Form 990-PF 2017 - Foundationcenter

426
l efile GRAPHIC print - DO NOT PROCESS As Filed Data - Form 990-PF Department of the Trea^un Internal Rev enue Ser ice Return of Private Foundation DLN:93491312000088 OMB No 1545-0052 or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter social security numbers on this form as it may be made public. Information about Form 990-PF and its instructions is at www.irs.gov/form990pf. 2017 For calendar year 2017, or tax year beginning 01 -01-2017 , and ending 12-31-2017 Name of foundation THE ROCKEFELLER FOUNDATION 13-1659629 Number and street (or P 0 box number if mail is not delivered to street address) Room/suite B Telephone number (see instructions) 420 FIFTH AVENUE (212) 852-8361 City or town, state or province, country, and ZIP or foreign postal code NEW YORK, NY 100182702 C If exemption application is pending, check here q G Check all that apply q Initial return q Initial return of a former public charity D 1. Foreign organizations, check here El q Final return q Amended return 2 Foreign organizations meeting the 85% El Address change El Name change test, check here and attach computation El H Check t e of or anization q Section 501(c)(3) exem t rivate foundation E If private foundation status was terminated yp g pp under section 507(b)(1)(A), check here q Section 4947(a)(1) nonexempt charitable trust q Other taxable private foundation I Fair market value of all assets at end J Accounting method q Cash 9 Accrual F If the foundation is in a 60-month termination of year (from Part II, col (c), q Other (specify) under section 507(b)(1)(B), check here line 16)101$ 4,509,869,144 (Part I, column (d) must be on cash basis ) Analysis of Revenue and Expenses (The total ( a) Revenue and (d) Disbursements of amounts n columns (b), (c), and (d) may not necessarily expenses per (b) Net investment (c) Adjusted net for charitable equal the amounts n column (a) (see instructions) ) books income purposes (cash basis s only) 1 Contributions, gifts, grants, etc , received (attach schedule) 2 Check W if the foundation is not required to attach Sch B . . . . . . . . . . . . . 3 Interest on savings and temporary cash investments 1,172,333 1,172,333 4 Dividends and interest from securities . . . 30,378,643 61,820,106 5a Gross rents . . . . . . . . . . . . b Net rental income or (loss) C 6a Net gain or (loss) from sale of assets not on line 10 300,063,681 y b Gross sales price for all assets on line 6a 842,659,302 7 Capital gain net income (from Part IV, line 2) . . . 226,123,123 8 Net short-term capital gain . . . . . . . . . 9 Income modifications . . . . . . . . . . . 10a Gross sales less returns and allowances b Less Cost of goods sold . . . . c Gross profit or (loss) (attach schedule) . . . . . 11 Other income (attach schedule) -5,712,980 -2,455,835 12 Total . Add lines 1 through 11 . . . . . . . . 325,901,677 286,659,727 13 Compensation of officers, directors, trustees, etc 5,501,673 1,321,057 4,180,616 14 Other employee salaries and wages 19,152,382 3,659,506 15,360,804 0 W 15 Pension plans, employee benefits 6,725,193 828,197 7,333,651 ^C 16a Legal fees (attach schedule) . . . . . . . . . G?J 1,567,368 304,074 1,263,294 R. b Accounting fees (attach schedule) . 443,198 247,311 137,887 X w c Other professional fees (attach schedule) . . . 12,277,930 5,892,395 6,119,065 17 Interest . . . . . . . . . . . . . . 355,879 1,983,751 355,879 18 Taxes (attach schedule) (see instructions) 5,739,604 1,765,619 0 19 Depreciation (attach schedule) and depletion . . 2,878,318 199,037 20 Occupancy . . . . . . . . . . . . . 1,938,228 137,784 1,799,989 21 Travel, conferences, and meetings . . . . . . 3,101,763 205,758 2,857,387 22 Printing and publications . . . . . . . . . . 178 351 25 964 151 806 , , , 23 Other expenses (attach schedule) . 2,986,856 32,588,807 2,944,164 24 Total operating and administrative expenses. Add lines 13 through 23 . . . . . . . . . . 62,846,743 49,159,260 42,504,542 25 Contributions, gifts, grants paid 192,900,544 157,700,400 26 Total expenses and disbursements . Add lines 24 and 25 255,747,287 49,159,260 200,204,942 27 Subtract line 26 from line 12 a Excess of revenue over expenses and 70,154,390 disbursements b Net investment income (if negative, enter -0-) 237,500,4671 1 c Adjusted net income (if negative, enter -0-) . For Paperwork Reduction Act Notice , see instructions . Cat No 11289X Form 990-PF (2017)

Transcript of Form 990-PF 2017 - Foundationcenter

l efile GRAPHIC print - DO NOT PROCESS As Filed Data -

Form990-PFDepartment of the Trea^un

Internal Rev enue Ser ice

Return of Private Foundation

DLN:93491312000088

OMB No 1545-0052

or Section 4947(a)(1) Trust Treated as Private Foundation

► Do not enter social security numbers on this form as it may be made public.► Information about Form 990-PF and its instructions is at www.irs.gov/form990pf.

2017

For calendar year 2017, or tax year beginning 01 -01-2017 , and ending 12-31-2017

Name of foundationTHE ROCKEFELLER FOUNDATION

13-1659629

Number and street (or P 0 box number if mail is not delivered to street address) Room/suiteB Telephone number (see instructions)

420 FIFTH AVENUE

(212) 852-8361

City or town, state or province, country, and ZIP or foreign postal codeNEW YORK, NY 100182702 C If exemption application is pending, check here q

G Check all that apply q Initial return q Initial return of a former public charity D 1. Foreign organizations, check hereEl►

q Final return q Amended return 2 Foreign organizations meeting the 85%

El Address change El Name changetest, check here and attach computation ► El

H Check t e of or anization q Section 501(c)(3) exem t rivate foundationE If private foundation status was terminated

►yp g p p under section 507(b)(1)(A), check here

q Section 4947(a)(1) nonexempt charitable trust q Other taxable private foundation

I Fair market value of all assets at end J Accounting method q Cash 9 Accrual F If the foundation is in a 60-month termination►of year (from Part II, col (c),

q Other (specify)under section 507(b)(1)(B), check here

line 16)101$ 4,509,869,144(Part I, column (d) must be on cash basis )

Analysis of Revenue and Expenses (The total ( a) Revenue and (d) Disbursementsof amounts n columns (b), (c), and (d) may not necessarily expenses per (b) Net investment (c) Adjusted net for charitable

equal the amounts n column (a) (see instructions) ) booksincome purposes

(cash basiss only)

1 Contributions, gifts, grants, etc , received (attachschedule)

2 Check ► W if the foundation is not required to attach

Sch B . . . . . . . . . . . . .

3 Interest on savings and temporary cash investments 1,172,333 1,172,333

4 Dividends and interest from securities . . . 30,378,643 61,820,106

5a Gross rents . . . . . . . . . . . .

b Net rental income or (loss)

C 6a Net gain or (loss) from sale of assets not on line 10 300,063,681

y b Gross sales price for all assets on line 6a842,659,302

7 Capital gain net income (from Part IV, line 2) . . . 226,123,123

8 Net short-term capital gain . . . . . . . . .

9 Income modifications . . . . . . . . . . .

10a Gross sales less returns and allowances

b Less Cost of goods sold . . . .

c Gross profit or (loss) (attach schedule) . . . . .

11 Other income (attach schedule) -5,712,980 -2,455,835

12 Total . Add lines 1 through 11 . . . . . . . . 325,901,677 286,659,727

13 Compensation of officers, directors, trustees, etc 5,501,673 1,321,057 4,180,616

14 Other employee salaries and wages 19,152,382 3,659,506 15,360,804

0W

15 Pension plans, employee benefits 6,725,193 828,197 7,333,651

^C 16a Legal fees (attach schedule) . . . . . . . . . G?J 1,567,368 304,074 1,263,294

R. b Accounting fees (attach schedule) . 443,198 247,311 137,887Xw c Other professional fees (attach schedule) . . . 12,277,930 5,892,395 6,119,065

17 Interest . . . . . . . . . . . . . . 355,879 1,983,751 355,879

18 Taxes (attach schedule) (see instructions) 5,739,604 1,765,619 0

19 Depreciation (attach schedule) and depletion . . 2,878,318 199,037

20 Occupancy . . . . . . . . . . . . . 1,938,228 137,784 1,799,989

21 Travel, conferences, and meetings . . . . . . 3,101,763 205,758 2,857,387

22 Printing and publications . . . . . . . . . . 178 351 25 964 151 806, , ,

23 Other expenses (attach schedule) . 2,986,856 32,588,807 2,944,164

24 Total operating and administrative expenses.

Add lines 13 through 23 . . . . . . . . . . 62,846,743 49,159,260 42,504,542

25 Contributions, gifts, grants paid 192,900,544 157,700,400

26 Total expenses and disbursements . Add lines 24 and25 255,747,287 49,159,260 200,204,942

27 Subtract line 26 from line 12

a Excess of revenue over expenses and 70,154,390

disbursements

b Net investment income (if negative, enter -0-) 237,500,46711

c Adjusted net income (if negative, enter -0-) .

For Paperwork Reduction Act Notice, see instructions . Cat No 11289X Form 990-PF (2017)

Form 990-PF (2017) Page 2

®Balance Sheets Attached schedules and amounts in the description column Beginning of year End of year

should be for end-of-year amounts only (See instructions (a) Book Value (b) Book Value (c) Fair Market Value

1 Cash-non-interest-bearing . . . . . . . . . . . . . 16,629,161 13,186,629 13,186,629

2 Savings and temporary cash investments . . . . . . . . 159,071,729 119,791,936 119,791,936

3 Accounts receivable ►

Less allowance for doubtful accounts ►

4 Pledges receivable ►

Less allowance for doubtful accounts ►

5 Grants receivable . . . . . . . . . . . . . . . . .

6 Receivables due from officers, directors, trustees, and other

disqualified persons (attach schedule) (see instructions) . . . . .

7 Other notes and loans receivable (attach schedule) ►

Less allowance for doubtful accounts ►

L, 8 Inventories for sale or use . . . . . . . . . . . . . .

0N 9 Prepaid expenses and deferred charges

10a Investments-U S and state government obligations (attach schedule) 25,924,263 04^ 26,608,189 26,608,189

b Investments-corporate stock (attach schedule) . . . . . . 361,125,145 Gil 8,471,522 8,471,522

c Investments-corporate bonds (attach schedule) . . . . . . .

11 Investments-land, buildings, and equipment basis ►

Less accumulated depreciation (attach schedule) ►

12 Investments-mortgage loans . . . . . . . . . . . . .

13 Investments-other (attach schedule) . . . . . . . . . 3,469,204,796 04J 4,281,206,137 4,281,206,137

14 Land, buildings, and equipment basis ► 47,362,145

Less accumulated depreciation (attach schedule) ► 36,528,403 11,323,699 Gil 10,833,742 10,833,742

15 Other assets (describe ► ) ^J 43,389,901 Gil 49,770,989 49,770,989

16 Total assets (to be completed by all filers-see the

instructions Also, see page 1, item I) 4,086,668,694 4,509,869,144 4,509,869,144

17 Accounts payable and accrued expenses . . . . . . . . . 9,027,458 8,225,170

18 Grants payable . . . . . . . . . . . . . . . . . 95,987,689 129,913,071

o 19 Deferred revenue . . . . . . . . . . . . . . . . .

20 Loans from officers, directors, trustees, and other disqualified persons

21 Mortgages and other notes payable (attach schedule). . . . . .

22 Other liabilities (describe ► ) 1?j 46,100,547 Gil 53,501,903

23 Total liabilities (add lines 17 through 22) . . . . . . . . 151,115,694 191,640,144

Foundations that follow SFAS 117, check here

and complete lines 24 through 26 and lines 30 and 31.

24 Unrestricted . . . . . . . . . . . . . . . . . 3,935,553,000 4,318,229,000

25 Temporarily restricted

26 Permanently restricted . . . . . . . . . . . . . . .

LL_ Foundations that do not follow SFAS 117 , check here ► q

p and complete lines 27 through 31.un

27 Capital stock, trust principal, or current funds0

28 Paid-in or capital surplus, or land, bldg , and equipment fund

29 Retained earnings, accumulated income, endowment, or other funds

Z 30 Total net assets or fund balances (see instructions) . 3,935,553,000 4,318,229,000

31 Total liabilities and net assets/fund balances (see instructions) 4,086,668,694 4,509,869,144

Analysis of Changes in Net Assets or Fund Balances

1 Total net assets or fund balances at beginning of year-Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) . . . . . . . . . . . . . . . 1 3,935,553,000

2 Enter amount from Part I, line 27a . . . . . . . . . . . . . . . . . . . . . 2 70,154,390

3 Other increases not included in line 2 (itemize) ► 3 319,031,160

4 Add lines 1, 2, and 3 . . . . . . . . . . . . . . . . . . . . . . . . . . 4 4,324,738,550

5 Decreases not included in line 2 (itemize) ► tj 5 6,509,550

6 Total net assets or fund balances at end of year (line 4 minus line 5)-Part II, column (b), line 30 6 4,318,229,000

Form 990-PF (2017)

Form 990-PF (2017) Page 3

Capital Gains and Losses for Tax on Investment Income

How acquiredList and describe the kind(s) of property sold (e g , real estate,

P-PurchaseDate acquired Date sold

2-story brick warehouse, or common stock, 200 shs MLC CoD-Donation

(mo , day, yr) (mo , day, yr )

laSee Additional Data Table

b

C

d

e

( e) (f) (g) (h)

Gross sales priceDepreciation allowed Cost or other basis Gain or (loss)

(or allowable) plus expense of sale (e) plus (f) minus (g)

a See Additional Data Table

b

C

d

e

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 (I)

i (j) (k) Gains (Col (h) gain minus( )

F M V as of 12/31/69Adjusted basis Excess of col (i) col (k), but not less than -0-) or

as of 12/31/69 over col (3), if any Losses (from col (h))

a See Additional Data Table

b

C

d

e

If gain, also enter in Part I, line 7ti2 If (loss), enter -0- in Part I, line 7Capital gain net income or (net capital loss)

2 226,123,123

3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6)

If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0-in Part I, line 8 . . . . . . . . . . . . . . . . . . . i 3

• Qualification Under Section 4940 ( e) for Reduced Tax on Net Investment Income

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income )

If section 4940(d)(2) applies, leave this part blank

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? q Yes R NoIf "Yes," the foundation does not qualify under section 4940(e) Do not complete this part

1 Enter the appropriate amount in each column for each year, see instructions before making any entries

Base period years Calendaryear (or tax year beginning in)

Adjusted qualifying distributions Net value of noncha)stable-use assetsDistributdon ratio

(col (b) divided by col (c))

2016 200,048,032 3,954,610,518 0 050586

2015 212,112,263 4,158,196,009 0 051011

2014 196,412,211 4,061,252,404 0 048362

2013 190,491,092 3,738,351,329 0 050956

2012 183,007,418 3,527,282,012 0 051883

2 Total of line 1, column (d) . . . . . . . . . . . . . . . . . . . . . 2 0 252798

3 Average distribution ratio for the 5-year base period-divide the total on linenumber of years the foundation has been in existence if less than 5 years

2 by 5, or by the. . . . . . 3 0 050560

4 Enter the net value of noncharitable- use assets for 2017 from Part X, line 5 . . . . . . 4 4,172,740,418

5 Multiply line 4 by line 3 . . . . . . . . . . . . . . . . . . . . . . 5 210,973,756

6 Enter 11/o of net investment income (1% of Part I, line 27b) . . . . . . . . . . . 6 2,375,005

7 Add lines 5 and 6 . . . . . . . . . . . . . . . . . . . . . . . . 7 213,348,761

8 Enter qualifying distributions from Part XII, line 4 . . . . . . . . . . . . . . 8 208 ,280,282

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VIinstructions

Form 990-PF (2017)

Form 990-PF (2017) Page 4

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948-see instructions)

la Exempt operating foundations described in section 4940(d)(2), check here ► q and enter "N/A" on line 1

Date of ruling or determination letter ( attach copy of letter if necessary - see instructions)

b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 4,750,009

here ► q and enter 1% of Part I, line 27b . . . . . . . . . . . . . . . . . . .

c All other domestic foundations enter 2% of line 27b Exempt foreign organizations enter 4% of Part I, line 12,col (b)

2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 2 0

3 Add lines 1 and 2 . . . . . . . . . . . . . . . . . . . . . . . . . . . 3 4,750,009

4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 0

5 Tax based on investment income . Subtract line 4 from line 3 If zero or less, enter -0- . . . . . 5 4,750,009

6 Credits/Payments

a 2017 estimated tax payments and 2016 overpayment credited to 2017 6a 8,953,333

b Exempt foreign organizations-tax withheld at source . . . . . . 6b

c Tax paid with application for extension of time to file (Form 8868) . . . 6c

d Backup withholding erroneously withheld . . . . . . . . . . . 6d 0

7 Total credits and payments Add lines 6a through 6d . . . . . . . . . . . . . . 7 8,953,333

8 Enter any penalty for underpayment of estimated tax Check here if Form 2220 is attached tJ 8 0

9 Tax due . If the total of lines 5 and 8 is more than line 7, enter amount owed . . . . . . . ► 9

10 Overpayment . If line 7 is more than the total of lines 5 and 8, enter the amount overpaid . . . ► 10 4,203,324

11 Enter the amount of line 10 to be Credited to 2018 estimated tax ► 4 ,203,324 Refunded ► 11 0

Statements Regarding Activities

la During the tax year, did the foundation attempt to influence any national, state, or local legislation or did Yes No

it participate or intervene in any political campaign? . . . . . . . . . . . . . . . . . . . . la No

b Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see Instructions

for definition) ? . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb No

If the answer is "Yes" to la or 1b, attach a detailed description of the activities and copies of any materials

published or distributed by the foundation in connection with the activities

c Did the foundation file Form 1120-POL for this year? . . . . . . . . . . . . . . . . . . . . . lc No

d Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year

(1) On the foundation ► $ 0 (2) On foundation managers ► $ 0

e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed

on foundation managers ► $ 0

2 Has the foundation engaged in any activities that have not previously been reported to the IRS? . . . . . . . 2 No

If "Yes, " attach a detailed description of the activities

3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles

of incorporation, or bylaws, or other similar instruments? If "Yes," attach a conformed copy of the changes . . . . 3 No

4a Did the foundation have unrelated business gross income of $1,000 or more during the year?. . . . . . . . 4a Yes

b If "Yes," has it filed a tax return on Form 990 -T for this year? . . . . . . . . . . . . . . . . . . . 4b Yes

5 Was there a liquidation, termination, dissolution, or substantial contraction during the year? . . . . . . . . . 5 No

If "Yes," attach the statement required by General Instruction T

6 Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either

• By language in the governing instrument, or

• By state legislation that effectively amends the governing instrument so that no mandatory directions

that conflict with the state law remain in the governing instrument? . . . . . . . . . . . . . . . . 6 Yes

7 Did the foundation have at least $5,000 in assets at any time during the year7If "Yes," complete Part II, col (c),

and Part XV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 7 Yes

8a Enter the states to which the foundation reports or with which it is registered (see instructions)

► NY, CA

b If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney

General (or designate) of each state as required by General Instruction G? If "No," attach explanation . 8b Yes

9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3)

or 4942(j)(5) for calendar year 2017 or the taxable year beginning in 2017 (see instructions for Part XIV)'

If "Yes, " complete Part XIV . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 9 No

10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names

and addresses . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 10 No

Form 990-PF (2017)

Form 990-PF (2017) Page

Statements Regarding Activities (continued)

11 At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the

meaning of section 512(b)(13)7 If "Yes," attach schedule (see instructions) ° J. . . . . . . . . . . 11 Yes

12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had

advisory privileges? If "Yes," attach statement (see instructions) . . . . . . . . . . . . . . . . . 12 No

13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? 13 Yes

Website address ►WWW ROCKEFELLERFOUNDATION ORG

14 The books are in care of ► DOMINICK J IMPEMBA CPACGMACFO Telephone no ► (212) 852-8361

Located at ► 420 FIFTH AVENUE NEW YORK NY ZIP+4 ► 100182702

5

15 Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 -Check here . . . . . . ► q

and enter the amount of tax-exempt interest received or accrued during the year . . . . . . . . ► I 15

16 At any time during calendar year 2017, did the foundation have an interest in or a signature or other authority over Yes No

a bank, securities, or other financial account in a foreign country? 16 Yes

See instructions for exceptions and filing requirements for FinCEN Form 114, Report of Foreign Bank and Financial Accounts(FBAR) If "Yes", enter the name of the foreign country ► BR

Statements Regarding Activities for Which Form 4720 May Be Required

File Form 4720 if any item is checked in the " Yes" column , unless an exception applies.

la During the year did the foundation (either directly or indirectly)

(1) Engage in the sale or exchange, or leasing of property with a disqualified person?q Yes W No

(2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person? . . . . . . . . . . . . . . . . . . . . . .q Yes 0 No

(3) Furnish goods, services, or facilities to (or accept them from) a disqualified person?Yes q No

(4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person?Yes q No

(5) Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)? . . . . . . . . . . . . . . .q Yes q No

(6) Agree to pay money or property to a government official? ( Exception . Check "No"

if the foundation agreed to make a grant to or to employ the official for a period

after termination of government service, if terminating within 90 days ). . . . . . . q Yes W Nob If any answer is "Yes" to la(l)-(6), did any of the acts fail to qualify under the exceptions described in Regulations

section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? . . . . . . . .

Organizations relying on a current notice regarding disaster assistance check here. . . . . . . . ► q

c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts,

that were not corrected before the first day of the tax year beginning in 2017 . . . . . . . . . . . . .

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private

operating foundation defined in section 4942(j)(3) or 4942(j)(5))

a At the end of tax year 2017, did the foundation have any undistributed income (lines 6d

and 6e, Part XIII) for tax year(s) beginning before 20177 . . . . . . . . . . . . .q Yes W No

If "Yes," list the years ► 20- , 20- , 20- , 20-

b

c

3a

b

4a

b

No

lb No

lc No

Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2)

(relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2)

to all years listed, answer "No" and attach statement-see instructions ) . . . . . . . . . . . . . . 2b

If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here

► 20- , 20- , 20- , 20

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at

any time during the year? . . . . . . . . . . . . . . . . . . . .R Yes q No

If "Yes," did it have excess business holdings in 2017 as a result of (1) any purchase by the foundation

or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved

by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3)

the lapse of the 10-, 15-, or 20-year first phase holding period7(Use Schedule C, Form 4720, to determine

if the foundation had excess business holdings in 2017 ) . . . . . . . . . . . . . . . . . .

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes?

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its

charitable purpose that had not been removed from jeopardy before the first day of the tax year beginning in 2017'

3b No

4a No

4b I I No

Form 990-PF (2017)

Form 990-PF (2017) Page 6

Statements Regarding Activities for Which Form 4720 May Be Required (Continued)

5a During the year did the foundation pay or incur any amount to

(1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))7q Yes W No

(2) Influence the outcome of any specific public election (see section 4955), or to carry

on, directly or indirectly, any voter registration drive? . . . . . . . . . . . . .q Yes 0 No

(3) Provide a grant to an individual for travel, study, or other similar purposes?Yes q No

(4) Provide a grant to an organization other than a charitable, etc , organization described

in section 4945(d)(4)(A)? (see instructions) . . . . . . . . . . . . . . . .Yes q No

(5) Provide for any purpose other than religious, charitable, scientific, literary, or

educational purposes, or for the prevention of cruelty to children or animals?. . . • • q Yes W Nob If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in

Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions )? . . . . . . 5b No

Organizations relying on a current notice regarding disaster assistance check here. . . . . . . . . ► q

c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the

tax because it maintained expenditure responsibility for the grant?. . . . . . . . . . Yes q NoIf "Yes, " attach the statement required by Regulations section 53 4945-5(d) °^j

6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? . . . . . . . . . . . . . . . . . . . . • q Yes W Nob Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? . . . . 6b No

If "Yes" to 6b, file Form 8870

7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? q Yes W Nob If yes, did the foundation receive any proceeds or have any net income attributable to the transaction? . . . . 7b

Form 990-PF (2017)

Form 990-PF (2017) Page 7

Information About Officers, Directors, Trustees, Foundation Managers, Highly Paid Employees,KEMM and Contractors

1 List all officers , directors, trustees , foundation manag ers and their com pensation ( see instructions ) .

(a) Name and addressTitle, and averagehours per week

(b) devoted to position

(c) Compensation (Ifnot paid , enter

-0-)

Contributions to employeebenefit plans and deferred

compensation

Expense account,(e) other allowances

See Additional Data Table

2 Compensation of five highest-paid employees (other than those included on line 1-see instructions). If none, enter "NONE."

(a) Title, and averageContributions to

Name and address of each employee paid hours per week (c) Compensationemployee benefit Expense account,

more than $50,000 (b) devoted to positionplans and deferred (e) other allowances

(d) compensation

CHUN LAI DEPUTY CHIEF INVESTM 861,096 72,018 0

420 FIFTH AVENUE 45 00

NEW YORK, NY 10018

DOUGLASS COYLE MANAGING DIRECTOR, I 611,084 71,318 0

420 FIFTH AVENUE 45 00

NEW YORK, NY 10018

MICHELLE PAK MANAGING DIRECTOR, I 545,195 72,293 0

420 FIFTH AVENUE 45 00

NEW YORK, NY 10018

RONALD CHEN MANAGING DIRECTOR, I 367,565 62,250 0

420 FIFTH AVENUE 45 00

NEW YORK, NY 10018

FREDERICK BOLTZ MANAGING DIRECTOR 334,040 48,716 0

420 FIFTH AVENUE 45 00

NEW YORK, NY 10018

Total number of other employees paid over $50,000 . . . . . . . . . . . . . . . . . . . ► 104

3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE".

(a) Name and address of each person paid more than $ 50,000 (b) Type of service ( c) Compensation

THE BANK OF NEW YORK MELLON CUSTODIAL SERVICE 1,233,636

135 SANTILLI HIGHWAYEVERETT, MA 02149

PATTERSON BELKNAP WEBB & TYLER LLP LEGAL SERVICES 1,080,775

1133 AVENUE OF THE AMERICASNEW YORK, NY 10036

VENTUCOM LLC IT CONSULTANT 776,548

145 WEST 28TH ST 10TH FLNEW YORK, NY 10001

GENERATION INVESTMENT MANAGEMENT US LLP INVESTMENT MANAGEMENT 674,066

ONE BRYANT PARK 48TH FLNEW YORK, NY 10036

SILCHESTER INTERNATIONAL INVESTORS INC INVESTMENT MANAGEMENT 660,390

780 THIRD AVENUE 42ND FLNEW YORK, NY 10017

Total number of others receiving over $50,000 for professional services . . . . . . . . . . . . . ► 55

Emmm Summary of Direct Charitable Activities

List the foundation's four largest direct charitable activities during the tax year Include relevant statistical information such as the number oforganizations and other beneficiaries served, conferences convened, research papers produced, etc

Expenses

1 SEE STATEMENTS 30 & 31 4,589,148

2

3

4

Summary of Program - Related Investments (see instructions)

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2 Amount

1 A PRI TO OMC POWER PRIVATE LTD TO SUPPORT A SMART POWER OF RURAL DEVELOPMENT INITIATIVE THAT AIMSTO FACILITATE THE PROVISION OF POWER TO HOUSEHOLDS AND MICROENTERPRISES IN DISADVANATGED, RURALCOMMUNITIES TO ENABLE ECONOMIC DEVELOPMENT AND IMPROVED HEALTH AND EDUCATION 2,932,336

2 A PRI TO SUNFUNDER (SF) TO SUPPORT A MISSION TO UNLOCK CAPITAL FOR ENERGY IN EMERGING MARKET SF'SEFFORTS TO FILL CRITICAL GAPS FOR THE UNDERSERVED RURAL POOR, THE POPULATION MOST AFFLICTED, ANDTRAPPED IN POVERTY, BY LACK OF ACCESS TO ENERGY SOLUTIONS 1,457,157

All other program- related investments See instructions

3 jj 1,483,531

Total . Add lines 1 through 3 . . . . . . . . . . . . . . . . . . . . . . . . . ► 5,873,024

Form 990-PF (2017)

Form 990-PF ( 2017) Page 8

Minimum investment Return (All domestic foundations must complete this part Foreign foundations,see instructions )

1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc ,

purposes

a Average monthly fair market value of securities . . . . . . . . . . . . . . . . . . . la 4,196,454,537

b Average of monthly cash balances . . . . . . . . . . . . . . . . . . . . . . . lb 30,139,096

c Fair market value of all other assets (see instructions) . . . . . . . . . . . . . . . . is 9,691,055

d Total (add lines la, b, and c) . . . . . . . . . . . . . . . . . . . . . . . . . Id 4,236,284,688

e Reduction claimed for blockage or other factors reported on lines la and

1c (attach detailed explanation ) . . . . . . . . . . . . . le 0

2 Acquisition indebtedness applicable to line 1 assets . . . . . . . . . . . . . . . . . . 2 0

3 Subtract line 2 from line ld . . . . . . . . . . . . . . . . . . . . . . . . . 3 4,236,284,688

4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see

instructions) . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 4 63,544,270

5 Net value of noncharitable - use assets . Subtract line 4 from line 3 Enter here and on Part V, line 4 5 4,172,740,418

6 Minimum investment return . Enter 5% of line 5 . . . . . . . . . . . . . . . . . . 6 208,637,021

Distributable Amount (see instructions) (Section 4942(j)(3) and (j)(5) private operating foundations and certain foreign.

organizations check here ► q and do not complete this part )

1 Minimum investment return from Part X, line 6 . . . . . . . . . . . . . . . . . . . . 1 208,637,021

2a Tax on investment income for 2017 from Part VI, line 5. . . . . . 2a 4,750,009

b Income tax for 2017 (This does not include the tax from Part VI ). . . 2b 178,235

c Add lines 2a and 2b . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2c 4,928,244

3 Distributable amount before adjustments Subtract line 2c from line 1. . . . . . . . . . . . 3 203,708,777

4 Recoveries of amounts treated as qualifying distributions . . . . . . . . . . . . . . . . 4 3,754,575

5 Add lines 3 and 4 . . . . . . . . . . . . . . . . . . . . . . . . . . . . 5 207,463,352

6 Deduction from distributable amount (see instructions) . . . . . . . . . . . . . . . . . 6 0

7 Distributable amount as adjusted Subtract line 6 from line 5 Enter here and on Part XIII, line 1. . . 7 207,463,352

Qualifying Distributions (see instructions)

1 Amounts paid (including administrative expenses) to accomplish charitable, etc , purposes

a Expenses, contributions, gifts, etc -total from Part I, column (d), line 26. . . . . . . . . . la 200,204,942

b Program-related investments-total from Part IX-B . . . . . . . . . . . . . . . . . . lb 5,873,024

2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc ,

purposes . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 2 2,202,316

3 Amounts set aside for specific charitable projects that satisfy the

a Suitability test (prior IRS approval required) . . . . . . . . . . . . . . . . . . . . 3a

b Cash distribution test (attach the required schedule ) . . . . . . . . . . . . . . . . . 3b

4 Qualifying distributions . Add lines la through 3b Enter here and on Part V, line 8, and Part XIII, line 4 4 208,280,282

5 Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income Enter 1% of Part I, line 27b (see instructions) . . . . . . . . . . . . . . . . . 5 0

6 Adjusted qualifying distributions . Subtract line 5 from line 4 . . . . . . . . . . . . . . 6 208,280,282

Note : The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies forthe section 4940(e) reduction of tax in those years

Form 990-PF (2017)

Form 990-PF (201 9

Undistributed Income (see instructions)

1 Distributable amount for 2017 from Part XI, line 7

2 Undistributed income, if any, as of the end of 2017

a Enter amount for 2016 only. . . . . . .

b Total for prior years 20- , 20- , 20-

3 Excess distributions carryover, if any, to 2017

a From 2012. 9,140,48

b From 2013. . . . . . 2,569,48

c From 2014. . . . . .

d From 2015. . . . . . 5,493,83

e From 2016. . . . . . 583,39

f Total of lines 3a through e. . . . . . . .

4 Qualifying distributions for 2017 from Part

XII, line 4 ► $ 208,280,282

a Applied to 2016, but not more than line 2a

b Applied to undistributed income of prior years(Election required-see instructions). . . . .

c Treated as distributions out of corpus (Electionrequired-see instructions). . . . . . . .

d Applied to 2017 distributable amount. . . . .

e Remaining amount distributed out of corpus

5 Excess distributions carryover applied to 2017

(If an amount appears in column (d), thesame amount must be shown in column (a) )

6 Enter the net total of each column asindicated below:

a Corpus Add lines 3f, 4c, and 4e Subtract line 5

b Prior years' undistributed income Subtractline 4b from line 2b . . . . . . . . . .

c Enter the amount of prior years' undistributedincome for which a notice of deficiency hasbeen issued, or on which the section 4942(a)tax has been previously assessed. . . . . .

d Subtract line 6c from line 6b Taxable amount-see instructions . . . . . . . . . . .

e Undistributed income for 2016 Subtract line4a from line 2a Taxable amount-seeinstructions . . . . . . . . . . . . .

f Undistributed income for 2017 Subtractlines 4d and 5 from line 1 This amount mustbe distributed in 2018 . . . . . . . . . .

7 Amounts treated as distributions out ofcorpus to satisfy requirements imposed bysection 170(b)(1)(F) or 4942(g)(3) (Election maybe required - see instructions) . . . . . . .

8 Excess distributions carryover from 2012 notapplied on line 5 or line 7 (see instructions) . . .

9 Excess distributions carryover to 2018.Subtract lines 7 and 8 from line 6a . . . . . .

10 Analysis of line 9

a Excess from 2013. . . . 2,569,48

b Excess from 2014. . . .

c Excess from 2015. . . . 5,493,83

d Excess from 2016. . . . 583,39

e Excess from 2017. . . . 816,93

(a) (b) (c) (d)

orpus Years prior to 2016 2016 2017

207,463,352

0

0

17,787,198

0

0

0

207, 463, 352

816,930

0 0

18,604,128

0

0

0

0

0

0

9,140,481

9,463,647

Form 990-PF (2017)

Form 990-PF (201 Pace 10

Private Operating Foundations (see instructions and Part VII-A, question 9)

If the foundation has received a ruling or determination letter that it is a private operatingfoundation , and the ruling is effective for 2017, enter the date of the ruling. . . . . . . ►

Check box to indicate whether the organization is a private operating foundation described in section q 4942(j)(3) or q 4942(j)(5)

2a Enter the lesser of the adjusted net Tax year Prior 3 years(e) Totalincome from Part I or the minimum

(a) 2017 (b) 2016 (c) 2015 (d) 2014investment return from Part X for eachyear listed . . . . . . . . .

b 85% of line 2a . . . . . . . . .

c Qualifying distributions from Part XII,line 4 for each year listed . . . . .

d Amounts included in line 2c not useddirectly for active conduct of exemptactivities . . . . . . . . . .

e Qualifying distributions made directlyfor active conduct of exempt activitiesSubtract line 2d from line 2c . . . .

3 Complete 3a, b, or c for thealternative test relied upon

a "Assets" alternative test-enter

(1) Value of all assets . . . . . .

(2) Value of assets qualifyingunder section 4942(0)(3)(B)(i)

b "Endowment" alternative test- enter 2/3of minimum investment return shown inPart X, line 6 for each year listed. . .

c "Support" alternative test-enter

(1) Total support other than grossinvestment income (interest,dividends, rents, paymentson securities loans (section512(a)(5)), or royalties) . . . .

(2) Support from general publicand 5 or more exemptorganizations as provided insection 4942(0)(3)(B)(iii). . . .

(3) Largest amount of supportfrom an exempt organization

(4) Gross investment income

Sunnlementarv Information (Complete this Dart only if the organization had $5,000 or more inLima" assets at any time during the year-see instructions.)

1 Information Regarding Foundation Managers:a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation

before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2) )

b List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of theownership of a partnership or other entity) of which the foundation has a 10% or greater interest

Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:

Check here ► 9 if the foundation only makes contributions to preselected charitable organizations and does not accept

unsolicited requests for funds If the foundation makes gifts, grants, etc (see instructions) to individuals or organizations underother conditions, complete items 2a, b, c, and d

a The name , address, and telephone number or e-mail address of the person to whom applications should be addressed

OFFICE OF GRANTS MANAGEMENT420 FIFTH AVENUENEW YORK, NY 10018(212) 852-8465

b The form in which applications should be submitted and information and materials they should include

SEE STATEMENT 26

c Any submission deadlines

SEE STATEMENT 26

d Any restrictions or limitations on awards, such as by geographical areas , charitable fields, kinds of institutions, or otherfactors

SEE STATEMENT 26

Form 990-PF (2017)

Form 990-PF (2017) Page 11

Supplementary Information (continued)

3 Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual,Foundation

show any relationship tof

Purpose of grant or

Name and address (home or business)any foundation manager

status orecipient

contributionAmount

or substantial contributor

a Paid during the year

See Additional Data Table

Total . ► 3a. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 157,700,400

b Approved for future payment

See Additional Data Table

Total . ► 3b ^ 129,913,071. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .

Form 990-PF (2017)

Form 990-PF (2017 ) Page 12

Analysis of Income - Producing Activities

gross amounts unless otherwise indicated Unrelated b usiness income Excluded by sectio n 512, 513, or 514 (e )Related or exempt

ogram service revenue(a)

Business code(b)

Amount(c)

Exclusion code

(d )

Amount

function income( See instructions

PROGRAM RELATED INVESTMENT INCOME 758,877

Fees and contracts from government agencies

lembership dues and assessments. . . .

Interest on savings and temporary cash

investments . . . . . . . . . . . 14 1,172,333

dividends and interest from securities . . 525990 2,524,320 14 27,854,323

let rental income or (loss ) from real estate

Debt-financed property. . . . . .

Not debt-financed property. . . . .

Net rental income or ( loss) from personal property

>ther investment income. . . . .

Gain or ( loss) from sales of assets other than

inventory . . . . . . . . . . . . 525990 10,612,750 18 289,450,931

let income or ( loss) from special events

;ross profit or (loss ) from sales of inventory

)ther revenue a See Additional Data Table

ubtotal Add columns ( b), (d), and (e). 18,771,326 306,371,474 758,877

13 Total . Add line 12, columns (b), (d), and (e). . . . . . . . . . . . . . . . . . 13 325,901,677(See worksheet in line 13 instructions to verify calculations

RiQ=LM Relationship of Activities to the Accomplishment of Exempt Purposes

Line No .Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly tothe accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes) (Seeinstructions )

1A SEE STATEMENTS 22 AND 23

Form 990-PF (2017)

Form 990-PF (2017) Page 13

Information Regarding Transfers To and Transactions and Relationships With NoncharitableExempt Organizations

1 Did the organization directly or indirectly engage in any of the following with any other organization described in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? Yes No

a Transfers from the reporting foundation to a noncharitable exempt organization of

(1) Cash . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la(1) No

(2) Other assets . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . la(2) No

b Other transactions

(1) Sales of assets to a noncharitable exempt organization . . . . . . . . . . . . . . . . . . . . lb(1) No

(2) Purchases of assets from a noncharitable exempt organization . . . . . . . . . . . . . . . . . . lb(2) No

(3) Rental of facilities, equipment, or other assets . . . . . . . . . . . . . . . . . . . . . . . lb(3) No

(4) Reimbursement arrangements . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(4) No

(5) Loans or loan guarantees . . . . . . . . . . . . . . . . . . . . . . . . . . . . . lb(5) No

(6) Performance of services or membership or fundraising I No

c Sharing of facilities, equipment, mailing lists, other assets, or paid employees . . . . . . . . . . . . lc No

d If the answer to any of the above is "Yes," complete the following schedule Column (b) should always show the fair market vof the goods, other assets, or services given by the reporting foundation If the foundation received less than fair market valuin any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received

aluee

Line No I (b) Amount involved I (c) Name of noncharitable exempt organization I (d) Description of transfers, transactions, and sharing arrangements

2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations

described in section 501(c) of the Code (other than section 501(c)(3)) or in section 527? . . . . . . . . . . . q Yes No

b If "Yes," complete the following schedule

(a) Name of organization (b) Type of organization (c) Description of relationship

ignHere

aid

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the bestof my knowledge and belief, it is true, correct, and complete Declaration of preparer (other than taxpayer) is based on all information ofwhich preparer has any knowledge

****** 2018-11

Signature of officer or trustee Date

Print/Type preparer's name Preparer's Signature

THOMAS BLANEY

v' cI.c.. c. Firm ' s name 10, PKF O'CONNOR DAMES LLPUse Only

Firm's address ► 665 FIFTH AVENUE

NEW YORK, NY 10022

Additional Data

Software ID:

Software Version:

EIN: 13-1659629

Name : THE ROCKEFELLER FOUNDATION

Form 990PF - Special Condition Description:

Special Condition Description

965 TAX

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

PUBLICLY TRADED EQUITY SECURITIES P

PUBLICLY TRADED FIXED INCOME SECURITIES P

MISCELLANEOUS (EQUITY OTHER) P

MISCELLANEOUS (FIXED INCOME FUTURES) P

12 WEST CAPITAL P

BRAHMAN PARTNERS II P

HARVEST SMALL CAP P

HSCP STRATEGIC I P

SCGE OFFSHORE FUND P

THINK INVESTMENTS P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

761,960,425 603,054,975 158,905,450

80,698,877 80,268,497 430,380

-3,773,590

121,411

-9,420,523

2,528

220,423

-420,482

2,205,637

2,956,075

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

158,905,450

430,380

-3,773,590

121,411

-9,420,523

2,528

220,423

-420,482

2,205,637

2,956,075

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

TPG AXON PRTNR OFFSH P

TRIVEST CHINA FOCUS P

WELLINGTON BAY POND P

WELLINGTON SPINDRIFT P

BAUPOST VALUE IV P

FARALLON P

KING STREET CAP II P

MARATHON SPECIAL OPP P

OCH-ZIFF EUR OVRSEAS P

OZ OVERSEAS FUND II P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

124,546

6,509,428

15,435

379,384

3,199,359

1,109,424

220,892

-235,563

-522,318

-1,116,998

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

124,546

6,509,428

15,435

379,384

3,199,359

1,109,424

220,892

-235,563

-522,318

-1,116,998

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse , or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired

( mo , day , yr

(d)Date sold

(mo , day, yr

PANNING OVERSEAS FD P

CARL MARKS STRAT OPP P

CARLMARKS STR OPP II P

WATERSHED P

GRATICULE ASIA MACRO P

E360 P

ALCHEMY SPEC OPPS 3 P

CERBERUS III P

CERBERUS IV P

LONE STAR VI P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

40,568

236,144

389,234

228,709

219,047

-5,935,422

166,779

595,259

2,251,078

107,589

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

40,568

236,144

389,234

228,709

219,047

-5,935,422

166,779

595,259

2,251,078

107,589

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

(b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

HSI COINVST PADDOCK P

HSI COINVSTA PADDOCK P

HSI COINVSTB PADDOCK P

HSI HY CREDIT I P

HSI HY CREDIT I (A) P

HSI HY CREDIT I (B) P

BLACKSTONE RE VIII P

BRCP RLTY BRDRCH I P

FREMONT FUND II P

HEMISFERIO SUL IV P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)( h) (e) plus ( f) minus (g)

-34,435

-34,435

-34,435

1,139,231

1,139,231

1,139,231

413,997

-2,158,820

280,000

-24,344

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

-34,435

-34,435

-34,435

1,139,231

1,139,231

1,139,231

413,997

-2,158,820

280,000

-24,344

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

HEMISFERIO SUL IV A P

HEMISFERIO SUL IV B P

KILDARE EUROPEAN P

LONE STAR RE FUND II P

M&H RLTY PARTNERS V P

NCP III (QUADRANGLE) P

PROSPERITAS RE III P

PROSPERITAS RE III-A P

PROSPERITAS RE III-B P

BROOKDALE FUND VI P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable )

Cost or other basis( g) plus expense of sale

Gain or (loss)( h) (e) plus ( f) minus (g)

-24,344

-24,344

2,002,472

559,300

35,586

90,625

334

334

334

27,354

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

-24,344

-24,344

2,002,472

559,300

35,586

90,625

334

334

334

27,354

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

ARC ENERGY FUND 8 P

ARCLIGHT FUND III P

ARCLIGHT FUND IV P

ARCLIGHT FUND V P

CARNELIAN ENERGY P

COMMONFD NAT RES VI P

COMMONFD NAT RES VII P

DENHAM CAPITAL VI P

ENCAP ENERGY X P

LIME ROCK FUND IV P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)( h) (e) plus ( f) minus (g)

148,888

645,713

366,798

92,553

4,064,037

316,701

298,003

1,476,191

1,201,423

53,916

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

148,888

645,713

366,798

92,553

4,064,037

316,701

298,003

1,476,191

1,201,423

53,916

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse , or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired

( mo , day , yr

(d)Date sold

(mo , day, yr

QUANTUM ENERGY IV P

QUANTUM ENERGY V P

QUANTUM RESOURCE P

LYME FOREST FUND P

LYME FOREST FUND III P

ABRY PARTNERS VI P

ABRY PARTNERS VII P

ABRY PARTNERS VIII P

ABRY SR EQUITY FUND P

ALPINE INVESTORS V P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

2,050,070

1,477,924

-1,501,428

474,500

504,000

2,288,781

3,722,415

217,541

824,579

1,054,688

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

2,050,070

1,477,924

-1,501,428

474,500

504,000

2,288,781

3,722,415

217,541

824,579

1,054,688

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

AUDAX FUND III P

AUDAX FUND IV P

BAIN CAPITAL IX P

BERKSHIRE PRTS VI P

BERKSHIRE PRTS VII P

BERSKHIRE PRTS VIII P

CAP RES LENDERS V P

FLEXPOINT FUND II P

FLEXPOINT SA FUND P

GRAHAM FUND II P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

2,421,425

4,056,210

128,289

1,153,108

4,697,831

3,929,602

859,864

2,330,966

24,028

138,916

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

2,421,425

4,056,210

128,289

1,153,108

4,697,831

3,929,602

859,864

2,330,966

24,028

138,916

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse , or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired

( mo , day , yr

(d)Date sold

(mo , day, yr

GRAHAM II CO-INV P

LITTLEJOHN III P

LITTLEJOHN IV P

LNK PARTNERS P

SUMMIT PE FUND VI P

SUMMIT PE FUND VII P

SUMMIT VENTURE II-A P

ADELIS EQ PTRNS FD P

ADVANTAGE PRTS IV P

BAIN CAP VIII EUR P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

92,167

746,704

3,879,304

50,474

2,256,996

1,163,981

282,615

109,145

1,253,861

234,435

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

92,167

746,704

3,879,304

50,474

2,256,996

1,163,981

282,615

109,145

1,253,861

234,435

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

BAIN CAPITAL ASIA P

CATALYST CAPITAL IV P

CATALYST FUND V P

CATALYST IV PARALLEL P

CHRYS CAPITAL V P

CICC GROWTH CAP I P

JC FLOWERS II P

LONGREACH II P

LONGREACH II CO-LVM P

MORGAN STANLEY ASIA P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

519,836

3,114, 686

-975

169,584

2,360,707

1,927,480

701

892,369

946,839

-197,921

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

519,836

3,114, 686

-975

169,584

2,360,707

1,927,480

701

892,369

946,839

-197,921

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

SUMMIT EUROPE I P

TIGER GLOBAL PIP IV P

TIGER GLOBAL PIP V P

SUMMIT PE FUND V P

EMERALD HILL II P

EMERALD HILL III P

ACCEL FUND X P

ACCEL GROWTH II P

AH III P

AH PARALLEL III P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

3,055,633

2,993,044

962,644

28,251

733,816

50,090

1,695,912

871,447

327,317

283,379

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

3,055,633

2,993,044

962,644

28,251

733,816

50,090

1,695,912

871,447

327,317

283,379

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

(b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

AH PARALLEL IV P

BENCHMARK CAP V P

BENCHMARK CAP VI P

BENCHMARK CAPVII P

BENCHMARK PRTNR VIII P

BENCHMARK VII ANNEX P

CHARLES RIVER XIII P

FIRELAKE FUND II P

FORESITE CAPITAL III P

INSTL VENTURE IV P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

369,503

114,169

2,546,431

28,129,737

338,990

-3,336

544,718

420,282

164,318

90,359

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

369,503

114,169

2,546,431

28,129,737

338,990

-3,336

544,718

420,282

164,318

90,359

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

MOHR DAVIDOW IX P

NEW ENTERPRISE IX P

NEW ENTERPRISE XI P

NEW ENTERPRISE XII P

NORTH BRIDGE GRWTH I P

REDPOINT VENST II P

REDPOINT VENST III P

REDPOINT VENTS OMEGA P

SEQUOIA CAP US VI P

SEQUOIA CAPITAL XI P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

2,127,053

214,339

1,265,646

211,414

1,397,843

278,290

1,537,578

317,805

879,024

166,999

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

2,127,053

214,339

1,265,646

211,414

1,397,843

278,290

1,537,578

317,805

879,024

166,999

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

(b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

SEQUOIA CAPITAL XII P

SEQUOIA US GRWTH III P

SEQUOIA US GRWTH IV P

SEQUOIA US GRWTH V P

SEQUOIA US VENT 2010 P

SEQUOIA US VENT XIV P

US VENTURE IX P

US VENTURE VIII P

DECHENG II P

GGV CAPITAL V LP P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable )

Cost or other basis( g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

526,076

292,301

949,838

2,008,714

1,132,568

276,329

4,165,015

717,752

988,996

584,934

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column ( h) and owned by the foundation on 12 / 31/69 Gains ( Col (h) gain minus

(i) F M V as of 12/ 31/69 Adjusted basis( j) as of 12/ 31/69

Excess of col (1)( k) over col ( j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

526,076

292,301

949,838

2,008,714

1,132,568

276,329

4,165,015

717,752

988,996

584,934

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

( b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

IDG-ACCEL CHINA II P

IDG-ACCEL CHN GR P

IDG-ACCEL CHN GR II P

IDG-ACCEL CHN GR III P

SB ASIA INVEST II P

SEQUOIA CAP CHINA P

SEQUOIA CAP CHINA II P

SEQUOIA CAP CHN GR I P

SEQUOIA CH GR FD 3 P

SEQUOIA CHINA GRW 10 P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable )

Cost or other basis( g) plus expense of sale

Gain or (loss)(h) (e) plus ( f) minus (g)

350,450

1,236,796

3,899,085

487,491

2,160,387

2,091,018

1,467,114

142,577

640,809

1,133,116

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/ 31/69 Adjusted basis( j) as of 12/31/69

Excess of col (1)( k) over col ( j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

350,450

1,236,796

3,899,085

487,491

2,160,387

2,091,018

1,467,114

142,577

640,809

1,133,116

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate ,(a) 2-story brick warehouse, or common stock, 200 shs MLC Co

(b)How acquiredP-PurchaseD-Donation

(c)Date acquired(mo , day, yr

(d)Date sold

(mo , day, yr

SEQUOIA CHINA VEN 10 P

SEQUOIA CHINA VEN IV P

SEQUOIA INDIA GR I P

SEQUOIA INDIA GR II P

SEQUOIA INDIA III P

SEQUOIA ISRAEL IV P

CHARLES RIVER XII P

TROWE PRICE P

AFRICAN AGRICULTURAL CAPITAL - PRI LOSS P

JUHUDI KILIMO - PRI LOSS P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

1,274,664

65,563

252,749

76,466

187,910

173,913

87,064

-90,173

-1,617,925

-108,343

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

1,274,664

65,563

252,749

76,466

187,910

173,913

87,064

-90,173

-1,617,925

-108,343

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns a - d

List and describe the kind(s) of property sold (e g , real estate , (b) (c) (d)(a) 2-story brick warehouse, or common stock, 200 shs MLC Co How acquired Date acquired Date sold

P-Purchase (mo , day, yr (mo , day, yrD-Donation

PAMIGA - PRI LOSS P

ACUMEN CAPITAL MARKETS I LP - PRI LOSS P

ADJUSTMENT FOR K-1 ACTIVITY P

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns e - h

(e) Gross sales price Depreciation allowed(f) (or allowable)

Cost or other basis(g) plus expense of sale

Gain or (loss)(h) (e) plus (f) minus (g)

-500,000

-125,543

-73,940,558

Form 990PF Part IV - Capital Gains and Losses for Tax on Investment Income - Columns i -

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col (h) gain minus

(i) F M V as of 12/31/69 Adjusted basis(j) as of 12/31/69

Excess of col (1)(k) over col (j), if any

col (k), but not less than -0-) or(I) Losses (from col (h))

-500,000

-125,543

-73,940,558

Form 990PF Part VIII Line 1 - List all officers, directors , trustees, foundation managers and their compensation

(a) Name and address Title, and average (c) Compensation (If (d) Expense account,hours per week not paid, enter Contributions to (e) other allowances

(b) devoted to position -0-) employee benefit plansand deferredcompensation

RICHARD D PARSONS TRUSTEE, CHAIR 9,500 0 02 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

HELENE GAYLE TRUSTEE 9,000 0 02 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

DONALD KABERUKA TRUSTEE 7,500 0 02 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

MARTIN LEIBOWITZ TRUSTEE 9,500 0 0

2 50C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

YIFEI LI TRUSTEE 9,000 0 02 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

MONICA LOZANO TRUSTEE 9,500 0 02 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

STRIVE MASIYIWA TRUSTEE 7,000 0 02 50

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

NGOZI OKONJO-IWEALA TRUSTEE 7,000 0 0

2 00C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

SHARON PERCY ROCKEFELLER TRUSTEE 5,000 0 0

3 00C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

JOHN W ROWE TRUSTEE 9,500 0 02 50

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

RAVIVENKATESAN TRUSTEE 9,000 0 02 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

RAJIV SHAH PRESIDENT - 994,768 231,226 0BEGINNING 2/20/17

C/O FOUNDATION 420 FIFTH AVENUE 45 00NEW YORK, NY 10018

JUDITH RODIN PRESIDENT UNTIL 550,370 32,959 04/4/17

C/O FOUNDATION 420 FIFTH AVENUE 000045

NEW YORK, NY 10018

PATRICK BRENNAN - CHIEF OPERATING OFFICER BEGINNING 383,240 71,733 012/ 0/17

C/O FOUNDATION 420 FIFTH AVENUE0

45 00NEW YORK, NY 10019

PETER MADONIA CHIEF OPERATING 601,458 53,835 0OFFICER

C/O FOUNDATION 420 FIFTH AVENUE 45 00NEW YORK, NY 10018

Form 990PF Part VIII Line 1 - List all officers, directors , trustees, foundation managers and their compensation

(a) Name and address Title, and average (c) Compensation ( If (d) Expense account,hours per week not paid, enter Contributions to (e) other allowances

(b) devoted to position -0-) employee benefit plansand deferredcompensation

DONNA J DEAN CHIEF INVESTMENT 1,316,307 52,985 0OFFICER

C/O FOUNDATION 420 FIFTH AVENUE 45 00NEW YORK, NY 10018

ELLEN TAUS TREASURER & CFO 392,449 54,157 045 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

SHARI PATRICK GENERAL COUNSEL & 425,231 72,018 0CORP SECRETARY

C/O FOUNDATION 420 FIFTH AVENUE 455 00

NEW YORK, NY 10018

NEILL COLEMAN VICE PRESIDENT 270,549 41,788 045 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

ZIA KHAN VICE PRESIDENT 475,801 52,509 045 00

C/O FOUNDATION 420 FIFTH AVENUENEW YORK, NY 10018

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ACCENTURE LLP161 N CLARK STREET N/A NC FOR USE BY ITS ACCENTURE 25,000CHICAGO, IL 60601 DEVELOPMENT PARTNERSHIPS

IN SUPPORT OF INFORMING THEGLOBAL RESILIENCEPARTNERSHIPS TRANSITION TOA NEW OPERATING MODEL

ACCESS HEALTH INTERNATIONAL INC N/A PC FOR USE BY ITS JOINT 79,000845 UN PLAZA SUITE 86A LEARNING NETWORK FORNEW YORK, NY 100173536 UNIVERSAL HEALTHCARE IN

SUPPORT OF THE JOINTLEARNING FUND IN ORDER TOBROADEN ENGAGEMENT ANDTECHNICAL LEARNINGOUTCOMES WITHIN MEMBERCOUNTRIES, INSTITUTIONALIZECOUNTRY CORE GROUPS, ANDSTRENGTHEN ITS PROFILETHROUGH SUPPORT FORCOUNTRY-LEVEL EFFORTS

ADAPT INCORPORATED202 MORSE ST N/A PC EITHER FOR GENERAL 750COLDWATER, MI 490361426 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ADHIKAAR FOR HUMAN RIGHTS AND N/A PC IN SUPPORT OF 25,000SOCIAL JUSTICE STRENGTHENING ITS APPROACH71-07 WOODSIDE AVENUE AND CAPACITY TO MEASUREWOODSIDE, NY 11377 RESILIENCE AND INCLUSIVITY

IN ITS WORK, AND TO BETTERDETERMINE THE IMPACT ITSWORK IS HAVING ON THENEPALI-SPEAKING COMMUNITYIN NEW YORK AND BEYOND

AFRICA GREENC020-22 BEDFORD ROW N/A PC IN SUPPORT OF ESTABLISHING 339,170LONDON, LONDON A NEW PUBLIC-PRIVATEUK PARTNERSHIP THAT CATALYZES

PRIVATE SECTOR INVESTMENTIN AFRICAN ENERGY PROJECTS

AFRICA KNOWS PHOTOGRAPHY N/A NC IN SUPPORT OF GENERATING 40,000LIMITED AND SHARING NEW INSIGHTSPO BOX 68151-00200 FROM EMERGING LEADERSNAIROBI, NAIROBI THROUGHOUT SUB-SAHARANKE AFRICA ON THE MOST

PROMISING SOLUTIONS TOECONOMIC, SOCIAL, ANDENVIRONMENTAL CHALLENGESFOR POOR AND VULNERABLEPEOPLE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AFRICA PRACTICE EAST AFRICA N/A NC IN SUPPORT OF INCREASING 40,000LIMITED AWARENESS OF THE ISSUE OF14 CAMBRIDGE COURT POSTHARVEST LOSS INLONDON, LONDON SPECIFIC COUNTRIES OF SUB-UK SAHARA AFRICA AND ACROSS

VALUE CHAINS

AFRICA TWENTY-FOUR MEDIA LTD N/A NC IN SUPPORT OF DEVELOPING 100,000POBOX 1403 00502 MEDIA COLLATERAL TO RAISENAIROBI, NAIROBI AWARENESS ABOUT POST-KE HARVEST LOSS TO DIFFERENT

STAKEHOLDERS IN THEAGRICULTURE SECTOR

AFRICAN RISK CAPACITY SPECIALIZED N/A GOV IN SUPPORT OF PLANNING AND 138,155AGENCY OF THE AFRICAN UNION DESIGNING A NEW SOVEREIGNBUILDING 1 SUNHILL PARK 1 EGLIN RISK POOL TO INSUREROAD SUNNINGHILL PARTICIPATING NATIONS INJOHANNESBURG, JOHANNESBURG THE EVENT OF DISEASESF OUTBREAKS AND EPIDEMICS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

AGA KHAN FOUNDATION USA N/A PC EITHER FOR GENERAL 7501825 K STREET NW STE 901 PURPOSES OR AS DESIGNATEDWSHINGTON, DC 20006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AID TECHNOLOGY LIMITED N/A NC IN SUPPORT OF IMPLEMENTING 100,000THE DIGITAL HUB ROE LANE D08 TCV4 TWO DISCRETE PILOT PROJECTSDUBLIN, DUBLIN THAT DEMONSTRATE THEEI TRANSFORMATIVE POTENTIAL

OF BLOCKCHAIN TECHNOLOGYFOR SOCIAL IMPACT

AIDS SERVICES FOUNDATION ORANGE N/A PC EITHER FOR GENERAL 75COUNTY PURPOSES OR AS DESIGNATED17982 SKY PARK CIR STE J BY THE ROCKEFELLERIRVINE, CA 926146482 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ALAYA LLC651 COLLEGE AVENUE N/A NC IN SUPPORT OF PREPARATIONS 95,000BOULDER, CO 80302 FOR A CONVENING FOCUSED ON

IDENTIFYING CRITICALPATTERNS, TENSIONS, ANDPROGRESS IN RESILIENCEPRACTICE AND THEORY INORDER TO STRENGTHENFUTURE APPLICATIONS OFRESILIENCE, TO BE HELD ATTHE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, MAY 2017

ALBANY LAW SCHOOL N/A PC EITHER FOR GENERAL 30,00080 NEW SCOTLAND AVE PURPOSES OR AS DESIGNATEDALBANY, NY 122083434 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ALBRIGHT STONEBRIDGE GROUP LLC N/A NC IN SUPPORT OF CONDUCTING 200,000601 13TH STREET NW 10TH FLOOR AGRICULTURAL POLICYWASHINGTON, DC 20005 ASSESSMENTS IN TANZANIA

AND NIGERIA IN ORDER TOCONTRIBUTE TO AGRICULTURALDEVELOPMENT AND IMPROVEDOUTCOMES FOR SMALLSHAREHOLDER FARMERS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 7,500224 WEST 35TH ST 15TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 75224 WEST 35TH STREET SUITE 1500 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100012533 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 75224 WEST 35TH STREET SUITE 1500 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100012533 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 75224 WEST 35TH STREET SUITE 1500 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100012533 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ALI FORNEY CENTER N/A PC EITHER FOR GENERAL 90224 WEST 35TH STREET SUITE 1500 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100012533 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ALI FORNEY INC N/A PC EITHER FOR GENERAL 75224 WEST 35TH STREET SUITE 1500 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100012533 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ALLIANCE FOR A GREEN REVOLUTION N/A PC TOWARD THE COSTS OF 350,000IN AFRICA TRANSITIONING TO A NEWPO BOX 66773 WESTLANDS 00800 ORGANIZATIONAL STRUCTURENAIROBI, NAIROBI AND DEVELOPING A SET OFKE CAPABILITIES BEST PLACED TO

