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Investigation of the Substitution Reaction Pathways of
Antidiabetic Chromium(III) Supplements
by
Mohammed Kabir Uddin
BSc (Hons.), MSc, MPhil, MS
A Thesis Submitted to the
School of Engineering & Information Technology
in Fulfillment of the Requirements
for the Degree of
Doctor of Philosophy
in Chemical and Metallurgical Engineering and
Chemistry
Murdoch University
Feb 2017
Murdoch Western Australia
ii
Declaration
I declare that the work presented in this thesis is my own account of my
research and contains as its main content work which has not previously
been submitted for a degree at any other university or institution.
......................................................
(Mohammed Kabir Uddin)
iii
Abstract
Chromium(III) complexes are regularly included in nutritional supplements and are
reported to lower blood glucose levels in type 2 diabetics. However, questions have
been raised about potential toxicity. Understanding the reactivity of these complexes is
key to understanding their behaviour in physiological environments. Therefore, the
central aim of this work is to explore the speciation of these complexes under different
conditions using both computational and experimental methods.
The computational studies involved a detailed mechanistic investigation of the
substitution reaction pathways of several chromium(III) nutritional supplements (e.g.
chromium(III) chloride, glycinato-chromium(III) ([Cr(gly)x(H2O)6-2x](3-x)+
where x = 1 ‒
3) and their conjugate bases and chromium(III) picolinate (Cr(pic)3) using state-of-the-
art computational chemistry techniques.
A number of mechanistic aquation pathways were investigated including associative
interchange (Ia), dissociative interchange (Id), associative (A) and dissociative (D), to
predict the overall activation enthalpies of these processes. Our initial computational
investigations have focussed on the mechanistic pathways for aquation of chromium(III)
chloride under acidic (stomach) and mild (duodenum and blood) conditions. DFT
iv
calculations reveal that aquation of CrCl3 is slow in an acidic environment and this
limits speciation of the complex. However, at mild pH, conjugate base complexes easily
form, leading to a significant number of species that may be involved in halide-water
exchange pathways.
The activation enthalpies for aquation of tris-glycinatochromium(III) and its
conjugate base at mild and physiological pHs via the dissociative (D) mechanism are in
consistent agreement with the experimental results. Aquation of [Cr(pic)3]0 initially
proceeds via a dissociative ring-opening step to form the [Cr(pic)2(H2O)(picH2)]+
intermediate in acidic media. The reaction may then proceed via two possible pathways
involving either stepwise (two-step) or concerted (one-step) mechanisms. Throughout
these studies solvent calculations were performed using the polarizable continuum
model (PCM). However, the inclusion of explicit solvation was also found to be
important for many processes.
The experimental component of the study involved the synthesis of chromium(III)
nutritional supplements and characterization (elemental analysis, atomic absorption
spectroscopy, NMR, HPLC, ATR-FTIR, Raman, and ESI−MS spectroscopy).
Investigation of solvent and pH effects using UV−Vis monitoring (pH ~3.0 to ~8.5) and
electron paramagnetic resonance (in both solid and frozen state) complemented the
theoretical studies of the speciation and interaction of Cr(III) metal with amino acid
ligands. The electrochemical properties of [Cr(gly)3]0 were also investigated for the first
time using cyclic voltammetry (CV) and it was found that this complex can undergo
reversible electron transfer, which may play a role in its biological activity.
v
Dedication
To
the Memory of
My father.
I also would like to dedicate this thesis to:
My mother
My wife and my daughters
Tanisha
Maisha
vi
Acknowledgements
I am very grateful to my mother and lovely wife N. Nahar for their enormous
support, inspiration and encouragement during my journey towards achieving my PhD
degree.
I would like to express my deepest gratitude to my principal supervisor Dr. David J.
Henry, for his kind advice, indispensable guidance, encouragement, support, invaluable
suggestions, and careful supervision throughout the progress of my research work. I
would like to thank my secondary supervisors Dr. Leonie Hughes and Dr. David Ralph
(Postgraduate Research Director of Engineering and Information Technology) for their
support, help and encouragements throughout my PhD program.
I would also like to thank my supervisory committee head, Prof. Parisa Arabzadeh
Bahri, for her valuable suggestions and support throughout the progress of my PhD
program. I am indebted and have the great pleasure to thank my collaborator and Master
of Science (MS) supervisor Prof. Raymond A. Poirier FCIC, Department of Chemistry,
Memorial University, Canada for his valuable suggestions and cooperation during the
progress of my research work.
vii
In addition, I would like to acknowledge the School of Engineering and Information
Technology for the Maintenance Funds and the Graduate Research Studies at Murdoch
University for the Conference Travel Award and the Australian Government Research
Training Program Scholarship (i.e. IPRS and APA) and Murdoch top-up for financial
support and all the laboratory instrumental supports during my candidature. I would also
like to thank Prof. Bogdan Dlugogorski, Dean of Engineering and Information
Technology for providing access to the EPR and TGA-DSC facilities. I would like to
acknowledge the following individuals, for their technical assistance during my
laboratory learning experiences for research techniques and expertise in my research:
Andrew Foreman, Dr. Marc Hampton, Dr. Juita, David Zeelenberg, Jacqueline, Saijel
Jani, and Caitlin Sweeney. I am grateful to the Australian National Computational
Infrastructure (NCI) facility and the Atlantic Computational Excellence Network
(ACENET) for computer time.
I would like to give special thanks to my colleagues and friends Dr. Alrawashdeh,
Dr. Delgado, Nick, Lou, Dr. Mahbub, Dr. Kuba, Moktadir, Dastogeer, Ahsan Habib,
Toriqul Islam, and Dr. Michelle, for their support in different aspects during my
candidature especially in the thesis writing.
Finally, I would like to extend a special thanks to my brothers, sisters, and parents-
in-law, for their encouragement and the support of my family. I am very grateful to Dr.
Azad Hasan Yusuf, Dr. Kamrun Nahar and Shamsun Nahar, for their support,
inspiration and encouragement throughout the completion of my PhD candidature. I am
also grateful for my beautiful daughters Tanisha and Maisha, for their chats on Skype,
which made me feel good during my PhD study in Australia.
viii
Table of Contents
Title Page
i
Declaration
ii
Abstract
iii
Dedication
v
Acknowledgements
vi
Table of Contents
viii
List of Symbols and Abbreviations
xii
List of Publications xv
Attribution xvi
Chapter 1 Introduction and Literature Review………………………….. 1
1.1 General Introduction 1
1.2 Literature Review
3
1.2.1 Investigation on the Hydrolysis of Cr(III) Complexes 3
1.2.2 Investigation on the Oxidation of Cr(III) Complexes 5
1.2.3 Formation and Hydrolysis of Cr(III)-Biomolecule Species 7
1.2.4 Theoretical Studies of M(III) Metal Complexes 13
1.3 Theoretical Background 18
1.3.1 Theoretical Methods 18
1.3.1.1 Transition State Theory 19
1.3.1.2 Electronic Structure Theory 20
1.3.1.3 Density Functional Theory 22
ix
1.3.1.4 Solvation Models 26
1.3.1.5 Correlation-Consistent Basis Sets 27
1.4 Aims and Objectives 28
1.5 Significance of the Research 29
1.6 Methodology 30
1.6.1 Computational Procedure 30
1.6.2 Experimental Methods 32
1.7 Outline of the Thesis 33
1.8 References
35
Chapter 2 Mechanistic Investigation of Halopentaaquachromium(III)
Complexes: Comparison of Computational and Experimental Results…...
39
Abstract 39
Introduction 40
Computational Methods 47
Results and Discussion 49
Conclusions 68
Supporting Information Summary 69
Acknowledgements 69
References 70
Chapter 3 Mechanistic Study of the Aquation of Nutritional Supplement
Chromium Chloride and other Chromium(III) Dihalides…………………
73
Abstract 73
Introduction 74
Computational Methods 79
Results and Discussion 81
Conclusions 99
Supporting Information Summary 100
Acknowledgements 100
References 101
x
Chapter 4 Further Theoretical Studies of the Aquation of Chromium(III)
Chloride Nutritional Supplement: Effect of pH and Solvation………............ 104
Abstract 104
Introduction 105
Results and Discussion 109
Conclusions 137
Supporting Information Summary 138
Acknowledgements 138
References 138
Chapter 5 Investigation of the Spectroscopic, Thermal and
Electrochemical Properties of Tris-glycinato)chromium(III)……………… 141
Abstract 141
Introduction 142
Results and Discussion 146
Conclusions 161
Supporting Information Summary 161
Acknowledgements 162
References 162
Chapter 6 Investigation of Mono‒, Bis‒, and Tris-glycinato
chromium(III): Comparisons of Computational and
Experimental Results…………………………………………………….……
166
Abstract 166
Introduction 167
Experimental 171
Results and Discussion 176
Conclusions 196
Supporting Information Summary 197
Acknowledgements 197
References 197
xi
Chapter 7 Electron Paramagnetic Resonance Spectroscopy and New
Insights into the Substitution Reaction of Chromium(III) Picolinate……...
200
Abstract 200
Introduction 201
Experimental 206
Results and Discussion 213
Conclusions 225
Supporting Information Summary 226
Acknowledgements 226
References 226
Chapter 8 Summary and Future Directions………………………….……
231
Appendices……………………………...………………………………………
237
Appendix A 237
Appendix B 239
Appendix C 244
Appendix D 247
xii
List of Symbols and Abbreviations
Cr Chromium
Cr3+
or Cr(III) Trivalent Cr ions
CrCl3 Chromium(III) chloride
L Ligand
Å Ångström, 1010
m
° Degree
ε Dielectric constant of solvent
λ Wavelength
v Scan rate
K Kelvin
k Rate constant
eV Electronvolt
cm‒1 Reciprocal centrimeter
m/z Mass to charge ratio
ppm Parts per million
MHz Megahertz
GHz Gigahertz
nm Nanometer
TMS Tetramethylsilane
g Gauss
M Molar
xiii
mmol or mM Millimole
µM Micromolar
N Normal
Dq Crystal field splitting
Ea or E‡ Activation energy
∆H‡
Activation enthalpy
MAD Mean absolute deviation
dH2O Deionized water
TBAH Tetrabutylammonium hexafluorophosphate
DMSO Dimethyl sulfoxide
TGA Thermogravimetric analysis
DTA Differential thermal analysis
DSC Differential scanning calorimetry
CV Cyclic voltammetry
ATR-FTIR Attenuated total reflection Fourier transform infrared
NMR Nuclear magnetic resonance
ESI-MS Electrospray ionization-mass spectrometry
HPLC High-performance liquid chromatography
EPR Electron paramagnetic resonance
UV-Vis Ultraviolet-visible
AAS Atomic absorption spectrometry
DFT Density functional theory
B3LYP Becke3-Lee-Yang-Parr
cc-pVDZ Correlation-consistent polarized valence double zeta
LANL2DZ Los Alamos National Laboratory 2-double zeta
IRC Intrinsic reaction coordinate
PES Potential energy surface
PCM Polarizable continuum model
MO Molecular orbital
NBO Natural bonding orbital
HOMO Highest occupied molecular orbital
LUMO Lowest occupied molecular orbital
xiv
pic Picolinate
gly Glycinate
PS Product state
RS Reactant state
SCRF Self consistent reaction field
SI Supporting Information
G09 Gaussian09
xv
List of Publications
Journal papers
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Investigation of Mono-, Bis-, and
Tris-glycinatochromium(III): Comparison of Computational and Experimental
Results. Polyhedron (accepted).
Uddin, K. M.; Habib, A. M.; Henry, D. J. Investigation of the Spectroscopic,
Thermal and Electrochemical Properties of Tris-(glycinato)chromium(III).
ChemistrySelect, 2017, 2, 1950‒1958.
Uddin, K. M.; Henry, D. J. Further Theoretical Studies of the Aquation of
Chromium(III) Chloride Nutritional Supplement: Effect of pH and Solvation.
ChemistrySelect, 2016, 1, 5236‒5249.
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Mechanistic Study of the Aquation of
Nutritional Supplement Chromium Chloride and other Chromium(III) Dihalides.
Comp. Theor. Chem., 2016, 1084, 88‒97.
Uddin, K. M.; Ralph, D.; Henry, D. J. Mechanistic Investigation of
Halopentaaquachromium(III) Complexes: Comparison of Computational and
Experimental Results. Comp. Theor. Chem., 2015, 1070, 152‒161.
Conference papers
Uddin, K. M.; Henry, D. J. Investigation of the Biochemical Pathways of
Antidiabetic Chromium(III) Supplements. International Conference on Food
Chemistry and Technology (FCT‒2016) at Las Vegas, USA during 14‒16
November, 2016.
Uddin, K. M.; Hughes, L. Henry, D. J. Kinetics and Mechanistic Investigation
of the Biochemical Pathways of Antidiabetic Chromium(III) Supplements.
International Conference on 16th
Asian Chemical Congress (16ACC) at Dhaka,
Bangladesh during 16‒19 March, 2016.
Uddin, K. M.; Hughes, L. Henry, D. J. Kinetics and Mechanistic Investigation
of the Aquation of Chromium(III) Supplements. Conference on RACI Physical
Chemistry 2016 Meeting at University of Canterbury, New Zealand during 2‒5
February, 2016.
xvi
Attribution
In consultation with my supervisor Dr. David J. Henry, I was responsible for the
development of the innovative concepts, literature review, manuscript writing,
interpretation of results and design of the chapters in the thesis. The thesis contains
published work which has been co-authored. In particular Dr David J. Henry provided
overall supervision of all the research and the final editing of all manuscripts. Dr David
Ralph provided writing support for the manuscript that chapter 2 is based on. Professor
Raymond A. Poirier provided writing support for Chapter 3 and Chapter 5 manuscripts.
Mr Ahsan M. Habib performed the electrochemical measurements reported in Chapter
5, but the analysis and interpretation of this data was conducted by Uddin. All authors
critically reviewed and approved the final version of each manuscript.
......................................................
(Mohammed Kabir Uddin)
Chapter 1: Introduction and Literature Review. 1
Chapter 1
Introduction and Literature Review
1.1 General Introduction
Chromium (Cr) is an element of the first transition series that exhibits a wide
range of oxidation states (Cr(0) – Cr(VI)), which provides a rich chemistry and a
wide range of uses. For example, hexavalent Cr has several industrial applications
including: in the manufacture of stainless steels, in the leather tanning process, in
electro-plating, in pigments, in ceramics and corrosion-resistance industries. The
most important oxidation states of Cr in biological environments are II and III. Cr(II)
and Cr(III) complexes are generally considered kinetically inert and persistent in
many environments. Toepfer et al.1a
measured the relative biological activity of the
extracts of a variety of foods and estimated the total Cr content of several foods.1b
Trivalent chromium is present in many foods, including egg yolks, whole-grain
products, coffee, nuts, green beans, and broccoli. Meat contains appreciable amounts
of Cr (0.80 ppm)1c
and high levels of biologically active Cr (1.00 ppm)1c
are also
found in brewer’s yeast.1a‒1c
Cr(III) was proposed as an essential trace element in the 1950s which has led to a
variety of Cr(III) complex based nutritional supplements that have become available
Chapter 1: Introduction and Literature Review. 2
and increasingly popular, including chromium(III) chloride, chromium(III)
picolinate (Cr(pic)3), and chromium(III) with biological molecules. Specific strong
claims have been made that 50‒200 µg per day of chromium(III) picolinate improves
glycemic control.2 However, a number of scientific studies suggests that these
supplements are of minimal benefit to most people and that Cr(III) is not actually an
essential trace element.3−5
Nevertheless, there is significant evidence that Cr(III)
supplementation can lower blood glucose levels of type II (or type 2) diabetics by
acting as a critical cofactor in the action of insulin.6−8
A recent meta-analysis of a
combination drug using 600 µg Cr(pic)3 and 2 mg biotin, known to enhance
absorption and transport of Cr(III), was found to reduce blood glucose in type II
diabetes patients in two randomized control trials.8 In addition to this it has been
suggested that Cr(III) influences insulin binding, insulin receptor number, and β-cell
sensitivity.9 Anderson et al.
4 observed that Cr(pic)3 complexes may have beneficial
effects on HbA1c, glucose, insulin, and cholesterol levels for patients with type II
diabetes. Hellerstein et al.5 also proposed that chromium(III) picolinate might be
effective in treating type II diabetes or impaired glucose metabolism. However, they
also raised important questions about whether these studies actually represent Cr(III)
supplementation or more appropriately consider as a pharmacologic investigation.
Some recent experimental studies of Cr(III) complexes under physiological
conditions found no adverse effects or no increase in damaging effects.10−11
However, Speetjens et al.6
studied the long term effects of Cr(pic)3 supplementation
and have raised concerns regarding the stability and reactivity of Cr(III)
supplementation and ultimately its potential toxicity under physiological conditions.
Of particular concern is the possibility that Cr(III) could be oxidized up to the
Cr(IV), Cr(V), or Cr(VI) states under physiological conditions. Hexavalent
Chapter 1: Introduction and Literature Review. 3
chromium is 1000 times more toxic than trivalent chromium and is known to cause
asthmatic and allergenic reactions. It is also carcinogenic and even mild exposure to
it can lead to diarrhea and damage to the stomach, liver, and kidney. Therefore, there
is significant interest in understanding the structure and stability of Cr(pic)3 in
aqueous solutions. To fully appreciate the risks of Cr(III) treatment of type II
diabetes, a more fundamental knowledge is required of the stability and reactivity of
Cr(III) complexes and their binding to amino acids, proteins, and carbohydrates.
The focus of this research is investigation of the reaction pathways of Cr(III)
complexes via hydrolysis, ligand exchange, thermal analysis and electrochemistry
reactions using both density functional theory and experimental methods under
different conditions. The aim is to provide a fundamental understanding of
biochemical ligand exchange processes of these complexes with particular emphasis
on chromium(III) chlorides, haloaqua chromium(III) complexes, glycinato-
chromium(III) ([Cr(gly)x(H2O)6-2x](3-x)+
where x = 1 ‒3), their conjugate bases and
Cr(pic)3 species.
1.2 Literature Review
1.2.1 Investigation on the Hydrolysis of Cr(III) Complexes
Although chromium(III)/Cr(III) complexes are generally considered to be
kinetically inert, it has been found that the dark green solution of [Cr(H2O)4Cl2]+
cations gradually turns pale green and then subsequently violet due to the step-wise
replacement of chloride by water to form [Cr(H2O)5Cl]2+
and [Cr(H2O)6]3+
,
respectively. In comparison, the neutral [Cr(H2O)3Cl3]0 complex is only observed
when CrCl3.6H2O is dissolved in concentrated HCl. However, the complex rapidly
Chapter 1: Introduction and Literature Review. 4
returns to the dichlorocomplex, [Cr(H2O)4Cl2]+ in dilute solutions. Experimental
investigation,12−13
including spectroscopic and X-ray absorption EXAFS techniques,
have shown that the octahedral chloroaquachromium complexes,
[Cr(H2O)(6−n)Cln](3−n)+
(n = 1−3) can exist in several different stable conformations
resulting in different geometrical parameters.14−15
The substitution reactions of chloroaquachromium(III) complexes are similar to
those of the equivalent cobalt complexes. As a consequence, a number of
experimental kinetics studies have been carried out on octahedral transition metal
complexes of the types [ML5X]n+
and [ML4YX]n+
(n = 1‒2), where M = Co(III) or
Cr(III), L = H2O or NH3, and X = F‒, Cl
‒, Br
‒, or I
‒ and Y = ‒OH or ‒NH2.
Investigation of aquation processes reveals a strong pH dependence.12,16−17
Several experimental studies12,16−17
have been reported for [MLnX](n-2)+
(n = 5),
where M = Cr(III) and Co(III), L = H2O or NH3, and X = F‒, Cl
‒, Br
‒, or I
‒ using
polarographic techniques to examine the kinetics of the hydrolysis reaction under
neutral, acidic and basic conditions.18−20
Levine et al. investigated14
the first order or
pseudo-first order kinetics of hydrolysis of [Cr(NH3)5X]2+
(X = Cl‒, Br
‒,or I
‒) at pHs
in the range 1 to 10, identifying dependence on the concentration of the complexes.
The associated rate constants at 25°C increased in the order Cl− < Br
− < I
− (5.6 × 10
-4
min1, 6.2 × 10
‒4 min
1, 6.0 × 10
‒4 min
1 respectively). However, above pH ~11.5,
second order kinetics was observed according to the rate law,
rate = kb[complex][OH-] (1.1)
The reported activation energy for hydrolysis of Cr(NH3)5Cl at pH 10 is ~ 93 kJ
mol1
, whereas at pH 11.5 this increases to ~112 kJ mol1
.14
Similarly, Swaddle et al.
Chapter 1: Introduction and Literature Review. 5
proposed15
a first order one-step mechanism for the hydrolysis reaction of
[Cr(OH2)5X]2+
(X= F‒, Cl
‒, Br
‒, or I
‒) ion in neutral, acidic and at physiological pH
(less than 10) over a range of temperatures for the following hydrolysis reactions:
[Cr(OH2)5X]2+
+ H2O [Cr(OH2)6]3+
+ X, (X = F−, Cl
−, Br−, or I
−) (1.2)
The reported enthalpies of activation (∆H‡) for the fluoro-, chloro-, bromo-,
18 and
iodo- complexes are 120 ± 2.5, 102 ± 1, 100 ± 1, and 96 ± 1 kJ mol1
, respectively.15
The corresponding enthalpy of activation values for the hydrolysis reactions of
halopentaamminechromium(III) ions are generally quite similar.14
The
thermodynamic properties for the reverse reactions (equations 1.3 and 1.4) have also
been studied in aqueous media at temperatures ranging from 30oC−95
oC determined
by calorimetric measurements:19−20
[Cr(OH2)6]3+
+ Cl− [CrCl(OH2)5]
2+ + H2O (1.3)
[CrCl(OH2)5]2+
+ Cl− trans-[CrCl2(OH2)4]
+ + H2O (1.4)
Values of reaction enthalpy (ΔH) and reaction entropy (ΔS) for the two processes are
close and differ by less than 7 kJ mol1
and 13 J mol1
, respectively. Thermodynamic
parameters for the hydrolysis reactions were also shown to have dependence upon
the concentration of chloride ion. Related studies include the investigation by Selbin
et al.21
of the kinetics of acid hydrolysis of cis-[Cr(en)2Cl2]+ and cis-
[Cr(en)2Cl(H2O)]2+
and the activation energy (Ea) over the temperature range of
20oC−30oC was found to be 88 kJ mol1
and 86 kJ mol1
, respectively at pH 1.0.
1.2.2 Investigation on the Oxidation of Cr(III) Complexes
Hydrolysis and oxidation by O2 reactions of Cr(III) complexes containing
chloride(Cl‒), fluoride (F
‒), sulphate (SO4
2‒), and carbonate (CO3
2‒) ions play a
Chapter 1: Introduction and Literature Review. 6
minor role in sea-water chemistry and the kinetics of the oxidation of Cr(III) to
Cr(VI) indicate that it is a slow process.22
Furthermore, Schroeder et al.23
demonstrated that the oxidation of Cr(III) in fresh water by oxygen also occurs at a
slow rate with an experimental activation energy of 92 kJ mol1
.
Recently, Levina et al.10
suggested that the oxidation of Cr(III) to Cr(V) and
Cr(VI) might be possible in biological systems for six coordinate octahedral Cr(III)
complexes, with at least two aqua ligands, for example, cis-[Cr(phen)2(OH)2]3+
,
trans-[Cr(salen)(OH2)2]+, and [Cr3O(OCOEt)6(OH2)3]
+.24−25
These complexes are
generally denoted by [CrL4(OH2)2]n+
(A in Scheme 1.1A), where L represents
monodentate (i.e. H2O, OH-, or NH3).
10 Scheme 1.1 shows that the deprotonation of
A leads to an aqua-hydroxo complex (B). Ligand exchange is likely to occur prior to
the oxidation step resulting in an octahedral intermediate (C). Finally, the product
(D), is formed via H2O2, ClO−, ROOH, or oxidized forms of metalloenzymes.
26 The
kinetics of the oxidation of short lived Cr(III) complexes (C) suggest an
intramolecular electron transfer to give Cr(V) oxo species (D). Further oxidation of
Cr(V) to Cr(VI) species with biological oxidants (for example, H2O2 or oxidase
enzymes) in aqueous buffer solutions or blood serum occurs at a slow rate under
physiological conditions.10
Scheme 1.1: Proposed reaction mechanism for the oxidation of Cr(III)
complexes by biological oxo-transfer.
CrL
L L
L
OH2
OH2
n+
H
H
A
CrL
L L
L
OH2
OH
(n 1)
CrL
L L
L
OX
OH
(n 1)
XO
H2O
(slow)
Cr
L
L L
L
O
n+
B C D
XO = H2O2 ClO ROOH Fe(IV) O Mo(VI) (O)2
X = H2O Cl ROH Fe(II) Mo(IV) O
X
OH
Chapter 1: Introduction and Literature Review. 7
1.2.3 Formation and Hydrolysis of Cr(III)-Biomolecule Species
In the chromium chloride supplements, all of the ligands are monodentates.
However, Cr(pic)3 and Cr(III) amino acid complexes are also a common component
of many nutritional supplements and these complexes contain bidentate ligands.
Consquently, chelate (polydentate) effects will have a significant impact on the
reaction kinetics of these species. Therefore, studying hydrolysis reactions of these
Cr(III) species under physiological conditions and in the presence of biological
molecules is important.
Cr
O
O
CO
N
C
O
NCr
OH
HO O
O
CO
N
C
O
NCr
O O
O
CO
N
C
O
N
C
O
N
0
[Cr(pic)3]0
CrH2O
H2O OH2
OH2
OH2
OH2
[Cr(H2O)6]3+
CrOH2
OH2 OH2
OH
OH2
OH2
2+ 4+
pH 72 2
-HCr
H2O
H2OHO
OH
OH2
OH2
CrOH
OH2
OH2
OH2
3+
Polymerization
[Cr(H2O)5OH]2+ [(H2O)4Cr(OH)2Cr(H2O)4]4+
Cr
O
O
CO
N
C
O
N
OH2
OH
[Cr(pic)2(H2O)OH]20
1 2
[Cr(pic)2OH]20
Figure 1.1: Structures of [Cr(H2O)6]3+
undergoes deprotonation at pH 7 forming the
hydroxyl complex, [Cr(H2O)5OH]2+
and condense to give hydroxyl-bridged
polynuclear species, [(H2O)4Cr(OH)2Cr(H2O)4]4+
. Similarly, produced
[Cr(pic)3]0, [Cr(pic)2(H2O)OH]
0 and [Cr(pic)2OH]2
0.
Armstrong et al.27
synthesized the chromium(III) picolinate complex [Cr(pic)3]
where pic = 2-pyridinecarboxylato(−) (Figure 1.1) from chromium(III) chloride and
picolinic acid in aqueous solution. They found the red complex to be the meridional
isomer of [Cr(pic)3]. The facial isomer was not present. They also found a second
product, a purple binuclear species, [Cr(pic)2OH]2 resulting from hydrolysis,
deprotonation, and dimerization. This is analogous to the hexaaquachromium(III),
Chapter 1: Introduction and Literature Review. 8
[Cr(H2O)6]3+
complex that can deprotonate to form [Cr(H2O)5OH]2+
, subsequently
forming the hydroxyl-bridged polynuclear species, [Cr(H2O)4OH]24+
by
polymerization or olation at physiological pH (Figure 1.1).28
Abdel-Messih et al.29
investigated the reaction of hexaaquachromium(III) with
picolinic acid under weakly acidic conditions as shown in Scheme 1.2. In the first
step, an ion-pair is formed between picolinate and the deprotonated [Cr(H2O)6]3+
complex. The carboxylate group then displaces an aqua ligand to coordinate to the
metal ion followed by displacement of a second aqua ligand by the nearby pyridine
ring nitrogen leading to ring closure (see Scheme 1.2). This complex can then
undergo further reaction with picolinate to form [Cr(pic)3]0 .
Scheme 1.2: Mechanism of the formation of [Cr(pic)3]0 via reaction of Cr(III)
chloride with picolinic acid in aqueous solution.
Cr
O O
O
CO
N
C
O
N
C
O
N
0
[Cr(pic)3]0
N
O
O
+ [Cr(H2O)5(OH)]2+
N
O Cr(H2O)5(OH)2+
O
[Cr(H2O)6)]3+
H H
N
O
O
Cr(H2O)4(OH)+
H2O
N
O
O
Cr(H2O)3(OH)+
H2O
N
O
O
+ 2
Recently, Kita et al.30
studied the kinetics and mechanism of hydrolysis of
[Cr(pic)3]0 and [Cr(pic)2OH]2
0 in acidic aqueous HClO4 and identified the formation
of [Cr(pic)2(H2O)2]+ (see Scheme 1.3). They proposed a multi-step mechanism in
Chapter 1: Introduction and Literature Review. 9
which the first step is ring-opening at the Cr−N bond followed by cis-aquation. The
[Cr(pic)2(H2O)4]+ can undergo further exchange but the subsequent aquation to form
[Cr(pic)(H2O)4]2+
is very slow. The Cr(pic)3 is considered stable under these
conditions.
Scheme 1.3: Acid catalysis hydrolysis reaction of [Cr(pic)3]0.
Cr
O O
O
CO
N
C
O
N
C
O
NCr
O O
O
CO
N
C
O
N
C
O
N
k1 OH
H
0 0
Cr
O O
O
CO
N
C
O
N
C
O
N
OH
H
+
H3O+H
Cr
O O
O
H
C
O
N
C
O
N
OH
H
+
H
PicH2
H2O
[Cr(pic)3]0 [Cr(pic)3(OH2)]0
[Cr(pic)2(picH)(OH2)]+[Cr(pic)2(OH2)2]2+
k
H+
1
In comparison, Marai et al.31
found that mer-[Cr(pic)3]0 and [Cr(ox)2(pic)]
2− in
alkaline conditions undergo hydrolysis to give chromate as the final product. These
results clearly indicate the effect of pH on the speciation of chromium complexes in
solution, suggesting the formation of different intermediates in acidic (A) and
alkaline (B) media (Figure 1.2).
NO
Cr
H2O
(pic)2
O H
NO
Cr
OH
(pic)2O
A B
Figure 1.2: Structures of the intermediates in acidic (A) and alkaline (B) media.
Chapter 1: Introduction and Literature Review. 10
Green et al.32
synthesized the first carboxyl-bound nicotinic acid complex, trans-
[Cr(1,3-pn)2(nic-O)2]+ (Figure 1.3) in aqueous solution at physiological pH and
characterized by 1H NMR. They also found that the biologically active form of the
chromium(III)-nicotinic acid complex may be stabilized within a peptide or protein
matrix.
CrNH2
H2N
NH2
O
O
0
trans-[Cr(1,3-pn)2(nic-O)2]+
N
O
NO
H2N
1,3-pn = 1,3-propanediamine nic-O = nicotinate
Figure 1.3: Structures of trans-[Cr(1,3-pn)2(nic-O)2]+.
Maria et al.33
synthesized and characterized three Cr(III) complexes
([Cr(ox)2(AA)]2−
type, where AA = N,O−Asn, N,O−His, or N,N'−His) with
asparagine (Asn) and histidine (His) (Figure 1.4). These complexes undergo acid-
catalysed aquation and the ligand substitution indicates that the amino acid identity
slightly affects the reactivity of the complex. Recently, they synthesized33
and
characterized additional Cr(III) complexes with amino acids ([Cr(ox)2(AA)]2-
where
AA = N,O−Ala, Val, Cys, Asp, and Ser), and they found the substitution reaction of
reactivity order is as follows:
Val < Ala < Asp Ser < His < Asn Cys
Chapter 1: Introduction and Literature Review. 11
CrO
H2N O
O
O
O
O
O
O
OO
H2C
CrNH2
N O
O
O
O
O
O
O
O
CH
H2NO
[Cr(ox)2(Asn)]2
HO
O
N
H2C
[Cr(ox)2(His)]2
CrO
H2OO
O
O
O
O
O
O
O
C
CHH2N
CH2
NH2
O
HO
CrO
H2OO
O
O
O
O
O
O
O
C
CHH2N
CH2
NH2
O
O
21
(a) (b)
Figure 1.4: Structures of asparagine and histidine in the ([Cr(ox)2(AA)]2−
and
intermediates with O-bonded AA of ([Cr(ox)2(N,O-Asns))]2−
in acidic (a) and
neutral (b) solution.
Another example of an amino acid containing Cr(III) complex is tris-(glycinato)
chromium(III) monohydrate, Cr(C3H4NO2)3.H2O, [Cr(gly)3]0 (Figure 1.5). Bryan et
al.34
determined the crystal and molecular structure of this complex by single-crystal
X-ray analysis and characterized the complex by UV-Vis spectroscopy.
Recently, Yang et al.35
synthesized Cr(III) phenylalanine, [Cr(pa)3] (Figure 1.5),
and found that this complex improved insulin–sensitivity, reduced plasma
cholesterol levels and improved whole body glucose tolerance in patients with type
II diabetes and obesity. Importantly [Cr(pa)3] does not generate toxic hydroxyl
radicals that cleave DNA under physiological conditions. Tang et al.37
have
synthesized the chromium methionine complex, [Cr(met)3], using aqueous ethanol
solution and this compound has been used in the food and pharmaceutical industries
(Figure 1.5).
Chapter 1: Introduction and Literature Review. 12
CrO
H2N NH2
O
O
H2N
CH2
O
CH2
O
H2C
O
[Cr(gly)3]0
CrO
H2N NH2
O
O
H2N
CH
O
CH O
CH
O
CH2
CH2
CH2
[Cr(pa)3]0
CrO
H2N NH2
O
O
H2N
CH
O
CH O
CH
O
[Cr(met)3]0
H3CSSCH3
H3CS
Figure 1.5: Structures of the [Cr(gly)3]0, [Cr(pa)3]
0 and [Cr(met)3]
0.
Kortenkamp et al.36
studied the reaction of trans-[Cr(H2O)4Cl2]+, [Cr(H2O)6]
3+,
[Cr(L-Cys)2]−, and Cr(Gly)3 (Gly is glycinate) complexes binding with adesonine
triphosphate (ATP) and found that the formation of these species directly involves
the interaction of the Cr(III) with the triphosphate moiety of ATP, not the adenine
base.
Lugo et al.38
investigated interactions of chromium(III) picolinate and Cr(III)
dipicolinic acids with small blood serum bioligands (e.g., lactic, oxalic, citric and
phosphoric acids (Figure 1.6). They studied these complexes in aqueous solution by
means of electromotive force measurement (emf(H) or E) at 25 °C and with 1.5 mol
dm‒3
KCl as the ionic medium.
Cr
O O
O
CO
N
C
O
N
C
O
N
0
[Cr(pic)3]0
Cr
O O
O
CO
O
C
O
O
C
O
O
0
[Cr(lac)3]0
H3C
CH3
CH3
Cr
O O
O
C
O
O
C
O
O
CO
O
0
[Cr(ox)3]0
O
O
O
Figure 1.6: Structures of the [Cr(pic)3]0, [Cr(lac)3]
0 and [Cr(ox)3]
0.
Chapter 1: Introduction and Literature Review. 13
1.2.4 Theoretical Studies of M(III) Metal Complexes
Accurate determination of the reaction mechanisms is of great importance in
inorganic chemistry, in understanding the role of inorganic species in biological
systems, and fundamental bioinorganic processes. Computational chemistry studies
can provide considerable insight to the specific details of these reaction mechanisms.
For example, Janse van Rensburg et al.39
investigated ethylene trimerization
catalysed by Cr-pyrrolyl complexes with density functional methods and proposed
that a metallacycle mechanism involving coordination of ethylene, hydrogen transfer
and ligand exchange as shown in Scheme 1.4.
Scheme 1.4: Proposed metallacycle mechanism for Cr-pyrrolyl-catalyzed
trimerization of ethylene.
N
CrCl
AlEt3
N
Cr Cl
AlEt3
N
Cr Cl
AlEt3
Cr(EH)3PyrroleEt3AlEt3AlCl
metallacycleformation
ethylenecoordinate
metallacyclegrowth
hydrogentransfer
N
Cr Cl
AlEt3
Recently, Choudhary et al.40
proposed that the conjugate-base of the
chromium(III) hexaaqua ion ([Cr(H2O)5OH]2+
) is the active Cr(III) species for
catalyzing glucose isomerization. Furthermore, Mushrif et al.41
used Car-Parrinello
molecular dynamics with metadynamics to investigate chromium (III) catalyzed
glucose-to-fructose isomerization. They proposed a reaction that [Cr(H2O)5(OH)]2+
binding to glucose occurs prior to ring opening and isomerization (Scheme 1.5). [40‒
Chapter 1: Introduction and Literature Review. 14
41] However, many questions remain surrounding the reaction mechanism of Cr(III)
supplements in physiological environments.40−42
Scheme 1.5: Proposed reaction pathway for the isomerization via
[Cr(H2O)5OH]2+
catalysed aldose−to−ketose in water.
Cr
O
OH2
OH2
OH2
OC
H
C
R
H
O
H
Cr
O
OH2
OH2
OH2
OH2
C
C
R
H
O
H
Cr
O
OH
OH2
OH2
OH2
C
C
R
HO
H
TS1 TS2I1
1CHO
OHH
HOH
OHH
OHH
CH2OH
2
3
D-glucose
Cr
O
OH2
OH2
OH2
OH2
C
C
R
O
H
I2
H
CH2OH
O
HHO
OHH
OHH
CH2OH
D-fructose
Solvent effects are also particularly important when investigating reaction
mechanisms under aqueous conditions. For example, Hanauer et al.43
recently
studied the water exchange mechanism of another trivalent metal cation,
[Al(H2O)6]3+
, and its conjugate base [Al(H2O)5OH]2+
using density functional
theory, both in the gas phase and with the inclusion of a solvation model. Solvation
can take an implicit form by use of a continuum model, an explicit form by inclusion
of additional water molecules in the model or can involve a combination of implicit
and explicit forms. They found that the calculated exchange mechanism can be
directly influenced by explicit involvement of water molecules with the aquated
Al(III) species.
Chapter 1: Introduction and Literature Review. 15
Scheme 1.6: Proposed reaction mechanism for the exchange water of Al(III)
species for associative (A), interchange (I) and dissociation (D) pathways.
Al
H2O
H2O OH2
OH2
OH2
X
Association (A) AlH2O
H2O OH2
OH2
X
H2O*OH2
AlH2O
H2O OH2
OH2
X
H2O *OH2
H2O*+
AlH2O
H2O OH2
OH2
X
H2O*OH2
CrH2O
H2O OH2
OH2
*OH2
X
+ H2OAlH2O
H2O OH2
OH2
X
H2O *OH2
Interchange (I)
AlH2O
H2O OH2
OH2
X
OH2
AlOH2
OH2
OH2
OH2
X
H2O
AlH2O
H2O OH2
OH2
X
H2O*
Dissociative (D)
X = H2O or OH
The water-water exchange reaction mechanism can proceed via three possible
mechanisms: an associative mechanism (A), an interchange mechanism (I), and a
dissociation mechanism (D), presented in Scheme 1.6. The associative water
exchange mechanism proceeds via a seven-coordinate intermediate, whereas the
interchange mechanism involves weak coordination of the two exchanging water
molecules. In comparison, the dissociative mechanism proceeds via a five-coordinate
intermediate. For this main group trivalent metal ion Al(III), the dissociative water-
water exchange mechanism with the five-coordinate aquated Al(III) species is the
most favoured, for both the hexa-aqua and the monohydroxo systems, involving the
interaction with the H-bond network around the complexes. In this case, the
stabilizing effect of the solvent on the transition state decreases the activation energy
(Ea) from 67 to 36 kJ mol1
for the hexa-aqua complex and 43 to 32 kJ mol1
for the
monohydroxo complex.The calculated energies of activation for the Al(III) species
compared well to experimental values. The structures of the reactant complex, for
Chapter 1: Introduction and Literature Review. 16
the reaction of Al(III) species with one water and two water molecules are shown in
Figure 1.7.
A
AlH2O
H2O OH2
OH2
OH2
OH2
OH2
AlOH2
H2O
OH2
OH2
OH2
AlOH2
H2O
H2O
OH2
OH2
OH2
OH2 OH2Al
H2O
H2O OH2
OH2
OH2
OH2
OH2 OH2
B
C D
OH2
OH2
Figure 1.7: Two possible coordination modes (linear and bifurcated) of external
water molecules; B and D structures are more stable than A and C structures
for more hydrogen bonds.
Rotzinger44
carried out a study of the water exchange reactions of aqua amine
and hexaaqua complexes of Cr(III) and Ru(III) in the gas phase and using the
polarizable continuum model (PCM). The dissociative mechanism involving square
pyramidal pentacoordinated intermediates, [Cr(NH3)5]3+
and [Cr(NH2CH3)5]3+
, and
trigonal bipyramidal transition states are found to have higher values (138.8 and
101.5 kJ mol−1
, respectively (Scheme 1.7).
Cr Cr Cr
Scheme 1.7:
A detailed computational investigation45
of the mechanism for the water-water
exchange of transition metal aqua ions Sc(III) through Zn(II) has been conducted
using Hartree-Fock (HF) and Complete Active Space SCF (CAS-SCF) methods. The
hydrolysis mechanisms investigated include associative (A), concerted (IA), and
Chapter 1: Introduction and Literature Review. 17
dissociative (D) pathways (Figure 1.8), however, no transition state was found for
the dissociative interchange (Id) pathway. The preferred pathway for these processes
was very dependent on the electronic configuration of the metal. For example,
transition states for the dissociative mechanism were only located for the high-spin
d8, d
9, and d
10 complexes as shown in Figure 1.8. In contrast, the associative
mechanism was only observed for the transition metal ions that have less than seven
3d electrons (i.e. Sc(III), Ti(III) and V(III)).
CoO
O O
O
O
O
H H
H
H
H
H
H H
H
H
H
H
O
H
H
Water adduct: [Co(OH2)6.OH2]2+
V
O
OO
O
O
O
H HH
H
H
H
H H
H
H
H
H
OH
H
Transition state [V(OH2)6...OH2]3+
formed via the A mechanism
V
O
OO
O
O
O
H HH
H
H
H
H H
H
H
H
H
OH
H
Heptacoordinated intermediate
[V(OH2)7]3+
Cr
O
O
O
O
O
O
H H H
H
H
H
H H
H
H
H
H
OH
H
Transition state [Cr(OH2)5...(OH2)2]3+
formed via the Ia mechanism
Pentagonal bipyramidal transition state
[Mn(OH2)5...(OH2)2]3+ formed via
the Ia mechanism
OO
O
OO
Mn
O
O
H H
H
H H
H H
H
HH
H
H
H
H
Cu
O
OO
O
O
H
H
H
HH
H
HH
H
HO
H
H
OH
H
Transition state [Cu(OH2)5...(OH2)2]2+
formed via the D mechanism
Cu
O
OO
O
O
H
H
H
HH
H
HH
H
H
OH
H
Square pyramidal transition state
[Cu(OH2)5...OH2]2+ formed via
the D mechanism
O
Mn
OO
O O
OH H
H
HH
H
H
HH
H
HH
Trigonal bipyramidal transition state
[Mn(OH2)5...OH2]2+ formed via
the D mechanism
Cu
O
OO
O
O
H H
H
H
H
HH
HH
H
O
O
HH
H
H
Pentacoordinated intermediate
[Cu(OH2)5.(OH2)2]2+ formed in
the D mechanism
Figure 1.8: Proposed reaction mechanism for the water-exchange of Sc(III) to Zn(II)
ion with six or seven water molecules.
Chapter 1: Introduction and Literature Review. 18
1.3 Theoretical Background
1.3.1 Theoretical Methods
Computational chemistry is a sub-discipline of chemistry that employs computer
models of chemical systems in order to acquire a better understanding of the
underlying principles that make the system behave or react as it does. Advancements
in computer power and theory compared to the relative expense of chemicals and
analytical equipment, as well as the inherent safety concerns of working with
carcinogenic, explosive, and toxic chemicals have made computational chemistry an
important tool in explaining and rationalizing known chemistry and as a means to
explore new chemistry. In addition, computational models can give fundamental
information about isolated molecules without solvent effects. Computational
modeling techniques have been developed to accurately predict experimental results
of the structure and properties of molecules.46−48
Quantum mechanics (QM) is a widely used approach as it affords the accurate
computation of molecular properties including the geometries, electronic structure,
and reactions of small molecules. QM methods are especially important for studying
processes involving bond breaking, bond making, and electronic reorganization. QM
methods can be divided into roughly three types: ab initio wavefunction methods,
density functional theory (DFT), and semi-empirical approaches. When choosing a
model, it is necessary to consider the computational cost, the accuracy and precision
required, and the applicability.
