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PURSUING SUSTAINABILITY: FRAMEWORKS, KNOWLEDGE, PLANNING AND PROGRESS [Sinclair Working Draft]
Transcript of PURSUING SUSTAINABILITY: FRAMEWORKS, KNOWLEDGE, PLANNING AND PROGRESS [Sinclair Working Draft]
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PURSUING SUSTAINABILITY:
FRAMEWORKS, KNOWLEDGE, PLANNING AND PROGRESS
Dr Brian R. Sinclair, PhD DrHC FRAIC AIA (Intl)
Faculty of Environmental Design, University of Calgary + sinclairstudio inc.
Calgary, Alberta, Canada
ECOLOGY1 (dfn) 1. a branch of science concerned with the interrelationships of organisms and
their environment. 2. the totality or pattern of relations between organisms and their environment. 3.
human ecology
ECOSYSTEM2 (dfn) the complex of a community of organisms and its environment functioning as
an ecological unit
Introduction | Context
“Where am I? The first question of place is universal; the need for an answer, often urgent. We
each stand at the hub of a great turning wheel. How do connections radiate outward from our lives
to the economy (the flows of electrons, water, materials, and signals that from the planet’s industrial
metabolism) and the biosphere (the flows and fluxes that power the earth as a living system)?
What is the universe that starts with each of us?” (Steffen3, 2006)
In our modern world cities have eclipsed the countryside in terms of placement of population. The
planet’s population is now more urban than rural, with strong indications that this trend will continue
to accelerate. There are many reasons for urban migration, including access to resources and
amenities as well as the promise of greater income and prosperity. Accompanying urbanization, and
industrialization, has been an increasing degradation of the global environment. While this
degradation varies geographically in extent there is little doubt that the global environment is under
severe assault and real threat. The precise nature of the threats is, of course, hotly debated, with
discussion and often polarization of position on such matters as climate change, global warming,
peak oil and the potential/timing for reaching a tipping point.
Within this highly complex milieu are a plethora of actors and agents who consider, plan, design,
research, influence and impact our many environments. For much of the last century, and especially
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in the latter part with the arrival of key treatises such as A Sand County Almanac4 (1949), Silent
Spring5 (1962), Design With Nature
6 (1969), The Limits to Growth
7 (1972), and the seminal Our
Common Future (Brundtland Report)8 (1987), there have been increasing concerns about the quality
of the environment, the relationships of the natural and human-made aspects of same, and our ability
to understand, address and improve our world writ large. Awareness of issues pertaining to
pollution, resource depletion, health threats (e.g., chemical, biological, psychological, etc.), and
carrying capacity have loomed large as our planet and its nations considers the downstream
implications of questionable activities, widespread apathy and evident inaction.
With the rise and momentum of the environmental movement, especially over the past several
decades, many sectors of society are finally taking notice of and generating interest in the fate of our
civilization. The concept of a more ‘sustainable’ world, and sustainability more generally, has
nowadays assumed a vital and central position in discussions, debates, policies and actions around
the globe. In an increasingly fragmented and specialized world, and especially in the global north
and west, it has often proven difficult to tackle environmental problems in a holistic and integrated
manner. And, yet, it is arguably such a ‘systems’ oriented approach that holds the keys for finding
viable and effective solutions to our many contemporary crises. The separation of disciplines, the
isolation of stakeholders, and the narrow perspectives so commonplace in modern society present
significant obstacles to more responsible intervention, more successful stewardship, and in the end a
more sustainable world. It is this dysfunction on one hand, and the potential for greater synergies,
more potent solutions, and real progress on the other, that proves the fundamental substance of the
present paper.
Conceptual Frameworks | Explanation, Purposes and Value
“Designers and planners apply ecological understanding in diverse decision-making forums and
policy frameworks. In all cases we believe designers and planners bear a professional responsibility
to ensure that the interests of the broader land community, both human and non-human, are
adequately considered and represented.”
(Johnson, Silbernagel, Hostetler, Mills, Ndubisi, Fife & Hunter9, 2002).
In approaching a given problem, from a research perspective, it is important to have a
practical/functional structure (i.e., of thinking, of seeing, of acting). A conceptual framework is a
system of concepts, constructs, assumptions, expectations, beliefs and approaches that serves to
shape and guide scholarly inquiry. Miles & Huberman10
(1994) explained that a conceptual
framework is a visual and written system that “… explains, either graphically or in narrative form,
the main things to be studied – the key factors, concepts or variables – and the presumed
relationships among them.” Maxwell11
(2005) delineates his position that a ‘conceptual framework’
“… includes the actual ideas and beliefs that you hold about the phenomena studies, whether these
are written down or not. This may also be called the ‘theoretical framework’ or ‘idea context’ for
the study.” Such a framework or context serves as a principal model for the consideration,
construction and execution of scholarly endeavor. A concept, or conceptual framework, is not static
and fixed, but rather is dynamic and mutable as knowledge comes to the fore and understanding is
heightened. Zeisel12
(2006), in exploring the realm of concepts, underscored their active
development: “In a research project investigators aim to define a concept with which to order
information. A research concept does not pop out of the data; it is formed slowly. Investigators may
have a faint vision of it when their project begins. They may glimpse it when they start to analyze a
particular bit of data. They may realize how to organize their study findings only when the last piece
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of information becomes clear. In the beginning of a project, emerging concepts are visions defining
what data to gather. In the middle, information clarifies the concepts. At the end of a successful
research project, clearly stated concepts summarize increased insight and define areas where further
research can increase precision.”
A conceptual framework serves as a fundamental mechanism to order critical inquiry of a given
question or set of questions. Robson13
(1993) emphasized that “Developing a conceptual framework
forces you to be explicit about what you think you are doing. It also helps you to be selective; to
decide which are the important features; which relationships are likely to be of importance or
meaning; what data you are going to collect and analyze.” Considering the remarkable explosion of
research and scholarship in the area of ‘ecosystems’, ‘urban ecology’ and ‘sustainability’, the need
for and value of sound conceptual frameworks is undeniable. Such frameworks must have the
capacity to structure and organize information coming from a wide spectrum of sources &
disciplines, and must be robust enough to permit new ways of viewing problems, processing data,
and generating ideas. A conceptual framework, in the realm of sustainability, needs to have
sufficient facility and resilience in order to manage and order ideas so as to accommodate integrative
approaches and foster holistic viewpoints.
It is important to stress that the nature of, and approach to, development and implementation of such
conceptual frames can and does vary from discipline to discipline and between general fields of
study. There are certainly many common threads that can be identified, such as the need to structure
data for analysis and the need to evolve through synthesis and theory ways of explaining phenomena.
