International Justice for Victims? Assessing the International Criminal Court from Victims’...
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AFRICAPORTALa project of the africa initiative RESEARCH PAPER
INTERNATIONAL JUSTICE FOR VICTIMS? ASSESSING THE INTERNATIONAL CRIMINAL COURT FROM THE PERSPECTIVE OF VICTIMS IN KENYA AND UGANDA1
CHRIS TENOVE
ACKNOWLEDGEMENTS
This research was conducted with the help of research assistants in Uganda
and Kenya: Harriet Aloyo, Jerry Anyoli, Francis Ociti, Leonard Opiyo, Maria
1 This paper presents preliminary findings of research conducted towards the author’s academic thesis. As this research is a work in progress, comments may be sent to the author at [email protected]
ABSTRACT
This paper considers the role of the International Criminal Court (ICC) in
advancing justice for victims of mass violence in Kenya and Uganda. It
contends that victims should be consulted to evaluate the ICC’s performance
and the principles of justice it promotes. The report draws on 14 focus groups
with 84 victims of violence in Kenya and Uganda, as well as interviews
with members of 30 civil society organizations. Discussants supported the
ICC’s attempt to hold leaders to account for mass violence when domestic
accountability mechanisms fail but questioned the ICC’s impartiality and
effectiveness. Accountability-seeking alone will not provide justice for victims,
focus group members and civil society interviewees insisted, but they also
require assistance and reparations. Requests for material reparations far
outstrip the ICC’s mandate and capacities, but discussants expressed some
agreement on priorities for who should receive them. While discussants were
keen to see victims engage with ICC processes, few felt well-informed about
the Court or understood its approach to victim participation. Finally, the report
notes several challenges faced when assessing victims’ perspectives on
international criminal justice.
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Radziejowska and Nelly Warega. The Coalition on Violence Against Women
(Kenya) and the Justice and Reconciliation Project (Uganda) provided
invaluable assistance, including aid in organizing focus groups. The Africa
Initiative of the Centre for International Governance Innovation and the
Liu Institute for Global Issues supported this research project. The author
greatly appreciates the time and effort that interviewees and focus group
participants took to meet with him and discuss difficult issues.
INTRODUCTION
The International Criminal Court was once considered a utopian fantasy.
It now has 122 member states and is currently prosecuting violations of
international law in eight countries. Proponents have claimed that the ICC
— and international criminal justice more broadly — can help deter mass
violence, enforce the rule of law and advance respect for human rights
(Akhavan, 2001; Sikkink, 2011; UN Secretary-General, 2004). Another
key claim is that the ICC will help victims of mass violence seek justice,
an assertion that contributes to the Court’s authority in international and
domestic politics (Dixon and Tenove, 2013; Kendall and Nouwen, 2013).
However, others have questioned whether the ICC can advance the forms
of justice that victims desire (Branch, 2011; Clarke, 2009; Shaw and Waldorf,
2010). To assess these concerns, this paper considers the role of the ICC
in advancing justice for victims of mass violence in two countries where the
Court has intervened: Kenya and Uganda.
It may seem obvious that international criminal tribunals should be
responsive to the views and concerns of victims.2 However, the tribunals
that preceded the ICC did not emphasize victims’ interests or promote their
participation in judicial processes to a significant extent (Schabas, 2007;
Moffett, 2012). Civil society organizations and sympathetic states lobbied for
victim-focused provisions to be included in the Rome Statute, the founding
treaty of the ICC. They were motivated by criticisms of past international
criminal tribunals, as well as by the rising importance of victims’ rights in
international human rights law and in domestic criminal law in many states
(Schabas, 2007; Schiff, 2008). As a result, the Rome Statute gives victims
2 For the purposes of this paper, “victims” are those harmed by acts defined as crimes in the ICC’s Rome Statute. The term victim is contentious for many, due to the connotations of powerlessness or dependency. See the Findings section for focus group participants’ responses to the term.
ABOUT THE AUTHOR
Chris Tenove
Chris Tenove is a doctoral candidate in the Department of Political Science, University of British Columbia, Canada. He studies how international organizations relate to their transnational constituencies, with a focus on international criminal tribunals and victims of mass violence. His research has been funded by the Pierre Elliott Trudeau Foundation and the Social Sciences and Humanities Research Council. His journalism has appeared in The Globe and Mail, Maclean’s, The Walrus and the Radio Netherlands World Service. He holds a Masters of Arts in Rhetoric from the University of California, Berkeley, and a Masters of Journalism from University of British Columbia.
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the rights to legal participation and reparations. The Rome Statute also
mandated the creation of the Trust Fund for Victims, a quasi-independent
body that provides material assistance to victims and helps to implement
reparations orders. Because of these provisions and the concerns that
motivated them, some commentators claim that the ICC goes beyond the
strictly retributive justice model of previous international criminal tribunals
and promotes victim-centred or restorative justice (Funk, 2010; Musila,
2010).
Whether the ICC can meaningfully advance justice for large numbers of
victims remains to be demonstrated. Different approaches can be used to
make that assessment, such as evaluating the development of victims’ legal
rights or examining links between ICC actions and phenomena like conflict
or mortality rates. This report takes another approach: it engages victims
themselves in reflection and deliberation. There are several reasons for
doing so. First, victims have a keen understanding of the forms of violence
that have taken place and the sources of harm that need to be addressed.
Second, justice is a contested and multi-dimensional concept that varies
within and between societies. Attempts to impose one understanding or
one institutional form of justice have been criticized by many scholars and
activists, particularly those who focus on African societies (Clarke, 2009;
Drumbl, 2007; Shaw and Waldorf, 2010). When looking at international
institutions that claim to advance justice, it is necessary to ask whether
their activity undermines or violates other valid forms of justice such as
domestic trials or customary processes of compensation and forgiveness.
Moreover, victims are affected by many ICC programs and are therefore
a key stakeholder group that should be consulted to evaluate program
relevance and impact.
To engage victims on the principles and practices of the ICC, the author
conducted 14 focus groups with individuals who were affected by the
2007–2008 post-election violence in Kenya or by the ongoing civil war in
Uganda. The focus groups were held between June and August of 2012 in
communities that had experienced extreme violence. In total, 84 people
participated: 45 women and 39 men. Participants had experienced a range
of traumas, including: bodily injury; deaths of loved ones; kidnapping; and
the destruction of property. Discussions focused on several issues: Who
count as victims? What kinds of justice do victims seek? To what extent do
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ICC processes resonate with the desire of victims for justice? How should
the ICC engage with victims? To gain further insight into these questions
and to contextualize the positions advanced in focus groups, interviews
were conducted with members of 30 civil society organizations in Kenya,
Uganda and The Hague. Background interviews were also conducted with
ICC staff.
In brief, focus group participants and civil society members expressed general
support for the ICC’s key principles: accountability for crimes; impartiality;
reparations and material assistance for victims; and the engagement of
victims in judicial processes. However, many were unsatisfied with the
implementation of these principles to date. Going forward, the ICC and civil
society supporters must therefore seek to bring victims’ expectations and
the ICC into closer alignment. Moreover, it is clear that given the Trust Fund’s
limited funds, it can contribute only limited reparations to victims. Thus, to
deliver on the promise of advancing justice for victims, the ICC, member
states, donors and civil society organizations must pursue complementary
processes to the Court’s accountability-seeking, assistance and reparations,
truth-telling and victim legal empowerment.
Discussions with victims and civil society members in conducting this
research suggested three main challenges to representing victims’
views. First, victims often lack sufficient information about the ICC and its
activities to provide their considered opinions on its performance. Second,
some victims experience frustration when they are asked repeatedly
for information but do not see the resulting reports or receive tangible
benefits, a phenomenon that has been called “consultation fatigue”. Third,
victims hold diverse and sometimes competing views on who should be
prosecuted, what punishment is appropriate and how reparations should
be implemented. To address these challenges, this paper recommends that
the ICC, civil society organizations and academic researchers should:
• Use a variety of methods to consult with victims, including
opportunities for informed deliberation as well as opinion surveys.
