The Possible Reasons for Misunderstanding the Meanings of ...
The Meanings of Chimpanzee Gestures
-
Upload
independent -
Category
Documents
-
view
4 -
download
0
Transcript of The Meanings of Chimpanzee Gestures
1
The Meanings of Chimpanzee Gestures 1
2
Catherine Hobaiter and Richard W. Byrne 3
4
5
6
7
8
9
10
11
12
13
14
15
16
School of Psychology and Neuroscience, University of St Andrews, St Andrews, 17
KY16 9JP, Scotland 18
19
Correspondence: R W Byrne, School of Psychology and Neuroscience, University 20
of St Andrews, St Andrews, Scotland. 21
E-mail: [email protected] 22
23 24
2
HIGHLIGHTS 25
• 66 gestures are used intentionally to communicate 19 meanings by wild 26
chimpanzees 27
• We analyzed >4500 cases to extract true (non-play) meanings for 36 gestures 28
• Gestures have the same meaning(s) across individual signalers 29
• Flexible use of several gestures for same goal is higher during social 30
negotiation 31
32
3
Summary 33
Chimpanzees’ use of gesture was described in the first detailed field study [1,2], and 34
natural use of specific gestures has been analyzed [3-5]. But it was systematic work 35
with captive groups that revealed compelling evidence that chimpanzees use gestures 36
to communicate in a flexible, goal orientated, and intentional fashion [6-8, replicated 37
across all great ape species in captivity 9-17 and wild chimpanzees 18,19]. All these 38
aspects overlap with human language, but are apparently missing in most animal 39
communication systems: including great ape vocalization, where extensive study has 40
produced meagre evidence for intentional use [20, but see 21,22]. Findings about 41
great ape gestures spurred interest in a potential common ancestral origin with 42
components of human language [23-25]. Of particular interest, given the relevance to 43
language origins, is the question of what do chimpanzees intend their gestures to 44
mean; surprisingly, the matter of what the intentional signals are used to achieve has 45
been largely neglected. Here we present the first systematic study of meaning in 46
chimpanzee gestural communication. Individual gestures have specific meanings, 47
independently of signaler identity, and we provide a partial ‘lexicon’; flexibility is 48
predominantly in the use of multiple gestures for a specific meaning. We distinguish a 49
range of meanings: from simple requests associated with just a few gestures, to 50
broader social negotiation associated with a wider range of gesture types. Access to a 51
range of alternatives may increase communicative subtlety during important social 52
negotiations. 53
54
4
Results 55
In animal communication, signal meanings have generally been identified with the 56
information exchanged between individuals [26,27]: here, only the characteristic 57
effect of a signal on recipients is assessed. For example, monkey alarm calls function 58
as if they referred to specific predators: recipients act appropriately upon hearing the 59
calls [28-30]. Whether callers intend to influence a specific audience is unknown, and 60
suspected not to be the case [31]. In human communication, however, meaning has 61
been treated quite differently because signals - linguistic utterances - are produced 62
intentionally [32]. Indeed, the signaler’s intentions are paramount, and cognitively 63
demanding flexibility is often necessary to interpret meaning [33,34]. Ape gesturing 64
is the only non-human communication system with substantial evidence for 65
intentional use [6-19]; providing a unique opportunity to examine the meanings, 66
analogous to human linguistic meanings, of non-human signals. Ape gestures show at 67
least first order intentionality: they are produced with the purpose of changing the 68
recipient’s behavior [35]. We present a systematic analysis of meaning for the 69
gestures employed by a wild chimpanzee community. To date, the widely described 70
flexibility of gestures has been reported in terms of the variety of ‘contexts’ in which 71
a gesture is observed [8,36]. While this method avoids potential pitfalls of attempting 72
to interpret mental states of another species, it risks exaggerating flexibility where 73
gestures with a single meaning are employed across multiple contexts. One previous 74
study examined the effect on recipients of four hand gestures, concluding that 75
responses were not dependent on situational context and were ‘primarily used for 76
directing a recipient’s movement or attention’ [38]. Here we investigate 77
communication in a natural group across the full range of chimpanzee behavior; and 78
we are able for the first time to distinguish ‘real-world usage’ from the play-based 79
communication that dominates in captivity. We examine what each gesture is for: if a 80
5
gesture is used to alter the behavior of a recipient towards a specific goal, what was 81
that goal? To find out, we adopt a holistic approach to the study of meaning that uses 82
the behavior of both signaler and recipient [39], first piloted with captive groups 83
[10,14]. We therefore focus on whether a recipient’s reaction satisfied the signaler, so 84
indicating their intended meaning. An outcome that resulted in the cessation of 85
communication, and that represented a plausible desire on the part of the signaler (e.g. 86
not an aversive experience), was taken to have satisfied the signaler and termed an 87
Apparently Satisfactory Outcome (ASO; see SI). 88
89
What do chimpanzees gesture to achieve? 90
We observed 4531 gestures within 3419 bouts of intentional communication; 91
3175 bouts (4247 gestures) apparently satisfied the signaler (communication ceased 92
following the audience’s response; Table S1). We used ASOs to indicate the 93
signalers’ intended meanings; recorded ASOs were of 19 different kinds. Most ASOs 94
(17) were requests to encourage interactions to start (e.g. ‘groom me’) or to develop 95
(‘move closer’, ‘play continue’); however, two that discouraged further social 96
interaction (‘stop that’ and ‘move away’) were used broadly across contexts to negate 97
a wide range of behavior. 98
Although we identified 19 ASOs and the chimpanzee has a repertoire of at 99
least 66 gesture types [18], some gestures may have more than one meaning. In fact, 100
only 10 of the 66 gestures were used for just a single ASO, and of these 7 were 101
recorded on ≤3 occasions. The majority of the repertoire was used for multiple ASOs 102
(number of ASOs per gesture type: mean=4.6 ±3.0, mode=2, range 1-12). The extent 103
of this multiplicity or ambiguity of meaning is likely underestimated, since the 104
number of cases of a gesture type correlated positively with the number of ASOs with 105
6
which it was associated (gestures with ≥3 cases, Pearson’s correlation: r=0.75, n=43, 106
p<0.0001). However, some of these ASOs occurred at very low frequencies, raising 107
the possibility that, rather than implying genuine ambiguity, they might stem from 108
observer error, or misunderstandings by the recipient uncorrected in further 109
communication by the signaler. Eliminating those ASOs with less than 3 instances per 110
gesture type across the population as potential errors, the majority of the gestural 111
repertoire was associated with two or three meanings (mean 2.8 ASOs per gesture). 112
Moreover, in most cases (57 of the 66 gestures) at least one ASO was play-related, 113
e.g. ‘play start’. The generality with which play-related meanings occurred indicates 114
that there may be something special about play-signals. Play is the most common 115
context for gestural communication [7,10], but in play gestures are not necessarily 116
used with their normal meaning and the outcome may not reliably signal the gesture’s 117
meaning in any other context. In subsequent analyses we therefore exclude data from 118
play bouts to avoid masking the ‘real-world’ meaning of gestures (an analysis 119
including play data is provided in SI). 120
121
Do gestures have specific meanings? 122
We examined whether different gestures were associated with a specific 123
pattern of outcomes, differing from the general distribution of ASOs in gestural 124
communication. Fifteen gesture types met the conditions for inclusion in the initial 125
analysis (SI Procedures_d), and 46 individuals contributed data. We found a 126
