990-PF - Foundationcenter

l efile GRAPHIC p rint - DO NOT PROCESS As Filed Data - DLN: 93491352003014

990-PF Return of Private FoundationOMB No 1545-0052

Formor Section 4947 ( a)(1) Trust Treated as Private Foundation

0- Do not enter Social Security numbers on this form as it may be made public . By law, the 2013IRS cannot redact the information on the form.

Department of the Treasury 0- Information about Form 990-PF and its instructions is at www.irs.gov /form990pf .Internal Revenue Service

For calendar year 2013 , or tax year beginning 01 - 01-2013 , and ending 12-31-2013

Name of foundation A Employer identification numberNelda C and HI Lutcher Stark Foundation

74-6047440

Number and street (or P 0 box number if mail is not delivered to street address) Room/suite 6 ieiepnone number (see instructions)

PO Drawer 909(409) 883-3513

City or town, state or province, country, and ZIP or foreign postal code C If exemption application is pending, check here FOrange, TX 77631

G Check all that apply r'Initial return r'Initial return of a former public charity D 1. Foreign organizations, check here F

r-Final return r'Amended return 2. Foreign organizations meeting the 85% test,

r Address change r'Name change check here and attach computation

H Check type of organization FSection 501(c)(3) exempt private foundationE If private foundation status was terminated

d 507 b 1 A h k h

F_ Section 4947(a)(1) nonexempt charitable trust r'Other taxable private foundationun er section ( )( )( ), c ec ere

I Fair market value of all assets at end J Accounting method F Cash F Accrual F If the foundation is in a 60-month termination

of year (from Part II, col. (c), r Other (specify) under section 507(b)(1)(B), check here 0- F

line 615,439,363 (Part I, column (d) must be on cash basis.)

Analysis of Revenue and Expenses (The (a) Revenue and(d) Disbursements

total of amounts in columns (b), (c), and (d) may not expenses per(b) Net investment (c) Adjusted net for charitable

necessanly equal the amounts in column (a) (see booksincome income purposes

instructions) ) (cash basis only)

1 Contributions, gifts, grants, etc , received (attach 35,845

schedule)

2 Check ► F- if the foundation is not required to attach

Sch B

3 Interest on savings and temporary cash investments 38,826 38,826 38,826

4 Dividends and interest from securities. . . 8,376,448 8,376,448 8,376,448

5a Gross rents . . . . . . . . . . . 2,200 2,200 2,200

b Net rental income or (loss) 2,200

6a Net gain or (loss) from sale of assets not on line 10 24,544,094

75b Gross sales price for all assets on line 6a

75 300, 573, 309T

7 Capital gain net income (from Part IV, line 2) 24,544,248

8 Net short-term capital gain . . . . . . 690,644

9 Income modifications . . . . . . . . 43,269

10a Gross sales less returns andallowances 173,456

b Less Cost of goods sold . 121,171

c Gross profit or (loss) (attach schedule) . . . . . 52,285 52,285

11 Other income (attach schedule) . . . . . . . 4,331,391 4,098,513 4,290,457

12 Total. Add lines 1 through 11 . . . . . 37,381,089 37,060,235 13,494,129

13 Compensation of officers, directors, trustees, etc 888,993 333,168 333,168 555,825

14 Other employee salaries and wages 4,550,181 53,380 267,667 4,282,514

15 Pension plans, employee benefits . . . . 2,210,210 129,759 161,902 2,048,307

r_ 16a Legal fees (attach schedule) . . . . . . . . . 47,096 47,096

b Accounting fees (attach schedule) . . . . . . . . 44,795 20,162 20,162 24,633

W c Other professional fees (attach schedule) . . . . 2,167,911 1,870,642 1,870,642 297,269

17 Interest

qu 18 Taxes (attach schedule) (see instructions) 1,039,941 398,274 398,274 641,667

19 Depreciation (attach schedule) and depletion . . . 2,645,978 53,743 53,743

20 Occupancy . . . . . . . . . . . 741,436 6,762 6,762 734,674

21 Travel, conferences, and meetings . . . . 42,317 1,082 1,082 41,235

r_ 22 Printing and publications . . . . . . . 97,812 657 657 97,155

23 Other expenses (attach schedule) . . . . . . . . 4,293,318 212,042 212,042 4,081,2765=

24 Total operating and administrative expenses.

Add lines 13 through 23 . . . . . . . 18,769,988 3,079,671 3,326,101 12,851,651

25 Contributions, gifts, grants paid . . . . . 1,038,837 1,038,837

26 Total expenses and disbursements . Add lines 24 and 19,808,825 3,079,671 3,326,101 13,890,488

25

27 Subtract line 26 from line 12

a Excess of revenue over expenses and disbursements 17,572,264

b Net investment income (if negative, enter -0-) 33,980,564

c Adjusted net income (if negative, enter -0-) 10,168,028

For Paperwork Reduction Act Notice, see instructions . Cat No 11289X Form 990-PF (2013)

Form 990-PF (2013) Panes 2

Attached schedules and amounts in the description column Beginning of year End of yearBalance Sheets should be for end-of- ear amounts onl (See instructions B k V l b B k V l F M k V ly y (a) oo a ue ( ) oo a ue (c) air ar et a ue

1 Cash-non - interest-bearing . . . . . . . . . . . . 5,750 157,048 157,048

2 Savings and temporary cash investments . . . . . . . 8,557,696 3,974,671 3,978,582

3 Accounts receivable ►

Less allowance for doubtful accounts Oil

4 Pledges receivable ►

Less allowance for doubtful accounts Oil

5 Grants receivable . . . . . . . . . . . . . .

6 Receivables due from officers, directors , trustees, and other

disqualified persons ( attach schedule ) ( see instructions) . .

7 Other notes and loans receivable ( attach schedule)

Less allowance for doubtful accounts ► 800,000

cn 8 Inventories for sale or use . . . . . . . . . . . . 54,025 49,249 49,249

9 Prepaid expenses and deferred charges . . . . . . . . 131,584 81,715 81,715uti4 10a Investments - U S and state government obligations (attach schedule)

b Investments -corporate stock (attach schedule ) . . . . . 171,600,549 192,982,446 232,581,141

c Investments -corporate bonds ( attach schedule ). . . . . 107,324,478 70,296,628 70,046,431

11 Investments - land, buildings , and equipment basis ► 3,211,483

Less accumulated depreciation (attach schedule ) 221,900 3,007,791 2,989,583 15,325,078

12 Investments -mortgage loans . . . . . . . . . . .

13 Investments -other (attach schedule ) . . . . . . . . 27,217,215 65,568,276 69,301,600

14 Land, buildings , and equipment basis ► 68,314,420

Less accumulated depreciation (attach schedule ) P, 25,240,304 44,148,858 43,074,116 78,573,969

15 Other assets ( describe Ilk- ) 41,408,823 42,644,589 145,344,550

16 Total assets ( to be completed by all filers-see the

instructions Also, see page 1, item I) 404,256,769 421,818,321 615,439,363

17 Accounts payable and accrued expenses . . . . . . . 53,863 41,851

18 Grants payable . . . . . . . . . . . . . . . .

19 Deferred revenue . . . . . . . . . . . . . . .

+' 20 Loans from officers, directors , trustees, and other disqualified persons

21 Mortgages and other notes payable ( attach schedule)

J 22 Other liabilities (describe Oil

23 Total liabilities ( add lines 17 through 22) . . . . . . . 53,863 41,851

Foundations that follow SFAS 117, check here F

and complete lines 24 through 26 and lines 30 and 31.

Q} 24 U nrestricted . . . . . . . . . . . . . . . . . 404,202,906 421,776,470

25 Temporarily restricted

co26 Permanently restricted

Foundations that do not follow SFAS 117, check here ► F-

and complete lines 27 through 31.u_

27 Capital stock, trust principal, or current funds . . . . . .

28 Paid-in or capital surplus , or land, bldg , and equipment fund

w129 Retained earnings , accumulated income, endowment, or other funds

30 Total net assets or fund balances (see page 17 of the

instructions ) . . . . . . . . . . . . . . . . . 404,202,906 421,776,470

31 Total liabilities and net assets/fund balances ( see page 17 of

the instructions ) . . . . . . . . . . . . . . . 404,256,769 421,818,321

UMM Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree

with end-of-year figure reported on prior year's return) . . . . . . . . . . . . 1 404,202,906

2 Enter amount from Part I, line 27a . . . . . . . . . . . . . . . . . . 2 17,572,264

3 Other increases not included in line 2 (itemize) ► S 3 1,750

4 Add lines 1, 2, and 3 . . . . . . . . . . . . . . . . . . . . . . . 4 421,776,920

5 Decreases not included in line 2 (itemize) ► 5 450

6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 421,776,470

Form 990-PF (2013)

Form 990-PF (2013)

Ca ital Gains and Losses for Tax on Investment Income

(a) List and describe the kind(s) of property sold (e g , real estate,2-story brick warehouse, or common stock, 200 shs MLC Co

(b) How acquiredP-PurchaseD-Donation

(c) Date acquired(mo , day, yr

(d) Date sold(mo , day, yr

la MLTranstrend DTP P 2009-10-01 2013-12-09

b ML Winton FuturesAccess P 2009-10-01 2013-12-09

c Arden Sage Access Ltd P 2009-10-01 2013-01-01

d

e

(e) Gross sales price(f) Depreciation allowed

(or allowable)(g) Cost or other basisplus expense of sale

(h) Gain or (loss)(e) plus (f) minus (g)

a 1,818,400 1,818,401 -1

b 2,444,786 2,444,787 -1

c 10,565,734 9,546,144 1,019,590

d

e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus

(i) F M V as of 12/31/69(j) Adjusted basisas of 12/31/69

(k) Excess of col (i)over col (j), if any

col (k), but not less than -0-) orLosses (from col (h))

a -1

b -1

c 1,019,590

d

e

2If gain, also enter in Part I, line 7

Capital gain net income or (net capital loss) If (loss), enter -0- in Part I, line 72 24,544,248

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0-in Part I, line 8 3 690,644

t1 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

f section 4940 (d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? fl Yes F NoIf "Yes," the foundation does not qualify under section 4940 ( e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see page 18 of the instructions before making any entries

Base period years Calendaryear (or tax year beginning in)

Adjusted qualifying distributions Net value of noncharitable-use assets

(d)Distribution ratio

(col (b) divided by col (c))

2012 17,020,580 348,090,103 0 04890

2011 18,657,349 357,086,013 0 05225

2010 13,852,615 338,879,699 0 04088

2009 15,683,208 301,166,884 0 05208

2008 22,564,780 372,497,952 0 06058

2 Total of line 1, column (d) . . . . . . . . . . . . . . . . . . . . . . 2 0 25468

3 Average distribution ratio for the 5-year base period-divide the total on linethe number of years the foundation has been in existence if less than 5 years

2 by 5, or by3 0 05094

4 Enter the net value of noncharitable-use assets for 2013 from Part X, line 5. . . . . 4 366,746,031

5 Multiply line 4 by line 3 . . . . . . . . . . . . . . . . . . . . . .5 18,680,209

6 Enter 1% of net investment income (1% of Part I, line 27b). . . . . . . . . . . 6 339,806

7 Add lines 5 and 6 . . . . . . . . . . . . . . . . . . . . . . . . . 7 19,020,015

8 Enter qualifying distributions from Part XII, line 4 . . . . . . . . . . . . . . 8 16,690,489

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate Seethe Part VI instructions

Form 990-PF (2013)

Form 990-PF (2013)

FEMEWExcise Tax Based on Investment Income (Section 4940( a), 4940( b), 4940( e), or 4948-see page 18 of the instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ► fl and enter "N/A"

on line 1

Date of ruling or determination letter ( attach copy of letter if necessary-seeinstructions)

b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 679,611

here ► Hand enter 1% of Part I, line 27b . . . . . . . . . . . . . . . . . . .

c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% ofPart I, line 12, col (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Othersenter -0-) 2

3 Add lines 1 and 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 679,611

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Othersenter -0-) 4

5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . 5 679,611

6 Credits/Payments

a 2013 estimated tax payments and 2012 overpayment credited to 2013 6a 791,271

b Exempt foreign organizations-tax withheld at source . . . . 6b

c Tax paid with application for extension of time to file (Form 8868) 6c

d Backup withholding erroneously withheld . . . . . . . . . . . 6d

7 Total credits and payments Add lines 6a through 6d . . . . . . . . . . . . . . 7 791,271

8 Enter any penalty for underpayment of estimated tax Check here F if Form 2220 is attached 95 8

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . . ► 9

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . 10 111,660

11 Enter the amount of line 10 to be credited to 2014 estimated tax ► 111,660 Refunded ► 11

Statements Re g arding Activities

la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did Yes No

it participate or intervene in any political campaign? . . . . . . . . . . . . . . . . . . . . la No

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see page 19 of

the instructions for definition )? . . . . . . . . . . . . . . . . . . . . . . . . . lb No

If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities.

c Did the foundation file Form 1120-POL for this year? . . . . . . . . . . . . . . . . . . . . . 1c No

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) O n the foundation $ (2) O n foundation managers Ik- $

e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $

2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . 2 No

If "Yes," attach a detailed description of the activities.

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes,"attach a conformed copy of the changes . . 3 No

4a Did the foundation have unrelated business gross income of $1,000 or more during the year?. . . . . . . . 4a No

b If "Yes," has it filed a tax return on Form 990-T for this year? . . . . . . . . . . . . . . . . . . . 4b No

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? . . . . . . 5 No

If "Yes,"attach the statement required by General Instruction T.

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . 6 Yes

7 Did the foundation have at least $5,000 in assets at any time during the year? If "Yes," complete Part II, col. (c), andPart XV. 7 Yes

8a Enter the states to which the foundation reports or with which it is registered (see instructions)

( TX

b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation 8b Yes

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2013 or the taxable year beginning in 2013 (see instructions for Part XIV )?

If "Yes, " complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . 9 Yes

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their namesand addresses. 10 No

Form 990-PF (2013)

Form 990-PF (2013) Statements Re g arding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)? If "Yes," attach schedule (see instructions ) . . . . . . . . . . . . . 11 No

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions) . . . . . . . . . . . . . . . . . 12 No

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Yes

Website address Owww starkfoundation org

14 The books are in care of' Clyde V McKee III Telephone no ' (409) 883-3513

Located at X 601 W Green Orange TX ZIP+4 X776305718

15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here . . . . . . . . . ik' F

and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . I 15

16 At any time during calendar year 2013, did the foundation have an interest in or a signature or other authority over Yes No

a bank, securities, or other financial account in a foreign country? 16 No

See instructions for exceptions and filing requirements for Form TD F 90-22 1 If "Yes", enter the name of the

foreign country lllk^

Statements Re g arding Activities for Which Form 4720 Ma y Be Re q uired

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No

la During the year did the foundation (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person? fl Yes F No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? . . . . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? 1 Yes F No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? F Yes 1 No

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? . . . . . . . . . . . . . . . . . fl Yes F No

(6) Agree to pay money or property to a government official? ( Exception . Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days ). . . . . . . . . fl Yes F No

b If any answer is "Yes" to la(1 )-(6 ), did any of the acts fail to qualify under the exceptions described in Regulations

section 53 4941 (d)-3 or in a current notice regarding disaster assistance (see page 20 of the instructions) ?. . . lb No

Organizations relying on a current notice regarding disaster assistance check here. . . . . . . . . lk- F_

c Did the foundation engage in a prior year in any of the acts described in 1 a, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2013? . . . . . . . . . . . . . 1c No

2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or4942(j)(5))

a At the end of tax year 2013, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 2013? . . . . . . . . . . . . . . . fl Yes F No

If "Yes," list the years 20 , 20 , 20 , 20

b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement-see instructions ) . . . . . . . . . . . . . . 2b No

c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

lllk^ 20 , 20 , 20 , 20

3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? . . . . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

b If "Yes," did it have excess business holdings in 2013 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7 )) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2013.) . . . . . . . . . . . . . . . . . . . . 3b No

4a Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? 4a No

b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2013? 4b No

Form 990-PF (2013)

Form 990-PF (2013)

Statements Re g arding Activities for Which Form 4720 Ma y Be Re q uired (continued)

5a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))? fl Yes F No

(2) Influence the outcome of any specific public election (see section 4955), or to carry

on, directly or indirectly, any voter registration drive? . . . . . . . . . . . . . . . fl Yes F No

(3) Provide a grant to an individual for travel, study, or other similar purposes? F Yes (- No

(4) Provide a grant to an organization other than a charitable, etc , organization described

in section 509(a)(1 ), (2), or (3), or section 4940(d)(2)? (see instructions). . . . . . . . (- Yes F No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?. . . . . . . .(- Yes F No

b If any answer is "Yes" to 5a(1 )-(5 ), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions )? . . . . . . 5b No

Organizations relying on a current notice regarding disaster assistance check here. . . . . . . . (-

c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?. . . . . . . . . . . . 1 Yes F No

If "Yes," attach the statement required by Regulations section 53.4945-5(d).

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? . . . . . . . . . . . . . . . . . . . . . . . . fl Yes F No

b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . 6b No

If "Yes" to 6b, file Form 8870.

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? 1 Yes F No

b If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . 7b No

Information About Officers , Directors, Trustees, Foundation Managers , Highly Paid Employees,and Contractors

1 List all officers , directors , trustees , foundation managers and their compensation ( see instructions).

(a) Name and address(b) Title, and average

hours per weekdevoted to position

(c) Compensation(If not paid , enter

-0-)

(d) Contributions toemployee benefit plans

and deferred compensation

(e) Expense account,other allowances

See Additional Data Table

2 Compensation of five highest -paid employees (other than those included on line 1-see instructions). If none, enter " NONE."

(b) Title, and average(d) Contributions to

(a) Name and address of each employeehours per week (c) Compensation

employee benefit (e) Expense account,paid more than $50,000

devoted to positionplans and deferred other allowancescompensation

Franklin Harris Chief Prop Off 122,713 32,700

PO Box 90940 00

Orange,TX 776310909

James K Clark Theater Director 121,951 64,768

PO Box 90940 00

Orange,TX 776310909

Kathleen Hardey HR Manager 110,692 29,463

PO Box 90940 00

Orange,TX 776310909

Michael K Brister IT Manager 97,476 28,039

PO Box 90940 00

Orange,TX 776310909

Sarah Boehme Mus Curator 88,533 38,818

PO Box 90940 00

Orange,TX 776310909

Total number of other employees paid over $50,000 . . . . . . . . . . . . . . . . . . . ► 42

Form 990-PF (2013)

Form 990-PF (2013) Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,and Contractors (continued)

3 Five highest -paid independent contractors for professional serv ices (see instructions). If none, enter " NONE".

(a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation

Merrill Lynch Asset Management Investment Mgmt 1,647,383

623 Fifth Ave 34th FloorNewYork,NY 10022

Lange Brothers Inc Building Renovation 620,373

6301 Diamond AvenuePort Arthur,TX 77640

Steinberg Asset Management Investment Mgmt 118,725

12 East 49th Street Ste 1202NewYork,NY 10017

WHV Investment Management Investment Mgmt 92,114

301 Battery Street Suite 400San Francisco, CA 94111

Honeywell Building Solutions Bldg Reno & Maint 445,443

1985 Douglas Drive NorthGolden Valley,MN 55422

Total number of others receiving over $ 50,000 for professional services. 4

Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number ofExpensesorganizations and other beneficiaries served, conferences convened, research papers produced, etc

1Stark Museum ofArt - Schedule Attached 5,115,925

2W H Stark House - Schedule Attached 1,338,071

31utcherTheater- Schedule Attached 2,484,273

4Shangri-La Botanical Gardens and Nature Center- Schedule Attached 5,940,779

Summary of Prog ram-Related Investments ( see instructions )

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 A mount

1

2

All other program-related investments See page 24 of the instructions

3

Total . Add lines 1 through 3 . . . . . . . . . . . . . . . . . . . . . . . . . ►

Form 990-PF (2013)

Form 990-PF (2013)

Minimum Investment Return (All domestic foundations must complete this part. Fo reign foundations,see instructions. )

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,

purposes

a Average monthly fair market value of securities . . . . . . . . . . . . . . . . . . . la 350,917,024

b Average of monthly cash balances . . . . . . . . . . . . . . . . . . . . . . . lb 6,541,744

c Fair market value of all other assets (see instructions) . . . . . . . . . . . . . . . . 1c 14,872,228

d Total (add lines la, b, and c) . . . . . . . . . . . . . . . . . . . . . . . . . ld 372,330,996

e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation) . . . . . . . . . . . . . le 0

2 Acquisition indebtedness applicable to line 1 assets . . . . . . . . . . . . . . . 2

3 Subtract line 2 from line ld . . . . . . . . . . . . . . . . . . . . . . . . . 3 372,330,996

4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see

instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 5,584,965

5 Net value of noncharitable -use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 366,746,031

6 Minimum investment return . Enter 5% of line 5 . . . . . . . . . . . . . . . . . . 6 18,337,302

Distributable Amount (see instructions) (Section 49420)(3) and 0)(5) private operating foundations andcertain forei g n org anizations check here llik^ F and do not com p lete this p art. )

1 Minimum investment return from Part X, line 6 . . . . . . . . . . . . . . . . . . . . 1

2a Tax on investment income for 2013 from Part VI, line 5. . . . . . 2a

b Income tax for 2013 (This does not include the tax from Part VI ). . 2b

c Add lines 2a and 2b . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2c

3 Distributable amount before adjustments Subtract line 2c from line 1. . . . . . . . . . . . 3

4 Recoveries of amounts treated as qualifying distributions . . . . . . . . . . . . . . . . 4

5 Add lines 3 and 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5

6 Deduction from distributable amount (see instructions ) . . . . . . . . . . . . . . . . . 6

7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII,

line 1 . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7

Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes

a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26. . . . . . . . . . la 13,890,488

b Program-related investments-total from Part IX-B . . . . . . . . . . . . . . . . . . lb

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc ,

purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2,800,001

3 Amounts set aside for specific charitable projects that satisfy the

a Suitability test (prior IRS approval required ) . . . . . . . . . . . . . . . . . . . . 3a

b Cash distribution test (attach the required schedule ) . . . . . . . . . . . . . . . . . 3b

4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 16,690,489

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see instructions ) . . . . . . . . . . . . . . . . . 5

6 Adjusted qualifying distributions . Subtract line 5 from line 4 . . . . . . . . . . . . . . 6 16,690,489

Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies forthe section 4940(e) reduction of tax in those years

Form 990-PF (2013)

Form 990-PF (2013) « Undistributed Income ( see instructions

(a) (b) (c) (d)Corpus Years priorto 2012 2012 2013

1 Distributable amount for 2013 from Part XI, line 7

2 Undistributed income, if any, as of the end of 2013

a Enter amount for 2012 only. . . . . . .

b Total for prior years 20_ , 20_ , 20_

3 Excess distributions carryover, if any, to 2013

a From 2008. . . . .

b From 2009. . . . .

c From 2010. . . . . . .

d From 2011. . . . .

e From 2012. . . . .

f Total of lines 3a through e. . . . . . . . .

4 Qualifying distributions for 2013 from Part

XII, line 4 $

a Applied to 2012, but not more than line 2a

b Applied to undistributed income of prior years(Election required-see instructions). . . .

c Treated as distributions out of corpus (Electionrequired-see instructions). . . . . . .

d Applied to 2013 distributable amount. . . . .

e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2013

(If an amount appears in column (d), thesame amount must be shown in column (a).)

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5

b Prior years' undistributed income Subtractline 4b from line 2b . . . . . . . . . . .

c Enter the amount of prior years' undistributedincome for which a notice of deficiency hasbeen issued, or on which the section 4942(a)tax has been previously assessed. . . . . .

d Subtract line 6c from line 6b Taxable amount-see instructions . . . . . . . . . . .

e Undistributed income for 2012 Subtract line4a from line 2a Taxable amount-seeinstructions . . . . . . . . . . . . .

f Undistributed income for 2013 Subtractlines 4d and 5 from line 1 This amount mustbe distributed in 2014 . . . . . . . . . .

7 Amounts treated as distributions out ofcorpus to satisfy requirements imposed bysection 170(b)(1)(F) or4942(g)(3) (seeinstructions) . . . . . . . . . . . . .

8 Excess distributions carryover from 2008 notapplied on line 5 or line 7 (see instructions) . . .

9 Excess distributions carryover to 2014.Subtract lines 7 and 8 from line 6a . . . . . .

10 Analysis of line 9

a Excess from 2009. . . .

b Excess from 2010. . . .

c Excess from 2011. . . .

d Excess from 2012. . . .

e Excess from 2013.

Form 990-PF (2013)

Form 990-PF (2013)

« Private Operatin g Foundations ( see instructions and Part VII-A q uestion 9 )

la If the foundation has received a ruling or determination letter that it is a private operating2011-10-17

foundation, and the ruling is effective for 2013, enter the date of the ruling. . . . . .

b Check box to indicate whether the organization is a private operating foundation described in section F 4942(j)(3) or F 4942(j)(5)

2a Enter the lesser of the adjusted net Tax year Prior 3 years(e) Totalincome from Part I or the minimum

investment return from Part X for each( a) 2013 ( b) 2012 (c) 2011 (d) 2010

year listed . . . . . . . . . 10,168,028 13,948,015 13,588,258 15,564,160 53,268,461

b 85% of line 2a . . . . . . . . 8,642,824 11,855,813 11,550,019 13,229,536 45,278,192

c Qualifying distributions from Part XII,line 4 for each year listed . . . . . 16,690,489 17,020,580 18,657,349 13,852,615 66,221,033

d Amounts included in line 2c not useddirectly for active conduct of exemptactivities . . . . . . . . . . 1,038,837 2,901,445 1,190,761 1,475,126 6,606,169

e Qualifying distributions made directlyfor active conduct of exempt activitiesSubtract line 2d from line 2c . . 15,651,652 14,119,135 17,466,588 12,377,489 59,614,864

3 Complete 3a, b, or c for thealternative test relied upon

a "Assets" alternative test-enter

(1) Value of all assets . . . . . .

(2) Value of assets qualifyingunder section 4942(j)(3)(B)(i)

b "Endowment " alternative test- enter 2/3of minimum investment return shown inPart X, line 6 for each year listed . . . 12,224,868 11,603,003 11,902,867 11,295,990 47,026,728

c "Support " alternative test-enter

(1) Total support other than grossinvestment income ( interest,dividends, rents , paymentson securities loans ( section512(a)( 5)), or royalties) . . . .

(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942(j)(3)(B)(iii). . . .

(3) Largest amount of supportfrom an exempt organization

(4) Gross investment income

Supplementary Information ( Complete this part only if the organization had $5,000 or more inassets at any time during the year-see instructions.)

1 Information Regarding Foundation Managers:a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of theownership of a partnership or other entity) of which the foundation has a 10% or greater interest

2 Information Regarding Contribution , Grant , Gift, Loan, Scholarship, etc., Programs:

Check here if the foundation only makes contributions to preselected charitable organizations and does not acceptunsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations underother conditions, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to whom applications should be addressed

b The form in which applications should be submitted and information and materials they should include

c Any submission deadlines

d Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or otherfactors

Form 990-PF (2013)

Form 990-PF (2013) Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment

RecipientIf recipient is an individual,

Foundationshow any relationship to

fPurpose of grant or

any foundation managerstatus o

contributionAmount

Name and address (home or business)or substantial contributor

recipient

a Paid during the year


Total . 3a 1,038,837

b Approved for future payment


Total . 3b 1,579,050

Form 990-PF (2013)

Form 990-PF (2013)

Anal y sis of Income-Producin g Activities

Enter gross amounts unless otherwise indicated Unrelated b usiness income Excluded by section 512, 513, or 514 (e)

1 Program service revenue

(a)Businesscode

(b)

Amount

(c)

Exclusion code

(d )

Amount

Related or exemptfunction income

(Seeinstructions

a Admissions - Shangn La 91,111

b Admissions - Stark House 12,036

C Admissions - Stark Museum 17,294

d Memberships 57,430

e Reproduction Fees 4,220

f Special Programs 9,853

g Fees and contracts from government agencies

2 Membership dues and assessments. . . .

3 Interest on savings and temporary cash

investments . . . . . . . . . . . . 14 38,826

4 Dividends and interest from securities. . . . 14 8,376,448

5 Net rental income or (loss) from real estate

a Debt-financed property. . . . . .

b Not debt-financed property. . . . . 2,200

6 Net rental income or (loss) from personalproperty . . . . . . . . . . . . .

7 Other investment income. . . . .

8 Gain or (loss) from sales of assets other than

inventory . 18 24,544,094

9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory. 52,285

11 Other revenue a K-1 Income 14 2,252,744

b Oil & Gas Royalties 15 1,845,769

c Other refund/ins proceeds 1 40,934

d

e

12 Subtotal Add columns (b), (d), and (e). 37,098,815 246,429

13 Total . Add line 12, columns (b), (d), and (e) . . . . . . . . . . . . . . . . . . 1 3 37,345,244

(See worksheet in line 13 instructions to verify c alculations )

Relationshi p of Activities to the Accom plishment of Exem pt Pur poses

Line No .Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly tothe accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (Seeinstructions )

1a&f A fee is charged for admission to the Shangri La Botanical Gardens and Nature Center Special program revenue results from feescharged for Ecofest These activities contribute importantly to the accomplishment of the Foundation's exempt educationalpurpose by helping to teach environmental awareness and stewardship to the public

lb An admission fee is charged for a quided tour of the W H Stark House ("House") The House is recorded as a Texas HistoricLandmark and is entered in the National Register of Historic Places This activity contributes importantly to the accomplishmentof the Foundation's exempt educational purpose by preserving the House and its contents and presenting them for viewing toenhance appreciation, interest, and education in the art forms of fine crystal, silver, ceramics, weaving, furniture, and othercultural objects primarily of the late 19th century and early 20th century

1ce10 A fee is charged for admission to the Stark Museum of Art ("Museum") The Museum Shop sells printed reproductions of items inthe art collection and materials related to the collection Photographs and color transparencies of objects in the collection arealso sold and rented to individuals, researchers, universities, and publishing companies These activities contribute importantlyto the the achievement of the Foundation's exempt educational purpose by stimulating and enhancing public awareness, interest,and appreciation of art and a broader segment of the public may be encouraged to visit the Museum to share in its educationalfunctions and programs Furthermore, these activities help preserve the art and help present them for public viewing

ld The Stark Cultural Venues ("SCV") membership program formally ties together the Shangri La Botanical Gardens and NatureCenter, the Stark Museum of Art, and the W H Stark House into one combined membership This activity contributes importantlyto the accomplishment of the Foundation's exempt educational purpose by stimulating and enhancing the public's awareness ofand appreciation for the varied educational programming offered by the SCV

5b Rental of space at Shangri La Botanical Gardens encourages visitors to become aware about environmental issues

Form 990-PF (2013)

Form 990-PF (2013)

Information Regarding Transfers To and Transactions and Relationships WithNoncharitable Exempt Organizations

1 Did the organization directly or indirectly engage in any of the following with any other organization described insection 501(c) of the Code (other than section 501 (c)(3) organizations) or in section 527, relating to political Yes No

organizations?

a Transfers from the reporting foundation to a noncharitable exempt organization of

(1) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la(1) No

(2) Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la(2) No

b Other transactions

(1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . lb(1) No

(2) Purchases of assets from a noncharitable exempt organization . . . . . . . . . . . . . . . . . . lb(2) No

(3) Rental of facilities, equipment, or other assets . . . . . . . . . . . . . . . . . . . . . . . lb(3) No

(4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(4) No

(5) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(5) No

(6) Performance of services or membership or fundraising solicitations . . . . . . . . . . . . . . 1b(6) Yes

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . . . . . . . . . . 1c No

d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market val ueof the goods, other assets, or services given by the reporting foundation If the foundation received less than fair ma rket valuein any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services rece ived

Under penalties of perjury, I declare that I have examined this returnthe best of my knowledge and belief, it is true, correct, and complete

Sign based on all information of which preparer has any knowledge

Here ****** 12014-12-1s

Signature of officer or trustee Date

PaidPrepareUseOnly

Print/Type preparer's name Preparer's SignatureJody Blazek

Firm's name 11. Blazek & Vetterling

Firm's address 0- 2900 Weslayan Suite 200 Houston,

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations

described in section 501 (c) of the Code (other than section 501 ( c)(3)) or in section 527?. . . . . . . . . . .f Yes FNo

b If "Yes," complete the following schedule

(a) Name of organization (b) Type of organization I (c) Description of relationship

Form 990PF Part VIII Line 1 - List all officers, directors, trustees, foundation managers and theircompensation

(a) Name and address (b) Title, and average (c) Compensation (d) Contributions to (e) Expense account,hours per week (If not paid, enter employee benefit plans other allowances

devoted to position -0-) and deferredcompensation

Deborah Hughes Chairman 29,846

5 00PO Drawer 909Orange,TX 776310909

R Frederick Gregory MD Vice-Chairman 29,846


James Dunaway Secretary 29,846


Laurence R David Director 29,846


John Cash Smith Director 27,6925 00

PO Drawer 909Orange,TX 776310909

Ruby I Wimberley Director 29,846


WG Riedel III President & CEO 273,866 112,10540 00


Clyde V McKee III VP/CFO/Treas 219,102 92,11340 00


Elizabeth Turley VP/CCO/Gen Coun 219,102 30,84640 00


Roy S Wingate Dir Emeritus 0


Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor


Sarah E Paine PO Box 10183 None N/A Education-Lamar University 3,500Beaumont,TX 77710

Devan Ficken PO Box 10183 None N/A Education-Lamar University 7,000Beaumont,TX 77710

Payton Burns PO Box 30016 None N/A Education-Texas A&M 2,000College Station,TX 77842 University

Jada Semian PO Box 10183 None N/A Education-Lamar University 3,000Beaumont,TX 77710

Elizabeth Newell PO Box 10183 None N/A Education-Lamar University 2,000Beaumont,TX 77710

Jennifer Garrison PO Box 7758 UT None N/A Education-The University of 1,250Station TX at AustinAustin,TX 78713

Mercedes Springs 800 W Campbell None N/A Education-The University of 3,500Road TX at DallasRichardson,TX 75080

Bruce Wright PO Box 10183 None N/A Education-Lamar University 2,000Beaumont,TX 77710

Gavin Powell PO Box 13052 None N/A Education-Stephen F Austin 1,500Nacogdoches,TX 75962 University

Zoe Casteel 2304 Cadet Dr Ste None N/A Education-Air Force Academy 2,0002200USAFAcademy,CO 80840

Zaina O'Neal PO Box 367 None N/A Education-Prairie ViewA&M 1,500Prairie View,TX 77446 University

Dani Sanders PO Box 10183 None N/A Education-Lamar University 1,500Beaumont,TX 77710

Adrian Morgan PO Box 10183 None N/A Education-Lamar University 4,500Beaumont,TX 77710

Blake Martin 418 Green Avenue None N/A Education-Lamar State College 1,500Orange,TX 77630

Brittney Perry One UTSA Circle None N/A Education-The University of 2,000San Antonio,TX 78249 TX at San Antonio

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lllk^ 3a 1,038,837



Name and address (home or business) any foundation manager recipientor substantial contributor


Alayna Jacobs 601 University Drive None N/A Education-Texas State 1,500San Marcos,TX 78666 University

Haley Permenter PO Box 92575 None N/A Education-McNeese State 2,000Lake Charles, LA 70609 University

Haley Permenter PO Box 2328 None N/A Education-Sam Houston State 500Huntsville,TX 77341 University

Nathan Wood 2100 Memorial Blvd None N/A Education-Schreiner 1,500Kerrville,TX 78028 University

Nick Burch PO Box 10183 None N/A Education-Lamar University 2,000Beaumont,TX 77710

Alexis Morris Box 870120 None N/A Education-University of 4,500Tuscaloosa,AL 35487 Alabama

Tanner Royal PO Box 92575 None N/A Education-McNeese State 1,500Lake Charles, LA 70609 University

Lamar State College-Orange 418 N/A PC To fund a Stark scholarship 50,000Green Avenue program administered byOrange,TX 77630 Lamar State College-Orange

Texas Interscholastic League Founda N/A SO III FI To fund a scholarship program 147,160Box 8028 University Station administered by the TILF

Austin,TX 78713

Big Thicket Association PO Box 198 N/A PC Donation in honor of retired 2,500Saratoga,TX 77585 Shangri La Director Michael

Hoke

West O range-Cove CISD PO Box N/A PC Support for UIL academic 5,0001107 competitionOrange,TX 77631

Bridge City ISD 1035 West N/A PC Support forUIL academic 3,000Roundbunch competitionBridge City,TX 77611

Little Cypress-Mauriceville CISD N/A PC Support for UIL academic 5,0007327 Hwy 87 North competitionOrange,TX 77632

University of Texas-Health Science N/A PC To provide dental care to the 50,0007000 Fannin Street 17th Floor underserved residents of DeepHouston,TX 77030 East Texas

University of Texas-Health Science N/A PC To provide dental care to the 29,0007000 Fannin Street 17th Floor underserved residents ofHouston,TX 77030 Orange County

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lllk^ 3a 1,038,837



Name and address (home or any foundation manager recipientbusiness) or substantial contributor


O range Co Community Ptnrs for Child N/A PC To stock the "Rainbow Room" 7,5004446 Gilbert Drive in Orange with emergency food,Orange,TX 77632 clothing and toys

Orange County Sheriff's Office PO N/A PC Funds for the Blue Santa 10,000Box 1468 Program serving children inOrange,TX 77631 need during Christmas

Southeast Texas Food Bank Inc N/A PC To provide food for destitute 15,0003845 S Martin Luther King Jr Pkwy familiesBeaumont,TX 77705

Southeast Texas Food Bank Inc N/A PC To provide food for school 17,5003845 S Martin Luther King Jr Pkwy children's "Back Pack"Beaumont,TX 77705 program

Orange Community Action N/A PC To fund Meals on Wheels 10,000Association PO Box 728 program serving OrangeOrange,TX 77631 County area

Julie Rogers Gift of Life Program 148 N/A PC Mammography screening in 21,000S Dowlen Road O range TX for theBeaumont,TX 77707 disadvantaged

Nutrition and Services for Seniors N/A PC To fund Meals on Wheels 5,0004590 Concord Road program serving Seniors inBeaumont,TX 77703 Southeast Texas

United Way of Orange PO Box 1583 N/A PC To support the local United 15,000Orange,TX 77631 Way campaign

Messiah Evangelical Lutheran Church N/A PC To purchase carillon bells in 5,000324 S Howard St honor of Lutcher Family

South Williamsport, PA 17702

City of Orange Economic Dev Corp N/A PC Funds to complete Riverfront 56,902PO Box 520 Park projectOrange,TX 77631

Orange County CHAMPS Inc PO Box N/A PC Matching funds for county 32,0253134 softball complexOrange,TX 77631

The University of Texas at Austin PO N/A PC Funding for the Stark Center for 500,000Box 7458 Physical Sports and Culture onAustin,TX 78713 the UT campus

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 3a 1,038,837

efile GRAPHIC print - DO NOT PROCESS As Filed Data - DLN: 93491352003014

Schedule B Schedule of Contributors OMB No 1545-0047

(Form 990 , 990-EZ,or 990 -PF) Attach to Form 990, 990-EZ , or 990 -PF.

