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Transcript of Life Events as Environmental States and Genetic Traits and the Role of Personality: A Longitudinal...
ORIGINAL RESEARCH
Life Events as Environmental States and Genetic Traitsand the Role of Personality: A Longitudinal Twin Study
Christian Kandler • Wiebke Bleidorn •
Rainer Riemann • Alois Angleitner •
Frank M. Spinath
Received: 21 March 2011 / Accepted: 23 July 2011 / Published online: 7 August 2011
� Springer Science+Business Media, LLC 2011
Abstract The occurrence of many life events is not
entirely random but genetically influenced. The current
study examined the sources underlying the stability or
recurrence of life events and the developmental interplay
between personality traits and life events. In a longitudinal
study of 338 adult twin pairs we estimated (1) the genetic
and environmental sources of continuity in aggregates of
life events, (2) the sources through which personality
influences the experience of life events, and (3) the sources
through which life events influence personality. Unlike
personality which showed both genetic and environmental
influences on substantial continuity over time, stability of
life events was moderate and mainly influenced by genetic
factors. Significant associations between personality and
life events were specific to certain personality traits and
qualitative aspects of life events (controllable positive,
controllable negative, and less controllable negative), pri-
marily directional from personality to life events, and
basically genetically mediated. Controlled for these genetic
associations, we also found some small and basically
environmentally mediated effects of life events on per-
sonality traits. The results support the concept of genotype–
environment correlation as a propulsive mechanism of
development.
Keywords Twin study � Life events � Personality traits �Continuity � Genotype–environment correlation
Introduction
The generic term life event denotes major individual
experiences (e.g., accident, death of a close person, per-
sonally relevant significant success), meaningful changes
(e.g., relocation, birth of own child, lay-off by employer),
and normative transitions in life (e.g., starting a family,
retirement). While common sense suggests that life events
reflect external influences on an individual, behavioral
genetic research has shown heritability for most measures
of life events suggesting that individual differences in the
experience of life events can at least partly be explained by
genetic differences (e.g., Kendler et al. 1993; Plomin et al.
1990). In search of mediating individual characteristics,
multivariate behavior genetic studies have found that this
genetic variance may be accounted for by genetic variance
in personality measures (e.g., Billig et al. 1996; Saudino
et al. 1997). Also rather unexpected, phenotypic longitu-
dinal studies have shown a substantial continuity of indi-
vidual differences in the frequency of experiencing certain
life events and, again, that personality traits seem to play a
role in the probability of the experience and the recurrence
of certain events (e.g., Andrews 1981, Billings and Moos
1982; Headey and Wearing 1989). Thanks to these studies,
we know that the occurrence of life events is not entirely
random. Though taking the same line, these developmental
and biometric approaches have rather traveled separate
paths resulting in a lack of genetically informative longi-
tudinal studies.
The current study is the first longitudinal twin study
aimed to examine the genetic and environmental sources of
Edited by Deborah Finkel.
C. Kandler (&) � W. Bleidorn � R. Riemann � A. Angleitner
Department of Psychology, Bielefeld University, Universitatsstr.
25, 33615 Bielefeld, Germany
e-mail: [email protected]
F. M. Spinath
Department of Psychology, Saarland University, Saarbrucken,
Germany
123
Behav Genet (2012) 42:57–72
DOI 10.1007/s10519-011-9491-0
(1) the significant continuity of individual differences in
the frequency of certain life events and (2) the interplay
between life events and personality traits over a period of
10 years. Showing that the continuity in life events and the
links between personality and life events are a function of
genetic differences would account for the well-established
finding that similar events tend to reoccur in individuals’
lives. Certainly of greater interest for individual develop-
ment, the partly evoked effects of life events back on
personality would suggest genotype–environment correla-
tions (Plomin et al. 1977): Genotypic differences in per-
sonality affect differences in life events which, in turn,
affect differences in phenotypic personality. The design of
the present study allowed us to address the aforementioned
issues by testing multivariate longitudinal twin models of
life events and comparing unidirectional and bidirectional
models of genetic and environmental pathways between
personality and life events across time. In this way, the
present study extends the knowledge about the genetic and
environmental sources of variance in life events and the
links between life events and personality to a develop-
mental behavioral genetic perspective.
Sources of variance in life events
As the incidence of one specific event may be very small,
researchers have investigated different (primarily qualita-
tive) aspects of events by classifying these aspects in
broader categories. The initial biometric study (Plomin
et al. 1990) collected self-reports on several life events
from identical and fraternal twins reared together and apart
during the last half of the life span. They reported that 40%
of the variance in the frequency of life events was genet-
ically influenced. The remaining variance was explained by
environmental influences not shared by twins. More spe-
cifically, they demonstrated larger genetic influence on
controllable life events (43%) compared to less controlla-
ble life events (18%).
Kendler et al. (1993) investigated self-reports on life
events during the first half of adulthood in a large sample of
twins reared together. In the total number of life events,
26% of the variance was attributable to genetic factors and
18% resulted from environmental factors shared by twins.
The largest amount of variance was due to nonshared
environmental influences (56%). A further study on inter-
view-based data affirmed these results and showed that
there are no significant differences between men and
women (Bolinskey et al. 2004).
Billig et al. (1996) examined interview-based reports on
life events in an adolescent twin sample and categorized
family events, nonfamily events independent of respon-
dent’s behavior, and nonfamily events dependent on
behavior. They found genetic effects (49%) only on
dependent events. A recent twin and adoption study con-
firmed the results from Billig et al.(Bemmels et al. 2008).
The findings of genetic influences on life events are not
limited to the total number or clusters. Heritability was also
estimated for more specific categories, such as marriage,
divorce, illnesses, accidents, and annoyance at work (e.g.,
Hershberger et al. 1994; Johnson et al. 2004; Middeldorp
et al. 2005).
In view of these findings it remains to explain how genes
may affect individual differences in experiencing life
events. The genetic effects have either been interpreted as a
genetically influenced perception of environments and the
genetic control of the exposure to certain events (Kendler
2001). From this perspective, researchers have looked for
individual traits that are qualified to mediate these genetic
effects on events. The most promising candidates are per-
sonality traits (Plomin and Bergeman 1991).
Links between life events and personality
Personality is strongly genetically influenced (Kandler
et al. 2010b) and genetic factors contribute primarily to
continuity in personality traits (Bleidorn et al. 2009;
Blonigen et al. 2008; Johnson et al. 2005; Viken et al.
1994). Personality traits may not only affect how individ-
uals interpret and perceive their environments but also
influence which experience individuals do. Behavioral
genetic studies on correlations between personality and
several aggregates of life events have shown that these
links were primarily due to common genetic factors (Billig
et al. 1996; Saudino et al. 1997). In other words, genotypic
differences in personality may affect (1) how life events are
perceived or (2) the probability of (active and evocative)
exposure to certain events that in turn may affect pheno-
typic differences in personality.
