1DY BAN HAN -DAN, THANH HOA

DE AN THANH LAP QUY DAU TU. PHAT TRIEN

THANH HOA

Thank Hem, thting 7 nam 2015

DY BAN NHAN DAN TiNH THANH HOA

DE AN THANH LAP QUI DAU TU PHAT TRIEN

THANH HOA

1. De an thanh lAp Quy dau to phat trien Than!' 116a

2. Phumng an eh) von dieu l'e cho Quy

3. Phuong an hoot long cua Quy nam 2015, 2016

4. Thuyet mink co cAu to chin, bi) may ciia Quy

5. Dv thao Dieu le ye to chtit va hoot thing cfia Quy

Thank 116a, lining 7 nem 2015

UY BAN NHAN DAN LONG HOA XA HOI. CHU NGHIA VIET NAM TINH THANH ROA DOc lap - Tv do - Hari phtic

DE AN THANH LAP ()UV DA U PHAT TRIEN THANH HOA

PliAn thir nhicit CAN CU PHAP LY VA CO SO THGC TIEN CUA VIEC THANH LAP

DU? DAU TU. PHAT TRIEN THANH HOA

I. CAN CGPHAP LY

- Can dr Nghi dinh se) 138/2007/ND-CP ngay 28/8/2007 cia Chinh phe ve to chat ya hoat do, ng cua Qus, dau tu phat Ulan dia. phuang;

- Can cir Nghi dinh s6 37/2013/ND-CP ngay 22/4/2013 cua Chinh sira dai, b6 sung met se dieu cua Nghi dinh so 138/2007/ND-CP ngay 28/8/2007 ye to chin va hoat deng cua Quy dau tu phat trien dia phuang;

. - Can dr Thong tu so 28/2014/TT-BTC cua BO Tai chinh ,ngay 25/02/2014 ve huong clan cry the quan tai chinh cua Quy dau to phat trien dia phuang;

- Can dr Thong tu s6 42/2014/TT-BTC ngay 8/04/2014 cua 136 Tai chinh ye yiec ban hank Dieu le m'Au ap dung cho cac Quy &au tu phat trien dia phuang;

- Can dr Thong tu se 49/2009/TT-BTC ngay 12/3/2009 cilia BO Tai chinh huong den the dO ka toan ap dung cho Quy dau tu phat trien dia phuang;

- Nghi quy& 02/NQ-TU dm ban chAp hanh Bang b'e tinh Thanh H6a ye tang cueing su lanh dao cua dang trong viec cal thin mei truang dau tu, kinh doanh trail dia ban tinh giai doan 2011-2015;

- Nghi quy& s6 163/2010/NQ-HDND ngay 08/12/2010 dm HDND tinh kh6a XV, ky h.91) MU 18 ve ke hoach phat trien kinh to - xa hoi, quec phOng - an ninh 5 nam 2011- 2015 cua tinh Thanh I-16a;

- Nghi quyet 171/2010//NQ-HDND ngay 08/12/2010 dia. HDND tinh khga XV, kY hop thin 18 ye yiac thong qua cac daub mix dau tu ca so ha tang kinh to - xa hei thiat yeti tren dia ban tinh Thanh I-16a giai doan 2011 — 2015;

II. CO SO THGC TIEN

Nam 1997, Quy Dau tu phat trien dia phuang dau tien (Quy TP.HCM, nay IA COng ty Dau tu tai chinh Nha nuot TP.HCM) chive thanh lap theo hinh thirc thi diem.

Sau hon 18 nam thgc hien thi diem, mo hinh nay da dugc nhan Ong ra nhieu tinh, thanh phi; ya da dat dugc 'Mang kat qua tich cut; tra thanh met kenh

huy thing van quan trong cho cac du an dau tu co so ha tang gop phan dap fing cac muc lieu phat trien kinh to - xa hOi tai cac dia phuang.

Hieu qua hoat dOng cua Quy dau tu phat trien a met so tinh: Qua thut to hoat ding Quy dau tu phat trien cua cac tinh cho thay, den nay cac Quy dugc thanh lap deu c6 hieu qua, von ngay cang tang; g6p phan giai quyet cac van de dau tu ma Nha nu& can quan tarntrong khi NSNN chua bo tri dugc nguon va tham gia dau tu,cang cac thanh.phan kinh to khdc de dau tu ket cau ha tang de phat trien kinh to - xa hOi (e(5 phy Inc kern theo)

, Theo tat lieu Hai ngln thuang nien danh gid tinh hinh that hien du an Quy dau tu phat trien dia phuang do BO Tai chinh to chirc vao thang 9/2013 tai tinh Ninh Binh, den nay ea ntrac da thanh lap 35 Quy dau tu phat trien tai cac tinh, thanh phi. Qua thgc tien trien khai hoat ding cua cac Quy Dau tu phat trien dia phuang, Bo Tai chinh da danh gia viec thanh lap ,Quy Dau tu phat trien dia phuong la mat chit truang dung, ,cho phep glad quyt ding thoi nhieu muc lieu khac nhau trong qua trinh phat trien kinh to - xa hai cua the dia phuong; cu the:

- Su ra den aka cac Quy Dau tu phat trien da tao tien de cho viee,chuyen hod mat phan hoat ding dau tu cua Nha nu& sang cho toan hai nham thkrc hien chi, truang "dau to tong to ket {top" Ngfin sach nha nuee chi dau tu vao cac du ,an khong co kha Mang thu von, bac nh&ng dg an phuc vu lgi ich Ong clang theo cht toan hang nam. Dal vad cac dg an, chuang trinh phat trier' kinh to xa hOi ca kha nang thu hoi von frac tiep thi viec dau tu se dugc xa hai h6a thong qua cac kenh khac nhau, trong 46 c6 kenh Quy Dau to phat trien.

- Dua vao clam nang huy ding yen trung, dal han cua Quy, Chinh quyen cac dia phuang c6 them &mg cu tai chinh de huy Ong cac nguOn lire tai chinh phuc vu cho muc tieu phat trien he thong ket cau ha tang kinh to ky thuat theo chien Mac phat trien kinh to xa hai da dugc Hai thing nhan dan phe chuan.

- Viec ket hap nhieu nguon van khac nhau cho phep dam bao kha nang tai chinh, Mite day tien da thgc hien cac ding trinh, du an. Float clang cua Quy da bo trg cho cac kenh dau tu khac hien c6 va tao nen mat mang luai dau tu hoan chinh tren dia ban the tinh, thanh phi.

Phan thu lidi St1 CAN THIET THANH LAP QUI( DAU TU. PHAT TRIEN THANH HOA

I. Thkre trang

Thanh Haa la mat tinh ngheo, hang narn Trung uang be sung can den chi tren 70% . Trong nhung nam qua, nguon von bo tri cho phat trien kinh to - xa hai tir nguon khai thac phat huy not Igc cua dia phuong va ho tra cua Trung uong nen tinh Thanh 1-16a co nhip do phat trien kha, lien tut; he thong ha tang giao thong, thong tin lien lac, cap diem cap thoat ntrac, cac co so re, twang hoc va cac tong trinh phite Igi xa hai khac &rot tang cuang ca ve so luting va chat 'wing; den song vat chat va tinh than cua nhan dan duac tai thien rei ret;

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chinh tri - xa hoi tren dia ban dirge en dinh; an ninh - quac phong dugc gift viTtng.

Tinh Thanh floa co Igi the ve vi tri dia 19, nam er Bac Trung Bo, tren trkic giao thong Bac-Nam, co duemg Quac 16, throng sat, duang bien va throng hang khong; clac biet co Khu kinh to Nghi Sun la met trong 5 khu kinh to Ion, trong diem aa ca nude dugc Chinh phi vu tien dau tu; Cang nuerc sau Nghi San la lieu kien thuan lgi de Thanh Boa ring giao luu kinh to vii cac tinh trong ca nu& va ygi nude ngoai. Thanh Elea la tinh co nhieu diem du hell tiem nang nhu: Khu di tich lick sir Lam Kinh; thong cac bai bin da dang va phong co di san van h6a the gidi Thanh Nha HO va c6 nhieu danh lam [hang canh not tieng khac. Tuy nhien, nguan von dau to not chung con han che. Neudugc dau tu dung mirc se la the manh ,de phat trien du lich, dich vu va kinh to hien. VI vay, viec phat huy cac lqi the so sanh de phat trien,nhanh, manh va yang chac kinh to-xa,hai vii tinh Thanh H6a c6 nghia het sere quan trong, lam ding Luc thew day phat trien kinh to trong diem cua tinh.

De dat dug° tic de tang throng, kinh Men, mire cao (binh quan teen 10%/nam), tinh tap [rung moi nguan von cho dau tu phat trien kinh to - xa hal, nen quy mo dau tu ngay tang tang.

- Cac ca che, chinh sach khuyen khich thu but dau tu cua tinh duce ban hanh theo huang tao mei truong,dau‘tu va kinh doanh‘thuan lai, thong thoang nham thu Mit tot da cac nguon von dau hi:, Tong von dau tu khu ngoai nha nuerc giai doan 2006-2013 la 115.825 ty ding, chiem 54% tren tong dal to toan xa hea.

- Cac nguon not tut cua tinh dugc khai that va sir dung co hieu qua; dac biet cac ngu6n khai that quy dat va met phan ngu6n lue trong dan cu thOng qua hinh there Nha nu& va nhan dan ciing lam da gop phan day nhanh tot de ph& trien cua tinh.

- Cac hinh thUrc va the cong cu huy &Ong wen lue tai chinh thug bulk dugc da ,clang, dam bao nguon van de day nhanh ti'en thi,cong cac ding trinh trongdiem co tac Ong den phat trien kinh to tinh, nhieu Gong trinh có qui m6 dau tu Ibn dug° hoan thanh dua vao sir dung phat huy hieu qua.

- Tinh da danh met phan van tir ngan sach hoac co ngulin gac lir ngan sach de ha trg cho cac doanh nghiep nhA nude dia phuung c6 dieu kiL phat then san xuat - kinh doanh, day la no luc Ion cua tinh trong dieu kien ngan sach con khO khan.

T6ng van dau tu phat trien tren dia ban tinh lir 2006 - 2013 IA 213.629 t9 ding (trong do yen dau tu Oat trim lir nguon ngan sach nha nuac chiem 46% teen tong dau tu toan xa hOi). -Deng nguon huy ding va co tau nguen van nhu saw

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DAU TU. TOAN XA 1101 GIAI DOAN 2006-2013

Chi tieu 2006-2009 2010-2013 2006-2013

1. TOng dhu Dr than 'CA hoi (tS/ (ling) 56.689 156.940 213.62 - VOn khu Nlirc nulic 28.292 69.512 97.804

- Von khu Nom n:oai nha nu& 28.397 87.428 115.825

2. Co du nguon von (%)

- VOn khu vuc nha nu& 50 44 46

- Von khu vlie ngoai nha nu& 50 56 54

(Nguan: De an tat co cau kinh to tinh Thanh 116a cita SO Ke hooch va Ddu tu)

2. Su can thiet

Nghl motet dai hoi Dang bo tinh lan thin XVII a de ra: "Khai that, phat huy m9i nguon lye va loi the so sanh de day manh tong nghiep boa, hien dai hth, phat trien kinh to nhanh va ben yang; trong do phat trien tong nghiep, xay Ong, phat trien d8 thi la nhiem vu dot pha mang tinh chitin lune. Met trong nheng mac lieu tha ke hoach 5 nom 2011-2015 la toc de tang throng kinh to binh quan hang nom dot Ur 17-18%.

D9 kien nhu cau van dau tu phat trien can huy dung giai doan 2014-2020, la 793 nghin ty dong, trong do giai doan 2014-2015 khoang 193 nghin ty dong va giai doan 2016-2020 khoang 600 nghin t9 thing. Ca cau ngu6n von thay theo huemg giam dan ty trong huy d8ng von tir NSNN, tang t9 trong von khu vuc ngoai nha nuac. Nhu cau huy do, ng va ea cau nguon von da: kien nhu sau:

DAU TU TOAN XA H01 GIAI DOAN 2014-2020

CM tieu 2014-2015 2016-2020 2014-2020

1. TOng dhu ttr tohn /di hot (tS+ dOng) 193.530 600.000 793.530 - VOn khu vuc nha nude 45.370 125.000 170.370

- Von khu vvc ngoai nha nuac 148.160 475.000 623.160

2. Ca du ngtnin von (%)

- Vtn khu slirc nha nude 23 20 21

- Von khu vire ngoai nha nuac 77 80 79

(Nguan: Bao coo ve tinh hinh ddu tufihat rien nom 2014, W hoach 2015 so 144/BC-UBND ngety 12/12/2014 cita UBND tinh va De an tat ca cau kinh to

tinh Thanhlka cilia Sa Ke hoach va Dciu tu)

Trona MIL-mg nom qua, tinh da tap trung moi nguon lye hien co de uu tien danh cho dau tu phat trien kinhte - xa hoi. Tuy nhien, viec huy Ong the nguon lye tai chinh cho dau tu phat trien chua dap Ung dupe so veri nhu cau dautu phat trien cua tinh; nguon von huy Ming cho dau tu phat trien the yeu tic nguen ngan sash nha nuoc, nguen von huy Ming Ur dan cu va the thanh phan kinh to khac

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can thap, kheing 6n,dinh. Thuc cho May can phai c6 sr tang cuang cac ding cu huy do, von de dap (mg nhu can von dau to phat trien kinh to-xa hei ngay cang tang.

Hien nay, yen eau thanh lap Quy dau to Oat trien Thanh I-16a, de dap Ung yeu cAu ngu6n van huy deng, wan 1y. dau tu phuc vu phat trien kinh te- xa hei, xay dung nOng then mei la rat can thiet.

Thir nhitt, Quy la ding cu huy dOng von phut vu dau tu phat then dm tinh.

Thai gian qua, viec huy, &Ong van chit yeu thong qua ode du an to ngari sach nha nuac (NSNN) yeu tir ngutin von CTMT Quoc gia, trai phieu, cac chuong trinh, attic tieu; cac du an BT, BOT, PPP hay huy thing nguon tai chinh khac rat kh6 khan, han hcp, nhieu du an der dang, hoac,khOng c6 nguen von trien khai thyrc hien lam anh hueing den tien de do thieu van, kh6 khan cho viec be tri tithe tieu phat trien kinh te - xa hei cua tinh, trong khi nguon vOn nhan roi cua NSDP va cac nguon Quy khac chua doge huy dOng, kenh huy Ong cac nguem the tai chinh cUa dig phuung chua co tinh chat phap 19 de flux hien, quail 19 sir dung dau tit.

Trong dieu kien nguan van ngan sach cUa tinh va ngu6n von huy dOng to the cong cu hien c6 chua the dap Ung nhu eau vOn dau to cho phat trien kinh t8 xa hen cua tinh thi viec thanh lap Quy Dau tu pilot trien de huy do, ng nguon von nhan roi ciaa NSNN, von cua cac to chirc kinh, te trong von nage ngoai (ODA, ADB... v6n to chirc tai chinh qtthe te), phat hanh nal phieu chinh quyen dia phuung... tao ra melt kenh huy dOng vein men la phu hap va het sire can thiet, gop phan khOng nho giai quyet nhiing ton tai, kh6 khan cua tinh ye nguk v6n, nhat la nguon von trung, clai han de tap trung dau tu, cho vay dau to vao cac du an trong diem, cac chuong trinh myc tieu ena tinh... to do gap phan giith tinh day nhanh qua trinh phat trien kinh te — xa hei theo chuong trinh, ke hooch da doge phe duyet.

Qua hoot do, ng ctla Quy dau tu phat trien a met in ,s6 dia phuung trong th gian vita qua da, °hung minh day la kenh huy deng von c6 hieu qua, Op phan phut vu ph& trier' kinh te - xa Frei dia phuong. Ben canh de viec thanh lap Quy

dia phuong dang doge cac nha dau tu, nha tai trg trong nueic va qtr.& to rat quan tam de eimg tham gia dau tit. Met s6 dia phuong thanh lap Quy dau tu phat trien da tiep can dirge the kenh von vay tru dai cUa cac to chire tai chinh quoc te nhu WB, AFD...Nam 2009, Chinh phu Viet Nam va Ngan hang the gieri da k9 ket Hien dinh tai chinh danh cho tat ca cac Quy Dau tu Oat tries dia phuong vol tong tri gia 190 trieu USD, BO Tai chinh da duyet cho the Quy (Binh Duang, Deng Nai, Da Nang, Can Tho, Lam Deng) vay lai vai s6 tien la 215 ty thai gian cho vay 25 nom va lai suat vay lai la 4%/nom; nom 2011 k9 thoa age tin dung yeti Cu quan Phat trien Phap (AFD) ye Ban mire tin dung 20 trieu Euro danh cho hai Quy dau tu phdt trien thanh pith Da Nang va Can Tho, ngay 08/12/2011 BO Tai chinh da k9 hgp thing vay lai vOi Quy dau tu. Oat trien thanh phO Da Nang, vai tong gia tri khoan vay la 10 trieu Euro. Wee tham gia vao cac

Du an nguon van nay khong chi giap cho cac Quy giai quyet duce nhu eau v6 van cho dau to trung va dai ban ma con ginp cho cac Quy nang cao nang lye ye quan 15, va quan tri dieu hinh vgi chuan myc cao hon.

Viec huy dgng van cua Quy da clang, dac biet chi trgng vao viec huy clang nguon von cua cac t chire, ca nhan khu vie ngoai quoc doanh cang tham gia thyc hien cac dy an dau to ket eau ha tang kinh to - xa hen theo hinh thirc hap tac cong - tu vao cac du an {tau tu c6 ty suat sinh lai a mat vita phai nhung lai cap thiet. cho phat trien kinh to xa hai. Nhang hoat Bong nhu vay se g6p phan xa hal hod hoat dang dau tu cua tinh, thu hitt nhieu nguon von tha dan cu, to chic tham gia dau tu the myc tieu phat trien tha tinh. Cdc hinh thirc huy clang von tha Wry:

- Huy Ong van thong qua vay the to chirc tai chinh, tin dung trong va ngoai nuarc va the hinh thirc huy Bong von trung va dai han khdc theo quy dinh caa phop !nat. Trong d6, ngu6n van huy dang to the to, chat tai chinh quoc to IA rat quan twig (s6 von thei gian vay dai, lai suat thap).