In terms of architectural research, Groat & Wang14
(2002) have identified two primary frameworks
as well as proposing a new approach. It is helpful to further consider these various frameworks, not
necessarily for the purposes of deployment but rather to better understand disciplinary nuance.
These authors identify two currently applied frameworks: A Dichotomous Framework and A
Continuum Framework. In the Dichotomous model (Robinson15
, 1990) two approaches are
advanced for understanding phenomena: namely the approach of ‘science’ (i.e., more objective) and
the approach of ‘myth’ (i.e., more subjective). Inquiry into technology, engineering, and behavioral
issues are most often viewed through the lens of science. Architectural inquiry within humanities is
more often invoking more poetic, or mythic, descriptions. In this model the point is not about right
or wrong but rather the search for the most appropriate and most effective means of study. In the
continuum framework the conceivers (Joroff & Morse16
, 1980) present a range of research methods
dispersed along a nine-point spectrum: namely, observation, design, review of precedents, manifesto,
normative theory, development of prototypes, scholarship, social science research, and laboratory
research. The scale basically illustrates various degrees of systematization when pursuing critical
inquiry. With an aspiration to develop perhaps a more effective approach to the complexity of
modern design-related problems, Groat & Wang17
(2002) outlined a strategy they termed ‘Tripartite
Clusters’. This model delineates three paradigmatic clusters: namely post-positivist, naturalistic, and
emancipatory. The strength of this particular approach is that it is non-linear, encouraging
researchers to carefully evaluate the character of the problem in question and then draw upon
particular systems of inquiry in order to best explain phenomena. This flexible approach does hold
promise for critical inquiry into urban ecology and sustainability, and perhaps especially as pertains
the complicated junctions between realms (e.g., economic, environmental, social), between
disciplines (e.g., designers, architects, planners, environmental scientists), and between scales (e.g.,
interiors, buildings, landscapes, biomes).
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It is important, in the context of the present paper, to define sustainability. Perhaps the most notable,
if not the most commonly accepted, characterization, as pertains sustainable development, comes
from the aforesaid Brundtland Commission’s Our Common Future18
: “Humanity has the ability to
make development sustainable – to ensure that it meets the needs of the present without
compromising the ability of future generations to meet their own needs.” Pursuit of sustainability, as
well as critical inquiry and creative endeavor regarding same, has been on the rise dramatically over
the past few decades. It must be emphasized, however, that sustainability is a highly complex and
multi-faceted construct. Sustainability is not one idea, or sole approach, or one single concept –
rather, it is an interdisciplinary trans-scalar multi-dimensional inter-generational consideration, quest
and goal. Van der Ryn & Cowan19
(1996) conveyed this complexity: “Sustainability is not a single
movement or approach. It is as varied as the communities and interests currently grappling with the
issues it raises. The shape that it will take is being contested now, and the stakes are high. On the
one hand, sustainability is the province of global policymakers and environmental experts flying at
thirty-five thousand feet from conference to conference. On the other hand, sustainability is also the
domain of grassroots environmental and social groups, indigenous peoples preserving traditional
practices, and people committed to changing their own communities.” In light of the many pressing
crises and catastrophes at our threshold, including and perhaps most notably climate change and
global warming, the pursuit of a more sustainable world cannot be vested within the minds and
hands of a narrow group or single discipline. Rather, true progress towards a more
environmentally-sensitive, ecologically-responsible, safer and healthier planet will be the shared
activity of a truly diverse set of actors, agents, researchers, designers, corporations, government and
concerned citizens.
It is illustrative and hopefully helpful to explore the notion of ‘conceptual framework’ in more detail,
and especially as pertains this big idea, and daunting challenge, of greater sustainability. Hodge20
(1997), in a comprehensive review of progress towards sustainability noted that: Conceptual models
provide a mechanism against which the real world can be set to facilitate learning. This comparison
often leads to constructive tension, debate and hopefully to the accommodation of different interests
and values. The sought-after result is improved decision-making. However, the models themselves
should not be thought of as truly capturing the real world, the complexity of which is beyond current
knowledge. To do so can lead to entrenchment of current perceptions along with all their
limitations.” There are several key points to be emphasized: there exists tremendous diversity in
circumstances, context, values and vision as pertains sustainability; there are remarkable
jurisdictional differences as pertains legislation, laws, cultures and conditions; there is inherent
complexity in all systems, and especially in contemporary systems fueled and propelled by industrial
and informational technologies. In light of such points, it seems especially critical for researchers
and designers to move cautiously and to be equipped and empowered with the best available theories,
tools and approaches. Evidence-based design and decision-making seems essential.
Models & Frameworks for Sustainability
“Speak to the earth, and it shall teach thee.”
Job 12:8
“A way of seeing is also a way of not seeing”
Kenneth Burke21
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With the pressing need to address sustainability in a meaningful and productive manner, and
considering the intense engagement in scholarship, research, design and policy generation therein, it
is understandable that a plethora of conceptual frameworks have been crafted. As previously noted
the diversity of positions and practices is dramatic if not entirely necessary. Many of our modern
problems are massive in scale and incomprehensible in scope. Many of these problems have been
realized and amplified through the power of technology and at the hands of contemporary
professions. One can look to crises such as the Exxon Valdez oil spill, the Union Carbide Bhopal
gas leak, or perhaps more broadly rising global temperatures, in an effort to grasp the sheer
magnitude and convolution at play. One significant challenge facing researchers, scientists, and
environmental design professionals, among others, is making sense of the information at hand, the
scenarios in progress, the interventions enacted, the solutions feasible, and the performance
forthcoming. Given the cascade of activities aiming to heighten sustainability, how can we best
assess and reconcile the approaches? Rawls22
(1987) pointed to the need for open-mindedness, and
for the reception of ‘overlapping consensus’ versus the propagation of intense polarization. He
posited that a consensus affirmed by opposing philosophical, religious, theoretical and moral
doctrines is likely to be both “just and resilient”. Further, public policy, legislation and law is likely
to be more pertinent, viable and able to span generational distance. In the proposed dissertation
work in Mongolia, directed toward the generation of design + planning principles (i.e., guidelines)
with sustainability in mind, the need to consider the range of users, perspectives and needs, as well
as to bridge between ecology, design, equity and spirituality is profoundly important.