EXECUTE THE NEW STRATEGY

ALLIANCE FOR A GREEN REVOLUTION N/A PC TOWARD THE COSTS OF 10,000,000IN AFRICA IMPLEMENTING ITS NEWPO BOX 66773 STRATEGIC APPROACH TONAIROBI, NAIROBI INCLUSIVE AND INTEGRATEDKE AGRICULTURAL

TRANSFORMATION IN AFRICA

ALLIANCE FOR A GREEN REVOLUTION N/A PC IN SUPPORT OF BUILDING AND 249,121IN AFRICA IMPROVING ITS INTERNALPO BOX 66773 PROGRAM MANAGEMENTNAIROBI, NAIROBI CAPABILITIES IN ORDER TOKE EXECUTE A COORDINATED AND

INTEGRATED POST-HARVESTLOSS INTERVENTION ONTANZANIAS MAIZE VALUE CHAIN

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ALLIANCE FOR PEACE BUILDING N/A PC EITHER FOR GENERAL 6,0001800 MASSACHUSETTS AVE NW SUITE PURPOSES OR AS DESIGNATED401 BY THE ROCKEFELLERWASHINGTON, DC 200361806 FOUNDATION EMPLOYEES

CONTRIBUTION

ALLIANCE OF ARTISTS COMMUNITIES N/A PC EITHER FOR GENERAL 5,000144 WESTMINSTER STREET SUITE 301 PURPOSES OR AS DESIGNATEDPROVIDENCE, RI 02903 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ALLIANCE OF RESIDENT THEATRES N/A PC EITHER FOR GENERAL 150NEW YORK INC PURPOSES OR AS DESIGNATED520 8TH AVE STE 319 BY THE ROCKEFELLERMANHATTAN, NY 100180000 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ALLIANCE OF RESIDENT THEATRES N/A PC EITHER FOR GENERAL 300NEW YORK INC PURPOSES OR AS DESIGNATED520 8TH AVE SUITE 319 BY THE ROCKEFELLERMANHATTAN, NY 100180000 FOUNDATION EMPLOYEES

CONTRIBUTION

ALZHEIMER'S ASSOCIATION NATIONAL N/A PC EITHER FOR GENERAL 300OFFICE PURPOSES OR AS DESIGNATED225 N MICHIGAN AVE FL 17 BY THE ROCKEFELLERCHICAGO, IL 60601 FOUNDATION EMPLOYEES

CONTRIBUTION

ALZHEIMERS FOUNDATION OF AMERICA N/A PC EITHER FOR GENERAL 300INC PURPOSES OR AS DESIGNATED322 EIGHTH AVENUE 7TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 100018001 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AMERICAN ASSOCIATION FOR THE N/A PC TOWARD THE COSTS OF 300,000ADVANCEMENT OF SCIENCE ESTABLISHING THE CENTER FOR1200 NEW YORK AVENUE NW SCIENTIFIC EVIDENCE INWASHINGTON, DC 20005 PUBLIC ISSUES IN ORDER TO

PROVIDE IMPARTIAL, EVIDENCE-BASED, RAPID-RESPONSESCIENTIFIC INFORMATIONRELEVANT TO PUBLIC ISSUES

AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 300250 WILLIAMS ST PURPOSES OR AS DESIGNATEDATLANTA, GA 30303 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 450250 WILLIAMS ST PURPOSES OR AS DESIGNATEDATLANTA, GA 30303 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 150250 WILLIAMS ST PURPOSES OR AS DESIGNATEDATLANTA, GA 30303 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 450250 WILLIAMS ST PURPOSES OR AS DESIGNATEDATLANTA, GA 30303 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AMERICAN CANCER SOCIETY INC N/A PC EITHER FOR GENERAL 150250 WILLIAMS ST PURPOSES OR AS DESIGNATEDATLANTA, GA 30303 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AMERICAN CIVIL LIBERTIES UNION N/A PC EITHER FOR GENERAL 1,500FOUNDATION INC PURPOSES OR AS DESIGNATED125 BROAD STREET 18TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 100042400 FOUNDATION EMPLOYEES

CONTRIBUTION

AMERICAN CIVIL LIBERTIES UNION N/A PC EITHER FOR GENERAL 75FOUNDATION INC PURPOSES OR AS DESIGNATED125 BROAD STREET 18TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 100042400 FOUNDATION EMPLOYEES

CONTRIBUTION

AMERICAN CIVIL LIBERTIES UNION N/A PC EITHER FOR GENERAL 60FOUNDATION INC PURPOSES OR AS DESIGNATED125 BROAD STREET 18TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 100042400 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AMERICAN CIVIL LIBERTIES UNION N/A PC IN GENERAL SUPPORT OF ITS 500,000FOUNDATION INC MISSION TO PRESERVE AND125 BROAD STREET 18TH FLOOR PROMOTE CIVIL RIGHTS ANDNEW YORK, NY 100042400 CIVIL LIBERTIES PROTECTED BY

THE U S CONSTITUTION

AMERICAN DANCE MACHINE FOR THE N/A PC EITHER FOR GENERAL 15021ST CENTURY FOUNDATION INC PURPOSES OR AS DESIGNATED45 E 80TH ST APT 18B BY THE ROCKEFELLERNEW YORK, NY 100750189 FOUNDATION EMPLOYEES

CONTRIBUTION

AMERICAN DANCE MACHINE FOR THE N/A PC EITHER FOR GENERAL 15021ST CENTURY FOUNDATION INC PURPOSES OR AS DESIGNATED45 E 80TH ST APT 18B BY THE ROCKEFELLERNEW YORK, NY 100750189 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AMERICAN RED CROSS2025 E STREET N/A PC EITHER FOR GENERAL 60WASHINGTON, DC 20006 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

AMERICAN RED CROSS N/A PC EITHER FOR GENERAL 1,0002025 E STREET NW PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AMERICAN REFUGEE COMMITTEE N/A PC IN GENERAL SUPPORT OF ITS 150,000INTERNATIONAL MISSION TO PROVIDE615 1ST AVENUE NE SUITE 500 ESSENTIAL SERVICES TOMINNEAPOLIS, MN 554132681 SURVIVORS OF WAR AND

NATURAL DISASTERS IN ORDERTO HELP THEM REBUILD THEIRLIVES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

AMERICANS FOR OXFORD INC N/A PC EITHER FOR GENERAL 3,000500 5TH AVE FL 32 PURPOSES OR AS DESIGNATEDNEW YORK, NY 101103299 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AMERICANS FOR OXFORD INC N/A PC EITHER FOR GENERAL 3,000500 5TH AVE FL 32 PURPOSES OR AS DESIGNATEDNEW YORK, NY 101103299 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AMREF HEALTH AFRICA INC N/A PC TOWARD THE COSTS OF A 10,0004 WEST 43RD STREET 2ND FLOOR PLENARY SESSION ONNEW YORK, NY 10036 UNIVERSAL HEALTH COVERAGE

AT THE AFRICA HEALTH AGENDAINTERNATIONAL CONFERENCEHELD IN NAIROBI, KENYA,MARCH 2017

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ANIMAL HAVEN INC200 CENTRE STREET N/A PC EITHER FOR GENERAL 7,500NEW YORK, NY 10013 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

ANIMAL PLACE17314 MCCOURTNEY RD N/A PC EITHER FOR GENERAL 1,080GRASS VALLEY, CA 959499743 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

ANIMAL PLACEPO BOX 1118 N/A PC EITHER FOR GENERAL 1,080GRASS VALLEY, CA 95945 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ANIMAL RESCUE AND MEDIA N/A PC EITHER FOR GENERAL 834804 LAUREL CANYON BLVD STE 534 PURPOSES OR AS DESIGNATEDVALLEY VILLAGE, CA 91607 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ANIMAL RESCUE LEAGUE OF BOSTON N/A PC EITHER FOR GENERAL 15010 CHANDLER ST PURPOSES OR AS DESIGNATEDBOSTON, MA 021165221 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ANTI-DEFAMATION LEAGUE N/A PC EITHER FOR GENERAL 300605 3RD AVE PURPOSES OR AS DESIGNATEDNEW YORK, NY 101580180 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ANTI-DEFAMATION LEAGUE N/A PC EITHER FOR GENERAL 750605 3RD AVE PURPOSES OR AS DESIGNATEDNEW YORK, NY 101580180 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ANTI-DEFAMATION LEAGUE N/A PC IN GENERAL SUPPORT OF ITS 500,000605 THIRD AVENUE MISSION TO FIGHT ANTI-NEW YORK, NY 10158 SEMITISM AND ALL FORMS OF

BIGOTRY, DEFEND DEMOCRATICIDEALS, AND PROTECT CIVILRIGHTS FOR ALL

APCO WORLDWIDE INC N/A NC IN SUPPORT OF PROVIDING 500,0001299 PENNSYLVANIA AVE NW SUITE COMMUNICATION AND300 STAKEHOLDER ENGAGEMENTWASHINGTON, DC 20004 SUPPORT TO THE SMART POWER

FOR RURAL DEVELOPMENTINDIA FOUNDATION AND SMARTPOWER FOR RURALDEVELOPMENT INITIATIVE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

APCO WORLDWIDE INC N/A NC IN SUPPORT OF ADVANCING 356,2501299 PENNSYLVANIA AVE NW SUITE FRESHWATER RESILIENCE300 GLOBALLY, INCLUDING THEWASHINGTON, DC 20004 COSTS OF FACILITATING A

CONFERENCE ON WATERVALUATION TO BE HELD AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY, ANDSUPPORTING A CONVENING OFGLOBAL LEADERS ON WORLDWATER DAY

ARCHDIOCESE OF BROOKLYN N/A PC EITHER FOR GENERAL 225CATHOLIC APPEAL PURPOSES OR AS DESIGNATED310 PROSPECT PARK WEST BY THE ROCKEFELLERBROOKLYN, NY 11215 FOUNDATION EMPLOYEES

CONTRIBUTION

ART AFRICA CENTRE N/A PC IN SUPPORT OF CONDUCTING 50,00028 ST GEORGES MALL 5TH FLOOR THE OUTREACH AND NOMINATINGEXCHANGE BUILDING AFRICAN ARTISTS ASCAPE TOWN, CAPE TOWN CANDIDATES FOR RESIDENCIESSF AT THE ROCKEFELLER

FOUNDATION BELLAGIOCENTER, ITALY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ART EARTH TECH LIMITED N/A NC IN SUPPORT OF DEVELOPING A 175,000ALDWINKLE LODGE FEASIBILITY STUDY OF A NEWPETERBOROUGH, PETERBOROUGH FUNDING MODEL FOR HEALTHUK CARE WITH THE POTENTIAL TO

SPUR INVESTMENT IN THEDEVELOPMENT ANDDISTRIBUTION OF DRUGS WITHHIGHER LIFESAVING HEALTHOUTCOMES FOR POOR ANDVULNERABLE PEOPLE

ASIAN VENTURE PHILANTHROPY N/A PC TOWARDS THE COST OF THE 60,000NETWORK LIMITED 5TH ANNUAL AVPN3 SHENTON WAY SHENTON HOUSE 02- CONFERENCE, COLLABORATING08 FOR IMPACT, TO BRING

068805 TOGETHER SOCIAL IMPACTSN ORGANIZATIONS TO ADDRESS

HOW FOSTERING INCLUSIVEECONOMIES CAN MAKE ALASTING IMPACT ON THE POORAND VULNERABLE IN ASIA, TOBE HELD IN BANGKOK,THAILAND, JUNE 2017

ASIAN VENTURE PHILANTHROPY N/A PC TOWARD THE COSTS OF 20,000NETWORK LIMITED ESTABLISHING A KNOWLEDGE3 SHENTON WAY SHENTON HOUSE 02- CENTER THAT WILL SERVE AS A08 RESOURCE FOR VENTURE

068805 PHILANTHROPISTS ANDSN ADVANCE PHILANTHROPIC

PRACTICE IN ASIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ASIAN VENTURE PHILANTHROPY N/A PC IN SUPPORT OF BUILDING AN 150,000NETWORK LIMITED EFFECTIVE AND HIGH-IMPACT3 SHENTON WAY SHENTON HOUSE APT PHILANTHROPIC AND SOCIAL02-08 INVESTMENT COMMUNITY IN

068805 ASIASN

ASPCA520 8TH AVENUE N/A PC EITHER FOR GENERAL 108NEW YORK, NY 10018 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

ASPEN INSTITUTE INC N/A PC IN SUPPORT OF ITS 2017 ASPEN 150,0002300 N STREET NW APT 700 IDEAS FESTIVAL SPOTLIGHTWASHINGTON, DC 200371122 HEALTH CONVENING, TO BE

HELD IN ASPEN, COLORADO,JUNE 2017

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ASPEN INSTITUTE INC N/A PC IN SUPPORT OF ITS 2017 ASPEN 100,0002300 N STREET NW STE 700 IDEAS FESTIVAL, TO BE HELD INWASHINGTON, DC 200371122 ASPEN, COLORADO, JUNE 2017

ASPEN INSTITUTE INC N/A PC IN SUPPORT OF CREATING A 100,0002300 N STREET NW STE 700 FORMAL ASPEN NETWORK OFWASHINGTON, DC 200371122 DEVELOPMENT ENTREPRENEURS

(ANDE) CHAPTER THAT WILLHELP NEW AND EXISTING,SMALL AND GROWINGBUSINESSES IN ASIA TO ADOPTINCLUSIVE BUSINESSAPPROACHES

ASPEN INSTITUTE INC N/A PC FOR USE BY ITS FUTURE OF 300,0002300 N STREET NW STE 700 WORK INITIATIVE TOWARD THEWASHINGTON, DC 200371122 COSTS OF A NONPARTISAN

EFFORT TO IDENTIFY CONCRETEWAYS TO ADDRESS THECHALLENGES AMERICANWORKERS FACE DUE TO THECHANGING NATURE OF WORK INTHE 21ST CENTURY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ASPEN NETWORK OF DEVELOPMENT N/A PC EITHER FOR GENERAL 12,000ENTREPRENEURS PURPOSES OR AS DESIGNATEDONE DUPONT CIRCLE NW SUITE 700 BY THE ROCKEFELLERWASHINGTON, DC 20036 FOUNDATION EMPLOYEES

CONTRIBUTION

AUBURN UNIVERSITY N/A PC FOR USE BY ITS HUNGER 5,000107 SAMFORD HALL 182 S COLLEGE SOLUTIONS INSTITUTE AND THESTREET UNIVERSITIES FIGHTINGAUBURN, AL 36849 WORLD HUNGER TOWARD THE

COSTS OF A CURRICULUM,TOOLKIT, AND SUMMIT TOEDUCATE AND MOBILIZESTUDENT LEADERS TO ADDRESSFOOD WASTE AND HUNGER ONTHEIR CAMPUSES

AUTISM NEW JERSEY INC N/A PC EITHER FOR GENERAL 150500 HORIZON DRIVE SUITE 530 PURPOSES OR AS DESIGNATEDROBBINSVILLE, NJ 08961 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AUTISM SPEAKS N/A PC EITHER FOR GENERAL 1501060 STATE RD ATTN DATA SERVICES PURPOSES OR AS DESIGNATEDPRINCETON, NJ 08540 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

AVAIL NYC115 W 45TH STREET 4TH FL N/A PC EITHER FOR GENERAL 40,920NEW YORK, NY 10036 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

AVAIL NYC115 W 45TH STREET 4TH FL N/A PC EITHER FOR GENERAL 9,000NEW YORK, NY 10036 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

AVAIL NYC115 W 45TH STREET 4TH FL N/A PC EITHER FOR GENERAL 45,000NEW YORK, NY 10036 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

B LAB COMPANY N/A PC TOWARD THE COSTS OF ITS 200,000155 E LANCASTER AVENUE 2ND FLOOR BEST FOR NEW YORK CITYWAYNE, PA 19087 INITIATIVE AND THE NATIONAL

EXPANSION OF THE BEST FORPROJECT TO PROVIDE TOOLSFOR SMALL BUSINESSES TOMEASURE, BENCHMARK, ANDIMPROVE THEIR ECONOMIC ANDSOCIAL IMPACT

BALLET TECH FOUNDATION INC N/A PC EITHER FOR GENERAL 300890 BROADWAY FL 8 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100031211 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BANQU INC4100 HEATHERTON PLACE N/A NC IN SUPPORT OF DEVELOPING A 25,000MINNETONKA, MN 55345 DATABASE DESIGNED TO

SUPPORT APPLICATIONS FORBUILDING ECONOMICIDENTITIES FOR REFUGEES

BCT BROOKLYN CHILDRENS THEATRE N/A PC EITHER FOR GENERAL 750135 PROSPECT PARK SW APT B7 PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112181241 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BCT BROOKLYN CHILDRENS THEATRE N/A PC EITHER FOR GENERAL 750135 PROSPECT PARK SW APT B7 PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112181241 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

BE THE CHANGE INC N/A PC IN SUPPORT OF THE 25,000200 CLARENDON STREET 9TH FLOOR OPPORTUNITY NATION'SBOSTON , MA 02116 ANNUAL SUMMIT

BE THE MATCH FOUNDATION N/A PC EITHER FOR GENERAL 120500 N 5TH STREET PURPOSES OR AS DESIGNATEDMINNEAPOLIS , MN 55401 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BEHAVIORAL IDEAS LAB INC N/A PC IN SUPPORT OF EXECUTING A 9,85180 BROAD STREET 30TH FLOOR BEHAVIOR CHANGE THEMEDNEW YORK , NY 10004 MONTH AT THE ROCKEFELLER

FOUNDATION BELLAGIOCENTER , ITALY , JULY 2016 ANDCOLLECTING ANDDISSEMINATING RESULTINGKNOWLEDGE ASSETS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BELLAGIO CENTER THE ROCKEFELLER N/A PC DCA - SEE STATEMENTS 30 & 31 4,589,148FOUNDATIONVILLA SERBELLONIVILLA SERBELLONI, BELLAGIOIT

BEND THE ARC - A JEWISH N/A PC FOR USE BY ITS CARING 200,000PARTNERSHIP FOR JUSTICE ACROSS GENERATIONS330 7TH AVENUE SUITE 1902 CAMPAIGN TOWARD THE COSTSNEW YORK, NY 10001 OF A RESEARCH STUDY ON

HAWAIIS KAPUNA CAREGIVERSPROGRAM

BERKLEE COLLEGE OF MUSIC INC N/A PC EITHER FOR GENERAL 30,0001140 BOYLSTON STREET PURPOSES OR AS DESIGNATEDBOSTON, MA 022150000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BERKSHIRE SOUTH REGIONAL N/A PC EITHER FOR GENERAL 375COMMUNITY CENTER PURPOSES OR AS DESIGNATED15 CRISSEY ROAD BY THE ROCKEFELLERGREAT BARRINGTON, MA 01230 FOUNDATION EMPLOYEES

CONTRIBUTION

BEYOND ZEROPO BOX 40530-00100 N/A NC IN SUPPORT OF STUDYING THE 300,000NAIROBI, NAIROBI FEASIBILITY OF ESTABLISHINGKE NEW SPECIALIZED CARE

HEALTH FACILITIES IN KENYATO HELP CONTROL HIV ANDPROMOTE MATERNAL,NEWBORN, AND CHILDRENSHEALTH

BIPARTISAN POLICY CENTER INC N/A PC IN SUPPORT OF IDENTIFYING , 250,0001225 I STREET NW SUITE 1000 CATALOGING AND ASSESSINGWASHINGTON, DC 20005 INNOVATIVE POLICY IDEAS AT

THE STATE, COUNTY AND LOCALLEVELS TO ENHANCE ECONOMICOPPORTUNITY AND SECURITYFOR AMERICAS VULNERABLEWORKERS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BLUE STATE DIGITAL INC N/A NC IN SUPPORT OF BUILDING, 1,400,000101 AVENUE OF THE AMERICAS 12TH LAUNCHING, AND OPTIMIZING AFLOOR PUBLISHING AND KNOWLEDGE-NEW YORK, NY 10013 SHARING PLATFORM TO UNITE

AND BUILD THE FIELD OFRESILIENCE BY DELIVERINGWIDE-RANGING, QUALITYCONTENT, CONNECTIONS,EVENTS, ANDRECOMMENDATIONS TORESILIENCE PRACTITIONERS

BOARD OF TRUSTEES OF THE LELAND N/A PC FOR USE BY ITS NATURAL 60,000STANFORD JUNIOR UNIVERSITY CAPITAL PROJECT IN SUPPORTC/O OFFICE OF SPONSORED RESEARCH OF DEVELOPING A GLOBAL3160 PORTER DRIVE SUITE 100 SCIENCE AND TECHNOLOGYPALO ALTO, CA 94304 PLATFORM TO MAINSTREAM

ACCOUNTING FOR NATURALCAPITAL INTO POLICIES ANDMARKETS AFFECTING HUMANWELLBEING

BOWDOIN COLLEGE N/A PC EITHER FOR GENERAL 30,0004100 COLLEGE STATION PURPOSES OR AS DESIGNATEDBEUNSWICK, ME 040118445 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BOY SCOUTS OF AMERICA N/A PC EITHER FOR GENERAL 1,203350 FIFTH AVENUE SUITE 7820 PURPOSES OR AS DESIGNATEDNEW YORK, NY 101180110 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BOY SCOUTS OF AMERICA N/A PC EITHER FOR GENERAL 600350 FIFTH AVENUE SUITE 7820 PURPOSES OR AS DESIGNATEDNEW YORK, NY 101180110 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BOYS AND GIRLS CLUBS OF AMERICA N/A PC EITHER FOR GENERAL 3001275 PEACHTREE ST NE PURPOSES OR AS DESIGNATEDATLANTA, GA 30309 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BRAC USA INC N/A PC IN SUPPORT OF PROVIDING 45,002110 WILLIAM STREET SUITE 2902 SUBSIDIZED FINANCIALNEW YORK, NY 10038 SERVICES TO POOR AND

INFORMALLY EMPLOYEDCOMMUNITIES IN SIERRA LEONEAND LIBERIA IN AN EFFORT TOBUILD RESILIENCE TO THEEBOLA EPIDEMIC, AND TOSTRENGTHEN INTERNALCAPACITY TO DELIVERSERVICES IN PERIODS OFCRISIS

BREAKING GROUND505 8TH AVE FL 5 N/A PC EITHER FOR GENERAL 1,500NEW YORK, NY 100186550 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

BREAKING GROUND505 8TH AVE FL 5 N/A PC EITHER FOR GENERAL 3,000NEW YORK, NY 100186550 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BRICK THEATRE INCPO BOX 1851 N/A PC EITHER FOR GENERAL 300NEW YORK, NY 101011851 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

BRITISH SCHOOLS AND UNIVERSITIES N/A PC EITHER FOR GENERAL 309FOUNDATION INC PURPOSES OR AS DESIGNATED575 MADISON AVE STE 1006 BY THE ROCKEFELLERNEW YORK, NY 100222511 FOUNDATION EMPLOYEES

CONTRIBUTION

BRONX MUSEUM OF THE ARTS N/A PC EITHER FOR GENERAL 3,0001040 GRAND CONCOURSE PURPOSES OR AS DESIGNATEDBRONX, NY 104563901 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BRONX MUSEUM OF THE ARTS N/A PC EITHER FOR GENERAL 3,0001040 GRAND CONCOURSE PURPOSES OR AS DESIGNATEDBRONX, NY 104563901 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BROOKINGS INSTITUTION N/A PC TOWARD THE COSTS OF ITS 150,0001775 MASSACHUSETTS AVENUE NW 2017 BROOKINGS BLUMWASHINGTON, DC 200362188 ROUNDTABLE ON GLOBAL

POVERTY, TO BE HELD INASPEN, COLORADO, AUGUST2017

BROOKLYN BOTANIC GARDEN N/A PC EITHER FOR GENERAL 240CORPORATION PURPOSES OR AS DESIGNATED1000 WASHINGTON AVE BY THE ROCKEFELLERBROOKLYN, NY 112251008 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BROOKLYN BUREAU OF COMMUNITY N/A PC EITHER FOR GENERAL 60SERVICE PURPOSES OR AS DESIGNATED285 SCHERMERHORN STREET BY THE ROCKEFELLERBROOKLYN, NY 112170000 FOUNDATION EMPLOYEES

CONTRIBUTION

BROOKLYN COMMUNITY FOUNDATION N/A PC EITHER FOR GENERAL 1541000 DEAN STREET PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11238 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BROOKLYN FRIENDS SCHOOL N/A PC EITHER FOR GENERAL 750375 PEARL ST PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11201 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BROOKLYN HISTORICAL SOCIETY N/A PC EITHER FOR GENERAL 1,500128 PIERREPONT STREET PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11201 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BROOKLYN PUBLIC LIBRARY N/A PC EITHER FOR GENERAL 1,05310 GRAND ARMY PLAZA PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11238 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BROOKLYN PUBLIC LIBRARY N/A PC EITHER FOR GENERAL 1,05310 GRAND ARMY PLAZA PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11238 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BROOME STREET ACADEMY121 6TH AVE N/A PC EITHER FOR GENERAL 300NEW YORK, NY 100131510 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

BROWN UNIVERSITY N/A PC EITHER FOR GENERAL 750GIFT CASHIER 164 ANGELL STREET PURPOSES OR AS DESIGNATEDBOX BY THE ROCKEFELLER1877 FOUNDATION EMPLOYEESPROVIDENCE, RI 029120001 CONTRIBUTION

BRYN MAWR COLLEGE N/A PC EITHER FOR GENERAL 3,003101 N MERION AVE PURPOSES OR AS DESIGNATEDBRYN MAWR, PA 190102899 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BRYN MAWR COLLEGE N/A PC EITHER FOR GENERAL 3,003101 N MERION AVE PURPOSES OR AS DESIGNATEDBRYN MAWR, PA 190102899 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BUDDHIST INSIGHTS MEDITATION INC N/A PC EITHER FOR GENERAL 75504 BEACH 68TH ST PURPOSES OR AS DESIGNATEDARVERNE,NY 116921316 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

BUILD COMMONWEALTH INC N/A PC TOWARD THE COSTS OF 75,000114 WESTERN AVE CONDUCTING NATIONALALLSTON, MA 02314 RESEARCH TO BETTER

UNDERSTAND INDEPENDENTWORK AND WORKERS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

BUNI MEDIA LIMITED N/A NC TOWARD THE COSTS OF 30,000REVLON PROFESSIONAL PLAZA 3RD CREATING A GRAPHIC VERSIONFLOOR OF THE KENYAN CONSTITUTIONTUBMAN/BIASHARA STREETS IN ORDER TO MAKE IT MORENAIROBI, NAIROBI 00100 ACCESSIBLE AND THEREBYKE EDUCATE, ENGAGE AND

EMPOWER THE CITIZENS OFKENYA

BUREAU OF THE ROYAL HOUSEHOLD N/A PC EITHER FOR GENERAL 1,002SANAM SUEA PA DUSIT PURPOSES OR AS DESIGNATEDBANGKOK BY THE ROCKEFELLERTH FOUNDATION EMPLOYEES

CONTRIBUTION

BUSINESS FOR SOCIAL N/A PC IN SUPPORT OF THE 350,000RESPONSIBILITY DEVELOPMENT AND EXPANSION88 KEARNY STREET 12TH FLOOR OF THE GLOBAL IMPACTSAN FRANCISCO, CA 94108 SOURCING COALITION TO

SUPPORT WIDE-SCALEADOPTION OF IMPACTSOURCING AS AN INCLUSIVEHIRING PRACTICE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

BUSINESS FOR SOCIAL N/A PC IN SUPPORT OF DEVELOPING , 180,000RESPONSIBILITY ADMINISTERING AND88 KEARNY STREET 12TH FLOOR LAUNCHING A GLOBAL IMPACTSAN FRANCISCO , CA 94108 SOURCING COALITION TO

SUPPORT WIDE-SCALEADOPTION OF IMPACTSOURCING AS AN INCLUSIVEHIRING PRACTICE IN THEBUSINESS PROCESSOUTSOURCING INDUSTRY

BYTE BACK N/A PC EITHER FOR GENERAL 150899 NORTH CAPITOL STREET NE SUITE PURPOSES OR AS DESIGNATED850 BY THE ROCKEFELLERWASHINGTON , DC 20002 FOUNDATION EMPLOYEES

CONTRIBUTION

CAB INTERNATIONALNOSWORTHY WAY N /A GOV FOR USE BY ITS SCIDEV NET 200,000WALLINGFORD , OXFORDSHIRE DIVISION IN SUPPORT OFUK EXECUTING A THEMATIC

RESIDENCY AND A SELECTNUMBER OF CONFERENCESALIGNED WITH SCIENCE FORDEVELOPMENT AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER , ITALY,NOVEMBER 2018, ANDCOLLECTING ANDDISSEMINATING THERESULTING KNOWLEDGEASSETS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CAMPAIGN FOR SOUTHERN EQUALITY N/A PC IN GENERAL SUPPORT OF ITS 100,000PO BOX 364 MISSION TO PROMOTE THE FULLASHEVILLE, NC 28801 EQUALITY, BOTH LEGAL AND

LIVED, OF LESBIAN, GAY,BISEXUAL, TRANSGENDER ANDQUEER OR QUESTIONING LGBTQINDIVIDUALS AND FAMILIESACROSS THE US SOUTH

CAMPAIGN FOR SOUTHERN EQUALITY N/A PC EITHER FOR GENERAL 75PO BOX 364 PURPOSES OR AS DESIGNATEDASHEVILLE, NC 288020364 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CARIBBEAN MUSEUM CENTER OF ST N/A PC EITHER FOR GENERAL 120CROIX LTD PURPOSES OR AS DESIGNATED10 STRAND ST BY THE ROCKEFELLERFREDERIKSTED,VI 008410000 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CARNEGIE HALL SOCIETY INC N/A PC EITHER FOR GENERAL 423881 SEVENTH AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100193210 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CAROLINA FOR KIBERA INC N/A PC EITHER FOR GENERAL 300301 PITTSBORO ST STE 3002 CB 5145 PURPOSES OR AS DESIGNATEDCHAPEL HILL, NC 275995145 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CAROLINA JUSTICE POLICY CENTER N/A PC EITHER FOR GENERAL 2,250PO BOX 309 PURPOSES OR AS DESIGNATEDDURHAM, NC 277020309 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

CATHEDRAL HIGH SCHOOL N/A PC EITHER FOR GENERAL 150350 E 56TH ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100228800 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CATSKILLS PRIDEPO BOX 154 N/A PC EITHER FOR GENERAL 750BARRYVILLE, NY 12719 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

CENTER FOR GLOBAL DEVELOPMENT N/A PC TOWARD THE COSTS OF 400,0002055 L STREET NW FIFTH FLOOR ACCELERATING HIGH IMPACTWASHINGTON, DC 20036 ENERGY ACCESS FOR

HOUSEHOLDS AND BUSINESSESIN AFRICA AND INCUBATINGTHE ENERGY FOR GROWTH HUBTO SUPPORT SMART, EFFECTIVEENERGY SYSTEMS IN THEDEVELOPING WORLD

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CENTER FOR REPRODUCTIVE RIGHTS N/A PC EITHER FOR GENERAL 1,500INC PURPOSES OR AS DESIGNATED120 WALL STREET 14TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 100053904 FOUNDATION EMPLOYEES

CONTRIBUTION

CENTER FOR THE NEW ECONOMY INC N/A PC IN SUPPORT OF THE 150,000PO BOX 9024240 FOUNDATION'S PUERTO RICOOLD SAN JUAN, PR 009024240 RELIEF EFFORTS

CENTRAL PARK CONSERVANCY INC N/A PC EITHER FOR GENERAL 15014 EAST 60TH STREET 8TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100227122 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CENTRE FOR DEVELOPMENT AND N/A NC IN SUPPORT OF 100,000ENTERPRISE STRENGTHENING ITSTRANSMEDIT PLACE 5 ETON ROAD INSTITUTIONAL CAPACITY TOPARKTOWN, JOHANNESBURG PROMOTE RESEARCH ONSF DEVELOPMENT ISSUES IN

SOUTH AFRICA

CERES INC N/A PC TOWARD THE COSTS OF 320,00099 CHAUNCY STREET 6TH FLOOR PROMOTING ADOPTION OF ITSBOSTON, MA 02111 INVESTOR WATER RISK

ANALYSIS FRAMEWORK TOENCOURAGE MORESUSTAINABLE CORPORATEWATER PRACTICES

CERES INC N/A PC IN SUPPORT OF DEVELOPING 50,00099 CHAUNCY STREET 6TH FLOOR GUIDANCE FOR INVESTORS ONBOSTON, MA 02111 HOW TO INTEGRATE WATER

RISKS INTO THEIR DECISION-MAKING PRACTICES IN ANEFFORT TO ENCOURAGE THESTEWARDSHIP OF WATERRESOURCES BY LARGECOMPANIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CHANCE FOR CHANGES ARCADIA CT N/A PC EITHER FOR GENERAL 300BLOOMFIELD, NJ 070035304 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

CHANCE FOR CHANGES ARCADIA CT N/A PC EITHER FOR GENERAL 300BLOOMFIELD, NJ 070035304 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

CHARITY NAVIGATOR N/A PC EITHER FOR GENERAL 600139 HARRISTOWN RD STE 101 PURPOSES OR AS DESIGNATEDGLEN ROCK, NJ 074523304 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CHAUTAUQUA FOUNDATION INC N/A PC EITHER FOR GENERAL 3,000PO BOX 28 PURPOSES OR AS DESIGNATEDCHAUTAUQUA, NY 147220028 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CHICAGO COUNCIL ON GLOBAL N/A PC IN SUPPORT OF A FELLOWSHIP 1,000,000AFFAIRS TO REVIEW THE INTERNATIONAL180 N STETSON AVENUE SUITE 1400 INSTITUTIONS AND PROGRAMSCHICAGO, IL 60601 THAT COULD ADVANCE

HUMANITARIAN RELIEF,DEVELOPMENT AND PEACE, ANDTO IDENTIFY SPECIFICRECOMMENDATIONS FORGOVERNANCE ANDORGANIZATIONAL CHANGES TOIMPROVE THE EFFECTIVENESSOF INTERNATIONAL RESPONSESTO HUMANITARIAN CHALLENGES

CHILDREN INTERNATIONAL N/A PC EITHER FOR GENERAL 9002000 EAST RED BRIDGE ROAD PURPOSES OR AS DESIGNATEDKANSAS CITY, MO 64131 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CHS NORTH AMERICA FOUNDATION INC N/A PC EITHER FOR GENERAL 7,500131 CROSBY CT APT 1 PURPOSES OR AS DESIGNATEDWALNUT CREEK, CA 945981800 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CHULALONGKORN UNIVERSITY N/A PC FOR USE BY ITS URBAN DESIGN 136,008254 PHYATHAI ROAD PATUMWAN AND DEVELOPMENT CENTER INBANGKOK, BANGKOK 10330 SUPPORT OF DEVELOPING ANTH OPEN DATA PLATFORM TO

SYSTEMATICALLYCROWDSOURCE PUBLICOPINIONS AND IDEAS IN ORDERTO PROMOTE URBAN INCLUSIONIN BANGKOK

CITISCOPE7008 GLEASON ROAD N/A PC TOWARD THE COSTS OF 25,000MINNEAPOLIS, MN 554391605 DEVELOPING EDITORIAL

COVERAGE OF THE RUN-UP TOTHE HABITAT III CONFERENCE,WITH A FOCUS ON HOW CITIESARE INNOVATING TO BUILDRESILIENCE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CITY HARVEST INC6 E 32ND ST 5TH FL N/A PC EITHER FOR GENERAL 384NEW YORK, NY 100165422 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

CITY OF BOSTON N/A GOV TOWARD THE COSTS OF 100,0001 CITY HALL SQUARE FIFTH FLOOR RESEARCHING AND PLANNINGBOSTON, MA 02201 AN ECONOMIC MOBILITY LAB TO

ADVANCE ECONOMIC MOBILITYAND SECURITY FOR LOWER ANDLOWER-MIDDLE CLASSBOSTONIANS

CITYMEALS-ON-WHEELS N/A PC EITHER FOR GENERAL 7,500355 LEXINGTON AVENUE 14TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10017 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CIVIC HALL LABS INC N/A PC IN SUPPORT OF ORGANIZING 11,800156 FIFTH AVENUE 2ND FLOOR THREE CONVENINGS CENTEREDNEW YORK, NY 11217 ON DRIVING IMPACT AND

LEVERAGING INNOVATION TOEFFECT CHANGE

CLASSICAL THEATRE OF HARLEM INC N/A PC EITHER FOR GENERAL 15,000566 W 159TH ST APT 44 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100326918 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CLIMATE BONDS INITIATIVE N/A PC IN SUPPORT OF DEVELOPING 245,00072 MUSWELL HILL PLACE N10 3RR DEFINITIONS AND STANDARDSLONDON, LONDON THAT VERIFY THE GREENUK CREDENTIALS OF A BOND IN

ORDER TO ENCOURAGEINVESTMENT IN CLIMATECHANGE ADAPTATION ANDMITIGATION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CLIMATE BONDS INITIATIVE N/A PC IN SUPPORT OF DEVELOPING 105,00072 MUSWELL HILL PLACE N10 3RR DEMONSTRATION PROJECTS TOLONDON, LONDON PROMOTE THE USE OFUK FINANCIAL AGGREGATION

SOLUTIONS FOR GREENPROJECTS IN DEVELOPINGCOUNTRIES

CLIMATE BONDS INITIATIVE N/A PC TOWARD THE COSTS OF 45,00072 MUSWELL HILL PLACE N10 3RR DEVELOPING DEFINITIONS ANDLONDON, LONDON STANDARDS THAT VERIFY THEUK GREEN CREDENTIALS OF A

BOND AND ENCOURAGEINVESTMENT IN CLIMATECHANGE ADAPTATION ANDMITIGATION

CLIMATEWORKS FOUNDATION N/A PC TOWARD THE COSTS OF THE 250,000235 MONTGOMERY STREET 13TH FLOOR HEALTH AND CLIMATE FAST-SAN FRANCISCO, CA 94104 START FUND, AN EFFORT TO

HELP LEADING FUNDERS ANDPARTNERS COME TOGETHER TOBE MORE STRATEGIC,EFFICIENT, AND EFFECTIVE INTHEIR RESPONSES TO GLOBALCLIMATE CHANGE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

COALITION TO ABOLISH SLAVERY & N/A PC EITHER FOR GENERAL 3,000TRAFFICKING PURPOSES OR AS DESIGNATED5042 WILSHIRE BLVD STE 586 BY THE ROCKEFELLERLOS ANGELES, CA 90036 FOUNDATION EMPLOYEES

CONTRIBUTION

COASTAL MARINE RESOURCE CENTER N/A PC IN SUPPORT OF THE 50,000OF NEW YORK INC FOUNDATION'S PUERTO RICO135 EAST 71ST STREET APT 6A RELIEF EFFORTSNEW YORK, NY 10021

COCA-COLA SCHOLARS FOUNDATION N/A PC EITHER FOR GENERAL 3,000INC PURPOSES OR AS DESIGNATEDPO BOX 442 BY THE ROCKEFELLERATLANTA, GA 303010042 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

COCA-COLA SCHOLARS FOUNDATION N/A PC EITHER FOR GENERAL 6,000INC PURPOSES OR AS DESIGNATEDPO BOX 442 BY THE ROCKEFELLERATLANTA, GA 303010042 FOUNDATION EMPLOYEES

CONTRIBUTION

COLGATE UNIVERSITY TREASURERS N/A PC EITHER FOR GENERAL 750OFFICE PURPOSES OR AS DESIGNATED13 OAK DRIVE BY THE ROCKEFELLERHAMILTON, NY 13346 FOUNDATION EMPLOYEES

CONTRIBUTION

COLGATE UNIVERSITY TREASURERS N/A PC EITHER FOR GENERAL 6,000OFFICE PURPOSES OR AS DESIGNATED13 OAK DRIVE BY THE ROCKEFELLERHAMILTON, NY 13346 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

COLGATE UNIVERSITY TREASURERS N/A PC EITHER FOR GENERAL 3,000OFFICE PURPOSES OR AS DESIGNATED13 OAK DRIVE BY THE ROCKEFELLERHAMILTON, NY 13346 FOUNDATION EMPLOYEES

CONTRIBUTION

COLLEGE OF WILLIAM AND MARY N/A PC EITHER FOR GENERAL 13,235FOUNDATION PURPOSES OR AS DESIGNATEDPO BOX 1693 BY THE ROCKEFELLERWILLIAMSBURG,VA 23187 FOUNDATION EMPLOYEES

CONTRIBUTION

COMIC RELIEF INC N/A PC IN GENERAL SUPPORT OF ITS 150,000488 MADISON AVE 10TH FLOOR MISSION TO EFFECT POSITIVENEW YORK, NY 10022 CHANGE THROUGH THE POWER

OF ENTERTAINMENT BYSUPPORTING CHILDREN ANDYOUNG PEOPLE LIVING INPOVERTY IN THE UNITEDSTATES AND SOME OF THEPOOREST COMMUNITIES INLATIN AMERICA, ASIA ANDAFRICA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

COMMON MARKET FOR EASTERN AND N/A GOV IN SUPPORT OF CONVENING A 230,000SOUTHERN AFRICA SECRETARIAT RESILIENCE ACADEMY FOR ITSBEN BELLA ROAD PO BOX 30051 19 MEMBER STATES TOLUSAKA, LUSAKA SENSITIZE DECISION MAKERSZA ON RESILIENCE THINKING AND

APPROACHES TO REGIONALINTEGRATION AND NATIONALDEVELOPMENT

COMMUNITY OF EVALUATORS - SOUTH N/A NC IN SUPPORT OF FACILITATING 50,000ASIA THE 4TH EVALUATIONNO 268 GROUND FLOOR ANARKALI CONCLAVE, CONCLAVE 2017, TOCOMPLEX JHANDEWALAN EXTENSION BE HELD IN BHUTAN, JUNENEW DELHI, NEW DELHI 110055 2017, TO STRENGTHEN THEIN ABILITY OF SOUTH ASIAN

PRACTITIONERS TO EVALUATETHE EFFECTIVENESS OFPROGRAMS AIMED ATIMPROVING THE LIVES OF THEPOOR AND VULNERABLE IN THEREGION

COMPASSION INTERNATIONAL N/A PC EITHER FOR GENERAL 30012290 VOYAGER PARKWAY PURPOSES OR AS DESIGNATEDCOLORADO SPRINGS, CO 809213668 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

COMPREHENSIVE DEVELOPMENT N/A PC EITHER FOR GENERAL 7,500INCORPORATED PURPOSES OR AS DESIGNATED240 2ND AVE BY THE ROCKEFELLERNEW YORK, NY 100032704 FOUNDATION EMPLOYEES

CONTRIBUTION

COMPREHENSIVE DEVELOPMENT N/A PC EITHER FOR GENERAL 6,000INCORPORATED PURPOSES OR AS DESIGNATED240 2ND AVE BY THE ROCKEFELLERNEW YORK, NY 100032704 FOUNDATION EMPLOYEES

CONTRIBUTION

COMPREHENSIVE DEVELOPMENT N/A PC EITHER FOR GENERAL 6,000INCORPORATED PURPOSES OR AS DESIGNATED240 2ND AVE BY THE ROCKEFELLERNEW YORK, NY 100032704 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CONCORD ANTIQUARIAN SOCIETY N/A PC EITHER FOR GENERAL 30,000200 LEXINGTON RD PURPOSES OR AS DESIGNATEDCONCORD, MA 017423711 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CONEY ISLAND HISTORY PROJECT INC N/A PC EITHER FOR GENERAL 60DENOS WONDER WHEEL 3059 W 12TH PURPOSES OR AS DESIGNATEDST BY THE ROCKEFELLERBROOKLYN, NY 112240000 FOUNDATION EMPLOYEES

CONTRIBUTION

CONEY ISLAND USA1208 SURF AVE N/A PC EITHER FOR GENERAL 60BROOKLYN, NY 112242816 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CONFERENCING IN A BOX LIMITED N/A NC IN SUPPORT OF CONVENING 20,000MORNING SIDE 2ND FLOOR NGONG THE AFRICA REGIONAL OFFICEROAD RESILIENCE WEEK AND THENAIROBI, NAIROBI AFRICA REGIONAL OFFICEKE RESILIENCE ACADEMY TO BE

HELD IN NAIROBI, KENYA,DECEMBER 2016

CONNECTICUT HUMANE SOCIETY N/A PC EITHER FOR GENERAL 750701 RUSSELL RD PURPOSES OR AS DESIGNATEDNEWINGTON,CT 061111527 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

CONSERVATION INTERNATIONAL N/A PC IN SUPPORT OF THE SELIGMANN 150,000FOUNDATION INNOVATION FUND TO ENHANCE2011 CRYSTAL DRIVE SUITE 500 EFFORTS TO EMPOWERARLINGTON, VA 22202 SOCIETIES TO RESPONSIBLY

AND SUSTAINABLY CARE FORNATURE, GLOBALBIODIVERSITY, AND THE WELL-BEING OF HUMANITY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CONSERVATION INTERNATIONAL N/A PC IN SUPPORT OF RESILIENCE 14,509FOUNDATION ATLAS, AN INTEGRATIVE2011 CRYSTAL DRIVE SUITE 500 DECISION SUPPORT TOOL FORARLINGTON, VA 22202 RISK ASSESSMENT AND

INVESTMENT DECISIONS, ANDTHE INCORPORATION OF ITINTO THE GLOBAL RESILIENCEPARTNERSHIP WEBSITE

CORNELL UNIVERSITY300 DAY HALL N/A PC FOR USE BY ITS COLLEGE OF 1,047,165ITHACA,NY 14853 VETERINARY MEDICINE IN

SUPPORT OF ACTIVITIES TOLAUNCH A NEW FIELD OFPLANETARY HEALTH IN ORDERTO YIELD BETTER SOLUTIONSTO HEALTH CHALLENGES IN THE21ST CENTURY

CORNELL UNIVERSITY300 DAY HALL N/A PC FOR USE BY ITS COLLEGE OF 681,712ITHACA,NY 14853 VETERINARY MEDICINE IN

SUPPORT OF ACTIVITIES TOLAUNCH A NEW FIELD OFPLANETARY HEALTH IN ORDERTO YIELD BETTER SOLUTIONSTO HEALTH CHALLENGES IN THE21ST CENTURY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CORPORATE COUNCIL ON AFRICA N/A PC IN SUPPORT OF LAUNCHING THE 5,0341100 17TH STREET NW SUITE 1000 YIELDWISE INITIATIVE INWASHINGTON, DC 20036 AFRICA AT THE U S -AFRICA

BUSINESS SUMMIT TO BE HELDIN ADDIS ABABA, ETHIOPIA,FEBRUARY 2016

COUNCIL ON FOREIGN RELATIONS INC N/A PC EITHER FOR GENERAL 75058 E 68TH ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100655953 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

COUNCIL ON FOREIGN RELATIONS INC N/A PC FOR USE BY ITS PUBLICATION 25,00058 EAST 68TH STREET FOREIGN AFFAIRS, IN SUPPORTNEW YORK, NY 10065 OF COMMUNICATIONS

ACTIVITIES TO RAISEAWARENESS AND BUILDMOMENTUM FOR THEINNOVATIVE FINANCE FIELDAND ITS POTENTIAL TOMOBILIZE FUNDING FORCRITICAL SOCIAL, ECONOMICAND ENVIRONMENTALCHALLENGES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

COUNCIL ON FOREIGN RELATIONS INC N/A PC IN SUPPORT OF A SERIES OF 5,90058 EAST 68TH STREET HIGH-LEVEL ROUNDTABLENEW YORK, NY 10065 DISCUSSIONS TO OUTLINE THE

IDEAL QUALITIES OF THE NEXTDIRECTOR-GENERAL OF THEWORLD HEALTH ORGANIZATIONIN THE CONTEXT OF ITSEVOLVING ROLE WITHIN THEGLOBAL HEALTH COMMUNITY

COUNCIL ON FOUNDATIONS INC N/A PC IN GENERAL SUPPORT OF ITS 55,0002121 CRYSTAL DRIVE SUITE 700 MISSION TO PROVIDE THEARLINGTON, VA 22202 OPPORTUNITY, LEADERSHIP

AND TOOLS NEEDED BYPHILANTHROPICORGANIZATIONS TO EXPAND,ENHANCE AND SUSTAIN THEIRABILITY TO ADVANCE THECOMMON GOOD

CREATIVE MIGRATION INC N/A PC IN SUPPORT OF CREATING A 20,000643 MALTMAN AVE SUITE 104 NEW CENTER IN BANGKOK TOLOS ANGELES, CA 90026 SERVE AS A PLATFORM FOR

PROMOTING CIVIL SOCIETY ANDCREATIVITY IN THAILAND

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

CROSSBOUNDARY LLC N/A NC IN SUPPORT OF DESIGNING AN 100,0001220 19TH STREET NW SUITE 500 EAST-AFRICAN MINI-GRIDWASHINGTON DC, DC 20036 FACILITY TO SUPPORT ENERGY

SERVICE COMPANIES TOACCELERATE ENERGY ACCESSFOR POOR AND VULNERABLEPEOPLE IN RURAL AREAS

CUNY GRADUATE SCHOOL OF N/A PC FOR USE BY THE CITY 250,000JOURNALISM FOUNDATION INC UNIVERSITY OF NEW YORK219 WEST 40TH STREET GRADUATE SCHOOL OFNEW YORK, NY 10018 JOURNALISM IN SUPPORT OF

CREATING A THREE YEARRESILIENCE FELLOWSHIPPROGRAM

CURATIO INTERNATIONAL FOUNDATION N/A NC FOR USE AS THE HEALTH 50,0003 KAVSADZE AVE SYSTEMS GLOBAL SECRETARIATTBILISI, TBILISI TOWARD THE COSTS OFGG ORGANIZING THE FOURTH

HEALTH SYSTEMS SYMPOSIUMAND CONSOLIDATING THESUSTAINABILITY OF HEALTHSYSTEMS GLOBAL

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

DALBERG CONSULTING - US LLC N/A NC IN SUPPORT OF A RESEARCH 350,00099 MADISON AVENUE 17TH FLOOR AND LANDSCAPE ASSESSMENTNEW YORK, NY 10016 THAT SYNTHESIZES FORWARD-

LOOKING KNOWLEDGE ONPRESSING PROBLEMS ANDDYNAMIC OPPORTUNITIES INTHE LIVES OF POOR ORVULNERABLE POPULATIONS

DALBERG CONSULTING - US LLC N/A NC IN SUPPORT OF DESIGNING, 13,58399 MADISON AVENUE 17TH FLOOR LAUNCHING, AND EXECUTINGNEW YORK, NY 10016 THE CASSAVA INNOVATION

CHALLENGE IN ORDER TOSURFACE SOLUTIONS TOINCREASE THE SHELF LIFE OFCASSAVA AND THEREBYIMPROVE THE LIVELIHOODS OFSMALL HOLDER FARMERS INAFRICA

DALBERG DEVELOPMENT ADVISORS N/A NC IN SUPPORT OF A FEASIBILITY 200,000PRIVATE LIMITED STUDY OF MINI-GRID MODELSMEZZANINE FLOOR A WING AND THE DESIGN OF A MINI-BARODAWALA GRID PARTNERSHIP FACILITYMANSION 81 DR ANNIE BESANT ROAD AND STRATEGY FORMUMBAI, MUMBAI 400018 CATALYZING ENERGY ACCESSIN FOR POOR AND VULNERABLE

PEOPLE IN MYANMAR

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

DALBERG GROUP APS N/A NC IN SUPPORT OF THE PILOT 79,625OVERGADEN OVEN VANDET 10 1ST PHASE OF THE BIG BETSFLOOR MATCH-UP INITIATIVE TO1415 CREATE A NETWORKING ANDCOPENHAGEN K, COPENHAGEN SOLUTION PLATFORM THATDA BRINGS TOGETHER CIVIL

SOCIETY ORGANIZATIONS,ENTREPRENEURS, INVESTORS,AND PHILANTHROPISTS FORACTION TOWARDIMPLEMENTING THESUSTAINABLE DEVELOPMENTGOALS

DALBERG RESEARCH LTD N/A NC IN SUPPORT OF PRODUCING 30,00072 - 82 ROSEBERY AVENUE 2ND FLOOR EARLY-STAGE RESEARCHEC1R 4RW PRODUCTS THAT WILL ENHANCELONDON, LONDON THE STRATEGIC KNOWLEDGEUK BASE OF THE INTERNATIONAL

DEVELOPMENT COMMUNITY ONEMERGING AND CHANGINGPROBLEMS AFFECTING THEPOOR AND VULNERABLE

DANIEL I EDELMAN INC N/A NC IN SUPPORT OF INCREASING 200,000250 HUDSON STREET THE UNDERSTANDING OF THENEW YORK, NY 10013 ISSUES RELATED TO FOOD LOSS

AND WASTE INCLUDING THECHALLENGES OF ENDINGHUNGER, ACHIEVING FOODSECURITY AND IMPROVEDNUTRITION, AND PROMOTINGSUSTAINABLE AGRICULTURE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

DANIEL I EDELMAN INC N/A NC IN SUPPORT OF INCREASING 149,990250 HUDSON STREET THE VISIBILITY ANDNEW YORK, NY 10013 UNDERSTANDING THE ISSUE OF

FOOD WASTE

DANIEL 3 EDELMAN INC N/A NC IN SUPPORT OF INCREASING 100,000250 HUDSON STREET THE VISIBILITY ANDNEW YORK, NY 10013 UNDERSTANDING OF IMPACT

HIRING AMONG EMPLOYERAUDIENCES TO BENEFITDISADVANTAGED YOUTH IN THEUNITED STATES

DAVIDSON COLLEGEPO BOX 7174 N/A PC EITHER FOR GENERAL 750DAVIDSON, NC 280357162 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

DELOITTE CONSULTING LLP N/A NC FOR USE BY ITS MONITOR 100,000350 SOUTH GRAND SUITE 200 INSTITUTE TOWARD THE COSTSLOS ANGELES, CA 900713462 OF EXPLORING HOW

PHILANTHROPISTS CAN USENEW APPROACHES TO MOREEFFECTIVELY MEASURE ANDEVALUATE THEIR WORK AND TODEVELOP TOOLS AND SYSTEMSTHAT ENABLE MORE TIMELY ANDEFFECTIVE EVIDENCE-BASEDDECISION-MAKING

DEUTSCHE GESELLSCHAFT FR N/A PC IN SUPPORT OF A FEASIBILITY 30,000INTERNATIONALE ZUSAMMENARBEIT STUDY ON THE VIABILITY OF(GIZ) GMBH COMMUNITY-BASED RENEWABLEDAG-HAMMARSKJOLD-WEG 1-5 65760 ENERGY HYBRID SYSTEMS FORESCHBORN ISLANDS IN THAILANDDEUTSCHLAND,DEUTSCHLANDGM

DOCTORS WITHOUT BORDERS N/A PC EITHER FOR GENERAL 3,000MEDECINS SANS FRONTIRES (MSF) PURPOSES OR AS DESIGNATED40 RECTOR STREET 16TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 10006 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

DOCTORS WITHOUT N/A PC EITHER FOR GENERAL 1,500BORDERSMEDECINS SANS FRONTIERES PURPOSES OR AS DESIGNATEDMSF BY THE ROCKEFELLER40 RECTOR STREET 16TH FLOOR FOUNDATION EMPLOYEESNEW YORK, NY 10006 CONTRIBUTION

DONORSCHOOSEORG N/A PC EITHER FOR GENERAL 1,507134 W 37TH STREET 11TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10018 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

DRAKE UNIVERSITY N/A PC EITHER FOR GENERAL 4502507 UNIVERSITY AVE PURPOSES OR AS DESIGNATEDDES MOINES, IA 503114516 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

EARTHJUSTICE N/A PC EITHER FOR GENERAL 1,50050 CALIFORNIA ST STE 500 PURPOSES OR AS DESIGNATEDSAN FRANCISCO, CA 941114608 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

EAST MEADOW HIGH SCHOOL PTA N/A PC EITHER FOR GENERAL 3001738 BARD LN PURPOSES OR AS DESIGNATEDEAST MEADOW, NY 115541506 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ECHOING GREEN INC N/A PC EITHER FOR GENERAL 3,000462 7TH AVE FL 13 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10018 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

EDUCATION LAW CENTER N/A PC EITHER FOR GENERAL 6,0001315 WALNUT ST STE 400 PURPOSES OR AS DESIGNATEDPHILADELPHIA, PA 191074705 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

EDUCATIONAL BROADCASTING N/A PC EITHER FOR GENERAL 1,000CORPORATION PURPOSES OR AS DESIGNATED825 EIGHTH AVENUE BY THE ROCKEFELLERNEW YORK, NY 10119 FOUNDATION EMPLOYEES

CONTRIBUTION

EDWARD M KENNEDY INSTITUTE FOR N/A PC EITHER FOR GENERAL 750THE UNITED STATES SENATE INC PURPOSES OR AS DESIGNATED210 MORRISSEY BLVD COLUMBIA PO BY THE ROCKEFELLERBOSTON, MA 021250000 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

EIGHTEEN EAST CAPITAL LTD N/A NC IN SUPPORT OF DEVELOPING 175,00086-90 PAUL STREET IMPACTBAY, A NOT-FOR-PROFITLONDON, LONDON MARKET PLACE DESIGNED TOUK FACILITATE SECONDARY

TRANSACTIONS OF FRONTIERAND EMERGING MARKET IMPACTINVESTMENTS IN AN EFFORT TOGROW THE ASSETS AVAILABLETO BENEFIT POOR ANDVULNERABLE POPULATIONS INDEVELOPING COUNTRIES

EIGHTEEN EAST CAPITAL LTD N/A NC IN SUPPORT OF DEVELOPING A 110,00086-90 PAUL STREET MODEL CLOSED-ENDLONDON, LONDON INVESTMENT COMPANY CEIC TOUK CHANNEL PRIVATE EQUITY

IMPACT INVESTMENT CAPITALTOWARD EMERGING MARKETSECTORS LIKE HEALTHCARE,EDUCATION AND AGRICULTUREFOR THE BENEFIT OF POOR ANDVULNERABLE POPULATIONS

EL PUENTE DE WILLIAMSBURG INC N/A PC EITHER FOR GENERAL 7,500211 SOUTH 4TH STREET PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11211 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ELECTRONIC FRONTIER FOUNDATION N/A PC EITHER FOR GENERAL 300INC PURPOSES OR AS DESIGNATED815 EDDY ST BY THE ROCKEFELLERSAN FRANCISCO, CA 941097701 FOUNDATION EMPLOYEES

CONTRIBUTION

ELECTRONIC FRONTIER FOUNDATION N/A PC EITHER FOR GENERAL 2,100INC PURPOSES OR AS DESIGNATED815 EDDY ST BY THE ROCKEFELLERSAN FRANCISCO, CA 941097701 FOUNDATION EMPLOYEES

CONTRIBUTION

EMERSON COLLEGE N/A PC EITHER FOR GENERAL 300120 BOYLSTON STREET PURPOSES OR AS DESIGNATEDBOSTON, MA 021164624 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

EMPOWER GENERATION N/A PC EITHER FOR GENERAL 1,5007455 SW MONTCLAIR DR PURPOSES OR AS DESIGNATEDPORTLAND, OR 972251521 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

EMPOWER GENERATION N/A PC EITHER FOR GENERAL 1507455 SW MONTCLAIR DR PURPOSES OR AS DESIGNATEDPORTLAND, OR 972251521 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

EMPOWER GENERATION N/A PC EITHER FOR GENERAL 6007455 SW MONTCLAIR DR PURPOSES OR AS DESIGNATEDPORTLAND, OR 972251521 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

EMPOWER GENERATION N/A PC EITHER FOR GENERAL 6007455 SW MONTCLAIR DR PURPOSES OR AS DESIGNATEDPORTLAND, OR 972251521 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

END POVERTY N/A PC TOWARD THE COSTS OF 250,000C-9 1ST C MAIN ROAD MSHS COLONY PROVIDING JOB TRAINING ANDHSR PLACEMENT FOR 3,000LAYOUT SECTOR 6 UNDERSERVED YOUTH IN INDIABANGALORE, BANGALORE AND LAUNCHING AN OPENIN SOURCE LIFE SKILLS TRAINING

CURRICULUM

ENERGY 4 IMPACT N/A PC IN SUPPORT OF IMPLEMENTING 350,00034 - 36 GRAYS INN ROAD WC1X 8HR APPLIANCE FINANCING ANDLONDON, LONDON TARIFF BUY-DOWN PROTOTYPESUK FOR MINI-GRID DEVELOPERS IN

KENYA AND TANZANIA ANDCREATING A FACILITY TOMANAGE AND MONITOR THEIMPACT OF THIS WORK ON THELIVES OF POOR ANDVULNERABLE PEOPLE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ENTERPRISE COMMUNITY PARTNERS N/A PC EITHER FOR GENERAL 50,000INC PURPOSES OR AS DESIGNATED11000 BROKEN LAND PARKWAY SUITE BY THE ROCKEFELLER700 FOUNDATION EMPLOYEESCOLUMBIA, MD 21044 CONTRIBUTION

ENTERPRISE COMMUNITY PARTNERS N/A PC IN GENERAL SUPPORT OF ITS 130,000INC MISSION TO CREATE11000 BROKEN LAND PARKWAY 7TH OPPORTUNITY FOR LOW- ANDFLOOR MODERATE-INCOME PEOPLECOLUMBIA, MD 21044 THROUGH AFFORDABLE

HOUSING IN DIVERSE,THRIVING COMMUNITIES

ENVIRONMENTAL DEFENSE FUND N/A PC EITHER FOR GENERAL 25,000257 PARK AVE SOUTH PURPOSES OR AS DESIGNATEDNEW YORK, NY 10010 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ENVIRONMENTAL DEFENSE FUND N/A PC IN SUPPORT OF DEVELOPING 100,000INCORPORATED THE REDD ACCELERATION FUND257 PARK AVENUE SOUTH 17TH FLOOR RAF IN AN EFFORT TO USENEW YORK, NY 10010 CLIMATE FINANCE TO REDUCE

