Process evaluation of the Senegal-Community Nutrition Project: an adequacy assessment of a large...
Transcript of Process evaluation of the Senegal-Community Nutrition Project: an adequacy assessment of a large...
Process evaluation of the Senegal-Community Nutrition
Project: an adequacy assessment of a large scale urban
project
Agnes Gartner, Bernard Maire, Yves Kameli, Pierre Traissac and Francis Delpeuch
Nutrition Unit, UR 106 (WHO Collaborating Centre for Nutrition), IRD (Institut de Recherche pour le Developpement), Montpellier,France
Summary objective Although essential for understanding the reasons for success or failure of large scale
nutritional interventions, process evaluation results are rarely reported. Our objective was to assess
whether the process output objectives of the Community Nutrition Project (CNP) in Senegal, West
Africa, were adequately met.
methods An adequacy assessment study based on monitoring data for individuals collected during the
CNP was used to assess ‘fidelity’, ‘extent’ and ‘reach’ of participants recruitment and of the services
provided. The CNP provided underweight or nutritionally at risk 6- to 35-month-old children in poor
districts with monthly growth monitoring and promotion and a weekly food supplementation for
6 month periods, provided that mothers attended weekly nutrition education sessions. An exhaustive
sample of the participating children (n ¼ 4084) in Diourbel was used for evaluation over the first
2 years.
results At recruitment, only 66% of children were underweight (vs. 90% expected) varying with the
CNP center and cohort, and the child’s sex and age. Attendance at growth monitoring reached expected
levels (93% vs. 90%) whereas numbers of food supplements distributed and education sessions attended
were lower than expected (45% vs. 90% and 62% vs. 80%, respectively). At the end of follow-up, 61%
of underweight children recovered vs. 80% expected.
conclusions Because of CNP design for underweight diagnosis and bias in the targeting process,
respect for selection criteria was low and consequently under coverage and leakage occurred. Besides a
globally satisfactory process, wide discrepancies were observed between CNP centres concerning the
utilization and effectiveness of services. This formative evaluation helped diagnose weaknesses; ongoing
feedback enabled the CNP to improve targeting and supply of supplements. It also informed a larger
impact evaluation. Some generalizable lessons for similar programmes have been highlighted.
keywords large scale nutritional intervention, nutritional recovery, process evaluation, underweight
diagnosis, West Africa
Introduction
The purpose of process evaluation is to relate impact and
outcome data to intervention activities. Process evaluation
results are not frequently reported, although they are
essential for understanding the failures and successes of
large scale interventions (Habicht et al. 1999). Three
components of process evaluation can be examined in a
process evaluation study: ‘fidelity’, ‘extent’ and ‘reach’
(Baranowski & Stables 2000). Fidelity concerns the
adherence of the project’s delivery to its design and stated
guidelines of operation, extent provides information on the
level of implementation of the intervention and reach
informs on the probability of the process outcomes to be
met. First, the quality of recruitment reflects the fidelity of
delivery. It influences the degree to which the program was
received by the targeted group (reach) and can therefore
influence global reach, i.e. the coverage of the targeted
group in the overall population. Second, the quality of
services provided by an intervention can influence partic-
ipants’ attendance. This attendance reflects, on the one
hand, the amount of services delivered (extent), and, on the
other hand, the maintenance of participants (reach). The
level of attendance of participants has a direct influence on
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volume 11 no 6 pp 955–966 june 2006
ª 2006 Blackwell Publishing Ltd 955
the level of the expected process outcome, e.g. nutritional
recovery among malnourished participants.
The main focus of the present study was the process
evaluation of the Community Nutrition Project (CNP) in
Senegal, West Africa. As part of evidence based practice,
descriptive results of process evaluation were considered as
a third level of useful data on the intervention implemen-
tation (Rychetnik et al. 2004) after the nutritional problem
to be addressed was identified and the CNP design was
chosen. The main question addressed in this adequacy
assessment (Habicht et al. 1999) was ‘to what extent were
the CNP activities implemented and the expected process
objectives met?’ Besides the aim of improving CNP
operations whenever possible, the process evaluation
aimed at informing a larger impact evaluation.
Overview of the Community Nutrition Project in Senegal
In Senegal in the beginning of the 90s, the prevalence of
underweight among children under-five increased in urban
areas (WHO 2005) and marked differences in prevalence
were to be expected between neighbourhoods owing to
their contrasting socio-economic levels. In response to this
situation, the Government of Senegal initiated the nation-
wide CNP funded by the World Bank (World Bank 1995)
and implemented by a private agency AGETIP (Agence
d’Execution des Travaux d’Interet Public; Marek et al.
1999).
The CNP featured both a nutrition component and a
water component. The objectives of the nutrition compo-
nent were: (i) to halt further deterioration in the nutritional
status of children <3 years of age in targeted poor urban
neighbourhoods; (ii) through nutrition education, to
initiate changes in attitudes and feeding practices of
mothers. Services were provided in specific buildings called
Community Nutrition Centres (CNC), by legal entities
specifically created for the purpose which consisted of four
people (generally with a bachelor’s degree), usually
previously unemployed and living in the targeted neigh-
bourhood (Diallo et al. 1997). Physicians specially
employed for the project supervised the delivery of services.
To reach the most vulnerable groups among the poor,
the first level of targeting was geographical, focusing on
districts comprising a high rate of poor households (Sadio
& Diop 1994). Poor households were defined as those
whose average per capita monthly expenditure level was
below the cost of a food basket equivalent to 2400 kcal/
day. In the selected districts, every 6- to 36-month-old child
was theoretically eligible. However, as the priority out-
come was to bring malnourished children back to normal
growth, a second level of targeting was the children’s
nutritional status in order to select eligible children for
participating in the CNP nutrition component. According
to CNP terms of reference, malnutrition was defined as
underweight (low weight-for-age) identified with a colour-
based growth chart which used the threshold of approxi-
mately 80% of the median of the National Centre for
Health Statistics (NCHS) reference (WHO 1983). A child
aged 6–36 months was eligible if s/he was: malnourished;
the sibling of a malnourished child; or well nourished but
had not gained weight during the last 2 months, when
previously participating in CNP.