Before considering such topical issues in greater detail, it is helpful to examine some of the key
conceptual frameworks that have been developed and deployed to address research and design in the
realm of sustainability. Arguably the most visible and widely embraced framework for sustainability
is the ‘Triple Bottom Line’ (TBL), a term coined by John Elkington23
in the mid-1980s and
popularized in such books as Cannibals with Forks: The Triple Bottom Line of 21st Century
Business (1999). This frame for sustainability looks at the trinity of social issues, environmental
concerns, and economic drivers as fundamental to our search for a more sustainable world (or at
least more sustainable development, more sustainable companies, etc.). Elkington’s primary thrust
in crafting this framework was the reformation of business and the realignment of business practices
towards greater sustainability. This model was in fact build upon the early pioneering thinking of
Firey24
(1960) who, with remarkable foresight, identified ecology, ethnology, and economics as key
realms for consideration as the planet develops. Specifically addressing natural resource use, Firey
noted these three categories as especially germane: “ecological, which takes the physical habitat as
its point of departure; ethnological, which stems from the culture of human beings; and, economic,
which begins with the attribute of scarcity which attaches to human activities.” He concluded, given
consideration of the interplay of these aspects, that the only reasonable way for resource planning
and policy to advance was through a concerted and balanced embrace of the three categories. Some
corporations, such as oil & gas, have interpreted the TBL in terms of ‘people, profit, and planet’. On
a spiritual note, leaders such as Kumar25
(2002) have viewed the primary challenge as being the
concurrent embrace of ‘soil, soul, and society’. He notes that in our ‘age of ecology’, “… Soil, Soul
and Society can inspire truly holistic thinking. They can bring nature, humanity and spirituality
together.” Such a union seems wise, although undeniably allusive.
In the evolution of conceptual frameworks pertaining to the study and pursuit of sustainability, there
has been a gradual transition from an emphasis on optimization of ideal models that assume tightly-
defined problems towards a search for more dynamic and resilient models that accept the ill-defined
indeterminate nature of problems. Over the past decades deep concerns have arisen concerning the
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uncertainty of knowledge, the fallibility of science, the unpredictability of technology, and the need
for great caution in our push for progress (i.e., of our nations, our societies, our institutions, our
corporations, and indeed of ourselves). The brilliant Kentucky farmer Wendell Berry26
, in his
insightful book Life is a Miracle (2000) recast in a new light the commonly known precautionary
principle. He wrote: “To make the same point in a more practical way, let us take that ubiquitous
and misleading word ‘environment’ – which, as used, proposes that reality is composed of a creature
and its surroundings. But if, as in fact we know, the creature is not only in its environment but of it,
and if the relationship between creature and environment is mutually formative, and if this
relationship is a process that cannot be stopped short of the creature’s death, then how can we get
outside the relationship in order to predict with certainty the effects of our participation?” As
previously underscored, any models we develop in order to better tackle our research, or better
explain our world, must be seen as a particular window into reality rather than as a clear depiction of
reality in and of itself. And, as Berry warns, we need to be especially mindful of the fact that our
views will necessarily be inexact and compromised, highlighting the need to be especially wary and
more than ever prudent.
In addition to the Triple Bottom Line model of sustainability, and its precursor in Firey’s ecology-
ethnology-economics approach, an impressive array of other conceptual frameworks have been
forged over the past half century. Many of these frameworks draw inspiration from Firey’s and
Elkington’s approaches, in numerous cases adding more categories to further account for and
delineate complexity in the system. For example, a particular strong framework was developed by
the Canadian International Development Agency27
(CIDA, 1991) to aid in development efforts in
nations around the globe. CIDA’s Framework for Sustainable Development outlined five key areas,
or pillars, that together sought to address the complexity at hand: 1. environmental sustainability, 2.
economic sustainability, 3. political sustainability, 4. social sustainability, and, 5. cultural
sustainability. It is worth, in the context of the present paper and in light of the proposed dissertation
work in Mongolia’s urban center, to further detail the CIDA frame:
o ENVIRONMENTAL
Ecosystem integrity
Biological diversity
Population
o ECONOMIC
Appropriate economic policies
Efficient resource use
More equitable access to resources
Increasing productive capacity of the poor
o POLITICAL
Human rights
Democratic development
Good governance
o SOCIAL
Improved income distribution
Gender equity
Investing in basic health and education
Emphasizing participation of the beneficiaries
o CULTURAL
Sensitivity to cultural factors
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Recognition of the values that are conducive to development
What is above all significant about the CIDA conceptual framework is its careful and comprehensive
attention to the many complications and nuances involved in pursuing community development and
greater sustainability in the under-developed hemispheric east and south.
Another conceptual framework, among the wealth of approaches in the marketplace, that is very
interesting and applicable to the dissertation work at hand, is the Sustainable Development Model of
Stuart Hill28
(1989). Hill’s approach to the understanding and practice of sustainability involves four
key areas: Natural Capital (environment); Cultural Capital (values, competence), Decision-Making
Tools (economics), and, lastly, Activities and Behavior (sustainable). Especially compelling in this
approach is the recognition of the central role of human behavior in the pursuit of sustainability.
Again, for the purposes of the proposed dissertation work, Hill’s model holds serious relevance. It is
worth presenting some components of Hill’s four key areas:
o Conservation and development of Natural Capital
Biodiversity; gene pool
Soil, air and water quality
Environmental quality for all humans and all wildlife
o Conservation and development of Cultural Capital
Satisfaction of basic needs and manipulated wants
Optimal physical and mental health
Empowerment, awareness, lovingness, zest
Spontaneity, flexibility, creativity
Knowledge, skills, wisdom
Equity, peace, justice, openness, accessibility, honesty
Spiritual development, self-actualization, fulfillment, meaning
o Decision-Making
Levels: individual, family, group, organization, political, species
Basic Cycle: integration (action), balance (goal), feedback (monitoring),
prediction – planning – policy
Characteristics: long time frame (future generations), planetary space frame
but self-reliance, transdisciplinary, universal responsibility, commitment,
participatory, public trust, early indicators, formal and informal economics
o Behavior and Activities leading to sustainable development
Benign, rational, responsible, just, humane, sustainable
Resource-efficient with emphasis on renewable, solar, recycling
Problem prevention through lifestyle and ecosystem redesign and
management
Implementation through appropriate mix of support, reward and penalty
Emphasis on appropriate technologies
Another significant and relevant model for approaching sustainability, both in terms of scholarship
and practice, has been advanced by the Canadian Department of Indian and Northern Affairs29
(INAC, 2007). Within their strategic planning initiative 2007-2010, INAC advanced a ‘Sustainable
Development Conceptual Framework’, with an expressed goal of building a culture of sustainability.
