TAX RETURN FILING INSTRUCTIONS - Arcus Foundation

60094104-01-16

~~~~~~~~~~~~~~~~~

FOR THE YEAR ENDING

Prepared for

Prepared by

Amount dueor refund

Make checkpayable to

Mail tax returnand check (ifapplicable) to

Return must bemailed onor before

SpecialInstructions

TAX RETURN FILING INSTRUCTIONS

FORM 990-PF

December 31, 2016

ARCUS FOUNDATION44 West 28th Street, 17th FloorNEW YORK, NY 10001

PKF O'Connor Davies, LLP665 FIFTH AVENUENew York, NY 10022

An overpayment of $31,496. The entire overpayment has beenapplied to the estimated tax payments.

No amount is due.

Department of the TreasuryInternal Revenue Service CenterOgden, UT 84201-0027

November 15, 2017

The return should be signed and dated.

Please note that the Form 990-PF return contains excessdistribution carryover of $53,024,603. This may be applied totax year 2017 and subsequent years.

if the foundation is not required to attach Sch. B

OMB No. 1545-0052

Department of the TreasuryInternal Revenue Service Open to Public Inspection

Number and street (or P.O. box number if mail is not delivered to street address) Room/suite

If exemption application is pending, check here

Foreign organizations meeting the 85% test,check here and attach computation

(The total of amounts in columns (b), (c), and (d) may notnecessarily equal the amounts in column (a).)

Disbursementsfor charitable purposes

(cash basis only)

Check

Interest on savings and temporarycash investments

Net rental income or (loss)

Net gain or (loss) from sale of assets not on line 10Gross sales price for allassets on line 6a

Capital gain net income (from Part IV, line 2)

Gross sales less returnsand allowances

Less: Cost of goods sold

Compensation of officers, directors, trustees, etc.

Excess of revenue over expenses and disbursements

(if negative, enter -0-)

(if negative, enter -0-)

623501 11-23-16

or Section 4947(a)(1) Trust Treated as Private Foundation| Do not enter social security numbers on this form as it may be made public.

| Information about Form 990-PF and its separate instructions is at

For calendar year 2016 or tax year beginning , and ending

A

B

C

Employer identification number

G D 1.

2.

H E

I J F

Analysis of Revenue and Expenses (d)(a) (b) (c)

1

2

3

4

5

7

8

9

11

a

b

6a

b

10a

b

c

12 Total.

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

a

b

c

Total operating and administrative

expenses.

Total expenses and disbursements.

a

b

c

Net investment income

Adjusted net income

For Paperwork Reduction Act Notice, see instructions.

Re

ven

ue

Op

era

tin

g a

nd

Ad

min

istr

ati

ve E

xp

en

se

s

(from Part II, col. (c), line 16)(Part I, column (d) must be on cash basis.)

Form

Name of foundation

Telephone number

City or town, state or province, country, and ZIP or foreign postal code ~|

|

|

|

|

Check all that apply: Initial return Initial return of a former public charity Foreign organizations, check here ~~

Final return Amended return

Address change Name change ~~~~

Check type of organization: Section 501(c)(3) exempt private foundation If private foundation status was terminatedunder section 507(b)(1)(A), check hereSection 4947(a)(1) nonexempt charitable trust Other taxable private foundation ~

Fair market value of all assets at end of year Accounting method: Cash Accrual If the foundation is in a 60-month terminationunder section 507(b)(1)(B), check hereOther (specify) ~

$| Revenue and

expenses per books Net investment

income Adjusted net

income

Contributions, gifts, grants, etc., received ~~~

|

~~~~~~~~~~~~~~

Dividends and interest from securities

Gross rents

~~~~~

~~~~~~~~~~~~~~~~

~~

~~

~~~~~

Net short-term capital gain

Income modifications

~~~~~~~~~

~~~~~~~~~~~~

~~~~

~

Gross profit or (loss)

Other income

~~~~~~~~~~~~

~~~~~~~~~~~~~~~

Add lines 1 through 11 ��

~~~

Other employee salaries and wages

Pension plans, employee benefits

~~~~~~

~~~~~~

Legal fees

Accounting fees

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~

Other professional fees ~~~~~~~~~~~

Interest

Taxes

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

Depreciation and depletion ~~~~~~~~~

Occupancy

Travel, conferences, and meetings

Printing and publications

Other expenses

~~~~~~~~~~~~~~~~

~~~~~~

~~~~~~~~~~

~~~~~~~~~~~~~~

Add lines 13 through 23 ~~~~~

Contributions, gifts, grants paid ~~~~~~~

Add lines 24 and 25 ��

Subtract line 26 from line 12:

~

~~~

��

Form (2016)LHA

www.irs.gov/form990pf.

Part I

990-PF

Return of Private Foundation990-PF 2016

STATEMENT 1

STATEMENT 2

STMT 3 STMT 4 STMT 5

STMT 6

STMT 7

ARCUS FOUNDATION 38-3332791

44 WEST 28TH STREET, 17TH FLOOR 212-488-3000

NEW YORK, NY 10001

X

X

188,257,703.

30,310,879. N/A

1,345,680. 1,373,196.

1,568,860.73,831,572.

1,570,334.

169,851. 4,175.33,395,270. 2,947,705.

519,144. 25,957. 493,187.4,124,388. 206,219. 3,907,766.1,453,241. 72,662. 1,379,855.

57,132. 0. 39,853.48,037. 0. 46,887.

1,906,184. 321,839. 1,560,824.7,134.

45,000. 0. 0.369,771. 0.617,904. 29,831. 567,931.

1,134,361. 56,718. 1,056,499.231,285. 0. 272,903.530,945. 201,001. 491,702.

11,037,392. 921,361. 9,817,407.28,173,654. 28,623,834.

39,211,046. 921,361. 38,441,241.

<5,815,776.>2,026,344.

N/A

msingh

Text Box

Attachment B

Attached schedules and amounts in the descriptioncolumn should be for end-of-year amounts only.

Other notes and loans receivable

Investments - land, buildings, and equipment: basis

Less: accumulated depreciation

Less: accumulated depreciation

Loans from officers, directors, trustees, and other disqualified persons

623511 11-23-16

2

(a) (b) (c)

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

a

b

c

Total assets

17

18

19

20

21

22

23 Total liabilities

Foundations that follow SFAS 117, check here

and complete lines 24 through 26 and lines 30 and 31.

24

25

26

27

28

29

30

31

Foundations that do not follow SFAS 117, check here

and complete lines 27 through 31.

Total net assets or fund balances

Total liabilities and net assets/fund balances

1

2

3

4

5

1

2

3

4

5

66

As

se

tsL

iab

ilit

ies

Ne

t A

ss

ets

or

Fu

nd

Ba

lan

ce

sForm 990-PF (2016) Page

Beginning of year End of year

Book Value Book Value Fair Market Value

Cash - non-interest-bearing

Savings and temporary cash investments

~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~

Accounts receivable

Less: allowance for doubtful accounts

Pledges receivable


Grants receivable

Receivables due from officers, directors, trustees, and other

disqualified persons

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~


Inventories for sale or use

Prepaid expenses and deferred charges

~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~

Investments - U.S. and state government obligations ~~~~~~~

Investments - corporate stock

Investments - corporate bonds

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~

~~

~~~~~~~~

Investments - mortgage loans

Investments - other

Land, buildings, and equipment: basis

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~

Other assets (describe )

(to be completed by all filers - see the

instructions. Also, see page 1, item I) ��

Accounts payable and accrued expenses ~~~~~~~~~~~~~

Grants payable

Deferred revenue

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~

~~~~

Mortgages and other notes payable

Other liabilities (describe

~~~~~~~~~~~~~~~

)

(add lines 17 through 22) ��

~~~~

Unrestricted

Temporarily restricted

Permanently restricted

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

~

Capital stock, trust principal, or current funds ~~~~~~~~~~~

Paid-in or capital surplus, or land, bldg., and equipment fund

Retained earnings, accumulated income, endowment, or other funds

~~~~

~

~~~~~~~~~~~~~~~~

��

Total net assets or fund balances at beginning of year - Part II, column (a), line 30

(must agree with end-of-year figure reported on prior year's return) ~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter amount from Part I, line 27a

Other increases not included in line 2 (itemize)

Add lines 1, 2, and 3

Decreases not included in line 2 (itemize)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Total net assets or fund balances at end of year (line 4 minus line 5) - Part II, column (b), line 30 ��

Form (2016)

Balance SheetsPart II

Analysis of Changes in Net Assets or Fund BalancesPart III

990-PF

9 99 9

99

99999

99

9

99

STMT 9 STMT 10 STMT 11

STMT 12

STMT 13 STATEMENT 14

STATEMENT 15


1,000. 1,000. 1,000.14,893,837. 10,511,363. 10,511,363.

186,172. 199,675. 199,675.5,553,140. 6,303,067. 6,303,067.49,849,552. 60,821,846. 60,821,846.3,871,888. 3,801,786. 3,801,786.

102,280,884. 103,220,036. 103,220,036.3,696,358.2,438,597. 1,440,392. 1,257,761. 1,257,761.

1,073,524. 2,141,169. 2,141,169.

179,150,389. 188,257,703. 188,257,703.771,890. 857,585.

16,890,224. 16,440,045.

2,006,343. 2,245,149.

19,668,457. 19,542,779.X

159,481,932. 168,714,924.

159,481,932. 168,714,924.

179,150,389. 188,257,703.

159,481,932.<5,815,776.>

SEE STATEMENT 8 15,288,768.168,954,924.

PROVISION FOR FEDERAL EXCISE TAX 240,000.168,714,924.

623521 11-23-16

3

(b)(a) (c) (d)

1a

b

c

d

e

(f) (g) (h)(e)

a

b

c

d

e

(l)or(j) (k)

(i)

a

b

c

d

e

2 2

3

3

1(d)(a) (b) (c)

2

3

4

5

6

7

8

Total 2

3

4

5

6

7

8

Form 990-PF (2016) Page

How acquiredP - PurchaseD - Donation

List and describe the kind(s) of property sold (e.g., real estate,2-story brick warehouse; or common stock, 200 shs. MLC Co.)

Date acquired(mo., day, yr.)

Date sold(mo., day, yr.)

Depreciation allowed(or allowable)

Cost or other basisplus expense of sale

Gain or (loss)(e) plus (f) minus (g)

Gross sales price

Complete only for assets showing gain in column (h) and owned by the foundation on 12/31/69 Gains (Col. (h) gain minuscol. (k), but not less than -0-)

Losses (from col. (h)) Adjusted basis

as of 12/31/69 Excess of col. (i)

over col. (j), if any F.M.V. as of 12/31/69

If gain, also enter in Part I, line 7If (loss), enter -0- in Part I, line 7Capital gain net income or (net capital loss) ~~~~~~

Net short-term capital gain or (loss) as defined in sections 1222(5) and (6):If gain, also enter in Part I, line 8, column (c).If (loss), enter -0- in Part I, line 8 ��

(For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)

If section 4940(d)(2) applies, leave this part blank.

Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period?

If "Yes," the foundation does not qualify under section 4940(e). Do not complete this part.

~~~~~~~~~~~~~~~~ Yes No

Enter the appropriate amount in each column for each year; see the instructions before making any entries.

Distribution ratio(col. (b) divided by col. (c))

Base period yearsCalendar year (or tax year beginning in) Adjusted qualifying distributions Net value of noncharitable-use assets

2015

2014

2013

2012

2011

of line 1, column (d)

Average distribution ratio for the 5-year base period - divide the total on line 2 by 5, or by the number of years

the foundation has been in existence if less than 5 years

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter the net value of noncharitable-use assets for 2016 from Part X, line 5

Multiply line 4 by line 3

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter 1% of net investment income (1% of Part I, line 27b) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines 5 and 6 ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter qualifying distributions from Part XII, line 4~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate.See the Part VI instructions.

Form (2016)

Capital Gains and Losses for Tax on Investment IncomePart IV

Qualification Under Section 4940(e) for Reduced Tax on Net Investment IncomePart V

990-PF

pmorqspmo


MINIMUM VOLATILITY P VARIOUS VARIOUSMULTI FACTOR P VARIOUS VARIOUSSTATE STREET FIXED INCOME P VARIOUS VARIOUSSRA PRIVATE EQUITY P VARIOUS VARIOUSTHROUGH SUMMIT ROCK PE PORTFOLIO II K-1 P VARIOUS VARIOUS

13,393,245. 11,975,320. 1,417,925.34,725. 30,691. 4,034.

56,499,752. 56,352,851. 146,901.3,903,850. 3,903,850. 0.

1,474.

1,417,925.4,034.

146,901.0.

1,474.

1,570,334.

N/A

X

38,750,394. 181,702,913. .21326241,298,890. 171,744,501. .24046738,802,740. 159,591,600. .24313835,796,949. 171,722,675. .20845837,222,549. 177,767,363. .209389

1.114714

.222943

180,019,441.

40,134,074.

20,263.

40,154,337.

38,628,381.

If "Yes," attach a schedule listing their names and addresses

623531 11-23-16

4

1

2

3

4

5

6

7

8

9

10

a

b

c

(attach copy of letter if necessary-see instructions)

1

2

3

4

5Tax based on investment income.

a

b

c

d

6a

6b

6c

6d

7

penalty 8

Tax due. amount owed 9

Overpayment. amount overpaid 10

11 Credited to 2017 estimated tax Refunded 11

1

2

3

4

a

b

c

d

e

1a

1b

1c

,

Form 1120-POL

(1) (2)

2

3

4a

4b

5

a

b Form 990-T

5

6

7

8

6

7

a

b

8b

9

10

9

10

If the answer is "Yes" to or attach a detailed description of the activities and copies of any materials published ordistributed by the foundation in connection with the activities.

If "Yes," attach a detailed description of the activities.

If "Yes," attach a conformed copy of the changes

If "Yes," attach the statement required by General Instruction T.

If "Yes," complete Part II, col. (c), and Part XV

General Instruction G? If "No," attach explanation

If "Yes," complete Part XIV


Exempt operating foundations described in section 4940(d)(2), check here | and enter "N/A" on line 1.

Date of ruling or determination letter:

Domestic foundations that meet the section 4940(e) requirements in Part V, check here

of Part I, line 27b

| and enter 1%

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b).

Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-)

Add lines 1 and 2

~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only. Others enter -0-) ~~~~~~~~

Subtract line 4 from line 3. If zero or less, enter -0- ~~~~~~~~~~~~~~~~~

Credits/Payments:

2016 estimated tax payments and 2015 overpayment credited to 2016 ~~~~~~~~

Exempt foreign organizations - tax withheld at source

Tax paid with application for extension of time to file (Form 8868)

Backup withholding erroneously withheld

~~~~~~~~~~~~~~~~

~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

Total credits and payments. Add lines 6a through 6d ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter any for underpayment of estimated tax. Check here if Form 2220 is attached ~~~~~~~~~~~~~

If the total of lines 5 and 8 is more than line 7, enter ~~~~~~~~~~~~~~~~~~~~ |

|

|

If line 7 is more than the total of lines 5 and 8, enter the ��

Enter the amount of line 10 to be: |

During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate or intervene in

any political campaign? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did it spend more than $100 during the year (either directly or indirectly) for political purposes (see instructions for the definition)? ~~~~

Did the foundation file for this year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter the amount (if any) of tax on political expenditures (section 4955) imposed during the year:

On the foundation. | $ On foundation managers. | $

Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation

managers. | $

Has the foundation engaged in any activities that have not previously been reported to the IRS? ~~~~~~~~~~~~~~~~~~~~

Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of incorporation, or

bylaws, or other similar instruments? ~~~~~~~~~~~~~~~~~~~~~

Did the foundation have unrelated business gross income of $1,000 or more during the year?

If "Yes," has it filed a tax return on for this year?

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Was there a liquidation, termination, dissolution, or substantial contraction during the year? ~~~~~~~~~~~~~~~~~~~~~~

Are the requirements of section 508(e) (relating to sections 4941 through 4945) satisfied either:

¥ By language in the governing instrument, or

¥ By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law

remain in the governing instrument? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the foundation have at least $5,000 in assets at any time during the year? ~~~~~

Enter the states to which the foundation reports or with which it is registered (see instructions)

If the answer is "Yes" to line 7, has the foundation furnished a copy of Form 990-PF to the Attorney General (or designate)

of each state as required by ~~~~~~~~~~~~~~~~~~~~~~~~~

Is the foundation claiming status as a private operating foundation within the meaning of section 4942(j)(3) or 4942(j)(5) for calendar

year 2016 or the taxable year beginning in 2016 (see instructions for Part XIV)? ~~~~~~~~~~~~~~

Did any persons become substantial contributors during the tax year? ��

Form (2016)

1a 1b

Excise Tax Based on Investment Income (Section 4940(a), 4940(b), 4940(e), or 4948 - see instructions)Part VI

Statements Regarding ActivitiesPart VII-AYes No

990-PF

pnnnmnnno

9


40,527.

0.40,527.

0.40,527.

72,023.

72,023.

31,496.31,496. 0.

XX

X

0. 0.

0.X

XX

N/AX

XX

MI,NY

X

XX

623541 11-23-16

5

11

12

13

14

15

16

11

12

13

Form 1041 -

15

16

1a

(1)

(2)

(3)

(4)

(5)

(6)

Yes

Yes

Yes

Yes

Yes

Yes

No

No

No

No

No

No

Exception.

b

c

any

1b

1c

2

a

b

c

Yes No

not

all

2b

any

3a

b

Yes No

(1)

(2)

(3)

3b

4a

4b

4a

b

File Form 4720 if any item is checked in the "Yes" column, unless an exception applies.

(continued)

(Use Schedule C,Form 4720, to determine if the foundation had excess business holdings in 2016.)


At any time during the year, did the foundation, directly or indirectly, own a controlled entity within the meaning of

section 512(b)(13)? If "Yes," attach schedule (see instructions)~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory privileges?

If "Yes," attach statement (see instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the foundation comply with the public inspection requirements for its annual returns and exemption application? ~~~~~~~~~~~

Website address |

The books are in care of |

Located at |

Telephone no. |

ZIP+4 |

Section 4947(a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Check here ~~~~~~~~~~~~~~~~~~~~~~~ |

and enter the amount of tax-exempt interest received or accrued during the year ~~~~~~~~~~~~~~~~~~~ |

At any time during calendar year 2016, did the foundation have an interest in or a signature or other authority over a bank,

securities, or other financial account in a foreign country?

See the instructions for exceptions and filing requirements for FinCEN Form 114. If "Yes," enter the name of the

foreign country

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

|

During the year did the foundation (either directly or indirectly):

Engage in the sale or exchange, or leasing of property with a disqualified person?

Borrow money from, lend money to, or otherwise extend credit to (or accept it from)

a disqualified person?

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Furnish goods, services, or facilities to (or accept them from) a disqualified person?

Pay compensation to, or pay or reimburse the expenses of, a disqualified person?

~~~~~~~~~~~~~

~~~~~~~~~~~~~~

Transfer any income or assets to a disqualified person (or make any of either available

for the benefit or use of a disqualified person)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Agree to pay money or property to a government official? ( Check "No"

if the foundation agreed to make a grant to or to employ the official for a period after

termination of government service, if terminating within 90 days.) ~~~~~~~~~~~~~~~~~~~~~

If any answer is "Yes" to 1a(1)-(6), did of the acts fail to qualify under the exceptions described in Regulations

section 53.4941(d)-3 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~

|Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~

Did the foundation engage in a prior year in any of the acts described in 1a, other than excepted acts, that were not corrected

before the first day of the tax year beginning in 2016?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation

defined in section 4942(j)(3) or 4942(j)(5)):

At the end of tax year 2016, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning

before 2016? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," list the years | , , ,

Are there any years listed in 2a for which the foundation is applying the provisions of section 4942(a)(2) (relating to incorrect

valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to years listed, answer "No" and attach

statement - see instructions.) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If the provisions of section 4942(a)(2) are being applied to of the years listed in 2a, list the years here.

| , , ,

Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time

during the year? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If "Yes," did it have excess business holdings in 2016 as a result of any purchase by the foundation or disqualified persons after

May 26, 1969; the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose

of holdings acquired by gift or bequest; or the lapse of the 10-, 15-, or 20-year first phase holding period?

~~~~~~~~~~~~~~~~~~~~~~

Did the foundation invest during the year any amount in a manner that would jeopardize its charitable purposes? ~~~~~~~~~~~~~

Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that

had not been removed from jeopardy before the first day of the tax year beginning in 2016? ��

Form (2016)

Part VII-A Statements Regarding Activities

Yes No

Yes No

Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required

Yes No

990-PF

SEE STATEMENT 16


X

XX

WWW.ARCUSFOUNDATION.ORGTHE FOUNDATION 212-488-3000

44 WEST 28TH STREET, 17TH FLOOR, NEW YORK, NY 10001

N/A

X

UNITED KINGDOM

X

XXX

X

X

X

X

X

N/A

X

N/AX

X

Contributions toemployee benefit plans

and deferredcompensation

Contributions toemployee benefit plans

and deferredcompensation

623551 11-23-16

5a

(1)

(2)

(3)

(4)

(5)

Yes

Yes

Yes

Yes

Yes

No

No

No

No

No

b

c

any

5b

6b

7b

Yes No

6

7

a

Yes No

b

a

b

Yes No

(If not paid,enter -0-)

6

1 List all officers, directors, trustees, foundation managers and their compensation.(d)(c) (e)(b)

(a)

2 Compensation of five highest-paid employees (other than those included on line 1). If none, enter "NONE."(d) (e)(b)

(a) (c)

Total

(continued)

If "Yes," attach the statement required by Regulations section 53.4945-5(d).

If "Yes" to 6b, file Form 8870.


During the year did the foundation pay or incur any amount to:

Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e))?

Influence the outcome of any specific public election (see section 4955); or to carry on, directly or indirectly,

any voter registration drive?

~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Provide a grant to an individual for travel, study, or other similar purposes?

Provide a grant to an organization other than a charitable, etc., organization described in section

4945(d)(4)(A)? (see instructions)

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for

the prevention of cruelty to children or animals? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If any answer is "Yes" to 5a(1)-(5), did of the transactions fail to qualify under the exceptions described in Regulations

section 53.4945 or in a current notice regarding disaster assistance (see instructions)? ~~~~~~~~~~~~~~~~~~~~~~~~|Organizations relying on a current notice regarding disaster assistance check here ~~~~~~~~~~~~~~~~~~~~~

If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained

expenditure responsibility for the grant?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on

a personal benefit contract? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ~~~~~~~~~~~~~~~~

At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? ~~~~~~~~~

If "Yes," did the foundation receive any proceeds or have any net income attributable to the transaction?

Compensation Expenseaccount, other

allowances

Title, and averagehours per week devoted

to position Name and address

Expenseaccount, other

allowances

Title, and averagehours per week

devoted to position Name and address of each employee paid more than $50,000 Compensation

number of other employees paid over $50,000 �� |

Form (2016)

��

Part VII-B Statements Regarding Activities for Which Form 4720 May Be Required

Part VIII Information About Officers, Directors, Trustees, Foundation Managers, HighlyPaid Employees, and Contractors

990-PF


X

XX

X

X

X

X

XX

XN/A

SEE ATTACHMENT G

0.00 519,144. 59,778. 0.JON L. STRYKER

0.00 0. 0. 0.

SEE ATTACHMENT I0.00 1,166,783.237,858. 0.

26

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Typewritten Text

Attachment F

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623561 11-23-16

7

1

2

3

3 Five highest-paid independent contractors for professional services. If none, enter "NONE."

(a) (c)(b)

Total

1

2

3

4

Total.

(continued)


Name and address of each person paid more than $50,000 Compensation Type of service

number of others receiving over $50,000 for professional services��

List the foundation's four largest direct charitable activities during the tax year. Include relevant statistical information such as thenumber of organizations and other beneficiaries served, conferences convened, research papers produced, etc. Expenses

Describe the two largest program-related investments made by the foundation during the tax year on lines 1 and 2. Amount

All other program-related investments. See instructions.

Form (2016)

Add lines 1 through 3 ��

Part VIII Information About Officers, Directors, Trustees, Foundation Managers, HighlyPaid Employees, and Contractors

Summary of Direct Charitable ActivitiesPart IX-A

Part IX-B Summary of Program-Related Investments

990-PFJ

9


SUMMIT ROCK ADVISORS - 9 WEST 57TH STREET,12TH FLOOR, NEW YORK, NY 10019 INVESTMENT ADVISORS 237,595.EMERSON WAJDOWICZ STUDIOS, INC. - 530 WEST25TH STREET, SUITE 301, NEW YORK, NY 10001

PUBLICATION DESIGN &MANAGEMENT 222,471.

VENTUCOM LLC - 145 WEST 28TH STREET, SUITE1002, NEW YORK, NY 10001 IT SERVICES 133,906.RICHARD BURNS242 EAST 19TH STREET, NEW YORK, NY 10003

CONSULTANT FOR LGBTLEADERSHIP INITIATIV 115,800.

ALISON WHITE - FLAT 1, 54 ATHOL ROAD,MANCHESTER, UNITED KINGDOM M16 8QN

PROJECT MANAGER FORSTATE OF THE APES PU 77,500.

6

SEE STATEMENT 17 327,557.




N/A

0.

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Text Box

CONSULTANT FOR LGBT LEADERSHIP INITIATIVE PROGRAM

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PROJECT MANAGER FOR STATE OF THE APES PUBLICATION

623571 11-23-16

8

1

a

b

c

d

e

1a

1b

1c

1d

2

3

4

5

6

Total

1e

2

3

4

5 Net value of noncharitable-use assets.

6 Minimum investment return.

1

2

3

4

5

6

1

2c

3

4

5

6

7

a

b

c

2a

2b

7 Distributable amount

1

2

3

4

5

6

a

b

1a

1b

2

3a

3b

4

5

6

a

b

Qualifying distributions.

Adjusted qualifying distributions.

Note:

Page Form 990-PF (2016)

Fair market value of assets not used (or held for use) directly in carrying out charitable, etc., purposes:

Average monthly fair market value of securities

Average of monthly cash balances

Fair market value of all other assets

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

(add lines 1a, b, and c)

Reduction claimed for blockage or other factors reported on lines 1a and

1c (attach detailed explanation)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

Acquisition indebtedness applicable to line 1 assets

Subtract line 2 from line 1d

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Cash deemed held for charitable activities. Enter 1 1/2% of line 3 (for greater amount, see instructions) ~~~~~~~~

Subtract line 4 from line 3. Enter here and on Part V, line 4 ~~~~~~~~~~

Enter 5% of line 5 ��

(Section 4942(j)(3) and (j)(5) private operating foundations and certainforeign organizations check here and do not complete this part.)

Minimum investment return from Part X, line 6

Tax on investment income for 2016 from Part VI, line 5

Income tax for 2016. (This does not include the tax from Part VI.)

Add lines 2a and 2b

��

~~~~~~~~~~~

~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Distributable amount before adjustments. Subtract line 2c from line 1

Recoveries of amounts treated as qualifying distributions

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines 3 and 4

Deduction from distributable amount (see instructions)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

as adjusted. Subtract line 6 from line 5. Enter here and on Part XIII, line 1 ��

Amounts paid (including administrative expenses) to accomplish charitable, etc., purposes:

Expenses, contributions, gifts, etc. - total from Part I, column (d), line 26

Program-related investments - total from Part IX-B

Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~

Amounts set aside for specific charitable projects that satisfy the:

Suitability test (prior IRS approval required)

Cash distribution test (attach the required schedule)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Add lines 1a through 3b. Enter here and on Part V, line 8, and Part XIII, line 4~~~~~~~~~

Foundations that qualify under section 4940(e) for the reduced rate of tax on net investment

income. Enter 1% of Part I, line 27b ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Subtract line 5 from line 4 ~~~~~~~~~~~~~~~~~~~~~~~~~~~

The amount on line 6 will be used in Part V, column (b), in subsequent years when calculating whether the foundation qualifies for the section

4940(e) reduction of tax in those years.

Form (2016)

(All domestic foundations must complete this part. Foreign foundations, see instructions.)

(see instructions)

(see instructions)

Minimum Investment ReturnPart X

Part XI Distributable Amount

Qualifying Distributions Part XII

990-PF

9


170,945,939.10,403,895.1,411,020.

182,760,854.

0.0.

182,760,854.2,741,413.

180,019,441.9,000,972.

9,000,972.40,527.

40,527.8,960,445.

168,768.9,129,213.

0.9,129,213.

38,441,241.0.

187,140.

38,628,381.

0.38,628,381.

Undistributed income, if any, as of the end of 2016:

Excess distributions carryover applied to 2016(If an amount appears in column (d), the same amountmust be shown in column (a).)

Corpus. Add lines 3f, 4c, and 4e. Subtract line 5

623581 11-23-16

9

(a) (b) (c) (d)

1

2

3

a

b

a

b

c

d

e

f Total

4

a

b

c

d

e

5

6 Enter the net total of each column asindicated below:

a

b

c

d

e

f

7

8

9

10

Excess distributions carryover to 2017.

a

b

c

d

e


Corpus Years prior to 2015 2015 2016

Distributable amount for 2016 from Part XI,

line 7 ~~~~~~~~~~~~~~~~~

Enter amount for 2015 only ~~~~~~~

Total for prior years:

, ,

Excess distributions carryover, if any, to 2016:

From 2011

From 2012

From 2013

From 2014

From 2015

~~~

~~~

~~~

~~~

~~~

of lines 3a through e ~~~~~~~~

Qualifying distributions for 2016 from

$Part XII, line 4:

Applied to 2015, but not more than line 2a

Applied to undistributed income of prior

years (Election required - see instructions)

~

~

Treated as distributions out of corpus

(Election required - see instructions)

Applied to 2016 distributable amount

~~~

~~~

Remaining amount distributed out of corpus

~~

~~

Prior years' undistributed income. Subtract

line 4b from line 2b ~~~~~~~~~~~

Enter the amount of prior years'undistributed income for which a notice ofdeficiency has been issued, or on whichthe section 4942(a) tax has been previouslyassessed ~~~~~~~~~~~~~~~

Subtract line 6c from line 6b. Taxable

amount - see instructions ~~~~~~~~

Undistributed income for 2015. Subtract line

4a from line 2a. Taxable amount - see instr.~

Undistributed income for 2016. Subtract

lines 4d and 5 from line 1. This amount must

be distributed in 2017 ~~~~~~~~~~

Amounts treated as distributions out of

corpus to satisfy requirements imposed by

section 170(b)(1)(F) or 4942(g)(3) (Election

may be required - see instructions) ~~~~

Excess distributions carryover from 2011

not applied on line 5 or line 7 ~~~~~~~

Subtract lines 7 and 8 from line 6a ~~~~

Analysis of line 9:

Excess from 2012

Excess from 2013

Excess from 2014

Excess from 2015

Excess from 2016

~

~

~

~

�

Form (2016)

(see instructions)Undistributed IncomePart XIII

990-PF

9


9,129,213.

0.

0.

24,244,905.29,591,409.

53,836,314.

38,628,381.0.

0.

0.9,129,213.

29,499,168.0. 0.

83,335,482.

0.

0.

0.

0.

0.

30,310,879.

0.

53,024,603.

23,525,435.29,499,168.

msingh

Text Box

Attachment J

623601 11-23-16

10

1 a

b

a

b

c

d

e

2(a) (b) (c) (d) (e) Total

3

a(1)

(2)

b

c

(1)

(2)

(3)

(4)

1

a

b

2

a

b

c

d

Information Regarding Foundation Managers:

Information Regarding Contribution, Grant, Gift, Loan, Scholarship, etc., Programs:


If the foundation has received a ruling or determination letter that it is a private operating

foundation, and the ruling is effective for 2016, enter the date of the ruling ~~~~~~~~~~~~~~Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or 4942(j)(5)

Prior 3 yearsTax yearEnter the lesser of the adjusted net

income from Part I or the minimum

investment return from Part X for

each year listed

2016 2015 2014 2013

~~~~~~~~~

85% of line 2a ~~~~~~~~~~

Qualifying distributions from Part XII,

line 4 for each year listed ~~~~~

Amounts included in line 2c not

used directly for active conduct of

exempt activities ~~~~~~~~~

Qualifying distributions made directly

for active conduct of exempt activities.

Subtract line 2d from line 2c~~~~Complete 3a, b, or c for thealternative test relied upon:"Assets" alternative test - enter:

Value of all assets ~~~~~~

Value of assets qualifyingunder section 4942(j)(3)(B)(i) ~

"Endowment" alternative test - enter2/3 of minimum investment returnshown in Part X, line 6 for each yearlisted ~~~~~~~~~~~~~~

"Support" alternative test - enter:

Total support other than grossinvestment income (interest,dividends, rents, payments onsecurities loans (section512(a)(5)), or royalties)~~~~

Support from general publicand 5 or more exemptorganizations as provided insection 4942(j)(3)(B)(iii) ~~~

Largest amount of support from

an exempt organization

Gross investment income

~~~~

��

List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any taxyear (but only if they have contributed more than $5,000). (See section 507(d)(2).)

List any managers of the foundation who own 10% or more of the stock of a corporation (or an equally large portion of the ownership of a partnership orother entity) of which the foundation has a 10% or greater interest.

Check here if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. Ifthe foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditions, complete items 2a, b, c, and d.

The name, address, and telephone number or e-mail address of the person to whom applications should be addressed:

The form in which applications should be submitted and information and materials they should include:

Any submission deadlines:

Any restrictions or limitations on awards, such as by geographical areas, charitable fields, kinds of institutions, or other factors:

Form (2016)

(see instructions and Part VII-A, question 9)Part XIV Private Operating Foundations

Part XV Supplementary Information (Complete this part only if the foundation had $5,000 or more in assetsat any time during the year-see instructions.)

990-PF

9

9

ARCUS FOUNDATION 38-3332791N/A

JON L. STRYKER

NONE

SEE ATTACHMENT H

SEE ATTACHMENT H

SEE ATTACHMENT H

SEE ATTACHMENT E AND H

623611 11-23-16

11

3

a

Total 3a

b

Total 3b

Grants and Contributions Paid During the Year or Approved for Future Payment

Paid during the year

Approved for future payment


If recipient is an individual,show any relationship toany foundation manageror substantial contributor

RecipientFoundation

status ofrecipient

Purpose of grant orcontribution Amount

Name and address (home or business)

��

��

Form (2016)

(continued)Part XV Supplementary Information

990-PF

9

9


ATTACHMENT C N/A28,623,834.

28,623,834.

ATTACHMENT D N/A16,604,995.

16,604,995.

Excluded by section 512, 513, or 514

Exclu-sioncode

623621 11-23-16

12

(e)(c)(a) (b) (d)

1

a

b

c

d

e

f

g

2

3

4

5

6

7

8

9

10

a

b

11

12

13

a

b

c

d

e

Total. 13

Line No.


Unrelated business incomeEnter gross amounts unless otherwise indicated.Related or exemptfunction income

Businesscode Amount AmountProgram service revenue:

Fees and contracts from government agencies ~~~

Membership dues and assessments

Interest on savings and temporary cash

investments

~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

Dividends and interest from securities

Net rental income or (loss) from real estate:

~~~~~~~~

Debt-financed property

Not debt-financed property

~~~~~~~~~~~~~

~~~~~~~~~~~~

Net rental income or (loss) from personal

property ~~~~~~~~~~~~~~~~~~~~~

Other investment income

Gain or (loss) from sales of assets other

than inventory

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

Net income or (loss) from special events

Gross profit or (loss) from sales of inventory

Other revenue:

~~~~~~~

~~~~~

Subtotal. Add columns (b), (d), and (e)

Add line 12, columns (b), (d), and (e)

~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

(See worksheet in line 13 instructions to verify calculations.)

Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the accomplishment ofthe foundation's exempt purposes (other than by providing funds for such purposes).

Form (2016)

Part XVI-A Analysis of Income-Producing Activities

Part XVI-B Relationship of Activities to the Accomplishment of Exempt Purposes

990-PF

<


14 1,345,680.

15 1,083.

18 1,568,860.

GRANT REFUNDS 01 168,768.

0. 3,084,391. 0.3,084,391.

OMB No. 1545-0047

Department of the TreasuryInternal Revenue Service

623451 10-18-16

Schedule B (Form 990, 990-EZ, or 990-PF) (2016)

(Form 990, 990-EZ,or 990-PF)

| Attach to Form 990, Form 990-EZ, or Form 990-PF.| Information about Schedule B (Form 990, 990-EZ, or 990-PF) and

its instructions is at .

Name of the organization Employer identification number

Organization type

Filers of: Section:

not

General Rule Special Rule.

Note:

General Rule

Special Rules

(1) (2)

General Rule

Caution:

must

For Paperwork Reduction Act Notice, see the Instructions for Form 990, 990-EZ, or 990-PF.

exclusively

exclusively exclusively

nonexclusively

(check one):

Form 990 or 990-EZ 501(c)( ) (enter number) organization

4947(a)(1) nonexempt charitable trust treated as a private foundation

527 political organization

Form 990-PF 501(c)(3) exempt private foundation

4947(a)(1) nonexempt charitable trust treated as a private foundation

501(c)(3) taxable private foundation

Check if your organization is covered by the or a

Only a section 501(c)(7), (8), or (10) organization can check boxes for both the General Rule and a Special Rule. See instructions.

For an organization filing Form 990, 990-EZ, or 990-PF that received, during the year, contributions totaling $5,000 or more (in money or

property) from any one contributor. Complete Parts I and II. See instructions for determining a contributor's total contributions.

For an organization described in section 501(c)(3) filing Form 990 or 990-EZ that met the 33 1/3% support test of the regulations under

sections 509(a)(1) and 170(b)(1)(A)(vi), that checked Schedule A (Form 990 or 990-EZ), Part II, line 13, 16a, or 16b, and that received from

any one contributor, during the year, total contributions of the greater of $5,000 or 2% of the amount on (i) Form 990, Part VIII, line 1h,

or (ii) Form 990-EZ, line 1. Complete Parts I and II.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the

year, total contributions of more than $1,000 for religious, charitable, scientific, literary, or educational purposes, or for

the prevention of cruelty to children or animals. Complete Parts I, II, and III.

For an organization described in section 501(c)(7), (8), or (10) filing Form 990 or 990-EZ that received from any one contributor, during the

year, contributions for religious, charitable, etc., purposes, but no such contributions totaled more than $1,000. If this box

is checked, enter here the total contributions that were received during the year for an religious, charitable, etc.,

purpose. Don't complete any of the parts unless the applies to this organization because it received

religious, charitable, etc., contributions totaling $5,000 or more during the year ~~~~~~~~~~~~~~~ | $

An organization that isn't covered by the General Rule and/or the Special Rules doesn't file Schedule B (Form 990, 990-EZ, or 990-PF),

but it answer "No" on Part IV, line 2, of its Form 990; or check the box on line H of its Form 990-EZ or on its Form 990-PF, Part I, line 2, to

certify that it doesn't meet the filing requirements of Schedule B (Form 990, 990-EZ, or 990-PF).

LHA

www.irs.gov/form990

Schedule B Schedule of Contributors

2016


X

X

623452 10-18-16

Name of organization Employer identification number


(a)

No.

(b)

Name, address, and ZIP + 4

(c)

Total contributions

(d)

Type of contribution

Person

Payroll

Noncash

(a)

No.

(b)


(c)

Total contributions

(d)


Person

Payroll

Noncash

(a)

No.

(b)


(c)

Total contributions

(d)


Person

Payroll

Noncash

(a)

No.

(b)


(c)

Total contributions

(d)


Person

Payroll

Noncash

(a)

No.

(b)


(c)

Total contributions

(d)


Person

Payroll

Noncash

(a)

No.

(b)


(c)

Total contributions

(d)


Person

Payroll

Noncash

Schedule B (Form 990, 990-EZ, or 990-PF) (2016) Page

(See instructions). Use duplicate copies of Part I if additional space is needed.

$

(Complete Part II fornoncash contributions.)

$


$


$


$


$


2

Part I Contributors


1JLS GLOBAL OPPORTUNITY FUND LLC C/OGREENLEAF TRUST X

211 SOUTH ROSE STREET 15,000,000.

KALAMAZOO, MI 49007

2 MR. JON STRYKERSTREAM LINE CIRCLE LLC, 450 WEST 14THSTREET, 9TH FLOOR 15,300,879. X

NEW YORK, NY 10014

3 COLLINGWOOD FOUNDATION X

8882 COLLINGWOOD DRIVE 10,000.

LOS ANGELES, CA 90069

623453 10-18-16



(a)

No.

from

Part I

(c)

FMV (or estimate)

(See instructions)

(b)

Description of noncash property given

(d)

Date received

(a)

No.

from

Part I

(c)

FMV (or estimate)

(See instructions)

(b)


(d)

Date received

(a)

No.

from

Part I

(c)

FMV (or estimate)

(See instructions)

(b)


(d)

Date received

(a)

No.

from

Part I

(c)

FMV (or estimate)

(See instructions)

(b)


(d)

Date received

(a)

No.

from

Part I

(c)

FMV (or estimate)

(See instructions)

(b)


(d)

Date received

(a)

No.

from

Part I

(c)

FMV (or estimate)

(See instructions)

(b)


(d)

Date received


(See instructions). Use duplicate copies of Part II if additional space is needed.

$

$

$

$

$

$

3

Part II Noncash Property


151,915 SHARES OF STRYKER STOCK2

15,300,879. 02/29/16

(Enter this info. once.)

For organizations

completing Part III, enter the total of exclusively religious, charitable, etc., contributions of $1,000 or less for the year.

623454 10-18-16


religious, charitable, etc., contributions to organizations described in section 501(c)(7), (8), or (10) that total more than $1,000 forthe year from any one contributor. (a) (e) and


(a) No.fromPart I

(b) Purpose of gift (c) Use of gift (d) Description of how gift is held

(e) Transfer of gift

Transferee's name, address, and ZIP + 4 Relationship of transferor to transferee

(a) No.fromPart I




(a) No.fromPart I




(a) No.fromPart I




Complete columns through the following line entry.


| $

Use duplicate copies of Part III if additional space is needed.

Exclusively

4

Part III


~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF DIVIDENDS AND INTEREST FROM SECURITIES STATEMENT 1}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

CAPITAL (A) (B) (C)GROSS GAINS REVENUE NET INVEST- ADJUSTED

SOURCE AMOUNT DIVIDENDS PER BOOKS MENT INCOME NET INCOME}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}JP MORGAN CHASE 2,583. 0. 2,583. 2,583.SS BALANCERESERVED 6,268. 0. 6,268. 6,268.SS FIXED INCOME 188,434. 0. 188,434. 188,434.SS MIN VOL 472,353. 0. 472,353. 472,353.SS MULTI FACTOR 36,010. 0. 36,010. 36,010.SS SHAREHOLDERACTIVISM 519. 0. 519. 519.STRYKER BROKERAGE 4,036. 0. 4,036. 4,036.STRYKER STOCK 634,251. 0. 634,251. 634,251.SUMMIT ROCK PEPORTFOLIO II K-1 1,226.

}}}}}}}}}}}1,345,680.

0.}}}}}}}}}}}

0.

1,226.}}}}}}}}}}}1,345,680.

28,742.}}}}}}}}}}}1,373,196.

}}}}}}}}}}}TO PART I, LINE 4

~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER INCOME STATEMENT 2}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C)REVENUE NET INVEST- ADJUSTED

DESCRIPTION PER BOOKS MENT INCOME NET INCOME}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}}ROYALTY INCOME 1,083. 1,083.THROUGH SUMMIT ROCK PE PORTFOLIO IIK-1 0. 3,092.GRANT REFUNDS 168,768.

}}}}}}}}}}}}}}169,851.