Since active and evocative types of genotype–environ-
ment correlations play a major role in adulthood (Scarr and
McCartney 1983), it seems fair to assume that genetically
influenced personality traits affect how people experience
life events and which life events people experience (Billig
et al. 1996). The active type occurs when individuals seek
out environments (e.g., starting a training), create or
change situations (e.g., change of address) that are com-
patible with their genetically influenced individual char-
acteristics (e.g., high openness). The evocative type refers
to individuals’ experiences (e.g., break of friendship,
demotion in the work place) that arise as a consequence of
social interaction and reactions to their genetically influ-
enced individual characteristics (e.g., low agreeableness).
The concept of genotype–environment correlation is in
line with the developmental theory of Gottlieb (1991,
2003). He proposed development as a fully bidirectional
coactional system with four major levels moving from
58 Behav Genet (2012) 42:57–72
123
lower levels of genetic and neural activity (neurons, hor-
mones, and genes) to the higher levels of behavior as well
as external consequences in the environment (physical,
social, cultural) and back again (see left side of Fig. 1).
This model implicates that the impetus for the continuity or
recurrence of certain experiences such as certain life events
comes from the genotype (Scarr and McCartney 1983).
Personality traits as genetically influenced relatively stable
behavioral tendencies may mediate genetic effects on life
events and may thus contribute to stability of individual
differences in the frequency of certain life events that in
turn may have an effect on individuals’ development (right
side of Fig. 1).
A genetically informative longitudinal analysis of con-
tinuity in life events and reciprocal relations between
personality genotypes and the external environment (i.e.,
life events) allows for testing such a model. The afore-
mentioned behavioral genetic studies on the links between
personality and life events, however, were cross-sectional
and thus did not allow for an investigation of directional
and bidirectional effects over time.
Until now, only a handful of phenotypic longitudinal
studies have addressed the continuity of aggregates (or
recurrence) of life events and the developmental interplay
between personality and life events. These studies have
consistently revealed two important findings. First, the
number of experienced events showed moderate up to
substantial levels of continuity, which could be confirmed
for aggregates of negative and positive occurrences as well
as subjective and objective reports (e.g., Andrews 1981;
Billings and Moos 1982; Headey and Wearing 1989).
Second, the total number of life events and clusters in
respect of several experiential qualities (e.g., valence or
controllability) can be predicted by personality traits,
whereas the effects from life events on personality traits are
rather low. For example, Neuroticism predicts negative
events and Extraversion predicts positive events, whereas
Openness is a significant predictor of both (Headey and
Wearing 1989). Openness to experiences is a good expla-
nation for the interesting finding that people who report
more positive events also tend to report more negative
events. The pattern of links holds for subjective reports, for
reports on events that are sufficiently salient (Magnus et al.
1993) and objective measures corrected for reporting bias
(Kendler et al. 2003). Therefore, the interpretation of
reports on life events and correlations between life events
and personality as retrospective or perceptual bias can be
rejected in favor of a bidirectional model of genotype–
environment correlation.
The findings of most longitudinal studies, however,
rather support unidirectional causality of the relationship
between personality and situations. That is, individuals
seek out events or evoke reactions from the social envi-
ronments due to their individual characteristics, but events
in turn do not significantly affect personality (Magnus et al.
1993). As a consequence, genetic effects on and continuity
of individual differences in aggregate measures of life
events might be due to the stability of genetically influ-
enced personality traits, but not vice versa. These findings
do not support a theory of bidirectional person-environ-
ment relations (Gottlieb 2003).
Although measures of life events have not accounted for
a substantial proportion of variability in personality, some
studies have found small but indeed significant effects of
events on personality. For example, Costa et al. (2000)
reported significant effects of marital and job status change
on Neuroticism and Conscientiousness. Negative events
lead to an increase in Neuroticism (Lockenhoff et al. 2009;
Middeldorp et al. 2008), whereas positive events appear to
affect an increase in Extraversion (Vaidya et al. 2002).
Taken together, these findings are in line with bidirectional
causality between personality and life events and support
the theory of reciprocal influences (Gottlieb 2003).
Aims of the current study
Our study extends previous studies (1) investigating to
what extent the phenotypic continuity in defined categories
of life events (positive and negative, controllable and less
controllable) is attributable to genetic and environmental
factors and (2) testing whether the relationship between
personality and life events is unidirectional or bidirectional
genetically and (or) environmentally mediated. As we
captured personality by a questionnaire which mapped the
five-factor model (McCrae and John 1992; Costa and
McCrae 1992), we were able to extend previous behavioral
genetic studies not only with regard to the longitudinal
perspective but also to the broad personality traits Agree-
ableness and Conscientiousness.
On the basis of previous research and theories reviewed
above, we can articulate three main hypotheses. First,
continuity of individual differences in the frequency of
experiencing events should be primarily attributable to
Fig. 1 This figure illustrates a simplified scheme of the devel-
opmental systems view, showing a hierarchy of four mutually
interacting components in which there are ‘‘top–down’’ as well as
‘‘bottom–up’’ bidirectional influences (according to Gottlieb 1991,
p. 6). Genetic effects on life events may be mediated through
personality (solid path) and life events may in turn affect personality
(dashed path)
Behav Genet (2012) 42:57–72 59
123
genetic differences (Scarr and McCartney 1983). Second,
genetic effects on personality should account for a signif-
icant amount of this genetic variance in certain aggregates
of life events (Billig et al. 1996; Saudino et al. 1997). More
specifically, we expected positive relations between Neu-
roticism and negative events, between Extraversion and
positive events, as well as between Openness and events
independent of valence and controllability (Headey and
Wearing 1989). Finally, in line with the developmental
system view, the relationship between personality and life
events should be reciprocal (Gottlieb 2003). To address the
latter hypothesis, we tested if there was an influence of life
events on personality domains when former links between
personality and life events were controlled, and estimated
genetic and environmental links to understand the sources
of these relationships.
Method
Participants and procedure
The sample was drawn from the Bielefeld Longitudinal
Study of Adult Twins (BiLSAT), a study of twins reared
together which has been described in detail previously
(Spinath et al. 2005). For the present analyses, we utilized
data from twin pairs collected at the second (time 1), third
(time 2), and forth (time 3) wave of BiLSAT collected
between 1994 and 2006. The measurements were taken
about 5 years apart. At all three points of time, participants
provided self-reports on their personality. At time 2 and
time 3, twins received a list of life events and were
instructed to report whether certain events occurred or not
within the preceding 5 years. The sample who participated
at time 1 and time 2 consisted of 224 monozygotic (MZ)
and 114 dizygotic (DZ) twin pairs (27 opposite-sex pairs).
Participants ranged in age from 22 to 74 years (M = 39.56,
SD = 13.46) at time 2, 105 of them were males. At the last
measurement occasion, at least one twin sibling of 230
pairs (68%) provided complete data and in 59% of twin
pairs (136 MZ and 62 DZ twin pairs) complete data were
available.