This framework resonates with the proposed dissertation research in part due to similarities in
conditions faced by the aboriginal community in Canada and the herdsmen living in ger settlements
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in Mongolia. At the center of the INAC frame is the overarching goal of “supporting sustainable
communities”. To support these ends the approach incorporates four areas of focus, and identifies
societal components most directly connected therein. The four areas of focus, and associated sectors,
are: 1. Long term planning (Government), 2. Social and economic capacity (People), 3. Responsible
environmental stewardship (Land), and, lastly, 4. Sustainable infrastructure (Economy). It is
through coordinated and integrated activity and effort among and between these four focus areas that
progress towards sustainability can best be realized. With regard to the realm of long term planning,
which in the Mongolian case considering the fledgling democracy is especially sensitive, it is
interesting to note the INAC commentary: “The sustainability of any community relies on its ability
to envision its long term future, chart its own course and then have the capacity to manage and direct
resources. In the process of becoming more sustainable, communities must go through the process
of determining priorities, identifying needs and determining how to fulfill them. Realizing a vision
also relies heavily on the clear articulation of a planning framework, where all affected players know
and understand the context in which community and regional development occurs. This may require
cooperation among several communities that crosscuts political boundaries and government
departments to examine issues at a broader regional level.” While in the Mongolian case all four of
the focus areas are crucial, it is arguably vision and commitment that will prove most vital to
advancing towards greater sustainability.
While the above-noted conceptual frameworks are quite distinct, it is important to emphasize that
over recent years there has been a cascade of models developed and implemented – far too many to
address within the present paper. That said, it is also important to note that many of the models are
nuanced depending on the home discipline or base field. For example, there are many conceptual
frameworks for sustainable development that have a strong focus on public and population health,
due in large measure to their origins within the health care sector. Other models have been
developed that emphasize public administration, primary education, and even faith-traditions. The
models that were discussed in greater detail in this paper were selected due to a perceived fitness
with the challenges, conditions and aspirations of the proposed dissertation research.
Conceptual Frameworks and Potential Relevance to Dissertation Themes
“Better a diamond with a flaw than a pebble without.”
Confucius
The proposed dissertation research identifies a series of key theme areas that warrant concurrent and
concerted attention – namely, pressing matters pertaining to the environment, to design, to equity
and to spirituality. In the discussion of conceptual frameworks, and especially those presented in
greater detail above, it is evident that there is strong resonance between focus areas of said
frameworks and themes identified for the dissertation research. It is helpful to further elaborate on
these four themes in light of an expressed intention to pursue greater sustainability in design &
planning efforts in the ger settlements of Ulaan Baatar.
As has been strongly noted in the present discourse, there is no single ‘correct’ solution or ‘right’
way of addressing sustainability. Rather, what is required are systems approaches that have
sufficient robustness, flexibility and capacity to accommodate and address the complex and
indeterminate nature of urban crises. Buchanan30
(2005), notes that: “There can be no single,
exclusive route to sustainability. Just as in nature biodiversity ensures the vitality and adaptability to
cope with change and disruptive incidents, so sustainability cannot be achieved by the homogenizing
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and universalizing tendencies of the waning industrial era. Instead sustainability requires the
continued vitality of the earth’s various cultures and lifestyles which, although undergoing change
and becoming ever more tightly interlinked and interdependent, should remain as diverse as the
lands, climates and local traditions each arises from.” In this sense, both the natural world and the
human realm have much to contribute – listening well, observing keenly, and seeking balance seem
imperative.
Before tackling a more in-depth consideration of the dissertation themes, and in light of conceptual
frameworks for sustainability, it is instructive to further consider the urban realm and more
specifically some dimensions of ecosystems and especially urban ecology. Similar to the conceptual
frameworks thus far noted, Berkowitz, Nilon & Hollweg31
(2003), in considering urban ecosystems
note that models are based on the interplay between social, biological and physical components of a
city. They stress that: “This interaction can best be understood by recognizing that urban ecosystems
are dynamic and influenced by different types of driving forces.” Residing at the nexus of the social,
biological and physical realms are such aspects as system dynamics, spatial analysis, historical
context and, of course, sustainability. The need to wisely and skillfully address the urban sphere is
undeniable, especially when one considers the power and prominence of cities in a rapidly
urbanizing world. From architectural and resource perspectives the impact of cities is exceptional in
terms of demands. O’Meara32
(1999), in reviewing the force of urbanization and the significant
urban population, noted that the 3 billion plus urban dwellers, and their associated activities,
consume more that three-quarters of the total human wood and building materials use and
approximately two-thirds of the human water consumption. Similarly extreme statistics exist for
green house gas emissions, waste production, energy consumption, and the like. Clearly it is vital
for scientists, designers, politicians and citizens to tackle the challenges of urban living, and the
health of urban ecosystems, head on.
In terms of the proposed dissertation research, located within the urban context and urban ecosystem
of Ulaan Baatar, it is important to attend to the key themes in an effort to foster a more holistic and
integrated approach (i.e., to the development of design & planning guidelines that consider
sustainability). For each of the four key themes some exploratory narrative will be advanced.
o Ecology & Environmental Biology
Mongolia is one of the planet’s least densely populated nations (i.e., rural density is a mere 1.5
people per square kilometer). It is also one of the world’s most pristine environments, with very
limited intervention to date. While the rural landscape, or countryside, is relatively unspoiled
(although increasingly under assault and at risk due to heightened interest and activities of
international oil, gas and mining concerns), the urban environment of Ulaan Baatar is ripe with
pollution, intense overcrowding, inadequate infrastructure, to name but a sample of challenges.
Accompanying rapid urbanization, especially through informal settlement at the city’s perimeter, has
been an increasing degradation of natural and human-made systems. Limited attention has been
afforded to preserving and protecting green-space, waterways and ecosystem integrity within the city.
Planning guidelines are likewise wanting as regards land-use, neighborhood design, provision of
services, and public health. In this relative vacuum of evidence, policies and legislation, natural
systems within Ulaan Baatar are in jeopardy and in need of more study.
o Architecture, Planning & Design
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The urban fabric of Ulaan Baatar is comprised of two main types: the largely concrete multi-story
apartment blocks and office towers of the Soviet-era core and the largely wood and canvas
constructions of the peri-urban ger settlements. Both the urban core developments and the peri-
urban edge settlements suffer severely though a lack of maintenance, inadequate infrastructure, the
use of inferior materials, and the absence of a sound regulatory milieu. There are few checks and
balances in place, including performance-based building codes, development permitting processes or
health standards, that are typical in major cities of the global north and west. In fact, with respect to
sustainability, there is an urgent need for reform and action if Ulaan Baatar is to progress (or even to
maintain the status quo). Within the proposed dissertation research, a part of the challenge of
developing design and planning guidelines will be to attend to the need for balance of passive &
active approaches (i.e., to heating and cooling), of local and imported materials, systems and
knowledge, of inside traditions and outside practices, of indigenous and international styles, etc. A
quest for greater sustainability, and respect for and support of ecosystem well-being, will prove
central to the work at hand.
o Environmental & Social Justice
Social justice, environmental ethics, and human rights are fundamental to a more sustainable, fair
and healthy world. As is commonly the case, developing nations face especially massive obstacles
to progress on these various fronts. The situation in Mongolia is difficult by many measures, due in
large part to the nation’s aggressive occupation by the Soviet empire through much of the past
century. Mongolia was released from oppression only in the late 1980’s – since that time the
country has pursued democracy and reform in a genuine spirit and along a daunting path.