0.}}}}}}}}}}}}

4,175.}}}}}}}}}}}}

TOTAL TO FORM 990-PF, PART I, LINE 11~~~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF LEGAL FEES STATEMENT 3}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(A) (B) (C) (D)EXPENSES NET INVEST- ADJUSTED CHARITABLE

DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}PATTERSON, BELKNAP, WEBB &TYLER, LLP 56,904. 0. 39,625.BATES WELLS & BRAITHWAITELONDON, LLP 228.

}}}}}}}}}}}}57,132.

0.}}}}}}}}}}}}

0.}}}}}}}}}}}}

228.}}}}}}}}}}}

39,853.TO FM 990-PF, PG 1, LN 16A~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

ARCUS FOUNDATION 38-3332791}}}}}}}}}}}}}}}} }}}}}}}}}}

STATEMENT(S) 1, 2, 3

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF ACCOUNTING FEES STATEMENT 4}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}PKF O'CONNOR DAVIES, LLP 48,037.

}}}}}}}}}}}}48,037.

0.}}}}}}}}}}}}

0.}}}}}}}}}}}}

46,887.}}}}}}}}}}}

46,887.TO FORM 990-PF, PG 1, LN 16B~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER PROFESSIONAL FEES STATEMENT 5}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}INVESTMENT CONSULTING 321,839. 321,839. 0.HUMAN RESOURCE CONSULTING 128,975. 0. 122,225.TECHNOLOGY CONSULTANT 134,743. 0. 130,430.PROGRAMMATIC CONSULTING 751,791. 0. 764,719.COMMUNICATION STRATEGYCONSULTING 451,435. 0. 411,071.EVALUATION & DEVELOPMENTCONSULTING 111,871. 0. 126,849.NGO SOURCE - EQUIVALENCYDETERMINATION SERVICES 5,530.

}}}}}}}}}}}}1,906,184.

0.}}}}}}}}}}}}

321,839.}}}}}}}}}}}}

5,530.}}}}}}}}}}}1,560,824.TO FORM 990-PF, PG 1, LN 16C

~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF TAXES STATEMENT 6}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}FEDERAL EXCISE TAX 45,000.

}}}}}}}}}}}}45,000.

0.}}}}}}}}}}}}

0.}}}}}}}}}}}}

0.}}}}}}}}}}}

0.TO FORM 990-PF, PG 1, LN 18~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~



~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER EXPENSES STATEMENT 7}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PER BOOKS MENT INCOME NET INCOME PURPOSES}}}}}}}}}}} }}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}} }}}}}}}}}}}OFFICE EXPENSE 236,871. 11,843. 206,316.REPAIRS AND MAINTENANCE 97,080. 0. 96,373.INSURANCE EXPENSE 89,062. 4,453. 84,609.MEMBERSHIP DUES 52,100. 0. 52,100.MISCELLANEOUS 55,832. 2,792. 52,304.OTHER PORTFOLIO EXPENSESTHROUGH K-1 0.

}}}}}}}}}}}530,945.

181,913.}}}}}}}}}}}}

201,001.}}}}}}}}}}}}

0.}}}}}}}}}}}

491,702.TO FORM 990-PF, PG 1, LN 23~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~~ ~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER INCREASES IN NET ASSETS OR FUND BALANCES STATEMENT 8}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}}UNREALIZED GAIN ON INVESTMENTS 11,620,692.GAINS ON DISTRIBUTION OF 156,909 SHARES OF STRYKER STOCK ASGRANTS 3,668,076.

}}}}}}}}}}}}}}TOTAL TO FORM 990-PF, PART III, LINE 3 15,288,768.

~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF U.S. AND STATE/CITY GOVERNMENT OBLIGATIONS STATEMENT 9}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

U.S. OTHER FAIR MARKETDESCRIPTION GOV'T GOV'T BOOK VALUE VALUE}}}}}}}}}}} }}}}} }}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}SEE ATTACHMENT A - P13 OF 71 X 5,192,520. 5,192,520.SEE ATTACHMENT A - P13 OF 71 X 1,110,547. 1,110,547.

}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL U.S. GOVERNMENT OBLIGATIONS 6,303,067. 6,303,067.

}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL STATE AND MUNICIPAL GOVERNMENT OBLIGATIONS

}}}}}}}}}}}}}} }}}}}}}}}}}}}}TOTAL TO FORM 990-PF, PART II, LINE 10A 6,303,067. 6,303,067.

~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~



~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF CORPORATE STOCK STATEMENT 10}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FAIR MARKETDESCRIPTION BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}357,255 SHRS. STRYKER CORP 42,802,752. 42,802,752.SEE ATTACHMENT A - P71 OF 71 18,019,094.

}}}}}}}}}}}}}}60,821,846.

18,019,094.}}}}}}}}}}}}}}

60,821,846.TOTAL TO FORM 990-PF, PART II, LINE 10B~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF CORPORATE BONDS STATEMENT 11}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FAIR MARKETDESCRIPTION BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}SEE ATTACHMENT A - P13 OF 71 3,801,786.

}}}}}}}}}}}}}}3,801,786.

3,801,786.}}}}}}}}}}}}}}

3,801,786.TOTAL TO FORM 990-PF, PART II, LINE 10C~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER INVESTMENTS STATEMENT 12}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

VALUATION FAIR MARKETDESCRIPTION METHOD BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}SRA - SELECT EQUITY FMV 20,097,209. 20,097,209.SRA - PRIVATE EQUITY FMV 17,857,457. 17,857,457.SRA - STRATEGIC FIXED INCOME FMV 16,031,114. 16,031,114.SRA - DIVERSIFIED STRATEGIES FMV 25,436,760. 25,436,760.SRA - HEDGE EQUITY FMV 20,266,837. 20,266,837.SEE ATTACHMENT A - P13 OF 71 FMV 1,926,570. 1,926,570.SRA - PRIVATE EQUITY II FMV 1,604,089.

}}}}}}}}}}}}}}103,220,036.

1,604,089.}}}}}}}}}}}}}}

103,220,036.TOTAL TO FORM 990-PF, PART II, LINE 13~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~



~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF DEPRECIATION OF ASSETS NOT HELD FOR INVESTMENT STATEMENT 13}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

COST OR ACCUMULATEDDESCRIPTION OTHER BASIS DEPRECIATION BOOK VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}LEASEHOLD IMPROVEMENTS 1,472,534. 733,936. 738,598.FURNITURE AND EQUIPMENT 2,223,824.

}}}}}}}}}}}}}}3,696,358.

1,704,661.}}}}}}}}}}}}}}

2,438,597.

519,163.}}}}}}}}}}}}}}

1,257,761.TOTAL TO FM 990-PF, PART II, LN 14~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER ASSETS STATEMENT 14}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

BEGINNING OF END OF YEAR FAIR MARKETDESCRIPTION YR BOOK VALUE BOOK VALUE VALUE}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}ART WORK 22,750. 22,750. 22,750.DEPOSITS 10,466. 12,413. 12,413.ACCRUED INTEREST AND DIVIDENDS 217,968. 240,844. 240,844.PREPAID FEDERAL EXCISE TAX 68,000. 23,000. 23,000.DUE FROM ARCUS OPERATINGFOUNDATION 83,220. 81,653. 81,653.CD ON COLLATERAL 312,768. 208,512. 208,512.OTHER RECEIVABLES 5,525. 6,323. 6,323.DUE FROM INVESTMENT MANAGERS 352,827.

}}}}}}}}}}}}}}1,073,524.

1,545,674.}}}}}}}}}}}}}}

2,141,169.

1,545,674.}}}}}}}}}}}}}}

2,141,169.TO FORM 990-PF, PART II, LINE 15~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF OTHER LIABILITIES STATEMENT 15}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

DESCRIPTION BOY AMOUNT EOY AMOUNT}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}DEFERRED FEDERAL EXCISE TAX 1,250,000. 1,490,000.DEFERRED RENT 756,343.

}}}}}}}}}}}}}}2,006,343.

755,149.}}}}}}}}}}}}}}

2,245,149.TOTAL TO FORM 990-PF, PART II, LINE 22~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF EXPLANATION CONCERNING PART VII-A, LINE 12 STATEMENT 16}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

EXPLANATION}}}}}}}}}}}THE FOUNDATION TREATED ALL DISTRIBUTIONS TO THE ASTRAEA FOUNDATION,FIDELITY INVESTMENT CHARITABLE GIFT FUND, GLOBAL GREENGRANTS FUND ANDCHARITIES AID FOUNDATION OF AMERICA ("DONOR ADVISED FUNDS") AS QUALIFYINGDISTRIBUTIONS BECAUSE THE IRS HAS CLASSIFIED THESE FUNDS AS PUBLICCHARITIES. THE FOUNDATION HAS MADE AND WILL, FROM TIME TO TIME, CONTINUE


STATEMENT(S) 13, 14, 15, 16

TO MAKE REQUESTS TO THESE FUNDS TO MAKE DISTRIBUTIONS IN FURTHERANCE OFTHE FOUNDATION'S CHARITABLE PURPOSES, WHICH IS DESCRIBED IN CODE SECTION170(C)(2)(B).

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 990-PF SUMMARY OF DIRECT CHARITABLE ACTIVITIES STATEMENT 17}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

ACTIVITY ONE}}}}}}}}}}}}THOUGHT LEADERSHIP:WITH THE INVOLVEMENT OF EXPERTS AND STAKEHOLDERS, A SERIESOF MEETINGS AND CONSULTATIONS WERE CONVENED TO DEVELOP ANDRAISE AWARENESS ABOUT METHODS TO INCREASEKNOWLEDGE/UNDERSTANDING, CHANGE ATTITUDES, BUILDSKILLS/CAPACITY, AND STRENGTHEN POLICY. THIS ACTIVITY AIMSTO CHANGE BEHAVIOR AND THINKING WITH RESPECT TO THECHALLENGES FACING LGBT PEOPLE GLOBALLY, AS WELL AS TOIMPROVE CONSERVATION AND RESPECT FOR APES IN THE WILD AND INCAPTIVITY.

EXPENSES}}}}}}}}}}}}}}

TO FORM 990-PF, PART IX-A, LINE 1 327,557.~~~~~~~~~~~~~~


ACTIVITY TWO}}}}}}}}}}}}GLOBAL TRANS INITIATIVE:THE GLOBAL TRANS INITIATIVE IS A MULTI-YEAR PHILANTHROPICENDEAVOR INTENDED TO IMPROVE THE LIVES OF TRANS PEOPLETHROUGHOUT THE WORLD, UNDERTAKEN IN PARTNERSHIP WITH OTHERPHILANTHROPY SECTOR PARTNERS. THE INITIATIVE WILL DEPLOYSIGNIFICANT RESOURCES OVER MULTIPLE YEARS TO SUPPORT EFFORTSTO CHANGE THE CULTURAL NARRATIVE OF THE TRANS EXPERIENCE,INCREASE THE CAPACITY OF TRANS MOVEMENT LEADERS, ANDINCREASE SAFETY AND ECONOMIC OPPORTUNITY FOR TRANS PEOPLEWORLDWIDE.

EXPENSES}}}}}}}}}}}}}}





ACTIVITY THREE}}}}}}}}}}}}}}ARCUS LEADERSHIP PROGRAM:PROVIDES NEWER AND EMERGING EXECUTIVE DIRECTORS THEFELLOWSHIPS, SUPPORT AND MENTORSHIP THEY NEED TO FLOURISHAND SUSTAIN THEIR CONTRIBUTION TO THE MOVEMENT FOR LGBTEQUALITY AND JUSTICE. THE EXECUTIVE DIRECTORS ANDINSTITUTIONS SELECTED TO PARTICIPATE WILL ALIGN WITH THEARCUS U.S. DOMESTIC STRATEGY.

EXPENSES}}}}}}}}}}}}}}



ACTIVITY FOUR}}}}}}}}}}}}}EDUCATION AND AWARENESS:THE GENERATION OF ONLINE AND OFFLINE "STORYTELLING" ASSETSIN MUTIPLE MEDIAS TO AMPLIFY THE IMPACT OF GRANTEE WORKAMONG AUDIENCES IN THE U.S. AND GLOBALLY IN ORDER TO RAISEAWARENESS AND DRIVE POSITIVE CHANGE IN LGBT RIGHTS AND GREATAPE CONSERVATION.

EXPENSES}}}}}}}}}}}}}}



STATEMENT(S) 19, 20

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ARCUS FOUNDATIONAccount Number: XXXX00015

Detailed Holdings List by SectorAs of December 31, 2016Reporting Currency: USD

DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

Cash and Cash Equivalents

Custody Holdings

SSGA US TREASURY MM FUNDASSET IDENTIFIER: CM1TPLXX2

1,010,918.820 1.00 1,010,918.82 1.00 ‡ 1,010,918.82 7.8 0.00 226.35 0.7

Total Cash and Cash Equivalents 1,010,918.82 1,010,918.82 7.8 0.00 226.35 0.7

Fixed Income

OIL & GAS

Custody Holdings

EOG RESOURCES INC 2.45% 04/01/2020ASSET IDENTIFIER: 26875PAL5, MOODY'SBaa1

65,000.000 100.80 65,522.59 100.15 65,098.15 0.5 (424.44) 398.13 2.5

EXXON MOBIL CORPORATION 2.397%03/06/2022ASSET IDENTIFIER: 30231GAJ1, MOODY'SAaa

65,000.000 101.11 65,721.80 99.49 64,667.85 0.5 (1,053.95) 497.71 2.4

TOTAL CAPITAL INTL SA VAR 08/10/2018ASSET IDENTIFIER: 89153VAH2,MOODY'S Aa3

40,000.000 100.00 40,000.00 100.26 40,104.80 0.3 104.80 79.73 1.4

TOTAL OIL & GAS 171,244.39 169,870.80 1.3 (1,373.59) 975.57 2.2

‡ Price not provided by a standard industry pricing source

.

000086 4/18

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

ABS

Custody Holdings

AFIN 2014 1 A3 1.32% 06/20/2018ASSET IDENTIFIER: 13975GAC2,MOODY'S Aaa

3,467.880 99.98 3,467.20 100.01 3,468.09 0.0 0.89 1.40 1.3

CHAIT 2015 A5 A 1.36% 04/15/2020ASSET IDENTIFIER: 161571GY4

115,000.000 99.98 114,979.74 99.94 114,932.15 0.9 (47.59) 69.51 1.4

FORDO 2013 D A3 0.67% 04/15/2018ASSET IDENTIFIER: 34530GAD4,MOODY'S Aaa

3,590.500 100.00 3,590.33 99.99 3,589.96 0.0 (0.37) 1.07 0.7

TOTAL ABS 122,037.27 121,990.20 0.9 (47.07) 71.98 1.3

INDUSTRIALS

Custody Holdings

ALTRIA GROUP INC 4.00% 01/31/2024ASSET IDENTIFIER: 02209SAS2, MOODY'SA3

13,000.000 108.20 14,066.57 105.66 13,736.06 0.1 (330.51) 218.11 3.8

ANALOG DEVICES INC 3.50% 12/05/2026ASSET IDENTIFIER: 032654AN5, MOODY'SA3

65,000.000 99.14 64,443.10 99.08 64,398.75 0.5 (44.35) 164.31 3.5

EATON CORP 2.75% 11/02/2022ASSET IDENTIFIER: 278062AC8, MOODY'SBaa1

25,000.000 100.67 25,168.24 99.04 24,760.75 0.2 (407.49) 112.67 2.8

ENERGY TRANSFER PARTNERS 4.05%03/15/2025ASSET IDENTIFIER: 29273RBD0,MOODY'S Baa3

65,000.000 99.40 64,608.15 98.99 64,344.15 0.5 (264.00) 775.13 4.1

ENTERPRISE PRODUCTS OPER 3.75%02/15/2025ASSET IDENTIFIER: 29379VBE2, MOODY'SBaa1

95,000.000 102.05 96,945.87 101.61 96,525.70 0.7 (420.17) 1,345.83 3.7

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

JOHN DEERE CAPITAL CORP 2.375%07/14/2020ASSET IDENTIFIER: 24422ESY6, MOODY'SA2

65,000.000 101.38 65,898.80 100.30 65,193.05 0.5 (705.75) 716.13 2.4

LOCKHEED MARTIN CORP 3.55%01/15/2026ASSET IDENTIFIER: 539830BH1, MOODY'SBaa1

60,000.000 103.31 61,986.10 102.17 61,302.60 0.5 (683.50) 982.17 3.5

NEWELL RUBBERMAID INC 4.20%04/01/2026ASSET IDENTIFIER: 651229AW6,MOODY'S Baa3

15,000.000 99.80 14,969.70 104.38 15,656.70 0.1 687.00 157.50 4.0

UNITED TECHNOLOGIES CORP 2.65%11/01/2026ASSET IDENTIFIER: 913017CH0, MOODY'SA3

45,000.000 99.80 44,909.55 96.02 43,210.80 0.3 (1,698.75) 198.75 2.8

WILLIAMS PARTNERS LP 3.90%01/15/2025ASSET IDENTIFIER: 96950FAQ7,MOODY'S Baa3

65,000.000 92.21 59,935.25 98.08 63,749.40 0.5 3,814.15 1,168.92 4.0

YALE UNIVERSITY 2.086% 04/15/2019ASSET IDENTIFIER: 98458PAC9,MOODY'S Aaa

60,000.000 100.00 60,000.00 100.87 60,520.80 0.5 520.80 264.23 2.1

TOTAL INDUSTRIALS 572,931.33 573,398.76 4.4 467.43 6,103.75 3.3

CONSUMER GOODS

Custody Holdings

ALTRIA GROUP INC 2.625% 09/16/2026ASSET IDENTIFIER: 02209SAU7,MOODY'S A3

10,000.000 99.59 9,959.00 94.70 9,469.80 0.1 (489.20) 76.56 2.8

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

ANHEUSER BUSCH INBEV FIN 2.65%02/01/2021ASSET IDENTIFIER: 035242AJ5, MOODY'SA3

80,000.000 101.51 81,207.10 100.58 80,460.00 0.6 (747.10) 883.33 2.6

PROCTER & GAMBLE CO/THE 2.70%02/02/2026ASSET IDENTIFIER: 742718EP0, MOODY'SAa3

65,000.000 101.99 66,296.10 98.34 63,919.05 0.5 (2,377.05) 726.38 2.8

REYNOLDS AMERICAN INC 4.45%06/12/2025ASSET IDENTIFIER: 761713BG0, MOODY'SBaa3

60,000.000 105.93 63,560.10 105.58 63,348.60 0.5 (211.50) 140.92 4.2

TOTAL CONSUMER GOODS 221,022.30 217,197.45 1.7 (3,824.85) 1,827.19 3.1

FED AGENCY MTG/MKT NOTES/BONDS

Custody Holdings

FANNIE MAE 0.875% 05/21/2018ASSET IDENTIFIER: 3135G0WJ8,MOODY'S Aaa

150,000.000 99.35 149,018.37 99.72 149,580.00 1.1 561.63 145.83 0.9

FANNIE MAE 2.125% 04/24/2026ASSET IDENTIFIER: 3135G0K36, MOODY'SAaa

162,000.000 100.71 163,143.55 94.57 153,201.78 1.2 (9,941.77) 640.69 2.3

FNMA POOL # AV9221 4.00% 03/01/2044ASSET IDENTIFIER: 3138XMG79

143,469.800 104.80 150,363.08 105.16 150,869.96 1.2 506.88 478.23 3.8

FNMA POOL #AE5463 4.00% 10/01/2040ASSET IDENTIFIER: 31419GB94

84,519.220 105.38 89,062.13 105.21 88,923.59 0.7 (138.54) 281.73 3.8

FNMA POOL #AL7532 3.00% 11/01/2027ASSET IDENTIFIER: 3138EQLN0

242,327.080 105.02 254,481.29 102.84 249,218.30 1.9 (5,262.99) 605.82 2.9

FNMA POOL #BC4714 3.00% 10/01/2046ASSET IDENTIFIER: 3140F0GY4

159,037.790 103.63 164,815.33 99.45 158,165.31 1.2 (6,650.02) 397.59 3.0

TSY INFL IX N/B 0.25% 01/15/2025ASSET IDENTIFIER: 912828H45, MOODY'SAaa

163,286.400 98.41 160,698.12 98.35 160,588.91 1.2 (109.21) 188.58 0.3

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

US TREASURY BOND 2.50% 02/15/2046ASSET IDENTIFIER: 912810RQ3,MOODY'S Aaa

37,000.000 99.10 36,668.78 88.86 32,877.83 0.3 (3,790.95) 349.39 2.8

US TREASURY N/B 0.75% 10/31/2017ASSET IDENTIFIER: 912828TW0,MOODY'S Aaa

708,000.000 99.87 707,048.24 99.91 707,362.80 5.4 314.56 909.45 0.8

US TREASURY NOTE 0.625% 06/30/2018ASSET IDENTIFIER: 912828R93, MOODY'SAaa

635,000.000 99.85 634,029.94 99.37 631,005.85 4.8 (3,024.09) 1,995.34 0.6

US TREASURY NOTE 0.75% 08/31/2018ASSET IDENTIFIER: 9128282C3, MOODY'SAaa

665,000.000 99.91 664,403.66 99.38 660,896.95 5.1 (3,506.71) 1,694.65 0.8

US TREASURY NOTE 0.750% 03/15/2017ASSET IDENTIFIER: 912828C32, MOODY'SAaa

60,000.000 99.98 59,990.82 100.06 60,034.20 0.5 43.38 134.25 0.8

US TREASURY NOTE 0.875% 03/31/2018ASSET IDENTIFIER: 912828Q45, MOODY'SAaa

879,000.000 100.14 880,203.95 99.87 877,866.09 6.7 (2,337.86) 1,965.07 0.9

US TREASURY NOTE 1.125% 02/28/2021ASSET IDENTIFIER: 912828P87, MOODY'SAaa

256,000.000 99.51 254,745.86 97.30 249,090.56 1.9 (5,655.30) 978.56 1.2

US TREASURY NOTE 1.25% 10/31/2021ASSET IDENTIFIER: 912828T67, MOODY'SAaa

110,000.000 99.69 109,656.43 96.97 106,665.90 0.8 (2,990.53) 235.50 1.3

US TREASURY NOTE 1.25% 11/15/2018ASSET IDENTIFIER: 912828M64, MOODY'SAaa

394,000.000 100.67 396,639.15 100.15 394,598.88 3.0 (2,040.27) 639.43 1.3

US TREASURY NOTE 1.375% 05/31/2021ASSET IDENTIFIER: 912828R77, MOODY'SAaa

171,000.000 100.60 172,021.87 98.01 167,600.52 1.3 (4,421.35) 206.70 1.4

US TREASURY NOTE 1.50% 08/15/2026ASSET IDENTIFIER: 9128282A7, MOODY'SAaa

135,000.000 98.25 132,639.53 91.97 124,163.55 1.0 (8,475.98) 764.88 1.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

US TREASURY NOTE 1.625% 02/15/2026ASSET IDENTIFIER: 912828P46, MOODY'SAaa

58,000.000 98.27 56,998.86 93.44 54,194.04 0.4 (2,804.82) 356.00 1.7

US TREASURY NOTE 1.625% 10/31/2023ASSET IDENTIFIER: 912828T91, MOODY'SAaa

80,000.000 100.00 80,003.29 96.21 76,965.60 0.6 (3,037.69) 222.65 1.7

US TREASURY NOTE 1.625% 11/30/2020ASSET IDENTIFIER: 912828M98, MOODY'SAaa

696,000.000 100.94 702,526.92 99.60 693,202.08 5.3 (9,324.84) 994.29 1.6

US TREASURY NOTE 2.00% 11/15/2026ASSET IDENTIFIER: 912828U24, MOODY'SAaa

370,000.000 97.37 360,260.12 96.22 355,995.50 2.7 (4,264.62) 960.77 2.1

TOTAL FED AGENCY MTG/MKT NOTES/BONDS 6,379,419.29 6,303,068.20 48.3 (76,351.09) 15,145.40 1.3

FHLMC GOLD

Custody Holdings

FHLMC GOLD POOL #G08694 4.00%02/01/2046ASSET IDENTIFIER: 3128MJXY1

229,634.040 107.34 246,497.79 105.09 241,314.79 1.9 (5,183.00) 765.45 3.8

FHLMC GOLD POOL #G08706 3.50%05/01/2046ASSET IDENTIFIER: 3128MJYC8

424,797.060 105.52 448,260.47 102.48 435,343.76 3.3 (12,916.71) 1,238.99 3.4

FHLMC GOLD POOL #G08721 3.00%09/01/2046ASSET IDENTIFIER: 3128MJYT1

379,129.610 103.83 393,643.16 99.40 376,859.92 2.9 (16,783.24) 947.82 3.0

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

FHLMC GOLD POOL #G60334 4.50%10/01/2041ASSET IDENTIFIER: 31335ALP1

225,315.410 110.31 248,551.07 107.66 242,582.31 1.9 (5,968.76) 844.93 4.2

FHLMC GOLD POOL #G60713 3.50%09/01/2046ASSET IDENTIFIER: 31335AYJ1

183,963.090 106.30 195,561.39 102.70 188,936.06 1.4 (6,625.33) 536.56 3.4

GSMS 2014 GC18 A4 4.074% 01/10/2047ASSET IDENTIFIER: 36252RAM1,MOODY'S Aaa

90,000.000 103.00 92,699.62 106.49 95,839.20 0.7 3,139.58 305.55 3.8

TOTAL FHLMC GOLD 1,625,213.50 1,580,876.04 12.1 (44,337.46) 4,639.30 3.5

NON US GOVERNMENT BOND

Custody Holdings

EUROPEAN INVESTMENT BANK 1.375%06/15/2020ASSET IDENTIFIER: 298785GV2, MOODY'SAaa

67,000.000 99.68 66,784.48 98.10 65,728.34 0.5 (1,056.14) 40.94 1.4

TOTAL NON US GOVERNMENT BOND 66,784.48 65,728.34 0.5 (1,056.14) 40.94 1.4

HEALTH CARE

Custody Holdings

ABBVIE INC 2.90% 11/06/2022ASSET IDENTIFIER: 00287YAL3, MOODY'SBaa2

95,000.000 101.02 95,964.45 98.78 93,836.25 0.7 (2,128.20) 420.90 2.9

ACTAVIS FUNDING SCS 3.80% 03/15/2025ASSET IDENTIFIER: 00507UAS0,MOODY'S Baa3

75,000.000 102.48 76,856.95 100.12 75,088.50 0.6 (1,768.45) 839.17 3.8

AETNA INC 2.80% 06/15/2023ASSET IDENTIFIER: 00817YAV0, MOODY'SBaa2

65,000.000 101.20 65,779.88 98.50 64,025.65 0.5 (1,754.23) 80.89 2.8

AMGEN INC 3.625% 05/22/2024ASSET IDENTIFIER: 031162BV1, MOODY'SBaa1

60,000.000 102.60 61,561.82 101.72 61,034.40 0.5 (527.42) 235.63 3.6

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Accrued

Income

Annual

Yield(%)

CVS HEALTH CORP 2.80% 07/20/2020ASSET IDENTIFIER: 126650CJ7, MOODY'SBaa1

65,000.000 102.03 66,318.65 101.46 65,949.65 0.5 (369.00) 813.94 2.8

JOHNSON & JOHNSON 2.45% 03/01/2026ASSET IDENTIFIER: 478160BY9, MOODY'SAaa

65,000.000 101.03 65,667.58 95.64 62,167.95 0.5 (3,499.63) 530.83 2.6

MERCK & CO INC 2.75% 02/10/2025ASSET IDENTIFIER: 58933YAR6,MOODY'S A1

80,000.000 101.06 80,851.20 98.19 78,548.80 0.6 (2,302.40) 861.67 2.8

SHIRE ACQ INV IRELAND DA 2.40%09/23/2021ASSET IDENTIFIER: 82481LAB5, MOODY'SBaa3

95,000.000 99.89 94,897.40 96.60 91,769.05 0.7 (3,128.35) 620.67 2.5

ST JUDE MEDICAL INC 2.80% 09/15/2020ASSET IDENTIFIER: 790849AM5, MOODY'SBaa2

65,000.000 101.77 66,151.70 100.56 65,364.65 0.5 (787.05) 535.89 2.8

TEVA PHARMACEUTICALS NE 3.15%10/01/2026ASSET IDENTIFIER: 88167AAE1, MOODY'SBaa2

80,000.000 99.75 79,801.40 92.19 73,754.40 0.6 (6,047.00) 1,120.00 3.4

THERMO FISHER SCIENTIFIC 3.30%02/15/2022ASSET IDENTIFIER: 883556BH4, MOODY'SBaa2

35,000.000 100.06 35,020.57 101.60 35,558.95 0.3 538.38 436.33 3.3

UNITEDHEALTH GROUP INC 2.70%07/15/2020ASSET IDENTIFIER: 91324PCM2,MOODY'S A3

65,000.000 101.83 66,187.23 101.51 65,978.25 0.5 (208.98) 809.25 2.7

TOTAL HEALTH CARE 855,058.83 833,076.50 6.4 (21,982.33) 7,305.17 3.0

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Total

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Accrued

Income

Annual

Yield(%)

CONSUMER SERVICE

Custody Holdings

COMCAST CORP 3.60% 03/01/2024ASSET IDENTIFIER: 20030NBJ9, MOODY'SA3

120,000.000 105.47 126,566.04 103.22 123,865.20 0.9 (2,700.84) 1,440.00 3.5

DISCOVERY COMMUNICATIONS 3.45%03/15/2025ASSET IDENTIFIER: 25470DAK5,MOODY'S Baa3

45,000.000 91.07 40,979.25 95.46 42,954.75 0.3 1,975.50 457.13 3.6

HOME DEPOT INC 2.25% 09/10/2018ASSET IDENTIFIER: 437076BB7, MOODY'SA2

40,000.000 99.86 39,943.60 101.35 40,540.80 0.3 597.20 277.50 2.2

WAL MART STORES INC 1.125%04/11/2018ASSET IDENTIFIER: 931142DF7, MOODY'SAa2

30,000.000 98.93 29,679.30 99.77 29,930.10 0.2 250.80 75.00 1.1

WALGREENS BOOTS ALLIANCE 3.80%11/18/2024ASSET IDENTIFIER: 931427AH1, MOODY'SBaa2

90,000.000 105.06 94,553.83 101.78 91,600.20 0.7 (2,953.63) 408.50 3.7

TOTAL CONSUMER SERVICE 331,722.02 328,891.05 2.5 (2,830.97) 2,658.13 3.2

TELECOMMUNICATION

Custody Holdings

VERIZON COMMUNICATIONS 2.625%08/15/2026ASSET IDENTIFIER: 92343VDD3,MOODY'S Baa1

105,000.000 98.38 103,294.65 92.06 96,657.75 0.7 (6,636.90) 1,148.44 2.9

TOTAL TELECOMMUNICATION 103,294.65 96,657.75 0.7 (6,636.90) 1,148.44 2.9

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000086 8/18

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Annual

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UTILITIES

Custody Holdings

DUKE ENERGY PROGRESS INC 3.25%08/15/2025ASSET IDENTIFIER: 26442UAA2,MOODY'S Aa3

60,000.000 102.99 61,796.10 101.54 60,926.40 0.5 (869.70) 736.67 3.2

VIRGINIA ELEC & POWER CO 3.15%01/15/2026ASSET IDENTIFIER: 927804FU3, MOODY'SA2

10,000.000 99.99 9,999.10 99.28 9,928.10 0.1 (71.00) 145.25 3.2

TOTAL UTILITIES 71,795.20 70,854.50 0.5 (940.70) 881.92 3.2

FINANCIALS

Custody Holdings

ACE INA HOLDINGS 3.35% 05/15/2024ASSET IDENTIFIER: 00440EAR8,MOODY'S A3

75,000.000 103.52 77,640.44 101.88 76,409.25 0.6 (1,231.19) 321.04 3.3

AMERICAN INTL GROUP 3.75% 07/10/2025ASSET IDENTIFIER: 026874DD6, MOODY'SBaa1

75,000.000 101.91 76,433.35 100.65 75,483.75 0.6 (949.60) 1,335.94 3.7

AMERICAN TOWER CORP 3.30%02/15/2021ASSET IDENTIFIER: 03027XAH3,MOODY'S Baa3

40,000.000 102.12 40,848.40 101.14 40,455.60 0.3 (392.80) 498.67 3.3

AON PLC 3.50% 06/14/2024ASSET IDENTIFIER: 00185AAF1, MOODY'SBaa2

65,000.000 100.93 65,605.77 100.31 65,198.25 0.5 (407.52) 107.43 3.5

BANK OF AMERICA CORP 2.60%01/15/2019ASSET IDENTIFIER: 06051GEX3,MOODY'S Baa1

30,000.000 99.98 29,994.90 100.86 30,256.50 0.2 261.60 359.67 2.6

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Total

Cost

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Total

Market

Value

% of

Total Net

Assets

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Gain/(Loss)

Accrued

Income

Annual

Yield(%)

BANK OF AMERICA CORP 4.125%01/22/2024ASSET IDENTIFIER: 06051GFB0,MOODY'S Baa1

155,000.000 105.52 163,554.40 103.93 161,083.75 1.2 (2,470.65) 2,823.91 4.0

BANK OF AMERICA CORP VAR 03/22/2018ASSET IDENTIFIER: 06051GEW5,MOODY'S Baa1

50,000.000 99.91 49,955.15 100.67 50,336.50 0.4 381.35 26.89 1.9

BANK OF NY MELLON CORP 2.60%08/17/2020ASSET IDENTIFIER: 06406HDD8,MOODY'S A1

65,000.000 101.59 66,036.25 100.73 65,473.20 0.5 (563.05) 629.06 2.6

CAPITAL ONE FINANCIAL CO 2.45%04/24/2019ASSET IDENTIFIER: 14040HBE4,MOODY'S Baa1

80,000.000 100.81 80,648.42 100.63 80,506.40 0.6 (142.02) 364.78 2.4

CITIGROUP INC 2.50% 07/29/2019ASSET IDENTIFIER: 172967HU8, MOODY'SBaa1

65,000.000 100.79 65,513.90 100.69 65,445.90 0.5 (68.00) 686.11 2.5

FIDELITY NATIONAL INFORM 2.85%10/15/2018ASSET IDENTIFIER: 31620MAN6,MOODY'S Baa3

65,000.000 101.36 65,882.46 101.74 66,130.35 0.5 247.89 391.08 2.8

GOLDMAN SACHS GROUP INC 2.625%01/31/2019ASSET IDENTIFIER: 38145XAA1, MOODY'SA3

80,000.000 100.95 80,760.31 101.08 80,860.00 0.6 99.69 880.83 2.6

JPMORGAN CHASE & CO 2.20%10/22/2019ASSET IDENTIFIER: 48127HAA7,MOODY'S A3

80,000.000 100.71 80,567.67 100.40 80,321.60 0.6 (246.07) 337.33 2.2

KFW 1.125% 08/06/2018ASSET IDENTIFIER: 500769GS7, MOODY'SAaa

30,000.000 99.82 29,946.00 99.61 29,881.50 0.2 (64.50) 135.94 1.1

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000086 9/18

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Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

MORGAN STANLEY 1.875% 01/05/2018ASSET IDENTIFIER: 61761JVM8, MOODY'SA3

35,000.000 99.89 34,962.20 100.15 35,052.15 0.3 89.95 320.83 1.9

MORGAN STANLEY 2.625% 11/17/2021ASSET IDENTIFIER: 61746BED4,MOODY'S A3

100,000.000 99.49 99,489.00 98.80 98,796.00 0.8 (693.00) 320.83 2.7

MORGAN STANLEY 2.80% 06/16/2020ASSET IDENTIFIER: 61761JB32, MOODY'SA3

130,000.000 101.52 131,975.32 100.82 131,063.40 1.0 (911.92) 151.67 2.8

STATE STREET CORP 2.55% 08/18/2020ASSET IDENTIFIER: 857477AS2, MOODY'SA1

95,000.000 101.93 96,834.35 101.01 95,958.55 0.7 (875.80) 894.98 2.5

VISA INC 2.20% 12/14/2020ASSET IDENTIFIER: 92826CAB8,MOODY'S A1

65,000.000 101.22 65,794.87 100.31 65,202.15 0.5 (592.72) 67.53 2.2

WELLS FARGO & COMPANY 2.60%07/22/2020ASSET IDENTIFIER: 94974BGM6,MOODY'S A2

65,000.000 101.11 65,719.00 100.58 65,375.70 0.5 (343.30) 746.42 2.6

TOTAL FINANCIALS 1,468,162.16 1,459,290.50 11.2 (8,871.66) 11,400.94 2.8

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Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

TECHNOLOGY

Custody Holdings

MICROSOFT CORP 2.40% 08/08/2026ASSET IDENTIFIER: 594918BR4, MOODY'SAaa

100,000.000 99.05 99,054.40 94.47 94,470.00 0.7 (4,584.40) 953.33 2.5

NVIDIA CORP 3.20% 09/16/2026ASSET IDENTIFIER: 67066GAE4,MOODY'S Baa1

20,000.000 99.80 19,959.20 96.15 19,229.20 0.1 (730.00) 186.67 3.3

ORACLE CORP 2.80% 07/08/2021ASSET IDENTIFIER: 68389XBA2, MOODY'SA1

95,000.000 101.87 96,780.85 101.92 96,824.00 0.7 43.15 1,278.28 2.8

TOTAL TECHNOLOGY 215,794.45 210,523.20 1.6 (5,271.25) 2,418.28 2.7

Total Fixed Income 12,204,479.87 12,031,423.29 92.2 (173,056.58) 54,617.01 2.2

Total Net Assets 13,215,398.69 13,042,342.11 100.0 (173,056.58) 54,843.36 2.0

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000086 10/18

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= $3,801,786 (Corporate Bonds)

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= $1,926,570 (Other Fixed Income)

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= $1,110,547 (Government Agency Notes)

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= $5,192,520 (Government Notes and Bonds)

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Cost

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Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)


Custody Holdings


185,288.950 1.00 185,288.95 1.00 ‡ 185,288.95 2.1 0.00 40.12 0.7

Total Cash and Cash Equivalents 185,288.95 185,288.95 2.1 0.00 40.12 0.7

Equity

OIL & GAS PRODUCERS

Custody Holdings

CHINA PETROLEUM & CHEM ADRTICKER: SNP, ASSET IDENTIFIER:16941R108

367.000 79.32 29,111.57 71.02 26,064.34 0.3 (3,047.23) 0.00 2.6

EXXON MOBIL CORPTICKER: XOM, ASSET IDENTIFIER:30231G102

1,506.000 85.29 128,446.37 90.26 135,931.56 1.5 7,485.19 0.00 3.3

OCCIDENTAL PETROLEUM CORPTICKER: OXY, ASSET IDENTIFIER:674599105

209.000 74.19 15,505.79 71.23 14,887.07 0.2 (618.72) 158.84 4.3

TOTAL OIL & GAS PRODUCERS 173,063.73 176,882.97 2.0 3,819.24 158.84 3.3

OIL EQUIPMENT, SERVICES & DISTRIBUTION

Custody Holdings

OCEAN RIG UDW INCTICKER: ORIG, ASSET IDENTIFIER:G66964100

3,504.000 4.92 17,226.72 1.74 6,096.96 0.1 (11,129.76) 0.00 0.0

TOTAL OIL EQUIPMENT, SERVICES & DISTRIBUTION 17,226.72 6,096.96 0.1 (11,129.76) 0.00 0.0


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Cost

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Total

Market

Value

% of

Total Net

Assets

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Gain/(Loss)

Accrued

Income

Annual

Yield(%)

CHEMICALS

Custody Holdings

SHIN ETSU CHEM CO LTD ADRTICKER: SHECY, ASSET IDENTIFIER:824551105

1,736.000 15.53 26,960.24 19.33 33,556.88 0.4 6,596.64 0.00 1.0

TOTAL CHEMICALS 26,960.24 33,556.88 0.4 6,596.64 0.00 1.0

MINING

Custody Holdings

AGNICO EAGLE MINES LTDTICKER: AEM, ASSET IDENTIFIER:008474108

1,982.000 45.51 90,194.87 42.00 83,244.00 0.9 (6,950.87) 0.00 1.0

CIA DE MINAS BUENAVENTUR ADRTICKER: BVN, ASSET IDENTIFIER:204448104

847.000 12.29 10,410.56 11.28 9,554.16 0.1 (856.40) 0.00 0.3

GOLDCORP INCTICKER: GG, ASSET IDENTIFIER:380956409

3,590.000 22.05 79,141.97 13.60 48,824.00 0.5 (30,317.97) 0.00 0.6

RANDGOLD RESOURCES LTD ADRTICKER: GOLD, ASSET IDENTIFIER:752344309

837.000 62.36 52,192.05 76.34 63,896.58 0.7 11,704.53 0.00 0.8

TOTAL MINING 231,939.45 205,518.74 2.3 (26,420.71) 0.00 0.8

CONSTRUCTION & MATERIALS

Custody Holdings

DAITO TRUST CONSTRUCTION CO LTDSPN ADRTICKER: DIFTY, ASSET IDENTIFIER:23405X209

440.000 23.73 10,441.20 37.68 16,580.08 0.2 6,138.88 0.00 2.3

TOTAL CONSTRUCTION & MATERIALS 10,441.20 16,580.08 0.2 6,138.88 0.00 2.3

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Value

% of

Total Net

Assets

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Gain/(Loss)

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Annual

Yield(%)

AEROSPACE & DEFENSE

Custody Holdings

ELBIT SYSTEMS LTDTICKER: ESLT, ASSET IDENTIFIER:M3760D101

317.000 62.68 19,870.48 101.89 32,299.13 0.4 12,428.65 0.00 1.6

TOTAL AEROSPACE & DEFENSE 19,870.48 32,299.13 0.4 12,428.65 0.00 1.6

GENERAL INDUSTRIALS

Custody Holdings

JARDINE MATHESON HLDGS LTD ADRTICKER: JMHLY, ASSET IDENTIFIER:471115402

2,094.000 55.13 115,440.85 55.47 116,154.18 1.3 713.33 0.00 2.4

JARDINE STRATEGIC UNSPON ADRTICKER: JSHLY, ASSET IDENTIFIER:471122200

1,198.000 16.70 20,006.60 16.80 20,126.40 0.2 119.80 0.00 0.8

TOTAL GENERAL INDUSTRIALS 135,447.45 136,280.58 1.5 833.13 0.00 2.2

ELECTRONIC & ELECTRICAL EQUIPMENT

Custody Holdings

DANAHER CORPTICKER: DHR, ASSET IDENTIFIER:235851102

155.000 77.16 11,959.80 77.84 12,065.20 0.1 105.40 19.38 0.6

TOTAL ELECTRONIC & ELECTRICAL EQUIPMENT 11,959.80 12,065.20 0.1 105.40 19.38 0.6

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Total

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Total Net

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Accrued

Income

Annual

Yield(%)

INDUSTRIAL TRANSPORTATION

Custody Holdings

C H ROBINSON WORLDWIDE INCTICKER: CHRW, ASSET IDENTIFIER:12541W209

440.000 73.77 32,459.59 73.26 32,234.40 0.4 (225.19) 0.00 2.5

UNITED PARCEL SERVICE INC CL BTICKER: UPS, ASSET IDENTIFIER:911312106

759.000 94.48 71,710.95 114.64 87,011.76 1.0 15,300.81 0.00 2.7

TOTAL INDUSTRIAL TRANSPORTATION 104,170.54 119,246.16 1.3 15,075.62 0.00 2.7

SUPPORT SERVICES

Custody Holdings

AUTOMATIC DATA PROCESSING INCTICKER: ADP, ASSET IDENTIFIER:053015103

203.000 62.26 12,639.78 102.78 20,864.34 0.2 8,224.56 115.71 2.2

PAYCHEX INCTICKER: PAYX, ASSET IDENTIFIER:704326107

824.000 37.19 30,646.40 60.88 50,165.12 0.6 19,518.72 0.00 3.0

REPUBLIC SERVICES INCTICKER: RSG, ASSET IDENTIFIER:760759100

1,319.000 41.86 55,216.17 57.05 75,248.95 0.8 20,032.78 422.08 2.2

SECOM LTD UNSPONSORED ADRTICKER: SOMLY, ASSET IDENTIFIER:813113206

1,996.000 15.28 30,496.36 18.25 36,427.00 0.4 5,930.64 0.00 1.2

WASTE MANAGEMENT INCTICKER: WM, ASSET IDENTIFIER:94106L109

2,117.000 56.19 118,950.38 70.91 150,116.47 1.7 31,166.09 0.00 2.3

TOTAL SUPPORT SERVICES 247,949.09 332,821.88 3.7 84,872.79 537.79 2.3

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BEVERAGES

Custody Holdings

COCA-COLA COTICKER: KO, ASSET IDENTIFIER:191216100

2,806.000 40.25 112,953.48 41.46 116,336.76 1.3 3,383.28 0.00 3.4

DR PEPPER SNAPPLE GROUPTICKER: DPS, ASSET IDENTIFIER:26138E109

526.000 87.06 45,793.56 90.67 47,692.42 0.5 1,898.86 278.78 2.3

KIRIN BREWERY CO SPON ADRTICKER: KNBWY, ASSET IDENTIFIER:497350306

1,133.000 14.54 16,473.82 16.29 18,456.57 0.2 1,982.75 0.00 1.6

PEPSICO INCTICKER: PEP, ASSET IDENTIFIER:713448108

1,252.000 80.85 101,229.97 104.63 130,996.76 1.5 29,766.79 942.13 2.9

TOTAL BEVERAGES 276,450.83 313,482.51 3.5 37,031.68 1,220.91 2.9

FOOD PRODUCERS

Custody Holdings

CONAGRA BRANDS INCTICKER: CAG, ASSET IDENTIFIER:205887102

304.000 25.65 7,797.64 39.55 12,023.20 0.1 4,225.56 0.00 2.0

GENERAL MILLS INCTICKER: GIS, ASSET IDENTIFIER:370334104

1,489.000 47.67 70,985.88 61.77 91,975.53 1.0 20,989.65 0.00 3.1

KELLOGG COTICKER: K, ASSET IDENTIFIER: 487836108

103.000 63.06 6,495.18 73.71 7,592.13 0.1 1,096.95 0.00 2.8

LAMB WESTON HOLDINGS INCTICKER: LW, ASSET IDENTIFIER:513272104

101.000 23.67 2,390.64 37.85 3,822.85 0.0 1,432.21 0.00 2.0

LANCASTER COLONY CORPTICKER: LANC, ASSET IDENTIFIER:513847103

273.000 133.70 36,499.80 141.39 38,599.47 0.4 2,099.67 0.00 1.6

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Yield(%)

MCCORMICK & CO-NON VTG SHRSTICKER: MKC, ASSET IDENTIFIER:579780206

386.000 68.22 26,333.28 93.33 36,025.38 0.4 9,692.10 181.42 2.0

NESTLE NAM SPON ADRTICKER: NSRGY, ASSET IDENTIFIER:641069406

1,733.000 67.60 117,148.33 71.74 124,325.42 1.4 7,177.09 0.00 2.7

PINNACLE FOODS INCTICKER: PF, ASSET IDENTIFIER:72348P104

483.000 26.03 12,574.61 53.45 25,816.35 0.3 13,241.74 137.66 2.1

SUNTORY BEVERAGE & FOOD UADRADRTICKER: STBFY, ASSET IDENTIFIER:86803T104

5,470.000 17.31 94,665.47 20.78 113,666.60 1.3 19,001.13 0.00 1.1

TOTAL FOOD PRODUCERS 374,890.83 453,846.93 5.0 78,956.10 319.08 2.2

HOUSEHOLD GOODS & HOME CONSTRUCTION

Custody Holdings

CHURCH & DWIGHT CO INCTICKER: CHD, ASSET IDENTIFIER:171340102

156.000 30.03 4,683.90 44.19 6,893.64 0.1 2,209.74 0.00 1.6

CLOROX COTICKER: CLX, ASSET IDENTIFIER:189054109

630.000 82.93 52,246.35 120.02 75,612.60 0.8 23,366.25 0.00 2.7

NVR INCTICKER: NVR, ASSET IDENTIFIER:62944T105

13.000 1,621.72 21,082.41 1,669.00 21,697.00 0.2 614.59 0.00 0.0

PROCTER & GAMBLE COTICKER: PG, ASSET IDENTIFIER:742718109

1,272.000 77.45 98,515.58 84.08 106,949.76 1.2 8,434.18 0.00 3.2

.