Measures
Life events
At time 2 and time 3, participants were asked about the
occurrence of 31 life events (LE, Table 1). The list of life
events was similar to that used by Plomin et al. (1990) and
Saudino et al. (1997). Response categories were (1) never,
(2) one-time, and (3) repeatedly experienced within the last
5 years. In the current study the categories were reduced to
never (0) and at least one-time (1) experienced. The list
basically includes factual externally verifiable events
reducing the probability of distortions due to retrospection
or other judgment biases. In addition, twins rated the
valence of the experiences on a scale ranging from very
negative (-3), negative (-2), rather negative (-1), nor
(0), rather positive, (?1), positive (?2) to very positive
(?3). Since twins were not asked about the controllability
of events in BiLSAT, 30 independent raters were recruited
who assessed to what extent the occurrence of events was
under a person’s control: non-controllable (0), less con-
trollable (1), rather controllable (2), and controllable (3).
The inter-rater reliability was ICC = .97. Control was
significantly correlated with valence (r = .64) indicating
that more controllable life events were perceived as more
positive or more positive life events were more desirable.
Based on the standardized mean values (between 0 and
1) of control and valence within the 31 LE-items (see
Table 1) and across items (M = .53 for controllability and
M = .50 for valence), the 31 life events can be classified
into three clusters (cutoff = .50): controllable positive life
events (LECP: items 1, 2, 6, 9, 12, 15, 18, 19, 20, 21, 22, 27,
29), controllable negative life events (LECN: items 3, 5, 7,
8, 16, 24, 26, 28), and less controllable negative life events
(LELN: items 4, 10, 11, 13, 14, 17, 23, 25, 30, 31). The set
of life events did not include less controllable positive life
events. This might be due to the rareness of such events
(e.g., lottery win) or to the fact that positive events are
rather attributed to be controllable (Weiner 1986). The
averaged frequency of occurrence of LECP, LECN,
and LELN were M = 4.45 (SD = 2.40), M = 1.79
(SD = 1.46), and M = 2.35 (SD = 1.66) at second mea-
surement occasion (i.e., the retrospective number of LE-
occurrence between time 1 and 2), and were M = 3.21
(SD = 2.18), M = 1.37 (SD = 1.27), and M = 2.05
(SD = 1.53) at the third measurement occasion (i.e. the
retrospective number of LE-occurrences within the second
interval of 5 years, time 2–3).
Personality
Personality was measured using the German version of the
NEO-Personality Inventory-Revised (Costa and McCrae
1992; Ostendorf and Angleitner 2004) for all measurement
occasions. This measure is a 240-item inventory to assess
the five broad personality dimensions of the FFM:
Neuroticism (N), Extraversion (E), Openness (O), Agree-
ableness (A), and Conscientiousness (C). Detailed charac-
teristics of the scales, evidence on the reliability and
validity, as well as the genetic and environmental structure
are presented in the manuals and previous studies (e.g.,
Bleidorn et al. 2009).
60 Behav Genet (2012) 42:57–72
123
Pre-analyses
Missing value analyses
We wanted to analyze all available data and thus tested
whether the missing values were completely at random
using T- and MCAR-tests (Little 1988). Missing values in
the data set were not completely at random (v2 = 39.07,
d.f. = 19, p \ .01). For each personality variable, zygos-
ity, sex, and LECN, T-tests showed no significant differ-
ences between the group with complete data and the group
with missing values. Significant but small differences were
detected for age (d = .29). That is, dropout was larger for
younger people. Effects for LECP (d = -.14) and LELN
(d = -.15) could be evaluated as weak (Cohen 1988).
Thus, the following analysis could be assumed to be
unbiased with regard to missing values.
Age and sex correction
Age and sex differences had to be taken into account. Age
differences regarding the LE-scores have been well estab-
lished (e.g., Headey and Wearing 1989): younger people
experience more life events and transitions. Sex differences
have generally been found to be small or non-significant
depending on the events in the investigation. In our study,
controllable positive life events showed significant age and
slight sex differences (male and younger people experi-
enced more events) for time 2 (bAGE = -.41, bSEX =
-.10, R2 = .19) while only the age differences remained
Table 1 Percentage of
individuals for whom an event
occurred, item values of
perceived control on occurrence
and valence of life events
Note. Perceived control and
self-rated valence were adapted
to take values between 0 and 1.
Higher values indicate more
controllable and more positive
events. Values above .50 are
shown in boldface
Life events Frequency in % Perceived
control
Positive
valence
Time 1 Time 2
1. Change of address 62 42 .83 .92
2. Major improvement in financial status 57 41 .59 .99
3. Separation from spouse for an extended period 18 14 .58 .42
4. Unfulfilled wish to have children 18 9 .23 .24
5. Excessive consumption of drugs or alcohol 23 15 .83 .30
6. Promotion in the work place 48 38 .57 .98
7. Unintentional pregnancy 9 4 .60 .48
8. Major conflict with close relatives 30 19 .55 .19
9. Start or finish of professional training 48 23 .82 .97
10. Serious illness or injury (self) 32 30 .09 .23
11. More than three month of unemployment 11 10 .48 .36
12. Entering into a serious new romantic relationship 43 23 .61 .95
13. Death of a close person 53 46 .02 .14
14. Lay-off by employer 15 6 .31 .18
15. Personally relevant significant success 62 54 .73 .98
16. Child in trouble 21 22 .55 .12
17. Demotion in the work place 10 10 .45 .10
18. Drastic changes in social activities 49 40 .79 .69
19. A further adult person added to the household 7 6 .82 .63
20. Changing to a new work place 34 25 .76 .92
21. Birth of own child 18 20 .68 1.00
22. A spiritual and religious crisis 11 6 .51 .63
23. Major deterioration in financial status 23 22 .45 .19
24. Anger or serious dispute with others 57 49 .56 .07
25. Miscarriage or stillborn birth (in family) 6 4 .04 .12
26. Withdrawal of the drivers license 2 1 .87 .32
27. Military or civil service 7 1 .72 .91
28. Job related separation from partner for a while 20 13 .53 .36
29. Retirement 7 10 .68 .91
30. Traffic or job related accident 27 19 .18 .20
31. Serious illness or injury of a close person 53 49 .02 .05
Behav Genet (2012) 42:57–72 61
123
significant for time 3 (bAGE = -.51, R2 = .25). Negative
events (LECN and LELN) did not show significant gender or
age effects. As the existence of age and sex effects can bias
the estimates of twin similarity, personality self-reports and
LE-scores were corrected for significant age and gender
effects within each measurement occasion using the
regression procedure. This correction did not affect the age
differences across measurement occasions but adjusted for
age effects at a given point in time. Residual scores were
used in the subsequent analyses.