- Huy &Ong van thong qua viec bo van de keu ggi lien doanh dau tu

- Huy dang von thong qua viec cho vay mat phan dm du an dau tu de thu but 01Jan van con 1a1 tha nha dau tu,

- Huy clang van thong qua tham gia gop van sang lap Gang ty co phan, cong ty TNHH, tham gia mua co phan tai cac doanh nghiep de thuc hien cac num tieu dau tu ena Quy.

- Phat hanh trai phieu Quy dau tu phat then theo quy dinh tha phap Mat.

Thin hai, Quy IA cong cu tai chinh linh hoat cna chinh quyen dau hr ha tang phyc vu phat trien kinh to - xa hen, day nhanh tien dr) hoan thanh cac dg an theo chuong trinh, myc tieu cna tinh de ra.

Viec dau tu to nguon van dm Quy mang tinh chi" Ong, linh hoat, thu tyc gen nhe, Ichong phu thithe vao thai gian phe duyet dy an dau tu va lien do ngan sach (cac dy an dau tu bang ,von ngan sach kh8ng dap Ung dugc do phu thuOc vao Luat ngan sach, Luat dau tu Gong), thyc hien nguyen the bao toan van,

X nguon von dugc quay \Ring giup nang cao hieu qua sir dung ctla dang von.

Quy lam chit (tau tu true tiep, gop van dau tu, cho vay cac dy an can tru tien, cac dy an can thiet then dinh huang phat trien KT-XH trong tr.rng Mai IcY, gop phan dam bao muc tieu dau tu can rthi girra cac nganh, the filth vire tha dia phuong.

Viec dau tu, cho vay caa Quy tap trung vao cac dy an sau:

- Cdc dy an ha tang giao thong; ha tang do thi va khu Gong nghiep, cum cong nghiep, kith kinh to; cac du an phu tra ben ngoai hang rao khu cong nghiep, cum cong nghiep, khu kinh te.

- Cac dy an bao ve va cai tao mai truing.

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- Cac du an pinto vu phat trien Wong, lam, ngu nghiep va xay dung nong than mei:

+ Cac du an hoat dang khuyen tieing &Up cac ho va ifi cherc kap can the dich vu, Ung dung kien thirc khoa hoc ky thuat, nang cao nhan there va ap dung vao ke hoach da dugc xac dinh de phat hien san xuat va nganh nghe Mang than ken dia ban

phuang, thi tran.

+ Cac du an hien dai hod 'hong nghiep, nong than (trong trot, chart nuai quy ma Ion mang tinh san xuat hang hoa cao; san pham Ming nghiep,sach, ang dung tong nghe sink hoc; giet ma gia sew tap trung; phat trien nguon nguyen lieu phut vu phat trien clang nghiep...), cac du an xay dung, cai tao lang nghe khu vac ming than.

+ Cac du an ve dien, &rang, tnrang, tram, cap thoat ntrac, xay dung Ming than mai.

- Cac du an xa hai has ha tAng xa hai (nha a xa hat; benh vien, truetng hoc, chg, trung tarn thuang mai; khu du Lich,...)

- Thuc hien cac nhiem vu quan trong kit& theo quyet dinh cern UBND tinh.

Thir ba, Thong qua hoat dang cua Quy gap phan nang cao hieu qua nguan von dau tu cua tinh.

Quy dugc nhan uy that quan ly cac nguan von, cho vay dau tu va thkrc hien thu hoi no (du an dugc tam Ung ter Ngan sach, vay KBNN, Ngan hang That trien Viet Nam, cac Doanh nghiep va cac to cherc ca nhan trong va ngoai nuac) thong qua hgp dong nhan uy tilde glib Quy tied the, to chirc, ca nhan uy that; quan 1Y hoat dOng ceta Quy Mat, trien dat va mat so quy khac do UBND tinh thanh lap. Nhu vay \red, nguon von,dau tu khi uy that cho Quy se' ce hieu qua han, vi vies giai ngan dau tu theo ken pa, nen trong nguen von chua sir dung den, se" dugc sir dung de cho vay ngan han doi vai cac du an khac (long von Mon km tilting) tang cuang hien qua sir dung van.

Nhu vay, Quy la. mat Gong cu tai chinh linh hoat, can thiet cua chinh quyen trong viec that hien mut ken phat trien kinh te- xa

PhAn than ba TO CHH.0 CUA QUY DAU TU. PHAT TRIEN THANH HOA

1. TEN GQ1, DIA Clti, DIA V1 PHAP LY VA NGUYEN TAC HOST DONG

1. Ten goi

Ten got day du: Quy dau to phat Ulan Thanh Floa. A A Ten giao dich quoc te: Thanh Hoa Development Investment Fund.

Ten viet tat: THDIF.

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2. Try SO:

Try s6 hoat clOng tha Quy duge dat tai Nam Dai Le Le Lai, thanh ph6 Thanh H6a (See Tai chinh Thanh H6a).

3. Dia vi phap 1Y

Quy dam tu phat then Thanh Witt (sau day goi tat la Quy) là to chdc tai chinh Nita ntrOc thatinh, do UBND tinh [rye tiep quail Iy; thkrc hien chirc nang dau tu tai chinh va dau tu phat

Quy co tu each phap nhan, co veal dieu le, co bang can dei ke toon rieng, có con dau, duge ma tai khoan tai Kho bac Nha nutc va the ngan hang thuang mai hoat &ling hap phap tai Viet Nam.

4. Nguyen tic hoat thing

Quy hoat dOng theo me hinh ngan hang chinh sach (ding ty TNHH met thanh vien do Nha nu6c ser fain 100% van), thkre hien ,nguyen tac tkr ye tai chinh, khong vi muc tieu igi nhuan, bao toan N/A phat trien von.

Quy chiu trach nhiem huu han trong pham vi nguan van chi,' sir hfru ern minh.

cntrc NANG, NHISM VI), QUYEN HAN

I. Chirc ning, nhiem vu tha Quy

1.1. float do, huy ging van: Quy duce huy do, cac nguOn von trung va dai cac to chat, ca nhan trong va ngoai nuerc theo quy dinh tai Dieu 27 va Dieu 28 Nghi dinh sr; 138/2007/ND-CP.

1.2. Hoat &Ong d'Au to tint tiep: Quy" dugc dau to true tiep vao cac dkr an thuOc danh mye cac Filth vkrc dau tu ket eau kw tang kinh to - xa hoi uu tien phat trien caa dia phuang do Uy ban nhan dan cap tinh ban hanh theo quy dinh tai Nghi dinh so 138/2007/ND-CP va Nghi dinh so 37/2013/ND-CP.

1.3. Hoat dOng cho vay: Quy duge,cho vay, cho vay hap vein d6i voi cac dikan thuOc danh myc cac linh ket eau ha tang kinh to - xa hei uu tien phat trien cna dia phuong do Uy ban than dan cap tinh ban hanh theo quy dinh tai Nghi dinh so 138/2007/ND-CP va Nghi dinh so 37/2013/ND-CP.

1.4. Float dOng gop van thanh lap doanh nghiep: Quy dug° gop von thanh lap ding ty co phan, tong ty trach nhi6in h&u han theo quy dinh cna Luat doanh n010 de thgc hien cac hoat thing dau tu true tiep vao the ding trinh,,dg an ket eau ha tang kinh to - xa hOi thuOc danh ,mye the linh vue dau to ket eau ha tang kinh to - hal do Uy ban nhan dan cap tinh ban hanh theo quy dinh tai Nghi dinh sO 138/2007/ND-CP va Nghi dinh sO 37/2013/ND-CP.

1.5. Hoat Ong lay that va nhan fly that:

a) Quy duct nhan uy that theo quy dinh tai Dieu 23 Nghi dinh se 138/2007/ND-CP va Khoan 8 Dieu 1 Nghi dinh so 37/2013/ND-CP;

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b) Quy &rye icy tilde cho cac to chirc tin dung va Ngamhang phat tries Viet Nam thac hien cho vay va thu hOi na theo quy dinh tai Dieu 24 Nghi dinh so 138/2007/ND-CP.

1.6. Hog deng huy clang von cho ngan sach dia phuang: Quy to chirc, thu xep viec huy clang von cho ngan sac]) dia phuang theo quy dinh cua phap luat, bao gom ca phat hanh trai phieu chinh quyen dia phuang theo icy quyen cua Uy ban nhan dan cap tinh.

1.7. Thum hien the nhiem vu khac do Uy ban nhan dan cap tinh giao de phuc vu phat trien kinh to - xa hai tai dia phuang nhung khemg trai voi quy dinh tai Nghi dinh se) 138/2007/ND-CP Nghi dinh so 37/2013/ND-CP, Dieu le to chirc va hoat clang cua Quy va cac van ban phap 'Mat lien quan.

2. Quyen han cUa Quy

- T6 chirc boat clang ph6 hap voi muc tieu va pham vi hoat deng cua Quy dau tu va phat trier' dia phuang theo quy dinh caa Nghi dinh 138/2007/ND-CR

- Dave hra chon cac du an ce hieu qua ph6 hap voi ke hoach va co cac ti dau tu ciia Uy ban nhan dan tinh de quyet dinh dau tu. Truett-1g hap dIac biet do Uy ban nhan dan tinh guy& dinh.

- Dago tuyen chon, 66 tri, sir dung, dao tao lao ding va sir dung lao ding theo quy dinh cua phap luat.

cap tit chai mai yeu, cau dm bat cit. ca nhan hay to ,chfrc nao viec

cung cap thong tin va cac nguOn lac khat Quy, neu yeti cau do trai voi quy dinh cua phap luat va trai voi Dieu le to chire hog deng cua Quy.

Ducc,lien voi cac nganh chirc nang, cac don vi có lien quan tren dia ban de tim kiem, xay dung cac du an dau tu.

- Dave mai tiep cac dal tac dau tu, kinh doanh nuoc ngoai, duce cu can be va titian vien cua Quy ra nuerc ngoai tong tac, hoc tap, tham quan, khao sat theo quy dinh cua Phap luat.

HI. VON HOAT DQNG

Van hoat clang cua Quy bao gam van chit se( httu va von huy clang.

I. Von chit so him

Van chic so. him cua Quy bao gem:

1.1. Van dieu 150.000.000.000 ding (MOt tram nam muoi tY

* Phuong an cap van dieu le:

- Nam 2015: De nghi be tri 100 ty ding; tir nguan sap xep nhiam vy chi va nguan tang thu nam 2015.

- Nam 2016: Ba tri trong du Man ngan stich tinh: 50 t5i

Hang nam, can dr Idea nang ngan sad) se xem xet bo sung von dieu 1e cho Qfiy. Viec thay den von dieu le cua Quy do UBND tinh quyet dint) va thong bao

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cho BO Tai chinh, nhung kWh-1g dupe thap hart mire tei thieu quy dinh la 100 tY dong.

1.2. Quy dkr pheing tai chinh, Quy dau to phat frith (la cdc quy" duct hinh thanh ter ket qua phan phoi chinh Lech thu chi hang nam caa Quy to phdt trien thanh hoof

1.3. Cac ngunn van khac cua ch8 sd

- Cac nguth von tai try, vin tro khac.

- VOn &Mg gem to nguyen efla the to chat, ca nhan trong va ngodi nude.

- Nguen v6n khac theo quy dinh ena /tap luSt.

2. Van huy Ong

2.1. Quy duce huy dOng the nguen van trung va dai han (la cdc nguan von có then han tra na. ter 01 nom tra len) dm cac to chat va ca nhan trong va ngoai nude, bao gem:

- Vay cac to chth tai chinh, tin dung trong va ngoai nude. Viec vay yen ngoai nude thoc hien theo quy dinh tha phap lust ye vay no nude ngoai.

- Phat hanh trai phieu Quy theo quy dinh ena phap lust.

- Cac hinh thirc huy dOng von trung va dai han khac theo quy dinh cua phap lust

2.2. Gidi han huy deng yen

Tang mire v6n huy demg theo cac hinh tilde quy dinh taidiem 2.1 neu tren t8i da bang 6 Ian von chn ser huu cUa Quy tai ding thdi diem.

IV. CO CAU TO CHOC BQ MAY CtA QUY

Quy dau to that trien thanh hem to chic theo m8 hinh hoat do, ng dee lip. TO chin 60 may cna Quy bao gem

- Hei thing quan

- Ban Kim soat.

- BO may dieu hanh.

1. Hei ding quan ly Quy:

1.1. Thanh phAn Nei clang quan ly Quy gem 5 thanh vien :

- Chu tich Hoi dOng quan Chil tich UBND tinh kiem nhiem;

- Ph6 chit tich Hoi deng quail ly, kiem Giam dee Quy hoat thing chuyen trach;

- Ph6 chu tich Hei deng quan ly: do Lath dao SO Tai chinh kiem nhiem;

- Cac thanh vien:

+ Lath dao S6; Ke hoach va Dau kiem nhiem;

i 0

+ Lanh dao NFINN Chi nhanh tinh Thanh Ilaa kiein

Viec be) nhiem, mien nhiem, bai nhiem cac thanh vien Hei clang quan 19 do Chili tich UBND tinh ThanhLIOa quy6t dinh.

1.2. Trach nhiem ILA quyen han cua Hai clang quan 19 Quy

- Tiep nhan, quail 19 va sir dung c6 hieu qua van ngan sach va cac nguan lac khac do Nha nuac giao cho Quy; trinh Uy ban nhan dan tinh phuong an dieu chinh von dieu le dm Quy, danhMac linh vac kat cau ha tang kinh to - xa hoi uu tien phat trien cua (dia phuang de quyet dinh hoac chap thuan, trinh Hai clang nhan dan cap tinh quyet dinh theo tham quyen.

-Xem, xet va thong qua phuang hueng boat Ong, ca cho chinh sach huy clang von va cho vay, Dieu le va to chile boat clang, Quy the chi lieu nal ba, ke hoach tai chinh dai han va hang nom de trinh UBND tinh phe duyet; tham tra va thOng qua bao coo quyet toan hang nom cua Quy.

- Giam sat, kiem tra ba may dieu hanh cua Quy trong viec chap hanh cac chinh sach va phap luat, thus hien cac quyet dinh dm Hai dong quan 19.

- Trinh ChU tich fly ban Mk dan tinh bo nhi8m, mien nhiem, bai nhiem Twang Ban Kiem soot Quy; quyet dinh cac thanh vien khac Gila Ban Kiem sok theo de nghi cua Truemg Ban Kiem sok.

- Xem xet, thong qua khung lai suat cho vay va lai ,suat huy clang dau to trinh tich Uy ban nhan dan tinh phe duyet. Mire lai suat cho vay hay lai suat uu dai Gang nhu lai suat huy clang von khong duge, vugt qua tran Jai suat cho vay trung va dai han do Ngan hang Nha nu& Ong be) er thed diem cho vay.

- Xem xet, quy6t dinh viec clau to trac ti8p, cho vay, gop von thanh lap doanh nghiep theo phan cap cua Uy ban nhan dan tinh; guyet dinh cer nguai dai dien phan von gop tai doanh nghiep doge Quy g6p van trong pham vi tham quyen dirge phan cap.

- Trinh Uy ban nhan dan tinh quy& dinh viec sr:1.a dal, b6 sung Dieu le to cherc va hoat clang cria Quy cho phU hap vai yeti cau that t8 Nth cac quy dinh hien hanh cua phap luat.

- Xem xet, giai quyet cac khieu nai cua cac t6 chirc, ca nhan co lien quan den hoat clang dm Quy theo quy dinh cua phap luat.

- Ban hanh Quy the hoat (Ring, phan cong nhiem vu dei yeti cac thanh vien cua Hai clang quan 19.

- ,Ban hanh quy the boat clang nghiep vu Quy tren caser nghi cua Giam doe Quy.

- Quyet dinh quy bong, hoach, quyet dinh quy bang that hien cuanguei, lao dang sau khi c6 kien chap thuan cua Uy ban nhan dan cap tinh theo co the tien bang, lien thuang cua cOng ty trach nhiem hllu han met thanh vien do nha ntroc sa Mu 100% von.

- Quyet dinh quy tien luong, thu lao kc beach, mut tam ang tien thu lao cho vien chic quan ly; trinh Uy ban nhan dan cap tinh phe duyet quy bong, thu

the that hien, ,quy tien thltang hang nam doi ven vien cline quail IY

theo co che bang, tien thuOng cua ding ty trach nhiem him han met thanh vien do nha nuerc set hem 100% von.

- Trinh Uy ban nhan dan tinh phe duyet ban can x6p loaf hien qua boat Ong cua Quy; quyet toan chinh tech thu chi Quy; mac trich lap quy dau to phat trien, guy,. du phong tai chinh, quy thuemg Ban quail IY dieu hanh, quy khen thuOng, phut Lai cua Quy.

- Trinh UBND tinh ban hanh, gra dei, be sung the van ban lien quan den boat do, ng &la Quy.

- Cac quyen khac theo quy dinh tai Dieu le t6 chat va hoat Ong dm Quy.

- HOi ding Tian ly Quy lam viec then the de tap the va dinh kY 3 thang (94) hop 01 Ian de nghe Thuang true Hei (long quart ly Quy bao coo tinh hinh to chic dieu hanh Quy trong quy. Qua do, Hei dong xem xet, quyet dinh cac van de thuec tham quyen va trach nhiem cua Hei deng.