TROPICAL DEFORESTATION

EPIC-AFRICA FOUNDATION N/A PC IN SUPPORT OF CREATING A 100,0002711 CENTERVILLE ROAD SUITE 400 PAN-AFRICAN CIVIL SOCIETYWILMINGTON, DE 19808 ORGANIZATION EXCELLENCE

AWARD TO ENCOURAGE THEEFFICIENCY ANDEFFECTIVENESS OFPHILANTHROPIC AND CIVILSOCIETY ORGANIZATIONS

EQUAL JUSTICE INITIATIVE N/A PC EITHER FOR GENERAL 300122 COMMERCE ST PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361042538 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

EQUAL JUSTICE INITIATIVE N/A PC IN GENERAL SUPPORT OF ITS 130,000122 COMMERCE STREET MISSION TO CONTINUEMONTGOMERY, AL 36104 COMBATTING INJUSTICES IN

THE UNITED STATES LEGALSYSTEM INCLUDING MASSINCARCERATION THROUGHADVOCACY AND LITIGATION

ESTUDIOOCA CO LTD N/A NC IN SUPPORT OF DESIGNING A 70,00065 CHALOEMPAKRIATE SOI 8 GREEN INFRASTRUCTURENONGBORN MASTER PLAN FOR UDON THANI,PRAVET A CITY IN NORTHEASTERNBANGKOK, BANGKOK 10250 THAILANDTH

EUROPEAN FOUNDATION CENTRE N/A PC EITHER FOR GENERAL 5,45878 AVENUE DE LA TOISON D OR PURPOSES OR AS DESIGNATEDBRUSSELS BY THE ROCKEFELLERBE FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

EVERY MOTHER COUNTS N/A PC EITHER FOR GENERAL 150180 VARICK STREET SUITE 1116 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10014 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FAITH ASSEMBLY OF GOD N/A PC EITHER FOR GENERAL 34,272921 CHESTNUT RIDGE RD PURPOSES OR AS DESIGNATEDCHESTNUT RIDGE, NY 109776616 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FAMILY HEALTH INTERNATIONAL N/A PC IN SUPPORT OF A PROJECT TO 449,806FHI 360 HEADQUARTERS 359 SURFACE GLOBAL INNOVATIONSBLACKWELL THAT IMPROVE THE ABILITY OFSTREET SUITE 200 INDIVIDUALS, COMMUNITIES,DURHAM, NC 27701 LOCAL GOVERNMENTS AND

BUSINESSES TO PROMOTEECONOMIC STABILITY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FARM CONCERN INTERNATIONAL N/A PC IN SUPPORT OF THE 700,000DEVELOPMENT TRUST DEVELOPMENT ANDC/O KARI NARL CAMPUS WAIYAKI WAY IMPLEMENTATION OF ANPO AGGREGATION STRATEGYBOX 15185-00100 ACROSS THREE VALUE CHAINS -NAIROBI, NAIROBI MANGO, MAIZE AND TOMATO -KE AND THE DEVELOPMENT OF

FORTY AGRI-MARKET SERVICECENTERS

FARM RADIO INTERNATIONAL N/A PC IN SUPPORT OF DEVELOPING 800,0001404 SCOTT STREET BEHAVIOR CHANGEOTTAWA, ONTARIO COMMUNICATION MESSAGINGCA FOR USE IN FARMER TRAINING

AND TO SUPPORT DELIVERY OFPOST-HARVEST MESSAGINGUSING DIFFERENT MEDIACHANNELS

FAULT LINE THEATRE INC N/A PC EITHER FOR GENERAL 750520 8TH AVE RM 336 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100188661 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FEEDBACK LABS INC N/A PC IN SUPPORT OF FEEDBACK LABS 20,0001110 VERMONT AVENUE NW SUITE 500 INC ANNUAL SUMMITWASHINGTON, DC 20005

FEEDING AMERICA N/A PC IN SUPPORT OF IDENTIFYING 150,00035 E WACKER DRIVE SUITE 2000 AND TESTING METHODS TOCHICAGO, IL 60601 MORE EFFECTIVELY REDUCE

FOOD WASTE AND LOSS INORDER TO MAKE MORE FOODAVAILABLE TO VULNERABLECOMMUNITIES IN THE UNITEDSTATES

FLYING MANES THERAPEUTIC RIDING N/A PC EITHER FOR GENERAL 3,750INC PURPOSES OR AS DESIGNATEDPO BOX 508 BY THE ROCKEFELLERSCARSDALE, NY 10583 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FONDATION PANZI RDC N/A PC IN SUPPORT OF PROVIDING 250,000N 24 AVENUE JEAN MIRUHO 4 HOLISTIC QUALITY CARE TOQUARTIER MARGINALIZED GROUPS INPANZI EASTERN CONGO AT ITS PANZIBUKAVU, BUKAVU HOSPITAL IN THE DEMOCRATICCG REPUBLIC OF THE CONGO

FOOD FOR SOULVIA RUA MURO 85 N/A PC IN SUPPORT OF BUILDING ITS 150,000MODENA, MODENA 41121 ORGANIZATIONAL CAPACITY INIT SUPPORT OF ITS MISSION TO

REDUCE FOOD WASTE ANDADDRESS FOOD INSECURITY,AND TO SUPPORT THE LAUNCHOF SEVERAL INNOVATIVE SOUPKITCHENS IN THE UNITEDSTATES

FOOD TANK THE THINK TANK FOR N/A PC EITHER FOR GENERAL 50,000FOOD PURPOSES OR AS DESIGNATED4659 N RAVENSWOOD AVE SUITE 105 BY THE ROCKEFELLERCHICAGO, IL 60640 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FORDHAM PREPARATORY SCHOOL N/A PC EITHER FOR GENERAL 300441 EAST FORDHAM RD PURPOSES OR AS DESIGNATEDBRONX, NY 104585175 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FORT GREENE PARK CONSERVANCY INC N/A PC EITHER FOR GENERAL 30085 S OXFORD ST PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112171607 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FORUM FOR THE FUTURE US INC N/A PC TOWARD THE COSTS OF ITS 150,00081 PROSPECT STREET FEED COMPASS PROJECT TOBROOKLYN, NY 11201 INCREASE TRANSPARENCY OF

ANIMAL FEED PRODUCTION ANDBUILD DEMAND FOR MORESUSTAINABLE SOURCES OFANIMAL FEED

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FOUNDATION CENTER N/A PC EITHER FOR GENERAL 75032 OLD SLIP 24TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100050000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FOUNDATION CENTER79 FIFTH AVENUE N/A PC IN GENERAL SUPPORT OF ITS 100,000NEW YORK, NY 10003 MISSION TO STRENGTHEN THE

SOCIAL SECTOR BY ADVANCINGKNOWLEDGE ABOUTPHILANTHROPY IN THE U S ANDAROUND THE WORLD

FOUNDATION FINANCIAL OFFICERS N/A PC EITHER FOR GENERAL 2,400GROUP INC PURPOSES OR AS DESIGNATED19 MANTUA ROAD BY THE ROCKEFELLERMOUNT ROYAL, NJ 08061 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FOUNDATION FOR LOUISIANA N/A PC TOWARD THE COSTS OF ITS 300,0004354 5 SHERWOOD FOREST BLVD COMMUNITY ENGAGEMENTSUITE WORK IN THE CITY OF NEW100 ORLEANSBATON ROUGE, LA 70816

FOUNDATION FOR LOUISIANA N/A PC TOWARD THE COSTS OF 239,0334354 S SHERWOOD FOREST BLVD EXPANDING AND ENHANCINGSUITE ITS WORK IN CREATING100 REGIONAL AND STATEWIDEBATON ROUGE, LA 70816 CONSISTENCY IN PLANNING

FOR FUTURE FLOOD RISK

FRANKFURT ZOOLOGICAL SOCIETY US N/A PC EITHER FOR GENERAL 3,000INC PURPOSES OR AS DESIGNATED3810 ARGYLE TER NW BY THE ROCKEFELLERWASHINGTON, DC 200115327 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FREEDOM ELEMENTARY SCHOOL PTSA N/A PC EITHER FOR GENERAL 3245280 BUTTERFIELD DR PURPOSES OR AS DESIGNATEDCOLORADO SPRINGS, CO 809238717 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FRICK COLLECTION1 E 70TH ST N/A PC EITHER FOR GENERAL 225NEW YORK, NY 100214981 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

FRIENDS OF ALTA INCPO BOX 8126 N/A PC EITHER FOR GENERAL 750ALTA, UT 840928126 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FRIENDS OF THE SANDS POINT N/A PC EITHER FOR GENERAL 300PRESERVE PURPOSES OR AS DESIGNATED127 MIDDLE NECK ROAD BY THE ROCKEFELLERSANDS POINT, NY 11050 FOUNDATION EMPLOYEES

CONTRIBUTION

FSG INC N/A PC IN SUPPORT OF ITS SHARED 1,000,000500 BOYLSTON STREET SUITE 600 VALUE INITIATIVE TO CATALYZEBOSTON, MA 02116 EMPLOYER ADOPTION OF

IMPACT HIRING TO EXPANDEMPLOYMENT OPPORTUNITIESFOR DISADVANTAGED YOUTH

FSG INC N/A PC TOWARD THE COSTS OF 300,000500 BOYLSTON STREET SUITE 600 CONTINUED DEVELOPMENT OFBOSTON, MA 02116 MARKET SYSTEMS

INNOVATIONS AS AN APPROACHTO ADVANCE INCLUSIVEECONOMIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FSG INC N/A PC TOWARD THE COSTS OF ITS 100,000500 BOYLSTON STREET SUITE 600 SHARED VALUE INITIATIVE, TOBOSTON, MA 02116 CONTINUE TO DEVELOP THE

CONCEPT OF SHARED VALUEAND PROMOTE IT AS A GUIDINGPHILOSOPHY AND COREBUSINESS PRACTICE THATDRIVES INNOVATION BYADDRESSING SOCIAL NEEDS

FSG INC N/A PC TOWARD THE COSTS OF 100,000500 BOYLSTON STREET SUITE 600 LEADING LEARNING ACTIVITIESBOSTON, MA 02116 TO CATALYZE EMPLOYER

ADOPTION OF IMPACT HIRINGTO EXPAND EMPLOYMENTOPPORTUNITIES FORDISADVANTAGED YOUTH, INCOLLABORATION WITH THE100,000 OPPORTUNITIESCOALITION AND OTHEREMPLOYER ORGANIZATIONS

FSG INC N/A PC TOWARD THE COSTS OF THE 100,000500 BOYLSTON STREET SUITE 600 100,000 OPPORTUNITIESBOSTON, MA 02116 INITIATIVE, AN EMPLOYER-LED

COALITION COMMITTED TOCREATING EMPLOYMENTPATHWAYS FOR YOUNG PEOPLEIN THE U S

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FSG INC N/A PC TOWARD THE COSTS OF THE 25,000500 BOYLSTON STREET SUITE 600 DEVELOPMENT OF ABOSTON, MA 02116 DIFFERENTIATED FRAMEWORK

FOR MARKET SYSTEMSINNOVATIONS MSIS, AS ANAPPROACH TO ADVANCEINCLUSIVE ECONOMIES

FT PUBLICATIONS INC N/A NC FOR USE BY ITS FINANCIAL 50,000330 HUDSON STREET 8TH FLOOR TIMES LIVE CONFERENCENEW YORK, NY 10013 DIVISION IN SUPPORT OF A

SERIES OF CONVENINGS OFPRIVATE SECTORSTAKEHOLDERS TO DISCUSSMETHODS FOR INCORPORATINGNATURAL ASSETS INTOFINANCIAL DECISION MAKING,TO BE HELD IN NEW YORK ANDLONDON IN 2016

FUND FOR CITIES OF SERVICE INC N/A PC TOWARD THE COSTS OF 600,000120 PARK AVENUE 23RD FLOOR PILOTING RESILIENCENEW YORK, NY 10017 AMERICORPS, A PROGRAM TO

ADDRESS SOCIAL ANDENVIRONMENTAL RESILIENCECHALLENGES IN TEN U SCITIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FUND FOR OUR ECONOMIC FUTURE OF N/A PC EITHER FOR GENERAL 7,500NORTHEAST OHIO PURPOSES OR AS DESIGNATED1360 E 9TH ST STE 210 BY THE ROCKEFELLERCLEVELAND, OH 441141746 FOUNDATION EMPLOYEES

CONTRIBUTION

FUND FOR THE CITY OF NEW YORK INC N/A PC EITHER FOR GENERAL 60121 SIXTH AVENUE 6TH AVE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100130000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

FUNDERS FOR LESBIAN AND GAY N/A PC EITHER FOR GENERAL 30,000ISSUES INC PURPOSES OR AS DESIGNATED45 WEST 36TH STREET 8TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 10018 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

FUNDERS FOR LESBIAN AND GAY N/A PC EITHER FOR GENERAL 10,000ISSUES INC PURPOSES OR AS DESIGNATED45 WEST 36TH STREET 8TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 10018 FOUNDATION EMPLOYEES

CONTRIBUTION

FUNDERS' NETWORK FOR SMART N/A PC IN SUPPORT OF CONDUCTING A 75,000GROWTH AND LIVABLE COMMUNITIES LISTENING AND LEARNING1500 SAN REMO AVENUE SUITE 249 TOUR TO UNDERSTANDCORAL GABLES, FL 33146 ECONOMIC INCLUSION

OPPORTUNITIES IN SMALL U SCITIES

FUTURE FACTORY LLP N/A NC IN SUPPORT OF DEVELOPING 57,500A-55 NANDJYOT INDUSTRIAL ESTATE STRATEGIC OPPORTUNITIES2ND THAT REDUCE POST-HARVESTFLOOR SAFED POOL AK ROAD FOOD LOSS AND IMPROVE THEMUMBAI, ANDHERI EAST 400072 LIVELIHOODS OF SMALL-IN HOLDER FARMERS THROUGH

INNOVATIVE PROTOTYPINGMETHODOLOGIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GAY MENS HEALTH CRISIS INC N/A PC EITHER FOR GENERAL 300446 W 33RD ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100012601 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GCU-NYC INC64 WOOSTER STREET N/A PC FOR USE BY ITS FAIR FASHION 150,000NEW YORK, NY 10012 CENTER TOWARD THE COSTS OF

PILOTING A NEW INVESTMENTVEHICLE TO FINANCE LOW-COST, CLEAN ENERGY WITHINTHE FASHION INDUSTRYSSUPPLY CHAIN, AND TO USE THEENERGY COST SAVINGS FORIMPROVING THE WORKING ANDLIVING CONDITIONS OF POORAND VULNERABLE WORKERS

GENERATION YOU EMPLOYED INC N/A PC TOWARD THE COSTS OF 800,0001200 19TH STREET NW SUITE 910 MEASURING ANDWASHINGTON, DC 20036 DEMONSTRATING IMPACT

HIRING PRACTICES THAT HELPCOMPANIES HIRE OPPORTUNITYYOUTH AND OTHERMARGINALIZED WORKERPOPULATIONS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GENESIS ANALYTICS PTY LTD N/A NC IN SUPPORT OF MONITORING 275,00050 SIXTH ROAD HYDE PARK AND EVALUATION ACTIVITIESJOHANNESBURG, JOHANNESBURG FOR THE FOUNDATIONSSF DIGITAL JOBS AFRICA

INITIATIVE, AS WELL AS ITSGRANTEES AND PARTNERS, INORDER TO BENEFIT THE FIELDSOF YOUTH EMPLOYMENT,DIGITAL JOBS AND INCLUSIVEECONOMIES

GENESIS ANALYTICS PTY LTD N/A NC IN SUPPORT OF A THEMATIC 75,00050 SIXTH ROAD HYDE PARK TRACK ON INNOVATIONS INJOHANNESBURG, JOHANNESBURG EVALUATION AT THE AFRICANSF EVALUATION ASSOCIATION

CONFERENCE AIMED ATSTRENGTHENING THEEFFECTIVENESS OF MARKETSOLUTIONS TO IMPROVE THELIVES OF POOR OR VULNERABLEPEOPLE, TO BE HELD INKAMPALA, UGANDA, MARCH2017

GEORGETOWN UNIVERSITY N/A PC FOR USE BY ITS BEECK CENTER 100,00037TH AND 0 STREETS NW BOX 571168 FOR SOCIAL IMPACT ANDWASHINGTON, DC 20057 INNOVATION IN SUPPORT OF

DESIGNING AN ETHICALFRAMEWORK FOR BLOCKCHAINTECHNOLOGY AND STUDYINGITS ABILITY TO EXPAND THEDIGITAL IDENTITY OF POORAND VULNERABLE POPULATIONS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GILDER LEHRMAN INSTITUTE OF N/A PC TOWARD THE COSTS OF 1,410,369AMERICAN HISTORY EXPANDING ITS HAMILTON49 WEST 45TH STREET 6TH FLOOR EDUCATION PROGRAM TONEW YORK, NY 10036 PROVIDE SUBSIDIZED TICKETS

TO THE SHOW HAMILTON FORUNDERPRIVILEGED HIGHSCHOOL STUDENTS, AND TODISTRIBUTE ACCOMPANYINGEDUCATIONAL MATERIALS THATINTEGRATE THEATRICALPERFORMANCE AND THE STUDYOF AMERICAN HISTORY

GISEN INC110 WILLIAM ST 30TH FL N/A PC EITHER FOR GENERAL 60NEW YORK, NY 10138 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

GLOBAL ALLIANCE FOR IMPROVED N/A PC FOR USE BY THE POSTHARVEST 250,000NUTRITION LOSS ALLIANCE FOR NUTRITIONRUE DE VERMONT 3739 IN SUPPORT OF TECHNICALGENEVA, GENEVA ASSISTANCE TO STAKEHOLDERSSZ IN THE NIGERIAN TOMATO

VALUE CHAIN TO REDUCEPOSTHARVEST LOSS ANDIMPROVE PRODUCE PACKAGINGIN ORDER TO BENEFIT LOWINCOME CONSUMERS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GLOBAL BPO SOLUTIONS LLC N/A NC IN SUPPORT OF SCALING 30,04015600 NE 8TH STREET SUITE B1-800 IMPACT SOURCING BY DRIVINGBELLEVUE, WA 98008 MEMBERSHIP RECRUITMENT FOR

THE GLOBAL IMPACT SOURCINGCOALITION AND COORDINATINGDEVELOPMENT OF RELEVANTTOOLS AND RESOURCES FORBUILDING ITS VALUEPROPOSITION

GLOBAL BPO SOLUTIONS LLC N/A NC IN SUPPORT OF SCALING 120,00015600 NE 8TH STREETSUITE B1-800 IMPACT SOURCING BY DRIVINGBELLEVUE, WA 98008 MEMBERSHIP RECRUITMENT FOR

THE GLOBAL IMPACT SOURCINGCOALITION AND PROMOTINGIMPACT SOURCING TO NEWSECTORS

GLOBAL CHILD NUTRITION N/A PC EITHER FOR GENERAL 25,000FOUNDATION PURPOSES OR AS DESIGNATEDPO BOX 99435 BY THE ROCKEFELLERSEATTLE, WA 98139 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GLOBAL CITIZEN YEAR INCORPORATED N/A PC EITHER FOR GENERAL 6211625 CLAY ST PURPOSES OR AS DESIGNATEDOAKLAND, CA 946121562 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GLOBAL GIVING FOUNDATION N/A PC EITHER FOR GENERAL 861100 VERMONT AVE NW SUITE 550 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20005 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GLOBAL HEALTH CORPS N/A PC IN SUPPORT OF DEVELOPING 145,000ONE PENN PLAZA SUITE 6271 AND IMPLEMENTING ANEW YORK, NY 10119 PLANETARY HEALTH TRAINING

CURRICULUM AND OTHERPROGRAMMING FOR ITSFELLOWS AND ALUMNI

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

GLOBAL IMPACT INVESTING NETWORK N/A PC IN SUPPORT OF ASSESSING THE 681,50030 BROAD STREET 38TH FLOOR STATE OF THE IMPACTNEW YORK, NY 10004 INVESTING MARKET, HOSTING A

CONVENING OF INDUSTRYLEADERS, AND DISSEMINATINGRESEARCH IN ORDER TOLEVERAGE MORE CAPITAL INTOINVESTMENTS THAT BENEFITPOOR AND VULNERABLE PEOPLE

GLOBAL IMPACT INVESTING NETWORK N/A PC TOWARD THE COSTS OF 250,00030 BROAD STREET 38TH FLOOR STRENGTHENING THE EVIDENCENEW YORK, NY 10004 BASE FOR IMPACT INVESTING

AND MARKET SOLUTIONS

GLOBAL IMPACT N/A PC EITHER FOR GENERAL 601199 N FAIRFAX STREET SUITE 300 PURPOSES OR AS DESIGNATEDALEXANDRIA, VA 223141568 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GLOBAL INVESTMENT FUND FOR N/A NC TOWARD THE COSTS OF 100,000WATER LIMITED PILOTING A PRIVATE SECTOR-STEEL HOUSE 13-17 PRINCES ROAD LED MICRO-LEVY ON BOTTLEDRICHMOND, SURREY WATERUK

GLOBAL KNOWLEDGE INITIATIVE N/A PC IN SUPPORT OF CATALYZING 60,0001200 NEW YORK AVENUE NW SUITE INNOVATION TO IMPROVE THE113 EFFICIENCY, EFFECTIVENESS,WASHINGTON, DC 20005 AND IMPACT OF THE YIELDWISE

INITIATIVE BY BUILDINGINNOVATION CAPACITY AMONGKEY ORGANIZATIONS ANDSCANNING FOR DISTINCTINNOVATIVE SOLUTIONS THATWILL LEAD TO REDUCED FOODLOSS AND IMPROVEDLIVELIHOODS FORSMALLHOLDER FARMERS

GLOBAL STRATEGY GROUP LLC N/A NC IN SUPPORT OF OVERSEEING 500,000215 PARK AVENUE 15TH FLOOR STRATEGIC INFLUENCENEW YORK, NY 10003 ACTIVITIES AND

COORDINATING CONVENINGSFOR THE FOUNDATIONS 100X25CAMPAIGN

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GLOBALGIVING FOUNDATION N/A PC EITHER FOR GENERAL 1501100 VERMONT AVE NW SUITE 550 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20005 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 375543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 75543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 105543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 2,250543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 75543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 2,250543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 1,500543 UNION ST 1E PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GOWANUS CANAL CONSERVANCY INC N/A PC EITHER FOR GENERAL 20,000PO BOX 150-652 PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GRACE INSTITUTE40 RECTOR STREET N/A PC EITHER FOR GENERAL 1,000NEW YORK, NY 10006 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

GRACE INSTITUTE N/A PC EITHER FOR GENERAL 30040 RECTOR STREET 14TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GRACE INSTITUTE N/A PC EITHER FOR GENERAL 30040 RECTOR STREET 14TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GRACE INSTITUTE N/A PC EITHER FOR GENERAL 7540 RECTOR STREET 14TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

GRANTMAKERS FOR EFFECTIVE N/A PC EITHER FOR GENERAL 15,000ORGANIZATIONS PURPOSES OR AS DESIGNATED1725 DESALES ST NW SUITE 404 BY THE ROCKEFELLERWASHINGTON, DC 20036 FOUNDATION EMPLOYEES

CONTRIBUTION

GRANTMAKERS IN THE ARTS N/A PC EITHER FOR GENERAL 25,0004055 21ST AVE W STE 100 PURPOSES OR AS DESIGNATEDSEATTLE, WA 98199 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GREATER BETHEL N/A PC EITHER FOR GENERAL 9,069INTERDENOMINATIONAL CHURCH INC PURPOSES OR AS DESIGNATED215-23 JAMAICA AVE BY THE ROCKEFELLERQUEENS VILLAGE, NY 11428 FOUNDATION EMPLOYEES

CONTRIBUTION

GREATER BETHEL N/A PC EITHER FOR GENERAL 20,685INTERDENOMINATIONAL CHURCH INC PURPOSES OR AS DESIGNATED215-23 JAMAICA AVE BY THE ROCKEFELLERQUEENS VILLAGE, NY 11428 FOUNDATION EMPLOYEES

CONTRIBUTION

GREATER HOUSTON COMMUNITY N/A PC EITHER FOR GENERAL 300FOUNDATION PURPOSES OR AS DESIGNATED5120 WOODWAY DRIVE SUITE 6000 BY THE ROCKEFELLERHOUSTON,TX 77056 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GREATER NEW ORLEANS FOUNDATION N/A PC IN SUPPORT OF CREATING NEW 780,0001055 ST CHARLES AVENUE SUITE 100 MODELS FOR BUILDINGNEW ORLEANS, LA 70130 CLIMATE RESILIENCE THROUGH

INNOVATIVE FINANCEMECHANISMS

GRENZEBACH GLIER AND ASSOCIATES N/A NC IN SUPPORT OF DEVELOPING AN 102,170INC ALUMNI ENGAGEMENT401 N MICHIGAN AVENUE SUITE 2800 STRATEGY FOR THECHICAGO, IL 60611 ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY, INORDER TO ENHANCE ALUMNIRELATIONS, PROMOTE ALUMNIACHIEVEMENTS, AND SHAREKNOWLEDGE

GREYSTON FOUNDATION INC N/A PC EITHER FOR GENERAL 10,00021 PARK AVENUE PURPOSES OR AS DESIGNATEDYONKERS, NY 10703 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

GUARDIAN NEWS AND MEDIA LTD N/A NC IN SUPPORT OF GENERATING 30,317KING PLACE 90 YORK WAY AND SHARING NEW INSIGHTSLONDON, LONDON FROM DIVERSE, GLOBALUK JOURNALISTS AND EDITORS

AROUND SOCIAL, ECONOMIC,AND ENVIRONMENTAL THEMESAND ISSUES THAT IMPACT POORAND VULNERABLE PEOPLE

GUIDESTAR USA INC N/A PC IN GENERAL SUPPORT OF ITS 30,0004801 COURTHOUSE STREET SUITE 220 MISSION TO REVOLUTIONIZEWILLIAMSBURG, VA 231882678 PHILANTHROPY AND NONPROFIT

PRACTICE BY PROVIDINGINFORMATION THAT ADVANCESTRANSPARENCY IN THEPHILANTHROPIC SECTOR,ENABLES USERS TO MAKEBETTER DECISIONS, ANDENCOURAGES CHARITABLEGIVING

HABITAT FOR HUMANITY INC N/A PC EITHER FOR GENERAL 1,200322 W LAMAR ST PURPOSES OR AS DESIGNATEDAMERICUS, GA 31709 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HABITAT FOR HUMANITY OF METRO N/A PC EITHER FOR GENERAL 225LOUISVILLE INC PURPOSES OR AS DESIGNATED1620 BANK STREET BY THE ROCKEFELLERLOUISVILLE, KY 40203 FOUNDATION EMPLOYEES

CONTRIBUTION

HARAMBEE YOUTH EMPLOYMENT N/A PC IN SUPPORT OF SCALING A 750,000ACCELERATOR NPC DEMAND-DRIVEN MODEL FORFIRST FLOOR 70 FOX STREET TRAINING HIGH POTENTIAL BUTJOHANNESBURG,GAUTENG DISADVANTAGED YOUTH, ANDSF PLACING THEM IN DIGITAL JOBS

IN THE RETAIL, BUSINESSPROCESS OUTSOURCING ANDFINANCIAL SERVICES SECTORSIN SOUTH AFRICA

HATTAWAY COMMUNICATIONS INC N/A NC IN SUPPORT OF CONTINUING TO 125,0001717 RHODE ISLAND AVENUE NW ADVANCE THE WORK OF HATCHSUITE FOR GOOD IN BUILDING650 STORYTELLING ORGANIZATIONSWASHINGTON, DC 20036 WITHIN THE SOCIAL AND

DEVELOPMENT SECTORS,INCLUDING AN ASSESSMENT OFITS EFFECTIVENESS AND THEEXPLORATION OFSUSTAINABILITY MODELS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HAVERFORD COLLEGE N/A PC EITHER FOR GENERAL 300370 LANCASTER AVENUE PURPOSES OR AS DESIGNATEDHAVERFORD,PA 19041 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

HAVERFORD COLLEGE N/A PC EITHER FOR GENERAL 303370 LANCASTER AVENUE PURPOSES OR AS DESIGNATEDHAVERFORD,PA 19041 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

HEIFER PROJECT INTERNATIONAL N/A PC EITHER FOR GENERAL 3601 WORLD AVE PURPOSES OR AS DESIGNATEDLITTLE ROCK, AZ 722022863 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HENRY VISCARDI SCHOOL N/A PC EITHER FOR GENERAL 15,000201 I U WILLETS RD PURPOSES OR AS DESIGNATEDALBERTON, NY 115071516 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

HIAS INC411 5TH AVE SUITE 1006 N/A PC EITHER FOR GENERAL 300NEW YORK, NY 10016 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 75055 EXCHANGE PLACE 5TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100053301 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 75055 EXCHANGE PLACE 5TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100053301 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 7555 EXCHANGE PLACE 5TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100053301 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

HISPANIC FEDERATION INC N/A PC EITHER FOR GENERAL 7555 EXCHANGE PLACE 5TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100053301 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HISPANIC FEDERATION N/A PC IN SUPPORT OF THE 50,00055 EXCHANGE PLACE 5TH FLOOR FUNDRAISING EFFORT FORNEW YORK, NY 10005 PUERTO RICO RECOVERY

HOPE AND HEROES COLUMBIA N/A PC EITHER FOR GENERAL 1,500UNIVERSITY MEDICAL CENTER PURPOSES OR AS DESIGNATED161 FORT WASHINGTON AVENUE BY THE ROCKEFELLERNEW YORK, NY 100323729 FOUNDATION EMPLOYEES

CONTRIBUTION

HOPE FOR NEW YORK N/A PC EITHER FOR GENERAL 6,0001166 AVENUE OF THE AMERICAS SUITE PURPOSES OR AS DESIGNATED1610 BY THE ROCKEFELLERNEW YORK, NY 10036 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HOPEWELL FUND N/A PC FOR USE BY ITS ECONOMIC 125,0001201 CONNECTICUT AVENUE NW SUITE SECURITY PROJECT TOWARD300 THE COSTS OF RESEARCH ANDWASHINGTON, DC 20036 MODELING TO EXPLORE THE

VIABILITY OF EARNED INCOMETAX CREDIT INNOVATION IN SIXSTATES

HOUSTON FOOD BANK N/A PC EITHER FOR GENERAL 1,500535 PORTWALL ST PURPOSES OR AS DESIGNATEDHOUSTON,TX 770291332 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

HOUSTON HUMANE SOCIETY N/A PC EITHER FOR GENERAL 1,50014700 ALMEDA RD PURPOSES OR AS DESIGNATEDHOUSTON, TX 770534930 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HRA ADVISORS INC N/A NC IN SUPPORT OF TESTING THE 500,00099 HUDSON STREET 3RD FLOOR GLOBAL RESILIENCE ACADEMYNEW YORK, NY 10013 PROTOTYPE TO DETERMINE THE

HIGHEST VALUE DOMAINS FORFUTURE DEPLOYMENT

HRA ADVISORS INC N/A NC IN SUPPORT OF RESILIENCE 3,50099 HUDSON STREET 3RD FLOOR ACADEMIES FOR THENEW YORK, NY 10013 RESILIENCE AMERICORPS

VISTAS PROGRAM, AS WELL ASTHE DEVELOPMENT OF ANUPDATED ONLINE CURRICULUMFOR THE RESILIENCE AGEWEBSITE

HUDSON RIVER SLOOP CLEARWATER N/A PC EITHER FOR GENERAL 155INC PURPOSES OR AS DESIGNATED724 WOLCOTT AVE BY THE ROCKEFELLERBEACON, NY 125084173 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

HUMAN NETWORK INTERNATIONAL N/A PC IN SUPPORT OF TESTING A 45,00053335 WISCONSIN AVENUE NW SUITE TECHNOLOGY-ENABLED440 APPROACH FOR COLLECTINGWASHINGTON, DC 20015 MONITORING AND EVALUATION

DATA ON VULNERABLEPOPULATIONS IN RURALCOMMUNITIES

HUNTER COLLEGE FOUNDATION INC N/A PC EITHER FOR GENERAL 20,000695 PARK AVENUE ROOM EAST 1313 A PURPOSES OR AS DESIGNATEDNEW YORK, NY 10021 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ICE HOCKEY IN HARLEM INC N/A PC EITHER FOR GENERAL 900127 W 127TH ST SUITE 415 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10027 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

IDENTITY2020 SYSTEMS INC N/A PC TOWARD THE COSTS OF 225,000264 CANAL STREET SUITE 4W ESTABLISHING AN ALLIANCE OFNEW YORK, NY 10013 GOVERNMENTS,NON-

GOVERNMENTALORGANIZATIONS AND PRIVATESECTOR COMPANIESCOMMITTED TO PROVIDINGDIGITAL IDENTITY TOPOPULATIONS CURRENTLYLACKING ANY TYPE OF FORMALIDENTIFICATION

IDEO LP100 FOREST AVENUE N/A NC IN SUPPORT OF A SUITE OF 240,000PALO ALTO, CA 94301 DESIGN RESEARCH AND

PROTOTYPING MODULES THATWILL TEST AND VALIDATE MANYOF THE POTENTIAL SOLUTIONSAND IDEAS ARISING FROM ABROADER SET OF ACTIVITIESBEING INITIATED TO ADDRESSFOOD WASTE IN THE U S

IDEO LP100 FOREST AVENUE N/A NC IN SUPPORT OF THE DESIGN 75,000PALO ALTO, CA 94301 AND EXECUTION OF THE

OPENIDEO FOOD WASTECHALLENGE ALONG WITH THESUBSEQUENT LAUNCH OF AFOOD WASTE IDEAS LAB MEANTTO FACILITATE DESIGNSUPPORT AND KNOWLEDGEEXCHANGE AMONG ANEMERGENT COMMUNITY OFPRACTICE OF GLOBALINNOVATORS ADDRESSINGFOOD WASTE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

IDEOORG444 SPEAR STREET SUITE 213 N/A PC IN SUPPORT OF THE 741,350SAN FRANCISCO, CA 94105 INNOVATION BONUS PROJECT,

AN INTEGRATED PROGRAM OFFUNDING, INNOVATIONCOACHING, AND NETWORKCONVENING DEVELOPED TOEQUIP ORGANIZATIONS WITHTHE RESOURCES TO TESTINNOVATIONS THAT ATTEMPTTO CHANGE THE SYSTEMS THATCONSTRAIN POOR ORVULNERABLE YOUNG PEOPLE INTHE U S

IDEOORG444 SPEAR STREET SUITE 213 N/A PC IN SUPPORT OF THE FOURTH 205,293SAN FRANCISCO, CA 94105 ITERATION OF THE AMPLIFY

CHALLENGE AN IDEASCOMPETITION THAT WILLSOLICIT INNOVATIVEAPPROACHES FOR BUILDINGRESILIENCE TO CLIMATECHANGE IN URBAN SLUMCOMMUNITIES ACROSS THESAHEL AND SOUTHEAST ASIA

IDFC FOUNDATION N/A PC IN SUPPORT OF ITS IDFC 150,0003RD FLOOR MAKHIJA CHAMBERS 196 INSTITUTES ONGOINGTURNER ROAD RESEARCH AND PROGRAMMATICMUMBAI, MUMBAI 400050 WORK AIMING TO ENABLE THEIN ADVANCEMENT OF INCLUSIVE

ECONOMIES AND MARKETSYSTEMS INNOVATION IN INDIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

IMENTOR30 BROAD STREET 9TH FLOOR N/A PC EITHER FOR GENERAL 150NEW YORK, NY 10004 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

IMPACT SHARES CORP N/A NC TOWARD THE COSTS OF 200,0002189 BROKEN BEND DEVELOPING A SERIES OFFRISCO,TX 75034 CAUSE-BASED EXCHANGE

TRADED FUNDS ETFS INPARTNERSHIP WITH LEADINGNONPROFITS IN AN EFFORT TOCREATE BETTER SOCIALLYRESPONSIBLE INVESTMENTSOLUTIONS

IMPERIAL COLLEGE OF SCIENCE N/A PC IN SUPPORT OF IMPLEMENTING 289,000TECHNOLOGY AND MEDICINE A STRATEGIC PLAN TOSHERFIELD BUILDING SOUTH ADVOCATE FOR AND ENGENDERKENSINGTON THE PROCESS OF SYSTEMS-LONDON, LONDON LEVEL PRIORITY SETTING FORUK BETTER DECISION-MAKING FOR

UNIVERSAL HEALTH COVERAGEBOTH AT THE GLOBAL ANDCOUNTRY LEVELS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

IN OUR BACKYARDS INC N/A PC EITHER FOR GENERAL 90540 PRESIDENT STREET 3RD FL PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11215 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

INCANDESCENT LLC N/A NC IN SUPPORT OF DEVELOPING 2,275,50027 WEST 24TH STREET SUITE 10E STRATEGIES TO TEST IMPACTNEW YORK, NY 10010 HIRING SOLUTIONS THAT

IMPROVE AND CREATEEMPLOYMENT OPPORTUNITIESFOR DISADVANTAGED YOUTH INTHE UNITED STATES

INCANDESCENT LLC N/A NC IN SUPPORT OF EFFORTS TO 1,045,25527 WEST 24TH STREET SUITE 10E PROTOTYPE A NEW ENTITY THATNEW YORK, NY 10010 WOULD CATALYZE THE GROWTH

OF IMPACT HIRING PRACTICESTO IMPROVE EMPLOYMENTOUTCOMES FORDISADVANTAGED YOUTH IN THEUS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INDEPENDENT SECTOR N/A PC IN GENERAL SUPPORT OF ITS 25,0001602 L STREET NW SUITE 900 MISSION TO ADVANCE THEWASHINGTON, DC 20036 COMMON GOOD BY LEADING,

STRENGTHENING ANDMOBILIZING THE NONPROFITCOMMUNITY

INITIATIVE FOR A COMPETITIVE INNER N/A PC IN SUPPORT OF SURFACING 50,000CITY INC NEW LEARNINGS ON URBAN56 WARREN STREET SUITE 300 FOOD RESILIENCE IN ORDER TOROXBURY, MA 02119 IDENTIFY BEST PRACTICES IN

FOOD SYSTEM EFFICIENCY ANDRESILIENCE, AND DEVELOP ASET OF RECOMMENDATIONSFOR CITY LEADERS

INITIATIVE FOR GLOBAL DEVELOPMENT N/A PC IN SUPPORT OF SCOPING THE 200,0001130 CONNECTICUT AVE NW STE 400 LANDSCAPE OF ALTERNATIVEWASHINGTON, DC 20036 MARKETS ACROSS THE

COMPONENTS OF THEFOUNDATIONS YIELDWISEMODEL, DEVELOPINGRECOMMENDATIONS FOR THEIMPLEMENTING PARTNERS ANDENABLING CONNECTIONS FORACTIONABLE EXECUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INNOVATE-EDUCATEPO BOX 9919 N/A PC EITHER FOR GENERAL 50,000SANTE FE, NM 87504 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

INNOVATE-EDUCATE N/A PC IN SUPPORT OF ITS ANNUAL 172,000228 GRIFFIN STREET CLOSE IT SUMMIT AND JOBSANTE FE, NM 87501 READY HIRE INITIATIVE, AND

THE CREATION OF AN EMPLOYERCOMMUNITY TO ADVANCESKILLS-BASED HIRING AMONGDISADVANTAGED YOUNGPEOPLE IN THE UNITED STATES

INNOVATION NETWORK INC N/A PC FOR USE BY ITS CENTER FOR 50,0001625 K STREET NW SUITE 1050 EVALUATION INNOVATIONWASHINGTON, DC 20006 TOWARD THE COSTS OF THE

2017 EVALUATION ROUNDTABLEIN ORDER TO STRENGTHEN THEPHILANTHROPIC COMMUNITY'SABILITY TO EVALUATE ANDLEARN STRATEGICALLY FROMITS WORK

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INSEAD MANAGEMENT EDUCATION N/A PC EITHER FOR GENERAL 300FOUNDATION PURPOSES OR AS DESIGNATEDPO BOX 7555 BY THE ROCKEFELLERNEW YORK, NY 101507555 FOUNDATION EMPLOYEES

CONTRIBUTION

INSTITUTE FOR ADVANCED STUDY N/A PC EITHER FOR GENERAL 60,0001 EINSTEIN DRIVE PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085400000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

INSTITUTE FOR SOCIAL AND N/A PC IN SUPPORT OF IMPLEMENTING 70,000ENVIRONMENTAL TRANSITION- INNOVATIVE REBUILDINGINTERNATIONAL APPROACHES IN AREAS MOST948 NORTH STREET SUITE 7 AND 9 DEVASTATED BY THE GORKHABOULDER, CO 80304 EARTHQUAKE BY USING KEY

LEVERS SUCH AS REMITTANCEFLOWS TO ENABLECOMMUNITIES TO REALIZE ALASTING RESILIENCE DIVIDEND

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INSTITUTE FOR SUSTAINABLE N/A PC IN SUPPORT OF ORGANIZING 24,990COMMUNITIES AND FACILITATING A535 STONE CUTTERS WAY CONVENING FOCUSED ONMONTPELIER, VT 05602 RESILIENCE, CREDIT RATING,

AND INSURANCE TO BE HELD ATTHE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, AUGUST2016

INSTITUTE OF CHARTERED N/A NC FOR USE BY ITS PROJECT, THE 105,000ACCOUNTANTS IN ENGLAND AND NATURAL CAPITAL COALITION,WALES IN SUPPORT OFCHARTERED ACCOUNTANTS HALL STRENGTHENING THE NATURALMOORGATE CAPITAL COMMUNITY BYPLACE STANDARDIZING A FRAMEWORKLONDON, LONDON FOR BUSINESSES TO MEASUREUK AND VALUE THEIR DIRECT AND

INDIRECT IMPACTS ANDDEPENDENCIES ON NATURALRESOURCES

INSTITUTE OF INTERNATIONAL N/A PC IN SUPPORT OF ADMINISTERING 1,000,000EDUCATION INC SEVERAL ACTIVITIES AND809 UNITED NATIONS PLAZA PROGRAMS AT THENEW YORK, NY 100173580 ROCKEFELLER FOUNDATION

BELLAGIO CENTER, ITALY THESEMI-ANNUAL COMPETITIONSFOR BELLAGIO RESIDENTS, THEBELLAGIO TRAVEL ANDLEARNING FUND, ANDOUTREACH ACTIVITIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INSTITUTE OF INTERNATIONAL N/A PC IN SUPPORT OF ADMINISTERING 750,000EDUCATION INC A TRAVEL AND LEARNING FUND809 UNITED NATIONS PLAZA TO FACILITATE TRAVEL ANDNEW YORK, NY 100173580 OTHER EXPENSES ASSOCIATED

WITH THE ROCKEFELLERFOUNDATION FELLOWSHIPPROGRAM

INTELLECAP ADVISORY SERVICES N/A NC IN SUPPORT OF DEVELOPING 327,000PRIVATE LIMITED AND TESTING HIGH-POTENTIAL10TH FLOOR UNIT NO A1002 A BLOCK PROTOTYPES DESIGNED TOTHE PLATINA GACHIBOWLI REDUCE POST-HARVEST LOSSHYDERABAD,HYDERABAD AND GENERATE LIVELIHOODIN BENEFITS FOR SMALL-HOLDER

FARMERS IN INDIA

INTELLECAP ADVISORY SERVICES N/A NC IN SUPPORT OF RESEARCH TO 106,450PRIVATE LIMITED BUILD THE KNOWLEDGE BASE10TH FLOOR UNIT NO A1002 A BLOCK OF THE SOCIAL SECTOR ON KEYTHE PLATINA GACHIBOWLI AREAS OF DYNAMISM ANDHYDERABAD,HYDERABAD POLICY DEVELOPMENTSIN RELATED TO POST-HARVEST

LOSS IN INDIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTELLECAP ADVISORY SERVICES N/A NC IN SUPPORT OF PRODUCING 30,000PRIVATE LIMITED RESEARCH PRODUCTS THAT10TH FLOOR UNIT NO A1002 A BLOCK WILL ENHANCE THE STRATEGICTHE PLATINA GACHIBOWLI KNOWLEDGE BASE OF THEHYDERABAD,HYDERABAD INTERNATIONAL DEVELOPMENTIN COMMUNITY ON TOPICS

RELATED TO POVERTYREDUCTION IN THE GLOBALSOUTH

INTERACTION THE AMERICAN COUNCIL N/A PC IN SUPPORT OF ADVANCING THE 100,000FOR VOLUNTARY INTERNATIONAL MEASUREMENT ANDACTION INC EVALUATION OF MARKET-BASED1400 16TH STREET NW SUITE 210 SOLUTIONS FORWASHINGTON, DC 20036 INTERNATIONAL DEVELOPMENT

BY STRENGTHENING THECAPACITY TO DESIGN ANDIMPLEMENT INNOVATIVEFINANCE APPROACHES

INTERACTION THE AMERICAN COUNCIL N/A PC IN SUPPORT OF OUTREACH 15,210FOR VOLUNTARY INTERNATIONAL ACTIVITIES TO ENABLE GLOBALACTION INC SOCIAL SECTOR LEADERS AND1400 16TH STREET NW SUITE 210 THEIR ORGANIZATIONS TOWASHINGTON, DC 20036 MAKE EFFECTIVE USE OF THE

RESIDENCY AND CONFERENCEPROGRAMS AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, THEREBYDEVELOPING SOCIAL SECTORLEADERSHIP AND CATALYZINGMORE EFFECTIVE ACTIONTOWARDS SOCIAL IMPACT

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL ASSOCIATION OF N/A NC IN SUPPORT OF SCALING 30,000OUTSOURCING PROFESSIONALS IMPACT SOURCING THROUGH4333 INDIAN DEER ROAD AN ANNUAL RECOGNITIONWINDERMERE, FL 34786 PROCESS TO PROMOTE ITS

ADOPTION AMONG MEMBERSAND ASSOCIATES IN THEBUSINESS PROCESSOUTSOURCING SECTOR

INTERNATIONAL ASSOCIATION OF N/A PC IN SUPPORT OF CONDUCTING 48,370UNIVERSITIES OUTREACH ACTIVITIES TOUNESCO HOUSE 1 RUE MIOLLIS EXPAND THE GEOGRAPHICPARIS, PARIS 75015 DIVERSITY OF APPLICATIONSFR RECEIVED FOR THE ACADEMIC

WRITING RESIDENCY PROGRAMAT THE ROCKEFELLERFOUNDATION BELLAGIOCENTER, ITALY

INTERNATIONAL BANK FOR N/A GOV TOWARD THE COSTS OF 3,000,000RECONSTRUCTION AND DEVELOPMENT IMPLEMENTING ITS GLOBAL1818 H STREET NW WATER PRACTICEWASHINGTON, DC 20433 PARTNERSHIP, INCLUDING A

GLOBAL KNOWLEDGEINITIATIVE ON FRESHWATERRESILIENCE, TO ENSURE THEAVAILABILITY ANDSUSTAINABLE MANAGEMENT OFWATER AND SANITATIONGLOBALLY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL BANK FOR N/A GOV IN SUPPORT OF ITS GLOBAL 175,000RECONSTRUCTION AND DEVELOPMENT MENTAL HEALTH INITIATIVE, AN1818 H STREET NW EFFORT TO MOBILIZE ANWASHINGTON, DC 20433 INTERNATIONAL COALITION TO

DESIGN AND IMPLEMENTMENTAL HEALTH ANDPSYCHOSOCIAL SUPPORTPROGRAMS THAT BUILDCOMMUNITY RESILIENCE ANDDRAW UPON BROADER HEALTHSERVICES

INTERNATIONAL CENTER FOR N/A PC IN SUPPORT OF A PROJECT TO 85,000RESEARCH ON WOMEN WORK WITH STAKEHOLDERS IN1120 20TH STREET NW SUITE 500 N THE INDIAN MINI-GRID SECTORWASHINGTON, DC 20036 TO CREATE AND EXECUTE AN

INCLUSION STRATEGY TODEMONSTRATE APPROACHESFOR IMPROVING ANDEXPANDING THE IMPACT OFMINI-GRID POWER ON PEOPLEIN MARGINALIZEDCOMMUNITIES IN RURAL INDIAWHO ARE NOT CURRENTLYBENEFITING FROM SMARTPOWER FOR RURALDEVELOPMENT SPRD MINI-GRIDPOWER

INTERNATIONAL CIVIL SOCIETY N/A PC TOWARD THE COSTS OF 60,000CENTRE LAUNCHING AN INAUGURALAGRICOLASTRABE 26 GLOBAL HORIZON SCANNINGBERLIN, BERLIN 10555 NETWORK OF INTERNATIONALGM NGOS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL COMMITTEE OF THE N/A PC EITHER FOR GENERAL 15,000RED CROSS PURPOSES OR AS DESIGNATED19 AVENUE DE LA PAIX BY THE ROCKEFELLERGENEVA FOUNDATION EMPLOYEESSZ CONTRIBUTION

INTERNATIONAL COMMITTEE OF THE N/A PC EITHER FOR GENERAL 6,000RED CROSS PURPOSES OR AS DESIGNATED19 AVENUE DE LA PAIX BY THE ROCKEFELLERGENEVA FOUNDATION EMPLOYEESSZ CONTRIBUTION

INTERNATIONAL CONSERVATION N/A PC EITHER FOR GENERAL 750CAUCUS FOUNDATION PURPOSES OR AS DESIGNATED1200 POTOMAC STREET NW BY THE ROCKEFELLERWASHINGTON, DC 200073278 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL INSTITUTE FOR N/A PC EITHER FOR GENERAL 25,000ENVIRONMENT AND DEVELOPMENT PURPOSES OR AS DESIGNATEDPO BOX 15163H BY THE ROCKEFELLERLONDON FOUNDATION EMPLOYEESUK CONTRIBUTION

INTERNATIONAL INSTITUTE OF N/A PC EITHER FOR GENERAL 300CONNECTICUT PURPOSES OR AS DESIGNATED670 CLINTON AVENUE BY THE ROCKEFELLERBRIDGEPORT, CT 06605 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 75INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 3,000INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 1,500INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 75INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 3,000INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 72INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 105INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 1,500INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 600INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 600INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

INTERNATIONAL RESCUE COMMITTEE N/A PC IN GENERAL SUPPORT OF ITS 500,000122 EAST 42ND STREET MISSION TO HELP PEOPLENEW YORK, NY 101681289 WHOSE LIVES ARE SHATTERED

BY CONFLICT AND DISASTER TOSURVIVE, RECOVER AND GAINCONTROL OF THEIR FUTURE

INTERNATIONAL RESCUE COMMITTEE N/A PC EITHER FOR GENERAL 600INC PURPOSES OR AS DESIGNATED122 EAST 42ND STREET BY THE ROCKEFELLERNEW YORK, NY 101680002 FOUNDATION EMPLOYEES

CONTRIBUTION

INVIOLET REPERTORY THEATER N/A PC EITHER FOR GENERAL 300COMPANY INC PURPOSES OR AS DESIGNATED1302 MCCLELEN WAY BY THE ROCKEFELLERDECATUR, GA 300335632 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

IQBUSINESS PTY LTD N/A NC IN SUPPORT OF PROMOTING 150,000IQBUSINESS PARK NO 3 THIRD AVENUE THE DEMAND DRIVEN TRAININGSANDTON TOOLKIT TO TECHNICAL ANDRIVONIA, RIVONIA VOCATIONAL EDUCATION ANDSF TRAINING COLLEGES AND

UNIVERSITIES IN SOUTHAFRICA TO SCALE SKILLSDEVELOPMENT FOR YOUTH

ISLAND INSTITUTEPO BOX 648 N/A PC EITHER FOR GENERAL 25,000ROCKLAND, ME 04841 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

IT TAKES A VILLAGE TO EDUCATE A N/A PC EITHER FOR GENERAL 3,000CHILD INC PURPOSES OR AS DESIGNATED55 HILLTOP AVE BY THE ROCKEFELLERNEW ROCHELLE, NY 108012632 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ITAD LIMITED N/A NC IN SUPPORT OF ENGAGING 100,00012 ENGLISH BUSINESS PARK ENGLISH DEVELOPMENT EVALUATIONCLOSE LEADERS TO PROVIDEHOVE, HOVE PRACTICAL ASSISTANCE TOUK ROCKEFELLER FOUNDATION

GRANTEES, PARTNERS, ANDINITIATIVE TEAMS IN ORDER TOBETTER PLAN, ARTICULATEOUTCOMES, AND IMPACT,MONITOR, EVALUATE ANDREPORT ON RESULTS

ITAD LIMITED N/A NC IN SUPPORT OF 1,75012 ENGLISH BUSINESS PARK ENGLISH STRENGTHENING THE CAPACITYCLOSE OF THE FOUNDATION,HOVE, HOVE GRANTEES, AND PARTNERS TOUK INFUSE AND INTEGRATE

RESILIENCE THINKING INTOTHEIR WORK AND TO CREATEAN ENABLING ENVIRONMENTFOR PARTNERS AND GRANTEESTO BETTER UNDERSTAND HOWTO USE RESILIENCE INPLANNING PROGRAMS

JACK STRONG FOUNDATION INC N/A PC EITHER FOR GENERAL 150PO BOX 370 PURPOSES OR AS DESIGNATEDBRIDGEPORT, WV 263300370 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

JAZZ AT LINCOLN CENTER INC N/A PC IN SUPPORT OF CONTINUING 750,0003 COLUMBUS CIRCLE 12TH FLOOR ITS LET FREEDOM SWING THENEW YORK, NY 10019 RESILIENT CITIES TOUR, AN

EFFORT TO INFORM STUDENTSABOUT JAZZ AND ITS MUSICAL,HISTORICAL AND CULTURALIMPACT ON BUILDINGRESILIENT COMMUNITIES

JESUIT REFUGEE SERVICE USA N/A PC EITHER FOR GENERAL 3,0001016 16TH STREET NW SUITE 500 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20036 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

JOHNS HOPKINS UNIVERSITY N/A PC FOR USE BY ITS BLOOMBERG 320,0003400 N CHARLES STREET SCHOOL OF PUBLIC HEALTHSBALTIMORE, MD 21218 JOHNS HOPKINS CENTER FOR

HEALTH SECURITY IN SUPPORTOF DEVELOPING A HEALTHSYSTEM RESILIENCE CHECKLISTAND IMPLEMENTATION GUIDETHAT HEALTH SYSTEMS IN ABROAD SET OF COUNTRIES CANUSE TO ENSURE AN EFFECTIVERESPONSE TO HEALTHEMERGENCIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

JOHNS HOPKINS UNIVERSITY N/A PC EITHER FOR GENERAL 1503910 KESWICK ROAD N2100 PURPOSES OR AS DESIGNATEDBALTIMORE, MD 212112226 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

JOYCE THEATER FOUNDATION INC N/A PC EITHER FOR GENERAL 450175 8TH AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100111694 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

JOYCE THEATER FOUNDATION INC N/A PC EITHER FOR GENERAL 375175 8TH AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100111694 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

JUNIOR LEAGUE OF CITY OF NEW YORK N/A PC EITHER FOR GENERAL 2,403130 E 80TH ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100750306 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

JUNTOS1537 SOUTH 6TH ST 1ST FLOOR N/A PC EITHER FOR GENERAL 150PHILADELPHIA, PA 191476549 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

JUNTOS1537 SOUTH 6TH ST 1ST FLOOR N/A PC EITHER FOR GENERAL 150PHILADELPHIA, PA 191476549 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

JUNTOS N/A PC EITHER FOR GENERAL 1501537 SOUTH 6TH ST 1STH FLOOR PURPOSES OR AS DESIGNATEDPHILADELPHIA, PA 191476549 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

KCRW FOUNDATION INC N/A PC EITHER FOR GENERAL 1441900 PICO BLVD PURPOSES OR AS DESIGNATEDSANTA MONICA, CA 904051628 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

KENAN-FLAGLER BUSINESS SCHOOL N/A PC EITHER FOR GENERAL 3,750FOUNDATION PURPOSES OR AS DESIGNATEDCAMPUS BOX 3490 MCCOLL BUILDING BY THE ROCKEFELLERCHAPEL HILL, NC 275993440 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

KENYA PRIVATE SECTOR ALLIANCE N/A NC TOWARD THE COSTS OF ITS 850,000PO BOX 3556-00100 AJIRA DIGITAL PROJECT TONAIROBI, NAIROBI SCALE DEMAND DRIVENKE TRAINING AND DEVELOP A

SUSTAINABLE MODEL FORCONNECTING DISADVANTAGEDYOUTH TO ONLINE JOBS

KEYSTONE CENTER N/A PC TOWARD THE COSTS OF 125,0001628 STS JOHN ROAD LAUNCHING A NATIONALKEYSTONE, CO 80435 DIGITAL PLATFORM TO SHARE

DATA, TOOLS, RESEARCH, ANDBEST PRACTICES PERTAININGTO FOOD LOSS AND WASTE INTHE UNITED STATES

KHOJ INTERNATIONAL ARTISTS N/A PC IN SUPPORT OF CONDUCTING 40,000ASSOCIATION OUTREACH AND NOMINATINGS-17 KHIRKEE EXTENSION ASIAN ARTISTS AS CANDIDATESNEW DELHI, NEW DELHI 110017 FOR ONE-MONTH RESIDENCIESIN AT THE ROCKEFELLER

FOUNDATION BELLAGIOCENTER, ITALY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

KHOJ INTERNATIONAL ARTISTS N/A PC IN SUPPORT OF CONDUCTING 22,512ASSOCIATION OUTREACH AND NOMINATINGS-17 KHIRKEE EXTENSION ASIAN ARTISTS AS CANDIDATESNEW DELHI, NEW DELHI 110017 FOR ONE-MONTH RESIDENCIESIN AT THE ROCKEFELLER

FOUNDATION BELLAGIO CENTERIN ITALY

KOIS UK LIMITED N/A NC IN SUPPORT OF CONDUCTING A 102,44434B YORK WAY IMPACT HUB FEASIBILITY STUDY ON ALONDON, LONDON MULTI-YEAR LEASINGUK MECHANISM TO ADDRESS

BUDGET PROCUREMENTCHALLENGES FACED IN THEHUMANITARIAN SPACE, WITHTHE INITIAL FOCUS ONREFUGEE HOUSING SHELTERS

KURANTE LLC708 OCEAN AVE STE 33 N/A NC IN SUPPORT OF DEVELOPING 45,000BROOKLYN, NY 11226 NEW TECHNOLOGIES TO

IMPROVE THE MONITORING ANDEVALUATION OF COMPLEXINTERVENTIONS AIMED ATALLEVIATING POVERTY IN THEGLOBAL SOUTH

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

KYNE COMMUNICATIONS INC N/A NC IN SUPPORT OF ACTIVITIES TO 125,000252 W 37TH STREET SUITE 500E RAISE AWARENESS,NEW YORK, NY 10018 UNDERSTANDING, AND

ACCEPTANCE OF PLANETARYHEALTH, INCLUDING THEECONOMIC BENEFITS OFPOLICIES THAT ADDRESSENVIRONMENTALSUSTAINABILITY TOGETHERWITH HUMAN HEALTH ANDDEVELOPMENT GOALS

LA PLAZA DE CULTURA Y ARIES N/A PC EITHER FOR GENERAL 15,000501 N MAIN ST PURPOSES OR AS DESIGNATEDLOS ANGELES, CA 900175655 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

LAWYERS ALLIANCE FOR NEW YORK N/A PC EITHER FOR GENERAL 300171 MADISON AVENUE 6TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100165110 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

LEADERSUP N/A PC TOWARD THE COSTS OF ITS THE 100,0002401 ELLIOT AVENUE SUITE 375 FUTURE AT WORK RETAININGSEATTLE, WA 98107 AND ADVANCING SKILLED

TALENT INITIATIVE, AN EFFORTTO ENGAGE LARGE CORPORATEEMPLOYERS IN LOS ANGELESAND CHICAGO INPARTNERSHIPS TO DEVELOPSTRATEGIES FOR RETAININGDISADVANTAGED YOUNGPEOPLE AS EMPLOYEES

LEGAL AID SOCIETY199 WATER STREET N/A PC EITHER FOR GENERAL 1,500NEW YORK, NY 100383526 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

LESBIAN AND GAY COMMUNITY N/A PC EITHER FOR GENERAL 300SERVICES CENTER INC PURPOSES OR AS DESIGNATED208 W 13TH ST BY THE ROCKEFELLERNEW YORK, NY 100117702 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

LESBIAN AND GAY COMMUNITY N/A PC IN GENERAL SUPPORT OF ITS 100,000SERVICES CENTER INC MISSION TO EMPOWER208 WEST 13TH STREET LESBIAN, GAY, BISEXUAL ANDNEW YORK, NY 10011 TRANSGENDER LGBT PEOPLE TO

BUILD STRONG COMMUNITIESAND LEAD HEALTHY,SUCCESSFUL LIVES BYCELEBRATING DIVERSITY ANDADVOCATING FOR JUSTICE ANDOPPORTUNITY

LIBERTY HUMANE SOCIETY INC N/A PC EITHER FOR GENERAL 4,080235 JERSEY CITY BLVD PURPOSES OR AS DESIGNATEDJERSEY CITY , NJ 073054635 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

LIBERTY HUMANE SOCIETY INC N/A PC EITHER FOR GENERAL 6,000235 JERSEY CITY BLVD PURPOSES OR AS DESIGNATEDJERSEY CITY, NJ 073054635 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

LINA SRIVASTAVA CONSULTING LLC N/A NC IN SUPPORT OF A PROJECT TO 20,000300 EAST 33RD STREET NO 6P CAPTURE AND COMMUNICATENEW YORK, NY 10016 THE INSIGHTS AND LESSONS OF

CHANGE LEADERS INDEVELOPMENT AND MARKET-BASED SOLUTIONS, IN ORDERTO INSPIRE, EDUCATE ANDMOTIVATE OTHER LEADERS

LINCOLN CENTER FOR THE N/A PC IN SUPPORT OF EXPANDING ITS 500,000PERFORMING ARTS INC PILOT FOR A SECOND ROUND OF70 LINCOLN CENTER PLAZA THE LINCOLN CENTER CULTURALNEW YORK, NY 100236583 INNOVATION FUND, A GRANT