2013Department of the Treasury Information about Schedule B (Form 990 , 990-EZ , or 990 -PF) and its instructions is atInternal Revenue Serwce .

Name of the organizationNelda C and HI Lutcher Stark Foundation

Employer identification number

74-6047440

Organization type (check one)

Filers of: Section:

Form 990 or 990-EZ r 501(c)( ) (enter number) organization

r 4947( a)(1) nonexempt charitable trust not treated as a private foundation

r 527 political organization

Form 990-PF F 501( c)(3) exempt private foundation

r 4947( a)(1) nonexempt charitable trust treated as a private foundation

r 501(c)( 3) taxable private foundation

Check if your organization is covered by the General Rule or a Special Rule.Note . Only a section 501(c)(7), (8), or ( 10) organization can check boxes for both the General Rule and a Special Rule See Instructions

General Rule

F For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, $5,000 or more (in money orproperty) from any one contributor Complete Parts I and II

Special Rules

fl For a section 501(c)(3) organization filing Form 990 or 990-EZ that met the 331/3% support test of the regulationsunder sections 509(a)(1) and 170(b)(1)(A)(vi) and received from any one contributor, during the year, a contribution of thegreater of (1) $5,000 or (2) 2% of the amount on (I) Form 990, Part VIII, line 1h, or (II) Form 990-EZ, line 1 Complete Parts I and II

fl For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,during the year, total contributions of more than $1,000 for use exc/us/ve/yfor religious, charitable,scientific, literary, or educational purposes, or for the prevention of cruelty to children or animals Complete Parts I, II, andIII

fl For a section 501(c)(7), (8), or (10) organization filing Form 990 or 990-EZ that received from any one contributor,during the year, contributions for use exc/us/ve/yf or religious, charitable, etc , purposes, but these contributions didnot total more than $1,000 If this box is checked, enter here the total contributions that were received duringthe year for an exclusively religious, charitable, etc , purpose Do not complete any of the parts unless the General Ruleapplies to this organization because it received nonexclusively religious, charitable, etc , contributions of $5,000 or more

during the year . . . . . . . . . . . . . . . . . . . . . . . . . Ilk- $

Caution . An organization that is not covered by the General Rule and/or the Special Rules does not file Schedule B (Form 990,990-EZ, or 990-PF), but it must answer "No" on Part IV, line 2, of its Form 990, or check the box on line H of ItsForm 990-EZ or on its Form 990PF, Part I, line 2, to certify that it does not meet the filing requirements of Schedule B (Form 990,990-EZ, or 990-PF)

For Paperwork Reduction Pct Notice , see the Instructions Cat No 30613X Schedule B (Form 990, 990-EZ , or 990 -PF) (2013)

for Form 990 , 990-EZ , or 990-PF

Schedule B (Form 990, 990-EZ, or 990-PF) (2013) Page 2

Name of organizationNelda C and HI Lutcher Stark Foundation


74-6047440

Contributors ( see instructions ) Use duplicate copies of Part I if additional space is needed

(a)No.

(b)Name, address , and ZIP + 4

(c)Total contributions

(d)Type of contribution

1 Person F

E I DuPont Company Payroll2739 FM 1006

$ 8,000 Noncash r

O range, TX77630 (Complete Part II for

noncash contributions

(a)No.

(b)Name , address , and ZIP + 4



2 Person F

O range County Navigation Port Dis Payroll1201 Childers Rd

$ 8,000 Noncash r

O range, TX77630 (Complete Part II for


(a)No.

(b)Name, address, and ZIP + 4



3 Person F

First Financial Bank Payroll812 N 16th St - PO Box 730

$ 8,000 Noncash r

Orange, TX776310730 (Complete Part II for


(a)No.

(b)Name , address, and ZIP + 4



Person

Payroll

$ Noncash r

(Complete Part II for


(a)No.

(b)Name , address , and ZIP + 4



Person

Payroll

$ Noncash r



(a)No.

(b)Name , address, and ZIP + 4



Person

Payroll

$ Noncash r



Schedule B (Form 990, 990-EZ, or 990-PF) (2013)




74-6047440

I^IOncas h Property (see instructions) Use duplicate copies of Part ii if additional space is needed

(a) No.fromPart I

(b)

Description of noncash property given

(c)

FMV (or estimate)(see instructions)

(d)

Date received

(a) No.fromPart I

(b)


(c)


(d)

Date received

(a) No.fromPart I

(b)


(c)


(d)

Date received

(a) No.fromPart I

(b)


(c)


(d)

Date received

(a) No.fromPart I

(b)


(c)


(d)

Date received

(a) No.fromPart I

(b)


(c)


(d)

Date received





74-6047440

Exclusively religious , charitable , etc., individual contributions to section 501(c )( 7), (8), or (10) organizationsthat total more than $1 , 000 for the year . Complete columns (a) through (e) and the following line entryFor organizations completing Part III, enter the total of exclusively religious, charitable, etc ,contributions of $1,000 or less for the year (Enter this information once See instructions ) ► $Use duplicate copies of Part III if additional space is needed

(a) No.fromPart I

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held

(e) Transfer of giftTransferee's name, address, and ZIP 4 Relationship of transferor to transferee

(a) No.fromPart I



(a) No.fromPart I



(a) No.fromPart I





TY 2013 Accounting Fees Schedule

Name : Nelda C and HJ Lutcher Stark Foundation

EIN: 74-6047440

Software ID : 13000170

Software Version : 2013v3.1

Category Amount Net Investment Adjusted Net Disbursements forIncome Income Charitable

Purposes

Independent audit/tax 44,795 20,162 20,162 24,633services


TY 2013 Contractor Compensation Explanation


EIN: 74-6047440



Contractor Explanation

Honeywell Building Solutions

Lange Brothers Inc

Merrill Lynch Asset Management

Steinberg Asset Management

WHV Investment Management

defile GRAPHIC print - DO NOT PROCESS I As Filed Data - I DLN: 93491352003014

Note: To capture the full content of this document, please select landscape mode (11" x 8.5") when printing.

TY 2013 Gain/ Loss from Sale of Other Assets Schedule


EIN: 74-6047440



Name DateAcquired

HowAcquired

DateSold

PurchaserName

Gross SalesPrice

Basis BasisMethod

SalesExpenses

Total (net) AccumulatedDepreciation

Publicly-traded Securities 2011-01 Purchase 2013-01 285,769,025 262,218,694 Cost 23,550,331

Passthrough K-1 CapitalLoss

2011-01 Purchase 2013-01 28,962 Cost -28,962

OtherAssets 2011-01 Purchase 2013-01 3,291 Cost 3,291


TY 2013 Investments CorporateBonds Schedule


EIN: 74-6047440



Name of Bond End of Year BookValue

End of Year FairMarket Value

Corporate bonds - See attachment 70,296,628 70,046,431


TY 2013 Investments CorporateStock Schedule


EIN: 74-6047440



Name of Stock End of Year BookValue

End of Year FairMarket Value

Corporate stocks - See attachment 192,982,446 232,581,141


TY 2013 Investments - Land Schedule


EIN: 74-6047440



Category/ Item Cost/OtherBasis

AccumulatedDepreciation

Book Value End of Year FairMarket Value

Machinery and Equipment 2,048 2,048

Buildings 693,621 219,852 473,769 534,306

Land 2,515,814 2,515,814 14,790,772


TY 2013 Investments - Other Schedule


EIN: 74-6047440



Category / Item Listed at Cost orFMV


Grosvenor Institutional Partners AT COST 13,998,536 15,317,279

Arden-Sage Access LTD AT COST 1,453,856 1,568,801

Liquid AI - (Hedge-like Mutual Funds) AT COST 50,115,884 52,415,520


TY 2013 Land, Etc. Schedule


EIN: 74-6047440



Category / Item Cost / OtherBasis

AccumulatedDepreciation


Machinery and Equipment 7,844,156 5,123,872 2,720,284 4,184,590

Buildings 54,279,045 20,116,432 34,162,613 68,198,160

Land 6,191,219 6,191,219 6,191,219


TY 2013 Legal Fees Schedule


EIN: 74-6047440



Category Amount Net Investment Adjusted Net Disbursements forIncome Income Charitable

Purposes

Routine legal work 47,096 0 0 47,096


TY 2013 Other Assets Schedule


EIN: 74-6047440



Description Beginning of Year -Book Value

End of Year - BookValue

End of Year - FairMarket Value

Objects of Art 41,408,823 42,644,589 145,344,550


TY 2013 Other Decreases Schedule


EIN: 74-6047440



Description Amount

Removal of art work double counted in error 450


TY 2013 Other Expenses Schedule


EIN: 74-6047440



Description Revenue and Expensesper Books

Net InvestmentIncome

Adjusted Net Income Disbursements forCharitable Purposes

Advertising 396,195 396,195

Auto/truck/tractor/carts 71,778 71,778

HR & payroll charges 230,953 703 703 230,250

Insurance 757,053 17,703 17,703 739,350

K-1 expenses 179,273 179,273 179,273

Materials/repairs 1,989,272 4,377 4,377 1,984,895

Office supplies and expenses 355,800 9,986 9,986 345,814

Otherexpenses 46,624 46,624

Program materials & services 266,370 266,370


TY 2013 Other Income Schedule


EIN: 74-6047440



Description Revenue AndExpenses Per Books

Net InvestmentIncome

Adjusted Net Income

Admissions - Shangri La 91,111 91,111

Admissions - Stark House 12,036 12,036

Admissions - Stark Museum 17,294 17,294

K-1 Income 2,252,744 2,252,744 2,252,744

Memberships 57,430 57,430

Oil & Gas Royalties 1,845,769 1,845,769 1,845,769

Other refund/ ins proceeds 40,934

Reproduction Fees 4,220 4,220

Special Programs 9,853 9,853


TY 2013 Other Increases Schedule


EIN: 74-6047440



Description Amount

Returned grants and scholarships 1,750


TY 2013 Other Professional Fees Schedule


EIN: 74-6047440



Category Amount Net InvestmentIncome

Adjusted NetIncome

Disbursements forCharitablePurposes

Contracting & landscape services 166,108 7,150 7,150 158,958

Historical research 138,311 0 0 138,311

Investment management 1,858,222 1,858,222 1,858,222 0

Oil & gas consulting 5,270 5,270 5,270 0


TY 2013 Sales Of Inventory Schedule


EIN: 74-6047440



Category Gross Sales Cost of Goods Sold Net (Gross Sales MinusCost of Goods Sold)

Garden and museum stores 173,456 121,171 52,285


TY 2013 Taxes Schedule


EIN: 74-6047440



Category Amount Net InvestmentIncome

Adjusted NetIncome

Disbursements forCharitablePurposes

Ad valorem taxes 332,382 332,382 332,382

Federal excise tax 641,667 641,667

Foreign tax 65,892 65,892 65,892

Nelda C. and H. J. Lutcher Stark Foundation

2013 Form 990-PF

Part I, Line 19 - Depreciation expense

Useful

Category Life

Machiner\ / Equipment / Furniture 3 - 15

Buildings 15 - 40

Auto and Truck 3

Total Depreciable Assets

74-6047440

2013 2013

Depreciation Accum Book

Acquired Cost Expense Deprec Value

Various $ 7.468.025 694.244 4.856.101 $ 2.611.924

Various 54.440.663 1.911.4;6 20336.284 ,4.104379

Various 378.179 40.298 269.819 108360

$ 62.286.867 $ 2.645.978 $ 25.462.204 $ 36.824.66;

Accumulated Depreciation reported on Part II . Line 11 $ 221.900

Accumulated Depreciation reported on Part II . Line 14 25.240304

Attachment to Part I. Line 19

Nelda C. and H.J. Lute her Stark Foundation

2013 Form 990-PF

Part II, Line 10 - Investments

$ 29,643,383 $ 36,249,959

107,102,573 119,440,355

(B) (C)

Cost FMV

Equities:

High Quality Equity Dividends (see attached pages 2 - 4)

PIA Equity (see attached pages 5 - 8)

Steinberg (see attached pages 9 - 27)

Thornburg International (see attached pages 28 - 41)

Value 10 (see attached pages 42 - 44)

Wentworth, Hauser & Violi (see attached pages 45 - 49)

Total Equities : Part II, Line 10b

Reconciliation Notes:

Steinberg (see attached pages 9 - 27)

Pending Security Reinvestments not included in attached Security Listing

Cost Balance per Steinberg Security Listing (see page 27)

10,959,855 16,528,456

8,594,807 12,004,691

28,996,958 36,056,755

7,684,869 12,300,925

$ 192,982,445 $ 232,581,141

74-6047440

$ 10,959,855

14,794

10,974,649

Thornburg International (see attached pages 28 - 41)


Cost Balance per Thornburg International Security Listing ( see page 41)

Value 10 (see attached pages 42 - 44)


Cost Balance per Value 10 Security Listing ( see page 44)

Wentworth, Hauser & Violi (see attached pages 45 - 49)


Cost Balance per Wentworth, Hauser & Violi Security Listing ( see page 49)

8,594,807

1,819

8,596,626

28,996,958

21,475

29,018,433

7,684,869

3,261

$ 7,688,130

Page 1 of 49 Attachment to Part II. Line I Ob

Merrill Lynch PRIVATE BANKING &Weafthmanageme(pt INVESTMENT GROUP Q

J, k -1 C-W C

UT nNCI-DA C AND H J !-UTCHER 24•Hour Assistance (800) MERRILL

ACCOUNT INVEST/WENT OBJECTIVE 1?0 L)N h -) "^7 Lr 20o vi •r 111 h-1 3 1 2-r); 3 1 3"JI

FOTAL RETURN C7^Tet rive rs to strrce a haFance helneen orrrren[ rncon e ar^d grouvli^ Despite [he relatively baianc r roa lr^re OF the ti ie irr evict should ae vdillrnt to ass[rme 1 hErsh of price volarll+[y and print iF'CI rnet

d7IF yur+ have ehanrcet to yrtur investment objective please COOr[aC[ yoU r Private WeaFtlt Auti+sar{s1

YOUR EMA BANK DEPOSIT INTEREST SUMMARYAverage Cr+rrr nt +n{eeecr rrrr (Ina+ny

Money Account Description 0oer++rrj Balance Depos+r Balance yfeld% Creposrrs Rel-vice

F IA Can Service,, N A 246 013 246.119 47 1 5 1 1 249,813 C3Bank aF Anierica CA N A 73,810 124 276 07 7 51 246,007

TOTAL ML Rank [tepoe t Program 319 933 22 62 495,820

`t+

°M YOUR EMA ASSETS

CASH/MONEY ACCOUNTS Total Es[rrrraled Estimated Eerumaten Est ArurduatA10 Resr-rrpt++on Ooantrty Cusr Sasrs Market Pr+ce Marker Value Annual Income }'ru+d •

CASH 0 63 083 .83

+ML BANK DEPOSIT PR0t3R4M 495,87[) 00 495,820 0f7 1 0000 495,820 00 347 C}!

;FDIC INSURED NOT 51PC COPEREL7

TOTAL

EQUITIESrrprion

AUTOMATIC DATA PROC

Subtotal

ro

q

49582083

UnitSyrnbo+ eaequu ed Quantity (Oct Have

ADO 09'02!111 7 805 39 5630

08,'26/ I 1 10 183 48 5p41

12/23,11 '1 9911 53 9200

22979

495,820 83 347 07

Two) Estimated Estimated Oreea rtes Estrnratecf CurrentCost Bas+i A•tarker Price Market lra]e,e Garn Lotis) Ann tat i n1^ wrre Y+e+d

308 828 78 807990 630,716 99 321,888 21 14 988 2 37

494,884 64 RD 7990 1322 776 22 327 801 58 1455? 2 37260 050 50 80 7990 411 ; 1117 01 171 12G 21 9 531 2 3 7

1,072, 774 22 1,856 , 680 22 78 3 905 00 4 4,121 E 37

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NELDA C AN17 H 1 LUTCHFR

YOUR EM'A ASSETS 'In - i „UFj 30 201 ^ I)uLe „ht'i 11 3011

EQUITIES Sc onf rnrreuy f ln+f 1oral Estrmare8 Est,rnated UnreaOrzecl 5 srrrnated Carr -FitUrscr+piro++ Symbul Ae qu+red Quantrl Cost Bas+S 1'05t 8asrs Maker PNce M3TkP_r Value Garri'(LDss1Annnual Inc ime Y +e4d°/

CHEVRON CORP CVX 0510211 f) 6 132 7 7 0038 472 187 91 124 91.1x] 769, 948 12 293 760 21 74 528 3 20

08!26111 5,130 96 4900 .194 993 70 124 9100 1340,788 310 145 794 60 20 520 3 30

12, 23'1 1 7,387 106 5791 254 404 55 124 91013 298 160 1 7 43 755 62 9 548 3 101

0 3/07; 1 3 566 1 18 5557 61 102 53 124 9100 701,699 06 3 596 53 2 264 3 20

5uf;n[al 74 275 1,288,688 69 1,775,595 65 486,906 98 56,860 3 20

r.SX CORD LSX 11 /20x1 3 65,794 26 9252 1 771,516 61 28 7700 1,892,893 38 121,376 77 39,477 2 08

HONEYWELL IrNTL INC DEL HUN 10'l 1131 13.385 48 9528 055 233 23 91 3700 1 222,987 45 567, 1^v1 22 74 093 i 91

12/2111 6, r42 54 6491 335 658 46 91 17040 561 194 54 225,536 08 1 1,056 1 97

5ub1ural 79 52} 990 891 69 1,784,181 99 793 2 10 30 35,149 1 97

JOHNSON AND JOHNSON I'OMI JN1 03107!1 3 18 773 7 7 8233 1 460,978 66 91 5900 14719,419 07 258,440 41 49,561 2 88

MCDI1NALDS CORP 1,051 M00 09102, l J 7,671 74 9692 575 538 56 97 0300 74+1 899 31 169,360 75 24,874 3 33

10,105/10 330 75 b443 24 962 65 91 0300 32,019 90 7 057 2 '5, 1,070 3 33

06/11)"l l 322 80 84 72 26 032 80 97 0300 11,243 66 5 210 86 1,044 3 33

081,26/1 + 5 513 89 8000 495 061 40 97 0300 534,926 39 39,858 09 1 1,863 3 33

1212111 1 1138 99,11615 103 241 04 97 0300 100,717 14 12,523 901 3,364 3 33

03'07! 1 3 2 599 96977B 29204S 56 97 0300 252 480 97 135 41 8,41'1 3 33

Sfrbrofar 17474 7,47688801 1,695,98737 279,09936 56,636 333

UIICROSOFI CORP M5f1 08102, 11 540 27 3097 14,747 29 37 4100 20,201 40 5 481 11 605 2 99

08126!11 1 9,630 26 7.200 1195 068 60 37 4 100 734,358 30 239 289 70 21 986 3 99

1,'/23'11 25 571 25 8100 659,987 51 3) 4 100 956,511 11 296 623 60 28,040 2 99

03'07; 13 3,419 28 1791 963411 68 37 410[1 127,904 79 31 56011 3,830 2 99

Subrnt_il -la 760 266 148 08 7,839,075 60 572 927 52 55,061 2 99

PROCTER & GAr08LF CO PG 11/01/)3 31,395 81 1197 1, 735 558 12 81 4107 1,741,766 95 6 208 83 51,477 2 95

ANAL MARE S1 ORES INC WM1 081151"11 5 751 49 4751 284 244 32 78 69030 452,546 19 168 301 87 10 812 2 38

08126111 9.366 52 8595 195 118 3 01 78 6900 737,010 5 4 241 927 53 1 7 608 2 38

2113,'11 6 00? 59.1001 415,3,16 61 78 6970 549,41 5 58 1 34 066 97 13 127 2 38

5t+btatal 22,099 7,794673.94 1,738,970,37 544296?i 47,547 238

31M COMPANY MMM 09118.' 12 13 8.12 93 4958 1,294,168.88 140 2500 11941,340,50 647.171 62 47,340 2 -13

TOIAL 13,552,286 90 17,985,911 04 4.433 621 14 477,229 2 65

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YOUR EMA ASSETS l ,fuver„ber ifl z ;},3 [,Pm^-'r1 rho' 31 C,, '

Currr.,la tn P EcIorr,ritedMUTUAL FUNDS/CLOSER END FUH05 /UIT Total ESt+m,afe(l Sarrtriated Llnrealrzorf Total Client Irrvesrrnent A,?nusl CUV,entDescription Quantity Cost Bair, Alarlret Price f4Mdrkei Va)ur_ Garr (Loss) h ostrvrenl Return {$1 film ome Yrefd%

VANGUARD DIVIDEND 236 1 541 15 595 275 •15 752400 17,768.226 96 -2.17 ?.95 151 15,595 ?75 2,172,951 327,789 1 8,1API 10A, P 11

tPLiYOt vI , !•r,[r-rf +'u,[ +r raj J_ LH 1

^rr7,r1 r[ ^: -^

fuf,rf ifq atW,l 17 768 22o 96

TOTAL 15 595,275 45 17,768,226 96 2,172,551 51 2,172,951 327,789 1 8;

Total Client Investment CO-,[ of shares directly pUrid dsed ana st ilt held Does not include llnreaIrrad Gainer (Lass)' Fsl imated Market Value mrnms Total Cost Basis (total cost ofshares purchased through relnvcstinenr shares directly purchased and Stilt held, as well as ccst fit strafes atrcueed throughCumulative Investment Return ' Estimated Market Value mini is Total Client Liss strrient reinvcsttnettll Provided for lax Plan ntng purposes only at,d is not applir able to ret+rement'urLLIatvu nWestr net IL Retur Ti is the r! ar ra lue Of I le capitaI a pprvu rlt100 (de'.Pr til:la [Toll) acrokii}t5

all Shares ourchased artO still livid InLil ding share,, act{rtrrcd tIe ough rvlnvestineri t er Initial Purchase Date of your initial InV(1StrnP-nt in tills find

[ffb dhurdvnds and rxistnOLtpons Whir fl may be groaier or less [hail toe ai-tuaf trtcoirtc distributed

Market Timing: Merrill Lynch's putties prohrhtt mutual' Fund market tiring, which involves the purchase and sale of mutual rood shares within short perriiiis ortrme with the intention ofcapt-onnu Short terirr prof It , resulting from market volatility Marker timing may result In lower te ttirrrs for long term fund shareholders because market tuners capture short jean gains thatwould o€herwise pass to all stsarehiulders and aiie to increased trarfsaii ctn costs acid fCWCI asse ts roc Investment due to the need to retain casts to satisfy re(lCrripltansV-1

LONG PORtEOLI D Adjusrt3rr Trrtal Es[rnrated Uftreaf+ted &tnniared Esf+nr,ated Cu+rerrrLear Basis Market [Valu e i arrr/{L os s) Accrued In te res t Anryuar Income Yreld',

TOTAL 29 643, 38 1 is 36 , 249,958 83 6,506,515 65 805,365 222

YOUR EMA TRANSACTIONS

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Date Transaction Tape Uuan[r1y Descrnptiori

7 31 a Bent' Interest BANK DEPOSIT INTEREST

Incanic Trrtol ML HANTS PFPCJSII PROGRAM

Subturaf lTatetl+e InrerAsr)

Irirr:ne

k7carr,e rear To Datc

62

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1i F? 1979 72

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UNT INVESTMEAJT OBJECTIVE fJtr+rmi^r^r zt^ .'tl1-3 Ciecem^^nr '1 'f}1?

GROWTH Objective is to accumulate m,Palth over time througli pi lei, appreciation ratloei [Ilan c urr ertt income The itr +esrryr should be ,villtng to accept the risk of price volatility incelh. rpclt Jose in Spekinq to achie,,e gi owth

f7

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f17

YOUR EMA BANK DEPOSIT INTEREST SUMMARY

- H,•erege Cirrier^t rr^r: ust un Clueing ^7Money Ac^uuni Oescrop trorn Opening Balance Deposit 8alar+re }'retd% Dep•isirs Ba,ance

F+A f and 5erv+co . N A 217.711 441 07 27 08 246,027Bank of America CA N A 537 24 328 07 1 5 3 108,152

TOTAL MI Hank Deposit Piugrani 218 248-

28 61 354,179

s

YOUR EMA ASSETS

CA5HJMONEYACCOUNT 5 Total Esi+mered Fst'rnared Esiunar-o Esr ArintrsrDescrrpr+nn 17nen l+ty Cn sr g oers Madket Puce M1Pdrke! Vakrc Ann iaiIn cetfie }reld}

CASH 453,782 45 453,782 45 453382 45

+ML 8A14F OEPCISII PROGRAM 354 17900 354 17900 1 0000 354,179 00 248 07+ FDIC VNSURL D NOT SIPC COVERED

TOTAL 801 96-j 45 807,961 45 248 "11

EQUITIES Unit Iotal Estimated Ec+unated Urrreelreed E,, trrneiedt'urrenIDesrreptio Symbol 4cgi,rred Quarrtriy Cost Ba515 Cos183 55 +vMaiket Pike Mark e Vakie Gain, {Loss) 4nriuef hicome yrefd°f•

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YOUR E/'VIA ASSETS

EQUITIES I,contnured)7e sr {orrur,

BROOKFIELD ASSET MGrvITr 1

t+Gtota

Symbat Acqux-eo

BAM {}3128, 1 3

01 11/13

0.112, 13

3

10117, 13

Um r

0ruannty COO !3a5r5

36,271 36 2323

-11770 38 1965

69 005 37 9933

X17 524 366,131

718 39 4219

200,238

Tnfa+

Cost Basis

1 384,838 56

1 110,061 78

2621,)27 67

1 741,459 95

28 307 08

7,486, 395 04

Est+mi u'd

Marker Prr.e

38 6300

386s0n

36-83{}0

38030[]

3H 83011

f!crvr n^+er 30 2013 f]r-cenihp 11 2013

Esrrrnared tlrueaHrreJ FsHrnarcdf;urrentA9arket Va1uE Gaul'(Lrtss)Annual Income Y^efd',b

1,164 121 13 09 282 87 317 575 1 i-6

1.738 r[] 7025132 3'5617 ; 043

2 b79 16d 15 51 736 48 55 20E 2 06

1,8.15 376 92 103 996 97 38 020 i 06

27079 91 (427 1 1) 5 75 2 06

7,775,241 54 288 316 50 760,195 206

TOTAL 7.48 6,395 04 7,775, 241 54 288 8e 6 50 160, 195 2 06

Crrr,uldlr e Esr+nnared

MitTIIAI EIJNI3S/CEOSEQ ENO FUNDS/till Tnrar Cstlmatr-tf Estrrrrarrrl U+irr:e+rrerl Total Clrerrt Irrr(-Simerrl Annual Current

Desc.r{,)[mrr railant+Fy Cnsr Basis IViarket Price Marker Nalrre Gd+rr-{Loss) frrVestrner7t Return [k} tr cntn^ 1re+d°:

IVY ASSET STRATEGY 157 763 11 571 706 35 32 7800 11,774 ,652 84 3,202 9.95 49 11 000017 34774, 635 88,648 6 0

riq1 ^++J1' i r t

csp rli+^fl-Hr-il+:^ytrr+t°irn,

J (6 jam' 1800 17 34 ' tri 1 ',+1

KC1PERNrh GLOBAL ALL LAP 1 035 01'3 10 1(13,038 51 9 8900 10,236,298 35 133,259 84 TO 103,018 133,259

tflnfr+67'ii 00435,,rt1,Bi+f +sf_0r I,trrl.liPE Off ruse 1 1 + J i

Lgrr,ly 1'1Ll^

-,''Lt11r,. rs,r, ,• 1138 :SJiii7 500

MATTHEUVS ASIA GROWTH 572,916 10,999'487 25 21 1700 12,128,631.72 1,128,644 47 10999,987 1 ,128,644 190,177 1 56

F1 of%,!)'3 E7Fr 1P f 11..'

r,1Rt]t ill /4r\ 1/1/00/Han tiisr rfI Co 1$

t.te+rry ,_r0-

C'tI 'r' r+ s 5r,,cr1 5 urn 72 '0 _ 17 14 (2 r jo 1 + -'-

ry 0AI(MAREi CLOBAL SELE{'T 1 107,50]) 15,397 909 15 16 5100 18,284 , 825 00 2 886,915 85 1.1,01)0 0 1 3,384 , 813 149,387 8T

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YOUR EMA ASSETS

MUTUAL FUNDS/Ci05E0 END R)P DS/UST ( (wrmmmnLreo}

Rascrratron Quarltrr p

YrA.DclI 0-1lr ' 1 +ri'fr.rl +'[lr^lr ttii^ • ' L) 1 2

F ite, ry r.lil-

5IL INDEX SHS F[15 230 000

'.1044', 11 / 7. rq, r-'l,+r 7 ., s•_ r 01 13

VANCIIAPD F1 SE AI. i WORLD 315 029

`. r l rho ( r 1 W O l 7 r l l r, Wr l 1. ,, j_ e ? ' 1 37 f 7

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WISDOMTREE TRUST JAPAN 415 2711=^ Irl r,f[rct]frr]3 F;'

•}ri l'S[7^ 00 lrnlr 1r ^l,r^Ir,j r, . I sfit, r i

WI5OQM1R[F EMERGING MRMT 168,200r L 1I If 11• li^Jr r_r,l r+

51,liL7Vt F'trll lnrt 1+1'11 ir,,JyE' 70 ir}

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f>Jnvo,r•ber 3f r 2011 D LeInllr1r '1 zo 1 n

Cu+n10]rlr•e Estrrrrat'-dFatal F}lrmdIed Esrrrnated L7r1rralrzwl I ot, FCIrerlt Ire esrnren [ Ar,n.•a tLHIPIrf

cost 8asr5 Varket Prrr•e Market VaIui Gi+n/{L00s5l Irrvestn :ent Return f8l locon" lreldF

1 1 I• 16 _, l r_li_ 7 1 7 ! r] F F. ,

8 542 L}8:• 20 42 2000 9,7OG , 000.00 1 153,915 00 8 5 12 085 1,163 , 915 264 ,?66 2 72

T 5,248,073 '1G 51) 7 00 16,032 , 151 17 724 ,077 71 15 2118013 784,077 426,632 2 fir^

17,929,547X93 508400 21 ,111.31000 3181,35207 17,929917 3, 381,36? 256,201 1 ?1

9,015 43590 51 0300 8,583,246.00 {132,189 9[}} 9,015,435 (432,189) 351,871 4 119

96[182,48247

14, 771,659 98

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PRIVATE R A N I I N G& tryWeallhNiaaagemenl i 1NVES17VlENT GROUP

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NELDA C AND H 1 LIJ [CHER

YOUR FMA ASSETS[jU-f•nsnr'r frt _'[!1 3 ^][•f r,41 11 UI

Crrrrt,^larrve EsrrmaredMUTUAL FUNDS/CLOSED END FUNDS/Cllr [contlrruudl lnr d Esmnarcrl Fstrntatad llrtreafrzed 7ota1 Cficrrr Invesrrnett rlrirauar t rrrra+scCt+asr_rrj rror; Quarrfrry Cost Bass Afanccr Pica Market Value C.sut (Lossl ]nvestrrranTi Re:orrr, t57 Ir+cur e }'fold'_,.

TOTAL 98,808 216 94 110,857 ,152-45 12,018 935 -51 - - - 13,118 , 516 1 ,727,191 1 56 1ms1

Total Client Investment Cnstof shares orrettly purchased and still helo Does no rn; ltlrle Unrealized Gain or (Loss) Estimated M9erket Value rnrfius Iotal Cost Easi ltotat c+ ,s1 ofshares purchased rltrort]Ii reiosestnrent shares dnectfs purcltasen and still Itclri, as rrell as cost of shares acgcrrred thrr)ughCumulative Investrnen ! Return ; Esttntated Mars;e[ Value m+ntts Fntal Client InvesErrtH+tt retnvesimer7tj Frnvsriett for lax Plarrrririy pit(pns0F [rrrly ano Is not applicable to +ellrementCtlmulatisa Envestment Retom is the dollar Value of the capital aplae,rat1on Irlc{rrer tattonf accountsOf all Shares Fltrrchasesb and still 1101J, tnclui lrnq shares acpulrod Ihrouglt reli vestment of Initial Purchase Date of your rntrial vtvestmenr in is hindtlivldenta and orotr+buttons, which pray lie greate+ of less ban the actOal income drsfrlOuted

Market Timing, Merrill Lynch s rrtlrtes prnltrLi rnrnual ft.nrl market tlrrtlrtg, WI111ti involves 11he tt trrcliase arttl safe of nxrtual funrt shares wrtlurr short per lads of time vault ihF- 11-tter,ttur+ ofraprtrring short term profits resulting from ntarkel b lotrlsty Market trrn+ng may result In Inwar re turns [ot Lae-tern f!UId s[rarelrnIders because market Iirr•ers r aptu e Shari term galris Pierwould otlteimse pass to all shareholders and drip to increaser] Gartsactlnn casts and f+CCU. assets for rnvoL mle+lr riilra to flip need to retain rash to satisry rerlerinptiorit

LONG PORTFOLIO Adjusted•Toral Estfnreled unrealized Esr+r+7atnrl Esrrmared Currentry Coal Ba s s Marke t Va lue Garr. (Lass) Atrrued Interest flrrrru a+ Ir,corrte Yrefd`a

TOTAL }{]7,102,571 43 119, 440,355 44 12,337,782 03 1,887 ,633 1 58


DIVIDEND S (INTEREST INCOME TRANSACTIONS +r7cnni"Dare Iransactrn7 Type Ouanfuy Descrrprrar7 Rern)e5fine,tr ]rrcoare 4•e,1, rn Dare12 131 i, Bank lnlerest BANK DEPOSIT INIERES1 61

Income Total N41- BANK DE 11051i PROGRAM 28 00

SiAbrcrtaf 3Taradle lrrrere- r) e's 61 331 161", 15 Dividend Fkm- KINDER MOW AN MGMT 72 03

PAY GAIE12111r2013

3rMOta+(Taw E4ernpt D,v,dendsl 72 U3 '2 0,i> 12,0--, * Rln Ego Div BROOK FIEL D ASSET MGM] 30 03; 70

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HOI DING 200238 060C

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MERRILL L YIVCH STRATEGIC PORTFOLIO ADVISOR SERVICE ti mer„tor 3t, 'O1 r}-r,--nibor 1 01YOUR INVESTMENT MANAGER STEINBERG ASST IMGMT_ALLVAI (L)

-To receive rnanmum oeneh t Crum your account , it rti imlwriant that you advise your financial Advisor of any material rl arr yes in your 5t:ategrc Purtfolin Advisor Secv ce Questionna i re

. r;?.