2. Ban kiem soat

2.1. Ban Kiem sok có 03 (ba) thanh vien, sem: Trueng Ban do UBND tinh quyet dinh theo de nghi caa Chu tich 1101 (long quail ly Quy va lam viec theo cite de kiem nhiem; 02 thanh vien do do Hei dong quan ly Quy quyet dinh theo de nghi dia Truemg ban Klein soat lam viec khong chuyen trach (01 ngtrai) va lam viec chuyen troth (01 nguiti).

2.2. Nhiem vu va quyen han cila Ban Kiem soar

- Kiem tra, giam,sat viec thuc hien cac chinh sach cite de NIA nghiep v9 hoat ding ena Quy, nham bao dam hieu qua hoat ding va an toan tai san cua Quy.

- Lap,ke hoach that hien va bao cao dinh ky hoac xuat ve cons tac giant sat, kiem tra truck Hei thing quan Truang Ban Kiem sok co quyen de nghi Chit tich Hei dong quan ly ho4e trong truang hap khong duce Chu tich HOi thing quan 1Y chap thuan thi de nghi Chi) tich tit), ban nhan dan cap tinh trieu tap phien hop bat thuong bao cao nhilng van de khan cap lam phuong hai den hog tiring caa Quy.

- Trinh bay, bao cao, kin nghi mirth ve Ice): qua kiem seat, ket qua tham dinh ye quyet toan tai chinh tai cac cuec hop dia. MI clang (man ly nhung khong tham gia bleu quyet.

3. BO may dieu hanh

3.1. Be may dieu hanh caa Quy gem:

- Ban Giam dee: CO Giam dee va khong qua 02 Pho Giam dec.

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- Cac Phimg, Ban nghiep vy gam:

+ Phong Ka hoach - tham dinh.

+ PhOng Quan 19 du an dau tu.

+ PhOng Tin dung va Quan 19 yen ey that.

+ Plying Tai chinh tong hyp — Iranh chirth to chat

illy that cho Quy dau tu Oat trien pan 19 guy phat trier dAt (thong qua hap deng quan 19 von uy that). Quy Dau tu ph& trien dieu hanh nghiep vu, quan 19, Lap se salch hach Man ke Man theo dei rieng del viri Quy phat trien dat

(Dieu 9 Quyet dinh so 40/2010/QD-TTg ngay 12/5/2010 dm Thu Prang Chinh phi) ban hanh quy elle Mau ve quan 19 sir dyng Qui phat trien dat quy dinh: Quy phat trien dat sau khi dugc UBND tinh quyet dinh u9 that cho Quy dau tu phat rien quan 19, thi khong thanh lap cac pheng nghiep vu thuec Quy phat trien dat)

3.2. Giant dot Quy Pito chi) :Lich Hai clang (man 19 do Chit tich Uy ban nhan dan cap tinh be nhiem, langugi dai din phap nhan cua Quy, chiu track nhiem truer° Uy ban nhan dan cap tinh, Hei thing quan 19 va tru6c pholp luAt ye Man be hoot do, ng nghiep vy cua Quy.

3.3. Ph6 Giam doc va ke Man twang do Giam doe Quy da nghi Hei ding quart 19 xem xet, trinh Chit tich Uy ban nhan dan cap tinh bit nhiem, mien nhiem hoot bai nhiem.

3.4. Hei ,deng,Quan 19 Quy guy& dinh viac tang, giam cac Phang, Ban nghiep vy va tong se laodeng hang nam cua Quy theo de nghl cua Clam dee Quy. Viec be nhiem, mien nhiem ngugi dirng dau cac be phan nghiep vy do Giam dee Quy quyet dinh.

3.5. se nsuoiTarn viac: Ban Dieu hanh Quy c6 16 nguti, gam Giam dot, 02 Ph6 giam dem, ke toan truirng va 11 can be, vien chirc. Ngoai ra, can cu yeu eau, nhi@in vu, khei lugng cling viac, kha nang tai chinh, Giam dee Quy dugc k9 hop ding lao clang, dam boo cho viec thus hien va hoan thanh nhiem vy dugc giao nhung kheing du:gc vugt qua se lao do, ng hang nam da dugc Hei (long Quan ly Quy quyet dinh.

Phan thir tir IIOAT DONG CCIA QUit DAU TU PHAT TRIEN TINH THANH HOA

I. DAU TU. TRVC TWA' VAO CAC DV AN

1. Doi tugng dau tu true ti6p

Doi , tugng tu true tip la cac du an dau tu: thuec danh mut cac anh vyc kat eau ha tang kinh to - xa hoi uu flan phat trien cua dia phuang da dugc Uy ban ratan dan tinh ban hanh theo quy dinh.

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Can ca vao danh muc cac Huh vvc dau tu ket cAu ha tang kinh to - xa hai uu tien phat trien cua tinh,, Quy chon, thaw dinh va quyet dinh dau tu true tiep vao cac du an cuthe neu dap ang cac dieu kien dau tu theo quy dinh.

2. Dien kien dau tu

- Du an (tau lir da dugc guyet dinh clan tu theo quy dinh cua phap luat.

- Du an dAtt to phai co hieugua va c6 kha Ming thu hai van true tiep.

3. Phuang that dau tu

3.1, Quy c6 the thkrc hien dau tu voi tu each la chu dau tu hoac tham gia gop von veri cac to chire khac de dau tu va chin trach nhiem ye quyet dinh dau tu cua minh theo phan cap cua UBND cap tinh.

3.2. Quy ca the true flap quan ly du an dau tu hoac thue cac to chat chuyen mon quan ly du an dau tu theo quy dinh caa phap luat.

4. Hinh thirc dau tu

4.1.TuY Mug dieu kien cu the, Quy dau tu phat then dia phuong lkra chon the hinh [him dau tu sau day:

- Dau tu theo the hinh tithe hop dang hop tee kinh doanh (BCC), hop &Ong xay dung - kinh doanh - chuyen giao (BOT), hop ding )(Ay dung - chuyen giao - kinh doanh (BTO), hop thing hop tac clang - tu (PPP) va cac hinh thirc dau tu true tiep khac theo quy dinh cua phap luat dau tu

7 Tim kiem du an, thkre hien cac tong vie° chuan bi dau tu sau do thvc hien dau Pr, hoac chuyen nhugng lai du an cho chit dau tu khac that hien dau tu.

, 4.2. Viec dau tu Quy duge thuc hien theo cac quy dinh phap luat ve quan ly dau tu va xay dung.

5. Thaw quyen quy& dinh (tau to

5.1. Mire yen dau tu dai \RSA mat du an den 10% van chu so him ena Quy do Quy guyet dinh.

5.2. Mire van dau tu dai \Lei met du an Men 10% von chi) so hUu dm QUI do UBND tinh guy& (firth.

11. CHO VAY BALI TU.

1. Dal tugng cho vay

Doi twang cho vay la cac du an dau tu thuac danh muc cac linh ykrc ket eau ha tang kinh to - xa hoi uu tien pilot then cua dia phuang da dugc fly ban nhan dam tinh ban hanh theo quy dinh.

Can dr vao danh muc cac 111 h vuc dau tu ket cau ha tang kinh to - xa hoi uu lien phat then cua tinh, Quy, km chon, thaw dinh va quyet dinh cho vay cac du an cuthe neu dap irng cac dieu kien cho vay theo quy dinh.

2. Dieu kien elm vay

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Quy chi cho vay khi chi) (tau tu bao dam có da cac dieu kien sau day:

- Da hoan thanh thu tut dau tu theo quy dinh phap luat

- CO phuang an san xuAt, kinh doanh ce lai va phuang an bao dam tra dugc ng.

- CO cam ket mua bao him dei val tai san hinh ,thanla ven vay thuec doi Meng mua bao himbat bueetai met tong ty bao him dugc phOp hoat deng tai Viet Nam.

- Chu dau to la cac tO, chire co to each phap nhan hoac cac doanh nghiep thuec mei thanh phan kinh tE.

3. Thom quyen quyet dinh cho vay dau tu

3.1. Mire van cho vay dei yeti met du an den 15% von chu AO huu eila Quy hoac thai gian vay den 15 nam do Quy quyet dinh.

3.2. Mire von cho vay doi vai met du an tren 15% yen chg sa hOu cua Quy hoac then gian vay tren 15 nam do UBND tinh quyet dinh.

4. Thai hart cho vay

Thai han cho vay dugc xac dinh theo kha nang thu hei von phn hap \TM dac diem san xuat kinh doanh cua bung du an va kha Mang tra no cga chu dau tu nhung toi da la 15 nam. Truang hap dac biet vay ten 15 nam, UBND tinh quyet dinh.

5. Lai suit cho vay

5.1. Lai suit cho vay dia Quy dugc xac dinh theo nguyen the kh6ng thap han lai suit huy deng binh quan cua cac nguen von huy Ong, dam bao bit dap phi quan ly, cac chi phi khac có lien quan den hoat deng cho vay cua Quy dau tu phat trien dia phuang va bao toan, phat trien nguem von ehii set ham

5.2. Hang nam hoac trong tong thoi ky, can cunguyen tic xac dinh lai suit neu trail, Giant deic Quy dau tu: phat trien dia phuang tinh toan, trinh Hei (long quan 1S, Quy phe duyet va bao coo UBND tinh ra quyet dinh ban hanh mire lai suit cho vay toi thieu cua Quy.

5.3. Quy quyet dinh mire lai suit cho vay doi vii Mug du an cu the, nhung khong dirge thap han mire lai suit cho vay tai thieu do UBND tinh quyet (firth.

5.4. Twang hap UBND tinh quyet dinh cho vay du an dau to phat triAn ket cau ha tang kinh to - xa,hei uu tien phat trien cga tinh suit thap han mire lai suit cho vay thieu, UBND tinh chiu troth nhiem cap bn phan chenh lech gill:a mire tai suit cho vay toi thieu cila Quy va lai unit chi dinh cho vay dei vai du an dO.

5.5. Truang hop UBND tinh guy& dinh chuong trinh h6 tra lai suit sau dau tu doi \TM met du an cg the fin phai darn bao cac dieu kien sau:

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a) Bat twang dugc titian 116 try lid swat sau dau to la ,chi) tu vao du an thuac Danh muc cac filth vkre dau tu ket can ha tang kinh to - xa hai uu tien phat trien cua tinh.

b) UBND tinh ban hanh quyAt dinh h6 tro tai suat sau dau tu dal vai tong du an cu the, trong do phai quy dinh ret: Doi twang dugc nhan ho try; phuang thirc, thai diem va mire ha try lai suat sau dau tu; nhiem vu, quyen han cua Quy dau tu pita trien thanh hea trong vies thank dinh du an va giai ngan ha try !at suat sau dau tu; nghia vu, trach nhiem cua dad tuong dugc nhAn ha try va cita cac ben c6 lien quan khac.

c) UBND tinh co trach nhiem b6 tri day du nguon cap ha try lai suat sau dau tu cho Quy dau to phat then thanh,h6a theo quy dinh tai Diem b neu tren, dam ban khong anh huerng den ngu6n von hoat clang cua Quy.

5.6. DAi vgi du an sir dung nguan van ha try dm cac nha tai try quac to c6 quy dinh ye lai suat cho vay khac v6i quy dinh neu tren thi thkrc hien theo cac quy dinh tai thea thuan da k51 ket yeti nha tai try.

6. Bao darn tien vay

Tuy thuac vao tang du an cu the, Quy sir dung cac bin phap bao dam tien vay theo quy dinh ctia phap luat.

7. Quy dinh ve cho vay hop van

7.1. Quy dugc lam dau mai cho vay hap van hoac ding hap van vitt cac Quy dau to phat trien dia phuong khac, to chile tin dung va to chic khac de cho vay du an.

7.2. Truang hap thus hien cho vay hop van dai yeti du an Ichang thuc dia ban tinh Thanh H6a thi viec cho vay hgp von phai th6a man cac dieu kien sau day:

a) Dv an phai thuac danh mac cac ITnh vuc dau tu ket eau ha tang kinh to -xa hai uu tien phat trien cfia. tinh Thanh 116a;

b) Du an c6 tinh chat h6 tro phat trien kinh to xa hai lien vimg, bao gem ea Thanh Him;

c) Dugc Chit tich UBND tinh chap thuan.

7.3. Lai suit cho vay hop van do cac Quy dau to phat trien dia phuong cho vay hop vim tkr quyet dinh, dugc the hien trong hop clang va phai dam bao khring thap horn mac lai suat cho vay tOi thieu cua fling Quy.

8. Phan Ioai no, trich lap Quy du phong xi ly rvi ro dai vori boat clang cho vay dau tu'

Quy thuc hien phan 'oat no, trich du phang rui ro vol float clang cho vay dau tu nha cac to chine tin dung.

9. XII. ly ro

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Rui ro xdy ra cho cac du an vay von Quy, do nguyen nhan khach quan Mtge xiir ly nhu sau:

9.1. Truang hop do chinh sach Nha nunt thay doi lam anh huang true tiep den hoat‘dOng dm du an ma dan den viec dau tu gap kh6 khan trong tra no vay thi chi) dau to dime xem xet gia han ng; xoa, giam lai nen vay; khoanh ng.

9.2. Truang hap thien tai, hoa hoan, tai nan do nguyen nhan khach quan gay thiet hai tai san ma chi] dauttr kh8ng tra duce ng va dirge ea quan nha nu& co tham quyen xac nhan, thi viec xir 19 rui ro du:gc [hue hien theo trinh hr nhu sau:

a) Sir dung cac ngutin tai chinh crla chi) dAu tu: theo quy dinh d6 thu hal ng;

b) Tien b8i thuang dm co quan bao hiem (nen c6);

c) Huge xem xet, xoa ng mat phan hoac toan bo so ng vay con tai.

10. Tham quy'en xis 19 rui ro

10.1. Cap nao quy& dinh cho vay thi quyet dinh gia han ng. Thai gian gia han ng tai da khong vuot qua 1/3 Mai han cua khban vay.

10.2. Hai dong quail 19 quyet dinh viec xoa, giam ng tai.

10.3. Chu tich UBND tinh quy& dinh viec khoanh ng, xoa no geic. Truang hop xoa na, sau khi quyet dinh, Chit tich UBND tinh bao cao HDND tinh.

III. GOP VON THANH LAP CAC TO CHGC KINH TE

I. Hinh thirc Op von

Quy duce gap von thanh lap ding ty ca phan, &Ong ty trach nhiem httru han theo quy dinh oda Luat doanh nghiep de thue hien cac boat clang dau tu trot tiep vao cac ding trinh, dg an kat cau ha tang kinh to - xa hen thuOc danh mac cac 17th v rc dau tu ket tau ha tang kinh to - xa hen uu tien phat trien cua tinh Thanh Hem rid dime UBND tinh ban hanh theo quy dinh tai khoan 1 mac I phan this tu cua De an.

2. Tharp quyen quyet dinh gap van

2.1. Mire van g6p d6i vai mot doanh nghiep den 10% von chit so him caa Quy do Quy quyet dinh.

2.2. Mire von Dap ad: vai Inca doanh nghiep tran 10% von chit sei him dm. Quy do UBND tinh quyet dinh.

IV. NHAN UY THAC VA UY THAC

I. Nhan u9 tithe

1.1. Quy doge nhan 119 that: quart 1y ngu6n vein dau tu, cho vay dau tu va thu hOi no, cap phat von dau to cho cac tong trinh, du an tir ngan sach nha note, Ngan hang Phat Men Viet Nam, cac doanh nghiep va cac to chin, ca nhan trong

17

va ngoai ntrac thong qua hop dang nhan uy Mac giira Quy vai to chirc, ca nhan uy that.

1.2. Quy duat nhan ny iliac quart IS, hog clang cna cat quy tat chinh dia phuung do Uy ban nhan dan tinh giao. Vie° fly that cho Quy dau tu phat trien dia phuong dugc thuc hien theo quy dinh cua phop luat hien hank

1.3. Quy dirge thue hien phat . hanh trai phieu chinh quyen dia phuong theo u9 quyen cna UBND tinh huy clang von cho ngan sach dia phuong theo quy dinh.cga phap luat.

1.4. Quy dugc htiang phi dich vu nhan uy tithe. Marc phi cu the dirge thoa thuan va ghi trong fly!) clang nhan uy that.

2. Uy that

2.1. Quy duac u9 that cho the to chart tin dung va Ngan hang phat trien Viet Nam thuc hien cho vay va thu heti na mat so du an thuc dOi tuang vay von cua Quy thong qua hap dOng uy that giga Quy \Lei to chirc nhan uy that.

, 2.2. Cac to chirc nhan that dugc huang phi dich vu u9 Mac. Mire phi cu the dugc thoa thuan va ghi trong hop &mg uy that.

V. GIth DAN DAL Ili

1. Gi6i han dau tu true kap vao the du an Teti da bang 50% van chn sa hem cua Quy tai then diem [hue hien.

2. Gthi han cho vay

2.1. Gthi han cho vay dui veil mat du an khong (that vugt qua 20% von ch6 set hem cua Quy tai thin diem thuc hien va khong vugt qua 80% yang von dau tu dm du an. Truang hap Quy [hue hien thing thOi au tu true tiep va cho vay dui van mot du thi tong gian han dau tu true flop va cho vay khong dune vugt qua 30% van chfl so: him cna Quy tai thai diem tturc hien.

2.2. Tang mire du na cho vay dui vgi mat khach hang tha Quy khong dugc vugt qua 25% von elk sb hilu cna Quy.

, 3. GiOi han dau tu gem van thanh lap cat to chdc kinh t6 t6i da bang 20% von chit so him dia Quy dau tu phat trien dia phuong tai thai diem tithe hien.

4. Doi van du an sit dung nguOn von ha tra cua cat nha tai try quern to c6 quy dinh ye gthi han cho vay, dau tu true tiep khac van quy dinh tren thi that hien theo the quy dinh tai thoa thuan da icy ket voi nha tai try.