significant effect of gesture type on distribution of ASOs (gesture: f=2.30, df=14,101 127
p=0.009, 2-way ANOVA). Thus, the frequency with which gesture types are used, 128
outside of play, towards particular ASOs varies between gesture types: gestures have 129
specific meanings. 130
7
131
Does gesture meaning vary with the identity of the signaler? 132
The appearance of multiple meanings for a single gesture might be the result 133
of variation among signalers in the ways in which they employ their gestural 134
repertoire. We therefore examined whether meaning varied with signaler identity. 135
Fifteen gesture types met the conditions for inclusion in the detailed analysis (SI 136
Procedures_d), and 46 individuals contributed data. The possible effect of individual 137
identity was examined in two ways, graphical and statistical. For each gesture type, 138
we plotted the deviation from normal distribution of the ASO distribution (as used in 139
the ANOVAs above), per individual signaler. ASOs with similar meanings are plotted 140
adjacent to one another, allowing us to distinguish visually between gestures with 141
multiple meanings that are unambiguously different (e.g. Big Loud Scratch: ‘groom 142
me’ and ‘travel with me’), and those that are more ambiguous, with several similar 143
meanings (e.g. Object shake: ‘sexual attention male’, ‘follow me’, ‘travel with me’, 144
‘move away’ etc.). These plots gave a graphical indication of whether individual 145
signalers used the same gesture in the same way (Figure S1). An additional 21 146
gestures were regularly used outside of play, but were not recorded with sufficient 147
frequency from enough individuals for parametric analysis; for these gestures, similar 148
plots, indicating whether or not signalers employed these gestures towards the same 149
distribution of ASOs, are provided (Figure S1). 150
In two gestures, Leaf clipping and Present climb on, all usage by all 151
individuals tested was exclusively for their primary ASO (Table S2). In a further three 152
gestures, Big loud scratch, Hand fling and Present groom, the primary ASO was 153
recorded significantly more often than all other (14) ASOs combined, indicating a 154
close association with the primary ASO. In one gesture, Mouth stroke, all usage by all 155
8
individuals was exclusively for the primary and secondary ASOs combined. In a 156
further three gestures, Directed push, Present sexual and Reach, the primary and 157
secondary ASOs were recorded significantly more often than all other ASOs 158
combined. In three gestures, Embrace, Object move and Object shake, the combined 159
frequency with which the primary, secondary and tertiary ASOs were recorded across 160
individuals was significantly greater than all other ASOs combined. Thus, in 12 cases, 161
of a possible 15, there was statistical evidence of an association across individuals 162
with particular outcomes. 163
We found a statistical effect of individual identity in only two of the 15 164
gesture types: Hand on and Touch other (Table S2), with a borderline effect (p=0.058) 165
in Slap object. Both Hand on and Touch other have a clear primary function shared 166
across individuals (respectively: ‘stop that’ and ‘acquire object’); however, their 167
secondary functions varied between individuals, although with common themes of 168
social interaction or negotiation (‘move closer’, ‘move away’, ‘climb on me’, ‘climb 169
on you’). Thus, while some gestures have ambiguous meaning, the majority does not; 170
and gestures used for specific meanings are primarily used in the same way across 171
individuals. 172
173
What does each gesture mean? 174
Having shown that gestures are employed for specific outcomes by all 175
individuals, we next examined gesture meaning(s). Thirty-six gestures were suitable 176
for the analysis of their ASO distributions in contexts other than play; the gestures 177
associated with each ASO as both a primary outcome and secondary outcome are 178
listed in Table 1. In 35 of the 36 cases there was a significant association between 179
gesture type and ASO distribution (Table S3: details of analysis in SI). 180
9
As almost all gestures (32/36) were used towards more than one ASO, we 181
sought a convenient way of describing their level of ambiguity in meaning. Following 182
Cartmill & Byrne [13], we took gestures used towards a single ASO 70% of the time 183
to have ‘tight meanings’, while gestures used 50-70% of the time towards a single 184
ASO were considered to have ‘loose meaning’; all other cases were considered to be 185
‘ambiguous’. On this basis, 13 gesture types had tight meaning, 11 loose meaning, 186
and 12 were ambiguous. 187
188
Which outcomes are associated with the most gesture types? 189
Thirty-six gestures were associated with 13 non-play ASOs as either a primary 190
or secondary outcome (Tables 2 & S3). We recorded how many times a particular 191
ASO was recorded as being the primary, secondary or tertiary meaning of a gesture 192
type. ASOs varied in the number of gestures for which they were a primary outcome, 193
between 0 and 9 gestures, and for which they were a primary or secondary outcome, 194
between 0 and 16 gestures. In rank ordering, the pattern is the same, whether primary 195
alone or both primary and secondary meanings were assessed (Table 2). The number 196
of gesture types associated with an ASO might be an effect of sample size, i.e. rarely 197
observed outcomes are recorded less often and have fewer gesture types associated 198
with them; however, that was not the case here. Neither the number of gestures 199
associated with an ASO as their primary outcome (Pearson’s correlation: r=0.38, 200
n=15, p=0.16), nor primary and secondary outcomes combined (Pearson’s correlation: 201
r=0.34, n=15, p=0.22), were correlated to the number of cases of that ASO. 202
203
Discussion 204
205
10
Chimpanzees use their gestures in purposeful communication with other 206
chimpanzees; as such they can be considered meaningful [32]. In the current study of 207
wild chimpanzees, living under conditions that permit the complete expression of 208
their natural behavior, we analyzed the meanings of 36 gestures, finding them used 209
intentionally to achieve 15 purposes, other than in play. There was considerable 210
similarity of use across individuals, indicating that meanings are inherent to gestures, 211
as opposed to idiosyncratic to particular individuals or subgroups of individuals. 212
Similar indications of specific meaning were found in studies of captive 213
orangutan and gorilla gesturing [10,14]. However, in those studies no analysis of 214
individual differences was possible, and gestures used in play were included in 215
analyses (a necessarily consequence of the limited range of behavior expressed in 216
captive groups). Any analysis of meaning from data sets including play should be 217
interpreted with caution. Although playful usage should not be confounded with real-218
world usage in the analysis of meaning, play may serve as an important learning 219
environment for communication. Play allows younger individuals a safe testing 220
ground for their exploratory use of gesture, towards potentially risky goals such as 221
sexual solicitation or social negotiation. Our method of deciding intended meaning 222
works well in non-play contexts, whereas if data from play are included the 223
overwhelming dominance of play within the overall data set can ‘swamp’ any real 224
statistical association between gesture and (non-play) meaning. 225
Setting aside playful uses greatly reduces the apparent ‘ambiguity’ of gesture 226
meanings: 35 of the 36 gestures have specific individual patterns of meaning used 227
towards 1-3 of the 15 intended outcomes. The degree of ambiguity remaining is not 228
uniform across the repertoire. Some gestures are unambiguous, employed consistently 229
towards a single meaning, for example Leaf Clipping is used only to acquire ‘sexual 230
11
attention’. Others appear ambiguous: for example Grab is used for ‘stop that’ and 231
‘climb on me’ and ‘move away’ etc. (Figure S1). Appearance of ambiguity may arise 232
in part from the difficulty for human observers in discerning subtle variations in the 233
nature of the contact. It is evident to a human recipient whether or not a gentle touch 234
