990-PF Return of Private Foundation - Foundationcenter

1 15180423 788682 1135 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135-1 /

s

Form ~ OMB NO 15.SOOSt 990-PF Return of Private Foundation ~---

or section 4947(a)(1) Nonexempt Charitable Trust I n A n DyvVnmtolNSTruaury Treated as a Private Foundation I L llll

r` ""°I Note The organization may be able to use e copy of this return to satisfy state reporting requirements

o Use the IRS Name of organization A Employer Identification number o CV label

Otherwise, HE JOHN A . HARTFORD FOUNDATION, INC . 13-1667057

print Number endstreet (orPOboxnumber ilMail rsnotdeuveredmeVeetedaroa) RooMawro B Telephone number

'-' See

Specific a °'type 5 EAST 59TH STREET ( 212 ) 832-7788

instructions City artown,state and ZIP code C If uamauon sppilnuonispending Uacxnere "~ NEW YORK NY 10022 D t Foreign organizations, check here be=

H Check type of organization OX Section 507(c)(3) exempt private foundation 2 Fa°,~~ reign organizations o"o `a°,uo~s% ~,~~ ~

~§ 0 Section 4947(a)(1) nonexempt charitable trust 0 Other taxable private foundation E It private foundation status was terminated ~ QI Fair market value of all assets at end of year J Accounting method = Cash ~X Accrual under section 507(b)(1)(A), check here

(from Part fl, cot (c), line 16) 0 Other (speedy) F If the foundation is in a 60-month termination WN " S 587 , 895 , 434 . (Part I, column (~ must be on cash basis) under section 507 b 1 I' ll ) check here " 0 O Part I Analysts of Revenue and Expenses (d ) Disbursements

W LL (a) Revenue and (h ) Net investment

(c ) Ad j usted net far charitable (The total or amounts in columns (b) expenses per income income purposes

the (cJ, and (dJ

amounts in may

column (necessarily equal books j~] gyp, (cash basis only) ~ )

1 Contributions, gifts grants, etc received cneck ill- O il Ae IounG~om k nolrzWimf ro+mrli Sm B

2 Distnbutions from split-interest trusts 3 irnt~nesta6ns~n~psenarompomry 2 , 232 , 768 . 2,232 768 . Statement 1 a Dividends andinterest from securities 8,469 742 . 8 , 13-6 , 48-2- 11 - Statement 2 5a Gross rents b (Net rental Income or (loss)

6a uetgain or po9slfrom ..ieoi .+seuooton line 10 33 , 431 , 185 . Q G'°Ss S". P^. '°"" 329 f 915 , 159 . C a55eb online 68 ' Y

y 7 capital peen net Income Main Pad N line 2) 33 431 185 2 _. ..

8 Net short-term capital gain 9 Income modifications

10a Gross as. ie .s remora aria allawancc

6 Loss Coat Of goods Sold

e Gross profit or (loss) ii anerincome 559 374 . 0 . Statement 3 12 Total Ad0lines 1throu gh 11 49 693 069 . 43 , 800 , 435 . 13 corn,.n ..t.on of aMUn,aimoton,i ..tee, a« 566,549 . 73 000 . 491,121 . 14 Other employee salaries and wages 1,050 , 988 . 26,539 . 1 , 018 , 115 .

ot~~ ~o~ ~_o eebenefits 477, 129 . 0 . 477 763 . fl! � is dE'btU y Stmt 4 58 , 202 . 24 , 000 . 14 , 818 .

pqccountinptees ~ Stmt 5 18,000 . 9 000 . 9 , 000 . '5 ,f~ r rB'fmN¢ s S71wninaI9tee ~~ Stmt 6 1 , 885 013 . 1,850 338 . 34 , 675 .

C~7 ~ 17"'If~fereR ° `V V` ~y tB,~razes -.1¢ Stmt 7 473 594 . 0 . 0 .

g " i9~oe~culil~ aadeuietio 340 , 924 . 0 . aE 20 occupancy 124 , 212 . 0 . 124 , 393 . a lt Travel, conferences, and meetings 427,229 . 0 . 419 143 . °x, 22 Printing and publications

P3 ,

128 , 167 . 0 . 14 3 32 8 . 23 Other expenses Stmt 8 8 678 . 1 , 524 . 856 241 .

m 24 Total operating and administrative n expenses Add lines t3through 23 8 685 . 1 , 984,401 . 3 , 588 , 597 . 0 25 Contributions pitts,grants paid 7 093 . 2-4 , 30-5 , 33-9 .

26 total expenses and disbursements Add lines24and25 5 778 . 1 984 401 . 27 893 936 .

27 Subtract line 26 from line 12 .. . , ~ - 2 E. QSa of mama ws eapanao and OISDunanenm <rJ 152 , '� 70 9 . ,

h N if t ti f W 1 0. 41 816 034 . ` e nves men ncome o nwa a en > ) _ , c Adjusted net Income of ~aa.we m~-o-) N/A , 9,J

g2 LHA Far Paperwork Reduction Act Notice, see the instructions Form 990-PF (2001) ~.

Organizations that to llow SFAS 117, check here and complete lines 24 through 26 and lines 30 and 31

N

V 24 Unrestricted .T 25 Temporarily restricted A M 26 Permanently restricted

Organizations tit do not follow SFAS 117, check here ~ 0 and complete lines 27 through 31

y 27 Capital stack, trust principal, or current funds y 28 Paid-in or capital surplus, or land, bldg , and equipment fund a 29 Retained earnings, accumulated income, endowment or other funds

30 Total net assets or fund balances

623,590 .336 .1587

,738,759 . ,834,625 . rmm 990~PF Root)

See Statement 9

123511 m 2A-C2 2

2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135-1 15180423 788682 1135

Form 990-PF(2001) THE JOHN A . HARTFORD F(

Part II Balance Sheets "°'°"°ff"`°'ie, '"a+m°'°sm " ftsepow WU- ShMiaoaromaoF~ ~nswy

i Cash -non-in[erest-oearing

2 Sarongs and temporary cash investments 3 Accounts receivable 101

Less allowance for doubtful accounts 11110-4 Pledges receivable 10,

Less allowance for doubtful accounts 1110-5 Grants receivable 6 Recarvables due from officers directors, trustees, and other

disqualified persons 7 omeoo~ineious~ok 1

Less allowance tordoubtful accounts 1110-

8 Inventories tar sale or use N

9 Prepaid expenses and deferred charges 10a Investments -U S and state government obligations StIRt 10

6Investments -corporate stock Stmt 11

c Investments-corporate bonds Stmt 1 2

11 Imao-mns wnoun6rpamoewiD~toaus 1

LcunvmiuMRO=om 1

12 Investments -mortgage loans

13 Investments -other Stmt 13 1e hand, buildings and equipment basis 1 5 , 17 5 , 060 .

i~=~caac,ec4nm " 1,190,953 . 15 Other assets (describe 11" Statement 14 )

17 Accounts payable and accrued expenses 18 Grants payable

d 19 Deterred revenue - 20 Losna hvm offlcan aliecten, wstxa end omen aisquNiAeG pasoro

m 27 Mortgages and other notes payable

J 22 Other liabilities (describe 0- Statement 15

'ION INC . 13-1667057 Page z riming of year End of year Book Value (b) Book Value (c) Fair Market Value 3y3 115 . <4,173 .> <4 , 173 .> 778 633 . 26 443,573 . 26 , 652,241a

197 600 . 342 943 . 342 943 . 929 065 . 38 283,056 . 39 r 258,262 . 810,091 . 4-2-0 , 22-0 , 426 . 488 344,160 . 633 951 . 593 , 725a 451 750 .

7

4 .107 .fA 3,984,107 .

895,434 .1 587

64,864,243 .1 83

558,726,093 .1 504,834

paw ~~~ Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year- Part II, column (a), line 30 (must agree with end-of-year figure reported on prior years return)

2 Enter amount from Part I, line 27a 3 Other increases not included in line 2 (itemize) 10, 4 Add lines 1, 2, and 3 5 Decreases not included in line 2 (itemize) 6 Total net assets or tuna balances a[ end of veer (line 4 minus line 5) - Part II, column (D), li

58,726,093 . <5 .152 .709 .>

2 Capital gain net income or (net capital loss l If ain, also enter in Part I line 7

A ( 1 l If loss), enter -0- in Pail l, line 7

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain also enter in Part I, line 8, column (c) If floss) enter-0-in Part I line 8

33,431,1

Was the organization liable for the section 4942 tax on the disiributable amount of any year in the base period) Yes EXI No It 'Yes'iha organization does not quality under section 4940(x) Do not complete this cart 1 Enter the appropriate amount in each column for each year see instructions before making any entries

(a) (h) W d) Base penod years Distn6ution ratio

cainnnar ~aa< <nr~a . Saar hrninnmn ml Adjusted qualifying distributions Net value of nonchantable-use assets (cot (b) divided by cot (c))

3 .0444113

e 588 504,232 .

126 136 238 .

s 418 160 .

26 554 398 .

e 27 893 511 .

Fog 990-PF Room Ol 24 07 123521

3 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1 15180423 788682 1135

1

Form 99o-PF(200t) THE JOHN A . HARTFORD FOUN[ Par11V Capital Gains and Losses for Tax on Investment

(a) Use and describe the kind(s) of property sold (e g real estate, 'lvir u~d~ "afoiiuwe, w Cuuuuuli SIOGK, [UU Sf15 MLA C0

to n See Attached Statement

(e) Gross sales price (1) Depreciation allowed (g) Cosh or other basis (or allowable) I plus expense of sale

Complete only for assets showing gain in column (A) and owned by the foundation on 72/31/69

(I) FMVaso112/31/69 (Ixsoful2/31/695 (overcals(1)tfanyi)

I Part V I Qualification Under Section 4940(e) for Reduced Tax on Net Inve,

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income

It section 4940(4)(2) applies, leave this part blank

2 Tata l of line 1 column (d) 3 Average distribution ratio for the 5-year base period -divide the total on line 2 by 5, or by the number of years

the foundation has been in existence it less than 5 years

4 Enter the net value of nonchanlable-use assets for 2001 tram Part %, line 5

5 Multiply line 4 by line 3

6 Enter 1% of net investment income (1% of Part I, line 27b)

7 Add lines 5 and 6

8 Enter qualifying distributions from Part XII, line 4

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1 D, and complete that part using a 1 % tax rate See the Part VI instructions

(c) Date acquired I fill Date sold (mo,day,yr) I (mo,day,yr)

(h) Gain or (lass) (e) plus (f) minus (g)

(I) Gains (Col (h) gain minus Col (k), 6u[ not less than -0-) or

Losses (from col (h))

13-1667057 Paoe4 or 4948 - see instructions)

418,160 .

2 0 . 3 418,160 . a 0 . s 418,160 .

)6 .

627,606 . 8 9 To 209,446 .

Form 990-PF(2001) THE JOHN A . HARTFORD FOUNDATION INC . Part VI Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), 1a Exempt operating foundations described in section 4940(4)(2), check here " 0 and enter 'WA' on line 1

Da ;e o! f ; .,. (attach copy of ruling letter II necessary-see Instructions) 6 Domestic organizations that meet the section 4940(e) requirements in Part V, check here " M and enter 1%

of Part I, line 27b c All other domestic organizations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12, cot (b) 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 3 Add lines 1 and 2 4 Subtitle A (income) lax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 5 Tax based on Investment income Subtract line 4 from line 3 If zero or less, enter -0- 6 Credits/Payments a 2001 estimated tax payments and 2000 overpayment credited to 2001 6a 627 1 6

h Exempt foreign organizations -lax withheld at source 6b c Tax paid with application for extension of lime to file (Form 8868) 6c O Backup withholding erroneously withheld 6d 7 Total credits and payments Add lines 6a through 6d 8 Enter any penalty for underpayment of estimated tax Check here M d Form 2220 is attached 9 Tax due It the tout of lines 5 and B is more than line 7, enter amount awed

10 Overpayment If line 7 is more than tie total at lines 5 and 8, enter the amount overpaid 11 Enter the amount of line 10 to b e Credited to 2002 estimated tea " 2 0 9 , 4 4 6 .I Refunde

1 a During the tax year, did the organization attempt to influence any national, stale, or local legislation or did it participate or intervene in any political campaign

6 Did it spend more than $100 during the year (either directly or indirectly) far political purposes (see instructions for aetinition)9 I/ the answer is 'Yes' to 1 a or 1D, attach a detailed description of the activities and copies of any materials published or distributed by the organization in connection with the activities

c Did the organization file Form 1120-POL for this year d Enter the amount (it any) at tax on political expenditures (section 4955) imposed during the year

(1) On the organization " E 0 " (2) On organization managers " S 0 . e Enter tie reimbursement (d any) paid by the organization during the year for political expenditure fax imposed on organization

managers " S 0 . 2 Has the organization engaged in any activities that have not previously been reported to the IRS?

If "Yes," attach a detailed descnption of the activities 3 Has the organization made any changes, not previously reported to the IRS, in its governing instrument articles of incorporation, or

bylaws, or other similar instruments If 'Yes,' attach a conformed copy of the changes 4a Did the organization have unrelated business gross income of $1000 or more during the year b If Yes; has it tiled a tax return on Form 990-T for this year

5 Was there a liquidation, termination dissolution, or substantial contraction doting the years I/ "Yes,"attach the statement required by General Instruction T

6 Are the requirements at section SOB(e) (relating to sections 4941 through 4945) satisfied either " By language in the governing instrument or " 8y state legislation that effectrvey amends the governing instrument so that no mandatory directions that conflict with the state law

remain in the governing instrument 7 Did the organization have at least $5,000 in assets at any time doting the year

I( "Yes,' complete Part ll, cot (c), and Part XV 8a Enter the stakes to which the foundation reports or with which it is registered (see instructions) 1

8b ' X {

g X 10 X

11 X

2-7788 022

N/A vow 990-PF Roon

D If the answer is 'Yes'to line 7, has the organization furnished a copy of Form 990-PF to the Attorney General (or designate) of each state as required by General Instruction G1 If "No, " attach explanation

9 Is the organization claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(1)(5) for calendar year 2001 or tie taxable year beginning in 2001 (see instructions tar Part XIV)9 If 'Yes,' complete Part X1V

10 Did any persons become substantial contributors doting the tax year? If 'Yes,' attach a schedule listing then names and addresses

11 Did the organization comply With the public inspection requirements for its annual returns and exemption appliwtion9 Web site address Ill NIA

12 The Gooks are in care of " SAMUEL R . GI SCHE Telephone no lo-2 1 . Lowteaat " 55 EAST 59TH STREET, NEW YORK, NY ZIP.4

13 Section 4947(a)(1) nonexempt chanfable trusts filing Form 990"PF in lieu of Form 1007 - Check here

4 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1 15180423 788682 1135

X

X

X

-1 Form 990-PF(200t) THE JOHN A . HARTFORD FO

X

If 'Yes,' attach the statement required by Regulations section 53 4945-5(d) 6a Did the organization, during the year, receive any funds . directly or indirectly, to pay premiums on

a personal benefit contract? Yes EXI No I say I I -X D Did the organization, during the year, pay premiums, directly or indirectly on a personal benefit contract

If you answered 'Yes' to 66, also file Form 8870 Fom, 990-PF Ro0i1

15180423 788682 1135 2001 .05020 THE JOHN A. HARTFORD FOUNDA 1135-1

r;;~ Form y720,fu.ir item is cnecaea m the -Yes- column, unless an exception applies

1a During the year did the organization (ether directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified persons 0 Yes D No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified persons ~ Yes 0 No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? Yes No

(0) Pay compensation to, or pay or reimburse the expenses of, a disqualified persons ~X Yea D No

(5) Transfer any income or assets to a disqualified person (or make any of either available

tar the benefit or use of a disqualified person) 0 Yes ~ No

(6) Agree to pay money or property is a government official? (Exception Check 'No' d the organization agreed to make a grant to or to employ the official for a penoA after termination of government service, if terminating within 90 days ) = Yes 0 No

6 II any answer is 'Yes'to 1a(1)-(6), did any of the acts tail to quality under the exceptions described in Regulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see gape 19 of the instructions) Organizations relying on a current notice regarding disaster assistance check here

c Did the organization engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected before the fast day of the tax year beginning in 2001?

2 Taxes on failure to distribute income (section 4942) (does not apply for years the organization was a private operating foundation defined in section 4942(j)(3) or 4942(p(5))

a At the and ottaz year 2001 did the organization have any undistributed income (lines 6d and tie, Part XIII) far tax year(s) beginning before 2001 Yes 0 No If 'Yes,' list the years

b Are there any years listed in 2a for which the organization is net applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed incomes (If applying section 4942(4)(2) to all years listed, answer *No' and attach statement -sea instructions ) N/A

c If the provisions of section 4942(4)(2) are being applied to any of the years lined in 2a, list the years here

3a Did the organization hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? Yes U) No

6 If 'Yes,'did it have excess business holdings in 2001 as a result of (1) any purchase by the organization or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose at holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding peno09 (Use Schedule C, Form 4720, to determine if the organization had excess business holdings in 2001) N/A

4a Did the organization invest during the year any amount in a manner that would jeopardize its charitable purposes? h Did the organization make any investment in a poor year (but attar December 31, 1969) that could jeopardize its charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2001 ~

Be During the year did the organization pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))7 D Yes 0 No (2) Influence the outcome of any specific public election (see section 4955) or to airy on, chrectly or indirectly

any voter registration dnve? Yes EXI No (3) Provide a grant to an individual for gavel study, or other similar purposes EJ Yes EXI No (4) Provide a grant to an organization other than a charitable, etc , organization described in section

509(4)(1) (2), or (3), or section 4940(4)(2) = Yes EXI No (5) Provide for any purpose other than religious, chanta6le scientific, literary or educational purposes, or for

the prevention of cruelty to children or animals [=1 Yes M No h If any answer is Yes' to Sa(1)-(5), did any of the transactions fail is quality under the exceptions described in Regulations

section 53 4945 or in a current nonce regarding disaster assistance (see instructions)? NBA Organizations relying on a current notice regarding disaster assistance check here

c If tie answer is 'Yes' to question Sa(4), does the organization claim exemption tram the lax because R maintained expenditure responsibility for the granI7 N/A Yes No

X

123541 of 24-02

127551 F." 990-PF Ropi~ 01-24-M 6


Form 990-PF(2001) THE JOHN A . HARTFORD FOUNDATION . INC . 13-1667057 Page 9 Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees, and Contractors

1 Lict fill nKru_reQ~ "ecr_ .~~ C^.-!CCs, fC .: : dam'

�

° -'lByd7e blu iiion winpenaahon

(b) Title, and aversae (e) Compensation (~ca~mewaeu (e) Ex oense (a) Name and address hours per week devoted (II nat palE, °^~~�~ account other

to p osition enter-0- evoon allowances

Saa StatamPnt 16 I I 566,549 .1 85,435 .1 0 .

2 Compensation of five highest-paid employees (other than those included on line 1) II none, enter "NONE " (b) Title and average (d~Cmbeuemsm (e)Ex pense

(a) Name and address of each employee paid mare than E50,000 hours per week (c) Compensation °'°,~Q~"'° account other devoted to p osition c om allowances

DONNA REGENSTREIF SR PRG OFF 345 E 73RD ST NY NY 10021 35 188 , 000 . 35 , 099 . LAURA ROBBINS SR . PROG OFF 25 EIGHTH AVE #4 BROOKLYN NY 11217 35 120 , 000 . 30 , 699J SARAJANE BRITTIS ROG . OFF 12 PLATEAU CIRCLE BRONXVILLE NY 1070835 87 , 923 . 7 , 298 . 1 CHRISTOPHER LANGSTON ROG . OFF 370 6TH ST BROOKLYN NY 11215 35 95 , 000 . 31 , 769 . STEVE ABRAMOVICH TECH . OFF 315 JEFFERSON AVE S .-I , NY 10306 35 100 000 . 32 625 . Total number of other employees paid over $50 000 . 3 3 Five highest-paid independent contractors for professional services II none, enter "NONE "

(a) Name and address of each person paid more than 550000 (b) Type of service (e) Compensation WILLIAM HLAIR 6 CO 222 WEST ADAMS ST . CHICAGO IL INVESTMENT MANAGER 303 212 . SOUND SHORE MANAGEMENT INC . P .O . BOX 1819 GREENWICH CT INVESTMENT MANAGER 494 967 . CAPITAL GUARDIAN TRUST CO 333 SO HOPE ST LOS ANGELES CA INVESTMENT MANAGER 334 437 . W .P . STEWART & CO . INC . 527 MADISON AVENUE NY NY INVESTMENT MANAGER 218 025 . CHASE MANHATTAN BANK NA METROTECH CENTER, BROOKLYN NY INVESTMENT CUSTODI 278 889 . Total number of others receivin g over $50,000 for professional services Part IX-A Summary of Direct Charitable Activities List the foundation's four largest duet( chantable activities during the tax year Include relevant statistical information such as the Expenses number of organizations and other beneficiaries sewed, conferences convened, research papers produced, etc

CAGING AND HEALTH - TO PURSUE SELECTED ACTIVITIES IDENTIFIED IN STRATEGIC PLAN

169 816 . 2AGING AND HEALTH - GERIATRIC SOCIAL WORKER INITIATIVE EVALUATION

3-2-6 , 051 . 3AGING AND HEALTH - EVALUATION OF THE FOUNDATIONS GERIATRIC NURSING PROGRAM

98 , 794 . 4

13-1667057

Amount

Form 990-PF(2007) THE JOHN A . HARTFORD FOUNDATION, INC

Part IX-B Summary of Program-Related Investments

Describe the two largest oroaram-related investments made 6y the foundation Gunnq the fax year on lines 1 and 2

All other program-related investments See instructions 3

3 Total

Part X Minimum Investment Return (All domestic foundations must complete this part Foreign foundations, see instructions )

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes a Average monthly fair market value of securities h Avenge of monthly cash balances c Fair market value of all other assets 0 Total (add lines la, b and c) e Reduction claimed for blockage or other factors reported an lines 1a and

1c (attach detailed explanation) 1e 2 Acquisition indebtedness applicable to line 1 assets 3 Subtract line 2 from line 1d 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions) 5 Not value of noncharlta0le-use assets Subtract line 4 from line 3 Enter here and on Part V, line 4 6 Minimum investment return Enter 5% of line 5

597,724,362 . <258,137 . >

597,466,225 .

0 . 597,466,225 .

8,961,993 . 588,504,232 . 29 .425 .212 .

123561 01-24 -02

7

2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1 15180423 788682 1135

2

~ X, DistnbUtablB Amount (see instructions) (Section 4942(j)(3) and (1)(5) private operating foundations and certain foreign organizations check here 1 = and do not complete this part )

7 Minimum investment return tram Part x, one 6 1 29 , 425,212 . 2a Tax on investment income for 2001 from Part VI, line 5 2a 418,160 . b Income lax for 2007 (This does not include tie tax from Part VI ) 2b 107,160 . c Addlines 2aanC2b 2c 525 , 320 .

3 Distnbutableamount beforeadjustments Subtract line 2cfrom line l 3 28 899 , 892 . 4 a Recoveries of amounts treated as qualifying distributions 4a 14 8 ,0 3 1 . 6 Income distributions from section 4947(a)(2) trusts 4h 0 . e Add lines 4a and 4b 4c 148 , 031 .

neelines 3andac 5 29 047,923 . 5 Deduction from dislnbutableamount (seemsWCUOnS) ~ 6 i 0 " 7 Distri6uta61e amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1 7 r 29,047,92 3 .

Part X11 Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc purposes a Expenses, contributions, gifts, etc - total from Part I, column (d), line 26 `t a 27 , 893 , 936 .

b Program-relaledinvestments -Total from Part l%-B 1h 0 . 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc , purposes 2 <425 . >

3 Amounts set aside for specific charitable projects that satisfy tie a Suitability test (Door IRS approval required) `3a b Cash distribution test (attach the required schedule) 3h

a Qua litylnp distributions Add lines 1a through 3b Enter here and on Part V, line 8, and Part %11I, line 4 4 27 , 893 , 511 . 5 Organizations that quality under section 4940(e) tar the reduced rate of tax on net investment

income Enter I % of Part I, line 27D 5 418 , 160 . 6 Adjusted qualifying distributions Subtract line 5 from line 4 ~ 6 ~ 27, 475,351 .

Note The amount on line 6 will be used in Part V, column (6), in wbsequent years when calculating whether the foundation qualifies !or the section 4940(e) reduction of tax in those veers

Fo. 990-PF Root)

i :3sn of-:~~M 8

15180423 788682 1135 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135-1

Form 990-PF(2001) THE JOHN A . HARTFORD FOUNDATION, INC . 13-1667057 Page B

Part XIII Undistributed Income (see instructions)

lal ICI lel 141 Corpus Years pnorlo 2000 2000 200

1 Dislnbutable amount for20oifrom Part xi,line 7 29,047 , 923o

2 UnaisinoutWmwrtr If my " of u. no .12" a Enter amount for 2000 only 27 , 616,484 .

bTaWbrPdoryms 19 ,19 ,1J 0 " Fir~ssGiftnbuLOnar~rrywp if my b7001

a From 1996 h From 1997 s From 1998 d From 1999 BFrom 2000 f Total of lines 3a through e

04 Dualiiyinp distributions for 2001 from Part x1i,line 4 " S 27 893 511 .

a Applied to 2000, but not more than line 2a 27 , 616 , 4 84 . 6 Applied to undistributed income of poor years (Election required -see instructions)

0c Treated as distributions out of corpus (Election required-see instructions) 0 .

d Applied l0 2001 distnbutable amount 2 77 , 0 2 7 .

e Remaining amount distributed out of corpus 0E.acess OIaInOUGOns renywa epplie0 to 2001 0

oINamount lppGGff111m111T11(R) flit, seme amount mist oe chown in mWmn (a))

6 Enter the net total al each column as ' Indicated below

B Comm Ado ones 31 aq and de SubVSCt line 5 0 . h Prior years' undistributed income Subtract

line 4b from line 2b 0t Enter the amount of prior years'

undistributed income for which a notice of deficiency has keen issued, or on which the section 4942(a) tax has been previously assessed 0 .

d Subtract line 6c from line 6b Taxable amount - see Instructions 0 .

e Undistributed income for 2000 Subtract line 4a from line 2a Taxable amount see instr

0I Undistributed income for 2001 Subtract lines 4d and S from line 7 This amount must .. .. .. . Dedistributed in2002 28,770,896 .

7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(E)or4942(p)(3) 0 ., '

8 Excess distnbutions carryover from 1996 pat applied on line 5 or line 7 0 .

9 Excess distributions carryover to 2002 Subtract lines 7 and 8 from line 6a 0 .

10 Analysis of line 9 a Excess from 7997 h Excess from 1998 t Excess from 1999 d Excess from 2000 e Excess from 2001

Fo. B90-PF Root)

m 91 N/A

4942(j)( 3) Or 0 4942(1)( 5) 3 years 7999 (d) 7998 (e)Total

each year listed c 'Support' alternative test - enter

(7) Total support other than gross investment income (interest, Arvidends, rents, payments on securities loans (section 512(a)(5)), or royalties)

(2) Support from general public and 5 or more exempt organizations as provided in section 4942(j)(3)(B)(ni)

(3) Largest amount of support from an exempt organization

u75etAt-z~~a¢ 9 Form990-PF (2w9 15180423 788682 1135 2001 .05020 THE JOHN R . HARTFORD FOUNDA 1135 1

instructions and Part VII A,

1 a It the foundation has received a ruling or determination letter that it is a pmale operating "o:^C:t, ., , o ... the r hny s a°eGNe fw 200i umur the oaie or the ruling

h Check box to indicate whether the orb 2 s Enter the lesser o1 the adjusted net

income from Part I or the minimum investment return from Part X for each year listed

b 85% of line 2a e Qualifying distributions from Part %1I,

line 4 for each year listed d Amounts included in line 1c not used directly for active conduct of exempt activities

e Qualifying distributions made directly for active conduct of exempt activities Subtract line 2d from line 2c

3 Complete 3a, b, or c for the alternative test retied upon

a 'Assets' alternative best - enter (1) Value of all assets (2) Value of assets qualifying

under section 4942(j)(3)(B)(Q h 'Endowment alternative test -

Enter 2/3 of minimum investment return shown in Part X line 6 for

PI art XV ~ Supplementary Information (Complete this part only if the organization had $5,000 or more in assets at any time during the year-see page 26 of the instructions.)

1 Information Regarding Foundation Managers a List any managers of the foundation who nave contributed more than 2°/, 01 the total contributions received by the foundation before the close of any lax

year (but only d they have conlnbuled more than E5,000) (See section 507(d)(2)

None D List any managers of the foundation who own 70% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership or

other entity) 01 which the foundation ties a 10% or greater interest

None 2 Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc , Programs

Check here ll~ Oif the organization only makes contributions to preselected charitable organizations and does not accept unsolicited requests far funds If the organization makes gifts, grants, etc (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d

a The name, address, and telephone number of the person to wham applications should be addressed SEE STATEMENT ATTACHED

b The form in which applications should he submitted and information and materials they should include SEE STATEMENT ATTACHED

c Any submission deadlines SEE STATEMENT ATTACHED

G Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors SEE STATEMENT ATTACHED

.3-1667057 a Forth 990-PF

727601A1 24-02 Fwm990-PF Rood

10

15180423 788682 1135 2001 .05020 THE JOHN A. HARTFORD FOUNDA 1135

' Form 990-PF(200i) THE JOHN A . HARTFORD FOUNDATION, INC . 13-1667057 page 11

'Pi-t XVI-A Analysis of Income-Producing Activities

i> IIII,VIIIC U ( n (11) Ea- (o) 7 Related or~exempt

Amount ~; Amount function income 1 Program service revenue a 6 c d e f p Fees and contracts from government agencies

2 Membership dues and assessments 3 Interest on savings and temporary cash

investments 14 2 , 232 , 768 . a Dividends andinterest from securities 900000 333 260 . 14 8,136,482 . 5 Net rental income or (lass) from real estate ~ '

a Debt-financed property b Not debt-financed property

6 Net rental income or (loss) from personal property

7 Other investment income B Gain or (loss) from sales of assets other

roan inventory 18 33,431 , 185 . 9 Net income or (loss) from special events

10 Gross profit or (loss) from sales of inventory 11 Other revenue

a GRANT REFUNDS 148 031 . b GRANT CANCELLATIONS 411 343 . c a e

12 Subtotal Add columns (o), (d), and (e) 333,260 .1 43,800,435 .1 5 5 9 , 3 7 -4-. 13 Total Add line 12 columns (b) (d) and (a) " 13 44, 693,069 . (See worksheet in line 13 instructions to venty calculations

Part XVI-8 Relationship of Activities to the Accomplishment of Exempt Purposes

25180423 788682 1135 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1

End2~ gross biuuu0i> uwnas utnBfWlse IOQiCdI00

Form 990-PF(2007) THE JOHN A . HARTFORD FOUNDATION INC . 13-1667057 Pert XVII Information Regarding Transfers To and Transactions and Relationships With Noncharitable

^.^_ t~~s o :e:^r.;.LO ~ C~rat;� a ; Ir~0irciiy cripayn It dry or me Toilowinp wan any other organization Ge5cn0ed in section 501(c) of . Yes Nc the code (other than section 501(c)(3) organizations) or in section 527, relating to political organization0

a Transfers from the reporting organization to a nonchantable exempt organization of (1) Cash 1 a l l ) X (2) Other assets 1 a ( 2 ) X

D Other Transactions (1) Sales of assets to a noncharila6le exempt organization 1 b i t ) X (2) Purchases of assets from a nonchantable exempt organization 1b ( 2) X (3) Rental of facilities, equipment, or other assets 1 b ( 31 X (4) Reimbursement arrangements 1b ( 4 ) X

(5) Loans or loan guarantees 1b 1 5) X

(6) Performance of serves or membership or fundraising solicitations 1b ( 6) X c Sharing o1 facilities, equipment mailing lists other assets, or paid employees 1s X

0 If the answer to any al tie above is 'Yes," complete tie following schedule Column (6) should always show the fair market value of the goods other assets, or services given by the reporting organization It the organization received less than fair marked value in any transaction or sharing arrangement, show in

2a Is the organization directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527 EJ Yes 0 No

h If 'Yes .' complete the tollowino schedule Name of of

15180423 788682 1135 2001 .05020

N/A

unae pneWe al pr~u I aed~n mat 1 nme exartuned Mrs mNm, lnaualnp ~ep,npanylnp ulieeule and st~irriann Ana to Me bet al my knowleepe Ana oCiel It u we mrrL end wm0leb Oed on OI O~ep~v(oNn Man tug aarY) if Onad on ~Il,nbrme~on olwTicn peep ha any Yna+ne0p~

' Sign Nre f officer or trustee 0 d

Preparei s ' N 05 ~ signature d

9~0 a ~ y w�� ,i � c��~ Owen J . lanagan & Co . , aD dwkMamom '60 E 42nd Street

Am~,Nezia~ New York, NY 10165

,x36z, m x4-M

P FOREIGN

(I) Losses (from cot (n)) Gains (excess of cot (h) gain over cot (k),

but not less than'-0= )

.>

.>

2 Capital gain not income or net capital lass l II ain, also enter in Part I, line 7 1

9 ( 1 l IIloss), enter'-0= in Part I, line 7 1

3 Net short-term capital pain or (loss) as defined in sections 1222(5) and (6) If pain, also enter in Part I, line 8, column (c) If (loss), enter'-0= in Pail I line B

izassi m-n-0i

4

13 15180423 788682 1135 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135-1

" THE JOHN A. HARTFORD FOUNDATION INC . Part IV Capital Gains and Losses for Tax on investment Income

(a) List and describe the kind(s) of property sold, e g, real estate, iSiJiyvriCh AdroiiJuie, vi CuOmwu aiubR, "cuV >1q iviLi. W

ITIES - EVENT

Continuation for 990-PF, Part IV iz_iFF7ns7 namo i nf i

(c) Dale acquiredl (d) Date sold Ium .uay,Yij ~ tnio .aaYYr !

P

(e) Gross sales price (f) Depreciation allowed I (g) Cost or other basis (or allowable) plus expense of sale

omplete only for assets showing gain in column (h) and owned by the foundation an 12/31/69

I F M V a5 of 12/37169 (1) AdluSted basis (k) Excess Of C01 (q as 0112/31/69 over cot (1),q any

(h) Gain or (loss) (e) plus (1) minus (p)

658,532 . 37,437,491 . <3,254,739 . > <2,078,534 . >

402,940 . 265 .495 .

THE JOHN A . HARTFORD FOUNDATION, INC . 13-1667057

Forfit 99u-rr InLeresc on Savings and Temporary Cash Investments Statement 1

INT INCOME ON TEMP INVESTMENTS

Total to Form 990-PF, Part Z, line 3, Column A

Dividends and Interest from Securities

Source

0 .

0 .

Other Income Form 990-PF

Amount

148,031 . 411,343 .

559,374 .

Description

GRANT REFUNDS GRANT CANCELLATIONS

Total to Form 990-PF, Part I, line 11, Column A

Form 990-PF Legal Fees Statement 4

(a) (b) Expenses Net Invest-Per Books ment Income

58,202 . 24,000 .

58,202 . 24,000 .

(d) Charitable Purposes

14,818 .

14,818 .

(c) Adjusted Net Income

14 Statement s) 1, 2, 3, 4 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1 15180423 788682 1135

Source

Form 990-PF

INV INC FROM SECURITIES

Total to Fm 990-PF, Part I, In 4

Gross Amount

8,469,742 .

8,469,742 .

Capital Gains Dividends

Amount

2,232,768 .

2,232,768 .

Statement 2

Column (A) Amount

8,469,742 .

8,469,742 .

Statement 3

Description

LEGAL

To Fm 990-PF, Pg 1, In 16a

THE JOHN A . HARTFORD FOUNDATION, INC .

Statement 5 iiccounLing gees

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable Per Books ment Income Net Income Purposes

18,000 . 9,000 . 9,000 .

18,000 . 9,000 . 9,000 . To Form 990-PF, Pg 1, In 16b

Form 990-PF other Professional Fees Statement 6

(c) Adjusted

Net Income


0 . 0 .

29,675 . 5,000 .

34,675 .

Description

INVESTMENT MANAGERS FEES CUSTODIAN BANK FEES EMPLOYMENT AGENCY FEES CONSULTING FEES

To Form 990-PF, Pg 1, In 16c 1,885,013 . 1,850,338 .

15 Statement s) 5, 6, 7 15180423 788682 1135 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1

°9~-P~ Form

Description

ACCOUNTING

13-1667057

(a) (b) Expenses Net Invest-Per Books ment Income

1,571,449 . 1,571,449 . 278,889 . 278,889 . 29,675 . 0 . 5,000 . 0 .

Form 990-PF Taxes Statement 7

(a) (b) (c) (d) Expenses Net Invest- Adjusted Charitable

Description Per Books ment Income Net Income Purposes

EXCISE AND UNRELATED BUSINESS INCOME TAXES 473,594 . 0 . 0 .

To Form 990-PF, Pg 1, In 18 473,594 . 0 . 0 .


Form 77U-Pr UtR2r Ex penses Statement 8

(c) Adjusted Net Income

To Form 990-PF, Pg 1, In 23 848,678 . 1,524 . 856,241 .

Form 990-PF Other Decreases in Net Assets or Fund Balances Statement 9

Total to Form 990-PF, Part III, line 5

U .S . and State/City Government Obligations

Description

X

Total U .S . Government Obligations

39,258,262 . 38,283,056 Total to Form 990-PF, Part II, line 10a

16 Statement s) 8, 9, 10 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1 15180423 788682 1135

(a) (b) Expenses Net Invest-

Description Per Books ment Income

TELEPHONE 15,241 . 1,524 . OFFICE INSURANCE 12,920 . 0 . FIDELITY INSURANCE 4,650 . 0 . DIRECTORS' & OFFICERS' INSURANCE 21,638 . 0 . OFFICE COPIER MAILING AND FAX 20,248 . 0 . OFFICE SUPPLIES & MISC 64,163 . 0 . GRANT RELATED EXPENSES 108,358 . 0 . DIRECT CHARITABLE 601,460 . 0 .


14,333 . 13,662 . 4,725 .

22,500 .

19,756 . 67,691 .

118,912 . 594,662 .

Description

NET CHANGE IN UNREALIZED GAIN ON SECURITY TRANSACTIONS

Form 990-PF

US GOV T OBLIGATIONS

U .S . Other Govt Gov t

Total State and Municipal Government Obligations

Book Value

38,283,056 .

38,283,056

Amount

48,738,759 .

48,738,759 .

Statement 10

Fair Market Value

39,258,262 .

39,258,262 .

THE JOHN A . HARTFORD FOUNDATION, INC .

Corporate Stock

Description

CORPORATE STOCK 488,344,160 .

488,344,160 .

420,220,426 .

420,220,426 . Total to Form 990-PF, Part II, line lOb

Form 990-PF Corporate Bonds Statement 12

Total to Form 990-PF, Part II, line lOc

Other Investments

Fair Market Value Book Value Description

VENTURE CAPITAL PARTNERSHIPS REAL ESTATE POOLED FUNDS

11,708,965 . 11,708,965 . 16,379,308 . 16,379,308 .

28,088,273 . 28,088,273 . Total to Form 990-PF, Part II, line 13

Form 990-PF Other Assets Statement 14

0 . 777,871 .

777,871 . Total to Form 990-PF, Part II, line 15 69,943,504 .

17 Statement s) 11, 12, 13, 14 15180423 788682 1135 2001 .05020 THE JOHN A. HARTFORD FOUNDA 11351

Form 990-PF

Book Value

13-1667057

Statement 11

Fair Market Value

Description

CORPORATE BONDS

Form 990-PF

Book Value

593,725 .

593,725 .

Fair Market Value

451,750 .

451,750 .

Statement 13

Description

UNREALIZED APPRECIATION ON INVESTMENTS INTEREST AND DIVIDENDS RECEIVABLE

Book Value

69,165,633 . 777,871 .

Fair Market Value

13-1667057 THE JOHN A . HARTFORD FOUNDATION, INC .

Form 990-PF Part VIII - List of Officers, Directors Statement 16 Trustees and Foundation Managers

18 Statement s) 15, 16 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135-1 15180423 788682 1135

:'cr. .. °°0-P: GUier L-Lauiilcies Statement 15

Description Amount

DEFERRED FEDERAL EXCISE TAX PAYABLE 691,656 .

Total to Form 990-PF, Part Ii, line 22, Column B 691,656 .

Name and Address

JAMES D . FARLEY 425 PARK AVENUE, 3RD FLOOR NEW YORK, NY

NORMAN H . VOLK 400 PARK AVENUE, 5TH FLOOR NEW YORK, NY

SAMUEL R . GZSCHE 500 HIGH PT DR HARTSDALE, NY 10530

THOMAS A . REYNOLDS, JR . 35 WEST WACKER DRIVE CHICAGO, IL

KATHRYN D . WRISTON 153 EAST 53RD STREET NEW YORK, NY

ANSON MCC . BEARD, JR . 1221 AVE OF THE AMERICAS, 30TH FLOOR NEW YORK, NY 10020

CORINNE H . RIEDER B CHURCH LANE SOUTH SCARSDALE, NY 10583

WILLIAM B . MATTESON 291 LLWYDS LANE VERO BEACH, FL 32963

Employee Title and Compen- Ben Plan Expense

Avrg Hrs/Wk sation Contrib Account

CHAIRMAN PART 18,956 . 0 . 0 .

PRESIDENT PART 16,500 . 0 . 0 .

FIN DIR/CONTR 35 146,716 . 29,541 . 0 .

TRUSTEE PART 13,500 . 0 . 0 .

SECRETARY PART 16,991 . 0 . 0 .

TRUSTEE PART

16,500 . 0 . 0 .

EXEC DIR & TREASURER 35 296,712 . 55,894 . 0 .

TRUSTEE PART 13,500 . 0 . 0 .

'THE JOHN A . HARTFORD FOUNDATION, INC .

JAMES G . KENAN, III TRUSTEE Z0(1 WEST VINE -STREET , VV

rr~rm., L -U K

.. 11 PART

LEXINGTON, KY 40507

CHRISTOPHER T .H . PELL TRUSTEE TELEGRAPH HILL, 129 BRENTON ROAD PART NEWPORT, RI 02840

WILLIAM T . COMFORT, JR . TRUSTEE 399 PARK AVENUE PART NEW YORK, NY 10043

Totals included on 990-PF, Page 6, Part VIII

13,000 .

13,500 .

674 .

0 . 0 .

0 . 0 .

566,549 . 85,435 . 0 .

15180423 788682 1135 19 Statement s) 16

2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1

13-1667057

U . 0 .

Form 2220 OepaMant of Me T~ury Inromxl ROVenue Service

Underpayment of Estimated Tax by Corporations °""B"°'5.}°'°Z " See separate instrucllons 2~0

" Attach to the corporation's tai return Form 9 9 0-PF Employer identification number ":ar^s

THE JOHN A . HARTFORD FOUNDATION, INC . I 13-1667057 Note In mast cases, the corporation does not need to file Form 2220 (See Part I below for exceptions ) Tie IRS will figure any penalty owed and bill the corporation I1

the corporation does not need to file Farm 2220, it may still use q to figure the penalty Enter the amount tram line 36 on the estimated tax penalty line of the nnrnnrahnn'e mrnmn lav ralurn hut An nnl oMarh Cnrm 99111

- Check the boxes below that apply to the corporation It any boxes are file Form 2220,

1 U The corporation is using the annualized income installment method 2 ED The corporation is using the adjusted seasonal installment method 3 0 The corporation is a'larpe corporation figuring its lust required installment based an the poor year's tax Note The corporation also must file Form 2220 if it has a suspended research credit allowed for the current year (seethe instructions for line a) or it is an

c Credit for Federal tax paid on fuels (see instructions) Sc d Total Add lines Sa through Sc

6 Subtract line Sd from line 4 II the result is less than $500, do not complete or file this form The corporation does not owe the penalty

7 Enter the tax shown on the corporation's 2000 income tax return Caution See instructions before completing this line

418,160 .

799,541 .

418,160 . lal

12/15/01

104,540 .

313,986 . 313,986 .

313,986 .

10 Required Installments It the box on line 1 and/or line 2 above is checked, enter the amounts from Schedule A line 40 If the box an line 3 (but not 1 or 2) is checked, see instructions for the amounts to enter If none of these boxes are checked, enter 25% 01 line 8 above in each column

11 Estimated tax paid of credited far each period (see instructions) For column (a) only, enter the amount from line 11 on line 15 Complete lines 12 through 18 of ono column before going to the nest column

12 Enter amount, d any, from line 18 of the preceding column

13 Add lines 1 t and 12 14 Add amounts on lines 16 and 17 of the preceding

column 15 Subtract line 14 from line 13 If zero or less, enter -0- 16 If the amount on line 15 is zero, subtract line 73 from

line 14 Otherwise, enter-0- 17 Underpayment It line 15 is less than or equal to hoe

10, subtract line 15 tom line 10 Then go to line 12 of the neat column Otherwise go to line 18

18 Overpayment If line 10 is less than line 15, subtract line 6 .1 313 .986

Complete Part III on peas 2 to Ilaure the penalty II there are no entries on line 17 no penalty Is owed ~ JWA Far PaperWOrk Reduction Act Notice, see separate Instructions 20 Form 2220 (2007)


4 Total tax (see instructions)

Sa Personal holding company tax (Schedule PH (Form 1120), line 26) included an line 4 b Look-back interest included on line 4 under section 460(b)(2) for completed long-term

contracts or of section 167(p) for property depreciated under the income forecast method

B Enter the smaller of line 6 or line 7 If the corporation must skip 9 Installment due dates Enter in columns (a) through (d)

the 75th day of the 4th (Form 990-PF filers Use 5th month), 6th, 9th, and 12th months of the corporation's tax year Exception Enter October 1, 2001, instead of September 15, 2001 . 9 O11 06/15/01 1 10/01/01

104,540 .1 104,540 .1 1

200 606 . 383,000 . 44,000

96,066 . 374,526

0

418,160 .

FoYm 990-PF

Form 2220(200t) THE JOHN A. HARTFORD FOUNDATION, INC . 13-1667057 Pace 2

" Part III Figuring the Penalty

a b c 0

19 Enter the date at payment or the 15th day of the 3rd

month attar the close of the lax year, whichever is earlier

(see instructions) (Form 990-PF and Farm 990-T filers

Use Slh month instead of 3rd month ) 19

20 Number of days from due date of installment on line 9

10 the date shown on line 19 20

21 Numberoldy>onilne20enera/15/1001anEbarons 7/1/tppi 21

22 Underpayment on line 17 a Numper of days on line t7 x B% 22 J65

23 Number of days on line 20 after Moacoi and before 111n002 23

24 Unaerpeyment an line 17 x Number al days on line 27 x 7% za a a a a 765

25 Numloar of days on line 20 after 12131f2001 and before 4/1/2002 25

26 Undemryment on line 17 x Number of days on line ZS x 6% zs a a s a 365

27 Number of days an line 20 after 3Q1/2002 and before 7/1/2D02 27

28 Unaerprymmt on line 17 x Number of days on line 27 x % ZB 765

Zg Number of days an line 20 after M10r10122 and before 1011/2002 29

30 underpayment an dine 17 x Number of days on line 29 a " 94 30 $ $ $ E 365

31 Number of days on line 20 slim 9AQ2002 and boom 1/1200) 31

32 UnEaipeymant on line 17 x Number of days on line 31 x M 32 365

33 Number of days on line 20 affair 17/J12007 and baron 7/1820p7 33

34 Underpayment an line 17 n Number of days on line 73 R % 34 f a 365

35 Add lines 22, 24 26, 28, 30, 32, and 34 35 $ $ $ r$

36 Penalty Add columns (a) through (d), of line 35 Enter tie total here and on Form 7120, line 33, Form 1120-A, line ~I _ III

29, or the comparable line for other income tax returns I a6 I $ ' For underpayments pall attar March 31, 2002 For lines 28, 30, 32, and 34, use the penalty interest rate for each calendar quarter, which the IRS will determine during the first month in the preceding quarter These rates are published quarterly in an IRS News Release and in a revenue ruling in the Internal Revenue Bulletin To obtain this information on the Internet, access the IRS Web Site at will Irs qov You can also call 1-B00-829-1040 to pet inte rest rate information

JwA Form 2220 2001

i,zeW

15180423 788682 1135 21

2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135 1

THE JOHN A . HARTFORD FOUNDATION, INC . Form 2220120011 Form 990-PF

13-1667057 Paae 3

E Schedule A ~ Annualized Income Installment Method and/or the Adjusted Seasonal Installment Method Under Section 6655(e) (gee Instructions)

Fc " r^ 1120S I : :tr : F ..r.- 2, 1 ;, 1 ;,, and 7o, Leww, iexeoie income revers to excess net passive income or the amount on which tax is imposed under section 1374(x) (Or the corresponding provisions 01 poor law), whichever applies

Part I - Annualized Income Installment

First 4 I First 7 I First

3 .000000 1 .71429

6512053 .83,675,589

3 6 .00000

a 113995314

1,139,953 .1 1,165,121 .1 836,756 4 .

1,139 .953 .1 1 .165 .121 .1 836,756 .1 514 .58 8 For each period, enter the same type of credits as allowed

on Form 2220, lines 4 and Sc (see instructions) 9 Total tax after credits Subtract line 8 from line 7 If

17 Divide the amount in each column on line 14a by the amount in column d on line 16a 17

18 Divide tie amount in each column on line t4b by the amount in column d on line 16b 18

19 Divide the amount in each column on line 14c by the amount m column 1d) on line l6c 19

11292' JWA 22 Form 2220(2007) 15180423 788682 1135 2001 .05020 THE JOHN A. HARTFORD FOUNDA 1135-1

2 Enter taxable income for each annualizalion period (see

4 Annualized taxable income Multiply line 2 6y line 3 5 Figure the tax on the amount in each column on line 4

using the instructions for Form 1120, Schedule J, line 3 (or the comparable line of the tax return)

6 Enter other taxes for each payment period (see

First

882,020 .

1 .200000

458,424 .

11 Multipl y line 9by line 10 11 284,988 . 582 561 . 627,567 . 514,584 . 12 Add tie amounts in all preceding columns of line 40 (see

instructions i2 104 540 . 209,080 . 313 620 . 13 Annualized Income Installments Subtract line 12 from

line 11 ttzero ariess,enter -0- 13 284,988 . 478,021 .1 418,487 . 200,964 . Part II - Adjusted Seasonal Installment Method (Caution: use this method only ii the base venod percentage for any 6 consecutive months is at least 70% See instructions for more in formation )

Fuss 3 First 5 First 8 First 11 14 Enter taxable income for the following periods months months months months

a Tax ear be g inning in 1998 14a

6 Tax ear be g inning in 1999 14h

c Tax ear be g inning in 2000 14s 15 Enter taxable income for each penod for tie tax year

be loom in 2001 75 First 4 First fi First 9

16 Enter taxable income lortnefollowing penods - months months - - months Entire year

uazz oz-0,az 2 3 15180423 788682 1135 2001 .05020 THE JOHN A . HARTFORD FOUNDA 1135-1


Fuss 4 I First 6 I Fat 9 I " a raa~

23 Figure tie tax on the amount on line 22 using the instructions for Form 1120, Schedule J, line 3 (or the comparable line of the return)

24 Divide the amount in columns (a) through (c) an line 16a

by the amount in column (d) on line 16a

25 Divide the amount in columns (a) through (c) on line 161b by the amount in column (d) on line 16h

26 Divide the amount in columns (a) through (c) on line 16c

29 Multiply tie amount in columns (a) through (c) of line 23 by columns (a) through (c) of line 28 In column (d) enter the amount from line 23, column (d)

30 Enter other taxes for each payment period (see

32 For each period, enter the same type of credits as allowed on Farm 2220, lines 4 and Sc (see instructions)

33 Total tax after credits Subtract line 32 from line 31 If zero or less, enter-0-

33 Add the amounts in all preceding columns of line 40 (see instructions)

35 Adjusted seasonal installments Subtract line 34 from line 33 If zero or less, enter-0-

Part III - Reawred Installments 1st I 2nd I 3rd I 4th

36 If only one of the above parts is completed enter the amount in each column from line 13 or line 35 If Doth parts are completed, enter the smaller of the amounts in each column from line 13orline 35 36 284 988 . 478 021 . 418 487 . 200 964 .

37 Enter 25% of line 8 on page t of Form 2220 in each column (Note 'Large corporations' see the instructions tar line 1Ofortheamounts toenter 37 104 540 . 104 540 . 104,540 . 104 540 .

38 Subtract line 40 of [he preceding column from line 39 Of

39 nddlines 37 and 38 39 104 540 . 104 540 . 104 540 . 104 540 .

40 Required Installments Enter the smaller of line 36 or line 39here andonpage iofForm 2220line t0 40 104,540 . 104,540 . 104 540 . 104 540 .

JWp Form 2220 2001

** Annualized Income Installment Method Using Option 1

MARKET VALUES (1)

$39,710,012 $488,356,284

$0

511

($4,173) $26,652,241 $39,710,012 $488,344,160 $528,0:i4,172

13-1667057 Fomi 990-PI' 12/31/01 Page 1

PART II BALANCE SHEET

THE JOHN A. HARTFORD FOUNDATION . INC.

RECONCILIATION OF THE MARKET VALUE AND COST OF INVESTMENTS PER CUSTODIAN SUMMARY WITH FOUNDATION'S CONTROLS AT DECEMBER 31, 2001

LINE 1 CASH SHORT-TERM A B TOTAL INVESTMENTS (AT COST) LINE 2 BONDS STOCKS LINE 10 (a-c) -

TOTALS PER CUSTODIAN SUMMARY

VALUATION ADJUSTMENT

NET UNREALIZED GAIN ON FOREIGN CURRENCY FORWARD CONTRACTS

NET CASH PENDING SETTLEMENT

OPERATING CASH

TOTALS

($11,684) $26,423,802

$208,668

$19,771

($12,124)

$528,066,296

(912,124)

$0

BOOK VALUES

$6,104,874 $6,104,874

$7,511

($4,173) $26,443,573 $38,876,781 $420,220,426 $459,097,207

$68,123,734 $68,956,965

Page 2 13-1667057 rom, q9n-rr 12/11/01


THE JOHN A HARTFORD FOUNDATION . INC


SHORT-TERM A g A+B LINE 1 CASH SAT COST) LINE 2 BONDS STOCKS TOTAL INVESTMENTS

LINE 10 01-0

TOTALS PER CUSTODIAN SUMMARY

CUSTODIAN ERROR

NET PAYABLE FOR PENDING TRADES ADJUSTMENT TO COST OF LIMITED PARTNERSHIPS FOR PRO RATA SHARE OF REALIZED GAINS AND OPERATING INCOME MINUS DISTRIBUTIONS

OPERATING CASH

TOTALS

UNREALIZED APPRECIATION

(1) ($11,684) $26,423,802 $38,876,781 $414,127,302 $453,004,083

($11,750) ($11,750)

$19,771

$0 $208,668 $833,231


MARKET VALUE $306,779,687 $54,387,636 $127,188.961 $488,356,284

BOOK VALUE $266,849,160 $52,127,630 $95 .150.512 $414,127,302

13-1667057 Page 3


THE JOHN A HARTFORD FOUNDATION . INC

D

EQUITIES INVESTMENT COMPANIES MISCELLANEOUS EQUITIES

Form 990-PF 12/31/i)1

(1) OFFICE CONDOMINIUM - S L 20 YRS FURNITURE AND FIXTURES - S L 5 YRS

2001 Firm 990-PF 13-1667057 Page I

THE JOHN A HARTFORD FOUNDATION. INC

SCHEDULE OF LAND, BUILDING, AND EQUIPMENT

PART I - LINE 19 AND PART II - LINE 14

December 31, 2001

OFFICE FURNITURE AND TOTAL CONDOMINIUM FIXTURES

COST $4,622,812 $552,248 $5,175,060

LESS

ACCUMULATED DEPRECIATION 12/31/00 $577,262 $273,191 $850,453

2000 DEPRECIATION EXPENSE' (PART I - LINE 19) $231,140 $109,784 $340,924

RETIREMENTS = ($424) 424

ACCUMULATED DEPRECIATION 12/31/01 (PART II -LINE 14) $808,402 $382,551 $1,190,953

BOOK VALUE $3,814,410 $ 169 , 697 $3,984,107

14428 1

The John A. Hartford Foundation . ins . 2001 990-PF 13-1667057

PART XV - Supplementary Information

2 . Information Regarding Grant, Gift, Loan, Scholarship, etc., Programs

(a) Executive Director The John A . Hartford Foundation, Inc. 55 East 59th Street New York, NY 10022 (212) 832-7788

(b) Submit a brief letter describing the proposed project addressing the nature and importance of the problem, the specific solution to be designed, how different than others, and unique contributions, criteria for measuring the projects success, experience of project or organization's personnel, the funds required .

(c) No deadlines

(d) Grants only to exempt organizations under Section 501 (c)(3) of the IRS Code, and that are not private foundations within the meaning of Section 509 (a) or a state or political subdivision thereof. No grants to individuals . Programs in the area of Aging and Health with two main focuses, Academic Geriatrics and Training and Integrated Health-Related Services .