PhAn thin atm TO CHUG MIX HICN

1. TO CHOC THUC 1-110

1. SO Tai chinh

1.1. Sau khi co Nghi quyet cna FIDND tinh vay kthn chi dao tha UBND tinh, Sa Tai chinh:

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a) Chi) tri phai hap yeti Sa NOi vu trinh UBND tinh:

- Quyet dinh than]) lap Quy dau tu phat trien thanh h6a, kern theo Dieu le to chirc va hoat do, ng tha Quy va Quy the quan ly tai chinh cua Quy.

- Thanh lap Hai dAng quan lY Quy, IDA nhiem cac chire danh lanh dao ono. Quy va dinh hien lao deng cfia Quy.

b) Trinh UBND tinh cap vAn cho Quy.

c)flhOi hop vai SO Ke hoach va Dau tu de xu'At UBND tinh Thanh Hoa danh muc cac Gong trinh de giao cho Quy ties hanh thkre hien dau tu sau khi dirge thanh lap.

1.2. Hang nam, can cu vao Nghi quyet HDND tinh, trinh UBND tinh guy& dinh mire von bet sung cho Quy.

1.3. Huang din, kiem tra, giam sat tinh hinh quan ly va sir dung Quy theo chi dao eth UBND tinh va quy dinh cua phap luAt

1.4. Tham gia kiem tra, giam sat viec thkrc hien ke hoach dung muc tieu cua Quy.

1.5. Chu deng phi hap yea Chi nhanh Ngan hang Nha nu& tinh thuc hien nghiep Nip quan 19 tin dung del vai Quy (Mu tu phat trien Thanh H6a theo dung quy dinh hien hanh.

2. SO Nei vu

- Huang dan viec [hue hien ve to chUre ho may, the dinh vi tri viec lam, co eau chirc danh nghe nghiep va so luong ngued lam viec can c6 dai vai Qily dau tu phat trien tinh Thanh 116a.

- Huang dAn, kiem tra, giam sat tinh hinh thkre hien ea eau to claire be may, tinh hinh quan lY sir dung can be, vi8n chirc cUa Quy theo quy dinh tha phap ltht.

3. Ser Ke hoach Driu tu

- Chi) tri phAi hap vai the nganh thy dung danh muc cac du an dAu tu ththc cac Iinh vuc ket eau ha tang kinh to - xa hoi un lien phat trien cua tinh Thanh I-16a bao cao UBND tinh trinh HDND tinh Quyet dinh.

- Phoi hop yeti SO Tel chinh va cac ca quan lien quan trong viec can doi va bA tri du toan ngan sach tinh hang nam bA sung cho Quy.

4 Ngan hang Nha nuac tinh

- nut hien chirc nang quan ly nha nuot ve tien te, hoat &Ong ngan hang c6 lien quan den hoat dOng cho vay cua Qiry dau tu phat trien tinh.

- Phoi hop vai the nganh theo clOi, danh gia tinh hinh [hut hien cho vay cua Quy dau to phat trien tinh.

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It CHUAN BI NHAN SI1 VA Co SO VAT CHAT

- Sau khi có Nghl quy& cua HOi dOng nhan dan tinh cho phep thanh lap Quy, UBND tinh giao Tai chinh, SO Ngi vu phoi hop cac co,quan chirc nang trinh UBND tinh theo tham quyen thgc hien the cong Quyet dinh thanh lap HOi dong Quan ly Quy; BO nhiem the chat danh: Giam doc,,Pho Giam doe, ice toan truOng, True:mg Ban va the thank) vien khac cilia Ban Kiem soat Quy; thanh lap the phong nghiep vu thugc Quy; thong qua phuong an nhan sg; the do tien bong, thuOng; tuyen churl can be ce trinh,d() chuyen mon darn bao yeu cau de be vao cac phong nghiep vu (co Thuyet mink ca cau to chitv, bO may hoot citing cua Qu9 kem theo).

- Tru sO lam vies cua Quy tam thoi dat tai SO Tai chinh. Khi co du dieu kien se xern xet trinh UBND tinh xay Ong marl

- Mua sem be sung cac tai san, trang thief bi can thiet phut vu cong viec (ban, ghe, to tai lieu, dien thoai, may vi tinh...)

Sau khi chuan bi xong cac dieu kien can thief ve to chirc be' may, co she host de mg va co sO vat chat, Quy chinh thirc di vao hoat deng. Dg kien cac hog deng cua Quy nam 2015, 2016 (co phwang an kern theo),I.

UY BAN NHAN DAN TiNH

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1.1Y BAN NHAN DAN CQNG LIDA XA HQ1 CHU NGIIIA YIET NAM TINH TRANI! HOA Dec lap - Tor do - Hanh pink

PHIYONG AN Cap von diet' Ig cho Quy datt ttr phi( trien Thanh I-16a

(Kern theo De an)

Tren ca so tinh hinh thvc to cua dia phuang; de phu hap vai yeu cau boat &Ong caa Quy, du kien Phuang an cAp von dieu 1e cho Quy dau to phat tries nhu sau:

Du kien khi mai thanh lap ngan sach cAp tinh sap xep, b6 trf nhiem vu thu, chi de cAp von dieu le cho Quy 150.000.000.000 ding (MOt tram nam muai ty deng), cu the nhu sau:

1. Cap nam 2015: 100.000 trieu d6ng; to nguOn sap xep nhiem vv chi va nguon tang thu nam 2015.

2. Cap nam 2016: 50.000 trieu cleng; be tri trong du than ngan sach tinh.

Von dieu le dm Quy kien dome huy deng, be sung hang nam to cac ngu6n:

- B6 tri trong du toan ngan sach, ngu6n tang thu ngan sach tinh hang nam va be sung tir Quy dau to phat triers theo quy dinh tai Dieu 40 Nghi dinh se 138/2007/ND-CP;

- Nguen deng g6p to nguyen, tai trg, vien trg cua cac to chirc, ca nhan trong va ngoai nue°,

- Nguen thu khac theo quy dinh cna phap luat.

Tren day la Phucmg an cAp von dieu le cho Quy dAu to phat tries Thanh Heal

HY BAN NHAN DAN TiNH

CQNG HOA XA 1101 CHU NGHIA V1,ET NAM DOc lap - Ty: do - Haub plinc

Thanh 116a, ngay thong nom 2015

PHUONG AN Hoot ("Ong Quy diku phat trier: Thanh H6a nam 2015 va nam 2016

(Ket-ntheo De an) •

\Re° thank lap ,Quy dAu to phat trien Thanh Hoa nham mvc dich too ra met kenh huy dOng von dau to cho phat trien kinh te - xa hei cna Tinh theo quy hoach, chuong trinh, de an, ke hoach da duvc phe duyet. Tren co sar tinh

& hinh,

thus to cna dia phuang, du kien Phuang an hoot ling Quy dau to trien nam 2015 va nam 2016 nhu sau:

I. Thant) lap ha may, lay clang ca the hoat d(ing va chuan hi cac dieu kien ve co: so: vat chat

Sau khi c6 Nghi quy& cua Bei deng nhan dan tinh cho phep thanh lap Quy dau to phat trien Thanh Floa (Sau day g9i tat la Quy), trong /tam 2015 va nam 2016, UBND tinh chuan bi cac dieu kien can thiet de Quy du dieu kien di vao hoot thing:

1. Ca eau to chtit ha may va can ba

Cac co quan chic /fang theo thank quyen thus hien cac ding viec trinh UBND tinh: Quyet dinh thank lap BM &mg Quail ly Quy; bo nhiem cac clulre danh. Glom doe, Ph6 Giam, doe, Tru&ng Ban Kiem soot; K8 toan truang; cac thanh vien khac dm Ban kiem sok; thanh lap cac phong nghiep vu; thong qua phuang an nhan sv; the do lien luang, thuang; tuyen ch9n can 1)6 c6 trinh d9 chuyen mon dam boo yeu cau de be tri vao cac phong nghiep vv.

2. XIV clang ca the hoat dOng

- UBND Tinh quyet dinh phe duyet Dieu le to chirc va hoat &Mg cua Quy; Ke hoach hoat dOng cua Quy nam 2015 va nam 2016.

-,HOi deng quan Quy quy& dinh ban hanh: Quy the boat dOng be may dieu hanh Quy; Quy the hoat deng dm Ban kiem soot; Quy che dau to xay dung, mua sam ILA quart ly tai stn cua Quy; cac quy dinh ve dinh mac kinh to - lc; thuat, dinh mire chi phi glen tiep; Quy the tra luang; Quy the dau to true tiep; Quy che cho vay dau tn.; Quy the gop von thanh lap doanh nghiep; Quy che quan ly rai ro; Quy,che tham dinh du: an; Quy the dam boo tien vay va cac quy dinh theo tham quyen cna Bei deng quan ly Quy.

- Giam dew Quy quyet dinh ban hanh Quy trinh nghiep vu hoat &Mg cita Quy.

3. Chuan bi cac dieu hien co' so' vat chat - Try se lam viec cua Quy tam HIM dat tai , Tai chinh (Van phong Quy

phat trien dat tinh clang lam viec). Khi co du dieu kien se xem xet trinh UBND tinh xay dung moi.

BY BAN NHAN DAN TiNH THANH ROA

- Mua sam ba sung cac trang thief bt can thief phuc vu cong viec nhu: ban, ghe, to tai lieu, dien thoai, may vi tinh...

H. Ke hoach hoat Ong

Sau khi chuan bi xong cac dieu kien can thik ve to chirc be) may, ca the hoat thing va ca ser vat chat, Quy chinh gide di vao hoat thing. Du kien cac hoat Ong cua Quy nam 2015 va nam 2016 nhu sau:

1. Cap van dieu le

,De Quy co nguon von hoat do, ngay ngay dau thanh lap, UBND Tinh du kien sap xep, be) tri nhiem vu thu, chi va tang thu ngan sach tinh de cap von dieu le ban dau cho Quy tir ngan sach cap tinh la 150.000.000.000 Tang (MOt tram nam muai ty (long).

, Van dieu dia. Quy kien dugc buy (Xing, be) sung hang nam tir cac nguon:

- BO tri trong du toan ngan sach, nguen tang thu ngan sach tinh hang nam va be sung tir Quy DT phat trien theo quy dinh tai Dieu 40 Nghl dinh so 138/2007/ND-CP;

- Nguem thing gap to nguyen, tai trg, vien trq cua cac to chirc, ca nhan trong va ngoai runfrc (neu co);

- Nguem thu khac theo quy dinh cua phap Mat.

(Dv kien nam 2015 cap van dieu le la 100.000.000.000 riling; nam 2016 IA 50.000.000.000 ding)

2. float Bong dau tu: true tiep

Can cif vao nhu cau dux to va nang lye cua Quy dau tu phat trien trong that gian dau mai thanh lap, du kien guy chi tap trung dau tu vao cac dg an 06 quy mO vim va ce) kha nang thu hai yen nhanh. Danh muc dau tu cu the UBND tinh se xem xet theo de nghi cua Giam doe Quy:

- Dv kien nam 2016 trien khai den tu 01 Du an nha a xa hoi (nha b cho dai tugng,thu nhap thap) khoang 30.000.000.000 ding, mac sinh lai tam tinh bang lai xuat cho vay tinh dung 8,55%/nam theo quy dinh tai Thong tu s6 76/2015/TT-BTC ngay 19/5/2015 dm BO Tai chinh.

- Dau tu clang trinh ket cau ha tang phat trien KT-XH: Thkre hien Ur nam 2016 (Quyet dinh so 2891/QD-UBND ngay 15/8/2013 dm ChU tich UBND tinh ye viec phe duyet Danh muc du an keu goi dau to cua tinh Thanh Wm den nam 2020; Quyet dinh 3877/QD-UBND ngay 11/11/2014 cua UBND tinh ye viec phE duyet Danh muc cac du an keu goi dau tu vao nOng nghiep, Mang them tinh Thanh H6a den nam 2020 va the quyet dinh lien quan).

TU. nam 2016, dau tu true tiep binh quan hang nam la 50 ty Tang/nail-1, mix sinh lei tam tinh bang lai suit cho vay tin dung 8,55%/nam theo quy dinh tai Thong tu so 76/2015/TT-BTC ngay 19/5/2015 cfra Bo Tai chinh.

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3. Grip van dau ttr voi the to chirc kinh to

Trong nh&ng nam dau dkr kien chi gop van vao cac doanh nghiep lam an c6 hieu qua, thai gian thu hei von nhanh (Mr hen co tham gia cling doanh nghiep g6p van xay dung du an nha 6. xa ha°. Nam 2016 time hien voi tong mot von gap dau tu là 30.000.000.000 thing; mire sinh 16i tam tinh bang lai suat cho vay tinh dung 8,55%/nam theo quy dinh tai Thong ttr so 76/2015/TT-BIC ngay 19/5/2015 dm B9 Tai chinh.

Ngoai ra, Quy co the cling g6p van voi doanh nghiep vao mat so du an g6p von theo hinh tilde ,PPP nhu: Duemg vanh dai thi xa Sam Son; throng vanh dai Dons Tay thanh pho Thanh Wm.; duong not to QL217 di QL 45, QL 47 (bao gom ca cau vuot sang Chu)...

4. NIt4n uy them

Khi quy chinh thirc di vao hoat clang Warn 2015 (du hen Quy 4 nam 2015) va 2016 du kien nhan uy thac dau tu cho cac cong ty/tO chic tai chinh trung gian (Quy phat trien dat), nhan uy thac cap phat von cho cac cong trinh, du an tir ngan sach Nha nu& (von can doi ngan sach, von vay Ngan hang Phat trien, vay KBNN). Mric von du kien nhan uy tilde binh quan 300.000 trieu dang/nam, phi Wan 1.15, thac du hen 0,03%/thang (Nam 2015: 300.000 trieu &mg x 0,03%/th x 3th = 270 trieu clang; Nam 2016: 300.000 trieu dang x 0,03%/th x 12 th = 1.080 trieu &mg).

5. Huy filing van

Da dam bao tinh an toan van va nhu can, nang Itrc,thut te, trong 2 nam dau Quy dukian huy Ong Ichong qua 50% van dieu le ban dau

- Tang so van du hen huy dang: 20 ty clang, lai suat huy dOng du hen 6%/nam. Bao gam:

+ 20 ty clang tir nguan van nhan rai thuOng,xuyen cua Quy phat trien 6t. Trong qua trinh Man chuyen ling von va thu hOi van se' phat sinh von nhan rai de huy dang thtrc hien nhiem va cha Quy dau ttr phat

Ve viec huy clang van tir cac to chin tai chinh; doanh nghiep, ca. nhan , khdc: Trong qua trinh thuc hien se keu g9i cac chirc tin dung, ca nhan dau tu thkrc hien cling gap von de dau ttr xay dung cai to cac cong trinh trong diem Oat hien KT-XH, dau tu xay dung nha o xd hai cho nguai co thu nhap thap khi co dieu hen;

- Khi Quy di vao hoat thing an dinh, tien hanh flop can voi cac to chin tai chinh, tin dung mak to de huy dung van theo quy dinh cUa BO Tai chinh, gam:

+ Nguon vein vay tir ngan hang the gi6i (WB): Thong qua BO Tai chinh;

+ NguOn von vay tir Ca quan phat trien Phap (MD): Th6ng qua BO Tai chinh va quyet dinh phan ba van cua Chinh pha (mat so Quy dau tu cua cac tinh da va dang lam thu tgc vay von to quy trail; binh quan 10 trieu Euro/lan vay, thai gian vay 15 Wain va 10 nam an han, lai suat bang khong).

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+ Thong qua Be Tai chinh va the Be, nganh Trung 'rang tim kiem cac khoan he trg, tai trg khong hoan hoan lai.

6. Cho vay &Au to cac du An

Tren ea ser vein dieu le va cac nguen yen huy do, ng duge, dir kien sau khi thanh lap (tir 01/10/2015) se" that hien cho vay dau tu the dv an. Nam 2015 dv kien mire du ng khoang 30.000.000.000 ding; Tic nam 2016 binh quan la 60 ty ding/nam vai lai suat binh quart la cho vay du kien toi da den 8,55%/nam (Mire lai suat cu the se trinh UBND tinh Quyet dinh sau khi thanh lap).

Du kien cho vay:

- Du an dau tu trong diem cho phat triers KT-XH tha tinh nhu: dv an dau tu xay dung ding trinh Cai tao, Nang cap throng 140,Xuan Huang, Thi xa ,Sam San va cac du an dau tu khac: 30 ty ding, lai suat cho vay kien Col da 8,55%/nam, se au tu cho vay tiep khi Quy huy dicing ngu6n von bo sung.

- Du an tao Quy (tat a the huyen, [hi xa, thanh pile de ban dau gia thu tien sir dung dat tit 30 ty (long den 50 ty thing, lai suat cho vay du kien ten da 8,55%/nam.

7. Thu nifap, chi phi va ket qua boat dang nam 2015 va nam 2016

7.1. Nam 2015

. Du kien guy di vao hoat deng tir 01/10/2015, trong 3 thang cuei nam 2015 thus hien tim hien va tim kiem the hoat Ong dau tu kinh doanh va nhan fly that. Du kien thu, chi tai chinh nhu sau:

a) Dir kiln doanh thu:

Ding s6 thu: 1.698 trieu Bong, gem:

- Lai cho vay dau tu: 30.000 trieu ding x 8,55%/nam x 03 th = 641 trieu ding.

- Phi nhan uy tilde: 1.080 trieu ding/nam x 03 thang = 270 trieu ding.

- Lai tien gin du ft& quy: 70.000 trieu ding x 4,5%/nam x 3th = 787 trieu thing.

b) Dy• kiln chi phi:

Tong chi phi: 1.022 trieu ding, gem:

- Chi phi quan ly: ((Binh quan 90 trial denginguai/nam x 16 nguai) x 3 thang)) x 1,5 Ian = 540 hien &Ong.