The project design has been documented in detail
elsewhere (World Bank 1995; Republique du Senegal,
AGETIP, Projet de Nutrition Communautaire 1997).
Basically, the CNP provided targeted children with
monthly growth monitoring and promotion and a weekly
food supplementation (a flour mix made of local ingredi-
ents), provided that their mothers attended weekly nutri-
tion and health education sessions, for a period of
6 months. CNP also provided targeted children with:
referral to health services for unvaccinated children, for
severely malnourished children, for children who failed to
gain weight over 2 months and for sick children; and home
visits to follow-up participating children who were referred
or who did not come to the services.
After a 6-month pilot phase in three cities, the CNP
started a 5-year programme in almost all urban areas in the
country. CNP activities were phased in gradually and after
4 years, a total of 121 000 children were enrolled in the
CNP in 25 towns (Republique du Senegal, AGETIP, Projet
de Nutrition Communautaire 1996–1999).
Expected processes of the Community Nutrition Project
in Senegal
Process objectives were developed and agreed upon with
the Government, AGETIP, and key stakeholders during an
objectives-oriented project planning (Ziel-Orientierte
Project Planung: ZOPP) participatory workshop held in
July 1994 in Dakar, Senegal. The objectives of the project
were then clarified, project activities and intended results
identified and indicators to monitor results defined (World
Bank 1995).
The CNP planned to offer a total number of seven
weightings (monthly), 24 rations of supplement (weekly)
and 24 educational sessions (weekly) per beneficiary during
each cohort of 6 month duration. Expected processes
comprised the recruitment of at least 90% of underweight
children in each cohort. Moreover, the CNP assumed that
20% of participating children would still present criteria to
be eligible at the end of a 6-month period and offered them
the opportunity of being recruited again. CNP’s objectives
were to weigh 90% of participating children monthly, to
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
956 ª 2006 Blackwell Publishing Ltd
deliver 90% of the planned food supplements and to reach
an attendance of 80% of the mothers at education sessions.
CNP objectives also included target values for the main
process outcome that is 80% of nutritional recovery at the
end of a cohort in children underweight at recruitment
(World Bank 1995; Republique du Senegal, AGETIP,
Projet de Nutrition Communautaire 1997).
Methods
Subjects of the process evaluation study
The present study focuses on two of the risk groups
targeted by the nutrition component of CNP: children aged
6–36 months and their mothers. Other targeted groups
such as pregnant or lactating women, or children not
targeted but allowed to follow some of the program were
not included in this study.
In Diourbel, an inland city of about 77 000 inhabitants
in 1988 (Republique du Senegal, Ministere de l’economie,
des finances et du plan, Direction de la Prevision et de la
statistique 1992), the district of ‘Keur Cheikh Ibra’ had the
highest rate of poor households (15%) and was the first to
be targeted by the CNP. It featured about 1500 children of
6–36 months of age and five CNCs were implemented. The
process evaluation covered the first 2 years, i.e. four
cohorts, including all participating children from these five
CNCs. Monitoring record cards of all the participating
children who underwent at least one body weight meas-
urement, i.e. the one used for recruitment, were collected in
the CNCs and computerized.
Data collected for the process evaluation
Data from the individual monitoring record cards provided:
individual characteristics of the child and mother; attend-
ance yes or no (y/n) of the child at each of the monthly
weighing; attendance (y/n) by the mother at each of the
weekly educational sessions; whether (y/n) each of the
weekly supplement rations was actually given to the mother
for the child; and the child’s growth in weight. Children’s
body weight measurements had been taken by CNC teams
to the nearest 100 g using a hanging baby scale (Salter). The
resulting colour as reported by the CNC workers on the
growth chart was entered in our files and used to code the
diagnosis of underweight by CNP workers. The reason for
recruitment reported by the CNC workers on individual
cards was entered as such in our files. Moreover, the child’s
age and body weight computerized from the individual
cards were also used to calculate the exact anthropometric
weight-for-age index and to classify the child as under-
weight or not with respect to the threshold of 80% of the
sex-specific NCHS reference median (WHO 1983).
Process evaluation components
Two kinds of factors (recruitment of participants and
services provided) were examined in the present study
through fidelity, extent and reach (Table 1). Fidelity to the
design of underweight diagnosis by CNP workers was not
tested in the present sample, but a study carried out during
the programme in five cities including Diourbel showed
that the quality of age determination, weighting and
charting by using the colour-based growth chart was good
(Diallo & Zeitlin 1998). However, we tested the con-
sequence of the design issue, which is using an average
chart for both sexes, on the validity of the diagnosis of
underweight and, consequently, on the reach at the
individual level. The fidelity of recruitment was assessed
through complying with various inclusion criteria. There-
fore, the reach at the CNP level was assessed here by the
rate of underweight at recruitment. The participants’
attendance at the services reflected the amount of services
delivered (extent).
Table 1 Process evaluation components
Process factor Process output Process evaluation component Process outcome
Recruitment of participants
Underweight diagnosis Underweight well classified or not Reach Coverage of underweight childrenin the overall population
of targeted neighbourhoods*
Inclusion Regard for recruitment criteria Fidelity
Rate of underweight at recruitment Reach
Child previous participant or not Fidelity
Services providedGrowth monitoring
and promotion
Attendance of child Extent Nutritional recovery among
underweight participating children
Food supplement Attendance of mother Extent
Educational sessions Attendance of mother Extent
* Outcome in population that cannot be assessed in this study by using process data.