is intended to reposition us or to prevent us from moving; however, those distinctions 235
are visually very difficult to distinguish. Finally, gestures can be employed towards 236
two or three outcomes of a very similar nature, for example Push is used for both 237
‘move away’ and ‘stop that’. This last category is perhaps most similar to the type of 238
broad semantic class of information expressed in primate vocalizations, where an 239
alarm call rarely indicates (say) a leopard, specifically, but is rather used towards a 240
range of similar ground-based threats [28]. 241
We found considerable variation in whether an intended meaning was signaled 242
by a single gesture type or several gestures of apparently equivalent meaning. 243
Intriguingly, the degree of this ‘redundancy’ appeared to co-vary with the need for 244
context to fine-tune intended meaning. Our method necessarily restricts analysis to 245
that of imperative demands (declarative communication requires no overt change in 246
recipient behavior to satisfy the signaler). However, amongst these imperative 247
demands we could distinguish different types of meaning, co-varying with the number 248
of gestures used to express it. 249
Where we found that an intended meaning was conveyed by several different 250
gestures, the desired outcome was often apparently one that required some negotiation 251
or persuasion. For example, a request to give affiliative ‘contact’ (Embrace, Rump 252
rub, Shake hands, Bite) does not have a canonical form of response that is always 253
appropriate: exactly what the signaler wants by giving the gesture may often only 254
become clear after some further interaction. In contrast, meanings typically conveyed 255
12
by a single gesture were often well-defined and unitary: for example, ‘initiate 256
grooming’ (Big Loud Scratch). 257
The subtle regulation of individual social relationships is critical to 258
chimpanzee reproductive strategy, in which strong alliances are formed with related 259
or un-related individuals of both sexes. These relationships can impact on mating 260
success, contributing towards individual fitness. Interpretation will be aided by the 261
integration of contextual cues, some of which may be quite subtle (an individual 262
starting to move in a certain direction, or prior experiences of interacting with a 263
particular signaler). We suggest that in addition the availability of multiple gestures 264
for meanings involved in social negotiation allows for equally subtle distinctions: 265
allowing for room to maneuver in negotiation of outcomes. The majority of non-play 266
use, of the gesture types that are generally employed in play, was in social negotiation 267
meanings, such as ‘follow me’, or ‘move away’. It may be that play is used to explore 268
socially delicate communications: even though gesture meanings are basically 269
species-typical, a young ape may have much to learn about the appropriateness of 270
using gestures in particular social contexts. 271
272
273
Procedures 274
275
Observations were made on chimpanzees within the Sonso community during three 276
field periods between October 2007 and August 2009. We used focal behavior 277
sampling [40], and filmed all recorded cases of gestural communication using a Sony 278
Handycam. We defined gestures as discrete, mechanically ineffective physical 279
movements of the body observed during intentional communication (see [18]). 280
13
Movements of the whole body, limbs, and head were included; but not facial 281
expressions or static body postures. Following Call and Tomasello [8; see also 18], 282
we restricted analysis to only those gestures for which there was evidence that they 283
were used intentionally, in a goal-directed way. 284
For each individual, for each gesture type, we recorded the frequency of each 285
ASO. To remove any effect of pseudo-replication, these data were converted to 286
proportions for each individual. Thus, we calculated the proportion of the total 287
number of uses, by that individual, of that gesture, that corresponded to each ASO. 288
Then, in order to identify reliable differences in usage between gestures, we 289
calculated the overall proportion of each ASO in the data set, pooled across all other 290
gesture types, for each individual; and this ‘general distribution of ASOs’ served as a 291
null against which the actual distribution for any particular gesture type could be 292
compared. See SI Procedures for full details of all analyses. 293
All research reported was approved by the School of Psychology under the 294
approval of the University of St Andrews Animal Welfare and Ethics Committee. 295
296
297
Acknowledgements 298
299
We thank all the staff of the Budongo Conservation Field Station, the BCFS project’s 300
founder Vernon Reynolds and its current scientific director Klaus Zuberbühler. For 301
permission to work in Uganda we thank the Uganda National Council for Science and 302
Technology, the President’s Office, the Uganda Wildlife Authority and the National 303
Forestry Authority. Fieldwork of CH was generously supported by grants from 304
Wenner-Gren Foundation and Russell Trust. We thank Richard Moore and four 305
14
anonymous referees for their helpful comments on a previous version of the 306
manuscript. 307
308
15
References 309
1. Goodall, J. (1968). The Behavior of Free-living Chimpanzees in the Gombe stream 310
reserve. Anim. Behav. Mono. 1, 163-311. 311
2. Plooij, F.X. (1978). Some basic traits of language in wild chimpanzees. In Action, 312
gesture and symbol: The emergence of language, A. Lock, ed. (London, UK: 313
Academic Press) pp. 111-131. 314
3. McGrew, W.C., Marchant, L.F., Scott, S. and Tutin, C.E.G. (2001). Intergroup 315
differences in a social custom of wild chimpanzees: the grooming hand-clasp of 316
the Mahale Mountains, Tanzania. Curr. Anthropol. 42(1), 148-153. 317
4. Nishida, T. (1980). The leaf-clipping display: a newly-discovered expressive 318
gesture in wild chimpanzees. J. Hum. Evol. 9(2), 117-128. 319
5. Matsumoto-Oda, A. and Tomonaga, M. (2005). ‘Intentional’ control of sound 320
production found in leaf-clipping display of Mahale chimpanzees. J. Ethol. 23(2), 321
109-112. 322
6. Tomasello, M., et al. (1985). The development of gestural communication in young 323
chimpanzees. J. Hum. Evol. 14, 175-186. 324
7. Tomasello. M., Gust, D. and Frost, G.T. (1989). A longitudinal investigation of 325
gestural communication in young chimpanzees. Primates 30, 35-50. 326
8. Tomasello, M., Call, J., Nagell, K., Olguin, R. and Carpenter, M. (1994). The 327
learning and use of gestural signals by young chimpanzees – a trans-generational 328
study. Primates 35, 137-154. 329
9. Pika, S., Liebal, K. and Tomasello, M. (2003). Gestural communication in young 330
gorillas (Gorilla gorilla): gestural repertoire, learning and use. Am. J. Primatol. 331
60, 95-111. 332
16
10. Genty, E., Breuer, T., Hobaiter, C and Byrne, R.W. (2009). Gestural 333
communication of the gorilla (Gorilla gorilla): repertoire, intentionality and 334
possible origins. Anim. Cogn. 12(3), 527-546. 335
11. Pika, S., Liebal, K. and Tomasello, M. (2005). Gestural communication in 336
subadult bonobos (Pan paniscus): repertoire and use. Am. J. Primatol. 65(1), 39-337
61. 338
12. Liebal, K., Pika, S. and Tomasello, M. (2006). Gestural communication of 339
orangutans (Pongo pygmaeus). Gesture 6, 1-36. 340
13. Cartmill, E. and Byrne, R.W. (2007). Orangutans modify their gestural signaling 341
according to their audience’s comprehension. Curr. Biol. 17(15), 1345-1348. 342
14. Cartmill, E. and Byrne, R.W. (2010). Semantics of primate gestures: intentional 343
meaning of orangutan gestures. Anim. Cogn. 13(6), 793-804. 344
15. Pollick, A.S., Jensen, A. and DeWaal, F.B.M. (2007). Gestures and multimodal 345
signaling in bonobos. In The bonobos: behavior, ecology and conservation. 346
Furuichi, T. and Thompson, J., eds. (New York, USA: Springer). 347
16. Leavens, D.A. and Hopkins, W.D. (1998). Intentional communication by 348
chimpanzees: a cross-sectional study of the use of referential gestures. Dev. 349
Psychol. 34, 813-822. 350
17. Leavens, D.A., Russell, J.L. and Hopkins, W.D. (2005). Intentionality as 351
measured in the persistence and elaboration of communication by chimpanzees 352
(Pan troglodytes). Child Dev. 76, 291-306. 353