GRANTS APPROVED AND PAID (PART I, LINE 25 AND PART XV, LINE 3) For the Year Ended December 31, 2001

APPROVED PAID (LINE 3a) (LINE 3b)

Total per attached listing $24,157,308 $42,887,719 Addition Grants Refunded/Cancelled $ 148,031 $559,374 Total $24 .305,339 $43.447.093

2001 Form 990-PF Page 1 13-1667057

-_ PAGE

HARTFORD COMPOSITE 55 EAST 59th STREET NEW YORK, NA 10022

C 95501 ~~~

BASE CURRENCY USD FEDERAL TAX I.Q #A~H~~~CCCEMBER 31 .2001

MARKET ACCRUED %GAIN ESTIMATED CURRENT

0 00 00 (11,684 13) (11,684 13)

6,892,054 57 6,918,372 89

(6,087,793 16) (5,913,769 64)

792 .577 28 993 .419 12

O 00 0 O

4 1 2

(3 0) (1 1)

Y5_3 2

4,231 00 O 00 O 00 I100 OI 0 O 00 00 144,146 91 44,206 86 O 00 169 31 O 3,433,542 31 X 2,568 00 0 00 O 00 100 01 O O 00 00

150,945 91 44,206 B6 O 00 (70 73 O 3,433,542 31 X

O 00 42 5 0 O 00 00 O 00 (35 5) 1 897 60 24 O 00 4 4 1 13,262 62 2 13 0 00 105 5 1 12,949 20 2 45 O 00 (70 4) 0 1 247 00 2 12 0 00 16 4 1 10,146 11 2 41 0 00 (18 7) 0 2,976 00 1 74

158 79 4 1 2 11,017 20 99

158 79 1 9 6 52 .495 73 1 52

JI'MOr~",an Chase Bank Chase M~ImTrch Center ISrnnAlvn . NY 11245

d~ ~JPMorgan

FD433 SUMMARY STATEMENT OF INVESTMENT HOLDINGS BY SECURITY CATEGORIZATION

SETTLED CASH

RECEIVABLES

PAVABLES

NET CASH

EQUITIES COMMON STOCK MISCELLANEOUS CAPITAL EOUIPTMENT CONSUMER GOODS ENERGY FINANCE MATERIALS MULTI-INDUSTRY SERVICES

COMMON STOCK

PREFERRED STOCK MISCELLANEOUS FINANCE SERVICES

PREFERRED STOCK

ADR MISCELLANEOUS CAPITAL EOUIPTMENT CONSUMER GOODS ENERGY GOLD MINES MATERIALS MULTI-INDUSTRY SERVICES

ADR

1,690,937 79 2,523,338 O9 0 00 49 2 5 0 00 00 40,801,385 40 47,136,863 01 10,864 53 15 5 8 5 244,222 33 52 44,806,564 62 55 720,888 13 42,591 95 24 4 10 O 289,756 42 52 9,000,404 14 7,596,895 29 27,258 77 (15 6) 1 4 241,164 56 3 17 52,738,869 82 61,598,814 31 93,820 72 16 8 11 1 991,344 08 1 61 15 389,528 06 14,859,749 09 20,094 5O (3 4) 2 7 252,884 91 1 70 8,178,781 73 9,972,966 O8 25,626 25 21 9 1 8 145,060 00 1 45 90,219,165 07 103,422 907 49 22 678 49 14 6 18 6 472,947 35 46

262,845,636 63 302,832,421 49 242 935 21 15 2 54 5 2,637,379 65 87

120,646 50 171,892 49 582,267 38 375 463 00 595,362 O5 621,394 20 257,671 82 529,416 00 199,076 11 58,870 00 367,816 28 421 181 46 210.453 40 171,100 00

1,068,338 64 1,111,606 55

3,395,832 18 3,460,923 70

JNMorpan Chase Bank Chase MeluiTe,h Center ' PJPMorgan Hraoklvn NY 11245

F0433 PAGE .13 SUMMARY STATEMENT HARTFORD COMPOSITE C 45501 OF INVESTMENT HOLDINGS BY SECURITY CATEGORIZATION BASE CURRENCY USD AS OF DECEMBER 31,2007

MARKET ACCRUED %GAIN ESTIMATED CURRENT

GDR CONSUMER GOODS 78,461 15 32 .962 07 0 00 (58 0) 0 000 00

GDR 78,461 15 32,962 01 0 00 (s-8-0) 0 0 00 00

REIT MISCELLANEOUS 398,484 23 409,173 00 0 00 2 7 1 36,160 00 8 84

REIT 398,484 23 409,773 00 0 00 2 7 1 36,160 00 8 84

EQUITIES 266 849,160 10 306,779,687 06 243,094 00 T5-0 -6-5-2 6,159,577 69 2 01

FIXED INCOME GOVERNMENT BONDS TREASURY NOTES 38,283,056 27 39,258,262 50 395,775 55 2 5 7 1 2,187 187 50 5 57

GOVERNMENT BONDS 38,283,056 27 39,258,262 50 395,775 55 2 5 7 1 2,187,187 50 5 57 ---

CORPORATE BONDS CONVERTIBLE 593,724 51 451,749 73 20,838 41 (23 9) 1 37,408 11 8 28

CORPORATE BONDS 593,729 51 451,749 73 20,838 47 (23 9) 1 37,408 11 8 28

FIXED INCOME 38,876,780 78 39 .716-,-01223 416,613 96 2 1 7 1 2,224,595 61 5 60

CASH EQUIVALENTS STIF 26,423,802 15 28,423,802 15 61,877 46 0 4 8 526,548 90 1 99

CASH EQUIVALENTS 26,423,802 15 26,423,802 15 6F877-46 0 4 8 526 546 90 7 99

INVESTMENT COMPANIES MUTUAL FUNDS 52,127,630 06 54,387,635 92 0 00 4 3 9 8 0 00 00

INVESTMENT COMPANIES 52,127 630 06 54,387,635 92 000 4 3 9 8 0 00 00

MISCELLANEOUS LIMITED PARTNERSHIP 87,651,908 30 119,127,337 19 0 00 35 8 21 4 0 00 00 WARRANTS 0 00 0 00 0 00 0 0 0 00 00 OTHER 7,498 .805 28 8,061,623 59 0 00 7 5 1 5 0 00 00

MISCELLANEOUS 95,150,511 58 127 188 .960 78 0 00 33 7 T2-9 0 00 00

NET ASSETS 480 .220 .481 95 555 .483,517 48 721 .585 42 15 7 100 0 8,910,720 20 1 60

t

AUSTRALIAN DOLLAR 1 953552

AUSTRALIA B NEW ZEALAND BANK GROUP 14 9894 205 355 08 143,983 30 38,628 22 NPV 17 909 108 962 83 124,892 75 15,929 32 6065586 13,700 0 00 19,773 33

0 00 0 00 (3,844 01)

8HP BILLION LTD 6 2743 21 960 20 36,750 00 14 .789 80 ORO NPV 10 50 14,171 57 18,811 89 4,640 32 6144690 3,500 0 00 7,570 73

0 00 0 00 (2,30 47)

CSL 28 5879 363 066 09 65,923 00 290,856 91 ORD NPV 51 49 217,875 32 334,735 39 116,860 07 6185495 12,700 0 00 f48 886 18

0 00 0 00 (72 026 111

NEWS CORPORATION 6 9485 121 848 14 273 947 39 152,099 25 SHS 15 622 82,091 73 140 230 41 58,138 68 6886925 17,536 0 00 77,857 80

0 00 0 00 (19,719 12}

QANTAS AIRWAYS 4 064 163 873 71 149,776 00 (14,097 71) NPV 3 68 84,590 64 76,668 55 (7 922 09) 6710347 40,700 0 00 (7 716 45)

0 00 0 00 (705 64)

WOOLWORTHS LIMITED 9 2450 338 367 82 417,384 00 73 0t6 IS NPV 11 24 774,331 89 210 582 57 36,250 68 E981239 36 600 0 00 37,376 11

0 00 0 00 (1 125 43)

TOTAL AUSTRALIAN DOLLAR 1 214,471 04 1 769 763 69 555 292 65 682,023 98 905,920 96 22 .3 896 98

0 00 284,247 70 O 00 0 00 (60,50 72)

N m ~~JPMorgan

n Chase Rank tm I ech Center NY 11275

Fp408 PAGE 19 DETAIL STATEMENT OF HARTFORD COMPOSITE C 95501 ASSETS AND LIABILITIES

BASE CURRENCY U50 AS OF DECEMBER 31,2001

SECURITIES + a UNIT C057 LOCAL COST LOCAL MARKET VALUE UNREALILOCALAjN(LOSS)

MARKET PRICE BASE COST BASE MARKET VALVE TOTAL BASE SHARES/PAR LOCAL ACCRUAL MARKET

0

0

'' - F0408 PAGE :0 DETAIL STATEMENT OF HARTFORD COMPOSITE C 95501 ASSETS AND LIABILITIES

BASE CURRENCY USE) AS OF DECEMBER 31,2001

UNREALIZED GAIN(LOSS) SECURITIES ~ ~ UNIT COST LOCAL COST LOCAL MARKET VALUE LOCAL

MARKET PRICE BASE COST BASE MARKET VALUE TOTAL BASE SHARES/PAR LOCAL ACCRUAL MARKET

BASE ACCRUAL SASE ACCRUAL niRa uc~ Y __

BRITISH POUND O 687098

ASTRAZENFCA 21 2571 367,371 20 526,660 00 1E5,288 80 ORD USDO 25 30 98 592,383 29 766 501 33 174 118 04 0989529 17,000 USD O 00 240 561 43

O 00 O 00 (66,443 39)

8AE SYSTEMS 3 0112 97,561 35 700,278 00 2,716 65 ORD GBPO 025 3 095 191,629 62 145,944 67 4,315 O5 0263494 32,400 O 00 3,953 81

O 00 O 00 361 24

COMPASS CROUP 5 O848 e1,356 90 82 400 00 1,043 10 ORD GBPO 10 5 15 122 338 82 119 925 02 (2 413 80) 053315 16,000 0 00 1,518 13

O 00 O 00 (3,931 93)

CORUS GROUP O 5187 141,097 59 195,840 00 54,752 41 ORD GBPO 50 O 72 204,839 38 285,025 67 80,186 29 0828053 272,000 O 00 79,686 69

O 00 0 00 499 60

DiAGEO O 00 O 00 O 00 O 00 ORD 25P O 00 O 00 0 00 O 00 0396000 O 402 64 0 00

662 95 586 00 O 00

EMI GROUP O 00 O 00 O 00 O 00 ORD 14P O 00 O 00 O 00 O 00 0044473 O 493 89 O 00

812 17 718 80 O 00

INVENSYS O 00 0 00 O 00 O 00 GBPO 25 O 00 O 00 O 00 O 00 0807041 O 554 76 O 00

897 27 807 39 O 00

LLOYDS TSB GROUP O 00 O 00 O 00 O 00 OGD GBPO 25 O 00 O 00 O 00 0 00 0870612 O 232 31 O 00

379 48 338 10 O 00

MARKS 8 SPENCER 2 6596 79 786 G1 108,300 00 28,513 39 ORD GBPO 25 3 61 114,596 21 157,619 90 43 023 69

0565402 30,000 1 .110 00 41 498 47 1,601 28 1,615 50 1 525 28

JI'Mor an Chasc [tank chaw ndroiech Center ..IJPMorgan Rmnklm . NY 11245

FD408 DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE 21 C 45501

AS OF DECEMBER 31,2007

HARTFORD COMPOSITE

BASE CURRENCY LSD

UNREALIZED GAIN(LOSS) LOCAL

TOTAL BASE MARKET

or. ..~

s t SECURITIES s s UNIT COST LOCAL COST LOCAL MARKET VALUE MARKET PRICE BASE COST BASE MARKET VALUE SHARES/PAR LOCAL ACCRUAL

wncc erroiini wnccwrrnueL -

NATIONAL WESTMINSTER BANK 0 00 O 00 O 00 0 CO ORD GBPI 0 00 0 00 0 00 0 00 0625795 0 357 75 0 00

569 07 520 67 0 00

PEARSON 12 8061 166,478 75 102,830 00 (63,648 75) ORS GBPO 25 7 91 235,732 69 149,658 05 (86,073 84) 0677608 13 000 0 00 (92,634 44)

0 00 0 00 6,560 60

PRUDENTIAL 10 0967 151,451 23 119,400 00 (32,051 23) G8P0 05 7 96 220,912 74 173,774 84 (47,137 90) 0709954 15,000 0 00 (46,647 33)

0 00 0 00 (490 51)

RECKITT 8 COLMAN O 00 0 00 O 00 O 00 ORD 10P 0 00 0 00 0 00 0 00 0727699 0 560 00 0 00

859 06 815 02 0 00

RECKITT BENCKISER O 00 O 00 O 00 O OCR ORD 70 10/19P 0 00 0 00 0 00 0 OCR 0727871 0 839 99 0 00

1 394 54 1 222 52 0 OC'

REUTERS GROUP 7 2195 134 282 44 126 480 00 (7,802 44) ORD G9P0 25 6 80 210 724 19 184,079 08 (26 645 11) 0236913 18 600 0 00 (11 355 68)

0 00 0 00 (75 289 43)

REUTERS HLDGS 0 00 0 00 0 00 0 00 ORD 2 5P 0 UO 0 00 0 00 0 00 0733872 0 286 88 000

455 36 417 53 0 00

ROYAL BANK OF SCOTLAND GROUP 14 6053 291,663 94 329,384 00 37,720 06 ORD GBPO 25 16 72 416,044 70 479 385 70 63,341 00 0754783 19,700 0 00 54,897 80

0 00 0 00 8,443 20

SHELL TRANSPORT 8 TRADING CO 5 8270 321,900 84 261,016 00 (60 884 841 ORD 25P(REGD) 4 72 467 198 27 379,882 87 (87 315 40,- 0803414 55 300 0 00 (88,611 84)

0 00 0 00 1,296 44

' ~JPMorgan 11245

JI'Mnrgan Chase dank cim~, Melwi,~cncrnter PJPMor an ISnw,klvu . NY 11245

FO40B 1 PAGE :2 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501 ASSETS AND LIABILITIES

BASE CURRENCY L15D AS OF DECEMBER 31,2001

i a SECURITIES t s UNIT COST LOCAL COST LOCAL MARKET VALUE LOCAL MARKET PRICE BASE COST BASE MARKET VALUE TOTAL BASE SHARES/PAR LOCAL ACCRUAL MARKET

SMITHS GROUP 4 4441 169 675 93 258,478 60 88,803 17 GBPp 25 6 77 276 453 29 376 189 94 99 736 65 0818270 38,180 O 00 129,244 20

O OO O 00 (29,507 55)

7ESC0 O 00 O 00 O 00 O 00 ORD GBPO O5 O 00 O 00 O 00 O 00 0884709 O 553 12 O 00

929 59 805 01 O 00

TI AUTOMOTIVE 2 3998 199 104 21 O 00 (199 184 21) 'A'SHS GBPO 0001 O 00 324 532 14 O 00 (324 532 141 3067529 83,000 O 00 (289,892 841

O 00 O 00 (34,639 301

TI GROUP O 00 0 00 O 00 O 00 ORD G8P0 25 O 00 O 00 O 00 O 00 0068673 O 136 50 O 00

222 77 198 6G O 00

UNILEVER 6 0745 267,276 44 248 160 00 (19,116 44) ORD GBPO 014 5 64 437 876 33 361,172 24 (70 704 09) 0574873 44,000 O 00 (27,827 Oe)

O 00 O 00 (42 882 01)

VOD4FONE GROUP O 3511 186 016 71 952,664 22 766,587 51 ORD USDO 10 1 7975 248,979 74 1,386 508 17 1,137,528 43 0719210 529 994 3 828 83 1,115,692 00

5,411 28 5,572 48 21 836 43

TONAL BRITISH POUND 2 649 153 64 3,411,890 82 762,737 18 4 .008,241 41 4,965 668 28 957,426 87

9 356 67 1,110,088 20 14,19 82 13,617 68 (152,661 33)


PAGE 23 HARTFORD COMPOSITE C 45501

BASE CURRENCY USD AS OF DECEMBER 31,2001

Chase flank

viii~s center ~~JPMOrgan

UNREALIZED GAIN(LOSS) s r SECURITIES t i UNIT COST LOCAL COST LOCAL MARKET VALUE LOCAL MARKET PRICE BASE COST BASE MARKET VALUE TOTAL BASE SHARES/PAR LOCAL ACCRUAL MARKET

- aecFACuei BASF ACCRUAL CURRENCY- -

CANADIAN DOLLAR 1 596262

ABITIBi-CONSOLIDATED CO(003924107) 14 9879 257 792 46 200.036 00 (57,756 46) COM NPV 11 63 173,496 84 125,315 27 (48,181 57) 2056807 17 200 1,720 00 (36,182 ;t2)

1 O85 15 1,077 52 (11 999 25)

ALCAN ALUMINUM 46 0111 188 645 36 234,315 00 45,669 64 COM NPV 57 15 124,242 90 146,789 81 22,546 S1 2013200 4,100 USD 000 28 610 C6

O 00 O 00 (6 063 45)

BANK OF NOVA SCOTIA 35 4797 120 631 11 166,464 00 45,832 89 COM NPV 48 96 80 875 27 104 283 63 23 408 36 2076281 3,400 1 156 00 28,712 63

723 95 724 19 (5 304 27)

INVESTORS GROUP 20 7195 387,454 69 476,850 00 89,395 31 COM NPV 25 50 259,638 13 298,729 16 39,091 03 246975 18 700 3 553 00 56 002 91

2,224 39 2,225 83 (16,911 83)

MAGNA INTERNATIONAL INC 69 9572 202 875 88 293,190 00 90 314 11 CLA55'A'SUB VIG COM Nf'V 101 10 132 276 07 183 677 86 57,396 711 2554475 2 9U0 O 00 56 578 51

O 00 O 00 (5,181 7")

SUNCOR ENERGY 93 8183 74 491 04 99 080 00 14 588 96 COM NPV 52 40 46 526 21 55,805 38 9 279 17 28G1142 1 700 O 00 9.139 4E

O 00 O 00 139 71

TOTAL CANADIAN DOLLAR 1 231 890 54 1,459,935 00 228,044 46 817 O55 92 914,596 71 97 540 69

6,429 00 142 861 55 4,033 49 4 027 54 (45,320 86)

HARTFORD COMPOSITE

BASE CURRENCY USD

LOCAL COST BASE COST

UNIT COST MARKET PRICE SHARES/PAR

1 027 500 00 (286 827 60 123,047 72 (40.492 99)

0 00 (34 348 81)) O 00 (6 144 1())

1,027 .500 oo (aas .a27 r, T) 123 047 72 (40,492 9'1)

0 00 (34 348 84) 0 00 (6,144 10)

CPJPMorgan 0

FD40fi DETAIL STATEMENT OF ASSETS AND LIABILITIES

SECURITIES

DANISH KRONE 8 350419

I55 INTL SERVILE SYSTEM DKK 5952816

TOTAL DANISH KRONE

JYMnfyan Chasc Oank U~asc M,Irulieh Cunlcr Br.~nklvn . NY 1 1245

525 7311 1 ,114,327 63 411 00 163,540 71

2,500 O 00

1 314,327 63 163,540 71

O 00

PAGE 24 C 45501


UNREALIZED GAIN(LOSS) LOCAL MARKET VALUE LOCAL BASE MARKET VALUE TOTAL BASE LOCAL ACCRUAL MARKET


PAGE 25 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

UNREALIZED GAIN(LOS .` .) LOCAL

TOTAL BASE MARKET

SECURITIES s + UNIT COST LOCAL COST LOCAL MARKET VALUE MARKET PRICE BASE COST BASE MARKET VALUE SHARES/PAR LOCAL ACCRUAL

nncc errouwi e~ac wrreiw

EUROPEAN MONETARY UNIT 1123128

AEGON NV 38 9769 992 273 63 773,923 20 (218 350 4C) EURO 12 30 40 896,388 09 689 078 36 (207,309 73) 5927375 25,458 0 00 (194 412 77)

0 00 0 00 (12,896 96)

AIX7RON 55 3641 232 529 01 106 470 00 (126,059 01) ORD NPV 25 35 203,405 56 94,797 74 (108 607 82) 5468346 4,200 88 62 (t12,239 2.)

78 37 78 90 3 631 40

AMAZON COM 39 00 73 320 00 95,175 00 21 855 00 ANNUAL 6 875% 02/16/2010 50 625 64 602 81 84,741 Of 20,138 20

8255511 188,000 11,296 10 19,459 05 9,964 77 10 057 71 679 15

ASML HOLDING NV 16 4470 120 068 98 142,496 00 22,427 02 EURO 02 19 52 109,521 83 126,874 23 17 352 40 5949368 7 300 0 00 19,968 36

0 00 0 00 (2 615 96)

ASSICUR4ZIONI CENERALI SPA 41 8245 250 946 94 te7 200 00 (63 746 94) fiL2000 31 20 215,529 OS 166,677 35 (48,851 70) 9056719 6,000 0 00 (56,758 391

0 00 0 00 7,906 69

BANCO BILBAp VIZCAVA ARGENTA91A SA 14 8498 222,746 43 208,500 00 (14,246 431 tURO 49 13 90 216 879 04 185,642 29 (31 236 801 5501906 75 000 345 65 (12,684 60-

314 08 307 75 (18,552 20~~

BAVERISCIIE MOIOREN WERKE AG 38 1551 225,115 38 233 345 00 8 229 62 CUR1 39 55 194 1S0 76 207 763 50 13 612 74 5756029 5 900 572 65 7,327 41

506 40 509 87 6,285 33

BOUYGUES 0 00 0 DO 0 00 0 00 EURIO 0 00 0 00 0 00 0 00 4115159 0 1 972 10 0 00

2,273 90 1,755 90 0 00

BOUYGUES SIOCK 56 0613 644 704 48 423,200 00 (221 50< 48) 4002121 36 00 629,476 Of 376,804 78 (252 671 23)

11 SOO 0 00 (197 221 05) 0 00 0 00 (55,450 18)

JI'Morgan Chase Bank m

W 11245 JPMor9an

Foeoe DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE 26 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD


TOTAL BASE MARKET

ri ioorurv

a x SECURITIES LOCAL COST LOCAL MARKET VALUE BASE COST BASE MARKET VALUE

LOCAL ACCRUAL SE accaUel ansE n[csIIeL


CHRISTIAN OlOR O 00 O 00 O 00 O DO FRF52 O 00 0 00 O 00 O OC 4194545 O 541 87 O OC 544 60 482 46 O OC

CHRISTIAN DIOR O 00 O 00 O 00 O 00 STOCK O 00 O 00 O 00 0 00 4061393 O 119 00 O 00 105 69 105 96 0 00

CKpG COLONIA KONZERN AG O 00 O 00 O 00 O 00 NON VTG PRF OM50 O 00 O 00 O 00 O 00 4211370 O 854 1e O 00 1,003 02 760 54 000

CRH 18 1206 144,964 67 158,640 00 13,675 33 ORD IEPO 25(DUBLIN LISTING) 19 83 129,170 89 141,248 37 12 137 48 4182249 8,000 O 00 1,176 11

O 00 O 00 (38 631

DaIMLERCIiRYSLER AG 51 3037 415 559 67 389 610 00 (25,949 671 ORD NPV(REGD) 48 10 363 598 14 346 897 24 (16 700 90) 5529027 8,100 0 00 (23,704 821

O 00 O 00 6,403 92

DEUTSCHE BANK AG 96 2563 202,130 17 166,530 00 (35,608 17, NPV(REGD) 79 30 184,107 34 148 273 39 (35 833 95) 5750355 2 100 576 O3 (31,704 47)

505 12 512 80 (4,129 48)

ELF AOUIrAINE O 00 O 00 O 00 O 00 EURB O 00 O 00 O 00 O 00 4824080 O 768 34 O 00

902 23 684 11 O 00

EPCOS AG 105 8554 434,007 18 237 800 00 (196,207 18) ORD NPV 58 00 378,436 84 211,730 10 (166,706 74) 5785993 4,100 O 00 (174,697 07)

0 00 0 00 7,990 33

ERAMET O 00 O 00 O 00 O 00 FF20 O 00 O 00 O 00 0 00 4017017 O 6,308 60 O 00

7 407 89 5,616 99 O 00 ZI

j I'morga" chis (-l,awMel,oTmh I

m UJPMorgan

GEA AG O 00 O 00 O 00 O DO DM50 O 00 O 00 O 00 O DO 4363583 O 474 55 O O1)

557 24 422 53 O 01)

HEINEKEN NV 44 5888 530,606 51 506,821 00 (23,785 51) ELIR2 42 59 521 845 13 457,258 45 (70,586 611) 7108048 11,900 O 00 (21 177 9')

O 00 0 00 (49,408 76)

INDUSTRIA DE DISENa TEXTIL SA 17 8548 246,396 32 295,458 00 49 061 6E1 EURO 15 21 41 215,501 91 263,067 08 47,565 6. 7111314 13 800 O 00 43,683 07

O 00 O 00 3,882 60

INFINEON TECHNOLOGIES AG 52 8491 274 815 32 122,200 00 (152,615 32) ORD NPV 23 50 262 779 64 108 803 27 (153,976 37) 5889505 5 200 452 01 (135,884 17)

407 72 402 46 (18,092 20)

JC DECAU% SA 16 5055 122,140 96 92 670 00 (29,270 96) NPV 12 55 105,162 07 82 688 71 (22,473 36) 7136663 7,400 O 00 (26,061 99)

O 00 O 00 3 588 63

KONINKLIJKE PHILIPS ELECTRONICS NV 32 3816 204,004 29 210 294 00 6 289 71 E11R0 20 33 38 182 930 65 187,239 57 4,308 92 5986672 6 300 O 00 5,600 18

O 00 O 00 (1,291 261

LAFARGE 000 O 00 O 00 O 00 EUR4 O 00 O 00 O 00 O 00 4502706 O 1,391 94 000

1,639 49 1,239 34 O 00

LAGARDERt 5 C A O 00 0 00 O 00 O 00 FF40(REGD) 0 00 O 00 000 0 00 4547213 O 702 00 O 00

734 66 625 04 O 00

MANNESMANN AG O 00 O 00 O 00 O 00 OM50 O 00 O 00 O 00 O OO 4562896 O 2 079 02 0 00

2,441 30 1 .851 10 O 00

' PJPMorgan JI'Margan Chasc Bank Uhax MdroTcrh Ccnler Or~Alvn, NY 11245

FD908 PAGE 27 DETAIL STATEMENT Of HARTFORD COMPOSITE C 45501 ASSETS AND LIABILITIES

BASE CURRENCY USD AS OF DECEMBER 31 2001

w ~ SECURITIES x s UNIT COST LOCAL COST LOCAL MARKET VALUE UNREALILOCALAIN(LO55)


' ~- FD908 PAGE 28 DETAIL STATEMENT OF HARTFORD COMPOSITE C 05501 ASSETS AND LIABILITIES

BASE CURRENCY 115D AS OF DECEMBER 31,2001

+ t SECURITIES ; s UNIT COST LOCAL COST LOCAL MARKET VALUE UNREALILOCALAfN(LOS'i)


- BAS A - R BA B ~F A -CRIIAI C!IRRFNt`V

NOKf4 CORP 7 5722 483 787 76 1 865 024 00 1,381,236 24 EURO 06 28 96 446 231 54 1 660 562 29 1 210,30 7', . 5902941 64 400 0 00 1 229 811 9E,

0 00 0 00 (15,481 21)

PEUGEOT SA 0 00 0 00 0 00 0 DO EUR6 0 00 0 00 0 00 0 DO 9683827 0 2 038 13 0 DO

2 238 49 1,814 69 0 00

RENAULT(REGIE NATIONALE DES USINES) 42 0779 143 064 82 137,674 00 (8,390 8:) ORD FRF25 39 61 128,099 93 119,909 75 (8 190 1E) 4712798 3,400 2 561 14 (7,470 94)

3,007 44 2,280 36 (719 24)

ROYAL DUTCH PETROLEUM CO NV 56 0508 336,305 04 341 400 00 5,094 96 NLG1 25(8R) 56 90 296,900 66 303,972 4B 7,071 82 5202704 6,000 0 00 4 536 41

0 00 0 00 2,535 41

$ANOFI-$YNTHELABO 30 0641 366,781 94 1 022,360 00 655,578 06 EUH2 83 80 424 578 74 910 279 75 485,700 4f 5671735 12 200 390 00 583,707 34

391 01 347 24 (98 006 93)

SAP AG 0 00 0 00 0 00 0 00 NON ViG PRF NPV 0 00 O 00 0 00 0 00 4846868 0 334 06 0 00

392 27 297 44 0 00

SCFINEIOER ELECTRIC 59 8352 155,571 54 140 400 00 (15 171 541 EURB 59 00 134,987 00 125,008 01 (9,978 991 4834108 2,600 0 00 (13,508 291

0 00 0 00 3,529 30

SEB SA 0 00 0 00 0 00 O 00 fUR3(PRIME OE F1DEL17E)(REGD) O 00 O 00 0 00 O 00 5060076 0 5,277 12 000

5,971 69 4 698 59 O 00

SEB SA 0 00 0 00 O 00 0 00 FF20 0 00 0 00 000 0 00 4792132 0 1,129 79 0 00

1,145 76 1 005 93 0 00

' ~JPMorgan JI'Mnr~~,an Chase Bank Chose M. ImIecL CeulLr Brooklyn, M' 11245


PAGE 29 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

UNREALIZED GAIN(LOSS) LOCAL COST LOCAL MARKET VALUE LOCAL BASE COST BASE MARKET VALUE TOTAL BASE

LOCAL ACCRUAL MARKET SE ALCBIIA I ReSFeC!`OLAI I... ~-

* + SECURITIES x + UNIT COST MARKET PRICE SHARES/PAR

JI'Mnr "an Chaac Bank ChaseNhknuIcchCenter UJpMor an flronI.IVn M' I12I5

SEB SA 0 00 0 00 0 00 0 00 FRF20(VRIME DE FIDELITE 99)(REGf1) O 00 O 00 O 00 O O() 5170384 0 52 34 0 00

61 46 46 61 O O()

SE9 SA 0 00 0 00 0 00 0 00 FRF20(PRiME DE F]DELITE'9B)(REGO) O 00 O 00 O 00 O 00 5008463 0 56 35 0 00

66 17 50 17 O 00

ST MICROELECTRONICS 0 00 O 00 O 00 O O() CtIR1 0< (SICDVAM) 0 00 0 00 0 00 0 00 5962328 0 USD 23 20 0 OCR

23 20 23 20 0 OC~

$YNTIIELA80 O 00 0 00 O 00 O OC fpF10 0 00 0 00 0 00 0 OC 4872896 0 411 61 0 OC

440 04 366 49 0 00

TELEFONICA SA 14 2455 211,503 26 223,150 41 11 647 15 EURI 15 03 202,593 56 198 685 53 (3,907 03) 5732524 14,847 0 00 10 370 27

0 00 0 00 (14 277 30)

VEDIOR 12 8711 175 061 09 783 192 00 8 130 97 CVA NLGO 05 13 47 151 132 28 163,108 75 11,976 47 5205361 13,600 O 00 7 239 53

0 00 0 00 4,736 94

VIVENDI 0 00 0 00 0 00 0 00 STK fUR 0 00 0 00 0 00 0 00 5687237 0 187 50 0 00

175 77 166 94 0 00

VIVENDI UNIVERSAL 46 7814 121,631 68 159,900 00 38 268 32 EUR5 5 61 50 111 427 49 142,370 24 30,942 75 4834777 2 600 200 00 34,072 98

178 31 178 07 (3,730 23)

TOTAL EUROPEAN MONETARY UNIT 7,330,045 07 8,920 632 61 1 090 587 54 6 769,376 46 7 497,482 59 728 106 73

41,180 70 971,026 97 43 472 41 36,689 27 (242 920 84)

O 00 0 00 O 00 (819 J8) O 00 O 00 O 00 (819 ;i8)

700 0 G0 O 00 (819 :8) O 00 O CO 0 00 (819 38)

a OJPMorgan hase Bank erh Qnl,r 11245

0

FDq08 DETAIL STATEMENT OF ASSETS AND LIABILITIES

SECURITIES + s

GERMAN DEUTSCHE MARK 2 196578

DRESDNER BANK AG ORD NPV 4355870

TOTAL GERMAN DEUTSCHE MARK

HARTFORD COMPOSITE

BASE CURRENCY USD

SNIT COST LOCAL COST MARKET PRICE BASE COST SHARES/PAR

0 00 O 00 O 00 819 38 O

O 00

O 00 819 38

O 00

PAGE 30 C 95501


UNREALIZED GAIN(LO55) LOCAL MARKET VALUE LOCAL BASE MARKET VALUE TOTAL BASE LOCAL ACCRUAL MARKET

C 45501



HARTFORD COMPOSITE

BASE CURRENCY U50

UNREALIZED GAIN(LO55) + > SECURITIES ~ s UNIT COST LOCAL COST LOCAL MARKET VALUE LOCAL


9ASF ACCRLIAI -HALF erroneI rnoovury-

A WJPMorgan

JI'Mo~,an Chase Bank Chase tvlclm I eel, Cenlu Bn .oAlvn, NY 11249

HONG KONG DOLLAR 7 797858

CFIEUNG KONG(IILDGS) HKDO 50 619073

HANG LUNG PROPERTIES HKD1 6030506

HUTCFIISON WHAMPOA HKDO 25 6448068

LI 8 FLING HKDO 025 6286257

SUN HUNG KAI PROPERTIES HKQO 50 6859927

TOTAL HONG KONG DOLLAR

89 6601 4,303 684 97 81 00 551,798 45

48,000 O OO

7 1888 802,991 23 e 05 103,671 11

111,700 O UO

86 5111 1,297,666 90 75 25 166,300 27

X5,000 O 00

5 1739 952,006 E5 B 75 122,717 15

184,000 O 00

47 8102 1 147,445 06 63 00 147 108 30

24,000 O 00

8 503,794 31 7,091,675 20

O 00

3,888 000 00 (415,684 97) 498,598 59 (53,199 86)

0 00 (53,307 60) 0 00 107 74

899,185 00 96,193 77 115,311 82 11 640 71

O 00 12,35 92 O 00 (695 21)

1,128,750 00 (168,916 43) 144,751 33 (21,628 94)

0 00 (21,661 93) O 00 32 93

1,610,000 00 657,993 35 206,467 01 83,749 85

O 00 84,381 32 0 00 (631 410

1,572 000 00 364 554 9.1 193,899 45 46,791 1`,

0 00 46,750 6f . O 00 40 49

9,037 935 00 534,140 69 1,159,028 20 67,352 9-

0 00 68,498 40 0 00 (1 145 4E)

LOCAL TOTAL BASE

MARKET

(346 495) (11,901 9U) (2 643 78) (9,258 1?)

(7,734 454) (97 632 54) (59 014 61) (38,617 94)

6,047,817 24,477 94 46 145 41 (21 667 47)

(2,765 582) (32 638 55) (21,101 65) (11 536 90)

(1,939,355) (20,170 69) (14,797 46) (5,373 231

(1,382,221) (36,787 36% (10 546 47) (26 240 89)

(2,464,247) (40,659 43) (18,802 44) (27,856 99)

(i6 074,902) (169,809 48) (122,653 OZ) (47,156 46)

(2,978,538) (49,607 83) (22 726 53) (26,881 30)

20,055,000 153 021 54

0 0 00

25 228,000 192,492 OI

O O 00

17,760,000 15,510 47

O O 00

12,296,000 93,019 64

O O 00

14,632,000 111 643 54

O O 00

13,671 000 104,311 02

O O 00

14 .880 000 713 535 80

O O 00

10,721,500 81,806 OS

O O 00

19 575,000 149 359 09

O 0 00

CRPJPMOrgan


R SECURITIES s y

JAPANESE YEN 131 059984

ACOM CO Y50 6049784

ADVANTE57 JPY50 6870490

AEON CO LTD JPY50 6480048

AIFUL CORP JPV50 6019419

CHUBU ELECTRIC POWER CO INC Y500 6195609

CHUGAI PHARMACEUTICAL CO V50 6196408

DISCO CORP Y50 6270948

ENPLAS CORP Y50 6250296

HOYA CORP v50 6441506

I M5

HARTFORD COMPOSITE

BASE CURRENCY U50

SNIT COST LOCAL COST MARKET PRICE BASE COST SHARES/PAR

9,714 9976 20,401,495 9,550 00 164,923 44 2 100

O 00

9,694 8394 32,962,454 7 420 00 290 .124 56 3,400

O 00

1,952 0305 11,712 103 2,960 00 111,032 53 6 000

O 00

10 387 2979 15,061,582 8 480 00 126 458 19 1,450

O 00

2,672 7992 16 571,355 2,360 00 131,814 23 6,200

0 00

1,672 5801 15,053,221 1 519 00 741,098 38 9 000

O 00

7,226 7696 17 344 247 6,200 00 154 195 23 2,400

O 00

6,535 7078 26,796,402 2,615 00 251 615 53 4 100

O 00

9,021 4152 22 553,538 7 830 00 198 966 92 2,500

0 00

LOCAL MARKET VALUE BASE MARKET VALUE LOCAL ACCRUAL

PAGE 32 c assoi



PAGE 33 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

LIZED GAIN(LOSS) LOCAL

TOTAL BASE MARKET

Ii Ioocurv

SECURITIES LOCAL COST LOCAL MARKET VALUE BASE COST BASE MARKET VALUE

LOCAL ACCRUAL


MITSUBISHI ESTATE CO 1,362 9674 31 348,251 22 057,000 (9,291 251) JPY50 959 00 261 812 58 168,296 98 (93 515 60) 6596729 23,000 0 (70,893 12)

0 00 0 00 ( 22 622 413

MITSUBISHI HEAVY INDUSTRIES 413 7599 12,026 556 10,850,000 (1 976,556) JPYSO 350 00 123 516 80 02 786 52 (40.730 211) 6597067 31,000 0 (15,081 31)

0 00 0 00 (25 648 91)

M1TSU1 $UMITOMO INSURANCE CO LTD 618 7192 22,870 410 22,755,000 (115,410) JPY50 615 00 190 435 97 173 622 79 (16,813 7F1) 6870122 37,000 0 (880 5'0

0 00 0 00 (15,932 5'0

MORI SCIKI CO 1,483 7568 26,707 623 14 130 000 (12 577,623) JPV50 785 00 244,954 48 107,813 23 (137,141 2E) 6602563 18 000 0 (95 968 44)

0 00 0 00 (41 .172 81)

MUHATA MANUFACTURING CO 4,181 8088 17,145,416 32 226,000 15 080,584 Y50 7,860 00 153 817 09 245,887 41 92 070 32 6610403 4 100 0 115,066 27

0 00 0 00 (22 995 95)

NEC CORP 1 610 4053 51,52,971 42,784,000 (8 748,971) JPV50 1,337 00 460,534 21 326,45 94 (134,088 27) 6640400 32 000 0 (66,755 47)

0 00 0 00 (67,32 80)

NIKKO CORDIAL CORPORATION 670 8097 19,717 814 12,870,000 (1,887 814) JPY50 585 00 123 390 03 98 199 31 (25,190 72) 6640284 22,000 0 (14 404 20)

0 00 0 00 (10 786 521

NIKON CORP 2 074 0778 30 511,167 15 135,000 (15,376,167) Y50 1,009 00 268,385 97 15,481 47 (152,904 501 6642321 15 000 0 (117 321 60)

0 00 0 00 (35,582 90~

NINTENDO CO 17 296 9563 46 701,782 61,965 000 15 263 218 V50 22,950 00 411,037 75 472 798 78 61,761 07 6639550 2,700 0 116,459 79

0 00 0 00 (5.1,698 76) 0

P

0

b

0 ~~JPMorgan

Chase Bank ,I eJ, C'nl'r Y I 1L45

PAGE .14 C 45501



HARTFORD COMPOSITE

BASE CURRENCY USD

s + SECURITIES s s UNIT COST LOCAL COST LOCAL MARKET VALUE UNREALIZED

MARKET PRICE SASE COST BASE MARKET VALVE TOTAL BASE SHARES/PAR LOCAL ACCRUAL MARKET

eASF ecGallel wecF eCCOllel nlooFUrv

.iasc Bank

11245 JPMorgan "` ~~

NISSAN MOTOR CO 509 3341 48 386,740 66 025 000 17,638 260 JPV50 695 00 401,621 12 503,776 96 102 155 84 6642860 95 000 0 134,581 58

0 00 0 00 (32 425 74)

NOMUHA HOLDINGS INC 2 096 7282 33,547,651 26 880,000 (6,667,651) JPY50 1 680 00 290,718 04 205 096 93 (85,621 11) 6643108 16 000 0 (50,874 8C)

0 00 0 00 (34,746 31)

NTT DOCOMO INC 2178,532 2337 65,355,967 46,200,000 (19,155,967) NPV 1540 000 00 582 266 60 352,510 34 (229,756 34) 6729277 30 0 (146 161 83)

0 00 0 UO (83,594 51)

OFFICE BUILDING FUND OF JAPAN INC 625,000 00 2,500,000 1,980,000 (520 000) OFFICE BUILDING FD OF JAPAN REIT 495,000 00 20 678 70 15 107 59 (5,570 51) 6796800 4 0 (3,967 65)

0 00 0 00 (1,602 86)

PROMISE CO 9,644 0408 25 074 506 18 434,000 (6,640 506) X50 7,090 00 205,405 70 140,653 15 (64 752 55) 6703295 2 600 0 (50 667 69)

0 00 000 (14 084 86)

SANWA INTL FINANCE(BERMUDA)TST 1 0399 15,599 100 5,793 750 (9 805 350) UNIT5(1000 CNV PREF Sl15 SANWA BANK) 0 3863 144,146 91 44,206 86 (99 940 051 5421769 15,000,000 0 (74,815 741

0 00 0 00 (25,124 311

SEKISUI HOUSE 714 4695 74 881,030 13,221,000 (1 660 0301 SEMI-ANN 0 300% 07/31/2003 101 70 123,889 82 100 877 47 (23 012 35- 6780272 17 000,000 74 809 (12 666 19)

721 18 112 99 (10 346 16%

SHIN-ETSU CHEMICAL CO 4 345 6598 21,728,299 23,550,000 1,821,701 Y50 4 710 00 211,681 98 179,698 71 (31,993 27) 6809585 5,000 0 13,899 75

0 00 0 00 (45,893 02)

S1410NOGI 8 CO 1 744 0283 33,136 537 42,560 000 9,423,463 Y50 2,240 00 311,454 13 324,736 80 1,282 67 6804687 19,000 0 71,901 91

0 00 0 00 (58,619 24)


PAGE 35 C 45501

AS OP DECEMBER 31,2001

HARTFORD COMPOSITE

BASE CURRENCY 115U

a s SECURITIES ~ ~ UNIT COST LOCAL COST ~ LOCAL MARKET VALUE UNREAL7LOCALAIN


NeSF eCrallel wncF nrrDUel rvlooFWrv

SONY CORP 4,751 6544 28,509,926 35,940 000 7 430 073 JPY50 5,990 00 245,149 62 274 225 58 29,075 '.16 6821506 6 000 0 56 692 6

0 00 0 00 (27,616 :0)

SU2UHI MOTOR CORP 1,246 6686 24,933 372 28,680,000 3 746,628 JPV50 1,434 00 216 971 54 218,831 10 t,859 °.6 6865504 20 000 0 28,587 13

0 00 0 00 (26 727 57)

TAiVO YUDEN CO 5,688 2982 28,441,491 9,925,000 (18,516,491) Y50 1,985 00 269 194 15 75,728 68 (193 465 47) 6870564 5,000 0 (141 282 57)

0 00 0 00 (52,182 90)

TOKYO ELECTRON 5 623 1717 48,358,933 55 298,000 6,939 067 JPY50 6,430 00 392,956 97 421,928 94 28,972 03 6895675 8,600 0 52,945 73

0 00 0 00 (23,973 70)

UFO HLDGS 813 873 4651 34 996,559 12,427,000 (22 569 559) JPVSODOO 289,000 00 312,339 95 94,819 18 (217,520 77) 6335223 43 0 (172 207 813)

0 00 0 00 (45,312 91)

UJF INT FIN (BR) TR 1 039 9,351 000 4,320.000 (5 031 000) PFD 5lOCK 0 48 78,461 15 32 962 01 (45,499 1 .1) W281583 9,000,000 0 (38,387 00)

0 00 0 00 ( 7 112 111 )

10TAL JAPANESE YEN 867 659 578 774 824 250 (92,835,328) 7,615,049 69 5 911,981 89 (1,703 067 80)

74,809 (708,342 29) 121 18 112 99 (994,725 51)

o

m

0 ' PJPMorgan JPMur~,~an Chase Hank Chaa Melrn I cch Cenlcr Hnnklvn. NY 11245

)PIYIUlhall Chase Bank C6a+c Mrlrol cdh Center CPJPMorgan Hmuklvn. M' 11245

" FD406 PAGE 36

DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501

ASSETS AND LIABILITIES BASE CURRENCY USD AS OF DECEMBER 31,2001

UNREALIZED GAIN(LOSS) a SECURITIES + x SNIT COST LOCAL COST LOCAL MARKET VALUE LOCAL

MARKET PRICE BASE COST BASE MARKET VALUE TOTAL BASE SHARES/PAR LOCAL ACCRUAL MARKET�

NORWEGIAN KRONE 8 969287

DEN NORSKE STATS OLJESELSKAP ASa 67 3654 2.829,345 50 2,583,000 00 (746,345 ')O)

NON2 50 61 50 310.986 79 287 982 76 (23 004 03)

7133608 47,000 0 00 (27 465 .15)

0 00 0 00 4 461 112

TOTAL NORWEGIAN KRONE 2 829,34-550 2 583 000 00 (246 345 50)

310 986 79 287 982 76 (23 004 03) 0 00 (27,465 45)

0 00 0 00 4 461 42

HARTFORD COMPOSITE

BASE CURRENCY USD

LOCAL COST BASE COST


O 00 O OG O 00 (411 09) O 00 O IX~ O 00 (411 OS)

000 OOG 0 00 (411_OE) O 00 O DO O 00 (41f O?)

~JPMorgan 0

FD40B DETAIL STATEMENT OF ASSETS AND LIABILITIES

SECURITIES * +

PORTUGUESE ESCl1D0 225 159504

7ElECEL COMUNICACOES PE5504515 SA PTE1000 5160794

TOTAL PORTUGU[SE ESCUfJO

JPMnrgan Chase Bang Ch,u, Man.lrch CeNer Brtwklvn. NY 11215

O 00 O 00 O 00 411 09 O

O 00

O 00 411 09

O 00

PAGE 37 C 45501


UNREALIZED GAIN(LOS!.) LOCAL MARKET VALVE LOCAL BASE MARKET VALUE TOTAL BASE LOCAL ACCRUAL MARKET

FD408 PAGE :t8 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501 ASSETS AND LIABILITIES

BASE CURRENCY U5D AS OF DECEMBER 31,2001

+ SECURITIES + s UNIT COST LOCAL COST LOCAL MARKET VALUE UNREALILOCALAIN(LOSS)


UAW CLI71R6A'^.. --

SINGAPORE DOLLAR 1 846503

SINGAPORE PRESS HLOGS 17 9053 437 819 17 533 053 60 95,234 47 SGD1(POSf RECONSTRUCTION) 21 BO 291 229 80 288,682 77 (2,547 07) 6133966 24,452 O 00 51,575 56

O 00 O 00 (59 122 59)

SINGAPORE TELECOMMUNICATIONS 1 9059 1,069,207 74 987,360 00 (81,A47 74) ORO SGDO 15 1 76 629,331 95 534,718 87 (94 613 08) 681075 561,000 O 00 (44 325 81)

O 00 O 00 (50 287 27)

TOTAL SINGAPORE DOLLAR 1,507,026 91 1,520,413 60 13,386 69 920 561 75 823,401 64 (97 160 11)

0 00 7,249 75 0 00 0 00 (104,409 86)

~~JPMorgari

F0408 PAGE 39 DETAIL STATEMENT OF HARTFORD COMPOSITE C 95501 ASSETS AND LIABILITIES

BASE CURRENCY USE) AS OF DECEMBER 31,2001

UNREALIZED GAIN(LOSS) s + SECURITIES x s UNIT COST LOCAL COST LOCAL MARKET VALVE LOCAL


wecc nrroilnl oncc wrro~~w . rnnv.irv -

SWEDISH NRONA 10 089699

a5$A ABLOV SEK1 SER B' 5698789

A57RAZENECA ORD USDO 25 5659902

FORENINGSSPARBANKEN SEf1'A'SEK20 4846523

TOTAL SWEDISH KRONA

154 3207 2 314,810 32 2,265,000 00 (49 810 321 151 00 226,012 03 215,926 22 (10.085 81)

15 000 0 00 (4 748 501 0 00 0 00 (5,337 31)

19/ 6024 4 122,775 82 10 035,584 00 5 912,808 18 481 00 521,307 69 956 708 94 435 401 25

20 864 0 00 563,677 85 0 00 0 00 (128 276 60)

129 3745 1,332 557 50 1,339 000 00 6 442 50 130 00 159,939 02 127,649 10 (32 349 92)

10 300 0 00 614 17 0 00 0 00 (32 964 09)

7,770,113 64 13,639,564 00 5,869,440 36 907,318 74 1 300 284 26 392,965 52

0 00 559.543 52 0 00 0 00 (166,578 00)

CPJPMorgan ease Hank

11215

PAGE "S0 C 45501



TOTAL BASE MARKET

F0408 DETAIL STATEMENT OF ASSETS AND LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY USD

LOCAL COST LOCAL MARKET VALUE BASE COST BASE MARKET VALUE

LOCAL ACCRUAL


s s SECURITIES + i

SWISS FRANC

CIE FIANCE RICHEMONT'p' O 00 O 00 O 00 O 00 CIiF100(BR)EOUITY UNIT O 00 O 00 O 00 O 00 4738211 0 EUR 1,200 00 0 00

1 .498 84 1 068 74 0 00

CIE FINACNCE RICFIEMONT-11T5 A 29 0667 482 419 78 512,077 45 29,597 67 7151116 30 85 316,922 72 308 388 51 (8 534 21)

16,597 EUR 0 00 17,826 70 0 00 0 00 (26,360 91)

CREDIT SUISSE GROUP 68 7231 755 060 58 777 879 60 22,819 02 CHF3(REGD) 70 80 456 180 92 468,577 50 12 .336 58 7171589 10 .987 0 00 13 743 92

0 00 0 00 (1 .407 34)

HILTi AG 0 00 0 00 0 00 0 00 PiG CERTS SZF50 0 00 0 00 0 00 0 00 442743 0 4,471 00 0 00

3,313 52 2,692 89 0 00

HOLCIM 152 7601 318,963 06 747 504 00 420,540 94 CHF10(BEARER) 358 00 219,848 20 450 222 25 230 374 05 7110764 2 088 0 00 258,110 55

0 00 0 00 (27,736 50)

HOLDERBANK FINANCIERE GLARIS O 00 O 00 O 00 O 00 SZF50(BR) 0 00 0 00 0 00 0 00 4420499 0 4,275 00 0 00

2,579 51 2,574 83 0 00

NESTLE SA 270 5066 221,815 40 290,280 00 68,464 60 CHF1 354 00 12,775 89 174,835 87 42 .059 98 7123870 820 0 00 41 236 28

O 00 O 00 823 70

NESTLE SA 0 00 0 00 0 00 0 00 CHF10(REGD) 0 00 0 00 0 00 0 00 4616696 0 2 312 40 0 00

1,356 03 1 392 77 0 00

NOVARTIS AG 42 8391 529,748 18 741,960 00 212,211 82 CHFO 50(REI:D) 60 00 320,257 58 446,883 09 126,625 51 7103065 12,366 0 00 127,815 34

0 00 0 00 (1,189 83)

of

A WJPMOrgan

JPMar 6an Chase Qauk Chase Mrtrol i di CenlLr Hrte,klvn . NY 11215

FDqOB DETAIL STATEMENT OF ASSETS AND LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY LSD

PAGE 31 C 45501


UNREALIZED GAIN(LOS'i) LOCAL MARKET VALUE LOCAL BASE MARKET VALUE TOTAL BASE LOCAL ACCRUAL MARKET

aegc errwiiei nipjtEpCy -

O 00 O 00 O 00 O 00

6 t47 20 O 00 3 702 46 O 00

874 746 00 (27,976 4~) 526,860 21 7,550 57

0 00 (16 850 26) O 00 24,400 8Z

O 00 O OC O 00 O OC

1,650 00 O OC 997 BO O OC

652,280 00 23,517 80 392,868 76 (77,705 09)

B 995 80 14,164 79 5,418 18 (51,869 88)

4,596,667 05 757 175 36 2,768 576 19 372,707 39

27 85I 40 456,047 32 17,813 37 (87,339 93)

i s SECURITIES s .~ UNIT COST LOCAL COST MARKET PRICE BASE COST SHARES/PAR

NOVqRT15 AG O 00 O 00 CHF20(RtGD) 0 00 0 00 5047831 p

3,600 04

SWISS REINSURANCE 172 3411 902 .722 49 CHFO 1(REGD) 167 00 519,309 64 71H9816 5,238

0 00

SWISS REINSURANCE 0 00 O 00 CHF10(REGD) 0 00 O 00 4850029 p

918 81

SWISSCOM AG 443 4148 628,762 20 CHF25(RE6D) 460 00 430.573 85 553976 1,418

5 433 OS

TOTAL SWISS FRANC 3 839,491 69 2,395,868 80

18 300 60

CPJPMorgan Chase Bank )lech Center

FD408 PAGE 92 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501 (ASSETS AND LIABILITIES

BASE CURRENCY L15D AS OF DECEMBER 31 , 2001

UNIT COST a s SECURITIES x ~ MARKET PRICE COST MARKET VALUE UNREALIZED GAIN(LOSi)

SHARES/PAR ACCRUED INCUME - .

U S DOLLAR

ACCREDO HEALTH INC COM 28 5701 00437V104 39 70 142,850 60 198,500 00 55,649 40

5,000 O 00

ACE LTD ORD 35 00 G0070K103 40 15 42 000 00 48 180 00 6,180 00

1,200 180 00

nDMINISTqFF [NC COM 28 4464 007094105 27 41 398 249 60 383,740 00 (14 509 60)

14,000 O 00

AES CORP COM 20 3665 00130H105 16 35 399,183 73 320,460 00 (78,723 73)

19,600 0 Go

AETNA INC 32 86 00817Y108 32 99 2,020.890 00 2,028 885 00 7,995 00

61 500 O 00

AFC ENTERPRISES INC COM 23 4963 001040107 28 39 485,339 09 587,67 00 102 333 91

20,00 0 op

AG ELEVEN PARTNERS L P 1 00 001995224 2 1902 5,000,000 00 10,990,750 00 5,990 750 00

5,000,000 0 00

AG LONG-TERM SUPER FUND L P 1 00 00(099993 0 8583 5 000,000 00 4 291 333 00 (708 667 00l

5,000 000 O 00

AGERE SVS INC CL A 6 0018 00845V100 5 69 110 236 0e 712 093 00 (6,143 08)

19,700 O 00

AGILENT TECHNOLOGIES INC COM 51 6591 00896U101 28 51 540 302 93 298,186 09 (242,116 84)

10,459 O 00

AIR PRODS B CHEM$ INC COM 45 2249 009158106 46 91 388 934 47 40.1,426 00 14 .491 57

0,600 1,720 00

0 111111,

JPMorgan JI'Morgan Chase Bank Chjw Metr,&rh Ceau r Uruoklvn . NY 11245


HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 43 C 45501



14 5981 35 55

4,700

10 9148 4 50

Id 400

24 t703 26 00

17 825

26 0950 33 70

99,900

75 1822 49 375

539 000

38 3521 57 86

51 000

10 2047 19 48

7,900

27 1914 28 35

10 500

20 5126 13 78

14,400

65 6892 79 40

19,800

33 9229 31 55

23,600

19 8"762 32 26

20,250

< < SECURITIES + s MARKET VALUE UNREALIZED GASN(LOSS) PPRIIFfI TNMMF

167 085 00 98 473 97 O 00

64 800 00 (92 371 9'1) O 00

307,450 00 21 636 711 O 00

3,366,630 00 759 736 52 16,226 00

266,131 25 (139 100 6:) 10 667 71

2 950,860 00 994,901 96 0 00

153,892 00 73,275 21 158 79

297 675 00 12 165 33 945 00

198,432 00 (96 949 32) O 00

1,572,120 00 271 473 48 O 00

744 580 00 (56,001 27) O 00

911 345 00 349,841 92 0 00

ALCOA INC COM 013817101

ALIGN TECHNOLOGY INC COM 06255101

ALLIED CAP CORP NEW COM 019030108

ALLSTATE CORP COM 020002101

AMAZON COM INC CONV SUB NT SEMI-ANN 4 750% 02/01/2009 023135AF3

AMt3qC FINANCIAL GROUP INC COM 023139108

AMERICA MOVIL 5 A DC C V SPONSORED ADR REPSTG SER L SHS O]764W705

AMERICAN CAP STRATEGIES LTD COM 024937104

AMERICAN GREEl1NG5 CORP C1 . A COM 026375105

AMERICAN INTL GROUP INC COM 026974107

AMERICREDIT CORP COM 030608101

4MEkIPA7H INC COM 030710109

2 606,&93 48

405,231 88

1,955,558 04

80,616 79

285,509 67

295,381 32

f 300,646 52

800,581 27

561,503 OB

JPMo~, an Chase Bank Chase McIrnTedh Center Brt+n6lvn . NY IIZIS lcpJPMorgan

COST

68 611 06

157 172 99

285 .813 22


HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 44 C 45501

AS OF DECEMBER 31,20]1


45 6713 56 44

27 900

14 7019 27 18

21 500

165 0928 683 0591

46 399 1300

43 4613 45 21

2,900

34 9779 32 10

67,600

34 4770 35 52

115,000

25 5317 39 27

9 500

39 2260 JO 10

19,600

14 9308 11 32

12 200

21 4406 28 82

5,050

19 4584 17 93

3 325

4 8007 1 65

50 500

t SECURITIES f s COST MARKET VALUE UNREALIZED GAIN(LOSS) rroUcn TurnuF

1 574 676 00 300,446 '_15 O 00

584,370 00 268,278 E1 O 00

31,659 192 71 24 007 286 41 O 00

131,109 00 5,071 fl O 00

2 169,960 00 (194,542 815) O 00

4 084 900 00 119,949 56 O 00

373 065 00 130 514 OE 403 75

785,960 00 17 130 69 O 00

138,104 00 (44 051 81) O 00

145,541 00 37,265 75 O 00

59,617 25 (5 081 89 ; 0 00

83,325 00 (159,108 73) O 00

AMGEN INC CON 031162100

AMSURG CORP COM 03232P405

ANDOR TECHNOLOGY OFFSHORE FUND LP 034993212

ANFIEUSER BUSCH COS INC COM 035229103

COL TIME WANNER INC (,OM 00784x105

AON CORP COM 037309103

APPLERA CORP COM APPLIED BIOSVSTEMS GROUP 038020107

APPLIED MATERIALS INC DEL COM 038222105

APPLIED MICRO CIRCUITS CORD CDT-COM 03822W109

ARKANSAS BEST CORP DEL COM 040790107

ARTIiROCARE CORP COM 043136100

A$AT HLDGS L70 SPONSORED ADR 002088105

7,274 229 05

316,091 09

7,651,906 30

126 037 89

2 364,502 BS

3 964 850 44

242 550 92

768 829 31

182 155 81

108 275 25

64,699 14

242,433 73

~JPMorgan JI'Mo ~,an Chasc Uank Umx MaroI',tL Center

SNIT COST MARKET PRICE COST CHARFC/PGR

22 1875 17 05 255,156 25

11 500

34 8224 46 60 240 274 62

6 900

14 3484 18 14 130,570 13

9,100

13 5510 58 90 516,299 79

38 100

29 4822 36 47 446,654 68

15 150

20 5494 21 56 722 112 43

15,675

58 3878 62 95 507,974 27

8,700

35 7520 39 05 235 963 52

6 600

30 8026 53 63 1,574,012 59

51 100

24 0968 15 40 1,072,07 31

44 500

17 7617 33 90 930 711 70

52,400

65 455 5879 75,600 00 4 581,890 73

70

dm

~JPMorgan

MARKET VALUE UNREALIZED GAIN(LOSS) CCRUEO-I WCO E --

196 075 00 (59,081 25) O 00

321,540 00 81,265 38 O 00

165,074 00 34 503 87 341 25

2,244,090 00 1,727,795 21 4 381 50

552 520 50 105 865 8: 0 00

337,953 00 15,840 57 O 00

547,665 00 39 690 73 O 00

257,730 00 21 766 48 1,386 00

2,740,493 00 1,166,480 41 29,740 20

685 300 00 (387 007 31) 0 00

1 776,360 00 845 648 30 O 00

5,292,000 00 710.109 27 O 00

s ~ SECURITIES * s

ASML HOLDING N V N07059111

ASTRAZCNECA PLC SPONSORED ADR 0963S31U8

AT&T CORD COM 001957109

AUTOMATIC DATA PROCESSING INC COM 05301510

BAKER HUGHES INC COM 057224107

BALLY TOTAL FITNESS HLDG CORP COM 05873K108

BANK AMER CORP COM 060505104

BANK ONE CORP COM 06423A103

BAXTER INTL INC CON 071813109

BEA SY5 INC COM 073325102

BED BATH B BEYOND INC COM 075896100

BERKSHIRE HATHAWAY INC DEL CL A COM 084670108

)1'Mar gan Chase Bank Chas(' tvlelru I ich CinlLr Brooklyn, HY 11245

o`


HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 45 C 45501



HARTFORD COMPOSITE

BASE CURRENCY LSD

PAGE 46 C 45501


UNIT COST MARKET PRICE cueacciaew

9 2004 10 71

39,326

I 7700 7 Ot

22,588

60 6655 57 35

23,900

1 4637 10 3366

22 .900

IS 8997 .4 12

101,000

65 2474 40 87

7,800

13 4521 16 21

12,825

12 1196 10 85

3,075

27 0493 28 915

4 200

2,3 7540 47 45

10,500

16 5406 24 70

]4,400

5I 1880 79 25

5,625

SECURITIES a s COST MARKET VALVE UNREALIZED GAIN(LOSS) CCBUcn r pCppF

427 181 46 59 365 18 O 00

158 341 88 116,360 88 O 00

1 370 665 00 (79,241 39) 0 00

23fi,709 26 203,189 81 O 00

2,436,120 00 830,250 70 O 00

73,566 00 (43 879 31) O 00

207 893 25 35 369 63 O 00

37,763 75 (3 903 87) O 00

121 443 00 7 835 83 252 00

498,225 00 248,807 56 0 00

355,680 00 117,492 80 O 00

445,781 25 157,848 58 O 00

BHP BIII.ITON LTA SPONSORED aDR 088606108

BIOANALVTICAL SVS INC COM 09058M103

BIDDEN INC COM 090597105

BOMBARDIER INC CL B 097751200

BOSTON SCIENTIFIC CORP COM 107137107

BROGDCOM CARP COM 111320107

9UCe INC OC-COM 117769109

BUILDING MATLS HLDG CORP COM 120113105

C H ROBINSON WORLDWIDE INC CUM 12547W100

CABLEVIS[ON NY GROUP CLASS A COM 726860109

CABIEVISION SYS CORP RAINBOW MEDIA GROUP COM 12686C84q

CABOT MICROELECTRONICS CORP COM 12709Pt03

238,187 20

287 932 67

4I

base Bank ""' ~~JPMOrgan

361 816 28

39 981 00

1 .449 .906 39

33 .519 45

1 .605 .869 30

117,445 31

172 523 62

3%,267 62

113 607 17

249 .417 44


PAGE 47 HARTFORD COMPOSITE C 45501


UNIT COST MARKET PRICE WADES/PAD

17 0873 21 92

7 BOO

29 3578 29 87

9 600

1 00 1 0751

7,498,605 2800

31 7934 28 08

10 000

34 9950 34 70

37 200

16 9399 IB 90

16,825

15 7743 19 61

96 000

6 2?36 O 00

6,189

3 1861 O 00

806

2 7052 O 00

1,564

27 3282 32 80

141 500

IS 5793 20 50

17 .300

s * SECURITIES i s COST MARKET VALUE UNREALIZED GAIN(LOSS) -,,RUPn -+D-Go.