• Provide feedback to victims so they know the results of consultations
and the possibilities for concrete outcomes.
• Acknowledge diverse viewpoints but identify when there is significant
consensus on underlying normative commitments or policy priorities.
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These and other strategies can be used to improve the likelihood that
victims’ perspectives will be recognized and acted upon.
METHODOLOGY AND COUNTRY CASES
The methodological approach used for this paper assumes that victims of
mass violence have valuable knowledge about the impact of violence and
about the forms of justice that should address it. The paper’s qualitative
data comes primarily from focus group discussions with individuals who
were harmed by war crimes or crimes against humanity. Focus groups
did not simply register participants’ initial opinions, but also provided an
opportunity for participants to discuss and justify their positions, thereby
revealing some of the evaluative principles that underlie individual views on
justice, victimization and the ICC.
Participants were selected from communities that had experienced high
rates of violence in post-election conflict (Kenya) or civil war (Uganda).
Contact with participants was made with the assistance of community
mobilizers affiliated with the author’s local partner organizations: the
Coalition on Violence Against Women (Kenya) and the Justice and
Reconciliation Project (Uganda). Participants were purposively selected to
create groups with different ages and experiences of violence, drawn from
different geographical sectors of each community. Eight focus groups were
conducted in Kenya, six in Uganda. Between five and seven individuals
participated in each group. In total, 45 women and 39 men participated.
(See below for more information on the country cases and the make-up of
focus groups.) One facilitator ran group discussions while the author and a
translator took notes and occasionally added questions. Discussions were
conducted in Lango, Luo or Swahili, and lasted approximately two hours.
Audio recordings were later translated into English and analyzed.
Given the small sample size of participants and the large numbers of
victims in Kenya and Uganda, the study’s results cannot be assumed to
be representative of all victims in the two countries. However, the points
of view advanced in the focus groups were consistent with published
surveys of victims’ opinions (ICJ and KHRC, 2012; Pham and Vinck, 2010;
Pham et al, 2007; Robins, 2011; United Nations Human Rights, 2011).
Focus group results were supplemented and contextualized by individual
interviews with members of 30 different civil society organizations that
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focus on victims’ issues (12 in Kenya, 14 in Uganda and four in The Hague).
These organizations included most of the major national non-governmental
organizations (NGOs) in Kenya and Uganda that work on transitional justice
issues, as well as community-based organizations in key affected areas
(Kibera, Kisumu and Eldoret in Kenya; Gulu, Lira and Soroti in Uganda).
This research posed two forms of risk to focus group participants. First,
many had experienced or witnessed severe violence and these experiences
occasionally arose in discussions. To mitigate the risk of re-traumatization,
all research team members had been trained to conduct research with
survivors of violence. Participants were offered access to psychological
counseling if requested. Second, discussions touched on possible criminal
acts by other individuals, including members of the military or government.
Focus groups were therefore conducted in private settings and records
maintained the anonymity of participants. All focus group participants were
given consent forms that explained the purpose of research project, their
access to psychological counseling and the extent of anonymity possible in
focus groups. The Behavioral Research and Ethics Board of the University
of British Columbia approved this research approach.
Uganda and Kenya were chosen as case studies to explore the perspectives
of victims who experienced different types of mass violence and different
triggers for ICC intervention. The ICC Prosecutor initiated investigations in
Kenya on his own accord in 2010 to investigate violence that followed the
disputed 2007 elections. By contrast, the Ugandan government invited the
ICC’s intervention in 2003, following more than 15 years of civil war between
government forces and the Lord’s Resistance Army. Trials have not begun
for suspects in either situation. In both countries there have been public
information campaigns by the ICC and discussions about the Court and
its investigations in the media and civil society. All focus group participants
were aware of the ICC and the kinds of crimes it addresses.
KENYA
Since Kenya returned to multi-party elections in 1991 there have been
several outbreaks of election-related violence. Political parties are
significantly divided along ethnic lines, and electoral victories are linked
to opportunities for preferential treatment by government in legal and
economic matters. The 2007 national elections were hotly contested by the
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Party for National Unity (PNU), led by incumbent President Mwai Kibaki,
and the Orange Democratic Movement (ODM), led by Raila Odinga.
After a delay that prompted suspicion among many voters, the Electoral
Commission pronounced PNU the winner. ODM supporters immediately
rioted in several parts of the country, which provoked both spontaneous
and organized counter-attacks. The next two months saw ethnically-targeted
killing, maiming, sexual violence, looting and property destruction, as well
as widespread extrajudicial violence by police (Human Rights Watch, 2011).
Authorities appeared unable or unwilling to stop cycles of revenge:
Despite previous election-related violence, the 2007–2008
violence was unprecedented and pushed Kenya to the brink
of civil war. It was the culmination of systematic collapse
of institutions regarded as the vanguards of the rule of
law, human rights and democracy, such as the police, the
judiciary and the Electoral Commission of Kenya. (ICJ and
KHRC, 2012: 3)
Violence quickly ended after an African Union mediation team led by former
UN Secretary-General Kofi Annan brokered a power-sharing deal between
the political factions. The negotiating parties agreed in February 2008 to a
National Dialogue and Reconciliation process, which included the creation
of the Commission of Inquiry into Post-Election Violence (2008), known as
the Waki Commission. Among its findings, the Commission estimated that
more than 1,100 people were killed and about 350,000 were displaced.
The Commission called for a special tribunal to seek accountability for the
violence and threatened to turn evidence over to the ICC if the government
did not do so within 105 days. After the Kenyan executive and Parliament
failed to create a special tribunal in the following year, Annan handed the
evidence over to the ICC.
Prosecutor Luis Moreno-Ocampo sought and received authorization
from ICC judges to investigate crimes committed during the post-election
violence. In late 2010, he named six suspects: three associated with the
PNU (Deputy Prime Minister Uhuru Kenyatta, civil service head Francis
Muthaura, and Inspector General of the Police Hussein Ali) and three
associated with the ODM (former cabinet ministers William Ruto and Henry
Kosgey, and journalist Joshua Sang). The Court held pre-trial hearings in
The Hague in 2011 to determine if the Prosecutor had sufficient evidence
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to confirm charges against the suspects. Charges were confirmed against
Kenyatta, Muthaura, Ruto and Sang, but the prosecution later dropped
charges against Muthaura. Trials are set to begin in September, 2013.
ICC activities have provoked extensive media attention and political
manoeuvring in Kenya (Brown and Sriram, 2012; Kegoro, 2012). President
Kibaki mounted a diplomatic offensive to have the trials shifted from the
ICC to Kenyan or regional courts. Former political foes Kenyatta and Ruto,
both indicted by the ICC, joined forces and ran together in the 2013 national
elections, which they won. Kenyatta is now President and Ruto is Deputy
President. The impact that ICC indictments had on the elections and
the Kenyan government’s continuing cooperation with the Court is hotly
debated (Dowden, 2013; Obel Hansen, 2013).
FOCUS GROUPS IN KENYA
Focus groups were conducted in Nyanza and Western provinces, as well
as the informal community of Kibera in Nairobi. Participants were victims of
different forms of post-election violence, including rape, assault, looting and
destruction of property, murder of family members and police shootings.
Many had been displaced from their homes and no longer live where the
violence occurred. Three focus groups were composed of women only, two
had men only, and three were mixed. Ethnically, five focus groups were
predominately composed of Luo or Luhua participants (ethnic groups
associated with the ODM), and three were predominately composed
of participants who were Kikuyu or belonged to other ethnic groups
associated with the PNU in the 2007 elections. The Kalenjin ethnicity was
under-represented in this study. To encourage openness, most groups
were composed of individuals of similar ethnicity or political affiliation. This
strategy was used to diffuse possible conflicts among participants, based
on recommendations by ICC and NGO staff. Nevertheless, focus groups
produced a diversity of opinions on key issues.
