Oxygen causes cell death in the developing brain
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Transcript of Oxygen causes cell death in the developing brain
Oxygen causes cell death in the developing brain
Ursula Felderhoff-Mueser,a,1 Petra Bittigau,b,c,1 Marco Sifringer,b,c,1 Bozena Jarosz,d
Elzbieta Korobowicz,d Lieselotte Mahler,a Turid Piening,a Axel Moysich,a Tilman Grune,c
Friederike Thor,e Rolf Heumann,e Christoph Bqhrer,a and Chrysanthy Ikonomidoub,c,*
aDepartment of Neonatology, Humboldt University Berlin, Charite, Campus Virchow Klinikum, 13353 Berlin, GermanybDepartment of Pediatric Neurology, Humboldt University Berlin, Charite, Campus Virchow Klinikum, 13353 Berlin, GermanycNeuroscience Research Center, Humboldt University Berlin, Charite, 10117 Berlin, GermanydDepartment of Clinical Pathology, Medical University of Lublin, PolandeMolecular Neurobiochemistry, Ruhr University, Bochum, Germany
Received 16 April 2004; revised 5 July 2004; accepted 30 July 2004
Substantial neurologic morbidity occurs in survivors of premature
birth. Premature infants are exposed to partial oxygen pressures that
are fourfold higher compared to intrauterine conditions, even if no
supplemental oxygen is administered. Here we report that short
exposures to nonphysiologic oxygen levels can trigger apoptotic
neurodegeneration in the brains of infant rodents. Vulnerability to
oxygen neurotoxicity is confined to the first 2 weeks of life, a period
characterized by rapid growth, which in humans expands from the
sixth month of pregnancy to the third year of life.
Oxygen caused oxidative stress, decreased expression of neurotro-
phins, and inactivation of survival signaling proteins Ras, extracellular
signal-regulated kinase (ERK 1/2), and protein kinase B (Akt). The
synRas-transgenic mice overexpressing constitutively activated Ras
and phosphorylated kinases ERK1/2 in the brain were protected
against oxygen neurotoxicity. Our findings reveal a mechanism that
could potentially damage the developing brain of human premature
neonates.
D 2004 Elsevier Inc. All rights reserved.
Keywords: Apoptosis; Development; Infant rat; Oxidative stress; Survival;
Oxygen
Introduction
Advances in neonatal intensive care have markedly improved
survival of premature and term infants. Unfortunately, neurologic
morbidity did not decrease at the same pace. A substantial
proportion of very low birth weight infant survivors have neuro-
logic deficits which affect motor and cognitive function (Hack et
al., 2002; Ment et al., 2000; Wood et al., 2000; Vohr et al., 2000).
Very common are speech and language difficulties, attention deficit
hyperactivity disorder, and dyslexia. Brain imaging studies of
survivors of premature birth have demonstrated that motor deficits
correlate with white matter damage whereas cognitive deficits
correlate with decreased volume of grey matter structures
(Abernethy et al., 2002; Ajayi-Obe et al., 2000; Nosarti et al.,
2002). These findings suggest that neuronal loss, occurring in the
brains of premature infants postnatally, is partly responsible for
their neurologic morbidity. Obvious catastrophic events, such as
intracerebral bleeding or parenchymal infarction, only partly
explain neurologic disability. An increasing body of evidence
casts serious doubts on the primary role of hypoxia and ischemia in
injury to the developing brain, particularly in preterm infants, while
recent work has emphasized the role of intrauterine and neonatal
infections (Murphy et al., 1995; Taylor et al., 1999). Still, in many
cases an obvious cause of brain damage is missing.
In recent years, we learned about silent triggers of cell death in
the developing brain. It has been reported that compounds that are
used as sedatives (Ikonomidou et al., 1999, 2000), anesthetics
(Jevtovic-Todorovic et al., 2003), or anticonvulsants (Bittigau et al.,
2002) in neonatal intensive care units and which alter physiologic
synaptic activity, such as antagonists at N-methyl-d-aspartate
(NMDA) receptors (ketamine, nitric oxide), agonists at GABAA
receptors (barbiturates, benzodiazepines, anesthetics), and sodium
channel blockers (phenytoin, valproate), can cause massive
apoptotic neurodegeneration in infant rats and mice. This neuro-
toxic effect in rodents is strictly confined to a developmental period
0969-9961/$ - see front matter D 2004 Elsevier Inc. All rights reserved.
doi:10.1016/j.nbd.2004.07.019
Abbreviations: Akt, protein kinase B; BDNF, brain-derived neuro-
trophic factor; ERK, extracellular signal-regulated kinase; GSH, reduced
glutathione; GSSG, oxidized glutathione; MAPK, mitogen-activated
protein kinase; MDA, malondialdehyde; NGF, nerve growth factor; Nv,
numerical densities; NT-3, neurotrophin 3; PI3-kinase, phosphatidylinosi-
tol-3 kinase.
* Corresponding author. Department of Pediatric Neurology, Humboldt
University Berlin, Charite, Children’s Hospital, Campus Virchow, Augus-
tenburger Platz 1, D-13353 Berlin, Germany. Fax: +49 30 450566920.
E-mail address: [email protected] (C. Ikonomidou).1 These three authors contributed equally to this work.
Available online on ScienceDirect (www.sciencedirect.com.)
www.elsevier.com/locate/ynbdi
Neurobiology of Disease 17 (2004) 273–282
characterized by rapid brain growth, which starts prenatally in
humans and expands to several years after birth (Dobbing and
Sands, 1979; Ikonomidou et al., 1999; 2000; Olney et al., 2002).