18. Hobaiter, C. and Byrne, R.W. (2011). The gestural repertoire of the wild 354
chimpanzee. Anim. Cogn. 14(5), 745-767. 355
19. Hobaiter, C. and Byrne, R.W. (2011). Serial gesturing by wild chimpanzees: its 356
nature and function for communication. Anim. Cogn. 14(5), 827-838. 357
17
20. Rendall, D., Owren, M.J. and Ryan, M.J. (2009). What do animal signals mean? 358
Anim. Beh. 78(2), 233-240. 359
21. Crockford, C., Wittig, R.M., Mundry, R. and Zuberbühler, K. (2012). Wild 360
chimpanzees inform ignorant group members of danger. Curr. Bio. 22(2), 142-361
146. 362
22. Schel, A.M., Townsend, S.W., Machanda, Z., Zuberbuhler, K. and Slocombe, 363
K.E. (2013). Chimpanzee alarm call production meets key criteria for 364
intentionality. Plos One. 8(10), e76674. 365
23. Hewes, G.W. (1973). Primate Communication and the Gestural Origin of 366
Language. Curr. Anth. 33, 65-84. 367
24. Armstrong, D., Stokoe, W. and Wilcox, S. (1995). Gesture and the nature of 368
language (Cambridge, UK, Cambridge University Press). 369
25. Corballis, M. (2002). From hand to mouth: The origins of language (New Jersey, 370
USA, Princeton University Press). 371
26. Cheney, D.L. (1992). How monkeys see the world: inside the mind of another 372
species (Chicago, USA, University of Chicago Press). 373
27. Smith, W.J. (1965). Message, meaning, and context in ethology. Am. Nat. 99, 374
405-409. 375
28. Seyfarth, R.M., Cheney, D.L. and Marler, P. (1980). Vervet monkey alarm calls: 376
semantic communication in a free-ranging primate. Anim. Behav. 28, 1070-1094. 377
29. Zuberbühler, K. (2003). Referential signaling in non-human primates: cognitive 378
precursors and limitations for the evolution of language. Adv. Stud. Behav. 33, 379
265-307. 380
30. Zuberbühler, K., Cheney, D.L. and Seyfarth, R. M. (1999). Conceptual semantics 381
in a nonhuman primate. J. Comp. Psychol. 113, 33-42. 382
18
31. Seyfarth, R.M. and Cheney, D.L. (2003). Signalers and receivers in animal 383
communication. Ann. Rev. Psychol. 54(1), 145-173. 384
32. Grice, H.P. (1991). Studies in the way of words (Cambridge, MA: Harvard 385
University Press). 386
33. Scott-Phillips, T. (2010). Animal communication: insights from linguistic 387
pragmatics. Anim. Behav. 79(1), e1-e4. 388
34. Wheeler, B.C. and Fischer, J. (2012). Functionally referential signals: a promising 389
paradigm whose time has passed. Evol. Anthropol. 21, 195-205. 390
35. Dennett, D.C. (1987) The intentional stance (Cambridge, MA: MIT Press). 391
36. Liebal, K., Call, J. and Tomasello, M. (2004). Use of gesture sequences in 392
chimpanzees. Am. J. Primatol. 64(4), 377-396. 393
38. Roberts, A.I., Vick, S.J. and Buchanan-Smith, H.M. (2012). Usage and 394
comprehension of manual gestures in wild chimpanzees. Anim. Behav. 84(2), 395
459-470. 396
39. Grice, H.P. (1957). Meaning. The Philosophical Review 66(3), 377-388. 397
40. Altmann, J. (1974). Observational study of behavior: sampling methods. 398
Behavior, 49(3-4), 227-267. 399
19
Table 1: Gestural Lexicon 400 Real-world meanings are defined and listed with the gestures to which they are 401 associated, either a primary or a secondary outcome (Table S3: data from all 402 individuals, raw scores converted to proportions). Meanings are consistent across 403 individuals (Figure S1 and Table S2). Meanings are ordered in declining order of the 404 number of gestures used to effect them: note that negation (‘stop that’ and ‘move 405 away’) can be achieved with the largest variety of gestures, and that more alternatives 406 are available for social negotiation than for simple requests. 407 Meaning: definition [primary outcome of these gestures] {secondary outcome of these gestures} 408 409 410 Stop that: either cease behavior previously directed towards the signaler or change behavior to direct it towards another [primary: Grab; Hand on; Jump; Push; Side roulade; Slap other; Somersault; Stomp 2-feet; Tap other] {secondary: Arm swing; Bite; Foot present; Hand fling; Punch other; Shake hands; Slap object} Move away: move away from signaler [primary: Arm swing; Hand fling; Jump; Object shake; Punch object/ground; Punch other; Slap object] {secondary: Arm raise; Object move; Push; Slap other; Stomp; Tap other} Contact: physical contact of apparently affiliative nature, e.g. hugging, touching etc. [primary: Bite; Embrace; Rump rub; Shake hands] {secondary: Present sexual; Reach; Touch other} Acquire object: give signaler object [primary: Arm raise; Mouth stroke; Reach; Touch other] {secondary: Hand on} Follow me: mature recipient follows mature signaler, usually in consortship [primary: Jump; Slap object with object; Throw object] {secondary: Foot present; Rump rub; Stomp 2-feet} Move closer: move closer [primary: Beckon; Grab-pull; Slap object with object] {secondary: Arm swing; Directed push; Mouth stroke}
Sexual attention to male: ♀-responds sexually [primary: Leaf-clipping; Object move; Stomp] {secondary: Object shake; Punch object/ground} Climb on me: climb on signaler’s body [primary: Foot present; Present climb on] {secondary: Grab; Grab-pull} Initiate grooming: grooming between signaler and recipient [primary: Big loud scratch] {secondary: Bite; Present grooming} Sexual attention to female: ♂-responds sexually [primary: Present sexual] {secondary: Leaf clipping} Reposition body: move (and hold) body into indicated position [primary: Directed push] {secondary: Beckon} Attend to specific location: adjust behavior to focus attention on indicated location [primary: Present grooming] {secondary: none} Travel with me (adult): travel together with adult signaler [primary: n/a*] {secondary: Big loud scratch; Embrace} Climb on you: permits signaler to climb on [primary: n/a*] {tertiary**: Reach} Travel with me (infant): travel together with infant signaler [primary: n/a*] {other**: Big loud scratch; Grab-pull; Poke}
* only recorded as secondary outcome ** rarely observed outcome; only recorded as tertiary or less frequent 411 412
20
Table 2: Primary or secondary gesture meanings (excluding play) 413 The ASOs (as defined in Table S1) recorded as the primary, secondary, or tertiary 414 ASO for each gesture type (Table S3). ASOs are listed in order of the number of 415 gesture types (N) associated with them as their primary, and then secondary, or 416 tertiary outcome. 417 *Both these ASOs were recorded only as the tertiary or even less frequent outcome of 418 a gesture type, as used by the community as a whole. However, their use was 419 necessarily limited to young infant signalers; evidently they would be more 420 prominently represented in a study of infant gesturing. 421 422
ASO N1 (primary) N1+2 (primary or secondary)
N1+2+3 (primary or secondary or tertiary)
Stop that 9 16 20
Move away 7 13 14
Contact 4 7 10
Acquire object 4 5 8
Follow me 3 6 10
Move closer 3 6 8
Sex attention (to male) 3 5 7
Climb on me 2 4 6
Initiate grooming 1 3 4
Sex attention (to female) 1 2 2
Reposition body 1 2 2
Attend to specific location 1 1 1
Travel with me (adult) 0 2 2
Climb on you* 0 0 1
Travel with me (infant)* 0 0 0
423 424
Figure S1: Related to Table 1 Individual use of gesture types: graphical analysis The mean percentage deviation from the normal distribution of ASOs in gestural communication is plotted per signaler for the 15 gesture types suitable for parametric analysis; followed by the 21 gestures analyzed with non-parametric analysis (see Table S3: evidence). Number of individual signalers and total number of cases of the gesture are provided. ASOs with potentially similar meaning are plotted adjacent to each other. Each line represents a distribution of usage across the ASOs; the weight of the line correlates directly to the number of signalers that employed this distribution of meaning. For clarity only ASOs for which the gesture was employed are labelled. *Note that, in the gestures analyzed with parametric analysis individual contributed several cases of the gesture: thus any single errors (either in attribution by the coder, or understanding by the recipient) represent only a portion of the individual signaler’s usage. For gestures analyzed through nonparametric analysis, an individual may contribute only a single case of the gesture so, even where this was an error it then represents 100% of their usage. Thus, errors and variation are potentially exaggerated with respect to distributions shown in Figure S1.