- Phu cap, clang tac phi can be kiem nhiem: 8 nguiri x 1,3 trieu clang x 3 thang = 32 trieu ding;

- Chi phi mua sam sam ban ghe, trang thiet bi lam viee 1.500 trieu ding dv kien phan bo 10% = 150 trieu Bong;

- Cac khoan chi phi nghiep vu khac 300 trieu clang.

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c) Dv kiln kit quii hogs' thing tai ch(nh:

LVI nhuan truot thue: 676 trieu clang.

7.2. Mm 2016:

Nam 2016 Quy di vdo heat Ming on dinh dam tu, kinh doanh va time hien nhiem vu phat trien kinh to dia phuong. Du kiln thu nhap, chi phi va ket qua hoat thing nhu sau:

a) Dv kiln doanh thu:

Tong doanh thu: 11.785 trieu ding, gem:

- Lai dau tu true ti6p: 50.000 trieu deng x 8,55%/nam = 4.275 trieu

- Lai cho vay dau tu : 60.000 thing x 8,55% = 5.130 trieu ding.

- Phi nhan uy thac: 1.080 trieu ding.

- Lai tien girl du trU quy: 20.000 trieu ding x 4,5% Mani = 900 trieu ding. - Lai g6p van (Mau co) hoac thu tir tien girl ngan hang: 40.000 trieu ding x

1% (lai kheing kY han) = 400 trieu deng.

b) Dv kiln chi phi:

Tong chi phi: 7.235 trieu ding, gem:

- Chi phi quan (Binh quan 90 trieu dengingueri/nam cho 16 ngued) x 1,5 lan = 2.160 trieu dong;

- Tra lai huy clang yen binh quan: 20.000 trieu ding x 6% = 1.200 trieu &Mg.

- Phu cap, cong Mc phi can be kiam nhiem: 8 ngtthi x 1,3 trieu Ming x 12 thong = 125 trieu &mg.

- Cac khoan chi phi nghiep vu khac (200 trieu deng x 12 th) = 2.400 trieu (long.

- Phan be' chi phi mua sam tai san con lai cher ph5n beg 90% = 1.350 triau &Mg.

c) Dlr kiln kit gad boat dOng tai chinh

Lai nhuan fru& thu 4.550 trieu Ming.

Trail day la Phuang an heat ding cua Quy dam M. phat trien Thanh Hoa trong 2 nam 2015 va nom 2016./.

lit BAN NHAN DAN TINI1

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UY BAN NHAN DAN TINA THANH HOA

LONG HOA XA HQ' CHU NGHIA VIETNAM Bac lap — Ty do — Hanh One

Thanh Hon, ngoy thong Win 2015

THUYET MINH Cu au f chat, 1)0 may cud Quy Cron fir phat trim Tiianh 116a

(Kern then Dj On)

Tren ca so tinh hinh thuc to cda ,diayhtrang; de phi hap ydri yeti cAu hoat clang Quy, du. kien Phuang an co cau to chirc, ba may hoat thing cia Quy dau to phdt trien Thanh H6a nhu sou:

T6 chic ld'a may ciia Quy bao gam:

1. 14(ii thing Quinn Du kien gam co 5 nguti:

- Chi tich Hai clang quan 1y: Ph6 Chit tic]) UBND Tinh kiem nhiem;

- Ph6 chid tich Hai clang quan 19, kiem Giam dac Quy hoat thing chuyen

- Ph6 chi) tich HDQL: Do Lanh dao Ser Tai chinh kiem nhiem;

- Cac thanh vien:

+ Earth dao See Ke hoach va DAu to kiem nhiem;

+ Lanh dao NHNN Chi nhanh tinh Thanh Hoa kiem nhiem.

2. Ban Mem soot: Du kien gam 3 ngueri:

- Twang Ban do Chili tich UBND tinh quyet dinh theo de nghi cia chi tich HOi clang quail 19 Quy. Nhan su du kien la Twang ban kinh te - ngan sach Hai (tong nhan dan tinh.

- Cac uY vien khdc do Hai clang quan 19 Quy guy& dinh theo de nghi cia Truemg ban Mem soot (co bang dai hoc thuac mat trong cac chuyen nganh kinh te, tai chinh hoac ngan hang, c6 kinh nghiem quail 19 hoac clieu hanh ye cac linh vire tai chinh, ke toan, ngan hang hoac dat+tu). Nhan su du. kien la dal dien ngan hang nha nu6c va dai dien Sec Ke hoach va dau to (hoac SO Tai chinh).

3. BO may diet' !Muth Quy (hoat clang chuyen trdch)

Gem Ban Giam dac (Giam doc, Ph6 giam deic) yet cac Phang chuyen mem, nghTep vu, so nguoi lam viec du kien khi thanh lap la 16 ngueri.

3.1- Pho chi Lich thuang true Hai clang quan 19, kiem Gam doe Quy do Chi tich UBND tinh ho nhiem, mien nhiem, bai nhiem (c6 bang dai hoc thuac mat trong cite chuyen nganh, kinh te, tai chinh hoac ngan hang, c6 tai thieu 3 nom kinh nghiem quart 19 hoac dieu hanh ve cac Firth vat tai chinh, ke todn, ngan hang, quail tri doanh nghiep, dau tu). Nhan su du kien la Ph6 giam deic Sa Tai chinh.

trach;

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3.2 - Pho giam dec Quy, do Giam dee Quy nghi HO; thing (man 19 xem xet, trinh Chu tich UBND tinh bo nhiem, mien nhiem, bal nhiem. (co bang dai hoc thugc mgt trong ode chuyen nganh kink te, tai chinh hoac ngan hang, c6 thieu 3 nam kinh nghiem quan 19 hoac, dieu hanh ve cac link vuc tai chinh, ke toan, ngfin hang, quan tri doanh nghiep, dau tu). Nhan sir lua chop tit cac TruOng/phO phOng nghiep vu Sa Tai chinh, So Ke hoach va dau tu, Ngan hang nha mite chi nhanh tinh Thanh1-16a.

3.3 - Ke toan trueng do Giam dee Quy de nghi Hai deng quan 19 xem xet, trinh Chu tich UBND tinh be nhiem, mien nhiem, bai nhiem (co bang dal hoc chuyen nganh tai chinh, ke toan hoac ngan hang, c6 chung chi Ke toan truing, c6 tai thieu 5 nam kinh nghiem tong Mc). Nhan skr lua chon to cac PhOng nghiep vg cfm Sa Tai chinh

3.4 - Cac Phi:mg nghiep vu, do Hgi thing ,quan guy& dinh can, thgc te hoat dOng Quy. Trong giai doan tnrerc mat khi thanh lap du kien Om 04 phong:

3.4.1 ['hong la 'much - thAin dinh. Gam 03 ngtthi: Truang phOng va 02 can b0;

3.4.2. Pining QuAn 19 du an Mu tu.. Gem 03 ngtthi: Trueng phong va 02 can bo;

3.4.3. Phong Tin dung va Quin 19 von uS, that. Gem 03 nguai: Tnreing phOng va 02 can bi).

3.4.4. Plying Tai chinh tong hop - hank chink to chire: Gem 04 nguoi: Ke toan truang, kiem Truong phong va 03 can bg;

-Hy tilde cho Quy dau tu phat trien quan 1y Quy ph& Mien (tat (thong qua hop &mg quan 19 von u9 that). Quy Dau W phat trien dieu hanh nghiep vg, quan 19, lap se) sach hach toan ke Wan theo doi ri8ng del ved Quy phat trien dat

(Dieu 9 Quyet dinh s6 40/2010/QD-TTg ngay 12/5/2010 cga Thu tuang Chinh phi, ban hanh quy the mau ve quan 19 sir dung Quy phat trien dAt quy dinh: Quy Oat trien &At sau khi duoc UBND Huh quyet dinh u9 that cho Quy dau tic phat Wen quan 19, thi khong thanh lap cac phOng nghiep vg thugc Quy phat filen dat)

Du kien Nhan su: TOng se 16 ngtrei (bao gem ca giam dgc, phO giam d6c) dugc dieu dOng fir Ser Tai chinh, Qtly phat trier' dat (hien can be) dang,kiem nhiem) va cac nganh chuyen sang. TruOng hgp thieu thi tuyen dung them a darn bao so nguisi lam viec tai thieu cho hoat Mang caa Co quan dieu hanh Quy (can bg nghiep vu phai có bang dai hoc thugc mOt trong cac chuyen nganh kinh te, luat, [hi chinh hoac ngan hang, xay dung, Men trgc, giao thong, thug lgi c6 kinh nghiem (tgi thieu 3 nam) ye mot trong cac link vim tai chinh, ke Wan, ngfin hang, dau tu, quail 19 dv. an).

Sau khi fly that cho Quy dau tu Oat trien tinh quan 19 hoat dOng, Quy Phat trien dat chi can Fhai Ming quan ly, Giam doc quy hoat dong theo the do, kiem

2

nhiam dai dian cho guy" de time hien ky ket hop deng ay that hoat dang cho Qay dau to phat Ulan tinh.

Tren day la Thuyat minh co cAu to chirc, ha may hoat dOng cua Quy dau to phat trien Thanh H6a./.

UY BAN NHAN DAN TiNH

3

Phu luc 1 DV KIEN DANH MVC CAC Dv AN DAV TU KET CAE HA TANG KINH TE - XA 1101 DU TIEN DUQC

DAU TUTU QUY DAU TU PHAT TIUEN THANH Hem

s6

TT Danh muc dy. an Ghi chti

2 3

I

I

2

3

4

II

I

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CAC DV AN Id?' CAD HA TANG CIAO THONG, NANG LIEQNG, MOI :WONG

Nang cap, cai tao cac tuyen &rang lien htlyen, lien xa tren dia ban tinh Thanh HS

Duetng gine; ih6ng hIr nga ba Voi di thi xa Sam Son - Giai down 2.

Duang yank dai phia Tay thanh oho Thanh liOa - Giai clop 2.

Dau to xay dung cac diem dung than tren cac tuyen dtrOng tinh.

CAC DV AN CONG NGH1EP, CONG NGHIEP PHI) TRQ

Dam to 4 tang ky thuht Khu Sing nghiep so 3 - KKT Nghi Son.

Dau to 4 tAng ky thuht Khu cong nghiep Lam San - Sao Yang.

III

I

IV

I

2

CAC MEAN NONG, LAM, NG tf NGHIEP VA PHAT TRIM NONG THON

Nang cap va ma rejig Mang ca. Each Hai.

CAC DV AN XA DOI 1104 DA TANG XA HQI

Dan to xay dung, phat tries nhA a xa he/ tren dia ban tinh Thanh Ilea

Xay dung nha trung chuyen phut vu tai dinh cu tam thai cho cong tat GPMB tren Ilia ban tinh Thanh Hem.

3

4

5

6

V

I

2

3

4

5

VI

Ha tang de [hi Dim Son.

Ha tAng do thi nth Gia.

Dan ttr xay dung benh vien da khoa khu mrc Tinh Gia.

Dau to xay dung, cai to va Wang Sp he thong chg tren dia ban tinh Thanh Hem.

CAC W AN DAU TDTHEO BINH THUC DOI TAC CONG TH

Benh vien Da khoa tinh Thanh HS (co set 2)

Ben xe trung tam thanh ph6 Thanh Hem S. ben xc 06 huyen mien nal tinh Thanh HS

He lining ben they nei dia tren (la ban tinh Thanh 116a

Cac du an khai that guy" dat tren dia ban tinh Thanh Hea

He dieing xti 19 nude thai KKT Nghi Son

VA CAC DV AN KHAC...

Chi chit: Ve vi irk quy mo, dien tich dat sir dung va tong mitt Ilan to cua cac cong trinh, du an Wong Danh inyc neu Den se ducyc tinh [Min, Iva chon va xac clink cu the trong Urng giai clop 1hp va Dinh duyet du An dau tu phU hop vai nhu cat], kith nang can dAi va huy dOng nguAn luc cua tinh.

Phu lye H Hieu qua boat deng cua Quy dau to phat trien tai met so fink

(Kern theo Da an)

I. Quy dAu fir Oat trien DA Nang Thanh lap nam 2008; tong nguan- van: 795 t9 dang, trong d6 von diet le

426 ty

aTNam 2014:

- Cho vay 350,8 ty; ky hap dang tin dung 230,5 ty; giai ngan 153,64 ty. - Nhan Uy thac qu'y Bao lanh tin dung cho doanh nghiep nheo va vim de cho

23 du an duot vay van gia tri 61,7 ty; bao lanh 10 doanh nghi'ep: 12,2 ty.

- Van Ong clang gop van dieu le 1,3 ty (du ng 42,9 ty).

- Gop von 4 don vi: Cong ty ding nghe phan mem; Cong ty TNHH tham dinh gia va dich vu tai chinh Da Nang; Trung tam dich vu Total Viet Nam; Cong ty TNHH Massada Land.

- Ban thu tien 7/100 can ha Vicoland gia tri 19,4 ty; thanh pho giao xay dung 230 can ha thuac du an Blue house.

(Cac nam tru6ro, da dau tu ha tang khu (Ian cu Phuot LY, floa Son; khu chung cu thu nhap thap Dal Dia bao, khu k9 tut xa sinh vien...Cho vay dau tu xay dung kho dugc pham GSP, he thong xir 19 mite thai ciza Cty dat may 116a Thy...)

- Phat hanh trai phieu thanh pha: 1.100 ty, lai suat 5,6%/nam.

- Doanh thu 80 ty; Igi nhuan 40 ty; nap ngan sach: 839 trieu.

b)Nhiem vu nam 2015:

- Dau tu 360 ty; du no tang 30-40% so voi 2014.

- Thuc hien chuong trinh cho vay ha trg san xutt — xudt khAu,va bao lath tin dung; Mut hien nhiem vu Guy' phat trien rib. 6, Guy phat trien dat; tiep nhan von nha nu& tai clang ty cap mite Da Nang...

2. Quy dau to Oat trien M Noi

Thanh lap nam 2004 vai von dieu le 1.000 ty dang, nam 2008 nang len 2.000 ty &Ong va dang tien tai mire 5.000 ty clang.

a) Mat so thanh tuu (fat dugc:

- Cho vay nha tai dinh cu, tao dat,sach: 10.000 ty v6i 771 du: an, tai try. tin dung the du an trong diem dm thanh pho 2.230 ty.

- Gop van thanh lap ding ty ca plian: Cling ty Crown Ha nai, Cong ty dugc Fla Tay.

- Dau tu ha tang: Xay dung nha tai dinh cu; XD tuyen duerng sat so 6 (gop von ding Ngan hang Tokyo-Mitsubishi va Ngan hang JBIC Nhat Ban Tau tu theo hinh there PPP); Benh vien, ding vien cay xanh...

b) K'et qua hoat Ong tai chinh giai don 2004-2014:

- Huy dang von: 254 ty (Nan hang Dail ttr phat trien, Ngan hang TMCP COng thuong Viet Nam, Ngan hang BA° Viet, Ngan hang TMCP Quail dai; Ngan hang HSBC, Ngan hang Tokyo-Mitsubishi, To chit.° Tai chinh cua Nga,...); Cho vay, clau tu 12.006 ty'; von fly that (cho vay, cap pat): 9.290 ty.

- Dodo thu: 1.101 ty; loi nhuan 977 ty; nap ngan sach 242 ty.

3. Quy dau phat trien Can Thu

Thanh lap am 2009 yogi van dieu le ban au la 200 ty, hien nay la 620 'LS,. a) Da va dang dau tu: - Khu trung tam clan cu, thuong mai pan That Not (244 ty); Khu do thi

Hung Phil — Cai Rang (140 ty); Khu do thi phuang An Hoa; Khu do thi That Not ma rang.

- Thanh lap 2 cong ty: COng ty CP dau tu CADIF (van dieu le 100 ty, ()by gop 49%); Cling ty CP ttr van thiet ke CADIF (von dieu le 15 ty, Quy gop 40%).

b) Bang chudn 61 dau tu va keu goi ddu tu:

- Du an chinh trang khu do thi duang Pham Net Lao (600 ty); ken goi hop tac dau tu xay dung Chung cu cao cap, nha tre mdu giao trong du an.

- Du an xay dung trung tam au xe 5 tang phuang Phan Dinh Phang va NO Van SO (300 ty' clang).

4. Quy trAu ttr phat trien Thai Binh

Thanh lap cuai nam 2013, von dieu le 100 ty.

Cac du an dang dau tu: Ha tang cho khu benh vien tap trung, Nha a x5 hai tai trung tam thanh pha, gop von cling DN )(ay dung &rang giao thong gan cau Tan De; duce Ngan sach tinh ling nit de mua xi Mang cap cho cac xa phut vy kien CO hoa giao thong nag than va kenh muang nal thing theo chuang trinh nag thou

5. Quy dAu tu• pith trien Quang Nam

D'Au tu cho vay m& rOng benh vien Da khoa, mua sam phuang tien van tai cang Ong (doan xe bus), cho vay dau tu du an chor Nam Phuoc, Dan ttr film flap DA khu dan cu Tam KY — Quang Nam...