This comparison points towards the likely possibility that human
infants may be susceptible to and may sustain iatrogenic brain
damage from treatments that are considered safe in older patients.
Such mechanisms could potentially silently lead to diffuse brain
injury in infancy and result in cognitive and motor impairment that
will become evident later in life.
Here we present evidence that oxygen, which is being used in
resuscitation and treatment of respiratory distress syndrome,
pulmonary hypertension, and in the context of cardiac surgery in
infants, is a powerful trigger for apoptotic neuronal death in the
developing brain.
Materials and methods
Animal experiments
All animal experiments were performed in accordance to the
guidelines of the Humboldt University in Berlin, Germany.
Wistar rat pups (Bundesinstitut fqr gesundheitlichen Verbrau-
cherschutz und Veterin7rmedizin BgVV, Berlin, Germany), ages 0–
14 days, weighing 4–49 g, or 7-day-old mice (synRas and wild
type) were placed together with their mothers into a chamber and
exposed to a 40%, 60%, or 80% oxygen/air environment for 2–72
h. Mothers were switched every 24 h to prevent adult respiratory
lung disease. Littermates kept in room air served as controls.
Animals were sacrificed at 2, 6, 12, 24, 48, 72 h following oxygen
exposure.
Each experimental group consisted of 6–10 pups. Exposure to
80% oxygen over 12 h was performed with synRas-transgenic
mice. The synRas-transgenic mice were first generated on a B6
background and were then crossed back to NMRI background over
30 times, as previously described (Heumann et al., 2000).
Genotype of mice was determined by PCR as described (Heumann
et al., 2000).
To determine blood oxygen content during hyperoxia, infant
pups were placed into the hyperoxia chamber for 10 min, were then
taken out and anesthetized with ether, placed back into the
hyperoxia chamber for 3 min, and subsequently a left cardiac
puncture was performed subcutaneously using a 32-gauge hypo-
dermic needle. One hundred microliters of arterial blood was
obtained and immediately subjected to analysis of pH, paO2
(partial pressure of oxygen in mm Hg), paCO2, and bicarbonate.
Histology
For histological analysis of the brains, animals received an
overdose of intraperitoneal chloral hydrate and were transcardially
perfused with heparinized 0.1 M PBS, pH 7.4, followed by 4%
paraformaldehyde in cacodylate buffer, pH 7.4. Brains were
postfixed for 3 days at 48C and processed for DeOlmos silver
staining, terminal deoxynucleotide transferase-mediated dUTP
nick end labeling (TUNEL), or immunohistochemistry.
For light microscopy studies of plastic sections, pups were also
perfused transcardially with 1% paraformaldehyde and 1.5%
glutaraldehyde in pyrophosphate buffer, pH 7.4.
For DeOlmos cupric silver staining, brains were embedded in
agar, coronal sections of 70 Am thickness were serially cut on a
vibratome (Leica VT 1000 S, Nugloch, Germany) and processed
for staining with silver nitrate and cupric nitrate according to the
method of DeOlmos and Ingram (1971). Degenerating cells were
identified by a distinct dark appearance due to the silver
impregnation.
TUNEL staining was performed using the ApopTag Peroxidase
kit (S 7100, Oncor Appligene, Heidelberg, Germany) according to
the manufacturer’s instructions. Briefly, after pretreatment with
proteinase K and quenching of endogenous peroxidase, sections
were incubated first in equilibration buffer followed by working
strength TdT enzyme (incorporating digoxigenin labeled dUTP
nucleotides to free 3V-OH DNA termini, 1 h at 378C). Sectionswere incubated in stop/wash buffer (30 min, 378C), then with anti-
digoxigenin-peroxidase conjugate (30 min) followed by DAB
substrate (Sigma, Deisenhofen, Germany), and lightly counter-
stained with methylgreen.
For hematoxylin and eosin (H&E) staining, brain tissue was
paraffin embedded and subsequently cut into 5-Am sections.
Following deparaffinization, H&E staining was performed accord-
ing to standard protocols.
For plastic embedding, brains were sliced transversely into
70 Am serial sections. These sections were osmicated overnight
(1% osmium tetroxide), dehydrated in graded ethanols, cleared in
toluene, and embedded in araldite. Thin sections, 1 Am thick, were
cut at selected rostrocaudal levels of the brain, using glass knives
(1/2 in. wide). These sections were heat dried on glass slides and
stained with azure II and methylene blue for evaluation by light
microscopy. Ultrathin sections were cut and viewed by trans-
mission electron microscopy (Zeiss, EM 900).
For immunohistochemical staining, brains were embedded in
paraffin, coronal sections, 5 Am thick, were cut on a Microtome
HM 360 (Microm International GmbH, Walldorf, Germany) and
mounted onto 3-aminopropyltrietoxylane-coated (Sigma) glass
slides. Sections were microwaved in 10 mM citrate buffer, pH
6.5, at 750 W. Endogenous peroxidase activity was blocked
with 0.6% v/v hydrogen peroxide (15 min), sections were
incubated with normal goat serum (20 min) and left overnight at
48C with cleaved caspase 3 antibody (1:100, Cell Signaling,
New England Biolabs GmbH, Frankfurt, Germany). Negative
controls were performed by including the peptide immunogen as
a competitor of antibody binding according to the manufactur-
er’s instructions. Sections were then treated with goat anti-rabbit
IgG. After detection with the ABC kit (Vector Laboratories,
Peterborough, UK), positive cells were visualized with diami-
nobenzidine (DAB, Sigma) and counterstained with hematox-
ylin–eosin.