Chapter 1: Introduction and Literature Review. 19
1.3.1.1 Transition State Theory
A transition state (also called a transition-state complex) of relatively high energy
(Figure 1.9) is formed in equilibrium with the reactants of an elementary reaction as
follows:
A B A...B C D
Reactants Transition State Products Complex
The Arrhenius equation demonstrates the dependence of the rate constant (k) on
the temperature:
(1.5)
where Ea is the activation energy required to form the transition state complex, R is
the gas constant, T is the temperature, and A is the frequency factor (pre-exponential
factor). The rate constant k can also be expressed in terms of the free energy of
activation by the following equations:
(1.6)
Here,
(
) (1.7)
(
)
, where for solution and for
solution gas-phase (1.8)
Chapter 1: Introduction and Literature Review. 20
where H ‡
, G‡, and S
‡ are the standard molar enthalpy, the standard molar Gibbs
energy, and the standard molar entropy of activation, respectively. kB and h are the
Boltzmann and Planck constants, respectively.
Reaction coordinate
Act
iva
tio
n E
nth
alp
y, ∆
H ‡
H ‡ uncat
Activated complex with a lower
energy profile (Catalytic Effect)
A...B
A+B
C+D
Products
Reactants
Transition state
H ‡ cat
slower path
Figure 1.9: Energy diagram of the activation enthalpy versus reaction coordinate.
Reactions can potentially follow more than one pathway. Therefore it is often
necessary to explore a range of transition states and mechanisms to identify the
lowest energy pathway. Exchange reactions via the associative (A), interchange (Ia or
Id) or dissociative (D) mechanism will be calculated to provide activation energies.
1.3.1.2 Electronic Structure Theory
Computational chemistry focuses on approximate solutions to the central equation of
quantum mechanics, the time independent, non-relativistic Schrödinger
equation,4849
, = , (1.9)
Chapter 1: Introduction and Literature Review. 21
where and are the electronic and nuclear coordinates, respectively. is the
Hamiltonian operator, is the wave-function of an ith
state, and is the total
energy of the system. The wave-function is a function of the position of all
fundamental particles (electrons and nuclei) in the system. Equation (1.9) can be
simplified using the Born-Oppenheimer approximation to separate the nuclear and
electronic degrees of freedom, while disregarding relativistic corrections for solving
a many-electron wave-function.
The electronic Hamiltonian operator ( can be written (in atomic units) as,
∑
∑ ∑
∑ ∑ ∑
(1.10)
This equation is the summation of three operators, including the electron kinetic
energy operator ( , electron-nuclei potential energy ( operator (attractive) and
electron-electron potential energy ( operator (repulsive). N is the total number of
electrons, ZA is the nuclear charge on atom A, rij is the distance between electrons i
and j, riA is the distance between electron i and nucleus A.
The Schrödinger equation using the electronic Hamiltonian operator is,
(1.11)
where, is the electronic wave-function that explicitly depends on the electron
coordinates and parametrically on the nuclear coordinates, and is the electronic
energy.
The total energy (Etot ) is the sum of the Eel and nuclear-nuclear repulsion energy
(Enn):
(1.12)
Chapter 1: Introduction and Literature Review. 22
However, the total energy Etot(R) as a function of the nuclear coordinates
provides the potential energy surface (PES) of the system. Thus, the concept of PES
is a result of the Born-Oppenheimer approximation.
1.3.1.3 Density Functional Theory
Density functional theory (DFT) is a quantum mechanical modelling method used in
physics and chemistry to investigate electronic structure properties. The DFT energy
(EDFT) may be written as a sum of the kinetic energy (ET), electron-nuclear potential
energy (EV), Coulomb (EJ), and exchange/correlation energy, EXC:50
(1.13)
All components are expressed as functions of the electron density (r), except
ET. The electron density, (r) = (x,y,z), is a function of only three coordinates. The
mathematical formulation for the energy of the density functional theory is:
(1.14)
where, E[(r)] is the total energy functional. F[(r)] is the universal functional,
which is a sum of the kinetic energy of the electrons, T[(r)], and the electron-
electron interaction energy functional, Vee[(r)]. Vext[(r)] is the external potential,
which is the attraction of nuclei and electrons, Vext = VNe in the absence of an
external field. The foundation of DFT method is based on two theorems provided by
Hohenberg and Kohn (HK).51
The first theorem states that the external potential is
uniquely determined from the ground state electron density 0(r), which
consequently determines the ground state wave function, 0 and energy, E0. The
second theorem states that the energy of the true ground state electron density 0(r),
Chapter 1: Introduction and Literature Review. 23
minimizes the energy functional E[(r)]. The second theorem has the conditions that
the density is non-negative,
(1.15)
and integrates to the number of electrons,
∫ (1.16)
where N is the total number of electrons in the system, (r) is the electron density
function or electron probability distribution function, and (r)dr is the probability of
finding any electron in volume dr at r.
The true ground state electron density minimizes the energy functional of DFT
using the Kohn-Sham approach that involves defining a system of non-interacting
electrons which have the same electron density as the exact electron density KS(r) =
0(r).52
Non-interacting electrons are exactly described by a Slater determinant of
Kohn-Sham orbitals and the electron density. The energy density functional has the
form:
(1.17)
where Ts[(r)] is the kinetic energy functional of the non-interacting electrons,
Vne[(r)] is due to the external potential, or the nucleus-electron attraction potential
energy, Vee[(r)] is the electron-electron potential energy, which is given by the
classical Coulomb energy. Vee[(r)] is the correction to the electron-electron
potential energy and T[(r)] is the correction to the kinetic energy. Vee[(r)] and
T[(r)] are contained in the exchange-correlation energy, Exc[(r)].
Chapter 1: Introduction and Literature Review. 24
(1.18)
and the functional Exc[(r)] can be written as:
∫ (1.19)
(1.20)
where the integral is over all space and
DFT has different functionals, which are defined as the functional derivative of
the exchange-correlation energy (X: exchange functional and C: correlation
functional) with respect to the density. The next sections review in brief the most
common type of the approximate exchange-correlation functionals.
I. Local Density Approximation (LDA)
LDAs are the simplest exchange-correlation functionals that depend only on the ρ(r)
to some power. The ԑx and Ex in LDA are known and given as,53
(1.21)
∫ (1.22)
while the ԑc and Ec have different approximate forms that can be obtained by fitting
to the many-body free electron gas data. For open-shell systems, the alpha and beta
spin densities, ρα(r) and ρβ(r) with ρ(r) = ρα(r) + ρβ(r), must be used in the approxima
-tion, which is called the local spin-density approximation (LSDA).54
The Ex in
LSDA is written as,
[ ]
∫ (1.23)
Chapter 1: Introduction and Literature Review. 25
The Perdew-Wang (PW92)63
and Vosko-Wilk-Nusair (VWN) functionals are
common examples of LDA functionals.
II. Generalized Gradient Approximation (GGA)
In GGA, the Exc is given as a functional of both the density and its gradient at each
point:
∫
(1.24)
The GGA often shows a large improvement over the LDA results when studying
atoms, molecules and solids. Several GGA functionals have been developed and
used by computational chemists, e.g., Becke-88 (B88),54
Perdew-Wang-91
(PW91),55‒56
and Perdew–Burke–Ernzerhof (PBE)57
functionals.
III. The Meta‒GGAs
The meta-GGA functionals use the Laplacian of the density, and the kinetic
energy density,
∑ |
|
, of the occupied Kohn‒Sham orbitals into
the Exc as additional degrees of freedom.
∫
(1.25)
Perdew-Kurth-Zupan-Blaha (PKZB)58
and Lee-Yang-Parr (LYP)59
functionals
are meta-GGA functionals.
IV. Hybrid Functionals
The hybrid functionals incorporate a portion of the HF exchange with a combination
Chapter 1: Introduction and Literature Review. 26
of different levels of exchange and correlation functionals. For instance, the
combination of the LSDA and B88 exchange functionals and the HF exchange,
along with the VWN and LYP correlation energy functionals leads to the B3LYP
functional.59‒60
(1.26)
Where a0, ax, and ac are parameters, and is the HF exchange energy. The
B3LYP, Becke three parameter exchange functional (B3)60
and the Lee‒Yang‒Parr
correlation functional (LYP),59
is the most popular density functional in
computational chemistry.
A few research groups continue to develop new exchange-correlation
functionals.61‒62
The M06 and M06-2X functionals were designed to correct the
shortages of density functional theory by optimizing a number of empirical
parameters.61‒62
These functionals depend on spin density, reduced spin density,
reduced spin density gradient, and spin kinetic energy density. Some other widely
used hybrid density functionals include, Coulomb-attenuating B3LYP (CAM-
B3LYP),63
M05-2X, and M06-2X. The advantages of DFT over alternate theories are
less computer time and efforts and, in general, have better correlation with
experimental results than those obtained from the Hartree-Fock theory.
1.3.1.4 Solvation Models
Solvation system models have been mostly developed in two different ways using
explicit and implicit solvation methods. Explicit solvation involves creating
atomistic representation of the solvent molecule when a system is highly sensitive to
Chapter 1: Introduction and Literature Review. 27
solvent interactions (i.e. hydrogen bonding). A variety of chemical reactions in
nature occur in the presence of solvent, which plays a vital role in the reaction
mechanism. On the other hand, implicit solvation models represent the overall
solvent effect on the solute molecule surrounded by many solvent molecules. The
solvent interactions are sum of the electrostatic and nonelectrostatic contributions.
(1.27)
where is the solvation energy from the electrostatic interaction of the solute
with solvent and solvent with itself, whereas are contributions from other
interactions and can be further broken down:
(1.28)
Where are the cavitation, dispersion, and repulsion
contributions, respectively. Generally, cavitation is the solvent effect arising from
modelling the solvent as a continuous dielectric surrounding the solute cavity.
A broad range of solvent models based on continuum dielectric methods have
been developed, such as Poission-Bolzmann, mutipole expansion (MPE), polarisable
continuum model (PCM), conductor-like screening model (COSMO) and the
solvation model on density (SMD) models.
1.3.1.5 Correlation-Consistent Basis sets
The correlation-consistent (cc) basis sets have been developed by Dunning and co-
workers for high-accuracy calculations with electron-correlation methods.64‒67
The
cc-basis sets are optimized using the CISD energy because the basis sets obtained at
the HF level might not be ideal for calculations of electron-correlation.67
They are
Chapter 1: Introduction and Literature Review. 28
designated cc-pVXZ, where p stands for polarized, V for valence, X (= D, T, Q, 5, 6)
for the number of shells the valence orbitals are split into, and Z for zeta. The cc-
pVXZ can be augmented (aug-cc-pVXZ) by adding diffuse functions, of types f, d,
p, and s on heavy atoms and of types d, p, and s on H and He, to the all types of basis
functions in the set. The cc-pVDZ consists of 3s2p1d = 14 basis functions for Li →
Ne and 2s1p = 5 basis functions for H and He. In general, the cc-pV(X+1)Z contains
for each shell (l) one extra basis function compared to the cc-pVXZ. Thus, the cc-
pVTZ has 4s3p2d1f = 30 basis functions for Li → Ne and 3s2p1d = 14 for H and He,
while the cc-pVQZ has 5s4p3d2f1g = 55 basis functions for Li → Ne and 4s3p2d1f =
30 for H and He. Moreover, results obtained by the correlation consistent basis sets
are systematically improved with increasing their size.69‒70
1.4 Aims and Objectives
The anti-diabetic effects of Cr(III) might be explained in terms of a stimulatory
effect of subtoxic doses of a toxic chemical. However, the current uncertainties are
caused by the lack of understanding of Cr(III) interactions with biological
molecules/environments. There are also increasing concerns regarding potential
toxic side effects. Therefore, a detailed comparative mechanistic study is required for
the hydrolysis, decomposition, electrochemical behaviors, and reactions of Cr(III)
complexes with biological molecules under physiological conditions.
The central aim of this thesis is to investigate the reaction pathways of chromium
complexes under physiological conditions using both state of the art computational
chemistry techniques and experimental methods. The specific focus of this research
is to provide a better understanding of the role of Cr(III) complexes in treating type 2
diabetes and to achieve an understanding of how relevant chemical reactions occur.
Chapter 1: Introduction and Literature Review. 29
The main objective of the research can be summarised as follows:
Quantum Mechanics (QM) modelling of the reaction process:
- To investigate the reaction pathways of Cr(III) compounds under
physiological conditions, thus providing an understanding of the
speciation of Cr(III) complexes that may be relevant in treating type 2
diabetes.
- To characterize the structural, energetic, and electronic properties of
the reactants, transition states and products/intermediates along the
reaction pathway.
- To explore the role of solvent effects including implicit solvation
models (e.g. polarisation continuum model (PCM) and the importance
of explicit solvation in these processes.
Experimental methods:
- To synthesize a selection of Cr(III) complexes and characterize these
by elemental analysis, atomic absorption spectroscopy (AAS), HPLC
1H NMR, UV−Vis, EPR, ATR-FTIR, Raman, and ESI−MS
spectroscopy. In addition, the electrochemical properties and the
stability will be investigated by cyclic voltammetry (CV), and thermal
decomposition reaction by differential scanning calorimetry (DSC).
1.5 Significance of the Research
A wide variety of Cr(III) based nutritional supplements are currently available.
However, a number of scientific studies suggest that these supplements are of
minimal benefit to most people. Nevertheless, there is increasing evidence to suggest
Chapter 1: Introduction and Literature Review. 30
that Cr(III) complexes may have benefits as an insulin enhancing treatment in type 2
diabetics. However, there has been significant debate regarding the safety of these
treatments.
This work is significant because it provides an independent approach to
investigate key aspects of the chemistry of Cr(III) complexes, which are used as
nutritional supplements and treatments in type 2 diabetes patients and may therefore
help resolve experimental uncertainties. By investigating reaction pathways of anti-
diabetic Cr(III) complexes, it may be possible to identify potentially toxic speciation.
1.6 Methodology
1.6.1 Computational procedure
Theoretical calculations have been used in this study to investigate a wide range of
fundamental properties of chromium complexes. The accuracy and reliability of a
number of computational methods on Cr(III) metal in complexes have been
compared to ensure the observed steady states of the geometry optimizations,
energies and composition of the molecular orbitals (MO) of all reactants, transition
states, intermediates, and products are reproducible. Calculations will be performed
using the hybrid density functionals (e.g. B3LYP and PBE0 (=PBE1PBE)), range-
separated hybrid (RSH) density functionals (Coulomb-attenuating B3LYP (CAM-
B3LYP)), and the newly developed meta-hybrid functional M06 methods. All
calculations will be carried out with Gaussian0971
provided by the Australian
National Computational Infrastructure (NCI) and the Atlantic Computational
Excellence Network (ACENET) facility. The optimized structures and vibrational
modes will be visualized using the GaussView and Molden Programs.
Chapter 1: Introduction and Literature Review. 31
A range of basis sets will be used: LanL2DZ (DZ refers double zeta), cc-pVDZ,
and aug-cc-pVDZ. In addition, due to the large number of electrons in heavy atoms
(i.e. Cr), of which the largest contributions to the interactions in these systems is
given by the valence electrons, a combination of an effective core potential (ECP)
for core electrons (i.e. LanL2DZ, CRENBL etc.) and valence basis set can be used.
Effective core potentials were proposed by Hellmann to replace core electrons with
analytical functions that would allow for more accurate calculations.46
On the basis
of these studies compared with experimental data, these methods provide reliable
structural and energetic data at reasonable computational. Frequencies and intensities
will also be calculated for the trivalent Cr(III) complexes. The calculations will be
carried out in the gas phase and with the polarisation continuum model (PCM) using
the effect of solvent, water (ɛ = 78.36) on geometrical parameters, vibrational
frequencies, and the energetics of each pathway, the default in Gaussian09.71
The
calculations for these systems were carried out using hybrid and GGA DFT methods
and energy-consistent relativistic pseudo potentials and correlation consistent basis
sets.
For all the reaction pathways discussed in this study, the transition states will be
analyzed using the intrinsic reaction coordinate (IRC) method. The structures
obtained from each IRC will be further optimized in order to positively identify the
reactant and product complexes to which each transition state is connected.
Vibrational frequencies obtained for all optimized structures will be used to check
for the absence of imaginary frequencies for reactants, intermediate or products and
for the presence of a single imaginary frequency for each transition state. All
activation energies, enthalpies of activation, Gibbs energies of activation, enthalpy
change of reaction and Gibbs energy change of reaction values will be calculated at
Chapter 1: Introduction and Literature Review. 32
298.15 K. Accordingly, the thermal and Gibbs corrections were used to determine
the enthalpy and Gibbs free energy values:
(1.29)
(1.30)
1.6.2 Experimental Methods
In general the preparation of chromium-amino acid complexes (in 1:1 or 1:2 or 1:3)
can be achieved via simple ligand exchange reactions under aqueous conditions
starting from chromium chloride hexahydrate, CrCl3.6H2O or chromium nitrate
nonahydrate, Cr(NO3)3.9H2O. The resulting homogeneous reaction mixtures are
washed with solvent. The solid product was collected by vacuum filtration,
recrystallized in suitable solvent, dried at 100°C in an oven and stored in a
desiccator.
These complexes will be characterized by elemental analysis, atomic absorption
spectroscopy (AAS), 1H NMR, UV−Vis, EPR, HPLC, ATR-FTIR, Raman, and
ESI−MS spectroscopy. Furthermore, the thermal decomposition of glycine ligands
with Cr(III) complex will be explored by differential scanning calorimetry (DSC)
under nonisothermal conditions, at various heating rates from 5, 10, 15 and 20
°C/min over the temperature range from 30−1000 °C. In this study, electrochemical
reactions using cyclic voltammetry was performed with a glassy carbon working
electrode, saturated Ag/AgCl reference electrode, and a Pt-wire auxiliary electrode.
Oxygen was removed by purging the solution with pure Nitrogen and continuous gas
stream passed over the sample. Peak potentials for Epa (anodic peak potentials) and
currents for ipa (anodic peak current) are measured for the negative to positive sweep
Chapter 1: Introduction and Literature Review. 33
(i.e. oxidation) and Epc (cathodic peak potentials) and ipc (cathodic peak current) for
the positive to negative sweep (i.e. reduction). The average of the peak potenatials
(E1/2) values were determined, E1/2 = (Epc + Epa)/2 and the electrochemical
reversibility of a redox couple, ΔEp = Epa – Epc.
Overall, in this study the computed structural properties, kinetics and
thermodynamics will be compared to the experimental values where available. The
focus is on plausible reaction mechanisms and how the results of different models
compare between theory and experiment. A combination of theoretical and
experimental studies will be very helpful to characterize and understand the
behaviour of antidiabetic Cr(III) supplements.
1.7 Outline of the Thesis
The results of this thesis are organized and discussed in eight chapters. An overview
of the research and features are as follows:
Chapter 1: ‘Introduction and Literature Review’ provides an overview of the
current stage of research in the field of biological chemistry of chromium(III)
complexes and also identifies research gaps.
Chapter 2: ‘Mechanistic investigation of halopentaaquachromium(III) complexes:
comparison of computational and experimental results’. In this chapter, we have
applied several computational methods to investigate aquation of [Cr(H2O)5X]2+
species (where X = F, Cl, Br, or I), and comparing calculated results with
experimental values where possible. Our computations were carried out both in
implicit solvation (PCM) and explicit solvation.
[This chapter has been published in Comp. Theor. Chem., 2015, 1070, 152‒161]
Chapter 1: Introduction and Literature Review. 34
Chapter 3: ‘Mechanistic study of the aquation of nutritional supplement chromium
chloride and other chromium(III) dihalides’. In this chapter, we have investigated
detailed new insights of the intimate mechanism of the aquation of chromium
chloride nutritional supplements and related trans-[Cr(H2O)4TX]+ (X or T = Br or I)
complexes.
[This chapter has been published in Comp. Theor. Chem., 2016, 1084, 88‒97]
Chapter 4: ‘Further theoretical studies of the aquation of chromium(III) chloride
nutritional supplement: effect of pH and solvation’. In this chapter, we investigated
the speciation of halochromium(III) complexes under physiological conditions
involving both conjugate-base formation and halide-water exchange mechanism.
[This chapter has been published in ChemistrySelect, 2016, 1, 5236‒5249]
Chapter 5: ‘Investigation of the spectroscopic, thermal and electrochemical
properties of tris-(glycinato)chromium(III)’. In this work, tris-(glycinato)
chromium(III) has been synthesized and characterized by elemental analysis, atomic
absorption spectroscopy (AAS), 1H NMR, UV−Vis, EPR, and ESI−MS spectroscopy
and electrochemical properties that were investigated by cyclic voltammetry (CV).
[This chapter has been published in ChemistrySelect, 2017, 1, 1‒10]
Chapter 6: ‘Investigation of mono-, bis- and tris-glycinatochromium(III):
comparisons of computational and experimental results’. In this chapter, we explore
the water exchange reaction of [Cr(+NH3CH2COO
‒)(H2O)5]3+
and its conjugate base
species including associative interchange (Ia) and dissociative (D) pathways using
computational procedures. This work was complemented by an experimental
investigation of pH effects using UV−Vis monitoring (pH ~3.0 to ~8.5).
[This chapter has been accepted in Polyhedron]
Chapter 1: Introduction and Literature Review. 35
Chapter 7: ‘Electron paramagnetic resonance spectroscopy and new insights into
the substitution reaction of chromium(III) picolinate’. In this chapter, [Cr(pic)3] has
been synthesized, characterized and investigated by electron paramagnetic resonance
(in both room and frozen temperatures). Additionally, computational chemistry was
used to explore the intimate pathways of aquation.
[The manuscript has been revised in the American Chemical Society Journal Inorg. Chem.]
Chapter 8: ‘Summary and Future directions’ provides an overview of the important
finding of the current stage of research in the field of bioinorganic chemistry
involving chromium(III) complexes, as well as expected future work.
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Chapter 2: * Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 39
Chapter 2
Mechanistic Investigation of Halopentaaquachromium(III)
Complexes: Comparison of Computational and
Experimental Results*
Abstract
The mechanism for the substitution reactions of halopentaaquachromium(III)
complexes in the series, [CrX(H2O)5]2+
, where X= F−, Cl
−, Br
−, or I
− have been
investigated using density functional theory. Several different mechanistic pathways
were explored including associative interchange (Ia), dissociative (D) and the
associatively activated dissociation mechanisms (Da). The lowest overall activation
enthalpy (ΔH‡) obtained for the fluoride system is for the Ia pathway, with
immediate proton abstraction leading to the formation of HF and the conjugate base.
For the chloride, bromide and iodide systems the Da pathway has the lowest ΔH‡
values. Activation enthalpies determined at the PBE0/cc-pVDZ level, in aqueous
solution (PCM), are in excellent agreement with the experimental results (MAD is
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 40
1.0 kJ mol1
). Reaction profiles were analyzed in terms of activation volumes to
explain the observed trends.
Introduction
The kinetics of ligand substitution around transition metal complexes is of
fundamental importance in inorganic chemistry and for understanding substitution
reactions in bioinorganic processes.1‒6
Chromium(III) complexes in the form of
chromium chloride, chromium tripicolinate, chromium dinicotinate and chromium
complexes with amino acids are all available as nutritional supplements.7‒16
There is
clinical evidence that chromium(III) complexes can lower blood glucose levels of
type 2 diabetics,17‒22
however, there is little evidence supporting their general
nutritional value and in fact, questions have been raised about potential toxicity.4,22‒
26 Chromium(III) complexes administered orally will encounter a number of
different physiological environments and chemical conditions as they pass through
the body including the high acidity of the stomach and the slightly alkaline
conditions of the bloodstream, before being eliminated in the urine and bile. These
differing conditions provide opportunities for chromium complexes to undergo
ligand substitution raising questions about their reactivity,27‒29
potentially changing
both their absorptivity and toxicity.
A number of mechanisms for ligand substitution around octahedral metal
complexes have been identified. Atkins3 notes that there are two aspects to the
classification of ligand substitution mechanisms. The first of these is the
stoichiometric mechanism that describes each of the steps in the reaction.
Stoichiometric mechanisms include an associative (A) pathway proceeding via an
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 41
intermediate of increased coordination number, a dissociative (D) pathway proceeds
via an intermediate of reduced coordination number and an interchange (I) reaction
mechanism can exist where the leaving and entering groups exchange
simultaneously.1 Atkins also considers substitution reactions in terms of an intimate
mechanism that describes the formation of the activated complex in the rate-
determining step. If the rate is sensitive to the entering group then the process is
described as associatively activated (a) and if it is insensitive to the entering group
then it is dissociatively activated (d).3
For example, Langford and Gray1
considered two paths for interchange
mechanisms, one via associatively activated interchange (Ia) indicating a degree of
bond formation between the entering ligand and transition metal and the other
involving dissociatively activated interchange (Id) indicating a degree of bond
breaking as the transition state is formed.30‒31
The substitution reactions at an
octahedral metal center could be expected to show SN1 kinetics if the mechanism is
dissociative or SN2 kinetics if the mechanism is associative.2,32
The substitution of
ligands around Cr(III) under various conditions has been studied by a large number
of workers.33‒55
For example, in the simplest case of substitution around octahedral
chromium(III), Swaddle and Stranks48,56
examined reaction (2.1):
[Cr(H2O)6]3+
+ H218
O → [Cr(H2O)5 (H218
O)]3+
+ H2O (2.1)
and its rate under various pressures. These authors found that the volume of
activation (ΔV‡), the difference between the molar volume of the transition and
initial states, was −9.3 cm3 mol
−1 for reaction (2.1), suggesting that this reaction
proceeds via A or Ia mechanisms.48,56
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 42
Rotzinger60
investigated theoretically, the mechanism for water-water exchange
around transition metal aqua ions (Sc(III) through Zn(II)) using Hartree-Fock (HF)
and CAS-SCF methods. The preferred pathway for these processes was dependent
on the electronic configuration of the metal. For example, water-water exchange of
the high-spin d8, d
9, and d
10 complexes was found to proceed by the D mechanism
alone. In contrast, for Sc(III), Ti(III) and V(III) only the A mechanism was found.
However, water-water exchange for transition metals in the middle of the periodic
table (high-spin 3d3
to 3d7 systems) was found to proceed by both the associative (Ia
or A) and dissociative (D) mechanisms. Similarly, Eldik38
found experimentally that
the aquation reactions of pentaammine complexes of cobalt(III) appear to be
characterized by bond breaking (D mechanism), while those of Cr(III) systems
proceed via the bond making (A mechanism).
Nevertheless there has been some debate of the actual mechanism of ligand
substitution at Cr(III). Ardon proposed51
that ligand substitution reactions of
[Cr(OH2)5I]2+
, proceeds via a dissociative mechanism with formation of
[Cr(OH2)5]3+
, as an intermediate. However, tracer studies by Moore et al.54
demonstrated that iodide exerts a strong trans effect and that there is considerable
exchange of H2O trans to the iodide prior to hydrolysis. This is also important for
chlorination of [Cr(OH2)5I]2+
, which is found to proceed with formation of the trans-
[Cr(OH2)4ICl]2+
intermediate. This appears to rule out the formation of [Cr(OH2)5]3+
via a dissociative mechanism. Consequently, the aquation of all hexacoordinated
Cr(III) complex ions was assumed to proceed via a bimolecular or SN2 mechanism
with replacement of ligands (X) involving a simple nucleophilic attack of the
entering group (interchange mechanism) on the Cr(III) metal center.39‒40,61
The study
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 43
of Carey et al.55
supported an Ia mechanism for acid-independent substitution and
also ruled out a purely dissociative mechanism. They argue that the Id mechanism is
only possible for Cr(III) substitutions if [Cr(OH2)6]3+
is highly selective in ion-
pairing. Nevertheless, an Id mechanism could be explained in acidic conditions if
Cr─X bond breaking is assisted by ion-pairing. Weekes and Swaddle et al.
determined that the volume of activation (ΔV‡) of hydrolysis of [CrI(H2O)5]
2+
complex in water is ‒5.4 cm3 mol
−1, again suggesting an Ia.
57 These mechanisms
however are strongly influenced by the solvent, steric effects, the size of the
substituent and electronic effects.58‒59
For example King and co-workers obtained
results for [CrI(H2O)5]2+
solvolysis in acidic aqueous methanol and aqueous
dimethylsulfoxide that are consistent with a dissociative mechanism. Experimental
investigations of the closely related halopentaamminechromium(III) complexes have
also contributed to the debate. Mǿnsted assumed33
from the linear free energy
correlation of the activation of enthalpies that hydrolysis of halopentaaqua- and
halopentaammine-chromium(III) systems favour the associative interchange
mechanism (Ia), which is in good agreement with the observation of negative
volumes of activation (ΔV‡).
47,49,57,62
Several other studies have provided evidence that aquation of [Cr(NH3)5L]3+
,
where L = neutral ligand, proceeds via an Ia mechanism, which is consistent with the
studies of [Cr(OH2)6]3+
. However, Lawrence et al.63
note that when aquation
involves charged leaving groups, it is more difficult to identify the mechanistic
details because electrostriction of the solvent influences both the activation volume
and activation entropy. They also suggested that steric factors may play a role in
determining the mechanism, with the [Cr(NH3)5L]3+
, system undergoing aquation via
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 44
an Ia mechanism but the bulkier [Cr(NH2Me)5L]3+
, system follows an Id pathway.
Lay64‒65
argued on the basis of the ground state structures and similarities in the
entropies of activation that in fact both systems undergo aquation via a common
dissociative interchange mechanism.
The pH of the system also appears to have an impact on the mechanism of
aquation. For example, Swaddle and King measured35
the pseudo-first-order rate
coefficients for aquation of [Cr(OH2)5X]2+
, (X= F−, Cl
−, or I
−) and reported
enthalpies of activation (ΔH‡) that decrease from 120 ± 3 kJ mol
1 for X = F
− to 96 ±
1 kJ mol1
for X = I−:
[Cr(H2O)5X]2+
+ H2O [Cr(H2O)6]3+
+ X− (2.2)
However, the rate of aquation of the fluoro-complex increases with increasing
[H+], whereas the rates for the chloro- and iodo-complexes decrease with increasing
[H+]. Similarly, Guthrie and King observed
46 the aquation of [Cr(OH2)5Br]
2+ ion and
found an activation of enthalpy of 100 ± 1 kJ mol1
.
In comparison to the many experimental studies, there have been only a limited
number of theoretical studies of ligand exchange in these systems.60,66‒67
The
aquation reaction of hexaaquachromium(III) has been investigated via the Ia and D
mechanisms using Hartree-Fock (HF) and CAS-SCF methods.60
The calculated
barriers of 98 kJ mol1
for Ia and 121 kJ mol1
for D mechanisms fall to either side of
the experimental value (109 kJ mol1
).68
Rotzinger reported66
the activation energy
(Ea) for aquation via the Ia mechanism of chloropentaamminechromium(III) complex
to be 113 kJ mol1
at the HF level using the implicit solvation model. This value is
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 45
higher than the experimental value42
(93 kJ mol1
) by 20 kJ mol1
. There have also
been attempts to theoretically determine ΔV‡ for comparison with experiment. For
example, the volume of activation, for [Cr(NH3)5Cl]2+
has been estimated at HF level
from the change of the sum of all M−L (L = NH3 or Cl) bond lengths between the
transition state and reactant (∆∑ d(TS−R)).65
The computed ∆∑ d(TS−R) value of
−0.93 Å is consistent with a negative experimental activation volume (ΔV‡ = −10.6
cm3
mol−1
)47
and also supports the associative interchange mechanism.
Scheme 2.1: Associative Interchange (Ia) mechanism for the [CrX(H2O)5]2+
with
H2O (Pathways A (X= F–) to D (X= I
–)).
To date, no computational studies have been reported for the aquation
mechanisms of halopentaaqua-Cr(III) complexes. In this paper, we report a detailed
mechanistic study involving Ia, D and Da mechanisms for the aquation reactions of
[Cr(H2O)5X]2+
complexes; X = F−, Cl
−, Br
−, or I
−. As can been seen in Scheme 2.1,
the aquation process is initiated by outer sphere coordination of a water molecule to
the Cr(III) complex. The incoming H2O hydrogen bonds to inner sphere water
molecules to give the stabilized precursor or reactant complex (RA−D). The Ia
aquation mechanism involves nucleophilic attack by the outer sphere water molecule
on the central Cr3+
metal and simultaneous halide release. This occurs via a
heptacoordinate transition state (TSA−D) and leads to an octahedral product (PA−D),
with outer sphere coordination of the halide, [Cr(H2O)6]3+…X
−.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 46
Scheme 2.2: Dissociative mechanism for the [CrX(H2O)5]2+
(Pathways H (X = F–)
to K (X= I–)).
Cr
O
O
F
O
OH
HH
H
O
H
H
[CrF(H2O)5]2+ (RH) [Cr(H2O)5]2...F (TSH)
H
HH H
Cr
O
O
X
O
O H
HH
H
O
Cr
O
OO
O
X
O
H
H
H
H H
H
H
H
H
H
H
H
H
HH H
Cr
O
O O
OO
H
H
H
H
H
H
X
H
HHH
Cr
O
O O
O
X
O
H
H
H
H
Cr
O
OO
O
F
O
H
H
H
HCr
O
O O
OO
H
H
H
H
H
H
H
H
F
H
[Cr(H2O)5(OH)]2+...FH (PH)
HHH
H
[CrX(H2O)5]2+
H
H
H
H
H
H
HHH
[CrX(H2O)5]2+ (RI-K) [Cr(H2O)5]2+...X (TSI-K) [Cr(H2O)6]3+...X (PI-K)
X = F
X = Cl Br, or I
The dissociative mechanism (D) is a two-step reaction that initially involves
breaking of the Cr‒X bond with formation of a common pentacoordinate
intermediate (Scheme 2.2). The second step (not shown) involves addition of H2O to
this intermediate.
Scheme 2.3: Dissociatively Activated (Da) mechanism for the [CrX(H2O)5]2+
…H2O (Pathways M (X= Cl–) to O (X = I
–)).
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 47
The associatively activated dissociation (Da) mechanism is a two-step
mechanism that is generally similar to the dissociative mechanism described in the
previous section but involves activation of the complex via outer sphere coordination
of water. A schematic of the Da mechanism for aquation of [CrX(H2O)5]2+
complexes is shown in Scheme 2.3.
The focus of this study is to firstly establish the reliability of selected methods
for investigating these processes by comparing calculated results with experimental
values, where possible. In addition, the role of solvent is investigated by exploring
both implicit solvation (PCM) and explicit solvation options in the calculations. The
overall objective of this study is to provide a detailed investigation of aquation at
haloaqua-Cr(III) species that will provide new insights to the intimate mechanisms
of this process.
Computational Methods
Standard density functional and hybrid density functional theory calculations
were carried out with Gaussian09.69
The geometries of all reactants, transition states,
intermediates, and products for the associative interchange (Ia) mechanism were
fully optimized in the gas phase and solvent phase (water) using hybrid density
functionals (B3LYP and PBE0 (=PBE1PBE)), long-range corrected hybrid density
functionals (Coulomb-attenuating B3LYP (CAM-B3LYP)), and the newly
developed meta-hybrid functional M06 method. A range of basis sets were also
investigated including LanL2DZ, cc-pVDZ, and aug-cc-pVDZ. A subset of these
methods and basis sets were used to investigate the dissociative (D) and associatively
activated dissociation (Da) mechanisms. The optimized structures and the relative
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 48
energies of reactants, intermediates, transition states, and products for all pathways
are shown in Figures SF0‒SF19 and Tables S1‒S11 in the Supporting Information
(SI).
To identify the most reliable methods for calculating structural and energetic
data, theoretical values were compared with experimental data where possible. The
effect of solvent (water) on the structures and energetics of each pathway was
investigated using the polarisable continuum model (PCM). Vibrational frequencies
were obtained for all optimized structures to check for the absence of imaginary
frequencies for reactants and products and for the presence of a single imaginary
frequency for each transition state. Unless otherwise stated, all values given in the
text were obtained at the PBE0/cc-pVDZ level in solution (PCM). Gas phase values
are included in parentheses.
For all the reaction pathways discussed in this study, the transition states were
analyzed using the intrinsic reaction coordinate (IRC) method. The final structures
obtained from each IRC were further optimized in order to positively identify the
reactant and product complexes to which each transition state was connected.
Activation energies, enthalpies of activation and entropies of activation values are
calculated at 298.15 K. All distances and angles shown in the figures are in
angstroms (Å) and degrees (º), respectively.
The difference in partial molar volume between the transition state and the
reactants/intermediates is the volume of activation (∆V‡), which can be used to
identify I or Ia (negative value) and D (positive value). The volume of activation can
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 49
be correlated to the change of the sum of all Cr−L bond lengths (∆∑ d(TS−R))
between the transition state and reactant:
∆∑ d(TS−R) = ∑ d(Cr−L)TS − ∑ d(Cr−L)R (2.3)
Similarly, the change in molar volume of the reaction can be estimated from the
change in Cr−L bond lengths (∆∑ d(P−R)), between the product and the reactant
species:
∆∑ d(P−R) = ∑ d(Cr−L)P − ∑ d(Cr−L)R (2.4)
where ∑ d(Cr−L)P is the sum of the Cr−L bond lengths of the product.
Results and discussion
A range of aquation mechanisms of halopentaaquachromium(III) species were
investigated in this work including associative interchange (Ia), dissociative (D) and
associatively activated dissociation (Da) mechanisms. In the first part of this study
we applied a range of computational methods to explore aquation of [Cr(L)nX]2+
complexes, to identify variations with methods and compare with experiment where
possible.
Structural parameter variations with method
Structural parameters for the interchange aquation pathway of [Cr(H2O)5X]2+
complexes; (X = F−, Cl
−, Br
−, or I
−) were determined at several levels of theory to
identify variations with functional and basis sets. Limited experimental gas-phase
and solution phase structural data is available for the [Cr(H2O)5X]2+
complexes.
However, amongst the limited experimental structural data available is an EXAFS
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 50
study by Diaz-Moreno et al.70
of chloroaquachromium(III) complexes in aqueous
solution. They obtained bond lengths of 1.98 ± 0.04 Å and 2.26 ± 0.05 Å for the
Cr−Cl and Cr−O bonds of [CrCl(H2O)5]2+
, respectively. Our PBE0/cc-pVDZ values,
2.008 and 2.225 Å, respectively, are in good agreement with these experimental
values. Therefore, the PBE0/cc-pVDZ level was arbitrarily chosen as a reference
point for comparison of complex geometries obtained with other levels of theory.
Table 2.1 provides a summary of the overall variations in chromium-ligand bond
lengths for a range of functionals and basis sets. The full table of geometries and
bond lengths used in the comparison, obtained in the gas phase and with PCM
(water), can be found in Figures SF1 to SF5 and Table S1 of the supporting
information (SI).
Table 2.1: Summary of deviations for Cr−Ligand bond lengths for
[Cr(H2O)5X]2+
complexes; (X = F−, Cl
−, Br
−, and I
−) with functional and basis
set.a,b
Reactant Transition
Structure Overall
Level/basis set MD MAD MD MAD MD MAD
B3LYP/LanL2DZ 0.015 0.038
0.024 0.058
0.019 0.048
CAM-B3LYP/LanL2DZ −0.002 0.046
0.008 0.064
0.003 0.055
PBE0/LanL2DZ −0.006 0.043
−0.002 0.055
−0.004 0.049
M06/LanL2DZ −0.009 0.036
0.004 0.045
−0.002 0.041
PBE0/aug-cc-pVDZ −0.001 0.015 0.003 0.041 0.001 0.028 a Methods are arbitrarily compared against PBE0/cc-pVDZ geometries.
b MAD is the Mean Absolute Deviation and MD is the Mean Deviation.
All levels of theory were found to give similar performance for the bond lengths of
Cr3+
complexes, with MADs from PBE0/cc-pVDZ of 0.015−0.046 Å for reactant
complexes in solution and 0.041−0.064 Å for the transition structures in solution. The
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 51
inclusion of diffuse functions in the basis set has minimal effect on the geometries of
both reactants and transition states, as shown by the small MADs for the PBE0/aug-
cc-pVDZ level (Table 2.1 and Table S2 in the SI). The effective core potential basis
set (LanL2DZ) leads to larger deviations from the all-electron cc-pVDZ basis, with an
overall MAD of 0.049 Å. Nevertheless, when LanL2DZ is combined with the other
functionals (B3LYP, CAM-B3LYP and M06), the agreement with PBE0/cc-pVDZ is
reasonable, particularly M06/Lanl2DZ. It was found that M06/LanL2DZ was an
acceptable alternative for obtaining geometries of these systems in a limited number
of cases where PBE0/cc-pVDZ stationary points could not be located.
In the reactant (precursor) complexes (RA−D) it is the Cr…O distance of the outer
sphere water molecule that shows the largest variation with method. In the transition
states, the main contributions to the non-zero MADs come from variations in the
breaking Cr…X bond and the forming Cr…O bond (Tables S1‒S2 and Figures SF1
to SF5 in the SI). However, for most cases there are no major variations in reactant
and transition state geometries.
Comparison of activation enthalpies with experiment
Activation enthalpies (ΔH‡) and entropies (ΔS
‡) of the interchange (Ia) and
associatively activated dissociation (Da) pathways for hydrolysis of [CrX(H2O)5]2+
complexes (X = F−, Cl
−, Br−, or I
−) were calculated at a range of levels and compared
with experiment.35,46
The full range of methods explored were the M06, B3LYP,
CAM-B3LYP and PBE0 levels of theory using the LanL2DZ and cc-pVDZ basis
sets. The ΔH‡ and ΔS
‡ values of selected methods are presented in Table 2.2, with
the full range of data presented in Tables S3‒S5 and S9‒S10 of the SI.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 52
Table 2.2: Enthalpies of Activation (ΔH‡, kJ mol
−1) and entropies (ΔS
‡, J mol
−1)
for aquation of [CrX(H2O)5]2+
complexes via interchange (Ia) and associatively
activated dissociation (Da) in water solvent at 298.15 K.a
M06/
PBE0/
PBE0/
LanL2DZ
LanL2DZ
cc-pVDZ
Exptlb
Cr3+
Species Mecha. ΔH‡ (ΔS
‡)
ΔH
‡ (ΔS
‡)
ΔH
‡ (ΔS
‡)
ΔH
‡ (ΔS
‡)
[CrF(H2O)5]2+
Ia 120 (−30)
129 (−47)
119d
120 ± 3 (−16 ± 3)
D 136 (–26)
119 (–28)
128d
[CrCl(H2O)5]2+
Ia 117 (−17)
116 (−26)
119 (−13)
Da 126 (−14)
102 (−24)
103 (−15)
102 ± 1 (−30 ± 2)
[CrBr(H2O)5]2+
Ia 119 (−47)
115 (−50)
114 (−16)
Da 131 (−22)
105 (−17)
101 (−20)
100 ± 1 (−15 ± 4)c
[CrI(H2O)5]2+
Ia 113 (−9)
121 (−33)
114 (−20)
Da 138 (−8)
106 (−13)
97 (−18)
96 ± 1 (−1 ± 4) a Optimized structures of halopentaaqua Octahedral Cr
3+ complexes defined in Figures SF1
to SF18 and the Da values for overall activation enthalpies (ΔH‡) and activation entropies
(ΔH‡).
b Ref. 36.
c Ref. 47.
d Activation energy calculated by single point using PBE0/cc-
pVDZ//M06/LanL2DZ and scaled thermal correction at M06/LanL2DZ.
Generally, all methods applied to the Ia pathway provide similar values with
differences of no more than ~ 4 kJ mol−1
for ΔH‡ and ~ 10 J K
−1 mol
−1 for ΔS
‡. The
calculated ΔH‡ values for the Ia pathway decrease from X = F through to X = I at all
levels, consistent with the experimental trend. However, activation enthalpies and
activation entropies for the interchange mechanism are overestimated relative to
experiment, by all levels of theory, with MADs of 12.5−16.3 kJ mol−1
for ΔH‡
and
6.0−16.8 J K−1
mol−1
for ΔS‡ in solution (Figure 2.1) (Table S5 in SI). Of the
selected methods, PBE0/cc-pVDZ gives ΔH‡ values for the Ia pathway that are
closest to experiment with MADs of 12.5 kJ mol−1
and 12.3 J K−1
mol−1
for ΔH‡ and
ΔS‡, respectively. The M06/LanL2DZ method gives the next closest agreement with
MADs of 12.8 kJ mol−1
and 16.8 J K−1
mol−1
for ΔH‡ and ΔS
‡ respectively.
Nevertheless, across the series of complexes, the deviations in ΔH‡ from experiment
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 53
tend to be small for the fluoride system but become successively larger for the
remaining halides, regardless of the method used. This is a strong indication of a
change in mechanism across the series.
Figure 2.1: Plots of MAD from experiment for activation enthalpy (H, kJ mol1
) and
activation entropy (S, J K−1
mol1
) for aquation of [CrX(H2O)5]2+
(X = F–, Cl
–, Br
–,
or I–) calculated at different levels of theory.