We encourage YOU to c.a uacl yr,irr financial Arivlsor vdienever there are changcs iii yu-rr particular situation or r;tbjeclives these choree can then he ai5cussod diir,rtly v^ith yourto

nwesrrnent rMariayer l ife also encour i[ge you to discuss yoiJr purl Fol i o at least annually mil} your Irive 5Frirerit Manager YDUc Finarncial Arhvisor WOllld he pleased to arrange such dJSrijssioiis

YOUR EMA BANK DEPOSIT INTEREST SUMMARYAverage Grrrrerrf interest of? Closing

P 9aney Account Descripti on Open ing Ba lance Deposit Balance Yield %% Deposits Balanr e

r`1A Card Services, N A 517,839 298 , 158 07 18 30 250,404Bark of America CA N 4 246,013 212, 698 L1/ 13 of; 246,012

TOTAL ML 3ar k Deposit Program 763,852 31 36 496,416

oron

YOUR EMA ASSETS

CASH /MONEY ACCOUNTS Moral FsUr7ialed Esrrrtrarei Es[rttrared Esf Rr7nrfal

Description

-- ---

Quantity Cosr Basis Mark et Price Markel Value Annual Income 1'reld%

CASH 1, 3227 1 93297 1,63297

-1-ML BANK DEPOSIT PROGRAM -196 416 00 }96 416 00 1 0000 496,416 00 347 07•1-FEIC IIVSLIRED NOT 5IFC COVERED

TOTAL -193,048 97 498,048 97 347 07

EQUITIES Unit total Esrfrrra(cd lit redli5ed FsI Inratedt:rlrrcrniDe scrrl^tlc 7 SyrribJl Acquired Quantity Cost Basis Co-,,[ 8a5r5 Marker Price Markel Value Gain, ILoss) f1f7nn l Inca n Yrefd%

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EQUITIES icOri1lrluer5

Cescrrfitrnrl

A8B 111 LABS -

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5}','nhol A^.y +rer1

A B T 0,1 • h'09

0.1'28110

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05/1(, 10

0+5121110

10,1'9111

10/21/11

01103!13

01103'13

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03 25,10

06 / 03/10

06/041 1b

136108,111()b 109/ 7 0

07/'[17111)

07136 10

08/06, 7f

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Nu/-z/11sr^i

Uml 7ora( Es[,rnared tstwTared

t'os+ 9asrs CrasBasis r44rket Price 110arker VahJC

6511 20 3786 13 246 10 3Fi 3300 24 414 ,D

1 050 24 15 ;1 25,363 23 38 3300 10,246 50

6(10 241 1074 1-1 464 .49 38 3300 22 998 00

525 243566 1278722 383300 7012325

525 23 502B 12,338 99 38 3300 20 1 23 25

1,550 22 6596 35,122 52 38 3300 59 411 50

125 21 8933 2,736 67 38 3300 4,197 25

1,275 25 1562 32,839 21 38 3300 48 870 751 050 25 8655 27,158 91 38 3300 40,2110 50

1 025 32 9788 33,003 37 38 3300 39 288 25

3,50u 33 0013 115,504 55 38 3300 134,155 00

1 7 875 325,365 25 455,16& 75

582 158 6425 92,329 9•t 166 0000 97 776 00

212 161 5205 1809031 168 0000 1851600

8 144 9850 1,159 88 1(38+19(10 1 344 1110

192 138 9818 26,684 52 1581][100 32,256 00

18-4 1 4CJ 7906 25,905 48 1 88 01190 30 912.00

112 110 6517 1 5.753 22 168 0000 18 8 7 61}0

176 1 39 3812 24 531 10 1613 0000 29,568 110

248 162 0262 40 182 51 168 0000 41,664 00

14 166 8581 7 341 16 166 (3(100 7 392 00

1 0 72 13 7 2 743 1 4 7,158 13 158 0000 180 096 0021(a 148 6250 32 103 00 1(18 0000 35,288 00

288 !4-1 5600 41 633 28 168 000+7 48 3841 1111

324 87 2.118 28 266 37 168 0000 54,432 U0

376 89 3281 33 08 7 38 138 0(1110 63 168 00

160 90 50519 111,5441 80 158 0000 26,88000

4 094 249 211 6 687, 792 00

30, 2111 3 D 11 1)f,1 31 U) 13

Urvr rfirprf EshmarP0Ci1I-/& ?1Gar 7, (Ln,s) Ar, Tual inLr:mC VIE I'S

11 658 10 573 2 29

14 883 )7 535 2 29

853351 529 `2.29

7 33603 463 2 29

7 7811 26 .163 2 29

24,288 98 1 365 2 ?9

205456 110 229

16 031 54 1 123 2 29

131)8759 925 229

5,484 88 903 2 2918,650 45 3 081 2 29

72,980349 10,460 229

54X1606

72569

184 12

5,57-, 48

5 f]C76 `2

3 067 78503590

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EQUITIES { r Gohuuedd)Rrs[ rrptrort

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symtjo1 ICLj7J 711,3

ALR 01/21/lu

[) 3''3!10

03'/6. 10

04 01, 11

011,106110

04/16'1[1

04/21/10

04'28i10

06/111 1(1

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08, 04110

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10.2 10

11,01 10

11123,10

12 '5110

06 28.11

06f29- 11

01:25.12

01,,7. 12

01 1 30,12

1107/12

05' 11, 12

U5 11/12

05,11, I2

05114 12

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05/17/12

05 186 12

09:07, 12

17. 18/12

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t711ararty Lost Basis

525 40 2955

600 40 -1 152

+ 350 39 7468

at)() .s9 2476

700 38 1291

38 6311

1300 38 3370

600 37 0000

500 25 7541

1 2611132

3610 25 985 1

650 2923/1

800 28 2539

2 250 29 7291

1 X50 26 91159

1 2U0 31 1 18A

600 34 4993725 34 6968

200 35 3431

f25 22 5718

25 2.3 9840150 23 9297

1 375 22 3054

525 18 728€

525 18 9003

40CI 18 2229

675 18 8350

900 18 256550 18 3282

675 18 5851

1 +_•00 19 0850

3011 19 9868


Wealth managernrnt INVESTMENT GROUP

Nuvr=ivht)i 30 1013 Dei rir^bni 31, ZO I z

coral Fstrr iarerl C;trtrpazedt.os[ 8asrs PL9arlet Once J%4jrker One

21 1 55 71 36 2000 19 005 011

24,249 12 36 2[30{1 2).7 20 00

53 558 18 3C6 20011 ,18 81(1 0n

11 398 08 36 2000 29 950 00

2 7,1 16200f3 2534000

4.0,457 55 36 2000 38,0 10110

23 002 20 36 2000 2 1,7220 00

18 500 00 36 21300 18,1011100

13,317 05 3n 200(1 18 1(x) 00

35,065 16 36 2000 47 060133

14,144 79 35 2000 17,6l000

19004 12 36 2000 73 530 110

22,603 12 35 70/10 28,960 0]0

66,890 •18 36 2000 81,450 Of)

41,766 15 3f 2010 561,11000

37,342 08 36 7000 4 3 4110 00

70,69958 i112000 31,72000

2!2.156 63 36 000 26,24 6 00

7 06862 3t^ 2000 7,240 OD

14 107 38 35 2000 72 625 00

599 60 36 2/100 905 U0

3 589 116 36 2000 ri 4 10 00

30 669 65 36 2000 49 775 00

9F33752 362[[00 190115(10

992206 3621100 1900500

7,289 16 36 2000 i , 480 00

12,713 63 36 2000 241 435 00

16 •130 85 36 2000 32,580 00

9[641 352000 1,81000

12,545 21 36 2000 21,1350}0

30 536 00 36 2000 57,92000

5,99604 36 700[1 10,860 00

Llrrr-gin, eri E u1+rr 1er7 Currn-n

R n, IL c-so) Anrft,a+ Income Yir^ly 5

(2 15(1 111

(2,5211 1?)

[176812)

f?_ 438 08[

0 77f07)

12 147 66)

(1 282 20)

(,100 no)

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11 994 04

3,2'25 21

4 525 88

6 356 88

1455952

1.1 34385

6 097 92

1,02042

1 083 37

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19 105 35

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YOUR EMA ASSETS N , t IL', 201.3 [IL' €rnLe„ 121211

EQUITIES Irortutiuc ]} trrv+t To trf E5trrnared E5RrratFd LInrealrn•7 E5r+rrraf d] urrpr17

f]i rrpnon S'yrrrrJ)l Acqu,red Qildfllft1 COS[ Bas Cost8acrs A1arkerPr1i' MarketV4Ii1eJ

{a+rl.{LO151Arirlua+' 1I)LLZ^f 1`+efd

+ILERE INC ALR 09!18x'12 - 1517 79 97(19 ill 978 18 3i 2000- 7.1 5-0 -00 -1-2 -171 82

0911917 2 175 19 B878 3 480 38 36 2000 6 335 00 ' 854 62

10: 11 1? 10+3 i8 t) 9]4 1 899 74 36 2000 3 620 00 1 771] 26

Sulttwal 2 5 700 773 45597 908,620,00 795 164 03

ARCH f APITAL GPO Ll fY 3M ACGL L71 / 20109 4'165 20 (4q07 72 733 01 59 6500 206,625 8^, 1 34 092 8 A

02110,09 3 900 19 82143 77 393 03 59 6900 232 79) 00 1 55 397 97

03/03'09 2 100 17 1690 36051 97 59 0900 125 319 Off 89 794 03

06117'09 2400 18 4828 •14 358 72 59 6900 143,256 00 98 597 28

(]6124111 9013 31 0970 28,797 30 59 6900 53 721 00 24 923 70

06,'e7/11 25 319.160 79865 y96900 1 19725 69360

116'30111 50 3 1 9906 1,599 53 59 6900 21 984 50 1 3811 97

Sr+yroxel 12 840 267 735 21 766,479 60 504 504 39

BAKER HLI1 HES INC 81-II 0611411 1 2,'325 46 38311 107 8,11 41 5 2600 128,479 511 20 638 09 1,396 1 08

06114/ 13 675 45 8978 30980 88 55 2600 37,7,300 50 6 319 62 406 ' 08061' 11,' 13 775 45 7965 36 267 29 55 2600 42 826 50 C 559 21 466 1 98

06 / 20 17 101) 44 9754 1,497 64 55 2600 S) 526 00 1,028 46 6 r1 i Os

12/10/13 E 5011 53 5072 81,260811 55 2600 82,89x100 2 629 20 9"11 1 08

Subrarai 5 3175 259 84 7 92 297,022-50 37 1 74 58 3,229 7 38

BWIN PARTY D5GITAL PYG79f 10'2811(1 1,375 4 2195 5,801 95 20389 2 R03 35 p.99860)

L„ ('qr r rnrl+v I(11 • 1 1 02,'l 0 19000 3 8168 13,089 26 2 0388 38,737 20 (34 3511 00)

1 1 1 0 3 . 1 0 9,900 3 6758 36,390 42 2 0388 20 1 84 12 (161 206 30)

t 1/16/ICI 16 600 3 5555 60,236 40 3 17388 3•E 251 8.1 125 984 56)

12114, 10 5450 6 190 19,72355 20388 11,111 115 (851709)

013311 17 850 3 3889 60,491 67 20388 36 392 58 {24 099 291

02108111 10 2DO 300,13 30,5113 86 Z 0388 20 795 16 19,848 TO)

5iritr,ra+ 80,575 2 86377,05 164,27631 (722113094)

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`YOUR EMA ASSETS Nuvc nilwi 31/, 2013 ['(1 priiber 201 - "

EQUITIES ,comrnued) Un' Total Esrrrrared ESr,rn red tfnrealrreJ Esrrrrr^fr {'urrer^rDrscr+ptrar Symbol ti, c1mr-ad 0trerrtfry Cost HJrrs L s1 8asrs Marker Pnc e f1arl1el I'alue Garr '(L r,ssJ Ar nua! r rror^ e Y'refr!' r'

CHARTCR CONVO JNICATIQNS CHTR 12/- 8; 1 2 80 7 1 3115- 19 967 22 136 7600 - - - 38,292 80 -- 18,325 58

+ ' L +_t i > > • 1 1 2119/ 1 ? 270 7 1 9131 19,1116 56 136 7600 36 925 20 1 7,50861 [/7

z/19, 1 2 325 ] 3 8028 23,485 94 1 3 6 1600 44 417 110 20,411 06

0210h' 1 3 3011 801 816 24,262 9J5 136 7600 41 028 110 16 766 05

{ ] 2 , 0 7 6 [3 7 5 80 744 13 055 84 136 7600 1 [ 1 257 00 4 _01 16

0 2 / l 1 1 3 50 79 9780 3,998 90 136 7600 6,838 09 2 839 111

02, 221 T 3 300 70 4323 1 5 686,16 136 7600 27 .352'30 1 1 665 51

(13128'13 330 103 954 1 3 1 308 22 136 76110 '15 1 30 84 10 822 519

04/03,13 330 102 3003 33 759 13 136 7600 '6 130 80 1 137 1 67

[}111n1 14 3.10 102 91396 33,989 87 13315 7600 -f5 130 E30 11 14()c13

0411211 3 330 101 9188 34,623 11 136 7600 ^5 130 80 19 507

011/15/13 50 102 9782 5 148 91 136 7600 6,836 00 1 669 09

04118'13 25 102 9768 2 574 -92 136 7500 3 419011 844 591

04 11911 3 265 102 8824 27 263 86 136 7600 36 241 10 8 977 54

0-112-111 3 160 101 9980 16,319 69 136 7600 21,881 0 5 561 42

04 /25113 170 101 7084 1 l 260 43 136 7600 23 249 20 5,958 77

05-<1'13 320 112 9359 36,13949 13678[)11 11,76320 76337'

06Y03/13 3 30 1 1 0 1 9 7 1 36.M5 1 4 13b 1600 45 1 30 813 6 7135 66

5187013/ 4 140 391 150 13 566,18640 775 6}70 ?7

CINCINNATI BELL INC NEW 1E802'14/ 13 3,175 4 2954 13,637 90 3 5600 11,303 00 f? 334 90)

0211-1, 1 3 325 4 351 1 1 , 4 1 4 1 1 3 56,00 1 157 00 (257 11)

0211 3 2 925 4 43)37 32,531 42 3 56011 10 057 00 f2 4880 9))02/1 911 3 2 12`2 4 34.4 9,23206 5600 7 565 00 (1 607 06)

W/ 19/13 575 -1 32[11) 2,484 00 3 5600 2 U47 00 1437 00}

02 20/ 13 2025 11 2200 8,515 71] 3 5600 7,209 00 (1 336 701

02/2f),1 3 2 575 4 2778 1-1,015 3.7 3 5600 9 167 (40 { 1 84)3 34)

42 20113 4 275 11 2500 18,168 76 3 5600 15 219 00 f2 949 75)

0}22(),"q 3 1 650 a 2103 6 Jyb 50 3 5600 S874 00 I1 122 50)

0Z' 11113 1,5010 1 1992 6 718 12 3 1;007 5,596 00 11 1122 721

02 1 21 ' 1 3 2025 e l 2096 8, 52.1 44 3 5600 7,209 00 [1 315 4,J1

0212 1; 13 2 125 1 1 744 8 870131 3 58(1(1 7 555 90 I1 31r5 81)

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YOUR EIVIA ASSETS Nr,vf'llll,f'f 30 201? LµCC,rlbrr 11 2011

EQUITIES (cwufunr-U) Clnrt To[al Fstr'nared Est+'nafed lIrirYa++ ed EromareLf Co TrentDNS,-r+p,lnn 5 /n c/u+ Acquired Qr0a+7tity Cost Basin CLr5t Bssrs A1arIet Price (Oarkc,! V itue (,-vi (Lrss)Anrtua+ Iricurnr Y+eId'

LfNCINNATI BELL INC NEti"7 098 ()2 ' 22 13 1 -00 I ? 63 4 7732 fly 3 5600 1 c,=i 6f} { 0 f?,3 3? 05)

02/22, 13 2,650 4 2300 11,209 50 3 5600 9,434 00 (1,775 r,01

02/?5' f 3 101) 4 2,4613 424 68 3 5500 355 00 158 681

Sunroral 31,550 13 1 Si'? 48 712,318 (1& (22,254 48)

DOMiNifON DIAMOND 000 02. 10, 12 1110 11 5975 1 159 75 14 3600 1..1 16 V') 278 25

i:r'+/+/-1+1 02, 1ol 12 010 11 584? 11 004 99 14 36170 13,64? 00 2 631 i11

02i13'12 137 11 8900 1 783 50 14 3600 21Y'70 37050

02/3 3/ 12 675 1 3 689.1 7 890 35 14 16(){1 9 693 ¶7 1,802 65

[32,1.]; 12 225 1 1 8500 2 666 25 14 3600 3 231 00 534 75

02.1C, 12 125 1 1 9227 5 +061 1 5 1 1 36()11 0, 103 00 1,0 15 85

06108; 1 2 r 1 75 12 8100 77 861 75 14 3601) 31,23300 J 37 1 25

08/ 1 ? 1 025 128960 1 3 218 50 14 3500 14,719 00 1, 500 50

09, 17/ 12 1 ;75 11 1514 13 807 90 14 3600 16,873 00 3 055 11'

09•'53; 12 150 1 1 171 1 1,765 67 14 3600 2,154 00 388 33

10/17!12 1,275 14 4500 18,423 75 114 3600 18,309 00 1114 751

1 1 1 3 1 1 2 2 225 13 00110 28,975 170 1 el 3600 31 95 i 00 3,0126 00

127014. 12 875 13 990rt 12,232 94 14 3600 12,565 00 332 06

12/0x111? 975 13 9212 13,573 17 14 36+30 14,0[11 00 427 83

3.'67 12 25 13()900 349 75 14 3600 359 00 9 25

12'11/12 200 1 39889 2 797 78 11 300(1 2,872 00 741 22

12 13112 50 13 98 70 699 35 14 3600 718 (10 18 65

12120•'12 50 1.39860 699 30 14 3600 718001 18 70

12 11/1? 71+ 13 9848 1 048 86 1 1 30 )0 1,077 01) 78 14

01'15/ 1 3 1 30{1 15 1969 16 716 59 14 3600 15,75113 on (q20 g)

01 1 5" 13 1 110 15 21155 6,098 20 14 36ruC1 5 144 017 1354 3111

01, 16113 650 15 1634 9,856 2 1 1-1 3600 9 334 00 (522 21)

01/17,13 1 21+0 1-1 11 ,19 17 397 88 111 3000 17,232 00 165 881

D 1'181 13 .15 14 5 96 304 49 14 3600 359 410 (5 491

01 130 . 13 75 14 5794 1,093 46 14 3600 1 (177 00 116 46)

131'17, 13 2 275 14 0660 34 047 60 121 36/10 32 659 00 (1 378 65)

05, 71 r13 775 149857 1 x,51392 14 3600 11 129€00 (1849?)

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YOUR[ E1VlA ASSETS Novi-,,lioi 30, 2013 L1r=(',rs.t,C,r 31 21) I -J

EQUI3IES ic0l11'nuz!1J1 Una Tots) Esfir ri ited U5t+rP lied UINE'a+r>Nrj tsrrnr81ed or'rprlt

Oescrrp:ron SkrnhM FrcgLlr+ed 1?c•rlrxrry Cost Btisis Cast 8w5,,,, Market Pr+ce Marker lraluF Garr? (L,isti)Anrnral h?cerrr' Yreld/%

DOMINION DIAMOND DUG 05722'13- 1 700 14 9059 25 340 DI 14 3600 24 412 00 )92803)

05/23, 13 425 14 8058 6,292 93 14 3600 6 103 00 (1899")

06!21' 13 175 14 1418 2 474 82 14 360+) 2 513 00 38 18

06,24,1 3 1 075 1 3 599b 14,619 57 34 36011 15 437 00 817 43

Su810141 22 675 370 797 46 325,64310 74 821 S4

EEIAY IN'C CL)M E©AY 0,1'03112 1 300 i' 6252 117. 6 12 76 54 1160[1 71 324 50 23 711 14

04,04 1 2 8213 35 7910 29 527 58 54 86512 45 263 63 )5 736 05

04/05/17 325 35 4271 1 1,51 3 81 54 86{0 17 831 k 3 /3 31 1 52

Cr l /18/1? 625 3G 0460 22,528 81 54 8650 34 290 63 111,761 82

0,1,23/12 77s 39 6264 3 110 46 54 81350 42 520 38 -11,80992

U^)J04112 715 39 6454 30 125 96 54 8550 42,520 38 11 194 42

05'08'12 750 39 7 407 29 805 53 54 8650 4 1 148 75 11,313 ?2

05/15/ r2 725 40 4728 29 342 85 54 8650 12 777 13 10,434 28

05,16112 750 39 85 1 0 29 888 25 54 8650 41, 148 75 1 1, 260 50

0 5 , 1 7 1 4 2 725 1) 3399 28 521 43 5181350 39 777 13 11,755 70

05/30112 750 39 66O 29 7,49 E8 54 8650 4 1 1 48 75 11,403 02

[73.3111_2 7511 3139994 2924955 518650 41,14875 1189920

SLIWC?ia+ 9 075 349 172 61 497,899 91 745 727 24

EXPRE11 SCRIPIS 81 EJG L 0 ESRX 09, 24'13 625 61 2846 38 3112 58 70 2,1100 43,90130 0 5 597 12

10U1,13 650 6 1 9805 40 281 33 70 2400 45 65G 00 5 36B6/

I0/ 10,13 140 62 0272 8 683 81 70 2400 9,833 60 1 149 79

113'16 13 170 637208 29,94878 7024110 3301280 3(16402

10/22/13 620 64 41980 39 9,98 82 70 2400 e3 5.18 80 3 559 98

)0/23/1s 1 240 61 1490 79,544 198 70 24001 57 097 50 7,552 12

10/25/13 1 275 61 6940 78 659 85 70 2.100 89 556 121) 113 896 15

Solm,icr 5 020 315,416 35 352,604 80 37 738 45

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YOUR EMA ASSETSEQUITIES Ieanurruf-d)

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FECEX CORP DELAAAA'ARE 11DM

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08/07/ 13

08/05 / 13

08/06/73

08/14/73

08/15+13

08/27 / 13

08+27/13

09/27, 13

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10'05, -0

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11'01:10

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rd01'L: r1)Lje1 3L',, _'L113 Uerprr,nrr 31 'r11 1

Due it^ [ ai Fstr+ria+^d Fsr ++ T arau Ilrrrealrre8 Esrrma+r 7 rrrrc-sirOuantiry Cast Hasfs Cost Basis Wafket Price 5larkat Value Carra . ILass )A ri,irt,al Incr,ni V fe1J%

1-0 108 5282 37 984 87 14 3 7 700 50 319 50 12 334 63 210 1330 109 9989 36 299 64 7 43 7700 47 444 10 1 1 1 94 46 5Q9 4120 109 1 30 19 2 182 60 143 7700 2 875 40 69 22. 80 4180 108 986 1 8 , 7 18 89 143 7700 1 1 501 6 0 2 782 71 48 41350 109 3123 38 759 48 113 7 700 50 3 1 9 50 1 2 L160 02 210 A l70 108 8964 7,622 7 5 143 7700 10 )163 90 2,441 15 42 '11

310 108 6339 33,676 51 113 1700 4-},F 58 70 16,89? 19 186 0 I25 1 1/1 7268 2,693 1 7 143 7711)1 3 594 7 5 901 08 15 41

110 107 5781 11,833 613 143 7700 75,814 70 3,981 10 66 4148{) 1 111 7440 53,157 f 2 143 7100 69 00981] 15 852 48 288 4150 107 7236 5,386 18 143 71011 7,1F38 50 i 802 32 31 r Ll 1

680 113 6322 77 269 96 143 7700 97 763 60 11) 493 64 408 112355 315,08 4 77 470 , 46335 9537758 1,773 47

560 2 1 0075 15 12 1 70 53 6800 30,060 00 1.4 936 60 493 1 /73600 26 9099 16 , 145 94 53 0800 32 208 00 16,062 OF 578 1 63951] 26 7850 2 ;,445 75 53 6800 50 996 00 25,550 25 836 1 63950 r 8 1552 26,717 44 53 6800 50,996 00 1 1 1148 56 836 1 63900 27 7600 24 64 2 00 53 6800 48,312 GO 2.3.610 00 ]92 1 53800 27 4987 2 1 998 96 53 8800 12 944 00 20,945 01 704 1 63650 28 1 r4r7ft 18 232 3 7 53 6800 34 992 00 1b 659 63 572 1 G 3

I, 25() 27 3853 34 731 63 53 681/) G7 11111 (70 32 8888 31 1 1600 1 63600 28 1299 16 877 9 4 53 8800 32 208 00 1 5 336106 528 1 63, 1 7 5 ? 7 7801 1 3 , 195 85 53 6800 25,498 r10 12 302 45 -1 18 1 53550 24 5216 11 , 1190 18 53 6800 29,524 00 16 033 82 184 1 63

8 265 2-1 6,127 96 444, 738 00 218 aDS 84 7,291 1 613

250 14 658 7 3,6611 55 29 58000 7 . 39500 3 . 730 115 ; 110 2 70275 15 2637 4 ,197 57 29 5800 8,1 3 4 50 3 91b 98 770 2 70

1,615 15 0991 25 291 50 29 5800 -19,515 50 24 255 00 1 310 7141 ,'JU 14 9542 2.1 574 43 29 58011 48 867 ((1) 74 137 57 1 320 1 711

-1.200 1 4 8108 17 7 12 96 29 58011 35 496 [10 1 1 723 04 960 2 70875 14 8949 13 033 04 29 5800 25,882 50 12 849,16 700 2 70

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YOUR EMA ASSETS

EQUITIES if untrnrt zell flagzrescrrrrrun Symbol Acqurred 01i'm(ry 'Q5 Bas+s

GANNET1 s'0 GCI 173: [76'12 25 14 6000

L13 07,12 331 14 4590

03/07/12 1 (114 14 4501103/017'1? 705 14 4342

05, 16' 12 825 1 3 39975

05' 15' 12 1,350 13 39116Su„rot'l 70 775

GULAG LNG LIM]I10 GLNG 02/23,09 24,675 4 7471X3111 B/ 12 700 40 0148

111/19.12 515 11 3205

[13'14/12 115 39 '11.11

L15,,03 112 2,025 34 3320

05/0 3 fl 2 225 34 9887

05/04/12 225 11 128,15+rb[nt,V 28 400

GG'LAR LNG PARTNERS LP GMLP 10107 1 1 1,575 21 3500

10/071 1 250 24 1191

101101) 1 425 24 7767

11'04(11 275 28 3985

11•071+1 100 283417

11,08/11 T15 262577

11,09"1 1 75 28 008911 10.111 150 28 0955

T'7111 i 75 282990

11 291'11 250 28 2996

11 30,11 75 28 9292

12.01111 75 2875.18

1_Iil' '1l IOU 2899811

12 fib: 11 25 29 15017

1211211 1 50 29 3816

12;13/71 175 2932139

Merrill Lynch PRIVATE 8AN171NG &*9z8 Wealth Management INVESTMENT GROUP

Nov-utw 30, 21113 Li, .^rriI+ r 31 2111 ;

7ota1 5sf+mdten Estr t, lied Unrejllr:&4 E srirtt/rt,'d r3xrrenrCus! 8a5fs Alarkcr PIr+:P ilarke( l'7111P Gaul ILos^j4n 1:181 ^f7C0777^ Y+Nlrf^^

36500 295800 73950 3;-150 20 2 70

4 785 93 29 58010 9 790 98 5 005 05 265 2 7L+1 •1 65? 30 29 581) 0 29 994 1 F 15 34 1 82 812 2 71 ,10 176 1 8 29 5800 20 953 9+0 10 677 72 564 3 701 1 052 94 20 5800 24,4173 50 13,350 56 650 2 7018 077 31 295800 39 933 00 21 855 69 ',080 2 70147,/4365 300,97650 15323284 8.141 270

117 149 50 36 29011 B95 45575 778 306 25 411, 115 4 9628 010 36 36 2900 25,1103 00 (2 607 36) ;,2611 1 9615 495 19 56 "-9011 13608 75 (,,886 44) 675 4 90h 5517 47 362900 6 3511 75 75 16 7?1 3I b 5 96

69 613 80 36 2900 13 487 25 3,843 A 5 3 645 4 9G7,872 46 36 2000 8 165 ?5 29? 79 405 4 967,723 89 36 2900 8.36525 441 35 405 A 96

252 792 67 1,030,636 00 777 543 33 57,120 -1 95

38 351 25 30 75610 47.643 7s 9,292 50 3 ?92 6 906 104 78 30 /5013 7,562 50 1 457 72 523 5 90

TU 530 1(] 30 2500 12,856 25 2,326 10 980 6 907,809 59 30 2500 8,318 7 5 509 16 575 6 902,834 17 30 2500 3 025 00 190 83 209 6 1904,945 10 30 2500 5 293 7$ 3486--1 356 6 902,10(167 30250] 226875 1+5806 157 5904.214 33 30 2500, 4 S31 50 323 17 3111 F 902.122 43 30 25()[1 2 265 75 1 116 32 1') 7 6 907,074 90 38 2500 7 562 50 487 10 523 6 902 169 69 30 2500 2,268 7'7 99 05 157 6 002,156, 61 30 2500 2,268 76 112 14 157 6 s,o2899811 30?500 31)2.500 T2616 2219 590

128 75 30 2500 75+0 25 27 50 53 I; YJ

1 469 08 30 2500 1 5 1 2 50 4 3 42 105 5 905,1 32 21 30 2600 5,293 75 161 54 366 6 90

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YOUR EMA ASSETS NI , ,I,L,f-:3r 311 2,113 fl-CL mh,'r'11 2111

EQUITIES (cr t tlriued) 1),Oit fcPaf Estrmefer1 Esrrnnalei 1I,ireaIi ecr Esrif n.ire'JCurrerrrDoo'.rirlran tiymrr'f 'lcyuued Qrranlay C"St 8as+s !'n"1 Basis Market Price A? rket ,',Iue frray, 'tLoss)Annrral 7ncu,7rp 1 rln`^

SOLAR LNG f ARiNJERS F1 G7ILP 12/1.1/1 1 50 29 01534 - - 1 452 G7 30 2506 1,512 5f)- S9 9'1 105 r3 90

u6/ 28r 12 25 31 t1uOO 775 0[} 30 2500 75b 25 (18 15) 53 F CO

06/29/12 775 32 312) 25 041 88 30 250() 2-1 443 75 (1 598 13, 1 62[} 5 90

071101/1? )2 5 32 2 ]21 4 034 06 30 2500 3 781 75 1252 51) 262 690I}70 ill? 125 32 8683 4 108 54 30 2500 3 781 25 (327 29) 202 6 917

01'05 12 225 33 0950 7 •1116 38 30 2500 6 806 25 (640 1 )) 471 6 54 0

07/05/12 30C, 34 0046 101 201 38 30 2501) 9,015 UU (1 125 381 627 6 90

07!11 ' 12 2 000 311 521)2 61,040 40 30 25131) 60,500 00 1510 401 4 18 ± 690

1 1113/12 1 175 27 81366 37 143,37 30 25001 35,543 75 ? 800 38 2 156 5 901

Sabloral 8 6511 x4 7 487 18 261,662 50 14 1 75 32 18,089 6 90

GUI I MARK OFSH8C INC CLA GLF 03/06/09 3 4 f I0 1 v 2822 55 359 48 4 7 1300 150,242 011 104,002 52 3 -1001 2 1?

1 1120:12 425 28 374 7 12 059 25 47 1300 27 030 25 1,971 00 425 2 12

1 1 / 2 1 / 1 2 125 28 9860 3 623 26 47 13{}0 5 891 2', 2 26 1 9 =r 125 7 17

11, 23,12 125 29x;564 368205 471301) 589125 2201920 125 212

1 1 ! 2 6 / 1 ? 75 292984 2 197 38 4 7 1300 35311 75 1 , 3 3 7 3 7 75 2 1 2

111;27/12 75 293986 22124(1 471300 3,53475 1,3223E 16 212

1 T, 28112 210 2995,11 b 290 38 17 1300 0,897 30 3,606 9t' 210 2 12

1 1129/' 12 25 30 8068 7 70 17 47 13110 1,1 78 25 408 08 25 2 12

1 i, 29/12 175 31 1262 5 44 7 09 17 1300 8 247 75 2 600 66 175 2 1 t

11130112 575 31 3828 16,415 97 47 1300 713 743 25 8 267 28 625 2 1 [

17U311 32z) 31 4406 10,718 213 47 17011 5.317 25 5,09905 32i 2 1 ?

11126f73 20 491720 9883'!4 47 1300 94260 (4064) 20 21?

12 02/13 131, 78 9)84 6,122 06 47 1300 5 891 25 (230 811 125 2 12

12'03.'13 425 48 7748 21' 729 29 47 1300 21) L930 25 (699 0111 425 ? 12

12/04 ' 13 11711 -181`1152 4879 t)? 471301) 4 71300 116662] 1011 12

12!05:1 3 25 48 96134 1 22-1 21 47 1300 1 17B25 145 961 2,) 2 12

12/09/13 25 48 9196 1 222 99 '17 13110 1 178 25 (44 7,1) 25 2 12

l[}113 3117 4013599 15,141357 47 1 3111 14,611) 30 1536 2/I 310 2 12

17 11, 13 10 18 6970 486 90 47 1310 47 1 3Lr 115 5131 10 2 12

Seibtrx.r+ h 525 164,130 71 307,523 25 138 392 51 6,526 2 12

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YOUR EA44 ASSETS Nov.-1IUe r O 201 3 n(,[ t-mU,,, 3 1, )10 3

EQUITIES ((Gnin1LraLI1 11rnr [ Tcr1,:1 Estirrtat(d Est,rn,a d V. ira:^,h' a Esr+r r ,+ ed C e rr = r+rOescrrprr ++ r, SyrnLu + Ai+7+r+red Quanrrry Cost Bas Is L ost fas+s +MMarIret Price 44arlret V.allie Garr 1u- s)Annual In rjme Ye+L7°,_

HOSPIRA INC, 850 11 301 1 1 625 118 8663 18 041 4 1 41 28011 23 800 00 7 758 55 m

12,02111 1 0115 27 3870 28,171 18 41 28CIO 42 31? 00 14 , 131 82

04/27 / 12 425 35 4722 15 075 69 4 1 2800 17 5-1<I 00 2,468 11

04/27/12 450 35 4630 15 958 35 41 2800 18,5760'0 2 517 155 1,

r04/30/1 125 35 274E 4 400 35 41 2000 5 160 00 75065

D0 30 12 750 35 2 395 26 429 70 41 2800 30 950011 4,530 30

10/81/12 850 32 7142 2 7,858 07 11 2800 35, 088 00 7,229 93

10/02/12 100 33 4334 3 342 34 4 1 2800 4 1 28 Oil 785 65

1 x/19112 625 29 5459

,

19,460 19 41 2800 25,800 (10 7,333 61

1 1 ,20,1 2 400 29 7074 1 1 88296 -11 2800 15 5 12 00 4 629 01

203, 1 1 11 1 1,1017 3[} 4066 1 3,447 26 41 2800 45 4(8 C10 1 1 9611 74

1'104113 1,110(] 3995178 39,95 6 60 41 2800 A1,281 00 1,32920

12/05/ 1 3 325 40 9720 1 3,315 03 11 7800 13 41400 100 07

17 11/13 75 1099f66 3074 75 11 28007 309600 21 25

^,;rbro1al 7875 255, 127 07 325,080 00 65 652 99

HUDSUN5 BAY CO NEW HBAYF 1 1!1 1 /13 3,150 19 3288 41 556 92 16 8752 36,761 68 (5,275 24) 379 1 (1412 13.13 1,250 1 7 5877 21 984 61 16 8752 27,U9 11 00 (880 63) 22(] 1 204

5ubto + a! 3 400 63 547 55 57, 375 56 (6 76`• 871 599 ] 04

JARDEN L{JRP J141 06,106/ 11 97 21 6254 20497 67 61 350(3 595095 1 853 28

06 / 131 1 1 1 050 21 5216 22 , 598 80 61 35()0 9 4 417 50 41,818 70

06115'11 375 21 5076 8 065 35 61 3570 23 006 25 1 1 94090

r l f, r 1 6 ,16,1 1 713 3 1 5373 1 5 356 1 6 61 3 5 1 1 1 + 4 1 712 55 25 3811 39

015,1 712 219925 11,65873 6135[311 43681 ;0 28,02247

0712811 1 1 500 2 0 6330 30,949 60 61 35[1O 9/,025 60 61 .J175 40

08"(19 /1 1 563 1 7 1920 9 679 14 61 35017 34 5.10 ()5 34, 860 91

011125 12 750 231516 17,371 35 61 3500 46012 50 38,641 25

01136'12 1200 226505 27,18064 61 3500 7362000 -1{,,13936

01!31/12 712 22 6355 15,116 50 61 3500 }3681 40 77,564 711

02'16,16,12 240 22 6297 5 1111 1ri 51 3500 14 72,1 110 9,292 85

012; 1x12 340 ? 32930 19 . 566 18 6135007 5153100 31913782

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YOUR E/\4A ASSETS ,l,,,}r r,;r^r 3f '1113 ff,, r ,L, s i I 113

EUU$TIES {corn nu r,} lhmr[ Total LStoma[Pd Fs[rrT 11erl Llr rr•alrtFn ESfrrrafpdCturtrrr

!'escr ptt rr 5yrnho! A. claw() Ut+aturry Cost 6asr:^ Lest Baas+s MTarkr I Pr rr r hlarki3 V'alup G„ra- (Loss) Arrr ua+ 111M M- 1 ,eld,^

JARDLfl CORP 1A11 02'27/32 225 ; 3 3660 51257 3S 61 350u •3 1303 75 85,16 40

02, 28' 12 450 23 3664 10,514 $38 61 35170 2 7,507 51) 17,092 62

02 29.1 211 188 2 i 3575 11,391 21 61 3500 11,533 80 7 1112 59

funtwal 9515 2 3005,234 61 $89,88025 379 6 J564

LABOR AT0P.Y CO AMER HI-D0S LH 06'10109 1 980 bid 1578 119,112 64 9I 37178 180,912 60 61,799 95

07:28/119 356 66 4364 23 252 74 91 37110 31 479 50 8,726 75

n 7,'2 2 710 50 73 X392 3,o76 96 91 3700 4 568 50 8531 54

09.113:10 330 73 2515 24,173 00 91 3700 30 1 52 10 5 979 c0

5u04ntrr+ 2, 77U 1 70 235 34 247,612 70 77 X47 36

MACYS INC M 011105,11 I 150 23 8170 10,723 42 53 =101151 24 03000 13 307 'IS 451 3 87

04 '1}5. 1 1 95111 24 1709 21 7`,1 81 43 41100 '18 060 00 26 306 19 90 I 1 87

04, 131,11 1 250 21 7 71 B 30,964 75 53 11000 66,756 00 i5 785 25 1,251 1 87

Ca41 13,1 1 1,2?5 24 8655 331,4601 48 53 4000 175 41 i 0h1 3A 5254 52 1,226 1 ti7

08/10111 1 , 6 7 5 24 8194 4 1 572 66 53 11000 89,445 00 47 872 34 7 6715 1 57

081) 711 } 550 21 1821 13 465 16 5 3 4000 29 370 OI l 15 904 84 551 1 87

Sut total 6,0J u 148-939 2B 323.070 CO 171 7301 12 6,056 82

MONSANTO CO NEW DEL COM MON 10,06/10 91D 49 i}4 77 4 414 30 i 1 Fi 5500 10 489 501 6 075 20 155 1 4 1

11/05/ 10 425 62 0327 26 363 90 1 16 5500 199,533 75 23 169 85 732 7 47

1 1 15/ 10 200 60 71 31 12 1,17 62 116 5500 23 3 10 00 1 1 167 38 146 1 17

1 1 36/117 225 5961911 33 411 37 116 5500 26,2,?-; 75 17 809 38 388 1 47

11!x3'10 1 75 57 99 82 10 i 19 70 116 5OOUL] 20,396 25 10 246 5 i 1[]r 1 47

12"09"10 350 00 131700 21 303 00 116 5500 40 792 11 19 491 50 603 1 1

(1130=11 475 694016 1296576 1165506) 55,36125 2239549 818 147

03; 15; 11 4511 65 82 ,0} 29 62 1 25 1 T00 551)0 52,447 50 22,826 25 i75 1 4 7

04/07711 4R0 115896'17 31 (134 12 1165500 52,447 7G 21,41338 775 1 17

05/04/11 500, 05 535u 32,767 50 116 5551[3 58,2- T5 00 35,5]17 517 861 1 17

5ob(c'Eal 3 3.10 d'14 781 52 389, 277.00 175 095 16 5,754 1 17

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YOUR EMA ASSETS ' 'R utc.in h r _ LI , I, l = ,l r^., 1, ,r i E 21 1 :

EQUITIES{urnt,ntred1 Llr7rT Tar.?1 E5t•matcd Esuinated IJnrralrre,1 1sirrnarer CurrFnfUesrrrurrn1r Syrn6or ACL7L rrnd Oi+srItrzs• Cost taws Cost Basrs SL7arket POOLE Market Value f ssi-([ r^55111n^ua[ lr r' :n r- Tr^+ frNEEISTAR INC r t A NSR Ora, 20, 10 3 565 2 1 9647 78 304 5 1 49 8600 ] 7 150 90 99 446 39

05, 11 10 1 250 21 5862 26 982 75 49 8600 62,325 00 35 3.12 2505.26x'10 2,300 20 9991 48,297 93 4x9 8500 114 67800 0 6 380 0701,1511 E 350 25 01019 8 750 61 49 8500 17 451 00 8 /00 3303.16/11 450 2511082 11 753 69 49 8600 22 437 00 11 183 3303/171)1 375 25 2534 9.170 03 119 8600 1 5 597 50 9 3"17 4 712 12/11 50 32 04013 1,647 03 49 8600 2 493 DO 845 97

1 2 ' 2 2 + 1 1 275 34 13662 9 368 23 49 8600 13 71 1 5D 3 WA 2712,'23,j 11 100 33 9455 3 304 55 49 860[7 4,986 QC 1 591 457177/11 50 33 8200 1,691 21] 19 8600 2 493 00 801 80

12/28/11 ?25 33 8095 7,607 16 49 81300 11, 218 5f] 3,61 1 3401/03112 25 33 6492 841 23 19 8600 1 246 50 40S 2702 ,' 03/12 550 36 2 0 1 5 1 9,910 83 49 8600 21 423 170 7 513 1702/06/12 300 36 8001 1 1 040 03 49 8500 14 958 00 3 91 7 970211311: 100 35 3235 3 532 35 49 8600 4.98600 1 453 6502. 14.12 100 35 x1583 3 545 83 49 8600 198600 1,440 171,?, 1 5 12 15() 35 .1889 5 3 -1 3d 49 13600 7 479 001 1 55 6603:12112 350 34 8613 12 201 46 . 9 8500 1 7 451 00 5:19 5403 / 12 12 100 34 8900 3 489 00 49 8600 4,986 00 1 497 0003" 13'12 350 34 981[] 12.208 35 4986(10 17 •151 00 5,242 6503.14/12 75 350381 2,627 91 498600 3,73950 1,111 59104 31/13 400 44 11516 1-/,781 44 49 8600 19 9114 {1[3 2 162 56

50010151 t 1 4011 299 269 52 572,891 40 273,627 88

NEW NEI81SCORP LLL SI IS NWSA 07.02/09 475 40212 3 920 70 18 0200 17 569 50 13.6118 90L 11/30'(19 275 5 1879 1 425 57 180211(1 4 955 S0 3,52943

06/29.10 1 625 5 6,159 9 176 59 180200 29 282 50 211 1117 511113/07/)1 331 1 3711 2440911 180201) 595467 352±68061,191,13 0 4 7 5 1 5 7 1 3 8 154,603 I l l 880200 198 759 50 24 156 40

5zt7rc laO 12 667 181.505 90 246,537 62 64 965 72

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YOUR FAIIA ASSETS 1I, : t„^[E r 3 ctl Q.•: [:n[I>^ 31 ^^11 i

L€UITIES {cOrrl+nfre31 1_+r +r lota] Fr+ 7.r1 ecl Fsi+nr +fed Ur,,[nal+zFr1 Cst+rnat-cl Curran r

Descrrptmrr ^yrrbo] A ^c+uec7 Q{rdnrrry C.OSt^i'7515 L05tSa575 5f7lk'rPuce M21APIVolue 0:a+r+'(LiIt,JAr?n fr-9f1 Lump 1+efr1.