Analyses of life events
Before running longitudinal biometric analyses, we com-
puted phenotypic correlations via Pearson’s product-
moment correlation within and across measurement occa-
sions using a pairwise deletion procedure for handling
missing values. As individuals who report more events of
one kind (e.g., positive, negative, controllable, and
uncontrollable) also tend to report more events of another
kind (Magnus et al. 1993; Plomin et al. 1990), we expected
positive correlations between all LE-scores reflecting
common occurrence of different life events. In line with
previous research, cross-time correlations within same life
event clusters should be larger than between different life
event clusters (Headey and Wearing 1989). That is, sta-
bility of individual differences should rather be due to
qualitative aspects of life events than due to the frequency
of common occurrence within a given interval of time.
Investigating the sources of continuity patterns in life
events, we extended phenotypic latent-state-trait models
(Steyer et al. 1999) to genetically informative models. We
used this biometric latent-state-trait model to disentangle
genetic and environmental stable and instable components
as well as common and specific LE-score components of
different qualitative aspects (i.e., controllable vs. less
controllable and positive vs. negative).
As a baseline, we began with a biometric model
allowing for a common factor within but not across mea-
surement occasions (LEFAC) reflecting the frequency of
common occurrence of different life events within a ret-
rospective 5-year interval (see Fig. 2, model variant in bold
type). The model also provides estimates of specific genetic
and environmental LE-score residuals, reflecting frequency
of occurrences in dependence of the life events’ control-
lability and valence.
The baseline model was compared to (1) a model that
allowed for a common ‘‘trait’’ factor (T-LEFAC; see Fig. 2,
model variant in bold and solid type) and (2) a model that
allowed for LE-score-specific ‘‘trait’’ factors (T-LECP,
T-LECN, and T-LELN; see Fig. 2, model variant in bold and
dashed type). T-LEFAC reflects continuity of common
occurrence of different life events across measurement
occasions. The LE-score-specific trait factors reflect con-
tinuity of occurrence in dependence of qualitative aspects
(controllability and valence).
Subsequently, these models were compared to a full
model (entire model in Fig. 2). Based on the best fitting
Fig. 2 This figure illustrates a
latent state-trait model of life
events (LE) that is genetically
informative. For simplicity, the
model is shown only for one
twin and allows for additive
genetic factors (A) and
nonshared environmental
factors (E) only; indices 1 and2: measurement occasions;
indices CP, CN, LN, and FAC:
controllable positive,
controllable negative, less
controllable negative, and
common factors reflecting
co-occurrence; T: ‘‘trait’’ factor
in sense of a stable factor.
Further description is presented
in the text
62 Behav Genet (2012) 42:57–72
123
phenotypic model, we finally tested biometric parameters
(e.g., A and E in Fig. 2). The model assumes environ-
mental effects equal for MZ and DZ twins, the absence of
assortative mating of twins’ parents, and no correlation and
interaction between genetic and environmental factors, but
can be extended to nonadditive genetic factors (d2) or
environmental effects shared by twins (c2). Both effects
contribute to twins’ resemblance (COVMZ = a2 ? d2 and
COVDZ = � a2 ? � d2, or COVMZ = a2 ? c2 and COV-
DZ = � a2 ? c2), but in a model of twins reared together
these effects cannot be detected in the presence of each
other. When both d2 and c2 are effective, a2 would be
overestimated. Studies including twins reared together and
reared apart have not found significant contributions of c2
but d2 (e.g., Plomin et al. 1990; Saudino et al. 1997). The
relative small sample size of our study reduced the power
to detect d2 in the presence of a2. However, a2 derived from
twins reared together is a quite good estimation of broad-
band heritability (a2 ? d2; Visscher et al. 2008). This
argues (1) against a violation of the equal environment
assumption and (2) for a2 as broad heritability estimation.
Nested model comparisons allowed us to examine, first,
whether the stability of individual differences in the fre-
quency of LE-occurrence depended on specific qualitative
aspects of experiences, and second, whether stability was
genetically or environmentally mediated. It is important to
note that within-time effects do not exactly reflect occa-
sional specificity in the sense of a latent-state-trait model
(Steyer et al. 1999), because LE-scores include retrospec-
tive reports on life events which occurred over an anterior
period of 5 years.
The models were fitted to the raw data via full infor-
mation maximum likelihood for handling missing values
using the statistical software package AMOS 18.0
(Arbuckle 2009). Different nested models were compared
using the v2-difference test and the comparative fit index
(CFI; Bentler 1990). A higher CFI indicates a better fit
(values range from 0 to 1). In addition, we evaluated the
significance of model parameters using the critical ratio
(C.R. = path coefficient/standard error).
Analyses of the links between life events
and personality
To investigate the reciprocal relations between personality
and life events, we analyzed biometric models with reci-
procal effects across time. Figure 3 represents the full
model (reflecting Gottlieb’s 1991, system view; see Fig. 1).
It is an extension of a genetic simplex model (allowing for
additive genetic, A, and nonshared environmental effects,
E; Boomsma and Molenaar 1987) to a model with bidi-
rectional relations between personality (P) and LE-scores
(LE). This model can be extended to nonadditive genetic
factors (d2) or environmental effects shared by twins (c2,
for facility of inspection not shown in Fig. 3). Please note
that there is a strict chronological order of variables, that is
personality at three measurement occasions (PTime1, PTime2,
and PTime3) and aggregates of life events for the two ret-
rospective intervals of time between the three measurement
occasions (LETime1-2, and LETime2-3).
The model allows for estimates of independent genetic
and environmental stability in personality (a31 9 a53 and
e31 9 e53) and in LE-scores (a42 and e42). Since three
personality measurements are available, measurement error
can be taken into account (e). Previous studies have shown
that continuity in personality is due to both genetic and
environmental components (Johnson et al. 2005; Kandler
et al. 2010a). Thus, we did not test the relevant paths (a31,
a53, e31, and e53) which were freely estimated. Regression
coefficients between personality and LE-scores (a21, a32,
a43, a54, e21, e32, e43, and e54) reflect reciprocal effects
attributable to genetic and environmental factors. All
parameters with index ‘‘R’’ represent measurement-occa-
sional specific components.
For model identification, variances of latent variables
were fixed to one and paths were estimated (see Neale and
Maes 2004). We assumed that measurement errors (e) for
personality measures were equal across measurement
occasions. In addition, we fixed a2, a3, a4 and a5 as well as
e2, e3, e4 and e5 to one in order to estimate higher-order
paths that represent specific components of these fixed
parameters. The full model was fitted to the data via full
information maximum likelihood and was compared to
more restrictive (nested) models in which several recipro-
cal paths were fixed. That is, we tested for (1) unidirec-
tional models allowing for directional effects from
personality to LE-scores or (2) vice versa versus (3) bidi-
rectional models allowing for reciprocal relations. In
addition, we tested for (a) genetic effects, (b) environmen-
tal effects, or (c) both between personality and LE-scores
(e.g., genetic paths from personality to LEs and environ-
mental paths from LEs to personality, see the associated
section of the Results for more details). The v2-difference
test was used for nested model comparisons and the CFI for
descriptive comparisons of non-nested models.