000027 7/21

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

RECKITT BENCKISER GROUP PLC SPONADRTICKER: RBGLY, ASSET IDENTIFIER:756255204

1,665.000 14.00 23,312.50 16.80 27,972.00 0.3 4,659.50 0.00 2.3

SEKISUI HOUSE LTD- SPONS ADRTICKER: SKHSY, ASSET IDENTIFIER:816078307

46.000 13.07 601.22 16.60 763.60 0.0 162.38 0.00 2.7

TECHTRONIC INDUSTRIES ADRTICKER: TTNDY, ASSET IDENTIFIER:87873R101

2,325.000 20.13 46,809.90 17.97 41,780.25 0.5 (5,029.65) 0.00 1.4

TOTAL HOUSEHOLD GOODS & HOME CONSTRUCTION 247,251.86 281,668.85 3.1 34,416.99 0.00 2.4

PERSONAL GOODS

Custody Holdings

KAO CORP-SPONSORED ADRTICKER: KCRPY, ASSET IDENTIFIER:485537302

717.000 30.60 21,940.20 47.38 33,971.46 0.4 12,031.26 0.00 1.4

YUE YUEN INDUSTRIAL HOLDINGS LTDUNSPONSORED ADRTICKER: YUEIY, ASSET IDENTIFIER:988415105

809.000 14.35 11,609.15 18.03 14,586.27 0.2 2,977.12 0.00 3.8

TOTAL PERSONAL GOODS 33,549.35 48,557.73 0.5 15,008.38 0.00 2.1

TOBACCO

Custody Holdings

ALTRIA GROUP INCTICKER: MO, ASSET IDENTIFIER:02209S103

984.000 36.22 35,640.48 67.62 66,538.08 0.7 30,897.60 600.24 3.6

REYNOLDS AMERICAN INCTICKER: RAI, ASSET IDENTIFIER:761713106

790.000 24.45 19,315.50 56.04 44,271.60 0.5 24,956.10 363.40 3.3

TOTAL TOBACCO 54,955.98 110,809.68 1.2 55,853.70 963.64 3.5

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

HEALTH CARE EQUIPMENT & SERVICES

Custody Holdings

AETNA INCTICKER: AET, ASSET IDENTIFIER:00817Y108

166.000 111.06 18,435.96 124.01 20,585.66 0.2 2,149.70 0.00 0.8

BARD C R INCTICKER: BCR, ASSET IDENTIFIER:067383109

261.000 104.16 27,185.76 224.66 58,636.26 0.6 31,450.50 0.00 0.5

BECTON DICKINSON & COTICKER: BDX, ASSET IDENTIFIER:075887109

65.000 98.38 6,394.70 165.55 10,760.75 0.1 4,366.05 0.00 1.8

COLOPLAST AS UNSPONSORED ADRTICKER: CLPBY, ASSET IDENTIFIER:19624Y101

3,500.000 7.64 26,740.00 6.73 23,555.00 0.3 (3,185.00) 0.00 1.6

INTUITIVE SURGICAL INCTICKER: ISRG, ASSET IDENTIFIER:46120E602

84.000 711.84 59,794.88 634.17 53,270.28 0.6 (6,524.60) 0.00 0.0

LABORATORY CRP OF AMER HOLDGSTICKER: LH, ASSET IDENTIFIER:50540R409

60.000 99.81 5,988.60 128.38 7,702.80 0.1 1,714.20 0.00 0.0

MEDTRONIC PLCTICKER: MDT, ASSET IDENTIFIER:G5960L103

200.000 74.38 14,875.75 71.23 14,246.00 0.2 (629.75) 86.00 2.4

SONOVA HOLDING AG UNSPON ADRTICKER: SONVY, ASSET IDENTIFIER:83569C102

1,030.000 26.84 27,650.10 24.11 24,833.30 0.3 (2,816.80) 0.00 1.0

UNITEDHEALTH GROUP INCTICKER: UNH, ASSET IDENTIFIER:91324P102

777.000 81.23 63,116.41 160.04 124,351.08 1.4 61,234.67 0.00 1.6

TOTAL HEALTH CARE EQUIPMENT & SERVICES 250,182.16 337,941.13 3.7 87,758.97 86.00 1.1

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

PHARMACEUTICALS & BIOTECHNOLOGY

Custody Holdings

ASTELLAS PHARMA INC UNSPONSOREDADRTICKER: ALPMY, ASSET IDENTIFIER:04623U102

6,728.000 10.05 67,609.14 13.86 93,250.08 1.0 25,640.94 0.00 1.6

DAIICHI SANKYO CO SPON ADRTICKER: DSNKY, ASSET IDENTIFIER:23381D102

4,369.000 17.36 75,862.40 20.30 88,690.70 1.0 12,828.30 0.00 2.3

EISAI LTD SPONSORED ADRTICKER: ESALY, ASSET IDENTIFIER:282579309

121.000 59.22 7,165.62 57.45 6,951.45 0.1 (214.17) 0.00 2.1

GLAXOSMITHKLINE PLC ADRTICKER: GSK, ASSET IDENTIFIER:37733W105

635.000 50.85 32,289.75 38.51 24,453.85 0.3 (7,835.90) 294.80 5.4

JOHNSON & JOHNSONTICKER: JNJ, ASSET IDENTIFIER:478160104

1,124.000 84.13 94,559.48 115.21 129,496.04 1.4 34,936.56 0.00 2.8

LILLY ELI & COTICKER: LLY, ASSET IDENTIFIER:532457108

1,153.000 52.51 60,544.03 73.55 84,803.15 0.9 24,259.12 0.00 2.8

MERCK & CO INCTICKER: MRK, ASSET IDENTIFIER:58933Y105

404.000 45.92 18,551.32 58.87 23,783.48 0.3 5,232.16 189.88 3.2

NOVARTIS AG NAMEN SPON ADRTICKER: NVS, ASSET IDENTIFIER:66987V109

1,560.000 73.08 114,004.58 72.84 113,630.40 1.3 (374.18) 0.00 3.2

OTSUKA HOLDINGS KK LTD ADRTICKER: OTSKY, ASSET IDENTIFIER:689164101

4,682.000 15.68 73,434.56 21.92 102,629.44 1.1 29,194.88 0.00 1.5

PFIZER INCTICKER: PFE, ASSET IDENTIFIER:717081103

3,989.000 28.37 113,177.27 32.48 129,562.72 1.4 16,385.45 0.00 3.9

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

ROCHE HLDG LTD-SPONSORED ADRTICKER: RHHBY, ASSET IDENTIFIER:771195104

4,376.000 31.42 137,500.29 28.53 124,847.28 1.4 (12,653.01) 0.00 2.9

TAKEDA PHARMACEUTICAL CO LTDSPONS ADRTICKER: TKPYY, ASSET IDENTIFIER:874060205

5,512.000 21.39 117,926.32 20.78 114,539.36 1.3 (3,386.96) 0.00 2.9

TEVA PHARMACEUTICAL INDS LTD-SPADRTICKER: TEVA, ASSET IDENTIFIER:881624209

244.000 37.92 9,252.48 36.25 8,845.00 0.1 (407.48) 0.00 3.2

TOTAL PHARMACEUTICALS & BIOTECHNOLOGY 921,877.24 1,045,482.95 11.6 123,605.71 484.68 2.8

FOOD & DRUG RETAILERS

Custody Holdings

SUN ART RETAIL GROUP LTD UNS ADRTICKER: SURRY, ASSET IDENTIFIER:866633100

3,056.000 9.90 30,268.21 8.77 26,804.18 0.3 (3,464.03) 0.00 2.5

SYSCO CORPTICKER: SYY, ASSET IDENTIFIER:871829107

963.000 35.73 34,408.57 55.37 53,321.31 0.6 18,912.74 0.00 2.4

TOTAL FOOD & DRUG RETAILERS 64,676.78 80,125.49 0.9 15,448.71 0.00 2.4

GENERAL RETAILERS

Custody Holdings

AEON COMPANY LTD UNSPON ADRTICKER: AONNY, ASSET IDENTIFIER:007627102

2,302.000 11.62 26,749.24 14.20 32,683.80 0.4 5,934.56 0.00 1.4

AUTOZONE INCTICKER: AZO, ASSET IDENTIFIER:053332102

79.000 407.81 32,216.99 789.79 62,393.41 0.7 30,176.42 0.00 0.0

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

COSTCO WHOLESALE CORPTICKER: COST, ASSET IDENTIFIER:22160K105

71.000 110.67 7,857.57 160.11 11,367.81 0.1 3,510.24 0.00 1.1

HOME DEPOT INCTICKER: HD, ASSET IDENTIFIER:437076102

240.000 75.89 18,213.60 134.08 32,179.20 0.4 13,965.60 0.00 2.1

KINGFISHER PLC SPONSORED ADRTICKER: KGFHY, ASSET IDENTIFIER:495724403

3,586.000 10.17 36,469.62 8.55 30,660.30 0.3 (5,809.32) 0.00 2.9

ROSS STORES INCTICKER: ROST, ASSET IDENTIFIER:778296103

148.000 36.59 5,414.58 65.60 9,708.80 0.1 4,294.22 0.00 0.8

TARGET CORPTICKER: TGT, ASSET IDENTIFIER:87612E106

386.000 63.46 24,495.56 72.23 27,880.78 0.3 3,385.22 0.00 3.3

TJX COMPANIES INC NEWTICKER: TJX, ASSET IDENTIFIER:872540109

560.000 50.52 28,291.20 75.13 42,072.80 0.5 13,781.60 0.00 1.4

WAL-MART STORES INCTICKER: WMT, ASSET IDENTIFIER:931142103

1,275.000 73.55 93,775.47 69.12 88,128.00 1.0 (5,647.47) 637.50 2.9

TOTAL GENERAL RETAILERS 273,483.83 337,074.90 3.7 63,591.07 637.50 1.9

MEDIA

Custody Holdings

CABLE ONE INCTICKER: CABO, ASSET IDENTIFIER:12685J105

107.000 439.20 46,994.53 621.73 66,525.11 0.7 19,530.58 0.00 1.0

COMCAST CORP CL A (NEW)TICKER: CMCSA, ASSET IDENTIFIER:20030N101

261.000 65.33 17,051.13 69.05 18,022.05 0.2 970.92 71.78 1.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

DAI NIPPON PRINTING CO LTD SPONSADRTICKER: DNPLY, ASSET IDENTIFIER:233806306

1,462.000 8.46 12,368.52 9.84 14,386.08 0.2 2,017.56 0.00 2.2

GANNETT CO INCTICKER: GCI, ASSET IDENTIFIER:36473H104

471.000 15.53 7,312.46 9.71 4,573.41 0.1 (2,739.05) 0.00 6.6

SHAW COMMUNICATIONS INC BTICKER: SJR, ASSET IDENTIFIER:82028K200

2,820.000 19.40 54,720.13 20.06 56,569.20 0.6 1,849.07 0.00 4.4

TOTAL MEDIA 138,446.77 160,075.85 1.8 21,629.08 71.78 2.5

TRAVEL & LEISURE

Custody Holdings

CHEESECAKE FACTORY INCTICKER: CAKE, ASSET IDENTIFIER:163072101

334.000 51.40 17,166.93 59.88 19,999.92 0.2 2,832.99 0.00 1.6

COMPASS GROUP PLC ADRTICKER: CMPGY, ASSET IDENTIFIER:20449X302

466.000 14.14 6,590.11 18.68 8,704.88 0.1 2,114.77 0.00 2.0

DARDEN RESTAURANTS INCTICKER: DRI, ASSET IDENTIFIER:237194105

126.000 63.06 7,945.82 72.72 9,162.72 0.1 1,216.90 0.00 3.1

EAST JAPAN RAILWAY UNSP ADRTICKER: EJPRY, ASSET IDENTIFIER:273202101

1,950.000 12.71 24,784.50 14.33 27,943.50 0.3 3,159.00 0.00 1.0

MCDONALDS CORPTICKER: MCD, ASSET IDENTIFIER:580135101

1,068.000 94.32 100,731.80 121.72 129,996.96 1.4 29,265.16 0.00 3.1

PANERA BREAD CO CL ATICKER: PNRA, ASSET IDENTIFIER:69840W108

293.000 196.12 57,463.94 205.09 60,091.37 0.7 2,627.43 0.00 0.0

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

RYANAIR HOLDINGS PLC SP ADRTICKER: RYAAY, ASSET IDENTIFIER:783513203

548.000 51.30 28,111.55 83.26 45,626.48 0.5 17,514.93 0.00 0.0

SINGAPORE AIRLINES LTDUNSPONSORED ADRTICKER: SINGY, ASSET IDENTIFIER:82930C106

1,199.000 17.01 20,394.99 13.20 15,826.80 0.2 (4,568.19) 0.00 4.4

STARBUCKS CORPTICKER: SBUX, ASSET IDENTIFIER:855244109

179.000 39.80 7,123.30 55.52 9,938.08 0.1 2,814.78 0.00 1.8

TOTAL TRAVEL & LEISURE 270,312.94 327,290.71 3.6 56,977.77 0.00 1.8

FIXED LINE TELECOMMUNICATIONS

Custody Holdings

AT&T, INC.TICKER: T, ASSET IDENTIFIER: 00206R102

2,496.000 34.80 86,864.28 42.53 106,154.88 1.2 19,290.60 0.00 4.6

BCE INCTICKER: BCE, ASSET IDENTIFIER:05534B760

2,256.000 44.00 99,263.79 43.24 97,549.44 1.1 (1,714.35) 1,539.72 4.7

CHUNGHWA TELECOM CO LTD ADRTICKER: CHT, ASSET IDENTIFIER:17133Q502

3,767.000 30.24 113,899.10 31.55 118,848.85 1.3 4,949.75 0.00 4.3

KT CORPORATION SPONSORED ADRTICKER: KT, ASSET IDENTIFIER:48268K101

1,564.000 12.15 19,001.66 14.09 22,036.76 0.2 3,035.10 0.00 1.2

NIPPON TELEG & TEL CORPSPONSORED ADRTICKER: NTT, ASSET IDENTIFIER:654624105

2,963.000 25.35 75,118.99 42.07 124,653.41 1.4 49,534.42 0.00 2.3

SINGAPORE TELECOMMUNICAT- ADRTICKER: SGAPY, ASSET IDENTIFIER:82929R304

900.000 29.66 26,694.00 24.94 22,446.00 0.2 (4,248.00) 0.00 4.9

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

SWISSCOM AG SPON ADRTICKER: SCMWY, ASSET IDENTIFIER:871013108

540.000 42.83 23,128.20 44.74 24,157.44 0.3 1,029.24 0.00 4.3

TELEKOMUNIK INDONESIA-SP ADRTICKER: TLK, ASSET IDENTIFIER:715684106

808.000 22.23 17,960.28 29.16 23,561.28 0.3 5,601.00 116.12 2.0

TELUS CORPORATIONTICKER: TU, ASSET IDENTIFIER:87971M103

691.000 34.65 23,943.15 31.85 22,008.35 0.2 (1,934.80) 246.81 4.5

TOTAL FIXED LINE TELECOMMUNICATIONS 485,873.45 561,416.41 6.2 75,542.96 1,902.65 3.8

MOBILE TELECOMMUNICATIONS

Custody Holdings

AMDOCS LIMITEDTICKER: DOX, ASSET IDENTIFIER:G02602103

2,240.000 36.01 80,659.48 58.25 130,480.00 1.4 49,820.52 436.80 1.3

CHINA MOBILE LTD ADRTICKER: CHL, ASSET IDENTIFIER:16941M109

1,278.000 51.92 66,353.76 52.43 67,005.54 0.7 651.78 0.00 3.0

NTT DOCOMO INC SPONSORED ADRTICKER: DCM, ASSET IDENTIFIER:62942M201

3,961.000 14.69 58,187.09 22.75 90,112.75 1.0 31,925.66 0.00 2.7

TOTAL MOBILE TELECOMMUNICATIONS 205,200.33 287,598.29 3.2 82,397.96 436.80 2.1

ELECTRICITY

Custody Holdings

CLP HOLDINGS LTD ADRTICKER: CLPHY, ASSET IDENTIFIER:18946Q101

5,379.000 9.24 49,701.10 9.17 49,325.43 0.5 (375.67) 0.00 3.2

CONSOLIDATED EDISON INCTICKER: ED, ASSET IDENTIFIER:209115104

1,791.000 55.89 100,094.10 73.68 131,960.88 1.5 31,866.78 0.00 3.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

EVERSOURCE ENERGYTICKER: ES, ASSET IDENTIFIER:30040W108

155.000 42.96 6,658.80 55.23 8,560.65 0.1 1,901.85 0.00 3.2

KOREA ELEC PWR CORP ADRTICKER: KEP, ASSET IDENTIFIER:500631106

535.000 18.43 9,860.05 18.48 9,886.80 0.1 26.75 0.00 7.3

PG&E CORPTICKER: PCG, ASSET IDENTIFIER:69331C108

839.000 42.64 35,777.14 60.77 50,986.03 0.6 15,208.89 411.11 3.2

POWER ASSETS HLDGS LTD SPON ADRTICKER: HGKGY, ASSET IDENTIFIER:739197200

1,965.000 8.91 17,508.15 8.74 17,174.10 0.2 (334.05) 0.00 3.6

SOUTHERN COTICKER: SO, ASSET IDENTIFIER:842587107

2,496.000 41.48 103,537.41 49.19 122,778.24 1.4 19,240.83 0.00 4.6

WESTAR ENERGY INCTICKER: WR, ASSET IDENTIFIER:95709T100

1,560.000 56.42 88,018.32 56.35 87,906.00 1.0 (112.32) 592.80 2.7

XCEL ENERGY INC COMTICKER: XEL, ASSET IDENTIFIER:98389B100

1,529.000 28.12 43,003.03 40.70 62,230.30 0.7 19,227.27 519.86 3.3

TOTAL ELECTRICITY 454,158.10 540,808.43 6.0 86,650.33 1,523.77 3.6

GAS, WATER, & MULTIUTILITIES

Custody Holdings

AVANGRID INCTICKER: AGR, ASSET IDENTIFIER:05351W103

611.000 39.75 24,285.36 37.88 23,144.68 0.3 (1,140.68) 263.95 4.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

DUKE ENERGY CORPTICKER: DUK, ASSET IDENTIFIER:26441C204

1,541.000 66.83 102,985.16 77.62 119,612.42 1.3 16,627.26 0.00 4.4

HONG KONG & CHINA GAS CO LTDSPONS ADRTICKER: HOKCY, ASSET IDENTIFIER:438550303

7,123.000 1.81 12,897.39 1.74 12,394.02 0.1 (503.37) 0.00 2.0

WEC ENERGY GROUP INCTICKER: WEC, ASSET IDENTIFIER:92939U106

494.000 40.24 19,879.20 58.65 28,973.10 0.3 9,093.90 0.00 3.6

TOTAL GAS, WATER, & MULTIUTILITIES 160,047.11 184,124.22 2.0 24,077.11 263.95 4.1

FINANCIALS

Custody Holdings

BANCO DE CHILE ADRTICKER: BCH, ASSET IDENTIFIER:059520106

502.000 70.24 35,261.14 70.45 35,365.90 0.4 104.76 0.00 3.4

TOTAL FINANCIALS 35,261.14 35,365.90 0.4 104.76 0.00 3.4

BANKS

Custody Holdings

AGRICULTURAL BANK OF CHINA LIMITEDADRTICKER: ACGBY, ASSET IDENTIFIER:00850M102

1,173.000 12.79 15,002.67 10.11 11,859.03 0.1 (3,143.64) 0.00 5.1

BANK OF CHINA UNSPN ADRTICKER: BACHY, ASSET IDENTIFIER:06426M104

1,241.000 11.83 14,681.03 11.02 13,675.82 0.2 (1,005.21) 0.00 5.0

BANK OF MONTREALTICKER: BMO, ASSET IDENTIFIER:063671101

938.000 59.28 55,604.64 71.92 67,460.96 0.7 11,856.32 0.00 3.7

.

000027 12/21

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

CAN IMPERIAL BK OF COMMERCETICKER: CM, ASSET IDENTIFIER:136069101

1,055.000 76.49 80,692.80 81.60 86,088.00 1.0 5,395.20 0.00 4.5

CAPITOL FEDERAL FINANCIAL INTICKER: CFFN, ASSET IDENTIFIER:14057J101

3,222.000 11.87 38,245.14 16.46 53,034.12 0.6 14,788.98 0.00 2.1

CHINA CONSTRUCTION BANK CORP ADRTICKER: CICHY, ASSET IDENTIFIER:168919108

7,754.000 14.96 115,987.87 15.17 117,628.18 1.3 1,640.31 0.00 4.6

CLIFTON BANCORP INCTICKER: CSBK, ASSET IDENTIFIER:186873105

3,002.000 13.34 40,035.70 16.92 50,793.84 0.6 10,758.14 0.00 1.4

IND & COMM BK OF UNSPON ADRTICKER: IDCBY, ASSET IDENTIFIER:455807107

4,481.000 12.94 57,973.81 11.84 53,055.04 0.6 (4,918.77) 0.00 5.0

KASIKORNBANK PCL UNSOPN ADRTICKER: KPCPY, ASSET IDENTIFIER:485785109

1,361.000 18.72 25,483.46 19.70 26,811.70 0.3 1,328.24 0.00 1.8

ROYAL BANK OF CANADATICKER: RY, ASSET IDENTIFIER:780087102

424.000 61.89 26,239.48 67.71 28,709.04 0.3 2,469.56 0.00 3.7

TERRITORIAL BANCORP INCTICKER: TBNK, ASSET IDENTIFIER:88145X108

3,341.000 22.09 73,801.69 32.84 109,718.44 1.2 35,916.75 0.00 2.2

TORONTO-DOMINION BANKTICKER: TD, ASSET IDENTIFIER:891160509

673.000 40.61 27,327.16 49.34 33,205.82 0.4 5,878.66 0.00 3.3

TOTAL BANKS 571,075.45 652,039.99 7.2 80,964.54 0.00 3.5

NONLIFE INSURANCE

Custody Holdings

ALLSTATE CORP (THE)TICKER: ALL, ASSET IDENTIFIER:020002101

345.000 68.82 23,741.69 74.12 25,571.40 0.3 1,829.71 113.85 1.8

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

ARCH CAPITAL GROUP LTDTICKER: ACGL, ASSET IDENTIFIER:G0450A105

1,094.000 51.87 56,744.59 86.29 94,401.26 1.0 37,656.67 0.00 0.0

CHUBB LIMITEDTICKER: CB, ASSET IDENTIFIER:H1467J104

411.000 111.08 45,653.88 132.12 54,301.32 0.6 8,647.44 283.59 2.1

EVEREST RE GROUP LTDTICKER: RE, ASSET IDENTIFIER:G3223R108

226.000 128.23 28,979.98 216.40 48,906.40 0.5 19,926.42 0.00 2.3

PROASSURANCE CORPTICKER: PRA, ASSET IDENTIFIER:74267C106

474.000 50.33 23,856.42 56.20 26,638.80 0.3 2,782.38 2,370.00 2.2

RENAISSANCERE HLDGS LTDTICKER: RNR, ASSET IDENTIFIER:G7496G103

1,016.000 88.29 89,698.73 136.22 138,399.52 1.5 48,700.79 0.00 0.9

SWISS RE LTD SPN ADRTICKER: SSREY, ASSET IDENTIFIER:870886108

1,300.000 22.17 28,814.50 23.76 30,888.00 0.3 2,073.50 0.00 4.1

THE TRAVELERS COMPANIES INCTICKER: TRV, ASSET IDENTIFIER:89417E109

200.000 114.83 22,966.00 122.42 24,484.00 0.3 1,518.00 0.00 2.2

VALIDUS HOLDINGS LTDTICKER: VR, ASSET IDENTIFIER:G9319H102

2,606.000 36.45 94,977.76 55.01 143,356.06 1.6 48,378.30 0.00 2.5

WHITE MOUNTAINS INSURANCE GROUPLTDTICKER: WTM, ASSET IDENTIFIER:G9618E107

153.000 594.49 90,956.27 836.05 127,915.65 1.4 36,959.38 0.00 0.1

TOTAL NONLIFE INSURANCE 506,389.82 714,862.41 7.9 208,472.59 2,767.44 1.4

.

000027 13/21

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

REAL ESTATE INVESTMENT & SERVICES

Custody Holdings

CK HUTCHISON HOLDINGS LIMITEDUNSP ADRTICKER: CKHUY, ASSET IDENTIFIER:12562Y100

485.000 7.67 3,721.67 11.35 5,504.75 0.1 1,783.08 0.00 2.6

TOTAL REAL ESTATE INVESTMENT & SERVICES 3,721.67 5,504.75 0.1 1,783.08 0.00 2.6

REAL ESTATE INVESTMENT TRUSTS

Custody Holdings

AGNC INVESTMENT CORPTICKER: AGNC, ASSET IDENTIFIER:00123Q104

6,960.000 19.11 132,996.28 18.13 126,184.80 1.4 (6,811.48) 1,252.80 11.9

ANNALY CAPITAL MANAGEMENT INTICKER: NLY, ASSET IDENTIFIER:035710409

13,204.000 9.80 129,416.13 9.97 131,643.88 1.5 2,227.75 3,961.20 12.0

ANWORTH MORTGAGE ASSET CORPTICKER: ANH, ASSET IDENTIFIER:037347101

855.000 5.02 4,290.86 5.17 4,420.35 0.0 129.49 128.25 11.6

APOLLO COMMERCIAL REAL ESTATTICKER: ARI, ASSET IDENTIFIER:03762U105

849.000 16.54 14,045.78 16.62 14,110.38 0.2 64.60 390.54 11.1

AVALONBAY COMMUNITIES INCTICKER: AVB, ASSET IDENTIFIER:053484101

259.000 157.21 40,716.49 177.15 45,881.85 0.5 5,165.36 349.65 3.1

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

CAPSTEAD MORTGAGE CORP REITTICKER: CMO, ASSET IDENTIFIER:14067E506

1,519.000 12.43 18,882.91 10.19 15,478.61 0.2 (3,404.30) 349.37 9.0

MFA FINANCIAL INCTICKER: MFA, ASSET IDENTIFIER:55272X102

16,956.000 7.24 122,842.14 7.63 129,374.28 1.4 6,532.14 3,391.20 10.5

PUBLIC STORAGETICKER: PSA, ASSET IDENTIFIER:74460D109

101.000 151.55 15,306.55 223.50 22,573.50 0.3 7,266.95 0.00 3.6

TOTAL REAL ESTATE INVESTMENT TRUSTS 478,497.14 489,667.65 5.4 11,170.51 9,823.01 10.2

FINANCIAL SERVICES

Custody Holdings

GUOCO GROUP LTD UNSPON ADRTICKER: GULRY, ASSET IDENTIFIER:403227101

397.000 23.08 9,162.76 22.06 8,756.23 0.1 (406.53) 0.00 4.3

VISA INC CL ATICKER: V, ASSET IDENTIFIER:92826C839

967.000 82.85 80,111.79 78.02 75,445.34 0.8 (4,666.45) 0.00 0.9

TOTAL FINANCIAL SERVICES 89,274.55 84,201.57 0.9 (5,072.98) 0.00 1.2

SOFTWARE & COMPUTER SERVICES

Custody Holdings

BLACK KNIGHT FINANCIAL SERVICESINC CL ATICKER: BKFS, ASSET IDENTIFIER:09214X100

284.000 32.77 9,306.28 37.80 10,735.20 0.1 1,428.92 0.00 0.0

CHECK POINT SOFTWARETECHNOLOGIES LTDTICKER: CHKP, ASSET IDENTIFIER:M22465104

124.000 84.51 10,479.24 84.46 10,473.04 0.1 (6.20) 0.00 0.0

.

000027 14/21

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

FACEBOOK INC-ATICKER: FB, ASSET IDENTIFIER:30303M102

517.000 128.90 66,639.70 115.05 59,480.85 0.7 (7,158.85) 0.00 0.0

HENRY JACK & ASSOCIATES INCTICKER: JKHY, ASSET IDENTIFIER:426281101

671.000 82.24 55,186.19 88.78 59,571.38 0.7 4,385.19 0.00 1.3

INFOSYS TECHNOLOGIES ADRTICKER: INFY, ASSET IDENTIFIER:456788108

1,912.000 16.23 31,027.17 14.83 28,354.96 0.3 (2,672.21) 0.00 2.3

INTERNATIONAL BUSINESS MACHINESCORPTICKER: IBM, ASSET IDENTIFIER:459200101

568.000 162.41 92,249.89 165.99 94,282.32 1.0 2,032.43 0.00 3.4

KONAMI CORP-SPONSORED ADRTICKER: KNMCY, ASSET IDENTIFIER:50046R101

828.000 24.32 20,136.96 41.07 34,005.96 0.4 13,869.00 0.00 0.5

TENCENT HOLDINGS LIMITED ADRTICKER: TCEHY, ASSET IDENTIFIER:88032Q109

639.000 14.81 9,463.49 24.22 15,476.58 0.2 6,013.09 0.00 0.2

WIPRO LTD ADRTICKER: WIT, ASSET IDENTIFIER:97651M109

3,956.000 11.54 45,668.47 9.68 38,294.08 0.4 (7,374.39) 0.00 0.9

ZHAOPIN LIMITED SPONSORED ADRTICKER: ZPIN, ASSET IDENTIFIER:98954L103

2,317.000 16.58 38,426.29 15.11 35,009.87 0.4 (3,416.42) 0.00 0.0

TOTAL SOFTWARE & COMPUTER SERVICES 378,583.68 385,684.24 4.3 7,100.56 0.00 1.3

TECHNOLOGY HARDWARE & EQUIPMENT

Custody Holdings

CANON INC ADRTICKER: CAJ, ASSET IDENTIFIER:138006309

3,563.000 29.15 103,865.55 28.14 100,262.82 1.1 (3,602.73) 0.00 4.7

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

NICE LTD SPONS ADRTICKER: NICE, ASSET IDENTIFIER:653656108

156.000 66.68 10,402.08 68.76 10,726.56 0.1 324.48 0.00 0.8

SILICONWARE PRECISION INDS LTD ADRTICKER: SPIL, ASSET IDENTIFIER:827084864

17,301.000 7.06 122,120.35 7.30 126,297.30 1.4 4,176.95 0.00 4.5

TAIWAN SEMICONDUCTOR SPONS ADRTICKER: TSM, ASSET IDENTIFIER:874039100

2,706.000 17.84 48,285.40 28.75 77,797.50 0.9 29,512.10 0.00 2.6

UNITED MICROELECTRONICS SPON ADRTICKER: UMC, ASSET IDENTIFIER:910873405

7,534.000 2.13 16,041.69 1.75 13,184.50 0.1 (2,857.19) 0.00 3.6

TOTAL TECHNOLOGY HARDWARE & EQUIPMENT 300,715.07 328,268.68 3.6 27,553.61 0.00 4.0

Total Equity 7,553,904.78 8,837,247.85 97.9 1,283,343.07 21,217.22 3.0

Total Net Assets 7,739,193.73 9,022,536.80 100.0 1,283,343.07 21,257.34 2.9

.

000027 15/21

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)


Custody Holdings


180,237.650 1.00 180,237.65 1.00 ‡ 180,237.65 1.9 0.00 38.69 0.7


Equity

OIL & GAS PRODUCERS

Custody Holdings

CANADIAN NATURAL RESOURCES LTDUS$TICKER: CNQ, ASSET IDENTIFIER:136385101

1,065.000 32.52 34,633.27 31.88 33,952.20 0.4 (681.07) 198.12 2.3

CHINA PETROLEUM & CHEM ADRTICKER: SNP, ASSET IDENTIFIER:16941R108

796.000 77.25 61,490.77 71.02 56,531.92 0.6 (4,958.85) 0.00 2.6

CNOOC LTD-ADRTICKER: CEO, ASSET IDENTIFIER:126132109

104.000 134.33 13,970.44 123.96 12,891.84 0.1 (1,078.60) 0.00 3.4

EXXON MOBIL CORPTICKER: XOM, ASSET IDENTIFIER:30231G102

288.000 90.20 25,976.16 90.26 25,994.88 0.3 18.72 0.00 3.3

MARATHON PETROLEUM CORPTICKER: MPC, ASSET IDENTIFIER:56585A102

322.000 42.59 13,713.98 50.35 16,212.70 0.2 2,498.72 0.00 2.9

PETROLEO BRASILEIRO SA PETROBR SPADRTICKER: PBR, ASSET IDENTIFIER:71654V408

2,105.000 11.81 24,860.05 10.11 21,281.55 0.2 (3,578.50) 0.00 0.0


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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

PHILLIPS 66TICKER: PSX, ASSET IDENTIFIER:718546104

714.000 79.46 56,737.58 86.41 61,696.74 0.7 4,959.16 0.00 2.9

REPSOL YPF S A ADRTICKER: REPYY, ASSET IDENTIFIER:76026T205

856.000 13.91 11,906.96 14.10 12,069.60 0.1 162.64 0.00 3.9

ROYAL DUTCH SHELL CL A ADRTICKER: RDS A, ASSET IDENTIFIER:780259206

1,052.000 61.15 64,325.43 54.38 57,207.76 0.6 (7,117.67) 0.00 5.9

SASOL SPON ADRTICKER: SSL, ASSET IDENTIFIER:803866300

904.000 27.99 25,302.96 28.59 25,845.36 0.3 542.40 0.00 3.0

STATOILHYDRO ASA SPONS ADRTICKER: STO, ASSET IDENTIFIER:85771P102

3,764.000 16.39 61,702.50 18.24 68,655.36 0.7 6,952.86 0.00 3.4

TESORO CORPTICKER: TSO, ASSET IDENTIFIER:881609101

200.000 81.65 16,330.00 87.45 17,490.00 0.2 1,160.00 0.00 2.5

TOTAL SA ADRTICKER: TOT, ASSET IDENTIFIER:89151E109

471.000 48.52 22,851.70 50.97 24,006.87 0.3 1,155.17 0.47 4.5

VALERO ENERGY CORP NEWTICKER: VLO, ASSET IDENTIFIER:91913Y100

962.000 55.46 53,356.18 68.32 65,723.84 0.7 12,367.66 0.00 3.5

TOTAL OIL & GAS PRODUCERS 487,157.98 499,560.62 5.3 12,402.64 198.59 3.3

OIL EQUIPMENT, SERVICES & DISTRIBUTION

Custody Holdings

TRANSOCEAN LTDTICKER: RIG, ASSET IDENTIFIER:H8817H100

909.000 9.95 9,044.55 14.74 13,398.66 0.1 4,354.11 0.00 0.0

TOTAL OIL EQUIPMENT, SERVICES & DISTRIBUTION 9,044.55 13,398.66 0.1 4,354.11 0.00 0.0

.

000222 5/27

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

CHEMICALS

Custody Holdings

ADVANSIX INCTICKER: ASIX, ASSET IDENTIFIER:00773T101

2,900.000 16.18 46,925.19 22.14 64,206.00 0.7 17,280.81 0.00 0.0

AGRIUM INCTICKER: AGU, ASSET IDENTIFIER:008916108

143.000 89.76 12,835.98 100.55 14,378.65 0.2 1,542.67 125.13 3.5

BASF SE ADRTICKER: BASFY, ASSET IDENTIFIER:055262505

285.000 86.81 24,739.43 92.57 26,382.45 0.3 1,643.02 0.00 2.6

DOW CHEMICAL COTICKER: DOW, ASSET IDENTIFIER:260543103

245.000 53.73 13,162.85 57.22 14,018.90 0.2 856.05 112.70 3.2

SINOPEC SHANGHAI PETROCHEMICALCO LTD SPONSORED ADRTICKER: SHI, ASSET IDENTIFIER:82935M109

173.000 51.07 8,835.11 54.13 9,364.49 0.1 529.38 0.00 2.4

SYNGENTA AG ADRTICKER: SYT, ASSET IDENTIFIER:87160A100

125.000 84.22 10,527.25 79.05 9,881.25 0.1 (646.00) 0.00 2.4

TOTAL CHEMICALS 117,025.81 138,231.74 1.5 21,205.93 237.83 1.5

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

INDUSTRIAL METALS & MINING

Custody Holdings

POSCO ADRTICKER: PKX, ASSET IDENTIFIER:693483109

884.000 52.82 46,688.90 52.55 46,454.20 0.5 (234.70) 0.00 0.8

RELIANCE STEEL & ALUMINUMTICKER: RS, ASSET IDENTIFIER:759509102

400.000 71.00 28,398.00 79.54 31,816.00 0.3 3,418.00 0.00 2.1

TECK RESOURCES LTD-CLS BTICKER: TECK, ASSET IDENTIFIER:878742204

452.000 20.70 9,356.40 20.03 9,053.56 0.1 (302.84) 0.00 0.4

TOTAL INDUSTRIAL METALS & MINING 84,443.30 87,323.76 0.9 2,880.46 0.00 1.2

MINING

Custody Holdings

BHP BILLITON LTD ADRTICKER: BHP, ASSET IDENTIFIER:088606108

290.000 34.62 10,039.80 35.78 10,376.20 0.1 336.40 0.00 1.7

CIA DE MINAS BUENAVENTUR ADRTICKER: BVN, ASSET IDENTIFIER:204448104

679.000 13.60 9,236.17 11.28 7,659.12 0.1 (1,577.05) 0.00 0.3

NEWCREST MINING LIMITED SPONS ADRTICKER: NCMGY, ASSET IDENTIFIER:651191108

1,594.000 16.63 26,508.22 14.36 22,889.84 0.2 (3,618.38) 0.00 0.5

NEWMONT MINING CORPTICKER: NEM, ASSET IDENTIFIER:651639106

251.000 36.06 9,051.06 34.07 8,551.57 0.1 (499.49) 0.00 0.6

.

