175$ ‐ $ Direct 7493917 81.117 Energy Efficiency and Renewable Energy Information Dissemination, Outreach, Training and
Technical Analysis/Assistance 21,790 Direct DE‐AR0000701 81.135 Advanced Research Projects Agency ‐ Energy 317,399 204,560 Direct DE‐AR0000795 Mod 0001 81.135 Advanced Research Projects Agency ‐ Energy 396,951 10,336 Direct DE‐AR0000804 81.135 Advanced Research Projects Agency ‐ Energy 775,308 5,591 Direct DE‐AR0001016 81.135 Advanced Research Projects Agency ‐ Energy 443,852 98,366 Direct DE‐EE0007217 Mod 0003 81.086 Conservation Research and Development 2,187 Direct DE‐EE0007568 81.086 Conservation Research and Development 168,600 55,200 Direct DE‐EE0008333 Mod 0002 81.086 Conservation Research and Development 394,755 110,482 Direct DE‐EE0008335 81.086 Conservation Research and Development 507,449 50,052 Direct DE‐EE0008384 Mod 3 81.086 Conservation Research and Development 574,687 227,184 Direct DE‐EE0008542 81.087 Renewable Energy Research and Development 61,824 Direct DE‐EE0008693 81.086 Conservation Research and Development 82,413 4,992 Direct DE‐FG02‐07ER15886 Mod 0011 81.UXX Unid CFDA‐Department of Energy 6,787 Direct DE‐FG02‐87ER40328 81.049 Office of Science Financial Assistance Program 483,077 Direct DE‐NE0008540 Mod 3 81.121 Nuclear Energy Research, Development and Demonstration 96,632 Direct DE‐NE0008785 81.121 Nuclear Energy Research, Development and Demonstration 186,165 Direct DE‐NE0008888 81.121 Nuclear Energy Research, Development and Demonstration 33,482 Direct DE‐SC0002183 Mod. 0013 81.049 Office of Science Financial Assistance Program 223,637 Direct DE‐SC0002567 81.049 Office of Science Financial Assistance Program 117,667 Direct DE‐SC0008688 Mod. No. 11 81.049 Office of Science Financial Assistance Program 1,997,786 1,034,383 Direct DE‐SC0011842 81.049 Office of Science Financial Assistance Program 354,348 Direct DE‐SC0011845 81.049 Office of Science Financial Assistance Program 584,908 Direct DE‐SC0012069 81.049 Office of Science Financial Assistance Program 922,885 Direct DE‐SC0012294 81.049 Office of Science Financial Assistance Program 350,593 Direct DE‐SC0012336 81.049 Office of Science Financial Assistance Program 10,078 Direct DE‐SC0012702 Mod. No. 0005 81.049 Office of Science Financial Assistance Program 2,700,444 1,362,725 Direct DE‐SC0014363 Mod 0004 NCE 81.049 Office of Science Financial Assistance Program 171,827 62,814 Direct DE‐SC0014402 81.049 Office of Science Financial Assistance Program 105,764 Direct DE‐SC0016053 mod 0004 81.049 Office of Science Financial Assistance Program 209,835 Direct DE‐SC0016346 81.049 Office of Science Financial Assistance Program 213,658 Direct DE‐SC0016371 81.049 Office of Science Financial Assistance Program 1,273,871 Direct DE‐SC0017809 mod 3 81.049 Office of Science Financial Assistance Program 336,263 Direct DE‐SC0018056 Mod 0003 81.049 Office of Science Financial Assistance Program 134,794 Direct DE‐SC0018202 Mod 2 81.049 Office of Science Financial Assistance Program 93,073 Direct DE‐SC0018203 81.049 Office of Science Financial Assistance Program 133,348 Direct DE‐SC0018204 81.049 Office of Science Financial Assistance Program 105,740 Direct DE‐SC0019028 81.049 Office of Science Financial Assistance Program 99,980 Direct DE‐SC0019036/18SC502669 Mod 2 81.049 Office of Science Financial Assistance Program 80,329 Direct DE‐SC0019148/19SC502568 Mod. 0002 81.049 Office of Science Financial Assistance Program 139,717 Direct DE‐SC0019274 81.049 Office of Science Financial Assistance Program 680,108 474,116 Direct DE‐SC0019427/19SC502499 Mod. 0001 81.049 Office of Science Financial Assistance Program 311,065 Direct DE‐SC0019439 Mod. 0001 81.049 Office of Science Financial Assistance Program 46,766 Direct DE‐SC0020045 81.049 Office of Science Financial Assistance Program 55,874 Direct DE‐SC0020133 81.049 Office of Science Financial Assistance Program 73,171 48,864 Direct DE‐SC0020167 Mod 1 81.049 Office of Science Financial Assistance Program 57,168 35,544 Direct DE‐SC0020185 81.049 Office of Science Financial Assistance Program 75,807 Direct DE‐SC0020196 81.049 Office of Science Financial Assistance Program 74,539 Direct DE‐SC0020210 81.049 Office of Science Financial Assistance Program 157,362 Direct DE‐SC0020211 81.049 Office of Science Financial Assistance Program 48,894 Direct DE‐SC0020212 81.049 Office of Science Financial Assistance Program 29,063 Direct DE‐SC0020214 81.049 Office of Science Financial Assistance Program 66,202 Direct DE‐SC0020252 Mod. 0001 81.049 Office of Science Financial Assistance Program 108,943 Direct PO 660663 81.CXX Contract‐Department of Energy 100,953 Direct XCS‐9‐92127‐01 81.087 Renewable Energy Research and Development 45,092
(Continued)
‐ 13 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Passthrough: American Inst of Chemical Engineers ‐ NY DE‐EE0007888‐05.5 Task 5.5, BP2 81.087 Renewable Energy Research and Development 200,287$ ‐ $ American Inst of Chemical Engineers ‐ NY DE‐EE0007888‐07.7 Task 7.7, BP2 81.087 Renewable Energy Research and Development 58,851 American Inst of Chemical Engineers ‐ NY DE‐EE0007888‐07‐1B 81.087 Renewable Energy Research and Development 49,597 Arizona State University 17‐149 81.135 Advanced Research Projects Agency ‐ Energy 44,821 California Institute of Technology S437234 81.135 Advanced Research Projects Agency ‐ Energy 43,274 Colorado School of Mines PO # 190800‐401524‐5801 am 2 81.135 Advanced Research Projects Agency ‐ Energy 84,403 Compact Membrane Systems, Inc Subagreement DE‐EE0007888 81.087 Renewable Energy Research and Development 37,590 Donald Danforth Plant Science Center 23021‐M Am 2 81.049 Office of Science Financial Assistance Program 200,754 LHB, Inc LHB Project #150686 81.CXX Contract‐Department of Energy (4,853) Macchina LLC Subaward No. 1 under DE‐SC0018770 Am 1 81.049 Office of Science Financial Assistance Program 30,298 North Dakota State University FAR0031150 81.041 State Energy Program 15,874 Questek Innovations LLC 1891 81.CXX Contract‐Department of Energy 25,386 Resolute Marine Energy, Inc RME171011/180901 am 1 81.049 Office of Science Financial Assistance Program 57,080 Resolute Marine Energy, Inc RME191015 81.049 Office of Science Financial Assistance Program 35,331 SarTec Corporation 2018‐002 81.049 Office of Science Financial Assistance Program 35,103 SarTec Corporation 2019‐001 81.049 Office of Science Financial Assistance Program 52,676 Stanford University 183743 81.CXX Contract‐Department of Energy 748,565 Stanford University SLAC’s Subcontract No 165738 81.CXX Contract‐Department of Energy 573 Stanford University US DOE Subaward 60544213‐107908 amd 5 81.124 Predictive Science Academic Alliance Program 89,956 The University of New Mexico 4889445‐87AC Am 3 81.049 Office of Science Financial Assistance Program 175,316 The University of Texas at Austin UTA15‐000561 81.049 Office of Science Financial Assistance Program 136,858 University of California, Berkeley TylerDE‐SC0001015/00008631 PO#BB00604556 81.049 Office of Science Financial Assistance Program 72,042 University of California, Irvine 2015‐3241 81.049 Office of Science Financial Assistance Program 78 University of Delaware 51599 81.049 Office of Science Financial Assistance Program 197,273 University of Houston R‐17‐0010 Am 5 81.121 Nuclear Energy Research, Development and Demonstration 91,789 University of Michigan 3001346400 Amd. 12 81.049 Office of Science Financial Assistance Program 78,392 University of Michigan SUBK00011107 81.049 Office of Science Financial Assistance Program 114,859 University of Notre Dame 203186UMN 81.112 Stewardship Science Grant Program 180,649 University of Notre Dame 203727UMN 81.049 Office of Science Financial Assistance Program 38,461 University of Washington UWSC11905 81.087 Renewable Energy Research and Development 1,235 Volvo Technology of America No Award Number 81.CXX Contract‐Department of Energy 39,733 Yale University C08E10003/DE‐FG02‐08ER46482/GR000258 81.UXX Unid CFDA‐Department of Energy 5,038 Department of Energy, National Nuclear Security Administration Direct 290120 Mod 8 81.C04 Contract‐Department of Energy‐Los Alamos National Laboratory 1,446 Direct PO 1787847/Master 1296266 rev 1 81.C03 Contract‐Department of Energy‐Sandia National Laboratory 2 Passthrough: National Technology And Engineering 1995351 Rev 1 81.C03 Contract‐Department of Energy‐Sandia National Laboratory 67,929 National Technology And Engineering Master Agreement 1954200/PO 2117761 81.C03 Contract‐Department of Energy‐Sandia National Laboratory 10,063 Triad National Security LLC Subconract No. 536246 81.C04 Contract‐Department of Energy‐Los Alamos National Laboratory 40,402 Triad National Security LLC Subcontract No. 523265 81.C04 Contract‐Department of Energy‐Los Alamos National Laboratory 99,920 Department of Energy, Office of Energy Efficiency and Renewable Energy Direct SUB‐2020‐10031 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 20,455 Direct SUB‐2020‐10129 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 11,554 Direct SUB‐2020‐10236 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 1,364 Direct Subc. XEU‐7‐62518‐06; WO 3 81.C09 Contract‐Department of Energy‐National Renewable Energy Laboratory 28 Department of Energy, Office of Science Direct 4000134514 mod 9 81.C10 Contract‐Department of Energy‐Oak Ridge National Laboratory 22,241 Direct 447042 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 19,192 Direct 461183 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 195,841 Direct 504235 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 2,412 Direct 511495 81.C02 Contract‐Department of Energy‐Battelle‐Pacific Northwest National Laboratory 5,431 Direct 8F‐30160 M0003 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 30,897 Direct 9F‐60135 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 20,311 Direct 9F‐60207 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 16,476 Direct PO 628793 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 361,110 Direct PO 633431 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 8,093
(Continued)
‐ 14 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct PO 652444 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 1,037,527$ ‐ $ Direct PO 667204 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 355,619 Direct Subcontract 655138 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 12,000 Direct Subcontract No. 650491 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 527,073 Direct Subcontract No. 653446 81.C06 Contract‐Department of Energy‐Fermi National Accelorator Laboratory 251,866 Passthrough: UChicago Argonne LLC 9F‐60221 81.C05 Contract‐Department of Energy‐Argonne National Laboratory 79,999 UT‐ Battelle, LLC 4000172018 Mod 2 81.C10 Contract‐Department of Energy‐Oak Ridge National Laboratory 13,183 Department of Health and Human Services Passthrough: Atoxbio ATB‐202 ACCUTE 93.CXX Contract‐Department of Health and Human Services 4,214 Mapp Biopharmaceutical, Inc ORDER NO. 001 93.CXX Contract‐Department of Health and Human Services 54,398 Terumo BCT, Inc HHS0100201600013C 93.CXX Contract‐Department of Health and Human Services 311,927 Department of Health and Human Services, Administration for Children and Families Direct 90PD0306‐01‐00 93.647 Social Services Research and Demonstration 17,695 Passthrough: MN Department of Human Services GRK 143870 Amendment 1 93.603 Adoption and Legal Guardianship Incentive Payments 282,940 Department of Health and Human Services, Administration for Community Living (ACL) Direct 90ARCP0002‐01‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 18,537 Direct 90DDTI0036‐01 93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service 15,905 Direct 90IF0109‐03‐02 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 81,822 Direct 90RT5039‐04‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 229,201 55,931 Direct 90RT5039‐05‐01 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 543,123 105,657 Direct 90RTCP0003‐01‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 343,243 171,637 Direct 90RTCP0003‐02‐01 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 487,652 16,642 Passthrough: Brandeis University 403315 Am 3 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 11,589 Craig Hospital 2672‐SCIMS‐UMNBY1 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 67,945 Gallaudet University 0000227533 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 4,147 Natl Assoc of States United for Aging No Award Number 93.631 Developmental Disabilities Projects of National Significance 655 University of Massachusetts Boston B000824220 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 46,809 Department of Health and Human Services, Agency for Healthcare Research and Quality Direct 1R36HS026088‐01 93.225 National Research Service Awards Health Services Research Training 4,452 Direct 1R36HS026659‐01A1 93.226 Research on Healthcare Costs, Quality and Outcomes 20,870 Direct 1R36HS026660‐01 93.226 Research on Healthcare Costs, Quality and Outcomes 21,355 Direct 5R01HS025164‐04 93.226 Research on Healthcare Costs, Quality and Outcomes 387,106 58,372 Direct 5R01HS026732‐02 93.226 Research on Healthcare Costs, Quality and Outcomes 187,101 Direct 5R03HS026982‐02 93.226 Research on Healthcare Costs, Quality and Outcomes 39,688 Direct 5R18HS022836‐05 93.226 Research on Healthcare Costs, Quality and Outcomes 6,990 Direct 7R01HS024936‐04 93.226 Research on Healthcare Costs, Quality and Outcomes 185,883 76,422 Passthrough: Hennepin Healthcare Research Institute 07406‐04‐03/07406‐03‐05 Amend 2 93.226 Research on Healthcare Costs, Quality and Outcomes 4,748 Hennepin Healthcare Research Institute 07406‐04‐04 Amendment 2 93.226 Research on Healthcare Costs, Quality and Outcomes 23,103 Hennepin Healthcare Research Institute 07406‐04‐07 93.226 Research on Healthcare Costs, Quality and Outcomes 31,987 Hennepin Healthcare Research Institute 07406‐05‐04 93.226 Research on Healthcare Costs, Quality and Outcomes 9,311 Memorial Sloan‐Kettering Cancer Center Subaward BD524623B (previous# BD524623A) 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 21,311 Purdue University 11000850‐023 AMD#1 93.226 Research on Healthcare Costs, Quality and Outcomes 39,357 University of California, Los Angeles 1557 G VA521 93.226 Research on Healthcare Costs, Quality and Outcomes 38,524 University of California, San Francisco 11682sc 93.226 Research on Healthcare Costs, Quality and Outcomes 277,776 University of Chicago FP063214‐B 93.226 Research on Healthcare Costs, Quality and Outcomes 15,904 University of Michigan SUBK00009158 93.226 Research on Healthcare Costs, Quality and Outcomes 39,152 University of Pennsylvania Subaward 565342/PO# 3506324 93.226 Research on Healthcare Costs, Quality and Outcomes 5,210 Department of Health and Human Services, Centers for Disease Control and Prevention Direct 5 T42OH008434‐15‐03 93.262 Occupational Safety and Health Program 71,047
(Continued)
‐ 15 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5 U54OH010170‐09‐02 93.262 Occupational Safety and Health Program 2,118,956$ 579,476$ Direct 5U01CK000357‐05‐00 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 182,291 157,641 Direct 5U48DP005022‐05‐01 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 453,550 232,902 Direct 6 K01OH010763‐01‐01 93.262 Occupational Safety and Health Program 30,119 Direct 6 R01CE002913‐03‐01 93.136 Injury Prevention and Control Research and State and Community Based Programs 242,349 125,956 Direct 6 U48DP006414‐01‐03 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 174,540 Passthrough: Aster Labs, Inc AL19‐CDCAUTODENTALPHII‐01 93.061 Innovations in Applied Public Health Research 39,533 Boston Children’s Hospital Subcontract No. 0001763084 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 13,628 Colorado State University G‐02378‐02 Am 1 93.262 Occupational Safety and Health Program 18,980 Emory University A161277 (T854332) (T711145) (T507350) 93.941 HIV Demonstration, Research, Public and Professional Education Projects 4,399 MN Department of Health 146997 Amendment 3 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 57,518 MN Department of Health 156168 93.435 Innovative State and Local Public Health Strategies to prevent and Manage Diabetes and
Heart Disease and Stroke 41,339 MN Department of Health SWIFT Contract ‐135679/54110 Amend #1 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 15,000 MN Department of Health SWIFT Contract 3‐106885 Amendment No. 1 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) (959) National Association of School Nurses Amendment 1 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 83,283 National Environmental Health Association Grant #6 NU38OT000300‐01‐01 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 65,879 National Opinion Research Center 8429.UM.01 Modification No. 01 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 4,309 The University of Iowa S00464‐02/g/p 11506150 93.262 Occupational Safety and Health Program 30,685 The University of Iowa S01137‐01 93.262 Occupational Safety and Health Program 13,273 University of Nebraska Medical Center 34‐5420‐2006‐208 93.262 Occupational Safety and Health Program 6,439 University of South Carolina Subaward 20‐3983 PO #2000050364 93.073 Birth Defects and Developmental Disabilities ‐ Prevention and Surveillance 39,196 Department of Health and Human Services, Centers for Medicare and Medicaid Services Passthrough: Stratis Health No Award Number 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 1,529 Department of Health and Human Services, Food and Drug Administration Direct 5R01FD006100‐02 93.103 Food and Drug Administration Research 375,203 Direct 5U18FD005561‐05 93.103 Food and Drug Administration Research 728,501 Passthrough: Inst for Advanced Clinical Trials for Children No Award Number 93.103 Food and Drug Administration Research 4,990 Kansas State University S17043 93.103 Food and Drug Administration Research 43,484 Nat’l Inst for Pharm Technology & Educ NIPTE‐U01 MN‐2020‐001 93.103 Food and Drug Administration Research 130,201 Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2018‐001 93.103 Food and Drug Administration Research (27,583) Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2020‐002 93.103 Food and Drug Administration Research 12,207 Department of Health and Human Services, Health Resources and Services Administration Direct 1U1QHP33076‐01‐01 93.969 PPHF Geriatric Education Centers 563,670 Direct 4 D09HP29978‐03‐02 93.247 Advanced Nursing Education Workforce Grant Program 248,406 68,788 Direct 5 R40MC29454‐03‐01 93.110 Maternal and Child Health Federal Consolidated Programs 104,188 Direct 5 T79MC00007‐31‐00 93.110 Maternal and Child Health Federal Consolidated Programs 250,332 Passthrough: Fairview Health Services H30MC24052/FV2009‐201 93.110 Maternal and Child Health Federal Consolidated Programs (620) Iowa Department of Public Health 5880HC13 93.917 HIV Care Formula Grants 163,784 Iowa Department of Public Health 5889HC13 93.917 HIV Care Formula Grants 109,356 Michigan Public Health Institute Z‐38849‐115‐504200 93.110 Maternal and Child Health Federal Consolidated Programs 17,441 Univ of Illinois Chicago 17462‐02 93.145 HIV‐Related Training and Technical Assistance 66,718 Univ of Illinois Chicago 17690 93.145 HIV‐Related Training and Technical Assistance 288,447 University of Illinois 2015‐04958‐01 amd 6 93.145 HIV‐Related Training and Technical Assistance 63,678 University of Pennsylvania 577042/UH1HP29964 PO 4421317 93.884 Grants for Primary Care Training and Enhancement 16,526 University of Washington UWSC10293/BPO29476 93.917 HIV Care Formula Grants 23,812 Department of Health and Human Services, Immed Office of the Secretary of Health and Human Services Direct 6ASTWH150031‐03‐03 93.088 Advancing System Improvements for Key Issues in Women’s Health 126,262 83,327
(Continued)
‐ 16 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Passthrough: ICON Clinical Research, Inc No Award Number 93.360 Biomedical Advanced Research and Development Authority (BARDA), Biodefense Medical
Countermeasure Development 1,921$ ‐ $ Janssen Research & Development, LLC 63623872FLZ3001 93.360 Biomedical Advanced Research and Development Authority (BARDA), Biodefense Medical
Countermeasure Development 6,229 MN Department of Health SWIFT 164677 93.296 State Partnership Grant Program to Improve Minority Health 2,000 University of Wisconsin‐Madison 807K251 Mod 2 93.239 Policy Research and Evaluation Grants 1,283 Department of Health and Human Services, National Institutes of Health Direct 1 RF1 AG058081‐01 93.866 Aging Research 412,856 Direct 1DP2DA049279‐01 93.279 Drug Abuse and Addiction Research Programs 329,290 Direct 1F30DE029105‐01A1 93.121 Oral Diseases and Disorders Research 8,765 Direct 1F31AI145091‐01A1 REVISED 93.855 Allergy and Infectious Diseases Research 27,527 Direct 1F31AI147805‐01 93.855 Allergy and Infectious Diseases Research 17,228 Direct 1F31AI148047‐01 REVISED 93.855 Allergy and Infectious Diseases Research 23,575 Direct 1F31CA236190‐01 93.398 Cancer Research Manpower 32,681 Direct 1F31CA243306‐01 93.398 Cancer Research Manpower 29,522 Direct 1F31DK123999‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 9,433 Direct 1F31DK124968‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 577 Direct 1F31HL143952‐02 93.837 Cardiovascular Diseases Research 31,827 Direct 1F31HL151028‐01 93.838 Lung Diseases Research 6,791 Direct 1F31MH117947‐01A1 93.242 Mental Health Research Grants 11,130 Direct 1F31MH122094‐01A1 93.242 Mental Health Research Grants 8,545 Direct 1F31NS103487‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 22,496 Direct 1F31NS105457‐01A1 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 3,946 Direct 1F31NS113403‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 11,484 Direct 1F32AI150351‐01A1 93.855 Allergy and Infectious Diseases Research 14,504 Direct 1F32CA232458‐01 93.398 Cancer Research Manpower 30,569 Direct 1F32DC016815‐01 93.173 Research Related to Deafness and Communication Disorders 64,895 Direct 1F32GM126862‐02 93.859 Biomedical Research and Research Training 8,081 Direct 1F32GM128302‐01A1 93.859 Biomedical Research and Research Training 43,284 Direct 1K01AG064038‐01A1 93.866 Aging Research 11,016 Direct 1K01MH120278‐01 Revised 93.242 Mental Health Research Grants 84,440 Direct 1K22HL137901‐01 93.837 Cardiovascular Diseases Research 655 Direct 1K23MH117219‐01A1 93.242 Mental Health Research Grants 49,097 Direct 1K23MH121220‐01 & 01Revised 93.242 Mental Health Research Grants 134,106 Direct 1K99AI139381‐01A1 93.855 Allergy and Infectious Diseases Research 75,751 Direct 1OT2HL152758‐01 Revised 93.837 Cardiovascular Diseases Research 107,623 Direct 1P01CA234228‐01A1 REVISED 93.396 Cancer Biology Research 1,291,939 104,477 Direct 1P50MH119569‐01A1 93.242 Mental Health Research Grants 85,678 Direct 1R01AA027544‐01A1 93.273 Alcohol Research Programs 116,761 Direct 1R01AA028013‐01 93.273 Alcohol Research Programs 29,924 Direct 1R01AG058820‐01A1 93.866 Aging Research 433,552 Direct 1R01AG065636‐01 93.866 Aging Research 44,822 Direct 1R01AI140547‐01A1 Revised 93.855 Allergy and Infectious Diseases Research 91,773 Direct 1R01AI143380‐01 93.855 Allergy and Infectious Diseases Research 678,411 151,584 Direct 1R01AI143689‐01A1 93.855 Allergy and Infectious Diseases Research 59,938 Direct 1R01AI146009‐1A1 93.855 Allergy and Infectious Diseases Research 35,756 Direct 1R01AI146031‐01A1 93.855 Allergy and Infectious Diseases Research 78,264 Direct 1R01AI148669‐01 93.855 Allergy and Infectious Diseases Research 138,533 Direct 1R01CA229697‐01A1 93.396 Cancer Biology Research 60,394 Direct 1R01CA231210‐01A1 93.393 Cancer Cause and Prevention Research 132,399 Direct 1R01CA236948‐01A1 93.393 Cancer Cause and Prevention Research 238,303 9,313 Direct 1R01CA238439‐01A1 REVISED 93.395 Cancer Treatment Research 108,835 Direct 1R01CA240953‐01 Revised 93.394 Cancer Detection and Diagnosis Research 299,791 Direct 1R01CA245550‐01A1 93.396 Cancer Biology Research 7,863 Direct 1R01CA245922‐01 REVISED 93.395 Cancer Treatment Research 63,780 Direct 1R01CA247681‐01 93.395 Cancer Treatment Research 235,946
(Continued)
‐ 17 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1R01DA047287‐01A1 Revised 93.279 Drug Abuse and Addiction Research Programs 226,349$ 14,320$ Direct 1R01DA050894‐01 93.279 Drug Abuse and Addiction Research Programs 44,318 Direct 1R01DC017114‐02 93.173 Research Related to Deafness and Communication Disorders 238,708 Direct 1R01DC017613‐01A1 93.173 Research Related to Deafness and Communication Disorders 120,030 8,854 Direct 1R01DK114453‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 343,312 Direct 1R01DK121019‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 52,378 Direct 1R01DK123042‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 53,643 Direct 1R01DK124201‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 29,254 Direct 1R01DK124484‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 33,328 Direct 1R01DK125039‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 970 Direct 1R01EY029700‐01A1 REVISED 93.867 Vision Research 17,506 Direct 1R01EY030893‐01 93.867 Vision Research 28,270 Direct 1R01GM130622‐02 93.859 Biomedical Research and Research Training 295,903 Direct 1R01GM130800‐01A1 93.859 Biomedical Research and Research Training 78,151 Direct 1R01GM134538‐01A1 93.859 Biomedical Research and Research Training 77,037 Direct 1R01HL132906‐01A1 93.839 Blood Diseases and Resources Research 445,378 167,273 Direct 1R01HL144582‐01A1 93.837 Cardiovascular Diseases Research 461,267 Direct 1R01HL150053‐01A1 93.837 Cardiovascular Diseases Research 10,080 Direct 1R01HL151740‐01 93.837 Cardiovascular Diseases Research 25,553 Direct 1R01HL152215‐01 93.837 Cardiovascular Diseases Research 76,766 Direct 1R01HL153146‐01 93.837 Cardiovascular Diseases Research 646 Direct 1R01MH119355‐01A1 93.242 Mental Health Research Grants 3,138 Direct 1R01MH120589‐01 Revised 93.242 Mental Health Research Grants 206,061 Direct 1R01MH122749‐01 93.242 Mental Health Research Grants 42,594 Direct 1R01NS109498‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 164,677 30,772 Direct 1R01NS110613‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 504,709 Direct 1R01NS110694‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 101,638 Direct 1R01NS112518‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 40,401 Direct 1R03AI154388‐01 93.855 Allergy and Infectious Diseases Research 27 Direct 1R03CA234201‐01 Revised 93.393 Cancer Cause and Prevention Research 41,413 13,258 Direct 1R03CA249461‐01 93.393 Cancer Cause and Prevention Research 12,748 Direct 1R03CA249558‐01 93.396 Cancer Biology Research 3,129 Direct 1R03DA043022‐01A1 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 14,559 Direct 1R03ES031188‐01 93.113 Environmental Health 30,725 2,618 Direct 1R13CA228491‐01 93.396 Cancer Biology Research 12,000 Direct 1R13CA236225‐01 93.396 Cancer Biology Research 2,955 Direct 1R13HD100192‐01 NCE 93.865 Child Health and Human Development Extramural Research 474 Direct 1R13HL149439‐01 NCE 93.837 Cardiovascular Diseases Research 10,794 Direct 1R15AI135885‐01 93.855 Allergy and Infectious Diseases Research 103,924 Direct 1R15GM128143‐01 93.859 Biomedical Research and Research Training 88,758 Direct 1R15NS112964‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 141,502 Direct 1R212AI144932‐01 93.855 Allergy and Infectious Diseases Research 260,094 Direct 1R21AG054824‐02 REV 93.866 Aging Research 82,671 22,419 Direct 1R21AG065693‐01 93.866 Aging Research 22,532 Direct 1R21AG067537‐01 93.866 Aging Research 9,265 Direct 1R21AI136731‐01 93.855 Allergy and Infectious Diseases Research 161,853 Direct 1R21AI144501‐01A1 93.855 Allergy and Infectious Diseases Research 84,420 Direct 1R21AI146440‐01A1 93.855 Allergy and Infectious Diseases Research 53,466 Direct 1R21AI149395‐01 93.855 Allergy and Infectious Diseases Research 50,173 Direct 1R21AI149659‐01 93.855 Allergy and Infectious Diseases Research 19,261 Direct 1R21AI151427‐01 93.855 Allergy and Infectious Diseases Research 65,034 Direct 1R21AI151595‐01 93.855 Allergy and Infectious Diseases Research 11,662 Direct 1R21AI151617‐01 93.855 Allergy and Infectious Diseases Research 26,478 Direct 1R21AR075281‐01A1 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 5,880 Direct 1R21AR076167‐01 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 43,505 Direct 1R21CA218054‐02A1 93.393 Cancer Cause and Prevention Research 275,527 Direct 1R21CA235094‐01A1 REVISED 93.393 Cancer Cause and Prevention Research 75,846 Direct 1R21CA235352‐01 Revised 93.393 Cancer Cause and Prevention Research 114,924
(Continued)
‐ 18 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1R21CA237789‐01A1 Revised 93.394 Cancer Detection and Diagnosis Research 56,371$ ‐ $ Direct 1R21CA246602‐01 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 27,563 Direct 1R21DA050120‐01 93.279 Drug Abuse and Addiction Research Programs 76,588 Direct 1R21DC015021‐01A1 93.173 Research Related to Deafness and Communication Disorders 41,103 Direct 1R21DE029276‐01 93.121 Oral Diseases and Disorders Research 6,728 Direct 1R21DK117466‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 171,910 Direct 1R21DK121242‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 3,357 Direct 1R21DK122832‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 274,243 Direct 1R21EB028369‐01A1 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 22,503 Direct 1R21HD099473‐01 93.865 Child Health and Human Development Extramural Research 96,244 Direct 1R21HD099779‐01 93.865 Child Health and Human Development Extramural Research 62,382 20,419 Direct 1R21HD101075‐01 93.865 Child Health and Human Development Extramural Research 105,752 11,760 Direct 1R21HL144559‐01 93.837 Cardiovascular Diseases Research 109,840 Direct 1R21HL150424‐01 93.837 Cardiovascular Diseases Research 7,450 Direct 1R21HL152313‐01 93.839 Blood Diseases and Resources Research 8,463 Direct 1R21MH120785‐01 93.242 Mental Health Research Grants 165,181 Direct 1R21NS111196‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 172,090 Direct 1R21NS111214‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 227,670 Direct 1R21NS112413‐01A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 14,198 Direct 1R21NS113335‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 92,882 Direct 1R21OD028214‐01 93.351 Research Infrastructure Programs 123,002 Direct 1R21OD028758‐01 REVISED 93.351 Research Infrastructure Programs 14,836 Direct 1R33CA246363‐01 93.394 Cancer Detection and Diagnosis Research 53,883 Direct 1R34MH116878‐01A1 93.242 Mental Health Research Grants 27,577 12,560 Direct 1R34MH121251‐01 93.242 Mental Health Research Grants 89,703 43,649 Direct 1R34NS111654‐01 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 360,467 Direct 1R35GM131721‐01 93.859 Biomedical Research and Research Training 309,728 Direct 1R35GM131814‐01 93.859 Biomedical Research and Research Training 329,380 Direct 1R35GM136309‐01 93.859 Biomedical Research and Research Training 33,802 Direct 1R37CA240846‐01A1 93.396 Cancer Biology Research 51,363 Direct 1R56AG057498‐01A1 93.866 Aging Research 235,905 50,058 Direct 1R56AG059675‐01 93.866 Aging Research 160,794 Direct 1R56AG059676‐01 93.866 Aging Research 181,316 Direct 1R56AG062307‐02 93.866 Aging Research 669,754 162,389 Direct 1R56AI139200‐01 93.855 Allergy and Infectious Diseases Research 117,328 Direct 1R56DE026499‐01 93.121 Oral Diseases and Disorders Research 835 Direct 1R56DK118150‐01A1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 126,241 Direct 1R56HL130078‐01 93.837 Cardiovascular Diseases Research 22,543 Direct 1R56MH122473‐01 93.242 Mental Health Research Grants 37,399 Direct 1R56NS112296‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 259,961 Direct 1R56NS113549‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 406,191 Direct 1R61AT010712‐01 Revised 93.213 Research and Training in Complementary and Integrative Health 89,301 Direct 1R61DA049386‐02 93.279 Drug Abuse and Addiction Research Programs 410,198 76,046 Direct 1R61HD099743‐01 93.865 Child Health and Human Development Extramural Research 333,393 57,586 Direct 1R61HL142696‐01 REVISED 93.837 Cardiovascular Diseases Research 190,529 37,435 Direct 1R61NS115089‐01 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 337,380 Direct 1RF1AG056976‐01 93.866 Aging Research 397,546 Direct 1RF1AG060766‐01 93.866 Aging Research 447,262 Direct 1RF1AG062135‐01 REVISED 93.866 Aging Research 650,723 279,389 Direct 1RF1MH116978‐01 Revised 93.242 Mental Health Research Grants 290,689 129,786 Direct 1RF1MH116987‐01 93.242 Mental Health Research Grants 398,675 Direct 1RF1MH117015‐01 Revised 93.242 Mental Health Research Grants 745,211 Direct 1RF1MH117428‐01A1 93.242 Mental Health Research Grants 145,327 26,139 Direct 1RF1NS113287‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 303,945 175,438 Direct 1S10OD021539‐01 93.351 Research Infrastructure Programs (1,605) Direct 1S10OD025256‐01 93.351 Research Infrastructure Programs 2,000,000 Direct 1T32GM132029‐01 93.859 Biomedical Research and Research Training 323,841 Direct 1T32HL139431‐01 93.837 Cardiovascular Diseases Research 109,043
(Continued)