Quantification of cell death in different brain regions
Following oxygen exposure, degenerating cells were deter-
mined in sections (70 Am) stained by the DeOlmos cupric silver
method (rats) or in TUNEL-stained sections (12 Am; mice) in the
frontal, parietal, cingulate, retrosplenial cortex, caudate nucleus
(mediodorsal part), nucleus accumbens, corpus callosum and
adjacent white matter, thalamus (laterodorsal, mediodorsal, ventral
nuclei), hippocampal dentate gyrus, subiculum, and hypothalamus
by means of a stereological dissector (West and Gundersen, 1990),
estimating mean numerical densities (Nv) of degenerating cells
(cells/mm3). An unbiased counting frame (0.05 � 0.05 mm,
dissector height 0.07 or 0.012 mm) and a high aperture objective
were used for the sampling. The Nv for each brain region was
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282274
determined with 8–10 dissectors. To assess overall severity of cell
death and enable comparisons among treatment groups, a scoring
system was created as follows: numerical densities of degenerated
cells in 13 regions were determined. These values were added to
give a cumulative severity score for degeneration within each
brain.
RT-PCR
Animals (n = 4–6/group) were decapitated, brains were
immediately removed, and tissue was microdissected from the
cingulate and parietal cortex, the corpus callosum, the striatum, and
the thalamus, subsequently snap frozen in liquid nitrogen and
stored at �808C until analysis.
Total cellular RNA was isolated from snap frozen tissue by
acidic phenol/chloroform extraction (Peqlab, Erlangen, Germany)
and DNase treated; 500 ng of RNA was reverse transcribed with
Moloney murine leukemia virus reverse transcriptase (Promega,
Madison, USA) in 25 Al of reaction mixture. The resulting cDNA
(2 Al) was amplified by polymerase chain reaction. The following
oligonucleotide primers for the PCR reactions were used: BDNF:
sense primer 5V-CGACGTCCCTGGCTGGACACTTTT-3V, anti-
sense primer 5V-AGTAAGGGCCCGAACATACGATTGG-3V,GenBank sequence D10938; NT-3: sense primer 5V-GGTCA-GAATTCCAGCCGATGATTGC-3V, antisense primer 5V-CAGCGCCAGCCTACGAGTTTGTTGT-3V, GenBank sequence
M34643; NGF 5V-sense primer 5V-CTGAACCAATAGC-
TGCCCGTGTGAC-3V, antisense primer 5V-GGCAGCCT-
GTTTGTCGTCTGTTGTC-3V, GenBank sequence M36589;
internal standard g-actin: sense primer 5V-CCCTAAGGC-
CAACCGTGAAAAGATG-3V, antisense primer 5V-GAACCGCT-CATTGCCGATAGTGATG-3V, GenBank sequence V01217.
cDNA was amplified in 30–32 cycles, consisting of denaturing
over 30 s at 948C, annealing over 45 s at 568C, and primer
extension over 45 s at 728C. Amplified cDNA was subjected to
polyacrylamide gel electrophoresis, subsequent silver staining
(Lohmann et al., 1995), and densitometric analysis.
Western blot
Snap-frozen tissue was homogenized in 1% SDS buffer (pH
7.3, containing 250 mM EDTA and 1 tablet protease inhibitor
Boehringer complete; Roche Diagnostics GmbH, Mannheim,
Germany) by trituration through a 21-G needle, heated to 908C,and centrifuged at 15,000 � g (10 min). Total cellular proteins
(30 Ag/lane cytosolic fraction) were separated on a 10%
polyacrylamide gel and transferred onto nitrocellulose membrane
(Hybond ECL, Amersham International, Bucks, UK). For
analysis of the extracellular signal regulated kinase (ERK1/2)
pathway, a rabbit polyclonal p44/42 ERK1/2 antibody (1:1000)
and a mouse monoclonal phospho-p44/42 ERK1/2 (Thr202/
Tyr204) E10 antibody (1:1000) (Cell Signaling, New England
Biolabs GmbH) were administered. The protein kinase B (Akt)
pathway was analyzed by using a rabbit polyclonal Akt
antibody (1:1000) and a rabbit polyclonal phospho-Akt
(Ser473) antibody (1:1000, Cell Signaling).
Secondary incubations were with HRP-linked anti-mouse or
anti-rabbit antibody. Positive signals were visualized using
enhanced chemiluminescence (Amersham International) and serial
exposures were made to radiographic film (Hyperfilm ECL,
Amersham International).
Ras pull down assay
For measurements of Ras-activity, five animals were used for
each experimental group. Tissues dissected from cortex were
Dounce homogenized on ice in lysis buffer [1% NP-40, 150 mM
NaCl, 50mMTris–HCl, 15mMMgCl2, 40mMNaF, 10mMEDTA,
0.1% SDS, 0.1% sodiumdesoxycholate, Complete Mini Protease
Inhibitor Cocktail EDTA free (Roche Diagnostics) at pH 7.4 and
centrifuged at 13 000� g (5 min, 48C)]. Precipitations were carriedout by adding 10 Al of bacterial lysate containing Ras binding
domain glutathione-S-transferase fusion protein to 10 Al glutathionesepharose (Amersham) and incubating for 1.5 h at 48C, washed threetimes with wash buffer (50 mM Tris–HCl, pH 7.4, 100 mM NaCl, 1
mM DTT) and once with fish buffer [50 mM Tris–HCl, pH 7.4, 100
mM NaCl, 2 mMMgCl2, 10% (v/v) Glycerin, 1% (v/v) NP-40]. Six
hundred micrograms protein was then incubated with the prepared
glutathione sepharose beads at 48C on a rotation wheel. The
precipitates were collected by centrifugation at 8000 � g (2 min,
48C) and washed three times with fish buffer. Finally, the
immunoprecipitates were dissolved in Laemmli buffer, boiled at
958C, and centrifuged 10 min at 13000 � g. Samples were then
subjected to gel electrophoresis and Western blot analysis using
monoclonal anti-Ras (1:10 000 in TBS-T, upstate Biotechnology).