- -REPIJBLuC SERVICES INC Fist, 0411 Z 1 0 7 30 29 9500 L^^,4 1 2 50 33 2001] 58 10+ fir? 5,687 50 1 820 3 1 3 eb

[)5 75;1]) 900 284r000 25,5000n 33 2000 29 BED (10 4 311000 93s 13

07107/' 0 1 t,511 299847 44,474 76 33 2000 5.1 78000 ',,3011 24 1 715 3 13

11 19/111 3600 800232 1[1{+809 13 33 2000 11952001) 1871177 3744 313.

03'09111 1 300 79950(3 3893501) 332000 43 16001 4,22500 1 352 } 33

03/09 1 1 2 775 29 9186 83,107 09 3 3 2000 92 130 00 f4. f12 2 91 2 B86 1 13

06r13,, 1 t 1 050 /9 96z6 31,,1611 73 33 20017 34 860 00 3,399 27 1 05,' 3 13

5+,r)rarv+ 73,025 331 /583b 432,43000 501377 64 13,546 3 13p7

SCORPIO TANFFPS INC SIN(, 08/05/13 41)25 9 9873 40 178 78 1 1 1900 11.415-1 75 1 275 99 1 127 2 31

08 0 6 ' 1 3 5 500 99097 53 503 35 I t 190) 64,945 00 30 3.1 67 1 340 2 37

0811 16/1 3 4,028 9 7174 39 233 29 1 1 7900 47,•1,4 75 8,221 46 1,177 2 37

08/3913 1.875 9 73Tb 1 8 2 48 8 1 1 1 7900 2 2 , 106 26% 3,857 4 1 52^ 2 3 7

08 20 13 13,350 96068 61 003 1B 11 7900 14,866 50 1 3,863 32 1 778 237

Szrbrutal 21 775 .733,167./9 258,72725 43,55986 6,097 237

SEADRILL LTG SClki_ 0711 2, 12 700 35 954 7 61 339 99 41 0800 69,13,360f) 8 696 01 6 •161) 9 25

07,13,1 2 51)0 36 6 12 55,015 80 41 0800 61,6620 00 6 64 E 2{1 5 7111) 9 251011 /: 1 2 1 525 41 058.4 62,614 21 41 ()800 62 6117 [113 32 79 5 794 925

10123.12 2110 39 9839 / 996 78 41 01300 8216110 219 22 760 5 %5

10,23112 775 39 8401 30,876 OB 41 0890 31 537 00 990 92 2,945 9 25,

1 1 / 1 1 7 1 12 • 1 5 1 ] 39 8977 1 7 953 91 111 0800 18 486 110 532 03 1 710 9 25

1 1/011+12 125 39 9764 .1 997 05 41 0800 5,133 00 137 95 475 9 25

12j17 1? 300 36 9704 1 091 12 41 0800 12,324 017 1 232 89 1 1 1n 9 25

121[7'12 825 3686(--6 3041519 1;0800 33,89+00 347581 135 925

1 2 / 18'1 2 1 2 5 36 1) 352 4 615 9 1 4 1 0800 5.135 (3} 51 8 09 175 1 25

01117113 425 37 9308 i 5 121/ 63 111 08[8] 17,459 00 1 339 37 1 615 9 25

0212 1 '13 375 16 2690 11 Goo 91 41 018110 15,405 11(+ 1 801, 05 1 425 9 75

02/22,,13 LIU 36 7524 1 837 62 41 0800 7 054 011 2 16 38 1190 9 25

03'0711 3 1 800 37 26711 67,081 32 41 0800 13,944 00 6,86208 5 B41) 4 5

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YOUR EMA ASSETS

f ),x,rINtrc,rr

SEADWL LID

Subroisl

SEAC]R1LL PARTNERS I LC- 1 7 i 1frto iv • I I I +O't J O rL' 1

10Af?It C) I'-4RI()!i Ht' +NI ^, l

SENSATi1 TEd-I HWNG t3V,

i[ 1, Ir0

1 HE MAt7I5ON SQUARE

L,11,11--V I 115 I'd,}%

5,totora+

Symbol Acqo2feJ

SC1RL [13.'1311 3

l 1 /7 13

2'04,' l 3

SDLP 12'01.1/13

51 04 11113

04112'13

114: 2/1

04 15113

013 178 /1 3

05/72/13

11:22113

31,25'13

1,1 / 03/1 3

1 ?704/1 3

MSU U 1.11 1 - 12

01.'1,'.12

31'12

{12,[71, 12

02:02112

02.02 12

02i03' 12

N7 Merrill Lynch PRIVATE BANKING &

Wealth Maiagemen [ INVESTMENT CROUP

Nuvr,rnlmr '[i ,'i11?. Cir-i p"'Iii , = 1 I' 3

Lrnrl total Esrrrrlated Fsrrmate,l UrlreaOzeJ E5r, a )atecrCI 11rent

Qjir:nt ,l i /ust 6 -is+s t'osr Bas1 5 Mal kerPrice +Vlafket ViIrje Ga,r {^6551^11T rlt dI+Rr,^rt1e V'ofdi,

925 36 81 1 2 34 (1511 45 41 0800 37 999 000 3,948 55 3 515 9 115

9r25 43 2790 40 033 08 11 0800 37 999 00 12 034 08y 3 51 5 9 25

950 4 1 2210 39 159 95 4 1 01500 19 0126 00 (133951 3 610 0 225

12 975 498 601 06 533,013 00 34.4 T 194 49,305 925

5425 29 9528 282,305 08 31 0003 292,175 00 9,858 92 16,117 5 51

1 000 3' 6267 32 626 70 38 77{11) 3 8 , ) 70 00 6 143 30

100 32 3895 3 238 95 38 1709 3,877 00 638 05

15 32 5985 2 44,1 89 38 77017 2,907 75 462 8F,

9517 31 9591 30 . 36 I 15 18 7 1190 36 831 511 6 4 70 35

3012 3'1 9996 17,499 80 38 77017 19,385 00 1,885 211

4 525 35 151388 161,491 82 18 7/00 -17 5 434 25 13,942 43

475 37 9874 18014 05 38 7700 78 415 75 311 69

25 3 7 9892 949 73 35 7 700 969 25 19 52

75 37 914 1 1 947 85 38 7700 969 23 21 4D

950 31 8481 35,955 98 38 1700 36 831 110 873 52

8 625 3113,580 93 334,397 25 30,830 32

325 28 8000 4,36[1 00 57 5800 18 713 50 9,353 50175 20 0407 3,63009 57 5800 7 197 50 3,55/ 41

775 28 8242 22 338 76 57 5800 44,624 5{] 22 285 74

225 25 9652 35 505 87 57 5800 70 VV'15 50 ^35 028 5

500 78 9829 1 14491 45 57 6800 28,79{ 100 14 298 5S

50 29 6386 1,451 93 5 1 5800 2 879 011 14127 417

50 29 2488 1 162 44 57 5800 2,879 00 1,416 50

3050 68,247 54 175,61900 87377 15

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YOUR EMA ASSETS

EQUITIES [LoruinrfedlDesc,+pt o , r+

i1ERMO FISHER SCIENTIFIC

SuLtcx.?

TWENTY F1PSI CF1JTIIPY

F1 }1 172 (! 41' ) 1

sk'vmtal

VIASAT INC COM

5 q rLrnl Ai,q,ured Ur+ar^rrry

TMn 1 3/o9 1 820

07 27/10 350

07 2D 10 000

+J81 103' 10 300

0813+10 400

178119'10 675

118101 `11 525

10/18/11 225

X0'20111 125

5 020

FOXA 07/02109 3 900

1 ii ]17+09 1 100

06:29/ 10 6 500

10 07/11 1,325

12825

2551 02.21/12 10

U2i21, 112 750

07%23/12 285

[75110/12 75

05:11/1? 150

05/18/12 150

05121 12 200

06,07/12 550

0J6108 12 ?0006/12 12 275

1161'15/12 275

06 18+12 250

06/ 19/12 150

06!21112 325

062 26/12 50

0612811? 225

UnitCost Basis

44 3890

471026

45 9938

15 0159

44 6248

411 1 702

57 7258

50 4575

50 8720

7 7146

100296

10 9158

14 2577

451830

45 1859

451463

45 9326

15 89777

4 1 9470

420077

38 16-11

38 1514

35 1737

36 0930

36 3635

36 4956

16 2528

35 9408

35 9772

Merrill Lynch PRIVATE sANuING&

Wealth Marragemenl INVE5T74ENT GROUP

P]C,vrnslj^-l 35 ;101,i 11er_err'jr 31 -';!I ?

lota1 Esirrnafer_r Esr+rnarea IJnre3+rted ESnnmared Ct,r +rJr7fC o51 Basis M rI t i Prrc& lla r€er Value Gaul,{ Loss) An rf11ar Iniolrrp 0e1L^°^.

80787 99 1 11 3500 - 202,657 011 121 869 02 1 092 53

16,4+.35 91 111 3b(() 38,E772 5C1 22,486 59 21{3 53

27.596 28 111 3500 66.81000 39 21 3 72 3131, 52

13.50.1 77 111 3500 33110509 1990023 1(10 57

17.849 92 1 11 35(10 44 54000 26 69(1()B 241) 53

29 814 89 1 11 3500 7i 151 25 45,315/ 36 a45 1

30 305 91 111 3500 58, 458 75 28 152 81 315 53

1 1 , 4 5 7 71 1 1 1 75011 ?5 053 75 1 3 585 04 115 53

6,359 01 11 1 3500 13 918 15 7 559 74 75 53

231 17.241 .556,97700 i24'1(459 3,012 53

30,3:1 29 35 1 7u0 37.163 00 106,84'; 71 975 7 +

11,03? 57 35 1 700 38,687 90 227,654 4 1 275 71

71} 957.8'5 35 17(111 228 1305 00 157,652 15 1,62 5 71

18,891 57 35 1 700 46,600 25 27,708 68 332 71137 798 28 451,055 25 319 856 9,' 3207 71

451 83 62 6500 626 50 1 74 67

33,889 1; 62 0540 46 981 50 13.098 07

12 866 70 62 6500 17,855 25 4 958 55

3 1144 95 62 6'300 1,698 75 1 /53 80

688455 626500 939750 25129',

18 876 15 62 65170 28,11)2 50 9 316 35

8,101 54 62 6500 12530 00 1 128 46

701190 26 62 6500 34,457 50 13 457 24

7,539 28 526500 17,53990 1,849 729,672 77 62 6500 1 7 228 75 7,555 98

0,925 60 62 6500 17 228 75 1,303 15

9,090 98 62 6500 15 662 50 b 571 52

5,4 74 34 62 6500 9 397 50 3 923 1 h

1 1,7812 19 62 651711 20,301 25 8 574] 05

1 77)7 174 62 6500 3 132 59 1 335 16

8 091 a/ 62 6500 14 096 25 6 001 38

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WealtlrManagemeat INVESTMENT GROUP

YOUR EMIR ASSETS Nlt,ve.,,Isef 20. 111; nf,cerrl,or ?1, -^

EQUITIES (contirwed) Un 1 Total 7 rrniated Fstrriiated 0111 lr?er1 1 ritrrare•7Ctrtrr1I rOesc pt,on Syr+r1,v1 Acqu+rcd Qu ntlry Last Basr5 Cost 8zisrs A9afkPl Prrre MarAPI lraluE Darn. (Loss lAmru,rl Incorne Vseld%

VtASAT INC C0M VSvT 1)7/12/12 200 37 8804 7 577 68 62 5600 - 12 53Cr 00 4 952 32

0 1 % 1,7 1 3 225 37 4080 8 4 1 6 82 67 6500 1 4 096 24 5 079 4 1

111 / 1 1/13 125 37 4584 4 682 11 62 6500 7 A 31 25 148 94

011 • 1.1113 25 37 •1788 936 97 63 6500 1 566 25 629 28174/()1-3 60 45111"3 27677.8 6? C-5100 375900 99172

114.'[]7 13 175 46 3366 B,109 21 6? 55011 10963 75 2 554 413

04108"13 25 45 2316 1,130 79 62 5500 1,566 25 135 416

07125 1 3 200 65 69 ] 7 1 3 , 3 39 511 62 6500 1 2 530 011 (809 541

07'26113 200 1336 2718 13,2555 56 62 8500 12 530 00 (72 5 5151

{37,'29113 120 66) 1]641 7,915 70 62 5500 7 518 Oft 1397 7111

08'02, 13 40 67 9745 2,718.98 62 6500 2,50600 (2 r 2 98)

^0'01"13 40 62 6745 2,50698 62 5500 2 500 170 (0 981

10/118113 60 62 9597 5,036 7B 62 05011 5,012 00 124 70)

10/09, 13 1 70 62 8084 10,677 43 62 6500 10 650 50 (2693)

11,12/ 13 100 58 8265 5,88255 62 6500 5 265 00 382 35

11/12/13 390 608112 23,71637 626500 24,433 50 1 1

T1/13.'13 1S 604848 4,536.313 626503 489575 16? 39

51 '15,13 85 GU 2297 5,119 53 62 6500 5 325 25 205 72

3zlbrf_nral 6 055 297 600 48 410,670 75 71 3 0 /0 27

VISTEON CORP L01+1 5TK 0001 3/1 I 80 73 6577 5 892 52 81 8900 6 551 70 6;18 58

01114•'11 400 72 8988 29 159 52 81 8900 32,756 00 1,5911 48

0125/11 190 / 1 8490 13 651 31 81 8900 15,554 TO 1,407 713

01/28/'11 260 72 0063 18.721 66 81 8900 21 291 X10 2 569 74

01/27, 11 b I0 72 0000 4 3,1320 00 81 89110 49 952 90 6 r) 32 90

0 1 1 27 / 1 1 210 71 9690 17 272 58 81 890(1 19,653 60 ? 1131 02

01/2611 1 840 71 6980 60 226 40 81 8900 68,787 60 8,501 20

01/28/11 80 700346 560277 81 89011 6,55120 9.18"13021,12 1 ' 110 + G 549 8 B73 14 81 8500 10,615 711 772 St,

0'111 3 '1 1 '110 r38 7001 21 197 06 8) 8900 21085 '30 1 086 81

02:01!1 1 430 71 0983 30 572 27 81 8900 35 X212 70 1 640 43

02 07''11 120 71 7 39"1 30 1311 55 81 8900 34 393 8U 4 263 25

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Wealth Managelvei ll INVESTMENT G R O U P r

7 r,._1P!!=I _o ., ibin ^3 {Î

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YOUR £2IV1R ASSETS N;, ^r„^tt 3 , }13 Clerr'rr.E+î 31 7[111 î^•J '^

EQUITIES {earlrirriel} Ur^rr Tr+0I Esfrmalerf FSur are 1 Ur7real[7Pr! Ecfrrrt=tedCo rs•nd .^+C1escr+ption Svnlhol Acrlim- d QL,jirr[rty Easy B/iris Cost Hasrs (v(Irket 7-5 ce Mar[rer Va+,rr Garrr• {Lo^sl r1rmu- (lncri,v v YIPId'

VISTFUN CORP CUM STK VC 03 1 2 1,1 375 61 9809 - 23,242 81 61 8900 30708 75 7 Sr,S ^1

03 '7 5/ 7 1 50 61, 0000 1 100 00 81 8900 4 094 50 994 59

0 i 28 r 1 50 6 1 0994 3 1799 97 81 8900 4 094 50 99,1 --A p7

03'2911 1 15 61 7706 926 58 81 8901_] 228 35 391 7(+

04/18 11 153 52 2860 9 342 90 81 8900 12,283 1-0 2.940 60 .T1013/17, 11 225 t5 1 8568 1 it 592 78 81 8900 18,475 25 3 832' 47 0

0 7 / 1 5 ' 1 1 2z^5 67 5061 1 5 188 85 81 8900 1 8 425 25 32362

07:18/11 250 67 0651 16 768 35 81 8900 20 472 50 3 706 1 5

1 2,, ?G' 1 450 47 3995 21 329, 82 81 8900 15.850 50 15,520 68

02/16/12 220 54 1110 11 O1]4 A4 81 8900 18015 80 6 11 -1 36

02-17/12 360 5.1 8475 19 745 10 81 8900 29 480 40 9 735 3L1

09 19,12 500 47 8 4 1 1 2 3 923 55 81 8900 40 945 00 17 021 45

09/19'12 150 4 7 540E 7 , 1 ; 1 11 9 81 8900 12,283 50 5 1 52 41

09/ 2 1'12 680 45 8797 31 198 26 81 8900 55,685 211 2.1,486 94

09/26/12 50 42 5000 2,125 00 81 8900 4,094 50 3969 50

-10/0 ?' 12 75 44 6194 3 346 46 81 89017 6 141 75 ; 795 29

10'09.17 25 44 7096 1 11 7 ]4 61 8901) 2 0,47 25 929 1+3

10, 10112 225 44 4506 10001 39 81 89011 18 425 25 8 423 86

101; 1/12 719 44 43441 3 332 55 81 814;10 6 141 75 3 8151 17

10 / 12 112 125 14 5614 55 70 93 81 8900 10236 25 4 565 32

10-5' 12 25 - 1 4 4952 1 112 38 81 8900 20,17 25 934 87

10/19/12 50 44 7394 2 236 91 81 8900 4 0911 50 1 851 53

10 1 22"12 (10 114 7116 4 024 05 81 8900 7,370 10 3 34501,

1[1'31/(2 250 438979 1097446 818900 ?047250 4 98102

1 2/21 '12 350 50 6858 17,740 03 81 89(10 78 661 50 10 921 4 7

Subrci[,j1 9 030 5 18 391 51 739, 456 70 791 072 19

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NFi GA t ANG I I J LUICHER

YOUR EMA ASSETS

roL.^

CtU1 LIES (cor4ri lued)

i ^E' ^ ^ ^7^l11(•r7

WILLIS [,ROOF HGiLJINJCS

'-`SurJrr^r+

° YA H OO INC

Sutxcral

53 ibo1 ACC71u ea

WSH 07'22,2,11

07 1 ,1511 1

0725/}i

07127',1

07.29111

J8/09,-, 1

0211511?

{12'15/12

02 55 1?

02/16/ 12

2101i2,12

111/? 1/12

10/25,12

1U 2611c

10/31,12

YHOO 10/14/10

10121'10

1 105,10

012.1]1'1 1

02'02,'l 1

05ri6/11

015/761,1 f

06 / 17 111

y Z177ri

theanl,ry Co 5164515

5S[] 39 7680

75 394918

350 40 f201

450 4088800

)15 1f14329

200 33 7952

200 34 5785

1 750 3', 2307

875 3.1 Hu78

7110 3•I 1174

27 35 17682615 333390

300 337192

3 015 33 5038

525 336519

12525

825 f i 9000

1_,i 50 15 8596

3,250 16 78115

4 0(10 16 3794

1 r75U 16 3511

1 975 16s 0500

1.025 1 1 9976

1,425 I d 9800

7 5 900

Toral FK77R7ored

t-nsr B fs1s 1031k0f Prs e

71,87240 448100

2,961 89 44 8100

14 04 2 04 4.1 8 100

18,396 00 44 8 f00

31,335 50 44 8100

8, 759 04 214 8100

691570 '148100

5 1,653 73 14 8100

30,455 91 44 8100

21,092 18 44 8100

886 92 44 8100

89,161 83 44 8100

10,11576 4481011

1030724 19 1 1 87 cm

17,667 25 '14 8100

439,357 34

1311750 40.1400

35 684 10 40 4400

53 240 ^0 X10 1400

65 517 00 40-440c

25 24 el 21 10 1•I7i]

31 698 75 40 4401:

15 372 64 40'14104:

15 354 50 40 4400

255,3 29 50

PRFVATE B ANKING &

INVESTMENT GROUP

N^JVL'i1 •!+4.'t '?l, 2(113 [J o en11(01 31 2013

Eg,rnall/d il+1reafrzed Esrufraled [ u7 r,n

A7irker Value Darn (Loss)An nOal lncom E 1reld5

24,645 50 2 773 10 6-15 2 49

3 1501 75 398 45 84 7 49

15,683 57) 1 611 16 39Z " ly

20,154 50 1, 768 50 594 2 19

34,727 75 3 392 25 688 7 4G

8 962 00 2. ?02 96 22 1 ' 45

8,962070 2,0416 30 221 2 4979417 51) 16 76-5 77 1 960 244

9,208 75 8,751 84 980 2 119

31,367 CIO 7,274 82 184 2 14

1,12025 23333 28 214

1198166 75 313 584 9? 2,996 ' 1'l

13,443 00 3, 2724 376 249

137,79075 34,-76555 3,474 2 19

23,525 25 5,858 60 585 249

561,245 25 121 683 91 14,028 249

33,361013 2+1,2115 50

90,99000 55,305 91'

131,43000 78,13980

161,)6000 9624240

62 68.700 3 1 3 37 79

79 369 CIO 1811025

'11,45 1 00 75 /178 36

41 151 00 26 096 50

642, 996 . 00 387.660 501

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TOTAL 10,•176,599 94 16 030,406 77 5 553,806 83 224 , 290 1 r+ C0

LONG PORTFOLI O ALj( sterlr) oral Estfmate(y iJorea1Jz'e7 Estarr314' I Fslrr77.ated Current

Cons 133s+5 Mark et Value 0 41/I [Loss) A rrrr:ect lrir ert-e1 Ann77a1 +77rnrna Y1-01L

TOTAL 117 974 648 91 16,528,455 74 5,553 8)16 83 224,637 136

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Merrill Lynch PRIVATE RANT{iNG A,

WealthMariagemunt INVESTMENT GROUPJ_il Ii!,-, " -, u- .i

NEIJI A C AN 1) Ii1 J LUTCHER 24-Hour Assistance: i8OO} MERRILL

MERRILL LYNCH UNIFIED IVIANAGED ACCOUNT f•:,,,,rr, t, .r ^t> >r„ 3 L'pr e, lr^r 3T rata 3YOUR INVESTMENT S FRATEGY - THORNBURG INTERNATIONAL AUR 100 00 % RATE 0 300%

Rate shov.r1 atJ,]Le 1S the Style Nlanagor Ecpenie Rate The 'Style Mariader fxperse Rate' section nk the LIMA disclosure statement pruerdns you with Lite expense ram payahfe to all of the

avortaole style managers, and the Your Ar.count Fees secirun in die LIMA clreni agreeiiienl prnvirles addnronri( Irrrorrrialion rnrludrny lie Merrill Lyn,h Fee Rate rf a style rrranager(sf in

You, pnrttolrt, ha" changed please note trret the expense rate Far the new -tyle ruarrayer may he rhffercnt * Please see the Funds T7rospe: rus or other disclosure -tatement for a

Ve S[r1r,tr )rl (if Its Fees Ann jxpenses' The perceriuj - allocations next to the nanin or the above Styl Manager(s) and 'or Fund(s) ore nosed as epplicable, Iii t.erget alter ahnny 01

allr,canons as of a part-tiler date for tht Portfolio or Strategy selected Allocations for arly Partrcuiar eccotrr}t may differ froni flip tillocatiorrs ui'ltcated abevie For additional n,turnr-rottroi,

see [lie UMA client agreernenr rfr,clasure slaternent arid pro fdus

WNe enLcrurage you to contact your Financial Attcvvor wheneve r ttiare are drape}es in your rnnaru rai i lrrwr,stnnoes or in vestrr i 11t o(JJectrVec or rf yOLL wish to tmpnse or modrfv any

reasonable reslrictiuns in the n,anaycnreni of lour arcaunt if you viould like to ref elve a copy of the WAA disclosure tfatemcr,t or a copy of the disclo s ure statemcrrt!s} fr,r your style

rrrariageris ) ^, rr}rcxr1 charge please Send a vu, wen request to Merrill Lynchr Managed Accnurrl Advisors 101 1-I+iosarr St,ret 9th Floor lersey City, 1•t) 07302 3997

YOUR EMA BANK DEPOSIT INTEREST SUMMARY

r..i T Average1 Lturertr frrfera t or , Lkisrnqi° A•1nnet llccucurf Descnpnorr Opening Balance Deposit Ralance 3relri% C^eposrrs [j,71,l71Ce

r rA CVd Sei.ices N A 541 411.1 355 2 71 131 21 81 243,892f-`fl Car a t if America CA N A 246.013 2-15,001 07 15 1f) 246,002

TOTAL fv4L Bark flllpdsrt Proqrarr 787,417 1691 489,894

YOUR EMA ASSETS

CASH/MONEY ACCOUNTS Total E51vIl ,ifa1! CStrrri.'jred Estrrnaf°rf Ei r Irrirual

Quaritr[t• Cost Claws Parker Price Marker Value Aonus; lncorrie } iefd1-

LASH 1,62-1 52 1 624 5? 1,624 52

-1-NIL BANK DEPOSIT PROGRAM '189,894 00 409 R4'1 (,C1 1 (1000 489,894 00 343 07

-?-}011' 1NSUR-D NOT S+P+' Ct7l'EREL)

TOTAL 191 518 52 491,518.52 343 U1

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YOUR EW ASSETS PJc .r^ iJn r 30, 4113 C ereml - 111 2U13

EQUITIES L1riit Tufal Estimated Esoolarr'4 Ur reahzej ESr1177aredCiirrerrrD^5crrp[rorn 5 rrrb:1 fln7rrrrPd OUdntfly Cost Basis Cost Bas,,; Ariarhei Puce Alarket Value 6arn:(koss) 4nnual+nrorne YrehrJ%%

ALCEN1URE PLL 5(15 ACN 06/04r 12 2 55 7150 111 43 82 2200 161 14 53 01 4 2 261 ! 1 ' 1 2 12 374 57 3209 2 1 438 €15 82 2200 -16,750 28 4 312 23 690 2 2607/21'12 390 570215 2223839 822200 320655U x8827.11 726 22t12120112 440 68 1372 29 980 4 3 82 2200 35 r 76 80 6 196 30 619 22601'2811 1 222 72 0977 16 005 69 82 2200 18 252 8-1 2 247 15 413 ' 7F04'29' 13 ?67 81 23111 29,812 95 82 2200 30 s 74 73 `'51 19 683 2 2n

5rrbtoral 7 795 11958; 92 147,58490 ?7,99796 3,341 226

401045 AC SPONSORED 409 AL1DYY 0510.111 1 1 035 37 2685 3$,572 90 64 2300 66,478 05 27 9013 1 555 9805"06/1 1 6x33 38 5303 24 389 68 64 2300 40,657 59 16 251 91 401 98051171 i 193 38 3;x59 28 782 65 64 2304 50,93 19 22 151 74 50' 58u6,23/11 141 35 9541 27,182911 G4 2300 47 59,1 A3 20 211 14 4619 981 1 _ ] 1 ' 1 1 519 33 1 2 1 0 1 7, 189 85 b4 2300 33 335,37 16 14 5 52 329 9809104 12 510 39 7-170 24 062 73 64 2300 39 1 80 30 15,1117 57 386 9B

SL-L Iota1 43-17 160 380 80 278.180 13 1 17, 799 33 2,742 98

AIA GROUP LID AAGIY 09/ 10/ 1 : 6 505 14 5628 4.5 306 18 20 15` 00 131 095 9C 351,699 12 1 133 86Pr i t o =105 10/08/12 2,982 15 4396 16 040 89 20 1500 60 087 30 14,046 11 5114 86

12' 19;'12 3 21 A 15 8478 50 934 83 20 1500 61 7132 10 13,8,+7 27 5E0 8607/31 '1 i 1,418 19 1044 27 090 18 20 1500 28 577 70 1 182 52 241 813

Su[ir^tat 14 1 0 219 462 08 284,518 110 65 055 92 2,459 86

ANIAQEUS'1 HOLDING-11NSP eMROY 013 1 3; 1 3 4,550 32 2134 53 152 11 42 7500 70,537 51 17 385 39 /89 l 1107+1 7,13 8.17 33 5897 28,450 56 42 7500 35,209 25 7 758 69 405 1 Ti111) 1 1 1 1 '/ 7613 34 3 1 1 8 26, 248 53 42 7500 32,703 711 6 4135 22 3155 1 ',1

Su9rora1 3,262 10/85120 139,450.5D 37,599 30 1,580 i 71

Ar1tIL05ER81f5[4I INBEJ AUR BUD 09'25/13 :85 99 1009 57 974 03 106 4600 6'),279 10 1 30517 1 465 2 35G9,25,13 227 09 6 195 22 61 3 63 106 4600 24 166 12 1552 79 569 ? 3510:21: 13 94 1002 51.18 9 839 22 1116 4600 10 0117 24 368 02 236 2 351 0 22,13 ri 1 3 1 0 3 7853 84 377 45 105 4501) 86 +,ril 98 ? 1 74 51 2,035 2 35

Sutilotal 1 719 174 504 33 183,[]04 74 8,JQQ 4 1 4,305 2 ?5

ARM HLOGS PL[' SPDADR ARMH 01107 09 2,2249 4 31369 9 4, 0 85 51 7310 123 ,090 Q2 113,669 17 455 3e

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YOUR EMA ASSETS Al '-wel I-AIt. r if 1. 2,1_ 1I I Dol'9i„1): '/ } _'C'' 1

EQUITIES +cJn(Irsue,cj [1n+r Tarsi Fed Ist+mar-rl I+i,rea1+red i_ s[rrr arc- ai'rrrrerir n

Les ri^Jf+i'n Syrrr[xrI Acrlri+re+y rariarlt+O Cvsr Basrs Cris+ 8asfs Marr,e1 Pace Marker Value 0_n+rr (Loss } Annual Iocnnrp 1'+eldr,

ASMI (I1 06 NV N REG SH3 R51Y1L 12/14/1? 510 63 5777 32,-124 63 93 15010 47,787 010 15 382 37 299 52

03, 27/13 1 14 65 1216 29 04 7 23 93 7000 41,60? 80 12 555 57 ; F 1 ; Cr/ 7 1 7 31)1 3 659 80 5391 53 7175 33 93 7000 61 7118 301 8 672 97 387 62 W

13 274 81 3591 22 129 653 93 7000 25,486 4t_r 3 356 72 169 52

5rlluocal 1 1855 736,676.87 376,624 50 371 2U? 63 1,107 62

ASSA ASLOY AB ADR ASA21 1 2 1 2 1 /1 C1 357 1 4 4075 5 1 43 51 ?6 4500 9 1142 6', 4 299 14 1f13 1 1 1

1 2 1 2 2 , 10 1 018 1,i 3262 1 4 584 T 7 26 4500 25 516 10 12 341 5 3 508 1 14,

01 07•'11 1 86 14 9353 26,147 95 26 4500 49,276 35 23,128 40 563 1 14

U 1 / 21 1 1 1 2 127 1 3 5777 28,879 11 26 X500 56 259 15 27 379 38 (1 13 1 1 1

07,'l 4111 2 140 12 4665 .(b 6185) 26 i5O0 55,60300 299 ''4 48 5) 17 1 14

Sobrr ca+ 7 505 191 433 92 198,507 25 97 0773 33 2,269 7 74

BASDU INC SPON ADR BI0004'26152 131 135'3823 24,541) 41 177 8800 32,196 28 7 5395 87

05/08' 12 191 126 7719 24,213 45 1 77 8800 33 97608 9,761 G3

05/'23/12 172 1206302 20,748 11 177 88011 30,595 36 9 BAB 115

11,'0?/T2 1913 105 63.13 213070 52 177 8800 31 197 20 13 726 68

1 1,'28,`12 101 94 3528 9,529 64 1 7 7 8800 1796588 8 436 21

02'25`F3 132 9])/56B 11,97991 1778800 2348016 1150025

5rlhtota! 967 1 T 1 08234 172,009 96 60 027 6?