000222 6/27

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

SIBANYE GOLD ADRTICKER: SBGL, ASSET IDENTIFIER:825724206

772.000 11.93 9,209.96 7.06 5,450.32 0.1 (3,759.64) 0.00 5.1

SILVER WHEATON CORPTICKER: SLW, ASSET IDENTIFIER:828336107

1,588.000 25.73 40,866.78 19.32 30,680.16 0.3 (10,186.62) 0.00 1.2

SOUTH32 ADR W/ITICKER: SOUHY, ASSET IDENTIFIER:84473L105

926.000 9.63 8,912.75 9.90 9,167.40 0.1 254.65 0.00 0.5

TOTAL MINING 113,824.74 94,774.61 1.0 (19,050.13) 0.00 1.1

CONSTRUCTION & MATERIALS

Custody Holdings

JACOBS ENGR GROUPTICKER: JEC, ASSET IDENTIFIER:469814107

175.000 50.72 8,876.00 57.00 9,975.00 0.1 1,099.00 0.00 0.0

OWENS CORNING INCTICKER: OC, ASSET IDENTIFIER:690742101

169.000 52.17 8,816.73 51.56 8,713.64 0.1 (103.09) 33.80 1.6

TOTAL CONSTRUCTION & MATERIALS 17,692.73 18,688.64 0.2 995.91 33.80 0.7

AEROSPACE & DEFENSE

Custody Holdings

CAE INCTICKER: CAE, ASSET IDENTIFIER:124765108

2,075.000 14.55 30,197.89 13.97 28,987.75 0.3 (1,210.14) 0.00 1.7

TOTAL AEROSPACE & DEFENSE 30,197.89 28,987.75 0.3 (1,210.14) 0.00 1.7

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

GENERAL INDUSTRIALS

Custody Holdings

3M COMPANYTICKER: MMM, ASSET IDENTIFIER:88579Y101

60.000 170.49 10,229.40 178.57 10,714.20 0.1 484.80 0.00 2.5

SIEMENS AG ADRTICKER: SIEGY, ASSET IDENTIFIER:826197501

217.000 116.09 25,191.53 122.42 26,565.14 0.3 1,373.61 0.00 2.3

TRINITY INDUSTRIES INCTICKER: TRN, ASSET IDENTIFIER:896522109

488.000 23.20 11,321.60 27.76 13,546.88 0.1 2,225.28 0.00 1.6

TOTAL GENERAL INDUSTRIALS 46,742.53 50,826.22 0.5 4,083.69 0.00 2.1

ELECTRONIC & ELECTRICAL EQUIPMENT

Custody Holdings

ARROW ELECTRONICS INCTICKER: ARW, ASSET IDENTIFIER:042735100

585.000 62.57 36,601.46 71.30 41,710.50 0.4 5,109.04 0.00 0.0

AVNET INCTICKER: AVT, ASSET IDENTIFIER:053807103

1,233.000 41.89 51,645.93 47.61 58,703.13 0.6 7,057.20 0.00 1.4

ENERSIS AMERICAS SA SPONSOREDADRTICKER: ENIA, ASSET IDENTIFIER:29274F104

2,739.000 8.47 23,202.89 8.21 22,487.19 0.2 (715.70) 0.00 3.4

JABIL CIRCUIT INCTICKER: JBL, ASSET IDENTIFIER:466313103

955.000 21.62 20,646.62 23.67 22,604.85 0.2 1,958.23 0.00 1.4

METTLER TOLEDO INTERNATIONAL INCTICKER: MTD, ASSET IDENTIFIER:592688105

122.000 410.95 50,135.56 418.56 51,064.32 0.5 928.76 0.00 0.0

TOTAL ELECTRONIC & ELECTRICAL EQUIPMENT 182,232.46 196,569.99 2.1 14,337.53 0.00 1.0

.

000222 7/27

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

INDUSTRIAL ENGINEERING

Custody Holdings

ABB LTD- SPON ADRTICKER: ABB, ASSET IDENTIFIER:000375204

394.000 22.50 8,865.00 21.07 8,301.58 0.1 (563.42) 0.00 3.5

ATLAS COPCO ADRTICKER: ATLKY, ASSET IDENTIFIER:049255706

436.000 29.88 13,025.50 30.54 13,315.44 0.1 289.94 0.00 1.7

ILLINOIS TOOL WORKS INCTICKER: ITW, ASSET IDENTIFIER:452308109

76.000 115.43 8,772.68 122.46 9,306.96 0.1 534.28 49.40 2.1

KOMATSU NEW ADRTICKER: KMTUY, ASSET IDENTIFIER:500458401

933.000 23.02 21,477.66 22.68 21,160.44 0.2 (317.22) 0.00 1.8

TATA MOTORS LTD ADRTICKER: TTM, ASSET IDENTIFIER:876568502

704.000 41.19 28,998.75 34.39 24,210.56 0.3 (4,788.19) 0.00 0.0

TORO COTICKER: TTC, ASSET IDENTIFIER:891092108

364.000 47.30 17,217.20 55.95 20,365.80 0.2 3,148.60 63.70 1.3

TOTAL INDUSTRIAL ENGINEERING 98,356.79 96,660.78 1.0 (1,696.01) 113.10 1.4

INDUSTRIAL TRANSPORTATION

Custody Holdings

A P MOELLER MAERSK A/S CL B UNSPADRTICKER: AMKBY, ASSET IDENTIFIER:00202F102

2,600.000 7.24 18,811.00 8.00 20,800.00 0.2 1,989.00 0.00 1.8

AERCAP HOLDINGS NVTICKER: AER, ASSET IDENTIFIER:N00985106

783.000 40.03 31,342.32 41.61 32,580.63 0.3 1,238.31 0.00 0.0

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

DEUTSCHE POST AG SPONSORED ADRTICKER: DPSGY, ASSET IDENTIFIER:25157Y202

1,201.000 30.53 36,666.53 32.74 39,320.74 0.4 2,654.21 0.00 2.8

EXPEDITORS INTL WASH INCTICKER: EXPD, ASSET IDENTIFIER:302130109

548.000 49.52 27,135.97 52.96 29,022.08 0.3 1,886.11 0.00 1.5

FEDEX CORPTICKER: FDX, ASSET IDENTIFIER:31428X106

166.000 170.90 28,369.40 186.20 30,909.20 0.3 2,539.80 66.40 0.9

HERC HOLDINGS INCTICKER: HRI, ASSET IDENTIFIER:42704L104

1,897.000 30.02 56,939.40 40.16 76,183.52 0.8 19,244.12 0.00 0.0

UNITED PARCEL SERVICE INC CL BTICKER: UPS, ASSET IDENTIFIER:911312106

550.000 108.30 59,563.02 114.64 63,052.00 0.7 3,488.98 0.00 2.7

WERNER ENTERPRISES INCTICKER: WERN, ASSET IDENTIFIER:950755108

801.000 22.85 18,303.33 26.95 21,586.95 0.2 3,283.62 48.06 0.9

TOTAL INDUSTRIAL TRANSPORTATION 277,130.97 313,455.12 3.4 36,324.15 114.46 1.3

SUPPORT SERVICES

Custody Holdings

ACCENTURE PLCTICKER: ACN, ASSET IDENTIFIER:G1151C101

338.000 118.03 39,894.75 117.13 39,589.94 0.4 (304.81) 0.00 2.1

CINTAS CORPTICKER: CTAS, ASSET IDENTIFIER:172908105

197.000 108.73 21,419.81 115.56 22,765.32 0.2 1,345.51 0.00 1.2

CONVERGYS CORPTICKER: CVG, ASSET IDENTIFIER:212485106

297.000 30.08 8,934.74 24.56 7,294.32 0.1 (1,640.42) 26.73 1.5

DELUXE CORPTICKER: DLX, ASSET IDENTIFIER:248019101

439.000 66.03 28,988.97 71.61 31,436.79 0.3 2,447.82 0.00 1.7

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

LSC COMMUNICATIONS INCTICKER: LKSD, ASSET IDENTIFIER:50218P107

355.000 25.34 8,996.16 29.68 10,536.40 0.1 1,540.24 0.00 3.4

NEUSTAR INC-CLASS ATICKER: NSR, ASSET IDENTIFIER:64126X201

1,222.000 25.35 30,973.91 33.40 40,814.80 0.4 9,840.89 0.00 0.0

R R DONNELLEY & SONS COMPANYTICKER: RRD, ASSET IDENTIFIER:257867200

735.000 19.61 14,409.68 16.32 11,995.20 0.1 (2,414.48) 0.00 3.4

SCIENCE APPLICATIONSINTERNATIONAL CORPTICKER: SAIC, ASSET IDENTIFIER:808625107

130.000 68.02 8,842.60 84.80 11,024.00 0.1 2,181.40 0.00 1.5

SGS SA UNSPON ADRTICKER: SGSOY, ASSET IDENTIFIER:818800104

1,500.000 21.24 31,860.00 20.25 30,375.00 0.3 (1,485.00) 0.00 2.0

WOLSELEY PLC ADRTICKER: WOSYY, ASSET IDENTIFIER:977868306

1,600.000 5.53 8,840.00 6.07 9,712.00 0.1 872.00 0.00 1.8

TOTAL SUPPORT SERVICES 203,160.62 215,543.77 2.3 12,383.15 26.73 1.6

AUTOMOBILES & PARTS

Custody Holdings

BAYERISCHE MOTOREN WERKE AG(BMW) SPONSORED ADRTICKER: BMWYY, ASSET IDENTIFIER:072743305

726.000 28.24 20,498.61 31.01 22,513.26 0.2 2,014.65 0.00 2.7

BRIDGESTONE CORP-UNSPONS ADRTICKER: BRDCY, ASSET IDENTIFIER:108441205

1,230.000 18.45 22,687.35 18.05 22,201.50 0.2 (485.85) 0.00 2.7

CONTINENTAL AG SPONS ADRTICKER: CTTAY, ASSET IDENTIFIER:210771200

230.000 38.23 8,791.75 38.50 8,855.00 0.1 63.25 0.00 1.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

FIAT CHRYSLER AUTOMOBILES NVTICKER: FCAU, ASSET IDENTIFIER:N31738102

4,170.000 6.31 26,293.52 9.12 38,030.40 0.4 11,736.88 0.00 0.0

FORD MOTOR COMPANYTICKER: F, ASSET IDENTIFIER: 345370860

739.000 11.80 8,720.20 12.13 8,964.07 0.1 243.87 0.00 5.0

FUJI HEAVY INDUSTRIES LTD UNSP ADRTICKER: FUJHY, ASSET IDENTIFIER:359556206

960.000 19.17 18,404.40 20.30 19,488.00 0.2 1,083.60 0.00 2.7

GENERAL MOTORS CORPTICKER: GM, ASSET IDENTIFIER:37045V100

3,683.000 31.31 115,304.79 34.84 128,315.72 1.4 13,010.93 0.00 4.4

HONDA MOTOR LTD SPONS ADRTICKER: HMC, ASSET IDENTIFIER:438128308

722.000 29.59 21,366.29 29.19 21,075.18 0.2 (291.11) 0.00 2.5

MAGNA INTERNATIONAL INC-CL ATICKER: MGA, ASSET IDENTIFIER:559222401

1,044.000 40.12 41,886.01 43.40 45,309.60 0.5 3,423.59 0.00 2.3

MICHELIN (CGDE) UNSPON ADRTICKER: MGDDY, ASSET IDENTIFIER:59410T106

1,340.000 21.20 28,411.08 22.21 29,761.40 0.3 1,350.32 0.00 2.2

NISSAN MOTOR CO LTD ADRTICKER: NSANY, ASSET IDENTIFIER:654744408

2,316.000 19.22 44,501.94 20.00 46,320.00 0.5 1,818.06 0.00 3.4

TOTAL AUTOMOBILES & PARTS 356,865.94 390,834.13 4.2 33,968.19 0.00 3.0

BEVERAGES

Custody Holdings

ANHEUSER BUSCH INBEV SPN ADRTICKER: BUD, ASSET IDENTIFIER:03524A108

129.000 128.36 16,558.72 105.44 13,601.76 0.1 (2,956.96) 0.00 3.0

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

COCA COLA AMATIL LTD SPONS ADRTICKER: CCLAY, ASSET IDENTIFIER:191085208

1,314.000 7.68 10,091.52 7.24 9,513.36 0.1 (578.16) 0.00 4.2

COCA COLA FEMSA SA SP ADRTICKER: KOF, ASSET IDENTIFIER:191241108

150.000 81.25 12,186.95 63.54 9,531.00 0.1 (2,655.95) 0.00 2.8

DIAGEO PLC SPONSORED ADRTICKER: DEO, ASSET IDENTIFIER:25243Q205

83.000 108.35 8,993.05 103.94 8,627.02 0.1 (366.03) 0.00 3.0

TOTAL BEVERAGES 47,830.24 41,273.14 0.4 (6,557.10) 0.00 3.3

FOOD PRODUCERS

Custody Holdings

HERBALIFE LTDTICKER: HLF, ASSET IDENTIFIER:G4412G101

143.000 62.57 8,946.94 48.14 6,884.02 0.1 (2,062.92) 0.00 0.0

INGREDION INCTICKER: INGR, ASSET IDENTIFIER:457187102

242.000 134.98 32,666.15 124.96 30,240.32 0.3 (2,425.83) 121.00 1.6

LANCASTER COLONY CORPTICKER: LANC, ASSET IDENTIFIER:513847103

161.000 134.99 21,734.00 141.39 22,763.79 0.2 1,029.79 0.00 1.6

NESTLE NAM SPON ADRTICKER: NSRGY, ASSET IDENTIFIER:641069406

614.000 78.40 48,139.43 71.74 44,048.36 0.5 (4,091.07) 0.00 2.7

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

ORKLA ASA SPON ADRTICKER: ORKLY, ASSET IDENTIFIER:686331109

1,666.000 9.74 16,218.51 9.02 15,027.32 0.2 (1,191.19) 0.00 2.6

TYSON FOODS INC CL ATICKER: TSN, ASSET IDENTIFIER:902494103

662.000 71.78 47,521.01 61.68 40,832.16 0.4 (6,688.85) 0.00 1.5

UNILEVER NV NY SHRSTICKER: UN, ASSET IDENTIFIER:904784709

2,050.000 43.19 88,540.94 41.06 84,173.00 0.9 (4,367.94) 0.00 2.9

TOTAL FOOD PRODUCERS 263,766.98 243,968.97 2.6 (19,798.01) 121.00 2.2

HOUSEHOLD GOODS & HOME CONSTRUCTION

Custody Holdings

HERMAN MILLER INCTICKER: MLHR, ASSET IDENTIFIER:600544100

441.000 27.43 12,096.01 34.20 15,082.20 0.2 2,986.19 74.97 2.0

KB HOMETICKER: KBH, ASSET IDENTIFIER:48666K109

1,289.000 16.06 20,696.83 15.81 20,379.09 0.2 (317.74) 0.00 0.6

PROCTER & GAMBLE COTICKER: PG, ASSET IDENTIFIER:742718109

134.000 87.58 11,736.06 84.08 11,266.72 0.1 (469.34) 0.00 3.2

TUPPERWARE BRANDS CORPTICKER: TUP, ASSET IDENTIFIER:899896104

661.000 64.72 42,781.51 52.62 34,781.82 0.4 (7,999.69) 449.48 5.2

TOTAL HOUSEHOLD GOODS & HOME CONSTRUCTION 87,310.41 81,509.83 0.9 (5,800.58) 524.45 3.2

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

LEISURE GOODS

Custody Holdings

ACTIVISION BLIZZARD INCTICKER: ATVI, ASSET IDENTIFIER:00507V109

215.000 44.37 9,538.54 36.11 7,763.65 0.1 (1,774.89) 0.00 0.7

THOR INDUSTRIES INCTICKER: THO, ASSET IDENTIFIER:885160101

298.000 81.87 24,397.20 100.05 29,814.90 0.3 5,417.70 98.34 1.3

TOTAL LEISURE GOODS 33,935.74 37,578.55 0.4 3,642.81 98.34 1.2

PERSONAL GOODS

Custody Holdings

ADIDAS AGTICKER: ADDYY, ASSET IDENTIFIER:00687A107

918.000 86.70 79,590.60 78.55 72,108.90 0.8 (7,481.70) 0.00 0.8

KAO CORP-SPONSORED ADRTICKER: KCRPY, ASSET IDENTIFIER:485537302

277.000 53.94 14,941.38 47.38 13,124.26 0.1 (1,817.12) 0.00 1.4

NU SKIN ENTERPRISES INCTICKER: NUS, ASSET IDENTIFIER:67018T105

402.000 63.93 25,699.86 47.78 19,207.56 0.2 (6,492.30) 0.00 3.0

TOTAL PERSONAL GOODS 120,231.84 104,440.72 1.1 (15,791.12) 0.00 1.3

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

TOBACCO

Custody Holdings

BRITISH AMERICAN TOBACCO PLC SPONADRTICKER: BTI, ASSET IDENTIFIER:110448107

437.000 118.75 51,895.37 112.67 49,236.79 0.5 (2,658.58) 0.00 3.9

PHILIP MORRIS INTERNATIONAL INCTICKER: PM, ASSET IDENTIFIER:718172109

654.000 96.40 63,046.58 91.49 59,834.46 0.6 (3,212.12) 680.16 4.6

TOTAL TOBACCO 114,941.95 109,071.25 1.2 (5,870.70) 680.16 4.2

HEALTH CARE EQUIPMENT & SERVICES

Custody Holdings

AETNA INCTICKER: AET, ASSET IDENTIFIER:00817Y108

348.000 111.65 38,854.69 124.01 43,155.48 0.5 4,300.79 0.00 0.8

ALIGN TECHNOLOGY INCTICKER: ALGN, ASSET IDENTIFIER:016255101

98.000 90.59 8,877.82 96.13 9,420.74 0.1 542.92 0.00 0.0

ANTHEM INCTICKER: ANTM, ASSET IDENTIFIER:036752103

574.000 123.46 70,865.24 143.77 82,523.98 0.9 11,658.74 0.00 1.8

BAXTER INTERNATIONAL INCTICKER: BAX, ASSET IDENTIFIER:071813109

1,145.000 47.97 54,922.67 44.34 50,769.30 0.5 (4,153.37) 148.85 1.2

HCA HOLDINGS INCTICKER: HCA, ASSET IDENTIFIER:40412C101

164.000 82.13 13,469.32 74.02 12,139.28 0.1 (1,330.04) 0.00 0.0

IDEXX LABORATORIES INCTICKER: IDXX, ASSET IDENTIFIER:45168D104

158.000 112.63 17,795.54 117.27 18,528.66 0.2 733.12 0.00 0.0

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

QUEST DIAGNOSTICS INCTICKER: DGX, ASSET IDENTIFIER:74834L100

112.000 84.15 9,424.92 91.90 10,292.80 0.1 867.88 0.00 2.0

SMITH & NEPHEW PLC SPONSORED ADRTICKER: SNN, ASSET IDENTIFIER:83175M205

296.000 30.86 9,134.56 30.08 8,903.68 0.1 (230.88) 0.00 2.0

SONIC HEALTHCARE LIMITED UNSP ADRTICKER: SKHCY, ASSET IDENTIFIER:83546A104

567.000 16.75 9,497.25 15.36 8,709.12 0.1 (788.13) 0.00 2.9

UNITEDHEALTH GROUP INCTICKER: UNH, ASSET IDENTIFIER:91324P102

930.000 143.63 133,573.76 160.04 148,837.20 1.6 15,263.44 0.00 1.6

UNIVERSAL HLTH SVCS INC CL BTICKER: UHS, ASSET IDENTIFIER:913903100

84.000 125.97 10,581.48 106.38 8,935.92 0.1 (1,645.56) 0.00 0.4

TOTAL HEALTH CARE EQUIPMENT & SERVICES 376,997.25 402,216.16 4.3 25,218.91 148.85 1.4

PHARMACEUTICALS & BIOTECHNOLOGY

Custody Holdings

ABBVIE INCTICKER: ABBV, ASSET IDENTIFIER:00287Y109

303.000 61.48 18,627.44 62.62 18,973.86 0.2 346.42 0.00 4.1

AMGEN INCTICKER: AMGN, ASSET IDENTIFIER:031162100

241.000 163.07 39,299.87 146.21 35,236.61 0.4 (4,063.26) 0.00 3.2

ASTELLAS PHARMA INC UNSPONSOREDADRTICKER: ALPMY, ASSET IDENTIFIER:04623U102

2,038.000 15.45 31,492.12 13.86 28,246.68 0.3 (3,245.44) 0.00 1.6

ASTRAZENECA PLC ADRTICKER: AZN, ASSET IDENTIFIER:046353108

584.000 31.37 18,318.56 27.32 15,954.88 0.2 (2,363.68) 0.00 5.0

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

BIOGEN INCTICKER: BIIB, ASSET IDENTIFIER:09062X103

67.000 294.96 19,762.32 283.58 18,999.86 0.2 (762.46) 0.00 0.0

CSL LIMITED SPONSORED ADRTICKER: CSLLY, ASSET IDENTIFIER:12637N204

400.000 40.64 16,254.00 36.27 14,508.00 0.2 (1,746.00) 0.00 1.6

GILEAD SCIENCES INCTICKER: GILD, ASSET IDENTIFIER:375558103

553.000 73.54 40,667.29 71.61 39,600.33 0.4 (1,066.96) 0.00 2.6

JOHNSON & JOHNSONTICKER: JNJ, ASSET IDENTIFIER:478160104

903.000 115.37 104,175.14 115.21 104,034.63 1.1 (140.51) 0.00 2.8

MALLINCKRODT PLCTICKER: MNK, ASSET IDENTIFIER:G5785G107

135.000 63.86 8,620.45 49.82 6,725.70 0.1 (1,894.75) 0.00 0.0

MERCK & CO INCTICKER: MRK, ASSET IDENTIFIER:58933Y105

432.000 62.15 26,847.33 58.87 25,431.84 0.3 (1,415.49) 203.04 3.2

NOVARTIS AG NAMEN SPON ADRTICKER: NVS, ASSET IDENTIFIER:66987V109

292.000 76.21 22,253.32 72.84 21,269.28 0.2 (984.04) 0.00 3.2

NOVO NORDISK A/S CL B ADRTICKER: NVO, ASSET IDENTIFIER:670100205

956.000 40.64 38,852.13 35.86 34,282.16 0.4 (4,569.97) 0.00 2.9

OTSUKA HOLDINGS KK LTD ADRTICKER: OTSKY, ASSET IDENTIFIER:689164101

932.000 23.42 21,827.88 21.92 20,429.44 0.2 (1,398.44) 0.00 1.5

PFIZER INCTICKER: PFE, ASSET IDENTIFIER:717081103

1,354.000 32.83 44,445.32 32.48 43,977.92 0.5 (467.40) 0.00 3.9

ROCHE HLDG LTD-SPONSORED ADRTICKER: RHHBY, ASSET IDENTIFIER:771195104

1,832.000 33.47 61,312.07 28.53 52,266.96 0.6 (9,045.11) 0.00 2.9

.

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Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

SANOFI-AVENTIS ADRTICKER: SNY, ASSET IDENTIFIER:80105N105

244.000 37.94 9,256.31 40.44 9,867.36 0.1 611.05 0.00 2.8

SHIRE PLC ADRTICKER: SHPG, ASSET IDENTIFIER:82481R106

110.000 191.09 21,019.90 170.38 18,741.80 0.2 (2,278.10) 0.00 0.5

UNITED THERAPEUTICS CORPTICKER: UTHR, ASSET IDENTIFIER:91307C102

412.000 117.22 48,296.00 143.43 59,093.16 0.6 10,797.16 0.00 0.0

TOTAL PHARMACEUTICALS & BIOTECHNOLOGY 591,327.45 567,640.47 6.1 (23,686.98) 203.04 2.4

FOOD & DRUG RETAILERS

Custody Holdings

CASEY'S GENERAL STORES INCTICKER: CASY, ASSET IDENTIFIER:147528103

77.000 116.31 8,955.87 118.88 9,153.76 0.1 197.89 0.00 0.8

CENCOSUD SA ADRTICKER: CNCO, ASSET IDENTIFIER:15132H101

2,642.000 9.32 24,625.55 8.40 22,192.80 0.2 (2,432.75) 0.00 1.0

J SAINSBURY PLC SPONSORED ADRTICKER: JSAIY, ASSET IDENTIFIER:466249208

1,074.000 11.66 12,522.84 12.21 13,115.69 0.1 592.85 192.89 4.6

SHOPRITE HOLDINGS LIMITED SPN ADRTICKER: SRGHY, ASSET IDENTIFIER:82510E209

1,553.000 13.99 21,726.47 12.44 19,324.29 0.2 (2,402.18) 0.00 1.8

TOTAL FOOD & DRUG RETAILERS 67,830.73 63,786.54 0.7 (4,044.19) 192.89 2.0

GENERAL RETAILERS

Custody Holdings

AARONS INCTICKER: AAN, ASSET IDENTIFIER:002535300

857.000 23.42 20,074.45 31.99 27,415.43 0.3 7,340.98 23.57 0.3

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Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

AMAZON.COM INCTICKER: AMZN, ASSET IDENTIFIER:023135106

61.000 821.76 50,127.36 749.87 45,742.07 0.5 (4,385.29) 0.00 0.0

AMERICAN EAGLE OUTFITTERS INCTICKER: AEO, ASSET IDENTIFIER:02553E106

1,895.000 17.19 32,580.55 15.17 28,747.15 0.3 (3,833.40) 0.00 3.3

ASCENA RETAIL GROUP INCTICKER: ASNA, ASSET IDENTIFIER:04351G101

1,726.000 5.07 8,749.27 6.19 10,683.94 0.1 1,934.67 0.00 0.0

BEST BUY INCTICKER: BBY, ASSET IDENTIFIER:086516101

223.000 39.49 8,805.78 42.67 9,515.41 0.1 709.63 0.00 2.6

BIG LOTS INCTICKER: BIG, ASSET IDENTIFIER:089302103

270.000 44.81 12,097.70 50.21 13,556.70 0.1 1,459.00 0.00 1.7

BURLINGTON STORES INCTICKER: BURL, ASSET IDENTIFIER:122017106

216.000 77.10 16,652.93 84.75 18,306.00 0.2 1,653.07 0.00 0.0

DEVRY EDUCATION GROUP INCTICKER: DV, ASSET IDENTIFIER:251893103

392.000 22.43 8,793.15 31.20 12,230.40 0.1 3,437.25 0.00 1.2

DICKS SPORTING GOODS INCTICKER: DKS, ASSET IDENTIFIER:253393102

360.000 55.94 20,138.40 53.10 19,116.00 0.2 (1,022.40) 0.00 1.1

EBAY INCTICKER: EBAY, ASSET IDENTIFIER:278642103

538.000 31.82 17,118.68 29.69 15,973.22 0.2 (1,145.46) 0.00 0.0

FOOT LOCKER INCTICKER: FL, ASSET IDENTIFIER:344849104

246.000 68.23 16,785.05 70.89 17,438.94 0.2 653.89 0.00 1.6

GAMESTOP CORP CL ATICKER: GME, ASSET IDENTIFIER:36467W109

1,522.000 24.85 37,817.13 25.26 38,445.72 0.4 628.59 0.00 5.9

.

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Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

KINGFISHER PLC SPONSORED ADRTICKER: KGFHY, ASSET IDENTIFIER:495724403

3,768.000 9.05 34,081.56 8.55 32,216.40 0.3 (1,865.16) 0.00 2.9

KOHLS CORPTICKER: KSS, ASSET IDENTIFIER:500255104

439.000 43.01 18,881.79 49.38 21,677.82 0.2 2,796.03 0.00 4.1

NEW ORIENTAL ED & TECH GROUP-SPADRTICKER: EDU, ASSET IDENTIFIER:647581107

282.000 47.45 13,380.08 42.10 11,872.20 0.1 (1,507.88) 0.00 0.0

ROSS STORES INCTICKER: ROST, ASSET IDENTIFIER:778296103

519.000 63.82 33,124.76 65.60 34,046.40 0.4 921.64 0.00 0.8

STAPLES INCTICKER: SPLS, ASSET IDENTIFIER:855030102

1,363.000 7.52 10,248.40 9.05 12,335.15 0.1 2,086.75 163.56 5.3

THE MICHAELS COS INCTICKER: MIK, ASSET IDENTIFIER:59408Q106

1,095.000 23.66 25,902.66 20.45 22,392.75 0.2 (3,509.91) 0.00 0.0

WAL MART DE MEXICO, S.A.B. DE C.V.TICKER: WMMVY, ASSET IDENTIFIER:93114W107

559.000 22.41 12,524.40 17.87 9,989.33 0.1 (2,535.07) 0.00 1.6

WAL-MART STORES INCTICKER: WMT, ASSET IDENTIFIER:931142103

1,368.000 77.13 105,509.94 69.12 94,556.16 1.0 (10,953.78) 684.00 2.9

TOTAL GENERAL RETAILERS 503,394.04 496,257.19 5.3 (7,136.85) 871.13 2.0

MEDIA

Custody Holdings

COMCAST CORP CL A (NEW)TICKER: CMCSA, ASSET IDENTIFIER:20030N101

135.000 65.22 8,804.70 69.05 9,321.75 0.1 517.05 37.13 1.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

DOLBY LABORATORIES INC-CL ATICKER: DLB, ASSET IDENTIFIER:25659T107

405.000 51.52 20,865.64 45.19 18,301.95 0.2 (2,563.69) 0.00 1.2

LIONS GATE ENTERTAINMENTCORPORATION CL BTICKER: LGF B, ASSET IDENTIFIER:535919500

400.000 26.26 10,502.00 24.54 9,816.00 0.1 (686.00) 0.00 0.0

NEWS CORPORATION CLASS ATICKER: NWSA, ASSET IDENTIFIER:65249B109

2,580.000 13.62 35,144.50 11.46 29,566.80 0.3 (5,577.70) 0.00 1.8

SHAW COMMUNICATIONS INC BTICKER: SJR, ASSET IDENTIFIER:82028K200

996.000 23.21 23,121.73 20.06 19,979.76 0.2 (3,141.97) 0.00 4.4

WOLTERS KLUWER N V ADRTICKER: WTKWY, ASSET IDENTIFIER:977874205

649.000 39.86 25,865.90 36.30 23,558.70 0.3 (2,307.20) 0.00 2.0

WPP PLC ADRTICKER: WPPGY, ASSET IDENTIFIER:92937A102

672.000 111.21 74,731.51 110.66 74,363.52 0.8 (367.99) 0.00 3.0

TOTAL MEDIA 199,035.98 184,908.48 2.0 (14,127.50) 37.13 2.4

TRAVEL & LEISURE

Custody Holdings

CARNIVAL CORP COMMON PAIREDSTOCKTICKER: CCL, ASSET IDENTIFIER:143658300

420.000 46.65 19,593.00 52.06 21,865.20 0.2 2,272.20 0.00 2.7

CARNIVAL PLC ADRTICKER: CUK, ASSET IDENTIFIER:14365C103

3,162.000 46.70 147,665.08 51.19 161,862.78 1.7 14,197.70 0.00 2.7

COMPASS GROUP PLC ADRTICKER: CMPGY, ASSET IDENTIFIER:20449X302

1,197.000 18.29 21,893.13 18.68 22,359.96 0.2 466.83 0.00 2.0

.

000222 14/27

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

DOMINO S PIZZA INCTICKER: DPZ, ASSET IDENTIFIER:25754A201

246.000 162.29 39,923.22 159.24 39,173.04 0.4 (750.18) 0.00 1.0

INTERCONTINENTAL HOTELS GROUPPLC ADRTICKER: IHG, ASSET IDENTIFIER:45857P608

1,230.000 40.35 49,635.54 44.33 54,525.90 0.6 4,890.36 0.00 2.2

JACK IN THE BOX INCTICKER: JACK, ASSET IDENTIFIER:466367109

92.000 97.68 8,986.56 111.64 10,270.88 0.1 1,284.32 0.00 1.4

TEXAS ROADHOUSE INC CL ATICKER: TXRH, ASSET IDENTIFIER:882681109

231.000 38.58 8,911.98 48.24 11,143.44 0.1 2,231.46 0.00 1.6

YUM BRANDS INCTICKER: YUM, ASSET IDENTIFIER:988498101

647.000 61.98 40,101.78 63.33 40,974.51 0.4 872.73 0.00 1.9

YUM CHINA HOLDINGS INCTICKER: YUMC, ASSET IDENTIFIER:98850P109

647.000 24.55 15,881.12 26.12 16,899.64 0.2 1,018.52 0.00 0.0

TOTAL TRAVEL & LEISURE 352,591.41 379,075.35 4.1 26,483.94 0.00 2.1

FIXED LINE TELECOMMUNICATIONS

Custody Holdings

AT&T, INC.TICKER: T, ASSET IDENTIFIER: 00206R102

2,159.000 39.37 84,989.04 42.53 91,822.27 1.0 6,833.23 0.00 4.6

BCE INCTICKER: BCE, ASSET IDENTIFIER:05534B760

1,379.000 46.16 63,659.60 43.24 59,627.96 0.6 (4,031.64) 941.17 4.7

CENTURYTEL INCTICKER: CTL, ASSET IDENTIFIER:156700106

701.000 27.89 19,548.65 23.78 16,669.78 0.2 (2,878.87) 0.00 9.1

CHINA TELECOM CORP LTD ADRTICKER: CHA, ASSET IDENTIFIER:169426103

716.000 52.62 37,677.64 46.13 33,029.08 0.4 (4,648.56) 0.00 2.4

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

KT CORPORATION SPONSORED ADRTICKER: KT, ASSET IDENTIFIER:48268K101

555.000 16.00 8,880.00 14.09 7,819.95 0.1 (1,060.05) 0.00 1.2

NIPPON TELEG & TEL CORPSPONSORED ADRTICKER: NTT, ASSET IDENTIFIER:654624105

2,032.000 45.20 91,847.62 42.07 85,486.24 0.9 (6,361.38) 0.00 2.3

TELEFONICA BRASIL ADRTICKER: VIV, ASSET IDENTIFIER:87936R106

1,925.000 13.91 26,778.68 13.38 25,756.50 0.3 (1,022.18) 0.00 3.9

TELEKOMUNIK INDONESIA-SP ADRTICKER: TLK, ASSET IDENTIFIER:715684106

1,948.000 32.44 63,185.33 29.16 56,803.68 0.6 (6,381.65) 279.94 2.0

TELSTRA CORP LTD ADRTICKER: TLSYY, ASSET IDENTIFIER:87969N204

2,432.000 19.32 46,974.08 18.26 44,408.32 0.5 (2,565.76) 0.00 6.3

TOTAL FIXED LINE TELECOMMUNICATIONS 443,540.64 421,423.78 4.5 (22,116.86) 1,221.11 3.9

MOBILE TELECOMMUNICATIONS

Custody Holdings

CHINA MOBILE LTD ADRTICKER: CHL, ASSET IDENTIFIER:16941M109

1,453.000 60.24 87,532.21 52.43 76,180.79 0.8 (11,351.42) 0.00 3.0

KDDI CORP UNSPONSORED ADRTICKER: KDDIY, ASSET IDENTIFIER:48667L106

1,654.000 14.71 24,322.07 12.65 20,923.10 0.2 (3,398.97) 0.00 1.9

NTT DOCOMO INC SPONSORED ADRTICKER: DCM, ASSET IDENTIFIER:62942M201

1,484.000 24.70 36,649.61 22.75 33,761.00 0.4 (2,888.61) 0.00 2.7

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

ROGERS COMMUNICATIONS INC-BTICKER: RCI, ASSET IDENTIFIER:775109200

896.000 41.62 37,290.53 38.58 34,567.68 0.4 (2,722.85) 320.03 3.8

SK TELECOM CO LTD ADRTICKER: SKM, ASSET IDENTIFIER:78440P108

595.000 22.32 13,279.92 20.90 12,435.50 0.1 (844.42) 0.00 3.4

TELEPHONE AND DATA SYSTEMSTICKER: TDS, ASSET IDENTIFIER:879433829

379.000 27.04 10,247.17 28.87 10,941.73 0.1 694.56 0.00 2.1

TOTAL MOBILE TELECOMMUNICATIONS 209,321.51 188,809.80 2.0 (20,511.71) 320.03 2.9

ELECTRICITY

Custody Holdings

CEMIG SA ADRTICKER: CIG, ASSET IDENTIFIER:204409601

3,194.000 2.80 8,927.23 2.28 7,282.32 0.1 (1,644.91) 0.00 3.4

CIA PARANAENSE DE ENERGIA PNB ADRTICKER: ELP, ASSET IDENTIFIER:20441B407

6,059.000 11.70 70,918.78 8.48 51,380.32 0.6 (19,538.46) 0.00 1.6

CONSOLIDATED EDISON INCTICKER: ED, ASSET IDENTIFIER:209115104

614.000 73.31 45,012.34 73.68 45,239.52 0.5 227.18 0.00 3.6

ENEL SPA UNSPON ADRTICKER: ENLAY, ASSET IDENTIFIER:29265W207

2,169.000 4.26 9,238.31 4.37 9,478.53 0.1 240.22 0.00 2.4

EXELON CORPORATIONTICKER: EXC, ASSET IDENTIFIER:30161N101

1,248.000 33.14 41,361.72 35.49 44,291.52 0.5 2,929.80 0.00 3.6

IBERDROLA S A ADRTICKER: IBDRY, ASSET IDENTIFIER:450737101

1,011.000 26.74 27,029.09 26.23 26,518.53 0.3 (510.56) 0.00 3.7

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

KOREA ELEC PWR CORP ADRTICKER: KEP, ASSET IDENTIFIER:500631106

5,205.000 23.39 121,752.24 18.48 96,188.40 1.0 (25,563.84) 0.00 7.3

PINNACLE WEST CAPITAL CORPTICKER: PNW, ASSET IDENTIFIER:723484101

171.000 75.18 12,855.78 78.03 13,343.13 0.1 487.35 0.00 3.4

WESTAR ENERGY INCTICKER: WR, ASSET IDENTIFIER:95709T100

153.000 57.42 8,785.80 56.35 8,621.55 0.1 (164.25) 58.14 2.7

TOTAL ELECTRICITY 345,881.29 302,343.82 3.2 (43,537.47) 58.14 4.3

GAS, WATER, & MULTIUTILITIES

Custody Holdings

AVANGRID INCTICKER: AGR, ASSET IDENTIFIER:05351W103

617.000 40.59 25,046.25 37.88 23,371.96 0.3 (1,674.29) 266.54 4.6

CIA SANEAMENTO BASICO DE-ADRTICKER: SBS, ASSET IDENTIFIER:20441A102

1,851.000 9.85 18,240.86 8.68 16,066.68 0.2 (2,174.18) 0.00 0.0

DUKE ENERGY CORPTICKER: DUK, ASSET IDENTIFIER:26441C204

113.000 77.90 8,802.84 77.62 8,771.06 0.1 (31.78) 0.00 4.4

SOUTHWEST GAS HOLDINGS INCTICKER: SWX, ASSET IDENTIFIER:844895102

389.000 69.14 26,893.55 76.62 29,805.18 0.3 2,911.63 0.00 2.4

TOTAL GAS, WATER, & MULTIUTILITIES 78,983.50 78,014.88 0.8 (968.62) 266.54 2.8

BANKS

Custody Holdings

AUSTRALIA AND NEW ZEALANDBANKING GROUP LTD SPON ADRTICKER: ANZBY, ASSET IDENTIFIER:052528304

695.000 21.34 14,827.83 21.84 15,178.80 0.2 350.97 0.00 5.3

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

BANCO DO BRASIL SA SPON ADRTICKER: BDORY, ASSET IDENTIFIER:059578104

1,046.000 8.78 9,183.88 8.32 8,702.72 0.1 (481.16) 0.00 2.0

BANCOLOMBIA S.A. SPONS ADRTICKER: CIB, ASSET IDENTIFIER:05968L102

544.000 38.65 21,023.53 36.68 19,953.92 0.2 (1,069.61) 0.00 3.2

BANK OF AMERICA CORPTICKER: BAC, ASSET IDENTIFIER:060505104

3,203.000 16.25 52,034.34 22.10 70,786.30 0.8 18,751.96 0.00 1.4

BANK OF CHINA UNSPN ADRTICKER: BACHY, ASSET IDENTIFIER:06426M104

898.000 11.25 10,102.50 11.02 9,895.96 0.1 (206.54) 0.00 5.0

BANK OF NOVA SCOTIATICKER: BNS, ASSET IDENTIFIER:064149107

823.000 53.94 44,392.37 55.68 45,824.64 0.5 1,432.27 0.00 4.0

BNP PARIBAS ADRTICKER: BNPQY, ASSET IDENTIFIER:05565A202

2,432.000 27.15 66,026.78 31.85 77,459.20 0.8 11,432.42 0.00 3.5

BOC HONK KONG ADRTICKER: BHKLY, ASSET IDENTIFIER:096813209

313.000 67.87 21,241.75 71.55 22,393.59 0.2 1,151.84 0.00 6.9

CBOE HOLDINGS INCTICKER: CBOE, ASSET IDENTIFIER:12503M108

136.000 65.15 8,860.40 73.89 10,049.04 0.1 1,188.64 0.00 1.4

CHINA CONSTRUCTION BANK CORP ADRTICKER: CICHY, ASSET IDENTIFIER:168919108

1,390.000 16.30 22,650.49 15.17 21,086.30 0.2 (1,564.19) 0.00 4.6

CITIGROUP INCTICKER: C, ASSET IDENTIFIER: 172967424

1,832.000 49.05 89,855.02 59.43 108,875.76 1.2 19,020.74 0.00 1.1

CITIZENS FINANCIAL GROUP INCTICKER: CFG, ASSET IDENTIFIER:174610105

601.000 24.87 14,943.87 35.63 21,413.63 0.2 6,469.76 0.00 1.4

FIFTH THIRD BANCORPTICKER: FITB, ASSET IDENTIFIER:316773100

1,151.000 19.87 22,864.62 26.97 31,042.47 0.3 8,177.85 161.14 2.1

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

HSBC HOLDINGS PLC ADR SPON NEWTICKER: HSBC, ASSET IDENTIFIER:404280406

1,402.000 38.48 53,955.55 40.18 56,332.36 0.6 2,376.81 0.00 6.4

IND & COMM BK OF UNSPON ADRTICKER: IDCBY, ASSET IDENTIFIER:455807107

1,404.000 14.25 20,002.95 11.84 16,623.36 0.2 (3,379.59) 0.00 5.0

JPMORGAN CHASE & COTICKER: JPM, ASSET IDENTIFIER:46625H100

705.000 67.77 47,777.85 86.29 60,834.45 0.7 13,056.60 0.00 2.2

KB FINANCIAL GROUP INC ADRTICKER: KB, ASSET IDENTIFIER:48241A105

1,958.000 36.02 70,526.18 35.29 69,097.82 0.7 (1,428.36) 0.00 1.9

MITSUBISHI UFJ FINANCIAL GROUPTICKER: MTU, ASSET IDENTIFIER:606822104

12,718.000 4.92 62,594.18 6.16 78,342.88 0.8 15,748.70 0.00 2.4

MIZUHO FINANCIAL GROUP ADRTICKER: MFG, ASSET IDENTIFIER:60687Y109

12,258.000 3.62 44,389.42 3.59 44,006.22 0.5 (383.20) 0.00 3.3

REGIONS FINANCIAL CORP NEWTICKER: RF, ASSET IDENTIFIER:7591EP100

2,282.000 10.16 23,173.71 14.36 32,769.52 0.4 9,595.81 148.33 1.8

SOCIETE GENERALE FRANCE SPONSADRTICKER: SCGLY, ASSET IDENTIFIER:83364L109

9,230.000 7.57 69,871.93 9.82 90,638.60 1.0 20,766.67 0.00 3.6

SUMITOMO MITSUI FINANCIAL GROUPINC SPONSORED ADRTICKER: SMFG, ASSET IDENTIFIER:86562M209

13,205.000 6.52 86,149.42 7.64 100,886.20 1.1 14,736.78 0.00 3.1

SUNTRUST BANKS INCTICKER: STI, ASSET IDENTIFIER:867914103

196.000 45.38 8,894.48 54.85 10,750.60 0.1 1,856.12 0.00 1.9

TOTAL BANKS 885,343.05 1,022,944.34 11.0 137,601.29 309.47 2.9

.