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
ª 2006 Blackwell Publishing Ltd 957
Data management and statistical analysis
Computerization of data from individual record cards was
validated by double entry. The data entry and the
computation of weight-for-age index were performed with
Epi-Info 6.04d (Dean et al. 1994). Data management and
statistical analyses were performed using the SAS system
(SAS Institute Inc., Cary, NC, USA), release 8.0.
The validity of the diagnosis of underweight by CNC
workers was assessed by comparison with the diagnosis
based on calculation from weight, age and sex, considered
as the reference value, through a sensitivity/specificity
analysis (Selvin 1996). Sensitivity was the probability to be
classified as malnourished by the CNC workers when the
child’s computed weight-for-age index was <80% (ability
to correctly identify underweight children). Specificity was
the probability of being classified as non-malnourished by
the CNC workers when the child’s computed weight-for-
age index was ‡80% (ability to correctly classify non-
underweight children).
Prevalence ratios (PR; Rothman & Greenland 1998)
were used to compare rates of underweight at recruitment
between groups. Adjusted PRs were estimated using a
suitable generalized linear model, i.e. modified Poisson
regression (Traissac et al. 1999; Zou 2004).
In order to compare with the CNP’s process objectives,
performance in providing the services was assessed as the
ratio of the number of sessions actually attended by the
total number of participants to the number of sessions
proposed, calculated on the basis of seven weightings, 24
rations of supplement and 24 educational sessions
planned.
The sample of participating children resulting from the
collection of individual cards in the CNCs was exhaustive
with respect to the population studied. As the calculated
values for the means, rates and measures of association
were those of the population under study, there was no
need to take into account sampling variability and conse-
quently no confidence intervals and/or P-value for associ-
ations were computed (Korn & Graubard 1999).
Ethical considerations
Investigators involved in this study accessed information
on CNP participants by entering data from individual
forms stored in the CNCs with full agreement of CNP
leaders. The name of the subject was not entered in the
data file ensuring confidentiality protection for individually
identifiable information. Data were analysed independently
of CNP staff/employees and the investigators were given
the responsibility to submit this work for publication as
project coordinators signed authorization granted for any
analysing and writing. During the course of the interven-
tion, the results were used to provide recommendations to
CNP leaders and workers.
Results
Diagnosis of underweight
Results were obtained in children for whom the duration
of growth monitoring was at least 4 1/2 months, i.e. in
3864 children. At recruitment, sensitivity was higher
than specificity in the total sample (Table 2). Few
underweight children included were misclassified (sensi-
tivity of 90%); conversely, 39% of non-underweight
children were misclassified (specificity of 61%). On the
other hand, sensitivity was lower than specificity at the
end of follow-up. A high proportion of underweight
children (30%, i.e. sensitivity of 70%) were misclassified
at the end and only 3% of the non-underweight children
were misclassified (specificity of 97%) when they left the
CNP cohort. These results varied among CNCs and, to a
lesser extent, also among cohorts. However, important
variations appeared in the quality of the diagnosis of
underweight as a function of gender (Table 2), notably
for specificity at recruitment and for sensitivity at the
end of the cohort.
From diagnosis made by CNC workers, rate of under-
weight at recruitment was only 72.9% when the CNP
objective was 90%, suggesting a low fidelity to targeting
criteria and leading to a lower reach than expected. Using
the calculated weight-for-age index for underweight diag-
nosis showed a decreased reach, i.e. 66.4% of underweight
at recruitment. All the subsequent results presented are
based on the computerized weight-for-age index based on
sex-specific references.
Recruitment
The four cohorts included a total of 4084 children. The
fourth cohort included far fewer children (less than half)
than the previous ones (Table 3). Among the participating
children, the youngest were recruited more often than the
oldest and the sex ratio was 0.99.
Reach of underweight at recruitment (Table 3) varied
by CNC, and increased during the first three cohorts,
then declined to the lowest rate in the fourth cohort.
Youngest (6–17 months) participating children were
more often underweight at recruitment than
18–36 months old ones, whatever the CNC or the cohort
(detailed data not shown). A marked difference in the
rate of underweight at recruitment was observed between
boys and girls, leading to a sex ratio of 1.44 among
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
958 ª 2006 Blackwell Publishing Ltd
underweight participants. When adjusted for all five
variables in Table 3, no PR value changed markedly.
Not even one CNC or cohort showed the expected reach
of 90% underweight children recruited.
Among the children who were not underweight at
recruitment, only 2.2% and 3.8% were siblings of an
underweight child or had failed to gain weight, respect-
ively, as classified by the CNC workers. In the second,
third and fourth cohorts, 30.4% (26.3–37.7% per cohort
and 13.0–52.8% per CNC) of the children had already
been included in a preceding cohort, which was in excess
of the 20% rate planned. Among the previous partici-
pating children, 0.4% were classified as having not
gained weight during the three final weightings of the
previous cohort and only 61.6% (53.3–64.4% per cohort
and 46.1–80.5% per CNC) were underweight at
recruitment. All these data confirm the low fidelity to
recruitment criteria.
Attendance at services
The total of actual weighing sessions represented 93% of
the weighing sessions offered for all the participating
children, with no distinction between underweight and
non-underweight children. Nearly 92% of the children,
underweight or not, attended at least six of the seven
weightings planned (Table 4), with a proportion per CNC
ranging from 87% to 97%, and per cohort from 88%
(third cohort) to 96% (second cohort) (detailed data not
shown). With regard to the CNP objective of 90% of
children weighed monthly, extent of growth monitoring
was good whatever the underweight status, thus allowing a
satisfactory reach in the targeted group of underweight
children. Consequently, the mean duration was of
5.8 ± 0.9 months for a planned duration of 6 months.