The ΔH‡ values for the Da pathway show a large variation with theoretical
method. At the M06/Lanl2DZ level, ΔH‡ values increase from X = Cl through to X =
I, counter to the experimental trend. In contrast, PBE0 with a range of basis sets
gives values that follow the experimental trend and the PBE0/cc-pVDZ level gives
particularly close agreement with an overall MAD from experiment of 1.0 kJ mol−1
(Figure 2.1). We also note that activation enthalpies calculated in the gas phase are
~60.0 kJ mol1
higher (Table S3 in the SI) indicating the importance of implicit
solvation for the accurate modeling of these systems.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 54
In summary, we have found that activation enthalpies (ΔH‡) calculated at
PBE0/cc-pVDZ for the associative interchange (Ia) mechanism (MAD 12.5 kJ
mol1
) and associatively activated dissociation (Da) mechanism (MAD 1.0 kJ mol1
)
for hydrolysis reactions of halopentaaquochromium(III) species, give the closest
agreement with existing experimental data.1‒2
The PBE0/cc-pVDZ level has
therefore been selected to study in detail each of the mechanistic pathways for
aquation processes of [CrX(H2O)5]2+
complexes and to identify the major
contributing factors for the observed trends in reactivity. However, we note that in a
small number of cases we were unable to locate structures at the PBE0/cc-pVDZ
level. In these limited cases we have obtained PBE0/cc-pVDZ single-point energies
on M06/Lanl2DZ geometries with scaled (0.9) thermal corrections to obtain reliable
energetic data.
Associative interchange pathway (Ia) for aquation of [CrX(H2O)5]2+
As noted in the Introduction, the Associative Interchange (Ia) mechanism is the
generally accepted pathway for substitution of neutral ligands in Cr(III) complexes
and also widely accepted for substitution of charged ligands. A schematic of this
mechanism for halogen-water exchange of these [CrX(H2O)5]2+
species is shown in
Scheme 2.1 and optimized structures can be found in Tables S3 to S6 and Figures
SF1 to SF5 of the SI. The relative energy profiles for the process described in
Scheme 2.1 are shown in Figure 2.2.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 55
Figure 2.2: Energy profiles for Ia mechanism for halide-water exchange of
[CrX(H2O)5]2+
(X = F–, Cl
–, Br
–, or I
–) in water solvent obtained at PBE0/cc-pVDZ.
The stability of the associated reactant complexes (RA‒D, A (X= F–
) to D (X = I–
)) differs
only slightly from X = F through to X = I (Figure 2.2), which reflects the similarity
in the outer sphere coordination of the attacking water molecule. A range of different
precursor complex conformations for each system ([CrX(H2O)5]2+
…H2O) were
explored and the bifurcated arrangement (Figure 2.3a) was found to be the most
stable. We note that the H…O bonds for this conformation exhibit only a very
marginal decrease (~0.01 Å) from X = F through to X = I, indicating that the outer
sphere coordination is largely independent of the halide. The next most stable
conformations were those with a single linear hydrogen bond to an inner sphere
water molecule (Figure 2.3b), which are 3.4, 10.7, 11.5 and 11.2 kJ mol1
higher in
energy for X = F, Cl, Br and I, respectively. The H…O bond lengths for these linear
conformations are also largely independent of the halide. However, in this
conformation there is some interaction with the halide. Not surprisingly, this is
strongest for the fluoride (d(X…H) = 1.93 Å) and weakest for the iodide (d(X…H) =
3.12 Å) (Figure 2.3b). This suggests that the lower stability of the linear
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 56
conformations arises largely from the weaker hydrogen bonding to the outer sphere
water molecule rather than a significant destabilization of the metal complex. If these
linear reactant structures are used to calculate ΔH‡ for the Ia pathway then the MAD
from experiment decreases to 5.0 kJ mol−1
(Tables S4‒S5 of the SI). However, IRC
analysis of the transition states leads to the lower energy bifurcated structure rather
than these higher energy linear structures.
Cr
O
OO
O
X
O
H
H
H
H
H
H
H
H
H
H
Cr
O
O O
O
X
O
H
H
H
H
H
H
HHH
H
OH
H
O
H
H
(a) (b)
Figure 2.3: Conformations and relative energies (kJ mol–1
) of precursor complexes:
(a) bifurcated and (b) linear for X = F−, Cl
−, Br
−, or I
−.
As noted earlier, the experimental enthalpy of activation for the four systems
decreases in the order, [CrF(H2O)5]2+
[CrCl(H2O)5]2+
[CrBr(H2O)5]2+
[CrI(H2O)5]2+
(Table 2.2). The ΔH‡ is very high for X = F because F
− ion is more
tightly bound to Cr3+
than the other halide ions due to the strong hard acid (Cr3+
) −
hard base (F− ion) interaction i.e. this is largely an electrostatic interaction (Cr) =
+2.472 e, F) = ‒0.798 e). The decrease in ΔH‡ for the other halides corresponds
with the softer nucleophilicities and decreases in electronegativity of these ions, so
that the leaving group ability follows the order I− Br
− Cl
− F
−. In particular, the
valence electrons of the I− ion are more loosely bound, so the iodide ion is more
polarizable than fluoride ion. The greater polarizability leads to a distortion of the
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 57
electron cloud of the halide that stabilizes the transition state. The importance of
polarizability of the halide is also reflected in the Cr…X distances in the TS, which
increase from 2.22 Å for the fluoride system through to 3.24 Å for the iodide system.
The Cr…OH2 distances in the transition states exhibit much less variation with X
and range from 2.34 to 2.37 Å. Hydrogen bonding is also important in stabilising the
transition states for these processes and in each system the departing halide interacts
with the three closest water molecules, which includes the incoming water molecule
and two inner-sphere water molecules on the departing face of the complex.
However, the strength of these interactions varies across the series. In the case of the
fluoride system the X...H distance between fluoride and the incoming water
molecule is 1.69 Å and the remaining H-bonds are both ~1.82 Å, which is indicative
of the high basicity of F‒. However, the corresponding distances for the other
systems systematically increase to values of 2.64 Å, 2.49 Å and 2.54 Å, respectively,
indicating that H-bonding becomes progressively less important in stabilising these
transition states. In conjunction with this, the calculated ∆∑ d(Cr−L)TS‒R values
range from ‒0.63 Å to ‒0.94 Å (Table S11 of the SI), which is consistent with a
negative activation volume.
As noted earlier, the successor complexes (PA‒D) of this process involve outer
sphere coordination of the released halide ion. The structures of these are generally
similar but the relative stabilities differ with the identity of the halide. In particular,
the successor complex for the fluoride system is substantially less stable than the
corresponding species for the other halides. Our calculations reveal that there is only
a very small barrier for this species to undergo intramolecular proton transfer to the
fluoride leading to formation of HF and [Cr(OH)(H2O)5]2+
. This result is consistent
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 58
with experimental observations for the fluoride system. The higher stability of the
other successor complexes, coupled with the lower basicities of these halides means
that these species do not exhibit proton transfer. Not surprisingly, the stability of the
ion pair successor complexes PA‒D is substantially greater than the isolated species.
However, explicit solvation of the free ions (X‒(H2O)6) substantially lowers the
energy of these free ions (Figure SF18 of the SI). When the solvation energy of the
free ions (−37, −55, −58 and −59 kJ mol1
, for X = F, Cl, Br and I, respectively), is
included, the overall reaction enthalpies (H) are substantially reduced and follow
the experimental trend.71‒72
To further explore the importance of explicit solvation we investigated the
effects of inclusion of a second outer sphere water molecule on the reaction profile
for [CrF(H2O)5]2+
, [CrCl(H2O)5]2+
and [CrBr(H2O)5]2+
. The additional explicit
solvation of the TSs achieved with inclusion of the second water molecule lead to
differences in activation enthalpies of no more than 3 kJ mol1
and therefore was not
considered further.
Dissociation pathway (D) for Aquation of [CrX(H2O)5]2+
The dissociative mechanism is a two-step reaction that initially involves breaking
of the Cr‒X bond with formation of a common pentacoordinate intermediate
(Scheme 2.2). For the chloride, bromide and iodide systems, the released halide ions
are coordinated to the outer sphere of the complex to give ion-pair complexes,
[Cr(H2O)5]2+
…X−. The fluoride system is similar but the strong interaction with the
neighbouring water molecule leads to proton abstraction and the formation of the
conjugate base. The structure of this intermediate is described in more detail below.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 59
The activation enthalpies and activation entropies for the Cr‒X dissociation of
[CrX(H2O)5]2+
(X = F−, Cl
−, Br
− or I
−) are given in Table 2.3. The optimized
structures of the reactants, products, and transition states are shown in Figures SF10
to SF13 in the SI, respectively.
Table 2.3: Enthalpies of Activation (ΔH‡, kJ mol
−1) and entropies (ΔS
‡, J mol
−1)
for aquation of [CrX(H2O)5]2+
complexes via dissociative (D) and associatively
activated dissociation (Da) in water solvent at 298.15 K.a
D Pathway Da Pathway Exptlb
Cr3+
Species ΔH‡ (ΔS
‡) ΔH
‡ (ΔS
‡) ΔH
‡ (ΔS
‡)
e[CrF(H2O)5]
2+ TS1 128
d – 120 ± 3 (−16 ± 3)
[CrCl(H2O)5]2+
TS1 103 (−38) 97 (−20)
TS2 –
34 (−7)
Overall 103 (−38) 103 (−15) 102 ± 1 (−30 ± 2)
[CrBr(H2O)5]2+
TS1 99 (−18) 93 (−29)
TS2 – 20 (−18)
Overall 99 (−18) 101 (−20) 100 ± 1 (−15 ± 4)c
[CrI(H2O)5]2+
TS1 86 (−16) 83 (−17)
TS2 – 34 (21)
Overall 86 (−16) 97 (−18) 96 ± 1 (−1 ± 4)
a Optimized structures of halopentaaquo Octahedral Cr
3+ complexes defined in Figures SF10
to SF13. b
Ref. 36.c Ref. 47.
d The values are for activation energy (TS) calculated by single
point using PBE0/cc-pVDZ//M06/LanL2DZ and scaled thermal correction at
M06/LanL2DZ. e The value is for the reaction: [CrF(H2O)5]
2+ → [Cr(H2O)4(OH)]
2+…HF.
The activation enthalpy for the dissociation pathways of the F−, Cl
−, Br
− and I
−
systems at PBE0/cc-pVDZ level are 128, 103, 99 and 86 kJ mol1
, respectively
(Table 2.3 and Figure 2.4). Although the chloride and bromide values are close to the
corresponding experimental values, the value for the fluoride system is significantly
higher than experiment and the iodide value is slightly lower than the experimental
value (Table 2.3).
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 60
Figure 2.4: Energy profiles for D mechanism for halide-water exchange of
[CrX(H2O)5]2+
(X = F–, Cl
–, Br
–, or I
–) in water solvent obtained at PBE0/cc-pVDZ.
The leaving group ability follows the order I− Br
− Cl
− F
−. The high
polarizability and low electronegativity of the soft base I− ion again plays a role in
the lowering of the activation enthalpy of the dissociation step, whereas the hard
base F− ion is more tightly bound in [CrF(H2O)5]
2+ and has a high dissociation
enthalpy.
The Cr…X distances of the transition structures range from 2.63 Å for the
fluoride system through to 3.70 Å for the iodide system. These TS distances are
longer (0.41– 0.46 Å) than the corresponding distances for the TSs of the Ia pathway,
with fluoride showing the largest increase and iodide the least, consistent with a
dissociative (D) process. As noted above Cr‒F bond breaking from [CrF(H2O)5]2+
occurs with formation of F‒H in the intermediate complex, ([Cr(H2O)4(OH)]+…F‒
H). This complex is stabilized due to the delocalization of the negative charge as
shown in the following manner:
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 61
This structure is consistent with the observation of Arshadi et al.71
for the
hydration of halide ions. They observed that in the F‒ system, the bonding in the
monohydrate (F‒.H2O) is not well approximated by the electrostatic model and that
F‒H bond formation occurs and the electronic structure of the monohydrate is
probably best described by mesomeric structures.
This intramolecular process comprises ligand dissociation with partial formation
of the covalent bond and partial proton transfer in the complex (F−…H
+…OH
−). The
interaction between F−
ion and H2O ligand involves charge dispersal and formation
of the semicovalent bond with electron transfer that leads to the hydroxide ion being
formed, as a conjugate base, in the transition state (TSH), resulting in a high
activation enthalpy (128 kJ mol–1
). The mesomeric structures of conjugate bases of
F−
ion (I and II canonical forms) do not occur with the other halides and this effect
correlates well with the high bond energy of H−F (565 kJ mol–1
) , compared with
H−Cl (431 kJ mol–1
), H−Br (363 kJ mol–1
), and H−I (297 kJ mol–1
).71‒72
The ∆∑
d(Cr−L) values of the first step of this pathway are all positive (0.65 – 0.96 Å),
which is consistent with a dissociative mechanism (Table S10 of the SI).
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 62
Associatively activated dissociation (Da) for Aquation of [CrX(H2O)5]2+
A schematic of the Da mechanism for aquation of [CrX(H2O)5]2+
complexes is
shown in Scheme 2.3 and optimized structures of the reactants, products, and
transition states can be found in Figures SF14 to SF17 of the SI. The Da pathway
begins from the same associated precursor (R) complexes as described for the
associative interchange mechanism (Ia). However, the Da mechanism differs from
the Ia mechanism because it is a two-step process. Chromium–halide bond breaking
occurs in the first step to form a five-coordinated intermediate (I1(M−O)). The released
halide ion is coordinated to the outer sphere of the complex through two X…H
hydrogen bonds, while at the same time the outer sphere water molecule adopts a
position to facilitate attack on the metal centre. Nucleophilic attack by the water
molecule on the Cr3+
metal ion occurs in the second step and results in the octahedral
product ion pair (P(M−O)). The formation of this product occurs via a hexacoordinate
transition state (TS2(M−O)). Following this pathway, the fluoride system proceeds with
hydrogen abstraction in the first step (TS1(L)), resulting in formation of HF and
[Cr(OH)(H2O)5]+ rather than the hexaaqua complex and is therefore not considered
further (Figure SF14 of the SI).
The activation enthalpies and activation entropies for each of the steps of the Da
pathway are given in Table 2.3 and the relative energy profiles for the individual
reactions are shown in Figure 2.5.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 63
Figure 2.5: Energy profiles for associatively activated dissociation (Da) mechanim
of [CrX(H2O)5]2+
…H2O (X = Cl–, Br
–, or I
–) in the water solvent. Relative energies
(in kJ mol1
) are at the PBE0/cc-pVDZ.
The activation enthalpies for the Cr‒X dissociation of the first step decrease from
chloride (97 kJ mol1
) through to iodide (83 kJ mol1
), which reflects the differences
in the Cr−X bond strengths. These values are lower than the corresponding values for
the D mechanism, indicating the outer-sphere coordination of water helps to stabilise
the transition states. The Cr…X distances of the Da transition states (TS1(M‒O)) are
only marginally longer than the corresponding distances for the D transitions
structures. Consistent with the D mechanism, there is outer sphere coordination of
the halides in the intermediates. However, in these species the halides are
coordinated between two of the cis-inner sphere water molecules rather than along
an extension of the Cr‒X bond.
The barriers for the second step are substantially smaller than the first indicating
that nucleophilic attack by the outer sphere water molecule on the pentacoordinate
metal centre of the intermediate is the fast step of the reaction. As noted earlier, the
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 64
overall activation enthalpies at PBE0/cc-pVDZ, are in excellent agreement with the
experimental values (Table 2.3).35,46
These results provide strong evidence that
aquation of [CrX(H2O)5]2+
complexes (X = Cl, Br and I) proceeds via a associatively
activated dissociation mechanism rather than an associative interchange (Ia)
mechanism. The calculated ∆∑d(TS−R) and ∆∑ d(Cr−L)P‒R values range from 0.82
Å to 1.00 Å and ‒0.31 Å to ‒0.42 Å, respectively, which is consistent with a D-type
mechanism (Table S10 and Figure SF0 of the SI).
Discussion
In this study we have carried out a detailed investigation of three different
mechanisms (Ia, D and Da) for the aquation of [CrX(H2O)5]2+
complexes. The very
close agreement between experimental activation enthalpies and these calculations
suggest that aquation of the fluoride system proceeds via an associative interchange
(Ia) mechanism with immediate intramolecular proton transfer to form HF and the
conjugate base [Cr(OH)(H2O)5]2+
. Aquation of the other systems (X = Cl, Br and I)
proceeds via SN1 mechanism of associatively activated dissociation (Da). No
computational studies of Da mechanism have previously been reported for the
hydrolysis reactions of these complexes. However, given the extensive debate that
has occurred on this topic it is worthwhile comparing the details of our mechanisms
with previous theoretical and experimental studies.
Rotzinger60
carried out an extensive study of the water-water exchange
mechanism for hexaaqua metal ions of the first transition series. For Cr(III) he was
able to locate both Ia and D transitions structures. Although the calculated Ia barrier
(98 kJ mol‒1
) was substantially lower than the barrier for the D pathway (121 kJ ml‒
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 65
1) neither value was particularly close to the experimental value (109 kJ mol
‒1.68
In
this study the ∆H‡ values for the Da pathway (X = Cl, Br and I) are not only
substantially lower than the Ia values, they are also in excellent agreement with
experiment (MAD = 1.0 kJ mol1
).
Our Ia transition structures for aquation of [CrX(H2O)5]2+
generally resemble
Rotzinger’s water-water exchange TS for [Cr(H2O)6]3+
. In particular, the incoming
H2O is in a cis position relative to the leaving X. However, in the water-water
exchange process, the incoming and leaving Cr…O bonds are equivalent, whereas in
the systems studied here the metal-halide bonds (M…X) and metal-water bonds
(M…O) are not equivalent. Although we find that the Cr…O bonds of the incoming
water molecule are almost constant across the series, the Cr…X bonds vary with the
identity of the halide X, being slightly shorter than the Cr…O bond for the fluoride
system and substantially longer for the iodide system. The sum of all Cr−L bond
lengths (∆∑ d(Cr‒L)) between the transition state and reactant/intermediate is often
correlated with the activation volume (∆V‡). Negative ∆∑ d(Cr−L) values are
generally correlated with negative activation volumes which implies an associative
mechanism. Rotzinger reports a ∆∑ d(Cr−L) value for water-water exchange of
Cr(III) of ‒1.20 Å and the experimental ∆V‡ is ‒9.6 cm
3 mol
‒1.68
The ∆∑ d(Cr−L)
values for our systems along the Ia pathway are all negative (‒0.63 to ‒0.94 Å) but
smaller in magnitude than the value for water-water exchange. However, there are
important differences between water-water exchange and halide-water exchange.
Firstly, the leaving X‒ groups have different polarizabilities that can be linked to
stabilization of charges in the TSs. Secondly, electrostriction should be relatively
small in the water-water exchange process but will vary for halide-water exchange
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 66
across the four systems. This is qualitatively demonstrated in our calculations by the
hydrogen bonding of the leaving halides to inner and outer sphere water molecules in
the TSs and successor complexes.
Rotzinger also identified a TS corresponding to the dissociative (D) pathway for
water-water exchange of Cr(III), with a reaction barrier of 121 kJ mol‒1
, which is ~
12 kJ mol‒1
higher in energy than the experimental value. The TS structure and the
corresponding intermediate compare well with those obtained in our study with
square pyramidal geometries. It was found that the dissociative pathway lead to
barriers that were higher than experiment (Table 2.3). In this study, the activation
enthalpies for the Cr‒X dissociation decrease from chloride (103 kJ mol1
) through
to iodide (86 kJ mol1
), which reflects the differences in the Cr−X bond strengths.
These values are higher than the corresponding values for the Da mechanism,
indicating the outer-sphere coordination of water helps to stabilise the transition
states.
The associatively activated dissociation pathway is closely related to the
dissociative interchange mechanism. Interestingly, Rotzinger did not consider the Da
pathway for water-water exchange and was unable to locate a TS for the dissociative
interchange pathway. This is in contrast to our study where we located Da TSs for
the chloride, bromide and iodide systems and as noted earlier the activation
enthalpies for this pathway are in excellent agreement with experiment. The Da
pathway passes through a square pyramidal intermediate in which the dissociated
halide and the incoming water molecule are located in the outer-sphere of the
complex, approximately trans to one another. The ∆∑ d(Cr−L) values for the
dissociative first step (X ligands leaving) are positive and for the second step (water
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 67
ligand entering) are negative as shown in Table S10 and Figure SF0 of the SI. For
[CrI(H2O)5]2+
…H2O process, the calculated ∆∑ d(Cr−L) values (Table S10 of the
SI) for the overall process are negative, which is consistent with the experimental
value.57
We also note that the overall ∆S‡ is negative and that there is relatively little
variation across the three systems of this study. However, there are variations in ∆S‡
for the individual steps, particularly for step 2 that can be related to the size of the
leaving group and changes in the coordination structure of the inner and outer sphere
of the complexes for formation of the TSs. A key feature of the Da mechanism is that
the complex becomes associatively activated through outer sphere coordination that
lowers the activation enthalpy for dissociation of the Cr‒X bond. Previously,41
the
substitution reaction of [Co(NH3)5(H2O)]3+
…X− was designated “accidental
bimolecular” to indicate that the substitution process is a rearrangement between
inner and outer coordination spheres, which in consistent with our observations for
the Da mechanism. Likewise, Bushey and Espenson73
investigated anation of
[Cr(H2O)5CH2Cl]2+
and [Cr(H2O)5CHCl2]2+
with NCS‒ and obtained results that
were consistent with both a limiting SN1 and an ion-pairing mechanism.
A key feature of the experimental investigations of the aquation halopenta-
aquachromium(III) complexes is the large difference in experimental parameters for
the fluoride system compared to the other systems which are largely attributed to the
higher basicity of fluoride ion. Our calculations are completely consistent with this
observation. In particular, the departing fluoride ion is observed to abstract a proton
from a coordinated water molecule in both the D and Da TSs and has particularly
close contacts with the hydrogen atoms of neighboring water molecules in the TS of
the Ia pathway. We propose that the most likely mechanism for aquation of
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 68
fluoropentaaquachromium(III) complex proceeds via an Ia pathway (∆H‡ = 119 kJ
mol‒1
) in excellent agreement with the reported experimental value (120 ± 3 kJ mol‒
1),
35 followed by immediate formation of the conjugate base through intramolecular
proton transfer.
Conclusions
A comprehensive computational investigation was conducted to explore three
possible mechanisms of aquation reactions of halopentaaqua Cr3+
species: associative
interchange (Ia), dissociative (D) and associatively activated dissociation (Da)
mechanisms. A range of density functional theory methods were investigated for
determination of structures and reaction energetics. All levels of theory were found
to give similar performance for the bond lengths of Cr3+
complexes, with MADs
from PBE0/cc-pVDZ of 0.015−0.046 Å for reactant complexes and 0.041−0.064 Å
for the transition structures (TS) in solution. The inclusion of diffuse functions in the
basis set has minimal effect on the geometries of both reactants and transitions states.
Activation enthalpies (ΔH‡) and entropies (ΔS
‡) for the associative interchange (Ia)
and associatively activated dissociation (Da) pathways for hydrolysis of
[CrX(H2O)5]2+
complexes (X = F−, Cl
−, Br−, or I
−) were calculated at a range of
levels (M06, B3LYP, CAM-B3LYP, and PBE0 using the LanL2DZ and cc-pVDZ
basis sets) and compared with experimental data.35,46
Activation enthalpies
calculated at PBE0/cc-pVDZ for the associative interchange (Ia) mechanism (MAD
12.5 kJ mol1
) and associatively activated dissociation (Da) mechanism (MAD 1.0 kJ
mol1
) for hydrolysis reactions of halopentaaquachromium(III) species, give the
closest agreement with existing experimental data. Use of implicit solvent models
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 69
has a minimal effect on the structures of reactants, products and transition states but
is essential for energetic agreement between theoretical and experimental values.
Calculations reveal that the mechanism for aquation of the fluoride system
differs from the other halides. The lowest calculated overall activation enthalpy for
the fluoride system was obtained for the Ia mechanism and was in close agreement
with the experimental value.35,46
This is followed by immediate proton abstraction
leading to the formation of HF and [Cr(OH)(H2O)5]2+
. In comparison, for the X =
Cl−, Br
− or I
− the lowest H
‡ values are found for the Da mechanism which are in
excellent agreement with the experimental values. Nevertheless, the identification of
a Da mechanism is in conflict with the negative experimental activation volumes,
obtained in totally aqueous conditions, which imply an associative interchange
mechanism. We propose that electrostriction/ion-pairing and the stability of the
hydration spheres around Cr3+
complexes may be factors that contribute to the
anomaly and may therefore warrant further experimental investigation of these
processes in mixed solvents.
Supporting Information Summary
Energies of all pertinent structures are reported in the accompanying supporting
information.
Acknowledgements
We are grateful to the Australian National Computational Infrastructure (NCI)
facility for computer time.
Chapter 2: *
Uddin, K. M.; Ralph, D.; Henry, D. J. Comp. Theor. Chem. 2015, 1070, 152‒161. 70
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(26) Levina, A.; Lay, P. A. Chem. Res. Toxicol. 2008, 21, 563‒571.
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Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 73
Chapter 3
Mechanistic Study of the Aquation of Nutritional
Supplement Chromium Chloride and other
Chromium(III) Dihalides*
Abstract
The mechanism for aquation of dihalotetraaquachromium(III) complexes (trans-
[Cr(H2O)4TX] +
, where
X or T = Cl, Br, or I), including a common component of
many nutritional supplements (X, T = Cl) has been investigated using density
functional theory. A number of mechanistic pathways were explored including
associative interchange (Ia), and dissociative (D) mechanisms. The overall activation
enthalpy for the D pathway of the dichloro (trans-[Cr (H2O)4Cl2]) system calculated
at the PBE0/cc-pVDZ level, with inclusion of an explicit outer sphere water
molecule and in aqueous solution (PCM), is in excellent agreement with the
experimental result. The results provide a detailed understanding of the mechanism
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 74
for the hydrolysis of trans-Cr(III) complexes, which could be useful in
understanding the speciation of Cr(III) complexes in physiological environments.
Introduction
Chromium(III) complexes are regularly incorporated into nutritional
supplements. However, there is conflicting evidence supporting their nutritional
value and in fact questions have been raised about their potential toxicity.1‒3
Consequently there has been some interest in determining the fate of Cr(III) in
physiological environments.2‒3
One of the common chromium containing
components of nutritional supplements is chromium(III) chloride (CrCl3∙6H2O),
which actually exists as the dichlorotetraaquachromium complex, trans-
[Cr(H2O)4Cl2]Cl∙2H2O.4 Although chromium(III) may be of little nutritional benefit
to most people, there is evidence to suggest Cr(III) supplements may be beneficial in
improving glucose metabolism, maintaining blood sugar and cholesterol levels,
weight loss and building muscles in subjects with type II diabetes.1,5‒6
Glinsmann
and Mertz reported7
that oral supplementation with amounts of chromium(III)
chloride ranging from 150 to 1000 μg per day for periods of 15 to 120 days led to
improved glucose tolerance in type II diabetics. Chromium chloride has been
claimed to pharmacologically influence blood sugar levels in type II diabetics when
used at dosages less than the commonly accepted minimum nutritional level of 200
μg/day.7‒9
This claim is largely based on the results of clinical trials and animal
studies.10‒15
Anderson et al.5,16
found that a three month course of supplemental
chromium(III) chloride at a dose of 50 to 200 μg/day significantly improved glucose
tolerance and blood sugar levels in diabetics. Similar results were found with a dose
of 125 μg/day of yeast-based chromium(III).17
There are also reports suggesting that
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 75
chromium chloride has potential as an anti-depressant and alternatively to reduce
lipid deposits.10‒11
The aquation of [Cr(H2O)4Cl2]+, is likely to play an important role
in determining the speciation of Cr(III) complexes, prior to binding to biomolecules.
Chromium(III) complexes are generally considered to be kinetically inert which
might explain the relatively low absorption (~2−5%) of orally administered
chromium(III) supplements. Nevertheless, a deep green solution of [Cr(H2O)4Cl2]+
ion will gradually turn to pale green [Cr(H2O)5Cl]2+
and then subsequently to violet
[Cr(H2O)6]3+
due to the step-wise replacement of chloride by water.4,18‒24
Therefore
there may be significant speciation of chromium(III) in a physiological environment
and it is not clear which of these species may have an impact on physiological
processes in the body. For example, it has been suggested that chromium may form
polymeric species with biomolecules such as lipids, nucleic acids and proteins.2‒3,25‒
26 Understanding the stability and reactivity of dichlorotetraaquachromium(III) and
other dihalotetraaquachromium(III) complexes will provide a basis for exploring the
biochemical pathways of chromium supplements.
Substitution and aquation reaction mechanisms of metal complexes can be
classified according to whether they are associative (A), interchange (I or Ia or Id) or
dissociative (D).27‒28
The substitution reactions at an octahedral metal center could
be expected to show SN1 (unimolecular) kinetics if the mechanism is dissociative or
SN2 (bimolecular) kinetics if the mechanism is associative or interchange.29‒30
Measurement of the volume of activation (ΔV‡) is often used experimentally to
assign a mechanism, with negative values associated with A, I, Ia or Id pathways and
positive values linked to D pathways. Although this approach works well for
substitution of neutral ligands, the interpretation of ΔV‡ values for charged leaving
groups is less straightforward.
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 76
Ardon proposed31
that ligand substitution reactions of [Cr(H2O)5I]2+
proceeds via
a dissociative mechanism with formation of [Cr(H2O)5]3+
as an intermediate.
However, tracer studies by Moore et al.32
demonstrated that iodide exerts a strong
trans-effect leading to considerable exchange of H2O trans to the iodide prior to
hydrolysis. This is also important for chlorination, which is found to proceed with
formation of the trans-[Cr(H2O)4ICl]+ intermediate.
A number of experimental studies have investigated the trans-effects in
chromium(III) species including dihaloaqua-,33‒35
dihaloammine-,36‒38
and dihalo-
bis-(ethylenediammine) -chromium(III) complexes.35,38‒42
Mǿnsted and co-workers34
measured the pseudo-first-order rate coefficients for aquation of cis- and trans-
[Cr(H2O)4Cl2]+ and reported ΔH
‡ values of 101 ± 5 kJ mol
1 for cis and 96 ± 1 kJ
mol1
for trans systems. This indicates increased reactivity of the trans-isomer.
Similarly, Williams and Garner33
investigated the aquation of the cis- and trans-
[Cr(NH3)(H2O)3Cl2]2+
ion and found activation energies (Ea) of 97 ± 2 and 85 ± 1 kJ
mol1
, respectively. Hoppenjans et al. investigated36
the aquation reactions of the
trans-dichloro-, trans-chloroaqua-, trans-bromochloro- and trans-chloroiodo-
tetraammine chromium(III)43
complexes and determined that the dihalo complexes
aquate much more rapidly than the haloaqua complexes. They also found36
that Br‒
leaves at least 8.7 times faster than Cl‒ from trans-[Cr(NH3)4BrCl]
+ and the loss of
Br‒
from bromochloro complex is about 10 times faster than Cl‒ from trans-
[Cr(NH3)4Cl2]+. The situation is more complicated for the chloroiodo complex.
Analysis of the product ratios suggests the rate of loss of iodide is 30 – 40 times
greater than the loss of chloride from this complex. This reflects the better leaving
group ability of I‒ versus Cl
‒. However, if the ratio is solely due to leaving group
ability, the ratio should in fact be much higher. The experimentally observed ratio of
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 77
products can be explained if the trans-directing influence of the iodide is taken into
account, which increases the rate of chloride loss.
The mechanistic details of these reactions have also been investigated in several
studies. Bushey and Espenson proposed44
a large trans labilizing effect of alkyl
groups (–CH2Cl or –CHCl2) for the 1:1 substitution of H2O with NCS‒ in
[Cr(H2O)5CH2Cl]2+
and [Cr(H2O)5CHCl2]2+
. The kinetic data indicate that this
reaction proceeds via either an SN1 (dissociative) or an ion-pairing mechanism.
Analysis of experimental data for the trans-[Cr(AA)Cl2]+, (AA = en, pn, tmd)
species, combined with the observed stereochemical changes, indicate formation of a
square-pyramidal intermediate, which is indicative of a dissociative mechanism.45
Similarly, Macdonald et al.35
investigated aquation for both cis- and trans-isomers of
[Cr(en)2Cl2]+. Aquation of trans-[Cr(en)2Cl2]
+ led to the formation of trans-
[Cr(en)2Cl(H2O)]2+
, cis-[Cr(en)2Cl(H2O)]2+
and trans-[Cr(en)Cl2(H2O)2]2+
, whereas
aquation of cis-[Cr(en)2Cl2]+ led to only cis-[Cr(en)2Cl(H2O)]
2+. The reactions were
proposed to proceed via a dissociative mechanism (SN1) that may include trans-to-
cis isomerisation but this could not be confirmed. These results highlight the
significant speciation that can occur in these reactions and the need for further
investigation.
There have been only a limited number of theoretical studies of the trans effect
in chromium(III) species under aqueous conditions. Rotzinger46
carried out an
extensive study of the water-water exchange mechanism for a number of complexes
including trans-[Cr(NH3)4(H2O)2]3+
and trans-[Cr(NH2CH3)5H2O]3+
. He identified
an Ia pathway for the former and an Id mechanism for the latter due to steric effects.
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 78
Recently we investigated47
the aquation of halopentaaquachromium(III)
complexes in the series, [Cr(H2O)5X]+ , (X = F, Cl, Br, or I) using density functional
theory. On the basis of excellent agreement with experimental activation enthalpies,
we proposed that aquation of the fluoropentaaquachromium(III) complex proceeds
via an Ia pathway, followed by immediate formation of the conjugate base through
proton transfer. In comparison, the most likely mechanism for aquation of the X =
Cl, Br or I complexes is a variation of the dissociative mechanism. In our earlier
study we found that coordination of a water molecule to the outer sphere of the
complex had a significant effect on lowering ΔH‡ for the dissociation step.
Consequently, we referred to dissociative aquation from these [Cr(H2O)4TX]+…H2O
precursor complexes as an associatively activated dissociation process (Da).
Unfortunately this leads to a mixing of the labeling convention of Langford and Gray
(D)28
with the labeling convention of Shriver and Atkins (Da)48
. Additionally, the
inclusion of the outer sphere water molecule in these systems might best be
considered an improvement in the model rather than initiating an alternate reaction
pathway. Therefore, to eliminate confusion in this study we use only the D label of
Langford and Gray to refer to reaction mechanisms in which the first step involves
dissociation of the Cr‒X bond.
This current work represents and extension of our previous study to include the
aquation reactions of trans-[Cr(H2O)4TX] +
complexes, where T and X are chloride,
bromide or iodide ions (See Scheme 3.1). To the best of our knowledge no
computational studies have been reported for the potential energy surfaces for the
aquation mechanism of these systems.
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 79
Scheme 3.1: Hydrolysis reaction of trans-[Cr(H2O)4TX] +
(X or T = Cl, Br, or I).
The major objective of this work is to provide new insights of the intimate
mechanisms of the aquation of the chromium chloride nutritional supplement and
related trans-[Cr(H2O)4TX]+ (X or T = Br or I) complexes. This will lead to the
development of a better understanding of the stability and speciation of these species
in aqueous and physiological environments.
Computational Methods
Standard density functional and hybrid density functional theory calculations
were carried out with Gaussian09.49
The geometries of all reactants, transition states,
intermediates, and products in this study were fully optimized in the gas phase and
solvent (water) at the PBE0/cc-pVDZ level of theory, which we have previously
shown to give excellent agreement with experiment for the activation enthalpies of
related species.47
The small-core relativistic pseudopotential and correlation
consistent basis set (cc-pVDZ-PP) of Peterson and co-workers was used for iodine
throughout these calculations.50
The effect of solvent (water) on the structures and energetics of each pathway
was investigated using the polarisable continuum model (PCM). Vibrational
frequencies were obtained for all optimized structures to check for the absence of
imaginary frequencies for reactants, intermediates and products and for the presence
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 80
of a single imaginary frequency for each transition state. For all the reaction
pathways discussed in this study, the transition states were also analyzed using the
intrinsic reaction coordinate (IRC) method. The final structures obtained from each
IRC were further optimized in order to positively identify the reactant and product
complexes to which each transition state is connected. Activation energies,
enthalpies of activation and entropies of activation were calculated at 298.15 K. In
the figures, all distances are in angstroms (Å), angles in degrees (º) and the energies
in kJ mol‒1
. Unless otherwise stated, all values given in the text were obtained at the
PBE0/cc-pVDZ level in solution (PCM). The optimized structures and the relative
energies of reactants, intermediates, transition states, and products for all pathways
are shown in Tables ST1 to ST4 and Figures SF01 to SF65 of the Supporting
Information (SI).
The difference in partial molar volume between the key transition state and the
reactant is the volume of activation (∆V‡), which can be used experimentally to
determine if the mechanism is Ia (negative value) or D (positive value). The volume
of activation can be correlated to the change in the Cr−L bond lengths between the
TS and reactant (eqn 3.1).
∆∑ d(TS−R) = ∑ d(Cr−L)TS − ∑ d(Cr−L)R (3.1)
Similarly, the reaction volume (∆V) can be estimated from the change in Cr−L
bond lengths from product to the reactant species (eqn 3.2).
∆∑ d(P−R) = ∑ d(Cr−L)P − ∑ d(Cr−L)R (3.2)
where ∑ d(Cr−L)TS, ∑ d(Cr−L)R and ∑ d(Cr−L)P are the sums of the Cr−L bond
lengths in the transition state, reactant and product, respectively.
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 81
Results and discussion
Several different aquation pathways of trans-dihalotetraaquachromium(III)
complexes, [Cr(H2O)4TX]+, where T or X = Cl, Br or I, were investigated including
associative interchange (Ia, SN2) and dissociative (D, SN1) mechanisms. In the
following discussion of trans-dihalotetraaquachromium(III) complexes, we define
the leaving group as X (Cl, Br or I) and the trans-directing group as T (H2O,47
Cl, Br
or I).
Structures of trans-[Cr(H2O)4TX]+ complexes
The only experimental structural data available for the dihaloaquachromium(III)
complexes considered in this work is an EXAFS study by Díaz-Moreno et al.51
for
trans-[Cr(H2O)4Cl2]+, in aqueous solution. The PBE0/cc-pVDZ calculated Cr−Cl
and Cr−O bond lengths for trans-[Cr(H2O)4Cl2]+ (2.28 Å and 2.01 Å, respectively)
are in good agreement with the experimental values, (2.30 ± 0.03 Å and 1.99 ± 0.03
Å, respectively). On the basis of this and the previous results47
we have confidence
that PBE0/cc-pVDZ is a suitable level of theory for determining the structural
parameters for the [Cr(H2O)4TX]+ complexes (Figure SF1 of the SI).
Inspection of the chromium-halide bond lengths reveals that, with the exception
of the di-iodo species, there is little evidence of a structural trans-effect.
Consistently, across the series of complexes, Cr‒Cl bonds are 2.28 Å and Cr‒Br
bonds are 2.44 Å. The Cr‒I bond is 2.67 Å in both the chloro/iodo and bromo/iodo
complexes but increases to 2.70 Å in the di-iodo complex, which may indicate a
marginal structural trans-effect.
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 82
Associative interchange (Ia) mechanism
The structures of reactants, transition states and products involved in the Ia
mechanism for halogen-water exchange of [Cr(H2O)4TX]+
are shown in Scheme 3.2
and optimized structures can be found in Figures SF2 to SF10 of the SI.
Scheme 3.2: Associative Interchange (Ia) mechanism for [Cr(H2O)4TX]+ (X, T =
Cl–, Br
–, or I
–) with H2O.
The reaction is initiated by outer sphere coordination of a water molecule to the
Cr(III) complex as shown in Scheme 3.2. In this reaction, the incoming H2O forms a
linear hydrogen bond to an inner sphere water molecule and has a weak interaction
with the halide X, to give the stabilized precursor or reactant complex (R). The
stability of the associated reactant complexes (R), relative to the isolated complex
and water molecule, are shown by the depths of the first potential energy wells in
Figure 3.1.
IRC calculations confirm the linear H-bonded structures (Figure 3.2a) as the
precursor complexes for the Ia pathway. However, we also identified the bridging
bifurcated arrangement (Figure 3.2b) and found that this structure is lower in energy
than the linear structure by 7 ‒ 12 kJ mol1
for T = Cl and X = Cl, Br and I.
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 83
Figure 3.1: Energy profiles (in kJ mol1
) for the Ia pathway of [Cr(H2O)4TX]+ (X = Cl, Br,
or I) with H2O for (a) T =Cl, (b) T = Br and (c) T = I in solution phase obtained at PBE0/cc-
pVDZ.
The X…HO-H distances for the linear conformations (Figure 3.2a) show some
variation with halide X (2.56 Å, X= Cl to 3.66 Å, X = I). Additionally, for any given
X, the X…HOH distances exhibit a marginal increase as T changes from Cl, to Br
and I. Generally, coordination of the H2O to the outer sphere of the complex leads to
a small increase in Cr‒X (~ 0.02 – 0.03 Å) and a marginal increase in Cr‒T (~0.01 –
0.02 Å) bond lengths compared to the isolated species. Furthermore, the trans-
X−Cr−T bond angles in the precursor complexes (R) are all quite similar (173.7 –
177.5) and differ only slightly from the 180.0 found in the isolated species. This
suggests that the lower stability of the linear conformations arises largely from the
weaker hydrogen bonding to the outer sphere water molecule rather than a
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 84
significant destabilization of the metal complex. On the other hand, there is
essentially no change in the H…O bond lengths for these bifurcated conformations
from X or T = Cl through to X or T = I, indicating that the outer sphere coordination
is largely independent of the halide.
Figure 3.2: Conformations of precursor complexes: (a) linear and (b) bifurcated for X or T
= Cl, Br, or I.
The Ia mechanism involves nucleophilic attack by the outer sphere water
molecule on the central Cr(III) metal, simultaneous halide release via a
heptacoordinate transition state (TS) and leads to an octahedral product (P), with
outer sphere coordination of the halide ([Cr(H2O)4T]2+
…X−) (Scheme 3.2). The
energy profiles for hydrolysis of [Cr(H2O)4TX]+
are shown in Figure 3.1 and the
enthalpies of activation (ΔH‡) and entropies of activation (ΔS
‡) are given in Table
3.1. Also included are values for T = H2O from our previous study.47
Table 3.1: Enthalpies of activation (ΔH‡, kJ mol
‒1) and entropies (ΔS
‡, J mol
‒
1K
‒1) for Ia pathways of trans-[Cr(H2O)4TX]
+ with H2O in the water solvent at
298.15 K.a‒c
[Cr(H2O)4TCl]+
[Cr(H2O)4TBr]+
[Cr(H2O)4TI]+
T ΔH‡ ΔS
‡
ΔH‡ ΔS
‡ ΔH
‡ ΔS
‡
H2Od 109 (119) ‒27 (‒13) 102 (114) ‒32 (‒16)
103 (114) ‒41 (‒20)
Cl 90 (107) ‒37 (‒49) 83 (97) ‒41 (‒36) 74 (100) ‒16 (‒39)
Br 85 (105) ‒44 (‒20)
81 (96) ‒15 (‒32)
72 (98) ‒29 (‒42)
I 81 (101) ‒28 (‒31) 72 (90) ‒29 (‒28) 63 (83) ‒37 (‒47) a Optimized structures of trans-Cr(III)
complexes defined in Figures SF2 to SF10 of
the SI.
b The experimental value for trans-[Cr(H2O)4Cl2]
+ is 96 ± 1 kJ mol
1 of ref. 34.
c The values in parentheses are calculated relative to bifurcated reactant structures.
d Ref. 47.
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Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 85
The calculated ΔH‡ for aquation of the chromium nutritional supplement trans-
[Cr(H2O)4Cl2]+ is 90 kJ mol
‒1, using the linear reactant structure, which
underestimates the experimental value by 6 kJ mol‒1
. If the reaction enthalpy is
calculated relative to the bifurcated reactant structures then ΔH‡ increases by 17 kJ
mol‒1
, to 107 kJ mol‒1
, which overestimates the experimental value by 11 kJ mol‒1
.
Similarly, if the bifurcated reactant structures (Figure 3.2b) are used for T = Cl and
X = Br and I, ΔH‡ increases by 20 kJ mol
‒1. Although the IRC links to the linear
structures, it is likely that these arise from rearrangement of the lower energy
bifurcated structures. However, we have not located a TS for this intramolecular
process.
Clear trends can be seen in the activation enthalpies for aquation of the
complexes studied. Generally, for any series of complexes with a constant trans
ligand (T), the barriers decrease with X changing from chloride through to iodide.
We also note that for any given leaving group (X‒) the activation enthalpies decrease
with T changing from water and chloride to iodide. Consequently, the mono- and di-
chloride systems have the highest activation enthalpies for aquation and the di-iodide
system has the lowest. This is evidence of a trans-effect due to the high polarisability
of the valence electrons of iodide which leads to stabilization of the transition state in
the substitution reaction. The influence of the trans-effect is also evident in the Cr‒T
distances in the transition structures that decrease by ~ 0.07 – 0.09 Å for T = I but
only ~ 0.04 – 0.06 Å for T = Cl. The Cr…O distances in the TSs for the incoming
H2O range from 2.346 Å and 2.599 Å in the mono- and di-chloride systems through
to 2.797 Å for the di-iodide system.