733,281 13 170 976 00 37 694 87 O 00

281,834 91 286 752 00 4 917 O17 O 00

7 498 605 28 8,061,623 59 563,018 31 O 00

317 934 47 280,800 00 (37 134 47) O 00

1 301 815 42 1 290 840 00 (10,975 42) O 00

285 013 75 317,992 SO 32,978 75 2 271 38

1,456 731 77 1,082,560 00 425,828 23 O 00

38,518 00 O 00 (38 518 00) O 00

2 568 00 O 00 (2,568 001 O 00

4,231 00 O 00 (< .231 001 O 00

3,866,933 47 4,641 200 00 774 266 53 0 00

269,521 36 354,650 00 85 .128 64 O 00

CPJPMorgan

CADENCE DESIGN $VS INC CAM 127387108

CAMPBELL SOUP CO COM 134429109

CANYON VALUE REALIZATION FUND 138942904

CARNIVAL CORP COM $7K 143658102

C4TALINA MARKETING CORP COM 148067104

CATO CORP NEW CL A 149205106

CENDANT CORP COM 151313103

CENSTOR CORP COM RESTRICTED 151324910

CENSTOR CORP CONY PFD SER e RESTRICTED 151324997

CENS70R CORP PFD SER A RESTRICTED 151329902

CEN7URYfEL INC COM 156700106

0 CHARLES R1V ASSOCS INC COM 159852102

- Chase tv7e1m1ithCcnler o BnmkIyn,NYI12-05

F0406 DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE 48 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD


18 1803 16 43

15 300

43 5073 18 00

6 400

84 6243 89 61

3,000

28 7116 39 70

16,175

20 8775 34 25

17,175

15 106 38 15

4,075

ZB 4386 18 11

133,200

28 9696 50 48

6 601

10 2720 70 66

241,500

57 2251 50 91

34,700

49 9462 39 55

2,900

7 1248 8 97

10 000

COST * SECURITIES a s MARKET VALUE UNREALIZED GAIN(LOSS) craiiFn rHrnuF

251,379 00 (26,779 26) O 00

115 200 00 (163,247 02) O 00

268,830 00 14 957 05 O 00

642,147 50 187 442 03 0 00

588,243 75 229 671 84 O 00

155,461 25 93,904 3C 855 75

2,412 252 00 (1,3/5,773 59) 0 00

333 218 48 141,989 90 O 00

2,574 390 00 93,702 33 0 00

1,766,577 00 (219,135 301 O 00

114,695 00 (30 148 97) O 00

89,700 00 18 452 28 O 00

CHARTER COMMUNICATIONS INC DE CL A 16117M107

CHECKFREE CORY NEW CoM 162813109

CFIEVRONTEXACO CORP COM 166764100

CFIICOS FA$ INC COM 168615102

CHRISTOPHER 8 BANNS CORE' COM 171046105

CINCINNATI FINL CORP COM 177062101

CISCO SVS INC COM 172758102

CI7IGROUP INC $TK 172967101

CITIZENS COMMUNICATIONS CO COM CL B 174538101

CLEAR CHANNEL COMMUNICATIONS INC COM 184502102

CLOROX CO COM 189054109

CNET NETWORKS INC COM $TK 12fit3Rf04

JI'Mur~",an Chase Bank Chas Em I irh Center Iiruuklvn NY I17A5

197,228 58

2 480,687 67

1 985,712 30

144 843 97

71 .247 72

0

b m

.o

o. ~JPMorgan

278,158 26

278,447 02

253,872 95

454,705 47

350,571 91

61 556 95

3 .788 .025 59

UNIT COST s s SECURITIES < s MARKET PRICE COST MARKET VALUE UNREALIZED GAIN(LOSS)

sueRE$[aeo e ucn r y

COGNIZANT TECHNOLOGY SOLUTIONS CORP 41 2206 CL A 40 98 197 858 76 196 704 00 (1,154 76) 192446102 4,800 0 00

COMPAQ COMPUTER CORP COM 23 3990 204493100 9 76 498,292 29 207,888 00 (290,404 29)

21,300 532 50

COMPUTER NETWORK TECHNOLOGY CORP CON 13 9033 204925101 17 79 125 129 29 160,110 00 34,980 71

9 000 O 00

CONCORD EFS INC CUM 4 9936 206197105 32 78 663 578 06 4 356,003 08 3,692 425 02

132,886 O 00

CONCUR TECHNOLOGIES INC COM 1 6445 206708f09 1 845 82,706 84 92,790 59 10,083 75

50,93 O 00

CONSTELLATION ENERGY GROUP IN COM 35 1977 210371100 26 55 5,279,657 56 3,982,500 00 (1,297 157 56)

150,000 18 000 00

CONVERGVS CORP COM 28 4000 212485106 37 49 2,692,324 25 3,554 052 00 861 727 75

94,800 O 00

COPAR7 INC CON 17 3229 217209106 36 37 120 826 91 253,680 75 132 853 84

6,975 O 00

CORNING INC CUM 15 4665 219350105 8 92 154,665 40 89 200 00 (65,465 40)

10,000 O 00

COX COMMUNICATIONS INC NEW CL A 43 3706 224044107 91 91 1,470,262 98 1 420,749 00 (49,513 98)

33,900 O 00

CREDENCE SVS CORP COM 41 3558 18 57 301 897 18 135,561 00 (166,336 18)

225302108 7,300 0 00

CREE RESH INC 24 4853 225447101 29 46 94 880 59 114 157 50 19,276 91

3 875 O 00

4 m :FJPMorgan

rt Chise Bank ml,rh C, .it,,r NY 11245

FD408 PAGE 49 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501 ASSETS AND LIABILITIES

BASE CURRENCY LSD AS OF DECEMBER 31,2001


HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 50 C 45501



28 4284 33 00

6 300

55 9702 41 67

4,060

5 2455 7 4736

23 000

26 6382 28 45

52 600

22 5668 20 72

87,800

39 7032 37 07

46 500

35 8120 33 78

600

33 2695 39 26

61,000

23 56 25 50

10,500

67 7147 74 41

36,000

0 00 O 00 O

44 0857 45 06

2,900

* SECURITIES * s COST MARKET VALUE UNREALIZED GAIN(LOSS) CoJFO INCIIME

207 900 00 28,800 EO O 00

169 180 20 (58 058 83) 4,173 59

171,892 49 51,245 99 O 00

1,496,470 00 95 298 63 0 00

1 819,216 00 (162 144 64) O 00

1,723 755 00 (122,442 30 O 00

20,268 00 (1,219 21) 502 50

3,180,060 00 485,228 83 O 00

267 750 00 20 370 00 O 00

2,678,760 00 241,031 51 0 00

O 00 0 00 8 I81 25

130,674 00 2 825 60 0 00

CROSSMaNN CMN7V$ INC COM 22764E109

DAIMLERCIIRYSLER AG STUTTGART SF15 Df668Rf23

DBS GROUP 11LDG5 LTD SPONSORED ADP 144A 23304VZ09

DEVRY INC DEL COM 251893103

DISNEY WALT CO hILOG COM 254687106

DOVER CORD COM 260003108

DOW CHEM CO CON 26054103

DUKE ENERGY CORP 764399106

DYNEGY INC NEW CL A 26816001

EATON CORP COM 278058102

EL PASO CORD COM 28336L109

ELAN CARP PLC ADR 284131208 127 848 40

C m PJPMorgan

179.099 20

227 239 03

120,646 50

1,401,171 31

1,981,360 69

7,846 197 36

21 487 21

2,694,831 17

247,380 00

2 .437 728 49

0 00

UNIT COST MARKET PRICE COST -SHORES/PAR

50 0920 30 01 10 OIB 39

200

49 8187 68 55 3 014,034 21

60,500

16 58'42 24 20 77 116 49

4 650

53 5144 46 30 17,127,630 06

320 056 7500

10 9661 12 10 61,950 77

5,650

17 8313 27 68 1,E04 819 19

90,000

19 9726 24 15 2 344 784 64

117 400

18 3304 17 40 18,082 62

8,075

95 2096 11 88 574 162 30

12 700

49 4158 56 95 107,351 75

2,051

39 2281 46 76 1,495,569 98

38,125

37 7671 39 30 366 341 12

9 700

%JJPMorgan

s r SECURITIES +

ELECiRO SCIENTIFIC INOS INC COM 285229100

ELECTRONIC DATA SVS CORP NEW COM 285667104

EM8ARC40ER0 TECHNOLOGIES INC COM 290787100

EMERGING MKTS GROWTH FD INC COM 290886100

ENCORE WIRE CORP COM 292562105

ENGELHARD CORP COM 292845104

EOUIFA% INC COM 294429105

EXCEL TECHNOLOGY INC COM 300677103

E%FO ELECTRO-OPTICAL ENGR INC SUB VTG SHS 302043104

E%PEDITORS INTL WASH INC COM 302130109

EXPRESS SCRIPTS INC COMMON 307182100

0 EXXON MOBIL CORP CON

.0 302316102

b JI'A1nrgan Chase Bank

a Chase Metro) crhCenlcr

MARKET VALUE UNREALIZED GAIN(LO55) !`rolIF fl In/('nYF

6,002 00 (4 016 39) O 00

4 147,275 00 1,133 290 79 O 00

112,530 00 35,41 51 O 00

14 818 627 53 (2,309,002 531 O 00

68,365 00 6 406 27 O 00

2 591,200 00 886,380 81 0 00

2 875 210 00 490 425 36 O 00

140 505 00 (7,577 62) U 00

150 876 00 (423,286 30) O 00

116 804 45 75,452 70 O 00

1 782 725 00 287,155 02 0 00

381,210 00 14,868 88 O 00

Foeos DETAIL STATEMENT OF ASSETS AND LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 51 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

F040fi DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE 52 C 45501



27 2350 20 04

8 600

32 1246 34 95

5 275

77 2373 79 50

46,000

98 7634 66 43

18,300

63 4570 65 40

51,000

22 2532 24 80

10 925

28 1110 31 25

2 425

11 1434 15 29

16 375

57 1587 78 45

42 600

38 1075 36 50

7,167

31 9872 37 40

9 900

20 6226 31 3019 O 5300

COST s SECURITIES a s MARKET VALUE UNREALIZED GAIN(LOSS) kCCRUFn INCOME

172,344 00 (61,876 67) O 00

184,361 25 14,903 85 O 00

1 3,657,000 O y/ 104 084 79

0 Oi

1 215 669 00 323 299 56 O 00

3,335,900 00 99,091 27 000

270 940 00 27 824 31 O 00

75,781 25 7,612 11 O 00

250 373 75 67,900 66 O 00

3 341,970 90 ,, 1,162,611 00 852 ()O

261,595 50 (11,521 23) 2,508 45

370,260 00 53,586 97 1,552 00

76 59 5 66 O 00

FACTORY 2-U STORES [NC COM 303072102

FACTSET RESH SVS INC COM 303075105

FANNIE MAE 313586109

FASfENAL CO CON 311900104

FEDERAL HOME LN MTG CORP CON 313400301

FIDELITY NATL FINL INC COM 316326107

FINANCIAL fED CORP COM 317492106

FINISH LINE INC CL A 317923100

FIRST DATA CORP COM 319963104

FLEETBOSTON F1NL CORP COM 339030108

FLUOR CORP NEW COM 343412102

FOOTSTAR INC COM 344912100

316,673 03

10 93

; Cliase Bank

I., 1ch Center NY 11245 CPJPMorgan

)rMOr~," a a Chaac Me o fSruukl n,

234,220 67

169 457 40

3,552,915 21

892 .369 44

7 236,308 73

243,115 69

68,169 14

182 473 09

2,179 359 00

273.116 73

Foaos DETAIL STATEMENT OF ASSETS AND LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY U50

PAGE 53 C 35501

AS OF DECEMBER 31,X01


24 8489 8l 95

4 300

31 0380 33 92

5,125

8 3475 B 42

30,950

13 7215 17 00

22,100

20 1682 32 80

11,925

63 4037 67 23

2 600

39 Call 54 25

16,400

37 4277 40 08

3,400

39 2477 52 GI

5,000

16 4781 15 45

25,200

51 3297 48 60

9,700

17 4972 20 76

7 600

+ SECURITIES * F COST MARKET VALUE UNREALIZED GAIN(LOSS)

FOREST LABS INC COM 345838106

FORWARD AIR CORP COM 349853101

FRIEDMANS INC CL A 358438109

FRONTIER A1RL5 INC NEW COM 359065109

FTI CONSULTING INC COM 302941109

GANNETT CO INC COM 364730101

GENENTECFI INC COM NEW 368710406

GENERAL ELEC CO COM 369604103

GENERAL MI-5 INC COM 370334104

GENERAL MTRS CORP CL Ii NEW 370442832

GENERAL MTR$ CORP COM 370442105

GENESCO INC COM 371532102

352 385 00 O 00

173 840 00 O 00

259 757 00 539 88

375 700 00 0 00

391,140 00 O 00

174 798 00 598 00

889,700 00 O 00

136,272 00 612 00

260,050 00 O 00

389,340 00 0 00

228,470 00 O 00

157 776 00 O 00

(25,907 861

(12 8]9 54)

24,797 IS

241 149 54

132,978 85

d m 'PJPMorgan

JI'Mor~",an Chase Rank Ulax Mclroledh CuitLr Hn-uklyn, NY 1 IL15

706,850 06

759 069 83

257 521 68

303,294 58

240,505 79

164 849 62

640.929 61

127,254 18

196,238 55

415 .27 86

245 .534 94

14,770 17

Z 235 :2

72 .455 42

150 634 21

9 .948 311

248,770 3S-

9,017 82

63 .811 d5

" FD906 DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE 'i4 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD


22 1498 22 98

3 950

11 9282 14 93

21 125

2 2941 12 95

20 400

69 2971 92 75

1,900

47 817 48 00

2 800

33 4957 49 80

67 650

1 00 1 7755

7,500 000

1 00 0 9190

5,000 000

24 4296 38 54

98 500

35 2641 36 21

11 300

7 60 10 30

7 400

15 8418 13 49

22,747

COST MARKET VALUE UNREALIZED GAIN(LOSS) CCRUFn INCOME

90 771 00 3,279 23 O 00

315,396 25 63 413 55 O 00

264 180 00 217,380 00 O 00

176,225 00 44 .560 51 O 00

134,400 00 527 21 O 00

3 368,97Q 00 1,102,983 78 d 00

13,316 541 98 5 816,541 98 O 00

4,595 211 00 (404,789 00) O 00

3,796,190 00 1,389,877 39 O 00

409,173 00 10 688 77 O 00

76 220 00 19 980 00 O 00

306 857 03 (53 495 57) 0 00

s SECURITIES + s

GETTY IMAGES INC COM 374276103

GIOBAL IMAGING SVS INC COM 37974n100

GLOBESPANVIRATA INC 37957V106

GOLDMaN SACHS GROUP INC COM 381416104

GRAINGER W W INC COM 384807104

GUIDANf CORP COM 401698105

HALCYON ARBITRAGE I. P 405990219

HALCYON RESTRUCTURING FUND LP 005999905

FICA INC 404119109

HEALTH CARE PPTY INVS INC COM 421915109

HEAITHCARE SVCS GROUP INC COM 421906708

HEICO CORP NEW CL A 422806108

251 982 70

46 800 00

131 .664 49

133,872 79

2 265,986 22

7,500 000 00

5 000,000 00

2,406,312 61

398 484 23

56,240 00

360,352 60

of

JI'Mnr~",an Chase Ifanp Cl~as¢MetrulecliCciher

o nroouyii NY 11245 GJPMOrgan

87 .491 77

HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 55 C 45501


FD40B DETAIL STATEMENT OF ASSETS AND LIABILITIES

UNIT COST MARKET PRICE SueaFC/-ppg-

41 3494 47 12

6,600

40 8084 20 54

13,J00

27 3421 30 30

3,575

17 7932 17 79

4 075

23 4404 51 OI

37 050

42 4417 57 94

56,900

29 4982 44 50

8,695

21 1596 27 04

6 450

33 4479 67 72

4.000

16 2943 13 00

11,800

27 0461 19 51

47,200

27 0595 40 90

3 500

s s SECURITIES i s COST MARKET VALUE UNREALIZED GAIN(LOSS)

HEINZ H J CO COM 423074103

HEWLETT PACKARD CO COM 428236103

FIIBBETT SPORTING GOODS [NC COM 428565105

HIBERNIA CORP CLASS A 428656102

HOME DEPOT INC COM 437076102

HOUSEHOID INTL CORP COM 441815107

ICU MED INC COM 449306107

ILEX ONCOLOGY INC COM 451923106

ILLINOIS TOOL WORKS INC COM 45208109

INC GLOBAL INC COM 449669100

IMS HEALTH INC COM 449934108

4 INERCEPT GROUP INC A5845L101

(1,514 21)

(269,569 97)

10,574 67

(12 95)

1 021,459 46

881,509 97

130,440 25

37 928 34

137,088 60

(38,872 65)

(355,702 54)

48 441 92

271,392 00 2,673 00

273,182 00 1,064 00

108,322 50 0 00

72,494 25 0 00

1 889,920 50 0 00

3 296,786 00 12,518 00

386 927 50 0 00

174,408 00 O 00

270 980 00 880 00

153 400 00 O 00

920 872 00 O 00

13,150 00 0 00

1,276 574 54

94 708 08

WJPMorgan iaw Bank ech Center 11245

272 906 21

542 7S1 97

97,747 88

72 507 20

868,466 04

2,415 2/6 03

256,487 25

136 479 66

133 791 40

192 .2%2 65

FOqOB DETAIL STATEMENT OF ASSETS AND LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY U5a

PAGE 58 C 45501



68 6469 20 30

2,900

5 1660 7 77

6 100

16 4461 22 59

10,775

19 4212 31 45

73 200

33 1693 40 35

3,900

26 3171 29 54

134 000

39 8179 42 78

31,500

35 1370 43 00

32 100

33 2272 36 35

6,650

17 0533 22 35

4 300

100 00 100 00

26,423,802 1500

29 3212 18 95

5,100

COST s SECURITIES + i

iNFINEON TECHNOLOGIES AG SPONSORED ADR 4566ZN103

INNOVATIVE SOLUTIONS B SUhPOR COM 45769N105

INTEGRATED CIRCUIT SVS INC COM NEW 45811K208

INTEL CORP COM 458190100

INTERNATIONAL PAPER CO COM 460146103

INTERPUBLIC GROUP COS INC COM 460690100

INTUIT COM 461202103

IRON MOUNTAIN INC STOCK 462846106

J P MORGAN CHASE 8 CD COM 46625F1100

JD4 SOFTWARE GROUP INC COM 46612K108

JP MORGAN PRIME MMF AGENCY SHARES 928989466

JUNIPER NETWORKS [NC COM 4B203R104

MARKET VALUE UNREALIZED GAIN(LOSS) Cf'RIIEO INGOMF

58 870 00 (140,206 11) O 00

47,397 00 15 884 45 O 00

242,277 75 65 893 09 O 00

2 302,140 00 880,507 89 O 00

157,365 00 28,004 73 O 00

3,958,360 00 431,871 95 O 00

1 347 5/0 00 93,308 90 0 00

1,405 980 00 278 082 50 O 00

291,727 50 20 806 45 O 00

96,105 00 22,775 74 O 00

26 427,802 15 0 00 fit 877 96

96,645 00 (52 893 10) O 00

1 421,632 f1

129 360 27

3,526,488 OS

1,254 261 10

1 127 897 50

220,921 OS

73,329 26

26,423 802 15

149,538 10

m FJPMorgan

JI'Morgan Chase Bank Chase Metm rc~h Cent,r B,~klyn, NY 11245

199,076 11

31,512 55

176 389 66


HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 57 C 45501


UNIT COST MARKET PRICE cHeavcivea

17 3343 14 50

20,250

30 4538 30 10

3 600

12 5011 16 93

12,025

56 3992 59 80

41,000

35 5771 55 69

59,000

35 7411 49 56

13 900

B 9754 18 78

12 ,'300

44 6449

70 44 14,400

25 6598 29 11

3 300

30 6899 34 03

8,100

22 8688 20 87

194,000

68 9083 72 51

975

SECURITIES s t COST MARKET VALUE UNREALIZED GAIN(LOSS) rrwlicn INCOM E -

293,625 00 23 606 02 O 00

108,360 00 (1,273 65) O 00

203 583 25 53,257 23 O 00

2 451,800 00 139 433 40 16,380 00

3,285,710 00 1 186,658 78 O 00

688 889 00 192,082 64 O 00

230,994 00 120.597 04 O 00

1 014,336 00 371,449 44 O 00

96,063 00 11,385 60 O 00

275 643 00 27 054 45 1,053 00

4,048,780 00 (387,772 82) O 00

70 697 25 3,511 62 O 00

KADANT INC COM 4828]7104

KELLOGG CO COM 487876108

KEYSTONE AUTOMOTIVE INDS INC COM 49338N109

KIMBERLY CLARK CORP CAM 494368103

KINDER MORGAN INC KANS COM 49455P101

KLO-TENCOR CORP COM 482980100

KNIGHT TRANSN INC COM 499064103

KOHLS CORP (WI) COM 500255104

KONINKLIJKE PHILIPS ELECTRS N SPONSORED ADR NEW 2000 500472303

KRAFT FOODS INC CL A 50075N104

KROGER CD COM 501044101

LANDSTAR SYS INC COM 51509801

JI'Mnr,an Chase Bank Chase tvlclni7ech Center 6nx.Alyn, NY 11245

110,396 96

642 886 56

84,677 40

258,588 55

4 436 552 82

67,185 63

PJPMOrgan

270 016 97

109,63) 65

150 326 02

2,312 366 60

2 099,051 22

496.801 36

FD908 PAGE 'i8 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501 ASSETS AND LIABILITIES BASE CURRENCY USD AS OF DECEMBER 31,200 :

UNIT COST MARKET PRICE CHAR SLpAR

14 3167 14 00

415,600

71 6112 78 54

27,400

18 6160 28 65

5,900

14 7725 39 04

48 300

28 1086 25 50

7,400

32 9245 31 18

2,00

9 0098 12 75

I 150

12 7495 46 JI

24,360

29 5819 77 80

13,300

29 9583 29 15

4,550

9 1874 7 54

17 425

I 5405 12 99

61,322

COST s z SECURITIES + + MARKET VALUE UNREALIZED GAIN(LOSS) !`(`RIIFII idCOMF

5,818,400 00 (131,609 62) O 00

2 151,996 00 189 6H3 94 O 00

169,035 00 59 200 74 O 00

1,885,632 00 1,772,118 57 O 00

188,700 00 (19,304 00) 0 On

77,714 00 (4,012 35) O 00

14 662 50 4,301 25 O 00

1,127 763 00 817,949 22 O 00

236,740 00 (156 698 91) 0 00

132 632 50 (3,677 64) O 00

137,384 50 (28,705 90) 0 00

796,572 78 702 105 81 0 00

LIBERTY MEDIA CORP NEW COM SER A 530718705

LILLY ELI B CO COM 532457108

LINCARE FILDGS INC COM 532791100

LINEAR TECHNOLOGY CORD COM 535678106

LINENS N THINGS INC COM 535679104

LNR PPTY CORP COM 501940100

LOGICV1530N INC DEL COM 54140W107

LOWE$ CO5 INC COM 548661107

MACROMEDIA INC COM 556100705

MANHATTAN A$SOCS INC CDM 562750109

MARINFMAX INC COM 567908108

MATRI%ONE INC COM 57685P304

160,090 40

94,466 97

JI'Murgan ('base Bank Chase Melrnl'eth Center HronAlvn . NY 11245 ' PJPMorgan

5,950 009 62

1,96 312 06

109.834 26

713.513 43

208,004 00

75 726 35

10 761 25

309 813 78

393.438 91

136 310 14


PAGE 59 C 45501

AS OF DECEMBER 31 .2001

HARTFORD COMPOSITE

BASE CURRENCY USU

UNIT COST MARKET PRICE SHAFS/PA

17 2378 14 10

14,900

22 4283 53 63

53,500

25 1681 35 20

62 100

16 9803 17 BO

13,275

17 7828 18 26

2,500

33 2114 51 21

54 900

25 6091 20 65

21,800

3 8362 3 12

IS 000

28 7190 25 71

32 175

32 9917 38 74

6 700

15 9550 10 25

30,725

36 0978 fib 25

37 600

COST * SECURITIES s s MARKET VALVE UNREALIZED GAIN(LOSS) crnilFn rurnMC

210,090 00 (46 753 76) O 00

2,869 205 00 1,669,289 75 8,025 00

2,185 920 00 622 980 66 5,589 00

236 295 00 10,881 25 0 00

45,650 00 1 192 88 O 00

2,811 429 00 988,121 81 O 00

450 .170 00 (108,109 011 0 00

46 800 00 (10 793 07) O 00

827 219 25 (96,815 04) 0 00

259,558 00 41 863 62 O 00

314 931 25 (175,285 43) f 536 25

2,491,000 00 1,133,722 76 0 00

MAXWELL SHOE INC CL A 577766108

M814 INC CO 552620100

MBNA CORP CUM 55262L100

MCG CAP CORP COM 58047P107

MEDIACOM COMMUNICATIONS CORP CL A 58446K105

MEDTRONIC INC COM 585055106

MENS WEARHOUSE INC CUM 587118100

METeWAVE COMMUNICATIONS CORP OC-COM 591409107

METRI$ COS INC COM 591598107

MICROCHIP TECHNOIOGV INC COM 595017100

MICROFINPNLIAL INC COM 595072109

MICROSOFT CORP COM (WASH) 594918104

490,216 64

1,357,277 24

�, )1`A7mgdn Chase Hank Char Morn rLh Center

^ Hrunkl n, NY 11245 0 YJPMorgan

256,843 76

1 199,915 25

1,552 .939 32

225 413 75

44,457 12

1,823,307 19

558 279 01

57,543 07

924 .034 29

217 694 38


HARTFORD COMPOSITE

BASE CURRENCY U50

PAGE 60 C 45501


UNIT COST MARKET PRIDE cues civea

17 8740 22 70

3,575

14 7223 27 05

55 521

13 1945 13 68

5,925

26 8446 15 02

6,500

27 4086 37 50

128 .500

46 2915 52 64

7,650

17 8078 15 25

10 150

21 52 24 IB

5,625

19 6552 18 69

17,125

27 2869 39 50

5 700

43 8025 55 24

2,300

29 2317 24 53

IS 700

COST SECURITIES MARKET VALUE UNREALIZED GAIN(LOSS) CC911ED-lNrOMr

87,152 50 17 252 99 O 00

1 507 843 05 684,447 78 1,388 03

81 054 00 2 876 49 O 00

97,630 00 (76,859 90) 260 00

4,818 750 00 1 296 748 65 5,140 00

402,696 00 48,566 34 0 00

154,787 50 (25,961 57) O 00

136 012 50 14 962 50 O 00

320,066 25 (16 529 85) O 00

225 150 00 69,614 40 O 00

129 352 00 28,606 32 276 00

458,711 00 (87,921 75) O 00

MID ATLANTIC MED $VCS INC COM 595230107

MOLEX INC CL A 608554200

MONRO MUFFLER BRAKE INC COM 610236101

MOTOROLA INC CON 620076109

MVLaN LABS INC COM 628530107

MYRIAD GENETICS INC COM 628550104

NARA BANCORP INC COM 63080P105

NATIONAI DENTE% CORP COM 63563N109

NATIONWIDE HEALTH PPTYS [NC COM 638620104

NAVISTAR INTL CORP NEW G3934F108

NIKE INC Cl B 654106103

NONIA CORP SPONSORED ADR REPRESENTS 1 SHS A 654902204

63,899 51

817,395 27

78 777 51

174 489 90

3,522,001 35

354,129 66

180,749 O/

121,050 00

336,596 10

155,535 60

100,795 68

546,632 75

of

d m ~JPMorgan

base Dank ~n cume . 11245

UNIT COST + a SECURITIES ~ s MARKET PRICE COST MARKET VALUE UNREALIZED GAIN(LOSS)

SHARES/PAR Ar[aiiFn rNCnvp -

NORSK HVDRO AS SPONSORED ADR 56 5936 656531605 42 00 169,700 78 126,000 00 (43 780 78)

3 000 O 00

NORTEL NETWORKS CORP NEW COM 9 1044 656568102 7 46 100 148 73 82 060 00 (18,088 731

11 000 O 00

NOVELLUS SYS INC COM 31 2047 fi7000810t 39 45 140,421 15 177,525 00 37,103 85

4 500 O 00

NRG ENERGY INC COM 27 8973 629377102 15 50 231,547 30 128 650 00 (102 897 30)

8,300 O 00

NU HORIZONS ELECTRS CORP COM 8 3933 669908105 10 20 77 218 33 94,57fi 00 17,357 67

9,200 O On

NVFI% INC COM 20 2678 670712108 20 02 99,789 31 98,598 50 (1,190 81)

9 925 O 00

0 REILLY AUTOMOTIVE INC COM 20 4537 686091109 36 47 350 270 15 624,548 75 274,278 fi0

17,125 O 00

OMNICARE INC COM 22 5939 681904108 24 88 2,089 934 25 2,301 400 00 211 465 75

92,500 O 00

OMNICOM GROUP INC COM 90 5861 681979106 89 35 1,657 725 92 1,635 105 00 (22,620 92)

18,300 3,6fi0 00

ONYX ACCEP CORP COM 3 97 682914106 5 19 39 700 00 51 900 00 12 200 00

10,000 O 00

ORAPIIARMA INC 3 9541 68554E106 4 49 52,471 33 59 582 30 7.10 9/

1,270 O 00

ORAPHARMA INC RESTRICTED 4 5535 685992836 4 49 7,877 61 7 767 70 (109 91)

1 730 O 00

JI'Murgan Chace Bank Chj~ Metrolml, Center C

w PJPMorgan

FD406 PAGE Ei1 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45501 ASSETS AND LIABILITIES


C 45501



HARTFORD COMPOSITE

BASE CURRENCY USD

UNIT COST MARKET PRICE GHARES/DAR

O 1108 5 50

106,075

12 8531 18 10

10 825

26 6568 30 50

27,326 9800

26 8785 30 14

93,500

10 8637 24 OS

9 050

22 445 34 85

39 700

4 7767 1 74

18 050

15 5954 21 00

7 700

5 6654 7 50

27,850

13 9572 37 61

1,250

31 3328 33 92

7,775

3S 7669 48 69

5,b00

COST MARKET VALUE UNREALIZED GAIN(LOSS) rrCIIFD-rbtYF _

583,472 50 571 662 27 0 00

195,932 50 56,798 12 O 00

833 472 89 105 022 67 O 00

2 818,090 00 304,949 33 O 00

217,652 50 119,335 68 O 00

1 383 545 00 492,893 86 0 00

31,407 00 (54,812 25) 0 00

161,700 00 41 615 54 O 00

208,875 00 51,094 03 O 00

47 012 50 29,566 04 0 00

263 728 00 20 .115 50 O 00

272,664 00 72 369 29 812 00

r s SECURITIES " s

ORCHID [3IOSCIENCES INC CAM RESTRICTED 68571P951

ORIENT EXPRESS HOTELS LTD 667743107

ORTHODONTIC CTRS AMER INC COM 68750P103

OXFORD HEALTH PANS INC COM 691471106

02MICRD INTERNATIONAL LTD SFIS G6797E106

PAVCHEX INC COM 70<326107

PCD INC COM 69318P106

PDF SOLUTIONS INC COM 693282105

PEAK INTL LTD 669586108

PEC SOLUTIONS INC COM 705107100

PEDIAif7IX MED GROUP COM 705324101

PEPSICO INC COM 713448108

11,750 27

139,134 38

728 450 22

2,513,140 67

98,316 82

890.651 14

06 219 25

120 084 46

157,780 97

17 946 46

243 612 50

200 294 71

0

o

m

m

0 ~JPMorgan

C 45501


FD40B DETAIL STATEMENT OF ASSETS ANA LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY USD

UNIT COST MARKET PRICE weaccZ PLD

1 OU O 9465

50 000 000

265 9908 323 2?15

75,790 5000

168 3705 171 3540

89,089 2400

18 9544 14 50

5 425

39 8158 39 85

21 900

41 1958 42 65

70,500

37 6986 45 85

4.300

41 7269 21 26

5 500

53 2729 67 01

6 050

31 3874 34 07

14,075

18 50 24 00 900

29 9024 35 19

6,650

COST s s SECURITIES MARKET VALUE UNREALIZED GAIN(105:~) 4CCRUEO-INC. ME -

47,9.4,735 00 (2,675,265 00) O 00

24,303,209 96 4,303,209 9E O 00

15,265,798 43 265,798 43 O 00

78,662 50 (24,165 20) 0 00

872 715 00 749 83 O 00

3 006,825 00 702 523 41 0 00

797 155 00 35,266 17 2,494 00

116 930 00 (112 568 17% O 00

905,410 50 83,109 52 242 00

479,535 25 37 757 50 0 00

21,600 00 4,950 00 O 00

234 013 50 35 162 75 O 00

PEOUOf ENDOWMENT FUND LP 713995553

PEOU07 HEALTHCARE OFFSHORE FUND INC 713998946

PEOUO7 TELECOMMUNICATIONS 8 MEDIA OFFSHORE FUND INC 4 713998763

PEHICOM SEMICONDUCTOR CORP COM 713831105

PFIZER INC COM $0 10 PV 717081103

PHpRMACIA CORP COM 717 73U 102

PHILIP MORRIS COS INC COM 718154107

PMC-SIERRA INC COM 6934aF106

PMI GROUP INC COM 69344M101

POLYCOM INC COM 73172N104

PRINCIPAL FINL GROUP INC COM 74251V102

PRIORITY HEALTHCARE CORP CL B 74769T102

161,888 83

229,498 77

322 300 98

441,777 75

16,650 00

198,850 75

jl'kiir an Chase Rank Chase Melmfrrh Center d~

~JPMorgan

50 000 000 00

20,000,000 00

15,000 .000 00

102 827 70

871 .965 ti

2 904,301 59


PAGE 64 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

UNIT COST MARKET PRICE CHAR SJPGG

27 50 33 19

29,500

10 4965 9 15

22,825

7 9398 5 00

10,350

0 5016 7 11

10 .525

27 6864 32 47

6,600

25 7681 29 60

9,825

10 7612 9 99

5 400

13 1155 14 24

11,800

3B 2966 33 57

23,775

16 0897 19 97

207 .500

22 2206 26 33

11 675

44 7348 45 00

1 775

COST s SECURITIES * MARKET VALUE UNREALIZED GAIN(LOSS) CCSUE0.IWCOMF

813,155 00 139,405 00 O 00

20B 848 75 (30.733 21) O 00

51,750 00 (30,426 71) O 00

74 832 75 (14,646 06) O 00

214 302 00 31 572 06 1 320 00

290 820 00 37,648 55 0 00

53 946 00 (4 164 44) O 00

768 032 00 13 269 45 O 00

798 726 75 (112 374 90) O 00

4 147 775 00 805 155 15 O 00

307 402 75 47 977 52 0 00

79,875 00 470 79 284 00

PRUDENTIAL FINL INC COM 740320102

PS1 TECHNOLOGIES HIDGS INC SPONSORED AOR 744380109

OW CKLOGIC CORP CDT-COM 74837P108

RAINBOW RENTALS INC COM 750857104

RAYTHEON CO COM NEW 755111507

REHABCARE GHOUP,INC COM 759148109

REMEC INC COM 75954101

REMEDVTEMP INC CI . A 759549108

RENT A CTR INC NEW COM 76009NIOp

REPUBLIC $VCS INC CUM 760759100

RESOURCES CONNECTION INC COM 761220105

R RL1 CORP CON 749607107

m

JI'Mnrgan Chase Bank a ChaSrMcIrnlerhCeNer o Bruoklyn, NY 112,45

58 110 44

154 762 55

910 501 65

3 338 619 85

259 425 23

79,404 21

CPJPMorgan

673,750 00

239,581 96

82,176 71

89,4/8 8I

182,729 94

253.171 45

Foaos DETAIL STATEMENT OF ASSETS AND LIABILITIES

HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE 65 C 45501


UNIT COST MARKET PRICE -__ SHARES/PAR

27 1655 26 70

6,600

23 8585 99 02

10,800

43 4822 22 25

5 200

3 1359 2 59

74,025

41 4032 41 75

106 500

16 7184 20 25

13,700

27 8838 27 83

21 000

SI 8353 54 95

2 200

16 4095 15 OS

19 225

13 4268 16 55

4,200

37 7684 11 28

56 400

40 6726 45 10

1,000

s + SECURITIES + s COST MARKET VALUE UNREALIZED GAIN(LOSS) eCR,,Fn INCOME

176,220 00 (3,072 55) O 00

529 416 00 271,744 18 O 00

115,700 00 (110 .407 66) 0 00

36,324 75 (7,655 64) O 00

4,446,375 00 36,938 90 O 00

277,425 00 48,382 72 O 00

584 430 00 (1,129 30) 6 300 00

120,890 00 6,852 34 412 50

289 336 25 (26 136 18) O 00

69 510 00 13 117 36 O 00

636,192 00 (1,993,943 11) O 00

45,100 00 4,427 38 O 00

ROBERT HALF INTL INC COM 770327103

ROYAL DUTCH PETROLEUM N Y REGISTRY SH 780257804

RURAL CELLULAR CORP CL A 781904107

RWD TECHNOLOGIES INC COM 749758101

SAFEWAY INC CUM NEW 786514200

SALiX PHARMACEUTICALS LTD SHS 677770108

SCANA CORP NEW COM 80589M102

SCHLUMBERCER LTD COM 806857108

SIERRA PAC RES NEW COM 826428104

SIMPLEX SOLUTIONS INC COM 828854109

SOLECTRON CORP COM (DEL) 83482107

SONY CARP ASR NEW SO YEN PV 835699307

179 292 55

257 671 82

226,107 66

43,980 39

4 909,436 10

229,042 2B

585 559 JO

114,037 66

JIS 472 43

56 392 64

2,130 t35 11

40,672 62

JI'Margan Chase Dank Chase Metrul'erh Cenlcr duJPMorgan


HARTFORD COMPOSITE

BASE CURRENCY USD

PAGE fib C 95501



19 9118 20 OB

134,500

29 6587 24 41

97,100

24 8177 52 25

35,400

22 9614 29 56

3,975

26 7893 27 22

33 500

24 7242 28 93

83 800

17 9952 17 51

16,975

42 5198 59 07

2,400

364 7799 695 2790 361

45 1378 36 85

8,375

62 8284 40 08

1,560

15 923 35 02

6 500

COST s ~ SECURITIES < < MARKET VALUE UNREALIZED GAIN(LOSS) Pf`GI IFf1 IO/(`nM[

2,700 760 00 89,871 82 O 00

2 310 211 00 (509,649 32) O 00

1,849,650 00 971 103 52 3,894 00

117,501 00 26,229 56 O 00

911,670 00 14,427 75 O 00

2,424,339 00 352,447 43 O 00

297,272 25 251 09 O 00

141,768 00 39 720 38 O 00

250,995 72 119 310 19 O DO

308,618 75 (69,410 15) O 00

62 524 80 (35,487 55) O 00

227,630 00 124,135 21 O 00

SPRINT CORP CUM 852061100

SPRINT CORP PCS COM $ER 1 852061506

STATE 57R CORP COM 857477103

SiELLENT INC COM 85056W105

STILWILL FINL INC COM 8fi0831106

SUNGARD DATA SYSTEMS INC 867363103

SUPERTE% INC COM 868532102

SYNOPSY$ INC COM 871607107

SVNTHES STRATEC INC COM 87162M201

TECHNE CORP COM 878377100

TELEFONICA DE ESPANA S A SPONSORED ADR 879382208

TELEFONOS DE MEXICOS S A CV SEN L ADR 879403780

378,028 90

98,012 35

103,494 79

CPJPMorgan n Chase Bank Iru 1 ech Cenlcr NY 11245

2,610 888 18

2 879 860 32

878,546 48

91,271 44

897 442 25

2,071,886 57

296,981 16

102,047 62

131 685 53

1

1`0406 DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE 87 C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

UNIT COST MARKET PRICE CHARF`/P_eR

97 3575 89 75

18,000

48 5866 14 96

47 100

26 5557 30 14

15,000

33 3205 28 00

69 400

39 8760 91 46

78,500

21 9176 23 86

126 000

17 3fif4 30 2895

6 900

19 0949 39 86

75,000

58 7251 42 90

4 800

34 7106 33 82

4 300

6 %308 5 50

>> zoo

27 0461 29 35

75,000

COST s i SECURITIES x r MARKET VALUE UNREALIZED GAIN(LOSS) CCRIIED INCOME

1,615,500 00 (136,935 05) O 00

704 616 00 (1 583,813 63) O 00

452,100 00 53,764 96 O 00

1,943 200 00 (369,242 77) O 00

3 254,610 00 124,346 55 25,512 50

3 006,360 00 244,737 31 O 00

208,997 65 89 203 84 O 00

2,989,500 00 1,557 382 46 O 00

205,920 00 (75,960 71) 0 00

145 426 00 (3,829 58) O 00

61,600 00 (13 785 33) 0 00

2 201,250 00 772,792 60 0 00

TELEPHONE B DATA 5Y5 INC COM 879433100

TELLaBS INC (DE) COM 879664100

TERADVNE INC COM $O 12 I/2 PV 8807/0102

TEXAS INSTRS INC CAP 882508104

TEXTRON INC COM 883203101

7HERM0 ELECTRON CORP COM 883556102

TFIOMSON CORP COM 884903105

TJ% COS COM 872540109

TMP WORLDWIDE INC COM 872941109

TRANSOCEAN SEDCO FOREX INC SF75 690078109

TRANSPORT CORP OF AMER INC COM 89385P102

TRIAD IIOSP$ INC COM 89579N109

s e m m b

P

a

2,028,457 40

PJPMorgan JI'Murpan Chase Dank Cl asc Metro rech Center Ilrad.lyn NY 117A5

1 752,435 05

2,288,429 63

398,335 04

2 312 .442 77

3 130,263 45

Z 761 622 69

119,793 81

1,432,117 54

281 880 71

149.255 58

75 .385 33

HARTFORD COMPOSITE C 45501

BASE CURRENCY U50 AS OF DECEMBER 31,2001


UNIT COST + + SECURITIES * 3 MARKET PRICE COST MARKET VALUE UNREALIZED GAIN(LOSS)

SHARES/PAR ACCRUEn INCOME

TRITON VCS HLDGS INC CL A 37 1778 89677M106 29 35 241 332 32 213 521 25 (27 871 07)

7,275 0 00

TYCO INTL LTD NEW COM 42 8628 902124106 58 90 390,051 44 535 990 00 145,938 56

9,100 113 75

UAL CORP COM PAR $O 01 85 3628 902549500 13 50 512,176 57 81,000 00 (431,176 57)

6,000 0 00

UBIOUITEL INC COM 7 3333 903474302 7 45 149,098 96 146,792 50 2,297 54

19,650 O 00

UMPOUA HLOGS CORP COM 12 1091 904214103 13 50 121,091 48 135 000 00 13 908 52

10 000 400 00

UNITED PARCEL SVC INC CL B 50 00 911312106 54 50 105 000 00 114 450 00 9 450 00

2,700 399 00

UNITED RENTALS INC COM 24 5805 911363109 22 70 896,798 63 782 015 00 (64 783 63)

34,450 O 00

UNITED STATES CELLULAR CORP COM 66 6366 911684100 45 25 159,927 95 108,600 00 (57 327 95)

2 400 O 00

UNITED STATES TREASURY NOTE 100 1661 SEMI-ANN 5 375% 06/30/2003 104 125 23,288,617 28 24 209 062 50 920,449 22

9128274K5 23,250 .000 3 452 18

UNITED STATES TREASURY NOTE 99 9630 SEMI-ANN 6 250% 01/37/2002 100 328 14 994,442 99 15,049,200 00 54,757 01

9128272G6 15 000,000 392,323 37

UNITED TECHNOLOGIES CORP COM 54 8681 913017109 64 63 427 971 46 504,114 00 76 142 54

7,800 O 00

4 UNITEDFIEALTH GROUP INC CUM 58 6484

,0 91324P102 70 77 1,653 884 88 1 995,714 00 341 829 12 28,200 O 00

CFJPMorgan JI'Murgan Chase Bank Chase Melmfed, Center

FD408 " DETAIL STATEMENT OF ASSETS AND LIABILITIES

PAGE fig C 45501


HARTFORD COMPOSITE

BASE CURRENCY USD

UNIT COST MARKET PRICE -Sk1ARESFRA&__

32 6838 36 07

6,700

22 0503 20 93

193,500

70 1827 84 02

25 800

20 4459 27 31

10 700

8 3255 10 95

11,425

29 6563 30 00

120,000

24 5834 28 50

6,800

1 00 O 9266

7 500,000

43 0303 38 04

14 e00

10 2509 18 95

13,675

35 6925 94 83

19,600

29 8413 39 01

3,700

s ~ SECURITIES ~ r MARKET VALUE UNREALIZED GAIN(LOSS) ACCRUED-INCOME

241,669 00 22,687 36 O 00

4 049 955 00 (216 780 94) 36,281 25

2,167 716 00 357,002 79 O 00

292,217 00 73,447 45 O 00

125,103 75 29 985 06 O 00

3,600,000 00 71 247 25 O 00

193,800 00 26,632 56 O 00

6,949 573 50 (550 426 50) O 00

562 992 00 (73,855 97) O 00

259,141 25 118,959 86 0 00

878,668 00 179,094 36 O 00

144,337 00 33,924 04 O 00

UNOCAL CORP COM 915289102

US BANCORP OEL CON NEW 902973304

USA ED INC CDM 90390U107

USA NETWORKS INC COM 902984103

USA TRUCK INC COM 902925106

USX-MARATHON GROUP COM NEW 902905827

11T5TARCOM INC COM 918076100

VEGA PARTNERS IV L P - HARTFORD 922990916

VERISICN INC COM 92343E102

VER151TV LTD SHS M973B5112

VERITA$ SOFTWARE CORP COM EEL 93436109

VF CORP COM 918204108

95 118 69

3,558,752 75

167,167 44

7,500 000 00

636 897 93

140,181 39

699,573 64

110 412 96

of

JI'Morgan Chase flank ^` Chase MelmTedi Center 0 Brooklyn, NY 11245 CPJPMorgan

COST

218,981 64

4,266,735 94

1,810.713 21

218.769 55

HARTFORD COMPOSITE

BASE CURRENCY USD


PAGE 70 C 45501



55 7938 44 IS

3,400

2 57 22 95

3 000

45 0757 31 36

4,000

52 05 57 55

3,300

26 3335 33 66

42,700

22 2672 32 70

34,900

33 3222 37 26

49,700

45 7996 43 47

8 900

23 9803 24 94

8,975

9 6666 70 99

29 530

23 4602 43 56

20 200

26 4299 25 52

14,200

COST MARKET VALUE UNREALIZED GAIN(LOSS) CCRUEn INCOME

150,110 00 (39 508 92) O 00

68,850 00 67,140 00 O 00

125 440 00 (54,862 80) O 00

189,915 00 18,150 00 231 00

1,437 282 00 312,841 79 O 00

1,141 230 00 364,106 16 O 00

1,829,466 00 193,345 24 O 00

386 883 00 (20 733 08) O 00

223 836 50 8 613 42 O 00

324 534 70 39,080 59 O 00

879,912 00 406 015 61 O 00

3fi2 384 00 (12,920 67) O 00

" SECURITIES s r

VIACOM INC CL B COMMON STOCK NON VOTING 925529308

VIROPHARMA INC COM 928241108

WACHOVIA CORP 2ND NEW COM 929903102

wAL MART STORES INC CON 931142103

WALGREEN CO COM 931472109

WASHINGTON NUT INC COM 939322103

WEATHEFFORD INTL INC NEW COM 947074100

WELTS FARCD 8 CO NEW COM 949746101

WEST CORP COM 95255105

WHITEHALL JEWELLERS INC STK 965063100

WHOLE FOODS MKT INC COM 966837106

0 WILLIAMS COS INC DEL COM

,0 969457100 m

285 454 17

473,896 39

375 304 67

OJPMorgan JI'MorganChase Bank

a` CLaSeMlcIrolatihCenlLr

0 UrtnAI u, NY 11245

189,698 92

7,710 00

180,302 80

171,765 00

1,124 440 27

777 123 84

1,636,120 76

407 .616 OB

215 .223 08

i Chase Bank T( .ir .n ceiu, . CIJPMorgan

11245

FD008 PAGE 71 DETAIL STATEMENT OF HARTFORD COMPOSITE C 45507 ASSETS AND LIABILITIES


UNIT COST s s SECURITIES ~ ~ MARKET PRICE COST MARKET VALUE UNREALIZED GAIN(LOSS)

SueaFS/oeR erroiicrL7eu-eee E

WORLD ACCEP CORP DEL COM B 9257 981419104 7 30 136 554 37 111,690 00 (24,864 37)

15,300 O 00

WTS ACCLAIM ENTMT INC WTS O 00 EXP 03/16/2003 O 00 O 00 O 00 O 00 004325163 1 170 O 00

XL CAPITAL LIMITED SFIS A 63 0466 098255105 91 36 296,319 25 429,392 00 133,072 75

4,700 O 00

YELLOW CORP COM 19 6891 985509108 25 10 170,802 64 217,742 50 46,939 86

8,675 O 00

99 CENTS ONLY STORES COM 21 3450 65440K106 38 25 8O 043 57 143 437 50 63,393 93

3 750 O 00

TOTAL U 5 DOLLAR 453,744 955 17 527,832,727 54 74 087,172 37 704 372 79

TOTAL SECURITIES 479,427,884 67 554,490,098 14 75,062,213 47 776 663 64 76 916 579 15

(1,854 365 68)

0

C 45507


UNREALIZED GAIN(LOSS) BASE MARKET VALUE TOTAL BASE

MARKET CURRENCY _

(11,684 13) 0 00

O 00

554,490,098 14 75 062 213 47 76,916,579 15 (1,054,365 68)

6 918 372 89 26,318 32

26 318 32

(5 913 269 64) 174,523 52

174,523 52

555,483,517 26 75,263,055 31 76,916,579 15 (1,653,523 84)

TOTAL NET ASSETS

CFJPMOrgan

" " FDq08 DETAIL STATEMENT OF ASSETS AND LIABILITIES

s SUMMARY a k

CASH

SECURI1fE5

RECEIVABLES

PAVABlES

HARTFORD COMPOSITE

BASE CURRENCY USD

BASE COST

(11 684 13)

479 427,884 67

6,892 054 57

(6,087,793 16)

480,220,461 95

JOHN A HARTFORD FOUNDATION 55 EAST 59th STREET NEW YORK, N Y 10022

FEDERAL TAI( I D. #13-1667057 The John A Hartford Foundation Gain I Loss Statement for January 2001

Security Description Trade Date No of Shares Proceeds (US) Cost (US) Gain / (Loss) (US)

P 47215 William Blair

ACXIOM CORP COM 8-Jan-01 15,400 00 513,123 21 (271,357 96) 241,765 25 BAXTER INTL INC COM 8-Jan-01 5,300 00 452,485 65 (312,579 46) 139,906 19 CATALINA MARKETING CORP C 8-Jan-01 6,400 00 209,209 01 (223,968 25) (14,759 24) CONCORD EFS INC COM 8-Jan-01 6,700 00 256,685 19 (58,703 71) 197,981 48 CVS CORP COM 8-Jan-01 4,900 00 257,559 90 (169,649 21) 87,910 69 DANAHER CORP COM 8-Jan-01 4,700 00 272,564 11 (85,168 71) 187,395 40 DANAHER CORP COM 9-Jan-01 14,600 00 886,851 78 (264,566 64) 622,285 14 KOHLS CORP (WI) COM 8-Jan-01 3,700 00 237,726 31 (159,545 93) 78,180 38 STATE STIR CORP COM 5-Jan-01 4,200 00 489,472 67 (75,821 26) 413,651 41 STATE STIR CORP COM 8-Jan-01 5,400 00 617,653 DO (97,484 48) 520,168 52 TEXAS INSTRS INC CAP 8-Jan-01 7,800 00 358,714 70 (218,021 95) 140,692 75 WALGREEN CO COM - 8-Jan-01 31,300 00 1,181,842 28 (824,238 38) 357,603 90

5,733,887 81 (2,761,105 94)

7,363,197 70

P 53025 WP Stewart

DOLLAR GEN CORP COM 18-Jan-01 3,000 00 54,725 06 (51,950 54) 2,774 52 DOLLAR GEN CORP COM 18-Jan-01 3,500 00 65,638 90 (60,608 97) 5,02993 INTEL CORP COM 8-Jan-01 9,100 00 284,331 82 (300,705 34) (16,373 52) KOHLS CORP (WI) COM 16-Jan-01 1,000 00 67,903 73 (50,174 81) 17,728 92 KOHLS CORP (WI) COM 17-Jan-01 1,000 00 68,313 32 (50,174 81) 18,138 51

P 51178 Pequot

PEQUOT TECHNOLOGY OFFSHORE 2-Jan-01 15,971 64 10,000,000 00 (2,636,802 30) -------------------------- -----------------------

70,000,000 00 (2,636,802 30)

2,972,781 .87

7,363,197 70

ACTIVE VOICE CORP COM 9-Jan-01 800 00 15,731 47 (7,358 49) 8,37298 ACTIVE VOICE CORP COM 10-Jan-01 900 00 77,720 40 (8,278 30) 9,44210 ACTIVE VOICE CORP COM 22-Jan-01 400 00 7,875 73 (3,679 25) 4,196 48 AMERICAN MED SYS HLDGS IN 12-Jan-01 300 00 3,862 37 (3,353 12) 50925 AMERICAN MED SYS HLDGS IN 16-Jan-01 100 00 1,264 33 (1,117 71) 14662 AMERICAN MED SYS HLDGS IN 30-Jan-01 400 00 5,349 82 (4,470 83) 87899 AMERICAN MED SYS HLDGS IN 31-Jan-01 100 00 1,274 95 (1,117 71) 15724 AWARE INC MASS COM 31-Jan-01 20000 3,447 26 (4,819 35) (1,372 09) EXPRESS SCRIPTS INC CL A 8-Jan-01 125 00 10,436 39 (8,062 50) 2,37389 F Y I INC COM 2-Jan-01 500 00 17,218 17 (17,062 50) 15567 F Y I INC COM 3-Jan-01 400 00 14,123 32 (13,650 00) 47332 F Y I INC COM 4-Jan-01 20000 7,327 87 (6,825 00) 50287 F Y I INC COM 10-Jan-01 1,325 00 43,911 42 (45,215 63) (1,304 21) ICU MED INC COM 4-Jan-01 20000 6,112 79 (4,997 19) 1,11560 ICU MED INC COM 17-Jan-01 1,100 00 31,406 70 (27,484 54) 3,92216 LINENS N THINGS INC COM 9-Jan-01 1,125 00 29,813 41 (35,839 70) (6,026 29) LINENS N THINGS INC COM 10-Jan-01 600 00 15,870 18 (19,114 51) (3,244 33) LINENS N THINGS INC COM 11-Jan-01 175 00 4,701 51 (5,575 07) (87356) LINENS N THINGS INC COM 26-Jan-01 375 00 12,355 83 (11,946 57) 40926 MICREL INC COM 19-Jan-01 100 00 4,937 33 (4,296 73) 64060 MICREL INC COM 22-Jan-01 600 00 28,739 04 (25,780 39) 2,95865 MICREL INC COM 23-Jan-01 20000 9,401 60 (8,593 46) 808 14 MICREL INC COM 26-Jan-01 350 00 14,634 76 (15,038 56) (40380) 0 REILLY AUTOMOTIVE INC C 2-Jan-01 1,700 00 44,181 52 (25,775 37) 18,406 15

Description Trade Date No of Shares Proceeds (US) Cost (US) Gain l

PFIZER INC COM $0 10 PV 24-Jan-01 4,200 00 179,760 71 (173,115 28) 6,64543 PFIZER INC COM $0 10 PV 29-Jan-01 3,500 00 154,962 92 (144,262 73) 10,700 19 PFIZER INC COM $0 10 PV 30-Jan-01 1,500 00 65,838 OS (61,826 88) 4,011 17 STRYKER CORP COM 31-Jan-01 1,500 00 67,972 78 (38,712 65) 29,260 13 SYSCO CORP COM 18-Jan-01 8,000 00 201,899 64 (136,596 32) 65,303 32

1,211,346 93 (1,068,128 33) 143,218 60

P 53739 Wasatch

ALCOA INC COM 2-Jan-01 6,800 00 223,953 92 (99,267 08) 124,686 84 AVAYA INC COM 9-Jan-01 408 00 4,671 44 (16,242 23) (11,570 79) CADBURY SCHWEPPES 25-Jan-01 5,400 00 34,334 04 (39,038 94) (4,704 90) CADBURY SCHWEPPES 26-Jan-01 400 00 2,518 84 (2,891 77) (37293) CADENCE DESIGN SYS INC CO 3-Jan-01 300 00 7,334 75 (5,126 20) 2,208 55 CADENCE DESIGN SYS INC CO 4-Jan-01 20000 5,186 88 (3,417 46) 1,76942 CADENCE DESIGN SYS INC CO 18-Jan-01 500 00 15,849 47 (8,543 66) 7,30581 CADENCE DESIGN SYS INC CO 19-Jan-01 900 00 28,688 16 (15,378 59) 13,309 57 CADENCE DESIGN SYS INC CO 19-Jan-01 300 00 9,409 87 (5,126 20) 4,28367 CADENCE DESIGN SYS INC CO 22-Jan-01 300 00 9,628 14 (5,126 20) 4,501 94 DELL COMPUTER CORP COM 31-Jan-01 600 00 15,803 23 (26,584 18) (10,780 95) DELL COMPUTER CORP COM 31-Jan-01 1,900 00 50,043 57 (84,183 24) (34,139 67) DELPHI AUTOMOTIVE SYS COR 9-Jan-01 6,500 00 87,828 31 (116,340 65) (28,512 34) DELPHI AUTOMOTIVE SYS COR 9-Jan-01 7,900 00 105,263 97 (141,398 63) (36,134 66) FORENINGSSPARBK 26-Jan-01 1,100 00 17,621 79 (17,087 27) 534 52