15 gestures analyzed through parametric analysis (Table S3) Big Loud Scratch: individuals n=18, cases n=177 Directed push: individuals n=16, cases n=157
Embrace: individuals n=4, cases n=118 Hand fling: individuals n=5, cases n=39
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Atte
nd
Gro
om
Clim
b on
me
Follo
w
Trav
el w
ith
(ad)
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
obj
ect
Rep
ositi
on
Clim
b on
me
Sex
att
(m)
Trav
el w
ith
(ad)
M
ove
clos
er
Con
tact
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Gro
om
Follo
w
Con
tact
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Mov
e aw
ay
Sto
p
Hand on: individuals n=4, cases n=21 Leaf clip: individuals n=6, cases n=27
Mouth stroke: individuals n=3, cases n=15 Object move: individuals n=3, cases n=52
Object shake: individuals n=13, cases n=303 Present climb on: individuals n=3, cases n=17
Present grooming: individuals n=27, cases n=156 Present sexual: individuals n=18, cases n=135
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Mov
e cl
oser
Mov
e aw
ay
Sto
p -0.2 0.0 0.2 0.4 0.6 0.8 1.0
Sex
att
(m)
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
ob
ject
Mov
e cl
oser
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Sex
att
(m)
Follo
w
Mov
e cl
oser
Mov
e aw
ay
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
obj
ect
Gro
om
Sex
att
(m)
Follo
w
Trav
el w
ith
Mov
e cl
oser
C
onta
ct
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Clim
b on
me
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Atte
nd
Gro
om
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
obj
ect
Atte
nd
Sex
atte
ntio
n (f)
Follo
w
Con
tact
Sto
p
Reach: individuals n=25, cases n=228 Slap object: individuals n=7, cases n=48
Touch other: individuals n=9, cases n=42
21 gesture analyzed through non-parametric analysis (Table S3)* Arm raise: individuals n=12, cases n=27 Arm swing: individuals n=10, cases n=39
Beckon: individuals n=4, cases n=6 Bite: individuals n=6, cases n=7
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
obj
ect
Atte
nd
Clim
b on
me
Clim
b on
you
Sex
ual a
tt (m
)
Mov
e cl
oser
C
onta
ct
Mov
e aw
ay
Sto
p -0.2 0.0 0.2 0.4 0.6 0.8 1.0
Sex
att
(m)
Follo
w
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
obj
ect
Clim
b on
me
Clim
b on
you
Trav
el w
ith (a
d)
Mov
e cl
oser
C
onta
ct
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
ob
ject
Clim
b on
you
Mov
e cl
oser
Mov
e aw
ay
Sto
p -0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
ob
ject
Follo
w
Mov
e cl
oser
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Rep
ositi
on
Mov
e cl
oser
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Gro
om
Con
tact
Sto
p
Foot present: individuals n=4, cases n=8 Grab: individuals n=13, cases n=19
Grab-pull: individuals n=8, cases n=16 Jump: individuals n=3, cases n=18
Slap object with object: individuals n=2, cases n=15
Slap other: individuals n=14, cases n=17
Somersault: individuals n=6, cases n=15 Stomp: individuals n=12, cases n=30
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Clim
b on
me
Follo
w
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Atte
nd
Rep
ositi
on
Clim
b on
me
Clim
b on
yo
u
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Clim
b on
me
Clim
b on
you
Mov
e cl
oser
C
onta
ct
Trav
el w
ith
(in)
Mov
e aw
ay
Sto
p -0.2 0.0 0.2 0.4 0.6 0.8 1.0
Atte
nd
Gro
om
Sex
att
(m)
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Follo
w
Mov
e cl
oser
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Sex
att
(m)
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Sex
att
(m)
Follo
w
Mov
e cl
oser
Mov
e aw
ay
Sto
p
Stomp 2-feet: individuals n=5, cases n=10 Tap other: individuals n=12, cases n=15
Throw object: individuals n=1, cases n=5*
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Follo
w
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Acq
uire
ob
ject
Mov
e cl
oser
C
onta
ct
Mov
e aw
ay
Sto
p
-0.2 0.0 0.2 0.4 0.6 0.8 1.0
Follo
w
Table S1: Related to Table 2 Apparently Satisfactory Outcomes in chimpanzee gestural communication. Definitions of ASOs are provided along with the percentage frequencies with which single gestures or bouts of gesturing were employed towards a particular ASO; raw frequencies of the number of gesture instances are given in brackets (n). *Note that the ‘Unknown’ category does not accurately reflect the rate of failed communication attempts: since the definition of a gesture requires evidence of intentional usage, many genuinely communicative instances were liable to be missed, and these may disproportionately include cases where the target audience does not react. ASO Definition Gestures
% (n) Bouts % (n)
Acquire object recipient gives signaler object (e.g. food, leaf sponge, etc.)
6.3% (283)
4.8% (164)
Attend to specific location
recipient adjusts their behavior to focus attention on the location indicated in the signaler’s gestural communication, usually in grooming
4.0% (183) 5.0% (172)
Climb on me recipient climbs on signaler’s body 1.8% (83) 2.1% (72) Climb on you recipient permits signaler to climb on them 0.3% (15) 0.4% (13) Contact physical contact of an apparently affiliative
nature, such as hugging, touching etc. between the signaler and recipient
2.9% (132) 3.5% (119)
Follow me mature recipient follows mature signaler, usually in consortship
8.2% (373) 4.2% (145)
Initiate grooming grooming between the signaler and recipient 3.8% (174) 4.2% (143) Move away recipient moves away from signaler 3.8% (170) 3.8% (129) Move closer recipient moves closer to signaler 2.4% (107) 2.2% (75) Play start recipient starts to play with the signaler 42.7% (1933) 43.4% (1485) Play change: increase intensity
recipient changes the type of play from chasing play to contact (e.g. wrestling) play
0.7% (33) 0.8% (26)
Play change: decrease intensity
recipient changes the type of play from contact to chasing play
0.1% (3) 0.1% (3)
Play resume recipient resumes playing after a pause in the activity
5.7% (257) 6.3% (214)
Reposition body the recipient moves (and holds) their body into the indicated position
2.2% (100) 2.7% (93)
Sexual attention to female
(male) recipient responds sexually to signaler attention (e.g. inspection, copulation etc.)
2.4% (107) 2.0% (69)
Sexual attention to male
(female) recipient responds sexually to signaler (e.g. presentation, copulation, etc.)