As the hydrolysis reactions proceed via the Ia pathway, there is a distortion of the
complex geometry including the trans-(X−Cr−T) bond angles and Cr−X bond
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 86
lengths, which contributes to ΔH‡. The T‒Cr‒X angles in the transition structures are
generally quite similar for T = Cl and Br systems (145.0 – 147.0). However, in the
trans-iodide systems (T = I), the T‒Cr‒X angle increases slightly to ~ 150.0 for X =
Cl, Br but decreases to 135.0 for X = I. To explore the importance of atomic
charges on the hydrolysis reactions, natural bonding orbital (NBO)52
analysis was
performed and the calculated charges were computed and are given in Table ST1 in
SI. The changes in geometry are accompanied by changes in the charges on several
key atoms in the complex. The positive charge on Cr is greater in the TS than in the
reactant complex. In comparison the magnitude of the negative charge on T
decreases on formation of the TS. The largest decrease is observed for T = I and X =
Cl, Br, reflecting significant charge transfer from the trans-ligand to stabilise the TS
(Figure 3.3 and Table ST1 of SI). The oxygen atom of the incoming water molecule
exhibits relatively little change in charge across the various systems as shown in the
selected maps of electrostatic potential for the Ia systems (Figure 3.3). Of the various
leaving groups, iodide develops the smallest absolute charge in the TS.
Consequently, the more polarizable I‒ leads to less charge-charge repulsion between
the halide and the incoming water, compared to the other halides. However, these
iodide systems also show the largest increase in charge on X, relative to the reactant
complex. This corresponds with these being later TSs, due to the polarisability of the
iodide.
We have determined that H-bonding is also important in stabilising the TSs for
these processes and in each system the departing halide interacts with the three
closest water molecules, which includes the incoming water molecule and two inner-
sphere water molecules on the departing face of the complex (Scheme 3.2). This is
evident by the shorter X…H‒OH distances in the TSs that range from 2.129 Å in the
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 87
di-chloride through to 2.758 Å in the di-iodide. In comparison, there are only
marginal differences in the outer sphere coordination in the successor complexes (P)
(~0.01 Å).
Figure 3.3: Electrostatic potential (0.02 electrons hartree‒3
electron density
isosurface) for selected TSs.
The ΔH‡ values reveal the leaving group ability follows the expected order, I
‒ >
Br‒ > Cl
‒. In general, bond breaking of the leaving groups makes a significant
contribution to ΔH‡. Although this might also be attributed to changes in steric
effects and decrease in HOMO‒LUMO gap (Table ST2 of SI), it was found that
interaction between X– and Cr(III) was weaker for the iodide system alone, which
correlates with the lower ΔH‡. Changes in (∆∑ d(Cr−L)TS‒R) (Table 3.2) range from
−0.33 to −0.93 Å, consistent with a negative ΔV‡ and an Ia mechanism. The changes
in Cr−L bond lengths from product to the reactant species range from −0.46 to −0.59
Å.
The stability of the ion pair products P is substantially greater than the isolated
species. However, the calculated single ion enthalpies of hydration (X‒ + 6H2O ⇄
[X(H2O)6]‒: ΔH = −42, −34 and −8 kJ mol
1, for X = Cl, Br and I, respectively
(Figure SF17 of the SI),) are all exothermic and when these are taken into account
the overall reaction enthalpies are substantially reduced and in better agreement with
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 88
the experimental53
trend. In our previous work,47
we have shown that inclusion of a
second outer sphere water molecule for hydrolysis of [Cr(H2O)5F]2+
, [Cr(H2O)5Cl]2+
and [Cr(H2O)5Br]2+
does not have a significant effect, with differences of no more
than 3 kJ mol‒1
in the enthalpies of activation. Therefore we have not considered
inclusion of additional explicit solvation in these systems.
Table 3.2: Calculated selected parameters for the change of the sum of the
Cr(III)−Ligand bond lengths (in Å) in the water solvent at 298.15 K.a‒b
∑ d (Cr‒L) TS-R (∆∑ d (Cr‒L)P-R)
T [Cr(H2O)4TCl]+
[Cr(H2O)4TBr]+
[Cr(H2O)4TI]+
trans-[Cr(H2O)4TX]+
+ H2O [Cr(H2O)5T]
2+ +
X
- (Ia) Cl
‒0.51 (‒0.46)
‒0.93 (‒0.54)
‒0.67 (‒0.59)
Br
‒0.63 (‒0.47)
‒0.61 (‒0.56)
‒0.51 (‒0.53)
I
‒0.37 (‒0.48)
‒0.33 (‒0.53)
‒0.49 (‒0.47)
trans-[Cr(H2O)4TX]+...H2O [Cr(H2O)5T]
2+ +
X
- (D) Cl
0.90 (1.50)
0.77 (1.26)
0.85 (1.47)
Br 0.88 (1.43)
0.89 (1.40)
0.90 (1.59)
I
0.37 (1.46)
0.81 (1.37)
0.81 (1.44) a The ∆∑ d (Cr‒L)TS-R were calculated at PBE0/cc-pVDZ using eqn 3.1.
b The ∆∑ d (Cr‒L)P-R values in parentheses are for using eqn 3.2.
The results show that the complexes with a hard ion (X or T = Cl) have a large
HOMO‒LUMO gap (Table ST2 in SI). On the other hand, complexes with a soft ion
(X or T = I) have a small HOMO‒LUMO gap due to the greater polarizability
(Figure 3.4) of the valence electrons of the I ion. This facilitates distortion of the
electron cloud of the halide that stabilizes the TS. Both a σ-trans effect
(destabilization of reactant) and a π-acid influence (back-donation to stabilize the
TS) play an important role and account for the shorter Cr‒T bond. Figure 3.4 shows
HOMO‒LUMO energy gaps for reactants, TSs and products along the Ia pathways.
The isodensity surface of these orbitals for TS, R and P structures (Figures SF11 to
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 89
SF16 of the SI) indicates the main contributions to the frontier molecular orbitals
come from the Cr(III) d atomic orbitals.
Figure 3.4: HOMO‒LUMO energy gap (eV) for R, TS and P of [Cr(H2O)4TX]2+
(X
= Cl, Br or I) for (a) T = Cl, (b) T = Br and (c) T = I via Ia pathway in solution phase
obtained at PBE0/cc-pVDZ.
Analysis of the frontier MO energies shows there is a correlation between the
energy of the HOMO and LUMO for the transition state structures and ΔH‡. In fact,
these data suggest that the large HOMO-LUMO gap for the T = Cl and X = Cl,
compared to the other systems is due to the strong hard acid (Cr(III)) − hard base
(Cl− ion) interaction (Figure 3.4a). Similarly, Figure 3.5a shows the overall
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 90
activation enthalpy versus the HOMO‒LUMO gaps of TSs of the Cr(III) species for
the Ia, mechanism. For any given trans group T, there is a good correlation between
ΔH‡ and Egap. On that basis, the decrease in ΔH
‡ corresponds with the
electronegativity of the leaving group influencing the electron density at the Cr(III)
metal centre and the leaving group ability follows the order I− Br
− Cl
− (Table ST2
in the SI).
Figure 3.5: ∆H‡ (kJ mol
‒1) versus HOMO‒LUMO energy gap (eV) for TS species
of [Cr(H2O)4TX]2+
(X = Cl, Br or I) for T = Cl, T = Br and T = I in solution phase
obtained at PBE0/cc-pVDZ.
Dissociative (D) mechanism
Aquation via the dissociative mechanism is a two-step reaction. The first step
involves breaking of the Cr‒X bond with formation of a pentacoordinated
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 91
intermediate (Scheme 3.3). The released halide ion is coordinated to the outer sphere
of the complex to give the ion-pair, [Cr(H2O)4T]+…X
− (X or T= Cl, Br or I).
Scheme 3.3: Cr-X dissociation for the [Cr(H2O)4TX]+ (X or T = Cl
–, Br
–, or I
–)
complexes.
The enthalpies and entropies of activation for the dissociation step of trans-
[Cr(H2O)4TX]+ (X or T = Cl, Br
or I) are given in Table 3.3. The optimized
structures of the reactants, products, and transition states are shown in Figures SF36
to SF50 in the SI, respectively.
Table 3.3: Enthalpies of activation (ΔH‡, kJ mol
‒1) and entropies (ΔS
‡, J mol
‒1
K‒1
) for Cr‒X bond dissociation of trans-[Cr(H2O)4TX]+ in the water solvent at
298.15 K.a
ΔH‡ (ΔS
‡)
T [Cr(H2O)4TCl]+
[Cr(H2O)4TBr]+ [Cr(H2O)4TI]
+
H2Ob 103 (‒38) 99 (‒18)
86 (‒16)
Cl 85 (‒1) 76 (‒17)
63 (‒24) Br 77 (‒9)
71 (‒17)
57 (‒30) I 69 (0)
65 (‒10)
49 (‒2)
a Optimized structures of trans-Cr(III)
complexes defined in Figures SF36 to SF50 of the SI.
b Ref. 47.
The ΔH‡
values for the Cr‒X dissociation gradually decrease from X= Cl−, Br
−
and I−
systems and for T = Cl through T = I. The [Cr(H2O)5Cl]2+
complex barrier is
significantly higher (Table 3.3) than the other systems.47
The leaving group ability
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 92
follows the order I− Br
− Cl
− and the trans-effect follows the order I
− Br
− Cl
−
H2O.
As noted in the Introduction, we have previously found that coordination of a
water molecule to the outer sphere of the complex had a significant effect on
lowering ΔH‡ for the dissociation step. In these systems, the dissociative pathway
begins from precursor complexes with bifurcated H-bonding to an outer sphere water
molecule. In the first step, chromium–halide bond breaking occurs via transition
state (TS1) to form a pentacoordinated intermediate (I1), an ion-pair complex
(Scheme 3.4). The halide ion becomes coordinated to the outer sphere of the
complex through two X…H hydrogen bonds, while at the same time the outer sphere
water molecule adopts a position to facilitate attack on the Cr(III) metal centre.
Nucleophilic attack by the water molecule on the Cr(III) metal ion occurs in the
second step and results in the octahedral product ion-pair, [Cr(H2O)5T]2+
…X− (P).
The formation of this product occurs via a hexacoordinate transition state (TS2).
Optimized structures of the reactants, products, and transition states can be found in
Figures SF18 to SF26 of the SI.
Scheme 3.4: Dissociative (D) mechanism for aquation of [Cr(H2O)4TX]+… H2O
(X or T = Cl–, Br
–, or I
–).
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 93
The ΔH‡ and ΔS
‡ for each of the steps of the D pathway for the associated
complex are given in Table 3.4 and the relative energy profiles for the individual
reactions are shown in Figure 3.6.
Table 3.4: Enthalpies of activation (ΔH‡, kJ mol
‒1) and entropies (ΔS
‡, J mol
‒1
K‒1
) for D pathways of trans-[Cr(H2O)4TX]+ with H2O in the water solvent
at 298.15 K.a
ΔH‡ (ΔS
‡)
T [Cr(H2O)4TCl]+
[Cr(H2O)4TBr]+ [Cr(H2O)4TI]
+
H2Ob TS1 97 (‒20) 93 (‒29)
83 (‒17)
TS2 34 (‒7)
20 (‒18)
34 (‒21)
Overall 103 (‒15)
101 (‒20)
97(‒18)
Cl TS1 72 (‒13) 71 (‒21) 67 (‒26)
TS2 36 (‒8) 39 (‒23) 39 (‒9)
Overall 96 (‒3) 95 (‒21) 89 (‒20)
Br TS1 64 (‒12)
59 (‒11)
61 (‒22)
TS2 39 (‒39)
50 (‒46)
39 (‒11)
Overall 91 (‒35)
89 (‒29)
86 (‒5)
I TS1 55 (‒30)
53 (‒29)
50 (‒29)
TS2 38 (‒9)
34 (‒25)
38 (‒3)
Overall 85 (‒19) 82 (‒42) 78 (‒4) a
Optimized structures of trans-Cr(III) complexes defined in Figures SF18 to SF26 of the SI.
b Ref. 47.
The enthalpies of activation for dissociation of the Cr‒X bond decrease from 97
kJ mol1
for T = H2O and X = Cl to 50 kJ mol1
for T = I and X = I. Comparison of
Tables 3.3 and 3.4 reveals that inclusion of the outer sphere water leads to a lowering
of ΔH‡ by 6 ‒ 15 kJ mol
‒1 for X = Cl and Br. However, for X = I, the inclusion of the
outer sphere water molecule leads to a slight increase (1 – 4 kJ mol‒1
) in ΔH‡ for T
= Cl, Br and I. Nevertheless, the ΔH‡ values again indicate that the leaving group
ability follows the order I− Br
− Cl
−. The high polarizability and low
electronegativity of the soft base I− ion once again plays a role in lowering of the
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 94
activation enthalpy of the dissociation step, whereas the hard base Cl− ion is more
tightly bound and has a high dissociation enthalpy.
Figure 3.6: Energy profiles (in kJ mol1
) for the D pathway of
[Cr(H2O)4TX]+…H2O (X = Cl, Br, or I) for (a) T =Cl, (b) T = Br and (c) T = I in
solution phase obtained at PBE0/cc-pVDZ.
The ΔH‡ values for the second step, nucleophilic attack by the outer sphere water
molecule on the pentacoordinate metal centre, are substantially lower than the values
for the first step and are generally very similar across all systems. The overall ΔH‡
for the hydrolysis of X and T = I is lower than that for X and T = Cl by 18 kJ mol1
,
reflecting the combined contributions of leaving group ability and trans-effect. The
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 95
calculated overall ΔH‡ and ΔS
‡ for aquation of trans-[Cr(H2O)4Cl2]
+ (Table 3.3), are
in excellent agreement with the experimental34
values (96 ± 1 kJ mol1
and ‒7 ± 4 J
mol1
, respectively).
These results provide evidence that the hydrolysis of trans‒[Cr(H2O)4TX]+
complexes (X or T = Cl, Br and I) proceeds via a D mechanism. The calculated
∆∑d(Cr‒L)TS‒R and ∆∑d(Cr‒L)P‒R values are positive for the rate-determining step
(TS1) of the reaction, consistent with a D-type mechanism (Table 3.2). The Cr…X
distances in the transition structures for this pathway are somewhat longer (+0.2 –
0.4 Å) than the corresponding values in the Ia pathway. In conjunction with this there
is a shortening of the Cr‒T distances for T = Cl, Br. However, for the trans-iodide
systems (T = I), the Cr‒T distances are either the same as the reactant complexes (X
= Cl, Br) or slightly longer (X = I).
Generally the magnitudes of the positive charge on Cr and negative charge on X
increase from reactant to TS. In comparison, the charge on T decreases, while there
is little change in the charge on O of the nucleophilic water molecule. These results
demonstrate the shift in charge from the chromium and the trans-ligand to the
leaving group. Analysis of the TSs charges reveals that the magnitude of the charge
on Cr decreases with change of T from Cl to I and also with change of X from Cl to I
(Figure 3.3). However, the charge on X does not very systematically across the
systems. For example, when T = Cl, the charge on X increases for X = Cl to X = I.
However, for the corresponding T = Br and T = I systems, there is a decrease in the
charge on X. For any given leaving group X, there is generally a decrease of ~ 18 kJ
mol‒1
in ΔH‡
for the first step from T = Cl through T = I, indicating a trans-effect in
these systems. Analysis of the frontier MO energies (HOMO and LUMO) (Figures
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 96
SF27 to SF35 and Table ST2 of the SI) along with the corresponding Egap reveals a
gradual decrease (Figures 3.5b and Figures 3.7a, 3.7b and 3.7c) from the hard ion (T
= Cl‒) through soft ion (T = I
‒). Thus it is likely that dissociation of the Cr‒X bond
and migration of the halide ions into the outer coordination sphere via dissociation
pathways is stimulated by electronic and charge neutralizing effects.
Figure 3.7: HOMO‒LUMO energy gap (eV) for R, TS and P species of
[Cr(H2O)4TX]+…H2O(X = Cl, Br or I) for (a) T = Cl, (b) T = Br and (c) T = I via D
pathway in solution phase obtained at PBE0/cc-pVDZ.
Discussion
In this study, we have carried out a detailed investigation of the Ia and D
mechanisms for the aquation of trans-[Cr(H2O)4TX]+ complexes. For nutritional
supplement trans-[Cr(H2O)4Cl2]+, the ΔH
‡ value for the D pathway is in excellent
agreement with the experimental enthalpy of activation.34
The ΔH‡ values for the Ia
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 97
pathway, starting from the lower energy bifurcated reaction complex, is 11 kJ mol‒1
higher than the experimental value. As noted previously, additional explicit solvation
can lower values by up to 3 kJ mol‒1
, which is insufficent to bring the Ia value in line
with experiment.
More broadly, if reaction energies are referenced to the lower energy bifurcated
reactant complex then, the calculated ∆H‡ for TS1 via D pathways (X = Cl and T =
Cl, Br or I) are substantially lower (~18 kJ mol‒1
) than the Ia pathway from X or T =
Cl through to X = Cl and T = I. In comparison, if the linear reactant complex is used
the overall ∆H‡ values for the Ia pathway drops below that of the D pathway.
However, this linear structure must arise from an endothermic intramolecular
rearrangement of the lower energy bifurcated structure, which is not captured in the
IRC analysis. We propose that the most likely mechanism for the aquation of trans-
[Cr(H2O)4TX]+ complexes proceeds via D mechanism.
A key feature of the D mechanism is that the complex becomes associatively
activated through outer sphere coordination that lowers the activation enthalpy for
dissociation of the Cr‒X bond due to H-bonding. Previously, the substitution
reaction of [Co(NH3)5(H2O)]3+
…X− was designated “accidental bimolecular” to
indicate that the substitution process is a rearrangement between inner and outer
coordination spheres,54
which in consistent with our observations for the D
mechanism in this study. Trends in ΔH‡ for the D mechanism, can be accounted for
by the trans group influence, stabilization of the electron-deficient TSs structures
and leaving group (X) ability. The frontier MO energies (HOMO‒LUMO gap) show
that complexes with the soft ion ligands (X or T = I) have a small HOMO‒LUMO
gap due to greater polarizability and electron density.
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 98
Chloride is a harder base than bromide and iodide and therefore forms a stronger
bond with the hard acid Cr(III). Therefore, the chloride is a poorer leaving group
than the bromide or the iodide, which explains the higher ΔH‡. The decrease in ΔH
‡
for the other halides corresponds with the softer nucleophilicities and decrease in
electronegativity of these ions (X = I), so that the leaving group ability follows the
order I− Br
− Cl
−. In general, the valence electrons of the I
− ion are more loosely
bound, so the iodide is more polarizable than chloride (X or T = Cl). The greater
polarizability leads to a distortion of the electron cloud of the halide that stabilizes
the transition state. This is consistent with the analysis of the transition structures for
aquation via Ia, which reveals the Cr…O distances for the incoming water molecule
is almost constant across the series but the Cr…X distances vary from chloride
through to iodide.
The enthalpies of activation of the aquation reactions also depend on the nature
of the trans group. The greater polarizability of the trans iodide also leads to a
distortion of the electron cloud of the halide that stabilizes the transition state.
Furthermore, electronegativity influences the electron density at the Cr(III) center,
which effects the activation barrier and bond formation with the entering water
molecule. In these octahedral complexes the labilizing strength of the trans ligand
follows the expected order: I− Br
− Cl
− > H2O. Additionally, the iodide forms ion-
pairs with a more favourable ΔH‡ than the chloride ion.
Our identification of the activated D mechanism for aquation of chromium(III)
chloride has some interesting implications for the speciation of chromium(III) in
physiological environments. Activation via outer-sphere coordination is expected in
all aqueous environments including the stomach and gut. Furthermore, in addition to
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 99
water a range of biological molecules could potentially act as nucleophile and
replace chloride after dissociation. Nevertheless, the activation enthalpy for the di-
chloride system is 72 kJ mol‒1
, so this will be a relatively slow process under
physiological conditions and the amount of aquated or substituted product could be
low. In comparison, the activation enthalpy for the corresponding di-iodide system is
only 50 kJ mol‒1
and therefore it will undergo aquation or substitution much faster.
The activation enthalpies for aquation of the mono-halide product complexes are
higher than for the dihalides due to the poor trans-directing effect of water.
Therefore, formation of the hexaaquachromium(III) complex will be slow regardless
of the starting complex. Unless the incoming nucleophile has a strong trans-directing
effect, it seems likely that the active complex in chromium(III) chloride treatments is
either [Cr(H2O)4Cl2]+ or [Cr(H2O)5Cl]
2+. However, our results suggest that there may
be some value to explore the efficacy of other dihalotetraaquachromium(III)
complexes for treatment of Type II diabetes and other physiological disorders due to
their different aquation/substitution rates.
Conclusions
A comprehensive DFT investigation was conducted to explore possible
mechanisms for aquation of trans-[Cr(H2O)4TX]+. These include the associative
interchange (Ia) and dissociative (D) mechanisms. Structural parameters and energy
barriers were calculated at PBE0/cc-pVDZ and compared with the available
experimental data. Overall, the activation enthalpy and entropy of activation
calculated at PBE0/cc-pVDZ for aquation of the chromium chloride nutritional
supplement (trans-[Cr(H2O)4Cl2]+ ) via the D mechanism, is in excellent agreement
with existing experimental data. Use of implicit solvent models has a minimal effect
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 100
on the structures of reactants, products and transition states but is essential for
agreement between theoretical and experimental ΔH‡ values.
Our calculations indicate that the D pathway is favoured over the Ia pathway,
when referenced to the same low energy bifurcated reactant complex. Clearly steric
and electronic effects influence the enthalpies of activation for the substitution
reactions of trans-[Cr(H2O)4TX]+
complexes. The leaving group ability follows the
order: I− Br
− Cl
− and the trans-effect influence follows the order: I
− Br
− Cl
−
H2O.
We conclude that the [Cr(H2O)4Cl2]+ and [Cr(H2O)5Cl]
2+ complexes are key
active components in chromium chloride treatment of physiological disorders such
as Type II diabetes and depression. However, our calculations imply that the other
dihalides have lower activation enthalpies for aquation and therefore may offer
greater efficacy in treating these disorders.
Supporting Information Summary
Energies of all pertinent structures are reported in the accompanying supporting
information.
Acknowledgements
We are grateful to the Australian National Computational Infrastructure (NCI)
facility and the Atlantic Computational Excellence Network (ACEnet) for computer
time.
Chapter 3: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Comp. Theor. Chem. 2016, 1084, 88‒97. 101
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Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 104
Chapter 4
Further Theoretical Studies of the Aquation of
Chromium(III) Chloride Nutritional Supplement:
Effect of pH and Solvation*
Abstract
We have explored speciation of halochromium(III) complexes under physiological
conditions involving both conjugate-base formation and halide-water exchange using
DFT. Conjugate base formation is spontaneous under neutral and alkaline
conditions. Several different pathways were explored for the water exchange
reaction of cis- or trans-Cr(III) complexes in the series trans-[Cr(H2O)3(OH)X2]0 (X
= Cl− or Br
−) and cis- or trans-[Cr(H2O)4(OH)X]
+, (X= F
−, Cl
−, Br
−, or I
−) including,
associative interchange (Ia), dissociative interchange (Id) and dissociative (D)
mechanisms. We have also investigated nucelophilic attack by OH‒ on [Cr(H2O)5X]
+
species, (X = Cl− or Br
−). The lowest overall activation enthalpies (ΔH
‡) obtained for
the F− and Cl
− systems of [Cr(H2O)4(OH)X]
+, are from the Ia pathway, whereas for
the Br− and I
− systems the Id pathway was found, consistent with the experiment. The
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 105
importance of outer sphere solvation was investigated with the addition of up to five
explicit water molecules in the second coordination sphere. The ΔH‡ values for the
aquation of cis-[Cr(H2O)4(OH)X]+…3H2O, are lower than the corresponding values
for [Cr(H2O)5X]2+
. This indicates that there will be greater speciation of
chromium(III) halides under physiological conditions. These values also imply that
chromium(III) derivatives that may be active in the treatment of physiological
disorders such as Type II diabetes will be formed at different rates depending on the
identity of the starting halide.
Introduction
There is significant debate whether chromium(III) is of nutritional benefit for
healthy humans. However, there is clinical evidence that Cr(III) supplements can
lower blood sugar levels, improve glucose metabolism, and cholesterol levels in
people with type II diabetes.1
Nevertheless, questions remain about the potential
toxicity of chromium(III).1‒2
A key factor in investigating the biochemical pathways
of chromium(III) compounds is identification of the speciation of these compounds
in aqueous and/or physiological environments. One common chromium containing
component of nutritional supplements is chromium(III) chloride (CrCl3∙6H2O),
which actually exists as the dichlorotetraaquachromium(III) complex, trans-
[Cr(H2O)4Cl2]Cl∙2H2O.3 Although aquation of chromium(III) dihalide complexes has
been proposed to occur via either an interchange or dissociative process at low pHs,
the conjugate base pathway may be important at moderate pH and under neutral
conditions.4
For example, hexaaquachromium(III) has a pKa of ~ 4 so removal of a
proton from a coordinated water molecule is relatively facile.5
The relevance of this
pathway is suggested by Choudhary et al.6 who proposed that the conjugate-base for
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 106
the chromium(III) hexaaqua ion ([Cr(H2O)5OH]2+
) is the most active Cr(III) species
for catalyzed glucose isomerization. Recently, Mushrif et al.7
used Car-Parrinello
molecular dynamics with metadynamics to investigate chromium (III) catalyzed
glucose-to-fructose isomerization. They proposed that the conjugate base,
[Cr(H2O)5(OH)]2+
,binds to glucose occurs prior to ring opening and isomerisation.6‒7
The conjugate base of chromium(III) complexes can also undergo hydrolysis or
coordinate to a second metal centre to form bridged complexes and polymeric
species.2,8
At higher pHs, the process can continue through to formation of hydrated
chromium(III) oxide,2
which has been implicated in a number of pathological
disorders, such as dermatitis, liver or kidney damage, lung or throat cancer, and is
therefore toxic in large doses in humans.9
Consequently there is interest in studying
base hydrolysis processes and determining the speciation of Cr(III) complexes and
their conjugate-bases.
Several experimental studies have investigated the mechanistic details of
conjugate-base hydrolysis of halo-hydroxochromium(III) species.4,10‒12
Xu et al.4a
reported that the conjugate-base, [Cr(H2O)5(OH)]2+
undergoes water exchange ~75
times faster than [Cr(H2O)6]3+
. However, they obtained ΔH‡ values of 108.6 ± 2.7 kJ
mol1
and 111.0 ± 2.5 kJ mol1
for water exchange at [Cr(H2O)6]3+
and
[Cr(H2O)5(OH)]2+
respectively, using oxygen-18 tracer studies. They suggest that
the difference in exchange rates therefore mainly depends on a large positive entropy
of activation and is nearly independent of temperature. The experimental volumes of
activation (∆V‡) suggest that the reactions proceeds via an associative mode for
[Cr(H2O)6]3+
and a dissociative mode, for [Cr(H2O)5(OH)]2+
due to stabilisation of
the transition state by the hydroxide.4c,13
Espenson investigated13
the reactions of
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 107
[Cr(H2O)6]3+
and [Cr(H2O)5(OH)]2+
with different anionic and neutral ligands and
proposed that the reaction of [Cr(H2O)5(OH)]2+
and HX was far more important than
that of [Cr(H2O)6]3+
and X‒ systems. Similarly, Thusius found
4c ΔH
‡ by 17‒21 kJ
mol1
for aquation of the same reaction series13
of [Cr(H2O)5X]2+
(X = Cl‒, Br
‒, I
‒,
ONO2‒, SCN
‒, and NCS
‒) compared to [Cr(H2O)6]
3+ differ. Thusius observed
4c the
aquation of [Cr(OH2)5OH]2+
with X (X = HF, Cl, Br, and I) and found the activation
of enthalpy (ΔH‡) of 79, 109, 95 and 113 kJ mol
1, respectively. However, the lower
ΔH‡ of the [Cr(H2O)5(OH)]
2+ reactions is of dissociative nature and may be due to
the stabilization of the transition state by coordinated hydroxide.13‒14
Parris and co-
workers[12b]
prepared a series of [Cr(RNH2)5Cl]2+
complexes (where R = H, CH3,
C2H5, n-C3H7, and n-C4H9) and investigated the aquation reactions. They also
determined12b
from the corresponding trends of ΔS‡ values for acid and base
hydrolysis that the rate-determining step proceeds via a dissociative mechanism in
both cases. Similarly, Carey et al. proposed4d
that the substitution reactions of the
conjugate-bases [Cr(H2O)4(OH)X]+ (X = Br or I) occurs via a dissociative
interchange (Id) mechanism. Ardon proposed[12a]
that ligand substitution reactions of
[Cr(H2O)5I]2+
proceeds via a dissociative mechanism with formation of [Cr(H2O)6]3+
and I‒.4f,11
Many workers investigated4,10‒11
that the changes of green chromic
chloride solution into the blue (violet) isomer convert through the intermediate
formation of an hydrolysis product of the green chloride solution,
[Cr(H2O)3(OH)Cl2] of the change in significant dependence upon pH.
In comparison to the many experimental studies, there have been only a limited
number of theoretical studies of the hydrolysis of conjugate-bases of Cr(III)
complexes. Rotzinger et al.12d
carried out an extensive study of the base hydrolysis of
the octahedral second and third-row transition metal amine complexes and proposed
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 108
the conjugated base, trans-[Cr(NH3)4(NH2)Cl]+ complex proceed via a concerted
substitution process (i.e. an Id mechanism). Rotzinger et al.15
found no structural
difference between the conjugate base, cis-[Cr(NH3)4(NH2)Cl]+ and the trigonal
bipyramidal pentacoordinated intermediates, cis-eq-tbp-Cr(NH3)4(NH2)∙Cl+.
Recently we investigated16
the aquation of halopenta aquachromium(III) complexes
in the series [Cr(H2O)5X] +
, (X = F, Cl, Br, or I) using density functional theory. On
the basis of excellent agreement with experimental activation enthalpies, we
proposed that aquation of the fluoropentaaquachromium(III) complex proceeds via
an Ia pathway, followed by immediate formation of the conjugate base through
proton transfer. In comparison, the most likely mechanism for aquation of the X =
Cl, Br or I complexes is the dissociative pathway from an activated precursor
([Cr(H2O)5X]2+…H2O). Furthermore, we investigated
17 aquation of chromium(III)
chloride (trans-[Cr(H2O)4Cl2]) a common component of many nutritional
supplements and some related trans-dihalotetraaquachromium(III) complexes using
density functional theory. The overall activation enthalpy for the D pathway
calculated at the PBE0/cc-pVDZ level, in aqueous solution (PCM), is in excellent
agreement with the experimental result.18
Our previous study of chromium(III) chloride and other dihalides, focussed on
acidic conditions as might be found in the stomach after oral ingestion of these
species. The main finding of this study was that aquation of the dichloride complex
has a high activation enthalpy and therefore the most likely species present are the
dichloride or the dihalide. If these are indeed the key species that survive the highly
acidic environment of the stomach then they will pass on to the duodenum which has
a milder pH and then may eventually enter the blood stream, which has a
physiological pH of ~ 7.4. Conjugate-base formation is favourable under these
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 109
conditions. Therefore, in this study we extend our previous work of chromium(III)
hydrolysis to conjugate-base systems through investigation of the aquation reactions
of trans-[Cr(H2O)3(OH)X2]0 (X = Cl or Br) and cis or trans-[Cr(H2O)4(OH)X]
+ (X =
F, Cl, Br or I) species and [Cr(H2O)5X] +
, (X = Cl or Br) with OH‒. This will lead to
the development of a better understanding of the stability and speciation of these
species under physiological conditions.
Results and discussion
Effect of solvation on structural parameters
Our previous studies16‒17
have shown that PBE0/cc-pVDZ combined with PCM
implicit solvation is a suitable level of theory for determining the structural
parameters of chromium(III) complexes. However, given the important role that
solvent plays in conjugate-base formation, we investigate the effects of full explicit
hydration using the supermolecular representation, with 12 or 13 second-shell waters in
the second coordination sphere using a supermolecular-PCM (SM-PCM) model.
Structural parameters for the lowest energy conformations of several
haloaquachromium(III) species are presented in Table 4.1 obtained using
quasichemical (PCM) and supramolecular representations of the systems the SM-
PCM model (Figure 4.1), with experimental values where available.19
Also included
are values for cis- and trans- isomers of the corresponding conjugate-base species
obtained with SM-PCM (cis- or trans-[Cr(H2O)4(OH)X]+∙mH2O (m = 13) and
[Cr(H2O)5(OH)]2+
∙mH2O (m = 12)) (Figures 4.1 and SF1 to SF7 of the SI).
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 110
Table 4.1: Selected distances (Å) for conjugate bases cis or trans-[Cr(H2O)4(OH)X
and [Cr(H2O)5X]2+
in the water solvent at 298.15 K.
T Bond cis-
[Cr(H2O)4
(OH)X]+a
trans-
[Cr(H2O)4
(OH)X]+a
[Cr(H2O)5X]2+
(PCM)b
[Cr(H2O)5X]2+
(SM-PCM)a
Exptlc
F Cr‒X 1.910 1.968 1.806 1.873
Cr‒OH2d 2.038 2.006 2.003 2.002
Cr‒OHe 1.847 1.888 ‒ ‒
Cr‒Of 4.027 3.973 ‒ 3.95
Cl Cr‒X 2.397 2.444 2.230 2.302
2.26 ± 0.05
Cr‒OH2d 2.023 2.001 2.010 1.986
1.98 ± 0.04
Cr‒OHe 1.861 1.882 ‒ ‒
Cr‒Of 4.095 4.089 ‒ 4.068 3.97 ± 0.02
Br Cr‒X 2.565 2.615 2.385 2.515
Cr‒OH2d 2.030 1.999 2.011 1.986
Cr‒OHe 1.839 1.881 ‒ ‒
Cr‒Of 4.142 3.961 ‒ 4.076
I Cr‒X 2.826 2.888 2.619 2.745
Cr‒OH2d 2.023 2.000 2.016 1.988
Cr‒OHe 1.843 1.865 ‒ ‒
Cr‒Of 4.168 4.109 ‒ 4.078
H2Og
Cr‒OH2d 2.016 ‒ 1.998 1.978 2.00 ± 0.01
Cr‒OHe 1.857 ‒ ‒ ‒
Cr‒Of 3.918 ‒ ‒ 3.887 4.02 ± 0.08
a Optimized structures of cis or trans-[Cr(H2O)4(OH)X]
+∙13H2O; [Cr(H2O)5X]
2+ and [Cr(H2O)5X]
2+∙
13H2O complexes defined in Figures 4.1 and SF0 to SF7 in in water of the SI. b Ref. 16.
c Ref. 19.
d The average Cr‒O distances to the water molecules in the inner shell.
e The average Cr‒O distances to the hydroxyl ligand in the first hydration shell.
f The average Cr‒O distances to the water molecules in the second hydration shell.
g The average distances for [Cr(H2O)6]
3+∙12H2O and cis or trans-[Cr(H2O)5(OH)]
2+∙12H2O.
Inclusion of the explicit second solvation shell leads to a significant network of
hydrogen bonds around the complex but only a slight increase in the Cr−X distance.
The average distance to water molecules in the second hydration shell is slightly
overestimated with SM-PCM. Nevertheless, both the PCM and SM-PCM structures
are in good agreement with experiment.
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 111
Figure 4.1: Structures of the precursor complexes: (a) cis-[Cr(H2O)5(OH)Cl]+; (b)
cis-[Cr(H2O)4(OH)Cl]+∙13H2O;(c) trans-[Cr(H2O)5(OH)Cl]
+;(d) trans-[Cr(H2O)4
(OH)Cl]+∙3H2O; (e) [Cr(H2O)5(OH)]
2+ and (f) [Cr(H2O)5(OH)]
2+∙12H2O in solution
phase obtained at PBE0/cc-pVDZ.
Focussing on the SM-PCM structures, the Cr‒X bonds of the cis- and trans-
isomers of [Cr(H2O)4(OH)X]+ are longer (~0.12 Å) than the corresponding bonds in
the [Cr(H2O)2X]2+
complexes, particularly for the trans isomers where the hydroxide
exerts a structural trans-effect (~0.05 Å) (see Table S0 of the SI). There is generally
only a slight increase in the Cr−O distance to inner shell water molecules of
[Cr(H2O)4(OH)X]+ relative to [Cr(H2O)5X]
2+, except again for bonds trans to OH.
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 112
The SM-PCM value for Cr‒OH bond lengths vary between 1.839 Å and 1.888 Å
with the larger values arising from the trans-[Cr(H2O)4(OH)X]+ complexes.
Our calculations indicate that formation of the conjugate base has a larger effect
on the structural parameters than the explicit outer-sphere solvation of the complex.
Gibbs free energies for proton transfer (ΔGdp) from haloaqua chromium(III)
complexes
In all cases, the aqueous deprotonation of [Cr(H2O)5X]2+
was investigated using
reactions (4.1) and (4.2) and the SM-PCM model with explicit inclusion of water
molecules in the outer shell of the complexes (Tables 4.2 and ST11 in the SI).
However, as noted in previous section, solvation of H+ and OH
‒ is also important in
determining the thermodynamics of these processes. Therefore, we have calculated
aqueous Gibbs free energies for deprotonation from the cis-position of
halohydroxoaqua Cr(III) species with different values of n, the number of water
solvent molecules around the H+ or OH
‒ ions (i.e. H
+(H2O)n and OH
‒( H2O)n).
Table 4.2: Calculated aqueous Gibbs free energies (kJ mol‒1
) for deprotonation
(ΔGdp) of [Cr(H2O)5X]2+
∙mH2O at 298.15 K.a‒b
[Cr(H2O)5X]2+∙13H2O + nH2O cis- or trans-[Cr(H2O)4(OH)X]+∙13H2O + H+( H2O)n (4.1)
([Cr(H2O)5X]2+∙12H2O + OH‒( H2O)n cis- or trans-[Cr(H2O)4(OH)X]+∙13H2O + nH2O) (4.2)
n F Cl Br I
1 59 (‒383) 48 (‒394) 46 (‒397) 38 (‒404)
2 ‒15 (‒272) ‒27 (‒284) ‒29 (‒286) ‒36 (‒293)
3 ‒43 (‒232) ‒55 (‒244) ‒57 (‒246) ‒64 (‒253)
4 ‒45 (‒216) ‒56 (‒227) ‒58 (‒230) ‒66 (‒237) a The proton transfer reaction Gibbs free energies in neutral media are calculated using
reaction 4.1.b The parenthesis values are for aqueous reaction Gibbs free energies in alkaline
media calculated using reaction 4.2.
The ΔGdp values decrease for both cis- and trans- species from X = F through to
X = I. A variation of ~ 21 kJ mol‒1
is observed in ΔGdp across the series of halides
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 113
for each value of n (Tables 4.2 and ST11). Deprotonation from the trans-position
also leads to a systematic change in ΔGdp with X but the variation is larger (~ 61 kJ
mol‒1
) (Table ST11 in the SI). We also note that for deprotonation from both the cis-
and trans-positions, ΔGdp values systematically decrease by 104 kJ mol‒1
for each
halide as n increases from 1 to 4. The cis-Cr(III) conjugate bases are more stable
than the corresponding trans-species by 12.4, 2.5, 8.1 and 3.5 kJ mol‒1
for X = F, Cl,
Br and I, respectively. Deprotonation of all haloaqua Cr(III) complexes was found to
be exergonic except when calculated using equation 1 and hydronium ion (n = 1).
The largest change in ΔGdp values with solvation occurs from n = 1 to n = 2 (~ 75 kJ
mol‒1
). The subsequent change from n = 2 to n = 3 is ~ 28 kJ mol‒1
and this
decreases to ~1.5 kJ mol‒1
from n = 3 to n = 4. These changes emphasise the
importance of explicit solvation of the proton in these processes and imply that at
least three water molecules are required to adequately stabilise this ion product. The
ΔGdp values are quite different between H2O and OH‒ as base. Although the same
systematic variation in ΔGdp is observed with change of halide, the opposite trend
with n is observed. This occurs because the smaller ion (OH‒) is on the reactant side
of the process. Therefore, increased stabilization of this ion through explicit
solvation reduces the magnitude of ΔGdp. We note that the changes in ΔGdp with n
are larger for reaction 4.2 than reaction 4.1 and suggest that at least 4 water
molecules are required to stabilize OH‒.
Interchange mechanism
As shown in the previous section, deprotonation of the haloaquachromium
complexes is energetically favourable under neutral and alkaline conditions. The
resulting conjugate base species can subsequently undergo aquation in a similar
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 114
manner to the parent conjugate acids. Aquation reactions at chromium(III) halide
complexes can potentially occur via several different mechanisms including
interchange and dissociative pathways. To simplify the process of locating
transitions states for these processes we use a quasichemical representation. We
begin by considering, the interchange mechanism, a concerted bimolecular process,
for which Langford and Gray20
proposed two variations: associative interchange (Ia),
indicating a significant degree of bond formation between the entering ligand and
metal centre in the TS (i.e. ∆V‡ is positive) and dissociative interchange (Id),
involving a degree of bond rupture as the transition state is formed (i.e. ∆V‡ is
negative).
Scheme 4.1: Interchange mechanism for the aqaution of trans-
[Cr(H2O)3(OH)X2]0 (X = Cl
– or Br
–) and cis or trans-[Cr(H2O)4(OH)X]
+ (X = F
–,
Cl–, Br
–, or I
–).
H2O
Cr
L1
O O
O
X
L
H
HH
H
cis- or trans-[Cr(H2O)4(OH)X]+
Cr
O
OO
X
O
OH
HH
H
O
H
H
Cr
O
O O
OO
H
H
H
H
H
H
OX
H
H
H
H
H
H
H
H
CrO
O O
O
X
O
H
H
H
H
H
H
H
H
OH
H
Cr
O
OO
X
O
OH
HH
H
L
H
H
Cr
O
O O
OL
H
HH
H
OX
H
H
H
H
H
H
CrO
O O
O
X
L
H
H
H
H
H
H
OH
H
H
H
(R) (TS) (P)
(R) (TS) (P)
HH
H
H H H
cis: L = H2O
trans-[Cr(H2O)3(OH)XL]0
X or L = Cl or Br
The interchange pathway for aquation of trans-[Cr(H2O)3(OH)X2]0 and cis- or
trans-[Cr(H2O)4(OH)X]+ with H2O is initiated by outer sphere coordination of a
water molecule to the Cr(III) species as shown in Scheme 4.1. For both the cis- and
trans-complex, the incoming H2O forms a hydrogen bond with an inner sphere water
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 115
molecule and has a weak interaction with the halide X, to give the stabilized
precursor/reactant complex (R).
Figure 4.2: Energy profiles (kJ mol1
) of cis- and trans-[Cr(H2O)4(OH)X]+ (X = F
–,
Cl– Br
–, or I
–) for (a−b) aquation via the interchange pathway; for (c−d) the Cr‒X
dissociation (D) pathways; and for (e−f) the D pathway of
[Cr(H2O)4(OH)X]+…H2O
–) in solution phase obtained at PBE0/cc-pVDZ.
As noted previously, outer-sphere coordination of the attacking nucleophilic
water molecule can occur either with linear hydrogen bonds to X and H2O(inner) or via
bifurcated H-bonding to H2O(inner). The precursor bifurcated structures (F−, Cl
− Br
−or
I−) with bridging hydrogen bonds (Figures SF8 and SF9 of the SI) are energetically
more stable than those with linear hydrogen bonds by 1.6, 9.6, 16.2 and 14.6 kJ
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 116
mol1
, respectively. However, IRC analysis of the transition states confirms the
linear H-bonded structures (Scheme 4.1) as the precursor of cis or trans-Cr(III)
complexes for the interchange pathway (Figures SF10 to SF15). The associated
reactant complexes (R) all show a similar level of stability (~72 kJ mol‒1
) relative to
the isolated reactants, except for the cis-fluoride system that is stabilised by only 38
kJ mol‒1
(Figures 4.2a‒4.2b).
For the trans-[Cr(H2O)3(OH)X2]0 reactant complexes (X = Cl or Br) the HO‒
H…X distances for the linear conformations differ from X = Cl (2.32 Å) through to
X = Br (2.47 Å) as shown in Figures SF14 to SF15. The HO‒H…X distances for the
linear conformations of cis-[Cr(H2O)4(OH)X]+ (Figures SF10 to SF13 of the SI)
show variation with halide X from X = F (1.69 Å) through to X= I (2.84 Å). These
variations reflect differences in the electronegativity and polarisability of the halides.
The corresponding values for the trans-[Cr(H2O)4(OH)X]+ and trans-
[Cr(H2O)3(OH)X2] complexes are marginally shorter (0 – 0.09 Å). Coordination of
the H2O to the outer sphere of the reactant complex leads to a marginal increase in
cis-Cr‒OH (~0.01 – 0.02 Å) bond lengths compared to the isolated species. The
geometry around the metal centre of the associated cis-[Cr(H2O)3(OH)X]+ reactant
complexes remains close to octahedral with trans-X−Cr−OH2 bond angles of 175.2
– 177.1) and cis-X−Cr−OH2 bond angles of 97.2 – 98.9. Likewise, for trans-
[Cr(H2O)3(OH)X]+ reactant complexes the geometry remains close to octahedral
with trans-X−Cr−OH bond angles of 172.1 – 173.6) and cis-X−Cr−OH2 bond
angles of 87.4 – 94.7 (Figures SF16 to SF19). The lower stability of the linear
conformations (cis- or trans-) arises largely from a weaker hydrogen bonding to the
outer sphere water molecule rather than a significant destabilization of the metal
complex.