UGANDA
Conflict between the Ugandan government and the Lord’s Resistance Army
(LRA) has lasted for over 25 years, at varying degrees of intensity and
sometimes extending beyond Uganda’s borders. During that time the LRA
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has abducted tens of thousands of children and killed, maimed and tortured
thousands of civilians in its attempt to resist the government of President
Yoweri Museveni and gain authority over fellow northern Ugandans (Allen,
2006; Branch, 2010). The Ugandan military has, in turn, been accused of
committing violations while opposing the LRA, including looting, torture and
extrajudicial killings, as well as forcibly confining hundreds of thousands of
civilians in dangerous camps for internally-displaced persons (Dolan, 2009;
Human Rights Watch, 2005).
In late 2003, during an intense period in the civil war, the Ugandan
government requested that the ICC launch an enquiry: “Having exhausted
every other means of bringing an end to this terrible suffering, the Republic
of Uganda now turns to the newly established ICC and its promise of global
justice” (Government of Uganda, para 6).
In mid-2005, the ICC issued arrest warrants for Joseph Kony, the LRA
leader, and four of his commanders: Vincent Otti, Okot Odhiambo, Raska
Lukwiya and Dominic Ongwen. They were accused of committing war crimes
and crimes against humanity, ranging from murder to sexual enslavement.
These arrest warrants were issued amid peace negotiations between the
LRA and the Ugandan government, in which Kony identified the ICC warrant
against him as an obstacle to peace. A heated discussion about the merits
of justice and peace has resulted, both in Uganda and beyond (Hovil and
Quinn, 2005; Otim and Wierda, 2008; Wegner, 2012). To date none of the
charged persons has been arrested, and Lukwiya and Otti have since died.
No warrants have been issued for members of Uganda’s government or
military. While trials have not begun, some ICC programs have continued.
The Court’s Trust Fund for Victims has provided €700,000 to €1 million a
year in assistance for victims from 2008-2012.3 However, due to the absence
of arrests and the corresponding lack of judicial activity, in 2011 the ICC
began to scale down activities in Uganda. It has reduced in-country staff
and shifted resources, while continuing to maintain relationships with civil
society, victims and other actors, should there be arrests and the need to
quickly ramp-up activities.
3 Figure provided to the author by Scott Bartell, Regional Programme Officer for the Trust Fund for Victims.
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FOCUS GROUPS IN UGANDA
Focus group discussions in Uganda were held in three communities with
acute experiences of mass violence: Barlonyo (Lango sub-region), Lukodi
and Palabek Kal (both in Acholi sub-region). The Justice and Reconciliation
Project, the author’s Ugandan partner organization for this study, has
documented the violence in all three communities (2009, 2011, 2012).
All participants considered themselves victims of the civil war. They had
survived a range of violent acts, including the killing of relatives, sexual
assault, forced displacement and the destruction of property. In Palabek
Kal focus groups were conducted with one group of local opinion leaders
and one group of former abductees of the LRA. In Barlonyo and Lukodi
separate discussion groups were held for men and women. Both Barlonyo
and Lukodi are sites of notorious LRA massacres and have received
significant attention from the ICC, including multiple visits from outreach
teams. Participants can be presumed to have greater knowledge of the ICC
and its activities than most northern Ugandans.
FINDINGS AND ANALYSIS
In general, focus group participants agreed with the key normative
principles and aims of the ICC. There was much greater disagreement
among participants in their evaluations of the Court’s implementation of
these principles. Victims who participated in focus groups are hereafter
referred to as “discussants” or “participants”. Interviews with civil society
members are identified as such.
WHO ARE VICTIMS?
Focus group discussions explored the criteria and consequences for
identifying people as victims. Two issues emerged: what it means to be
labeled a victim, and possible disappointment or conflict over who is granted
victim status by the ICC.
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Focus group participants were asked who are “victims of conflict.”4 Most
defined the category broadly. It included and sometimes extended beyond
those harmed by crimes specified in the Rome Statute. Many Ugandan
focus group participants stated that all people forced by the government
into internal displacement camps were victims because of the harsh
conditions, disruption of livelihoods, rampant disease and social discord.
Some academics and human rights groups agree (Branch, 2011; Dolan,
2009; Human Rights Watch, 2005). Ugandan participants also highlighted
the predicament of children born “in the bush” to mothers who were willing
or unwilling members of the LRA.
Kenyan and Ugandan focus group participants were clear that a victim was
properly defined not simply as someone harmed in the past, but someone
whose life plan or quality of living was significantly disrupted.
Before the violence I depended on myself but now I am
helpless! As the community continues to have a good life, I
am suffering… the violence really interfered with me.5
Some scholars and activists have challenged the term “victim” because of
its possible connotations of passivity, dependence and powerlessness. The
term “survivor” is often proposed as an alternative.6 Focus group participants
were asked whether they consider themselves victims and what they think
of the term. All Kenyan and Ugandan participants agreed that the term
“victim” was appropriate for them — not only because of past harm, but
also because they continue to suffer material or psychological effects of that
harm. Many discussants linked victim status to a moral and social claim for
redress. As a result, justice was not conceived purely in terms of retribution
against a perpetrator, but also redress for victims.
4 In Kenya, we used the following phrases to refer to victims of post-election violence: jok mane owinjo pek mar tulo (Luo) and waathiriwa wa ghasia za baada ya uchaguzi (Swahili). In Uganda we referred to victims of war as Jo ma ayelayela pa lweny oketo can ikom gi (used for both Luo and Lango groups).
5 Female participant, FGD in Vihiga, Western province, Kenya.
6 This shift from victim to survivor has been a focus of feminist analyses of domestic violence (Lamb, 1999). Other scholars have argued that Africans are often depicted and labeled “victims” as a justification for Western humanitarianism and hegemony (Clarke, 2009; Mamdani, 2010; Sagan, 2010).
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A victim is a person who suffered… he should be told why he
suffered and who made him suffer and how the person who
made him suffer can be involved in providing assistance.7
Several Kenyan focus group participants claimed that while the term “victim”
was accurate, it also caused them distress because it emphasized their
suffering. A small number of Kenyan participants further claimed that their
communities treated victims poorly out of the belief that victims impose
burdens on others.
I have a problem with being called a victim because I used
to rely on myself. I never used to beg. Now I do. We look for
small jobs and here everyone knows that we are victims. It
feels like we are being discriminated against.8
CONFLICT OVER VICTIM STATUS
The Rome Statute defines the crimes over which the ICC has jurisdiction.
If interpreted broadly, these crimes encompass almost all types of harm
that discussants considered to have produced victims. More contentious
for victims were the specific crimes that the ICC is prosecuting in Kenya
and Uganda and the implications this has for whom the Court defines as
victims. The ICC’s pursuit of crimes is limited in two ways. First, the Court
has no jurisdiction over crimes that occurred before July 1, 2002, when
the Rome Statute entered into force. Focus group participants and civil
society interviewees in Kenya and Uganda pointed out that similar acts
to the ones being investigated did occur before that date, and that such
victims would be left out of ICC processes. Second, the strategy of the
Office of the Prosecutor (OTP) is to pursue cases against a small number
of individuals for particularly grave crimes within a broader situation. Thus,
while many individuals perpetrated post-election violence and civil war, the
OTP has so far charged only six individuals in Kenya and five in Uganda.
In Kenya, the scope of prosecutions was further diminished after charges
were dropped against three defendants. For instance, when charges against
former Kenyan Police Commissioner Hussein Ali were dropped, victims of
7 Male participant, FGD in Vihiga, Western province, Kenya.
8 Female participant, FGD in Kisumu, Nyanza province, Kenya.
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police shooting during the post-election violence lost the opportunity to
have crimes against them prosecuted by the ICC.
Several Kenyan focus group participants were aware that they are “situation
victims” rather than “case victims” — they were affected by crimes under the
ICC’s jurisdiction in the Kenyan situation, but not the specific acts that will
constitute the cases in upcoming trials. (This issue was less acute in Uganda
because cases have not significantly advanced and few participants knew
of the distinction between case and situation victims.) Those individuals
who were not harmed by acts specified in cases will not get the chance
to participate in trials and are less likely to benefit from reparations. This
distinction distressed some participants. First, they felt that the harm
against them was being ignored or denied by the ICC, and their normative
claims to justice thereby rejected. Second, they were disappointed that the
ICC would not help them pursue accountability, truth-telling or reparations.