Security Description Trade Date No of Shares Proceeds (US) Cost (US) Gam

O REILLY AUTOMOTIVE INC C 9-Jan-01 1,125 00 28,194 71 (17,057 23) 11,137 48 O REILLY AUTOMOTIVE INC C 10-Jan-01 300 00 7,490 39 (4,548 59) 2,941 80 O REILLY AUTOMOTIVE INC C 10-Jan-01 400 00 9,999 66 (6,064 79) 3,93487 O REILLY AUTOMOTIVE INC C 12-Jan-01 100 00 2,518 91 (1,516 20) 1,00271 O REILLY AUTOMOTIVE INC C 16-Jan-01 20000 5,000 33 (3,032 40) 1,96793 O REILLY AUTOMOTIVE INC C 17-Jan-01 20000 5,165 22 (3,032 40) 2,13282 O REILLY AUTOMOTIVE INC C 18-Jan-01 100 00 2,565 50 (1,516 20) 1,04930 O REILLY AUTOMOTIVE INC C 19-Jan-01 20000 5,058 17 (3,032 40) 2.02577 O REILLY AUTOMOTIVE INC C 22-Jan-01 100 00 2,474 54 (1,516 20) 95834 POWERTEL INC COM 18-Jan-01 1,500 00 130,853 53 (120,808 00) 10,045 53 POWERTEL INC COM 18-Jan-01 2,600 00 228,312 94 (209,400 52) 18,912 42 UNITED STATES CELLULAR CO 19-Jan-01 500 00 29,842 85 (34,778 70) (4,935 85) UNITED STATES CELLULAR CO 23-Jan-01 400 00 23,603 85 (27,822 96) (4,219 11) UNITED STATES CELLULAR CO 25-Jan-01 20000 11,757 62 (13,911 48) (2,153 86)

844,536 39 (757,490 55) 87,045 84

P 92442 Capital Guardian Equity

GRAINGER W W INC COM 5-Jan-01 500 00 19,163 O6 (23,905 85) (4,742 79) GRAINGER W W INC COM 30-Jan-01 1,100 00 40,709 09 (52,592 88) (11,883 79) GRAINGER W W INC COM 31-Jan-01 2,000 00 76,467 84 (95,623 42) (19,155 58) INTERNATIONAL BUSINESS MA 22-Jan-01 400 00 43,664 10 (37,766 71) 5,89739 INTERNATIONAL BUSINESS MA 23-Jan-01 100 00 10,853 88 (9,441 68) 1,41220 INTERNATIONAL BUSINESS MA 23-Jan-01 100 00 10,911 36 (9,441 68) 1,46968 INVENSYS 5-Jan-01 33,600 00 80,332 19 (130,291 82) (49,959 63) LLOYDS TSB GROUP 24-Jan-01 3,100 00 33,083 90 (32,781 67) 30223 LLOYDS TSB GROUP 25-Jan-01 1,900 00 20,171 33 (20,091 99) 7934 LLOYDS TSB GROUP 29-Jan-01 3,400 00 36,463 37 (35,954 09) 50928 LLOYDS TSB GROUP 30-Jan-01 1,400 00 15,009 65 (14,804 63) 20502 PEOPLESOFT INC COM 3-Jan-01 20000 7,860 07 (4,123 65) 3,73642 PEOPLESOFT INC COM 8-Jan-01 100 00 3,983 34 (2,061 83) 1,921 51 PEOPLESOFT INC COM 10-Jan-01 300 00 14,849 50 (6,185 48) 8,66402 PEOPLESOFT INC COM 11-Jan-01 1,40000 75,198 82 (28,865 57) 42,333 25 PEOPLESOFT INC COM 18-Jan-01 500 00 26,022 03 (10,309 13) 15,712 90 PEOPLESOFT INC COM 19-Jan-01 100 00 5,207 20 (2,061 83) 3,14537 PEOPLESOFT INC COM 19-Jan-01 100 00 5,199 82 (2,061 83) 3,13799 PEOPLESOFT INC COM 19-Jan-01 300 00 15,079 68 (6,185 48) 8,89420 PEOPLESOFT INC COM 22-Jan-01 100 00 5,274 82 (2,061 83) 3,21299 PEOPLESOFT INC COM 22-Jan-01 500 00 25,471 00 (10,309 13) 15,161 87 PEOPLESOFT INC COM 23-Jan-01 100 00 5,238 57 (2,061 83) 3,17674 PEOPLESOFT INC COM 23-Jan-01 1,000 00 52,385 75 (20,618 26) 31,767 49 PEOPLESOFT INC COM 25-Jan-01 100 00 5,034 21 (2,061 83) 2,97238 PEUGEOT SA 26-Jan-01 100 00 25,399 50 (9,831 51) 15,567 99 PHILIP MORRIS COS INC COM 30-Jan-01 3,2D0 00 143,347 85 (112,685 12) 30,662 73 QUINTILES TRANSNATIONAL C 18-Jan-01 300 00 6,018 54 (8,006 89) (1,988 35) QUINTILES TRANSNATIONAL C 18-Jan-01 300 00 6,094 92 (8,006 89) (1,911 97) QUINTILES TRANSNATIONAL C 18-Jan-01 700 00 14,281 41 (18,682 74) (4,401 33) QUINTILES TRANSNATIONAL C 19-Jan-01 300 DO 6,147 96 (8,006 89) (1,858 93) QUINTILES TRANSNATIONAL C 23-Jan-01 400 00 8,213 96 (10,675 85) (2,461 89) QUINTILES TRANSNATIONAL C 24-Jan-01 1,700 00 34,803 44 (45,372 37) (10,568 93) QUINTILES TRANSNATIONAL C 25-Jan-01 1,8D0 00 37,522 98 (48,041 33) (10,518 35) QUINTILES TRANSNATIONAL C 26-Jan-01 400 00 8,443 07 (10,675 85) (2,232 78)

Trade Date No of Shares Proceeds (US) Cost (US) Gain

P 97351 Sound Shore

4-Jan-01 16,012 00 158,007 53 (129,971 45) 28,036 08 AXCELIS TECHNOLOGIES INC

Security Description Trade Date No of Shares Proceeds (US) Cost (US) Gain

QUINTILES TRANSNATIONAL C 29-Jan-01 500 00 10,537 59 (13,344 82) (2,807 23) QUINTILES TRANSNATIONAL C 30-Jan-01 500 00 11,019 18 (13,344 82) (2,325 64) QUINTILES TRANSNATIONAL C 30-Jan-01 1,100 00 24,326 12 (29,358 59) (5,032 47) QUINTILES TRANSNATIONAL C 30-Jan-01 600 00 13,021 30 (16,013 78) (2,992 48) QUINTILES TRANSNATIONAL C 31-Jan-01 500 DO 11,009 23 (13,344 82) (2,335 59) QUINTILES TRANSNATIONAL C 31-Jan-01 400 00 8,794 34 (10,675 85) (1,881 51) ROYALBSUN ALLIANCE 31-Jan-01 1 00 000 063 063 SONY CORP 18-Jan-01 300 00 22,568 38 (11,816 42) 10,751 96 SONY CORP 19-Jan-01 1,100 00 84,319 86 (43,326 87) 40,992 99 SONY CORP 22-Jan-01 500 00 37,909 11 (19,694 03) 18,21508 SONY CORP 23-Jan-01 300 00 22,381 26 (11,816 42) 10,564 84 SONY CORP 24-Jan-01 400 00 29,352 56 (15,755 22) 13,597 34 SONY CORP 26-Jan-01 300 00 22,039 00 (11,816 42) 10,222 58 SONY CORP 29-Jan-01 100 00 7,277 47 (3,938 81) 3,33866 ST ASSEMBLY TEST SVCS LTD 17-Jan-01 1,000 00 12,355 88 (40,316 27) (27,960 39) ST ASSEMBLY TEST SVCS LTD 18-Jan-01 2,000 00 26,461 71 (80,632 53) (54,170 82) ST ASSEMBLY TEST SVCS LTD 19-Jan-01 2,000 00 30,461 58 (80,632 53) (50,170 95) ST ASSEMBLY TEST SVCS LTD 22-Jan-01 1,100 00 17,212 66 (44,347 89) (27,135 23) ST ASSEMBLY TEST SVCS LTD 23-Jan-01 300 00 4,593 59 (12,094 88) (7,501 29) SYNGENTA AG SPONSORED ADR 10-Jan-01 1,056 00 12,288 78 (6,644 21) 5,64457 SYNTHES STRATEC INC COM 9-Jan-01 100 00 69,936 72 (36,477 99) 33,458 73 SYNTHES STRATEC INC COM 10-Jan-01 50 00 35,006 26 (18,238 99) 16,767 27 SYNTHES STRATEC INC COM 16-Jan-01 32 00 22,283 67 (11,672 96) 10,610 71 SYNTHES STRATEC INC COM 29-Jan-01 16 00 11,055 49 (5,836 48) 5,21901 SYNTHES STRATEC INC COM 30-Jan-01 21 00 14,509 70 (7,660 38) 6,84932 TELEFONICA 26-Jan-01 000 821 000 823 TEXTRON INC COM 30-Jan-01 1,100 00 55,493 14 (58,605 87) (3,112 73) TEXTRON INC COM 31-Jan-01 800 00 40,834 63 (42,622 45) (1,787 82)

2,305,926 95 (2,161,663 64) 107,670 .52

AXCEIIS TECHNOLOGIES INC 10-Jan-01 064 522 (5 19) 003 AXCELIS TECHNOLOGIES INC 26-Jan-01 2,000 00 20,874 30 (16,234 26) 4,64004 AXCELIS TECHNOLOGIES INC 29-Jan-01 15,000 00 159,453 66 (121,756 92) 37,696 74 BOEING CO COM 3-Jan-01 10,000 00 605,851 78 (419,561 55) 186,290 23 BOEING CO COM 4-Jan-01 6,000 00 372,328 37 (251,736 93) 120,591 44 BOEING CO COM 5-Jan-01 4,000 00 237,164 88 (167,824 62) 69,340 26 BOEING CO COM 9-Jan-01 9,000 00 522,561 26 (377,605 39) 144,955 87 BOEING CO COM 11-Jan-01 2,500 00 150,007 24 (104,890 39) 45,116 85 BOEING CO COM 12-Jan-01 4,000 00 236,936 49 (167,824 62) 69,111 87 BOEING CO COM 16-Jan-01 3,500 00 210,453 92 (146,846 54) 63,607 38 BOEING CO COM 17-Jan-01 1,500 00 90,836 06 (62,934 23) 27,901 83 CAPITAL ONE FINL CORP COM 12-Jan-01 2,000 00 128,690 70 (90,942 20) 37,748 50 CAPITAL ONE FINL CORP COM 16-Jan-01 2,500 00 162,330 33 (113,677 75) 48,652 58 CAPITAL ONE FINL CORP COM 17-Jan-01 3,000 00 200,344 71 (136,473 30) 63,931 41 DISNEY WALT CO HLDG COM 12-Jan-01 9,500 00 296,276 10 (250,487 79) 45,788 31 DISNEY WALT CO HLDG COM 16-Jan-01 4,500 00 146,737 39 (118,652 11) 28,085 28 DISNEY WALT CO HLDG COM 17-Jan-01 3,000 00 100,196 OS (79,101 41) 21,094 64 DUKE ENERGY CORP 3-Jan-01 3,000 00 239,512 01 (155,354 09) 84,157 92 DYNEGY INC NEW CL A 3-Jan-01 8,000 DO 395,695 59 (126,791 12) 268,904 47 DYNEGY INC NEW CL A 4-Jan-01 7,000 00 319,746 52 (110,942 23) 208,804 29 EATON CORP COM 12-Jan-01 2,500 00 168,046 64 (156,932 25) 11,114 39 EATON CORP COM 16-Jan-01 2,500 00 165,661 47 (156,932 25) 8,72922 GRANT PRIDECO INC COM 25-Jan-01 1,000 00 20,639 31 (17,759 78) 2,87953 GRANT PRIDECO INC COM 26-Jan-01 13,000 00 273,029 87 (230,877 17) 42,152 70 HASBRO INC COM 12-Jan-01 26,000 00 319,979 08 (386,986 12) (67,007 04) HASBRO INC COM 16-Jan-01 10,500 00 129,248 57 (156,282 85) (27,034 28) HASBRO INC COM 17-Jan-01 16,500 00 205,728 31 (245,587 34) (39,859 03) HASBRO INC COM 18-Jan-01 17,000 00 215,709 18 (253,029 38) (37,320 20) HASBRO INC COM 22-Jan-01 10,000 00 123,120 88 (148,840 81) (25,719 93) HASBRO INC COM 23-Jan-01 10,000 00 124,357 83 (148,840 81) (24,482 98) HASBRO INC COM 24-Jan-01 7,500 00 93,958 35 (111,630 61) (17,672 26) KAUFMAN & BROAD HOME CORP 3-Jan-01 6,500 00 212,915 98 (82,541 54) 130,374 44 KAUFMAN & BROAD HOME CORP 4-Jan-01 3,500 00 128,452 01 (44,445 44) 84,006 57 KB HOME COM 17-Jan-01 3,000 00 104,235 41 (38,096 09) 66,139 32


Grand Total 31,152,151 99 (18,470,820 35) 12,644,738.85


MGIC INVT CORP WIS COM 11-Jan-01 5,500 00 293,047 82 (320,546 66) (27,498 84) PARTNERRE LTD 16-Jan-01 4,500 00 219,138 18 (111,586 12) 107,55206 PARTNERRE LTD 17-Jan-01 3,000 00 145,545 54 (74,390 75) 71,154 79 PARTNERRE LTD 18-Jan-01 3,500 00 171,636 72 (86,789 21) 84,847 51 PARTNERRE LTD 22-Jan-01 4,000 00 206,783 49 (99,187 66) 107,595 83 PROVIDIAN FINL CORP COM 17-Jan-01 500 00 29,732 40 (18,293 47) 11,438 93 PROVIDIAN FINL CORP COM 29-Jan-01 1,000 00 59,753 80 (36,586 94) 23,166 86 PROVIDIAN FINL CORP COM 30-Jan-01 4,000 00 233,794 99 (146,347 77) 87,447 22 PROVIDIAN FINL CORP COM 31-Jan-01 2,000 00 116,188 92 (73,173 88) 43,015 04 SAFEWAY INC COM NEW 12-Jan-01 7,000 00 353,020 61 (221,670 37) 131,350 24 SCANA CORP NEW COM 22-Jan-01 3,000 00 79,002 36 (83,977 52) (4,975 16) SCANA CORP NEW COM 24-Jan-01 4,500 00 119,017 87 (125,966 29) (6,948 42) T R W INC 16-Jan-01 3,000 00 115,514 44 (159,212 25) (43,697 81) T R W INC 18-Jan-01 8,500 00 320,911 88 (451,101 37) (130,189 49) T R W INC 23-Jan-01 5,500 00 209,169 56 (291,889 12) (82,719 56) T R W INC 29-Jan-01 7,000 00 245,956 38 (371,495 24) (125,538 86) T R W INC 30-Jan-01 6,000 00 214,335 64 (318,424 50) (104,088 86) T R W INC 31-Jan-01 6,000 00 217,307 94 (318,424 49) (101,116 55) TJX COS COM 17-Jan-01 3,500 00 100,617 08 (66,832 15) 33,784 93 TJX COS COM 18-Jan-01 3,500 00 99,536 67 (66,832 15) 32,704 52 TJX COS COM 22-Jan-01 1,500 00 43,158 50 (28,642 35) 14,516 15 TJX COS COM 25-Jan-01 2,500 00 74,257 26 (47,737 25) 26,520 01 WEATHERFORD INTL INC NEW 3-Jan-01 3,500 00 156,415 02 (104,206 18) 52,208 84 WEATHERFORD INTL INC NEW 4-Jan-01 4,500 00 193,517 84 (133,979 37) 59,538 47

11,056,453 91 (9,085,629 59) 7,970,824 32

11,056,453 91 (9,085,629 59) 1,970,824.32

Security Description Trade Date No. of Shares Proceeds (US) Cost (US) Gain

HASBRO INC COM 23-Jan-01 10,000 00 124,357 83 (148,840 81) (24,482 98) HASBRO INC COM 24-Jan-01 7,500 00 93,958 35 (111,630 61) (17,672 26) KAUFMAN & BROAD HOME CORP 3-Jan-01 6,500 00 212,915 98 (82,541 54) 130,374 44 KAUFMAN & BROAD HOME CORP 4-Jan-01 3,500 00 128,452 01 (44,445 44) 84,006 57 KB HOME COM 17-Jan-01 3,000 00 104,235 41 (38,096 09) 66,139 32 MGIC INVT CORP WIS COM 11-Jan-01 5,500 00 293,047 82 (320,546 66) (27,498 84) PARTNERRE LTD 16-Jan-01 4,500 00 219,138 18 (111,586 12) 107,552 06 PARTNERRE LTD 17-Jan-01 3,000 00 145,545 54 (74,390 75) 71,154 79 PARTNERRE LTD 18-Jan-01 3,500 00 171,636 72 (86,789 21) 84,847 51 PARTNERRE LTD 22-Jan-01 4,000 00 206,783 49 (99,187 66) 107,595 83 PROVIDIAN FINL CORP COM 17-Jan-01 500 00 29,732 40 (18,293 47) 11,438 93 PROVIDIAN FINL CORP COM 29-Jan-01 1,000 00 59,753 80 (36,586 94) 23,166 86 PROVIDIAN FINL CORP COM 30-Jan-07 4,000 00 233,794 99 (146,347 77) 87,447 22 PROVIDIAN FINL CORP COM 31-Jan-01 2,000 00 116,188 92 (73,173 88) 43,015 04 SAFEWAY INC COM NEW 12-Jan-01 7,000 00 353,020 61 (221,670 37) 131,350 24 SCANA CORP NEW COM 22-Jan-01 3,000 00 79,002 36 (83,977 52) (4,975 16) SCANA CORP NEW COM 24-Jan-01 4,500 00 119,017 87 (125,966 29) (6,948 42) T R W INC 16-Jan-Ot 3,000 00 115,514 44 (159,212 25) (43,697 81) T R W INC 18-Jan-01 8,500 00 320,911 88 (451,101 37) (130,189 49) T R W INC 23-Jan-01 5,500 00 209,169 56 (291,889 12) (82,719 56) T R W INC 29-Jan-01 7,000 00 245,956 38 (371,495 24) (125,538 86) T R W INC 30-Jan-01 6,000 00 214,335 64 (318,424 50) (104,088 86) T R W INC 31-Jan-01 6,000 00 217,307 94 (318,424 49) (101,116 55) TJX COS COM 17-Jan-01 3,500 00 100,617 08 (66,832 15) 33,784 93 TJX COS COM 18-Jan-01 3,500 00 99,536 67 (66,832 15) 32,704 52 TJX COS COM 22-Jan-01 1,500 00 43,158 50 (28,642 35) 14,516 15 TJX COS COM 25-Jan-01 2,500 00 74,257 26 (47,737 25) 26,520 01 WEATHERFORD INTL INC NEW 3-Jan-01 3,500 00 156,415 02 (104,206 18) 52,208 84 WEATHERFORD INTL INC NEW 4-Jan-01 4,500 00 193,517 84 (133,979 37) 59,53847

Grand Total 31 152 151 .99 (18,470,820.35) 12,989,468 56

Trade Date No of Shares Proceeds (US) Cost (US) Gain I

Trade Date No of Shares Proceeds (US Cost (US) Gam / (Loss) (US)

20-Feb-01 20,000 00 582,480 58 (26,598 78) 555,881 80 13-Feb-01 30,310 00 297,485 76 000 297,485 76

--------------- ---°------ - --- Total P 39526 879,966 34 (30,160 29

) 853,367 56

16-Feb-01 14,100 00 1,003,906 27 (955,092 69) 48,813 58 5-Feb-01 28,600 00 1,857,190 57 (470,887 61) 1,386,302 96

------------------- - -------------------------- ---------------- - ----- Total P 47215 2,861,096 84 (1,425,980 30) 1,435,116 54

7-Feb-01 1,500 00 67,544 84 (61,826 88) 5,71796 28-Feb-01 1,000 00 101,230 92 (70,958 11) 30,272 81 1-Feb-01 1,000 00 45,099 89 (25,808 43) 19,291 46 2-Feb-01 5,500 00 248,434 40 (141,946 38) 106,488 02 6-Feb-01 2,500 00 115,357 39 (64,521 08) 50,836 31

--------- ------- ---------------------------- ----------------------- Total P 53025 577,667 44 (365,060 88) 212,606 56

12-Feb-01 5,000 00 32,248 92 (104,025 26) (71,776 34) 13-Feb-01 75 00 6,573 85 (3,202 28) 3,371 57 13-Feb-01 1,300 00 73,935 03 (62,725 00) 11,210 03 14-Feb-01 400 00 22,764 24 (19,300 00) 3,46424

P 53739 WASATCH

BRAUN CONSULTING INC COM CABOT MICROELECTRONICS CO EXPEDITORS INTL WASH INC EXPEDITORS INTL WASH INC

The John A. Hartford Foundation Gain 1 Loss Statement for February 2001

Description

P 39526 TRP

MATRIXONE INC COM ORCHID BIOSCIENGES INC CO

P 47215 WB

BIOGEN INC COM ILLINOIS TOOL WORKS

P 53025 WPS

PFIZER INC COM $0 10 PV STATE STR CORP COM STRYKER CORP COM STRYKER CORP COM STRYKER CORP COM

ADVANCED MICRO DEVICES IN 14-Feb-01 5,300 00 129,046 97 (94,700 16) 34,346 81 ADVANCED MICRO DEVICES IN 15-Feb-01 900 00 23,556 62 (16,081 16) 7,47546 AOL TIME WARNER INC COM 5-Feb-01 1,500 00 72,310 03 (41,991 94) 30,318 09 BRIDGESTONE CORP 1-Feb-01 9,000 00 82,396 42 (198,400 89) (116,004 47) CARNIVAL CORP COM STK 8-Feb-01 500 00 16,948 98 (16,882 99) 6599 CARNIVAL CORP COM STK 9-Feb-01 1,000 00 32,695 20 (33,765 97) (1,070 77) CARNIVAL CORP COM STK 9-Feb-01 20000 6,685 77 (6,753 19) (6742) CARNIVAL CORP COM STK 12-Feb-01 300 00 9,789 36 (10,129 79) (34043) CARNIVAL CORP COM STK 13-Feb-01 100 00 3,197 82 (3,376 60) (17878) CARNIVAL CORP COM STK 15-Feb-01 300 00 9,584 68 (10,129 79) (54511) CARNIVAL CORP COM STK 16-Feb-01 300 00 9,753 87 (10,129 79) (37592) CARNIVAL CORP COM STK 20-Feb-01 100 00 3,240 89 (3,376 60) (13571) CARNIVAL CORP COM STK 20-Feb-01 20000 6,842 93 (6,753 19) 8974 CARNIVAL CORP COM STK 20-Feb-01 300 00 9,948 20 (10,129 79) (181 59) CENTER CORP COM 6-Feb-01 2,400 00 105,963 18 (81,763 91) 24,199 27 CENTER CORP COM 7-Feb-01 1,600 00 69,983 90 (54,509 27) 15,474 63 DELL COMPUTER CORP COM 1-Feb-01 300 00 7,827 87 (13,292 09) (5,464 22)

Security Description Trade Date No of Shares Proceeds (US Cost (US) Gain 1

EXPEDITORS INTL WASH INC 15-Feb-01 274 00 16,149 02 (13,220 50) 2,92852 METRIS COS INC COM 12-Feb-01 1,525 00 38,047 47 (46,314 16) (8,266 69) ON ASSIGNMENT INC COM 15-Feb-01 1,000 00 23,941 50 (29,622 12) (5,680 62) ON ASSIGNMENT INC COM 16-Feb-01 1,300 00 30,254 41 (37,915 09) (7,660 68) ON ASSIGNMENT INC COM 16-Feb-01 750 00 17,718 15 (21,874 09) (4,155 94) PLX TECHNOLOGY INC COM 12-Feb-01 4,625 00 34,397 29 (153,438 86) (119,041 57) POWERTEL INC COM 1-Feb-01 1,000 00 81,389 88 (80,538 67) 851 21 POWERTEL INC COM 26-Feb-01 1,300 00 73,694 54 (104,700 26) (31,005 72) DRS CORP COM 12-Feb-01 5,400 00 60,228 50 (127,660 92) (67,432 42) VASCULAR SOLUTIONS INC CO 20-Feb-01 500 00 3,718 62 (6,437 50) (2,718 88) ZEBRA TECHNOLOGIES CORP C 8-Feb-01 950 00 38,288 34 (44,234 38) (5,946 04) ZEBRA TECHNOLOGIES CORP C 9-Feb-01 2,250 00 88,953 93 (104,765 62) (15,811 69)

Total P 53739 642,303 69 (959,974 71) (317,671 02)

P 92442 Cap Guar- Equity

DELL COMPUTER CORP COM 1-Febr01 400 00 10,292 93 (17,722 79) (7,429 86) DELL COMPUTER CORP COM 1-Feb-01 1,000 00 26,092 93 (44,306 96) (18,214 03) DELL COMPUTER CORP COM 2-Feb-01 900 00 23,659 40 (39,876 27) (16,216 87) DELL COMPUTER CORP COM 2-Feb-01 3,400 00 89,379 96 (150,643 68) (61,263 72) DELL COMPUTER CORP COM 6-Feb-01 20000 5,192 98 (8,861 39) (3,668 41) DELL COMPUTER CORP COM 6-Feb-01 1,000 00 26,075 63 (44,306 97) (18,231 34) DIXONS GROUP 16-Feb-01 28,700 00 106,622 49 (151,058 51) (44,436 02 DIXONS GROUP 23-Feb-01 9,000 00 33,364 70 (47,370 26) (14,005 56) FORENINGSSPARBK 2-Feb-01 800 00 12,810 17 (12,42711) 38306 FORENINGSSPARBK 7-Feb-01 700 00 10,828 OS (10,873 72) (4567) FORENINGSSPARBK 9-Feb-01 100 00 1,539 60 (1,553 39) (1379) FORENINGSSPARBK 9-Feb-01 300 00 4,554 31 (4,660 17) (10586) GUIDANT CORP 7-Feb-01 1,050 00 52,120 26 (51,748 52) 371 74 KPMG CONSULTING INC COM 12-Feb-01 20000 4,599 84 (3,600 00) 99984 KPMG CONSULTING INC COM 12-Feb-01 1,300 00 29,270 99 (23,400 00) 5,87099 KPMG CONSULTING INC COM 27-Feb-01 100 00 2,299 92 (1,800 00) 49992 KPMG CONSULTING INC COM 28-Feb-01 70000 16,099 46 (12,600 00) 3,49946 LLOYDS TSB GROUP 14-Feb-01 2,000 00 20,456 68 (21,149 47) (69279) LOCKHEED MARTIN CORP COM 1-Feb-01 1,100 00 39,112 60 (28,160 23) 10,952 37 LOCKHEED MARTIN CORP COM 2-Feb-01 20000 7,316 35 (5,120 04) 2,196 31 LOCKHEED MARTIN CORP COM 12-Feb-01 20000 7,202 49 (5,120 04) 2,08245 LOCKHEED MARTIN CORP COM 12-Feb-01 1,300 00 45,471 18 (33,280 27) 12,190 91 LOCKHEED MARTIN CORP COM 13-Feb-01 300 00 10,463 65 (7,68006) 2,78359 LOCKHEED MARTIN CORP COM 13-Feb-01 600 00 21,007 69 (15,360 13) 5,64756 LOCKHEED MARTIN CORP COM 13-Feb-01 20000 7,308 95 (5,120 04) 2,18891 LOCKHEED MARTIN CORP COM 13-Feb-01 20000 6,970 76 (5,120 04) 1,85072 LOCKHEED MARTIN CORP COM 14-Feb-01 100 00 3,697 45 (2,560 02) 1,13743 LOCKHEED MARTIN CORP COM 16-Feb-01 100 00 3,694 87 (2,560 02) 1,13485 LOCKHEED MARTIN CORP COM 20-Feb-01 500 00 18,563 93 (12,800 11) 5,76382 LOCKHEED MARTIN CORP COM 21-Feb-01 20000 7,575 80 (5,120 04) 2,45576 LOCKHEED MARTIN CORP COM 22-Feb-01 500 00 18,944 96 (12,800 10) 6,14486 LOCKHEED MARTIN CORP COM 23-Feb-01 100 00 3,717 72 (2,560 02) 1,15770 LOCKHEED MARTIN CORP COM 26-Feb-01 400 00 15,050 97 (10,240 08) 4,81089 LOCKHEED MARTIN CORP COM 27-Feb-01 100 00 3,795 87 (2,560 02) 1,23585

Trade Date No. of Shares Proceeds (US Cost (US) Gain 1

LOCKHEED MARTIN CORP COM 28-Feb-01 300 00 11,258 17 (7,68006) 3,578 11 NIKE INC CL B 27-Feb-01 2,100 00 81,953 96 (91 .985 19) (10,031 23) ONESTEEL 8-Feb-01 15,095 00 7,387 86 (7,768 92) (381 06) PEUGEOT SA 2-Feb-01 20000 51,414 02 (19,663 01) 31,751 01 PEUGEOT SA 9-Feb-01 20000 50,695 98 (19,663 02) 31,032 96

(9,831 51) 15,213 94 PEUGEOT SA 15-Feb-01 100 00 25,045 45 QUINTILES TRANSNATIONAL C 1-Feb-01 1,200 00 26,428 39 (32,027 56) (5,599 17) QUINTILES TRANSNATIONAL C 1-Feb-01 20000 4,399 85 (5,337 93) (93808) QUINTILES TRANSNATIONAL C 2-Feb-01 400 00 8,826 22 (10,675 85) (1,849 63) QUINTILES TRANSNATIONAL C 2-Feb-01 400 00 8,803 66 (10,675 85) (1,872 19) QUINTILES TRANSNATIONAL C 5-Feb-01 100 00 2,210 42 (2,668 96) (45854) QUINTILES TRANSNATIONAL C 5-Feb-01 20000 4,408 35 (5,337 93) (929 58) QUINTILES TRANSNATIONAL C 5-Feb-01 300 00 6,653 47 (8,006 89) (1,353 42) QUINTILES TRANSNATIONAL C 6-Feb-01 1,100 00 24,215 91 (29,358 59) (5,142 68) QUINTILES TRANSNATIONAL C 6-Feb-01 20000 4,456 69 (5,337 93) (881 24) QUINTILES TRANSNATIONAL C 6-Feb-01 100 00 2,203 71 (2,668 96) (46525) QUINTILES TRANSNATIONAL C 7-Feb-01 400 00 8,804 34 (10,675 85) (1,871 51) QUINTILES TRANSNATIONAL C 8-Feb-01 700 00 15,688 08 (18,682 74) (2,994 66) QUINTILES TRANSNATIONAL C 8-Feb-01 400 00 8,953 10 (10,675 85) (1,722 75) QUINTILES TRANSNATIONAL C 9-Feb-01 100 00 2,249 92 (2,668 96) (41904) QUINTILES TRANSNATIONAL C 9-Feb-01 400 00 8,931 98 (10,675 85) (1,743 87) QUINTILES TRANSNATIONAL C 12-Feb-01 300 00 6,653 86 (8,006 89) (1,353 03) QUINTILES TRANSNATIONAL C 13-Feb-01 100 00 2,198 01 (2,668 96) (47095) QUINTILES TRANSNATIONAL C 21-Feb-01 700 00 15,093 24 (18,682 74) (3,589 50) QUINTILES TRANSNATIONAL C 22-Feb-01 300 00 6,132 48 (8,006 89) (1,874 41) QUINTILES TRANSNATIONAL C 22-Feb-01 100 00 2,024 93 (2,668 96) (64403) QUINTILES TRANSNATIONAL C 23-Feb-01 2,500 00 50,369 32 (66,724 08) (16,354 76) RAYTHEON CO CL A NEW 7-Feb-01 500 00 16,769 84 (13,388 04) 3,381 80 RAYTHEON CO CL A NEW 7-Feb-01 100 00 3,513 88 (2,677 61) 83627 RAYTHEON CO CL A NEW 8-Feb-01 20000 6,695 77 (5,355 22) 1,34055

(48,196 94) 12,098 70 RAYTHEON CO CL A NEW 8-Feb-01 1,800 00 60,295 64 RAYTHEON CO CL A NEW 13-Feb-01 20000 6,739 33 (5,355 22) 1,38411 RAYTHEON CO CL A NEW 14-Feb-01 100 00 3,374 88 (2,677 61) 69727

(10,710 43) 2,77207 RAYTHEON CO CL A NEW 16-Feb-01 400 00 13,482 50

Security Description Trade Date No. of Shares Proceeds (US Cost (US) Gain I

Trade Date No of Shares Proceeds (US Cost (US) Gain

RAYTHEON CO CL A NEW 20-Feb-01 400 00 13,559 86 (10,710 43) 2,84943 STORAGE TECHNOLOGY CORP C 13-Feb-01 6,200 00 77,294 O5 (123,222 70) (45,928 65) STORAGE TECHNOLOGY CORP C 14-Feb-01 3,000 00 35,929 49 (59,623 89) (23,694 40) STORAGE TECHNOLOGY CORP C 15-Feb-01 800 00 9,736 39 (15,899 70) (6,163 31) STORAGE TECHNOLOGY CORP C 16-Feb-01 1,500 00 18,104 39 (29,811 95) (11,707 56) STORAGE TECHNOLOGY CORP C 21-Feb-01 1,300 00 14,021 85 (25,837 02) (11,815 17) STORAGE TECHNOLOGY CORP C 22-Feb-01 600 00 6,437 72 (11,924 78) (5,487 06) STORAGE TECHNOLOGY CORP C 23-Feb-01 20000 2,145 92 (3,974 93) (1,829 01) STORAGE TECHNOLOGY CORP C 23-Feb-01 1,100 00 11,792 37 (21,862 09) (10,069 72) STORAGE TECHNOLOGY CORP C 26-Feb-01 20000 2,145 92 (3,974 93) (1,829 01) STORAGE TECHNOLOGY CORP C 26-Feb-01 1,100 00 11,844 84 (21,862 09) (10,017 25) STORAGE TECHNOLOGY CORP C 27-Feb-01 100 00 1,081 96 (1,987 46) (90550) THOMSON CORP COM 12-Feb-01 4,800 00 173,051 50 (83,334 82) 89,716 68 THOMSON CORP COM 14-Feb-01 10,000 00 359,561 00 (173,614 21) 185,946 79 THOMSON CORP COM 15-Feb-01 500 00 17,782 85 (8,680 71) 9,10214 THOMSON CORP COM 16-Feb-01 2,700 00 95,350 50 (46,875 84) 48,474 66 WESTPAC BKG CORP 15-Feb-01 869 00 6,281 07 (6,099 60) 181 47

8,78775 000 8,787 15 823 000 823

------------------- ---------------------------- --------------------------- Total P 92442 2,718,179 10 (2,582,771 74) 135,406 76

P 97351 Sound Shore

AMBAC FINANCIAL GROUP INC 14-Feb-01 11,000 00 668,683 08 (416,957 25) 251,725 83 AMERICAN STD COS INC DEL 14-Feb-01 5,000 00 282,190 58 (180,255 17) 101,935 41 AMERICAN STD COS INC DEL 15-Feb-01 6,500 00 367,191 59 (234,331 71) 132,859 88 BAXTER INTL INC COM 2-Feb-01 3,000 00 263,039 62 (233,318 66) 29,720 96

(466,637 33) 57,946 77 BAXTER INTL INC COM 5-Feb-01 6,000 00 524,584 10 BELLSOUTH CORP COM 14-Feb-01 10,000 00 415,807 11 (446,539 16) (30,73205) CONAGRA INC COM 14-Feb-01 88,000 00 1,703,746 23 (2,176,987 84) (473,241 61) CYPRESS SEMICONDUCTOR COR 23-Feb-01 20,000 00 428,177 68 (483,111 10) (54,933 42) DISNEY WALT CO HLDG COM 5-Feb-01 24,000 00 725,212 57 (632,811 26) 92,401 31 DUKE ENERGY CORP 14-Feb-01 8,500 00 343,401 29 (220,084 96) 123,31633

Grand Total 21,712,244 86 (17,144,190 46) 4,580,411 29

Trade Date No of Shares Proceeds (US Cost (US) Gain

DYNEGY INC NEW CL A 1-Feb-01 6,000 00 291,713 86 (95,093 34) 196,620 52 DYNEGY INC NEW CL A 2-Feb-01 5,500 00 275,223 46 (87,168 90) 188,054 56 EL PASO CORP COM 14-Feb-01 5,000 00 353,404 70 (312,667 72) 40,736 98 ELECTRONIC DATA SYS CORP 14-Feb-01 4,500 00 290,506 25 (219,319 49) 71,186 76 GRANT PRIDECO INC COM 1-Feb-01 9,500 00 192,561 41 (168,717 93) 23,843 48 GRANT PRIDECO INC COM 2-Feb-01 11,500 00 231,482 66 (204,237 50) 27,245 16 GRANT PRIDECO INC COM 5-Feb-01 24,000 00 511,509 30 (426,234 78) 85,274 52 HASBRO INC COM 2-Feb-01 15,000 00 179,965 47 (223,261 22) (43,295 75) HASBRO INC COM 5-Feb-01 14,000 00 169,583 32 (208,377 14) (38,793 82) INTERNATIONAL BUSINESS MA 23-Feb-01 21,500 00 2,234,712 86 (1,760,168 50) 474,544 36 KB HOME COM 6-Feb-01 4,500 00 153,970 00 (57,144 14) 96,825 86 KB HOME COM 23-Feb-01 8,000 00 210,883 35 (101,589 59) 109,293 76 PROVIDIAN FINL CORP COM 1-Feb-01 6,000 00 345,920 25 (219,521 65) 126,398 60 THERMO ELECTRON CORP COM 12-Feb-01 9,500 00 284,117 46 (205,156 19) 78,961 27 THERMO ELECTRON CORP COM 13-Feb-01 2,500 00 74,663 25 (53,988 47) 20,674 78 THERMO ELECTRON CORP COM 14-Feb-01 4,000 00 117,410 87 (86,381 55) 31,029 32 THERMO ELECTRON CORP COM 22-Feb-01 1,500 00 41,505 86 (32,393 08) 9,11278 THERMO ELECTRON CORP COM 23-Feb-01 21,000 00 550,969 09 (453,503 15) 97,465 94 TOSCO CORP COM NEW 5-Feb-01 4,500 00 179,552 56 (150,317 83) 29,234 73 TOSCO CORP COM NEW 6-Feb-01 16,000 00 641,535 40 (534,463 39) 107,072 01 TOSCO CORP COM NEW 7-Feb-01 9,500 00 390,741 91 (317,337 63) 73,404 28 WEATHERFORD INTL INC NEW 1-Feb-01 6,000 00 285,503 47 (178,639 16) 106,864 31 WEATHERFORD INTL INC NEW 2-Feb-01 6,500 00 312,356 82 (193,525 75) 118,831 07

Total P 97351 14,041,827 43 (11,780,242 54) 2,261,584 89

Trade Date ^ No of Shares ^Pnncipal (US) "Cost (US) "Gain I Loss

13,544,778 42 (12,901,628 48) 643,149 94

The Chase Gain / Loss Statement for March 2001

P 39526 TRP

CNET NETWORKS INC COM RES 9-Feb-01 1,127 00 16,481 83 (8,029 62) 8,45221 MATRIXONE INC COM 27-Mar-01 14,786 00 308,647 46 (19,080 74) 289,566 72 ORAPHARMA INC OC-COM 28-Mar-01 1,791 00 14,215 58 (6,322 23) 7,893 35 VIROPHARMA INC COM 15-Mar-01 3,551 00 110,077 33 (9,126 07) 100,951 26

449,422 20 (42,558 66) 406,863 54

P 47215 WB

ACXIOM CORP COM 23-Mar-01 14,000 00 308,388 72 (246,689 05) 61,699 67 ACXIOM CORP COM 26-Mar-01 21,500 00 473,839 90 (378,843 91) 94,995 99 ACXIOM CORP COM 27-Mar-01 3,100 00 68,197 72 (54,624 00) 13,573 72 CONCORD EFS INC COM 2-Mar-01 23,000 00 1,109,591 11 (201,520 22) 908,070 89 KOHLS CORP (WI) COM 5-Mar-01 18,500 00 1,158,183 45 (797,729 62) 360,453 83 MICROSOFT CORP 9-Mar-01 15,200 00 849,358 32 (405,022 75) 444,335 57 NORTEL NETWORKS CORP NEW 9-Mar-01 16,800 00 296,946 86 (1,071,515 76) (774,568 90) ROBERT HALF INTL INC COM 23-Mar-01 38,000 00 833,692 13 (853,328 94) (19,636 81) ROBERT HALF INTL INC COM 28-Mar-01 700 00 15,357 48 (15,719 22) (361 74) US BANCORP DEL COM NEW 23-Mar-01 61,000 00 1,235,873 58 (1,479,658 68) (243,785 101 US BANCORP DEL COM NEW 26-Mar-01 24,800 00 528,631 52 (601,566 15) (72,934 631 USFREIGHTWAYS CORP COM 2-Mar-01 1,600 00 52,678 24 (53,981 58) (1,303 34) USFREIGHTWAYS CORP COM 5-Mar-01 9,500 00 314,499 36 (320,515 65) (6,016 29) USFREIGHTWAYS CORP COM 6-Mar-01 9,000 00 299,380 42 (303,646 41) (4,265 99; USFREIGHTWAYS CORP COM 7-Mar-01 7,300 00 247,991 71 (246,290 97) 1,70074 USFREIGHTWAYS CORP COM 9-Mar-01 13,000 00 392,414 01 (438,600 37) (46,186 36) USFREIGHTWAYS CORP COM 12-Mar-01 3,000 00 87,438 38 (101,215 47) (13,777 09) USFREIGHTWAYS CORP COM 13-Mar-01 3,500 00 103,405 80 (118,084 71) (14,678 91) USFREIGHTWAYS CORP COM 14-Mar-01 6,800 00 185,256 42 (229,421 73) (44,16531)

^ No of Shares ^Pnncipal (US) "Cost (US) "Gain I Loss

1,399,637 09 (1,522,798 66) (123,161 57)

Wasatch

99 CENTS ONLY STORES COM 16-Mar-01 1,350 00 46,820 48 (43,223 53) 3,596 95 99 CENTS ONLY STORES COM 27-Mar-01 800 00 19,610 14 (17,075 96) 2,534 1E 99 CENTS ONLY STORES COM 28-Mar-01 1,225 00 29,496 03 (26,147 56) 3,34847 AWARE INC MASS COM 26-Mar-01 600 00 6,645 91 (14,45806) (7,812 15) AWARE INC MASS COM 27-Mar-01 1,600 00 16,419 45 (38,554 84) (22,135 39) CONCORD EFS INC COM 15-Mar-01 1,200 00 54,422 14 (34,425 00) 19,997 14 COPART INC COM 16-Mar-01 475 00 9,024 69 (6,350 33) 2,67436 CREE RESH INC 7-Mar-01 1,000 00 20,833 90 (24,758 74) (3,924 84) CREE RESH INC 8-Mar-01 300 00 5,819 38 (7,427 62) (1,608 24) EXPEDITORS INTL WASH INC 30-Mar-01 150 00 7,604 74 (7,237 50) 36724 EXPRESS SCRIPTS INC CL A 16-Mar-01 550 00 42,136 84 (37,535 65) 4,601 19 F Y I INC COM 30-Mar-01 300 00 9,904 88 (10,237 50) (332 621 F5 NETWORKS INC COM 27-Mar-01 400 00 2,574 91 (12,067 34) (9,492 431 F5 NETWORKS INC COM 28-Mar-01 100 00 612 47 (3,016 83) (2,404 361 F5 NETWORKS INC COM 29-Mar-01 2,725 00 14,876 91 (82,208 75) (67,331 841 ICU IVIED INC COM 16-Mar-01 3,950 00 137,751 65 (98,694 50) 39,057 15 INTEGRATED CIRCUIT SYS IN 16-Mar-01 2,025 00 34,828 83 (32,377 38) 2,45145 KNIGHT TRANSN INC COM 19-Mar-01 5,500 00 107,761 74 (86,709 43) 21,052 31 LINENS N THINGS INC COM 16-Mar-01 1,075 00 34,635 45 (34,246 83) 38862 MICREL INC COM 23-Mar-01 725 00 25,052 77 (26,639 85) (1,587 08) MICROCHIP TECHNOLOGY INC 20-Mar-01 3,600 00 100,020 49 (116,970 11) (16,949 62) MICROCHIP TECHNOLOGY INC 23-Mar-01 500 00 14,648 71 (16,245 85) (1,597 14) MICROCHIP TECHNOLOGY INC 27-Mar-01 150 00 4,272 80 (4,873 75) (60095) MICROCHIP TECHNOLOGY INC 28-Mar-01 300 00 7,910 58 (9,747 51) (1,836 93) MICROCHIP TECHNOLOGY INC 29-Mar-01 400 00 10,812 15 (12,996 68) (2,184 53) ON ASSIGNMENT INC COM 9-Mar-01 1,000 00 23,655 51 (29,165 46) (5,509 95) ON ASSIGNMENT INC COM 13-Mar-01 600 00 12,982 06 (17,499 27) (4,517 21) ON ASSIGNMENT INC COM 14-Mar-01 20000 4,311 13 (5,833 09) (1,521 96) ORTHODONTIC CTRS AMER INC 27-Mar-01 875 00 17,893 15 (21,485 02) (3,591 87) PEREGRINE SYS INC COM 22-Mar-01 2,825 00 56,948 68 (81,912 95) (24,964 27) PEREGRINE SYS INC COM 23-Mar-01 475 00 10,080 11 (13,772 97) (3,692 86) POLYCOM INC COM 27-Mar-01 800 00 13,199 56 (28,363 04) (15,163 48) RENT A CTR INC NEW COM 16-Mar-01 950 00 42,083 59 (27,807 63) 14,275 96 SANMINA CORP COM 20-Mar-01 350 00 9,157 51 (16,559 38) (7,401 87) WHITEHALL JEWELLERS INC 30-Mar-01 3,350 00 25,877 88 (57,222 88) (31,34500)

Trade Date ^ No of Shares "Principal (US) "Cost (US) "Gain / Loss

AGERE SYS INC CL A 30-Mar-01 9,000 00 55,305 84 (54,016 48) 1,28936 ALCAN ALUMINIUM 23-Mar-01 1,400 00 48,485 97 (42,424 40) 6,061 57 ALCOA INC COM 9-Mar-01 1,700 00 63,430 66 (24,816 77) 38,613 89 ALCOA INC COM 12-Mar-01 300 00 11,093 63 (4,379 43) 6,71420 ALCOA INC COM 12-Mar-01 600 00 21,991 72 (8,758 86) 13,232 86 ALCOA INC COM 23-Mar-01 1,700 00 57,628 07 (24,816 77) 32,811 30 ALLSTATE CORP COM 23-Mar-01 1,000 00 38,238 72 (29,124 67) 9,11405 AMAZON COM INC COM 23-Mar-01 1,500 00 15,749 47 (24,421 95) (8,672 48) AOL TIME WARNER INC COM 23-Mar-01 2,000 00 77,137 42 (55,989 26) 21,148 16 APPLIED MATERIALS INC DEL 12-Mar-01 300 00 14,342 52 (12,385 83) 1,95669 APPLIED MATERIALS INC DEL 13-Mar-01 300 00 14,407 61 (12,385 83) 2,02178 APPLIED MATERIALS INC DEL 14-Mar-01 500 00 24,091 69 (20,643 05) 3,44864 APPLIED MATERIALS INC DEL 15-Mar-01 20000 9,798 89 (8,257 22) 1,54167 APPLIED MATERIALS INC DEL 22-Mar-01 100 00 4,833 94 (4,128 61) 70533 ASTRAZENECA PLC SPONSORED 23-Mar-01 1,600 00 72,957 56 (55,715 85) 17,241 71 AT&T CORP COM LIBERTY MED 29-Mar-01 5,900 00 85,720 00 (96,195 23) (10,475 23) BAKER HUGHES INC COM 23-Mar-01 1,800 00 69,405 68 (44,322 26) 25,083 42 BOMBARDIER INC 23-Mar-01 15,000 00 197,566 50 (21,955 97) 175,610 53 CENTEX CORP COM 29-Mar-01 1,200 00 49,028 92 (40,881 95) 8,14697 CITIGROUP INC 23-Mar-01 1,700 00 70,666 64 (49,248 38) 21,418 26 COMPAQ COMPUTER CORP COM 2-Mar-01 6,500 00 131,656 35 (166,426 67) (34,770 32) COMPAQ COMPUTER CORP COM 5-Mar-01 9,500 00 189,806 50 (243,238 98) (53,432 48) COMPAQ COMPUTER CORP COM 6-Mar-01 3,500 00 75,673 77 (89,614 36) (13,940 59) COMPAQ COMPUTER CORP COM 8-Mar-01 800 00 17,087 90 (20,483 28) (3,395 38) COMPAQ COMPUTER CORP COM 9-Mar-01 1,600 00 29,959 47 (40,966 57) (11,007 10) COMPAQ COMPUTER CORP COM 12-Mar-01 400 00 7,326 83 (10,241 64) (2,914 81) COMPAQ COMPUTER CORP COM 30-Mar-01 4,300 00 78,769 92 (110,097 65) (31,327 73) DELPHI AUTOMOTIVE SYS COR 23-Mar-01 3,100 00 43,584 54 (55,485 54) (11,901 00) DIXONS GROUP 2-Mar-01 6,000 00 22,916 48 (31,580 18) (8,663 70) DIXONS GROUP 9-Mar-01 6,400 00 22,935 49 (33,685 52) (10,750 03) DIXONS GROUP 16-Mar-01 1,200 00 4,203 25 (6,316 04) (2,112 79) DIXONS GROUP 16-Mar-01 6,600 00 23,211 61 (34,738 19) (11,526 58) DIXONS GROUP 27-Mar-01 1,632 00 5,972 34 (8,589 81) (2,617 47) DOVER CORP COM 23-Mar-01 5,000 00 178,494 04 (126,258 55) 52,235 49 FLAG TELECOM HLDGS LTD SH 23-Mar-01 10,600 00 61,780 04 (314,039 25) (252,259 21) FOREST LABS INC COM 23-Mar-01 3,000 00 148,945 03 (74,546 55) 74,398 48 GRAINGER W W INC COM 23-Mar-01 1,900 00 57,549 07 (90,842 24) (33,29317)

Trade Date ^No of Shares "Cost (US) "Gain I

23-Mar-01 1,200 00 54,094 19 (59,141 16) (5,046 97) 23-Mar-01 4,200 00 232,126 25 (183,532 90) 48,593 35 2-Mar-01 100 00 10,294 65 (9,441 68) 85297 5-Mar-01 600 00 62,006 61 (56,650 06) 5,35655

23-Mar-01 3,300 00 60,222 99 (206,445 22) (146,222 23) 23-Mar-01 3,000 00 202,343 25 (157,977 63) 44,365 62 27-Mar-01 1,700 00 112,641 81 (89,520 66) 23,121 15 23-Mar-01 3,000 00 139,968 73 (111,281 49) 28,687 24 1-Mar-01 20000 4,602 10 (3,600 00) 1,00210

23-Mar-01 1,600 00 20,199 32 (28,800 00) (8,600 68) 1-Mar-01 100 00 3,603 57 (2,560 02) 1,04355 8-Mar-01 500 00 19,378 75 (12,800 11) 6,57864 9-Mar-01 700 00 27,006 21 (17,920 15) 9,08606 12-Mar-01 100 00 3,875 87 (2,560 02) 1,31585 12-Mar-01 900 00 34,662 88 (23,040 19) 11,622 69 13-Mar-01 100 00 3,844 87 (2,560 02) 1,28485 14-Mar-01 300 00 11,384 62 (7,680 06) 3,70456 27-Mar-01 20000 7,347 65 (5,120 04) 2,22761 23-Mar-01 1,500 00 86,352 11 (38,248 61) 48,103 50 23-Mar-01 5,000 00 127,628 30 (61,238 03) 66,390 27 13-Mar-01 14,000 00 682,200 05 (296,841 59) 385,358 46 14-Mar-01 2,100 00 103,576 52 (44,526 24) 59,050 28 14-Mar-01 8,100 00 386,293 13 (171,744 07) 214,549 06 15-Mar-01 20000 9,601 93 (4,240 59) 5,361 34 15-Mar-01 4,100 00 200,881 82 (86,932 18) 113,949 64 16-Mar-01 600 00 27,882 99 (12,721 78) 15,161 21 19-Mar-01 100 00 4,719 72 (2,120 30) 2,59942 19-Mar-01 2,800 00 132,319 38 (59,368 32) 72,951 06 23-Mar-01 14,000 00 73,035 02 (69,127 37) 3.90765 27-Mar-01 7,000 00 115,037 91 (100,741 86) 14,29605 28-Mar-01 2,000 00 33,240 11 (28,783 39) 4,45672 23-Mar-01 1,800 00 71,367 61 (78,844 44) (7,476 83) 23-Mar-01 16,000 00 169,570 22 (211,177 65) (41,607 43) 8-Mar-01 600 00 27,755 49 (19,502 44) 8,25305 12-Mar-01 400 00 17,832 80 (13,001 63) 4,831 17 13-Mar-01 800 00 35,350 58 (26,003 25) 9,34733 14-Mar-01 20000 9,088 OS (6,500 81) 2,58724 23-Mar-01 1,500 00 69,527 48 (48,756 10) 20,771 38 26-Mar-01 100 00 4,650 97 (3,250 41) 1,40056

HOUSEHOLD INTL CORP COM INTERNATIONAL BUSINESS MA INTERNATIONAL BUSINESS MA INTERSIL HLDG CORP CL A KIMBERLY CLARK CORP COM KIMBERLY CLARK CORP COM KLA-TENCOR CORP COM KPMG CONSULTING INC COM KPMG CONSULTING INC COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOCKHEED MARTIN CORP COM LOWES COS INC COM MANULIFE FINL CORP MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MAXIM INTEGRATED PRODS IN MITSUI MARINEBFIRE NEC CORP NEC CORP NIKE INC CL B NIPPON SHEET GLASS NOVELLUS SYS INC COM NOVELLUS SYS INC COM NOVELLUS SYS INC COM NOVELLUS SYS INC COM NOVELLUS SYS INC COM NOVELLUS SYS INC COM

AMERICAN STD COS INC DEL 14-Mar-01 5,000 00 288,814 86 (180,255 17) 108,559 69 BOSTON SCIENTIFIC CORP 21-Mar-01 14,500 00 253,399 32 (226,508 56) 26,890 76 CITIZENS COMMUNICATIONS C 9-Mar-01 10,500 00 158,362 00 (99,686 16) 58,675 84 CITIZENS COMMUNICATIONS C 12-Mar-01 17,500 00 253,164 02 (166,143 61) 87,020 41 CITIZENS COMMUNICATIONS C 13-Mar-01 19,500 00 278,645 67 (185,131 45) 93,514 22 CONAGRA INC COM 26-Mar-01 10,500 00 193,613 52 (259,754 23) (66,140 71) CONAGRA INC COM 26-Mar-01 8,500 00 160,161 85 (210,277 24) (50,115 39) CONAGRA INC COM 27-Mar-01 12,500 00 225,833 69 (309,231 23) (83,397 54)

Trade Date ^ No of Shares "Principal (US) "Cost (US) "Gain / Loss

NOVELLUS SYS INC COM 26-Mar-01 300 00 13,762 88 (9,751 22) 4,01166 NOVELLUS SYS INC COM 27-Mar-01 100 00 4,557 22 (3,250 41) 1,30681 NOVELLUS SYS INC COM 27-Mar-01 300 00 13,912 60 (9,751 22) 4,161 38 PARTNERRE LTD 23-Mar-01 2,800 00 128,235 72 (124,988 82) 3,24690 PEUGEOT SA 29-Mar-01 400 00 98,515 62 (39,326 03) 59,189 59 PHILIP MORRIS COS INC COM 23-Mar-01 2,200 00 94,596 84 (77,471 02) 17,125 82 PMI GROUP INC COM 23-Mar-01 1,500 00 88,572 04 (79,909 34) 8,66270 PT MULTIMEDIA SGPS 27-Mar-01 300 00 4,421 41 (32,596 70) (28,175 29) QUINTILES TRANSNATIONAL C 1-Mar-01 3,700 00 70,692 80 (98,751 63) (28,058 83) QUINTILES TRANSNATIONAL C 2-Mar-01 8,900 00 172,963 06 (237,537 72) (64,574 66) STORAGE TECHNOLOGY CORP C 6-Mar-01 1,400 00 15,099 05 (27,824 48) (12,725 43) STORAGE TECHNOLOGY CORP C 6-Mar-01 700 00 7,574 51 (13,912 24) (6,337 73) STORAGE TECHNOLOGY CORP C 6-Mar-01 20000 2,182 92 (3,974 93) (1,792 01) STORAGE TECHNOLOGY CORP C 7-Mar-01 20000 2,145 92 (3,974 92) (1,829 00) STORAGE TECHNOLOGY CORP C 7-Mar-01 400 00 4,321 41 (7,949 85) (3,628 44) TELEFONICA 27-Mar-01 000 (6 34) (6 34) TERADYNE INC COM $0 12 23-Mar-01 2,000 00 74,397 51 (54,986 03) 19,411 48 TEXTRON INC COM 23-Mar-01 3,800 00 203,301 19 (202,456 63) 84456 THOMSON CORP COM 23-Mar-01 2,500 00 81,152 50 (43,403 55) 37,748 95 TOKYO ELECTRON 23-Mar-01 1,000 00 68,693 19 (45,692 66) 23,000 53 TORONTO-DOMINION 23-Mar-01 4,400 00 110,485 08 (106,244 55) 4,24053 VIACOM INC CL 8 COMMON ST 23-Mar-01 1,100 00 45,153 49 (61,373 18) (16,219 69) WORLDCOM INC GA NEW COM 23-Mar-01 9,973 00 170,781 93 (244,684 06) (73,902 13) XEROX CORP COM 23-Mar-01 12,400 00 71,297 61 (563,641 06) (492,343 45) XL CAPITAL LIMITED SHS A 23-Mar-01 1,500 00 102,446 58 (40,350 72) 62,095 86