000222 17/27

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

NONLIFE INSURANCE

Custody Holdings

AMERICAN NATIONAL INSURANCETICKER: ANAT, ASSET IDENTIFIER:028591105

243.000 121.26 29,466.35 124.61 30,280.23 0.3 813.88 0.00 2.6

ASSURED GUARANTY LTDASSET IDENTIFIER: G0585R106

1,806.000 29.59 53,438.46 37.77 68,212.62 0.7 14,774.16 0.00 1.4

AXA SA SPONSORED ADRTICKER: AXAHY, ASSET IDENTIFIER:054536107

1,364.000 22.83 31,134.04 25.20 34,372.80 0.4 3,238.76 0.00 4.0

EVEREST RE GROUP LTDTICKER: RE, ASSET IDENTIFIER:G3223R108

153.000 196.02 29,990.59 216.40 33,109.20 0.4 3,118.61 0.00 2.3

FIRST AMERICAN FINANCIAL CORPTICKER: FAF, ASSET IDENTIFIER:31847R102

217.000 40.63 8,817.71 36.63 7,948.71 0.1 (869.00) 0.00 3.7

MUENCHENER RUECKVERSICHERUNGSGESELLSCHAFT AG UNSPON ADRTICKER: MURGY, ASSET IDENTIFIER:626188106

2,350.000 19.11 44,896.75 18.83 44,250.50 0.5 (646.25) 0.00 3.4

REINSURANCE GROUP OF AMERICATICKER: RGA, ASSET IDENTIFIER:759351604

222.000 110.64 24,562.64 125.83 27,934.26 0.3 3,371.62 0.00 1.3

SWISS RE LTD SPN ADRTICKER: SSREY, ASSET IDENTIFIER:870886108

1,488.000 22.59 33,613.92 23.76 35,354.88 0.4 1,740.96 0.00 4.1

THE TRAVELERS COMPANIES INCTICKER: TRV, ASSET IDENTIFIER:89417E109

76.000 115.34 8,765.84 122.42 9,303.92 0.1 538.08 0.00 2.2

VALIDUS HOLDINGS LTDTICKER: VR, ASSET IDENTIFIER:G9319H102

170.000 51.69 8,787.30 55.01 9,351.70 0.1 564.40 0.00 2.5

TOTAL NONLIFE INSURANCE 273,473.60 300,118.82 3.2 26,645.22 0.00 2.6

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

LIFE INSURANCE

Custody Holdings

AFLAC INCTICKER: AFL, ASSET IDENTIFIER:001055102

137.000 70.69 9,684.53 69.60 9,535.20 0.1 (149.33) 0.00 2.5

GENWORTH FINANCIAL INC ATICKER: GNW, ASSET IDENTIFIER:37247D106

1,753.000 5.11 8,954.85 3.81 6,678.93 0.1 (2,275.92) 0.00 0.0

METLIFE INCTICKER: MET, ASSET IDENTIFIER:59156R108

379.000 46.96 17,797.84 53.89 20,424.31 0.2 2,626.47 0.00 3.0

UNUM GROUPTICKER: UNM, ASSET IDENTIFIER:91529Y106

724.000 36.67 26,546.55 43.93 31,805.32 0.3 5,258.77 0.00 1.8

VOYA FINL INCTICKER: VOYA, ASSET IDENTIFIER:929089100

515.000 30.25 15,579.73 39.22 20,198.30 0.2 4,618.57 0.00 0.1

TOTAL LIFE INSURANCE 78,563.50 88,642.06 0.9 10,078.56 0.00 1.6

REAL ESTATE INVESTMENT & SERVICES

Custody Holdings

CK HUTCHISON HOLDINGS LIMITEDUNSP ADRTICKER: CKHUY, ASSET IDENTIFIER:12562Y100

1,553.000 13.02 20,216.48 11.35 17,626.55 0.2 (2,589.93) 0.00 2.6

JONES LANG LASALLE INCTICKER: JLL, ASSET IDENTIFIER:48020Q107

87.000 101.34 8,816.58 101.04 8,790.48 0.1 (26.10) 0.00 0.7

TOTAL REAL ESTATE INVESTMENT & SERVICES 29,033.06 26,417.03 0.3 (2,616.03) 0.00 1.9

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

REAL ESTATE INVESTMENT TRUSTS

Custody Holdings

BRITISH LAND CO PLC SPONSORED ADRTICKER: BTLCY, ASSET IDENTIFIER:110828100

2,315.000 7.42 17,165.73 7.94 18,381.10 0.2 1,215.37 0.00 3.5

CHIMERA INVESTMENT CORPORATIONTICKER: CIM, ASSET IDENTIFIER:16934Q208

5,671.000 15.44 87,581.22 17.02 96,520.42 1.0 8,939.20 2,835.50 11.8

EPR PROPERTIES REITTICKER: EPR, ASSET IDENTIFIER:26884U109

148.000 76.03 11,252.82 71.77 10,621.96 0.1 (630.86) 47.36 5.4

MFA FINANCIAL INCTICKER: MFA, ASSET IDENTIFIER:55272X102

9,463.000 7.46 70,562.36 7.63 72,202.69 0.8 1,640.33 1,892.60 10.5

UNIBAIL RODAMCO SE UNSPONSOREDADRTICKER: UNRDY, ASSET IDENTIFIER:904587102

360.000 24.89 8,962.08 23.77 8,557.20 0.1 (404.88) 0.00 3.0

TOTAL REAL ESTATE INVESTMENT TRUSTS 195,524.21 206,283.37 2.2 10,759.16 4,775.46 9.9

FINANCIAL SERVICES

Custody Holdings

AIR LEASE CORPORATIONTICKER: AL, ASSET IDENTIFIER:00912X302

309.000 29.11 8,994.99 34.33 10,607.97 0.1 1,612.98 23.18 0.9

ALLY FINANCIAL INCTICKER: ALLY, ASSET IDENTIFIER:02005N100

800.000 19.38 15,502.00 19.02 15,216.00 0.2 (286.00) 0.00 1.7

CAPITAL ONE FINANCIAL CORPTICKER: COF, ASSET IDENTIFIER:14040H105

1,296.000 71.98 93,288.02 87.24 113,063.04 1.2 19,775.02 0.00 1.8

.

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DescriptionShares/

Par

Average

Cost/

Unit

Total

Cost

Current

Price

Total

Market

Value

% of

Total Net

Assets

Unrealized

Gain/(Loss)

Accrued

Income

Annual

Yield(%)

GOLDMAN SACHS GROUP INCTICKER: GS, ASSET IDENTIFIER:38141G104

81.000 172.98 14,011.38 239.45 19,395.45 0.2 5,384.07 0.00 1.1

MARKETAXESS HOLDINGS INCTICKER: MKTX, ASSET IDENTIFIER:57060D108

194.000 155.06 30,081.27 146.92 28,502.48 0.3 (1,578.79) 0.00 0.7

MORGAN STANLEYTICKER: MS, ASSET IDENTIFIER:617446448

794.000 32.32 25,662.56 42.25 33,546.50 0.4 7,883.94 0.00 1.9

NAVIENT CORPORATIONSTICKER: NAVI, ASSET IDENTIFIER:63938C108

1,748.000 13.55 23,690.29 16.43 28,719.64 0.3 5,029.35 0.00 3.9

ORIX CORP SPONSORED ADRTICKER: IX, ASSET IDENTIFIER:686330101

836.000 70.71 59,110.38 77.83 65,065.88 0.7 5,955.50 0.00 2.4

TOTAL FINANCIAL SERVICES 270,340.89 314,116.96 3.4 43,776.07 23.18 2.0

SOFTWARE & COMPUTER SERVICES

Custody Holdings

ALIBABA GROUP HOLDING LTD SP ADRTICKER: BABA, ASSET IDENTIFIER:01609W102

85.000 104.00 8,840.00 87.81 7,463.85 0.1 (1,376.15) 0.00 0.0

ALPHABET INC CL ATICKER: GOOGL, ASSET IDENTIFIER:02079K305

110.000 827.34 91,007.00 792.45 87,169.50 0.9 (3,837.50) 0.00 0.0

ATOS ORIGIN SA UNSP ADRTICKER: AEXAY, ASSET IDENTIFIER:04962A105

1,335.000 21.13 28,204.75 21.07 28,128.45 0.3 (76.30) 0.00 0.8

BOOZ ALLEN HAMILTON HOLDING CORPTICKER: BAH, ASSET IDENTIFIER:099502106

438.000 30.01 13,144.38 36.07 15,798.66 0.2 2,654.28 0.00 1.7

CA,INCTICKER: CA, ASSET IDENTIFIER:12673P105

1,093.000 32.41 35,429.05 31.77 34,724.61 0.4 (704.44) 0.00 3.2

.

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Income

Annual

Yield(%)

CGI GROUP INC CL ATICKER: GIB, ASSET IDENTIFIER:39945C109

189.000 47.58 8,993.41 48.03 9,077.67 0.1 84.26 0.00 0.0

FACEBOOK INC-ATICKER: FB, ASSET IDENTIFIER:30303M102

146.000 129.19 18,861.24 115.05 16,797.30 0.2 (2,063.94) 0.00 0.0

INTERNATIONAL BUSINESS MACHINESCORPTICKER: IBM, ASSET IDENTIFIER:459200101

286.000 150.28 42,980.08 165.99 47,473.14 0.5 4,493.06 0.00 3.4

INTUIT INCTICKER: INTU, ASSET IDENTIFIER:461202103

318.000 107.78 34,273.40 114.61 36,445.98 0.4 2,172.58 0.00 1.2

MENTOR GRAPHICSTICKER: MENT, ASSET IDENTIFIER:587200106

799.000 28.79 22,999.69 36.89 29,475.11 0.3 6,475.42 43.95 0.6

MICROSOFT CORPTICKER: MSFT, ASSET IDENTIFIER:594918104

1,191.000 57.75 68,780.25 62.14 74,008.74 0.8 5,228.49 0.00 2.5

NETEASE INC ADRTICKER: NTES, ASSET IDENTIFIER:64110W102

156.000 266.07 41,506.92 215.34 33,593.04 0.4 (7,913.88) 0.00 1.4

OPEN TEXT CORPTICKER: OTEX, ASSET IDENTIFIER:683715106

210.000 64.70 13,586.90 61.81 12,980.10 0.1 (606.80) 0.00 1.5

SAP SE SPONSORED ADRTICKER: SAP, ASSET IDENTIFIER:803054204

287.000 87.84 25,209.94 86.43 24,805.41 0.3 (404.53) 0.00 1.1

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Accrued

Income

Annual

Yield(%)

SYMANTEC CORPTICKER: SYMC, ASSET IDENTIFIER:871503108

1,628.000 24.33 39,602.73 23.89 38,892.92 0.4 (709.81) 0.00 1.3

SYNOPSYS INCTICKER: SNPS, ASSET IDENTIFIER:871607107

404.000 60.00 24,240.04 58.86 23,779.44 0.3 (460.60) 0.00 0.0

TENCENT HOLDINGS LIMITED ADRTICKER: TCEHY, ASSET IDENTIFIER:88032Q109

488.000 27.35 13,346.80 24.22 11,819.36 0.1 (1,527.44) 0.00 0.2

TOTAL SOFTWARE & COMPUTER SERVICES 531,006.58 532,433.28 5.7 1,426.70 43.95 1.3

TECHNOLOGY HARDWARE & EQUIPMENT

Custody Holdings

APPLE INCTICKER: AAPL, ASSET IDENTIFIER:037833100

1,134.000 117.96 133,764.60 115.82 131,339.88 1.4 (2,424.72) 0.00 2.0

BROCADE COMMUNICATIONS SYS INCTICKER: BRCD, ASSET IDENTIFIER:111621306

1,480.000 8.79 13,008.76 12.49 18,485.20 0.2 5,476.44 81.40 1.8

CISCO SYSTEMS INCTICKER: CSCO, ASSET IDENTIFIER:17275R102

2,455.000 30.57 75,037.08 30.22 74,190.10 0.8 (846.98) 0.00 3.4

CORNING INC COMTICKER: GLW, ASSET IDENTIFIER:219350105

1,670.000 23.70 39,586.85 24.27 40,530.90 0.4 944.05 0.00 2.2

ERICSSON CL B ADRTICKER: ERIC, ASSET IDENTIFIER:294821608

2,934.000 5.49 16,092.99 5.83 17,105.22 0.2 1,012.23 0.00 5.2

HEWLETT PACKARD ENTERPRISECOMPANYTICKER: HPE, ASSET IDENTIFIER:42824C109

2,055.000 21.51 44,198.12 23.14 47,552.70 0.5 3,354.58 133.58 1.1

.

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Income

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Yield(%)

HP INCTICKER: HPQ, ASSET IDENTIFIER:40434L105

3,681.000 14.41 53,043.21 14.84 54,626.04 0.6 1,582.83 488.47 3.6

INTEL CORPTICKER: INTC, ASSET IDENTIFIER:458140100

2,463.000 37.83 93,180.95 36.27 89,333.01 1.0 (3,847.94) 0.00 2.9

LINEAR TECHNOLOGY CORPTICKER: LLTC, ASSET IDENTIFIER:535678106

216.000 59.26 12,800.16 62.35 13,467.60 0.1 667.44 0.00 2.1

NVIDIA CORPTICKER: NVDA, ASSET IDENTIFIER:67066G104

669.000 66.88 44,740.04 106.74 71,409.06 0.8 26,669.02 0.00 0.5

QUALCOMM INCTICKER: QCOM, ASSET IDENTIFIER:747525103

135.000 65.86 8,890.60 65.20 8,802.00 0.1 (88.60) 0.00 3.3

SPARK NEW ZEALAND LIMITEDSPONSORED ADRTICKER: SPKKY, ASSET IDENTIFIER:84652A102

1,115.000 12.57 14,015.55 11.71 13,056.65 0.1 (958.90) 0.00 5.2

SYNNEX CORPTICKER: SNX, ASSET IDENTIFIER:87162W100

148.000 105.10 15,554.22 121.02 17,910.96 0.2 2,356.74 0.00 0.8

TAIWAN SEMICONDUCTOR SPONS ADRTICKER: TSM, ASSET IDENTIFIER:874039100

2,421.000 30.81 74,589.56 28.75 69,603.75 0.7 (4,985.81) 0.00 2.6

TECH DATA CORPTICKER: TECD, ASSET IDENTIFIER:878237106

175.000 81.20 14,210.75 84.68 14,819.00 0.2 608.25 0.00 0.0

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Yield(%)

TEXAS INSTRUMENTS INCTICKER: TXN, ASSET IDENTIFIER:882508104

673.000 69.46 46,744.56 72.97 49,108.81 0.5 2,364.25 0.00 2.7

UNITED MICROELECTRONICS SPON ADRTICKER: UMC, ASSET IDENTIFIER:910873405

32,829.000 1.89 62,036.96 1.75 57,450.75 0.6 (4,586.21) 0.00 3.6

XEROX CORP COMTICKER: XRX, ASSET IDENTIFIER:984121103

3,800.000 9.75 37,049.62 8.73 33,174.00 0.4 (3,875.62) 294.50 3.6

TOTAL TECHNOLOGY HARDWARE & EQUIPMENT 798,544.58 821,965.63 8.8 23,421.05 997.95 2.5

Total Equity 8,922,626.74 9,160,096.21 98.1 237,469.47 11,617.33 2.6

Total Net Assets 9,102,864.39 9,340,333.86 100.0 237,469.47 11,656.02 2.5

.

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Gain/(Loss)

Accrued

Income

Annual

Yield(%)


Custody Holdings


2,163.000 1.00 2,163.00 1.00 ‡ 2,163.00 9.0 0.00 0.49 0.7


Equity

FOOD PRODUCERS

Custody Holdings

ARCHER DANIELS MIDLAND CO COMTICKER: ADM, ASSET IDENTIFIER:039483102

114.000 43.79 4,992.29 45.65 5,204.10 21.8 211.81 0.00 2.6

BUNGE LTDTICKER: BG, ASSET IDENTIFIER:G16962105

64.000 76.60 4,902.40 72.24 4,623.36 19.3 (279.04) 0.00 2.3

THE KRAFT HEINZ COMPANYTICKER: KHC, ASSET IDENTIFIER:500754106

52.000 58.52 3,043.04 87.32 4,540.64 19.0 1,497.60 0.00 2.8

TOTAL FOOD PRODUCERS 12,937.73 14,368.10 60.1 1,430.37 0.00 2.6


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000237 4/8

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GENERAL RETAILERS

Custody Holdings

COSTCO WHOLESALE CORPTICKER: COST, ASSET IDENTIFIER:22160K105

24.000 121.46 2,914.92 160.11 3,842.64 16.1 927.72 0.00 1.1

TARGET CORPTICKER: TGT, ASSET IDENTIFIER:87612E106

49.000 60.78 2,978.22 72.23 3,539.27 14.8 561.05 0.00 3.3

TOTAL GENERAL RETAILERS 5,893.14 7,381.91 30.9 1,488.77 0.00 2.2

Total Equity 18,830.87 21,750.01 91.0 2,919.14 0.00 2.4

Total Net Assets 20,993.87 23,913.01 100.0 2,919.14 0.49 2.3

.

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Sum Symbol in Blue

Msingh

G in Blue

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Typewritten Text

= $18,019,094 (Common Stocks)

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Text Box

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Rectangle

Asset property descriptionCurrent

DepreciationAccumulated Depreciation

Computers and Equipment -$ 137,660$ Furniture - 68,403

Total Kalamazoo -$ 206,063$

Computers and Equipment 87,527$ 779,124$ Furniture 53,170 325,058 Build-Out 121,545 733,936

Total New York 262,242$ 1,838,118$

Computers and Equipment 3,983$ 19,878$ Furniture 581 2,417

Total United Kingdom 4,564$ 22,295$

Grants Management Software 24,403$ 172,536$ Arcus Website 77,618$ 194,045$ Computers and Equipment 944$ 5,540$

Total 369,771$ 2,438,597$

Arcus FoundationEIN #: 38-3332791

Depreciation Schedules December 31, 2016

Part I Line 19

ATTACHMENT B

Arcus FoundationEIN #38‐33327912016 Grants Paid

PartXV ‐ Line 3a ‐ Grants paid during the year

Grantee Legal Name Grantee Address Tax Status Project Description AmountAdvocates for Informed Choice DBA interACT 365 Boston Post Rd, Suite 163

Sudbury, MA 01776 United States

PC General Operating Support $75,000

African Wildlife Foundation 1400 Sixteenth Street, NW, Suite 120 Washington, DC 20036 United States

PC Safeguarding bonobos through strengthened conservation management and wildlife law enforcement

$208,653


PC Great Ape Landscape Cross‐Site Collaboration and Conservation Project $29,700

Akahatá ‐ Equipo de Trabajo en Sexualidades y Géneros Parana 157 Dto. F Buenos AiresArgentina

PC To advance Human Rights through International Advocacy at the Organization of American States and the United Nations

$30,000

Allied Media Projects 4126 3rd AveDetroit, MI 48201United States


Allied Media Projects 4126 3rd AveDetroit, MI 48201United States

PC To support Mobile Homecoming: Family Reunion initiative to create culturally relevant safe spaces for the families and allies of the queer black community

$5,000

Allied Rainbow Communities International 132 Prince Albert RoadDartmouth NS B2Y 1M6 Canada


alQaws for Sexual & Gender Diversity in Palestinian Society PO Box 1616Jerusalem, 91016 Israel


Alzheimer's Disease and Related Disorders, New York City, Inc.

P.O. Box 96011 Washington, DC 20090United States

PC General Operating Support $50

American Brain Tumor Association 8550 W Bryn Mawr Avenue, Suite 550 Chicago, IL 60631 United States


American Cancer Society Attn: SSBC Batch DepartmentP.O. Box 22718Oklahoma, OK 73123United States


American Civil Liberties Union Foundation, Inc. 125 Broad Street, 18th FloorNew York, NY 10004‐2400 United States

PC For continued support of the Religious Exemptions Communications Hub Project $149,486

American Civil Liberties Union Foundation, Inc. 125 Broad Street, 18th FloorNew York, NY 10004‐2400 United States

PC For the Juvenile Justice Program to challenge the criminalization and incarceration of youth, particularly those from disenfranchised communities

$1,000

American Diabetes Association 1701 North Beauregard StreetAlexandria, VA 22311United States


American Indian College Fund 8333 Greenwood BoulevardDenver, CO 80221United States

PC American Indian and Alaska Native LGBT Student Success Program to provide support for scholarships and LGBT organizing at tribal colleges and universities

$62,000

American Jewish World Service, Inc. 45 West 36th Street, 11th FloorNew York, NY 10018 United States

PC Sexual Orientation and Gender Identity Grantmaking to support policy and cultural change, primarily in Kenya, Liberia

$202,333

Attachment CPage 1 of 27



Grantee Legal Name Grantee Address Tax Status Project Description AmountAmerican Museum of Natural History Central Park West at 79th Street

New York, NY 10024 United States

PC For the 2016 Student Conference on Conservation Science‐NY $39,000

American Psychological Association, Inc. 750 1st Street, NE Washington, DC 20002 United States

PC International Psychology Network for LGBT Issues to use psychological knowledge in public education, media relations, and policy change in the Global South SOGI movement

$99,111

Animal Protection of New Mexico PO Box 11395 Albuquerque, NM 87192 United States


Association of Black Foundation Executives, Inc. 333 Seventh Avenue, 14th Floor New York, NY 10001 United States

PC 2016 Membership Dues $9,500

Association of Black Foundation Executives, Inc. 333 Seventh Avenue, 14th Floor New York, NY 10001 United States


Astraea Foundation, Inc. 116 East 16th Street, 7th Floor New York, NY 10003 United States

PC For the Intersex Human Rights Fund to support organizations, projects and timely campaigns led by intersex activists

$393


PC To support LGBTQI groups in the Caribbean and Central America, and India via regranting and capacity‐building support

$10,891


PC Continued LGBTQ Human Rights China Partnership to support re‐granting to organizations in mainland China to advance LGBT policy and cultural change, as well as movement building

$420,360


PC International Trans* Fund to increase the capacity of the trans* movement to self‐organize and advocate for rights of trans* persons

$100,733


PC Arcus Donor Advised Fund to provide support to LGBTQI organizations in the Global South and East

$202,265


PC To support the LGBTQ Racial Justice Fund a collaborative philanthropic initiative to improve the lives of LGBTQ people of color

$298,726


PC Support for The Pipeline Project's work in the area of LGBT People of Color leadership development, advancement, support, and sustainability within the non‐profit sector

$128,405

Athlete Ally 601 West 26th Street, Suite 325New York, NY 10001United States




Auburn Theological Seminary 3041 BroadwayNew York, NY 10027United States

PC For the Sojourner Truth Leadership Circle, which supports African‐American women leaders seeking to advance movements for justice within black and brown communities

$150,459

Audre Lorde Project, Inc. 147 West 24th Street, 3rd Floor New York, NY 10011‐1911 United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountAutistic Self Advocacy Network 2013 H St. NW

Washington, DC 20006United States

PC ACI Leadership Academy for autistic college students to develop the next generation of Autistic leaders with skills and expertise in disability policy, systems change and community and campus organizing

$2,500

BCT Brooklyn Children's Theatre, Inc. 135 Prospect Park SW No B7 Brooklyn, NY 11218United States


BFM Films Ltd Studio Floor, 71 Sherriff RoadLondon NW6 2ASUnited Kingdom

NC To support The Boy From Mushin film which tells the story of Bisi Alimi and other LGBT Nigerians in their struggle for equality and freedom

$25,000

BGD Press, Inc. 360 Grand Ave #55Oakland, CA 94610United States

PC Increase the visibility of queer and trans people of color in online media $25,000

BGD Press, Inc. 360 Grand Ave #55Oakland, CA 94610United States


Biotope 22 Boulevard FochBP58, MezeFrance

NC For the Guinea Chimpanzee Conservation Strategy and Action Plan to address the pressures affecting chimpanzee populations

$100,000

Black Church Center for Justice & Equality 1341 G Street NW, 5th FloorWashington, DC 20005United States


Borealis Philanthropy 126 N 3rd Street, #402Minneapolis, MN 55401United States

PC For the Fund for Trans Generations donor collaborative to support trans communities in the U.S. through direct grants, organizational development and peer learning

$752,828


PC Transforming Movements Fund, a collaborative fund to support young LGBTQ leaders working within and across various social justice movements

$304,493

Born Free USA 2300 Wisconsin Avenue NW #100BWashington, DC 20007United States

PC Banyang‐Mbo Wildlife Sanctuary Survey Project in Cameroon to determine the current status of the chimpanzees and what safeguards will be needed in the future

$10,000

Borneo Nature Foundation Flat 2, 11 The Avenue Hitchin SG4 9RJ United Kingdom


BRIC Arts Media Bklyn, Inc. 647 Fulton Street Brooklyn, NY 11217United States


BRITDOC, Inc. 20 Jay Street, Unit 1008Brooklyn, NY 11201United States

PC LGBT Impact Producers Workshop to recruit, train and deploy specialised Impact Producers to work on LGBT documentary films

$150,000

Bronx Academy of Arts and Dance 2474 Westchester Avenue Bronx, NY 10461United States


Bronx Museum of the Arts 1040 Grand ConcourseBronx, NY 10456United States

PC Bronx Today: AIDS Project to present free public and education programs focused on AIDS

$15,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountCalifornia Institute of Integral Studies 1453 Mission Street

San Francisco, CA 94103 United States

PC For the LGBTQ Leadership Initiative in Higher Education to generate a significantly larger presence of LGBTQ people in the arena of higher education in the U.S.

$31,900

California Rural Legal Assistance, Inc. 1430 Franklin Street, Ste. 103 Oakland, CA 94612 United States

PC Central Valley and Central Coast LGBTQ and Immigrant Transgender Youth Advocacy Project

$122,338

Campus Pride 2226 Collingdale Place Charlotte, NC 28210United States

PC For Camp Pride, a five day camp experience making an investment in LGBTQ and ally youth as the future leaders of a progressive, intersectional social justice movement

$15,000

Canopy Planet Society 1726 Commercial Drive, Suite 1Vancouver, BC V5N 4A3Canada

NC Leuser Ecosystem Project to mobilize high impact market support and engagement for conservation purposes

$80,000

Casa Ruby, Inc. 2822 Georgia Avenue, NW Washington, DC 20001United States


Catholic Foundation for Brooklyn and Queens 243 Prospect Park WestBrooklyn, NY 11215United States


Catholics For Choice 1436 U Street, NW Suite 301 Washington, DC 20009‐3988 United States

PC To support the Coalition for Liberty & Justice and Global Interfaith & Secular Alliance Projects

$122,697

Center Against Domestic Violence 25 Chapel Street, Suite 904 Brooklyn, NY 11201United States


Center for American Progress 1333 H Street NW, 10th Floor Washington, DC 20009‐3988 United States

PC Reclaiming Religious Liberty as a Progressive Value Project in support of LGBT equality and women's reproductive health and rights

$248,839

Center for Great Apes P.O. Box 488Wauchula, FL 33873United States


Center for Orangutan and Chimpanzee Conservation PO Box 488 5843 Van Simmons Rd. Wauchula, FL 33873 United States

PC For continued capacity building for management and development of the organization leadership

$210,087

Center for The Artist at Ithaca, Inc. P.O. Box 205 Ithaca, NY 14851United States


CenterLink PO Box 24490Fort Lauderdale, FL 33307United States

PC LGBT Centers Benevon Training Project to drive a process of community engagement for 10‐25 LGBT centers that results in significant numbers of new donors and dollars

$10,000

Chapin Hall Center for Children 1313 East 60th StreetChicago, IL 60637United States

PC Voices of Youth Count Initiative to advance and augment national and local efforts aimed at ending youth homelessness

$149,971

Child Trends Incorporated 7315 Wisconsin Ave, Ste 1200WBethesda, MD 20814United States

PC For the ED School Climate Survey: SOGI Inclusion Project to allow for the inclusion of SOGI measures in school research and surveys

$55,000

Children International P.O. Box 219055 Kasas City, MO 64121United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountChurch World Service 475 Riverside Drive, Suite 700


PC To expand Faith‐Based Support and Advocacy for the Protection of LGBT Immigrants and Refugees

$125,020

Clubfunder 2850 SW Cedar Hills Blvd #305Beaverton, OR 97005United States


College of Saint Benedict 37 South College AvenueSt. Joseph, MN 56374United States


Committee on Poetry 405 East 13th StreetNew York, NY 10009United States

PC Kameny Biography Research as part of a biography of Dr. Franklin E. Kameny, one of the most important figures in the history of the LGBT civil rights movement

$50,000

Common Counsel Foundation 1624 Franklin StreetOakland, CA 94612United States

PC Native Voices Rising Project to provide grant support for organizing and advocacy for LGBT or Two Spirit Native Peoples

$28,750

Commonwealth Shakespeare C/O Babson College231 Forest Street Park Manor SouthBabson Park, MA 02457United States


Community Alliance Initiative 60‐85 Myrtle AvenueRidgewood, NY 11385United States


Community Initiatives 354 Pine Street, Suite 700San Francisco, CA 94104United States

PC For the Council for Global Equality to support the fair treatment, equal rights, and developmental needs of LGBT people globally

$218,864

Concordia College 171 White Plains Road Bronxville, NY 10708United States


Congregation Beth Simchat Torah of New York, Inc. 57 Bethune StreetNew York, NY 10014United States


Congregation Beth Simchat Torah of New York, Inc. 57 Bethune StreetNew York, NY 10014United States


Conservation International Foundation 2011 Crystal Drive Suite 500 Arlington, VA 22202 United States

PC To support the conservation of habitat for northern yellow cheeked gibbons and other high biodiversity value areas in the Veun Sai‐Siem Pan Conservation Area in northeast Cambodia

$95,000

Copenhagen Zoo Roskildevej 38Frederiksberg 2000Denmark

NC For support for a comprehensive survey of chimpanzees in all major forest reserves in SW Nigeria

$8,900

Cornell University Foundation Advancement Services130 East Seneca Street, Suite 400Ithaca, NY 14850United States


Council on Foundations, Inc. 2121 Crystal Drive Suite 700 Arlington, VA 22202 United States

PC COF Diversity, Equity and Inclusion (DEI) Amplification Project to develop a 3‐year work plan to amplify DEI within philanthropy

$50,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountCouncil on Foundations, Inc. 2121 Crystal Drive Suite 700

Arlington, VA 22202 United States


Dakota Valley Symphony P.O. Box 1241 Burnsville, MN 55337United States


Democracy Now Productions, Inc. 207 West 25th Street, 11th FloorNew York, NY 10001United States


Dignity Inc. PO Box 376 Medford, MA 02155 United States

PC To support the Equally Blessed: Just Employment Policies for LGBTQ/Ally Employees in Catholic Institutions

$134,237

Dolores C. Huerta Foundation PO Box 2087 Bakersfield, CA 93303 United States

PC To strenghten the LGBTQ Equality Coalition for local, state and national organizations $125,000

Down Syndrome Association of Minnesota 656 Transfer RoadSt Paul, MN 55114United States


Duke Islamic Studies Center John Hope Franklin CenterDurham, NC 27708United States

PC Islamic Primary Sources: Sexual Orientation and Gender Identity Study to break the link between traditional, negative interpretations of Islamic texts and the discrimination of LGBTQI people

$221,935

Eastern Caribbean Alliance For Diversity and Equality, Inc. Conch Shell DriveGros Islet 00124Saint Lucia

NC Litigation and advocacy to challenge the norms that allow social and cultural discrimination against the LGBTQI community

$60,000

Equality Federation Institute 818 SW 3rd Avenue, #141 Portland, OR 97204‐2405 United States


Equality Federation Institute 818 SW 3rd Avenue, #141 Portland, OR 97204‐2405 United States


Equality Florida Institute PO Box 13184St. Petersburg, FL 33733‐3184United States


Equality Florida Institute PO Box 13184St. Petersburg, FL 33733‐3184United States


Equality Michigan 19641 W 7 Mile RoadDetroit, MI 48219‐2721United States

PC Operating support for the Trans Sistas of Color Project $5,000

Equality Virginia 530 East Main St 600Richmond, VA 23219United States

PC To strengthen outreach and community development programs within the transgender community

$40,000

European Forum of Lesbian and Gay Christian Groups Postbus 3836 Amsterdam 10001 Netherlands

NC To support institutional and advocacy capacity to combat religious based homophobia in Europe

$63,000

European Network on Religion and Belief (ENORB) Rue Engeland 332 Brussels 1180 Belgium

NC Building Communities of Trust Project to promote mutual understanding between the Religion & Belief and LGBTI communities across Europe

$75,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountEuropean Region of the International Lesbian, Gay, Bisexual, Trans and Intersex Association

Rue du Trône 60 Brussels 1050 Belgium

NC Creating Opportunities to drive progress for LGBTI communities in Europe $150,000

Evangelical Lutheran Church in America 8765 W Higgins RoadChicago, IL 60631United States

PC Capacity‐building for La Red Latina Luterana Por Diversidad for LGBTQ people of color faith communities

$38,000

Faculty of Humanities of Leiden University 2300 RA Leiden Leiden, Zuid‐Holland 2300 RA Netherlands

PC For the One Health Initiative, a research project that will explore ethics at the human‐animal‐ecosystem interface, with a focus on dealing with great ape populations living in the wild

$65,000

Faith in Public Life 1111 14th Street NW, Suite 900 Washington, DC 20005 United States

PC Amplifying Voices of Faith Project to deploy moderate and center‐right faith leaders who can offer a counterpoint to anti‐LGBT messaging

$152,535

Faith in Public Life 1111 14th Street NW, Suite 900 Washington, DC 20005 United States

PC Mobilizing Faith Leaders Against LGBT Discrimination $125,945

Fauna & Flora International The David Attenborough Building, Pembroke StreetCambridge CB2 3QZ United Kingdom

PC Albertine Rift Chimpanzee Forest and Community‐based Ecological Restoration Project $60,000


PC Sapo National Park Western Chimpanzee Protection Project $67,500


PC To support the Critically Endangered Cao Vit Gibbon: The Transboundary Conservation Project

$239,386

Fauna & Flora International, Inc. 2 Wisconsin Circle, Suite 900 Chevy Chase, MD 20815 United States

PC Support for work with communities and cultural institutions to conserve chimpanzees in Rwenzori Mountains National Park, Uganda

$50,000

Fauna & Flora International, Inc. 2 Wisconsin Circle, Suite 900 Chevy Chase, MD 20815 United States

PC Support for Mountain gorilla conservation in the Virunga‐Bwindi landscape $99,112

Federal City Performing Arts Association 641 S Street NW, Suite 203Washington, DC 20001United States


Feed the Children P.O. Box 36Oklahoma City, OK 73101United States


Feeding America 35 E Wacker Drive, Suite 2000Chicago, IL 60601United States


Fidelity Investment Charitable Gift Fund P.O. Box 770001Cincinnati, OH 45277United States


Film Forum, Inc. 209 W Houston StreetNew York, NY 10014‐4837United States

PC Public impact campaign for "A Road to Home" documentary that explores the crisis of LGBT youth homelessness

$35,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountFloating Ophelia Productions, LLC 2261 Market Street #293

San Francisco, CA 94114United States

NC Community outreach for the documentary, MAJOR!, that explores the life of a formerly incarcerated trans woman of color

$66,200

Food and Friends, Inc. 219 Riggs Road, NE Washington, DC 20011 United States


Forward Together 300 Frank H. Ogawa, Suite 700Oakland, CA 94612United States

PC For the Strong Families Program to develop a network of LGBT and allied youth of color organizing for policy and culture change

$100,063

Foundation Center 32 Old Slip New York, NY 10005 United States


Fractured Atlas Productions 321 Adams Street NE Apt. 1New York, NY 10001United States

PC To support the Growing Our Own Gardens performance to engage communities around LGBTQ issues

$5,000

FreedHearts 103 E 30th Street #402Austin, TX 78705‐3974United States

PC Unleashing the Power of Parents Project to provide online support for parents of LGBTQ children

$40,000

Freemind Beauty, LLC 6601 Rannoch Rd. Bethesda, MD 20817 United States

NC Academy Award Nomination Campaign for the Trans List documentary $15,000

Friends General Conference 1216 Arch Street, Suite 2BPhiladelphia, PA 19107United States


Friends of Bonobos P.O. Box 80254 Minneapolis, MN 55408 United States

PC To improve the capacity and sustainability of Les Amis des Bonobos du Congo (ABC) resulting in funding security of ABC's high quality bonobo conservation programs in the DRC

$75,000


PC To support the planning and efforts regarding the release of a new group of orphan bonobos from the Lola ya Bonobo sanctuary

$50,000

Friends of CSWCT 712 H Street NE, Box 1170Washington, DC 20002United States

PC Capacity‐building to Enhance Sanctuary Sustainability in Uganda $65,000

Front Line ‐ The International Foundation for the Protection of Human Rights Defenders

2nd Floor, Grattan House, Temple Road Blackrock, Co. Dublin Ireland

PC To provide emergency assistance for at‐risk human right defenders working on LGBTI human rights globally

$30,000

Fund For The City Of New York Inc. 37 West 12th Street, 2ENew York, NY 10013‐1590United States

PC To support the New York City Lesbian, Gay, Bisexual, and Transgender (NYC LGBT) Historic Sites Project

$15,000

Fund For The City Of New York Inc. 37 West 12th Street, 2ENew York, NY 10013‐1590United States

PC To support the New York City Lesbian, Gay, Bisexual, and Transgender (NYC LGBT) Historic Sites Project

$25,000

Funders for Lesbian and Gay Issues, Inc. 104 West 29th Street 4th Floor New York, NY 10001 United States

PC General Operating Support and the Out in the South Initiative to increase LGBT support for communities in Southern US

$345,272

Funders for Lesbian and Gay Issues, Inc. 104 West 29th Street 4th Floor New York, NY 10001 United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountFunders for Lesbian and Gay Issues, Inc. 104 West 29th Street 4th Floor



Funders Together to End Homelessness 89 South Street, Suite 803 Boston, MA 02111 United States


GATE ‐ Global Action for Trans Equality 576 Fifth Avenue, Suite 903New York, NY 10036United States

PC To support Political Mobilization in the International Classification of Diseases (ICD) process

$30,000



Gay & Lesbian Alliance Against Defamation, Inc. 5455 Wilshire Blvd., Suite 1500Los Angeles, CA 90036United States

PC Post‐2014 Midterm Strategy and Beyond: Faith Reporting and Trans Voting Rights $50,000

Gay & Lesbian Alliance Against Defamation, Inc. 5455 Wilshire Blvd Suite 1500 Los Angeles, CA 90036 United States


Gay & Lesbian Victory Institute, Inc. 1133 15th Street NW, Suite 350 Washington, DC 20005 United States

PC To support leadership training and staff development $10,000

Gay City Health Project 1433 12th Avenue 1ASeattle, WA 98122United States

PC To build leadership within trans and gender non‐conforming communities $45,000

Gender DynamiX PO Box 347 Athlone Capetown 7760 South Africa

NC Support for regional advocacy and the strategic plan around regional and international human rights training and developing a positional paper on access to health for trans* people

$100,000

Genders & Sexualities Alliance Network 1611 Telegraph Ave, Ste. 1002Oakland, CA 94612United States


General Secretariat of the Organization of American States Inter‐American Commission on Human Rights1889 F Street NWWashington, DC 20006United States

PC For a one‐year fellowship in the LGBTI Unit within the Inter‐American Commission for Human Rights contributing to the implementation of its Plan of Action regarding the rights of LGBTI people

$50,000

GLBTQ Legal Advocates & Defenders 30 Winter Street, Suite 800Boston, MA 02108United States


GLBTQ Legal Advocates & Defenders 30 Winter Street, Suite 800Boston, MA 02108United States


Global Dialogue The Foundry, 17 Oval WayLondon, SE11 5RRUnited Kingdom

PC Funders' Initiative for Civil Society (FICS) to provide leadership to funders dealing with the global trend of a closing space for civil society

$25,000

Global Eye Trust 33 Edith Cavell StreetPort LouisMauritius

NC Project Corvus II as a follow‐up to the study on the criminal networks behind the trafficking of apes in Asia

$75,045




Grantee Legal Name Grantee Address Tax Status Project Description AmountGlobal Federation of Animal Sanctuaries PO Box 32294

Washington, DC 20007 United States

PC Great Apes Giving Day, a day to raise awareness of Great Apes and raise funds for sanctuaries through a social media campaign

$35,000

Global Federation of Animal Sanctuaries PO Box 32294 Washington, DC 20007 United States

PC GFAS and PASA Africa Workshop for collaboration and information sharing between Range State Ape Centers in Africa and Asia

$20,000

Global Fund For Women, Inc. 800 Market Street, 7th FloorSan Francisco, CA 94102United States

PC Support to advance policy and culture change in Turkey to uphold the Rights of LGBTIQ Persons

$60,000

Global Greengrants Fund, Inc. 2840 Wilderness Place, Suite ABoulder, CO 80301United States

PC Arcus Great Ape & Gibbon Conservation Fund and GGF Program Grantmaking to protect great ape species and their habitats through a grassroots approach

$99,396

Global Interfaith Network (GIN SSOGIE) Corner Rabie Rd and 4th Ave North, FontainebleauRandburg, JohannesburgSouth Africa 2032

NC To support Sustainable Infrastructure to build staff, programming and development capacity

$100,000

Global Investigative Journalism Network PO Box 7375Silver Spring, MD 20907United States

PC Global Investigative Journalism Conference 2017 LGBTQ‐related Convening $20,000

Global Witness Lloyds Chambers 1 Portsoken Street London E1 8BT United Kingdom

PC Support to protect Great Ape Habitats in Liberia, DRC, Borneo, Laos and Myanmar through education

$100,000

GLSEN, Inc. 110 William Street, 30th Floor New York, NY 10038 United States



PC Global Network to Combat Anti‐LGBT Bias and Violence in Schools $159,692


PC Transition Agenda Summit for lead policy executive and staff of organizations doing work for LGBTQ Youth

$15,000


PC Changing the Game to break down the barriers that prevent LGBT students from participating in school sports and PE

$50,000


PC Massachusetts Fundraising Drive to celebrate the 25th anniversary of the organization’s creation in Boston

$5,000


PC To support the Making Gay History project focused on the creation of producing audio pieces from a LGBT civil rights movement archive

$45,000

Golden Crown Literary Society P.O. Box 720154Dallas, TX 75372United States


Grantmakers for Education 851 SW 6th Avenue, Suite 350Portland, OR 97204United States


Grantmakers for Effective Organizations 1725 DeSales Street, NW, Suite 404 Washington, DC 20036 United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountGrants Managers Network 1666 K Street, NW Suite 440



Greenpeace Fund, Inc. 702 H Street NW Suite 300 Washington, DC 20001 United States

PC Congo Basin Forest Safeguarding Project to prevent large scale deforestation $174,162

GRIOT Circle, Inc. 25 Flatbush AvenueBrooklyn, NY 11217United States


Gunung Palung Orangutan Conservation Program, Inc. PO Box 15680 Boston, MA 02215 United States

PC To protect the orangutans in Gunung Palung National Park, Indonesian Borneo, through environmental education, conservation awareness, sustainable development and enhanced habitat protection

$75,000

Health In Harmony, Inc. 107 SE Washington Street, #480Portland, OR 97214United States

PC To support orangutan conservation through healthcare service offerings to local villagers in Gunung Palung National Park as part of the Cycle Breaking Program: Great Ape Habitat Destruction, Poverty and Poor Health

$126,804

Heartland Alliance for Human Needs & Human Rights 208 South LaSalle Street, Suite 1818 Chicago, IL 60604 United States

PC Global Initiative for Sexuality & Human Rights to provide technical assistance and re‐granting to support LGBT movement building in several countries in the Global South

$245,105

Heartland Alliance for Human Needs & Human Rights 208 South LaSalle Street, Suite 1818 Chicago, IL 60604 United States

PC Inter‐American Commission on Human Rights Precautionary Measures Project to train trans activists in Latin America

$35,000

Hispanics In Philanthropy 414 13th Street, Suite 200 Oakland, CA 94162 United States


History UnErased 7 Kings Pine RoadWestford, MA 01886United States

PC To support the LGBTQ Youth Leadership Development Project $5,000

Horizons Foundation 550 Montgomery Street, Suite 700 San Francisco, CA 94111 United States

PC Now and Forever Campaign and LGBT Planned Giving Project to expand the donor community for the movement

$148,265


PC To support Give Out Day for raising funds for LGBT causes across the US $15,000

Human Rights Watch, Inc. 350 Fifth Avenue, 34th Floor New York, NY 10118‐3299United States

PC To conduct research and provide education on defending LGBT Rights $100,062

Humane Society of the United States 2100 L Street, NW Washington, DC 20037 United States