1.7% (110) 3.1% (107)
Stop that the recipient either ceases behavior previously directed towards the signaler or changes their behavior to direct it towards another individual
3.2% (145) 3.7% (127)
Travel with me (adult) recipient travels together with adult signaler 0.8% (36) 0.5% (18) Travel with me (infant) recipient travels together with infant signaler 0.1% (3) 0.1% (1) Unknown* intentional gesture fails to elicit any response, so
unable to attribute the intended purpose 6.3% (284) 7.1% (244)
Table S2: Related to Table 1 Individual use of gesture types: statistical analysis. A significant result indicates that the gesture has a distinct meaning, which does not vary with signaler identity. A significant t-test or G-test result indicates a population-general effect: that is, that there is no significant effect of signaler identity on the pattern of use of an individual gesture type (for its primary; primary and secondary; or primary, secondary and tertiary ASOs combined). ASOs were derived from the analysis of data from all individuals, shown in table S3; tests were run on the subset of individuals who contributed at least 3 cases of gesture use, as in the parametric analyses in table S3. *All cases of gesture use tested were towards the primary ASO
Gesture ASOs: primary (secondary)
[tertiary] ASOs tested
Evidence
Big loud scratch
Initiate grooming 1 T=2.88, df=17, p=0.010
Directed push Reposition body (Move closer) 1,2 T=3.26, df=15, p=0.005 Embrace Contact (Travel with me adult)
[Follow me] 1,2,3 T=7.00, df=3, p=0.006
Hand fling Move away (Stop that) 1 T=11.00, df=4, p<0.001 Hand on Stop that (Acquire object)
[Contact] 1,2,3 T=0.46, df=3, p=0.680
Leaf clipping Sexual attention to male* 1 G=37.4, df=1, p<0.001 Mouth stroke Acquire object (Move closer) 1,2 G=20.8, df=1, p=0.003 Object move Sexual attention to male
(Move away) [Follow] 1,2,3 T=13.46, df=3, p=0.005
Object shake Move away (Sexual attention to male) [Acquire object]
1,2,3 T=3.21, df=12, p=0.008
Present climb on
Climb on me* 1 G=23.6, df=1, p<0.001
Present grooming
Attend to specific location 1 T=34.96, df=26, p<0.0001
Present sexual Sexual attention to female (Contact)
1,2 T=14.20, df=17, p<0.0001
Reach Acquire object (Contact) 1,2 T=3.134, df=24, p=0.005 Slap object Move away (Stop that) [Sexual
attention to male] 1,2,3 T=2.34, df=6, p=0.058
Touch other Acquire object (Contact) [Stop that]
1,2,3 T=1.02, df=8, p=0.338
Table S3: Related to Tables 1 and 2 Gesture meanings. Most commonly recorded ASOs, for each gesture type. Percentages are calculated from cases of non-play gestural communication and do not include cases assigned an ASO of ‘unknown’. Only the commonest two ASOs recorded are shown; data are from all individuals, with each individual’s raw score converted to a proportion. We carried out individual ANOVAs or Chi-square tests as appropriate for each of the 36 gestures suitable for analysis, comparing the ASO distribution for each gesture against the null distribution of the ASOs in the data set as a whole (see SI Procedure). In addition we attempt to identify gesture types specifically employed in play communication; we analyze all usage (including play) for the 18 gestures where insufficient evidence of meaning was available from non-play contexts. Statistical evidence is provided for any interaction between gesture type and distribution of ASOs, tested using either an ANOVA, or, where insufficient cases for parametric analysis, Chi-square with individual data pooled. A significant finding indicates that the distribution of ASOs for the specific gesture types varies significantly from the null distribution of ASOs. N is the number of individuals contributing data to the test, which is the number of subjects tested when the statistical test is an ANOVA in the adjacent ‘evidence’ column; note that for parametric tests only individuals contributing at least 3 cases of gesture use were included (see SI Procedure_d). The total number of cases of gestures used (n) is also provided, and this is the number of subjects tested when the adjacent statistical test is a Chi-square. Individual identity was coded and treated as a random variable in all ANOVAs. * It was not possible to control for individual identity in Chi-square tests; thus, p values of chi-square tests should be interpreted with caution. See SI Procedure_d for discussion of the interpretation of pooled data. ** Throw object was recorded 100% of the time towards a single outcome (‘follow me’), but with only 5 cases the interaction only approached significance (p=0.08). *** Note that in the case of gestures analyzed with play data, because of the prevalence of play data within the total (null) data set, a failure to show deviation from the null is here much more likely. While a significant result will indicate a specific pattern of use for that gesture type, a non-significant result does not necessarily indicate that there is no specific pattern of use: rather it gives no information in either direction. While 17 of the 18 gestures had a tight meaning of ‘play start’, the extremely high frequency with which play was recorded as an outcome in the dataset meant that for 8 gestures the distribution of ASO did not vary from the overall average distribution of ASOs. While this does not represent a significant proportion of the repertoire (Binomial: n=18, p=0.815), the non-significance is likely due to the overwhelming predominance of play data in the set, and should only be interpreted as providing no specific evidence, rather than evidence against meaningful use of gestures used in play.
Gesture meanings: non-play gesture type ASO (%) all individuals N (n) evidence*
Arm raise Acquire object 38% (Move away 29%) 12 (27) χ2=65.71, df=14 p<0.0001
Arm swing Move away 40% (Move closer/Stop that 23%) 10 (39) χ2=62.64, df=14 p<0.0001
Beckon Move closer 63% (Reposition body 38%) 4 (6) χ2=52.30, df=14 p<0.0001
Big loud scratch Initiate grooming 82% (Travel with me - adult 9%)
18 (177) f=45.33, df=14, 238 p<0.001
Bite Contact 67% (Stop that/Initiate grooming 17%) 6 (7) χ2=37.76, df=14 p=0.0006
Directed push Reposition body 57% (Move closer 15%) 16 (157) f=29.13, df=14, 210 p<0.001
Embrace Contact 89% (Travel with me – adult 7%) 4 (18) f=33.83, df=14,42 p<0.001
Foot present Climb on me 50% (Follow me/Stop that: 25%) 4 (8) χ2=104.17, df=14 p<0.0001
Grab Stop that 44% (Climb on me 18%) 13 (19) χ2=123.57, df=14 p<0.0001
Grab-pull Move closer 35% (Climb on me 27%) 8 (16) χ2=117.36, df=14 p<0.0001
Hand fling Move away 73% (Stop that 27%) 5 (39) f=427.5, df=14,56 p<0.001
Hand on Stop that 50% (Acquire object 25%) 4 (21) f=3.28, df=14,42 p=0.001
Jump Follow me/Stop that/Move away 33% 3 (18) χ2=48.47, df=14 p<0.0001
Leaf clipping Sexual attention to male 89% (Sexual attention to female 11%)
6 (27) f=1925.79, df=14,70 p<0.001
Mouth stroke Acquire object 93% (Move closer 7%) 3 (15) f=4.18, df=14,28 p=0.001
Object move Sexual attention to male 45% (Move away 26%) 3 (52) f=2.16, df=14,28 p=0.041
Object shake Move away 37% (Sexual attention to male 35%) 13 (303) f=7.68, df=14,168 p<0.001
Present (climb on) Climb on me 100% 3 (17) f=1820.37, df=14,28 p<0.001
Present (grooming) Attend to specific location 99% (Initiate grooming 1%)
27 (156) f=2384.95, df=14,364 p<0.001
Present (sexual) Sexual attention to female 49% (Contact 33%) 18 (135) f=50.80, df=14,238 p<0.001
Punch object/ground
Move away 42% (Sexual attention to male 33%) 6 (8) χ2=24.94, df=14 p=0.0352
Punch other Move away 57% (Stop that 29%) 7 (7) χ2=29.17, df=14 p=0.0099
Push Stop that 78% (Move away 22%) 12 (18) χ2=143.82, df=14 p<0.0001
Reach Acquire object 53% (Contact 20%) 25 (228) f=30.24, df=14,336 p<0.001
Rump rub Contact 80% (Follow 20%) 5 (5) χ2=45.31, df=14 p<0.0001
Shake hands Contact 83% (Stop that 17%) 6 (8) χ2=68.18, df=14 p<0.0001