BArN(0 811BAO V57CAY53 53953 09:015,105,13 3.864 99601 38 485 83 12 3-00 47,874 99 4 389 1 3 16855 3 51,

it L r t1! I+.+ 09/06/13 1 670 9 9935 16 680 31 f 7 3900 20 691 351 .1001 99 7301 3 5/

10/ 1 1 / 1 3 1,596 2 94 r6 19,227 97 1 2 3900 1 9 774 4 4 515 1 7 698 3 52,

10121113 2,0113 12 8195 26 575 03 12 3900 25 634 47 le90 053) 906 1 52

1 1 /367'1 3 1 , 2 3 1 1 1 6757 1,1 3 7 2 79 1 4 3000 1 5 253 09 879 313 SIB 3 52

11 27 1) T,15(4 11 8721 13,652 92 12 3900 14 242 50 59; 56 503 3 52

3s+Gtrot,4j 1 1,5 84 7 2 9 003 8 5 143,525 76 14 521 77 5,064 i 52

BANK MArNDIR' WK IJNSPON PRERY 02,07113 5 777 9 0563 52 318 25 6 4500 37 319 12 (14,998 837 8511 2 2 7

u730'13 716 i 4807 6672 25 6 Ib0J0 4 625 ;h (},446 89) 1106 2 27

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BURSERPY C-ROP PLC-SP ADO 13URB ( 10, 2 i'12 843 36 2236 Sri 537 34 50 5500 42 613 65 1t 076 31 747 -1 - 7511121) 12 4,10 423815 18114786 51]55(111 2224200 3594 14 7917 " (51 i/29' 1 2 5.1 i 42 3814 12,928 39 5() 5500 2 7 , 3 1 1 1 55 4 41 9 16 480 1 7504:11'1 3 396 413 4883 15 033 37 55 5500 20,017 80 3 984 43 45' 7510, 1 7 . 1 3 6 1 2 48 7284 29 82 1 84 50 5500 40935 60 1 11 4 16 5111 1 7512,{}5113 563 49 2087 21 104 55 505500 2H,-i59 55 75c 10 A99 1 75

51Jh[otal 3 35115 145 673 35 777.617 25 25 943 90 3,010 1 75

CAOAD AN NA-{C (AILWA'l CO CNI 311(171(54 4 1182 19 5795 /9923 73 5 7 0200 232 755 e4 152 83 91 3,303 4 102/071 i l 100 34 3759 10,312 77 57 132011 17,106130 h 743 23 2,13 1 41

Subluid+ 4 382 90 236 se 249,861 64 759 625 1-1 3,546 1 ell

CARNIVAL CORP PAIRED S (CL 01 07/09 3,959 2 3 96'11 ' 8,944 851 -10 1700 75,b91 tf 3 31 74B 14 1 959 2 -1P0129,07 3543 1139598 6,//07? 101)0(1 14300_52 7113 0 84 355 7A8q 1 116, 10 71n 33 7538 24 167 79 •10 11011 28 761 72 4,593 93 715 2 4806/29i 10 716 30 5236 71 851 05 40 1700 28 761 72 6 905 821 716 ' 1804122'13 777 33 3693 25,927 95 -10 1700 31 212 09 5 284 14 177 24B

soblotdi 4,524 125 645 2 5 187, 729 08 58,08 3 a-, 4,524 2,18

CiI'NA MOBILE LTD 5PN ADR CHL 08'2 7. 13 1 9.19 53 3669 109,012 09 52 2400 101,913 21 (2 ()48 fi8) 3 928 s 8508/28113 107 53 4645 5,720 11 52 2900 5 59S03 (125 581 216 3 8509 06 1 3 969 55 5859 53,862 7 4 52,2900 50 669 01 {3 193 73) 1 953 1 9'-1 1 0 / 1 3 718 52 5152 12 49B 64 52 79[1[1 12 445 02 (53 62) 185 + 95

5r1[rtota+ 3 263 7 76,094 78 170,622,27 f 7, 471 91) 6,577 3 35

GfC GENERA(E 0E5 NIGDDY 0311 3/ 1 2 5 v)2 14 5198 911 111 4 rib 21 3- Q!i 118 535 ?G 3 7,920 72 2 643 L 72t 1-11,+ , '. ( 1 i ( '2l' 1' 7lr-H,I'4 08/10, 12 858 1 3 9494 1 1 96B 59 2 1 350(1 18 318 3[} 6,3149 7 1 4()(1 2 22

091 10, 12 1,182 15 266? 27,204 37 21 1500 38 13.15 70 101 84 1 33 B49 7 2:

11 20, 13 1 141 ?1 81 75 24.893 84 21 77500 24 360 35 1533 47) 544 2 , 25,11t0141 9333 1#4681215 799,75955 '14557820 4.445 ?._'2

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YOUR EM'A ASSETS NL,: _I„brI 11) 2 3 1 Op<or„hr,p 31

EQUITIES (crlnurlu1.i) Urfrt Yl,rF,+ Est+rf+af9d Csr+r„ared t+T eal+^cJ Es[rrnst rrr 'rur^nr COescr+pt,Wa SyrnSol 4cgr. +red 0 ar+tlty cast Basis L ust 8^js+s fi2arhet PULP /4 rkar Value Gall IILuss) Annk,aI locrimt= Y^cI7*

COMPASS GROUP P1 C aDP CMPGY 12/10' 12 5 649 1 1 9170 67 1191 -15 16 1 290 91 1 12 7? 23 821 27 1 9/2 2 16,

1 2 1 1.12 2,896 12 (11510 34 699 70 16 1291) 46 709 58 1 1 809 68 1 01 1 2 16 441j0; /219/ 13 2,068 1 2 0-350 24,931 8 1 1 6 1290 33 354 7 7 8 el '72 96 722 2 16 Aa

07W9/13 1 817 13 1 351 24 769 21 16 1290 29 790 76 5 571 115 6,15 2 16

Sub local 32 460 151 391' 77 200,96733 49,575 16 4,350 2 16

DASSAU[ T 5YS SA SP7I ADR DAS] Y 01 07/09 63 3 45 35(10 28 706 55 124 33300 78 1581 90 49 97 5 35 491 58

(}1 /214/09 171 38 2800 6 9,15 88 324 3000 31 255 3r} 14 709 47 125 58

9129' 13 219 114 1988 25 009 55 124 3000 2/ 221 717 2 212 1 s 360 58 asSubtora+ I r733 60 261 98 117, 9513 90 66 896 92 746 5R

f1E111SU-tt 61 AU krC 5115 DR 10/3 1? 12 1 998 45 7 309 91,370 34 48 2400 96 383'12 5013 18 1 931 701

1 X 0 228 45 8589 16 455 85 18 2400 10 998 7? 512 81 232 2 01

02;01:13 537 52 8296 28 105 10 48 2400 25,663 68 (2 4 4 1 72) 5 1 7 2 001

0.1' 30/ 13 5'37 461,180 27 550 36 16 2100 28 799 28 1 718 92 580 201

5ttb.ota! 3 355 157 491 95 167,845.20 4 363 25 3,260 2177

EMBHAER S A SP014SRD ADR ERJ 1011(] 7/99 1,219 ]a 2353 22 228 84 32 18001 39,227 42 18,998 5B 98 211

93104"09 1 E313 10 3748 16,734 71 32 1800 51,906 34 35 171 63 130 24

0811()111 1 169 22 5291 26 336 63 32 113[]0 37 618 42 11 281 79 9,4 24

07127112 585 25 1694 14 724 10 32 18010 18,825 30 4 1131 20 47 24

3u01L734+ 4,586 80 n,?4 28 147.577 48 67 553 731 369 24

EXPERIAP} PLC SPADR EhPGY 121"10113 5,1734 18 3105 99825 303 18 4309 100 1118 61, 373 32 1 745 1 2.1

12/1 3 13 1 041 1 1 5819 18 302 86 18 43110 10 785, 63 882 77 135 174

Sf11,;pra1 6475 1187287 6 719,334 25 1206[79 2,080 t 71

[ANUS LID UNSP rANUY 01+'07109 2,845 13 00170 36,985 0i 34 7100 87.369 95 50,384 94 586 5b

01127'00 3,687 )36B19 51,182 81 307100 113 227 77 62 044 96 /56 66

07130. 13 1,025 25 2860 25 918 15 311 7100 31 177 75 9 559 60 21 1 66

5uhin[al 7 557 1 14,085 97 232,075 47 177 98950 1,551 66

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YOUR CI,4A ASSETS ,,,Lewl1o7 311 201 1 I11-L IFI .H„ F 3 ,'0l3

E981! ES Icnr, [Inue•S4 L/i1F{ Total Esrunafed E' imalej IThreal77ed Estrrnared Coiwwr^25CCiJ.17 Jf1 ^71ihol Al quee4 ILi3CHi13 Cost Basis (05[ 8x515 Ai,iuls! Pnre ma r ker Value rarf] (Loesl `111111147 +fiC:7fiir? 17i?,[]^^

FRESENI OS MEDICAL CARE xi1S 03/13,09 1 322 19 3+153 25 522 99 35 5800 47 036 76 21,51'i 77 441 93

[ (e s 1A; -04; 0 1i?7/09 836 15 8242 15 737 11 35 5800 ?9, 744 811 14,007 77 279 93

05,08/09 1 756 19 5978 34 453 91 35 5800 62,•178 48 28,054 57 585 91

05. 18009 1 308 20 7094 ?7 087 90 25 ,180+0 46,538 64 14,4 ;0 14 4 36 93

119 11!09 94-1 73 1984 21,890 321 35 58110 33,587 52 11,688 18 315 93 __

02"07,'l 1 50 3014324 i 5 2 1 62 35 0800 1,7 79 00 57 38 17 5?

5ubtofal 6 2 1 6 1266, 782 87 221,165 28 9-7 982 1 7 2, 073 93

0ENNE5 AND MAURITZ 98 HNNP.1Y 0 1:07'09 1 2.965 4 1850 54,258 54 9 1600 119,759 -10 64,500 B7 2 879 2 32

I i if, 01 29109 4 1156 3 9750 3 9 311? 573 9 1600 44, 1181} 515 25 1 78 36 1 7179 2 41

1 2122'{}9 4,128 5 5288 22 822 89 4 1501) 31 812 48 14,999 59 917 2 42

51,titaCil 21 949 96384 0? 201,052 84 10-1 668 8ll 4,875 2 42

110NG I4ONG EXCI IANCES AND HKXCS 013/13/09 5,208 7 9352 41 326 53 16 6900 86 921 52 =15 594 99 1 985 2 28

LLt E1117/r, ' 1 7 7 59- 031191`09 1 , 7 4 2 86773 15 1 1 6 113 )66900 29 473 98 1 3 957 95 611 2 28

04/02/09 586 9 8053 5 745 96 16 59010 9 789 34 4 034 38 224 2 28

02.07'11 1 [WI 23 15001 2 315 00 16 6900 1 86900 (64600) 39 2 28

5uhrztai 7 636 C t y03 57 127, 49 84 r,2,9a13? 2,912 218

HS9C HLDC PLCSP ADS IiSSL 02/29 12 581 44 5060 75,858 04 55 13(10 3?,(330 53 6,172 19 1 395 4 15

04,'.)7/12 908 G 5 5996 4 1 494 44 55 1300 50 498 04 8 65 361 1 ]so •t 35

0 4, 302-12 1 1 1 8 -15 2104 53 264 92 55 1300 61 943 1 4 11 678 72 2 82-8 4 35

r 1/1 1 1 2 ri14 51 99.12 26,085 C14 55 i 3011 28,612 47 1 02 1 43 1 248 11 35

Suhra7a1 3 786 +4 7 512 4 1 1 75,644 78 ?8 1 31 71 7,649 4 35

INUiISF13L ANI} COMh1RCL BNN ;8 081' 05. 20/09 1 749 12 2152 1 5,2'55 E31 13 5800 15,955 42 1 104 81 611-1 4 71

179,'?3105 2 583 15 4093 39,802 77 13 5800 357777 14 (-1 72`, 13) - 614 1 77

05 20•`10 1 x57 13 7763 20 072 49 13 5800 19,786 06 1285 031 9l6 4 77

01'27:11 2533 150224 386D174 135000 3439814 (3,65360) 1612 371

01/07.11 275 14 9600 4 1 14 00 13 58070 3 734 50 1379 597 179 4 77

StItJU it 8,097 117,2969 1 109,95725 17,339551 5,25V 41;

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EQUITIES ( Carltiritlecl)f3escr'ptr^rr 5V7001 'ICqurred t)t,lirr,q

I1101PNV SPSDAD8 ING07,41 13 5,642

07/ 111'1 4 5,434

0q 17.1; 3,23611 07/13 2167

11:26/13 1,288

II,27/13 415

5uhtora) 78 682

INTESA SANPAGLC1 SPUN ADR ISNOY 09/18,'l 3 4 407

10/11/1`3 1 487

14121'13 1 358

1112611 3 1 435

Suttr[al 9 781

/TAO UNIBAN[ 0 BANCO HOLI TUB 05120' 10 21?1

ti ^t'[IV`zf;tlr ;r IF' 02/02/11 1,540

05104 1 1 1,8(13

07:2 1 1 1 1 5{1l1

04 0]I'T1 1 171

04, 1279

5uor 41/1 7 817

KI7.GF, AIER Pl [' SP AUR Kf3FHY 011,437 09 19,867

01, 29'03 1,958

1Gi?2110 3184

tiuttota+ 24 019

KOMAISO NEW NEW SPNSDAUR KMT{1V f)5,' l 7/09 2,205

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Nfw ni1•',-r 31i ?r311 D••crs :h r 31 1011

UnitCost Basis

9316196426

11 9797

128777

12 9ilri4

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13 7080

14 1 152

1504711

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190036

20 4140

19 3595

1 1 135213

114196

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52,562 0f0

52 391 89

3B,7i36 31 1

2040,198

16,622 16

14513-48

200 139 8t

58 2418 07

2158170

29 489 If,

27,572 17

136.85,1 20

3,535 24

29.26S60

35 806 52

29 039 31

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142,26? 51

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77P 77558

31,15585

31,145 47

20 881 96

20 204 0977:,J/7 17

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14 171011

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I-} 9500

14 9500

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13 5700

13 5700

13 5700

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79 044 42 26 487 42

15,1343 34 ?3 732 35

-15 336 36 F 570 [15

30 35967 2 453 69

18,0144 88 1 427 72

12 819 r5 93467

267, 734 82 6 1 5 9 15

65 884 65 ] 5 16 58 2,526 3 8 z2/ 230 65 646 45 853 383

29 272 10 {211 66) 1 122, 3 83

28,928 25 13S608 1, 109 3 83

146,37565 98 145 5,610 383

2,99897 (53627) 18 7

220,891 80 10,357 80) 17 s 7

24 466 11 117 334 911 141 57

20, 355 00 (B 684 3 1 ) 1 1 7 57

20 002 18 (5 132 47) 1 15 57

1 7 35603 [1 125 06) 100 57

706,07669 136,785 82) 672 57

242 252 78 162 759 95 S 7157 2 08

25 269 1 2 17,5 34 8B 528 2 08

40882 55 15 993 55 854 2 08

308,40396 790,288 38 6,439 208

4 5, 3 78 1754 11 220 05 47 7 2 15

29 058 96 (2 086 511 6243 2 15

20,394 78 (187 ':8) 1140 2 1524 0573 02 (,I 926 9 7 1 5 1 8 2 "1

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EQUITIES lrontrnueU] I+n+! Tolnf E5Tlmared ESfrrnate[f Unreaf+red EsirmzmredClr rtnlrt ^.^f-^E'^l frt]f1011 Syrn1]rlI 11,quTIed oflafU55 [051 83515 t'f'Si 86515 Mal l, ef Pare Alarker take, Gain (LJSS}Arin+r31 f icorno ) FPf -3/

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KONE OYJ SOS 01 B VNYJY 08/27/13 1 274 20 9.353 26 684,38 2e 6000 28,792 40 2 10812 1 4 77 5 12(78128'1 3 1 322 20 7882 27 •182 13 22 6000 29 877 20

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KUBOTA CORP ASR K061Y 04/02.'-s3 938 69 3207 30,36x? 51 83 6000 36,616 801 6 254 29 363 91304'413"3 314 1374142 3118690 8iF000 26251340 5,0G350 260 99 1;r134112e i 3 333 73 7614 24 56? 55 63 6000 21,838 80 3,216 25 276 0804! 15:13 382 72 5167 27 701 38 83 6000 31 935 20 4,233 82 316 9811121/ 13 361 Bt) 8432 31 350 41 B3 6000 30,179 60 {1,170 831 299 9612120, 1 3 258 81 6781 2 1 072 95 83 6000 21,568 60 495 85 214 9R

St1l,rarar 0,086 736,236 72 114,389.60 18, 152 88 1,728 48

LAS VEGAS SANDS CORP LVS 12,2 1 : 1 1 394 42 4207 16.713 7E 713 8700 3 1 07 1 78 14,361 02 552 1 7701 /10,' 1 2 1 045 1 3 • x 9 1 0 4 5 , 1 5 7 3 1 78 8700 82 419 1 5 36 964 78 1 464 1 77[] 3, 22112 101 5 7 9524 2 1.238 95 75 6700 11 b26 87 8 787 02 562 1 7706101 i2 371 441929B 16,66899 788700 2926077 1/50178 520 1 1707/24/12 '56 384157 71,359 T3 788700 43,851 72 2249259 779 1 77

3u7'voc3f 2 757 123.35 0 218,23329 94 19809 3,677 f 77

k(111)IEPAUNATHIE3lCAINC 17112301'30'13 192 695912 10598740 590'00 89,911269 X16[18471103'71713 4711 67 0271 28 416 95 59 0300 25,028 72 (3 198 23703115/'13 212 686019 1464362 5903001 1251436 (202926)03,'27/13 356 62 1805 22,116 26 590300 21 014 68 {1,121 58^11 "06/1 3 216 69 9831 15,116 37 59 0300 13 750 48 (2 365 89)12;17 1 3 182 58 7748 12,691 03 59 0300 10,743 45 46 43

^unigtir 2973 70569763 177,95439 (2494324)

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EgUITIES {,-ronlMrtieill Ilnir Tcfal F5;tui7arecJ Esirma+ed I lrreahzed f5llri, th-d ( tire C-of

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(014)1 ] CM70Ei HENNESSY 404 L VM[IY 61 / 07.Y]9 311 ] 3 5000 4,165 50 19 5999 12.114 57 7,6:6 07 19! 1 58

01; 1 rb' 09 2 350 z 1 0l130 25 951 16 5999 86 Dog 71 60 058 12 1 366 1 58

01 1 -29,09 1 753 11 3500 13 256 60 36 5999 12,748 68 29 491 88 674 1 58

03' 31009 2,010 12 3839 '•1,891 64 36 5999 73 56586 48 574 'i3 1 168 1 =,8

03 161 1 I 1,035 28 5279 29 526 38 36 -j499 37,880 90 8 354 51 602 1 58

09, 27/11 1 '60 28 2238 32 739 12 36 5999 42, 195 88 9,276 16 67.1 i 58

0.1118/ 1 3 854 31 7265 27 094 45 3d 5999 31,256 31 4,161 56 441 1 58

Subtotal 8 908 157 928 54 326,031 91 768, 7 03 37 5,179 7 58

VIERCADOLIBRE INC N1ELI 09/23/11 296 59 6005 17 54 1 77 107 7900 31,905 8-1 14 264 07 1 /4 53

09/38' 1 1 3J/ 58 115b 19 584 95 107 7900 36,325 23 1 5 744 27 I9; 53

11,28112 263 706333 18 576 58 107 7900 18 348 77 9 772 1r3 15'r 53

T 1106/1 3 115 121 5934 13 983 25 107 7900 12 395 85 (1 5B7 10) 65 53

1 1 127,'i 3 88 1139 653.0 9 650 35 107 7000 14 48z 52 (164 83) 51 53

5!rUrJ[d+ 1 099 79 436 90 118,467 21 39,024 30 631 53

MrTSUBISHI UFI FrilL GRP MIfU 05/13/09 1 634 6 581 3 10 753 85 6 6800 10,915 12 153 27 208 1 90

Sir 06/1? 09 5,99 1 6 71 97 40 721 78 6 6801) 40,019 88 (201 90) 761 1 911

07 02/09 6,479 6 2330 40 383 61 G r SDO 43,279 72 2 896 1 1 823 1 90

1 2/31)/04 4,819 4 9282 24,143 74 66800 32,725 32 8,581 58 623 f 4(1

02/07/ f 1 4,475 5 4572 24 420 97 66800 ?9,893 00 5 4 72 03 569 1 90

V3 25! t3 2, 303 5 9924 T 3,830 46 6 6800 15,41 7 411 1 586 98 291 1 510

04 01 / 1 3 4,899 5 95 72 29 181 81 66800 32,725 32 3 5110 51 623 1 9004 1 ? , 1 3 1,743 6 8089 28 6 1 7 R1 11 6800 28,076 O1 15 1 1 77) 534 1 90

Srht,)fa+z 34,88 91 55703 233,051 84 27 49-I 81 4,435 1 wt

8E511 E S,1 PCP RC, 5+f 408 0546301 117/114 2,7111 38 11000 103 718 41 71 5900 108,766 59 95 /748 18 4 994 2 46

01129,07 3819 45 r50]1 135837/7 735900 284057r 1477294 101 116

02 0 I11 50 54 02413 2,701 00 73 5100 3,679 50 9 78 50 91 2 -1 5

OR /715'1 i 286 70 7075 19,808 20 73 5(744 10,574 94 760 7,1 83 2 16

3ut,rrnal 3 403 138 97 1 3 1 250,426 77 1 1 7 515 16 6,779 2 40

UCrhIA{(IRP SPON 404 NOK 11,22/13 7,263 80931 58 78n 19 0 1100 58,90293 122 74

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EQUITIES (rarrtrntied) Urrt^e,c ,1 rrn 5)m9n+ 4cgtrr, I'd (7,lantrty L P' (laws

9OV+18315 ADD NV5 C11 107109 885 18 1684

01"29/00 307 41 -1950

06 ,1;.'119 871 41 7791

0e/27/10 467 51 39118

12;uS!1U 470 54 58,31

Scrhfdal 2 995

NOVA NORC8Sh A 5 ASR NVO r31'071fl9 1 31 , 53 8968

(11139!05 3411 51 9511

S+ its [al l tiyu

F'A07'FIC RLH3IAJ ES ENERG PECfF 115173/ 1 3 2,618 ?0 5111

Llrr1' 06,'03 - 13 2,2.10 77 6230

07: 12,'13 302 19 3102

01 15 13 120 19 39413

08.0511-3 1,389 30 9024

08,09/1-S 301 20 3700

12/20/11 1.535 1 7 107 7

5f 1Lir2ta+ `7 1005

Pf ARSC(N SPONSORED Ai1R P500203/12 i 463 19 1 76602(06'12 3671 191185

04/30112 66', 18 90118

1)"1101112 415 10 8290

135//4 iI1 1 280 T78585

Si,btuf3l 7 4300

P138L1U15 GROUPS SPUN 408 PI]BGY 05/20, 111 1 1510 19 3040

05125/10 3,774 9 7044

06 16110 4233 10 7253

011317110 1 ,8,1=7 1 1 9265

1 1/W-1 0 22 022 12 5496

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[•', ie,nL[:r 3r1 1111 DL[er;9 c•r 3 1 ,01 3

Tora+ Ei,on urer7 Es-rrmarea I1rrPi.+r3ea Esfrrr^afc (Curren[Co,a Bas,5 h'MalkPr Prrce 105 1 I et Vahue G r,7 '(aoss) 4ririri 11 IITCOr7.p l reldf

13,100 04 80 189() 71 ; 36 30 2 1,976 26 1 821 ^ 55

12,531 49 130 3800 24 274 78 1 1,743 21 622 2 55

5 389 68 80 3800 70 010 98 33 621 30 797 2 55

23 999 55 80 3800 37,531 46 13,537 91 961 -1 55

25,655 01 80 3800 37,7 78 +:C1 12,123 56 967 2 55

1 11, 735 60 240,738 10 99 002 30 6,163 2 55

70,6.5.8 80 18.1 76011 242, 220 36 1 11 551 56 2,969 1 73

1 7 872 24 184 76001 63 5 57 1J 45,685 20 7731 1 22

88,537 04 305,777 80 217 246 76 3,718 1 22

53 103 30 17 261 1 45 189 56 f8 51 3 741 1 526 3 59

50675 52 1 1 ?611 18 664 86 112,010 68} 1,191 3 59

503171 17 2611 5,21285 (6)855) 188 35°

13 963 90 17 2611 12 421 99 (1 535 91) 448 59

29 013 57 17 2611 23 9)5 67 x057 9+11 Hh3 3 59

5 1 3 1 x10 1 7 261 1 5 195 59 1916 1311 187 1 39

27 1 8 1 47 1 7 2611 26 495 79 (685 68) 951 3 ti`{

186 52081 157, 7&231 (29358561 5,657 3 59

280>5551 224000 3277170 471589 1019 3 2u70 154 38 22 4900 62 230 40 1 2 045 02 2 633 1 20

124598 78 22 •1000 74 806 14) 2 307 62 n 7e 3.20

7,1314 04 22 4000 9 29600 1,481 96 798 3 211

21,858 88 7 4000 28 R72 00 5 81 3 1 ' 918 3 211

141-11159 167,77600 2ii36447 5,372 3200

11 844 56 22 9700 26,,115 50 1 1 565 84 261 99

26 920 1 1 22 9700 63 718 78 36 798 53 631, 99

45 389 68 22 9700 97 209 04 51,814 35 965 99

2175.403 2'29700 41,897C8 70 14325 416 99

25 375 39 212 9700 16 445 34 21 069 95 46? 99

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EQ111IIf S fcorlul4ued) UJn+r

Uescr,pt,nn 5Ymbnl /lc9LIred CJirarfi(Y i csr Busr5

PUGLICIS C [ SPGN ALR PL8GY 01'25113 1,76CI 16 6288

08 - 07 13 1,396 19 699 3

1 / 27,' 13 1 L67 22 1642

Si,bfntal 15 425

REt'kiTT BENV{'3ti5ER (-;Rf1UP RBGLY 01!0709 260 8 4500

Ptt ,H SI1r15'5 rr/E Ai l,. {]129'09 733 7960.0

02 23 09 2,076 8 0371

09.101097 11 19 9 7604

1 1, 12x09 2,880 1)} 011 3

06,,2-, iC, ',Soul 9 2 3176

03,16111 2,587 98641

Sijbwfal 75 376

ROCHE HLDC, LTD SPN Rk7H RHFIBY 0&26/13 1 747 56 9536

07105 13 Ell 62 2183

07 15113 117 63 42.11

12/19/13 463 67 5825

yubtota I 3,450

SABM'LLER PLC 5P0N AE]R Stil1RY 01/07/09 1 B71 1 7 3300

GI-29,09 585 16 2900

02/07 / 1 1 75 33 7700

09•06,13 496 486060

11.27113 771 52118~

Suur,,[al 3 736

SAP AG SHS SAP 011251'10 459 146 .1101

12109'10 692 -18 B995

01,10 ,12 -117 538329

5uh[otal 7 588

Merrill Lynch PRIVATE BANF[ING &

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24•-tour Assistance- (BOO) MFRRii.l

N,}vr'rnbnr 30 2 0 1 3 )h) F ? I /11 1 1

Taot Esr+nlared7 Esr+rir.ired Llrirriah/Ld Esrrr.3lerlf r,ri r'rir

Ca-31 Bos+S Alai-her Price fvlarl,er rlakle (lam '(La5s)Annual Irrrurrie Y,e(d4

29 266 85 22 9701) 40,421 70 11 16(} 35 402 99

21 500 25 22 9100 32 066 12 4 565 87 119 99

26 082 09 22 9700 29,102 99 1 020 90 299 99

27b 738)79 377,28223 167 741 76 3,749 99

2, 1 7 1 00 15 0500 1.163 40 2,012 40 1l11 2 5-1

583,1 68 16 0900 1 1, 7'1017 5,x+59 29 307 2 51

1 6 685 02 1 6 urjHO 33 402 B4 15.717 B2 852 2 54

43 131 21 160900 71,101 73 279705x1 1 8i2 = ^4

29 0 1 4 27 1 L 0900 16,339 20 7,324 93 1 1 H 1 2 54

21 793 45 16 0900 37,996 49 16,195 04 969 2 54

25 51913 16 0904 11 6211 83 3'7, 1()6 40 1,061 e 54

;J4 148 06 246, 434 44 102 286 38 6,283 2 11

104 739 11 761 210511) 127 639 40 17.9 00 29 2 838 2 31

'n0,583 48 71) 2000 5,7,072 60 6,489 12 1 321 2 3 1

27 082 27 70 2000 29 975 40 2,895 18 694 2 31

31 700 14 70 2000 32 502 CO 1 211 85 752 2 31

213,695 55 242,39008 28,494 43 5,605 2 37

3242444 51 2800 95,!14488 6352044 1 857 193

9,529 515 51 2800 29 998 80 20 469 15 x.831 93

?.U2 75 51 2800 3 846 00 1 ?1 3 25 73 1 93

24,108 58 51 2800 25 434 88 1 3243 30 493 1 y3

-7,055 25 5 1 2800 36 450 08 (596 1 7) 700 1 93

105,657o7 191,68464 8603297 3,772 191

21,302 28 87 1400 30,907 28 18 694 98 366 91

33,838 52 B7 1'100 60 300 88 ?6 462 36 5 ;2 9 )

23 525 02 B7 1400 38,080 18 14,555 16 3.49 9

78,665 82 138,3 ]8 42 sN 112 t,0 7,267 9 7

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Symbol Aczrt r,ed

516601 07109

01'28.09

01,291o9

1/4130 L9

f^5^^5-ny

172/15 09

(]9,23111

12/18/13

SINA 0 7 111 3

SCCO 12/ 12/11

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03/011,13

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06/14/13

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11,013 11

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&7u31ltrty C1'Sr 33s 5

5130 451232

312 4.1 0115

193 42 1446

,09 48 13702

325 550964

38:} 59 4910

317 5 f 2535

391 85 4291

2952

934 59 7718

1,442 3(17499

626 34 2885

748 31 0210

2 aIs

18924 5 8191641 7 4 4?35

3,479 4 1715

6 486 4 7332

37305

372 196655

718 194953

1,207 21 0151

1,325 17 438{7

1 255 20 7476

4 6677

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24,811 76 9011001 3.'J 1 1 5'3 90 1 1011

819181 901101]

23 380 00 '3L7 1 1 OLl

17 906 33 00 1 100

22 963 53 93 1100

19.111 39 90 1 100

33 409 78 90 1 100

163,791 19

56,125 81 84 2500

44,402 97 28 7100?1,46.1 66 28 710027 696 27 28 710093, 563 90

11012631 5 2900

37,232 6[] 5 2900

15 208 45 5 2900

311 699 54 5 2'00

7'13, c66 92

1.31560 33 200013,997 63 33 200025,365 41 33 2000

23,105 48 33 2000

26,0343 36 33 2000

9582251

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PRIVATE BANKING &INVESTMENT GROUP

Pond[ nnM^r i{] 2111 3 [I, s 111111/) 3 1 1A ll

EstrmdI=r U) ), 3112- 1 L ]lrn,irerlCu,fentklarkei [1pltle Gd10, (I n5S) /fnr )a11-7111(1 ' 1?ehJ"'

44,560 50 24 742 74, 688 7 3R

28,114 37 1-1,38273 390 1 3817,301 ;3 9 9194? 24^ 1 36

43137758 19 712 58 598 1 3820,285 75 1 1 3 19 47 467 1 3814.762 46 11 818 93 483 1 3828,5614 87 9,14 1 413 397 1 16

35,293 0 1 1 8-j0 23 4 89 1 38266,004 72 ]02.213 53 3,694 1 38

79,11075 2298494

1 1 457 24 (? 945 73) 982 2 3617,972 .16 [349220) 1213 73621 47508 16 221 192 509 2 3680, 904 78 112 659 12) 1,917 2 36

100,107 96 110018 311 1,439 1 11-1

14 525 91 7 293 13 01] 1 4318 403 91 3 195 40 265 1 4 134 110 94 3,61 1 40 493 1 4197,348 74 •I 1141 82 2,837 7 43

12,350 40 5 034 80 75 6023,837 60 9 839 97 144 60

1007240 14 10593 212 6043,99[] 00 201 694 52 255 6114 1,666 {1(1 15 627 6 4 251 60

761,916440 56 0193 88 977 be

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YOUR EAIIA ASSETS Nvvc^ i[i- 1) 21113 Ueti „T^fr? 1 2t^l3

EQUITIES {:c1n nueo! LIIUI To(aI Estrrnal,^d Esr+rnated Flr7rnak7•,d LGrrr3aareca CzurerOesmprroo Syrr^t^n1 Acq^_^rred quarxlty ['1151 8asls Cost 8j, 1 Uar7 et Fr+, e Markel V2ve C, i1+^, (Loss) Anrwal (neon sj Y ^e:-1'",

S'r^VGINITA AC, ADF^ 5Y103.26 ' 12 382 68 2971 6 089 53 79 9100 - 30,'117 08 ^ -1.17 55 6-19 2 12

03,27•'12 5.18 67 886.1 37 201 7 5 79 9400 ^ 1 Sol 32 6,5r1 37 =_i3C1 ? 1"

111'24/12 316 8601)04 29613739 7994117) ?75793f} {3)U809y 516 , 1'

+}6'27:13 143 78 30)8 1 1, 197 31 79 9400 +1,431 42 234 11 243 2 12

l26f28 13 218 17 8605 16,973 h1 79 94011 17 -1Fb 92 453 31 370 2 12

07/25/13 576 79 1535 45 59212 79 9100 46,045 44 453 02 978 2 12

Sca fJlc+r^^+ 2 272 166 742 37 176,827 28 70 085 27 3, 756 2 12

TAIWAN S MANUECTRaNG 508 T5M 10'16113 3 156 18 2769 57,682. 21 1 7 447)0 55,04n 64 12 6,l 1 57) 1,263 2 79

10724:1 3 3 151 18 691 1 `58 897 86 1 7 4400 54,953 44 23 944 42) 1,261 2 29

11/06113 1 626 18 2375 29 654 18 17 44011 28 351 44 11 2966 741 G•/1 2 29

1 1'21113 1,944 1 7 3316 33,692 B2 17 44013 33,9'03 3d 210 54 778 2 29

Sunda(al 9877 179,927 07 172,25488 (7,672 701 3.953 229

TA1A MOTORS I ID ALIR TFA11)4,'03r13 678 d3 7053 16,072 26 30 8000 20,882 40 4 81014 91 -13

Oyu 0.1,'13 1 1953 23 9312 28,671 72 30 8000 36,836 80 B,21 , 519 160 43

114 r i 0' 13 874 25 6606 22,427 28 30 8000 26 919 20 4,191 97 1 1 7 1

0,1/16113 818 2 5 5188 20 814 38 30 801}0 25 194 411 4,320 02 1110 •13

114' 1 7{ 13 280 25 2155 / 0623 34 30 8000 8,624 00 1,563 66 38 43

Suhto[,;l 3 846 95 056 98 '118,456 80 23 4111182 515 43

TENI_ENT HOLDINGS ITO AUR TC€I IV 06, 1 7/10 355 16 0146 5,845 33 64 4200 23 513 30 17 667 97 '13 -191

01 "113. 1 1 1,085 23 0L132 24 958 58 64 421/11 69 895 70 44,937 12 126 18

02,07/11 175 2633011 460775 6442110 11,27350 6,6657', 21 19

11:21/1 1 372 TV 3915 7 273 64 64 421}0 23,961 24 16,75060 14 18

11. 32,' 11 1)92 20 2341 1 4 002 7717 6 1 •171)0 14,578 69 30,576 61 8T 1 Ei

11,23'11 260 198463 516004 54 4200 16 /11070 11,58916 31 18

clGtatal 2 949 (1)7 787 34 189,974,58 328 13' 24 346 14

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YOUR El/1A ASSETS 1:o El 11l,r,1-11 I /0 T 3 LI 31 20

EQUITIES iuaraIc .er0j Ur, + l Tur rl Esrrmered Est+m.sreu ilnrcal,zed 65rnrr.3r"dr r,rrenr

Symbol Aeyi,ur^U Quant i ty CL-15r Hdsi5 Lost Bass 11.9arket Prrre liarket VVue Garr, ( t c:ss]A n ^ uaf Ir c 13 1?7e I

TOYWIA MOTOR CORI' ADR TNI01 `07 D9 589 66 2046 38,9L34 51 121 9200 7 3 810 E03 32,816 37 1 382 1 92

291119 170 65 0858 11 317 50 1 21 4200 20 7 13 40 9 306 80 3914 1 97

1 , 79)Q X131 78 &132 3 3 636 68 121 9200 57 5-57 52 18 910 86 1 012 1 07

12102109 221 d2 17284 1 8,128 28 121 9200 25 94,1 7 2 8 818 014 519 1 92

0q I]5 '10 290 908081 21335755 121 420u 35 33680 699926 691 1 97

09 114110 315 74 Al 77 2 3 441 58 121 9200 38 404 80 14 963 22 739 1 92

02/07'11 25 85 0300 2,125 75 121 92110 3,0418 00 927 25 59 1 L37'

07/10/11 248 890518 72,084 87 121 9200 30,23616 8,151 29 56, 1 92

5ubtJJral 2269 175. 9 66 81) 279,074 88 703,116'8 06 5,373 1 92

YANCrtX N V fi A YN0K UI31)3; 11 414 33 4425 1 3 845 24 43 1500 17,864 10 4 01 E 86

013/151 11 986 3 0 1609 30034 - 45 113 1 '1 00 42 54590 12,511 45

0611711 1 998 30 8928 30 831 1 1 43 1 2f10 43 06 3 10 1 2, 212 59

01/'.'6/17 1,338 204507 27 36304 43 1500 57,734 70 30,371 E6

03'27 / 1 3 1 009 23 1 184 23 326 4 7 43 150t) 43 , 538 35 20,211 88

S brorjo 4 745 725 400 37 204,746 75 74,7 8 44

Y3451 BRANDS INC 301103/08/12 4 51 66 1860 29 844 93 75 6100 34,100 1 1 4 250 18 553 1 95

03170'1 2 716 70 2639 50 309 0 2 75 6100 54,136 76 3 827 7.1 i 0130 515

065:08112 3661 64 0186 23,43 0 81 75 6100 21 673 226 4 242 45 542 1 35

06:29'12 315 6110766 20 , 184 112 15 610(1 23 8 +7 15 3,637 99 457 1 Sri

01'?3t13 351 68 0321 23,177 27 15 610(1 26 539 11 3,351 84 520 1 95

07/16/13 378 71 5461 27 1144 43 75 6100 28 580 58 1 5,16 15 560 1 95

10/091 1 3 399 65 11 1 9 26 219 05 75 6100 311 168 314 3 9.1 3 4 5+41 1 95

S lhtatar , 976 200, 274 G I 225,015, 36 24 800 69 4,408 7 9 5

TOTAL 8,105 107 00 11,513,172 86 3 408,065 86 193,9f33 168

LONG PORTFOLIO Adjusfvdllrr[r,0 Fs1rr11ated LllIrn,Jhze l 551n7i led 5'0InTafed C'urrew

Cos t Ua53s &42? , key J.i[ur; (hull {Los s) Art ru ed Tnter esi Arrrr ualhi c arrrr 1'OId 5

TOTAL 8 596 625 52 12.nn4 ,fi91 38 3 408,05E 86 194,323 161,

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ACCOUNT INVESTMENT OBJECTIVE Nr,veiii t:t 30 ?013 t,et^r „Fie 31 (t1 ?TOTAL REFURN (tejesu^e rs to ,tr+ke a ba+arir e het e e+^ ctur acct ini-orre aruJ grn,vth Despite th e relatively balanced nature t the potzfafie, tftie rrrvestar saeu0 ve wthintq to as,teme tl+u Crisk at }}rar e voha-ility a- nct prrncrtJal hn per,

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YOUR EMA BANK DEPOSIT INTEREST SUMMARYAverage Current hjlofe-^ orr Closing

Money At ccur11 Datir'rr ,p, pn Ctpen+rn+] Bat -an('e Clepos+t Balance Y+nlr f% Decos + ts +3atar7t•e

FIA Card gen,iccs N A ?- f {}08 246 ,000 0^ ID 79 246 010

Brink of Anieru :a LA, N A 40 163 86 ,126 05 3 78 124,403

TOTAL lvli Bank Deposit Fragrarn 2 86.771 T 1 5 7 370.413

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A. YOUR EMA ASSETSrJCASH/MONEY ACCOUNTS rota! Esrrrnated E,rrnrared E I Arif+ual

D Dasc rp[fo,l Q 2 rttity Lest B.isie Market Price Marke t Valu e A rrrrual Income 4'ri;L;",

CASH 10,763 2? 10,763 22 10,763 22

•I-ML BANK DEPOSIT PR0GRANI 370,413 00 370 413 00 3 0000 370. 413 00 185 1113

FDIC INSURED NOT i1PL COVE (ED

TUTA L 381 1 1b ??