Hutan ‐ Kinabatangan Orang‐utan Conservation Project PO Box 17793, 88874 Kota Kinabalu Sandakan, Sabah 90734 Malaysia

PC Integrated Conservation of the Orang‐Utan in Sabah, Malaysia to support innovative mechanisms where local development becomes compatible with the long‐term conservation of the orang‐utan and of its habitat

$170,000

Immigration Equality 40 Exchange Place, Suite 1300New York, NY 10005United States


In Defense of Animals P.O. Box 2743 Portland, OR 97208 United States

PC To support infrastructure development, capacity building, forest protection and salary support

$40,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountInclusive & Affirming Ministries 6 Silwerkruin

Van Breda StreetDurbanville Capetown, Western Cape 7551 South Africa

NC Strategic Faith Advocacy Partnerships Africa Initiative to engage with faith leaders in Kenya and Botswana, in order to reduce violence, persecution and criminalization of LGBTI persons

$60,000

Independent Sector 1602 L Street NW, Suite 900 Washington, DC 20036 United States


Initiative for Strategic Litigation in Africa 208 ‐ 211 Jeppe Street, 15th Floor Marble TowersJohannesburg 2000South Africa

NC Strategic Litigation for the Sexual Rights Program to strengthen domestic, regional and international standards concerning legal protection of people whose rights are violated based on their sexuality

$67,000

Inner‐City Computer Stars Foundation 468 Stow Ave. #11 Chicago, IL 60654 United States

PC To support Trans*H4CK's Virtual App and Tech Education Lab to provide transgender visibility through technology

$50,000

Institute for American Values 1841 BroadwayNew York, NY 10023United States


Interfaith Alliance Foundation 1250 24th Street, NW, Suite 300Washington, DC 20037United States

PC To support the US Religious Freedom Mapping Project $75,000

Interfaith Working Group 7047 Germantown Avenue, Suite 202 Philadelphia, PA 19119 United States

PC Organizational development, capacity‐building and general operating support $110,000

International Animal Rescue USA P.O. Box 137Shrewsbury, MA 01545United States


International Fellowship of Reconciliation Postbus 15283500 BM UtrechtThe Netherlands

NC Together for Transformation: Global Seminarian Project, a training partnership for global seminarians working on issues of gender justice

$85,000

International Gay and Lesbian Human Rights Commission (dba OutRight Action International)

80 Maiden Lane, Suite 1505 New York, NY 10038 United States

PC Advancing LGBTI Human Rights through the United Nations, ASEAN and the ASEAN SOGIE Caucus

$200,055




International Lesbian and Gay Association rue Rothschild 20 Geneva 1202 Switzerland


International Primate Protection League PO Box 766 Summerville, SC 29484 United States




International Service for Human Rights Rue de Varembe 1 P.O. Box 16, CH‐1211 Geneva 20 CIC Switzerland

NC Nationally advancing LGBT rights through Human Rights Defenders $75,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountInternational Union for Conservation of Nature and Natural Resources

Rue Mauverney 28 Gland 1196 Switzerland

PC Advancing Protection for Southern White‐cheeked Gibbons in Phou Hin Poun National Protected Area, Lao PDR

$164,588

International Union for Conservation of Nature and Natural Resources


PC Support for the Great Ape Section of the IUCN/SSC Primate Specialist Group on Small Apes

$98,296

Intersections International (Minister, Elders and Deacons of the Reformed Protestant Dutch Church of the City of New York)

145 W. 28th Street, 11th FloorNew York, NY 10001United States

PC Believe Out Loud's Enhancement Project to deepen and broaden efforts in the faith sector of the LGBTQ justice movement

$95,000

Iranti‐Org 87 De Korte Street, 3rd FloorBraamfonteinJohannesburg 2001South Africa

NC Strengthened Advocacy, Capacity and Visibility towards Advancing LTI Rights in Africa $66,667

James Cook University McGregor RoadSmithfield 4878Australia

PC Great Apes Habitats African Infrastructure Project to assess the environmental impacts of 'development corridors' on great apes and their habitats in equatorial Africa

$110,000

Jane Goodall Institute for Wildlife Research Education & Conservation

1595 Spring Hill Rd, Suite 550Vienna, VA 22182United States

PC Eastern Democratic Republic of Congo (DRC) ‐ Great Apes Conservation Action Plan (CAP) Implementation

$993,960

Justice Now 370 Turk Street, PMB 370Oakland, CA 94612United States

PC TGI Justice Project General Operating Support and Leadership Transition Support $10,000

Kalamazoo Community Foundation 402 E. Michigan AvenueKalamazoo, MI 49007United States


Kalamazoo County Humane Society 4239 S. Westnedge AvenueKalamazoo, MI 49008United States


Karuna‐Shechen USA 237 West 35th Street, Suite 1101 New York, NY 10001United States


Kellsies Hope Foundation 1021 Robert Drive Maryville, IL 62062United States


King Baudouin Foundation US Inc. 10 Rockefeller Plaza, 16th Floor New York, NY 10020United States


Land Empowerment Animals People ‐ US 181 Farrelly Drive San Leandro, CA 94577 United States

PC Forever Sabah: Jurisdictional Scale Palm Oil Project that includes strategic engagements with government, civil society, indigenous communities and industry to design a framework for implementation

$75,000


PC Borneo Futures Phase III: influencing policies and land‐use to focus more strongly on the communications and policy‐development aspects of orangutan conservation

$136,892

Latin American Youth Center 1419 Columbia Road NWWashington, DC 20009United States

PC LGBTQ Transitional Living Program to provide safe and stable housing to LGBTQ youth along with independent living skills training

$10,000

Latino GLBT History Project 2000 14th Street NW, Suite 105Washington, DC 20009United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountLatino GLBT History Project 2000 14th Street NW, Suite 105


PC Familia es Familia Online Project to bebuild the program website on a user friendly platform

$5,000

Lesbian Herstory Education Foundation, Inc. 484 14th StreetBrooklyn, NY 11215United States


Leslie‐Lohman Museum of Gay and Lesbian Art 26 Wooster StreetNew York, NY 10013United States

PC Educational Programming Project to expand the lecture series, provide a family day program and offer additional film screenings and artist talks

$25,000

Lincoln Park Zoological Society 2001 N. Clark StreetChicago, IL 60614 United States

PC Model Ape Sanctuary Sustainability Program to create a model partnership for the ape sanctuary community

$114,200


PC Goualougo Triangle Ape Project in the Congo Basin, to safeguard the integrity of ape habitats and enhance the survival prospects of coexisting gorillas and chimpanzees in timber production forests

$95,900

Lukuru Wildlife Research Foundation Inc. PO Box 1635 Marion, OH 43301 United States

PC Conservation of the Lomami Protected Area and Management of Surrounding Community Forests

$200,069

Many Voices 5885 Colorado Avenue, NW, 107Washington, DC 20011United States




Mercy Ministries P.O. Box 583 Evergreen, CO 80437United States


MGVP, Inc. PO Box 356 Davis, CA 95617 United States

PC Gorilla Doctors: One Health for Mountain Gorillas and Gorilla Conservation Employee Health Program Assessment

$146,543

Mongabayorg Corporation 37 W Summit Drive Emerald City, CA 94062 United States

PC Mongabay Reporting Network: Great Apes to report on the threats to great apes and their habitats through the production of 25 articles

$25,000

Muslim Women's Network UK Ltd The Warehouse54‐57 Allison StreetBirmingham B5 5THUnited Kingdom

NC For support for the partnership with the Inclusive Mosque Initiative $66,000

Muslims for Progressive Values 1626 N. Wilcox Avenue, Suite 702 Los Angeles, CA 90028 United States


National Black Justice Coalition, Inc. P.O. Box 71395 Washington, DC 20024 United States

PC White House Summit on African American LGBTQ Youth travel costs $30,000

National Center for Lesbian Rights 870 Market Street, Suite 370 San Francisco, CA 94102 United States


National Center for Lesbian Rights 870 Market Street, Suite 370 San Francisco, CA 94102 United States

PC General operating support for Br{ache the Silence $50,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountNational Center for Transgender Equality 1400 16th Street NW, Suite 510



National Center for Victims of Crime 2000 M Street NWWashington, DC 20036United States

PC Pulse Victims' Fund Administration to cover operating costs of the fund created to support the immediate and long‐term emotional and physical needs of the victims and their families

$10,000

National Committee for Responsive Philanthropy 1900 L. Street NW, Suite 825Washington, DC 20036United States


National Latina Institute for Reproductive Health 50 Broad Street Suite 1937 New York, NY 10004 United States


National Latina Institute for Reproductive Health 50 Broad Street Suite 1937 New York, NY 10004 United States


National LGBTQ Task Force 1325 Massachusetts Avenue, NW, Suite 600Washington, DC 20005 United States

PC To support Creating Change, the premiere annual event within the LGBTQ Movement, and to bolster the Task Force's faith organizing efforts

$252,753

National LGBTQ Task Force 1325 Massachusetts Avenue, NW, Suite 600Washington, DC 20005 United States


National Multiple Sclerosis Society 733 Third Avenue, 3rd Floor New York, NY 10017United States


National Parks Conservation Association 777 6th Street, NW, Suite 700 Washington, DC 20001‐3723 United States

PC To support the Campaign to Designate Stonewall Inn as a National Historic Monument $50,000

National Public Radio, Inc. 1111 North Capitol St., NE Washington, DC 20002 United States

PC For the organizational diversity initiative for its coverage of issues affecting the LGBT community

$149,695

National Queer Asian Pacific Islander Alliance 233 Fifth Avenue, Ste. 4A New York, NY 100016 United States


National Queer Asian Pacific Islander Alliance 233 Fifth Avenue, Ste. 4A New York, NY 100016 United States


Native Americans in Philanthropy 2801 21st Ave. So. Ste. 132D Minneapolis, MN 55407 United States

PC To support the development of a book authored by Edgar Villanueva, a gay, Native American philanthropy leader

$10,000


PC 11th Annual Philanthropy Institute "Raising Impact with Native Voices" Conference $5,000



Native Youth Leadership Alliance PO Box 241Pine Ridge, SD 57770United States

PC Two‐Spirit/LGBTQ Equity and Empowerment Project to provide support for NYLA and SW Fellows around health, healing and advocacy

$25,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountNature Conservancy 4245 North Fairfax Drive, Suite 100

Arlington, VA 22203‐1606 United States

PC Tuungane Project ‐ Tanzania Chimpanzee Safeguarding to ensure that legal protections are in place to maintain the connectivity of intact forests identified as priority chimpanzee habitat

$120,678

Nature Conservancy 4245 North Fairfax Drive, Suite 100 Arlington, VA 22203‐1606 United States

PC Southeast Asian Ape Habitat: Economic Threat Reduction Project to reduce threats to ape habitat throughout Southeast Asia by advancing responsible forestry practices of Chinese companies

$100,000

Neighborhood Funders Group 436 14th Street Suite 425 Oakland, CA 94612 United States

PC Grantmakers for Southern Progress 2016 Membership Dues $9,500

NEO Philanthropy, Inc. 45 W 36th St, 6th Floor New York, NY 10018United States

PC Religious Liberty and Equality Project to guide the progressive movement out of a defensive posture when tackling religious exemption provisions

$99,570


PC General Operating Support for GetEqual Education Fund $5,000


PC LGBTQ Rural Convening and Organizing Project to deepen work with queer and trans folks in rural communities

$50,000

Network for Good 1140 Connecticut Avenue NW No 700 Washington, DC 20036United States


Network of African National Human Rights Institutions 2nd Floor, CVS Plaza, Lenana RoadPO Box 74359Nairobi 00200Kenya

PC Capacity building of African National Human Rights Institutions to engage with and protect the rights of LGBT/Gender Non‐Conforming communities

$100,000

New Mexico Community Foundation 502 W. Cordova Rd., Suite 1 Santa Fe, NM 87505United States


New Venture Fund 1201 Connecticut Ave, NW, Suite 300Washington, DC 20036United States

PC Communities for Just Schools Fund, a funder collaborative working to change education and life outcomes for young people of color

$250,598

New York City Gay And Lesbian Anti‐Violence Project Inc. 116 Nassau St., 3rd FloorNew York, NY 10038United States

PC For NYC AVP’s National Work to raise visibility and action around LGBTQ violence nationally

$225,390

New York Shakespeare Festival 425 Lafayette StreetNew York, NY 10003United States


Nonhuman Rights Project, Inc. 5195 NW 112th TerraceCoral Springs, FL 33076United States


North Star Center 930 Burke Street Winston‐Salem, NC 27101 United States


Northwestern Univsersity 633 Clark Street Evanston, IL 60208United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountORAM ‐ Organization for Refuge Asylum & Migration 333 Valencia Street Suite 250

San Francisco, CA 94103 United States


Orangutan Appeal UK Charbury, Oreston Lane Effingham KT24 5SN United Kingdom

PC Tabin Orangutan Post Release Monitoring Project that records intensive, cumulative behavioural data on reintroduced orphaned orangutans in Sabah

$75,000

Other Sheep Africa Kirima HouseLuthuli AvenueNairobi 00100Kenya

NC To support the continued dialogue with Muslim Leaders in Kenya on LGBTI Issues $50,000

Our Fund, Inc. 1600 NE 26th StreetWilton Manors, FL 33305United States

PC LGBTQ National Nonprofit Resource Network, working in response to the Pulse tragedy to meet short‐term demands on Florida LGBTQ groups as well as developing a long‐term plan to strengthen and advance LGBTQ efforts

$100,090

Our Lady of The Snow 25‐15 80th AvenueFloral Park, NY 11004United States


OUT Miami Foundation 1521 Alton Road, #787Miami Beach, FL 33139United States


Pacific School of Religion Center for Lesbian and Gay Studies1798 Scenic AvenueBerkeley, CA 94709United States

PC Latino/a Roundtable: Fe, Familia, Igualdad which produces culturally specific materials to promote a positive view of LGBTQ people throughout Latin America

$100,190

Pan Africa ILGA 87 Dekort Street, Heerengracht BuildingBraamfonteinJohannesburg 2001South Africa

NC Capacity development and African Commission Advocacy to strengthen initiatives that address human rights violations of LGBTI organisations and individuals at regional and international levels

$100,000

Pan African Sanctuary Alliance 3426 SW Arnold StreetPortland, OR 97219United States


Pan Eco Foundation Chileweg 5 Berg am Irchel CH‐8415 Switzerland

PC Leuser Ecosystem Sumatra: Irreplaceable Landscape Protection Initiative to address the numerous threats facing the LE and deliver a long‐term protection strategy

$450,170

Park Square Advocates Inc DBA Gay & Lesbian Advocates & Defenders

30 Winter Street, Suite 800Boston, MA 02108United States


Parliamentarians for Global Action 132 Nassau Street, Suite 1419 New York, NY 10038 United States

PC Parliamentary Campaign against SOGI Discrimination to sensitize parliamentarians about the lived realities of LGBTI people and to facilitate dialogue to end discrimination

$62,500

Pembizo Christian Council Langata Road P. O. Box 38244 Nairobi 00100 Kenya

NC Africa Sexualities: Common Grounds Project to continue engaging church leaders in Africa for an all‐inclusive church and society in Africa

$98,000

People For The Ethical Treatment Of Animals Inc 501 Front Street Norfolk, VA 23510United States


People For The Ethical Treatment Of Animals Inc. 501 Front Street Norfolk, VA 23510 United States

PC Campaign to End the Use of Great Apes in Advertising and Entertainment $134,828




Grantee Legal Name Grantee Address Tax Status Project Description AmountPeople Resources and Conservation Foundation 1801 Century Park East 24th Floor

Los Angeles, CA 90067 United States

PC Conservation of the Endangered Western Hoolock Gibbon in the Rakhine Yoma Range of Myanmar

$61,856

Philanthropy New York, Inc. 1500 Broadway, 7th Floor New York, NY 10036 United States


Planet Indonesia 241 Selma AveSt. Louis, MO 63119United States

PC For the Gunung Niut Nature Reserve Tropical Ecosystem conservation project to collect current ecological and social data in order to develop a mitigation program

$34,000

Point Source Youth 425 Hancock StreetBrooklyn, NY 11216United States

PC To support the Minneapolis LGBTQ Youth Homeless Prevention Pilot Program $50,000

Political Research Associates 1310 Broadway, Suite 201Somerville, MA 02144‐1837United States

PC For the African Scholars Human Sexuality Project, bringing African theological scholars together with an interdisciplinary group of academics to foster sound literature on human sexuality by African scholars

$55,000

Political Research Associates 1310 Broadway, Suite 201Somerville, MA 02144‐1837United States

PC To develop and propagate a faith‐based counter‐narrative that respects the gender and sexuality of all people in Africa

$100,141

Population Services International 1120 19th Street, NW Suite 600 Washington, DC 20036United States


Press Pass TV, Inc. 22 Warren Street Boston, MA 02119United States


Pride Foundation 2014 E. Madison St. Suite 300Seattle, WA 98122United States

PC Religious Exemptions Project to increase the understanding between the reproductive rights/justice and LGBTQ movements on how best to challenge religious exemptions

$150,303

Project Primate, Inc. 7537 42nd Ave, NESeattle, WA 98115United States

PC Chimpanzee Conservation Centre for organizational infrastructure advancement $39,775

Proteus Fund, Inc. 15 Research Dr., Suite B Amherst, MA 01002 United States



PC Solidaire Network Donor Collaborative to increase US LGBT movement buidling and expand the movement's donor base

$15,000



Public Religion Research Institute 2027 Massachusetts Ave NW FL 3 Washington, DC 20036 United States

PC LGBT Equality: National and State‐level Public Opinion Research Project $146,175

Public School 107 Parent Teacher Association 1301 8th AvenueBrooklyn, NY 11215United States


Rainforest Action Network 425 Bush Street, Ste 300San Francisco, CA 94108United States

PC To support the Leuser Ecosystem Campaign efforts to drive the transformation of the global palm oil sector in Sumatra

$99,359




Grantee Legal Name Grantee Address Tax Status Project Description AmountRazoo Foundation 1020 19th street NW, Suite 800



Reconciling Ministries Network 123 West Madison Street, Suite 2150 Chicago, IL 60602‐4511 United States


Reconciling Ministries Network 123 West Madison Street, Suite 2150 Chicago, IL 60602‐4511 United States

PC Love Your Neighbor Coalition Project to educate and empower progressive delegates to the United Methodist Church’s 2016 General Conference and training coalition volunteers

$100,172

Religion Newswriters Foundation 529 14th St NW, Suite 10009Washington, DC 20045United States

PC LGBTI Rights in Africa: Responsible Religion Media Coverage Project $119,610

Religious Institute 135 Clarence Street, Suite 206Bridgeport, CT 06609United States


Research Foundation of the City University of New York 230 West 41st StreetNew York, NY 10036United States

PC SexGenLab Network to disseminate current research on gender and sexuality within and beyond the academy to impact social justice initiatives and policies

$10,000

Research Foundation of the City University of New York 230 West 41st StreetNew York, NY 10036United States

PC To support the LGBTQI Student Leadership Program to begin building a pipeline of leadership for the LGBTQI community within CUNY

$25,000

RESOLVE, Inc. 1255 23rd Street, NW Suite 275 Washington, DC 20037 United States

PC For the African and Asian Ape Species Forest Loss Assessment Project to design an annual state of ape habitat analysis and summary

$100,374

Richland Animal Rescue P.O. Box 373Richland, MI 49083United States


Robert Koch Institute Seestraße 10Berlin 13353Germany

PC Sub‐Saharan African One Health Development Project to improve the effectiveness of conservation strategies by developing a non‐invasive diagnostic method that generates great ape respiratory pathogens information

$85,000

Roust Theatre Company, Inc. 424 West 110th Street, Suite 11ENew York, NY 10025United States


Royal Zoological Society of Scotland Edinburgh Zoo 134 Corstorphine Road Edinburgh EH12 6TS United Kingdom

PC Chimpanzee Disease and Health Monitoring Programme in the Albertine Rift Region of Western Uganda

$62,516

Russia Freedom Fund Kaarli pst. 5‐1Tallinn 10119 Estonia

NC Empower LGBT Community to Resist Religious Homophobia in Russia $46,000

Ruth Ellis Center, Inc. 77 Victor Street Highland Park, MI 48203 United States

PC For the Out in the System: A Family Preservation Initiative $150,541

Save the Chimps P.O. Box 12220 Fort Pierce, FL 34979 United States

PC Strengthening Organizational Sustainability and Achieving Excellence in the Chimpanzee Care Program

$1,766,294




Grantee Legal Name Grantee Address Tax Status Project Description AmountSave the Chimps P.O. Box 12220

Fort Pierce, FL 34979 United States


SC GJOA Youth Soccer, Inc. 850 62nd StreetBrooklyn, NY 11220United States


Services & Advocacy for Gay, Lesbian, Bisexual & Transgender Elders, Inc.

305 Seventh Ave, 15th Floor New York, NY 10001 United States





Silvery Gibbon Project PO Box 335 Como Perth 6952 Australia

NC For Javan Gibbon Centre Capacity Building to support gibbon conservation $35,000

Skowhegan School of Painting and Sculpting, Inc. 136 West 22nd Street New York, NY 10011 United States

PC To provide 2017 LGBT artist scholarship support $10,000

Smithsonian Institute 950 Independence Avenue SWWashington, DC 20560United States

PC National Museum of African Art's First Annual African Art Awards Dinner $10,000

Social & Environmental Entrepreneurs SEE, Inc. 23532 Calabasas Road, Suite ACalabasas, CA 91302United States

PC To support the Racial Justic Action Center's Solutions Not Punishment Campaign and Coalition

$75,000

Social & Environmental Entrepreneurs SEE, Inc. 23532 Calabasas Road, Suite ACalabasas, CA 91302United States

PC General Operating Support for BreakOUT! $50,000

Social Good Fund PO Box 5473Richmond, CA 94805United States

PC MECCA Institute Donor Cultivation and Development Project $40,000

Soulforce, Inc. P.O. Box 2499Abilene, TX 79604United States


Southern African Christian Initiative Werner Lister, 95PO Box 1083WindhoekNamibia

NC To build the capaciy of Religious Leaders on Sexual Diversity to sensitize religious leaders on their social and moral obligations around sexual diversity and tolerance

$20,000

Southern Poverty Law Center 400 Washington Avenue Montgomery, AL 36104United States


Southern Vision Alliance PO Box 3502Durham, NC 27702United States

PC For the We Are This Queer Mobilization Fund to support queer and trans people of color on the frontlines of struggles for freedom and liberation

$2,500

Southerners On New Ground PO Box 11250 Atlanta, GA 30310 United States







Grantee Legal Name Grantee Address Tax Status Project Description AmountSpecial Service for Groups, Inc. 1730 W. Olympic Blvd, 3rd floor

Los Angeles, CA 90021 United States

PC To support the capacity‐building of the TransLatin@ Coalition $75,000

Spelman College 350 Spelman Lane SW, Box 1551 Atlanta, GA 30314‐4399 United States

PC Arcus Scholarship at Spelman College, available for a sophomore who identifies with and who has shown promise of becoming a strong leader and advocate for the LGBT community

$50,000

St Jude Childrens Research Hospital P.O. Box 50Memphis, TN 38105United States


Stonewall Community Fund 446 West 33rd StreetNew York, NY 10011United States

PC The Dad Fund, an initiative that offers meaningful participation in collective philanthropy supporting LGBTQ youth

$5,000

Stonewall Equality Limited Tower BuildingYork RoadLondon SE1 7NXUnited Kingdom

PC For the Open For Business Activation Program to conduct a four‐country pilot for a series of round tables in countries with anti‐LGBT laws

$75,000

Stonewall Equality Limited Tower BuildingYork RoadLondon SE1 7NXUnited Kingdom

PC Empowering Trans Communities to comprehensively and strategically integrate trans specific work into all key campaigning and programme outputs to achieve trans equality

$50,000

StoryCorps, Inc. 80 Hanson Place Brooklyn, NY 11217 United States

PC For OutLoud to amplify the voices and stories of diverse LGBT individuals $99,806

Sundance Institute 5900 Wilshire Boulevard, Suite 800 Los Angeles, CA 90036 United States

PC Arcus Foundation (LGBT Documentary Film) Fund and to assist filmmakers exploring LGBT issues through documentary film projects

$198,364

Sylvia and Marsha LLC 15 West 26th StreetNew York, NY 10010United States

NC For a "Sylvia and Marsha" Advisory Group Meeting to ensure that the film’s social impact and engagement outreach accurately reflects the perspectives of the trans community

$25,000

Sylvia Rivera Law Project, Inc. 147 West 24th Street, 5th FloorNew York, NY 10011United States




Szimpozion Egyesület Tomori köz 12. I./4. Budapest H‐1138 Hungary

NC Dialogue Workshop: LGBT Christian Forum. A new discussion between Christian LGBTQ people and churches in Hungary

$31,787

Tacugama Chimpanzee Sanctuary Mountain Road Freetown Sierra Leone

NC Animal food and staff stipends to maintain the high standard care of the chimpanzees with good quality food and all needed supplements

$25,000

The Aspen Institute, Inc. One Dupont Circle NWWashington, DC 20036United States

PC Center for Native American Youth: LGBT and Two Spirit Youth Advocacy Project $75,000

The Baruch College Fund One Bernard Baruch Way New York, NY 10010United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountThe Bottom Line, Inc. 500 Amory Street, Suite 3

Jamica Plain, MA 02130United States


The Channel Giving Circle Ltd. 373 Albert StreetBrunswick, Victoria 3056Australia

NC Capacity‐Building and Grantmaking Project to further develop Australia's first LGBTQIA+ focused giving circle to improve the way Australians experience gender and sexuality

$25,000

The Charis Circle Inc. 1189 Euclid Avenue NEAtlanta, GA 30307United States


The East African Documentary Film Fund Shalom House St Daniel Comboni Road off Ngong RoadBlock B PO Box 14808Nairobi 00800Kenya

NC DOCUBOX Project to support the documentary scene in East Africa through the mentorship of filmmakers, granting and connecting to the international scene

$20,000

The Episcopal Church 815 Second AvenueNew York, NY 10017United States


The Film Collaborative, Inc. 3405 Cazador StreetLos Angeles, CA 90065United States

PC To support the television series "Heroes and Heretics: Uncovering the History of Same‐Sex Desire"

$75,000

The Freedom Center for Social Justice P.O. Box 9039 Charlotte, NC 28299 United States


The Humane Society of the United States 2100 L Street, NW Washington, DC 20037 United States

PC Black Beauty Ranch's participation in Great Apes Giving Day 2015 $1,000

The Humane Society of the United States 2100 L Street, NW Washington, DC 20037 United States

PC Chimps Deserve Better campaign to end the use of chimpanzees in invasive research and retire chimpanzees to appropriate sanctuaries

$100,942

The Initiative for Equal Rights 9B Nob‐Oluwa Street Opposite BabcockOgba, Lagos 23401Nigeria

NC LGBT Community Fund Nigeria to increase the economic and social base of members in the fight for economic and social justice for LGBT equality in Nigeria

$25,000

The Inner Circle 1 & 2 Wilkins Building, York Road Wynberg Cape Town 7800 South Africa


The Jazz Gallery P.O. Box 153 Lenox Hill Station New York, NY 10021United States


The New Press 120 Wall Street, 31st FloorNew York, NY 10005United States

PC LGBTQ Photography Book ‐‐ Edges of the Rainbow: Japan in Praise of Diversity $98,018


PC Publication of Three Photography Books to address Identity Issues in LGBT Rights Context

$298,549

The New York Public Library Astor Lenox And Tilden Foundations

Fifth Avenue and 42nd StreetNew York, NY 10018United States

PC Baldwin Archives Access Project for cataloging the personal papers of James Baldwin (1924‐1987), the premier African‐American, gay writer and intellectual who would not hide his sexual identity

$25,000




Grantee Legal Name Grantee Address Tax Status Project Description AmountThe Orang‐utan Conservation Genetics Trust c/o 702 S Randall Ave

Madison, WI 53715United States

NC For the Orang‐utan Conservation Genetics Project to support the development of a genetic composition report on orangutans in Chinese zoos, including ancestral origin information

$23,000

The Other Foundation Postnet Suite 209 Private Bag X31 Saxonwold 2132 South Africa

PC Support to implement a fundraising campaign targeting LGBTI donors to expand individual giving in South Africa

$22,500


PC South African LGBTI and Allied Religious Groups for Social Change to improve the reach and quality of advocacy efforts by LGBTI groups in 13 African countries to advance equality and social acceptance

$400,000

The Rainforest Foundation UK 233A Kentish Town RoadLondon, Camden NW5 2JTUnited Kingdom

NC Lomami National Park Community Consultation Project to create a more sustainable outcome for both wildlife protection and local people's livelihoods and representation

$150,000

The Reformation Project P.O. Box 14862 Lenexa, KS 66285 United States

PC Program Development Initiative to build development capacity and to support national advocacy and organizing efforts

$150,000

Theater Offensive, Inc. 565 Boylston Street Boston, MA 02116 United States

PC For the Pride Youth Theater Alliance's annual conference to increase movement building and strengthen the queer youth theater field

$50,000

Then MAVEN Project P.O. Box 156781San Francisco, CA 94115United States


Thinking Animals, Inc. 311 East 72 Street New York, NY 10021 United States

PC ReThinking Animals Conference to provide broader perspectives on the nature of our relationship with other species

$100,008

Tides Foundation P.O. Box 29903San Francisco, CA 94129United States

PC For Trans Justice Funding Project grantmaking to support trans justice groups across the country

$118,272


PC For the Equality Without Borders Fund to support organizations that advance human rights for LGBTQ people around the world

$20,172


PC For the All Out Fund to attract more micro‐funding to the LGBT movement $95,000

Transgender Law Center 1629 Telegraph Avenue, Suite 400 Oakland, CA 94612 United States




Transgender Legal Defense and Education Fund, Inc. 20 West 20th Street, Suite 705New York, NY 10011United States

PC Capacity Building: Engaging the Leadership of Transgender People of Color $50,000

Transgender Resource Center of New Mexico PO Box 80872Albuquerque, NM 87198United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountTrue Colors Fund, Inc. 330 W. 38th St., Suite 405


PC Continuum of Community Organizing Programs to expand local, state and national reach, both digitally and via on‐the‐ground community organizing to end LGBT youth homelessness

$125,698

Trustees of Columbia University in the City Of New York Sponsored Projects Administration 615 West 131st Street, Room 254, Mail Code 8725 New York, NY 10027 United States

PC For the Public Rights/Private Conscience Project of the Center for Gender and Sexuality Law to continue research and policy analysis as the leading progressive academic think tank on American religious exemption

$124,179


PC To support the participation of one LGBT advocate in the 2017 Human Rights Advocates Program of the Center for the Study of Human Rights

$31,000


PC Center on African‐American Religion, Sexual Politics & Social Justice (CARSS) to advance the moral and civil equality of LGBTQ persons in black churches and communities

$198,545

Ujamaa Centre for Community Development and Research School of Religion, Philosophy, and Classics, University of KwaZulu‐Natal Private Bag X01, Scottsville Pietermaritzburg KwaZulu‐Natal 3209 South Africa

PC For training Anglican Diocese leaders using biblical and theological resources for social transformation, including economic justice, HIV and AIDS, gender violence, sexuality, masculinity and ecology

$14,000

United We Dream Network 1900 L Street, NW, 9th floor Washington, DC 20036 United States




University of Chicago 6054 S. Drexel, Suite 300 Sponsored Award Accounting Chicago, IL 60637 United States

PC Black Youth Project (BYP100), a project committed to advancing a public policy agenda and increasing the visibility of young Black LGBT activists in the mainstream racial justice and LGBT rights movement

$97,389

University of Chicago 6054 S. Drexel, Suite 300 Sponsored Award Accounting Chicago, IL 60637 United States


University of Kent The RegistryCaterbury CT2 7NZUnited Kingdom

PC To support the Degraded Landscapes: Palm Oil Use in Chimpanzees Survey and Assessment Project

$37,500

University of Kent The RegistryCaterbury CT2 7NZUnited Kingdom

PC To support the Degraded Landscapes: Palm Oil Use in Chimpanzees Survey and Assessment Project

$37,500

University of Rochester Alumni & Advanement Center, Suite G23300 East River RoadRochester, NY 14627United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountUniversity of Southern California Office of Contracts and Grants

3720 South Flower Street, CUB 3rd FloorLos Angeles, CA 90089‐0701United States

PC Annenberg School for Communications and Journalism's Religion Dispatches, an online magazine covering religion, politics and culture including Religious Liberty and LGBTQ Issues

$99,545

University of Washington 4333 Brooklyn Ave NEBox 359472Seattle, WA 98195‐9472United States

PC The Social Cognitive Development Lab's TransYouth Project, the country’s first large‐scale, national, longitudinal study of transgender children’s development

$101,169

UPO Gay Alliance Ukraine Zolotoustivska 10‐12, Office 2Kyiv 01135Ukraine

NC To support Odesa Pride, a festival of queer culture initiated by the group of LGBT activists from Odesa

$5,000

URGE: Unite for Reproductive & Gender Equity (dba Choice USA)

1317 F St., NW, Suite 501Washington, DC 20004United States


Vietnam Learning Arts & Cultural Center Inc C/O BOSSP.O. Box 20404Huntington Station, NY 11746United States


Village Enterprise Fund, Inc. 751 Laurel Street PMB 222 San Carlos, CA 94070 United States

PC To support the Feasibility Study: Alternative Livelihoods to Bushmeat Trade $55,000

Wara Conservation Project 105 chemin olivetLe Cannet, Provence‐Alpes‐Cote d'Azur 06110France

NC For Wildlife Law Enforcement in Guinea to continue the fight against international trafficking of great apes

$50,000

Washington Blade Foundation 1712 14th St., NW, 2nd FloorWashington, DC 20009United States

PC To expand coverage of LGBT rights issues in Latin America and the Caribbean through a dedicated reporter and a network of grassroots journalists

$75,000

Waxman Strategies 1900 M Street, NW, 3rd floorWashington, DC 20036United States

NC For support for the Integrated Great Ape and Gibbon Habitat Protection Initiative, this is an initiative to protect Great Apes and Gibbon habitat in the face of long‐term pressure of agricultural expansion.

$303,641

Western Cape Provincial Council of Churches No. 2 Lente RoadSybrand Park, AthloneCape Town 7764South Africa

NC To support the LGBTI Gender Justice Project implemented by a consortium of Western Cape churches.

$75,000

WGVU Public Television 301 W. Fulton StreetGrand Rapids, MI 49505United States


Whitley Fund for Nature 110 Princedale RdLondon W11 4NHUnited Kingdom

PC To support three Whitley Awards for Conservation Leaders in ape range states in Africa and South East Asia

$100,000

Whitman‐Walker Clinic, Inc. 1701 14th St., NW Washington, DC 20009 United States

PC To provide services to the transgender community $5,000

Wikimedia Foundation, Inc. 149 New MontgomerySan Francisco, CA 94105United States





Grantee Legal Name Grantee Address Tax Status Project Description AmountWild Chimpanzee Foundation c/o Max‐Planck‐Institute for Evolutionary

AnthropologyDeutscher Platz 6Leipzig, Germany 04103 4103

PC Taï National Park Biomonitoring Community‐based Ecotourism and Chimpanzee Conservation Project

$98,750

Wildlife Conservation Society 2300 Southern Blvd Bronx, NY 10460 United States

PC For Hoolock Gibbon Conservation in the Htamanti Wildlife Sanctuary, Myanmar $140,552


PC For the Sarawak Malaysian Borneo Zero‐Loss Orangutan Project to expand the protected areas for orangutans and their habitats

$74,720


PC For the Republic of Congo Great Ape Health Program to strengthen in‐country laboratory capacity and professional staffing

$88,844

William Way LGBT Community Center 1315 Spruce StreetPhiladelphia, PA 19107United States

PC Speaking OUT for Equality Exhibit which celebrates important milestones in LGBT history and shares the stories of the groups and individuals that have paved the way for equality

$60,000

Wilton Park Wiston HouseSteyning, West Sussex BN44 3DZUnited Kingdom

NC Opportunities and Challenges Roundtable: The Intersection of Faith and LGBT Human Rights

$95,000

WNYC Radio 160 Varick StreetNew York, NY 10013United States


World Wildlife Fund, Inc. 1250 24th Street, NWWashington, DC 20037‐1193United States

PC Reducing the Impact of China’s Industrial and Infrastructure Development on Great Ape Conservation in the Congo Basin

$99,002

World Wildlife Fund, Inc. 1250 24th Street, NWWashington, DC 20037‐1193United States

PC For the Souanke Sembe Forest Great Ape Conservation Project to influence land use policies, protect ape habitat and combat poaching in the Northern Republic of Congo

$100,255

Yayasan IAR Indonesia Jl. Curug Nangka Bl. Pasir Loji Kel. Sukajadi, Kec. Tamansari Ciapus 16610 Indonesia

NC Support to establish a systematic reintroduction project for rehabilitated orangutans in West Kalimantan, Indonesia

$137,500


NC To support the Orangutan Rehabilitation Center in West Kalimantan, Borneo, Indonesia $14,000

Yvette A. Flunder Foundation 8400 Enterprise Way, Suite 202 Oakland, CA 94621 United States

PC The Fellowship Global Project, an affirming faith entity to inspire Africans to develop an inclusive Christian movement tied to a Pan African social justice agenda advancing progressive values

$150,000

Zoological Society of London Regent's Park London NW1 4RY United Kingdom

PC Wildlife Wood Project to ensure responsible wildlife management in priority areas for great ape conservation in Cameroon through improved logging practices and sustainable natural resource management

$72,243

Zoological Society of San Diego PO Box 120551 San Diego, CA 92112‐0551 United States

PC To strengthen conservation of the Ebo forest in Cameroon through monitoring threats, developing community led conservation initiatives, and building the next generation of conservationists

$90,787

Total Grants Paid in 2016 $ 28,623,834




Grantee Legal Name Grantee Address Tax Status Project Description AmountNOTE: The Arcus Foundation makes some large grants in the form of a transfer of shares of stock rather than cash. The Foundation makes such transfers of stock in the amount of 98% of the payment due a grantee. If certain conditions are met, the Foundation pays the grantee the difference between the grant payment due and the proceeds the grantee receives from the sale of the stock. Depending on the timing and proceeds of the grantee’s sale of the stock, the grant amount reported on the Grants Paid Report (which is the grant amount shown on the Foundation’s books) and the grant amount shown on the Expenditure Responsibility Grants Report (which is the total amount actually received by the grantee) may differ.


Arcus FoundationEIN #38‐3332791

2016 Grants PayablePart XV ‐ Line 3b Approved for future payment

Grantee Legal Name Grantee Address Tax Class Project Description AmountACT for Women & Girls P.O. Box 536

Visalia, CA 93279United States






Akahatá ‐ Equipo de Trabajo en Sexualidades y Géneros

Parana 157 Dto. F Buenos AiresArgentina








alQaws for Sexual & Gender Diversity in Palestinian Society

PO Box 1616Jerusalem, 91016 Israel








American Civil Liberties Union Foundation, Inc.