Side roulade Stop that 100% 4 (9) χ2=116.00, df=14 p<0.0001
Slap object Move away 60% (Stop that 13%) 7 (48) f=10.44, df=14,84 p<0.001
Slap object with Follow me/Move closer 50% 2 (15) χ2=56.89, df=14 p<0.0001
object
Slap other Stop that 64% (Move away 32%) 14 (17) χ2=100.47, df=14 p<0.0001
Somersault Stop that 100% 6 (15) χ2=193.33, df=14 p<0.0001
Stomp Sexual attention to male 38% (Move away 29%) 12 (30) χ2=48.83, df=14 p<0.0001
Stomp 2-feet Stop that 50% (Follow me 40%) 5 (10) χ2=25.63, df=14 p=0.0288
Tap other Stop that 42% (Move away 25%) 12 (15) χ2=42.00, df=14 p<0.0001
Throw object ** Follow me 100% 1 (5) χ2=22.03, df=14 p=0.0781
Gesture meanings: play*** Arm shake Play start 81% (Follow me 8%) 3 (13) f=8.01, df=18,36 p<0.001
Arm wave Play start 80% (Follow me 20%) 5 (5) χ2=4.31, df=18 p=0.999
Dangle Play start 86% (Play resume 14%) 17 (280) f=388.05, df=18,288 p<0.001
Drum object palms Play start 81% (Sexual attention to male 19%) 7 (10) χ2=20.07, df=18 p=0.329
Feet shake Play start 70% (Play resume 26%) 9 (14) χ2=21.34, df=18 p=0.263
Gallop Play start 85% (Move away/ Play change - decrease intensity: 7%)
5 (28) f=394.3, df=18,72 p<0.001
Hand shake Play start 82% (Play change - increase intensity 9%, Contact 9%)
11 (11) χ2=20.30, df=18 p=0.32
Head nod Play start 78% (Play resume 12%) 3 (13) f=134.36, df=18,36 p<0.001
Head stand Play start 82% (Play resume 18%) 7 (32) f=90.45, df=18,108 p<0.001
Kick Play start 74% (Play resume 11%) 3 (13) f=2.12, df=18,36 p=0.027
Knock object Play start 83% (Follow me 17%) 6 (6) χ2=5.05, df=18 p=0.999
Leg swing Play start 78% (Follow me 17%) 6 (15) χ2=7.88, df=18 p=0.980
Object in mouth approach
Play start 81% (Play resume 19%) 3 (13) f=14.92 df=18,36 p<0.001
Poke Play start 72% (Play resume/Travel with me-infant: 11%)
9 (15) χ2=76.51, df=18 p<0.001
Pounce Play start 83% (Play resume 8%) 6 (7) χ2=5.94, df=18 p=0.997
Roll over Play start 68% (Play resume 16%) 5 (28) f=568.00 df=18,72 p<0.001
Stomp other Play start 100% 6 (6) χ2=7.19, df=18 p=0.989
Stomp other 2-feet Play start 93% (Play resume 7%) 3 (13) f=52.32, df=18,36 p<0.001
SUPPLEMENTAL PROCEDURES
(a) Study site and subjects
The Budongo Conservation Field Station was established in 1990 in the Budongo
Forest Reserve, which lies in the western Rift Valley in Uganda (1°350 – 1°550 N,
31°180 – 31°420 E) at a mean altitude of 1,050 m. The 793-km2 Reserve includes 482
km2 of continuous medium-altitude semi-deciduous forest cover [41]. The forest
within this site is predominantly secondary forest growth, due to regular logging until
1990.
Observations were made on chimpanzees within the Sonso community during three
field periods between October 2007 and August 2009 (October 2007–March 2008;
June 2008–January 2009; May 2009–August 2009). At the start of data collection in
October 2007, the Sonso study community of chimpanzees consisted of 81 named
individuals. Following Reynolds [42] we defined age groups as follows: infants (0–4
years), juveniles (5–9 years), sub-adults (m: 10–15 years, f: 10–14 years) and adults
(m: 16+ years, f: 15+ years). Using these categories, the initial group composition was
32 adults (7 males and 25 females), 16 sub-adults (10 males and 6 females), 15
juveniles (6 males and 9 females) and 18 infants (3 males and 15 females). Over the
course of the 22-month study, there were 10 deaths or long-term disappearances, 6
immigrations and 5 births, leaving the final total at 82.
(b) Analysis of gestures
Parametric analyses were carried out in SPSS v11, non-parametric analyses were
calculated by hand; α = 0.05 was required for significance. Means are given ±
standard deviation, throughout. All statistical tests were two-tailed.
We maintained a record of the frequency with which a particular individual
was observed: where we could choose which of several social interactions to film, we
targeted individuals previously sampled infrequently (see [18] for detailed data
collection and analysis protocol). Videos were uploaded, scanned for potential cases
of gestural communication and these cases edited into discrete clips; any gestures
were then reviewed in slow motion and coded into a Filemaker Pro Database. A
gesture sequence refers to multiple gestures given without pause i.e. <1sec between
gestures [19]. A gesture bout refers to a series of gestures or gesture sequences,
separated by ≥1sec [19], but given by the same signaler and apparently directed at
achieving the same outcome.
Only gestures made with evidence of intentional usage were analyzed. Thus,
all gesture instances considered in this paper showed one or more of the following:
audience checking, where the signaler shows awareness of the recipients and their
state of attention; response waiting, where the signaler pauses at the end of the
communication and continues visual monitoring of recipients while waiting, without
producing any further self- or other-directed activity; or persistence, where - after
response waiting, and in the absence of a response that in other cases is taken as
satisfactory - further gestures are given, apparently towards the same end. We
interpret these gestures as having at least 1st order intentionality [35]. By this we mean
that a signaler gestures with the intention of changing the recipient’s behavior.
(c) Interpretation of meaning in chimpanzee gestures
The aim of this study was to discover, for each gesture type, the purpose that a
chimpanzee intended to achieve by using it: the intended meaning. We followed the
method originally established in Genty et al. [10], of deducing the signaler’s intended
meaning from whatever action taken by the target that appears to satisfy the gesturer:
i.e. the target’s action that immediately precedes the cessation of communication by
the signaler. We refer to this as the apparently satisfactory outcome or ASO, to avoid
any implication that we had access to internal mental states.
We considered persistence in communication (i.e. continuing to signal after a
pause of ≥1s.) to imply the failure of the prior single gesture or sequence, leading to
the production of a new gesture or sequence directed towards the same ASO. In this
case, the ASO that finally resulted in cessation of communication was taken to apply
also to earlier, failed gestures or sequences within the same bout of signaling. To
contribute to identifying a gesture’s meaning, we also required the recipient’s
behavior to meet some plausible biological function for the signaler. Given the
growing body of evidence against the existence of ape gestures that serve simply to
get the recipient’s attention [10,18,19,36], we treated as communicative failures those
cases where the recipient changed their attentional state but made no further response.
Also treated as failures were cases where the recipient: left, if this did not serve any
plausible biological advantage to the signaler; physically prevented the signaler from
continuing to gesture; aggressively chased the signaler away; or showed no change in
behavior or demeanor. We suspected that gestures given when pant-grunting, a
submissive vocal signal reliably directed to dominant individuals, might in effect be
requests for the high-rank chimpanzee to remain in the same state (rather than show
aggression to the subordinate). If so, then a lack of response would be the satisfactory
outcome for the signaler: but we could find no way of distinguishing these cases
objectively from others where lack of response was simply a matter of failure. We
therefore assigned all such cases, along with all apparent failures of communication,
to the ASO category ‘unknown’.
Our method has limitations. It is limited to the description of imperative
demands that require a behavioral change in the recipient; further meanings may be
possible in chimpanzee communication, but our approach would not identify them.
