teturn of Private Foundation - Foundationcenter

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teturn of Private Foundation OMB No 1545-0052

Form 990-PF or Section 4947(a)(1) Nonexempt Charitable Trust ^ODepartment of the Treasury Treated as a Private FoundationInternal Revenue Service Note The foundation may be able to use a copy of this return to satis fy state re p ortin g re q uirements. en o Tio n5 ec ion

For calendar year 2012 or tax year beginning JUL 1 2012 , and ending JUN 3 0 2013

Name of foundation A Employer identification number

THE DUFFIELD FAMILY FOUNDATIONnRA MAnnT1 ' S FUND 94-336216 3

Number and street (or P 0 box number if marl is not delivered to street address)

1

Room/suite B Telephone number

6160 STONERIDGE MALL ROAD 120 ( 925 ) 310 -5450City or town , state, and ZIP code C If exemption application is pending , check here

PLEASANTON , CA 94588G Check all that apply: 0 Initial return 0 Initial return of a former public charity D 1. Foreign organizations , check here

0 Final return 0 Amended return

Address chan g e D Name chan g e®2. Foreign organizations meeting the 85% test,

check here and attach computation ►

H Check type of organization : ® Section 501 ( c)(3) exempt private foundation E If private foundation status was terminated

LI Section 4947 (a )( 1 ) nonexem pt charitable trust LI Other taxable p rivate foundation under section 507(b)(1)(A), check here

I Fair market value of all assets at end of year J Accounting method : 0 Cash ® Accrual F If the foundation is in a 60-month termination

(from Part ll, col. (C), line 16) 0 Other ( specify) under section 507(b)( 11)(B), check here

► $ 2 7 9 5 4 3 6 6 6 . (Part 1, column (d) must be on cash basis)

Part I Analysis of Revenue and Expenses ( a) Revenue and (b ) Net investment (c) Adjusted net (d) Disbursements(The total of amounts in columns (b), (c), and (d) may not

necessarily equal the amounts in column (a)) expenses per books income incomefor charitable purposes

(cash basis only)

1 Contributions , gifts, grants, etc ., received 18 , 007 , 835 . N/A2 Check► I the foundation is not requued to attach Sch B

st onvestmentss

and temporary3 cashn 762 , 4 35

*761 , 297. STATEMENT 2

4 Dividends and interest from securities 6 , 137 , 188 . 6 135 132. STATEMENT 35a Gross rents

0P b Net rental income or (loss)

6a Net gain or Boss) from sale of assets not on line 10 7 , 829 , 258 . STATEMENT 1Q C b Gross sales price for all 172 , 723 , 331.assets on line 6a c -^

7 Capital gain net income (from Part IV, line 2) 7 , 805 , 586. ,--,^cc 8 Net short-term capital gain

9 Income modifications N AV

71Gross sales less returns

1()a and allowances

b Less Cost of goods sold I IT

9 c Gross profit or (loss)

11 Other income 449 , 760 . 532 691. STATEMENT 412 Total . Add lines 1 throu g h 11 3 3 18 6 4 7 6. 15 2 3 4 7 0 6.13 Compensation of officers , directors, trustees , etc 442 469 . 0 442 469 .14 Other employee salaries and wages 577 282 . 0. 569 583 .15 Pension plans , employee benefits 282 247 . 0. 283 938 .16a Legal fees STMT 5 43 , 33 6. 0. 48 , 116.

b Accounting fees STMT 6 141 018. 23 , 981. 91 , 736.CLLu c Other professional fees STMT 7 1 , 861 , 83 3 . 1 1 423 , 501. 426 , 335.20 17 Interest 82 , 472. 89 , 538. 0.

18 Taxes STMT 8 712 136. 183 754. 0.19 Depreciation and depletion 147 497 . 0 .

E 20 Occupancy 12 8 8 3 4. 0. 105 , 089.a 21 Travel, conferences , and meetings 62 310. 0. 68 , 356.

22 Printing and publications

m 23 Other expenses STMT 9 2 , 645 , 357. 2 , 35 0 , 811. 263 , 854.0 24 Total operating and administrative

Q expenses . Add lines 13 through 23 7 12 6 7 91. 4 , 071 , 5 85. 2 299 , 476.0 25 Contributions , gifts, grants paid 12 , 5 43 14 2 . 10 290 , 419.

26 Total expenses and disbursements.

Add lines 24 and 25 19 669 933 . 4 , 071 , 585. 12 589 895.27 Subtract line 26 from line 12:

a Excess of revenue over expenses and disbursements 13 , 516 , 543.b Net investment income (if negative . enter -0-) 11 , 163 , 121.c Adjusted net income i t negative, enter -0-) N /A

22350112-05-12 LHA For Paperwork Reduction Act Notice , see instructions. Form 990-PF (2012)

` 152,

THE DUFFIEM FAMILY FOUNDATION

Part II Balance Sheets Attached schedules and amounts in thedescnphon

column should be for end -of-year amounts only

1 Cash - non-interest-bearing

2 Savings and temporary cash investments

3 Accounts receivable ► 165, 822.Less: allowance for doubtful accounts ►

4 Pledges receivable ►Less: allowance for doubtful accounts ►

5 Grants receivable

6 Receivables due from officers, directors, trustees, and other

disqualified persons

7 Other notes and loans recenOble ►

Less: allowance for doubtful accounts ►w 8 Inventories for sale or use

N 9 Prepaid expenses and deferred chargesN

10a Investments - U.S. and state government obligations

b Investments - corporate stock STMT 11c Investments - corporate bonds STMT 12

11 Investments - land, buildings , and equipment basis ►

Less accumulated deprectabon ►

12 Investments - mortgage loans

13 Investments - other STMT 13

14 Land, buildings, and equipment basis ► 19, 697, 400.Less accumulated depreciation STMT 14► 283, 979.

15 Other assets (describe ► STATEMENT 15 )

17 Accounts payable and accrued expenses

18 Grants payable

u) 19 Deferred revenue

•'= 20 Loans from officers, directors , trustees , and other disqualified persons

m 21 Mortgages and other notes payable

'j 22 Other liabilities (describe ► STATEMENT 16

23 Total liabilities (add lines 17 through 22

Foundations that follow SFAS 117, check here ►and complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted

0 25 Temporarily restricted

co 26 Permanently restricted

r_ Foundations that do not follow SFAS 117, check here ► 0LL and complete lines 27 through 31

y 27 Capital stock, trust principal, or current funds

28 Paid-In or capital surplus, or land, bldg., and equipment fund

a 29 Retained earnings, accumulated income, endowment, or other funds

z41 30 Total net assets or fund balances

nning of year

Book Value

J. I V

6,561,275.

426,804.

163.210.

End of

Book Value

119.,659,296.

165,822.

3,070.

65,039,173.1 58,237,752.

0

(c) Fair Market Value

119.4,659, 296.

165, 822.

83, 070.

88,923, 860.58,237, 752.

82 201 176. 106 648 898. 106 , 648 898.

26 , 708 . 19 , 413 , 421. 19 413 421.4,339,342 . 1,411, 428. 1,411,428.

431 752. 911 347.6,026,952 . 8,241,636.

080

131 Total liabilities and net assets/fund balances I L 5 3 , 9.5 4 , 13 9 . I 2 / 9 , 5 4.5 , b b b . I

Part III Analysis of Changes in Net Assets or Fund Balances

I Total net assets or fund balances at beginning of year - Part II, column (a), line 30

(must agree with end-of-year figure reported on prior year's return)

2 Enter amount from Part I, line 27a -

3 Other increases not included in line 2 (itemize) ►4 Add lines 1, 2, and 3

5 Decreases not included in line 2 (itemize) ►6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, colu

1 243 225 080..2 13.516.543.

SEE STATEMENT 10

mn W. line 30 68,651,866.Form 990-PF (2012)

141 268.651.866.

22351112-05-12

(a) List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co. )

(b How acquired

D -PurchaseDonation

(c Date acquired(mo., day, yr.)

(d) Date sold(mo., day, yr.)

1a REALIZED GAIN ON INVESTMENTS P 12/31/12

b UBI CAPITAL GAINS P 12/31/12

c PASS-THROUGH GAIN ( SEE SCHEDULE ) P 12/31/12

d

e

(e) Gross sales price (f) Depreciation allowed(or allowable)

(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a 166 518 111. 164 894 073. 1 , 624 , 038.b 23 , 672, -23 , 672.c 6 , 205 , 220. 6 , 205 , 220.d

eComplete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col. (h) gain minus

(i) F.M.V. as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col. (i)over col. (I), if any

col. (k), but not less than -0-) orLosses (from col. (h))

a 1 , 624 , 038.b -23 , 672.C 6 , 205 , 220.d

e

2 Capital gain net income or (net capital loss)( If gain, also enter in Part I, line 7

If (loss), enter -0- in Part I, line 7 2 7 , 805 , 586.

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):

If gain, also enter in Part I, line 8, column (c).

If (loss), enter -0- in Part I, line 8 3 N /APart V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period9 0 Yes ® No

If Yes ,' the foundation does not qualify under section 4940 ( e). Do not complete this part

1 Enter the appropriate amount in each column for each year; see the instructions be fore making any entries.

(a)Base period years

Calendar year ( or tax y ear beginning in

(b)Adjusted qualifying distributions

(c)Net value of noncharitable-use assets

(d)Distribution ratio(col. (b) divided by col. (c))

2011 14 099 866. 243 879 691. .0578152010 12 022 381. 247 656 983. .0485442009 13 343 160. 235 201 562. .0567312008 15 172 634. 232 412 118. .0652832007 16 , 01;5 428. 308 138 292. .052105

2 Total of line 1, column (d) 2 .280478

3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5,

the foundation has been in existence if less than 5 years

or by the number of years

3 . 0 5 6 0 9 6

4 Enter the net value of noncharitable- use assets for 2012 from Part X, line 5 4 254 , 874 , 006.

5 Multiply line 4 by line 3 5 14 , 297 , 412.

6 Enter 1% of net investment income (1% of Part I, line 27b) 6 111 , 631 .

7 Add lines 5 and 6 7 14 , 409 , 043.

8 Enter qualifying distributions from Part XII, line 4 8 12 , 589 , 895.

If line 8 is equal to or greater than line 7 , check the box in Part VI, line 1b, and complete that part using a 1% tax rate.See the Part VI instructions.

223521 12-05-12 Form 990-PF (2012)

THE DUFFIEfFAMILY FOUNDATION0 94-orm 990-PF 2012 DBA MADDIE' FUND 3362163 Pag e 4

Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)

la Exempt operating foundations described in section 4940 ( d)(2), check here ►0 and enter ' NIX on line 1.

Date of ruling or determination letter. ( attach copy of letter if necessary - see instructions)

b Domestic foundations that meet the section 4940 ( e) requirements in Part V, check here ►0 and enter 1% 1 223 , 262.of Part I, line 27b

c All other domestic foundations enter 2% of line 27b . Exempt foreign organizations enter 4% of Part I, line 12, col. (b).

2 Tax under section 511 ( domestic section 4947 (a)(1) trusts and taxable foundations only. Others enter -0-) 2 0.

3 Add lines 1 and 2 3 223 , 262.4 Subtitle A (income ) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) 4 0.

5 Tax based on investment income Subtract line 4 from line 3. If zero or less, enter - 0- 5 223 , 262.6 Credits/Payments:

a 2012 estimated tax payments and 2011 overpayment credited to 2012 6a 229 , 159.

b Exempt foreign organizations - tax withheld at source 6b

c Tax paid with application for extension of time to file ( Form 8868 ) 6c 40 , 000.

d Backup withholding erroneously withheld 6d

7 Total credits and payments . Add lines 6a through 6d 7 269 , 159.8 Enter any penalty for underpayment of estimated tax. Check here ® if Form 2220 is attached 8 25.

9 Tax due If the total of lines 5 and 8 is more than line 7, enter amount owed ► 9

10 Overpayment . If line 7 is more than the total of lines 5 and 8 , enter the amount overpaid ► 10 45 , 872.11 Enter the amount of line 10 to be: Credited to 2013 estimated tax 00- 4 5 8 7 2 . 1 Refunded ► 11 0.

Part VII-A Statements Regarding Activities

la During the tax year, did the foundation attempt to influence any national , state, or local legislation or did it participate or intervene in Yes No

any political campaign? 1 a X

b Did it spend more than $100 during the year ( either directly or indirectly ) for political purposes ( see instructions for definition)? lb X

If the answer is "Yes " to la or 1b , attach a detailed description of the activities and copies of any materials published or

distnbuted by the foundation in connection with the activities.

c Did the foundation file Form 1 120 -POL for this year? 1c X

d Enter the amount ( if any) of tax on political expenditures ( section 4955 ) imposed during the year:

(1) On the foundation . ► $ 0. (2) On foundation managers. ► $ 0.

e Enter the reimbursement ( if any) paid by the foundation during the year for political expenditure tax imposed on foundation

managers. ► $ 0.2 Has the foundation engaged in any activities that have not previously been reported to the IRS 2 X

If "Yes,' attach a detailed descnption of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or

bylaws, or other similar instruments? If 'Yes,' attach a conformed copy of the changes 3 X

4a Did the foundation have unrelated business gross income of $ 1,000 or more during the year? 4a X

b If 'Yes,' has it filed a tax return on Form 990 -T for this year? 4b X

5 Was there a liquidation, termination , dissolution , or substantial contraction during the year? 5 X

If "Yes,' attach the statement required by General Instruction T.

6 Are the requirements of section 508 ( e) (relating to sections 4941 through 4945 ) satisfied either:

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law

remain in the governing instrument? 6 X

7 Did the foundation have at least $5,000 in assets at any time during the years 7 X

If "Yes, " complete Part 11, col (c), and Part XV

8a Enter the states to which the foundation reports or with which it is registered ( see instructions) ►CA,NV

b If the answer is 'Yes' to line 7, has the foundation furnished a copy of Form 990 - PF to the Attorney General ( or designate)

of each state as required by General Instruction G? If "No,' attach explanation 8b X

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar

year 2012 or the taxable year beginning in 2012 (see instructions for Part XIV)" If " Yes," complete Part XIV 9 X

10 Did any p ersons become substantial contributors during the tax years if "Yes,' attach_a_schedule hstm their names and addresses 10 X

Form 990-PF (2012)

22353112-05-12

THE DUFFIE4f FAMILY FOUNDATIONForm 990-PF (2012 ) DBA MADDI E' FUND 94-3 362163 Pag e 5Part VII-A Statements Regarding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of

section 512(b)(13)? If 'Yes,' attach schedule (see instructions) 11 X

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges?

If 'Yes,' attach statement (see instructions) .... 12 X

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption applications _.. 13 X

Website address ► WWW. MADDIESFUND . ORG14 The books are m care of ► VALERIE STOLTENBERG Telephone no. ► (9 2 5) 310-5450

Located at ► 6160 STONERIDGE MALL ROAD, PLEASANTON, CA ZIP+4 ►9458815 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ►0

and enter the amount of tax-exempt interest received or accrued during the year ► 15 N/A

16 At any time during calendar year 2012, did the foundation have an interest in or a signature or other authority over a bank, Yes No

securities, or other financial account in a foreign country? 16 X

See the instructions for exceptions and filing requirements for Form TD F 90-22.1. If 'Yes, enter the name of the foreign

country ►Part VII- B Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the "Yes" column , unless an exception applies. Yes No

la During the year did the foundation (either directly or indirectly):

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? ® Yes 0 No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? 0 Yes ® No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? ® Yes 0 No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? Yes 0 No

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? Yes ® No

(6) Agree to pay money or property to a government official? ( Exception . Check 'No'

if the foundation agreed to make a grant to or to employ the official for a period after

termination of government service, if terminating within 90 days.) Yes ® No

b If any answer is 'Yes' to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? lb X

Organizations relying on a current notice regarding disaster assistance check here ►c Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected

before the first day of the tax year beginning in 2012? 1 c X

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation

defined in section 4942(l)(3) or 4942(j)(5)):

a At the end of tax year 2012, did the foundation have any undistributed income (lines 6d and Be, Part XIII) for tax year(s) beginning

before 20127 =Yes ® No

If 'Yes,' list the years ►b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect

valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No' and attach

statement - see instructions.) N/A 2b

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here.

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time

during the year? ® Yes 0 No

b If 'Yes, did it have excess business holdings in 2012 as a result of (1) any purchase by the foundation or disqualified persons after

May 26, 1969; (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose

of holdings acquired by gift or bequest; or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C,

Form 4720, to determine if the foundation had excess business holdings in 2012.) 3b X

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a X

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that

had not been removed from ieooardv before the first day of the tax year beoinnino in 2012? .. 4b X

Form 990-PF (2012)

22354112-05-12

THE DUFFIELD- FAMILY FOUNDATIONForm 990-PF ( 2012 ) DBA MARDI E FUND 9 4- 3 3 62 163 Pa e 6Part VII- B Statements Regarding ivities for Which Form 4720 May Be Re red (continued)

5a During the year did the foundation pay or incur any amount to:

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? 0 Yes ® No

(2) Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly,

any voter registration drive2 Yes ® No

(3) Provide a grant to an individual for travel, study, or other similar purposes,2 Yes ® No

(4) Provide a grant to an organization other than a charitable, etc., organization described in section

509(a)(1), (2), or (3), or section 4940(d)(2)7 0 Yes ® No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for

the prevention of cruelty to children or ammals2 0 Yes ® No

b If any answer is'les' to 5a(1)-(5), did any of the transactions fail to quality under the exceptions described in Regulations

section 53.4945 or in a current notice regarding disaster assistance (see instructions)? N/A 5b

Organizations relying on a current notice regarding disaster assistance check here ►0c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained

expenditure responsibility for the grant? _ N/A =Yes 0 No

If 'Yes," attach the statement required by Regulations section 53.4945-5(d).

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? Yes ® No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? 6b X

If "Yes" to 6b, file Form 8870

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? =Yes ® No

b If 'Yes' did the foundation receive an y p roceeds or have any net income attributable to the transaction? N /A 7b

Part VIII Information About Officers, Directors , Trustees, Foundation Managers , Highlya Paid Employees , and Contractors

1 List all officers, directors . trustees. foundation managers and their compensation.

(a) Name and address(b) Title, and average

hours per week devotedto position

(c) Compensation( If not paid ,enter - 0

( d) Contribubonstobenefitemp andd

eferre plans

omp nsation

(e)Expenseaccount, otherallowances

SEE STATEMENT 17 442 469. 46 035. 4 , 800.

2 Compensation of five hiahest-Daid emolovees (other than those included on line 11. If none. enter "NONE."

(a) Name and address of each employee paid more than $50,000(b) Title, and average

hours per weekdevoted to position

(c) Compensation

(dl Contribubonstoempoyes pbnsbenefit

comde f erreden

(e) Exp enseaccount, otherallowances

MARY IPPOLITI-SMITH - 6160 P OF OPERATI ONSSTONERIDGE MALL RD SUITE 120 , 40.00 139 , 692. 14 847. 0.LYNN SPIVAK - 6160 STONERIDGE MALL COMMUNICATION S DIRECTO RRD SUITE 120 , PLEASANTON , CA 94588 40.00 127 740. 12 785. 0.MICHELLE THOMPSON - 6160 STONERIDGE RANTS MANAGEMALL RD SUITE 120 , PLEASANTON CA 40.00 87 , 565. 8 296. 0.JOSEPHINE BLOOMFIELD - 6160 RANTS ASSIST ANTSTONERIDGE MALL RD , SUITE 120 , 40.00 63 , 895. 5 , 324. 0.LYNNE FRIDLEY - 6160 STONERIDGE MALL IELD REPRESENTATIVERD , SUITE 120 , PLEASANTON , CA 94588 40.00 60 745. 5 755. 0.Total number of other employees paid over $50,000 . ► 1 6

Form 990-PF (2012)

22355112-05-12

THE DUFFIE'

FAMILY FOUNDATIONDBA MADDIE FUND 94-3362163

Part VIII Information About Officers , Directors , Trustees, Foundation Managers , Highly0 Paid Employees , and Contractors (continued)

3 Five highest-paid independent contractors for professional services. If none, enter "NONE."

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

NEVADA PACIFIC CONSULTING , LLC - 3201 FINANCIALDANVILLE BLVD SUITE 172 , ALAMO , CA 94507 CONSULTANTS 135 , 45 0.CHRISTIE KEITH10865 E. HOLLY ROAD , DAVISBURG MI 58350 WRITING SERVICES 83 , 154.JANET DALY ACCOUNTING5637 VAN FLEET AVENUE , RICHMOND , CA 94804 CONSULTANT 67 , 738.

SAMUELS CONSULTING - 696 SAN RAMON VALLEY -ORGANIZATIONAL MGMT

ROAD , BLDG 406 , DANVILLE , CA 94526 SERVICES 64 , 350.

Total number of others receivin g over $50 , 000 for p rofessional services ► 4

Part IX-A Summary of Direct Charitable Activities

List the foundation ' s four largest direct charitable activities during the tax year. Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc.

Expenses

N/A

2

3

4

Part IX-B Summary of Program-Related InvestmentsDescribe the two largest program - related investments made by the foundation during the tax year on lines 1 and 2. Amount

I N/A

2

All other program - related investments. See instructions.

3

Total . Add lines 1 throu gh 3 ► 0

Form 990-PF (2012)

22358112-05-12

THE DUFFIEJFAMILY FOUNDATION•990-PF ( 2012) DBA MARDI E ' FUND -94- 33621633362163

Part X Minimum Investment Return (All domestic foundations must complete this part Foreign foundations , see instructions)

1 Fair market value of assets not used ( or held for use) directly in carrying out charitable, etc ., purposes:

a Average monthly fair market value of securities la 247 , 4 9 7 901 .b Average of monthly cash balances lb 11 2 5 7 4 3 5.c Fair market value of all other assets 1c

d Total ( add lines la, b, and c) 1d 258 7 5 5 , 336 .e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation) le 0.

2 Acquisition indebtedness applicable to line 1 assets 2 0 .

3 Subtract line 2 from line 1d 3 2 58 7 5 5 3 3 6.4 Cash deemed held for charitable activities. Enter 1 1/2% of line 3 ( for greater amount, see instructions) 4 3 , 881 , 330 .

5 Net value of noncharitable - use assets . Subtract line 4 from line 3. Enter here and on Part V, line 4 5 254 , 8 7 4 , 0 06 .6 Minimum investment return. Enter 5% of line 5 6 12 , 743 , 700 .

Part XIDistributable Amount (see instructions) ( Section 4942 ( l)(3) and ( 1)(5) private operating foundations and certain

foreign organizations check here ► 0 and do not complete this part)

1 Minimum investment return from Part X, line 6 1 12 , 743 , 700 .2a Tax on investment income for 2012 from Part VI, line 5 2a 223 , 262.

b Income tax for 2012 . (This does not include the tax from Part VI.) 2b

c Add lines 2a and 2b 2c 223 , 262 .3 Distributable amount before adjustments . Subtract line 2c from line 1 3 12 , 520 , 438 .

4 Recoveries of amounts treated as qualifying distributions 4 0 .

5 Add lines 3 and 4 5 12 , 520 , 438 .6 Deduction from distributable amount ( see instructions) 6 0 .

7 Distributable amount as ad usted. Subtract line 6 from line 5. Enter here and on Part XIII , line 1 7 12 520 , 438 .

Part XII Qualifying Distributions (see instructions)

1 Amounts paid ( including administrative expenses ) to accomplish charitable, etc., purposes:

a Expenses , contributions , gifts, etc. - total from Part I, column ( d), line 26 la 12 5 8 9 , 89 5 .

b Program - related investments - total from Part IX-B lb 0.

2 Amounts paid to acquire assets used ( or held for use ) directly in carrying out charitable, etc ., purposes 2

3 Amounts set aside for specific charitable projects that satisfy the:

a Suitability test (prior IRS approval required) 3a

b Cash distribution test (attach the required schedule) 3b

4 Qualifying distributions . Add lines la through 3b. Enter here and on Part V, line 8, and Part XIII, line 4 4 12 , 5 8 9 , 89 5.

5 Foundations that qualify under section 4940 ( e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b 5 0.

6 Adjusted qualifying distributions . Subtract line 5 from line 4 6 12 5 8 9 , 8 9 5Note. The amount on line 6 will be used in Part V, column ( b), in subsequent years when calculating whe ther the foundation qualifies for the sectio n

4940 ( e) reduction of tax in those years.

Form 990-PF (2012)

22357112-05-12

THE DUFFIEfFAMILY FOUNDATIONForm 990-PF (2012) DBA MADDIE' FUND 94-3362163

Part XIII Undistributed Income (see instructions)

(a) (b) (c) (d)

Corpus Years prior to 2011 2011 2012

1 Distributable amount for 2012 from Part XI,

llne7 12 520 438.2 Undistributed income, if any, as of the end of 2012

a Enter amount for 2011 only 5 , 324 , 344.b Total for prior years:

0.3 Excess distributions carryover, if any, to 2012:

a From 2007

b From 2008

c From 2009

d From 2010

e From 2011

f Total of lines 3a throug h e 0.

4 Qualifying distributions for 2012 from

Part Xll,line 12 589 895.a Applied to 2011, but not more than line 2a 5 , 324 , 344.b Applied to undistributed income of prior

years (Election required - see instructions) 0.

c Treated as distributions out of corpus

(Election required - see instructions) 0.

d Applied to 2012 distributable amount 7 , 265 , 551.e Remaining amount distributed out of corpus 0.

5 Excess distributions carryover applied to 2012 0. 0Of an amount appears in column (d), the same amountmust be shown in column (a) )

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5 0.

b Prior years' undistributed income. Subtract

line 4b from line 2b 0.

c Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed 0

d Subtract line 6c from line 6b. Taxable

amount - see instructions 0e Undistributed income for 2011. Subtract line

4a from line 2a. Taxable amount - see instr. 0

f Undistributed income for 2012. Subtract

lines 4d and 5 from line 1. This amount must

be distributed in 2013 5 , 254 , 887.7 Amounts treated as distributions out of

corpus to satisfy requirements imposed by

section 170(b)(1)(F) or 4942(g)(3) 0 .

8 Excess distributions carryover from 2007

not applied on line 5 or line 7 0 .

9 Excess distributions carryover to 2013.

Subtract lines 7 and 8 from line 6a 0 .

10 Analysis of line 9:

a Excess from 2008

b Excess from 2009

c Excess from 2010

d Excess from 2011

e Excess from 2012

Form 990-PF (2012)22358112-05-12

THE DUFFIE FAMILY FOUNDATIONForm 990-PF (2012) DBA MADDIE ' FUND

S (see instructions and Part VII-A, question 9)

1 a If the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2012, enter the date of the ruling ►b Check box to indicate whether the foundation is a private operatmp foundation described in section

2 a Enter the lesser of the adjusted net Tax

income from Part I or the minimum (a)

investment return from Part X for

Prior 3 years

(b) 2011 (c) 2010

each year listed

b 85% of line 2a

c Qualifying distributions from Part XII,

line 4 for each year listed

d Amounts included in line 2c not

used directly for active conduct of

exempt activities

e Qualifying distributions made directly

for active conduct of exempt activities.

Subtract line 2d from line 2cComplete 3a, b, or c for thealternative test relied upon:

a "Assets' alternative test - enter:(1) Value of all assets

(2) Value of assets qualifyingunder section 4942(I)(3)(B)(i)

b 'Endowment' alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted

c "Support alternative test - enter:

(1) Total support other than grossinvestment income (interest,dividends, rents, payments onsecurities loans (section512(a)(5)), or royalties)

(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942(I)(3)(B)(ni)

(3) Largest amount of support from

an exempt organization

10

(A

3 or L 4942 )(5)

(d) 2009 ( e) Total

( 4 ) Gross investment incomePart XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assets

at any time during the year-see instructions.)

1 Information Regarding Foundation Managers:

a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear (but only if they have contributed more than $5,000). (See section 507(d)(2).)

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership orother entity) of which the foundation has a 10% or greater interest.

NONE2 Information Regarding Contribution, Grant, Gift, Loan , Scholarship, etc., Programs:

Check here ►0 if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If

the foundation makes gifts, grants , etc. (see instructions ) to individuals or organizations under other conditions, complete items 2a, b, c, and d.

a The name , address, and telephone number or e-mail of the person to whom applications should be addressed:

RICHARD AVANZINO, (925) 310-5450

6160 STONERIDGE MALL RD, SUITE 120, PLEASANTON, CA 94588b The form in which applications should be submitted and information and materials they should include:

PLEASE SEE OUR WEBSITE AT WWW.MADDIESFUND.ORG TO REVIEW OUR GUIDELINES.

c Any submission deadlines:

PLEASE SEE OUR WEBSITE FOR ADDITIONAL INFORMAITON.d Any restrictions or limitations on awards , such as by geographical areas , charitable fields , kinds of institutions , or other factors:

GRANTS TO ANIMAL ORGANIZATIONS AND GROUPS ONLY

223601 12-05-12 Form 990-PF (2012)

THE DUFFIE•FAMILY FOUNDATION

Part XV I SuDDlementarv Information (continued)

a (grants ana GonV9DutIons rasa uurm Lne Tear or A roves Tor rumure ra ment

Recipient If recipient is an individual,show any relationship to Foundation Purpose of grant or

Name and address (home or business) any foundation manageror substantial contributor

status ofrecipient

contribution Amount

a Paid dung the year

SEE ATTACHED

6160 STONERIDGE MALL ROAD

PLEASANTON CA 94588

ONE PUBLIC

CHARITIES

33RANTS AND ALLOCATIONS

0 290 419.

Total 3a 10 290 419 ,

b Approved for future payment

SEE ATTACHED

6160 STONERIDGE MALL ROAD

PLEASANTON CA 94588

ONE PUBLIC

CHARITIES

RANTS AND ALLOCATIONS

. 252 . 723 .

Total 3b 1 2 252.723.

Form 990-PF (2012)22351112-05-12

THE DUFFIE#FAMILY FOUNDATIONDBA MADDIE FUND 94-33

Part XVI-A Analysis of Income-Producing Activities

Enter

1 Pro

a

b

c

d

e

f

9

2 Me

3 Int

my

4 Div

5 Ne t

a

b

6 Ne t

pro

7 Ot

8 Gai

tha

9 Ne t

10 Gr

11 Ot

a

b

c

d

e

12 Su

ross amounts unless otherwise indicated Unrelate d business income Excluded by section 512. 513, or 514 (e).

gram service revenue:

(a)Businesscode

(b)Amount

cE.C„_

^dB

(d)Amount

Related or exemptfunction income

Fees and contracts from government agencies

mbership dues and assessments

rest on savings and temporary cash

estments 900000 1 , 138. 14 761 297.idends and interest from securities 9 0 0 0 0 0 2 , 056. 14 6 , 135 , 132.rental income or (loss) from real estate:

Debt-financed property

Not debt-financed property

rental income or (loss) from personal

perty

er investment income 9 0 0 0 0 0 -43 , 521. 14 487 , 955.n or (loss) from sales of assets other

ninventory 900000 23 , 672. 18 7 , 762 , 982.income or (loss) from special events

ss profit or (loss) from sales of inventory

er revenue:

REFUND-WITHHELD FOREIGN

TAX 01 47 , 930.

btotal. Add columns (b) , (d), and (e) -16 , 655. 15 , 195 , 296.

d

B

t

t

o

h

t

o

h

0.13 Total . Add line 12, columns ( b), (d), and (e) 13 15, 178 , 641.

(See worksheet in line 13 instructions to verify calculations.)

Part XVI -B Relationship of Activities to the Accomplishment of Exempt Purposes

22-0s12 Form 990-PF(2012)

THE DUFFIEAFAMILY FOUNDATIONForm 990-PF 2012 DBA MADD I E' S FUND 94-3362163 Pag e 13Part XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable

Exempt Organizations

Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of Yes Nc

the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations?

Transfers from the reporting foundation to a noncharitable exempt organization of.

(1) Cash la ( l ) X

(2) Other assets 1 a 2 X

Other transactions:

(1) Sales of assets to a noncharitable exempt organization lb1 X

(2) Purchases of assets from a noncharitable exempt organization 1b 2 X

(3) Rental of facilities, equipment, or other assets 1 b 3 X

(4) Reimbursement arrangements _ 1h 4 X

(5) Loans or loan guarantees _ 1b 3 X

(6) Performance of services or membership or fundraising solicitations 1b 6 X

Sharing of facilities, equipment, mailing lists, other assets, or paid employees 1c X

If the answer to any of the above is 'Yes,' complete the following schedule. Column (b) should always show the fair market value of the goods, other assets,

or services given by the reporting foundation. If the foundation received less than fair market value in any transaction or sharing arrangement, show in

(a) Name of organization (b) Type of organization (c) Description of relationship

N/A

Under penalties f perjury, I declare that I have examined this return, including accompanying schedules and statements , and to the best of my knowledge

(i tr e, d complete Declaration of precarer (other than taxpayer) isSign

and

b/

't ct.anHere

Signature of officer or t Date

Prlnt/Type preparer's name Preparer' s nature

Paid LYNN HENLEY

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described

in section 501 ( c) of the Code ( other than section 501(c)(3 )) or in section 527? Yes ® No

b If 'Yes, ' complete the following schedule.

Schedule B(Form 990, 990-EZ,

or 990-PF)

Department of the TreasuryInternal Revenue Service

Name of the organization

THE

Organization type (check one):

Filers of: Section:

Form 990 or 990-FZ 0 501 (c)( ) (enter number) organization

.Schedule of Contributors •

► Attach to Form 990, Form 990-EZ, or Form 990-PF.

OMB No 1545-0047

2012,DUFFIELD FAMILY FOUNDATIONMAT1nTT'a r c WTTKTT

0 4947(a)(1) nonexempt charitable trust not treated as a private foundation

527 political organization

Form 990-PF ® 501(c)(3) exempt private foundation

0 4947(a)(1) nonexempt chartable trust treated as a private foundation

0 501(c)(3) taxable private foundation

Employer identification number

Check if your organization is covered by the General Rule or a Special Rule.

Note . Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See Instructions.

General Rule

® For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money or property) from any one

contributor. Complete Parts I and II

Special Rules

0 For a section 501(c )(3) organization filing Form 990 or 990-EZ that met the 33 1/3% support test of the regulations under sections

509(a)(1) and 170 (b)(1)(A)(vi) and received from any one contributor , during the year, a contribution of the greater of (1) $5 , 000 or (2) 2%

of the amount on (I) Form 990 , Part VIII, line 1 h , or (li) Form 990-EZ, line 1 . Complete Parts I and II.

For a section 501(c)(7), (8), or ( 10) organization filing Form 990 or 990-EZ that received from any one contributor , during the year,

total contributions of more than $1 , 000 for use exclusively for religious, charitable , scientific, literary , or educational purposes, or

the prevent ion of cruelty to children or animals . Complete Parts I, II, and III.

0 For a section 501 (c)(7), (8), or ( 10) organization filing Form 990 or 990 - EZ that received from any one contributor , during the year,

contributions for use exclusively for religious, chartable , etc., purposes , but these contributions did not total to more than $1,000.

If this box is checked , enter here the total contributions that were received during the year for an exclusively religious, charitable, etc ,

purpose Do not complete any of the parts unless the General Rule applies to this organization because it received nonexclusively

religious , charitable , etc., contributions of $5,000 or more during the year - ► $

Caution. An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990, 990-EZ, or 990-PF),

but it must answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on Part I, line 2 of its Form 990-PF, to

certify that it does not meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).

LHA For Paperwork Reduction Act Notice , see the Instructions for Form 990 , 990-EZ , or 990 -PF. Schedule B (Form 990, 990- EZ, or 990-PF) (2012)

22345112-21-12

Schedule B (Form 990, 990 Q, or 990 PF) (201 Page 2

Name of organization I Employer identification number

THE DUFFIELD FAMILY FOUNDATIONnnn wrnnnT'' Q 'TMTn OA-VA9001 913

Part I Contributors (see instructions). Use duplicate copies of Part I if additional space is needed.

(a)

No.

(b)

Name, address, and ZIP + 4

(c)

Total contributions

(d)

Type of contribution

1 LAKE TAHOE LAND COMPANY Person 0

3201 DANVILLE BOULEVARD, SUITE 172 $ 18,000,000 .Payroll 0

Noncash EK]

ALAMEDA, CA 9 4 5 0 7(Complete Part II if there

is a noncash contribution.)

(a)

No.

(b)

Name, address , and ZIP + 4

(c)

Total contributions

(d)


Person 0

$

Payroll 0

Noncash 0

(Complete Part II if there


(a)

No.

(b)


(c)

Total contributions

(d)


Person 0

$

Payroll 0

Noncash 0



(a)

No.

(b)

Name , address, and ZIP + 4

(c)

Total contributions

(d)


Person El

$

Payroll El

Noncash 0

(Complete Part II if thereis a noncash contribution.)

(a)

No.

(b)

Name , address, and ZIP + 4

(c)

Total contributions

(d)


Person El

$

Payroll Q

Noncash Q

(Complete Part II if thereis a noncash contribution.)

(a)

No.

(b)


(c)

Total contributions

(d)


Person 0

$

Payroll Q

Noncash Q



223452 12-21 - 12 Schedule B (Form 990 , 990-EZ , or 990 -PF) (2012)

• •Schedule B (Form 990, 990-EZ, or

Name of organization Employer identification number

THE DUFFIELD FAMILY FOUNDATIONDBA MADDIE'S FUND

Part II Noncash Property (see instructions) Use duplicate copies of Part II if additional space is needed.

e3

(a)No.

from

Part I

(b)Description of noncash property given

(c)

FMV (or estimate)

(see instructions)

(d)Date received

COMMERCIAL BUILDING FOR FUTURE1 PROGRAM-RELATED PROJECTS.

$ 18,000,000. 03/15/13

(a)No.

from

Part I


(c)FMV (or estimate)

(see instructions)

(d)Date received

(a)No.

from

Part I


(c)

FMV (or estimate)

(see instructions)

(d)Date received

(a)No.

from

Part I


(c)

FMV (or estimate)

(see instructions)

(d)Date received

(a)No.

from

Part l


(c)

FMV (or estimate)

(see instructions )

(d)Date received

(a)

from

Part IDescription of noncash property given

(c)

FMV (or estimate )

(see instructions)Date received

223453 12-21-12 Schedule B (Form 990, 990-EZ, or 990-PF) (2012)

Schedule B (Form 990, 990-EZ, or

Name of organization Employer identification number

THE DUFFIELD FAMILY FOUNDATIONDBA MADDIE'S FUND

4

Part III Exclusively religious , charitable, etc , individual contributions to section 501 ( c)(7), (8), or (10) organizations that total more than $ 1,000 for theyear . Complete columns (a) through ( e) and the following line entry. For organizations completing Part III, enterthe total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year. ( Enter this information once) $

Use duplicate cooies of Part III if additional space is needed.

(a) No.fromPart I

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held

(e) Transfer of gift

Transferee's name , address , and ZIP + 4 Relationshi p of transferor to transferee

(a) No.fromPart I



Transferee's name , address, and ZIP + 4 Relationshi p of transferor to transferee

(a) No.fromPart I



Transferee's name, address , and ZIP + 4 Relationshi p of transferor to transferee

(a) No.fromPart I



Transferee's name , address , and ZIP + 4 Relationshi p of transferor to transferee

223454 12-21- 12 Schedule B (Form 990, 990-EZ , or 990-PF) (2012)

THE DUFFIELD FAMILY FOUNin ION DBA MADDI 94-3362163

FORM 990-PF GAIN OR (LOSS) FROM SALE OF ASSETS STATEMENT 1

(A)DESCRIPTION OF PROPERTY

REALIZED GAIN ON INVESTMENTS

(B) (C)GROSS COST OR

SALES PRICE OTHER BASIS

166,518,111. 164, 894,073.


UBI CAPITAL GAINS



0. 0.