125 Broad Street, 18th FloorNew York, NY 10004‐2400 United States


American Indian College Fund 8333 Greenwood Boulevard Denver, CO 80221 United States

PC American Indian and Alaska Native LGBT Student Success Program to provide support for scholarships and LGBT organizing at tribal colleges and universities

$30,000

American Jewish World Service, Inc. 45 West 36th Street, 11th FloorNew York, NY 10018 United States

PC Sexual Orientation and Gender Identity Grantmaking to support policy and cultural change, primarily in Kenya, Liberia

$3,704




PC For the Chimpanzees to Sanctuary Campaign, with a specific focus on sanctuary retirement for the federally owned chimpanzees who remain at the Alamogordo Primate Facility in New Mexico

$50,000


PC Support for the Global Philanthropy Project (GPP), a funder collaborative and philanthropic advisor team working to advance LGBTI human rights in the Global South and East

$50,000


PC To support the LGBTQ Racial Justice Fund, a collaborative philanthropic initiative working to improve the lives of LGBTQ people of color

$300,000

Attachment DPage 1 of 14



Grantee Legal Name Grantee Address Tax Class Project Description AmountAstraea Foundation, Inc. 116 East 16th Street, 7th Floor


PC International Trans* Fund to increase the capacity of the trans* movement to self‐organize and advocate for rights of trans* persons

$500,000


PC For the Intersex Human Rights Fund to support organizations, projects and timely campaigns led by intersex activists

$100,000


PC LGBTQ Human Rights China Partnership to support re‐granting to organizations in mainland China to advance LGBT policy and cultural change, as well as movement building

$400,763


PC To support LGBTQI groups in the Caribbean and Central America, and India via regranting and capacity‐building support

$370,000



Audre Lorde Project, Inc. 147 West 24th Street, 3rd Floor New York, NY 10011‐1911 United States

PC For TransJustice programming to transform the root causes of oppressive conditions and systemic violence targeting trans and gender non‐comforming people of color

$75,000


PC Transforming Movements Fund, a collaborative fund to support young LGBTQ leaders working within and across various social justice movements

$300,000





Brooklyn Monthly Meeting of The Religious Society of Friends

P.O. Box 02613Brooklyn, NY 11202United States


Brunel University London Kingston LaneUxbridge, Greater London UB8 3PHUnited Kingdom

PC Division of Anthropology's Borneo Human‐Orangutan Conflict: Ethnographic Strategic Mitigation Project to provide findings and evidence‐based strategies to mitigate orangutan killing and engage constructively with local stakeholders

$18,564



$14,737



$18,600



$18,099

California Rural Legal Assistance, Inc. 1430 Franklin Street, Ste. 103 Oakland, CA 94612 United States

PC To support the LGBT program that addresses the intersections of race, immigration status and poverty within the framework of advancing rural LGBT rights

$2,000

Canopy Planet Society 1726 Commercial Drive, Suite 1Vancouver, BC V5N 4A3Canada


$40,000




Grantee Legal Name Grantee Address Tax Class Project Description AmountCanopy Planet Society 1726 Commercial Drive, Suite 1

Vancouver, BC V5N 4A3Canada


$80,000

Children International P.O. Box 219055 Kansas City, MO 64121 United States


Citizen Association Egal Prištinska 42/1 11000 Belgrade Serbia

NC To support Pride Serbia 2017 and for planning associated with the creation of a LGBTI Center to address of the various needs of the trans* and LGBTI community

$30,000

Community Initiatives 354 Pine Street, Suite 700San Francisco, CA 94104United States

PC For the Council for Global Equality to support the fair treatment, equal rights, and developmental needs of LGBT people globally

$200,000

Community Initiatives 1220 L Street NW Washington, DC 20005 United States

PC To support the production of the Council for Global Equality's global LGBTI perspectives video

$17,000


PC To support the conservation of habitat for northern yellow cheeked gibbons and other high biodiversity value areas in the Veun Sai‐Siem Pan Conservation Area (VSSPCA) in northeast Cambodia

$105,000



$120,000



$150,000

Cornell University Foundation Advancement Services130 East Seneca Street, Suite 400Ithaca, NY 14850United States


Dignity Inc. PO Box 376 Medford, MA 02155 United States

PC To support the Equally Blessed: Just Employment Policies for LGBTQ/Ally Employees in Catholic Institutions

$115,500

DRACHMA 54, The Alcove Farinal Street Mosta MST 3422 Malta

NC To create the European Network of Parents of LGBTQI Persons, a platform of common learning and empowerment to challenge and influence current public discourse

$20,000

Eastern Caribbean Alliance For Diversity and Equality

Conch Shell DriveGros Islet 00124Saint Lucia

NC Litigation and advocacy to challenge the norms that allow social and cultural discrimination against the LGBTQI community

$40,000

European Region of the International Lesbian, Gay, Bisexual, Trans and Intersex Association








NC To cultivate LGBTI philanthropy in Europe to ensure that the European LGBTI movement is resourced in a sustainable way

$65,000




Grantee Legal Name Grantee Address Tax Class Project Description AmountEuropean Region of the International Lesbian, Gay, Bisexual, Trans and Intersex Association


NC To cultivate LGBTI philanthropy in Europe to ensure that the European LGBTI movement is resourced in a sustainable way

$35,000

Falconworks Artists Group P.O. Box 310283Brooklyn, NY 11231United States










$193,157



$217,457

Food and Friends, Inc. 219 Riggs Road, NE Washington, DC 20011 United States


Freedom for All Americans Education Fund 1775 Pennsylvania Avenue NW Suite 350 Washington, DC 20006United States



PC To improve the capacity and sustainability of Les Amis des Bonobos du Congo (ABC) resulting in funding security of ABC's high quality bonobo conservation programs in the DRC

$75,000

Friends of CSWCT 712 H Street NE, Box 1170Washington, DC 20002United States

PC Capacity‐building to Enhance Sanctuary Sustainability in Uganda $28,000



PC Support for the creation of a nonfiction graphic novel about LGBTI rights defenders in 6 countries around the world

$10,000



PC To provide emergency assistance for at‐risk human right defenders working on LGBTI human rights globally

$40,000

Fund for Global Human Rights 1301 Connecticut Ave NW Suite 400 Washington, DC 20036 United States

PC To support policy change, primarily via regranting, in the Philippines and Thailand, and Sierra Leone

$125,000






Grantee Legal Name Grantee Address Tax Class Project Description AmountGay & Lesbian Victory Institute, Inc. 1133 15th Street NW, Suite 350


PC For the Victory Empowerment Fellowship, which focuses on the needs of out people of color and transgender leaders to inspire and train a new generation of diverse LGBT people for public leadership roles, contribute to their communities and expand upon their policy making power

$100,000

Gay & Lesbian Victory Institute, Inc. 1133 15th Street NW, Suite 350 Washington, DC 20005 United States

PC For the Victory Empowerment Fellowship, which focuses on the needs of out people of color and transgender leaders to inspire and train a new generation of diverse LGBT people for public leadership roles, contribute to their communities and expand upon their policy making power

$100,000

Genders & Sexualities Alliance Network 1611 Telegraph Ave, Ste. 1002Oakland, CA 94612United States



PC UK LGBTI Donor Cultivation Project, an initiative to engage donors in support of international LGBT rights, with an emphasis on the Global South/ East

$50,000


PC Funders' Initiative for Civil Society (FICS) to provide leadership to funders dealing with the global trend of a closing space for civil society

$25,000

Global Eye Trust 33 Edith Cavell StreetPort LouisMauritius

NC Project Corvus II as a follow‐up to the study on the criminal networks behind the trafficking of apes in Asia

$74,955

Global Federation of Animal Sanctuaries PO Box 32294 Washington, DC 20007 United States

PC Collaboration and information sharing between range state ape centers in Africa and Asia

$50,000



$100,000



$100,000



Greenpeace Fund, Inc. 702 H Street NW Suite 300 Washington, DC 20001 United States

PC Congo Basin Forest Safeguarding Project to prevent large scale deforestation $175,000

GRIOT Circle, Inc. 25 Flatbush AvenueBrooklyn, NY 11217United States




$83,500



$93,100

Heartland Alliance for Human Needs & Human Rights

208 South LaSalle Street, Suite 1818 Chicago, IL 60604 United States

PC Global Initiative for Sexuality & Human Rights to provide technical assistance and re‐granting to support LGBT movement building in several countries in the Global South

$3,953




Grantee Legal Name Grantee Address Tax Class Project Description AmountHetrick‐Martin Institute 2 Astor Place




PC Now and Forever Campaign and LGBT Planned Giving Project to expand the donor community for the movement

$50,000

Human Rights Watch, Inc. 350 Fifth Avenue, 34th Floor New York, NY 10118‐3299United States

PC To conduct research and education on defending LGBT Rights $100,000

Hutan ‐ Kinabatangan Orang‐Utan Conservation Project

PO Box 17793, 88874 Kota Kinabalu Sandakan, Sabah 90734 Malaysia


$170,000

Hutan ‐ Kinabatangan Orang‐Utan Conservation Project

PO Box 17793, 88874 Kota Kinabalu Sandakan, Sabah 90734 Malaysia


$170,000

Inclusive & Affirming Ministries 6 Silwerkruin Van Breda StreetDurbanville Capetown, Western Cape 7551 South Africa

NC Strategic Faith Advocacy Partnerships Africa Initiative to engage with faith leaders in Kenya and Botswana, in order to reduce violence, persecution and criminalization of LGBTI persons

$60,000



$100,000



$100,000



PC Advancing LGBTI Human Rights through the United Nations, ASEAN, and the ASEAN SOGIE Caucus

$200,000














Grantee Legal Name Grantee Address Tax Class Project Description AmountInternational Union for Conservation of Nature and Natural Resources



$100,444




$203,110




$133,131

Iranti‐Org 87 De Korte Street, 3rd FloorBraamfonteinJohannesburg 2001South Africa

NC Strengthened Advocacy, Capacity and Visibility towards Advancing LTI Rights in Africa $100,000



$30,000



$110,000

Jane Goodall Institute for Wildlife Research Education & Conservation

1595 Spring Hill Rd, Suite 550Vienna, VA 22182United States

PC Eastern Democratic Republic of Congo (DRC) ‐ Great Apes Conservation Action Plan (CAP) Implementation

$1,000,000

Kalamazoo Institute of Arts 314 S. ParkKalamazoo, MI 49007United States


Krista Tippett Public Productions 1609 Hennepin Avenue South Minneapolis, MN 55403United States



PC Forever Sabah: Jurisdictional Scale Palm Oil Project that includes strategic engagements with government, civil society, indigenous communities and industry to design a framework for implementation

$75,000


PC Goualougo Triangle Ape Project in the Congo Basin, to safeguard the integrity of ape habitats and enhance the survival prospects of coexisting gorillas and chimpanzees in timber production forests

$79,500


PC Model Ape Sanctuary Sustainability Program to create a model partnership for the ape sanctuary community

$92,250



Ministry with Community 440 N. Church Street Kalamazoo, MI 49007United States


National Center for Transgender Equality 1325 Massachusetts Ave NW, Ste 700Washington, DC 20005United States





Grantee Legal Name Grantee Address Tax Class Project Description AmountNational Center for Transgender Equality 1325 Massachusetts Ave NW, Ste 700



National Korean American Service & Education Consortium

7006 Evergreen Court Suite 200 Annandale, VA 22003 United States

PC General Operating Support for the Black Youth Project 100 Education Fund $5,000

National LGBTQ Task Force 1325 Massachusetts Ave NW, Ste 700Washington, DC 20005United States


National Queer Asian Pacific Islander Alliance

233 Fifth Avenue, Ste. 4ANew York, NY 10016United States


National Queer Asian Pacific Islander Alliance

233 Fifth Avenue, Ste. 4A New York, NY 100016 United States




$60,000



$200,000



$220,000


PC Religious Liberty and Equality Project to guide the progressive movement out of a defensive posture when tackling religious exemption provisions

$23

Network of African National Human Rights Institutions

2nd Floor, CVS Plaza, Lenana RoadPO Box 74359Nairobi 00200Kenya

PC Capacity building of African National Human Rights Institutions to engage with and protect the rights of LGBT/Gender Non‐Conforming communities

$100,000

New York City Gay And Lesbian Anti‐Violence Project Inc.

116 Nassau St., 3rd FloorNew York, NY 10038United States


Nonhuman Rights Project, Inc. 5195 NW 112th Terrace Coral Springs, FL 33076 United States


NY Quarterly Meeting of The Religious Society of Friends

15 Rutherford Place New York, NY 10003United States


ORAM ‐ Organization for Refuge Asylum & Migration

333 Valencia Street Suite 250 San Francisco, CA 94103 United States


Orangutan Appeal UK Charbury, Oreston Lane Effingham KT24 5SN United Kingdom

PC Tabin Orangutan Post Release Monitoring Project that records intensive, cumulative behavioural data on reintroduced orphaned orangutans in Sabah

$75,000




Grantee Legal Name Grantee Address Tax Class Project Description AmountOrangutan Foundation 7 Kent Terrace

London NW1 4RP United Kingdom

PC To support the Central Kalimantan Endangered Ape Populations Conservation Project $50,000

Orangutan Foundation 7 Kent Terrace London NW1 4RP United Kingdom


Orangutan Foundation 7 Kent Terrace London NW1 4RP United Kingdom




$297,168



$352,278

Parliamentarians for Global Action 132 Nassau Street, Suite 1419 New York, NY 10038 United States

PC Parliamentary Campaign against SOGI Discrimination to sensitize parliamentarians about the lived realities of LGBTI people and to facilitate dialogue to end discrimination

$50,000

Peekskill Museum P.O. Box 84Peekskill, NY 10566United States


Philanthropy Impact 48‐51 Gloucester Street London, City of London, WC1N 3AE United Kingdom

NC Professional Advisers LGBT Issues Knowledge‐Building Project to increase the knowledge around different aspects of human rights such as LGBT issues

$5,000

Project Primate, Inc. 7537 42nd Ave, NESeattle, WA 98115United States

PC Chimpanzee Conservation Centre for organizational infrastructure advancement $20,225

Promundo‐Us 1367 Connecticut Avenue, Suite 310 Washington, DC 20036‐1872 United States

PC International Men and Gender Equality Survey for research on men’s gender and LGBTQI attitudes in the Middle East and North Africa

$52,480


PC Support for Third Wave Fund programs for LGBTQ youth of color, particularly trans women of color, and increase overall organizational effectiveness

$225,000


PC Support for Third Wave Fund programs for LGBTQ youth of color, particularly trans women of color, and increase overall organizational effectiveness

$225,000



$50,000



$50,000

Regional Info Center ljermontova 2/16 Beograde, 11050 Serbia

NC To support the Optimist gay magazine publication and Merlinka queer film festival in Serbia

$10,000

Riverside Church in the City of New York 490 Riverside Drive New York, NY 10027United States





Grantee Legal Name Grantee Address Tax Class Project Description AmountRoyal Zoological Society of Scotland Edinburgh Zoo

134 Corstorphine Road Edinburgh EH12 6TS United Kingdom


$55,000



$75,012



$119,988







Silvery Gibbon Project PO Box 335 Como Perth 6952 Australia

NC For Javan Gibbon Centre Capacity Building to support gibbon conservation $20,000

Social, Health and Empowerment Coalition of Transgender Women in Africa

Office 22, Zanempilo Health Centre 22 Lower Oxford Street, PO Box 1041 East London, Eastern Cape, 5201 South Africa

NC To support a research project aimed at exploring the socio‐economic and political landscape for South African transgender women

$18,042

Southern African Christian Initiative Werner Lister, 95PO Box 1083WindhoekNamibia

NC To build the capaciy of Religious Leaders on Sexual Diversity to sensitize religious leaders on their social and moral obligations around sexual diversity and tolerance

$20,000







Spelman College 350 Spelman Lane SW, Box 1551 Atlanta, GA 30314‐4399 United States

PC To support the Toni Cade Bambara Scholar Activism Service Award $1,000

St Jude Childrens Research Hospital P.O. Box 50Memphis, TN 38105United States


Stichting Hivos (Humanist Institute for Cooperation with Developing Countries)

Raamweg 16 The Hague 2596 Netherlands

PC To support policy and culture change regarding SOGI human rights, primarily via regranting

$175,000




Grantee Legal Name Grantee Address Tax Class Project Description AmountStonewall Equality Limited Tower Building

York RoadLondon SE1 7NXUnited Kingdom

PC Empowering Trans Communities to comprehensively and strategically integrate trans specific work into all key campaigning and programme outputs to achieve trans equality

$50,000

Storahtelling Lab Shul Inc. 125 Maiden Lane, No 8B New York, NY 10038United States


Sundance Institute 5900 Wilshire Boulevard, Suite 800 Los Angeles, CA 90036 United States

PC Arcus Foundation (LGBT Documentary Film) Fund and to assist filmmakers exploring LGBT issues through documentary film projects

$200,000







Synchronicity Earth 32a Thurloe Place London, SW7 2HQ United Kingdom

PC To create The Ape Endowment, a long‐term, expendable fund with new and different sources of funding to support efforts focused on protecting ape species in their natural habitats

$300,000

The Bottom Line, Inc. 500 Amory Street, Suite 3Jamica Plain, MA 02130United States


The Channel Giving Circle Ltd. 373 Albert StreetBrunswick, Victoria 3056Australia

NC Capacity‐Building and Grantmaking Project to further develop Australia's first LGBTQIA+ focused giving circle to improve the way Australians experience gender and sexuality

$25,000


PC LGBTQ Photography Book ‐‐ Edges of the Rainbow: Japan in Praise of Diversity $2,064


PC South African LGBTI and Allied Religious Groups for Social Change to improve the reach and quality of advocacy efforts by LGBTI groups in 13 African countries to advance equality and social acceptance

$150,000

The Trevor Project 8704 Santa Monica Boulevard #600 West Hollywood, CA 90069 United States


Theater Offensive, Inc. 565 Boylston Street Boston, MA 02116 United States

PC To support the True Colors: Out Youth Theater, a program that generated original productions written and performed by its young LGBT and Allied artists

$2,500


PC For Trans Justice Funding Project grantmaking to support trans justice groups across the country

$1,624


PC For the Equality Without Borders Fund to support organizations that advance human rights for LGBTQ people around the world

$540




Grantee Legal Name Grantee Address Tax Class Project Description AmountTrans United, Inc. 1624 14th Street


PC For developing the organizational capacity of the National Transgender Bar Association

$25,000

Transgender Europe Heidelberger Str. 63/64 Berlin, 12435 Germany

NC For Transrespect versus Transphobia Worldwide (TvT), a global research project that documents the human rights circumstances of gender‐variant and trans people worldwide

$167,000





Trustees of Columbia University in the City Of New York

Sponsored Projects Administration 615 West 131st Street, Room 254, Mail Code 8725 New York, NY 10027 United States

PC To support the participation of one LGBT advocate in the 2017 Human Rights Advocates Program of the Center for the Study of Human Rights

$33,500

Trustees of Columbia University in the City Of New York

Sponsored Projects Administration 615 West 131st Street, Room 254, Mail Code 8725 New York, NY 10027 United States

PC Center on African‐American Religion, Sexual Politics & Social Justice (CARSS) to advance the moral and civil equality of LGBTQ persons in black churches and communities

$200,000

UHAI ‐ The East African Sexual Health and Rights Initiative

Suite C4, Saachi Plaza, Argwings Khodek Rd, Kilimani P.O. Box 7144‐00300 Nairobi 00300 Kenya

PC To support policy and culture change activities, primarily via regranting in East African countries and building the capacity of constituency groups

$200,000

Ujamaa Centre for Community Development and Research

School of Religion, Philosophy, and Classics, University of KwaZulu‐Natal Private Bag X01, Scottsville Pietermaritzburg KwaZulu‐Natal 3209 South Africa

PC For training Anglican Diocese leaders using biblical and theological resources for social transformation, including economic justice, HIV and AIDS, gender violence, sexuality, masculinity, and ecology

$14,000



University of Birmingham School of Biosciences Birmingham B15 2TT United Kingdom

PC To support the research and development of the Enclosure Design Tool (EDT) to elicit wild‐type behaviours in captive apes

$66,000

University of Birmingham School of Biosciences Birmingham B15 2TT United Kingdom

PC To support the research and development of the Enclosure Design Tool (EDT) to elicit wild‐type behaviours in captive apes

$34,000

University of Chicago 6054 S. Drexel, Suite 300 Chicago, IL 60637 United States

PC Black Youth Project (BYP100), a project committed to advancing a public policy agenda and increasing the visibility of young Black LGBT activists in the mainstream racial justice and LGBT rights movement

$100,000




Grantee Legal Name Grantee Address Tax Class Project Description AmountUniversity of Southern California Office of Contracts and Grants

3720 South Flower Street, CUB 3rd FloorLos Angeles, CA 90089‐0701United States

PC Annenberg School for Communications and Journalism's Religion Dispatches, an online magazine covering religion, politics and culture including Religious Liberty and LGBTQ Issues

$100,455

University of Washington 4333 Brooklyn Ave NEBox 359472Seattle, WA 98195‐9472United States

PC The Social Cognitive Development Lab's TransYouth Project, the country’s first large‐scale, national, longitudinal study of transgender children’s development

$100,000

Village Enterprise Fund, Inc. 751 Laurel Street PMB 222 San Carlos, CA 94070 United States


Western States Center P.O. Box 40305 Portland, OR 97240 United States

PC Tribal LGBT Justice Alliance: A Strategic Cohort to transform Tribal Nations to become more open and inclusive of LGBT Tribal Citizens and families

$54,500

Wild Chimpanzee Foundation c/o Max‐Planck‐Institute for Evolutionary AnthropologyDeutscher Platz 6Leipzig, Germany 04103 4103


$41,738

Wild Chimpanzee Foundation c/o Max‐Planck‐Institute for Evolutionary AnthropologyDeutscher Platz 6Leipzig, Germany 04103 4103


$84,560


PC Cross River Gorilla Transboundary Conservation Project to strengthen transboundary conservation between the Okwangwo Division of Cross River National Park in Nigeria and Takamanda National Park in Cameroon

$136,842



$160,117



$203,041



$67,393



$67,887


PC For Hoolock Gibbon Conservation in the Htamanti Wildlife Sanctuary, Myanmar $2,532

Wildlife Impact 5705 N Wilbur Ave Portland, OR 97217 United States

PC To support evaluation, capacity building and improving the implemtation of CITES (Convention on International Trade in Endangered Species) standards

$40,000

Wildlife Impact 5705 N Wilbur Ave Portland, OR 97217 United States

PC To support evaluation, capacity building and improving the implemtation of CITES (Convention on International Trade in Endangered Species) standards

$40,000




Grantee Legal Name Grantee Address Tax Class Project Description AmountWNYC Radio 160 Varick Street

New York, NY 10013United States


World Wildlife Fund, Inc. 1250 24th Street, NW Washington, DC 20037‐1193 United States

PC Reducing the Impact of China’s Industrial and Infrastructure Development on Great Ape Conservation in the Congo Basin

$863


NC General Operating Support $9,000

You Can Play PO Box 7460 Denver, CO 80238‐2491 United States

PC To support the LGBT Athletes Ambassador Program and Athlete Training $50,000


PC Hainan Gibbon Conservation Capacity and Landscape Management Project to implement priority recovery actions and build a future for the world's rarest primate

$93,672



$97,365



$108,963


PC Wildlife Wood Project to ensure responsible wildlife management in priority areas for great ape conservation in Cameroon through improved logging practices and sustainable natural resource management

$83,920

Total Grants Payable in 2016 $16,604,995

NOTE: The Arcus Foundation makes some large grants in the form of a transfer of shares of stock rather than cash. The Foundation makes such transfers of stock in the amount of 98% of the payment due a grantee. If certain conditions are met, the Foundation pays the grantee the difference between the grant payment due and the proceeds the grantee receives from the sale of the stock. Depending on the timing and proceeds of the grantee’s sale of the stock, the grant amount reported on the Grants Paid Report (which is the grant amount shown on the Foundation’s books) and the grant amount shown on the Expenditure Responsibility Grants Report (which is the total amount actually received by the grantee) may differ.


ATTACHMENT E Arcus Foundation EIN #38-3332791 Form 990-PF December 31, 2016 Founded in 2000 by Jon Stryker, the Arcus Foundation is a leading global foundation dedicated to the idea that people can live in harmony with one another and the natural world. Arcus believes that respect for diversity among peoples and in nature is essential to a positive future for our planet and all its inhabitants. We work with experts and advocates for change to ensure that LGBT people and our fellow apes thrive in a world where social and environmental justice are a reality.

To be eligible for funding consideration, applicant organizations must have in place a board-approved Equal Employment Opportunity (EEO) policy that specifically references sexual orientation and gender identity as protected categories, and is in compliance with all other applicable EEO laws.

For more information visit www.arcusfoundation.org or connect with us @ facebook.com/arcusfoundation or @twitter.com/arcusfoundation


2016 Expenditure Responsibility Grantsas of March 31, 2017

Grant ID Organization Legal NameOrganization Address

Approval Date Grant Amount

Grant Description Payments Made to Grantee

Payment Date Amount Expended by Grantee

Balance of Funds Diversion of Grant Funds Type Schedule Date Received Date

1407‐731 Akahatá‐ Equipo de Trabajo en Sexualidades y Generos Parana 157 Dto. F Buenos Aires, Argentina

9/11/2014 $30,000 To support Latin America and the Caribbean advocacy on SOGI human rights issues at the Organization of American States and the United Nations.

$10,000 10/8/2014 $5,394 $4,606 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.

Narrative & Financial Report

1/31/2015 1/30/2015

$10,000 3/11/2015$10,000 6/4/2015 $24,606 $0 To the knowledge of Arcus Foundation, the Grantee

has not made any diversion of funds from the purpose of the grant.


10/31/2015 11/1/2015

1505‐1269 Akahatá ‐ Equipo de Trabajo en Sexualidades y Generos Parana 157 Dto. F Buenos Aires, Argentina

10/2/2015 $37,500 To advance Human Rights through International Advocacy at the Organization of American States and the United Nations.



1/31/2016 1/30/2016

$15,000 3/2/2016$15,000 7/12/2016 $31,581 $0 To the knowledge of Arcus Foundation, the Grantee

has not made any diversion of funds from the purpose of the grant.


1/31/2017 2/18/2017

1604‐1763 BFM Films, Ltd.Studio Floor, 71 Sherriff RoadLondon NW6 2ASUnited Kingdom

5/26/2016 $25,000 To support The Boy From Mushin film which tells the story of Bisi Alimi and other LGBT Nigerians in their struggle for equality and freedom.

$25,000 6/8/2016 Narrative & Financial Report

4/30/2017 Not Due

1610‐1991 Biotope22 Boulevard FochBP58, MezeFrance

12/1/2016 $100,000 For the Guinea Chimpanzee Conservation Strategy and Action Plan to address the pressures affecting chimpanzee populations.


1/31/2018 Not Due

1511‐1506 Canopy Planet Society1726 Commercial Drive, Suite 1Vancouver, BC V5N 4A3Canada

3/23/2016 $200,000 Leuser Ecosystem Project to mobilize high impact market support and engagement for conservation purposes.


4/30/2017 Not Due


4/30/2018


4/30/2019

1409‐1021 Centre for Research in AnthropologyAv. Das Forcas Armadas, Ed. ISCTE‐IUL1649‐026 LisboaLisboa 1069‐061Portugal

12/15/2014 $30,000 To promote Chimpanzee Conservation in Guinea‐Bissau, West Africa through a workshop in collaboration with key local and government stakeholders to increase awareness, identify the main conservation threats, and to develop potential strategies.

$30,000 1/22/2015 $0 $30,000 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


1/31/2016 4/4/2016

$23,052 $6,948 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


1/31/2017 1/7/2017


10/31/2017 Not Due

1611‐2017 Citizen Association EgalPrištinska 42/1 11000 BelgradeSerbia

12/16/2016 $30,000 To support Pride Serbia 2017 and for planning associated with the creation of a LGBTI Center to address of the various needs of the trans* and LGBTI community.


1/31/2018 Not Due

1607‐1890 Copenhagen ZooRoskildevej 38Frederiksberg 2000Denmark

9/29/2016 $8,900 For support for a comprehensive survey of chimpanzees in all major forest reserves in SW Nigeria.



1/31/2017 1/31/2017


6/30/2017 Not Due

1504‐1263 Comité IDAHO32 rue de la MareParis 75011France

11/16/2015 $50,000 To support LGBTI Organization Capacity Development. $50,000 11/23/2015 $50,000 $0 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


1/31/2017 1/19/2017

Attachment FPage 1 of 10








1611‐2011 DRACHMA54, The Alcove Farinal Street Mosta MST 3422 Malta

12/15/2016 $20,000 To create the European Network of Parents of LGBTQI Persons, a platform of common learning and empowerment to challenge and influence current public discourse.


9/30/2017 Not Due

1603‐1731 Eastern Carribbean Alliance for Diversity and Equality, Inc.Conch Shell DriveGros Islet 00124Saint Lucia

9/7/2016 $100,000 Litigation and advocacy to challenge the norms that allow social and cultural discrimination against the LGBTQI community.



1/31/2017 2/12/2017


1/31/2018 Not Due

1510‐1429 Equality Myanmar No 302, Building F, Anorahta Housing Compound Between Pyay Road and Innsein Road Yangon 11041 Burma

12/1/2015 $15,000 LGBT Capacity Development and Mentoring Project to empower marginalized and underrepresented group through capacity development and mentoring.

$15,000 12/16/2015 $15,000 $0 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


7/31/2016 10/25/2016

1304‐24 European Forum of Lesbian and Gay Christian GroupsUngerplein 16‐bNL ‐ 3033 BVRotterdam, Netherlands

12/13/2013 $117,000 To support leadership training for LGBT Christian leaders in Eastern Europe and Central Asia.



1/31/2015 1/31/2015



1/31/2016 1/31/2016



6/30/2016 7/1/2016

$20,693 $0 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


1/31/2017 2/15/2017

1409‐981 European Forum of Lesbian and Gay Christian GroupsUngerplein 16‐bNL ‐ 3033 BVRotterdam, Netherlands

12/12/2014 $134,000 To support institutional and advocacy capacity to combat religious based homophobia in Europe.



1/31/2016 1/31/2016



1/31/2017 4/20/2017


6/30/2017 Not Due

1603‐1711 European Network on Religion and Belief (ENORB)Rue Engeland 332 Brussels 1180 Belgium

6/24/2016 $75,000 Building Communities of Trust Project to promote mutual understanding between the Religion & Belief and LGBTI communities across Europe.



1/31/2017 3/7/2017


1/31/2018 Not Due

1603‐1757 European Region of the International Lesbian, Gay, Bisexual, Trans and Intersex Association Rue du Trône 60 Brussels 1050 Belgium

10/25/2016 $100,000 To cultivate LGBTI philanthropy in Europe to ensure that the European LGBTI movement is resourced in a sustainable way.


1/31/2018 Not Due


1/31/2019 Not Due


10/7/2016 $300,000 Creating Opportunities to drive progress for LGBTI communities in Europe.


1/31/2018 Not Due










1/31/2019 Not Due


3/23/2015 $262,500 Creating Opportunities to drive progress for LGBTI communities in Europe.



1/31/2016 2/1/2016



1/31/2017 1/24/2017


5/31/2017 Not Due

1507‐1335 Euroregional Center for Public InitiativesBl. Nicolae Balcescu 33 UNIC, sc.A, ap. 90 Bucharest 010045 Romania

11/24/2015 $50,000 To support the Eastern European LGBT Faith Group Empowerment: The LGBTI Equality Project.



1/31/2017 1/31/2017

1607‐1888 Floating Ophelia Productions LLC2261 Market Street #293San Francisco, CA 94114United States

10/26/2016 $66,200 Community outreach for the documentary, MAJOR!, that explores the life of a formerly incarcerated trans woman of color.



1/31/2017 1/30/2017


10/31/2017 Not Due

1608‐1923 Freemind Beauty, LLC6601 Rannoch Rd. Bethesda, MD 20817 United States

9/26/2016 $15,000 Academy Award Nomination Campaign for the Trans List documentary.



1/31/2017 3/20/2017

1502‐1232 Freemind Beauty, LLC6601 Rannoch Rd. Bethesda, MD 20817 United States

6/18/2015 $200,000 The Trans List documentary to provide a platform for 16 transgender individuals to tell their stories about identity, family, career, love, struggle and accomplishment.



1/31/2016 3/7/2016

To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


10/31/2016 12/12/2016

1408‐935 Gender DynamiXPO Box 347AthloneCapetown 7760South Africa

12/15/2014 $100,000 Support for regional advocacy and the strategic plan around regional and international human rights training and developing a positional paper on access to health for trans* people.



1/31/2016 2/3/2016



4/30/2016 7/7/2016

1510‐1451 Gender DynamiXPO Box 347AthloneCapetown 7760South Africa

12/17/2015 $100,000 Support for regional advocacy and the strategic plan around regional and international human rights training and the developing a positional paper on access to health for trans* people.



1/31/2017 3/24/2017


4/30/2017 Not Due

1606‐1869 Global Eye Trust 33 Edith Cavell StreetPort LouisMauritius

10/11/2016 $150,000 Project Corvus II as a follow‐up to the study on the criminal networks behind the trafficking of apes in Asia.


7/31/2017 Not Due


6/30/2018 Not Due









1508‐1389 Global Interfaith Network (GIN SSOGIE)Corner Rabie Rd and 4th Ave North, FontainebleauRandburg, JohannesburgSouth Africa 2032

5/26/2016 $100,000 To support Sustainable Infrastructure to build staff, programming and development capacity.



3/31/2017 4/12/2017

1402‐2084 Human Dignity Trust14 Hatton Gardens, 3rd FloorLondon, EC1N 8ATUnited Kingdom

6/27/2014 $300,000 To support Global South Litigation to challenge laws criminalizing private consensual same‐sex conduct.



4/30/2015 5/12/2015



4/30/2016 4/29/2016



7/31/2016 7/29/2016

1509‐1404 Inclusive & Affirming Ministries6 Silwerkruin Van Breda StreetDurbanville Capetown, Western Cape 7551 South Africa

3/22/2016 $120,000 Strategic Faith Advocacy Partnerships Africa Initiative to engage with faith leaders in Kenya and Botswana, in order to reduce violence, persecution and criminalization of LGBTI persons.



1/31/2017 2/1/2017


4/30/2017 Not Due


1/31/2018 Not Due


4/30/2018 Not Due

1602‐1692 Initiative for Strategic Litigation in Africa208 ‐ 211 Jeppe Street, 15th Floor Marble TowersJohannesburg 2000South Africa

6/29/2016 $267,000 Strategic Litigation for the Sexual Rights Program to strengthen domestic, regional and international standards concerning legal protection of people whose rights are violated based on their sexuality



3/31/2017 3/30/2017


3/31/2018 Not Due


3/31/2019 Not Due

1609‐1956 International Fellowship for ReconciliationPostbus 15283500 BM UtrechtThe Netherlands

12/1/2016 $85,000 Together for Transformation: Global Seminarian Project, a training partnership for global seminarians working on issues of gender justice.


1/31/2018 Not Due


1/31/2019 Not Due

1608‐1920 International Service for Human RightsRue de Varembe 1 P.O. Box 16, CH‐1211 Geneva 20 CIC Switzerland

12/20/2016 $150,000 Nationally advancing LGBT rights through Human Rights Defenders. Narrative & Financial Report

1/31/2018 Not Due


1/31/2019 Not Due

1411‐1105 International Service for Human RightsRue de Varembe 1PO Box 16, CH‐1211Geneva 20 CICSwitzerland

3/23/2015 $131,250 To contribute to significant developments in advancing LGBT rights thourgh human rights defenders in international and human rights systems.



1/31/2016 1/31/2016



1/31/2017 1/31/2017

1512‐1602 Iranti‐Org87 De Korte Street, 3rd FloorBraamfonteinJohannesburg 2001South Africa

6/28/2016 $166,667 Strengthened Advocacy, Capacity and Visibility towards Advancing LTI Rights in Africa.



3/31/2017 3/31/2017


3/31/2018 Not Due









0803‐32 Land Empowerment Animals People ‐ US3378 Revere AvenueOakland, CA 94605United States

9/12/2008 $61,000 For the KOPEL cooperative to complete the construction of the community‐owned Tungog Rainforest Eco‐Camp in Sabah, Malaysia (orangutan habitat).


Narrative, capital & Financial Report

1/31/2009 3/18/2009 & 4/27/2009


Narrative, capital & Financial Report

3/31/2009 5/30/2009 & 1/8/2010


Capital Report 1/31/2010 1/8/2010


Capital Report 1/31/2011 7/4/2011


Capital Report 7/31/2012 (FYE change)

7/28/2012


Capital Report 7/31/2013 11/26/2013


Capital Report 7/31/2014 8/4/2014


Capital Report 7/31/2015 7/28/2015


Capital Report 7/31/2016 7/31/2016

Capital Report 7/31/2017 through

1/31/2019

Not Due

Capital Reporting satisfied.

1509‐1402 Muslim Women's Network UK Ltd The Warehouse 54‐57 Allison Street Birmingham B5 5TH United Kingdom

12/14/2015 $66,000 For support for the partnership with the Inclusive Mosque Initiative. $66,000 1/12/2016 $4,620 $61,380 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.


4/30/2016 4/28/2016



1/31/2017 2/9/2017

10OC‐29 Ol Pejeta Conservancy LimitedPrivate BagNanyuki, 10400Kenya

10/11/2010 $215,389 To complete construction of a new house for orphaned chimpanzees and a house for the manager of the Sweetwaters Chimpanzee Sanctuary.


Narrative, Capital & Financial Report

1/31/2011 1/31/2011 & 2/14/2011



1/31/2012 1/31/2012


Additional Reporting

6/30/2012 7/19/2012



1/31/2013 4/18/2013



1/31/2014 2/11/2014


Capital Report 1/31/2015 1/29/2015


Capital Report 1/31/2016 1/29/2016


Capital Report 1/31/2017 1/31/2017









Capital Report 1/31/2018 through

1/31/2020

Not Due

10OC‐32 Ol Pejeta Conservancy LimitedPrivate BagNanyuki, 10400Kenya

12/21/2010 $60,000 For the development of a health monitoring program at the Sweetwaters Chimpanzee Sanctuary, and to improve the staff housing at the Sanctuary.



4/15/2011 4/27/2011



1/31/2012 1/31/2012



1/31/2013 4/18/2013


Capital Report 1/31/2014 2/24/2014


Capital Report 1/31/2015 1/29/2015


Capital Report 1/31/2016 1/29/2016


Capital Report 1/31/2017 1/31/2017

1303‐44 Ol Pejeta Conservancy LimitedPrivate BagNanyuki, 10400Kenya

9/19/2013 $302,683 To identify chimpanzees in need of refuge and assist in moving them to appropriate sanctuaries where space is available; and to conduct an investigation into the illegal smuggling of great apes, map the trade routes, expose traders and report on the numbers of apes involved and their survival rate.



1/31/2014 3/11/2014



1/31/2015 2/27/2015



1/31/2016 1/29/2016



1/31/2017 2/1/2017


11/30/2017 Not Due

Capital Report 1/31/2018 Not DueCapital Report 1/31/2019 Not Due

1406‐714 Ol Pejeta Conservancy LimitedPrivate BagNanyuki, 10400

8/20/2014 $172,621 To support the Long Term Sustainability of Sweetwaters Chimpanzee Sanctuary by Improving OPCs Financial Management Systems, and Promoting Welfare and Safety of Chimpanzees



1/31/2015 2/3/2015

$117,510 To the knowledge of Arcus Foundation, the Grantee has not made any diversion of funds from the purpose of the grant.

Capital Report 1/31/2015 1/29/2015



11/30/2015 12/17/2015


Capital Report 1/31/2016 1/29/2016


Capital Report 1/31/2017 1/31/2017

Capital Report 1/31/2018 Not DueCapital Report 1/31/2019 Not Due









1512‐1595 Other Sheep AfricaKirima HouseLuthuli AvenueNairobi 00100Kenya

6/14/2016 $50,000 To support the continued dialogue with Muslim Leaders in Kenya on LGBTI Issues.



1/31/2017 1/16/2017


6/30/2017 Not Due

1510‐1493 Pan Africa ILGA87 Dekort Street, Heerengracht BuildingBraamfonteinJohannesburg 2001South Africa

3/24/2016 $100,000 Capacity development and African Commission Advocacy to strengthen initiatives that address human rights violations of LGBTI organisations and individuals at regional and international levels.



3/31/2017 5/22/2017

1510‐1476 Pembizo Christian CouncilLangata Road P. O. Box 38244 Nairobi 00100 Kenya

3/31/2016 $98,000 Africa Sexualities: Common Grounds Project to continue engaging church leaders in Africa for an all‐inclusive church and society in Africa.



1/31/2017 1/19/2017

1609‐1954 Philanthropy Impact48‐51 Gloucester Street London, City of London, WC1N 3AE United Kingdom

12/15/2016 $5,000 Professional Advisers LGBT Issues Knowledge‐Building Project to increase the knowledge around different aspects of human rights such as LGBT issues.


5/31/2017 Not Due

1611‐2020 Regional Info Centerljermontova 2/16 Beograde, 11050 Serbia

12/16/2016 $10,000 To support the Optimist gay magazine publication and Merlinka queer film festival in Serbia.


1/31/2018 Not Due

1411‐1108 Russia Freedom Fund44 West 28th Street, 17th FloorNew York, NY 10001United States

5/14/2015 $46,000 To empower the LGBT Community to Resist Religious Homophobia in Russia.



1/31/2016 2/4/2016



1/31/2017 3/29/2017


6/30/2017 Not Due

1412‐1146 Silvery Gibbon Project P.O. Box 335, Como Perth, WA 6952Australia

3/23/2015 $105,000 For Javan Gibbon Centre Capacity Building to support gibbon conservation.



7/31/2015 8/28/2015



7/31/2016 8/15/2016


7/31/2017 Not Due


3/31/2018 Not Due

1603‐1712 Social, Health and Empowerment Coalition of Transgender Women in AfricaOffice 22, Zanempilo Health Centre 22 Lower Oxford Street, PO Box 1041 East London, Eastern Cape, 5201 South Africa

10/26/2016 $18,042 To support a research project aimed at exploring the socio‐economic and political landscape for South African transgender women.


4/30/2017 Not Due


10/31/2017 Not Due

1510‐1433 Southern African Christian InitiativeWerner Lister, 95PO Box 1083WindhoekNamibia

9/7/2016 $40,000 To build the capaciy of Religious Leaders on Sexual Diversity to sensitize religious leaders on their social and moral obligations around sexual diversity and tolerance.


1/31/2018 Not Due


1/31/2019 Not Due









1508‐1379 Stonewall Equality LimitedTower BuildingYork RoadLondon SE1 7NXUnited Kingdom

11/16/2015 $100,000 Empowering Trans Communities to comprehensively and strategically integrate trans specific work into all key campaigning and programme outputs to achieve trans equality.



1/31/2017 2/9/2017

Matching Funding Certificate

7/31/2017 Not Due


1/31/2018 Not Due

Grant Reporting satisfied with an Equivalency Determination put in place in 2016.

1602‐1693 Sylvia and Marsha LLC15 West 26th StreetNew York, NY 10010United States

5/26/2016 $25,000 For a "Sylvia and Marsha" Advisory Group Meeting to ensure that the film’s social impact and engagement outreach accurately reflects the perspectives of the trans community.



1/31/2017 1/31/2017

1505‐1283 Szimpozion EgyesületTomori köz 12. I./4. Budapest, Budapest H‐1138 Hungary

8/6/2015 $45,000 Dialogue Workshop: LGBT Christian Forum to support a new discussion between Christian LGBTQ people and churches in Hungary.



1/31/2016 1/29/2016



1/31/2017 1/31/2017

1502‐1224 Tacugama Chimpanzee SanctuaryMountain RoadFreetown 0000Sierra Leone

3/31/2015 $50,000 Animal food and staff stipends to maintain the high standard care of the chimpanzees with good quality food and all needed supplements.



1/31/2016 1/30/2016



1/31/2017 1/31/2017

1608‐1909 The Channel Giving Circle Ltd.373 Albert StreetBrunswick, Victoria 3056Australia

9/30/2016 $50,000 Capacity‐Building and Grantmaking Project to further develop Australia's first LGBTQIA+ focused giving circle to improve the way Australians experience gender and sexuality.


7/31/2017 Not Due

Matching Certificate

10/31/2017 Not Due


1/31/2018 Not Due

1605‐1827 The East African Documentary Film FundShalom House St Daniel Comboni Road off Ngong RoadBlock B PO Box 14808Nairobi 00800Kenya

6/30/2016 $20,000 DOCUBOX Project to support the documentary scene in East Africa through the mentorship of filmmakers, granting and connecting to the international scene.



1/31/2017 3/8/2017


6/30/2017 Not Due

1603‐1716 The Initiative for Equal Rights 9B Nob‐Oluwa Street Opposite Babcock Ogba, Lagos 23401 Nigeria

4/15/2016 $25,000 LGBT Community Fund Nigeria to increase the economic and social base of members in the fight for economic and social justice for LGBT equality in Nigeria.



1/31/2017 1/31/2017


5/31/2017 Not Due

1602‐1679 The Orang‐utan Conservation Genetics Trustc/o 702 S Randall AveMadison, WI 53715United States

3/24/2016 $23,000 For the Orang‐utan Conservation Genetics Project to support the development of a genetic composition report on orangutans in Chinese zoos, including ancestral origin information



11/30/2016 11/19/2016


9/30/2017 Not Due









1602‐1696 The Rainforest Foundation UK 233A Kentish Town Road London, Camden NW5 2JT United Kingdom

6/29/2016 $150,000 Lomami National Park Community Consultation Project to create a more sustainable outcome for both wildlife protection and local people's livelihoods and representation.


1/31/2018 Not Due

1506‐1309 Transgender Europe Warthestr. 58 Berlin, 12051Germany

9/25/2015 $312,000 For Transrespect versus Transphobia Worldwide (TvT), a global research project that documents the human rights circumstances of gender‐variant and trans people worldwide.



1/31/2016 1/29/2016



11/30/2016 12/20/2016



1/31/2017 3/6/2017


11/30/2017 Not Due

1607‐1875 UPO Gay Alliance UkraineZolotoustivska 10‐12, Office 2Kyiv 01135Ukraine

7/20/2016 $5,000 To support Odesa Pride, a festival of queer culture initiated by the group of LGBT activists from Odesa.



9/30/2016 10/2/2016

1605‐1850 Wara Conservation Project 105 chemin olivet Le Cannet, Provence‐Alpes‐Cote d'Azur 06110 France

8/8/2016 $50,000 For Wildlife Law Enforcement in Guinea to continue the fight against international trafficking of great apes.



1/31/2017 3/1/2017


7/31/2017 Not Due

1511‐1508 Waxman Strategies 1900 M Street, NW, 3rd floor Washington, DC 20036United States

3/23/2016 $300,000 For support for the Integrated Great Ape and Gibbon Habitat Protection Initiative, this is an initiative to protect Great Apes and Gibbon habitat in the face of long‐term pressure of agricultural expansion.



1/31/2017 3/29/2017


4/30/2017 Not Due

1508‐1388 Western Cape Provincial Council of Churches No. 2 Lent Road, Sybrand Park, AthloneCape Town, 8000South Africa

12/11/2015 $75,000 To support the LGBTI Gender Justice Project implemented by a consortium of Western Cape churches.



1/31/2016 5/5/2016


Financial Report 5/31/2016 6/15/2016



1/31/2017 2/1/2017

1511‐1521 Wilton Park Wiston House Steyning, West Sussex BN44 3DZ United Kingdom

3/24/2016 $95,000 For support for opportunities and Challenges Roundtable: The Intersection of Faith and LGBT Human Rights.



1/31/2017 12/16/2016

1411‐1081 Yayasan IAR IndonesiaJl. Curug Nangka Bl. Pasir LojiKel. Sukajadi, Kec. Tamansari CiapusIndonesia 16610

3/23/2015 $275,000 Support to establish a systematic reintroduction project for rehabilitated orangutans in West Kalimantan, Indonesia.



1/31/2016 1/29/2016



1/31/2017 1/31/2017


4/30/2017 Not Due


12/16/2015 $14,000 To support the Orangutan Rehabilitation Center in West Kalimantan, Borneo, Indonesia.