PROGRAM TO SUPPORT NEWYORK CITY-BASED CULTURALAND COMMUNITYORGANIZATIONS TO SPURCULTURAL INNOVATION IN THESOUTH BRONX AND CENTRALBROOKLYN

LINCOLN CENTER THEATER N/A PC EITHER FOR GENERAL 90,000150 W 65TH STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10023 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

LINCOLN CENTER THEATER N/A PC EITHER FOR GENERAL 90,000150 W 65TH STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10023 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

LIONS HEAD GLOBAL PARTNERS LLP N/A NC IN SUPPORT OF DEVELOPING A 160,473130 BUCKINGHAM PALACE ROAD NEW FINANCIAL MECHANISMLONDON, LONDON FOR ADDRESSING THE NEEDSUK OF SYRIAN REFUGEES

LIONS HEAD GLOBAL PARTNERS LLP N/A NC IN SUPPORT OF LAUNCHING A 100,000130 BUCKINGHAM PALACE ROAD DEBT RELIEF FACILITY FORLONDON, LONDON JORDAN AS IT ADDRESSES THEUK NEEDS OF A SURGE IN

REFUGEES, AS WELL AS AFEASIBILITY STUDY FOR THECREATION OF A JORDANIANPERMANENT CAPITAL VEHICLETO FUND PROJECTS BENEFICIALTO BOTH REFUGEES AND THEJORDANIAN POPULATION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

LIQUID CHURCH299 WEBRO ROAD N/A PC EITHER FOR GENERAL 15,000PARSIPPANY, NJ 07054 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

LIVING CITIES INC THE NATIONAL N/A PC IN SUPPORT OF A NEW 750,000COMMUNITY DEVELOPMENT INITIATIVE CAMPAIGN TO SUPPORT THE1040 AVENUE OF THE AMERICAS FLOOR START-UP AND SCALE-UP OF17 COMPANIES THAT CREATENEW YORK, NY 10018 GOOD, STABLE JOBS FOR LOW-

INCOME PEOPLE, AND INGENERAL SUPPORT OF ITSMISSION TO ADVANCEOPPORTUNITY AND PROSPERITYIN U S CITIES AND THEIR LOW-INCOME POPULATIONS

LONDON SCHOOL OF ECONOMICS AND N/A PC FOR USE BY ITS INTERNATIONAL 21,880POLITICAL SCIENCE GROWTH CENTRE TOWARD THEHOUGHTON STREET COSTS OF COLLABORATINGLONDON, LONDON WITH THE GOVERNMENT OFUK SIERRA LEONE TO DEVELOP A

NATIONAL STRATEGIC PLAN FORA COMMUNITY HEALTHWORKFORCE AS AN INTEGRALPART OF THEIR EFFORTS TOBUILD RESILIENCE WITHIN THECOUNTRYS HEALTH SYSTEM INTHE WAKE OF THE EBOLACRISIS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

LONG ISLAND BULLDOG RESCUE N/A PC EITHER FOR GENERAL 1,5001254 N COUNTRY RD PURPOSES OR AS DESIGNATEDSTONY BROOK, NY 117901923 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

LYMPHOMA RESEARCH FOUNDATION N/A PC EITHER FOR GENERAL 7588 PINE STREET SUITE 2400 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10005 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MAGGIE FISCHER MEMORIAL N/A PC EITHER FOR GENERAL 7880 IROQUOIS DRIVE PURPOSES OR AS DESIGNATEDBRIGHTWATERS, NY 11718 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MAHIDOL UNIVERSITY N/A PC FOR USE BY ITS INSTITUTE FOR 100,000999 PHUTTAMONTHON 4 ROAD SALAYA POPULATION AND SOCIALNAKHON PATHOM, NAKHON PATHOM RESEARCH IN SUPPORT OF THE73170 2016, 2017 AND 2018 PRINCETH MAHIDOL AWARD

CONFERENCES, AIMED ATPROMOTING EVIDENCE OF ANDBEST PRACTICES ONSTRENGTHENING HEALTHSYSTEMS

MAKING CENTS INTERNATIONAL INC N/A NC IN SUPPORT OF DEVELOPING, 292,3801350 CONNECTICUT AVE NW SUITE 410 SHARING AND SCALING BEST-WASHINGTON, DC 20036 IN-CLASS MODELS OF DEMAND

DRIVEN TRAINING IN SOUTHAFRICA

MANHATTAN THEATRE CLUB INC N/A PC EITHER FOR GENERAL 375311 WEST 43RD STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100366413 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MAPLE STREET SCHOOL21 LINCOLN RD N/A PC EITHER FOR GENERAL 300BROOKLYN, NY 112253710 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

MAPLE STREET SCHOOL21 LINCOLN RD N/A PC EITHER FOR GENERAL 300BROOKLYN, NY 112253710 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

MAPLE STREET SCHOOL N/A PC EITHER FOR GENERAL 30021 LINCOLN ROAD PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11225 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MARC LUSTGARTEN PANCREATIC N/A PC EITHER FOR GENERAL 150CANCER FOUNDATION PURPOSES OR AS DESIGNATED415 CROSSWAYS PARK DRIVE SUITE D BY THE ROCKEFELLERWOODBURY, NY 11797 FOUNDATION EMPLOYEES

CONTRIBUTION

MARC LUSTGARTEN PANCREATIC N/A PC EITHER FOR GENERAL 150CANCER FOUNDATION PURPOSES OR AS DESIGNATED415 CROSSWAYS PARK DRIVE SUITE D BY THE ROCKEFELLERWOODBURY, NY 11797 FOUNDATION EMPLOYEES

CONTRIBUTION

MARIST COLLEGE3399 NORTH RD N/A PC EITHER FOR GENERAL 75POUGHKEPSIE, NY 126011350 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MARTHA'S TABLE2375 ELVANS RD SE N/A PC EITHER FOR GENERAL 3,000WASHINGTON, DC 20020 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

MARTHA'S TABLE INC N/A PC IN GENERAL SUPPORT OF ITS 100,0002114 14TH STREET NW MISSION TO INCREASE ACCESSWASHINGTON, DC 20009 TO QUALITY EDUCATION,

HEALTHY FOOD, ANDOPPORTUNITY FOR VULNERABLEAND IN-NEED CHILDREN,FAMILIES AND NEIGHBORS

MASHABLE INC N/A NC TOWARD THE COSTS OF 150,000114 FIFTH AVENUE 15TH FLOOR SHOWING THE POWER IN HANDNEW YORK, NY 10011 VIRTUAL REALITY FILM AT ITS

SOCIAL GOOD SUMMIT TO BEHELD IN NEW YORK CITY,SEPTEMBER 2017, ANDPRODUCING A CONTENTPACKAGE TO SHARE THE FILMWITH BROADER ONLINEAUDIENCES, IN ORDER TOADVANCE THE ENERGY ACCESSCONVERSATION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

MASSACHUSETTS MUSEUM OF N/A PC EITHER FOR GENERAL 375CONTEMPORARY ART FOUNDATION INC PURPOSES OR AS DESIGNATED1040 MASS MOCA WAY BY THE ROCKEFELLERNORTH ADAMS, MA 01247 FOUNDATION EMPLOYEES

CONTRIBUTION

MATHEMATICA POLICY RESEARCH INC N/A NC FOR USE BY ITS CENTER FOR 110,000600 ALEXANDER PARK SUITE 100 INTERNATIONAL POLICY ANDPRINCETON, NJ 08540 PROGRAM EVALUATION IN

SUPPORT OF PRODUCING TWOCASE STUDIES ANDCONDUCTING A FINALEVALUATION OF THEFOUNDATIONS TRANSFORMINGHEALTH SYSTEMS INITIATIVE

MATTER UNLIMITED LLC N/A NC IN SUPPORT OF PRODUCING A 190,000175 VARICK STREET 8TH FLOOR VIRTUAL REALITY FILM AS PARTNEW YORK, NY 10014 OF ITS INSIDE IMPACT SERIES

TO SHOWCASE THEFOUNDATIONS SMART POWERFOR RURAL DEVELOPMENTINITIATIVE IN ORDER TOATTRACT ATTENTION FROM KEYSTAKEHOLDERS, INCLUDINGTHE PRIVATE SECTOR

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

MAXTUDIO SNCPIAZZA MEUCCI 23 N/A NC IN SUPPORT OF DEVELOPING 80,000ROME, ROME 00146 KNOWLEDGE PRODUCTS BASEDIT ON MONITORING AND

EVALUATION OF THEFOUNDATION'S INITIATIVES INORDER TO SUPPORT LEARNINGPRACTICE AND THOUGHTLEADERSHIP AMONG THEFOUNDATIONS GRANTEES ANDPARTNERS IN DEVELOPMENTAND PHILANTHROPY

MAYOR'S FUND TO ADVANCE NEW N/A PC EITHER FOR GENERAL 15,000YORK CITY PURPOSES OR AS DESIGNATEDONE CENTRE STREET 23RD FLOOR BY THE ROCKEFELLERNEW YORK, NY 10007 FOUNDATION EMPLOYEES

CONTRIBUTION

MAYOR'S FUND TO ADVANCE NEW N/A PC FOR USE BY ITS NYC CENTER 550,000YORK CITY FOR YOUTH EMPLOYMENT253 BROADWAY 6TH FLOOR TOWARD THE COSTS OF A PILOTNEW YORK, NY 10007 TO TEST THE APPLICATION OF A

NEW SOCIAL IMPACT BONDMODEL TO FINANCE POST-PLACEMENT SUPPORT SERVICESTO LOW-INCOME WORKERS INNEW YORK CITY VIA THEIREMPLOYERS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MCKINSEY AND COMPANY AFRICA PTY N/A NC TOWARD THE COSTS OF 20,040LTD DESIGNING THE FINANCIAL88 STELLA STREET SANDOWN MEWS INCLUSION FUNDING FACILITY,EAST AN EFFORT TO SPUR FINANCIALSANDTON, SANDTON INCLUSION ACROSS AFRICA, BYSF COORDINATING INVESTMENTS

AND TECHNICAL ASSISTANCE BYCOMMERCIAL INSTITUTIONS,PHILANTHROPICORGANIZATIONS,GOVERNMENTS ANDDEVELOPMENT AID AGENCIES

MCKINSEY AND COMPANY INC UNITED N/A NC TOWARD THE COSTS OF 2,450,000STATES IDENTIFYING POTENTIAL HIGH-55 EAST 52ND STREET IMPACT STRATEGIES ANDNEW YORK, NY 10022 INNOVATIONS TO ADDRESS THE

GLOBAL HEALTH SUSTAINABLEDEVELOPMENT GOALS BY 2030

MEDIA IMPACT FUNDERS INC N/A PC EITHER FOR GENERAL 10,000200 W WASHINGTON SQ SUITE 220 PURPOSES OR AS DESIGNATEDPHILADELPHIA, PA 19106 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MEDIC MOBILE INC N/A PC IN GENERAL SUPPORT OF ITS 100,0003254 19TH STREET FLOOR TWO MISSION TO BUILD, DELIVERSAN FRANCISCO, CA 94110 AND SUPPORT MOBILE TOOLS

THAT HELP COMMUNITY HEALTHWORKERS PROVIDE EQUITABLECARE TO MARGINALIZEDCOMMUNITIES

MEETING HOUSE FAMILY CENTER INC N/A PC EITHER FOR GENERAL 2,250133 E 58TH ST STE 705 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100221140 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MEMORIAL SLOAN KETTERING CANCER N/A PC EITHER FOR GENERAL 3,000CENTER PURPOSES OR AS DESIGNATED1275 YORK AVENUE BY THE ROCKEFELLERNEW YORK, NY 10065 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MEMORIAL SLOAN KETTERING CANCER N/A PC EITHER FOR GENERAL 75CENTER PURPOSES OR AS DESIGNATED1275 YORK AVENUE BY THE ROCKEFELLERNEW YORK, NY 10065 FOUNDATION EMPLOYEES

CONTRIBUTION

MEMORIAL SLOAN KETTERING CANCER N/A PC EITHER FOR GENERAL 180CENTER PURPOSES OR AS DESIGNATED1275 YORK AVENUE BY THE ROCKEFELLERNEW YORK, NY 10065 FOUNDATION EMPLOYEES

CONTRIBUTION

MERCY CORPS45 SW ANKENY ST N/A PC EITHER FOR GENERAL 1,500PORTLAND, OR 972043504 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MERCY MEDICAL CENTER INC N/A PC EITHER FOR GENERAL 300301 ST PAUL PLACE PURPOSES OR AS DESIGNATEDBALTIMORE, MD 212020000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MERIDIAN INSTITUTE N/A PC TOWARD THE COSTS OF 200,000105 VILLAGE PLACE PO BOX 1829 DEVELOPING A GLOBALDILLON, CO 80435 ARCHITECTURE FOR

INTERNATIONAL TRANSACTIONSFOR REDUCED EMISSIONS FROMDEFORESTATION AND FORESTDEGRADATION REDDINCLUDING THE DEVELOPMENTOF A REDD STANDARD FORFUTURE COMPLIANCE MARKETS

METROPOLITAN OPERA ASSOCIATION N/A PC EITHER FOR GENERAL 300INC PURPOSES OR AS DESIGNATED30 LINCOLN CENTER BY THE ROCKEFELLERNEW YORK, NY 100236922 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

METROPOLITAN OPERA ASSOCIATION N/A PC EITHER FOR GENERAL 22,500INC PURPOSES OR AS DESIGNATED30 LINCOLN CENTER BY THE ROCKEFELLERNEW YORK, NY 100236922 FOUNDATION EMPLOYEES

CONTRIBUTION

METROPOLITAN YMCA OF THE N/A PC EITHER FOR GENERAL 150ORANGES INC PURPOSES OR AS DESIGNATED139 E MCCLELLAN AVE BY THE ROCKEFELLERLIVINGSTON, NJ 070391320 FOUNDATION EMPLOYEES

CONTRIBUTION

METROWEST YMCA N/A PC EITHER FOR GENERAL 4,500280 OLD CONNECTICUT PATH PURPOSES OR AS DESIGNATEDNEW YORK, MA 017014539 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

MICHAEL J FOX FOUNDATION FOR N/A PC EITHER FOR GENERAL 9,000PARKINSONS RESEARCH PURPOSES OR AS DESIGNATEDPO BOX 4777 BY THE ROCKEFELLERNEW YORK, NY 101634777 FOUNDATION EMPLOYEES

CONTRIBUTION

MICHAEL J FOX FOUNDATION FOR N/A PC EITHER FOR GENERAL 3,000PARKINSONS RESEARCH PURPOSES OR AS DESIGNATEDPO BOX 4777 BY THE ROCKEFELLERNEW YORK, NY 101634777 FOUNDATION EMPLOYEES

CONTRIBUTION

MILAN INNOVINCY BV N/A NC IN SUPPORT OF COLLECTING 97,840KAPTEYNSTRAAT 1 AND USING GEOGRAPHIC DATANOORDWIJK, NOORDWIJK TO PROVIDE INFORMATION TONL ENHANCE DECISION MAKING

FOR STAKEHOLDERS WORKINGTO REDUCE POSTHARVEST LOSSIN MANGO AND MAIZE VALUECHAINS IN KENYA ANDTANZANIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MISSION HUB LLC N/A NC IN SUPPORT OF THE 3,000901 MISSION STREET SUITE 105 PROMOTION AND DELIVERY OFSAN FRANCISCO, CA 94103 A SPECIAL WORKSHOP STREAM

ON SOCIAL IMPACTMEASUREMENT ANDEVALUATION AT THE SOCIALCAPITAL MARKETS CONFERENCESOCAP TO BE HELD IN SANFRANCISCO SEPTEMBER, 2016

MONITOR GOVERNMENT VENTURE N/A NC IN SUPPORT OF USING DATA 25,000SERVICES LLC SCIENCE TOOLS TO IDENTIFY444 SPEAR STREET SUITE 210 SIGNALS OF DYNAMISMSAN FRANCISCO, CA 94105 AROUND THE PROBLEMS

AFFECTING POOR ORVULNERABLE PEOPLE

MORE ART INC N/A PC EITHER FOR GENERAL 1,00071 NASSAU STREET STE 13A PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MOREHEAD-CAIN SCHOLARSHIP FUND N/A PC EITHER FOR GENERAL 600PO BOX 690 PURPOSES OR AS DESIGNATEDCHAPEL HILL, NC 275140690 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MOTHER CAROLINE ACADEMY N/A PC EITHER FOR GENERAL 7,500EDUCATION CENTER PURPOSES OR AS DESIGNATED515 BLUE HILL AVE BY THE ROCKEFELLERDORCHESTER, MA 02121 FOUNDATION EMPLOYEES

CONTRIBUTION

MOTHERS AGAINST DRUNK DRIVING N/A PC EITHER FOR GENERAL 300511 CARPENTER ST STE 700 PURPOSES OR AS DESIGNATEDIRVING,TX 750623983 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL 600ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10029 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL 600ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10029 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL 7,500ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10029 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MOUNT SINAI HOSPITAL N/A PC EITHER FOR GENERAL 600ONE GUSTAVE L LEVY PLACE BOX 1049 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10029 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MOVEMBER FOUNDATIONPO BOX 1595 N/A PC EITHER FOR GENERAL 154CULVER CITY, CA 90232 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

MR PRANAB KISHORE DAS NONE I TO PROVIDE A CASH PRIZE TO 100,000PK DAS AND ASSOC SANKALP 5TH FL ONE OF THE RECIPIENTS OF THEPLT ROCKEFELLER FOUNDATIONNO 1040 OFF SAYANI RD 2016 JANE JACOBS MEDALMUMBAI, MAHARASHTRAIN

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MUNICIPAL ART SOCIETY OF NEW YORK N/A PC IN SUPPORT OF COORDINATING 20,000488 MADISON AVENUE SUITE 1900 THE AWARD COMPETITION FORNEW YORK, NY 10022 THE ROCKEFELLER

FOUNDATION-SPONSORED 2016JANE JACOBS MEDAL TO BEPRESENTED AT HABITAT III INQUITO, ECUADOR AND OTHERCOMPLEMENTARY PUBLICPROGRAMS

MUSEUM OF MODERN ART N/A PC EITHER FOR GENERAL 24911 WEST 53 ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 10019 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

MUSEUM OF MODERN ART N/A PC EITHER FOR GENERAL 24911 WEST 53 ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 10019 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

MUSLIM ADVOCATESPO BOX 71080 N/A PC EITHER FOR GENERAL 1,503OAKLAND, CA 94612 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

MUSLIM ADVOCATESPO BOX 71080 N/A PC EITHER FOR GENERAL 1,503OAKLAND, CA 94612 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

NATIONAL ACADEMY OF SCIENCES N/A PC FOR USE BY ITS INSTITUTE OF 10,000500 FIFTH STREET NW MEDICINE TOWARD THE COSTSWASHINGTON, DC 20001 OF ASSESSING THE CURRENT

GLOBAL HEALTH LANDSCAPEAND IDENTIFYING EFFECTIVEINVESTMENTS IN GLOBALHEALTH INITIATIVES TO INFORMTHE NEXT PRESIDENTIALADMINISTRATION IN THE U S

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NATIONAL ASSOCIATION OF N/A PC IN SUPPORT OF CONDUCTING 60,000CORPORATE DIRECTORS EVENTS AND PRODUCING2001 PENNSYLVANIA AVE NW SUITE EDITORIAL CONTENT RELATED500 TO THE ADVANCEMENT OFWASHINGTON, DC 20006 GENDER DIVERSITY ON

CORPORATE BOARDS

NATIONAL AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 1,500225 VARICK STREET 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10014 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NATIONAL AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 1,500225 VARICK STREET 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10014 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NATIONAL AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 1,500225 VARICK STREET 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10014 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NATIONAL CENTER FOR CIVIC N/A PC FOR USE BY ITS PROJECT, 125,000INNOVATION GOVLAB, IN SUPPORT OF121 AVENUE OF THE AMERICAS 6TH MAPPING BLOCKCHAINFLOOR PRACTICES TO ASSESS THEIRNEW YORK, NY 10013 POTENTIAL FOR EXPANDING THE

DIGITAL IDENTITY OF POORAND VULNERABLE POPULATIONS

NATIONAL CHILD RESEARCH CENTER N/A PC EITHER FOR GENERAL 7503209 HIGHLAND PL NW PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200083232 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NATIONAL COMMITTEE FOR N/A PC IN GENERAL SUPPORT OF ITS 75,000RESPONSIVE PHILANTHROPY MISSION TO PROMOTE1900 L STREET NW SUITE 825 PHILANTHROPY THAT SERVESWASHINGTON, DC 20036 THE PUBLIC GOOD, IS

RESPONSIVE TO PEOPLE ANDCOMMUNITIES WITH THE LEASTWEALTH AND OPPORTUNITY,AND IS HELD ACCOUNTABLE TOTHE HIGHEST STANDARDS OFINTEGRITY AND OPENNESS

NATIONAL COMMITTEE FOR N/A PC IN GENERAL SUPPORT OF ITS 75,000RESPONSIVE PHILANTHROPY MISSION TO PROMOTE1900 L STREET NW SUITE 825 PHILANTHROPY THAT SERVESWASHINGTON, DC 20036 THE PUBLIC GOOD, IS

RESPONSIVE TO PEOPLE ANDCOMMUNITIES WITH THE LEASTWEALTH AND OPPORTUNITY,AND IS HELD ACCOUNTABLE TOTHE HIGHEST STANDARDS OFINTEGRITY AND OPENNESS

NATIONAL EATING DISORDERS N/A PC EITHER FOR GENERAL 105ASSOCIATION PURPOSES OR AS DESIGNATED165 W 46TH ST STE 402 BY THE ROCKEFELLERNEW YORK, NY 100362522 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NATIONAL MULTIPLE SCLEROSIS N/A PC EITHER FOR GENERAL 150SOCIETY PURPOSES OR AS DESIGNATED733 3RD AVE FL 3 BY THE ROCKEFELLERNEW YORK, NY 100173211 FOUNDATION EMPLOYEES

CONTRIBUTION

NATIONAL MULTIPLE SCLEROSIS N/A PC EITHER FOR GENERAL 75SOCIETY PURPOSES OR AS DESIGNATED733 3RD AVE FL 3 BY THE ROCKEFELLERNEW YORK, NY 100173211 FOUNDATION EMPLOYEES

CONTRIBUTION

NATIONAL NETWORK FOR IMMIGRANT N/A PC EITHER FOR GENERAL 600AND REFUGEE RIGHTS PURPOSES OR AS DESIGNATED310 8TH ST STE 310 BY THE ROCKEFELLEROAKLAND, CA 94607 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NATIONAL PARK FOUNDATION N/A PC EITHER FOR GENERAL 751201 EYE STREET NW SUITE 550B PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200053544 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NATIONAL PARTNERSHIP FOR WOMEN N/A PC EITHER FOR GENERAL 375AND CHILDREN PURPOSES OR AS DESIGNATED1875 CONNECTICUT AVE NW SUITE 650 BY THE ROCKEFELLERWASHINGTON, DC 20009 FOUNDATION EMPLOYEES

CONTRIBUTION

NATIONAL PUBLIC RADIO INC N/A PC TOWARD THE COSTS OF 200,0001111 NORTH CAPITOL STREET NE EXPANDING ITS HIDDEN BRAINWASHINGTON, DC 20002 PODCAST TO A NATIONAL

RADIO PROGRAM THATCOMBINES SCIENCE ANDSTORYTELLING

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NATIONAL SPAY ALLIANCE N/A PC EITHER FOR GENERAL 707FOUNDATION PURPOSES OR AS DESIGNATED2518 CLEVELAND HWY STE 15 BY THE ROCKEFELLERDALTON, GA 307212131 FOUNDATION EMPLOYEES

CONTRIBUTION

NATURAL RESOURCES DEFENSE N/A PC IN SUPPORT OF REDUCING 1,050,000COUNCIL INC FOOD WASTE IN TWO U S40 WEST 20TH STREET CITIES OVER THE NEXT FIVENEW YORK, NY 10011 YEARS, AND IMPLEMENTING

ADDITIONAL PROGRAMS ANDPOLICIES THAT PROMOTE GOODWASTE PREVENTION, SURPLUSFOOD RESCUE, AND RECYCLINGOF FOOD SCRAPS ACROSS THECOUNTRY

NATURAL RESOURCES DEFENSE N/A PC IN SUPPORT OF TESTING FOOD 346,151COUNCIL INC WASTE ASSESSMENT40 WEST 20TH STREET METHODOLOGIES ANDNEW YORK, NY 10011 DEVELOPING REPLICABLE TOOLS

THAT WILL SUPPORT ACTION TOREDUCE FOOD WASTE AT THEMUNICIPAL LEVEL IN THE U S

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEIGHBORS TOGETHER CORP N/A PC EITHER FOR GENERAL 3,0032094 FULTON ST PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112336009 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEIGHBORS TOGETHER CORP N/A PC EITHER FOR GENERAL 3,0032094 FULTON ST PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112336009 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NETWORK FOR TEACHING N/A PC EITHER FOR GENERAL 1,500ENTREPRENEURSHIP PURPOSES OR AS DESIGNATED120 WALL STREET 18TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 10005 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW ALTERNATIVES FOR LGBT N/A PC EITHER FOR GENERAL 150HOMELESS YOUTH INC PURPOSES OR AS DESIGNATED410 W 40TH ST BY THE ROCKEFELLERNEW YORK, NY 10018 FOUNDATION EMPLOYEES

CONTRIBUTION

NEW AMERICA FOUNDATION N/A PC IN SUPPORT OF PILOTING AND 475,000740 15TH STREET NW SUITE 900 TESTING A NEW MODEL FORWASHINGTON, DC 20005 HELPING CITIES TO DIAGNOSE

AND DEVELOP SOLUTIONS FORAUTOMATION-RELATED JOBLOSS IN AMERICAN CITIES

NEW AMERICA FOUNDATION N/A PC IN SUPPORT OF ITS 197,500740 15TH STREET NW SUITE 900 BLOCKCHAIN TRUSTWASHINGTON, DC 20005 ACCELERATOR PROGRAM, AN

EFFORT TO EXPAND PUBLICUNDERSTANDING OF HOWBLOCKCHAIN TECHNOLOGY CANADDRESS SOCIAL ANDGOVERNANCE CHALLENGES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW AMERICAN LEADERS N/A PC EITHER FOR GENERAL 3,00025 WEST 39TH STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10018 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW AMERICAN LEADERS N/A PC EITHER FOR GENERAL 3,00025 WEST 39TH STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10018 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW JERSEY AUDUBON SOCIETY N/A PC EITHER FOR GENERAL 3,0009 HARDSCRABBLE RD PURPOSES OR AS DESIGNATEDBERNARDSVILLE, NJ 079241303 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW VENTURE FUND N/A PC EITHER FOR GENERAL 1501201 CONNECTICUT AVE NW - STE PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200362605 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW VENTURE FUND N/A PC EITHER FOR GENERAL 1501201 CONNECTICUT AVE NW - STE PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200362605 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW VENTURE FUND N/A PC FOR USE BY CO-IMPACT, A 1,700,0001201 CONNECTICUT AVE NW SUITE 300 GLOBAL COLLABORATIVE FORWASHINGTON, DC 20036 SYSTEMS CHANGE, TOWARD

THE COSTS OF FUNDINGSYSTEMS CHANGE EFFORTS INHEALTH, EDUCATION ANDECONOMIC OPPORTUNITYFOCUSING ON UNDERSERVEDPOPULATIONS WITH THEGREATEST NEED

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

NEW VENTURE FUND N/A PC FOR USE BY CO-IMPACT, A 800,0001201 CONNECTICUT AVE NW SUITE 300 GLOBAL COLLABORATIVE FORWASHINGTON, DC 20036 SYSTEMS CHANGE , TOWARD ITS

OPERATIONAL COSTS

NEW VENTURE FUND N/A PC TOWARD THE COSTS OF ITS 400,0001201 CONNECTICUT AVE NW SUITE 300 EMPLOYMENT TECHNOLOGYWASHINGTON, DC 20036 FUND PROJECT, A MULTI-

FUNDER COLLABORATIVE TOFACILITATE THE DESIGN ANDDEPLOYMENT OF TECHNOLOGY-BASED SOLUTIONS THATIMPROVE EMPLOYMENTOUTCOMES FOR LOW-INCOMEWORKERS IN THE U S

NEW VENTURE FUND N/A PC FOR USE BY THE SCIENCE 150,0001201 CONNECTICUT AVE NW SUITE 300 PHILANTHROPY ALLIANCEWASHINGTON, DC 20036 TOWARD THE COSTS OF

INCREASING PHILANTHROPICSUPPORT FOR BASICSCIENTIFIC RESEARCH

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW VENTURE FUND N/A PC IN SUPPORT OF A PROJECT TO 125,0001201 CONNECTICUT AVE NW SUITE 300 IDENTIFY THE TRANSFORMATIVEWASHINGTON, DC 20036 OPPORTUNITIES AND

IMPLEMENTATIONREQUIREMENTS TO ACCELERATETHE PATH TO REDUCING U SFOOD WASTE BY FIFTY PERCENTBY 2030

NEW VENTURE FUND N/A PC IN SUPPORT OF ITS PROJECT , 50,0001201 CONNECTICUT AVE NW SUITE 300 REFED , A COLLABORATION TOWASHINGTON, DC 20036 RAISE AWARENESS ABOUT

FOOD WASTE IN THE U S ANDTO PROVIDE INFORMATION ANDTOOLS ACROSS SECTORS TOENABLE ADOPTION OF WASTEREDUCTION SOLUTIONS

NEW WOMEN NEW YORKERS INC N/A PC EITHER FOR GENERAL 7,500601 WEST 26TH STREET SUITE 325 PURPOSES OR AS DESIGNATEDSUITE 99 BY THE ROCKEFELLERNEW YORK, NY 10001 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW WOMEN NEW YORKERS INC N/A PC EITHER FOR GENERAL 90601 W 26TH STREET STE 325-99 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100011101 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK ACADEMY OF SCIENCES N/A PC EITHER FOR GENERAL 25,000250 GREENWICH STREET 40TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10007 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK BOTANICAL GARDEN N/A PC EITHER FOR GENERAL 3152900 SOUTHERN BLVD PURPOSES OR AS DESIGNATEDBRONX, NY 104580000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK CITY BALLET INC N/A PC EITHER FOR GENERAL 37520 LINCOLN PLAZA ROOM 307 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100236913 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK CITY MEALS-ON-WHEELS N/A PC EITHER FOR GENERAL 2,016355 LEXINGTON AVE FL 3 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100176603 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK FOUNDATION FOR N/A PC IN SUPPORT OF DEVELOPING 210,000ARCHITECTURE INC AND DISSEMINATING BUILDING536 LAGUARDIA PLACE DESIGN GUIDELINES THATNEW YORK, NY 10012 ENABLE MORE EFFECTIVE

SEPARATION AND COLLECTIONOF FOOD WASTE, RECYCLABLES,AND OTHER TRASH IN ORDERTO SUPPORT URBAN ZEROWASTE STRATEGIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK FOUNDATION FOR THE ARTS N/A PC EITHER FOR GENERAL 7,500INC PURPOSES OR AS DESIGNATED20 JAY STREET SUITE 740 BY THE ROCKEFELLERBROOKLYN, NY 11201 FOUNDATION EMPLOYEES

CONTRIBUTION

NEW YORK GILBERT SULLIVAN PLAYERS N/A PC EITHER FOR GENERAL 1,500INC PURPOSES OR AS DESIGNATED225 W 99TH ST BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

NEW YORK GILBERT SULLIVAN PLAYERS N/A PC EITHER FOR GENERAL 300INC PURPOSES OR AS DESIGNATED225 W 99TH ST BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 15057 WORTH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 2,47557 WORTH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 3,90057 WORTH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK LAW SCHOOL N/A PC EITHER FOR GENERAL 31557 WORTH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 1,200160 VARICK STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100131220 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 303160 VARICK STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100131220 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 303160 VARICK STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100131220 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 360160 VARICK STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100131220 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 360160 VARICK STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100131220 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK PUBLIC RADIO N/A PC EITHER FOR GENERAL 360160 VARICK STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 100131220 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK PUBLIC RADIO N/A PC TOWARD THE COSTS OF RADIO 100,000160 VARICK STREET PROGRAMMING ANDNEW YORK, NY 100131270 COMPLEMENTARY ONLINE

MATERIALS FOCUSED ONRESILIENCE, BOTH IN THEGREATER NEW YORK AREA ANDNATIONALLY, AND PROVIDINGONGOING TRAINING TO OTHERPUBLIC RADIO STATIONS ONHOW TO REPORT STORIES WITHA RESILIENCE FRAMEWORK

NEW YORK ROAD RUNNERS INC N/A PC EITHER FOR GENERAL 75156 W 56TH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10019 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK ROAD RUNNERS INC N/A PC EITHER FOR GENERAL 150156 W 56TH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10019 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK ROAD RUNNERS INC N/A PC EITHER FOR GENERAL 150156 W 56TH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10019 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 5,175425 LAFAYETTE ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100037021 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 150425 LAFAYETTE ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100037021 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 150425 LAFAYETTE ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100037021 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 5,175425 LAFAYETTE ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100037021 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK SHAKESPEARE FESTIVAL N/A PC EITHER FOR GENERAL 1,500425 LAFAYETTE STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10003 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK TIMES COMPANY N/A NC TOWARD THE COSTS OF ITS 325,000620 EIGHTH AVENUE ANNUAL CITIES OF TOMORROWNEW YORK, NY 100363959 CONFERENCE SERIES, IN ORDER

TO ELEVATE THE DISCUSSIONREGARDING THE CRUCIAL NEEDFOR RESILIENT AND INCLUSIVECITIES

NEW YORK UNIVERSITY N/A PC EITHER FOR GENERAL 30025 WEST 4TH STREET 4TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10012 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORK UNIVERSITY N/A PC EITHER FOR GENERAL 1,50325 WEST 4TH STREET 4TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10012 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NEW YORK UNIVERSITY N/A PC FOR USE BY THE INSTITUTE OF 400,000655 BROADWAY ROOM 801 KNOWLEDGE IN SUPPORT OFNEW YORK, NY 10012 ITS RESILIENT CITIES BY

DESIGN PROJECT, WHICH WILLPARTNER WITH MEMBERS OFTHE 100 RESILIENT CITIESNETWORK TO ORCHESTRATEPROCESSES AND COMPETITIONSBASED ON THE REBUILD BYDESIGN MODEL

NEW YORK UNIVERSITY N/A PC FOR USE BY ITS MARRON 160,000655 BROADWAY ROOM 801 INSTITUTE OF URBANNEW YORK, NY 10012 MANAGEMENT IN SUPPORT OF A

PROJECT TO IDENTIFY THESPATIAL ATTRIBUTES OF CITIESAND RECOMMENDINTERVENTIONS THAT CANIMPROVE THE LONG-TERMINCLUSIVENESS OFMETROPOLITAN AND URBANECONOMIES GLOBALLY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NEW YORKERS FOR PARKS N/A PC IN SUPPORT OF DEVELOPING 75,00055 BROAD STREET 23RD FLOOR NEW RESEARCHNEW YORK, NY 10004 METHODOLOGIES AND TOOLS IN

ORDER TO BETTER ADVOCATEFOR PARKS AND OPEN SPACESIN THE INCREASINGLY COMPLEXPLANNING CHALLENGESEMERGING IN MODERN CITIES

NEWARK PUBLIC RADIO INC54 PARK PL N/A PC EITHER FOR GENERAL 300NEWARK, NJ 071024302 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

NONPROFIT FINANCE FUND N/A PC EITHER FOR GENERAL 3,0005 HANOVER SQUARE NINTH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10004 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NONPROFIT FINANCE FUND N/A PC EITHER FOR GENERAL 3,0005 HANOVER SQUARE NINTH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10004 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NON-PROFIT TECHNOLOGY ENTERPRISE N/A PC EITHER FOR GENERAL 3,000NETWORK PURPOSES OR AS DESIGNATED621 SW ALDER ST STE 310 BY THE ROCKEFELLERPORTLAND, OR 972053634 FOUNDATION EMPLOYEES

CONTRIBUTION

NON-PROFIT TECHNOLOGY ENTERPRISE N/A PC EITHER FOR GENERAL 1,500NETWORK PURPOSES OR AS DESIGNATED621 SW ALDER ST STE 310 BY THE ROCKEFELLERPORTLAND, OR 972053634 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NORMAN ROCKWELL MUSEUM AT N/A PC EITHER FOR GENERAL 1,500STOCKBRIDGE INC PURPOSES OR AS DESIGNATED9 GLENDALE RD BY THE ROCKEFELLERSTOCKBRIDGE, MA 012629702 FOUNDATION EMPLOYEES

CONTRIBUTION

NORTHWESTERN UNIVERSITY N/A PC EITHER FOR GENERAL 23,2501201 DAVIS ST RM 1-400 PURPOSES OR AS DESIGNATEDEVANSTON, IL 60201 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

NORTHWESTERN UNIVERSITY N/A PC EITHER FOR GENERAL 23,2501201 DAVIS ST RM 1-400 PURPOSES OR AS DESIGNATEDEVANSTON, IL 60201 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

NORTHWESTERN UNIVERSITY N/A PC FOR USE BY ITS KELLOGG 220,000633 CLARK STREET SCHOOL OF MANAGEMENT INEVANSTON, IL 60208 SUPPORT OF THE ROCKEFELLER

FOUNDATION & KELLOGGSCHOOL OF MANAGEMENTSUSTAINABLE INVESTINGFELLOWSHIP, AN EFFORT TOBUILD THE FIELD OF IMPACTINVESTING IN BUSINESS ANDPROFESSIONAL EDUCATION

OCEANA INC N/A PC EITHER FOR GENERAL 15,0001350 CONNECTICUT AVE NW FL 5 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200361727 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

OGILVY AND MATHER GROUP N/A NC IN SUPPORT OF FACILITATING A 210,000HOLDINGS LIMITED CONVENING ON EFFECTIVESEA CONTAINERS 18 UPPER GROUND COMMUNICATIONS TOLONDON, LONDON IMPLEMENT THE PARISUK AGREEMENT, TO BE HELD AT

THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY, JUNE2017

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

OGILVY PUBLIC RELATIONS N/A NC IN SUPPORT OF PROVIDING 200,000WORLDWIDE INC COMMUNICATIONS SUPPORT636 11TH AVENUE FOR THE INFLUENCENEW YORK, NY 10036 OBJECTIVES OF THE

ROCKEFELLER FOUNDATIONBELLAGIO CENTER, TO INFORMNEW AUDIENCES ABOUT THERESIDENCY AND CONFERENCEOPPORTUNITIES, INCREASEAWARENESS OF THEFOUNDATIONS STRATEGICGOALS AMONGSTPARTICIPANTS, AND ELEVATETHE WORK ADVANCED BYPARTICIPANTS, PARTICULARLYTHOSE WORKING TO BUILDRESILIENCE AND MOREINCLUSIVE ECONOMIES

OHIO STATE UNIVERSITY FOUNDATION N/A PC EITHER FOR GENERAL 5331480 W LANE AVE PURPOSES OR AS DESIGNATEDCOLUMBUS, OH 43221 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

OIL CHANGE INTERNATIONAL N/A PC EITHER FOR GENERAL 3,000714 G STREET SE SUITE 202 PURPOSES OR AS DESIGNATEDMT RANIER, DC 200032883 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

OIL CHANGE INTERNATIONAL N/A PC EITHER FOR GENERAL 3,000714 G STREET SE SUITE 202 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20003 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ONE ACRE FUND N/A PC EITHER FOR GENERAL 75080 BROAD ST SUITE 2500 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10004 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ONFRONTIERS INC N/A NC IN SUPPORT OF NETWORK- 350,0001407 BROADWAY 24TH FLOOR BUILDING ACTIVITIES FORNEW YORK, NY 10018 ZILIENT, A RESILIENCE ONLINE

PUBLISHING AND KNOWLEDGE-SHARING PLATFORM

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

OPEN SPACE INSTITUTE LAND TRUST N/A PC EITHER FOR GENERAL 25,000291 HUDSON AVENUE SUITE B PURPOSES OR AS DESIGNATEDALBANY, NY 12210 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ORGANIZATIONAL RESEARCH SERVICES N/A NC IN SUPPORT OF CONDUCTING A 2,000INC MARKET LANDSCAPE OF1100 OLIVE WAY SUITE 1350 CURRENT SOCIAL IMPACTSEATTLE, WA 98101 MEASUREMENT AND

EVALUATION APPROACHES ANDSHARING THE FINDINGS INORDER TO STRENGTHEN THEEVIDENCE BASE FOR IMPACTINVESTMENTS AND MARKET-BASED SOLUTIONS

OVE ARUP AND PARTNERS N/A NC IN SUPPORT OF ENABLING 332,943INTERNATIONAL LIMITED CITIES TO USE THE CITY13 FITZROY STREET RESILIENCE INDEX TO ASSESSLONDON, LONDON THEIR RESILIENCE THROUGHUK DIRECT ENGAGEMENT,

TECHNICAL SUPPORT ANDGUIDING MATERIALS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

OVE ARUP AND PARTNERS N/A NC IN SUPPORT OF DEVELOPING A 300,000INTERNATIONAL LIMITED CITY WATER RESILIENCE13 FITZROY STREET FRAMEWORK TO PROVIDE ALONDON, LONDON COMPREHENSIVE SET OFUK INDICATORS, VARIABLES AND

METRICS THAT CAN BE USED BYCITIES TO MEASURE THERESILIENCE OF THEIR URBANWATER SYSTEMS OVER TIME

OXFAM-AMERICA INC N/A PC EITHER FOR GENERAL 1,500226 CAUSEWAY ST FL 5 PURPOSES OR AS DESIGNATEDBOSTON, MA 021142155 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PACIFIC INSTITUTE FOR STUDIES IN N/A PC FOR USE BY CIRCLE OF BLUE 150,000DEVELOPMENT ENVIRONMENT AND TOWARD THE COSTS OFSECURITY ORGANIZING A GLOBAL654 13TH STEET CONVERSATION AT THEOAKLAND, CA 94612 VATICAN ON WORLD WATER

DAY 2017 THAT WILL HELPREFRAME HOW THE WORLDUNDERSTANDS, VALUES, ANDSTEWARDS ITS WATERSUPPLIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PAMOJA MEDIA EAST AFRICA LIMITED N/A NC IN SUPPORT OF TRANSITIONING 5,000APT 4 KINDARUMA LANE A GROUP OF CLIMATENAIROBI, NAIROBI EXCHANGE NETWORK FORKE AFRICA GRANTEES TO AN

ENHANCED ONLINE KNOWLEDGESHARING AND MANAGEMENTSYSTEM FOR RESEARCH ANDDEVELOPMENT WORK ONCLIMATE CHANGE RESILIENCEFOR AFRICAN AGRICULTURE

PAN MASSACHUSETTS CHALLENGE INC N/A PC EITHER FOR GENERAL 75077 4TH AVENUE PURPOSES OR AS DESIGNATEDNEEDHAM , MA 02494 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PAN MASSACHUSETTS CHALLENGE INC N/A PC EITHER FOR GENERAL 30077 4TH AVENUE PURPOSES OR AS DESIGNATEDNEEDHAM, MA 02494 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PAN MASSACHUSETTS CHALLENGE INC N/A PC EITHER FOR GENERAL 30077 4TH AVENUE PURPOSES OR AS DESIGNATEDNEEDHAM, MA 02494 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PAN MASSACHUSETTS CHALLENGE INC N/A PC EITHER FOR GENERAL 30077 4TH AVENUE PURPOSES OR AS DESIGNATEDNEEDHAM, MA 02494 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PAN MASSACHUSETTS CHALLENGE INC N/A PC EITHER FOR GENERAL 30077 4TH AVENUE PURPOSES OR AS DESIGNATEDNEEDHAM, MA 02494 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

PANORAMA GLOBAL N/A PC IN SUPPORT OF ESTABLISHING 332,500117 EAST LOUISA STREET THE ROCKEFELLER FOUNDATIONSEATTLE, WA 98102 COMMISSION ON PLANETARY

HEALTH, AN EFFORT TO HELPBUILD THE MULTI-DISCIPLINARYFIELD OF PLANETARY HEALTH

PARK SLOPE CHRISTIAN HELP INC N/A PC EITHER FOR GENERAL 3,000200 4TH AVENUE PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112173180 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PARK SLOPE CHRISTIAN HELP INC N/A PC EITHER FOR GENERAL 3,000200 4TH AVENUE PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112173180 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PATHNORTH INC N/A PC IN SUPPORT OF ITS 2018 150,0001717 RHODE ISLAND AVENUE NW ANNUAL GATHERING TO BESUITE HELD IN NEW ORLEANS700WASHINGTON, DC 20036

PEAK GRANTMAKING N/A PC EITHER FOR GENERAL 10,0001666 K STREET NW SUITE 440 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PEAK GRANTMAKING INC N/A PC EITHER FOR GENERAL 10,0001666 K STREET NW SUITE 440 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PER SCHOLAS INC N/A PC EITHER FOR GENERAL 1,092804 EAST 138TH STREET 2ND FLOOR PURPOSES OR AS DESIGNATEDBRONX, NY 10454 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PER SCHOLAS INC N/A PC EITHER FOR GENERAL 1,478804 EAST 138TH STREET 2ND FLOOR PURPOSES OR AS DESIGNATEDBRONX, NY 10454 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PERFORMANCE ZONE INC DBA THE N/A PC EITHER FOR GENERAL 750FIELD PURPOSES OR AS DESIGNATED75 MAIDEN LANE STE 906 BY THE ROCKEFELLERNEW YORK, NY 100384626 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PERFORMANCE ZONE INC N/A PC EITHER FOR GENERAL 37575 MAIDEN LN STE 906 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PERSON TO PERSON INC1864 POST RD N/A PC EITHER FOR GENERAL 3,000DARIEN, CT 068205802 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

PERSON TO PERSON INC1864 POST RD N/A PC EITHER FOR GENERAL 300DARIEN, CT 068205802 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PETS ARE WONDERFUL SUPPORT INC N/A PC EITHER FOR GENERAL 317240 KENT AVENUE 2ND FLOOR PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112494121 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PHILANTHROPY NEW YORK INC N/A PC EITHER FOR GENERAL 1,5001500 BROADWAY 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100364055 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PHILANTHROPY NEW YORK INC N/A PC IN GENERAL SUPPORT OF ITS 40,0001500 BROADWAY 7TH FLOOR FOURTH MISSION TO STRENGTHENFLOOR PHILANTHROPY BY OFFERINGNEW YORK, NY 10036 PROGRAMS AND RESOURCES

THAT SUPPORT EFFECTIVE,STRATEGIC GRANTMAKING,FACILITATING COLLABORATIONAND KNOWLEDGE SHARING,AND COMMUNICATING THEVALUE OF THE PHILANTHROPICSECTOR IN OUR SOCIETY, ANDTOWARD THE COSTS OF ITSFUND FOR 2025 CAPITALCAMPAIGN, A CAPACITYBUILDING EFFORT FOCUSED ONIMPLEMENTING ITS STRATEGICPLAN

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PHYSICIANS FOR REPRODUCTIVE N/A PC EITHER FOR GENERAL 8,250CHOICE AND HEALTH PURPOSES OR AS DESIGNATED55 W 39TH STREET SUITE 1001 BY THE ROCKEFELLERNEW YORK, NY 10018 FOUNDATION EMPLOYEES

CONTRIBUTION

PHYSICIANS FOR REPRODUCTIVE N/A PC EITHER FOR GENERAL 7,500HEALTH INC PURPOSES OR AS DESIGNATED1430 BROADWAY SUITE 1614 BY THE ROCKEFELLERNEW YORK, NY 10018 FOUNDATION EMPLOYEES

CONTRIBUTION

PHYSICIANS FOR REPRODUCTIVE N/A PC EITHER FOR GENERAL 3,000HEALTH INC PURPOSES OR AS DESIGNATED1430 BROADWAY SUITE 1614 BY THE ROCKEFELLERNEW YORK, NY 10018 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PIERPONT MORGAN LIBRARY N/A PC EITHER FOR GENERAL 270225 MADISON AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100160000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PIERPONT MORGAN LIBRARY N/A PC EITHER FOR GENERAL 270225 MADISON AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100160000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 375OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 3,000OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 1,500OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 105OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 300OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 1,200OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 300OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 105OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

PLANNED PARENTHOOD FEDERATION N/A PC EITHER FOR GENERAL 1,050OF AMERICA PURPOSES OR AS DESIGNATED123 WILLIAM STREET 10TH FL BY THE ROCKEFELLERNEW YORK, NY 10038 FOUNDATION EMPLOYEES

CONTRIBUTION

PLANNED PARENTHOOD OF N/A PC EITHER FOR GENERAL 375METROPOLITAN WASHINGTON DC INC PURPOSES OR AS DESIGNATED1225 4TH ST NE BY THE ROCKEFELLERWASHINGTON, DC 20002 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

POLICYLINK N/A PC IN SUPPORT OF EQUITY SUMMIT 50,0001438 WEBSTER STREET SUITE 303 2018OAKLAND, CA 94612

POLY PREP COUNTRY DAY SCHOOL N/A PC EITHER FOR GENERAL 3009216 SEVENTH AVENUE POLY PREP PURPOSES OR AS DESIGNATEDCOUNTRY DAY SCHOOL DEVELOPMENT BY THE ROCKEFELLEROFFI FOUNDATION EMPLOYEESBROOKLYN, NY 11228 CONTRIBUTION

POSSIBILITIES AFRICAPO BOX 209 N/A PC EITHER FOR GENERAL 30,000ELKHORN, NE 68022 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

POSSIBILITIES AFRICAPO BOX 209 N/A PC EITHER FOR GENERAL 15,000ELKHORN, NE 68022 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

POST ROAD FOUNDATION N/A PC TOWARD THE COSTS OF 150,0001935 ADDISON STREET SUITE A CONDUCTING PRE-FEASIBILITYBERKELEY, CA 94704 STUDIES FOR THREE

COMMUNITIES IN THE U S TOASSESS THE POTENTIAL FORINTEGRATED AND SUSTAINABLEDIGITAL INFRASTRUCTUREINVESTMENTS

PRABHAT EDUCATION FOUNDATION N/A PC IN SUPPORT OF 140,000B1002 RUSHIN TOWERS OPP STAR STRENGTHENING ITS COREBAZAAR CAPACITY AND LEADERSHIPSATELLITE ROAD CAPACIATY TO ACHIEVE ITSGUJARAT,GUJARAT 380015 MISSION OF PROVIDINGIN COMMUNITY-BASED SERVICES

TO MARGINALIZED DISABLEDPOPULATIONS IN THE SLUMS OFAHMEDABAD, INDIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRACHAKOM YAN KADEEJEEN- N/A PC EITHER FOR GENERAL 7,500KHOLNGSAN FOUNDATION PURPOSES OR AS DESIGNATED276 THESSABAN SAI 2 RD BY THE ROCKEFELLERBANGKOK, BANGKOK FOUNDATION EMPLOYEESTH CONTRIBUTION

PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL 7,920MONTCLAIR PURPOSES OR AS DESIGNATED53 NORWOOD AVE BY THE ROCKEFELLERMONTCLAIR, NJ 07043 FOUNDATION EMPLOYEES

CONTRIBUTION

PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL 13,350MONTCLAIR PURPOSES OR AS DESIGNATED53 NORWOOD AVE BY THE ROCKEFELLERMONTCLAIR, NJ 07043 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL 300MONTCLAIR PURPOSES OR AS DESIGNATED53 NORWOOD AVENUE BY THE ROCKEFELLERUPPER MONTCLAIR, NJ 07043 FOUNDATION EMPLOYEES

CONTRIBUTION

PRESBYTERIAN CHURCH OF UPPER N/A PC EITHER FOR GENERAL 150MONTCLAIR PURPOSES OR AS DESIGNATED53 NORWOOD AVENUE BY THE ROCKEFELLERUPPER MONTCLAIR, NJ 07043 FOUNDATION EMPLOYEES

CONTRIBUTION

PRESIDENT AND FELLOWS OF HARVARD N/A PC FOR USE BY ITS HUTCHINS 500,000COLLEGE CENTER FOR AFRICAN &1350 MASSACHUSETTS AVENUE AFRICAN AMERICAN RESEARCHMASSACHUS IN SUPPORT OF DEVELOPINGTTS HALL SELMA ONLINE, A MULTIMEDIA,CAMBRIDGE, MA 02138 INTERACTIVE ONLINE

EDUCATION PLATFORM USINGTHE SELMA VOTING RIGHTSCAMPAIGN AS A CASE-STUDY INLEADERSHIP, DECISION-MAKING, RACE, CIVIL RIGHTSAND ENGAGED CITIZENSHIP

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRESIDENT AND FELLOWS OF HARVARD N/A PC FOR USE BY ITS HARVARD 50,000COLLEGE KENNEDY SCHOOLS CENTER FOR1350 MASSACHUSETTS AVENUE PUBLIC LEADERSHIP INMASSACHUS SUPPORT OF THE INITIATIVETTS HALL FOR RESPONSIBLE INVESTING,CAMBRIDGE, MA 02138 AN EFFORT TO EXPLORE

ALTERNATIVE APPROACHES TOINSTITUTIONAL INVESTMENT INSUSTAINABLE INFRASTRUCTUREIN THE U S

PRESIDENT AND FELLOWS OF HARVARD N/A PC FOR USE BY ITS SCHOOL OF 49,297COLLEGE PUBLIC HEALTH IN SUPPORT OF1350 MASSACHUSETTS AVENUE DEVELOPING, TESTING ANDMASSACHUS DEEPENING THETTS HALL CONCEPTUALIZATION OFCAMBRIDGE, MA 02138 RESILIENT HEALTH SYSTEMS IN

WEST AFRICA IN THE WAKE OFTHE EBOLA CRISIS

PRESIDENT AND FELLOWS OF HARVARD N/A PC FOR USE BY ITS GLOBAL HEALTH 20,000COLLEGE INSTITUTE IN COLLABORATION1350 MASSACHUSETTS AVENUE WITH THE LONDON SCHOOL OFMASSACHUS HYGIENE AND TROPICALTTS HALL MEDICINE IN SUPPORT OFCAMBRIDGE, MA 02138 HOLDING A CONVENING AND

PRODUCING A REPORT TOEXAMINE WEAKNESSES IN THEGLOBAL HEALTH SYSTEMEXPOSED BY THE EBOLAEPIDEMIC IN AN EFFORT TOIMPROVE GLOBAL RESPONSESTO FUTURE HEALTH CRISES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRESIDENT AND FELLOWS OF HARVARD N/A PC FOR USE BY ITS CENTER FOR 1,445,599COLLEGE THE ENVIRONMENT IN SUPPORT1350 MASSACHUSETTS AVENUE OF ACTIVITIES TO LAUNCH AMASSACHUS NEW FIELD OF PLANETARYTTS HALL HEALTH IN ORDER TO YIELDCAMBRIDGE, MA 02138 BETTER SOLUTIONS TO HEALTH

CHALLENGES IN THE 21STCENTURY

PRESIDENTS & FELLOWS OF HARVARD N/A PC EITHER FOR GENERAL 12,000COLLEGE PURPOSES OR AS DESIGNATED124 MOUNT AUBURN STREET - 5TH BY THE ROCKEFELLERFLOOR FOUNDATION EMPLOYEESCAMBRIDGE, MA 02138 CONTRIBUTION

PRINCETON DAY SCHOOL INC N/A PC EITHER FOR GENERAL 150PO BOX 75 PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085420075 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRINCETON DAY SCHOOL INC N/A PC EITHER FOR GENERAL 750PO BOX 75 PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085420075 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PRINCETON PROJECT 55 INC N/A PC EITHER FOR GENERAL 3,16512 STOCKTON ST PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085406813 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PRINCETON PROJECT 55 INC N/A PC EITHER FOR GENERAL 3,16512 STOCKTON ST PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085406813 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRINCETON UNIVERSITY N/A PC EITHER FOR GENERAL 1,500330 ALEXANDER STREET PO BOX 5357 PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085435357 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PRINCETON UNIVERSITY N/A PC EITHER FOR GENERAL 61330 ALEXANDER STREET PO BOX 5357 PURPOSES OR AS DESIGNATEDPRINCETON, NJ 085435357 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PRO PUBLICA INC N/A PC EITHER FOR GENERAL 3,000155 AVENUE OF THE AMERICAS PURPOSES OR AS DESIGNATEDNEW YORK, NY 10013 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PRO PUBLICA INC N/A PC EITHER FOR GENERAL 300155 AVENUE OF THE AMERICAS PURPOSES OR AS DESIGNATEDNEW YORK, NY 10013 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PROJECT OF EASTON INC320 FERRY ST N/A PC EITHER FOR GENERAL 450EASTON, PA 180424539 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

PROSPECT PARK ALLIANCE N/A PC EITHER FOR GENERAL 6095 PROSPECT PARK W PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112153709 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PS 230 PTA1 ALBEMARLE RD N/A PC EITHER FOR GENERAL 1,500BROOKLYN, NY 112182201 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

PS 41 CHESS CLUB INC116 W 11TH ST N/A PC EITHER FOR GENERAL 2,250NEW YORK, NY 100118306 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

PUBLIC ALLIES INC N/A PC EITHER FOR GENERAL 3,000735 N WATER ST STE 550 PURPOSES OR AS DESIGNATEDMILWAUKEE, WI 532024104 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PUBLIC ALLIES INC N/A PC EITHER FOR GENERAL 3,000735 N WATER ST STE 550 PURPOSES OR AS DESIGNATEDMILWAUKEE, WI 532024104 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PUBLIC ALLIES INC N/A PC EITHER FOR GENERAL 3,000735 N WATER STREET STE 550 PURPOSES OR AS DESIGNATEDMILWAUKEE, WI 532024104 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

PUBLISEZ INC27 PARK PLACE N/A NC IN SUPPORT OF 255,000BROOKLYN, NY 11217 COMMUNICATIONS EFFORTS

FOR THE FINANCINGMECHANISMS SUPPORTED BYTHE ROCKEFELLERFOUNDATIONS INNOVATIVEFINANCE ZERO GAP PORTFOLIOTO INCREASE THE LIKELIHOODOF MARKET ADOPTION BYRAISING AWARENESS AMONGKEY STAKEHOLDERS ABOUTHOW INNOVATIVE FINANCE CANBE HARNESSED TO DRIVEPRIVATE SECTOR CAPITALTOWARD ACHIEVING CRITICALSOCIAL AND ENVIRONMENTALOUTCOMES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PUBLISEZ INC27 PARK PLACE N/A NC IN SUPPORT OF 162,500BROOKLYN, NY 11217 COMMUNICATIONS EFFORTS

FOR THE FINANCINGMECHANISMS SUPPORTED BYTHE ROCKEFELLERFOUNDATIONS INNOVATIVEFINANCE ZERO GAP PORTFOLIOTO INCREASE THE LIKELIHOODOF MARKET ADOPTION BYRAISING AWARENESS AMONGKEY STAKEHOLDERS ABOUTHOW INNOVATIVE FINANCE CANBE HARNESSED TO DRIVEPRIVATE SECTOR CAPITALTOWARD ACHIEVING CRITICALSOCIAL AND ENVIRONMENTALOUTCOMES

PUBLISEZ INC27 PARK PLACE N/A NC IN SUPPORT OF AMPLIFYING THE 100,000BROOKLYN, NY 11217 IMPACT OF THE FOUNDATIONS

SCAN AND SEARCHGRANTMAKING BY MOREBROADLY COMMUNICATING ANDDISSEMINATING KEY FINDINGSAND INSIGHTS

PURDUE UNIVERSITY N/A PC EITHER FOR GENERAL 300403 WEST WOOD STREET PURPOSES OR AS DESIGNATEDWEST LAFAYETTE, IN 479072007 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

PURPOSE GLOBAL LLC N/A NC IN SUPPORT OF CONDUCTING A 460,000115 5TH AVENUE 6TH FLOOR NATIONAL CAMPAIGN TONEW YORK, NY 10003 IMPROVE THE QUALITY OF JOBS

IN AMERICA BY INFLUENCINGEMPLOYERS TO COMMIT TOGIVING THEIR SHIFTEMPLOYEES AT LEAST TWOWEEKS NOTICE ON THEIRSCHEDULES

PYMETRICS INC79 MADISON AVENUE N/A NC IN SUPPORT OF A PILOT 100,000NEW YORK, NY 10016 PROJECT TO DEMONSTRATE

HOW CANDIDATE ASSESSMENTTECHNOLOGIES CAN REDUCEBIAS IN YOUTH HIRING ANDUNLOCK ADDITIONALEMPLOYMENT OPPORTUNITIESFOR DISADVANTAGED YOUNGPEOPLE IN THE U S

PYXERA GLOBAL INC N/A PC IN SUPPORT OF REDUCING 2,500,0001030 15TH STREET NW SUITE 730 EAST POST-HARVEST FOOD LOSS ANDWASHINGTON, DC 20005 IMPROVING THE LIVES OF

SMALLHOLDER FARMERS ANDOTHER VULNERABLE PEOPLE INTHE NIGERIAN TOMATO VALUECHAIN

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

QUANTIFIED VENTURES LLC N/A NC IN SUPPORT OF ASSISTING TWO 267,6881875 CONNECTICUT AVENUE NW 10TH US MUNICIPAL WATERFLOOR AUTHORITIES TO ISSUE PAY-WASHINGTON, DC 20009 FOR-SUCCESS MUNICIPAL

BONDS TO FINANCE GREENINFRASTRUCTURE PROJECTSSERVING POOR ANDVULNERABLE COMMUNITIES

QUEENS MUSEUM OF ART NEW YORK N/A PC EITHER FOR GENERAL 1,500CITY BUILDING PURPOSES OR AS DESIGNATEDFLUSHING MEADOWS CORONA PARK BY THE ROCKEFELLERQUEENS, NY 11368 FOUNDATION EMPLOYEES