Corruption is commonplace. Poverty is endemic. Healthcare is limited. The immense challenges
ushered in through the mass in-migration of herdsmen to the city have served only to amplify the
environmental and social justice quandaries of Ulaan Baatar. While predicaments can readily be
observed and documented, viable solutions to very complex and entangled problems prove evasive.
A part of the strategy for greater sustainability in Mongolia must undoubtedly involve education.
Primary education in Mongolia is quite strong, affording the country a possible vehicle to raise
understanding of burning issues of ecology, equity, economics and sustainability. Other vehicles
will need to be considered and tested, including for example demonstration projects, incentive
programs, and better community engagement.
o Religion, Spirituality & Faith
Under the decades of oppressive Soviet occupation, any freedom to practice religion or to exercise
spiritual traditions was strictly forbidden. Historically a Buddhist nation, the Soviet occupiers
leveled most of Mongolia’s temples and destroyed the majority of its religious treasures. Spiritual
practice was forced underground and the preservation of traditions, texts and artifacts was the charge
of a select and secretive few. With the collapse of the Soviet Empire, and Mongolia’s subsequent
freedoms, religion and spirituality resurfaced. Over the past decade Mongolia has seen a rich surge
of activity pertaining to Buddhism, including renewal of the arts, construction of new temples, and
the overt display of faith across many aspects of society. As pertains the proposed dissertation
research, religious aspects and spiritual traditions have had to date limited impact within the ger
settlements of Ulaan Baatar. While perhaps within given ger dwellings Buddhist shrines are
commonplace, few impacts are seen at the broader community planning level or in the built form of
neighborhoods. Yet, many spiritual influences could be addressed in design and planning moving
forward. The role of geomancy, for example, in the layout of communities and in the positioning of
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key community features (such as stupas) holds real promise. In a country such as Mongolia, where
the population is largely Buddhist, the potential of faith and spiritual traditions is considerable and
the prospects exciting. A path to greater sustainability, in such an ethos, must meaningfully respect
and embrace spirituality in many aspects of urban life. In Mongolia the sacred and the profane are
meaningfully intertwined and largely inseparable.
Local Ecological Knowledge (LEK) | Roles in Advancing the Cause
“One prerequisite for originality is clearly that a person shall not be inclined to impose his
preconceptions on the fact as he sees it. Rather, he must be able to learn something new, even if this
means that the ideas and notions that are comfortable
or dear to him may be overturned.” (Bohm33
, 1996)
Knowledge, and reliable, sound and significant knowledge especially, is central to the sustainability
equation. Local Ecological Knowledge, or LEK, is particularly and ever more important in the
pursuit of greater urban sustainability. LEK, according to Yli-Pelkonen & Kohl34
(2005) can be
defined as: “… ecology as a natural science, and includes a person’s general knowledge of nature
and a more specific local knowledge. The concept can also be understood as a lay or experiential
ecological knowledge, which can be a blend of learned scientific knowledge and knowledge based
on a resident’s own observations and experiences from surrounding nature.” As was noted in the
review of conceptual models, virtually all approaches to sustainability underscore the benefits of
broader user, stakeholder, community and public participation in the pursuit of greater sustainability.
For much of the last century, and for many reasons, knowledge was seen as rare & precious, being
held in the hands and minds of an elite few. In architecture, for example, acts of legislation were
established at the state level in order to provide professional privilege to learned practitioners, to
protect the public, and to ensure the sound and competent erection of buildings. In many other
spheres, including health care, education, accounting, to name but a few, status and rights were
similarly assigned to those few who met the require criteria (e.g., for professional registration under
the law). With the arrival of the information age, coupled with improvements in education and
heightened levels of accountability for performance, came an increased public awareness of, and
much broader engagement in, many previously exclusive & select areas of society. The
sustainability movement is one key area where citizens, at both local and global levels and across all
walks of life, have the chance and obligation to participate. Research and scientific communities
have come to realize the risks inherent to isolationism and the downside of operating with less than
complete evidence, especially when considering the incomprehensible magnitude of many
environmental problems. Securing the best available knowledge in the quest for the most
appropriate solutions is both a responsibility and an opportunity. Stehr35
(1994) noted that
historically expertise has been the domain of a small and highly educated group of professionals and
intellectuals. However, the post-modern era, with its explosion of information, complexity of
problems, rise in litigation, and greater risks, has called into the question the exclusivity of
knowledge and restrictions to sources of information. Beck, Giddens & Lash36
(1994) stressed that
professionals and scientists, while experts in their areas, do not always hold the needed or relevant
knowledge. Knowledge resident in local communities, and often residing in the lay population, may
in fact prove as or more relevant and potent in solving ecological problems.
While it seems logical to include stakeholders, including local citizens, in the dialogue on
sustainability, it is more difficult to determine how best to address the engagement, how best to
solicit information, and how best to involve them in both problem-seeking and problem-solving.
12
Over recent decades contemporary society has witnessed a growing ‘crisis of confidence’ concerning
scientific knowledge and professional practice. There are many reasons for this rising skepticism,
some warranted and some not. That said, in light of the enormous threats and real risks faced by
modern civilization, including climate change and global warming, there are compelling reasons to
revisit our attitudes about knowledge and reconsider our ways of confronting challenges,
surmounting obstacles and averting disasters. In a seminal consideration of the spectrum of
expertise available, and its applicability to tackling environmental decay and ecological destruction,
Callon (1999) developed a series of ‘operationalized’ models. Beck37
(1992) noted that the public
were increasingly skeptic of so-called experts in light of their seeming inability to predict and
manage consequences of science and technology. The Exxon Valdez oil spill and the Chernobyl
nuclear disaster are two cases that place science and technology under the spotlight as pertains
efficacy, credibility and trust.
Yli-Pelkonen, V. & Kohl, J. (2005) explored the notion of ‘commitment’ as it pertains to levels of
lay participation in the production of information (i.e., that is then, or could be, used in decision
making). Clearly there are varying degrees to which lay or public knowledge of issues can be
invited, encouraged, secured and/or deployed. Callon, realizing that local knowledge held
significant value, presented three models that addressed the generation and application of knowledge,
with a shifting relationship regarding expert versus lay input. His models are: M1 - The Public
Education Model; M2 – The Public Debate Model, and, M3 – The Co-Production of Knowledge
Model. The most distinguishing features of the models are: M1 – lay community places significant
trust in scientists, professionals and other experts / model is based on the irreducible opposition
between scientific and popular knowledge; M2 – lay community holds select representation within
the system / lay people with varying degrees of knowledge participate to varying degrees in
knowledge generation; and, M3 – lay community actively participates and shares in knowledge
generation / lay people contribute knowledge into systems which directly concern or impact them.