12,962,651 49 (12,404,243 05) 558,402 10

P 97351 SS

TOTAL 1,930,009.76

Trade Date ^No of Shares ^Prinaoal (US) "Cost (US) "Gain / Loss

c:UNAGRA INC GOM 28-Mar-01 18,000 00 325,553 31 (445,292 97) (119,739 66) CONAGRA INC COM 29-Mar-01 29,500 00 528,952 70 (729,785 69) (200,832 99) CYPRESS SEMICONDUCTOR COR 22-Mar-01 31,000 00 585,551 81 (748,822 21) (163,270 40) DEERE & CO COM 26-Mar-01 19,000 00 706,664 32 (768,610 90) (61,946 58i DEERE 8 CO COM 27-Mar-01 19,000 00 698,500 29 (768,610 90) (70,110 611 GENERAL MTRS CORP COM 21-Mar-01 12,000 00 653,577 38 (706,771 20) (53,193 82i HASBRO INC COM 12-Mar-01 18,000 00 245,594 57 (267,913 47) (22,318 901 HASBRO INC COM 14-Mar-01 35,000 00 468,189 82 (520,942 85) (52,753 03) KB HOME COM 20-Mar-01 16,500 00 458,588 98 (209,528 52) 249,060 46 KINDER MORGAN INC KANS CO 20-Mar-01 5,500 00 291,587 07 (195,674 27) 95,912 80 KINDER MORGAN INC KANS CO 21-Mar-01 3,500 00 183,353 63 (124,519 99) 58,833 64 MINNESOTA MNG & MFG CO CO 14-Mar-01 13,500 00 1,445,056 60 (1,148,441 95) 296,614 65 MINNESOTA MNG 8 MFG CO CO 22-Mar-01 6,500 00 641,985 53 (552,953 53) 89,032 00 SEALED AIR CORP NEW COM 9-Mar-01 7,500 00 310,097 39 (275,729 70) 34,367 69 SEALED AIR CORP NEW COM 13-Mar-01 7,000 00 273,182 68 (257,347 72) 15,834 96 SEALED AIR CORP NEW COM 14-Mar-01 7,000 00 264,841 06 (257,347 72) 7,49334 SEALED AIR CORP NEW COM 19-Mar-01 8,500 00 308,217 55 (312,493 66) (4,276 11) TEXTRON INC COM 21-Mar-01 2,500 00 136,647 93 (145,730 25) (9,082 32) TEXTRON INC COM 22-Mar-01 3,500 00 184,254 50 (204,022 35) (19,767 85) THERMO ELECTRON CORP COM 12-Mar-01 5,000 00 134,355 51 (107,976 94) 26,378 57 THERMO ELECTRON CORP COM 13-Mar-01 3,500 00 89,732 80 (75,583 86) 14,148 94 THERMO ELECTRON CORP COM 14-Mar-01 9,000 00 218,306 60 (194,358 49) 23,948 11 TJX COS COM 12-Mar-01 11,500 00 355,006 94 (219,591 36) 135,415 58

17,573,498 47 (17,128,742 72) 444,75575

AMERICAN INTL GROUP INC 2-Apr-01 1,000 00 82,137 26 (43,664 16) 38,473 10 AMGEN INC COM 2-Apr-01 1,500 00 85,590 89 (61,849 07) 23,741 82 AT&T CORP COM LIBERTY IVIED 2-Apr-01 5,600 00 76,101 45 (120,058 84) (43,957 39) AUTOMATIC DATA PROCESSING 2-Apr-01 3,600 00 194,249 51 (48,783 76) 145,465 75 BAXTER INTL INC COM 2-Apr-01 1,800 00 163,812 53 (106,159 06) 57,653 47 BEA SYS INC COM 2-Apr-01 900 00 23,117 97 (27,900 90) (4,782 93) BED BATH 8 BEYOND INC COM 2-Apr-01 8,000 00 196,993 43 (135,162 14) 61,831 29 BIOGEN INC COM 2-Apr-01 1,400 00 86,184 62 (94,831 90) (8,647 28) CATALINA MARKETING CORP C 2-Apr-01 2,800 00 90,779 96 (97,986 11) (7,206 15) CISCO SYS INC COM 2-Apr-01 4,500 00 68,341 47 (172,431 65) (104,090 18) CLEAR CHANNEL COMMUNICATI 2-Apr-01 1,900 00 102,256 67 (108,927 70) (6,671 03) CONCORD EFS INC COM 2-Apr-01 5,000 00 205,618 14 (43,808 74) 161,809 40 CORNING INC COM 2-Apr-01 600 00 11,543 61 (30,636 00) (19,092 39) COX COMMUNICATIONS INC NE 2-Apr-01 3,400 00 148,532 88 (149,419 66) (88678) CVS CORP COM 2-Apr-01 1,800 00 104,411 45 (62,320 12) 42,091 33 DANAHER CORP 2-Apr-01 1,500 00 81,537 27 (27,181 50) 54,355 77 DEVRY INC DEL COM 2-Apr-01 3,600 00 106,700 43 (92,086 53) 14,613 90 FASTENAL CO COM 2-Apr-01 1,300 00 71,335 12 (61,984 26) 9.35086

The Chase WINS Sales Journal Monthly / Excel As of Apr-2001

^Securit Description Trade Date ^No of Shares ^Princi al US "Cost US "Gain l Loss US

P 39526 T

MATRIXONE INC COM 10-Apr-07 70,000 00 769,694 34 (12,904 60) 156,789 74 MATRIXONE INC COM 11-Apr-01 10,000 00 179,994 00 (12,904 60) 167,089 40 MATRIXONE INC COM 17-Apr-01 10,000 00 189,493 68 (12,904 60) 176,58908 MATRIXONE INC COM 18-Apr-01 10,000 00 238,692 04 (12,904 60) 225,787 44 METAWAVE COMMUNICATIONS C 12-Apr-01 3,645 00 9,112 19 (13,982 96) (4,870 77) MOBIUS MGMT SYS INC COM 11-Apr-01 11,201 00 27,274 65 (32,818 93) (5,544 28) NETRO CORP COM 12-Apr-01 2,525 00 9,670 42 (19,644 50) (9,974 08) ORAPHARMA INC OC-COM 19-Apr-01 4,325 00 26,597 86 (17,400 61) 9,197 25 PRIMUS KNOWLEDGE SOLUTION 11-Apr-01 4,198 00 12,425 66 (16,246 26) (3,820 60) VIRATA CORP COM 12-Apr-01 2,319 00 29,890 91 (5,426 46) 24,464 45

892,845 75 (155,004 76) 735,707 63

P 47215 V

7,297,307 38 (7,349,582 93) (52,275 55)

^No of Shares ^Prinapal (US) "Cost (US) "Gain / Loss

FIKJI UAIAGUF2F'GUM Z-Apf-01 3,00000 178,555 14 (148,688 01) 29,877 13 GENENTECH INC COM NEW 2-Apr-01 1,100 00 49,982 33 (45,923 39) 4,05894 HOME DEPOT INC COM 2-Apr-01 2 800 00 118,716 03 (65,63306) 53,082 97 HOUSEHOLD INTL CORP COM 2-Apr-01 3,500 00 207,158 08 (144,568 45) 62,589 63 12 TECHNOLOGIES INC COM 2-Apr-01 1,700 00 26,880 35 (27,883 23) (1,002 88) IMS HEALTH INC COM 2-Apr-01 3,400 00 83,853 09 (92,144 15) (8,291 06) INTEL CORP COM 2-Apr-01 2,000 00 50,373 32 (41,228 90) 9.14442 INTUIT COM 2-Apr-01 4,000 00 97,746 74 (160,466 62) (62,719 88) IRON MOUNTAIN INC 2-Apr-01 1,900 00 70,516 71 (65,184 98) 5,331 73 JP MORGAN PRIME MONEY MKT 10-Apr-01 319,390 91 319,390 91 (319,390 91) 000 JP MORGAN PRIME MONEY MKT 25-Apr-01 865,509 27 865,509 27 (865,509 27) 000 LILLY ELI 8 CO COM $ 0 62 2-Apr-01 1,900 00 142,013 23 (134,824 76) 7,18847 LINEAR TECHNOLOGY CORP CO 2-Apr-01 2,900 00 108,927 61 (19,941 78) 88,985 83 MBNA CORP COM 2-Apr-01 5,800 00 188,203 71 (140,373 72) 47,829 99 MEDTRONIC INC COM 2-Apr-01 3,700 00 163,201 55 (117,059 18) 46,142 37 MICROSOFT CORP 2-Apr-01 2,100 00 116,021 13 (55,957 09) 60,064 04 MOLEX INC CL A 2-Apr-01 5,400 00 148,157 56 (79,500 27) 68,657 29 NOKIA CORP SPONSORED ADR 2-Apr-01 1,500 00 33,658 87 (63,840 00) (30,181 13) OMNICOM GROUP INC COM 2-Apr-01 1,300 00 108,013 39 (118,716 94) (10,703 55) ORACLE CORP COM 2-Apr-01 3,300 00 50,158 32 (27,366 49) 22,791 83 PAYCHEX INC COM 2-Apr-01 2,800 00 101,846 60 (59,366 48) 42,480 12 PHARMACIA CORP COM 2-Apr-01 2,400 00 115,964 12 (114,913 85) 1,05027 ROYAL CARRIBEAN CRUISES L 2-Apr-01 3,700 00 84,008 28 (129,525 17) (45,516 89) ROYAL CARRIBEAN CRUISES L 17-Apr-01 48,400 00 957,499 O6 (1,694,329 21) (736,830 15) SCHERING PLOUGH CORP COM 2-Apr-01 2,400 OD 85,845 13 (124,812 48) (38,967 35) SOLECTRON CORP COM (DEL) 2-Apr-01 4,100 00 74,783 54 (158,823 32) (84,039 78) SPRINT CORP PCS COM SER 1 2-Apr-01 3,100 00 57,162 08 (107,055 88) (49,893 80) STATE STIR CORP COM 2-Apr-01 1,300 00 119,977 93 (60,787 26) 59,190 67 SUNGARD DATA SYSTEMS INC 2-Apr-01 1,800 00 91,526 94 (88,236 81) 3,290 13 TELLABS INC (DE) COM 2-Apr-01 3,600 00 139,045 36 (174,911 82) (35,866 46) TEXAS INSTRS INC CAP 2-Apr-01 3,500 00 97,786 73 (107,180 50) (9,393 77) UNITEDHEALTH GROUP INC CO 2-Apr-01 2,200 00 128,940 77 (129,026 48) (8571) VERITAS SOFTWARE CORP COM 2-Apr-01 500 00 23,494 21 (29,237 20) (5,742 99) WALGREEN CO COM 2-Apr-01 3,300 00 133,636 62 (86,900 53) 46,736 09 WHOLE FOODS MKT INC COM 2-Apr-01 1,400 00 59,498 01 (65,082 64) (5.58463)

CABOT MICROELECTRONICS CO 16-Apr-01 575 00 32,224 80 (24,212 89) 8,011 91 CABOT MICROELECTRONICS CO 18-Apr-01 50 00 3,069 04 (2,105 47) 96357 CABOT MICROELECTRONICS CO 19-Apr-01 575 00 40,506 70 (24,212 89) 16,293 81 CREE RESH INC 16-Apr-01 1,075 00 18,489 38 (26,100 27) (7,610 89)

^Security Description Trade Date ^No of Shares ^Princi al US "Cost US "Gain / Loss US

P 51178 P

PEQUOT TECHNOLOGY OFFSHOR 2-Apr-01 21,546 54 15,000,000 00 (3,557,177 99) 11,442,822 01

15,000,000 00 (3,557,177 99) 11,442,822 01

P 53025 V

CISCO SYS INC COM 17-Apr-01 5,500 00 90,151 88 (239,199 41) (149,047 53) CISCO SYS INC COM 17-Apr-01 8,000 00 131,130 00 (347,926 42) (216,796 42) CISCO SYS INC COM 18-Apr-01 6,000 00 107,659 19 (260,944 82) (153,285 63) DOLLAR GEN CORP COM 18-Apr-01 6,500 00 149,299 35 (112,559 51) 36,739 84 DOLLAR GEN CORP COM 19-Apr-01 2,000 00 45,860 46 (34,633 70) 11,226 76 DOLLAR GEN CORP COM 26-Apr-01 3,000 00 69,002 79 (51,950 54) 17,052 25 DOLLAR GEN CORP COM 30-Apr-01 18,500 00 312,221 44 (320,361 69) (8,140 25) INTEL CORP COM 2-Apr-01 5,500 00 140,407 00 (181,744 99) (41,337 99) INTEL CORP COM 3-Apr-01 2,000 00 51,142 48 (66,089 09) (14,946 61) INTEL CORP COM 5-Apr-01 1,000 00 24,956 16 (33,044 54) (8,088 38) INTEL CORP COM 9-Apr-01 11,500 00 261,010 21 (380,012 24) (119,002 03) JP MORGAN PRIME MONEY MKT 17-Apr-01 303,718 14 303,718 14 (303,718 14) 000 JP MORGAN PRIME MONEY MKT 24-Apr-01 78,123 54 78,123 54 (78,123 54) 000 JP MORGAN PRIME MONEY MKT 26-Apr-01 195,904 15 195,904 15 (195,904 15) 000 JP MORGAN PRIME MONEY MKT 27-Apr-01 81,049 80 81,049 80 (81,049 80) 000 JP MORGAN PRIME MONEY MKT 30-Apr-01 228,739 75 228,739 75 (228,739 75) 000 KOHLS CORP (WI) COM 12-Apr-01 2,500 00 124,701 58 (125,437 01) (73543) PFIZER INC COM E0 10 PV 3-Apr-01 3,000 00 118,898 92 (123,653 77) (4,754 85) STRYKER CORP COM 5-Apr-01 2,500 00 128,308 21 (64,521 08) 63,787 13 STRYKER CORP COM 9-Apr-01 2,000 00 103,704 33 (51,616 86) 52,087 47 WALGREEN CO COM 17-Apr-01 3,000 00 120,913 66 (79,945 29) 40,968 37

2,866,903 04 (3,361,176 34) (494,273 30)

P 53739 V

P 92442 C

AOL TIME WARNER INC COM 23-Apr-01 1,500 00 71,640 91 (41,991 94) 29,648 97 AOL TIME WARNER INC COM 30-Apr-01 1,300 00 66,492 78 (36,393 02) 30,099 76 AT&T CORP COM LIBERTY MED 4-Apr-01 4,500 00 51,881 91 (73,369 25) (21,487 34) AT&T CORP COM LIBERTY MED 12-Apr-01 3,200 00 46,647 07 (52,173 69) (5,526 62) AT&T CORP COM LIBERTY MED 16-Apr-01 20000 2,941 90 (3,260 86) (31896) AT&T CORP COM LIBERTY MED 16-Apr-01 100 00 1,457 95 (1,630 43) (17248) AT&T CORP COM LIBERTY MED 16-Apr-01 100 00 1,457 95 (1,630 43) (17248) CENTER CORP COM 20-Apr-01 3,800 00 156,797 58 (129,459 52) 27,33806 COMPAQ COMPUTER CORP COM 19-Apr-01 3,000 00 63,314 38 (76,812 31) (13,497 93) DELPHI AUTOMOTIVE SYS COR 6-Apr-01 3,100 00 40,414 27 (55,485 54) (15,071 27) DELPHI AUTOMOTIVE SYS COR 9-Apr-01 3,600 00 46,634 63 (64,434 82) (17,800 19) DELPHI AUTOMOTIVE SYS COR 10-Apr-01 3,700 00 48,120 95 (66,224 67) (18,103 72) DELPHI AUTOMOTIVE SYS COR 10-Apr-01 100 00 1,299 95 (1,789 86) (48991)

Trade Date "No of Shares "Principal (US) "Cost (US) "Gain / Loss

CREE RESH INC 19-Apr-01 700 00 15,235 O6 (16,995 53) (1,760 47) EXPRESS SCRIPTS INC CL A 16-Apr-01 275 00 24,144 19 (18,767 82) 5,37637 JP MORGAN PRIME MONEY MKT 6-Apr-01 56,875 82 56,875 82 (56,875 82) 000 JP MORGAN PRIME MONEY MKT 9-Apr-01 64,156 57 64,156 57 (64,156 57) 000 JP MORGAN PRIME MONEY MKT 10-Apr-01 113,940 26 113,940 26 (113,940 26) 000 JP MORGAN PRIME MONEY MKT 11-Apr-01 18,322 BS 18,322 85 (18,322 85) 000 JP MORGAN PRIME MONEY MKT 12-Apr-01 7,565 50 7,565 50 (7,565 50) 000 JP MORGAN PRIME MONEY MKT 16-Apr-01 31,488 83 31,488 83 (31,488 83) 000 JP MORGAN PRIME MONEY MKT 17-Apr-01 37,604 37 37,604 37 (37,604 37) 000 JP MORGAN PRIME MONEY MKT 18-Apr-01 22,264 15 22,264 15 (22,264 15) 000 JP MORGAN PRIME MONEY MKT 26-Apr-01 947 20 947 20 (947 20) 000 KNIGHT TRANSN INC COM 16-Apr-01 500 00 12,299 59 (7,882 68) 4,41691 KNIGHT TRANSN INC COM 18-Apr-01 1,100 00 26,930 73 (17,341 89) 9,58884 KNIGHT TRANSN INC COM 19-Apr-01 450 00 11,238 37 (7,094 41) 4,14396 MICREL INC COM 20-Apr-01 1,075 00 37,064 76 (39,500 47) (2,435 71) MICROCHIP TECHNOLOGY INC 18-Apr-01 100 00 3,089 89 (3,249 17) (15928) MICROCHIP TECHNOLOGY INC 18-Apr-01 1,600 00 48,778 37 (51,986 72) (3,208 35) RURAL CELLULAR CORP CL A 16-Apr-01 525 00 16,222 53 (24,521 10) (8,298 57) SANMINA CORP COM 18-Apr-01 700 00 18,038 39 (33,118 75) (15,080 36) SANMINA CORP COM 19-Apr-01 1,050 00 27,487 98 (49,678 12) (22,190 14)

687,985 33 (699,933 73) (11,94840)

2,863,534 25 (3,013,026 02) (149,491 77)

Loss

GENERAL MILS INC COM 5-Apr-01 300 00 12,473 91 (11,774 31) 69960 GENERAL MLS INC COM S-Apr-01 100 00 4,174 34 (3,924 77) 24957 HOUSEHOLD INTL CORP COM 24-Apr-01 700 00 44,218 64 (30,588 82) 13,629 82 HOUSEHOLD INTL CORP COM 25-Apr-01 20000 12,688 83 (8,739 66) 3,949 17 INFINEON TECHNOLOG 19-Apr-01 1,000 00 44,059 43 (68,576 99) (24,517 56) INFINEON TECHNOLOGIES AG 19-Apr-01 100 00 4,374 85 (6,864 69) (2,489 84) INTERNATIONAL BUSINESS MA 19-Apr-01 1,600 00 184,247 61 (151,066 81) 33,180 80 JP MORGAN PRIME MONEY MKT 2-Apr-01 184,365 O5 184,365 05 (184,365 05) 000 JP MORGAN PRIME MONEY MKT 4-Apr-01 74,287 77 74,287 77 (74,287 77) 000 JP MORGAN PRIME MONEY MKT 6-Apr-01 169,050 56 169,050 56 (169,050 56) 000 JP MORGAN PRIME MONEY MKT 9-Apr-01 215,726 52 215,726 52 (215,728 52) 000 JP MORGAN PRIME MONEY MKT 10-Apr-01 179,551 54 179,551 54 (179,55t 54) 000 JP MORGAN PRIME MONEY MKT 11-Apr-01 80,642 96 80,642 96 (80,642 96) 000 JP MORGAN PRIME MONEY MKT 17-Apr-01 64,901 45 64,901 45 (64,901 45) 000 JP MORGAN PRIME MONEY MKT 19-Apr-01 25,424 91 25,424 91 (25,424 91) 000 JP MORGAN PRIME MONEY MKT 23-Apr-01 34,737 70 34,737 70 (34,737 70) 000 JP MORGAN PRIME MONEY MKT 24-Apr-01 349,594 91 349,594 91 (349,594 91) 000 JP MORGAN PRIME MONEY MKT 26-Apr-01 180,720 78 180,720 78 (180,720 78) 000 LLOYDS TSB GROUP 12-Apr-01 2,000 00 20,254 B5 (21,149 47) (69462) LLOYDS TSB GROUP 20-Apr-01 4,10000 41,605 19 (43,35640) (1,751 21) LLOYDS TSB GROUP 25-Apr-01 2,300 00 23,405 44 (24,321 89) (91645) NIKE INC CL B 5-Apr-01 300 00 11,960 00 (13,140 74) (1,180 74) NIKE INC CL B 10-Apr-01 100 00 3,981 15 (4,380 25) (399 10) NIKE INC CL B 19-Apr-01 1,000 00 39,707 87 (43,802 47) (4,094 60) NIKE INC CL B 20-Apr-01 500 00 19,837 38 (21,901 23) (2,063 85) NIKE INC CL B 23-Apr-01 300 00 11,871 47 (13,140 74) (1,269 27) NIKE INC CL 8 26-Apr-01 100 00 3,971 86 (4,380 25) (40839) PMC-SIERRA INC COM 20-Apr-01 500 00 23,202 37 (33,816 02) (10,613 65) PMC-SIERRA INC COM 20-Apr-01 1,100 00 50,008 51 (74,395 24) (24,386 73) PMC-SIERRA INC COM 30-Apr-01 500 00 21,249 29 (33,816 02) (12,566 73) PMC-SIERRA INC COM 30-Apr-01 100 00 4,206 89 (6,763 20) (2,556 31) TELEFONICA DE ESPANA S A 27-Apr-01 060 29 75 (37 70) (7 95) VF CORP COM 2-Apr-01 1,800 00 63,213 88 (53,714 42) 9,49946 WILLIAMS COMMUNICATIONS G 17-Apr-01 5,400 00 37,420 74 (147,874 35) (110,453 61) WILLIAMS COMMUNICATIONS G 1J-Apr-01 100 00 699 47 (2,738 41) (2,038 94) WILLIAMS COMMUNICATIONS G 17-Apr-01 20000 1,304 51 (5,476 83) (4,17232)

P 97351

ALLSTATE CORP COM ALLSTATE CORP COM BAXTER INTL INC COM BOEING CO COM BOEING CO COM BOEING CO COM BOEING CO COM DYNEGY INC NEW CL A DYNEGY INC NEW CL A GRANT PRIDECO INC COM HASBRO INC COM HASBRO INC COM HASBRO INC COM JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT JP MORGAN PRIME MONEY MKT MBIA INC CO SAFEWAY INC COM NEW SARA LEE CORPORATION SCHERING PLOUGH CORP COM TJX COS COM WEATHERFORD INTL INC NEW WEATHERFORD INTL INC NEW

13,165, 618 21

Trade Date "No of Shares ^Princioal (US) "Cost (USl "Gain / Loss

24-Apr-01 11,000 00 462,392 67 (239,536 45) 222,856 22 25-Apr-01 15,500 00 632,529 23 (337,528 63) 295,000 60 3-Apr-01 5,500 00 501,477 12 (427,750 88) 73,726 24

20-Apr-01 5,000 00 311,163 61 (209,780 77) 101,382 84 23-Apr-O1 6,000 00 361,360 74 (251,736 92) 109,623 82 24-Apr-O1 5,500 00 335,178 61 (230,758 85) 104,419 76 25-Apr-01 5,500 00 329,988 99 (230,758 85) 99,230 14 3-Apr-01 5,000 00 249,603 66 (79,244 45) 170,359 21 4-Apr-01 3,500 00 174,798 51 (55,471 12) 119,327 39

20-Apr-O1 8,000 00 143,664 00 (142,078 26) 1,58574 17-Apr-01 6,00000 71,12281 (89,30449) (18,18168) 18-Apr-01 13,000 00 157,498 82 (193,493 06) (35,994 24) 20-Apr-01 29,000 00 335,565 15 (431,638 37) (96,073 22) 3-Apr-01 405,056 62 405,056 62 (405,056 62) - 4-Apr-O1 779,391 50 779,391 50 (779,391 50) - 9-Apr-01 165.781 49 165,781 49 (165,781 49) - 16-Apr-01 211,243 50 211,243 50 (211,243 50) - 19-Apr-01 217,D56 65 217,056 65 (217,056 65) - 20-Apr-01 401,161 63 401,161 63 (401,161 63) - 23-Apr-01 600,312 73 600,312 73 (600,312 73) - 24-Apr-01 914,659 95 914,659 95 (914,659 95) - 6-Apr-O1 3,00000 229,75363 (100.927 45) 128,82618

24-Apr-01 6,500 00 338,123 27 (205,836 77) 132,286 50 5-Apr-01 1,50000 33,511 43 (28,632 16) 4,87927

20-Apr-O1 7,000 00 255,952 75 (265,407 80) (9,45505) 17-Apr-01 9,000 00 252,465 86 (171,854 10) 80,611 76 3-Apr-01 5,500 00 248,872 19 (163 752 56) 85,119 63

20-Apr-01 6,00000 304,18564 (178,639 16) 125,54648

9,423,872 76 (7,728,795 17) 1,695,077 59

BOTTOMLINETECHNOLOGIES D 4-May-01 412500 000 19,27202 (120,168 85) (105,896 83) CABOT MICROELECTRONICS CO 8-May-01 400 00 000 28 304 13 (16 843 75) 11 46038 CREERESHINC 23-May-01 62500 000 20,061 33 (1517458) 4,88675 EMBARCADERO TECHNOLOGIES 7-May-01 1,q75 00 000 51 47578 (32,943 28) 18 532 50 EXPRESS SCRIPTS INC COMMO 4 May-07 775 00 000 15 242 74 (11,94316) 329958 HIBBETTSPORTING GOODS IN 23-May-01 7500 000 301866 (185156) 116710

WINS Soles Joumel Monthly / Excel As of May-2001

"Secur Dean lion Trade Date "No of Shares Coupon Rate Maturity Date "Pons I US " Cost US "Gam / Loss US

ILFORNAIOAMER CORP COM 15-May-01 2,00000 000 22]1925 (9,67241) 72,64684

Total P 39526 2231925 (967241) 12,646 84

CORNING INCCOM 1q-May-01 7,900 U0 000 17370018 (403,374 00) (22967382) CVS CORP COM 2-May-01 23,200 00 000 129962991 (803,237 07) 496,392 84 JP MORGAN PRIME MONEY MKT 10-May-01 1 322,051 47 000 1,322,051 47 (1 322 051 47) 0 00 JP MORGAN PRIME MONEY MKT 16-May-01 957,444 56 000 957,444 56 (957,444 56) 000 PHARMACIA CORP COM 8-May-01 30 759 00 0 00 1,509,204 55 (1,472,764 69) 3643986

Total P 47215 5,262,030 67 (4 958,871 79) -_ 303,158 88

DOLLAR GEN CORP COM 1-May111 4 000 00 000 65 469 80 (69,267 39) (379759) DOLLAR GEN CORP COM 2-May-01 13 500 00 000 209,647 97 (23377745) (24,129 48) DOLLAR GEN CORP COM 3-May-01 8,787 00 000 135 430 09 (152,059 25) (1662916) JP MORGAN PRIME MONEY MKT 4-May-01 71 729 60 000 71 12960 (11,129 60) 000 JPMORGANPRIME MONEY MKT 7-May-01 16,28043 000 16,28043 (1628043) 000 JPMORGANPRIME MONEY MKT 9May-07 139.151 00 000 139,15100 ('139 15100) 000 JP MORGAN PRIME MONEY MKT 11-May-01 87 022 95 000 87 022 95 (87,022 95) 000 JP MORGAN PRIME MONEY MKT 19-May-01 70 456 70 000 70,456 70 (7045670) 000 JP MORGAN PRIME MONEY MKT 25-May-01 82,896 00 000 8289600 (82,896 00) 000 JP MORGAN PRIME MONEY MKT 29-May-01 172,449 87 000 172,449 87 (172,449 87) 000 JP MORGAN PRIME MONEY MKT 30-May-01 713 624 80 000 31362480 (313,624 80) 000 KOHLS CORP (WI) COM 10-may-01 3,00000 000 186,664 26 (150 524 42) 3613984 KOHLS CORP (WI) COM 71-May-O7 1 000 00 000 61 91723 (5017480) 17,742 43 LILLY ELI 6 CO COM $ 0 62 3-May-01 2,000 00 000 171,134 29 (163,470 71) 7,66358 STRYKER CORP COM 30-May-01 1,000 00 000 57,039 79 (2580843) 31,231 36

Total P 53025 ` 1,840,314 78 ^ (7 798,093 80) 4222098

"No of Shares Coupon Rate MaluriN Date "Princiual (U5) "Cost (US) -Gain / Loss

JP MORGAN PRIME MONEY MKT 2-May-01 7 032 00 000 7 032 00 (703200) 000 JP MORGAN PRIME MONEY MKT 3-May-01 334310 000 3,343 10 (3,343 10) 000 JP MORGAN PRIME MONEY MKT 7-May-01 1 272 79 000 1 272 79 (1,272 79) 000 JP MORGAN PRIME MONEY MKT 15-May-01 68 059 22 000 68,059 22 (6805922) 0 00 JPMORGANPRIME MONEY MKT 16-May-01 44,425 19 000 4442519 (44,42519) 000 JP MORGAN PRIME MONEY MKT 77-May-01 3,764 19 000 3 76419 (3,764 79) 000 JPMORGANPRIME MONEY MKT 18-May-01 E0,33409 000 4033409 (40,33409) 000 JP MORGAN PRIME MONEY MKT 22-May-01 7 654 90 000 7 654 90 (765490) 000 JPMORGANPRIME MONEY MKT 23-May-01 1624120 000 1624120 (16,24120) 000 JP MORGAN PRIME MONEY MKT 24-May-01 41 037 1B 000 47,037 18 (41 03718) 000 JP MORGAN PRIME MONEY MKT 25-May-07 276,561 40 000 276,561 40 (276561 40) 000 JP MORGAN PRIME MONEY MKT 31 May-01 15,709 00 000 1570900 (15,709 00) 000 MICROCHIP TECHNOLOGY INC 4-May-01 10000 000 171690 (3,2491n (5322 MYRIAD GENETICS INC COM 24-May-01 900 00 000 57 530 58 (56,292 02) 1,23856 ON ASSIGNMENT INCCOM 7-May-01 225 DO 000 464209 (6,56223) (1,92014) ON ASSIGNMENT INCCOM 7-May"01 20000 000 403086 (583309) (180223) ON ASSIGNMENT INC COM 8-May-01 775 00 000 15,828 85 (22,603 23) (6,774 38) ON ASSIGNMENT INC COM 8-May-01 40000 000 8,167 72 (11 66618) (3,498 46) ON ASSIGNMENT INCCOM 8-May-01 37500 000 7,71724 (10,93705) (3,21981) ON ASSIGNMENT INCCOM 9-May-01 20000 000 404286 (583309) (179023) ON ASSIGNMENT INC COM 11-May-01 375 00 000 7,593 49 (10,93705) (334356) ORTHODONTIC CTRS AMER INC 23 May-07 1,050 00 000 32,485 91 (25,695 83) 6,79008 PCD INC COM 16-May-01 5,250 00 000 25,671 64 (4593750) (2026586) PEC SOLUTIONS INC COM 4-May 01 500 00 000 9,044 69 (4,481 37) 456332 PEC SOLUTIONS INC COM 4-May-01 1 600 00 000 28,822 07 (14,740 38) 14,481 69 PEC SOLUTIONS INC CAM 7 May-01 375 00 000 685571 (3361 03) 3,49468 PEC SOLUTIONS INC COM B~May-01 700 00 000 12 808 59 (627392) 6,53467 PEC SOLUTIONS INC COM 8-May-01 225 00 000 4,110 68 (201662) 2,09406 PEC SOLUTIONS INC COM 10-May-01 400 00 000 7 694 74 (3 585 10) 4,10964 PEC SOLUTIONS INC COM 11-May-01 100 00 000 1,883 26 (896 27) 98699 PEC SOLUTIONS INC COM 11-May-01 20000 000 3 709 87 (1 79255) 1 91732 PEC SOLUTIONS INC COM 11 May-01 Z50 00 000 4 800 73 (224068) 2,56005 PEC SOLUTIONS INC COM 14-May-01 100 00 000 1 &14 93 (89627) 90866 PEC SOLUTIONS INC COM 14-May-01 20000 000 3 617 87 (1 79255) 1,82532 PEC SOLUTIONS INC CAM 16-Mey-01 100 00 000 1 794 94 (89627) 89867 PEC SOLUTIONS INC COM 17-May-01 700 00 000 13011 37 (627392) 6,73745 PEC SOLUTIONS INC CAM 17-May-01 1 000 00 000 18 609 37 (896274) 964663 PEC SOLUTIONS INC COM 16-May-01 900 00 000 17 707 26 (806646) 964080 SYNOPSYS INC CAM 4-May-01 450 00 000 24,434 18 (15,655 50) 8 770 68 UTIWORLDWIDE INCSHS B May-01 70000 000 11 70367 (1050000) 1,20367 WHITEHALL JEWELLERS INC 4-May-01 4400 000 35550 (/5158) (39608) WHITEHALL JEWELLERS INC 8-May-07 170600 000 1068272 (22,30838) (11,62566)

Total P 53739 7,054,884 03 (1,070 919 35) ' (1603532)

AGERE SYS INC CL A 22-May-01 4 000 00 000 32 598 90 (24,007 32) 8 591 58 AT&T CORP COM LIBERTY MED 3-May-01 72,700 00 000 21274455 (207 064 31) 568024 AU70DESKINCCOMDEL 78-May-01 4,70000 000 156,78301 (19546798) (38,6849 BOMBARDIER INC 3-May-01 22 500 00 000 323 802 00 (32,933 95) 290,86805 BOOKHAM TECHNOLOGY 23-May-01 5,000 00 000 31,627 48 (260 980 63) (229353 15) BROCADE COMMUNICATIONS BY 2-May-01 1,800 00 000 88,748 38 (44,487 99) 4426039 BROCADE COMMUNICATIONS SY 2-May-01 50000 000 2481877 (12,3577n 12,461 00 BROCADE COMMUNICATIONS SV 3-May-01 1,50000 000 70,52074 (3707332) 3344742 BROCADE COMMUNICATIONS SV 4-May-01 1,200 00 000 56,d78 03 (29,658 66) 26,819 37 BROCADE COMMUNICATIONS BY 4-May-01 40000 000 19,01844 (9,88622) 913222 BROCADE COMMUNICATIONS BY 7-May-01 300 00 000 14,629 91 (741466) 7,21525 BROCADE COMMUNICATIONS SY 9-May-01 20000 000 940048 (4943 11) 445737 BROCADE COMMUNICATIONS SY 16-May-01 100 00 000 4 704 84 (2,471 55) 2,23329 BROCADE COMMUNICATIONS BY 77-May-07 20000 000 9,48416 (4,94311) 454105 BROCADE COMMUNICATIONS SY 17-May-01 60000 000 2a,349 59 (14,82933) 13,52026 BROCADE COMMUNICATIONS SV 18-May-01 100 00 000 4,737 33 (2,471 55) 2,26578 BROCADE COMMUNICATIONS SY 21-May-01 900 00 000 43,984 95 (22,243 99) 21,740 96 BROCADE COMMUNICATIONS SY 25-May-01 200000 000 9365807 (49,431 10) 4422697 BROCADE COMMUNICATIONS SV 29-May-01 300 00 000 13,507 04 (7,414 66) 6,09238 DOVER CORP COM 3-May-01 720000 000 27794096 (181,812 32) 96,12864 GENERAL MILS INC COM 22-May-01 900 00 000 37,371 61 (3532294) 2,04867 INFINEON TECHNOLOG 4 May-01 40 000 000 17 460 02 (2743080) (997078) INFINEONTECHNOLOG 18-May-01 40000 000 1609257 (27,43080) (11,33823) INFINEON7ECHNOLOG 25-May-01 40000 000 16,34576 (27,43080) (1108504) INFINEONTECHNOLOGIES AG i6-May-01 10000 000 397691 (686469) (2,88778) INFINEONTECHNOLOGIES AG 17-May-01 10000 000 3,99397 (686469) (2,87072) INFINEONTECHNOLOGIES AG 21-May-01 10000 000 4,08003 (6,86469) (278466) INFINEONTECHNOLOGIES AG 22-May-01 60000 000 24,71917 (41,70816) (1646899) LLOYDS TSB GROUP 4-May-01 17,35300 000 18163521 (183,503 33) (1,868 12) LOCKHEED MARTIN CORP COM 7-May-01 1 20000 000 44 338 52 (30,720 26) 13,618 26 LOCKHEED MARTIN CORP COM 2-May-01 800 00 000 29,884 68 (20,480 17) 9,40451 MITSUBISHI HWIND 15-May-Oi 5,00000 000 21 26015 (19,92206) 1,33809 MITSUBISHI HVY IND 18-May-01 500000 000 20,871 76 (1992206) 94970 MITSUBISHI HWIND 22-May 01 5,00000 000 20,85733 (1992206) 93527 MITSUBISHI HWIND 23-May-01 2,00000 000 8,54293 (796883) 57410 MYCAL CORP 1-May-01 15,100 00 000 25,233 69 (5400168) (2876799) MYCAL CORP 7-May-01 14,000 00 000 24,995 40 (50,067 78) (2507238) NIKE INC CL B 17-May-01 100 00 000 4,228 35 (438025) (151 90) NIKE INC CL B 17-May-01 20000 000 8 449 25 (8,76049) (311 24) NIKE INCCLB 29-May-01 8W 00 000 33,96654 (35041 98) (1,07544) NIKE INC CL B 29-May-01 100 00 000 4,245 69 (438025) (13456) NIKE INC CL B 30-May-01 100 00 000 4,180 B6 (4,380 25) (19939) NIKE INC CL 8 30-May-01 500 00 000 2072430 (21901 23) (1,176 93) NIKE INC CL B 30-May-01 100 00 000 417238 (438025) (20787) NISSAN MOTOR CO 7-May-01 12 000 00 000 85,125 93 (45701 11) 3942482 NISSAN MOTOR CO B-May-01 900000 000 63 16457 (3427583) 28,888 74 NISSAN MOTOR CO 9-May-01 8000 00 000 53 93902 (3046741) 23,471 61 NISSAN MOTOR CO 10-May-01 5,000 00 000 33 402 47 (19042 13) 1436034

AMBACFINANCIAL GROUP INC 22-May-01 7,5W 00 000 42787572 (284,289 04) 14352668 AMERICAN STD COS INC DEL 27-May-01 4,500 00 000 292 083 45 (162,229 65) 12985380 AMERICAN STD COS INC DEL 23-May-01 450000 000 293,213 36 (162,229 65) 130,983 71 AMERICAN STD COS INC DEL 24-May-01 4,00000 000 260,801 69 (14E,704 13) 11659756

NISSAN MOTOR CO 14-May-01 4,000 00 000 26,699 41 (1523370) 11,465 71 NISSAN MOTOR CO 15-May-01 4,000 00 000 26 662 30 (15,233 70) 11 42860 NORSKHVDROAS 2-May-01 50000 000 21 60714 (21,28876) 31838 NORSK HYDRO AS 16 May-01 900 00 000 37 093 82 (3831976) (1 27594) NORSK HYDRO AS 18-May-01 500 00 000 20 731 87 (21 28876) (55689) NORSK HVDRO AS 25 May-01 1 20000 000 49 713 12 (51,093 02) (1,379 90) NORSK HYDRO AS 16-May-01 1,000 00 000 41 28582 (56,593 59) (15,707 77) PEOPLESOFT INC COM 18-May-01 1 900 00 000 81 55725 (39,174 69) 42,382 56 PEOPLESOFT INC COM 18-May-01 700 00 000 4 282 85 (2061 83) 2 221 02 PEOPLESOFTINCCOM 18-May-01 30000 000 1289057 (6,18548) 6,70509 PEOPLESOFT INC CAM 21-May-01 2,100 00 000 89,575 24 (4329834) 46,276 90 PEOPLESOFT INC CAM 22-May-01 100 00 000 4 305 35 (2061 83) 2,24352 PEOPLESOFT INC COM 22-May-01 900 00 000 38,700 50 (1855643) 20,144 07 PEOPLESOFT INC COM 23-May-01 900 00 000 36,943 85 (18,556 43) 18,787 42 PEOPLESOFT INC COM 24-May-01 500 00 000 21 061 54 (1030913) 10,752 41 PEOPLESOFT INC COM 24-May-01 400 00 000 17 218 42 (8,247 31) 8,977 11 PEOPLESOFT INC COM 25-May-01 600 00 000 26,685 73 (1237096) 74,314 77 PEOPLESOFT INC COM 31-May-01 20000 000 8,241 48 (412365) 4,11783 PEOPLESOFTINCCOM 31-May-01 10000 000 419986 (2,061 83) 2,73803 PMC-SIERRA INCCOM 1-May01 10000 000 427680 (676320) (248640) PMCSIERRAINCCOM 1-May-01 80000 000 3.4 13222 (54,70563) (1997341) PMC-SIERRA INC COM 2 May-01 100 OD 000 4,292 35 (6,763 20) (2,47085) PMCSIERRA INC COM 2-May-01 600 00 000 26,273 72 (4057922) (1430550) PMCSIERRAINCCOM 8-May-01 10000 000 4,38926 (6,76320) (2,37394) PT MULTIMEDIA SGPS 31-May-01 20000 000 2,749 75 (21,791 14) (18981 39) RAYTHEON CO CL A NEW 1-May-01 500 00 000 15 010 59 (1338804) 1 62255 RAYTHEON CO CL A NEW 1-May-01 100 00 000 3,022 39 (267761) 34478 RAYTHEON CO CL A NEW 3-May-01 700 00 000 2026334 (1874326) 1 52008 RAYTHEON CO CL A NEW 4-May-01 600 00 000 16,589 44 (16,065 65) 52379 RAVTH EON CO CL B 1-May-O7 500 00 000 14 828 10 (1704665) (221855) RAYTHEON CO CL B 2-May-01 20000 000 584980 (681866) (968 86) RAYTHEON CO CL B 9-May-01 500 00 000 14 724 50 (17,046 65) (2322 15) RAYTHEON CO CL B 10-May-01 500 00 000 74 724 50 (17,046 65) (2,322 15) RAYTHEON CO COM NEW 15-May-01 600 00 000 77 609 41 (16,611 81) 99760 UFJ HLDGS 30-May-01 400 000 22 365 27 (29 054 88) (6,689 61) UFJ HLOGS 71-May-01 400 000 22,719 41 (29,054 88) (673547) AEGON 29-May-01 000 24 09 000 24 09 ASTRAZENECA 3-May-07 2500 (32B5) (IBS) WILLIAMS COMMUNICATIONS G 1-May-O7 099 000 403 (98n (584)

Total P 97442 ----3,235,268 47 (2,717,927 71) 51734076

AMERICAN STD COS INC DEL 29 May 01 4 000 00 000 262 727 23 (144,204 13) 11851710 AMERICAN STD C0.S INC DEL 30-May-01 2 500 00 000 163 507 04 (9012758) 73,379 46 BAXTER INTL INC COM 18-May-01 3 000 00 000 288 272 68 (733,318 66) 54,954 02 BAXTER INTL INC CAM 22-May-01 1 000 00 coo 98 12202 (7777289) 20,349 13 BAXTER INTL INC COM 23-May-01 4,500 00 000 438 539 17 (349 977 89) 88,561 18 BAXTER INTL INC COM 24 May-01 4,000 00 000 386,287 17 (311,091 55) 7519556 BAXTER INTL INC COM 25-May-01 3,000 00 000 289 156 45 (233 318 66) 5583779 BAXTER INTL INC COM 29 May-O7 1,000 00 000 96,938 16 (77,772 89) 19,165 27 BAXTER INTL INC COM 30-May-01 2,500 00 000 244,438 34 (194 432 22) 5000612 CENDANTCORP CAM 17-May-01 5,00000 000 89,74700 (75,0714 1387555 CENDANTCORP COM 18 May-O1 21 50000 000 381 00810 (72624722) 54,76088 CENDANT CORP COM 21-May-O7 2050000 000 371,049 89 (311,072 93) 5997696 CONSTELLATION ENERGY GROU 17-May-O7 8,50000 000 42086260 (33614508) 84,71752 CONSTELLATION ENERGY GROU 18-May-01 350000 000 171 92966 (138,412 68) 33,51698 CONSTELLATION ENERGY GROU 29-May-01 500000 000 23567513 (19773240) 37,94277 CONSTELLATION ENERGY GROU 30-May-01 600000 000 280911 82 (237,278 88) 43,63294 CYPRESS SEMICONDUCTOR COR 2 May-01 900000 000 21421534 (217,400 00) (3,16466) CYPRESS SEMICONDUCTOR COR 23-May-01 9,0D0 00 000 279,02478 (21739999) 1,62479 DUKE ENERGY CORP 22-May-01 5 000 00 000 236 514 10 (14868654) 87,827 56 DUKE ENERGY CORP 23-May-01 7,00000 000 328,69642 (208,161 16) 12053526 DUKE ENERGY CORP 24-May-01 7,50000 000 34676893 (223,029 81) 123,739 12 DUKE ENERGY CORP 25-May-01 7,00000 000 314,68849 (208,161 16) 106,52733 DUKE ENERGY CORP 29-May-01 6,50000 000 287,29951 (19329251) 9400700 DVNEGV INC NEW CL A 14-May-01 4 500 00 000 240 921 51 (11 32001) 169,601 50 DYNEGVINCNEWCLA 15-May-01 3,50000 000 18541891 (55471 12) 129,94779 DVNEGVINCNEWCLA 22-May-01 750000 000 419,02602 (11886668) 300,15934 DVNEGY INC NEW CL A 23-May-01 3,000 00 000 164 516 30 (4754667) 116,969 63 DVNEGVINCNEWCLA 24-May-01 4,50000 000 241,04930 (71 32000) 769,72930 DYNEGY INC NEW CL A 30-May-01 6,000 00 000 289 806 52 (95 093 34) 194,713 18 GRANT PRIDECOINCCOM 18-May-01 9,50000 000 22485654 (168.717 93) 56,13861 GRANT PRIDECO INC COM 22-May-01 4 000 00 000 92,955 69 (71 03913) 21 91656 GRANT PRIDECO INC COM 25-May-01 8,500 00 000 182 662 29 (150,958 15) 31 70414 INTERNATIONAL BUSINESS MA 30-May-01 8,50000 000 95992568 (695,1180 57) 26404511 JP MORGAN PRIME MONEY MKT 3 May O1 1,257,101 28 000 1,257 10128 (1 257,101 28) 000 JP MORGAN PRIME MONEY MKT 4 May-01 365,902 45 000 365,902 45 (365 902 45) 000 JP MORGAN PRIME MONEY MKT 9-May-01 377,177 90 000 37717790 (37 177 90) 000 JP MORGAN PRIME MONEY MKT 10-May-01 68 862 60 000 68,862 60 (6886260) 000 JP MORGAN PRIME MONEY MKT 11-May-O7 686 084 20 000 686,08420 (686,084 20) 0 00 JP MORGAN PRIME MONEY MKT 14-May-01 355,602 20 000 35560220 (355,602 20) 000 JPMORGANPRIME MONEY MK7 15-May-01 1 10181740 000 1,101 81740 (1101,81740) 000 JP MORGAN PRIME MONEY MKT 16-May-01 238,000 30 000 238,000 30 (238,000 30) 000 JP MORGAN PRIME MONEY MKT 17-May-01 78 127 T7 000 78 717 77 (78,12777) 000 JP MORGAN PRIME MONEY MKT 18-May-01 600,619 19 000 600,61919 (600,619 19) 000 JPMORGANPRIME MONEY MKT 21-May-01 82486900 000 82486900 (824,869 00) 000 JP MORGAN PRIME MONEY MKT 22-May-01 81,256 07 coo 81 25601 (8125601) 000 JP MORGAN PRIME MONEY MKT 24-May-01 223 857 41 000 223,857 41 (223,057 41) 000 MINNESOTA MNG 8 MFG CO CO 22-May-01 2 500 00 000 307 657 37 (212,674 43) 9098294 MINNESOTA MNG 8 MFG CO CO 23-May-01 1 500 00 000 180,877 91 (127 604 66) 53,273 25

Trade Date "No of

. . . . . . End of Report " . . . *

-No a( Shares

MINNESOTA VING & MFG CO CO 25-May-01 6,500 DO 000 774 996 45 (552,953 53) 222,04292 PARTNERRE LTD 2-May-01 2,50000 000 12231291 (61,99229) 60,32062 PARTNERRE LTD 3-May-01 2,50000 000 12227691 (61,99229) 6028462 PARTNERRE LTD 29-May-01 3,50000 000 18910254 (8678920) 10231334 SAFEWAY INC COM NEW 14-May-01 5.50000 000 276,55552 (17416958) 102.38594 SAFEWAY INC COM NEW 15-May-01 450000 000 225,00959 (142,502 38) 82,50721 SAFEWAY INC COM NEW 17 May-01 4,00000 000 196,22745 (126,668 78) 6955867 SAFEWAY INC COM NEW 18-May-01 8 DDO 00 000 384,77196 (253,337 57) 131,43439 SAFEWAY INC COM NEW 29-May-01 5,00000 000 24652077 (15833598) 8818479 SAFEWAY INC COM NEW 30-May-01 3,00000 000 150,12789 (95,001 59) 5512630 SARA LEE CORPORATION 15 May-01 18,00000 000 34351491 (34358593) (71 02) SARA LEE CORPORATION 17-May-01 550000 000 106,41924 (104,964 59) 1,43465 SARA LEE CORPORATION 30-May-01 21,5DO 00 000 39757763 (4`10 394 31) (12,81668) WEATHERFORD INTL INC NEW 18-May-01 5,00000 000 297,01809 (148,865 97) 148,152 12 WEATHERFORD INTL INC NEW 22-May-01 2,50000 000 147,04759 (74,43298) 72,61461 WEATHERFORD INTL INC NEW 25-May-01 550000 000 307,20380 (16375256) 143,451 24

Total P 97351 22,GrA 027 64 (16 974 205 91) 508982173

Grand Total 33 478,844 84 (27,529 690 97) 5,949,153 87

0

The Chase Manhattan Bank WINS Sales Journal Monthly / Excel As of Jun-2001

hCost (US) ~Gain I Loss Date ANo of

I

8-Jun-01 3,00000 5-Jun-01 5,00000

15-May-01 56700

Total P 39526

P 92442 THE JOHN A HARTFORD FOUNDATION, INC

ADVANCED MICRO DEVICES IN ADVANCED MICRO DEVICES IN ADVANTIEST

44,78501 4,94427 11,928 62

(128,649 27) (14,29436) (25,59923)

173,43428 19,23863 27,52785

20-Jun-01 7,20000 21-Jun-01 80000 21-Jun-01 30000


INTUIT COM

P 53025 THE JOHN A HARTFORD FOUNDATION

GENERAL ELEC CO COM LILLY ELI & CO COM $ 0 62 STRYKER CORP COM

P 53739 JOHN A HARTFORD FND

CIPHERGEN BIOSYSTEMS INC CIPHERGEN BIOSYSTEMS INC 0 REILLY AUTOMOTIVE INC C

P 39526 T Rowe Price

Cisco ONYX OPENWAVE

13-Jun-01 5,10000

Total P 47215

19-Jun-01 3,00000 7-Jun-01 4,50000

18-Jun-01 50000

Total P 53025

1-Jun-01 50000 4-Jun-01 6,27500

20-Jun-01 2,25000

Total P 53739

187,11276

187.1112 76

147,32328 391,24394 27,45908

566,02630

3.11239 42,57445 63,74622

109,43306

61 .74274 26,94910 18,39286

107,08470

(204,594 94)

(204,594 94)

(98,30640) (367,809 09) (12,90422)

(479,019 71)

(3,99947) (50,19336) (40,50552)

(94,69835)

(15,32250) (19,85000) (5,73442)

(40,90692)

(17,482 111)

(17,482 18)

49,016 88 23,434 86 14,554 8E

87,00659

(88708) (7,61891) 23,24070

14,73471

46,42024 7,09910 12,65844

66,17778

Trade Date A No of Shares ACOSt (US) A Gain / Loss

18-Jun-01 3,30000 112,75229 (137,243 47) (24,491 18) 19-Jun-01 1,00000 34,88493 (41,58893) (6,70400) 21-Jun-01 2,70000 164,25847 (157,647 18) 6,611 29 22-Jun-01 40000 24,53910 (23,35514) 1,18396 6-Jun-01 40000 18,12739 (9,88622) 8,241 17

13-Jun-01 40000 17,27474 (9,88622) 7,38852 13-Jun-01 70000 30,23080 (17,30088) 12,92992 14-Jun-01 30000 12,97456 (7,41466) 5,55990 14-Jun-01 10000 4,32485 (2,471 55) 1,85330 29-Jun-01 20000 8,65881 (4,94311) 3,71570 29-Jun-01 20000 8,65881 (4,94311) 3,71570 29-Jun-01 70000 30,62964 (17,30089) 13,32875 29-Jun-01 40000 17,73940 (9,88622) 7,85318 29-Jun-01 10000 4,39985 (2,471 55) 1,92830 14-Jun-01 25,90000 173,04893 (169,389 77) 3,65916 15-Jun-01 5,10000 34,01571 (33,35474) 66097 8-Jun-01 20000 9,45668 (9,56234) (10566) 8-Jun-01 20000 9,36948 (9,56234) (19286)

11-Jun-01 20000 9,26569 (9,56234) (29665) 1 1-Jun-01 20000 9,24859 (9,56234) (31375) 12-Jun-01 20000 8,81038 (9,56234) (751 96) 7-Jun-01 3,00000 21,87271 (14,34639) 7,52632 8-Jun-01 3,00000 21,67981 (14,34640) 7,33341

12-Jun-01 3,00000 21,371 72 (14,34639) 7,02533 20-Jun-01 50000 15,41645 (34,28850) (18,87205) 20-Jun-01 40000 12,33316 (27,43080) (15,09764) 20-Jun-01 40000 10,49825 (27,43080) (16,93255) 21-Jun-01 1,10000 28,201 67 (75,43469) (47,23302) 22-Jun-01 40000 10,28975 (27,43080) (17,141 05) 18-Jun-01 20000 6,19007 (13,72939) (7,53932) 12-Jun-01 6500 291,28443 (308,147 20) (16,86277) 1-Jun-01 35,00000 46,58258 (125,169 45) (78,58687) 5-Jun-01 90000 1,091 64 (3,21864) (2,12700) 4-Jun-01 20000 8,21872 (8,76049) (541 77) 5-Jun-01 30000 12,40059 (13,14074) (74015) 6-Jun-01 10000 4,14800 (4,38025) (23225) 7-Jun-01 10000 4,33013 (4,38025) (5012)

1 1-Jun-01 5,00000 54,35579 (89,461 99) (35,10620) 12-Jun-01 2,00000 21,061 57 (35,78480) (14,72323)

MIZUHO HLDGS MYCAL CORP MYCAL CORP NIKE INC CL B NIKE INC CL B NIKE INC CL B NIKE INC CL 8 NIKON CORP NIKON CORP

AUTODESK INC COM DEL AUTODESK INC COM DEL BANK AMER CORP COM BANK AMER CORP COM BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY BROCADE COMMUNICATIONS SY ENI ENI GRAINGER W W INC COM GRAINGER W W INC COM GRAINGER W W INC COM GRAINGER W W INC COM GRAINGER W W INC COM INAX CORPORATION INAX CORPORATION INAX CORPORATION INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOGIES AG

I

BARR LABS INC COM 5-Jun-01 11,50000 853,95691 (713,000 00) 140,9S691 BAXTER INTL INC COM 1-Jun-01 4,50000 223,66863 (116,659 33) 107,00930 BAXTER INTL INC COM 4-Jun-01 3,50000 175,07535 (90,73504) 84,34031 BAXTER INTL INC COM 5-Jun-01 5,00000 251,431 11 (298,129 40) (46,69829) DYNEGY INC NEW CL A 7-Jun-01 7,00000 331,63913 (110,942 23) 220,69690 DYNEGY INC NEW CL A 11-Jun-01 5,00000 236,38361 (79,24445) 157,13916 GRANT PRIDECO INC COM 1-Jun-01 4,50000 101,33886 (79,91902) 21,41984 PARTNERRELTD I-Jun-01 3,50000 186,19763 (86,78921) 99,40842 PARTNERRELTD 4-Jun-01 2,50000 133,65778 (61,99229) 71,66549 PARTNERRELTID 12-Jun-01 5,00000 277,60324 (123,984 58) 153,61866 SAFEWAY INC COM NEW 18-Jun-01 6,00000 290,13291 (190,003 18) 100,12973 SAFEWAY INC COM NEW 29-Jun-01 3 .50000 168,31918 (110,835 19) 57,48399 SARA LEE CORPORATION 4-Jun-01 13,00000 246,31576 (248,145 39) (1,829 63) SARA LEE CORPORATION 5-Jun-01 15,00000 2a6,401 92 (286,321 61) 8031 SARA LEE CORPORATION 8-Jun-01 4,50000 87,041 03 (85,89648) 1,14455 SARA LEE CORPORATION 12-Jun-01 13,50000 259,76236 (257,689 45) 2,07291

Trade Date ~No of Shares 4Principal (US) ~Cost (US) A Gain I

NORSK HYDRO AS 8-Jun-01 1,20000 50,00840 (51,09302) (1,08462) NORSK HYDRO AS 15-Jun-01 70000 29,97789 (29,80426) 17363 NORSK HYDRO AS 22-Jun-01 70000 30,42780 (29,80426) 62354 NORSK HYDRO AS 26-Jun-01 30000 13,07537 (12,77325) 30212 NORSK HYDRO AS 29-Jun-01 50000 21,16978 (21,28876) (11898) PEOPLESOFT INC COM 1-Jun-01 10000 4,19986 (2,061 82) 2,13804 PEOPLESOFT INC COM 4-Jun-01 10000 4,22338 (2,061 83) 2,161 55 PEOPLESOFT INC COM 5-Jun-01 10000 4,30935 (2,061 82) 2,24753 POWERGEN 21-Jun-01 7,60000 77,29058 (61,10310) 16,18748 ROGERS WIRELESS COMMUNICA 15-Jun-01 17,70000 316,70256 (309,780 05) 6,92251 ROGERS WIRELESS COMMUNICA 18-Jun-01 9,80000 173,191 48 (171,516 64) 1,67484 TELEWEST COMMS 21-Jun-01 244,56600 293,06748 (655,308 58) (362,241 10) UFJ HLDGS 1-Jun-01 400 22,49989 (29,05488) (6,55499) UFJ HLDGS 8-Jun-01 200 11,10774 (14,52744) (3,41970) UTD PAN-EUROPE COM 29-Jun-01 6,60000 15,68799 (75,30878) (59,62079) VIVENDI UNIVERSAL 7-Jun-01 2,00000 126,90863 (248,210 02) (121,301 39) YAMANOUCHI PHARM 1-Jun-01 5,00000 146,51198 (188,540 56) (42,02858) Holum (ophon) 27-Jun-01 6,971 12 000 6,971 12

Total P 92442 2,968,163 07 (3,658,907 45) (690,744 38)


~Cost (US) AGain I Loss (US)