Results
Analyses of life events
LE-score-correlations within and across measurement
occasions, that is correlations of LE aggregates within and
across intervals of 5 years, are presented in Table 2.
Within measurement occasions (i.e., within intervals of
time), we found moderate correlations among LE-scores
Behav Genet (2012) 42:57–72 63
123
(between r = .26 and r = .43) indicating that individuals
for whom more controllable positive life events occurred
more often also experienced less controllable and negative
life events. Across measurement occasions (i.e., across
intervals of time), correlations were higher within than
among the LE-scores indicating moderate to substantial
stability within qualitative aspects of life events (r = .32
up to r = .50) but low to moderate stability for common
occurrence (r = .08 up to r = .27) indicating that conti-
nuity in aggregates of life events is to some extent common
but also attributable to the specific qualitative aspects of
experiences.1 The pattern of correlations within and across
time was in line with previous research (e.g., Headey and
Wearing 1989).
We investigated the sources of continuity in LE-scores
by comparing different modifications of genetically infor-
mative latent-state-trait models (Fig. 2).2 There was no
Fig. 3 This figure illustrates a
bidirectional genetic simplex
model of the relationship
between personality variables
(P) and LE-scores (LE). For
simplicity, the model is shown
only for one twin: A and a:
latent additive genetic factor
and path; E and e: latent
nonshared environmental factor
and path; e: measurement error
of personality self-reports; Time1, 2, and 3: measurement
occasions 5 years apart; Time1-2 and Time 2-3: first and
second interval of 5 years;
Index R: residuals; further
descriptions in the text
1 We ran additional multivariate regression analyses with all three
life event aggregates at the first measurement occasion as predictors
for each score at the second measurement occasion. We found that
only the continuity within qualitative aspects were significant when
controlling for prior links between qualitative aspects of life events
(b = .39 for positive events; b = .48 for controllable negative events;
b = .27 for less controllable events). There was one exception:
Controllable negative events at the first measurement occasion
Footnote 1 continued
additionally accounted for a significant amount of variance in less
controllable life events at the second measurement occasion
(b = .17).2 Prior to longitudinal analyses, we estimated within-time MZ and
DZ twin correlations. For positive life events, MZ twin correlations
were .24 at time 2 and .31 at time 3, whereas DZ correlations were .09
and .19, respectively; for controllable negative life events, MZ and
DZ twin correlations were .34 and .12 at time 2 and .35 and .12 at
time 3; and for less controllable negative life events, we found MZ
and DZ twin correlations of .31 and .15 at time 2 and .42 and .30 at
time 3. For all scores and both measurement occasions, an univariate
twin model allowing for additive genetic (a2) and nonshared
environmental effects (e2) provided the best model fit compared to
more complex models additionally allowing for shared environmental
effects or nonadditive genetic effects and compared to more
64 Behav Genet (2012) 42:57–72
123
improvement of fit when we additionally allowed for
shared environmental or genetic dominance effects. We
began with the baseline model (allowing for a common
factor of LE-scores at each measurement occasion) and
compared it with more complex models. Parameter esti-
mates of models are presented in Table 3. A common trait
factor model (Dv2(2) = 91.76; p = .00; CFI = .876) as
well as a model allowing for specific trait factors on each
LE-score (Dv2(6) = 110.84; p = .00; CFI = .898) led to
significant improvements of fit against a baseline model.
The full model (Dv2(8) = 168.40; p = .00; CFI = .979)
provided improvements in fit against all other models. That
is, continuity of individual differences in the frequency of
experiencing life events was accounted for by a common
source (T-LEFAC) as well as by factors specific for different
aspects of life events (T-LECP, T-LECN, and T-LELN).
Subsequently, we systematically dropped all insignifi-
cant and small biometric model parameters (A and E, see
Fig. 2) based on critical ratio to obtain a more parsimoni-
ous model. This modification procedure was terminated
when the model fit significantly worsened against the full
model. The best fitting model (last column of Table 3)
fitted the data not significantly worse compared to the full
model (Dv2(7) = 3.86; p = .80; CFI = .984).
From this longitudinal model (Fig. 4) we could infer: (1)
stable variance in the common occurrence of several life
events (15–29%) was exclusively influenced by genetic
factors; (2) specific stability in controllable positive life
events (16%) was also exclusively genetically affected; (3)
specific stable variance in controllable negative life events
(29%) was genetically and environmentally mediated; (4)
specific continuity in less controllable life events (7%) was
exclusively environmentally influenced; and (5) the largest
component of each LE-score (52–70%) was instable and
almost exclusively environmentally affected. In line with
previous research (Kendler and Baker 2007), about one-
third of the variance in life events was due to genetic
effects and two-thirds were due to nonshared environ-
mental effects at both time intervals. The clear pattern of
genetic and environmental sources of stability and insta-
bility in life events helps to explain the phenotypic conti-
nuity of life events, but also established a genetic pattern
that needs to be explained. Personality traits can poten-
tially help to explain these patterns.
Analyses of the links between life events
and personality
Correlations between personality traits and LE-scores are
given in Table 4. P?LE links reflect correlations between
personality domains at a given point in time and retro-
spective LE-scores at a proximate measurement occasion.
LE?P links describe correlations between personality
domains and retrospective LE-scores measured at the same
point in time. In line with previous research, correlations
between personality and LE variables were rather small (all
correlations fell short of r = .30; see Table 4). However,
there was a distinct pattern of significant correlations: if
P?LE correlations were positive, the LE?P correlations
were also positive and the same was true for negative
correlations. It should be noted that the LE?P correlations
were not corrected for the former P?LE links of variables.
Testing unidirectional versus reciprocal relations and
genetic as well as environmental mediations, we ran
biometric model fitting analyses for all cases of rela-
tionships since genetic and environmental sources might
have opposite effects, which would have led to pheno-
typic zero correlations. First, we compared the full model
(model 1; Fig. 3) with four restricted bidirectional mod-
els: (a) a model allowing for genetic links only (model 2a:
dropping e21, e32, e43, and e54), (b) a model allowing for
environmental links only (model 2b: dropping a21, a32,
a43, and a54), (c) a model allowing for genetic effects
through personality on life events and environmental
effects from life events to personality (model 2c: dropping
e21, a32, e43, and a54), and (d) a model allowing for
genetic effects through life events on personality and
environmental effects from personality to life events
(model 2d: dropping a21, e32, a43, and e54). In addition,
we compared the full model with two unidirectional
models (e) allowing for only unidirectional effects from
personality to LE-scores (model 2e: dropping a32, a54, e32,
e54) and (f) vice versa (model 2f: dropping a21, a43, e21,
Table 2 LE-score correlations within and across measurement
occasions
LE-score Time 2 Time 3
LECP LECN LELN LECP LECN
Time 2 LECN .31*
LELN .39* .43*
LECP .39* .12* .14*
Time 3 LECN .17* .50* .23* .26*
LELN .08 .27* .32* .29* .42*
Note. LECP controllable positive events, LECN controllable negative
events, LELN less controllable negative events, correlations were
estimated for both twin and co-twin subsamples, Fisher’s z trans-
formed, averaged, and transformed back; stability of LE-scores is
shown in boldface
* Correlations are significant on level p \ .05
Footnote 2 continued
restrictive models only allowing for nonshared environmental effects.