Environmental design professionals, including architects and city/regional planners, have significant
responsibilities regarding ecosystem education, research, restoration, protection and support. Given
the often significant scale of their plans and projects, and the implications (and possible immense
ramifications), attention to and solicitation of sound knowledge is imperative. Such professionals,
ethically, must seek the fullest and best available information and pursue the deepest understanding
of both a given problem and its context. Yli-Pelkonen, V. & Kohl, J. (2005) in addressing the
importance of local environmental knowledge within urban planning, noted that such input is often
valuable and vital. They wrote: “According to interviewees, it is essential to consider the
knowledge and opinions of people who know the area well, especially if planning aspires to be for
the good of local users. LEK can be an important addition to the scientific ecological information
and may become increasingly important where little or no nature studies are done in the area.” In an
age where sustainability is top of mind, regardless of global jurisdiction, it is entirely contingent on
professionals, including environmental designers, to utilize the very best information, to develop and
deploy appropriate theories, to utilize powerful tools/techniques, and to execute responsibilities
given the aforesaid with the highest integrity.
While all three models have their distinct advantages and disadvantages, for the purposes of the
proposed dissertation research the models of (M2) Public Debate and (M3) Co-Production of
Knowledge are perhaps the most fitting and promising. It is likely that all of the aforesaid models
could find some reasonable application and benefits – this will, in fact, be explored later in this paper.
Callon (1999), emphasized the need to be attuned to the challenges at hand when looking to find the
13
best path – he wrote: “Each model may be considered both as an idealized description of existing
realities and as a reference mobilized by the actors when they need to organize systematically the
world in which they have decided to live. One of the consequences is that there is no reason for one
model to definitively replace another.” Certainly the circumstances in a developed world city like
Calgary Canada differs dramatically, over many issues, from a developing world city like Ulaan
Baatar Mongolia. In considering appropriate models a plethora of contextual matters needs to be
considered, an assessment of problems thoughtfully and thoroughly conducted, and an open-mind
ensured.
Ecological systems in Mongolia are complex but relatively unspoiled, with the noticeable exception
of urban centers and especially the capital city of Ulaan Baatar, In the countryside herdsmen have
been living a nomad lifestyle for thousands of years – in essence living with the land as opposed to
merely on it. The indigenous knowledge of living systems, watersheds, species habitats and
migratory patterns, climate, vegetation and the like is unquestionably profound. With rapid
urbanization, the establishment of informal settlements in the city, and the abandonment of
traditional lifestyles, the ecosystem in Ulaan Baatar has been ignored, abandoned, denied and in
some instances aggressively degraded. Given the vast land area assumed, the significant resources
consumed, the massive waste generated, and the real opportunity for improvements in the quality of
the physical, social, economic, cultural and spiritual realms, the ger settlements of Ulaan Baatar
warrant significant attention, study and support.
Comparative Explorations: Calgary and Ulaan Baatar
“In a world concerned increasingly with the problems of a deteriorating environment, there are signs
of changing values. We are beginning to understand that cheap energy, air and water pollution,
vanishing plants, animals, natural or productive landscapes are issues intimately linked with the
cities. At the same time, if urban design can be described as that art and science dedicated to
enhancing the quality of the physical environments in cities, to providing civilizing and enriching
places for the people who live in them, then much remains to be done.” (Hough38
, 1995)
Considering the review and presentation thus far in the present paper, and especially as pertains
conceptual frameworks for sustainability and models for the generation & deployment of ecological
knowledge, it is illustrative to envision the development of sustainability plans (i.e., potential steps
for progress to greater sustainability) in two different cities – namely, Calgary, Canada and Ulaan
Baatar, Mongolia. While these cities are vastly different in many ways, including culture and
governance, they do share numerous common features, such as population size and extreme climate.
Using the CIDA conceptual framework of factors environmental, economic, political, social and
cultural, and emphasizing|considering Callon’s models, regarding the range of expert and lay
knowledge invited and included, the search for and steps to greater sustainability in Calgary and
Ulaan Baatar can be postulated.
Calgary
Calgary, with a population slightly over one million (2007 civic census: 1,019,942), is a prosperous
urban centre located (51° 6' N; 114° 1' W) in Western Canada. With an economy driven primarily
by oil & gas and agriculture, Calgary is one of the fastest-growing and wealthiest cities in North
America. International Monetary Fund39
World Economic Database (2007 figures) indicate Canada
14
ranking 14th
in the world on per capita income, with GDP (Nominal) at $43,485 USD. The
population is significantly white-collar and highly educated. The city has a vast geographic area and
arguably one of the highest ecological footprints (i.e., 9.9 global hectares per hectare) on the
continent. While there are many efforts underway to heighten sustainability, the challenges are
many and intense. Calgary’s population is highly diverse from socio-economic, ethnic and spiritual
perspectives. The political system is a democracy, with a complex regulatory milieu.
o Environmental
There are a series of environmentally-focused initiatives underway in the city that aim to lessen
carbon output, conserve water usage, limit use of pesticides, reduce light, air and ground pollution,
capture methane in landfills, and the like. In other words, the city is very progressive in
environmental remediation, in physical and policy realms. Attention to other urban ecology issues,
including mapping and strengthening of wildlife corridors, migratory stops, nesting grounds, and
watershed dynamics, for example, are high. K-12 education on ecology issues is very strong and
effective. Numerous international, national and local eNGOs and foundations are especially active
in the city, including the Sierra Club, the Evergreen Foundation, and the Pembina Institute.
o Economic
On the economic front Calgary is incredibly vibrant and strong, based primarily on the oil & gas
sector. While many see the booming economy as very positive, there are negative implications
which relate to affordability, lack of diversification, and of course negative environmental impacts
associated to $100+/barrel oil pricing. In terms of sustainability, there are many economic agencies
that endeavor to move the city in the appropriate directions, such as Calgary Economic Development
Agency (an arm of municipal government) and the Calgary Chamber of Commerce (which runs an
annually sold-out sustainable environmental design lecture series). A key challenge for the city, on
the economic front, is attention to edge development and an unsustainable thirst for suburban growth.