(101,997 50) 35,48790 (91,79775) 29,13795

(3,134,082 10) 1 .233,264 41

692,95693

4No of Shares

5,00000 4,50000

Total P 97351

Grand Total

THERMO ELECTRON CORP COM 8-Jun-01

4,367,346 51

Trade

120,93570

I 9LZLt? d

~ooz-jnr jo sy laoxg 1 A(qiuovy jewnor saies SNIM aseqo aqj

(9 ~ tot 0 (09 LoCet') lic "IF,917 Do o0s, L Lolnrl?z WOO ONI ismoavy (zv ego,z) Q9 Olrt'LZ) 9t, ZLO'SZ 00096 Lo-inr-Le WOO ONI SONIHI N SN3NII (zs Lu,u) Q9 gn, zt, 0 gt qWou 00000's ~o-jnr.oz WOO ONI SONIHi N SN3NII 66 99VL (0 09Z'6) Irtr 6zz, 9 t 00 OOL ~o-jnr-Lt WOO ONI NSNV61 iH0fN>l 66 699'Ot 4 Z 6ZZ'C 0 OZ 669'CZ Do 000, L ~O-Inr-ot V400 ON[ NSNVHI iH!DINN ~g ztrc,gz Uq qu,n) 6Z 69O'Sg Oo qzq,z ko-Inr-j?z WOO ONI NSNVbi iHOINN (60 EZ9'9) (SL m,zz) 99 SE0,9L 00 OOVIF ~o-jnr-tc ONI ivoun~iOVMVHdANIANI 9v CV,Z (gz 1,99,q) U L68'L 00 ooz Lo-jnr-~c WOO ONI 03vy noi IPL 99CE (Le gn,q) ~ L Z69'L L 00 DOE LO-Inr-oc WOO ONI o3vv noi EL ga's (zq mZ1,0 9L 9M,'6 ~ 00009 ~o-jnr.m WOO ONI C]3w noi 01? L6L'~ Q ~ 90L'0 Ls L69,z 0009 ~o-jnr-~e OININOO ON[ Sidl8OS MadX3 g17 Lgz,z (cc ZWO ~Q 6Lq,q 00 OOL ~o-jnr-ot OINWOO ONI SidlUOS SS38dX3 9z M,ir (vz 980,0 60 OO6'G 00 ODE ~o-jnr-Ll WOO dNOO!D8nsWv VG Mg (99 OSE) 6C L99 00 sz ~o-lnr-oz V400 ONI HlVdW'3WV 9C 6LVSJ, W 9LQ'OE) irg lrgO'9L Do OOz'z to-Inr-6L WOO ONI HlVdW3WV 9[ LOOZZ (99 LEV'S 0 U 9ES'LE 00 00 C L ~o-jnr-n WOO ON) HlVdlH3WV Lg ztg'oz QL nolk) VL 9LG'i7C 00 000' L ~o-jnr-L~ WOO ONI H.LVdlH3V4V 99 girz,gz W goz,trz) 09 qqVzq 00 9ZL'~ Lo-inr- ~ L WOO ONI HlVdl~GWV

trc OCWOCV~ (cz CoVou, 0 L9 CCu7'KO'C

9z ZZL'GE (91, s9z'si?) VL 0 W'6L 00 OV6'Z ~O-Inr-vz V -10 ONI XTIOIN vz V06,9L (zq ZLZ,99) 9L 9L V99 k 00098's LO-Inr-EZ V -10 ON) XB-10W so LEL'S9 (eg cec,99) 99 irgrVLL L OOOOO,q LO-Inr-oz V'10 ONI X310A n OBLUZ (St, L69'M) L9 ILL'BEL 00 OOVLZ Lo-inr-oz WOO d~= VN8VY cz zu'#9L (9z tto,ggc) 61, 9LE,oc V Do OOz'Oz ~O-Inr-CZ d8OO 83HVNVCI vi? sqq,Lq~ (69 LLL'L69) cc at"99L Do OOC6 ~O-jnr-oz ONI dmio IINI NYM19M

f ufeD, (sn) isoo.

r 6CLE9 d

A VZ999 d

WE 060,L) 079 CL9'90 jrz C99,6 00 OOVZ Lo-Inr-oc mo-im dmoo =oi>ano gs OWZ (09 LoL'Z) 9 t 99 CS 00 ooz ~O-jnr-OZ VVOO ONI SNOumos oad 99 6 ~Z'Z L (06 LEL'C 0 ED LS6'SZ 00 000' L to-jnr-6~ INOO ONI SNOunios 03d M f)6C'C (96 LLL't) 9z LICL 00 SLZ ~o-jnr-6L VY03 ONI SNOumos 03d LC RSS'LL (V ~ 999'6 0 go oLVLE 00 9LO'~ w-inr-~c 0 ONI BAumoinv A1113H 0 99 OWC (SE seg,c) GO 6vr2'q 00 ooz w-irlr-oc 0 ONI RAuowoinvk-1-1JMl 0 ~v W'c (gs oeg's) 9L 6W9 00 Ooz LO-Mr-oc 0 ONI BAumoinvAT1138 0 to Ei?9'9 (OL 9LC'L) SS OZ6'T 000017 ~o-jnr-LZ 0 ONI ~]Aiionoinv A-1-1138 0 ~g 66C'IZ (ov gto,od LO gtt"vq GO Ogg, L Lo-jnr-6~ 0 ONI DAuowoinvkiij3m o 6~ SW6Z (Str m6'017) V9 9VI'OL GO osz'z ~o-jnr-z~ 3 ON[ BAuonoinv A-rva~i o

(9 ~ v) (00 zoc'v) go L6z'v 00 ooz ~o-jnr-c~ INOO dHOO X31N30 IVNOIiVN 40 so) (GO v L ~'Os) 66 QZO'CC 00 Got, w-inr-6 INOO dHO3 XEIIN3(l IVNOIJLVN ZO 96L (ZL M'90 PL LLL'IC 00 OOL'Z ~0-jnr-vz 0 ONI 3>i"s u3i=izinn 01:INOV4 (Lz gzg) (99 S90,60 179 REZ's L 00 SZO'Z ~o-jnr-oz WOO ONI XVV43N)NVW LE IYLL'~ (00 v9z'90 LE M'SC 00 OOZ' to-Inr-9t VYOO ONI uanV(INVI 6Z LOO'C (s ~ qu, c 0 to 99L'gL 00 OOL Lo-jnr-qZ MO ONI NSNVUI IHE)INA Go LZE (OL zel',Z) 06 69L'Z 00 ooz Lo-jnr-vz SONI ~Mliorminv 3NOiSk3)4 LL qOv'g (69 vzq'ov) go cco'gir 00 DOVE Lo-inp-oz SCNI gAumoinv 3NOiSA3A 99 Ut (VL Oz L' ~ 0 Z9 66Z'L L 00 SZ9 ~o-jnr-qz V SSV'10 dUO3 VIN8381H 6c 9Z9 (irz qZ9,00 eq Zoo, L L 00 SL9 W-Mr-oc V 10 MBN dUOO 0313H 9c Z69 (n figgl'O qi? Lsq'SL 00000 to-jnr-j7z V 10 M3N dUOO 0019H L8 96L (90 LZ9'66) C6 9W?'OW GO SZ9,z ~0-jnp-at ONI SANI A-ldd 3WO HI-IV3H K to (V9 9L VCV) VL 09Z,9c Go osz' ~ Lo-jnr-qz V 10 ONI SOAS >1 T E) 49 uz, 0 (9V 99L'C'V) to 961"ZI, GO GL6, ~ w-inr-ac VYOD ONI SNmnS;NO3 UJ C9 9EL'~ (00 LZZ'60 to 496,01, 00 DOL'Z ~o-jnr-tz 00 M3N ONf SINIV N311NOW (ZO vzz,g) (69 CgL'99) LS 6CS'09 00 9LE'Z ~0-jnr-qz V400 dHOO (33=1 IVIONVNI.4 90 9LO, L (99 tLL'60 P6 OCL'O9 GO GOV w-mr-% WOD ONI SAINY40 NNVASSOtID (SZ 6L 0 (to 9 t L'~ 0 69 Kg't L 00006 ~ 0-inr-oc V400 ONI sAs em vimmoo Z6 qw,z (Eg cWtv) go al"91, 00 SZL'Z ~o-jnr-qz 00 ONI SOOSSV AM S31UVHO W ~U'6) (S~ astv) LE ogg'sc 00 09 VZ ~o-jnr-qz VYOO ONIAVOIONHOM NOAINV 06 099'0 L (sz CLO'n 0 SL K17'sU 00 SLL'C w-inr-sz VYOD ONI HiVdl8FlUYV VO lr6Z'V (68 CZ9'LS) C6 LW0 00 sto, ~ w-mr-i?z VY03 d8OO 1JT3HOW3VYV

C9 ILE'SSZ (gz oes'ns) 6L L96'LL9

I ZVVZ6 d

(gs O LE, 0 (L9 9 J.O'zz) go SOL'Oz 00 gZ6'9 LO-Inr-IFZ V400 ONI S3100IONHO31 QMN (L9 9LZ'L) (6Z OCE'60 9L Lso'ev 00 OOL' 1, J,O-jnr-9J. VYOO dUOO IIH M g9l?) (00 qgo'60 69069,917 00 090' L to-Inr-u V400 MBN ONI 810 V IWIN 4's qtj"C) Q9 9ZT69) ct qLO'qq 00 OOO'z Lo-jnr-tC ONI 83INV SbID OIIN000HIHO (ts stc) (00 6Z6,Q) 6L qJ.q'Q go ME LO-Inf-OZ ONI ~WW SHiO OIINOCIOHIHO ZO 6LZ'S (sc eto'vs) Le L6z'65 00 099' 1, to-InmJ. 0 ONI 9AuoiNoinvA-n38 o 99 UVe (OZ 6LZ'9Z) so C99,0Z 00006 LO-Inr-ZL 0 ON( ElAumoinv A-11138 0 (9J, IM (CL LZV90 is cqz'qc 00 096'L LO-Inr-J,c I SAIdd Hi-lV3H 3GMN0UVN t9 BE (00 qgl'00 V9 VU'Ot 00009 J.o-jnr-9J, VYO3 &JOOX31NB0'IVN0UVN

at v9Q'L (ZZ 999'6) ec ost'LL 00 ooi? to-jnr-e AS SNOUVOJNniNvqoo mvooua LO 969'9 (L9 VLV'L) VL Z L VC L 00 OOE LO-Inr-Z AS SNOIIVOINnwwoo mvoo8e 1717 L (eq 9) LZ Ol, 960 J,O-jnr-qz :3bOSNOdS Gi-I 11011ITS dH8 U ZOV9 (ZI? s9o'OL) tz 99V9L 00 OOZ' 1, to-(nr~Le INOO dbOO ~131NV ~,INVG t'L q to' L M 9 LS'L 0 60 M'91, 00 WE ko-Inr-gZ INOO d8OO 63&NV)4NVS 9 1, OVE (9L BE Q'S) E6 9L L'9 00 Cot to-inr-trz V400 c1800 b3VVV)4NV8 co gtv WL qC9,S) Le 9sz,9 00 OOL Lo-Inp-cZ YVO3 dblO0 NEIMANV8 it 6S9 (is L19'L 0 VL 9ES'Z L 00 ooz to-inr-oz V400 d8OO H3V4V)4NVG L9 006,9 (Eq qzz'vq) VZ LOZ'OL 00 00 L' L to-InP-6t INOD c1800 H3119VANVE! 9c L90, L (is LL9'L 0 96 179L'Z L 00 ooz to-inr-6L V400 c1803 831NV)4Nve at 090't (is LL9, J. 0 L9 ICZ'Zt Do OOZ to-Inr-gt V400 d8OO b3V4V ANVG CZ 690'L (96 ZVL'L9) LZ zu'R9 00 Oak' L to-Inr-n V400 dUOO HFIWV ANVe 00 6Z9 WL M'9) 9z L9c'9 00 OOL Lo-Inr-9t V400 dU0O kIBINV ANVG zir OVZ'I? (9Z ou'90 OL 096,og 00009 Lo-Inr-9J. VYOO d800 ?J3VVV >INV8 96 Cl?O'L (OZ 1,06'SL) 91 9V6,ze 00 On' L to-Inr-LL INOO cl~JOO ~13114V ANVG at qZ6,9 QL 69Z'09) Z9 96l,'69 00 009, 1 L LO-Inr-u SVGiSAS 3VG Oc 989, L J. WE OO6'LT) gg 99s,6t 00 OZ6'Z LO-Inr-6L ONI SOAS SS313MM ITIV Cc L (zra 17) GZ 9 IRE 0 Lo-Inr-gt ONI SOAS SSBTRAIM ilUV 90 690'Z (9p Z99,9Z L) gs tMen 00 00 VL Lo-jnr-ot NJ S301AAG 080IV9 C19ONVAOV i's zcz' J, (13L it L'L) ZZ 5LV9 00 oot Lo-Inr-6 NJ S30IA90 0601IN (19ONVA(3V VL 6 L9'9 (OS 960'LV) to 9LL,Lv 00 OOE'Z Lo-Inr-6 NJ S231A30 0blOIW 03ONVA(IV LE 099'6 (9V Ut'LO 9L LCO'L9 00 Gott to-Inr-9 NJ S301A90 0HOM (39ONVA(IV Cl, 1,6Z (09 99L'0 C6 LLO'i! 00 OOL to-Inr-9 NJ S301ABO 0801VY 09ONVAGV

ZO VLG'G L (1,6 99C'ZVVL) S6 otZ'99 V 1,

I LSEL6 d

49 SWCO) W ZLO'l? ~ 0 L~ L99'K 00 CZ9, L L ~o-jnr-c~ 9 SNOliVOINnvyvyoo swvmim 69 LZ6'Z~ (99 Z99'69) LC OWU 00 000,Z Lo-inr-zL YVOD &J00 AA ZG ULIPC (09 Z99'96) zo 9st'm ooooo,q Lo-jnr-c~ SONI W3HO V09)4V-L zz etz, t (00 009'L) zz uVe 00 ooir w-mr-9z VYOO d6OO INNdS W M'V (00 001"00 W M'St 00 009' Lo-Inr-sz &NOD dbOO INIHdS irg Eft'VL (00 009'96) " C69't ~ ~ 00 o0z,9 Lo-Inp-9Z VYOD d8OO ININdS 9z cco'tl W 66VI 0 Pq zsv' LZ 00 ooi? Lo-jnr-q~ E)V SWIVY31S 09 9Z L'L (90 660'9Z) 99 tzz,cc 00009 Lo-inr-c[ OV SN3VY31S VO 6CZ'OC QC 96 t'6 C 0 go VEV'm oo ooz'c Lo-jnr-z~ OV SN3VV3fS 96 699V (9c vvq,zf,0 17C ni"m 00 o0z,c Lo-Inmi (III 38M2NlWcJ 90 91PLU (99 Z69, ~ V) 9L RC9'SL 00 000' L L ~o-jnr-LZ 00 801OVY NVSSIN (06 E99'6Z) (OZ LLWEG) oc c ~ Cirz Do ooo'c ~o-jnr-6 d8OO NOWN 46 00V'LZ) (OZ LL9'C9) 6Z 9LZ'9Z 00 000,C ~0-jnr-g &= NOWN 09 MV (to 699'20 Irg Z96'tL 00 009, V jo-jnr-Z~ INOO'130 ONI (]3ilVYII 9V SL9'tg (zc gt,9,6 0 09 ~ZCCL oo oos'z LO-Inr-cz V400 dUO0 -GINI so 96z,z (CL Z9L'V) 9~ LLO'L oo 000, ~ ~o-jnr-L~ NOIIVHOdlt]00 XVNI ce oso's L W Z69'96 Z9 CVL'CIF 00000,9 W-Inr-% NOlIV?J0d'dOO XVNI Z~ ggt,'6 (CS QZ C6 0 99 969'9Z 00000,11 ~0-jnr-c~ NOliV'dOdHOO XVNI zo ot'g,gz (zt, tzi,' z 0 6ir i?90,6c 00009 to-jnr-L~ VYOO ON[ SSYI ISBHOzl (K 1,60'LE) (CL uo,vg) V? 6L6'9L 00 000'Z ~0-jnr-gz S 01-1 A001ONHOBI 3AlIV3kJ3 09 LSLU (LZ M'Lg) LL 969'96 oo oGo'z to-inr-n ONI dno8c)wo (eq 699, 0 W M?9'V6) 60 M'M 00 000'Z Lo-jnr-~c AiS NOD dt]00 IVAINUVO oc VV6, t (9S Q1Q) so SWV 00 oot [0-inr-9 AS SNOUVOINnvyiNoo a(motis VO 996'L (99 ~&Z) 69 gZip'i? 00 OOL to-Mr-C AS SNOUVOlNnvyVYOD 30VOON9

os ~qc,LCL (99 9 L CZ00 9t oft'css 00 009,9Z Lo-inr-oL nOO dHOO INVON30 (G6 rzr'sz) (V9 969'SVZ) 69 ZLZ'OZZ 00009's to-Inr-gL IMOO d6OO HinOS1138 (96 9LE'SZ) (I?s 96s'st7z) 69 L [Z'OZZ 00009's Lo,jnr-c~ V400 dUO0 Hinosii3e 99 SCV'66Z (CS 99Z'ZLt,) LV VOL'~LL oo oot'c~ ~o-jnr-L~ laG ONI SOO GIS NVOIHBINV C~ VLtp'OL (ot ESC200 CZ LZ9'PL t Do ooo'~ to-Inr-CL 1'30 ONI SOO OIS NVO183M C9 609'9L M ESC200 CL z9g,tre t 00 000,C to-inr-L ~ '130 ONI SOO GIS NVOWEIM ZV 69VV6V (9Z LSO'SL9) ag 9ZV,69 C t 00 000' ~ c ~o-lnr-6~ VYOO d8OO 3-LV-LSIIV Lil L90'L9L (cc 8oz,V10 08 SLZ'LVC 00 000'R toinr-ci V400 dbO3 31VISTIV

LV 99Z'L9Z (08 96L, 196, 0 LZ C99'scz,z

60 'P6V'Z (00 966'COe) 60 69t,'90Z 00 000,01. I,O-Inr-LI, V400 dUOO NO~UO319 OIN82HI (I,G pa'zz) 4z uo'szz) OL I.6z'OOz 00000's I,O-Inr-Irz V400 M3N &JOO VNVOS UZ 6Z~'SZ) (cs 96~'Zsv) 9Z 69L'COV 00 oog's L LO-Inr-tz WOO MEIN d8OO VNV*3S (a rOOL) (CL sn"Ooz) Z6 9LL'66L 00 009,01, Lo-jnr-I,I, NOIiV?JOd'dOO 331 V?JVS 96 6LO'O t L (LL 9co'soz) SL 9 WS M 00009'9 I.O-Inr-E M3N V400 ONI ),VAA3zlVS 17C 9CEI'601, QL 9co'soz) t I. ca's ~r 00009'9 j,O-Inr-Z M3N WOO ONI AVM9:JVS Z9 OSVC9 (6Z Z66'1,9) ~q Z17c,gn 00 009'Z Lo-Inr-9Z (311 B~IN3NibVd 69 9tZ'6SZ (91, 696'LIZ) 90 899'LOg 00 OOo'OI, I,O-Inr-n O17IBMbBNibVd 66 9 2, V9 (6Z Z66'1,9) 2z I,cz'9zL Do OOs'z LO-Inr-sZ Oil RI882)Ni8Vd go 999,01. (6t, 1.9L'914) LE 9VVZ I, S 00000'9 w-mr-6I, Oil 38b:3N18Vd Lt' 1?zv'vg (zs 99s, n 0 6L Z1,0'62 00009'9 w-mr-9z VYOO MEIN 00 OINVSNOW 99 OLZ'Lt, (1,9 DLI,'ZL) Og Oo OOq'c jo-Inp-gZ VJOO M9N 00 OiNVSNOW 1.9 zsclrz (6L Ov 99L,99 00 OOO'Z ~o-jnr-ire WOO MEIN 03 OINVSNON go OsL'6L (99 gvg,ozlE) 179 L6z'OOv 00009'9 I,o-Inr-61. V900 SIM dHOO .LANI DIDN 09 ZU'LOL (90 Z69'ZL) 99 $199,09t 00 OSZ't I,o-Inr-9I, 00 ONI V18VY 170 VES's I. I. (CI. 66V9D L I, UO'V6 1, 00 009'E LO-Inr-ct 00 ONI VIGIN Us OOz'q) (ev 9 W POZ) go vu'm 00009's I,O-Inr-EI, V400 00 HEIDOMN (99 9 I,L) (Z9 9WZ69) 99 009' 1,69 00 OOf7'q I,o-Inr-zz HS Oll 1WE)n NV08OW d3OND4 R 1,9 (ZE goz,zv) go o9c'ZI? 00009 ~O-Inr-9z HS Oll IV45114 NVOMOW 83GNIA S6 1,69 Qg C WOL) Z9 SOVI.L 00 000' 1. w-mr-9t, HS 0-11 .1-NE)IN NV08ON 830NIN 69 OWZ (6Z 9Z9'L9C) 96 99 C06C 00009's 1,01"r-CI, HS 01-1 IV40VV NVE)80W ?330NIA Oc 91,0,99 Org 966'99) V6 cko'VI, 1, 00 OOq'z I,o-Inr-Lz ONIVDH VI, 920'9LZ (99 Z69'9 1. 0 G O89'V69 00 oos'c L jo-Inr-I,I, ONIVOH gi? LZZ'6ZZ (to V69'696 6V 1,M9917 00 000, 1. 1, Lo-Inr-6 ONI VOH cl? 990,Zv (69 L 4CE 0 ZC 906'SL 1. 00 COO w-Inr-EZ d8O3 .kE)83N3 a>ina (ss ci?q'zt') (69 I.CO'L6S) 91, 99s,179C 00 000,01, I.o-Inr-qI, WOO dNOO N3AOO 69 LgVZZ (66 9LO'099) 99 99VZO9 00 OOO'ZZ Io-Inr-oL V400 SGIH 03 IIVMk3NSIC 09 696'9 (99 gL6'gLV) 9t, gtp6'Zgt, 00 000, z I, I,o-Inr-a V400 00 V A83BO Q9 6C 1.'~ 0 (go Ogg, co 0 ~Z 1,1,9'M oOOOO'q- I,o-Inr-a V400 dHOOkE)6aNIO 46 6E9'ZZ) (01, 11OL'S911) 61, V9C1,9V 00 000,14 I,o-Inr-61. VYOO d8OOA989NI3 LZ CRIP'Z6 (6tr I, I. C'99Z) 9L trBL'0913 00 000'6t I,o-Inr-LI. WOO d8OO INVON30

zr'LcVzqq'v (vrove,qrs'n) 9V'LL0'9WU

96 ggL,Zto,c 076 Z6Z'Ztrg'6) os Lqo'sss'n

e

A No of Shares

1,093,601 54 (692,705 27) 169,52762 (375,603 51)

- - - - - - - - - - - -I

, 368

, 54035- - -(1,1-73,719 97) 194,82038

P 53025 T

AUTOMATIC DATA PROCESSING 27-Aug-01 1,500 79,45234 (63,37486) 16,07748 MERCK & CO INC COM 27-Aug-01 3.000 207,47307 (253,089 70) (45,61663) SAFEWAY INC COM NEW 13-Aug-01 7,500 339,85265 (357,174 27) (27,321 62) SAFEWAY INC COM NEW 14-Aug-01 3,000 137,07202 (146,869 71) (9,79769) SAFEWAY INC COM NEW 16-Aug-01 3,000 137,951 29 (146,869 71) (8,91842) SAFEWAY INC COM NEW 21-Aug-01 3,000 138 .531 77 (146,869 71) (8,33794)

Total P 53025 1,325,750 08 (1,409,664 90) (83,91482)

F Y I INC COM 30-Aug-01 625 24,46793 (22,72388) 1,74405 HIBBETT SPORTING GOODS IN 2-Aug-01 425 9,34764 (11,64740) (2,29976) HIBBETT SPORTING GOODS IN 20-Aug-01 375 8,41704 (10,277 12) (1,86008) INKINE PHARMACEUTICAL INC 3-Aug-01 5,000 17,45941 (27,63628) (10,17687) KNIGHT TRANSN INC COM 27-Aug-01 800 17,21142 (10,58337) 6,62805 KNIGHT TRANSN INC COM 28-Aug-01 200 4,31341 (2,64584) 1,66757 KNIGHT TRANSN INC COM 29-Aug-01 2.800 61,25075 (37,04179) 24,20896 KNIGHT TRANSN INC COM 30-Aug-01 600 13,21485 (7,93753) 5,27732 KNIGHT TRANSN INC COM 31-Aug-01 400 8,80538 (5,29168) 3,51370 LINCARE HLDGS INC COM 2-Aug-01 300 9,83082 (5,58479) 4,24603 LINCARE HLDGS INC COM 2-Aug-01 100 3,241 77 (1,86160) 1,380 17

P 53739 J

The Chase WINS Sales Journal Monthly / Excel As of Aug-2001

P 47215 T

BED BATH & BEYOND INC COM 22-Aug-01 39,000 12 TECHNOLOGIES INC COM 17-Aug-01 22,900

Total P 47215

ACOSt A Gain I Loss

400,89627 (206,075 89)

A VZ999 d

60 Lt?g'Zg (I I voz,99L, I) OZ I90'699'L 6ELCS d lul0J. ----------- - - ---- - - - - - - - - - - - - - - - - - - - -

(IS SiFTO (68 ZEO'ZZ) 90 L9Vzt SLL'Z to-6nV-E INOO-J.(30 dHOO oiooi)4oino (S99179,q) (99 COL, z 1) 00 99I'L 009, 1 Lo-6nV-L VYOO-i(30 dHOO oiso-i>ioino ZL Z99,z (Oz veo'v) ZE 9t?6'9 00C IO-6nV-6Z 00 ON[ SN0liV803iNl 83AAOd 9L 9691, (10 LOWS) 9L 909'1 1 009 I0-6nV-gZ 00 ONI SNO11"031NI U3MOd LL Ltg,z (v 1790,0 96 969'9 00C LO-6nV-LZ 00 ONI SN0liV893iNl 83MOd 90 ZLL'Z 4z t,90,17) LZ 999'9 00C LO-BnV-tZ 00 ONI SN0llVH031Nl H3MOd 90 ZV6'O I (LE V96'W ZV 969'17Z szo, I Lo-Bnv-9 00 ONI SN0llVH031Nl H3MOd 69 M1, (96 Si4g) L9 LOS'ZL 009 Lo-Bnv-Ic Gil -lVN0liVN831Nl O?JOIVYZO Ct LOL'Z (VL COVS) L9 VO I'S 009 I0-6nV-OE Gil IVNOIiVN831NI 08OlVYZO 91, 690'Zt (OZ L99'lrZ) 99 91?6'9E OOf,Z Io-6nv-OC Gil lVN0liVNH31Nl ONORNZO 06 gt,6'S (ez Reg' I I) V I GC9'L 1 00 1, 1 Lo-bnV-6Z Gil -lVN0llVNld31Nl ObOlViZO 69 9LS'l (tz ziz'c) ce OZ9,17 00C [O-6nV-qZ Gil lVNOliVN83iNl 0dOlVYZ0 69 6VZ't, (96 gvq,q) L9 969'ZL 009 [O-BnV-gZ arl -IVNOIiVN831NI 0HOMM OL COE (SL CL9,i?) 98 9L1,9 OGL IO-5nV-pZ ONIADO-IONHO31 dlHOOHOlVY tz ZLC'Z (Oz CZL,E) Hr 960'9 OOz LO-rJnV-L V400 ONI SEKIIH 3HVONll 99 Is I, 1 (09 199, 1) 9L CvO,f 00I Lo-6nv-9 VYOO ONI S90-1H 36VONI-I 00 17oz, 1 (09 ISO, 1) 09 990't 00I Lo-6nV-9 INOO ON] SOMH A?JVONll 99 69Vz (OZ UL'Z) so t 2,9 OOz Io-6nv-z V400 ONI S001H 3~]VONI-l 69 VtFZ'I (09 L99,0 6Z 90L'C OOL Io-6nV-C V400 ONI SEQIH 3HVONI-l

U M (0[ t'n't) Z9 969'1 001 I0-6nV-SZ 00 ONI SAS E)NIE)VVYI IVE1010 9C V76 (01 zoo,z) i7s 9v6,z SL~ to-6nV-9 00 ONI SAS ONIOVINI lV9010 U 09'IZ (zz V6 I, LO 96 CV9'89 szVV [O-BnV-L 00 ONI SAS ONIE)VINI W9010 9C 96V/ (OZ ESL'SO 99 RVZ'Ei? SZVC [O-DnV-C 00 ONI SAS ONIOVVY1 lVaOlD GI Ga's QV L96'09) Z9 69 L'99 OsO,C to-6nV-LC V 10 ONI SOAS M V 0 90 99L (SL 69L'10 CO tt,6'lr SL9 LO-6nV-LZ AH3S -IVIONVNIJ HSVO ISHU 17Z 9 (sz qOz) 61r W sz Lo-OnV-OZ A83S -IVIONVNI-~ HSVO IS81=1 99 lr61 (00 991,0 98 6SE'l? 009 Io-BnV-9I AUgS IVIONVNI=l HSVO iS813 L6 IV (00 CEO) L6 1PL9 00I to-BnV-gL A~13S IVIONVNIA HSVO IS61=1 so ot (00 CEO) 99 C99 00I IO-6nV-SI A83S IVIONVNI=l HSVO IS81=1 ZL Zgg'C (cs CEVE0 GZ 99Z'LL szz, I I0-6nV-LI INOO dHOO BMM 380ON9 st 99L,z (St 9LO'S 1) 06 9tg'L I SLC't LO-6nV-OL VYOO dHOO 3~tl= 38OON3 (Z9 99L'I 1) (69 OOO'S9) LO gvz'gt, 0017' 1 LO-6nV-OZ INOO ONI SA-LNINO NNVVYSSONO

NVI(IdvnE) IVIldVO ZtPVZ6 d zz gvz'z to, L vzsss d IL110i

9C EZVL9 oqq'z to-BnV-9 V400 ONI SNOUVAONNI E)NnoA L9 669'6 00V ~ Lo-6nV-oC V400 130 d8OO d300V (1180M LL SWOC 0001, ~0-&V-kZ WOO 120 d8OO d300V 01~10AA 96 L96 oot Lo-6nV-LL WOO -130 d~100 d300V 0-INOM 60 99t'LZ szo'z to-BnV-()Z V400 dNOO SOGIH vnDdnn LZ 919'tZ 009' k t0-6nV-LL WOO &JO0 SEXIIH vnOdwn 06 66 COZ 09L to-6nV-S ~ WOO ONI SGNIkiIN18i t9 gi7z's SLL Lo-6nV-SL ONI 83WV S~110 OIINOGOHINO ZL LZL'i?9 oot,'v to-BnV-tZ 0 ONI Skidd J-100 IVNOI-LVN 60 980'L9 o0o'c Lo-6nV-tZ 0 ON[ SAidd =1100 IVNOUVN 66 GCS'ZZ szo, ~ to-6nV-OL WOO d8OO X31N30 IVNOIIVN RS 6C0'0Z 096 Lo-6nV-OL ONI SOAS MPY OIINV-UV CIIW Vt 699'92: o0z, t to-bnV-9 ONI SOAS (33W OI.LNV-IIV GIW 6Z 999'LZ 00E, L t0-6nV-9 ONI SOAS GBW OIINV-UV GIW Lo tEo,ot, 9zs t0-6nV-C WOO ONI SAS NViS(3NYI ZI, 60V'9L OOL Lo-5nV-tC WOO ON] NSNVH.L IHE)INA t7Z LZZ'trZ oot,t to-F)nV-OE WOO ONI NSNVHI IHE)INA LL 96V9M SL9'9 to-6nV-gL SONI 3Aiiovyoinv 9NOiSA9A 99 UCEL SZ6 Lo-6nV-OL SONI 3AiionoinV 3NOiSk3A LE 9 t t0-6nV-CZ V 10 M3N d8OO OOIBH RL Lt6'9 OSE to-6nV-9 V -10 M3N d8OO 0019H L6 Z99'0t 009,1 [0-6nV-t V -10 M9N dNOO 0013H SE voz sz Lo-6nVqE 0 ONI NOIIVOIHGVzl si =nnE) LE Zt7C'L oot, Lo-6nV-6Z 00 ONI SAS E)NIOMI IVOOM L9 9917's o0c Lo-BnV-6Z 00 ONI SAS VNIOM -IVGO-IZ) C6 ZZG't oot to-f)nV-6Z 00 ONI SAS E)NIE)VVYI lV8010 09 6tO'S oot to-6nV-gZ 00 ONI SAS E)NIE)VV41 IV90-10

6Z 999'V9 (C6 M'LSL't)

(CZ ZLZ't) (69 969'89) Vo Z9 (Z9 LL9'6) ZZ QCL'Z (6t OOL'GC) St SL 49 Z69) go qvg,z (co Lzslz) S9 DtZ'Z (V9 JQS'60 6L tZZ'17 4L 9L6'9 0 90 otp (gs 9oz,q) (OL gqq,zz) (Zt, V L 9'Lg) (gL 9 tZ'OZ) (99 goc'LL) tFZ M? (SL Llr0'ZZ) R 690'E (6Z 096'9 0 sc a t 0? (6L 901" IZ) at zqv'v (6L gcz,cz) 9Z 6ME Q9 t60'90 LZ tCg't (9 t 9LL'E 0 99 SLS'Z (6C M'LZ) co czo'tz (99 ZLL'Zg) cc tu, ~ (ZZ LOE'L 0 1700 (Ec 9) 9V L9 (cc oce's) CL 17trs, L OIZ 9 ~ C'6Z) (6L 00 (~s vVE) 06 99L'Z W, 9LS;'Il) 09 Vso'Z (tc mr,c) C8 SL9 (at ov 1' 0 6V LGC'Z 4s ZE17,C)

CL L9 (9Z CLL'Z0 96 099,U o0c 6nv-gL OUGAH NS60N Z9 99 (9Z CLL'Z0 go ogg,ZL ooz bnv-m ONOAH AS~JON (99croV (01, Z69'L 0 gq 91,9,9 o0o'L 6nv-1,L NONIN Qv 009,gz) (OZ LL9'Cg) U 9LO'LZ o0o'c BnV-9 NONIN (co z ~ t'sq) 4 L 9917, ~ z 0 90 trLE'99 o0z,c L bnV-gZ 0NIiSVOGVO8G T E)NIHsi-iond

99 6[q,qz (6t, IIZO't, 0 90 tpvg,ot7 om, I f)nVqC S3AAOI 9c 99917 M 6t?G'Z) LZ 9CIr'L ON 6nvqc s3mol Z6 ZLC'Z (96 tQZ'O L9 L179,C OOL 6nv-tc s3mol Lv 690' ~v (09 vcI7,9zz) LO lr6V'L9Z OOC't? OnV-6Z A1899INIA Le LOZ (Se st7o,c) 6L CSZ't oot 6nV-oC 000113A

(sz ~ L9, LO (09 699'gZZ) 6Z 9t?O't 9 L ooo'o L 6nV-6Z DNIGIOH GNVI ONON ONOH (6Z Z66'90 (69 9ES'61,L) ot qvq, o L t 000's BnV-6Z X08010 cc Lv[,OtF (oz Eu,cq) Es 022'su OOZ'Z 6nV-6Z dnoNE)wo 9z ORO'M (vs C9 Cu 0 ze cvz'M 000't 6nV-6Z ~JBVYV ANVa Lk 059'fl, Q9 09/'000 tt sel"girt 009,C BnV-BZ -10V et, 9LO,z (C6 C99'91 0 Li? ZOVGL~ 009,u 6nV-OC IN3 Sir 6EEV (Z9 SOS, ~ 9) OL etrg'aL 009'6 Onv-6,z XV=IIIVH (ct, ut"09) (CO 906'CL 09 ZES'M 006'9~ 6nv-oE ONUSVOGVO~ffl 12 ONIHSnend (61? Esq'st) (go 9 woo 69 V9V'VS 006'OL 6nV-6Z E)NIiSVO(IVOHG 'R ONIHSnend 09 UCE (Sz ZLV,E) 90969'9 ON BnV-LZ NOSV4OHi 09 V90,C (qz ZLI7,C) 99999'9 ON BnV-iZ NOSVYOHI 69 L69'~ (K 9EL'O U LZE'c OOL 6nVqZ NOSVYOHI OL 991P (9L 060'9) 917 9t,9'9 ooz 6nV-/Z 000113A sz M,z (LL 66VEd zt, zzg,sc 00t, t Bnv-IZ 0001-13N 9L L017 W 060,q) Z6 LW9 ON BnV-iZ 0001,19A 99 6tZ't (9Z eLZ'9 0 96 LZ9,61 009 6nV-CZ 500113A (Z6 sz) WE svo'c) 91P 6 WE 001 BnV-SL 000119A (9 ~ ZO) (ge stro,c) zz coo'c OOL 6nV-t?t D90113A (ZL ov) (9c svo,c) 99 VOO'E OM 6nV-E~ 900113A WE Z69) (ZI? gov,Lz) vo gLg,gz 006 Bnv-oL 000113A 4t, ac) (9 L 66V'CE) LL HL'St OOL' ~ 6nV-6 0001-13N W C60 (99 LtC'LZ) oc lpzg,oz OOL 6nV-9 0001-13A (Z6 99) (SE qjo,c) 917 6L6'Z OW BnV-9 000113N (6L Z6) (9L 060,q) L6 L66'9 ON 6nV-L 090119>1 (E6 9GE'SO 07ir SE6'69) ~s OL9,170 OOZ' L BnV-i7Z XO~1010 Le 909 (gg qu, 0 C6 17~9'C OOL 6nV-9 kiio iinomo LC US (99 qu, 0 C6 L99'L oot 6nV-q A-uo iinowo 9Z LVZ'9 (ZE: LOC90 L9 StC'IPZ 00c, I 6nV-L kiio iinz)mio SE t 16 (L9 U9'~ 0 Z6 99TZ L ooz 6nV-9 N9INV ANV8 69 ZgL'6 i (sc Loo,n) t7o V99, ~ L L W,Z 6nV-LL Sli~JVAON 99 Z26'LL (so ut,60 OL SGO'L9 968't 6nV-O~ SUNVAON (K SLZ'ZL) (D, 099't,6) U SLZ'ZZ o0o'c 6nV-LZ A00IONHOBI 3AUV3HO

I

i I,SU6 d

US SZOV 0 (9Z lzs'SLL,Z) u 96v,cso,z lviol

I

i,s V1717,99 (9t, S9z,z9z) 96 60L'91C oog,v I,o-6nV-6Z WOO SIM &JOO J ANI DION 99990,09 (so vn,ca) 1.17 1,61,'C6Z 000,17 I.0-F)nV-9I. WOO SIM d8OO iANI DION 09 LOL'6Z (zl? zgg,gL 0 Z6 CgZ'91? I, ooo,z I,o-6nV-jq WOO SIM cl~100 -LANf DION LZ 699'911, (179 C 179, i7L 0 16 ZOV9 ~ Z 000,C I,o-f)nV-tI. WOO SIM dUOO .LANI 010IN CS Eu,6 C9 CCI.'6 vzL I,0-6nV-qI. HS 01-1 INSW NVE)HOW 830NIN LZ 29'Ll. (go z9L, Lo 0 9 1 IrBS'6 L 1, 009'6 Lo-6nV-Lz WOO dUOO S-1310H NOI-IIH 99 1, tL'S (E6 S99'S L 0 OF Les, Lz 1 009, 1, I,o-6nV-jrZ :3VN DINNV=l 86 COV0Z (179 zgz'gv) Z9 989,99 ooS,z LO-6nV-gZ WOO ONIxv=nnlD3 CZ ~LL'91P (60 RLO'l, L 0 ZE 6179'Lg 1, 000,9 ko-6nV-i7Z NOD ONI xv=iinD3 99 0 1. L'99 (Cq 09c,LS 0 I,z 1,40,17zz oos's I,0-6nV-~Z WOO ONIxv=vno3 06 SWEt (89 LZ8,100 9117 olrz,scl, 009,9 Lo-6nV-CI. WOO ONI xv=iinD3 1,6 CL9171, (C9 MO'tL) vs V99,89 009' ~ I,o-Bnv-I,c dHO3 SAS V.LV0 OINOHiOil-13 I.S zgs'n Qi? 1.69'ZLO 06 CSZ'L0Z 00TE I,0-6nV-0t d8OO SAS ViVG OINONiO~13 (et'LZZ'611) (99 091.,090 Cl, U6'00L 00S,z Lo-BnV-gZ 0 1EIG ONI SaNI-1 HIV V1130 (99 g9o,g6) (96 89Z'OLZ) os 0oz,SLI, 009'1? to-Bnv-cz 0 -130 ON1 SaNI-1 HIV VI-130 Q9 611,V69) QL iZZ'O I. Z) 01, 9LL'0171, 00TE I,o-6nv-Lz 0 -190 ONI S3NI-l HIV Vi-130 (SI. goz,o6) (96 89Z'OLZ) to 090,08 1 009,V I,o-6nv-oz 0 130 ONI SgNfl 81V Vi-130 Q9 ug,99) QL tZZ'O[Z) ol, U9,011. ooq,E I,o-Bnv-qL 0 -130 ONI SBNI-I ~JIV ViI30 (so C9 1. 90 Ort, RWOZO 69 Pfr6'CR 000,z j,o-5nv-qj o -i3a ON] SaNIl HIV V.L-130 QS L61,'96 (CC 960'06) 9Z 869,C9 oos'l I,o-6nV-jrL 0 130 ONI S3NI-I UIV Vi'130 (qz JsS,zq) QL VZZ'01,Z) 1,9 069'LK 009,C Lo-ftv-cL 0 190 ONI S9NIl HIV Vi-IBCI Qv o9z,V00 (z L z9g, I, Lz) 99 LZE'LOL o0g,q [o-bnV-kC WOO dHOO 831ndNOO 0VdWOO (Cv Eg 1,,90 (V0 9L9'tL) 1.9 zzS,9C 000,C Lo-6nv-oE V400 dHOO H31ndWOO OVdINOO (oz ovs,soz) (Sz OWSCO 90 OLO'OCZ 009'Ll, I,o-15nV-6t WOO d8OO 83indWOO 0VdWO3 (6L LOVS017) (6t, I?LL'999) OL 999'CSV 009,VC I,o-13nv-trz WOO dHOO 831ndINOO Z)VdWOO (99 962'9) We 099,C00 CC ZSL'L6 000,C I,o-f)nv-jz NOD dHOOA08-:9NIO (VI, ERS'L) (LI, LOZ'SCO to 9 I,9,0C 1, 0001? I,o-6nv-cz WOO dHOOkE)?33NIO (st, solp,q) (vi, Sze' LS) 66 6 1. 17'91? 009' 1, [o-6nV-6 WOO d8OD AE)83NIO QL 909'90 QV I.SL'U0 SL 9176'99 1, 000,9 I,o-Gnv-q WOO d8OOkMA3NIO (9Z 966'9 0 (ZE 9LVSS 0 VO OPV'6C I, 009,V to-6nv-9 WOO d8OO AEM3NIO

SL cto,m (9t, Z66'COO'L 0 OZ ~M'19~U ~9CL6 d IF)Di

n 6st,cn (SL ~~Z'CVO 69 LL9'99Z 009'L Lo-6nV-tZ Woo Soo xrl 9L 1,6z,6zz (90 9Lg'9LZ) V9 OL L'909 009,14 LO-6nv-Ez WOO Soo xrl 07t, Ug'Z) (cc t9g,u) 69 6L6'08 000,C LO-6nV-gZ WOO AABN d8OD VNVOS US LSVO W C29'L9) LZ zcg,gz 000' ~ Lo-r)nV-VZ V400 M~IN dMOO VNVOS (99 040 4 L Srg, ~ ~ 0 cz 999,9U ooo,t, to-5nv-Ez V400 M3N &JO0 VNVOS (Z I LKE) Ut qsq,m) 66 L176'LOL 00017 LO-BnV-()L WOO M9N d?JO3 VNVOS Ot? 690 (OR 09 ~, si, 0 Oz ozq,cv~ 009'L to-bnv-o~ NOUVNOdlJOO 331 "VS tQ VLZ (69 V96'VOO U 69Z'SOt 009,9 LO-6nV-6 NOfIVNOd8O3 391 VHVS oz 99C (o, zsva) S9 ML'9L 000,17 Lo-6nV-g NOUV8O&IO0 33-1 VNVc; (ev LEZ) (8t 696'60Z) OL LU'60Z ODD, ~ ~ Lo-6nV-L NOJIVtJOd8O0 331 VdVS 46 ZO (69 1100 0 99 U6'VOL OOG'S w-6nV-9 NOliV8Od8OO 331 V8VS LZ LSV9C L (EO cqVqc 0 K OVL'ZLZ OOq,q Lo-6nv-gz (111 3Hb~1%8Vd CL M,'0 (OZ BBL'99) C6 OLZ'09 ~ oost [0-6nv-OL (111 38NANJ-8Vd Lt ZZ9,99 (GZ Z66'~9) gi? 149,9z~ 009'Z to-BnV-L G113U8BNi8Vd 09 K9,9L (SZ 06C'IL) 99 qZZ, ~S ~ 000,C Lo-6nv-9 Ol-)3HHBNIdVd zt, qqO,zlL (Io cgs' 9S 0 gir 691,'RLZ 009,9 Lo-6nV-z Gil 3ldN3Nl8Vd 6L M'09 L (99 lr9L'LZZ) 1,9 LZS'ZgE 000' t Lo-6nV-c~ WOO M9N 00 OiNVSNOW

ZL L6Z'6LZ (9c 9LO,Zgg,zz) so LoVen'a Imol puejo

The Chase WINS Sales Journal Monthly / Excel As of Sep-2001

4cost Trade Date ANo of Shares

P 47215 T

((Bon~d~ UNITED STATES TREASURY NO 26-Sep-01 25,000,000 00 25,320,312 50 (24,990,738 31) BIOGEN INC COM 21-Sep-01 7,40000 396,651 19 (494,776 58) IRON MOUNTAIN INC 19-Sep-01 7,50000 307,03975 (263,527 45) IKON 27-Sep-01 000 41797 000 NOKIA CORP SPONSORED ADR 7-Sep-01 29,20000 375,32423 (1,010,360 30) SCHERING PLOUGH CORP COM 21-Sep-01 5,00000 167,31941 (255,531 04) SCHERING PLOUGH CORP COM 24-Sep-01 8,00000 269,751 79 (408,849 67) SCHERING PLOUGH CORP COM 25-Sep-01 21,20000 721,14903 (1,083,45161) USA ED INC COM 21-Sep-01 20,70000 1,582,435 29 (1,568,565 27) WHOLE FOODS MKT INC COM 19-Sep4l 19,40000 610,80997 (455,128 21)

329,574 19 (98,12539) 43,51230

41797 (635,036 07) (88,21163)

(139.097 88) (362,302 58) 13,87002

155,681 76

P 53025 T

AUTOMATIC DATA PROCESSING 10-Sep-01 1,30000 65,80380 (54,92488) 10,87892 AUTOMATIC DATA PROCESSING 25-Sep--01 32,70000 1,449,379 09 (1,381,571 92) 67,80717 COCA COLA CO COM 25-Sep~01 5,20000 253,69952 (252,503 80) 1,19572 CVSCORPCOM 10-Sep-01 4,00000 144,87516 (192,062 36) (47, 1 87 20) CVSCORPCOM 25-Sep-01 11,00000 350,03690 (528,171 50) (178,134 60) DELL COMPUTER CORP COM 25-Sep~01 29,00000 554,81232 (1, 170,620 20) (615,807 88) DISNEY WALT CO HLOG COM 25-Sep-01 27,50000 483,15882 (864,925 87) (381,767 05) FIRST DATA CORP COM 25-Sep-01 19,50000 1,070 .904 25 (990,226 55) 80,67770 GENERAL ELEC CO COM 25-Sep-01 22,00000 768,21433 (720,913 57) 47.30076 JOHNSON & JOHNSON COM 25-Sep-01 22,00000 1,148,801 64 (1,017,181 83) 131,61981 LAUDER ESTEE COS INC CL A 25-Sep-01 10,00000 325,18913 (412,886 20) (87,69707) LILLY ELI & CO COM $ 0 62 25-Sep-01 9,50000 729,50630 (776,485 86) (46,97956) MERCK & CO INC COM 25-Sep-01 8,50000 518,39769 (717,087 50) (198,689 81) MICROSOFT CORP 25-Sep-01 17,50000 891,04575 (1,233,406 43) (342,360 68) NEW YORK TIMES CO CL A 25-Sep-01 20,00000 757,67868 (783,069 60) (25,39092)

A Gain / Loss

Total P 47215 29,751,211 13 (31,689,325 47) (779,717 31)

ONI N3NV SHIO OliNO0OHiNO Gl'l IVNOIIVNN3INI OHOINZO

ONI SAM HiIV3H -lVNOIiVN ON SAM HIIV3H IVNOIiVN

NOD dNOO X31N3O IVNOIIVN ONI,k0O-IONHO31 dlHOOHOIN

V400 ON] 13801IN NOD ONI BsnOHHV3M SN3N V400 ONI asnOHNV3M SN3N

V400 ONI S0G-IH 3bVONI'l NOO ON[ NSNVNI lHOIN)i

ONI -ivoiin2OVNbVHd 3NINNI V400 ONI (33N noi

ONNOO ONI SidlbOS SS3bdX3 NOD dbOO IHOISNI IVII910

NOD ONI S=13 OHOONOO V400 ONI SJ3 (IHOONOO V400 SSM ONI 3HVMV V400 SSVN ONI 3HVMV

V400 dN0O B8VOOHHINV V400 ONI Hi-IV3H 003800V

,r 6CLCS d

(S6 696'SS6'0 (06 090'909'L 0 S6 OLO'ZS9'S ~ SZOES d lul0i

9Z 6ZS'Z L (99 L L Z'CLC) U LI?L'99C 00000,9 ~o-daS-Sz V400 00 dr KM A3101NM 96 6~t"M (C9 996'ZCS) 69 SOC'M oo ooo'oz Lo-das-r.Z V400 00 N33N0-lVM (Cs SWC60 (zg L LZ,026) 60 69E'99t' oo 009's L Lo-daS-9Z IS NOV41NOO 9 10 ON V40OVIA Zt? 6CE'L LZ (el 9EZ,Zts) 09 SLS'6ZL 00 000,0E ~0-das-sz V400 d8OO OOSAS 9L 170,Uc (to C Won) 66 Li?0'699 00 009' C [0-des-SZ V400 dNOO UB>IkHiS 99 VZLUL (CL CCZ'C0 0 M 99C,90Z 00 0001, ~0-das-o~ V400 d8OO U3NANIS ZE 996'SC ~ Q ~ 6CS'09L) 6t, 909'6 L 6 00 000'ZZ Lo-das-sZ NOO d800 UiS 3.LViS (00 C96'69) (91, 9sc,trzg) 9t GLC'I?CL oo ooo'oz [0-deS-SZ Ad M 0$ V400 ONI 83ZI=ld Q9 t,69'L 0 0 (SC 9 Ltl'9LO 99 0ZS'tLC 00000,9 [0-das-sZ NOD ONI dnodE) V400INV40 99 96 ~'g (oc 9 L ~'Czq) 96 M'LES oo 000, L L ~0-daS-SZ V400 dNOO Ni NU3Hi8ON (Z9 ZRL'9LZ) (99 17ZS'661?) CC Zt?L'ZZZ oo ooo'tL 10-dGS-6 L NOV C19UOSNOdS dUOO VINON (69 990'LOC) (99 tIZ9'660 96 L90'Z6 L oo 0001, L ~0-dae-OL NOV 03HOSNOdS dHOO VIAON

(9 ~ Cqz, 0 (qz 6zz,cz) U 9KIZ 00006 Lo-des-oz 66 OLtp'Z OIL E017'9) CL IyLg'L 00009 to-daS-tp WS L9Z'0 (96 006'09) 9C C 19'69 oo Sze's [o-daS-Lz ZZ 9Z6'Z QC 9LO'SZ) 6S Z09'9Z oo qLt?,z Lo-das-oz (~ ~ osq) (00 zgc,gz) 69 ~~L'SZ oo szz, L ~o-das-gZ (6t, S6t,'9) (LE 169U 0 99 960'SU 00 oso't, Lo-daS-LL (00 LL CEZ) (C6 20'CL) C6 irt,9'61F oo ooo'z Lo-&S-LL (69 LVO'C) (go w9,00 66 6 ~9'L 00 szv W-daS-LZ (90 C69'i?) Q0 S ~ We 0 zo zu'n 00 OSL Lo-daS-gZ go irco, ~ (09 L99,0 SV 969'Z 00 OOL Lo-das-9 t?S SZG'Z (9L 996'E) oc v6t"g 00 00C Lo-daS-S (9V ~ W (st, so ~, 0 66 M 00 ooz to-das-tz U Coto (Cz qgv, Lz) 00 6ZL'6Z 00 OSL Lo-das-qz Z~ CGL'S (~6 CSC'6) Co LE L's 1 00 9LZ Lo-das-qz UL C69'90 (U 699'BE) 96 SLL'61 00 SZL'L Lo-daS-gZ E ~ 9 W9Z (CS 69Z'~S) 99 LRYLL 00 osq, to-daS-1 L 96 L6S'g (99 998'L 0 V9 tgt"gz 00 SLS LOOS-L L (6t, SOO'LL) (99 06'VO 0 6C E91?'LZ oo szt,'g Lo-d@S-L[ 40 sulO (6L KVIZ) GL 66t,'9 oo o0c, I ~o-dasq 9L S6V (go osc'cz) Ire SI?9'CZ 00 o0z, L ~0-daS-qz QC LVL'U WC ZOL'ZV) IQ 6171?'SS oo szs' I to-des-oz

(96 969'9Z) (C6 6 ~ VZL) L6 OZL'Si? 00000's ~0-das-qZ (6Z geg,c) (69 Wl,'6) OC 99L'S 00099 [0-das-gZ LZ 696'S 1 (9C Q96'90 C9 LC6'Z9 00 0SVE Lo-dGS-L~ (cz 9 Le) (9~ cvq,z) C6 VZ0'Z 00 09L Lo-das-sZ

ONI S83119MW IIVH311HM ONI SH3-1-13M3r IIVH311HM

00 ONI SNOLLVH93INI HAMOd Hoo ~jo-LonaNOOIVGS V400IH3d

(SC 9SL'Z) Q L 996'L) Z9 66~'G oo o0c, L Lo-deS-[Z (SS 9 t Vv) (LZ on, Z 0 ZL Vz V 9 00 000,Z Lo-daS-gL (St gZg,z) QL 996'L) Z9 6ZC'S 00 occ, t W-&S-LL Q9 VS) QL 1?9E'C) so OWE 00 ooc ~o-daS-qZ (cz to 0 (9 ~ cirz, Z) Z6 6C VZ 00 ooz Lo-das-L~ (Sq 9EL, (SL ooS,qz) 0 L 179L, 9Z oo SZE' ~ Lo-das-LZ U9 OLO'Z) QZ 06L'C 0 09 6 LL'~ L 00009 ~0-daS-qZ (00 goo,Z) (ov SP9,06 Oir 6LR'L ~ oo ooz, ~ Lo-daS-SZ (gZ ZES,gz) (S6 i4r.'99) 69 Z96'LE oo 008,Z ~0-daS-L~ (OL 990 (SE 0917,z) 99 CLO,Z 00 SU Lo-daS-at (90 S&O (EZ CL9,L) LL 06L'9 000017 Lo-daS-q~ V6 V6 (so ZLV,r.) 6L LOS'S 00 SLZ ~0-&S-Lt t9M GE 996'0 Z6 sz~,z 00 OU Lo-daS-OL 6Z Z96 (VS H46) to cZ9,o 00009 Lo-daS-S (66 099'6) 4V 6LZ'9t,) ZIF 96S'9t 00 SZ9, Lo-daS-OZ (9 ~ OL6'Z) (r.L S~Z,q 0 66 I?VZ'ZL 00009 W-dOS-6~ (LE Otte) (92 gaz,oz) SS 990'L 00009 Lo-daS-L ~ 67Z 9sq) W 99L'Z) ZL WVZ 00 ooz Lo-daS-Q~ (SL 09'0 (vv szo, ~ 0 69 SL ['6 00009 ~o-daS-g (9~ 9tv) (9L 17179'17) 09 soz,ir 00 9L~ Lo-daS-Vz (r.Z gs L, 0 (09 L691, 0 ss L",Ct MOSS ~0-&S-OZ (og LLZ) (CO 6LS'9 0 cz Loc'st 00 OOL Lo-daS-St (go qSv) Qz go ~, W 91 9ZL'0C 00 GLV~ Lo-dag-tt OL up, (SS 6ES'S) SZ ZLC'L 00 oSZ Lo-das-8Z (99 6SZ) (00 66VZ) ZV 6EZ'Z 00 ME [0-daS-LZ (6L OLC) (00 66t,'Z) ~z PWZ 00006 ~0-daSqZ (SL ooz,z) (69 LL9'6 0 V6 9LIP'L L 00 OOL Lo-daS-LZ (89 qu) (go m, 9 0 Oir V99'L ~ 000911 Lo-daS-9 oc m,v 417 99E, ts 0 [L L9S'SSL oo SZ9, L [0-daS-~Z

(CO COS'96) (60 0VS'S9Z'0 9Z 9CO'69 VL 6CLES d 18101

mo-im d~joo oiE)ol)ioino V400-i(IO d803 onoiAoino V400-iOO dNOO 0100-INDInt) I S3NII iH9=l NOININOG 010 I S3NI-I iH0=1 NOINIV40a 0-10

V400 dU0O X31NEIG IVNOIiVN V -10 ONI 30HS -1-19MXVLN V -)0 ONI 30HS -1-13MXVN

V400 &100 Xil V400 ONI NSNVdl IHDINN NOO ON( NSNVHi iH0fNX INOO ONI NSNVdi iHOIN)l V400 ONI NSNVdi iHE)IN)4 V400 ONI NSNV8i iHOINA

V400 dMOO NO(IkV)4 WOO d80O NOCIAV)l INOO dNOO NOCIAVN

0 ONI NOUVOWSV~ si zrim) 0 ON] N0liVOIHGVA si zrim)

V -10 ONI SOAS A I? D V 10 ONI SOAS A 'Y S V 10 ONI SOASWR D V 10 ONI SOAS AV D

V400 ONI 0NwnSN0O IJA AU3S IVIONVNI=l HSVO IS81=1 A83S')VIONVNI=l HSVOIS&J

V400 dHOO Md -IVIONVNI=l VIOO ONI SAiNNO NNVVJSSMJO

V400 ONI SAS Eme vienmoo

A I?ZSSS d

I ZI?IZ6 d

(96 ZL) (L9 L6Z'Z) Z6 I?ZZ'Z 00 Oak ko-dBS-6k es 6k (SE ozo'z) C6 6CO'Z 00 ooz [0-das-g[ CL Z[ (9L OLO, 1) k6 ZZO'k 00 Oak to-daS-gt so RSL (GE ozo'z) OZ 6L I'Z 00 Ooz to-&S-Lk 6Z 99L (SO 066'6) n gjz,ok 00 SZ9 [0-&S-OZ SIV SLS'i? 418 M%S) 6Z 6ZZ't,9 00 009'Z ko-das-qL L I OOVI? (00 voc,oz) L I i7OL'IFZ 00 OOL'Z ko-des-oL (go qcg) Opo gEo, 0 96 66 1'[ 00 ON ko-&S-Le (917 at CE) (OZ 08 L'6) trL 6170'9 00 009' L Lo-das-SZ

V400 ONI SNOIIVAONNI E)NnoA ONI S89113M3r IIVH~UIHM ONI SM31-13M3r I-IVH311HM ONI S~13113M3r -I-lVH3ilHM NOD d8OO S90-1H vnC)dv4n