CONTRIBUTION

QUEENS UNIVERSITY OF CHARLOTTE N/A PC EITHER FOR GENERAL 9,0001900 SELWYN AVE PURPOSES OR AS DESIGNATEDCHARLOTTE, NC 282740001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

QUEENS UNIVERSITY OF CHARLOTTE N/A PC EITHER FOR GENERAL 33,7501900 SELWYN AVE PURPOSES OR AS DESIGNATEDCHARLOTTE, NC 282740001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

RAND CORPORATION N/A PC IN SUPPORT OF QUANTIFYING 238,3351776 MAIN STREET THE RETURNS ON RESILIENCESANTA MONICA, CA 90407 INVESTMENT BY DEVELOPING A

FRAMEWORK AND MODEL, ANDIDENTIFYING DATA SOURCESAND ESTIMATION STRATEGIES

RARE N/A PC EITHER FOR GENERAL 3,0001310 N COURTHOUSE ROAD SUITE 110 PURPOSES OR AS DESIGNATEDARLINGTON, VA 22201 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

RED HOOK INITIATIVE N/A PC EITHER FOR GENERAL 150767 HICKS STREET PURPOSES OR AS DESIGNATEDBROOKLYN, NY 112312505 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

RED HOOK INITIATIVE INC N/A PC IN SUPPORT OF RED HOOK 25,000767 HICKS STREET RESILIENCY FORUMBROOKLYN, NY 11231

REGIONAL PLAN ASSOCIATION INC N/A PC EITHER FOR GENERAL 25,0004 IRVING PLACE 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10003 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

REGIONAL PLAN ASSOCIATION INC N/A PC TOWARD THE COSTS OF 95,0004 IRVING PLACE SUITE 711-S REGIONAL CORRIDORS OFNEW YORK, NY 10003 RESILIENCE AND EQUITY, A

PUBLIC DESIGN COMPETITION,EXHIBITION AND EDUCATIONPROGRAM TO EXAMINE HOWCOMMUNITIES IN THE NEWYORK-NEW JERSEY-CONNECTICUT METROPOLITANAREA CAN CHANGE AND GROWIN A WAY THAT PROMOTESECONOMIC OPPORTUNITY,REDUCES INEQUALITY, ANDINCREASES RESILIENCE

RESEARCH FOUNDATION OF THE CITY N/A PC FOR USE BY ITS INSTITUTE FOR 1,500,000UNIVERSITY OF NEW YORK STATE AND LOCAL GOVERNANCE230 WEST 41ST STREET IN SUPPORT OF CONTINUINGNEW YORK, NY 10036 ITS EQUALITY INDICATORS

PROJECT IN NEW YORK CITYWITH ADDITIONAL FOCUS ONIMPROVING DISPARITIES INHEALTH AND JUSTICE, AND OFEXPANDING THE FRAMEWORKTO FIVE OTHER CITIES ACROSSTHE COUNTRY THROUGH EITHERTECHNICAL ORIMPLEMENTATION ASSISTANCE

RESEARCH FOUNDATION OF THE CITY N/A PC IN CONTINUED SUPPORT OF ITS 500,000UNIVERSITY OF NEW YORK CUNY CULTURAL CORPS TO230 WEST 41ST STREET PROVIDE TRAINING AND PAIDNEW YORK, NY 10036 INTERNSHIPS TO LOW-INCOME

YOUTH AT CULTURALINSTITUTIONS THROUGHOUTNEW YORK CITY IN AN EFFORTTO DIVERSIFY THE WORKFORCEOF THE CULTURAL SECTOR ANDTO ENDOW FIVE DAVIDROCKEFELLER CULTURAL CORPSFELLOWSHIPS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

RESEARCH TRIANGLE INSTITUTE N/A PC IN SUPPORT OF MONITORING 50,0003040 E CORNWALLIS ROAD AND LEARNING ACTIVITIESRESEARCH TRIANGLE PARK, NC 27709 RELATED TO THE FOUNDATIONS

YIELDWISE INITIATIVE AND ITSGRANTEES AND PARTNERS, INORDER TO BENEFIT THE FIELDOF AGRICULTURE AT LARGEAND MORE SPECIFICALLYSMALL-HOLDER FARMERHOUSEHOLDS

RESEAU DORGANISATIONS POUR LA N/A NC IN SUPPORT OF PLANNING 227,476SURVEILLANCE REGIONALE DES ACTIVITIES TO ESTABLISH AMALADIES WEST AFRICAN DISEASE17 RUE BOURGELAT 20 RUE DE LA SURVEILLANCE NETWORK INVILLETTE THE WAKE OF THE EBOLALYON CRISISFR

RESOLUTION PROJECT INC N/A PC EITHER FOR GENERAL 2,298420 LEXINGTON AVENUE SUITE 1626- PURPOSES OR AS DESIGNATED27 BY THE ROCKEFELLERNEW YORK, NY 10170 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

RESOLUTION PROJECT INC N/A PC EITHER FOR GENERAL 492420 LEXINGTON AVENUE SUITE 1626- PURPOSES OR AS DESIGNATED27 BY THE ROCKEFELLERNEW YORK, NY 10170 FOUNDATION EMPLOYEES

CONTRIBUTION

RESOURCE ALLIANCE LIMITED N/A PC TOWARD THE COSTS OF 62,6505TH FLOOR DEVELOPMENT HOUSE 56- EXPANDING THE NGO AWARDS64 PROGRAM IN ASIA TO VIETNAMLEONARD STREET IN CONSOLIDATION WITH THELONDON, LONDON TWO EXISTING NGO AWARDS INUK INDIA AND THAILAND

RESULTS FOR DEVELOPMENT N/A PC FOR USE BY THE 250,000INSTITUTE INC INTERNATIONAL DEVELOPMENT1111 19TH STREET NW SUITE 700 INNOVATION ALLIANCE IDIA, AWASHINGTON, DC 20036 NETWORK OF LEADING

DEVELOPMENT INNOVATIONFUNDERS, TOWARD THE COSTSOF PROMOTING ANDADVANCING INNOVATION AS AMEANS TO HELP ACHIEVESUSTAINABLE DEVELOPMENTWITH POOR OR VULNERABLEPOPULATIONS IN THE GLOBALSOUTH

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

RIGHT MANAGEMENT INC N/A NC IN SUPPORT OF A PROJECT TO 100,000100 MANPOWER PLACE TEST THE POTENTIAL OF AMILWAUKEE, WI 53212 STAFFING AGENCY MODEL FOR

PROVIDING EMPLOYMENT TODISADVANTAGED YOUNGPEOPLE IN THE U S

ROCKEFELLER ARCHIVE CENTER N/A POF IN SUPPORT OF HISTORICAL 172,24915 DAYTON AVENUE RESEARCH, SEMINARS, WEB-SLEEPY HOLLOW, NY 10591 BASED CONTENT DELIVERY AND

CONFERENCES TO STRENGTHENTHE UNDERSTANDING OF THEFOUNDATIONS HISTORY IN AGLOBAL CONTEXT

ROCKEFELLER PHILANTHROPY N/A PC IN-KIND CONTRIBUTION FOR 442,964ADVISORS INC THE 100 RESILIENT CITIES6 WEST 48TH STREET 10TH FLOOR PROJECTNEW YORK, NY 10036

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

ROCKEFELLER PHILANTHROPY N/A PC EITHER FOR GENERAL 50,000ADVISORS INC PURPOSES OR AS DESIGNATED6 WEST 48TH STREET 10TH FLOOR BY THE ROCKEFELLERNEW YORK, NY 10036 FOUNDATION EMPLOYEES

CONTRIBUTION

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY 100 RESILIENT 20,000,000ADVISORS INC CITIES TOWARD THE COSTS OF6 WEST 48TH STREET 10TH FLOOR BUILDING CITIES CAPACITYNEW YORK, NY 10036 GLOBALLY TO MAINTAIN AND

RECOVER CRITICAL FUNCTIONSIN THE FACE OF SHOCKS ANDSTRESSES, AND TO SUPPORTTHEIR PROGRESS TOWARDOPERATIONAL INDEPENDENCEAND SUSTAINABILITY

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY 100 RESILIENT 13,000,000ADVISORS INC CITIES TOWARD THE COSTS OF6 WEST 48TH STREET 10TH FLOOR BUILDING CITIES CAPACITYNEW YORK, NY 10036 GLOBALLY TO MAINTAIN AND

RECOVER CRITICAL FUNCTIONSIN THE FACE OF SHOCKS ANDSTRESSES, AND TO SUPPORTTHEIR PROGRESS TOWARDOPERATIONAL INDEPENDENCEAND SUSTAINABILITY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY ITS INTERNATIONAL 1,500,000ADVISORS INC COMMISSION ON FINANCING6 WEST 48TH STREET 10TH FLOOR GLOBAL EDUCATIONNEW YORK, NY 10036 OPPORTUNITY TOWARD THE

COSTS OF DESIGNING THEINTERNATIONAL FINANCEFACILITY FOR EDUCATION, APARTNERSHIP BETWEENDEVELOPING COUNTRIES,INTERNATIONAL FINANCIALINSTITUTIONS AND PUBLIC ANDPRIVATE DONORS TO MOBILIZENEW, CRITICALLY NEEDEDFUNDING FOR EDUCATION

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY 100 RESILIENT 1,463,140ADVISORS INC CITIES IN SUPPORT OF6 WEST 48TH STREET 10TH FLOOR EXPANDING AND ENRICHINGNEW YORK, NY 10036 THE GLOBAL RESILIENCE

ACADEMY CURRICULUM ANDINSTITUTIONALIZING ITSAPPROACH IN PARTNERSHIPWITH COLUMBIA UNIVERSITYSGRADUATE SCHOOL OFARCHITECTURE, PLANNING, ANDPRESERVATION

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY ITS FUND FOR 250,000ADVISORS INC SHARED INSIGHT TOWARD THE6 WEST 48TH STREET 10TH FLOOR COSTS OF ITS EFFORTS TONEW YORK, NY 10036 IMPROVE PHILANTHROPY BY

INCREASING OPENNESS INFOUNDATIONS AND CAPTURINGAND SHARING CROSS-CUTTINGLEARNING ACROSSFOUNDATIONS, GRANTEES ANDTHEIR BENEFICIARIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY ITS FUND FOR 135,000ADVISORS INC SHARED INSIGHT IN SUPPORT6 WEST 48TH STREET 10TH FLOOR OF IMPROVING BENEFICIARYNEW YORK, NY 10036 FEEDBACK LOOPS FOR SOCIAL

SERVICE ORGANIZATIONS INORDER TO INCREASETRANSPARENCY AND IMPACT INBOTH THE NON-PROFIT ANDPHILANTHROPIC SECTORS

ROCKEFELLER PHILANTHROPY N/A PC FOR USE BY ITS UPSTART CO- 90,000ADVISORS INC LAB TOWARD THE COSTS OF ITS6 WEST 48TH STREET 10TH FLOOR MISSION TO CONNECT ARTISTS,NEW YORK, NY 10036 IMPACT INVESTORS, AND

SOCIAL ENTREPRENEURS TOCREATE OPPORTUNITIES FORSCALABLE SOCIAL IMPACT

ROCKY MOUNTAIN INSTITUTE N/A PC FOR USE BY ITS CARBON WAR 650,0001820 FOLSOM STREET ROOM, TOWARD THE COSTS OFBOULDER, CO 803025703 THE SEED INITIATIVE, TO

ACCELERATE ENERGY ACCESSIN SUB-SAHARAN AFRICA BYCREATING INTEGRATED ENERGYPLANS AND BUILDING THECAPACITY OF THE PUBLIC ANDPRIVATE SECTORS TO ACT ONTHESE PLANS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ROYAL INSTITUTE OF INTERNATIONAL N/A PC FOR USE BY ITS CENTRE ON 40,070AFFAIRS GLOBAL HEALTH SECURITY INCHATHAM HOUSE 10 ST JAMESS SUPPORT OF THE PLANNINGSQUARE PROCESS FOR THELONDON, LONDON DEVELOPMENT OF A WESTUK AFRICAN DISEASE

SURVEILLANCE NETWORK

ROYAL INSTITUTE OF INTERNATIONAL N/A PC FOR USE BY ITS NEWLY 25,000AFFAIRS CREATED UNIVERSAL HEALTHCHATHAM HOUSE 10 ST JAMESS COVERAGE UHC POLICY FORUMSQUARE TOWARD THE COSTS OFLONDON, LONDON PROVIDING STRATEGICUK POLITICAL ADVOCACY ADVICE

ON UHC AND POSITIONING UHCWITHIN THE POST-2015DEVELOPMENT AGENDA

RURAL DEVELOPMENT INSTITUTE N/A PC IN SUPPORT OF CONDUCTING A 92,2821424 FOURTH AVE SUITE 300 LAND TENURE ASSESSMENT TOSEATTLE, WA 98101 UNDERSTAND THE

CORRELATION BETWEENINCREASED INVESTMENTS INTHE MANGO VALUE CHAIN ANDTHEIR IMPACT ON THE LANDTENURE STRUCTURES FORSMALLHOLDER FARMERS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 3754 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 3754 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 8254 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 1,5004 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 3004 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 1504 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

SADIE NASH LEADERSHIP PROJECT INC N/A PC EITHER FOR GENERAL 1,1254 W 43RD ST SUITE 502 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100367408 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAFE HORIZON N/A PC EITHER FOR GENERAL 752 LAFAYETTE STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10007 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 600185 W BROADWAY PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 15,000185 W BROADWAY PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 750185 W BROADWAY PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAFE PASSAGE PROJECT CORPORATION N/A PC EITHER FOR GENERAL 1,200185 W BROADWAY PURPOSES OR AS DESIGNATEDNEW YORK, NY 100132921 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SAILORS FOR THE SEA INC N/A PC EITHER FOR GENERAL 90,000449 THAMES ST UNIT 300D PURPOSES OR AS DESIGNATEDNEWPORT, RI 028406750 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAMBODHI RESEARCH AND N/A NC IN SUPPORT OF A PROJECT TO 200,000COMMUNICATIONS PRIVATE LIMITED CONDUCT AN IMPACTC - 126 SECTOR 2 NOIDA ASSESSMENT OF THEUTTAR PRADESH, UTTAR PRADESH FOUNDATIONS SMART POWERIN FOR RURAL DEVELOPMENT SPRD

INITIATIVE AND THE EXTENT TOWHICH THE INITIATIVE ISPOSITIVELY IMPACTING THELIVES OF PEOPLE ANDSPURRING ECONOMIC GROWTHIN SPRD-SUPPORTEDCOMMUNITIES IN INDIA

SAMBODHI RESEARCH AND N/A NC IN SUPPORT OF ANALYZING 108,925COMMUNICATIONS PRIVATE LIMITED IMPACT POTENTIAL AND KEYC - 126 SECTOR 2 NOIDA AREAS OF RISK RELATED TOUTTAR PRADESH, UTTAR PRADESH INTERVENTIONS DESIGNED TOIN REDUCE POST-HARVEST LOSS

AND GENERATE BENEFITS FORSMALL-HOLDER FARMERS ININDIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SAMBODHI RESEARCH AND N/A NC IN SUPPORT OF A PROJECT TO 10,000COMMUNICATIONS PRIVATE LIMITED CONDUCT AN IMPACTC - 126 SECTOR 2 NOIDA EVALUATION OF THEUTTAR PRADESH, UTTAR PRADESH FOUNDATION'S SMART POWERIN FOR RURAL DEVELOPMENT SPRD

INITIATIVE IN INDIA ANDASSESS THE EXTENT TO WHICHTHE INITIATIVE IS POSITIVELYIMPACTING THE LIVES OFPEOPLE AND SPURRINGECONOMIC GROWTH IN RURALCOMMUNITIES IN BIHAR ANDUTTAR PRADESH

SAMHITA SOCIAL VENTURES PRIVATE N/A NC IN SUPPORT OF A PROJECT TO 30,000LIMITED DEVELOP GUIDELINES FOR502 ATLANTA CENTRE SONAWALA IMPLEMENTING INDIAS NEWCROSS CORPORATE SOCIALLANE RESPONSIBILITY MANDATEMUMBAI, MUMBAI 400063 THROUGH BUILDINGIN COLLABORATIVE PLATFORMS TO

ADDRESS STRATEGIC SOCIALAND DEVELOPMENTCHALLENGES AND TESTING THEFEASIBILITY FOR SUCHPLATFORMS IN THE ENERGYACCESS AND RURALENTERPRISE PROMOTIONSECTOR

SANCTUARY FOR FAMILIES INC N/A PC EITHER FOR GENERAL 150PO BOX 1406 WALL STREET STATION PURPOSES OR AS DESIGNATEDNEW YORK, NY 102681406 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SANCTUARY FOR FAMILIES INC N/A PC EITHER FOR GENERAL 750PO BOX 1406 WALL STREET STATION PURPOSES OR AS DESIGNATEDNEW YORK, NY 102681406 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAVE THE CHILDREN FEDERATION INC N/A PC EITHER FOR GENERAL 300501 KINGS HIGHWAY EAST SUITE 400 PURPOSES OR AS DESIGNATEDFAIRFIELD, CT 06825 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SAVE THE CHILDREN FEDERATION N/A PC FOR USE BY ITS PROJECT, THE 200,000501 KINGS HIGHWAY EAST SUITE 400 START NETWORK, IN SUPPORTFAIRFIELD, CT 06825 OF LAUNCHING A REPLICA

INSURANCE PRODUCT THROUGHTHE AFRICAN RISK CAPACITYINITIATIVE, IN AN EFFORT TODEVELOP NEW FINANCINGINSTRUMENTS TO ENABLEFASTER, MORE EFFECTIVEHUMANITARIAN AID

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SEABROOK ISLAND GREEN SPACE N/A PC EITHER FOR GENERAL 600CONSERVANCY PURPOSES OR AS DESIGNATEDPO BOX 185 BY THE ROCKEFELLERJOHNS ISLAND, SC 294570185 FOUNDATION EMPLOYEES

CONTRIBUTION

SEABROOK ISLAND GREEN SPACE N/A PC EITHER FOR GENERAL 600CONSERVANCY PURPOSES OR AS DESIGNATEDPO BOX 185 BY THE ROCKEFELLERJOHNS ISLAND, SC 294570185 FOUNDATION EMPLOYEES

CONTRIBUTION

SECOND STAGE THEATRE N/A PC EITHER FOR GENERAL 150307 WEST 43RD STREET 5TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100230000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SECOND STAGE THEATRE N/A PC EITHER FOR GENERAL 150307 WEST 43RD STREET 5TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100230000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SERVICES AND ADVOCACY FOR GAY N/A PC EITHER FOR GENERAL 1,500LESBIAN BISEXUAL AND TRANS ELDERS PURPOSES OR AS DESIGNATEDINC BY THE ROCKEFELLER305 7TH AVE FL 15 FOUNDATION EMPLOYEESNEW YORK, NY 100016152 CONTRIBUTION

SETTLEMENT HOUSING FUND INC N/A PC EITHER FOR GENERAL 600247 W 37TH STREET 4TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100185706 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SHACK DWELLERS INTERNATIONAL N/A PC IN SUPPORT OF 300,000NO 4 SEYMOUR STREET OBSERVATORY STRENGTHENING ITS KNOWCAPE TOWN, CAPE TOWN YOUR CITY DATA PLATFORMSF WITH THE AIM OF MAKING IT

THE PREMIER SOURCE OFCOMMUNITY-GATHEREDINFORMATION ON INFORMALSETTLEMENTS FOR RESILIENCECITY PLANNING IN AFRICA, ANDA KEY PLATFORM PARTNER FORRELEVANT CITIES IN THE 100RESILIENT CITIES NETWORK

SHACK DWELLERS INTERNATIONAL N/A PC IN SUPPORT OF A PROJECT TO 6,000NO 4 SEYMOUR STREET OBSERVATORY FURTHER ADVANCE ITSCAPE TOWN, CAPE TOWN LEARNING, MONITORING ANDSF EVALUATION SYSTEM AND TO

PRESENT AND PROMOTE WORKTHAT DEMONSTRATESINCLUSIVE ECONOMIES ANDRESILIENCE IN AN URBANCONTEXT AT HABITAT III, THEUN CONFERENCE ON HOUSINGAND SUSTAINABLE URBANDEVELOPMENT, TO BE HELD INQUITO, ECUADOR, OCTOBER2016

SHAKTI SUSTAINABLE ENERGY N/A PC IN SUPPORT OF INFORMING 600,000FOUNDATION POLICY OUTCOMES AND POLICY,THE CAPITAL COURT 104B/2 FOURTH REGULATORY AND UTILITYFLOOR LEFT WING PLANNING SOLUTIONS TONEW DELHI, NEW DELHI 110067 ENERGY ACCESS IN RURALIN INDIA, ULTIMATELY

INCREASING THE AVAILABILITYOF PUBLIC FUNDING FOR RURALDECENTRALIZED RENEWABLEENERGY POWER PLANTS ANDOTHER ENERGY EFFICIENTTECHNOLOGIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SHATTERPROOF N/A PC EITHER FOR GENERAL 225101 MERRITT 7 CORPORATE PARK PURPOSES OR AS DESIGNATEDFIRST BY THE ROCKEFELLERFLOOR FOUNDATION EMPLOYEESNORWALK, CT 06851 CONTRIBUTION

SHINING HOPE FOR COMMUNITIES INC N/A PC TOWARD THE COSTS OF 100,000175 VARICK STREET PROMOTING PEACE ANDNEW YORK, NY 10014 PREVENTING POST-ELECTORAL

VIOLENCE IN INFORMALSETTLEMENTS IN NAIROBI ANDMOMBASA FOLLOWING THE2017 KENYAN PRESIDENTIALELECTION RERUN

SIDWELL FRIENDS SCHOOL N/A PC EITHER FOR GENERAL 1,5003825 WISCONSIN AVE NW PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200162907 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SILICON VALLEY COMMUNITY N/A PC FOR USE BY ITS PROJECT, THE 100,000FOUNDATION 100,000 OPPORTUNITIES2440 W EL CAMINO REAL SUITE 300 INITIATIVE, TOWARD THEMOUNTAIN VIEW, CA 94040 COSTS OF AN EMPLOYER-LED

COALITION COMMITTED TOINCREASING EMPLOYMENTOPPORTUNITIES FORDISADVANTAGED YOUNGPEOPLE IN THE U S

SILICON VALLEY COMMUNITY N/A PC EITHER FOR GENERAL 8,250FOUNDATION PURPOSES OR AS DESIGNATED2440 W EL CAMINO REAL SUITE 300 BY THE ROCKEFELLERMOUNTAIN VIEW, CA 94040 FOUNDATION EMPLOYEES

CONTRIBUTION

SKDKNICKERBOCKER LLC N/A NC IN SUPPORT OF 60,000594 BROADWAY SUITE 805 COMMUNICATIONS ANDNEW YORK, NY 10012 COMMUNITY ENGAGEMENT

ASSISTANCE FOR THENATIONAL DISASTERRESILIENCE COMPETITIONWINNING JURISDICTIONS, ANDRESILIENCE OUTREACH ANDCOMMUNICATIONS TO FEDERALAGENCIES, PHILANTHROPICORGANIZATIONS, AND PRIVATEBUSINESSES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

SMART POWER FOR RURAL N/A NC IN SUPPORT OF SCALING UP 2,981,229DEVELOPMENT INDIA FOUNDATION ORGANIZATIONAL CAPACITY TOC/O SCORPIO CORPORATE ADVISORS SUPPORT THE LAUNCH OF 300S-405 LGF GREATER KAILASH - II NEW DECENTRALIZEDNEW DELHI , NEW DELHI 110048 RENEWABLE ENERGY POWERIN PLANTS IN INDIA AND PROVIDE

CONTINUED ACCELERATEDENERGY ACCESS TO RURALHOMES AND LOCALBUSINESSES

SMILE ORGANIZATION INC N/A PC EITHER FOR GENERAL 60039 HOOVER AVENUE PURPOSES OR AS DESIGNATEDPASSAIC, NJ 07055 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SMILE ORGANIZATION INC N/A PC EITHER FOR GENERAL 1,50339 HOOVER AVENUE PURPOSES OR AS DESIGNATEDPASSAIC, NJ 07055 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SMILE ORGANIZATION INC N/A PC EITHER FOR GENERAL 1,50339 HOOVER AVENUE PURPOSES OR AS DESIGNATEDPASSAIC, NJ 07055 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SMITHSONIAN INSTITUTE N/A PC EITHER FOR GENERAL 7,500PO BOX 37012 MRC 712 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 200137012 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOCIAL TEES ANIMAL RESCUE N/A PC EITHER FOR GENERAL 300FOUNDATION PURPOSES OR AS DESIGNATED325 EAST 5TH STREET BY THE ROCKEFELLERNEW YORK, NY 10003 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOCIAL VENTURE PARTNERS N/A PC EITHER FOR GENERAL 9,000INTERNATIONAL PURPOSES OR AS DESIGNATED220 SECOND AVENUE SOUTH THIRD BY THE ROCKEFELLERFLOOR FOUNDATION EMPLOYEESSEATTLE, WA 981042222 CONTRIBUTION

SOCIETY FOR INTERNATIONAL N/A PC IN SUPPORT OF CHAPTER ONE 50,000DEVELOPMENT KENYA'S PEACE-BUILDING1101 15TH STREET NW ACTIVITIESWASHINGTON, DC 20005

SOCIETY OF THE THIRD STREET MUSIC N/A PC EITHER FOR GENERAL 900SCHOOL SETTLEMENT PURPOSES OR AS DESIGNATED235 EAST 11TH STREET BY THE ROCKEFELLERNEW YORK, NY 100037305 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOJOURNERS408 C STREET NE N/A PC IN SUPPORT OF THE MATTHEW 250,000WASHINGTON, DC 20002 25 MOVEMENT, AN EFFORT TO

BUILD ALLIES AND COALITIONSACROSS DIVERSEPERSPECTIVES OF LEADERS ANDORGANIZATIONS SEEKING TOADVOCATE ON BEHALF OFVULNERABLE COMMUNITIES INTHE U S

SOKA GAKKAI INTERNATIONAL USA N/A PC EITHER FOR GENERAL 1,500606 WILSHIRE BLVD PURPOSES OR AS DESIGNATEDSANTA MONICA, CA 90401 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOLIDAGO FOUNDATION N/A PC FOR USE BY THE WORKERS LAB 220,000150 MAIN STREET SUITE 24 IN SUPPORT OF DESIGNING ANDNORTHAMPTON, MA 01060 POTENTIALLY PILOTING

PORTABLE BENEFITS THATINCREASE FINANCIAL STABILITYFOR WORKERS IN THE UNITEDSTATES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL 1,058VIA G MAZZINI 18/C PURPOSES OR AS DESIGNATEDLOMBARDIA BY THE ROCKEFELLERIT FOUNDATION EMPLOYEES

CONTRIBUTION

SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL 1,622VIA G MAZZINI 18/C PURPOSES OR AS DESIGNATEDLOMBARDIA BY THE ROCKEFELLERIT FOUNDATION EMPLOYEES

CONTRIBUTION

SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL 2,230VIA G MAZZINI 18/C PURPOSES OR AS DESIGNATEDERBA BY THE ROCKEFELLERIT FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOLIDARIETA KENYA ONLUS N/A PC EITHER FOR GENERAL 3,551VIA G MAZZINI 18/C PURPOSES OR AS DESIGNATEDLOMBARDIA BY THE ROCKEFELLERIT FOUNDATION EMPLOYEES

CONTRIBUTION

SOLUTIONS JOURNALISM NETWORK N/A PC IN SUPPORT OF CREATING A 250,000INC PLATFORM FOR AGGREGATING79 MADISON AVENUE 2ND FLOORSTE SOCIAL-IMPACT DRIVEN224 REPORTING ON SOCIAL ANDNEW YORK, NY 10016 ENVIRONMENTAL CHALLENGES

AND MAKING IT ACCESSIBLE TOUNIVERSITY PROFESSORS ANDSTUDENTS, THE PHILANTHROPICAND SOCIAL SECTORS, AND THEGENERAL PUBLIC

SOUTHAMPTON FRESH AIR HOME N/A PC EITHER FOR GENERAL 3,00036 BARKERS ISLAND ROAD PURPOSES OR AS DESIGNATEDSOUTHAMPTON, NY 11968 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 3,000400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 1,500400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 75400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 330400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 75400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 750400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 60400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SOUTHERN POVERTY LAW CENTER INC N/A PC EITHER FOR GENERAL 75400 WASHINGTON AVE PURPOSES OR AS DESIGNATEDMONTGOMERY, AL 361044344 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SPARK PROGRAM INC N/A PC EITHER FOR GENERAL 3,000223 W JACKSON BLVD STE 520 PURPOSES OR AS DESIGNATEDCHICAGO, IL 60606 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SPECIAL OLYMPICS CONNECTICUT INC N/A PC EITHER FOR GENERAL 3002666 STATE ST STE 1 PURPOSES OR AS DESIGNATEDHAMDEN, CT 065172232 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SPECIAL OLYMPICS CONNECTICUT INC N/A PC EITHER FOR GENERAL 3002666-1 STATE STREETSTE 1 PURPOSES OR AS DESIGNATEDHAMDEN, CT 06517 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SQ FOUNDATION N/A PC EITHER FOR GENERAL 753900 W ALAMEDA AVE SUITE 2100 PURPOSES OR AS DESIGNATEDBURBANK,CA 91505 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SQ FOUNDATION N/A PC EITHER FOR GENERAL 75SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS DESIGNATEDLOS ANGELES, CA 90036 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SQ FOUNDATION N/A PC EITHER FOR GENERAL 75SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS DESIGNATEDLOS ANGELES, CA 90036 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SQ FOUNDATION N/A PC EITHER FOR GENERAL 75SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS DESIGNATEDLOS ANGELES, CA 90036 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SQ FOUNDATION N/A PC EITHER FOR GENERAL 75SQ FOUNDATION AGMB / BILL ABRAMS PURPOSES OR AS DESIGNATEDLOS ANGELES, CA 90036 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ST JUDE CHILDRENS N/A PC EITHER FOR GENERAL 375501 ST JUDE PLACE PURPOSES OR AS DESIGNATEDMEMPHIS, TN 38105 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

ST RAPHAEL CHURCH N/A PC EITHER FOR GENERAL 2,946600 NEWBRIDGE RD PURPOSES OR AS DESIGNATEDEAST MEADOW, NY 115545295 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ST WILLIAM THE ABBOT ROMAN N/A PC EITHER FOR GENERAL 4,425CATHOLIC CHURCH PURPOSES OR AS DESIGNATED2000 JACKSON AVE BY THE ROCKEFELLERSEAFORD, NY 117832628 FOUNDATION EMPLOYEES

CONTRIBUTION

ST BALDRICK'S FOUNDATION N/A PC EITHER FOR GENERAL 4501333 SOUTH MAYFLOWER AVENUE PURPOSES OR AS DESIGNATEDSUITE BY THE ROCKEFELLER400 FOUNDATION EMPLOYEESMONROVIA, CA 91016 CONTRIBUTION

ST JUDE CHILDREN'S RESEARCH N/A PC EITHER FOR GENERAL 300HOSPITAL PURPOSES OR AS DESIGNATED501 ST JUDE PLACE BY THE ROCKEFELLERMEMPHIS,TN 38105 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ST JUDE CHILDREN'S RESEARCH N/A PC EITHER FOR GENERAL 300HOSPITAL PURPOSES OR AS DESIGNATED501 ST JUDE PLACE BY THE ROCKEFELLERMEMPHIS,TN 38105 FOUNDATION EMPLOYEES

CONTRIBUTION

ST JUDE CHILDREN'S RESEARCH N/A PC EITHER FOR GENERAL 300HOSPITAL PURPOSES OR AS DESIGNATED501 ST JUDE PLACE BY THE ROCKEFELLERMEMPHIS,TN 38105 FOUNDATION EMPLOYEES

CONTRIBUTION

ST JUDE CHILDREN'S RESEARCH N/A PC EITHER FOR GENERAL 270HOSPITAL PURPOSES OR AS DESIGNATED501 ST JUDE PLACE BY THE ROCKEFELLERMEMPHIS,TN 38105 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

ST JUDE CHILDREN'S RESEARCH N/A PC EITHER FOR GENERAL 375HOSPITAL PURPOSES OR AS DESIGNATED501 ST JUDE PLACE BY THE ROCKEFELLERMEMPHIS, TN 38105 FOUNDATION EMPLOYEES

CONTRIBUTION

ST LUKE ' S EPISCOPAL CHURCH N/A PC EITHER FOR GENERAL 4,5001864 POST ROAD PURPOSES OR AS DESIGNATEDDARIEN, CT 06820 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

START SMALL THINK BIG N /A PC EITHER FOR GENERAL 6,0008 WEST 126TH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK , NY 10027 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

START SMALL THINK BIG N/A PC EITHER FOR GENERAL 3,0008 WEST 126TH STREET 3RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10027 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STELLA AND CHARLES GUTTMAN N/A PC EITHER FOR GENERAL 1,500COMMUNITY COLLEGE ASSOCIATION PURPOSES OR AS DESIGNATEDINC BY THE ROCKEFELLER50 WEST 40TH STREET 7TH FLOOR FOUNDATION EMPLOYEESNEW YORK, NY 100182602 CONTRIBUTION

STELLA AND CHARLES GUTTMAN N/A PC EITHER FOR GENERAL 1,125COMMUNITY COLLEGE ASSOCIATION PURPOSES OR AS DESIGNATEDINC BY THE ROCKEFELLER50 WEST 40TH STREET 7TH FLOOR FOUNDATION EMPLOYEESNEW YORK, NY 100182602 CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

STICHTING DIENST LANDBOUWKUNDIG N/A PC FOR USE BY THE CENTRE FOR 200,000ONDERZOEK DEVELOPMENT INNOVATION INDROEVENDAALSESTEEG 1 6708 PB SUPPORT OF A STUDY ON THEWAGENINGEN EFFECTIVENESS OF MULTI-GELDERLAND STAKEHOLDER PLATFORMS ANDNL PARTNERSHIPS IN CERTAIN

AGRICULTURE AND FOODSECURITY VALUE CHAININTERVENTIONS

STIFTUNG GLOBAL INFRASTRUCTURE N/A PC IN SUPPORT OF APPLYING ITS 25,206BASEL SUSTAINABILITY ANDELISABETHENSTRASSE 22 CH-4051 RESILIENCE STANDARD TOBASEL, BASEL INFRASTRUCTURE PROJECTS INSZ ORDER TO DEMONSTRATE THE

RESILIENCE DIVIDEND

STOCKHOLM WATER FOUNDATION N/A PC FOR USE BY ITS STOCKHOLM 300,000LINNEGATAN 87A BOX 101 87 INTERNATIONAL WATERSTOCKHOLM, STOCKHOLM INSTITUTE IN SUPPORT OFSW CONDUCTING RESEARCH AND

ANALYSIS TO DEVELOP ASTRATEGY TO ADVANCEFRESHWATER RESILIENCEGLOBALLY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 751270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 15,0001270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 3001270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 3051270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 3,0001270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 3001270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 15,3091270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 1,7631270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 7501270 BROADWAY RM 501 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

STONEWALL COMMUNITY FUND N/A PC EITHER FOR GENERAL 3,165446 WEST 33RD ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

STONY BROOK FOUNDATION N/A PC FOR USE BY ITS GLOBAL 500,000230 ADMINISTRATION STONY BROOK HEALTH INSTITUTE IN SUPPORTUNIVERSITY OF A FELLOWSHIP TOSTONY BROOK, NY 117941188 LANDSCAPE AND IDENTIFY

PROMISING OPPORTUNITIES TOIMPROVE ACCESS TO ANDQUALITY OF COMMUNITY-BASEDPRIMARY HEALTH CARETHROUGH DATA AND OTHERTECHNICAL TOOLS

STOP THE TRAFFIK USA INC N/A PC EITHER FOR GENERAL 600743 VIRGINIA AVE NE PURPOSES OR AS DESIGNATEDATLANTA, GA 303063683 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

STORYCORPS INC N/A PC TOWARD THE COSTS OF ITS 500,00080 HANSON PLACE 2ND FLOOR PROJECT ONE SMALL STEP THATBROOKLYN, NY 11217 SEEKS TO HELP BRIDGE

AMERICAS POLITICAL DIVIDESTHROUGH STORYTELLING

STREETSQUASH NEWARK N/A PC EITHER FOR GENERAL 15050 PARK PLACE PURPOSES OR AS DESIGNATEDNEWARK, NJ 07102 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

SUMMIT SCHOOL339 N BROADWAY N/A PC EITHER FOR GENERAL 15,000UPPER NYACK, NY 109601522 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SUSTAINABILITY ACCOUNTING N/A PC IN SUPPORT OF DEVELOPING 150,000STANDARDS BOARD AND DISSEMINATING1045 SANSOME STREET SUITE 450 ACCOUNTING STANDARDSSAN FRANCISCO, CA 94111 FOCUSED ON THE SOCIAL,

ENVIRONMENTAL ANDGOVERNANCE PERFORMANCE OFPUBLIC COMPANIES IN THEUNITED STATES IN AN EFFORTTO HELP INVESTORS COMPAREPERFORMANCE AND DRIVECAPITAL TO IMPROVEDSUSTAINABILITY OUTCOMES

SUSTAINABLE FISHERIES PARTNERSHIP N/A PC IN SUPPORT OF ACTIVITIES 200,000FOUNDATION DESIGNED TO TRANSITION THE4348 WAIALAE AVE STE 692 ASIAN BLUE SWIMMING CRABHONOLULU, HI 96816 FISHERIES TOWARD

SUSTAINABLE, RESPONSIBLEPRODUCTION BY SCALING THEFISHERIES IMPROVEMENTPROJECT MODEL FORBENEFITTING SMALL-SCALEFISHERIES IN INDONESIA ANDGLOBALLY

SUSTAINABLE FOOD LAB N/A PC IN SUPPORT OF DEVELOPING 300,0003 LINDEN ROAD AND INTEGRATING FOOD LOSSHARTLAND,VT 05048 METRICS IN SELECTED SUPPLY

CHAIN PROCESSES FORGLOBAL, REGIONAL, ANDNATIONAL CORPORATESWORKING ACROSSAGRICULTURAL CHAINS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

SYLVIA RIVERA LAW PROJECT INC N/A PC IN GENERAL SUPPORT OF ITS 100,000147 W 24TH ST 5TH FLOOR MISSION TO GUARANTEE THATNEW YORK, NY 10011 ALL PEOPLE ARE FREE TO SELF-

DETERMINE GENDER IDENTITYAND EXPRESSION, REGARDLESSOF INCOME OR RACE, ANDWITHOUT FACINGHARASSMENT, DISCRIMINATIONOR VIOLENCE

TAKATAKA SOLUTIONS LTD N/A NC TOWARD THE COSTS OF 80,000PO BOX 29273 DEVELOPING A SUSTAINABLENAIROBI, NAIROBI 00625 WASTE MANAGEMENTKE BLUEPRINT TO DEMONSTRATE

HOW TO IMPLEMENT ARECYCLING-BASED WASTEMANAGEMENT SYSTEM THATCAN BE ADAPTED THROUGHOUTNAIROBI AND OTHER CITIES INKENYA

TALENT BEYOND BOUNDARIES INC N/A POF IN GENERAL SUPPORT OF ITS 150,0002000 MASSACHUSETTS AVENUE NW MISSION TO PROVIDE SAFE ANDWASHINGTON, DC 20036 LEGAL IMMIGRATION AND

LIVELIHOOD OPPORTUNITIESFOR REFUGEES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TAP CANCER OUT INC1274 SALVIA ST N/A PC EITHER FOR GENERAL 314STRATFORD, CT 066142719 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

TARU LEADING EDGE PRIVATE LIMITED N/A NC IN SUPPORT OF CREATING A 10,807D-406 GANESH MERIDIAN OPP CLIMATE AND HEALTH CENTERGUJARAT OF EXCELLENCE IN SURAT,HIGH COURT INDIA TO DEVELOP AND SHAREAHMEDABAD,AHMEDABAD 380060 AN EVIDENCE BASE OFIN PRACTICE REGARDING THE

DELIVERY OF EFFECTIVE HEALTHSERVICES THAT BUILDRESILIENCE TO CLIMATERELATED IMPACTS ON HEALTHFOR URBAN POORCOMMUNITIES, AS PART OF THEASIAN CITIES CLIMATE CHANGERESILIENCE NETWORK

TCC GROUP INC N/A NC IN SUPPORT OF REFINING THE 13,72931 WEST 27TH STREET 4TH FLOOR GLOBAL RESILIENCENEW YORK, NY 10001 PARTNERSHIPS LEARNING

AGENDA AND DESIGNING ARELATED PARTNER CONVENINGTO ENABLE HORIZON SCANNINGFOR HIGH-POTENTIALPARTNERSHIP OPPORTUNITIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TEANECK COMMUNITY CHORUS N/A PC EITHER FOR GENERAL 7501100 CAMBRIDGE RD PURPOSES OR AS DESIGNATEDTEANECK, NJ 076661901 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

TEANECK COMMUNITY CHORUS N/A PC EITHER FOR GENERAL 7501100 CAMBRIDGE RD PURPOSES OR AS DESIGNATEDTEANECK, NJ 076661901 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

TECHNOSERVE INC N/A PC IN SUPPORT OF REDUCING 1,000,0001120 19TH STREET NW 8TH FLOOR POST-HARVEST FOOD LOSS ANDWASHINGTON, DC 20036 IMPROVING THE LIVES OF

SMALLHOLDER FARMERS ANDOTHER VULNERABLE PEOPLE INKENYAS MANGO VALUE CHAIN

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TECHNOSERVE INC N/A PC TOWARD THE COSTS OF 1,000,0001120 19TH STREET NW 8TH FLOOR EXPANDING THEWASHINGTON, DC 20036 DEMONSTRATION OF

POSTHARVEST LOSSREDUCTION IN NIGERIASTOMATO VALUE CHAIN INORDER TO IMPROVE THE LIVESOF SMALLHOLDER FARMERS

TECHNOSERVE INC N/A PC IN SUPPORT OF EXPANDING THE 600,0001120 19TH STREET NW 8TH FLOOR DEMONSTRATION OF FOODWASHINGTON, DC 20036 LOSS REDUCTION IN KENYA'S

MANGO VALUE CHAIN IN ORDERTO IMPROVE THE LIVES OFSMALLHOLDER FARMERS ANDOTHER VULNERABLE PEOPLE

TECHNOSERVE INC N/A PC IN SUPPORT OF A PROJECT TO 183,2661120 19TH STREET NW 8TH FLOOR REDUCE POST-HARVEST FOODWASHINGTON, DC 20036 LOSS AND IMPROVE THE LIVES

OF SMALLHOLDER FARMERSAND OTHER VULNERABLEPEOPLE IN THE MANGO VALUECHAIN IN KENYA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE AMERICAN ARCHITECTURAL N/A PC EITHER FOR GENERAL 25,000FOUNDATION INC PURPOSES OR AS DESIGNATED740 15TH STREET NW SUITE 225 BY THE ROCKEFELLERBROOKLYN, DC 20005 FOUNDATION EMPLOYEES

CONTRIBUTION

THE ATLANTIC MONTHLY GROUP INC N/A NC IN SUPPORT OF ATLANTICLIVES 100,000600 NEW HAMPSHIRE AVE NW 2017 FUTURE OF WORK EVENTWASHINGTON, DC 20037 TO BE HELD IN ATLANTA,

OCTOBER 2017

THE BRIDGESPAN GROUP INC N/A PC IN SUPPORT OF SURFACING, 287,0002 COPLEY PLACE SUITE 3700B EXPLORING, AND ADVANCINGBOSTON, MA 02116 MAJOR, HIGH-LEVERAGE

OPPORTUNITIES TO ADDRESSCRITICAL PROBLEMS FACINGPOOR OR VULNERABLEPOPULATIONS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

THE BRIDGESPAN GROUP INC N/A PC IN SUPPORT OF DESIGNING AND 232,5002 COPLEY PLACE SUITE 3700B LAUNCHING THEBOSTON, MA 02116 COLLABORATIVE FOR SCALING

SOCIAL IMPACT, A NEW VEHICLEFOR DONORS WHO ARECOMMITTED TO SOLVINGPROBLEMS AT SCALE BYCATALYZING ENDURINGCHANGE IN THE AREAS OFEDUCATION, HEALTH AND JOBSIN THE DEVELOPING WORLD

THE BRIDGESPAN GROUP INC N/A PC IN SUPPORT OF ORGANIZING A 149,1322 COPLEY PLACE SUITE 3700B CONVENING TO EXPLORE,BOSTON, MA 02116 ASSESS, AND DISSEMINATE

INFORMATION ABOUTPOTENTIAL SOLUTIONS TO THECHALLENGES FACINGINDEPENDENT WORKERS

THE BRIDGESPAN GROUP INC N/A PC IN SUPPORT OF AN EFFORT TO 10,0002 COPLEY PLACE SUITE 3700B ADVANCE THE KNOWLEDGE OFBOSTON, MA 02116 THE PHILANTHROPIC SECTOR

REGARDING HIGH-IMPACTIMPLEMENTATION APPROACHES,DRAWING FROM LESSONS ANDEXAMPLES FROM FOUNDATIONS,MULTI-LATERALS, AND THEPRIVATE SECTOR

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE BRIDGESPAN GROUP INC N/A PC IN SUPPORT OF THE 10,0002 COPLEY PLACE SUITE 3700B DEVELOPMENT ANDBOSTON, MA 02116 FACILITATION OF A COMMUNITY

OF PHILANTHROPIC FUNDERSDEDICATED TO JOINT LEARNINGON METHODS FOR SOURCINGAND ASSESSINGOPPORTUNITIES FOR SOCIALIMPACT

THE BROOKLYN HISTORICAL SOCIETY N/A PC IN SUPPORT OF PLANNING, 25,000128 PIERREPONT STREET FACILITATION ANDBROOKLYN, NY 11201 IMPLEMENTATION OF THE

EXHIBIT WATERFRONT EVENT

THE BROTHERHOOD SISTER SOL INC N/A PC EITHER FOR GENERAL 750512 W 143RD ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100316501 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE BROTHERHOOD SISTER SOL INC N/A PC EITHER FOR GENERAL 750512 W 143RD ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 100316501 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE CARE INSTITUTE INC N/A NC IN SUPPORT OF A MEDIA 170,00077 4TH AVENUE 5TH FLOOR AWARENESS CAMPAIGNWALTHAM, MA 02451 AROUND A WORKFORCE

TRAINING PROGRAM TOEMPOWER AND EMPLOYREFUGEES IN GERMANYS CAREINDUSTRY

THE CENTER FOR EFFECTIVE N/A PC IN GENERAL SUPPORT OF ITS 100,000PHILANTHROPY INC MISSION TO PROVIDE DATA675 MASSACHUSETTS AVENUE 7TH AND CREATE INSIGHT SOFLOOR PHILANTHROPIC FUNDERS CANCAMBRIDGE, MA 02139 BETTER DEFINE , ASSESS AND

IMPROVE THEIR EFFECTIVENESSAND IMPACT

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE COMMUNICATIONS NETWORK N/A PC IN SUPPORT OF DEVELOPING 50,000718 7TH STREET NW 3RD FLOOR AND MANAGING THE FRANKWASHINGTON, DC 20001 KAREL/ROCKEFELLER

FOUNDATION SCHOLARSHIP TOPROVIDE NONPROFITCOMMUNICATIONS LEADERSFREE ATTENDANCE TO ITSANNUAL COMNET CONFERENCE

THE COMMUNITY FDN FOR THE N/A PC EITHER FOR GENERAL 4,500NATIONAL CAPITAL REGION PURPOSES OR AS DESIGNATED1201 15TH STREET NW STE 420 BY THE ROCKEFELLERWASHINGTON, DC 200052899 FOUNDATION EMPLOYEES

CONTRIBUTION

THE DELAWARE VALLEY LEGACY FUND N/A PC EITHER FOR GENERAL 3001234 MARKET STREET SUITE 18TH FLR PURPOSES OR AS DESIGNATEDPHILADELPHIA, PA 191073727 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE END FUND N/A PC EITHER FOR GENERAL 602 PARK AVENUE 18TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 100165675 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE FATHER'S HEART MINISTRIES N/A PC EITHER FOR GENERAL 3,000543-545 EAST 11TH STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10009 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE FUND FOR PUBLIC SCHOOLS INC N/A PC TOWARD THE COSTS OF 25,00052 CHAMBERS STREET ROOM 305 DEVELOPING THE NYC SCHOOLNEW YORK, NY 10007 FINDER, A DIGITAL TOOL TO

HELP NEW YORK CITY 8THGRADERS CHOOSE TO WHICHHIGH SCHOOLS TO APPLY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

THE FUTURO MEDIA GROUP N/A PC EITHER FOR GENERAL 75361 WEST 125TH STREET SIXTH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10025 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE FUTURO MEDIA GROUP N/A PC EITHER FOR GENERAL 105361 WEST 125TH STREET SIXTH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10025 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE GLOBAL DEVELOPMENT N/A POF IN SUPPORT OF DESIGNING AND 375,000INCUBATORINC LAUNCHING THE1634 EYE STREET NW SUITE 300 COLLABORATIVE FOR SCALINGWASHINGTON, DC 20006 SOCIAL IMPACT, A NEW

VEHICLE FOR DONORS WHO ARECOMMITTED TO SOLVINGPROBLEMS AT SCALE BYCATALYZING ENDURINGCHANGE IN THE AREAS OFEDUCATION, HEALTH AND JOBSIN THE DEVELOPING WORLD

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

THE GLOBAL DEVELOPMENT N/A POF FOR USE BY ITS INITIATIVE FOR 420,000INCUBATOR INC SMALLHOLDER FINANCE IN1634 EYE STREET NW SUITE 300 SUPPORT OF PILOTING AWASHINGTON, DC 20006 TECHNOLOGY-DRIVEN

FINANCING MECHANISM TOPROVIDE LOW-COST SUPPLYCHAIN FINANCING TOUNDERSERVED SMALL ANDMEDIUM-SIZED ENTERPRISES ININDIA AS AN INCENTIVE FORMEETING ENVIRONMENTAL,LABOR AND SAFETY STANDARDS

THE H E L P USA FUND INC N/A PC EITHER FOR GENERAL 50,000115 E 13TH ST PURPOSES OR AS DESIGNATEDNEW YORK, NY 10003 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE INSTITUTE FOR TRANSFORMATIVE N/A NC TOWARD THE COSTS OF FINAL 824,500TECHNOLOGIES INC DESIGN, PROTOTYPING AND812 CREED ROAD TESTING OF A PROJECT TOOAKLAND, CA 94610 REDUCE THE CAPITAL

EXPENDITURE COSTS OFRENEWABLE MINIGRIDS ANDFACILITATE THEESTABLISHMENT ANDOPERATIONS OF AFFORDABLEMINIGRIDS IN POOR RURALVILLAGES IN INDIA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE INSTITUTE FOR TRANSFORMATIVE N/A NC IN SUPPORT OF DEVELOPING 500,000TECHNOLOGIES INC AND DEPLOYING A PIPELINE OF812 CREED ROAD HIGH-POTENTIAL TECHNOLOGYOAKLAND, CA 94610 INNOVATIONS TO ADDRESS

SOCIAL AND ENVIRONMENTALPROBLEMS FACING POOR ANDVULNERABLE PEOPLE IN SOUTHASIA AND SUB-SAHARANAFRICA

THE JAMES BEARD FOUNDATION INC N/A PC TOWARD THE COSTS OF 175,000167 WEST 12TH STREET DEVELOPING A FOOD WASTENEW YORK, NY 10011 TRAINING PROGRAM FOR

CULINARY INSTRUCTORS TOTRAIN THE NEXT GENERATIONOF CHEFS AND CULINARYPROFESSIONALS TO PREVENTFOOD WASTE

THE KENYA KESHO TRUST N/A PC EITHER FOR GENERAL 2,302PO BOX 86952 PURPOSES OR AS DESIGNATEDMOMBASA BY THE ROCKEFELLERKE FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE LEUKEMIA AND LYMPHOMA N/A PC EITHER FOR GENERAL 750SOCIETY LLS PURPOSES OR AS DESIGNATED3 INTERNATIONAL DRIVE SUITE 200 BY THE ROCKEFELLERRYE BROOK, NY 10573 FOUNDATION EMPLOYEES

CONTRIBUTION

THE LEUKEMIA AND LYMPHOMA N/A PC EITHER FOR GENERAL 300SOCIETY LLS PURPOSES OR AS DESIGNATED3 INTERNATIONAL DRIVE SUITE 200 BY THE ROCKEFELLERRYE BROOK, NY 10573 FOUNDATION EMPLOYEES

CONTRIBUTION

THE LEUKEMIA AND LYMPHOMA N/A PC EITHER FOR GENERAL 150SOCIETY LLS PURPOSES OR AS DESIGNATED3 INTERNATIONAL DRIVE SUITE 200 BY THE ROCKEFELLERRYE BROOK, NY 10573 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE MEDIAE COMPANY LIMITED N/A NC TOWARD THE COSTS OF 20,000TURLEY FARM DELLEY END TELEVISION EPISODES ONHAILEY, HAILEY POST-HARVEST LOSSUK SOLUTIONS FOR THE AFRICAN

SERIES, SHAMBA SHAPE UP, AREALITY MAKEOVER SHOW THATEDUCATES FARMERS TOIMPROVE THEIR PRODUCTIONAND INCOMES

THE METROPOLITAN MUSEUM OF ART N/A PC EITHER FOR GENERAL 1,5301000 FIFTH AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100280198 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE METROPOLITAN MUSEUM OF ART N/A PC EITHER FOR GENERAL 2401000 FIFTH AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100280198 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE METROPOLITAN MUSEUM OF ART N/A PC EITHER FOR GENERAL 2101000 FIFTH AVENUE PURPOSES OR AS DESIGNATEDNEW YORK, NY 100280198 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE MIAMI FOUNDATION INC N/A PC TOWARD THE COSTS OF THE 1,000,00040 NW 3RD STREET SUITE 305 REIMAGINING THE CIVICMIAMI, FL 33128 COMMONS INITIATIVE, AN

EFFORT TO DEMONSTRATE HOWA CONNECTED SET OF CIVICASSETS CAN YIELD INCREASEDAND SHARED PROSPERITY FORCITIES IN THE UNITED STATES

THE MULTIPLE MYELOMA RESEARCH N/A PC EITHER FOR GENERAL 30,000FOUNDATION INC PURPOSES OR AS DESIGNATED383 MAIN AVE 5TH FL BY THE ROCKEFELLERNORWALK, CT 06851 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE NATURE CONSERVANCY N/A PC TOWARD THE COSTS OF 200,0004245 N FAIRFAX DRIVE SUITE 100 PILOTING THE WATER SHARINGARLINGTON, VA 222031606 INVESTMENT PARTNERSHIP

CONCEPT FOR THE BENEFIT OFFRESHWATER ECOSYSTEMS ANDRIVER-DEPENDENTCOMMUNITIES IN CHILE ANDTHE AMERICAN WEST

THE NATURE CONSERVANCY N/A PC IN SUPPORT OF DEVELOPING 150,0004245 N FAIRFAX DRIVE SUITE 100 THE REEF RESILIENCE ANDARLINGTON, VA 222031606 INSURANCE FUND, A TOOL TO

USE INSURANCE PREMIUMS TOPROTECT AND RESTORE CORALREEFS IN MEXICO

THE OHIO STATE UNIVERSITY N/A PC EITHER FOR GENERAL 3004663 ZUBER RD PURPOSES OR AS DESIGNATEDORIENT, OH 431469450 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual , Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address ( home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

THE PARENT TEACHER ASSOCIATION N/A PC EITHER FOR GENERAL 3,000OF PS 41 MANHATTAN PURPOSES OR AS DESIGNATED116 W 11TH ST BY THE ROCKEFELLERNEW YORK, NY 100118306 FOUNDATION EMPLOYEES

CONTRIBUTION

THE PARENT TEACHER ASSOCIATION N/A PC EITHER FOR GENERAL 15,000OF PS 41 MANHATTAN PURPOSES OR AS DESIGNATED116 W 11TH ST BY THE ROCKEFELLERNEW YORK, NY 100118306 FOUNDATION EMPLOYEES

CONTRIBUTION

THE PEW CHARITABLE TRUSTS N/A PC TOWARD THE COSTS OF 250,000ONE COMMERCE SQUARE 2005 MARKET IDENTIFYING FACTORS THATSTREET SUITE 1700 SUPPORT AND INHIBITPHILADELPHIA, PA 191037077 AMERICAN FAMILIES FROM

BEING AND FEELINGFINANCIALLY SECURE ANDUPWARDLY MOBILE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE PIKE PLACE MARKET FOUNDATION N/A PC EITHER FOR GENERAL 75085 PIKE ST STE 500 PURPOSES OR AS DESIGNATEDSEATTLE, WA 981012166 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE REGENTS OF THE UNIVERSITY OF N/A PC IN SUPPORT OF TESTING AND 100,000CALIFORNIA REFINING THE ROCKEFELLER1156 HIGH STREET FOUNDATIONS EMERGINGSANTA CRUZ, CA 950641077 INCLUSIVE ECONOMIES

FRAMEWORK IN DIFFERENTGEOGRAPHIC CONTEXTS ANDMARKETS, AND GENERATINGNEW KNOWLEDGE ON WHAT ITTAKES TO BUILD AN INCLUSIVEECONOMY

THE REGENTS OF THE UNIVERSITY OF N/A PC FOR USE BY ITS BUECHNER 23,989COLORADO INSTITUTE FOR GOVERNANCEMAILSTOP F428 ANSCHUTZ MEDICAL TO ESTABLISH ANCAMPUS BUILDING 500 INTERMOUNTAINAURORA, CO 80217 INFRASTRUCTURE EXCHANGE

THROUGH A COLLABORATIVEEFFORT OF THEINTERMOUNTAIN STATEGOVERNORS FROM ARIZONACOLORADO, AND UTAH

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE RESOLUTION PROJECT INC N/A PC IN GENERAL SUPPORT OF ITS 130,000420 LEXINGTON AVENUE 16TH FLOOR MISSION TO DEVELOPNEW YORK, NY 10170 SOCIALLY-RESPONSIBLE YOUNG

LEADERS AND EMPOWER THEMTO MAKE A POSITIVE IMPACTTODAY

THE ROXBURY LATIN SCHOOL INC N/A PC EITHER FOR GENERAL 1,275101 SAINT THERESA AVE PURPOSES OR AS DESIGNATEDWEST ROXBURY, MA 021323419 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

THE ROXBURY LATIN SCHOOL INC N/A PC EITHER FOR GENERAL 1,275101 SAINT THERESA AVE PURPOSES OR AS DESIGNATEDWEST ROXBURY, MA 021323419 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE SYNERGOS INSTITUTE INC N/A PC IN SUPPORT OF FACILITATING A 150,0003 EAST 54TH STREET 14TH FLOOR CONVENING ON EMERGINGNEW YORK, NY 10022 PATTERNS IN NEW BUSINESS

ENTERPRISES THAT REFLECTTHE VALUES OFSUSTAINABILITY,RESPONSIBILITY ANDOPPORTUNITY TO BE HELD ATTHE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY, JUNE2017

THE SYNERGOS INSTITUTE INC N/A PC IN GENERAL SUPPORT OF ITS 50,0003 EAST 54TH STREET 14TH FLOOR MISSION TO MOBILIZENEW YORK, NY 10022 RESOURCES AND BRIDGE

SOCIAL AND ECONOMICDIVIDES TO REDUCE POVERTYAND INCREASE EQUITY AROUNDTHE WORLD

THE TRUSTEES OF COLUMBIA N/A PC FOR USE BY ITS SCHOOL OF 300,000UNIVERSITY IN THE CITY OF NEW YORK INTERNATIONAL AND PUBLIC202 LOW MEMORIAL LIBRARY 535 W AFFAIRS IN SUPPORT OF116TH STREET RESEARCH AND PUBLICNEW YORK, NY 10027 PRESENTATIONS ON RESILIENCE

PRACTICE AND THEORY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THE URBAN INSTITUTE N/A PC IN SUPPORT OF MONITORING 500,0002100 M STREET NW AND EVALUATING THEWASHINGTON, DC 20037 PROGRESS AND LONG-TERM

IMPACTS OF 100 RESILIENTCITIES - PIONEERED BY THEROCKEFELLER FOUNDATION,AND GENERATING LEARNINGFOR THE URBAN PLANNING ANDRESILIENCE MEASUREMENTFIELDS

THOMSON REUTERS FOUNDATION N/A PC IN SUPPORT OF PRODUCING, 200,000THE THOMSON REUTERS BUILDING 30 CURATING, AND PUBLISHING ASOUTH COLONNADE CANARY WHARF WIDE RANGE OF MULTIMEDIALONDON, LONDON RESILIENCE CONTENT ANDUK RESOURCES FOR ZILIENT, AN

ONLINE PUBLISHING ANDKNOWLEDGE-SHARINGPLATFORM FOR RESILIENCE

THOMSON REUTERS FOUNDATION N/A PC IN SUPPORT OF ORGANIZING 5,430THE THOMSON REUTERS BUILDING 30 TRAININGS ON RESILIENCE ANDSOUTH COLONNADE CANARY WHARF URBAN DEVELOPMENTLONDON, LONDON REPORTING FOR JOURNALISTSUK IN AFRICA AND ASIA, AND

RELATED ON-THE-JOB TRAININGAT THE HABITAT IIICONFERENCE IN QUITO,ECUADOR

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

THUNDER VALLEY COMMUNITY N/A PC IN GENERAL SUPPORT OF ITS 150,000DEVELOPMENT CORPORATION MISSION TO EMPOWER LAKOTAPO BOX 290 YOUTH AND FAMILIES TOPORCUPINE, SD 57772 IMPROVE THE HEALTH,

CULTURE, AND ENVIRONMENTOF THEIR COMMUNITIESTHROUGH THE HEALING ANDSTRENGTHENING OF CULTURALIDENTITY

TIDES FOUNDATIONPO BOX 29903 N/A PC EITHER FOR GENERAL 1,500SAN FRANCISCO, CA 941290198 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 600111 JOHN STREET SUITE 260 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 150111 JOHN STREET SUITE 260 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 60111 JOHN STREET SUITE 260 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