By using ASOs, rather than charting the context of use of a gesture, we have avoided
the spurious ‘flexibility’ of cases in which a gesture with a single meaning is
employed across multiple contexts, for example we identify “stop that” as a single
ASO although it is employed across many contexts. However, where a signaler’s
intended meaning is compatible with a range of ASOs, our method would still tend to
exaggerate signal flexibility where several different actions might satisfy the same
intention. For example, a gestural request for ‘contact’ might be satisfied by very
different actions by the alpha male chimpanzee or by a younger sibling. These
variations might themselves be teased apart by considering the relative rank, sex, and
relationship of the signaler to the recipient. However, that would require a data set
that distinguished the many possible types of signaler-recipient relationships,
requiring a much more extensive, long-term study.
(d) Analyzing patterns of meaning: are individual gestures used towards multiple
ASOs?
A forced dependency between gesture and ASO could render the data unsuitable for
parametric analysis: however, we were able to eliminate this risk by counting all uses
of the gesture, including cases where the ASO had been assigned as ‘unknown’, in the
total number of cases, rather than just those where it was possible to define an ASO.
As expected, most gestures were associated with only one or a few ASOs: a non-
homogeneous distribution of variation. We corrected for this non-homogeneity of
variation to render the data suitable for parametric analysis (as recommended in
Snedecor and Cochran, see: [43]), as follows. In all cases where the proportion (i.e.
uses of a gesture type for any one ASO / total uses of the gesture type, n/N) was equal
to 0 or 1, we re-scaled the values. The following substitutions were used: where the
proportion was 1, the value was replaced with 1-(1/4N); where proportion was 0, the
value was replaced with 1/4N.
We compared the distribution of ASOs between all gesture types with
sufficient data for parametric analysis using a 2-way ANOVA. We required a
minimum of three different signalers, each with a minimum three cases in which an
ASO could be defined, for each gesture type in this initial ANOVA. To remove any
effect of pseudo-replication, these data were converted to proportions for each
individual. Thus, we calculated the proportion of the total number of uses, by that
individual, of that gesture, that corresponded to each ASO (see Procedures in the main
paper). As different individuals contributed varying numbers of instances of different
gesture types, and thus, the identity of the individuals contributing their data to an
analysis of a particular gesture type varied, individual identity was coded and treated
as a random factor in the analysis. We then used a planned series of separate
ANOVAs for each gesture, with ASO type as an independent variable. For the null
distribution to be an effective representation of general gesture use, the data included
in the null set should be from as many individuals and gesture types as possible.
Therefore, we used the maximum possible set of individuals (all individuals who
contributed at least 3 cases of gesture to a gesture type in the parametric analysis) to
construct the null distribution, rather than the reduced subset of individuals whose
data contributed to each specific gesture type. To address any possible problem from
the lack of matched samples, individual identity was again coded as a random
variable. In each of these ANOVAS we subtracted this null distribution from the
specific distribution per gesture type of each individual who contributed their data;
giving us a measure of the extent to which the specific distribution of ASOs for a
gesture type deviated from the normal distribution of ASOs in gestural
communication. A significant interaction between ASO type and the mean percentage
frequency deviation would signify that the distribution of ASOs for the specific
gesture type varied from the general distribution of ASOs in the data set. In any case
where insufficient data were available to run a parametric ANOVA, a Chi-square test
using raw frequencies pooled over individuals was employed, to compare the
observed frequency of ASOs for which a gesture-type was used with the ‘null’
general distribution of ASOs within the data set.
There are two possible risks in the use of chi-square tests for these analyses.
Firstly, they do not allow for us to control for any effect of individual identity. We
have already established both graphically (see first half of Figure S1) and statistically
(see Table S2) that there is no effect of individual identity on signal meaning in the
majority of the gestures tested with parametric analyses (12 of 15); and we expect the
same to hold true of the remainder of the repertoire. We offer the same graphical
support for this consistency of meaning across signalers in the second half of Figure
S1, for all gestures analyzed with non-parametric tests. Secondly, by combining data
from individuals in the non-parametric statistics, we risk artificially inflating power
and thus increase the risk of a type 1 error. However, this would only affect the extent
and not the direction of the outcome; and, again, the graphical evidence provided in
Figure S1 offers additional support for our interpretation of the meaning of the
gestures analyzed through non-parametric statistics.
While employing multiple separate tests for every gesture in the repertoire is
not an ideal method, as it runs the risk of false positives, we would still expect only a
small proportion of results to be significant through chance alone: in fact, 35 of 36
cases tested showed an association (Binomial: n=36, p<0.0001).
(e) Playful versus non-playful communication
All gestures included for analysis in this paper showed evidence of signaler
satisfaction with a recipient response, one that fulfilled a plausible biological need on
the part of the signaler, i.e. where it was possible to record an apparently satisfactory
outcome. Amongst the 19 total ASOs (Table S1), 4 were play related: ‘play start’,
‘play change: increase intensity, ‘play change: decrease intensity’, and play-resume’.
Gestures were largely analyzed as they were employed outside of play, to try to
determine their normal meaning (Table S2). Any gesture types only found in play or
recorded too infrequently outside of play for the successful attribution of an ASO
remained ambiguous: they might simply be rare over all contexts, in which case they
must remain unanalyzed; or they might genuinely function mainly in play regulation.
For these unassigned gestures, we next examined the entire data corpus, including
play. If the gesture was never, or only rarely, used outside of play, but regularly
employed within play, we assigned an ASO within play regulation; where too little
data was present even after the inclusion of the play data, the ASO remained
unassigned.
Five gesture types were seen exclusively within play and were successfully
employed 5 or more times: Feet shake, Headstand, Object in mouth approach, Stomp
2-feet other, Stomp other. A further 13 gestures were successfully employed fewer
than 5 times outside of play (and were thus not suitable for the non-play analysis in
the previous section); but with the inclusion of play data they were used 5 or more
times (Arm shake, Arm wave, Dangle, Drum object (palms), Gallop, Hand shake,
Head nod, Kick, Knock object, Leg swing, Poke, Pounce, Roll over). All of these 18
gesture types have been assigned an ASO on the basis of the data including play cases
(Table S4). For 12 gesture types we observed too few cases of clear attribution of
ASO either outside of or including play, for any type of analysis (Bow, Clap, Drum
other, Head butt, Hide face, Hit with object, Look, Pirouette, Stiff walk, Tandem
walk, Tap object, Water splash) the ASO in these cases remained unassigned.
(f) Statistical analysis of individual use of gesture types
We compared the frequency of the primary ASO (as defined for the whole community
in Table S3) with the frequency of all other ASOs combined, in a series of paired t-
tests per gesture type. Where the data were not suitable for analysis with a paired t-
test, we conducted a replicated G-test of goodness of fit, which allows for the
statistical assessment of multiple chi-squares per individual signaler after testing for
the suitability of combining them, avoiding the problem of pseudoreplication. In a
simple system we might expect that a single ASO would be employed significantly
more often than all other ASOs combined. In reality, we found that gestures are used
towards 1-3 different ASOs (see Results: What do chimpanzees gesture to achieve)
and thus any minor errors, by either the coder or the chimpanzees, are likely to have
greater impact on a smaller data set. We therefore re-tested the gesture types to check
whether or not the combination of the primary and secondary, or primary, secondary,
and tertiary, ASOs (Table S2), was observed significantly more often than the
frequency of all other ASOs combined.
SUPPLEMENTAL REFERENCES
41. Eggeling, W.J. (1947). Observations on the ecology of the Budongo rain forest,
Uganda. J. Ecol. 34, 20-87.
42. Reynolds, V. (2005). The chimpanzees of the Budongo forest, Oxford University
Press.
43. Snedecor, G.W. and Cochran, W.G. (1989). Statistical methods 7th edition (Iowa,
USA, Iowa State University Press).