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 117
The energy profiles for hydrolysis of cis- and trans-[Cr(H2O)4(OH)X]+
are
shown in Figures 4.2a‒4.2b and the enthalpies of activation (ΔH‡), free energies of
activation (ΔG‡) and entropies of activation (ΔS
‡) are given in Table 4.3. For the cis-
series of complexes, the barriers decrease with X changing from chloride through to
iodide, which is consistent with our previous study of aquation of
halopentaaquachromium(III) complexes and is explained in terms of the changes in
electronegativity and polarisability of the leaving halide. The variations in the ΔH‡
values for the trans- complexes reflect competing electronic effects between the
trans halide and hydroxide ligands. This leads to an increase in ΔH‡ for the trans-F
system relative to the cis-F system but decreases for the other systems. As the
hydrolysis reactions for conjugate bases proceed via the interchange pathway there is
a distortion of the complex geometry including the cis-(X−Cr−OH) or trans-
(X−Cr−OH) bond angles and Cr−X bond lengths, which contributes to ΔH‡.
Table 4.3: Enthalpies of activation (ΔH‡, kJ mol
‒1), Gibbs free energies of
activation (ΔG‡, kJ mol
‒1), and entropies (ΔS
‡, J mol
‒1K
‒1) for interchange
pathways of cis- or trans-[Cr(H2O)4(OH)X]+ and trans-[Cr(H2O)3(OH)X2]
0 with
H2O in the water solvent at 298.15 K.a
cis-
[Cr(H2O)4(OH)X]+
trans-
[Cr(H2O)4(OH)X]+
trans-
[Cr(H2O)3(OH)X2]0
X ΔH‡ ΔG
‡ ΔS
‡ ΔH
‡ ΔG
‡ ΔS
‡ ΔH
‡ ΔG
‡ ΔS
‡
F 77 90 ‒43
98 107 ‒28
‒ ‒ ‒
Cl 105 107 ‒6
70 77 ‒25
41 50 −31
Br 82 88 ‒20
51 59 ‒24
36 47 −39
I 79 82 ‒2 71 82 ‒36 ‒ ‒ ‒ a Optimized structures of cis- or trans-Cr(III)
complexes defined in Figures SF8 to SF19 of
the SI.
The Cr(III)…X bond distances in the transition structures range from 2.20 Å in
the X = F through to 3.87 Å in the X = I for cis systems (Figures SF10 to SF13 of the
SI). The Cr(III)…OH2 distances in the fluoride and chloride are 2.41 Å and 2.52 Å,
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 118
respectively, whereas the corresponding value for the bromide and iodide systems is
2.99 Å. The (Cr(III)…X) distances in the transition structures for trans-Cr(III)
systems are slightly longer and range from 2.38 Å through to 4.06 Å. The
Cr(III)…OH2 distances are slightly longer in the trans-Cr(III) systems compared to
the cis-Cr(III) systems but follow the same general trend. Therefore, the bromide and
iodide ions may be mechanistically dissociative interchange in character due to
steric-crowding.
Figure 4.3: Maps of electrostatic potential (0.02 electrons Bohr‒3
) for selected
transition structures of cis- or trans-[Cr(H2O)4(OH)X]+ (X = F, Cl, Br or I) and cis-
[Cr(H2O)3(OH)X2]0 (X = Cl or Br).
Hydrogen bonding is important in stabilising the TSs for these processes and in
each system the departing halide interacts with the three closest water molecules,
which includes the incoming water molecule and two inner-sphere water molecules
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 119
on the departing face of the complex (Scheme 4.1 and Figure 4.2a−4.2b). The
particularly, low activation enthalpy for X = F is due to O‒H…X, H-bond formation,
whereas for the other systems there is formation of HO‒H…X H-bonds. There are
only marginal differences in the outer sphere coordination in the successor
complexes (P).
The changes in geometry are accompanied by changes in the charges on several
key atoms in the complex. To explore the importance of atomic charges on the
hydrolysis reactions, natural bonding orbital (NBO)21
analysis was performed and
the calculated charges are given in Table ST1 of the SI. The positive charge on
Cr(III) and the magnitude of the negative charge on halide increase on formation of
the TS. However, the charges on Cr (+0.756) and I (‒0.302) are smallest in
magnitude in the iodide system due to the high polarisability of the valence electrons
of iodide, which stabilises the TS (Figure 4.3 and Table ST1). The oxygen atom of
the incoming water molecule exhibits relatively little change in charge across the
various systems as shown in the selected maps of electrostatic potential for the
interchange mechanism systems (Figures 4.3 and SF27 to SF29 and Table ST1 of the
SI). Consequently, the more polarizable iodide ion leads to less charge-charge
repulsion between the halide and the incoming water, compared to the other halides
(Figure SF30 of the SI). The variation of H-bond and change in charge for cis-
[Cr(H2O)4(OH)]2+
…X‒…H2O (X = F or Cl) observed in the conjugate bases implies
more association of water in the departure of fluoride or chloride ion systems due to
solvent electrostriction around the charge centres in the transition states. We note,
the successor complex of the fluoride system is substantially less stable than the
corresponding species for the other halides. However, there is only a very small
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 120
barrier for this species to undergo intramolecular proton transfer to the fluoride
leading to formation of HF (Figures 4.2a−4.2b and SF10 of the SI).
To further explore the importance of outer-sphere explicit solvation, we
investigated the effects of inclusion of two, three, four and five outer sphere water
molecules on the aquation of cis-[Cr(H2O)4(OH)Cl]+ via the interchange pathway
(Figure SF22 of the SI). To begin with, several conformations were explored for the
precursor reactant complexes, cis-[Cr(H2O)4(OH)Cl]+…mH2O (m = 2), as shown in
Figures 4.4 and SF20 of the SI.
Figure 4.4: Conformations of precursor cis-[Cr(H2O)4(OH)Cl]+…2H2O complexes
involving both linear and bifurcated structures from (a) to (f).
Conformations for cis-[Cr(H2O)4(OH)Cl]+…2H2O complexes with bridging
bifurcated hydrogen bonds (Figure 4.4a) are energetically more stable than those
with a combination of linear and bifurcated hydrogen bonds (Figures 4.4b‒4.4f) by
2.4, 3.4, 7.7, 16.7 and 30.8 kJ mol1
, respectively. Similarly, a range of different
precursor complex conformations with three outer sphere water molecules were
investigated (Figure SF21 of the SI). Again, the lowest energy precursor
conformation has the outer sphere water molecules linked to the inner sphere through
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 121
bridging bifurcated H-bonds (Figure SF21). Other conformations were found to be
2.5‒45.1 kJ mol1
higher in energy. Figure 4.5 reveals that the transition structures
for cis-[Cr(H2O)4(OH)Cl]+…mH2O (m = 2−5) are generally similar to Scheme 4.1
but have additional water molecules coordinated to the outer sphere of the complex
(Figures S20 to S22 of the SI).
Figure 4.5: Optimized transition structures and maps of electrostatic potential on the
0.02 electrons Bohr‒3
total electron density isosurface for selected transition
structures of cis-[Cr(H2O)4(OH)Cl]+…mH2O for (a) 2H2O, (b) 3H2O, (c) 4H2O, (d)
5H2O, and (e) activation enthalpies (∆H‡) in different conformers (m = 1‒5) via
interchange pathway in solution phase obtained at PBE0/cc-pVDZ.
Hydrogen bonding between the departing halide and the neighbouring water
molecules again plays a role, assisting in the ligand transfer in cis-
[Cr(H2O)4(OH)Cl]+.mH2O (m =1‒5) systems (Figure 4.5a−4.5e). This is clearly
demonstrated by the changes in overall activation enthalpies for the interchange
pathway of cis-[Cr(H2O)4(OH)Cl]+…mH2O complexes (105, 86, 73, 73 and 72 kJ
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 122
mol1
, for m =1‒5, respectively). These results indicate that three water molecules
are required to stabilise the transition states for this process with additional explicit
solvation having a minimal effect. The oxygen atom of the incoming water molecule
and chloride atom of the leaving group exhibits relatively little change in charge
across the two, three, four and five water systems as shown in the selected maps of
electrostatic potential (Figure 4.5) for the interchange mechanism. To further
explore the importance of explicit solvation of the TS, additional conformations were
explored. Figure 4.5e provides a plot of activation enthalpy versus conformation for
different numbers of explicit outer sphere water molecules. Although changes in
conformation can have a significant effect on ∆H‡, it is again found that three outer
sphere water molecules are generally sufficient to stabilise the TS. Interestingly, the
most stable TS conformers, have a combination of linear and bifurcated hydrogen
bonds. This can be understood from their interaction with the inner sphere water
molecules in the TS as the ion migrates to the outer sphere of the complex. When
more than three water molecules are included the additional water molecules have
the weakest interaction with the cis-water molecules and therefore there is a small
difference (1 kJ mol1
) in ΔH‡ between three to five waters. Therefore, the lowest
energy conformation of the cis-[Cr(H2O)4(OH)Cl]2+
…3H2O TS was used as a
starting point for location of the interchange transition states of the other halides.
The activation energies for the hydrolysis of cis-[Cr(H2O)4(OH)X]+∙3H2O
complexes (X = F, Cl, Br or I) with three waters (Figure 4.6) are 85, 59, 47, and 32
kJ mol1
, respectively, indicating the additional solvation leads to a decrease in ΔH‡
for X = Cl, Br and I but an increase for the fluoride system. Clearly, the hydrogen
bonding network around the complexes makes a relatively significant contribution to
ΔH‡, as shown by the decreases in the activation enthalpies (35‒47 kJ mol
1) for X =
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 123
Cl, Br and I, compared to the corresponding one water systems (Figures 4.6 and
SF10‒SF13 and SF22A of the SI). It was found that the interaction between X– and
H2O was strongly repulsive for the fluoride system alone, which correlates with the
higher activation enthalpy. The Cr…X distances of the transition states of [Cr
(H2O)4(OH)X]+…3H2O
are longer than the m = 1 values (0.19 – 0.35
Å) and show a
gradual increase from fluoride through to iodide.
Figure 4.6: Optimized transition structures of cis-[Cr(H2O)4(OH)X]+∙3H2O (X = F,
Cl, Br or I) via interchange pathway in solution phase obtained at PBE0/cc-pVDZ.
Dissociative (D) mechanism
Aquation of the conjugate base complexes [Cr(H2O)4(OH)X]+ via the
dissociative (D) mechanism is a two-step reaction. The first step involves breaking
of the Cr‒X bond with formation of a pentacoordinated intermediate (Scheme 4.2).
The released halide ion is coordinated to the outer sphere of the intermediate
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 124
complexes (I) to give the ion-pairs, cis-[Cr(H2O)3(OH)]+…FH or cis-
[Cr(H2O)4(OH)]2+
…X− (X = Cl, Br or I).
Scheme 4.2: Dissociative mechanism (D) for the cis-[Cr(H2O)4(OH)X]+ (X = F,
Cl, Br, or I).
The barrier for Cr‒X dissociation of trans-[Cr(H2O)3(OH)Cl2]0
is quite low (46
kJ mol‒1
), which indicates that release of the halide will be quite fast (Table 4.4 and
Figures SF36 to SF37 of the SI). Consistent with our previous study, the barrier is
even lower for the tran-bromide species (40 kJ mol‒1
). Aquation of both of these
complexes will lead to formation of cis-[Cr(H2O)4(OH)X]+ species. The enthalpies
and entropies of activation for the dissociation step of cis- or trans-
[Cr(H2O)4(OH)X]+ (X = F, Cl, Br
or I) are given in Table 4.4. The optimized
structures of the reactants, products, and transition states are shown in Figures SF32
to SF41 of the SI, respectively.
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 125
Table 4.4: Enthalpies of activation (ΔH‡, kJ mol
‒1) and entropies (ΔS
‡, J mol
‒1
K‒1
) for Cr‒X bond dissociation pathways of cis- or trans-[Cr(H2O)4(OH)X]+
and trans-[Cr(H2O)3(OH)X2]0 in the water solvent at 298.15 K.
a
ΔH‡ (ΔS
‡ )
X
cis-
[Cr(H2O)4(OH)X]+
trans-
[Cr(H2O)4(OH)X]+
trans-
[Cr(H2O)3(OH)X2]0
FH 93 (‒11)
70 (‒22)
‒
Cl 72 (‒34)
55 (‒13)
46 (‒21)
Br 70 (‒30)
44 (‒19)
40 (‒31)
I 64 (‒29) 41 (‒15) ‒ a Optimized structures of cis or trans-Cr(III)
complexes defined in Scheme 4.2 and Figures
4.2c−4.2d and SF32 to SF41 of the SI.
The ΔH‡
values for the Cr‒X dissociation of the monohalides are higher than for
the dihalides and gradually decrease from X = F‒, Cl
−, Br
− and I
− for both the cis-
and trans-systems (Figure 4.2c−4.2d). However, the values for the trans-systems are
17 – 26 kJ mol‒1
lower than the corresponding values for the cis-systems. The
importance of polarizability of the halide is reflected in the Cr…X distances in the
TS for the cis-[Cr(H2O)4(OH)X]+ species, which increase from 2.55 Å for the
fluoride system through to 3.61 Å for the iodide system, (Figures SF32 to SF35 of
the SI). The trans-[Cr(H2O)4(OH)X]+ species exhibit a similar variation with Cr…X
distances that range from 2.53 to 3.64 Å (Figures SF38 to SF41). The corresponding
Cr…X distances (Cl or Br) for the cis-[Cr(H2O)3(OH)X2]0
(X = Cl or Br) systems
are 3.18 and 3.41 Å, respectively. The calculated ∆∑ d(Cr−L)TS‒R values for the all
cis- (trans-) systems, range from 0.66 (0.61) Å to 0.87 (0.86) Å, which is consistent
with a positive activation volume and a D-type mechanism (see Table ST8 of the SI).
In the second step, there is nucleophilic attack by a water molecule on the
pentacoordinate species (Scheme 4.3) (Figures SF42 to SF43 of the SI) that results in
the octahedral product complex, (P). The activation enthalpy for H2O addition to the
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 126
trans-[Cr(H2O)5(OH)]2+
complex is 12 kJ mol‒1
lower than for addition to the cis-
complex (Table ST7 of the SI).
Scheme 4.3: Associative mechanism (A) for the cis-[Cr(H2O)4(OH)]2+
with H2O.
We have previously shown an improved model of the dissociation process
includes water coordination to the outer sphere of the complex, which can have an
influence on lowering ΔH‡ for the dissociation step (Table 4.5 and Figure 4.2e−4.2f).
In these systems, the dissociative pathway begins from precursor complexes with
bifurcated H-bonding to an outer sphere water molecule. The other features of the
process are generally similar to Scheme 4.4. However, when the halide ion becomes
coordinated to the outer sphere of the complex through two X…H hydrogen bonds,
the outer sphere water molecule adopts a cis position to facilitate attack on the
Cr(III) metal centre (Scheme 4.4). Nucleophilic attack by the water molecule on the
pentacoordinate Cr(III) metal ion occurs in the second step and results in the
octahedral ion-pair product, (P). The formation of this product occurs via a
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 127
hexacoordinate transition state (TS2). Optimized structures of the reactants, products,
and transition states can be found in Figures SF44 to SF51 of the SI.
Scheme 4.4: Dissociative (D) mechanism for aquation of cis-[Cr(H2O)4
(OH)X]+… H2O (X = Cl, Br, I).
The ΔH‡ and ΔS
‡ for each of the steps of the D pathway from the associated
complex with H2O are given in Table 4.5 and the relative energy profiles for the
individual reactions are shown in Figure 4.2e−4.2f.
Analysis of the charges in the reactant complexes (R) reveals that the magnitude
of the charge on Cr decreases as the halide atom changes from F (1.081) to I (0.735)
and the charge on X decreases from F (‒0.537) to I (‒0.298) for the cis- systems
(Table ST10 and Figure SF57 of the SI). Similarly, for the trans-systems the R
charges on Cr decreases from F (1.079) to I (0.794). However, analysis of the TSs
charges reveals that the charge on X changes from F (‒0.596) to I (‒0.722) for the cis
systems. This suggests that Cr‒X dissociation for the fluoride system passes through
an early TS while the iodide system passes through a late TS.
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 128
Table 4.5: Enthalpies of activation (ΔH‡, kJ mol
‒1) and entropies (ΔS
‡, J mol
‒1
K‒1
) for D pathways of cis- or trans-[Cr(H2O)4(OH)X]+ with H2O in the water
solvent at 298.15 K.a
ΔH‡ (ΔS
‡)
X cis-[Cr(H2O)4(OH)X]+ trans-[Cr(H2O)4(OH)X]
+
FH TS1 93 (‒15) 63 (‒18)
TS2 ‒ ‒
Overall 93 (‒15) 63 (‒18)
Cl TS1 72 (‒5)
55 (‒35)
TS2 5 (‒9)
47 (‒15)
Overall 72 (‒27)
81 (‒35) Br TS1 67 (‒20)
43 (‒5)
TS2 8 (‒35)
24 (4)
Overall 67 (‒20)
61 (2) I TS1 58 (‒25)
40 (‒15)
TS2 15 (17)
24 (5) Overall 62 (‒13) 53(1) a
Optimized structures of cis or trans-Cr(III) complexes defined in Figures SF44 to
SF52 in the SI.
To further investigate the effect of outer sphere coordination on the D pathway
we investigated Cr‒X dissociation with three explicit outer sphere water molecules
([Cr(H2O)4(OH)X]+…mH2O, m = 3) (Figure SF53 of the SI). The dissociation of the
Cr‒X bond (TS1) (Figure 4.7) for cis-[Cr(H2O)4(OH)X]+…3H2O (X = Cl or Br)
complexes with three waters is 68 and 58 kJ mol1
. This represents a decrease of 4
and 9 kJ mol1
, respectively, as result of the additional solvation. The overall
activation enthalpies are 78 and 67 kJ mol1
, respectively. This corresponds to
differences of +6 and 0 kJ mol1
, respectively from the corresponding values with a
single outer sphere water molecule.
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 129
Figure 4.7: Optimized transition structure (TS1) and map of electrostatic potential
(0.02 electrons Bohr‒3
) for cis-[Cr(H2O)4(OH)Cl]+… 3H2O via D pathway in
solution phase obtained at PBE0/cc-pVDZ.
Direct nucleophilic attack by hydroxide
The previous sections have considered deprotonation of the complexes followed
by aquation via either an interchange or dissociative pathway. For completeness we
now consider, direct attack by the nucleophile OH‒ on the Cr(III) metal species as
shown in Scheme 4.5. The trans-[Cr(H2O)4)X2]+…OH
‒ and [Cr(H2O)5)X]
2+…OH
‒
(X = Cl or Br) associated reactant complexes are difficult to locate on the potential
energy surface because deprotonation of Cr(III) complexes by OH‒ occurs easily,
forming the conjugate bases, trans-[Cr(H2O)3(OH)X2]0…H2O and cis-[Cr(H2O)4
(OH) X]+
…H2O (R) complexes (Scheme 4.5 and SF23 to SF26 of the SI).
Furthermore, the separated species of trans-[Cr(H2O)3(OH)X2]0 and cis-
[Cr(H2O)4(OH)X]+ with H2O (cis-[Cr(H2O)4(OH)X]
+ + H2O) are energetically more
stable than precursor reactants (R) complexes by ~3.0 kJ mol1
(Figure F2 of the SI).
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Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 130
The enthalpies of activation for trans-[Cr(H2O)4X2]+ and [Cr(H2O)5X]
2+ with
OH‒ pathways are shown in Table ST3 and Figures F2−F3 of the SI.
The activation enthalpy for the interchange pathways of the trans-[Cr(H2O)4X2]+
and [Cr(H2O)5X]2+
(X = Cl–, or Br
–) systems are 259, 228, 257 and 237 kJ mol
1,
respectively (Table ST3 of the SI). However, the deprotonation of [Cr(H2O)5Cl]2+
by the hydroxide ion to give conjugate base, cis-[Cr(H2O)4(OH)Cl]+…H2O (R) is
very exothermic (Figures F2 to F3). Therefore, nucleophilic attack by OH‒ on
[Cr(H2O)5X]2+
has significantly higher activation enthalpies (Table ST3 in the SI)
than the corresponding hydrolysis by H2O for the interchange mechanism.16
NBO charge distribution analysis of the reactants (Rs) and transition states (TSs)
for OH- nucleophilic attack on Cr(III) are given in Table ST4 of the SI. On
formation of the TSs, the positive charge on Cr(III) and the magnitude of the
negative charge on halide increase compared to R. The oxygen atom of the OH‒
molecule exhibits relatively large changes in charges from R (‒0.919 to ‒0.929) to
TSs (‒0.661 to ‒0.746) across the various systems (Table ST4 and Figure SF30 of
the SI.
Discussion
In the highly acidic environment of the stomach, orally ingested chromium(III)
halides such as chromium(III) chloride nutritional supplement will exist most likely
as either the dihalotetraaqua Cr(III) complex, the monohalopentaaqua Cr(III)
complex or a mixture of both. However, when these complexes enter the duodenum
they will encounter an environment with a much milder pH. Our calculations show
that proton transfer from theses complexes is spontaneous under neutral and alkaline
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 131
conditions, in agreement with experiment.8a
Therefore speciation in the duodenum of
chromium(III) chloride in the duodenum will include [Cr(H2O)3(OH)X2]0 and
[Cr(H2O)4(OH)X]+ species. Aquation mechanisms were also investigated for these
conjugate-base species including, [Cr(H2O)3(OH)X2]0
, X = Cl or Br and the four
mono-halohydroxoaquachromium(III) complexes ([Cr(H2O)4(OH)X]+ , X = F, Cl, Br
or I). Pathways investigated include associative interchange mechanisms (Ia or Id,
SN2), and a variation of the dissociative mechanism (D, SN1). For the
[Cr(H2O)4(OH)X]+ species two structures were identified coinciding with the cis
and trans orientations of the OH‒ ligand.
Mechanistic investigations were carried out both without and with explicit water
molecules in the outer sphere of the complexes. For conjugate base species, cis-
[Cr(H2O)4(OH)X]+, the ΔH
‡ value for the Ia or Id pathways are in consistent
agreement with the experimental results.4c‒4d
Solvation is an important factor in the mechanism of this process. This is
demonstrated clearly by explicit solvation for the interchange pathway of cis-
[Cr(H2O)4(OH)Cl]+…mH2O complexes (m = 1‒5). In particular ΔH
‡ values for one
specific conformation were found to decrease from 105 for m = 1 to 72 kJ mol1
, for
m = 5 (Figures 4.5 and SF22a of the SI). However, the solvation with three explicit
water molecules appears to be sufficient to stabilize the transition state.
Nevertheless, the position of these three water molecules is also important and the
lowest energy m = 3 TS for the chloride system has ΔH‡ = 59 kJ mol
1. The
corresponding values for the fluoride, bromide and iodide systems with additional
three external water molecules are 85, 47 and 32 kJ mol1
, receptively (Figure 4.6).
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 132
Table 4.6: Selected Cr(III)−Ligand bond lengths sums (Å) in the water solvent
at 298.15 K.a
∑ d (Cr‒L)TS‒R
X
cis-
[Cr(H2O)4(OH)X]+
pathway trans-
[Cr(H2O)4(OH)X]+
pathway
[Cr(H2O)4(OH)X]+
+ H2O [Cr(H2O)5(OH)]
2+ + X
‒
F ‒0.85 Ia
‒0.55 Ia
Cl ‒0.80 Ia
‒0.41 Ia
Br +0.46 Id
+0.40 Id
I +0.31 Id
+0.2 Id
ClClb ‒1.41 Ia ‒ ‒
BrBrb +0.36 Id ‒ ‒
[Cr(H2O)5X]
+ + OH
‒ [Cr(H2O)5(OH)]
2+ +
X
‒
Cl ‒1.31 Ia
‒ ‒
Br ‒1.38 Ia
‒ ‒
ClClb ‒1.32 Ia
‒ ‒
BrBrb ‒0.31 Ia
‒ ‒
a The ∆∑ d (Cr‒L)TS-R were calculated at PBE0/cc-pVDZ.
b The Structures of trans-[Cr(H2O)3(OH)X2]
0.
The ∆H‡ value for dissociation of the Cr‒X bond (TS1) for cis-[Cr(H2O)4
(OH)Cl]+…3H2O complex with three waters is 68 kJ mol
1 (Figures F2−F3 of the
SI) and the overall activation enthalpy is 78 kJ mol1
. Therefore, we propose that cis-
or trans-[Cr(H2O)4(OH)X]+ complexes proceeds via an interchange pathway, which
is good agreement with experimental results.4c‒4d
Nevertheless, there are variations
across the series of complexes. The calculated ∆∑ d(Cr−L)TS‒R values for the
fluoride and chloride cis- or trans-[Cr(H2O)4(OH)X]+ systems are consistent with a
negative activation volume and therefore an Ia mechanism. On the other hand, for the
hydrolysis reaction on cis- or trans-[Cr(H2O)4(OH)X]+ (X = Br or I), the ∆∑
d(Cr−L) values are positive (Table 4.6), indicating a dissociative interchange (Id)
mechanism, which is consistent with experimental results.4d
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 133
The frontier MO energies (HOMO‒LUMO gap) show (Figures F4a‒F4b of the
SI) that complexes with the soft ion ligands (X = I) have a small HOMO‒LUMO gap
due to greater polarizability and electron density. This facilitates distortion of the
electron cloud of the halide that stabilizes the transition state. The fluoride is a poor
leaving group, which explains the high ΔH‡. The decrease in ΔH
‡ for the other
halides corresponds with the softer nucleophilicities and decrease in
electronegativity of these ions (X = I), so that the leaving group ability follows the
order I− Br
− Cl
− F
−. In general, the valence electrons of the I
− ion are more
polarizable. A distortion of the electron cloud of the halide can therefore stabilize the
transition state. Furthermore, electronegativity influences the electron density at the
Cr(III) centre, which effects the activation barrier and bond formation with the
entering water molecule. In these conjugated base systems, the cis- or trans- OH‒
group can also have a labilising effect. The trends might also be attributed to an
increase in the steric repulsion with the increase in the ionic radii of the leaving
halides.22
However, it was found that interaction between X– and H2O was strongly
repulsive for the fluoride system alone, which correlates with the higher activation
enthalpy.
Analysis of the frontier MO energies (HOMO and LUMO) (Figure SF58 of the
SI) along with the corresponding Egap for TS1 of the dissociation pathway reveals a
gradual decrease from the hard ion (X = F‒) TS1 through soft ion (X = I
‒). Figure 4.8
shows a correlation between the activation enthalpy (ΔH‡) versus the HOMO-
LUMO gaps of TS1 for the conjugate bases, cis- or trans-Cr(III) species for the D
mechanism. Thus it is likely that dissociation of the Cr‒X bond and migration of the
halide ions into the outer coordination sphere via dissociation pathways is stimulated
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 134
by electronic and charge neutralizing effects.
Figure 4.8: ∆H‡ (kJ mol
‒1) versus HOMO-LUMO energy gap (eV) for TS1 species
of cis- or trans-[Cr(H2O)4(OH)X]+…H2O (X = F, Cl, Br or I) via D pathway in
solution phase obtained at PBE0/cc-pVDZ.
An alternative reaction pathway under alkaline conditions is direct nucleophilic
attack. However, this is found to be a very high energy pathway. Selected maps of
electrostatic potential for nucleophilic attack by OH‒ on [Cr(H2O)5X]
2+ and trans-
[Cr(H2O)4X2]+ (X = Cl or Br) are shown in Figure F5 in the SI. The more polarizable
bromide ion leads to less charge-charge repulsion between the halide and the
incoming OH‒, compared to the chloride systems. However, all systems show that
the complexes with a hard ion (X or T = Cl) have a large HOMO‒LUMO gap (Table
ST4 and Figures SFT1 and SF31 of the SI). Oppositely, the complexes with a
borderline ion (X or T = Br) have a small gap due to the greater polarizability of the
valence electrons, which enables distortion of the electron cloud to stabilise the
transition states (see Figure F5 of the SI).
The aquation of haloaquachromium(III) species via the conjugate base pathways
identified here has interesting implications by providing a link to the formation of
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 135
[Cr(H2O)5(OH)]2+
in environments with a pH ~ 4.6.23
As noted in the introduction,
the [Cr(H2O)5(OH)]2+
complex is the active catalytic species in the isomerization
reaction of glucose.6‒7
The OH‒ ligand and the Cr(III) centre, may act as a
bifunctional Brønsted-basic/Lewis-acidic site to bind glucose or biological molecules
in aqueous media. However, the rate determining step is the dissociation of the Cr‒X
bond and the formation of the conjugate base species, [Cr(H2O)5(OH)]2+
, which
replaces two water molecules by glucose in the active site and resulting in the
complex, [Cr(C6H11O6)(H2O)4]2+
.6‒7
Consequently, CrCl3 in a range of biological
solutions could potentially lead to formation of the active species such as
[Cr(H2O)5(OH)]2+
, which in turn could catalyse conversion of glucose. Nguyen et
al.24
used XANES spectroscopy to investigate the reactivity of trans-[Cr(H2O)4Cl2]+
under biologically relevant conditions. The trans-[Cr(H2O)4Cl2]+ complex was
found to react to form both aqua/hydroxo and amino acid complexes in a cell culture
medium. The trans-[Cr(H2O)4Cl2]+ was also found to undergo binding to cell
membranes through complexation with macromolecules. Moreover, the stabilities of
the relatively inert trans-[Cr(H2O)4Cl2]+ and [Cr(H2O)5Cl]
2+ in aqueous solutions
have a dependence upon pH.23,25
Therefore at some pHs these halides will be in
equilibrium with [Cr(H2O)6]3+
and [Cr(H2O)5(OH)]2+
(Scheme 4.6). Merideth et al.
reported11a
that the aquation reaction of trans-[Cr(H2O)4Cl2]+ occurs in the pH range
of 1.0 to 3.7. Bjerum26
and Lamb and Fonda investigated4b
Cr(III) chloride or nitrate
solutions and found that the addition of NaOH changed the color from green to blue
(violet) and concluded that Cr(III) solutions convert to [Cr(H2O)6]3+
at a pH 2.28
and to [Cr(H2O)5(OH)]2+
at a pH ~ 4.6.23
We note that the calculated ∆H‡ value for
the aqauation of trans-[Cr(H2O)3(OH)Cl2]0 complex on the Ia (D) pathways are
lower than those of the trans-[Cr(H2O)4Cl2]+ system
17 by 49 (39) kJ mol
1 (Scheme
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 136
4.6). Furthermore, the calculated overall ∆H‡ values for the cis-[Cr(H2O)4
(OH)Cl]+…H2O convert to [Cr(H2O)5(OH)]
2+ complex on the Ia (D) pathways drops
below that of the [Cr(H2O)5Cl]2+
…H2O system by 14 (31) kJ mol1
.16
This suggests
that the green chloride solution reacts slowly with water to form a monochloro
hydroxide, [Cr(H2O)4(OH)Cl]H2O+. Finally, this product reacts slowly to form the
hexa-aqua hydroxide, [Cr(H2O)5(OH)]H2O2+
due to the step-wise replacement of
chloride by water (see Scheme 4.6) at higher pH. The hydroxides can either undergo
binding to bio-molecules or can form hydrolytic polymers. For example, Blankert et
al.27
note that there is a strong pH dependence in the interaction of trans-
[Cr(H2O)4Cl2]+ with DNA. They found that trans-[Cr(H2O)4Cl2]
+ causes unwinding
of supercoiled DNA which reaches a maximum at pH 6.50. However, at higher pHs
there was significant precipitation of Cr(III) hydroxide oligomers that led to a
decrease in reactivity with DNA.
trans-[Cr(H2O)4Cl2]+H2O
Cl[Cr(H2O)5Cl]2+ H2O
Cl[Cr(H2O)6]3+
trans-[Cr(H2O)3(OH)Cl2]0cis-[Cr(H2O)4(OH)Cl]+
OHH+
H2O
Cl
H2O
Cl[Cr(H2O)5(OH)]2+
H+
Scheme 4.6:
Our aquation studies of cis- or trans-[Cr(H2O)4(OH)X]+ and other systems,
provides mechanistic understanding of the speciation of these species under different
conditions. This will provide the basis for further investigation of reactions with
biomolecules including binding to glucose which can initiate isomerization and other
reactions as proposed by Choudhary et al.6
and Mushrif et al.7
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 137
Conclusions
We have carried out an extensive study of the deprotonation and aquation of
haloaquachromium(III) complexes using hybrid density functional theory. Our
calculations indicate that formation of the conjugate base has a larger effect on the
structural parameters than the explicit outer-sphere solvation of the complex.
Deprotonation of the halopentaaquachromium(III) complexes is calculated to be
exogonic under both neutral and alkaline conditions. However, under neutral
conditions the conjugate base of the iodide is most easily formed, whereas under
alkaline conditions proton transfer from the fluoride is energetically more
favourable. Regardless of the halide, the cis-[Cr(H2O)4(OH)X] complexes are more
stable than the corresponding trans-[Cr(H2O)4(OH)X] species.
We investigated aquation of cis- or trans-[Cr(H2O)4(OH)X]+ and other related
systems via the associative interchange (Ia), the dissociative interchange (Id) and
dissociative (D) mechanisms. Use of implicit solvent models has a minimal effect on
the structures of reactants, products and transition states but it is essential for an
agreement between theoretical and available experimental ΔH‡ values. We found
that the activation enthalpy and entropy of activation calculated at PBE0/cc-pVDZ
for aquation of the cis- or trans-[Cr(H2O)4(OH)X]+ via the Ia to Id mechanisms
decrease with change of the ligand from F‒ to I
‒. Our calculations indicate that the Ia
or Id pathways is favoured over the D pathway in agreement with experiment. At
least three additional water molecules are required in the second coordination sphere
to stabilize the transition states of Ia and D pathways, reducing ΔH‡. It is clearly
indicated that steric and electronic effects influence ΔH‡ for the aquation reactions of
cis- or trans-[Cr(H2O)4(OH)X]+
and other systems and the leaving group ability
follows the order: I− Br
− Cl
− F
−. Therefore, we conclude that cis- or trans-
Chapter 4: *
Uddin, K. M.; Henry, D. J. ChemistrySelect 2016, 1, 5236‒5249. 138
[Cr(H2O)4(OH)Cl]+ complexes as well as [Cr(H2O)5(OH)]
2+ are key derivatives of
chromium chloride nutritional supplement at mild and physiological pHs. These may
be the active site for the treatment of physiological disorders such as type II diabetes
and depression.
Supporting Information Summary
Energies of all pertinent structures are reported in the accompanying supporting
information and Appendix A.
Acknowledgements
We are grateful to the Australian National Computational Infrastructure (NCI)
facility for computer time.
References
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Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 141
Chapter 5
Investigation of the Spectroscopic, Thermal and
Electrochemical Properties of
Tris-(glycinato)chromium(III)*
Abstract
The tris-glycinatochromium(III) complex ([Cr(gly)3]) has been proposed as a
nutritional supplement and treatment for Type 2 diabetes. The exact mode of action
of this and other Cr(III) supplements is not known but may involve redox reactions
with biomolecules. In this study fac-[Cr(gly)3] was synthesized and the
electrochemical properties investigated by cyclic voltammetry. The complex
undergoes a reversible one electron reduction with E1/2 = −0.66 to −0.69 V that is
essentially independent of scan rate. Thermal decomposition was explored by
differential scanning calorimetry under nonisothermal conditions from 30−1000 °C.
Structural parameters obtained from DFT calculations are in good agreement with
crystallographic data. The reduced form of the complex has a high-spin quintet
electronic configuration due to the small crystal field splitting from the weak -
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 142
donor ligands. Both the theoretical calculations and the electrochemical
measurements demonstrate that the complex is stable in the anionic form. These
results indicate that [Cr(gly)3] can undergo reversible electron transfer, which may
play a role in its biological activity.
Introduction
A number of chromium(III) complexes with amino acid (AA) ligands have been
proposed as nutritional supplements and treatments in glucose metabolism.1−4
However, several studies5−9
suggest that Cr(III)-AA supplements are of minimal
benefit to most people. Nevertheless, there is some evidence to suggest that Cr(III)-
AA systems may have benefits as an insulin enhancing treatment in type 2
diabetics,6,10−14
as an anti-depressant and alternatively to reduce lipid deposits.15−16
For example, Tsave et al.12
investigated the potential of Cr(III)-citrate to induce pre-
adipocyte cell differentiation, which is a factor in obesity and may be linked to type
2 diabetes. They found that Cr(III)-citrate was able to induce adipogenesis and did
not appear to be toxic to the pre- or mature adipocytes. Saiyed and Lugo13
found that
treatment of type 2 diabetic subjects with chromium(III) dinicocysteinate led to a
decrease in both insulin resistance and protein carbonyl and also out-performed the
commonly used supplement, chromium picolinate. Recently, Refat et al.14
prepared a
new niacinamide based chromium(III) complex, that was found to significantly
decrease blood glucose levels and HbA1c in diabetic rats. The complex was also
effective at lowering glycogen levels in the liver while also supporting anti-oxidant
defences.
Amino acids in the anionic form can coordinate to Cr(III) through the primary
amine and the carboxyate group to form facial or meridional isomers, Cr(III)-AA
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 143
(fac- (I) or mer- (II)) or in the Zwitterionic forms (Cr(gly)3 (III) or Cr(gly)3 (IV))
(see Figure 1).
Cr3+
N
ON
O
O
N
O
N
O
Cr3+
O
NO
Cr3+
O
NN
O
O
N
O
H
H
H
H
O
HH
H
HO
H
H
HH
fac-[Cr(gly)3]0 (I)
O
H
H
H H O
H H
O
H
H
H
H
H
H
mer-[Cr(gly)3]0 (II)
N
HH
H
H
HH
H
H
O
H H
OH
H
O
O
N
Cr3+
O
O
NN
HH
H
H
O
H
H
H
H
O
H
H
H
H
[Cr(gly)3]0 (III) [Cr(gly)3]0 (IV)
Figure 5.1: Structures for conformers of [Cr(gly)3].
The molecular structures of the red facial isomer of tris(glycinato) chromium(III)
(fac-[Cr(gly)3]), and the binuclear complex [Cr(gly)2OH]2 have been identified from
single-crystal XRD by Bryan et al.17
and Veal et al.,18
respectively, along with a
series of oxo-centered trinuclear glycinate-bonded complexes.19
Wallace and
Hoggard20
identified the fac-[Cr(gly)3] complex using electronic excitation
spectroscopy and an angular-overlap-model analysis. The preparation of the
meridional isomer is reported to be more difficult.20−23
Nevertheless, the purple
meridional isomer of α-[Cr(gly)3] has been prepared by Israily.24
Replication of this
synthesis by Gillard et al.25
yielded a purple material in a hydrated form. However it
is believed to be the dihydroxo-bridged dimer, ( [Cr2(gly)4(OH)2].6H2O). They also
prepared the analogous L-alanine dimer complex, ([Cr2(L-ala)4(OH)2].7H2O). Kita et
al.26
synthesized, fac-[Cr(gly)3] and [Cr2(gly)4(OH)2] and carried out kinetic studies
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 144
for aquation of these compounds under acidic and alkaline conditions. A range of
other Cr(III)-AA complexes have also been synthesized and characterized including,
complexes with methionine (Cr-Met and Cr2(met)4Cl2.2H2O∙KCl),5
anthranilic acid
(Cr(ant)3∙H2O), valine (Cr(val)3∙H2O∙KCl), tryptophan (Cr2(trp)4Cl2∙2H2O), glutamic
acid (Cr2(glu)3(OH)2∙2H2O∙KCl), cysteine (K[Cr(cys)2]∙4H2O), serine ([Cr(ser)3Cl3]
H2O∙3KCl) and histidine (Cr(his)3Cl3∙3H2O).7, 27−32
The efficacy of tris-glycinatochromium(III) complexes in treating disorders such
as type 2 diabetes may involve binding to a receptor or ligand exchange processes.
Alternatively, redox processes have been proposed as mechanisms by which
chromium(III) complexes might modulate biochemical processes. Reports suggest
that in the presence of weak-field ligands Cr(III/II) couples undergo a slow electron
transfer.33−36
Thus, an understanding of the electrochemical reactions and redox
processes involving Cr(AA)3 complexes is also of biological interest. A number of
investigators29,33,37−58
have studied the electrochemical oxidation-reduction reactions
of chromium(III) complexes. However, of particular interest is the redox chemistry
of those compounds that have been linked to nutritional supplements or
physiological studies including, tris-picolinatechromium(III) [Cr(pic)3],59
the dimeric
picolinate complex [Cr(pic)2OH]2,59
as well as Na[Cr(dipic)2].2H2O,52
[Cr(dipic)(phen)Cl].1/2H2O,52
tris-(8-hydroxyquinolinate)chromium(III),60
and
chromium complexes with a series61
of tri- and hexadentate amino carboxylate
ligands. Parajόn-Costa et al. observed59
that both [Cr(pic)3] and [Cr(pic)2(OH)]2
complexes undergo a one-electron reversible reduction process. However, the half
wave potential (E1/2) for the binuclear [Cr(pic)2(OH)]2 complex is more negative
(E1/2 = −1.49 V) than the mononuclear [Cr(pic)3] complex (E1/2 = −1.23 V). Freitas et
al. investigated60
mer-tris(8-hydroxyquinolonato)-chromium(III) and identified two
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 145
pairs of reversible peaks in the cyclic voltamogram (E1/2 of −0.76 and −1.40 V vs
Ag/AgCl).60
Hecht et al. investigated61
the electrochemical behaviour of 10 cis-
amino carboxylateCr(III) complexes and observed reversible one-electron reductions
at formal potentials between ca. −1.4 and ca. −1.2 V vs SCF. Bond et al.57‒58
investigated the redox behaviour of solid cis- and trans-Cr(CO)2(dpe)2 (dpe =
Ph2PCH2CH2PPh2) mechanically attached to carbon electrodes. In this system the
redox chemistry occurs at the solid‒solution‒electrode interface. Sugden et al.49
determined the reduction potentials of five mutagenic Cr(III) complexes
([Cr(bpy)2Cl2]+, [Cr(phen)2Cl2]
+, [Cr(bpy)2(OH)2]
+, [Cr(phen)2(OH)2]
+, and
[Cr(en)2Cl2]+) and proposed that the biological activity of chromium(III) complexes
was linked to generation of oxygen radical in a Fenton-like reaction. The potential
mutagenesis of the Cr(III) complexes was identified by salmonella revision assay
and the redox kinetics for mutagenic and nonmutagenic Cr(III) species were
investigated by cyclic voltammetry. The mutagenic complexes had less negative
reduction potentials than their non-mutagenic counterparts and displayed
reversibility in the reduction process. These results suggest that the electrochemical
reactivity of other chromium(III) species may be significant and warrants further
investigation.
In this paper, we report on the synthesis of fac-[Cr(gly)3] complex and the
characterization by elemental analysis, AAS, 1H NMR, UV−Vis, EPR, and ESI−MS
spectroscopy. However, the major objective of this work is to investigate the
electrochemical behavior of this complex, which will lead to the development of a
better understanding of the Cr(III)/Cr(II) electron transfer process. The redox
behavior of the compound and the changes in structural parameters with change in
oxidation state are discussed. We have also performed thermogravimetric-
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 146
differential scanning calorimetry (TGA/DSC) analysis to calculate the thermal
decomposition reaction kinetics. The experimental study is complemented by DFT
calculations with determination of the molecular structures, electronic density,
natural bond orbital charges, frontier molecular orbitals and electrostatic potentials.
Results and discussion
Synthesis and characterization of fac-[Cr(gly)3] complex
Tris-glycinatochromium(III) ([Cr(gly)3]) was synthesized using the procedure of
Bryan et al.17
Elemental analysis (% C, H, N, and Cr) and electrospray mass
spectrometry (ESI-MS) data confirm the formation of the [Cr(gly)3] complex. In
particular, the ESI mass spectrum of [Cr(gly)3] complex (Figure 5.2 and SF0 of the
SI) shows a peak at m/z = 275.2205 (calc. m/z = 275.0210), corresponding to
[Cr(C6H12N3O6) + H+] for the Cr-52 isotope. The peaks at 297.2037 and 245.2768
corresponds to [Cr(C6H12N3O6) + H+ + Na
+] and [Cr(C4H8N2O4) + CO2 + H
+],
respectively. Additional peaks at m/z = 200.1770 and m/z = 98.1765, correspond to
[Cr(C4H8N2O4) + H+] and a Gly sodium salt hydrate fragment [H2NCH2CO2Na.H2O
+H+], respectively (see Figure 5.2 and SF0 of the SI).