Because victim status entails normative recognition and possible material
assistance, focus group participants in both countries were very concerned
that only “real victims” be recognized.
There are those who are not victims and whenever they
hear of anything they show up. We need the real victims to
be identified.9
If assistance is to be given, then identification and registration
of people with urgent needs has to be done… Otherwise
some wrong people might receive assistance and the real
victims will be sidelined.10
These concerns were amplified in Kenya by the government’s focus to date
on assisting only those people displaced by post-election violence into
formal IDP camps. Those who suffered from physical injuries, destroyed
property, murdered relatives or displacement into existing communities
rather than camps, received significantly less attention and assistance.
The government didn’t do a full profiling of victims and
assumed that the most visible [those in camps for internally
displaced persons] were the ones it had to deal with… The
9 Female participants, FGD in Nairobi, Kenya.
10 Female participant, FGD, Lukodi village, Gulu district, Acholi sub-region.
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focus on displacement means that other kinds of victims,
for instance, victims of sexual and gender-based violence,
have never received proper attention. So there is bound to
be disgruntlement.11
Discussants feared that some victims would be ignored, but they also
identified types of victims in particular need of acknowledgement and
assistance. (See assistance and reparations section.) They were also
concerned that disappointment or conflict could result from reparations that
were distributed unfairly.
ANALYSIS AND RECOMMENDATIONS
Focus group participants accepted that the term “victim” was accurate.
However, the general acceptance of the term does not mean it is empowering.
If participants had engaged in a discussion about the value of “survivor”
or other terms, they may well have decided that they are preferable. But
within the parameters of these discussions, the vast majority considered
“victim” an appropriate label and that such a designation generated moral
obligations by others to provide redress.
Discussants thus supported the ICC when it reinforced the status of
victims as deserving social recognition and aid. However, participants
were concerned that the ICC might ignore some victims who deserve such
redress. In Kenya, participants in several focus groups felt that the ICC has
disregarded their suffering because violence against them is not part of the
cases to be tried in upcoming trials. In Uganda, some discussants argued
that the ICC is being unfair by narrowly focusing on specific victims of the
LRA, while ignoring those harmed by the Ugandan military.
Discussions with ICC outreach staff revealed that they are aware of these
concerns and seek to communicate that all victims of mass violence deserve
recognition and redress, even if only a smaller group of “case victims” will
be directly addressed by ICC processes. This issue will become more acute
if some individuals receive reparations. The ICC is aware of such risks, as
is clear in its first reparations order (Trial Chamber I, 2012). The Court must
continue to try to avoid creating conflict and disappointment based on its
decisions about cases and recipients for assistance and reparation.
11 Civil society member, interviewed in Nairobi, Kenya.
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ACCOUNTABILITY FOR CRIMES
The principal function of the ICC is to hold individuals to account for
genocide, crimes against humanity, war crimes and aggression (launching
an illegal war). Because it is derived from Western criminal law practices
and principles, the ICC’s search for accountability is intended to be judicial
rather than political and to focus on individuals rather than groups. The
ICC’s grounding in international humanitarian law builds in two other
assumptions: leaders are responsible for the actions of subordinates and
some violence can be justified by its cause and its conduct. Focus groups
explored participants’ assessments of the accountability-seeking principles
of the ICC and its pursuit of accountability to date.
THE COMPLEMENTARY ROLE OF THE ICC
Participants in group discussions expressed a great deal of interest in
accountability for crimes committed during the post-election violence
in Kenya and the civil war in Uganda. When asked why an international
institution like the ICC should be involved, participants overwhelmingly
referred to the inability of their domestic judicial system to fairly and effectively
bring leaders to account. In Kenya, participants repeatedly claimed that the
shortcomings of the judicial system and the lack of accountability for past
election-related crimes necessitated the ICC’s involvement.
Those who planned the violence are in office right now, so
they will definitely interfere with the process… There’s a lot
of corruption here, meaning the courts will not do much.
That’s why the cases should be taken to The Hague.12
Focus group participants in Uganda were also skeptical of the domestic
judicial system. They claimed it is prone to corruption, would be biased
against LRA suspects and would ignore crimes committed by the Ugandan
government or military. This skepticism towards the domestic criminal
system extended to the International Crimes Division, the section of the
Ugandan High Court created to deal with serious international crimes.
We do not trust the Ugandan government to provide
impartiality, or fair trials, or transparency. But people from
12 Female participant, FGD in Kisumu, Nyanza province, Kenya.
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other countries do not know the parties in our conflict and so
may be impartial in their judgment.13
Most participants in both countries agreed with the ICC principle of
complementarity —that the Court becomes involved when states themselves
are unwilling or unable to investigate and prosecute those responsible for
violations of the Rome Statute.
Many Kenyan discussants criticized the ICC’s efficacy in pursuing
accountability. Pre-trial hearings have occurred and trials are scheduled
to begin in September 2013. However, several civil society members and
focus group participants expressed concerns about the quality of the
prosecution’s evidence and the cooperation of the Kenyan government
with the ICC, particularly if indictees are re-elected. It remains to be seen
whether these fears will be borne out now that Kenyatta and Ruto have been
elected to run the government. It is troubling that several witnesses for the
prosecution have decided not to testify due to fears for their security (Uhuru
Kenyatta: ICC trial witnesses withdraw, 2013). The obstruction or collapse
of trials would block victims’ hopes for accountability or reparations.
Many Ugandan focus group participants have become skeptical of the
ICC’s efficacy despite their general support for its pursuit of accountability.
They expressed disappointment that eight years had passed without any
arrests or trials. Several participants stated that their hopes for the ICC had
been dashed when they learned that the Court has no police or army, and
so would primarily rely on the Ugandan military to make arrests. The same
military had failed to stop the LRA in the preceding 15 years.
SELECTIVE JUSTICE AND THE POLITICIZATION OF ICC ACCOUNTABILITY
The ICC and other tribunals do not seek to prosecute all violations of
international criminal law, but instead focus on individuals who are most
responsible for the gravest crimes. “Most responsible” and “gravest crimes”
are both open to interpretation. Thus, while constrained by the available
evidence, the OTP has considerable discretion over whom to prosecute
and for which crimes.
13 Male participant, FGD in Lukodi, Gulu district, Uganda.
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Most focus group participants agreed with the ICC’s focus on leaders rather
than lower-ranked perpetrators. However, many wanted the ICC to pursue
charges against more leaders than it has so far.
In Kenya, almost half of participants claimed that the leaders of the two
parties that contested the election in 2007 — President Kibaki and Prime
Minister Odinga — should be prosecuted. Many were already convinced
that these leaders were guilty and saw the ICC as a viable means to hold
them to account.
The president and the prime minister should be included in
the list of suspects. They were responsible for violence…
Their presence at the ICC will bring calm to Kenya, especially
to victims.14
There has been considerable political mobilization against the ICC in Kenya
(Kegoro, 2012; Momanyi, 2013). Supporters of Uhuru Kenyatta and William
Ruto have gone to great lengths to suggest the Court is a threat to Kenya’s
sovereignty, or is being manipulated by internal or external opponents of
their ethnic groups, the Kikuyu and Kalenjin. Few focus group participants
agreed with these arguments. As one stated, “The masters of impunity in
Kenya are the ones advancing such kind of arguments because they know
ICC will finally get to the bottom of the matter and they may be affected in
one way or another.”15
While some participants claimed that the ICC’s involvement had improved
the tone of politics in Kenya, others disagreed:
Because of ICC we have peace; it has tough rules regulating
the conducts of our politicians. They don’t hurl abuses these
days.16
They preach peace but they have agents who do their dirty
work for them. When they are alone they speak openly. 17
14 Female participant, FGD in Vihiga, Western province, Kenya.
15 Male participant, FGD in Vihiga, Western province, Kenya.
16 Female participant, FGD in Ugunja, Nyanza province, Kenya.
17 Female participants, FGD in Nairobi, Kenya.
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In Uganda, almost all focus group participants argued that the OTP should
investigate and prosecute top leaders in the Ugandan government and
military as well as the LRA.