The extent of food supplement for children was very low
as effective rations given represented 45% of the total
Table 2 Comparison of underweight diagnosis in participating children based on data from Community Nutrition Centres (CNCs) or
from our computed calculation at recruitment and at the end of the growth monitoring as a function of centre, cohort and gender
Group n Time
Anthropometrical status (% of children)
Sensitivity* Specificity*
Computed from weight
and age: weight-for-age <80%
Diagnosis based on
CNCs’ chart: underweight
Total 3864 Recruitment 66.4 72.9 0.90 0.61
End 28.2 22.1 0.70 0.97
Community Nutrition CentreA 867 Recruitment 79.2 87.5 0.97 0.47
End 29.7 24.5 0.73 0.96
B 1012 Recruitment 67.1 72.2 0.88 0.60
End 31.6 25.9 0.72 0.95C 764 Recruitment 63.4 65.0 0.85 0.70
End 29.8 22.4 0.71 0.98
D 687 Recruitment 60.5 75.4 0.93 0.52
End 21.3 13.9 0.59 0.98E 534 Recruitment 55.5 58.2 0.82 0.72
End 25.3 21.2 0.72 0.96
Cohort
1st 977 Recruitment 63.6 77.5 0.95 0.53End 22.6 17.9 0.69 0.97
2nd 1356 Recruitment 69.0 74.9 0.91 0.60
End 30.5 24.0 0.70 0.963rd 1000 Recruitment 70.0 70.2 0.86 0.66
End 32.8 25.3 0.70 0.97
4th 531 Recruitment 58.2 64.4 0.87 0.68
End 23.7 19.2 0.73 0.98Sex
Boys 1922 Recruitment 78.9 69.4 0.85 0.90
End 31.9 18.3 0.55 0.99
Girls 1942 Recruitment 54.1 76.3 0.97 0.48End 24.5 25.7 0.90 0.95
* Calculated for diagnosis of underweight based on CNCs’ growth chart when compared with rate of weight-for-age <80% computed
from weight and age and based on sex-specific references.
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
ª 2006 Blackwell Publishing Ltd 959
rations offered, with a higher coverage of underweight
(48%) than non-underweight children (39%), when the
CNP objective was to deliver 90% of the rations. More-
over, the fact that non-underweight children received some
food supplement (leakage) reflects a problem of fidelity to
criteria for service delivery. The percentage of children who
received ‡14 rations per CNC ranged from 25% to 44%.
In the second cohort no children received ‡14 rations
whereas the proportion was 27.7%, 56.8% and 73.6% in
the first, third and fourth cohort, respectively (detailed data
not shown). This reflects a clear improvement in extent
over time during the second year of the project.
Actual attendance at the education sessions by mothers
represented 62% of the total number of sessions planned,
again with a higher reach of mothers of underweight
children (64% vs. 56%). Therefore, extent was insufficient
as expected attendance was 80%. Extent by CNC ranged
from 15.6% to 63.6% of mothers who attended ‡18
sessions (detailed data not shown). There was a clear
increase in attendance at education sessions from the first
to the fourth cohort (20%, 30%, 41% and 58% of
mothers attended ‡18 sessions, respectively).
The only differences by gender were a higher mean
number of food supplement received (10.1 vs. 7.5) and a
higher number of education sessions attended by their
mother (14.0 vs. 12.2) in girls when compared with boys.
Outcome expected in the target group: nutritional recovery
in participating children
Nutritional recovery was assessed among the participating
children who were underweight at recruitment. Recovery
was defined as the ratio of children who were no longer
underweight at the end of follow-up to the children who
were underweight at recruitment. This was calculated
again when the duration of growth monitoring was at least
4 1/2 months (n ¼ 2570 children underweight at recruit-
ment). Nutritional recovery was 61% (between 57% and
67% per cohort, between 56% and 68% per CNC, and
there was no difference between boys and girls).
Discussion
The real value of a process evaluation is its ability to
compare observed programme processes with expected
processes. Moreover, our results were used to attempt to
improve the operations. Management of the data collected
from CNP monitoring system needed for the present study
was carried out after the end of the second year of the
programme. During the third year, analyses were per-
formed and results reported, notably at ‘mid-term work-
shop of the CNP and World Bank in Senegal’ (Kameli &
Gartner 1998). Then, during all the period of the CNP
evaluation, i.e. until 2003, we worked in permanent
collaboration with CNP leaders and workers and ongoing
feedback to CNP was performed via short regular (in
average monthly) meetings. Another interest of process
evaluation is to speculate about potential programme
impact. For that purpose, Table 5 contains some elements
of results and discussion in terms of process outputs and
outcome.
Underweight diagnosis and recruitment
The explanation of the incorrect selection of targeted
children may be found in a combination of several biases.
First, the main explanation of a ‘chart’ bias may be found
in the use of a single reference for boys and girls together.
The CNCs’ growth chart had a threshold determined from
Table 3 Distribution and anthropometrical status at recruitment
of the 4084 participating children according to centre, cohort, age,
sex and having previously participated
Distributionof children (%)
Rate of computed under-
weight* at recruitment
% of
children PR PRadjusted
Whole sample 100 66.3Community Nutrition Centre
A 22.1 78.2 1.38 1.44
B 26.2 67.7 1.19 1.16
C 20.0 62.7 1.10 1.10D 17.2 61.1 1.08 1.04
E 14.5 56.8 1 1
Cohort
First 25.2 62.3 1 1Second 34.0 68.9 1.10 1.11
Third 26.9 70.4 1.13 1.13
Fourth 13.9 59.3 0.95 0.96
Age of the child at recruitment6–11 months 30.0 67.3 1.10 1.03
12–17 months 25.4 70.8 1.16 1.12
18–23 months 20.2 65.2 1.07 1.0524–35 months 24.4 61.2 1 1
Sex
Boys 49.9 78.7 1.46 1.47
Girls 50.1 53.9 1 1Previously participated�
No 69.6 70.3 1.14 1.17
Yes 30.4 61.6 1 1
* Diagnosis based on the computed weight-for-age index based on
sex-specific references and the threshold of 80% of the median.� n ¼ 3055, i.e. excluding the first cohort.