3/31/2016 3/31/2016










12/22/2016 $9,000 To support the reforestation of degraded areas in Gunung Tarak Nature Reserve, West Kalimantan, for reintroduced orangutans.


6/30/2017 Not Due

NOTE: The Arcus Foundation makes some large grants in the form of a transfer of shares of stock rather than cash. The Foundation makes such transfers of stock in the amount of 98% of the payment due a grantee. If certain conditions are met, the Foundation pays the grantee the difference between the grant payment due and the proceeds the grantee receives from the sale of the stock. Depending on the timing and proceeds of the grantee’s sale of the stock, the grant amount reported on the Grants Paid Report (which is the grant amount shown on the Foundation’s books) and the grant amount shown on the Expenditure Responsibility Grants Report (which is the total amount actually received by the grantee) may differ.


Arcus FoundationEIN #38-3332791List of Officers, Directors, Trustees, Foundation Manager and their CompensationAs of December 31, 2016

Name & Address TitleArcus

FoundationArcus

FoundationArcus

FoundationArcus

Foundation

Jon L. Stryker Board President 24.00 $0 $0 $044 West 28th StreetNew York, NY 10001

Stephen Bennett Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Evelynn Hammonds Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Janet Mock Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Catherine Pino Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Slobodan Randjelovic Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Jeff Trandahl Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Darren Walker Board Member 6.75 $19,400 $0 $044 West 28th StreetNew York, NY 10001

Kevin Jennings Executive Director 48.50 $383,344 $59,778 $044 West 28th StreetNew York, NY 10001

$519,144 $59,778 $0

Number of Hours per Week Devoted

to Position Compensation

Contributions to Employee Benefit

Plans and Deferred Compensation

Expense Account, Other Allowance

ATTACHMENT G

ATTACHMENT H 2016

ArcusFoundationEIN#:38‐3332791Form990‐PFPartXV–SupplementaryInformation2a) ApplicantscansubmitanInitialFundingConcept(IFC)viatheFoundation’s

website:www.arcusfoundation.org.FollowinganIFCreview,anapplicantmaybeinvitedtosubmitaLetterofInquiry(LOI),anduponfurtherstaffreviewoftheLOI,anapplicantmaybeinvitedtosubmitaFullProposal.

2b) Throughanonlineapplicationprocess,invitedapplicantssubmitinformationsuchas:LetterofInquiry:briefdescriptionoftheprojectorprogramforwhichfundingisbeingsought,includinganoverviewofthemeasurablegoalsandoutcomesoftheproject,aswellastheactivitiesthatwillbecarriedouttodelivertheoutcomesandtheorganization'scapacitytoimplementtheproposedwork.

Requirement:EqualEmploymentOpportunityPolicythatspecificallyincludessexualorientationandgenderidentityasseparateprotectedcategories,andisincompliancewithallotherapplicablefederalandlocalEEOlaws.

FullProposal:buildingoffinformationsubmitted,applicantswillprovidefurtherdetailaround:AnticipatedOutcomesandIndicators—needsand/oropportunitiestobeaddressed;theactivitiesplannedinordertoachievetheresults,andmilestonestodemonstratemovementtowardtheintendedresults;ProjectBudget—afinancialprojectionanddescriptionoftheworkbeingproposedandhowArcusfundingwouldbeapplied;OtherFundingandSustainability—descriptionofotheranticipatedsourcesofsupportandiftheproposedactivitieswillcontinuebeyondtherequestedgrantperiod,theplantosustainthem,includinganyintentiontorequestrenewedsupportfromArcus.

Requirements:Boardlistwithaffiliations;currentorganizationalbudget;projectbudget;auditedfinancialstatementsfromthemostrecentlycompletedfiscalyear(orIRSForm990orP&Lstatementandbalancesheet).SomeorganizationsthatarenotUSrecognizedpubliccharitiesmayneedtosubmitadditionalorganizationaldocumentation.

2c) Submissiondeadlines:Requestsforfundingareacceptedandreviewedonanongoingbasis.TheFoundation’sBoardofDirectorsreviewsstaffrecommendationsmonthlyaswellasduringitsquarterlymeetings.

2d) Anyrestrictionsorlimitationsonawards,suchasbygeographicalarea,charitablefields,kindofinstitutions,orotherfactors:

No,however,boththeGreatApesandSocialJusticeProgramsareguidedbyrespectivestrategicplansandgrantmakingprioritiesasapprovedbytheArcusBoard.

Arcus FoundationEIN #38-3332791List of the Five Highest Paid Employees and their CompensationAs of December 31, 2016

Name & Address TitleArcus

FoundationArcus

FoundationArcus

FoundationArcus

Foundation

Bryan Simmons Vice President, Communications 50.0 $272,890 $49,476 $044 West 28th StreetNew York, NY 10001

Thomas W. Nichols Vice President, Finance & Operations 48.5 $257,244 $58,372 $044 West 28th StreetNew York, NY 10001

Jason McGill Vice President, Social Justice Program 50.0 $240,000 $45,753 $044 West 28th StreetNew York, NY 10001

Annette Lanjouw Vice President, Strategic Initiatives & Great Apes Program 50.0 $216,025 $46,018 $044 West 28th StreetNew York, NY 10001

Cindy T. Rizzo Senior Advisor, Evaulation & Strategy 50.0 $180,624 $38,239 $044 West 28th StreetNew York, NY 10001

$1,166,783 $237,858 $0

There were 26 additional employees who were paid over $50,000 during calendar year 2016.

Number of Hours per Week Devoted

to Position Compensation

Contributions to Employee Benefit

Plans and Deferred Compensation

Expense Account, Other Allowance

ATTACHMENT I

ATTACHMENT J

Arcus Foundation EIN #38-3332791 Form 990- PF Part XIII Undistributed Income - Line 7 Line 7 consists of the sum of the following two items: Arcus Foundation hereby elects, pursuant to Treasury Regulations Sections 1.170A-9(h) and 53.4942(a)-3(c)(2), to treat distributions of $15,300,879 (which equals the value of all contributions received in 2016 from Jon Stryker) as distributions out of corpus. Accordingly, the Arcus Foundation meets the pass-through requirement of Internal Revenue Code Section 170(b)(1)(F). Arcus Foundation hereby elects, pursuant to Treasury Regulations Sections 1.170A-9(h) and 53.4942(a)-3(c)(2), to treat distributions of $15,000,000 (which equals the value of all contributions received in 2016 from JLS Global Opportunity Fund LLC) as distributions out of corpus. Accordingly, the Arcus Foundation meets the pass-through requirement of Internal Revenue Code Section 170(b)(1)(F). The Foundation received a contribution from a private foundation which it expensed or redistributed. In accordance with IRS Reg. 53-4942(a)-3(d) the Foundation is electing to treat the $10,000 not as a qualifying distribution but as a distribution out of corpus. Pursuant to Reg. 53.4942(a)-3(c)(2)(iv), the Foundation hereby elects to treat, as a current corpus distribution, the following unused prior tax years’ distributions that were treated as corpus distributions under Reg. 53.4942(a)-3(d)(1)(iii) in such prior tax years:

Tax Year Amount

2014 $24,244,905 2015 $6,065,974


Number, street, and room or suite no. (or P.O. box number if mail is not delivered to street address)

Shareholder

61230104-01-16

| For more information about Form 5471, see

A

B

C

Identifying number

D

E

(4) (1) (2) (3)

1a b(1)

b(2)

c

d e f h g

2

a b

c d

(b)

(a)

For Paperwork Reduction Act Notice, see instructions.

Fill in all applicable lines and schedules. All information be in English. All amounts be stated in U.S. dollarsunless otherwise indicated.

(i) (ii)

OMB No. 1545-0704Form

(Rev. December 2015)Information furnished for the foreign corporation's annual accounting period (tax year required by Attachment

Sequence No. section 898) (see instructions) beginning , , and ending ,

Name of person filing this return

Category of filer (See instructions. Check applicable box(es)):

1 (repealed) 2 3 4 5

City or town, state, and ZIP code

Filer's tax year beginning

Enter the total percentage of the foreign corporation's voting stock

you owned at the end of its annual accounting period %

, , and ending ,

Check if any excepted specified foreign financial assets are reported on this form (see instructions) ��

Person(s) on whose behalf this information return is filed:

Check applicable box(es)Name Address Identifying number

Officer Director

Name and address of foreign corporation Employer identification number, if any

Reference ID number (see instructions)

Country under whose laws incorporated

Date ofincorporation

Principal place of business Principalbusiness activity

code number

Functional currencyPrincipal business activity

Provide the following information for the foreign corporation's accounting period stated above.

Name, address, and identifying number of branch office or agent (if any) in the United States If a U.S. income tax return was filed, enter:

U.S. income tax paid(after all credits)

(ii) Taxable income or (loss)(i)

Name and address of foreign corporation's statutory or resident agent in country of incorporation

Name and address (including corporate department, if applicable) ofperson (or persons) with custody of the books and records of the foreigncorporation, and the location of such books and records, if different

Number of shares issued and outstanding

Description of each class of stock Beginning of annualaccounting period

End of annualaccounting period

Form (Rev. 12-2015)LHA

www.irs.gov/form5471

must must

121

Important:

Schedule A Stock of the Foreign Corporation

5471

Information Return of U.S. Persons WithRespect To Certain Foreign Corporations

5471

JAN 1 2016 DEC 31 2016


44 WEST 28TH STREET, 17TH FLOOR X

NEW YORK, NY 10001 15.40JAN 1 2016 DEC 31 2016

SUMMIT ROCK PRIVATE EQUITY (OFFSHORE) PORTFOLIO 98-0565704WALKER HOUSE, 87 MARY STREETGEORGE TOWN KY1-9002CAYMAN ISLANDS

CAYMAN ISLANDS

NEW YORK INVESTMENTS01/24/08 525990 UNITED STATES,DOLLAR

N/A

SUMMIT ROCK PRIVATE EQUITYWALKER HOUSE, 87 MARY STREET JP MORGAN CHASE BANK, N.A.GEORGE TOWN,KY1-9002 270 PARK AVENUECAYMAN ISLANDS NEW YORK NY 10017-2014

COMMON 92,336 74,740PREFERRED 33 27

(a) Name, address, and identifying

number of shareholder

(c) Number ofshares held atbeginning of

annualaccounting period

(d) Number ofshares held atend of annualaccounting

period

(e) Pro rata shareof subpart F

income (enter asa percentage)

(b) Description of each class of stock held by shareholder.

This description should match the corresponding

description entered in Schedule A, column (a).

612311 04-01-16

Note:

Functional Currency U.S. Dollars

1

2

3

4

5

6

7

8

9

10

11

12

13

14

15

16

17

18

19

20

21

a

b

c

1a

1b

1c

2

3

4

5

6a

6b

7

8

9

10

11a

11b

12

13

14

15

16

17

18

19

20

21

a

b

a

b

Inc

om

eD

ed

uc

tio

ns

Ne

t In

co

me

Report all information in functional currency in accordance with U.S. GAAP. Also, report each amount in U.S. dollars translated fromfunctional currency (using GAAP translation rules). However, if the functional currency is the U.S. dollar, complete only the U.S. Dollars column.See instructions for special rules for DASTM corporations.

Form 5471 (Rev. 12-2015) Page

Gross receipts or sales

Returns and allowances

Subtract line 1b from line 1a

Cost of goods sold

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Gross profit (subtract line 2 from line 1c) ~~~~~~~~~~~~~~~~~~~~~

Dividends

Interest

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Gross rents

Gross royalties and license fees

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

Net gain or (loss) on sale of capital assets

Other income (attach statement)

Total income (add lines 3 through 8)

~~~~~~~~~~~~~~~~~~~~~~~~~

��

Compensation not deducted elsewhere

Rents

Royalties and license fees

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~

Interest

Depreciation not deducted elsewhere

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~Depletion

Taxes (exclude provision for income, war profits, and excess profits taxes)

Other deductions (attach statement - exclude provision for income, war profits,

and excess profits taxes)

Total deductions (add lines 10 through 16)

~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Net income or (loss) before extraordinary items, prior period adjustments, and

the provision for income, war profits, and excess profits taxes (subtract line

17 from line 9)

Extraordinary items and prior period adjustments

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~

Provision for income, war profits, and excess profits taxes

Current year net income or (loss) per books (combine lines 18 through 20)

~~~~~~~~~~~~~

��

Form (Rev. 12-2015)

~~~~~~~~~~~~~~~~~~~~~

2Schedule B U.S. Shareholders of Foreign Corporation

Schedule C Income Statement

Important:

5471

SEE STATEMENT 21

SEE STATEMENT 22


ARCUS FOUNDATION COMMON 13,908 11,22844 WEST 28TH ST, 17TH FLNEW YORK NY 1000138-3332791

15,619,452.15,619,452.

2,179,874.2,179,874.

13,439,578.

13,439,578.

61232104-01-16

Amount of tax(a)

(b) (c) (d)

1

2

3

4

5

6

7

8

(a) (b)

1

2

3

4

5

6

7

8

9

10

11

12

13

1

2a

2b

3

4

5

6

7

8a

8b

9a

9b

10

11a

11b

11c

11d

12

13

14

15

16

17

18a

18b

19

20

21

22

a

b

a

b

a

b

a

b

c

d

14

15

16

17

18

19

20

21

22

a

b

Report all amounts in U.S. dollars prepared and translated in accordance with U.S. GAAP. See instructions for an exception for DASTMcorporations.

Form 5471 (Rev. 12-2015) Page

Name of country or U.S. possessionIn foreign currency Conversion rate In U.S. dollars

U.S.

Total ��

Beginning of annualaccounting period

End of annualaccounting period

Cash

Trade notes and accounts receivable

Less allowance for bad debts

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~ (

(

(

(

(

)

)

)

)

)

(

(

(

(

(

)

)

)

)

)

Inventories

Other current assets (attach statement)

Loans to shareholders and other related persons

Investment in subsidiaries (attach statement)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~Other investments (attach statement)

Buildings and other depreciable assets

Less accumulated depreciation

Depletable assets

Less accumulated depletion

~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Land (net of any amortization)

Intangible assets:

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Goodwill

Organization costs

Patents, trademarks, and other intangible assets

Less accumulated amortization for lines 11a, b, and c

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

Other assets (attach statement)

Total assets

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Accounts payable

Other current liabilities (attach statement)

Loans from shareholders and other related persons

Other liabilities (attach statement)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~

Capital stock:

Preferred stock

Common stock

Paid-in or capital surplus (attach reconciliation)

Retained earnings

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Less cost of treasury stock

Total liabilities and shareholders' equity

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

��

Form (Rev. 12-2015)

3

Schedule E Income, War Profits, and Excess Profits Taxes Paid or Accrued

Schedule F Balance SheetImportant:

Assets

Liabilities and Shareholders' Equity

5471

J

SEE STATEMENT 23

SEE STATEMENT 24

SEE STATEMENT 25


2,286,382. 10,478,727.

5,559. 10,481.

123,246,362. 116,093,077.

125,538,303. 126,582,285.

2,852,481. 10,605,574.

33,452,544. 13,303,855.89,233,278. 102,672,856.

125,538,303. 126,582,285.

61233104-01-16

Yes No

1

2

3

4

5

6

7

8

1

2

1

Net

Additions

Net

Subtractions

a

b

c

d

e

f

g

h

a

b

c

d

3

4

5 5a

5b

5c

5d

1

2

3

4

5

6

7

8

1

2

3

4

5

6

7

8

Yes No

Enter the amounts on lines 1 through 5c in currency.

Form 5471 (Rev. 12-2015) Page

During the tax year, did the foreign corporation own at least a 10% interest, directly or indirectly, in any foreign

partnership?

If "Yes," see the instructions for required statement.

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, did the foreign corporation own an interest in any trust? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, did the foreign corporation own any foreign entities that were disregarded as entities separate

from their owners under Regulations sections 301.7701-2 and 301.7701-3?

If "Yes," you are generally required to attach Form 8858 for each entity (see instructions).

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, was the foreign corporation a participant in any cost sharing arrangement? ~~~~~~~~~~~~~~~~~~~~~~~~

During the course of the tax year, did the foreign corporation become a participant in any cost sharing arrangement? ~~~~~~~~~~~~~~

During the tax year, did the foreign corporation participate in any reportable transaction as defined in Regulations section 1.6011-4?

If "Yes," attach Form(s) 8886 if required by Regulations section 1.6011-4(c)(3)(i)(G).

~~~~~~~

During the tax year, did the foreign corporation pay or accrue any foreign tax that was disqualified for credit under section

901(m)? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

During the tax year, did the foreign corporation pay or accrue foreign taxes to which section 909 applies, or treat foreign taxes that

were previously suspended under section 909 as no longer suspended? ��

Current year net income or (loss) per foreign books of account ~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Net adjustments made to line 1 to determine current earnings and

profits according to U.S. financial and tax accounting standards

(see instructions):

~~~~~~~~~~~~~~~~~~~~Capital gains or losses

Depreciation and amortization

Depletion

~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~Investment or incentive allowance

Charges to statutory reserves

Inventory adjustments

~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~Taxes

~~~~~~~~~~~~~~~~~~~Other (attach statement)

Total net additions

Total net subtractions

~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Current earnings and profits (line 1 plus line 3 minus line 4)

DASTM gain or (loss) for foreign corporations that use DASTM

Combine lines 5a and 5b

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Current earnings and profits in U.S. dollars (line 5c translated at the appropriate exchange rate as defined in section 989(b)

and the related regulations) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Enter exchange rate used for line 5d |

If item E on page 1 is completed, a separate Schedule I must be filed for each Category 4 or 5 filer for whom reporting is furnished on this Form 5471. This schedule

I is being completed for:

Name of U.S. shareholder | Identifying number |

Subpart F income (line 38b, Worksheet A in the instructions)

Earnings invested in U.S. property (line 17, Worksheet B in the instructions)

Previously excluded subpart F income withdrawn from qualified investments (line 6b, Worksheet C in the instructions)

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~

~~~~

Previously excluded export trade income withdrawn from investment in export trade assets (line 7b, Worksheet D in

the instructions) ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Factoring income ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Total of lines 1 through 5. Enter here and on your income tax return

Dividends received (translated at spot rate on payment date under section 989(b)(1))

Exchange gain or (loss) on a distribution of previously taxed income

~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~

��

¥

¥

Was any income of the foreign corporation blocked? ~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did any such income become unblocked during the tax year (see section 964(b))? ~~~~~~~~~~~~~~~~~~~~~~~~~~

If the answer to either question is "Yes," attach an explanation.

Form (Rev. 12-2015)

functional

4Schedule G Other Information

Schedule H Current Earnings and ProfitsImportant:

Schedule I Summary of Shareholder's Income From Foreign Corporation

5471


X

X

X

XXX

X

X

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER INCOME STATEMENT 21}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FUNCTIONAL EXCHANGEDESCRIPTION CURRENCY RATE U.S. DOLLAR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}} }}}}}}}}}}}}}}NET REALIZED GAIN FROM INVESTMENTS 12,702,192.NET CHANGE IN UNREALIZED GAIN

}}}}}}}}}}}}}}2,917,260.

}}}}}}}}}}}}}}15,619,452.TOTAL TO 5471, SCHEDULE C, LINE 8

~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER DEDUCTIONS STATEMENT 22}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

FUNCTIONAL EXCHANGEDESCRIPTION CURRENCY RATE U.S. DOLLAR}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}} }}}}}}}}}}}}}}MANAGEMENT FEE 884,781.PROFESSIONAL FEES 41,050.ADMINISTRATION FEE AND CUSTODY FEES 123,558.NET EXP PAID IN CONNECTION WITH INV 530,795.PORTFOLIO INVESTMENT SERVICE FEE

}}}}}}}}}}}}}}599,690.

}}}}}}}}}}}}}}2,179,874.TOTAL TO 5471, SCHEDULE C, LINE 16

~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER CURRENT ASSETS STATEMENT 23}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

BEG. OF ANNUAL END OF ANNUALACCOUNTING ACCOUNTING

DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}PREPAID EXPENSE 5,559.

}}}}}}}}}}}}}}5,559.

10,481.}}}}}}}}}}}}}}

10,481.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 4~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~



~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 INVESTMENT IN SUBSIDIARIES STATEMENT 24}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}INVESTMENTS IN PORTFOLIO INVESTMENTS 123,246,362.

}}}}}}}}}}}}}}123,246,362.

116,093,077.}}}}}}}}}}}}}}

116,093,077.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 6~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~FORM 5471 OTHER LIABILITIES STATEMENT 25}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}


DESCRIPTION PERIOD PERIOD}}}}}}}}}}} }}}}}}}}}}}}}} }}}}}}}}}}}}}}REDEMPTIONS PAYABLE 2,282,451. 10,038,682.MANAGEMENT FEE PAYABLE 227,704. 215,348.PROFESSIONAL FEES PAYABLE 63,390. 32,600.PORTFOLIO INVESTMENT SERVICE FEE PAYABLE 278,936. 288,712.ADMINISTRATION AND CUSTODY FEE PAYABLE 0.

}}}}}}}}}}}}}}2,852,481.

30,232.}}}}}}}}}}}}}}

10,605,574.TOTAL TO 5471, PAGE 3, SCHEDULE F, LINE 17~~~~~~~~~~~~~~ ~~~~~~~~~~~~~~


STATEMENT(S) 24, 25

OMB No. 1545-0704


Date (if any) shareholderlast filed information

return under section 6046for the foreign corporation

612391 04-01-16

Information about Schedule O (Form 5471) and its instructions is at

| Attach to Form 5471.

Identifying number

Important:

(a) (c) (d) (e)(b)

Note:

Section A - General Shareholder Information

(c)(b)(a)

(1) (3)(2)

Section B - U.S. Persons Who Are Officers or Directors of the Foreign Corporation(d)

(a) (b) (c)

Section C - Acquisition of Stock

(e)(b) (c) (d)(a)

(1) (2) (3)

For Paperwork Reduction Act Notice, see the Instructions for Form 5471. Schedule O (Form 5471)

Complete a Schedule O for each foreign corporation for which information must be reported.

If this return is required because one or more shareholders became U.S. persons, attach a list showing the names of such personsand the date each became a U.S. person.

(Rev. December 2012)

Name of person filing Form 5471

Name of foreign corporation EIN (if any) Reference ID number

Name of shareholder for whomacquisition information is reported

Identifying numberof shareholder

Date of original10% acquisition

Date of additional10% acquisition

Address of shareholder

For shareholder's latest U.S. income tax return filed, indicate:Name, address, and identifying number

of shareholder(s) filing this scheduleType of return

(enter form number)Internal Revenue Service Center

where filedDate return filed

Check appropriatebox(es)Address Social security numberName of U.S. officer or director

Officer Director

Number of shares acquiredClass of stockacquired

Date ofacquisition

Method ofacquisitionName of shareholder(s) filing this schedule

Directly Indirectly Constructively

(Rev. 12-2012)LHA


separate

SCHEDULE O(Form 5471)

To Be Completed by U.S. Officers and DirectorsPart I

Part II To Be Completed by U.S. Shareholders

Organization or Reorganization of ForeignCorporation, and Acquisitions and

Dispositions of its Stock

STMT 26


SUMMIT ROCK PRIVATE EQUITY (OFFSHO 98-0565704

ARCUS FOUNDATION 990-PF OGDEN, UT 11/15/1744 WEST 28TH ST, NYC, NY 1000138-3332791

ARCUS FOUNDATION COMMON PURCHASED 723

61240104-01-16

(f) (g)

Section D - Disposition of Stock

(a) (b) (c)(d)

(e)

(1) (2) (3)

(f) (g)

Section E - Organization or Reorganization of Foreign Corporation

(a) (b) (c)

(d)(e)

(2) (3)(1)

Section F - Additional Information

(a)

(b)

(c)

Schedule O (Form 5471)

Schedule O (Form 5471)(Rev. 12-2012) Page

Amount paid or value given Name and address of person from whom shares were acquired

Name of shareholder disposing of stock Class of stock Date of dispositionMethod

of disposition

Number of shares disposed of

Directly Indirectly Constructively

Amount received Name and address of person to whom disposition of stock was made

Name and address of transferor Identifying number (if any) Date of transfer

Assets transferred to foreign corporationDescription of assets transferred by, or notes or

securities issued by, foreign corporationFair market value

Adjusted basis (if transferorwas U.S. person)Description of assets

If the foreign corporation or a predecessor U.S. corporation filed (or joined with a consolidated group in filing) a U.S. income tax return for any of the last 3 years,

attach a statement indicating the year for which a return was filed (and, if applicable, the name of the corporation filing the consolidated return), the taxable income or

loss, and the U.S. income tax paid (after all credits).

List the date of any reorganization of the foreign corporation that occurred during the last 4 years while any U.S. person held 10% or more in value or vote (directly

or indirectly) of the corporation's stock |

If the foreign corporation is a member of a group constituting a chain of ownership, attach a chart, for each unit of which a shareholder owns 10% or more in value

or voting power of the outstanding stock. The chart must indicate the corporation's position in the chain of ownership and the percentages of stock ownership (see

instructions for an example).

(Rev. 12-2012)

2


722,718.SUMMIT ROCK PRIVATE EQU MAPLES CORPORATE SERVICES, GRAND CAYMAN KY1-1104 CAYMAN ISLANDS

ARCUS FOUNDATION COMMON REDEMPTION 2,586

3,903,850.SUMMIT ROCK PRIVATE EQU MAPLES CORPORATE SERVICES, GRAND CAYMAN KY1-1104 CAYMAN ISLANDS

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~SCHEDULE O GENERAL SHAREHOLDER INFORMATION STATEMENT 26}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}

(B) FOR SHAREHOLDER'S LATEST U.S. (C) DATEINCOME TAX RETURN FILED INDICATE: SHAREHOLD

(A) }}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} -ER LASTNAME, ADDRESS, AND (1) TYPE (2) (3) FILED IN-

IDENTIFYING NUMBER OF OF RETURN DATE INTERNAL REVENUE FORMATIONSHAREHOLDER(S) FILING (ENTER FORM RETURN SERVICE CENTER RTN UNDER

THIS SCHEDULE NUMBER) FILED WHERE FILED SEC. 6046}}}}}}}}}}}}}}}}}}}}}}}}}}}}}} }}}}}}}}}}} }}}}}}}} }}}}}}}}}}}}}}}} }}}}}}}}}ARCUS FOUNDATION 990-PF OGDEN, UT 11/15/1744 WEST 28TH ST, NYC, NY 1000138-3332791


STATEMENT(S) 26

Arcus Foundation

Form 5471

Schedule F ‐ Balance Sheet

Line 19

2016 2015

Prior year Paid‐In or Capital Surplus 33,452,544$ 24,105,263$

Shareholder Subscriptions ‐ Class A 5,177,159 20,832,134

Management Shareholder Subscriptions ‐ Class M 375 425

Shareholder Distributions ‐ Class A (25,315,202) (11,480,003)

Management Shareholder Distributions ‐ Class M (11,021) (5,275)

End of year Paid‐In or Capital Surplus 13,303,855$ 33,452,544$

Paid‐In or Capital Surplus

Attachment A

(see instructions)

OMB No. 1545-0026

Form

(Rev. December 2013)Department of the TreasuryInternal Revenue Service

AttachmentSequence No.

62453104-01-16

Identifying number

| Information about Form 926 and its separate instructions is at

| Attach to your income tax return for the year of the transfer or distribution.

1

a

b

Yes No

Yes No

Controlling shareholder Identifying number

c Yes No

Name of parent corporation EIN of parent corporation

d Yes No

2

a

Name of partnership EIN of partnership

b

c

d

entire

Yes No

Yes No

Yes No

3

5

6

7

8

4a Identifying number

4b

Yes No

For Paperwork Reduction Act Notice, see separate instructions. 926

(see instructions)

Name of transferor

If the transferor was a corporation, complete questions 1a through 1d.

If the transfer was a section 361(a) or (b) transfer, was the transferor controlled (under section 368(c)) by 5 or

fewer domestic corporations?

Did the transferor remain in existence after the transfer?

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If not, list the controlling shareholder(s) and their identifying number(s):

If the transferor was a member of an affiliated group filing a consolidated return, was it the parent corporation?~~~

If not, list the name and employer identification number (EIN) of the parent corporation:

Have basis adjustments under section 367(a)(5) been made? ~~~~~~~~~~~~~~~~~~~~~~~~~~~

If the transferor was a partner in a partnership that was the actual transferor (but is not treated as such under section 367), complete

questions 2a through 2d.

List the name and EIN of the transferor's partnership:

Did the partner pick up its pro rata share of gain on the transfer of partnership assets?

Is the partner disposing of its interest in the partnership?

Is the partner disposing of an interest in a limited partnership that is regularly traded on an established

securities market?

~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~

��

(see instructions)

Name of transferee (foreign corporation) , if any

Address (including country) Reference ID number

Country code of country of incorporation or organization

Foreign law characterization (see instructions)

Is the transferee foreign corporation a controlled foreign corporation? ��

LHA Form (Rev. 12-2013)

www.irs.gov/form926.

128

U.S. Transferor Information Part I

Transferee Foreign Corporation Information Part II

Return by a U.S. Transferor of Propertyto a Foreign Corporation926

ARCUS FOUNDATION38-3332791

X

SUMMIT ROCK PRIVATE EQUITY (OFFSHORE) PORTFOLIO I, SPC 98-0565704

MAPLES CORPORATE SERVICES LIMITED, UGLAND HOUSEGRAND CAYMAN KY1-1104 CAYMAN ISLANDS

CJ

CORPORATIONX

msingh

Typewritten Text

N/A

msingh

Typewritten Text

N/A

msingh

Typewritten Text

N/A

msingh

Typewritten Text

N/A

msingh

Typewritten Text

N/A

msingh

Typewritten Text

N/A

msingh

Typewritten Text

N/A

62453204-01-16

2

(a) (b) (c) (d) (e)

926

Form 926 (Rev. 12-2013) Page

(see instructions)

Date oftransfer

Description ofproperty

Fair market value ondate of transfer

Cost or otherbasis

Gain recognized ontransfer

Type ofproperty

Cash

Stock and

securities

Installment obligations,

account receivables or

similar property

Foreign currency or other

property denominated in

foreign currency

Inventory

Assets subject to

depreciation recapture

(see Temp. Regs. sec.

1.367(a)-4T(b))

Tangible property used in

trade or business not listed

under another category

Intangible

property

Property to be leased

(as described in final

and temp. Regs. sec.

1.367(a)-4(c))

Property to be sold

(as described in

Temp. Regs. sec.

1.367(a)-4T(d))

Transfers of oil and gas

working interests (as

described in Temp.

Regs. sec. 1.367(a)-4T(e))

Other property

(see instructions):

Form (Rev. 12-2013)

Information Regarding Transfer of Property Part III

Supplemental Information Required To Be Reported


722,718.

N/A

msingh

Typewritten Text

Various

62453304-01-16

3

9

(a) (b)

10

11

a

b

c

d

Yes No

Yes No

Yes No

Yes No

12

13

Yes No

a

b

c

d

Yes No

Yes No

Yes No

Yes No

14 Yes No

15 a

Yes No

b

16 Yes No

17 a

b

Yes No

926

Form 926 (Rev. 12-2013) Page

(see instructions)

Enter the transferor's interest in the foreign transferee corporation before and after the transfer:

Before % After %

Type of nonrecognition transaction (see instructions) |

Indicate whether any transfer reported in Part III is subject to any of the following:

Gain recognition under section 904(f)(3)

Gain recognition under section 904(f)(5)(F)

Recapture under section 1503(d)

Exchange gain under section 987

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Did this transfer result from a change in the classification of the transferee to that of a foreign corporation?~~~~~

Indicate whether the transferor was required to recognize income under final and Temporary Regulations sections

1.367(a)-4 through 1.367(a)-6 for any of the following:

Tainted property

Depreciation recapture

Branch loss recapture

Any other income recognition provision contained in the above-referenced regulations

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

~~~~~~~~~~~~~~~

Did the transferor transfer assets which qualify for the trade or business exception under section 367(a)(3)? ~~~~

Did the transferor transfer foreign goodwill or going concern value as defined in Temporary Regulations section

1.367(a)-1T(d)(5)(iii)?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

If the answer to line 15a is "Yes," enter the amount of foreign goodwill or going concern value

transferred | $

Was cash the only property transferred?~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~

Was intangible property (within the meaning of section 936(h)(3)(B)) transferred as a result of the transaction? ~~~

If "Yes," describe the nature of the rights to the intangible property that was transferred as a result of the

transaction:

Form (Rev. 12-2013)

Additional Information Regarding Transfer of Property Part IV


15.4600 15.4000

IRC SECTION 351

XXXX

X

XXXX

X

X

X

X


File by thedue date forfiling yourreturn. Seeinstructions.

623841 01-11-17

| File a separate application for each return.

| Information about Form 8868 and its instructions is at .

Electronic filing

Enter filer's identifying number

Type or

print

Application

Is For

Return

Code

Application

Is For

Return

Code

1

2

3a

b

c

3a

3b

3c

$

$

$

Balance due.

Caution:

For Privacy Act and Paperwork Reduction Act Notice, see instructions. 8868

www.irs.gov/efile e-file Charities and Non-Profits.

Form

(Rev. January 2017)OMB No. 1545-1709

You can electronically file Form 8868 to request a 6-month automatic extension of time to file any of the

forms listed below with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit

Contracts, for which an extension request must be sent to the IRS in paper format (see instructions). For more details on the electronic

filing of this form, visit , click on Charities & Non-Profits, and click on for

All corporations required to file an income tax return other than Form 990-T (including 1120-C filers), partnerships, REMICs, and trusts

must use Form 7004 to request an extension of time to file income tax returns.

Name of exempt organization or other filer, see instructions. Employer identification number (EIN) or

Number, street, and room or suite no. If a P.O. box, see instructions.

City, town or post office, state, and ZIP code. For a foreign address, see instructions.

Social security number (SSN)

Enter the Return Code for the return that this application is for (file a separate application for each return) ��

Form 990 or Form 990-EZ

Form 990-BL

Form 4720 (individual)

Form 990-PF

01

02

03

04

05

06

Form 990-T (corporation) 07

08

09

10

11

12

Form 1041-A

Form 4720 (other than individual)

Form 5227

Form 6069

Form 8870

Form 990-T (sec. 401(a) or 408(a) trust)

Form 990-T (trust other than above)

¥ The books are in the care of |

Telephone No. | Fax No. |

¥ If the organization does not have an office or place of business in the United States, check this box~~~~~~~~~~~~~~~~~ |

¥ If this is for a Group Return, enter the organization's four digit Group Exemption Number (GEN) . If this is for the whole group, check this

box . If it is for part of the group, check this box and attach a list with the names and EINs of all members the extension is for.| |

I request an automatic 6-month extension of time until , to file the exempt organization return

for the organization named above. The extension is for the organization's return for:

|

|

calendar year or

tax year beginning , and ending .

If the tax year entered in line 1 is for less than 12 months, check reason: Initial return Final return

Change in accounting period

If this application is for Forms 990-BL, 990-PF, 990-T, 4720, or 6069, enter the tentative tax, less any

nonrefundable credits. See instructions.

If this application is for Forms 990-PF, 990-T, 4720, or 6069, enter any refundable credits and

estimated tax payments made. Include any prior year overpayment allowed as a credit.

Subtract line 3b from line 3a. Include your payment with this form, if required,

by using EFTPS (Electronic Federal Tax Payment System). See instructions.

If you are going to make an electronic funds withdrawal (direct debit) with this Form 8868, see Form 8453-EO and Form 8879-EO for paymentinstructions.

LHA Form (Rev. 1-2017)


(e-file).

Automatic 6-Month Extension of Time. Only submit original (no copies needed).

8868 Application for Automatic Extension of Time To File anExempt Organization Return


44 WEST 28TH STREET, 17TH FLOOR

NEW YORK, NY 100010 4

THE FOUNDATION44 WEST 28TH STREET, 17TH FLOOR - NEW YORK, NY 10001

212-488-3000

NOVEMBER 15, 2017

X 2016

72,023.

72,023.

0.

Prepared for

Prepared by

Amount dueor refund

Make checkpayable to

Mail tax returnand check (ifapplicable) to

mailed onor before

Speciallnstructions

TAX RETURN FILING INSTRUCTIONSNEW YORK FORM CHARsOO

FOR THE YEAR ENDING

Decembgr 31, | 20L6

Arcus Operating Foundation44 West 28th Street, tith' FloorNEW YORK, NY 1-OOO1

PKF O'CONNOR DAVTES, LLP665 Fifth AvenueNew York, NY L0022

Balance due of $100.00

DeparLment of Law

NYS Office of Attorney GeneralCharities Bureau Registration Sectiont20 BroadwayNew York, NY 10271-

Please mail as soon as possible.

The report should beindívídual(s).

signed and dated by the authorized

The attached copy of federal Form 990-PF must be properlysigned and dated.

60094 1

04-01-'16

GHARSOONYS Annual Filing for Charitable Organizationswww.CharitiesNYS.com

Send with fee and attachments to:

NYS Office of the Attorney General

Charities Bureau Registration Section120 Broadway

NewYork, NY 10271

2016Open to Public

lnspection

l.General lnformation

on

For Fiscal Year Beginning (mm/dd/yyyy) 01/ 01 / 20L6 and Ending (mm/dd/yyyy) L2 / 3L / 20l-6Check if Applicable:

l--l Addr"r, changeI---l N"r" Change

lnitial Filing

Final Filing

Amended Filing

Reg lD Pending

Name of Organization:

ARCUS OPERATING FOUNDATIONEmployer ldentification Number (ElN):

26-Ls0448LMailing Address:44 WEST 28TH STREET, 17TH FLOOR

NY Registration Number:

40 -84- 62City/State/ZlP:NEW YORK, NY 1OOO1

Telephone:

21,2 488-3000Website:WWW. ARCUSFOUNDATION. ORG

Email:

Check your organization's

registration category: f_-l zR only I Xl ept only f_l ounl (74 a EprL) l-__ì rxrvlpr Confirm your Registrat¡on Category ìn the

Charities Registry at www.CharitiesNYS.com

See instructions for ced¡fication reouirements. lmproper certification is a violation of law that mav be subiect to oenalties.

We cerf¡fy under penalties of perjury that we reviewed this repoft, including all attachments, and to the best of our knowledge and belief,they are true, correct and complete in accordance with the laws of the State of New York applicable to this reporT.

President or Authorized Officer:

Signature Print Name and Title Date

Chief Financial Officer or Treasurer:

Signature Print Name and Title Date

nCheck the exemption(s) that apply to your filing. lf your organization is claiming an exemption under one category (74 or EPTL only filers) or bothcategories (DUAL filers) that apply to your registration, complete only parts 1, 2, and 3, and submit the ceftified Char500. No fee, schedules, oradditional aitachments are required. lf you cannot claim an exemption or are a DUAL filer that claims only one exemption, you must file applicableschedules and attachments and pay applicable fees.

f_-] Sr. 7A filinq exemption: Total contributions from NY State includ ìng residents, foundations, government agencies, etc, did notexceed $25,000 and the organizat¡on did not engage a professional fund raiser (PFR) or fund raising counsel (FRC) to solicitcontributions during the fiscal year. Or the organization qualifies for another 7A exemption (see instructions).

f_l qq.eeff liling exemption: Gross receipts did not exceed $25,000 and the market value of assets did not exceed $25,000 ai any timeduring the fiscal year

See the following page

for a checklist of

schedules and

attachments tocomplete your filing.

f] y"" f_-] ruo 4a. Did your organization use a professional fund raiser, fund raising counsel or commercial co-venturerfor fund raising activity in NY State? lf yes, complete Schedule 4a.

f_-] V". f_-] ruo 4b. Did the organization receive government grants? lf yes, complete Schedule 4b.

See the checklist on the

next page to calculate your

fee(s). lndicate fee(s) you

are submitting here:

7A filing fee

$

EPTL filing fee:

$ 100.

Total fee:

$ 100.

Make a single check or money orderpayable to:

"Department of Law"

ooe¿sr rz-zs-ro 1019 CHAR500Annual FilingforCharitableOrganizations(UpdatedDecember20l6) Page 1

ARCUS OPERATING FOUNDATTON

GHARSOOAnnual Filing Checklist

Simply submit the certified CHAR500 with no fee, schedule, or additional attachments lF:

-Your organization is registered as 7A only and you marked the 7A filing exemption in Part 3.

- Your organization ¡s registered as EPTL only and you marked the EPTL filing exempt¡on in Parl 3.

-Your organization is registered as DUAL and you marked both the 7A and EPTL filing exemption in Part 3.

Checklist of Schedules and Attachments

Check the schedules you must submit with your CHAR500 as described in Part 4:

lf you answered "yes" in Parl 4a, submit Schedule 4a: Professional Fund Raisers (PFR), Fund Raising Counsel (FRC), Commercial Co-Venturers (CCV)

lf you answered "yes" in Pad 4b, submit Schedule 4b: Government Grants

Check the financial attachments you must submit with your CHAR500:

I X I rnS Form 990, 990-EZ, or 990-PF, and 990-T if applicableI X I nll additional IRS Form 990 Schedules, including Schedule B (Schedule of Contributors).f_-] Ow org"nization was eligible for and filed an IRS 990-N e-postcard. We have included an IRS Form 990-EZ for state purposes only

are a7A only or DUAL filer, submit the applicable independent Cerlified Public Accountant's Review or Audit Repoft:Review Report if you received total revenue and support greater than $250,000 and up to $750,000.Audit Repod if you received total revenue and support greater than $750,000No Review Report or Audit Report is required because total revenue and suppod is less than $250,000We are a DUAL filer and checked box 3a, no Review Report or Audit Report is required

Calculate Your Feels mv Reoistration Cateoorv 74, EPTL, DUAL or EXEMPT?

Organizations are assigned a Registration Category upon

registration with the NY Charities Bureau:

lf you

E

For 7A and DUAL filers, calculate the 7A fee:

E gO, if you checked the 7A exemption in Part 3a

f_-] $rS, if you did not check the 7A exemption in Part 3a

For EPTL and DUAL filers, calculate the EPTL fee:

n gO, if you checked the EPTL exemption in Part 3b

$25, if the NET WORTH is less than $50,000

$50, if the NET WORTH is $50,000 or more but less than $250,000fX-l $l oo, if the NET woRTH is 9250,000 or more but tess than $1 ,000,000f_-] $zso, if the NET woRTH is $1 ,000,000 or more but tess than 910,000,000f_l $zso, if the NET WoRTH is $10,000,000 or more but tess than $50,000,000f_-] $rsoo, if the NET woBTH is $s0,000,000 or more

Send Your FilingSend your CHAR500, all schedules and attachments, and total fee to:

NYS Office of the Attorney General

Charities Bureau Registration Section

120 Broadway

New York, NY 10271

7A filers are registered to solicit contributions in New Yorkunder Adicle 7'A of the Executive Law ("74")

EPTL filers are registered under the Estates, Powers & TrustsLaw ("EPïL") because they hold assets and/or conductactivities for charitable purposes in NY.

DUAL filers are registered under both 7A and EPTL.

EXEMPT filers have registered with the NY Charities Bureauand meet conditions in Schedule E - RegistrationExemption for Charitable Organizations. Theseorganizations are not required to file annual financial repodsbut may do so voluntarily.

Confirm your Registration Category and learn more about NYlaw at www.CharitiesNYS.com

Wherc do I find my organization's NET WORTH?

NET WORTH for fee purposes is calculated on:. IRS Form 990 Part I,line 22- IRS Form 990 EZ Part l, line 21. IRS Form 990 PF, calculate the difference betweenTotal Assets at Fair Market Value (Part ll, line 1 6(c)) andTotal Liabilities (Pad ll, line 23(b)).

66846112 2s-16 1 0 19 CHAR500 Annual Filing for Charitable Organizations (Updated December 2016) Page 2

TAX RETURN FILING INSTRUCTIONS - Arcus Foundation

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