MANNER DATE

(D) (E) (F)EXPENSE OF

SALE DEPREC. GAIN OR LOSS

0. 0. 1 , 624, 038.

MANNER DATE

(D) (E) ( F)EXPENSE OF

SALE DEPREC. GAIN OR LOSS

0. 0.


PASS-THROUGH GAIN (SEE SCHEDULE)



6,205,220. 0.

MANNER DATE

(D) (E)EXPENSE OF

SALE DEPREC.

0.

(F)

GAIN OR LOSS

0.

0. 6,205,220.

CAPITAL GAINS DIVIDENDS FROM PART IV

TOTAL TO FORM 990-PF, PART I, LINE 6A

0.

7 , 829,258.

STATEMENT (S) 1

THE DUFFIELD FAMILY FOTNI'ION DBA MADDI • 94-3362163

FORM 990-PF INTEREST ON SAVINGS AND TEMPORARY CASH INVESTMENTS STATEMENT 2

SOURCE

INTERESTPASS-THROUGH INCOME

TOTAL TO FORM 990-PF, PART I, LINE 3, COLUMN A

FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 3

SOURCE

OTHERPASS-THROUGH INCOME

TOTAL TO FM 990-PF, PART I, LN 4

AMOUNT

71,580.690,855.

762,435.

CAPITAL GAINSGROSS AMOUNT DIVIDENDS

5,381, 866. 0.755,322. 0.

6,137,188. 0.

COLUMN (A)AMOUNT

5,381,866.755,322.

6,137,188.

FORM 990-PF OTHER INCOME STATEMENT 4

(A) (B) (C)REVENUE NET INVEST- ADJUSTED

DESCRIPTION PER BOOKS MENT INCOME NET INCOME

PARTNERSHIP INVESTMENT INCOME 444,434. 444,434.

UBI OTHER INVESTMENT INCOME 0. 40,327.

BOND AMORTIZATION -42,604. 0.

REFUND-WITHHELD FOREIGN TAX 47,930. 47,930.

TOTAL TO FORM 990-PF, PART I, LINE 11 449,760. 532,691.

FORM 990-PF LEGAL FEES STATEMENT 5

(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE

DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES

LEGAL FEES 43,336. 0. 48,116.

TO FM 990-PF, PG 1, LN 16A 43,336. 0. 48,116.

STATEMENT (S) 2, 3, 4, 5

THE DUFFIELD FAMILY FOUN&ION DBA MADDI 94-3362163

FORM 990-PF ACCOUNTING FEES STATEMENT 6



ACCOUNTING FEES 141,018. 23,981. 91,736.

TO FORM 990-PF, PG 1, LN 16B 141,018. 23,981. 91,736.

FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 7



INVESTMENT MANAGEMENT FEES 1,376,487. 1,376,486. 0.

OUTSIDE CONTRACT SERVICES 485,346. 47,015. 426,335.

TO FORM 990-PF, PG 1, LN 16C 1,861,833. 1,423,501. 426,335.

FORM 990-PF TAXES STATEMENT 8



FEES FOR FOREIGNRECLAIMABLE TAX 6,541. 0. 0.

FOREIGN TAXES 183,758. 183,754. 0.EXCISE TAX EXPENSE 357,098. 0. 0.

RECAPTURE OF DEFERRED -TAX 164,739. 0. 0.

TO FORM 990-PF, PG 1, LN 18 712,136. 183,754. 0.

STATEMENT(S) 6, 7, 8

THE DUFFIELD FAMILY FOUN&ION DBA MADDI 0 94 -3362163

FORM 990-PF OTHER EXPENSES STATEMENT 9



SUPPLIES 62,461. 0. 54,611.BANK FEES 209. 0. 236.DUES & SUBSCRIPTIONS 6,293. 0. 7,197.INSURANCE 57,969. 0. 39,176.POSTAGE & SHIPPING 15,819. 0. 21,149.MISCELLANEOUS 97,302. 0. 96,148.PARTNERSHIP EXPENSES 2,357,873. 2,350,811. 0.MEDIA ADVERTISING 47,431. 0. 45,337.

TO FORM 990-PF, PG 1, LN 23 2,645,357. 2,350,811. 263,854.

FORM 990 -PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 10

DESCRIPTION AMOUNT

UNREALIZED GAIN ON INVESTMENTS 11,722,815.BOOK TO TAX ADJUSTMENTS 187,428.

TOTAL TO FORM 990-PF, PART III, LINE 3 11,910,243.

FORM 990 -PF CORPORATE STOCK STATEMENT 11

FAIR MARKETDESCRIPTION BOOK VALUE VALUE

NORTHERN TRUST COMPANY - 2610445 (SEE ATTACHED) 11,959,909. 11,959,909.GOLDMAN SACHS - 659-3 (SEE ATTACHED) 51,335,833. 51,335,833.GOLDMAN SACHS - 330-3 0. 0.GOLDMAN SACHS - 332-9 (SEE ATTACHED) 6,718,687. 6,718,687.GOLDMAN SACHS - 336-0 (SEE ATTACHED) 10,794,078. 10,794,078.GOLDMAN SACHS - 248-5 (SEE ATTACHED) 8,086,487. 8,086,487.GOLDMAN SACHS - 112-1 (SEE ATTACHED) 28,866. 28,866.

TOTAL TO FORM 990-PF , PART II, LINE 10B 88,923 , 860. 88,923,860.

STATEMENT(S) 9, 10, 11

THE DUFFIELD FAMILY FOUNorION DBA MADDI is94-3362163

FORM 990-PF CORPORATE BONDS STATEMENT 12

FAIR MARKET

DESCRIPTION BOOK VALUE VALUE

NORTHERN TRUST - 2610445 0. 0.

NORTHERN TRUST - 2620289 0. 0.

GOLDMAN SACHS - 660-1 0. 0.

GOLDMAN SACHS - 336-0 (SEE ATTACHED) 11,727,985. 11,727,985.NORTHERN TRUST - 2684641 (SEE ATTACHED) 46,509,767. 46,509,767.

TOTAL TO FORM 990-PF, PART II, LINE 10C 58,237,752. 58,237,752.

FORM 990-PF OTHER INVESTMENTS STATEMENT 13

VALUATION FAIR MARKET

DESCRIPTION METHOD BOOK VALUE VALUE

OTHER INVESTMENTS (SEE ATTACHED) FMV 106,648,898. 106,648,898.

TOTAL TO FORM 990-PF, PART II, LINE 13 106,648,898. 106,648,898.

FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 14

COST OR ACCUMULATEDDESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE

LAND 4,451,280. 0. 4,451,280.BUILDING 13,548,720. 131,724. 13,416,996.FURNITURE & RQUIPMENT 91,114. 68,529. 22,585.CONSTRUCTION IN PROGRESS 1,522,560. 0. 1,522,560.SOFTWARE 83,726. 83,726. 0.

TOTAL TO FM 99 0-PF, PART II, LN 14 19,697,400. 283,979. 19,413,421.

STATEMENT (S) 12, 13, 14

THE DUFFIELD FAMILY FOUII'ION DBA MADDI 9 4-3362163

FORM 990-PF OTHER ASSETS STATEMENT 15

DESCRIPTION

DERIVATIVE FINANCIAL ASSETSINVESTMENT INCOME RECEIVABLE

BEGINNING OFYR. BOOK VALUE

3,776,950.562,392.

END OF YEARBOOK VALUE

964,000.447,428.

FAIR MARKETVALUE

964,000.447,428.

TO FORM 990 - PF, PART II , LINE 15 4,339,342 . 1,411 ,428. 1,411,428.

FORM 990 - PF OTHER LIABILITIES STATEMENT 16

DESCRIPTION

DERIVATIVE FINANCIAL LIABILITYDEFERRED TAX LIABILITY

TOTAL TO FORM 990-PF, PART II, LINE 22

BOY AMOUNT

4,101,346.149,009.

4,250,355.

EOY AMOUNT

1,296,110.442,707.

1 , 738,817.

STATEMENT(S) 15, 16

THE DUFFIELD FAMILY FOUNIWTION DBA MADDI 94-3362163

FORM 990-PF PART VIII - LIST OF OFFICERS, DIRECTORS STATEMENT 17TRUSTEES AND FOUNDATION MANAGERS

EMPLOYEETITLE AND COMPEN- BEN PLAN EXPENSE

NAME AND ADDRESS AVRG HRS/WK SATION CONTRIB ACCOUNT

RICHARD AVANZINO PRESIDENT6160 STONERIDGE MALL RD, SUITE 120 40.00 326,297. 33,90 8. 4,800.PLEASANTON, CA 94588

CHERYL D. DUFFIELD DIRECTOR6160 STONERIDGE MALL RD, SUITE 120 1.00 0. 0. 0.PLEASANTON, CA 94588

DAVID A. DUFFIELD DIRECTOR6160 STONERIDGE MALL RD, SUITE 120 1.00 0. 0. 0.PLEASANTON, CA 94588

MICHAEL D. DUFFIELD DIRECTOR6160 STONERIDGE MALL RD, SUITE 120 1.00 0. 0. 0.PLEASANTON, CA 94588

LAURIE E. PEEK SECRETARY6160 STONERIDGE MALL RD, SUITE 120 8.00 116,172. 12,12 7. 0.PLEASANTON, CA 94588

MARGARET L. TAYLOR DIRECTOR6160 STONERIDGE MALL RD, SUITE 120 1.00 0. 0. 0.PLEASANTON, CA 94588

AMY D. ZEIFANG CHAIRMAN OF THE BOARD6160 STONERIDGE MALL RD, SUITE 120 5.00 0. 0. 0.PLEASANTON, CA 94588

TOTALS INCLUDED ON 990-PF, PAGE 6, PART VIII 442,469. 46,035. 4,800.

STATEMENT (S) 17

2012 DEPRECIATION AND AMORTIZATION REPORT

cnnv OGA_OP nA-w 1 99n-pp

AssetNO Description

DateAcquired Method Life

Cnv

UneNo

UnadjustedCost Or Basis

Bus%

Excl

Section 179Expense

Reduction InBasis

Basis ForDepreciation

BeginningAccumulatedDepreciation

CurrentSec 179Expense

Current YearDeduction

EndingAccumulatedDepreciation

BUILDINGS

2 BUILDING 12/31/12 SL 40.00 16 13548720. 13548720. 131,724. 131,724.

* 990-PF PG 1 TOTAL

BUILDINGS 13548720. 13548720. 0. 131,724. 131,724.

1

LAND

LAND 12/31/12 L ,451,280. 4,451,280. 0.

* 990-PF PG 1 TOTAL LAND 4,451,280. 4,451,280. 0. 0. 0.

OTHER

6 FURNITURE & RQUIPMENT 12/31/12 SL 5.00 16 91,114. 91,114. 52,756. 15,773. 68,529.

7 CONSTRUCTION IN PROGRESS 12/31/12 NC .000 H 1,522,560. 1,522,560. 0.

8 SOFTWARE 12/31/1 2 SL 3.00 16 83,726. 83,726. 83,726. 0. 83,726.

* 990-PF PG 1 TOTAL OTHER 1,697,400. 1,697,400. 136,482. 15,773. 152,255.

* GRAND TOTAL 990-PF PG 1

DEPR 19697400. 19697400. 136,482. 147,497. 283,979.

n

22811105-01-12 (D) - Asset disposed ' ITC, Salvage, Bonus, Commercial Revitalization Deduction, GO Zone

0 0

The Duffield Family Foundation

FEIN 94-3362163

Year Ended June 30, 2013

Form 990-PF, Part XV, Line 3a & 3b

Foundation Grant

Status of Commitments

Grant Recipient Relationship Recipient Purpose of Grant During the Year

A New Tail Animal Rescue, 739 Toyon Avenue, San Jose, CA

95127 None Public Charity Maddie's Treatable Assistance Program 27,000

Alachua County Humane Society, 4025 N W 6th Street,

Gainesville, FL 32609 None Public Charity Operations & Adoption Event 15,000

Alachua County Humane Society, 4025 N W 6th Street,

Gainesville, FL 32609 None Public Charity Maddie's Pet Adoption Days 2013 517,500

Animal Refugee Response, 2905 San Pablo Dam Road, San

Pablo, CA 94804 None Public Charity Maddie's Pet Adoption Days 2013 54,500

Animal Rescue Recon, P 0 Box 638, Oakley, CA 94561 None Public Charity Maddie's Treatable Assistance Program 6,300

Animal Rescue Recon, P 0 Box 638, Oakley, CA 94561 None Public Charity Maddie's Pet Adoption Days 2013 35,000

BAD RAP, P 0 Box 27005, Oakland, CA 94602 None Public Charity Maddie's Adoptathon 2012 -

Bay Area Cat Rescue Foundation, 1171 Polk Avenue, Sunnyvale,

CA 94086 None Public Charity Maddie's Pet Adoption Days 2013 13,000

Bay Area Poodle Rescue, 1442A Walnut Street #204, Berkeley,


Bay Area Siberian Husky Club, 2633 S Bascom Avenue,

Campbell, CA 95088 None Public Charity Maddie's Pet Adoption Days 2013 17,000

Bee Holistic Cat Rescue and Care, 6073 Felix Avenue, Richmond,

CA 94805 None Public Charity Maddie's Treatable Assistance Program 3,500


CA 94805 None Public Charity Maddie's Adoptathon 2012



Berkeley Animal Care Services, 2013 Second Street, Berkeley, CA

94710 None Government Maddie's Adoptathon 2012

Berkeley Animal Care Services, 2013 Second Street, Berkeley, CA

94710 None Government Maddie's Pet Adoption Days 2013 14,000

Berkeley-East Bay Humane Society, 2700 Ninth Street, Berkeley,

CA 94710 None Public Charity Maddie's Adoptathon 2012 -





Best Friends Animal Society, 5001 Angel Canyon Road, Kanab,

UT 84741 None Public Charity Conference Sponsorships 12,500

Biff & Bark Foundation, P O Box 1916, Bethel Island, CA 94511 None Public Charity Maddie's Adoptathon 2012

Big Dawgs Rescue, 3875 California Way, Livermore, CA 94550 None Public Charity Maddie's Adoptathon 2012 -

Big Dawgs Rescue, 3875 California Way, Livermore, CA 94550 None Public Charity Maddie's Pet Adoption Days 2013 38,500

Cat Adoption Team, 14175 SW Galbreath Drive, Sherwood, OR Statistics Gathering, Adoptions &

97140 None Public Charity Operations 165,000

Cat Support Network, P 0 Box 3645, Walnut Creek, CA 94598 None Public Charity Maddie's Adoptathon 2012

Cat Support Network, P 0 Box 3645, Walnut Creek, CA 94598 None Public Charity Maddie's Pet Adoption Days 2013 103,500

Cat Town, P 0 Box 18675, Oakland, CA 94619 None Public Charity Maddie's Adoptathon 2012

Cat Town, P O Box 18675, Oakland, CA 94619 None Public Charity Maddie's Treatable Assistance Program 42,000

Cat Town, P O Box 18675, Oakland, CA 94619 None Public Charity Maddie's Pet Adoption Days 2013 20,500

City of Antioch Animal Services, 300 L Street, Antioch, CA 94509-

1100 None Government Maddie's Adoptathon 2012

City of Antioch Animal Services, 300 L Street, Antioch, CA 94509

1100 None Government Muddle's Pet Adoption Days 2013 74,000

City of Fremont Tn-City Animal Shelter, 1950 Stevenson

Boulevard, Fremont, CA 94537 None Government Muddle's Adoptathon 2012 -

City of Fremont Tn-City Animal Shelter, 1950 Stevenson

Boulevard, Fremont, CA 94537 None Government Maddie's Pet Adoption Days 2013 37,500

Clackamas Dogs Foundation, 13141 SE Highway 212, Clackamas, Statistics Gathering, Adoptions &

OR 97015 None Public Charity Operations 22,000

Community Concern for Cats, P 0 Box 3795, Walnut Creek, CA

94598 None Public Charity Maddie's Adoptathon 2012

Community Concern for Cats, P 0 Box 3795, Walnut Creek, CA

94598 None Public Chanty Maddle's Pet Adoption Days 2013 57,000

Contra Costa County Animal Services Department, 4849 Imhoff

Place, Martinez, CA 94553.4314 None Government Maddie's Adoptathon 2012

Contra Costa County Animal Services Department, 4849 Imhoff

Place, Martinez, CA 94553-4314 None Government Muddle's Pet Adoption Days 2013 40,000

Contra Costa Humane Society, 609 Gregory lane #210, Pleasant

Hill, CA 94523 None Public Charity Muddle's Treatable Assistance Program 18,200

Grants Paid

During the Year

15,000

6,300

9,500

3,500

11,000

17,500

21,500

104,300

12,500

25,500

8,000

165,000

100,500

14,000

30,800

63,000

15,000

22,000

21,000

52,000

12,600

0 •

Grant Recipient Relationship

Foundation

Status of

Recipient Purpose of Grant

Grant

Commitments

During the Year

Contra Costa Humane Society, 609 Gregory lane #210, Pleasant

Hill, CA 94523 None Public Charity Maddie's Adoptathon 2012

Contra Costa Humane Society, 609 Gregory Lane #210, Pleasant

Hill, CA 94523 None Public Charity Maddie's Pet Adoption Days 2013 15,000

Contra Costa SPCA, P 0 Box 725, Concord, CA 94522 None Public Charity Maddies Adoptathon 2012

Contra Costa SPCA, P 0 Box 725, Concord, CA 94522 None Public Charity Maddie's Pet Ado ption Days 2013 7,000

Cornell University, 30 Day Hall, Ithaca, NY 14853 None Public Charity Shelter Medicine

Dane County Humane Society, 5132 Voges Road, Madison, WI

53718-6940 None Public Charity Operations & Adoption Event 15,000

Dane County Humane Society, 5132 Voges Road, Madison, WI

53718-6940 None Public Charity Maddie's Pet Adoption Days 2013 238,000

Delta Animals Safe Haven, P O Box 1235, Antioch, CA 94509 None Public Charity Maddie's Adoptathon 2012 -

Delta Animals Safe Haven, P O Box 1235, Antioch, CA 94509 None Public Charity Maddie's Pet Adoption Days 2013 24,500

Delta Animals Safe Haven, P 0 Box 1235, Antioch, CA 94509 None Public Charity Maddie's Treatable Assistance Program 42,000

Dusty Paws Rescue, P 0 Box 2794, Castro Valley, CA 94546 None Public Charity Maddie's Treatable Assistance Program 2,100

Dusty Paws Rescue, P O Box 2794, Castro Valley, CA 94546 None Public Charity Maddie's Pet Adoption Days 2013 9,000

East Bay Animal Rescue & Refuge, 5433 Clayton Road Unit K

#125, Clayton, CA 94517 None Public Charity Maddie's Treatable Assistance Program 31,500


#125, Clayton, CA 94517 None Public Charity Maddie's Adoptathon 2012


#125, Clayton, CA 94517 None Public Charity Maddie's Pet Adoption Days 2013 140,369

East Bay SPCA, 8323 Baldwin Street, Oakland, CA 94621-1977 None Public Charity Maddie's Treatable Assistance Program 182,000

East County Animal Shelter, 4595 Gleason Drive, Dublin, CA

94568 None Government Maddie's Pet Adoption Days 2013 9,500

East of Eden K-9 Rescue, P 0 Box 236, Pleasanton, CA 94566 None Public Charity Maddie's Pet Adoption Days 2013 12,171

Erie County SPCA, 205 Ensminger Road, Tonawanda, NY 14150 None Public Charity Adoptions 1,091,200

Feral Cat Foundation, P 0 Box 1173, Alamo, CA 94507 None Public Charity Maddie's Adoptathon 2012

Feral Cat Foundation, P 0 Box 1173, Alamo, CA 94507 None Public Charity Maddie's Pet Adoption Days 2013 108,500

Friends of Oakland Animal Services, 1101 29th Avenue,

Oakland, CA 94601 None Public Charity Operations 15,000

Friends of San Francisco Animal Care and Control, 1200 15th

Street, San Francisco, CA 94103 None Public Charity Maddie's Adoptathon 2012

Friends of San Francisco Animal Care and Control, 1200 15th

Street, San Francisco, CA 94103 None Public Charity Maddie's Pet Adoption Days 2013 99,000

Friends of San Martin Animal Shelter, P O Box 71, Morgan Hill,


Friends of the Alameda Animal Shelter, 1590 Fortmann Way,

Alameda, CA 94501 None Public Charity Maddie's Adoptathon 2012

Friends of the Alameda Animal Shelter, 1590 Fortmann Way,

Alameda, CA 94501 None Public Charity Maddie's Pet Adoption Days 2013 27,000

FurEver Animal Rescue, 2687 Cornelius Drive, San Pablo, CA





94806 None Public Charity Maddie's Pet Adoption Days 2013 71,000

Furry Friends Rescue, P O Box 7270, Fremont, CA 94537.7270 None Public Charity Maddie's Treatable Assistance Program 25,900

Furry Friends Rescue, P 0 Box 7270, Fremont, CA 94537-7270 None Public Charity Maddie's Adoptathon 2012 -

Furry Friends Rescue, P 0 Box 7270, Fremont, CA 94537-7270 None Public Charity Maddie's Pet Adoption Days 2013 38,500

German Shepherd Rescue of Northern California, P 0 Box 1930,

Cupertino, CA 95015-1930 None Public Charity Maddie's Adoptathon 2012

German Shepherd Rescue of Northern California, P 0 Box 1930,

Cupertino, CA 95015.1930 None Public Charity Maddie's Pet Adoption Days 2013 9,500

Give Me Shelter Cat Rescue, P 0 Box 411013, San Francisco, CA


Give Me Shelter Cat Rescue, P 0 Box 411013, San Francisco, CA


Give Me Shelter Cat Rescue, P O Box 411013, San Francisco, CA


Golden State German Shepherd Rescue, P 0 Box 2956,

Alameda, CA 94501 None Public Charity Maddle's Treatable Assistance Program 2,800


Alameda, CA 94501 None Public Charity Maddle's Adoptathon 2012


Alameda, CA 94501 None Public Charity Maddie's Pet Adoption Days 2013 15,500

Good NewZl Pittie Pups Rescue, 2369 Brooks Avenue,

Richmond, CA 94804-1403 None Public Charity Maddie's Treatable Assistance Program 19,600

Grants Paid

During the Year

16,500

14,500

475,042

15,000

14,500

2,100

21,000

112,000

135,100

1,086,200

63,500

15,000

91,500

16,000

72,500

11,900

60,500

16,000

7,000

40,500

2,800

20,000

13,300

• •

Grant Recipient Relationship

Foundation

Status of

Recipient Purpose of Grant

Grant

Commitments

During the Year


Richmond, CA 94804-1403 None Public Chanty Maddie's Adoptathon 2012


Richmond, CA 94804.1403 None Public Charity Maddie's Pet Adoption Days 2013 36,500

Grateful Dogs Rescue, P 0 Box 411013, San Francisco, CA






GSPSF, 1814 Ninth Street, Berkeley, CA 94710 None Public Charity Maddie's Pet Adoption Days 2013 Soo

Hayward Animal Shelter, 16 Barnes Court, Hayward, CA 94544 None Government Maddie's Adoptathon 2012

Hayward Animal Shelter, 16 Barnes Court, Hayward, CA 94544 None Government Maddie's Pet Adoption Days 2013 25,500

Home At Last Animal Rescue, P 0 Box 2261, Berkeley, CA 94702 None Public Charity Maddie's Adoptathon 2012

Home At Last Animal Rescue, P 0 Box 2261, Berkeley, CA 94702 None Public Charity Maddie's Pet Adoption Days 2013 28,000

Homeless Animal Response Program, P 0 Box 3167, Antioch,



CA 94531 None Public Charity Maddie's Adoptathon 2012



Homeless Animals' Lifeline Organization, P 0 Box 2011,

Antioch, CA 94531 None Public Charity Maddie's Treatable Assistance Program 2,800

Homeless Animals' Lifeline Organization, P 0 Box 2011,

Antioch, CA 94531 None Public Charity Maddie's Adoptathon 2012

Homeless Animals' Lifeline Organization, P O Box 2011,

Antioch, CA 94531 None Public Charity Maddie's Pet Adoption Days 2013 65,000

Hopalong Animal Rescue, P 0 Box 27507, Oakland, CA 94602 None Public Charity Maddie's Treatable Assistance Program 32,200

Hopalong Animal Rescue, P 0 Box 27507, Oakland, CA 94602 None Public Charity Maddie's Pet Adoption Days 2013 34,500

Hopalong Animal Rescue, P 0 Box 27507, Oakland, CA 94602 None Public Charity Maddie's Adoptathon 2012

Humane Society for Southwest Washington, 1100 NE 192nd

Avenue, Vancouver, WA 98694 None Public Charity

Statistics Gathering, Adoptions &

Operations 180,000

Humane Society of the United States, 2100 L Street NW,

Washington, DC 20037 None Public Charity Ad Council Pet Adoption Campaign 268,810

Humane Society Silicon Valley, 901 Ames Avenue, Milpitas, CA


Humane Society Silicon Valley, 901 Ames Avenue, Milpitas, CA


Iowa State University, College of Veterinary Medicine, 1600 S

16th, Ames, IA 50011-1250 None Public Charity Shelter Medicine 164,156

Island Cat Resources and Adoption, P 0 Box 1093, Alameda, CA


Island Cat Resources and Adoption, P 0 Box 1093, Alameda, CA


John Burnam Monument Foundation, 2036 Ruger Drive, Piano,

TX 75023 None Public Charity Operations 792,008

K9 Paw Print Rescue, 133 Dimaggio Way, Pittsburg, CA 94565 None Public Charity Maddie's Pet Adoption Days 2013 18,000

K9 Paw Print Rescue, 133 Dimaggio Way, Pittsburg, CA 94565 None Public Charity Maddie's Treatable Assistance Program 18,900

Loup Garou Animal Rescue, P O Box 16008, San Francisco, CA

94116 None Public Chanty Maddie's Adoptathon 2012

Loup Garou Animal Rescue, P 0 Box 16008, San Francisco, CA


Lucky Dog Rescue, P 0 Box 1257, Pleasanton, CA 94566 None Public Charity Maddie's Adoptathon 2012

Lucky Dog Rescue, P 0 Box 1257, Pleasanton, CA 94566 None Public Charity Maddie's Treatable Assistance Program 16,100

Lucky Dog Rescue, P 0 Box 1257, Pleasanton, CA 94566 None Public Charity Maddie's Pet Adoption Days 2013 19,500

Mayor's Alliance for NYC's Animals, Inc , 244 Fifth Avenue, Suite

R290, New York, NY 10001 None Public Charity Operations & Adoption Event 80,000

Mayor's Alliance for NYC's Animals, Inc , 244 Fifth Avenue, Suite

R290, New York, NY 10001 None Public Charity Maddie's Pet Adoption Days 2013 2,905,000

Multnomah County Animal Services, 1700 W Columbia River

Highway, Troutdale, OR 97060 None Government

Statistics Gathering, Adoptions &

Operations 94,000

Muttville, P 0 Box 410207, San Francisco, CA 94141 None Public Charity Muddle's Treatable Assistance Program 74,900

Muttville, P 0 Box 410207, San Francisco, CA 94141 None Public Charity Muddle's Adoptathon 2012

Muttville, P 0 Box 410207, San Francisco, CA 94141 None Public Charity Maddle's Pet Adoption Days 2013 34,000

Nevada Humane Society, 28258 Lon ley Lane, Reno, NV 89502 None Public Charity Operations & Adoption Event 25,000

Nevada Humane Society; 28258 Longley Lane, Reno, NV 89502 None Public Charity Muddle's Pet Adoption Days 2013 409,500

Grants Paid

During the Year

30,500

5,600

18,000

28,000

28,500

2,800

29,500

2,800

105,500

18,900

34,500

41,000

180,000

257,689

5,000

163,500

164,156

25,000

672,820

2,000

14,500

16,100

80,000

94,000

9,100

35,000

25,000

•Foundation Grant


Grant Recipient Relationship Reci p ient Pu rpose of Grant During the Year

Nike Animal Rescue Foundation, P 0 Box 26587, San Jose, CA


NorCal Poodle Rescue, 225 Pickering Place, Walnut Creek, CA






Northern California Family Dog Rescue, 3841 18th Street, San

Francisco, CA 94114 None Public Charity Maddie's Adoptathon 2012

Northern California Family Dog Rescue, 3841 18th Street, San

Francisco, CA 94114 None Public Charity Maddie's Pet Adoption Days 2013 5,500

Northern California Sled Dog Rescue, P 0 Box 30877, Walnut

Creek, CA 94598 None Public Charity Maddie's Pet Adoption Days 2013 17,000

Oakland Animal Services, 1101 29th Avenue, Oakland, CA 94601 None Government Maddie's Adoptathon 2012

Oakland Animal Services, 1101 29th Avenue, Oakland, CA 94601 None Government Maddie's Pet Adoption Days 2013 77,000

Operation PETS The Spay/Neuter Clinic of Western New York, Maddie's Spay/Neuter Protect in Erie

Inc , 3443 South Park Avenue, Blasdell, NY 14219 None Public Charity County, NY, Year Three & Four 155,070

Oregon Humane Society, 1067 NE Columbia Road, Portland, OR Statistics Gathering, Adoptions &


Oregon State University, Office of Sponsored Programs, Oregon

State University, 308 Kerr Administration Building, Corvallis, OR Maddie's Shelter Medicine Externship

97331-2140 None Public Charity Grant -

Oregon State University, Office of Sponsored Programs, Oregon

State University, 308 Kerr Administration Building, Corvallis, OR

97331-2140 None Public Charity Shelter Medicine 150,000

Our Pack, Inc , 1177 Branham Lane #235, San Jose, CA 95118 None Public Charity Maddie's Pet Adoption Days 2013 1,500

Outcast Cat Help, P 0 Box 963, Martinez, CA 94553 None Public Charity Maddie's Adoptathon 2012

Ozzie's Pound Puppies, 2900 Crawford Street, Concord, CA

94518 None Public Charity Maddie's Treatable Assistance Program 700

Ozzie's Pound Puppies, 2900 Crawford Street, Concord, CA


Palo Alto Animal Services, 3281 East Bayshore Road, Palo Alto,

CA 94303 None Government Maddie's Pet Adoption Days 2013 18,000

Paw Fund, P 0 Box 99485, Emeryville, CA 94662 None Public Charity Maddie's Pet Adoption Days 2013 9,000

Paws and Tails Animal Rescue, P 0 Box 236, Station A,

Richmond, CA 94804 None Public Charity Maddie's Adoptathon 2012 -

Peninsula CatWorks, P 0 Box 60837, Palo Alto, CA 94306 None Public Charity Maddie's Pet Adoption Days 2013 8,500

Pet Network Humane Society, 401 Village Boulevard, Incline

Village, NV 89451-9005 None Public Charity Operations 10,000

Pets Care, P 0 Box 10241, San Jose, CA 95157 None Public Charity Maddie's Pet Adoption Days 2013 3,500

Pets Unlimited, 2343 Fillmore Street, San Francisco, CA 94115 None Public Charity Maddie's Adoptathon 2012 -

Pets Unlimited, 2343 Fillmore Street, San Francisco, CA 94115 None Public Charity Maddie's Treatable Assistance Program 42,000

Pets Unlimited, 2343 Fillmore Street, San Francisco, CA 94115 None Public Charity Maddie's Pet Adoption Days 2013 6,000

PetSmart Charities, 19601 North 27th Avenue, Phoenix, AZ


Pomeranian Rescue Group, 158 Anahid Lane, El Sobrante, CA


Pomeranian Rescue Group, 158 Anahid Lane, El Sobrante, CA


Preventing Euthanasia Through Rescue, 2527 Carmel Street,

Oakland, CA 94602 None Public Charity Maddie's Treatable Assistance Program 1,400


Oakland, CA 94602 None Public Charity Maddie's Adoptathon 2012


Oakland, CA 94602 None Public Charity Maddie's Pet Adoption Days 2013 78,500

Purdue University, Spondsored Program Services, Purdue

University, Hovde Hall of Administration, 610 Purdue Mall, West

Lafayette, IN 47907 None Public Charity Shelter Medicine

Purrfect Cat Rescue, P O Box 7958, Fremont, CA 94537 None Public Charity Maddle's Adoptathon 2012

Purrfect Cat Rescue, P 0 Box 7958, Fremont, CA 94537 None Public Chan Maddie's Pet Adoption Days 2013 29,500

Rescue Alliance of Hairless and Other Breeds, P 0 Box 1536,

San Luis Obispo, CA 93406 None Public Charity Maddie's Adoptathon 2012

Rocket Dog Rescue, P O Box 406826, San Francisco, CA 94146 None Public Charity Meddle's Pet Adoption Days 2013 40,500

Safe Cat Foundation, 318 Shavano Way, San Ramon, CA 94583 None Public Charity Muddle's Treatable Assistance Program 27,300

Safe Cat Foundation, 318 Shavano Way, San Ramon, CA 94583 None Public Charity Maddle's Adoptathon 2012

Safe Cat Foundation, 318 Shavano Way, San Ramon, CA 94583 None Public Charity Muddle's Pet Adoption Days 2013 36,000

San Francisco SPCA, 2500 16th Street, San Fransciso, CA 94103 None Public Charity Operations 5,000

Grants Paid

During the Year

1,400

12,000

6,500

107,000

171,596

470,000

1,500

150,000

17,500

30,000

10,000

6,500

26,600

15,000

1,400

64,000

499,340

27,500

53,000

23,100

81,500

5,000

CI •Foundation Grant

Status of Commitments Grants Paid

Grant Recipient Relationshi p Recipient Pu rpose of Grant During the Year During the Year

San Francisco SPCA, 2500 16th Street, San Fransciso, CA 94103 None Public Charity Maddie's Adoptathon 2012 31,500

San Francisco SPCA, 2500 16th Street, San Fransciso, CA 94103 None Public Charity Maddie's Treatable Assistance Program 372,400 310,800

San Francisco SPCA, 2500 16th Street, San Fransciso, CA 94103 None Public Charity Maddie's Pet Adoption Days 2013 24,500

San Jose Animal Care and Services, 2750 Monterey Road, San

lose, CA 95111 None Government Maddie's Pet Adoption Days 2013 146,987

Santa Clara County Animal Care and Control, 12370 Murphy

Avenue, San Martin, CA 95046 None Government Maddie's Pet Adoption Days 2013 58,500

Santa Fe Animal Shelter & Humane Society, 100 Casa del Rio Statistics Gathering, Adoptions &

Road, Santa Fe, NM 87507 None Public Charity Operations 30,000 30,000

Saving Grace Rescue, 917 Cayuga Avenue, San Francisco, CA

94112 None Public Charity Maddie's Adoptathon 2012 4,000


94112 None Public Charity Maddie's Treatable Assistance Program 4,200 4,200


94112 None Public Chanty Maddie's Pet Adoption Days 2013 12,000

Schwartz Family Animal Welfare Foundation, 1555 S

Winchester Boulevard, San Jose, CA 95128 None Public Charity Maddie's Pet Adoption Days 2013 74,500

Silicon Valley Animal Control Authority, 3370 Thomas Road,

Santa Clara, CA 95054 None Government Maddie's Pet Adoption Days 2013 73,050 -

South Bay Purebred Rescue, P 0 Box 36090, San Jose, CA 95158 None Public Charity Maddie's Pet Adoption Days 2013 3,000

St Francis Animal Protection Society, P 0 Box 506, Campbell,


Sunshine Rescue Group, 25125 Santa Clara Street #336,

Hayward, CA 94544 None Public Charity Maddie's Adoptathon 2012 43,500

Sunshine Rescue Group, 25125 Santa Clara Street #336,

Hayward, CA 94544 None Public Charity Maddie's Pet Adoption Days 2013 32,500

Support Team Animal Rescue, 57 Gilman Avenue, Campbell, CA


Sweet Dog Rescue, 4254 Chaban Drive, Concord, CA 94521 None Public Charity Maddie's Pet Adoption Days 2013 5,500 5,500

Tailchaser Rescue, 1211 Blacksmith Drive, Gilroy, CA 95020 None Public Charity Maddie's Pet Adoption Days 2013 8,500 -

Tenth Life Foundation, P 0 Box 720233, San Francisco, CA

94172 None Public Charity Maddie's Treatable Assistance Program 3,500 1,400

The Perfect Dog, P 0 Box 361441, Milpitas, CA 95036 None Public Charity Maddie's Pet Adoption Days 2013 8,000

Toni's Kitty Rescue, 415 Buena Vista East, San Francisco, CA


Tony La Russa's Animal Rescue Foundation, 2890 Mitchell Drive,

Walnut Creek, CA 94598 None Public Charity Event Sponsorships 10,000 15,000


Walnut Creek, CA 94598 None Public Charity operations 50,000 50,000


Walnut Creek, CA 94598 None Public Charity Maddie's Adoptathon 2012 59,500


Walnut Creek, CA 94598 None Public Charity Maddie's Treatable Assistance Program 202,300 89,600


Walnut Creek, CA 94598 None Public Charity Maddie's Pet Adoption Days 2013 49,000 -

Town Cats, P 0 Box 1828, Morgan Hill, CA 95038 None Public Charity Maddie's Pet Adoption Days 2013 56,500

Tri-Valley Animal Rescue, P 0 Box 11143, Pleasanton, CA 94588 None Public Charity Middle's Treatable Assistance Program 67,900 45,500

Tri-Valley Animal Rescue, P O Box 11143, Pleasanton, CA 94588 None Public Charity Maddie's Adoptathon 2012 61,500

Tn-Valley Animal Rescue, P 0 Box 11143, Pleasanton, CA 94588 None Public Charity Maddie's Pet Adoption Days 2013 42,500

Tufts University, School of Veterinary Medicine, 200 Westboro

Road, North Grafton, MA 01536 None Public Charity Research 43,857 43,857

Umbrella of Hope, 4040 Railroad Avenue, Pittsburg, CA 94565 None Public Charity Muddle's Adoptathon 2012 11,000

Umbrella of Hope, 4040 Railroad Avenue, Pittsburg, CA 94565 None Public Charity Maddie's Treatable Assistance Program 62,300 35,000

Umbrella of Hope, 4040 Railroad Avenue, Pittsburg, CA 94565 None Public Charity Maddie's Pet Adoption Days 2013 17,500

University of Florida, Office of Research and Graduate

Programs, 219 Grinter Hall Box 11550, Gainesville, FL 32611 None Public Charity Shelter Medicine 2,239,119

University of Wisconsin Foundation, P 0 Box 8860, Madison,

WI 53708-8860 None Public Charity Shelter Medicine 100,000

Valley Humane Society, 3670 Nevada Street, Pleasanton, CA

94566 None Public Charity Maddle's Treatable Assistance Program 35,700 16,800


94566 None Public Charity Maddle's Adoptathon 2012 62,000


94566 None Public Charity Maddle's Pet Adoption Days 2013 64,500

Walkln'the Bark Rescue, 4464 Lone Tree Way, Antioch, CA

94531 None Public Charity Muddle's Adoptathon 2012 5,500

0 0

Foundation Grant


Grant Recipient Relationshi p Recipient Purpose of Grant During the Year

Walkm' the Bark Rescue, 4464 Lone Tree Way, Antioch, CA


Washington County Animal Services, Bonnie L Hayes Small

Animal Shelter, 1901 SE 24th Avenue MS 53, Hillsboro, OR Statistics Gathering, Adoptions &

97123 None Government Operations 69,000

Whisker City, 1620 North 183rd It, Shoreline, WA 98133 None Public Charity Operations 10,000

White Kitty Foundation, P 0 Box 2105, Walnut Creek, CA 94595 None Public Charity Maddie's Pet Adoption Days 2013 7,500

White Kitty Foundation, P O Box 2105, Walnut Creek, CA 94595 None Public Charity Maddie's Treatable Assistance Program 2,800

White Kitty Foundation, P O Box 2105, Walnut Creek, CA 94595 None Public Charity Maddie's Adoptathon 2012

Wings of Rescue, 6303 Owl Way, Livermore, CA 94551 None Public Charity Maddie's Pet Adoption Days 2013 27,000

Wonder Dog Rescue, P 0 Box 40121, San Francisco, CA 94140-

0121 None Public Charity Maddie's Pet Adoption Days 2013 500

Wonder Dog Rescue, P O Box 40121, San Francisco, CA 94140-

0121 None Public Charity Maddie's Treatable Assistance Program 700

Wonder Dog Rescue, P O Box 40121, San Francisco, CA 94140-

0121 None Public Charity Maddie's Adoptathon 2012 -

Grants Paid

During the Year

69,000

10,000

2,800

18,500

2,000

Totals 12,488 , 578 10, 290,419 Form 990-PF, Part XV, Line 3o

Operations Pets added Contribution 54,565

Total Grants Comitted 12 ,543,143

Less Grants Paid (10,290,419)

Grants Approved for Future Payment 2,252,723 Form 990-PF, Part XV, Line 3b

The Duffield Family Foundation DBA Maddie's Fund EIN 94-3362163 Year Ended June 30, 2013

Schedules Attached to 2012 Form 990-PFDetail Supporting Statements 11 and 12

Statement Detail

DF DENT: ALL CAP GROWTHHoldings

Period Ended June 30, 2013

PUBLIC EQUITY

Quantity Market PriceMarket Value !