PR, prevalence ratio; PRadjusted, prevalence ratio adjusted for all
the five variables in the table.
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
960 ª 2006 Blackwell Publishing Ltd
a ‘mean’ value of the two NCHS references of body weight
for the age of boys and of girls (WHO 1983), thus giving
an intermediate value between the correct one for boys and
the correct one for girls (FAO 1992; Latham 1997). This
threshold was too low for boys and too high for girls.
Therefore, it is likely that an underweight boy with a
weight just below the correct reference value for boys
would not be classified as underweight, and a normal
weight girl with a weight value just above the proper
reference for girls would be classified as underweight by
CNP workers. Many community nutrition programmes do
use a single chart for both sexes. The bias introduced by
this practice is important enough to underline that it is a
significant weakness of those programmes for at least two
reasons. First, it leads to an assessment of underweight that
differs from the diagnosis based on sex-specific references
largely used to evaluate underweight status in population
or impact of nutritional intervention. Second, it leads to
under coverage of targeted underweight girls in contexts
where female children could be already challenged with
other disadvantages. However, there was no disadvantage
towards girls concerning delivery of services from CNP.
Another source of bias could be that the objective of
CNC workers was to include as many underweight
children as possible at the beginning and to retrieve as few
as possible at the end. We could therefore suggest the
hypothesis of a ‘yield’ bias at the group (cohort) level.
Third, this kind of error could also be due to a ‘human-
itarian’ bias at the individual (child) level to avoid
excluding borderline normal weight children, as previously
reported (Soeters 1986). One reason for this systematic
bias could be that with the chart method, the measurer
knows immediately whether or not the child is malnour-
ished and tends, at recruitment, to classify children who are
slightly above the threshold point as being under it. Finally,
implementing the eligibility criteria can lead to perceptions
of unfairness (Marchione 2005). The individual nutritional
targeting among the population who came to the CNCs
was not always well accepted by mothers and the CNC
workers may have felt obliged to include non-target
children (‘social’ bias). Better accounting for such problems
met by programme workers is critical for the improvement
of program targeting (Lee et al. 2005).
For comparison purpose, sensitivity/specificity of the
assessment of very low weight-for-age by using the growth
chart in Africa when compared with weight-for-age<-3 z-
scores was of 62.0%/98.7% under conditions which
exclude some bias inducing constraints e.g. those from
targeting or meeting programme objectives (Hamer et al.
2004).
Inclusion of normal weight children could be considered
potentially useful in an intervention in terms of preventionTable
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wei
ght�
(n¼
2707)
7.5
20.3
72.2
6.6
(1.0
)5.0
95.0
5.8
(0.9
)29.4
34.8
35.8
11.6
(6.9
)29.2
31.9
38.9
15.5
(5.5
)
Not
under
wei
ght�
(n¼
1377)
8.9
19.1
72.0
6.5
(1.1
)5.3
94.7
5.9
(0.9
)42.1
30.4
27.5
9.3
(7.3
)40.0
31.0
29.0
13.4
(6.2
)
Tota
l(n
¼4084)
8.0
19.9
72.1
6.5
(1.0
)5.1
94.9
5.8
(0.9
)33.7
33.3
33.0
10.8
(7.1
)32.8
31.6
35.6
14.8
(5.8
)
*W
hate
ver
the
num
ber
of
wei
ghti
ngs
may
be.
�D
ata
of
moth
ers
wer
em
issi
ng
for
207
under
wei
ght
childre
nand
141
non-u
nder
wei
ght
childre
n.
�D
iagnosi
sbase
don
the
com
pute
dw
eight-
for-
age
index
base
don
sex-s
pec
ific
refe
rence
sand
the
thre
shold
of
80%
of
the
med
ian
of
the
refe
rence
.