6. Quy ttr ph& trien Than,' pho Ho Chi Minh

DAL' tu XD truring Dai hoc str,pham thuat TP. HCM, DA xfr 1Y nu& thai Tan Tao, DA xay dung truerng Mdm non Rang Dag... tar

DY BAN NHAN DAN TiNH

HY RAN NHAN DAN TINEI THANH HOA

ONG HOA XA HOT CHU NCHIA VItT NAM Dile [tip - Ty do - Hanh phtic

Thanh 116a, ngay thong nom 2015 S6: /2015/QD-UBND

Du Thai)

QUYET DINH Ye 14'0 ban hanh Dieu le ye to chit va hoat &Ong ctia

Quy dAu to phat trien Thanh

IN BAN NHAN DAN TiNIT THANH ROA

Can eft Luat To chirc Hei ging nhan dan va U9 ban nhan dan ngay 26 thang 11 nam 2003;

Can cu Nghi dinh se 138/2007/ND-CP ngay 28 thang 8 nam 2007 efla Chinh to chirc va hoat Ong dm Quy dau to Oat trien dia phuung;

Can dr Nghi dinh s6 37/2013/ND-CP ngay 22 thang 4 nam 2013 Gila .Chinh phu sira del, be' sung met se dieu cna. Nghi dinh se 138/2007/ND-CP ngay 28 thang 8 nam 2007 dm Chinh phu ve to chirc va hoat long cua Quy dau to phat trien dia phuung;

Can dr Nghi dinh s6 43/2014/ND-CP ngay 15 thang 5 nam 2014 ena Chinh phe ve quy Binh chi tier thi hanh met so dieu cfia Luat flat dai;

Can cu Th6ng to se 42/2014/Tf-BTC ngly 08 thang 4 nam 2014 dm Be Tai chink ve viec Ban hanh diet] le luau ap dung cho eAc Quy (Tau to phat trien dia phuang.

Can dr Nghi Quyet s6 /NQ-1-IDND ngay thang nam 2015 dm Hei ding nhan dan tinh ve viec th6ng qua De an thanh lap Quy dAu to phat trien Thanh H6a.

Can dr Quyet dinh s6 /2015/QD-UBND ngay thang nam 2015 dia fly ban nhan dan tinh ve viec thanh lAp Quy dau to phat tri6n Thanh H6a;

Theo 6 nghi cea Chu tieh flei ding quan ly Qey dau to phat trien Thanh H6a,

QUYET DINH:

Dieu 1. Ban hanh kern theo Quyet dinh nay Dieu ve to chirc va hoat ding elm Quy Dau to phat trien Thanh H6a.

Dieu 2. Quyet dinh nay e6 hieu lut thi hanh ke tic ngay k9.

Dieu, 3. Chanh Van phong UBND tinh, Gam dee cac SO: Tai chfnh, Nei Vu, Ke houch va DAu tu; Hei thing quan ly Quy, Giam dee Quy dau tu Oat hien tinh va Thu trunng ode se, ban, ngarth co lien quan chiu trach rthiem thi hanh Quyet dinh nay].

Nai - Nhu Dieu 4 QD; - BO Tai chinh (de' b/c); - TTr TU, HDND tinh (de b/c); - Chti tick, cac PCT UBND tinh; - Ltru: VT, KTTC thaoln2015.

TM. UY BAN NHAN DAN CHU ITCH

Nguyen Dinh Min

2

tJ' Y BAN NHAN DAN CQNG HOA XA 1101 CHU NGHIA WET NAM TINLI THANH HOA Dec lap - Tiy do - linnh pink

DIEU LE TO CHUG VA 1104T DOG QUY DAU TYMAT TRIEN THANH HOA

(Ban hanh kern theo Quy't dinh so /2015/QD-UBND ngay thong Wm 2015 cfia UBND tinh Thanh Hoc)

CHM:MCI

Dieu 1. DOI titling phgni vi dieu chinh

Dieu le nay quy dinh v'e nhiem vu, quyen han, to chirc be may va hoat clang cua Quy (tau to phat trier' Thanh H6a.

Dieu 2. Quy Deu to [that trien Thanh Hem

1. Quy dau to phat trien Thanh H6a (gpi tat la Quy) la mot to chirc tai chinh Nha nuac truc thuec Uy ban nhan dan tinh Thanh Boa, duoc thanh lap theo Quyet dinh s6, /2015/QD:UBND ngay thang nam UBND tinh Thanh Hoa nham muc dich tiep nhAn von ngan sach, huy ding von trung va dal han tir cac to dint ca than trong va ngoai c)

tang de cho vay, dau to va

cac du an, doanh nghiep, phat trien ca se ha tang kinh to - xa hei caa tinh Thanh Hoa.

2. Von dieu le dia Quy dau to phat trial) Thanh 116a la 150 tY thing (Met tram nam mirth ty ding).

3. Ten gpi cua Quy

- Ten goi: Quy dau to phat Hien Thanh H6a,

- Ten giao dich quac to cua Quy: Thanh Hoa Development Investment Fund

- Ten viet tat: THDIF

4. Dia chi try se chinh: Try so hoat ding cua Quy &pc &At tai Nam Dal to Le Lai, thanh phi)

Thanh 116a (SO Tai chinh Thanh H6a)

5. Dien thoai, Fax, trang dien

a) Dien thoai:

b) Fax:

c) Trang dien to (neu co):

3

Dieu 3. Dia vi 014 19, tu. each Oar) nhan va dai dien theo Oaf) Mat

1. Quy dau tu Oat trien Thanh H6a lap* to chac tai chinh Nha (mac cua tinh; thus hien chirc nang dau tu phat trien va dau tu tai chinh theo quy dinh tai Nahi dinh an 138/2007/ND-CP va Nghi dinh so 37/2013/ND-CP.

2. Quy co tu each phap nhan, co von dieu le, c6 bang can dial ke toan rieng, c6 con dau, dirge ma tai khohn tai Kho bac Nha nu& va the ngan hang thuMig mai hoat dOng hop phap tai Viet Nam.

3. Nguin dai dien theo phap luat cila Quy la Gam dee Quy.

Dieu 4. Nguyen tae hoot demg.

, 1. Quy" hoat Ong theo hinh ngan hang chinh sach, thkre hien nguyen Ude tu chi] ye tai chinh, khong vi mix nen lai nhuan, bao man va phat trien von.

2. Quy chiu trach nhiem him han trong pham vi nguen van chi) so huu cUa Quy.

Dieu 5. T6 chirc bi) may

1. Ca eau to chire quail 19 va dieu hanh dia Quy bao gam:

a) Hei ding guan 19 bao gam: Chu tich, PIM Chu tich va cac thanh viol);

b) Ban kiem sok: Truang ban kiem seat va cac thkth vien;

c) BO may dieu hanh bao gam: Ban giam dem (Giam date va cac Ph6 Giam dOc), Ke toan truang va 04 (bon) Phong nghiep

2. Viec thay doi lai cc, cat, to chire guan 19 va dieu hanh eila,Quy do Uy ban nhan dan,tinh va Hen dong quail 19 guyet dinh theo than guyn quy dinh tai Dieu le ve to chac va hoat dang cua Quy va phn hap vai guy dinh tai Khoan 1 Dieu I Nghl dinh so 37/2013/ND-CP.

Dieu 6. Hoot Ong cua cac to chirc chinh tri, chinh tri - xa hoi

I. TO chirc Dang COng san Viet Nam tai Quy hoat clang theo Hien phap, phap Mat dm NM oak Cling Itha xa hai chit nghia Viet Nam va cac quy dinh tha Dang COng san Viet Nam.

2. Te chillc ding doan va cac to chae chinh tri xa hoi kithe tai Quy hoat dOng theo Hien phap, phap luat Nha nude va. guy dinh cac to chac do.

Dieu 7. Mich tihiein col) fly ban nhan dan tinh

I. Thac hien the quen va trach nhiern quy dinh tai Khoan I Dieu I Nghi dinh so 37/2013/ND-CP.

2. Thuc hien cac guyen, trach nhienn quy dinh tai Dieu le nay, bao Om:

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a) Phe duyet chitin lugc hoat thing dai han, Ice hoach hoat Ong va ke hoach tai chinh hang nam caa Quy;

b) Trinh Hei dang nhan dan tinh guyet dinh viec t6 chile lai, giai the Quy theo quy dinh tai Nghi dinh se I38/2007/ND-CP va Nghi dinh so 37/2013/ND-CP;

c) Phe duyet cac dy an cho vay, dau tu true tiep, gop von thanh lap doanh nghiep thuac tham quyen ,guyet dinh Uy ban nhan dan tinh quy dinh tai Dieu 10, Dieu 13 va Dieu 22 VI dinh so 138/2007/ND-CP hoac mire thalp han theo yeu, eau guar' 19 Uy ban than dan tinh va dugc quy dinh cy the tai Dieu le to chic Ira hoat dOng cua Quy;

d) Quyet dinh cho vay doi veti cac du an co thai han cho vay tr8n 15 tam theo quy dinh tai Dieu 14 Nghi dinh so 138/2007/ND-CP;

d) Xem xet chap thuan viec cho vay hap von deli vial throng hap quy (lath tai Khoan 6 Dieu I Nghi dinh so 37/2013/ND-CP;

e) Quyet dinh viec khoanh ng, )(on ng got theo quy dinh tai Dieu 20 Nghi dinh so 138/2007/ND-CP;

g) Quyet dinh s6 lugng thanh vien Hai deng quan 19 va Ban kiem soat Quy theo quy dinh tai khoan 1 va khoan 13 Dieu 1 Nghi dinh so 37/2013/ND-CP;

h) Phe duyet quy the tuyen dung lao deng cua Quy; guyet dinh be) nhiem, 68 nhiem lai, mien nhiem, bai nhiem, khen thuang, ky Mat dOi voi cac aim danh Chu tich, Pho Chit tich, thanh vien Hai thing quan 19, Twang Ban kiem soalt, Giam doe, Pho Giam doe va Ke toan,truang hoac cac chirc danh khac theo yeu cau quart 19 dm Uy ban nhan dan cap tinh;

i) Thgc hi'en quyen va trach nhiem cua chi sar him ve ca the tien bang, tien thuang cua Quy theo quy dinh cua phap luat dai voi clang ty trach nhiem hint han mot thanh vien do nha rapac ser hint 100% von;

k) Phe duyet ket qua danh gia xep loaf hieu qua hoat Ong dm Quy;

, 1) Chap thuan mac hoac t9 trich cy the vao cac guy du tu phat trien, guy thuang Ban quan ly dieu hanh, guy khen thuang, philc Igi tir nguem chinh lech thu chi dm Quy theo de nghl cua Hoi clang quail 1Y, Quy;

m) Chap thuan bap cao tai chinh va quyet town chinh lech thu chi dia. Quy;

n) Cac track nhiem khac theo quy dinh can phap luat va dugc quy dinh cy the tai Dieu le to chat va hoat clang cua Quy.

Dien 8. Nghia vu cua Uy ban nhan dfin tinh

1. DAu to du von dieu le cho Quy.

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2. Chiu tract) nhiem ve cac khoan na va nghia vu tai san khac caa Quy trong pham vi so von dieu le theo quy dinh cua phap luat.

, 3. BO tri day di), kip thexi nguOn cap bit phan chenh leech giva mire Mai suet cho vay toi thieu cua Quy va lai suet Uy ban nhan clan tinh chi dinh cho vay, nguOn cap hoz, trg Mai sun; sau dal to olio Quy doi vol the du an quy dinh tai Khoan 5 Dieu 1, Nghi dinh so 37/2013/ND-CP, dam bao kitting lam anh huong den nguon von hoat Ong cua Quy.

4. Bei tri day du, kip that nguon von cho Quy de)i vai cac du an do Uy ban nhan dan tinh guyet dinh cho vay, dau tu true tiep, gap van thanh lap doanh nghiep theo quy dinh tai khoan 2 Dieu 34 Nghi dinh so 138/2007/ND-CP.

5. Tillie hien cac nghia vu khac theo quy dinh ena phap Mat.

CHUDNG II CHGC NANG, NHISM VU, TRACH NHIEM VA QUYEN HAN CUA QUt

Dieu 9. Chile Wang, nhiem vu cua Quy

1. Hoat Ong huy clang von: Quy dugc huy thing cac nguon von trung va dai han tit cac to chirc, ca nhan trong va ngoai nuoc theo quy dinh tai Dieu 27 va Dieu 28 Nghi dinh 56 138/2007/ND-CP.

2. Hoat (tang dau tu true tiep: Quy dugc dau tu true tiep vao cac du an thuOc danh tnyc cac firth vuc dau tu ket cau ha tang kinh to - xa hal tru tien phat trien cua dia phuong do Uy ban than dan tinh ban hanh theo quy dinh tai Nghi dinh sO 138/2007/ND-CP va Nghi dinh so 37/2013/ND-CP.

3. Hoat dOng cho vay: Quy Mtge cho vay, cho vay hop von doi yeti cac du an thuOc danh myc cac Milt vue ket cau ha tang kinh to - )(a hai uu tien Oat trien cua dia phuang do Uy ban nhan dan tinh ban hanh theo quy dinh tai Nghi dinh so 138/2007/ND-CP va Nghi dinh se) 37/2013/ND-CP.

4. Hoat dOng gem von thanh lap doanh nghiep: Quy dugc gap vein thanh lap ding ty co Phan, tong ty trach nhiem

dau han theo quy dinh Luat

doanh nghiep de that hien cac hoat clang dau tu true tiep vao cac Gong trinh, du an ket eau ha tang kinh to - xa hai thuOc danh muc cac link vkirc dau ark& eau ha tang kinh to - xa 110 do Uy ban nhan dan tinh ban hanh theo quy dinh tai Nghi dinh sO 138/2007/ND-CP va Nghi dinh se) 3 7/20 13/ND-CP.

5. Hoat Ong by that va nhan by that:

a) Quy dugc nhan by that theo quy dint) tai Dieu 23 Nghi dinh so 138/2007/ND-CP va Khoan 8 Dieu 1 Nghi dinh s6 37/2013/ND-CP;

b) Quy dune ny that cho cac to chine tin Ming va Ngan hang Oat trim Vi@ Nam thirty hien cho vay va thu hoi rig theo quy dinh tai Dieu 24 Nghi dinh se) 138/2007/ND-CP.

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, 6. Hat de'ng huy ,deng von cho ngan sach dia phuung: Quy to chin, thu xep viec huy citing van cho ngan sach dia phuung theo quy dinh caa phap luat, bao gem ca. phat hanh trai phieu chinh quyen dia phuang theo ay quyen cua Uy ban nhan dan tinh.

7. Thuc hie:lay:de nhiem vu kluic do Thy ban ratan an tinh giao dz plwe vu phat trien kinh to - xa hoi tai dia phuung,nhung khong trai vgi,quy dinh tai Nghi dinh se) 138/2007/ND-CP Nghi dinh so 37/2013/ND-CP, Dieu le to chat va hog deng caa Quy va the van ban phi() luat lien quan.

Dieu 10. Tract' ntqm va qu34'n han cua Quy

1. Trach nhiem caa Quy:

Ngoai trach nhiem quy dinh tai Dieu 33 Nghi dinh s6 138/2007/ND-CP, Quy c6 cac Hach nhiem sau:

a) Thuc hien cac hoat citing theo quy dinh tai Dieu 9 Dieu le nay;

b) Quan ly sir dung von ding mut dich, dam bao an tan va phat then von, tv bit dap chi phi va to chin rid ro;

c),Thve hien ding han, day thc,nghia tra nq cua. Quy dad vat the khoan Win ma Quy" cla huy deng tir the t6 chire va ea nhan theo quy dinh cUa phap luat;

d) Thuc hien day dn the nghia vu tai chinh theo quy dinh caa phap luat

2. Quyen han cUa Quy:

Ngoai quyen han quy dinh tai Dieu 34 Nghi dinh se 138/2007/ND-CP, Quy co cac quyen han sau:

a) Duge phap lug bao ho vat to each la met phap nhan trutc mei hanh vi trot phap lug gay ten hai den tai san, guyen Igi va uy tin tha QuTh.

b) Dugc to chat hoat Ong pht) Imp voi mac tieu, nhiem vu, pham vi hog deng quy dinh , tai Nghi dinh so I38/2007/ND-CP, Nghi dinh se 37/2013/ND-CP va Dieu le nay;

c) Ducte quan ly, sir dung yen va tai san duct giao, von huy &Ong de thvc hien the nhiem vu theo quy dinh tai Nghi dinh se 138/2007/ND-CP, Nghi dinh se, 37/2013/ND-CP va Dieu le nay;

d) Duvc Iva ellen cac dv an co hieu qua thuee dad Wang quy dinh tat Nghi dinh so 138/2007/ND-CP va Nghi

von 37/2013/ND-CP de quyet

dinh cho vay, dau to true tiep hoac g6p yen thanh Iap doanh nghiep. Truang hop thus hien cho vay, dau to true tiep hoac g6p von thanh lap doanh nghiep theo quyet dinh cua Uy ban than dan tinh thi Uy ban nhan dan tinh chiu trash nhiem ye guyet dinh cua minh (bao gain ca vies cap bit chenh lech lai suat, cap he trg Iai sat sau au to theo quy dinh tai khoan 5 Dieu 1 Nghi dinh s8 37/2013/ND-CP) de darn bat) nguyen tac, nguon yen hog deng caa Quy.