Accrued Income Unit CostAdjusted Cost /

Original Cost

Unrealized

Gain (Loss)

Yield to Maturity / Estimated

Current Yield Annual Income

US EQUITY

OF DENT ALL CAP GROWTH

U S DOLLAR 217 35 1 0000 217 35 217 35

GS FINANCIAL SQUARE FEDERAL FUND - FST SHARES

(FEDXX)

426,944 900 1 0000 426,944 90 1 0000 426,944 90 00100 42 69 •

Quantity Market Price

Market Value !

Accrued Income Unit Cost Cost Basis

Unrealized

Gain (Loss )

Dividend Estimated

Yield Annual Income

3 D SYSTEMS CORP (NEW) CMN (DDD) 3,253 00 43 9000 142,806 70 11 9612 38,909 87 103,896 83

AMERICAN PUBLIC EDUCATION INC CMN (APEI) 2,011 00 371600 74,728 76 33 9624 68,298 46 6,430 30

ANSYS INC CMN (ANSS) 4,44400 731000 324,856 40 53 2811 236,781 21 88,07519

CELGENE CORPORATION CMN (CELG) 1,09300 116 9800 127,85914 59 0397 64,530 39 63,328 75

CLEAN HARBORS INC CMN (CLH) 2,82900 50 5300 142,949 37 52 9922 149,914 91 (6,965 54)

CONCHO RESOURCES INC CMN (CXO) 1,537 00 83 7200 128,677 64 81 5451 125,334 77 3,34287

CONCUR TECHNOLOGIES INC CMN (CNOR) 2,80400 81 3800 228,189 52 44 4195 124,552 23 103,637 29

COSTAR GROUP INC CMN (CSGP) 1,11500 129 0700 143,913 05 54 4010 60,65712 83,255 93

DEALERTRACK TECHNOLOGIES, INC CMN (TRAK) 4,421 00 35 4300 156,636 03 20 8600 92,221 89 64,414 14

ECOLAB INC CMN (ECL) 2,81400 851900 239,724 66

647 22

51 9177 146,096 47 93,62819 1 0799 2,58888

EXPEDITORS INTL WASH INC CMN (EXPD) 5,951 00 38 0400 226,376 04 50 9057 302,939 64 (76,563 60) 15773 3,570 60

EXPONENT, INC CMN (EXPO) 2,00700 591100 118,633 77 52 5051 105,377 73 13,256 04 10151 1,204 20

FASTENAL CO CMN (FAST) 7,60900 45 7900 348,41611 29 9775 228,098 80 120,317 31 •17471 6,08720

HEALTHCARE SVCS GROUP INC CMN (HCSG) 6,09500 24 5200 149,449 40 16 8847 102,91212 46,537 28 27325 4,08365

INNERWORKINGS INC CMN (INWK) 7,52900 10 8500 81,689 65 121368 91,378 29 (9,688 64)

JACOBS ENGINEERING GRP CMN (JEC) 3,72200 551300 205,193 86 46 6728 173,71616 31,477 70

LKQ CORPORATION CMN (LKQ) 10,660 00 25 7500 274,495 00 14 7106 156,814 55 117,680 45

MARKEL CORPORATION CMN (MKL) 442 00 526 9500 232,911 90 382 7956 169,195 66 63,716 25

MONSANTO COMPANY CMN (MON) 746 00 98 8000 73,704 80 65 9877 49,226 84 24,477 97 15182 1,11900

NIC INC CMN (EGOV) 4,714 00 16 5300 77,922 42 11 1759 52,683 30 25,23912

POLYPORE INTERNATIONAL, INC CMN (PPO) 1,55800 40 3000 62,787 40 381674 59,464 81 3,32259

Portfolio No XXX-XX332-9 Page 6 of 17

XX332-9

The Duffield Family Foundation DBA Maddle's Fund

URI=

EIN 94-3362163 Year Ended June 30, 2013


Statement Detail

DF DENT: ALL CAP GROWTHHoldings (Continued)


PUBLIC EQUITY (Continued)


Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

US EQUITY

OF DENT ALL CAP GROWTH

PRICE T ROWE GROUP INC CMN (TROW) 2,40000 73 2000 175,680 00 56 4159 135,398 05 40,281 95 2 0765 3,64800

OUALCOMM INC CMN (QCOM) 4,58800 61 0900 280,280 92 49 9106 228,989 83 51,291 09 22917 6,42320

RED HAT, INC. CMN (RHT) 1,41000 47 8200 67,426 20 50 2372 70,834 45 (3,408 25)

RESMED INC CMN (RMD) 4,25500 451300 192,02815 30 0737 127,963 43 64,064 72 1 5068 2,89340

ROPER INDS INC (NEW) CMN (ROP) 1,55800 124 2200 193,534 76 781877 121,816 44 71,718 32 05313 1,02828

SCHLUMBERGER LTD CMN (SLB) 2,56200 71 6600 183,592 92

800 63

74 6663 191,29511 (7,702 19) 1 7443 3,202 50

SEI INVESTMENTS CO CMN (SEIC) 10,864 00 28 4300 308,863 52 19 4735 211,559 71 97,303 81 14070 4,34560

SOUTHWESTERN ENERGY CO CMN (SWN) 2,84600 36 5300 103,964 38 33 9880 96,729 85 7,23453

STERICYCLE INC CMN (SRCL) 2,80600 110 4300 309,866 58 88 4620 248,224 40 61,64218

TRIMBLE NAVIGATION LTD CMN (TRMB) 9,45000 25 9900 245,605 50 19 3689 183,035 74 62,569 76

TYLER TECHNOLOGIES INC CMN (TYL) 1,96400 68 5500 134,632 20 44 2419 86,891 04 47,741 16

VISA INC CMN CLASS A (V) 1,67600 182 7500 306,289 00 68 2161 114,33018 191,958 82 07223 2,21232

WAGEWORKS INC CMN (WAGE) 2,08700 34 4500 71,897 15 25 0770 52,335 62 19,561 53

WASTE CONNECTIONS INC CMN (WCN) 4,91400 41 1400 202,161 96 34 6690 170,363 44 31,798 52 09723 1,96560

AMERICAN TOWER CORPORATION CMN (AMT) 1,70900 731700 125,047 53

461 43

50 9169 87,016 99 38,030 55 12573 1,57228

CORE LABORATORIES N V CMN (CLB) 882 00 151 6600 133,764 12 91 5806 80,774 12 52,990 00 08440 1,12896

POTASH CORP OF SASKATCHEWAN INC (POT) 3,203 00 381300 122,130 39 47 9731 153,657 75 (31,527 36)

•

36716 4,484 20

TOTAL OF DENT ALL CAP GROWTH 7,145,84915

1,90928

5,387,483 62 1,758,365 56 1 3555 51,600 56

Market Value

Adjusted Cost / °

Original Cost

Unrealized

Gain (Loss)

Estimated

Annual Income

TOTAL PORTFOLIO 7,147 , 758.43 5,387,483.62 1 ,758,365 . 56 51,600.56

6 Original i s price paid by purchaser adjusted for annual original issue discount inclusions and /or return of capital adjustments , if applicable Adjusted Cost reflects adjustments to Original Cost for market discount accretion and/or premium

amortization Adjusted cost for GMS Portfolios and Alternative Investments are determined by inception to date contributions minus incept i on to date distributions

Portfolio No : XXX-XX332-9 XX332-9Page 7 of 17

Schedules Attached to 2012 Form 990-PF

The Duffield Family Foundation DBA Maddie's Fund EIN 94-3362163 Year Ended June 30, 2013 Detail Supporting Statements 11 and 12

w Statement Detail

INVESTMENT ADVISORYHoldings


FIXED INCOMEUnrealized /

Quantity / Market Value / Adjusted Cost / Economic Yield to Maturity Estimated

Current Face Market Price Accrued Income Unit Cost Original Cost Gain (Loss) in Percentage Annual Inco me

OTHER FIXED INCOME

GS HIGH YIELD FUND

GS HIGH YIELD FUND INSTITUTIONAL SHARES 1,631,152 268 7 1900 11,727,984 81 6.9105 11,272,038 42 455,946 39 779,690 78

2,852,984.81

Contributions/

Market Value / Distributions Net Contribution Economic

Quantity Market Price Accrued Income To Date To Date Gain (Loss)

STONE HARBOR LOCAL MARKETS

STONE HARBOR LOCAL MARKETS I MUTUAL FUND12 546,779 889 10 0600 5,500,605 68 (436,104 20)Unrealized /

Quantity / Market Value / Adjusted Cost / Economic Yield to Maturity Estimated

Current Face Market Price Accrued Income Unit Cost Original Cos t Gain ( Loss ) in Percentage Annual Income

TOTAL OTHER FIXED INCOME 17,228,590.49 17,208,748 .30 19,842.19 990 ,201.04

PUBLIC EQUITYContributions/

Market Value / Distributions Net Contribution Economic

Quantity Market Price Accrued Income To Date To Date Gain (Loss)

NON-US EQUITY

LAZARD EMERGING MARKETS EQUITY PORTFOLIO

LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL 242,167 933 17 8900 4,332,384 32 (774,033 75)

SHARES MUTUAL FUND CLASS INST SHARES (LZEMX)z

OAKMARK INTERNATIONAL FUND

OAKMARK INTERNATIONAL CL I OAKMARK INTERNATIONAL 41,841 004 22 9700 961,087 86 (38,912 14)

FUND I MUTUAL FUND CLASS I SHARES (OAKIX)'2Market Value / Unrealized Dividend Estimated

QuantityMarket Price Accrued Income Unit Cost Cost Basis Gain (Loss) Yield Annual Income

TOTAL NON-US EQUITY 5,293,472.18 6,106,418.07 (812,945 .89) 1.9756 104,579.98

Adjusted Cost/' Unrealized Estimated

Market Value Original Cost Gain (Loss) Annual Income

TOTAL PORTFOLIO 22,522,062.67 23,315,166.37 (793,103.70) 1,094,781.03

6 Original Cost is price paid by purchaser adjusted for annual original issue discount inclusions and/or return of capital adjustments, if applicable Adjusted Cost reflects

amortization Adjusted cost for GMS Portfolios and Alternative Investments are determined by inception to date contributions minus inception to date distributionsadjustments to Origi nal Cost for market discou nt accretion and/or premium

"Please refer to the end of the Holdings section for further details pertaining to these investments

Portfolio No XXX-XX336-0 XX336-0Page 7 of 16

C J

The Duffield Family Foundation DBA Maddie's Fund EIN 94-3362163 Year Ended June 30, 2013Schedules Attached to 2012 Form 990-PF

Detail Supporting Statements 11 and 12

Statement Detail

EAGLE: DYNAMIC EQUITYHoldings


PUBLIC EQUITY


Market Value /

Accrued Income Unit Cost

Adjusted Cost /

Original Cost

Unrealized

Gain (Loss)

Yield to Maturity /

Current Yield

Estimated

Annual Income

US EQUITYEAGLE DYNAMIC EQUITY

U S DOLLAR 3,16500 1 0000 3,16500 3,16500

GS FINANCIAL SQUARE FEDERAL FUND - FST SHARES

(FEDXX)

15,512120 1 0000 15,51212 1 0000 15,51212 00100 1 55 •


Market Value /


Unrealized

Gain ( Loss)

Dividend

Yield

Estimated

Annual Income

3M COMPANY CMN (MMM) 875 00 109 3500 95,681 25 87 6427 76,687 36 18,993 89 23228 2,22250

ALTERA CORP CMN (ALTR) 4,80000 32 9900 158,352 00 36 5490 175,43516 (17,08316) 1 8187 2,88000

APACHE CORP CMN (APA) 2,85000 83 8300 238,915 50 1021666 291,174 86 (52,259 36) 09543 2,28000

BERKSHIRE HATHAWAY INC CLASS B (BRKB) 5,000 00 111 9200 559,600 00 80 6584 403,29217 156,307 83

COCA-COLA COMPANY (THE) CMN (KO) 10,000 00 401100 401,100 00

2,800 00

34 8234 348,233 50 52,866 50 27923 11,200 00

COMCAST CORPORATION CMN CLASS A NON VOTING

(CMCSK)

6,65000 39 6700 263,805 50 28 6546 190,553 09 73,252 41 19662 5,18700

CONSTELLATION BRANDS INC CMN CLASS A (STZ) 3,47500 521200 181,117 00 43 6555 151,702 86 29,414 14

DISH NETWORK CORPORATION CMN CLASS A (DISH) 3,05000 42 5200 129,686 00 38 8440 118,47415 11,211 85

ECOLAB INC CMN (ECL) 4,60000 851900 391,874 001,05800

59 9933 275,96918 115,904 82 1 0799 4,23200

FIDELITY NATL INFO SVCS INC CMN (FIS) 5,10000 42 8400 218,484 00 31 8391 162,379 41 56,104 59 20542 4,48800

GOOGLE, INC CMN CLASS A (GOOD) 390 00 880 3700 343,344 30 618 5821 241,247 01 102,097 29

LOEWS CORPORATION CMN (L) 6,200 00 44 4000 275,280 00 39 2304 243,228 48 32,051 52 05631 1,55000

MICROSOFT CORPORATION CMN (MSFT) 10,900 00 34 5450 376,540 50 32 2298 351,304 82 25,235 68 26632 10,028 00

MONDELEZ INTERNATIONAL, INC CMN (MDLZ) 7,30000 28 5300 208,269 00949 00

24 7155 180,423 30 27,845 70 18226 3,79600

MORGAN STANLEY CMN (MS) 13,375 00 24 4300 326,751 25 14 5765 194,960 69 131,790 56 08187 2,67500

NOBLE ENERGY INC CMN (NBL) 7,75000 60 0400 465,310 00 46 4593 360,059 86 105,25014 09327 4,34000

ORACLE CORPORATION CMN (ORCL) 12,375 00 30 7100 380,036 25 29 6258 366,618 82 13,417 43 15630 5,94000

PEPSICO INC CMN (PEPS 3,600.00 81.7900 294,444.00 62.5604 225,217.44 69,226.56 2.7754 8,172.00


XX248-5



Statement Detail

EAGLE: DYNAMIC EQUITYHoldings (Continued)


PUBLIC EQUITY ( Continued)


Market Value/


Unrealized

Gain (Loss)

Dividend

Yield

Estimated

Annual Income

US EQUITYEAGLE DYNAMIC EQUITY

PRAXAIR, INC CMN SERIES (PX) 2,60000 115 1600 299,416 00 109 5076 284,719 76 14,696 24 20841 6,24000

THERMO FISHER SCIENTIFIC INC CMN (TMO) 2,60000 84 6300 220,038 00390 00

571700 148,642 00 71,396 00 07090 1,56000

TWENTY-FIRST CENTURY FOX, INC CMN CLASS A

(NWSA 130701)

10,550 00 32 5800 343,719 00 19 8358 209,268 00 134,451 00 05218 1,79350

UNITEDHEALTH GROUP INCORPORATE CMN (UNH) 5,10000 65 4800 333,948 00 55 9821 285,508 71 48,439 29 1 7104 5,71200

W R. BERKLEY CORPORATION CMN (WRB) 4,10000 40 8600 167,526 00

410 00

35 6781 146,280 21 21,245 79 09790 1,64000

WAL MART STORES INC CMN (WMT) 4,53500 74 4900 337,81215 51 1602 232,011 37 105,800 78 25238 8,52580

AON PLC CMN (AON) 7,00000 64 3500 450,450 00 49 0800 343,560 00 106,890 00

LIBERTY GLOBAL, PLC CMN CLASS C (LBTYK) 5,541 00 67 8900 376,178 49 47 1963 261,514 84 114,663 65

NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGO SHS)(NSRGY)

3,80000 65 4760 248,808 80 61 3937 233,296 06 15,512 74 27728 6,89894

TOTAL EAGLE DYNAMIC EQUITY 8,105,164 11

5,607 00

6,520,440 23 1,584,723 88 1 6722 101,362 29

Market Value

Adjusted Cost/5

Orig inal Cost

Unrealized

Gain (Loss)

Estimated

Annual Income

TOTAL PORTFOLIO 8,110,771 . 11 6,520 ,440.23 1,584,723.88 101,362.29

•

0

6 Original is price paid by purchaser adjusted for annual original issue discount inclusions and/or return of capital adjustments, if applicable Adjusted Cost reflects adjustments to Original Cost for market discount accretion and/or premium

amortization Adjusted cost for GMS Portfolios and Alternative Investments are determined by inception to date contributions minus inception to date distributions




Statement Detail

GLOBAL DYNAMIC COREHoldings


PUBLIC EQUITY

Quantity Market PriceMarket Value /

Accrued Income Unit CostAdjusted Cost /

Original CostUnrealizedGain ( Loss)

Yield to Maturity /Current Yield

EstimatedAnnual Income

GLOBAL EQUITY

GSAM TACS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

AUSTRALIAN DOLLAR 10,011 49 09158 9,16892 09628 9,63864 (469 72)

CANADIAN DOLLAR 16,61917 09522 15,824 62 09725 16,161 82 (337 20) •

DANISH KRONER 92,358 64 01745 16,120 72 01737 16,04 0 44 80 28

EURO 20,001 86 1 3019 26,039 62 1 3231 26,464 82 (425 20)

HONG KONG DOLLAR 211,852 89 01289 27,3 1 2 60 01288 27,287 99 24 61

ISRAEL SHEKEL 96,633 51 02750 26,572 34 0 2721 26,292 02 280 32

JAPANESE YEN 1,912,885 13 00101 19,288 46 00103 19,677 25 (388 79)

NEW ZEALAND DOLLAR 36,248 64 07754 28,108 65 08267 29,967 05 (1,858 40)

NORWEGIAN KRONE 62,671 77 01647 10,320 52 01710 10,718 28 (397 76)

SINGAPORE DOLLAR 17,429 41 07890 13,751 56 07963 13,879 75 (12819)

SWEDISH KRONA 204,101 48 01491 30,429 98 01505 30,710 02 (280 04)

SWISS FRANC 36,222 45 1 0597 38,383 44 1 0277 37,227 60 1,15584

U S DOLLAR 28,985 07 1 0000 28,985 07 28,985 07

UK POUND STERLING 23,788 37 15212 36,186 39 1 5205 36,169 48 16 91

GS FINANCIAL SQUARE FEDERAL FUND - FST SHARES(FEDXX)

222,050 770 10000 222,050 77 1 0000 222,050 77 00100 22 21


Market Value/


Unrealized

Gain (Loss)

Dividend

Yield

Estimated

Annual Income

3M COMPANY CMN (MMM) 980 00 109 3500 107,163 00 44 2730 43,387 54 63,775 46 23228 2,48920

ABBOTT LABORATORIES CMN (ABT) 2,420 00 34 8800 84,409 60 20 5792 49,801 78 34,607 82 16055 1,35520

ABBVIE INC CMN (ABBV) 2,44000 41 3400 100,869 60 22 3299 54,484 92 46,384 68 38703 3,90400

ACTAVIS INC CMN (ACT) 194 00 126 2200 24,486 68 48 8340 9,47379 15,012 89

ACTIVISION BLIZZARD INC CMN (ATVI) 620 00 14 2600 8,841 20 11 4757 7,11494 1,72626 13324 117 80

ADOBE SYSTEMS INC CMN (ADBE) 760 00 45 5600 34,625 60 33 2875 25,298 48 9,32712

ADT CORPORATION (THE) CMN (ADT) 340 00 39 8500 13,549 00 28 4291 9,66591 3,88309 12547 170 00

ADVANCE AUTO PARTS, INC CMN (AAP) 100 00 81 1700 8,11700

6 00

63 8026 6,38026 1,73674 02957 24 00

AES CORP CMN (AES) 1,06000 11 9900 12,709 40 10 9948 11,654 49 1,05491 13344 169 60

AETNA INC CMN (AET) 605 00 63 5400 38,441 70 36 7210 22,216 22 16,225 48 12590 484 00

AFFILIATED MANAGERS GROUP INC CMN (AMG) 65 00 163 9400 10,65610 89 0202 5,78631 4,86979

AFLAC INCORPORATED CMN (AFL) 1,08000 581200 62,769 60 4 6 2528 49,952 97 12,816 63 24088 1,512.00

Portfolio No XXX-XX659.3 XX659-3Page 7 of 449



Statement Detail

GLOBAL DYNAMIC COREHoldings (Continued)




Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


AGCO CORP CMN (AGCO) 140 00 501900 7,02660 44 9327 6,29057 736 03 07970 56 00

AGILENT TECHNOLOGIES, INC CMN (A) 540 00 42 7600 23,090 40

64 80

42 0909 22,729 08 361 32 1 1225 259 20 •

AIR PRODUCTS & CHEMICALS INC CMN (APD) 340 00 91 5700 31,133 80

241 40

86 9141 29,550 79 1,58301 31015 965 60

AIRGAS INC CMN (ARG) 80 00 95 4600 7,63680 97 4856 7,79885 (162 05) 20113 153 60

AKAMAI TECHNOLOGIES INC CMN (AKAM) 272 00 42 5500 11,573 60 16 7149 4,54645 7,02715

ALCOA INC CMN (AA) 1,84000 78200 14,388 80 14 0970 25,938 52 (11,549 72) 15345 220 80

ALEXION PHARMACEUTICALS INC CMN (ALXN) 300 00 92 2400 27,672 00 42 3029 12,690 88 14,981 12

ALLERGAN INC CMN (AGN) 460 00 84 2400 38,750 40 70 2401 32,310 45 6,43995 02374 92 00

ALLIANCE DATA SYSTEMS CORPORAT CMN (ADS) 80 00 181 0300 14,482 40 71 3515 5,70812 8,77428

ALLSTATE CORPORATION COMMON STOCK (ALL) 1,14000 481200 54,856 80

245 00

30 3469 34,595 47 20,261 33 2 0781 1,14000

ALTERA CORP CMN (ALTR) 452 00 32 9900 14,911 48 15 0407 6,79838 8,11310 1 8187 271 20

ALTRIA GROUP, INC CMN (MO) 3,18000 34 9900 111,268 20

1,39920

24 1440 76,777 92 34,490 28 50300 5,59680

AMAZON COM INC CMN (AMZN) 560 00 277 6900 155,506 40 183 2615 102,626 45 52,879 95

AMDOCS LIMITED ORDINARY SHARES (DOX) 120 00 37 0900 4,45080

1560

361932 4,34318 107 62 1 4020 62 40

AMEREN CORPORATION CMN (AEE) 400 00 34 4400 13,776 00 28 7963 11,518 52 2,25748 46458 640 00

AMERICAN ELECTRIC POWER INC CMN (AEP) 780 00 44 7800 34,928 40 36 4737 28,449 45 6,47895 4 3770 1,52880

AMERICAN EXPRESS CO CMN (AXP) 2,26000 74 7600 168,957 60 51 3956 116,153 97 52,803 63 12306 2,07920

AMERICAN INTL GROUP, INC CMN (AIG) 3,30000 44 7000 147,510 00 33 8217 111,611 56 35,898 44

AMERICAN WATER WORKS CO, INC CMN (AWK) 240 00 41 2300 9,89520 29 9560 7,18944 2,70576 27165 268 80

AMERIPRISE FINANCIAL, INC CMN (AMP) 640 00 80 8800 51,763 20 50 2657 32,170 07 19,593 13 25717 1,331 20

AMERISOURCEBERGEN CORPORATION CMN (ABC) 360 00 55 8300 20,098 80 418151 15,053 42 5,04538 15046 302 40

Portfolio No XXX-XX659-3Page 8 of 449

XX659-3



Statement Detail





Market Value I


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY

GSAM• TACS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

AMETEK INC (NEW) CMN (AME) 426 00 42 3000 18,019 80 16 5121 7,03413 10,985 67 05674 102 24

AMGEN INC CMN (AMGN) 1,14000 98 6600 112,472 40 53 4276 60,907 51 51,564 89 19055 2,14320

AMPHENOL CORP CL-A (NEW) CMN CLASS A (APH) 245 00 77 9400 19,095 30

25 73

30 6903 7,51912 11,57618 05389 102 90

•

ANADARKO PETROLEUM CORP CMN (APC) 780 00 85 9300 67,025 40 77 1492 60,176 38 6,84902 04189 280 80

ANALOG DEVICES, INC CMN (ADI) 380 00 45 0600 17,122 80 40 7452 15,483 17 1,63963 30182 516 80

ANSYS INC CMN (ANSS) 100 00 731000 7,31000 76 2315 7,62315 (31315)

APACHE CORP CMN (APA) 600 00 83 8300 50,298 00 121 2455 72,747 32 (22,449 32) 09543 480 00

APPLE, INC CMN (AAPL) 1,440 00 396 5300 571,003 20 344 0776 495,471 68 75,531 52 30767 17,568 00

APPLIED MATERIALS INC CMN (AMAT) • 1,94000 14 9200 28,944 80 14 9679 29,037 73 (92 93) 26810 776 00

ARCH CAPITAL GROUP LTD CMN (ACGL) 180 00 51 4100 9,25380 51 1098 9,199 76 54 04

ARCHER DANIELS MIDLAND CO CMN (ADM) 980 00 33 9100 33,231 80 32 3159 31,669 63 1,56217 22412 744 80

AT&T INC CMN (1) 8,44000 35 4000 298,776 00 28 2704 238,60218 60,173 83 50847 15,192 00

AUTODESK INC CMN (ADSK) 360 00 33 9400 12,218 40 40 3715 14,533 74 (2,315 34)

AUTOLIV, INC CMN (ALV) 160 00 77 3900 12,382 40 74 8999 11,983 98 398 42 2 5843 320 00

AUTOMATIC DATA PROCESSING INC CMN (ADP) 760 00 68 8600 52,333 60330 60

35 4998 26,979 83 25,353 77 25269 1,32240

AUTOZONE, INC CMN (AZO) 60 00 423 6900 25,421 40 339 7182 20,383 09 5,03831

AVNET INC CMN (AVT) 254 00 33 6000 8,53440 15 7730 4,00634 4,52806

AVON PRODUCTS INC. CMN (AVP) 720 00 21 0300 15,141 60 25 8890 18,640 06 (3,498 46) 11412 172 80

AXIS CAPITAL HOLDINGS, LTD CMN (AXS) 260 00 45 7800 11,902.8065 00

43 4882 11,306.92 595.88 2.1844 260.00

BAKER HUGHES INC CMN (BH0 680 00 461300 31,368 40 54 3391 36,950 61 (5,582 21) 1 3007 408 00

BALL CORPORATION CMN (BLL) 240 00 415400 9,96960 410037 9,84088 128 72 12518 124 80

BANK OF AMERICA CORP CMN (BAC) 24,120 00 12 8600 310,183 20 9 5912 231,340 09 78,84311 03110 964 80

BARD C R INC N J CMN (BCR) 79 00 108 6800 8,58572 761814 6,01833 2,56739 07729 66 36

BAXTER INTERNATIONAL INC CMN (BAX) 860 00 69 2700 59,572 20

421 40

50 2961 43,254 61 16,317 59 2.8295 1,685.60

8B&T CORPORATION CMN (BBT) 1,520 00 33 8800 51,497 60 24 2505 36,860 83 14,636 77 2 7155 1,398 40

BEAM INC CMN (BEAM) 240 00 631100 15,146 40 47 7077 11, 44 9 85 3,69655




Statement Detail




Quantity Market PriceMarket Value I

Accrued Income Unit Cost Cost BasisUnrealized

Gain (Loss)

Dividend

Yield

Estimated

Annual Income

GLOBAL EQUITY


BECTON DICKINSON & CO CMN (BDX) 340 00 98 8300 33,602 20 79 4508 27,013 27 6,58893 20034 673 20

BED BATH & BEYOND INC CMN (BBBY) 340 00 70 9500 24,123 00 47 4099 16,119 38 8 ,00362

BERKSHIRE HATHAWAY INC CLASS B (BRKB) 4,02000 111 9200 449,918 40 82 4578 331,480 16 118,438 24

BEST BUY CO INC CMN SERIES (BBY) 420 00 27 3300 11,478 60

71 40

34 3570 14,429 94 (2,951 34) 24881 285 60

BIOGEN ]DEC INC CMN (BIIB) 360 00 215 2000 77,472 00 67 6194 24,342 98 53,129 02

BLACKROCK, INC. CMN (BLK) 320 00 256 8500 82,192 00 167 7665 53,685 27 28,506 73 26163 2,15040

BMC SOFTWARE INC CMN (BMC) 200 00 451300 9,02600 441121 8,82241 203 59

BOEING COMPANY CMN (BA) 1,06000 102 4400 108,586 40 69 9126 74,107 36 34,479 04 1 8938 2,05640

BORGWARNER INC CMN (BWA) 160 00 861500 13,784 00 68 4465 10,951 44 2,83256

BOSTON SCIENTIFIC CORP COMMON STOCK (BSX) 2,200 00 92700 20,394 00 7 1871 15,811 65 4,58235

BRISTOL-MYERS SQUIBB COMPANY CMN (BMY( 2,52000 44 6900 112,618 80 25 7030 64,771 66 47,84714 31327 3,52800

BROADCOM CORP CL-A CMN CLASS A (BRCM) 800 00 33 7950 27,036 00 42 3607 33,888 54 (6,852 54) 13020 352 00

BROWN FORMAN CORP CL B CMN CLASS B (BFB) 240 00 67 5500 16,212 00

61 20

45 4389 10,905 34 5,30666 1 5100 244 80

BUNGE LIMITED ORD CMN (BG) 200 00 70 7700 14,154 00 67 3658 13,47317 680 83 1 6956 240 00

C H ROBINSON WORLDWIDE INC. CMN (CHRW) 220 00 56 3100 12,388 20 46 9896 10,337 72 2,05048 24862 308 00

CA, INC CMN (CA) 520 00 28 6200 14,882 40 25 7990 13,415 46 1,466 94 34941 520 00

CABLEVISION SYSTEMS CORP CABLEVISION NY GROUP COM

(CVC)

340 00 16 8200 5,71880 24 2025 8,22885 (2,510 05) 35672 204 00

CABOT OIL & GAS CORPORATION CMN (COG) 320 00 71 0200 22,726 40 18 8162 6,021 19 16,705 21 0 1126 25 60

CALPINE CORPORATION CMN (CPN) 600 00 21 2300 12,738 00 14 3049 8,58296 4,15504

CAMERON INTERNATIONAL CORP CMN (CAM) 380 00 61 1600 23,240 80 491142 18,663 39 4,577.41

CAMPBELL SOUP CO CMN (CPB) 220 00 44 7900 9,85380 45 9827 10,116 19 (262 39) 25899 255 20

CAPITAL ONE FINANCIAL CORP CMN (COF) 1,36000 62 8100 85,421 60 47 8062 65,016 44 20,40516 19105 1,63200


XX659-3



Statement Detail



PUBLIC EQUITY ( Conti nued)


Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


CARDINAL HEALTH INC CMN (CAH) 540 00 47 2000 25,488 00

129 05

40 6775 21,965 85 3,522 15 2 5636 653 40

CAREFUSION CORPORATION CMN (CFN) 340 00 36 8500 12,529 00 25 9182 8,81219 3,71681

•

CARMAX, INC CMN (KMX) 360 00 461600 16,617 60 31 8425 11,463 30 5,15430

CARNIVAL CORPORATION CMN (CCL) 660 00 34 2900 22,631 40 43 5823 28,764 34 (6,132 94) 29163 660 00

CATERPILLAR INC (DELAWARE) CMN (CAT) 1,00000 82 4900 82,490 00 351140 35,114 00 47,376 00 29094 2,40000

CBRE GROUP INC CMN (CBG) 720 00 23 3600 16,819 20 181318 13,054 88 3,76432

CBS CORPORATION CMN CLASS B (CBS) 900 00 48 8700 43,983 00

108 00

19 8176 17,835 84 26,147 16 09822 432 00

CELANESE CORPORATION CMN SERIES A (CE) 260 00 44 8000 11,648 00 41 0895 10,683 27 964 73 0 8036 93 60

CELGENE CORPORATION CMN (CELG) 640 00 116 9800 74,867 20 54 0198 34,572 69 40,294 51

CENTERPOINT ENERGY, INC CMN (CNP) 740 00 23 4900 17,382 60 16 5089 12,216 60 5,16600 35334 614 20

CENTURYLINK INC CMN (CTL) 945 00 35 3500 33,405 75 38 2102 36,108 60 (2,702 85) 61103 2,041 20

CERNER CORP CMN (CERN) 212 00 96 0900 20,371 08 34 7149 7,35957 13,011 51

CF INDUSTRIES HOLDINGS, INC CMN (CF) 100 00 171 5000 17,150 00 135 4982 13,549 82 3,60018 09329 160 00

CHARLES SCHWAB CORPORATION CMN (SCHW) 3,32000 21 2300 70,483 60 13 3177 44,214 63 26,268 97 1 1305 796 80

CHARTER COMMUNICATIONS, INC CMN (CHTR) 120 00 123 8500 14,862 00 48 4315 5,81178 9,05022

CHESAPEAKE ENERGY CORPORATION CMN (CHK) 780 00 20 3800 15,896 40 27 3725 21,350 53 (5,454 13) 17174 273 00

CHEVRON CORPORATION CMN (CVX) 3,01000 118 3400 356,203 40 38 7213 116,551 09 239,652 31 33801 12,040 00

CHIPOTLE MEXICAN GRILL, INC CMN (CMG) 40 00 364 3500 14,574 00 226 7215 9,06886 5,505.14

CHUBB CORP CMN (CB) 540 00 84 6500 45,71100237 60

66 2501 35,775 05 9,935 95 20791 950 40

CHURCH & DWIGHT CO, INC CMN (CHD) 100 00 61 7100 6,171 00 63 6495 6,36495 (193 95) 1 8149 112 00

CIGNA CORPORATION CMN (CI) 480 00 72 4900 34,795 20 41 0885 19,722 46 15,072 74 00552 1920

CIMAREX ENERGY CO CMN (XEC) 140 00 64 9900 9,09860 75 8328 10,616 59 (1,517 99) 08617 78 40

CINCINNATI FINANCIAL CRP CMN (CINF) 260 00 45 9200 11,939 20

105 95

31 1746 8,10540 3,83380 35497 423 80

CINTAS CORPORATION CMN (CTAS) 80 00 45 5400 3,64320 45 0715 3,60572 37 48 14054 51 20

CISCO SYSTEMS, INC. CMN (CSCO) 8,140.00 24.3350 198,086 90 18.2735 148,746 51 49,340.39 2.7943 5,53520

CIT GROUP INC CMN CLASS (CIT) 280 00 46 6300 13,056 40 47 3635 13,261 78 (20538)




Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend

Yield

Estimated

Annual Income

GLOBAL EQUITY


CITIGROUP INC CMN (C) 6,78000 47 9700 325,236 60 36 6454 248,455 61 76,780 99

CITRIX SYSTEMS INC CMN (CTXS) 287 00 60 3600 17,323 32 29 9909 8,60740 8,71592

CLIFFS NATURAL RESOURCES INC CMN (CLF) 220 00 16 2500 3,57500 66 4336 14,615 39 (11,040 39) 36923 132 00

CLOROX CO (THE) (DELAWARE) CMN (CLX) 180 00 831400 14,965 20 88 9437 16,009 86 (1,044 66) 3.4159 511 20

CME GROUP INC CMN CLASS A (CME) 640 00 75 9500 48,608 00 51 4125 32,904 00 15,704 00 23700 1,15200

CNA FINCL.CORP. CMN (CNA) 120 00 32 6200 3,91440 25 8494 3,101 93 812 47 24525 96 00

COACH INC CMN (COH) 420 00 57 0900 23,977 80

141 75

531608 22,327 52 1,65028 23647 567 00

COCA-COLA COMPANY (THE) CMN (KO) 5,84000 401100 234,242 40

1,635 20

31 6338 184,741 61 49,500 79 27923 6,54080

COCA-COLA ENTERPRISES, INC CMN (CCE) 400 00 351600 14,064 00 25 0209 10,008 36 4,05564 13652 192 00

COGNIZANT TECHNOLOGY SOLUTIONS CORP CLASS A (CTSH) 460 00 62 6400 28,814 40 73 6033 33,857 51 (5,04311)

COLGATE-PALMOLIVE CO CMN (CL) 1,34000 57 2900 76,768 60 38 5572 51,666 67 25,101 93 23739 1,82240

COMCAST CORPORATION CMN CLASS A VOTING (CMCSA) 4,08000 41 7500 170,340 00 22 6393 92,368 34 77,971 66 18683 3,18240

COMERICA INCORPORATED CMN (CMA) 460 00 39 8300 18,321 80

78 20

27 4415 12,62310 5,69870 17073 312 80

COMPUTER SCIENCES CORP CMN (CSC) 260 00 43 7700 11,380 20

52 00

52 8251 13,734 52 (2,354 32) 1 8277 208 00

CONAGRA INC CMN (CAG) 600 00 34 9300 20,958 00 25 0528 15,031 67 5,92633 28629 600 00

CONCHO RESOURCES INC. CMN 00) 160 00 83 7200 13,395 20 89 9009 14,384 14 (988 94)

CONOCOPHILLIPS CMN (COP) 1,84000 60 5000 111,320 00 51 8136 95,337 05 15,982 95 45620 5,07840

CONSOL ENERGY INC CMN (CNX) 360 00 271000 9,75600 471709 16,981 53 (7,225 53) 18450 180 00

CONSOLIDATED EDISON INC CMN (ED) 420 00 58 3100 24,490 20 58 9982 24,779 26 (289 06) 42188 1,03320

CONSTELLATION BRANDS INC CMN CLASS A (STZ) 240 00 521200 12,508 80 191937 4,60649 7,90231

CONTINENTAL RESOURCES, INC CMN (CLR) 100 00 86 0600 8,606.00 58 8184 5,88184 2,724.16

CORNING INCORPORATED CMN (GLWI 2,32000 14 2300 33,013 60 18 9268 43,910 09 (10,896 49) 2 8110 928 00


s

S

XX659-3



Statement Detail






Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


COSTCO WHOLESALE CORPORATION CMN (COST) 640 00 110 5700 70,764 80 71 0367 45,463 46 25,301 34 1 1215 793 60

CROWN CASTLE INTL CORP COMMON STOCK (CCI) 460 00 72 3900 33,299 40 42 9802 19,770 88 13,52852 •

CROWN HOLDINGS INC CMN (CCK) 180 00 41 1300 7,40340 41 3404 7,441 27 (37 87)