‐ 19 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1U01CA224160‐01 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 476,510$ 81,353$ Direct 1U2CES026533‐01 93.310 Trans‐NIH Research Support 638,672 199,018 Direct 1UG3 NS107688‐01 Revised #3 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 1,618,236 1,059,130 Direct 1UG3AT008769‐01A1 REVISED 93.213 Research and Training in Complementary and Integrative Health 57,455 10,314 Direct 1UG3AT009651‐01 REVISED 93.213 Research and Training in Complementary and Integrative Health (7,102) Direct 1UG3CA244687‐01 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 176,367 Direct 1UG3DA048508‐01 93.279 Drug Abuse and Addiction Research Programs 170,161 9,814 Direct 2P01AI035296‐25A1 93.855 Allergy and Infectious Diseases Research 1,344,003 Direct 2P30EY011374‐21 93.867 Vision Research 197,824 Direct 2R01CA081301‐21A1 93.393 Cancer Cause and Prevention Research 285,386 Direct 2R01DA007304‐28A1 93.279 Drug Abuse and Addiction Research Programs 42,769 Direct 2R01DA016351‐09A1 and Revised 93.279 Drug Abuse and Addiction Research Programs 57,435 Direct 2R01DA038615‐06 93.279 Drug Abuse and Addiction Research Programs 27,694 Direct 2R01ES023350‐07 93.113 Environmental Health 443,626 69,418 Direct 2R01GM046736‐24 93.859 Biomedical Research and Research Training 142,056 Direct 2R01GM055667‐23 93.859 Biomedical Research and Research Training 83,326 Direct 2R01GM057173‐18A1S1 93.859 Biomedical Research and Research Training 401,238 Direct 2R01HD080444‐06A1 93.865 Child Health and Human Development Extramural Research 29,991 1,412 Direct 2R01‐MH066703‐18 93.242 Mental Health Research Grants 488,834 Direct 2R01MH084861‐08A1 REVISED 93.242 Mental Health Research Grants 183,053 Direct 2R01NS086312‐07 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 267,677 53,880 Direct 2R01NSF081118‐05A1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 431,387 Direct 2R15HD068176‐02 93.865 Child Health and Human Development Extramural Research 131,995 Direct 2RF1AG044342‐06A1 93.866 Aging Research 473,490 Direct 2T32AI083196‐10 93.855 Allergy and Infectious Diseases Research 234,847 Direct 2T32DK083250‐11 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 10,732 Direct 2T32HL007779‐26 93.837 Cardiovascular Diseases Research 370,258 Direct 2T32MH082761‐11 93.242 Mental Health Research Grants 336,177 196,798 Direct 2U01DA041120‐06 93.279 Drug Abuse and Addiction Research Programs 184,917 Direct 2U2CES026533‐02 93.113 Environmental Health 1,638,346 292,702 Direct 2U54NS065768‐11 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 609,021 84,558 Direct 3P01AG043376‐06S1 93.866 Aging Research 518,584 Direct 3R01AG063543‐02S1 93.866 Aging Research 614,231 Direct 3R01AI145147‐02S1 93.855 Allergy and Infectious Diseases Research COVID‐19 902 Direct 3R01AI145147‐02S1 93.855 Allergy and Infectious Diseases Research 426,347 Direct 3R01CA196873‐05S1 93.393 Cancer Cause and Prevention Research 618,943 1,012 Direct 3R01GM044757‐25S1 93.859 Biomedical Research and Research Training 531,102 Direct 3R01GM137603‐01S1 93.859 Biomedical Research and Research Training 10,727 Direct 3R01HL126171‐05S2 93.837 Cardiovascular Diseases Research 482,588 30,017 Direct 3R21AA026919‐01A1S1 Revised 93.273 Alcohol Research Programs 171,446 Direct 3R21CA184685‐02S1 Revised 93.396 Cancer Biology Research (397) Direct 3R33CA217780‐03S1 93.396 Cancer Biology Research 441,979 Direct 3T32HD095134‐02S1 93.865 Child Health and Human Development Extramural Research 269,416 Direct 3U01DK057182‐20S1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 255,992 Direct 3U01DK106786‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 2,248,324 296,639 Direct 4DP2EB020537‐03 93.310 Trans‐NIH Research Support 109,746 Direct 4R01DA008075‐19 Revised 93.279 Drug Abuse and Addiction Research Programs 71,903 Direct 4R01DA033958‐04 REVISED 93.279 Drug Abuse and Addiction Research Programs 42,056 Direct 4R01DK091250‐05 Revision #2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 11,822 Direct 4R33HL142696‐02 93.837 Cardiovascular Diseases Research 467,707 Direct 4R33NS111075‐02 (formerly 1R61NS111075) 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 389,405 126,686 Direct 4R37AI064046‐15 REVISED 93.855 Allergy and Infectious Diseases Research 65,065 Direct 4UH3AT008769‐02 93.213 Research and Training in Complementary and Integrative Health 1,389,421 514,227 Direct 4UH3AT009651‐03 REVISED 93.213 Research and Training in Complementary and Integrative Health 716,848 Direct 5 F30 CA210345‐04 93.398 Cancer Research Manpower 27,336 Direct 5F30 OD023369‐04 93.351 Research Infrastructure Programs 58,076 Direct 5F30AG057108‐03 93.866 Aging Research 30,226 Direct 5F30AI131483‐04 93.855 Allergy and Infectious Diseases Research 47,123 Direct 5F30AR066454‐04 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 1,261
(Continued)
‐ 20 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5F30AT009162‐05 93.213 Research and Training in Complementary and Integrative Health 23,045$ ‐ $ Direct 5F30CA195973‐04 rev 93.398 Cancer Research Manpower (1,135) Direct 5F30CA200432‐05 93.398 Cancer Research Manpower 43,085 Direct 5F30CA223591‐02 93.398 Cancer Research Manpower 183 Direct 5F30CA228261‐02 93.398 Cancer Research Manpower 48,421 Direct 5F30CA232399‐03 93.398 Cancer Research Manpower 44,717 Direct 5F30CA232481‐02 93.398 Cancer Research Manpower 32,852 Direct 5F30DA042510‐03 93.279 Drug Abuse and Addiction Research Programs 1,381 Direct 5F30DA043326‐04 Revised 93.279 Drug Abuse and Addiction Research Programs 34,067 Direct 5F30DK114942‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 28,865 Direct 5F30HD093285‐04 93.865 Child Health and Human Development Extramural Research 44,097 Direct 5F30HL146089‐02 REVISED 93.837 Cardiovascular Diseases Research 29,368 Direct 5F30MH108205‐03 ‐03 REVISED 93.242 Mental Health Research Grants 7,358 Direct 5F31AA026782‐02 93.273 Alcohol Research Programs 32,926 Direct 5F31AG052329‐03 93.866 Aging Research 32,144 Direct 5F31AG057104‐03 REVISED 93.866 Aging Research 3,215 Direct 5F31AG057155‐02 REVISED 93.866 Aging Research 32,014 Direct 5F31AR073629‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 28,925 Direct 5F31AR073642‐02 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 29,133 Direct 5F31CA203039‐03 REVISED 93.398 Cancer Research Manpower 4,602 Direct 5F31CA220746‐03 REVISED 93.398 Cancer Research Manpower 29,575 Direct 5F31CA243193‐02 93.398 Cancer Research Manpower 36,569 Direct 5F31DE026689‐03 93.121 Oral Diseases and Disorders Research 5,553 Direct 5F31DE027602‐02/‐02 REVISED 93.121 Oral Diseases and Disorders Research 16,073 Direct 5F31DK113694‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 29,787 Direct 5F31DK116498‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 34,204 Direct 5F31GM128325‐02 93.859 Biomedical Research and Research Training 26,325 Direct 5F31HL139090‐03 93.837 Cardiovascular Diseases Research 36,480 Direct 5F31HL139093‐03 93.837 Cardiovascular Diseases Research 5,232 Direct 5F31HL142313‐03 93.837 Cardiovascular Diseases Research 31,671 Direct 5F31NR016614‐03 93.361 Nursing Research 3,351 Direct 5F31NS095421‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 746 Direct 5F31NS103320‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 32,933 Direct 5F31NS103392‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 33,101 Direct 5F31NS108625‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 32,134 Direct 5F32AI126722‐03 93.855 Allergy and Infectious Diseases Research 13,424 Direct 5F32AI147813‐02 93.855 Allergy and Infectious Diseases Research 52,949 Direct 5F32CA210340‐03 93.398 Cancer Research Manpower 9,363 Direct 5F32DE028174‐02 REVISED 93.121 Oral Diseases and Disorders Research 66,471 Direct 5F32HL129554‐02 Revised 93.837 Cardiovascular Diseases Research (4,425) Direct 5F32HL141056‐02 93.838 Lung Diseases Research 44,813 Direct 5F32HL145988‐02 93.838 Lung Diseases Research 86,627 Direct 5F32MH112334‐03 Revised 93.242 Mental Health Research Grants 56,390 Direct 5K01AA024805‐04 93.273 Alcohol Research Programs 146,141 Direct 5K01AA026349‐02 93.273 Alcohol Research Programs 150,444 Direct 5K01AR070894‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 123,517 Direct 5K01AT008965‐05 93.213 Research and Training in Complementary and Integrative Health 97,457 Direct 5K01DA037280‐05 93.279 Drug Abuse and Addiction Research Programs 102,343 Direct 5K01DA04902‐03 93.279 Drug Abuse and Addiction Research Programs 133,246 Direct 5K01DK116934‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 103,191 Direct 5K01HD078484‐05 93.865 Child Health and Human Development Extramural Research 6,355 Direct 5K01MH117451‐02 93.242 Mental Health Research Grants 140,537 Direct 5K01OD017242‐04 93.351 Research Infrastructure Programs 29,711 Direct 5K01OD019912‐04 Revised 93.351 Research Infrastructure Programs 97,097 Direct 5K01OD021293‐05 93.351 Research Infrastructure Programs 103,823 Direct 5K01OD027058‐02 93.351 Research Infrastructure Programs 137,632 Direct 5K01TW010268‐05 93.989 International Research and Research Training 127,851 Direct 5K08AI134262‐03 93.855 Allergy and Infectious Diseases Research 169,991
(Continued)
‐ 21 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5K08DE027705‐02 93.121 Oral Diseases and Disorders Research 129,875$ ‐ $ Direct 5K08GM113055‐03 93.859 Biomedical Research and Research Training 162,714 Direct 5K08HD099246‐02 93.865 Child Health and Human Development Extramural Research 116,209 Direct 5K08HL140100‐03 93.838 Lung Diseases Research 159,924 Direct 5K12GM119955‐04 93.859 Biomedical Research and Research Training 782,426 150,446 Direct 5K12HD055887‐13 Revised 93.865 Child Health and Human Development Extramural Research 524,597 Direct 5K23AI138851‐03 93.855 Allergy and Infectious Diseases Research 159,593 Direct 5K23DC016335‐04 93.173 Research Related to Deafness and Communication Disorders 183,122 Direct 5K23DK115906‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 218,148 Direct 5K23DK118207‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 214,260 Direct 5K23HD090324‐04 93.865 Child Health and Human Development Extramural Research 128,115 Direct 5K23HL132011‐06 93.837 Cardiovascular Diseases Research 157,658 Direct 5K23HL143146‐02 93.837 Cardiovascular Diseases Research 160,424 Direct 5K23MH112867‐03 93.242 Mental Health Research Grants 200,459 Direct 5K25AI118476‐04 93.855 Allergy and Infectious Diseases Research 107,620 Direct 5K99AI147811‐02 93.855 Allergy and Infectious Diseases Research 89,105 Direct 5K99AT010012‐02 REVISED 93.213 Research and Training in Complementary and Integrative Health 91,380 Direct 5K99DC017472‐02 93.173 Research Related to Deafness and Communication Disorders 96,138 Direct 5K99DE027414‐02 93.121 Oral Diseases and Disorders Research 149,779 Direct 5K99HL141650‐02 REVISED 93.837 Cardiovascular Diseases Research 25,417 Direct 5K99HL144824‐02 93.837 Cardiovascular Diseases Research 104,324 Direct 5KL2TR002492‐03 93.350 National Center for Advancing Translational Sciences 1,260,236 31,654 Direct 5P01AI035296‐24 Revised 93.855 Allergy and Infectious Diseases Research (13) Direct 5P01CA065493‐25 93.395 Cancer Treatment Research 1,946,808 44,756 Direct 5P01CA111412‐15 93.395 Cancer Treatment Research 1,914,272 330,222 Direct 5P01CA138338‐09 93.393 Cancer Cause and Prevention Research 1,800,544 887,096 Direct 5P01CA217806‐03 93.393 Cancer Cause and Prevention Research 2,137,933 1,162,762 Direct 5P2C HD041023‐20 93.865 Child Health and Human Development Extramural Research 385,638 Direct 5P30CA077598‐22 93.397 Cancer Centers Support Grants 3,987,604 Direct 5P30NS076408‐09 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 415,057 Direct 5P40OD010440‐09 REVISED 93.351 Research Infrastructure Programs 789,014 Direct 5P41EB027061‐02 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 1,072,551 Direct 5P50NS098573‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 2,275,714 77,058 Direct 5P54HD093540‐04 93.865 Child Health and Human Development Extramural Research 2,001,805 1,430,887 Direct 5R00AA025384‐04 93.273 Alcohol Research Programs 249,546 Direct 5R00AG058800‐03 93.866 Aging Research 217,638 Direct 5R00DA037279‐04 Revised 93.279 Drug Abuse and Addiction Research Programs 52,598 Direct 5R00DA039253‐05 93.279 Drug Abuse and Addiction Research Programs 231,334 Direct 5R00DA041462‐05 93.279 Drug Abuse and Addiction Research Programs 266,330 Direct 5R00DA042895‐04 93.279 Drug Abuse and Addiction Research Programs 176,545 Direct 5R00HL111410‐05 93.837 Cardiovascular Diseases Research 42,083 Direct 5R00HL123638‐05 93.837 Cardiovascular Diseases Research 223,716 Direct 5R00HL138163‐03 93.837 Cardiovascular Diseases Research 258,883 Direct 5R00MH109627‐04 93.242 Mental Health Research Grants 204,377 Direct 5R01 HL051177‐25 93.838 Lung Diseases Research 344,950 58,942 Direct 5R01AA015069‐10 Revised NCE 93.273 Alcohol Research Programs 348,655 Direct 5R01AA023504‐05 93.273 Alcohol Research Programs 450,285 298,984 Direct 5R01AA024123‐05/‐05S1 93.273 Alcohol Research Programs 454,661 Direct 5R01AA026574‐02 93.273 Alcohol Research Programs 555,337 154,821 Direct 5R01AA026598‐03 93.273 Alcohol Research Programs 296,746 Direct 5R01AA026610‐02 93.273 Alcohol Research Programs 673,091 57,107 Direct 5R01AG020866‐18 93.866 Aging Research 256,525 Direct 5R01AG031743‐10 Revised 93.866 Aging Research (17,644) 984 Direct 5R01AG031743‐12 93.866 Aging Research 462,513 67,981 Direct 5R01AG041831‐08 93.866 Aging Research 879,672 45,025 Direct 5R01AG043392‐05 REVISED 93.866 Aging Research 196,322 6,900 Direct 5R01AG048931‐05 93.866 Aging Research 524,987 81,967 Direct 5R01AG050300‐05 93.866 Aging Research 409,077 223,265
(Continued)
‐ 22 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R01AG053217‐05 93.866 Aging Research 756,224$ ‐ $ Direct 5R01AG055452‐04 93.866 Aging Research 359,965 Direct 5R01AG055469‐04 93.866 Aging Research 777,069 344,912 Direct 5R01AG055591‐04 93.866 Aging Research 601,935 Direct 5R01AG057679‐03 93.866 Aging Research 647,088 58,027 Direct 5R01AG058687‐02 93.866 Aging Research 668,497 410,116 Direct 5R01AG058719‐02 REVISED 93.866 Aging Research 786,288 510,728 Direct 5R01AG059654‐03 93.866 Aging Research 315,607 46,864 Direct 5R01AG062199‐02/‐02 REVISED 93.866 Aging Research 761,640 Direct 5R01AG062469‐02 93.866 Aging Research 191,192 Direct 5R01AG062601‐02 93.866 Aging Research 462,988 Direct 5R01AG062899‐02 93.866 Aging Research 331,622 Direct 5R01AI027998‐31 REVISED 93.855 Allergy and Infectious Diseases Research 516,906 Direct 5R01AI038903‐25 93.855 Allergy and Infectious Diseases Research 630,414 Direct 5R01AI039614‐24 93.855 Allergy and Infectious Diseases Research 379,365 Direct 5R01AI042792‐20 93.855 Allergy and Infectious Diseases Research 537,839 408,950 Direct 5R01AI049424‐13 93.855 Allergy and Infectious Diseases Research 481,268 117,019 Direct 5R01AI084913‐10 93.855 Allergy and Infectious Diseases Research 285,267 Direct 5R01AI089728‐09 93.855 Allergy and Infectious Diseases Research 527,314 135,379 Direct 5R01AI093319‐04Rev 93.855 Allergy and Infectious Diseases Research (2,498) Direct 5R01AI103760‐08 93.855 Allergy and Infectious Diseases Research 451,279 Direct 5R01AI106791‐05 93.855 Allergy and Infectious Diseases Research 67,622 Direct 5R01AI116678‐05 93.855 Allergy and Infectious Diseases Research 328,858 Direct 5R01AI118511‐05 93.855 Allergy and Infectious Diseases Research 499,614 336,085 Direct 5R01AI122742‐05 93.855 Allergy and Infectious Diseases Research 369,685 72,807 Direct 5R01AI123146‐05 93.855 Allergy and Infectious Diseases Research 342,521 Direct 5R01AI124512‐05 93.855 Allergy and Infectious Diseases Research 339,609 32,715 Direct 5R01AI125127‐04 93.855 Allergy and Infectious Diseases Research 345,446 70,524 Direct 5R01AI131586‐04 93.855 Allergy and Infectious Diseases Research 703,924 304,894 Direct 5R01AI132496‐02 93.855 Allergy and Infectious Diseases Research 458,724 35,867 Direct 5R01AI132563‐04 93.855 Allergy and Infectious Diseases Research 750,924 466,682 Direct 5R01AI132962‐04 93.855 Allergy and Infectious Diseases Research 463,424 Direct 5R01AI134406‐03 93.855 Allergy and Infectious Diseases Research 478,147 99,342 Direct 5R01AI134636‐02 93.855 Allergy and Infectious Diseases Research 629,493 Direct 5R01AI136445‐03 93.855 Allergy and Infectious Diseases Research 798,968 220,131 Direct 5R01AI136982‐02 93.855 Allergy and Infectious Diseases Research 568,120 Direct 5R01AI139420‐02 93.855 Allergy and Infectious Diseases Research 452,507 Direct 5R01AI140631‐02 Revised 93.855 Allergy and Infectious Diseases Research 143,840 Direct 5R01AI143784‐02 93.855 Allergy and Infectious Diseases Research 830,037 328,548 Direct 5R01AI143826‐02 93.855 Allergy and Infectious Diseases Research 357,881 Direct 5R01AI143828‐02 93.855 Allergy and Infectious Diseases Research 336,856 Direct 5R01AI147540‐02 93.855 Allergy and Infectious Diseases Research 520,444 Direct 5R01AR032961‐35/REVISED 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 6,915 Direct 5R01AR042423‐25 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 276,912 Direct 5R01AR049899‐16 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 280,444 Direct 5R01AR055267‐04 REVISED 93.846 Arthritis, Musculoskeletal and Skin Diseases Research (151) (100) Direct 5R01AR055299‐10 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 16,202 Direct 5R01AR055685‐10 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 252,622 Direct 5R01AR064195‐07 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 357,638 Direct 5R01AR070020‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 461,101 Direct 5R01AR071349‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 417,574 Direct 5R01AR071439‐04 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 422,387 31,266 Direct 5R01AR073966‐02 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 379,752 Direct 5R01AR075413‐02 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 362,115 Direct 5R01AT009457‐04 93.213 Research and Training in Complementary and Integrative Health 450,088 Direct 5R01CA081301‐20 93.393 Cancer Cause and Prevention Research 9,418 Direct 5R01CA095039‐12 93.393 Cancer Cause and Prevention Research 310,510 Direct 5R01CA100670‐13 93.393 Cancer Cause and Prevention Research 166,200
(Continued)
‐ 23 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R01CA122320‐11 93.393 Cancer Cause and Prevention Research 280,266$ ‐ $ Direct 5R01CA142714‐08 93.393 Cancer Cause and Prevention Research 598,150 43,233 Direct 5R01CA160069‐10 REVISED 93.396 Cancer Biology Research 317,331 Direct 5R01CA172986‐05 93.396 Cancer Biology Research 24,151 24,151 Direct 5R01CA174777‐08 93.396 Cancer Biology Research 330,411 Direct 5R01CA174861‐05 Revised 93.395 Cancer Treatment Research 112,690 Direct 5R01CA179246‐05 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 9,420 Direct 5R01CA180880‐05 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 223,438 Direct 5R01CA181024‐06 93.395 Cancer Treatment Research 372,383 84,326 Direct 5R01CA181385‐04S1 93.396 Cancer Biology Research 67,982 Direct 5R01CA182543‐06S1 & 06S2 Revised 93.394 Cancer Detection and Diagnosis Research 54,045 Direct 5R01CA183749‐04 93.394 Cancer Detection and Diagnosis Research 221,607 Direct 5R01CA183764‐05 93.396 Cancer Biology Research 244,767 Direct 5R01CA184987‐05 REVISED 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 200,945 Direct 5R01CA187027‐05 REVISED 93.393 Cancer Cause and Prevention Research 54,969 Direct 5R01CA190492‐05 93.393 Cancer Cause and Prevention Research 238,240 Direct 5R01CA192178‐05 93.396 Cancer Biology Research 292,085 30,221 Direct 5R01CA193739‐05 Revised 93.395 Cancer Treatment Research 314,505 Direct 5R01CA196215‐05 Revised 93.395 Cancer Treatment Research 305,168 Direct 5R01CA196639‐05 93.393 Cancer Cause and Prevention Research 69,166 Direct 5R01CA196754‐04 93.393 Cancer Cause and Prevention Research 7,671 11,106 Direct 5R01CA200652‐04 93.396 Cancer Biology Research 373,616 Direct 5R01CA203348‐05 93.395 Cancer Treatment Research 450,336 199,146 Direct 5R01CA203851‐04 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 299,378 Direct 5R01CA204856‐03 93.395 Cancer Treatment Research 452,136 131,283 Direct 5R01CA214550‐04 93.394 Cancer Detection and Diagnosis Research 344,747 35,357 Direct 5R01CA215052‐04 93.396 Cancer Biology Research 308,122 Direct 5R01CA218657‐03 93.393 Cancer Cause and Prevention Research 603,901 7,989 Direct 5R01CA220367‐04 93.394 Cancer Detection and Diagnosis Research 562,163 253,653 Direct 5R01CA220376‐03 93.394 Cancer Detection and Diagnosis Research 377,103 Direct 5R01CA222005‐03 93.393 Cancer Cause and Prevention Research 478,403 Direct 5R01CA225435‐03 93.393 Cancer Cause and Prevention Research 411,183 331 Direct 5R01CA225973‐02 93.395 Cancer Treatment Research 198,110 Direct 5R01CA228478‐03 93.393 Cancer Cause and Prevention Research 484,690 9,806 Direct 5R01CA228760‐02 93.395 Cancer Treatment Research 286,618 Direct 5R01CA232317‐02 Revised 93.393 Cancer Cause and Prevention Research 297,672 15,008 Direct 5R01CA233562‐02 93.395 Cancer Treatment Research 330,242 Direct 5R01CA237272‐02 93.394 Cancer Detection and Diagnosis Research 256,474 Direct 5R01CA241627‐02 93.395 Cancer Treatment Research 334,618 Direct 5R01DA007304‐27 REVISED 93.279 Drug Abuse and Addiction Research Programs 117,555 Direct 5R01DA027232‐07 93.279 Drug Abuse and Addiction Research Programs 529,754 36,928 Direct 5R01DA034696‐08 93.279 Drug Abuse and Addiction Research Programs 333,684 Direct 5R01DA035931‐05 93.279 Drug Abuse and Addiction Research Programs 117,566 Direct 5R01DA037229‐06 93.279 Drug Abuse and Addiction Research Programs 292,099 Direct 5R01DA037904‐05 93.279 Drug Abuse and Addiction Research Programs 543,469 418,961 Direct 5R01DA038106‐06 Revised 93.279 Drug Abuse and Addiction Research Programs 194,657 Direct 5R01DA038615‐05 REVISED 93.279 Drug Abuse and Addiction Research Programs 158,477 Direct 5R01DA038984‐05 93.279 Drug Abuse and Addiction Research Programs 511,928 Direct 5R01DA039464‐05 93.279 Drug Abuse and Addiction Research Programs 428,726 Direct 5R01DA039912‐04 & ‐ 04S1 Rvised 93.279 Drug Abuse and Addiction Research Programs 99,966 6,110 Direct 5R01DA039950‐05 REVISED 93.279 Drug Abuse and Addiction Research Programs 147,948 102,278 Direct 5R01DA041808‐04 93.279 Drug Abuse and Addiction Research Programs 284,198 Direct 5R01DA044283‐02 93.279 Drug Abuse and Addiction Research Programs 424,017 143,820 Direct 5R01DA046320‐03 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 315,089 77,518 Direct 5R01DA048822‐02 93.279 Drug Abuse and Addiction Research Programs 329,060 Direct 5R01DA048946‐02 93.279 Drug Abuse and Addiction Research Programs 403,466 Direct 5R01DC005216‐20 93.173 Research Related to Deafness and Communication Disorders 323,530 Direct 5R01DC012262‐07 93.173 Research Related to Deafness and Communication Disorders 290,255
(Continued)
‐ 24 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R01DC013267‐05 93.173 Research Related to Deafness and Communication Disorders 131,182$ ‐ $ Direct 5R01DC015462‐04 93.173 Research Related to Deafness and Communication Disorders 242,870 Direct 5R01DC015987‐04 93.173 Research Related to Deafness and Communication Disorders 336,461 Direct 5R01DC016315‐02 93.173 Research Related to Deafness and Communication Disorders 189,329 Direct 5R01DE025618‐04 93.121 Oral Diseases and Disorders Research 362,246 16,723 Direct 5R01DE026117‐03 REVISED 93.121 Oral Diseases and Disorders Research 184,078 Direct 5R01DE027043‐02 REVISED 93.121 Oral Diseases and Disorders Research 376,276 Direct 5R01DE027669‐03 93.121 Oral Diseases and Disorders Research 534,563 Direct 5R01DE028059‐02 93.121 Oral Diseases and Disorders Research 369,655 5,743 Direct 5R01DK053189‐19 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 411,616 Direct 5R01DK054733‐18 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 440,960 Direct 5R01DK054921‐19 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 92,704 Direct 5R01DK060521‐18 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 477,296 Direct 5R01DK091538‐11 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 292,781 23,984 Direct 5R01DK098203‐05 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 40,823 3,832 Direct 5R01DK099137‐05 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 260,071 Direct 5R01DK101402‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 573,120 263,801 Direct 5R01DK102496‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 170,237 Direct 5R01DK102601‐04 NCE 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 162,417 Direct 5R01DK102932‐06 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 426,000 267,568 Direct 5R01DK104348‐04 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 91,717 Direct 5R01DK105953‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 515,366 Direct 5R01DK106130‐04 NCE 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 580,072 329,161 Direct 5R01DK108790‐03/Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 123,034 Direct 5R01DK108893‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 383,068 Direct 5R01DK109124‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 747,499 238,873 Direct 5R01DK109914‐05 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 604,757 Direct 5R01DK113091‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 436,394 Direct 5R01DK113631‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 775,056 Direct 5R01DK114401‐04S1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 362,461 Direct 5R01DK115720‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 307,248 Direct 5R01DK117286‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 551,447 165,873 Direct 5R01DK117425‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 746,268 Direct 5R01DK118664‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 585,262 135,567 Direct 5R01DK119456‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 397,330 Direct 5R01DK122056‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 342,028 Direct 5R01EB019893‐03 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 107,701 Direct 5R01EB022558‐04 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 126,965 Direct 5R01EB023880‐03 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 355,022 Direct 5R01EB028274‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 176,712 Direct 5R01ES019564‐08 93.113 Environmental Health 349,574 75,543 Direct 5R01ES023350‐05 93.113 Environmental Health 39,733 50,889 Direct 5R01ES030559‐02 93.113 Environmental Health 423,019 50,949 Direct 5R01EY002934‐37 93.867 Vision Research 84,886 8,182 Direct 5R01EY015313‐15 93.867 Vision Research 364,706 86,914 Direct 5R01EY017835‐10 REVISED 93.867 Vision Research 173,902 152,216 Direct 5R01EY024261‐07 93.867 Vision Research 287,363 Direct 5R01EY025209‐03 93.867 Vision Research 87,769 Direct 5R01EY026012‐04 93.867 Vision Research 332,227 7,990 Direct 5R01EY026514‐05 93.867 Vision Research 380,179 Direct 5R01EY026882‐05 93.867 Vision Research 321,067 Direct 5R01EY028143‐04 93.867 Vision Research 560,369 Direct 5R01EY028554‐03 93.867 Vision Research 461,442 Direct 5R01GM029123‐35 93.859 Biomedical Research and Research Training 367,234 5,775 Direct 5R01GM038767‐31 REVISED 93.859 Biomedical Research and Research Training 64,470 Direct 5R01GM055667‐22 REVISED 93.859 Biomedical Research and Research Training 270,410 Direct 5R01GM059152‐20 93.859 Biomedical Research and Research Training 273,685 Direct 5R01GM059604‐16 93.859 Biomedical Research and Research Training 124,899 15,997
(Continued)
‐ 25 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R01GM064589‐18 93.859 Biomedical Research and Research Training 189,276$ ‐ $ Direct 5R01GM064742‐17 93.859 Biomedical Research and Research Training 396,923 Direct 5R01GM067203‐13 93.859 Biomedical Research and Research Training 178,796 6,959 Direct 5R01GM074917‐13 93.859 Biomedical Research and Research Training 342,205 19,410 Direct 5R01GM084152‐08 93.859 Biomedical Research and Research Training 196,343 Direct 5R01GM088351‐08 REVISED 93.859 Biomedical Research and Research Training (264) Direct 5R01GM098550‐08 93.859 Biomedical Research and Research Training 464,927 Direct 5R01GM100310‐08 93.859 Biomedical Research and Research Training 428,335 Direct 5R01GM105707‐08 Revised 93.859 Biomedical Research and Research Training 313,135 Direct 5R01GM110129‐05 93.859 Biomedical Research and Research Training 131,511 48,372 Direct 5R01GM113250‐14 REVISED 93.859 Biomedical Research and Research Training 78,389 Direct 5R01GM113952‐05 93.859 Biomedical Research and Research Training 276,024 Direct 5R01GM113985‐05 REVISED 93.859 Biomedical Research and Research Training 345,498 Direct 5R01GM115099‐14 REVISED 93.859 Biomedical Research and Research Training 160,232 Direct 5R01GM115462‐04 NCE 93.859 Biomedical Research and Research Training 244,261 15,993 Direct 5R01GM118000‐04 93.859 Biomedical Research and Research Training 294,665 Direct 5R01GM120079‐04 93.859 Biomedical Research and Research Training 461,906 143,096 Direct 5R01GM121414‐04 93.859 Biomedical Research and Research Training 422,474 145,186 Direct 5R01GM121498‐03 93.859 Biomedical Research and Research Training 357,564 Direct 5R01GM121515‐03 REVISED 93.859 Biomedical Research and Research Training 248,707 Direct 5R01GM121777 93.859 Biomedical Research and Research Training 271,903 Direct 5R01GM122787‐04 93.859 Biomedical Research and Research Training 174,938 Direct 5R01GM122917‐03S1 93.859 Biomedical Research and Research Training 412,607 Direct 5R01GM122979‐03 93.859 Biomedical Research and Research Training 621,602 345,508 Direct 5R01GM123642‐04 93.859 Biomedical Research and Research Training 204,691 79,967 Direct 5R01GM127379‐02S1 93.859 Biomedical Research and Research Training 288,322 Direct 5R01GM127872‐03 93.859 Biomedical Research and Research Training 447,306 185,961 Direct 5R01GM128439‐02 93.865 Child Health and Human Development Extramural Research 621,741 288,297 Direct 5R01GM129374‐02 93.859 Biomedical Research and Research Training 378,759 Direct 5R01GM130858‐02 93.859 Biomedical Research and Research Training 368,321 53,601 Direct 5R01GM132596‐02 93.859 Biomedical Research and Research Training 229,118 Direct 5R01GM133885‐02 93.859 Biomedical Research and Research Training 218,123 Direct 5R01GM134681‐02 93.859 Biomedical Research and Research Training 372,384 125,938 Direct 5R01HD034294‐24 93.865 Child Health and Human Development Extramural Research 475,998 Direct 5R01HD043392‐18 93.865 Child Health and Human Development Extramural Research 643,431 Direct 5R01HD044154‐15 93.865 Child Health and Human Development Extramural Research 341,562 Direct 5R01HD044763‐12 revised 93.865 Child Health and Human Development Extramural Research 337,180 80,385 Direct 5R01HD046697‐15 REVISED 93.865 Child Health and Human Development Extramural Research 613,350 Direct 5R01HD047283‐15 93.865 Child Health and Human Development Extramural Research 569,052 Direct 5R01HD057929‐13 93.865 Child Health and Human Development Extramural Research 635,638 Direct 5R01HD067258‐10 93.865 Child Health and Human Development Extramural Research 595,915 Direct 5R01HD069471‐09 93.865 Child Health and Human Development Extramural Research 556,472 Direct 5R01HD073126‐05 93.865 Child Health and Human Development Extramural Research 525,780 133,082 Direct 5R01HD075349‐05 93.865 Child Health and Human Development Extramural Research 373,859 Direct 5R01HD079918‐05 93.865 Child Health and Human Development Extramural Research 251,691 21,842 Direct 5R01HD080444‐05 93.865 Child Health and Human Development Extramural Research 167,557 15,646 Direct 5R01HD082120‐05 93.865 Child Health and Human Development Extramural Research 221,242 9,984 Direct 5R01HD083829‐05 93.865 Child Health and Human Development Extramural Research 256,635 Direct 5R01HD084440‐05 93.865 Child Health and Human Development Extramural Research 263,705 Direct 5R01HD084459‐05 93.865 Child Health and Human Development Extramural Research 310,299 Direct 5R01HD088176‐04 93.865 Child Health and Human Development Extramural Research 208,724 Direct 5R01HD089989‐04 93.865 Child Health and Human Development Extramural Research 501,554 234,883 Direct 5R01HD090014‐04 93.865 Child Health and Human Development Extramural Research 514,579 116,109 Direct 5R01HD090053‐02 93.865 Child Health and Human Development Extramural Research 588,588 33,417 Direct 5R01HD090059‐04 93.865 Child Health and Human Development Extramural Research 660,682 201,791 Direct 5R01HD091685‐03 93.865 Child Health and Human Development Extramural Research 539,756 60,745 Direct 5R01HD092391‐03 93.865 Child Health and Human Development Extramural Research 501,336 221,968 Direct 5R01HD092655‐02 REVISED 93.865 Child Health and Human Development Extramural Research 542,834 108,734
(Continued)
‐ 26 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R01HD094809‐03 93.865 Child Health and Human Development Extramural Research 448,551$ ‐ $ Direct 5R01HD095858‐03 93.865 Child Health and Human Development Extramural Research 376,074 Direct 5R01HD095904‐02 93.865 Child Health and Human Development Extramural Research 331,020 Direct 5R01HD098866‐02 93.865 Child Health and Human Development Extramural Research 397,747 159,608 Direct 5R01HD100007‐02 93.865 Child Health and Human Development Extramural Research 335,231 Direct 5R01HG008605‐03 93.172 Human Genome Research 288,908 56,070 Direct 5R01HL056067‐22 REVISED 93.839 Blood Diseases and Resources Research (1,817) Direct 5R01HL056067‐24 Revised 93.839 Blood Diseases and Resources Research 432,909 Direct 5R01HL059367‐18 93.837 Cardiovascular Diseases Research 433,271 87,907 Direct 5R01HL096453‐08 93.837 Cardiovascular Diseases Research 15,870 Direct 5R01HL104025‐09 NCE 93.837 Cardiovascular Diseases Research 440,939 Direct 5R01HL105397‐08 REVISED 93.837 Cardiovascular Diseases Research 169,965 Direct 5R01HL105550‐08 93.837 Cardiovascular Diseases Research 143,496 20,700 Direct 5R01HL107572‐07 93.838 Lung Diseases Research 603,242 Direct 5R01HL114567‐08 93.839 Blood Diseases and Resources Research 498,165 Direct 5R01HL116476‐06 93.837 Cardiovascular Diseases Research 391,752 32,142 Direct 5R01HL116720‐06 S1 93.837 Cardiovascular Diseases Research 412,773 139,783 Direct 5R01HL118979‐07 93.839 Blood Diseases and Resources Research 484,415 78,793 Direct 5R01HL121093‐07 93.837 Cardiovascular Diseases Research 284,607 Direct 5R01HL122323‐04 REVISED 93.837 Cardiovascular Diseases Research 7,173 Direct 5R01HL122323‐06 REVISED 93.837 Cardiovascular Diseases Research 581,003 Direct 5R01HL123227‐05 93.837 Cardiovascular Diseases Research 226 Direct 5R01HL123699‐05 93.837 Cardiovascular Diseases Research 619,934 141,629 Direct 5R01HL125227‐04 93.838 Lung Diseases Research 741 Direct 5R01HL125236‐04 REVISED 93.838 Lung Diseases Research 748 Direct 5R01HL126041‐05 Revised 93.837 Cardiovascular Diseases Research 679,365 Direct 5R01HL126637‐05 93.837 Cardiovascular Diseases Research 650,284 159,762 Direct 5R01HL128580‐04 93.839 Blood Diseases and Resources Research 274,649 Direct 5R01HL129814‐04 Revised 93.837 Cardiovascular Diseases Research 15,980 (813) Direct 5R01HL130072‐‐05 Revised 93.837 Cardiovascular Diseases Research 422,375 Direct 5R01HL130099‐04 93.837 Cardiovascular Diseases Research 247,868 72,554 Direct 5R01HL131049‐04 Revised 93.837 Cardiovascular Diseases Research 313,574 258,304 Direct 5R01HL131579‐04 93.839 Blood Diseases and Resources Research 377,465 97,448 Direct 5R01HL132874‐04 93.837 Cardiovascular Diseases Research 370,552 Direct 5R01HL133823‐05 93.839 Blood Diseases and Resources Research 330,786 81,070 Direct 5R01HL134791‐03 93.837 Cardiovascular Diseases Research 464,515 Direct 5R01HL135046‐04 93.837 Cardiovascular Diseases Research 755,405 109,259 Direct 5R01HL135895‐19 93.839 Blood Diseases and Resources Research 403,165 35,664 Direct 5R01HL136640‐04 93.837 Cardiovascular Diseases Research 718,482 Direct 5R01HL136679‐03 93.837 Cardiovascular Diseases Research 689,941 369,253 Direct 5R01HL136757‐04 93.837 Cardiovascular Diseases Research 474,268 35,129 Direct 5R01HL136919‐04 93.838 Lung Diseases Research 567,476 Direct 5R01HL137204‐02S1 93.837 Cardiovascular Diseases Research 307,265 Direct 5R01HL138332‐03 93.837 Cardiovascular Diseases Research 640,604 104,744 Direct 5R01HL138490‐04 93.837 Cardiovascular Diseases Research 351,187 Direct 5R01HL138539‐03 REVISED 93.837 Cardiovascular Diseases Research 893,640 577,873 Direct 5R01HL139797‐02 Revised 93.838 Lung Diseases Research 155,830 Direct 5R01HL140971‐03 93.839 Blood Diseases and Resources Research 509,036 11,945 Direct 5R01HL141288‐03 93.837 Cardiovascular Diseases Research 576,690 362,026 Direct 5R01HL143390‐02 93.837 Cardiovascular Diseases Research 634,892 35,235 Direct 5R01HL144130‐03 93.837 Cardiovascular Diseases Research 256,759 Direct 5R01HL146501‐02 93.837 Cardiovascular Diseases Research 588,844 Direct 5R01HL148599‐02 93.837 Cardiovascular Diseases Research 733,372 Direct 5R01LM012982‐02 93.879 Medical Library Assistance 252,596 18,390 Direct 5R01MD010586‐05 Revised 93.307 Minority Health and Health Disparities Research 400,950 126,792 Direct 5R01MD010729‐05 93.307 Minority Health and Health Disparities Research 461,573 45,236 Direct 5R01MD013801‐02 93.307 Minority Health and Health Disparities Research 493,277 78,651 Direct 5R01MH080318‐10 93.242 Mental Health Research Grants 429,114