A key component to a sustainability plan will be the establishment of a growth boundary, such as
enacted in Portland.
o Political
On the political side the Calgary has seen great advancements, including the formal adoption of
triple bottom line accounting on all municipal budget items. Each department of the City of Calgary
must prepare long term plans based on careful attention to TBL approaches, with said plans debated
at Council before adoption. The municipal government has also taken a strong position on green
facilities, with the requirement at any publicly-funded building achieve the green building
performance rating of Leading in Energy + Environmental Design (LEED) Silver. Light rail transit
in the city is driven entirely by wind power. Several major hurdles include the implementation of
curbside recycling, which has been a political hotpoint, and the introduction of a carbon tax, which
has been highly controversial.
o Social
Social challenges, as pertains sustainability, are many. Perhaps most evident, and tied to the
overheated economy, is housing affordability and rising homelessness. Substance abuse, domestic
violence and high drop out rates from secondary school are also directly connected to a very strong
15
economy. These issues are urgently in need of attention. Another very critical social issue in
Calgary pertains to the aboriginal community, which undeniably represent a marginalized sector of
the population. Limited programs are available to assist in transition from reserves to urban
dwelling, and to support preservation of traditional ways of living.
o Cultural
Cultural dimensions, pertaining to sustainability, are handled quite effectively in Calgary. The city
has a diverse ethic and cultural mix – individual cultures are respected and celebrated, indicative of a
larger and successful national multi-cultural strategy. An understanding of the role of the arts in the
success and attractiveness of the city is prevalent, including an embrace of popular approaches to
strengthening the so-called ‘creative classes’. Tourism is a growing part of the economy, taking
advantage of historic Western traditions and branding the city in numerous ways.
Callon’s Models: It seems evident that Callon’s M3, namely the Co-Production of Knowledge
Model, is best suited for approaching urban ecosystem issues and pursuing greater sustainability in
Calgary. With a highly educated population, including a significant number of white collar workers,
the citizens are informed and engaged in many aspects of the environment. Many public surveys
have indicated that the environment looms as the single most pressing priority for the people of
Alberta. Public engagement in programs such as Imagine Calgary (envisioning the city a 100 years
out), The Natural Step, Vital Signs, and Sustainable Calgary (indicators initiative) all involve a
broad spectrum of citizens, experts and lay members alike, in the search for appropriate solutions
and the quest for a more sustainable city. Ecological information tends to be readily available,
heavily discussed, and meaningfully incorporated into formal (and informal) municipal planning
processes. The City of Calgary has a separate Environmental Department that routinely offers
workshops and sponsors speakers in the realm of urban ecology and sustainability. Open City
Council meetings, and a ward system of representation, ensures that voices are heard and issues are
addressed.
Ulaan Baatar
Ulaan Baatar, with a population slightly over a million, is an impoverished urban centre located (47°
55' N; 106° 53' E) in Central Mongolia. With a floundering economy, based largely on mining by
international concerns, Ulaan Baatar is facing serious pressures due to rapid in-migration, limited
resources, and an inadequate infrastructure. The population is for the most part uneducated (i.e.,
secondary and higher) and average income exceptionally low. International Monetary Fund40
World
Economic Database (2007 figures) indicate Mongolia ranking 121st in the world on per capita
income, with GDP (Nominal) at $1,486 USD. The city has a vast geographic footprint with high
pollution levels, including severe water, air and ground contamination. The nation’s ecological
footprint is approximately 5.1 global hectares per person (compared with the US average of about 10
global hectares per person). Mongolia’s population is relatively homogeneous, including on socio-
economic, ethnic and spiritual (primarily Buddhist) fronts. The political system is a democracy, with
a relatively un and under-developed policy milieu. Corruption is widespread.
o Environmental
While the environment outside Ulaan Baatar is in many instances unspoiled, the city itself has
witnessed aggressive and widespread environmental degradation and ecosystem assault. Pollution is
16
intense across the city, with exceptional contamination witnessed in the informal ger settlements.
Infrastructure is desperately lacking. Coal fired plants drive district heating. Limited applications of
renewable and alternative energy sources have been explored. The policy and regulatory milieu is
weak and quite ineffective. Clearly there is great potential for improvement, especially if the
community is educated about the steps and if there are incentives for action. To date choices have
been limited for many reasons, not the least of which pertain to the challenges of survival and
meeting basic human needs.
o Economic
With the Soviet withdrawal in the late 1980’s the economy of Mongolia witnessed spectacular
collapse. A commitment to democracy has brought with it high levels of Western aid and
development assistance. Clearly, however, reliance on outside money is an unsustainable
arrangement. Mongolia is blessed with abundant natural resources, including vast mineral deposits.
From the perspective of economics and sustainability, it will be imperative for Mongolia to develop
these natural resources with great wisdom and restraint. The temptation to allow outside concerns,
and especially the international mining giants, to exploit the resources must be tempered with an
understanding of implications to the longer term viability, health and sustainability of the nation. In
addition to addressing its natural resources Mongolia, including Ulaan Baatar (home of the
international airport and launching point for expeditions into the majestic countryside), should
address strategic development of the tourism industry. Agriculture holds some promise, although
many challenges arise due to the nomadic tradition and the communal nature of land beyond Ulaan
Baatar. Within the city, and especially as pertains the ger settlement areas, creative approaches to
wealth generation, including micro-loan programs, should be considered and implemented.
o Political
The political realm within Ulaan Baatar is complex and uncertain. As capital for Mongolia the city
is the seat of the national government. Complication and confusion are widespread as pertains many
issues and problems confronting Mongolia. Corruption is commonplace and bureaucracy and red-
tape are endemic. Policy, legislation and law tends to be fragile and often ineffective. Enforcement
of many regulations, including those targeting environmental matters, is difficult. Certainly from the
point of sustainability much effort must be invested in the political machinery. On a positive note,
Ulaan Baatar has joined the international Cities Plus Network which has a strong emphasis on
sustainability. Outside technical assistance is strong, with areas of emphasis including natural
resources, agriculture, health care, and governance. In many instances the desire for change is high
yet the resources, knowledge and systems for implementation are lacking.
o Social
Social issues in Ulaan Baatar present major challenges. Severe poverty, high illiteracy, poor health
care, malnourishment and disease, crime and urban decay all loom large in the equation. In the ger
settlements the standards of living are abysmally low, with inadequate infrastructure, limited law
enforcement, over-crowding and widespread disorder. Local planning efforts do happen, but they
tend to be weak and often ineffective. Substance abuse is rising, most notably alcoholism. On a
positive note, many of the ger settlement dwellers are former-herdsmen. In the countryside, living a
nomadic lifestyle, the herdsmen and their families are socially interwoven, socially oriented and
communal in many ways. When these nomads move to the city their lifestyles are remarkably
17
altered. Design and planning work in the ger settlements needs to carefully consider features in the
urban landscape which could encourage social interaction, foster a feeling of community, and
strengthen the sense of place.
o Cultural
Mongolian culture, while historically rich and strong, was decimated under the oppression of Soviet
occupation for much of the last century. With newfound freedom in the late 1980’s, Mongolia has
seen a renewal of culture, traditions and spirituality. It is perhaps this realm of culture, coupled with
wise governance and sound economic policy, that conceivably holds the most promise to reform the
nation, improve the quality of life, and usher in greater sustainability. Culture is a common bond for
Mongolians – traditions of horsemanship, Buddhism, a land ethic and a communal society, for
example, provide substance to influence development and inspire nation and city building. Certainly
the pressures to change, to abandon local culture in exchange for international flavor, are high and
tempting. It seems, however, that the deep cultural dimensions of the country might provide the
foundation & inspiration for a modernity that is unique to Mongolia. With limited infrastructure,
untapped resources and newly acquired freedoms, there is the possibility for innovation, leap-
frogging, and the realization of significant progress on the path to a more sustainable future.