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
ª 2006 Blackwell Publishing Ltd 961
Table
5C
om
pari
son
of
expec
ted
and
obse
rved
pro
cess
es,
and
pote
nti
al
contr
ibuti
on
toC
NP
impact
Expec
ted
pro
cess
es(%
)O
bse
rved
pro
cess
esPoss
ible
reaso
ns
Pote
nti
al
contr
ibuti
on
toim
pact
inth
e
over
all
popula
tion
(posi
tive
or
neg
ativ
e
effe
ct)
Pro
cess
outp
uts
Under
wei
ght
dia
gnosi
sO
ver
esti
mat
ion
at
recr
uit
men
t,
under
esti
mati
on
at
the
end*
‘Chart
’and
‘yie
ld’
bia
sU
nder
cover
age
of
the
targ
eted
gro
up
pre
vents
dir
ect
and
imm
edia
teef
fect
on
pre
vale
nce
of
under
wei
ght
())
Low
erra
teof
under
wei
ght
gir
lsre
cruit
edvs
.boys
Rec
ruit
men
tof
childre
n
Under
wei
ght
90
66%�
(fro
m47%
to89%
)�‘Y
ield
’,‘h
um
anit
ari
an’,
and
‘soci
al’
bia
s
Lea
kage
bec
ause
of
the
recr
uit
men
t
of
non-u
nder
wei
ght
childre
n
())
At
risk
6%
(fro
m0%
to9%
)�C
hildre
npre
vious
part
icip
ant
20
30%
(fro
m3%
to65%
)�U
nder
wei
ght
90
62%
(fro
m29%
to88%
)�A
tri
sk0.4
%(f
rom
0%
to4%
)�
Att
endan
ceat
gro
wth
monit
ori
ng
and
pro
moti
on
(month
ly)
90
93%
§(f
rom
85%
to99%
)�O
ther
serv
ices
are
wee
kly
Rais
ing
moth
er’s
aw
are
nes
sof
the
child
gro
wth
(+)
Eff
ecti
ve
dis
trib
uti
on
of
food
supple
men
t(w
eekly
)
90
45%
§(f
rom
19%
to94%
)�Ir
regula
rsu
pply
of
supple
men
tto
CN
Pst
aff
Low
cover
age
of
ben
efici
ari
es
plu
sdil
uti
on
wit
hin
the
house
hold
can
lim
itef
fect
iven
ess
of
supple
men
tary
feed
ing
())
Moth
ers’
att
endance
at
educa
tion
sess
ions
(wee
kly
)
80
62%
§(f
rom
45%
to96%
)�L
ack
of
food
supple
men
tIn
suffi
cien
tknow
ledge
impro
vem
ent
pre
vents
mid
-ter
mim
pact
on
child
gro
wth
())
Conflic
tsw
ith
inco
me
gen
erati
ng
act
ivit
ies
Conte
xt
dep
enden
t(e
.g.
house
hold
reso
urc
es)
())
Pro
cess
outc
om
eR
ecover
yfr
om
under
wei
ght
am
ong
ben
efici
ari
es
80
61%�
(fro
m43%
to91%
)�W
rong
under
wei
ght
dia
gnosi
sT
oo
low
rate
of
nutr
itio
nal
reco
very
pre
vents
imm
edia
teim
pact
())
Wast
ing
or
stunti
ng
not
dif
fere
nti
ate
dby
usi
ng
wei
ght-
for-
age
Pre
vents
spec
ific
act
ion
addre
ssin
g
each
pro
ble
m
())
*C
NP
chart
-base
ddia
gnosi
sco
mpare
dw
ith
com
pute
rize
dw
eight-
for-
age
index
base
don
sex-s
pec
ific
refe
rence
s.
�W
hen
usi
ng
com
pute
rize
dw
eight-
for-
age
index
base
don
sex-s
pec
ific
refe
rence
s.
�R
ange
am
ong
CN
Cs
per
cohort
.
§A
sses
sed
as
the
rati
oof
the
num
ber
of
sess
ions/
rati
ons
act
ual
lyatt
ended
/giv
enby
the
tota
lnum
ber
of
part
icip
ants
toth
enum
ber
of
sess
ions
pro
pose
d(c
alc
ula
ted
on
the
basi
sof
seven
wei
ghti
ngs,
24
rati
ons
of
supple
men
tand
24
educa
tional
sess
ions
pla
nned
for
each
part
icip
ant)
.
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
962 ª 2006 Blackwell Publishing Ltd
of malnutrition. However, a too low proportion of
underweight participants has to be taken seriously in the
case where all malnourished children in the overall
population would not be recruited: CNP services are
delivered at the level of participating children and their
mothers while improvement in nutritional status is expec-
ted as an impact at the level of the overall population.
Process outputs and outcome: attendance at the services
and recovery from underweight
One can assume that high attendance rate at the monthly
weightings should be considerably helped by the fact that
the other two services were delivered weekly. Moreover,
the weekly food supplement for the child could be one of
the reasons for the mother’s regular attendance at the
weekly education sessions. However, attendance at edu-
cation sessions was better than attendance at food
supplement delivery, which was only half the CNP
objective. This may be explained by a low fidelity of
implementation: the supplement was not delivered to
project staff on time or in sufficient quantities, especially
at the beginning of the programme. Over time, these
practical points improved and the two weekly services
showed higher attendance. Moreover, in the three
cohorts that followed the cohorts reported here, the
attendance at the education sessions reached 71–86% of
the total number of sessions planned and in five new
CNCs opened in Diourbel, the coverage of the education
sessions in their first three cohorts increased from 65%
to 81% (Republique du Senegal, AGETIP, Projet de
Nutrition Communautaire 1996–1999).
The higher rate of initially underweight children in the
groups of mothers who presented the best weekly
attendance suggests that CNC workers were efficient in
raising mothers’ awareness of the nutritional status of
their children and of the importance of attending the
sessions. However, out of the 100 g/child/day of food
supplement given to each child by the CNP, a child on
average ate only 25 g (Treche 1998), the food supple-
ment being diverted to the family. It was not possible to
confirm the output hypothesis, namely, that the supple-
ment will be consumed in addition to the normal daily
diet and thereby increase total daily caloric intake.
Generally, mothers were satisfied with the CNC’s servi-
ces, but they expected more activities, mainly diversifi-
cation of the food supplement, integration of health care,
literacy programs and income-generating activities
(Ndiaye 1999). Indeed, whatever the quality of the
services provided, their use by the mothers is often
determined by conflicts with income generating activities.
Even in the most efficient CNC or cohort, the expected
recovery rate of 80% was not reached during the first
2 years of the CNP in Diourbel.