(Continued)
‐ 27 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R01MH104324‐05 93.242 Mental Health Research Grants 100,739$ 65,337$ Direct 5R01MH105290‐05 93.242 Mental Health Research Grants 432,693 291,206 Direct 5R01MH107382‐04 93.242 Mental Health Research Grants 481,651 Direct 5R01MH107394‐05 93.242 Mental Health Research Grants 668,484 Direct 5R01MH107491‐05 Revised 93.242 Mental Health Research Grants 219,440 40,141 Direct 5R01MH111413‐04 93.242 Mental Health Research Grants 908,241 Direct 5R01MH111447‐05 93.242 Mental Health Research Grants 639,397 145,421 Direct 5R01MH112583‐03 93.242 Mental Health Research Grants 643,404 22,521 Direct 5R01MH112688‐04 93.242 Mental Health Research Grants 401,676 Direct 5R01MH113748‐04 93.242 Mental Health Research Grants 478,672 15,918 Direct 5R01MH115046‐02 93.242 Mental Health Research Grants 605,238 92,405 Direct 5R01MH116156‐03 93.242 Mental Health Research Grants 471,885 139,069 Direct 5R01MH116961‐02 93.242 Mental Health Research Grants 452,285 159,083 Direct 5R01MH118257‐02 REVISED 93.242 Mental Health Research Grants 302,614 Direct 5R01MH118487‐02 REVISED 93.242 Mental Health Research Grants 401,586 Direct 5R01MH119384‐02 93.242 Mental Health Research Grants 460,565 Direct 5R01NR016705‐04 REVISED 93.361 Nursing Research 660,199 Direct 5R01NS018338‐33 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 340,688 Direct 5R01NS022920‐32 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 399,536 Direct 5R01NS035192‐19 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 485,130 Direct 5R01NS037019‐18 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (9,521) Direct 5R01NS037019‐20 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 540,449 Direct 5R01NS038836‐22 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 277,294 Direct 5R01NS045667‐18 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 464,725 Direct 5R01NS045873‐12 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 261,396 6,659 Direct 5R01NS058945‐11 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 613,177 Direct 5R01NS080816‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 480,491 334,873 Direct 5R01NS084998‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 14,663 Direct 5R01NS085188‐05 NCE 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (66,323) Direct 5R01NS086074‐05 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 25,344 Direct 5R01NS086219‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 64,125 32,085 Direct 5R01NS086312‐05 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 5,817 Direct 5R01NS088518‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 22,120 19,706 Direct 5R01NS088679‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 282,148 22,173 Direct 5R01NS092093‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 265,065 Direct 5R01NS094151‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 288,444 Direct 5R01NS094176‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 244,431 Direct 5R01NS094206‐05 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 510,074 Direct 5R01NS097312‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 363,291 Direct 5R01NS097649‐04 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 459,772 Direct 5R01NS098781‐04 93.859 Biomedical Research and Research Training 344,668 Direct 5R01NS099178‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 299,700 Direct 5R01NS099653‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 339,526 62,628 Direct 5R01NS104071‐03 & ‐03 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 192,718 Direct 5R01NS105689‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 290,502 Direct 5R01NS107387‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 424,012 Direct 5R01NS108686‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 582,639 Direct 5R01NS110519‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 628,047 184,062 Direct 5R01TW010651‐03 93.989 International Research and Research Training 222,851 54,989 Direct 5R03AG054664‐02 93.866 Aging Research 10,220 Direct 5R03CA218733‐02 93.393 Cancer Cause and Prevention Research 134,047 51,464 Direct 5R03CA223537‐02 93.393 Cancer Cause and Prevention Research 47,119 Direct 5R03CA227215‐02 93.395 Cancer Treatment Research 34,261 Direct 5R03CA241879‐02 93.396 Cancer Biology Research 37,004 Direct 5R03DA045150‐02 93.279 Drug Abuse and Addiction Research Programs 53,997 Direct 5R03DK114465‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 120,949 Direct 5R03EB027873‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 23,820 Direct 5R03HD093961‐02 93.865 Child Health and Human Development Extramural Research 95,768
(Continued)
‐ 28 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R03HD097715‐02 93.865 Child Health and Human Development Extramural Research 111,395$ ‐ $ Direct 5R03MH112895‐02 93.242 Mental Health Research Grants 22,549 Direct 5R03MH115300‐02 93.242 Mental Health Research Grants 47,338 Direct 5R03MH117254‐02 93.242 Mental Health Research Grants 70,615 Direct 5R0NS111028‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 524,111 Direct 5R18DK110732‐04 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 570,943 84,141 Direct 5R21 CA208529‐0 93.393 Cancer Cause and Prevention Research 3,334 Direct 5R21AA025370‐02 93.273 Alcohol Research Programs 87,113 Direct 5R21AA026632‐03 93.273 Alcohol Research Programs 280,675 Direct 5R21AG055037‐02 93.866 Aging Research (46) Direct 5R21AG056025‐02 93.866 Aging Research 114,494 Direct 5R21AG057038‐02 Revised 93.866 Aging Research 89,158 Direct 5R21AG059068‐02 93.866 Aging Research 207,915 59,457 Direct 5R21AG059410‐02 93.866 Aging Research 219,987 Direct 5R21AG060419‐02 93.866 Aging Research 179,471 51,650 Direct 5R21AG061372‐02 93.866 Aging Research 195,468 7,268 Direct 5R21AI127961‐02 93.855 Allergy and Infectious Diseases Research 73,754 Direct 5R21AI128133‐02 93.855 Allergy and Infectious Diseases Research 21,094 Direct 5R21AI135475‐02 93.855 Allergy and Infectious Diseases Research 152,856 Direct 5R21AI137487‐02 93.855 Allergy and Infectious Diseases Research 245,842 Direct 5R21AI138061‐02 93.855 Allergy and Infectious Diseases Research 165,484 88,435 Direct 5R21AI138793‐02 REVISED 93.855 Allergy and Infectious Diseases Research 18,617 5,579 Direct 5R21AI140109‐02 93.855 Allergy and Infectious Diseases Research 202,235 Direct 5R21AI144311‐02 93.855 Allergy and Infectious Diseases Research 136,345 Direct 5R21AT009475‐02 93.213 Research and Training in Complementary and Integrative Health 140,288 Direct 5R21CA215883‐02 NCE 93.396 Cancer Biology Research 168,540 Direct 5R21CA217695‐03 93.394 Cancer Detection and Diagnosis Research 150,496 Direct 5R21CA229297‐02 93.393 Cancer Cause and Prevention Research 158,810 Direct 5R21CA231214‐02 93.396 Cancer Biology Research 152,737 9,255 Direct 5R21CA235385‐02 revised 93.396 Cancer Biology Research 185,623 Direct 5R21DA044809‐02 REVISED 93.279 Drug Abuse and Addiction Research Programs 60,030 Direct 5R21DA046084‐02 93.279 Drug Abuse and Addiction Research Programs 82,627 15,716 Direct 5R21DA046188‐02 93.279 Drug Abuse and Addiction Research Programs 130,593 58,441 Direct 5R21DC016359‐03 93.173 Research Related to Deafness and Communication Disorders 178,787 Direct 5R21DC017019‐02 Revised 93.173 Research Related to Deafness and Communication Disorders 231,133 Direct 5R21DC018070‐02 93.173 Research Related to Deafness and Communication Disorders 146,190 Direct 5R21DK112144‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 155,151 Direct 5R21EB019390‐02 REVISED 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 6,150 Direct 5R21EB022258‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 13,245 Direct 5R21ES027062‐02 93.113 Environmental Health 69,611 Direct 5R21GM127965‐02 93.859 Biomedical Research and Research Training 188,304 Direct 5R21HD097575‐02 93.865 Child Health and Human Development Extramural Research 123,532 Direct 5R21HG009208‐02 93.172 Human Genome Research 108,436 Direct 5R21HG010380‐02 93.172 Human Genome Research 167,494 Direct 5R21HL135300‐02 Revised 93.837 Cardiovascular Diseases Research 37,475 20,355 Direct 5R21HL145377‐02 93.839 Blood Diseases and Resources Research 33,902 9,854 Direct 5R21LM012744‐02 93.879 Medical Library Assistance 54,755 28,170 Direct 5R21MH110208‐02 93.242 Mental Health Research Grants 113,271 1,171 Direct 5R21MH112918‐02 93.242 Mental Health Research Grants 70,529 Direct 5R21MH122193‐02 93.242 Mental Health Research Grants 73,043 Direct 5R21NS096627‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 40,475 Direct 5R21‐NS099804‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 84,198 Direct 5R21NS101140‐02 NCE 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 66,529 Direct 5R21NS103098‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 29,378 24,848 Direct 5R21NS108344‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 139,136 52,082 Direct 5R21NS108715‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 134,104 36,248 Direct 5R21NS109505‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 175,206 Direct 5R21NS112886‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 136,703
(Continued)
‐ 29 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5R21OD027047‐02 Revised 93.351 Research Infrastructure Programs 248,187$ ‐ $ Direct 5R24OD023041‐04 REVISED 93.351 Research Infrastructure Programs 578,077 424,214 Direct 5R25CA200508‐05 93.398 Cancer Research Manpower 71,291 Direct 5R25DA038880‐05 93.279 Drug Abuse and Addiction Research Programs 49,654 Direct 5R25DA039074‐04 93.279 Drug Abuse and Addiction Research Programs 41,015 Direct 5R25ES023595‐08 93.143 NIEHS Superfund Hazardous Substances_Basic Research and Education 174,081 55,735 Direct 5R25GM053403‐16 93.859 Biomedical Research and Research Training 203,161 9,827 Direct 5R25GM086669‐08 & Revised 93.859 Biomedical Research and Research Training (238) Direct 5R25HL088728‐13 93.837 Cardiovascular Diseases Research 161,701 Direct 5R25HL128372‐05 REVISED 93.837 Cardiovascular Diseases Research 97,189 Direct 5R25HL131487‐03 Revised 93.837 Cardiovascular Diseases Research (193) Direct 5R25NS083059‐08Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 77,090 Direct 5R33AT009110‐04 93.213 Research and Training in Complementary and Integrative Health 334,776 42,335 Direct 5R33CA204510‐03 93.393 Cancer Cause and Prevention Research 83,532 Direct 5R33DA046084‐04 93.279 Drug Abuse and Addiction Research Programs 185,596 Direct 5R34AA025761‐03 93.273 Alcohol Research Programs 160,203 Direct 5R34DA037888‐03 93.351 Research Infrastructure Programs 63,432 Direct 5R35CA197292‐05 93.395 Cancer Treatment Research 925,194 Direct 5R35GM118029‐05 93.859 Biomedical Research and Research Training 389,859 Direct 5R35GM118030‐05 93.859 Biomedical Research and Research Training 556,128 Direct 5R35GM118047‐05 93.859 Biomedical Research and Research Training 592,560 103,704 Direct 5R35GM118079‐05 93.859 Biomedical Research and Research Training 341,116 8,736 Direct 5R35GM119441‐05 93.859 Biomedical Research and Research Training 293,050 Direct 5R35GM119457‐05 93.859 Biomedical Research and Research Training 367,291 Direct 5R35GM119483‐05S1 93.859 Biomedical Research and Research Training 370,986 Direct 5R35GM119553‐05 93.859 Biomedical Research and Research Training 343,595 Direct 5R35GM124676‐03 93.859 Biomedical Research and Research Training 376,693 Direct 5R35GM124896‐03 93.859 Biomedical Research and Research Training 447,040 14,861 Direct 5R35GM126940‐03 93.859 Biomedical Research and Research Training 291,915 Direct 5R35GM126974‐03 93.859 Biomedical Research and Research Training 433,143 Direct 5R35GM127097‐02 93.859 Biomedical Research and Research Training 383,532 Direct 5R35GM128716‐02 93.859 Biomedical Research and Research Training 264,885 Direct 5R35GM130353‐02 93.859 Biomedical Research and Research Training 369,357 Direct 5R35GM131688‐02 93.859 Biomedical Research and Research Training 334,808 Direct 5R35GM133475‐02 93.859 Biomedical Research and Research Training 225,315 Direct 5R35GM133487‐02 93.859 Biomedical Research and Research Training 115,730 Direct 5R35HL139853‐03 93.837 Cardiovascular Diseases Research 788,680 38,996 Direct 5R37AA009367‐26 93.273 Alcohol Research Programs 652,036 Direct 5R37AG026160‐15 93.866 Aging Research 404,090 Direct 5R37AI034495‐28 93.855 Allergy and Infectious Diseases Research 406,390 28,009 Direct 5R37AI039560‐24 93.855 Allergy and Infectious Diseases Research 300,554 Direct 5R37AI064046‐14 93.855 Allergy and Infectious Diseases Research 20,538 Direct 5R37DA005147‐30S1 93.279 Drug Abuse and Addiction Research Programs 116,524 Direct 5R37DK042921‐29 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 363,197 Direct 5R37NS077657‐07 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 716,424 Direct 5R50CA211249‐04 93.396 Cancer Biology Research 121,028 Direct 5R50CA211256‐04 93.394 Cancer Detection and Diagnosis Research 176,367 Direct 5R61AG061903‐02 93.866 Aging Research 477,909 59,720 Direct 5R61AT009995‐02/‐02 REVISED NCE 93.213 Research and Training in Complementary and Integrative Health 94,651 Direct 5R90DE023058‐04 93.121 Oral Diseases and Disorders Research 151 Direct 5R90DE023058‐08 93.121 Oral Diseases and Disorders Research 88,197 Direct 5T32AG029796‐13 93.866 Aging Research 375,577 Direct 5T32AI007313‐32 93.855 Allergy and Infectious Diseases Research 259,674 Direct 5T32AI055433‐15 93.855 Allergy and Infectious Diseases Research 258,883 Direct 5T32AR007612‐19 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 636,804 Direct 5T32AR050938‐14 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 248,367 Direct 5T32CA009138‐45 93.398 Cancer Research Manpower 468,335 Direct 5T32CA099936‐15 93.398 Cancer Research Manpower 238,372
(Continued)
‐ 30 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5T32CA163184‐09 93.398 Cancer Research Manpower 275,855$ ‐ $ Direct 5T32DA007097‐39 93.279 Drug Abuse and Addiction Research Programs 595,621 Direct 5T32DA007234‐34 93.279 Drug Abuse and Addiction Research Programs 480,006 Direct 5T32DA037183‐05 93.279 Drug Abuse and Addiction Research Programs 9,704 Direct 5T32DA037183‐07 93.279 Drug Abuse and Addiction Research Programs 173,409 Direct 5T32DK007203‐41 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 183,343 Direct 5T32DK065519‐15 revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 173,743 Direct 5T32DK083250‐10 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 361,981 Direct 5T32DK108733‐03 Revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 178,083 Direct 5T32EB008389‐010 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 125,071 Direct 5T32EY025187‐04 93.867 Vision Research 72,071 Direct 5T32GM008244‐32 93.859 Biomedical Research and Research Training 778,111 Direct 5T32GM008347‐29 93.859 Biomedical Research and Research Training 617,862 Direct 5T32GM008700‐20 REVISED 93.859 Biomedical Research and Research Training 20,609 Direct 5T32GM108557‐05 93.859 Biomedical Research and Research Training 25,207 Direct 5T32GM113846‐10 93.859 Biomedical Research and Research Training 194,960 Direct 5T32HL007062‐44 93.839 Blood Diseases and Resources Research 456,048 Direct 5T32HL007741‐25 93.838 Lung Diseases Research 64,438 Direct 5T32HL007741‐27 93.837 Cardiovascular Diseases Research 435,432 Direct 5T32HL007779‐25 93.837 Cardiovascular Diseases Research 20,795 Direct 5T32HL129956‐05 93.837 Cardiovascular Diseases Research 280,844 Direct 5T32HL144472‐02 93.837 Cardiovascular Diseases Research 119,012 Direct 5T32MH010026‐05 93.242 Mental Health Research Grants 7,855 Direct 5T32MH015755‐40 93.242 Mental Health Research Grants 283,187 Direct 5T32MH082761‐10 93.242 Mental Health Research Grants (4,871) 9,584 Direct 5T32MH115886‐03 93.242 Mental Health Research Grants 312,976 Direct 5T32NS105604‐03 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 357,850 Direct 5T32OD010993‐15 93.351 Research Infrastructure Programs (58,168) Direct 5T32OD010993‐17 93.351 Research Infrastructure Programs 565,212 Direct 5T35AI118620‐05 93.855 Allergy and Infectious Diseases Research 41,313 Direct 5T35OD011118‐09 93.351 Research Infrastructure Programs 7,681 Direct 5T90DE022732‐08 93.121 Oral Diseases and Disorders Research 393,303 Direct 5TL1TR002493‐03 93.350 National Center for Advancing Translational Sciences 555,939 47,093 Direct 5U01AA026102‐04 93.273 Alcohol Research Programs 294,309 Direct 5U01AG042145‐18 Revised 93.866 Aging Research 372,801 (313) Direct 5U01AI120130‐05 93.855 Allergy and Infectious Diseases Research 935,861 91,954 Direct 5U01AI125003‐05 & ‐5S1 93.855 Allergy and Infectious Diseases Research 560,474 254,334 Direct 5U01AI136780‐02 93.855 Allergy and Infectious Diseases Research 401,767 59,102 Direct 5U01AI141981‐02 93.855 Allergy and Infectious Diseases Research 286,038 7,319 Direct 5U01DA041120‐05 REVISED 93.279 Drug Abuse and Addiction Research Programs 5,037,669 3,923,853 Direct 5U01DA045523‐02 REVISED 93.279 Drug Abuse and Addiction Research Programs 246,034 Direct 5U01DA046413‐03 93.279 Drug Abuse and Addiction Research Programs 752,915 198,583 Direct 5U01DC013030‐05 REVISED 93.173 Research Related to Deafness and Communication Disorders 161,213 78,262 Direct 5U01DK085476‐10 revised 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 364,323 Direct 5U01DK116320‐03 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 337,726 Direct 5U01EB025144‐03 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 1,779,882 616,981 Direct 5U01EB025153‐03 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 2,926,201 2,203,183 Direct 5U01EB026978‐02 Revised 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 1,118,373 513,570 Direct 5U01ES029603‐03 93.113 Environmental Health 524,631 133,339 Direct 5U01HL096902‐08 Revised 93.837 Cardiovascular Diseases Research 548,345 5,940 Direct 5U01HL117664‐05S1 93.839 Blood Diseases and Resources Research 38,255 47,617 Direct 5U01HL127479‐03 REVISED 93.837 Cardiovascular Diseases Research 85,000 Direct 5U01HL132852‐03 93.837 Cardiovascular Diseases Research 123,251 Direct 5U01HL133818‐03 REVISED 93.837 Cardiovascular Diseases Research 647,005 248,539 Direct 5U01MH108150‐04 NCE 93.242 Mental Health Research Grants 1,214,692 Direct 5U01MH109038‐03 NCE 93.242 Mental Health Research Grants 1,022 Direct 5U01NS062091‐05 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (2,068) (2,068) Direct 5U01NS112125‐02 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 298,563 160,235
(Continued)
‐ 31 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 5U24AI118635‐05 93.855 Allergy and Infectious Diseases Research 390,377$ ‐ $ Direct 5U24CA199347‐04 Revised 93.396 Cancer Biology Research 317,114 Direct 5U24NS100649‐04 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 88,368 10,571 Direct 5U24NS107269‐02 REVISED 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 350,665 Direct 5U54CA210190‐04S2 93.397 Cancer Centers Support Grants 2,229,851 95,570 Direct 5U54NS065768‐10 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 514,992 160,006 Direct 5UG1HL069290‐19 93.839 Blood Diseases and Resources Research 166,483 Direct 5UG3DA048386‐02 REVISED 93.279 Drug Abuse and Addiction Research Programs 1,234,862 313,765 Direct 5UL1TR002494‐03 93.350 National Center for Advancing Translational Sciences 7,649,133 384,093 Direct 5UM1AI120197‐03 93.855 Allergy and Infectious Diseases Research 3,930,823 2,545,987 Direct 75N91019P00689 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 11,671 Direct 75N91019P00786 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 14,506 Direct 75N92020D00006 75N92020F00001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 215,052 Direct 75N95019D00031/75N95019F00088 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 581,571 Direct 75N95019P00724 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 46,345 Direct 7K01AR064315‐06 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 40,649 Direct 7K23MH103617‐05 93.242 Mental Health Research Grants (2,396) Direct 7R01AR064793‐07 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 222,268 Direct 7R01AR072634‐03 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 328,447 18,497 Direct 7R01DA037902‐05 93.279 Drug Abuse and Addiction Research Programs 172,234 82,094 Direct 7R01DA041730‐04 REVISED 93.279 Drug Abuse and Addiction Research Programs 159,393 25,204 Direct 7R01GM130588‐02 93.859 Biomedical Research and Research Training 75,378 Direct 7R21AI131454‐03 Revised 93.855 Allergy and Infectious Diseases Research 86,516 Direct 7R21EB022652‐03 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 16,589 Direct 7R21ES028549‐02 93.113 Environmental Health 11,977 Direct 7R21MH109722‐03 93.242 Mental Health Research Grants 200,325 Direct 7R21MH113103‐03 93.242 Mental Health Research Grants 120,163 Direct 8F31AI150487‐02 REVISED 93.859 Biomedical Research and Research Training 28,303 Direct 8R01AI150468‐03 93.859 Biomedical Research and Research Training 487,906 Direct 9R01HL139065‐36A1 93.837 Cardiovascular Diseases Research 26,643 Direct 9U01AT010326‐07 93.213 Research and Training in Complementary and Integrative Health 840,838 504,764 Direct F30CA232303‐02 93.398 Cancer Research Manpower 30,833 Direct F32MH118794‐02 93.242 Mental Health Research Grants 61,980 Direct HHSN261201800606P 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 65,203 Direct HHSN261201800670P 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 3,325 Direct HHSN268201600014I, TO#HHSN26800001 AMD#6 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 119,358 Direct HHSN268201600014I/75N92018F00005/PCT0‐02 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 9,677 Direct HHSN268201600014I/75N92019F00038/PCT0005 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 76,952 Direct HHSN268201600014I/75N9202F00001/PCT35‐01 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 21,527 Direct HHSN268201600014I/HHSN26800003/PCT0006‐1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 246,402 Direct HHSN268201600014I/HHSN26800004 AMD P0001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 167,555 Direct HHSN268201700003I/Order# HHSN26800003 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 314,485 Direct HHSN268201700003I/T.0.HHSN26800001 Mod2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 870,396 Direct HHSN268201700003I 75N9201F00074 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 47,108 Direct HHSN268201700003I 75N9201F00075 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 93,509 80,009 Direct HHSN268201700003I, Task Order # HHSN2680 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 46,972 Direct HHSN268201800006I 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 480,467 Direct HHSN268201800006I 75N92020F00001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 60,799 Direct HHSN271201700008I/HHSN2710000I P00002 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 282,095 227,143 Direct HHSN275201300023I/HHSN27500011 Am0001 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 234,042 Direct HHSN275201300023I/HHSN27500012 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 182,693 Direct HHSN275201300023I/HHSN27500013 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 312,965 Direct HHSN275201300023I/HHSN27500014 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 29,605 Direct HHSN275201300023I/HHSN27500015 Am1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 80,691 Direct HHSN275201300023I/HHSN27500016 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 39,418 Direct HHSN275201300023I/HHSN27500017 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 281,813 Direct HHSN275201300023I/HHSN27500018 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 101,266 Direct HHSN275201300023I T.O. HHSN27500006 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 100,838
(Continued)
‐ 32 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct HHSN275201700005C/4736802 Am 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 449,789$ 238,076$ Direct HHSN275201800004I/75N94019F00125 TO 4 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 21,806 Direct HHSN275201800004I/HHSN27500002 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 251,739 Direct HHSN275201800004I‐75N94019F00126 (TO5) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 47,976 Direct HHSN275201800004I‐75N94019F00127 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 70,805 Direct HHSN275201800004I‐75N94019F00129 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 18,480 Direct HHSN275201800004I‐HHSN27500001 Am2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 17,221 Direct HHSN275201800004I‐HHSN27500003 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 21,749 Direct HHSNB275201800004I‐75N94019F00128 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 29,784 Direct K08CA234232‐02 93.398 Cancer Research Manpower 158,691 10,616 Direct R01 EB 023339 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 284,470 Direct R01GM126002‐03s1 93.859 Biomedical Research and Research Training 329,994 Direct R01HG006851 93.172 Human Genome Research 171,025 98,412 Direct R03AI144840‐02 93.855 Allergy and Infectious Diseases Research 135,982 Direct R03DC014309‐04 93.173 Research Related to Deafness and Communication Disorders 13,077 Direct R21AI139730‐02 93.855 Allergy and Infectious Diseases Research 91,813 11,613 Direct R21CA216652‐02 93.395 Cancer Treatment Research 181,975 Direct R21EB021511 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health (910) Direct R21EB022830‐02 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 195,241 Direct R35GM124718‐02 93.859 Biomedical Research and Research Training 321,160 Direct U01HL139471‐01 93.837 Cardiovascular Diseases Research 261,379 Direct U01NS103569‐03 Revised 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 1,050,837 429,177 Passthrough: Abbe Vision Inc R43HL144220 UMN SUB 93.838 Lung Diseases Research 12,809 Advanced Medical Electronics Corporation AME19‐POCaEEG‐16/5R44HD085742‐03 Revised 93.865 Child Health and Human Development Extramural Research 129,788 Advanced Medical Electronics Corporation AME19‐SmartWatch‐08 93.866 Aging Research 26,290 4,822 Albert Einstein College of Medicine 310699/PO 775633 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 133,264 Albert Einstein College of Medicine 31086A (CORE A) Am1/P0767515 93.866 Aging Research 35,553 Albert Einstein College of Medicine 31086C (Project 2)/P0767933 Amend #2 93.866 Aging Research 434,448 Albert Einstein College of Medicine 31086C P0767932 Project 3 Am #2 93.866 Aging Research 494,667 157,648 Altor Bioscience LLC UMN‐ALT‐803‐02‐13 MM Trial 93.397 Cancer Centers Support Grants 7,148 Andamio Games LLC 700600200103 93.859 Biomedical Research and Research Training 13,897 Ann & Robert H Lurie Children’s Hospital 901534‐UMN Amendment 2 93.838 Lung Diseases Research 196,793 Applied Universal Dynamics Corporation AUD19‐3DPrinting‐04 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 62,100 Arizona State University 16‐779 93.394 Cancer Detection and Diagnosis Research 126,918 Arizona State University 18‐343 Amendment 02 93.351 Research Infrastructure Programs 9,575 Arizona State University ASUB00000004 93.859 Biomedical Research and Research Training 42,752 Aster Labs, Inc AL19‐NIHLOSTDENTURESPHII‐01 93.121 Oral Diseases and Disorders Research 33,312 Baylor College of Medicine 7000000406 (prev 7000000199) Am. 4 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 12,652 Baylor College of Medicine PO # 7000001022 93.393 Cancer Cause and Prevention Research 39,744 Beckman Res Inst of the City of Hope PO #3000087992 (52868.2003761.669302)Am4 93.859 Biomedical Research and Research Training 332,802 Benaroya Research Inst at Virginia Mason BRI Subcontract #FY19ITN265 Am 3 93.855 Allergy and Infectious Diseases Research 13,461 Benaroya Research Inst at Virginia Mason FY18ITN105 Amendment 07 93.855 Allergy and Infectious Diseases Research 52,046 Benaroya Research Inst at Virginia Mason FY19ITN282 amd 3 93.855 Allergy and Infectious Diseases Research 59,939 Beth Israel Deaconess Medical Center 010 Am 2 93.838 Lung Diseases Research (3,002) B‐Mogen Biotechnologies Inc 1 93.396 Cancer Biology Research 2,221 B‐Mogen Biotechnologies Inc N/A 1R41OD026567‐01 Am 1 93.351 Research Infrastructure Programs 48,775 Boston Children’s Hospital GENFD0001688925 93.879 Medical Library Assistance 32,945 Boston Children’s Hospital GENFD0001749695 Amendment 1 93.839 Blood Diseases and Resources Research 25,312 Boston Children’s Hospital Subaward No. GENFD0001680565 Amendment 3 93.837 Cardiovascular Diseases Research 434,629 Boston College 5101965‐8 93.310 Trans‐NIH Research Support 6,337 Boston University 4500002985 Amend 1 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 193,966 Brigham And Women’s Hospital 117349 amd 3 93.837 Cardiovascular Diseases Research 126,688 Brigham And Women’s Hospital 122799 93.837 Cardiovascular Diseases Research 1,450 Brigham And Women’s Hospital 5U01HL130163‐04 93.837 Cardiovascular Diseases Research 5,330 Brigham And Women’s Hospital 5U01HL130163‐04 93.837 Cardiovascular Diseases Research 205,066 Brigham And Women’s Hospital No Award Number 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 1,221 Brigham And Women’s Hospital PROTOCOL EAY131 ‐ MATCH/2015CG094 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 16,781
(Continued)
‐ 33 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Brigham And Women’s Hospital Subaward #111014 Mod 6/U01AG048270 93.866 Aging Research 12,402$ ‐ $ Brown University 00001300 93.866 Aging Research 16,842 Brown University 00001383 93.866 Aging Research 32,710 Brown University 00001473 93.866 Aging Research 38,300 Buck Institute for Research on Aging SA40008‐UMN PO # 60532 93.310 Trans‐NIH Research Support 37,759 California Institute of Technology S408387 93.865 Child Health and Human Development Extramural Research 154,160 California Pacific Medical Center 280201012‐S207/PO: 28000004448 am.3 93.395 Cancer Treatment Research 57,635 California Pacific Medical Center 280201023‐S256 PO 28000007111 93.866 Aging Research 35,613 Carolinas Healthcare System Subaward #3000301333 (A18‐0261‐S004) 93.121 Oral Diseases and Disorders Research 201,519 Case Western Reserve University RES512825 Am 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,203 Case Western Reserve University RES512835 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 7,294 Case Western Reserve University RES512867/RES514008 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (2,985) Case Western Reserve University RES513069 Am1 93.837 Cardiovascular Diseases Research 112,376 Case Western Reserve University RES513280/RES514447 Am 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 202,937 Case Western Reserve University RES514025 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (230) Case Western Reserve University RES514947 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 105,016 Cell‐Safe Life Sciences LLC 1‐A Amendment 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 140,825 Cerovations LLC 1R43NS113655‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 36,675 Children’s Hospital Los Angeles PBMTC Study NMD 1801 93.855 Allergy and Infectious Diseases Research 24,026 Children’s Research Institute 300002904‐04 AMD#5 93.361 Nursing Research 86,235 Children’s Research Institute Subaward No. 30005547‐06 93.865 Child Health and Human Development Extramural Research 70,837 Cincinnati Children’s Hospital Med Ctr Subaward 134433 Am 9 93.837 Cardiovascular Diseases Research 263,728 Cincinnati Children’s Hospital Med Ctr Subaward 303877 Amendment 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 11,411 Colorado State University G‐64909‐1 AMD#4 93.855 Allergy and Infectious Diseases Research 78,788 Columbia University 1(GG012620‐01) 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 150,606 Columbia University 1(GG012772‐01) (PO # G12837) Amd 2 93.121 Oral Diseases and Disorders Research 8,918 Columbia University 1(GG014245) PO# G13202 93.121 Oral Diseases and Disorders Research 86,032 Columbia University 2(GG014239‐01)/1R01AA026861‐01 93.273 Alcohol Research Programs 19,274 Columbia University 3(GG010919‐05), PO# G13108 93.838 Lung Diseases Research 11,891 Cornell University 83328‐11164/R01HD091125 93.865 Child Health and Human Development Extramural Research 142,149 Dana‐Farber Cancer Institute 1153515 Amendment 4 93.395 Cancer Treatment Research 431,747 Dartmouth College R1261 93.279 Drug Abuse and Addiction Research Programs 7,766 Dartmouth College R1358 93.855 Allergy and Infectious Diseases Research 54,341 Dartmouth College R824 Am 5 93.859 Biomedical Research and Research Training 16,300 Duke University 2037331 93.855 Allergy and Infectious Diseases Research 394 Duke University A031549 93.855 Allergy and Infectious Diseases Research 99,844 Duke University A031759 93.866 Aging Research 70,016 Duke University A031899 (A030405) 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 45,522 15,491 Duke University A032470 93.837 Cardiovascular Diseases Research 11,428 Duke University A032810 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 17,812 Duke University A033131 93.866 Aging Research 8,154 Duke University A03‐3212 93.866 Aging Research 7,948 Duke University Subaward 2832077 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 2,095 Duke University Subaward No. 2037876, 6793_DOSE_#DOSE018 93.350 National Center for Advancing Translational Sciences 47,349 Duke University Subaward No. A030248 Amendment #1 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 27,414 Earnano LLC Earnano NCE 93.865 Child Health and Human Development Extramural Research 37,489 East Carolina University A19‐0361‐S002 93.837 Cardiovascular Diseases Research 210,690 Emory University A011148 93.855 Allergy and Infectious Diseases Research 78,590 Emory University A035490 93.839 Blood Diseases and Resources Research 257,290 Emory University A089376 Am 3 93.867 Vision Research 16,097 Emory University A140674 93.879 Medical Library Assistance 48,236 Emory University A204551 (T983416/T817178/T652736) 93.855 Allergy and Infectious Diseases Research 281,693 Emory University A324563 ‐ Amendment 3 93.855 Allergy and Infectious Diseases Research 40,800 Emory University Subaward # A234181 Amendment 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 2,825 Emory University Subaward #A221050 93.837 Cardiovascular Diseases Research 65,925 Emory University T886637 amd 1 93.866 Aging Research 22,751 Emory University T942022 AMD#2 93.855 Allergy and Infectious Diseases Research 104,740 Emory University T951649 AMD#2 93.855 Allergy and Infectious Diseases Research 226,323