The UV/Vis spectrum of fac-[Cr(gly)3] complex obtained in the solid state and in
DMSO solution are presented in Figure 5.3. Bryan et al. 17
previously measured the
UV/Vis spectrum for fac-[Cr(gly)3] as a mineral oil mull. They reported two main
peaks assigned to the spin allowed d-d transitions. The 503 nm transition was
assigned to 4A2g →
4T2g (ν1) and the 384 nm transition to
4A2g →
4T1g (ν2). They also
noted three weak bands (> 630 nm) but were only able to assign one of these (689
nm) to the spin forbidden 4A2g →
2E transition. In the solid-state spectrum obtained
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 147
from the current study the spin-allowed transitions are clearly observed at 510 nm
and 388 nm, respectively. However, the spin forbidden transitions are not clearly
evident at the resolution of our experiment. The ligand field splitting (∆o or 10Dq =
ν1) in the solid state is 19.9 × 103 cm
−1.
Figure 5.2: ESI mass spectrum of fac-[Cr(gly)3] for (a) simulation and (b)
experimental.
In the UV-Vis spectrum of fac-[Cr(gly)3]0 in DMSO (Figure 5.3b) the two spin-
allowed peaks are shifted to longer wavelengths, 518 nm (ν1) and 393 nm (ν2),
respectively. The weak spin-forbidden transition 4A2g →
2Eg is observed at 694 nm,
which is close to the value reported by Bryan et al.17
The ligand field splitting and
Racah parameter (B = (2ν12 + ν2
2 ‒3ν1ν2)/(15ν2 ‒27ν1))
62‒65, obtained from the
spectrum in DMSO are 19.3 × 103 cm
−1 and 575 cm
‒1, respectively. Although the
ligand field splitting value in solution is consistent with an (RCO2)3(RNH2)3
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 148
environment around Cr(III), there is clearly a decrease in ∆o from solid to solution.
This might suggest a slight change in the coordination environment around the
metal. Given that the spectrochemical series for Cr(III) has the order RCO2− < H2O <
RNH2, this shift might be due to Cr−N ring opening, with coordination of H2O.
However, this change may also be due to solvation effects. In dimethylformamide
(DMF) the spin-allowed bands are located at 528 nm (∆o = 18.9 × 103 cm
‒1)22
and
393 nm and Cooper et al.2 also note that in 2M HNO3, these bands shift to 535 (∆o =
18.7 × 103 cm
‒1) and 398 nm, respectively.
Figure 5.3: UV-Vis spectrum of fac-[Cr(gly)3]0 (a) solid-state and (b) DMSO
solution (8.9 mM).
In order to obtain some insight into the coordination geometry of [Cr(gly)3] in
different environments we have performed EPR on the solid state powder sample, in
0.0
0.4
0.8
1.2
1.6
2.0
300 400 500 600 700
Ab
s.
λmax, (nm)
DMSO
0.03
0.04
0.05
680 690 700 710
0.78
0.78
0.79
0.79
680 690 700 710
(a)
(b)
0.8
0.9
1.0
1.1
1.2
300 400 500 600 700
Ab
s.
λmax, (nm)
Solid
4A2g → 4T2g (ν1)
4A2g → 4T1g (ν2)
4A2g → 2Eg
393
518
694
694
688
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 149
H2O and in DMSO frozen state solution samples. Chromium(III) complexes are
paramagnetic and can be identified by two different X-band EPR signals (g = 2 and g
= 3.5−5.5).63,66
In this study, the broad solid state powder EPR signal of the fac-
[Cr(gly)3] complex has a g value of ≈ 1.9758−1.9865 (Figure 5.4a). This signal
corresponds with the (CO2)3(NH2)3 coordination geometry identified in the
molecular structure determined from single-crystal XRD by Bryan et al.17
Very
similar values are obtained in the frozen state at 100 K in DMSO (1.9747) and in
H2O (1.9787) (Figure 5.4b), which suggests that there is no change in coordination
environment and is consistent with other six-coordinate octahedral Cr(III)
complexes.62‒63,66
For example, Nguyen Pham et al.62
recently reported the EPR
spectrum of the closely related Cr(III) nicotinato complex, which shows a broad
signal with g ≈ 1.97−1.99, also consistent with octahedral geometry.
Figure 5.4: Analysis of X-band EPR spectra for fac-[Cr(gly)3] in solid state (a)
frozen state (100 K) (b) and solution 12.1 mM DMSO (blue), and 14.4 mM in H2O
(violet).
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 150
The paramagnetic nature of Cr(III) means that there have been only a limited
number of NMR studies of these species.53,67−68
Green et al. 67
characterized a series of
bis(ethylenediamine) Cr(III)−amino acid complexes by 2H NMR spectroscopy and
assigned the resonances located between +19 and +37 ppm to monodentate,
carboxylate-bound amino acid ligands. Recently, Freitas et al.60
reported the 1H
NMR spectra of both 8-hydroxyquinoline (8-Hq) and tris-(8-hydroxyquinoline)-
chromium(III), Crq3 in DMSO-d6.
The 1H NMR spectrum of glycine (Gly) in D2O (Figures S1a−S1b of the SI)
exhibits a sharp singlet peak at 3.56 ppm, assigned to co-resonant methylene
protons.70
However, the fac-[Cr(gly)3] complex has only limited solubility in D2O,
therefore, the 1H NMR spectrum of fac-[Cr(gly)3] complex was obtained in DMSO.
The methylene protons of the glycine are shifted up-field in the complex to 2.08
ppm, a broad signal at 3.34 ppm arises from water and the DMSO solvent peak
appears at 2.50 ppm (Figures S2a−S2b of the SI). In order to confirm that the
chemical shift at 3.34 ppm is due to H2O, additions of Millipore water (1, 5, 25 and
125 µL) were made to the fac-[Cr(gly)3] complex in DMSO. Consequently, the
water peak shifted from 3.34 to 3.71, 3.80, 3.81, and 4.09 ppm, respectively.
However, the complexed glycine methylene protons only shifted from 2.08 to 2.11
ppm (Figures S3 to S6 of the SI).
The up-field shift of the methylene proton resonances in the complex can be
related to the contact mechanism of paramagnetic interaction with the unpaired
electrons in the t2g* orbitals of the metal. Eaton69
and Freitas et al.60
have previously
attributed the contact shift to delocalisation of the d3 electrons into the ligand p-
orbitals, which in this case has a shielding effect on the methylene protons. We
discuss this in more detail in the DFT description of the electronic structure.
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 151
Thermal Decomposition Kinetic Analysis
The stability of the Cr(III) complex was also analysed using thermogravimetry
(TG) under argon. The differential scanning calorimetry (DSC) curves (Figures 5.5
and S7 to S9 of the SI) show three endothermic stages of mass loss in the
temperature ranges (a) 50 °C to 250 °C, (b) 380 °C to 450 °C, and (c) 740 °C to 810
°C. The first stage shows a gradual weight loss around 250 °C indicating the release
of lattice water, a second mass loss around 417 °C corresponds to the decomposition
of the glycine ligand, and the third stage occurs around 780 °C due to the thermal
decomposition of the complex, which is consistent with previous studies14,71−79
of
other Cr(III) complexes. For example, Freitas et al.60
recently reported that for tris-
(8-hydroxy quinolinate)chromium(III), the second stage shows the greatest fraction
of weight loss, with a corresponding sharp endothermic peak at around 472 °C.
Thermal analysis by thermogravimetry (TG), differential thermal analysis (DTA)
and differential scanning calorimetry (DSC) can also be used for the measurement of
kinetics and Arrhenius parameters of the decomposition of metal complexes, in the
solid state using several methods.76−79
DSC and TG experiments were carried out at four different heating rates (5, 10,
15, and 20 °C/min) to evaluate the kinetics of thermal decomposition of fac-
tris(glycinato)chromium(III) (Table 5.1, Figures 5.5 and S7−S9 of the SI). The
second endothermic peak occurs at a temperature of 417.3 °C and is very sharp
compared to the other two endothermic processes.
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 152
Figure 5.5: TG-DSC curve of the fac-[Cr(gly)3] complex at heating rate 10 °C/min.
The activation energy (E) and pre-exponential factor (A) of this endothermic
decomposition process were determined from non-isothermal DSC studies using
Kissinger’s (5.1)78
and Ozawa-Doyle’s (5.2)79
methods as follows:
ln(β/Tp2) = ln(AR/Ea) − (Ea /RTp) (Kissinger’s method) (5.1)
log β + 0.4567(Ea/RT) = C (Ozawa-Doyle’s method) (5.2)
where β is the linear heating rate (⁰C/min), Tp is the peak temperature (⁰C), R is the
gas constant (8.314 J mol−1
K−1
), and C is a constant. The peak temperatures of the
endothermic process obtained at various heating rates are given in Table 5.1 (Figures
S7 to S9 of the SI). The value of Ea was calculated from the slope of the fitted
straight line from a plot of ln(β/Tp2) vs. 1/Tp (Figure S9 of the SI).
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 153
Table 5.1: Peak temeraptures for thermal decomposition of fac-[Cr(gly)3]0
at
different heating rates.a
Heating rates Peak temp.
β (⁰C/min) Tp (⁰C)
5
409.9
10
417.3
15
422.5
20 424.0
a The activation energy determination from the equations 5.1−5.2.
The activation energy for thermal decomposition is calculated to be 360.4 kJ
mol−1
by the Kissinger method and 353. 6 kJ mol−1
by Ozawa’s method.
Electrochemistry Analysis
The redox behaviour of the solid tris-glycinatochromium(III) complex was
studied by cyclic voltammetry in acetonitrile using 0.1M TBAH as the supporting
electrolyte and a saturated Ag/AgCl reference electrode (Table 5.2, Figures 5.6 and
5.7).
The cyclic voltammograms indicate a reversible response of the
[Cr(gly)3]/[Cr(gly)3]−1
redox couple at the solid‒solvent (CH3CN)‒electrode
interface that corresponds to the following electrode reaction:
fac-[Cr(gly)3]0 fac-[Cr(gly)3] e
e
The reduction of [Cr(gly)3] from the 0 to the −1 state is shown by a cathodic peak
(Epc = −0.79 V vs Ag/AgCl, v = 100 mV/s and E1/2 = −0.69 V). The separation
between anodic and cathodic peak potentials, ∆EP, is 189 mV at v = 100 mV/s.
However, ∆EP for this electron-transfer process depends on the scan rate and ∆EP is
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 154
greater than 58/n mV for a one electron Nernstian process, where n is the number of
electrons transferred.49
Furthermore, the redox activity of fac-[Cr(gly)3] complex in
DMSO, also examined by CV (see Figure SF10 of the SI), featured two weak anodic
peaks ((Epa = −0.71 and Epa = 0.83 vs Ag/AgCl, v = 100 mV/s) assigned to the
oxidation of the glycinate ion group.
Table 5.2: Selected electrochemical data of fac-[Cr(gly)3]0 at different scan
rates.a
scan rate cyclic voltammetric data
v (mV/s) Epc/V Epa/V E1/2/V ∆Ep/mV ipc/µA ipa/µA ipa/ipc
10 −0.74 −0.59 −0.66 150 −1.099E-05 3.605E-06 0.33
100 −0.79 −0.60 −0.69 189 −2.965E-05 1.020E-05 0.34
200 −0.77 −0.59 −0.68 175 −4.250E-05 1.209E-05 0.28
300 −0.78 −0.57 −0.67 205 −5.102E-05 1.886E-05 0.37
400 −0.79 −0.56 −0.67 236 −6.547E-05 2.641E-05 0.40
500 −0.80 −0.54 −0.67 256 −6.981E-05 3.053E-05 0.43
600 −0.81 −0.53 −0.67 280 −7.586E-05 3.464E-05 0.45
700 −0.82 −0.52 −0.67 297 −8.466E-05 3.903E-05 0.46
800 −0.82 −0.51 −0.67 311 −9.122E-05 4.330E-05 0.47
900 −0.83 −0.50 −0.67 329 −9.942E-05 4.756E-05 0.48
1000 −0.84 −0.50 −0.67 347 −1.091E-04 4.204E-05 0.39
a E1/2 = 0.5(Epa + Epc) and ∆E1/2 = 0.5(Epa − Epc),where the Epa and Epc are anodic and
cathodic peak potentials, respectively.
Figure 5.6a‒5.6c shows voltammograms for different numbers of cycles,
obtained for the same scan rate (v = 100 mV/s) demonstrating only minor variation
in the peak potentials with scan number, indicating chemical stability of the solid
fac-[Cr(gly)3] complex for the electron-transfer process.
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 155
Figure 5.6: Cyclic voltammograms of solid fac-[Cr(gly)3] complex mechanically
attached to a glassy carbon electrode in 0.1 M TBAH/CH3CN at scan rate , v = 100
mV/s for (a) scan 1, (b) scan 1−5, and (c) scan 1−10.
To further explore the electrochemistry of this complex, a range of different scan
rates were investigated (Table 5.2). We note that the scan rate causes a gradual
increase in the peak separation ∆Ep from 150 to 347 mV (Table 5.2 and Figure 5.7a),
suggesting a diffusion controlled process for the reduction of tris-glycinato Cr(III)
complex. Figure 5.6a shows the effect of various scan rates between 10 to 1000 mV.
These results are consistent with Nicholas and Shai80
for a reversible charge transfer
process.
Plots of cathodic peak current, ipc, vs square root of the scan rate, v1/2
for the
range 10 mV/s ≤ v ≤ 1000 mV/s were linear with y (intercept = 0) (Figure 5.7b),
indicating a diffusion controlled process for reversible electron transfer.81
The
dependence of the current peak (ipc) on the v1/2
value relates to the strength of the
metal-ligand binding in the complex. The ratio of anodic and cathodic peak currents,
ipa/ipc was around 0.3−0.50 at all v, indicating that Cr(III) and Cr(II) species are
stable during the CV measurement and may be weakly absorbed at the glassy carbon
electrode, under these conditions (ipa/ipc <1).82
In addition, also found there were no
significant changes in the current as the potential was cycled up to ten times at v =
100 mV/s (Figures 5.6a−5.6c).
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 156
Figure 5.7: (a) Cyclic voltammograms of solid fac-[Cr(gly)3] mechanically attached
to a glassy carbon electrode in 0.1 M TBAH/CH3CN at different scan rates (v = 10 –
1000 mV/s) and (b) plot of cathodic peak current (ipc) versus the square root of scan
rate (v1/2
).
The solid fac-[Cr(gly)3] complex consists of three bidentate glycine ligands that
bind through amine and carboxylate donors and undergoes reduction at E1/2 = −0.66
to −0.69 V at different scan rates, v (10 mV/s ≤ v ≤ 1000 mV/s). Previously, Hecht et
al.61
reported redox potentials of E1°′ = −1.35 to −1.46 V and E2
°′ = −1.19 to −1.24 V
for Cr(III) complexes with cis-N2O4 and trans-N2O4 coordination environments.
These values are somewhat higher than the value for our complex, which has an
N3O3 coordination environment.61
Similarly, Ogino et al.55
obtained Cr(III)/Cr(II)
redox potentials of E1°′ = −1.36 ± 0.5 V and E2
°′ = −1.22 V for hexadentate and
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 157
(aquo)pentadentate amino carboxylate complexes, respectively. They attribute the
difference in formal potentials to differing electron donor strength of aquo and
carboxylate ligands. Parajón-Costa et al.59
reported Cr(pic)3 and [Cr(pic)2(OH)2]2
one-electron redox potentials (Cr(III)/Cr(II) and Cr(III)Cr(III)/Cr(III)Cr(II)) of E1/2 =
−1.23 V and E1/2 = −1.49 V, respectively. Sugden et al. reported49
that the
mutagenic bis- and tris-bipyridyl and bis-phenanthroline Cr(III) complexes have
half-wave potentials ranging from −0.73 to −0.93 V versus the standard hydrogen
electrode (SHE), which is slightly more negative than our value and suggests that
further investigation of the toxicity of fac-[Cr(gly)3] may be warranted.
Description of the Structure of fac-[Cr(gly)3] complex
The X-ray crystal structure of the facial tris(glycinato)chromium(III) complex,
has been reported by Bryan et al.17
and the central Cr(III) atom is octahedrally
coordinated by bidentate chelate rings of glycinate residues, through their nitrogen
and oxygen atoms.
Table 5.3: Selected experimental and computed bond distances (Å) and angles
(°) for fac-[Cr(gly)3]−1
and fac-[Cr(gly)3] complexes.a
Bond Distances (Å) [Cr(gly)3]−1
[Cr(gly)3] Exptlb
Cr‒N 2.310 2.095 2.068
Cr‒O 2.138 1.949 1.965
N‒C 1.467 1.476 1.479
C‒C 1.534 1.524 1.517
C‒O(coordinate) 1.283 1.305 1.290
C‒O(carbonyl) 1.234 1.219 1.223
Bond Angles (°)
N1‒Cr−O1 90.6 80.8 81.7
N1‒Cr−O3 174.1 174.9 174.2
N1‒Cr−N3 90.9 95.5 95.5
N1‒Cr−N2 95.1 96.3 96.4 a Optimized structures of facial
complexes at PBE1PBE/cc-pVDZ using the PCM
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 158
solvation model. Parameters defined in Figure 5.8. b Ref. 17.
Our previous results,85−87
indicate that PBE0/cc-pVDZ is a suitable theory for
determining the structural parameters of chromium(III) complexes. The calculated
structural parameters for the neutral (fac-[Cr(gly)3]) and reduced form (fac-
[Cr(gly)3]−1
) are reported in Table 5.3 (Figure 5.8) and compared to the X-ray data17
of fac-[Cr(gly)3]. The agreement between calculated and experimental structural
parameters is good. The calculated values for the N−Cr−N and N−Cr−O angles
indicate near octahedral geometry around the Cr3+
ion in the neutral form of the
complex (Table 5.3).
Figure 5.8: Structures of (a) fac-[Cr(gly)3]0 and fac-[Cr(gly)3]
−1 at PBE0/cc-pVDZ;
(b) maps of electrostatic potential (0.02 electrons Bohr−3
) (red = electron-rich, blue =
electron-deficient).
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 159
Reduction of the complex leads to differences in some of the key geometric
parameters. For example, there is a significant increase (~0.2 Å) in both the average
Cr‒N and Cr‒O bond lengths due to weaker binding to the metal centre. This also
appears to alleviate some strain within the chelate rings, such that the N1‒Cr‒O1 and
N1‒Cr‒N3 angles adjust to 90° (Figure 5.8 and Table 5.3). We note minor
differences were observed in the structural parameters of both species obtained in the
gas-phase and using the PCM solvation model.
The highest occupied molecular orbital (HOMO) and the lowest unoccupied
molecular orbital (LUMO) surfaces were determined for fac-[Cr(gly)3] using DFT
calculations (Figure 5.9). The HOMO is triply degenerate for the fac-[Cr(gly)3] and
consists of t2g* orbitals that are antibonding between the metal d-orbitals and the
carboxylate groups, consistent with weak -donor interactions. The LUMO consists
of the eg* orbitals that are anti-bonding -donor interactions between the metal and
the ligands.
Figure 5.9: Frontier orbitals for fac-[Cr(gly)3]0 at PBE0/cc-pVDZ (0.02 electrons
Bohr−3
surface).
eg*
t2g*
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 160
As noted earlier, the 1H NMR resonances for the glycine methylene protons
exhibit an up-field shift when coordinated to the metal, which is attributed to
paramagnetic contact between the d3 electrons and the ligand. It is evident from
Figure 5.9 that there is significant delocalisation of the electron density in the t2g*
orbitals between the metal and the -system of the ligands. Eaton69
and Freitas et
al.60
have suggested that this process is facilitated by donation from the ligand
orbitals into the e orbitals. The plots of the eg* orbitals of fac-[Cr(gly)3] clearly
indicate a contribution from the ligand orbitals, which is consistent with this
explanation of the paramagnetic NMR contact shift.
The weak field environment around the metal means that reduction of the
complex results in fac-[Cr(gly)3]−1
having a high-spin quintet electronic state with
one of the eg* orbitals being singly occupied. Occupation of this anti-bonding orbital
weakens the ligand binding and contributes to the increased Cr‒N and Cr‒O bond
lengths noted above. These results suggest that the reduced form of the complex may
be more susceptible to aquation and ligand exchange. However, the consistency in
the cyclic voltamograms over multiple cycles implies that ligand exchange is slow
on the time scale of the experiment.
Atomic charges were determined using natural bond orbital (NBOs) analysis
88
(see Figure 5.8). The positive charge on Cr decreases from +1.020 in fac-[Cr(gly)3]0
to +0.703 in fac-[Cr(gly)3]−1
(Figure 5.8a). However, the nitrogen and oxygen atoms
of the complex exhibit relatively little change in charge after the reduction of the
complex (Figure 5.8b).
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 161
Conclusions
We have prepared the fac-[Cr(gly)3] complex and fully characterized it by elemental
analysis, AAS, ESI-mass spectrometry, thermogravimetry, UV-Vis, EPR and 1H
NMR spectroscopy. The activation energy for thermal decomposition of fac-
[Cr(gly)3] complex is 360.4 kJ mol−1
obtained by the Kissinger method and 353.6 kJ
mol−1
by Ozawa method. DFT calculations of the geometrical parameters (bond
lengths and bond angles) are in good agreement with the X-ray crystal data.17
Our
calculations indicate one-electron reduction of the d3 [Cr(gly)3] complex leads to
[Cr(gly)3]−1
with a high-spin d4 electronic configuration. The changes in geometric
parameters upon reduction of the complex can be understood in terms of the partial
occupation of an eg* orbital, which is anti-bonding between Cr(III) and the ligands.
Cyclic voltammetry analysis identified a reversible redox process for fac-[Cr(gly)3]
with a half-wave potential of ‒0.66 to ‒0.69 V. Our results are consistent with a
reversible one-electron transfer process that is diffusion controlled at a three-phase
boundary (electrode‒solid‒solvent). It is therefore possible that the biological
activity of the [Cr(gly)3] complex may involve slow reversible electron transfer. We
note that the reduction potential of fac-[Cr(gly)3] is slightly more positive than the
values Sugden et al.49
obtained for a series of mutagenic bipyridyl and o-
phenanthroline Cr(III) complexes and might therefore warrant further investigation.
Supporting Information Summary
Full experimental details and characterization data for fac-[Cr(gly)3], including NMR
(1H), ESI-mass spectra, TG-DSC curves, cyclic voltammograms are available in the
Supporting Information and Appendix B. Also included are Cartesian atomic
coordinates for fac-[Cr(gly)3] from the DFT calculations.
Chapter 5: * Uddin, K. M.; Habib, A. M.; Henry, D. J. ChemistrySelect 2017, 2, 1950−1958. 162
Acknowledgements
We thank to Professor Bogdan Dlugogorski for providing access to the EPR
facilities. In addition, we are grateful to the Australian National Computational
Infrastructure (NCI) facility for computer time.
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Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 166
Chapter 6
Investigation of Mono-, Bis- and Tris-glycinatochromium
(III): Comparisons of Computational and
Experimental Results*
Abstract
The synthesis and characterization of mono-, bis- and tris-glycinatochromium(III)
complexes by elemental analysis, AAS, UV-Vis, electron paramagnetic resonance
(EPR), ATR-FTIR and Raman spectroscopy has been performed in this work. IR
stretching bands obtained from DFT calculations of the mono-, bis- and tris-
glycinatochromium(III) complexes are in good agreement with experimental data.
Different mechanistic pathways were explored for the water exchange reactions of
[Cr(+NH3CH2COO
‒)(H2O)5]3+
and its conjugate base species including, associative
interchange (Ia), and dissociative (D) mechanisms The lowest activation enthalpies
are obtained for the Ia pathways of with explicit outer sphere solvation (88 and 76 kJ
mol1
), which are in good agreement with the experimental values (87 and 75 kJ
mol1
). In comparison, tris-glycinatochromium(III) undergoes aquation via the
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 167
dissociative (D) mechanism. Investigation of these systems in the pH range ~3.0 to
~8.5 by UV-Vis monitoring, helps identify the speciation of these complexes in
physiological environments.
Introduction
Chromium(III)−amino acid (AA) complexes are commonly found in nutritional
supplements and their physiological activity is of biological importance.1−6
Several
studies7−10
suggest that Cr(III) in nutritional supplements is of minimal benefit to the
function of healthy biological systems. However, there has been significant evidence
showing that daily treatment of alloxan-induced diabetic (AID) mice with 500 and
1000 µg Cr/kg body weight (BW) of a Cr(III)−AA complex such as chromium
methionine (CrMet),10
has significant beneficial effects as an insulin enhancing
treatment and is more effective than chromium trichloride hexahydrate (CrCl3.6H2O)
and chromium nicotinate (CrNic). There are also reports suggesting that CrMet has a
beneficial impact on body weight, triglyceride, total cholesterol and liver glycogen
levels, while also reducing lipid metabolism.10
However, the details of the bio-
inorganic pathways for these complexes are not known. Trivalent chromium
complexes administered orally will encounter a number of different physiological
environments (pH and chemical conditions) as they pass through the body including
the high acidity of the stomach and the slightly alkaline conditions of the
bloodstream. These differing conditions provide opportunities for chromium(III)
complexes to undergo ligand substitution. Furthermore, olation and precipitation can
occur at neutral or alkaline pH. It also appears that the bioinorganic mechanism
depends upon the ligands coordinated to chromium, with a very slow rate of
exchange with the active sites of enzymes.1−2
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 168
It is well-known that the amino acids (AA) can adopt several forms including
anion (AA‒), zwitterion (HAA), or cation (H2AA
+) (see Figure 6.1a) depending on
the pH of the solution.
HH3N
O
O
R
H2N
O
O
R H
H
H
H3N
O
OH
R
AA HAA H2AA
R = Amino acid (AA) side chains
(a)
(b)
H3N
O
O . . . Cr3+
R
A
Figure 6.1: (a) Protolytic forms of glycine and amino acids (R is the amino acid side
chain) and (b) Cr(III) metal interaction with the amino acid zwitterion to form
monodentate Cr(III) complex (A).
Characterization studies suggests that coordination of Cr(III) with amino acid
ligands (e.g. glycine, serine and methionine) occurs through the glycinate nitrogen
and carboxylate oxygen to form a chelate ring. However, side chain functional
groups can also play a prominent role in metal ion binding at physiological pH.
There have been a number of experimental investigations of Cr(III)-AA
complexes.11−18
For example, Abdullah et al.12
measured the kinetics for the
formation of tetra-aquaglycinechromium(III) (pH = 3.0‒3.8, temperature = 40‒45 °C
and ionic strength = 0.4 mol dm‒3
). They proposed an associative interchange (Ia)
pathway with outer-sphere complexation involving glycine-hexa-aquachromium(III)
(ΔH‡ = 87 kJ mol
1) or its conjugate base (ΔH
‡ = 75 kJ mol
1).
12 By contrast, the
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 169
dissociative mechanism has been reported for reaction of [Cr(NH3)5(H2O)]3+
with
glycine (ΔH‡ = 106 kJ mol
1 and ΔS
‡ = +23.5 J mol
1K
‒1) [13]. In the pH range 3.0
to 4.5, chromium(III) will interact with amino acids in the zwitterion (HAA) and
cationic (H2AA+) forms.
11−12,16 Therefore, the formation of the chromium(III)−AA
complex (A), is coupled with the acid dissociation equilibrium of the amino acid as
shown in Figure 6.1b.
Cr(III) can coordinate up to 3 glycinate ligands to give the mono-, bis-, and tris-
glycinatochromium(III) species. In addition to formation studies, there have been
several experimental aquation studies of Cr(III)-AA complexes.17−22
Kita et al.23
obtained ΔH‡ and ΔS
‡ values of 91.4 ± 2 kJ mol
1 and 17 ± 7 J mol
1 K
‒1 for acid-
catalysed and 66.7 ± 16 kJ mol1
and ‒71 ± 53 J mol1
K‒1
for base-catalysed
aquation of [Cr(gly)3]. There is evidence that the acid-catalysed aquation of fac-
[Cr(gly)3]0 is initiated by dissociation of the Cr‒N bond.
23 They also determined that
[Cr(gly)2(OH)2]‒ undergoes base-catalysed aquation ~4 times faster than
[Cr(gly)2(O‒gly)(OH)]‒. Furthermore, Kita and Lisiak reported
24 that the acid-
catalysed aquation of the [Cr(ox)2(AA)]2‒
complexes (where AA = alanine (Ala‒),
valine (Val‒) or cysteine (Cys
‒)) involves formation of a metastable intermediate
with a monodentate O-bonded ligand. Kiersikowska et al. also investigated25−26
the
acid- and base-catalysed aquation of fac-[Cr(Aa)3] (Aa = Gly, Ala, Asn) and its aqua
derivatives. However, to date there have not been any theoretical studies of the
intimate details of ligand exchange on Cr(III)-AA complexes.
Recently we reported27−29
theoretical studies of aquation of chromium(III)
chloride and other dihalides under acidic conditions, as might be found in the
stomach after oral ingestion of these species. A key finding in these studies was the
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 170
importance of outer-sphere solvation on the reaction mechanism. We have also
studied29
the aquation of conjugate-base systems of chromium(III), which is
favourable under physiological conditions (pH ~ 7.4), where once again outer sphere
solvation is involved in the reaction mechanism. Therefore, the study of these
systems leads to a better understanding of the stability and speciation under
physiological conditions, prior to binding to enzymes or peptides. Investigation of
the aquation of mono-, bis-, and tris-glycinatochromium(III) complexes may also
provide insight into the stability of chromium(III) protein complexes. Recently,
Uddin et al.30
studied the synthesis of the fac-[Cr(gly)3] complex, which was fully
characterized by elemental analysis, AAS, ESI-mass spectrometry, UV-Vis, EPR
and 1H NMR spectroscopy. Furthermore,
the electrochemical properties of fac-
[Cr(gly)3] were investigated by cyclic voltammetry and the thermal decomposition
determined using differential scanning calorimetry (DSC).
To date, no computational mechanistic studies have been reported for the aquation of
open-type monodentate and closed-type bidentate systems of glycinato-
chromium(III) ([Cr(gly)x(H2O)6-2x](3-x)+
where x = 1 ‒3) and their conjugate bases
species. Therefore the major objective of this study is to provide a detailed
investigation of the pathways for these processes using DFT calculations.
Theoretical calculations are complemented by experimental characterisation of
Cr(gly), Cr(gly)2, and Cr(gly)3 by elemental analysis, thermal analysis, AAS,
UV−Vis, EPR, ATR-IR, and Raman spectroscopy.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 171
Experimental
Reagents
Chromium(III) chloride hexahydrate, CrCl3.6H2O (Sigma-Aldrich, ≥98.0%),
glycine (Sigma-Aldrich, ≥98.5%), ethanol (LabServ, 99.8%) and sodium hydroxide
(Sigma-Aldrich, 98.5%) were used without further purification. Millipore filtered
deionized water was used throughout the experimental work.
Analytical Methods
Thermal analysis was conducted using a PerkinElmer STA 8000 TGA-DSC
instrument. Before the heating routine program was activated, the entire system was
purged with argon for 10 min at a rate of 20 mL/min, to ensure that the desired
environment was established. Thermogravimetric analysis (TGA) experiments were
performed with a heating rate of 20 °C min−1
from 30 to 1000 °C. High-purity argon
gas was used at a constant flow rate of 20 mL/min. Solution ultraviolet-visible (UV-
Vis) spectra were recorded on a HP 8453 UV-Vis spectrophotometer over the range
190−1100 nm. A Bruker EMX EPR spectrometer running the Xenon software with a
Bruker ER 036TM NMR tesla meter was used to measure the X-band spectra of the
solid Cr(III) complexes with EP parameters: center field, 3200 G; sweep width,
6000 G; width TM, 200 G; Frequency Mon, 9.79 GHz; microwave power, 2.0 mW;
microwave attenuation, 20.0 dB; conversion time, 4.0 ms; gain, 30dB; modulation
amplitude, 4.0 G; modulation frequency, 100 kHz; resolution, 15000 and sweep
time, 60 s. For frozen solution samples, the EPR tube was flushed with with nitrogen
gas for 2 min before analysis and the samples frozen by slow immersion in a liquid
nitrogen bath. EPR parameters for frozen samples were gain, 1.0 × 104; modulation
frequency, 100 kHz; modulation amplitude, 1 G; conversion time, 0.41 ms; time
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 172
constant, 81.92 ms; sweep time, 41.98 s; field center, 3350 G; sweep width, 6400 G;
frequency, 9.531415 GHz; and power, 2.0 mW.
Infrared analysis was carried out using a Perkin Elmer FT-IR with a universal
ATR sampling accessory. ATR spectra were generated using 4 scans with a
resolution of 4 cm‒1
in a range of 4000 ‒ 350 cm‒1
. A constant pressure between the
ATR foot, sample and ATR crystal was achieved using an in-built pressure gauge
and software monitor. Raman analysis was conducted using a Nicolet 6700 FT-IR
with NXR FT-Raman module. Raman spectra were collected with: 1064 nm
excitation wavelength, 90o detection angle, CaF2 beam splitter, InGaAs detector,
gain of 1, optical velocity of 0.3165, aperture of 150, focus and side-to-side settings
optimised, laser power of 1.5 W and 256 scans with resolution of 8 cm‒1
in the range
4000 ‒ 200 cm‒1
.
The pH of solutions was measured using LabCHEM-pH meter with a PBFB
electrode and calibration of the pH combination electrode was carried out.
Preparation of [Cr(gly)(H2O)4]2+
and [Cr(gly)2(H2O)2]+
The fac-[Cr(gly)3] complex was synthesized and fully characterized as reported
previously.30
The mono- and bis-glycinatochromium(III) complexes were
synthesised in the current study using 1:1 and 1:2 ratios of chromium(III) chloride
hexahydrate, CrCl3.6H2O and glycine, prepared according to a similar method used
for the tris-system.19,30
The solid product was collected by vacuum filtration, washed
with ethanol and dried in a desiccator. A greenish (light blue) product was obtained
for mono-glycinatochromium(III) ([Cr(gly)(H2O)4]2+
) and a red (light pink) solid
was isolated for bis-glycinatochromium(III) ([Cr(gly)2(H2O)2]+). The yield of the
reactions were 1.35 g (57%) for mono- and 1.37 g (69%) for bis-dentate
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 173
chromium(III) glycinate complexes. These complexes were characterised by
thermogravimetry, UV-Vis, and EPR spectroscopy in the solid state (room temp.)
and frozen solution state (100 K). Anal. Calcd for C2H12Cl2CrNO6: C, 8.93; H, 4.50;
Cl, 26.36; N, 5.21; Cr, 19.33. Found: C, 8.91; H, 4.93; Cl, 26.43; N, 4.85; Cr,
18.87%. Anal. Calcd for C4H12ClCrN2O6: C, 17.69; H, 4.45; Cl, 13.06; N, 10.31;
Cr, 19.15. Found: C, 16.67; H, 4.46; Cl, 12.97; N, 10.28; Cr, 18.71%.
Computational Methods
Standard hybrid density functional theory calculations were carried out with
Gaussian 09.31
The geometries of all complexes in this study were fully optimized in
the gas phase and solvent (water) at the PBE0/cc-pVDZ level of theory, which we
have previously shown to give excellent agreement with experiment for the
activation enthalpies for aquation of related species.27−29
The effect of solvent (water)
on the structures and energetics of each complex was investigated using the
polarisable continuum model (PCM) of Tomasi and co-workers.32−33
Vibrational
frequencies were obtained for all optimized structures to check for the absence of
imaginary frequencies for reactants, intermediates and products and for the presence
of a single imaginary frequency for each transition state. For all the reaction
pathways discussed in this study, the transition states were also analyzed using the
intrinsic reaction coordinate (IRC) method. The final structures obtained from each
IRC were further optimized in order to positively identify the reactant and product
complexes to which each transition state is connected.
Natural bonding orbital (NBO)34
analysis was performed and the charges were
calculated. The HOMO and LUMO energies were determined from the ground state
quartet geometries. Enthalpies of activation and entropies of activation were
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 174
calculated at 298.15 K. In the figures, all distances are in angstroms (Å), angles in
degrees (º) and the energies in kJ mol‒1
. Unless otherwise stated, all values given in
the text were obtained at the PBE0/cc-pVDZ level in solution (PCM). The optimized
structures and the relative energies of reactants, intermediates, transition states, and
products for all pathways are shown in Tables ST1 to ST7 and Figures S1 to S49 of
the Supporting Information (SI). The volume of activation (∆V‡) and reaction
volume (∆V) were correlated to the change in the Cr−L bond lengths of the TS,
reactant and product as reported previously.27−29
Figure 6.2: (a) Optimized structures of the conformers for [Cr(gly)]3 at PBE0/cc-
pVDZ; (b) maps of electrostatic potential (0.02 electrons Bohr−3
) (red = electron-
rich, blue = electron-deficient).
The [Cr(gly)3]0
complex can occur as either a facial or meridional isomer. The
XRD crystal structure for [Cr(gly)3]0 reported by Bryan et al.
19 shows only the facial
isomer, which implies that this isomer is the most stable in the solid state. However,
our DFT calculations of the complex with PCM solvation indicate that the energies
of the fac- (I) and mer- (II) isomers are almost identical with the meridional structure
very slightly favoured (~ 0.5 kJ mol1
) at PBE0/cc-pVDZ (Figure 6.2). There have
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 175
been some reports that suggest that glycine can also form chelate rings via
coordination of the two carboxylate oxygen atoms. Therefore, for completeness the
stability of two additional structures of the form [Cr(gly)2(O2CCH2NH2)] (III and
IV) were investigated and found to be less energetically stable than those with facial
configuration by 30 and 40 kJ mol1
.
As reported recently30
, the calculated Cr−N and Cr−O bond distances for fac-
[Cr(gly)3] are in good agreement with the experimental X-ray crystal data.19
The
calculated average values for the Cr−N and Cr−O bond lengths of mer-[Cr(gly)3] are
2.107 and 1.944 Å, respectively (Table ST1 of the SI).
Figure 6.3: Optimized conformations of precursor [Cr(gly)2(H2O)2]+ for (a) cis-
conformers (V‒VII forms) and (b) trans-conformers (VIII‒IX forms) at PBE0/cc-
pVDZ.
Three different cis-conformations of [Cr(gly)2(H2O)2]+ were investigated with
structure (V) the most stable (Figure 6.3). Isomers, VI and VII were higher in energy
by 1.5 and 6.3 kJ mol1
, respectively. Two trans isomers of [Cr(gly)2(H2O)2]+ (VIII
and IX) were also investigated and were found to be 4.1 and 19.1 kJ mol−1
higher in
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 176
energy than (V). Isomers of the mono-glycinatochromium(III) complex were also
investigated including closed-type bi-dentate (X) and open-type mono-dentate via
intramolecular Cr−N ring opening (Figure 6.4).
Figure 6.4: Optimized structures of [Cr(gly)(H2O)4]2+
and [Cr(+NH3CH2COO
‒
)(H2O)5]3+
at PBE0/cc-pVDZ.
Results and discussion
Synthesis and characterization of [Cr(gly)(H2O)4]2+
, [Cr(gly)2(H2O)2]+ and
[Cr(gly)3]0
In our earlier work30
, the solid-state UV-Vis spectrum of the synthesised fac-
[Cr((gly)3]0 complex revealed two spin-allowed d‒d transitions with absorption
bands at 388 nm and 510 nm. However, several studies have shown that the
absorption spectra of Cr(III) complexes can have significant solvent and pH
dependence. For example, Emerson and Graven35
measured the UV/Vis spectra of
chromium(III) perchlorate solutions within a pH range of 2‒5 and noted a transition
in the absorbance, corresponding to the conversion of the chromium(III) perchlorate
solution to [Cr(H2O)5OH]2+
.36
Consequently they were able to report the equilibrium
constant for the acid dissociation reaction of [Cr(H2O)6]3+
to [Cr(H2O)5OH]2+
.
Therefore the solvent dependence of UV/Vis spectra of the complexes in this study
(CrCl3.6H2O (or [Cr(H2O)4Cl2]+), [Cr(gly)(H2O)4]
2+, [Cr(gly)2(H2O)2]
+ and fac-
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 177
[Cr(gly)3]0) was investigated. The two major spin-allowed d-d bands for the
chromium(III) chloride [Cr(H2O)4Cl2]+
starting material were observed at 443 nm
(20.6 M‒1
cm‒1
) and 634 nm (21.0 M‒1
cm‒1
) in water at pH 3.86 (Figures 6.5a and
S1 to S2 of the SI). Previously, Elving and Zemel examined, [Cr(H2O)4Cl2]+ in 12
M HCl, reporting bands at 450 nm (27.9 M‒1
cm‒1
) and 635 nm (23.9 M‒1
cm‒1
)
over the range of 350 to 800 nm.37
Figure 6.5: UV-visible (UV-Vis) spectrum of CrCl3.6H2O, [Cr(gly)(H2O)4]2+
,
[Cr(gly)2(H2O)2]+ and fac-[Cr(gly)3]
0 in the range 350‒800 nm for (a) at pH ~3.0 to
~6.0 and (b) at pH ~5.0 to ~8.3, in water. The concentration of the species are c = 11,
21, 14, and 9 mM, respectively.
During formation of mono-glycinatochromium(III) complex at pH 3.07, these
two main bands are observed to shift to 433 nm (18.5 M‒1
cm‒1
) and 591 nm (16.6
M‒1
cm‒1
), respectively (Figure 6.5). With the addition of a second glycine ligand to
form bis-glycinatochromium(III) at pH 3.76 there is a further shift of the bands to
409 nm (23.6 M‒1
cm‒1
) and 553 nm (27.2 M‒1
cm‒1
). Finally, the two bands are
located at 395 nm (23.6 M‒1
cm‒1
) and 527 nm (44.2 M‒1
cm‒1
) for tris-
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 178
glycinatochromium(III) at pH 6.02 (Figure 6.5). Bryan et al.19
reported the solid
UV/Vis spectrum of fac-[Cr(gly)3]0
and assigned 4A2g →
4T2g to the 503 nm transition
and 4A2g →
4T1g (F) to the 384 nm transition. On this basis the longer wavelength
peaks above can be tentatively attributed to the 4A2g →
4T2g transition and the shorter
wavelength peaks to the 4A2g →
4T1g (F) transition in the octahedral (Oh)
approximation. Mono- and bis-glycinatochromium(III) complexes are intermediates
in both the step-wise formation and aquation of tris-glycinatochromium(III).38−39
Therefore, the progress of these reactions can be monitored by shifts in these two
peaks. As noted above, raising the pH of solutions of chromium(III) species can lead
to the formation of the corresponding conjugate base species, which also leads to
changes in the absorption spectra. UV-Vis absorption spectra of solutions of
CrCl3.6H2O, [Cr(gly)(H2O)4]2+
, [Cr(gly)2(H2O)2]+ and fac-[Cr(gly)3]
0 at elevated pH
are shown in Figure 6.5b. Notably, when the pH of CrCl3.6H2O and
[Cr(gly)(H2O)4]2+
solutions was raised to ~ 8.1, the samples became cloudy and
turned purple indicating the formation of the corresponding conjugate base
complexes and subsequent formation of oligomeric species. However,
[Cr(gly)2(H2O)2]+ and fac-[Cr(gly)3]
0 complexes were less susceptible to this change
in pH and gave identical spectra under acidic and alkaline conditions as shown in
Figure 6.5b. The aqueous deprotonation of [Cr(gly)x(H2O)6-2x](3-x)+
(where x = 1 ‒ 3),
and their conjugate bases was investigated by DFT using reactions of the following
form:
[Cr(H2O)5 (OglyH)]3+
[Cr(H2O)4(gly)]2+
+ H3O+ (6.1)
[Cr(H2O)4(gly)]2+
+ H2O [Cr(H2O)4(OH)(gly)]+ + H3O
+ (6.2)
Consequently, we have calculated aqueous Gibbs free energies for deprotonation
(ΔGdp) using reactions (6.1) and (6.2), for the mono-, bis-, and tris-species. The
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 179
ΔGdp values decrease for these two reactions from tris- through to the mono-species
(see Figs. S2A−S2B in the SI), with a variation of ~ 35 and ~ 111 kJ mol‒1
,
respectively, across the series. The large positive ΔGdp values for the tris- and bis-
species indicates that deprotonation of these complexes is not favourable and
corresponds with the experimentally observed inertness towards mildly alkaline
conditions. The lower calculated ΔGdp for mono-glycinatochromium(III) represents a
greater propensity for formation of the corresponding conjugate base species and is
consistent with the experimentally observed colour change and precipitate formation.
Figure 6.6: (a) Thermogravimetric (TG) analysis and analysis of X-band EPR
spectra for fac-[Cr(gly)3], [Cr(gly)2]+ and [Cr(gly)]
2+ species, (b) in solid state
(room temp.) (c) in frozen state (100 K) and 15.3 mM (red), 14.4 mM (violet) and
20.9 mM (dark blue) in H2O, respectively.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 180
Thermogravimetric (TG) analysis under argon was carried out to determine the
stability of the [Cr(gly)(H2O)4]2+
and [Cr(gly)2(H2O)2]+ complexes (Figures 6.6a and
S3 in the SI). In this work, the differential scanning calorimetry (DSC) curves show
three endothermic stages of mass loss in the temperature ranges (a) (50 °C to 280
°C), (b) (350 °C to 480 °C), and (c) (750 °C to 920 °C) for mono- and bis-
complexes with a heating rate of 20 °C min−1
from 30 to 1000 °C. The first stage
shows a gradual weight loss indicating the release of lattice water for both mono-
and bis-complexes. A second mass loss occurs around 383 °C for mono-, 413 °C for
bis- and 424 °C for tris-glycinatochromium(III)30
(Figure 6.6a) corresponding to the
decomposition of the glycine ligand(s). Notably, the transition temperature increases
across the series from mono, bis and tris-glycinato complexes, reflecting the
increased stability with increased chelation. However, these transition temperatures
are lower than the value recently reported by Freitas et al.40
(472 °C) for tris(8-
hydroxyquinolinate)chromium(III).