Potential contribution to the Community Nutrition
Project’s impact
The expected impact of CNP is at least a stabilization, or
at the best, a decrease of the prevalence of malnutrition
of children in the population of the target neighbour-
hood. Among process outcomes, recovery from under-
weight in children under programme can have a direct
effect immediately on impact, whereas changes in feeding
practices of the mothers could have a less direct or
immediate effect provided they can have benefit on child
growth. A wrong underweight diagnosis, as well as
applying incorrect criteria for recruitment, harmed the
quality of individual targeting and therefore the CNP
reach of underweight children in the overall population,
thus compromising the potential extent of the direct
impact. Irregular supplies of supplement could certainly
have reduced, first, the direct impact through supplement
consumption, if any, and, second, the attendance of
mothers to education sessions; this problem needed to be
addressed through appropriate action. High attendance
of mothers to growth monitoring and promotion prob-
ably improved mothers’ awareness of the child’s growth,
but cannot be considered to have a positive impact alone
as its efficiency remains to be shown (Save the Children
UK 2003; Hossain et al. 2005). Good attendance to
growth promotion and temperate attendance to educa-
tion sessions cannot by themselves ensure effective
performance in mothers training. However, we showed,
in another city in Senegal, that changes in knowledge,
attitudes and practices of mothers were generally
favourable during the first 2-year period (Mejean et al.
2004). Therefore, a benefit for impact could be expected.
It has to be noted, further, that behaviour changes
resulting from education could strongly depend on the
context, e.g. household resources.
Finally, beyond process results, an explanation for lack
of recovery could rely on the design of choosing under-
weight as nutritional criterion. Indeed, many underweight
children are stunted but not necessarily wasted. The fact
that wasting or stunting are not differentiated by weight-
for-age index could prevent the right action to be carried
out toward the right problem.
The CNP leaders and workers took heed of process
evaluation results thus improving implementation success-
fully as demonstrated also by process results from follow-
ing cohorts carried out after the four ones studied here.
Such accountability is likely to be one of the ways that
could contribute to enhance potential of impact.
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
ª 2006 Blackwell Publishing Ltd 963
Generalizable interest
This study concerns one of the more recent large scale
community nutrition programs. Evaluation was integrated
into the CNP at the design phase (World Bank 1995) as
now clearly recommended (Habicht et al. 1999). Inde-
pendent and transparent presentation of the process
evaluation of such interventions is needed to show what
works in different contexts. From our study, it appeared
that: a wrong design of underweight diagnosis could
largely compromise reach of targeting and, moreover,
could imply a risk of disadvantage towards girls; even with
clearly defined design and objectives, incorrect criteria for
enrolment can be frequently applied; in this context of
program follow-up, growth monitoring could be effectively
implemented in routine settings and on a large scale;
dependence on the supplement supplier led to low fidelity
of implementation. As a more in-depth analysis of data
from CNP monitoring system, moreover done by an
independent source from CNP, our study allowed assessing
to what extent could the performances of an intervention
be misinterpreted or exaggerated, as also already reported
(Save the Children UK 2003). Training and supportive
supervision are at heart of a well functioning program.
Contrary to inadequate training and supervision of nutri-
tion workers reported for two other large scale nutrition
projects in Africa (Save the Children UK 2003), CNP
ensured training of all CNC workers by local consultants
or training institutions, and only the best supervisors
among those who entered the training were selected. Each
supervisor looks after five teams each managing a CNC.
This positive point is favourable to a possible generaliza-
tion of the implementation as described here.
Conclusion
The present findings showed to what extent the process
moved in the expected direction. The results were used
during the course of the intervention to provide recom-
mendations to CNP leaders and workers for subsequent
phases where changes occurred in the process, mainly in
underweight diagnosis and targeting, and in the provision
and delivery of the supplement. Beyond a globally satis-
factory process, the programme had to analyse the different
causes of the marked discrepancies observed between
CNCs concerning the utilization and the effectiveness of
the services, either because of CNCs’ workers initial or
further training, the quality of their work, or how they
dealt with the acceptance of the targeting selection by the
population.
Process evaluation results could reflect the effectiveness
of an intervention provided that delivery was adequately
carried through, and therefore it has an effect on the
interpretation that can be made of the final results (Save the
Children UK 2003). From CNP, that implemented the
contracting approach as a strategy to provide quality
services on a large scale (Marek et al. 1999), lessons can be
learned about factors affecting targeting, service delivery
and a hypothesis can be formulated about the obstacles to
nutritional recovery. In conclusion, this study confirms that
process evaluation, based on clear terms of reference and
ongoing monitoring data, is essential to assess potential of
impact of an intervention. On the basis of this study, it
could be recommended that large scale nutrition pro-
gramme focus on targeting design and process to avoid
under coverage and leakage, and it is suggested to choosing
an appropriate anthropometric indicator to ensure each
specific nutritional problem to be adequately addressed.
Acknowledgements
The authors are indebted to the CNP staff in AGETIP in
Dakar and Diourbel for having facilitated access to CNP
centres in Diourbel. We express our sincere thanks to them
for having allowed us to use the CNP individual benefici-
aries’ forms and to computerize their data. The authors
would also like to thank all the CNP workers in Diourbel
for their cordial welcome, as well as for having facilitated
access to their archives in the CNC, and for their kind help
when we collected information from their documents.