CSX CORPORATION CMN (CSX) 1,60000 231900 37,104 00 22 7968 36,474 89 62911 2 5873 960 00

CUMMINS INC COMMON STOCK (CMI) 260 00 108 4600 28,199 60 108 6661 28,253 20 (53 60) 23050 650 00

CVS CAREMARK CORPORATION CMN (CVS) 1,88000 571800 107,498 40 30 9740 58,231 12 49,267 28 1 5740 1,69200

OR HORTON, INC CMN (DHI) 440 00 21 2800 9,36320 12 8970 5,67468 3,68852 07049 66 00

DANAHER CORPORATION CMN (DHR) 900 00 63 3000 56,970 0022 50

37 3480 33,613 20 23,356 80 01580 90 00

DARDEN RESTAURANTS INC CMN (DRI) 170 00 50 4800 8,581 60 44 0191 7,48325 1,09835 43582 374 00

DAVITA HEALTHCARE PARTNERS INC CMN (OVA) 120 00 120 8000 14,496 00 70 8648 8,50378 5,99222

DEERE & COMPANY CMN (DE) 620 00 81 2500 50,375 00

316 20

89 4117 55,435 25 (5,060 25) 2 5108 1,26480

DELL INC CMN (DELL) 2,18000 13 3250 29,048 50

174 40

13 8682 30,232 61 (1,18411) 24015 697 60

DELPHI AUTOMOTIVE PLC CMN (DLPH) 520 00 50 6900 26,358 80 35 8709 18,652 86 7,70594 13415 353 60

DELTA AIR LINES, INC CMN (DAL) 1,32000 18 7100 24,697 20 83099 10,969 07 13,72813 12827 316 80

DENBURY RESOURCES INC CMN (DNR) 580 00 17 3200 10,045 60 18 8371 10,925 52 (879 92)

DENTSPLY INTL INC CMN (XRAY( 280 00 40 9600 11,468 80

17 50

35 5504 9,95411 1,51469 06104 70 00

DEVON ENERGY CORPORATION (NEW) CMN (DVN) 500 00 51 8800 25,940 00 81 8353 40,917 65 (14,977 65) 1 6962 440 00

DIAMOND OFFSHORE DRILLING, INC CMN (DO) 80 00 68 7900 5,50320 66 5315 5,32252 180 68 07268 40 00

DIRECTV CMN (DN) 860 00 61 6400 53,010 40 42 3822 36,448 69 16,561 71

DISCOVER FINANCIAL SERVICES CMN (DFS) 1,22000 47 6400 58,120 80 24 4703 29,853 79 28,267 02 1 6793 976 00

DISCOVERY COMMUNICATIONS, INC CMN SERIES A (DISCA) 360 00 77 2400 27,806 40 38 7777 13,959 96 13,846.44

DISH NETWORK CORPORATION CMN CLASS A (DISH) 320 00 42 5200 13,606 40 214169 6,85341 6,75300

DOLLAR GENERAL CORPORATION CMN (DG) 380 00 50 4300 19,163 40 48 5087 18,433 29 730 11

DOLLAR TREE INC CMN (DLTR) 340 00 50 8400 17,285 60 25 8791 8,79891 8,48669

DOMINION RESOURCES, INC CMN (0) 960 00 56 8200 54,547 20 46 9465 45,068 59 9,47861 39599 2,16000

DOVER CORPORATION CMN (DOV) 259 00 77 6600 20,113 94 48 8882 12,662 04 7,451 90 1 8027 362 60




Statement Detail





Market Value /


Unrealized

Gain (loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


DOW CHEMICAL CO CMN (DOW) 1,88000 321700 60,479 60601 60

28 7814 54,109 09 6,37051 39789 2,40640

DR PEPPER SNAPPLE GROUP, INC CMN (DPS) 260 00 45 9300 11,941 80

98 80

37 9523 9,86759 2,07421

•33094 395 20

DTE ENERGY COMPANY CMN (DTE) 300 00 67 0100 20,103 00196 50

59 0311 17,709 33 2,39367 39099 786 00

DUKE ENERGY CORPORATION CMN (DUK) 1,00000 67 5000 67,500 00 55 5974 55,597 43 11,902 57 45333 3,06000

DUN & BRADSTREET CORP DEL NEW CMN (DNB) 60 00 97 4500 5,84700 84 7515 5,08509 761 91 16419 96 00

E I DU PONT DE NEMOURS AND CO CMN (DD) 1,44000 52 5000 75,600 00 48 7559 70,208 49 5,391.51 34286 2,592 00

EASTMAN CHEM CO CMN (EMN) 260 00 70 0100 18,202 60

78 00

41 3220 10,743 73 7,45887 17140 312 00

EATON VANCE CORP (NON-VTG) CMN (EV) 200 00 37 5900 7,51800 30 6678 6,13356 1,38444 2 1282 160 00

EBAY INC CMN (EBAY) 1,780 00 51 7200 92,061 60 28 8425 51,339 65 40,721 95

ECOLAB INC CMN (ECL) 380 00 851900 32,372 20

87 40

52 8846 20,09615 12,276 05 10799 349 60

EDISON INTERNATIONAL CMN (EIX) 500 00 481600 24,080 00

168 75

37 9455 18,972 75 5,107 26 2 8032 675 00

EDWARDS LIFESCIENCES CORP CMN (EW) 180 00 67 2000 12,096 00 83 4700 15,024 60 (2,928 60)

ELECTRONIC ARTS CMN (EA) 460 00 22 9900 10,575 40 15 7590 7,24914 3,32626

ELI LILLY & CO CMN (LLY) 1,540 00 491200 75,644 80 34 4505 53,053 72 22,591 08 3 9902 3,01840

EMC CORPORATION MASS CMN (EMC) 3,16000 23 6200 74,639 20

316 00

23 9034 75,534 72 (895 52) 1 6935 1,26400

EMERSON ELECTRIC CO CMN (EMR) 1,10000 54 5400 59,994 00 57 3322 63,065 47 (3,071 47) 30070 1,80400

ENERGEN CORP CMN (EGN) 124 00 52 2600 6,48024 23 8480 2,95715 3,52309 1 1098 71 92

ENERGIZER HOLDINGS, INC CMN (ENA) 100 00 100 5100 10,051 00 67 4884 6,74884 3,30216 1 5919 160 00

ENTERGY CORPORATION CMN (ETR) 300 00 69 6800 20,904 00 69 4796 20,843 89 6011 4 7646 996 00

Portfolio No. XXX•XX659.3 Page 14 of 449

XX659-3



Statement Detail





Accrued Income Unit Cost Cost BasisUnrealizedGain (Loss)

Dividend EstimatedYield Annual Income

GLOBAL EQUITY


EOG RESOURCES INC CMN (EOG) 420 00 131 6800 55,305 60 97 0952 40,779 98 14,525 62 05696 315 00

EDT CORPORATION CMN (EQT) 240 00 79 3700 19,048 80 45 4877 10,917 05 8,131 75 01512 28 80

EQUIFAX INC CMN (EFX) 180 00 58 9300 10,607 40 391938 7,054 88 3,552 52 14933 158 40•

EQUINIX INC CMN (EOIX) 80 00 184 7200 14,777 60 219 0066 17,520 53 (2,742 93)

ESTEE LAUDER COS INC CL-A CMN CLASS A (EL) 360 00 65 7700 23,677 20 41 8451 15,064 25 8,61295 1 0947 259 20

EVEREST RE GROUP LTD CMN (RE) 100 00 128 2600 12,826 00 92 4142 9,241 42 3,58458 1 4970 192 00

EXELON CORPORATION CMN (EXC) 1,32200 30 8800 40,823 36 41 0166 54,223 88 (13,400 52) 40155 1,63928

EXPEDIA, INC CMN (EXPE) 150 00 601500 9,02250 25 8399 3,87599 5,14651

EXPEDITORS INTL WASH INC CMN (EXPD) 300 00 38 0400 11,412 00 52 4190 15,725 70 (4,313 70) 1 5773 180 00

EXPRESS SCRIPTS HOLDINGS CMN (ESRX) 1,257 00 61 7400 77,607 18 24 9908 31,413 39 46,193 79

EXXON MOBIL CORPORATION CMN (XOM) 6,867 00 90 3500 620,433 45 51 7295 355,226 57 265,206 88 27892 17,304 84

F5 NETWORKS INC CMN (FFIV) 119 00 68 8000 8,18720 19 0991 2,27280 5,91441

FACEBOOK, INC CMN CLASS A (FB) 840 00 24 8800 20,899 20 20 5926 17,297 81 3,601 39

FAMILY DOLLAR STORES INC CMN (FDO) 120 00 62 3100 7,47720

31 20

45 9721 5,51665 1,96055 1 6691 124 80

FASTENAL CO CMN (FAST) 400 00 45 7900 18,316 00 29 9145 11,965 80 6,35020 21839 400 00

FEDEX CORP CMN (FDX) 440 00 98 5800 43,375 20

66 00

79 7157 35,074 91 8,30029 06086 264 00

FIDELITY NATL INFO SVCS INC CMN (FIS) 400 00 42 8400 17,136 00 32 4909 12,996 37 4,13963 20542 352 00•

FIFTH THIRD BANCORP CMN (FITB) 1,96500 18 0500 35,468 25

235 80

13 6214 26,76610 8,70215 26593 943 20

FIRSTENERGY CORP CMN (FE) 653 00 37 3400 24,383 02 40 6082 26,517 18 (2,13416) 58918 1,43660

FISERV INC CMN (FISV) 180 00 87 4100 15,733 80 73 4528 13,221 50 2,51230

FLOWSERVE CORPORATION CMN (FLS) 300 00 54 0100 16,203 00

42 00

34 5121 10,353 62 5,84938 10368 168 00

FLUOR CORPORATION CMN (FLR) 260 00 59 3100 15,420 60

41 60

70 0077 18,201 99 (2,781 39) 1 0791 166 40

FMC CORPORATION CMN (FMC) 206 00 61 0600 12,578 36

27 81

18 7966 3,87210 8,70626 08844 111 24

FMC TECHNOLOGIES INC CMN (FT1) 380 00 55 6800 21,158 40 42 8134 16,269 09 4,88931


The Duffield Family Foundation DBA Maddie's Fund

MUM

EIN 94-3362163 Year Ended June 30, 2013Schedules Attached to 2012 Form 990-PF


Statement Detail





Market Value /


Unrealized

G ain (Lo ss )

Dividend Estimated

Yield Annual Income

GLOBAL EQUITYGSAM TACS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

FORD MOTOR COMPANY CMN (F) 6,10000 15 4700 94,367 00 17 8395 108,821 08 (14,454 08) 25856 2,44000

FOREST LABORATORIES INC CMN (FRX) 300 00 41 0000 12,300 00 30 7090 9,21270 3,08730

FOSSIL GROUP INC CMN (FOSL) 80 00 103 3100 8,26480 91 0109 7,28087 983 93

FRANKLIN RESOURCES INC CMN (BEN) 380 00 136 0200 51,687 60

110 20

1091401 41,473 25 10,214 35 08528 440 80

FREEPORT-MCMORAN COPPER & GOLD CMN (FCX) 1,421 00 27 6100 39,233 81

1,421 00

49 0921 69,759 90 (30,526 09) 45273 1,77625

FRONTIER COMMUNICATIONS CORPORATION CMN (FTR) 1,62000 40500 6,561 00 78427 12,70516 (6,144 16) 98765 648 00

GAP INC CMN (GPS) 460 00 41 7300 19,195 80 20 2261 9,30401 9,891 79 1 4378 276 00

GENERAL DYNAMICS CORP CMN (GO) 520 00 78 3300 40,731 60 71 2616 37,056 05 3,67555 28597 1,16480

GENERAL ELECTRIC CO CMN (GE) 16,060 00 231900 372,431 40

3,051 40

18 3197 294,213 74 78,217 66 32773 12,205 60

GENERAL MILLS INC CMN (GIS) 960 00 48 5300 46,588 80 38 6392 37,093 61 9,49519 3 1321 1,45920

GENERAL MOTORS COMPANY CMN (GM) 1,24000 33 3100 41,304 40 29 7282 36,862 96 4,441 44

GENUINE PARTS CO CMN (GPC) 180 00 78 0700 14,052 60

9675

53 8359 9,69047 4,36213 27539 387 00

GILEAD SCIENCES CMN (GILD) 2,36000 51 2700 120,997 20 19 0834 45,036 83 75,960 37

GOOGLE, INC CMN CLASS A (GOOG) 400 00 880 3700 352,148 00 6131781 245,271 26 106,876 74

H & R BLOCK INC CMN (HRB) 480 00 27 7500 13,320 00

96 00

151296 7,26221 6,05780 28829 384 00 •

HALLIBURTON COMPANY CMN (HAL) 1,46000 41 7200 60,911 20 38 4834 56,185 78 4,72542 1 1985 730 00

HARLEY-DAVIDSON INC CMN (HOG) 320 00 54 8200 17,542 40 36 3081 11,618 60 5,92380 1 5323 268 80

HARRIS CORP CMN (HRS) 160 00 49 2500 7,88 000 47 5565 7,60904 270 96 30051 236 80

HARTFORD FINANCIAL SRVCS GROUP CMN (HIG) 880.00 30 9200 27,209 6088 00

210943 18,562 98 8,64662 12937 352 00

HASBRO, INC CMN (HAS) 200 00 44 8300 8,96600 31 4036 6,28072 2,68528 35690 320 00


XX659-3



Statement Detail






Gain (Loss )

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


HCA HOLDINGS, INC CMN (HCA) 340 00 36 0600 12,260 40 331165 11,259 61 1,000 79

HELMERICH & PAYNE INC CMN (HP) 185 00 62 4500 11,553 25 21 6631 4,00767 7,54558 32026 370 00 •

HENRY SCHEIN INC COMMON STOCK (HSIC) 140 00 95 7400 13,403 60 65 9072 9,227 01 4,176 59

HERBALIFE LTD CMN (HLF) 160 00 451400 7,22240 55 2343 8,83749 (1,615 09) 26584 192 00

HESS CORPORATION CMN (HES) 480 00 66 4900 31,915 20 67 8096 32,548 59 (633 39) 06016 192 00

HEWLETT-PACKARD CO CMN (HPQ) 3,00000 24 8000 74,400 00

435 60

43 0150 129,044 89 (54,644 89) 23419 1,74240

HOLLYFRONTIER CORP CMN (HFC) 320 00 42 7800 13,689 60

96 00

30 3976 9,727 23 3,96237 2 8050 384 00

HOLOGIC INCORPORATED CMN (HOLX) 460 00 19 3000 8,87800 19 3518 8,901 83 (23 83)

HONEYWELL INTL INC CMN (HON) 1,18000 79 3400 93,621 20 54 6280 64,461 00 29,160 21 20671 1,93520

HOSPIRA, INC CMN (HSP) 240 00 38 3100 9,194 40 51 7602 12,422 45 (3,228 05)

HUDSON CITY BANCORP INC CMN (HCBK) 1,06000 91750 9,72550 85514 9,06444 661 06 1 7439 169 60

HUMANA INC CMN (HUM) 260 00 84 3800 21,938 80

70 20

59 5105 15,472 74 6,46606 12799 280 80

IHS, INC CMN CLASS A (IHS) 80 00 104 3800 8,35040 91 2498 7,299 98 1,05042

ILLINOIS TOOL WORKS CMN (ITW) 620 00 691700 42,885 40

238 30

54 4438 33,75515 9,13025 21975 942 40

ILLUMINA INC CMN (ILMN) 198 00 74 8400 14,818 32 30 2304 5,98562 8,832 70

•

INTEL CORPORATION CMN (INTC) 7,59000 24 2300 183,905 70 14 7900 112,25610 71,649 60 37144 6,831 00

INTERCONTINENTALEXCHANGE INC CMN (ICE) 160 00 177 7600 28,441 60 129 0360 20,645 77 7,79583

INTERNATIONAL PAPER CO CMN (IP) 700 00 44 3100 31,017 00 27 9157 19,541 02 11,475 98 27082 840 00

INTERPUBLIC GROUP COS CMN (IPG) 720 00 14 5500 10,476 00 10 9328 7,871 61 2,60439 20619 216 00

INTL BUSINESS MACHINES CORP CMN (IBM) 1,62000 191 1100 309,598 20 114 2570 185,096 34 124,501 86 1 9884 6,15600

INTUIT INC CMN (INTU) 420 00 61 0400 25,636 80 47 8729 20,106 61 5,53019 1 1140 285 60

INTUITIVE SURGICAL, INC CMN (ISRG) 60 00 5061320 30,367 92 285 4848 17,129 09 13,238 83

INVESCO LTD CMN (IVZ) 1,22000 31 8000 38,796 00 26 8201 32,720 50 6,07550 28302 1,09800

IRON MOUNTAIN INC CMN (RM) 226 00 26 6100 6,01386

61 02

24 7770 5,59961 414 25 40586 244 08

J B HUNT TRANS SVCS INC CMN (JBHT) 120 00 72 2400 8,66880 46 7888 5,61466 3,05414 08306 72 00




Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income


J C PENNEY CO INC (HLDNG CO) CMN (JCP) 220 00 17 0800 3,757 60 30 4204 6,69249 (2,934 89)

J M SMUCKER CO CMN (SJM) 140 00 103 1500 14,441 00 63 3415 8,86781 5,573 19 20165 291 20 •

JACOBS ENGINEERING GRP CMN (JEC) 220 00 551300 12,128 60 45 6316 10,038 95 2,08965

JOHNSON & JOHNSON CMN (JNJ) 4,29600 85 8600 368,854 56 59 6107 256,087 50 112,767 06 30748 11,341 44

JOHNSON CONTROLS INC CMN (JCI) 1,02000 35 7900 36,505 80

193 80

39 5806 40,372 25 (3,866 46) 21235 775 20

JOY GLOBAL INC CMN (JOY) 140 00 48 5300 6,79420 88 2829 12,359 61 (5,565 41) 14424 98 00

JPMORGAN CHASE & CO CMN (JPM) 8,62000 52 7900 455,049 80 38 4313 331,277 79 123,772 01 28793 13,102 40

JUNIPER NETWORKS, INC CMN (JNPR) 760 00 19 3100 14,675 60 33 4191 25,398 50 (10,722 90)

KANSAS CITY SOUTHERN CMN (KSU) 160 00 105 9600 16,953 60

34 40

62 3968 9,98349 6,97011 08116 137 60

KBR, INC CMN (KBR) 240 00 32 5000 7,800 00

1920

32 0443 7,69063 109 37 09846 76 80

KELLOGG COMPANY CMN (K) 380 00 64 2300 24,407 40 56 4798 21,462 31 2,94509 27402 668 80

KEYCORP CMN (KEY) 2,02600 11 0400 22,367 04 6 5544 13,27918 9,087 86 1 9928 445 72

KIMBERLY CLARK CORP CMN (KMB) 560 00 97 1400 54,398 40

453 60

72 6410 40,678 96 13,719 44 33354 1,81440

KINDER MORGAN INC CMN CLASS P (KMI) 1,00000 381500 38,150 00 37 6667 37,666 70 483 30 39843 1,52000

KLA-TENCOR CORPORATION CMN (KLAC) 260 00 55 7300 14,489 80 41 5153 10,793 98 3,69582

•

28710 416 00

KOHL'S CORP (WISCONSIN) CMN (KSS) 340 00 50 5100 17,173 40 50 4997 17,169 91 3 49 27717 476 00

KRAFT FOODS GROUP, INC CMN (KRFT) 880 00 55 8700 49,165 60

440 00

32 7841 28,850 03 20,315 57 35797 1,76000

KROGER COMPANY CMN (KR) 900 00 34 5400 31,086 00 22 4393 20,195 41 10,890 59 17371 540 00

L BRANDS, INC CMN (LTD) 360 00 4 9 2 500 17,730 00 28.8365 10,381 14 7,34886 2.4365 432 00

L-3 COMMUNICATIONS HLDGS INC CMN (Lil) 80 00 85 7400 6,85920 69 2400 5,53920 1,32000 25659 176 00

LABORATORY CORPORATION OF AMER CMN (1-1-1) 120 00 100 1000 12,012 00 87 9853 10,558 23 1,45377

Portfolio No. XXX-XX659-3 Page 18 of 449

XX659-3



Statement Detail



PUBLIC EQUITY ( Continued)Market Value / Unrealized Dividend Estimated

Quantity Market Price Accrued Income Unit Cost Cost Basis Gain (Loss) Yield Annual Income

GLOBAL EQUITY


LAM RESEARCH CORP CMN (LRCX) 220 00 44 3400 9,754 80 48 6051 10,69313 (938 33)

LAS VEGAS SANDS CORP CMN (LVS) 60 005 52 9300 29,64080 458565 25,679 65 3,961 15 26450 784 00V` 6 8i n i n

LIBERTY GLOBAL, INC CMN CLASS A (*LIBGLA)

Priced As of Jun 10, 13

131 00 741800 9,717 58 58 5781 7,67373 2,04385

LIBERTY GLOBAL, INC CMN CLASS C ('LIBGLCC)

Priced As of Jun 10, 13

98 00 69 4400 6,80512 54 7597 5,36645 1,43867

LIBERTY GLOBAL, PLC CMN CLASS A (LBTYA) 420 00 73 4900 30,865 80 37 3948 15,705 82 15,159 98

LIBERTY INTERACTIVE CORP INTERACTIVE CMN CLASS A(LINTA)

780 00 23 0100 17,947 80 13 7603 10,733 06 7,21474

LIBERTY MEDIA CORPORATION CMN SERIES A CLASS A

(LMCA)

180 00 126 7600 22,816 80 71 8818 12,938 72 9,87808

LIFE TECHNOLOGIES CORPORATION CMN (LIFE) 270 00 74 0000 19,980 00 53 0958 14,335 86 5,644 14

LINCOLN NATL CORP INC CMN (LNC) 740 00 36 4700 26,987 80 20 8188 15,405 94 11,581 86 1 3162 355 20

LINEAR TECHNOLOGY CORP CMN (LLTC) 300 00 36 8400 11,052 00 34 7175 10,415 25 636 75 28230 312 00

LINKEDIN CORP CMN CLASS A (LNKD) 100 00 178 3000 17,830 00 114 9061 11,490 61 6,33939

LOCKHEED MARTIN CORPORATION CMN (LMT) 440 00 108 4600 47,722 40 75 4790 33,210 75 14,511 65 42412 2,02400

LOEWS CORPORATION CMN (L) 680 00 44 4000 30,192 00 17 9696 12,219 32 17,972 68 05631 170 00

LORILLARD, INC CMN (LO) 580 00 43 6800 25,334 40 24 8868 14,434 34 10,900 06 50366 1,27600 •

LOWES COMPANIES INC CMN (LOW) 1,70000 40 9000 69,530 00 24 8634 42,267 78 27,262 22 17604 1,22400

LULULEMON ATHLETICA INC CMN (LULU) 200 00 65 5000 13,100 00 54 0371 10,807 42 2,292 58

M&T BANK CORPORATION CMN (MTB) 280 00 111 7500 31,290 00 77 7568 21,771 90 9,51810 25056 784 00

MACY'S INC CMN (M) 640 00 48 0000 30,720 00

160 00

22 9517 14,689 09 16,030 91 20833 640 00

MAGNA INTERNATIONAL INC CMN (MGA) 400 00 71 2200 28,488 00 49 5881 19,835 25 8,65275 1 7972 512 00

MARATHON OIL CORPORATION CMN (MRO) 1,06000 34 5800 36,654 80 25 6155 27,152 43 9,50237 1 9665 720 80

MARATHON PETROLEUM CORPORATION CMN (MPC) 520 00 71 0600 36,951 20 33 2822 17,306 76 19,644 44 1 9702 728 00

MARRIOTT INTERNATIONAL, INC CMN CLASS A (MAR) 360 00 40 3700 14,533 20 35 5427 12,795 37 1,73783 1 6844 244 80

MARSH & MCLENNAN CO INC CMN (MMC) 1,22000 39 9200 48,702 40 30 9776 37,792 68 10,909 72 2 5050 1,22000

MARVELL TECHNOLOGY GROUP LTD CMN (MRVL) 740 00 11 7100 8,66540

44 40

20 3903 15,088 82 (6,423 42) 20495 177 60


The Duffield Family Foundation DBA Meddle's Fund EIN 94-3362163 Year Ended June 30, 2013


Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


MASTERCARD INCORPORATED CMN CLASS A (MA) 160 00 574 5000 91,920 00 234 2219 37,475 50 54,444 50 04178 384 00

MATTEL, INC CMN (MAT) 460 00 45 3100 20,842 60 24 5755 11,304 74 9 ,53786 31781 662 40

MAXIM INTEGRATED PRODUCTS INC CMN (MXIM) 480 00 27 7800 13,334 40 25 3516 12,168 78 1,16562 34557 460 80

MC DONALDS CORP CMN (MCD) 1,53000 99 0000 151,470 00 27 8060 42,54318 108,926 82 31111 4,71240

MCCORMICK & CO NON VTG SHRS CMN (MKC) 160 00 70 3600 11,257 60 30 9374 4,94998 6,30762 19329 217 60

MCGRAW-HILL COMPANIES INC CMN (MHFI) 600 00 531900 31,914 00 40 9194 24,551 64 7,36236 21057 672 00

MCKESSON CORPORATION CMN (MCK) 360 00 114 5000 41,220 00

72 00

73.6572 26,516 59 14,703 41 06987 288 00

MDU RESOURCES GROUP INC CMN (MDU) 360 00 25 9100 9,32760

6210

20 2530 7,29108 2,03652 26631 248 40

MEAD JOHNSON NUTRITION COMPANY CMN (MJN) 300 00 79 2300 23,769 00

102 00

56 4978 16,949 35 6,81965 1 7165 408 00

MEADWESTVACO CORP CMN (MWV) 260 00 34 1100 8,86860 23 6733 6,15507 2,71353 29317 260 00

MEDTRONIC INC CMN (MDT) 1,62000 51 4700 83,381 40 371722 60,218 97 23,162 43 21760 1,81440

MELCO CROWN ENTERTAINMENT LIMI ADR CMN IMPEL) 380 00 22 3600 8,49680 69919 2,65692 5,83988

MERCK & CO, INC CMN (MRK) 4,64000 46 4500 215,528 00

1,99520

32 2084 149,446 93 66,081 07 37029 7,98080

METLIFE, INC CMN (MET) 2,620 00 45 7600 119,891 20 35 5771 93,211 87 26,679 33 24038 2,882 00

MGM RESORTS INTERNATIONAL CMN (MGM) 600 00 14 7800 8,86800 15 0188 9,01128 (14328) •

MICHAEL KORS HOLDINGS LIMITED CMN (KORS)

MICROCHIP TECHNOLOGY CMN (MCHP)

260 00

200 00

62 0200

37 2500

16,125 20

7,45000

53 3617

34 4597

13,874 04

6,891 94

2,251 16

558 06 3 7960 282 80

MICRON TECHNOLOGY, INC CMN (MU) 1,64000 14 3300 23,501 20 70683 11,591 94 11,909 26

MICROSOFT CORPORATION CMN (MSFf) 11,580 00 34 5450 400,031 10 22 4936 260,47619 139,554 91 26632 10,653 60

MOHAWK INDUSTRIES INC COMMON STOCK (MHK) 80.00 112.4900 8,999.20 57.9283 4,634.27 4,364.93

MOLEX INC CMN (MOLX) 180 00 29 3400 5,281 20320

24 2130 4,35834 922 86 32720 172 80


XX659-3



Statement Detail





Market Value /


Unrealized

Gain ( Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


MOLSON COORS BREWING CO CMN CLASS B (TAP) 200 00 47 8600 9,57200 44 3024 8,86048 711 52 26745 256 00

MONDELEZ INTERNATIONAL, INC CMN (MDLZ) 3,52000 28 5300 100,425 60

457 60

20 2635 71,327 50 29,09810 1 8226 1,83040

MONSANTO COMPANY CMN (MON) 800 00 98 8000 79,040 00 71 7935 57,434 77 21,605 24 15182 1,200 00

MONSTER BEVERAGE CORP CMN (MNST) 220 00 60 8300 13,382 60 42 9775 9,45505 3,927 55

MOODYS CORP CMN (MCO) 420 00 60 9300 25,590 60 35 5353 14,924 83 10,665 77 13130 336 00

MORGAN STANLEY CMN (MS) 3,34000 24 4300 81,596 20 20 4328 68,245 40 13,350 80 08187 668 00

MOTOROLA SOLUTIONS INC CMN (MSI) 420 00 57 7300 24,246 60109 20

46 6914 19,610 40 4,63620

MURPHY OIL CORPORATION CMN (MUR) 300 00 60 8900 18,267 00 69 5752 20,872 55 (2,605 55) 20529 375 00

MYLAN INC CMN (MYL) 640 00 31 0300 19,859 20 22 2882 14,264 47 5,59473

NABORS INDUSTRIES LTD CMN (NBR) 500 00 15 3100 7,65500 20 4871 10,243 56 (2,588 56) 10451 80 00

NASDAQ OMX GROUP, INC CMN (NDAQ) 180 00 32 7900 5,90220 28 6020 5,14836 753 84 1 5858 93 60

NATIONAL FUEL GAS CO CMN (NFG) 160 00 57 9500 9,27200

60 00

60 7126 9,71402 (442 02) 25884 240 00

NATIONAL OILWELL VARCO, INC COMMON STOCK CMN

(NOV)

660 00 68 9000 45,474 00 67 7726 44,729 90 744 10 1 5094 686 40

NETAPP, INC CMN (NTAP) 560 00 37 7800 21,156 80 54 3703 30,447 38 (9,290 58) 1 5881 336 00

NEW YORK COMMUNITY BANCORP INC CMN (NYCB) 740 00 14 0000 10,360 00 12 7867 9,46216 897 84 7 1429 740 00

NEWELL RUBBERMAID INC CMN (NWL) 440 00 26 2500 11,550 00 17 7309 7,801 60 3,74840 22857 264 00

NEWFIELD EXPLORATION CO CMN (NFX) 160 00 23 8900 3,82240 68 4933 10,958 93 (7,136 53)

NEWMONT MINING CORPORATION CMN (NEM) 760 00 29 9500 22,762 00 43 8680 33,339 68 (10,577 68) 46745 1,06400

NEXTERA ENERGY, INC CMN (NEE) 660 00 81 4800 53,776 80 54 6646 36,078 61 17,69819 32401 1,74240

NIKE CLASS-B CMN CLASS B (NKE) 1,10000 63 6800 70,048 00

231.00

41 0270 45,129 72 24,918 28 13191 924 00

NISOURCE INC CMN (NI) 680 00 28 6400 19,475 20 19 6345 13,351 46 6,12374 34916 680 00

NOBLE ENERGY INC CMN INBL) 560 00 60 0400 33,622 40 42 7 8 1 7 23,957 7 4 9,664 66 09327 313 60

NORDSTROM INC CMN (JWN) 260 00 59 9400 15,584 40 41 2126 10,715 28 4,86912 20020 312 00

NORFOLK SOUTHERN CORPORATION CMN (NSC( 480 00 72 6500 34,872 00 641560 30,794 88 4,077 12 27529 960 00

NORTHEAST UTILITIES CMN (NU) 380 00 42 0200 15,967 60 38 1903 14,512 33 1,45527 34983 558 60




Statement Detail





Market Value


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


NORTHERN TRUST CORP CMN (NTRS) 520 00 57 9000 30,108 00

161 20

47 5635 24,733 00 5,37500 21416 644 80

NORTHROP GRUMMAN CORP CMN (NOC) 360 00 82 8000 29,808 00 63 2722 22,777 98 7,030 02 2 9469 878 40

NRG ENERGY, INC CMN (NRG) 500 00 26 7000 13,350 00 20 8649 10,432 45 2,917 56 1 7978 240 00

NUANCE COMMUNICATIONS, INC CMN (NUAN) 400 00 18 4000 7,36000 25 5111 10,204 44 (2,844 44)

NUCOR CORPORATION CMN (NUE) 480 00 43 3200 20,793 60

176 40

421052 20,210 48 58312 3 3934 705 60

NVIDIA CORP CMN (NVDA) 1,00000 14 0400 14,040 00 18 9799 18,979 94 (4,939 94) 21368 300 00

NYSE EURONEXT CMN (NYX) 500 00 41 4000 20,700 00 26 3848 13,192 41 7,507 59 28986 600 00

O'REILLY AUTOMOTIVE INC CMN (ORLY) 156 00 112 6200 17,568 72 261771 4,08363 13,48510

OCCIDENTAL PETROLEUM CORP CMN (OXY) 1,24000 89 2300 110,645 20

793 60

94 4345 117,098 76 (6,453 56) 28690 3,17440

OMNICOM GROUP CMN (OMC) 460 00 62 8700 28,920 20184 00

45 3563 20,863 88 8,056 32 25449 736 00

ONEOK INC CMN (OKE) 340 00 41 3100 14,045 40 29 4431 10,010 66 4,03474 34858 489 60

ORACLE CORPORATION CMN (ORCL) 5,68000 30 7100 174,432 80 28 7810 163,476 08 10,956 72 15630 2,72640

P G & E CORPORATION CMN (PCG) 700 00 45 7300 32,011 00

318 50

43 5681 30,497 67 1,51333 39799 1,27400

PACCAR INC CMN (PCAR) 600 00 53 6600 32,196 00 54 6462 32,787 70 (591 70) 1 4909 480 00

PALL CORP CMN (PLL) 160 00 66 4300 10,628 80 49 5839 7,93342 2,69538 15053 160 00

PARKER-HANNIFIN CORP CMN (PH) 232 00 95 4000 22,132 80 54 4945 12,642 72 9,49009 1 8868 417 60

PARTNERRE LTD BERMUDA CMN (PRE) 140 00 90 5600 12,678 40 77 8540 10,899 56 1,77884 28269 358 40

PAYCHEX, INC CMN (PAYX) 420 00 36 5100 15,334 20 33 4639 14,054 84 1,27936 38346 588 00

PEABODY ENERGY CORPORATION CMN (BTU) 420 00 14 6400 6,14880 59 4582 24,972 43 (18,823 63) 23224 142 80

PEOPLES UNITED FINANCIAL INC CMN (PBCT) 300 00 14 9000 4,47000 13 7812 4,13436 335 64 4 3624 195 00

PEPCO HOLDINGS INC CMN (POM) 200 00 201600 4,03200 21 9965 4,39930 (367 30) 53571 216 00


XX659-3



Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


PEPSICO INC CMN (PEP) 2,34000 81 7900 191,388 60 64 6119 151,191 83 40,196 77 2 7754 5,311 80

PERRIGO COMPANY CMN (PRGO) 120 00 121 0000 14,520 00 68 7737 8,25285 6,267 15 02975 43 20

PETSMART, INC CMN (PETM) 140 00 66 9900 9,37860 69 0645 9,66903 (29043) 09852 92 40

PFIZER INC CMN (PFE) 11,070 00 28 0100 310,070 70 16 3114 180,566 70 129,504 00 34273 10,627 20

PHILIP MORRIS INTL INC CMN (PM) 2,54000 86 6200 220,014 80

2,15900

56 4648 143,420 59 76,594 21 39252 8,63600

PHILLIPS 66 CMN (PSX) 970 00 58 9100 57,142 70 30 7976 29,873 72 27,268 98 21219 1,21250

PIONEER NATURAL RESOURCES CO CMN (PXD) 200 00 144 7500 28,950 00 88 7572 17,751 44 11,198 56 00553 16 00

PNC FINANCIAL SERVICES GROUP CMN (PNC) 1,18000 72 9200 86,045 60 55 0551 64,964 99 21,080 61 24136 2.07680

PPG INDUSTRIES, INC CMN (PPG) 220 00 146 4100 32,210 20 80 9321 17,805 06 14,40514 1 6666 536 80

PPL CORPORATION CMN (PPL) 900 00 30 2600 27,234 00

330 75

28 6900 25,821 02 1,41298 48579 1,32300

PRAXAIR, INC CMN SERIES (PX) 440 00 1151600 50,670 40 91 4132 40,221 81 10,448 59 20841 1,05600

PRECISION CASTPARTS CORP CMN (PCP) 220 00 226 0100 49,722 20

6 60

144 4810 31,785 82 17,936 38 00531 26 40

PRICE T ROWE GROUP INC CMN (TROW) 680 00 73 2000 49,776 00 60 3419 41,032 48 8,74352 20765 1,03360

PRICELINE COM INC CMN (PCLN) 80 00 826 6700 66,133 60 436 5340 34,922 72 31,210 88

PROCTER & GAMBLE COMPANY (THE) CMN (PG) 4,200 00 76 9900 323,358 00 62 6151 262,983 58 60,374 42 31251 10,105 20

PROGRESSIVE CORPORATION (THE) CMN (PGR) 1,16000 25 4200 29,487 20 19 9167 23,103 41 6,38379 1 1192 330 02

PRUDENTIAL FINANCIAL INC CMN (PRU) 1,14000 73 0300 83,254 20 54 9861 62,68419 20,570 01 21909 1,82400

PUBLIC-SVC ENTERPRISE GROUP HOLDING CO (PEG) 960 00 32 6600 31,353 60 32 3302 31,037 02 316 58 44091 1,38240

PVH CORP CMN (PVH) 120 00 125 0500 15,006 00 103 6126 12,433 51 2,57249 01200 18 00

OEP RESOURCES, INC CMN (QEP) 280 00 27 7800 7,77840 17 4787 4,89404 2,884 36 02880 22 40

QUALCOMM INC CMN (QCOM) 2,62000 61 0900 160,055 80 51 2569 134,293 04 25,762 76 22917 3,66800

QUANTA SERVICES INC CMN (PWR) 28000 26 4600 7,40880 221565 6,203 82 1,204 98

QUEST DIAGNOSTICS INCORPORATED CMN (DGX) 220 00 60 6300 13,338 60

66 00

53 8494 11,846 86 1,491 74 1 9792 264 00

RACKSPACE HOSTING, INC CMN (RAX) 160 00 37 8900 6,06240 67 8858 10,861 72 (4,799 32)

RALPH LAUREN CORP CMN CLASS A (RL) 100 00 173 7400 17,374 00

40 00

104 7028 10,470 28 6,90372




Statement Detail





Market Value/


Unrealized

Gain ( Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


RANGE RESOURCES CORPORATION CMN (RRC) 260 00 77 3200 20,103 20 46 5008 12,090 20 8,01300 02069 41 60

RAYTHEON CO CMN (RTN) 480 00 661200 31,737 60 52 2734 25,091 23 6,64637 33273 1,05600

REALOGY HLDGS CORP CMN (RLGY) 280 00 48 0400 13,451 20 52 3723 14,664 24 (1,213 04)