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EQUITIE S UJ+-+t Total Esc+mated Fslrmated Onreelr,ed EstrrriatedDi,remDescription Symbol 4,.qurred Quantity Cust Bows Cost Basis !Wacker Pr +( e Market Value Garri' t oss)Arnni n-tt Incomt' 1+eiE1%

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YOUR EIVIA ASSETS NueF nlIJ, 1 ?f) 013 Decen10rr 31 2013 "Ll

EQUITIES!ccn[rrnie'i) Unit Total F',wiiared Est+matc-11 ilnrealrzed Est+rllarpr+r ', rrrein .^,crrpfron Symbol Aequ+red Ouaririry Cesl 64515 Coy[ Basra Aa++,ei Price Me irket Valure Gar:.'{Ln=s}.4ru ^c^a1 hicome ]re)d?c

0AL9ICAN INTERIIADONAL 618 06 07,12 9,800 30 3300 397,724 00 51 0500 500,29000 -- ?02 566 00 3,920 76

NOW (NY 06,28:1? 3,315 301540 9996053 1110500 169,23075 6927022 1,326 78

07114!12 22,000 41 8904 7111,590 41 51 0500 1,123 10000 4J 1 50-1 59 81,800 79

06/17,13 5.550 45 ?999 251 414 45 5 1-4500 283 327 50 31 913 05 2 220 78

07/0?, 13 11 000 45 2877 498,165 013 51 0500 561 550 (10 61 385 00 4 4110 78

08'05:13 14, 100 486,167 715 107 75 51 0500 750 X135 00 35 327 75 5880 78

5u47[ota1 66 365 2 56J 961 64 3,387,933 Z5 823 9 7 1 61 26,546 76

CAPITAL []NL FINI 001 06/13/13 10,360 61 5296 1,0110,625 89 750 6100 1,253 339 60 2,116 71 3 11 9,633 1 56 A7

06 17113 13,400 61 9252 829 798 23 76-6100 1 026,574 00 196 775 77 16,{081 1 56

07 02, 13 1 800 54 0667 499 720 58 16 6100 597,558 00 97 837 12 9,361 1 56

08'05113 8,900 695102 618 71? 25 76 1,100 681 829 00 63 1 15 75 10,681 1 56

SuL,w1JI 46 460 2 054 856 95 3,559, 300 60 604 343 665 55, 756 7 56

C14ESAPL AKC ENERGY 010 6 0 1 K 06x07, 12 18 500 18 13011 299 145 00 27 1400 447 810 00 148 7075 00 5 776 1 28

06?8112 5,583 178912 9992007 271101+0 151,522252 51,6025'5 1,9355 1 28

07/19,12 36 600 19 1350 J(1U 344 01] 27 1400 993,374 00 292 980 00 12 8-50 1 38

06,17113 28200 ?11800 5197 27600 :71400 765,34800 16807200 4870 128

0 00-1113 23 900 P09537 5001794 7 7 27 1400 648,646 00 14 7 851 2 3 8 365 1 2808/85/13 is 800 25 5199 4113,215 49 2 ] 1400 439812 00 25,596 51 5 53(1 1 76

5a+tt ,ta[ 126 193 2 600 695 33 3,435,462 62 834 76729 44,305 1 18

EATON CORP PLC L1N 12'01,17 23 839 51 9056 0,231 377 60 16 1200 1 814,624 68 571 24 ] 08 40 049 2 70

rib/ I 7 1 1 3 4 •15(1 65 0670 239 548 50 76 1200 339,73400 4 8 1 6 5 5 0 7 476 2 20

1) 7 02 1 1 3 7,5110 66 0286 499,71 5 00 76 '40[+ 570 900 00 7 1 18500 ; 2 6010 2 20

08,01 13 12 800 66 4037 849,969 36 76 1200 973,33600 124 3x01 64 %1 504 2 210

Soncotal 48 589 2,876,609 46 3, 698,594 68 821 985 22 81,629 2 211

EXXON MOBIL CORP COM HUM 02105'13 13 003 89 6690 1 165,96601 101 2000 1,315,903 60 1.19 937 59 3? 768 2 49/ -r 7 200 9 1 1085 658 141 28 101 2000 728 641100 70 498 80 1 B,141 2 411

07 0211 3 5 580 90 8000 499 40000 10I 2000 556 600 CIO 57,200 00 13,860 2 49

08'05' 1 3 9 500 91 7 1 70 8 7 (,312 00 101 20170 9612300 00 90,088 00 23 9401 ^ 14

Siirhtora+ 35 203 3 194 819 21 3,562,543 60 367 '24 78 88,112 Z 4q

NELUAC ANf]HJ LUICHER

YOUR EMA ASSETS

EQUl31E frnntiiiusdl UmfC?esr rp1rr n Svn of D aiItrly Losr B.tsIS

I IESS CORP HES 01 ![) 8,'13 21 8 t4 55 0240

06'1 1/1 3 6 300 67 9242+771(12, 1 3 7 51171 67 0999

t78r)b, 13 7 400 75 0694

5u) rota! 43 044

fIJNTNGTN BANCSHS INC Mr HBANOB!05!13 37+1000 8 71 ='3

PARK.LR HA`7NII IN CORP PH I}1!U9. 13 22 519 97 9101

06!05113 6, 200 104 0892

5t,atarM 30 719

PRINCIPAE FINANCIAL GRP PFG F12!2211. 35 252 31 511606.•'1 7/13 12,200 38 7793

ri 07!021713 13 300 17 6234

08?115 '13 1? 9l]4 43 8574

Srrbroia' 73 652

VJEUS 7ARGO R CU [JEW DEL VJFC 1)8103112 100 311 2401710 06'1 711 1 13,300 •rr15200

07'02! 13 12 100 41 ti 00C

()8/05/13 1 5 3[)0 44 3399

subtotal 72 800

LONG PORTFOLIO

TOTAL

Af^iisred Tctaf

L ost Ba si s

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INVESTMENT GROUP

24-I-four Assistance. (900) MERRIL L

Nuvf, il'er 713, 201 1 Ssc'.en L,'i 3 1 111 3

Tnlal Estfrrtaied Esrrrrrteleil l+orealr eC Eslrrn-te0Cii 'rlt

Coal Bests Marker Puce klarket Value Gain IZ r_sti} 4ru ruaf Irro^7e Yrcl t'/

1,201 946 14 83 0000 1,8130S2 0 1711 105 56 21 844 r 2u

427,922 75 03 0000 522 900 00 94,911 25 6 31117 1 20503 249-25 83 0000 522 500 00 1]92507c 7 500 1 '51

555 517 26 83 0000 614 200 00 58 697 14 1 400 1 211

268863570 3,572,65200 RR40 16 3,q 43 , 044 120

3,223 670 51 9 5501] 3,5713,500 00 3,16 939 49 73, 999 20/

2,205,519 81 128 540)1 2 896, 814 16 691 324 29 '1]},•i36 1 39

860,9)2 25 129641117' 1 0,4,84800 193035 75 14 761 1 39

3,066 433 7 3,951,692 16 895 28/) 04 55,297 1 39

1 110,952 68 49 3100 1,738 776 12 677 323 44 36 x±62 2 10

473,108 00 49 3100 601,58200 128 474 00 12 688 ?'03{}0,392 24 49 1100 655 823 00 1 5 5 430 76 1 3 8.32 2 10

565 761 68 49 3100 636 099 00 70 331 34 1 1 4 16 2 10

25502 7.1 58 3,631 , 780 12 981 565 54 76,598 2 10

1 099 104 Uq 15 40130 1 457 341] C'{1 358 2i6 00 38 51S 2 545.18 916 00 MI5 1000 603,820 017 64,904 DU 15,959 2 64

500 910 00 45 40017 519 341) 00 48,1400 00 14,520 2 154

678 400 93 45 4000 694 620 00 16 219 s11 19, 359 2 54

2 817,3178 0 93 3,305, 110 00 •167, 759 07 87,356 2-64

'51,637,255 43 35,675,57903 7 058,322 b0 633,242 1 18

Fstr+niate' iJr,re3rrre0 Cstrtrt,rred Estirworel CirrrFnrMa rket Valise Gain/{Loss 1 4 ccrtred + rrrerny t Antes 11 1ncoin c R e+U3•

36,056,755.25 7,038,322 60 633,427 1 /r

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YOUR INVESTMENT MANAGER - iNHV rNTL GROWIH(C)

Tn receive maxrrrri^i t,ereflt rDi your Ir rollrit I T I S L r • f.l7rt7r+ t I h t ycsu r d eise your Fv onrial Ad+nsor of any material ch anges In your Strategic Paitfolrn Advisor Seivicr, Ou^stion alre

We,m-uurage you to curwr , i your FinariciaF Advrtirrr var enever there are cha„yes rfl your particular snurrtlnr+ + ar objectives Ttie r kranges can rlx:n 3,e discussed IiIrP, t3y vith ycwrti"'t

:rr.e^trnpnt Mart^, rer We also encourage +Inu to discuss your pnrtloriu at least annually with ynril liivestme { it Mar'latler Your Flnarlcral Advlsru Would tie pleased to arrarnge s(Ih rlrscussroiis

YOUR EMA BANK DEPOSIT INTEREST SUMMARYAverage Currerrf lnteresr on +[51:17

P 1rr ey Ac coti rr I]escrrpr , n+ {7penrrnq Bdl.rr,re Cfr po u Palance } iFlrtf Deposrrs E3alarice

FIACaid Services NA X32 ,517 413,195 07 27 20 450 607Barln ref America CA N A 246,0 13 246 0171

,

07 15 10 246,015

TOTAL ML Bank O[pru_,It Program 678 530 42 317 895,622

ICV

4-

YOUR EMA ASSETSCASH/MONEY ACCOUNTS ruta) srumatc^f Eslfrtm, ted F 5Ir1ratcd Esr 4r-,nualD crrf+r7Jr7 Quantiry 1,0 51 %5r± &4ark (_ r p+,ce A larkcr Vfoo 417rr,1af Income Yrr Ir^^^C

CASH 281b 1 2,131567 2,81567

-fti1L BANK DEPOSIT PPC CRArIA 696.62200 696 622 DO r 0Q04 696,672 00 488 07-1 FDrC I,NSttkLD NOT 5+fC COVERED

TOTAL €39,437 67 899,437.67 488 I)?

EQUIFIF5Pesrrtpvo a

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Unit To l Cst+rnarr?J Eslfrriered Urrrealr'nrl Esr1n1irerldurre,nSvnrhol Acgtr,ri=d []zranuty crnt Bas+s [<rs[ 8as+s Marker Prrc e? Nlarl<<r :•dl,re Garrt {L SS)Ar, 7zra11rtrn,+ Yrerz7°

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YOUR EMA ASSETS ^1 , Er r 31, 2(i13 I]-r^i,al,-,r 31 2111 1

EQUITIES ft.anfinrre:l] [+r+f Total Esirmared Ester }ferl Llr1re37o d t-srrm?teU1'irrreritLiesrrp[+c+r? Symhni 4L-rr+r+relr 0uanf,[y rUS( 1735+5 (7)11 63515 Ai<+,kei F'rtce Mrrrnef Value +;-1 IF, 1055) AA?irrrr: Irn-jne

ALLF -AH51 PLC SHS Ai [ t- 01 /07.09 2 800 11 4721 32 122 11 -14 19+1+3 12? 732 00 91 609 80 - -,0129.09 366 98773 361510 -1419001 1611154 12 511.14

S,t±oFr+ 311)6 35 731 t'1 139,90554 7+,4 75833

All 5P0145 ADR AIAHY 0110709 9 50 2 1 51117 63 457 741 27 8900 82 275 51) 18.817 75 2 7 57 2 74CJi 29,114 35{1 16 4600 5 761 02 27 89120 9 761 SD 4,000-18 268 2 7 a

3300 69276 ?b 92,03700 681624 2,525 ? 7.7

RAS( SL SPt NS')RLL' 008 HASFY 01'07109 3 600 35 8099 128912 04 707 7900 388 044 00 2501 31 95 8 875 2 3801 213(09 200 3061]00 6 120 00 107 1900 21,558 00 15,438111) 194 2 28

Subiora+ 3 800 135 032 04 409,602 00 774 569 96 9,369 ? ?8 C

[3H{' BILL ,iON LTD ADR BHP [fit •07^09 7,72'; 44 1451 310,671 34 68 2000 485,915 fl[! -169 2 S 3 FF i6 531 3 4001 /29709 700 •I I) 4557 28,318 09 (,a 2[)[711 X11 740 01] 14 421 01 1 625 3 40X771 10(1 3 1 051] 63 0508 66 203 34 58 2000 71 610 01) 5 -106 66 7 •1 i 7 3 40

SuhWOtar 8816 41 1 193 67 605,275 00 19'] 081 3 3 20,593 3 Orr

BRITISH 00119 1 0f3A1 D 5PAD0 8T1111:1}1(09 2 725 53 0752 144,629 92 107 4200 292,719 50 149 0A9 58 11 186 110111]1'29109 1 15 54 )800 9 491 50 107 1?00 18 793 50 9 317 00 757 4 1)21213011 i 200 94 7889 18 057 b8 107 4200 21,484 00 G 526 32 866 4 02

5uhwial 3 100 173 069 10 333,002 00 159 932 90 13,409 4 02

BROOK riELD ASSET MG PAT 8AM 01/07/08 3 8110 17 0387 61,747 06 38 8300 117,554 00 82806 94 3.011 2 051'r r L 1 01129,'09 400 16 5800 6 632 110 38 8300 15 53;' 0]) 8.900 00 321 2 110

5uLirataf 4.200 71, 3 7 7 06 163, 086 00 41 706 94 3 362 2 06

CANADIAN NAIL RAIL 01A5 C[1 CNI 01 /127109 6,651) 19 5639 130 100 21 57 [020(1 3717 183 71) 249 082 73 5 180 1 1 t01'29.09 551) 78 1.1[00 4977 UU 51 0200 31,30 00 21 364110 445 1 '11

12 114 ' 10 1,15+1 33 5 563 W.656 64 51 0200 82,679 00 34 112? 36 + 1 71 1 41

12'30 11 1 300 :9 1493 51 154 15 5] 0200 711,12600 22971 84 1 057 1 41

50010151 9950 239 888 07 567,349 00 3?7 J60 83 8,051 1 d 1

i A51Af01At61 NATL{PAL RES UL] (NO 01 07,'09 4 550 ?1 1610 97 709 9'] Y3 811)0 153 072 00 56 20205 3,422 2 2?0112909 450 18 41 50 8 286 75 33 8100 15. /28 011 6,5341 25 334 2 22

5!4)W[31 701411 7116,056 70 169,20000 63 143 307 3,761 2 -

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YOUR EMA ASSETS Ni,,,,rr l,o " 11) 7101 3 Llet, ri,l,r-r 31, 2x113

EQUITIES ^curlunued) l±rrrr Toral ESfrrnared Fstrrnatc-d Unrealized E'ornirpoCuu erf[

D,^-;Lrgrftun Symb 1 4ryuireu Qirarltrty Cost Basis L ost Basis Marker PnCo i 4rker r/aluS C:a+n (LnsslAnnrual Iocor,l- Yr' 3ra!

CANADIAN PACIFIC PAIL WAY CT Lli,'07.'U^} 3 525 36 Bala 130,008 35 151 3200 533 40300 A03 39 1 65i 4 882 87

L f1' 0 f, 39:0x3 300 31 3600 9,408 00 151 32011 45 396 00 35 988 00 358 87

i}5 11, i17 11100 6o1(156 Sri 14784 1513209 21181800 1277001f5 1,860 87

1 2 , 1 ' 3 ' 1 0 1 000 64 8879 64 98) 90 1 5 1 12{1[1 1 5 1 32000 86 332 1[7 1 3718 87,

St'he rral 6 225 2883 552 09 947,967 0(1 55 1474 91 8,269 87 f 7

CORE LAB N V {,0M CLB 01 01/09 950 33 9800 32,281 170 190 9500 1 B1 107 50 149,1? 1 50 1,716 57

01/078/09 450 35 0166 15 770 99 19(1 8500 85 927 50 117 156 51 576 (51

CJ1129 09 100 35 1650 3,516 50 190 96(10 19095{1(1 15 578 50 1714 67

S.ihtoial 1,5031 51 568 49 286,425 00 214 8',x1 5 I 7,920 137

DIAL-L11 ('LI 51150ADO NEW DEC 01 07-011 2 825 57 3960 161 143 98 132 4200 374,089 50 211 91' 52 8 -470 2 26

01 '79; 011 200 53 5200 10 7114 00 1 32 •12021 26,1811 177 1 5 711(1 00 6170 2 217

12/30/11 350 87 31(10 30 558 59 131-1 4200 45 347 f40 15 788 511 1 05-1 3 26

Su! [oral 1 375 20374(16 49 446,917.50 243 51 7 02 70,720 2 25

EATON CORP PLC El (4 12/'04 17 1658 51 9055 242 295 34 76 1200 3`15 328 16 113 032 82 7 B13 ? 20

12'21112 275 54 4222 14,966 1 f 76 120{} 20 933 00 5,9156 89 452 2 20

09120 13 925 70 593? (55,361 11 76 1200 70 411 00 5,019 74 1,554 2 211

Subtotal 5 868 322 652 66 446,672 16 724 019 50 9,859 2 20

FNSCO PLC 51 15 CL A E39 10, 3011 3 5 350 58 0312 310 456 92 57 1800 305,91300 1 553 92) 42,038 3 93

FINNING INTL INC NEW I INCF 12 21:10 900 116 5659 23,'409 31 25 5529 22 ,997 61 (91 1 70) 486 2 10

INGERSOLL RAND PILL I R 111 07 09 8 4 3 I 14 8755 1 211 4L,41 45 61 60x10 517 4.10 80 392 485, 5,1 7 056 1 36i

01,29.09 1,100 128075 1.1,08330 616000 67,75000 53671 1(1 9?4 1 36

SUllrural 9 600 139 042 78 585,200 00 445 157 24 7,980 1 3b

MANUL1FE FINANCIAL CORP 1'iFC 12 '.,26/08 3 392 31 3441 106,319 22 19 1300 66,924 15 139 395 061 1 17752 2 46

01 /?9:09 425 17 0500 7,2,16 25 1 9 7100 8 385,25 1 3 39 r0r0 207 3 16

5ubtuIoi 3 81 7 11 3 565 47 75,309 41 (38 256 06) 1,859 2 4F

900011`6 INDUSTRIES LTD hc3R01/07100 14 775 r,' 1U1'i 87,h94 21 1b 9yUU 251,027 25 53,333 01 2, 364 91

01'299]9 3,375 1I 3818 37,275411 159900 5564225 1836685 524 94

Su6[or8l 18115[1 22496961 306,66950 81 ,69989 2,888 94

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YOUR EMA ASSETS I,,r.,<,,,,ft, zu r_ f13 Ll _ e,,,il[r 11 „ a

EQUITIES(ulntir.uert) Una 7a[af Fstu-rmaie, Esrr,nared L+r^rea:, d Esf+rr,arec'Curr,•rrt

s,-rlr^[re^l SyrnhU+ s1rcgt+rrej L?ucrtt+Ty Lust 8a-ti [ o5f B3srs Alark e[ Price M ike) Value i;e,rr7,•(L 0c S I Ai i,lu,s/ 1tir vine 11CId/

N E S A REP R05H A •1500Y 01 /07.'09 5 0 0 38 3425 193,629 63 73 5900 371 629 50 1 7 i 999 B7 9,166 2 I(

0 1 /29/09 3011 34 9100 q o 1 ) 3 00 71 59011 22 077 00 1 1 601 00 51-, 241£,

1^vGrora+ 5 350 204 I02 6.3 393,706 50 +89 [018 ? 9,711 2 46

NOBLE CORP PLC 51 l5 NE 01 107, 09 16 875 23 6180 398,554 12 37 4700 632,306 25 233,752 13 12,825 7 02

oN0'VARTI5 ADI4 PIUS 01,'0)7/(09 2 675 48 64 52 1 30 1 75 91 80 1800 2 15 lr 1 F 51) 8,1 85+0 59 5 )3 2 55

01; 29.09 275 11 3100 1 1,3507 25 60 3800 22,104 50 10,744 25 5f•.0 2 55

Sh[nfa 2950 7.14/36 16 237,121 00 9563181 6,069 255

PARTNERRE I TD }'RE 01, 01r'{]r} 900 71 8500 64 665 00 105 4300 91,/387 00 30,727 00 : 305 2 42

01 )9 / ()9 15 6662o() 4,996 50 105 -1300 7 907 25 2 910 75 192 2 42

SriLirut,u1 975 69 6667 5() 702,794 25 33 132 75 2,497 2 1^

P07ASI! CORP S45) ATCHfWAN 001 01/07/09 )()500 27 1135 290,992 10 32 51600 346 089 00 55 (137 90 14 701 4 24

01' 29/09 615 26 4000 17,820 Cut 32 9600 22 248 00 4 428 00 948 1 2.1

511ttiroraf 71, 175 3518,812,10 368,328 00 59 ST5 90 75,647 1 24

T l4F0 01'07109 1 1,500 2 f 3942 746 913 B2 56 4'IOO 618 945 00 102 91 1 1 B 20 264 3 1 L

01.29/09 700 165721 1 1 600 119 56 4300 39,501 00 27 900 5T 1?34 3 12

07 31 / 13 325 44 9077 14 594 8? 56 43010 18,339 15 3,741 88 573 1 1

Sr,btoraf 12,525 272,226 18 706,785 75 434,556 57 22,071 3 I2

SCHLWARERCER LID SIB 77_'26'CW 7 192 64 5347 464 133 77 90 1 1[137 645,0171 12 183 937 1' B 4)1 1 36

01/29/09 575 42'1900 24,'/31 75 90 1100 51,813 25 27,381 50 7119 1 319

Subrorel 7 767 4138 565 52 699,884 37 2 1 I. 316 85 9,710 1 38

51!NC0R ENERGY INC NEVI 5012/26.08 9,075 37 817341 343,066'335 351150/] 318078 15 124,9137 831 b B34 11

01'07,09 5 025 22 5756 13,442 39 35 0500 1 15,126 25 62 683 86 3 754 2 1.1

012/9, []9 1 350 10 1900 21,255 50 35 L 5/111 47 3 1? 5111 20,1151 000 1017 2 14

Sotifeta1 15 450 433 765 47 547,52250 57,75703 77,635 2 14

€RLI'Sr AN ENER+.-,Y 1f%Y CQhl T1 %`1 01107x'09 5,775 10 4243 64,891 27 i 1 6500 72 521 26 7,62999 1 681 7 31

+}ir L',L7Z •l5! Lr] 22 16499 116500 52x1253/ 7/75 12? 711

Sry[xo:a1 6 675 69 756 20 77,763 75 b 7(f' 49 1,803 231

TECS RESOURCES LTD CL5 5 115 12,'11 '12 2 975 15 8130 106 543 69 25 0100 77,379 75 129 103 931 2,556 3 20

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YOUR EMA ASSETS

EQUITIES(conlirnre1) 2Jt,rr Tb1 I ES' ,-1rert Fsrimatrd Urrrealrperf E^trmare€'C urranrSsra,bol .4: 47+,+re1 Quantity Lost Batirs (-osi Basis Market Prrce Market L1,Aue Gas (Loss)Arss,a+ IT.-corn,? Y)4d'6,

iLNARIS 5 A (DR TS 01 '07/00 i 1 175 22 7210 253,907 18 47 6900 488 235 75 234 328 57 R 611 1 0801 79109 1 -'25 211 6800 13,265 00 43 6900

,

49 151 ?5 25986 25 968 1 06SuSfnlal 72 , 300 2I f 172 18 537,387 00 250, 2 14 82 10 579 7 98

UPS i+GkFt= t!'t3SQ3 07101} 9 200 1.1 07c, 1 129530 r33 v42 50t1 177 IC}QOC^ 57,5641+1 1:111 n30 112 9, 09 400 12 17q7 4 8 7 1 88 19 25x10 7,7183 00 2 828 1 3 6•; 63

5u,nrofal 3>,600 1341 4172 31 184,600 00 511 39.' 19 1,537 63

IUNftEVFR NV NY RE( SHS UN 131!117/09 6,100 23 9226 145,927 86 10 2 300 215 403 00 99 475 14 7 '15 2 9-101(79/09 550 22 9100 12 0108 50 40 2300 22 126 50 9.926 00 653 2 9 312, 19, 17 225 38 6301 8 691 84 40 2300 9 1751 75 354 91 26 7 2 9.1

Strtata+ 5 875 167 220 20 276,581 25 7 09 361 05 8,155 29-1

VALL 54 VAl E 12, 26108 16 543 27 0483 447,-601 613 is 2 100 757 280 75 (1 95,180 ni 3) 2,168 88'x01 /29,'4}) 1,1300 14 •1200 26 955170 5 2580 27 -15000 1 494 00 ?3G 85

3t:brotol 19, 383 47J,417 58 279, 730 75 [793 685 931 2,404 85

W4A1114RF0RL) INTL Ti) V;+rT 1317117109 25,350 12 82711 329 04 1 84 15 4900 392 671 54 67,623 6601/29/09 1,950 i 1 6860 22,776 00 15 4900 30,205 513 7 4 79 51)7t]r'07, it 7 050 1 1 6530 87 153 65 15 4000 109 201 r,[0} 27 0508510/02123 1,800 1 5 9726 28 750 69 i 5 49rx} 27 882 021 1868 082

51rt,rot^,1 36 1 7 1 1 458 728 1 7 559,983 50 10723S 33

YAR' INTL ASS SP 498 7ARIY 171,'07709 5 7 5 22 0500 1 3 196 25 42 9300 24 684 75 1 i 188 50 1 1)65 4 31131: 29'09 76 23 6000 1 7741 Oft '12 934111 5 219 75 1,449 76 1 343 4 31

Subrotar 051) 74,96625 27, 904 50 12 938 25 1,204 4 31

TOTAL 6,988 ,09/ 31 11,601 ,486,84 4,612,794 53 234,893 2,02

LUNG PORIF4i1 0 7l6ustocI Total Esru„ated (I+ue r112ed Estrrrlared Esrlmaeed C:.rrrerrrCost Basis 44arr<el Va+tje Ga,r,'(Lo 5) 4CCrt'edd1112e7°51 Rrvr,Fial171_0x112 (''#Id`,'

10TAL 7 688, 1211 48 12,31111 ,921 51 1 612 794 53 235 ,384 1 91

da

Nelda C. and H.J. Lute her Stark Foundation

2013 Form 990-PF

Part II, Line 10 - Investments

74-6047440

(B) (C)

Cost FMV

Fixed Income (Contained in Mutual Funds)

PIA Fixed Income (See attached pages 2-4)

Total Bonds: Part II, Line 10c

$ 70,296,628 $ 70,046,431

$ 70,296,628 $ 70,046,431

Reconciliation Notes:

PIA Fixed Income (See attached pages 2-4) $ 70,296,628

Pending Security Reinvestments not included in attached Security Listing 193,216

Cost Balance per PIA Fixed Income Security Listing ( see page 4 ) $ 70,489,844

Page 1 of 4 Attachment to Part II. Line IOc

Merrill Lynch PRIVATE BANKING & tJ 2Wealth Management INVESTMENT GROUP

Ea cr Ar cr c^ ",•irPC c I ]! rd^ Is.

NELDA C AND H J LUTE HER 24-Hour Assistance - (B00) MERRILL

ACCOUNT INVESTMENT OBJECT/VE No,.en- ber 30 2 0 1 1 , 31 ,IU1 3

INCOME: Objective is to a b[atn a continuing sreem of income from invr stments in order to satis ly current yield requtrenerits lire investor should he ?,ilting to accept tree risk of principal

If you have changes u, dot r investment orijecl ve, please contact your Prtvrrle Wealth Advisac (s)

.-F

YOUR EMA BANK DEPOSIT INTEREST SUMMARY _Elverage (urrenl !r 1e es! or C1u coq

Money Account Descr+ frtron Di'onrn9 Balance Deposit Balance YrelrJ/r Doses Balance ^HA Caro Services IN A 246,017 275,973 07 116 94 383,032 iZBank of America CA IN A 27,3 24 1 88,500 07 11 57 246 011,

TOTAL ML Bank Depose[ Program 773,341 28 51 629 043- - ,

YOUR EMA ASSETS

CASH/MONEY ACCOUNTS Iota! Estunared Esl+nrated Esr+rrtafed Est AnnualOescnptron Quantity Cost Basis

-

Marke t Price Mar k et Value Anouai income Y+e+d%CASH - - 127 321 12 127,331 12 127,321,12 - - - -

+ML BANK DEPOSIT PROGRAM 629,043 00 639,043 00 1 0000 629,043 00 440-I-FTiIC INSURED NOT S1PC COVEREL]

TOTAL 756 364 12 756,364 12 440 07

MUTUAL FUNDS /CLOSED END FUNDS/{1ITt]escnpr+an Quantity

DOUBLELINE TOTAL RLTL[ RN 1,272 395a BONG FIrAJ!} L t 1

j; vltirll- DBL? I+rf rl`irrtr+7 er Pu 5u) ft

!+ 7 hf1 i r^rc 1r.,+^^7 tilt 7r ^'

w

n

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Total Estmared Esr+rnatnd Unrealized Total ClientCost 6asrs Marital Price Market Value Garn/(Loss} lnvesrm nt

13,934 851 63 10 7800 13,7 16.418 10 (218,433 53) 13934,840

a l 70.'Butt 664 Id

C;umulatfile EsrrrnaredIrnyestrrtent Annual CurrprpReturn {5) Income Yrelrj (

(21B,422 ) 704,887 513

I ti 13

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NELDA C AND III LUTGIER

YOUR EMA ASSETS

FOUTUAL FUNDS/CLOSED ENf7 FITNDS/UIT (continued}Description Quantity

P1MCG TOTAL RETURN FUND 1,280 597,1 0

y 311130L I Din 15 {

IL IV) Wr r r r tie , 1, 571 1'

PUTNAM DiVERSIFIE q 3 575,337

{1.1 17S F TR' 7 1 t- UNc> (L

arA,IBd5L fill 1' f,r fr1F, f-'t ;r0350 Il ? ;;L7

TCW TOTAL RLTURN 1 375 596w L lftL7 FC' Li 1

-^1'1,!6[FL TI) tLh tr,1 3f f'ru^Iu--use (76 17 72

F,t4va W' I,Wr_ r0L10

8I /{l f ?±' Ian iC-S Stijl t'

Si I,torol (FCi[ 11I,,< <(7,,c1

TOTAL

nlaveimher 30. 2013 I}Sc oiill)er :11 2117 3

CufittrlariL•e Fsrrmaredferal Estimate d Estimated ()rire,7 f;'f'd b rat Client lnr,e5rmenf Ann ual CuUL'frt

Cost Basis Marker Price Markai Value Gain/(f oss) Irrvr's(ment Return (5) lricame ireld%

14 211,673 79 106900 13,689 , 581 93 (572 091 86) 13 479 124 210,457 339, 228 2 47

2Y 59 I 0 &900 66 (0 (I

27 913 318 71 78600 28,100,57682 187 258 1 1 27,913 318 167 , 258 1,673,109 5 95

30 7 8[1[+11 2 33 1 cl ;11

13,613 61 7 84 100200 13,783 , 471 92 109 854 08 13 673, 61 7 109 , 854 801 , 098 4 36

6 31 10 [120 (1 8 44 r' ; 1 I 36

69,290 066 84

69,733 479 81 69,290 , 066 84 (443.412 97) 289,147 3 , 318,326 4 7 9Total Client Investment Cast of shares draectfy pr rchased and still held Does mit rrx:incle Unrealized Gain or (Loss) Estimated Maiket Varue minus Trial Cost Basis (total cost ofshares purchased through reinveytnient sl arpy directly purchased Orid still held, as well as Lost of Shares arrtiared throughCumulative Investment Return [strrnateo Market Value minus 1 otar Client Irivnstment reinvestment) Provided for Tax Planning purposes only and is not applicable to retirementCumuli'rrve Investment Return is the, dollar value of the capital appreciation (depreciation) sr counts^)I all shares pu+ettased and still held including shares acquired through reinvestment of Initial Purchase - Date of your initial investment in this funddrviaends and dlsirrlAutwns. Nfrr,h may be greate' Or less than the actual income distributed

Market Timing Merrill E.ynfrl 5 policies prohibit mutual fund market timing, which involves the pre,chase and safe of mutual tieid shares within short per rods at time with the intention ofcapturing short tern3 pin€it' reSriItirig fra:zr n'arket volatility Ma'kt•t orn'ris may result In tour reltfrns fa, long term itrrd shareholders her muse market iFrrreis rapture short tern gains thatu,ouid otherwise pass to all shareholders arut dire to increOsed transaction costs and fewer assets for invost'uernt dot L to the need to retain cesh to satisfy redemptions

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YOUR EMA ASSETS

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24-Hour 'Lc-tance ' (800) MERRILL

Ni3L'f.'f7 iEll'f i0 3lr; I 1 [)t-e;nli[ f 31 ail 13

Estimated Unrearrred Fstrnlared Estirnated Cuire' rMarke t Value Cia+rl/(Loss) Accrued Inreresr Annual Iincome Y,eld°a

t4J fD

sp a

b 4

TOT AL 70 489 843 33 70,046,430 96 (443 412 91) 3,318,766 4 74


DWiDENDS/INIERLST INCOME TRANSACTIONS

Date ]rarsac0o0 Type Quantity DCSCrOJltr(m Income Year To Cate a12/3'- Bank Snterest BANK DEPOSIT INTLRE51 1 51 W

Income Iota[ ML BANK DEPOSIT PROGRAM 2700S,Wo141 (Taxable Irate-esr) 28 57 29B 74

12,02 Dividend ICW TOTAL RETURN 41,267 91BONI) FL) CL I

PAY DATE 11/29/201312102 Rrd' oennd DOUBLELINE TOTAL RETURN 58 606 62

BOND FUND CL I

PAY DATE 11/29/201312 0 7 Dividend P]MCO 1 OTAL RETURN FUND 24,909 25

CL P

PAY DATE 11 r29/ 7013

12 12 ' Lg Tm Cap Gan » PIMCO I OTAL RETURN FUND 76784 60

CL PPAY DATE 12/111201

12112 Sh Tm Cap Gain PIMCO TOTAE RETURN FUND 14,675 64CL P

PAY DATE 12/11/201317173 Di ciprift PUTNAM DIVERSfFIED 139,430 35

a INCOME TRUST FUND CL Y

PAY DALE 17/20/2013

7,31 Divareri(t TCWV TOTAL 1RE1URN 41,267 91

°ro BOND FD CL I

r -1Ccn

Nelda C. and H.J. Lutcher Stark Foundation 74-60474402013 Form 990-PF

Part IX-A - Summary of Direct Charitable Activities

THE PURPOSE OF THE STARK FOUNDATION

The Nelda C and H J Lutcher Stark Foundation is a private operating foundation established in 1961 to encourage andassist education and to improve and enrich the qualitN of life in Southeast Texas

The Stark Foundation carries out this mandate. in part. through the programs of the Stark Museum of Art. the W H StarkHouse. the Frances Ann Lutcher Theater for the Performing Arts. and the Shangri La Botanical Gardens and NatureCenter Through the operation of these venues. the Stark Foundation contributes historical. artistic. environmental andcultural resources to the area and provides the communitv and region «ith opportunities for studs and enjo-\ ment of thearts. history and nature

The Foundation seeks to encourage and assist education through grants and through the Minam Lutcher Stark Contest inReading and Declamation. a qualified scholarship program for public high school students in Orange Count\. Texas TheFoundation maN also make grants for health and human services. arts and culture. and communitv enhancement

Location and Hours of Operation :

The Stark Foundation office is located at 601 Green Avenue. Orange. Texas 77630 Hours of operation are MondaNthrough FndaN. 8 a in -5 p in The Foundation is closed on mayor holidaN s

Stark Foundation Contact Information:

The phone number is (409) 883-3513 The fax number, is (409) 883-3530The mailing address is P O Box 909. Orange TX 77631-0909The website is ««« starkfoundation orgThe email address is info 'a starkfoundation org

FOUNDATION PROGRAMS

STARK CULTURAL VENUES:

In January 2013 the Nelda C and H J Lutcher Stark Foundation established a ne« Stark Cultural Venues membershipprogram «hich formally tied together Shangn La Botanical Gardens and Nature Center. the Stark Museum of Art and TheW H Stark House into one combined membership As part of establishing membership benefits. an admission fee NN as putin place at the Museum Both Shangn La and the Stark House alread-\ had admission fees in place

The reorganization continued «tth the establishment of the Stark Art and History Venues, «hich combined operationsof the Stark Museum of Art. The W H Stark House and the Stark Foundation Archive Additionally. this reorganizationconsolidated management of the Art & Histor\ venues under one director Pats-\ Herrington. former managing director ofThe WH Stark House. retired in April 2013. and Sarah Boehme. former managing director of the Museum. became thecurator at the Museum A national search as conducted. and Trina Nelson Thomas began as the Director. Stark Art &History Venues. in late MaN 2013

The remainder of 2013 NN as a time of change and transition throughout the Stark Foundation and the Stark Art & Histor\Venues While the Art and Histor\ Venue budgets and staff offices are tied to the three specific venues (Museum. House.