As control, 15 Ag protein of the lysates was analyzed by gel
electrophoresis and immunoblotting using the monoclonal anti-Ras
antibody. Total Ras and GTP-bound Ras were semiquantified
densitometrically. The mean values were obtained by calculating
the ratios between GTP-bound and total Ras.
Malondialdehyde measurement
Oxidative stress parameters were determined after exposure of
the pups to 6 h of 80% oxygen and immediately upon end of the
exposure. Each group consisted of 10 animals. All tissue samples
were homogenized in 1 ml 1 mM BHT. Determination of the lipid
peroxidation product malondialdehyde (MDA) in brain homoge-
nates was performed according to Wong et al. (1987), with
modifications by Sommerburg et al. (1993). The supernatants were
boiled, in the presence of thiobarbituric acid, for 60 min and the
reaction then stopped by the cooling of the samples in an ice bath.
The neutralized samples were analyzed on an isocratic reversed-
phase HPLC system using a Supelcosil column (Supelco,
Taufkirchen, Germany; 150 � 4 mm LG-18-S, 5 AM) and a
potassium phosphate buffer/methanol eluent. Detection was
performed by fluorescence with an excitation from 525 nm and
an emission from 550 nm.
Protein carbonyl measurement
All tissue samples were homogenized in 1 ml 1 mM BHT and
lysed for 1 h (at 48C) and then centrifuged for 15 min at 14,000
rpm. The resulting supernatant was used to determine the protein
carbonyl content. Protein carbonyl content was determined on
the homogenized tissue supernatant with a concentration of
proteins between 0.5 and 5 mg/ml employing an ELISA method
(Buss et al., 1997), with the appropriate modifications steps
(Sitte et al., 1998). The detection system used was an anti-
dinitrophenyl rabbit IgG-antiserum (Sigma) as the primary
antibody and a monoclonal anti-rabbit IgG antibody peroxidase
conjugate (Sigma) as the secondary antibody. Development was
performed with o-phenylenediamine.
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282 275
Glutathione determination
For the determination of reduced glutathione (Beutler et al.,
1963) and oxidized glutathione (Hissin and Hilf, 1976), the organs
were homogenized and the homogenates were treated with a
mixture of metaphosphoric acid, EDTA, and NaCl. After centri-
fugation, aliquots were taken for neutralization with disodiumhy-
drogenphosphate followed by addition of DTNB. Reduced
glutathione (GSH) was determined after reaction with DTNB in
a spectrophotometer at 412 nm. For the determination of oxidized
glutathione (GSSG), the autoxidation of GSH was stopped by
addition of N-ethylmaleimide. After addition of sodium hydroxide,
GSSG was modified using o-phthalaldehyde. GSSG was deter-
mined at a spectrofluorometer (excitation: 350 nm, emission: 420
nm) using GSSG standards for quantification.
Statistical analyses
Values are presented as mean F SEM. Comparisons among
groups were made using analysis of variance (ANOVA) or
unpaired Student’s t test, as appropriate.
Results
Hyperoxia causes apoptotic cell death in the developing rat brain
To determine whether exposure to a high oxygen environment
may cause cell death in the developing brain, we initially exposed
7-day-old rats with their mothers to 80% oxygen over a period of
24 h. Blood gas analysis performed in four pups, as described in
Materials and methods, revealed a partial oxygen pressure in
arterial blood taken from the left cardiac ventricle of 182 F 15 mm
Hg and an oxygen saturation of 100%. Pups were killed and
transcardially perfused immediately after the end of oxygen
exposure. Histological evaluation of the brains by means of
DeOlmos cupric silver or TUNEL staining revealed a light pattern
of neurodegeneration attributable to programmed cell death in the
brains of pups exposed only to room air (Fig. 1B). Hyperoxia
increased numerical densities of degenerating cells in various brain
regions in comparison to unexposed littermates. Brain regions
affected were the caudate nucleus, nucleus accumbens, layers II
and IV of the frontal, parietal, cingulate, and retrosplenial cortices,
as well as white matter tracts within the forebrain (Figs. 1A, C, D
and 2A, B). The distribution pattern of hyperoxia-induced cell
death is schematically depicted in Fig. 2A, and the numerical
densities of degenerating cells in different brain regions are shown
in Fig. 2B. Immunohistochemical staining with an antibody against
the active P20 subunit of caspase 3 revealed robust activation of
caspase 3 in degenerating neurons (Figs. 1F and G). By H&E
staining, methylene blue/Azur II staining of plastic sections, and
electron microscopy, it was determined that changes within
degenerating cells were similar to those described in neurons
undergoing physiological cell death (Figs. 1E, H, and I).
To determine what length of hyperoxia exposure is necessary to
cause apoptotic cell death in the developing rat brain, we exposed
7-day-old pups to 80% O2 for 2, 6, 12, 24, 48, or 72 h and killed
the pups at 24, 48, or 72 h after the beginning of hyperoxia.