RED HAT, INC CMN (RHT) 280 00 47 8200 13,389 60 43 9031 12,292 87 1,09673

REGENERON PHARMACEUTICAL INC CMN (REGN) 120 00 224 8800 26,985 60 54 9563 6,59476 20,390 84

REGIONS FINANCIAL CORPORATION CMN (RF) 3,32000 95300 31,639 60

99 60

44189 14,670 66 16,968 94 12592 398 40

REPUBLIC SERVICES INC CMN (RSG) 480 00 33 9400 16,291 20

112 80

30 6268 14,700 86 1,59034 27696 451 20

REYNOLDS AMERICAN INC CMN (RAI) 520 00 48 3700 25,152 40

327 60

34 4064 17,891 35 7,26105 62022 1,56000

ROBERT HALF INTL INC CMN (RHI) 220 00 33 2300 7,31060 26 2315 5,77093 1,53967 1 9260 140 80

ROCKWELL AUTOMATION INC CMN (ROK) 220 00 831400 18,290 80 70 4757 15,504 66 2,78614 2 5018 457 60

ROCKWELL COLLINS, INC CMN (COL) 220 00 63 4100 13,950 20 57 3859 12,624 89 1,32531 1 8924 264 00

ROPER INDS INC (NEW) CMN (ROP) 140 00 124 2200 17,390 80 74 5146 10,432 04 6,95876 05313 92 40

ROSS STORES,INC CMN (ROST) 320 00 64 8100 20,739 20 32 4591 10,386 92 10,352 28 1 0492 217 60

SAFEWAY INC CMN (SWY) 380 00 23 6600 8,99080

76 00

20 8418 7,91988 1,07092 33812 304 00

SAIC, INC CMN (SAI) 300 00 13 9300 4,17900 141882 4,25646 (77 46) 34458 144 00 •

SALESFORCE COM, INC CMN (CRM) 820 00 381800 31,307 60 33 2107 27,232 79 4,07481

SANDISK CORP CMN (SNDK) 360 00 61 1000 21,996 00 50 0095 18,003 43 3,992 57

SBA COMMUNICATIONS CORP CMN (SBAC) 200 00 741200 14,824 00 53 5734 10,714 69 4,10931

SCANA CORP CMN (SCG) 180.00 491000 8,838.00

9135

52 3637 9,42547 (587 47) 41344 365.40

SCHLUMBERGER LTD CMN (SL13) 2,04000 71 6600 146,186 40

637 50

82 0609 167,404 21 (21,217 81) 1 7443 2,55000


XX659-3



Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


SCRIPPS NETWORKS INTERACTIVE, CMN CLASS A (SNI) 100 00 66 7600 6,67600 47 6365 4,76365 1,91235 08987 60 00

SEARS HOLDINGS CORPORATION CMN (SHLD) 60 00 42 0800 2,52480 81 0665 4,863 99 (2,33919) •

SEMPRA ENERGY CMN (SRE) 360 00 81 7600 29,433 60

226 80

53 5643 19,283 16 10,150 44 30822 907 20

SHERWIN-WILLIAMS CO CMN (SHW) 120 00 176 6000 21,192 00 95 3428 11,441 14 9,75086 1 1325 240 00

SIGMA-ALDRICH CORPORATION CMN (SIAL) 140 00 80 4200 11,258 80 63 6432 8,91005 2,34876 1 0694 120 40

SIRIUS XM RADIO INC CMN (SIRI) 5,16000 33500 17,286 00 1 4979 7,72931 9,55669

SOUTHWEST AIRLINES CO CMN (LUV) 1,30000 12 8900 16,757 00 84877 11,034 01 5,722 99 12413 208 00

SOUTHWESTERN ENERGY CO CMN (SWN) 540 00 36 5300 19,726 20 381615 20,607 21 (881 01)

SPECTRA ENERGY CORP CMN (SE) 920 00 34 4600 31,703 20 25 7647 23,703 53 7,99967 35403 1,12240

SPRINT NEXTEL CORPORATION CMN (S_130711) 4,78000 7 0200 33,555 60 2 9953 14,317 41 19,23819

ST JUDE MEDICAL INC CMN (STJ) 440 00 45 6300 20,077 20

110 00

42 0804 18,515 38 1,561 82 21915 440 00

STANLEY BLACK & DECKER INC CMN (SWK) 260 00 77 3000 20,098 00 66 2862 17,234 41 2,863 59

STAPLES, INC CMN (SPLS) 1,08000 15 8700 17,139 60

129 60

20 9687 22,646 21 (5,506 61) 30246 518 40

STARBUCKS CORP CMN (SBUX) 1,12000 65 5100 73,371 20 32 7040 36,628 49 36,742 71 12822 940 80

STARZ CMN CLASS A (STRZA) 160 00 221000 3,53600 22 6378 3,62205 ( 86 05)

STATE STREET CORPORATION (NEW) CMN (STT) 1,12000 65 2100 73,035 20

291 20

44 3709 49,695 43 23,339 77 15948 1,164 80

STERICYCLE INC CMN (SRCL) 100 00 110 4300 11,043 00 88 0735 8,80735 2,23565

STRYKER CORP CMN (SYK) 460 00 64 6800 29,752 80

121 90

32 7980 15,087 08 14,665 72 1 6388 487 60

SUNTRUST BANKS INC $1 00 PAR CMN (STI) 1,26000 31 5700 39,778 20 29 3345 36,961 48 2,81672 12670 504 00

SYMANTEC CORP CMN (SYMC) 1,14000 22 4800 25,627 20 17 4588 19,903 03 5,724 17 26690 684 00

SYSCO CORPORATION CMN (SYY) 860 00 34 1600 29,377 60 28 3876 24,413 35 4,96425 32787 963 20

TARGET CORPORATION CMN (TGT) 1,02000 68 8600 70,237 20 54 3670 55,454 35 14,782 85 2 4978 1,754 40

TO AMERITRADE HOLDING CORP CMN (AMTD) 840 00 24 2900 20,403 60 17 7840 14,938 56 5,46504 1 4821 302 40

TERADATA CORPORATION CMN (TDC) 240 00 50 2300 12,055 20 45 7082 10,969 97 1,08523

TEXAS INSTRUMENTS INC CMN (TXN) 1,70000 34 8500 59,245 00 33 6138 57,143 51 2,101 49 32138 1,90400


Schedules Attached to 2012 Form 990-PFThe Duffield Famtty Foundation DBA Maddie 's Fund E1N 94-3362163 Year Ended June 30, 2013 Detail Supporting Statements 11 and 12

Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend

Yield

Estimated

Annual Income


TEXTRON INC DEL CMN (TXT) 420 00 26 0500 10,941 00

840

25 2155 10,590 51 350 49 03071 33 60

THE BANK OF NY MELLON CORP CMN (BK) 3,12000 28 0500 87,516 00 23 4564 73,18406 14,331 94 2 1390 1,87200

•

THE HERSHEY COMPANY CMN (HSY) 180 00 89 2800 16,070 40 61 8561 11,134 10 4,93630 1 8817 302 40

THE MOSAIC COMPANY CMN (MOS) 420 00 53 8100 22,600 20 57 8909 24,314 16 (1,713 96) 4 1442 936 60

THE SOUTHERN CO CMN (SO) 1,28000 441300 56,486 40 34 6342 44,331 82 12,154 58 46000 2,59840

THE TRAVELERS COMPANIES, INC CMN (TRV) 840 00 79 9200 67,132 80 58 9790 49,542 35 17,590 46 2 5025 1,68000

THE WILLIAMS COMPANIES, INC CMN (WMB) 1,08000 32 4700 35,067 60 23 0895 24,936 67 10,130 93 43425 1,52280

THERMO FISHER SCIENTIFIC INC CMN (TMO) 560 00 84 6300 47,392 8084 00

51 0370 28,580 72 18,812 08 07090 336 00

TIFFANY & CO CMN (TIF) 200 00 72 8400 14,568 00

68 00

57 6671 11,533 42 3,03458 18671 272 00

TIME WARNER CABLE INC CMN (TWC) 460 00 112 4800 51,740 80 65 3836 30,076 46 21,664 34 23115 1,196 00

TIME WARNER INC CMN (TWX) 1,44000 57 8200 83,260 80 33 0017 47,522 38 35,738 42 1 9889 1,65600

TJX COMPANIES INC (NEW) CMN (TJX) 1,12000 50 0600 56,067 20 22 9063 25,655 00 30,412 20 1 1586 649 60

TORCHMARK CORP CMN (TMK) 150 00 651400 9,771 00 50 0959 7,51439 2,25661 10439 102 00

TRACTOR SUPPLY CO CMN (TSCO) 100 00 117 5480 11,754 80 100 9207 10,092 07 1,66273 08847 104 00TRANSDIGM GROUP INCORPORATED CMN (TOG) 60 00 156 7700 9,40620 143 5548 8,61329 792 91

TRANSOCEAN LTD CMN (RIG) 580 00 47 9500 27,811 00 54 5767 31,654 50 (3,843 50) 46715 1,29920 •

TRIMBLE NAVIGATION LTD CMN (TRMB) 366 00 25 9900 9,51234 11 2849 4,13026 5,382 08

TWENTY-FIRST CENTURY FOX, INC CMN CLASS A(NWSA_130701)

3,10000 32 5800 100,998 00 14 0782 43,642 42 57,355 58 05218 527 00

TYSON FOODS INC CL-A CMN CLASS A (TSN) 380 00 25 6800 9,75840 17 0964 6,49663 3,261 77 07788 76 00

U.S BANCORP CMN (USB) 4,12000 361500 148,938 00

947 60

26 5256 109,285 59 39,652 41 25450 3,79040

UNION PACIFIC CORP CMN (UNP) 720 00 154 2800 111,081 60496 80

96 6322 69,57516 41,506 45 1 7890 1,98720


XX659-3



Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


UNITED CONTINENTAL HOLDING INC CMN (UAL) 520 00 31 2900 16,270 80 18 8772 9,81614 6,454 66

UNITED PARCEL SERVICE, INC CLASS B COMMON STOCK(UPS)

1,12000 86 4800 96,857 60 68 9333 77,205 29 19,652 31 28677 2,77760 •

UNITED TECHNOLOGIES CORP CMN (UTX) 1,30000 92 9400 120,822 00 38 0500 49,465 00 71,357 00 23026 2,78200

UNITEDHEALTH GROUP INCORPORATE CMN (UNH) 1,58000 65 4800 103,458 40 40 2518 63,597 86 39,860 54 17104 1,76960

UNUM GROUP CMN (UNM) 820 00 29 3700 24,083 40 23 8514 19,55815 4,52525 17705 426 40

URBAN OUTFITTERS INC CMN (URBN) 160 00 40 2200 6143520 36 1031 5,77649 658 71

VALERO ENERGY CORPORATION CMN (VLO) 860 00 34 7700 29,902 20 22 5369 19,381 75 10,520 45 23008 688 00

VARIAN MEDICAL SYSTEMS INC CMN (VAR) 160 00 67 4500 10,792 00 30 0620 4,80992 5,98208

VERISIGN INC CMN (VRSN) 200 00 44 6600 8,932 00 31 3586 6,271 73 2,66027

VERISK ANALYTICS INC CMN CLASS A (VRSK) 240 00 59 7000 14,328 00 41 3796 9,931 11 4,39689

VERIZON COMMUNICATIONS INC CMN (VZ) 4,42000 50 3400 222,502 80 35 5559 157,156 97 65,345 83 40922 9,10520

VERTEX PHARMACEUTICALS INC CMN (VRTX) 340 00 80 0600 27,220 40 39 5676 13,452 99 13,767 41

VF CORP CMN (VFC) 140 00 193 0600 27,028 40 58 3516 8,16922 18,85918 1 8025 487 20

VIACOM INC CMN CLASS B (VIAB) 700 00 68 0300 47,621 00

21000

41 5079 29,055 53 18,565 47 1 7639 840 00

VISA INC CMN CLASS A (V) 780 00 182 7500 142,545 00 70 6503 55,107 21 87,437 79 07223 1,02960

VMWARE INC CMN CLASS A (VMW) 140 00 66 9900 9,37860 96 3154 13,484 15 (4,105 55)

VULCAN MATERIALS CO CMN (VMC) 220 00 48 4100 10,650 20 40 6048 8,93306 1,71714 00826 8 80 •

W W GRAINGER INCORPORATED CMN (GWW) 88 00 2521800 22,191 84 112 0799 9,86304 12,328 81 1 4751 327 36

WADDELL & REED FIN, INC CLASS A COMMON (WDR) 185 00 43 5000 8,047 50 10 3364 1,91224 6,13526 25747 207 20

WAL MART STORES INC CMN (WMT) 2,56000 74 4900 190,694 40 50 6900 129,766 53 60,927 88 25238 4,81280

WALGREEN CO CMN (WAG) 1,34000 44 2000 59,228 00 41 2928 55,332 38 3,89562 28507 1,68840

WALT DISNEY COMPANY (THE) CMN (DIS) 2,74000 631500 173,031 00 391770 107,345 05 65,685 95 11876 2,05500

WASTE MANAGEMENT INC CMN (WM) 680.00 40.3300 27,424.40 37.1059 25,232.03 2,192 37 3.6201 992.80

WATERS CORPORATION COMMON STOCK (WAT) 140 00 100 0500 14,007 00 75 9590 10,634 26 3,37274

WEATHERFORD INTERNATIONAL LTD CMN (WFT) 1,24000 13 7000 16,988 00 20 2843 25,152 58 (8,164 58)

WELLPOINT, INC CMN (WLP) 480 00 81 8400 39,283 20 62 5163 30,007 80 9,27540 18328 720 00

WELLS FARGO & CO (NEW) CMN (WFC) 1 0,900 00 41 2700 449,843 00 28 2911 308,372 73 141,470 27 29077 13,080 00

Portlolio No : XXX•XX659.3 XX659-3Page 27 of 449



Statement Detail






Gain (Loss)

Dividend Estimated

Yield Annual Income


WESTERN DIGITAL CORPORATION CMN (WDC) 320 00 62 0900 19,868 80

80 00

28 4877 9,11608 10,752 73 1 6106 320 00

•

WESTERN UNION COMPANY (THE) CMN (WU) 960 00 171100 16,425 60 19 0815 18,318 24 (1,892 64) 29223 480 00WHIRLPOOL CORP CMN (WHR) 120 00 114 3600 13,723 20 87 7915 10,534 98 3,18822 2 1861 300 00

WHITING PETROLEUM CORPORATION CMN (WLL) 160 00 46 0900 7,374 40 44 6020 7,13632 238 08

WHOLE FOODS MARKET INC CMN (WFM) 520 00 51 4800 26,769 60 261008 13,572 39 13,197 21 07770 208 00

WINDSTREAM CORPORATION CMN (WIN) 820 00 77100 6,32220

205 00

11 3685 9,322 14 (2,999 94) 12 9702 820 00

WISCONSIN ENERGY CORP(HLDG CO) CMN (WEC) 220 00 40 9900 9,017 80 42 6760 9,38873 (370 93) 33179 299 20

WYNDHAM WORLDWIDE CORP CMN (WYN) 220 00 57 2300 12,590 60 32 7601 7,207 23 5,38337 20269 255 20

WYNN RESORTS, LIMITED CMN (WYNN) 140 00 127 9700 17,915 80 114 0687 15,969 62 1,94618 3 1257 560 00

XCEL ENERGY INC CMN (XEL) 560 00 28 3400 15,870 40156 80

281825 15,782 20 88 20 39520 627 20

XEROX CORPORATION CMN (XRX) 2,00000 90700 18,140 00

115 00

11 2247 22,449 40 (4,309 40) 25358 460 00

XILINX INCORPORATED CMN (XLNX) 360 00 39 6100 14,259 60 34 1439 12,291 80 1,96780 25246 360 00

XYLEM INC CMN (XYL) 300 00 26 9400 8,08200 33 6419 10,092 57 (2,010 57) 1 7283 139 68

YAHOO INC CMN (YHOO) 1,52000 251300 38,197 60 16 0292 24,364 35 13,83325

YUM BRANDS, INC CMN (YUM) 680 00 69 3400 47,151 20 48 3432 32,873 37 14,277 83

•

1 9325 911 20

ZIMMER HLDGS INC CMN (ZMH) 280 00 74 9400 20,983 20

56 00

55 8595 15,640 66 5,34254 1 0675 224 00

THE HOME DEPOT, INC CMN (HD) 2,30000 77 4700 178,181 00 35 7225 82,161 75 96,019 25 20137 3,588 00AMERICAN CAPITAL AGENCY CORP CMN (AGNC) 860 00 23 0100 19,788 60

903 00

31 0461 26,699 65 (6,911 05) 18 2529 3,61200

AMERICAN TOWER CORPORATION CMN (AMT) 880 00 731700 64,389 60237 60

54 5582 48,011 19 16,378 41 12573 809 60

Portfolio No - XXX-XX659.3 Page 28 of 449

XX659-3



Statement Detail





Market Value /


Unrealized

Gain ( Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


ANNALY CAPITAL MANAGEMENT, INC CMN (NLY) 2,22000 12 5700 27,905 40

888 00

15 4550 34,310 07 (6,404 67) 12 7287 3,55200

AVALONBAY COMMUNITIES INC CMN (AVB) 240 00 134 9100 32,378 40

256 80

120 0622 28,814 93 3,56347

•

31725 1,02720

BOSTON PROPERTIES INC COMMON STOCK (BXP) 360 00 105 4700 37,969 20234 00

93 6675 33,720 29 4,24891 24652 936 00

DEXUS PROPERTY GROUP UNITS FULLY PAID STAPLED

('DXSAU)

23,277 00 09799 22,810 27

464 09

08610 20,042 00 2,76827 56075 1,27908

EQUITY RESIDENTIAL CMN (EQR) 740 00 58 0600 42,964 40296 00

52 9724 39,199 59 3,76481 27558 1,18400

FEDERAL RLTY INVT TR SBI CMN (FRT) 80 00 103 6800 8,29440

58 40

111 9976 8,959 81 (66541) 2 8164 233 60

GENERAL GROWTH PROPERTIES INC CMN (GGP) 860 00 19 8700 17,088 20 14 7470 12,682 44 4,40576 24157 412 80

GOODMAN PROPERTY TRUST CMN ("MGPNZ) 30,950 00 07987 24,719 86 08171 25,290 65 (570 78)

HCP, INC CMN (HCP) 1,00000 45 4400 45,440 00 40 7874 40,787 42 4,652 58 46215 2,10000

HEALTH CARE REIT INC (DEL) CMN (HCN) 640 00 67 0300 42,899 20 60 3052 38,595 35 4,30385 45651 1,95840

KIWI INCOME PROPERTY TRUST CMN (-KIPTF) 22,280 00 08258 18,399 80 08528 18,999 91 (60012) 65352 1,202 47

LEND LEASE CORP (ORD) ORDINARY FULLY PAID ('LENF) 1,96400 76473 15,019 23 97829 19,213 60 (4,194 37) 52695 791 43

MACERICH COMPANY CMN (MAC) 300 00 60 9700 18,291 00 501818 15,054 55 3,23645 36052 696 00 •

PLUM CREEK TIMBER COMPANY INC CMN (PCL) 400 00 46 6700 18,668 00 44 9601 17,984 05 683 95 37712 704 00

PROLOGIS INC CMN (PLD) 1,13200 37 7200 42,699 04 301392 34,117 53 8,581 51 29692 1,26784

REGENCY CTRS CORP CMN (REG) 140 00 50 8100 7,11340 38 7864 5,43009 1,68331 36410 259 00

SL GREEN REALTY CORP CMN (SLG) 200 00 881900 17,638 0066 00

691718 13,834 36 3,80364 1 4968 264 00

UDR INC CMN (UDR) 520 00 25 4900 13,254 80 24 4799 12,729 54 525 26 36877 488 80

VENTAS, INC. CMN (VTR) 660 00 69 4600 45,843 60 59 0921 39,000 80 6,84280 38583 1,76880

VORNADO REALTY TRUST CMN (VNO) 400.00 82.8500 33,140.00 80.5705 32,22818 911.82 3.5244 1,16800

WEYERHAEUSER COMPANY CMN (WY) 1,22000 28 4900 34,757 80 19 9114 24,291 93 10,465 87 28080 976 00

WTS/KINDER MORGAN, INC EXP 05/25/2017 (KMIWS) 1,06800 5 1200 5,468 16 1 9050 2,03454 3,43362

DIGITAL REALTY TRUST, INC CMN (DLR) 260 00 61 0000 15,860 00 67 7282 17,609 33 (1,749 33) 51148 811 20




M Statement Detail





Market Value /


Unrealized

Gain ( Loss)

Dividend

Yield

Estimated

Annual Income

GLOBAL EQUITY

GSAM TAGS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

GPT GROUP (ORO) UNITS FULLY PAID (*GEPTF) 7,28300 35168 25,613 04 31505 22,94516 2,66788 51563 1,32067

HOST HOTELS & RESORTS INC CMN (HST) 1,66000 16 8700 28,004 20

182 60

151580 25,162 32 2,841 88 26082 730 40

KIMCO REALTY CORPORATION CMN (KIM) 820 00 21 4300 17,572 60 17 4110 14,277 05 3,29555 39197 688 80

PUBLIC STORAGE CMN (PSA) 320 00 153 3300 49,065 60 121 0569 38,738 20 10,327 40 32609 1,60000

SIMON PROPERTY GROUP INC CMN (SPG) 720 00 157 9200 113,702 40 115 0146 82,810 53 30,891 87 29129 3,31200

STARWOOD HOTELS & RESORTS CMN (HOT) 300 00 631900 18,957 00 58 7101 17,613 04 1,34396 19782 375 00

77 BANK CMN (J8341( 1,00000 47493 4,74930 40441 4,04406 705 24

A P MOLLER - MAERSK A/S CMN CLASS A (*DAMPF) 1 00 6,744 4119 6,74441 7,804 5680 7,804 57 (1,06016)

A KON KPN N V CMN BEGS / 144A (*KPN) 5,03200 20791 10,461 88 43903 22,092 07 (11,63019)

A P MOELLER - MAERSK A/S CLAS CMN CLASS B (*DSSBF) 2 00 7,163 3194 14,326 64 9,454 7870 18,909 57 (4,582 94)

ABB LTD RG SHS CHF 2 5 VAL 384.662 (*ABBZ) 4,02200 21 7336 87,412 55 23 2308 93,434 44 (6,021 89)

ABERTIS INFRAESTRUCTURAS SA EUR3 00 (`ACESF) 708 00 17 4449 12,351 01 19 6021 13,878 29 (1,527 29)

ACCENTURE PLC CMN (ACN) 1,00000 71 9600 71,960 00 49 8638 49,863 80 22,096 20 22513 1,62000

ACCOR EUR15 00(*ACCRF) 407 00 351958 14,324 68 40 2070 16,364 26 (2,039 58)

ACE LIMITED CMN (ACE) 760 00 89 4800 68,004 80 67 4029 51,22618 16,778 62 22798 1,55040

ACKERMANS & VAN HAAREN NV CMN (*ACMAN) 33 00 83 9049 2,76886 83 2142 2,74607 22 79

ACOM CMN (J8572) 160 00 31 8133 5,09012 15 6521 2,50433 2,58579

ACTIVIDADES DE CONSTRUCCION Y CMN (*ACSSM) 316 00 26 4929 8,371 74 431821 13,645 55 (5,273 81)

ADIDAS AG CMN (*ADIDGR) 744 00 108 2366 80,528 06 77 2135 57,446 86 23,081 20

ADMIRAL GROUP PLC CMN (*ADMLN) 299 00 201861 6,03563 19 9542 5,96630 69 33

ADVANTEST CORP CMN (J6857) 400 00 16 4562 6,58247 16 9911 6,79645 (21398)

AEGON N V CMN (*AEGON) 3,50900 66903 23,476 12 58792 20,630 22 2,84590

AEON CMN (J8267) 1,40000 131286 18,38010 12 6758 17,746 09 634 01

AEON FINANCIAL SERVICE CO, LT ORD CMN (J8570) 300 00 28 3244 8,497 32 18 8957 5,66871 2,82860

AEON MALL CMN (J8905) 200 00 24 7750 4,95500 27 4155 5,48310 (52810)


•

0

XX659-3



M Statement Detail








AGEAS SA/NV CMN (*AGEBU) 465 00 351177 16,329 72 25 7950 11,994 65 4,33507

AGGREKO PLC CMN (*AGKLN) 551 00 24 9778 13,762 75 251265 13,844 71 ( 81 95)

AGL ENERGY LIMITED ORDINARY FULLY PAID (*AGKAU) 1,271 00 13 2614 16,85519 14 9730 19,030 63 (2,175 43) 42818 721 70

AGNICO EAGLE MINES LTD CMN (AEM) 300 00 27 5400 8,26200 60 6067 18,182 00 (9,920 00) 31954 264 00

AGRIUM INC CMN (AGU) 300 00 86 9600 26,088 00

150 00

91 9968 27,599 05 (1,511 05) 22999 600 00

AIA GROUP LIMITED CMN (HK1299) 15,000 00 42351 63,526 55 28071 42,106 74 21,419 80

AIR LIQUIDE (ORD) EUR11 (*AIQUY) 1,12300 123 5075 138,698 88 77 8203 87,39216 51,306 71

AISIN SEIKI CO LTD CMN (J7259) 400 00 38 2667 15,306 66 35 0086 14,003 44 1,30323

AJINOMOTO CO, INC CMN (J2802) 1,00000 14 6815 14,681 49 10 9112 10,911 19 3,77030

AKER SOLUTIONS ASA CMN (*AKVERNO) 338 00 13 6104 4,60033 15 6400 5,28632 (685 99)

AKZO NOBEL N V NLG5 (*AKZOF) 448 00 56 3901 25,262 75 57 6513 25,827 79 (565 04)

ALFA LAVAL AB ORD CMN (*ALFASS) 516 00 20 4257 10,539 64 20 3590 10,505 24 34 40

ALFRESA HOLDINGS CORPORATION CMN (J2784) 100 00 53 5431 5,35431 42 7754 4,27754 1,07677

ALIMENTATION COUCHE-TARD INC CMN (ANCUF) 300 00 59 4167 17,825 01 33 5975 10,079 26 7,74575 04552 81 14

ALLIANZ SE NPV (*ALLVF) 1,61800 1461338 236,444 46 120 7730 195,410 65 41,033 81

ALS LIMITED ORDINARY FULLY PAID (*ALQAU) 762 00 87737 6,68560

18842

96140 7,32584 (640 24) 50104 334 98

ALSTOM CMN EUR 14 (*ALSTOM) 415 00 32 7548 13,593 24 52 9162 21,960 21 (8,366 96)

AMADA LTD CMN (J6113) 1,00000 66047 6,60465 72233 7,22335 (618 69)

AMADEUS IT HOLDING SA CMN (*AMAITHS) 825 00 31 9672 26,372 92 22 7296 18,751 91 7,621 01

AMCOR LTD (ORD) ORDINARY FULLY PAID (*AMCOF) 2,11000 92866 19,594 76 84288 17,784 79 1,80998 37968 743 98

AMEC CMN (*AMEC) 650 00 15 2879 9,937 11

245 21

18 5767 12,074 83 (2,137 72)

AMP LIMITED (AUD) ORDINARY FULLY PAID (*AMP) 5,76000 38923 22,419 76 49369 28,436 73 (6,016 96) 58824 1,31881

ANA HOLDINGS INC CMN )J9202) 3,00000 20772 6,231 57 29566 8,86974 (2,63818)

ANDRITZ AG CMN (*ADTZ) 148 00 51 3258 7,59622 34 0721 5,04268 2,553 55

ANGLO AMERICAN PLC CMN (*AALNWLN) 2,73900 19 2581 52,748 04 37 4853 102,672 32 (49,924 28)

ANHEUSER-BUSCH INBEV S A CMN (*INBR) 2,87200 89 0342 255,706 24 62 2414 178,75716 76,949 07

ANTOFAGASTA PLC ORD GBPO 05 (*ATOF) 772 00 12 0934 9,33609 21 5551 16,640 58 (7,304 48)


The Duffield Family Foundation DBA Maddle's Fund EIN 94-3362163 Year Ended June 30, 2013


Statement Detail






Unrealized Dividend Estimated

Gain (Loss) Yield Annual Income

GLOBAL EQUITY


AON PLC CMN (AON) 700 00 64 3500 45,045 00 51 5718 36,100 27 8,94473

AOZORA BANK CMN (J8304) 2,00000 31259 6,251 73 20941 4,18817 2,06356 •

ARC RES LTD CDA CMN (AETUF) 600 00 26 2138 15,728 28

57 13

26 5361 15,921 66 (193 38) 4 3244 68016

ARM HOLDINGS PLC GBPO 0005 (*ARML) 2,74200 12 0934 33,160 05 86168 23,627 30 9,53275

ASAHI GLASS CO LTD CMN (J5201) 2,00000 65139 13,027 81

243 43

11 6216 23,243 28 (10,215 47)

ASAHI GROUP HOLDINGS LTD CMN (J2502) 1,00000 24 8153 24,815 35

201 31

18 8844 18,884 43 5,93092

ASAHI KASEI CMN (J3407) 2,00000 66147 13,229 47 63624 12,724 71 504 77

ASCIANO LTD STAPLED SECURITIES FULLY PAID (*AIO1) 2,03600 45975 9,36054 48105 9,79410 (433 56) 1 8426 172 48

ASICS CORP CMN (J7936) 400 00 15 8411 6,33643 13 5767 5,43067 905 77

ASM PACIFIC TECHNOLOGY (HK) CMN (HK522) 400 00 11 0164 4,40657 12 1251 4,85004 (44347)

ASML HOLDING N V CMN (*ASMLNVD) 1,492 00 78 9188 117,746 78 51 5967 76,982 29 40,764 49

ASSA ABLOY B SHS SEK1 (*ASSAB) 658 00 391815 25,781 42 16 6646 10,965 30 14,81612

ASSICURAZIONI GENERALI-SOCIETA CMN (*ASSIF) 4,89000 17 4710 85,433 00 17 4645 85,401 39 31 61

ASSOCIATED BRITISH FOODS ORD GBPO 056818 (*ABF) 556 00 26 3925 14,674 21

7479

28 0689 15,606 31 (93210)

ASTELLAS PHARMA CMN (J4503) 900 00 54 3497 48,914 77 37 2415 33,517 32 15,397 45

•

ASTRAZENECA PLC ORD CMN (*ZENF) 2,47300 47 3848 117,182 50 46 2398 114,351 03 2,831 48

ATCO LTD CL-1 CMN CLASS I (ACLLF) 200 00 41 3155 8,26311

35 71

29 8262 5,96525 2,29786 1 6540 136 67

ATHABASCA OIL CORP CMN (ATHOF) 600 00 61988 3,71926 15 6143 9,36858 (5,649 33)

ATLANTIA SPA CMN (*AUTOIM) 726 00 16 3123 11,842 73 15 9580 11,585 52 257 21

ATLAS COPCO AB B SHS CMN CLASS B (*ATLPY) 824 00 21 4395 17,66614 22 0546 18,173 00 (506 86)

ATLAS COPCO AB SER A SEKS (*ATLKY) 1,272 00 241530 30,722 58 24 4649 31,119 39 (396 82)


XX659-3



Statement Detail






Gain ( Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


AURIZON HOLDINGS LTD ORDINARY FULLY PAID (`AZJAU) 1,67500 38099 6,381 57 4 1284 6,91501 (53344) 20913 133 46

AUSTRALIA & NEW ZEALAND BK ORDINARY FULLY PAID(-ANEWY)

5,44900 261747 142,625 983,660 38

12 8995 70,289 27 72,336 71 53184 7,58543 •

AVAGO TECHNOLOGIES LTD CMN (AVGO) 340 00 37 3800 12,709 20 33 6773 11,450 27 1,25893 22472 285 60

AVIVA PC ORD GBPO 25 ('CMMUF) 5,857 00 51659 30,256 84 63266 37,054 98 (6,79815)

AXA CMN ('AXAMF) 6,71500 19 6516 131,960 34 17 0321 114,370 71 17,589 63

BAE SYSTEMS PLC CMN ("BRAE) 6,522 00 5 8261 37,997 95 4 6504 30,329 93 7,668 02

BANCA INTESA SPA RISP NON CNV 0 52 EUR ("BAVRF) 2,703 00 13409 3,624 50 22470 6,073 76 (2,449 26)

BANCA MONTE DEI PASCHI DI SIENA SPA 0 52 EUR ('BMDP) 11,708 00 02539 2,97222 06760 7,91471 (4,942 48)

BANCO BILBAO VIZCAYA ARGENTARIA ("BBVZ) 20,005 00 83905 167,851 71 91202 182,448 83 (14,597 13)

BANCO ESPIRITO SANTO REG SHS EUR5 00 ('ESPIR) 4,422 00 08006 3,54045 12589 5,56668 )2,026 23)

BANCO SANTANDER CENTRAL HISPANO SA EURO 50 ('STD) 38,705 00 63817 247,004 38 8 5634 331,44816 (84,443 77)

BANK HAPOALIM B M (ORD) ORD CMN (`BHAP) 2,05300 45289 9,29790 45912 9,42571 (12782)

BANK LEUMI LE-ISRAEL B M ORD ILS1 ('BKLE) 2,40600 33273 8,00540 42061 10,119 78 (2,114 38)

BANK OF EAST ASIA CMN (HK23) 2,49600 3 6034 8,994 04 1 9304 4,81835 4,17569

BANK OF KYOTO LTD CMN )J8369) 1,00000 83390 8,33901 95788 9,57878 (1,239 77)

BANK OF MONTREAL CMN (BMO) 1,200 00 58 0300 69,636 00 57 7790 69,334 85 301 15 49044 3,41525

BANK OF NOVA SCOTIA CMN (BNS) 2,200 00 53 5500 117,810 00

1,256 89

531912 117,020 70 789 30 43446 5,11833

BANK OF YOKOHAMA CMN (J8332) 2,00000 51627 10,325 44 46754 9,35071 974 74

BARCLAYS PLC ORD 25P CMN ('BACRLN) 20,803 00 42357 88,115 80 42593 88,605 44 (48964)

BARRICK GOLD CORPORATION CMN (ABX) 1,90000 15 7400 29,906 00 31 9619 60,727 68 (30,821 68) 50826 1,52000

BASF SE CMN ('BASFGGR) 3,25900 89 3467 291,180 74 77 6505 253,063 09 38,117 65

BAYER AG CMN ("BAYNAG) 2,96700 106 6614 316,464 34 71 2421 211,375 35 105,088 99

BAYTEX ENERGY TR CMN (BTE) 200 00 36 0400 7,208 00

41.9051 9728 10,394 56 (3,186 56) 71948 518 60

BCE INC CMN (BCE) 500 00 41 0200 20,510 00

277 33

35 5231 17,761 56 2,74844 56637 1,16162

BEIERSDORF AG NPV (*BEIRF) 193 00 87 2246 16,834 35 66 9721 12,925 62 3,90873

BELGACOM SA CMN ('BELGBB) 262 00 22 4376 5,878 64 25 7500 6,74650 (86786)

Portfolio No XXX-XX659.3 XX659-3Page 33 of 449



Statement Detail






Gain (Loss)

Dividend Estimated

Yield Annual Income


BELL ALIANT INC CMN (BLIAF) 200 00 26 9089 5,381 78 26 3959 5,27917 102 61 63959 344 21

BENDIGO BANK LIMITED ORDINARY FULLY PAID ("BEN) 528 00 92225 4,86948 10 5183 5,55366 (684 18) 59583 29014 •

BENESSE HOLDINGS CMN (J9783) 200 00 36 0483 7,209 66 44 0485 8,80971 (1,600 05)

BEZEQ, THE ISRAEL TELECOMMUNICATION CORP LTD ILS1 00

("BEZEQ)

3,61700 13364 4,83378 25874 9,35848 (4,524 70)

BG GROUP PLC CMN ("BG) 6,63300 17 0144 112,856 50 13 3383 88,47313 24,383 37

BHP BILLITON LIMITED ORDINARY FULLY PAID ('BHP) 6,22900 28 7299 178,958 55 191836 119,494 79 59,463 77 35273 6,31233

BILLITON PLC ORD 0 50 ('BLLTF) 4,142 00 25 5862 105,978 24 26 9224 111,512 46 (5,534 22)

BMW-BAYERISCHE MOTOREN WERKE AG EUR1 0 (-BMWF) 1,12400 87 4590 98,303 87 46 8269 52,633 40 45,670 46

BNP PARIBAS EUR4 00 (*BNP) 3,757 00 54 6456 205,303 42 51 4658 193,356 92 11,946 50

BOC HONG KONG (HOLDINGS) LTD CMN (HK2388) 7,50000 30748 23,061 01 23277 17,457 60 5,60341

BOMBARDIER INC CMN CL B (BDRBF) 2,90000 44563 12,92313

70 14

55668 16,143 80 (3,220 67) 20680 267 25

BONAVISTA ENERGY CORP CMN (BNPUF) 300 00 12 9974 3,89922

2000

29 7779 8,93338 (5,03416) 60418 235 58

BORAL LTD (NEW) BB=BLD AU SPLIT FROM ORIGIN ENERGY('BLO)

2,03900 38557 7,861 74 44777 9,13005 (1,268 30) 20190 158 73

BOUYGUES S A (ORD) EUR10 00 (*BOUF) 320 00 25 5295 8,16943 40 3254 12,90414 (4,734 71)

BP PLC SPONSORED ADA CMN (BP) 5,97700 41 7400 249,479 98 46 2177 276,243 01 (26,763 03) 51749 12,910 32

BRAMBLES LIMITED ORD CMN ORDFULLY PAID DEF

SETTLEMENT (*BXBAU)

2,917.00 8.5539 24,951.86 7.1056 20,727.12 4,224.74 2.8373 707.95

BRIDGESTONE CORP CMN (J5108) 1,30000 34 0820 44,306 64

328 64

19 0999 24,829 84 19,476 80

BRITISH AMERICAN TOBACCO ORD GBPO 25 (*BATOB) 3,74600 51 2257 191,891 61 37 2549 139,556 80 52,334 81

BRITISH SKY BROADCASTING GROUP CMN (`BSKYF) 1,78500 12 0477 21,505 23 12 2209 21,814 30 (309 08)

BROOKFIELD ASSET MANAGEMENT IN CMN (BAM) 1,10000 36 0200 39,622 00 30 0783 33,08614 6,53586 16657 660 00

BROOKFIELD OFFICE PROP INC CMN (BPO) 500 00 16 6800 8,34000 16 8741 8,43707 (97 07) 33573 280 00

Portfolio No XXX-XX659.3 Page 34 of 449

XX659-3



Statement Detail



PUBLIC EQUITY (Continued)Market Value / Unrealized Dividend Estimated


GLOBAL EQUITY


BROTHER INDUSTRIES LTD CMN (J6448) 600 00 11 2632 6,75792 15 4050 9,24302 (2,48510)

BT GROUP PLC CMN ("BTGG) 15,351 00 47035 72,203 25 29042 44,582 45 27,62080

BURBERRY GROUP PLC CMN (`BRBY) 892 00 20 5511 18,331 62 20 6387 18,409 75 (7813)

•

CAE INC CMN (CAE) 500 00 10 3600 5,18000 10 8474 5,42372 (243 72) 1 8365 9513

CALBEE CMN (J2229) 100 00 94 8852 9,48852 85 5517 8,55517 933 35

CALTEX AUSTRALIA LIMITED ORDINARY FULLY PAID ('CTX) 229 00 16 5309 3,78558 15 2551 3,49341 292 17 22161 83 89

CAMECO CORPORATION CMN (CCJ) 800 00 20 6600 16,528 00

7618

16 0660 12,852 80 3,67520 19224 317 73

CANADIAN IMPERIAL BANK OF COMMERCE CMN (CM) 800 00 70 9800 56,784 00

731 28

75 0001 60,000 06 (3,216 06) 52271 2,96817

CANADIAN NATIONAL RAILWAY CO CMN (CNI) 800 00 97 2700 77,816 00 26 8000 21,440 00 56,376 00 16822 1,30899

CANADIAN NATURAL RESOURCES CMN (CNQ) 2,10000 28 2600 59,346 00

249 95

31 7422 66,658 54 (7,312 54) 1 6854 1,00022

CANADIAN OIL SANDS LTD CMN (COSWF) 900 00 18 5391 16,685 23 28 9936 26,094 26 (9,409 03) 69389 1,15777

CANADIAN PACIFIC RAILWAY LTD CMN (CP) 300 00 121 3800 36,414 00

99 98

661737 19,852 10 16,561 90 1 1451 416 98

CANADIAN TIRE CORP CMN CLASS A (CDNAF) 100 00 75 3944 7,53944 63 5013 6,35013 1,18931 17630 132 92

CANADIAN UTILITIES LTD CL A CMN CLASS A (CDUAF) 200 00 351454 7,02907 26 9887 5,39774 1,631 33 25147 176 76

CANON INC CMN (J7751) 2,25000 32 6199 73,394 84

1,369 31

34 8438 78,398 44 (5,003 60) 00105 7 74 •

CAPITA PLC CMN (*CAPPLN) 1,190.00 14 6946 17,486 57 11.6242 13,832 78 3,65379

CAPITALAND LTD CMN ('CAPL) 5,00000 24301 12,150 38 27398 13,698 80 (1,548 42)