Callon’s Models: In the Mongolian capital of Ulaan Baatar there are numerous challenges and
conditions that would warrant a different approach to that taken in Calgary Canada. To be sure the
general population in Mongolia is less educated, the governance system is far more rigid, opaque
and inaccessible, and the nature of problems is far less clear. Due to the widespread poverty and
struggling economy there is significant reliance on outside assistance, in the form of both financial
aid and technical support. Considering such dimensions of the country and city, a approach to
incorporation of Callon’s models might be to include aspects of all models, depending on the
specific cases, with a particular focus on M2 – Public Debate and M3 – Co-Production of
Knowledge. As Yli-Pelkonen & Kohl (2005) cautiously note, LEK should be solicited but needs to
be handled professionally and evaluated judiciously. They emphasized that “… local knowledge
must be treated critically, because it may easily contain inaccuracies.” While LEK may have
strongly subjective content and ‘charged’ tone, such qualities should not discount the worth of the
input nor exclude its due consideration and incorporation. Yli-Pelkonen & Kohl stressed that “…
emotional stances have their reasons, and a good planner tries to interpret what is at the root of these
emotional outbursts.” Returning to the question of applicability of Callon’s models, certainly there
are, and would be cases, where M1 – Public Education would be the most reasonable strategy,
especially in those instances where limited knowledge exists at a local level (e.g., embrace of
emerging technologies such as geothermal heating). However, in many cases pertaining to
ecosystems in UB there would be ample local ecological knowledge available. In those instances it
seems vital, for many reasons including informed decision making and community participation, to
have local expertise come to bear in the consideration, development and implementation of solutions.
Summary & Conclusions
“Cities can be fundamentally greener and more natural. Indeed, in contrast to the historic opposition
of things urban and things natural, cities are fundamentally embedded in the natural environment.
They can, moreover, be re-envisioned to operate and function in natural ways – they can be
restorative, re-nourishing, and replenishing of nature, and in short like natural ecosystems: like
forests, like prairies, like wetlands.” (Beatley41
, 2000)
18
The challenges of our times are complex and many in number. An array of actors, from scientists
and designers to politicians and the public, all strive to tackle difficult problems arising at both the
local and global levels. In the distant past problems were often and arguably more easily grasped, in
terms of both scale and impact. With the arrival of the machine age, and subsequently the
information era, communications have increased, mobility has heightened, and the nature of
problems has frequently become complicated and obscured. Approaches to past problems
commonly prove ineffective for present problems. A part of the equation has to do with rapid
change; another part has to do with uncertain accountabilities; another has to do with more
significant ‘ripple’ effects and more compressed ‘butterfly’ effects. It is clear that new ways of
seeing, thinking and acting are in order.
Interdisciplinary approaches to problem solving hold remarkable promise. While historically issues
could be handled via a single disciplinary approach, today many matters warrant broad input, rich
interpretation, and integrated methods. Klein42
(1990) highlighted that: “Interdisciplinarity is neither
a subject matter nor a body of content. It is a process that usually begins with a problem, question,
topic, or issue. Individuals must work to overcome problems created by difference in disciplinary
language and world view.” Barthes43
(1977) mused that: “Interdisciplinarity is not the calm of an
easy security; it begins effectively (as opposed to the mere expression of a pious wish) when the
solidarity of the old disciplines breaks down… in the interests of a new object and a new language
neither of which has a place in the field of the sciences that were to be brought peacefully together,
this unease in classification being precisely the point from which it is possible to diagnose a certain
mutation.”
With respect to our growing interest in ecosystems, in urban ecology and in doing business in new
and more potent ways, it seems that problem-solving must invoke more diverse, more integrated and
more effective teams. Unprecedented problems demand unprecedented approaches. In terms of
cities, the arbitrary and conventional separation of built from natural, which has arguably created
serious difficulties, must be bridged and healed. Cullen44
(2003), on the need for richer input and
engagement, noted: “The sorts of multidisciplinary teams needed to advance our understanding of
urban ecosystems do not lend themselves to the traditional discipline-based university department.
Consequently they will tend to be transitory, assembled for a period of perhaps five years to address
a particular problem, and may be disbanded when the problem that brought them together is resolved.
This multidisciplinary, interactive model of learning can be applied at the community level as well.
Urban ecosystems can only be understood using the tools and perspectives of a number of
disciplines, and bringing these viewpoints together can be achieved by people who are part of the
system and see it from various perspectives. Community member may in fact be better integrators
that the disciplinary experts.”
The issue of community engagement, or lay person involvement, in our pursuit of sustainability is
most germane and timely. In considering the value of local ecological knowledge (LEK), it is
apparent that, as Cullen stressed, community members may have meaningful contributions to make.
In reviewing Callon’s various models it is also evident that the degree of lay involvement can, and
should, vary depending on the scenarios at play and the context in place. In today’s highly volatile
world, where assault on the environment is routine and decay of our cities is pervasive,
environmental design professionals, scientists, and many others actively addressing sustainability,
need to be ingenious, cooperative and collaborative. William James one posited that “Genius is the
19
faculty of perceiving in inhabitual ways.” Some serious habit-breaking seems appropriate at the
current juncture.
The proposed dissertation work in Mongolia certainly warrants critical assessment of conditions,
community and context. Any development of design and planning guidelines will need to
sensitively consider culture and ecology as fundamental to the pursuit of greater sustainability and a
higher quality of living. Systems thinking, interdisciplinarity, innovation and integration all loom
large in a formula for success in tackling ‘wicked’ (Churchman45
, 1967; Rittel46
, 1972) problems of
ger settlements in Ulaan Baatar. Hodge47
(1997), within his comprehensive review of conceptual
frameworks, wrote: “Starting with core values and using systems theory as a guide leads to a very
simple conceptualization of how to approach the issue of organizing to assess progress toward
sustainability. Regardless of the best labels that might be used in any given application, four
domains of data and information are required: 1. ecosystem, 2. interaction, 3. people, and 4.
synthesis.”
Balance is essential. Sensitivity is crucial. Wisdom is vital. Sustainability is urgent.
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* all photographs + content © brian r. sinclair