Confidence intervals indicated no significant differences in the
amount of genetic variance among LE-scores and across time.
Re-running the analyses without opposite-sex DZ pairs led to almost
identical results but slightly reduced statistical power.
Behav Genet (2012) 42:57–72 65
123
e43). Subsequently, we tested more restricted models
allowing for only unidirectional genetic versus environ-
mental effects from personality to LE-scores (model 3a:
dropping a32, a54, e21, e32, e43, and e54; model 3b:
dropping e32, e54, a21, a32, a43, and a54) and from
LE-scores to personality (model 3c: dropping a21, a43, e21,
e32, e43, and e54; model 3d: dropping e21, e43, a21, a32,
a43, and a54). Finally, all models were compared to an
Table 3 Genetically informative latent-state-trait models: explained variance components
Baseline model Common trait factor Specific trait factors Full model Best fitting model
Explained phenotypic components
LEFAC1 ? LECP1 .29* .26* .30* .29* .29*
LEFAC1 ? LECN1 .36* .50* .27* .36* .37*
LEFAC1 ? LELN1 .53* .43* .49* .53* .53*
LEFAC2 ? LECP2 .27* .24* .27* .27* .26*
LEFAC2 ? LECN2 .34* .47* .24* .34* .34*
LEFAC2 ? LELN2 .51* .40* .46* .51* .50*
T-LEFAC ? LEFAC1 – .68* – .54* .50*
T-LEFAC ? LEFAC2 – .76* – .59* .57*
T-LECP ? LECP1 – – .14* .14* .16*
T-LECP ? LECP2 – – .15* .14* .16*
T-LECN? LECN1 – – .35* .28* .28*
T-LECN? LECN2 – – .36* .29* .29*
T-LELN ? LELN1 – – .15* .06* .07*
T-LELN ? LELN2 – – .16* .06* .07*
Explained genetic (A) and environmental components (E)
A ? LECP1 .20* .21* .06* .06* –
A ? LECN1 .10* .02 .00 .00 –
A ? LELN1 .08* .12* .06* .09* .09*
A ? LECP2 .21* .21* .06* .06* –
A ? LECN2 .11* .02 .00 .00 –
A ? LELN2 .09* .13* .07* .09* .09*
E ? LECP1 .51* .54* .50* .51* .55*
E ? LECN1 .53* .48* .39* .36* .36*
E ? LELN1 .38* .45* .30* .32* .31*
E ? LECP2 .52* .55* .52* .52* .57*
E ? LECN2 .55* .51* .40* .37* .37*
E ? LELN2 .40* .47* .32* .34* .34*
A ? LEFAC1 .43* .00 .33* .00 –
A ? LEFAC2 .59* .00 .49* .08 –
E ? LEFAC1 .57* .32* .67* .46* .50*
E ? LEFAC2 .41* .24* .51* .33* .43*
A ? T-LEFAC – .79* – .86* 1.00*
E ? T-LEFAC – .21* – .14* –
A ? T-LECP – – 1.00* 1.00* 1.00*
A ? T-LECN – – .48* .37* .37*
A ? T-LELN – – .55* .00 –
E ? T-LECP – – .00 .00 –
E ? T-LECN – – .52* .63* .63*
E ? T-LELN – – .45* 1.00* 1.00*
Note. The full maximum likelihood procedure was used fitting the raw data to the model and parsimonious modifications presented in Fig. 2.
Components were computed from squared standardized path coefficients
* Variance components were significant on p B .05 (C.R. [ 1.96)
66 Behav Genet (2012) 42:57–72
123
Fig. 4 This figure illustrates the
best fitting model variant (last
column of Table 3) of the full
model shown in Fig. 2. For
simplicity, the model is shown
only for one twin: A: latent
additive genetic factor and path;
E: latent nonshared
environmental factor and path;
indices 1 and 2: measurement
occasions; indices CP, CN, LN,and FAC: controllable positive,
controllable negative, less
controllable negative, and
common factor reflecting
co-occurrence; T: ‘‘trait’’ factor
in sense of a stable factor.
Model parameters reflect the
standardized path coefficients.
Dashed model elements were
not significant and fixed to zero.
Further description is presented
in the text
Table 4 Reciprocal genetic simplex models: best fitting models of the relationship between personality and LE-scores
Variables Phenotypic correlations Best fitting model Model fit Model descriptions
Personality Life events P?LE LE?Pa Dv2 (df) Dp
N LECP -.06/.01 -.05/.02 4 7.78 (8) .46 No significant relation
LECN .09*/.13* .11*/.15* 3a 6.27 (6) .18 Genetic P?LE
LELN -.00/.05 .05/.09 3d 5.06 (6) .54 Environmental LE?P
E LECP .14*/.15* .13*/.14* 3a 1.73 (6) .94 Genetic P?LE
LECN .07/.05 .08/.05 4 12.28 (8) .14 No significant relation
LELN .06/.07 .06/.04 4 4.68 (8) .79 No significant relation
O LECP .11*/.28* .10*/.25* 3a 6.75 (6) .35 Genetic P?LE
LECN .06/.08 .10*/.09 2c 3.15 (4) .53 P?LE?P reciprocal effects
LELN .10*/.10* .11*/.10* 3a 4.16 (6) .66 Genetic P?LE
A LECP -.02/-.04 -.06/-.06 4 8.59 (8) .38 No significant relation
LECN -.12*/-.20* -.11*/-.20* 2c 2.60 (4) .63 P?LE?P reciprocal effects
LELN -.08/-.13* -.08/-.12* 3a 3.14 (6) .79 Genetic P?LE
C LECP .07/.06 .06/-.03 4 6.91 (8) .55 No significant relation
LECN -.03/-.05 -.06/-.04 4 10.79 (8) .21 No significant relation
LELN .02/-.02 -.02/-.09 4 9.19 (8) .33 No significant relation
Note. N Neuroticism, E Extraversion, O Openness, A Agreeableness, C Conscientiousness, LECP controllable positive events, LECN controllable
negative events, LELN less controllable negative events, P?LE and LE?P: correlations between personality and life events, Dv2: v2 difference
to the full model, phenotypic correlations were estimated for the first (prior slash) and the second interval of time (onto slash); the full maximum
likelihood procedure was used fitting the raw data to the model presented in Fig. 3 and parsimonious modifications
* Significant on p \ .05a Not corrected for former correlations between personality and life events
Behav Genet (2012) 42:57–72 67
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independent model (model 4) fixing all paths between
personality and LE-scores to zero.