(Continued)
‐ 34 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Fluorescence Innovations, Inc No Award Number 93.350 National Center for Advancing Translational Sciences 11,595$ ‐ $ Fred Hutchinson Cancer Research Center 0000928696 amd 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 17,875 Fred Hutchinson Cancer Research Center 0000940849 (prev #0000901847/000086878) 93.866 Aging Research 43,468 Fred Hutchinson Cancer Research Center 0000953462 Project 220657 93.273 Alcohol Research Programs 24,888 Fred Hutchinson Cancer Research Center 0000970909 93.393 Cancer Cause and Prevention Research 1,540 Fred Hutchinson Cancer Research Center Subaward #0001021335 93.839 Blood Diseases and Resources Research 48,276 Gaia Medical Institute, LLC No Award Number 93.121 Oral Diseases and Disorders Research 14,474 Gillette Children’s Specialty Care GL1712 93.865 Child Health and Human Development Extramural Research 12,116 Hackensack Meridian Health, Inc Subaward #19018‐G10050 ‐ PO#190875 93.855 Allergy and Infectious Diseases Research 109,916 Harvard Medical School 229713 Amendment 2 NCE 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 200,911 Harvard Medical School Subaward #152427.5114587.022 93.855 Allergy and Infectious Diseases Research 457,027 Harvard Medical School Subaward 152382.5087281.1108 Am 4 93.855 Allergy and Infectious Diseases Research 253,827 Harvard University 111204‐5095651 amd 2 93.837 Cardiovascular Diseases Research 36,932 Harvard University 116071‐5089700 amd 8 93.393 Cancer Cause and Prevention Research 216,066 Harvard University 116071‐5115099 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 43,265 Harvard University 116349‐5077672/1R01AG048037 Am 5 93.866 Aging Research 45,515 Harvard University 130346‐5097334 93.393 Cancer Cause and Prevention Research 52,294 Health Research, Inc 29‐05 93.395 Cancer Treatment Research 28,118 Healthpartners Institute 85285270 X1301200UMN amd 4 93.394 Cancer Detection and Diagnosis Research 37,333 Healthpartners Institute 85285270‐X1700800 UMN Amd 1 93.866 Aging Research 32,676 Healthpartners Institute X1661700‐UMN/85285270 93.865 Child Health and Human Development Extramural Research (187) Healthpartners Institute X1669100UMN 93.837 Cardiovascular Diseases Research 43,588 Hennepin Healthcare Research Institute 00227‐03 Amd#1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 19,582 Hennepin Healthcare Research Institute 07292‐1 amd 5 93.866 Aging Research 128,992 Hennepin Healthcare Research Institute 07373‐1 AMD5 93.279 Drug Abuse and Addiction Research Programs 15,921 Hennepin Healthcare Research Institute 07373‐2 amd 5 93.279 Drug Abuse and Addiction Research Programs 6,613 Hennepin Healthcare Research Institute 07416‐1 (Prev: 07327‐1) 93.839 Blood Diseases and Resources Research 50,774 Hennepin Healthcare Research Institute 07481‐1 93.279 Drug Abuse and Addiction Research Programs 28,784 Hennepin Healthcare Research Institute 15019‐3 Amendment 1 93.837 Cardiovascular Diseases Research 40,603 Hennepin Healthcare Research Institute 15040‐Pravetoni Amendment 2 93.279 Drug Abuse and Addiction Research Programs 105,660 Hennepin Healthcare Research Institute 15067‐1‐BakerR21 93.837 Cardiovascular Diseases Research 20,203 Hennepin Healthcare Research Institute 15105‐03 AMD2 93.866 Aging Research 101,821 Hennepin Healthcare Research Institute 15105‐04 93.866 Aging Research 12,035 Hennepin Healthcare Research Institute 15113‐01 93.279 Drug Abuse and Addiction Research Programs 43,916 Hennepin Healthcare Research Institute 15139‐1‐Jacobson 93.855 Allergy and Infectious Diseases Research 136,546 Hennepin Healthcare Research Institute 15139‐2‐Staley Amend 1 93.855 Allergy and Infectious Diseases Research 7,974 Hennepin Healthcare Research Institute 15139‐3‐Wu Amd 2 93.855 Allergy and Infectious Diseases Research 15,335 Hennepin Healthcare Research Institute 15141 ‐ UMNJoseph 93.279 Drug Abuse and Addiction Research Programs 76,486 Hennepin Healthcare Research Institute 15141‐1 (15073‐Hodges) 93.279 Drug Abuse and Addiction Research Programs 3,816 Hennepin Healthcare Research Institute 15156‐14‐01FFS 93.866 Aging Research 16,357 Hennepin Healthcare Research Institute 15212‐1 93.279 Drug Abuse and Addiction Research Programs 22,137 Hennepin Healthcare Research Institute 75N94019C00006 93.865 Child Health and Human Development Extramural Research 53,587 Hillhurst Biopharmaceuticals, Inc No Award Number 93.837 Cardiovascular Diseases Research 6,948 Houston Methodist AGMT00000656 Am1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (12,584) Houston Methodist AGMT00000792/3079 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 7,090 Houston Methodist AGMT00000821 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (20,105) Houston Methodist AGMT00003054 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 202,355 Houston Methodist AGMT00003063 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 66,990 Houston Methodist Agreement No. AGMT00004487 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 106,461 ID Genomics Inc IDG_UMN_03 93.837 Cardiovascular Diseases Research 20,718 Imbio, LLC Subaward # 21‐03 93.393 Cancer Cause and Prevention Research 25,383 Immusoft Corporation No Award Number 93.859 Biomedical Research and Research Training 145,526 Indiana University IN4689100UMN Amendment 4 PO 0117895 93.865 Child Health and Human Development Extramural Research 53,791 Indiana University Subaward IN‐4689103‐UM/PO #2316493 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 6,404 Innovative Design Labs Inc IDL17‐FOGCueing‐12 93.866 Aging Research 4,064 Innovative Design Labs Inc IDL18‐SleepRadar‐06 93.866 Aging Research (375) Innovative Design Labs Inc IDL19‐ArMannPh2‐09 Amendment 1 93.866 Aging Research 84,727 Innovative Design Labs Inc IDL19‐BariManPH1‐14 Amendment 1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 12,722
(Continued)
‐ 35 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Innovative Design Labs Inc IDL20‐05_G18‐2_MrStemP2 93.859 Biomedical Research and Research Training 8,719$ ‐ $ Institute for Clinical Effectiveness and Health Policy P20201BC 93.397 Cancer Centers Support Grants 9,916 Jaeb Center for Health Research ATS20 93.867 Vision Research (352) Jaeb Center for Health Research EY11751 Addendum Change of PI 93.867 Vision Research (43,076) Jaeb Center for Health Research IXT5 NCE 93.867 Vision Research 62 Jaeb Center for Health Research No Award Number 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 6,645 Jaeb Center for Health Research PEDIG/PCSOR‐CO2 93.867 Vision Research 307 Jaeb Center for Health Research PON1 Protocol v2.0 4‐11‐16 93.867 Vision Research 105 Jaeb Center for Health Research U10EY14231 Protocol V 93.867 Vision Research 53 Joan & Sanford I Weill Med College 193572‐11/183723‐11 (old number) 93.855 Allergy and Infectious Diseases Research 172,641 Johns Hopkins University 2002825182 Mod 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 31,501 Johns Hopkins University 2002869214 amendment 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 12,713 Johns Hopkins University 2003043569 Amend 5 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 68,967 Johns Hopkins University 2003081760 93.866 Aging Research 231,549 Johns Hopkins University 2003150437 Am 4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 38,812 Johns Hopkins University 2003379587 amd 3 93.866 Aging Research 16,797 Johns Hopkins University 2003455787 93.866 Aging Research 519,705 Johns Hopkins University 2003488832 amd 2 93.837 Cardiovascular Diseases Research 55,035 Johns Hopkins University 2003574654 Amend 1 93.121 Oral Diseases and Disorders Research 43,168 Johns Hopkins University 2004032323 93.837 Cardiovascular Diseases Research 947 Johns Hopkins University 2004089232 Amd 01 93.866 Aging Research 115,196 Johns Hopkins University 2004379592 93.865 Child Health and Human Development Extramural Research 176,765 Johns Hopkins University 2004502906 Am 1 93.837 Cardiovascular Diseases Research 10,300 Johns Hopkins University 2004526271 93.837 Cardiovascular Diseases Research 358,198 Joslin Diabetes Center, Inc 100059 Am 3 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 62,475 Joslin Diabetes Center, Inc 100072 Amendment 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 131,219 Joslin Diabetes Center, Inc 100073 AM 2 2UC4DK101108‐02 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 47,266 Joslin Diabetes Center, Inc 19‐880‐10 Am 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 5,811 Kaiser Fdn Res Inst RNG200279 amd 3 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 2,198 Kaiser Fdn Res Inst RNG200279‐04 Amendment 5 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 8,055 Kaiser Permanente RNG200103‐AL‐Lewis Amd 4 93.837 Cardiovascular Diseases Research 26,144 Koronis Biomedical Technologies Corp No Award Number 93.865 Child Health and Human Development Extramural Research 20,000 La Jolla Inst for Allergy & Immunology 24109‐01‐198‐391 93.837 Cardiovascular Diseases Research 30,800 La Jolla Inst for Allergy & Immunology 30039‐01‐198‐381 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 7,971 Leidos Biomedical Research, Inc 13XS134Q8 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 545,674 316,541 Leidos Biomedical Research, Inc 13XS134T11 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 343,037 289,151 Leidos Biomedical Research, Inc 16X054Q1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 110,511 Leidos Biomedical Research, Inc 16X054Q2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 805,470 Leidos Biomedical Research, Inc 16X054Q3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 275,914 Leidos Biomedical Research, Inc 16X054Q5 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 37,964 Leidos Biomedical Research, Inc 16X054Q6 Mod 8 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 126,792 Leidos Biomedical Research, Inc 16X054Q7 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 112,644 Leidos Biomedical Research, Inc 16X054Q8 (600.137.75.01.001.001.0001) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 396,197 9,938 Leidos Biomedical Research, Inc 16X054Q9 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 32,374 4,831 Leidos Biomedical Research, Inc 18X107CF2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health COVID‐19 3,703,487 3,577,437 Leidos Biomedical Research, Inc 18X107CF3 (Replaced: 13XS134Q10) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 3,030,900 2,773,811 Leidos Biomedical Research, Inc 18X107CF4 ATP COVID‐19 Observation 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health COVID‐19 39,121 Leidos Biomedical Research, Inc 18X107CQ1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 328,849 Leidos Biomedical Research, Inc 20CTA‐DM0015 Mod 1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health COVID‐19 338,248 Leidos Biomedical Research, Inc Task Order #: 13XS134Q1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (9) Lifespan 712‐7522 Amendment 2 93.242 Mental Health Research Grants 24,622 Loyola University of Chicago 210415‐Minnesota Am1 93.837 Cardiovascular Diseases Research 69,510 Magee‐Womens Research Institute 6591 Am1 93.866 Aging Research 19,235 Makerere University MUWRP‐UMN001 93.989 International Research and Research Training 4,188 Massachusetts Eye And Ear Infirmary 530750 93.173 Research Related to Deafness and Communication Disorders 34,059 Massachusetts General Hospital 232888 Am1 93.395 Cancer Treatment Research 48,162 Massachusetts General Hospital 232951 Am1 93.395 Cancer Treatment Research 57,094 Massachusetts General Hospital 300310 Amend 1 93.173 Research Related to Deafness and Communication Disorders (1,965)
(Continued)
‐ 36 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Massachusetts General Hospital Subaward No. 231512 NCE 93.242 Mental Health Research Grants 84,765$ ‐ $ Massachusetts Institute of Technology S4442 ‐ PO 381507 93.397 Cancer Centers Support Grants 77,522 Massachusetts Institute of Technology S4527/PO 150195 Am 2 93.242 Mental Health Research Grants 105,258 Massachusetts Institute of Technology S4546/PO# 140744 Am 2 93.279 Drug Abuse and Addiction Research Programs 106,275 Massachusetts Institute of Technology S4730 ‐ PO 288653 Amendment 1 93.242 Mental Health Research Grants 66,243 Mayo Clinic ‐ Arizona REG‐262464/PO#67074039 93.855 Allergy and Infectious Diseases Research 205,933 Mayo Clinic ‐ Jacksonville CREST‐2 RUM‐224063‐2 ‐ Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 39,025 Mayo Clinic ‐ Jacksonville MIN‐232483‐02 ‐ CREST‐H ‐ Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 506 Mayo Clinic ‐ Jacksonville REG‐251795‐01/PO #67214939 93.859 Biomedical Research and Research Training 161,061 Mayo Clinic ‐ Jacksonville UMN‐232390‐04/PO #67191461 AMD#4 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 142,027 Mayo Clinic ‐ Scottsdale REG‐233918/PO 66914100 Amendment #2 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 202,625 Mayo Clinic ‐ Rochester 64881331 AMD 7 93.393 Cancer Cause and Prevention Research 13,665 Mayo Clinic ‐ Rochester REG‐184662‐01 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (549) Mayo Clinic ‐ Rochester REG‐201232‐06 amd 10 (PO#66645875) 93.865 Child Health and Human Development Extramural Research 158,480 Mayo Clinic ‐ Rochester REG‐212376‐01 Am 3/PO 66461867 93.361 Nursing Research 18,372 Mayo Clinic ‐ Rochester REG‐213137‐05/PO#66612885 93.866 Aging Research 18,030 Mayo Clinic ‐ Rochester REG‐214591‐04/PO 64715172/66883976 93.351 Research Infrastructure Programs 75,109 Mayo Clinic ‐ Rochester REG‐217886‐01/PO #66861702 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 49,607 Mayo Clinic ‐ Rochester REG‐221862‐02 PO# 66350857 93.855 Allergy and Infectious Diseases Research 102,315 Mayo Clinic ‐ Rochester REG‐233617‐01/PO# 67304963 AMD#4 93.866 Aging Research 56,760 Mayo Clinic ‐ Rochester REG‐242396‐02/PO#67352812 93.866 Aging Research 99,792 Mayo Clinic ‐ Rochester REG‐242552‐01/PO 66759377 Am3 93.837 Cardiovascular Diseases Research 22,160 Mayo Clinic ‐ Rochester REG‐244457‐01/PO #66780943 93.867 Vision Research 37,220 Mayo Clinic ‐ Rochester REG‐253968/PO #67277679 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 67,682 Mayo Clinic ‐ Rochester REG‐254500/PO #66694844 93.350 National Center for Advancing Translational Sciences 89,992 Mayo Clinic ‐ Rochester REG‐256112‐01, PO#67230486 93.866 Aging Research 529,771 Mayo Clinic ‐ Rochester REG‐258771/PO #66915139 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 45,621 Mayo Clinic ‐ Rochester REG‐260249/PO #66985798 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 15,136 Mayo Clinic ‐ Rochester Subaward UMN‐260175/PO #66982485 Amend 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 11,546 Mayo Clinic ‐ Rochester UMN‐182363/PO #67016723 93.397 Cancer Centers Support Grants 18,794 Mayo Clinic ‐ Rochester UMN‐202340‐06 Am 4/PO 66613114 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 126,398 Mayo Clinic ‐ Rochester UMN‐213364/PO #67055339 93.837 Cardiovascular Diseases Research 108,899 Mayo Clinic ‐ Rochester UMN‐231278‐02/PO#66889048 93.350 National Center for Advancing Translational Sciences 279,032 Mayo Clinic ‐ Rochester UMN‐231778‐05/PO #67410508 Am 5 93.242 Mental Health Research Grants 97,324 Mayo Clinic ‐ Rochester UMN‐242021‐02;PO#67351359 93.395 Cancer Treatment Research 198,698 Mclean Hospital 401611 93.242 Mental Health Research Grants 88,605 Medical College of Wisconsin 5R01CA214805‐03, PO#6108174 93.393 Cancer Cause and Prevention Research 35,311 Medical College of Wisconsin R01CA238562 Amendment 1 93.395 Cancer Treatment Research 37,313 Medical University of South Carolina A00‐3656‐S008 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 14,567 Medical University of South Carolina MUSC18‐063‐8B465/A00‐2240‐S008 NCE 93.865 Child Health and Human Development Extramural Research 6,738 Memorial Sloan‐Kettering Cancer Center BD518885D 93.393 Cancer Cause and Prevention Research 107,744 Memorial Sloan‐Kettering Cancer Center BD523809C amendment 2 93.393 Cancer Cause and Prevention Research 24,622 Memorial Sloan‐Kettering Cancer Center BD526729 93.395 Cancer Treatment Research 129,160 Moai Technologies, LLC Amendment 2 93.866 Aging Research 181,660 Mount Sinai School of Medicine 0255‐3312‐4605 Am1 93.867 Vision Research (3,676) Mount Sinai School of Medicine 0255‐8271‐4609 amd 5 93.113 Environmental Health 83,627 Mount Sinai School of Medicine 0255‐8276‐4609 amd 1 93.113 Environmental Health 78,586 Mount Sinai School of Medicine 0255‐A911‐4609 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 156,273 Mount Sinai School of Medicine 0255‐B821‐4609 93.859 Biomedical Research and Research Training 73,779 Mount Sinai School of Medicine 0258‐A406‐4609 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 249,768 Nanocellect Biomedical Inc No Award Number 93.859 Biomedical Research and Research Training 40,080 Nanocomposix, Inc 7127‐01 93.242 Mental Health Research Grants 146,814 National Jewish Health 20072212/2U01HL089897 93.838 Lung Diseases Research 4,617 National Marrow Donor Program BMT CTN PROTOCOL #1702 93.839 Blood Diseases and Resources Research 493 National Marrow Donor Program BMT CTN PROTOCOL #1704 93.839 Blood Diseases and Resources Research 4,883 Nationwide Children’s Hospital Subaward No. 700196‐0420‐00 93.865 Child Health and Human Development Extramural Research 3,884 Nationwide Children’s Hospital Subaward No. 700198‐0620‐00 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 7,843 Nationwide Children’s Hospital Subaward No. 700210‐0720‐02 PO 4604403 93.353 21st Century Cures Act ‐ Beau Biden Cancer Moonshot 31,432
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Neuro Devices, Inc No Award Number 93.350 National Center for Advancing Translational Sciences 199,394$ ‐ $ New England Research Institutes Prime: U24HL135691 Am 3 93.837 Cardiovascular Diseases Research 8,225 New York Blood Center, Inc VIM‐NIH554 ‐ PO#NYB1001719/NYB1008490 93.855 Allergy and Infectious Diseases Research 207,061 New York University 16‐A0‐00‐006256‐01 project # 112544 93.310 Trans‐NIH Research Support 239,659 New York University 19‐A1‐00‐1001708 Project # 113913 93.242 Mental Health Research Grants 194,435 New York University F0019‐11 Am 1 93.310 Trans‐NIH Research Support 57,657 New York University Subaward No. 19‐A0‐00‐1003237 93.310 Trans‐NIH Research Support 52,633 Northern Ca Inst for Research & Educ YAF2194‐02 93.866 Aging Research 12,677 Northwest Indian College NWIC‐SA24226‐UMN Amend 2 93.859 Biomedical Research and Research Training 38,550 Northwestern University 60037126 UMN, Amend A05 93.838 Lung Diseases Research 3,913 Northwestern University 60039432 UM A03 93.837 Cardiovascular Diseases Research 20,189 Northwestern University 60045250 UMN am 2 93.310 Trans‐NIH Research Support 21,727 Northwestern University 60053373 UMN 93.837 Cardiovascular Diseases Research 47,273 Northwestern University 60054546 UMN 93.310 Trans‐NIH Research Support 3,341 Northwestern University 60055096 MINN 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 101,359 Northwestern University 60055357 UM 93.838 Lung Diseases Research 21,099 Northwestern University 60055432 UM 93.396 Cancer Biology Research 32,937 Ocean State Research Institute , Inc 122208 93.838 Lung Diseases Research 43,792 Oregon Health & Science University 1011881_UMINN 93.855 Allergy and Infectious Diseases Research 6,681 Oregon Health & Science University 1012949_UMN_Hardeman 93.837 Cardiovascular Diseases Research (999) Oregon Health & Science University 1012949_UMN_Yeazel Am 1 93.837 Cardiovascular Diseases Research (302) Oregon State University P0465A‐A 93.866 Aging Research 79,769 Pacific Health Research Institute 21603‐03 AM 2 93.866 Aging Research 883 Penn State Milton S Hershey Medical Ctr UMNDK082183 Amend 7 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 797 Pennsylvania State University 5675‐UM‐DHHS‐2573 A3 93.242 Mental Health Research Grants 17,871 Pennsylvania State University UMNCA21877 Amd 1/2R21CA218774‐02 93.395 Cancer Treatment Research 25,441 Pennsylvania State University UMNHG008983 Am. 1 93.172 Human Genome Research 166,748 Pennsylvania State University UMNHL127699 Amendment 3 93.837 Cardiovascular Diseases Research 52,416 Photonic Pharma LLC S1/2019 93.866 Aging Research 108,606 Platinum Group Coatings, LLC 1R44NS103714‐1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 108,829 Posit Science Corporation No Award Number 93.242 Mental Health Research Grants 13,397 Purdue University 11000451‐013 93.351 Research Infrastructure Programs 1,356 Purdue University 11000509‐013 93.113 Environmental Health 58,503 Recombinetics, Inc 1R43AG055178‐01 Amend 2 93.866 Aging Research 1 Recombinetics, Inc Subaward No. 1U24OD026641‐01 93.310 Trans‐NIH Research Support 20,990 Research Foundation for Mental Hygiene 146008 93.279 Drug Abuse and Addiction Research Programs 161,600 12,039 Research Foundation for Mental Hygiene PO 144763 93.279 Drug Abuse and Addiction Research Programs 70,936 13,669 Reshape Lifesciences Inc 1R43DK122846‐01 Amend 1 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 40,888 Rhode Island Hospital 701‐7137274 93.837 Cardiovascular Diseases Research (1,309) Rhode Island Hospital 701‐7137393 Amend 2 93.837 Cardiovascular Diseases Research 5,652 Rush University Medical Center 15120306‐Sub01 Amend 3 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 19,545 Rutgers University 0506/1018 93.839 Blood Diseases and Resources Research (6,000) Rutgers University Subaward No. 1219 ‐ PO#1259850 93.859 Biomedical Research and Research Training 76,335 Safetraces, Inc 2R44ES025070‐02‐02 Am 1 93.113 Environmental Health 75,135 San Diego State University Foundation SA0000591 93.273 Alcohol Research Programs (1,078) San Diego State University Foundation SA0000630 (58715C P3491 7803 211) Am 2 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research (2,434) San Diego State University Foundation SA0000712 93.279 Drug Abuse and Addiction Research Programs 60,826 Saneron CCEL Therapeutics, Inc No Award Number 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 250,978 Scripps Research Institute Dba Calibr 5‐27301 93.838 Lung Diseases Research 25,447 Scripps Research Institute Dba Calibr 5‐53480/5‐53859 93.859 Biomedical Research and Research Training 34,897 Scripps Research Institute Dba Calibr CAR‐T SUB under R01CA208398‐04 93.395 Cancer Treatment Research 41,786 Social & Scientific Systems, Inc PHR‐SSS‐S‐18‐005423/HHSN273201800005I 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 12,893 Social & Scientific Systems, Inc PHR‐SSS‐S‐19‐005728 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 25,935 Sonovol, Inc R44HL138185‐02 Amendment 2 93.838 Lung Diseases Research 63,630 St Jude Children’s Research Hospital 111287250‐7859268 93.395 Cancer Treatment Research 8,554 St Jude Children’s Research Hospital 111978071‐7931017 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 38,894 Stanford University 61595906‐126418 NCE 93.866 Aging Research 8,612 Stanford University 61626839‐127916 Amendment 3 93.866 Aging Research 20,298
(Continued)
‐ 38 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Stanford University 61867425‐125439 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 61,386$ ‐ $ Stanford University 61909337‐133224/R01AG059791 Amd 1 93.866 Aging Research 24,012 State Univ of New York at Stony Brook 83346/2/1151052 93.855 Allergy and Infectious Diseases Research 68,311 Stategics, Inc R44TR001596 93.350 National Center for Advancing Translational Sciences 36,024 Sylvatica Biotech, Inc No Award Number 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 26,628 Sylvatica Biotech, Inc R44CA228758 93.396 Cancer Biology Research 22,230 TDA Research, Inc 6103.002.RB.UMN.18.01 Mod 002 93.121 Oral Diseases and Disorders Research 194,642 Temple University 259909‐UMN Am 4 93.361 Nursing Research 155,159 Temple University 263158 UMinn 93.242 Mental Health Research Grants 81,374 Temple University 266008‐UMN 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 15,741 Texas A & M University M1901897 AMD#1 93.113 Environmental Health 132,147 Texas Tech University 18052NS Am. 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 6,348 The Children’s Hospital of Philadelphia ALTE1621/FP00021561_SUB44_01 ‐ Mod 1 93.395 Cancer Treatment Research 2,769 The Children’s Hospital of Philadelphia FP00015221_SUB233_01 93.395 Cancer Treatment Research 1,350 The Children’s Hospital of Philadelphia FP00017458_SUB34_01 93.395 Cancer Treatment Research 9,027 The Children’s Hospital of Philadelphia FP00023693_Sub142_01/Activity 9400710617 93.U01 Unid CFDA‐Department of Health and Human Services‐NIH 3,929 The Children’s Hospital of Philadelphia FP00025505_SUB76_02/PO 20141317‐RSUB 93.395 Cancer Treatment Research 28,799 The Children’s Hospital of Philadelphia FP00025505‐SUB39_01/PO # 20037522‐RSUB 93.395 Cancer Treatment Research 184,881 The Children’s Hospital of Philadelphia FP00026529_SUB163_01 93.395 Cancer Treatment Research 34,660 The Children’s Hospital of Philadelphia FP00026529_SUB338_01 93.395 Cancer Treatment Research 15,233 The Children’s Hospital of Philadelphia FP00026529_SUB411_01/PO 20098569‐RSUB 93.395 Cancer Treatment Research 7,557 The Children’s Hospital of Philadelphia FP00026529_SUB543_01/PO#20110749‐RSUB 93.395 Cancer Treatment Research 7,557 The Children’s Hospital of Philadelphia FP00026529_SUB625_01/PO 20126291‐RSUB 93.395 Cancer Treatment Research 30,230 The Children’s Hospital of Philadelphia FP00026537_SUB07_02 93.395 Cancer Treatment Research 12,317 The Children’s Hospital of Philadelphia FP00028127_SUB46_01 93.399 Cancer Control 3,990 The Children’s Hospital of Philadelphia PEP CTN ‐ PO9500120719‐04C 93.395 Cancer Treatment Research 7,114 The Children’s Hospital of Philadelphia PO #20107671‐RSUB/FP00026529_SUB476_01 93.395 Cancer Treatment Research 15,115 The Children’s Hospital of Philadelphia PO 20124717‐RSUB 93.395 Cancer Treatment Research 4,830 The Children’s Hospital of Philadelphia PO 961991‐RSUB 3200100121 Am 4 93.855 Allergy and Infectious Diseases Research 342,586 The Children’s Hospital of Philadelphia Sub FP0025505_SUB18_01 93.395 Cancer Treatment Research 76,784 The Children’s Hospital of Philadelphia Subaward 3200880522/PO #200012330 Mod3 93.865 Child Health and Human Development Extramural Research 9,878 The Children’s Mercy Hospital 601164/R01HL148463 93.837 Cardiovascular Diseases Research 3,774 The Emmes Corporation 1UC4DK114839‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 14,538 The Emmes Corporation Application ID 1UC4DK114839‐01 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 33,889 The George Washington University 18‐B03/5U01DK094176‐07 Am1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 18,372 The George Washington University 7/19‐B03/U01DK094176 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 252,835 The George Washington University Clinical Center #28/R01DK104845 NCE 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 14,599 The George Washington University S‐EDS1516‐AT49 Amend #5/R01DK104845 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 17,417 The George Washington University S‐GRD1718‐SC28/S‐GRD1819‐SC28/S‐GRD1920‐ 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 571,146 The George Washington University S‐GRD1718‐SC42 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (13,621) The George Washington University S‐GRD1819‐SC42 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 224,843 The George Washington University S‐GRD1920‐SC42 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 1,042,821 The Nathan S Kline Inst for Psych Res 26526 93.242 Mental Health Research Grants 45,839 The Ohio State University 60071085 93.837 Cardiovascular Diseases Research 6,304 The Ohio State University 60076073 Amendment 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 1,383 The Ohio State University Sub 60064928 Amend 2/PO #RF01532505 93.393 Cancer Cause and Prevention Research 136,306 The Ohio State University Sub No. 60073082 (PO #RF01592303) 93.393 Cancer Cause and Prevention Research 57,341 The Ohio State University Subaward 60075024/PO #RF01595615 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 9,108 The Research Foundation of SUNY 100‐1142202‐79260 93.279 Drug Abuse and Addiction Research Programs 25,910 The Restful Jaw Company, LLC Swift ‐ SBIR Amendment 3 93.121 Oral Diseases and Disorders Research 57,604 The State University of New York Buffalo R1154222 93.859 Biomedical Research and Research Training 29,482 The Univ of N Carolina at Chapel Hill 5101372 Am 5 93.855 Allergy and Infectious Diseases Research 340,886 The Univ of N Carolina at Chapel Hill 5104694 Am 3 93.242 Mental Health Research Grants 12,390 The Univ of N Carolina at Chapel Hill 5106147 amd 3 93.866 Aging Research 22,503 The Univ of N Carolina at Chapel Hill 5106340 amd 2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (50) The Univ of N Carolina at Chapel Hill 5107612/5R01AG044034‐09 93.866 Aging Research 8,598 The Univ of N Carolina at Chapel Hill 5108310/4R37AR049003‐16 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 18,108 The Univ of N Carolina at Chapel Hill 5109014 93.865 Child Health and Human Development Extramural Research 24
(Continued)
‐ 39 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
The Univ of N Carolina at Chapel Hill 5109091 Am 2 93.865 Child Health and Human Development Extramural Research 14,792$ ‐ $ The Univ of N Carolina at Chapel Hill 5112638 (prevously 511149) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 31,236 The Univ of N Carolina at Chapel Hill 5112997/75N92019D00010 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 90,013 The Univ of N Carolina at Chapel Hill 5113144 93.865 Child Health and Human Development Extramural Research (272) The Univ of N Carolina at Chapel Hill 5113661 93.242 Mental Health Research Grants 396,854 The Univ of N Carolina at Chapel Hill 5113833 Am1 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 47,043 The Univ of N Carolina at Chapel Hill 5113871 (previously 5110653) 93.865 Child Health and Human Development Extramural Research 46,196 The Univ of N Carolina at Chapel Hill 5114050 93.865 Child Health and Human Development Extramural Research 3,058 The Univ of N Carolina at Chapel Hill 5114541 93.865 Child Health and Human Development Extramural Research 70,541 The Univ of N Carolina at Chapel Hill 5115793 (previously 5109240, 5112635) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 65,510 The Univ of N Carolina at Chapel Hill 5115794 (previously 5109542, 5112637) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 24,195 The Univ of N Carolina at Chapel Hill 5116028 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 80,830 The Univ of N Carolina at Chapel Hill 5116342 93.837 Cardiovascular Diseases Research 9,088 The Univ of N Carolina at Chapel Hill 5116387 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 29,348 The Univ of N Carolina at Chapel Hill 5116689 93.837 Cardiovascular Diseases Research 137 The Univ of N Carolina at Chapel Hill 5116698 93.865 Child Health and Human Development Extramural Research 21,653 The Univ of N Carolina at Chapel Hill 5116708 (5113276) 93.837 Cardiovascular Diseases Research 13,417 The Univ of N Carolina at Chapel Hill Subaward No. 5115834 93.393 Cancer Cause and Prevention Research 15,273 The University of Alabama 000412838‐107 93.121 Oral Diseases and Disorders Research 2,857 The University of Alabama at Birmingham 000412838‐114 93.121 Oral Diseases and Disorders Research 5,011 The University of Alabama at Birmingham 000504515‐SP001‐SC001 93.307 Minority Health and Health Disparities Research 332,689 13,520 The University of Alabama at Birmingham 000511740‐001 Am 3 93.837 Cardiovascular Diseases Research 32,025 The University of Alabama at Birmingham 000521125‐SC003 93.393 Cancer Cause and Prevention Research 30,937 The University of Alabama at Birmingham 000521543‐SC003 A01 93.397 Cancer Centers Support Grants 10,875 The University of Alabama at Birmingham HHSN272201100036C/000406279‐004 Amend 5 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 13,394 The University of Alabama at Birmingham Subaward #000522211‐SC009 Amendment A01 93.855 Allergy and Infectious Diseases Research 13,028 The University of Arizona 560351 93.393 Cancer Cause and Prevention Research 3,219 The University of Iowa S00159‐01 93.879 Medical Library Assistance (724) The University of Iowa S00176‐01 93.879 Medical Library Assistance (276) The University of Iowa S00747‐02 93.350 National Center for Advancing Translational Sciences 46,525 The University of Iowa S00984‐01 93.879 Medical Library Assistance 49,993 The University of Iowa Subaward #S00538‐02 Amendment 06 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,319 The University of Iowa W000783975/PO#1001571251 Amend 04 93.859 Biomedical Research and Research Training 1,109 The University of Kansas FY2016‐063 AMD#7 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (4,838) (433) The University of New Mexico 3RGH6 93.394 Cancer Detection and Diagnosis Research 31,627 The University of Toledo F‐2019‐15 93.859 Biomedical Research and Research Training 31,908 The University of Utah 10041913‐028/PO #U000225480 Am 3 93.173 Research Related to Deafness and Communication Disorders 9,891 The University of Utah 10045839‐03/PO U000089277 93.310 Trans‐NIH Research Support 1,843 The University of Utah 10050224‐02 93.310 Trans‐NIH Research Support 56,274 The University of Vermont 29072SUB51721 Am 6 93.837 Cardiovascular Diseases Research 368 The University of Vermont 29168SUB53362 93.837 Cardiovascular Diseases Research 19,421 Tufts University NIH003 AMD#2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 50,660 U of TX Health Science Ctr at Houston 0012348B AMD#3 93.837 Cardiovascular Diseases Research 30,460 U of TX Health Science Ctr at Houston 0012700A amendment 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 44,394 U of TX Health Science Ctr at Houston SA0000218 93.865 Child Health and Human Development Extramural Research 43,226 Univ of Illinois Chicago 16031‐02 E0019212 Am 4 93.113 Environmental Health 15,240 Univ of Illinois Chicago 16601‐02 93.395 Cancer Treatment Research 26,734 Univ of Oklahoma Health Sciences Center RS20152564‐05 93.393 Cancer Cause and Prevention Research (1,863) Univ of TX MD Anderson Cancer Center 3001389553 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 24,497 University of Alaska Fairbanks UAF 16‐0053 P0499044 Mod 5 93.273 Alcohol Research Programs 74,948 University of Alaska Fairbanks UAF 18‐0031/PO 0519175 mod 2 & 3 93.242 Mental Health Research Grants 61,195 University of California, San Diego 105651703 Amendment #1 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 120,296 University of California, San Diego 116631733 MP invoice # S9002277 AM 001 93.279 Drug Abuse and Addiction Research Programs 47,858 University of California, San Diego 122016827 PO9002400 93.837 Cardiovascular Diseases Research 111,674 University of California, San Diego 76275816 (S9001409) Amd# 003 93.113 Environmental Health 23,808 University of California, Berkeley 00010111/7R01AI135118‐02 93.855 Allergy and Infectious Diseases Research 120,358 University of California, Berkeley 1R56AI127809‐01A1 00009921 93.855 Allergy and Infectious Diseases Research 28,214 University of California, Davis A19‐1542‐S001‐A01 93.837 Cardiovascular Diseases Research 437,221