Page 1 of 40 Attacluuent to Part IX-A

Nelda C. and H.J. Lutcher Stark Foundation2013 Form 990-PF


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and Archive). the staff as reorganized into five functional groups that connect across the venues administration.curatorial. collections. exhibitions and educationOver the last six months of the -\ ear. Art & Historv Venue staff began «orking together in ne« «aN s Highlights include

• Developing a process for revie« ing potential exhibition topics and establishing a multi-s ear exhibitions schedule

• Building the capacit\ of staff as project managers «bo facilitate development of exhibitions and programs incollaboration «tth colleagues from across the SCVs

• Establishing a process to generate ke-\ ideas and outcome statements for programs and exhibitions

• Building professional development and best practices discussions into monthly staff meetings

• Amending annual goal setting to include priorities such as. collaboration across the foundation. purposefulcommunication and fiscal ste« ardslup for all staff

• Establishment of a s ear-long meeting schedule and on-going training for museum docents and house guides

• Building s-\ nergy between venues b-\ collaborating on programs. developing multi-site exhibitions and utilizingcollections and staff expertise in new «a-\ s

Stark Cultural Venues' Cost of Admission:

Each venue charges the same fees for admissions Seniors (ages 65 and up) are charged $5. Adults (ages 18 - 64) arecharged $6. Students (ages 10 - 17) are charged $5. Children (ages 4 - 9) are charged $2. and toddlers (under age 4) arefree Visits to multiple venues are subject to discounted combo prices

Stark Cultural Venues are open to the public from TuesdaN through Saturda\ from 9 00 AM to 5 00 PM The\ are closedon mayor holidaN s

STARK MUSEUM OF ART - Line 1Operating Expenses - $3380.871Capital Expenditures - 1.735.054

Total Program Expenditures $5.115.925

JOW A ^_et

Employees : 15 Full-time. 19 Part-time. and 1 intern




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The Stark Museum of Art ("SMA") opened to the public in November 1978 «ith the expressed objective of preservingand displaN ing the art collection of the Nelda C and H J Lutcher Stark Foundation for the benefit of the public TheMuseum's permanent collection consists of Art of the American West 1830-1950 (paintings. sculptures. dra«ings. andpants). Native American artifacts. Steuben cr\ stal. rare books and manuscripts. and porcelain birds b-\ Ed« and MarshallBoehm and Doroth-\ Dought\ Almost 20.000 square feet of the Museum is dedicated to exhibitions including 4.000square feet of galler\ space devoted to temporan exhibits on changing themes The Foundation continues to add to thecollection b-\ acquiring «orks of art that complement and enhance the permanent collection

Stark Museum of Art Hiehli2hts of 2013 :

Attendance :

A total of 11.511 persons visited the Museum in 2013 including 4.355 students in educational group visits Busing costsfor visits bv school groups (K-12) to the Museum are paid for bv the Stark Foundation

Special Exhibits and Loans :

Most exhibits consisted entirel\ of selections from the Stark Museum of Art's extensive art and rare book collections

National Geographic Greatest Photographs of the American WestOctober 27. 2012 - Januar\ 26. 2013National Geographic Greatest Photographs of the American West featured a collection of iconic Western images gatheredb\ National Geographic over a span of some 125 sears This exhibition as organized b\ the National Museum ofWildlife Art in Jackson Hole. Wvoming . in collaboration « ith the National Geographic Societv and Museums West.presented bv The MaN s Famih Foundation

On the Wing: Birds in Books of HoursNovember 6. 2012 - Januan 12. 2013Beautiful birds adorn the pages of medieval illuminated manuscripts Birds appear as both s\ mbols and decorations Aspart of the Museum's annual Christmas offering. this exhibition featured four Books of Hours from the Stark Museum ofArtcollections Each as opened to a page «tth a hand-painted bird illustration

Mastering Fish : American Natural History IllustrationsJanuar\ 15. 2013 - April 20. 2013This mini-exhibit highlighted natural histor\ illustrations that document the appearance and characteristics of Americanfish In the eighteenth and nineteenth centuries. artist-naturalists studied and portrayed animals found in America Thestuds of fish. «hile less extensive than the research on other animals. has contributed to the growth of scientifickno« ledge and the development of documentan art

Wild Beauty : The New Mexico SettingMarch 16. 2013 - June 08. 2013Paintings b\ South« estern masters explored the extraordinan Ne« Mexico environment These «orks from the earlst« entieth centur\ portra\ the po« erftil landscape and its dramatic contrasts The\ also depict cultural settings that affectlives of the people This exhibition took inspiration from the novel Bless Me, Ultimo bv Rudolfo AnaN a Wild Beano,The New Mexico Setting NN as an event of Southeast Texas Big Read




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The Southeast Texas Big Read «as a project led bN the Lamar State College-Orange ("LSCO") Library The Big Read isan initiative of the National Endo« ment for the Arts (NEA) designed to restore reading to the center of American cultureStark Museum of Art as a non-recipient partner LSCO received an a«ard from the Southeast Texas Arts Council forthe Big Read project

Practical Plants: Botanical Illustrations in HerbalsApril 22-September 28. 2013This mini-exhibit featured botanical illustrations in publications kno«n as herbals. books that describe plants and theirpractical uses Three volumes from the eighteenth and nineteenth centuries ere open to illustrations of medicinal andedible plants Pages NN ere turned July 23 to exhibit different botanical illustrations

Tales and TravelsJulv 13. 2013 - Januarv 11. 2014From island adventures to giant anthills. the exhibition Tales and Travels had a stor\ for even one This exhibitionfeatured first edition books of long-loved tales and of real travels from amazing adventurers. along «tth paintings. prints.and dra« ings This exhibition brought together the collections from both the Stark Museum of Art and The W H StarkHouse




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Tales and Travels : Hidden TreasuresJulN 13. 2013 - October U. 2013Included «ithin the exhibition Tales and Travels. this mini-exhibit reveals fore-edge paintings that are hidden on theedges of book pages These paintings depict famous battles. cit scapes. and the rural countr\ side of eighteenth andnineteenth centur\ England The exhibition highlighted histor\ of fore-edge painting and the process for making thesehidden treasures

Tales and Travels : Treasured PossessionsOctober 15. 2013 - Januar\ 11. 2014In conjunction « ith the exhibition Tales and Travels . a mini-exhibit featuring the medieval Books of Hours as ondispla-\ Vie« ers learned about the families that once o« ned the books and the long journe-\ of these treasured possessionsto Orange. Texas

Floral Natives: North American OrchidsOctober 1. 2013-Januar\ 4. 2014This mini-exhibit featured orchids of North America as illustrated in rare books Three natural histor\ publications fromthe eighteenth and nineteenth centuries presented the documentation of plants native to North America This exhibitionNN as offered in conjunction «ith the Orchid Festival at Shangri La Botanical Gardens and Nature Center




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Philip R. GoodwinOctober 29. 2013-ongoingFour bronze sculptures bN Philip R Good« in «ent on vie« These recent acquisitions. titled Sitting Bear. Mountain Lion.Lynx. and Walking Bear. are gifts of Larr\ David in memor\ of Charles B David Philip R Good«m (1881-1935)developed a career as a talented painter and illustrator of «ildlife and hunting scenes

Stark Museum of Art Gallery ChangesThe Museum made numerous changes in the galleries in 2013 These changes are to compl< «ith Museum professionalstandards for collection care Works on paper and textiles are changed ever\ 3 months

Objects on Loan to Other Museums:

Art objects from the Museum's collections ere loaned to various outside museums and traveling exhibitions TheseMuseums and venues included

Lent to the exhibition. The Wveths Across Texas. organized bv TN ler Museum of Art. displaN ed at El Paso Museum ofArt. El Paso. Texas from Januar\ 31 - April 28. 2013. Returned to SMA Ma\ 9. 2013

N C W\eth. American. 1882 - 1945. I've Seen Him Ride Broncs That Had Piled the Best ofThem, and as for Roping -- Even the Mexican Vaqueros Have Had to Hand It to Him MoreThan Once . 1925. oil on canvas. 29 1/2 x 51 15/16 inches. 31 2 3

Lent to the exhibition Nicolai Fechin. organized b\ Foundation for International Arts & Education on displa\ at Fr\ e ArtMuseum. Seattle. Washington from Februarn 8. 2013 - Ma\ 4. 2013. Returned to SMA MaN 31. 2013

Nicolai Fechin (1881-1955). Eya. 1924. oil on canvas. 16 7/8 x 12 7/8 inches. 31 28 36ARMIT IN

Nicolai Fechin (1881-1955). Joe with Drum . oil on canvas. 24 x 2 0 inches. 31 28 39

M

*. - rNicolai Fechin (1881-1955). The Indian Dancers . c 1945. oil on canvas mounted on panel. 12

{ .3/4 x 19 1/2 inches. 31 28 46

Lent to the exhibition. Alexandre Hogzte An American > isionaf Paintings and Works on Paper at the Rock« ellMuseum of Western Art. Coning. Ne« York on displa-\ from September 27. 2013. through January 12. 2014. Returned toSMA Februarn 5. 2014




74-6047440

Alexandre Hogue (1898-1994). Chisos Mountains, Northwest Face . 1979. oil on canvas. 38 xoup- t- 56 inches. 31 255 1

Alexandre Hogue (1898-1994 ). Chief Alsate's Profile, Big Bend . 1981. oil on canvas. 40 x 56

inches. 31 255 2

Lent to the exhibition. The Rise and Fall and Resurrection of Walter Ufcr A Centennial Exhibition at the NationalCo«boN & Western Heritage Museum. Oklahoma CitN. Oklahoma on displaN Februarv 7. 2014 through MaN 11. 2014.Shipped from SMA December 4. 2013

Walter Ufer (1876-1936). His Kit . oil on canvas. 25 1/8 X 30 1/8 inches. 31 5 4

Walter Ufer (1876-1936). Fantasies . oil on canvas . 42 x 38 inches. 31 5 9

Incoming Loan:

On loan for the exhibition Wild Beauh^ The New Mexico Setting as a Plow from local farmer Gus Harris This object

NN as returned to Mr Harris on June 21. 2013




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January 19. 2013 - National Geographic Book Discussion 17 participants enjoy ed a livelv discussion about the exhibitionNational Geographic Greatest Photographs of the American West and its companion book led b\ the Museum ' s Directorand Chief Educator

March 14 & 15. 2013 - Master Fishing Spotlight Sarah Boehme gave fifteen minute galler\ spotlights on images ofAmerican fish in the mini-exhibit Mastering Fish American Natural History Illustrations Visitors learned ho« artistsMark Catesb-\. John James Audubon. and John H Richard contributed kno« ledge about fish to natural lustor\ studies

March 15. 2013 - Wild Beanty The Neu Mexico Setting Members opening The Museum hosted a Stark Cultural Venues'Members opening reception for Wild Beach' 75 members enjo\ ed short tours of the ne« exhibition given b\ docents LoisFerrell. Anne Pavne. Judv Turpin. and Ed Henrv and music bv Manachi Guadalupano de Houston

March 16. 2013 - Wild Beanty The Neu Mexico Setting opens to the public Docents Sherrill Porterfield. CharlotteForeman . Sue Rathburn and Jud\ Turpin gave short tours of the ne« exhibition Wild Beauty from 9 a in to 3 p in

April 3. 2013 - Texas Association of Museums Reception Over 220 guests from all over the state of Texas. as NN ell asspecial guests Dr Ford Bell. president of the American Alliance of Museums. Washington D C . Ruth Ann Rugg.president of TAM. Fort Worth and the president of Louisiana Museum Association. William Stark. enjo-\ed dulcimermusic from the Back Porch Friends. making art buttons. going on a Museum scavenger hunt. and vie« ing art in thegalleries

April 9. 2013 - Lutcher Theater Reception 117 Theater patrons enjo\ed a reception for Lutcher Theater Patrons prior tothe Theater ' s presentation of Hal Holbrook in Mark Twain Alive' The Museum served refreshments « bile visitors vie«edthe onlv surviving film footage of Mark T«am. photographed by Thomas Edison Education Intern. Hannah Fuller. gave a


Program and Activities :



74-6047440

ten minute galler\ spotlight on Steuben Glass Vases Tom Sawyer and Huckleberry Finn. in «hich she compared SteubenGlass's marketing strategies to those of Mark T« ainApril 25. 2013 - Ultima A Healer for Our Times. 48 visitors attended a presentation and reception b-\ A«ard-\\inningnovelist. pla«<nght. teacher. and performer Denise Chavez During the presentation. Chavez talked about RudolfoAnaN a's novel Bless Me, Ultu na and the relevance of its message in the modern «orld The presentation and receptionNN ere part of Southeast Texas Big Read program and NN ere provided free to the public

April 27. 2013 - Slo« Art Da-\ Slo« Art DaN is a «orld« ide celebration of art that encourages people to look at artSLOWLY - and thereb-\ experience art in a ne« «aN After visiting the Museums galleries. participants ere invited totravel on their o« n to Shangn La Botanical Gardens and Nature Center to join the Museum's Director and Chief Educatorfor a lunch discussion at Star and Crescent Moon Cafe

MaN 18. 2013 - Book Discussion of Bless Me, Ultimo In the Museum Setting. Museum visitors discussed RudolfoAna a's novel «bile looking at the paintings featuring Ne« Mexico bv South ester artists in the special exhibition WildBeano, The New Mexico Setting This program NN as offered as an observance of International Museum DaN

June 1. 2013 - Ultima's Plants Seeing the World «ith a Curandera's E-\es Mark "Mern«ether" Vorderbruggen. aneducator on edible and medicinal plants. discussed plants featured in the novel Bless Me, Ultimo and the exhibition WildBeauty His talk addressed myth and realit-\ in regards to the healing pov er of plants The event began in the Museum«ith galler\ tours. co-presented «ith Sarah Boehme A slide talk b-\ Vorderbruggen in the Education Center follo«edThis presentation NN as part of the Southeast Texas Big Read event

Jul\ 12. 2013 - Tales and Travels Members Previe« The Museum hosted a Members Previe« of Tales and Travels for115 members Project managers Allison Evans and Tern Fox made comments on the ne« exhibition Docents Anne Paneand Pat Summers provided short tours of the ne« exhibition for members. and docent Tasha Bre«er led an art makingactivrth

August 17. 2013 -- In Search of Robinson Crusoe book discussion 19 Visitors eojoyed a gallery conversation about thefascinating book In Search of Robinson Crusoe that follo« s the trail of Daniel Defoe's immortal character Author TimSevenn traveled to the locations «bere Defoe's stor\ could have taken place This book discussion as led b\ theMuseum's Chief Educator

September 27. 2013 - BANNED Night at the Museum 208 adult visitors ages 21 and older experienced art after darkand celebrated Banned Book Week at Night at the Museum Docents gave short tours highlighting banned books andrelated art objects featured in the exhibition Tales and Travels and the Museum's permanent collections. SherrillPorterfield discussed banned books and themes in the permanent galler\. highlighting D H La\\ rence in Ourselves andTaos Neighbors and a controversial character depicted on a Steuben bo« 1. Docent Rebecca Johns discussed bannedchildren's books in the special exhibition . Tales and Travels . focusing on Robinson Crusoe and Alice s AdventuresUnderground, Docent Ed Henn gave visitors the opportunit\ to consider one of the most wider known banned books.Charles Dank in's first edition of The Origin of'.Species Nationally -recognized Beaumont band Mad Maude & the Hattersprovided entertainment and Houston book artist Tom Vela led participator\ paper marbling demonstrations on thePortico Visitors also eojo-\ed creating their own whimsical hats . fascinator hairpieces and bowties. as well asrefreshments




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September 28. 2013 - Museum DaN Live! The Museum participated in Smithsonian magazine's Museum DaN Live!Visitors «bo do«nloaded a Museum DaN Live! ticket from the Smithsonian «ebsite received free admission to theMuseum Sarah Boehme presented a spotlight on the Museum's ne« acquisition. The Scarlet Blanket bN Taos artist JuliusRolshoven at 11 00 a in . the spotlight NN as repeated at noon and 1 00 p in Museum DaN Live I is a celebration of culture.learning. and the dissemination of kno« ledge

November 7. 2013 - Touring «tth Wilderness of North America Prince Maximilian and Karl BodmerInternationallN acclaimed performer and author Brian "Fox" Ellis reenacted the stor\ of the voN age bN reno« ned Germanscholar Maximilian. Pence of Wied. and artist Karl Bodmer up the Missouri River and back in 1832-1834 for 44 Museumvisitors Ellis based this performance on direct quotations from the Prince's book. journals and letters. this fanulN-fnendlNperformance features storytelling «ith images of Bodmer's art

December 14. 2013 - Holiday SSights and Sounds' The Museum celebrated Christmas in Orange at Holiday SSights &.Sounds 33 Visitors of all ages listened to gallery spotlights by Docent Arlene Turkel about A Christmas Carol andCurator Sarah Boehme about Medieval Book of Hours Live dulcimer music NN as performed b\ The Backporch FriendsVisitors also enjoyed the opportuiuth to design and create their ov n bolidaN cards

Museum Family Programs

Family Day s

The Museum hosted four successful Famil DaN s in 2013. banging in a total of 1.226 visitors

• I Heart Family DaN on Februarv 16 334 visitors Houston artist Joan Son demonstrated the art of origamiDocent Anne Patine gave six 10 minute spotlights on Harold Von Schmidt's Cliff Watched Her Out ofSSight andDeep within Him His Secret Glowed Visitors also enjo\ed refreshments . stor\ times. a scavenger hunt. and art-




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making activities including creating their ov n carrier pigeon. card making. string failulN valentines. and familNheart chains

Fiesta FamilN DaN on MaN 4. 2013 237 visitors Ballet Folklonco Herencia Mexicana of Port Arthur. Texas.demonstrated Mexican folk dances Docent JudN TaN for gave a galler\ spotlight on John Young-Hunter'sChristmas Eve Procession, Leaving the Church in the special exhibition. Wild Beauty The Neu Mexico SettingDocent Anne Patine led an interactive galler\ storv time «ith Spanish language emersion activitv. reading Abuelabv Arthur Dorros in Gallerv 3 Visitors also eiijoyed refreshments. storv tinges. a scavenger hunt. and art-makingactivities including picado printmaking. tissue paper flo«ers. mini pinatas. and maracas

Adventure Famil DaN on Julv 20 304 visitors Noelle Jordan. Education Coordinator at Shangn La BotanicalGardens and Nature Center. Orange. Texas. led guided tours of the StarLab Planetarium and discussed the man\«aN s stars have been used as navigational tools Museum docents Judv TaN lor. Earl Parker. and Linda Womackgave short tours of the special exhibition Tales and Travels during Adventure Famil\ DaN The short tourshighlighted «orks b\ Thomas Sax. Paul Kane. and never before seen fore-edge paintings Hannah Fuller.Education Intern. gave the Museum's first Interactive Famil\ Spotlight on The Family Robinson Crusoe in thespecial exhibition Tales and Travels Visitors also eiijoyed refreshments. interactive storv time «ith One BeetleToo Mani, bv Kathy Laskv. a scavenger hunt. and art-making activities including message in a bottle art. sailboatbuilding. and designing their ov n telescope

Illustrated Famil DaN on October 19 351 visitors Illustrated Famil DaN McAllen. Texas book artist SusanHoerth demonstrated book carving techniques and exhibited a selection of her «orks. including editions of AChristmas Carol and Alice s Adventures in Wonderland Docent Sherrill Porterfield gave 3 interactive familygaller\ talks highlighting William Herbert Dunton's illustrations Docent Linda Womack enchanted visitors «ith3 interactive fanuk talks on Alice s Adventures Underground and the story of ho« Le« is Carroll crafted this taleDocent Sue Rathburn gave a spotlight for adults focusing on the «orks of artist Karl Bodmer. «ho in 1832-34traveled up the Missouri River Visitors also enjo\ed refreshments. an interactive stor\ time «tth Bear Has a.Stori' to Tell bv Phillip C Stead. a scavenger hunt. and art-making activities including binding their on books.printing frontispieces. creating their ov n stor\ telling game and hidden book boxes

Drop-In Art Activities

The Museum offered three daN s of drop-in art activities in Januar\. four daN s of drop-in Gone Fishing Scavenger Huntsduring March. four daN s of drop-in art activities included «ith admission during November and four daN s duringDecember in 2013 The Drop-In DaN s NN ere attended b\ over 231 people




The Museum offered 7 Art Quest camps and 2 joint Eco-Rangers camps «rth Shangn La Botanical Gardens and NatureCenter during 2013 The camps had 113 registered campers Camps NN ere offered to students entering first through ninthgrades

March 12-13. 2013 - Art Quest Cool Collage 13 first and second grade students explored and combined different mediato create their o«on «orks of art

March 14-15. 2013 - Art Quest Western Adventure 13 third. fourth. and fifth grade students created «orks inspired bN«estern art in the Museum using materials such as claN. shaving cream. and pastels

June 24-28. 2013 - Eco-Rangers Flocks of Feathered Friends 10 students entering seventh. eighth. and ninth gradesidentified at least 26 different bird species at Shangn La «hile learning some great techniques to illustrate them Studentsencountered the famous naturalist-artist John James Audubon. «hose artistic impressions of birds have informedthousands of scientists. and tried their hand at Audubon's printmaking process. journal sketching. sculptures. and morel

JulN 9-11. 2013 - Art Quest Opposite Directions 16 students explored the «orld of opposites in art oil and «ater.positive and negative. and complementar\ colors and created «orks of art inspired b\ this theme

Jul\ 16-18. 2013 - Art Quest Artifactorn. 6 students entering sixth. seventh. and eighth grades studies the art of themultiple by creating silkscreen prints. mono-pants. and ceramic tile prints

Jul\ 23-26. 2013 - Eco Rangers Plants in Perspective 9 students entering fifth and sixth grades explored botan\ b\observing. dra«mg. painting . and sculpting flo«ers Experiments and microscopic studies revealed the fascinatingscience of plants

Jul\ 23-25. 2013 - Art Quest Water. Water Ever«<here 14 students entering first and second grades on made sculptures.painted «rth ice. «atercolors. and visited the Museum to discover «ater-themed «orks of art

August 6-8. 2013 - Art Quest Giant Tales 17 students made giant-sized art as the\ learned about tall tales Studentscreated illustrations . sculptures . paintings. and more

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Camps and Children's Classes



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August 14-16. 2013 - Art Quest BeNond Bugs 15 students searched for images of bugs in the Museum Students createdtheir ov n sculptures. paintings. and prints of the creep\ cra« lers

Outreach Activities:

Museum Curator Sarah Boehme spoke about the museum to a local chapter of Alpha Delta Kappa. an educator'sorganization She presented a hands -on «eaving educational activitN at First United Methodist Church She representedthe Museum at the Cub Scout banquet and promoted the Museum at Orange Chamber breakfasts and morning mixers inBeaumont She served as a judge for the art entries in Cjpress Branches The Literarn' Journal ofLamar .Sate CollegeOrange

Museum education staff facilitated 1,267 communitN contacts through outreach programming in 2013 on the follo« mgdates

• Januar\ 26. 2013 - Bo-\ Scout Merit Badge Fair. Orange. TX Museum Education Intern. Hannah Fuller. and ateam of docents provided ceramic classes for 60 bo\ scouts during the Bo\ Scout Merit Badge Fair

• March 16. 2013 - Art in the Park. Orange. TX The Museum hosted an art making booth during the annual Art inthe Park event at Stark Park Education Intern. Hannah Fuller. and docents Tasha Bre«er. Tete Husband. CarolSims. Sherrill Porterfield. and Rebecca Johns led an art making activity 250 visitors created their ov n «orks ofart at the Museum's booth

• April 18. 2013 - Film Screening Bless Me, Ultimo 297 visitors attended the film screening of Bless Me, Ultimoat the Lutcher Theater Based on the novel of the same title bv Rudolfo AnaN a. this film is set in Ne« Mexicoduring World War II The storv is centered on the relationship bet\\ een a ten-s ear old bov and an elderlv medicine«oman NN ho helps him contend «ith the battle bet\\een good and evil This screening NN as part of Southeast TexasBig Read program and NN as provided free to the public

• MaN 8. 2013 - Orange Visitor Center. Docents Lois Ferrell and Charlotte Foreman distributed information aboutthe Stark Museum of Art and STARK Cultural Venues

• MaN 10. 2013 - Rogers Visitor Center. Beaumont. TX Docents Manl\n Sanford and Sherrill Porterfielddistributed information about the Stark Museum of Art and STARK Cultural Venues

• Jul\ 24. 2013 - Orange Public Librar\ Summer Program. Orange. TX Docents Arlene Turkel. Tasha Bre«er.Tete Husband. Stac\ Russell. and Carol Sims led a story time and an art making activit\ for 60 children at theOrange Public Librar\ Summer Program Docents read Museum b\ Susan Verde and led children in creating theirov n three-dimensional pop up art galleries

• October 18-19. 2013 - Orange Counts Junior Art Sho« at the Orange Count\ Livestock Sho« Museum EducatorJennifer Restauri. created the guidelines. entrv forms. and promotional flvers for the 2013 Orange Counts JuniorArt Sho«. and docents Linda Womack. Sherrill Porterfield. and Arlene Turkel judged over 100 entries from area




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students The Museum provided t« o gift baskets for the Elementar\ and Middle/High School Grand ChampionsJennifer Restaun announced the inners and presented a« ards before the Livestock Auction on SaturdaN.October 19. 2013

• November 9. 2013 - Autumn Fair. Orange. TX Museum Educators Jennifer Restaun and Hannah Fuller. Art &History Director Tnna Nelson Thomas. and docents Judv TaN nor. Carol Sims. Slurlev Marshall. Pat Summers.Arlene Turkel. and Linda Womack led over 600 visitors in a fall leaf sun-catcher art activit\ during Shangn LaBotanical Garden and Nature Center's annual Autumn Fair Visitors also had the opportunity to vie« areproduction of Fremont F Ellis' Fall Aspens

• December 20. 2013 - Little Cvpress-Maunceville High School Life Schools Class Museum Educator JenniferRestaun provided a pre-visit art lesson to the Life Skills class of 11 students at Little Cvpress-Mauriceville HighSchool in anticipation of their visit on Januar\ 8. 2014

Collections Management :

Museum and House

In 2013 over 3.550 object records NN ere fulls updated in the collections database The Museum S\ stem (TMS) Scanning ofauxiliar\ file. such as acquisition and conservation files continues The files have been attached to appropriate records inTMS Over 4.400 images and documents of supplemental information ere attached to records in TMS There arecurrentl\ over 19.400 digital images attached to records in TMS for the Museum objects The Museum and Housecontinued quarterly inventors spot checks

Stark Museum of Art Li

n Added ne« titles 110 to the librar\ / 214 ne« records in the catalog

n Licensed database 1 ne« database. rene« ed 3 others

n Ans«ered reference questions 4 from non-staff

n Interlibrary loans 7

n Cops right requests 4

n Items checked out 257 total loans. does not included titles used in the librar\

n Assisted visitors 12 researchers in librar\. all ere part-time staff members

n Professional Memberships 17

n Subscriptions 28

n Updated existing bibliographies

In the spring. the librar\ catalog as moved from the local server to a hosted «eb site. or the "cloud." making thedatabase accessible via the Internet At present. the link is not publicalk available on the Stark Museum «ebsite All Art& History staff members have been trained on using the ne« interface to locate library resources

Reference books ere brought to the librar\ from the offices at The W H Stark House. cataloged. and entered into thedatabase for access b-\ all staff




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The staff at the Archive has been trained in entering bibliographic data into the librar\ catalog Museum LibrarianJenniffer Hudson Connors began «orking «ith archive staff on creating original catalog records for Stark Family Biblesand other scarce or unique publications The staff is careful to note in the records an-\ specific connections to Stark Familymembers. and unique local subject headings to facilitate specialized research

The special exhibition Tales & Travels presented an opportunit\ for detailed research into the provenance of theMuseum's illuminated manuscripts Research led to communication « ith a famik member of the previous ov ner (c1548) of one of the manuscripts As part of the educational offerings related to Tales & Travels, Hudson Connorspresented a spotlight on illuminated manuscripts to a local Girl Scout Troop. in support of their Librar\ Badgerequirements

The librar\ shelves in the general collection ere nearing capacit\ With the registrar. additional rare books ere movedto the vault Videos and special collections ere moved to the other side of the librar\. «here the rare books had been.thus making room on the shelves for more general reference titles Guide staff from The W H Stark House. assisted in re-arranging the entire general reference collection so that there is room for continued growth over the next several -\ earsWith the arrival of the ne« curator. Jeff Harris. for The W H Stark House. interest in researching the family's activitiesand the house itself has increased Together Hudson Connors and Hams developed research protocols. strategies forspecific questions. and logs for documenting results The House staff has been introduced to on-line and in libraryresources to pursue these questions

Archive

The follo« ing highlight the accomplishments of the Archive Department under the direction of the Foundation'sArchivist. Dick Dickerson

• An outline of subject matter contained in the archival material of the Foundation «as developed This outline isinforming on-going drafts of a Statement of Purpose for the Stark Foundation Archive

• A data base NN as created of serial holdings for -\ earbooks. crth directories. Las Sabinas, etc

• Documented materials donated to the Archive b-\ individuals

• A summer archival assistant processed ne« spapers b-\ sorting NN hole issues and sections beginning «tth the 1880sto the current decade These NN ere also placed in M-\ lar sleeves

• The summer assistant sorted. b-\ subject. the personal papers of John T Stark and other family members from midto late 19`h centur\

• Archive staff rough-sorted most of the family photos b-\ person Mans photos NN ere placed in M-\ lar envelopes andlabeled «tth non-photo blue pencil and boxed

• Additional ne« spaper clippings NN ere laminated and sorted b-\ subject

• Other Stark and Lutcher family papers NN ere sorted b-\ person

• Papers of John T Stark NN ere placed in archival M-\ lar folders

• Cataloging of books began in earnest




Collections Rights and Reproductions

In addition to media requests. the museum approved 27 requests to use 75 images from the Stark Museum of Artcollection These images ill contribute to 3 books. 1 exhibition. 2 catalogues. 1 publications. 2 reference. 1 calendar. 1pamphlet. 1 textbook. 2 signage. and 2 research projects Mans of these requests ere for educational purposes. such asteaching and research. and associated fees ere «aived Requests for commercial applications ere invoiced for$1.91000


The Stark Museum of Art is located at 712 Green Avenue. Orange. Texas 77630 Hours of operation are TuesdaN throughSaturdaN. 9 a in -5 p in The Museum is closed on mayor holidaNs

Guided tours for students and adults and studio art experiences are available «tth pre-registration

Stark Museum of Art Contact Information :

The phone number is (409) 886-2787 The fax number is (409) 883-6361The mailing address is P O Box 909. Orange TX 77631-0909The website is ««« starkmuseum orgThe email address is info 6i starkmuseum org

THE W.H. STARK HOUSE - Line 2Operating Expenses -Capital Expenditures -

Total Program Expenditures

$1.104.279233.792

$ 1.338.071




Employees : 5 Full-time. 18 Part-time

The W H Stark House ("WHSH") is the 1894 Victorian home of Minam and William H Stark that has been restored tothe 1920s time period It contains more than 11.000 decorative objects and artifacts. original to the family. «hich areexhibited in 15 room settings in this historic house and in the Carnage House exhibition spaces In 1976. The W H StarkHouse NN as designated as a Recorded Texas Historical Landmark and NN as also entered in the National Register of HistoricPlaces

Carriage House of the W.H. Stark House :

Admission to the Carnage House. «here the Stark House tour begins. is free The first floor of the Carnage Housecontains. among other familN items. a 1908 Hupmobile in pristine condition On the second floor. visitors ill find anextensive collection of "American Brilliant Cut Glass" from the period 1880-1915 Other items include a collection ofelaborateIN carved ivor\ from the Orient and manN decorative objects o«ned bN the W H Stark fanulN from the 1800's tothe earls 1900's

The W.H. Stark House Hi2hli2hts of 2013 :

Attendance :

During 2013. there ere 3.310 paid admission visitors The guiding staff presented group tours to church. civic and senioradult groups Under the educational "no charge" admission program. students from area high schools and colleges alsotoured the Stark House In addition. tours NN ere held for various out of to« n groups

Programs and Exhibitions:

Director ' s Favorites at the Carnage HouseJanuar\ 7 - April 22. 2013This exhibit sho«cased retiring Stark House Managing Director Pats-\ Herrington's favorite decorative art objects fromThe W H Stark House collections

Valentine ' s Day Seasonal SettingJanuar\ 29. 2013 - Februarn 16. 2013The W H Stark House featured a special exhibit in honor of Valentine's DaNthe opportunity to discover ho« Valentine's DaN might have been celebrated bvMinam and W H Stark in a ne« «a\

The exhibit as aimed at giving visitorsan earls 20th centur\ couple and to see




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Easter 2013 Seasonal SettingMarch 04. 2013 - April 06. 2013Highlighted in the Master Bedroom on the Second Floor as a never before exhibited dress. shoes and other accessoriesMinam Lutcher Stark might have «orn for Easter SundaN. as NN ell as W H Stark's coat and boater hat Visitors NN ereinvited to take part in an Easter egg hunt to see if they could discover all of the special silver Easter eggs hiddenthroughout the collections in the Stark House and adjoining Carriage House WHSH Tour Inter-actives ere introducedduring the Easter seasonal setting in March 2013 Visitors had a chance to complete an Easter egg scavenger hunt «hilelearning the lustorn of egg dh ing

Texas Association of Museum's Conference

April 3. 2013 approximately 220 visitors came to a special evening event at The W H Stark House as part of the TexasAssociation of Museum 's conference




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Celebrating Mothers at the Carriage HouseApril 23. 2013 - JulN 10. 2013Exhibit NN as displaNed in conjunction «ith the 3rd Annual Mother-Daughter Tea. held on MaN 11.2013 in The W H Stark House Carriage House It highlighted the relationship bet\\een MinamLutcher Stark and her mother. Frances Ann Lutcher

Tales and Travels : A Family Scrapbook at the Carriage HouseJuly U. 2013 - SaturdaN . Januarv 11. 2014This exhibition as created as a companion to the Tales and Travels exhibition at Stark Museum of Art during the sametime period It featured items from the House Collections and Archive Collections

WHSH Famil\ Inter-actives ere introduced to the Carriage House in 2013 as part of the exhibition Tales and TravelsThese educational inter-actives are designed to promote hands -on learning and support temporari exhibitions andpermanent collections Inter-actives included a making station and an educational reading area that as developed basedon books o« ned bv the W H Stark family. in the permanent collection

Orchids for AmericaSeptember 24. 2013 - October 26. 2013Orchids _for America as a coordinating exhibition celebrating the 5th Annual Orchid Festival«ith Shangri La Gardens and the Stark Museum of Art and featured objects related to FrancesAnn Lutcher's and Minam Lutcher Stark's home-front service in World War I

Thanksgiving Seasonal SettingOctober 29. 2013 -November 30. 2013The W H Stark House celebrated Thanksgiving «ith a special mini-exhibit in the Stark House Dining Room. included inthe regular tour. to give visitors the chance to see ho« W H and Minam Stark «ould have celebrated the holida< «ith




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their familN The table as set for a feast for eight and included objects from our collection not on displaN at anN othertime of the s ear

Christmas Tales Seasonal SettingDecember 03. 2013 - Januar\ 04. 2014In coordination «ith the Tales and Travels exhibition. the Christmas 2013 installation highlightedthe mans classic Christmas tales in The W H Stark House collection

Christmas Open House

December 14. 2013. The W H Stark House hosted a daN of reduced admittance fee «ith the donation of a canned goodfor visitors ages 10 and up. in addition. visitors of all ages had the opportunity to hear readings of The Night BeforeChristmas and complete a related activit\

o 23 visitors took a Guided tour

o 10 additional visitors participated in failuk activities tours

Family Day s

The Stark House began participating in Famil DaN s in Julv 2013 and continued in October 2013 The 2013 Familv DaNactivities supplemented the joint exhibition Tales and Travels In addition. to hands on activities. visitors of all ages NN ereinvited to take a free first-floor tour of The W H Stark House and hear tales related to the W H Stark fanuk and theHouse's histor\ The Stark House is t\ picall\ restricted to visitors ages 10 and older ho« ever. of the 419 visitors NN hoattended Famil\ Da\ programs at The W H Stark House. 150 of them NN ere under 10 s ears of age

Drop-in Art Activities

The Stark House introduced Drop-ins during 2013 Drop-ins are educational activities that supplement exhibitions.seasonal settings (Valentine's. Easter. Thanksgiving. Christmas. etc ). or W H Stark famik historv bv providing hands-onlearning opportunities These activities took place in the Carriage House and NN ere open to visitors of all ages

o February 12-16. 2013 Victorian Valentines inspired b\ love letters «ntten bet«een Miriam and W HStark Visitor numbers for these dates NN ere not recorded

o November 26. 27. 29 and 30. 2013 Drop-ins highlighting specific objects in the Stark House collectionApproximately 50 visitors participated

o December 26. 27. 28 and 31. 2013 Drop-ins highlighting specific objects in the Stark House collection17 visitors participated

Incoming Loans:

On long-term loan to The W H Stark House are three Branded Sinker Logs The\ are a loan from Dan Elder




Outreach Activities:

The W H Stark House hosted a booth at Art in the Park on March 16. 2013 ApproximatelN 300 people visited the booth.participated in a hands-on activitN. and received information about The W H Stark House Additionally. 195 visitorsparticipated in $2 first-floor tours at The W H Stark House

Collections Management :

Full-time Associate Registrar. Samantha Hoag. is responsible for maintaining and updating the WHSH collectionmanagement s,, stem of objects in the W H Stark House collections the TMS sN stem

QuarterlN "spot-checks" of the WHSH collections NN ere conducted throughout 2013


Both The W H Stark House and the associated Carriage House are located at 610 Main in historic do« nto« n Orange.Texas Hours of operation are TuesdaN through SaturdaN. 9 a in -5 p in Guided tours of the House are available for ages10 and up The last tour begins at 4 00 p in The facilities are closed on mayor holidaN s

Tour Information:

Reservations are requested bN calling (409) 883-0871 Ho«ever. small drop-in groups are «elcome

The W.H. Stark House Contact Information :The phone number is (409) 883-0871 The fax number is (409) 886-4697 The mailing address is P 0 Box 909.Orange TX 7763 1-0909The website is ««« «hstarkhouse orgThe email address is info 'i «hstarkhouse org

FRANCES ANN LUTCHER THEATER FOR THE PERFORMING ARTS - Line 3Operating Expenses -Capital Expenditures -

Total Program Expendituresr

4 #

$ 2.225.791$ 258.482$ 2.484.273




Employees 11 Full-time. 1 Part-time. 113 volunteers

The Frances Ann Lutcher Theater for the Performing Arts is a 1.450-seat performing arts facilitN o«ned bN the Nelda Cand H J Lutcher Stark Foundation and operated bN Lutcher Theater. Inc . a non-profit corporation It is the largestperforming arts series from Houston. Texas to Jacksonville. Florida «tth annual attendance of more than 30.000 adultsand children

The Stark Foundation pads all utilities. maintenance contracts. insurance. and other operating expenses related to thebuilding and grounds The Foundation also provides the administrative and operating personnel required for the Theater

Lutcher Theater. Inc selects and contracts the schedule of presentations for the Theater Programming is vaned andintended to reach all segments of area communities

The Theater rents the facilities throughout MaN and June for dance recitals undertaken bN several local dance studios This

gives mans local school children the opportunit\ to perform on a "professional stage" for relatives and fiends

MISSION STATEMENT

Lutcher Theater Inc. is committed to presenting, professional entertainment for the enlightenment and culturalgrowth ofpeople living in Southeast Texas and Southwest Louisiana and to better their quality of life andImoitwledge of the arts and humanities.