There is a saying that, “It is the commander of the black ants
that searches for the termites and calls its comrades to feast
on them.” So it is the commanders of the perpetrators who
should be punished. To me both the government and the
LRA leaders are responsible for the damage caused.18
By not holding leaders on both sides to account, participants argued, the
ICC ignores the suffering of many victims and fails to address the very
government impunity that contributed to the conflict. The OTP has claimed it
did look at acts committed by the Ugandan military, but that those acts either
occurred before the Rome Statute came into force or were not sufficiently
grave to warrant further investigation.19 Officially, the OTP is still pursuing
evidence of military and government responsibility for crimes (Assembly of
State Parties, 2012b). However, there is little information available for the
public to believe that substantive investigations continue.20
Many participants focused on political accountability rather than legal or
criminal accountability. Some participants in both countries drew on notions
of collective responsibility, in which household or clan heads are responsible
for the actions of all subordinates. Other participants claimed that the top
leaders were most responsible for the context that led to specific crimes:
Odinga and Kibaki whipped up sentiments during Kenya’s elections and
refused to compromise or step down when they ended. Museveni and
Kony, they stated, pursued political objectives by military means despite the
suffering of civilians. However, some participants did argue for the criminal
responsibility of top leaders. They claimed that given the organizational
structure of the government, political parties and security services, it was
inconceivable that top leaders did not order or at least tacitly support the
18 Male participant, FGD in Palabek Kal, Lamwo district, Acholi sub-region, Uganda.
19 “Statement by the Chief Prosecutor on the Uganda Arrest Warrants,” The Hague, 14 October 2005, at 2-3.
20 The author contacted the OTP to provide some information about the scope and findings of their preliminary investigation. The Uganda Victims’ Foundation has made a similar request, and Human Rights Watch has repeatedly raised the issue in reports and forums. To date the OTP has not provided further information.
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crimes committed. The fact that leaders have failed to investigate and punish
perpetrators in the ranks of these institutions supports this belief.
CRIMINAL VS. TRADITIONAL JUSTICE
The most profound challenge to the ICC’s approach to accountability would
be the rejection by victims of criminal justice in favour of alternatives, such as
traditional justice practices. Such alternatives held little appeal with Kenyan
focus group participants. When asked about traditional or customary justice
practices, none supported their use and just two of 44 suggested that
forgiveness — combined with public admissions of responsibility — was
preferable to trials.
Traditional justice practices were much more resonant with Ugandan focus
group participants, a finding in agreement with other research (Baines,
2007; Refugee Law Project, 2009; but see also Allen, 2010). Many Ugandan
participants claimed that traditional practices should be used to promote
accountability and reconciliation for former LRA militants, particularly those
abducted as children.
For the young ones forcefully abducted, they don’t have any
crimes because every time they are being forced to do bad
things all the time. Traditional justice can be for those ones…
But for the commanders who knew what they were doing
and issuing orders for the young ones to commit crimes,
there’s no traditional justice for them. 21
Opinions on traditional justice for LRA leaders were more varied. About
a third of participants thought senior LRA leaders could still be forgiven
if they would simply return to their communities and admit responsibility.
Participants who disagreed noted that LRA commanders had refused to
submit to traditional justice practices in the past, or had committed crimes
that were wider and more egregious than those practices could address.
Several members of civil society organizations noted that traditional justice
mechanisms might not work when perpetrators’ crimes affected diverse
communities, including those with different customary justice practices.
21 Male participant, FGD in Lukodi village, Gulu district, Acholi sub-region.
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During the course of discussions, participants in five of six focus groups
came to agree that the ICC should play a complementary role to traditional
justice, targeting those persons whom traditional justice could not address.
ANALYSIS AND RECOMMENDATIONS
The vast majority of discussants expressed support for the ICC’s aim of
holding to account those perpetrators most responsible for mass violence.
The ICC was seen as a valuable alternative to state judicial and political
processes. Focus group participants were most critical of the Court when
they believed it had violated its impartiality or shown itself to be powerless
against alleged perpetrators.
When participants criticized the ICC for being biased in its search for
accountability, they spoke of two different problems. Some wanted a political
reckoning, and therefore argued that top leaders should be prosecuted
regardless of their direct involvement in crimes. The ICC should not take
this approach and must continue to explain that it is a judicial rather than
political body. Other participants feared that the Court acted in a biased
fashion in its judicial functions, treating some parties differently than others.
The ICC should strive to act and appear as impartial by attending to
crimes by all sides in a conflict. The OTP can use its discretion to mitigate
perceptions of bias. In Kenya, the OTP launched proceedings against three
individuals aligned with each of the two contesting political parties — a
clear attempt to show evenhandedness. In Uganda, in contrast, the OTP
has been criticized for only charging LRA leaders. If it does not charge
any Ugandan government or military leaders, the OTP must find a way to
give more information or assurances to victims to support its claim to have
investigated their alleged crimes.
The ICC was created to play a complementary role to national judicial
processes. Cases are only admissible at the ICC if states themselves are
unable or unwilling to investigate and prosecute. This complementarity
appealed to focus group participants. Most believed that their domestic
justice system was biased, corrupt, beholden to powerful officials and
unable to mount credible prosecutions of mass crimes. However, domestic
judicial action remains necessary. The Court will only ever prosecute
a small number of perpetrators for a limited number of crimes. National
judicial systems can address crimes by a larger number of perpetrators,
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so it is disappointing that the national systems in Kenya and Uganda have
made so little progress on these matters (Jennings and Bwire, 2012; Human
Rights Watch, 2012).
Moreover, many focus group participants in Uganda proposed that
complementarity be expanded to work in conjunction with traditional justice
practices. During the course of focus group discussions, the majority came
to agree that the ICC should only prosecute individuals when traditional
justice practices are not appropriate or viable.
ASSISTANCE AND REPARATIONS
Focus group participants and civil society members repeatedly claimed that
prosecutions alone would not provide justice, since victims would still be
suffering the social, physical, psychological and economic consequences of
violations. Unlike most international criminal tribunals, the ICC is mandated
to advance such aims, primarily through the Trust Fund for Victims. This
section examines respondents’ views on assistance and reparations and
the ICC’s role in providing them.
DESIRES FOR ASSISTANCE AND REPARATIONS
Kenyan focus group participants repeatedly insisted that victims of post-
election violence need individualized compensation and livelihood
assistance. Several discussants mentioned the need for medical care, such
as for HIV/AIDS contracted by rape, or for bullets still lodged in bodies. But
today, almost five years after the violence, most victims require livelihood
assistance rather than humanitarian aid. For instance, several women who
had been raped during post-election violence in the informal community of
Kibera argued that plots of land outside Nairobi could be given to victims
like themselves, so they could live in peace with their children. Not only
would the arrangement afford them a small livelihood, but the women
could escape the stigma of being sexually abused, which often leads to
abandonment by their husbands.
As a victim, my husband said he cannot be with [sleep with]
a woman who has been with many men. And I’m not the only
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one. So if I can be moved from Kibera and taken to a place
where I can be with my children I will be very happy.22
Many Kenyan participants wanted their former property returned or
compensation for it.
Everything was stolen from my shop and strangers are still
living in my house… It’s not that I have never followed up
that matter. I have gone to court and to district officials but
they do nothing. I was told to shut my mouth and stop talking
about it or I would die.23
Ugandan focus group participants also declared that assistance and
reparations were critical to justice for victims. There were differences in
emphasis compared to Kenyan participants, however. First, many Ugandan
participants called for assistance and reparations for communities or even
the whole northern region, rather than focusing solely on individuals. This
position was based on the observation that entire communities continue to
suffer from material and social problems caused by the conflict. Participants
often referred to the threats this legacy poses to future generations in
northern Uganda.