The best fitting models are shown in Table 4. Balancing
fidelity and parsimony, we chose the models which did not
fit the data significantly worse than more complex (nested)
models or the full model and also showed the highest CFI.
In addition, further reduction of parameters should result in
significantly worse fit. Model comparisons with the full
model (i.e., the v2-difference tests) are shown for each
relationship in Table 4.
In all cases of significant correlations between person-
ality and life events, the models 2c, 3a, or 3d fitted the data
best. That is, the effects from personality on life events
were genetically mediated whereas the effects from LE-
scores on personality were environmentally mediated.
Based on model fitting results, we estimated averaged
genetic and environmental links derived from the respec-
tive best fitting models (pictured in Fig. 5). The overall
genetic links were calculated as [a21 ? (a31 9 a21 9 a42
? a43)]/2 and the environmental links as [e32 ? (e42 9
e32 9 e53 ? e54)]/2. In the following, we describe the
results with respect to each specific personality domain. In
line with previous research (e.g., Kandler et al. 2009),
about half of the variance in self-reports on personality was
attributable to genetic effects.
For Neuroticism, genetic factors (a2) accounted for
51%, whereas the other half was due to nonshared envi-
ronmental effects (e2 = 32%) and measurement error
(e2 = 17%). The 10-year genetic and environmental con-
tinuities were rG = .92 and rE = .85 (rE was corrected for
e2). Neuroticism was positively related to negative events,
especially to controllable negative life events. This relation
was genetically mediated and unidirectional. Neuroticism
explained about 2% of the variance in controllable negative
LE (about 4% of the genetic variance). Nearly all shared
genetic variance was stable through genetic continuity in
controllable negative events. The direction of the effects
was inverted for the relationship between Neuroticism and
less controllable negative life events. That is, these life
events led to an increase in Neuroticism (accounting for
about 1% of the environmental variance in Neuroticism).
Extraversion (a2 = 54%, e2 = 31%, e2 = 15%, rG =
.95, rE = .74) was positively related to controllable posi-
tive life events with only one significant direction that was
genetically mediated indicating that individuals high on
Extraversion experienced more controllable positive
events. Genetic influences on Extraversion accounted for
about 2% of the variance in such events (about 12% of the
genetic variance, primarily stable through the genetic
continuity of such events).
Openness (a2 = 55%, e2 = 32%, e2 = 13%, rG = .89,
rE = .60) was positively related to all LE-scores (but in
particular to positive events). These relationships were
primarily genetically mediated and unidirectional from
Openness to LE-scores. This indicates that individuals who
are genetically predisposed to be more open tend to
experience a greater number of life events, especially
controllable positive events. Genetic factors on Openness
accounted for about 4% of the variance in controllable
positive events (17% of the genetic variance). Openness
also accounted for variance in controllable negative (about
1%; 2% of the genetic variance) and less controllable
negative events (about 2%; 4% of the genetic variance). In
addition, there was an effect from controllable negative
events on Openness that was environmentally mediated
(accounting for about 1% of the environmental variance in
the personality trait).
Agreeableness (a2 = 48%, e2 = 34%, e2 = 18%,
rG = .88, rE = .76) was negatively related to negative life
events through the genetic pathway from this personality
dimension to controllable (explained about 2% of variance,
6% of the genetic variance) and less controllable events
(accounting for about 1% of variance, 3% of the genetic
variance). For the controllable undesirable events, how-
ever, there was also an environmental pathway back to
Agreeableness (explained about 1% of the environmental
variance). The relationships indicate that genetically based
Agreeableness may prevent negative experiences and, in
(a)
(b)
(c)
Fig. 5 Genetic and environmental unidirectional and reciprocal
effects between personality and life events are illustrated. Genetically
mediated effects are shown in solid paths and environmentally
mediated effects are presented in dashed paths. Path coefficients
reflect latent genetic and environmental correlations
68 Behav Genet (2012) 42:57–72
123
turn, negative experiences tend to make people less
agreeable. Finally, Conscientiousness (a2 = 53%, e2 =
34%, e2 = 13%, rG = .92, rE = .62) was not related to the
life events assessed in our study.
Discussion
We studied the sources of continuity in experiencing life
events and the directionality and sources of the relation-
ships between personality traits and life events. Our results
support the following conclusions. First, the continuity of
aggregates (or recurrence) of negative and positive events
can be attributed to genetic factors, whereas the larger
proportion of variance is not stable and influenced by
environmental effects. There is even stable common vari-
ance in different clusters of life events that is exclusively
genetically influenced. Second, prospective associations
from personality traits to life events are mediated by
genetic factors and genetic effects on life events can partly
be explained by genetic effects on personality. Third,
controlling for genetic factors on and between personality
traits and life events, there are very small but significant
effects from negative life events on Neuroticism, Open-
ness, and Agreeableness accounting for a small proportion
of environmental variance in these personality traits. We
will discuss these conclusions and their implications in
turn.
Life events as genetic traits and environmental states
The expected positive correlations of LE clusters across
two measurement occasions indicate that certain classes of
events tend to be repeated in individuals’ lives (Headey and
Wearing 1989). Our results indicate that this continuity is
primarily a function of genetic effects supporting the the-
ory that occurrences and reoccurrences of certain experi-
ences are primarily directed by genotypes (Scarr and
McCartney 1983). Moreover, positive cross-cluster cross-
time correlations are exclusively due to a common genetic
factor which explains that some individuals tend to expe-
rience more events than other people independent of the
controllability and valence of events. These genotypic
differences might affect that some people are more pro-
active, are more open to different experiences, or have
more social contacts than other people, which in turn
increase the frequency of different life events and
experiences.
With respect to controllability and valence, genetic
factors play the major role in the continuity or repetition
specific for controllable and positive life events. This
directly supports the concept of the genetic control of the
exposure to certain events which are primarily positive and
desirable (Kendler 2001; Plomin et al. 1990). In contrast,
continuity specific for negative life events is primarily
environmentally mediated. This might reflect stability of
the economic and social environment. For example,
unemployment, lay-off, and demotion in the work place
may more often reoccur in a high unemployment area.
Consumption of drugs, children in trouble, and major
conflicts may more often reoccur in a high crime area
(Headey and Wearing 1989).
The major proportion of individual differences in the
occurrence of life events is instable and environmentally
mediated. A significant amount of these environmental
factors seems to be common for different aspects of life
events but not shared by twins. A common environmental
factor may reflect rater biases. However, as already men-
tioned, to the degree to what events are rather factual and
externally verifiable this explanation is implausible (e.g.,
Kendler et al. 2003; Magnus et al. 1993). It is rather
plausible that events ‘‘flow from each other’’ (Headey and
Wearing 1989, p. 738). That is, events occur and reoccur
because of the occurrence of other events within and across
aspects of life events, such as valence and control. For
example, unemployment (less controllable negative event)
may increase the probability of financial problems (less
controllable negative event). Promotion in the work place
(positive event) may lead to job related separation from
partner (negative event). Beyond genetic factors and
common occurrences of life events, at least one-third of
variance in life events is aspect-specific and temporary.