NOO ONI SONIkilMI.L. V400 ONI S9601S MidOHS

Noo-icio daoo oiE)oi)qojno V400-iCIO d8OO omoiNoino

(o L tpgg) (zs k9k,n) 179 LkEU 00 OOV Lo-daS-SZ (09 9 to' 0 (oz ZLZ,g k) 9V SSZ'L k 00009 ko-das-IZ (9t, L90 (Be sto'd 06 LL9'Z co cot to-deS-Iq (90 V6Z) (ir k 9C L'6) 90 Zi?9'9 00 ME Lo-&S-LZ (go EL9, 0 (6L CSV'Db C6 6LL'9Z 00 000' L Lo-&S-LZ (EO Egg) (99 L k E'LZ) C9 IFS9,oz 00 OOL ko-deS-LZ Z9 QL (1? t 9C L'6) 9L IrLZ'6 00 ME ko-des-oZ U z9z (9L 060'9) 99 ZSC'9 00 ooz Lo-&S-6k BE 99L (BE S170,C) 9L LOZ'E 00 OOL LO-daS-6k ZI z9z (9L 060'9) 99 ZSc'9 00 DOZ kO-d9S-U tr L SLE, L 070 cgc,tpz) 9k qCL,Sz 00009 Lo-des-qL 'Fk SLE'k 670 C90,Z) 9L BCL'SZ 00009 to-des-9L zk L9k'L (99 LWkZ) 9L 26VZZ 00 OOL Lo-daS-LL 6E 9LO'Z (6L VVVC) 9~ kzir's 00 Oak to-das-jq 09 099'9 (V L 6LE't 0 96 6E6'[Z 00000 to-das-st SL 809,6c (C6 OSS'C9) LL 69 ['Cot 00 006'L LO-dOS-Lk so ok17'17 (Ls 699,9) Z9 660'L ~ 00 Ooz to-&S-Lt CL 009,9L (SV 99L'L6) st kL9,0kL 00 oOk'z ko-das-Lt (9t, LV9'Lt,) (179 699'9ZZ) go nq,oq~ 00 000,0 k t kO-6nV-6Z SZ E k9'Llr (6z giro, to 0 VS 699'OZZ 00 oOO'O t t k0-6nV-62:

(1? L z L L'sq) (6k 69Z'Stlk) 90 LL Coo 00 OOL'i?S Lo-&S-LZ (Cil PLS'9 0 QV 9r,9'Ot?) 170 tgo,zz 00 Ooc'SL ko-des-sk (C6 RtL'tO 0 (6Z L90'9Z k) 9c M, 2 00 000,V Lo-daS-OZ

(6S EVZ'LS) (V6 99Z'090'O Sc Eva' coo' k I?ZSSS d M01

V400 03 000113~1 INOO 00 0001-01 V400 00 000113A V400 03 0001-13A V400 00 000-113A V400 00 000-1-13A V400 00 0001-13A woo 03 000-113)1 V400 00 0001-19>1 VJ03 03 000-1-13)1 V400 00 000,113A V400 00 000-1-13A V403 00 000113N

SNUOM -100i SIONII-11 SAJOM -100i SIONI-1-11 SAJOM -100i SIONII-11 SAUOM 100i SIONI-1-11

V400 dH03 -IINI G10H3sn0H SO-10H GNVI 0NON DNOH SCI-10H (INVI DNOA DNOH

VOVNVNO V(IVNV'dE)

ADINH0ai 3AUV3HO

(n Sze'sq) 4 L ZSO'LS) E6 9ZL't OOOOO'S Lo-daS-9 V400 9doHnB-NVd ain go ZS9, ~ (91? L9Z'Z0 ES 6L6'E~ 00009 ~O-daS-O[ WOO ONI S>iUOAAi3N vsn LR f 6Z'Z (09 99c, 9 0 ~17 Ogg's ~ 00009 Lo-&S-L V400 ONI S>QJOAAi3N vsn 69999 (S L 690'il) V9 LL9'k 00 OOZ ~o-dBS-L WOO ONI SAHOAA13N vsn 9L cvo'c (cl? goz,r.) 6 ~ ZSZ'R 00 COE ~O-daS-gZ V400 dbOO NOSV40HI 90966 OIL 9EL'O ZZ I?CL'Z 00 00 L [O-daS-SZ V400 dNOO NOSNOHi 9S L L L'L (00 cS VZ 0 99 1?9z, 6 ~ 00 OOL ~O-daS-VZ V400 d8OO NOSWOHi L6 9SG'E QS Vt,6'9) gi? M'M 000017 Lo-daSqZ WOO &JOO NOSWOHi ze ZZL,z (9Z ZLVE) 09 V6S'% 00 OOZ ~O-&S-OZ WOO d8OO NOSWOHi Z~ SK'~ (Vt 9EL'0 9Z L99,Z 00 OOL LO-daS-6~ V400 d8OO NOSV40HI as 99 L' 1 6, t BEL, 0 ZO SZ6'2: 00 OU ~O-daS-qt V400 dUOO NOSV40HI SO UZ't Q? L 9CL'0 6~ SL6'Z 00 OM ~o-&S-LL V403 dHOO NOSWOHI Sz 6SZ, ~ (14 9EL'0 69 S66'Z 00 OM Lo-daS-tq V400 &JOO NOSV40HI 9L 66S'S Qt, V [Z'S) cz ne'OL 00 9ZZ ~o-dOS-LZ ViN30NAS IFL 66S'L (99 96V'L) ZV 960'S L 00 SZE [0-daS-gZ ViNgDNAS VL 9CE'L (60 V L VL) Eq zsg,17~ 00 L~C to-deS-6~ VIN30NAS (EV 6LZ'E) (V/ 9EVI's) ~E LSVLS 00 9L~ LO-daS-9Z 9V V40OSSIAAS Q9 11 ~ VLO 0 (SZ LL6'SSZ) 99 z9S,9K 00 000' 9 ~OAOS-pj insim owumns vs zci?'Zt 000 vs ZcVZ ~ L 000 [O-daS-~ IDIONIS cc 1,91" t QZ LSS'S) 09 L66'9 00 OOZ Lo-das-qZ MBN WOO 03 N03H-LAV8 VZ 9ZL 49 09L'Z) 22 $1617't 00 OOL ~OAOS-LZ M~)N V400 00 N03HIAVU 69 H?l?'CL (EV 06Z'09) ZL ZEL'E6 00 006'Z LOASS-U M~IN WOO 00 N09HIAVU ZL 9LL't, (CS 6ZS'L0 Sz got, 9V 00 COS' ~ ~O-daS-Ll M3N WOO 00 N03HIAV~f M MIL (to 686'29) 1? L VM'M 00 009,c Lo-daS-SZ VS 103E)n3d 69 C66'V 1 (96 96V'9t,) L9 06V'L9 00 COE' I ~OAGS-SZ WOO ONI OOISd9d Zq ZZE,Z (S6 tLZ'L) Lt, L6S'E 00 00 L to-des-S V400 ONI SOO S3MO-1 EZ PLO'M (Z8 660'9) 90 OL L'S L 00 001? Lo-das-t, V400 ONI SOO S3MO-1 Z6 ZtFV'Z (96 VLZ'L) L9 L~L't 00 00 L JO-d0S-j? V400 ONI SOO S3MO-1 60 BE [ QR 999) 96 V66 00001 ~O-das-VZ V400 -laQ ONI 03ilWil LZ 699 (09 OLS,Z) LG 69Z'C co COE ~O-d9S-Lt WOO 130 ONI 0311WI-I 9L 9ZV~ Q6 C ~ V9 0 EL OV9,6 ~ 00009 ~OAOS-SZ V 10 ON] SOOOJ .LJV?J)4 ZQ SOL (96 90Z'6) 09 Z16'6 00 COE ~OAOS-SZ V 10 ONI SGOO=1 i:IVH)4 OL 6SL (96 SLZ'Z 0 99 Sco'c ~ 00 Cot [0-dOS-6[ V -10 ONI SGOOA lzMIN ~6 9L ~'C Q6 S96'ZV) ce 11 [' 91? 00 0017' to-daS-q~ V 10 ONI SGOO=l izlVN)4

(VS g90 (17 L BE V6) 09 L96'9 00 COE Lo-daS-OZ WOO 00 00OTGN (eggs) (BE Svo,c) OS 696'Z 00001 Lo-daS-LZ V400 00 9001-13>1 Qz 909) (oz ZLZ,q 0 to L99'L t 00009 to-daS-LZ WOO 00 0901-IDA (BE qL0 WE 9170,C) 00 L99'Z 00 Cot Lo-daS-gZ WOO 00 000-1-13>1

V400 ONI i~l-AwIN90 dMOO 01=fIIN310S NO-LSOGI

V400 d8OO NOV ONI dnoHE) IVIONVNI=l OVaV4V

I tGU6 d

ZZ C6Z'9 (OV Z6L'969'Z) 1,9 I,89'69lI?'Z Zipi?Z6 d 18101

JrZ IrOZ'LE (C6 ess'o t C) D CU'LlIC 00 000' 9 L to-das-L 99 6KCIP (zo C89,000 as Zcv'l?lI?E oo oos'SL to-des-9 te 09t'Es (zo C99,000 ce ClI?o'tlGC 00 009' 9 1, to-clas-9 UL qQ9,90 (00 09V66) CZ LgL'Zg 00 000'6 to-das-LZ (I, t oog,z 0 (00 San) 69 VLZ'OL 00 009'L Lo-das-OZ (tc S99,L) (ZC 9Z L'60Z) to evs, 1,0Z 00 oos'L to-daS-1, 96 L90'1~ 1, (179 sn'sqz) 09 CEV99Z 00 009'6 to-deS-LI, oz Zso, LZ (st, ggz,zgz) SL L ~ C'CRZ oo 0091, to-&S-Ll 06 oto'zgv (9v tez, [90 QC Z6Z'Cgg 00 000' L L LoABS-L~ S9 L90'99 QZ 1,L9'96 0 Z6 WL'COZ 00009's to-daS-OZ 99 091,'96 (OL 999'LL0 GE 91?O'irLZ 00000's to-daS-61, OS Z6L'OO I, (OL SSR'LL 0 CIZ OL9'SLZ 00000's to-das-gk LZ 66E'O 000 LZ 66E'01? 000 I,0-d0S-LZ 6t, 9Z t'l Z (60 GLO'~ 1 0 as 9oz,9c 1, 00000,9 Lo-deg-Lt (86 V69'ZL 0 (99 svs'o ts) 99 0G6'ZCC 00009'a to-des-~ (Le ZZL,L0 46 LWLEC) 01, SCL'OZE ooooq,q to-das-SZ (K ZCL'C) Q6 L I, L'6C 0 C9 spe,ge 1, 00 009,c Lo-das-#Z (at qL9,96 (C6 SEZ'SLZ) LL Lttp'6tZ 00 OOO'L to-des-OZ (zz tlo'zt) 4,6 k9VOSZ) zz osc,917Z oooos,g Lo-des-6I, W SLZ'g) (1,6 1CL'LGb Es 99117,6vc 00 000'6 to-des-gt 09 LLB'VZ 46 909'LLE) [s cet"Zov 00 OOS'6 to-deS-OL (at tot'W (9C OOZ'LZZ) 9 1, 660'9 LZ 00000's Lo-daS-LZ (CL 909'gLS) (91, ezc'gvg) SL 6LL'69Z 00 000,117C to-des-OZ (EG 609'999) 49 999,C89) 96 99 t'L6Z co cos'se to-dIgs-6I, (at gEg,gcL) (sq ges,zc V 0 Lir 096'96E oo oos'sf7 to-daS-9t 1,~ z9z,99 (zo gst"zsz) CL IU'LOC oo 000,0i, to-daS-OZ L9 901,14 (GL E t t'C9) ZV ZZZ'LL oo oos'z to-daS-6t 66 9t17,9c 49 LZZ'9Zt) 09 JPV9, V9 I, 00000's Lo-daS-9 GC 69V'IrS (9C 668'Eirk) U 99E'96 1, 00 OOL'S [0-doS-17 LE 0GS'9 I, (ES 9114S6) 06 961,'ZI, I, oo oos'c [0-deg-L[ vs 1799, LL W L86'scg) 9C ZSS'LOL oo ooo'ot, Lo-das-L 9 1. 6 1, Cot (96 SEV990 zl~ 9GS'sos 00 oos'cl, [0-daS-OZ LB t,9V'ZZZ Qz ozz, I, LS) V t G8 CKL 00 o0s, c t W-CIOS-Ll

V400 &100 iNI8dS V400 &JOD iNlUdS V400 dl:JOO INWdS

V400 ON[ d?JOONV8 NVf3H3AOS V400 ONI ddOONV9 NDG~GAOS

INOD M3N &JOO VNVOS 0 ONI SNV-ld Hl-lV3H 0~10=IXO

INOO SIM d8OO -LANI DIEM 00 ON[ VIGIN

00 SNV)I ONI NVE)UOV4 UAGNIN 00 SNVA ONI NVE)HOV4 830NI)i 00 SNYA ONI NV08OV4 U9GNI>I

NOAI V400 ONI)(v=jinD3

0 13CI ONI S3NI-l JIV V1130 V400 00 V A?J3BG V400 00 V 3H330 V400 00 V MJ3BG INOO OO'R MJ3BO V400 00 v aug3cl INOO 00 1? MIEGG

V403 dHOO SA989ANOO V400 dHOO ~ein&400 DVdV4OO V400 dHOO 831ndV400 DVdV4OO Irmo d8oo 83indV400 DVdV4OO

INOO ONIA031630 INOO ONIA931~130 V400 ONIA031830 V400 ONIA031?390

WINS Sales Journal Monthly / Excel As of Oct-2001

COX COMMUNICATIONS INC NE 15-Oct-01 18,70000 737,76329 (81849705) (80,73376) INTUIT COM 29-Oct-01 17,50000 703,45905 (696811 73) 6,64732 IDEXX LAB 3-Oct-01 000 339389 000 3,39389

---------- - -- - -------- Total P 47215 1 .444,616 23 (1,515,308 78) (70,69255)

AMERIPATH INC COM 5-Oct-01 1,47500 41 269 12 (22,33397) 18,93515 CI IARLES RIV ASSOCS INC CO 26-Oct-01 6,32500 113,15047 (95.32464) 17.82583 CHICOS FAS INC COM 23-Oct-01 75000 2408492 (21 14956) 2,93536 CHICOS FAS INC COM 24-Oct-01 1,15000 35,62581 (32,42933) 3,19648 COPART INC COM 25-Oct-01 1 .60000 50,311 92 (2771657) 22,59535 FORWARD AIR CORP COM 24-Oct-01 50000 13,97703 (15,51901) (1 .541 98) FORWARD AIR CORP COM 25-Oct-01 5,00000 140,10382 (155.190 09) (15,08627) FTI CONSULTING INC COM 26-Oct-01 10000 2,890 15 (1,91638) 97377 FTI CONSULTING INC COM 26-Oct-01 50000 14,52951 (9,58189) 4,94762 FTI CONSULTING INC COM 29-Oct-01 7500 2,072 15 (1,43728) 63487 FTI CONSULTING INC COM 31-Oct-01 30000 8,80866 (5,74914) 3.05952 GETTY IMAGES INC COM 26-Ocl-01 10000 1,61994 (2,21498) (59504) GETTY IMAGES INC COM 29-Oct-01 95000 15,05937 (21,04232) (5,98295) GETTY IMAGES INC COM 31-Ocl-01 60000 9,39544 (13,28989) (3.89445) INKINE PHARMACEUTICAL INC 1-Oct-01 50000 40998 (2,76363) (2,35365) INKINE PHARMACEUTICAL INC 3-Oct-01 92500 1,13003 (5 11271) (3,98268) INKINE PHARMACEUTICAL INC 5-Oct-01 50000 63997 (2,76363) (2,12366) INKINE PHARMACEUTICAL INC 8-Oct-01 10000 12760 (55273) (425 13) INKINE PHARMACEUTICAL INC 8-Oct-01 20000 25999 (1,10545) (84546) INKINE PHARMACEUTICAL INC 10-Oct-01 20000 27437 (1,10545) (831 08) INKINE PHARMACEUTICAL INC 15-Oct-01 7,60000 10,299 17 (42,007 13) (31,70796) INTEGRATED CIRCUIT SYS IN 31-Oct-01 2,85000 48,031 15 (46871 45) 1,15970 INTEGRATED CIRCUIT SYS IN 31-Oct-01 27500 4,61049 (4,52268) 8781 LINCARE HLDGS INC COM 25-Oct-01 1,05000 26,02663 (19,54677) 6,47976 LINCARE HLDGS INC COM 25-Oct-01 40000 10,55764 (7,44639) 3,111 25

6cost

(os vEs,90 (V~ 996'EtL) V9 ovVLZL 6ELCS d 12101 --- - ----- ---- ------- ------------ ------------ -- --

Us goz,z) (6Z 90S'9) Z6 LOWE 00 0~v L 0-100 6 L ONI Sa3113AA~lr IIVH3i[IAAA (U 9LVC) (666COW Le V99 s 00 9Z9 1 0-100-L L ONI S~J3113N\3r IIVH3iiHM LL 909'9 (179 Z86,13z) LR 88v,qE 00 006'E I o-PO- ~ c VYOO DNI -iminoian (69 L 29'L L) (9t, V,96,sv) zi z8z'VE 00 SZV'Z LO-130-LI Hoo 8OiOnGNOOIVY3S V400183d (9Z 6LV6) (zq 9go'SE) 6C 989'SF 00 099' L Lo-130-9L ~ioo ~joion(INOQIVYM W00IM3d (ZL csc's) (69 900,13 0 LS F99 ZL 000G6 W-130-6 8oo bo.LonCINOOM3S NOOW3d 4 v zc L,Z) (L9 1 99 0 0 90 6ZS'R 00 SZV W-100-C VYOO ONI 3snOHHV3AA SN3VY (n gss;,V) (17Z 099'ZO 99 soo'c L 00 OOL LO-100-E VYOO ON[ 3snOH8V3M SN3VY WL 6W (zz 18VEL) gozgL,EL 00091, 1 O-100-SZ V400 ONI SOOSSV NVIIVHNVVY

SE 996's I (17S 9LL,6z) 69 VVL'917 00 SLS'Z LOIDO-s 00 ONI SAS 0NIE)VVYI IVGO-19 og 9zg,6L (17S m,vq) to 89C VL 00 9LI7'Z LO-400-L L VYOO ONI E)Nu-inSNOO lizl tc 99C M LOCO SZ 9617'L 0009 W-130-M VYOO ONI E)NuinSNOO li=l LL 179L'L (09 99611) LL 6VL'9 00 9zz Lo-100-OL V400 ONI E)Nu-lnSNOO IiJ 96 9L CE (qz c9s,q) Ez ztO'ZL 00 oot, LO-100-01 V400 ONI E)NmnSNOO IiJ to m,q (gs qu,LO 09 669,ZZ Do Dog 10-IDO-5 V400 ONI ONuinSNOO U-4 99 LLV L (vg Lzt,v) 09606,9 00 ooz LO-100-0 "00 ON] ONii-inSNO3 11=1 06 ZEWL (69 996'0) 6t qW9 00 szz W-100-t V400 ONI E)Nli'InSNOO 11:1

(L L ZE) (00 zcc'c) 68 66Z'E 00 OOP Lo-100-9Z AHEIS -IVIONVNI=l HSVO .LSal=l (go 90 (00 999, 0 P6 6t7g'L 00 ooz W-130-sz M3S -IVIONVNI=l HSVO .LS81:1 (909) (00 999, 0 176 699'L 00 ooz Lo-13017Z A83S -lVIONVNIJ HSVO lSal :l (co 9) (00 cce) M VZ9 00 oo~ Lo-PO-EZ Ad3S'IVI:)NVNI :J HSVO ISHIJ (17C cz) (00 59L,V) 99 H7L'v 00009 LO-100-CZ Aa3S -IVIONVNI=l HSVO ISHIJ (go zq) (00 660'Z) Z6 gLt7,z 00 o0c LO-130-ZZ A89S -IVIONVNI=l HSVO .LS61:J (9066) (00 66V'Z) Z6 66CZ 00 M: t 0-IDO-6 ~ MBS -1'41'3NVNI :i VISVO iS61 :3 (LO LO) (9L CWC) 89 HOT 00 9~c W-130-/L Ad3S -IVIONVNI=l HSVOIS&J (Z9 600 (00 660'Z) 9L 69CZ 00 o0c LO-100-i L M3S -IVIONVNIJ HSVO IS81J (9099) (00 999, 0 V6 669'L 00 ooz LO-100-6 A83S -IVIONVNIJ HSVO IS61A (9Z 99) (00 999, 0 tZ Z69 L 00 ooz 10-100-8 A83S IVIONVNI=l HSVO J.SHI=l (CO 6 0 (00 cce) L6 CLB 00 OOL W 100-t A83S -lVI'DNVNIA HSVO .LS81=1 (6006) (00 66VZ) L6 90P'Z 00 o0c LO-100-V A83S -IVIONVNI:J HSVO ISHIJ (Lo g) (9Z soz) tz Eoz 00 sz LO-100-C M3S IVIONVNI=f HSVO IS81=1 (co cc) (00 ece) L6 66L 00 OOL LO-100-Z AH3S -lVIONVNIJ HSVO -LS81J 019 LOO (00 cm,v) 96 ~L6'T 0000s [0-PO-L Aa3S IVIONVNI2 HSVO ISHIJ WS G6VZ) WS 999'90 Lo ~ZCVL 00009 LO-100-C V400 dMOO (13=1 -lVIONVNIJ (Z6 LL9'L) (tS 8C8'6) Z6 9ZU,9 00 09C LO-IDO-Z VYOO dHOO 03:1 IVIONVNI=l 03C LBZ'Z) (69 999'90 1 Z 6LS'V L 00009 Lo-PO-[ INOO dHOO 03d IVIONVNIJ 90 LOE't, (69 Z66'09) 99 6LE'SS 00 099'P Lo-PO-9L V400 dHOO 3HIM 38OON3

(LL LK'69) (Ov ZL9,869) 69 pzz,6zg vzsss d 16101

(66 t ~ 9,C) (62 Z6Z'6Z) 017 99t7 sz 00 gzz L LO-100-6 V400 ONI SNOIiVAONNI E)Nno), OL 6EL (LE 9 Le, 0 ZO 996' t 00 og~ LO 100 t WOO d8OO SOGIH vnc)dvqn (PS 9ZL'L) (SE 9~6'9) Ls ~K L 00 qcT L to-PO-c NI 63"V JO &JOO 1HOdSNVdi 4'L gog'96) (Z6 m'06) 9L m'vs 00 009,2L LO-100-9 0 ddOO AE)OIONHO31 E)NINNVI K ZWO L (017 69 Ccd U L,~G'EV 00 OSVZ LO-400-ZZ WOO ONI X3183dilS (9E rOZ'6 0 (6g 9g9,z6) vs; cgv,CL 00006,01 10-100-5 V400 ONI SIViN3H MOGNIV6 (06 69A (PL ~LVS) ve VZO 00 9Z9 LO-100-E "00 ONI S-IVIN'36 MOONIVU (Ec Ese,q) (I'V 062'6 0 L L LCG'L 00 OSZ'C LO-130-ZL noo-iao dwo moi>iojnr) (go gLe) (VO 9EI3, 0 96 6LO'L DO COE tolao-ot NOO-10D d8OO onoi>ioino (go vn) (ED P'zz' 0 Z6 6L9 00 ooz LO-100-6 V400-ICIO ddOO OIE)0-1)40lnO (LO 9W (go qvi7'z) 96 GOS'L 00 OOv L 0-100-9 Woo-icio cmi jicoimano (go gEt) (ED vzz 0 16 L8Z cc o0z to-PO-P NOO-10D dHOO oieo-inint) (9 L 90E, 0 (90 ZL9V Z6 c9c'~ 00009 LO-100-V V400-ICIO d8OO ono-imointo (6L pvc,L) (60 VgZ'V) 06 6E6'Z 00 OOL LO-110-Z Woo-icio d6oo Onainino (60 29) (vo gco, 0 96 KZ'I 00 DOE LO 100-L WOO-J.GO d~AOO oino-inino (pq 909,Z) (LL LVS'LE) E9 IP6,97 00 SZL z LO-110-SZ 8oo bo-LonGNOOIV43S W00183d (99906) (C L 96P'L L) ev 19S OL 00 GZO' L LO-100-S I S3NII IHE)zl NOINIVY00 CI-10 (LE goo, 0 (gg VLV 9 t 0 tz 99V'P~ L 00 SY9,9 LO-100-LL I SAIdd HiIV3H 3GIMNOIIVN (L9 6U) US LVVE) 06 LOz'Z 00 ooz LO-100-9 V -10 ONI 30HS -1-13M)(VV4 Qv EGZ,L.) (Z6 cu, W SO 096 Q 00 9LB, L to-130-st V -10 MEIN cJ8OO 0013H (ve Gqz) (06 zcg) 90 17ZS COOS L 0130-0 ~ V 10 M3N d6OO 0013H PC c t L (oz c9z' tlz 9LO, L 0009 LO-100-Lt ONI SANI Aidd 98VO 14i-IV31 i (pz P69,cc) (LL OLL'on) et, gztl,176 00 OOC'6 to-j :)O-6,7 0 ONI NOI.LVOIHGVd si znnz) (cz ca"t') (69 Z29,06 9t, 66L'gL Do COS' ~ ~0-100 9z 0 ONI NOI-LVO188V :j si -~-m

PS 6119'9Z (Oc rLL'qz 0 ve t7zc, ps ~ 00 009 v LO-IDO-9 WOO ONI a3NNVM DWU IOV 96 gg~ (t's SCE: S90 03 z9c 99~ 00 DOD 9LL LO-100-9 S31.U33dOdd AONV (99 COL'9Z) (69 LOL,178) LO 96C'/S 00 OOL'P LO-100-9 0 d8OO SON11338D NVOlH3WV Z9 C60'17L (LL gcL'gd 6z OE8'os 00 009'C LO-130-9 A 0 30 V S -11AOW V01831NV (9p OOO'q) (06 9WZE) P17 9L6'6Z 00 000 L Loioo-tc V400 &JOO V831-lV (9Z 9L CO (OL osz,90 Z9 LLO'Et 00009 LO-130-6Z V400 d8OO VH31-(V (Et, zzg) (SE SOL'Z) Z6 99L'Z 00 Cot to-400-6z WOO d8OO V831-IV QC t6g'CO (O~ ZHI'OL) 8L SZ9'9s 00 009'Z I O-10O-9z WOO d~joo v8ai-lv LB gt7g,tc (w 999,00 Z9 zoz'sg 00 OOL'Z LO-100-9 WOO ONI VOO-IV gir 000'13Z UZ 9~9 VZ) EZ LLg'Zg Go OGZ' I 10-IDO-Z V400 ONI VOO-IV (pt goo,a) (9L 66L'CE 0 09 c6L'OU 00 008'E LO-100-Z AN NO93V (EL SLE'09) (Z6 CL L 6W 6L 86L 9L 00 008 ZL W-100-9 ONI SNOO-181119V

PU08 UZ ZEW~ 0 (S9 6Z9'PO0 89 L69'Z6 Do 000,000, LD-130-m 3snom insim3s

S9 Cze'ZI (6Z CZ L'I P) 17L L66'ES 00 oov,Z 10-130-9 (IV LL9'ZZ) (98 9CO'LZ) sp 6901 00 000' 1, L0-130-9L (ZZ OL9'ZZ) Ug 9CO'LZ) 99 9907 00 000' 1 10-100-9 1 (Ec ~Gv,zz) (L8 9CO'LZ:) V9 U91, 00 000' 1 LO-100-ZL (Co 60s,zz) (L9 9CO'LZ) PR LZS't7 00 000' 1 10-100- 1 1 (6 1 9 9'6) (vC Z96, PC) 9L OP17,9Z 00 OOL LO-100-9 90 C60'6E (U70 8 1 Z,u) go t LC'ZL 1 00 OCZ'Z to-400-9 OS ZLO'69t (69 ZGZ'L00 60 SZL'L6Z 00 00 I'L LO-100-9 (PC 699'ZL) (LL LEC880 68 LV9'9L1, 00 ooo,U LO-130-9 49 Z96'6ZI) (CZ M'/66 Z17 6V0'Z9I 00009,9 Lo-LOO-r, (09 PLS,gc) (09 PLO F6) 00 ot?V'ss 00 OOO'L LO-130-9 (OL UE ZL) WE tLL'9Z0 oz CGfE9 00 006'Z Lo-100-9 (eq tcg,c) (C9 UZ'99) 9z SPZ'Zg 00006,1 LO-100-9 18 LOZ'S I (SZ 99L'ZI7) 90 P66'LG 00 ooL'Z Lo-100-9 E6 LZC'CZ (9Z 099,00 6L 9OZ VS 00 OOE I Lo-100-9 (09 9 16,179) (0t, 9ZZ'06 L) 08 LWSOL 00000,96 Io-130-Z OV 666 (9V L90 ZO 99 990' E 1, 00009 toloo-6z 91 86v,z (L6 L96'8Z) LO 09VU 00 o0z, I Lo-100-9Z Ls PC (6v Etv,z) 9C gpl"z 00001 LO-100-ZZ L9 6E (9P OVZ'L) 91L 09z,t 00 00C LO-100-6L Z6 POL (66 qZ9,P) 16 9C6'V 00 ooz LO-100-LL Z6 LE (sv C LVZ) It, LsV z 00 OOL Lo 100-ZL st EEL (sv V69,90 C9 LZO'Lt 00 ooz to-100-9t se 1 (96 9Z8't) ze qn'v 00 ooz Lol :)O-9L GL M (S6 09V170 OL V~9'PL 00009 10-130 s I QL 9Z C6 0 QL C/9,90 90 z6v,961 00 ooz LO-100-9z (08 szv'og) (6/ tt76'V 10 96 LZ9 PS 00 00 L'Z LO-100-9 Z6 901,'8L (Es o9E, L L) SV 69D"69 00 000'C LOIDO-9 (0z CtR Z) (z I R96,z/ 1) )-6 Pq 1'02 L 00 00R'8 L LO-130-9 LL 6L6'6t (Es ILL,zs) vs 160,ZL 00 1 LO-100-9 (PS 9ZP P L) (96 999 1 Z I) ZV OECLOL oo OWE LO-130-S (01 999,0 (90 e6Z'VE 0 L6 C09'ZC 1 00 ooC'Z to-100-tL VO L99 V (vo osq,zq) so bZ'LR oo o0q,z Lo 100-9 ZL 6L9'Z (9Z Lzs,et,) 9C oov Ls 00001, LL to-IDO-9 G6 ZZZ'9 (96 tZg'L6) 06 g9o,voL 00 00CU LO-130-9 Z9 LOS'OL (89 0 1 O'Czz) 09 zzs,c6z 00 ooP'9 10-130-9 (96 LGEV 4z uL,a) EZ OZ9 LL 00 00L,V 10-100-91 WE 9 Lo, I I) (LE I I 9'L C) Io 96foz oo oog,v LO-100-Zt US U0'IV) (qz Lstgn) 89 VPL7'P8 00 006'81 10-100- 1 1 (Ez 969,06 (8L LL6'09) ss GLE'ov 00 OOZ 6 10-100-OL (LO 0G0'0 1) (9v nz,n) 6C Z9 L'V9 00 ooc,t7 Lo-130-9Z (90 L66't) (LE ?8C'9(7) ZC t6CCE 00 0oz, t to-130-tlz

(1311VYI'l ISO S Oil AOO-10NHO31 3A11VMJO S Oil ADOIONH03i BA11VMJO S Oil ASO-1ONHO31 M LV380 S MIA90IONHOBI BAUV3HO

WOO 00 X08010 ON) dMJ911JO

WOO dHOO INIJ UVNNIONIO 00 NHVHd ivonHO

8010 NVIIS18HO (SOGIME)NOM DNn3HD

WOO K3N &JOO 33HzN03HO V400 00 dnOS 1138dWV0

NIV8 d'dOO SAS NOISIAB-ISVO SVIO dno6o AN NOISIA318VO

snido SSB-13~JIM 2 318VO AS SNOIIVOINnWVYOO 30VOO88 AS SNOUVOINnNNOO 3GVOO?J8 AS SNOUVOINnWWOO 30VOOH9 AS SNOUVOINnwwoo gOvoo8a AS SNOUVOINnWWOO 3CIV0089 AS SNOUVOINnmoo aivooHq AS SNO11VOLNnwwaj mvOode AS SNouvoiNnNNOO 30VOOdO AS SNO11VOINnNNOO 30V00813

WOO &J00 NOOOVOd8 >ioois s3neAnoa

V1.LOOS VAON =10 >19 3HOSNOdS Oil NO LMIG dHE1 30 ONI AVMVHLVH 3&HSM839

WOO d~JOO 9NOANV9 WOO ddOO H3WV)4NVG

V400 ONI S3HonH 89AV8 SN31SAS 3VQ

dH9 ANVU ZNR isnv V03N3ZV8iSV

S901H V48V S001H W8V SEXIIH WNV S001H V48V

oo simeo oHom (131'lddV oz) simo8jo oaom 03JIddV

06 go V,g L (CL *L'Ed C9 tze,Ls 00006 L 0-100-9 98 69L (C,7 aq,p) L ~ ZZIR'v DO 006 LO-PO-pz cz 9t9'9 (zq ogz,6p 9z 6MG9L 00 000'6z to-100-9 (CL CZ9'L) (96 ZLO'LP) u 69L,ov 00 OOO'Z L LO-100-9 L~ LLL,L (Z9 9OL'L9) 66 ERVS9 00 009'L to-100-ZL 9E 6L Cot Qq cc Czz) 06 zs~'Zo 00 000'?" 1 O-PO- t t t6 CO/,'Il W 990,90 19 OLL'Ot, OOOOO'l LO-IDO-01 59 MTV (9L 990,90 99 CS6,0 00 000' L LO-130-9 9c U9,99 (99 09Z'ZL) CZ C6L'LSL 00 006'9 to-PO-9 ZI, 96Z'6L (gs 136c, L v 0 ED L69'09L 00 OWE LO-130-S (SP 099'LL) (E 1? 13 t t'CC 0 G6 ZWL9 00 00917 LO-100-9 69 Lcg,gg (cp RVE'EV) ZE 996,60t DO OOVE M-130-9 9Z LZL'Z (to z9z,00 99 cs tQ t OD OV'L L 0-IDO-6 Ov ztlt't (Oz Ln,G) 09 D19z,g 00009 LO-PO-8 OL zgo,~ (Lz i vt's) tZ COZ'9 00009 LO-100-9 09 8zz,G (ze uc,zz) ZE LVS'L~, 00 ~09'z LO-130-P L6 OSZ'6 (pg 6z L, t 0 99 ORE'09 00 009'V LO-130-C (to 6Lg'Lt) (Le tGVEM 09 U9,99 00 00 t's LO-PO-s LE Get 96 (06 gc/,Oz 0 tz GL9,89Z 00 000'99Z LO-100-9 QV OtE'd (VE 966'99) Z8 Z99,C9 00 DDZ'Z LO-PO-9 46 ZVOIT9) i L v qsg,Lq0 09 st R'ZDL Do DOD' Lot L0,100-9 (ED eco,g) (69 Z02,69) 98 V99'es 00 DOE t, 10-100-9 ZE P66, ~ M cqL,Gp) a 9VL, tg 00 ODS, L to-1 :10-9 (0/ 6C9'9P) (tc) Ble'Lt 0 LZ U9,99 00 OOZ L to-130-9 17r, OL6'BC (st 9oz,og) 69 9tt,66 MOOR I Loloo-s SR OLD'Z (6Z MICE) L9 GW9 00 OOL tolao-p 99 LSG'Z (6L vvr'd Ile 96v,s Go OOL LO-PO-E zo VOC'Zs (zv Poz,vvO fiv 909 96L DO OWE LOIDO-s 90 M9'ZZ (09 2LZ,O0 99 ezo,cs 00 L13E ~0-100-9 09 99z's QL toc,90 zz 09c),?z 00 006 L to Po-tL 91, gv?~'G Q 69 L'I 0 a L 80v,~,~ 00 OOO'Z L O-PO 0 1 ZG 989 9 (99 t63'06 79 9LV 9z 00 OOV'Z to-PO-6 L9 Z~9'P't QL G06'90 V9 Z~G,zg 00 OOZ's to-PO-s

(17S so C90 (go zvz,a) ZV ZGO'U Do 000'Z ~0-100-2 (ge 6tz,g) (99 Z6S'Zg) Eg CZU7'Vj7 Do OOL't to-100-9 Lt M'CL QG qLZ,gp0 69 V60,6st co DOZ t L 0-130-9 9s 8 t L 9 t (Do qL9,96 99 EWEV 00 00['t LO-130-9 L6 969'60 t (95 9119'1?L) Z9 ZVE'17~z 00 000 c LO-130-C, (9Z 6g I'l 17) (Do VpCqu) zo sR6,E6 00 OOL'9 to-PO-9 C9 609 9t (zp BC9,Pp) 96 L17Z'Lg 00 OWL to-PO-s (9Z 06Z'g) (99 ~ t G'a t 0 RG 2z,ZM 00 006 Z LO-PO-C; (9p 139913c) (zcgpZDO0 Z6 Z9t'Zg DO Goo t LO-IDO-S

V41010H SOSH SO8H S08H S09H

d8OO iNvaim WOO 3NI AA M 63~NIVZJE) WOO ONI SIN -IV83N90

AA3N WOO ONI H091NBNBO WOO ON) SBVI IS360d

X88VdSS9NINMJ0=l V400 M3N d8OD aon-m

WOO dNO0 INU NOIS081331=1 ounis OV a3lSA8HO631INIVG

oo E)dvy viv~jm NI omimns insim NI onoimns insim ONI AAH Hsiansim

0 IHSOAIMOIOWASIVVq 0 IHSOkD4O1OWr)S .LVN 0 IHSOkl>lOiOYY[)SIVV4 D IHSoAi)4oiovyns .Lvw d8OO INIA 3-ilInNVVq

ONI UNI VNEMN WOO ONI VVIBNOMOVA WOO ONI SOO S3MOI WOO 130 ONI 03iffill V400 130 ONI 031INI-I WOO -130 ONI (1311VYII NO3130 ONI OKIWI-l WOO 130 ONI 031INI-I

00 M3N dNOO V109VI Aid3811 9Nnj v n

WOO 00 990-1-19)l SSQIH 0319 NOSNHOr

dnoas) S80IS3ANI 03 03 d3dVd IVNOUVN~)3JNl

V400 ONI IVE1019 DWI SANOM1001 SIONIIII SANOAA 100i SIONIIII SMOAA 100i SIONI-1-11

V409 d?JOO -UNI (1101 GsnOH

EZ 669'L (EE 9OL'L) 99 SoV5 t 00 17EE L0-130-U 09 tZt"S (to ogz,g) LV 999,0L 00 qU7,7 to-130-C

(99 toz,90 (et CECZ6 0 0.9 LCCUL 00 PE9 to 100-9 (6Z Z)Z'6) (9V L60'99) L9 C WSS 00000,9 LO-100-6 (CS EZ9'L 0 (9t, cgt"86) E9 6Z9 09 00 006 Z Lo-130-L7Z:

(61 LZE'6) (PO VLC'CG0 99 9Po,P6 oo ooft LO-100-9 (99 L&D (OV L9Z'lv9) SL 699'ES 00 009' L to-100-9 (08 LOE'SOL) (08 LOE'900 000 000 t0-130-t (SL q9t,C0 (ZE LSS'69) L I 99C'997 00000's 0130-9 Ci RZZ'6 (66 CSE'96) 90 ZE9,LOL 00000,9 L 0-100-rl (C6 99r.'/ 0 (to 996'LS 0 VL gWovt 00 OOL'B L Lo-100-9 9t, ot L,vz (Cz Lve,a) 69 LSO'Lr, 00009 1 0-IDO-9 go gas'es (Eq SCITZ) 917 ZU'9L 00 00s, L LO-100-S

W7 vog,90 (Z9 LEP'L6) 2 LZR'tg 00009,9 LO-100-9 60 ~OVL (LZ LC9'9) 9L 6C6'9 00 oo?: t0-130-6L 6V 79V t (ZZ LE9'9) 9Z 696'9 00 ooz L0-130-z~ 09909's (9 V 08C'6 L) sz tot 9z 00 OOL LO-100-6 G6 Z9P'0 It (to Ezz,EE) 99 999'EV 00 OOZ'L to-IDO 9 99 06Z (vq ggz ") oc ssg,p 00 001t LO-100-9 to 890'ZZ (OL LZO'Sg) ts 98Z got 00 oot'C LO-100-9 LE z6L 9 (130 617L'ZZ) 9t, LVE'ez 00009 to-ijo-V cz I oo'v~ (to POW oc 929,99 00006'1 0100-c Cz 906'Z (pq 1710 t 0 LL 086 C~ 000017 LO-100-Z

ts qqVoC (96 SPI'990 L17 Kg'S6L 00 001,C LO-100-9 M EVC'6) (8L 069'90 to 9PC'Z Go 00t, to-100-9Z (9Z 6VP',7) (69 zz I P) EP CZL, L 00 OOL to-100-9Z

(99 6so PC) (ZL LLV'99) 90 BSE't7Z 00 oov, L to-100-9Z (to 9116'P) WC StIVS) BE o0v C 00 ooz 10-10011Z (9Z OLP'z:) (69 ZZ III) PP EOL'L 00 OOL LO-100-EZ (go 9LZ,z 0 (Lt, Egg OZ) LV SV9,8 00009 to-100-LL (Ez ss Czz) (sz PgTZ0 zo 66C~t 00000 to-100-9L (06 L99'1?Z) M Zoe' to) t9 PE9,99 00 008'Z to-130-9 VL 90C'Z (Z9 L C9 U) 9z tE6, 19 00 000'Z LO-100-9 60 tE9,9z Ug o I t,SL) 09 ltl~'LOL 00 oot ~ LO-130-3 (PC tQV'60P) (og ZSE,t?zs) 9L t~6'Vlt 00 o0C'R LO-100-S ot ZZ9,Z9 (Es qC9,9n) Eg CWL6L 00 Z96'P LO-100-9 (ZL 096,Le) (ZE gog,etz) 09 999,0Z L 00 000 17Z LO-10019

(to ozz so) (98 SSL'99 0 PZ 8ES'LZt 00 006'C to-)30-9 (6C 9Z3'8) (qz 6EC,90 BE E9L'LZ 00 000'? LO-100-P

EV LZE (9V V69'09) L6 ZZ'l,9 00 oov LO-130-9 17~ qtq'S (6L V9P'VZ) CC ?96'6L oo oo/,t LO-130-9 69 C99'Z 1 (99 Z9 L, k P) VZ 9 L 0'6S 000088 LO-10019

SV 080AH XS80N s'stii~ino3s VdnNON

00 0ON31NIN 9 10 ONI 3)41N

NOIIV~10d~JOO SNGN

VIN39NAS VIN30NAS

ov WOOSSIMS d8oo aoiovy i)qnznE;

AN -SOINO~J102-130801W IS 83S V400 SOd d?JOO IN18dS

d8OOANOS JBIBUIS

GH SS38d 3HOdVONIS 00 2 IE)ONOIHS

0081791dSNHI 1-13HS OUV'GHINAS-IJONVS

XN Wm-iO~IiDd Hoina -lvkou dno~jo SM31n3a

M3N MOO 00 N03HIAVH AUN V400 00 N03HIAVH N\3N V400 00 NO3HDVH M3N WOO 00 NODH IAV8 AAEIN MOO 00 NO~IHIAVa M3N V400 00 N03HiAV8 M3N WOO 00 N03HJAVM M3N V400 00 N03HIAV~J M3N MOO OD NOEIHIAVH

MOO ONI dno~je jWd V400 DNI V8~JDS-ONd V400 ONI V8HEIIS-OAd MOO ONI Vad3IS-DNd V400 ONI V~1831S-ONd MOO ONI V88'31G-OAd V400 Z)NI V8631S-Ond MOO ON) V8831S-ONd

(NO)4)0313 Sdl-ItHd Ad OL 0$ MOO ONI 6RZfzid

V40D ONI OOISdDd ONI SAS H.L-IV314 3UVOIJIOVd

E)V SlidVAON M3N dNOO S)480NUBN -1318ON

W, 980'60 0 (CE M'ZU) 99 6zV'cz 00 c LO-400-LL NVZOA (Re 966,OL 0 (17E m,ZE0 9V 6WLZ 00 C ~ 0-100 9 L NVZOA Ol 099'98Z (OCM'6W Ov ZLz'VLV 00 002 v W-430-s V SHS (MMI-I IV-UdVO -IX Ce SLV'17~ (oc ves'ev) Ct OgO'Cg Go OOz'O t W-)30-3 C111 SHI~JOMIOOM C~ 609 (E6 gcz'zs) 90 M'L9 00 000'Z LO-100-S V403'13G ONI SOO SINVITIIM (go Betz) (go qW09) ZO 2z9'zs 00 ON' I LOIDO-~ V400 M3N 0018 O98VJ ST)3M 99 LU!'Z6 (9~ m'ai) LO C6Z'6OZ 00009's W-PO-S ONI ivn-LPV4 NOIE)NIHSVM (9Z ZLL'09) (VG LLE 690 99 qW6ZL 00 OOZ'P LO-100-~; VYOO M3N ONZ dHOO VIAOHOV&A (Eq ccg,zgc) (vt E06,Eos) Ls 69z'L9t 00 000 9z to-PO-V -1303-lal 3NOJVGOA LE oze'M (9Z VCVVC) LO sst99L 00 OOC'U LO-100-S dnoaE) 3NOJVOOA vs 99617 (OL vWVOL) vz LLt7'GOL 00 oos C LO-100-01 VqOO dHOO JA (99 Ogg, V0 (CL Z9L'gV) LO UV~ 00 DOC P W-100-oz NOO 3dOHn3-NVd ain (C4 9LZ'Z) (CC E4Z't7Ot) 09966 LOL 00 00 C9 LO-130-6 IN03 ONI S)4HOM-L3N VSn t6 69C'VOt (V6 EC07L t) 99 Ml'gLZ Go 009,z t 0130-9 INOO ONI (3,3 vsn CL 6C6 (00 000'sz) CL 6c6,sz 00009 LO-100-q -10 ONI OAS 130~Wd GILINn (LL 069 660 (9Z qqO'ggz) L L 96E,99 00 OoO'C LO-130-S to OT 8Vd vY00 daOD -Ivn (9c 099) (s v L66' 0 60 ZCV ~ 00 ON W-PO-SL S142 V400 Cl L-1 INOOA.L (VS WE'D (Ug 996'SZ) 6Z 999'OL 00 OOE' L LO-100-ZL SHS V400 all vqOOAi (00 690'0 (06 P66'Z) 06 906'Z 00 Ocz: to-loo-zi SHS NOO al-I V400AI (69 L ~ 9'VZ) (Oz 999,69) L9 L9Z 99 00 OOq't' t 0-100- L L SHS V400 01-1 AOOAi (96 VOE'V) (69 6/6'S 0 V9 oL9 L L 00008 W-PO-LL SHS INOO Clil WOO)d (Os Bog) (sv L66,L) 96 OSP'L 00 ON to-PO-1 [ SHS V400 01-1 V400,ki (Do 0 t Z'Z) (09 696'L) 09 UL 9 00 oop LO-130-0~ SHS V400 G L-1 V40OAi 9t z9o's (se gev,ts) L t 9 Ls'qg 00 OOZ' L to-430-~ V400 M3N 01-1 UNI OOA-L WE Lzq,ctz) (Rz org, L 9z) 9VLOE'9V 00 OOC'Z W-100-9 oo nsimms oA>io-L (OR LWES) (RE OoL'9VZ) 99 89C'M 00 OOV 9 LO-100-S N08103'I3 OAMOI Oz cot'ze (BE L L9'6i) 99 ME E:9~ 00000'9 ko-PO-9 V S SOOIX3N 30 SONO13-13i

96 LOO'VZ (9L 960'V90 tL COCM 00009'9 LO-100-ZL V400 ON A031d3O 09 9L6'L I WL S60,P90 9s ZZO'ZRL 000099 LO-PO-Z VIOO ONIA931830 (C 0 L90'6 0 (09 899 BEL) LL LSV'~LL 00000'6 WIDO-OE VVOO d8OO INVON3Z) (PL LWtZ) (817 toz'scz) 17L COL'CLZ 00 009' 9 L LO-100-97 NOO ddO:) .LNVON3:) (go V09,9s) (ZZ LVZ'9ZC) 9[ Et?9'LBZ 00 009, LZ LO-130-GZ VYOO d8OO INVON30 (so 9EL'SE) (zz Loz,gzc) Z t L ~ 9'06Z 00 OOC;' ~ z 10-130-oz V400 d8OO INVON30 (LE 89P'L0 (06 ZS;B't7OZ) Es VqE'LOL 00 OOq'u LO-100-EZ V400 dHOO J-NVON30 (St LLE'60 (9L SgZ'L6 0 ~ 0 t'68'L9 L 00 OOO'C L LO-PO-z "00 d~100 INVONDO (96 s ~9'zd (9t 6C9'9VV) 91 czz'ctt, Do 000'0 ~ W-130-z V400 &JOD Hinos-ras (go 0130,90 (66 908'SES) C6 Z9L'66V 00 OOO'ZL LO-400-L V400 &IOD H-LnOS-1-138

(St, ZZL L96) (Eg 9 L ~'6 ~ Z'Z 0 OL P66 tgll~ ZPPZ6 d Jel0l

. . . . . . voclaa jo pu3 . . . . . .

(09 S L9, tst" 0 (r / ZL9,oL L, L 0 eq (;qo,6 I, Z,6 LGE0 d lelol

M CCC'90Z) 49 LK9GL) 09 LOZ'1,99 00 009'ZE 1,0130-9 MBN IAIOO -130 d8OONV8 sn 4 9 LS L'Lg) (09 L16'06Z) 69 6 L O'crz 00 009'ZI, lo-PO19 M9N IAIOD 130 d8OONV8 sn WC LZ6'69) (Do Gqz,zvtr) tl~ 99Vzsz 00 000' 6 L to-400-9 MEIN VYOO -130 d?JOONVS sn LL SSR'Stl (gs LOVI,90 LZ 09Z'LZE OQOOq,6 W-130-2 noo SOO xri

(L I, VC)V Lz) (Do asq,CV0 69 risp,ZZI, 00 OOO'U 1,0_10OIZZ WOO ONI dbOONVG NE)13HBAC)S (Ov v6p,a) (Do 099'ev 0 09 99CUI, 00 000,C ~ 1,0130-15L NOO ONI d8OONVO N91383AOS (S9 06L'90 (Do OOq'O L 0 G9 LOL'r6 00 000 OL W-130-z V40D ONI d8OONV8 NE))3H3AOS Z6 ~LL,17 4 z 9z I.,ec) OL 9VE'ZP 00000'6 LO-100-17 NOI-LV?30d'dOO B31 V8VS 179 BGL'9 (a trgz,/S) 96 ZZO,V9 00 000 c 1,0130-C NOUV8Od8OO 33-1 V6VS Z6 699'8 (ev ZSE,gt) Se ZI,Z'99 00000's, W-100-z NO)lVbOd8CD B31 WIVS VV 6Z9'6 (t7s OI7v,G6) 96 99z'so 1 000009 W-400- I. NOIlV8Od8OO 33-1 VHVS (6~ Es/,60 (Lc m'scd RL 9zz 91,C 00 OOG'ZI, IO-Pa-ZL 0 ONI SNvqd Hl-iV9H 0803XO (t?Z 9OL'Z) (u 2:ts'zz0 99 sce'KE Do OOO'zt 10-130-91, 0 ONt SNVId HllV3H ObO3XO 9Z VEV'L (Z9 I,ZV'L9) 90 9SR'V6 00 009' L LO-130-t VYOD SIM d6OO 1ANI DION (qz LE91,2) (cI, Gus'etd GR I,GL'ELZ 00 000,0 1, 10-00-cz V40O ONI IINI -113W3NOH Qt? s6i,,99) 4z ou,c ;,C) 6L ;ICS'gPZ 00000,13 toloo zz NOO ONI IINI 113MA3NDH (99 061"99) (96 99C960 LE 999'601, Do OOO'z I 0-400-9z V400 ONI 003018d INVNE) (ZI. l7gVez) (9c LLZ,ls) cz Itsi,9Z 00 Dost LO-130-97 V400 ONI 00301ad JNV80 (LZ z6L, LB) (vq osv,ss 0 Z9 999'EL OOOOG'G LO-130-vz VYOO ONI 003C31dd INVHV (9k L89,660 (cs 66g,oot) Itt I, I.Z, I, Oz 00 Dos' vz 1,0-100-cz V400 ONI 003018d iNVUO (9C 9LV'LL) U6 S06 Ot 0 1.9 LZI?'69 000009 1 O-IJO-9 I. V400 ONI 003018d INVNE) Qv P99,Lg) (tg us Vss 0 A 96L'CL 00005,13 to-130-ZL nOO ONI 003016d ll`Wb~D (Ls ovz'OE0 (Oz gpil'sV6 EI, 90z'sI,I, 00 000 91, VO-130-9t V400 ONI 003018d iNVN0 (VE LtIt"9170 (99 C66'69Z) zz 9 179,CZ t DO 009'91, 1,0130-sl VqOO ONI 003018d INVUO Z9 96CEN (99 96 I'l, LV) Z9 913~'VL9 00009'6 1,0-430-6L d'800 SAS VIVO OINONiO3'13 (66 tWtg) (60 09V'L69) ot Rls'st(j 00 DOG OL to-PO-OF: VYOO &JOO OSVd -13 (sl qvc,gs) (~ 9 600'69S) 99 C99,E Is Do 000, 0 0-100-c? V400 d8OO OSVJ -13 (zq qZ6, [ 0 (69 LDZ'SS17) lo Lez,en, 00000,13 LO-100-ZZ INOO d8OO OSVd -13 Q9 CZZ'6) (9 1, oog,ct 0 ts qn,voi, 00 OOO,V LO-130-CZ INOO d8OO SAE)83ANOO (09 9Z6'OZ) WE oot7,Ltz) 99 LZVOZZ OoOOq,@ 1,0130-91, VYOO dHOO SA9d3ANOO (6t L99'Z) (C~ ocz'sq) VE ZES'ZB 00 000'E lo-PO-Z INOO dNOO SAD83ANOO (01, svo'd (Oz 009,m) OL 996'EZI, 00 009'V W-130-t V400 d8OO SA0d3ANOO Ot 1,60'OE (9Z G60,P90 99 99 L, tr6 1, 00009'9 to-100-vz V400 ONI A931830 go 99z,sz 40 ELP Ls 0 60 6U,9LI, OuOOO,q 1,0-100-z~ VlOO ONIA931830 9z ct,6,9I, (Do Z06,000 97 S76'2 ~ 1 00 OOO'V W-100-6L VYOO DNI ADD-WEIO

49 ztz,Gzq,z) (139 qlq,zvo,Zz) a I,u'za,'vz ILJO .L PuejE)

C H ROBINSON WORLDWIDE IN 20-Nov-01 1,22500 000 36,39721 (33.13542) 3,261 79 CABOT MICROELECTRONICS CO 20-Nov-01 15000 000 10,23984 (7,67820) 2,561 64 EMBARCADERO TECHNOLOGIES 14-Nov-01 1,200 00 000 22,07926 (19.90103) 2,17823 EMBARCADERO TECHNOLOGIES 15-Nov-01 10000 000 1,79994 (1,65842) 141 52 EMBARCADERO TECHNOLOGIES 16-Nov-01 10000 000 175744 (1,65842) 9902 EMBARCADERO TECHNOLOGIES 29-Nov-01 30000 000 517482 (4,97526) 19956 F Y I INC COM 15-Nov-01 40000 000 12,001 19 (14,54328) (2,54209) F Y I INC COM 16-Nov-01 30000 000 8.98920 (10,90746) (1,91826) F Y I INC COM 19-Nov-01 10000 000 2,99640 (3,63582) (63942) F Y I INC COM 20-Nov-01 10000 000 2,98704 (3,63582) (64878) F Y I INC COM 26-Nov-01 60000 000 17,97360 (21,81492) (3,84132) FACTORY 2-U STORES INC CO 15-Nov-01 4,42500 000 66,45376 (12267426) (56,22050) FORWARD AIR CORP COM 13-Nov-01 40000 000 12,36358 (12,41`15 21) (5163) FTI CONSULTING INC COM 1-Nov-01 1,55000 000 4471383 (29,70387) 15,00996 FTI CONSULTING INC COM 1-Nov-01 20000 0 00 578376 (3,83276) 1,95100 GETTY IMAGES INC COM 1-Nov-01 1,97500 000 31,391 18 (43,74589) (12,35471) INTEGRATED CIRCUIT SYS IN i -Nov-01 27500 000 4,901 18 (4,52268) 37850 KNIGHT TRANSN INC COM 14-Nov-01 1,10000 000 29,98720 (1480935) 15,17785 KNIGHT TRANSN INC COM 15-Nov-01 1,40000 000 38,03743 (18,84826) 19,18917

The Chase Manhattan Bank WINS Sales Journal Monthly / Excel As of Nov-2001

~SecunlX 0 . escription T

Trade Date F ~No of Shares Coue2n R~le

I Matunty Date ~Prrncipal (US) ~Cost (US) A G~ln I Loss (US)


QUINTUS CORP COM 2-Nov-01 7,44300 0 GO 7442 (8,26173) (8,18731) --- - - - - ------------

Total P 39526 7442 (8,261 73) (8,18731)


AUTOMATIC DATA PROCESSING 21-Nov-01 8,90000 000 497,91168 (120,604 29) 377,30739 JP MORGAN PRIME MMF AGENC 7-Nov-01 1,441,972 80 000 1,441 97280 (1,441,972 80) 000 JP MORGAN PRIME MMF AGENG 15-Nov-01 676,62984 000 676,62984 (676,629 84) 000 JP MORGAN PRIME MMF AGENC 21-Nov-01 278,08000 000 278,08000 (278,080 00) 000 JP MORGAN PRIME MMF AGENC 26-Nov-01 120,16960 000 120,16960 (120,169 60) 000 JP MORGAN PRIME MMF AGENC 27-Nov-01 624,75642 000 62475642 (624,756 42) 000 VERITAS SOFTWARE CORP COM 30-Nov-01 14,30000 000 567,03472 (510,403 21) 56,63151

Total P 47215 4,206,555 06 (3,772,616 16) 433,93890

P 53739 JOHN A HARTFORD FND

~Securily Description Trade Date -No of Shares Coupon Rate Maturity Date A Pnncipal (US) ~Cost (US) Pain I Loss (USL