CARLSBERG 'B' DNKR20 (*FBCBF) 211 00 89 5415 18,893 26 97 8839 20,653 51 (1,760 25)

CARNIVAL PLC CMN ('CCLLN) 462 00 34 8350 16,093 78 39 9306 18,447 92 (2,35414)

CARREFOUR S A (ORD) EUR2 5("CARRF) 1,18900 27 5083 32,707 37 381404 45,348 98 (12,641 61)

CASINO GUICHARD-PERRACHON GUICHARD PERRACHON ET

CIE ETABLISSEMENTS ECONOMIQUES DU ("CASIF)

85 00 93 6949 7,96406 93 9885 7,98902 (24 96)

CASIO COMPUTER CO, LTD CMN (J6952( 700 00 88129 6,16905 81946 5,73623 432 82

CATAMARAN CORP CMN (CTRX) 400 00 48 7600 19,504 00 36 4246 14,569 83 4,934.17

CATHAY PACIFIC AIRWAYS (ORD) CMN (HK293) 2,00000 17482 3,49638 22669 4,533 78 (1,037 40)

Portfolio No. XXX-XX659-3 XX659-3Page 35 of 449



Statement Detail


Period Ended June 30. 2013


Quantit y Market Price

Market Value /




GLOBAL EQUITY


CENOVUS ENERGY INC CMN (CVE) 1,40000 28 5200 39,928 00 20 0660 28,092 40 11,835 60 32288 1,28920

CENTRAL JAPAN RAILWAY COMPANY CMN (J9022) 300 00 122 3121 36,693 64 83 7437 25,12312 11,57052

CENTRICA PLC CMN (`CENTR) 10,432 00 54793 57,159 96 49821 51,973 26

•

5,18670

CGI GROUP INC CMN CLASS A (GIB) 500 00 29 2900 14,645 00 201334 10,066 72 4,57828

CHEUNG KONG HLDGS LTD (ORD) CMN (HK1) 2,00000 13 5626 27,125 29 121966 24,39316 2,73213

CHEUNG KONG INFRASTRUCTURE HOLDINGS LIMITED 1,00000 66653 6,66529 54302 5,43020 1,23510

(HK1038)CHIBA BANK LTD CMN (J8331) 2,00000 68164 13,632 81 62850 12,569 96 1,06286

CHRISTIAN DIOR ORD EUR2 00 (*DIOR) 116 00 161 4306 18,725 95 134 5169 15,603 96 3,12200

CHUBU ELECTRIC POWER COMPANY CMN (J9502) 1,200 00 141773 17,012 78 18 5002 22,200 29 (5,187 51)

CHUGAI PHARMACEUTICAL LTD CMN (J4519) 500 00 20 7316 10,365 78 17 8295 8,91474 1,451 04

102 99

CHUGOKU ELECTRIC POWER COMPANY ORD CMN (J9504) 700 00 15 7100 10,997 00 14 9790 10,485 30 511 70

Cl FINL CORP CMN CLASS (CIFAF) 300 00 28 8228 8,64684

25 71

221872 6,65617 1,99068 35440 306 44

CITIZEN HOLDINGS CO, LTD CMN (J7762) 700 00 5 5862 3,91036 60695 4,24862 (338 26)

CLP HOLDINGS LIMITED CMN (HK2) 3,50000 80899 28,314 60 83620 29,267 08 (952 48)

CNP ASSURANCES FRF25 (*CNPA) 242 00 14 3530 3,47343 21 8901 5,29740 (1,823 97)

COCA COLA AMATIL LTD ORD(AUD) ORDINARY FULLY PAID

('CCLAY)

811 00 11 6403 9,440 30 14 4731 11,737 66 (2,297 36) 4 6814 441 93 •

COCHLEAR LIMITED ORDINARY FULLY PAID ('COH) 110 00 56 5165 6,21681 42 6850 4,69535 1,521 46 40512 251 86

COLOPLAST A/S CMN (*COLOPN) 212 00 56 0813 11,889 23 39 3197 8,33578 3,55345

COMFORTDELGRO CORP LTD CMN ('CDSP) 3,000 00 1 4478 4,343 37 12466 3,739 70 603 66

COMMERZBANK AKTIENGESELLSCHAFT CMN ('CRZBYN) 1,54700 87199 13,489 62 23 0445 35,649 87 (22,160 25)

COMMONWEALTH BANK OF AUSTRALIA ORDINARY FULLY

PAID (CBAUF)

3,12900 63 3578 198,246 59 50 9836 159,527 84 38,718 76 52183 10,345 04

COMPAGNIE DE ST-GOBAIN EUR 4 00 ('STGBF)

Portfolio No XXX-XX659-3

854 00 40 4878 34,576 62 48 7742 41,653 18 (7,076 56)

Page 36 of 449

XX659-3



Statement Detail





Market Value /




GLOBAL EQUITY


COMPAGNIE FINANCIERE RICHEMONT CMN (*CIERICH) 984 00 88 5345 87,117 94 24 7582 24,362 07 62,755 87

COMPASS GROUP PLC CMN (*CCG) 3,267 00 12 7779 41,745 44

397 58

89974 29,394 43 12 ,351 01

COMPUTERSHARE LIMITED BB=CPU AU ("CSLAUD) 885 00 9 4057 8,324 02 9 6871 8,573 11 (24908) 2 7264 226 95

CONTINENTAL AG NPV (*CGWKF) 195 00 133 5708 26,046 31 82 4379 16,075 39 9,97093

CORPORACION MAPFRE SA CMN (*MAPSSM) 1,057 00 3 2573 3,442 92 32977 3,48571 (42 79)

COSMO OIL COMPANY LIMITED CMN (J5007) 2,00000 1 8453 3,69054 30004 6,00074 (2,310 20)

COVIDIEN PUBLIC LIMITED COMPAN CMN (COV) 740 00 62 8400 46,501 60 47 5847 35,212 69 11,288 91

CREDIT AGRICOLE SA CMN (*ACAFP) 2,223 00 8 5962 19,109 31 11 9665 26,601 60 (7,492 28)

CREDIT SAISON CMN (J8253) 500 00 25 0977 12,548 84 18 8334 9,41668 3,13216

CREDIT SUISSE GROUP RG SHS(NOM CHF 1) VAL 1213 853('CSHRF)

2,564 00 26 5445 68,059 98 35 8373 91,886 92 (23,826 94)

CRESCENT POINT ENERGY CORP CMN (CSCTF) 700 00 33 9646 23,775 24

156 37

43 6464 30,552 45 (6,777 21) 76076 1,80873

CRH PLC ORD SHS CMN (*CRHF) 1,70300 20 3078 34,58410 13 3704 22,769 83 11,814 27

CROWN LIMITED ORDINARY FULLY PAID DEFERRED S

(*CWN1)

719 00 11 0908 7,974 30 12 6121 9,06811 (1,093 81) 3 0553 243 64

CSL LIMITED ORDINARY FULLY PAID (*CSLAU) 1,00700 56 3974 56,792 21 26 9567 27,145 42 29,646 79 15534 882 23

D E MASTER BLENDERS 1753 B V CMN (*DEMBNA) 1,01400 16 0129 16,237 06 12 6126 12,789 20 3,44786 i

DAI NIPPON PRINTING CO, LTD CMN (J7912) 1,00000 91457 9,14568 14 0147 14,014 75 (4,869 06)

DAI-ICHI LIFE INSURANCE CMN (J8750) 1900 1,443 9487 27,435 02 1,188 2971 22,577 64 4,85738

DAICEL CMN (J4202) 1,000 00 87625 8,762 51 7 3669 7,366 88 1,395 63

DAIDO STEEL CO LTD CMN (J5471) 1,00000 50720 5,071 97 62640 6,26398 (1,192 01)

DAIICHI SANKYO CO, LTD CMN (J4568) 1,30000 16 6982 21,707 63 20 3917 26,509 22 (4,801 59)

DAIKIN INDUSTRIES CMN (J6367( 600 00 40 4346 24,260 76 34 8514 20,910 84 3,34992

DAIMLER AG CMN (*DCX) 3,521 00 60 5170 213,080 22 62 6440 220,569 50 (7,489 28)

DAINIPPON SUMITOMO PHARMA CMN (J4506) 400 00 13 2194 5,28776 84961 3,39844 1,88932

DAIRY FARM INTL HLDGS(SING) CMN (*DAIRYNE) 900 00 12 0100 10,809 00 90718 8,16463 2,644 37

DAITO TRUST CONSTRUCTION CMN 01878) 200.00 94.2802 18,856.03 80.6021 16,120.43 2,735.60DAIWA HOUSE INDUSTRY CO. LTD CMN (J1925) 1,00000 18 6644 18,664 45 12 3872 12,38717 6,27728



The Duffield Family Foundation DBA Meddle's Fund EIN 94-3362163 Year Ended June 30, 2013 Detail Supporting Statements 11 and 12

IT1 Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


DAIWA SECURITIES CMN (J8601) 3,00000 83995 25,198 52 35327 10,598 09 14,600 43

DANSKE BANK AG DKK100 CMN ('DEAFY) 1,321 00 171054 22,596 22 20 0455 26,48011 (3,883 89)

DASSAULT SYSTEMS EUR1 ('DASS) 109 00 122 3488 13,336 02 94 9832 10,35317 2,98285

DBS GROUP HOLDINGS LTD (N/C FROM DBS BK LTD NEW)

(`DBSNEW)

3,27700 12 2293 40,075 35 48563 15,914 18 24,161 17

DELHAIZE GROUP CMN (`LEONF) 198 00 61 8253 12,241 42 69 6606 13,792 80 (1,551 38)

DENA CMN (J2432) 300 00 19 6425 5,892 76 32 9360 9,88080 (3,988 04)

DENSO CORP CMN (J6902) 1,00000 47 0392 47,039 25 35 7275 35,727 49 11,311 76

DENTSU INC CMN (J4324) 400 00 34 5862 13,834 48 31 9722 12,788 88 1,04560

DEUTSCHE BANK REG SHS CMN ('DBNK) 3,584 00 41 8613 150,030 93 48 0504 172,212 61 (22,181 68)

DEUTSCHE BOERSE AG CMN - (`DUBE) 379 00 65 8351 24,951 49 67 7611 25,681 44 (729 95)

DEUTSCHE POST AG CMN (`DPS) 3,25400 24 8590 80,891 24 18 9671 61,718 91 19,172 33

DEUTSCHE TELEKOM AG CMN (`DT) 10,497 00 11 6699 122,498 66 12 2914 129,023 27 (6,524 61)

DEVELOPMENT CAPITAL CORPORATIO CMN (`DCCP) 209 00 No Price 38 0 00

122 34

30 9976 6,478 49 (6,478 49)

DIAGEO PLC ORD GBPO 28935 (;DGE) 4,91700 28 5982 140,617 27 15 8837 78,099 94 62,517 33

DNB NOR ASA CMN ('DEN) 1,791 00 14 4832 25,939 46 13 4687 24,122 38 1,81708

DOLLARAMA INC CMN (DLMAF) 100 00 70 0907 7,00907 65 5882 6,55882 450 25 07464 52 31

DON QUIJOTE CO LTD CMN (J7532( 100 00 48 6526 4,86526

1966

36 5226 3,65226 1,21300

DOWA HOLDINGS CO, LTD CMN (J5714) 1,00000 89238 8,92384 67027 6,70270 2,221 14

DRAGON OIL PLC CMN (`DGO) 525 00 86821 4,55810 86317 4,531 67 26 44

DSV, DE SAMMENSLUTTEDE VOGNMAE CMN ("DSV2) 369 00 24 3839 8,99766 21 5686 7,95882 1,03884

EON AG CMN ('EONAGGR) 7,141 00 16 4165 117,229 90 23 8593 170,379 58 (53,149 68)

EAST JAPAN RAILWAY CO CMN (J9020) 700 00 77 7433 54,420 33 651026 45,571 84 8,84849

EATON CORP PLC CMN (ETN) 750 00 65 8100 49,357 50 52 6506 39,487 92 9,86958

°°This price has been marked to zero either because a valid price cannot be obtained or the last known price is stale beyond the expected pricing frequency ( generally defined as more than 30 days old)


Is

XX659-3



Statement Detail







GLOBAL EQUITY


EISAI CO., LTD CMN (J4523) 500 00 40 7875 20,393 76 35 8872 17,943 62 2,45014

ELAN CORP PLC (ADR) ADR CMN (ELN) 1,00400 141400 14,196 56 69389 6,96669 7,22988

ELDORADO GOLD CORP (NEW) CMN (EGO) 1,40000 61800 8,65200 17 0149 23,820 82 (15,168 81) 22635 195 84

ELECTRIC POWER DEVELOPMENT ORD CMN (J9513) 300 00 31 2587 9,37760 25 8044 7,74131 1,63629

ELECTRICITE DE FRANCE CMN ('EDFFP) 653 00 23 2187 15,161 79

34515

32 6441 21,316 61 (6,154 82)

ELECTROLUX-B SHS (AKTIEBOLAGET SEK25 ) ELUXF) 455 00 25 2563 11,491 60 24 9852 11,368 28 123 31

ELISA OYJ CMN CLASS A ("HELS) 224 00 19 5409 4,377 17 18 5371 4,15231 224 86

EMERA INC CMN (EMRAF) 200 00 31 4509 6,29017 32 0123 6,40247 (112 30) 40293 253 45

EMPIRE CO LTD CL-A CMN (EMLAF) 100 00 76 5752 7,65752 64 1369 6,41369 1,24383 1 2350 94 57

ENBRIDGE INC CMN (ENB) 1,50000 42 0700 63,105 00 24 0528 36,079 25 27,025 75 28902 1,82385

ENCANA CORPORATION CMN (ECA) 1,40000 16 9400 23,716 00 21 7416 30,438 20 (6,722 20) 47226 1,12000

ENDESA SA EUR1 20 CMN (*ELEN) 183 00 21 3635 3,909 52 22 5920 4,13434 (224 82)

ENEL GREEN POWER SPA CMN (-ENELIMM) 2,641 00 20765 5,48395 2 1882 5,77917 (295 22)

ENEL SPA EUR 1 CMN ('ENEL) 22,941 00 31375 71,976 99 42686 97,925 68 (25,948 70)

ENERGIAS DE PORTUGAL SA ORDS EUR1 00 (*EDP) 4,97300 32221 16,023 52 31755 15,791 89 231 63

ENERPLUS RESOURCES FUND CMN (ERF) 400 00 14 7900 5,91600 31 2022 12,480 88 (6,564 88)

• ENI ORDINARY SHARES CMN ('E) 9,50000 20 5434 195,161 83 22 7547 216,169 25 (21,007 42)

ENN ENERGY HOLDINGS LTD CMN (HK2688) 2,00000 53309 10,661 89

108 81

32685 6,53694 4,12495

ENSCO PLC CMN CLASS A (ESV) 350 00 581200 20,342 00 51 8465 18,146 28 2,195 72

ERICSSON (LM) TELEFON- AKTIEBOLAGET SEK 2 50 SER'B'

('ERICY)

5,79800 11 3236 65,654 05 11 6575 67,589 91 (1,935 86)

ERSTE GROUP BANK AG DER OESTERREICHISCHEN

SPARKASSEN AG, WIEN NPV "ERBK)

524 00 26 6946 13,987 99 37 3263 19,559 00 (5,571 01)

ESSILOR INTL S.A (ORD) EUR 3 50 (4ESSIF) 777 00 106 4140 82,683 71 59 0370 45,87173 36,81198ETABLISSEMENTS FRANZ COLRUYT N CMN ('COLRSBB) 128 00 52 6017 6,73301 48 4034 6,195 64 537 37

EUROPEAN AERONAUTIC DEFENCE CMN (-EADS) 1,73300 53 4609 92,647 71 37 5382 65,053 79 27,593 92

EUTELSAT COMMUNICATIONS CMN (*EUTELS) 197 00 28 3936 5,593 53 34.1908 6,73558 (1,142 05)

EXOR S P A CMN ('IFILIM) 258 00 29 5783 7,631 19 20 5923 5,31280 2,31839




Statement Detail





Accrued Income Unit Cost Cost BasisUnrealized Dividend Estimated

Gain ( Loss) Yield Annual Income

GLOBAL EQUITY


EXPERIAN PLC CMN (*EXPERLN) 1,901 00 17 3871 33,052 85

454 68

12 3563 23,489 39 9,56347

•

FAMILYMART CMN (J8028) 100 00 42 6530 4,26530 361536 3,61536 649 93

FANUC CORP CMN (J6954) 400 00 144 9999 57,999 95 59 3835 23,753 42 34,246 53

FAST RETAILING CO LTD CMN (J9983) 100 00 337 2911 33,72911 157 2088 15,720 88 18,008 23

FERROVIAL S A CMN (*CINTSM) 808 00 15 9868 12,917 37 12 7107 10,270 22 2,647 15

FIAT INDUSTRIAL SPA CMN (*FIIM) 1,60500 11 1504 17,896 44 13 0106 20,882 06 (2,985 61)

FIAT SPA CMN (*FTORD) 1,64800 69910 11,521 15 85724 14,127 27 (2,60612)

FINNING LTD (COM NEW) CMN (FINGF) 300 00 20 6149 6,18448 27 8818 8,36454 (2,180 07) 27457 169 81

FIRST PACIFIC CO LTD CMN (HK142) 4,00000 1 0713 4,28538 09044 3,61763 667 75

FIRST QUANTUM MINERALS LTD CMN (FQVLF) 1,15900 14 8542 17,215 99 22 4632 26,034 89 (8,818 90) 1 4640 252 05

FIRST RESOURCES LTD CMN (*FRSP) 1,00000 14004 1,40045 16142 1,61416 (213 71)

FLETCHER BUILDING LIMITED (NZ) CMN (*FBU) 503 00 65370 3,28809 71321 3,58744 (299 35)

FLEXTRONICS INTERNATIONAL LTD CMN (FLEX) 1,64000 77400 12,693 60 70415 11,54814 1,14546

FLS INDUSTRIES SER B DKK20 CMN CLASS B (*FLSI) 101 00 45 5387 4,59941 86 8645 8,77332 (4,173 91)

FORTIS INC CMN (FRTSF) 400 00 30 6510 12,260 41 32 6782 13,071 28 (810 88) 38353 470 22

FORTUM OYJ EUR3 4 (*FORTU) 845 00 18 7468 15,841 03 22 2852 18,830 97 (2,989 93)

FRANCO-NEVADA CORPORATION CMN (FNV) 300 00 35 7700 10,731 00 33 3740 10,012 20 718 80 20129 216 00

FRESENIUS MEDICAL CARE AG CMN (*FRMED) 403 00 70 9904 28,60914 60 9943 24,580 69 4,02845

FRESENIUS SE & CO KGAA DEM5 (*FRESE) 253 00 123 2992 31,194 69 86 6023 21,910 37 9,28431

FRESNILLO PLC CMN (*FRESLN) 273 00 13 4168 3,66279 26 7016 7,28953 (3,626 74)

FUGRO NV CVA EURO 20 (*FUMCF) 153 00 54 2225 8,29604 75 8045 11,598 09 (3,302 05)

FUJI ELECTRIC CO LTD CMN (J6504) 2,000.00 35292 7,05841 31467 6,293.32 765 09

FUJI HEAVY INDS LTD CMN (J7270) 1,00000 24 6540 24,654 01 83967 8,39666 16,257 35

FUJIFILM HOLDINGS CMN (J4901) 900 00 22 0323 19,829 09 32 1917 28,972 55 (9,143 46) 0 0055 1 09

FUJITSU LIMITED CMN (J6702) 4,00000 4 1342 16,536 84 62991 25,196 29 (8,659 45)


XX659-3



Statement Detail





Market Value /




GLOBAL EQUITY


FUKUOKA FINANCIAL GROUP CMN (J8354) 2,00000 42552 8,51042 39491 7,89829 61214

FURUKAWA ELECTRIC LTD CMN (J5801) 2,00000 23192 4,63838 20146 4,02924 60914

G4S PLC CMN (*GROUP4) 2,17500 35048 7,62294 4 3368 9,43259 (1,809 65)

GALAXY ENTERTAINMENT GROUP LTD CMN (HK27) 3,00000 48991 14,697 16 1 4031 4,20919 10,487 97

GALP ENERGIA, SGPS, S A CMN CLASS B (*GALPPL) 391 00 14 8087 5,79019 19 4644 7,61058 (1,820 39)

GARMIN LTD CMN (GRMN) 160 00 361700 5,78720 31 4758 5,03613 751 07

GAS NATURAL SDG SA EUR1 (*GASN) 702 00 201658 14,156 40 16 8866 11,854 37 2,30203

GDF SUEZ CMN CLASS (*GAZFP) 5,62000 19 5865 110,076 04 25 9638 145,916 43 (35,840 39)

GEMALTO NV CMN (*GTONA) 118 00 90 5574 10,685 77 76 6019 9,03903 1,64674

GEMALTO NV ORD CMN (*AXLF) 140 00 90 5574 12,678 03 87 7900 12,290 60 387 43

GENTING SINGAPORE PLC CMN (*GENTF) 12,000 00 10415 12,497 53 1 5664 18,797 40 (6,299 86)

GEORGE WESTON LTD CMN (WNGRF) 100 00 79 7269 7,97269

39 52

681169 6,811 69 1,161 00 1 8886 150 57

GETINGE AB CMN CLASS B (*GETIF) 387 00 30 3850 11,759 01 231884 8,97390 2,78510

GILDAN ACTIVEWEAR INC CMN (GIL) 200 00 40 5100 8,10200 28 0932 5,61864 2,48336 08887 72 00

GJENSIDIGE FORSIKRING ASA CMN (*GJFNO) 367 00 14 7138 5,39995 16 4266 6,02857 (628 62)

GLAXOSMITHKLINE PLC SPONSORED ADR CMN (GSK) 4,49400 49 9700 224,56518

2,632 82

37 2497 167,400 25 57,164 93 46960 10,545 50

GLENCORE XSTRATA PLC CMN (*GLENCOR) 19,395 00 41399 80,293 19 6 2072 120,388 09 (40,094 89)

GLOBAL LOGISTIC PROPERTIES LIM CMN (*GLPSP) 5,00000 21697 10,848 55 15419 7,70940 3,13915

GOLAR LNG LIMITED CMN (*GOLN) 91 00 31 1237 2,83226 39 3444 3,58034 (748 09)

GOLDCORP INC CMN (GG) 1,50000 24 7300 37,095 00 40 6531 60,979 60 (23,884 60) 24262 900 00

GOLDEN AGRI-RESOURCES LTD CMN (*GGR) 13,000 00 04418 5,74382 05074 6,59627 (852 45)

GREAT WEST LIFE CO INC CMN (GWLIF) 500 00 271660 13,583 00 23 0788 11,539 38 2,04362 41013 557 08

GRIFOLS S A CMN (*GRFSQ) 292 00 36 7125 10,720 04 34 7261 10,140 03 580 01

GROUPE DANONE EUR 0.5 (*BSNOY) 2,179.00 75 0652 163,567.17 57 7066 125,742 71 37,824 46

GS YUASA CMN (J6674) 1,00000 41544 4,15438 72146 7,21455 (3,06017)

GUNMA BANK LTD CMN (J8334) 1,00000 5 5257 5,52573 4 8699 4,86985 655 88

HACHIJUNI BANK, LTD. CMN )J8359) 1,00000 58484 5,848 40 54706 5,47059 377 81

HAKUHODO DY HOLDINGS INC CMN 02433) 60 00 70 0799 4,204 79 58 4583 3,507 50 697 30


•

• I



Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


HAMAMATSU PHOTONICS K K CMN )J6965) 100 00 361491 3,61491 18 3188 1,831 88 1,78304

HANG LUNG GROUP LTD CMN (HK10) 2,00000 53761 10,75213 63787 12,757 44 (2,005 30)

HANG LUNG PROPERTIES LIMITED CMN (HK101) 4,00000 34874 13,949 41 40901 16,360 57 (2,411 16)

HANG SENG BANK (ORD) CMN (HK11) 1,40000 14 7874 20,702 37 14 5873 20,422 20 28017

HANKYU HANSHIN HOLDINGS, INC CMN (J9042) 3,00000 56971 17,091 43 46797 14,03912 3,05231

HARVEY NORMAN HDLG LTD (AUD) ORDINARY FULLY PAID

(-HVN)

1,57300 23354 3,67357 30500 4,79769 (1,12412) 33333 122 45

HEIDELBERGCEMENT AG CMN (`HEZMF) 263 00 67 2671 17,691 25 57 8915 15,225 47 2,46578

HEINEKEN HOLDING NV CMN (*HEHNAS) 196 00 561167 10,998 87 46 0238 9,02066 1,97821

HEINEKEN NV CMN ('HEINKN) 415 00 63 7260 26,446 31 30 5267 12,668 57 13,777 74

HENDERSON LAND DEVLPMNT (ORD) CMN (HK12) 2,000 00 59691 11,938 22

1,38463

62969 12,593 72 (655 50)

HENKEL ORD CMN (`HENORD) 253 00 78 4371 19,844 58 51 3009 12,97912 6,86545

HENNES & MAURITZ AB SEKO 25 ('HEMBF) 1,76900 32 8600 58,129 28 27 7988 49,176 09 8,95319

HERMES INTERNATIONAL EUR 1 52449 (`HERME) 32 00 322 8613 10,331 56 206 0238 6,59276 3,73880

HEXAGON SER B FREE ORD CMN CLASS B ("HEXAF) 537 00 26 7323 14,355 23 21 1824 11,374 93 2,98030

HIKARI TSUSHIN, INC CMN )J9435) 100 00 541481 5,41481

28 09

53 2067 5,32067 94 14

HIND MOTORS LTD CMN (J7205) 1,00000 14 6815 14,681 49 56181 5,61809 9,06340 •

HIROSE ELECTRIC CMN (J6806) 100 00 131 8914 13,18914 111 9961 11,199 61 1,98953

HIROSHIMA BANK, LTD (THE) CMN (J8379) 2,00000 4 2653 8,530 59 4 4761 8,952 29 (42170)

HISAMITSU PHARMACEUTICAL CO, CMN )J4530) 200 00 50 8205 10,16411 39 6560 7,931 21 2,23290

HITACHI CMN (J6501) 9,00000 64232 57,808 36 54969 49,472 04 8,33632

HITACHI CAPITAL CMN )J8586) 300 00 19 7938 5,93814 15 8781 4,76342 1,17472

HITACHI CHEMICAL COMPANY, LTD CMN (J4217) 200 00 15 6596 3,131 92 20 9908 4,198 16 (1,066 24)

HITACHI CONSTRUCTION MACHINE CMN (J6305) 200 00 20 2173 4,04346 21 9500 4,39000 (346 54)


XX659-3



Statement Detail








GLOBAL EQUITY


HITACHI HIGH-TECHNOLOGIES CORP CMN (J8036) 200 00 241095 4,821 90 231241 4,62483 197 07

HKT TRUST AND HKT LTD CMN (HK6823) 4,00000 09592 3,83673 08633 3,453 33 383 40 •

HOKKAIDO ELEC PWR CO INC CMN (J9509) 500 00 13 6731 6,83657 12 6699 6,33496 501 61

HOKUHOKU FINANCIAL GROUP CMN (JB377) 4,00000 20469 8,18775 20219 8,08741 100 34

HOKURIKU ELEC POWER CMN (J9505) 500 00 15 7100 7,85500 19 3669 9,68344 (1,828 44)

HOLCIM CHF2(REGD) (`HBPRF) 419 00 69 7785 29,237 20 30 3442 12,714 20 16,523 00

HONDA MOTOR CMN (J7267) 3,40000 371575 126,335 43

636 68

401496 136,508 69 (10,173 26)

HONG KONG & CHINA GAS ORD CMN (HK3) 11,136 00 24444 27,220 50 1 2859 14,319 63 12,900 87

HONG KONG EXCHANGES & CLEAR CMN (HK388) 2,00000 15 0968 30,193 64 19 6970 39,393 99 (9,200 35)

HONGKONG LAND HOLDINGS (SG) CMN ('HKLD) 2,00000 68700 13,740 00 62886 12,577 15 1,16285

HOPEWELL HLDGS CMN )HK54) 1,50000 33326 4,99897 28504 4,275 54 723 43

HOYA CORP CMN (J7741) 800 00 20 6610 16,528 78 23 3725 18,697 99 (2,169 22)

HSBC HLDGS PLC ORD USDO 50 ("HSBA) 34,977 00 10 3744 362,867 056,73231

7 4880 261,909 45 100,957 60

HULIC CO , LTD CMN (J3003) 600 00 10 7288 6,437 27 6 5863 3,951 78 2,48549

HUSKY ENERGY INC CMN (HUSKF) 600 00 26 6804 16,008 23

171 39

26 8083 16,084 97 (76 74) 40638 650 54

HUTCHISON PORT HOLDINGS TRUST CMN ('HPHTSP) 10,000 00 07350 7,35000 07954 7,954 36 (604 36)•

HUTCHISON WHAMPOA LTD (ORD) CMN (HK13) 4,00000 10 5136 42,054 51 11 4916 45,966 41 (3,911 90)

HYSAN DEVELOPMENT ORD CMN (HK14) 1,02000 43382 4,42501 34433 3,51213 912 88

IAMGOLD CORPORATION CMN (IAG) 700 00 43300 3,0310087 50

17.6835 12,378 45 (9,347 45) 57737 175 00

IBERDROLA, S A CMN (-IBERSP) 17,353 00 52803 91,629 81 63946 110,965 49 (19,335 67)

IBIDEN CO LTD CMN (J4062) 300 00 15 5991 4,67972 34 6179 10,385 36 (5,705 64)

IDEMITSU KOSAN CMN )J5019) 100 00 76 9367 7,69367 110 0462 11,004 62 (3,310 95)

IGM FINANCIAL INC CMN (IGIFF) 200 00 42 9343 8,586 85102 36

42 8992 8,579.84 7.02 4.7196 405 27

IHI CORPORATION CMN )J7013) 3,00000 37914 11,374 12 2 2667 6,80020 4,573 92




Statement Detail






Gain (Loss)

Dividend

Yield

Estimated

Annual Income

GLOBAL EQUITY


ILUKA RESOURCES LIMITED N/C FR WESTRALIAN SANDS LTD

(ERS)

968 00 91492 8,85647 14 5795 14,112 98 (5,256 52) 3 5035 310 29

IMPERIAL OIL LIMITED CMN (IMO) 500 00 38 2100 19,105 00

57 13

38 7258 19,362 90 (257 90) 1 1967•

228 62

IMPERIAL TOBACCO GROUP PLC GBPO 10 ('IMTTF) 1,96200 34 6829 68,047 86 23 9647 47,018 76 21,02910

INCITEC PIVOT LIMITED ORDINARY FULLY PAID ('IPL1) 4,13500 26193 10,830 82

128 76

37446 15,483 77 (4,652 95) 43706 473 37

INDUSTRIA DE DISENO TEXTIL S A CMN ('IDDT) 800 00 123 4684 98,774 72 56 2590 45,007 20 53,767 52

INDUSTRIAL ALLIANCE INS & FINL SVCS INC CMN (IDLLF) 200 00 39 6111 7,922 23 33 6797 6,73595 1,18628 2 3138 183 31

INDUSTRIVARDEN ABA FRIA CMN CLASS A ("INDUA) 780 00 17 8464 13,92016 17 3181 13,50813 412 03

INDUSTRIVARDEN AB-SER 'C' FRIA CMN CLASS C (`INVAC) 578 00 16 6983 9,651 65 15 7696 9,11483 536 81

ING GROEP NV EUR 24 CMN ('INTNF) 13,799 00 91130 125,750 56 87906 121,30213 4,44843

INGERSOLL-RAND PLC CMN (IR) 420 00 55 5200 23,318 40 41 0239 17,230 06 6,08835 1 5130 352 80

INPEX CMN (J1605) 5 00 4,174 5444 20,872 72 5,953 8952 29,769 48 (8,896 75)

INSURANCE AUSTRALIA GROUP LIMI ORDINARY FULLY PAID

("IAG)

3,77300 49822 18,797 73 44744 16,881 89 1,91583 42279 794 76

INTACT FINL CORP CMN (IFCZF) 300 00 56 4173 16,92519 53 0539 15,91616 1,00903 28258 478 27

INTERCONTINENTAL HOTELS GROUP CMN ('INTHL) 478 00 27 5029 13,146 40 26 4986 12,666 32 480 08

INTESA SANPAOLO COMMON STOCK 0 52 EUR ('BCOAF) 50,136 00 16026 80,347 44 20504 102,797 92 (22,450 48) •

INVESTOR 'A' SEK6 25 ('INAFF) 435 00 26 0912 11,349 66 21 3001 9,26557 2,08409

ISETAN MITSUKOSHI HOLDINGS CMN (J3099) 900 00 13 2799 11,951 90 11 5595 10,403 51 1,54839

ISRAEL CHEMICALS SHS ILS1 ('ISCHS) 836 00 98801 8,25973 151753 12,686 59 (4,426 86)

ISRAEL CORP ORD ILS1 (-ISRC) 5 00 602 2076 3,011 04 1,031 9508 5,15975 (2,148 72)

ISUZU MOTORS LTD CMN (J7202) 3,00000 68467 20,539 97 49210 14,763 00 5,77697

ITOCHU CORPORATION CMN (J8001) 3,00000 11 5455 34,636 62 10 7899 32,369 60 2,26702

ITOCHU TECHNO-SOLUTIONS CORP CMN (J4739) 100 00 41 3925 4,13925 43 6837 4,36837 (22912)

IYO BANK, LTD CMN (J8385) 1,00000 95591 9,55910 83601 8,36010 1,199 00


XX659-3



Statement Detail





Market Value/




GLOBAL EQUITY


J SAINSBURY PLC CMN (*SAINS) 2,13300 54048 11,528 34

38612

58027 12,377 18 (84884)

J. FRONT RETAILING CO, LTD CMN (J3086) 1,00000 79760 7,97600 53906 5,39060 2,58540 •

JAMES HARDIE INDUSTRIES PLC CHESS UNITS OF FOREIGN

SECS (`JHX)

1,10400 85997 9,49411

326 78

92742 10,238 68 (744 57) 47593 451 85

JAPAN AIRLINES LTD CMN (J9201) 100 00 51 4255 5,142 55 41 2049 4,12049 1,02206

JAPAN PETROLEUM EXPLORATION CMN (J1662) 100 00 40 5858 4,05858 39 7897 3,97897 79 62

JAPAN STEEL WORKS LTD CMN (J5631) 1,000 00 5 5056 5,505 56 10 6025 10,602 45 (5,096 90)

JAPAN TOBACCO INC CMN (J2914) 2,200 00 35 3425 77,753 41 19 0540 41,918 71 35,834 70

JARDINE MATHESON HOLDINGS (SG) CMN (*JMHSG) 400 00 60 5000 24,200 00 44 9290 17,971 59 6,22841

JARDINE STRATEGIC HLDG (SG) CMN (*JSHSG) 500 00 36 3000 18,150 00 28 2056 14,102 82 4,047 18

JERONIMO MARTINS ESTAB CMN EUR5 00 (*JERON) 436 00 21 0771 9,18962 62005 2,70342 6,48620

JFE HOLDINGS CMN (J5411) 1,00000 21 9516 21,951 65 17 1978 17,197 85 4,75380

JOHNSON MATTHEY PLC CMN CLASS (*JMATLNN) 410 00 39 9766 16,390 41258 83

31 2860 12,827 27 3,56314

JOYO BANK LTD CMN (J8333) 2,00000 54753 10,950 62 44439 8,88783 2,06279

JSR CMN (J4185) 400 00 20 2274 8,09095 20 4560 8,18240 (91 45)

JTEKT CORPORATION CMN (J6473) 600 00 11 2531 6,75187 11 9734 7,18404 (432 17)

JX HOLDINGS, INC. CMN (J5020) 4,70000 48501 22,795 63 67353 31,65613 (8,860 50)

K+S AKTIENGESELLSCHAFT CMN (*KNSSKF) 329 00 36 9793 12,166 20 65 0009 21,385 30 (9,21910)KAJIMA CMN (J1812) 3,00000 33175 9,95236 28120 8,43592 1,51644

KANEKA CORP CMN (J4118) 1,00000 66047 5,60465 7 1414 7,141 43 (536 78)

KANSAI ELECTRIC POWER COMPANY CMN (J9503( 1,50000 13 7034 20,555 09 13 4746 20,211 96 34314

KANSAI PAINT CO LTD CMN (J4613) 1,00000 12 7656 12,765 64 93901 9,39006 3,37558

KAO CORP LTD CMN (J4452) 1,00000 34 0316 34,031 61 26 6832 26,68317 7,34844

KAWASAKI HEAVY INDUSTRIES LTD ORD CMN (J7012) 3,00000 30754 9,22635 34956 10,486 69 (1,260 34)

KBC GROUP NV CMN (*KREBF) 327 00 37 2397 12,177 38 31 2449 10,217 08 1,96030

KDDI CMN (J9433) 1,00000 52.0306 52,030.55 28.9297 28,929 72 23,100.83

KEIHAN ELECTRIC RAILWAY CMN (J9045) 1,00000 41745 4,17454 48294 4,82943 (654 89)

KEIKYU CORPORATION CMN (J9006) 1,00000 8 5911 8,591 09 8 6678 8,667 81 (7672)

Portfolio No XXX•XX659-3 XX659-3Page 45 of 449



'}I1f Statement Detail





Market Value /


Unrealized

Gain ( Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


KEIO CORPORATION CMN (J9008) 1,00000 68769 6,87691 68124 6,81239 64 52

KEISEI ELEC RAILWAY CO LTD CMN (J9009) 1,000 00 9 3675 9,367 52 69746 6,97457 2,392 95

KEMIRA OY ORD NPV CMN ("KEMIR) 232 00 151406 3,51263 13 2129 3,06539 447 24

KEPPEL CORPORATION LIMITED CMN (KPLM) 3,40000 82055 27,898 54 90324 30,710 28 (2,811 74)

KEPPEL LAND LTD (SGD)FORMERLY STRAIT STEAMSHIP(`STSEF)

1,00000 26431 2,64310 36634 3,66336 (1,020 26)

KERING EUR4 00 (`PRINF) 145 00 203 2854 29,476 39 151 6584 21,990 46 7,485 93

KERRY GP A ORD SHS EURO 125 (`KERRY) 254 00 54 8083 13,921 31 381284 9,68461 4,23670

KERRY GROUP PLC CMN CLASS A ('KGPA) 205 00 551989 11,315 77 35 5725 7,292 37 4,023 40

KERRY PROPERTIES CO CMN (HK683) 1,50000 39192 5,87886 42565 6,38474 (505 87)

KESKO B SHARE CMN CLASS 1 (•KESKO) 104 00 27 8077 2,89200 43 8680 4.56228 (1,670 27)

KEYENCE CORP CMN (J6861) 121 00 3191409 38,616 05 154 2451 18,663 66 19,952 39

KEYERA CORP CMN (KEYUF) 100 00 53 8559 5,38559

17 14

44 6772 4,46772 917 87 36165 194 77

KIKKOMAN CORP CMN (J2801) 1,00000 16 6377 16,637 68 11 2605 11,260 54 5,37713

KINGFISHER PLC ORD CMN ('KGFLN) 4,12300 52176 21,512 36 4 0051 16,513 07 4,99930

KINNEVIK INVESTMENT AB CMN CLASS B ('INVIKB) 446 00 25 6290 11,430 53 22 6453 10,099 82 1,33071

KINROSS GOLD CORP CMN (KGC) 2,200 00 51000 11.220 00 16 0324 35,271 20 (24,051 20) 31373 352 00

KINTETSU CORP CMN (J9041) 3,00000 43964 13,18914 31645 9,49347 3,69567

KIRIN HOLDINGS COMPANY, LTD CMN 02503) 2,000 OD 15 6697 31,339 33

337 07

13 2138 26,427 69 4,911 64

KOBE STEEL CMN (J5406) 7,000.00 1.2403 8,681.84 2. 2249 15, 574.2 9 (6, 89 2.44)