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d) Dugc yeu eau khach hang cung cap tai lieu, he so va tinh hinh tai chink, san xuat kinh doanh de xem xet quyet dinh cho vay, dau tu true tiep, gop von thanh lap doanh nghiep; true nap tham dinh phuang an tai chinh, hieu qua dau tu cna cac di; an; dinh gia tai san dam bao tien vay; phan tich, danh gia va giam sat qua trinh trien khai thuc hien du an;

e) Dirge thue cac to chirc, chuyen gia tu van xem xet, than dinh met phan hoac toan be cac du an Quy cho vay, dau tu true tiep, gop van thanh lap doanh lighiep; dinh gia tai san darn bao tien vay;

g) Dugc kiem tra dinh k9 hoac dot xuat tinh hinh san xuat, kinh doanh cua to chat, ca nhan vay von tai Quy; tinh hinh tai san bao dam tien vay; tinh hinh quail 19, sir dung ngulin von Quy cho vay dau tu cling nhu cac van de lien quan den viec thue hien du an dau tu;

h)Dugc dinh chi hoac bao cao cap tham quyen quyet dinh dinh chi viec cho vay, dau tu true tiep, gOp van thanh lap doanh nghiep; thu hoi cac khoan cho vay, dau tu true tiep truck thed han neu c6 day at chimg ca Chang minh dOi tugng sir dung von khong citing mile dich, vi pham hap (tong hoac vi pham phap luat;

i) Co quyen to choi tai tra, hap tac, cho vay, dau tu vein nett xet thay trai phap luat, Dieu le to chirc va hoat deng cua Quy;

k) Khi den han tra ng, nett chit dau tu khong tra dugc ng thi Quy duet quyen xir ly tai san bao dam tien vay de thu hoi ng theo quy dinh cua phap luat;

1) Duge cho time, the chap, cam co, thanh ly, nhugng ban tai san co dinh thuc quyen so him cita Quy theo quy dinh cua phap luat hien hank;

m) Dugc tuyen dung, thue, bo tri, sir dung, quy hoach, dao tao va boi dug- ng Ban quail 19 dial hanh va nguoi lao deng; lila chip cac hinh tithe tra luong, thugng tren co so kat qua hog (tong cua Quy va c6 cac quart khac cna nguai six dung lao clang theo quy dinh cua phap Mat;

n) True tiep quan he veil cac to chirc, ca nhan trong va ngoai mite de dam phan, k9 kat cac hap clang vay van, nhan tai tra, nhan ay thac nen nguyen the tu nguyen, binh dang, him tac, clang co lgi theo dung phap Mat Viet Nam.

CM.YONG III CO CAU TO CHUG, (PAN LY VA DIEU HANH GOA QUI?

Mile 1 DOI DOING QUAN LV QUi?

Dieu 11. Ht;ii &jug Quail 19 Quy

, 1.1-1(ii Bong quail 19 Quy la dui din en' a Uy ban nhan dan tinh, ducc ny quyen to chtirc thuc hien met so quyen va nghia vu cea clua se' hau; quyet dinh

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va to chut thus hien cac van de lien quan den viec the dinh va that hien chat nang, nhiem vu, quyen han cua Quy theo quy dinh tai Dieu 9 va Dieu 10 Dieu le nay.

, 2. Hei dong quail Quy co 05 nguti. Can vao quy mo, tinh chat va diet] kith thuc to hoat Ong clut Quy, Uy ban nhan dan Unit quyet (firth so lacing cu the thanh vien Hei dong quan 19 Quy theo nguyen tac tong s6 thanh vien HOi dOng quan 19 Quy Phai la s6 le.

3. Co eau Heii clang (man 19 Quy gom có Chit tich, Ph6 CM) tich va Math vien HOi thing quart 19 (sau day gei chung la thanh vien Hoi thing quan ly). Pith Chi) tich Hei dong quan 19 kiem Clam doe Quy. Cac thanh viol) khac tha Hei dong quan ly hoat deng kiem nhiem va khong duve kiem nhiem bAt ky met chirc vu cyan 19 khde tai Quy.

4. Nhiem k9 cua RN thing quan lY Quy la natn,(05) nam; thanh vien dong ng quan 19 Quy có the throe b6 nhiem Lai voi so nhiem ky khong han

che. TruOng hop vao thai diem ket thuc nhiem ky ma Hei dong quail 19 Quy tn6i chua duct bo nhiem thi Hei &mg quan 19 Quy tha nhiem 14 hien tai van tiep tut Uwe hien quyen va nghia vu cho den khi Hei dong quan 19 me6 three

.ba nhiem va than nhiem

Dieu 12. Nbiem vu, quyen bun ciia HUI Bong quail ly Quy

1. Thtre hien cac nhiem vu va quyen han quy dinh tai Dieu 37 Nghi dinh so 138/2007/ND-CP.

2. Thac hien the nhiem vu va quyen han quy dinh cu the tai Dieu le nay, bao

a) Tiep nhan, quail ly va sir dung ce hieu qua yen ngan such va cac ngutn lac khac do Nha nubs giao cho Quy; trinh Uy ban nhan dan tinh phuong an dieu chlnh von dieu Ie tha Quy de quyet dinh theo [ham quyen;

b) Ban hanh cac quy che hoat Ong va nghiep vu cua Quy, bao Quy che hoat Ong tha be may quan 19, dieu hanh Quy; Quy che dau to xay dung, mua sam va quan 19 tai san cua Quy; Quy che chi tieu nei Quy che lao dOng, tien Mang; Quy che khen thuang, ky Mat; Quy che huy dong win; Quy che dau to true tiep; Quy che cho vay; Quy che gop von thanh lap doanh nghiep; Quy che quart 19 rui ro; Quy che quan 1y tai san bao darn tien vay va the quy che hoat dong, nghiep vu khac theo yeu cau quan ly elm Quy;

,c) Trinh Uy ban nhan dan tinh ban hanh quyet dinh mire lai suat cho vay ten thieu cUa Quy theo quy dinh tai Khoan 5 Dieu 1 Nghi dirth s6 37/2013/ND-CP;

d) Trinh lily ban nhan dan tinh ban hanh danh Ernie the Firth vire ket cau ha tang kinh t6 - xa hei, tru tien phut trien tha dia phuang theo quy dinh tai Khoan 2 va Khoan 4 Dieu I Nghi dinh so 37/2013/ND-CP;

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d) Quyet dinh viec dau to trtrc tiem cho vay, gap von thanh lap doanh nghiep doi yeti cac dtr an thubc tham quyen guy& dinh cba Hoi &Ong quan ly Quy theo phan cap dm Illy ban than dan tinh;

e) Trinh fly ban than dan tinh quyet dinh viec khoanh no, xth no g6c theo quy dinh tai Dieu 20 Nghi dinh se, 13812007/14D-CP, Nghl dinh se) 37/2013/ND-CP va quy dinh tha phap luat cO lien quan;

g) Thge hien nhiem vg va quyen han ciaa Hei &mg thanh vien/Chil tich con0 ye co the tien Wrong, tien thuling cita Quy theo quy dinh cba phap luat deai vai cong ty trach nhiem him han mot thanh vien do nha nulic set him 100% vein;

h) Trinh Uy ban nhan dan tinh phe duya bao cao xep loaf hien qua hoat king cua Quy; bao cao tai chinh, quyet toan chinh lech thu chi Quy; mire hoac t9 le trich lap ca the vao cac quy dau to phat trien, quy dtr phong tai chinh, guy thliOng Ban quail ly dieu hanh, guy khen thueng, phlic lgi cua Quy;

i) Trinh Uy ban nhan dan tinh phe duyet phuong thirc to chirc, be may quan 19 dieu hank Quy; be) nhiem, be nhiem 1ai, mien nhiem, bai nhiem, khen thuling,

, luat voi cac chirc danh thubc tham quyen quyet dinh cua Uy

ban nhan dan cap tinh;

k) Bb nhiem, bb thiem lai, rmien nhiem, hal nhiem, khen throng, ky luat den voi cac chirc danh thubc tham quyen cba Hei d6ng quan 19 Quy;

1) Phe duyet quy the boat deng cba. Ban kiem soot;

m) Thgc hien cac nhiem vg lchac theo phan Gong elm Uy ban than dan tinh.

Dieu 13. B6 nliqm, ba nhiem 1}A mien nhi@n, bid nhit'm thanh viol] Hoi dling quan 1 f Quy

1. Chi) tich Uy ban nhein dan tinh quyet dinh be) nhiem, bb nhiem lai, mien nhiem, bai nhiem Chit tich, Pho Chu tich, than!) via HOi dong quart lyt (21-1)7,

2. Tieu chuan, dieu kien cba thanh vien1-161616ng quan 19:

a) La Gong dan Via Nam, thuling tru tai Viet Nam, co day du nAng lye hanh vi dan su;

b) CO trinh db dai hoc tro len, cci nAng lac quan 19 va kinh nghiem ye mot trong the MTh yuc: tai chinh, ngan hang, dau tu, quan tri;

c) CO sire khoe, pham chat dao dire tot, trung aloe, hem khiet ye. co S thirc chap hanh phap Mat;

d) Khong thuOc doi Wong bi cam darn nhiem chirc vg quan ly dieu hanh doanh nghiep theo quy dinh tai Khoan 2 Dieu 18 Luat Doanh nghiep nom 2014;

1 0

d) Khong có nguti lien quan,giti chic danh Giam (lac, Pha Giam dac, Ka toan tru.Ong, Thanh vier) Ban Kiem soot, Thu quy tai Quy;

e) Khong phai la nguti lien quan cna nguin co tham quyen troc tip bo nhiem thanh vien Hai clang quan 19;

g) lieu chart, dieu kien khac the() yeu cau quan ly oh Uy ban nhan dan Huh va duoc quy dinh cu the tai Dieu le M chuc va hoat clang eta Quy.

3. Thanh vien Hai clang quan 19 Quy bi mien nhiem, bai nhiem trong nhang truOng hop sau:

a) Khong con dap irng dtroc day du tieu chuan, diet' kien thanh vien Hi clang quan lY Quy;

b) Vi pham phap Mat dan mac bi truy to, 61 Ma an kat an bang ban an;

c) Vi pham nghiem trong cac quyet dinh cua Uy ban than dan tinh, quyet dinh dm Hai thing quan ly Quy, cac quy the cua Quy, quy dinh cna Dieu le nay va quy dinh cua phap luat lien quan den mac bi k9 luat;

d) Xin to chirc va dugc cap co [ham quyen chap thuan bang van ban theo quy dinh cua phap luAt;

d) CO guy& dinh dieu chuyen hoac 66 tri clang viec Hide;

e) Nghi hum

g) Cac truang hap mien nhiem, bai nhiem khac theo yeu eau quan 19 oh Uy ban nhan dan tinh.

4. Quy trim, thu fix 1)6 nhiem, bi nhiem lai, mien nhiem, bai nhiem, khan thuang, Icy luat thanh vien Hai clang quan 19 Quy do Uy ban nhan dan tinh quyet dinh theo quy dinh cua phap luat.

Dieu 14. Nhiem vu va quyen han cua thanh vien Hei ding quail 1Y Quy

1. Chu tich Hai clang quan lY Quy co nhiem vu va quyen han sau day:

, a) Thay mat Hai ding quan Quy tiap nhan van dieu le do ngan sach cap ya cac nguon lac khac do Nha tarot giao cho Quy;

b) Phan cong nhiem vu cu the clai vari cac thanh vier) elm Hai ding quan 19 Quy;

c) Ti chirc that hien cac nhiem vu, quyen han cna Hai &Ong Quan 19 Quy theo quy dinh tai Dieu 12 dm Dieu le nay;

d) Thay mat Hai clang quan 19 Quy ky cac van ban thuoc than) quyen ciia Hai ding quan 19;

d) To chin; theo del va giam sat viec thoc hien cac Nghi quyet, Quyet dinh oh Hai ding pan 19 Quy; co quyen hey be cac (Met dinh cna Tang

giam clOc/Gialm dee Quy trai v6i Nghi quyet, Quyet dinh cila Hai long quan 19 Quy, quy dinh tai Dieu le nay va phap luAlt c6 lien quan;

e) Truing hap can thief, Chu tich Hai ding quan 19 ny quyen bAng van ban cho Ph6 Chu tich Hai clang quan 19 hoAc cho thanh vien Hai doing (man 19 Quy thac hien mat so nhiem thuac tham quyen. Nguai duooc uy quyen chin troth nhiem truerc tich Hai clang quan 19 Quyva truck phap luAt ye the nhiem vu duoc ny quyen;

g) Cac nhiem vu va quyen han khac theo quy dinh cua phap luat va ny quyen cua Uy ban nhan dan rink

2. Thanh vien dm Hai clang quart 19 co nhiem vu, quyen han sau day:

, a) Tham du hop Hoi ding quan 19 Quy; thao luAn, kin nghi, bieu quyet cac van de thuac tham quyen dm Hai clang quan 19;

b) Thuc hien cac nhiem vu va quyen han kir& theo phan tong hoac uy quyen cua Chit tich Hai thing quan 19;

c) Yeu an Giam clac,,Ka toan truang va cac can bi) quan 19 dm Quy cung cap thong tin, tai lieu ve tinh hinh tai chinh, hoat dang cua Quy de phuc

• vu tong tae dm mirth. Ngueri dirge yeu eau phai cung cap thong tin kip theri, day du va chinh xac.

3. Chu tich va thanh vien Hai clang quan 19 c6 nghia vu:

a) Tuan thu phap bat, Dieu le to chirc va hoat clang cna Quy, Quyat dinh cua Uy ban trhan dan cap tinh trong viac thuc hien quyen va nhiem vu duoc giao;

b) Thuc hien cac quyen va nhiem Nip dugc giao mat each trung can hong nham bao dam lai ich hop phap cua Quy va Uy ban nhan clan tinh;

c) Trung thanh ve6 lgi ich caa Quy; kh6ng sir dung thong tin hoat clang cua Quy hoac !al dung chirc vu va tai san ciaa Quy de to lai hoac phnc vu tai ich cua nguiri khalc.

Dieu 15. Clie dO lam viQc cua IIoi den (luau Quy

, I. Hai clang quail 19 Quy lam viec theo do tap the, hop throngky tai thieu 3 thing mat Ian xemxet va quyet dinh nhung van de thuac tham quyen va troth nhiem, cita Hai clang quan Quy. Hai clang quan 19 Quy co the hop bat thuOng de giai quyet cac van de cap bitch cua Quy theo yeu cau cilia Chit tich Hoi thing quan 19 Quy, hoac theo de nghl cua Giam dee Quy, Truing ban kiem soot, sau khi duoc Chu tich Hai clang quan 17 Quy chap thuan.

, 2. Cac cuac hop dm Hai ding quan 19 Quy ,chi co hieu Inc khi c6 it nhall 2/3 se) thanh vien tham Thanh vien thing quan 19 vang mat tai cuac hop phai c6 thong No bang van ban ve 19 do \ang mat. Cuac hap do Chit tich hoac mat thanh vien kit dugc Chu tich ny quyen (bong throng kip

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Chu tich yang mat) lam elm) tea. Trong twang hop cap bath khOng to chat hop, viec lay 9 kien cac thanh vien Hei clang quan 19 Quy phai &roc thue hien bang van ban.

3. Tai lieu hap Hei dOng quart 19 phai duoc Quy chuan bi va girl ten the thanh vientlei clang quail 19 tei alien 3 ngay lam viec truerc ngay hop.

4. Hei thing quan ly Quy quyet dinh cac van de theo nguyen tat da se, moil thanh vien Hai deng quan 19 ca met phi'eu bleu quyet vai quyen bieu quyet ngang nhau. Nghi quyet, quyet dinh cua Hei /long quan 19 Quy co hieu Ivc khi c6, , tren nam muoiphan tram (50%) tong thanh vien Wei dong quan 19 Quy bieu quyet hoac Y kien bang van ban coy kien tan thanh. Trugng hop so phial bang nhau thi guy& dinh cuoi cling thuec ve phia 06 9‘kien cua Chit tich Hei dOng quan 19 Quy hoac nguti chu tri cuec hop Hei dOng quan 19. Thanh vien Hai

cap quan 15/ co quyen bao km 9 kien caa minh va bao cot)

Uy ban nhan dan cap tinh xem ?cat, quyet dinh theo thAm quyen.

5. Ni9 dung cac van de thao lulan,,cac kien phat bieu, ket Juan va ket qua bieu quyet caa cac mac hop Hei &mg quan 19 Quy phai duet ghi chep day da trong hien ban Lee hop va duct cote thanh vien tham du cuec hop Gang k9 xac nhan. Kat Juan cua cuec hop dugc the hien bang Nghi quyet, Quyet dinh caa Hen thing quan 19 va phai dugc gui toi tat ca cac thanh vien caa Hei (long quan 19, Quy va cac to chirc, ca nhan co lien quan de glen khai thvc hien.

6. Clic Nghi quyet, Quyet dinh cua Hei dong,quan 19 Quy c6 tinh bat buec thi hanh doi hoat Ong Quy va Giam doe Quy 06 trach nhiem to chirc thvc hien. Clam dOc Quy c6 quyen bao luu y kien va bao ea° Uy ban nhan dan tinh xem xet, quyet dinh theo tham quyen; trong thin gian chin co quyet dinh cua Uy ban than dan tinh, Giam doc Quy phai co trach nhiem chap hanh cac Nghi quyet, Quyet dinh caa 1-10i thing quan 19 Quy.

Muc 2 BAN KIEM SOAT QUY

Dieu 16. Ban kiem soat Quy

1. Ban kiem soat c6 chat nang giap Hei deng quan 19 va Uy ban nhan dan tinh that hien vai tre kiem tra, giam sat viec Guy chap hanh cac chinh sach the dO theo quy dinh caa phap luAt; cac quy the hoat thing vanghiep vu cua Quy; Dieu le to chat va boat do, ag cua Quy; Nghi quyet, Quyet dinh cua Uy ban than dan tinh va Hei (long quan 19 Quy.

2. Ban kiem soat co ba (03) thanh vien, trong do c6 met (01) Truemg ban phu trach hoat clang cilia Ban kiem soat va lam viec theo the de kiem nhiem va hal (02) thanh vien Ban kiem soat lam viec khong chuyen trach (01 ngued) va lam viec chuyen trach (01 nguei) do CM) tich Uy ban nhan dan tinh quyet dinh theo de nghi cua Chit tich Hei thing quan lY Quy".

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3. Nhiem ky cim Ban kiem sok la nam (05) nam; thanh vien ban kiem soat co the dugc bit nhiem lai vei so nhiem ky kiting han che. Timing hop vao thin diem ket thilc nhiem ky ma Ban kiem soat mei chug duct bo nhiem Chi Ban kiem soar cim nhiem Icy hien tai van tiep tuc that hien quyen va nghia vu cho den khi Ban kiem soar mei duet bo nhiem va nhan nhiem vv.

Ditu 17. Nhitm vu, quyen han am Ban Icitm soat Quy

Thvc hien nhiem vy va guyen han quy dinh tai Khoan 1 Dieu 38 Nghi dinh se) 138/2007/ND-CP.