TRANSPORTATION ALTERNATIVES N/A PC EITHER FOR GENERAL 60111 JOHN STREET SUITE 260 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TREATMENT ACTION CAMPAIGN N/A PC IN SUPPORT OF GENERATING 60,000122 LONGMARKET STREETTHIRD FLOOR POLICY BRIEFS AND ANALYSESWESTMINSTER HOUSE IN ORDER TO IMPLEMENTCAPE TOWN, CAPE TOWN UNIVERSAL HEALTH COVERAGESF IN SOUTH AFRICA AS PART OF

THE COUNTRYS EFFORTS TOSHAPE THE POST-2015DEVELOPMENT AGENDA

TREMONT WEST DEVELOPMENT N/A PC EITHER FOR GENERAL 3,000CORPORATION PURPOSES OR AS DESIGNATED2406 PROFESSOR STREET BY THE ROCKEFELLERCLEVELAND, OH 441134673 FOUNDATION EMPLOYEES

CONTRIBUTION

TREVOR PROJECT INC N/A PC EITHER FOR GENERAL 7508704 STA MON BLVD STE 200 PURPOSES OR AS DESIGNATEDWEST HOLLYWOOD, CA 900697002 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TRINITY COLLEGE300 SUMMIT STREET N/A PC EITHER FOR GENERAL 3,000HARTFORD, CT 061063100 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

TRINITY GRACE CHURCH N/A PC EITHER FOR GENERAL 2,40021 W 38TH ST FL 2 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100182255 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

TRINITY GRACE CHURCH N/A PC EITHER FOR GENERAL 6,15021 W 38TH ST FL 2 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100182255 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TROOPER SANDERS NONE I IN SUPPORT OF A FELLOWSHIP 40,000631 D STREET NW APT 730 TO IDENTIFY JOB GROWTHWASHINGTON, DC 20004 OPPORTUNITIES RESULTING

FROM TECHNOLOGICALADVANCEMENT ANDINNOVATION, AND FURTHERCHARITABLE PURPOSES

TRUST FOR CONSERVATION N/A PC FOR USE BY ITS PROJECT, THE 3,663,801INNOVATION RESILIENT BY DESIGN405 14TH STREET SUITE 164 CHALLENGE, TOWARD THEOAKLAND, CA 946122705 COSTS OF DELIVERING A

CHALLENGE IN THE SANFRANCISCO BAY AREA

TRUST FOR CONSERVATION N/A PC FOR USE BY ITS PROJECT, 50,000INNOVATION PRIVATE CAPITAL FOR PUBLIC405 14TH STREET SUITE 164 GOOD, TOWARD THE COSTS OFOAKLAND, CA 946122705 RESEARCHING AND

DEVELOPING A REPLICABLE,MULTI-STAKEHOLDER WILDFIRERESILIENCE IMPACT BONDDESIGNED TO FUND FORESTRESTORATION IN THE WESTERNUNITED STATES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TRUSTEES OF BOSTON UNIVERSITY N/A PC EITHER FOR GENERAL 75595 COMMONWEALTH AVENUE SUITE PURPOSES OR AS DESIGNATED700 BY THE ROCKEFELLERWEST ENT FOUNDATION EMPLOYEESBOSTON, MA 02215 CONTRIBUTION

TRUSTEES OF BOSTON UNIVERSITY N/A PC FOR USE BY ITS INITIATIVE ON 50,000ONE SILBER WAY CITIES TOWARD THE COSTS OFBOSTON, MA 02215 CONDUCTING THE 2017 MENINO

SURVEY OF MAYORS,INCREASING THE SURVEY'SREPRESENTATION OF ANDRELEVANCE TO CITIES IN THEU 5 , AND DISSEMINATING THESURVEY FINDINGS BROADLY

TRUSTEES OF COLUMBIA UNIVERSITY N/A PC EITHER FOR GENERAL 1,500IN THE CITY OF NEW YORK PURPOSES OR AS DESIGNATED622 WEST 113TH STREET MC 4524 BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TRUSTEES OF COLUMBIA UNIVERSITY N/A PC EITHER FOR GENERAL 750IN THE CITY OF NEW YORK PURPOSES OR AS DESIGNATED622 WEST 113TH STREET MC 4524 BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

TRUSTEES OF COLUMBIA UNIVERSITY N/A PC EITHER FOR GENERAL 300IN THE CITY OF NEW YORK PURPOSES OR AS DESIGNATED622 WEST 113TH STREET MC 4524 BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

TRUSTEES OF COLUMBIA UNIVERSITY N/A PC EITHER FOR GENERAL 750IN THE CITY OF NEW YORK PURPOSES OR AS DESIGNATED622 WEST 113TH STREET MC 4524 BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TRUSTEES OF COLUMBIA UNIVERSITY N/A PC EITHER FOR GENERAL 90,000IN THE CITY OF NEW YORK PURPOSES OR AS DESIGNATED622 WEST 113TH STREET MC 4524 BY THE ROCKEFELLERNEW YORK, NY 10025 FOUNDATION EMPLOYEES

CONTRIBUTION

TRUSTEES OF THE UNIVERSITY OF N/A PC FOR USE BY ITS WARREN 250,000PENNSYLVANIA CENTER FOR DATA ANDOFFICE OF RESEARCH SERVICES 3451 NETWORK SCIENCES INWALNUT STREET RM P-221 SUPPORT OF CONDUCTINGPHILADELPHIA, PA 191046205 RESEARCH ON THE

FOUNDATIONS OF RESILIENCEIN FINANCIAL ANDTECHNOLOGICAL NETWORKS

TRUSTEES OF THE UNIVERSITY OF N/A PC EITHER FOR GENERAL 90,000PENNSYLVANIA PURPOSES OR AS DESIGNATEDSUITE 300 - GAAR / 2929 WALNUT BY THE ROCKEFELLERSTREET FOUNDATION EMPLOYEESPHILADELPHIA, PA 191045099 CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

TURNING POINT FOR WOMEN AND N/A PC EITHER FOR GENERAL 750FAMILIES PURPOSES OR AS DESIGNATEDPO BOX 670086 BY THE ROCKEFELLERFLUSHING, NY 113670086 FOUNDATION EMPLOYEES

CONTRIBUTION

TURRET MEDIA FZ LLC N/A NC IN SUPPORT OF EVENTS 10,000PO BOX 77806 OFFICE 201 LEVEL 2 SURROUNDING THE CASSAVAABU DHABI, ABU DHABI INNOVATION CHALLENGEAE LAUNCH AT ITS GLOBAL FORUM

ON INNOVATIONS INAGRICULTURE TO ENCOURAGETHE DEVELOPMENT OFINNOVATIVE SOLUTIONS TOREDUCE POST-HARVESTCASSAVA LOSS AND INFLUENCEAGRICULTURE LEADERS TOPRIORITIZE LOSS REDUCTIONSTRATEGIES

TUSK STRATEGIES INC N/A NC IN SUPPORT OF THE 2,000,000928 BROADWAY SUITE 300 COORDINATION ANDNEW YORK, NY 10010 FACILITATION OF THE FUTURE

OF RESILIENCE SUMMIT, AHIGH-PROFILE CONVENING ANDA RELATED FOLLOW-UP EVENTTO BE HELD AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business ) any foundation manager recipientor substantial contributor

a Paid during the year

UNFCCC SECRETARIAT THE KYOTO N/A GOV IN SUPPORT OF DEVELOPING A 80,000PROTOCOL AND THE PARIS AGREEMENT COMMUNICATIONS STRATEGYUNFCCC SECRETARIAT UN CAMPUS TO HELP DRIVE THEPLATZ IMPLEMENTATION OF THE PARISDER VEREINTEN NATIONEN 1 AGREEMENT AND THEBONN, BONN 53113 SUSTAINABLE DEVELOPMENTGM GOALS

UNION OF CONCERNED SCIENTISTS N/A PC TOWARD THE COSTS OF A 400,000INC SUSTAINED AND STRATEGIC2 BRATTLE SQUARE COMMUNICATIONS EFFORT TOCAMBRIDGE, MA 021383780 DEFEND THE VITAL ROLE

SCIENCE PLAYS IN OURDEMOCRACY TO KEEPAMERICANS SAFE AND HEALTHY

UNITED CHARITABLE N/A PC EITHER FOR GENERAL 2258201 GREENSBORO DR STE 702 PURPOSES OR AS DESIGNATEDTYSONS, VA 22102 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNITED CHARITABLE N/A PC EITHER FOR GENERAL 7508201 GREENSBORO DR STE 702 PURPOSES OR AS DESIGNATEDTYSONS, VA 22102 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

UNITED NATIONS FOUNDATION INC N/A PC FOR USE BY ITS BUSINESS AND 200,0001750 PENNSYLVANIA AVENUE NW SUSTAINABLE DEVELOPMENTSUITE COMMISSION TOWARD THE300 COSTS OF TWO KEY PROGRAMSWASHINGTON, DC 20006 SEEKING TO MOBILIZE PRIVATE

SECTOR FUNDING AND ACTIONFOR THE SUSTAINABLEDEVELOPMENT GOALS

UNITED NATIONS HABITAT AND HUMAN N/A PC EITHER FOR GENERAL 100,000SETTLEMENT FOUNDATION GAINS ACC PURPOSES OR AS DESIGNATEDPO BOX 30030 BY THE ROCKEFELLERNAIROBI FOUNDATION EMPLOYEESKE CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNITED STATES ARTISTS INC N/A PC IN SUPPORT OF IDENTIFYING 50,000900 N MICHIGAN AVENUE SUITE 1300 POTENTIAL ARTISTS FOR THECHICAGO, IL 60611 ARTS AND LITERARY ARTS

RESIDENCY PROGRAM AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

UNITED STATES ENDOWMENT FOR N/A PC FOR USE BY ITS PROJECT, 100,000FORESTRY AND COMMUNITIES INC FOREST RESILIENCE BOND,908 EAST NORTH STREET TOWARD THE COSTS OFGREENVILLE, SC 29601 FUNDING FOREST RESTORATION

IN THE U S BY LEVERAGINGPRIVATE CAPITAL

UNITED STATES FUND FOR UNICEF N/A PC IN SUPPORT OF A JOURNAL 30,613125 MAIDEN LANE 11TH FLOOR SUPPLEMENT ARTICULATINGNEW YORK, NY 10038 WHY MULTISECTORAL ACTION

FOR HEALTH IN LOW- ANDMIDDLE-INCOME COUNTRIES ISESSENTIAL FOR KEYDEVELOPMENT AGENDAS,INCLUDING UNIVERSAL HEALTHCOVERAGE, RESILIENCE ANDPLANETARY HEALTH

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNITED STATES FUND FOR UNICEF N/A PC IN SUPPORT OF DEVELOPING 19,746125 MAIDEN LANE 11TH FLOOR RESILIENCE THINKING FORNEW YORK, NY 10038 REBUILDING HEALTH SYSTEMS

IN WEST AFRICA ANDELSEWHERE IN SUB-SAHARANAFRICA IN THE WAKE OF THEEBOLA CRISIS

UNITED WAY OF GREATER HOUSTON N/A PC EITHER FOR GENERAL 30050 WAUGH DR PURPOSES OR AS DESIGNATEDBOSTON, TX 770075813 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

UNIVERSITY OF CAPE TOWN N/A PC FOR USE BY ITS GRADUATE 168,036PRIVATE BAG X3 RONDEBOSCH 7701 SCHOOL OF BUSINESSS BERTHACAPE TOWN, CAPE TOWN CENTRE FOR SOCIALSF INNOVATION AND

ENTREPRENEURSHIP INSUPPORT OF A PROJECT TOREDESIGN THE ROCKEFELLERFOUNDATION GLOBALFELLOWSHIP PROGRAM ONSOCIAL INNOVATION TO BUILDTHE INNOVATION CAPACITY OFSOCIAL SECTOR LEADERS TOCATALYZE MORETRANSFORMATIVE ANDRESILIENT SOLUTIONS TOENDEMIC SOCIAL ANDENVIRONMENTAL PROBLEMS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNIVERSITY OF GREENWICH N/A PC FOR USE BY ITS NATURAL 200,000MARITIME GREENWICH CAMPUS OLD RESOURCES INSTITUTE INROYAL SUPPORT OF DEVELOPING ANAVAL COLLEGE CASSAVA BAG THAT WILLLONDON, LONDON INCREASE THE SHELF LIFE OFUK CASSAVA BY UP TO 10 DAYS IN

ORDER TO IMPROVE FOODSECURITY FOR POOR ANDVULNERABLE PEOPLE

UNIVERSITY OF HAWAII FOUNDATION N/A PC EITHER FOR GENERAL 30,0002444 DOLE ST STE 105 PURPOSES OR AS DESIGNATEDHONOLULU, HI 968222388 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

UNIVERSITY OF MASSACHUSETTS N/A PC IN SUPPORT OF CONDUCTING 599,313AMHERST RESEARCH AND ANALYSIS TOOFFICE OF GRANT AND CONTRACT DEMONSTRATE FRESHWATERADMINISTRATION 70 BUTTERFIELD RESILIENCE GLOBALLYTERRAAMHERST,MA 010039242

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNIVERSITY OF MASSACHUSETTS N/A PC IN SUPPORT OF CONDUCTING 35,799AMHERST RESEARCH AND ANALYSIS OFOFFICE OF GRANT AND CONTRACT INCENTIVE-BASED WATERADMINISTRATION 70 BUTTERFIELD ALLOCATION MECHANISMSTERRA DESIGNED TO PROVIDE WATERAMHERST, MA 010039242 FOR POOR OR VULNERABLE

PEOPLE

UNIVERSITY OF MICHIGAN N/A PC EITHER FOR GENERAL 3033003 S STATE STREET SUITE 8000 PURPOSES OR AS DESIGNATEDANN ARBOR, MI 481090000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

UNIVERSITY OF MICHIGAN N/A PC EITHER FOR GENERAL 3033003 S STATE STREET SUITE 8000 PURPOSES OR AS DESIGNATEDANN ARBOR, MI 481090000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNIVERSITY OF MICHIGAN N/A PC EITHER FOR GENERAL 1,5003003 S STATE STREET SUITE 8000 PURPOSES OR AS DESIGNATEDANN ARBOR, MI 481090000 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

UNIVERSITY OF NAIROBI N/A PC IN SUPPORT OF ESTABLISHING 250,000PO BOX 30197-00100 FRUIT AGGREGATION ANDNAIROBI, NAIROBI PROCESSING HUBS FORKE SMALLHOLDER FARMERS, AND

FACILITATING THE FIRST ALLAFRICA POSTHARVESTCONGRESS AND EXHIBITION,TO BE HELD IN NAIROBI,KENYA, MARCH 2017

UNIVERSITY OF NEBRASKA N/A PC EITHER FOR GENERAL 4,500FOUNDATION PURPOSES OR AS DESIGNATED1010 LINCOLN MALL STE 300 BY THE ROCKEFELLERLINCOLN, NE 68508 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

UNIVERSITY OF NEW ORLEANS N/A PC FOR USE BY ITS CENTER FOR 300,0002000 LAKESHORE DRIVE HAZARDS ASSESSMENT,NEW ORLEANS, LA 70148 RESPONSE AND TECHNOLOGY

TOWARD THE COSTS OFLEADING GLOBALCONVERSATIONS ANDRESEARCH TO ENHANCE THECOLLECTIVE UNDERSTANDINGOF HOW TO PLAN FOR ANDADAPT TO CLIMATE CHANGEAND SEA LEVEL RISE

UNIVERSITY OF RWANDAKIGALI N/A PC FOR USE BY ITS COLLEGE OF 10,144KICUKIRO, KICUKIRO MEDICINE AND HEALTHRW SCIENCES, SCHOOL OF PUBLIC

HEALTH IN SUPPORT OF THECENTER OF EXCELLENCE FORHEALTH SYSTEMSTRENGTHENINGS ACTIVITIESTO PROMOTE LONG-TERMSUSTAINABILITY AND SUPPORTOF RWANDAS PROGRESSTOWARDS UNIVERSAL HEALTHCOVERAGE

UNREASONABLE INSTITUTE N/A PC IN SUPPORT OF DEVELOPING 1,025,0001801 13TH STREET SUITE 400 AND MANAGING A FUTUREBOULDER, CO 80302 CITIES ACCELERATOR

CHALLENGE AND FUNDTARGETING NEXT GENERATIONCHANGEMAKERS WHO CREATEINNOVATIVE SOLUTIONS TO KEYPROBLEM SPACES FACINGCITIES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

URBAN JUSTICE CENTER N/A PC EITHER FOR GENERAL 75040 RECTOR STREET 9TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10006 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

USHAHIDI INC N/A PC IN SUPPORT OF ITS UCHAGUZI 300,00012472 LAKE UNDERHILL ROAD STE 330 ELECTION MONITORINGORLANDO, FL 32828 PROGRAM FOR THE RERUN OF

THE 2017 KENYANPRESIDENTIAL ELECTION

V-DAY4104 24TH STREET 4515 N/A PC EITHER FOR GENERAL 150SAN FRANCISCO, CA 941143615 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

VERA INSTITUTE OF JUSTICE N/A PC EITHER FOR GENERAL 750233 BROADWAY 12TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10279 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

VILCAP INC N/A PC TOWARD THE COSTS OF A ONE- 200,000419 7TH STREET NW SUITE 300 YEAR PILOT TO BUILD A MOREWASHINGTON, DC 20004 INCLUSIVE ENTREPRENEURIAL

ECOSYSTEM IN WASHINGTON,DC AND TO CREATE AREPLICABLE MODEL FORSUBSEQUENT DEPLOYMENT INOTHER US CITIES

VIRGINIA ORGANIZING N/A PC FOR USE BY ITS PROJECT, 125,000703 CONCORD AVENUE TRANSFORM FINANCE, TOWARDCHARLOTTESVILLE, VA 22903 THE COSTS OF DEVELOPING AN

INVESTING TOOLKIT THAT AIMSTO EMPOWER INVESTORS TOMAKE CAPITAL ALLOCATIONDECISIONS BASED ON ANENHANCED UNDERSTANDING OFRACIAL JUSTICE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

VIRGINIA ORGANIZING N/A PC FOR USE BY ITS PROJECT, 125,000703 CONCORD AVENUE TRANSFORM FINANCE, TOWARDCHARLOTTESVILLE, VA 22903 THE COSTS OF RESEARCHING

AND ANALYZING FINANCIALTOOLS IN AN EFFORT TOEMPOWER INVESTORS TO PLAYA ROLE IN FURTHERING THEGOALS OF SOCIAL ANDENVIRONMENTAL JUSTICEMOVEMENTS IN THE PUBLICMARKETS

VITAL VOICES GLOBAL PARTNERSHIP N/A PC EITHER FOR GENERAL 3,5401625 MASS AVE NW STE 300 PURPOSES OR AS DESIGNATEDWASHINGTON, DC 20036 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WASAFIRI CONSULTING LTD N/A NC IN SUPPORT OF SERVING AS A 14,471THE DOCK WILBURY VILLAS HOVE LEARNING PARTNER FOREAST SUSSEX, EAST SUSSEX RESILIENCE WEEK TO BE HELDUK IN NAIROBI, KENYA, DECEMBER

2016

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WASHINGTON AREA WOMEN'S N/A PC EITHER FOR GENERAL 750FOUNDATION PURPOSES OR AS DESIGNATED1331 H STREET NW SUITE 1000 BY THE ROCKEFELLERWASHINGTON, DC 20005 FOUNDATION EMPLOYEES

CONTRIBUTION

WASHINGTON MONTHLY CORPORATION N/A PC TOWARD THE COSTS OF THE 25,0001200 18TH STREET NW SUITE 330 CONTINUATION ANDWASHINGTON, DC 20036 EXPANSION OF THE SUCCESSES

OF PHILANTHROPY SERIESFOCUSED ON RAISINGAWARENESS OF THE IMPACT OFU S PHILANTHROPICFOUNDATIONS

WATERFRONT ALLIANCE N/A PC EITHER FOR GENERAL 35,000217 WATER STREET SUITE 300 PURPOSES OR AS DESIGNATEDNEW YORK, NY 10038 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WATERFRONT ALLIANCE INC N/A PC TOWARD THE COSTS OF 50,000217 WATER STREET SUITE 300 TESTING AND VALIDATING ITSNEW YORK, NY 10038 WATERFRONT EDGE DESIGN

GUIDELINES, A VOLUNTARYRATINGS SYSTEM USED TOINFLUENCE PLANNING ANDDESIGN DECISION-MAKINGALONG THE WATERS EDGE, INORDER TO BALANCE PUBLICACCESS WITH COASTALRESILIENCY AND ECOSYSTEMRESTORATION

WAYNE STATE UNIVERSITY N/A PC EITHER FOR GENERAL 7505700 CASS AVENUE 1200 PURPOSES OR AS DESIGNATEDDETROIT, MI 482023692 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WELCOMING AMERICA INC N/A PC TOWARD THE COSTS OF 50,000315 W PONCE DE LEON AVE SUITE 500 ENSURING THAT IMMIGRANTDECATUR, GA 30030 AND REFUGEE POPULATIONS

ARE ABLE TO ACHIEVE MOREEQUITABLE OUTCOMES INAMERICA, BY SUPPORTINGCONVENINGS, CASE STUDIES,AND THE DEVELOPMENT OFWELCOMING METRICS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WELLESLEY COLLEGE N/A PC EITHER FOR GENERAL 750106 CENTRAL STREET PURPOSES OR AS DESIGNATEDWELLESLEY, MA 024818203 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WELLESLEY COLLEGE N/A PC EITHER FOR GENERAL 750106 CENTRAL STREET PURPOSES OR AS DESIGNATEDWELLESLEY, MA 024818203 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WENDY TAYLOR NONE I IN SUPPORT OF A FELLOWSHIP 68,7502501 RIDGE ROAD DRIVE TO LEVERAGE ACCELERATINGALEXANDRIA, VA 22302 TECHNOLOGIES AND DATA TO

IMPROVE DISEASESURVEILLANCE AND RESPONSE,AND DIGITALLY ENABLEDCOMMUNITY HEALTH, ANDFURTHER CHARITABLEPURPOSES

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WEROBOTICS INC1225 OLIVIA AVENUE N/A PC IN SUPPORT OF INCUBATING 102,101ANN ARBOR, MI 48104 THREE FLYING LABS, PHYSICAL

SPACES WHERE LOCALCOMMUNITIES CAN LEARN HOWTO USE ROBOTICS TOACCELERATE HUMANITARIANAID, DEVELOPMENT ANDENVIRONMENTAL PROTECTIONEFFORTS IN HIGHLYVULNERABLE COMMUNITIESACROSS THE GLOBE

WESLEYAN UNIVERSITY N/A PC EITHER FOR GENERAL 30077 PEARL STREET PURPOSES OR AS DESIGNATEDMIDDLETOWN, CT 06459 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WESPO INC N/A NC IN SUPPORT OF DEVELOPING A 200,400423 WASHINGTON STREET 4TH FLOOR STRATEGY ANDSAN FRANCISCO, CA 94111 IMPLEMENTATION PLAN TO

CATALYZE THE TRANSITION TOMORE INCLUSIVE ANDRESILIENT WATERMANAGEMENT SYSTEMSGLOBALLY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WEST SIDE CATHOLIC CENTER N/A PC EITHER FOR GENERAL 7503135 LORAIN AVE PURPOSES OR AS DESIGNATEDCLEVELAND, OH 441133407 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WEST SIDE CATHOLIC CENTER N/A PC EITHER FOR GENERAL 3003135 LORAIN AVE PURPOSES OR AS DESIGNATEDCLEVELAND, OH 441133407 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WGBH EDUCATIONAL FOUNDATION N/A PC EITHER FOR GENERAL 55,5001 GUEST ST PURPOSES OR AS DESIGNATEDBOSTON, MA 021352016 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WGBH EDUCATIONAL FOUNDATION N/A PC EITHER FOR GENERAL 15,0001 GUEST ST PURPOSES OR AS DESIGNATEDBOSTON, MA 021352016 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WGBH EDUCATIONAL FOUNDATION N/A PC EITHER FOR GENERAL 19,5001 GUEST ST PURPOSES OR AS DESIGNATEDBOSTON, MA 021352016 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WHAT WOULD JANE DO LLC N/A NC IN SUPPORT OF THE NEW YORK 80,0003249 CASITAS AVE CITY LAUNCH AND PROMOTIONLOS ANGELES, CA 90039 OF A FEATURE-LENGTH

DOCUMENTARY, CITIZEN JANEBATTLE FOR THE CITY, ONGLOBAL URBANIZATIONTHROUGH THE LENS OF JANEJACOBS

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WIKIMEDIA FOUNDATIONPO BOX 98204 N/A PC EITHER FOR GENERAL 60WASHINGTON, DC 20090 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

WILLA CATHER FOUNDATION N/A PC EITHER FOR GENERAL 750413 N WEBSTER ST PURPOSES OR AS DESIGNATEDRED CLOUD, NE 689702466 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WINDWARD FUND N/A PC FOR USE BY ITS WATER FUNDER 150,0001201 CONNECTICUT AVE NW SUITE 300 INITIATIVE TOWARD THE COSTSWASHINGTON, DC 20036 OF DEVELOPING AND

COORDINATING THEIMPLEMENTATION OF SIXACTION PLANS TO ADDRESSWATER CHALLENGES IMPACTINGCOMMUNITIES ANDFRESHWATER ECOSYSTEMS INTHE US WEST

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WOMEN IN INFORMAL EMPLOYMENT N/A PC IN GENERAL SUPPORT OF ITS 300,000GLOBALIZING AND ORGANIZING MISSION TO IMPROVE THE521 ROYAL EXCHANGE STATUS OF THE WORKING POORMANCHESTER, MANCHESTER IN THE INFORMAL ECONOMY,UK ESPECIALLY WOMEN

WOMEN IN INFORMAL EMPLOYMENT N/A PC TOWARD THE COSTS OF A PILOT 49,550GLOBALIZING AND ORGANIZING PROJECT TO PROMOTE THE521 ROYAL EXCHANGE LIVELIHOODS OF INFORMALMANCHESTER, MANCHESTER WORKERS IN MULTIPLEUK OCCUPATIONAL SECTORS IN

BANGKOK, THAILAND

WOMEN IN NEED INC N/A PC EITHER FOR GENERAL 60115 WEST 31ST STREET 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WOMEN IN NEED INC N/A PC EITHER FOR GENERAL 75115 WEST 31ST STREET 7TH FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10001 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WOMEN IN THE WORLD MEDIA LLC N/A NC TOWARD THE COSTS OF ITS 8TH 350,000620 EIGHTH AVENUE 17TH FLOOR ANNUAL WOMEN IN THE WORLDNEW YORK, NY 10018 SUMMIT WHICH ADDRESSES

WOMENS ISSUES ANDCONCERNS GLOBALLY

WORDS WITHOUT BORDERS N/A PC EITHER FOR GENERAL 150147 PRINCE STREET PURPOSES OR AS DESIGNATEDBROOKLYN, NY 11201 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WORKFORCE DEVELOPMENT N/A PC TOWARD THE COSTS OF 96,663CORPORATION CONDUCTING EMPLOYER-LED110 WILLIAM STREET 8TH FLOOR JOB TRAINING AND PLACEMENTNEW YORK, NY 10038 FOR LOW-INCOME NEW

YORKERS AND DEVELOPING APRODUCT THAT COMMUNICATESTHE VALUE OF THIS PROCESSTO INCENT OTHER EMPLOYERSPARTICIPATION ANDINVESTMENT

WORKLIFE PARTNERSHIP N/A PC FOR USE BY ITS PROJECT, 750,00099 INCA STREET CONSORTIUM FORDENVER, CO 80223 SUSTAINABLE WORKFORCE

PRACTICES, TOWARD THECOSTS OF REPLICATING THEIRMODEL FOR OFFERING POST-EMPLOYMENT RETENTIONSUPPORT TO LOW-INCOMEWORKERS ACROSS THE UNITEDSTATES

WORLD AFFAIRS COUNCIL OF N/A PC TOWARD THE COSTS OF ITS 75,000NORTHERN CALIFORNIA GLOBAL PHILANTHROPY FORUM,312 SUTTER STREET SUITE 200 WHICH BRINGS TOGETHERSAN FRANCISCO, CA 941084384 FOUNDATION LEADERS,

INDIVIDUAL DONORS, SOCIALINVESTORS, AND AGENTS OFCHANGE TO LEARN MORE ABOUTOPPORTUNITIES FORINTERNATIONAL PHILANTHROPY

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WORLD AFFAIRS COUNCIL OF N/A PC IN SUPPORT OF BUILDING THE 250,000NORTHERN CALIFORNIA CAPACITY OF ITS AFRICAN312 SUTTER STREETSUITE 200 PHILANTHROPY FORUM, ANDSAN FRANCISCO, CA 941084384 ESTABLISHING IT AS A STAND-

ALONE AFRICA-BASEDORGANIZATION THAT ISMANAGED, GOVERNED, ANDLARGELY FINANCED BYAFRICANS

WORLD PARROT TRUST USA INC N/A PC EITHER FOR GENERAL 225PO BOX 935 PURPOSES OR AS DESIGNATEDLAKE ALFRED, FL 338500935 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WORLD RESOURCES INSTITUTE N/A PC IN SUPPORT OF PROVIDING 100,00010 G STREET NE SUITE 800 TECHNICAL ASSISTANCE FORWASHINGTON, DC 20002 THE IMPLEMENTATION OF

WATER RIGHTS TRADINGSYSTEMS IN CHINA AND THEDEVELOPMENT OF AFRAMEWORK FORIMPLEMENTING SIMILAR WATERRIGHTS TRADING SYSTEMS INOTHER PARTS OF THE WORLD

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WORLD WILDLIFE FUND INC N/A PC IN SUPPORT OF CATALYZING 165,0001250 24TH STREET NW SUSTAINABLE SOURCING ANDWASHINGTON, DC 20037 FOOD WASTE REDUCTION IN

THE U S HOSPITALITY SECTOR

WORLDWIDE INITIATIVES FOR N/A PC IN GENERAL SUPPORT OF ITS 80,000GRANTMAKER SUPPORT INC MISSION TO STRENGTHENAVENIDA 9 DE JULHO 5143 SUITE 61 PHILANTHROPY AND A CULTURESAO PAULO, SAO PAULO 01407-200 OF GIVING THROUGH MUTUALBR LEARNING AND SUPPORT,

KNOWLEDGE SHARING ANDPROFESSIONAL DEVELOPMENTAMONG ITS MEMBERS

WWWNY4PORG N/A PC EITHER FOR GENERAL 7555 BROAD ST 23RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10004 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

WWWNY4PORG N/A PC EITHER FOR GENERAL 30055 BROAD ST 23RD FLOOR PURPOSES OR AS DESIGNATEDNEW YORK, NY 10004 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

WYLIE E GROVES HIGH SCHOOL N/A PC EITHER FOR GENERAL 6,00020500 WEST 13 MILE RD PURPOSES OR AS DESIGNATEDBEVERLY HILLS, MI 48025 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

XAVIER HIGH SCHOOL N/A PC EITHER FOR GENERAL 1,50030 WEST 16TH STREET PURPOSES OR AS DESIGNATEDNEW YORK, NY 10011 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

YALE UNIVERSITYPO BOX 2038 N/A PC EITHER FOR GENERAL 30,000NEW HAVEN, CT 065212038 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

YALE UNIVERSITYPO BOX 2038 N/A PC EITHER FOR GENERAL 90,000NEW HAVEN, CT 065212038 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

YIDDISH BOOK CENTER N/A PC EITHER FOR GENERAL 1,5001021 WEST STREET PURPOSES OR AS DESIGNATEDAMHERST, MA 010023375 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

YINGHUA INTERNATIONAL SCHOOL A N/A PC EITHER FOR GENERAL 450NJ NONPROFIT CORP PURPOSES OR AS DESIGNATEDPO BOX 88 BY THE ROCKEFELLERKINGSTON, NJ 08528 FOUNDATION EMPLOYEES

CONTRIBUTION

YOUNG LIFE420 N CASCADE AVE N/A PC EITHER FOR GENERAL 6,000COLORADO SPRINGS, CO 809033325 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

YOUNG LIFE420 N CASCADE AVE N/A PC EITHER FOR GENERAL 6,000COLORADO SPRINGS, CO 809033325 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

YOUNG MEN'S CHRISTIAN N/A PC EITHER FOR GENERAL 25,000ASSOCIATION OF GREATER NEW YORK PURPOSES OR AS DESIGNATED5 WEST 63RD ST 6TH FL BY THE ROCKEFELLERNEW YORK, NY 10023 FOUNDATION EMPLOYEES

CONTRIBUTION

YOUNG MENS CHRISTIAN ASSOCIATION N/A PC EITHER FOR GENERAL 150OF GREATER NEW YORK PURPOSES OR AS DESIGNATED5 W 63RD ST 6TH FL BY THE ROCKEFELLERNEW YORK, NY 100237162 FOUNDATION EMPLOYEES

CONTRIBUTION

YOUNG MENS CHRISTIAN ASSOCIATION N/A PC EITHER FOR GENERAL 600OF GREATER NEW YORK PURPOSES OR AS DESIGNATED5 W 63RD ST 6TH FL BY THE ROCKEFELLERNEW YORK, NY 100237162 FOUNDATION EMPLOYEES

CONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

YOUNG SURVIVAL COALITION INC N/A PC EITHER FOR GENERAL 60080 BROAD ST FL 17 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100042209 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

YOUNG SURVIVAL COALITION INC N/A PC EITHER FOR GENERAL 37580 BROAD ST FL 17 PURPOSES OR AS DESIGNATEDNEW YORK, NY 100042209 BY THE ROCKEFELLER

FOUNDATION EMPLOYEESCONTRIBUTION

YOUTH CHALLENGE800 SHARON DR N/A PC EITHER FOR GENERAL 3,750WESTLAKE, OH 441451521 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

YOUTH CHALLENGE800 SHARON DR N/A PC EITHER FOR GENERAL 4,500WESTLAKE, OH 441451521 PURPOSES OR AS DESIGNATED

BY THE ROCKEFELLERFOUNDATION EMPLOYEESCONTRIBUTION

YOUTH IMPROVED INC N/A PC IN SUPPORT OF PROVIDING 359,250515 MADISON AVENUE 26TH FLOOR PHYSICAL FITNESS KITS TO 500NEW YORK, NY 10022 UNDER-RESOURCED SCHOOLS

ACROSS THE UNITED STATES INORDER TO POSITION STUDENTSFOR LIFELONG HEALTH ANDSUCCESS BY INCREASINGPHYSICAL ACTIVITY

YUNUS SOCIAL BUSINESS GMBH N/A NC IN SUPPORT OF PILOTING THE 63,951NIDDASTR 63 SOCIAL SUCCESS NOTE, ANFRANKFURT, FRANKFURT 60329 INNOVATIVE FINANCINGGM INSTRUMENT, TO ENABLE

IMPACT WATER OR ACOMPARABLE SOCIALENTERPRISE) TO FUND WATERPURIFICATION SYSTEMS INUGANDA

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XV Line 3 - Grants and Contributions Paid During the Year or Approved for Future Payment

Recipient If recipient is an individual, Foundation Purpose of grant or Amountshow any relationship to status of contribution

Name and address (home or business) any foundation manager recipientor substantial contributor

a Paid during the year

ZERO POINT ZERO PRODUCTION INC N/A NC IN SUPPORT OF PRODUCING A 580,501875 AVENUE OF THE AMERICAS FEATURE LENGTHNEW YORK, NY 10001 DOCUMENTARY FILM, WASTED,

AND A CORRESPONDINGAWARENESS CAMPAIGN ANDEDUCATIONAL CURRICULUM TOHIGHLIGHT EFFORTS TOREDUCE FOOD WASTE

Total . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . ► 157,700,4003a

Form 990PF Part XVI-A Line 11 - Other revenue:

Enter gross amounts unless otherwise indicated Unrelated business income Excluded by section 512, 513, or 514 (e)

Related or

11 Other revenue

(a)Businesscode

(b)Amount

(c)Exclusion code

(d)Amount

exemptfunction income

(See theinstructions

a FOREIGN EXCHANGE LOSS 14 -9,023,244

b SECURITIES LITIGATION PROCEEDS 01 85,457

c GRANT REFUNDS 01 1,866,807

d ROYALTIES 15 3,755

e OTHER INCOME THROUGH K-iS NOT ON BOOKS 525990 5,634,256 01 -5,634,256

f OTHER INCOME 01 976

g OBIT STATE REFUNDS 01 594,392

lefile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - DLN: 93491312000088

TY 2017 Accounting Fees Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629Accounting Fees Schedule

Category Amount Net Investment Adjusted Net DisbursementsIncome Income for Charitable

Purposes

PKF O'CONNOR DAVIES, LLP 443,198 247,311 137,887

lefile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491312000088

TY 2017 All Other Program Related Investments Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Category Amount

A PRI TO ELEVAR EQUITY TO SUPPORT SMALL TO MEDIUM SIZED SOCIAL ENTERPRISES 812,000SERVING BASE OF THE PYRAMID (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATINAMERICA.

A PRI TO LIVELIHOOD IMPACT FUND, L.P. TO SUPPORT IMPROVING THE LIVELIHOODS OF 520,000THE WORKING POOR BY CAPITALIZING A VENTURE CAPITAL FUND THAT INVESTS INSMALL- TO MEDIUM-SIZED SOCIAL ENTERPRISES PRIMARILY BUT NOT EXCLUSIVELY INSOUTHEAST ASIA.

A PRI TO ACUMEN CAPITAL MARKETS I, LP IN SUPPORT OF A DEBT AND EQUITY FUND TO 125,543PROMOTE SUSTAINABLE ECONOMIC DEVELOPMENT BY ENCOURAGING SOCIALENTREPRENEURSHIP AMONG LOWER-INCOME PEOPLE IN EAST AFRICA AND SOUTH ASIA.

A PRI TO AFRICAN AGRICULTURAL CAPITAL LIMITED TO SUPPORT THE DEVELOPMENT OF 22,731INTERMEDIATION CAPACITY FOR IMPACT INVESTMENT BY PROVIDING CAPITAL FOR AGRI-BUSINESS THAT SUPPORT SMALL HOLDER FARMERS, CREATE JOBS, AND CONTRIBUTE TOFOOD SECURITY IN EAST AFRICA.

A PRI TO PACIFIC COMMUNITY VENTURES TOWARD CAPITALIZING A $30 MILLION 3,257COMMUNITY DEVELOPMENT INVESTMENT FUND THAT WOULD PROVIDE GROWTH CAPITALAND MANAGEMENT ASSISTANCE TO BUSINESSES LOCATED IN OR HIRING FROM LOW- ANDMODERATE-INCOME COMMUNITIES IN CALIFORNIA.

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TY 2017 Expenditure Responsibility Statement

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Grantee ' s Name Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAddress Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

AAVISHKAAR INDIA 512 5TH 2009-06-30 361,843 PAYMENT TOWARD A $1,000,000 PROGRAM- 0 NO PRIOR REPORTS+MICRO VENTURE FLOOR PLAM RELATED INVESTMENT COMMITMENT IN SUPPORT 11/29/17,02/15/18,05/03/18,05/17/18,08/16/18CAPITAL FUND SPRING LINK OF A MICRO-EQUITY FUND WITH A MISSION TO

RD PROMOTE SUSTAINABLE ECONOMICMALAD W DEVELOPMENT BY ENCOURAGINGMUMBAI ENTREPRENEURSHIP AMONG LOWER-INCOME400 064 PEOPLE IN INDIAIN

AAVISHKAAR INDIA 512 5TH 2010-11-16 493,281 PAYMENT TOWARD A $1,000,000 PROGRAM- 0 NO PRIOR REPORTS+MICRO VENTURE FLOOR PLAM RELATED INVESTMENT COMMITMENT IN SUPPORT 11/29/17,02/15/18,05/03/18,05/17/18,08/16/18CAPITAL FUND SPRING LINK OF A MICRO-EQUITY FUND WITH A MISSION TO

RD PROMOTE SUSTAINABLE ECONOMICMALAD W DEVELOPMENT BY ENCOURAGINGMUMBAI ENTREPRENEURSHIP AMONG LOWER-INCOME400 064 PEOPLE IN INDIAIN

AAVISHKAAR INDIA 512 5TH 2011-11-15 135,646 PAYMENT TOWARD A $1,000,000 PROGRAM- 0 NO PRIOR REPORTS+MICRO VENTURE FLOOR PLAM RELATED INVESTMENT COMMITMENT IN SUPPORT 11/29/17,02/15/18,05/03/18,05/17/18,08/16/18CAPITAL FUND SPRING LINK OF A MICRO-EQUITY FUND WITH A MISSION TO

RD PROMOTE SUSTAINABLE ECONOMICMALAD W DEVELOPMENT BY ENCOURAGINGMUMBAI ENTREPRENEURSHIP AMONG LOWER-INCOME400 064 PEOPLE IN INDIAIN

AAVISHKAAR INDIA 512 5TH 2013-02-13 73,125 PAYMENT TOWARD A $80,000 PROGRAM-RELATED 0 NO PRIOR REPORTS+MICRO VENTURE FLOOR PLAM INVESTMENT IN SUPPORT OF A MICRO-EQUITY 11/29/17,02/15/18,05/3/18,05/17/18,08/16/18CAPITAL FUND SPRING LINK FUND WITH A MISSION TO PROMOTE

RD SUSTAINABLE ECONOMIC DEVELOPMENT BYMALAD W ENCOURAGING ENTREPRENEURSHIP AMONGMUMBAI LOWER-INCOME PEOPLE IN INDIA400 064IN

ACCENTURE LLP 161 N CLARK 2017-02-17 25,000 FOR USE BY ITS ACCENTURE DEVELOPMENT 25,000 NO 04/21/17STREET PARTNERSHIPS IN SUPPORT OF INFORMING THECHICAGO, IL GLOBAL RESILIENCE PARTNERSHIP'S TRANSITION60601 TO A NEW OPERATING MODEL

ACUMEN CAPITAL 76 NINTH 2008-12-29 630,000 PAYMENT TOWARD A $3,500,000 PROGRAM- 0 NO PRIOR REPORTS+MARKETS I LP AVENUE RELATED INVESTMENT COMMITMENT IN SUPPORT 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

SUITE 315 OF A DEBT AND EQUITY FUND TO PROMOTENEW YORK, SUSTAINABLE ECONOMIC DEVELOPMENT BYNY 10011 ENCOURAGING SOCIAL ENTREPRENEURSHIP

AMONG LOWER-INCOME PEOPLE IN EAST AFRICAAND SOUTH ASIA

ACUMEN CAPITAL 76 NINTH 2011-11-13 875,000 PAYMENT TOWARD A $3,500,000 PROGRAM- 0 NO PRIOR REPORTS+MARKETS I LP AVENUE RELATED INVESTMENT COMMITMENT IN SUPPORT 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

SUITE 315 OF A DEBT AND EQUITY FUND TO PROMOTENEW YORK, SUSTAINABLE ECONOMIC DEVELOPMENT BYNY 10011 ENCOURAGING SOCIAL ENTREPRENEURSHIP

AMONG LOWER-INCOME PEOPLE IN EAST AFRICAAND SOUTH ASIA

ACUMEN CAPITAL 76 NINTH 2013-12-19 1,750,000 PAYMENT TOWARD A $3,500,000 PROGRAM- 0 NO PRIOR REPORTS+MARKETS I LP AVENUE RELATED INVESTMENT COMMITMENT IN SUPPORT 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

SUITE 315 OF A DEBT AND EQUITY FUND TO PROMOTENEW YORK, SUSTAINABLE ECONOMIC DEVELOPMENT BYNY 10011 ENCOURAGING SOCIAL ENTREPRENEURSHIP

AMONG LOWER-INCOME PEOPLE IN EAST AFRICAAND SOUTH ASIA

ACUMEN CAPITAL 76 NINTH 2017-01-13 125,543 PAYMENT TOWARD A $3,500,000 PROGRAM- 0 NO PRIOR REPORTS+MARKETS I LP AVENUE RELATED INVESTMENT COMMITMENT IN SUPPORT 09/30/17,03/01/18,04/30/18,05/30/18,08/29/18

SUITE 315 OF A DEBT AND EQUITY FUND TO PROMOTENEW YORK, SUSTAINABLE ECONOMIC DEVELOPMENT BYNY 10011 ENCOURAGING SOCIAL ENTREPRENEURSHIP

AMONG LOWER-INCOME PEOPLE IN EAST AFRICAAND SOUTH ASIA

AFRICA KNOWS PO BOX 2016-11-08 30,000 IN SUPPORT OF GENERATING AND SHARING NEW 30,000 NO 03/07/17, 03/21/17, 08/24/17, 02/05/18/,PHOTOGRAPHY 68151-00200 INSIGHTS FROM EMERGING LEADERS 02/06/18, 02/07/18LIMITED NAIROBI THROUGHOUT SUB-SAHARAN AFRICA ON THE

KE MOST PROMISING SOLUTIONS TO ECONOMIC,SOCIAL, AND ENVIRONMENTAL CHALLENGES FORPOOR AND VULNERABLE PEOPLE

Grantee ' s Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee'

AFRICA KNOWS PO BOX 2017-04-20 40,000 IN SUPPORT OF GENERATING AND 40,000 NO 08/24/17,02/05/18/,02/06/18,02/07/18PHOTOGRAPHY 68151-00200 SHARING NEW INSIGHTS FROMLIMITED NAIROBI EMERGING LEADERS THROUGHOUT

KE SUB-SAHARAN AFRICA ON THE MOSTPROMISING SOLUTIONS TOECONOMIC, SOCIAL, ANDENVIRONMENTAL CHALLENGES FORPOOR AND VULNERABLE PEOPLE

AFRICA 14 2017-08-23 40,000 IN SUPPORT OF INCREASING 40,000 NO 12/21/17PRACTICE EAST CAMBRIDGE AWARENESS OF THE ISSUE OFAFRICA LIMITED COURT POSTHARVEST LOSS IN SPECIFIC

LONDON COUNTRIES OF SUB-SAHARAW6 7NJ AFRICAN AND ACROSS VALUEUK CHAINS

AFRICA POBOX 1403 2016-12-06 125,000 IN SUPPORT OF DEVELOPING MEDIA 125,000 NO PRIOR REPORTS+TWENTY-FOUR 00502 COLLATERAL TO RAISE AWARENESS 04/04/18,05/15/18,05/16/18,05/23/18,06/25/18,06/28/18MEDIA LTD NAIROBI ABOUT POST-HARVEST LOSS TO

KE DIFFERENT STAKEHOLDERS IN THEAGRICULTURE SECTOR

AFRICA POBOX 1403 2017-07-07 100,000 IN SUPPORT OF DEVELOPING MEDIA 100,000 NO 01/09/18,04/04/18,05/15/18,05/16/18,05/23/18,06/25/18,06/28/18TWENTY-FOUR 00502 COLLATERAL TO RAISE AWARENESSMEDIA LTD NAIROBI ABOUT POST-HARVEST LOSS TO

KE DIFFERENT STAKEHOLDERS IN THEAGRICULTURE SECTOR

AFRICAN PLOT 4 2011-11-16 30,411 PAYMENT TOWARD A $2,000,000 0 NO PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18AGRICULTURAL CHWA II PROGRAM-RELATED INVESTMENT TOCAPITAL LIMITED ROAD MBUYA SUPPORT THE DEVELOPMENT OF

HILL INTERMEDIATION CAPACITY FORKAMPALA IMPACT INVESTMENT BY PROVIDINGUG CAPITAL FOR AGRI-BUSINESSES

THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, ANDCONTRIBUTE TO FOOD SECURITY INEAST AFRICA

AFRICAN PLOT 4 2012-12-10 598,025 PAYMENT TOWARD A $2,000,000 0 NO PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18AGRICULTURAL CHWA II PROGRAM-RELATED INVESTMENT TOCAPITAL LIMITED ROAD MBUYA SUPPORT THE DEVELOPMENT OF

HILL INTERMEDIATION CAPACITY FORKAMPALA IMPACT INVESTMENT BY PROVIDINGUG CAPITAL FOR AGRI-BUSINESSES

THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, ANDCONTRIBUTE TO FOOD SECURITY INEAST AFRICA

AFRICAN PLOT 4 2013-12-16 358,758 PAYMENT TOWARD A $2,000,000 0 NO PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18AGRICULTURAL CHWA II PROGRAM-RELATED INVESTMENT TOCAPITAL LIMITED ROAD MBUYA SUPPORT THE DEVELOPMENT OF

HILL INTERMEDIATION CAPACITY FORKAMPALA IMPACT INVESTMENT BY PROVIDINGUG CAPITAL FOR AGRI-BUSINESSES

THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, ANDCONTRIBUTE TO FOOD SECURITY INEAST AFRICA

AFRICAN PLOT 4 2014-11-26 306,000 PAYMENT TOWARD A $2,000,000 0 NO PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18AGRICULTURAL CHWA II PROGRAM-RELATED INVESTMENT TOCAPITAL LIMITED ROAD MBUYA SUPPORT THE DEVELOPMENT OF

HILL INTERMEDIATION CAPACITY FORKAMPALA IMPACT INVESTMENT BY PROVIDINGUG CAPITAL FOR AGRI-BUSINESSES

THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, ANDCONTRIBUTE TO FOOD SECURITY INEAST AFRICA

AFRICAN PLOT 4 2015-10-27 192,000 PAYMENT TOWARD A $2,000,000 0 NO PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18AGRICULTURAL CHWA II PROGRAM-RELATED INVESTMENT TOCAPITAL LIMITED ROAD MBUYA SUPPORT THE DEVELOPMENT OF

HILL INTERMEDIATION CAPACITY FORKAMPALA IMPACT INVESTMENT BY PROVIDINGUG CAPITAL FOR AGRI-BUSINESSES

THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, ANDCONTRIBUTE TO FOOD SECURITY INEAST AFRICA

AFRICAN PLOT 4 2016-09-13 110,000 PAYMENT TOWARD A $2,000,000 0 NO PRIOR REPORTS+ 08/07/17,10/28/17,11/29/17,03/01/18,05/30/18AGRICULTURAL CHWA II PROGRAM-RELATED INVESTMENT TOCAPITAL LIMITED ROAD MBUYA SUPPORT THE DEVELOPMENT OF

HILL INTERMEDIATION CAPACITY FORKAMPALA IMPACT INVESTMENT BY PROVIDINGUG CAPITAL FOR AGRI-BUSINESSES

THAT SUPPORT SMALL HOLDERFARMERS, CREATE JOBS, ANDCONTRIBUTE TO FOOD SECURITY INEAST AFRICA

Grantee ' s Name Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAddress Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

AGRICULTURE MOMBASA ROAD 2013-10-16 25,000 IN SUPPORT OF LAUNCHING A 24,322 NO 10/07/14,06/08/15CLIMATE CHANGE PANESAR PARTICIPATORY RADIO SHOW THAT WILLEDUCATION CENTRE 3RD ENCOURAGE YOUTH TO ENTER FARMINGCOMMUNITY FLOOR IN KIKUYU-SPEAKING DISTRICTS OFPROGRAMMES NAIROBI 00300 KENYA INCOMPLETE REPORTING NO

KE FURTHER FUNDING WILL BE PROVIDEDTO THIS GRANTEE

AID TECHNOLOGY THE DIGITAL HUB 2017-11-29 100,000 IN SUPPORT OF IMPLEMENTING TWO 15,000 NO 07/3/18,07/17/18LIMITED ROE LANE DISCRETE PILOT PROJECTS THAT

DUBLIN DEMONSTRATE THE TRANSFORMATIVED08 TCV4 POTENTIAL OF BLOCKCHAINEI TECHNOLOGY FOR SOCIAL IMPACT

ALAYA LLC 651 COLLEGE 2016-07-27 60,000 IN SUPPORT OF PREPARATIONS FOR A 60,000 NO PRIOR REPORTS+AVENUE CONVENING FOCUSED ON IDENTIFYING 02/26/18,02/28/18,03/13/18,03/20/18,03/27/18,05/12/18BOULDER, CO CRITICAL PATTERNS, TENSIONS, AND80302 PROGRESS IN RESILIENCE PRACTICE

AND THEORY IN ORDER TOSTRENGTHEN FUTURE APPLICATIONS OFRESILIENCE, TO BE HELD AT THEROCKEFELLER FOUNDATION BELLAGIOCENTER, MAY 2017

ALAYA LLC 651 COLLEGE 2017-04-28 95,000 IN SUPPORT OF PREPARATIONS FOR A 95,000 NO PRIOR REPORTS+AVENUE CONVENING FOCUSED ON IDENTIFYING 02/26/18,02/28/18,03/13/18,03/20/18,03/27/18,05/12/18BOULDER, CO CRITICAL PATTERNS, TENSIONS, AND80302 PROGRESS IN RESILIENCE PRACTICE

AND THEORY IN ORDER TOSTRENGTHEN FUTURE APPLICATIONS OFRESILIENCE, TO BE HELD AT THEROCKEFELLER FOUNDATION BELLAGIOCENTER, MAY 2017

ALBRIGHT 601 13TH 2016-11-30 300,000 IN SUPPORT OF CONDUCTING 300,000 NO 02/28/17,04/28/17,10/31/17,01/31/18,03/01/18STONEBRIDGE STREET NW AGRICULTURAL POLICY ASSESSMENTS INGROUP LLC WASHINGTON, TANZANIA AND NIGERIA IN ORDER TO

DC 20005 CONTRIBUTE TO AGRICULTURALDEVELOPMENT AND IMPROVEDOUTCOMES FOR SMALL SHAREHOLDERFARMERS

ALBRIGHT 601 13TH 2017-09-14 200,000 IN SUPPORT OF CONDUCTING 200,000 NO 10/31/17,01/31/18,03/01/18STONEBRIDGE STREET NW AGRICULTURAL POLICY ASSESSMENTS INGROUP LLC WASHINGTON, TANZANIA AND NIGERIA IN ORDER TO

DC 20005 CONTRIBUTE TO AGRICULTURALDEVELOPMENT AND IMPROVEDOUTCOMES FOR SMALL SHAREHOLDERFARMERS

APCO 1299 2017-07-13 275,000 IN SUPPORT OF ADVANCING 275,000 NO 08/21/17,06/21/18WORLDWIDE INC PENNSYLVANIA FRESHWATER RESILIENCE GLOBALLY,

AVE NW INCLUDING THE COSTS OF FACILITATINGWASHINGTON, A CONFERENCE ON WATER VALUATIONDC 20004 TO BE HELD AT THE ROCKEFELLER

FOUNDATION BELLAGIO CENTER, ITALY,AND SUPPORTING A CONVENING OFGLOBAL LEADERS ON WORLD WATER DAY

APCO 1299 2017-08-30 500,000 IN SUPPORT OF PROVIDING 500,000 NO 12/27/18, 02/15/18, 06/14/18, 07/02/18, 09/05/18WORLDWIDE INC PENNSYLVANIA COMMUNICATION AND STAKEHOLDER

AVE NW ENGAGEMENT SUPPORT TO THE SMARTWASHINGTON, POWER FOR RURAL DEVELOPMENT INDIADC 20004 FOUNDATION AND SMART POWER FOR

RURAL DEVELOPMENT INITIATIVE

APCO 1299 2017-10-04 81,250 IN SUPPORT OF ADVANCING 79,144 NO 06/21/18WORLDWIDE INC PENNSYLVANIA FRESHWATER RESILIENCE GLOBALLY,

AVE NW INCLUDING THE COSTS OF FACILITATINGWASHINGTON, A CONFERENCE ON WATER VALUATIONDC 20004 TO BE HELD AT THE ROCKEFELLER

FOUNDATION BELLAGIO CENTER, ITALY,AND SUPPORTING A CONVENING OFGLOBAL LEADERS ON WORLD WATER DAY

ARAB WORLD & ALMADINEH 2015-10-13 76,000 IN SUPPORT OF THE PRODUCTION OF 73,856 NO 03/04/16, 08/24/16, 09/21/16, 11/07/16, 05/18/17,AFRICA TRAINING ALMONAWARAH FOUR NEWSLETTERS AND TWO 09/21/17, 09/27/18CO STREET OMAIR WORKSHOPS TO PROMOTE A PAN-

LOUZI BUILDING AFRICAN DIALOGUE ON THE FUTURE OFOFFICE 101 THE AFRICAN CONTINENT WITH AAMMAN FOCUS ON INTEGRATION OF THEJO MIDDLE EAST AND NORTH AFRICA

REGION WITH SUB-SAHARAN AFRICA TOPROMOTE SOCIAL AND ECONOMICDEVELOPMENT

Grantee ' s Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

ART EARTH ALDWINKLE 2017-08-23 175,000 IN SUPPORT OF DEVELOPING A FEASIBILITY STUDY 121,133 NO 09/15/17,01/31/18,02/21/18TECH LODGE OF A NEW FUNDING MODEL FOR HEALTH CARE WITHLIMITED PETERBOROUGH THE POTENTIAL TO SPUR INVESTMENT IN THE

PE85SZ DEVELOPMENT AND DISTRIBUTION OF DRUGS WITHUK HIGHER LIFESAVING HEALTH OUTCOMES FOR POOR

AND VULNERABLE PEOPLE

BANQU INC 4100 2016-09-15 300,000 IN SUPPORT OF DEVELOPING A DATABASE DESIGNED 300,000 NO 02/22/17,07/11/17,03/12/18HEATHERTON TO SUPPORT APPLICATIONS FOR BUILDINGPLACE ECONOMIC IDENTITIES FOR REFUGEESMINNETONKA, MN55345

BANQU INC 4100 2017-07-13 25,000 IN SUPPORT OF DEVELOPING A DATABASE DESIGNED 25,000 NO 03/12/18HEATHERTON TO SUPPORT APPLICATIONS FOR BUILDINGPLACE ECONOMIC IDENTITIES FOR REFUGEESMINNETONKA, MN55345

BCLF 56 WARREN 2002-05-08 750,000 PAYMENT IN FULL OF A $750,000 PROGRAM-RELATED 0 NO PRIOR REPORTS+VENTURES STREET INVESTMENT COMMITMENT TO SUPPORT ITS 08/15/17,11/15/17,02/15/18,05/17/18,08/16/18LLC INC BOSTON, MA INVESTMENTS IN BUSINESSES LOCATED IN

02119 MASSACHUSETTS AND THE NORTHEASTERN UNITEDSTATES THAT CAN GENERATE FINANCIAL AND SOCIALRETURNS THROUGH CREATION AND RETENTION OFHIGH-QUALITY ENTRY- AND MID-LEVEL JOBS FORLOW-INCOME AND OTHER DISADVANTAGED GROUPS

BEYOND PO BOX 40530- 2017-04-25 300,000 IN SUPPORT OF STUDYING THE FEASIBILITY OF 114,875 NO 11/07/17, 03/09/18, 05/31/18ZERO 00100 ESTABLISHING NEW SPECIALIZED CARE HEALTH

NAIROBI FACILITIES IN KENYA TO HELP CONTROL HIV ANDKE PROMOTE MATERNAL, NEWBORN, AND CHILDREN'S

HEALTH

BLUE STATE 101 AVENUE OF 2016-10-13 1,100,000 IN SUPPORT OF BUILDING, LAUNCHING, AND 1,100,000 NO 11/21/16,01/17/17,03/17/17,08/15/17,02/28/18DIGITAL THE AMERICAS OPTIMIZING A PUBLISHING AND KNOWLEDGE-INC 12TH SHARING PLATFORM TO UNITE AND BUILD THE FIELD

FLOOR OF RESILIENCE BY DELIVERING WIDE-RANGING,NEW YORK, NY QUALITY CONTENT, CONNECTIONS, EVENTS, AND10013 RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

BLUE STATE 101 AVENUE OF 2017-02-10 500,000 IN SUPPORT OF BUILDING, LAUNCHING, AND 500,000 NO 03/17/17,08/15/17,02/28/18DIGITAL THE AMERICAS OPTIMIZING A PUBLISHING AND KNOWLEDGE-INC 12TH SHARING PLATFORM TO UNITE AND BUILD THE FIELD

FLOOR OF RESILIENCE BY DELIVERING WIDE-RANGING,NEW YORK, NY QUALITY CONTENT, CONNECTIONS, EVENTS, AND10013 RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

BLUE STATE 101 AVENUE OF 2017-04-13 500,000 IN SUPPORT OF BUILDING, LAUNCHING, AND 500,000 NO 08/15/17,02/28/18DIGITAL THE AMERICAS OPTIMIZING A PUBLISHING AND KNOWLEDGE-INC 12TH SHARING PLATFORM TO UNITE AND BUILD THE FIELD

FLOOR OF RESILIENCE BY DELIVERING WIDE-RANGING,NEW YORK, NY QUALITY CONTENT, CONNECTIONS, EVENTS, AND10013 RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

BLUE STATE 101 AVENUE OF 2017-09-20 400,000 IN SUPPORT OF BUILDING, LAUNCHING, AND 103,855 NO 02/28/18DIGITAL THE AMERICAS OPTIMIZING A PUBLISHING AND KNOWLEDGE-INC 12TH SHARING PLATFORM TO UNITE AND BUILD THE FIELD

FLOOR OF RESILIENCE BY DELIVERING WIDE-RANGING,NEW YORK, NY QUALITY CONTENT, CONNECTIONS, EVENTS, AND10013 RECOMMENDATIONS TO RESILIENCE PRACTITIONERS

BUNI REVLON 2017-07-28 30,000 TOWARD THE COSTS OF CREATING A GRAPHIC 13,548 NO 02/28/18MEDIA PROFESSIONAL VERSION OF THE KENYAN CONSTITUTION IN ORDERLIMITED PLAZA 3RD FLOOR TO MAKE IT MORE ACCESSIBLE AND THEREBY

NAIROBI 00100 EDUCATE, ENGAGE AND EMPOWER THE CITIZENS OFKE KENYA

Grantee ' s Name Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAddress Amount Expended Diversion Verification Verification

By Grantee ByGrantee'