The paramagnetic behaviour of these octahedral chromium(III) complexes
should be sensitive to these changes in coordination environment and can be
characterized by two different X-band EPR signals. The g = ~2 β‒signal is a broad
isotropic signal and the g = 3.5−5.5 δ‒signal is a positive lobe in the region.41−43
In
this study, the broad β‒signal of the solid EPR gradually decreases from 1.9924 to
1.9886 for mono-, bis-, and tris-glycinatochromium(III) complexes, respectively,
(Figure 6.6b). For the mono-, bis-, and tris-glycinatochromium(III) series of
complexes, the Cr(III) coordination environment changes from (CO2)(NH2)(H2O)4 to
(CO2)2(NH2)2(H2O)2 to (CO2)3(NH2)3, respectively. Values obtained in the frozen
solution state at 100 K in H2O are slightly lower (g = 1.9710, 1.9737, and 1.978730
,
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 181
for mono-, bis- and tris-glycinatochromium(III) species, respectively) (see Figure
6.6c), which may be the result of solvent effects.30,43
Vibrational Spectra of [Cr(gly)(H2O)4]2+
, [Cr(gly)2(H2O)2]+ and [Cr(gly)3]
0
The IR and Raman spectra of solid glycine, [Cr(gly)3]0, [Cr(gly)2(H2O)2]
+ and
[Cr(gly)(H2O)4]2+
complexes are presented in Figure 6.7 (see Figure S4‒S13 and
Table ST2 of the SI). These spectra indicate that glycine coordinates to Cr(III) in the
mono-, bis-, and tris-systems via the carboxylic and amino groups (see Figure S4 of
the SI). For example, the [Cr(gly)3]0 complex has six IR(Raman) frequencies
attributed to NH2 motions including, asymmetric (~3222 (~3248) cm‒1
) and
symmetric (~3134 (~3184) cm‒1
) N‒H stretches, and the NH2 scissoring (~1590
(~1593) cm‒1
), twisting (~1311 (~1325) cm‒1
), wagging (~1144 (~1161) cm‒1
) and
rocking (~752 (~746) cm‒1
) vibrations (Figures 6.7 and S4‒S5 and Table S1).
Furthermore, the −COO− stretching bands of the free glycine acid, ν(C꞊O) = 1586
(1564) cm‒1
and ν(C−O) = 1412 (1410) cm‒1
, are transformed in the complexes via
νas(COO−) and νs(COO
−) stretching vibrations of the carboxylate group. In the
spectrum of [Cr(gly)3]0 the antisymmetric COO
‒ vibrations appeared in the range
1690‒1630 (1658‒1629) cm‒1
, whereas the symmetric COO‒ vibrations for the C‒O
stretching bands are in the range 1425‒1379 (1430‒1405) cm‒1
(Figure 6.7 and
Table S1). As can be seen from these ranges, the variance between the νas(COO−)
and νs(COO−) stretching vibrations of the carboxylate group is larger than 200 cm
‒1.
Generally, differences of this magnitude between νas(COO−) and νs(COO
−) are
attributed to resonance, which arises when the carboxylate group is deprotonated or
coordinated to a metal.44−46
Guindy et al.14
reported the IR spectrum of solid Cr(leu)2,
which showed a shift of the carboxyl group (∆ν = νas − νs) of 254 cm‒1
. Likewise
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 182
for solid CrMet, the observed9
difference is 219 cm‒1
. There is reasonable agreement
between the experimental and theoretical data (Table ST2 and Figures S4‒S13 of the
SI), for all three complexes.
Figure 6.7: ATR-IR (a‒d) and Raman (e‒h) spectra (1800‒350 cm‒1
) for glycine,
fac-[Cr(gly)3], [Cr(gly)2(H2O)]+ and [Cr(gly)(H2O)4]
2+ complexes.
In the spectrum of fac-[Cr(gly)3]0, [Cr(gly)2(H2O)2]
+ and [Cr(gly)(H2O)4]
2+
complexes, the C‒N stretching bands are observed at 1032 (1043), 1038 (1040) and
1039 (1041) cm‒1
, respectively, whereas the free glycine band was observed at 1033
(1036) cm‒1
(see Table ST2). The C‒C‒N bending vibration of glycine with Cr(III)
metal is assigned to the bands at 917 (894), 912 (923) and 898 (924) cm‒1
for fac-
[Cr(gly)3]0, [Cr(gly)2(H2O)2]
+ and [Cr(gly)(H2O)4]
2+ species, respectively, whereas
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 183
in the free glycine the band appears at 924 (893) cm‒1
(Figure 6.7). The O‒C‒O
wagging vibration of these complexes is assigned to the bands observed at 696
(686), 695 (698) and 699 (707) cm‒1
, respectively. The corresponding vibration of
glycine is assigned to the band at 707 (697) cm‒1
. The Cr‒N stretching modes appear
at 581 (578), 576 (577) and 515 (552) cm‒1
, and the Cr‒O bands appear at 468 (470),
469 (475) and 416 (415) cm‒1
, respectively. Guindy et al.14
reported Cr‒O stretching
bands in the 600 cm‒1
region for chromium(III) coordinated to DL-leucine but they
did not report a value for the Cr−N stretching band. The X-ray crystal structure of
the facial tris(glycinate)chromium(III) complex has been reported by Bryan et al.19
,
showing that the Cr‒N and Cr‒O bond distances are 2.068 and 1.965 Å, respectively,
suggesting the Cr−N bond is weaker than the Cr−O bond and should have a higher
frequency vibration. Robert et al.47
measured the IR spectra of bis(glycine)
complexes of Pt(II), Pd(II), Cu(II), and Ni(II) species, finding that the metal‒
nitrogen stretching bands (550‒430 cm‒1
) appear at higher frequencies than the
metal‒oxygen stretching bands (420‒290 cm‒1
), which is consistent with our
systems. However, the effects of the molecular symmetry and H-bonding may also
impact the ‒NH2 and ‒COO‒ modes.
48−49 Nevertheless, the IR stretching bands of
the tris-, bis- and mono-glycinatochromium(III) complexes in this study are in good
agreement with theoretical values, which were obtained without explicit outer sphere
solvation of the complexes (Table ST2 and Figures S4‒S13 of the SI).
DFT Studies of glycinato-chromium(III) complexes
The experimental characterization reveals that the tris-glycinatochromium(III)
complex is quite stable in both solution and solid forms. In comparison, the TGA
results imply that the mono-glycinatochromium(III) complex is the least stable and
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 184
therefore likely to be the most reactive. Therefore we have investigated the
mechanisms for aquation of these complexes.
Aquation mechanisms for open-type chromium(III) systems
Under acidic conditions, the [Cr(H2O)4(gly)]2+
complex is expected to convert to
[Cr(H2O)5(+NH3CH2COO
−)]
3+ via a Cr−N ring opening with the two structures in
equilibrium (see Figures 6.3−6.4). This is supported by the observation of higher
frequency vibrations for the Cr−N bonds compared with Cr−O bonds. In fact the
Cr−N vibration of the tris complex has the highest frequency value in the series,
suggesting it has the weakest Cr−N bond(s) and therefore will be most susceptible to
ring-opening. Water exerts a weaker trans effect than carboxylate and hence there is
an increase in the Cr−N bond strengths with aquation. All our attempts to locate a
transition state for this ring opening process failed across the three bidentate systems.
Therefore, we use the open-type structures ([Cr(H2O)5(+NH3CH2COO
−)]
3+) as the
starting point for investigation of aquation reactions. The structures of the reactants,
transition states and products involved in the interchange mechanism of the aquation
of [Cr(+NH3CH2COO
‒)(H2O)5]
3+ are presented in Scheme 6.1 and Figures S14 to
S16 of the SI.
As shown in Scheme 6.1, deprotonation of an inner sphere water molecule can
also occur to give the conjugate base ([Cr(+NH3CH2COO
‒)(H2O)4(OH)]
2+), which
can subsequently undergo aquation in a similar manner to the parent complex
(Figures S17 to S20). Aquation reactions of [Cr(+NH3CH2COO
‒)(H2O)5]3+
can
potentially occur via several different mechanisms including interchange and
dissociative pathways.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 185
Scheme 6.1: Associative Interchange (Ia) mechanism for the aquation of
[Cr(+NH3CH2COO
‒)(H2O)5]3+
and [Cr(+NH3CH2COO
‒)(H2O)4(OH)]2+
with
H2O.
H2O
Cr3+
O
O L
O
O
O
H
H
[Cr(NH3CH2COO)(H2O)5]3+
Cr
O
OO
O
O
OH
HH
H
O
HH
H
H
H
CrO
OO
O
O
OH
HH
H
O
H
H
Cr
O
O O
OO
H
HH
H
OO
H
H
H
H
H
H
(R) (TS) (P)
(P)
H
H
H
L = H2O or OH
HH
H
H
N
H
H
H
H
H
O
H
Cr3+
O
O O
O
O
O
H
HH
H
HH
H
H
N
H
H
H
H
H
O
H
H
OH
HH
N
H
H
HH
H
O
HH
2.238
2.364
HHH
N
O
H
HH
H
H
Cr
O
O O
OO
H
H
H
OO
H
H
H
H
(R) (TS)
H
Cr3+
O
O O
O
O
O
H
H
H
HH
H
H
N
H
H
H
H
H
O
H
HH
N
H
H
HH
H
O
HH
2.330
2.392
H
H
O
H H
O
N
H
H
H H
H
H
Parent system
Conjugate base system
The interchange pathway for aquation of both [Cr(+NH3CH2COO
‒)(H2O)5]
3+ and
[Cr(+NH3CH2COO
‒)(H2O)4(OH)]
2+ is initiated by outer sphere coordination of a
water molecule to the Cr(III)-glycinate species as shown in Scheme 6.1 (Figures S14
to S20 of the SI). For both the neutral and conjugate base complexes, the incoming
H2O forms a hydrogen bond with an inner sphere water molecule, to give the
stabilized precursor/reactant complex (R). The precursor structures (R) with outer-
sphere coordination of the attacking nucleophilic water molecule involve bifurcated
H-bonding to an inner sphere water molecule (H2O(inner)). Previously27−29
, we found
that the precursor haloaqua Cr(III) structures with bifurcated bridging hydrogen
bonds are energetically more stable than those with linear hydrogen bonds. IRC
analysis of the transition states also confirms the bifurcated H-bonded structures
(Scheme 6.1) as the precursors for aquation of both of [Cr(+NH3CH2COO
‒)(H2O)5]
3+
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 186
and [Cr(+NH3CH2COO
‒)(H2O)4(OH)]
2+ along the interchange pathway (Figures S14
to S20). For these precursor species the bifurcated HO‒H…O distances for H-
bonding of Cr−H2Oinner with the outer sphere H2O molecule are 1.61 and 1.63 Å for
the parent system (Figure S14) and 1.45 and 1.71 Å for the conjugate base systems
(Figure S17 of the SI). These variations reflect differences in the electronegativity
and distortion of geometry of these species.
Figure 6.8: Energy profiles (kJ mol1
) for aquation via the interchange pathway of
(a) [Cr(+NH3CH2COO
‒)(H2O)5]3+
and (b) [Cr(+NH3CH2COO
‒)(H2O)4(OH)]2+
with
nH2O (n =1‒3) in solution phase obtained at PBE0/cc-pVDZ.
The energy profiles for aquation of [Cr(+NH3CH2COO
‒)(H2O)5]3+
and
[Cr(+NH3CH2COO
‒)(H2O)4(OH)]2+
are shown in Figures 8a‒8b and the enthalpies of
activation (ΔH‡), Gibbs energies of activation (ΔG
‡) and entropies of activation
(ΔS‡) are given in Table 6.1.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 187
Table 6.1: Enthalpies (ΔH‡, kJ mol
‒1), gibbs energies (ΔG
‡, kJ mol
‒1), and
entropies (ΔS‡, J mol
‒1K
‒1) of activation for interchange pathways of
[Cr(H2O)5(+NH3CH2COO
−)]
3+ and [Cr(H2O)4(OH)(
+NH3CH2COO
−)]
2+ with
H2O in the solution phase at 298.15 K.a
[Cr(H2O)5(glyH)]3+
[Cr(H2O)4(OH)(glyH)]2+
nH2O ΔH‡ ΔG
‡ ΔS
‡ ΔH
‡ ΔG
‡ ΔS
‡
1 114 128 ‒46
97 109 ‒42
2 110 113 ‒11
91 95 ‒14
3 88 102 ‒47
76 86 ‒35
a Optimized structures defined in Figures S14 to S20 of the SI.
Figure 6.9: Optimized transition structures of [Cr(H2O)5(+NH3CH2COO
−)]
3+ and
[Cr(H2O)4(OH) (+NH3CH2COO
−)]
2+ for (a) H2O, (b) 2H2O, and (c) 3H2O via
interchange pathway and maps of electrostatic potential (0.02 electrons Bohr−3
) (red
= electron-rich, blue = electron-deficient).
The aquation barrier for the conjugate base system is lower due to changes in the
electronic environment and distortion of the complex geometry in the TSs (Table 6.1
and Figures 8a‒8b and 9). For example, the conjugate base system is less strained
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 188
with a COO-…Cr…OH angle of 80.6 ° compared with a COO-…Cr…OH2 angle of
69.7 ° in the parent complex. Likewise, the Cr−O(inner) bond lengths are 2.01 and 1.82
Å for the parent and conjugate base systems, respectively. In comparison, the
transition Cr…OOC distances are very similar in both systems, (2.35 Å and 2.39 Å)
(Figures S14 to S20 of the SI). Likewise, the Cr(III)…OH2 distances in the neutral
and conjugate base are 2.36 Å and 2.39 Å, respectively.
In our previous study29
of cis-[Cr(H2O)4(OH)Cl]+ we found explicit outer-sphere
water molecules are required to stabilise the transition states. Therefore, we also
investigated the effects of inclusion additional outer sphere water molecules on the
aquation of [Cr(H2O)5(+NH3CH2COO
−)]
3+ and its conjugate base species, via the
interchange pathway (Figures S14‒S20 of the SI). In this work, three outer sphere
water molecules were also found to be necessary to lower ∆H‡ (Table 6.2 and
Figures S14‒S20 of the SI). Hydrogen bonding between the departing glycinate
ligand and the neighbouring water molecules assists the ligand transfer in these
systems (Figures 6.9). This is clearly demonstrated by the changes in activation
enthalpies for the interchange pathway of [Cr(H2O)5(+NH3CH2COO
−)]
3+…3H2O and
its conjugate base complexes (88 and 76 kJ mol1
, which are in good agreement
with experimental12
results (87 and 75 kJ mol1
). The hydrogen bonding network
around these complexes with three water molecules makes a relatively significant
contribution to ΔH‡, as shown by the decreases in the activation enthalpies (26 and
21 kJ mol1
, respectively), compared to the corresponding one water systems
(Figures S14‒S20 of the SI). The Cr…‒OOCH2
+NH3 distances in the TSs of
[Cr(H2O)5(+NH3CH2COO
−)]
3+…3H2O complex and its conjugate base species are
slightly longer than in the single H2O systems (0.03 Å and 0.14 Å, respectively). The
oxygen atom of the incoming water molecule and glycinate ion of the leaving group
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 189
exhibits relatively little change in charge across the one, two and three water systems
as shown in the selected maps of electrostatic potential (Figure 6.9) for the
interchange mechanism. We have determined the changes in (∆∑ d(Cr−L)TS‒R) are ‒
0.71 Å and ‒0.65 Å for [Cr(H2O)5(+NH3CH2COO
−)]
3+ and it conjugate base species
with H2O, which corresponds with a negative activation volume (ΔV‡) associated
with an Ia mechanism, and is consistent with experimental results.12
For comparison, we have also investigated the dissociative (D) mechanism,
which involves breaking the Cr(III)‒‒OOCH2
+NH3 bond with formation of a
pentaqau- or tetraaquahydroxo-coordinated intermediates (Scheme 6.2). The released
‒OOCH2
+NH3 ion is coordinated to the outer sphere of the intermediate complexes
(I) to give an ion-pair as shown in Figures S21 to S22 of the SI.
Scheme 6.2: Dissociative (D) mechanism for the reaction of [Cr(+NH3CH2COO
‒
)(H2O)5]3+
.
Cr
O
O O
OO
H
H
H
H
H
O
H
H
Cr
O
OO
O
O
O
H
H
H
H
H
Hslow
Cr
O
O O
OO
H
H
H
H
H
H
H
1st step
HH
O
H H H HH
NH
H
HH H
O
N
H
H H
H
H
O
2.692
R TS I
N
H
HH
H
HO
H HH
The enthalpy of activation, Gibbs energy of activation and entropy of activation
for Cr(III)-−OOCH2
+NH3 bond dissociation of [Cr(
+NH3CH2COO
‒)(H2O)5]
3+ are 138
kJ mol‒1
, 144 kJ mol‒1
and ‒22 J mol‒1
K‒1
, respectively (see Table ST3 and Figures
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 190
S21−S22 of the SI), indicating that this pathway is energetically less favourable than
the interchange pathway. However, we have previously
28−29 shown an improved
model of the dissociation process is achieved when water is coordinated to the outer
sphere of the complex, which also lowers ΔH‡ for the dissociation step (Table ST3
of the SI (Figures S21−22 of the SI). The ΔH‡
values for the Cr‒OglyH dissociation
of the precursor complex with an explicit outer sphere water molecule is lower
(Figure S22) by 5 kJ mol‒1
compared to bond dissociation without the outer sphere
water molecule (Figure S21). Nevertheless, the activation energy for this pathway
remains substantially higher than for the interchange pathway discussed earlier. The
Cr…OglyH distances in the TS, without and with the outer-sphere water molecule
are quite similar (2.69 Å to 2.66 Å, respectively) (Figures SF21 to SF22 of the SI),
reflecting the relatively small contribution the additional H-bonding makes to this
process.
In our previous work30
, we found that the UV-Vis spectrum of fac-[Cr(gly)3] in
the solid state showed peaks at 510 nm (ν1) and 388 nm (ν2), whereas in DMSO the
two spin-allowed peaks were shifted to longer wavelengths (518 nm and 393 nm,
respectively). Bryan et al.19
assigned the spin allowed d-d transition at 503 nm to
4A2g →
4T2g (ν1) and 384 nm to
4A2g →
4T1g (ν2). As noted here, the aqueous
solution UV-Vis spectrum shows bands at 527 nm (44.2 M‒1
cm‒1
) and 395 nm (23.6
M‒1
cm‒1
) and the pH of the solution is 6.02. One explanation for this is that in acidic
aqueous solution, the tris complex undergoes Cr−N ring opening via an acid
catalysed aquation pathway with coordination of a water molecule, and that this
structure is in equilibrium with the closed structure. Protonation of the glycine
ligands may occur via intramolecular hydrogen transfer to form the conjugate base.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 191
Cr3+
O
NN
O
O
N
O
H
H
H
H
O
HH
H
H O
H
H
HH
fac-[Cr(gly)3]0
Cr
N
O
N
O
O
NO
H
HH
H
O
H
H
H
H
H
H
H
H
O
H
H
H
O
[Cr(H2O)(gly)2(O-glyH)]+
Scheme 6.3:
H3O+ H+
Cr
N
O
N
O
O
NO
H
HH
H
O
H
H
H
H
H
H
H
H
OH
H
O
[Cr(HO)(gly)2(O-glyH)]0
Cr
N
O
N
O
O
NO
H
HH
H
O
H
H
H
H
H
H
H
H
O
H
H
H
O
[Cr(H2O)(gly)2(O-glyH)]+
Scheme 6.4:
Cr
N
O
N
O
O
NO
H
HH
H
O
H
H
H
H
H
H
H
H
O
H
H
H
O
Cr
N
O
N
O
O
N
O
HH
H
H
O
H
H
H
H
H
H
H
H
O
H
H
H
O
TS I
Cr
N
O
N
O
O
N
O
HH
H
H
O
H
H
H
H
H
H
H
H
O
H
H
H
O
H2O
O
HH
P
Aquation of the [Cr(H2O)(gly)2(O−glyH) complex occurs via a two-step process.
Firstly, direct Cr…O-glyH bond breaking and formation of an intermediate as shown
in Scheme 6.3 (see Figures S23−S24). Secondly, this intermediate can easily add
H2O to form the corresponding product as shown in Scheme 6.4. The ∆H‡ value for
dissociation of the Cr‒gly bond for this pathway is 97 kJ mol1
(Scheme 6.4 and
Figure S23 of the SI), with the amines being cis and the COO‒ groups having trans
configuration. Furthermore, the overall activation enthalpy is 97 kJ mol1
, which is
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 192
in good agreement with the experimental23
value (91.4 ± 2 kJ mol1
) (Table ST4 and
Figure S24).
The aquated complexes can also undergo reaction via replacement of the aqua
ligands. Therefore, we investigated Cr‒OH2 dissociation for cis and trans-
[Cr(H2O)4(gly)]2+
with up to three explicit outer sphere water molecules
([Cr(H2O)4(gly)]2+
…nH2O, n = 0 to 3) (Table 6.2 and Figures S25 to S33 of the SI).
Dissociation of the Cr−OH2 bond (63 kJ mol−1
) is a much lower energy process than
dissociation of the Cr-OglyH bond (138 kJ mol−1
). Overall, the addition of explicit
outer-sphere water molecules has a relatively small effect on the activation enthalpy
for this process. However, there is a noticeable difference in the activation
parameters for the two isomers. For example, the dissociation of the Cr‒OH2 bond
(TS) (Figure 10a−10b) for cis-[Cr(H2O)4(gly)]2+
…3H2O has ∆H‡ = 62 kJ mol
1,
whereas for the trans complex ∆H‡ = 52 kJ mol
1 (Table 6.2 and Figure 6.10). No
interchange pathway was identified for water-water exchange on this complex.
Table 6.2: Enthalpies (ΔH‡, kJ mol
‒1), Gibbs energies (ΔG
‡, kJ mol
‒1), and
entropies (ΔS‡, J mol
‒1K
‒1) of activation for dissociation pathway of
[Cr(H2O)4(gly)]2+
with nH2O in the solution phase at 298.15 K.a
cis-[Cr(H2O)4(gly)])]2+
trans-[Cr(H2O)4(gly)])]2+
nH2O ΔH‡ ΔG
‡ ΔS
‡ ΔH
‡ ΔG
‡ ΔS
‡
0 63 67 ‒16 52 60 ‒26
1 61 63 4 56 61 ‒16
2 66 71 ‒15 59 60 ‒3
3 62 63 ‒3 52 55 ‒8
a Optimized structures defined in Figures S25−S33 of the SI.
The structures for the corresponding dissociation of [Cr(OH)(H2O)3(gly)] +
are
shown in Figures S34 to S39 of the SI. The ΔH‡
values for the Cr‒OH2 dissociation
in the [Cr(OH)(H2O)3(gly)] +
…nH2O (n = 0‒2) complexes are lower than for the
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 193
parent species by 7 to 11 kJ mol‒1
(Table ST5 of the SI). In both systems, the values
for Cr…OH2 dissociation from the trans position are 9 to 12 kJ mol‒1
lower than the
corresponding values for the cis-systems (Table ST5 and Figures S34‒S39).
Figure 6.10: Energy profiles (kJ mol1
) for the dissociation pathway of (a) cis and
(b) trans position dissociation of [Cr(H2O)4(gly)]2+
…nH2O (n =0‒3) in solution
phase obtained at PBE0/cc-pVDZ.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 194
Figure 6.11: Structures of cis (A‒B) and trans (C) position dissociation of
[Cr(H2O)(gly)2]+
…H2O and maps of electrostatic potential (0.02 electrons Bohr−3
)
(red = electron-rich,blue = electron-deficient).
The bis-glycinatochromium(III) complex can also undergo reaction via release of
an inner-sphere water molecule. The transition structures for the Cr(III)…OH2+ bond
dissociation step of cis-[Cr(+NH3CH2COO
‒)2(H2O)2]
+ (A and B) (Figures S40‒S42
of the SI), and trans-[Cr(+NH3CH2COO
‒)2(H2O)2]
+ (C) (Figures S43‒S45) are
shown in Figure 6.11. The enthalpies of activation for these different conformations
are 57, 62 and 80 kJ mol1
, respectively (Table ST6 of the SI). The oxygen atom of
the departing water molecule is more negatively charged in the TS of the trans-
system (−0.962) than in either of the cis-TS structures investigated (−0.920 and
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 195
−0.926), which suggests a trans-effect in these complexes in the order H2O < NH2R
< −O2CR. (Figure 6.11). Furthermore, NBO
33 charge analysis of the TSs shows an
increase in the positive charge on Cr(III) compared to R as shown in Figure S46 of
the SI. The ΔH‡ values for the corresponding conjugate base systems are 54, 52 and
41 kJ mol1
(Table ST7), respectively, due to changes in the electronic environment
and the trans-effect of OH− in system C (see Figures S47−S49 of the SI).
Discussion
In this study, we have carried out a detailed investigation of the associative
interchange (Ia) and dissociation (D) mechanisms for the aquation of mono- and tris-
(glycinato) chromium(III) complexes. The activation enthalpies for aquation of
[Cr(H2O)5(NH3+CH2COO
−)]
3+ and its conjugate base were found to be 88 and 76 kJ
mol1
respectively, via the Ia pathway with inclusion of explicit outer sphere
solvation (3H2O), which is in good agreement with experimental12
results (87 and 75
kJ mol1
). Outer-sphere solvation makes a significant contribution to ΔH‡, as shown
by the decreases in the activation enthalpies (26 and 21 kJ mol1
, respectively),
compared to the corresponding one water systems. Significantly, higher enthalpies of
activation were obtained via the dissociative pathway for the mono-
glycinatochromium(III) complex (138 kJ mol‒1
and 144 kJ mol‒1
, respectively).
However, for the sterically crowded [Cr(gly)3] complex, the dissociative mechanism
was identified as the preferred aquation pathway.
A key feature of the UV-Vis experimental investigation of the mono-, bis- and
tris-glycinatochromium(III) bidentate complexes is the effect of pH. In the highly
acidic environment of the stomach (pH = 3−4), orally ingested nutritional
supplements will likely undergo slow aquation, leading to a mixture of mono-, bis-
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 196
and tris-glycinatochromium(III) complexes. However, when these complexes enter
the duodenum they will encounter an environment with a much milder pH the
monoglycinatochromium(III) complex is expected to undergo rapid deprotonation to
form the corresponding conjugate base species.
Conclusions
We have prepared mono-, bis- and tris-glycinatochroium(III) species and
characterized them by thermogravimetry, UV-Vis (in the range pH of ~3.0 to ~8.5),
EPR (both solid and frozen states), ATR-FTIR and Raman spectroscopy. Vibrational
frequencies calculated at PBE0/cc-pVDZ are in good agreement with experimental
values. The TG-DSC analysis indicates a progressive structural change along the
decomposition reaction, with major endothermic transitions found at 370, 390, and
424.0 ⁰C30 for mono-, bis- and tris-glycinatochromium(III) species, respectively.
Geometries (bond lengths and bond angles) at PBE0/cc-pVDZ are in good
agreement with the X-ray crystal data of fac-[Cr(gly)3]19
. Aquation of the mono-
glycinatochromium(III) complex is found to follow the associative interchange (Ia)
pathway for the ring-opened isomer with ΔH‡ values in good agreement with the
experimental data12
, for both parent and conjugate base forms of the complex. In
comparison, tris-glycinatochromium(III) undergoes aquation via the dissociative (D)
pathways. These results may provide further insight into whether or not these
complexes can either undergo binding to proteins or can form oligomers in
biological systems.
Chapter 6: *
Uddin, K. M.; Poirier, R. A.; Henry, D. J. Polyhedron (accepted) 197
Supporting Information Summary
Full experimental details and characterization data for mono-, bis- and tris-
glycinatochromium(III) complexes by UV-Vis, electron paramagnetic resonance
(EPR), ATR-FTIR, Raman spectroscopy and TG-DSC curves are available in the
Supporting Information and Appendix C. Also included are energies of all pertinent
structures are reported in the accompanying supporting information.
Acknowledgements
We thank to Professor Bogdan Dlugogorski for providing access to the EPR and
TGA-DSC facilities. In addition, we are grateful to the Australian National
Computational Infrastructure (NCI) facility and the Atlantic Computational
Excellence Network (ACENET) for computer time.
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(47) Condrate, R. A.; Nakamoto, K. J. Chem. Phys. 1965, 42, 2590‒2598.
(48) Herlinger, A. W.; Long, T. V. J. Am. Chem. Soc. 1970, 92, 6481‒6486.
(49) Herlinger, A. W.; Wenhold, S. L.; Long, T. V. J. Am. Chem. Soc. 1970, 92,
6474‒6481.
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 200
Chapter 7
Electron Paramagnetic Resonance Spectroscopy and New
Insights into the Substitution Reaction of Chromium(III)
Picolinate*
Abstract
Chromium(III) picolinate, [Cr(pic)3] was characterised by solid EPR at both room
and frozen temperature. Broad EPR signals for the mer-[Cr(pic)3] complex were
found for the solid with g values of 3.45 and 3.47 at room temperature and frozen at
100K, respectively. This result indicates that the mer-[Cr(pic)3] system has rhombic
character and a large zero field splitting D value. In addition, its purity was
confirmed by elementary analysis, atomic absorption spectroscopy (AAS), HPLC,
UV-Vis, ATR-FTIR, Raman spectroscopy and ESI-mass spectrometry. DFT
calculations reveal that the most likely pathway for the acid-catalyzed [Cr(pic)3]
aquation is via two-step mechanism, which is in excellent agreement with the
experimental result. Furthermore, the importance of outer sphere solvation was
investigated with the addition of up to three explicit water molecules in the second
coordination sphere. The ΔH‡
for water-water exchange on the D pathway of
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 201
[Cr(pic)(H2O)4]2+
…nH2O complexes was found to decrease for n = 0‒3 (64, 58, 56,
and 53 kJ mol1
, respectively).
Introduction
The biological activity of tris(picolinate)chromium(III) [Cr(pic)3] (pic =
picolinato (−)) has been extensively studied for use in nutritional supplements.1−9
Furthermore, preclinical and clinical studies suggest that Cr(III) provides benefits to
both humans and animals including fat reduction, decreased serum glucose, lowering
blood lipids, reducing cholesterol and triglyceride levels in the blood and lowering
glycated haemoglobin (HbA1c) of subjects with type 2 diabetes.10−21
It has been
reported that, for a trial of 180 patients with type 2 diabetes, a daily treatment of 200
µg/tablet of [Cr(pic)3] had a significant effect on blood sugar control and 1000
µg/tablet for a period four months in humans showed no toxic reactions or abnormal
liver or renal function in any of the patients.16,18,22−30
Another study found that, for a
28-year-old female, 600 µg/day of Cr(III) (in the form of chromium picolinate)
treatment for type 1 diabetes reduced HbA1C from 11.3% to 7.9% over a three
month period.22
Nevertheless, there is significant controversy surrounding the
transport of Cr(III) in humans, through the stomach and intestinal fluids, blood
plasma, or intact cells and some reports suggest chromium(III) at higher dosages can
cause DNA fragmentation (clastogenic effect).21,23−36
Furthermore, there is
conflicting evidence, involving ligand substitution and the justification of the
proposed Cr(III) nutritional values, leading to questions about its reactivity,
absorptivity and toxicity in physiological environments.
For example, there is some evidence indicating genotoxic, mutagenic37
and
carcinogenic effects of [Cr(pic)3] at high concentrations. Biological oxidation of
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 202
[Cr(pic)3] supplements would lead to the formation of genotoxic Cr(V/IV)−pic
intermediates,38−39
or carcinogenic Cr(VI).30
For example, it has been shown that the
oxidation reaction between [Cr(pic)3] and H2O2 in neutral aqueous media at 37 °C
results in the slow formation of Cr(VI).40
Trivalent [Cr(pic)3] complex has additional
reactive forms: [Cr(pic)2(H2O)2]+ and [Cr(pic)2OH]2, which may form in the high
acidity environment of the stomach or via enzyme-assisted metabolism in the
liver.25,41
mer-[Cr(pic)3]0 (I) fac-[Cr(pic)3]0 (II)
[Cr(pic)3]0 (III) [Cr(pic)3]0 (IV)
Cr3+
OO
OC
O
NC
ON
C
O
NCr3+
O
O
CO
N
CO
N
O CO
N
Cr3+O
O O
O
CO
N
NC ON
Cr3+
O
O
C
O
N
C
O
NO
ON
Cr3+
O
OC
O
N
O
ON
NC O
[Cr(pic)3]0 (V)
Figure 7.1: Structures for conformers of [Cr(pic)3].
The red meridional isomer of [Cr(pic)3] and the purple binuclear complex
[Cr(pic)2OH]2 have been identified from X-ray diffraction studies by Stearns et al.,3
along with the previously assigned facial isomer of the red [Cr(pic)3] complexes.42−44
In solution a range of [Cr(pic)3] isomers (I – V) could potentially exist as shown in
Figure 7.1 (see Figures SF1−SF2 of the Supporting Information (SI)). Picolinate(−)
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 203
in the anionic form can coordinate to Cr(III) through the tertiary amine and the
carboxylate group to form meridional or facial isomers, Cr(III)-(pic)3 (mer-(I) or
fac-(II)). The carboxylate can also potentially act as a bidentate ligand to give
Cr(pic)3 (III), Cr(pic)3 (IV) or Cr(pic)3 (V)) (see Figure 7.1). Picolinic acid can also
exist in a number of different forms. The most stable form in acid solution is the
cation (picH+) (VI−VIII). Under neutral conditions picolinic acid (pic) will exist in
forms (IX−X) or the zwitterion form (XI) and at high pH the anion (pic‒) (XII) of the
picolinic acid will be important (see Figures 7.2 and SF3 of the SI):
NO
O HH
NO
O HH
(VII)
NO
O H
H
(VIII)
NO
OH
+H H
Picolinic acid (pic) (IX)
NO
OH
NO
O H
(X)
+H H
NO
O
Deprotonated picolinic acid (pic ) (XII)
Protonated picolinic acid (picH):
(VI)
(XI)
Figure 7.2: Structures for conformers of protonated, neutral, zwitterion and
deprotonation of picolinic acid.
These differing conditions provide opportunities for picolinic acid to adopt different
possible chelating formations (I−V).
The biochemical pathways of [Cr(pic)3] supplements is of significant interest for
understanding the stability and reactivity of chromium(III)-picolinato complexes in
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 204
aqueous solution at high acid concentration (pH ~1.0). In this work, our results
indicate that the formation of intermediates (XIII−XIV) occurs through ring opening
(i.e. Cr−N bond breaks) and subsequently takes the following ionized forms in acid
solution (see Scheme 7.1).
CrO O
O
CO
N
CO
N
C
O
N
0
H+
CrO OC
O
N
+
mer-[Cr(pic)3]0 [Cr(pic)2(OpicH)]+ (XIII)
H+
C
N
O
H
H+
H+
2+
[Cr(pic)2(OpicH2)]2+ (XIV)
N
O
C OCr
O OC
O
N
C
N
OH
N
OC O
H
Scheme 7.1:
There are a number of experimental kinetic investigations46−58
of the reaction
between chromium(III) and picolinic acid in acidic and basic aqueous solutions,46−47
but no prior theoretical study of their intimate mechanisms. Kita and Szablowicz
carried46
performed kinetic and equilibrium studies of aquation in the range
0.1−1.0M HClO4 at ionic strength I = 1.0 M (NaClO4) and temperature = ~20 to ~45
°C, observing the formation of [Cr(pic)2(H2O)2]+. They proposed that the reversible
acid-catalysed aquation proceeds by the chelate ring Cr−N bond breaking, followed
by Cr−O bond dissociation occurring by slow reaction, and reported enthalpies of
activation (ΔH‡) and entropies of activation (ΔS
‡) of 68.6 ± 2.2 kJ mol
1 and −76.4
± 7.3 J mol1
K‒1
, respectively.46
From the corresponding trends of base hydrolysis
of mer-[Cr(pic)3] complex, Marai et al. found that the ΔH‡ = 81 ± 4 kJ mol
1 and ΔS
‡
= −38 J mol1
K‒1
.47
However, it has not been demonstrated whether or not the
aquation of [Cr(pic)3] occurs via either an interchange (I), an associative (A) or a
dissociative (D) pathway. The mechanism for the substitution of ligands depends on
the primary coordination sphere of the precursor (R), the transition state (TS), and
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 205
whether the electrostrictive forces surrounding the ligands are smaller or larger in the
TS than that for the precursor (i.e. positive or negative volume of activation (ΔV‡).
However, interpretation of the volume of activation (ΔV‡) in terms of a pathway is a
difficult and controversial subject. Kirk et al.58
determined that the ΔV‡ for the
photoaquation of [Cr(bpy)3]3+
complexes in basic media occurs through either an
associative or dissociative pathway, with an ΔV‡ of ‒1.6 or +2.9 ml mol
−1. This
finding is consistent with water entering from pockets between the ligands via either
an associative or dissociative process involving one or both bonds to a bipyridal
ligand. Consequently, there is interest in understanding the photoaquation reaction
and intimate mechanisms of ligand exchange processes involving [Cr(bpy)3]3+
in
acid solution (pH ˂ 6 media).56
In our previous studies59−61
of chromium(III) chloride
and other dihalides we investigated the mechanism for aquation under acidic
conditions, as might be found in the stomach after oral ingestion and under alkaline
conditions where formation of conjugate-base systems of chromium(III) is
favourable.61
Several experimental studies have investigated3,6,41,42,62−65
the synthesis and
characterization of [Cr(pic)3]. In particular, a number of studies5,6,66−67
have reported
high resolution electron impact mass spectra (Cr(pic)3: calculated m/z 418.0131,
found 418.0151). Chakov et al.63
have reported the electronic spectrum of [Cr(pic)3]
in different solvents (i.e. H2O, 2M HCl, 2M HNO3 and DMSO) and compared them
to previous work.3,42,43,66−70
Parajόn-Costa et al.65
observed that both [Cr(pic)3] and
[Cr(pic)2(OH)]2 complexes undergo a one-electron reversible reduction process,
finding that the half wave potential (E1/2) for the binuclear [Cr(pic)2(OH)]2 complex
is more negative (E1/2 = −1.49 V) than the mononuclear [Cr(pic)3] complex (E1/2 =
−1.23 V). Vincent et al.63
investigated 1H and
2H NMR spectral bands for [Cr(pic)3].
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 206
They observed paramagnetically broadened and shifted resonance signals at +18 and
+24 ppm for the 1H. For the
2H they observed five downfield signals between +15
and +30 ppm and four upfield signals with three between −25 and −50 ppm and
another broad signal at −90 ppm).62
However, to date no electron paramagnetic
resonance (EPR) spectroscopy studies have been reported. Therefore, in this work
the EPR of [Cr(pic)3] is reported for the first time as well as elemental analysis,
atomic absorption (AAS), HPLC, TGA, UV-Vis, ATR-IR and Raman
spectroscopies.
The major aim of this study is to provide new insights into the intimate
mechanisms of the aquation of the chromium picolinate ([Cr(pic)3]) nutritional
supplement. This will lead to the development of a better understanding of ligand
exchange of [Cr(pic)3] systems, which may play a primary role in the biological
action of Cr(III) metal-based drugs. In addition, [Cr(pic)3] was investigated in the
solid state and frozen using electron paramagnetic resonance to determine the
environment of the metal center and give insight into its structural arrangement for
[Cr(pic)3] nutritional supplement.
Experimental
Reagents
Chromium(III) nitrate nonahydrate, Cr(NO3)3.9H2O (Sigma-Aldrich, ≥99.99%),
2-Picolinic acid (Sigma-Aldrich, ≥99%), Trifluoroacetic acid, TFA (Sigma-Aldrich,
HPLC, ≥99%) and acetonitrile (Sigma-Aldrich, HPLC Plus, ≥99.9%) were used
without further purification. Millipore filtered deionized water was used throughout
the experimental work.
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 207
Analytical Methods
Elemental analysis (C, H, and N) was performed using the microanalytical unit, J
Science lab JM 11 analyzer. Determination of Cr was carried out using atomic
absorption spectroscopy (a Varian AA50 spectrometer with air/C2H2 flame
atomization) after digestion of the samples with 69% HNO3 (Merck). The liquid
samples were analysed with high-performance liquid chromatography (HPLC) on an
Agilent 1220 Infinity LC HPLC system equipped with a Apollo C18 (150 mm × 4.6
mm, 5 µm) column. The amounts of sample (30−50 mg) and mobile phase were
added into a 50 mL volumetric flask and filtered with 0.45 µm filter.
Chromatographic conditions were as follows: the ambient temperature was 30°C and
an isocratic mobile phase consisting of 0.05% trifluoroacetic acid in acetonitrile and
water (60:40, v/v) also filtered with 0.45 µm filter, flow rate of 0.5 mL/min for 8
min, injection volume = 20 µL and the UV detector wavelength = 264 nm. Thermal
analysis was conducted using a PerkinElmer STA 8000 TGA-DSC instrument.
Before the heating routine program was activated, the entire system was purged with
inert gas for 10 min at a rate of 20 mL/min, to ensure that the desired environment
was established. Thermogravimetric analysis (TGA) experiments were performed
with a heating rate of 20 °C min−1
from 30 to 1000 °C. High-purity argon gas was
used at a constant flow rate of 20 mL/min.
Mass spectra were acquired on a Waters Xevo G2 Q-TOF spectrometer equipped
with an electrospray ionization (ESI) probe, with positive reflector mode acquisition.
Solid-state ultraviolet-visible (UV-vis) spectra were recorded on a UV-3100PC,
SHIMADZU, UV-VIS-NIR scanning spectrophotometer over the range 200−1450
nm. Liquid-state Ultraviolet-visible (UV-Vis) spectra were recorded on a HP 8453
UV-Vis scanning spectrophotometer over the range 190−1100 nm. A Bruker EMX
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 208
EPR spectrometer running the Xenon software with a Bruker ER 036TM NMR
teslameter was used to measure the X-band spectra of the solid Cr(III) complex with
EP parameters as follows: center field, 3200 G; sweep width, 6000 G; width TM,
200 G; FrequencyMon, 9.79 GHz; microwave power, 2.0 mW; microwave
attenuation, 20.0 dB; conversion time, 4.0 ms; gain, 30dB; modulation amplitude,
4.0 G; modulation frequency, 100 kHz; resolution, 15000 and sweep time, 60 s.
Infrared analysis was carried out using a Perkin Elmer FT-IR with a universal
ATR sampling accessory. ATR spectra were generated using 4 scans with a
resolution of 4 cm‒1
in a range of 4000 ‒ 350 cm‒1
. A constant pressure between the
ATR foot, sample and ATR crystal was achieved using an in-built pressure gauge
and software monitor. Raman analysis was conducted using a Nicolet 6700 FT-IR
with NXR FT-Raman module. Raman spectra were collected with: 1064 nm
excitation wavelength, 90o detection angle, CaF2 beam splitter, InGaAs detector,
gain of 1, optical velocity of 0.3165, aperture of 150, focus and side-to-side settings
optimised, laser power of 1.5 W and 256 scans with resolution of 8 cm‒1
in the range
4000 ‒ 200 cm‒1
.
Preparation of [Cr(pic)3]0
Chromium picolinate [Cr(pic)3] was prepared according to the method of Stearns
et al.3 A quantity of Cr(NO3)3.9H2O (6.40 g, 16 mM) was placed in a three-neck
flask and dissolved in 8 mL of 10.14 mM 70% HNO3. picolinic acid (6.77 g, 55
mM) was added slowly to the reaction mixture with continuous stirring and refluxed
at 60−65 °C for 30−40 min until the solution turned red-purple. The red solid
product was collected by vacuum filtration, recrystallized in CH3CN and dried in a
desiccator. The product was obtained in yield of the reaction was 45%. Anal. Calcd
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 209
for C18H12N3O6 Cr: C, 51.67; H, 2.89; N, 10.05; Cr, 12.44. Found: C, 51.41; H, 2.53;
N, 9.98; Cr, 12.23. ESI-MS (CH3CN): MH+ m/z: calc. 419.0210; found: 419.0310.
Computational Methods
Standard hybrid density functional theory calculations were carried out with
Gaussian 09.71
The geometries of all complexes in this study were fully optimized in
the gas phase and solvent (water) at the PBE0/cc-pVDZ level of theory, which we
have previously shown to give excellent agreement with experiment for the
activation enthalpies of related species.59−61
The effect of solvent (water) on the
structures and energetics of each complex was investigated using the polarisable
continuum model (PCM). Vibrational frequencies were obtained for all optimized
structures to check for the absence of imaginary frequencies for reactants,
intermediates and products and for the presence of a single imaginary frequency for
each transition state. For all the reaction pathways discussed in this study, the
transition states were also analyzed using the intrinsic reaction coordinate (IRC)
method. The final structures obtained from each IRC were further optimized in order
to positively identify the reactant and product complexes to which each transition
state is connected.