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Corresponding Author A Gartner, Nutrition Unit, UR 106, IRD, B.P. 64501, 911 Avenue Agropolis, 34394 Montpellier Cedex 5,
France. Tel.: +33 4 67 41 62 23; Fax: +33 4 67 41 63 30; E-mail: [email protected]
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
ª 2006 Blackwell Publishing Ltd 965
Evaluation du fonctionnement du Projet de Nutrition Communautaire du Senegal: une estimation de l’adequation aux objectifs d’un projet a grande
echelle en milieu urbain
objectif Bien qu’etant essentiels pour comprendre les raisons associees a l’echec ou au succes des programmes d’intervention nutritionelle a large
echelle, les resultats d’evaluation de fonctionnement sont rarement rapportes. Notre etude avait pour but d’evaluer si les objectifs de fonctionnement du
Projet de Nutrition Communautaire (PNC) du Senegal, en Afrique de l’ouest, ont ete atteints.
methodes Une evaluation de l’adequation aux objectifs, basee sur les donnees de suivi individuel des beneficaires collectees dans le PNC, a ete utilisee
pour estimer les criteres de ‘fidelite’, ‘etendue de couverture’ et ‘atteinte’ du recrutement des participants et des services procures. Le PNC procedait,
dans les quartiers pauvres, au suivi-promotion mensuel de la croissance des enfants de 6 a 35 mois presentant une insuffisance ponderale ou un risque
nutritionnel, et leur fournissait un complement alimentaire hebdomadaire pendant 6 mois, a condition que les meres participent a des sessions
hebdomadaires d’education nutritionnelle. Un echantillon exhaustif des enfants ayant participe au PNC a Diourbel a ete utilise pour l’evaluation des
deux premieres annees du projet (n ¼ 4084).
resultats Au moment du recrutement, seulement 66% des enfants presentaient une insuffisance ponderale, contre 90% attendus, et cela variait
selon le centre du PNC ou la cohorte, mais aussi selon le sexe et l’age des enfants. La participation au suivi de la croissance a atteint le niveau attendu,
soit 93% vs. 90%, alors que le nombre de complements alimentaires distribues et la participation aux sessions d’education etaient inferieurs aux
attentes, soit 45% vs. 90% et 62% vs. 80% respectivement. A la fin du suivi, 61% des enfants qui avaient une insuffisance ponderale au depart ont
recupere, contre 80% attendus.
conclusions A cause du mode de diagnostic de l’insuffisance ponderale choisi par le PNC et d’un biais dans le procede de ciblage, l’adhesion aux
criteres de recrutement etait faible, ayant pour consequence une faible couverture des enfants cibles ainsi qu’un detournement du projet vers des non
cibles. Au dela d’un fonctionnement qui s’est avere globalement satisfaisant, des discordances ont ete observees entre les differents centres du PNC pour
ce qui etait de l’utilisation et de l’efficacite des services. Cette evaluation ‘formative’ a contribue a identifier les faiblesses, et des retroactions regulieres
ont permis au PNC d’ameliorer le ciblage et la fourniture de complement alimentaire. Elle a aussi fourni des informations necessaires a une evaluation de
l’impact du PNC a un niveau plus large. Des lecons de portee plus generale ont ete tirees pour des programmes similaires.
mots cles intervention nutritionnelle a grande echelle, evaluation de fonctionnement, diagnostic d’insuffisance ponderale, recuperation nutritionnelle,
Afrique de l’ouest
Proceso de evaluacion del CNP-Senegal: valoracion sobre la adecuacion de un proyecto de nutricion comunitario a gran escala
objetivo A pesar de ser esencial para entender los motivos detras del exito o el fracaso de intervenciones nutricionales a gran escala, los procesos de
evaluacion son rara vez reportados. Nuestro objetivo fue el valorar si los objetivos y resultados esperados del proceso del Proyecto de Nutricion
Comunitaria (Community Nutrition Project (CNP)) en Senegal, Africa Occidental, habıan sido alcanzados de forma adecuada.
metodos Se utilizo un estudio de valoracion de la adecuacion basado en la monitorizacion de datos de individuos recolectados durante el CNP, para
evaluar la ‘‘fidelidad’’, la ‘‘extension’’ y el ‘‘alcance’’ del reclutamiento de participantes y los servicios provistos. El CNP proveıa a ninos con bajo peso o
riesgo nutricional de entre 6 y 35 meses de edad y provenientes de distritos de bajos recursos, con una promocion y monitorizacion mensual del
crecimiento ası como una suplementacion alimenticia semanal durante 6 meses, siempre y cuando las madres asistieran a las sesiones de educacion
nutricional que se impartıan semanalmente. Con el fin de llevar a cabo la evaluacion durante los primeros dos anos, se utilizo una muestra exhaustiva
(n ¼ 4084) de los ninos que participaron en Diourbel.
resultados Al ser reclutados, solo un 66% de los ninos tenıan bajo peso (vs. 90% esperado) encontrandose variaciones entre los diferentes centros
CNP y las cohortes, el sexo y la edad del nino. La asistencia a la monitorizacion de crecimiento alcanzo los niveles esperados (93% vs. 90%), mientras
que el numero de suplementos alimenticios distribuidos y las sesiones de educacion atendidas fueron menores de lo esperado (45% vs. 90%, y 62% vs.
80%, respectivamente). Al final del seguimiento, 61% de los ninos con bajo peso se habıan recuperado vs. un 80% esperado.
conclusiones Debido al diseno del CNP para el diagnostico de bajo peso y el sesgo en el proceso de asignacion, el respeto a los criterios de seleccion
fue bajo y consecuentemente se encontro una baja cobertura y perdidas. Ademas de un proceso global satisfactorio, se observaron amplias discrepancias
entre los centros CNP con respecto a la utilizacion y efectividad de los servicios. Esta evaluacion formativa ayudo a realizar el diagnostico de una
flaqueza; la retroalimentacion constante permitio que el CNP mejorase la asignacion y el suministro de suplementos alimenticios. Tambien ha servido de
informacion para una evaluacion de mayor impacto. Se resaltan algunas lecciones extrapolables a otros programas similares.
palabras clave intervencion nutricional a gran escala, proceso de evaluacion, diagnostico de bajo peso, recuperacion nutricional, Africa del oeste
Tropical Medicine and International Health volume 11 no 6 pp 955–966 june 2006
A. Gartner et al. Process evaluation of the Senegal-Community Nutrition Project
966 ª 2006 Blackwell Publishing Ltd