CENTRE FOR TRANSMEDIT 2017-12-06 100,000 IN SUPPORT OF STRENGTHENING ITS 100,000 NO 01/31/18,04/30/18,07/31/18DEVELOPMENT AND PLACE 5 ETON INSTITUTIONAL CAPACITY TO PROMOTEENTERPRISE ROAD RESEARCH ON DEVELOPMENT ISSUES IN SOUTH

JOHANNESBURG AFRICA2193SF

CLIMATE POLICY 235 MONTGOMERY 2016-11-02 200,000 FOR USE BY ITS GLOBAL INNOVATION LAB FOR 200,000 NO 02/28/17,03/17/17,04/03/17,11/08/17INITIATIVE INC STREET 13TH CLIMATE FINANCE TOWARD THE COSTS OF

FLOOR FURTHER DEVELOPING A CLIMATE RESILIENCESAN FRANCISCO, WORK STREAM TO LEVERAGE INNOVATIVECA 94104 SOURCES OF CAPITAL THAT BENEFIT POOR AND

VULNERABLE POPULATIONS

CLOUDFACTORY 1010 MIRAMAR 2014-12-11 1,000,000 PAYMENT TOWARD A $2,000,000 PROGRAM- 0 NO PRIOR REPORTS+ 08/31/17,GROUP LIMITED TOWER 132 RELATED INVESTMENT LOAN TO SUPPORT JOB 09/05/17,03/07/18, 05/31/18, 08/31/18

NATHAN ROAD CREATION AND SKILLS DEVELOPMENT FORTSIM SHA TSUI DISADVANTAGED AFRICAN YOUTH BYKOWLOON CAPITALIZING A LEADING IMPACT SOURCINGHONG KONG COMPANY THAT IS GROWING IN KENYA AS WELLCH AS OTHER AFRICAN COUNTRIES

CLOUDFACTORY 1010 MIRAMAR 2015-08-18 1,000,000 PAYMENT TOWARD A $2,000,000 PROGRAM- 0 NO PRIOR REPORTS+ 08/31/17,GROUP LIMITED TOWER 132 RELATED INVESTMENT LOAN TO SUPPORT JOB 09/05/17,03/07/18, 05/31/18, 08/31/18

NATHAN ROAD CREATION AND SKILLS DEVELOPMENT FORTSIM SHA TSUI DISADVANTAGED AFRICAN YOUTH BYKOWLOON CAPITALIZING A LEADING IMPACT SOURCINGHONG KONG COMPANY THAT IS GROWING IN KENYA AS WELLCH AS OTHER AFRICAN COUNTRIES

COMMUNITY OF NO 268 GROUND 2017-06-29 47,000 IN SUPPORT OF FACILITATING THE 4TH 47,000 NO 06/30/17,09/12/17,10/04/17,12/01/17EVALUATORS - FLOOR ANARKALI EVALUATION CONCLAVE (CONCLAVE 2017), TO BESOUTH ASIA COMPLEX HELD IN BHUTAN, JUNE 2017, TO STRENGTHEN

NEW DELHI THE ABILITY OF SOUTH ASIAN PRACTITIONERS TO110055 EVALUATE THE EFFECTIVENESS OF PROGRAMSIN AIMED AT IMPROVING THE LIVES OF THE POOR

AND VULNERABLE IN THE REGION

COMMUNITY OF NO 268 GROUND 2017-09-20 3,000 IN SUPPORT OF FACILITATING THE 4TH 3,000 NO 10/04/17,12/01/17EVALUATORS - FLOOR ANARKALI EVALUATION CONCLAVE (CONCLAVE 2017), TO BESOUTH ASIA COMPLEX HELD IN BHUTAN, JUNE 2017, TO STRENGTHEN

NEW DELHI THE ABILITY OF SOUTH ASIAN PRACTITIONERS TO110055 EVALUATE THE EFFECTIVENESS OF PROGRAMSIN AIMED AT IMPROVING THE LIVES OF THE POOR

AND VULNERABLE IN THE REGION

CONFERENCING IN A MORNING SIDE 2017-03-16 20,000 IN SUPPORT OF CONVENING THE AFRICA 20,000 NO 03/01/17BOX LIMITED 2ND FLOOR REGIONAL OFFICE RESILIENCE WEEK AND THE

NAIROBI AFRICA REGIONAL OFFICE RESILIENCE ACADEMYKE TO BE HELD IN NAIROBI, KENYA, DECEMBER 2016

CROSSBOUNDARY 1220 19TH STREET 2016-12-14 200,000 IN SUPPORT OF DESIGNING AN EAST-AFRICAN 200,000 NO 04/04/17, 08/01/17, 10/25/17, 05/03/18,LLC NW MINI-GRID FACILITY TO SUPPORT ENERGY 05/11/18

WASHINGTON DC, SERVICE COMPANIES TO ACCELERATE ENERGYDC 20036 ACCESS FOR POOR AND VULNERABLE PEOPLE IN

RURAL AREAS

CROSSBOUNDARY 1220 19TH STREET 2017-08-24 100,000 IN SUPPORT OF DESIGNING AN EAST-AFRICAN 100,000 NO 10/25/17, 05/03/18, 05/11/18LLC NW MINI-GRID FACILITY TO SUPPORT ENERGY

WASHINGTON DC, SERVICE COMPANIES TO ACCELERATE ENERGYDC 20036 ACCESS FOR POOR AND VULNERABLE PEOPLE IN

RURAL AREAS

CURATIO 3 KAVSADZE AVE 2017-03-03 50,000 FOR USE AS THE HEALTH SYSTEMS GLOBAL 50,000 NO 02/24/17INTERNATIONAL TBILISI 162 SECRETARIAT TOWARD THE COSTS OFFOUNDATION GG ORGANIZING THE FOURTH HEALTH SYSTEMS

SYMPOSIUM AND CONSOLIDATING THESUSTAINABILITY OF HEALTH SYSTEMS GLOBAL

Grantee ' s Name Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAddress Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

DALBERG 99 MADISON 2016-04-19 149,468 IN SUPPORT OF A PROJECT TO INCREASE 149,468 NO 06/01/16,12/09/16CONSULTING - US AVENUE 17TH FUNDERS' USE OF INNOVATION CONCEPTS TOLLC FLOOR ACCELERATE THE PACE OF SOCIAL CHANGE FOR

NEW YORK, NY POOR OR VULNERABLE COMMUNITIES10016

DALBERG 99 MADISON 2016-09-20 175,000 IN SUPPORT OF EXECUTING A THEMED 175,000 NO 03/26/17,07/17/17,09/12/17,11/13/17,12/13/17CONSULTING - US AVENUE 17TH RESIDENCY AT THE ROCKEFELLER FOUNDATIONLLC FLOOR BELLAGIO CENTER, ITALY, JULY/AUGUST 2017,

NEW YORK, NY AND COLLECTING AND DISSEMINATING RESULTING10016 KNOWLEDGE ASSETS

DALBERG 99 MADISON 2017-06-02 350,000 IN SUPPORT OF A RESEARCH AND LANDSCAPE 0 NO 12/18/17CONSULTING - US AVENUE 17TH ASSESSMENT THAT SYNTHESIZES FORWARD-LLC FLOOR LOOKING KNOWLEDGE ON PRESSING PROBLEMS

NEW YORK, NY AND DYNAMIC OPPORTUNITIES IN THE LIVES OF10016 POOR OR VULNERABLE POPULATIONS

DALBERG 99 MADISON 2017-10-11 13,583 IN SUPPORT OF DESIGNING, LAUNCHING, AND 13,583 NO 08/07/17CONSULTING - US AVENUE 17TH EXECUTING THE "CASSAVA INNOVATIONLLC FLOOR CHALLENGE" IN ORDER TO SURFACE SOLUTIONS

NEW YORK, NY TO INCREASE THE SHELF LIFE OF CASSAVA AND10016 THEREBY IMPROVE THE LIVELIHOODS OF SMALL

HOLDER FARMERS IN AFRICA

DALBERG MEZZANINE 2017-10-11 200,000 IN SUPPORT OF A FEASIBILITY STUDY OF MINI- 200,000 NO 07/09/18,07/23/18DEVELOPMENT FLOOR A WING GRID MODELS AND THE DESIGN OF A MINI-GRIDADVISORS BARODAWALA PARTNERSHIP FACILITY AND STRATEGY FORPRIVATE LIMITED MANSION CATALYZING ENERGY ACCESS FOR POOR AND

MUMBAI VULNERABLE PEOPLE IN MYANMAR400018IN

DALBERG GROUP OVERGADEN 2017-05-11 60,000 IN SUPPORT OF THE PILOT PHASE OF THE BIG 60,000 NO 05/31/17,10/01/17APS OVEN VANDET BETS MATCH-UP INITIATIVE TO CREATE A

10 1ST FLOOR NETWORKING AND SOLUTION PLATFORM THATCOPENHAGEN BRINGS TOGETHER CIVIL SOCIETY

ORGANIZATIONS, ENTREPRENEURS, INVESTORS,DA AND PHILANTHROPISTS FOR ACTION TOWARD

IMPLEMENTING THE SUSTAINABLE DEVELOPMENTGOALS

DALBERG GROUP OVERGADEN 2017-06-08 19,625 IN SUPPORT OF THE PILOT PHASE OF THE BIG 19,625 NO 10/01/17APS OVEN VANDET BETS MATCH-UP INITIATIVE TO CREATE A

10 1ST FLOOR NETWORKING AND SOLUTION PLATFORM THATCOPENHAGEN BRINGS TOGETHER CIVIL SOCIETY

ORGANIZATIONS, ENTREPRENEURS, INVESTORS,DA AND PHILANTHROPISTS FOR ACTION TOWARD

IMPLEMENTING THE SUSTAINABLE DEVELOPMENTGOALS

DALBERG 72 - 82 2016-12-15 190,000 IN SUPPORT OF PRODUCING EARLY-STAGE 120,000 NO 08/29/17,08/30/17,09/13/17,09/25/17RESEARCH LTD ROSEBERY RESEARCH PRODUCTS THAT WILL ENHANCE THE

AVENUE 2ND STRATEGIC KNOWLEDGE BASE OF THEFLOOR INTERNATIONAL DEVELOPMENT COMMUNITY ONLONDON EMERGING AND CHANGING PROBLEMS AFFECTINGEC1R 4RW THE POOR AND VULNERABLEUK

DALBERG 72 - 82 2017-09-28 30,000 IN SUPPORT OF PRODUCING EARLY-STAGE 30,000 NO 09/13/17RESEARCH LTD ROSEBERY RESEARCH PRODUCTS THAT WILL ENHANCE THE

AVENUE 2ND STRATEGIC KNOWLEDGE BASE OF THEFLOOR INTERNATIONAL DEVELOPMENT COMMUNITY ONLONDON EMERGING AND CHANGING PROBLEMS AFFECTINGEC1R 4RW THE POOR AND VULNERABLEUK

DANIEL J 250 HUDSON 2017-01-05 149,990 IN SUPPORT OF INCREASING THE VISIBILITY AND 149,990 NO 09/29/17EDELMAN INC STREET UNDERSTANDING THE ISSUE OF FOOD WASTE

NEW YORK, NY10013

Grantee ' s Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

DANIEL1 250 HUDSON 2017-02-10 100,000 IN SUPPORT OF INCREASING THE VISIBILITY AND 100,000 NO 04/28/17EDELMAN INC STREET UNDERSTANDING OF IMPACT HIRING AMONG EMPLOYER

NEW YORK, AUDIENCES TO BENEFIT DISADVANTAGED YOUTH IN THENY 10013 UNITED STATES

DANIEL1 250 HUDSON 2017-12-21 200,000 IN SUPPORT OF INCREASING THE UNDERSTANDING OF 120,703 NO 04/09/18,07/16/18EDELMAN INC STREET THE ISSUES RELATED TO FOOD LOSS AND WASTE

NEW YORK, INCLUDING THE CHALLENGES OF ENDING HUNGER,NY 10013 ACHIEVING FOOD SECURITY AND IMPROVED NUTRITION,

AND PROMOTING SUSTAINABLE AGRICULTURE

DELOITTE 350 SOUTH 2017-08-24 100,000 FOR USE BY ITS MONITOR INSTITUTE TOWARD THE COSTS 100,000 NO 08/16/17CONSULTING GRAND OF EXPLORING HOW PHILANTHROPISTS CAN USE NEWLLP LOS ANGELES APPROACHES TO MORE EFFECTIVELY MEASURE AND

, CA EVALUATE THEIR WORK AND TO DEVELOP TOOLS AND900713462 SYSTEMS THAT ENABLE MORE TIMELY AND EFFECTIVE

EVIDENCE-BASED DECISION-MAKING THE GRANT WASFULLY ACCOUNTED FOR

DIABETIC 122 KAZI 2011-12-21 135,000 FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES 111,490 NO PRIOR REPORTS+ 01/04/17, 04/24/17,ASSOCIATION NAZRUL TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT 11/14/17, 12/13/17, 04/06/18, 05/29/18OF BANGLADESH ISLAM OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF

AVENUE SCIENCE CURRICULUM ON HEALTH INFORMATICSSHAH BAGDHAKA1000BG

DIABETIC 122 KAZI 2012-12-16 90,000 FOR USE BY ITS BANGLADESH INSTITUTE OF SCIENCES 0 NO PRIOR REPORTS+ 01/04/17, 04/24/17,ASSOCIATION NAZRUL TOWARD THE COSTS OF ESTABLISHING THE DEPARTMENT 11/14/17, 12/13/17, 04/06/18, 05/29/18OF BANGLADESH ISLAM OF HEALTH INFORMATICS TO LAUNCH A MASTERS OF

AVENUE SCIENCE CURRICULUM ON HEALTH INFORMATICSSHAH BAGDHAKA1000BG

EIGHTEEN EAST 86-90 PAUL 2017-05-04 85,000 IN SUPPORT OF DEVELOPING A MODEL CLOSED-END 85,000 NO 07/28/17,10/17/17CAPITAL LTD STREET INVESTMENT COMPANY (CEIC) TO CHANNEL PRIVATE

LONDON EQUITY IMPACT INVESTMENT CAPITAL TOWARD EMERGINGEC2A 4NE MARKET SECTORS LIKE HEALTHCARE, EDUCATION ANDUK AGRICULTURE FOR THE BENEFIT OF POOR AND

VULNERABLE POPULATIONS

EIGHTEEN EAST 86-90 PAUL 2017-08-03 25,000 IN SUPPORT OF DEVELOPING A MODEL CLOSED-END 25,000 NO 10/17/17CAPITAL LTD STREET INVESTMENT COMPANY (CEIC) TO CHANNEL PRIVATE

LONDON EQUITY IMPACT INVESTMENT CAPITAL TOWARD EMERGINGEC2A 4NE MARKET SECTORS LIKE HEALTHCARE, EDUCATION ANDUK AGRICULTURE FOR THE BENEFIT OF POOR AND

VULNERABLE POPULATIONS

EIGHTEEN EAST 86-90 PAUL 2017-12-13 175,000 IN SUPPORT OF DEVELOPING IMPACTBAY, A NOT-FOR- 2,816 NO 02/27/18, 03/29/18, 05/31/18, 07/31/18CAPITAL LTD STREET PROFIT MARKET PLACE DESIGNED TO FACILITATE

LONDON SECONDARY TRANSACTIONS OF FRONTIER AND EMERGINGEC2A 4NE MARKET IMPACT INVESTMENTS IN AN EFFORT TO GROWUK THE ASSETS AVAILABLE TO BENEFIT POOR AND

VULNERABLE POPULATIONS IN DEVELOPING COUNTRIES

ELEVAR EQUITY 220 2ND AVE 2014-06-26 500,000 PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED 0 NO PRIOR REPORTS+III LP S INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED 11/30/17,03/12/18,04/04/18,06/01/18,

SEATTLE, WA SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID 08/30/1898014 (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN

AMERICA

ELEVAR EQUITY 220 2ND AVE 2015-12-08 513,114 PAYMENT TOWARD A $4,000,000 PROGRAM-RELATED 0 NO PRIOR REPORTS+III LP S INVESTMENT TO SUPPORT SMALL TO MEDIUM SIZED 11/30/17,03/12/18,04/04/18,06/01/18,

SEATTLE, WA SOCIAL ENTERPRISES SERVING BASE OF THE PYRAMID 08/30/1898014 (BOP) POPULATIONS IN SOUTHEAST ASIA AND LATIN

AMERICA

Grantee ' s Name Grantee ' s Address Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAmount Expended Diversion Verification Verification

By Grantee ByGrantee?

ELEVAR EQUITY III 220 2ND AVE S 2016-12-30 734,886 PAYMENT TOWARD A $4,000,000 0 NO PRIOR REPORTS+ 11/30/17,03/12/18,04/04/18,06/01/18,LP SEATTLE, WA 98014 PROGRAM-RELATED INVESTMENT 08/30/18

TO SUPPORT SMALL TO MEDIUMSIZED SOCIAL ENTERPRISESSERVING BASE OF THE PYRAMID(BOP) POPULATIONS IN SOUTHEASTASIA AND LATIN AMERICA

ELEVAR EQUITY III 220 2ND AVE S 2017-09-13 812,000 PAYMENT TOWARD A $4,000,000 0 NO PRIOR REPORTS+ 11/30/17,03/12/18,04/04/18,06/01/18,LP SEATTLE, WA 98014 PROGRAM-RELATED INVESTMENT 08/30/18

TO SUPPORT SMALL TO MEDIUMSIZED SOCIAL ENTERPRISESSERVING BASE OF THE PYRAMID(BOP) POPULATIONS IN SOUTHEASTASIA AND LATIN AMERICA

ELEVATE PO BOX 8325 2015-07-31 180,000 IN SUPPORT OF ESTABLISHING THE 112,184 NO 03/18/16, 06/30/17CONSULTING & PORTLAND, ME NORTHEAST INFRASTRUCTURECOMMUNICATIONS 04104 ACCELERATOR AND DESIGNING ANLLC INFRASTRUCTURE INVESTMENT

MODEL FOR STATES AND REGIONSTO UNDERSTAND THE SAVINGSASSOCIATED WITH ADOPTING ARESILIENT WATERINFRASTRUCTURE

ESTUDIOOCA CO 65 2017-07-07 70,000 IN SUPPORT OF DESIGNING A 70,000 NO 01/17/18,02/28/18,05/31/18,08/20/18LTD CHALOEMPAKRIATE GREEN INFRASTRUCTURE MASTER

SOI 8 PLAN FOR UDON THANI, A CITY INBANGKOK 10250 NORTHEASTERN THAILANDTH

FT PUBLICATIONS 330 HUDSON 2017-04-28 50,000 FOR USE BY ITS FINANCIAL TIMES 50,000 NO 04/24/17INC STREET LIVE CONFERENCE DIVISION IN

NEW YORK, NY SUPPORT OF A SERIES OF10013 CONVENINGS OF PRIVATE SECTOR

STAKEHOLDERS TO DISCUSSMETHODS FOR INCORPORATINGNATURAL ASSETS INTO FINANCIALDECISION MAKING, TO BE HELD INNEW YORK AND LONDON IN 2016

FUNDACION JUMEX BOULEVARD VIA 2015-12-17 44,200 IN SUPPORT OF CONDUCTING 44,071 NO 01/19/16, 02/26/16, 04/15/16, 06/15/16, 03/15/17,ASOCIACION CIVIL MORELOS 72-A OUTREACH AND SELECTING LATIN 03/15/18

ECATEPEC AMERICAN ARTISTS ASMX CANDIDATES FOR ONE-MONTH

RESIDENCIES AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

FUNDACION JUMEX BOULEVARD VIA 2016-06-28 15,000 IN SUPPORT OF CONDUCTING 0 NO 03/15/17,03/15/18ASOCIACION CIVIL MORELOS 72-A OUTREACH AND SELECTING LATIN

ECATEPEC AMERICAN ARTISTS ASMX CANDIDATES FOR ONE-MONTH

RESIDENCIES AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

FUNDACION JUMEX BOULEVARD VIA 2016-12-01 46,900 IN SUPPORT OF CONDUCTING 46,900 NO 01/16/17,03/18/17,05/16/17,01/04/18ASOCIACION CIVIL MORELOS 72-A OUTREACH AND NOMINATING

ECATEPEC LATIN AMERICAN ARTISTS ASMX CANDIDATES FOR ONE-MONTH

RESIDENCIES AT THEROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

FUTURE FACTORY A-55 NANDJYOT 2017-07-13 57,500 IN SUPPORT OF DEVELOPING 57,500 NO 08/31/17,12/21/17,03/19/18LLP INDUSTRIAL ESTATE STRATEGIC OPPORTUNITIES THAT

2ND REDUCE POST-HARVEST FOODFLOOR SAFED POOL LOSS AND IMPROVE THEAK ROAD LIVELIHOODS OF SMALL-HOLDERMUMBAI 400072 FARMERS THROUGH INNOVATIVEIN PROTOTYPING METHODOLOGIES

GENESIS ANALYTICS 50 SIXTH ROAD 2017-01-13 100,000 IN SUPPORT OF MONITORING AND 100,000 NO PRIOR REPORTS+PTY LTD JOHANNESBURG EVALUATION ACTIVITIES FOR THE 10/16/17,11/02/17,02/12/18,02/28/18,03/16/18,04/10/18

2196 FOUNDATION'S DIGITAL JOBSSF AFRICA INITIATIVE, AS WELL AS ITS

GRANTEES AND PARTNERS, INORDER TO BENEFIT THE FIELDS OFYOUTH EMPLOYMENT, DIGITALJOBS AND INCLUSIVE ECONOMIES

Grantee ' s Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

GENESIS 50 SIXTH ROAD 2017-03-28 65,000 IN SUPPORT OF A THEMATIC TRACK ON 65,000 NO 04/20/17,08/11/17,11/22/17ANALYTICS PTY JOHANNESBURG INNOVATIONS IN EVALUATION AT THELTD 2196 AFRICAN EVALUATION ASSOCIATION

SF CONFERENCE AIMED AT STRENGTHENINGTHE EFFECTIVENESS OF MARKETSOLUTIONS TO IMPROVE THE LIVES OFPOOR OR VULNERABLE PEOPLE, TO BEHELD IN KAMPALA, UGANDA, MARCH 2017

GENESIS 50 SIXTH ROAD 2017-03-30 75,000 IN SUPPORT OF MONITORING AND 75,000 NO PRIOR REPORTS+ANALYTICS PTY JOHANNESBURG EVALUATION ACTIVITIES FOR THE 10/16/17,11/02/17,02/12/18,02/28/18,03/16/18,04/10/18LTD 2196 FOUNDATION'S DIGITAL JOBS AFRICA

SF INITIATIVE, AS WELL AS ITS GRANTEESAND PARTNERS, IN ORDER TO BENEFITTHE FIELDS OF YOUTH EMPLOYMENT,DIGITAL JOBS AND INCLUSIVEECONOMIES

GENESIS 50 SIXTH ROAD 2017-08-30 10,000 IN SUPPORT OF A THEMATIC TRACK ON 10,000 NO 11/22/17ANALYTICS PTY JOHANNESBURG INNOVATIONS IN EVALUATION AT THELTD 2196 AFRICAN EVALUATION ASSOCIATION

SF CONFERENCE AIMED AT STRENGTHENINGTHE EFFECTIVENESS OF MARKETSOLUTIONS TO IMPROVE THE LIVES OFPOOR OR VULNERABLE PEOPLE, TO BEHELD IN KAMPALA, UGANDA, MARCH 2017

GENESIS 50 SIXTH ROAD 2017-11-14 100,000 IN SUPPORT OF MONITORING AND 100,000 NO 02/12/18,02/28/18,03/16/18,04/10/18ANALYTICS PTY JOHANNESBURG EVALUATION ACTIVITIES FOR THELTD 2196 FOUNDATION'S DIGITAL JOBS AFRICA

SF INITIATIVE, AS WELL AS ITS GRANTEESAND PARTNERS, IN ORDER TO BENEFITTHE FIELDS OF YOUTH EMPLOYMENT,DIGITAL JOBS AND INCLUSIVEECONOMIES

GLOBAL BPO 15600 NE 8TH 2017-02-17 24,640 IN SUPPORT OF SCALING IMPACT 24,640 NO 04/02/17SOLUTIONS LLC STREET SOURCING BY DRIVING MEMBERSHIP

BELLEVUE, WA RECRUITMENT FOR THE GLOBAL IMPACT98008 SOURCING COALITION AND

COORDINATING DEVELOPMENT OFRELEVANT TOOLS AND RESOURCES FORBUILDING ITS VALUE PROPOSITION

GLOBAL BPO 15600 NE 8TH 2017-05-04 70,000 IN SUPPORT OF SCALING IMPACT 70,000 NO 05/14/17, 07/31/17, 08/01/17, 08/07/17, 02/27/18,SOLUTIONS LLC STREET SOURCING BY DRIVING MEMBERSHIP 02/28/18

BELLEVUE, WA RECRUITMENT FOR THE GLOBAL IMPACT98008 SOURCING COALITION AND PROMOTING

IMPACT SOURCING TO NEW SECTORS

GLOBAL BPO 15600 NE 8TH 2017-06-21 5,400 IN SUPPORT OF SCALING IMPACT 5,400 NO 04/02/17SOLUTIONS LLC STREET SOURCING BY DRIVING MEMBERSHIP

BELLEVUE, WA RECRUITMENT FOR THE GLOBAL IMPACT98008 SOURCING COALITION AND

COORDINATING DEVELOPMENT OFRELEVANT TOOLS AND RESOURCES FORBUILDING ITS VALUE PROPOSITION

GLOBAL BPO 15600 NE 8TH 2017-08-10 50,000 IN SUPPORT OF SCALING IMPACT 50,000 NO 02/27/18,02/28/18SOLUTIONS LLC STREET SOURCING BY DRIVING MEMBERSHIP

BELLEVUE, WA RECRUITMENT FOR THE GLOBAL IMPACT98008 SOURCING COALITION AND PROMOTING

IMPACT SOURCING TO NEW SECTORS

GLOBAL HEALTH 38 E 32ND 2016-11-18 500,000 IN SUPPORT OF A PROJECT TO SUSTAIN 500,000 NO 12/01/16,02/28/17,08/22/17,10/13/17,03/05/18STRATEGIES STREET 12TH MOMENTUM FOR UNIVERSAL HEALTHLLC FLOOR COVERAGE (UHC) THROUGH BUILDING A

NEW YORK, NY SUSTAINABLE UHC COALITION10016

GLOBAL STEEL HOUSE 13- 2017-11-14 100,000 TOWARD THE COSTS OF PILOTING A 0 NO NO REPORTS TO DATEINVESTMENT 17 PRINCES PRIVATE SECTOR-LED MICRO-LEVY ONFUND FOR ROAD BOTTLED WATERWATER SURREYLIMITED TW10 6DG

UK

Grantee ' s Name Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAddress Amount Expended Diversion Verification Verification

By Grantee ByGrantee'

GLOBAL STRATEGY 215 PARK 2017-03-10 500,000 IN SUPPORT OF OVERSEEING 500,000 NO 10/19/17,06/04/18GROUP LLC AVENUE 15TH STRATEGIC INFLUENCE

FLOOR ACTIVITIES AND COORDINATINGNEW YORK, NY CONVENINGS FOR THE10003 FOUNDATION'S "100X25"

CAMPAIGN

GRENZEBACH GLIER 401 N 2017-05-04 56,210 IN SUPPORT OF DEVELOPING AN 56,210 NO 08/23/17, 02/02/18, 08/09/18, 09/27/18AND ASSOCIATES MICHIGAN ALUMNI ENGAGEMENTINC AVENUE STRATEGY FOR THE

CHICAGO, IL ROCKEFELLER FOUNDATION60611 BELLAGIO CENTER, ITALY, IN

ORDER TO ENHANCE ALUMNIRELATIONS, PROMOTE ALUMNIACHIEVEMENTS, AND SHAREKNOWLEDGE

GRENZEBACH GLIER 401 N 2017-08-17 45,960 IN SUPPORT OF DEVELOPING AN 45,960 NO 02/02/18, 08/09/18, 09/27/18AND ASSOCIATES MICHIGAN ALUMNI ENGAGEMENTINC AVENUE STRATEGY FOR THE

CHICAGO, IL ROCKEFELLER FOUNDATION60611 BELLAGIO CENTER, ITALY, IN

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GUARDIAN NEWS KING PLACE 2016-10-13 100,000 IN SUPPORT OF GENERATING 100,000 NO 10/17/16,12/02/16,04/06/17,05/24/17,05/31/17,07/28/17,12/22/17AND MEDIA LTD 90 YORK WAY AND SHARING NEW INSIGHTS

LONDON FROM DIVERSE, GLOBALN1 9GU JOURNALISTS AND EDITORSUK AROUND SOCIAL, ECONOMIC,

AND ENVIRONMENTAL THEMESAND ISSUES THAT IMPACT POORAND VULNERABLE PEOPLE

GUARDIAN NEWS KING PLACE 2016-12-12 40,000 IN SUPPORT OF GENERATING 40,000 NO 04/06/17,05/24/17,05/31/17,07/28/17,12/22/17AND MEDIA LTD 90 YORK WAY AND SHARING NEW INSIGHTS

LONDON FROM DIVERSE, GLOBALN1 9GU JOURNALISTS AND EDITORSUK AROUND SOCIAL, ECONOMIC,

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GUARDIAN NEWS KING PLACE 2016-12-19 1,000,000 IN CONTINUED SUPPORT OF ITS 997,731 NO 08/15/17,07/20/18,07/24/18AND MEDIA LTD 90 YORK WAY GUARDIAN CITIES SECTION TO

LONDON FOSTER READER ENGAGEMENTN1 9GU AND UNDERSTANDING OFUK RESILIENCE AS IT AFFECTS

POOR AND VULNERABLECOMMUNITIES IN URBAN AREAS

GUARDIAN NEWS KING PLACE 2017-08-30 30,317 IN SUPPORT OF GENERATING 30,317 NO 12/22/17AND MEDIA LTD 90 YORK WAY AND SHARING NEW INSIGHTS

LONDON FROM DIVERSE, GLOBALN1 9GU JOURNALISTS AND EDITORSUK AROUND SOCIAL, ECONOMIC,

AND ENVIRONMENTAL THEMESAND ISSUES THAT IMPACT POORAND VULNERABLE PEOPLE

HATTAWAY 1717 RHODE 2016-09-15 125,000 IN SUPPORT OF CONTINUING TO 125,000 NO 10/20/16,03/31/17,09/25/17,09/30/17,11/30/17COMMUNICATIONS ISLAND ADVANCE THE WORK OF HATCHINC AVENUE NW FOR GOOD IN BUILDING

WASHINGTON, STORYTELLING ORGANIZATIONSDC 20036 WITHIN THE SOCIAL AND

DEVELOPMENT SECTORS,INCLUDING AN ASSESSMENT OFITS EFFECTIVENESS AND THEEXPLORATION OFSUSTAINABILITY MODELS

HATTAWAY 1717 RHODE 2017-04-19 75,000 IN SUPPORT OF CONTINUING TO 75,000 NO 09/25/17,09/30/17,11/30/17COMMUNICATIONS ISLAND ADVANCE THE WORK OF HATCHINC AVENUE NW FOR GOOD IN BUILDING

WASHINGTON, STORYTELLING ORGANIZATIONSDC 20036 WITHIN THE SOCIAL AND

DEVELOPMENT SECTORS,INCLUDING AN ASSESSMENT OFITS EFFECTIVENESS AND THEEXPLORATION OFSUSTAINABILITY MODELS

HATTAWAY 1717 RHODE 2017-11-22 25,000 IN SUPPORT OF CONTINUING TO 25,000 NO 11/30/17COMMUNICATIONS ISLAND ADVANCE THE WORK OF HATCHINC AVENUE NW FOR GOOD IN BUILDING

WASHINGTON, STORYTELLING ORGANIZATIONSDC 20036 WITHIN THE SOCIAL AND

DEVELOPMENT SECTORS,INCLUDING AN ASSESSMENT OFITS EFFECTIVENESS AND THEEXPLORATION OFSUSTAINABILITY MODELS

Grantee ' s Name Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofAddress Amount Expended Diversion Verification Verification

By Grantee ByGrantee'

HATTAWAY 1717 RHODE 2017-12-12 25,000 IN SUPPORT OF CONTINUING TO ADVANCE THE 25,000 NO 11/30/17COMMUNICATIONS ISLAND AVENUE WORK OF HATCH FOR GOOD IN BUILDINGINC NW STORYTELLING ORGANIZATIONS WITHIN THE SOCIAL

WASHINGTON, AND DEVELOPMENT SECTORS, INCLUDING ANDC 20036 ASSESSMENT OF ITS EFFECTIVENESS AND THE

EXPLORATION OF SUSTAINABILITY MODELS

HEALTH CO 1700 MARKET 2013-12-19 1,500,000 PAYMENT TOWARD A $3,000,000 PROGRAM RELATED 1,090,075 NO PRIOR REPORTS+ 11/15/17,12/19/17,PARTICIPANT LLC STREET 19TH INVESTMENT LOAN TO SUPPORT EXPANDING AND 02/13/18,05/17/18, 08/16/18

FLOOR IMPROVING AFFORDABLE PRIMARY HEALTHCARE ANDPHILADELPHIA, CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BYPA 19103 PROVIDING LOANS TO FEDERALLY QUALIFIED

HEALTHCARE CENTERS, $1,090,075 PRINCIPALREPAID

HEALTH CO 1700 MARKET 2014-03-06 1,125,000 PAYMENT TOWARD A $3,000,000 PROGRAM RELATED 0 NO PRIOR REPORTS+ 11/15/17,12/19/17,PARTICIPANT LLC STREET 19TH INVESTMENT LOAN TO SUPPORT EXPANDING AND 02/13/18,05/17/18, 08/16/18

FLOOR IMPROVING AFFORDABLE PRIMARY HEALTHCARE ANDPHILADELPHIA, CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BYPA 19103 PROVIDING LOANS TO FEDERALLY QUALIFIED

HEALTHCARE CENTERS

HEALTH CO 1700 MARKET 2015-03-26 375,000 PAYMENT TOWARD A $3,000,000 PROGRAM RELATED 0 NO PRIOR REPORTS+ 11/15/17,12/19/17,PARTICIPANT LLC STREET 19TH INVESTMENT LOAN TO SUPPORT EXPANDING AND 02/13/18,05/17/18, 08/16/18

FLOOR IMPROVING AFFORDABLE PRIMARY HEALTHCARE ANDPHILADELPHIA, CREATING JOBS FOR LOW-INCOME INDIVIDUALS, BYPA 19103 PROVIDING LOANS TO FEDERALLY QUALIFIED

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HR&A ADVISORS 99 HUDSON 2017-02-02 3,500 IN SUPPORT OF RESILIENCE ACADEMIES FOR THE 3,500 NO 06/09/17,08/04/17INC STREET 3RD RESILIENCE AMERICORPS VISTAS PROGRAM, AS

FLOOR WELL AS THE DEVELOPMENT OF AN UPDATED ONLINENEW YORK, NY CURRICULUM FOR THE RESILIENCE AGE WEBSITE10013

HR&A ADVISORS 99 HUDSON 2017-02-17 500,000 IN SUPPORT OF TESTING THE GLOBAL RESILIENCE 500,000 NO 02/28/17,07/07/17,07/10/17,07/18/17INC STREET 3RD ACADEMY PROTOTYPE TO DETERMINE THE HIGHEST

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IDEO LP 100 FOREST 2017-01-10 25,000 IN SUPPORT OF THE DESIGN AND EXECUTION OF 25,000 NO 03/22/17,04/06/17,06/21/17AVENUE THE OPENIDEO FOOD WASTE CHALLENGE ALONGPALO ALTO, CA WITH THE SUBSEQUENT LAUNCH OF A FOOD WASTE94301 IDEAS LAB MEANT TO FACILITATE DESIGN SUPPORT

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AND KNOWLEDGE EXCHANGE AMONG AN EMERGENTCOMMUNITY OF PRACTICE OF GLOBAL INNOVATORSADDRESSING FOOD WASTE

IDEO LP 100 FOREST 2017-09-20 25,000 IN SUPPORT OF THE DESIGN AND EXECUTION OF 25,000 NO 06/21/17AVENUE THE OPENIDEO FOOD WASTE CHALLENGE ALONGPALO ALTO, CA WITH THE SUBSEQUENT LAUNCH OF A FOOD WASTE94301 IDEAS LAB MEANT TO FACILITATE DESIGN SUPPORT

AND KNOWLEDGE EXCHANGE AMONG AN EMERGENTCOMMUNITY OF PRACTICE OF GLOBAL INNOVATORSADDRESSING FOOD WASTE

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Grantee's Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee'

SOCIAL 42 PORTLAND 2011-08-10 139,462 PAYMENT TOWARD A $500,000 PROGRAM- 0 NO PRIOR REPORTS+IMPACT PLACE RELATED INVESTMENT TO SUPPORT AN 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16PARTNERSHIP LONDON INNOVATIVE APPROACH TO IMPACTLP W1B 1NB INVESTING INTERMEDIATION WITH

UK POTENTIAL BROAD APPLICATION IN SOLVINGSOCIAL PROBLEMS, TO REDUCE RECIDIVISMAMONG AN ESTIMATED 3,000 MALEPRISONERS WITH SHORT-TERM SENTENCESIN AN ECONOMICALLY DEPRESSED AREA OFTHE U K

SOCIAL 42 PORTLAND 2012-07-05 64,775 PAYMENT TOWARD A $500,000 PROGRAM- 0 NO PRIOR REPORTS+IMPACT PLACE RELATED INVESTMENT TO SUPPORT AN 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16PARTNERSHIP LONDON INNOVATIVE APPROACH TO IMPACTLP W1B 1NB INVESTING INTERMEDIATION WITH

UK POTENTIAL BROAD APPLICATION IN SOLVINGSOCIAL PROBLEMS, TO REDUCE RECIDIVISMAMONG AN ESTIMATED 3,000 MALEPRISONERS WITH SHORT-TERM SENTENCESIN AN ECONOMICALLY DEPRESSED AREA OFTHE U K

SOCIAL 42 PORTLAND 2013-09-18 77,560 PAYMENT TOWARD A $500,000 PROGRAM- 0 NO PRIOR REPORTS+IMPACT PLACE RELATED INVESTMENT TO SUPPORT AN 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16PARTNERSHIP LONDON INNOVATIVE APPROACH TO IMPACTLP W1B 1NB INVESTING INTERMEDIATION WITH

UK POTENTIAL BROAD APPLICATION IN SOLVINGSOCIAL PROBLEMS, TO REDUCE RECIDIVISMAMONG AN ESTIMATED 3,000 MALEPRISONERS WITH SHORT-TERM SENTENCESIN AN ECONOMICALLY DEPRESSED AREA OFTHE U K

SOCIAL 42 PORTLAND 2014-09-05 81,871 PAYMENT TOWARD A $500,000 PROGRAM- 0 NO PRIOR REPORTS+IMPACT PLACE RELATED INVESTMENT TO SUPPORT AN 07/31/15,09/29/15,10/13/15,02/13/16,04/15/16,07/15/16PARTNERSHIP LONDON INNOVATIVE APPROACH TO IMPACTLP W1B 1NB INVESTING INTERMEDIATION WITH

UK POTENTIAL BROAD APPLICATION IN SOLVINGSOCIAL PROBLEMS, TO REDUCE RECIDIVISMAMONG AN ESTIMATED 3,000 MALEPRISONERS WITH SHORT-TERM SENTENCESIN AN ECONOMICALLY DEPRESSED AREA OFTHE U K

SPITFIRE 1800 M 2016-04-06 500,000 FOR USE BY ITS ANDACTION PROJECT 500,000 NO 02/28/17,02/28/18,04/30/18STRATEGIES STREET NW TOWARD THE COSTS OF CONNECTINGLLC WASHINGTON, NONPROFIT CAUSE ORGANIZATIONS, THE

DC 20036 FOUNDATION'S GRANTEES AND THEFOUNDATION TO UPCOMING FILM,TELEVISION AND DIGITAL CONTENTSTORYLJNES RELATED TO SOCIAL ANDENVIRONMENTAL ISSUES INCLUDINGRESILIENCE AND INCLUSIVE ECONOMIES

STICHTING GRAVENHEKJE 2014-09-28 23,736 IN SUPPORT OF BUILDING A PIPELINE OF 1,235 NO 02/27/15,05/04/16,10/03/17AFRILABS 1A PROMISING INNOVATIONS THAT CREATEFOUNDATION AMSTERDAM JOBS FOR DISADVANTAGED AFRICAN YOUTH

1011TG IN COLLABORATION WITH ITS NETWORK OFNL TECHNOLOGY INNOVATION LABS ACROSS

AFRICA

SUNFUNDER 419 7TH ST 2016-11-08 715,000 PAYMENT TOWARD A $3,000,000 0 NO PIOR REPORTS+BTG SOLAR NW SUITE 300 PROGRAM-RELATED INVESTMENT FOR THE 08/15/17,11/15/17,02/16/17,04/30/18,05/17/18,08/06/18FUND WASHINGTON, BENEFIT OF COMPANIES SERVING OFF-

DC 20004 GRID POPULATIONS IN EMERGING MARKETSIN EAST AFRICA

SUNFUNDER 419 7TH ST 2017-11-06 1,457,157 PAYMENT TOWARD A $3,000,000 0 NO PIOR REPORTS+BTG SOLAR NW SUITE 300 PROGRAM-RELATED INVESTMENT FOR THE 08/15/17,11/15/17,02/16/17,04/30/18,05/17/18,08/06/18FUND WASHINGTON, BENEFIT OF COMPANIES SERVING OFF-

DC 20004 GRID POPULATIONS IN EMERGING MARKETSIN EAST AFRICA

SUSTAINBIZ 1700 15TH 2015-07-22 75,000 IN SUPPORT OF SYNTHESIZING 75,000 NO 11/19/15,02/29/16,06/23/16,02/01/18,02/02/18INC STREET NW KNOWLEDGE OF INSTITUTIONS AND

WASHINGTON, ACTIONS CURRENTLY UNDERTAKEN ANDDC 20009 ENVISIONED TO QUANTIFY AND

INTERNALIZE THE VALUE OF ECOSYSTEMSIN PUBLIC AND PRIVATE INVESTMENTPRACTICE

TAKATAKA PO BOX 29273 2017-07-13 80,000 TOWARD THE COSTS OF DEVELOPING A 17,021 NO 07/29/18SOLUTIONS NAIROBI SUSTAINABLE WASTE MANAGEMENTLTD 00625 BLUEPRINT TO DEMONSTRATE HOW TO

KE IMPLEMENT A RECYCLING-BASED WASTEMANAGEMENT SYSTEM THAT CAN BEADAPTED THROUGHOUT NAIROBI ANDOTHER CITIES IN KENYA

Grantee ' s Grantee's Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee'

TALENT BEYOND 2000 2017-11-06 150,000 IN GENERAL SUPPORT OF ITS MISSION TO 37,500 NO 03/08/18BOUNDARIES MASSACHUSETTS PROVIDE SAFE AND LEGAL IMMIGRATION ANDINC AVENUE NW LIVELIHOOD OPPORTUNITIES FOR REFUGEES

WASHINGTON, DC20036

TARU LEADING D-406 GANESH 2016-07-21 28,570 IN SUPPORT OF A PROJECT TO DEVELOP A 28,570 NO 01/31/17,07/25/17,10/16/17EDGE PRIVATE MERIDIAN OPP FRAMEWORK FOR ASSESSING LEVELS OF RISKLIMITED GUJARAT ASSOCIATED WITH LAUNCHING SMART POWER

HIGH COURT SG MINI-GRIDS IN RURAL INDIA AND IDENTIFYINGHIGHWAY MITIGATION MEASURES FOR MONITORING THEIRAH M EDABAD INSTALLATION380060IN

TARU LEADING D-406 GANESH 2017-06-06 10,807 IN SUPPORT OF CREATING A CLIMATE AND 10,807 NO 04/27/17EDGE PRIVATE MERIDIAN OPP HEALTH CENTER OF EXCELLENCE IN SURAT,LIMITED GUJARAT INDIA TO DEVELOP AND SHARE AN EVIDENCE

HIGH COURT SG BASE OF PRACTICE REGARDING THE DELIVERYHIGHWAY OF EFFECTIVE HEALTH SERVICES THAT BUILDAHMEDABAD RESILIENCE TO CLIMATE RELATED IMPACTS ON380060 HEALTH FOR URBAN POOR COMMUNITIES, ASIN PART OF THE ASIAN CITIES CLIMATE CHANGE

RESILIENCE NETWORK

TCC GROUP INC 31 WEST 27TH 2017-04-19 13,729 IN SUPPORT OF REFINING THE GLOBAL 13,729 NO 03/24/17STREET RESILIENCE PARTNERSHIP'S LEARNING AGENDANEW YORK, NY AND DESIGNING A RELATED PARTNER10001 CONVENING TO ENABLE HORIZON SCANNING

FOR HIGH-POTENTIAL PARTNERSHIPOPPORTUNITIES

THE ATLANTIC 600 NEW 2017-10-11 100,000 IN SUPPORT OF ATLANTICLIVE'S 2017 FUTURE 100,000 NO 02/28/18MONTHLY HAMPSHIRE AVE OF WORK EVENT TO BE HELD IN ATLANTA,GROUP INC NW OCTOBER 2017

WASHINGTON, DC20037

THE CARE 77 4TH AVENUE 2017-11-01 170,000 IN SUPPORT OF A MEDIA AWARENESS CAMPAIGN 168,249 NO 12/18/17, 01/05/18, 02/28/18, 03/01/18,INSTITUTE INC WALTHAM, MA AROUND A WORKFORCE TRAINING PROGRAM TO 04/17/18, 06/27/18, 07/03/18

02451 EMPOWER AND EMPLOY REFUGEES INGERMANY'S CARE INDUSTRY

THE GLOBAL 1634 EYE STREET 2017-05-05 320,000 FOR USE BY ITS INITIATIVE FOR SMALLHOLDER 153,559 NO 07/17/17,08/15/17,09/21/17,02/28/18,03/06/18DEVELOPMENT NW FINANCE IN SUPPORT OF PILOTING AINCUBATOR INC WASHINGTON, DC TECHNOLOGY-DRIVEN FINANCING MECHANISM

20006 TO PROVIDE LOW-COST SUPPLY CHAINFINANCING TO UNDERSERVED SMALL ANDMEDIUM-SIZED ENTERPRISES IN INDIA AS ANINCENTIVE FOR MEETING ENVIRONMENTAL,LABOR AND SAFETY STANDARDS

THE GLOBAL 1634 EYE STREET 2017-08-03 200,000 IN SUPPORT OF DESIGNING AND LAUNCHING 200,000 NO 09/18/17,09/22/17,01/03/18,01/31/18,02/15/18DEVELOPMENT NW THE COLLABORATIVE FOR SCALING SOCIALINCUBATOR INC WASHINGTON, DC IMPACT, A NEW VEHICLE FOR DONORS WHO ARE

20006 COMMITTED TO SOLVING PROBLEMS AT SCALEBY CATALYZING ENDURING CHANGE IN THEAREAS OF EDUCATION, HEALTH AND JOBS INTHE DEVELOPING WORLD

THE GLOBAL 1634 EYE STREET 2017-10-11 175,000 IN SUPPORT OF DESIGNING AND LAUNCHING 175,000 NO 01/03/18,01/31/18,02/15/18DEVELOPMENT NW THE COLLABORATIVE FOR SCALING SOCIALINCUBATOR INC WASHINGTON, DC IMPACT, A NEW VEHICLE FOR DONORS WHO ARE

20006 COMMITTED TO SOLVING PROBLEMS AT SCALEBY CATALYZING ENDURING CHANGE IN THEAREAS OF EDUCATION, HEALTH AND JOBS INTHE DEVELOPING WORLD

THE GLOBAL 1634 EYE STREET 2017-10-30 100,000 FOR USE BY ITS INITIATIVE FOR SMALLHOLDER 0 NO 02/28/18, 03/06/18DEVELOPMENT NW FINANCE IN SUPPORT OF PILOTING AINCUBATOR INC WASHINGTON, DC TECHNOLOGY-DRIVEN FINANCING MECHANISM

20006 TO PROVIDE LOW-COST SUPPLY CHAINFINANCING TO UNDERSERVED SMALL ANDMEDIUM-SIZED ENTERPRISES IN INDIA AS ANINCENTIVE FOR MEETING ENVIRONMENTAL,LABOR AND SAFETY STANDARDS

Grantee ' s Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended Diversion Verification Verification

By Grantee ByGrantee?

THE MEDIAE TURLEY FARM 2017-02-07 20,000 TOWARD THE COSTS OF TELEVISION 20,000 NO 11/30/16COMPANY DELLEY END EPISODES ON POST-HARVEST LOSSLIMITED HAILEY SOLUTIONS FOR THE AFRICAN

0X29 9XA SERIES, "SHAM BA SHAPE UP," AUK REALITY MAKEOVER SHOW THAT

EDUCATES FARMERS TO IMPROVETHEIR PRODUCTION AND INCOMES

TURRET PO BOX 77806 2017-07-13 10,000 IN SUPPORT OF EVENTS 10,000 NO 06/19/17MEDIA FZ LLC ABU DHABI SURROUNDING THE "CASSAVA

AE INNOVATION CHALLENGE" LAUNCH ATITS GLOBAL FORUM ON INNOVATIONSIN AGRICULTURE TO ENCOURAGETHE DEVELOPMENT OF INNOVATIVESOLUTIONS TO REDUCE POST-HARVEST CASSAVA LOSS ANDINFLUENCE AGRICULTURE LEADERSTO PRIORITIZE LOSS REDUCTIONSTRATEGIES

TUSK 928 2016-10-28 2,500,000 IN SUPPORT OF THE COORDINATION 1,257,036 NO 02/27/17,09/29/17,09/30/17,02/05/18STRATEGIES BROADWAY AND FACILITATION OF THE FUTUREINC SUITE 300 OF RESILIENCE SUMMIT, A HIGH-

NEW YORK, NY PROFILE CONVENING AND A RELATED10010 FOLLOW-UP EVENT TO BE HELD AT

THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

TUSK 928 2017-11-06 2,000,000 IN SUPPORT OF THE COORDINATION 0 NO 02/05/18STRATEGIES BROADWAY AND FACILITATION OF THE FUTUREINC SUITE 300 OF RESILIENCE SUMMIT, A HIGH-

NEW YORK, NY PROFILE CONVENING AND A RELATED10010 FOLLOW-UP EVENT TO BE HELD AT

THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALY

VALUE LAB BV JOOP DEN 2016-08-10 219,000 IN SUPPORT OF APPLYING THE 219,000 NO 01/18/17,06/28/17,07/14/17,07/21/17,11/06/17,12/07/17,12/12/17UYLLAAN 18 RESILIENCE VALUE REVIEW PROCESSLEIDEN TO FOUR PROJECTS IN ORDER TO2314GC VALIDATE THE PROCESS WHILENL BUILDING THE RESILIENCE CAPACITY

OF THE PARTICIPATINGINSTITUTIONS

VITAL 6380 2016-11-10 90,000 IN SUPPORT OF MONITORING AND 59,161 NO 03/23/17,10/06/17,04/26/18RESEARCH WILSHIRE EVALUATION ACTIVITIES FOR THELLC BOULEVARD ROCKEFELLER FOUNDATION BELLAGIO

LOS ANGELES, CENTER, ITS GRANTEES, RESIDENTSCA 90048 AND CONFERENCE PARTICIPANTS IN

ORDER TO SUPPORT THE ADAPTIVEMANAGEMENT OF THE CENTER ANDTO DEVELOP KNOWLEDGE PRODUCTSON USING IT TO PROMOTE GLOBALCHANGE

WASAFIRI THE DOCK 2017-03-21 14,471 IN SUPPORT OF SERVING AS A 14,471 NO 01/27/17CONSULTING WILBURY LEARNING PARTNER FORLTD VILLAS HOVE "RESILIENCE WEEK" TO BE HELD IN

EAST SUSSEX NAIROBI, KENYA, DECEMBER 2016BN3 6AH

UK

WESPO INC 423 2017-02-02 180,400 IN SUPPORT OF DEVELOPING A 180,400 NO 03/16/17,08/10/17,08/30/17WASHINGTON STRATEGY AND IMPLEMENTATIONSTREET 4TH PLAN TO CATALYZE THE TRANSITIONFLOOR TO MORE INCLUSIVE AND RESILIENTSAN WATER MANAGEMENT SYSTEMSFRANCISCO, GLOBALLYCA 94111

WESPO INC 423 2017-09-20 20,000 IN SUPPORT OF DEVELOPING A 20,000 NO 08/30/17WASHINGTON STRATEGY AND IMPLEMENTATIONSTREET 4TH PLAN TO CATALYZE THE TRANSITIONFLOOR TO MORE INCLUSIVE AND RESILIENTSAN WATER MANAGEMENT SYSTEMSFRANCISCO, GLOBALLYCA 94111

WHAT WOULD 3249 CASITAS 2017-05-11 80,000 IN SUPPORT OF THE NEW YORK CITY 80,000 NO 07/18/17JANE DO LLC AVE LAUNCH AND PROMOTION OF A

LOS ANGELES, FEATURE-LENGTH DOCUMENTARY,CA 90039 "CITIZEN JANE BATTLE FOR THE

CITY," ON GLOBAL URBANIZATIONTHROUGH THE LENS OF JANE JACOBS

Grantee ' s Grantee ' s Grant Date Grant Grant Purpose Amount Any Dates of Reports By Grantee Date of Results ofName Address Amount Expended By Diversion Verification Verification

Grantee By Grantee?