That is, a large proportion of environmental differences of
individuals reflect the random nature of (qualitative aspects
of) life events as short-time situational effects.
In sum, the tendency to have more major individual
experiences and the continuity of aggregates of certain
experiences, in particular positive experiences, is affected
by the genetic makeup. Whether the underlying process is
an active one—like seeking out positive environments or
transforming situations in a positive direction—or a reac-
tive—like evoking sympathy, attraction, or support from
others—is an important question for future research. Con-
tinued negative experiences on the other hand might be
explained by the stability of the social and economic
environments the people live in. The short-time common
occurrence of positive and negative or controllable and less
controllable events may reflect the dynamics of the envi-
ronment like one (bad or good) thing leads to another.
Genetic links between personality and life events
We hypothesized that genetic differences in personality
may account for a significant amount of genetic variance in
future life events. In line with previous research, Neuroti-
cism showed a moderate positive relation to negative
Behav Genet (2012) 42:57–72 69
123
events, Extraversion to positive events, and Openness to
both (Headey and Wearing 1989; Saudino et al. 1997). In
addition, our study indicates negative associations between
Agreeableness and negative events. The impetus of these
associations was due to genetic factors on personality.
Thus, genetic influences on life events may partly arise as
genetic control of exposure to certain events via personality
(Kendler 2001), or in other words as genotype–environ-
ment correlation (Plomin et al. 1977).
However, there was a large residual proportion of
genetic variance in LE-scores not accounted for by genetic
factors on personality traits considered in our study.
Potentially, other genetically influenced individual char-
acteristics related or not related to personality may play an
additional role. Cognitive abilities, for example, are asso-
ciated with job success (e.g., Schmidt and Hunter 1998)
and may systematically influence the occurrence of specific
economic events. Physical attractiveness and self-esteem
may facilitate benefits in social interaction (e.g., starting a
firm relationship with a new partner, social support). Also,
an increase in psychiatric symptoms can affect an increase
in negative life events (e.g., Billings and Moos 1982).
Other dispositional characteristics may mediate the genetic
control of exposure to certain events. Motivational vari-
ables, such as major life goals (Bleidorn et al. 2010) and
individual interests (Kandler et al. in press) appear to have
unique genetic basis that is independent from the genetic
factors influencing personality traits. Life goals and inter-
ests are very plausible candidates affecting individuals’
exposure to certain events.
Environmental links between life events
and personality
Controlling for effects of personality on life events, we
found significant influences from negative life events on
Neuroticism, Openness, and Agreeableness. This finding
partly supports the idea of reciprocal influences between
personality and life events (Gottlieb 2003). However, it
should be noted that the revealed effects were rather small
and there were no significant effects from positive events
on personality traits. This might be attributable to the
desired nature of positive events that needs no effort for
individual adaptation.
The influences from negative life events are environ-
mentally mediated accounting for a small proportion of
environmental effects on Neuroticism, Openness, and
Agreeableness not shared by twins. That is, the influence
from life events on personality is independent of twins’
shared genetic makeup. On the one hand, personality
genotypes affect the probability of exposure to certain
environments which are correlated within twin pairs as a
function of their genetic relatedness. On the other hand,
these environments appear to allocate experiences which
affect phenotypic differences within twin pairs. Such a
mechanism provides a good explanation for the increase of
continuity in personality and the decrease of heritability of
personality across the life span (Kandler et al. 2010a).
The low and environmentally mediated effects of life
events on personality supports the idea that the causal
impact of any single event may be very small, unsystem-
atic, and (or) nonlinear (Plomin and Daniels 1987; Turk-
heimer and Waldron 2000). The cumulative effect of
multiple events may cause detectable personality changes
(Dunn and Plomin 1990; Plomin et al. 2001). In addition,
the impact of one event (e.g., personally relevant signifi-
cant experience of success) may buffer another one (e.g.,
degrading in work) and only very extreme experiences
might have a large direct influence (Ge et al. 2009;
Lockenhoff et al. 2009).
Nonshared environmental influences can also reflect
statistical genotype–environment interaction if this is not
included in the model (Purcell 2002). That is, the indi-
vidual adaptation given a life event depends on the indi-
vidual context. Consequently, the consideration of an
overall picture of the interplay between personality and
environments needs more complex interactionist perspec-
tives (South and Krueger 2008) and research strategies that
requires large sample sizes such as modeling genotype–
environment correlation in the presence of genotype–
environment interaction (Purcell 2002).
Limitations
The present study extends previous research by using a
multivariate biometric design to disentangle continuity in
occurrences of life events and links between personality
and life events into genetic and environmental sources.
However, several limitations have to be discussed that
could be overcome by future research.
First, the sample is only modest in size. Thus, the sta-
tistical power of our analyses was relatively low to disen-
tangle small associations between personality and life
events in genetic and environmental effects. In fact, our
model tests provide support for only one source of effects
respectively: Genetic effects through personality on life
events and environmental effects from life events on per-
sonality. Thus, there may be additional mediating effects
not detectable in our study.
Second, as in most voluntary twin studies, there is an
overrepresentation of women relative to men and MZ rel-
ative to DZ twins. However, the revealed pattern of phe-
notypic correlations among life events across time as well
as between personality and life events generally replicates
previous studies with larger and more representative sam-
ples (e.g., Headey and Wearing 1989).
70 Behav Genet (2012) 42:57–72
123
A further limitation regarding our sample concerns the
rather wide range of age. Although we corrected for age
effects, different age groups might differentially evaluate
one and the same event (e.g., retirement, death of a close
person). Also, stability of life events (and the correspond-
ing role of heritable traits) might be higher or lower at
different times in adulthood. Future genetically informative
studies might focus on potential age differences (e.g.,
before and after leaving the childhood home or before and
after retirement). Finally, the system used to classify life
events may obscure important patterns that involve specific
events or other possible distinctions, such as normative and
non-normative events.
Summary
The entire picture of our results supports the concept of
genotype–environment correlation (Scarr and McCartney
1983) and provides partial support for a bidirectional per-
son-environment model as a crucial element of human
development (Gottlieb 1991, 2003). Genotypic differences
significantly impact individual differences in the exposure
to certain events (Kendler 2001). In particular, genetic
factors influence the stability or the recurrence of positive
events. These environments allocate experiences which, in
turn, may retroact on the individual. Since genetic bases for
personality explain some of the heritability of later life
events, personality indeed mediates genetic influences on
life events. Moreover, that life events explain some of the
nonshared environment in future personality is a demon-
stration that life events reflect some of the nonshared
environmental influences on personality. Thus, it appears
that ‘‘nature proposes’’ and ‘‘environment disposes’’ the
human development (Scarr 1993, p. 1333).
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