(Continued)
‐ 40 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
University of California, Irvine 2018‐3681 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 266,740$ ‐ $ University of California, Irvine 2019‐1233 93.837 Cardiovascular Diseases Research 66,414 University of California, San Francisco 10725SC 93.394 Cancer Detection and Diagnosis Research 40,579 University of California, San Francisco 11298sc Amend 1 93.855 Allergy and Infectious Diseases Research 318,382 University of California, San Francisco 11302sc 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 7,826 University of California, San Francisco 11643SC 93.855 Allergy and Infectious Diseases Research 124,089 University of California, San Francisco 8561sc Am7 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,099 University of California, San Francisco 9300SC Am 2 93.855 Allergy and Infectious Diseases Research 13,028 University of California, San Francisco 9441sc Amendment 4 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 4,364 University of California, San Francisco 9973sc 93.242 Mental Health Research Grants (6,262) University of California, San Francisco Subaward 11866sc 93.855 Allergy and Infectious Diseases Research (8,988) University of California, San Francisco Subaward 6026SC, Amend 8 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 24,357 University of California, Santa Barbara KK1746 93.838 Lung Diseases Research 99,074 University of Central Florida 22206111‐02 93.866 Aging Research 40,384 University of Chicago FP063361 Amendment 3 93.859 Biomedical Research and Research Training 53,850 University of Cincinnati 009844‐013 93.142 NIEHS Hazardous Waste Worker Health and Safety Training 295,431 University of Cincinnati 009844‐013 93.142 NIEHS Hazardous Waste Worker Health and Safety Training COVID‐19 6,928 University of Cincinnati 009844‐013 Am 7 93.142 NIEHS Hazardous Waste Worker Health and Safety Training 85,338 University of Cincinnati 011266‐136086 Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 23,066 University of Cincinnati 011337‐136086 Amendment 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 2,927 University of Cincinnati Stu010785‐136086 Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 31,027 University of Colorado FY18.209.004 Am. FY20.209.002_AMD2 93.279 Drug Abuse and Addiction Research Programs 510,999 University of Colorado Denver FY19.001.018 Amd 1 FY20.001.014 93.307 Minority Health and Health Disparities Research 28,384 University of Colorado Denver FY20.001.020_AMD4 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 22,043 University of Colorado Denver Subaward FY19.741.001/Project 2‐5‐A7510 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 9,771 University of Florida SUB00001661/R01AI141810 93.855 Allergy and Infectious Diseases Research 142,201 University of Florida SUB00002009 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 76,794 University of Florida UFDSP00010856 Amendment 3 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 20,097 University of Florida UFDSP00011573, Amd No.4 93.393 Cancer Cause and Prevention Research 6,854 University of Florida UFDSP00011945 Amendment #1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 1,341 University of Florida UFDSP00012040 Amd 1 93.859 Biomedical Research and Research Training 130,987 University of Houston R‐19‐0097 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 26,117 University of Illinois 16376‐01 93.394 Cancer Detection and Diagnosis Research 35,737 University of Kansas Medical Center ZAB00020 Am 3, 5R01CA207445‐03 93.396 Cancer Biology Research 233 University of Kansas Medical Center ZAC000B0 93.865 Child Health and Human Development Extramural Research 55,735 University of Kentucky 3200002124‐19‐048 PO #7800004457 Am 1 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 10,468 University of Maryland 55359‐Z0084201 Mod C 93.865 Child Health and Human Development Extramural Research 444,317 University of Maryland 60838‐Z0120201 Amendment B 93.173 Research Related to Deafness and Communication Disorders 116,980 University of Maryland 64883‐Z0158202 Am A 93.855 Allergy and Infectious Diseases Research 173,788 University of Maryland 68740‐Z0198201/3R01HD053654‐12S1 Amd B 93.865 Child Health and Human Development Extramural Research 61,074 University of Massachusetts Dartmouth 30662‐Minn 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 28,453 University of Miami 669357/SPC‐000500 Am 2 93.396 Cancer Biology Research (282) University of Miami 669586/New number: SPC‐000520 93.279 Drug Abuse and Addiction Research Programs 13,927 University of Miami SPC‐000258 (669331) 93.279 Drug Abuse and Addiction Research Programs 84,260 University of Miami SPC‐000259/Formerly 669093 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 6,975 University of Miami SPC‐000972 93.394 Cancer Detection and Diagnosis Research 47,761 University of Michigan 3003647173 Am 5 93.286 Discovery and Applied Research for Technological Innovations to Improve Human Health 4,615 University of Michigan 3003917272 93.310 Trans‐NIH Research Support 32,252 University of Michigan 3005955394 Am3/5U01AG009740‐31 93.866 Aging Research 572,717 University of Michigan 3006018045 (Sub No. 3004206309 Am 4) 93.394 Cancer Detection and Diagnosis Research 47,347 University of Michigan NIMASTER‐5000002947 Amendment 70 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders (5,842) University of Michigan PO 3005472741 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 149,508 University of Michigan SUBK00004108‐ESETT amendment 72 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 15,391 4,200 University of Michigan SUBK00007162/PO 3005250935 93.866 Aging Research 12,886 University of Michigan SUBK00007941 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 29,069 University of Michigan SUBK00008190 93.394 Cancer Detection and Diagnosis Research 32,247 University of Michigan SUBK00009647/PO 3005572628 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 7,879 University of Michigan SUBK00009775 A 2/PO #3005056947 93.279 Drug Abuse and Addiction Research Programs 141,153
(Continued)
‐ 41 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
University of Michigan SUBK00009776 PO# 3005049085 Am 2 93.279 Drug Abuse and Addiction Research Programs 60,660$ ‐ $ University of Michigan SUBK00009845 ‐ PO3005076034 Am 4 93.393 Cancer Cause and Prevention Research 30,843 University of Michigan SUBK00011712 (SUBK00009920) 93.865 Child Health and Human Development Extramural Research 6,062 University of Michigan SUBK9210CSPR‐001 Am 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 51,302 51,274 University of Missouri C00054503‐1 am3 93.121 Oral Diseases and Disorders Research 32,944 University of Missouri C00067338‐1 93.837 Cardiovascular Diseases Research 79,778 University of Missouri C00067876‐1 93.859 Biomedical Research and Research Training 67,733 University of Montana PG20‐61096‐01 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 133,901 University of Nebraska Medical Center 34‐2001‐2002‐001 Am 3 93.855 Allergy and Infectious Diseases Research 105,328 University of Nebraska‐Lincoln 24‐0524‐0055‐002 Amend 5 93.279 Drug Abuse and Addiction Research Programs 1,853 University of Nebraska‐Lincoln 34‐5321‐2003‐010 Am 4 93.865 Child Health and Human Development Extramural Research 4,288 University of North Texas RF00205‐2020‐0275 93.307 Minority Health and Health Disparities Research 7,481 University of Notre Dame 203156UMN 93.866 Aging Research 36,338 University of Pennsylvania 569701 PO: 3714109 93.866 Aging Research 299,456 University of Pennsylvania 572516 PO# 4031302 Amd 2 93.837 Cardiovascular Diseases Research 19,575 University of Pennsylvania 574485 PO 4402266/3U01DK103225‐05S1 Am2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 65,469 University of Pennsylvania 576151 (previously 573518) PO4221660 93.307 Minority Health and Health Disparities Research 2,786 University of Pennsylvania 577658 Amd 4 (PO# 4349030) 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 56,353 University of Pennsylvania 578134 93.866 Aging Research 10,644 University of Pennsylvania 578136 PO 4402266/2U01DK103225‐06 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 15,732 University of Pennsylvania 578136 PO 4452548 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 39,157 University of Pittsburgh 0041597(130470‐6) 93.837 Cardiovascular Diseases Research 16,973 University of Pittsburgh AWD00000172 (134229‐2) 93.837 Cardiovascular Diseases Research 35,859 University of Pittsburgh AWD00000243 (134445‐32) 93.350 National Center for Advancing Translational Sciences 38,508 University of Pittsburgh AWD00000265 (133352‐1)/R01AG063525 93.866 Aging Research 42,087 University of Pittsburgh AWD00000417 (132723‐2)/0047227 Amend 2 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research (26,171) University of Pittsburgh CNVA00046691 (133106‐22) 93.838 Lung Diseases Research 20,479 University of Pittsburgh CNVA00050925 (127001‐1) Amend 4 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 7,755 University of Pittsburgh CNVA00052180 (128591‐2) 93.846 Arthritis, Musculoskeletal and Skin Diseases Research 10,107 University of Pittsburgh CNVA00052280 (128823‐1) Am 2 93.242 Mental Health Research Grants 26,234 University of Pittsburgh CNVA00059060 (131131‐1) 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 32,543 University of Pittsburgh CNVA0061690 (713658‐21) 93.838 Lung Diseases Research (3,544) University of Pittsburgh CNVA0062045 (131810‐2) 93.837 Cardiovascular Diseases Research 57,845 University of Rhode Island 0007491/11012018 93.855 Allergy and Infectious Diseases Research 14,000 University of Rochester 416460 am 5 93.865 Child Health and Human Development Extramural Research 112,231 University of Rochester 417397G/UR FAO GR510825 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 110,895 University of Rochester 417398G/UR FAOGR510826 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 135,540 University of Rochester 417515G/GR510785 93.865 Child Health and Human Development Extramural Research 161,297 University of Rochester 417516G/URFAO: GR510783 Am 1 93.865 Child Health and Human Development Extramural Research 66,592 University of Rochester 417699 Am 1/URFAO: GR510868 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 40,117 University of South Florida 1210‐1078‐00‐A Amd 2/7R01HL125353‐05 93.839 Blood Diseases and Resources Research 86,427 University of South Florida 1210‐1078‐00‐B Amd 2/7R01HL125353‐05 93.839 Blood Diseases and Resources Research 22,383 University of South Florida 6118‐1082‐01‐B Am2/PO P000000935 93.866 Aging Research 37,293 University of South Florida 6163‐1050‐00‐AI 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 12,869 University of South Florida PO #0000232760,0000241987 Amendment #12 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 118,708 University of South Florida Sub No. 6163‐1082‐10‐BT _PO P000006645 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 94,184 University of Southern California 107811817 Am 2 93.866 Aging Research 135,615 University of Southern California 109626572 Am1,Ref 123426732, PO 50835747 93.837 Cardiovascular Diseases Research 28,466 University of Southern California 111319089 Amendment 2 93.866 Aging Research 54,151 19,350 University of Southern California 131711412(114046901,103433103) AMD#5 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 33,075 University of Southern California Subaward 53712500 am 6/USC PO 50251353 93.866 Aging Research 24,467 University of Southern California Subaward No. 78431037 am4/PO# 10474607 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 200,568 University of Texas at Houston 3001389570 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 534 University of Toronto Subgrant1 ‐ 504069 Am 2 93.172 Human Genome Research 77,366 University of Virginia GB10094 PO #2167242 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 108,872 University of Washington BPO: 18306/Subaward: UWSC 9393 93.837 Cardiovascular Diseases Research 19,207 University of Washington BPO24439 UWSC7773 Amendment #10 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 9,568 University of Washington BPO32084 UWSC8534 Am 3 & 4 93.837 Cardiovascular Diseases Research 33,410
(Continued)
‐ 42 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
University of Washington UWSC10599/BPO No. 33091 Am 1 93.273 Alcohol Research Programs 72,102$ ‐ $ University of Washington UWSC10600/BPO No. 33095 93.273 Alcohol Research Programs 19,274 University of Washington UWSC10601/BPO No. 33096 93.273 Alcohol Research Programs 9,039 University of Washington UWSC10691 93.310 Trans‐NIH Research Support 319,784 University of Washington UWSC10941 BPO36086/PO42487 93.837 Cardiovascular Diseases Research 72,184 University of Washington UWSC11312 PO# 42260 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 138,717 University of Washington UWSC11326 BPO No. 42349 93.879 Medical Library Assistance 45,676 University of Washington UWSC11429 93.855 Allergy and Infectious Diseases Research 10,165 University of Washington UWSC11434 BPO 43327 93.866 Aging Research 98,553 University of Washington UWSC11474 (BPO43611) 93.838 Lung Diseases Research 1,373 University of Washington UWSC8606 amd 7/PO# 33394 (prev #20522) 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 78,485 University of Washington UWSC9767/BPO# 23146 93.242 Mental Health Research Grants (12,431) University of Washington UWSC9910/BPO# 25359/33204/33209 93.389 National Center for Research Resources 168,134 64,043 University of Washington UWSC9986/BPO#: 26006 Am 3 93.865 Child Health and Human Development Extramural Research 47,389 University of Wisconsin‐Madison 0000000101 93.866 Aging Research 107,583 University of Wisconsin‐Madison 568K971, Amend 4 93.866 Aging Research (298) University of Wisconsin‐Madison 573K425 amd 5 93.866 Aging Research 30,669 University of Wisconsin‐Madison 706K694 am 4/UW sub #5101963‐2 93.310 Trans‐NIH Research Support 8,546 University of Wisconsin‐Madison 754K445 Mod 2 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 8,455 University of Wisconsin‐Madison 754K482 Mod 3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 1,021 University of Wisconsin‐Madison 754K913 Amendment 2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 5,956 University of Wisconsin‐Madison 769K705 Mod#3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health (4,618) University of Wisconsin‐Madison 774K745/T.O. HHSN26100011 Mod #3 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 5,673 University of Wisconsin‐Madison 774K756/T.O. HHSN26100011 Mod #4 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 43,558 University of Wisconsin‐Madison 815K242 93.867 Vision Research (50) University of Wisconsin‐Madison 844K664/1P01AI132132‐01A1 93.855 Allergy and Infectious Diseases Research 31,220 University of Wisconsin‐Madison 864K765 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 22,672 University of Wisconsin‐Madison 894K692 93.866 Aging Research 7,678 UT Southwestern Medical Center GMO 170303 93.859 Biomedical Research and Research Training 57,740 UT Southwestern Medical Center GMO 190910 PO 000001599A Am2 93.837 Cardiovascular Diseases Research 398,473 Vanderbilt University UNIV60508 A1 93.393 Cancer Cause and Prevention Research 159,610 Vanderbilt University UNIV61455 93.837 Cardiovascular Diseases Research 1,935 Vanderbilt University VUMC73715 93.173 Research Related to Deafness and Communication Disorders 6,204 Vanderbilt University VUMC74395 93.172 Human Genome Research 7,000 Vanderbilt University Medical Center VUMC67586/PO4019022001 Amendment 2 93.393 Cancer Cause and Prevention Research 43,408 Veterans Medical Research Foundation 098750001‐323285 93.847 Diabetes, Digestive, and Kidney Diseases Extramural Research 27,078 Vigilant Diagnostics, LLC 00059978 am 2 93.361 Nursing Research 14,875 Virginia Polytechnic Inst & State Univ 412513‐19114 Am 1 93.279 Drug Abuse and Addiction Research Programs 60,795 Wake Forest University 109‐101720‐551083 93.866 Aging Research 333,642 Wake Forest University 5U54DA031659‐08 93.077 Family Smoking Prevention and Tobacco Control Act Regulatory Research 2,151,724 788,910 Wake Forest University WFUHS 114489 (prev114488 ,14486,114487) 93.837 Cardiovascular Diseases Research 32,679 Wake Forest University WFUHS 115478 Am 1 93.866 Aging Research (377) Wake Forest University WFUHS 552702 Amd 2 93.866 Aging Research 89,933 Washington State University 127687 G003651 Amendment F 93.307 Minority Health and Health Disparities Research 63,885 Washington State University 130996 G003858 Amd A 93.273 Alcohol Research Programs 24,134 Washington State University 130996‐G004057 93.273 Alcohol Research Programs 4,568 Washington State University 132471 G003958 93.866 Aging Research 23,598 Washington University in St Louis PO 2940333H/WU‐19‐416 93.242 Mental Health Research Grants 135,341 Washington University in St Louis Subaward No. WU‐18‐209‐MOD‐1/PO 2935104E 93.866 Aging Research (6,547) Washington University in St Louis Subaward WU‐15‐403‐MOD‐2 Amendment 2 93.839 Blood Diseases and Resources Research 3,850 Washington University in St Louis Subaward WU‐20‐494/PO #2941732H 93.242 Mental Health Research Grants 10,738 Washington University in St Louis WU‐16‐157 MOD‐4/PO# 2928578A 93.242 Mental Health Research Grants 185,972 Washington University in St Louis WU‐18‐388‐MOD‐1 PO#2935385E 93.273 Alcohol Research Programs 33,371 Washington University in St Louis WU‐18‐436 Amendment 2 PO 2933781G 93.866 Aging Research 17,116 Washington University in St Louis WU‐18‐455 PO 2935522E 93.242 Mental Health Research Grants (11,091) Washington University in St Louis WU‐19‐305 PO 2935068G/5U01AG052564‐03R 93.866 Aging Research 29,971 3,743 Washington University in St Louis WU‐19‐328‐MOD‐1/PO 2939513H 93.865 Child Health and Human Development Extramural Research 53,307 Washington University in St Louis WU‐19‐378‐MOD‐2 PO 2934940G 93.866 Aging Research 75,123
(Continued)
‐ 43 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Washington University in St Louis WU‐19‐437‐MOD‐2/PO 2940231H 93.242 Mental Health Research Grants 789,270$ ‐ $ Washington University in St Louis WU‐20‐484 93.866 Aging Research 200,772 Washington University in St Louis WU‐20‐63 MOD 1/PO 2940450H 93.866 Aging Research 682,575 Westat, Inc 6426‐S06 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 45,056 Westat, Inc Subcontract No. 6410 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 2,469 Westat, Inc Subcontract No. 8954 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 2,336 Xeris Pharmaceuticals, Inc 820966 AMD#2 93.853 Extramural Research Programs in the Neurosciences and Neurological Disorders 8,888 Yale University GR104981/GR107853 93.837 Cardiovascular Diseases Research 10,029 Yale University GR105476 (CON‐80001682) 93.866 Aging Research 19,374 Department of Health and Human Services, Substance Abuse and Mental Health Services Administration Direct 5H79TI081900‐02 93.788 Opioid STR 39,674 Passthrough: MN Department of Human Services PTK% 151061 93.958 Block Grants for Community Mental Health Services 239 MN Department of Human Services SWIFT 162875/PO 3‐71377 93.788 Opioid STR 149,414 New York University 107139/PO# M190266822 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance 49,837 Department of Homeland Security Direct HSHQDC‐17‐A‐B0007/HSHQDC‐17‐J‐00436 97.CXX Contract‐Department of Homeland Security 79,480 Direct HSHQDC‐17‐A‐B0007/HSIGAQ‐17‐J‐00043 97.CXX Contract‐Department of Homeland Security 39,665 Department of Housing and Urban Development, Assistant Secretary for Community Planning and Development Passthrough: Univ of Illinois Chicago 17408 14.228 Community Development Block Grants/State’s program and Non‐Entitlement Grants in Hawaii 32,544 Department of Housing and Urban Development, Office of Lead Hazard Control and Healthy Homes Passthrough: University of Illinois 17807 14.906 Healthy Homes Technical Studies Grants 5,075 Department of Justice, Office of Justice Programs Passthrough: The University of Iowa g/p # 15701800/PO# 1001910930 Am 02 16.560 National Institute of Justice Research, Evaluation, and Development Project Grants 37,622 Department of State, Bureau of Educational and Cultural Affairs Passthrough: International Research & Exchanges Board FY20‐YALI‐PM‐UMN‐06 19.009 Academic Exchange Programs ‐ Undergraduate Programs 5,707 Department of the Interior Direct CON000000082448 (USDI Nat’l Adv Silviculture Prog) 15.CXX Contract‐Department of the Interior 15,143 Direct CON000000082449 (USDI Nat’l Adv Silviculture Prog) 15.CXX Contract‐Department of the Interior 7,571 Passthrough: Wisconsin Dept of Natural Resources 37000‐0000011780 15.CXX Contract‐Department of the Interior 39,244 Department of the Interior, National Park Service Direct P15AC00003 Mod 05 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 36,545 Direct P16AC00858 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 1,856 Direct P16AC01721 Mod No. 02 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 15,636 Direct P17AC000250 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 1,445 Direct P17AC00246 mod 0005 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 104,857 Direct P17AC00470 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 62,170 Direct P17AC01116 Mod 0002 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 22,973 Direct P17AC01153 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 65,650 Direct P18AC00073 M1 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 78,275 Direct P18AC00222 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 9,690 Passthrough: Northland College P19AC00256NC01 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 9,694 Department of the Interior, U.S. Fish and Wildlife Service Direct F16AC00053 15.655 Migratory Bird Monitoring, Assessment and Conservation 3,214 Direct F17AC00105 Mod 1 15.647 Migratory Bird Conservation 440 Direct F17AC00778 15.662 Great Lakes Restoration 3,998 Direct F18AC00038 Amd 2 15.678 Cooperative Ecosystem Studies Units 100,009 Direct F18AC00817 15.678 Cooperative Ecosystem Studies Units 26,123 Direct F18AC00875 15.662 Great Lakes Restoration 74,698
(Continued)
‐ 44 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct F18AC00960 15.678 Cooperative Ecosystem Studies Units 13,451$ ‐ $ Direct F19AC00289 15.662 Great Lakes Restoration 121,645 Direct F19AP00480 15.657 Endangered Species Conservation ‐ Recovery Implementation Funds 129,441 Direct F20AC00270 15.662 Great Lakes Restoration 48,799 Passthrough: Ball State University F19AC00023 Am. 1 15.678 Cooperative Ecosystem Studies Units 82,621 Grand Portage Band of Chippewa Indians No Award Number 15.639 Tribal Wildlife Grants 47,619 Minnesota Zoo No Award Number 15.662 Great Lakes Restoration 30,974 MN Department of Natural Resources 131122/3000121842 15.662 Great Lakes Restoration 14,558 MN Department of Natural Resources 141275/3000131563 15.655 Migratory Bird Monitoring, Assessment and Conservation 5,913 Department of the Interior, U.S. Geological Survey Direct G15AC00421 15.808 U.S. Geological Survey Research and Data Collection (5) Direct G16AP00064 S7 15.805 Assistance to State Water Resources Research Institutes 132,065 Direct G18AC00017 15.808 U.S. Geological Survey Research and Data Collection 3 Direct G18AC00177 15.810 National Cooperative Geologic Mapping (951) Direct G18AC00213 15.808 U.S. Geological Survey Research and Data Collection 173 Direct G18AC00345 0002 15.808 U.S. Geological Survey Research and Data Collection 24,108 Direct G18AC00352 15.805 Assistance to State Water Resources Research Institutes 57,819 Direct G19AC00043 15.808 U.S. Geological Survey Research and Data Collection 2,111 Direct G19AC00206 15.808 U.S. Geological Survey Research and Data Collection 44,602 Direct G19AC00209 15.808 U.S. Geological Survey Research and Data Collection 77,859 Direct G19AC00222 15.810 National Cooperative Geologic Mapping 96,257 Direct G19AC00237 15.805 Assistance to State Water Resources Research Institutes 157,846 83,543 Direct G19AC00302 15.808 U.S. Geological Survey Research and Data Collection 41,703 Direct G19AC00320 15.808 U.S. Geological Survey Research and Data Collection 76,121 Passthrough: America View Incorporated AV18‐MN‐01 Mod 1 15.815 National Land Remote Sensing Education Outreach and Research 16,324 Central Michigan University F63741 15.808 U.S. Geological Survey Research and Data Collection 3,679 University of Massachusetts 12‐007036 B 15 15.820 National and Regional Climate Adaptation Science Centers 31,927 Department of the Treasury Direct CON000000080679 (Fed Res‐J Serido Agr) 21.CXX Contract‐Department of the Treasury 831 Direct CON000000082030 (Fed Res‐M Kleiner DR Agr) 21.CXX Contract‐Department of the Treasury 20,000 Department of Transportation Passthrough: MN Department of Transportation MnDOT Contract No 1003325 W.O. 38 20.CXX Contract‐Department of Transportation 2,186 MN Metropolitan Council 18I030 20.CXX Contract‐Department of Transportation 1,487 Transportation Research Board TRANSIT‐84/SUB0000823 mod 4 20.CXX Contract‐Department of Transportation (10) University of Wisconsin‐Superior GS Lake Study‐UMD‐001 ‐ PO#0000008497 20.CXX Contract‐Department of Transportation 3,770 University of Wisconsin‐Superior GSY4‐UMD‐001 20.CXX Contract‐Department of Transportation 1,918 Department of Transportation, Federal Highway Administration Passthrough: MN Department of Transportation 1003325 Work Order 99 20.200 Highway Research and Development Program 510,032 Transportation Research Board HR 20‐119/PO SUB0001001 Unit 905 MOD#2 20.200 Highway Research and Development Program 36,210 25,388 Department of Transportation, Federal Transit Administration Passthrough: Community Transportation Assoc of America No Award Number 20.514 Public Transportation Research, Technical Assistance, and Training 33,768 Department of Transportation, Maritime Administration Passthrough: University of Wisconsin‐Superior GS META 8T2‐UMD‐001 PO#0000008973 20.819 Ballast Water Treatment Technologies 5,662 University of Wisconsin‐Superior PO # 8828, GSY3‐UMD‐001 20.819 Ballast Water Treatment Technologies 29,439 Department of Transportation, Office of the Secretary Direct DTRT13‐G‐UTC35 Modification 2 20.701 University Transportation Centers Program 92,699 1,009 Passthrough: Florida Atlantic University RR‐K78/FAU SP#16‐532 am3 20.701 University Transportation Centers Program 131,471 Department of Veterans Affairs Direct NS Prog VA Res IPA’s 64.UXX Unid CFDA‐Department of Veterans Affairs 302,950 Direct 36C24E18C0023/PO 501D96017 64.CXX Contract‐Department of Veterans Affairs 132,196 Direct 36C24E18P0088/PO #618D82024 64.CXX Contract‐Department of Veterans Affairs 8,146
(Continued)
‐ 45 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 36C24E19D0011 PO618D02002 64.CXX Contract‐Department of Veterans Affairs 14,700$ ‐ $ Direct 618‐D82027 VA263‐16‐P‐2798 P00004 64.CXX Contract‐Department of Veterans Affairs 4,096 Direct PO 650D93029 64.UXX Unid CFDA‐Department of Veterans Affairs 14,097 Direct VA240‐14‐D‐0022/618‐D72028 P00004 64.CXX Contract‐Department of Veterans Affairs 9,450 Direct VA263‐16‐P‐3989/618‐D82020 P00005 64.CXX Contract‐Department of Veterans Affairs 465 Environmental Protection Agency Direct 00E02480 66.034 Surveys, Studies, Research, Investigations, Demonstrations, and Special Purpose Activities
Relating to the Clean Air Act 303 Direct 00E02740 Mod 1 66.461 Regional Wetland Program Development Grants 23,813 Direct 00E02785 66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative
Agreements ‐ Section 104(b)(3) of the Clean Water Act 20,203 Direct 83998301 66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative
Agreements ‐ Section 104(b)(3) of the Clean Water Act 1,509 Direct CR‐83940001‐1 66.511 Office of Research and Development Consolidated Research/Training/Fellowships 9,716 Direct FP‐91778501‐1 66.514 Science To Achieve Results (STAR) Fellowship Program 4,157 Direct FP‐91781701‐1 66.514 Science To Achieve Results (STAR) Fellowship Program 6,017 Direct GL‐00E0198‐0 66.469 Great Lakes Program 541,106 7,312 Direct RD‐83542201 66.509 Science To Achieve Results (STAR) Research Program (5,671) Direct X9 ‐ OOE02448 ‐ 1 66.717 Source Reduction Assistance 32,200 Direct X9‐00E02051‐1 66.717 Source Reduction Assistance 27,711 Passthrough: Carnegie Mellon University 1080358‐364687 66.509 Science To Achieve Results (STAR) Research Program 9,436 Carnegie Mellon University 1080358‐364688 66.509 Science To Achieve Results (STAR) Research Program 13,856 Carnegie Mellon University 1080358‐364690 66.509 Science To Achieve Results (STAR) Research Program 258,560 Central Michigan University F63354 66.469 Great Lakes Program (19) Central Michigan University Sub. # F62951 66.469 Great Lakes Program 462,382 34,599 Claros Technologies, Inc No. 001/68HERD19C0024 66.CXX Contract‐Environmental Protection Agency 29,666 MN Department of Health 122274 66.472 Beach Monitoring and Notification Program Implementation Grants 23,836 MN Department of Health 177561 66.432 State Public Water System Supervision 29,356 MN Pollution Control Agency Contract No. 150063/PO 3000023046 66.605 Performance Partnership Grants 32,605 MN Pollution Control Agency SWIFT 159120 PO 3‐24358, Ag. Int. 212866 66.469 Great Lakes Program 40,101 206 University of Washington UWSC10112 amd 3 66.509 Science To Achieve Results (STAR) Research Program 62,150 Medicaid and CHIP Payment and Access Commission Direct MACP19417T1 05.CXX Contract‐Medicaid and CHIP Payment and Access Commission (MACPAC) 24,079 National Aeronautics and Space Administration Direct 190937+108530 80NSSC18K1528 43.001 Science 120,546 Direct 80GSFC18C0004 43.CXX Contract‐National Aeronautics and Space Administration 23,696 Direct 80NSSC17K0295 P00003 43.001 Science 218,402 186,072 Direct 80NSSC17K0430 43.001 Science 6,826 Direct 80NSSC18K0211 P00002 43.001 Science 46,234 Direct 80NSSC18K0261 P00004 43.012 Space Technology 228,436 131,179 Direct 80NSSC18K0742 P00003 43.001 Science 66,895 Direct 80NSSC18K1118 43.001 Science 44,851 Direct 80NSSC18K1277 P00001 43.001 Science 55,880 Direct 80NSSC18K1367 43.001 Science 31,247 Direct 80NSSC18K1370 Sup P00001 43.001 Science 88,600 Direct 80NSSC18K1393 43.001 Science 43,853 Direct 80NSSC18K1744 43.001 Science 8,761 Direct 80NSSC19K0305 43.001 Science 110,818 12,827 Direct 80NSSC19K0306 43.001 Science 91,894 Direct 80NSSC19K0318 43.001 Science 36,147 Direct 80NSSC19K0842 43.001 Science 67,442 15,263 Direct 80NSSC19K0868 43.001 Science 36,670 14,735 Direct 80NSSC19K0959 43.001 Science 120,334 Direct 80NSSC19K1333 P00001 43.001 Science 41,867 Direct 80NSSC19K1431 43.001 Science 35,715 Direct 80NSSC19K1672 43.008 Office of Stem Engagement (OSTEM) 35,957 Direct 80NSSC19K1687 43.008 Office of Stem Engagement (OSTEM) 51,271
(Continued)