Analysis of the brains by means of silver staining revealed that
after a 2-h exposure to hyperoxia, significant cell death occurred at
24 h. Following a 6- or 12-h exposure, the amount of apoptotic cell
death detected at 24 h increased significantly, following a 24-h
exposure no further enhancement was seen (Fig. 2C). After longer
exposure periods (48 and 72 h), the amount of cell death detected
in the brains upon the end of hyperoxia exposure decreased, most
likely because in the meantime apoptotic cells had been eliminated
and were not more amenable to detection by histological
techniques (Fig. 2C). An alternative explanation could be that a
tolerance mechanism to oxidative stress becomes active in the
brains of rat pups exposed to hyperoxia over longer time periods.
To determine how low oxygen concentrations can result in
apoptotic neurodegeneration in the developing rat brain, we
exposed 7-day-old rats to 40% or 60% oxygen over 12 h. Analysis
of the brains at 24 h after beginning of hyperoxia revealed that the
pups exposed to 40% oxygen had apoptotic scores similar to those
of littermates exposed to normoxia. Exposure to 60% oxygen
resulted in significant increase of apoptotic cell death in the brain
[apoptotic scores of 18,521 F 2351, n = 6 at normoxia; 23,592 F6351 at 40% O2, n = 6 (nonsignificant); 103,352 F 18,295, n = 6
at 60% O2 (P b 0.001, Student’s t test compared to normoxia);
152,359 F 22,851, n = 8 at 80% O2 (P b 0.001, Student’s t test
compared to normoxia)].
Oxygen-induced apoptotic cell death is age dependent
To determine whether the apoptotic response to hyperoxia may
differ as a function of developmental age, we subjected rats at
postnatal ages P0, P3, P7, P14, and P20 to 80% oxygen over a 24-h
period and perfused the animals immediately after end of the
exposure. These experiments revealed that there is a time window
between P0 and P14 when various neuronal populations are
vulnerable to hyperoxia-induced cell death. On P0, mainly
thalamic nuclei, caudate nucleus, putamen, hypothalamus, and
white matter tracts were affected. Most severe involvement of
cortical areas was seen at the age of 7 days (Fig. 2D) and the
highest overall vulnerability at the ages of 3 and 7 days. In 14-day-
old rat pups, some degenerating cells were detected within the
dentate gyrus following exposure to 80% oxygen over 24 h.
Oxidative stress induced by hyperoxia in the developing rat brain
Free radicals can cause cell death by an apoptotic mechanism.
To investigate whether hyperoxia may lead to production of free
radicals in the immature rat brain, we exposed 7-day-old rat pups to
80% O2 over 6 h and analyzed levels of reduced and oxidized
glutathione (GSH and GSSG), protein carbonyls, and the lipid
peroxidation product malondialdehyde (MDA) in brain tissue
taken from the left and right hemispheres. A significant increase of
GSSG and the GSSG/GSH ratio was detected in the brains of rats
exposed to hyperoxia (n = 10) compared with those exposed to
room air (n = 10). Protein carbonyls showed a trend towards
increase in the brains of rats exposed to hyperoxia, but this trend
did not reach significance (Fig. 3A). No significant change in
malondialdehyde levels was detected. These findings indicate that
oxidative stress is induced in the developing rat brain following
exposure to 80% oxygen.
To verify that hyperoxia-induced oxidative stress contributes to
apoptotic cell death in the developing rat brain, we exposed 7-day-
old rats to 12 h of hyperoxia (80% O2) and treated them before
placing them into the hyperoxia chamber (0 h) and upon end of the
hyperoxia exposure (12 h) with either N-acetylcysteine (400 mg/kg
ip) or vehicle. Quantification of degenerating cells at 24 h revealed
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282276
that N-acetylcysteine pretreated pups displayed significantly less
apoptotic neurodegeneration than vehicle-treated rats (Fig. 3B).
Hyperoxia leads to down-regulation of neurotrophins in the infant
rat brain
Neurotrophins provide trophic support to developing neurons
and their withdrawal may lead to neuronal death (Huang and
Reichardt, 2001; Lee et al., 2001). To explore potential mecha-
nisms involved in pathogenesis of apoptotic neurodegeneration in
the developing brain following exposure to hyperoxia, we tested
whether and how hyperoxia may affect expression of brain-derived
neurotrophic factor (BDNF), nerve growth factor (NGF), neuro-
trophin 3 (NT-3) and neurotrophin 4 (NT-4) in the cingulate/
retrosplenial cortex, caudate nucleus, and thalamus in P7 rats. For
this purpose, P7 rats were exposed to an 80% O2 environment over
2, 6, 12, or 24 h (n = 4/group) and sacrificed immediately after end
of the exposure. Hyperoxia triggered reduction in mRNA levels for
all four trophic factors, which was most prominent after 2–6 h of
exposure in all brain regions examined (Fig. 4).
Western blot analysis revealed that down-regulation of mRNA
levels for BDNF, NGF, NT-3, and NT-4 was associated with
decreased levels of the active, phosphorylated isoforms of the
serine–threonin kinase Akt (p-Akt, protein kinase B), and the
member of the mitogen-activated protein kinase (MAPK) extrac-
ellular signal-regulated protein kinase ERK1/2 (p-ERK1/2) (Fig.