KNIGHT TRANSN INC COM 16-Nov-01 10000 coo 280990 (1,34630) 1,46360 KNIGHT TRANSN INC COM 20-Nov-01 30000 000 828521 (4,03891) 4,24630 KNIGHT TRANSN INC COM 21 -Nov-01 12500 000 3,42703 (1 .682 a8) 1,74415 KNIGHT TRANSN INC COM 26-Nov-01 5000 000 1,36745 (67315) 69430 MANHATTAN ASSOCS INC COM 14-Nov-01 90000 000 31,91293 (26,96244) 4,95049 MANHATTAN ASSOCS INC COM 14-Nov-01 90000 000 32,11515 (26,96244) 5,15271 MANHATTAN ASSOCS INC COM 15-Nov-01 1,55000 000 55,38802 (46,43532) 8,95270 MANUGISTICS GROUP INC COM 20-Nov-01 80000 000 10,23965 (18,74466) (8.50501) MANUGISTICS GROUP INC COM 21 -Nov-01 40000 000 4,73984 (9,37233) (4,63249) MANUGISTICS GROUP INC COM 23-Nov-01 40000 000 4,88831 (9,37233) (4.48402) MANUGISTICS GROUP INC COM 26-Nov-01 60000 000 7,19987 (14,05850) (6,85863) MANUGISTICS GROUP INC COM 26-Nov-01 10000 000 1,22511 (2,34308) (1,11797) MANUGISTICS GROUP INC COM 27-Nov-01 1,47500 000 18,68762 (34,56047) (15,87285) MICROCHIP TECHNOLOGY INC 13-Nov-01 62500 000 23,01798 (20,30731) 2,71067 MICROCHIP TECHNOLOGY INC 14-Nov-01 15000 000 5,42381 (4,87375) 55006 MYRIAD GENETICS INC COM 9-Nov-01 1,450 00 000 72,43596 (67,12262) 5,31334 MYRIAD GENETICS INC COM 13-Nov-01 92500 000 47,05549 (42,81960) 4,23589 MYRIAD GENETICS INC COM 21-Nov-01 30000 000 16,25954 (13,88744) 2,37210 MYRIAD GENETICS INC COM 23-Nov-01 50000 000 27,55368 (23,14573) 4 .40795 MYRIAD GENETICS INC COM 26-Nov-01 22500 000 12,71099 (10,41558) 2,29541 NATIONAL DENTEX CORP COM 29-Nov-01 1,12500 Goo 25,07541 (24,21000) 86541 02MICRO INTERNATIONAL LTD 21 -Nov-01 1,60000 000 29,32942 (17,38198) 11,94744 02MICRO INTERNATIONAL LTD 21-Nov-01 1,60000 000 2931102 (17,381 98) 11,92904 02MICRO INTERNATIONAL LTD 23-Nov-01 10000 000 1,84243 (1,08637) 75606 02MICRO INTERNATIONAL LTD 26-Nov-01 2,0G0 00 000 36,87957 (21,72748) 15,15209 02MICRO INTERNATIONAL LTD 27-Nov-01 70000 000 12,80957 (7,60462) 5,20495 02MICRO INTERNATIONAL LTD 27-Nov-01 40000 000 7,28491 (4,34549) 2.93942 02MICRO INTERNATIONAL LTD 28-Nov-01 20000 000 3,68737 (2,17275) 1,51462 02MICRO INTERNATIONAL LTD 28-Nov-01 90000 000 16,64944 (9,TT7 36) 6,87208 02MICRO INTERNATIONAL LTD 28-Nov-01 60000 000 10,99571 (6,51824) 4 .47747 02MICRO INTERNATIONAL LTD 29-Nov-01 60000 000 11,11840 (6,51824) 4,60016 02MICRO INTERNATIONAL LTD 30-Nov-01 20000 000 388103 (2.17275) 1,70828 02MICRO INTERNATIONAL LTD 30-Nov-01 40000 000 7,77798 (4,34550) 3,43248 PEC SOLUTIONS INC COM 14-Nov-01 20000 000 5,52381 (2,791 43) 2,73238 PEC SOLUTIONS INC COM 14-Nov-01 1 .8GO 00 000 50,36537 (25,12290) 25,24247 PEC SOLUTIONS INC COM 15-Nov-01 7500 000 2,231 55 (1,04679) 1,19476 PEC SOLUTIONS INC COM 15-Nov-01 80000 000 2374080 (11,16573) 12,57507 PEC SOLUTIONS INC COM 2G-Nov-01 1,30000 000 40,11770 (1814432) 21,97338 PEC SOLUTIONS INC COM 21 -Nov-01 40000 000 12,40450 (5.58287) 6,821 63 PEC SOLUTIONS INC COM 21-Nov-01 40000 000 12,39958 (5,58287) 6,81671 PEC SOLUTIONS INC COM 23-Nov-01 5000 000 1,59021 (69786) 89235 PEC SOLUTIONS INC COM 30-Nov-01 1,00000 000 35,99419 (13,95717) 2203702 PEDIATRIX MED GROUP COM 13-Nov-01 2,00000 000 69,95986 (61,95778) 800208

BUILDING MATLS HLDG CORP 5-Nov-01 10000 000 1,14696 (1,211 95) (6499) BUILDING MATLS HLDG CORP 7-Nov-01 20000 000 2,19992 (2.42391) (22399) BUILDING MATLS HLDG CORP 12-Nov-01 20000 000 2,20428 (2,42391) (21963) BUILDING MATLS HLDG CORP 14-Nov-01 10000 000 1,10059 (1,211 95) (111 36) BUILDING MATLS HLDG CORP 30-Nov-01 5GO 00 000 5,14982 (6,05977) (90995) BUILDING MATLS HLDG CORP 30-Nov-01 20000 000 2,05993 (2,42391) (36398) BUILDING MATLS HLDG CORP 30-Nov-01 50000 000 5,15007 (605977) (90970) CHARLES RIV ASSOCS INC CO 16-Nov-01 2,30000 000 45,97546 (37,58343) 8,39203 FIRST CASH FINANCIAL SERV 1-Nov-01 80000 000 6,29578 (6,66400) (36822) FIRST CASH FINANCIAL SERV 6-Nov-01 20000 000 1,57533 (1,66600) (9067) FIRST CASH FINANCIAL SERV 9-Nov-01 20000 000 1,55159 (1,66600) (11441) FIRST CASH FINANCIAL SERV 14-Nov-01 10000 0 GG 79997 (a33 00) (3303) FIRST CASH FINANCIAL SERV 19-Nov-01 10000 000 76997 (83300) (6303) FIRST CASH FINANCIAL SERV 27-Nov-01 10000 0 GO 74498 (83300) (8802) FIRST CASH FINANCIAL SERV 28-NDV-01 10000 000 73815 (83300) (9485) FTI CONSULTING INC COM 1-Nov-01 1,87500 000 54,08932 (41,54663) 12,54269 FTI CONSULTING INC COM 14-Nov-01 60000 000 20,31772 (13,29492) 7,02280 FTI CONSULTING INC COM 15-Nov-01 50000 000 16,63329 (11,07910) 5,55419 FTI CONSULTING INC COM 16-Nov-01 40000 000 13,011 08 (8,86328) 4,14780 FTI CONSULTING INC COM 19-Nov-01 1,60000 000 53,39453 (35,45312) 17,94141 FTI CONSULTING INC COM 20-Nov-01 7500 000 2,53941 (1,661 86) 87755 HEALTH CARE PPTY INVS INC 27-Nov-01 97500 000 36,36755 (34,38249) 1,98506 HEALTH CARE PPTY INVS INC 28-Nov-01 35000 000 13,02471 (12,34243) 68228 JP MORGAN PRIME MMF AGENC 2-Nov-01 30,681 68 000 30,681 68 (30681 68) 000 JP MORGAN PRIME MMF AGENC 7-Nov-01 4,21985 000 4,21985 (4,21985) 000

A Security De~ription Trade Date A No of Shares Coupon Rate Maturity Date A Principal (US) A Cost (US) A GaIn I Loss (US)

PEREGRINE SYS INC COM 21-Nov-01 20000 000 3,35814 (536792) (2,009 78 1 PEREGRINE SYS INC COM 21-Nov-01 60000 0 00 9,98966 (16,10375) (6,114 091 PEREGRINE SYS INC COM 23-Nov-01 30000 000 5,06983 (8,051 118) (2,982 05- PEREGRINE SYS INC COM 23-Nov-01 60000 000 1018273 (16,10375) (5,92102) PEREGRINE SYS INC COM 26-Nov-01 1,10000 000 19.22328 (29,52355) (10,30027) PEREGRINE SYS INC COM 26-Nov-01 70000 000 12,10070 (18,78771) (6,68701) PEREGRINE SYS INC COM 26-Nov-01 3DO 00 000 5,30982 (8,051 88) (2,74206) PEREGRINE SYS INC COM 27-Nov-01 1,03400 000 18,43446 (27,75213) (9,31767) PEREGRINE SYS INC COM 27-Nov-01 591 00 000 10,48990 (15,86219) (5,37229) PERICOM SEMICONDUCTOR COR 14-Nov-01 5,67500 000 85,25608 (107,566 31) (22,31023) UBIQUITEL INC COM 16-Nov-01 1,50000 000 13,79954 (11 .14717) 2,65237 WHITEHALL JEWELLERS INC 19-Nov-01 2,62500 000 21,24446 (3796797) (16,72351) WHITEHALL JEWELLERS INC 20-Nov-01 5,10000 000 42,78757 (73,76634) (30,97877)

Total P 53739 1,45098740 (1,400,566 20) 50,42120

P 55524 WASATCH ADVISORS-VALUE

NORTEL NETWORKS CORP NEW 9-Nov-01 48,00000 425 1 -Sep-08 44,160 DO (48,000 00) (3,84000) ALTERA CORP COM I-Nov-01 1 60000 000 33,88367 (43,33360) (9,44993) BROADCOM CORP COM 2-Nov-01 10000 000 3,811 18 (6,52474) (2,71356) BROCADE COMMUNICATIONS SY 1-Nov-01 60000 000 15.74839 (14,48095) 1,26744 BROCADE COMMUNICATIONS SY 5-Nov-01 3,50000 000 93,60682 (84,47224) 9,13458 CIE FANANCE RICHEMONT 14-Nov-01 2GO 00 000 4,21029 (3,81904) 39125 CIE FANANCF RICHEIVIONT 20-Nov-01 1,58000 000 32,69057 (30,17039) 2,52018 CIE FANANCE RICHEMONT 22-Nov-01 56400 000 11,62517 (10,76968) 95549 CIE FANANCE RICHEIVIONT 26-Nov-01 51500 000 10,46252 (9,83402) 62850 CISCO SYS INC COM 20-Nov-01 2,20000 000 43,60034 (46,68677) (3.08643) CISCO SYS INC COM 21-Nov-01 40000 000 7,82469 (848850) (66381) CISCO SYS INC COM 21-Nov-01 80000 000 15,65947 (16,97701) (1,31754) CISCO SYS INC COM 21 -Nov-01 1,70000 000 33,25497 (36,07614) (2,821 17) CISCO SYS INC COM 23-Nov-01 90000 000 17.58298 (19,09913) (1,51615) CISCO SYS INC COM 23-Nov-01 1,400 00 000 27351 30 (29,70976) (2,35846) CISCO SYS INC COM 26-Nov-01 1,30000 000 25,79789 (27,58764) (1,78975) CISCO SYS INC COM 26-Nov-01 70000 000 13,891 17 (14,85488) (96371) CISCO SYS INC COM 27-Nov-01 80000 000 15,95690 (16,97701) (1 .02011) CISCO SYS INC COM 27-Nov-01 30000 000 5,98384 (636638) (38254) CISCO SYS INC COM 28-Nov-01 20000 000 3,911 70 (4,24425) (33255) CISCO SYS INC COM 28-Nov-01 10000 000 1,95585 (2,12213) (16628) CISCO SYS INC COM 29-Nov-01 60000 000 11,74064 (12,73276) (99212) CISCO SYS INC COM 30-Nov-01 20000 000 4,00372 (4,24425) (24053) HEWLETT PACKARD CO COM 8-Nov-01 7,00000 000 132,33407 (28565893) (153,324 86)

~Secunty Description Trade Date ~No of Shares Coupon Rate Maturity Date 'Principal (US) ~Cost (US) A Gain I Loss (US)

JP MORGAN PRIME MMF AGENC 8-Nov-01 35,33034 000 35,33D 34 (35,33034) 000 JP MORGAN PRIME MMF AGENC 9-Nov-01 504751 000 5,04751 (5,04751) 000 JP MORGAN PRIME MMF AGENC 13-Nov-01 4583672 000 45,83672 (45,83672) 000 JP MORGAN PRIME IVIMF AGENC 14-Nov-01 117,77303 000 117,77303 (117,773 03) 000 JP MORGAN PRIME MMF AGENC 15-Nov-01 40,17494 000 40,17494 (40,17494) 000 JP MORGAN PRIME MMF AGENC 26-Nov-01 48,62473 000 48,62473 (48,62473) 000 JP MORGAN PRIME MMF AGENC 27-Nov-01 6,60600 000 6,60600 (6,60600) 000 JP MORGAN PRIME MMF AGENC 29-Nov-01 30,14735 000 3014735 (30.14735) 000 LANDSTAR SYS INC COM 13-Nov-01 42500 000 31,01546 (2928604) 1,72942 PERICOM SEMICONDUCTOR CDR 5-Nov-01 15000 000 2,12385 (2,22686) (10301) SPSS INC COM 16-Nov-01 37500 coo 587605 (5,61229) 26376 SPSS INC COM 16-Nov-01 7500 000 1,16841 (1,12246) 4595 SUPERTEX INC COM 9-Nov-01 95000 000 16,12571 (12,86936) 3,25635 SUPERTEX INC COM 14-Nov-01 2,35000 000 39,921 87 (31 .83473) 8,1387 14

Total P 55524 747,51391 (678,744 32) 68,76959

P 92442 THE JOHN A HARTFORD FOUNDATION . INC

A Security Description Trade Date ~No of Shares Coupon Rate Maturity Date ~Principal (US) A Cost (US) ^Gain I Loss (US) I I I I

I I I

i

16-Nov-01 10000 000 6,30109 (334479) 2,95630 19-Nov-01 10000 000 6.27648 (3,34479) 2,93169 19-Nov-01 20000 000 12,61597 (6,68957) 5,92640 20-Nov-01 10000 000 6,26487 (3,34479) 2,92008 26-Nov-01 10000 000 6,16711 (3,34479) 2.82232 26-Nov-Oi 10000 000 6,18079 (3,34479) 2,a36 00 27-Nov-01 10000 000 6,16959 (3,34479) 2,82480 28-Nov-01 10000 000 6,13424 (3,34479) 2,78945 30-Nov-01 10000 000 616800 (3,34479) 2,82321 9-Nov-01 60000 000 10,55163 (9,36963) 1,18200 12-Nov-01 60000 000 10,571 35 (9,36963) 1,201 72 13-Nov-01 60000 000 10,63105 (9,36963) 1,26142 14-Nov-01 80000 000 14,121 08 (12,49284) 1 .62824 15-Nov-01 70000 000 12,67286 (10,93123) 1,74163 16-Nov-01 70000 000 12,53207 (10931 23) 1,60084 19-Nov-01 900 00 000 16,36480 (14,05444) 2,31036 20-Nov-01 90000 000 16,61810 (14,05444) 2.56366 7-Nov-01 60000 000 10,33337 (3032073) (19.98736) B-Nov-01 90000 000 16,83042 (45,48109) (28,65067) 9-Nov-01 60000 000 10,94793 (30,32073) (19,37280)

13-Nov-01 1,00000 000 18,78937 (50,53455) (31,74518) 14-Nov-01 50000 000 10,21437 (25,26727) (15,05290) 15-Nov-01 50000 000 10,19198 (25,26727) (15.07529) 20-Nov-01 60000 000 11,55369 (30,32073) (18,76704) 22-Nov-01 300 00 000 5,68659 (15,16036) (9,47377) 13-Nov-01 60000 000 11,19804 (41,18816) (29,99012) 19-Nov-01 50000 000 10,05685 (34,32347) (2426662) 23-Nov-01 40000 000 7,87764 (27,45877) (19,581 13) 28-Nov-01 2,30000 000 98,88427 (29,32394) 69,5W 33 8-Nov-01 18,00000 000 122,03230 (163,879 73) (41 .84743) 15-Nov-01 200 000 26,46566 (38,81778) (12,35212) 16-Nov-01 2 DO 000 27,78036 (38,81778) (11,03742) 19-Nov-01 200 000 28,06296 (38,81778) (10,75482) 20-Nov-01 200 000 27,341 31 (38.81778) (11,47647) 26-Nov-01 200 000 28,00594 (38,81778) (10,81184) 30-Nov-01 400 000 52,40099 (77,63556) (25,23457) 13-Nov-01 1,30000 000 27,80737 (54,24502) (26,43765) 14-Nov-01 10000 000 2,2D5 42 (4,17269) (1,96727) 14-Nov-01 80000 000 17,85876 (33,381 55) (15,52279) 15-Nov-01 20000 000 4,45897 (834539) (3,88642) 16-Nov-01 30000 000 6,78913 (12,51808) (5,72895) 21-Nov-01 900 00 0 00 18,63918 (37,55425) (18,91507) 23-Nov-01 1,10000 000 23,101 64 (45,89963) (22,79799)

INDITEX INDITEX INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOG INFINEON TECHNOLOGIES AG INFINEON TECHNOLOGIES AG INFINEON TECHNOLOGIES AG LOWES COS INC COM NORTEL NETWORKS CORP NEW NTT DOCOMO NTT DOCOMO NTT DOCOMO NTTDOCOMO NTT DOCOMO NTTDOCOMO PIVIC-SIERRA INC COM PMC-SIERRA INC COM PIVIC-SIERRA INC COM PMC-SIERRA INC COM PMC-SIERRA INC COM PMC-SIERRA INC COM PMC-SIERRA INC COM

ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS ILLINOIS TOOL WORKS INDfTEX INDITEX INDITEX INDITEX INDITEX INDITEX

Grand Total 185,25976

~Security Description Trade Date ~No of Shares Coupon Rate Maturity Date ~Principal (US) ~Cost (US) Gain I Loss (U~~

RAYTHEON CO COM NEW 6-Nov-01 40000 000 13,12616 (11,07454) 2,05162 SHELL TRNSPT&TRDG 8-Nov-01 210000 000 15,16275 (17,741 71) (2,57896) SHELL TRNSPT&TRDG 8-Nov-01 8,30000 000 61,07401 (70,12198) (9,04797) SHELL TRNSPT&TRDG 9-Nov-01 8,10000 000 59,84902 (68,43230) (8 .5133 28) SHELL TRNSPT&TRDG 12-Nov-01 5,80000 000 42,13699 (49,000 90) (6,86391) SHELL TRNSPT&TRDG 13-Nov-01 8,20000 000 59,87225 (69,27714) (9,40489) SHELL TRNSPT&TRDG 14-Nov-Oi 5,20000 000 35,46686 (43,93184) (8,46498) SHELL TRNSPT&TRDG 15-Nov-01 9,90000 000 64,34613 (83,63947) (19,29334)

------------ Total P 92442 1,763,937 90 (2,337,158 91) (573,221 01)

P 97351 THE JOHN A HARTFORD FOUNDATION INC

DYNEGY INC NEW CIL A 16-Nov-01 7,00000 000 299,49480 (271,426 40) 28,06840 DYNEGY INC NEW CIL A 19-Nov-01 3,00000 000 125,56890 (116,325 60) 9,24330 EL PASO CORP COM 28-Nov-01 14,00000 000 634,06263 (796,613 46) (162,550 83) ENRON CORP COM 16-Nov-01 82,50000 000 741,62539 (740,982 00) 64339 ENRON CORP COM 19-Nov-01 117,50000 000 1,033,706 88 (1055,338 00) (21,631 12) GUIDANT CORP 15-Nov-01 14,00000 000 607,35292 (445,510 77) 161,84215 HONEYWELL INTL INC COM 7-Nov-01 6,00000 000 186,41737 (209,153 48) (2273611) HONEYWELL INTL INC COM 8-Nov-01 9,50000 000 298,17605 (331,159 67) (32,98362) HONEYWELL INTL INC COM 28-Nov-01 48,50000 000 1 .592,686 81 (1,690,657 26) (97,97045) PHARMACIA CORP COM 28-Nov-01 27,00000 000 1,214,754 27 (11 112,285 71) 102,46856 SARA LEE CORPORATION 5-Nov-01 7,00000 000 157,92732 (133,616 75) 24,31057 SARA LEE CORPORATION 6-Nov-01 7,00000 000 158,85829 (133,616 75) 25,241 54 SARA LEE CORPORATION 7-Nov-01 6,00000 000 138,31397 (114,528 64) 23,78533 SARA LEE CORPORATION 8-Nov-01 5,50000 000 126,25928 (104,984 59) 21,27469 SARA LEE CORPORATION 13-Nov-01 10,00000 000 22304454 (190,88108) 32,16346 TJX COS COM 26-Nov-01 700000 000 256,03325 (133,664 30) 122,36895 VIASYS HEALTHCARE INC COM 28-Nov-01 020 000 342 (324) 018

Total P 97351 7,794,286 09 (7,580,747 70) 21353839

ASecunty Description Trade Date A No of Shares ~Ptincipal (US) Acost (US) A GaIn / Loss (US)

P 47215 T

BED BATH & BEYOND INC COM 7-Dec-01 19,60000 665,625 17 (348,128 80) 317,49637 ORACLE CORP COM 5-Dec-01 47,50000 716,95060 (435,054 61) 281 .89599

----------------------- ----------------------- ---------------------------

Total P 47215 2,139,314 86 (1,539,922 50) 599,39236

P 53739 J

COPART INC COM 12-DeG-01 1,77500 60,34798 (30,74807) 29,59991 EMBARCADERO TECHNOLOGIES 4-Dec-01 30000 5,24682 (4,97526) 271 56 EMBARCADERO TECHNOLOGIES 5-Dec-01 60000 11,020 13 (9,95051) 1,06962 EMBARCADERO TECHNOLOGIES 6-Dec-01 40000 7,81893 (6,63368) 1,18525 EMBARCADERO TECHNOLOGIES 10-Dec-01 7500 1,476 10 (1,24381) 23229 F Y I INC COM 3-Dec-01 20000 5,68455 (7.271 64) (1,58709) F Y I INC COM 4-Dec-01 40000 11,98060 (14,54328) (2,56268) F Y I INC COM 5-Dec-01 40000 12,60001 (14,54329) (1,94328) F Y I INC COM 6-Dec-01 85000 26,86760 (30,90448) (4,03688) INTEGRATED CIRCUIT SYS IN il-Dec-01 1,10000 23,43834 (18,09073) 5,34761 INTEGRATED CIRCUIT SYS IN 12-Dec-01 1,00000 21,03729 (16,44612) 4,591 17 INTEGRATED CIRCUIT SYS IN 13-Dec-01 12500 2,51991 (2,05577) 46414 INTEGRATED CIRCUIT SYS IN 14-Dec-01 35000 7,031 26 (5,75614) 1,275 12 KNIGHT TRANSN INC COM 11 -Dec-01 10000 2,97303 (1,34630) 1,62673 KNIGHT TRANSN INC COM 12-Dec-01 67500 20,14402 (9,08756) 11,05646 MANUGISTICS GROUP INC COM 17-Dec-01 3,70000 63,112 12 (86,69407) (23,58195) MANUGISTICS GROUP INC COM 18-Dec-01 82500 14,09012 (ig,330 43) (5,24031) MANUGISTICS GROUP INC COM 18-Dec-01 2,55000 43,44469 (59,74862) (16 .30393) 0 REILLY AUTOMOTIVE INC C 14-Dec-01 1,10000 38,91571 (22,499 10) 16,41661 0 REILLY AUTOMOTIVE INC C 17-Dec-01 45000 16,67721 (9,20418) 7,47303 02MICRO INTERNATIONAL LTD 3-Dec-01 5000 1,06296 (543 19) 51977 PEc SOLUTIONS INC COM 3-Dec-01 67500 24,97538 (9,421 09) 15,55429 PEC SOLUTIONS INC COM 4-Dec-01 15000 5.69981 (2 .09358) 3,60623 PEC SOLUTIONS INC COM 4-Dec-01 75000 28.84036 (10,46787) 18,37249 PEc SOLUTIONS INC COM 5-Dec-01 1,07500 42,189 12 (15,00395) 27,18517 PEC SOLUTIONS INC COM 11-Dec-01 97500 34,81023 (13,60824) 21,20199

The Chase WINS Sales Journal Monthly / Excel As of Dec-2001

A i7ZSSS d

ssol / LIMOV (sn) isoo~ (sn) judiouild, S@JBL4S 40 ON, oleo a

(09 6Z) (66 ZOE) 617 CLZ 00 9Z [0-000-9z: d~JOO DGIH SlIVIN E)Nicrlina (68 OCZ) 46 CZVZ) ZO C6L'Z 00 OOZ LO-090-9Z dHOD 00-114 S-liVV4 E)Niaiina (60 UZ) 46 9ZVZ) ZR Ol.Z'Z 00 OOZ LO-090-9Z d8OO 00-11-1 TUVIN 011imina QL 990 46 CZVZ) vl. LqZ'Z 00 OOZ LO-30(]-tZ d~:103 001H S-11VIN SNia-iins (99 Z6) (96 1 [Z'O 6Z 6 1 CL 00 001. LO-300-1.z dUO0 90-11-1 SlIVIN Eftaiina (66 CZZ) 46 EZP'Z) Z6 66I'Z 00 OOZ IO-090-OZ dHOO 001H SUVVY DNia-lins Qq 100 (96 12'0 9Z OWI 00 001. 10-000-OZ dHOO 901H SIIVV4 Efto-lina Q6 LZO (Zq Ln't') S9 6LVV 00 OOV LO-000-6 ~ d800 9011-1 SliVn 91410-lina (88 GZ) (66 ZOE) I I 17LZ 00 9Z [0-000-C I d8OO 0G-lH SliVIN 0NIC11ins (ge I'LE) (92 SP9,C) 10 L9z,c 00 ME 1.0-39G-U dHOO 5011-1 STLVIN 01slia-line (IZ Ocz) 46 czl"Z) OL 961'Z 00 OOZ l.0-30o- I I dH03 90-11A S-UVIN E)Nio-iina (Ig LOZ) 46 czi?,Z) U ZZZ'Z 00 OOZ IO-3ao-S d800 0a]H S-11M Eftaiins (66 6170 (96 [IZ'I) 96 1,90'L 00 OU 10-300-9 d800 SGIH SliVVq SM(nina (~6 666) 019 969'6) OL S69'9 00009 IO-3aa-9 d~:100 00-11-1 S-IIVV4 9Nia-iins (6t, CS 1) (96 11 Z'0 917 990' 1 00 001 to-oao-V dHOO 001H S-11VV4 0NIG-Iine (66 190 (96 11 Z'0 96 6PO't 00 001. W-090"? d8OO 0a1H S-l-LVVY E)Niaiins (sz t9z'90 (ZL 99L,a) L9 906'OL 00 SZC'I? LO-390-61 V403 ONI A90-10NH091 HOAM Qz ZqL'q) (0v vzc'zv) 8 1 ZP9'zc 00 001'Z to-000-cl. V400 ONI A001ONHOAi d0AVYV QG Zt'0 M 6LS'Z) VL 9LO'Z 00 9ZI 10-OOG-ZL INOO ONI A00-10NH031 80)4VYV (Oz vZO, I) ([z Osq,q) 10 9Z9's 00 SZE LO-300-ZL V400 ONI AS010NH331 HOAINV (6L C09'0 (01 Iss'00 It LL6'9 00 SZ9 10-liao- I I V400 ONIA0010NH03i 80AVYV (Oz Izz' 1) (96 V90'1, 0 9L E99'6 MOSS 10-0@(]-01 INOO ONIAOMONH03i ~JWIVYV WE us,q) (Ig z9z'170 It ZSL'OC 00 OOL' I LO-390-9 VVOO ONI A0010NH031 dwmv (69 91,Z) 49 9C6'G) Z9 6[L'9 00 9LL LO-320-LE V400 dH00 11G3H01H31NV (ZO ZLB, I) (Oc c9L,90 9Z t6Z'9i: 00 SZL'[ IO-D@o-9Z INOO d8OO i103H0l83V4V (n tst"t) (60 K9'96 S!, O9f'9Z OOOS9 LO-Dao-Oz V400 dHoo ilGA8018aVYV QZ W19) Q I 999'LC) 06 M'S)E 00 SLVI 1.0-390111. -1 S~1109iVd-LS dV3 NVOIUDINV 179 V17C (EZ CSL'LZ) LL L60'ZZ 00006 1.0-000-171. VYOO AUN d800 dVO (191-11V C6 9Lf (sz OL I'vz) 9 1 6119'tZ 00 000' 1 1.0-38(3-cl. V400 AA3N dU03 dVO (131TIV OC 69 (so vcq* 9Z CZ6'17 00 00Z [0-000-U IN00 AABN dH03 dVO (131-1-1V

It 981.,091, (66 LOZ'V9L) Ot 96C17176 6CLCS d 10101

L9 90Z,Z (9t, 9LL, L I) CE C96'61, 00009 LO-Oaa-61 ONI NOU09NN00 sqomnosEa 17L 66VZ (96 Icc,90 ZL IU'OZ 00 SZ9 [0-0190-9 1 ONI N01109NNOO sBo8nOS3~1 9c 98L,cf, (l6 LOO'OE) 6Z 96L'CL 00 09CZ LO-DOCI-17L V400 ONI SNoumcls oad

P 92442 T

BHP BILLION LTD 10-Dec-01 3,80000 20,35082 (15,38628) 4,964 54 BHP BILLION LTD 11-Dec-01I 3,83200 20,41495 (15,51584) 4,89911 BHP BILLITON LTD SPONSORE 28-Dec-01 3,00000 31,76952 (27,601 30) 4,16822 CIE FANANCE RICHEMONT 6-Dec-01 544 00 10,821 82 (10,38778) 43404 CIRCUIT CITY GROUP COM 7-Dec-01 6,00000 126,59397 (74,31379) 52,280 18 CIRCUIT CITY GROUP COM 7-Dec-01 3,70000 77,51241 (45.82684) 31,68557 CIRCUIT CITY GROUP COM 18-Dec-01 1,90000 45,281 75 (23,53270) 21,74905 CIRCUIT CITY GROUP COM 19-Dec-01 10000 2,38392 (1,23856) 1,14536 CIRCUIT CITY GROUP COM 19-Dec-01 5,80000 138,257 52 (71,83667) 66,42085 CIRCUIT CITY GROUP COM 19-Dec-01 20000 4,73388 (2,477 13) 2,25675 CIRCUIT CITY GROUP COM 20-Dec-01 50000 12,557 33 (6,19281) 6,364 52

^SeCLIFI[v Descriotion Trade Date A No of Shares AP, incioal (US) ~Cost (US) A Gain / Loss

FINANCIAL FED CORP COM 3-Dec-01 97500 26,90052 (27,40821) (50769) FINANCIAL FED CORP COM 31-Dec-01 1,62500 50,96557 (45,68035) 5,28522 FIRST CASH FINANCIAL SERV 4-Dec-01 20000 1,477 57 (1,66600) (18843) FIRST CASH FINANCIAL SERV 6-Dec-01 2,20000 15,51828 (18,32600) (2,80772) HEALTHCARE SVCS GROUP INC 17-Dec-01 1,12500 10,96838 (8.55000) 2,41838 HEICO CORP NEW CL A 31-Dec-01 1,62500 21,85690 (27,06940) (5,21250) KEYSTONE AUTOMOTIVE INDS 5-Dec-01 1,77500 31,061 46 (22,18949) 8,871 97 KEYSTONE AUTOMOTIVE INDS 14-Dec-01 1,37500 24,802 11 (17,18905) 7,61306 KEYSTONE AUTOMOTIVE INDS 14-Dec-01 1,00000 18,09939 (12,501 12) 5,59827 KEYSTONE AUTOMOTIVE INDS 17-Dec-01 1,65000 29,70725 (20,62685) 9,08040 KEYSTONE AUTOMOTIVE INDS 17-Dec-01 12500 2,24992 (1,56264) 68728 LANDSTAR SYS INC COM 19-Dec-01 12500 9,42037 (8,61354) 80683 MANAGEMENT NETWORK GROUP 17-Dec-01 8,30000 58,09806 (42,68800) 15,41006 MENS WEARHOUSE INC COM 26-Dec-01 2,00000 40,60484 (51,81203) (11,20719) ORTHODONTIC CTRS AMER INC 17-Dec-01 2,00000 59,241 42 (63,69125) (4,44983) ORTHODONTIC CTRS AMER INC 18-Dec-01 85000 25,03498 (27.06878) (2,03380) ORTHODONTIC CTRS AMER INC 19-Dec-01 2,35000 70,771 88 (74,83722) (4,06534) PERICOM SEMICONDUCTOR COR 11-Dec-01 4,60000 72,30958 (68,29034) 4,01924 SIERRA PAC RES NEW COM 3-Dec-01 12500 1,797 18 (2,051 19) (25401) SUPERTEX INC COM 7-Dec-01 1,17500 23,26434 (15,91737) 7,34697 SUPERTEX INC COM 10-Dec-01 10000 1,96493 (1,35467) 61026 SUPERTEX INC COM 12-Dec-01 3,45000 59,821 00 (46,73610) 13,08490

Total P 55524 1,008,985 37 (1,000,788 82) 8,19655

DOW CHEM GO COM 21-Dec-01 30000 10,63653 (10,74361) (107 08) DOW CHEM GO COM 21-Dec-01 60000 20,90012 (21,48721) (58709) DOW CHEM GO COM 24-Dec-01 50000 17,371 27 (17,90601) (53474) DOW CHEM CO COM 26-Dec-01 1,20000 41,069 10 (42,97442) (1,90532) DOW CHEM GO COM 27-Dec-01 60000 20,437 17 (21,48721) (1 .05004) DOW CHEM CO COM 28-Dec-01 10000 3,39494 (3,58120) (18626) DOW CHEM CO COM 31-Dec-01 20000 6,80667 (7,16240) (35573) ELECTRO SCIENTIFIC INDS I 7-Dec-01 1,60000 54,78681 (80,14716) (25,36035) ELECTRO SCIENTIFIC INDS I 10-Dec-01 20000 6,87207 (10,01839) (3,14632) ELECTRO SCIENTIFIC INDS I 11-Dec-01 1 .00000 33,43468 (50,09198) (16,65730) ELECTRO SCIENTIFIC INDS I 12-Dec-01 90000 30,32808 (45,08278) (14,754 70) ELECTRO SCIENTIFIC INDS I 13-Dec-01 10000 3,34988 (5,00920) (1,65932) ELECTRO SCIENTIFIC INDS I 14-Dec-01 30000 10,08251 (15,02759) (4,94508) ELECTRO SCIENTIFIC INDS I 17-Dec-01 70000 23,82790 (35,06438) (11,23648) GLOBESPANVIRATA INC 17-Dec-01 2,75400 34,19274 (34 .73469) (541 95) GLOBESPANVIRATA INC 17-Dec-01 61200 7,55974 (7,71882) (15908) GLOBESPANVIRATA INC 21-Dec-01 1400 17807 (17657) 1 so GLOBESPANVIRATA INC 21-Dec-01 5,80000 72,98534 (73 .15221) (16687) ILLINOIS TOOL WORKS 3-Dec-01 30000 18,31393 (10,03436) 8,27957 ILLINOIS TOOL WORKS 4-Dec-01 10000 6,15084 (3,34479) 2,80605 ILLINOIS TOOL WORKS 5-Dec-01 10000 6,26979 (3,34479) 2,92500 ILLINOIS TOOL WORKS 5-Dec-01 10000 6,42305 (3.34478) 3.07827 ILLINOIS TOOL WORKS 6-Dec-01 10000 6,43978 (3,34479) 3,09499 JUNIPER NETWORKS INC COM 7-Dec-01 1,10000 28,35595 (32.25332) (3,897 37) JUNIPER NETWORKS INC COM 10-Dec-01 30000 7,49587 (8,79636) (1,30049) JUNIPER NETWORKS INC COM 1 I-Dec-01 2,50000 62,58691 (73,30299) (10,71608) JUNIPER NETWORKS INC COM 12-Dec-01 20000 4,971 59 (5,86424) (89265) LINEAR TECHNOLOGY CORP GO 5-Dec-01 3,40000 148,83003 (117,638 72) 31,191 31 NIKON CORP 12-Dec-01 3,00000 29,10680 (53,67720) (24,57040) NTTDOCOMO 1 I-Dec-01 200 24,567 37 (38,81778) (14,25041) NTT DOCOMO 12-Dec-01 200 24,594 53 (38,81778) (14,22325) NTT DOCOMO 13-Dec-01 200 23,521 44 (38.817 78) (15,29634) NTT DOCOMO 14-Dec-01 300 33,98777 (58,22667) (24,23890) NTT DOCOMO 19-Dec-01 300 32,86202 (58,22667) (25,36465) NTT DOCOMO 19-Dec-01 000 000 000 (48048) PEOPLESOFT INC COM 6-Dec-01 1,30000 53,26429 (36,98500) 16,27929 PEOPLESOFT INC COM 7-Dec-01 30000 12,02500 (8,53500) 3.49000 PEOPLESOFT INC COM 1 I-Dec-01 90000 36,05864 (25,60500) 10,45364

A Secuiitv Descru3tion Trade Date A No of ShaieS AP, mcmal (US) ACOSt (US) A Gain I Loss

P 97351 T

Total P 97351 21,637,714 91 (23,127,106 38) (1,489,391 47)

Trade Date A No of Shares A Principal (US) 4cost (US) 4Gain I

PEOPLESOFT INC COM 11 -Dec-01 20000 7,99873 (5,69000) 2 .30873 PEOPLESOFT INC COM 12-Dec-01 20000 7.99973 (5,69000) 2,30973 PEOPLESOFT INC COM 13-Dec-01 30000 12,06739 (8,53500) 3,53239 PEOPLESOFT INC COM 14-Dec-01 70000 26,94049 (19,91500) 7,02549 PEOPLESOFT INC COM 17-Dec-01 60000 23,62859 (17,07000) 6,55859 PMC-SIERRA INC COM 5-Dec-01 40000 10,93271 (16,69078) (5,75807) PMC-SIERRA INC COM 6-Dec-01 40000 11,39825 (16,69078) (5.29253) VIRATA CORP COM 1 1-Dec-01 2,50000 34,04211 (32,161 74) 1,88037 VIRATA CORP COM 12-Dec-01 3,20000 41,94836 (41,16703) 781 33 VIRATA CORP COM 12-Dec-01 10000 1,35745 (1,28647) 7098 CABLE & WIRELESS OPTUS (coFrectioi 2-Oct-01 95,00000 (105,307 80) 190,22640 84,91860

Total P 92442 2,103,238 88 (2,029,643 60) 157,71869

BELLSOUTH CORP COM 7-Dec-01 16,50000 626,44450 (736,789 61) (110,345 11) BELLSOUTH CORP COM 1 O-Dec-01 15,50000 587,97596 (692,135 69) (104,159 73) CINERGY CORP COM 3-Dec-01 24,00000 697,59429 (829,207 04) (131 .612 75) CINERGY CORP COM 4-Dec-01 11,00000 322.44763 (380,053 23) (57,60560) CINERGY CORP COM 5-Dec-01 11,00000 324,46056 (380,053 22) (55,59266) DUKE ENERGY CORP 12-Dec-01 10,00000 331,54492 (332,695 21) (1,15029) EL PASO CORP COM 3-Dec-01 10,00000 434,75548 (569,009 61) (134,254 13) EL PASO CORP COM 10-Dec-01 6,50000 273,97365 (369,856 25) (95,88260) EL PASO CORP COM 12-Dec-01 32,00000 1,213,905 07 (1 .820,830 77) (606,925 70) FANNIE MAE 6-Dec-01 3,00000 227,92219 (231,711 86) (3,78967) FEDERAL HOME LN MTG CORP 6-Dec;-01 50000 32,00563 (31,72852) 27711 KIMBERLY CLARK CORP COM 20-Dec-01 17,50000 1,032,539 04 (986,985 75) 45,55329 LEHMAN BROS HOLDINGS INC 12-Dec-01 10,00000 662,811 88 (687,114 00) (24,302 12) MGIC INVT CORP WIS COM 6-Dec-01 6,50000 372,88475 (378,827 88) (5,943 13) MGIC INVT CORP WIS COM 7-Dec-01 11,00000 619,80291 (641,093 33) (21,29042) MGIC INVT CORP WIS COM 10-Dec-01 16,00000 885.84083 (932,499 39) (46,65856) PHARMACIA CORP COM 20-Dec-01 6,00000 260,201 71 (247,174 60) 13,027 11 SCHERING PLOUGH CORP COM 19-Dec-01 14,00000 509,63338 (534,671 35) (25,03797) SCHERING PLOUGH CORP COM 20-Dec-01 65,00000 2,354,214 89 (2,482,402 70) (128,187 81) VIASYS HEALTHCARE INC COM 3-Dec-01 3,21400 56,511 79 (52,02252) 4,48927

969'E:99) (6Z 699'LOV96 ZC 099'CU'LZ 1010i PUBJE)

SaleLIS JO ON, 016(] apoil ssol / UILE),

Grants Balance Due Authorized

January 1, 2001 During Year

S 15000

$ 83 756 S 83756

$ 2185,937 S 509293 S 1,676,644

DOC3 - 22~ ,do

Aging & Health Academic Geriatrics and Training

Agency for Healthcare Research and Quality Roc;kville MD Improving Functional Health Outcomes in Older People AreneS B,emrian MD MIS

American Academy of Family Physicians Foundation Leawood KS Improving Geriatric Medicine Education in Community Hospital Family Practice Residency Programs Building on Success Gregg A Warshaw M D

American Academy of Nursing Washington DC Nursing Initiative Coordinating Center and Scholar Stipends Theresai Adcock Gaffney

American Academy of Nursing Washington DC Nursing School Genamc: Investment Program Claire M Fagin Ph D

American Association of Colleges of Nursing Washington DC Enhancing Geriatric Nursing Education at Baccalaureate and Advanced Practice Levels Geraldine Polly Bednash Ph D R N F A A N

American Association of Colleges of Nursing Washington DC Creating Careers in Geriatric Advanced PraCOCe Nursing Geraldine Polly Bednash Ph 0 R N F A AN

American Federation for Aging Research, Inc New York NY Paul Beeson Physician Faculty Scholars in Aging Research Program Oclette van der Wilhk

American Federation for Aging Research, Inc Now Yon, NY Centers of Excellence Coordinating Center Renewal Oderre van der Willik

American Federation for Aging Research, Inc New York: NY Fellowship Canon Expansion Odette van der Willik

American Federation for Aging Research, Inc New York NY Medical Student Geriatric Scholars Program Odette van der Wilk

American Geriatrics Society. Inc Now York NY Increasing Genatrics Expertise in Surgical and Medical Specialties Phase III David H Solomon M D

American Gorlatri~ Society, Inc New York NY Integrating Genatncs into the Sub5PeC1aIf;oS of Internal Medicine Renewal William R Hazzard M D

~M-1112.

JOHN A. Nunn mnA=x 55 EAST 59th STREET NEW YORK, N.Y 10022

FEDERAL TAX I D #13-1667057 Amount Balance Due Paid December 31, During 2001 Year

$ 15000

S 7068 145 $ 425000 S 6643,145

S 2201 954 S 370919 S 1 B31 035

$ 3 997443 S 1 393895 S 2603548

$ 2229 168 S 228650 S 2000518

S 10732294 S 751 752 S 9980542

S 1 855920 5 604331 S 1 251 589

$ 445436 5 445 436

$ 284,755 S 2880806 S 110502 S 3055059

S 5999885 $ 508019 S 5491 866

S 2250907 5 525000 S 1 725907

S 5 9641,017 $ 978411 S 4,962606

OOC3-~ 2a,

American Geriatrics Society, Inc New York NY Enhancing Geriatric Cam Through Practicing Physician Education, Phase /I Sharon Levine M 0

American Geriatrics Society, Inc New York NY Distribution of Geriatrics Educational Materials Nancy E Lundabjerg

American Society of Clinical Oncology Alexandra VA Enhancing Geriatric Oncology Training Deborah Whippen

Association of Amencan Medical Colleg" Washington DC Enhancing Geriatrics in Undergraduate Medical Education M Brownell Anderscri

Association of Directors of Geriatric Academic Programs Now York NY Developing a New Generation of Academic Programs,n Geriatrics William J Hall M D

Association ol Directors of Geriatric Academic Programs New York NY Geriatric Leadership Development Program David B Reuben M D

Saylor College of Medicine Houston TX Center of Excellence Renewal Anita Woods, Ph D

Boston University/Baston Medical Center Boston MA Center of Excellence Rebecca A Silliman M D Ph D

Council on Social Work Education Alexandria VA Transforming Geriatric Social Work Education Nancy Hcoyman

Council on Social Work Education Alexandria VA Preparing Geromology-Competent Social Workers Phase If FninkBaskind PhD

Duke University Durham NC Center of Excellence Renewal Harvey Jay Cohen MD

Emory University Atlanta CA Southeast Center of Excellence Rene~al Joseph Ouslander M D

Gerontological Society of America Washington DC Hanford Geriatric Social Work Faculty Scholars Program and National Network Unda Krogh Harcotyan

Grants Balance Due Authomed


S 643328

5 427800

utm -,1 19 .

Amount Balance Due Paid December 31, During 2001 Year

$ 510523 $ 132805

5 206900 S 220900

$ 2577 703 S 1 493,914 S 2285 597 S 1 786020

S 2285247 S 721 372 S 1 563875

$ 1 786556 S 150000 S 1 636556

$ 450000 $ 150,000 S 300000

475,045 S 175045 $ 300000

S 5244 254 S 2426925 S 2817329

S 1 480692 S 316925 $ 1 163 767

S 225,000 S 225000

S 450000 S 75000 S 375 OGO

Sdo DDCS .~

Gerontalogical Society of America Washington DC Hanford Geriatric Social Work Doctoral Fellows Program James Lubben D S W

Harvard Medical School Boston MA Center of Excellence Lewis A Lipsitz M D

Hunter College, City University of Now York New York NY Geriatric Social Work Practicum Implementation Joann Ivry 0 S W

Institute for Clinical Evaluation Philadelphia PA A Credenbal in Home Cam John J Noroni Ph D

Johns Hopkins University Baltimore MID Center of Excellence Renewal John R Burton M D

Mount Sinai Medical Center Now York NY Center of Excellence Renewal Chnstme K Cassell, M D

New York Academy of Medicine (rounded) New York NY Geriatric Social Work Practicum Implementation Coominating Center Paincla J Volland M S W M B A

New York University New York NY The John A Hartford Foundation Institute for the Advancement of Geriatric Nursing Pracbce Mathy D Mezey R N Ed D F A A N

New York University New York NY Geriatric Interdisciplinary Team Training Program Resource Center Renewal TerryT Fulmer RN PhD FAAN

Oregon Health & Sciences University Ponjand OR Center of Genamc Nursing Excellence Patncui G Archbold

Partners In Care Foundation, Inc Burbank CA Geriatric Social Work Pmc&cum Implementation W June Simmons L C S W

RAND Corporation Ailington, VA Developing Interdisciplinary Research Centers for Improving Geriatric Health Cam Services Harod! Alan Pincus M D

~=- I 1 .9 .

Grants Amount Balance Due Balance Due Authorized Paid December 31, January 1, 2001 During During 2001 Year Year

$ 2273,037 390,770 S 1 882267

5 375000 S 150000 $ 225000

S 175000 100,000 5 75000

S 102000 100473 $ 1 527

S 303116 61 056 S 222060

$ 300000 S 148027 S 151 973

617657 5 435049 S 182608

S 324 192 S 5000000 S 624 192 S 4 700000

$ 501 773 S 378 765 5 123008

$ 1 062896 S 1 062896

S 375000 250000 S 125000

$ 1,965115 $ 459339 $ 1 505 776

Grants Balance Due Authonzed


S 298052


255038 S 43014

S 493634 S 116062 S 377572

DOCS-ZlIn", .09

Society for General Internal Medicine Washington DC Training General Internists in Geriatrics Planning for Sustained Improvement Kun Kroenke MID

Stanford University Stanford CA Enhancing Dissemination of Innovations in Geriatric Education Georgete A Stratos Ph D

State Univerally of New York Albany Albany NY Genatm: Social Work Procticum Implementation Anne E Fortuna Ph D

University of Alabama at Birmingham Birmingham AL Southeast Center of Excellence Renewal Richard M Allman M D

University of Arkansas for Medical Sciences Little Rock AR Center of Geriatric Nursing Excellence Claudia J Beverly Ph D R N

University of California, Berkeley Berkeley, CA Geriatric Social Work Practicurn Implementation Barns Robinson M S S W

University of California, Los Angeles Los Angeles CA GITT National Program Evaluation David B Reuben M 0

University of California, Los Angeles Los Angeles CA Center of Excellence Renewal David 8 Reuben M D

University of California San Francisco San Francisco CA Center of Geriatric Nursing Excellence Jeanie Kayser Jones Ph D R N F A A N

University of California, San Francisco San Francisco CA Center of Excellence C Seth Landefeld M 0

University of Chicago Chicago IL Center of Excellence Greg A- Sachs M D

University of Colorado Denver CO Center of Excellence Renewal Andrew M Kramer, M D

University of Hawaii Honolulu HI Center of Excellence PaIncia L Blanchette M D . M P H

~= ".9"

S 214872 $ 620442 5 214872 S 620442

S 173668 S 99 161 $ 74 507

S 450000 S 75000 S 375000

5 1 065000 S 1 065000

375000 229,985 S 145,015

S 60934 S 60934

S 300000 149864 S 150,136

S 1 064509 S 1 064509

S 610353 260353 S 350000

S 374590 S 54773 $ 319817

S 300000 5 300000

DOCSff~ Sol

~=- I I Is ~.

Grants Amount Balance Due Balance Due Amthorized Paid December 31, January 1, 2001 During During 2001 Year Year

University of Houston $ 175000 S 70780 S 104220 Houston TX Geriatric Social Work Prachcum Implementation Virginia Cooke Robbins L M S W A C P

University of Iowa S 1 064450 $ 1 064450 Iowa City, IA Center of Geriatric Nursing Excellence Mendean L Maas Ph D R N F A A N

University of Kansas S 303810 S 303810 Kansas City KS Center of Excellence Daniel L Swagerry Jr M D M P H

University of Michigan $ 300000 S 147857 S 152 143 Ann Arbor ?,it Center of Excellence Jeffrey B Halter ME)

University of Michigan S 175000 S 100000 $ 75000 Ann Arbor Ml Geriatric Swat Work Practicum Implementation Ruth E Dunkle Ph D

University of Pennsylvania S 1 065000 S 1 065000 Philadelphia PA Center of Genamc Nursang Excellence Neville E Stmmpf Ph D RN C P A A N

University of Pennsylvania 5 3DO 001 S 55470 S 244531 Philadelphia PA Center of Excellence Jerry C Johnson M 0

University of Pittsburgh S 525000 S 110105 S 414 895 Pittsburgh PA Center of Excellence in Geriatric Medcme NeilM Resnick MD

University of Rochester $ 303223 303 223 Rochester NY Center of Excellence Renewal Willham,] Hall MD

University of Rochester S 68537 S 55,146 $ 13 391 Rochester NY A Wdelforthe Dem1opmvnrofCombwedGncobgy- Genatncs Fellowship Training William J Hall M D

University of Texas Health Science Center at San Antonio S 303804 5 303 604 San Antonio TX Center of Excellence Renewal David V Espino M D

University of Washington S 600,000 $ 150000 S 450000 Seattle WA Center of Excellence harrier B Abrass M 0

Yale University S 5.41454 S 166454 S 375000 New Haven CT Center of Excellence Mary E Tinew M D

Subtotal S 59502290 S 31 710591 S 19442776 $ 71 770,105

,of

Aging & Health Integrating and Improving Services

Buffalo General Foundation Buffalo NY Home Hospital National Demonstration Bruce J Naughton M D

Carle Foundation Hospital Urbana IL Evaluation of Genamc Team Cam in Medicare Risk Cheryl Schmeder, Pit D R N

Duke University Durham NC Improving Depression Cam for Elders Linda H Harpole M D

Fallon Community Health Plan Worcester MA Home Hospital Nabonai Demonstration Jetfrey B Bud M 0

Group Health Cooperative of Puget Sound Seattle WA Delivering Effective Primary Cam to Older Adults The Senior Resource Team at Group Health Cooperative Edward H Wagner M D M P H

Health and Human Services Planning Assoc;atlon. Inc West Palm Beach, Fi. Senior Services Program Implementation Kerry A Rodriguez J D

Indiana University Ind,anaocills IN limpimong Oelovession Cam tor Elders Chnstopher M Callahan, M D

Intermountain Health Care Salt Lake City UT Evaluating Me Impact of Geriatric Cam Teems in Ambulatory Practice Paul D Clayton Ph D

Johns Hopkins University Baltimore MID Home Hospital National Demonstration and Evaluation Coordinating Center John R Bunch M D

The National Council on the Aging, Inc Washington DC Promoting Vital Aging Through Teamwork Between Community Organizations and Health Cam Providers Nancy A- Whitelaw Ph D

National PACE A"ociation Alexandra VA Expanding the Availability of the PACEModelofCare She" M Mount

National PACE Association Alexandria VA Accelerating State Access to PACE She" M Bloom

~%W- " .9 .


$ 276885 S 147986 S 128899

S 350376 $ 84829 S 265547

S 395891 s 156823 S 239068

S 362 219 S 65279 S 296,940

5 1 678056 S 255219 $ 1 422837

S 1 164 852 S 60036 S 1 104816

S 514 652 S 218,194 S 296458

$ 1 398373 5 1 398,373

$ 1 214 655 214088 S 1 000567

S 1 322,712 S 163,198 S 1 159514

S 375000 S 375,000

S 1 247035 5 637 119 S 609916


150,000 $ 228 821

$ 1,058607 S 1 058607

$ 449797 S 148692 S 301 105

DOCS. 2203,, 7d,

Partners in Care Foundation, Inc Burbank, CA Preventing Medication Emots the Home Health Medication Management Model W June Simmons L C S W

PeaceHealth Oregon Region Eugene OR A Senior Health Center Interdisciplinary Team Approach Health and Organizational Outcomes Ronald D Stock, M D

Portland VA Medical Center Portland OR Home Hospital National Demonstration Scott L Mader M D

Rush-Presbyterlan-St Luke's Medical Center Chicago IL Virtual Integrated Practice A New Approach to Health Cam Teams Steven K Rothschild M D

Seattle Institute for Biomedical and Clinical Research Seattle WA Client Oufcomes,n Community Residential Settings in the State of Washington Susan C Hedrick Ph D

Spartanburg Regional Medical Center Foundation Spartanburg SC Improving Geriatric Cam in Rural Healthcare Delivery Systems R BradfordWhitney MD

State University of Now York. Albany Albany NY The Capital District Creating an Aging Prepared Community Philip McCallion Ph D

University of California, Los Angeles Los Angeles CA Improwng Depression Care for Elders Coordinating Center Jurgen Unucter M D M P H

University of California, Los Angeles Los Angeles CA Improving Depression Care for Elders Jurgen Unumer M D M P H

University of Colorado Denver, CO An Interdisciplinary Team Appreach to Improving Transitions Across Sites of Geriatric Cam Eric A Coleman, M D M P H

University of Texas Health Science Center at Son Antonio San Antonio TX improving Depression Cam for Elders Polly Hitchcock Noel Ph D

University of Washington Seattle WA Improving Depression Cam for Elders Wayne Kawn M D



$ 378821 S

$ 367591 $ 174850 S 192741

$ 1 627230 S 1 627230

$ 39036 S 39036

S 346,449 S 257595 S 88 854

S 150350 S 100,000 S 50350

S 1 753,412 S 247304 S 1,506108

5 401,466 S 401 466

S 1 085242 $ 1 085242

S 454067 S 139087 S 314980


S 117 170 S 108 160 S 225330

Subtotal S 12462 757 S 6 175 347 S 3376 505 S 15261 599

$ 74 507 S 74 507

S 150000 S 75000 S 75000

5 8754 S 8 754

Subtotal S 281 286 S 1 523 016 S 641 668 5 1 162634

S 10 GOO $ 10000

S 3,000 S 3,000

$ 30,000 S 10,000 $

20,000 $ 10000 $

S 500 $ 500

10000

009 13CKS .ZtMIA

University ofWisconsin, Madison Madison Wl Improving the Quality of Care and the Retention of Direct Cam Workers in Community Based Long Term Cam Mark A Sager M D

Aging & Health Other

American Federation for Aging Research, Inc New York NY Communications and Dissemination Initiative Stephanie Lederman

George Washington University Washungton DC Advancing Aging and Health Policy Understanding Judith Miller Jones

Grantmakers In Health Washington, DO Support for mIssue Dialogued on Health Professions Education Anne Schwartz Ph D

Project HOPE - People-to-People Health Foundation, Inc Bethesda MD Health Affairs Thematic Issue on the Health Cam Work Force John K glehart

University of Maryland College Park MD National Network for Intergenerational Health Organizational Development Plan Daniel Le,,iton, Ph D

New York Fund

The American Geriatrics Socletyl Foundation for Health in Aging, Inc New York NY

Bowery Residents'Committee. Inc New York NY

Council of Senior Centers and Services of New York City New York NY 'September 11 Responding to the Needs of Older Now Yorkers' lgal Jellinek

Help Line New York NY

The Hospital for Special Surgery Fund Inc New York NY

Hunter College, City University of New York New York NY Aging and Health work study cumculum For MSW students Roberta Graziano D S W

Medicare Rights Center New York NY

Milwaukee Catholic Home Milwaukee Wl



11=2 , q AM

$ 198025 S 1 343016 S 453407 S 1 087 634

S 30000 $ 30000

$ 10000 S 10000

S 10000 S 10000

S 153000 $ 103,000 S 50000

20000


No. York Academy of Medicine $ 10000 $ 30000 S 12500 S 27500 New York NY

Peekskill Youth Bureau S 10000 S 10000 Peekskill NY

Syracuse University s 500 S 500 Syracuse NY

United Hospital Fund 5 12500 S 12500 New York NY

Village Care of New York, Inc $ 30,000 S 10000 S 20000 New York NY

Subtotal S 40000 S 289500 S 202000 $ Q7 500

Other Giants

Academy for Health Services Research and 2000 S 2000 Health Policy Washington DC

The Foundation Center 10000 S 10000 New York NY

Grantmakers In Aging $ 5000 S 5,000 Dayton, OH

Grantmakers in Health S 10000 s 10000 Washington DC

National Foundation for Facial Reconstruction New York NY

New York Regional Association of Grammakers S 10000 $ 10000 New York NY

RAND Corporation $ 5000 S 5 .000 Santa Mon,ca CA

Matching Grants $ 600389 S 600389

Other Grants Subtotal S 1542 390 S 642390

Grants Refunded or Cancelled (refunds rounded to whole dollar) S 411 343 S (559374) 5 (148,031) S

Discount to Present Value S (9676,917) 5 3,106249 S (6,570668)

Total (All Grants) S 63020759 $ 42887 719 S 24 157308 S 81,751 170

ode DCCS-~

11 49.

Part VIII, Line 1 - Information About Officers, Directors, Trustees . Foundation Managers . Hiahly-Paid Employees and Contractors

Title and Avg. Contributions Expense Mrs . Per Week To Employee Account, Devoted to Benefit Other

Name and Address Position Plan Allowances Compensation

Arthur S . Holden, Jr . Chairman Emeritus -0- -0- -0-9725 Rollin Road and Trustee Waite Hill, OH 44094 Approx . 8-12 Hrs/

Month

George B . Milbourn Chairman and -0- -0- -0-8262 Whitney Lane President Painesville, OH44077 Approx . 10-15 Hre/

Week

Deborah Z . Read Secretary -0- -0- -0-Thompson, Hine LLP and Trustee 3900 Key Center Approx . 8-12 Mrs/ 127 Public Square Month

Charles W. Landefeld Trustee -0- -0- -0- 2881 Southington Road Approx . B-12 Mrs/ Shaker Heights, OH 44120 Month

Karen R . Nestor Trustee -0- -0- -0- 2231 Chestnut Hills Approx . 8-12 Hrs/ Cleveland, OH 44106 Month

Statement 7 Page 1 of 2

Martha Holden Jennings Foundation 034-0934478

2001 Return of Private Foundation, Form 990-PF

Cleveland, OR 44114

Allen H . Ford Treasurer -0- -0- -0- 500 Hanna Building and Trustee 1422 Euclid Avenue Approx . 8-12 Hrs/ Cleveland, OH 44115 Month

Jeanette Grasselli Brown Trustee -0- -0- -0- 150 Greentree Drive Approx . 8-12 Hrs/ Chagrin Falls, OH 44022 Month

Steve Bullock Trustee -0- -0- -0- Eaton Center, Suite 1200 Approx . 8-12 Hrs/ 1111 Superior Avenue Month Cleveland, OR 44114

Russell R . Gifford Trustee -0- -0- -0- 2712 Moore Road Approx . 8-12 Mrs/ Orwell, OR 44076 Month

Robert M. Ginn Trustee -0- -0- -0- 1120 Chester Avenue, #470 Approx . 8-12 Hrs/ Cleveland, OH 44114 Month

990-PF Return of Private Foundation - Foundationcenter

Documents

Transcript of 990-PF Return of Private Foundation - Foundationcenter