‐ 46 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 80NSSC20K0083 43.001 Science 27,090$ ‐ $ Direct 80NSSC20K0186 43.001 Science 6,464 Direct 80Nssc20K0465 43.001 Science 8,055 Direct 80NSSC20K0614 P00001 43.001 Science 2,128 Direct HST‐AR‐14123.003‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 12,370 Direct HST‐AR‐14209.005‐A 43.001 Science 9,280 Direct HST‐AR‐14311.001‐A 43.001 Science 46,860 Direct HST‐AR‐15015.001‐A, Amd 4 43.UXX Unid CFDA‐National Aeronautics and Space Administration 7,951 Direct HST‐AR‐15015.003.A 43.001 Science 4,345 Direct HST‐AR‐15791.002‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 64,452 Direct HST‐AR‐15792.002‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 869 Direct HST‐GO‐13739.001‐A 43.001 Science 28,046 Direct HST‐GO‐14601.002‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 44,734 Direct HST‐GO‐14610.005‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 18,458 Direct HST‐GO‐14628.002‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,615 Direct HST‐GO‐14681.004‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 16,351 Direct HST‐GO‐14806.008‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 38,487 Direct HST‐GO‐15067.002‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 9,913 Direct HST‐GO‐15076.001‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 1,092 Direct HST‐GO‐15126.003‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,273 Direct HST‐GO‐15243.004‐A 43.CXX Contract‐National Aeronautics and Space Administration 2,425 Direct HST‐GO‐15470.001‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,911 Direct HST‐GO‐15626.015‐A 43.001 Science 2,680 Direct HST‐GO‐15643.007‐A 43.001 Science 2,729 Direct HST‐GO‐15647.021‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 4,507 Direct HST‐GO‐15902.005‐A 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,905 Direct HST‐GO‐15936.001‐A 43.C02 Contract‐National Aeronautics and Space Administration‐Space Telescope Science Institute 22,255 Direct NNX14AK20G Supp 5 43.001 Science 13,230 Direct NNX14AK73G 43.001 Science 48,982 Direct NNX14AL36A Supplement 14 43.002 Aeronautics 613,871 418,441 Direct NNX14AP89G 43.001 Science 10,555 Direct NNX14AQ05G 43.001 Science 56,292 Direct NNX15AB38G Supplement 000015 43.007 Space Operations 159,127 Direct NNX15AI18H Supp 9 43.008 Office of Stem Engagement (OSTEM) 560,224 166,480 Direct NNX16AC37G 43.007 Space Operations 2,347 Direct NNX16AE03G, 000006 43.012 Space Technology 10,093 Direct NNX16AF80G 43.001 Science 111,131 Direct NNX16AG67G 43.001 Science 98,650 Direct NNX16AH75G 000003 43.001 Science 6,016 Direct NNX16AI93A S000002 43.008 Office of Stem Engagement (OSTEM) 13,630 Direct NNX16AK90G Supplement 5 43.001 Science 224,783 Direct NNX16AL60G 43.001 Science 130,164 79,404 Direct NNX16AP99G SUPP 000003 43.001 Science 83,573 Direct NNX17AF08A S000005 43.007 Space Operations 56,916 Direct NNX17AF61G 43.001 Science 120,779 Direct NNX17AG89G S000003 43.001 Science 6,876 Direct NNX17AK14G 43.001 Science 147,460 84,509 Direct NNX17AK18G S6 43.001 Science 411,886 31,261 Direct RSA 1596005 43.CXX Contract‐National Aeronautics and Space Administration 20,444 Direct RSA 1623699 43.001 Science 59,418 Direct RSA 1644110 43.001 Science 6,643 Direct RSA 1646027 43.001 Science 19,078 Passthrough: Aster Labs, Inc AL17‐NASASWARMPHII‐01 43.CXX Contract‐National Aeronautics and Space Administration 748 Aster Labs, Inc AL19‐NASAGAMEPHI‐01 43.CXX Contract‐National Aeronautics and Space Administration 2,286 Ctr for Advancement of Science in Space GA‐2019‐008 43.007 Space Operations 290,271 187,560 Georgia Institute of Technology AWD‐102499‐G3, PO‐50067 (RK558‐G3), Am 3 43.001 Science 283,696 Georgia Institute of Technology RH163‐G1 Am 2 43.001 Science 8,089
(Continued)
‐ 47 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Johns Hopkins University 922613 Mod 48 43.CXX Contract‐National Aeronautics and Space Administration (1,613)$ (1,613)$ Johns Hopkins University JHU/APL #137188 43.CXX Contract‐National Aeronautics and Space Administration 1,853,859 1,004,334 Michigan Technological University 1607060Z9 Am 6 43.012 Space Technology 34,089 Montana State University G200‐19‐W7671 Am 1 43.012 Space Technology 27,761 New Jersey Institute of Technology (NP)996644 43.001 Science 25,684 Rockwell Collins, Inc PO 4506657316 43.CXX Contract‐National Aeronautics and Space Administration 56,919 Space Science Institute SUBAWD 000937 43.001 Science 16,978 Systems Technology, Inc 80NSSC18C0134‐1 43.CXX Contract‐National Aeronautics and Space Administration 146,563 The Adler Planetarium Subagreement 3103‐01 43.001 Science 5,812 The University of Toledo F‐2019‐20 43.001 Science 4,273 Universities Space Research Association SOF 05‐0002 Woodward 43.CXX Contract‐National Aeronautics and Space Administration 124,821 Universities Space Research Association SOF 05‐0042 Jones 43.CXX Contract‐National Aeronautics and Space Administration 25,574 Universities Space Research Association SOF 06‐0031 43.UXX Unid CFDA‐National Aeronautics and Space Administration 5,401 Universities Space Research Association SOF 06‐0089 43.UXX Unid CFDA‐National Aeronautics and Space Administration 51,048 Universities Space Research Association SOF 07‐0005 43.UXX Unid CFDA‐National Aeronautics and Space Administration 1,093 Universities Space Research Association SOF 07‐0010 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,117 Universities Space Research Association SOF 07‐0027 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,527 Universities Space Research Association SOF 07‐0031 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,822 Universities Space Research Association SOF‐06‐0004 Woodward 43.UXX Unid CFDA‐National Aeronautics and Space Administration 2,822 University of California, San Diego 72315243/S9001299 43.001 Science 4,890 University of California, Berkeley 00007447/975268/BB00071821 43.CXX Contract‐National Aeronautics and Space Administration 492,645 University of California, Berkeley 00010302/PO BB01341227 43.CXX Contract‐National Aeronautics and Space Administration 31,473 University of Rhode Island 0005979/032018/NNX16AR01A 43.008 Office of Stem Engagement (OSTEM) 6,189 University of Wisconsin‐Madison 775K972 Am 2 43.001 Science 142,405 Woods Hole Oceanographic Institution Proj. No. 23142700/Sub. No. A101473 43.001 Science 64,229 National Endowment for the Humanities Direct FEL‐258209‐18 45.160 Promotion of the Humanities Fellowships and Stipends 41,846 Direct FEL‐262037‐19 45.160 Promotion of the Humanities Fellowships and Stipends 39,744 Direct HAA‐263807‐19 45.169 Promotion of the Humanities Office of Digital Humanities 24,652 Direct PW‐264041‐19 45.149 Promotion of the Humanities Division of Preservation and Access 28,246 National Science Foundation Direct 01762884 47.041 Engineering 192,923 Direct 1339246 Amendment 001 47.074 Biological Sciences 90,161 34,056 Direct 1440471 47.049 Mathematical and Physical Sciences 107,096 Direct 1447048 002 47.050 Geosciences 35,412 Direct 1452068 Am 003 47.049 Mathematical and Physical Sciences 51,851 Direct 1452488 47.041 Engineering 131,939 Direct 1453538 47.041 Engineering 85,242 Direct 1454259 Am 2 47.041 Engineering 164,294 Direct 1454904 47.074 Biological Sciences 10,150 7,982 Direct 1458060 47.076 Education and Human Resources 53,896 Direct 1459008 47.075 Social, Behavioral, and Economic Sciences 600 Direct 1461006 am 002 47.050 Geosciences 1,498 167 Direct 1462080 003 47.041 Engineering 4,259 Direct 1462297 47.050 Geosciences 323,029 Direct 1462408 47.041 Engineering 8,194 Direct 1462676 47.041 Engineering 60,637 Direct 1462807 47.041 Engineering 13,984 Direct 1462826 47.041 Engineering 1,204 Direct 1464711 47.049 Mathematical and Physical Sciences 32,542 Direct 1500135 47.049 Mathematical and Physical Sciences 4,087 Direct 1503084 47.050 Geosciences (3,299) Direct 1505960 47.049 Mathematical and Physical Sciences 10,646 Direct 1505970 47.070 Computer and Information Science and Engineering 2,804 Direct 1507496 Amendment No. 001 47.049 Mathematical and Physical Sciences 42,651 Direct 1508147 47.049 Mathematical and Physical Sciences 13,339 Direct 1509121 47.041 Engineering 5,654 Direct 1510332 47.041 Engineering 24,688
(Continued)
‐ 48 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1510661 47.041 Engineering 15,609$ ‐ $ Direct 1512877 47.070 Computer and Information Science and Engineering 46,287 Direct 1514444 47.070 Computer and Information Science and Engineering 7,650 Direct 1515377 47.050 Geosciences 127,120 Direct 1516565 47.049 Mathematical and Physical Sciences 24,160 Direct 1516978 47.049 Mathematical and Physical Sciences 15,898 Direct 1521573 47.049 Mathematical and Physical Sciences 3,689 Direct 1522657 Am 2 47.049 Mathematical and Physical Sciences 4,328 Direct 1524814 47.076 Education and Human Resources 96,902 Direct 1525953 47.070 Computer and Information Science and Engineering 139,134 Direct 1526085 47.070 Computer and Information Science and Engineering 84,903 Direct 1526319 47.070 Computer and Information Science and Engineering 20,672 Direct 1526693 47.070 Computer and Information Science and Engineering 96,875 Direct 1531330 47.070 Computer and Information Science and Engineering 157,801 Direct 1533151 47.075 Social, Behavioral, and Economic Sciences 47,469 Direct 1536110 47.041 Engineering 60,095 Direct 1539833 47.075 Social, Behavioral, and Economic Sciences 117,504 99,955 Direct 1540195 47.050 Geosciences 17,498 Direct 1540789 47.076 Education and Human Resources 50,091 Direct 1540919 47.075 Social, Behavioral, and Economic Sciences 79,190 34,855 Direct 1541800 47.050 Geosciences (5,746) Direct 1543311 Am 2 47.050 Geosciences 2,168 Direct 1544887 47.070 Computer and Information Science and Engineering 269,388 Direct 1546727 47.074 Biological Sciences 569,432 83,441 Direct 1551205 47.049 Mathematical and Physical Sciences 70,527 Direct 1552764 47.041 Engineering 153,843 Direct 1553234 47.041 Engineering 86,219 Direct 1553255 47.041 Engineering 108,735 Direct 1554936 am 004 47.050 Geosciences 78,757 Direct 1558308 47.075 Social, Behavioral, and Economic Sciences 111,504 Direct 1560239 am 001 47.041 Engineering 48,384 Direct 1560247 47.041 Engineering 1,631 Direct 1562006 47.041 Engineering 49,083 Direct 1563115 47.041 Engineering 12,769 Direct 1563920 47.070 Computer and Information Science and Engineering 174,764 Direct 1563950 Mod002 47.070 Computer and Information Science and Engineering 311,989 Direct 1566149 47.070 Computer and Information Science and Engineering 1,380 Direct 1600685 47.049 Mathematical and Physical Sciences 825 Direct 1601350 47.049 Mathematical and Physical Sciences 37,012 Direct 1601771 47.049 Mathematical and Physical Sciences 31,085 Direct 1601961 47.049 Mathematical and Physical Sciences 72,409 Direct 1602394 47.070 Computer and Information Science and Engineering 59,511 Direct 1602512 47.050 Geosciences 9,007 Direct 1602633 47.050 Geosciences 17,767 Direct 1602940 47.050 Geosciences 68,283 Direct 1604728 47.041 Engineering 30,192 Direct 1605080 47.041 Engineering 147,280 Direct 1605191 47.041 Engineering 177 Direct 1605549 47.041 Engineering 186,220 Direct 1605719 Am 003 47.041 Engineering 60,496 Direct 1606820 Am 2 47.049 Mathematical and Physical Sciences 25,019 Direct 1607318 Am 002 47.049 Mathematical and Physical Sciences 59,368 Direct 1607381 47.049 Mathematical and Physical Sciences 5,014 Direct 1607670 47.049 Mathematical and Physical Sciences 98,331 Direct 1607835 47.070 Computer and Information Science and Engineering 158,234 Direct 1610408 47.049 Mathematical and Physical Sciences 21,015 Direct 1610832 47.049 Mathematical and Physical Sciences 127,235 Direct 1611047 47.049 Mathematical and Physical Sciences 99,400
(Continued)
‐ 49 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1611680 47.049 Mathematical and Physical Sciences 61,571$ ‐ $ Direct 1616866 47.049 Mathematical and Physical Sciences 76,498 Direct 1617718 47.070 Computer and Information Science and Engineering 58,589 Direct 1617771 47.070 Computer and Information Science and Engineering 78,194 Direct 1619254 47.070 Computer and Information Science and Engineering 80,903 Direct 1622483, am 1 47.049 Mathematical and Physical Sciences 65,782 Direct 1623976 47.074 Biological Sciences 37,306 Direct 1624329 47.050 Geosciences 27,666 Direct 1628962 47.041 Engineering 265,177 Direct 1629260 47.049 Mathematical and Physical Sciences 25,567 Direct 1631133 am 001 47.041 Engineering 299,484 Direct 1634263 47.041 Engineering 54,722 Direct 1634396 47.041 Engineering 28,757 Direct 1634445 47.041 Engineering 15,904 Direct 1634894 47.041 Engineering 106,472 Direct 1636437 47.075 Social, Behavioral, and Economic Sciences 79,637 41,678 Direct 1637875 47.070 Computer and Information Science and Engineering 79,436 Direct 1643864 47.050 Geosciences 17,717 Direct 1644748 Mod 47.076 Education and Human Resources 482,362 Direct 1651575 Amendmnet #4 47.070 Computer and Information Science and Engineering 121,126 Direct 1651577 A2 47.070 Computer and Information Science and Engineering 10,939 Direct 1651825 Am 001 47.070 Computer and Information Science and Engineering 92,227 Direct 1654609 47.074 Biological Sciences 62,838 Direct 1655144 Am 001 47.074 Biological Sciences 8,802 Direct 1655559 Amendment 001 47.074 Biological Sciences 1,770 Direct 1656995 47.070 Computer and Information Science and Engineering 25,742 Direct 1657009 47.070 Computer and Information Science and Engineering 13,092 Direct 1657088 47.076 Education and Human Resources 310,150 Direct 1657089 47.070 Computer and Information Science and Engineering 76,867 Direct 1657891 47.075 Social, Behavioral, and Economic Sciences 47,804 Direct 1659963 Am 003 47.050 Geosciences 37,167 12,504 Direct 1659989 47.041 Engineering 64,358 Direct 1662039 47.041 Engineering 53,859 Direct 1662250 47.041 Engineering 116,366 Direct 1664297 Am 2 47.049 Mathematical and Physical Sciences 46,711 Direct 1665389 47.049 Mathematical and Physical Sciences 115,094 Direct 1665392 A003 47.049 Mathematical and Physical Sciences 234,547 Direct 1700747 47.041 Engineering 46,462 Direct 1701071 47.074 Biological Sciences 2,400 Direct 1702816 47.050 Geosciences 81,980 Direct 1703439 47.041 Engineering 59,450 Direct 1704604 47.070 Computer and Information Science and Engineering 161,788 Direct 1707578 47.049 Mathematical and Physical Sciences 84,072 Direct 1708275 47.041 Engineering 90,845 Direct 1708769 47.041 Engineering 96,309 Direct 1708887 47.041 Engineering 53,562 38,461 Direct 1710008 47.041 Engineering 115,433 Direct 1710024 am 001 47.049 Mathematical and Physical Sciences 81,337 Direct 1711226 47.049 Mathematical and Physical Sciences 61,931 Direct 1711402 47.076 Education and Human Resources 16,744 Direct 1711471 47.041 Engineering 46,130 Direct 1712033 47.076 Education and Human Resources 74,434 Direct 1712470 47.049 Mathematical and Physical Sciences 45,110 Direct 1712619 47.076 Education and Human Resources 627,627 259,635 Direct 1712656‐1 47.049 Mathematical and Physical Sciences 34,228 Direct 1712657 47.049 Mathematical and Physical Sciences 34,169 Direct 1712664 47.049 Mathematical and Physical Sciences 24,447 Direct 1712706 47.049 Mathematical and Physical Sciences 70,094
(Continued)
‐ 50 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1713691 47.049 Mathematical and Physical Sciences 68,690$ ‐ $ Direct 1714196 47.074 Biological Sciences 114,474 Direct 1714276 Amd 2 47.074 Biological Sciences 63,772 17,235 Direct 1714487 47.049 Mathematical and Physical Sciences 32,811 Direct 1714490 Am 1 47.049 Mathematical and Physical Sciences 41,230 Direct 1714614 47.050 Geosciences 339,925 Direct 1714805 47.070 Computer and Information Science and Engineering 148,409 Direct 1715200 Am 001 47.070 Computer and Information Science and Engineering 100,396 Direct 1717834 47.070 Computer and Information Science and Engineering 113,413 Direct 1718456 47.070 Computer and Information Science and Engineering 91,670 Direct 1719492 47.050 Geosciences 57,972 Direct 1719694 47.049 Mathematical and Physical Sciences 69,726 Direct 1722507 Amendment 002 47.074 Biological Sciences 97,797 Direct 1722738 47.070 Computer and Information Science and Engineering 198,167 Direct 1724011 47.074 Biological Sciences 50,787 Direct 1724781 47.050 Geosciences 97,004 Direct 1724993 NCE 47.074 Biological Sciences 1,848 5,502 Direct 1725129 47.076 Education and Human Resources 253 Direct 1727096 47.041 Engineering 133,688 Direct 1727203 47.050 Geosciences 23,429 Direct 1728056 47.075 Social, Behavioral, and Economic Sciences 77,097 Direct 1728168 47.075 Social, Behavioral, and Economic Sciences 120,096 Direct 1729589 47.049 Mathematical and Physical Sciences 119,689 Direct 1734815 47.076 Education and Human Resources 493,015 Direct 1736679 47.050 Geosciences 85,722 Direct 1737918 47.049 Mathematical and Physical Sciences 34,218 Direct 1738369 47.075 Social, Behavioral, and Economic Sciences 261,371 Direct 1739191 47.041 Engineering 738,296 Direct 1742823 47.041 Engineering 110,629 Direct 1743329 47.041 Engineering 25,865 7,768 Direct 1745638 Am 1 47.049 Mathematical and Physical Sciences 378,363 Direct 1748102 Amd 001 47.074 Biological Sciences 30,304 Direct 1748398 47.041 Engineering 12,817 Direct 1748625 Amd 4 47.074 Biological Sciences 153,208 Direct 1749727 Am. 002 47.050 Geosciences 123,994 Direct 1749981 Amendment No. 001 47.070 Computer and Information Science and Engineering 90,953 Direct 1750225 47.041 Engineering 113,263 Direct 1753154 47.049 Mathematical and Physical Sciences 98,821 Direct 1753632 47.074 Biological Sciences 82,942 Direct 1754044 47.074 Biological Sciences 63,903 Direct 1754616 47.074 Biological Sciences 93,928 Direct 1755498 47.050 Geosciences 45,532 Direct 1756558 47.050 Geosciences 128,510 Direct 1757390 47.075 Social, Behavioral, and Economic Sciences 75,554 Direct 1757451 Am 004 47.050 Geosciences 233,127 101,699 Direct 1757916‐Amd 003 47.070 Computer and Information Science and Engineering 133,744 Direct 1758814 47.050 Geosciences 56,350 Direct 1759071 47.050 Geosciences 87,195 Direct 1759798 47.049 Mathematical and Physical Sciences 147,850 Direct 1763761‐Amendment 004 47.070 Computer and Information Science and Engineering 172,826 Direct 1764186 47.049 Mathematical and Physical Sciences 264,098 Direct 1800110 47.049 Mathematical and Physical Sciences 182,840 Direct 1800355 47.049 Mathematical and Physical Sciences 37,587 Direct 1801527 47.049 Mathematical and Physical Sciences 22,825 Direct 1803505 47.041 Engineering 15,714 Direct 1803944 47.050 Geosciences 1,678 Direct 1804702 47.041 Engineering 104,531 Direct 1807461 Am. 2 47.070 Computer and Information Science and Engineering 79,859
(Continued)
‐ 51 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1808160 47.041 Engineering 65,319$ ‐ $ Direct 1809194 47.041 Engineering 149,262 Direct 1809240 am 2 47.041 Engineering 131,620 99,113 Direct 1809723 47.041 Engineering 102,513 Direct 1810976 47.070 Computer and Information Science and Engineering 1,606 Direct 1812695 47.070 Computer and Information Science and Engineering 55,020 Direct 1813090 47.070 Computer and Information Science and Engineering 38,229 Direct 1813342 47.076 Education and Human Resources 286,082 Direct 1813526 47.050 Geosciences 171,876 Direct 1814322 47.070 Computer and Information Science and Engineering 28,587 Direct 1814753 47.070 Computer and Information Science and Engineering 64,258 Direct 1814759 47.070 Computer and Information Science and Engineering 115,617 Direct 1815584 47.074 Biological Sciences 107,237 Direct 1815621 47.070 Computer and Information Science and Engineering 235,689 Direct 1815757 47.070 Computer and Information Science and Engineering 135,520 Direct 1816348 47.070 Computer and Information Science and Engineering 66,222 Direct 1816406 47.070 Computer and Information Science and Engineering 48,090 Direct 1816740 47.049 Mathematical and Physical Sciences 67,046 Direct 1816917 47.049 Mathematical and Physical Sciences 141,905 Direct 1818293 47.074 Biological Sciences 188,670 Direct 1821266 47.049 Mathematical and Physical Sciences 81,511 Direct 1821788 47.076 Education and Human Resources 133,235 Direct 1822065 47.074 Biological Sciences 76,322 Direct 1822192 Am 1 47.050 Geosciences 119,093 Direct 1822683 47.070 Computer and Information Science and Engineering 230,256 Direct 1823530 Am 2 47.050 Geosciences 63,087 Direct 1827517 47.041 Engineering 72,851 Direct 1827948 47.050 Geosciences 111,494 Direct 1829168 47.075 Social, Behavioral, and Economic Sciences 68,424 Direct 1829255 47.075 Social, Behavioral, and Economic Sciences 127,785 Direct 1829708 47.070 Computer and Information Science and Engineering 70,996 Direct 1829895 Amend. 1 47.050 Geosciences 144,224 Direct 1830418 Am 001 47.049 Mathematical and Physical Sciences 108,866 Direct 1830640 47.075 Social, Behavioral, and Economic Sciences 89,613 35,741 Direct 1830950 47.041 Engineering 431,994 69,363 Direct 1831140 47.041 Engineering 556,861 113,743 Direct 1831944 Amendment No. 001 47.074 Biological Sciences 790,081 Direct 1833402 47.074 Biological Sciences 207,479 Direct 1834251 47.049 Mathematical and Physical Sciences 563,370 Direct 1834856 47.049 Mathematical and Physical Sciences 70,527 Direct 1835067 47.070 Computer and Information Science and Engineering 92,815 Direct 1836772 47.070 Computer and Information Science and Engineering 46,567 Direct 1838159 47.070 Computer and Information Science and Engineering 344,783 Direct 1838315 Amd 3 47.041 Engineering 194,809 71,763 Direct 1839103 47.041 Engineering 117,231 47,522 Direct 1839112 47.049 Mathematical and Physical Sciences 500 Direct 1839286 Am 4 47.076 Education and Human Resources 4,104,187 Direct 1840249 47.041 Engineering 20,843 Direct 1840818 Amendment 001 47.075 Social, Behavioral, and Economic Sciences 42,061 Direct 1841006 47.050 Geosciences 94,342 Direct 1841363 47.041 Engineering 8,840 Direct 1841666 47.041 Engineering 6,295 Direct 1844331 47.074 Biological Sciences 161,275 Direct 1845364 47.070 Computer and Information Science and Engineering 111,075 Direct 1845709 47.041 Engineering 167,042 Direct 1846031‐Amendment #1 47.070 Computer and Information Science and Engineering 96,728 Direct 1846854 47.049 Mathematical and Physical Sciences 11,956 Direct 1847610 47.041 Engineering 155,470
(Continued)
‐ 52 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 1849757 47.070 Computer and Information Science and Engineering 44,368$ ‐ $ Direct 1850871 47.075 Social, Behavioral, and Economic Sciences 102,922 Direct 1850914 47.075 Social, Behavioral, and Economic Sciences 90,949 Direct 1851106 47.050 Geosciences 26,070 Direct 1851990 47.049 Mathematical and Physical Sciences 40,488 Direct 1852382 47.041 Engineering 19,943 Direct 1852842 47.075 Social, Behavioral, and Economic Sciences 80,579 Direct 1854162 47.049 Mathematical and Physical Sciences 36,516 Direct 1855194 47.041 Engineering 6,396 Direct 1855575‐001 47.049 Mathematical and Physical Sciences 67,142 Direct 1856491 47.049 Mathematical and Physical Sciences 52,619 Direct 1901635 47.049 Mathematical and Physical Sciences 2,759,062 1,103,761 Direct 1901802‐001 47.049 Mathematical and Physical Sciences 109,252 Direct 1901915 47.074 Biological Sciences 49,692 Direct 1903151 47.049 Mathematical and Physical Sciences 29,684 Direct 1903420 47.049 Mathematical and Physical Sciences 51,964 Direct 1903606 47.050 Geosciences 46,865 Direct 1903880 47.070 Computer and Information Science and Engineering 80,885 Direct 1905204 47.049 Mathematical and Physical Sciences 50,287 Direct 1906654 47.076 Education and Human Resources 23,456 Direct 1911678 47.041 Engineering 36,612 Direct 1912646 47.049 Mathematical and Physical Sciences 144,866 Direct 1914447 47.049 Mathematical and Physical Sciences 1,623 Direct 1915122 47.070 Computer and Information Science and Engineering 122,582 Direct 1915363 47.076 Education and Human Resources 195,366 Direct 1915952 47.041 Engineering 26,238 Direct 1916025 47.041 Engineering 1,135 Direct 1917323 47.041 Engineering 79,590 Direct 1917424 47.070 Computer and Information Science and Engineering 68,827 Direct 1923271 47.050 Geosciences 14,669 Direct 1923700 47.070 Computer and Information Science and Engineering 16,292 Direct 1924799 47.050 Geosciences 27,974 Direct 1925506 47.050 Geosciences 18,889 Direct 1928166 47.049 Mathematical and Physical Sciences 65,598 Direct 1928280 47.041 Engineering 11,415 Direct 1928318 47.050 Geosciences 31,114 Direct 1931603 47.070 Computer and Information Science and Engineering 15,932 Direct 1932596 47.075 Social, Behavioral, and Economic Sciences 113,312 Direct 1932771 am 1 47.050 Geosciences 71,836 Direct 1934182 47.074 Biological Sciences 89,932 Direct 1935233 47.041 Engineering 45,523 Direct 1935834 47.041 Engineering 25,366 Direct 1936220 47.041 Engineering 38,251 Direct 1937514 47.050 Geosciences 140,348 Direct 1937557 47.041 Engineering 50,000 Direct 1939226 47.074 Biological Sciences 2,115 Direct 1939956 47.049 Mathematical and Physical Sciences 4,324 Direct 1940068 47.041 Engineering 34,349 Direct 1940128 47.050 Geosciences 7,214 Direct 1942223 47.049 Mathematical and Physical Sciences 30,581 Direct 1944020 47.074 Biological Sciences 69,206 Direct 1945525 47.049 Mathematical and Physical Sciences 3,048 Direct 1948058 47.050 Geosciences 9,481 Direct 1949895 47.050 Geosciences 13,806 Direct 1951443 47.041 Engineering 25,903 Direct 2002155 47.041 Engineering 31,057 Direct 2002156 47.041 Engineering 9,314 Direct 2003208 47.049 Mathematical and Physical Sciences 1,685
(Continued)
‐ 53 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 2028909 47.041 Engineering COVID‐19 28,678$ ‐ $ Direct 2029474 47.041 Engineering COVID‐19 830 Direct 2030509 47.074 Biological Sciences COVID‐19 7,952 Direct 719921825768 47.075 Social, Behavioral, and Economic Sciences 179,969 100,922 Direct AGS 1752268 47.050 Geosciences 184,337 Direct AGS 1840891 47.050 Geosciences 164,886 Direct AGS‐1429512 47.050 Geosciences 225,785 Direct AGS‐1640337 47.050 Geosciences 82,208 Direct AGS‐1748115 47.050 Geosciences 16,996 Direct AGS‐1903504 47.050 Geosciences 1,708 Direct ANT‐1242027 47.078 Polar Programs 19,209 Direct AST ‐ 1908823 47.049 Mathematical and Physical Sciences 35,515 Direct AST 1714204 47.049 Mathematical and Physical Sciences 100,289 Direct AST 1714205 47.049 Mathematical and Physical Sciences 152,830 Direct AST 1716602 47.049 Mathematical and Physical Sciences 223,078 Direct AST 1814181 Am 002 47.049 Mathematical and Physical Sciences 67,868 Direct BCS 1758285 47.075 Social, Behavioral, and Economic Sciences 42,061 Direct BCS‐1241807 am 3 47.075 Social, Behavioral, and Economic Sciences 23,093 Direct BCS‐1749255 47.075 Social, Behavioral, and Economic Sciences 9,936 Direct CBET 1700771 47.041 Engineering 120,710 Direct CBET 1701534 47.041 Engineering 72,200 Direct CBET 1702352 47.041 Engineering 83,373 12,131 Direct CBET 1703334 47.041 Engineering 114,088 Direct CBET 1704332 47.041 Engineering 33,727 Direct CBET 1705687 47.041 Engineering 104,256 Direct CBET 1706378 47.041 Engineering 58,398 Direct CBET 1845366 47.041 Engineering 65,445 Direct CBET 1926303 47.041 Engineering 59,725 Direct CBET 1930825 47.041 Engineering 1,536 Direct CBET 1935968 47.041 Engineering 8,864 Direct CBET 1937641 47.041 Engineering 47,682 Direct CBET 2016879 47.041 Engineering 1,901 Direct CBET‐1350709 47.041 Engineering 3,510 Direct CBET‐1351303 47.041 Engineering 37,152 Direct CBET‐1444745 47.041 Engineering 664,385 482,632 Direct CBET‐1510654 47.041 Engineering 650 Direct CBET‐1510674 47.041 Engineering 68,133 Direct CBET‐1606008 47.041 Engineering 98,560 Direct CBET‐1916030 Am.002 47.041 Engineering 95,508 Direct CBET‐1943988 47.041 Engineering 1,908 Direct CCF 1617884 47.070 Computer and Information Science and Engineering 73,954 Direct CCF 1628929‐Amd 004 47.070 Computer and Information Science and Engineering 58,520 Direct CCF 1651881 am 004 47.070 Computer and Information Science and Engineering 26,740 Direct CCF 1725420 47.070 Computer and Information Science and Engineering 257,652 Direct CCF 1901134 47.070 Computer and Information Science and Engineering 100,345 Direct CCF 1907785 47.070 Computer and Information Science and Engineering 63,186 Direct CCF‐1421606 47.070 Computer and Information Science and Engineering 8,035 Direct CCF‐1438286 47.070 Computer and Information Science and Engineering 44,351 Direct CCF‐1442686 Am 1 47.070 Computer and Information Science and Engineering 18,442 Direct CCF‐1525194 47.070 Computer and Information Science and Engineering 68,050 20,656 Direct CCF‐1553042 am 4 47.070 Computer and Information Science and Engineering 160,121 Direct CCF‐1910385 47.070 Computer and Information Science and Engineering 33,023 Direct CHE 1563324 47.049 Mathematical and Physical Sciences 83,807 Direct CHE 1665010 am1 47.049 Mathematical and Physical Sciences 151,467 Direct CHE 1665391 47.049 Mathematical and Physical Sciences 138,054 Direct CHE 1708173 47.049 Mathematical and Physical Sciences 20,905 Direct CHE 1807330 47.049 Mathematical and Physical Sciences 144,132 Direct CHE 2003199 47.049 Mathematical and Physical Sciences 2,612
(Continued)
‐ 54 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct CHE‐1413862 47.049 Mathematical and Physical Sciences 1,162,661$ 466,867$ Direct CHE‐1464416 am 2 47.049 Mathematical and Physical Sciences 134,672 Direct CHE‐1552849 Am 002 47.049 Mathematical and Physical Sciences 84,763 Direct CHE‐1904071 47.049 Mathematical and Physical Sciences 121,836 Direct CHE‐1904858 47.049 Mathematical and Physical Sciences 65,334 Direct CMMI 1661666 47.041 Engineering 71,053 Direct CMMI 1727757 47.041 Engineering 57,824 Direct CMMI 1760689 47.041 Engineering 127,079 Direct CMMI‐1454293 47.041 Engineering 73,943 Direct CMMI‐1563198 47.041 Engineering 90,966 Direct CMR 1725272 47.049 Mathematical and Physical Sciences 197,771 Direct CNS ‐ 1618339 47.070 Computer and Information Science and Engineering 103,938 Direct CNS 1544721 47.070 Computer and Information Science and Engineering 44,107 Direct CNS 1829156 Amd Number 003 47.070 Computer and Information Science and Engineering 24,264 Direct CNS 1901103 47.070 Computer and Information Science and Engineering 51,516 Direct CNS 1919631 47.070 Computer and Information Science and Engineering 91,436 Direct CNS 1919965 47.070 Computer and Information Science and Engineering 46,715 Direct CNS 1931208 47.070 Computer and Information Science and Engineering 89,299 Direct CNS Amendment Number 002 47.070 Computer and Information Science and Engineering 742,831 312,404 Direct CNS‐1039741 Amendment Number 011 47.070 Computer and Information Science and Engineering 4,782 Direct CNS‐1253581 47.070 Computer and Information Science and Engineering 15,507 Direct CNS‐1305401 47.070 Computer and Information Science and Engineering (59,450) Direct CNS‐1338042 47.070 Computer and Information Science and Engineering 61,619 Direct CNS‐1347226 Amend 004 47.070 Computer and Information Science and Engineering 1,205 Direct CNS‐1411636 47.070 Computer and Information Science and Engineering 762 Direct CNS‐1617729 47.070 Computer and Information Science and Engineering 100,561 Direct CNS‐1646543 47.070 Computer and Information Science and Engineering 114,568 Direct CNS‐1908566‐001 47.070 Computer and Information Science and Engineering 74,247 Direct CNS‐1916726 47.070 Computer and Information Science and Engineering 2,864 Direct CNS‐1939033 47.070 Computer and Information Science and Engineering 4,495 Direct CNS‐2000302 47.070 Computer and Information Science and Engineering 82,356 Direct CNS‐2027596 47.070 Computer and Information Science and Engineering 58,852 Direct DBI 1561390 Amendment 002 47.074 Biological Sciences 88,885 Direct DBI 1561724 Amd 002 47.074 Biological Sciences 77,843 Direct DBI 1601461 47.074 Biological Sciences 4,447 Direct DBI‐1451007 AM 1 47.074 Biological Sciences 4,315 Direct DBI‐1458524 47.074 Biological Sciences 165,319 Direct DBI‐1919462 47.074 Biological Sciences 9,289 1,864 Direct DEB 1655478 47.074 Biological Sciences 7,870 Direct DEB 1753621 Amendment 002 47.074 Biological Sciences 79,310 Direct DEB 1753859 Amendment No. 001 47.074 Biological Sciences 67,736 Direct DEB 1754026 47.074 Biological Sciences 20,879 Direct DEB 1754246 47.074 Biological Sciences 117,535 Direct DEB‐1234162 Amendment 009 47.074 Biological Sciences 312,561 Direct DEB‐1257462 NCE 47.074 Biological Sciences 204 Direct DEB‐1342872 Amendment 004 47.074 Biological Sciences 109,655 Direct DEB‐1541312 Amendment 001 47.074 Biological Sciences 16,615 Direct DEB‐1542513 Amendment 001 47.074 Biological Sciences 23,859 Direct DEB‐1554375 47.074 Biological Sciences 48,102 Direct DEB‐1555997 Amendment 004 47.074 Biological Sciences 39,332 Direct DEB‐1556529 Amendment 003 47.074 Biological Sciences 164,976 Direct DEB‐1556649 Amendment 003 47.074 Biological Sciences 90,579 Direct DEB‐1845334 Am. 1 47.074 Biological Sciences 70,925 Direct DGE 1922512 47.076 Education and Human Resources 42,454 Direct DGE‐1545300 47.076 Education and Human Resources 17,112 Direct DGE‐1840377, Amend. 1 47.076 Education and Human Resources 36,743 Direct DMR 1452180 47.049 Mathematical and Physical Sciences 64,197 Direct DMR 1609782 47.049 Mathematical and Physical Sciences 52,167
(Continued)
‐ 55 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct DMR 1654318 47.049 Mathematical and Physical Sciences 121,647$ ‐ $ Direct DMR 1704456 47.049 Mathematical and Physical Sciences 137,011 Direct DMR 1708177 47.049 Mathematical and Physical Sciences 142,292 Direct DMR 1708874 47.049 Mathematical and Physical Sciences 135,972 Direct DMR 1741801 47.049 Mathematical and Physical Sciences 76,247 Direct DMR 1801993 47.049 Mathematical and Physical Sciences 182,342 Direct DMR 1806419 47.049 Mathematical and Physical Sciences 142,681 Direct DMR 1807124 47.049 Mathematical and Physical Sciences 169,884 Direct DMR 1838977 47.049 Mathematical and Physical Sciences 27,858 Direct DMR 1852044 47.049 Mathematical and Physical Sciences 70,185 Direct DMR 1911407 47.049 Mathematical and Physical Sciences 980 Direct DMR 1929311 47.049 Mathematical and Physical Sciences 6,371 Direct DMR 1944498 47.049 Mathematical and Physical Sciences 3,267 Direct DMR 1944557 47.049 Mathematical and Physical Sciences 7,658 Direct DMR 2003668 47.049 Mathematical and Physical Sciences 2,166 Direct DMR 2003706 47.049 Mathematical and Physical Sciences 1,942 Direct DMR‐1352271 47.049 Mathematical and Physical Sciences 42,441 Direct DMR‐1420013 47.049 Mathematical and Physical Sciences 2,889,639 Direct DMR‐1523036 47.049 Mathematical and Physical Sciences 45,284 Direct DMR‐1554609 47.049 Mathematical and Physical Sciences 90,788 Direct DMR‐1608238 47.049 Mathematical and Physical Sciences 95,967 Direct DMR‐1608937 47.049 Mathematical and Physical Sciences 63,353 Direct DMR‐1708287 47.049 Mathematical and Physical Sciences 88,781 Direct DMR‐1719692 47.049 Mathematical and Physical Sciences 108,696 Direct DMR‐1904853 47.049 Mathematical and Physical Sciences 53,790 Direct DMR‐1921629 47.049 Mathematical and Physical Sciences 218,965 Direct DMR‐1922165 47.049 Mathematical and Physical Sciences 100,035 Direct DMR‐2003454 47.049 Mathematical and Physical Sciences 37,049 Direct DMS 1712564 47.049 Mathematical and Physical Sciences 66,385 Direct DMS 1721216 47.049 Mathematical and Physical Sciences 48,904 Direct DMS 1752184 Am 001 47.070 Computer and Information Science and Engineering 57,623 Direct DMS 1839077 47.049 Mathematical and Physical Sciences 244,164 210,789 Direct DMS 1907583 47.049 Mathematical and Physical Sciences 49,954 Direct DMS 1912048 47.049 Mathematical and Physical Sciences 32,289 Direct DMS‐1344235 47.049 Mathematical and Physical Sciences 223,121 Direct DMS‐1349724 Am 5 47.049 Mathematical and Physical Sciences 77,551 Direct DMS‐1351590 47.049 Mathematical and Physical Sciences (501) Direct DMS‐1352216 47.049 Mathematical and Physical Sciences 102,407 Direct DMS‐1406279 Am 3 47.049 Mathematical and Physical Sciences 42,406 Direct DMS‐1560699 47.049 Mathematical and Physical Sciences 36,640 Direct DMS‐1565388 47.049 Mathematical and Physical Sciences 4,891 Direct DMS‐1659047 47.049 Mathematical and Physical Sciences 55,769 Direct DMS‐1661962 Am 2 47.049 Mathematical and Physical Sciences 53,971 Direct DMS‐1665007 47.049 Mathematical and Physical Sciences 47,869 Direct DMS‐1853357 47.049 Mathematical and Physical Sciences 2,974 Direct DMS‐1902903 47.049 Mathematical and Physical Sciences 78,810 3,849 Direct DMS‐1906129 47.049 Mathematical and Physical Sciences 45,380 Direct DMS‐1907391 47.049 Mathematical and Physical Sciences 152,240 Direct DMS‐1916014 47.049 Mathematical and Physical Sciences 18,557 Direct DMS‐2016216 Amendment No. 001 47.049 Mathematical and Physical Sciences 7,839 Direct DMS‐2022303 47.049 Mathematical and Physical Sciences 9,989 Direct DRL‐1417777 47.076 Education and Human Resources 183,576 18,939 Direct DRL‐1420572 47.076 Education and Human Resources 1,418 Direct DUE 1829157 47.076 Education and Human Resources 81,240 47,357 Direct DUE‐1238140 Am. 005 47.076 Education and Human Resources 34,555 34,555 Direct DUE‐1432383 47.076 Education and Human Resources 122,178 Direct DUE‐1432414 47.076 Education and Human Resources 240,590 Direct DUE‐1830121 47.076 Education and Human Resources 3,828