Honestly, the war has not ended; we have only rested from
the sound of gunshots. There are yet three bigger wars that
will make us continue to suffer if we don’t open our eyes:
shortages of food, lack of access to education and diseases
… All these came as a result of the war.24
Focus group participants in Kenya and Uganda expressed a demand for
material assistance and reparations that far outstrips the ICC’s mandate
or resources. But discussions also revealed that there might be broad
agreement on those victims who should be prioritized. Many Kenyan
focus group participants recognized that people who became disabled
or families who lost breadwinners were in particular need of assistance.
Ugandan participants identified people with permanent disabilities, persons
abducted by the LRA, female returnees with children born in captivity, those
22 Female participants, FGD in Nairobi, Kenya.
23 Female participant, FGD in Kisumu, Nyanza province.
24 Male participant, FGD in Lukodi village, Gulu district, Acholi sub-region.
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whose family members were killed, and above all orphans and widows,
as being in particular need. However, focus groups only explored priorities
for assistance and reparations in a preliminary fashion. More detailed
consultations are needed, including on the role of non-material reparations
and the sequencing of reparations.
A second difference between the responses in Kenyan and Ugandan focus
groups related to the role of traditional justice practices in giving meaning
to reparations. Among Ugandan participants, reparations were seen as
necessary to repair social and sometimes spiritual discord in communities,
as well as to improve individual lives. Ugandan participants expressed
more interest than Kenyan participants in symbolic reparations, including
memorial sites and reburial ceremonies.
Focus group participants and civil society interviewees in both countries
warned that assistance and reparations to victims could lead to reconciliation
or conflict, depending on how they are assessed and distributed. Participants
were clear that “real victims” should be prioritized. They expressed concern
that government officials might steal or divert funding. Many Kenyan
participants bitterly criticized the government for favouritism and corruption
in the distribution of assistance to victims. Ugandan participants were
critical of government assistance programs, such as the Peace Recovery
and Development Plan for Northern Uganda, which benefited some
communities that had little experience of conflict. Overall, focus group
participants stressed the need for transparency and consultation with
victims on the design of assistance and reparation programs because of
their potential positive or negative impact on community reconciliation.
TRUST FUND FOR VICTIMS
The Trust Fund for Victims (TFV) is a partly-independent agency of the
ICC created for the benefit of victims of crimes within the jurisdiction of the
Court (Rome Statute, Article 79.1). The TFV has two mandates. First, upon
completion of a trial, the Court may ask the TFV to implement orders for
reparations to victims of crimes for which there are convictions. Because
no trials have been completed in Kenya or Uganda, no reparation orders
have been issued. Second, the TFV can provide assistance to victims of
crimes under ICC jurisdiction and also to their families. Funding comes
from donations that states or individuals voluntarily make to the TFV.
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The TFV has not acted on its assistance mandate in Kenya, to the
disappointment of some civil society members who work with victims.
In Uganda, it has funded physical and psycho-social rehabilitation and
material support for victims. The trust has disbursed €700,000 to €1 million
a year since 2008.25 This amount is significant but small in comparison to
other major donors in Uganda.26
Most focus group participants in Kenya were unaware of the role that the
ICC or the TFV could play in victim assistance and reparations. At the time
these focus groups were held, the TFV had not communicated its approach
in Kenya. Several civil society members expressed frustration that by
2012, two years after investigations began, the TFV had not yet begun
designing an assistance program. Because of this uncertainty, many civil
society groups in Kenya have been careful not to raise victims’ hopes about
possible assistance, according to Carole Theuri of Kenyans for Peace, Truth
and Justice, an umbrella organization for human rights groups.
While some focus group participants in Uganda knew of the TFV, very few
were clear about the programs it supported. Once informed of the TFV’s
existence, Ugandan discussants became interested in its past and future
projects. Regardless of their views on accountability and ICC judicial
processes, some participants stressed that the Trust Fund’s assistance
would provide a tangible form of justice for many victims.
Civil society members in Kenya and Uganda also commented on the
importance of managing victims’ expectations for assistance and reparations.
Indeed, Ugandan civil society members pointed out that this issue is always
top of mind in consultations with victims. According to an NGO director from
Teso sub-region:
If you attempt to turn the discussion to something else,
[victims] will try as hard as possible to bring the discussion
back to support or compensation. That’s why it is not
easy to get information from victims, because they have
preconceived needs that must first be addressed.
25 Amounts of TFV funding in Uganda come from Scott Bartell, the TFV’s Kampala-based Regional Programme Officer. For details of TFV activities in Uganda see http://www.trustfundforvictims.org/projects.
26 For instance, the United States Agency for International Development has an annual budget for Uganda of approximately $320 million. See http://uganda.usaid.gov/programs.
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The low profile of the TFV, especially before reparations proceedings have
begun, may have some benefits. It could avoid unduly-raised expectations
and prevent unwanted associations between the ICC’s accountability-
seeking and victim compensation. Indeed, several Kenyan civil society
members told us that large numbers of victims applied for victim participant
status under the mistaken belief that this would automatically lead to
compensation. On the negative side, the low profile of the TFV means that
victims may not be able to provide input into decisions about priorities or
programs for assistance.
ANALYSIS AND RECOMMENDATIONS
Justice for victims was seen by discussants as going beyond accountability
to include assistance and reparation for those harmed. Three principles
dominated discussions. First, Kenyan and Ugandan participants stated that
all victims deserved compensation for harm and assistance to repair their
disrupted lives. In addition to assisting individuals, Ugandan discussants
argued for a broad reparations program to help communities affected by civil
war. However, the ICC is unlikely to contribute in significant ways to such
a program, given its limited resources and focus on reparations for victims
of specific cases. Second, participants identified specific types of victims
who most urgently need assistance and who should have first priority for
the TFV’s limited resources. Third, discussants explained that reparations
and assistance could either promote or disrupt community reconciliation,
depending on how they are designed and administered. As noted above,
the Court is aware of such risks (Trial Chamber I, 2012).
Participants did not praise or criticize the work of the TFV— it has not
operated in Kenya and very few participants were aware of its work in
Uganda. It is also clear that while assistance through the TFV is important,
in the context of tens of thousands of victims it is necessarily limited. If
there are reparations these will only come after convictions, which in the
two situations will happen years in the future — if at all. Moreover, these
reparations will focus on victims of the particular crimes prosecuted,
leaving many victims out. The Court and TFV should therefore contribute to
broader strategies for assistance and reparations in a variety of ways, from
sharing information and best practices to actively advocating for national
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governments, donor states and humanitarian organizations to play these
roles.
VICTIM ENGAGEMENT AND PARTICIPATION
The involvement of victims in justice processes is central to restorative
or victim-centred justice. Such involvement can range from incorporating
their voices into trials to giving them a say over justice processes to be
pursued. The ICC attempts to involve victims through outreach (overseen
by the Public Information and Documentation Section, PIDS) and legal
participation (overseen by several ICC sections and by external legal
representatives for victims). This section describes discussants’ positions
on how victims should be engaged by the Court and on the existing scheme
for legal participation.
CONSULTING AND TRUTH-TELLING
For victims to engage with ICC processes they must be aware of the
Court’s existence and activities. The research approach used for this
paper does not lend itself to assessing the knowledge that victims have of
the ICC, due to the small sample size and the fact that participants were
exposed to information about the Court during the course of discussions.
Other researchers have conducted opinion surveys about justice and past
violence in Kenya and northern Uganda.27
Rather than assess the quality of ICC outreach, focus groups explored
participants’ perspectives on appropriate interaction between victims and
the Court. Two issues dominated discussions: the opportunity for victims to
contribute individually to truth-telling and the capacity of victims to monitor
the ICC and hold it to account.