Lutcher Theater Highlights of 2013:Attendance

For the Near 2013. more than 55.276 admissions to 55 performances ere recorded at the Lutcher Theater The localeconomy benefited bN the touring companies renting out 834 hotel rooms In addition. visitors to the Lutcher Theaterrented hotel rooms. ate at local restaurants. and shopped at local businesses Approximately. 40% of Lutcher Theaterguests are from outside Orange Counts. including 20% «ho regularlN attend performances from out of state. specifically.Louisiana

Since opening to public audiences in 1980. approximatelN 836.392 have attendedperformances held at the Lutcher Theater During this period. almost 15 milliondollars have been raised through ticket sales and donations The local economNhas benefited immeasurablN from activities held at the Lutcher Theater

Programs and Activities :

For calendar sear 2013. t« ent\ -six performances ere presented to adultaudiences «ith attendance totaling 23.905 The Near began «ith Viatner's Worldand culminated in a Green Day 's American Idiot

The Roadrunner Series involves touring performing arts programs aimed at areaschool-age children It is the second largest children's performing arts serves in afour-state area Schools are assessed a nominal charge of $3 50 per student to thesho« s 11.865 students and teachers attended 10 separate performances in 2013




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The Lutcher Theater brought Tim Walsh's Laser Light sho« for the National BassMaster Tournament that NN as sponsored bN Stark Cultural Venues The parking lotof the Lutcher Theater NN as roped off for seating. concession booths brought in andover 5.000 people «atched a Laser sho« projected on the side of the theater andoverhead. accompanied bN music

Facility Rental :

In addition to the 2013 adult and children's fine arts programs. the Lutcher Theaterfacilit< as rented bN area dance schools for recitals. and bN colleges and highschools for commencement exercises. lectures. and communitN events Over14.506 individuals attended nineteen separate functions held at the LutcherTheater

The Lutcher Theater is located at 707 Main Ave . Orange. Texas 77630 Hours of operation are MondaN through FridaN.8 30 am - 4 30 p in The Theater is also open on sho« dates 90 minutes before scheduled sho« times The Theater isclosed on mayor holidaN s. «ith the exception of sho« datesLutcher Theater Contact Information

The phone number is (409) 886-5535 or 800 828-5535 The fax number is (409) 886-5537

The mailing address is P O Box 2310. Orange TX 77631-2310The website is ««« lutcher orgThe email address is boxoffice a lutcher org

SHANGRI LA BOTANICAL GARDENS AND NATURE CENTER - Line 4Operating Expenses - $5.445.461Capital Expenditures - $ 495.318

Total Program Expenditures $5.940.779





Employees 26 Full-time. 23 Part-time. 2 Interns. 170 active volunteers

Situated «ithin the city limits of Orange. Texas. Shangn La is a 250-acre nature reserve bequeathed bN Nelda C Stark tothe Stark Foundation H J Lutcher Stark began «ork on Shangn La in 1942 and the gardens first opened to the public in1946 In the late 1950's. the gardens ere heavil-N damaged b-N a hard freeze The area as closed to the public andmaintained on a yen limited scale. until it NN as reconstructed and reopened bN the Stark Foundation in 2008Shangn La is a unique ecos,, stem possessing not onl< «etlands. but a mixed deciduous forest. cN press tupelo sv amp. anda large lake that attracts ducks and migrator\ birds The formal Botanical Gardens contain more than 300 plant species infive formal "rooms" and in four sculpture "rooms" Adjacent to the Botanical Gardens is a bird blind «hich allo« s visitorsto observe nesting birds in Shangn La's heronr\ The Nature Center includes a hands-on exhibit called the NatureDiscovers Center. a laborator\. and three outdoor classrooms located deep in the cN press s« amp The Orientation Centerincludes an Exhibit Hall. Discovers Theater. Children's Garden. Exhibition Greenhouses. Cafe. and Garden Store

In 2009. The American Institute of Architects selected Shangn La as one of the "Top Ten Green Projects in the World "Shangn La Botanical Gardens and Nature Center ("SLG") is the first project in Texas and the 50th projectin the «orld toearn the U S Green Building Council's Platinum certification for LEED-NC. «hich venfies that the design andconstruction of Shangri La reached the highest green building and performance measures

As one of the most earth-fnendlv projects in the «orld. SLG offers a glimpse of ho« people can live in harmon< «ithnature The combination of gardens and nature at Shangn La presents a serene oasis to explore. discover. and learn

MISSION STATEMENT

Shangri La will ignite curioSlly, instill a sense Ofwonder, nurture creatn'lly, Spark excitement, encourage

exploration, inspire respect, expand knowledge and model stewardship in order to Mentor Children ofAll Agesto Be Kind to Their World.

Shangri La Highlights of 2013

Introduction

For Shangn La Botanical Gardens and Nature Center. 2013 as a sear of major changes Longtime Managing DirectorMichael Hoke retired For more than a decade. he plaNed a ke-\ role in guiding the development of SLG. building atalented team of staff. and establishing high qualit-\ environmental education and visitation programs In late MaN 2013.Rick Le« ando« ski. former Director of Mt Cuba Center in Greenville. Dela« are. joined the organization and assumed thedirectorship

During 2013 the Stark Foundation also implemented plans to realign membership. admissions. and programming underthe umbrella of the Stark Cultural Venues During this time. numerous operational changes occurred in order to integratefunctions This transition provided a strong focus for long-tern unified efforts among all of the Stark Cultural Venues

Through all of this change. though. SLG staff remained focused on continuing a« and-« inning educational programs andfirst-rate experiences for its members and guests SLG continued to serve schools throughout the region «tth the highestqualit\ curriculum-based education programs. «elcomed visitors to Shangri La's gardens and natural areas on a dailybasis. attracted thousands of guests to our annual events. conducted robust outreach efforts to schools and the communitN.and much more SLG's team of staff and volunteers endeavored to continue the growth and development of SLG as a




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premier destination for learning and enjoNment. bN reinforcing SLG's mission to Mentor Children of All Ages to Be Kindto Their World

Visitation Hi2hli2hts

OverviewIn 2013 visitation remained strong despite continued uncertaint\ in theeconom-N. variable «eather conditions. and implementation of the ne« StarkCultural Venues membership program Additionally. 2013 as the first full -Nearthat SLG NN as closed on SundaN s in order to align «ith hours of the other StarkCultural Venues B-N the close of 2013. «ith a total of 41.773 visitors.attendance at SLG NN as comparable to 2012. NN hen excluding Sunda-N s

Members-Only PreviewsDuring 2013 SLG served as the venue for several Members-OnIN Previe« s in

support of the ne« Stark Cultural Venues membership program These previe« s

not onIN allo«ed members a special chance to glimpse events before the general

public. theN offered staff the opportunit\ to thank members for their continued

support

Members-OnIN Previe« s in 2013 included ButterflN Release (110 attendees). Corpse Flo« er Previe« (145 attendees).Orchid Festival Previe« Breakfast (25 attendees). Scarecro« Festival Previe« (252 attendees). and Christmas StrollPrevie« (236 attendees)

Visitation

7(11 Vicitotinn (lvPr^ripw

Member 4.902

Member Garden/Outpost 3.225

Members-OnIN Previe« s 768

Garden OnIN 12.504

Outpost OnIN 711

Complimentary Entr\ 884

School Groups 11.372

Tour Groups 1.130

Evening Events 6.277

Total Attendance 41,773

2013 Visitation by Month

70005931

6000 537 0 5206 52184810

5000 4288

4000 3279

30002047 2048

2000 1272 1191 1 1131000 r h u h_^S .61

The Garden Club of America Zone Conservation Commendation

SLG NN as honored b\ The Garden Club of America on April 5. 2013 at an a«ards ceremon\ in T\ler. Texas Director ofHorticulture Joseph Johnson accepted the Zone Conservation Commendation on behalf of the Stark Foundation «hich




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stated. In recognition of extraordmar\ achievement. dedicated service. and commitment to responsible ste«ardship ofour environment in the restoration of Shangn La Botanical Gardens and Nature Center " The Zone IX. Magnolia GardenClub in Beaumont. Texas nominated SLG for the a« and as one of the most earth-fnendl-\ projects in the «orld

Volunteer Program Hi2hli2hts

The Volunteer Program is at the heart of SLG's successful programming and publicengagement While staff developed a «ide arraN of programs. in man-\ cases SLG'sdedicated volunteers brought the programs to life for man-\ visitors The volunteers'genuine commitment allo«ed SLG to continue exploring ne« horizons during 2013

The Volunteer Program also «ent through changes in 2013 Volunteer Coordinator.Holl-\ Hanson. left to pursue nev, career opportunities During the interim.Administrative Assistant Mars Ann Smith graciousl-\ accepted the role of InterimVolunteer Coordinator to ensure ste«ardship and continued oversight of SLG's

invaluable team of volunteers Follo« ing an extensive nation\\ ide search. former intern Katie Krantz «as hired as theVolunteer Coordinator. assuming her role in September. 2013

1%1% 1% 1%1% 1%

72 OZO

2%2

.°

n Volunteer Services

n Garden greeter

n Bayou Guide (Boat Driv(--r)

n Bird Blind

n Training

During 2013. 151 active volunteers contributed acombined total of 12.441 hours to support SLG'sdailv operations and events Volunteers served inmore than 20 positions from Garden Greeters.Theater Attendants. and BaN ou Guides toGreenhouse and Garden Assistants. SpecialProjects Volunteers. and Outreach EducatorsVolunteer positions and percentage of total hourscommitted are sho« n in the pie chart

The collective volunteer efforts not onlv contributed the equivalent of six Rill-time positions. but also provided thekno« ledgeable and dedicated support essential for maintaining a first class visitor experience at SLG

Major Event Hi2hli2hts

Earth Week, Eco-Fest and Butterfly ReleaseCoinciding «ith Earth DaN and Arbor Da-\. SLG once again sponsored a «eek of specialevents that highlighted sustainabilit-\ and natural historv

The theme for the 2013 Earth Week NN as "Making Orange Green " On April 16. 17. and18 SLG offered evening programs On April 19. SLG held its first Member's Onl-\Butterfl-\ Release On April 20 SLG held a public Butterfl-\ Release in the morning and




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then transformed the gardens into a familN fun celebration of Eco-Fest During the course of the «eek. Shangn La served2.003 guests

For Eco-Fest and the ButterflN Releases. Shangn La hosted 19 local/regional organizations and businesses as exhibitorsThe exhibitors staffed booths and brought educational displaN s focusing on environmentallN fnendlN products Mansbrought givea« aN s for adults and children. some exhibitors also sold products Businesses and organizations exhibitingincluded David Self Ford. Granger Chevrolet. Southeast Texas Hike & Bike Coalition. Texas Coalition for theEnvironment. DB Metal Art. and several others Even the Shangri La Horticulture Department provided a booth to shareinformation about organic practices used throughout the gardens During the daN. SLG also announced the inners of itsannual Art Contest and hosted a Windmill Challenge for local 5th grade students

Surprise Corpse Flower EventMuch to the surprise of Shangri La staff. in earls June. "Lenore". SLG's Corpse Flo«er (Amorphophallus tztanzim)unexpectedlN flo«ered after onlN two Nears at SLG. an unprecedented feat in the botanical garden «orld What made thisevent so unusual NN as that. in addition to the fact that the Corpse Flo«er produces the largest and most malodorous flo«ersin the «orld. it tN picallN gro« s ten or more N ears in cultivation before flo« enng for the first time

With onlN t«o «eeks' notice. SLG and Foundation Marketing staff«orked closelN together to plan and implement a three-daN event as «ellas a marketing strateg\ to promote "Lenore" to the public

In addition to the Members-OnlN Previe«. nearlN 1.500 people came tosee this bizarre and stinks flo« er during the short time it as in bloomThousands of photographs ere taken and visitors learned first-handabout the value and importance of conservation and plant diversity

Orchid FestivalIn 2013 the Orchid Festival sho« cases Shangn La's historical orchid collection as NN ellas commerciallN available orchids The festival provides a number of opportunitiesthroughout the «eeklong event to learn more about this fascinating plant group notonlN at Shangri La. but at other Stark Cultural Venues as NN ell

This Near Shangri La celebrated the 5th Annual Orchid Festival The event featureddailN tours of the Exhibition Greenhouses. t«o SaturdaN Adventure Series for familiesled bN the Environmental Education Interns. t«o popular Orchid RepottingWorkshops. and a lecture/demonstration bN reno«ned floral designer Jim Johnson




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In addition . mini-exhibits NN ere presented bN the Stark Museum of Art and The W H Stark House The Museum's exhibitNN as entitled Floral Natives North American Orchids. «hile The W H Stark House exhibit sho«cased Orchids forAmerica Both of these mini-exhibits offered a «indo« into the Stark fanulN 's fascination «ith orchids

Despite the late summer «eather. 636 people attended the Orchid Festival throughout the «eek In addition. the OrchidRepotting Workshops ere sold out Sales of orchids. orchid-related supplies. and books at the Leaves Bookstore erealso brisk throughout the «eek as event-attendees sought to broaden their ne«-found orchid skills

Scarecrow Festival and Autumn FairScarecro« Festival is among the most popular annual events at SLG Civicorganizations. clubs. schools. churches. and families. as «ell as. small and largebusinesses. submit entries to displaN a scarecro« based upon guidelines thatencourage an earth-friendlN recN cling theme Throughout the festival. visitors ereencouraged to vote for their favorite scarecro« Winners ere announced in severalcategories during the Autumn Fair. the culminating event of the month-longScarecro« Festival

The 2013 Scarecro« Festival as a great success In addition to the 65 scarecro«entries from the communitN. each of the Stark Cultural Venues contributed ascarecro« exhibit in the Frog Pond area For the first time this ,ear. Shangn La alsoconducted a month-long Guess the Pumpkin Weight Contest «tth a prize for theNN inner of four tickets to The Gnnch Who Stole Christmas" generouslN provided bN

the Lutcher Theater

Almost 8.000 people visited SLG during the Scarecro« Festival Over900 people guessed the eight of the Shangn La giant pumpkin. theinner from Louisiana came closest bN guessing the eight of the

pumpkin to «tthin one ounce of the actual eight of 114 pounds and 15ounces)

As the closing event of the month-long Scarecro« Festival. the 2013Autumn Fair as focused on celebrating autumn and the harvest season«ith a «ide vanetN of famil -oriented activities The 2013 Autumn Fairas offered free to the public and dre« a record cro«d of 1.874 visitors

for the daN long event

Autumn Fair activities included haN rides. live bat programs. live o« 1 programs. Outpost Tours. face painting. variousgames. a fire engine displa< «tth personnel from the Orange Fire Department. a cooking in the garden program tocelebrate the harvest. and decorate-a-pumpkin activity Additional lNIN. Membership staff NN as on hand to sho« case all of theStark Cultural Venues

Christmas StrollsThe 2013 Christmas Strolls ere more beautiful than ever « ith several ne« lightedfeatures intended to continue the Stark Foundation ' s commitment to enhancing theholidaN experience for guests Ne« in 2013 NN ere colored light NN ashes adorning severalLive Oaks on the Great La«n and a large animated Santa's Sleigh and Reindeer displaN




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near the Pond of the Blue Moon Additionally. the outdoor NativitN Scene at the Frog Pond NN as attractivelN highlightedbN a breathtaking ne« c\ press stable-like frame« ork fabricated bN the Foundation's talented Building Services staff

The most exciting addition to the Christmas Stroll displaN s. though. NN as thereturn of Lutcher Stark's lighted "Season's Greetings" sign to the garden forthe first time in more than 50 Nears It NN as located prommentlN on the GreatLa«n area for all visitors to en)oN

Of course. «bat Christmas Stroll could happen «ithout Shangn La's annualCommunitN Decorate-a-Tree Event's Thim -five individuals. groups. andbusinesses decorated trees for the event Again. for the 2013 Christmas

donated 30 cut Douglas-fir trees to support the event

Christmas Strolls for 2013 attracted 4.030 visitors Unfortunately. «eather as a factor this Near. «ith one ChristmasStroll being cancelled due to heavN rain and two others negativelN impacted bN poor «eather conditions Additionally.attendance during "Dreaming of a Green Christmas" NN as do«n «ith onlN 163 attendees Even so. 4.446 pounds of non-perishable food donations and $2.227 01 in cash NN ere collected for local charities

2013 Education Programs: A Continuing Commitment to Excellence

Each s ear the Education team plans and implements a «ide arraN of programs to support the mission of SLG In 2013.across all Education programs. a grand total of 25.545 students. teachers. and chaperones ere served. 11.791 students.teachers. and chaperones at SLG and 13.754 students. teachers and chaperones during off-site Outreach Programs

Y ^ Programs included Naturalist-Guided Field Trips. Self-Guided Explorer Tours.EcoRangers Summer Camps. S 0 A R. SaturdaN Adventure Series. WildWednesdaN s. Up Close «ith Nature. JASON Project. STARLAB. Maxine TheBarred O« 1. CommunitN Trash-Off. and several others

Shangn La and the Stark Museum of Art also partnered to develop and offer a sharednaturalist-guided field trip during 2013 as part of the School Group Field Tripcurriculum The program as inspired bN the Tales and Travels exhibit held at theMuseum during 2013 and as called "Tales and Travels Nature Journaling" Thisprogram as ver\ successful. served 892 students in grades 4 through 8 along «tth103 teachers and chaperones

Clearly. collaboration is alive and ell among the Stark Cultural Venues Shangn Lastaff is deepl\ grateful for opportunities to «ork «ith colleagues at the Stark Museum

of Art and the Lutcher Theater again during 2013 on Self-Guided Explorer Tours. EcoRangers Summer Camps. S 0 A R.and school programs

Follo« ing are the descriptions of man-\ Education programs conducted b-\ staff during 2013


Strolls. Kroger generousl\



Overview of School Group Field Trips

Each Near. thousands of children from pre-school through 81h grade participate in curriculum-based nature educationprograms utilizing Shangri La as their learning laboratory Naturalist-Guided School Group Field Trips provide hands-onprograms conducted b\ Shangn La staff. «hile the Self-Guided Explorer Tour program utilizes self-guided lesson plansdesigned to allo« teachers to conduct programs for their students

Naturalist -Guided School Group Field TripsNaturalist-Guided School Group Field Trips are a top priont\ for SLG's Education team The curriculum. designed b\SLG Education staff each school \ ear. consists of a series of lessons aligned to the Texas Essential Kno« ledge and Skills(TEKS) state standards In 2013 Shangri La's educators taught a record 7.148 students and 886 teachers. and chaperones.the highest number of students served since the program began in 2008

served

The 2013-2014 school sear lessons included Here We Gro« (pre-K). HabitatHop (grades K. 1. and 2). What's the Weather9 (grades K. 1. 2. and 3). Birds.Birds. Birds (grades 2. 3. and 4). Soil Get the Scoop (grades 3. and 4). SquidDissection (grades 4 through 8). Scat Skins and Skulls (grades 4. 5. and 6).Beneficial Bugs (grades 4. 5. and 6). Winter Ecology (grades 2 through 8).Tales and Travels Nature Journaling (grades 4 through 8). and WatershedBasics (grades 6. 7. and 8)

Qualit\ of programs is crucial for continued success Staff strives to obtainfeedback from teachers to ensure that «e maintain appropriate standardsDuring 2013. through evaluations completed b\ teachers «hose students ere

SLG programs and educators averaged 9 72 on a scale of 1 (lo«est) to 10 (highest)

Self-Guided Explorer ToursThe Self-Guided Explorer Tours provide an independent course of studs for teachers and their students In order to ensurethe continued quality of self-guided programs. though. SLG Education staff conducted four «orkshops during 2013."certif ing" 30 teachers to lead the Self-Guided Explorer Tours At present. a total of 176 teachers are certified to conductExplorer Tours

Teachers NN ere given free admission to SLG prior to their scheduled field trip in order to plan for their programs WhileExplorer Tours are generally for garden experiences. Outpost Tours NN ere arranged «henever possible to enrich students'experiences

During 2013 Self-Guided Explorer Tours served a total of 2.654 students from42 different schools and 7 counties in Texas and Louisiana These schoolsscheduled a total of 65 Explorer Tours. 23 of «hich included visits to otherStark Cultural Venues (22 to the Stark Museum of Art and 1 to the W H StarkHouse)

Groups visited SLG from as far a« aN as College Station. Texas and LafaN ette.Louisiana to utilize the Self-Guided Explorer Tour While pnmaril-\ a tool for\ounger ages. this program NN as adapted and even used b-\ universit-\ educatorsOther groups taking advantage of Self-Guided Explorer Tours included




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homeschool groups. art classes. environmental clubs. life skills classes. teachers-in-training. science clubs. andhorticulture classes

Public Programs

In addition to curriculum-based school programs targeting pre-school through 8`h grade. the Education team conducted anumber of formal and informal learning activities at SLG throughout the Near Classes. «orkshops. camps. and informalsessions served a «ide audience from \oung children to adults These programs ere mission-based and the Educationteam endeavored to maximize the opportunity to inspire and motivate all «ho attended to become more informed aboutthe environment Almost 1.000 children and adults ere served

EcoRangers Summer Camps

Once again in 2013. EcoRangers Summer Camps ere conducted at Shangri Laand the Stark Museum of Art These summer camps NN ere designed for students totake part in hands-on educational experiences highlighting the various naturalhistor\ and art resources at Shangn La and the Stark Museum of Art

Sri. one-« eek EcoRangers Summer Camps served children entering grades 3through 9 Themes included Flocks of Feathered Friends. Got Water. NaturePaparazzi. Plants in Perspective. Treeolog^. and What is Your Element's Four ofthe programs ere held at SLG. «bile t«o (Flocks of Feathered Friends andPlants in Perspective) NN ere presented in partnership «rth the Stark Museum of Artand conducted at the Museum.

EcoRangers Summer Camps served 87 students during 2013 from 3"1 - 9th grade

S.O.A.R.Save Our American Raptors (S 0 A R). Inc is an organization founded b\ DorisMager and intended to highlight the importance of American raptors Ms Magertravels throughout the United States. visiting hundreds of schools. universities. andnature centers to offer lectures and demonstrations «tth live raptors Thesedv namic presentations include biological and ecological information about 4different raptors Ms Mager has been honored «ith numerous a«ards for her «ork

Once again in 2013. SLG collaborated «tth the Lutcher Theater to bring theS 0 A R program to students of Southeast Texas. hosting a student program for264 students from pre-school through 5th grade Students came from six schools inOrange and Jefferson Counties as «ell as a homeschool group from Sulphur.Louisiana

In addition. two programs for the general public NN ere offered in SLG's DiscoversTheater A total of 162 people attended the programs at SLG




Saturday Adventure Series, Wild Wednesdays, and Up Close with Nature

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In order to enrich the visitor experience. Shangn La continued to offer a «iderange of drop-in and reservation-based programs in 2013 Presentations ereoffered during peak visitation periods from March through November ThreeregularlN occurring programs included the SaturdaN Adventures Series designedand conducted bN Shangri La Environmental Education Interns. WildWednesdaN s designed and conducted bN Shangri La Summer Scholar collegestudents. and Up Close «rth Nature featuring our Wildlife Curator

During 2013 Shangn La served approximatelN 460 children and adults in 39programs The informal learning activities often provided unexpected momentsfor visitors Staff engaged visitors in ftm. interactive. and informative programsthat ranged from beneficial insects. frogs. and orchids to butterflN gardening. scat.and insect communication

Discovery and Exploration Lecture Series

In collaboration «ith the Tales and Travels exhibition at the Stark Museum of Art.Shangri La presented a three-lecture mini-serves in the autumn focused on the themeof discovers and travel as it relates to the natural «orld The series included lecturesb-\ Brian Ellis portraying "Dar« in". Dr David Creech speaking about travels inChina. and Rick Le\\ando«ski celebrating the diversit-\ of native plants The seriesattracted about 100 enthusiastic attendees

Outreach Programs

Outreach platys an important role in connecting and engaging staff «ith the communitv. allo« ing Shangn La to morebroadl\ share our earth-fnendl\ mission The impacts of programs be\ond Shangri La's borders can be profound «henprofessional staff share their expertise. address the needs of the community. and serve as Stark Foundation ambassadors

During 2013. Outreach Programs at SLG served children and adults at schools. churches. clubs. conferences. and«orkshops throughout Southeast Texas and be-\ and

The JASON ProjectThe JASON Project is a nonprofit subsidiar\ of the National Geographic Societ\ This nation\\ide program connectsoung students «tth great explorers and great events in an effort to inspire and motivate the students to learn science We




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incorporate the JASON Project into programming each Near in t« o «aN s. professional development for teachers at SLGand a multi-daN program for students at Lamar UniversitN in Beaumont

In 2013. the professional development «orkshop for teachers NN as presentedto 33 local teachers in SLG's Nature Discovers Lab Teachers engaged inhands-on activities that demonstrated different aspects of coastalecos-\ stems

The student portion of the program at Lamar Universitv involved six daN s ofPAL pnmanlh hands-on activities Amanda Noble. the 2012-2013 Environmental

Education Intern. developed an interactive session that allo«ed small student

tudents. about half of «hom NN ere econonucall^ at-nskstuds the role of dunes in coastal ecos\ stems Through the JASON Project. Shangn La served

STARLABSTARLAB is a portable planetarium that seats up to 28 students and is anotherversatile tool used b\ Shangn La for teaching science programs focused onconstellations. planets. moon phases. geology. geography. and cell biologyShangri La is the onlv sponsor of this unique resource for teachers andstudents in the Golden Triangle area

During 2013 Shangn La staff held t\No teacher «orkshops during «hich 12teachers ere certified to use the STARLAB STARLAB as reserved b,\ 12schools as far a«a\ as Lufkin. Kountze. and Hamshire-Fannett It as alsoutilized in one Saturda-\ Adventure Series and contributed to a Farnik DaN at

A total of 3.426 children broadened their universe through the STARLAB experience

Our resident Barred O« 1. Maxine. is a highly popular Shangri La representative foro« is and. indeed. all «ildlife Since 2008. Maxine has conducted countless outreachprograms focused on the biology and ecology of o« is

In 2013 Maxine visited a total of 117 classrooms throughout Orange. Jefferson. WestHardin counties. and Calcasieu Parish She also appeared at t«o school science nights.five summer camps. and a summer librar\ reading program

Maxine taught and a« ed 2.351 students during ONNI Puke programs Here at ShangriLa. she delighted nearly 500 visitors «hile staff and/or volunteers «alked - «rthMaxine on the glove - around Shangn La

Kroger generousl\ sponsored the Maxine Outreach Program during 2013


groups to explore andapproximately 5.000 s

the Stark Museum of Art

Maxine, the Barred Owl



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Windmill ChallengeThe Education Department presented a hands-on clean energ\ program to approximateIN 185 students at Central MiddleSchool in Nederland During this program. students created their ov n blade design for a «indmill Teams challenged eachother to determine NN hose design created the most electncitN

Community Trash-OffFor the past 18 -\ears the first SaturdaN in Februar\ has been designatedfor the Communit\ Trash-Off Again in 2013. this event dre« a broadrange of people from throughout the communit\ to spruce up the streetsof Orange. West Orange . and Pinehurst

In 2013 more than 220 people in 54 teams picked up trash In addition._ = y - -- four boat teams gathered trash on Adams BaN ou As usual. local

businesses ere amazingl\ generous. donating gloves. trash bags. prizes.and food to support the Trash-Off

BoothsDuring 2013 staff provided informational booths at a number of events in the area The Education Department set uphands-on interactive booths for students at Art in the Park and at West Orange-Stark elementar\ School for their ScienceNight and STARRY Night About 900 students and children NN ere served The Education team also staffed a promotionalbooth at the Region i Literac-\ and Librar\ Expo here information as distributed to about 200 teachers Additionally.«orking collaborativel< «tth the Stark Museum of Art and the W H Stark House. Shangn La provided a promotionalbooth during the Texas Safet\ DaN at the Texas Visitor's Center on Interstate 10 at Exit 880 Information as distributedto about 150 travelers

Lectures, Demonstrations and Workshops

Staff NN as tapped on several occasions to share information about Shangn La andtheir professional expertise These opportunities broadened the visibilit-\ of theStark Foundation and highlighted the skills of Shangri La's staff During 2013Jennifer Buckner. Chen 1 Farmer. Joseph Johnson. Noelle Jordan. and RickLe« ando« ski gave 21 presentations to more than 1.200 people Topics includedpropagation. beneficial bugs. organic gardening. landscaping «tth edibles.orchids. developing hands-on education programs. and several more

In addition to general visitation. mayor events. and education programs. Shangri La offered a number of special events.programs. and periodic «orkshops during 2013 Shangn La's goal as to promote Shangn La b-\ conducting teachertraining. building communit-\ connections. and broadening learning opportunities for members and visitors


Other Hi2hli2hts



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Easter Sunrise ServiceOn Easter morning Pastor Eddie Lee Smith of Ne« Beginnings Church Outreach Ministr\ of Orange led the sunriseservice «hile the Ne« Beginnings Choir provided music There ere 146 attendees for the Easter Sunrise ServiceAttendees also enjo-\ ed a stroll through the gardens follo«ing the service

Memorial Day CeremonyThe Memorial Dav Ceremon< as led bv Joseph Johnson Approximately 193 people attended the event Shangn Lavolunteer and U S Nav\ Veteran Charlie Rothrock gave a moving message SLG staff member and U S Nav\ VeteranEric Arceneaux sang the National Anthem and America the Beautzfi,l Follo« mg a moment of silence. Will Poppe platy edTAPS

Fourth of July ConcertA small but enthusiastic cro«d of 154 visitors attended the Fourth of July Concert The Orange Communit-\ Band platyeda vanet\ of patriotic songs In addition. lemonade and «atermelon NN as served for all visitors to enjo-\

Teacher WorkshopsAs opportunities arose during the \ ear. our education team offered «orkshops to teachers throughout the region focusedon improving science instruction. reinforcing pedagogy appropriate to teaching outdoors. and introducing teachers to thefield trip and outreach programs offered at/b\ SLG

During 2013. Shangn La offered 8 teacher «orkshops. including one for Region i and one for Lamar Universit-\ inBeaumont These «orkshops served a total of 77 teachers and enriched learning for thousands of students throughenhanced teacher skills

Texas Association of Museums ReceptionOn April 3"1 the Stark Cultural Venues ere excited to collaborate as hosts to more than 220 attendees from the TexasAssociation of Museums (TAM) Annual Meeting in Beaumont for tours and a progressive meal entitled An Evening inOrange Paradise in Southeast Texas " This event afforded the Stark Foundation a unique opportunit\ to sho«case thequality and diversit-\ of programs in nature. art. and histor\ represented b-\ Shangn La Botanical Gardens and NatureCenter. the Stark Museum of Art. and The W H Stark House

Environmental Education Internships

Shangn La has a robust Environmental Education Internship ProgramAl\ ssa Parker and Katy leigh Medeiros ere selected to be 2013-14 internsafter an exhaustive search and revie« of 25 applicants from 16 states and twocountries

Alv ssa Parker gre« up in Chicago. Illinois and received her Bachelor ofScience degree in Environmental Studies from Eckerd College in FloridaBefore arriving at SLG. she «orked at Big Run Wolf Ranch in Illinois. LandBet« een the Lakes Nature Station in Kentuck\. and Camp Grads Spruce inTexas During her SLG internship. Al\ ssa as in charge of managing theNature Discovers Center. developing the activities for the JASON Project.and coordinating the 2014 Eco-Fest children's activities In her "do«n time."




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AIN ssa led hundreds of field trips for local students and provided high qualit,, Outpost Tours for mans SLG guests

KaN leigh Medeiros hails from Sunderland. Massachusetts and received her Bachelorof Science degree in Wildlife Conservation from the University of MassachusettsBefore her internship at SLG. KaN leigh «orked for the U S Fish and WildlifeService and the Vermont Institute of Natural Science During her internship.KaN leigh NN as responsible for managing the Scout program. coordinating children'sactivities for Autumn Fair. and coordinating CommunitN Trash-Off She also ledmans Outpost Tours for SLG guests during 2013

Environmental Education Interns serve a crucial role at SLG As a result. staff invests a great deal of time and energ\ tomentor the interns to become effective educators During their 12 months at SLG. AIN ssa and KaN leigh are required tocomplete 15 objectives TheN are also encouraged to complete seven additional optional objectives

2013 Horticulture Department Hi2hli2hts

The Shangn La Horticulture Department platy ed a keN role in the mission of Shangri La Botanical Gardens and NatureCenter bN providing a sustainable landscape setting Surrounded bN the natural ecosN stems associated «ith Adams BaNou.the series of theme-based garden rooms and formal landscapes provided an ideal opportunity to encourage and supporteducation

Sustainable PracticesOrganic practices ere at the heart of SLG's horticultural maintenance program during 2013 As a result. SLG is reapingthe re«ards from using organic products «here it can be a substitute to traditional chemicals and inorganic fertilizersSLG's goal continues to be healthy soils. plants. and people

During 2013. Horticulture staffinvestigated a number of organic methodsto improve the «ater quality of Rubs Lakeand other aquatic areas One methodinvolved making a "tea" from barleN haNbN soaking and aerating it for several da-N sThe tea as then poured into Rubs LakeUtilizing this process. staff as able toobserve measurable improvements to «aterquality during 2013 Even more exciting

NN as the fact that there NN as also a noticeableimprovement in aquatic life in Rubs Lake




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The Shangn La Production Greenhouse staff also took great strides during 2013 in moving to«ard an organic approach«tth seasonal plant production. seed propagation. and maintenance of stock plants A number of alternative media andproducts NN ere tested for propagation and production

Garden EnhancementsA significant accomplishment in 2013 NN as the completion of the Bro« n daN lilN collection planting in the garden Over thepast three Nears. Production Greenhouse staff had painstakinglN identified and separated. bN bloom color. daN lilies of thecollection from the Bro«n familN The Bro«n daNlilN collection adds another fascinating historical element to the gardenthat can be shared «rth visitors

Working as a team. staff from multiple departments across the Foundation accomplished several facilit" improvementsAmong the most important at Shangn La NN as the paving of service road from the Tree Ring Plaza to the back side of theChildren's Garden. Volunteer Center. and Discovers Theater This buss service road is no« a solid. smooth concreteroad

In an effort to achieve «ater-conserving irrigation. the process of replacing the traditional spra\ nozzles «ith MP Rotatornozzles as launched The increase in efficienc< ill result in 30% less «ater9.ise hen compared to traditional spray s.sigmficantk reducing runoff

For ears the Frog Ponds' submersible recirculation pumps plagued the maintenance staff «tth problems. resulting innumerous expensive pump replacements In 2013 the t«o submersible pumps ere removed and an external recalculatingpump w as installed The twin ponds now have a consistent w ater level. improved w ater qualit\. and reduced maintenanceThe Frog Ponds are a prominent historical garden feature and are now aestheticall\ more pleasing to our visitors w ith lessdo« n time

In late summer. during a routine inspection. it was discovered that the C-\pressGate at the Pond of the Blue Moon was infested «rth the non-native Formosantermite. an exotic termite species. that attacks wood above ground unlike t-\picaltermites that must remain in soil. portions of the boardwalk were also infestedAfter reviewing all available options. a decision was made to hire contractors toencase the C-\press Gate and boardwalk to fumigate it Monitoring will continueannually to ensure that ftirther infestations are prevented or minimized

Purple Martin houses have been on displaN in the Children's Garden for severalsears and were onginalk in Lutcher Stark's garden Under the humid and wetconditions of southeast Texas. though. the Purple Martin houses needed to bereplaced In the late fall. Building Services staff removed the houses from theChildren's Garden and contracted to have them rebuilt Once rebuilt. the newPurple Martin houses w ill again be on displaN for all visitors to enjoy




Downtown

In collaboration NNith the CitN of Orange and JeffreN Carbo Landscape Architects and Site Planners. the Front Street sitepropert\ improvement project concluded NNith a simple landscape to tie in NNith the CitN of Orange Riverfront andPavilion These two projects were under construction in tandem and finished with a nearly seamless landscape betweenthe two sites Also. a donation of trees and shrubs was given to the Cit-N of Orange Riverfront and Pavilion project SLGHorticulture staff assisted «rth the planting

During 2013. the replacement of the Production Greenhouse curtain walls androof vents became necessar\ It w as determined that the current s-\ stem of ropesthat open and close the vents w as inferior to other side\\ all curtain and roof vents-\steals on the market Through consultation with Stupp-\ Greenhouse. it wasdetermined to replace the existing curtain walls NNith direct drive curtain wall androof vents The new s-\stem provided the Production Greenhouse staff with abetter means to ventilate greenhouse crops This new s-\stem also seals thegreenhouse tightl-\. reducing heat loss

With four seasonal color changes. the gardens were spectacular throughout 2013Shangri La Horticulture staff planted approximately 80.000 annuals Thisincluded 17.651 spring annuals. 19.322 summer annuals. 21.828 fall annuals.

and 28.083 w inter annuals

Sinulark. the Do«nto«n Horticulture staff (servicing the Museum.Stark House. Theater. etc ) planted almost 55.000 annuals Theseincluded 8.050 fall annuals. 5.000 forced tulip bulbs for the spring.18.944 warm season annuals. and 21.694 cool season annuals

The Production Greenhouse staff grew 23.35 1 plants from plugs.27.000 plants from seeds. and 4.000 plants from cuttings Additionally.the Production Greenhouse staff assembled 504 seasonal decorativecontainers for use throughout the Stark Cultural Venues

Corporate Sponsorships have become an important part of ensuring the successof programs at Shangri La. in particular. for the Outpost Tours CorporateSponsorships offer the opportunity to build new partnerships and the potential toenhance the qualit\ of programs as w ell as engage new audiences

In 2013. a number of businesses generouslv continued their CorporateSponsorship Additionally. one new Corporate Sponsor. Kroger. was addedBelow are the Corporate Sponsors for 2013 We are grateful to each business fortheir continued support of the programs and mission of Shangn La Gardens


Production Greenhouse

Corporate Sponsorships



2013 Corporate Sponsors

1st Financial Bank - Sponsorship of Outpost TourNoN age

Orange County Naval and Port - Sponsorship of Outpost TourNoN age

DuPont Sabine River Works - Sponsorship of Outpost TourNoN age

INVISTA - Sponsorship of the Discovers Theater

Firestone Polymers, LLC - Sponsorship of the Children's Garden

Kroger - Sponsorship of Maxine O« 1 Puke Program Outreach

Location and Hours of Operation

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Shangn La is located at 2111 West Park Avenue. Orange. Texas 77630 Hours of operation are TuesdaN throughSaturdaN. 9 a in -5 p in In 2013. SLG NN as open on Memorial DaN. the 4" of Julv. and Labor DaN SLG is closed onThanksgiving DaN. Christmas Eve DaN. Christmas DaN and Ne« Year's Da\

Shaneri La Contact Information

The phone number is (409) 670-9113 The fax number is (409) 670-9341The mailing address is P O Box 1044. Orange. Texas 7763 1-1 044The website is ««« shangnlagardens orgThe email address is info qishangnlagardens org


MIRIAM LUTCHER STARK CONTEST IN READING AND DECLAMATION



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Each Near from 1904 to 1975. the W H Stark FamilN sponsored a contest in reading and a contest in declamation in thepublic schools of the CitN of Orange. Texas

In 1976. the Minam Lutcher Stark Contest in Reading and Declamation became a qualified scholarship program of theStark Foundation

The Contest is no« held in the five public high schools in Orange Count\. Texas The aim of the Contest is to encouragestudent participation and competition to enhance the literarv and forensic qualit-\ and skills of the students Uponcompletion of the contest in the participating schools. the First Place NN inners compete in a count-\ final «ith thedetermination of the best presentation in declaiming and the best presentation in interpretive reading

The 109th Minam Lutcher Stark Contest in Reading and Declamation as held during the 2012-2013 school -\earStudents from all five Orange Count\ public high schools participated Contests ere conducted at each of the highschools and then finalists advanced from the respective schools to compete at the county w ide contest 177 studentsparticipated in the 2013 contest «ith t« ent-\ -four scholarships a« arded at the local and count\ level

The Stark Foundation annually a« ards $50.000 in scholarships to students finishing in first and second place at the localand counts contest levels These scholarship amounts are made directlv to the educational institutions that these studentseventually attend

During 2013. the Stark Foundation funded $51.500 in scholarships for prior scholarship recipients of the Stark ReadingContest bv making payments directlv to educational institutions At the close of 2013. $84.250 in scholarships remainedpad able to prior scholarship recipients


990-PF - Foundationcenter

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