(Continued)
‐ 56 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct EAR 1951112 47.050 Geosciences 5,042$ ‐ $ Direct EAR‐1109762 47.050 Geosciences 33,119 Direct EAR‐1246761 am 022 47.050 Geosciences 69,749 40,289 Direct EAR‐1338322 47.050 Geosciences 540,439 Direct EAR‐1405030 47.050 Geosciences (148) Direct EAR‐1426772 47.050 Geosciences 33,894 Direct EAR‐1462347 Amendment 004 47.050 Geosciences 31,107 Direct EAR‐1502740 47.050 Geosciences 9,245 Direct EAR‐1550787 47.050 Geosciences 28,380 Direct EAR‐1550805 47.050 Geosciences 41,523 Direct EAR‐1550913 47.050 Geosciences 24,484 Direct EAR‐1602788 47.050 Geosciences 32,929 Direct EAR‐1620582 47.050 Geosciences 1,592 Direct EAR‐1620604 47.050 Geosciences 60,092 Direct EAR‐1624691 47.050 Geosciences 19,636 Direct EAR‐1642268 Am 5 47.050 Geosciences 452,421 Direct EAR‐1656969 47.050 Geosciences 29,339 Direct EAR‐1660873 Amendment 002 47.050 Geosciences 24,815 Direct EAR‐1754061 47.050 Geosciences 175,403 Direct EAR‐1755805 47.050 Geosciences 88,949 Direct EAR‐1803725 Amend 1 & 2 47.050 Geosciences 44,764 Direct EAR‐1807165 47.050 Geosciences 14,872 Direct EAR‐1812752 47.050 Geosciences 785 Direct EAR‐1813508 47.050 Geosciences 91,479 Direct EAR‐1827220 47.050 Geosciences 113,082 Direct EAR‐1827277 47.050 Geosciences 139,658 Direct EAR‐1847612 47.050 Geosciences 25,220 Direct EAR‐1849465 47.050 Geosciences 45,948 Direct EAR‐1850683 47.050 Geosciences 27,586 Direct EAR‐1904159 47.050 Geosciences 45,926 Direct EAR‐1916614 47.050 Geosciences 9,518 Direct EAR‐1925884 47.050 Geosciences 2,131 Direct EAR‐1946911 47.050 Geosciences 3,030 Direct ECCS 1453921 47.041 Engineering 204,617 Direct ECCS‐1343248 47.041 Engineering 79,913 Direct ECCS‐1508993 Am 1 47.041 Engineering 68,449 Direct ECCS‐1509040 47.041 Engineering 120,526 Direct ECCS‐1509277 47.041 Engineering 82,957 Direct ECCS‐1509543 Amendment 001 47.041 Engineering 9,578 Direct ECCS‐1542202 47.041 Engineering 737,448 48,604 Direct ECCS‐1936560 47.041 Engineering 80,086 Direct ECCS‐2018828 47.041 Engineering 71,444 Direct EF 1934496 47.074 Biological Sciences 84,154 Direct EF‐1241895 NCE Amendment 001 47.074 Biological Sciences 3,116 Direct EF‐1638519 Amendment 002 47.074 Biological Sciences 47,122 Direct EFMA 1741660 47.041 Engineering 382,496 324,331 Direct HRD‐1540661 47.076 Education and Human Resources 43,088 Direct ICER‐1643277 Am 3 47.050 Geosciences 50,679 Direct ICER‐1740697 47.050 Geosciences 60,666 Direct IIA‐1425256 47.076 Education and Human Resources (5,675) Direct IIP 1855021 47.041 Engineering 13,227 Direct IIP‐1439622 Am 7 47.041 Engineering 830,753 Direct IIP‐1439728 Am 11 47.041 Engineering 603,289 Direct IIP‐1745306 47.041 Engineering 9,255 Direct IIP‐1919036 47.041 Engineering 64,605 Direct IIP‐1919190 47.041 Engineering 59,286 Direct IIS 1525045 47.070 Computer and Information Science and Engineering 28,518 Direct IIS 1755895 47.070 Computer and Information Science and Engineering 98,670
(Continued)
‐ 57 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct IIS 1829786 47.070 Computer and Information Science and Engineering 3,978$ ‐ $ Direct IIS 1901099 47.070 Computer and Information Science and Engineering 84,556 Direct IIS 1908104 47.070 Computer and Information Science and Engineering 102,088 Direct IIS 1908711 47.070 Computer and Information Science and Engineering 10,946 Direct IIS 1927190 47.070 Computer and Information Science and Engineering 25,404 Direct IIS‐1251069 47.070 Computer and Information Science and Engineering (1,142) (1,142) Direct IIS‐1328722 Amendment 005 47.070 Computer and Information Science and Engineering 333,443 Direct IIS‐1422557 47.070 Computer and Information Science and Engineering 3,583 Direct IIS‐1422802 47.070 Computer and Information Science and Engineering 8,591 Direct IIS‐1427014 47.070 Computer and Information Science and Engineering 1,900 Direct IIS‐1447566 47.070 Computer and Information Science and Engineering 3,986 Direct IIS‐1447788 47.070 Computer and Information Science and Engineering 72,349 Direct IIS‐1704074 Am 001 47.070 Computer and Information Science and Engineering 155,890 109,507 Direct IIS‐1748541 47.070 Computer and Information Science and Engineering 34,855 Direct IIS‐1849107 47.070 Computer and Information Science and Engineering 142,026 Direct IIS‐1901423 47.070 Computer and Information Science and Engineering 158,923 Direct IIS‐1939606 Amendment 001 47.070 Computer and Information Science and Engineering 12,074 Direct IOS 1556674 47.074 Biological Sciences 110,565 Direct IOS 1645460 47.074 Biological Sciences 237,529 Direct IOS 1856724 47.074 Biological Sciences 126,878 Direct IOS 1933076 47.074 Biological Sciences 24,734 Direct IOS 1934384 47.074 Biological Sciences 105,379 67,075 Direct IOS‐1238812 47.074 Biological Sciences 97,040 Direct IOS‐1354745 47.074 Biological Sciences 46,357 Direct IOS‐1354809 Amendment No. 001 47.074 Biological Sciences 109 Direct IOS‐1452831 Amendment 003 47.074 Biological Sciences 98,673 Direct IOS‐1656318 Amendment 002 47.074 Biological Sciences 150,989 Direct IOS‐1802848 47.074 Biological Sciences 139,944 129,682 Direct IOS‐1856744 47.074 Biological Sciences 133,931 5,183 Direct IOS‐1914611 47.074 Biological Sciences 78,776 Direct IOS‐1933291 47.074 Biological Sciences 31,631 Direct IOS‐1935351 47.074 Biological Sciences 43,672 Direct IOS‐1935458 47.074 Biological Sciences 8,400 Direct MCB 1613677 47.074 Biological Sciences 96,655 Direct MCB 1613809 Amendment 002 47.074 Biological Sciences 138,708 Direct MCB 1715293 47.074 Biological Sciences 53,501 Direct MCB 1901145 47.074 Biological Sciences 72,620 Direct MCB 2017932 47.074 Biological Sciences 338 Direct MCB‐1518058 NCE 47.074 Biological Sciences 86,012 Direct MCB‐1616854 47.074 Biological Sciences 96,224 Direct MCB‐1915154 47.074 Biological Sciences 71,420 Direct OAC 1835530 47.070 Computer and Information Science and Engineering 344,904 Direct OAC 1934634 47.070 Computer and Information Science and Engineering 50,903 Direct OAC 1934721‐Amendment 001 47.070 Computer and Information Science and Engineering 125,464 Direct OAC 1938914 47.070 Computer and Information Science and Engineering 12,477 Direct OAC‐1916252 47.070 Computer and Information Science and Engineering 59,868 Direct OAC‐1931304 47.070 Computer and Information Science and Engineering 14,000 Direct OAC‐1939916 47.070 Computer and Information Science and Engineering 14,016 Direct OCE 1916123 47.050 Geosciences 7,568 Direct OCE 1916124 47.050 Geosciences 68,085 Direct OCE‐1426695 47.050 Geosciences 2,150 Direct OCE‐1434352 Amend 001 47.050 Geosciences 9,289 Direct OCE‐1434798 47.050 Geosciences 10,306 Direct OCE‐1623799 001 47.050 Geosciences 44,509 Direct OCE‐1635560 47.050 Geosciences 84,792 Direct OCE‐1638454 47.050 Geosciences 7,259 Direct OCE‐1736677 47.050 Geosciences 155,662 Direct OCE‐1737368 47.050 Geosciences 268,079
(Continued)
‐ 58 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct OCE‐1822556 Amendment 005 & 006 47.050 Geosciences 325,372$ ‐ $ Direct OCE‐1822557 amend. 4 47.050 Geosciences 80,006 Direct OCE‐2016614 47.050 Geosciences 35,289 Direct OPP 1916982 47.050 Geosciences 27,982 Direct OPP‐1744989 47.050 Geosciences 122,054 Direct OPP‐2001033 47.078 Polar Programs 5,139 Direct PHY 1705603 47.049 Mathematical and Physical Sciences 28,017 Direct PHY 1757388 Am 2 47.049 Mathematical and Physical Sciences 109,668 Direct PHY 1806630 47.049 Mathematical and Physical Sciences 121,174 Direct PHY 1806798 47.049 Mathematical and Physical Sciences 110,470 Direct PHY‐1255410 am 004 47.049 Mathematical and Physical Sciences 15,010 Direct PLR 1638970 47.050 Geosciences 563,459 Direct PLR‐1419935 006 amend 8 47.050 Geosciences 668,937 Direct PLR‐1559691 A10 47.050 Geosciences 3,140,206 410,208 Direct SES 1729117 47.075 Social, Behavioral, and Economic Sciences 38,528 Direct SES 1917198 47.075 Social, Behavioral, and Economic Sciences 49,463 Direct SES‐1357452 Amd 8 47.075 Social, Behavioral, and Economic Sciences 993,076 Passthrough: American Physical Society CWC‐047 47.049 Mathematical and Physical Sciences 14,464 Arkansas State University 17‐106‐19 47.070 Computer and Information Science and Engineering 6,564 BSCS Science Learning 18‐006 47.076 Education and Human Resources 86,815 California Institute of Technology S386510 (Formerly 44E‐1098314) 47.050 Geosciences 71,333 Carnegie Mellon University 1122455‐370030 47.075 Social, Behavioral, and Economic Sciences 21,068 Carnegie Mellon University 1122767‐428510 47.070 Computer and Information Science and Engineering 4,270 Carnegie Mellon University 1123422‐427030 47.070 Computer and Information Science and Engineering 78,495 Colorado State University G‐35866‐01/DEB‐1413925 47.074 Biological Sciences 22,490 Cornell University 76961‐10788 and 76961‐ 10341 47.074 Biological Sciences 305,249 Cornell University 7878877‐10864 Am 4 47.049 Mathematical and Physical Sciences 70,706 Cornerstone Genomics, LLC 1843341 47.041 Engineering 74,250 Cryoocyte, Inc 1913772‐01 47.041 Engineering 50,749 Dordt University No Award Number 47.070 Computer and Information Science and Engineering 9,628 Florida Atlantic University UR‐K161 47.074 Biological Sciences 10,602 Insight Sensing Corporation CON‐77723 47.041 Engineering 43,279 Iowa State University 420‐72‐24/420‐72‐45 47.041 Engineering (17) J Craig Venter Institute JCVI‐18‐019 Mod. 1 47.074 Biological Sciences 69,209 Johns Hopkins University 157142 47.050 Geosciences 34,583 Johns Hopkins University 2003129510 Amd 4 47.075 Social, Behavioral, and Economic Sciences 123,635 Kansas State University S15204 47.074 Biological Sciences (15,957) Louisiana State University PO‐0000082336 Am. 1 47.074 Biological Sciences 107,467 Maricopa Community Colleges GCC02‐100065287 am 4 47.076 Education and Human Resources 74,385 Michigan State University RC104177UMINN 47.049 Mathematical and Physical Sciences 9,224 Michigan State University RC108100UMN Amendment 2 47.074 Biological Sciences 70,369 Michigan Technological University Sub #1603040Z4 PO # P0098194 47.041 Engineering 136,465 Middle Tennessee State University 537225‐77778‐01 Am 2 47.076 Education and Human Resources 39,654 Missouri Botanical Garden NSF08115UOMTC 47.074 Biological Sciences 8,980 New Jersey Institute of Technology 997213 PO#UP006596 47.041 Engineering 29,896 Pennsylvania State University 5556‐UM‐NSF‐6863 Am. 3 47.074 Biological Sciences 130,786 Pennsylvania State University 5942‐UM‐NSF‐4313 47.049 Mathematical and Physical Sciences 75,160 Princeton University SUB0000265‐1 47.070 Computer and Information Science and Engineering 159,974 Princeton University SUB0000351 47.041 Engineering 205,542 Purdue University 10001257‐013 47.070 Computer and Information Science and Engineering 200,261 St Cloud State University PO 73798/Req 106604097 47.076 Education and Human Resources 56,632 Stanford University 61942785‐134448 47.049 Mathematical and Physical Sciences 280,228 The University of Arizona 125164, Amendment 5 47.050 Geosciences 4,012 The University of Arizona 377534 47.049 Mathematical and Physical Sciences (938) The University of Arizona Subaward #544293 47.049 Mathematical and Physical Sciences 4,352 The University of Georgia SUB00000903 (formerly: RC371‐288/S000903 47.074 Biological Sciences (9,651) The University of Utah 10043662‐S1 47.049 Mathematical and Physical Sciences 139,967
(Continued)
‐ 59 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
The University of Utah 10047899‐MINN/PO U000152712 47.041 Engineering 126,724$ ‐ $ The University of Utah Sub. 10043668‐UMD 47.050 Geosciences 29,372 University of California, San Diego 109256450 MP invoice # S9002104 A1 47.049 Mathematical and Physical Sciences 66,712 University of California, San Diego 1740089 47.076 Education and Human Resources 2,000 University of California, San Diego 79408827 (MP invoice #S9001468) Amd 004 47.074 Biological Sciences 195,438 University of California, Davis A18‐0585‐S002‐A01 47.075 Social, Behavioral, and Economic Sciences 18,976 University of California, Santa Barbara KK1989 Amendment 1 47.074 Biological Sciences 278,170 University of California, Santa Cruz A16‐0434‐S001‐P0604315 47.049 Mathematical and Physical Sciences 2,919 University of Chicago FP062488‐01‐PR Am 1 47.049 Mathematical and Physical Sciences 36,359 University of Florida UFDSP00011886 Project P005335 47.075 Social, Behavioral, and Economic Sciences 28,530 University of Hawaii at Manoa MA1349 47.075 Social, Behavioral, and Economic Sciences 6 University of Maryland 58686‐Z4808003 Amendment B 47.074 Biological Sciences 214,622 University of Maryland 84553‐Z3275201 47.075 Social, Behavioral, and Economic Sciences 32,920 University of Michigan 3004214949 47.041 Engineering 55 University of Michigan 3004628722 47.041 Engineering 58,538 University of Michigan PO‐3005121088/SUBK00008284 47.074 Biological Sciences 35,741 University of Michigan SUBK00008483, PO 3005200385/1805085 47.041 Engineering 49,100 University of Nebraska‐Lincoln 25‐0536‐0049‐004 47.076 Education and Human Resources 24,123 University of Notre Dame PHY‐1806631 ‐ MN Sub 47.049 Mathematical and Physical Sciences 2,206 University of South Carolina 18‐3488, PO 2‐36691/USC 17880‐FA17, Am 1 47.041 Engineering 5,273 University of South Dakota UP1700296‐UMN1 47.079 Office of International Science and Engineering 71,244 University of Southern California 87387869 47.083 Integrative Activities 22,087 University of St Thomas 2018‐33‐01 47.070 Computer and Information Science and Engineering 10,558 University of Texas Rio Grande Valley 1523577 (1) 47.049 Mathematical and Physical Sciences 26,685 University of Texas Rio Grande Valley 1906885 47.076 Education and Human Resources 7,911 University of Washington UWSC 10747/BPO #34724 47.041 Engineering 100,023 University of Wisconsin‐Madison 600K110 Amendment 4 47.074 Biological Sciences 328,636 University of Wisconsin‐Madison 631K050 PTE Fed#1503408 am 6 47.049 Mathematical and Physical Sciences 596,014 University of Wisconsin‐River Falls 2014‐200 47.076 Education and Human Resources 19,470 Washington State University 133480‐G003951 Amend. 1 47.041 Engineering 36,880 United States Postal Service Direct CON000000081477 (USPS‐J Dworkin‐Strack LOU) 99.C01 Contract ‐ United States Postal Service 9,100 Direct 6HQOIG‐19‐B‐0081 Am 002 99.C01 Contract ‐ United States Postal Service 63,968
Total Research and Development Cluster 538,179,227 76,121,647
Student Financial Aid Department of Agriculture, National Institute of Food and Agriculture Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 101,687 Department of Education Direct 84.007 Federal Supplemental Educational Opportunity Grants 4,628,643 Direct 84.033 Federal Work‐Study Program 3,475,104 Direct 84.063 Federal Pell Grant Program 43,569,260 Direct 84.268 Federal Direct Student Loans 362,177,855 Direct 84.379 Teacher Education Assistance for College and Higher Education Grants (TEACH Grants) 55,228 Department of Health and Human Services Direct 93.342 Health Professions Student Loans, Including Primary Care Loans/Loans for Disadvantaged Students 3,937,723
Total Student Financial Aid 417,945,500 ‐
(Continued)
‐ 60 ‐
UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
477 Cluster Department of Health and Human Services, Administration for Children and Families Passthrough: MN Department of Health No Award Number 93.558 Temporary Assistance for Needy Families 175,325$ ‐ $ MN Department of Human Services GRK 135734 93.558 Temporary Assistance for Needy Families 135,597 MN Department of Human Services PTK 145321 93.558 Temporary Assistance for Needy Families 1,357
Total 477 Cluster 312,279 ‐
CCDF Cluster Department of Health and Human Services, Administration for Children and Families Direct 90YE0211‐01‐01 93.575 Child Care and Development Block Grant 21,572 Passthrough: Child Trends, Inc 17105.UMinnesota.01 93.575 Child Care and Development Block Grant 53,542 MN Department of Human Services 114205 Am. No. 2 93.575 Child Care and Development Block Grant 29,059 MN Department of Human Services GRK149870 93.575 Child Care and Development Block Grant 50,580
Total CCDF Cluster 154,753 ‐
Federal Transit Cluster Department of Transportation, Federal Transit Administration Passthrough: MN Metropolitan Council SG‐2016‐008 20.507 Federal Transit Formula Grants 8,478 MN Metropolitan Council SG‐2019‐009 20.507 Federal Transit Formula Grants 119,651 9,100
Total Federal Transit Cluster 128,129 9,100
Fish and Wildlife Cluster Department of the Interior, U.S. Fish and Wildlife Service Passthrough: MN Department of Natural Resources Master 143989, W.O. 151279 15.611 Wildlife Restoration and Basic Hunter Education 1,104 MN Department of Natural Resources SWIFT 144158 T‐Number 1929B Amd 1 15.611 Wildlife Restoration and Basic Hunter Education 7,241 MN Department of Natural Resources SWIFT 160131 T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 55,965 MN Department of Natural Resources SWIFT 164841 T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 30,000 MN Department of Natural Resources SWIFT 164856 under T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 17,838 MN Department of Natural Resources SWIFT 165231, T‐Number 1929B 15.611 Wildlife Restoration and Basic Hunter Education 15,637
Total Fish and Wildlife Cluster 127,785 ‐
Food Distribution Cluster Department of Agriculture, Food and Nutrition Service Passthrough: Hunger Solutions Minnesota No Award Number 10.568 Emergency Food Assistance Program (Administrative Costs) 37,282
Total Food Distribution Cluster 37,282 ‐
Health Center Program Cluster Department of Health and Human Services, Health Resources and Services Administration Direct 1 H8CCS34767‐01‐00 93.224 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the
Homeless, and Public Housing Primary Care) COVID‐19 63,223 Direct 1 H8DCS360680100 93.224 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the
Homeless, and Public Housing Primary Care) COVID‐19 684,396 Direct 6 H80CS00241‐18‐06 93.224 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the
Homeless, and Public Housing Primary Care) 2,026,681 Health Center Program (Community Health Centers, Migrant Health Centers, Health Care for the
Direct 6 H80CS00241‐19‐01 93.224 Homeless, and Public Housing Primary Care) 541,524
Total Health Center Program Cluster 3,315,824 ‐
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Highway Planning and Construction Cluster Department of Transportation, Federal Highway Administration Passthrough: MN Department of Transportation 1003325 WO 132 20.205 Highway Planning and Construction 15,662$ ‐ $ MN Department of Transportation 1003325 Work Order 136 20.205 Highway Planning and Construction 41,252 MN Department of Transportation 1035427 20.205 Highway Planning and Construction 50,039 MN Department of Transportation MnDOT Agreement No. 1036299 20.205 Highway Planning and Construction 896 MN Metropolitan Council SG‐2019‐021 20.205 Highway Planning and Construction 15,000
Total Highway Planning and Construction Cluster 122,849 ‐
Highway Safety Cluster Department of Transportation, National Highway Traffic Safety Administration Passthrough: City of Duluth Damion 2018‐12501 20.600 State and Community Highway Safety 3,595 City of Duluth No Award Number 20.600 State and Community Highway Safety 3,166 MN Department of Public Safety A‐ADMIN19‐2019‐UMREGENTS‐002 20.600 State and Community Highway Safety 27,332 MN Department of Public Safety A‐ADMIN20‐2020‐UMREGENTS‐002 20.600 State and Community Highway Safety 78,235 MN Department of Public Safety PT_176026_PO_3‐66925 20.600 State and Community Highway Safety 486
Total Highway Safety Cluster 112,814 ‐
SNAP Cluster Department of Agriculture, Food and Nutrition Service Passthrough: MN Department of Human Services 165331 10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program 3,191,958 MN Department of Human Services GRK%116730/300049222 10.561 State Administrative Matching Grants for the Supplemental Nutrition Assistance Program 3,555,711
Total SNAP Cluster 6,747,669 ‐
Special Education Cluster (IDEA) Department of Education, Office of Special Education and Rehabilitative Services Passthrough: MN Department of Education 103568 Am 2 84.173 Special Education Preschool Grants 183,813
Total Special Education Cluster (IDEA) 183,813 ‐
TRIO Cluster Department of Education, Office of Postsecondary Education Direct P042A150142 ‐ 19 84.042 TRIO Student Support Services 276,455 Direct P042A160173‐19 Mod 5 84.042 TRIO Student Support Services 391,121 Direct P047A141195 ‐ 18 84.047 TRIO Upward Bound 1,663 Direct P047A170735 84.047 TRIO Upward Bound 552,773 Direct P047A190626 84.047 TRIO Upward Bound 610,635 Direct P217A170152‐19 Action 4 84.217 TRIO McNair Post‐Baccalaureate Achievement 356,718 Direct P217A170298 ‐ 19 84.217 TRIO McNair Post‐Baccalaureate Achievement 230,866
Total TRIO Cluster 2,420,231 ‐
Total Clustered Programs 969,788,155 76,130,747
NON CLUSTERED PROGRAMS Higher Education Emergency Relief Fund (HEERF) Department of Education Direct NS Prog CARES/COVID‐19‐HEERF Student Awards 84.425E Education Stabilization Fund COVID‐19 8,272,354
Total Higher Education Emergency Relief Fund (HEERF) 8,272,354 ‐
Public Service Agency for International Development Direct AID‐OAA‐A‐15‐00014 MOD#23 98.001 USAID Foreign Assistance for Programs Overseas 4,980,062 2,818,431 Passthrough: FHI 360 Disaster Relief Fund PO17003103 Amendment 3 98.001 USAID Foreign Assistance for Programs Overseas 609
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Corporation for National and Community Service Direct 17SRNMN001 94.002 Retired and Senior Volunteer Program 59,134$ ‐ $ Direct 20SRNMN005 94.002 Retired and Senior Volunteer Program 2,129 Department of Agriculture Direct 14‐DG‐11132762‐393 10.CXX Contract‐Department of Agriculture 1 Direct 14‐DG‐11132762‐443 10.UXX Unid CFDA‐Department of Agriculture 86,341 Direct FSIS‐C‐28‐2019 10.CXX Contract‐Department of Agriculture 110,091 Department of Agriculture, Agricultural Marketing Service Direct 16FMPPMN0025 10.168 Farmers Market Promotion Program 115,584 Passthrough: MN Department of Agriculture 148646/PO 3000029758 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 49,387 MN Department of Agriculture 148656/PO 3000029760 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 27,014 MN Department of Agriculture 167515/PO 3000034004 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 16,145 MN Department of Agriculture 167516/PO 30000034003 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 9,644 MN Department of Agriculture SWIFT 117413/PO 21786 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 3,148 MN Department of Agriculture SWIFT No. 149093/PO 3000029855 10.170 Specialty Crop Block Grant Program ‐ Farm Bill 10,159 Department of Agriculture, Agricultural Research Service Direct 58‐5030‐7‐052/Prime:58‐5030‐7‐043/3TZ640 10.001 Agricultural Research Basic and Applied Research 2,469 Passthrough: Iowa State University 021220A 10.001 Agricultural Research Basic and Applied Research 12,588 Department of Agriculture, Animal and Plant Health Inspection Service Direct AP18VSNVSL00C032 10.025 Plant and Animal Disease, Pest Control, and Animal Care 9,759 Direct AP18VSNVSL00C038 Amd# 0001 10.025 Plant and Animal Disease, Pest Control, and Animal Care 100,803 Direct AP19VSNVSL00C009 10.025 Plant and Animal Disease, Pest Control, and Animal Care 254,271 Direct AP19VSNVSL00C036 10.025 Plant and Animal Disease, Pest Control, and Animal Care 158,042 Department of Agriculture, Economic Research Service Direct 58‐3000‐6‐0037 10.250 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations 2,897 Direct 59‐1000‐9‐0023 Am 1 10.250 Agricultural and Rural Economic Research, Cooperative Agreements and Collaborations 28,136 Passthrough: Syracuse University 30643‐05091‐S01 10.253 Consumer Data and Nutrition Research 19,611 Department of Agriculture, Farm Service Agency Direct 2018‐70026‐28936 10.421 Indian Tribes and Tribal Corporation Loans 95,556 Direct 27‐015‐0416007513 10.435 State Mediation Grants 258,462 Direct 49 10.435 State Mediation Grants 122,337 Department of Agriculture, Food and Nutrition Service Passthrough: MN Department of Education 149325/PO 3000019027 10.574 Team Nutrition Grants (282) MN Department of Education 170324/PO 3000022020 10.575 Farm to School Grant Program 1,691 Department of Agriculture, Food Safety and Inspection Service Direct FSIS‐C‐28‐2018 10.479 Food Safety Cooperative Agreements 98,135 Department of Agriculture, Foreign Agricultural Service Direct FX17TA‐10960R007 10.960 Technical Agricultural Assistance 14,993 Direct FX18BF‐10777R034 10.777 Norman E. Borlaug International Agricultural Science and Technology Fellowship 5,948 Direct FX19CO‐10962R027 10.962 Cochran Fellowship Program‐International Training‐Foreign Participant 39,091 Direct FX19TA‐10960R012 10.960 Technical Agricultural Assistance 11,898 Direct TA‐CR‐15‐059 Amd 0001 10.960 Technical Agricultural Assistance 72,378 22,000 Department of Agriculture, Forest Service Direct 17‐DG‐11420004‐277 10.674 Wood Utilization Assistance 32,899 28,514 Direct 19‐CA‐11111169‐029 10.674 Wood Utilization Assistance 2,201 Direct 19‐DG‐11420000‐076 10.674 Wood Utilization Assistance 23,085 Passthrough: MN Department of Natural Resources 121410/PO 3‐109137 10.664 Cooperative Forestry Assistance 41,834 MN Department of Natural Resources 150655 Amd 2 10.675 Urban and Community Forestry Program 151,587 MN Department of Natural Resources 169962/3‐164239 10.675 Urban and Community Forestry Program 57,313 MN Department of Natural Resources 170204 10.678 Forest Stewardship Program 24,004
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Department of Agriculture, National Institute of Food and Agriculture Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 332$ ‐ $ Direct NS Prog USDA Smith Lever Funds 10.511 Smith‐Lever Funding (Various Programs) 10,070,626 Direct NS Prog USDA Renewable Resource Program Funds 10.515 Renewable Resources Extension Act and National Focus Fund Projects 26,533 Direct 0721776072017‐38640‐26916 10.215 Sustainable Agriculture Research and Education 5,850 Direct 2014‐38413‐21825 10.220 Higher Education ‐ Multicultural Scholars Grant Program (42,385) Direct 2014‐41520‐22191 Am 8 10.500 Cooperative Extension Service 98,726 84,669 Direct 2015‐41520‐23815 am 5 10.500 Cooperative Extension Service 219,650 Direct 2015‐70017‐22874 Amd #2 10.311 Beginning Farmer and Rancher Development Program 46,055 Direct 2016‐46401‐25869 10.500 Cooperative Extension Service 15,240 1,666 Direct 2017‐38504‐27122 10.319 Farm Business Management and Benchmarking Competitive Grants Program 102,634 30,462 Direct 2017‐41580‐26921 10.500 Cooperative Extension Service 77,376 Direct 2017‐46401‐27163 10.500 Cooperative Extension Service 25,686 2,807 Direct 2017‐70006‐27278 10.329 Crop Protection and Pest Management Competitive Grants Program 213,000 Direct 2018‐38504‐28733 10.319 Farm Business Management and Benchmarking Competitive Grants Program 147,538 19,643 Direct 2018‐41520‐28908 Am 4 10.500 Cooperative Extension Service 590,262 142,072 Direct 2018‐46100‐28784 10.500 Cooperative Extension Service 146,296 17,196 Direct 2018‐70017‐28605 10.311 Beginning Farmer and Rancher Development Program 295,017 35,551 Direct 2018‐70020‐28864 10.328 National Food Safety Training, Education, Extension, Outreach, and Technical Assistance
Competitive Grants Program 65,309 Direct 2019‐38504‐30097 10.319 Farm Business Management and Benchmarking Competitive Grants Program 212,298 Direct 2019‐41520‐30099 10.500 Cooperative Extension Service 22,116 Direct 2019‐46100‐30279 10.500 Cooperative Extension Service 50,994 23,682 Direct 2019‐49400‐30459 10.311 Beginning Farmer and Rancher Development Program 116,053 Passthrough: Amherst H Wilder Foundation 2017‐33800‐27060 Amendment 1 10.225 Community Food Projects 19,113 Auburn University 15‐CHS‐205205‐UM/20154877024368 10.200 Grants for Agricultural Research, Special Research Grants 135,711 Auburn University 20‐HDFS‐205212‐UM 10.500 Cooperative Extension Service 30,037 Iowa State University 4163031C/2018‐70020‐28877 10.328 National Food Safety Training, Education, Extension, Outreach, and Technical Assistance
Competitive Grants Program 3,774 Iowa State University 416‐41‐15Y 10.200 Grants for Agricultural Research, Special Research Grants 2,166 Iowa State University 416‐41‐15Z/2014‐38500‐22138 10.200 Grants for Agricultural Research, Special Research Grants 3,373 Main Street Project No Award Number 10.311 Beginning Farmer and Rancher Development Program 13,386 Michigan State University RC108266UMN/2018‐68008‐27887 10.310 Agriculture and Food Research Initiative (AFRI) 7,415 Michigan State University RC110122UMN 10.303 Integrated Programs 13,710 1,410 Michigan State University RC110122UMN2 (formerly:RC107820I) 10.303 Integrated Programs 9,189 North Central Risk Mgmt Education Center 2018‐70027‐28586/Sub 25‐6324‐0187‐013 10.500 Cooperative Extension Service 34,118 4,800 South Dakota State University 3TC495 10.217 Higher Education ‐ Institution Challenge Grants Program 2,823 Texas A & M University S18‐0902‐502013 10.217 Higher Education ‐ Institution Challenge Grants Program 19,681 University of Nebraska‐Lincoln 2018‐70027‐28586/Sub 25‐6324‐0187‐016 10.500 Cooperative Extension Service 35,478 2,536 University of Nebraska‐Lincoln 25‐6324‐0150‐311/2015‐49200‐24226 10.500 Cooperative Extension Service 5,272 University of Nebraska‐Lincoln 25‐6324‐0187‐009 10.500 Cooperative Extension Service 19,986 University of Nebraska‐Lincoln 25‐6324‐0187‐109 10.500 Cooperative Extension Service 3,158 White Earth Tribal & Community College 404459‐43007/2018‐47002‐28632 10.500 Cooperative Extension Service 13,365 Department of Agriculture, Natural Resources Conservation Service Direct NR183A750008G011 10.912 Environmental Quality Incentives Program 249,511 Direct NR183A750025C018 10.903 Soil Survey 23,612 Direct NR1874820002C002 10.902 Soil and Water Conservation 78,951 35,566 Department of Agriculture, Rural Business Cooperative Service Direct 138169065 10.868 Rural Energy for America Program 43,849 Direct 138169065 10.868 Rural Energy for America Program 3,962 Department of Agriculture, USDA, Office of the Chief Economist Direct 58‐0111‐19‐008 10.290 Agricultural Market and Economic Research 11,120 Direct 58‐0111‐19‐020 10.290 Agricultural Market and Economic Research 36,702
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Department of Commerce, Economic Development Administration Direct ED16CHI3030035 Am 3 11.303 Economic Development Technical Assistance 142,341$ ‐ $ Direct ED18CHI3030032 11.303 Economic Development Technical Assistance 79,510 Department of Commerce, National Oceanic and Atmospheric Administration Direct NA14OAR4170080 Amend. 15 11.417 Sea Grant Support 32,856 Direct NA18NOS4290001 11.429 Marine Sanctuary Program 339 Direct NA18OAR4170101 Amend. 13 11.417 Sea Grant Support 1,082,840 Direct NA18OAR4170127 Amendment 1 11.417 Sea Grant Support 11,667 Direct NA19OAR4170017 Amend. 1 11.417 Sea Grant Support 37,439 Direct NA19OAR4170388 11.417 Sea Grant Support 52,080 20,303 Direct NA20OAR4170053 11.417 Sea Grant Support 25,368 Passthrough: City of Duluth No Award Number 11.419 Coastal Zone Management Administration Awards 11,906 MN Department of Natural Resources 170295/3000164592 mod 1 11.419 Coastal Zone Management Administration Awards 159 Univ of Illinois at Urbana‐Champaign 089354‐16822 Amend. 1 11.432 National Oceanic and Atmospheric Administration (NOAA) Cooperative Institutes 3,145 Department of Defense Direct FA8810‐17‐P‐0001 12.CXX Contract‐Department of Defense 108,861 Direct NAFBA1‐19‐M‐0065 12.CXX Contract‐Department of Defense 186,642 Passthrough: General Dynamics 07ESM758877 12.CXX Contract‐Department of Defense 74,125 Purdue University 13000771‐038 12.CXX Contract‐Department of Defense 97,243 Department of Defense, Dept of the Navy Direct N00014‐15‐1‐2391 A00001 12.300 Basic and Applied Scientific Research 30,220 Direct N00014‐19‐1‐2018 P00002 12.300 Basic and Applied Scientific Research 210,353 Passthrough: Texas Tech University 21C247‐01 12.300 Basic and Applied Scientific Research 27 Department of Defense, Office of the Secretary of Defense Passthrough: Michigan State University RC109498‐UMN 12.550 The Language Flagship Grants to Institutions of Higher Education 1,266 Department of Education Passthrough: MN Department of Human Services PTK%120385 Mod 1 84.412 Race to the Top Early Learning Challenge 69,080 Department of Education, Institute of Education Sciences Direct R324A180178‐19 Action 4 84.324 Research in Special Education 242,036 Passthrough: MN Office of Higher Education #120157 84.372 Statewide Longitudinal Data Systems 37,044 MN Office of Higher Education 169718 84.372 Statewide Longitudinal Data Systems 39,315 Department of Education, Office of Elementary and Secondary Education Passthrough: MN Department of Education 104284/PO 3000012247 84.368 Competitive Grants for State Assessments (formerly Grants for Enhanced Assessment Instruments) 1,411,184 University of Wisconsin‐Madison 0000000422 84.283 Comprehensive Centers 207,386 Department of Education, Office of Postsecondary Education Direct P015A140101 ‐ 17 Action 5 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and