When asked about a role for victims in the work of the ICC, many
participants stated that victims desire to contribute to truth-telling about
past violations. There were several reasons for this position. First, victims
27 For surveys of Kenyan public opinion on transitional justice and political reform after the post-election violence, see the quarterly monitoring reports by South Consulting (http://www.dialoguekenya.org/index.php/reports/monitoring-reports.html). For northern Ugandan opinions on transitional justice issues, including the ICC, see the reports by the Human Rights Center at the University of California, Berkeley (http://www.law.berkeley.edu/11979.htm).
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have important knowledge of what happened, as eyewitnesses to violence
against themselves and others.
I will tell the ICC everything I have seen without fear or favour,
knowing that the only protection I have is God. I will not mind
as long as the ICC will pledge that it will use my testimony
as a basis of their investigation. Because I know the next
generation would reap the benefits of the truth when I am
gone.28
Second, participants claimed that certain decisions of the ICC — especially
the choice of individuals to prosecute — would be changed had victims’
interests been given priority. Third, some participants wanted the ICC to
hear about their personal suffering so it would provide aid.
Participants who wanted to testify sometimes commented on the personal
security risks that would result.
I would really love to participate in the work of ICC. Though I
fear for my life, I must do it. If I don’t give an account of what
I saw, the ICC might not know the truth. 29
Such concerns were particularly common in Kenya, where participants
feared retaliation by security services, or other ethnic or political factions.
Several members of NGOs in Kenya confirmed that such concerns are
justified.
In addition to truth-telling, many focus group participants proposed that the
ICC engage with them so they could monitor the Court’s performance and,
in particular, the quality of investigations and advocacy for victims’ interests.
Many Ugandan focus group participants complained of a lack of knowledge
about current activities of the ICC. This position was heard less frequently
in Kenya, where media access and media attention to ICC activities is high.
Several participants in focus groups in each country expressed frustration
that ICC staff or civil society members collected information from them, but
that these consultations didn’t lead to meaningful feedback or action.
28 Male participant, FGD in Lukodi village, Gulu district, Acholi sub-region.
29 Female participant, FGD in Ugunja, Nyanza province, Kenya.
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The ICC always comes here to consult with us. We always
give them the information they want. They go and do not
come back, denying the opportunity to know what is
happening.30
LEGAL PARTICIPATION
The ICC statute gives victims the right to present their views and concerns
on issues arising before the ICC which affect their personal interests, if not
inconsistent with the rights of the accused or a fair and impartial trial (Article
68(3) of the Rome Statute). To participate, victims must submit forms that
show the harm suffered from an alleged crime under the ICC’s jurisdiction.
The ICC’s Victim Participation and Reparations Section coordinates
with victims in the field and makes sure that they are informed about the
process, often working with civil society organizations. ICC judges group
victims together so that many victims are represented by one or a few
lawyers, whose fees are paid by the Court. Victims apply to the Court to
participate. If accepted, they have the right to participate in different stages
of the judicial process, from pre-trial hearings to post-conviction reparations
proceedings. In the trial of Thomas Lubanga Dyilo, for example, lawyers for
victims presented statements in court, questioned witnesses and filed legal
motions. Some participants appeared in court and spoke about victims’
experiences and concerns, rather than acting as witnesses for the defense
or prosecution.
It is difficult to evaluate victims’ experiences of legal participation. First, the
identities of participants in the proceedings are confidential in order to protect
them. ICC staff and civil society members in both countries stated that victim
participants are widely confused with victims testifying as witnesses and so
may be targeted for intimidation or retribution by supporters of accused
persons. Second, because trials have not begun in either country, victims
and their representatives have had little opportunity to participate, although
victims’ representatives did play a role in pre-trial hearings in Kenya. This
section therefore examines ideas about victim participation rather than the
actual experiences of victims involved in these processes.
30 Male participant, FGD in Barlonyo village, Lira district, Lango sub-region.
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VICTIM PARTICIPATION IN KENYA
During pre-trial hearings for the two cases being prosecuted in Kenya,
560 victims were accredited as participants in each case. The Chambers
selected lawyers to act for victims affected by each of the two cases, Sureta
Chana for one and Morris Anyah for the other. The lawyers met most of the
victims in their group on at least one occasion, and kept in regular contact
with them through Kenya-based field staff. During pre-trial hearings they
made submissions and opening and closing statements. Several members
of Kenyan civil society organizations praised the work of the lawyers, both
in the pre-trial hearings and in their work with victims via field staff. In late
2012, ICC judges assigned two new lawyers, Fergal Gaynor and Wilfred
Nderitu, to represent victims in the trials set to begin in September 2013.
The Court has not made public how many victims have been accredited to
participate.
Most focus group participants strongly supported the idea that victims
have a lawyer to represent them at the ICC. They stated that legal
representatives could advocate for material aid and describe victims’
experiences. Participants proposed that lawyers must know victims and
their communities extremely well and must not extort funds from the people
they represent.
Very few focus group participants understood clearly the victim participation
scheme at the ICC, or the contribution that victims’ lawyers had made in the
Kenyan cases so far. Civil society members in Kenya, by contrast, were
generally pleased with the role that the victims’ lawyers had played in pre-trial
processes. In the courtroom, Anyah and Chana introduced key arguments
seeking the judges’ recognition of harms that victims had experienced.
For instance, Chana strongly advocated for recognition that many victims
had property destroyed during post-election violence — an approach
potentially important for later determination of reparations. Anyah caught
errors or missed opportunities in arguments by the prosecution, which
may have undermined future possibilities for convictions and reparations.
Both lawyers introduced victims’ perspectives into the hearings. As one civil
society member in Nairobi observed:
If you listened to Sureta [Chana’s] presentation, she
managed to give actual illustrations, actual examples and
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actual faces throughout. It wasn’t just broad-stroked; specific
victims’ voices were heard.
Victim participation in the upcoming Kenyan trials will be keenly watched,
both for its contribution to prosecutions and the possible impact on
reparations proceedings.
VICTIM PARTICIPATION IN UGANDA
In the proceedings related to Uganda, Pre-Trial Chamber II granted
participation status to 62 victims (Pre-Trial Chamber II, 2012). ICC staff
met with victims to discuss their application forms or to update them on
the situation. However, in the absence of judicial proceedings — such as
confirmation of charges hearings or trials — victims have not yet had a real
opportunity to exercise their right to participate.
When asked, almost all Ugandan focus group participants wanted to have
their interests represented before the ICC. Some, if given the opportunity,
wanted to attend hearings in The Hague.
If the perpetrators have been captured and trials are taking
place, the victims can go, listen to the trials and learn how
judgment will be passed. That would at least make victims
feel at peace and get consolation from the fact that the person
who committed atrocities against her is being punished.31
The vast majority of discussants supported the idea of being represented
by a lawyer who would gather victims’ views and evidence, present them
in court and report back to victims. They considered it practical, given that
there are thousands of victims, and emphasized that their representative
should know the victims’ communities well in addition to being unbiased
and having relevant expertise.
Many focus group participants said they were ready to give evidence of
what happened and the harm they suffered, provided their security was
assured. This willingness to testify was not only driven by the desire to punish
wrongdoers, but also by the belief that trials may facilitate reconciliation and
create an impartial record of the conflict for the benefit of future generations.
31 Female participant, FGD, Lukodi village, Gulu district, Acholi sub-region.
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ANALYSIS AND RECOMMENDATIONS
Most discussants expressed a desire to participate more fully with the ICC,
either to ensure that their interests are advanced or to have their testimony
contribute to public understanding of victims’ experiences. To advance justice
for victims, the ICC can engage them in three ways. First, the ICC can make
victims aware of the Court and its work. The ICC’s outreach section, PIDS,
is primarily responsible for information dissemination. As noted, this study
did not evaluate outreach. Focus group discussions suggested that there
is widespread understanding of the role of the Court but — particularly in
Uganda — limited knowledge about its ongoing activities.