KOMATSU LTD CMN (J6301) 1,80000 231213 41,618 39 29 0286 52,251 48 (10,633 08)

KONAMI CO, LTD CMN (J9766) 200 00 21 225 6 4, 245 1 3 21 0034 4, 200 6B 44 4 5

KONE CORP CMN CLASS B ("`KNEBVF) 389.00 79 4786 30,917.16 55 6927 21,664.47 9,25269

KONICA MINOLTA CMN (J4902) 1,00000 75525 7,55250 10 3007 10,300 74 (2,748 24)


•

•

XX659-3



Statement Detail



PUBLIC EQU ITY ( Continued)

Quantity Market PriceMarket Value



GLOBAL EQUITY


KONINKLIJKE AHOLD N V CMN (*KONINK) 2,05700 14 8868 30,622 08 13 5290 27,829 21 2,792 87

KONINKLIJKE DSM N V CMN EUR1 5 (`DSMNV) 347 00 651711 22,614 38 53 8231 18,676 63 3,93774

KONINKLIJKE PHILIPS ELECTRONICS NV EURO 20 (*PH) 3,52900 27 2675 96,226 86 28 6546 101,122 07

•

(4,895 21)

KONINKLIJKE VOPAK NV CMN (`VPKNAA) 127 00 59 0068 7,49386 49 2827 6,25891 1,23496

KUBOTA CORP CMN (J6326) 2,00000 14 6008 29,201 64 10 0114 20,022 80 9,17884

KUEHNE & NAGEL INTL AG NOM CHF 5 (*KUEHNE) 93 00 109 8866 10,219 46 129 8721 12,07810 (1,858 65)

KURARAY CMN (J3405) 600 00 14 0361 8,421 69 14 2336 8,54015 (118 46)

KURITA WATER INDS LTD CMN (J6370) 200 00 21 1853 4,23706 25 5622 5,11244 (875 37)

KYOCERA CORPORATION CMN (J6971) 400 00 101 8427 40,737 10 103 6710 41,468 39 (731 29)

KYOWA HAKKO KIRIN CMN (J4151) 1,00000 11 3136 11,313 62

117 04

101150 10,114 99 1,198 64

KYUSHU ELEC POWER CO INC CMN (J9508) 900 00 15 0848 13,576 34 13 5439 12,189 53 1,38682

L'OREAL EUR2 00 CMN ("LORLY) 895 00 164 3598 147,102 04 95 2817 85,277 09 61,824 96

LAFARGE SA (BR) EUR 4 (*LAFCF) 367 00 61 4999 22,570 45 55 6939 20,439 67 2,13078

LAWSON INC CMN (J2651) 100 00 76 3316 7,63316 49 4172 4,94172 2,691 44

LEGAL & GENERAL GROUP ORD GBPO 025 (*LGEN) 12,287 00 26073 32,035 93 17367 21,339 34 10,696 59

LEGRAND FRANCE CMN PRIV PL/REG-S REG S ('LRFP) 457 00 46 3983 21,204 02 391994 17,914 11 3,28990

LEIGHTON HOLDINGS LIMITED ORDINARY FULLY PAID('LETHF)

375 00 141497 5,30615 22 2287 8,33578 (3,029 63) 51780 274 75 •

LI & FLING (ORO) CMN (HK494) 10,800 00 1 3743 14,842 59 07695 8,31088 6,531 70

LIGHTSTREAM RES LTD CMN (LSTMF) 400 00 74747 2,98988

30 47

11 1878 4,47512 (1,485 24) 12 0067 358 99

LINDE AG NPV (*LINDF) 660 00 186 6216 123,170 28 1319707 87,100 66 36,069.62LIXIL GROUP CORPORATION CMN (J5938) 600 00 24 3717 14,623 01 22 0804 13,248 22 1,374 78

LLOYDS BANKING GROUP PLC ORD 25P (*TSBF) 81,613 00 09608 78,411 92 07274 59,367 78 19,044 14

LOBLAW COS LTD CMN (LBLCF) 200 00 45 2767 9,05533

45 71

38 8066 7,76133 1,29400 19232 17415

LUNDIN MINING CORPORATION LTD CMN (LUNMF) 1,00000 38088 3,80876 36972 3,697 15 111 61

LUNDIN PETROLEUM AB CMN (*LUPESS) 487 00 19 8293 9,65686 23 3588 11,375 72 (1,718 85)

LUXOTTICA GROUP SPA CMN (*LUXGI 265 00 50 5642 13,399 52 30 4736 8,07551 5,324.01




Statement Detail






Gain (Lo ss) Yield Annual Income

GLOBAL EQUITY


LVMH MOET-HENNESSY LOUIS VUITTON FF10 ('LVMHY) 979 00 162 0816 158,677 86 119 5300 117,019 85 41,658 01

LYONDELLBASELL INDUSTRIES N V CMN CLASS A (LYB) 580 00 66 2600 38,430 80 26 9998 15,659 89 22,770 91 3 0184 1,160 00

MACQUARIE GROUP LIMITED ORDINARY FULLY PAIDDEFERRED S (MQG12)

693 00 38 3462 26,573 93

826 55

28 4507 19,716 32

•

6,857 61 47767 1,26935

MAKITA CORP CMN (J6586) 300 00 54 0472 16,21417 42 2527 12,675 81 3,53837

MAN SE NPV ('MANGF) 58 00 109 2261 6,33511 114 3750 6,63375 (298 64)

MANULIFE FINANCIAL CORP CMN (MFC) 3,50000 16 0200 56,070 00 14 0709 49,248 04 6,821 97 31612 1,772 48

MARINE HARVEST CMN ('KIPPER) 5,28400 1 0144 5,36010 1 0896 5,757 60 (397 50)

MARKS AND SPENCER GROUP P L C CMN SERIES NEW ORD

(`MSSNO)

2,917 00 6 5517 19,111 37

479 23

58358 17,022 90 2,08847

MARUBENI CORPORATION CMN (J8002) 3,00000 66853 20,055 96 70962 21,288 71 (1,232 75)

MARUI GROUP CO LTD CMN (J8252) 600 00 99725 5,983 51 8 5866 5,151 94 831 57

MAZDA MOTOR CORP ORD CMN (J7261) 6,00000 39426 23,655 75 23618 14,170 63 9,48512

MEDIOBANCA SPA EURO 50 ("MEDBF) 835 00 52074 4,34821 85614 7,14880 (2,800 59)

MEDIPAL HOLDINGS CMN (J7459) 500 00 13 5521 6,77607 85951 4,297 55 2,47852

MEG ENERGY CORP CMN (MEGEF) 300 00 27 4517 8,23550 42 9303 12,87910 (4,643 60)

MEIJI HOLDINGS CMN (J2269) 100 00 48 0476 4,80476 41 6632 4,16632 638 44

MELLANOX TECHNOLOGIES, LTD CMN ('MLNX) 59 00 49 3865 2,91380 105 3947 6,21829 (3,304 49)

MERCK KGAA CMN ('MKGAS) 131 00 152 3827 19,96214 82 4162 10,796 52 9,16562

METCASH LIMITED CMN ("MTS1) 876 00 32238 2,82401

132 38

42173 3,69438 (870 37) 79545 224 64

METRO AG NPV ('MTR) 262 00 31 6612 8,29524 35 7134 9,35691 (1,061 67)

METRO INC CMN (MTRAF) 200 00 671104 13,422 08 44 6301 8,926 02 4,496 06 13947 187 20

METSO OYJ CMN (*METSO) 257 00 34 0046 8,73918 52 8393 13,579 70 (4,840 52)

MGM CHINA HOLDINGS LIMITED CMN (HK2282) 1,60000 26687 4,269 91 15462 2,47398 1,79593


XX659-3



R" Statement Detail







GLOBAL EQUITY


MICHELIN (CIE GLE DES ETABL) CLASS 'B'(REDG) EUR2 00

('MICHF)

382 00 89 4378 34,165 23 71 2901 27,232 82 6,932 41

MINEBEA CO LTD CMN (J6479) 1,00000 36502 3,65021 6 1299 6,12993 (2,479 72)

MIRACA HOLDINGS INC CMN (J4544) 100 00 45 9805 4,59805 391679 3,91679 681 26

MISUMI GROUP INC CMN (J9962) 200 00 27 4975 5,49951 23 7006 4,74012 759 39

MITSUBISHI CHEMICAL HOLDINGS CMN (J4188) 2,50000 46989 11,747 21 55301 13,825 25 (2,078 04)

MITSUBISHI CORP CMN (J8058) 3,10000 171318 53,108 47 19 4927 60,427 40 (7,318 93)

MITSUBISHI ELEC CORP CMN (J6503) 4,00000 93675 37,470 06 10 6301 42,520 48 (5,050 42)

MITSUBISHI ESTATE CMN (J8802) 3,000 00 26 6304 79,891 10 17 9656 53,896 83 25,994 27

MITSUBISHI GAS CHEMICAL CMN (J4182) 1,00000 73508 7,35083 69134 6,91336 437 47

MITSUBISHI HEAVY IND CMN 07011) 6,000 00 5 5560 33,335 85 3 8867 23,32019 10,015 67

MITSUBISHI MATERIALS CORP CMN (J5711) 3,00000 35191 10,557 36 28607 8,581 95 1,97541

MITSUBISHI MOTORS CMN (J7211) 8,00000 13713 10,970 78 14601 11,681 09 (71031)

MITSUBISHI TANABE PHARMA CORPO CMN (J4508) 600 00 12 9572 7,77433 16 3225 9,79348 (2,01915)

MITSUBISHI UFJ FINANCIAL GROUP CMN (J8306) 26,700 00 61711 164,767 45 44621 119,137 91 45,629 54

MITSUBISHI UFJ LEASE & FINANCE CMN (J8593) 1,90000 47392 9,00451 40153 7,62902 1,37549

MITSUI & CO LTD CMN 08031) 3,40000 12 5640 42,717 49 16 9496 57,628 78 (14,911 30)

MITSUI CHEMICAL INC CMN (J4183) 2,00000 22587 4,51738 32771 6,55430 (2,036 91)

MITSUI FUDOSAN CO, LTD CMN (J8801) 2,00000 29 4134 58,826 79 16 9575 33,914 91 24,911 88

MITSUI 0 S K LINES LTD CMN (J9104( 3,00000 39023 11,706 87 49430 14,82913 (3,122 25)

MIZUHO FINANCIAL GROUP CMN (J8411) 45,640 00 20772 94,802 89 1 5079 68,820 43 25,982 46

MODERN TIMES GROUP SER B SEK5 00 ('MTGSK) 109 00 42 6106 4,64456 73 3935 7,99989 (3,355 33)

MORRISON (WM )SUPERMARKETS PLC ORD GBPO 10(`MWMSF)

4,203 00 39824 16,738 23 44663 18,771 84 (2,033 60)

MS&AD INSURANCE GROUP HOLDINGS CMN (J8725) 1,00000 25 4304 25,430 44 19 7378 19,737 82 5,69262

MTR CORP LTD CMN (HK66) 2,50000 36872 9,21796 36262 9,06542 152 53MUENCHENER RUECKVERS GES AG NPV (`MURUR) 574 00 184 0830 105,663 64 152 0720 87,289 33 18,374 31

MURATA MFG CO , LTD CMN )J6981) 400 00 761300 30,451 99 42 1845 16,873 79 13,578 20

NABTESCO CMN (J6268) 300 00 20 8021 6,24064 21 2702 6,381 06 (140 42)

NAMCO BANDAI HOLDINGS CMN (J7832) 500 00 16 2343 8,117 17 10 8421 5,421 06 2,69611


•

0



Statement Detail






Gain ( Lo s s)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


NATIONAL AUSTRALIA BK -ORD ORDINARY FULLY PAID

('NAB)

4,65200 271821 126,451 27

3,962 25

24 6522 114,681 96 11,769 32 61658 7,79669

NATIONAL BANK CDA MONTREAL QUE CMN (NTIOF) 300 00 71 4524 21,435 71248 52

69 5403 20,862 09 573 62 45012 964 86

•

NATIONAL GRID PLC CMN (`NATTNS) 7,317 00 11 3480 83,033 34

2,93399

80664 59,022 09 24,011 24

NATIXIS EUR1 6 CMN ('CRENF) 1,65300 4 1868 6,92075 50325 8,318 77 (1,398 02)

NESTE OIL OYJ CMN ('NESTOIL) 203 00 14 6329 2,97048 16 2055 3,28972 (31924)

NESTLE S.A. CMN ('NESNVXX) 6,06600 65 6459 398,207 80 24 5241 148,763 24 249,444 56

NEW GOLD INC CMN (NGD) 900 00 64200 5,77800 121192 10,907 31 (5,129 31)

NEW WORLD DEVELOPMENT LTD CMN (HK17) 7,10600 13846 9,83916 13270 9,42940 409 76

NEWCREST MINING LIMITED ORDINARY FULLY PAID(`NCMLF)

1,54700 90393 13,983 86 18 6154 28,798 08 (14,814 22) 35461 495 88

NEXON CO, LTD CMN (J3659) 300 00 11 0313 3,30939 13 7059 4,111 77 (802 38)

NEXT PLC CMN SERIES NEW (`NEXTNEW) 300 00 69 3354 20,800 62

337 70

60 5842 18,175 25 2,62537

NGK INSULATORS CMN (J5333) 1,00000 12 4026 12,402 63 17 2198 17,219 85 (4,817 22)

NHK SPRING CO LTD CMN (J5991) 600 00 11 5960 6,95757 79738 4,78428 2,17329

NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH (NICE) 119 00 36 8900 4,38991 35 2093 4,18990 200 01 03687 1618 is

NIDEC CORPORATION ORD CMN (J6594) 200 00 69 7774 13,955 48 68 2249 13,644 98 310 50

NIELSEN HOLDINGS B V CMN (NLSN) 320 00 33 5900 10,748 80 31 6375 10,124 01 624 79 19053 204 80

NIKON CMN (J7731) 700 00 23 3331 16,333 16 22 6732 15,871 21 461 95

NINTENDO Co , LTD ORD CMN CLASS A TAXBL (J7974( 20000 117 9763 23,595 25 2217723 44,354 45 (20,759 20)NIPPON ELEC GLASS CO LTD (J5214) 1,00000 48703 4,87030 84253 8,42533 (3,555 03)

NIPPON EXPRESS CO LTD CMN (J9062) 2,00000 4 7493 9,498 60 4 2568 8,51356 985 04

NIPPON PAINT CO, LTD CMN )J4612) 1,00000 12 0598 12,059 79 81150 8,11498 3,94481


XX659-3



Statement Detail





Market Value /




GLOBAL EQUITY

GSAM TAGS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

NIPPON STEEL SUMITOMO METAL CMN (J5401) 17,820 00 27024 48,156 09 2 9089 51,837 48 (3,681 39)

NIPPON TELEGPH & TELE CMN (J9432) 800 00 51 8289 41,46311 45 7474 36 ,597 90 4,86521

NIPPON YUSEN CMN (J9101) 4,00000 26519 10,607 78 35686 14,274 24 (3,666 46)

NISHI-NIPPON CITY BANK LTD CMN (J8327) 2,000 00 26116 5,223 22 2 9803 5,96061 (737 38)

NISSAN CHEMICAL IND CMN (J4021) 400 00 13 4715 5,38859 13 0953 5,23812 150 47

NISSAN MOTOR CMN (J7201) 4,80000 101339 48,642 52 10 2711 49,301 44 (658 93)

NISSHIN SEIFUN GROUP CMN (J2002) 500 00 11 9791 5,98956 121046 6,05232 (62 76)

NISSIN FOODS HOLDINGS CMN (J2897) 200 00 40 4850 8,09700 40 7715 8,15430 (57 29)

NITORI CO LTD CMN (J9843) 100 00 80 6675 8,06675 85 0634 8,50634 (439 58)

NITTO DENKO CMN (J6988) 300 00 64 3324 19,299 71 43 2929 12,987 87 6,311 84

NKSJ HOLDINGS CMN (J8630) 750 00 23 8473 17,885 50 19 8398 14,879 88 3,00562

NOBLE CORPORATION (CH) CMN (NE) 380 00 37 5800 14,280 40 37 5646 14,274 56 5 84 13837 197 60

NOBLE GROUP CMN ('NOBLE) 9,00000 07653 6,887 85

304 52

1 6978 15,279 96 (8,39211)

NOK CORP CMN (J7240) 300 00 15 9016 4,77048 21 2433 6,37299 (1,602 51)

NOKIA OYJ SERIES A EURO 06 ('NKIAY) 7,104 00 37051 26,320 98 6 6448 47,204 49 (20,883 50)

NOKIAN RENKAA (NOKIAN TYRES) CMN ('NTYRE) 254 00 40 7612 10,353 35 37 3499 9,48687 866 48

NOMURA HOLDINGS CMN (J8604) 7,30000 73710 53,808 26 38418 28,045 27 25,762 99

NOMURA REAL ESTATE HOLDINGS CMN (J3231) 300 00 221231 6,63692 16 6185 4,98556 1,651 36

NOMURA RESEARCH INSTITUTE CMN (J4307) 300 00 32 5695 9,77085 22 8014 6,84041 2,93044

NORDEA BANK AB SEK3 50 ('NBK) 5,06500 11 1819 56,636 48 11 2936 57,201 94 (565 46)

NORSK HYDRO ASA CMN (*NHY) 1185800 39917 7,41665 65868 12,238 35 (4,821 70)

NOVARTIS AG SHS RG SHS (NOM CHF 5) VAL 1200 526

(*NOVR)

5,13000 71 1031 364,758 93 48 9842 251,288 88 113,470 04

NOVO-NORDISK A/S CMN SERIES B (*NOVODC) 831 00 155 8685 129,526 74 60 0910 49,935 65 79,591 09

NOVOZYMES A/S CMN ('NZYMBDC) 459 00 32 0115 14,693 29 29 7144 13,638 93 1,05436

NSK LTD CMN (J6471) 1,00000 95692 9,56919 73715 7,371 54 2,197.65

NTT DATA CMN (J9613) 3 00 3,549 3710 10,64811 3,291 2310 9,87369 774 42

NTT DOCOMO CMN (J9437) 26 00 1,553 8582 40,400 31 1,779 3402 46,262 84 (5,862 53)

NTT URBAN DEVELOPMENT CMN (J8933) 3 00 1,2281630 3,68449 689 2803 2,06784 1,61665




RVIIIII Statement Detail





Market Value /

Accrued Income Uni t Cost Cost Basis

Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


NWS HOLDINGS LTD CMN (HK659) 3,37100 1 5393 5,18910 15276 5,14943 39 67

NXP SEMICONDUCTORS N V CMN (NXPI) 360 00 31 0200 11,167 20 26 4733 9,53039 1,63681

OBAYASHI CORP CMN (J1802) 1,00000 51930 5,192 97 48323 4,83229 360 68

OCBC LTD CMN (*OCBCN) 5,00000 78899 39,449 29 68220 34,110 09 5,33920

ODAKYU ELECTRIC RAILWAY CMN (J9007) 1,00000 97608 9,76077 93472 9,34723 413 54

OIL SEARCH LTD (ORD) 10 TOEA ORDINARY FULLY PAID ("OILF) 2,18900 70794 15,496 90 68734 15,045 94 450 96 04981 7718

OJI HOLDINGS CMN (J3861) 2,00000 40334 8,06675 47894 9,57877 (1,512 02)

OLAM INTERNATIONAL LIMITED CMN (-OLAMSP) 3,00000 1 2939 3,881 81 20414 6,12422 (2,242 41)

OLD MUTUAL PUBLIC LIMITED COMP CMN (-OLMUF12) 8,42200 27488 23,15016 23169 19,512 54 3,63762

OLYMPUS CMN (J7733) 500 00 30 4016 15,200 79 161640 8,082 01 7,11878

OMRON CORPORATION CMN (J6645) 500 00 29 7663 14,883 16 25 7246 12,862 28 2,02088

OMV AG NPV ('OMVF) 298 00 45 2006 13,469 77 42 3480 12,619 71 850 06

ONEX CORP SUB VTG CMN (ONEXF) 200 00 45 4385 9,08771 31 4266 6,28533 2,80238 03123 28 38

OPEN TEXT CORP CMN (OTEX) 100 00 68 4700 6,847 00 59 0730 5,907 30 939 71 1 7526 120 00

ORACLE CORPORATION JAPAN CMN (J4716) 100 00 41 4934 4,14934

78 65

49 0280 4,90280 (753 46)

ORANGE EUR 4 00 (*FTEL) 7,132 00 94619 67,482 40 18 1511 129,453 91 (61,971 51)

ORICA LIMITED ORDINARY FULLY PAID ('ICIAF) 690 00 18 9121 13,049 35

246 45

25 5506 17,629 90 (4,580 55) 45036 587 69

ORIENTAL LAND CO CMN (J4661) 100 00 154 6800 15,468 00 831533 8,31533 7,15267

ORIGIN ENERGY LTD ORDINARY FULLY PAID N/C FR BORAL

LTD EFF 18FEB00 (*ORG)

2,15000 11 5121 24,751 03 15 9978 34,395 29 (9,644 26) 39777 984 53

ORION OYJ CMN CLASS . (`ORNBV) 185 00 23 4595 4,34001 281057 5,199 56 (859 55)

ORKLA ASA CMN I*ORKNO) 1,465.00 8.1943 12,004.59 9.1940 13,469.17 (1,464.58)

OSAKA GAS CO LTD CMN (J9532) 4,00000 42250 16,899 85 40643 16,257 22 642 62

OSISKO MINING CORP CMN (OSKFF) 800 00 33136 2,65090 13 3855 10,708 41 (8,057 51)


0

t.J

XX659-3



Statement Detail







GLOBAL EQUITY

GSAM- TACS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

OTSUKA HOLDINGS CO, LTD CMN (J4578) 1,00000 33 0233 33,023 27 25 9944 25,994 43 7,028 84

OUTOTEC OYJ CMN (OTE1VFH) 344 00 11 9901 4,12460 12 4261 4,274 59 (14999)

PACIFIC RUBIALES ENERGY CORP CMN (PEGFF) 600 00 17 5870 10,55218 31 5930 18,955 82 (8,403 64) 35734 377 0710

PAN AMERICAN SILVER CORPORATIO CMN (PARS) 300 00 11 6400 3,49200 25 4741 7,64223 (4,150 23) 42955 150 00

PANASONIC CMN (J6752) 4,30000 80365 34,556 96 13 4519 57,843 35 (23,286 39)

PARK24 CO, LTD CMN (J4666) 200 00 181401 3,628 02 16 9429 3,388 57 239 45

PEARSON PLC (ORO) CMN (*PEARF) 1,46600 17 8130 26,113 88 16 2566 23,83211 2,281 77

PEMBINA PIPELINE CORPORATION CMN (PBA) 600 00 30 6200 18,372 00

77 13

25 9859 15,591 53 2,78047 50625 930 09

PENGROWTH ENERGY CORP CMN (PGH) 1,00000 49300 4,93000

38 09

10 7289 10,728 87 (5,798 87)

PENN WEST PETROLEUM LTD CMN (PWE) 900 00 10 5800 9,52200

231 38

25 7315 23,158 38 (13,636 38)

PERNOD-RICARD EUR 3 10 (*PERNF) 731 00 110 9055 81,071 89 63 5365 46,44518 34,626 71

PETROFAC LTD CMN (`PETRLN) 508 00 18 2237 9,257 66 24 0527 12,218 78 (2,961 12)

PETROLEUM GEO-SERVICES ASA CMN (*PTGOSV) 450 00 12 1860 5,48370 14 6682 6,60070 (1,117 00)

PIRELLI & C S P A CMN (*PIRRIM) 394 00 11 5800 4,562 54 10 8563 4,277 39 28515

POHJOLA BANK PLC KESKUSPANKKI SER A FIM50(RESTRICTED) (*OKOS)

400 00 14 6980 5,87920 13 4812 5,39249 486 71

PORTUGAL TELECOM SGPS SA CMN (*POTEL) 1,488 00 3 8926 5,792 13 9 5870 14,265 46 (8,473 33)

POTASH CORP OF SASKATCHEWAN INC (POT) 1,60000 381300 61,008 00 271311 43,409 69 17,598 31 36716 2,24000

POWER ASSETS HOLDINGS LTD CMN (HK6) 2,50000 86249 21,562 28 66135 16,533 74 5,02854

POWER CORP CANADA (COM) CMN (PWCDF) 700 00 26 8708 18,809 57 25 5108 17,857 57 952 00 39104 735 52

POWER FINANCIAL CORP CMN (POFNF) 500 00 29 1180 14,558 99

166 63

28 4437 14,221 83 337 17 45310 659 67

PRADA SPA CMN (HK1913) 1,00000 90761 9,07614 47337 4,73370 4,34244

PRECISION DRILLING CORP CMN (PDS) 500 00 85500 4,27500 10 9131 5,45654 (1,181 53) 22994 98 30

PROSAFE ASA NOK10 (*PRS) 317 00 87854 2,78499 73979 2,34513 439 86

PRUDENTIAL CORP (ORO) CMN (*PRUCF) 5,01500 16 3527 82,008 72 10 9417 54,872 70 27,136 01

PUBLICIS GROUPE SA EUR 0 40(*PUB) 325 00 71 2117 23,143 82 62 3804 20,273 62 2,87020

Portfolio No- XXX-XX659-3 XX659-3Page 53 of 449



M Statement Detail





Market Value /

Accrued Income U nit Cost Cost Basis

Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income


QANTAS AIRWAYS LIMITED ORDINARY FULLY PAID (*QAN) 4,86000 1 2364 6,00883 21900 10,643 43 (4,634 60) 44444 267 06

QBE INSURANCE GROUP LIMITED ORDINARY FULLY PAID

(*QBEIF)

2,33500 13 8200 32,269 76 16 0462 37,467 93 (5,198 17) 33135 1,06924

QIAGEN N V NL0000240000 (*QIA) 454 00 19 6516 8,921 82 19 3687 8,79339 128 42

RAIFFEISEN BANK INTERNATIONAL CMN (*RIBH) 84 00 291617 2,44958 571307 4,79898 (2,349 40)

RAKUTEN, INC CMN (J4755) 1,40000 11 8279 16,559 03 83601 11,70414 4,85489

RAMSAY HEALTH CARE LTD(AUD) ORDINARY FULLY PAID

(*RHC)

215 00 32 7962 7,051 19 32 7407 7,03926 11 93 17732 125 04

RANDGOLD RESOURCES LIMITED CMN (*RRSNLN) 161 00 621402 10,004 57 82 7794 13,327 49 (3,322 91)

RANDSTAD HOLDING N V NLGO 20 CMN (*RANSNV) 231 00 41 0086 9,472 98 501229 11,578 39 (2,105 41)

RECKITT BENCKISER GROUP PLC CMN (*RECJ) 1,22900 70 7044 86,895 76 34 9538 42,958 28 43,937 48

REED ELSEVIER N V CMN (*RDNLL) 1,34700 16 6638 22,44615 12 9753 17,477 75 4,96840

REED ELSEVIER PLC CMN (*RELLN) 2,193 00 11 3632 24,919 53 83991 18,419 14 6,50039

RENAULT (REGIE NATIONALE DES USINES) EUR3 81 (*RENUL) 410 00 67 3062 27,595 53 56 3496 23,103 32 4,49221

REPSOL YPF SA EUR1 (*REP) 3,10800 21 1032 65,588 59 27 5972 85,77218 (20,183 58)

RESEARCH IN MOTION LIMITED CMN (BBRY) 800 00 10 4600 8,36800 62 8330 50,266 40 (41,898 40)

RESONA HOLDINGS CMN (J8308) 3,40000 48703 16,559 03 45629 15,514 00 1,04503

RICOH CO,LTD CMN )J7752) 1,00000 11 8985 11,898 46 14 2422 14,242 23 (2,343 77)

RINNAI CORP (J5947) 100 00 71 1891 7,11891 72 8918 7,28918 (170 27)

RIO TINTO LTD ORDINARY FULLY PAID (*CRADY) 868 00 47 9625 41,631 49 80 5365 69,905 71 (28,274 23) 30586 1,27335

RIO TINTO PLC ORD 10P (REG) (*RTZPY) 2,39400 40 8133 97,706 94 20 8455 49,90415 47,802 80

RITCHIE BROS AUCTIONEERS INC CMN (RBA) 200 00 19 2200 3,84400 19 6981 3,93961 (95 61) 25494 98 00

ROCHE HOLDING AG B SHS(NOM CHF 100) VAL 224 180

(*HRBR)

54 00 248 8079 13,435 63 147 5357 7,96693 5,46870

ROCHE HOLDING AG GENUSSCHEINE (PTG CERTS) NPV(*RHHVF)

1,32800 249 0198 330,698 32 138 4791 183,900 25 146,798.07


L--^

XX659-3



Statement Detail






Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY

GSAM. TACS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

ROGERS COMMUNICATIONS INC CMN CLASS B (RCI) 700 00 39 2000 27,440 00

269 94

30 5223 21,365 61 6,07439 4 2204 1,15807

ROHM CO LTD ORD CMN (J6963) 200 00 40 3338 8,06675 60 2986 12,059 71 (3,992 96)

ROLLS-ROYCE HOLDINGS PLC CMN CLASS C NON TRADABLE(`RRYLC)

438,277 00 No Price 0 00 00015 678 80 (678 80)

ROLLS-ROYCE HOLDINGS PLC CMN CLASS (`RRLNN) 3,68300 17 2502 63,532 42 95283 35,092 82 28,439 60

ROYAL BANK OF CANADA CMN (RY) 2,70000 58 3100 157,437 00 49 4659 133,558 01 23,878 99 41757 6,57402

ROYAL BANK OF SCOTLAND GROUP P CMN CLASS ("RBSL) 4,07600 4 1604 16,957 90 46669 19,022 23 (2,064 33)

ROYAL CARIBBEAN CRUISES LTD ISIN LR0008862868 (RCL) 260 00 33 3400 8,66840 45 6654 11,873 01 (3,204 61) 1 4397 124 80

ROYAL DUTCH SHELL PLC CMN CLASS A SERIES EUR

(`RDSD)

6,61900 31 9542 211,504 54 34 5994 229,013 21 (17,508 67)

ROYAL DUTCH SHELL PLC CMN CLASS A (*ROSA) 443 00 31 9448 14,151 54 33 3465 14,772 51 (620 98)

ROYAL DUTCH SHELL PLC CMN CLASS B ('RDSB) 4,85700 331009 160,770 96 33 9822 165,051 44 (4,280 48)

RSA INSURANCE GROUP PLC CMN (`RSA) 6,30900 1 8102 11,420 58 1 6795 10,59618 824 40

RWE AG CMN ('RWAGY) 976 00 31 9216 31,155 49 40 2879 39,321 00 (8,165 51)

SABMILLER PLC CMN ("SAB) 1,85000 47 9552 88,71712 32 6176 60,342 63 28,374 49

SAFRAN SA EUR1 00 ('SAGEM) 493 00 52 2371 25,752 91 35 7036 17,601 87 8,15103

SAGE GROUP PLC (THE) CMN ('SJNSKN) 1,731 00 51751 8,95802 54826 9,49035 (532 33)

SAIPEM EUR 1 CMN (`SAIPF) 486 00 16 2602 7,90247 48 9832 23,805 83 (15,903 36)

SAMPO PLC CMN CLASS A (`SAMPF) 1,50900 38 9777 58,817 33 32 0237 48,323 77 10,493 56

SANDS CHINA LTD CMN(HK1928) 4,40000 47121 20,733 31 22092 9,72060 11,012 71

SANDVIK AB CMN ("SNVK) 2,12600 11 9572 25,421 03 96918 20,604 75 4,81628

SANKYO GO, LTD (J6417) 100 00 47 2409 4,72409 57 0948 5,70948 (985 39)

SANOFI-AVENTIS CMN ("SYRFD) 4,31300 103 6541 447,06010 71 4608 308,210 29 138,849 82

SANRIO CO LTD )J8136) 100 00 46 5351 4,65351 50.6066 5,060.66 (407 15)

SANTEN PHARMACEUTICAL CMN 04536) 200 00 43 0563 8,61126 37 2954 7,459 08 1,15218SANTOS LTD (ORD) ORDINARY FULLY PAID (-STOSY) 1,96800 11 4755 22,583 74 13 7008 26,963 17 (4,379 43) 23943 540 71

SAP AG NPV ('SAPAF) 3,337 00 73 2426 244,410 70 59 5387 198,680 57 45,73014

SAPUTO GROUP INC CMN (SAPIF) 200 00 46 0289 9,205 78 40 9901 8,198 03 1,00775 16801 154 67

SBI HOLDINGS, INC CMN (J8473) 560 00 11 0414 6,183 17 83453 4,673 37 1,509 80

38 This price has been marked to zero either because a valid price cannot be obtained or the last known price is stale beyond the expected pricing frequency ( general ly de fin ed as more than 30 days o l d)




Statement Detail




Quantit y Market PriceMarket Value /




SCANIA AB -B- SHARES CMN CLASS B ('SCANB) 637 00 20 0231 12,754 72 21 3720 13,613 95 (859 23)

SCHIBSTED (ORD) CMN ('SHIPF) 170 00 43 2109 7,34585 28 4534 4,83707 2,50878

SCHNEIDER ELECTRIC EURB 00 ('SPIEF) 1,98000 72 5527 143,654 26 72 4243 143,40014

•

25413

SCHRODERS PLC GBP1 00 ('NSCHL) 174 00 33 2074 5,77808 26 7025 4,64623 1,13185

SCHWEIZERISCHE RUECKVERSICHERU CMN (-SWIAGG) 659 00 74 4940 49,091 55 56 2236 37,051 38 12,04018

SEADRILL LTD. CMN ('SDRL) 704 00 40 3785 28,426 45 33 4390 23,541 08 4,885 37

SEAGATE TECHNOLOGY PLC CMN (STX) 500 00 44 8300 22,415 00 13 2241 6,61205 15,802 95

SECOM CMN )J9735) 400 00 54 4506 21,780 23 46 7133 18,685 31 3,09492

SECURITAS AB SER B SEK4 CMN CLASS 6 ('SCRTF)

SEGA SAMMY HOLDINGS INC CMN (J6460)

355 00400 00

8744325 0372

3,1042210,014 87

9161020 5939

3,252 178,23754

(147 95)1,77733

SEIKO EPSON CMN (J6724) 400 00 13 6631 5,46522 18 4497 7,37989 (1,914 66)

SEKISUI CHEMICAL CO, LTD CMN (J4204) 1,00000 10 6179 10,617 86 74583 7,45828 3,15958

SEKISUI HOUSE, LTD CMN (J1928) 1,00000 14 4597 14,459 65 10 0687 10,068 74 4,39091

SEMBCORP INDUSTRIES CMN ('SCI) 2,00000 39055 7,81096 39143 7,82850 (17 54)

SEMBCORP MARINE LTD FORMERLY JURONG SHIPYARD LTD

`SMM

2,00000 34084 6,816 84 40274 8,054 88 (1,238 04)

SENSATA TECHNOLOGIES HLDG N V CMN (ST) 180 00 34 9000 6,28200 29 8640 5,37552 906 48

SEVEN & I HOLDINGS CO, LTD CMN (J3382) 1,50000 36 5525 54,828 71 26 4233 39,634 90 15,193 81

SEVEN BANK, LTD CMN (J8410) 1,80000 36300 6,53407 30048 5,40872 1,12535

SEVERN TRENT PLC CMN ('SEVTLN) 366 00 25 3124 9,26435

253 38

26 6034 9,73684 (472 49)

SGS SA RG SHS(NOM CHF 20) VAL 249.745 (*SGNRF) 10 00 2,150.0477 21,500 48 1,960.6979 19,606 98 1,89350

SHANGRI-LA ASIA ORD CMN (HK69) 2,12500 17276 3,67107 0 9840 2,09092 1,58015

SHARP CMN (J6753) 2,00000 4 0334 8,06675 3 6060 7,212 04 854 71

SHAW COMMUNICATIONS INC NON-VOTING CL-B (SJR) 700 00 24 0300 16,821 00 21 5420 15,079 43 1,741 57 4 0507 681 37

SHIKOKU ELECTRIC POWER CMN (J9507) 400 00 18 0594 7,22378 25 8822 10,352 88 (3,12910)


XX659-3



Statement Detail




Quantity Market PriceMarket Value I




SHIMAMURA CO LTD ORD CMN (J8227) 100 00 121 5055 12,150 55 91 7093 9,17093 2,97962

SHIMANO CORPORATION CMN (J7309) 200 00 84 9026 16,980 51

70 23

49 6762 9,935 23 7,045 28

SHIMIZU CORP CMN (J1803) 1,00000 40233 4,02329 44063 4,40627 (382 98)

SHIN-ETSU CHEMICAL CMN (J4063) 700 00 66 3490 46,444 33 53 2204 37,254 28 9,190 05

SHINSEI BANK ORD CMN (J8303) 4,00000 2 2688 9,07510 1 1196 4,47822 4,59687

SHIONOGI CMN (J4507) 700 00 20 8727 14,610 91 17 1645 12,01514 2,59577

SHIRE PLC CMN (*SHIRLTD) 1,03800 31 7166 32,921 83 11 2863 11,715 20 21,206 63

SHISEIDO CO, LTD CMN (J4911) 800 00 14 8932 11,914 59 1 8979 1,51832 10,396 28

SHIZUOKA BANK LTD CMN (J8355) 1,00000 10 7792 10,779 20 92893 9,28934 1,48986

SHOPPERS DRUG MART CORPORATION CMN (SHDMF) 400 00 46 2003 18,48011

108 55

40 3920 16,156 79 2,32332 22917 423 52

SHOWA DENKO K K CMN (J4004) 3,00000 13209 3,962 79 21884 6,56523 (2,602 43)

SIEMENS AG REG SHS NPV (*SIEMS) 2,84400 101 0894 287,498 34 73 9382 210,280 24 77,218 09

SILVER WHEATON CORP CMN (SLW( 700 00 19 6700 13,769 00 31 3865 21,970 52 (8,201 52) 24403 336 00

SIMS METAL MANAGEMENT LTD ORDINARY FULLY PAID

(*SGM1)

374 00 75648 2,82925 11 4469 4,281 14 (1,451 89) 1 2107 34 25

SINGAPORE AIRLINES LTD CMN (-SIA) 1,00000 80003 8,00032 10 4116 10,411 64 (2,411 33)

SINGAPORE EXCHANGE LTD CMN (*SGX) 2,00000 55466 11,09314 58932 11,786 35 (693 21) •

SINGAPORE PRESS HOLDINGS LTD LOT SIZE 1,000 (*SPRFFN) 3,00000 32901 9,87021 30415 9,124 55 745 67

SINGAPORE TECH ENGINEERING CMN (*STE) 3,00000 33059 9,917 55 25668 7,70042 2,217 13

SINGAPORE TELECOMMUNICATIONS CMN (*SGTELC) 15,000 00 2 9745 44,61714 24107 36,160 08 8,45706

SING LAND CMN (HK83) 6,64800 14078 9,35928 17227 11,452 79 (2,093 52)

SJM HOLDINGS LIMITED CMN (HK880) 4,000 00 24315 9,72591 16994 6,79749 2,92842

SKANDINAVISKA ENSKILDA BANKEN SER'A' SEK10

(*SEBAF)

3,360.00 9.5568 32,110.93 8.4861 28,513.45 3,597.48

SKANSKA AB SER 'B' SEK10 FREE (*SKANF) 742 00 16 5940 12,312 74 20 2177 15,001 54 (2,688 81)

SKF AB B SHARES CMN CLASS B (*SKFRY) 700 00 23 4 2 24 1 6,39 5 69 27 7247 19,407 31 (3,011 62)

SMC CMN (J6273) 100 00 200 8621 20,086 21 95 6992 9,56992 10,516 29

SMITH & NEPHEW PLC CMN (*SMN) 1,41800 11 1807 15,854 19 11 4610 16,251 63 (397 44)