2. Thtrc hien cac nhiem vu quy dinh cu the tai Dieu le nay, bao gOm:

a) Kiem tra, giam sat viec chap hanh cac chinh sach, che do, theo quy dinh cia phap Mat; quy che hoat do, ng va nghiep vy cua Quy; Dieu le to chive va hog deng caa Quy; Nghi guyet, Quyet dinh cua Hei (long quan lY Quy va Uy ban nhan dan cap tinh. Truerng,horp phat hien cac hanh vi vi pham chinh sach, che do theo quy dinh, Ban kiem soat Quy c6 trach nhiem thing bao v6.1 Uy ban nhan dan cap tinh, ding that yeu eau Hei thing quan ly, Chi) tich Hei ding (pan IY va be may quan ly, dieu hanh Quy cham dirt hanh vi vi pham, xac dinh nguyen nhan, trach nhiem da to chirc, ca nhan 06 lien quan va c6 giat phap khac phy0 hau qua;

b) Thant dinh bao cdo hoat clang, bao cdo tai chinh va viec trich lap cac quy, bao cao tinh hinh thgc hien tien bong va tien Mu/Ong theo quy dinh cua

phap luat;

,c) Thuc hien nhiem vy khac do Hei clang quan lY Quy va Uy ban nhan dan cap tinh giao.

3. Ban kiem soat 06 cac guyen han sau day:

a) Dugc yeu cau cung cap th6ng tin, tiep can he so, tai lieu ve ding tac quan ly, dieu hanh heat clang va tai chinh cita Quy;

b) Duoc tham du cac cuec hop giao ban, hop Hei ding quan ly, hop Ban giam doe, hop chuyen de c6 lien quan den viec thvc hien nhiem vy cua Ban kiem soat. Khi tham du cdc,cuee hop, Ban kiem sok c6 quyen phat bleu

kien nhung thong c6 quyen bleu quyet;

c) Duoc sir dung con diu cua Quy cho cac van ban, he so, tai lieu,thuec pham vi chirc Mang, nhiem vu, quyen han cim Ban kiem soat. Quy phoi figy yeti Ban kiem soat xay dung quy che sir dung con dau bao dam phu hgp vOi quy dinh phap luat.

4. Ban kient soat c6 cac nghia vy sau day:

a) Tuan thu phap luat, Dieu le nay va cac Quyet dinh, Nghi quy6t cita Uy ban nhan dan cap tinh va Hoi clang quan ly Quy trong viec Uwe hien quyen va nhiem vu duge giao;

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b) Thuc hien cac quyen va nhiem vu dugc giao mat each trung aux, can trong nham dam bao igi ich hop phap caa Quy va Uy ban nhan dan cap tinh;

c) Trung thanh vei lgi ich cCia. Quy; quan 19 va bao mat thong tin theo quy dinh cua Quy. Khong Igi dung quyen han dugc giao de gay can trg cho boat Ong cua Quy; kh6ng lgi dung thong tin, chac vu, tai san cua Quy to lgi hoac phut vu lgi ich cua to clarc, ca nhan khac;

d) Thuang xuyen nam bat tinh hinh, thu thap thong tin, bao cao kip thOi, day du, chinh xac cho Uy ban nhan dan cap tinh ve haat clang dm Quy theo the da quy dinh;

d)Cac nghia vu khac theo cac quy dinh cita Uy ban nhan dan cap tinh va Hai clang quan 19 Quy.

Dieu 18. BO nhiem, bo nhiem lai, mien nhiem, bai nhiem thinh vien Ban kiem sok

1. Truang Ban kiem soat do Uy ban nhan dan cap tinh be) nhiem, ba nhiem lai, mien nhiem, bai nhiem theo de nghi cua Hed dOng Tian 19 Quy. Cac thanh vien khac caa Ban kiem soat do Hai clang quan 19 be) nhiem, 66 nhiem lai, mien nhiem, bai nhiem theo de nghi cua True -1g Ban kiem soat.

2. Lieu chuan, dieu kien cua thanh vien Ban kiem soak

a) LA cOng dan Viet nam, thueing tra tai Viet Nam, c6 du nang lye hanh vi dan su;

b) KhOng thuac (161 tugng bi cam quail 19 doanh nghiap theo quy dinh tai khoan 2, Dieu 18 Luat Doanh nghiep nam 2014;

c) Khong dang tiled gift chile vu quan 19, dieu hanh, nhan vien ctia Quy; khOng IA ngued c6 lien quan cua thanh vien Had dung quan 19 Quy, than doe, Ph6 Giam doc, Ke toan truemg, Th6 guy hoAc IA nguai co lien quan cua ngued có tham quyen be) nhiem cac chac danh nay;

,d) Co trinh dO dai hoc tref len va co kinh nghiam mot trong linh vuc Ice toan, kiem toan, tai chinh, ngan hang;

d) Dap ang du cac tieu chuan va dieu kien khac theo yeu cau quan 19 ciaa Uy ban nhan dan cap tinh va phit hgp ved quy dinh caa phap luat.

3. Tieu chuan, dieu kien cna Truang Ban kiem soat:

a) Dap ang dugc tieu chuan va dieu kien cna thanh vien Ban kiem soat quy dinh tai Khoan 2 Dieu nay;

b) CO trinh do" dai hoc trei len trong cac nganh tai chinh, toan, kiem toan, ngan hang; thing thed phai co tai thieu ba (03) nam kinh nghiem ve quan 19 hoac dieu hanh mad trong cac link vut nay;

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c) Dap Ung du cac tieu chuan va dieu kien khac theo yeu can quan Iy cua Uy ban nhan dan cap tinh va phia hgp vori quy dinh cua phap Mat

4. Thanh vien Ban kiem soat bi mien nhiem, bai nhiem trong nherng UM:mg hop sau:

a) Kt'Ong con dap ung,duqc, day du tieu chuan, dieu kien thanh vien Ban kiem soat hoac tieu chuan, dieu kien cua TruOng Ban kiem soat trong truOng,lagp mien nhiem, bai nhiem Twang Ban kiem soat;

b) Vi pham phap luat den mite bi truy to, bi tea an ket an bang ban an;

c) Lqi dung quyen han de gay can tna cho hoat deng cua Quy, khong thuc hien dimg chirc nang nhiem vu dugc giao, vi pham nghiem trong cac quy the cua Quy, quy dinh cilia Dieu le nay va quy dinh Qua phap luat lien quan den mire hi ky luat;

d) Xin to chirc va dugc cap c6 tharn quyen chAp thuAn bang van ban theo quy dinh cua phap luat:

d) Khi co quyet dinh dieu chuyen hoac be tri tong viec khac;

e) Nghi bun;

,g) Cac,truang hgp mien nhiem, gal nhiem khac theo yeu cau quan lY dm cap c6 tham quy'en.

Mue 3 GIAM DOC QU?

Dieu 19. Giam doe Qui,

1. Glam dec la ngugi dai dien theo phap kat cua Quy, true tiep dieu hanh hoat thing hang ngay cua Quy theo chien lucre, ante tieu, ke hoach en°. Quy, dam bao tuan the quy dinh cua phap luAt, Dieu le, cac quy the nei be cua Quy va cac Nghi quyet, quyet dinh cua Uy ban nhan dan cap tinh va Hei &Mg quan & Quy; chin trach nhiem try Uy ban nhan dan cap tinh, Hei (long quan Iy Quy va truOc phap luAt ye viec thieve hien cac quyen va nhiem vu dugc giao theo quy dinh ciaa pita') luAt c6 lien quan va Dieu le nay.

2. Nhiem kycua Giam dee Quy la nam (05) nam va c6 the dugc be nhiem lai vii se nhiem ky kheng han che. Truong hgp vao thin diem ket thnc nhiem kY ma Glom dee Quy mon chua duggbe nhiem thi Giam dee QuS7 cua nhiem kY hien tai van tiep tvc time hien quyen va nghia vu cho den khi Giam doe mei duoc ho nhiem va nhan nhiem vu.

Dieu 20. Nhiem vu va quyen ban dm Clam doe Quy x 1. Thuc hien cac nhiem va quyen han quy dinh tai Khoan 5 Dieu 39

Nghi dinh so 138/2007/ND-CP.

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2. De xuat va trinh HOT long quail ly Quy doi voi the van de thuec them quyen cue pie duyet Qua Bei deng quan ly Qu5 theo quy dinh tai Dieu 14 Thong tu nay.

3. Thoc hien met so nhiem vu, quyen flan khde cua Quy do By ban nhan den cap tinh, Hei &mg quan IY Qu5 Uy nhiem nhung khOng duoc trai ved quy dinh tai Nghl dinh s6 138/2007/ND-CP, Nghl dinh so 37/2013/ND-CP va Dieu le nay.

4. Ban hanh theo them quyen the quy che, quy trinh not be de to chirc dieu hanh hoat deng cua Quy theo phan cap dm Hei thing quan ly Quy.

5. Quyet dinh cac van de thuec thAm quyen lien quan den dieu hAnh °Ong vi'ec hang ngay cua Quy.

Dieu 21. Tien ehtiOn va dieu kien elm Clam doe Quy

1. LA cong dan Viet Nam, thuerng tru tai Viet Nam, co day du nang loc hanh vi dan so va Ichong thuec ded tugng bi cam quan ly doanh nghiep theo quy dinh tai khoan 2, Dieu 18 Tuat Doanh nghiep nem 2014.

, 2. Co trinh do dai hoc tra len thuec met trong cac chuyen nganh kinh te, tai chinh hoac ngan hang; deng thed, phai co toi thi'eu ba (03) nem kinh nghiem ye quan ly hoac dieu hanh met trong cac linh vise kinh te, tai chinh, ngan hang.

3. Khong phai nguad co lien quan cua Chili 'Lich HOi deng quail ly Quy, Pho Giam dew, thanh vien Ban kiem soat, Ke toan trueng,, t1M,quy va khOng phai no/6i co lien quan cern ngued co them quyen true tiep nhiem Glom doe Quy.

4. Co sire klthe, pham chat dap dire tot, trung time, liem khiet; hieu bi6t va coy thire chap hanh phap luat.

5. Cac tieu chuan va dieu kien khac theo yeu cau quan ly cua fly ban nhan dan cap tinh va phil hop ved quy dinh cua phap luat.

Dieu 22. Bei nhiem, mien nhiem, Mien thutng, 1{57 Mat Giam doe Quy

1. Giam,d6c Quy la thanh vien Hei thing quail ly do 0y, ban nhan dan cap tinh be nhiem, be nhiem lai, mien nhiem, bai nhiem theo de nghl cua Hei &mg quan ly Quy.

2. Giam dee Qu5 bi mien nhiem, bai nhiem tank theri han trong cac trueng hop sau:

a) Khong con dap ung dugc day du tieu chuan, dieu kien cita Giam dec Quy theo quy dinh tai Dieu 21 Thong tu nay;

b) KhOng hoar' thanh the nhiem vu do Hei deng quan ly Quy giao ma kheing giai trinh Mtge nguyen nhan chinh thing;

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c) Vi pham nghiem trong hoac GO he thong cac Nghi quyet, Quyet dinh cua Uy ban nhan dan cap tinh, Hei deng quail Iy Quy, Dieu le to chirc va hoat deng cua Quy den mirc bi Icy luat;

d) Khong Yung thuc trong thkrc thi cac nhiem vu, quyen han dtrgc giao hoac sir dung von, tai elm Quy, lgi dung chirc vu, quyen han de to Igi hoac lam lei cho ngugi khac; •

d) pap cao khOng trung thkrc tinh hinh heat (Icing va tai chinh cua Quy;

e) Vi pham phap luat den mere bi truy to, bi toa an ket an bang ban an;

g) Xin to chirc va dugc cap ce, tham quyen chap thuan bang van ban theo ding trinh to quy dinh tai Dieu le to chirc va hoat deng cua Quy;

h) Khi e6 quyet dinh dieu chuyen hoac be tri &mg viec khac;

i) Nghi huu;

k) Cac twang hop mien nhiem, bai nhiem khac theo yeu cau quan IY cua Hlii long quark 15, Quy va Uy ban nhan dan cap tinh.

3. Quy trinh, thu tut bo nhiem, be nhiem lai, mien nhiem, bai nhiem, khen thuemg, kS, luat Giam doe Quy do Uy ban nhan dan cap tinh quyet dinh theo quy dinh cua phap that

Mye 4 PRO GIAM DOC, KC TOAN TRIXONG VA BQ MAY NGHItP VI)

Dieu 23. MI6 Clam doe va Ke town trifling

1. Pith Giam dem va Ke toan truang do Giam dee Quy de nghi I-10i clang quail 15, Quy xern xet, trinh Uy ban nhan dan cap tinh be nhiem, bo nhiem lai, mien nhiem hoac bai nhiem.

2. PhO Giant dee co nhiem vu tham muu gthp Giam dee trong viec dieu hanh Quy, time hien nhiem vu va quyen han do Giant dOc giao phit vgi Dieu le to chirc va hoat deng cua Quy; chiu trach nhiem truerc Giam dem va truerc phap luat ve nhiem vu va quyen han dugc giao.

3. Ke toan truang:

a) Ke than truang to chirc thkrc hien cOng tac ke toan cua Quy, &Up Hei deng quan 1Y va Giam dee Quy giam sat tai chinh tai Quy theo phap luat ye tai chinh, ke toan; chiu trach nhiem trugc Hei thing (man 1ST, Giam doe va trugc phap luat ye thkrc hien nhiem vu, quyen han duce phan cong hoac 111y quyen; thuc hien ode chirc nang va nhiem vu khac duac quy dinh theo Luat Ke toan va cac quy dinh hien hanh cna phap luat cO liegquan;

b) Ke toan truang phai dap (mg cac yeu cau ve tieu chub va diet' kien theo quy dinh cua Luat KC toan va phap that c6 lien quan.

4. PhO Giam dec,Quy, toan truang dugc be nhiem vai, thin hart la nam (05) nam va cO the dugc bo nhiem lai. Quy trinh, thu tut be nhiem, bo

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nhiem lai, mien nhiem, khen thuong, ky luat Pho Giant dac ye. Ke toan tnreng theo quy dinh tai Dieu le to chat va hoat Ong cua Quy.

Dieu 24. Be may nghiep vu

I. Cac Phong, ban nghiep vu cna Quy do FlOi ding quan 19, Quy quy& dinh thanh lap, to Ghee lai, giai the theo de nghi cua Ciiam doe Quy, có clulc nang tham muu va to chec thgc hien cac nhiem vg do HOi dong quail 19, va Giant atie Quy giao.

2. Viet bo nhiem, mien nhiem,, then thuang, luat lanh ciao cac piling, ban nghiep vu that hien theo Dieu to chat va hoat thing cita Quy.

3. Lanh dao the phong, ban nghiep ve va nguoi lao dOng lam nhiem vu chuyen mon, chiu nth nhiem fru& Giant doe Quy va fru& phap luat ye nhiem vg &rot giao.

Dieu 25. Tuyen dung lao deng

HOi deng Quart ly,Quy quy6t dinh [Ong lao dOng hang nam cea Quy theo de nght cila Giant doe Quy.

Hang nam, can dr yeu eau, nhiem vu, khai hung °Ong vi'ec, kha nang tai chinh, Giant doe Quy dugc ky hop thing lao Ong, dam bao cho viee thuc hien va hoan thanh nhiem vu slave giao nhung khong duct vuot qua so lao do, ng hang nam da &roe HOi (long Quan ly Quy guy& dinh.

CHUONG IV CHE DO TAI CHINH-KE TOAN-KIEM TOAN

Dieu 26. Che di, tai chinh, Ice than va kiem than

1. Che dO tai chinh, ke toan va kiem toan cua Quy thuc hien theo quy dinh do BO Tai chinh ban hanh va quy dinh tai Dieu le nay.

2. Quy to chec bO may ke toan theo quy dinh cea phap luat ve lee toan. Hang nam, bao cao tai chinh eaa Quy phai dugc kiem toan bed mot to chirc kiem toan dOc lap duet thanh lap va boat dOng hop phap tai Viet Nam theo quy dinh cita phap luat

3. Nam tai chinh ctia Quy bat Mu to riga)/ 01 thang 01 va ket thee vao ngay 3 I thang 12 nam clueing lich hang nam.

CHHONG V Xilf Li( TRANH CHAP, TO CHGC LAI, GIAI THE

Dieu 27. X& ly tranh chAp

Moi tranh chap giaa Quy vat phap nhan va the nhan co quan he nye tiep hoac gian tiep den hoat Ong cua Quy dirge xir ly theo pilaf) luat hien hanh.

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Dieu 28. Te chat lai, gifii the Qtly

I. Viec to chic 10 hoac giai the Quy do Uy ban nhan dan tinh quy& dinh theo de ugh' dm 110i (long quail 19 Quy.

2. Viec to chtirc 10, sap nhap, thanh lap mei the don vi,phOng ban nghiep vu truc thuec bci may quail 19, dieu hanh caa Quy do Hei (King quan 19 Quy quyet dinh theo de nghi.c.Ua Giam dewy, Ben co. set phuong thirc to chirc Kmay quan 19 dai drat Uy ban nhan dan cap tinh phe duyet.

CHUOING VI DIEU KHOAN THI HANH

Dieu 29. Hien Int thi hanh

1. Can ctir vao cac quy dinh hien hanh mita Old') Mat, Uy ban nhan dan tinh quy dinh th6i han co hieu luc thi hanh dm Dieu le to chin va hoat ding cua Quy.

2. Trong qua trinh thuc hien, Quy c6 track nhiem tong ket host Ong, de xuat Uy ban nhan dan tinh quyet dinh sira dOi, bo sung Dieu le to chin va hot ding (neu can thi'et)./.

TM. UY BAN NHAN DAN CHU ITCH

Nguyen Dinh Xitng

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