Second, in addition to disseminating information about its work, ICC staff
can listen attentively to the experiences of individual victims. In this form
of engagement the emphasis shifts from speaking to listening: hearing
victims’ stories, acknowledging the harms they suffered and recognizing
the legitimacy of their grievances. Studies of victims involved in domestic
criminal legal systems have found that they are much more satisfied with
justice processes if court officials engage with them respectfully (Stover,
2005). ICC staff can engage in these communicative relationships but face
several challenges. They may not share a language or cultural background
with victims; they may not be able to meet victims repeatedly and build trust;
and there are just a few ICC staff available to interact with hundreds or even
thousands of victims in a country. Local personnel, such as the field staff
employed by victims’ lawyers, are most likely to be able to overcome these
challenges. Several participants in focus groups had interacted directly with
ICC staff and they seemed to better understand and appreciate the Court’s
work. However this sample size is too small to draw broader conclusions.
Third, in addition to promoting the recognition of victims in public
communication, and in addition to attentive listening to victims, the ICC can
give victims the opportunity to influence what happens in judicial processes.
The ICC does so by allowing victims’ views and concerns to be advanced
by lawyers or, in rare cases, by individual victims themselves. As noted
previously, it was not possible to discuss with victims their experiences of
legal participation. Such research will be possible in the future as cases
are completed. Moreover, once the Court renders more judgments it will
be possible to determine whether victim participation has had a significant
impact on decisions. But clearly the ICC’s approach to victim participation
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is a significant departure from past international criminal tribunals and it
brings greater attention to victims’ needs and experiences. The possibility
for victims to be consulted by legal representatives, and receive feedback
on the development of judicial processes, held great appeal for focus group
participants in both countries.
CHALLENGES OF REPRESENTING VICTIMS’ VIEWS
This report has explored victims’ assessments of the ICC’s activities
and its approach to justice. There are however three main challenges to
representing victims’ views on these matters.
First, focus group participants sometimes lacked sufficient information to
evaluate the work of the ICC. Some participants were unaware of important
institutional facts, such as the existence of the Trust Fund for Victims or
the Court’s lack of jurisdiction over crimes committed before 2002. While
most focus group participants understood the basic role of the Court, many
claimed that they lacked information on its recent activities. To an extent,
these information deficits were addressed during the focus group itself. Better-
informed participants sometimes introduced their knowledge or corrected
false assumptions. Such corrections do not occur in regular opinion polling,
since individuals are questioned alone. Research has shown that policy-
making is better informed by soliciting people’s “considered opinions,” the
positions they hold if adequately informed and given time to reflect and
engage with alternative views (Fishkin, 2009). Considered opinions can be
identified through deliberative forums, which provide participants extensive
information on a topic and give them adequate opportunity to discuss
issues and solutions in depth. There are numerous examples of the use
of deliberative processes and stakeholder engagement around the world
(Fung, 2006; Smith, 2009). Such forums are resource intensive and time-
consuming and therefore could only engage a small number of people. Thus,
to understand the views of victims, ICC staff, civil society members and
academic researchers should draw on a variety of consultation methods,
including opinion surveys, focus groups, deliberative forums and individual
interviews.
Second, a vocal minority of participants expressed frustration that ICC and
NGO staff continually asked them for information but did not provide feedback
33 INTERNATIONAL JUSTICE FOR VICTIMS? ASSESSING THE INTERNATIONAL CRIMINAL COURT FROM THE PERSPECTIVE OF VICTIMS IN KENYA AND UGANDA
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or deliver concrete results. This “consultation fatigue” was encountered in
focus groups in communities that are well-known sites of violence: Kibera
in Nairobi, Kenya, and the Ugandan villages of Lukodi and Barlonyo. Other
researchers in Kenya found a similar frustration at the lack of follow-up
or tangible outcomes after consultations, with the result that some victims
“saw no need to engage with other research initiatives” (ICJ and KHRC,
2012: 52). More consistent feedback is therefore necessary. The author will
work with partner organizations so that focus group participants will have
access to these research findings. This is but one strategy in the overall aim
of treating victims as research partners.
Third, focus group discussions revealed a great diversity in victims’ views.
For example, in Kenya, participants disagreed on who deserved to be
prosecuted and who counted as “real victims.” In Uganda, victims disagreed
about whether LRA leaders should be jailed if convicted or whether the
ICC undermined peace in the region. There were also differences between
Kenyan and Ugandan participants: traditional justice norms and practices
were important for Ugandan participants but did not figure in focus groups
in Kenya, for instance. It is important to acknowledge this diversity of views.
However, several strategies can be used to seek positions on which there
is broad agreement. Underlying normative commitments can be found, and
focus groups in Kenya and Uganda identified several common principles:
• Maintaining impartiality must be the ICC’s highest priority.
• The court should focus on the prosecution of leaders because they
are the architects of mass violence and are often shielded from
domestic accountability processes.
• Reparative measures for victims are critical. Punishment of
perpetrators without assistance to victims is not justice.
Focus groups were also able to determine policy priorities on several
contested issues. For instance, many focus group participants expressed
the desire for assistance from the Trust Fund for Victims. However, after
discussion, most focus groups in Kenya and Uganda came to a general
agreement on the kinds of victims who should be prioritized for assistance.
To take another example, Ugandan focus group participants disagreed about
whether all LRA soldiers could be forgiven after participating in traditional
justice practices. But five of six focus groups came to a general agreement
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that lower-ranked and abducted LRA soldiers should face traditional justice,
while the punitive ICC approach was appropriate for a few top LRA leaders.
In sum, to address a diversity of opinion, ICC staff, civil society organizations
and academics should:
• Continue using a variety of methods to consult with victims, including
both opinion surveys and deliberative forums;
• Provide significant feedback to those who are consulted, including the
results of consultations and possible outcomes from them;
• Identify, when possible, where consensus lies on normative
commitments or policy priorities.
CONCLUSION
From discussions with community members and civil society organizations
it is clear that opinions on the ICC are mixed. Many endorsed its objectives
of impartial accountability for international crimes and reparative justice for
victims. But while some appreciated the role the ICC played, many believed
its achievements so far have fallen short of their expectations. In the words
of a Ugandan civil society member:
To me it seems like the ICC is in a learning process. It’s like
a pilot project, which will be of very little relevance today, but
probably beneficial for future generations.
Focus group participants did not come to discussions of the ICC looking to
have justice norms and practices explained to them. Rather, they hoped the
Court would promote aspects of justice that they already deemed important.
Many participants regarded the ICC as providing an opportunity to advance
justice that had not previously been available. For this reason, issues like
the ICC’s limited jurisdiction, its focus on a small number of perpetrators
and crimes and the limited resources for assistance and reparations all
provoked disappointment. Many participants expressed a desire for the
ICC to more vigorously pursue its mandated tasks — to prosecute more
people, deliver more assistance and reparations and engage victims more
deeply. There were also frequent calls for the ICC to take on further roles.
For instance, many participants did not see the ICC as simply a judicial
body, but as a new ally to improve long-standing political problems, either of
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recurring factionalism and electoral violence (Kenya) or civil strife between
regions (Uganda). Some participants wished the ICC would deliver a range
of material goods, from new roads to funds for new businesses, which go
well beyond its capacities.
The ICC and its supporters can address the gulf between victims’
expectations and the Court’s actions in three ways. Court staff must continue
to consult with victims and their civil society representatives and seek to
better meet their expectations for:
• Impartial and effective investigations and prosecutions;
• Extensive and appropriately-targeted assistance and reparations;
• Meaningful participation in justice processes.
At the same time, the ICC and civil society must inform victims of the
mandate and limitations of the Court, and thereby dampen unrealistic
expectations. Finally, member states, donors and civil society organizations
must seek to complement the ICC’s forms of justice to extend their reach,
but also support forms of justice that are outside the Court’s mandate.
Ultimately, the ICC is but one of many players in the search for justice, a fact
that the Court itself recognizes (Assembly of State Parties, 2012a). Victims
deserve much more assistance and empowerment than the ICC was ever
intended to provide.
This report is by no means the final word on victims’ views and concerns
about justice in Kenya and Uganda. Rather, it is a contribution to on-going
discussions that should take multiple forms and should engage victims in
diverse ways. The author is privileged to have had the opportunity to listen
to individuals address matters of such gravity for themselves and their
societies.
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