Natural bonding orbital (NBO)72
analysis was performed and the charges were
calculated. The HOMO and LUMO energies were determined using minimized
singlet geometries to approximate the ground state. Enthalpies of activation and
entropies of activation were calculated at 298.15 K. In the figures, all distances are in
angstroms (Å), angles in degrees (º) and the energies in kJ mol‒1
. Unless otherwise
stated, all values given in the text were obtained at the PBE0/cc-pVDZ level in
solution (PCM). The optimized structures and the relative energies of reactants,
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 210
intermediates, transition states, and products for all pathways are shown in Table S1
and Figures SF1 to SF17 of the Supporting Information (SI). The volume of
activation (∆V‡) and reaction volume (∆V) were correlated to the change in the Cr−L
bond lengths of the TS, reactant and product as reported previously.59−61
Figure 7.3: (a) Optimized structures of the conformers for [Cr(pic)3] at PBE0/cc-
pVDZ; (b) maps of electrostatic potential (0.02 electrons Bohr−3
) (red = electron-
rich, blue = electron-deficient).
The [Cr(pic)3] complex can exist as meridional and facial isomers in two
diastereomeric configurations. The meridional isomer of mer-[Cr(pic)3] complex
(Figures 7.1 and 7.3, (I)) is more energetically stable than the facial isomer (Figures
7.1 and 7.3, (II)) by 8.4 kJ mol1
at PBE0/cc-pVDZ. A range of different precursor
complex conformations (Figures 7.1 and SF1, (III−V)) including [Cr(pic)3] (III),
[Cr(pic)3] (IV), and [Cr(pic)3] (V) were investigated and found to also be less
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 211
energetically stable than the structure with meridional conformation by 46.9, 47.6
and 51.5 kJ mol1
.
The acidic, neutral and basic forms of picolinic acid in aqueous solution were
further investigated (Figure SF2 of the SI). The most stable form in acidic solution is
VI, which was found to be 4.8 and 18.3 kJ mol1
more stable than VII and VIII,
respectively. The neutral structure may be in the forms shown in IX or X and as the
zwitterion (XI). However, form IX is more stable than X and XI by 19.4 and 34.7 kJ
mol1
, respectively.
Table 7.1: Selected experimental and computed bond distances (in Å)
for mer-[Cr(pic)3]0 and fac-[Cr(pic)3]
0 complexes.
a
Bond Distances (Å) mer‒ fac‒ Exptlb
Cr‒O1 1.945 1.946 1.957
Cr‒O2 1.948 1.945 1.949
Cr‒O3 1.956 1.946 1.950
Cr‒N1 2.073 2.085 2.047
Cr‒N2 2.059 2.085 2.053
Cr‒N3 2.075 2.086 2.058
a Optimized structures of meridional and facial
complexes at PBE1PBE/cc-pVDZ
using the PCM solvation model defined in Figure 7.3. b
Ref. 3.
The calculated average values for the Cr−O and Cr−N bond lengths are 1.950
(1.946) and 2.069 (2.085) Å for mer-(fac-)[Cr(pic)3]0, respectively, and therefore in
good agreement (Table 7.1) with the experimental X-ray structure.3
Several conformations of the open-type complex, [Cr(pic)2(picH)]+ were
investigated and (XV) is energetically more stable than that of XVI by 68.4 kJ mol1
(Figure 7.4). However, the lowest energy conformation of precursor structure
[Cr(pic)2(picH2)(H2O)]2+
is (XVII), which is energetically more stable than the
isomers, XVIII and XIX by 16.1 and 22.2 kJ mol1
(Figure SF3 in the SI).
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 212
Figure 7.4: Optimized structures for isomers of [Cr(pic)2(picH)]+.
For the HOMO (t2g*) and LUMO (eg
*) surfaces for mer- and fac-[Cr(pic)3]
isomers, it was found that the HOMO (−7.62 and −7.71 eV) consists of a mixture of
picolinato(−) and Cr(III) metal orbitals while the LUMO (−1.99 and −2.02 eV) is
spread over all three picolinato(−) ligands as shown in Figure 7.5 (Figure SF4 of the
SI). The HOMO−LUMO gap in the fac isomer is higher than in the mer-[Cr(pic)3]
by 0.1 eV.
Figure 7.5: Frontier orbitals for mer-[Cr(pic)3]0 at PBE0/cc-pVDZ (0.02 electrons
Bohr−3
surface).
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 213
Atomic charges were determined using natural bond orbital (NBOs) analysis (see
Figure 7.3a). The positive charge on Cr is similar in mer-[Cr(pic)3]0 (+1.029) to Cr in
fac-[Cr(pic)3]0 (+1.026) (Figure 7.3a), which is consistent with the charge in fac-
[Cr(gly)3]0 (+1.020).
73 However, the nitrogen and oxygen atoms of the complex
exhibit relatively different degrees of electronegativity, with oxygen being more
electronegative than nitrogen. Therefore, oxygen has shorter bond lengths due to
increased electron density, resulting in Cr(III) metal forming a stronger bond
between Cr(III)−O compared to Cr(III)−N (see Figure 7.3).
Results and discussion
Identification of [Cr(pic)3]0
Chromium(III) tris(picolinate) (mer-[Cr(pic)3]) was synthesized using the
procedure of Stearns et al.3 Elemental analysis (% C, H, N, and Cr) and electrospray
mass spectrometry (ESI-MS) data confirm the formation of the mer-[Cr(pic)3]
complex. In particular, the ESI mass spectrum of mer-[Cr(pic)3] complex (Figure
7.6) shows a peak at m/z = 419.0310 (calc. m/z = 419.0210), corresponding to
[Cr(C18H12N3O6) + H+] for the Cr-52 isotope. The peak at 295.9970 corresponds to
[Cr(C12H8N2O4 + H+)]. Additional peaks at m/z = 186.2248 and m/z = 142.1631,
correspond to [C6H5NO2.H2O + CO2 +H+] and a picolinic acid with hydrate fragment
[C6H5NO2.H2O +H+], respectively (see Figure 7.6b−7.6c). The purity of [Cr(pic)3],
was further confirmed by a single peak at 2.8 min (Figure 7.6a) using high
performance liquid chromatography (HPLC).
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 214
Figure 7.6: (a) Analysis of HPLC chromatograms and ESI mass spectrum of mer-
[Cr(pic)3] in CH3CN for (b) simulation and (c) experimental.
The stability of the mer-[Cr(pic)3] complex was also analysed using
thermogravimetry (TG) under argon. The differential scanning calorimetry (DSC)
curves (Figure SF4 of the SI) show five endothermic stages of mass loss in the
temperature ranges (a) 85 °C to 180 °C, (b) 350 °C to 400 °C, (c) 400 °C to 460 °C,
(d) 475 °C to 556 °C, and (e) 831 °C to 978 °C. The first stage shows a gradual
weight loss around 140 °C indicating the release of lattice water. The second to
fourth mass loss stages correspond to the decomposition of the tris-, bis-, and mono-
picolinate ligands, respectively, with the largest loss occurring around 516 °C
(Figure S4). The fifth stage, occurring around 890 °C, is due to the thermal
decomposition of the complex to chromium oxides. Recently we reported73
that for
tris-(glycinato)chromium(III), the second stage shows the greatest fraction of weight
loss, with a corresponding sharp endothermic peak at around 424 °C.
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 215
The experimental IR (Raman) spectra of the solid picolinic acid and mer-
[Cr(pic)3]0, as well as mer-[Cr(pic)3]
0 and fac-[Cr(pic)3]
0, complexes in gas phase
showed are shown in Figures 7.7 and SF6‒SF9 of the SI. We have also calculated
Figure 7.7: ATR-IR (a−b) and Raman (c−d) spectra (1800‒1300 cm‒1
) for picolinic
acid and [Cr(pic)3].
the vibrational spectra for mer-[Cr(pic)3]0
and fac-[Cr(pic)3]0 complexes in gas
phase. These spectra show picolinic acid coordinates with chromium(III) via the
carboxylic and pyridine ring of the picolinic acid ligand. Both antisymmetric and
symmetric vibrations of the carboxylate group were observed for all of the
complexes coordinated with picolinic acid ligands. In the spectrum of [Cr(pic)3]0
the antisymmetric COO‒ vibrations for the C=O stretching band appeared in the
range 1678‒1667 (1698‒1664) cm‒1
, whereas the symmetric COO‒ vibration for the
C‒O stretching band appeared in the range 1352‒1321 (1356‒1329) cm‒1
(Figure
7.7). Previously, Dorsett et al.74
found the νas(COO−) mode located at 1675 cm
‒1.
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 216
We note the difference between the symmetric and asymmetric stretches was greater
than 300 cm‒1
, indicating that resonance occurs in the carboxylate group of the
picolinic ligand coordinated to the [Cr(pic)3]0
complex. Therefore, the oxygen-metal
bond in this system involves electrostatic character. Previously, Parajón-Costa et
al.65
reported that the IR (Raman) spectra of solid Cr(pic)3 showed a shift of the
carboxyl group (∆ν = νas − νs) of ~300 cm‒1
, as well as observing a band shift of 219
cm‒1
in solid Cr(me)3.75
There is also good agreement between the experimental and
theoretical data (Figures SF8‒SF9 of the SI).
Figure 7.8: UV-Vis spectrum of mer-[Cr(pic)3]0 in CH3CN (3.3 mM); in DMF (10.7
mM) and (b) DMSO (9.2 mM) solutions.
The UV/Vis spectrum of the mer-[Cr(pic)3] complex obtained in aqueous
solutions (H2O, 2M HNO3, 2M HCl, and ratio of 2M HNO3:H2O) and different
polar aprotic solvents (CH3CN, DMF, and DMSO) are presented in Table S1 and
Figures 7.8 and SF10, and compared to those previously measured.3,42,63,75
Two main
peaks are assigned to the spin allowed d-d transitions. Firstly, the 500−600 nm
transition is assigned to 4A2g →
4T2g (ν1) and the second transition observed between
300−500 nm is assigned to 4A2g →
4T1g (ν2) (see Table S1 of the SI). The ligand field
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 217
splitting 10 Dq (or ∆o = ν1)73,77−80
obtained from the spectrum in CH3CN (519 nm),
DMF (518 nm), and DMSO (519 nm) are 19.27 × 103 cm
-1, 19.31 × 10
3 cm
−1 and
19.27 × 103 cm
−1, respectively, corresponding to an energy of ~2.39 eV, assigned to
the d (t2g) orbitals, centered in the Cr(III) metal ion, to π orbitals in the picolinato
ligand. The ligand field splitting value in polar aprotic solvents are consistent with
an (CO2−)3(pyridine-N)3 environment around Cr(III). Yuen et al.
42 reported, that in
DMF, the main band shift occurs at 515 nm (∆N = 21.7 × 103 cm
‒1). The spin
forbidden transitions were not observed in our experiment.
The [Cr(pic)3] is paramagnetic and the solid at room temperature has a magnetic
moment of 3.88 µB by Stearns and Armstrong3 and 3.84 µB by Dorsett and Walton,
74
as expected for a d3 (or magnetically dilute t2g
3 (S = 3/2)) system. In order to obtain
some insight into the coordination geometry of mer-[Cr(pic)3] in different
environments we have performed EPR on the solid state powder sample at room
temperature and frozen in liquid nitrogen at 100K. Chromium(III) complexes are
paramagnetic and can be identified by two different X-band EPR signals (g = 2 β‒
signal is a broad isotropic signal and g = 3.5−5.5 δ‒signal is at higher fields as a
positive lobe in the region) from an electronic spin S = 3/2, with moderately large
zero field splitting D and small rhombic splitting E (D > hν, E/D ≈ 0).81−83
Previously, Andriessen and Groenewege reported84
the EPR spectra for a series of
cis complexes of the type cis-[Cr(bpy)2XY]Z, cis- [Cr(phen)2XY]Z, and cis-
[Cr(ox)2XY]Z, where XY is H2O−H2O, H2O−HO−, Cl
−−Cl
−, bpy, phen, ox, en, or
acac. These results indicated very low zero-field D values, with the three series
exhibiting correlations with the ligand field strengths of XY ligands: phen > bpy (en)
> acac > ox > Cl− > H2O > OH
−, and they observed rhombic distortion differences of
0.05 to 0.33 D.84
Similarly, Jacquamet et al.86
recently reported the EPR spectrum of
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 218
a mixture of closely related complexes Cr(acac)3 (2.7 mM ), which showed
significant broadening of signals with g = 3.8. This is consistent with a S = 3/2 center
that exhibits splitting correlations with the ligand field strengths.
Figure 7.9: Analysis of X-band solid state powder simple for EPR spectra of mer-
[Cr(pic)3] complex in solid state (a) room temperature and (b) frozen state (100 K).
In this study, the broad solid state powder EPR signal of the mer-[Cr(pic)3]
complex has a g value of 3.45 at room temperature at 298K and 3.47 in frozen state
at 100K, respectively (Figure 7.9a−7.9b). This result indicates that the mer-[Cr(pic)3]
system has rhombic character and a large D value. This signal corresponds to the
(CO2)3(pyridine −N), coordination geometry identified in the molecular structure
determined from single-crystal XRD by Stearns et al.3 These results also suggest that
there is no change in coordination environment between solid and solution. The EPR
spectrum of 1 mM Cr(acac)3 at 77 K shows85
a signal of g ≈ 4.3, which arises from
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 219
isolated Cr(III) species in a distorted geometry. Similarly, Jacquamet et al.86
recently
reported the EPR spectrum of a mixture of closely related complexes Cr(acac)3 (2.7
mM ), which showed significant broadening of signals with g = 3.8.
Mechanistic study
Cr(III) nutritional supplements for mammals and human life are generally in the
form of stable tris-chelate [Cr(pic)3] complex.3,87
When in acidic media such as the
stomach or by enzyme-assisted metabolism in the liver,41
[Cr(pic)3] can easily get
into the blood stream under physiological environment conditions. Nevertheless, it is
likely that the physiological activity is linked to acid-catalyzed aquation involving
exchange of one or more picolinic acid. Therefore we have investigated the
mechanisms for aquation of [Cr(pic)3] complexes. The results provide a detailed
understanding of the mechanism for the hydrolysis of Cr(III) supplements, which
could be useful in understanding the speciation, prior to binding to biomolecules in
physiological environments.
Scheme 7.2: Aquation of [Cr(pic)2(OpicH)]+
with acidic aqueous solution
(H3O+).
[Cr(pic)2(2H2O)...picH2]2+ (P)
[Cr(pic)2(OpicH)]+...H3O+ (R)
H3O
2+
Cr
O
O
C
O
N
C
N
OH
N
OC O
H
O H
H
2+
Cr
O
O
C
O
N
C
N
OH
N
OC O
H
OH
H
[Cr(pic)2(H2O)(OpicH2)]2+ (I1)TS1
Cr
OO
C
O
N
CNO
N
O
C O
H
OH
H
Cr
O
O
C
O
N
C
N
OH
N
OC O
H
O H
HCrO
O
C
O
N
C
N
OH
N
O
C O
O
H
H
H
TS2
H2O
CrO
O
C
O
N
C
N
OH
N
OC O
O
H
H
HO
HH
[Cr(pic)2(H2O)...(picH2)]2+ (I2)
2+2+2+
H
2+
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 220
For the acid catalyzed reaction path, initially [Cr(pic)3] proceeds via a
dissociative mechasnism with Cr−N picolinato(−) chelate-ring opening and
protonation of the ligand to give a precursor reactant as shown in Scheme 7.1
(structure (XIII)). Aquation proceeds via a stepwise reaction mechanism as shown
in Scheme 7.2 (Figure SF11 of the SI). The first step involves nucleophilic attack by
a water molecule on the pentacoordinate Cr(III), with the acid catalysed aquation
consisting of a rapid protonation equilibrium with the transition state (TS1), possibly
occurring via the tautomer’s path.
The stability of the associated reactant complex (R) involving outer sphere
coordination of the attacking water molecule and acid catalysed hydronium water
hydrogen bond with OpicH ligand (see Scheme 7.2) ([Cr( pic)2(OpicH)]
+…H3O
+)
were explored. The environment of the acidic proton is consistent with a Zundel
cation within the inner sphere (H+(H2O) (see Scheme 7.2 and Figure SF11 of the
SI). The activation enthalpy (∆H‡) for the interaction of [Cr(
pic)2(OpicH)]
+ with
acidic aqueous solution (H3O+) is 34 kJ mol
1 with PCM (see Figure 7.10). The
Cr−OpicH2 distance increases from 2.06 Å for the intermediate (I1) system through
to 3.23 Å for the TS2 system (Figure SF11). As noted earlier, the second rate-
determining step involves dissociation of the [Cr(pic)2(H2O)+…(picH2)]
+ and the
∆H‡ value (68 kJ mol
1) for this process is in excellent agreement with the
experimental value (68.6 ± 2.2 kJ mol1
).46
Therefore, we propose that the aquation
pathway of the [Cr(pic)2(OpicH)]+…H3O
+ complex undergoes an acid equilibrium
followed dissociative release of the monodentate picH2. Finally, this process can
easily add H2O to form the corresponding intermediate product (P) as shown in
Scheme 7.2 and Figure SF11 of the SI.
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 221
Figure 7.10: Energy profiles (kJ mol1
) for aquation via stepwise (two-step)
pathways in solution phase obtained at PBE0/cc-pVDZ.
The changes in geometry throughout the process are accompanied by changes in
the charges on several key atoms. To explore the importance of atomic charges on
the aquation reaction, natural bonding orbital (NBO) analysis was performed and the
calculated charges are shown in (Figure SF12 of the SI). The positive charge on
Cr(III) and the magnitude of the negative charge on oxygen increase from
intermediate (I1) through to transition state TS2. However, the charges on
Cr(+1.078) for intermediate (I1) increase to Cr(+1.318) for TS2, whereas O(‒0.608)
for I1 shows a small increase (‒0.648) for TS2 in magnitude in these systems due to
the steric picolinato(−) ligand effect. A similar process is predicted for the second
picH2 dissociation and H2O addition to form [Cr(pic)(H2O)4]2+
complex.
To further explore the properties of this system, water exchange at the mono-
picolinatochromium(III) complex was investigated. Notably, for the closed-type
bidentate system, no interchange pathway was identified. Therefore, Cr‒OH2 bond
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 222
dissociation with explicit outer sphere water molecules ([Cr(pic)(H2O)4]2+
…nH2O, n
= 0 to 3) (Figures S13 to S16 of the SI) was examined.
Table 7.2: Enthalpies (ΔH‡, kJ mol
‒1), Gibbs Energies (ΔG
‡, kJ mol
‒1), and
Entropies (ΔS‡, J mol
‒1 K
‒1) of Activation for Cr-OH2 Dissociation Pathway of
trans-[Cr(pic)(H2O)4]2+
with nH2O in the Solution Phase at 298.15 K.a
trans-[Cr(pic)(H2O)4])]2+
nH2O ΔH‡ ΔG
‡ ΔS
‡
0 64 70 ‒31
1 58 66 ‒19
2 56 68 ‒33
3 53 66 ‒29
a Optimized structures defined in Figures SF13 to SF16 of the SI.
Outer sphere solvation is an important factor in the mechanism of this process.
This is demonstrated clearly by explicit solvation for the dissociation pathway of
trans-[Cr(pic)(H2O)4]2+
…nH2O complexes (n = 1‒3) (Table 7.2). Hydrogen bonding
between the departing H2O and the neighbouring water molecules plays a role,
assisting in the ligand transfer in these systems (Figures 7.11 and SF13 to SF16 of
the SI)). This is clearly demonstrated by the changes in overall activation enthalpies
for the D pathway of trans-[Cr(pic)(H2O)4]2+
…nH2O complexes (64, 58, 56, and 53
kJ mol1
, for n =0‒3, respectively). These results indicate that three water molecules
are required to stabilise the transition states for this process with additional explicit
solvation having minimal effect. The oxygen atom of the leaving H2O molecule
exhibits relatively little change in charge across the one, two, and three water
systems as shown in the Figures SF15−SF16 of the SI for the D mechanism.
Furthermore, the charges on chromium change slightly in magnitude (+1.321 to
+1.302) across one to three water systems (Figures SF15−SF16). However, the
solvation with three explicit water molecules appears to be sufficient to stabilize the
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 223
transition state. Nevertheless, the position of these three water molecules is also
important to facilitate H-bonding between outer sphere water molecules and the
inner sphere through bridging bifurcated H-bonds. We note that when more than
three water molecules are included the additional water molecules have the weakest
interaction with the inner sphere and therefore there is a small difference (3 kJ mol1
)
in ΔH‡ between the two to three waters. Overall the lowest energy n = 3 for the most
stable TS conformer for the monodentate system has ΔH‡ = 53 kJ mol
1 (Table 7.2
and Figure 7.11).
Figure 7.11: Optimized transition structures of trans-[Cr(pic)(H2O)4]+…nH2O
(n =0‒3) via dissociation pathway in solution phase obtained at PBE0/cc-pVDZ.
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 224
Discussion
In this work the solid [Cr(pic)3] nutritional supplement was investigated by EPR
(at both room temperature and frozen at 100 K), elementary analysis, AAS, ES-MS,
HPLC, ATR-FTIR, Raman, UV-Vis and ESI-mass spectrometry. Structural
parameters were calculated by DFT for neutral mer- and fac-[Cr(pic)3] isomers and
compared to the X-ray data for mer-[Cr(pic)3].3 The agreement between calculated
and experimental structural parameters is good. The EPR spectra obtained on solid at
both room temperature and frozen at 100 K showed no appreciable difference (g =
~3.46). This suggests that there is no change in coordination environment, and is
consistent with other six-coordinate octahedral Cr(III) complexes.
Mechanistic investigations were carried out, showing tris-(picolinato)chromium
(III) reacts slowly with acidic aqueous solution to form a bis-(picolinato)
chromium(III), and further aquation leads to mono-(picolinato)chromium(III)
species. A multi-step mechanism was identified beginning with Cr−N ring opening
and H2O addition. The second rate-determining step involves dissociation of the
[Cr(pic)2(H2O)…(picH2)]2+
with ∆H‡ = 68 kJ mol
1, in excellent agreement with the
experimental result (68.6 ± 2.2 kJ mol1
).46
The UV-Vis spectrum revealed two spin-
allowed d‒d transitions with a shift in the band at 514 nm to 526 nm, followed by a
shift to 533 nm.46
It has been reported that the Cr−N bond breaking is evident from
the peak at 266 nm,46
whereas we observed that free picolinic acid in aqueous
solution has a peak at ~266 nm (XI) by UV-Vis and HPLC (see Figure SF17 of the
SI). Therefore, acid-catalyzed aquation proceeds from the open [Cr( pic)2(OpicH)]
2+
complex, with water entering in acidic media (H3O+) to form a six coordinate
inetermediate (I1), followed by dissociation [Cr( pic)2(H2O)…(picH2)]
2+, which is in
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 225
good agreement with volume of activation of −1.6 and +2.9 ml mol−1
for the
photoaquation of [Cr(bpy)3]3+
.58
The ∆H‡ value for dissociation of the Cr‒OH2 bond
(TS1) for trans-[Cr(pic)(H2O)4]2+…3H2O complex with three waters is 53 kJ mol
1.
These results indicate that three water molecules are required to stabilise the
transition states for this process, with additional explicit solvation having a minimal
effect on the Cr(III) metal complex. However, in the highly acidic environment of
the stomach, [Cr(pic)3] is only slightly soluble in water,6 so the complex will be
mostly passed through to the duodenum which has a milder pH. The complex may
eventually enter the blood stream, which results in the increased insulin enhancing
treatment in type 2 diabetics. These results could be useful to the development of
these treatments in humans and animals, considering that chromium(III) can form
biologically active and stable species of [Cr(pic)3] under physiological pH.
Conclusions
The mer-[Cr(pic)3] complex was detected with EPR, resulting in octahedral
Cr(III) resonance signals being proposed and discussed in this work. This complex
was confirmed by thermogravimetry, elemental analysis, AAS, HPLC, UV-Vis,
ATR-FTIR, Raman and ESI-mass spectrometry spectroscopy. In addition, the TG-
DSC analysis indicated the occurrence of progressive structural changes during the
decomposition reaction. Peak temperatures (384, 431, 516, and 890 ⁰C) of the
endothermic process in the non-isothermal DSC curves were obtained using a
heating rate of 20 ⁰C/min. Geometries (bond lengths) at PBE0/cc-pVDZ are in good
agreement, with minor differences in the ligand configurations (i.e. mer-isomer and
fac-isomer), compared with the X-ray crystal data of mer-[Cr(pic)3].3
The computed
ΔH‡ values found for acid-catalyzed aquation of the open type tris system in PCM
Chapter 7: *
Uddin, K. M.; Henry, D. J. ACS Journal Inorg. Chem. (revised). 226
are in good agreement with the experimental data.46
Water exchange on
[Cr(pic)(H2O)4]2+
was investigated with explicit outer sphere H2O molecules. The
dissociative (D) mechanism with three water molecule has the lowest activation
enthalpy. Therefore, the mer-[Cr(pic)3] is likely to be the biologically active form of
Cr(III). However, [Cr(pic)2(H2O)]+ and [Cr(pic)(H2O)4]
2+ species should also be
investigated experimentally for treatment of both types 1 and 2 diabetes.
Supporting Information Summary
Full experimental details and characterization data for mer-[Cr(pic)3] complex by
UV-Vis, ATR-FTIR, Raman spectroscopy and TG-DSC curves are available in the
Supporting Information and Appendix D. Also included are energies of all pertinent
structures are reported in the accompanying supporting information.
Acknowledgements
I would like to thank Professor Bogdan Dlugogorski for providing access to the
EPR and TGA-DSC facilities. In addition, I am grateful to the Australian National
Computational Infrastructure (NCI) facility and the Atlantic Computational Excellence
Network (ACENET) for computer time.
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Chapter 8: Summary and Future Directions. 231
Chapter 8
Summary and Future Directions
8.1 Summary
A number of early scientific studies suggested that the chromium(III) ion is an
essential trace element in human nutrition. Subsequently a range of chromium(III)
containing nutritional supplements became commercially available. However, recent
studies have shown that Cr(III) is not an essential trace element in humans.
Chromium(III) chloride nutritional supplements have potential as an anti-depressant,
can reduce lipid deposits and are reported to lower blood glucose levels in type 2
diabetics. Therefore, understanding the stability and reactivity of dichlorotetraaqua
chromium(III) and chromium(III) with amino acid ligands can provide a basis for
exploring the biochemical pathways in physiological environments. Some recent
studies have suggested that the anti-diabetic effects of Cr(III) supplements might be
explained in terms of a stimulation by subtoxic doses of a toxic chemical. However,
the active species and mechanisms are not clearly identified. Therefore, the focus of
this work is on the speciation pathways of selected chromium(III) nutritional
supplements.
Chapter 8: Summary and Future Directions. 232
In Chapter 2, a comprehensive investigation was conducted to firstly establish
the reliability of selected methods (i.e. M06, B3LYP, CAM-B3LYP and PBE0) for
investigating reactions of Cr(III), by comparing calculated results with experimental
values, where possible. In addition, the role of solvent was investigated by exploring
both implicit solvation (PCM) and explicit solvation. However, the overall objective
of this study was to provide a detailed investigation of aquation of halopentaaqau-
Cr(III) species and to provide new insight into the observed trends that have
contributed to the debate of the intimate mechanism of this process. Features were
identified that contribute to the observed trends in each of the different pathways. As
a result of this analysis it was proposed that aquation of the highly basic fluoride
system proceeds via the Ia pathway, whereas systems with less basic leaving groups
(chloride, bromide and iodide) undergo aquation via the dissociation (D) pathway.
The activation enthalpies calculated at PBE0/cc-pVDZ are in excellent agreement
with experiment (MAD 1.0 kJ mol1
).
Chapter 3 presented an investigation of aquation of chromium(III) chloride
([CrCl2(H2O)4]Cl) and other dihalide complexes. The identification of the D
mechanism has some interesting implications for the speciation of chromium(III) in
physiological environments, since a range of biological molecules could potential ly
act as nucleophile and replace chloride after dissociation. Nevertheless, the
activation enthalpy for the dichloride system is 72 kJ mol‒1
, so this will be a
relatively slow process under physiological conditions. Therefore, it seems likely
that the active complex in chromium(III) chloride treatments is either [Cr(H2O)4Cl2]+
or [Cr(H2O)5Cl]2+
. Furthermore, the results in this study suggest that there may be
some value to explore the efficacy of other dihalotetraaquachromium(III) complexes
Chapter 8: Summary and Future Directions. 233
for treatment of type II diabetes and other physiological disorders due to their
different aquation/substitution rates.
Chapter 4 presented an extension of the chromium(III) chloride study to explore
the effects of pH and the formation of conjugate base species such as
[Cr(H2O)5(OH)]2+
, which in turn has been shown to catalyse conversion of glucose
to other biological molecules. Chromium(III) species that survive the highly acidic
environment (i.e. pH range of 1.0 to 3.7) of the stomach will pass on to the
duodenum, which has a milder pH ~4.6 Green chromium(III) chloride solution
reacts slowly with water to form a monochloro hydroxide, [Cr(H2O)4(OH)Cl]H2O+,
which undergoes slow aquation to form the penta-aqua hydroxide,
[Cr(H2O)5(OH)]2+
at higher pH, which can either undergo binding to bio-molecules
or can form hydrolytic polymers. Aquation studies of cis- and trans-
[Cr(H2O)4(OH)X]+ and other systems reveal formation of conjugate base species
with Lewis-acidic/Brønsted-basic forms that may eventually enter the blood stream,
which has a physiological pH of ~7.4. Therefore, the [Cr(H2O)5(OH)]2+
is key
derivative of chromium chloride nutritional supplement at mild and physiological
pHs.
Chapter 5 presented synthesis and fully characterization of facial tris-glycinated
Cr(III) complex by elemental analysis, atomic absorption spectroscopy (AAS), 1H
NMR, UV−Vis, EPR in both solid and frozen state, and ESI−MS spectroscopy.
Furthermore, the thermal decomposition of glycine ligands with Cr(III) complex was
explored by differential scanning calorimetry (DSC) under nonisothermal conditions,
at various heating rates from 5 to 20 °C/min over the temperature range from
30−1000 °C. Secondly, the electrochemical properties determined by cyclic
voltammetry indicate a reversible response of the [Cr(gly)3]/[Cr(gly)3]−1
redox
Chapter 8: Summary and Future Directions. 234
couple at the solid‒solvent (CH3CN)‒electrode interface. The redox behavior may
play a role in the biological activity of the complex.
Chapter 6 presented the synthesis of mono-, bis- and tris-glycinatochromium(III)
species and characterization by UV-Vis, TG-DSC, EPR in both solid and frozen
state. ATR-FTIR and Raman spectra were determined both experimentally and
theoretically. A key feature of the UV-Vis experimental investigation of the mono-,
bis- and tris-glycinatochromium(III) bidentate complexes is the effect of pH. In a
highly acidic environment like the stomach (pH = 3−4), the tris-glycinato complex
will undergo slow aquation to give bis- and mono-glycinato species. However, when
these complexes enter a much milder pH as found in the duodenum, the mono-
glycinatochromium(III) complex is expected to undergo rapid deprotonation to form
the corresponding conjugate base species and it may eventually enter the blood
stream at physiological pHs. These may be the active species for the treatment of
physiological disorders such as type 2 diabetes and depression. The theoretical study
reveals that activation via outer-sphere coordination is expected in all aqueous
environments including the stomach and gut. Secondly, once activated, the rate
determining step for the tris-complex is dissociation and is therefore independent of
the nature or concentration of the incoming nucleophile. However, aquation of the
mono-glycinatochromium(III) complex is found to follow the associative
interchange (Ia) pathway for the ring-opened isomer with ΔH‡ values in good
agreement with the experimental data, for both parent and conjugate base forms of
the complex. These results may provide further insight into whether or not these
complexes can either undergo binding to proteins or can form oligomers in
biological systems.
Chapter 8: Summary and Future Directions. 235
Chapter 7 presented new insights into the intimate mechanisms of the aquation of
the chromium picolinate ([Cr(pic)3]) nutritional supplement. This process initially
proceeds via a dissociative ring-opening step to form the [Cr(pic)2(H2O)(picH2)]+
intermediate in acidic media. Subsequently two possible pathways involving either
stepwise (two-step) or concerted (one-step) mechanism can occur. The most likely
pathway for the acid-catalyzed [Cr(pic)3] aquation via open type [Cr(
pic)2(OpicH)]2+
, is in excellent agreement with the experimental result. Electron
paramagnetic resonance spectroscopy found broad EPR signals for the mer-
[Cr(pic)3] complex with g values of 3.45 and 3.47 at room temperature and frozen at
100K, respectively. This result indicates that the mer-[Cr(pic)3] system has rhombic
character and a large zero field splitting D value. In addition, its purity was
confirmed by elementary analysis, atomic absorption spectroscopy (AAS), HPLC,
UV-Vis, ATR-FTIR.
The research in this thesis provides a detailed understanding of the aquation
mechanisms for several Cr(III) supplement systems. This information is useful in
understanding the speciation of Cr(III), prior to binding to biomolecules in
physiological environments, within the context of treatments for type 2 diabetes and
several other disorders. This work explores different reaction pathways (i.e., Ia, Id, A,
and D) using computational chemistry techniques to predict the overall activation
enthalpies of several Cr(III) nutritional supplements (e.g. chromium(III) chloride,
mono-, bis-, tris-glycinatochromium(III), their conjugate bases, and Cr(pic)3
species). The role of the solvent was also explored using both implicit (PCM) and
explicit solvation models. In order to determine the performance of the
computational methods and models used, comparisons with available experimental
results were conducted. Very good agreement between computational and
Chapter 8: Summary and Future Directions. 236
experimental observations was achieved when a combination of implicit (PCM) and
explicit (at least three water molecules) was used in the model systems.
8.2 Future directions
The findings of this research suggests that Cr(III) nutritional supplements can
undergo significant speciation via several pathways prior to binding to biomolecules
in physiological environments. In future, we plan to investigate model systems for
the interaction of these species with biomolecules:
Synthesis and characterization of Cr(III) with amino acids (e.g. Cr(me)3,
Cr(cys)3, Cr(glu)3 and Cr(D-phe)3) and mix ratios of amino acids and
other ligands.
Investigation of reaction pathways of Cr(III) with small organic and
inorganic molecules (e.g. methanol, ammine, amino acids, nicotinamide
and nicotinic acid).
Appendices 237
Appendix A
Figure A1: Optimized structures of (a) Zundel cation (H5O2+); (b) Eigen cation,
(H9O4+); (c) Zundel anion (H3O2
‒) and (d) Eigen anion (H7O4
‒) in solution phase
obtained at PBE0/cc-pVDZ. H-Bonds distances are in Å.
Appendices 238
Figure A2: Optimized TS structures of cis-[Cr(H2O)4(OH)Cl]+ with 2H2O, 3H2O,
4H2O and 5H2O in solution phase obtained at PBE0/cc-pVDZ.
H-Bonds distances are in Å.
Appendices 239
Appendix B
Experimental Section
Reagents
Chromium(III) chloride hexahydrate, CrCl3.6H2O (Sigma-Aldrich, ≥98.0%), glycine
(Sigma-Aldrich, ≥98.5%), ethanol (LabServ, 99.8%) and Sodium hydroxide (Sigma-
Aldrich, 98.5%) were used without further purification. Millipore filtered deionized
water was used throughout the experimental work.
Analytical Methods
Elemental analysis (C, H, and N) was performed using the microanalytical unit, J
Science lab JM 11 analyzer. Determination of Cr was carried out using atomic
absorption spectroscopy (a Varian AA50 spectrometer with air/C2H2 flame
atomization) after digestion of the samples with 69% HNO3 (Merck). Thermal
analysis was conducted using a PerkinElmer STA 8000 TGA-DSC instrument.
Before the heating routine was activated, the entire system was purged with argon
for 10 min at a rate of 20 mL/min, to ensure that the desired environment was
established. The differential scanning calorimetry (DSC) and thermogravimetric
analysis (TGA) experiments were performed with a heating rate of 5, 10, 15, and 20
Appendices 240
°C min−1
from 30 to 1000 °C. High-purity argon gas was used at a constant flow rate
of 20 mL/min. During the experiments, the sample mass loss and heat flow were
recorded continuously under dynamic conditions.
Mass spectra were acquired on a Waters Xevo G2 Q-TOF spectrometer
equipped with electrospray ionization (ESI) probe, with positive reflector mode
acquisition. Solid-state ultraviolet-visible (UV-vis) spectra were recorded on a UV-
3100PC, SHIMADZU, UV-VIS-NIR scanning spectrophotometer over the range
200−1450 nm. Liquid-state ultraviolet-visible (UV-Vis) spectra were recorded on a
HP 8453 UV-Vis spectrophotometer scanning over the range 190−1100 nm. A
Bruker EMX EPR spectrometer running the Xenon software with a Bruker ER
036TM NMR teslameter was used to measure the X-band spectra of the solid Cr(III)
complex with EP parameters for solid state as follows: center field, 3200 G; sweep
width, 6000 G; width TM, 200 G; FrequencyMon, 9.79 GHz; microwave power, 2.0
mW; microwave attenuation, 20.0 dB; conversion time, 4.0 ms; gain, 30dB;
modulation amplitude, 4.0 G; modulation frequency, 100 kHz; resolution, 15000 and
sweep time, 60 s. For frozen state and solution samples, the EPR tube was flushed
with with nitrogen gas for 2 min before analysis and the samples frozen by slow
immersion in a liquid nitrogen bath. EPR parameters for frozen state were gain, 1.0 ×
104; modulation frequency, 100 kHz; modulation amplitude, 1 G; conversion time,
0.41 ms; time constant, 81.92 ms; sweep time, 41.98 s; field center, 3350 G; sweep
width, 6400 G; frequency, 9.531415 GHz; and power, 2.0 mW. 1H NMR spectra
were recorded on a Varian 400 MHz spectrometer and referenced to internal
tetramethylsilane (TMS).
Cyclic voltammetry was performed using an ALS/HCH Model 620D
Electrochemical Analyzer with a glassy carbon working electrode, saturated
Appendices 241
Ag/AgCl reference electrode, and a Pt-wire auxiliary electrode. The supporting
electrolyte was 0.1 M of tetrabutylammonium hexafluorophosphate, TBAH in
CH3CN (or DMSO). Oxygen was removed by purging the solution with pure
nitrogen and continuous gas stream passed over the sample. The electrode was
calibrated against the ferrocene (Fe(C5H5)2), Fe+/Fe redox couple with a formal
reduction potential Eº = +0.4 V vs NHE.[46]
1‒3 mg of fac-Cr(gly)3 were placed on a
coarse grade filter paper and the glassy electrode was pressed on to the substance.[57‒
58] The E1/2 values were determined, E1/2 = (Epc + Epa)/2 and the electrochemical
reversibility of a redox couple, ΔEp = Epa – Epc, where Epa and Epc are anodic and
cathodic peak potentials, respectively.
Preparation of fac-[Cr(gly)3]
Tris-glycinatochromium(III) was prepared according to the method of Bryan et
al.[17]
A quantity of CrCl3.6H2O (2.66 g, 10 mM) was placed in a three-neck flask
and dissolved in 50 mL of H2O. Glycine (2.25 g, 30 mM) was added slowly to the
reaction mixture with continuous stirring and refluxed at 80−85 °C for 12 h until the
solution tuned red. Then, NaOH (1.2 g, 30 mM) solution was added dropwise with
stirring. The solution was then placed in a water bath (37 °C) and the red solid
product was collected by vacuum filtration, washed with ethanol and dried in a
desiccator. The yield of the reaction was 1.25 g (46%). Anal. Calcd for C6H12N3O6
Cr: C, 26.28; H, 4.41; N, 15.33; Cr, 18.98. Found: C, 26.21; H, 4.65; N, 14.97; Cr,
18.42. ESI-MS (H2O): MH+ m/z: calc. 275.0210; found: 275.2205.
Appendices 242
Figure B1: 1H NMR spectrum (400 MHz, D2O) of glycine for D2O with DMSO and
TMS.
Figure B2: 1H NMR spectrum (400 MHz, DMSO) of fac-[Cr(gly)3] with TMS and
added 1 µL H2O.
D2O
‒CH2‒
DMSO TMS
H2O
DMSO ‒CH2‒
TMS
Appendices 243
Figure B3: TG-DSC curve of the fac-[Cr(gly)3] complex at heating rates for (a) 5
°C/min; (b) 10 °C/min; (c) 15 °C/min, and (d) 20 °C/min.
Figure B4: Plot of ln(β/Tp
2) versus reciprocal peak temperature (1/Tp) and lnβ versus
1/Tp for (a) Kissinger’s method and (b) Ozawa’s method, respectively.
Appendices 244
Appendix C
Figure C1: UV-visible (UV-Vis) spectrum of [Cr(gly)(H2O)4]2+
, [Cr(gly)2(H2O)2]+
and fac-[Cr(gly)3]0 at different pH in the range 350‒800 nm, in water.The
concentration of the species are c = 21, 14, and 9 mM.
Appendices 245
Figure C2: ATR-IR (a‒d) spectra (4000‒350 cm‒1
) for glycine, fac-[Cr(gly)3],
[Cr(gly)2(H2O)]+ and [Cr(gly)(H2O)4]
2+ complexes.
Appendices 246
Figure C3: Raman (a‒d) spectra (4000‒200 cm‒1
) for glycine, fac-[Cr(gly)3],
[Cr(gly)2(H2O)]+
and [Cr(gly)(H2O)4]2+
complexes.
Appendices 247
Appendix D
Input File for Reactant of [Cr(pic)(H2O)4]2+
Complex %mem=2500MB
%nprocshared=4
# PBE1PBE/cc-pVDZ OPT FREQ
# SCRF=(PCM,solvent=water)
Title = “[Cr(pic)(H2O)4]2+ reactant state”
Complex Charge = 2 Multiplicity = 4
Symbolic Z-matrix or Cartesian (as usual)
Input File for TS of [Cr(pic)(H2O)4]2+
...H2O‡
%mem=2500MB
%nprocshared=4
# PBE1PBE/cc-pVDZ OPT=(TS,CalcFc,NoEigenTest) FREQ
# SCRF=(PCM,solvent=water)
Title = “[Cr(pic)(H2O)3]2+ with H2O Dissociation transition state”
Complex Charge = 2 Multiplicity = 4
Symbolic Z-matrix or Cartesian (as usual)
Appendices 248
Output File for Reactant of [Cr(pic)(H2O)4]2+
! Basis set = CC-pVDZ
Zero-point correction= 0.196350 (Hartree/Particle)
Sum of electronic and thermal Energies= -1785.168294
Sum of electronic and thermal Enthalpies= -1785.167350
Sum of electronic and thermal Free Energies= -1785.233044
Entropy = 138.265 Cal/Mol-Kelvin
Nuclear repulsion energy = 1360.8442809868 Hartrees.
FORMULA = C6H12CrNO6(2+,4)
Output File for TS of [Cr(pic)(H2O)4]2+
...H2O‡
! Basis set = CC-pVDZ
Zero-point correction= 0.197397 (Hartree/Particle)
Sum of electronic and thermal Energies= -1785.146296
Sum of electronic and thermal Enthalpies= -1785.145352
Sum of electronic and thermal Free Energies= -1785.207561
Entropy = 130.932 Cal/Mol-Kelvin
Nuclear repulsion energy = 1333.9359868094 Hartrees.
Imaginary frequency = 143.64i (cm**-1)
FORMULA = C6H12CrNO6(2+,4)
Appendices 249
Figure D1: UV‒vis spectral changes in solvents: (a) 2N HCl; (b) 2N HNO3; (c)
DMSO; (d) DMF; (e) 70% HClO4 and (f) 2N HNO3 : H2O (1:1) for chromium(III)
nitrate nanohydrate and CrPic complexes.
Appendices 250
Table D1: Electronic Spectral changes (in nm) in different solvents for
Chromium(III) Nitrate Nanohydrate (Cr(NO3)3.9H2O) and
Chromium Picolinate (CrPic) complexes.a
Cr(NO3)3.9H2O CrPic
Solvent λmax λmax ref.
H2O
576, 409
516
this work
513
b
2M HNO3
576, 406
527, 393
this work
521
b
2M HNO3 :
578, 405
527, 390
this work
H2O (1:1)
2M HCl 576, 406 532, 394 this work
527, 391 b
CH3CN
−
519
this work
DMSO 581, 412 519 this work
520
b
DMF
580, 412
518
this work
515
c
70% HClO4 358, 576 539, 388 this work
60% HClO4 543, 400 d a
UV-Vis spectra of mer-[Cr(pic)3] defined in Figures D1 and SF10 of the SI.
b
Ref. 63. c Ref. 42.
d Ref. 81.