International Studies Program and Foreign Language and Area Studies Fellowship Program 5,195 Direct P015B180116 84.015 National Resource Centers Program for Foreign Language and Area Studies or Foreign Language and
International Studies Program and Foreign Language and Area Studies Fellowship Program 248,437 Direct P031X150001 ‐ 19 84.031 Higher Education Institutional Aid 682,627 Direct P200A150036 A4 84.200 Graduate Assistance in Areas of National Need 36,045 Direct P382B160009‐19 Act 4 84.382 Strengthening Minority‐Serving Institutions 368,079 Passthrough: Central Lakes College PO31F180002 84.031 Higher Education Institutional Aid 57,378 Department of Education, Office of Special Education and Rehabilitative Services Direct H325K120212‐16 Action 8 84.235 Rehabilitation Services Demonstration and Training Programs 1,698 Direct H325K150304 ‐ 18 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 97,427
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct H326G160001 ‐19 Action 8 84.326 Special Education Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities 2,098,171$ 679,296$
Direct H326Y170004 ‐19 action 4 84.326 Special Education Technical Assistance and Dissemination to Improve Services and Results for Children with Disabilities 1,904,219 965,455
Direct H327S170015 ‐19 Action 4 84.327 Special Education Educational Technology Media, and Materials for Individuals with Disabilities 483,954 Passthrough: Assoc of Univ Centers on Disabilities 01‐19‐8829/H418T140002‐14C 84.418 Promoting Readiness of Minors in Supplemental Security Income 35,046 Assoc of Univ Centers on Disabilities 22‐16‐8829 84.418 Promoting Readiness of Minors in Supplemental Security Income (332) MN Department of Education SWIFT 101069 Am 2 84.181 Special Education‐Grants for Infants and Families 81,291 The University of Texas at Austin UTA16‐001046 84.326 Special Education Technical Assistance and Dissemination to Improve Services and
Results for Children with Disabilities 62,742 Vanderbilt University UNIV 58780 (previously 2920‐018447) 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 114,287 Department of Energy Passthrough: MN Department of Commerce 122344/9240 81.UXX Unid CFDA‐Department of Energy 69,559 MN Department of Commerce 153429 81.UXX Unid CFDA‐Department of Energy 3,686 MN Department of Commerce 169704/3‐12886 81.UXX Unid CFDA‐Department of Energy 5,682 Department of Health and Human Services Direct NS Prog DHHS‐CDC IPA 93.UXX Unid CFDA‐Department of Health and Human Services 235,194 Passthrough: MDRC No Award Number 93.CXX Contract‐Department of Health and Human Services 5,000 The Lewin Group Proj. # 01.05645.170/75FCMC19F0007 93.CXX Contract‐Department of Health and Human Services 28,590 Department of Health and Human Services, Administration for Children and Families Direct 90CT7004‐03‐00 93.648 Child Welfare Research Training or Demonstration 195,354 36,983 Direct 90CT7004‐04‐00 93.648 Child Welfare Research Training or Demonstration 232,609 28,221 Passthrough: MN Department of Health Grant Agreement #108414 ‐ Amendment 1 93.092 Affordable Care Act (ACA) Personal Responsibility Education Program 89,038 MN Department of Human Services GRK 129752 93.658 Foster Care Title IV‐E 379,379 MN Department of Human Services JPK% 156215 93.566 Refugee and Entrant Assistance State/Replacement Designee Administered Programs 26,862 The Research Foundation of SUNY Subcontract Award Number 18‐13‐79280 93.648 Child Welfare Research Training or Demonstration 17,075 University at Albany, SUNY 13‐82905 93.648 Child Welfare Research Training or Demonstration 79,270 Department of Health and Human Services, Administration for Community Living (ACL) Direct 90ARCP0002‐03‐00 93.433 ACL National Institute on Disability, Independent Living, and Rehabilitation Research 81,307 Direct 90DDUC0070‐01‐00 93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service 16,386 Direct 90DDUC0070‐02‐02 93.632 University Centers for Excellence in Developmental Disabilities Education, Research, and Service 513,316 Direct 90DNPA0001‐01‐00 93.631 Developmental Disabilities Projects of National Significance 84,754 43,430 Direct 90DNPA0001‐02‐01 93.631 Developmental Disabilities Projects of National Significance 239,557 23,344 Passthrough: Nat'l Assoc of States United for Aging No Award Number 93.631 Developmental Disabilities Projects of National Significance 1,922 Department of Health and Human Services, Agency for Healthcare Research and Quality Direct 75Q80119F32009/HHSA290201500008I TO #1 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 11,007 Direct 75Q80119F32009/HHSA29032007T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 713,051 Direct 75Q80119F32009/HHSA290201500008I 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 12,784 Direct 75Q80120D00008/75Q80120F32001 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 14,714 Direct HHSA290201500008I/HHSA29032005T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 70,193 57,519 Direct HHSA290201500008I/HHSA29032006T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 22,430 Direct UPIID: 75Q80119F32008/HHSA29032008T 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 271,628 61,765 Passthrough: Impaq International, LLC Internal Contract # 2810 93.C03 Contract‐Department of Health and Human Services‐Agency for Health Care Policy and Research 67,180 Department of Health and Human Services, Centers for Disease Control and Prevention Direct 200‐2016‐92268 Order 0005 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 209,288 Direct 200‐2017‐92107/75D30120F00004 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 269,824 Direct 5 NU53DD000007‐02‐00 93.998 Autism and Other Developmental Disabilities, Surveillance, Research, and Prevention 509,859 Direct 5U48DP005022‐05‐01 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 253,070
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Direct 6 NU1ROT000005‐01‐03 93.391 Activities to Support State, Tribal, Local and Territorial (STLT) Health Department Response to Public Health or Healthcare Crises 593,893$ 249,578$
Direct 6 NU53DD001171‐04‐04 93.073 Birth Defects and Developmental Disabilities ‐ Prevention and Surveillance (2,377) Direct 6 U48DP006414‐01‐03 93.135 Centers for Research and Demonstration for Health Promotion and Disease Prevention 501,141 Direct 75D30119D03754 Task Order‐Option Year 1 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 76,485 Direct 75D30119D03922 Order 2 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 55,622 Passthrough: Assoc of Univ Centers on Disabilities 36‐18‐8812 93.424 NON‐ACA/PPHF ‐ Building Capacity of the Public Health System to Improve Population Health
through National Nonprofit Organizations 4,233 Assoc of Univ Centers on Disabilities AEA 2016‐2018 93.073 Birth Defects and Developmental Disabilities ‐ Prevention and Surveillance 6,169 Fairview Health Services CON000000037589 93.080 Blood Disorder Program: Prevention, Surveillance, and Research 9,986 MN Department of Health 000512145‐006 93.184 Disabilities Prevention 24,764 MN Department of Health 119614/45452 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 17,119 MN Department of Health 141686, amendment 1 93.084 Prevention of Disease, Disability, and Death by Infectious Diseases 1,757 MN Department of Health 156167 93.C05 Contract‐Department of Health and Human Services‐Centers for Disease Control 20,561 MN Department of Health 173545/PO 3‐73008 93.426 Improving the Health of Americans through Prevention and Management of Diabetes and Heart Disease and Stroke 13,795 MN Department of Health 3‐108747 Amend 7 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 14,867 MN Department of Health Grant # 133014 (PO# 3000052657) 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 45,918 MN Department of Health H1201‐3000068209 (Contract# 164600) 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 164,883 MN Department of Health H1201‐3000068545 (Contract# 165001) 93.323 Epidemiology and Laboratory Capacity for Infectious Diseases (ELC) 1,055 MN Department of Health SWIFT 155913/PO 3‐76001 93.426 Improving the Health of Americans through Prevention and Management of Diabetes and Heart Disease and Stroke 133,200 21,425 MN Department of Health Swift contract 107507 Amendment #5 93.283 Centers for Disease Control and Prevention Investigations and Technical Assistance 172,173 The University of Iowa S00451‐01/5 U54OH007548‐18‐00 93.262 Occupational Safety and Health Program 5,524 Wisconsin Department of Health Services 42406 93.136 Injury Prevention and Control Research and State and Community Based Programs 3,779 Department of Health and Human Services, Centers for Medicare and Medicaid Services Direct HHSM‐500‐2015‐00558G 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 2,261,540 Passthrough: National Opinion Research Center 7833.SHADAC.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 291,414 National Opinion Research Center 8001.UMN.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 369,810 National Opinion Research Center 8193.02.UMN/Prev# 8193.01.UMN, 8019.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 6,935 National Opinion Research Center 8622.UOFMN.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 4,087 National Opinion Research Center PSA 8425.SHADAC.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 7,552 National Opinion Research Center PSA 8425.UOFMN.01 93.C07 Contract‐Department of Health and Human Services‐Centers for Medicare and Medicaid Services 16,918 State of Tennessee 31865‐00903 93.624 ACA ‐ State Innovation Models: Funding for Model Design and Model Testing Assistance 1,010,876 101,250 Department of Health and Human Services, Food and Drug Administration Direct 1U18FD006863‐01 93.103 Food and Drug Administration Research 103,107 Direct 5U18FD005561‐05 93.103 Food and Drug Administration Research 201,848 Direct 5U18FD006151‐04 93.103 Food and Drug Administration Research 66,256 Passthrough: Brillient Corporation 754F40119F19090 93.C08 Contract‐Department of Health and Human Services‐Food and Drug Administration 7,034 Brillient Corporation 754F40119F19090 MOD002 93.C08 Contract‐Department of Health and Human Services‐Food and Drug Administration 7,400 MN Department of Agriculture 118796/PO 22162 93.103 Food and Drug Administration Research 118,803 Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2020‐003 93.103 Food and Drug Administration Research 24,934 Department of Health and Human Services, Health Resources and Services Administration Direct 5U1CRH03717‐15‐03 93.155 Rural Health Research Centers 714,357 Direct 5U27RH01080‐18‐01 93.241 State Rural Hospital Flexibility Program 1,382,187 877,333 Direct 6 D87HP31254‐03‐01 93.884 Grants for Primary Care Training and Enhancement 134,882 Direct 6 G01RH32157‐02‐01 93.211 Telehealth Programs 295,340 62,175 Direct 6 G22RH30357‐01‐01 93.211 Telehealth Programs (8,266) Direct 6G22‐RH30357‐04‐02 93.211 Telehealth Programs 315,836 Passthrough: Fairview Health Services CON000000070761 93.110 Maternal and Child Health Federal Consolidated Programs 14,459 Hennepin Healthcare Research Institute HHSH250201500009C/SRTR Kandaswamy 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 4,079 Hennepin Healthcare Research Institute HHSH250201500009C/SRTR Lake 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 9,469 MN Department of Health SWIFT Contract 147077 Amendment 2 93.870 Maternal, Infant and Early Childhood Home Visiting Grant 308,517
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
National Opinion Research Center 7696.UNIV_MN.01 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 486,648$ ‐ $ National Opinion Research Center 8004.UMN.01 93.C09 Contract‐Department of Health and Human Services‐Health Resources and Services Administration 123,348 State of Minnesota GRK%125881/3000052884 Amd 1 93.917 HIV Care Formula Grants 295,883 Thomas Jefferson University 080‐36000‐M07501/P.O. # 2000100350 93.884 Grants for Primary Care Training and Enhancement 5,400 University of California, San Francisco Agreement #10898sc Amendment 1 93.110 Maternal and Child Health Federal Consolidated Programs 196,873 Department of Health and Human Services, Immed Office of the Secretary of Health and Human Services Passthrough: Emory University T767712/T922404/A082855/A254685 93.825 National Ebola Training and Education Center (NETEC) 96,037 Department of Health and Human Services, National Institutes of Health Direct HHSN261201700087A 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 174,586 Direct HHSN271201700592P 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 17,710 Passthrough: Brigham And Women’s Hospital Alliance for Clinical Trials In Oncology 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 2,500 CSRA, LLC 7SK00001DB/GSN010 93.C11 Contract‐Department of Health and Human Services‐National Institutes of Health 7,662 Department of Health and Human Services, Substance Abuse and Mental Health Services Administration Direct 1U79SM080009‐03 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance 522,607 83,832 Direct 5H79TI081900‐02 93.788 Opioid STR 477,883 Direct 6H79SM062175‐01M002 93.243 Substance Abuse and Mental Health Services Projects of Regional and National Significance 389,818 Passthrough: MN Department of Human Services 114525 Amendment 2 93.958 Block Grants for Community Mental Health Services 1,557,452 1,557,597 MN Department of Human Services 138118 93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (SED) 330,808 191,600 MN Department of Human Services GRK% 110808 Am 3 93.958 Block Grants for Community Mental Health Services 208,379 MN Department of Human Services No Award Number 93.104 Comprehensive Community Mental Health Services for Children with Serious Emotional Disturbances (SED) 6,297 Department of Homeland Security Direct HSHQDC‐17‐A‐B0007/70RSAT19FR0000013 97.CXX Contract‐Department of Homeland Security 86,344 Department of Homeland Security, Federal Emergency Management Agency Passthrough: MN Department of Natural Resources 158526/3000151743 97.045 Cooperating Technical Partners 42,005 MN Department of Public Safety 109524 PO# 3000040649 97.039 Hazard Mitigation Grant (133) MN Department of Public Safety 125671 97.047 Pre‐Disaster Mitigation 6,871 MN Department of Public Safety 125851 97.047 Pre‐Disaster Mitigation 2,281 MN Department of Public Safety 147344 97.047 Pre‐Disaster Mitigation 187,343 MN Department of Public Safety No Award Number 97.047 Pre‐Disaster Mitigation 15,057 MN Department of Public Safety No Award Number 97.047 Pre‐Disaster Mitigation 29,692 MN Dept of Homeland Sec & Emer Mgmt ASHSP2018UNIVMN012/PO 3000056311 97.067 Homeland Security Grant Program 130,000 MN Dept of Homeland Sec & Emer Mgmt A‐SHSP‐2019‐UNIVMN‐019 97.067 Homeland Security Grant Program 91,480 Department of Justice, Office of Justice Programs Direct 2019‐VM‐BX‐0011 16.320 Services for Trafficking Victims 17,633 Passthrough: Minnesota Judicial Branch Contract No. 146263 16.585 Drug Court Discretionary Grant Program 32,592 Minnesota Judicial Branch No Award Number 16.585 Drug Court Discretionary Grant Program 18,423 MN Department of Public Safety A‐CVS‐2018‐CUHCC‐00026 16.575 Crime Victim Assistance 32,376 MN Department of Public Safety A‐CVS‐2020‐CUHCC‐025 16.575 Crime Victim Assistance 103,133 National 4‐H Council 2018‐JU‐FX‐0005 16.726 Juvenile Mentoring Program 61,267 National 4‐H Council Prime award 2019‐MU‐FX‐0002 16.726 Juvenile Mentoring Program 1,316 Department of State Passthrough: International Joint Commission 1042901719 19.CXX Contract‐Department of State 20,000 Department of State, Bureau of Educational and Cultural Affairs Passthrough: Institute of International Education HHH1801_UMN_7.1.18 19.010 Academic Exchange Programs ‐ Hubert H. Humphrey Fellowship Program 11,575 Institute of International Education HHH1901_UMN_7.1.19 19.010 Academic Exchange Programs ‐ Hubert H. Humphrey Fellowship Program 316,061
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Department of State, Office of the Under Secretary for Public Diplomacy and Public Affairs Direct SCH50016GR0049 19.040 Public Diplomacy Programs 17,282$ ‐ $ Direct SUP30019GR0065 19.040 Public Diplomacy Programs 16,888 Department of the Interior Direct 140D0418P0073 15.CXX Contract‐Department of the Interior 32,463 Department of the Interior, Bureau of Land Management Passthrough: The Ohio State University 60064794/RF01528742 15.232 Joint Fire Science Program 1,430 Department of the Interior, National Park Service Direct P16AC00370 Mod 3 & admin Mod 4 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 19,994 Direct P16AC01557 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 18,408 Direct P18AC00138 15.945 Cooperative Research and Training Programs ‐ Resources of the National Park System 7,182 Department of the Interior, U.S. Fish and Wildlife Service Passthrough: MN Department of Natural Resources 161944/PO 3_156055 15.662 Great Lakes Restoration 15,547 MN Department of Natural Resources 171123/300165354 15.662 Great Lakes Restoration 12,152 Department of the Interior, U.S. Geological Survey Direct G19AP00064 Am 1 15.814 National Geological and Geophysical Data Preservation 57,101 Passthrough: Univ of Illinois at Urbana‐Champaign 078687‐15713 (was 2015‐06806‐03) 5 & 6 15.805 Assistance to State Water Resources Research Institutes 23,927 Department of the Treasury, Internal Revenue Service Direct 19‐LITC0411‐01‐01 21.008 Low Income Taxpayer Clinics 109,597 Department of Transportation Passthrough: Hennepin County A188951, Work Order UM0319, PO 376637 20.CXX Contract‐Department of Transportation 29,383 Mileage Based User Fee Alliance US 121480033.01/PO 693JJ319P000004 20.CXX Contract‐Department of Transportation 14,125 MN Department of Transportation Contract # 1003325, Work Order 127 20.CXX Contract‐Department of Transportation 118,878 MN Department of Transportation Contract 1003325 WO 86 20.CXX Contract‐Department of Transportation 35,972 MN Department of Transportation MnDot Contract 1003325 WO 121 20.CXX Contract‐Department of Transportation 102,451 Department of Transportation, Federal Highway Administration Passthrough: MN Department of Transportation Contract 1034666 20.215 Highway Training and Education 36,074 Nat’l Cooperative Highway Research Prog HR 20‐24(129) SUB0001466 Unit #905 20.200 Highway Research and Development Program 89,604 Transportation Research Board HR 17‐64 20.200 Highway Research and Development Program 85,127 35,272 Department of Veterans Affairs Direct NS Prog VA Res IPA’s 64.UXX Unid CFDA‐Department of Veterans Affairs 189,231 Direct Order #36C24E2P0141/PO618D02007 64.CXX Contract‐Department of Veterans Affairs 60 Environmental Protection Agency Direct GL‐00E01900 Mod 1 66.469 Great Lakes Program (1,340) (1,340) Direct X7‐83675501‐0 66.436 Surveys, Studies, Investigations, Demonstrations, and Training Grants and Cooperative
Agreements ‐ Section 104(b)(3) of the Clean Water Act 68,351 34,095 Passthrough: Extension Foundation SA‐2019‐34/83698001 66.716 Research, Development, Monitoring, Public Education, Outreach, Training, Demonstrations, and Studies 15,207 Extension Foundation SA‐2020‐51 66.716 Research, Development, Monitoring, Public Education, Outreach, Training, Demonstrations, and Studies 8,205 MN Pollution Control Agency 104868/PO 15678 66.460 Nonpoint Source Implementation Grants 3,083 Whitewater River Watershed Project No Award Number 66.460 Nonpoint Source Implementation Grants 34,333 Institute of Museum and Library Services Direct LG‐36‐19‐0035‐19 45.312 National Leadership Grants 9,506 Direct LG‐70‐16‐0010‐16 45.312 National Leadership Grants 136,201 Direct MA‐30‐16‐0192‐16 45.301 Museums for America 762 Direct MA‐30‐18‐0295‐18 45.301 Museums for America 20,129 Direct MA‐35‐19‐0151‐19 45.301 Museums for America 14,723 Direct RE‐70‐17‐0073‐17 45.313 Laura Bush 21st Century Librarian Program 61,680 Passthrough: MN Department of Education 149419/PO 3000019048 45.310 Grants to States 21,390 MN Department of Education 159895 45.310 Grants to States 1,073,538 MN Department of Education 159906 45.310 Grants to States 80,001
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
Medicaid and CHIP Payment and Access Commission Direct MACP16417T3 05.CXX Contract‐Medicaid and CHIP Payment and Access Commission (MACPAC) 165,782$ ‐ $ Direct MACP19417T2 05.CXX Contract‐Medicaid and CHIP Payment and Access Commission (MACPAC) 145,478 National Aeronautics and Space Administration Direct NNX15AI18H Supp 9 43.008 Office of Stem Engagement (OSTEM) 8,667 National Endowment for the Arts Direct 1847674‐44‐19 45.024 Promotion of the Arts Grants to Organizations and Individuals 25,000 Direct 1858467‐42‐20 45.024 Promotion of the Arts Grants to Organizations and Individuals 2,925 Direct 1858618‐33‐20 45.024 Promotion of the Arts Grants to Organizations and Individuals 30,075 Passthrough: Arts Midwest 00024595 45.025 Promotion of the Arts Partnership Agreements 2,400 Peace Corps Direct PC‐15‐8‐035 45.C05 Contract‐Peace Corps 26,484 Small Business Administration Passthrough: MN Dept of Employment & Economic Dev SC118903 Am.6; SBDC‐19‐0009‐S‐FY19 59.037 Small Business Development Centers 86,991 MN Dept of Employment & Economic Dev SC119046 Am 7 SBDC‐19‐0002‐S‐FY19 59.037 Small Business Development Centers 107,837 Abt Associates, Inc Professional Service Agreement No. 50804 96.CXX Contract‐Social Security Administration 63,200
Total Public Service 54,518,698 8,400,138
Instruction Department of Agriculture Direct CON000000084359 (USDA Nat’l Adv Silviculture Prog) 10.CXX Contract‐Department of Agriculture 7,628 Department of Agriculture, Foreign Agricultural Service Direct FX19CO‐10962R019 10.962 Cochran Fellowship Program‐International Training‐Foreign Participant 60,529 Direct FX20CO‐10962R004 10.962 Cochran Fellowship Program‐International Training‐Foreign Participant 64,266 Department of Agriculture, National Institute of Food and Agriculture Direct NS Prog USDA Hatch & MultiState Research Funds 10.203 Payments to Agricultural Experiment Stations Under the Hatch Act 441,280 Direct 2016‐38420‐25288 10.210 Higher Education ‐ Graduate Fellowships Grant Program 57,741 Direct 2016‐70024‐25744 10.336 Veterinary Services Grant Program 29,006 Direct 2019‐38413‐29022 10.220 Higher Education ‐ Multicultural Scholars Grant Program 30,000 Passthrough: Iowa State University 416‐23‐31A/2017‐70003‐26376 10.217 Higher Education ‐ Institution Challenge Grants Program 6,331 Department of Defense Passthrough: CRDF Global STP0‐19‐65977‐0 12.CXX Contract‐Department of Defense 31,384 Department of Defense, Office of the Secretary of Defense Passthrough: Institute of International Education 0054‐UMN‐14‐CHN‐280‐P01 12.550 The Language Flagship Grants to Institutions of Higher Education 279,914 Institute of International Education 0054‐UMN‐14‐SSC‐280‐P06 12.550 The Language Flagship Grants to Institutions of Higher Education 153,625 Department of Education Passthrough: Minneapolis Public Schools Spec Dist #1 89575 84.CXX Contract‐Department of Education 15,010 Department of Education, Office of Elementary and Secondary Education Direct T365Z160084 ‐ 19 Action 6 84.365 English Language Acquisition State Grants 415,449 Direct T365Z160115 Mod 7 84.365 English Language Acquisition State Grants 396,282 40,000 Department of Education, Office of Postsecondary Education Direct P200A180089 Action 3 84.200 Graduate Assistance in Areas of National Need 214,110 Department of Education, Office of Special Education and Rehabilitative Services Direct H325D130017 action 6 84.325 Special Education ‐ Personnel Development to Improve Services and Results for Children with Disabilities 63,954 Department of Health and Human Services, Administration for Children and Families Passthrough: MN Department of Human Services GRK 129722 93.658 Foster Care Title IV‐E 936,414 MN Department of Human Services GRK 129722 93.658 Foster Care Title IV‐E 202,904 232,735
(Continued)
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UNIVERSITY OF MINNESOTA
SCHEDULE OF EXPENDITURES OF FEDERAL AWARDSFOR THE YEAR ENDED JUNE 30, 2020
Cluster, Agency, Subagency, Direct/ Federal SubrecipientPass‐through, Pass‐through Entity Award # CFDA# CFDA Program Title Expenditures Expenditures
MN Department of Human Services GRK%80888 93.658 Foster Care Title IV‐E (56,727)$ ‐ $ MN Department of Human Services JPK 160374‐Amendment 2 93.658 Foster Care Title IV‐E 37,770 Department of Health and Human Services, Agency for Healthcare Research and Quality Direct 3T32HS000036‐29S1 93.225 National Research Service Awards Health Services Research Training 7,137 Direct 5K12HS026379‐02 93.226 Research on Healthcare Costs, Quality and Outcomes 484,525 190,427 Department of Health and Human Services, Centers for Disease Control and Prevention Direct 5 T42OH008434‐14‐03 93.262 Occupational Safety and Health Program 286,615 60,732 Direct 5 T42OH008434‐15‐03 93.262 Occupational Safety and Health Program 1,483,967 202,146 Direct 5T42OH008434‐13 93.262 Occupational Safety and Health Program 3,087 Department of Health and Human Services, Food and Drug Administration Passthrough: Nat’l Inst for Pharm Technology & Educ NIPTE‐U01‐MN‐2019‐002 AMD#1 93.103 Food and Drug Administration Research 26,067 Department of Health and Human Services, Health Resources and Services Administration Direct 2 T76MC000056400 93.110 Maternal and Child Health Federal Consolidated Programs 4,007 Direct 5 D85HP28496‐05‐01 93.059 Training in General, Pediatric, and Public Health Dentistry 274,166 Direct 5 K02HP30810‐04‐00 93.976 Primary Care Medicine and Dentistry Clinician Educator Career Development Awards 119,043 Direct 5 T20MC07469‐14‐00 93.110 Maternal and Child Health Federal Consolidated Programs 12,636 Direct 5 T32HP22239‐10‐00 93.186 National Research Service Award in Primary Care Medicine 366,215 Direct 5 T71 MC00006‐43‐00 93.110 Maternal and Child Health Federal Consolidated Programs 425,144 Direct 5 T73MC12835‐12‐00 93.110 Maternal and Child Health Federal Consolidated Programs 660,177 Direct 6 A22HP30946‐03‐01 93.124 Nurse Anesthetist Traineeship 15,225 Direct M01HP31332‐01‐00 93.732 Mental and Behavioral Health Education and Training Grants 163,841 Direct T76MC00005‐63‐00 93.110 Maternal and Child Health Federal Consolidated Programs 366,376 Passthrough: Univ of Illinois Chicago 17719 93.884 Grants for Primary Care Training and Enhancement 5,482 Department of Veterans Affairs Direct NS Prog VA Res IPA’s 64.UXX Unid CFDA‐Department of Veterans Affairs 28,379 Direct 36C26318P0060/PO#618‐C80210 64.CXX Contract‐Department of Veterans Affairs (277) Direct 36C26319P1171/PO#618‐C90391 64.CXX Contract‐Department of Veterans Affairs 1,642 Institute of Museum and Library Services Passthrough: MN Department of Education 153569/PO 3000019604 45.310 Grants to States 50,000 National Aeronautics and Space Administration Direct 0080NSSC18K1150 P00003 43.012 Space Technology 65,594 Direct 80NSSC17K0158 P00005 43.012 Space Technology 67,795 Direct 80NSSC19K1129 43.012 Space Technology 51,124 Direct NNX15AP63H supp 000004 43.012 Space Technology 50,561 National Endowment for the Humanities Direct AQ‐248179‐16 45.163 Promotion of the Humanities Professional Development 32
Total Instruction 8,405,430 726,040
Total Non Clustered Programs 71,196,482 9,126,178
TOTAL FEDERAL EXPENDITURES 1,040,984,637$ 85,256,925$
(Concluded)
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UNIVERSITY OF MINNESOTA
NOTES TO SCHEDULE OF EXPENDITURES OF FEDERAL AWARDS FOR THE YEAR ENDED JUNE 30, 2020
1. SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES
The accompanying schedule of expenditures of federal awards (the “Schedule”) includes the federalgrant activity of the University of Minnesota (the “University”) and is prepared on the cash basis ofaccounting. The information presented in the Schedule is presented in accordance with therequirements of the U.S. Office of Management and Budget Circular Part 200—Uniform AdministrativeRequirements, Cost Principles, and Audit Requirements for Federal Awards. Therefore, some amountspresented in the Schedule may differ from amounts presented in, or used in, the preparation of theUniversity’s consolidated financial statements.
The University passes through certain funds to subgrantee organizations. Expenditures incurred by thesubgrantees and reimbursed by the University are presented in the Schedule but not in theconsolidated financial statements of the University. The University is also the subrecipient of federalfunds, which have been subject to testing and are reported expenditures included as pass‐throughs inthe Schedule.
2. FACILITIES AND ADMINISTRATIVE RATES
The University utilized facilities and administrative rates that have been negotiated with and approvedby its cognizant agency, the U.S. Department of Health and Human Services, and are effective for theperiod July 1, 2018 through June 30, 2023.
The rates agreement effective July 1, 2018 stipulates that the F&A rates remain unchanged fromFY2019 to FY2021. Therefore, in FY2020, the Hormel Institute rate remained at 55% and the OrganizedResearch rate remained at 54.0%.
3. CATALOG OF FEDERAL DOMESTIC ASSISTANCE (CFDA) NUMBERS
Some of the program, grants and/or other awards included in the Schedule are contracts, which do notreport CFDA numbers. The expenditure amounts related to these programs, grants, and/or otherawards have been reported, generally, at an agency level.
4. FEDERAL PERKINS LOAN PROGRAM
Amounts reported in the Schedule for the Federal Perkins Loan Program represent administrative andcollection costs. No new loans have been disbursed after June 30, 2018 under the Federal Perkins LoanProgram. As of June 30, 2020, outstanding loans under the Federal Perkins Loan Program are$272,851,931.
5. CARES ACT HIGHER EDUCATION EMERGENCY RELIEF FUND (HEERF) INSTITUTIONAL FUNDS
The University of Minnesota (the “University”) received institutional portion grants from theDepartment of Education's CARES Act Higher Education Emergency Relief Fund (HEERF) totaling$17,940,032, of which $8,272,354 was recognized as of June 30, 2020. The University elected to applythe institutional portion HEERF funds to losses in revenue experienced during Fiscal Year 2020.
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6. NEGATIVE EXPENDITURES
Within the Schedule there are negative amounts which represent a credit or adjustment, net theexpenditures incurred.
7. RECONCILIATION OF FEDERAL AWARDS TO THE CONSOLIDATED FINANCIAL STATEMENTS
The following schedule is a reconciliation of total expenditures as shown on the Schedule to theoperating expenses reported on the consolidated statement of revenues, expenses and changes in netposition for the year ended June 30, 2020, which is included as part of the University’s consolidatedfinancial statements.
Schedule of expenditures of federal awards 1,040,984,637$ Federal loan program amounts provided by Student Finance Office not directly included on the consolidated financial statements (Federal Direct Loan Advances‐CFDA 84.268, Federal Work Study‐CFDA 84.033, Pell Grant Program‐CFDA 84.063, SEOG‐CFDA 84.007, TEACH‐CFDA 84.379 & Health Professions Student Loans‐CFDA 93.342) (417,843,813)$ Expenditures of federal program dollars included in consolidated operating expenses 69,849,020 Less expenditures not included on the consolidated statement of revenues, expenses, and changes in net assets (equipment, buildings, and structures) (148,354,883) Difference of prior‐year overdrafts added back and current‐year overdrafts subtracted out (289,408) Adjustments for expenditures of federal program dollars included in consolidated operating expenses and/or expenditures of non‐federal program dollars included in consolidated operating expenses 177,033 Less cash to accrual basis adjusting journal entries (year‐end close) 390,781 Less federal pass‐through grants not on the consolidated statement of revenues, expenses, and change in net assets (107,762,127)
Subtotal Single Audit expense adjustments in federal fund class (603,833,397)
Expenditures of non‐federal dollars included in consolidated operating expenses 3,568,920,291 Internal Sales included in consolidated operating expenses (227,845,551) Depreciation included in consolidated operating expenses 215,953,527 Non‐depreciation and internal sales accrual basis adjusting journal entries (year‐end close) (311,136,117)
Total operating expenses as shown on the consolidated statement of revenues, expenses and changes in net position for the year ended June 30, 2020 3,683,043,390$
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UNIVERSITY OF MINNESOTA
SCHEDULE OF FINDINGS AND QUESTIONED COSTS FOR THE YEAR ENDED JUNE 30, 2020
SECTION I—SUMMARY OF AUDITORS’ RESULTS
Financial Statements
A. Type of auditors’ report issued: Unmodified
B. Internal control over financial reporting:
Material weakness(es) identified? _____ Yes __X__ No
Significant deficiency(ies) identified? _____ Yes __X__ None reported
C. Noncompliance material to financial statementsnoted? _____ Yes __X__ No
Federal Awards
D. Internal control over major programs:
Material weakness(es) identified? _____ Yes __X__ No
Significant deficiency(ies) identified? _____ Yes __X__ None reported
E. Type of auditors’ report issued on compliance formajor programs: Unmodified
F. Any audit findings disclosed that are required tobe reported in accordance with 2 CFR 200.516(a)? _____ Yes __X__ No
G. Identification of major programs:
CFDA Number Name of Federal Program or Cluster
Various Research and Development Cluster*
Various Student Financial Assistance Cluster*
10.561 Supplemental Nutrition Assistance Program
84.425E Education Stabilization Fund
93.224 Health Center Program
93.262 Occupational Safety and Health Program
* This program has various unidentified CFDA numbers.
H. Dollar threshold used to distinguish betweenType A and Type B programs: $3,122,954 for Type A programs
I. Auditee qualified as low‐risk auditee? __X__ Yes _____ No
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SECTION II – FINANCIAL STATEMENT FINDINGS
No financial statement matters are reportable matters.
SECTION III – FEDERAL AWARD FINDINGS AND QUESTIONED COSTS
No matters are reportable matters.