Fig. 1. Morphological features of hyperoxia-induced brain damage in infant rats. Light microscopic overviews of histological sections and electron micrographs
depicting neurodegenerative changes in the brains of P8 rats who had been subjected to hyperoxia (80% O2) for 12 h on P7 and sacrificed at 24 h. In
micrographs A–D, silver-stained sections from thalamus (A and B), subiculum (C), and corpus callosum (D) from hyperoxic (A, C, and D) and normoxic (B)
rats are shown. Degenerating cells (small dark dots) are sparsely present in normoxic rat brain (B) but are abundantly present in hyperoxic brains (A, C, and D).
(F) Immunohistochemical staining for activated caspase 3 is shown in the laterodorsal thalamus of a rat subjected to hyperoxia. Many caspase-3-positive cells
are found (arrows). The magnified view of the framed area in G illustrates that immunopositive cells for activated caspase 3 show pycnotic changes in the
nuclei that are indicative of apoptosis. (E) Magnified view of a neuron from the parietal cortex of a rat subjected to hyperoxia (H&E staining). This neuron is
obviously degenerating and demonstrates nuclear fragmentation consistent with apoptosis. (H and I) Electron micrographs from cortical (H) and thalamic (I)
neurons in the brains of infant rats subjected to hyperoxia upon the end of a 12-h exposure. The neuron in H is in a middle stage of apoptosis and demonstrates
formation of spherical chromatin masses, intermixing of nucleoplasmic and cytoplasmic contents and condensation. The neuron in I is at a more advanced
stage. Magnifications: A and B �25; C �40; D and F �120; E �250; G �200; H and I original magnification �12,000.
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282 277
Fig. 2. Distribution pattern, time, and age dependency of hyperoxia-induced apoptosis in infant rats. (A) Schematic illustration of the distribution of apoptotic
cells in the brains of P7 rats subjected to 24 h of hyperoxia. The dotted areas are the ones affected. (B) Numerical densities of degenerating cells in 11 brain
regions in normoxic (white columns; n = 8) rats and rats subjected to 12 h (black columns; n = 8) or 48 h (shaded columns; n = 8) of hyperoxia. There are
significantly increased numerical densities of degenerating cells in all brain regions after both hyperoxic periods compared to normoxic rats. (C) Impact of the
duration of hyperoxia exposure on the severity of apoptotic cell death. P7 rats were exposed to 80% O2 for 2–72 h and sacrificed at either 24 h (applies to
2–24 h exposure periods) or upon end of the exposure (applies to 48 and 72 h exposures; n = 7–10/time point). The extent of apoptotic cell death was
quantified as described in methods. A 2-h exposure to an 80% O2 environment was sufficient to trigger significant apoptotic cell death compared to
normoxic littermates. Most severe degeneration was detected in the brains of rats subjected for 12 or 24 h to hyperoxia. No further increase could be
detected by this method after longer exposure times, most likely because apoptotic cells had already been eliminated. (D) Developmental vulnerability
profile to hyperoxia. P0–P14 rats (n = 7–10/group) were exposed to 80% O2 for 24 h and killed at the end of the exposure period. Vulnerability to
hyperoxia subsided by P14 in the rat (**P b 0.01; ***P b 0.001, Student’s t test, comparison hyperoxia group versus normoxia group).
Fig. 3. Hyperoxia induces oxidative stress in the infant rat brain. Protection with N-acetylcystein (N-Acc). Seven-day-old rats were exposed to 80% O2 over 6 h.
Upon end of the exposure, brain hemispheres were removed and shock frozen in liquid nitrogen. (A) Levels of reduced and oxidized glutathione (GSH and
GSSG), protein carbonyls, and the lipid peroxidation product malondialdehyde (MDA) were analyzed as described in Materials and methods. A significant
increase of GSSG and the GSSG/GSH ratio was detected in the brains of rats exposed to hyperoxia (n = 10) compared with those exposed to room air (n = 10).
Protein carbonyls showed a trend towards increase in the brains of rats exposed to hyperoxia. No significant change in malondialdehyde levels was detected
(*P b 0.05; **P b 0.01, Student’s t test, comparison hyperoxia group versus normoxia group). (B) P7 rats were treated with N-acetylcystein (N-Acc), 400 mg/
kg ip (n = 8), or vehicle (n = 8) before placement in the hyperoxia chamber (80% O2 for 12 h) and upon end of the exposure. Cell death was quantified at 24 h
on silver-stained sections as described in Materials and methods. Rats treated with N-acetylcystein had significantly lower apoptotic scores than vehicle treated
rats (**P b 0.01; Student’s t test).
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282278
4), which mediate intracellular signaling following activation of
receptor tyrosin kinases (Trk) by growth factors (Han and
Holtzman, 2000; Huang and Reichardt, 2001; Kaplan and Miller,
2000; Lee et al., 2001).
To confirm that impairment of the Ras-MAPK pathway is
causally involved in hyperoxia-induced cell death, we exposed
synRas-transgenic mice to 24 h of hyperoxia at the age of 6 days and
analyzed the brains after end of the exposure by means of
histological techniques for detecting cell death. Constitutively
activated V12-Ha-Ras is expressed selectively in neurons of
transgenic mice via a synapsin promotor (Heumann et al., 2000).
Ras-transgene protein expression increases postnatally and reaches a
four- to fivefold elevation at day 40 persisting at this level thereafter.
On P7, there are significantly 3.5-fold elevated levels of activated
V12-Ha-Ras in the cortex of transgenic mice compared to wild-type
controls (Figs. 5A and B). Toxic oxygen treatment suppressed Ras
activity by 50% in wild-type (wt) animals. In synRas mice,
hyperoxia-induced Ras attenuation was fully counteracted resulting
in still 2.5-fold elevated levels after treatment.