Statement Detail







GLOBAL EQUITY -


SMITHS GROUP PLC CMN (`SMINNW) 736 00 19 8970 14,644 22 201436 14,825 70 (181 48)

SNAM RETE GAS ORD CMN ('SNAM) 3,08300 45565 14,047 72 48235 14,870 85 (82313)

SNC-LAVALIN GROUP INC CMN CADO 2400 (SNCAF) 300 00 42 3058 12,691 75 57 0865 17,125 94 (4,434 19) 2 0108 255 21

SOCIETE GENERALE EUR1 25 ("SOGEF) 2,81800 34 3691 96,85214 40 6389 114,520 44 (17,668 30)

SODEXO EUR04 00 ('SODEF) 164 00 83 3190 13,664 32 81 4124 13,351 63 312 70

SOFINA (ORD BEARER SHS) CMN (`SOFNF) 32 00 90 6225 2,89992 92 2100 2,95072 (50 80)

SOFTBANK CORP CMN (J9984) 1,70000 58 3831 99,251 30 17 3327 29,465 60 69,785 71

SOJITZ CORPORATION CMN 02768) 3,30000 16638 5,49043 1 8834 6,21530 (724 87)

SOLVAY NPV CMN ('SLVBF) 119 00 131 0973 15,600 58 99 8465 11,881 73 3,71885

SONIC HEALTHCARE LIMITED ORDINARY FULLY PAID ('SHLF) 694 00 13 5636 9,41313 13 7646 9,55261 (139 48) 40513 381 36

SONY CORPORATION CMN (J6758) 1,90000 20 9534 39,811 44 34 4913 65,533 50 (25,722 06) 00119 4 75

SONY FINANCIAL HOLDINGS CMN (J8729) 400 00 15 8008 6,32030 18 4848 7,39394 (1,073 63)

SP AUSNET LIMITED CMN STAPLED SECURITY ("SPNAU) 2,936 00 1 0761 3,15946 1 2676 3,721 77 (562 31) 6 9787 220 49

SSE PLC GBPO 50 ('SITYF) 1,748 00 231676 40,496 91 20 6060 36,019 26 4,477 65

STANDARD CHARTERED PLC CMN ('STN( 3,80200 21 7072 82,530 92 10 2381 38,925 23 43,605 69

STANDARD LIFE PLC CMN (`STANDLN) 4,14400 52587 21,79213 45349 18,792 66 2,99947

STANLEY ELEC CMN (J6923) 400 00 19 4812 7,79248 19 3108 7,72431 6817

STARHUB LIMITED CMN (*STHSP) 1,00000 32980 3,29796 20046 2,00463 1,29333

STATOILHYDRO ASA CMN (*STLO) 2,051.00 20.6339 42,320 05 24 2512 49,739 31 (7,419.26)

MICROELECTRONICS N.V CMN ISIN NL0000226223'STM

1,34200 89893 12,063 70 10 4228 13,987 39 (1,923 70)

STORA ENSO R AB (FINLAND) ('STRSK) 1,31500 67046 8,81652 85026 11,180 96 (2,364 44)

STOREBRAND ASA SHS NOK5 (*UNSTA) 750 00 48250 3,61875 66684 5,00133 (1,382 59)

SUBSEA 7 SA CMN (STOLT) 551 00 17 5380 9,66342 24 2355 13,353 77 (3,690 36)

SUEZ ENVIRONNEMENT SA CMN (*SEVFP) 451 00 12 9197 5,82677 16 6934 7,52872 (1,701 95)

SUGI HOLDINGS CMN (J7649) 100 00 38 0146 3,801 46 35 6251 3,56251 238 95

Portfolio No XXX-XX659.3 Page 58 of 449

XX659-3



N" Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY

GSAM. TACS GLOBAL DYNAMIC CORE (S&P GLOBAL LARGEMID) TAX EX

SUMITOMO CHEMICAL COMPANY CMN (J4005) 3,00000 31460 9,43810 46074 13,82219 (4,384 09)

SUMITOMO CORPORATION CMN 1J8053) 2,40000 12 4732 29,935 72 14 6850 35,244 09 (5,308 37)

SUMITOMO ELECTRIC INDUSTRIES CMN (J5802) 1,50000 11 9590 17,938 44 13 9858 20,978 68 (3,040 24)

SUMITOMO HEAVY IND LTD CMN (J6302) 1,00000 42149 4,21488 64508 6,45084 (2,235 97)

SUMITOMO METAL MNG CMN (J5713) 1,00000 11 1523 11,152 29 13 3788 13,378 81 (2,226 52)

SUMITOMO MITSUI FIN GROUP, INC CMN 08316) 2,70000 45 8797 123,875 07 28 3151 76,450 90 47,424 17

SUMITOMO MITSUI TRUST HOLDINGS CMN (J8309) 6,47000 46686 30,206 06 33969 21,977 82 8,22824

SUMITOMO REALTY & DEV CO LTD CMN (J8830) 1,00000 398800 39,880 01 18 5598 18,559 85 21,32016

SUMITOMO RUBBER INDUSTRIES LTD CMN (J5110) 400 00 16 3553 6,542 14

5618

10 5070 4,202 80 2,33934

SUN HUNG KAI PROPERTIES LIMITE CMN PRIV PL REG

S/144A (HK16)

3,03200 12 9051 39,128 38 89968 27,278 42 11,849 97

SUN LIFE FINANCIAL INC CMN (SLF) 1,200 00 29 6200 35,544 00 27 3381 32,805 75 2,73825 46248 1,64385

SUNCOR ENERGY INC. CMN (SU) 2,90000 29 4900 85,521 00 29 8565 86,583 73 (1,062 73) 25831 2,20910

SUNCORP-METWAY LIMITED ORDINARY FULLY PAID('MWBAF)

2,52200 10 9168 27,532 20 90419 22,803 57 4,72863 50336 1,38585

SUNDRUG CO, LTD CMN (J9989) 100 00 42 4513 4,24513 35 5625 3,55625 688 88

SUZUKEN CMN (J9987) 200 00 33 6787 6,73574 261021 5,22043 1,51531

SUZUKI MOTOR CORP CMN (J7269) 900 00 23 0608 20,754 75 24 5169 22,06519 (1,310 44)

SVENSKA CELLULOSA AB B SHS(ORD SCA SER B FREE

SWKR10 (*SCAPYI1,21800 25 0923 30,562 36 17 0820 20,805 84 9,75652

SVENSKA HANDELSBANKEN AB SEK4 ("SVAF) 961 00 40 1357 38,570 38 34 3966 33,055 15 5,51523

SWEDBANK AB CMN CLASS A (`SWED) 1,87000 22 9304 42,879 87 16 0205 29,958 24 12,921 63

SWEDISH MATCH CO SEK2 (*SWMAT) 386 00 35 4989 13,702 58 30 6405 11,827 24 1,87534

SWIRE PAC LTD CL-A (ORD) CMN CLASS A (HK19) 1,50000 121058 18,158 73 10 9076 16,361 43 1,79730

SWIRE PACIFIC B (ORD) CMN CLASS B (HK87) 2,50000 23593 5,898 20 2 9860 7,464 93 (1,566 72)

SWIRE PROPERTIES LIMITED CMN (HK1972) 2,40000 29588 7,101 05 29752 7,14046 (39 41)

SWISSCOM AG RG SHS (NOM CHF 1) VAL 874 251 (-SWCM) 40 00 438 2749 17,531 00 453.5383 18,141 53 (610 53)

SYNGENTA AG CMN ('SYNCHF) 174 00 391 64 99 68,147 08 2191083 38, 1 24 84 30,022 24

SYSMEX CORP ORD CMN )J6869) 200 00 65 4415 13,088 31 17 6235 3,52470 9,56361

TO HOLDINGS CMN (J8795) 1,300.00 13 4513 17,486 70 99852 12,980 78 4,50592


•

•



Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


TAIHEIYO CEMENT CORPORATION CMN (J5233) 3,00000 31965 9,58935 20739 6,221 58 3,36777

TAISEI CORPORATION CMN (J1801) 2,00000 36200 7,23991 24688 4,93753 2,30238

TAISHO PHARMACEUTICAL HOLDINGS CMN (J4581) 100 00 70 9874 7,09874 71 3542 7,13542 (3667)

TAIYO NIPPON SANSO CMN (J4091) 1,00000 69072 6,907 16 88841 8,884 13 (1,976 98)

TAKASHIMAYA CO LTD CMN (J8233) 1,00000 101339 10,133 86 86921 8,69208 1,441 78

TAKEDA PHARMACEUTICAL CO LTD CMN (J4502) 1,40000 451738 63,243 34 47 7235 66,812 97 (3,569 63)

TALISMAN ENERGY INC CMN (TLM) 2,000 00 11 4300 22,860 00 22 4793 44,958 64 (22,098 64) 2 3622 540 00

TATfS GROUP LTD ORDINARY FULLY PAID (*TTS1) 2,23500 29032 6,48868 34266 7,65852 (1,169 84) 63091 409 38

TDC A/S CMN ("TDC1 DC) 732 00 81059 5,93349 78494 5,74574 187 75

TDK CORP CMN (J6762) 200 00 34 5358 6,907 16 74 2416 14,848 31 (7,941 16)

TE CONNECTIVITY LTD CMN (TEL) 680 00 45 5400 30,967 20 35 6114 24,215 77 6,751 43

TECHNIP-COFLEXIP CMN (`TNIP) 215 00 101 5581 21,834 99 90 2946 19,413 34 2,421 65

TECK RESOURCES LIMITED CMN CLASS B (TCK) 900 00 21 3700 19,233 00

385 64

53 4145 48,073 02 (28,840 02) 39963 768 60

TEIJIN LTD CMN (J3401) 2,00000 21982 4,39638 34546 6,90911 (2,512 73)

TELE2 AB CMN (`TEL2A13) 594 00 11 7410 6,97417 14 2933 8,49021 (1,516 04)

TELECOM ITALIA SPA CMN (*MLIT) 19,445 00 06952 13,518 03 1 3681 26,601 91 (13,083 88)

TELECOM ITALIA SPA CMN NON CONVERTIBLE SAVING

SHARES (`MLITN)

12,441 00 05559 6,91588 10970 13,647 46 (6,731 58)

TELEFONICA SA ORD EUR1 ("TELNF) 14,330 00 12 8168 183,664 91 19 3905 277,865 82 (94,200 91)

TELENET GROUP HOLDING N.U. CMN (*TNET) 92.00 45.9036 4,223.13 51.9022 4,775.00 (551.87)

TELENOR ASA CMN (`TELNO) 1,438 00 19 8270 28,511 16 161970 23,291 31 5,21984

TELEVISION BROADCASTS LIMITED CMN (HK511) 900 00 68716 6,18441 78010 7,02093 (83652)

TELIASONERA AB CMN (*TLIA) 4,52000 65198 29,469 55 74267 33,568 66 (4,09911)

TELSTRA CORPORATION LIMITED ORDINARY FULLY PAID 10,054 00 43686 43,921 47 34522 34,708 48 9,21299 58700 2,57820

Portfolio No - XXX-XX659.3Page 60 of 449

J

•

XX659-3



Statement Detail





Market Value /



Gain (Loss) Yield Annual I ncomo

GLOBAL EQUITY


TELUS CORPORATION CMN (2782E0) 400 00 291900 11,676 00

129 50

18 8468 7,53872 4,137 28

TENARIS SA ORD CMN (*TENIM) 925 00 20 0617 18,557 04 22 7823 21,073 65 (2,516 61)

TERNA SPA CMN (*TERNSPA) 2,15900 41555 8,971 80 43647 9,42349 (451 69)

TERUMO CORP CMN (J4543) 400 00 49 7618 19,904 71 491064 19,642 56 26215

TESCO PLC (ORD) CMN (*TESCF) 15,782 00 50412 79,560 07

2,431 94

58884 92,931 23 (13,371 16)

TEVA PHARMACEUTICAL IND LTD ADS (TEVA) 1,77600 39 2000 69,619 20 47 8233 84,93413 (15,314 93) 24127 1,67972

TGS NOPEC NOK1 CMN (*NOPEC) - 222 00 29 0653 6,45249 23 0856 5,12500 1,32749

THALES EUR3 00 (*TCSFY) 149 00 46 7042 6,95893 41 5170 6,18604 772 89

THE SWATCH GROUP AG B B SHS CHF 2 25 VAL 080 045

(*SMHPF)

59 00 547 8436 32,322 77 411 2017 24,260 90 8,061 87

THE SWATCH GROUP LTD RG SHS (NOM CHFO 45) VAL

080 044 (*SMHRF)

94 00 94 3096 8,865 11 71 7075 6,74050 2,124 60

THK CO, LTD CMN (J6481) 300 00 21 0240 6,30719 231180 6,93540 (628 21)

THOMSON REUTERS CORPORATION CMN (TRI) 700 00 32 5700 22,799 00 38 0991 26,669 38 (3,870 38) 39914 910 00

THYSSENKRUPP AG CMN (*TKAG) 739 00 19 6516 14,522 52 34 7458 25,677 16 (11,154 64)

TIM HORTONS INC CMN (THI) 300 00 54 1300 16,239 00 41 8790 12,563 71 3,67529 18833 305 82

TNT EXPRESS N V CMN (*TNTENA) 761 00 75013 5,70850 15 9697 12,152 92 (6,444 42)

TOBU RAILWAY CMN (J9001) 2,00000 51526 10,305 28 54233 10,846 64 (541 37)

TOHO CO LTD CMN (J9602) 300 00 20 5904 6,177 12 17 0639 5,11918 1,05793

TOHO GAS CO, LTD CMN (J9533( 1,00000 51728 5,17280 62646 6,26463 (1,091 83)

TOHOKU ELECTRIC POWER CO INC CMN (J9506) 1,00000 12 4934 12,493 38 11 2905 11,290 54 1,202 B4

TOKIO MARINE HOLDINGS CMN (J8766) 1,40000 31 7124 44,397 39 23 7545 33,256 34 11,141 05

TOKYO ELECTRIC POWER CMN (J9501) 2,900.00 51728 15,001 13 6.1613 17,867.79 (2,866 66)

TOKYO ELECTRON LTD CMN 08035) 300 00 50 6189 15,185 66 621191 18,635 74 (3,450 08)

TOKYO GAS CO LTD CMN (J9531) 5,00000 5 5257 27,628 63 4 3533 21,766 73 5,861 90

TOKYU CORP CMN (J9005( 2,00000 65442 13,088 31 46066 9,21317 3,87513

TOKYU LAND CORP CMN 08815) 1,00000 91759 9,17593 42744 4,274 42 4,901 51

TOLL HOLDINGS LIMITED ORDINARY FULLY PAID (*THAUD) 1,941 00 48723 9,45707 54763 10,629 54 (1,172 46) 48872 46219

Portfolio No. XXX•XX659.3 XX659-3Page 61 of 449

The Duffield Family Foundation DBA Maddle's Fund EIN 94-3362163 Year Ended June 30, 2013


Statement Detail







GLOBAL EQUITY


TOPPAN PRINTING CO LTD CMN (J791 1) 2,00000 69475 13,894 98 81625 16,325 09 (2,43011)

TORAY INDUSTRIES CMN (J3402) 3,00000 64736 19,420 71 63152 18,945 49 475 22

TORONTO DOMINION BANK CMN (TD) 1,70000 80 3700 136,629 00 60 4674 102,794 50 33,834 50 38886 5,31302

TOSHIBA CORP CMN (J6502) 8,00000 48098 38,478 41 54641 43,712 72 (5,234 31)

TOSOH CORPORATION CMN (J4042) 1,00000 34687 3,46870 32681 3,26807 200 63

TOTAL SA CMN CL B EUR10 ('TOTAL) 8,46600 48 8263 413,36311 53 3782 451,900 09 (38,536 98)

TOURMALINE OIL CORP. CMN (TRMLF) 300 00 401158 12,034 74 30 2869 9,086 06 2,948 67

TOYO SEIKAN GROUP HOLDINGS, LT CMN (J5901) 400 00 15 3974 6,15897 19 4083 7,76333 (1,604 36)

TOYODA GOSEI CMN )J7282) 200 00 24 5128 4,902 57 221447 4,428 94 473 63

TOYOTA BOSHOKU CORPORATION CMN (J3116) 200 00 14 4193 2,883 86 10 2233 2,044 66 839 20

TOYOTA INDUSTRIES CMN (J6201) 500 00 40 9388 20,469 38 31 7516 15,875 79 4,59359

TOYOTA MOTOR CORPORATION CMN (J7203) 5,60000 60 3998 338,238 93 42 9849 240,715 64 97,523 29 00036 12 20

TOYOTA TSUSHO CMN (J8015) 500 00 25 7834 12,891 68 19 0585 9,52927 3,36241

TRANSALTA CORPORATION CMN )TAC) 400 00 13 7200 5,48800

110 45

21 5433 8,61731 (3,129 31) 80540 442 00

TRANSCANADA CORP CMN (TRP) 1,30000 431100 56,043 00

569 41

37 3663 48,576 24 7,46676 41841 2,34488

TRANSURBAN LIMITED ORDINARY SHARES / UNITS STAPLE

(-TCL)

2,38500 61911 14,765 72

237 00

66626 15,890 40 (1,124 68) 4 5858 677 13

•

TREND MICRO INC CMN (J4704) 200 00 31 7628 6,352 57 31 7145 6,34291 9 66

TRILOGY ENERGY CORP CMN (TETZF) 100 00 29 8988 2,98988

3 33

32 0663 3,206 63 (216 75) 1 3151 39 32

TRYG A/S CMN (*TRYGCD) 37 00 82 4375 3,05019 83 7562 3,09898 (48 79)

TSUMURA & CO ORD CMN (J4540( 200 00 29 4840 5,896 80 30 3731 6,074 61 (177 82)

TULLOW OIL PLC CMN (*TU00 1,776.00 15.2270 27,04317 21.8050 38,125.72 (11,682.55)

TURQUOISE HILL RESOURCES LTD CMN (TRQ) 700 00 59300 4,151 00 24 3633 17,054 34 (12,903 34)


XX659-3



Statement Detail





Market Value /


Unrealized

Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


TYCO INTERNATIONAL LTD CMN (TYC) 660 00 32 9500 21,747 00 22 9916 15,174 43 6,57257 1 9423 422 40

UBE INDUSTRIES LTD CMN (J4208) 3,00000 18554 5,56606 30504 9,151 17 (3,58511)

UBS AG CMN VAL 1074 074 ('UNBS) 6,851 00 17 0393 116,736 34 161263 110,481 28 6,25506

UCB CAP NPV CMN (`UCBLF) 213 00 53 8775 11,475 90 42 9626 9,151 04 2,324 87

UMICORE SA CMN ('UMIBB) 217 00 41 5684 9,02034 49 9702 10,843 54 (1,823 20)

UNI-CHARM CORPORATION CMN (J8113) 300 00 56 5681 16,970 43 49 4469 14,834 08 2,13635

UNICREDIT, SOCIETA PER AZIONI CMN CLASS (*UNICSPA) 19,457 00 46841 91,138 38 62855 122,297 01 (31,158 63)

UNILEVER N V CMN DUTCH CERTIFICATE ('UNICERT) 6,05800 39 3878 238,611 14 31 6627 191,812 58 46,798 56

UNILEVER PLC CMN (`ULNVRLN) 2,411 00 40 4938 97,630 58 29 8803 72,041 38 25,589 20

UNIONE DI BANCHE ITALIANE SCPA CMN ('BPUIM) 1,65800 36218 6,00490 56760 9,41079 (3,405 89)

UNITED OVERSEAS BANK LTD CMN ('UOB) 2,00000 15 6693 31,338 51 14 0427 28,085 37 3,25314

UNITED UTILITIES GROUP PLC CMN ('NOWORD) 1,14500 10 4049 11,913 58

398 52

11 2279 12,855 97 (942 39)

UOL GROUP LIMITED CMN ("UOSLF) 1,00000 53020 5,301 98 38572 3,857 16 1,44482

UPM-KYMMENE CORP CMN ('UPM) 1,13300 98030 11,106 81 15 7111 17,800 70 (6,693 89)

USHIO INC CMN (J6925) 300 00 131891 3,95674 19 9253 5,977 59 (2,020 85)

USS CO LTD CMN (J4732) 40 00 126 9505 5,07802 80 4572 3,21829 1,85973

VALEANT PHARMACEUTICALS INTL CMN (VRX) 600 00 86 0800 51,648 00 34 9680 20,980 78 30,667 22

VENTURE CORPORATION LIMITED CMN ('VENTF) 1,00000 57280 5,72804 68578 6,85775 (1,129 71)

VERMILION ENERGY INC CMN (VET) 200 00 48 8600 9,772 00

38 09

45 8854 9,177 08 594 92 48295 471 94

VIENNA INSURANCE GROUP VERSICHERUNGAKTIENGESELLSCHAFT CMN ("WSVRS)

73 00 46 4569 3,391 35 53 4017 3,89833 (506 98)

VINCI GTM CMN (*SGDEF) 2,07300 501932 104,050 53 53 5948 111,102 03 (7,051 50)

VIVENDI SA ORD CMN EUR5.5 (*GENF) 4,7 970 0 1 8 9 421 90,865 08 23.7005 113,691.26 (22,82618)

VODAFONE GROUP PLC SPONSORED ADR CMN IVOD) 9,17300 28 7450 263,677 899,43714

27 4441 251,745 02 11,932 87 53464 14,097 32

VOESTALPINE AG NPV ('VOEST) 251 00 341478 8,57109 401202 10,07016 (1,499 06)

VOLKSWAGEN AKTIENGESELLSCHAFT CMN (*VLKWY) 69 00 194 9535 13,451 79 148 5311 10,248 65 3,20315

VOLVO A FRIA SHS CMN CLASS A ("VOLFA) 819 00 13 2841 10,879 71 16 3073 13,355 66 (2,475 95)

Portfolio No. XXX-XX659.3 XX659-3Page 63 of 449

E

k



Statement Detail


PUB LI C EQUITY ( Continued)


Market Value / Unrealized Dividend Estimated



VOLVO AB'B' SEK5 CMN CLASS B (*VOLVY) 2,80800 13 3885 37,594 90 16 6462 46,742 63 (9,147 73)

VTECH HOLDINGS LTD (HK) CMN (HK303) 400 00 15 2773 6,11092 12 0762 4,830 47 1,28046

WARTSILA EUR3 50 (`METRF) 322 00 43 5212 14,013 82 36 0539 11,609 37 2,40445

WESFARMERS LIMITED ORDINARY FULLY PAID (*WESFF) 2,46500 36 2673 89,398 81 31 6564 78,033 06 11,365 74 43434 3,88298

WEST JAPAN RAILWAY CO CMN (J9021) 400 00 42 4513 16,980 51 38 0591 15,223 66 1,75685

WESTPAC BANKING CORP- AU ORDINARY FULLY PAID

(*WSTPF)

6,207 00 26 4495 164,171 79

5,442 29

22 5377 139,891 77 24,280 03 62327 10,232 31

WHARF HLDG CO LTD (ORD) CMN (HK4) 3,00000 84057 25,217 23 68693 20,607 98 4,60926

WHEELOCK AND CO LTD (HK) (FORMERLY WORLD INTL INC)

(HK20)

1,00000 50151 5,01508 29059 2,90585 2,10923

WHITEHAVEN COAL LIMITED ORDINARY FULLY PAID (*WHC) 1,73000 2 1064 3,644 13 30974 5,35850 (1,714 37) 13043 47 53

WILLIS GROUP HOLDINGS PLC CMN (WSH) 320 00 40 7800 13,049 60

71 68

371904 11,900 93 1,14867

WILMAR INTERNATIONAL LTD CMN (*EZY) 5,00000 24853 12,426 53 40738 20,368 97 (7,942 44)

WING HANG BANK CMN (HK302) 500 00 89794 4,48972 14 9876 7,49379 (3,004 07)

WOLSELEY LIMITED CMN (*WOSL) 592 00 461374 27,313 33 35 6200 21,087 03 6,22631

WOLTERS KLUWER CVA EURO 12 CMN (*WTKWY) 593 00 21 1617 12,548 91 21 0580 12,487 38 61 53

WOODSIDE PETROLEUM LTD ORDINARY FULLY PAID(*WOPEY)

1,200 00 32 0636 38,476 27 42 8186 51,382 36 (12,906 09) 36167 1,39156

WOOLWORTHS LTD ORDINARY FULLY PAID (*WOOLA) 2,47400 30 0487 74,340 51 27 6729 68,462 77 5,877 74 39317 2,922 87

WORLEY PARSONS LIMITED ORD CMN (*WOR1) 451 00 17 8497 8,05022 28 2677 12,748 75 (4,698 52) 47460 382 07

WPP PLC CMN *WPPLNNL) 2,595.00 17.0676 44,290.52778 04

12 3390 32,019.61 12,270 92

WYNN MACAU LIMITED CMN (HK1128) 2,80000 27074 7,58064 26517 7,42480 155 84

XL GROUP PLC CMN (XL) 680.00 30.3200 20,617 60

7616

23 0908 15,701 77 4,91583

YAHOO JAPAN CORPORATION CMN (J4689) 30 00 4 93 0802 14,7 92 41 352 8130 10, 584 39 4, 208 02

Portfolio No - XXX-XX659-3 Page 64 of 449

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XX659-3



Statement Detail





Market Value /




GLOBAL EQUITY


YAKULT HONSHA CO , LTD CMN (J2267) 300 00 41 4429 12,432 88 29 8481 8,95442 3,47846

YAMADA DENKI CMN (J9831) 210 00 40 5858 8,52303 65 4822 13,751 26 (5,228 24)

YAMAGUCHI FINANCIAL GROUP CMN (J8418) 1,00000 98515 9,851 52 91210 9,121 05 730 47

YAMAHA CORPORATION CMN (J7951) 400 00 11 4649 4,58595 12 7872 5,114 88 (528 93)

YAMAHA MOTOR CO LTD CMN (J7272) 600 00 12 9572 7,77433

47 76

15 6397 9,38379 (1,609 46)

YAMANA GOLD INC CMN (AUY) 1,40000 95100 13,314 00

91 00

11 4731 16,062 34 (2,748 34) 27340 364 00

YAMATO HOLDINGS CO, LTD CMN (J9064) 900 00 21 0845 18,976 03 14 6363 13,172 64 5,80339

YAMATO KOGYO CO, LTD CMN (J5444) 100 00 30 6032 3,06032 28 3387 2,83387 226 45

YARA INTERNATIONAL ASA CMN (*YARA) 363 00 39 8844 14,478 05 53 5249 19,429 56 (4,951 50)

YASKAWA ELECTRIC CORPORATION CMN (J6506) 1,00000 12 1707 12,170 71 101272 10,12717 2,043 54

YIT OYJ EUR2 (*YITY) 249 00 17 1715 4,27571 24 2062 6,02735 (1,751 64)

YOKOGAWA ELECTRIC CMN (J6841)

YOKOHAMA RUBBER CMN (J5101)

500 00

1,00000

11 9690

10 0532

5,984 52

10,05319

93 63

82108

71644

4,10541

7,16440

1,87911

2,88879

YUE YUEN INDUSTRIAL HLDG CMN (HK551) 1,50000 25913 3,88701 32321 4,84815 (961 13)

ZIGGO N V CMN (*ZIGGON) 98 00 40 0322 3,92316 34 4088 3,37206 551 10

ZURICH INSURANCE GROUP AG REG SHS (NOM CHF 10) VAL

1107 539(*ZURVA)

272 00 259 6164 70,615 66 252 8556 68,776 71 1,83895

CITY DEVELOPMENTS CMN (*CDEVY)

ADVANCE RESIDENCE INVESTMENT C CMN (J3269)

1,00000

4 00

84421

2,164 9147

8,44215

8,65966

94616

2,084 3750

9,461 55

8,337 50

(1,019 40)

322 16

BRITISH LAND CO (ORD) CMN (*BRITF) 1,71300 86175 14,761 75 81724 13,999 25 762 50

CAPITACOMMERCIAL TRUST CMN (*CCTS P) 9,000.00 1.1559 10,402.78 1.0649 9,584.45 818.33

DUNDEE REAL ESTATE INVESTMENT TRUST UNIT SERIES ACMN (DRETF)

100 00 31 0795 3,107951778

35 2353 3,52353 (41558) 67249 209 01

H&R REAL ESTATE INVESTMENT TR CMN (HRUFF) 200 00 20 9863 4,197 26 21 9592 4,391.84 (194.58) 5.8439 245 28

HAMMERSON ORD 25P CMN (*HAMMF)

LAND SECURITIES PLC CMN CLASS GBPO 10 (*LANDN)

1,192 00

1,72300

7412713 4472

8,8359523,169 58

199 20

7 162311 6610

8,537 52

20,091 94

298 43

3,07764

•

•

Portfolio No XXX -XX659-3 XX659-3Page 65 of 449


The Duffield Family Foundation DBA Maddie's Fund EIN. 94-3362163 Year Ended June 30, 2013 Detail Supporting Statements 11 and 12

Statement Detail




Quantity - Market PriceMarket Value /


Gain (Loss)

Dividend Estimated

Yield Annual Income

GLOBAL EQUITY


MORI TRUST SOGO REIT REIT (J8961) 1 00 8,944 0117 8,944 01 8,884 9550 8,88496 59 06

NIPPON BUILDING FUND REIT (J8951) 1 00 11,575 7897 11,575 79

149 81

9,735 9460 9,735 95 1,839 84

NOMURA REAL ESTATE OFFICE FUND REIT (J8959) 1 00 4,386 2966 4,38630

116 21

5,441 1470 5,441 15 (1,054 85)

RIOCAN REAL ESTATE INVESTMENT TRUST (RIOCF) 300 00 24 0619 7,21856

33 56

23 2753 6,982 60 235 95 52829 381 35

SUNTEC REAL ESTATE INVT TRUST UNIT TRUST (*SUNSP) 9,00000 12427 11,183 87 09401 8,461 11 2,72277

UNIBAIL-RODAMCO SICOVAM 12471 (*UNFF) 339 00 233 0329 78,99817 208 5810 70,708 96 8,28921

UNITED URBAN INVESTMENT CORP REIT (J8960) 5 00 1,3521894 6,76095

205 98

1,1441682 5,72084 1,04011

RTS/COMPAGNIE DE SAINT-GOBAIN EXP06/26/2013

OPTIONAL DIVIDEND LINE NON TRADEABLE (*RTISGO)

854 00 No Price 39

RTS/ELECTRICITE DE FRANCE EXP06/26/2013 (*SUHDSL) 653 00 No Price 3'

RTS/PUBLICIS GROUPE S A EXP06/25/2013 NON TRADABLE

(*PARKS13)

325 00 No Price 39

266 54

PORSCHE AG NON-VTING PRF PFD (*PORSF) 304 00 77 4346 23,54013 701545 21,326 96 2,21317

BMW PREF NPV PFD TAXBL (*BMWPF) 101 00 68 3867 6,907 06 52 7494 5,32769 1,57937

HENKEL KGAA PRF PFD TAXBL (*HENKF) 346 00 94 0594 32,544 55 59 4333 20,563 93 11,980 62

VOLKSWAGEN AG N-VTG BR PRF (DM PFD (*VLKPF) 515 00 202 5043 104,289 73 163 8879 84,402 27 19,887 46

TOTAL GSAM' TACS GLOBAL DYNAMIC CORE (S&P GLOBALLARGEMID) TAX EX

51 ,884,377 2187,513 93

42,626,502 18 9,257,875 51 2 7556 704,243 94

Market Value

Adjusted Cost/'

Original Cost

Unrealized

Gain (Loss)

Estimated

Annual Income

TOTAL PORTFOLIO 51,971,891.14 42,626,502.18 9,257,875.51 704,243.94

6 Original Cost is price paid by purchaser adjusted for annual original issue discount i nclusions and/or return of cap i tal adjustments , if applicable Adjusted Cost reflects adjustments to Original Cost for market discount accretion and/or premium

amortization Adjusted cost for GMS Portfolios and Alternative Investments are determined by inception to date contributions minus inception to date distributions

3°Please be advised that since the price for this security is currently unavailable , we have replaced the market value with the cost you paid, which may not reflect the current value of the security Accordingly , the market value is for informational purposes

only and should not be rel i ed upon

Portfolio No XXX-XX659.3Page 66 of 449

0

XX659-3

The Duffield Family Foundation DBA Maddte's Fund EIN 94-3362163 Year Ended June 30, 2013

Holdings


CASH, DEPOSITS & MONEY MARKET FUNDSMarket Value / Adjusted Cost / Unrealized Yield to Maturity/ Estimated

Quantity Market Price Accrued Income Unit Cost Original Cost Gain (Loss) Current Yield Annual Income

DEPOSITS & MONEY MARKET FUNDS

MONEY MARKET FUNDS

GS FINANCIAL SQUARE FEDERAL FUND - FST SHARES 34 040 1 0000 34 04 1 0000 34 04 0 00 00100 0 00Moody's Aaa •

ALTERNATIVE INVESTMENTSContributions Distributions Economic

Market Value To Data To Date Gain (Loss)

HEDGE FUNDS

MULTI-STRATEGY PORTFOLIO FUND LTD (CUSTOM DFF)12 42,972,160 00 40,000,000 00 0 00 2,972,160 00Adjusted Cost/° Unrealized Estimated

Market Value Original Cost Gain (Loss) Annual Income

TOTAL PORTFOLIO 42,972,194.04 40,000,034.04 2,972,160.00 0.00

Unless otherwise noted. Goldman Sachs has furnished the information appearing in this section for your convenience only Hedge funds are privately placed This information may have been obtained from other persons, some of whom may be Goldman

Sachs affiliates Please note that in the case of information supplied by otter persons (1) Goldman Sachs does not independently verify such information for accuracy or completeness, and (2) Goldman Sachs has been informed that in certain cases such

information may reflect unaudited figures, which may be inaccurate or incomplete, and that actual figures may differ Certain hedge funds may appear in the Alternative Investments section as Other Investments Please refer to die relevant product's

periodic financial statements and capital analyses for official accounting information

The calculations noted above (other than contributions and distributions since the last capital statement) are taken from the applicable partnership capital value statement as provided by the fund administrator A partnership capital value statement is

available upon request from your Private Wealth Advisor Tax information regarding these investments, including allocations of income and realized and unrealized gains and losses will be available through a Schedule K-1 which will be mailed to you after

year end Please be advised that the delivery of K-1s is subject to the reporting of the particular underlying partnerships and that the delivery of particular K-1s may be delayed, requiring you to file an extension Your private equity assets are held away

from Goldman Sachs and are not covered by the Securities Investor Protection Corporation I'SIPC') or any supplemental insurance provided by Goldman Sachs for its clients holdings Please contact your Private Wealth Advisor if you have any questions

\J

ustefi aa mortization Ad usted

pa i dc ost foruGMS Portfolios andrAlternativre I^nvestments^ aredetermined banto

o fcontributio s minus

applicableto date distributionsects

adjustments to Original Cost for market discount accretion and/or premiumby inception i nce p tion

rlPlease refer to the end of the Holdings section for further details pertaining to these investments

Portfolio No XXX-XX337-8


Statement Detail

ALTERNATIVE INVESTMENTS

Page 6 of 10

XX337-8

0 sThe Duffield Family Foundation

FEIN 94-3362163


Form 990-PF, Part II, Lune 13

Description Market Value

Private Equity Partnerships

Axiom Asia Fund I 3,953,609

Axiom Asia Fund II 1,615,171

Flag International Partners I 1,763,624

Flag Private Equity III (Offshore) 3,221,181

Flag/Next Generation Fund V 2,753,032

Flag Venture Partners VI (Offshore) 1,932,843

Gerber Taylor Real Property III 2,794,461

GC Mezzanine Partners 1,688,271

Harrison St Real Estate II 2,327,770

HRJ Capital VC IV (Q) 2,729,785

HRJ Capital VC V 2,176,966

HRJ Capital VC V (Foreign) 528,115

HRJ Capital VC VI (U S.) 1,289,121

HRJ Capital VC VI (International) 682,838

HRJ Capital VC VI (International) 185,255

HRJ Global Buyout III (U 5) 612,849

HRJ Global Buyout III (U S) 40,559

HRJ Global Buyout III (Europe) 298,955

HRJ Global Buyout III (Asia) 450,656

HRJ Global Buyout III (Asia) 176,085

HRJ Special Opps II (U S.) 404,771

HRJ Special Opps II (U S.) 16,596

HRJ Special Opps II (International) 502,979

HRJ Special Opps II (International) 44,006

INVESCO Priv Cap IV 2,429,588

Madison Int'l RE Liq Fund III 1,660,208

MIRELF III Eastbridge AIV -

MIRELF III AIV 474,957

MIRELF III Australia AIV -

Madison Int'l RE Liq. Fund IV 1,371,615

MIRELF IV AIV 1,368,488

MIRELF IV NYC Core Retail Liquidity AIV 952,006

MIRELF IV US Investments AIV Combined 433,635

Madison Int'l RE Liq Fund V (25,631)

MIRELF V AIV 1,442,687

Mesirow FCP IX 1,023,931

Mesirow MCP X 799,668

Mesirow MPF V 847,547

Mesirow P E Fund III 3,476,699

MREP Global II 3,344,866

MREP Global III - A 1,351,501

OCM Mezzanine Fund II 1,500,981

OCM Opportunities Fund IVb 2,590

Park St Cap Nat Res II - Combined 915,029

Prime Finance Partners I 6,539

RCP Fund III, LP 1,364,681

RCP Fund IV, LP 1,603,268

RCP Fund VI, LP 1,092,506

SEIX Multi-Sector Absolute Return Fund 3,895,284

Goldman Sachs (Account #337-8)

GSachs Multi-Strategy Portfolio Fund 43,126,757

Total Investments - Other 106, 648,898

The Duffield Family Foundation BA Maddie's Fund 0

EIN: 94-3362163



Schedule - Part IV, Line 1 - Capital Gains and Losses for Tax on Investment Income

Pass-through Gains from Partnership Investments

Description Gain/Loss

Axiom Asia Private Capital Fund I 458,855

Axiom Asia Private Capital Fund II 1,082

GC 2009 Mezzanine Partners, LP -12,270

GT Real Property Holdings III, LLC 96,250

Harrison Street Real Estate Partners II 117,566

Capital Dynamics Champion VC IV 930,342

Capital Dynamics Champion VC V 132,939

HRJ Capital VC V (Foreign) 21,142

Capital Dynamics Champion VC VI (U.S.) 28,171

HIRJ Capital VC VI (International) 48,782

HRJ Global Buy-Out III (Asia) 40,529

HRJ Global Buy-Out III (Asia) New Money 15,536

HRJ Global Buy-Out III (EUROPE) 15,916

HRJ Global Buy-Out III (U.S.) 79,917

HRJ Global Buy-Out III New Money (U.S.) 11,788

HRJ Special Opp II 27,859

HRJ Special Opp II (International) 2,958

Invesco Partnership Fund IV 762,224

Madison International Real Estate Liquidity Fun( 410,580

Mirelf III Australia Al V 942,644

Madison International Real Estate Liquidity Func 143,226

Mesirow Financial Capital Partners IX 52,009

Mesirow Financial Capital Partners X 107,044

Mesirow Financial Private Equity Partnership Fu 505,585

Mesirow Financial Private Equity Partnership Fu 41,576

Metropolitan Real Estate Partners 111-A 26,871

Metropolitan Real Estate Partners Global II 199,789

Next Generation Partners V 159,335

OCM Mezzanine Fund II 215,792

OCM Opportunities Fund I VB 1,785

Park Street Capital Natural Resource Fund II 45,198

PSC Luxembourg Holdings 143

RCP Fund III 245,677

RCP Fund IV 190,386

RCP Fund VI 33,514

SEIX Credit Dislocation Fund, LP 104,480

6,205,220

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