WOMEN IN THE 620 EIGHTH 2017-05-25 350,000 TOWARD THE COSTS OF ITS 8TH ANNUAL WOMEN IN THE 350,000 NO 10/25/17,10/27/17WORLD MEDIA AVENUE 17TH WORLD SUMMIT WHICH ADDRESSES WOMEN'S ISSUES ANDLLC FLOOR CONCERNS GLOBALLY

NEW YORK, NY10018

WORLD FOOD 666 GRAND 2011-10-11 1,000,000 TO ENDOW AN ANNUAL AWARD IN HONOR OF DR NORMAN 200,000 NO PRIOR REPORTS+ 01/27/14,PRIZE AVENUE SUITE E BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD 01/26/15, 02/02/15, 02/04/16,FOUNDATION 1700 RESEARCH SCIENTIST OR EXTENSION WORKER IN 01/30/17, 02/08/18

DES MOINES, AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THEIA 50309 BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE

NEXT 10 YEARS

WORLD FOOD 666 GRAND 2012-03-29 250,000 TO ENDOW AN ANNUAL AWARD IN HONOR OF DR NORMAN 0 NO PRIOR REPORTS+ 01/27/14,PRIZE AVENUE SUITE E BORLAUG RECOGNIZING AN OUTSTANDING YOUNG FIELD 01/26/15, 02/02/15, 02/04/16,FOUNDATION 1700 RESEARCH SCIENTIST OR EXTENSION WORKER IN 01/30/17, 02/08/18

DES MOINES, AGRICULTURAL DEVELOPMENT, AND TO CONTRIBUTE TO THEIA 50309 BORLAUG DIALOGUE INTERNATIONAL SYMPOSIUM OVER THE

NEXT 10 YEARS

YUNUS SOCIAL NIDDASTR 63 2016-09-08 98,047 IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN 98,047 NO 02/03/17,04/19/17,03/15/18BUSINESS GMBH FRANKFURT INNOVATIVE FINANCING INSTRUMENT, TO ENABLE IMPACT

AM MAIN WATER (OR A COMPARABLE SOCIAL ENTERPRISE) TO FUND60329 WATER PURIFICATION SYSTEMS IN UGANDAGM

YUNUS SOCIAL NIDDASTR 63 2017-04-18 63,951 IN SUPPORT OF PILOTING THE SOCIAL SUCCESS NOTE, AN 63,951 NO 04/19/17,03/15/18BUSINESS GMBH FRANKFURT INNOVATIVE FINANCING INSTRUMENT, TO ENABLE IMPACT

AM MAIN WATER (OR A COMPARABLE SOCIAL ENTERPRISE) TO FUND60329 WATER PURIFICATION SYSTEMS IN UGANDAGM

ZERO POINT 875 AVENUE 2016-11-02 1,391,635 IN SUPPORT OF PRODUCING A FEATURE LENGTH 1,391,635 NO 02/08/17, 04/04/17, 08/06/18,ZERO OF THE DOCUMENTARY FILM, "WASTED, AND A CORRESPONDING 08/07/18PRODUCTION AMERICAS AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TOINC NEW YORK, NY HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE

10001

ZERO POINT 875 AVENUE 2017-04-06 580,501 IN SUPPORT OF PRODUCING A FEATURE LENGTH 580,501 NO 08/06/18, 08/07/18ZERO OF THE DOCUMENTARY FILM, "WASTED, AND A CORRESPONDINGPRODUCTION AMERICAS AWARENESS CAMPAIGN AND EDUCATIONAL CURRICULUM TOINC NEW YORK, NY HIGHLIGHT EFFORTS TO REDUCE FOOD WASTE

10001

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491312000088

TY 2017 General Explanation Attachment

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Identifier Return

Reference

Explanation

990PF, GRANT APPLICATION SUBMISSION INFORMATION(A) FROM JANUARY 1, 2017 THROUGH AUGUST 17, 2017, THEPAGE 10, FOUNDATION ONLY ACCEPTED UNSOLICITED INQUIRIES VIA THE WEB SITE DURING THAT PERIOD, WE ASKED

PART XV, PROSPECTIV EAPPLICANTS TO DETERMINE IF THEIR ORGANIZATION'S PROJECT ALIGNED WITH THE

LINES 2A FOUNDATION'S PROGRAMMATIC GOALS BY VISITING WWW ROCKEFELLERFOUNDATION ORG THE FOUNDATION

THROUGH INVITED INQUIRIES VIA A PORTAL ON OUR WEB SITE AT WWW ROCKEFELLERFOUNDATION ORG THE2D FOUNDATION STOPPED ACCEPTING UNSOLICITED INQUIRIES ON AUGUST 17, 2017, EXCEPT FOR APPLICANTS TO

THE BELLAGIO CENTER, ITALY (B) PRIOR TO AUGUST 17, 2017, APPLICANTS WERE ASKED TO FILL IN THE ON-

LINE INQUIRY FORM ON THE FOUNDATION'S WEB SITE AT WWW ROCKEFELLERFOUNDATION ORG, IN ORDER FORTHE FOUNDATION TO MAKE AN INITIAL ASSESSMENT OF INTEREST APPLICANTS TO THE BELLAGIO CENTER,

ITALY, ARE ASKED TO APPLY ON LINE AT WWW ROCKEFELLERFOUNDATION ORG (C) IN 2017, THERE WERE NO

SPECIFIC SUBMISSION DEADLINES FOR THE FOUNDATION'S PROGRAMS, OTHER THAN FOR THE BELLAGIOPROGRAM IN ADDITION, FROM TIME TO TIME, REQUESTS FOR PROPOSALS WERE SENT OUT WITH SPECIFIC

DEADLINES TO A SELECT GROUP OF PROSPECTIVE GRANTEES FOR PARTICULAR PROJECTS (D) THE

ROCKEFELLER FOUNDATION DEVELOPS ITS PROGRAMS, STRATEGIES AND APPROACHES DESIGNED TO HAVEAN IMPACT ON A PARTICULAR SET OF ISSUES OR CHALLENGES THROUGH A CONSULTATIVEAND

COLLABORATIVE PROCESS WE ENGAGE A VARIETY OF GROUPS, INCLUDING SUBJECT MATTER EXPERTS,

POLICY MAKERS AND REPRESENTATIVES OF APPLICABLE COMMUNITIES TO FULLY UNDERSTAND A GIVENCHALLENGE OR OPPORTUNITY, INCLUDING THE ECONOMIC, POLITICAL OR SOCIAL CONTEXT IN WHICH IT RESIDES

IN THE COURSE OF PROGRAM DEVELOPMENT, THE FOUNDATION IDENTIFIES AND CONSIDERS ORGANIZATIONS

THAT WE BELIEVE ARE BEST POSITIONED TO IMPLEMENT DEFINED COMPONENTS OF A PROGRAM THIS PROCESSHELPS DETERMINE THE ORGANIZATIONS TO WHICH THE FOUNDATION WILL PROVIDE GRANTS, AND WE WILL

THEN REQUEST PROJECT PROPOSALS FROM THOSE ORGANIZATIONS IN ORDER TO FOCUS AND MAXIMIZE THE

IMPACT OF OUR GRANTMAKING, WE RARELY PROVIDE FUNDING IN RESPONSE TO UNSOLICITED PROPOSALS ASA MATTER OF POLICY, THE FOUNDATION DOES NOT G JE OR LEND MONEY FOR PERSONAL AID TO INDIVIDUALS

OR, EXCEPT IN RARE CASES, FUND ENDOWMENTS, OR CONTRIBUTE TO BUILDING AND OPERATING

FUNDS DURING THE FIRST HALF OF 2017, THE ROCKEFELLER FOUNDATION PURSUED ITS 1913 MISSION OFPROMOTING THE WELL-BEING OF HUMANITY THROUGHOUT THE WORLD THROUGH DUAL GOALS ADVANCING

INCLUSIVE ECONOMIES THAT EXPAND OPPORTUNITIES FOR MORE BROADLY SHARED PROSPERITY, AND

BUILDING RESILIENCE BY HELPING PEOPLE, COMMUNITIES AND INSTITUTIONS PREPARE FOR, WITHSTAND, AND

EMERGE STRONGER FROM ACUTE SHOCKS A ND CHRONIC STRESSES TO ACHIEVE THESE GOALS, THEROCKEFELLER FOUNDATION WORKED AT THE INTERSECTION OF FOUR FOCUS AREAS - ADVANCE HEALTH,

REVALUE ECOSYSTEMS, SECURE LIVELIHOODS, AND TRANSFORM CITIES - TO ADDRESS THE ROOT CAUSES OF

EMERGING CHALLENGES AND CREATE SYSTEMIC CHANGE BEGINNING IN THE SECOND HALF OF 2017, THEFOUNDATION REFOCUSED ITS WORK ON FIVE INITIATIVES, FOOD, POWER, JOBS, HEALTH AND RESILIENT CITIES

CURRENT WORK WITHIN THESE INITIATIVES, AS WELL AS AREAS BEING EXPLORED FOR FUTURE INITIATIVES, ARE

DESCRIBED ON THE FOUNDATION'S WEB SITE AT WWW ROCKEFELLERFOUNDATION ORG, WHICH ISCONTINUALLY UPDATED ACTIVE WORK DURING 2017 INCLUDED 100 RESILIENT CITIES, THE ALLIANCE FORAGREEN REVOLUTION IN AFRICA, SMART POWER FOR RURAL DEVELOPMENT, INNOVATIVE FINANCE, CO-IMPACT

AND YIELDWISE THE FOUNDATION ALSO OPERATES A CONFERENCE AND STUDY PROGRAM AT ITS BELLAGIOCENTER IN ITALY

Identifier Return

Reference

Explanation

EXPENDITURE 990PF, THE FOLLOWING TEXT RELATES TO THE STATEMENT 21, THE EXPENDITURE RESPONSIBILITY STATEMENT,RESPONSIBILITY PART VII-B, IN RESPONSE TO PART VII-B, LINE 5C PROSPECTIVE GRANTEES ARE ASKED TO FURNISH INFORMATION IN

GRANTS AND LINE 5(C) ORDER TO ENABLE THE FOUNDATION TO DETERMINE WHETHER THEY HAVE RECEIVED A DETERMINATION

PRIS OF 501 (C)(3) STATUS FROM THE U S INTERNAL REVENUE SERVICE OR MAY BE CONSIDERED THEEQUIVALENT OF A TAX-EXEMPT CHARITY, IF FORMED OUTSIDE THE UNITED STATES PROSPECTIVE

GRANTEES WITH RESPECT TO WHOM THE FOUNDATION IS BELIEVED TO HAVE "EXPENDITURE

RESPONSIBILITY" OBLIGATIONS ARE INFORMED BY LETTER, BEFORE PAYMENT IS MADE ON A GRANT, OFTHE RESPONSIBILITIES IMPOSED UPON THE FOUNDATION AND ITS GRANTEES BY THE INTERNAL REVENUE

CODE OF 1986, AS AMENDED EACH GRANTEE MUST AGREE IN WRITING TO THOSE TERMS AND

CONDITIONS, INCLUDING THE OBLIGATION TO PROVIDE FINANCIAL AND SUBSTANTIVE REPORTS ON HOWFOUNDATION GRANT FUNDS ARE EXPENDED THE REPORTS THAT ARE RECEIVED ARE REVIEWED FOR

GENERAL ACCURACY, SUFFICIENCY AND COMPLIANCE WITH THE TERMS AND CONDITIONS OF THE

GRANT ADDITIONAL INFORMATION IS REQUESTED FROM GRANTEES IN INSTANCES WHERE REPORTS ARECONSIDERED INADEQUATE WHERE THE FOUNDATION HAS NOT RECEIVED FINANCIAL OR SUBSTANTIVE

REPORTS FROM A GRANTEE WHEN EXPECTED, FOUNDATION STAFF FOLLOW UP IN SEVERAL WAYS,

INCLUDING REMINDERS THAT ARE SENT AT REGULAR INTERVALS AFTER REPORTS ARE EXPECTED ANDPERSONAL FOLLOW-UP BY PROGRAM AND GRANTS MANAGEMENT STAFF THROUGH TELEPHONE, MAIL

AND E-MAIL STATEMENT 21 LISTS GRANT AND PROGRAM-RELATED INVESTMENT EXPENDITURES WITH

RESPECT TO WHICH THE FOUNDATION HAS EXERCISED EXPENDITURE RESPONSIBILITY WHERE THEGRANTEES NAME IS FOLLOWED BY AN ASTERISK ('), THE GRANTEE ORGANIZATION IS EITHER A PRIVATE

FOUNDATION, A PRIVATE OPERATING FOUNDATION, OR A FOREIGN PRIVATE-FOUNDATION EQUIVALENT

ALL OTHER GRANTEES ARE NON-501 (C)(3) ORGANIZATIONS OR ORGANIZATIONS FOR WHICH THEFOUNDATION HAS NOT MADE A REASONABLE DETERMINATION OF 501 (C)(3) EQUIVALENCY STATUS

THAT RECEIVED GRANTS FOR CHARITABLE PROJECTS AND MAINTAINED PAYMENTS IN SEGREGATED

FUNDS AS REQUIRED BY TREASURY REG 53 4945-6(C) IF A PARTICULAR GRANT EXPENDITURE IS

SHOWN TO HAVE BEEN FULLY EXPENDED BY THE GRANTEE BUT THE FOUNDATION HAS NOT YETRECRRVED ONE OR MORE NARRATIVE REPORTS, THE FOUNDATION WILL REPORT ON THE STATUS OF THE

EXPENDITURE ON OUR 2017 990-PF UNLESS OTHERWISE NOTED, THE REPORTS RECEIVED WERE FOUND

TO BE IN ORDER AND TO SHOW THAT THE FUNDS WERE FULLY EXPENDED FOR THE PURPOSE OF THEGRANT REPORTING STATUS IS AS OF 10/31/18

Identifier Return

Reference

Explanation

FOUNDATION 990PF, PART WITH REGARD TO PART XV SUPPLEMENTARY INFORMATION REFLECTING GRANTS AND CONTRIBUTIONSSTATUS CODE XV PAID DURING THE YEAR AND APPROVED FOR FUTURE PAYMENT, ORGANIZATIONS GIVEN THE

FOUNDATION STATUS CODE DESIGNATION "PC" (OR PUBLIC CHARITY) INCLUDE U S PUBLIC CHARITIES

DESCRIBED IN SECTION 509(A)(1) OR (2) OF THE CODE AND ORGANIZATIONS BASED OUTSIDE THE U STHAT HAVE BEEN FOUND TO BE THE EQUIVALENT OF A U S PUBLIC CHARITY

Identifier Return

Reference

Explanation

CONTROLLED 990-PF, PAGE THE FOLLOWING TWO CONTROLLED ENTITIES ARE NOT EXCESS BUSINESS HOLDINGS 1 SMART POWERENTITIES 5, PART VII-A, FOR RURAL DEVELOPMENT INDIA FOUNDATIONC/O SCORPIO CORPORATE ADVISORSS-405 (LGF),

LINE 11 GREATER KAILASH - IINEW DELHI, INDIAEIN# N/A**TRANSACTION $2,981,229 GRANT PAYMENT TO SMART

POWER FOR RURAL DEVELOPMENT INDIA FOUNDATION **THIS ENTITY IS FOREIGN AND HAS NO EIN#,HOWEVER IN ORDER FOR THE RETURN TO BE ACCEPTABLE FOR E-FILING, WE USED THE EIN# 12-

34567892 HOSKING PARTNERS EQUITY FUND LLCLANDMARK SQUARE, WEST BAY ROAD, PO BOX

775GRAND CAYMAN, CAYMAN ISLANDS KY1-9006EIN# 32-2587661 TRANSACTION $113,828,913 CAPITALCONTRIBUTION

Identifier Return

Reference

Explanation

SUMMARY 990PF, THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALYSUMMARY OF DIRECT CHARITABLEOF DIRECT PAGE 7, ACTIVITESFORM 990PF, PART IX-ATHE BELLAGIO CENTER HAD OPERATING EXPENSES OF $4,589,148 SINCE

CHARITABLE PART IX-A 1959, THE CENTER HAS SERVED AS A RESOURCE FOR FOSTERING DIALOGUE AND PROBLEM SOLVING FOR

ACTIVITIES DIVERSE PA RTICIPANTS AROUND THE WORLD THE CENTER HOSTS CONFERENCES THAT FOCUS ON TOPICSOF INTERNAT IONAL INTEREST, WITH PREFERENCE GIVEN TO APPLICANTS WHO PROMOTE DEVELOPMENT AND

ALIGN WITH THE FOUNDATION'S AREAS OF INTEREST IN 2017 THE BELLAGIO CENTER HOSTED 54 MEETINGS

(THESE MEETINGS WERE ORIGINALLY APPROVED IN 2015, 2016, AND 2017) WITH A TOTAL OF 1,142 PARTICIPANTS, 25% OF WHOM WERE FROM THE UNITED STATES, 43% FROM DEVELOPED COUNTRIES OUTSIDE OF UNI

TED STATES, AND 29% FROM DEVELOPING COUNTRIES CITIZENSHIP DATA FOR 3% OF PARTICIPANTS WAS

NOT AVAILABLE IN ADDITION, THE CENTER OFFERS TWO-TO-FOUR WEEK RESIDENCIES TO SCHOLARS, ARTISTS, AND PRACTITIONERS IN 2017, THE CENTER HOSTED 123 RESIDENTS, 49% OF WHOM WERE FROM THE

UNITED STATES, 17% FROM DEVELOPED COUNTRIES OUTSIDE OF THE UNITED STATES, AND 34% FROM

DEVELOPING COUNTRIES A LISTING OF 2017 CONFERENCES, TEAMS AND INDIVIDUAL RESIDENTS IS BELOW 2017 BELLAGIO CENTER CONFERENCES02/06/17 TO 02/10/2017"EXPLORING MARKET SYSTEMS INNOVA

TION", FSG ADVISORY SERVICES PRIVATE LIMITED, KOH, HARVEY (UNITED KINGDOM)02/07/17 TO 02/1

1/2017CHALLENGING UNJUST CRIMINAL LAW THROUGH INTER-SECTIONAL APPROACHES A STAKEHOLDERSSTRATEGY MEETING", UN AIDS, CABAL, LUISA (COLOMBIA)02/13/17 TO 02/17/2017INTERNATIONAL CO

LLABORATION ON VACCINE ACCEPTANCE', US DEPARTMENT OF HEALTH AND HUMAN SERVICES, GELLIN, BR

UCE (UNITED STATES)02/20/17 TO 02/24/2017SECURING INDIGENOUS PEOPLES AND LOCAL COMMUNITYLAND RIGHTS - WHAT NEXT FOR OUR GLOBAL CALL TO ACTION?", INTERNATIONAL LAND COALITION (ILC),SECRETARIAT, PALLAS, SABINE (GERMANY)02/21/17 TO 02/25/2017"THE RED CROSS AND RED CRESC ENT

LEADERSHIP CAMP ON FUTURES AND INNOVATION", INTERNATIONAL FEDERATION OF RED CROSS AND REDCRESCENT, HAZELDINE, SHAUN (AUSTRALIA)02/27/17 TO 03/03/2017"STATES AND SOCIETIES FORG ING

RESILIENT SOCIAL CONTRACTS FOR SUSTAINABLE PEACE SYNTHESIZING RESEARCH FINDINGS & REF

LECTING ON POLICY IMPLICATIONS", THE NEW SCHOOL, MCCANDLESS, ERIN (UNITED STATES)03/06/17 TO

03/10/2017CREATING RESILIENT AND INCLUSIVE CITIES", COLLABORATION FOR RESEARCH ON DEMO CRACY(CORD), HILLY ER, REBECCA (CANADA)03/07/17 TO 03/11/2017"ROBUST CLIMATE OBSERVATION I N AFRICA

AND LOW RESOURCE COUNTRIES DEVELOPING A PUBLIC-PRIVATE PARTNERSHIP MODEL", OREGO N STATE

UNIVERSITY, SELKER, JOHN (UNITED STATES)03/13/17 TO 03/17/2017"GOVERNING FOOD SYST EMS TOALLEVIATE POVERTY IN AFRICAN CITIES", UNIVERSITY OF CAPE TOWN, BATTERSBY, JANE (UNI TED

KINGDOM)03/20/17 TO 03/24/2017" ENDING IMPUNITY FOR SEXUAL AND GENDER-BASED VIOLENCE IN

CONFLICT OR MASS REPRESSION IN LATIN AMERICA", AMERICAN UNIVERSITY WASHINGTON COLLEGE OFLAW, SACOUTO, SUSANA (UNITED STATES)03/27/17 TO 03/31/2017"DISPLACEMENT IN TWENTY-FIRST CE

NTURY CITIES A NEW AGENDA FOR URBAN GOVERNANCE, SUSTAINABILITY AND RESILIENCE', UNIVERSITY

OF JOHANNESBURG, KIHATO, CAROLINE (SOUTH AFRICA)04/03/17 TO 04/07/2017"THEORY OF THE FOUNDATION", ROCKEFELLER PHILANTHROPY ADVISORS, INC, SWEET, WALTER (UNITED STATES)04/10/17 T O

04/14/2017TRANSFORMATIONAL INNOVATION TO REDUCE POST-HARVEST FOOD LOSS", GLOBAL KNOWLED

GE INITIATIVE, VUILLAUME, RENEE (UNITED STATES)04/18/17 TO 04/22/2017"REBOOTING ETHICS AV OIDINGETHICAL MISSTEPS SLOWING DOWN PROGRESS", HYPERLOOP TRANSPORTATION TECHNOLOGIES, IAC

OBACCI, NICOLETTA (ITALY)04/24/17 TO 04/28/2017"WIEGO STRATEGIC RETREAT', WIEGO (WOMEN IN

INFORMAL EMPLOYMENT GLOBALIZING AND ORGANIZING), CHEN, MARTHA (UNITED STATES)05/01/17 TO05/05/2017"DESIGNING A GLOBAL RESPONSE TO TOXIC POLLUTION", BLACKSMITH INSTITUTE/PURE EART H,

FULLER, RICHARD (UNITED STATES)05/02/17 TO 05/06/2017VALUING WATER (TBC)", JACK, JULIE (WA)

05/08/17 TO 05/12/2017" FROM PANDEMIC TO PREPAREDNESS BUILDING ROBUST PUBLIC HEALTH CAPACITY INNIGERIA", UNIVERSITY OF IBADAN RESEARCH FOUNDATION, ODUOLA, AYOADE (NIGERIA)05 /11/17 TO

05/18/2017"THE FUTURE OF RESILIENCE SUMMIT 2017", TUSK STRATEGIES, OTTENHOFF, AB IGAIL (UNITED

STATES)05/29/17 TO 06/02/2017TALKING CLIMATE CHANGE', UNFCCC, DAVILA, LUIS (VENEZUELA)05/30/17TO 06/03/2017STRATEGY MEETING TO DEV ELOP A PATH-BREAKING CONCEPT FOR THE 2019 WOMEN

DELIVER GLOBAL CONFERENCE', WOMEN DELIVER, IVERSEN, KATJA (DENMARK)06/05/17 TO

06/09/2017SUSTAINABILITY AND OPPORTUNITY ENTERPRISES", ENVIRONMENTAL DEFENSE FUND, GO

LDMARK, PETER (UNITED STATES)06/12/17 TO 06/16/2017LOCATED INTERNET OF THINGS", MOZILLA, THORNE,MICHELLE (UNITED STATES)06/13/17 TO 06/17/2017"PERSPECTIVES ON RESILIENCE UNPACKI NG CONCEPTS

AND EXPERIENCE TO IMPROVE APPLICATION", ALAYA-LLC, MOENCH, MARCUS (UNITED STAT ES)06/19/17 TO

06/23/2017JOINING FORCES TO ACCELERATE SDG IMPLEMENTATION FOR VULNERABLE C HILDREN", SOSCHILDREN"S VILLAGES INTERNATIONAL, PICHLER, RICHARD (AUSTRIA)06/26/17 TO 06 /30/2017"CAPABILITIES

AND INFORMAL LABOR, DIGNITY

Identifier Return

Reference

Explanation

SUMMARY 990PF, AND DEPRIVATION IN ENTANGLED URBANIZATION", UNIVERSITY OF CALIFORNIA, CROW, BEN (UNITED KIOF DIRECT PAGE 7, NGDOM)06/27/17 TO 07/01/2017DEWORMING IN GIRLS AND WOMEN OF REPRODUCTIVE AGE', MCGILL UNI

CHARITABLE PART IX-A VERSITY, GYORKOS, THERESIA (CANADA)07/03/17 TO 07/07/2017STRATEGIC PLANNING BY THE STATE OF

ACTIVITIES THE TROPICS CONSORTIUM', ASIAN SCHOOL OF THE ENVIRONMENT, RUBIN, CHARLES (UNITED STATES )07/10/17 TO 07/14/2017"AFRICA GREENCO CAPITALIZATION AND IMPLEMENTATION", AFRICA GREENCO,

HAJDUKA SHIELDS, ANA-KATARINA (UNITED KINGDOM)07/11/17 TO 07/15/2017"COMMUNICATIONS IN A

FRACTURED TIME', THE ROCKEFELLER FOUNDATION, COLEMAN, NEILL (UNITED STATES)07/25/17 TO 07/29/2017"GLOBAL WOMEN LEADERS FORUM', GLOBAL WOMEN LEADERS FORUM, SEYDEL, PATRICIA (UNITED

STATES)08/07/17 TO 08/11/2017TECHNOLOGY MEETS DEVELOPMENT OPERATIONALIZING THE DATA REVO

LUTION FOR THE SDGS", WORLD DATA LAB, KHARAS, HOMI (UNITED KINGDOM)08/21/17 TO 08/25/2017CHILDREN EATING WELL (CHEW) CREATING A RESEARCH FRAMEWORK AND ACTION AGENDA FOR

SUSTAINAB LE FOOD SYSTEMS TO IMPROVE CHILD HEALTH AND WELLBEING", UNICEF, RASANATHAN,

KUMANAN (NEW Z EALAND)08/28/17 TO 09/01/2017PUNCHING ABOVE THEIR WEIGHT EXPLAINING WHYSOME COUNTRIES H AVE LONGER LIFE EXPECTANCIES THAN PREDICTED BY THEIR INCOME LEVEL", FLINDERS

UNVERSITY OF SOUTH AUSTRALIA, BAUM, FRAN (AUSTRALIA)08/28/17 TO 09/02/2017"ACCADEMIA

CONCERTANTE WORKSH OP', ACCADEMIA CONCERTANTE D'ARCHI DI MILANO, BENAGLIA, MAURO NANO(ITALY)09/04/17 TO 09/ 08/2017SECURING SUSTAINABLE SMALL-SCALE FISHERIES TOWARDS MONITORING

PROGRESS OF THE IMP LEMENTATION OF THE SSF GUIDELINES ", FOOD AND AGRICULTURE ORGANIZATION

OF THE UNITED NATIO NS (FAO), FRANZ, NICOLE (GERMANY)09/11/17 TO 09/15/2017"LEARNING WORKSHOPON POST HARVEST MANAGEMENT HOW TO SCALE UP INNOVATIONS TO MEET THE SDG TARGET ON FOOD

LOSS AND WASTE', HE LVETAS SWISS INTERCOOPERATION, MUKERJI, RUPA (SWITZERLAND)09/12/17 TO

09/16/2017GLOBAL DI GITAL HEALTH INDEX AND MATURITY MODEL WORKSHOP', HEALTHENABLED &PERSONAL CONNECTED HEALTH ALLIANCE, MECHAEL, PATRICIA (UNITED STATES)09/25/17 TO

09/29/2017"THE FUTURE OF INNOVATIO N SUMMIT 2017 ADVANCING THE GLOBAL SDGS INNOVATION

PLATFORM", STANFORD CHANGELABS, BANERJ EE, BANNY (UNITED STATES)09/26/17 TO

09/30/2017" RESILIENCE BROKERS WORKSHOP - APPROACHING PROGRAMME IMPLEMENTATION", THEECOLOGICAL SEQUESTRATION TRUST, HEAD, PETER (UNITED KINGDOM) 10/02/17 TO 10/06/2017OPEN

SOURCE INVESTIGATIONS USING OPEN-SOURCE METHODS TO GATHER EV IDENCE OF WAR CRIMES AND

HUMAN RIGHTS ABUSES", REGENTS OF THE UNIVERSITY OF CALIFORNIA, KO ENIG, ALEXA (UNITED STATES)10/09/17 TO 10/13/2017"IDIA IMPACT WORKSHOP', RESULTS FOR DEVEL OPMENT (R4D), DE FERRANTI, DAVID

(UNITED STATES) 10/16/17 TO 10/20/2017ADDRESSING XENOPHOB IA REPRESENTATIONS OF MIGRATION AND

THE ROLE OF THE MEDIA", UNITED NATIONS UNIVERSITY, NA IR, PARVATI (UNITED KINGDOM) 10/23/17 TO10/27/2017"GIIN CONVENING", GLOBAL IMPACT INVESTING NETWORK, BOURI, AMIT (UNITED STATES)10/30/17

TO 11/03/2017 RISING TO THE CHALLENGE OF P OPULISM BUILDING CLOSER COMMUNITIES THAT PROVE WE

HAVE MORE IN COMMON", MORE IN COMMON, C OX, BRENDAN (UNITED KINGDOM) 11/06/17 TO11/10/2017EVIDENCE BASED SCIENCE COMMUNICATION BRINGING RESEARCHERS AND PRACTITIONERS

TOGETHER TO TACKLE THE WORLD'S INTRACTABLE PROBLEMS", INTERNATIONAL POST NETWORK,

METCALFE; JENNIFER (AUSTRALIA)11/07/17 TO 11/11/2017FAR BEYO ND IMPACT BONDS LEVERAGINGLARGE-SCALE, PERFORMANCE BASED FINANCING VEHICLES TO SUPPORT C OMMUNITY HEALTH IN AFRICA",

FINANCING ALLIANCE FOR HEALTH, QURESHI, CLAIRE (UNITED STATES) 11/13/17 TO

11/17/2017 SUSTAINABILITY OF ENGINEERED RIVERS IN ARID LANDS (SERIDAS)", HOUST ON ADVANCEDRESEARCH CENTER, SCHMANDT, JURGEN (UNITED STATES)11/20/17 TO 11/24/2017"MAKING PEOPLE WHO

LIVE IN SLUMS COUNT', AFRICAN POPULATION & HEALTH RESEARCH CENTER, EZEH, ALDC (NIGERIA)11/21/17

TO 11/25/2017"THE UCL-LANCET COMMISSION ON MIGRATION AND HEALTH BELLAGI 0 COMMISSIONERMEETING", UCL-LANCET COMMISSION ON MIGRATION AND HEALTH, ORCUTT, MIRIAM (UN ITED KINGDOM)

11/27/17 TO 12/01/2017

Identifier Return

Reference

Explanation

SUMMARY OF 990PF, THE ROCKEFELLER FOUNDATIONBELLAGIO CENTER, ITALYSUMMARY OF DIRECT CHARITABLEDIRECT PAGE 7, ACTIVITESFORM 990PF, PART IX-A2017 BELLAGIO CENTER RESIDENTS (CONTINUED) "KOPLOWITZ, STEPHAN,

CHARITABLE PART IX-A (UNITED STATES) KOPART, INC ' 'BOOK PROJECT CREATING SITE-SPECIFIC DANCEAND PERFORMANCE A

ACTIVITIES JOURNAL ON CREATIVE AND PRODUCTION BEST PRACTICES JOHNSON, MARTIN, (UNITED STATES) ISLES, INC"A 35 YEAR HISTORY OF ISLES, INC, WITH UNIVERSITY CASE STUDIES"HELLER, CHERYL, (UNITED STATES)

SCHOOL OF VISUAL ARTS "THE INTERGALACTIC DESIGN GUIDE,A NEW WAY TO DESIGN FOR LARGE SCALE

HUMAN POTENTIAL"CHATTARJI, SUBARNO, (INDIA) UNIVERSITY OF DELHI THE DISTANT SHORES OFFREEDOM" VIETNAMESE-AMERICAN WRITINGS 1980-2015"ALKADHI, RHEIM, (UNITED STATES) 'MAGICAL-

REALISM IN THE AFTERIMAGE PROPOSED METHODOLOGIES FOR THE PRACTICE OF ART AS FIELDWORK IN

THE RADIOACTIVE WASTELANDS OF IRAQ "CHOPRA, RAHUL, (UNITED STATES) LAWRENCE BERKELEYNATIONAL LABORATORY "CHARTING THE FUTURE OF ENERGY-SMART INFRASTRUCTURE PUBLIC/PRIVATE

PARTNERSHIP TO ESTABLISH EFFICIENCY AND COMMON INFRASTRUCTURE AS AN ASSET CLASS TO

REINVENT ENERGY EFFICIENCY IN BUILT SECTOR "MITCHELL, DEREK, (UNITED STATES) UNITED STATESINSTITUTE OF PEACE "WRITING OF A MEMOIR OF MY TIME AS U S AMBASSADOR TO BURMA (MYANMAR)

ENTITLED "MYANMAR DAYSRAO, NIRUPAMA, (INDIA) RETIRED FOREIGN SECRETARY AND AMBASSADOR,

GOVT OF INDIA THE POLITICS OF HISTORY INDIA AND CHINA, 1949 TO 1962" (LEARNING FROM HISTORY,CAN INDIA AND CHINA DEVELOP A HIMALAYAN CONSENSUS?)"

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491312000088

TY 2017 Investments Corporate Stock Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Name of Stock End of Year BookValue

End of Year FairMarket Value

2U INC 1,482,182 1,482,182

ATLASSIAN CORP PLC 778,483 778,483

COUPA SOFTWARE INC 2,072,321 2,072,321

CTRIP.COM INTERNATIONAL LTD ADR 848,440 848,440

FACEBOOK INC 632,786 632,786

JUMEI INTERNATIONAL HOLDING LT ADR 202,727 202,727

OKTA INC 1,403,735 1,403,735

QUANTENNA COMMUNICATIONS INC 4,782 4,782

SUNRUN INC 189,785 189,785

TABLEAU SOFTWARE INC 856,281 856,281

lefile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491312000088

TY 2017 Investments Government Obligations Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

US Government Securities - Endof Year Book Value : 26,608,189

US Government Securities - Endof Year Fair Market Value : 26,608,189

State & Local GovernmentSecurities - End of Year Book

Value: 0

State & Local GovernmentSecurities - End of Year Fair

Market Value: 0

l efile GRAPHIC p rint - DO NOT PROCESS I As Filed Data - I DLN: 93491312000088

TY 2017 Investments - Other Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Investments Other Schedule 2

Category/ Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

12 WEST CAPITAL FMV 32,529,332 32,529,332

12 WEST PUNCH CARD FUND LP FMV 6,179,125 6,179,125

ABRY ADVANCED SECS FD III LP FMV 8,543,866 8,543,866

ABRY ADVANCED SECURITIES FD II FMV 2,367,294 2,367,294

ABRY HERITAGE PARTNERS LP FMV 1,289,736 1,289,736

ABRY PARTNERS VI LP FMV 475,638 475,638

ABRY PARTNERS VII L.P. FMV 4,737,711 4,737,711

ABRY PARTNERS VIII LP FMV 13,446,904 13,446,904

ABRY SENIOR EQUITY IV L.P. FMV 5,933,790 5,933,790

ABRY SENIOR EQUITY V LP FMV 785,490 785,490

ACCEL GROWTH FD IV LP FMV 5,777,139 5,777,139

ACCEL GROWTH FUND II LP FMV 12,862,993 12,862,993

ACCEL GROWTH FUND III LP FMV 18,629,877 18,629,877

ACCEL INDIA III LIMITED PARTNERSHIP FMV 8,171,246 8,171,246

ACCEL INDIA IV LP FMV 12,485,600 12,485,600

ACCEL INDIA V LP FMV 2,681,203 2,681,203

ACCEL IX LP FMV 2,521,352 2,521,352

ACCEL LEADERS FUND LP FMV 1,612,384 1,612,384

ACCEL X LP FMV 15,597,819 15,597,819

ACCEL XI FMV 6,221,590 6,221,590

ACCEL XII LP FMV 9,347,605 9,347,605

ACCEL XIII LP FMV 1,741,821 1,741,821

ADAGE CAPITAL PARTNERS FMV 160,776,676 160,776,676

ADELIS EQUITY PARTNERS FD I AB FMV 14,307,515 14,307,515

ADELIS EQUITY PARTNERS FUND II AB FMV 24,520 24,520

ADP II HOLDING 8 LP FMV 2,735,029 2,735,029

AETOS CAPITAL ASIA T E II LTD FMV 1,460,292 1,460,292

AFRICAN DEVELOP PINS II HLDG 4 LP FMV 3,480,741 3,480,741

AFRICAN DEVELOPMENT PARTNERS II LP FMV 6,573,066 6,573,066

AH ANNEX FUND L.P FMV 6,399,450 6,399,450

Investments Other Schedule 2

Category/ Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

AH BIO FUND I LP FMV 1,794,768 1,794,768

AH PARALLEL FUND III LP FMV 7,412,930 7,412,930

AH PARALLEL FUND IV LP FMV 8,464,844 8,464,844

AH PARALLEL FUND V LP FMV 692,318 692,318

ALCHEMY SPECIAL OPP FD III LP FMV 7,443,331 7,443,331

ALLIED INVENTORS FUND LLC FMV 1,837,067 1,837,067

ALPINE INVESTORS III FMV 9,040,536 9,040,536

ALPINE INVESTORS IV LP FMV 14,193,073 14,193,073

ALPINE INVESTORS V LP FMV 11,050,610 11,050,610

ANCHORAGE CAPITAL PARTNERS OFFSHORE LTD FMV 65,209,968 65,209,968

ANDREESSEN HOROWITZ FD IV LP FMV 14,988,739 14,988,739

ANDREESSEN HOROWITZ FUND II LP FMV 13,511,933 13,511,933

ANDREESSEN HOROWITZ FUND III LP FMV 20,300,331 20,300,331

ANDREESSEN HOROWITZ FUND V LP FMV 2,503,826 2,503,826

AP CAYMAN PARTNERS II LP FMV 1,317,079 1,317,079

ARC ENERGY FUND 7 US LP FMV 7,013,345 7,013,345

ARC ENERGY FUND 8 LP FMV 7,927,376 7,927,376

ARCLIGHT ENERGY III FMV 50,860 50,860

ARCLIGHT ENERGY PARTNERS FUND V LP FMV 9,535,619 9,535,619

ARCLIGHT ENERGY PTNRS FUND IV LP FMV 1,545,089 1,545,089

ARIOSE CHINA GROWTH OFFSHORE FUND FMV 33,175,200 33,175,200

ASLAN RLTY PRTNRS II LP FMV 1,820,900 1,820,900

ASPENLEAF ENERGY LIMITED FMV 1,331,336 1,331,336

ATERIAN INVESTMENT PARTNERS II LP FMV 11,836,182 11,836,182

AUDAX PRIVATE EQUITY FUND II FMV 654,968 654,968

AUDAX PRIVATE EQUITY FUND III FMV 3,430,982 3,430,982

AUDAX PRIVATE EQUITY FUND IV LP FMV 20,544,586 20,544,586

BAILLIE GIFFORD EM FUND CL K FMV 69,046,957 69,046,957

BAIN CAPITAL ASIA FUND LP FMV 109,969 109,969

BAIN CAPITAL FUND IX LP FMV 1,548,062 1,548,062

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

BAIN CAPITAL FUND VIII-E LP FMV 351,265 351,265

BAIN CAPITAL IX COINVESTMENT FUND LP FMV 1,170,762 1,170,762

BANYAN PARTNERS FD I LP FMV 29,620,785 29,620,785

BANYAN PARTNERS FUND II LP FMV 18,543,846 18,543,846

BANYAN PARTNERS FUND III LP FMV 771,676 771,676

BATTERY VENTURES VI LP FMV 25,958 25,958

BAUPOST VALUE IV FMV 88,499,761 88,499,761

BC EUROPEAN CAPITAL VII FMV 88,453 88,453

BENCHMARK CAP PTNRS VII-ANNEX LP FMV 471,267 471,267

BENCHMARK CAPITAL PARTNERS IV FMV 594,865 594,865

BENCHMARK CAPITAL PARTNERS V FMV 5,253,300 5,253,300

BENCHMARK CAPITAL PARTNERS VI LP FMV 10,963,491 10,963,491

BENCHMARK CAPITAL PARTNERS VIII LP FMV 8,999,873 8,999,873

BENCHMARK CAPITAL PTRNS VII FMV 152,839,994 152,839,994

BERKSHIRE FUND VI LP FMV 8,030,180 8,030,180

BERKSHIRE FUND VII LP FMV 8,293,097 8,293,097

BERKSHIRE FUND VIII LP FMV 16,666,450 16,666,450

BLACKROCK 1 3YR TREASURY INDEX NON LENDABLEFUND B

FMV 82,814,013 82,814,013

BLACKROCK 7 10YR TREASURY INDEX NONLENDABLE FUND B

FMV 44,910,814 44,910,814

BLACKSTONE RE PARTNERS VIII LP FMV 8,153,487 8,153,487

BLUE RIDGE OFFSHORE PARTNERSHIP LP 01/07 FMV 34,994,435 34,994,435

BLUEHOUSE ACCESSION PRPTY III FMV 8,824,539 8,824,539

BLUEHOUSE PROPERTY FD IV FEEDER LP FMV 909,911 909,911

BRACEBRIDGE FMV 41,739,879 41,739,879

BRIDGEWATER PURE ALPHA FMV 62,454,833 62,454,833

BROADREACH CAPITAL PARTNERS LLC REIT II FMV 1,986,795 1,986,795

BROOKDALE INVESTORS FIVE LP FMV 4,168,337 4,168,337

BROOKDALE INVESTORS SIX LP FMV 8,667 8,667

CADENT ENERGY PARTNERS I FMV 215,740 215,740

CADENT ENERGY PARTNERS II FMV 14,799,168 14,799,168

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

CAPITAL RESOURCE PARTNERS V FMV 2,389,361 2,389,361

CARL MARKS STRATEGIC OPPORTUNITIES FUND IILP

FMV 24,667,718 24,667,718

CARL MARKS STRATEGIC OPPTYSFD LP FMV 783,699 783,699

CARNELIAN ENERGY CAPITAL II LP FMV 1,203,277 1,203,277

CARNELIAN ENERGY CAPITAL LP FMV 11,718,462 11,718,462

CASTANEA PARTNERS III LP FMV 10,011,725 10,011,725

CATALYST FUND IV PARALLEL LP FMV 4,500,782 4,500,782

CATALYST FUND LIMITED PARTNERSHIP IV FMV 16,776,246 16,776,246

CATALYST FUND V FMV 5,834,458 5,834,458

CERBERUS INSTITUTIONAL PARTNERS (SERIESFOUR) L P

FMV 3,701,125 3,701,125

CERBERUS INSTITUTIONAL PARTNERS LP SERIES III FMV 805,496 805,496

CERBERUS INSTITUTIONAL PARTNERS V LP FMV 17,636,056 17,636,056

CHARLES RIVER PARTNERSHIP XI FMV 140,686 140,686

CHARLES RIVER PARTNERSHIP XII LP FMV 165,483 165,483

CHARLES RIVER PARTNERSHIP XIII LP FMV 844,969 844,969

CHARLES RIVER XII ANNEX FMV 3,153 3,153

CHRYSCAPITAL IV LLC FMV 983 983

CHRYSCAPITAL V LLC FMV 835 835

CICC GROWTH I FMV 9,523,508 9,523,508

COMMONFUND NATURAL RESOURCE VI FMV 3,852,040 3,852,040

COMMONFUND NATURAL RESOURCES PARTNERS VII FMV 5,746,255 5,746,255

CROSSPOINT VTR PTRS 2000 Q FMV 1,000,139 1,000,139

CRP XI ANNEX FUND LP FMV 19,820 19,820

DECHENG CAP CHINA LIFE SCIENCE USD FD II LP FMV 10,404,959 10,404,959

DENHAM COMMODITY PARTNERS VI FMV 17,588,828 17,588,828

DESIGNATED INVESTMENT -A NR APRIL 2014 USD FMV 1,552,475 1,552,475

DESIGNATED INVESTMENT -A NR INITAL SUB SERIESUSD

FMV 6,623,881 6,623,881

DYMON ASIA MACRO FUND SERIES 1 FMV 9,975,529 9,975,529

DYMON ASIA MACRO FUND SERIES 393 FMV 5,355,900 5,355,900

DYMON ASIA MACRO FUND SERIES 450 FMV 32,856,900 32,856,900

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

DYNAMO BRAZIL VIII FMV 16,499,642 16,499,642

EDGBASTON ASIAN EQUITY TRUST FMV 61,702,209 61,702,209

ELLIOT INTERNATIONAL FMV 7,003,856 7,003,856

EMERALD HILL CAP PARTNERS II LP FMV 14,823,397 14,823,397

EMERALD HILL CAP PARTNERS III LP FMV 5,133,873 5,133,873

ENA FUND FMV 38,420,212 38,420,212

ENCAP ENERGY CAPITAL FUND X LP FMV 8,607,434 8,607,434

FARALLON CAPITAL INST PARTNERS LP FMV 5,405,081 5,405,081

FIRELAKE STRATEGIC TECH II FMV 1,299,706 1,299,706

FIVE POINT CAP MIDSTREAM FD COINVEST IIA LP FMV 6,555,527 6,555,527

FIVE POINT CAP MIDSTREAM FD III LP FMV 3,067,065 3,067,065

FIVE POINT CAP MIDSTREAM FD III SIDE CAR-I LP FMV 1,398,911 1,398,911

FIVE POINT CAPITAL MIDSTREAM II LP FMV 18,270,868 18,270,868

FLEXPOINT FUND II LP FMV 6,572,715 6,572,715

FLEXPOINT FUND III LP FMV 3,070,418 3,070,418

FLEXPOINT PPH AGGREGATOR LLC FMV 2,370,196 2,370,196

FLEXPOINT SPECIAL ASSETS FD LP FMV 457,313 457,313

FORESITE CAPITAL FD II LP FMV 15,290,041 15,290,041

FORESITE CAPITAL FUND IV LP FMV 3,870,468 3,870,468

FORESITE CAPITAL III LP FMV 15,980,103 15,980,103

FORESITE CAPITAL V-B LLC FMV 3,057,303 3,057,303

FORESITE CAPITAL V-C LLC FMV 1,510,768 1,510,768

FORESITE CAPITAL V-D LLC FMV 2,143,616 2,143,616

FORTRESS INVEST FD III (FD-B) FMV 3,692,368 3,692,368

FORTRESS INVESTMENT FUND V (COINVESTMENTFUNDS)

FMV 1,630,384 1,630,384

FORTRESS INVESTMENT FUND V (FUND C) LP FMV 25,435,394 25,435,394

FORTRESS INVESTMENTS IV FMV 6,835,299 6,835,299

FORUM ASIAN REALTY INCOME II LP FMV 176,540 176,540

FREMONT STRATEGIC PROPERTY PARTNERS II FMV 1,009,265 1,009,265

GENERATION IM GLOBAL EQUITY FUND LLC FMV 122,945,919 122,945,919

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

GGV CAPITAL V FMV 10,686,532 10,686,532

GGV CAPITAL VI LP FMV 2,249,999 2,249,999

GGV DISCOVERY FD I LP FMV 1,839,086 1,839,086

GIM (GLOBAL EQUITY) INVESTMENT LP FMV 444,208 444,208

GLENDON OPPORTUNITIES FD LP FMV 17,215,779 17,215,779

GLOBAL MKT NEUTRAL FUND B FMV 40,876,874 40,876,874

GRAFTON DIRECT ASSETS STRATEGY LP FMV 10,936,975 10,936,975

GRAHAM PARTNERS II FMV 4,398,336 4,398,336

GRAHAM PTNRS II CO-INVEST LP FMV 2,063,676 2,063,676

GRATICULE ASIA MACRO FUND FMV 45,951,820 45,951,820

HAMPSHIRE PARTNERS FUND VIII FMV 4,711,662 4,711,662

HARVEST SMALL CAP OFFSHORE CLASS A SER 1 FMV 18,402,457 18,402,457

HARVEST SMALL CAP OFFSHORE CLASS A SER 4 FMV 449,921 449,921

HARVEST SMALL CAP OFFSHORE LTD CLASS A SER 12017

FMV 1,371,965 1,371,965

HARVEST SMALL CAP OFFSHORE LTD CLASS A SER 22017

FMV 689,257 689,257

HARVEST SMALL CAP OFFSHORE LTD CLASS ASERIES 12 2017

FMV 1,448,918 1,448,918

HEMISFERIO SUL INVESTIMENTOS FD IV FMV 1,756,273 1,756,273

HEMISFERIO SUL INVESTIMENTOS FD IV (A) FMV 1,756,273 1,756,273

HEMISFERIO SUL INVESTIMENTOS FD IV (B) FMV 1,756,273 1,756,273

HIGHFIELDS FMV 48,848,504 48,848,504

HIGHLAND CAPITAL PARTNERS V FMV 172,186 172,186

HIGHLAND CAPITAL PARTNERS VI L P FMV 1,326,551 1,326,551

HOSKING PARTNERS LLC FUND (HPGEF) FMV 123,324,203 123,324,203

HSCP STRATEGIC I FMV 2,623,263 2,623,263

HSI HIGH YIELD CREDIT I A LP FMV 3,880,074 3,880,074

HSI HIGH YIELD CREDIT I B LP FMV 3,880,074 3,880,074

HSI HIGH YIELD CREDIT I CO- INVEST PADDOCK LP FMV 475,116 475,116

HSI HIGH YIELD CREDIT I CO-INVEST PADDOCK A FMV 475,116 475,116

HSI HIGH YIELD CREDIT I CO-INVEST PADDOCK B FMV 475,116 475,116

HSI HIGH YIELD CREDIT I LP FMV 3,880,074 3,880,074

Investments Other Schedule 2

Category/ Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

HUTENSKY CAPITAL REIT 1 FMV 2,729,000 2,729,000

ICG COMMUNICATIONS INC WT EXP 10/10/07 FMV 921 921

IDG ACCEL CHINA CAPITAL I FMV 16,629,648 16,629,648

IDG ACCEL CHINA GROWTH FD II FMV 48,530,623 48,530,623

IDG CHINA VENTURE CAP FD IV LP FMV 12,867,050 12,867,050

IDG-ACCEL CHINA CAPITAL FUND II L.P. FMV 12,759,084 12,759,084

IDG-ACCEL CHINA GROWTH FUND III LP FMV 14,764,345 14,764,345

IDG-ACCEL CHINA GROWTH FUND LP FMV 10,581,932 10,581,932

INSTITUTIONAL VENTURE L P IV FMV 1,436,722 1,436,722

IC FLOWERS II LP FMV 3,327,499 3,327,499

KILDARE EUROPEAN PARTNERS I LP FMV 8,307,376 8,307,376

KING STREET CAPITAL II FMV 806,512 806,512

LANSDOWNE UK EQUITY FUND LIMITED FMV 50,088,505 50,088,505

LASCAUX RESOURCE CAPITAL FUND I LP FMV 10,187,801 10,187,801

LATIN POWER FD III FMV 1,557,415 1,557,415

LC FUND V LP FMV 13,267,334 13,267,334

LIME ROCK PARTNERS III LP FMV 116,799 116,799

LIME ROCK PARTNERS IV LP FMV 33,412,353 33,412,353

LIME ROCK PARTNERS V LP FMV 14,209,366 14,209,366

LITTLEJOHN FUND III LP FMV 305,756 305,756

LITTLEJOHN FUND IV FMV 5,618,415 5,618,415

LJ BRODER CO-INVEST II LLC FMV 1,097,230 1,097,230

LJ BRODER CO-INVEST LLC FMV 4,353,485 4,353,485

LNK PARTNERS II L.P. FMV 20,267,238 20,267,238

LNK PARTNERS III LP FMV 1,089 1,089

LONE CASCADE FMV 98,428,196 98,428,196

LONE PINON LTD FMV 7,893,682 7,893,682

LONE STAR FUND V (U.S.) L.P. FMV 1,869,189 1,869,189

LONE STAR FUND VI U S LP FMV 3,702,414 3,702,414

LONE STAR REAL ESTATE FUND II (US) LP FMV 1,484,197 , 1,484,197

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

LONGREACH CAPITAL PARTNERS I LP FMV 6,999,956 6,999,956

LONGREACH CAPITAL PTNRS 2-USD LP FMV 10,954,378 10,954,378

LVM LP CO INVESTMENT LP FMV 2,624,879 2,624,879

LYME FOREST FUND FMV 175,000 175,000

LYME FOREST FUND III FMV 2,914,887 2,914,887

M + H REALTY PART V LP FMV 1,284,764 1,284,764

MAGELLAN-FRONTEGRA FMV 67,223,756 67,223,756

MAP 2006 FMV 11,982,962 11,982,962

MARATHON SPECIAL OPPORTUNITY FUND FMV 425,210 425,210

MERIT ENERGY PARTNERS E-1 FMV 1,103,281 1,103,281

MERIT ENERGY PARTNERS F-I LP FMV 115,074 115,074

MINERVA NETWORKS SERIES AD FMV 67,845 67,845

MISSIONPOINT CAPITAL PARTNERS FUND I LP FMV 4,222,224 4,222,224

MODERN RESOURCES INC FMV 1,138,614 1,138,614

MOHR DAVIDOW VENTURES IX FMV 8,699,958 8,699,958

MOHR DAVIDOW VENTURES VI LP FMV 938,295 938,295

MOHR DAVIDOW VENTURES VII LP FMV 2,059,662 2,059,662

MOHR DAVIDOW VENTURES VIII FMV 2,102,531 2,102,531

MORGAN STANLEY-PRIVATE EQUITY ASIA LP FMV 4,986,903 4,986,903

NATIONAL CAPITAL PROP III FMV 1,796,669 1,796,669

NATIONAL CAPITAL PROPERTIES IV FMV 5,621,842 5,621,842

NEA IX LP FMV 432,047 432,047

NEUBERGER BERMAN CHINA EQUITY FMV 62,234,225 62,234,225

NEW ENTERPRISE ASSOCIATES X FMV 1,697,297 1,697,297

NEW ENTERPRISE ASSOCIATES XII LP FMV 1,322,930 1,322,930

NEW ENTERPRISE XI FMV 2,009,485 2,009,485

NORTH BRIDGE GROWTH I LP FMV 2,987,134 2,987,134

OAKTREE CAP MGMT OPP FD IV LP FMV 859 859

OCM OPPORTUNITIES FUND III LP FMV 7,332 7,332

ONYX LATIN AMERICA EQUITY FD FMV 20,774,225 20,774,225

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

ONYX LATIN AMERICA EQUITY SERIES 0314 FMV 15,708,150 15,708,150

ONYX LATIN AMERICA EQUITY SERIES 0815 FMV 319,285 319,285

ORION EUR RE II EURO FMV 294,284 294,284

ORION EUROPEAN REAL ESTATE III FMV 901,067 901,067

OZ EUROPE OVERSEAS FUND LTD CLASS B FMV 129,330 129,330

OZ OVERSEAS FMV 4,583,791 4,583,791

PALOMA INT'L CLASS C USD SER JUL 2017 FMV 25,962,495 25,962,495

PALOMA INT'L CLASS D USD SER JUL 2017 FMV 20,702,628 20,702,628

PANNING OVERSEAS SERIES A NON RESTRICTED FMV 8,385,310 8,385,310

PANNING SERIES A NR APRIL 2014 FMV 1,965,310 1,965,310

PARVUS EURO ABS OPP FD JUL2016 FMV 6,265,904 6,265,904

PARVUS EURO ABS OPP FD SEP2015 FMV 33,172,200 33,172,200

PEARL ENERGY INVESTMENTS II LP FMV 7,573 7,573

PEEPUL CAPITAL II LLC FMV 7,582,694 7,582,694

PENDING SECURITY TRANSACTIONS & FUNDING -NET

FMV 18,848,652 18,848,652

PRIVATVARDE FUND LP FMV 56,203 56,203

PROSPERITAS RE PARTNERS III LP FMV 427,546 427,546

PROSPERITAS RE PTNRS III A LP FMV 427,534 427,534

PROSPERITAS RE PTNRS III B LP FMV 427,530 427,530

QUANTUM ENERGY PARTNERS IV FMV 5,148,000 5,148,000

QUANTUM ENERGY PARTNERS V FMV 11,610,000 11,610,000

REDPOINT OMEGA FMV 6,243,292 6,243,292

REDPOINT VENTURES II FMV 587,674 587,674

REDPOINT VENTURES III FMV 2,509,275 2,509,275

RESOURCE CAPITAL FUND VI LP FMV 16,552,335 16,552,335

ROCKLAND POWER PARTNERS LP FMV 4,197,428 4,197,428

RWC EM MKT EQTY FD FMV 63,943,635 63,943,635

SB ASIA INVESTMENT FUND II LP FMV 6,859,594 6,859,594

SCGE OFFSHORE FUND FMV 51,824,410 51,824,410

SEQUOIA CAP CHINA GROWTH FD I FMV 5,631,169 5,631,169

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

SEQUOIA CAP CHINA GROWTH FD III LP FMV 18,377,197 18,377,197

SEQUOIA CAP CHINA GROWTH IV LP FMV 11,232,260 11,232,260

SEQUOIA CAP CHINA VENTURE 2010 FMV 11,288,281 11,288,281

SEQUOIA CAP CHINA VENTURE FD IV FMV 10,965,866 10,965,866

SEQUOIA CAP CHINA VENTURE V LP FMV 12,036,751 12,036,751

SEQUOIA CAP CHINA VENTURE VI LP FMV 4,676,765 4,676,765

SEQUOIA CAP GBL GROWTH FD II FMV 12,107,991 12,107,991

SEQUOIA CAP GROWTH FUND III FMV 5,991,025 5,991,025

SEQUOIA CAP INDIA FD IV LP FMV 16,255,008 16,255,008

SEQUOIA CAP ISRAEL VENTURE FD V FMV 5,962,335 5,962,335

SEQUOIA CAP US GROWTH FD VI LP FMV 14,586,312 14,586,312

SEQUOIA CAP US GROWTH FD VII LP FMV 8,873,721 8,873,721

SEQUOIA CAP US SCOUT SEED FD III LP FMV 359,755 359,755

SEQUOIA CAP US VENTURE 2010 FMV 23,582,741 23,582,741

SEQUOIA CAP US VENTURE FD XV LP FMV 5,936,192 5,936,192

SEQUOIA CAPITAL CHINA GR 2010 LP FMV 8,065,014 8,065,014

SEQUOIA CAPITAL CHINA I LP FMV 8,437,636 8,437,636

SEQUOIA CAPITAL CHINA II FMV 11,919,245 11,919,245

SEQUOIA CAPITAL GLOBAL GROWTH FD FMV 18,092,575 18,092,575

SEQUOIA CAPITAL INDIA GROWTH FD II FMV 5,499,370 5,499,370

SEQUOIA CAPITAL INDIA GROWTH FUND I FMV 1,747,283 1,747,283

SEQUOIA CAPITAL INDIA III LP FMV 2,897,830 2,897,830

SEQUOIA CAPITAL INDIA V LTD FMV 6,942,672 6,942,672

SEQUOIA CAPITAL ISRAEL III FMV 1,560,445 1,560,445

SEQUOIA CAPITAL ISRAEL IV LP FMV 3,553,451 3,553,451

SEQUOIA CAPITAL IX LP FMV 167,960 167,960

SEQUOIA CAPITAL U S SCOUT SEED FUND 2013 L P FMV 261,182 261,182

SEQUOIA CAPITAL U.S. GROWTH FUND V L.P. FMV 16,804,552 16,804,552

SEQUOIA CAPITAL US GROWTH FUND IV LP FMV 12,141,345 12,141,345

SEQUOIA CAPITAL US VENTURE 2010 FUND-SEEDFUND

FMV 4,666,259 4,666,259

Investments Other Schedule 2

Category/ Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

SEQUOIA CAPITAL US VENTURE FUND XIV FMV 17,572,032 17,572,032

SEQUOIA CAPITAL X LP FMV 338,597 338,597

SEQUOIA CAPITAL XI LP FMV 275,598 275,598

SEQUOIA CAPITAL XII LP FMV 28,226,086 28,226,086

SFC ENERGY PARTNERS II-B FMV 8,940,398 8,940,398

SG GROWTH PARTNERS II LP FMV 17,709,415 17,709,415

SG GROWTH PARTNERS III LP FMV 15,414,889 15,414,889

SG III CO-INVEST I LP FMV 3,450,716 3,450,716

SIERRA VENTURES VII LP FMV 319,174 319,174

SILCHESTER INTL INV TOBACCO FMV 112,314,437 112,314,437

SOWOOD ALPHA FUND FMV 98,392 98,392

SQM FRONT AF CLASS F -2016 -12 FMV 12,362,411 12,362,411

SQM FRONT AF CLASS F-2014-01 FMV 14,123,084 14,123,084

SQM FRONT AF CLASS F-2014-03 FMV 556,264 556,264

SQM FRONT AF CLASS F-2014-04 FMV 3,199,349 3,199,349

SQM FRONT AF CLASS F-2014-05 FMV 3,125,131 3,125,131

SQM FRONT AF CLASS F-2014-06 FMV 770,269 770,269

SQM FRONT AF CLASS F-2014-12 FMV 7,305,888 7,305,888

SUMMIT PARTNERS EUROPE PE LP FMV 5,532,679 5,532,679

SUMMIT PARTNERS PRIVATE EQUITY FUND VII-A LP FMV 2,955,693 2,955,693

SUMMIT VENTURES II-A FMV 480,162 480,162

SUMMITT VENTURES VI FMV 397,223 397,223

SVEAFASTIGHETER FUND III FMV 564,721 564,721

THE CHILDRENS INVESTMENT FUND - CLASS D1 FMV 156,531,409 156,531,409

THINK INVESTMENTS OFFSHORE LTD FMV 31,473,024 31,473,024

THINK INVESTMENTS TRANCHE 01 D11 FMV 64,111 64,111

THINK INVESTMENTS TRANCHE 01 NSE FMV 751,512 751,512

TIGER GLOBAL PRVT INV PRTNRS V FMV 4,485,481 4,485,481

TIGER GLOBAL PVT INVESTMENT FUND IV FMV 6,647,869 6,647,869

TPG AXON PARTNERS (OFFSHORE) FMV 1,042,701 1,042,701

Investments Other Schedule 2

Category / Item Listed at Cost orFMV

Book Value End of Year FairMarket Value

TRIVEST CHINA FOCUS FUND FMV 65,062,208 65,062,208

UNICORN PARTNERS FD ZERO LP FMV 3,615,264 3,615,264

UNICORN PARTNERS FUND I LP FMV 1,024,591 1,024,591

US VENTURE PARTNERS IX LP FMV 2,682,538 2,682,538

US VENTURE PARTNERS VII FMV 822,939 822,939

US VENTURE PARTNERS VIII LP FMV 210,519 210,519

VANGUARD SHORT-TERM TIPS FMV 40,090,838 40,090,838

VARDE FUND IX L.P. FMV 1,238,630 1,238,630

VARDE FUND VIII LP FMV 803,968 803,968

VESTAR CAPITAL PARTNERS III LP FMV 102,748 102,748

VESTAR CAPITAL PARTNERS IV LP FMV 177,879 177,879

WELLINGTON BAY POND FMV 36,288,716 36,288,716

WELLINGTON SPINDRIFT PARTNERS FMV 366,586 366,586

WTC-CTF EMO FUND FMV 111,438,852 111,438,852

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TY 2017 Land, Etc.Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Category / Item Cost / Other Accumulated Book Value End of Year FairBasis Depreciation Market Value

CONDOMINIUM INTEREST IN 420 30,446,247 22,292,364 8,153,883 8,153,883FIFTH AVE AND IMPROVEMENTS

FURNITURE, FIXTURES AND 16,915,898 14,236,039 2,679,859 2,679,859EQUIPMENT

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TY 2017 Legal Fees Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Category Amount Net InvestmentIncome

Adjusted NetIncome

Disbursementsfor Charitable

Purposes

AZB & PARTNERS 52,075 0 52,075

BATES WELLS BRAITHWAITE 10,341 0 10,341

BOWMANS COULSON HARNEY 2,182 0 2,182

DAVIS WRIGHT TREMAINE LLP 12,621 0 12,621

FRAGOMEN, DEL REY, BERNSEN & LOEWY,PC

25,249 0 25,249

GOODELL, DEVRIES, LEECH & DANN, LLP 27,227 0 27,227

K & L GATES LLP 66,705 0 66,705

KAPLAN & STRATTON 2,033 0 2,033

PATTERSON, BELKNAP, WEBB & TYLER LLP 1,080,775 27,760 1,053,015

PROSKAUER ROSE LLP 76,752 64,906 11,846

ROPES AND GRAY LLP 211,408 211,408 0

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TY 2017 Other Assets Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Other Assets Schedule

Description Beginning of Year -Book Value

End of Year - BookValue

End of Year - FairMarket Value

PROGRAM RELATED INVESTMENTS 23,084,359 24,717,843 24,717,843

PREPAID PENSION COST 13,902,213 21,596, 290 21,596,290

REDEMPTIONS , DIVIDENDS , INTEREST, AND OTHERRECEIVABLES

1,880,180 404,115 404,115

PREPAID FEDERAL EXCISE AND UNRELATED BUSINESSINCOME TAXES

4,523,149 3 ,040,659 3,040,659

INTEREST RATE SWAP ASSET 12,082 12,082

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TY 2017 Itemized Other Assets Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Itemized Other Assets Schedule

Corporation Name Corporation Other Assets Description Beginning Ending AmountEIN Amount

SMART POWER FOR 000000000 TANGIBLE ASSETS 112,297 100,023RURAL DEVELOPMENTINDIA

Itemized Other Assets Schedule

Corporation Name Corporation Other Assets Description Beginning Ending AmountEIN Amount

SMART POWER FOR 000000000 OTHER NON CURRENT ASSETS 70,529 77,557RURAL DEVELOPMENTINDIA

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TY 2017 Itemized Other Assets Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Itemized Other Assets Schedule

Corporation Name Corporation Other Assets Description Beginning Ending AmountEIN Amount

BLUEHOUSE PROPERTY 98-1238589 FINANCIAL ASSETS AT FAIR VALUE 1,675,285 0FUND IV FEEDER LP

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TY 2017 Itemized Other Assets Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Itemized Other Assets Schedule

Corporation Name Corporation Other Assets Description Beginning Ending AmountEIN Amount

NEUBERGER BERMAN 98-1305916 OTHER ASSET 8,870 9,825GREATER CHINAEQUITY FU

Itemized Other Assets Schedule

Corporation Name Corporation Other Assets Description Beginning Ending AmountEIN Amount

NEUBERGER BERMAN 98-1305916 REBATE INCOME RECEIVED FROM 20,400GREATER CHINA MANAGEREQUITY FU

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TY 2017 Other Decreases Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Description Amount

PROVISION FOR DEFERRED FEDERAL EXCISE TAX 6,312,000

DEFERRED COMPENSATION PLAN (457B) UNREALIZED 197,550

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TY 2017 Other Expenses Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629Other Expenses Schedule

Description Revenue andExpenses per

Books

Net InvestmentIncome

Adjusted NetIncome

Disbursements forCharitablePurposes

COMPUTER/FURNITURE AND EQUIPMENT 1,099,757 364 1,092,556

OFFICE EXPENSES (SUPPLIES, POSTAGE, OTHER) 411,330 2,140 407,892

SUNDRIES (INSURANCE, MEMBERSHIPS,TRAINING, STAFF FUNCTIONS, OTHER)

1,255,898 18,162 1,231,772

CREDIT FACILITY FEES 211,944 0 211,944

OTHER PORTFOLIO DEDUCTIONS 0 32,560,214 0

BROKER COMMISSIONS 7,927 7,927 0

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TY 2017 Other Income Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Other Income Schedule

Description Revenue AndExpenses Per Books

Net InvestmentIncome

Adjusted Net Income

OTHER INCOME THROUGH K-1S, NET OF UBI 5,718,344

PROGRAM RELATED INVESTMENT INCOME 758,877 758,877 758,877

FOREIGN EXCHANGE LOSS -9,023,244 -9,023,244 -9,023,244

SECURITIES LITIGATION PROCEEDS 85,457 85,457 85,457

GRANT REFUNDS 1,866,807 1,866,807

ROYALTIES 3,755 3,755 3,755

OTHER INCOME 976 976 976

UBIT STATE REFUNDS 594,392 594,392

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TY 2017 Other Increases Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Description Amount

CHANGE IN UNREALIZED GAIN ON INVESTMENTS AND PRI'S 315,585,463

PENSION AND POSTRETIREMENT BENEFIT LIABILITY ADJUSTMENTS 3,299,195

CHANGE IN FAIR VALUE OF INTEREST RATE SWAP 146,502

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TY 2017 Other Liabilities Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Description Beginning of Year- Book Value

End of Year -Book Value

POSTRETIREMENT BENEFIT OBLIGATION 19,013,473 21,967,834

DEFERRED FEDERAL EXCISE TAX 15,127,000 21,439,000

INTEREST RATE SWAP LIABILITY 134,421 0

TERM LOAN PAYABLE 11,825,653 10,095,069

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TY 2017 Other Professional Fees Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Category Amount Net Investment Adjusted Net DisbursementsIncome Income for Charitable

Purposes

CONSULTANTS (ADMINISTRATIVE) 2,556,861 0 2,555,736

CONSULTANTS (DIRECT PROGRAMMATIC 3,563,329 0 3,563,329EXPENDITURES)

CUSTODIANS & INVESTMENT MANAGERS 6,157,740 5,892,395 0

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TY 2017 Taxes Schedule

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Category Amount Net InvestmentIncome

Adjusted NetIncome

Disbursementsfor Charitable

Purposes

FOREIGN WITHHOLDING TAXES 311,484 1,765,619 0

FEDERAL EXCISE AND UBI TAX 5,382,490 0 0

STATE UBI TAXES 45,630 0 0

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TY 2017 TransfersToControlled Entities

Name : THE ROCKEFELLER FOUNDATION

EIN: 13-1659629

Name US / EIN Description AmountForeign Address

SMART POWER FOR RURAL C/O SCORPIO CORPORATE ADVISORSS- 12-3456789 GRANT PAYMENT 2,981,229DEVELOPMENT INDIA 405FOUNDATION (SEE STMT 28) LGF GREATER KAILASH - II

NEW DELHI 110048IN

HOSKING PARTNERS EQUITY LANDMARK SQUARE WEST BAY ROAD PO 32-2587661 CAPITAL CONTRIBUTION 113,828,913FUND LLC BOX 775

GRAND CAYMAN KY1-9006CJ

Total 116,810,142