A corresponding activating phosphorylation of mitogen-acti-
vated protein kinase ERK1/2 is observed but no changes in the
activity of phosphatidylinositol-3 kinase (PI3-kinase), the phos-
phorylation of its target kinase Akt/PKB, or expression of the
antiapoptotic proteins Bcl-2 or Bcl-XL (Heumann et al., 2000).
Hyperoxia (80% O2 over 24 h) caused apoptotic cell death in the
brains of wild-type and synRas-transgenic mice with a distribution
pattern very similar to the one seen in P7 rats. Quantification of cell
death revealed that in the brains of synRas-transgenic mice, there
were significantly less degenerating cells compared to wild-type
age-matched littermates after 24 h of hyperoxia (Fig. 5C).
Discussion
Our results show that exposure of the developing rat and mouse
brain to high concentrations of oxygen for a period of hours during
a specific period of development causes an apoptotic neuro-
degenerative reaction that deletes large numbers of neurons from
several major regions of the developing forebrain. Hyperoxia-
induced cell death is disseminated in the brains and affects cortical
areas, the basal ganglia, hypothalamus, hippocampus, and white
matter tracts. Vulnerability to oxygen-induced cell death is age
dependent and maximal during the first week of life in the rat. This
developmental period coincides with the vulnerability period to the
proapoptotic effect of N-methyl-d-aspartate antagonists, GABAA
agonists, sodium channel blockers, and ethanol (Bittigau et al.,
2002; Ikonomidou et al., 1999, 2000; Jevtovic-Todorovic et al.,
2003).
Fig. 4. Impact of hyperoxia on survival promoting proteins. P7 rat pups were subjected to 80% O2 or normoxia over 2–24 h. Brain tissue from the thalamus was
dissected at the time points indicated. Decreased density of the BDNF, NGF, NT-3, and NT-4 specific bands, detected by PCR, is evident at 2, 6, 12, and 24 h
after the beginning of the hyperoxia (A). The density of the g-actin band is not affected. Immunoblotting was performed with anti-phospho-ERK 1/2, anti-
phospho-Akt, ERK 1/2, or Akt antibodies. There is a decrease in the levels of p-ERK 1/2 and p-Akt after hyperoxia, most evident at 12 h, whereas ERK 1/2 and
Akt levels (phosphorylation independent) remain unaffected. (B) Densitometric quantification of mRNA levels for BDNF, NGF, NT-3, and NT-4 in the
thalamus of P7 rats. Values represent mean normalized ratios of the neurotrophin bands to h-actin (n = 3–4/point F SEM). Analysis of variance (ANOVA)
revealed a significant effect of treatment with hyperoxia on BDNF [ F(1,15) = 24.34, P b 0.0001], NGF [ F(1,15) = 25.9, P b 0.0001], NT-3 [ F(1,15) = 5.438,
P b 0.0066], and NT-4 [ F(1,15) = 2.866, P b 0.0276] levels. (C) Densitometric quantification of protein levels for p-ERK 1/2 and p-Akt in the thalamus of P7
rats, analyzed by Western blotting. Values represent mean normalized ratios of the densities of the p-ERK1/2 and p-Akt bands compared to the density at 0 h
(n = 4/point F SEM). There was a significant effect of hyperoxia on p-ERK1/2 [ F(1,15) = 23.37, P b 0.0001] and p-Akt [ F(1,15) = 15.49, P b 0.0001]
levels (ANOVA). ERK1/2 and Akt levels were not affected.
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282 279
Our results reveal two mechanisms that are responsible for
hyperoxia-induced apoptotic death in the developing rodent brain.
The first one is oxidative stress. Hyperoxia-induced cell death is
associated with production of reactive oxygen species, as
evidenced by increased concentrations of oxidized glutathione
(GSSG) and a significantly elevated GSSG/GSH ratio.
These findings are in accordance with a previous report by
Taglialatela et al. (1998), who described that long exposure to 95%
oxygen over a period of 5 days, alone or in combination with a
glutathione synthesis inhibitor, increased DNA fragmentation in
the forebrain and lead to impairment of glutathione homeostasis. In
contrast to the study by Taglialatela et al. (1998), we show here that
much shorter exposures to lower levels of oxygen are sufficient to
compromise antioxidant protection systems in the developing brain
and lead to cell death.
It is well known that free radicals can lead to direct DNA
damage as well as damage of mitochondrial membranes, release of
cytochrome c into the cytoplasm, and activation of caspases
(Filomeni et al., 2003; Love, 1999; Yuan and Yarkner, 2000).
Furthermore, GSSG was shown to cause apoptosis in U937 cells
by activation of the p38 MAPK pathway (Filomeni et al., 2003).
Since N-acetylcystein ameliorated hyperoxia-induced apoptotic
cell death, we conclude that oxidative stress constitutes a
contributing factor.
Furthermore, we present evidence that hyperoxia exposure
leads to changes in gene expression and phosphorylation of
proteins that control neuronal survival during development.
Hyperoxia depressed synthesis of BDNF, NGF, NT-3, and NT-4
and reduced levels of the active forms of Ras, ERK1/2, and Akt in
a time-dependent fashion. Such changes reflect impairment of
survival promoting signals (Heumann, 1994) and an imbalance
between neuroprotective and neurodestructive mechanisms in the
brain, which, during a developmental period of ongoing physio-
logical elimination of brain cells, will likely promote apoptotic
death. The synRas-transgenic mice, which overexpress activated
Ras that counteracts hyperoxia-induced reduction in Ras activity
and display higher levels of phosphorylated ERK1/2 in the cortex,
were less susceptible to hyperoxia-induced cell death in the brain.
Since protection from hyperoxia-induced apoptosis was not
complete in synRas-transgenic mice, it is likely that mechanisms
other than reduced transcription of growth factors and impairment
of the extracellular signal regulated kinase (ERK1/2) pathway are
also contributing to hyperoxia-induced apoptotic cell death.
It has been known for decades that hyperoxia may induce
damage in immature lungs and retina. Oxygen toxicity has been
implicated in the pathogenesis of the neonatal diseases broncho-
pulmonary dysplasia and retinopathy of prematurity (Gibson et al.,
1990; Saugstad, 2001). Apoptosis has been identified as one form
of cell death occurring in the context of hyperoxia-induced organ
injury (Buckley et al., 1999; Okoye et al., 2003; Ray et al., 2003;
Yamada et al., 1999). Growth factors, activation of ERK1/2, and
activation of Akt can ameliorate hyperoxia-induced apoptotic cell
death in lungs and retina (Buckley et al., 1999; Lu et al., 2001;
Okoye et al., 2003; Ray et al., 2003; Yamada et al., 1999). A
Fig. 5. The synRas-transgenic mice are less sensitive to hyperoxia-induced apoptosis in the brain. Six-day-old synRas-transgenic and wild-type (wt) mice were
exposed to 80% O2 or normoxia for 24 h. After treatment, dissected brain samples were lysed and Ras activities were determined as described in the Materials
and methods section. (A) Blot of the GTP-Ras signals using anti-Ras in wt and synRas-transgenic mice. (B) Values represent mean ratios between GTP-bound
Ras to total Ras (4 wt, 4 synRas animals, 9 determinations,F SEM) normalized to 100% of untreated wt samples. Note the significant decrease in the levels of
activated Ras in the cortex of wt mice exposed to hyperoxia as compared to untreated controls (**P b 0.01). In synRas mice, the levels of GTP-Ras were 3.5-
fold elevated over wt. Despite hyperoxia-induced decreases in synRas mice, their levels of GTP-Ras exceeded those of wt mice after hyperoxia (***P b 0.001,
Student’s t test). (C) The synRas-transgenic and wild-type (wt) mice were exposed to hyperoxia for 24 h and killed upon end of the exposure. Quantification of
cell death in the brains was performed on TUNEL-stained sections as described in Materials and methods. Hyperoxia triggered significant apoptotic cell death
compared to unexposed littermates (dotted line) in both transgenic and wt mice. The synRas-transgenic mice developed significantly less degeneration
compared to wild-type mice after exposure to hyperoxia (n = 9/group). The level of physiological apoptosis was not different in wt and transgenic mice. Mean
apoptotic score for physiological apoptosis in wt and transgenic mice is depicted by the dotted line (*P b 0.05, Student’s t test).
U. Felderhoff-Mueser et al. / Neurobiology of Disease 17 (2004) 273–282280
pathogenetic role of hyperoxia-induced oxidative stress has also
been described (Lu et al., 2001). Thus, themechanisms we identified
as contributing to hyperoxia-induced apoptotic cell death in the
developing rodent brain are similar to those reported in other organs.
The vulnerability period to the proapoptotic effect of hyperoxia
coincides with the brain growth spurt period, which in the rat spans
the first two postnatal weeks of life. In humans, the comparable
period begins in the third trimester of gestation and extends to
several years after birth (Rice et al., 1981). The injury caused by
exposure to high levels of oxygen in the infant rat and mouse brain
does not resemble the bclassic large cystic lesionsQ of other animal
models of periventricular leukomalacia and white matter injury
(Redecker et al., 1998; Rice et al., 1981) since it is more diffuse. In
an early magnetic resonance imaging study in premature infants,
diffuse brain lesions (bdiffuse excessive high signal intensityQ)have been detected, which do not develop into cystic periven-
tricular leukomalacia later on (Maalouf et al., 1999). Interestingly,
in a recent study, hyperoxia could be identified as one risk factor
for abnormal neurologic outcome of preterm infants (Collins et al.,
2001). Thus, the clinical data in combination with the experimental
evidence presented here suggest that apoptotic neurodegeneration
triggered by a nonphysiological, high oxygen environment during
a critical stage of development may partly account for cognitive
and also motor impairment of premature infants. A complicating
factor to be considered is the fact that, in contrast to the infant rat,
premature human infants are already subjected to unphysiologi-
cally high oxygen concentrations compared to intrauterine con-
ditions when exposed just to ambient air. Magnetic resonance
spectroscopy studies of the brain demonstrate that cerebral
metabolism is different in preterm infants and that cerebral lactate
can be detected under normal conditions (Penrice et al., 1997;
Robertson et al., 2000). In addition, antioxidant defense mecha-
nisms in the brain of premature infants are very immature (Nishida
et al., 1994). Thus, the preterm human brain may be even more
susceptible than the rodent brain to mechanisms capable of
inducing oxidative stress, such as hyperoxia. We recommend that
every effort should be made in neonatal medicine to limit exposure
of these young patients to high oxygen concentrations.
Acknowledgments
This work was supported by grants from the Bundesministe-
rium fqr Bildung und Forschung (BMBF) 01ZZ0101 and
01GZ0305 and a grant from the Humboldt University.
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